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<table><col/><col/><col/><col/><tbody><tr><td><p>4.3.2014&#160;&#160;&#160;</p></td><td><p>EN</p></td><td><p>Official Journal of the European Union</p></td><td><p>L 62/10</p></td></tr></tbody></table> COMMISSION IMPLEMENTING REGULATION (EU) No 201/2014 of 3 March 2014 amending the Annex to Regulation (EU) No 37/2010 on pharmacologically active substances and their classification regarding maximum residue limits in foodstuffs of animal origin, as regards the substance tildipirosin (Text with EEA relevance) THE EUROPEAN COMMISSION, Having regard to the Treaty on the Functioning of the European Union, Having regard to Regulation (EC) No 470/2009 of the European Parliament and of the Council of 6 May 2009 laying down Community procedures for the establishment of residue limits of pharmacologically active substances in foodstuffs of animal origin, repealing Council Regulation (EEC) No 2377/90 and amending Directive 2001/82/EC of the European Parliament and of the Council and Regulation (EC) No 726/2004 of the European Parliament and of the Council ( 1 ) , and in particular Article 14 in conjunction with Article 17 thereof, Having regard to the opinion of the European Medicines Agency formulated by the Committee for Medicinal Products for Veterinary Use, Whereas: <table><col/><col/><tbody><tr><td><p>(1)</p></td><td><p>The maximum residue limit (&#8216;MRL&#8217;) for pharmacologically active substances intended for use in the Union in veterinary medicinal products for food-producing animals or in biocidal products used in animal husbandry is to be established in accordance with Regulation (EC) No 470/2009.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(2)</p></td><td><p>Pharmacologically active substances and their classification regarding MRLs in foodstuffs of animal origin are set out in the Annex to Commission Regulation (EU) No 37/2010&#160;<a>(<span>2</span>)</a>.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(3)</p></td><td><p>Table 1 of the Annex to Commission Regulation (EU) No 759/2010&#160;<a>(<span>3</span>)</a> provisionally lists tildipirosin as an allowed substance for bovine, caprine and porcine species, applicable to muscle, fat (skin and fat for porcine species), liver, and kidney, excluding animals from which milk is produced for human consumption, until 1 January 2012. In accordance with that Annex, the MRLs for muscle did not apply to the injection site for which higher levels are provided for.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(4)</p></td><td><p>Additional data were provided and assessed leading the Committee for Medicinal Products for Veterinary Use to recommend the establishment of final MRLs for tildipirosin for bovine, caprine and porcine species, applicable to muscle, fat (skin and fat in natural proportions for porcine species), liver and kidney, excluding animals from which milk is produced for human consumption. Taking into account that the Commission and residue control authorities consider that, in order to ensure the feasibility of residue controls, a single MRL for muscle must be established, the Committee for Medicinal Products for Veterinary Use, in a revised opinion, did not recommend to provide for a separate MRL for injection site muscle as this was the case in its previous opinions.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(5)</p></td><td><p>In accordance with Article 5 of Regulation (EC) No 470/2009 the European Medicines Agency is to consider using MRLs established for a pharmacologically active substance in a particular foodstuff for another foodstuff derived from the same species, or MRLs established for a pharmacologically active substance in one or more species for other species.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(6)</p></td><td><p>The Committee for Medicinal Products for Veterinary Use recommended the extrapolation of the MRLs for tildipirosin in bovine species to caprine species. It also concluded that the extrapolation to other food producing species cannot be supported for this substance.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(7)</p></td><td><p>The entry for tildipirosin in Table 1 of the Annex to Regulation (EU) No 37/2010 should therefore be amended to include final MRLs for the pharmaceutical substance tildipirosin for bovine, caprine and porcine species, applicable to muscle, fat (skin and fat in natural proportions for porcine species), liver and kidney. The provisions on the MRLs for the injection site as regards muscle and on provisional MRLs should be removed.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(8)</p></td><td><p>It is appropriate to provide for a reasonable period of time for the stakeholders concerned to take measures that may be required to comply with the newly set MRLs.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(9)</p></td><td><p>The measures provided for in this Regulation are in accordance with the opinion of the Standing Committee on Veterinary Medicinal Products,</p></td></tr></tbody></table> HAS ADOPTED THIS REGULATION: Article 1 The Annex to Regulation (EU) No 37/2010 is amended as set out in the Annex to this Regulation. Article 2 This Regulation shall enter into force on the twentieth day following that of its publication in the Official Journal of the European Union . It shall apply from 3 May 2014. This Regulation shall be binding in its entirety and directly applicable in all Member States. Done at Brussels, 3 March 2014. For the Commission The President José Manuel BARROSO ( 1 ) OJ L 152, 16.6.2009, p. 11 . ( 2 ) Commission Regulation (EU) No 37/2010 of 22 December 2009 on pharmacologically active substances and their classification regarding maximum residue limits in foodstuffs of animal origin ( OJ L 15, 20.1.2010, p. 1 ). ( 3 ) Commission Regulation (EU) No 759/2010 of 24 August 2010 amending the Annex to Regulation (EU) No 37/2010 on pharmacologically active substances and their classification regarding maximum residue limits in foodstuffs of animal origin, as regards the substance tildipirosin ( OJ L 223, 25.8.2010, p. 39 ). ANNEX In Table 1 of the Annex to Regulation (EU) No 37/2010, the entry for the substance tildipirosin is replaced by the following: <table><col/><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>Pharmacologically active Substance</p></td><td><p>Marker residue</p></td><td><p>Animal Species</p></td><td><p>MRL</p></td><td><p>Target Tissues</p></td><td><p>Other Provisions (according to Article 14(7) of Regulation (EC) No 470/2009)</p></td><td><p>Therapeutic classification</p></td></tr><tr><td><p>&#8216;Tildipirosin</p></td><td><p>Tildipirosin</p></td><td><p>Bovine, caprine</p></td><td><p>400 &#160;&#956;g/kg</p></td><td><p>Muscle</p></td><td><p>Not for use in animals from which milk is produced for human consumption.</p></td><td><p>Anti-infectious agents/Antibiotics&#8217;</p></td></tr><tr><td><p>200 &#160;&#956;g/kg</p></td><td><p>Fat</p></td></tr><tr><td><p>2&#160;000 &#160;&#956;g/kg</p></td><td><p>Liver</p></td></tr><tr><td><p>3&#160;000 &#160;&#956;g/kg</p></td><td><p>Kidney</p></td></tr><tr><td><p>Porcine</p></td><td><p>1&#160;200 &#160;&#956;g/kg</p></td><td><p>Muscle</p></td><td><p>&#160;</p></td></tr><tr><td><p>800 &#160;&#956;g/kg</p></td><td><p>Skin and fat in natural proportions</p></td></tr><tr><td><p>5&#160;000 &#160;&#956;g/kg</p></td><td><p>Liver</p></td></tr><tr><td><p>10&#160;000 &#160;&#956;g/kg</p></td><td><p>Kidney</p></td></tr></tbody></table>

ENG

32014R0201

<table><col/><col/><col/><col/><tbody><tr><td><p>2.8.2016&#160;&#160;&#160;</p></td><td><p>EN</p></td><td><p>Official Journal of the European Union</p></td><td><p>L 208/1</p></td></tr></tbody></table> COMMISSION IMPLEMENTING REGULATION (EU) 2016/1313 of 1 August 2016 amending Implementation Regulation (EU) No 540/2011 as regards the conditions of approval of the active substance glyphosate (Text with EEA relevance) THE EUROPEAN COMMISSION, Having regard to the Treaty on the Functioning of the European Union, Having regard to Regulation (EC) No 1107/2009 of the European Parliament and of the Council of 21 October 2009 concerning the placing of plant protection products on the market and repealing Council Directives 79/117/EEC and 91/414/EEC ( 1 ) , and in particular the first alternative of Article 21(3) thereof, Whereas: <table><col/><col/><tbody><tr><td><p>(1)</p></td><td><p>The active substance was included in Annex I to Council Directive 91/414/EEC<a>&#160;(<span>2</span>)</a> by Commission Directive 2001/99/EC<a>&#160;(<span>3</span>)</a>.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(2)</p></td><td><p>Active substances included in Annex I of Directive 91/414/EEC are deemed to have been approved under Regulation (EC) No 1107/2009 and are listed in Part A of the Annex to Commission Implementing Regulation (EU) No 540/2011<a>&#160;(<span>4</span>)</a>.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(3)</p></td><td><p>The approval of the active substance glyphosate, as set out in the Annex to Implementing Regulation (EU) No 540/2011 expires 6 months from the date of receipt of the opinion of the Committee for Risk Assessment of the European Chemicals Agency by the Commission or 31 December 2017, whichever is the earlier.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(4)</p></td><td><p>On 30 October 2015<a>&#160;(<span>5</span>)</a> the European Food Safety Authority (hereinafter &#8216;the Authority&#8217;) communicated to the Commission its statement on the toxicological assessment of POE-tallowamine (CAS No 61791-26-2), a substance frequently used as a co-formulant in plant protection products containing glyphosate. It concluded that compared to glyphosate, a significant toxicity of POE-tallowamine was observed on all endpoints investigated. Additional concerns were highlighted as regards the potential of POE-tallowamine to negatively affect human health when used in plant protection products containing glyphosate. The Authority also considered that a likely explanation for the medical data in humans for plant protection products containing glyphosate is that the toxicity is mostly driven by the POE-tallowamine component of the formulation.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(5)</p></td><td><p>In accordance with Directive 2009/128/EC of the European Parliament and of the Council<a>&#160;(<span>6</span>)</a> in conjunction with Article 55 of Regulation (EC) No 1107/2009, Member States should encourage the development and implementation of integrated pest management and of alternative approaches or techniques in order to reduce their dependency on the use of pesticides. As plant protection products containing glyphosate are widely used for non-agricultural applications, Member States should ensure that the use of plant protection products containing glyphosate is minimised or prohibited in areas such as public parks and gardens, sports and recreation grounds, school grounds and children's playgrounds and in the close vicinity of healthcare facilities.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(6)</p></td><td><p>Plant protection products containing glyphosate are also used for pre-harvest applications. In certain situations pre-harvest uses to check or prevent undesired growth of weeds are in line with good agricultural practices. Nevertheless it appears that plant protection products containing glyphosate are also used with the intention to control the time point of harvest or to optimise the threshing, although these uses may not be considered within good agricultural practices. Such uses may therefore not be compliant with the provisions of Article 55 of Regulation (EC) No 1107/2009. Member States should therefore pay particular attention to compliance of pre-harvest uses with good agricultural practices when authorising plant protection products.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(7)</p></td><td><p>The Commission invited the notifiers to submit their comments.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(8)</p></td><td><p>In the light of current scientific and technical knowledge it is appropriate to amend the conditions of use of the active substance in particular by excluding the co-formulant POE-tallowamine (CAS No 61791-26-2) from the use in plant protection products containing glyphosate.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(9)</p></td><td><p>Implementing Regulation (EU) No 540/2011 should be amended accordingly.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(10)</p></td><td><p>In accordance with Article 27(2) of Regulation (EC) No 1107/2009, a list of co-formulants not accepted for inclusion in plant protection products shall be established. The Commission, the Authority and Member States have started work in view of establishing that list. In carrying out that work, the Commission will pay particular attention to potentially harmful co-formulants used in plant protection products containing glyphosate. The list of unacceptable co-formulants will be established in future in a separate act, in accordance with the procedural requirements set out in Article 27(2) of Regulation (EC) No 1107/2009.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(11)</p></td><td><p>The measures provided for in this Regulation are in accordance with the opinion of the Standing Committee on Plants, Animals, Food and Feed,</p></td></tr></tbody></table> HAS ADOPTED THIS REGULATION: Article 1 In the seventh column, ‘specific provisions’, of entry 25 on glyphosate in Part A of the Annex to Implementing Regulation (EU) No 540/2011, the text is replaced by the following: ‘Only uses as herbicide may be authorised. For the implementation of the uniform principles as referred to in Article 29(6) of Regulation (EC) No 1107/2009, the conclusions of the review report on glyphosate, and in particular Appendices I and II thereof, as amended in the Standing Committee on Plants, Animals, Food and Feed on 27 June 2016 shall be taken into account. In this overall assessment Member States: <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>must pay particular attention to the protection of the groundwater in vulnerable areas, in particular with respect to non-crop uses,</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>must pay particular attention to risks from the use in specific areas referred to in Article 12(a) of Directive 2009/128/EC,</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>must pay particular attention to compliance of pre-harvest uses with good agricultural practices.</p></td></tr></tbody></table> Member States shall ensure that plant protection products containing glyphosate do not contain the co-formulant POE-tallowamine (CAS No 61791-26-2)’. Article 2 This Regulation shall enter into force on the twentieth day following that of its publication in the Official Journal of the European Union . This Regulation shall be binding in its entirety and directly applicable in all Member States. Done at Brussels, 1 August 2016. For the Commission The President Jean-Claude JUNCKER <note> ( 1 ) OJ L 309, 24.11.2009, p. 1 . ( 2 ) Council Directive 91/414/EEC of 15 July 1991 concerning the placing of plant protection products on the market ( OJ L 230, 19.8.1991, p. 1 ). ( 3 ) Commission Directive 2001/99/EC of 20 November 2001 amending Annex I to Council Directive 91/414/EEC concerning the placing of plant protection products on the market to include glyphosate and thifensulfuron-methyl as active substances ( OJ L 304, 21.11.2001, p. 14 ). ( 4 ) Commission Implementing Regulation (EU) No 540/2011 of 25 May 2011 implementing Regulation (EC) No 1107/2009 of the European Parliament and of the Council as regards the list of approved active substances ( OJ L 153, 11.6.2011, p. 1 ). ( 5 ) EFSA Journal 2015; 13(11): 4303. Available online: www.efsa.europa.eu ( 6 ) Directive 2009/128/EC of the European Parliament and of the Council of 21 October 2009 establishing a framework for Community action to achieve the sustainable use of pesticides ( OJ L 309, 24.11.2009, p. 71 ). </note>

ENG

32016R1313

<table><col/><col/><col/><col/><tbody><tr><td><p>25.2.2015&#160;&#160;&#160;</p></td><td><p>EN</p></td><td><p>Official Journal of the European Union</p></td><td><p>L 53/5</p></td></tr></tbody></table> COMMISSION IMPLEMENTING REGULATION (EU) 2015/293 of 24 February 2015 entering a name in the register of protected designations of origin and protected geographical indications (Liliputas (PGI)) THE EUROPEAN COMMISSION, Having regard to the Treaty on the Functioning of the European Union, Having regard to Regulation (EU) No 1151/2012 of the European Parliament and of the Council of 21 November 2012 on quality schemes for agricultural products and foodstuffs ( 1 ) , and in particular Articles 15(2) and 52(3)(b) thereof, Whereas: <table><col/><col/><tbody><tr><td><p>(1)</p></td><td><p>Pursuant to Article 50(2)(a) of Regulation (EU) No 1151/2012, Lithuania's application to register the name &#8216;Liliputas&#8217; was published in the<span>Official Journal of the European Union</span><a>&#160;(<span>2</span>)</a>.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(2)</p></td><td><p>By the notice of opposition of 13 September 2013 and the reasoned statement of opposition of 8 November 2013, Poland opposed to the registration under Article 51(2) of Regulation (EU) No 1151/2012. The opposition was deemed admissible.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(3)</p></td><td><p>By letters dated 8 January 2014, the Commission invited the interested parties to engage in appropriate consultations to seek agreement among themselves in accordance with their internal procedures.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(4)</p></td><td><p>No agreement was reached between Lithuania and Poland.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(5)</p></td><td><p>Given that no agreement was reached, the Commission should adopt a decision in accordance with the procedure referred to in Article 52(3)(b) of Regulation (EU) No 1151/2012.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(6)</p></td><td><p>In accordance with Article 10(1)(c) of Regulation (EU) No 1151/2012 the opponent alleged that the registration of &#8216;Liliputas&#8217; as a Protected Geographical Indication would jeopardise the existence of a partly identical name, of trade marks and of products which have been legally on the Polish market for significantly more than five years preceding the date the application for registration of the name &#8216;Liliputas&#8217; as Protected Geographical Indication was published in the<span>Official Journal of the European Union</span> (15 June 2013); according to the opponent, that registration would be a threat to the existence of the product named &#8216;Liliput&#8217;, which is a Polish cheese having characteristics similar to &#8216;Liliputas&#8217; cheese and whose name is phonetically similar to the name &#8216;Liliputas&#8217;.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(7)</p></td><td><p>The opponent claims that the term &#8216;Liliput&#8217; is generally used in Poland to refer to products characterised by their small size and it is used also for cheese. Cheese bearing the name &#8216;Liliput&#8217; has been lawfully produced and marketed in Poland since 1971. In company standards, technical instructions and norms for the use of raw materials &#8216;Liliput&#8217; cheese is listed among other types of cheese such as Gouda, Edam and Emmental. This term, referred to the Polish cheese, is popular among Polish consumers and it is in no way linked to the Lithuanian cheese. It is therefore to be considered as a generic term for generic cheese in Poland. As regards the product, Polish &#8216;Liliput&#8217; cheese has characteristics, appearance, and dimensions similar to Lithuanian &#8216;Liliputas&#8217; cheese. In the end, the opponent suggests, &#8216;Liliput&#8217; and &#8216;Liliputas&#8217; are similar products bearing generic names. Therefore, the registration of the name &#8216;Liliputas&#8217; as Protected Geographical Indication would prevent the Polish producers from marketing their &#8216;Liliput&#8217; cheese or, in any event, from using the name &#8216;Liliput&#8217; for a cheese.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(8)</p></td><td><p>The opponent claims also that the product and the name to be registered do not comply with the requirements of Article 5(2) of Regulation (EU) No 1151/2012. As stated in the published Single Document the cheese got the name &#8216;Liliputas&#8217; because of its size. Therefore, the name &#8216;Liliputas&#8217; does not indicate that the product comes from a particular place but, as the Polish cheese &#8216;Liliput&#8217;, just refers to the small size of the cheese. In addition, the qualities of the product are not attributable to its geographical origin but they simply derive from the fact of maturing in small rounds. The impact of the local microscopic mould<span>Penicillium pallidum</span> Smith on the organoleptic characteristics of &#8216;Liliputas&#8217; is not proven. Furthermore, the fact that the product was produced under State Standards in USSR (Union of Soviet Socialist Republics) would confirm that it could be produced anywhere in USSR and that there was no specific link with the delimited geographical area. In the end, &#8216;Liliputas&#8217; should be considered a generic product.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(9)</p></td><td><p>Several Polish cheese producers have been granted protection for trademarks containing the word &#8216;Liliput&#8217;, such as the registered word and figurative trade mark &#8216;Cheesland Liliput&#8217; and &#8216;Ser liliput&#8217;, and the applied word trade mark &#8216;Serenada Liliput&#8217;. The production of the Polish &#8216;Liliput&#8217; is substantive: 2&#160;762 tonnes produced in 2013 on an industrial scale and marketed all over Poland in 2&#160;250 shops, 4,8 % of the production exported in the EU market. 90 % of the production of &#8216;Liliput&#8217; cheese is covered by a trade mark. In the opinion of the opponent, the registration of the name &#8216;Liliputas&#8217; as a Protected Geographical Indication would be a threat to the existence of such trade marks.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(10)</p></td><td><p>Despite the abovementioned allegations submitted by the opponent, it is appropriate to register the name &#8216;Liliputas&#8217; as Protected Geographical Indication for the following reasons.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(11)</p></td><td><p>Although the use of the name &#8216;Liliputas&#8217; must have an origin in the small size of the cheese it refers to, it is clear that in Lithuania, in half a century, that name has lost this size reference and it has in parallel developed a strong link with the area of production. At present, in Lithuania, the name &#8216;Liliputas&#8217; is indisputably associated with the hand-made semi-hard fermented high quality cheese produced in Belvederis village. Lithuanian consumers do not link that name to a Polish cheese or to standard industrialised cheese production. Therefore, although deprived of a geographical part, the name Liliputas complies with the definition of Article 5(2) of Regulation (EU) No&#160;1151/2012 which states that protected geographical indication is a name identifying a product originating in a specific place, region or country.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(12)</p></td><td><p>In the light of the above, &#8216;Liliputas&#8217; cannot be considered a generic name. Generic names are names that, although having an historical link to the place where the product they refer to was originally produced or marketed, are now totally disconnected from such initial geographical origin. For &#8216;Liliputas&#8217; it is exactly the contrary. It was originally disconnected from its geographical origin but now it is strongly linked to its area of production.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(13)</p></td><td><p>The product has qualities and reputation that are attributable to its geographical origin. Although the published single document states that the cheese got the name &#8216;Liliputas&#8217; because of its size, it however clarifies that it gets its specific flavour and aroma from maturing in small rounds by means of internal microflora and the microscopic mould<span>Penicillium pallidum</span> Smith, which grows in cellars in the geographical area. This mould, which is specific of cellars in Belvederis village, is responsible of the lactic acid, fresh flavour and aroma that is distinctive to &#8216;Liliputas&#8217; cheese. The area provides special conditions for this mould to survive. In addition, the fact that the cheese is hand-made and produced in a non-mechanical way contributes to the maintaining and the development of the mould. Furthermore, &#8216;Liliputas&#8217; has a well-documented and solid reputation as being the flagship of the Lithuanian dairy production, which has been precisely described in the published single document.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(14)</p></td><td><p>The differences among &#8216;Liliputas&#8217; and &#8216;Liliput&#8217; are therefore quite evident. &#8216;Liliputas&#8217; cannot be considered as a generic product.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(15)</p></td><td><p>As regards the allegation that, since it was covered by USSR standards, &#8216;Liliputas&#8217; could be produced anywhere in USSR, it should be noted that the inclusion of products in such standards was compulsory at that time. In addition, this circumstance does not imply that the product, as described in the standard included on initiative of Lithuania, was produced elsewhere. In any event, from 1969 to 1979 it received plenty of awards, diplomas, quality mark and medals, being well identified as a Lithuanian cheese produced in Belvederis village.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(16)</p></td><td><p>The terms &#8216;Liliput&#8217; is phonetically similar to the term &#8216;Liliputas&#8217; which is to be registered. Both names originate from the small size of the cheese. Although the &#8216;Liliputas&#8217; cheese is a product with well distinct characteristics, qualities and reputation, the &#8216;Liliput&#8217; cheese has aspects that make it similar to the &#8216;Liliputas&#8217; cheese. As the names are close and given the visual similarities between the products, the application of the protection envisaged by Article 13 of Regulation (EU) No 1151/2012 could have the result that &#8216;Liliputas&#8217;, if registered, would prevent Polish cheese producers from using the term &#8216;Liliput&#8217;.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(17)</p></td><td><p>The evidence shows that the use of the term &#8216;Liliput&#8217; was not meant to exploit the reputation of &#8216;Liliputas&#8217; name. The consumers have not been or couldn't have been misled as to the true origin of the products. In fact, the two products have two distinct markets in which they are well known and correctly identified. For these reasons, and as it was shown that &#8216;Liliput&#8217; has been in legal use consistently and fairly for at least 25 years before the application for registration of &#8216;Liliputas&#8217; was submitted to the Commission, in the interests of fairness and traditional usage, the maximum transitional period foreseen by Article 15(2) of Regulation (EU) No 1151/2012 should be granted.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(18)</p></td><td><p>That conclusion does not have as a necessary consequence that the use of the term &#8216;Liliput&#8217; becomes unlawful. In line with Article 41(2) of Regulation (EU) No 1151/2012, if it can be established that, taking into account of all relevant factors and in particular the existing situation in the areas of consumption and the relevant national or Union legal acts, &#8216;Liliput&#8217; has become a generic term, the use of this name would not be affected by the registration of the name &#8216;Liliputas&#8217;.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(19)</p></td><td><p>Concerning trade marks containing the term &#8216;Liliput&#8217; that were applied for, registered or established by use in good faith within the territory of the Union prior to the application for registration of &#8216;Liliputas&#8217; as Protected Geographical Indication, in accordance with Article 14(2) of Regulation (EU) No 1151/2012, the said trade marks can continue to be used and renewed for that product, provided the general requirements under trade mark legislation are otherwise met.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(20)</p></td><td><p>In the light of the above, the name &#8216;Liliputas&#8217; should be entered in the Register of protected designations of origin and protected geographical indications.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(21)</p></td><td><p>The measures provided for in this Regulation are in accordance with the opinion of the Agricultural Product Quality Policy Committee,</p></td></tr></tbody></table> HAS ADOPTED THIS REGULATION: Article 1 The name ‘Liliputas’ (PGI) is registered. The name in the first alinea identifies a product from class 1.3. Cheeses of annex XI of Commission Implementing Regulation (EU) No 668/2014 ( 3 ) . Article 2 The term ‘Liliput’ may be used to designate cheese not complying with the specification for ‘Liliputas’ for a period of 15 years from the date of entry into force of this Regulation. Article 3 This Regulation shall enter into force on the twentieth day following that of its publication in the Official Journal of the European Union . This Regulation shall be binding in its entirety and directly applicable in all Member States. Done at Brussels, 24 February 2015. For the Commission The President Jean-Claude JUNCKER <note> ( 1 ) OJ L 343, 14.12.2012, p. 1 . ( 2 ) OJ C 170, 15.6.2013, p. 46 . ( 3 ) Commission Implementing Regulation (EU) No 668/2014 of 13 June 2014 laying down rules for the application of Regulation (EU) No 1151/2012 of the European Parliament and of the Council on quality schemes for agricultural products and foodstuffs ( OJ L 179, 19.6.2014, p. 36 ). </note>

ENG

32015R0293

<table><col/><col/><col/><col/><tbody><tr><td><p>20.7.2022&#160;&#160;&#160;</p></td><td><p>EN</p></td><td><p>Official Journal of the European Union</p></td><td><p>L 191/41</p></td></tr></tbody></table> COMMISSION IMPLEMENTING REGULATION (EU) 2022/1252 of 19 July 2022 amending Implementing Regulation (EU) 2015/408 to update the list of candidates for substitution (Text with EEA relevance) THE EUROPEAN COMMISSION, Having regard to the Treaty on the Functioning of the European Union, Having regard to Regulation (EC) No 1107/2009 of the European Parliament and of the Council of 21 October 2009 concerning the placing of plant protection products on the market and repealing Council Directives 79/117/EEC and 91/414/EEC ( 1 ) , and in particular Articles 78(2) thereof, Whereas: <table><col/><col/><tbody><tr><td><p>(1)</p></td><td><p>The Annex to Commission Implementing Regulation (EU) 2015/408&#160;<a>(<span>2</span>)</a> contains a list of active substances which satisfy the criteria set out in point 4 of Annex II to Regulation (EC) No&#160;1107/2009 for being considered as candidates for substitution.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(2)</p></td><td><p>A number of those substances are no longer approved or their approvals have been renewed pursuant to Article&#160;20 of Regulation (EC) No&#160;1107/2009, resulting in a listing in Part E of the Annex to Commission Implementing Regulation (EU) No&#160;540/2011&#160;<a>(<span>3</span>)</a>. Their listing in the Annex to Implementing Regulation (EU) 2015/408 is no longer relevant. In the interest of clarity and transparency, they should be deleted from this Annex.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(3)</p></td><td><p>Quizalofop-P (variant quizalofop-P-tefuryl) is an approved active substance listed in the Annex to Implementing Regulation (EU) 2015/408 as a candidate for substitution because of its former harmonised classification as toxic for reproduction category 1B in accordance with Regulation (EC) No&#160;1272/2008 of the European Parliament and of the Council&#160;<a>(<span>4</span>)</a>. Commission Regulation (EU) 2018/1480&#160;<a>(<span>5</span>)</a> updated this classification to toxic for reproduction category 2. Therefore, quizalofop-P-tefuryl no longer fulfils the criteria to be considered a candidate for substitution and should be deleted from the Annex to Implementing Regulation (EU) 2015/408.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(4)</p></td><td><p>Implementing Regulation (EU) 2015/408 should therefore be amended accordingly.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(5)</p></td><td><p>The measures provided for in this Regulation are in accordance with the opinion of the Standing Committee on Plants, Animals, Food and Feed,</p></td></tr></tbody></table> HAS ADOPTED THIS REGULATION: Article 1 The Annex to Implementing Regulation (EU) 2015/408 is amended in accordance with the Annex to this Regulation. Article 2 This Regulation shall enter into force on the twentieth day following that of its publication in the Official Journal of the European Union . This Regulation shall be binding in its entirety and directly applicable in all Member States. Done at Brussels, 19 July 2022. For the Commission The President Ursula VON DER LEYEN ( 1 ) OJ L 309, 24.11.2009, p. 1 . ( 2 ) Commission Implementing Regulation (EU) 2015/408 of 11 March 2015 on implementing Article 80(7) of Regulation (EC) No 1107/2009 of the European Parliament and of the Council concerning the placing of plant protection products on the market and establishing a list of candidates for substitution ( OJ L 67, 12.3.2015, p. 18 ). ( 3 ) Commission Implementing Regulation (EU) No 540/2011 of 25 May 2011 implementing Regulation (EC) No 1107/2009 of the European Parliament and of the Council as regards the list of approved active substances ( OJ L 153, 11.6.2011, p. 1 ). ( 4 ) Regulation (EC) No 1272/2008 of the European Parliament and of the Council of 16 December 2008 on classification, labelling and packaging of substances and mixtures, amending and repealing Directives 67/548/EEC and 1999/45/EC, and amending Regulation (EC) No 1907/2006 ( OJ L 353, 31.12.2008, p. 1 ). ( 5 ) Commission Regulation (EU) 2018/1480 of 4 October 2018 amending, for the purposes of its adaptation to technical and scientific progress, Regulation (EC) No 1272/2008 of the European Parliament and of the Council on classification, labelling and packaging of substances and mixtures and correcting Commission Regulation (EU) 2017/776 ( OJ L 251, 5.10.2018, p. 1 ). ANNEX In the Annex to Implementing Regulation (EU) 2015/408 the following entries are deleted: <table><col/><col/><tbody><tr><td><p>&#160;</p></td><td><p>amitrole;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#160;</p></td><td><p>bifenthrin;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#160;</p></td><td><p>bromadiolone;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#160;</p></td><td><p>carbendazim;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#160;</p></td><td><p>carbetamide;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#160;</p></td><td><p>copper compounds (variants copper hydroxide, copper oxychloride, copper oxide, Bordeaux mixture and tribasic copper sulphate);</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#160;</p></td><td><p>cyproconazole;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#160;</p></td><td><p>difenacoum;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#160;</p></td><td><p>dimethoate;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#160;</p></td><td><p>diquat;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#160;</p></td><td><p>epoxiconazole;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#160;</p></td><td><p>esfenvalerate;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#160;</p></td><td><p>ethoprophos;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#160;</p></td><td><p>etoxazole;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#160;</p></td><td><p>famoxadone;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#160;</p></td><td><p>fenamiphos;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#160;</p></td><td><p>fenbutatin oxide;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#160;</p></td><td><p>fipronil;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#160;</p></td><td><p>fluquinconazole;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#160;</p></td><td><p>glufosinate;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#160;</p></td><td><p>haloxyfop-P;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#160;</p></td><td><p>imazamox;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#160;</p></td><td><p>imazosulfuron;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#160;</p></td><td><p>isoproturon;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#160;</p></td><td><p>isopyrazam;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#160;</p></td><td><p>lambda-cyhalothrin;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#160;</p></td><td><p>linuron;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#160;</p></td><td><p>lufenuron;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#160;</p></td><td><p>mecoprop;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#160;</p></td><td><p>methomyl;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#160;</p></td><td><p>metsulfuron-methyl;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#160;</p></td><td><p>molinate;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#160;</p></td><td><p>myclobutanil;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#160;</p></td><td><p>oxadiargyl;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#160;</p></td><td><p>oxadiazon;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#160;</p></td><td><p>pendimethalin;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#160;</p></td><td><p>prochloraz;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#160;</p></td><td><p>profoxydim;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#160;</p></td><td><p>propiconazole;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#160;</p></td><td><p>prosulfuron;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#160;</p></td><td><p>quinoxyfen;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#160;</p></td><td><p>quizalofop-P (variant quizalofop-P-tefuryl);</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#160;</p></td><td><p>tepraloxydim;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#160;</p></td><td><p>thiacloprid;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#160;</p></td><td><p>triasulfuron;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#160;</p></td><td><p>triazoxide;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#160;</p></td><td><p>warfarin.</p></td></tr></tbody></table>

ENG

32022R1252

<table><col/><col/><col/><col/><tbody><tr><td><p>16.12.2014&#160;&#160;&#160;</p></td><td><p>EN</p></td><td><p>Official Journal of the European Union</p></td><td><p>L 359/1</p></td></tr></tbody></table> COUNCIL DIRECTIVE 2014/107/EU of 9 December 2014 amending Directive 2011/16/EU as regards mandatory automatic exchange of information in the field of taxation THE COUNCIL OF THE EUROPEAN UNION, Having regard to the Treaty on the Functioning of the European Union, and in particular Article 115 thereof, Having regard to the proposal from the European Commission, After transmission of the draft legislative act to the national parliaments, Having regard to the opinion of the European Parliament, Having regard to the opinion of the European Economic and Social Committee ( 1 ) , Acting in accordance with a special legislative procedure, Whereas: <table><col/><col/><tbody><tr><td><p>(1)</p></td><td><p>In recent years, the challenge posed by cross-border tax fraud and tax evasion has increased considerably and has become a major focus of concern within the Union and at global level. Unreported and untaxed income is considerably reducing national tax revenues. An increase in the efficiency and effectiveness of tax collection is therefore urgently needed. The automatic exchange of information constitutes an important tool in this regard and the Commission in its communication of 6 December 2012 containing an Action Plan to strengthen the fight against tax fraud and tax evasion highlighted the need to promote vigorously the automatic exchange of information as the future European and international standard for transparency and exchange of information in tax matters.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(2)</p></td><td><p>The importance of automatic exchange of information as a means to combat cross-border tax fraud and tax evasion has recently been recognised also at the international level (G20 and G8). Following the negotiations between the United States of America and several other countries, including all Member States, on bilateral automatic exchange agreements to implement the United States' Foreign Account Tax Compliance Act (commonly known as &#8216;FATCA&#8217;), the Organisation for Economic Cooperation and Development (OECD) was mandated by the G20 to build on these agreements to develop a single global standard for automatic exchange of tax information.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(3)</p></td><td><p>The European Council on 22 May 2013 requested the extension of automatic information exchange at Union and global levels with a view to combating tax fraud, tax evasion and aggressive tax planning. The European Council also welcomed ongoing efforts made in the G20, G8, and OECD to develop a global standard for automatic exchange of financial account information in tax matters.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(4)</p></td><td><p>In February 2014, the OECD released the main elements of a global standard for automatic exchange of financial account information in tax matters, namely a Model Competent Authority Agreement and a Common Reporting Standard, which were subsequently endorsed by the G20 Finance Ministers and Central Bank Governors. In July 2014, the OECD Council released the full global standard, including its remaining elements, namely the Commentaries on the Model Competent Authority Agreement and Common Reporting Standard and the Information Technology Modalities for implementing the global standard. The entire global standard package was endorsed by G20 Finance Ministers and Central Bank Governors in September 2014.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(5)</p></td><td><p>Council Directive 2011/16/EU&#160;<a>(<span>2</span>)</a> already provides for the mandatory automatic exchange of information between Member States on certain categories of income and capital, mainly of a non-financial nature, that taxpayers hold in Member States other than their State of residence. It also establishes a step-by-step approach to reinforcing automatic exchange of information by its progressive extension to new categories of income and capital and the removal of the condition that the information only has to be exchanged if available. Currently, given the increased opportunities to invest abroad in a wide range of financial products, the existing Union and international administrative cooperation instruments in the field of taxation have become less effective in combating cross-border tax fraud and evasion.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(6)</p></td><td><p>As highlighted by the request of the European Council, it is appropriate to bring forward the extension of automatic information exchange already envisaged in Article 8(5) of Directive 2011/16/EU with respect to residents in other Member States. A Union initiative will ensure a coherent, consistent and comprehensive Union-wide approach to the automatic exchange of information in the internal market which would lead to cost savings both for tax administrations and economic operators.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(7)</p></td><td><p>The fact that Member States have concluded or are close to concluding agreements with the United States of America relating to FATCA means that those Member States are providing or will provide for wider cooperation within the meaning of Article 19 of Directive 2011/16/EU, and are or will be under an obligation to provide such wider cooperation to other Member States as well.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(8)</p></td><td><p>The conclusion of parallel and uncoordinated agreements by Member States under Article 19 of Directive 2011/16/EU could lead to distortions that would be detrimental to the smooth functioning of the internal market. Expanded automatic information exchange on the basis of a Union-wide legislative instrument would obviate the need for Member States to invoke that Article, with a view to concluding bilateral or multilateral agreements that may be considered appropriate on the same subject in the absence of relevant Union legislation.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(9)</p></td><td><p>In order to minimise costs and administrative burdens both for tax administrations and for economic operators, it is also crucial to ensure that the expanded scope of automatic exchange of information within the Union is in line with international developments. To achieve this objective, Member States should require their Financial Institutions to implement reporting and due diligence rules which are fully consistent with those set out in the Common Reporting Standard developed by the OECD. Moreover, the scope of Article 8 of Directive 2011/16/EU should be extended to include the same information covered by the OECD Model Competent Authority Agreement and Common Reporting Standard. It is expected that each Member State would have only one single list of domestically-defined Non-Reporting Financial Institutions and Excluded Accounts that it would use both when implementing this Directive and for the application of other agreements implementing the global standard.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(10)</p></td><td><p>The categories of Reporting Financial Institutions and Reportable Accounts covered by this Directive are designed to limit the opportunities for taxpayers to avoid being reported by shifting assets to Financial Institutions or investing in financial products that are outside the scope of this Directive. However, certain Financial Institutions and accounts that present a low risk of being used to evade tax should be excluded from the scope of this Directive. Thresholds should not be generally included in this Directive as they could be easily circumvented by splitting accounts into different Financial Institutions. The financial information which is required to be reported and exchanged should concern not only all relevant income (interests, dividends and similar types of income) but also account balances and sale proceeds from Financial Assets, in order to address situations where a taxpayer seeks to hide capital that in itself represents income or assets with regard to which tax has been evaded. Therefore, the processing of information under this Directive is necessary and proportionate for the purpose of enabling Member States' tax administrations to correctly and unequivocally identify the taxpayers concerned, to administer and enforce their tax laws in cross-border situations, to assess the likelihood of tax evasion being perpetrated, and to avoid unnecessary further investigations.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(11)</p></td><td><p>Reporting Financial Institutions could meet their information obligations towards individual Reportable Persons by following the detailed arrangements on communication, including its frequency, provided for by their internal procedures in accordance with their domestic law.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(12)</p></td><td><p>Reporting Financial Institutions, sending Member States and receiving Member States, in their capacity as data controllers, should retain information processed in accordance with this Directive for no longer than necessary to achieve the purposes thereof. Given the differences in Member States' legislation, the maximum retention period should be set by reference to the statute of limitations provided by each data controller's domestic tax legislation.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(13)</p></td><td><p>In implementing this Directive, Member States should use the Commentaries on the Model Competent Authority Agreement and Common Reporting Standard, developed by the OECD, as a source of illustration or interpretation and in order to ensure consistency in application across Member States. Union action in this area should continue to take particular account of future developments at OECD level.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(14)</p></td><td><p>The condition that automatic exchange may be subject to the availability of the information requested as provided for in Article 8(1) of Directive 2011/16/EU should not apply to the new items as introduced by this Directive into Directive 2011/16/EU.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(15)</p></td><td><p>The reference to a threshold in Article 8(3) of Directive 2011/16/EU should be removed since such a threshold does not appear to be manageable in practice.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(16)</p></td><td><p>The review of the condition of availability to be undertaken in 2017 should be extended to all the five categories referred to in Article 8(1) of Directive 2011/16/EU, so that the case for exchange of information by all Member States on all those categories could be examined.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(17)</p></td><td><p>This Directive respects the fundamental rights and observes the principles which are recognised in particular by the Charter of Fundamental Rights of the European Union, including the right to the protection of personal data.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(18)</p></td><td><p>Since the objective of this Directive, namely the efficient administrative cooperation between Member States under conditions compatible with the proper functioning of the internal market, cannot be sufficiently achieved by the Member States but can rather, by reason of the uniformity and effectiveness required, be better achieved at Union level, the Union may adopt measures, in accordance with the principle of subsidiarity as set out in Article 5&#160;of the Treaty on European Union. In accordance with the principle of proportionality, as set out in that Article, this Directive does not go beyond what is necessary in order to achieve that objective.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(19)</p></td><td><p>In view of existing structural differences, Austria should be allowed to exchange information automatically under this Directive for the first time by 30 September 2018 instead of 30 September 2017.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(20)</p></td><td><p>Directive 2011/16/EU should therefore be amended accordingly,</p></td></tr></tbody></table> HAS ADOPTED THIS DIRECTIVE: Article 1 Directive 2011/16/EU is amended as follows: <table><col/><col/><tbody><tr><td><p>(1)</p></td><td><p>In Article 3, point 9 is replaced by the following:</p><table><col/><col/><tbody><tr><td><p>&#8216;9.</p></td><td><span>&#8220;automatic exchange&#8221; means the systematic communication of predefined information on residents in other Member States to the relevant Member State of residence, without prior request, at pre-established regular intervals. In the context of Article 8, available information refers to information in the tax files of the Member State communicating the information, which is retrievable in accordance with the procedures for gathering and processing information in that Member State. In the context of Article 8(3a), Article 8(7a), Article 21(2) and Article&#160;25(2) and (3) any capitalised term shall have the meaning that it has under the corresponding definitions set out in Annex I.&#8217;</span></td></tr></tbody></table><p>.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(2)</p></td><td><p>Article 8 is amended as follows:</p><table><col/><col/><tbody><tr><td><p>(a)</p></td><td><p>Paragraph 3 is replaced by the following:</p><div><p>&#8216;3.&#160;&#160;&#160;The competent authority of a Member State may indicate to the competent authority of any other Member State that it does not wish to receive information on one or several of the categories of income and capital referred to in paragraph 1. It shall also inform the Commission thereof.</p><p>A Member State may be considered as not wishing to receive information in accordance with paragraph 1, if it does not inform the Commission of any single category in respect of which it has information available.&#8217;</p></div>;</td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(b)</p></td><td><p>the following paragraph is inserted:</p><div><p>&#8216;3a.&#160;&#160;&#160;Each Member State shall take the necessary measures to require its Reporting Financial Institutions to perform the reporting and due diligence rules included in Annexes I and II and to ensure effective implementation of, and compliance with, such rules in accordance with Section IX of Annex I.</p><p>Pursuant to the applicable reporting and due diligence rules contained in Annexes I and II, the competent authority of each Member State shall, by automatic exchange, communicate within the deadline laid down in point (b) of paragraph 6 to the competent authority of any other Member State, the following information regarding taxable periods as from 1 January 2016 concerning a Reportable Account:</p><table><col/><col/><tbody><tr><td><p>(a)</p></td><td><p>the name, address, TIN(s) and date and place of birth (in the case of an individual) of each Reportable Person that is an Account Holder of the account and, in the case of any Entity that is an Account Holder and that, after application of due diligence rules consistent with the Annexes, is identified as having one or more Controlling Persons that is a Reportable Person, the name, address, and TIN(s) of the Entity and the name, address, TIN(s) and date and place of birth of each Reportable Person;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(b)</p></td><td><p>the account number (or functional equivalent in the absence of an account number);</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(c)</p></td><td><p>the name and identifying number (if any) of the Reporting Financial Institution;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(d)</p></td><td><p>the account balance or value (including, in the case of a Cash Value Insurance Contract or Annuity Contract, the Cash Value or surrender value) as of the end of the relevant calendar year or other appropriate reporting period or, if the account was closed during such year or period, the closure of the account;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(e)</p></td><td><p>in the case of any Custodial Account:</p><table><col/><col/><tbody><tr><td><p>(i)</p></td><td><p>the total gross amount of interest, the total gross amount of dividends, and the total gross amount of other income generated with respect to the assets held in the account, in each case paid or credited to the account (or with respect to the account) during the calendar year or other appropriate reporting period; and</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(ii)</p></td><td><p>the total gross proceeds from the sale or redemption of Financial Assets paid or credited to the account during the calendar year or other appropriate reporting period with respect to which the Reporting Financial Institution acted as a custodian, broker, nominee, or otherwise as an agent for the Account Holder;</p></td></tr></tbody></table></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(f)</p></td><td><p>in the case of any Depository Account, the total gross amount of interest paid or credited to the account during the calendar year or other appropriate reporting period; and</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(g)</p></td><td><p>in the case of any account not described in point (e) or point (f), the total gross amount paid or credited to the Account Holder with respect to the account during the calendar year or other appropriate reporting period with respect to which the Reporting Financial Institution is the obligor or debtor, including the aggregate amount of any redemption payments made to the Account Holder during the calendar year or other appropriate reporting period.</p></td></tr></tbody></table><p>For the purposes of the exchange of information under this paragraph, unless otherwise foreseen in this paragraph or in the Annexes, the amount and characterisation of payments made with respect to a Reportable Account shall be determined in accordance with national legislation of the Member State which communicates the information.</p><p>The first and second subparagraphs of this paragraph shall prevail over point (c) of paragraph 1 or any other Union legal instrument, including Council Directive 2003/48/EC<a>&#160;(<span>*1</span>)</a>, to the extent that the exchange of information at issue would fall within the scope of point (c) of paragraph 1 or of any other Union legal instrument, including Directive 2003/48/EC.</p></div><p><a>(<span>*1</span>)</a>&#160;&#160;Council Directive 2003/48/EC of 3 June 2003 on taxation of savings income in the form of interest payments (<a>OJ L&#160;157, 26.6.2003, p.&#160;38</a>).&#8217; "</p>;</td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(c)</p></td><td><p>paragraph 5 is replaced by the following:</p><div><p>&#8216;5.&#160;&#160;&#160;Before 1 July 2017, the Commission shall submit a report that provides an overview and an assessment of the statistics and information received, on issues such as the administrative and other relevant costs and benefits of the automatic exchange of information, as well as practical aspects linked thereto. If appropriate, the Commission shall present a proposal to the Council regarding the categories and the conditions laid down in paragraph&#160;1, including the condition that information concerning residents in other Member States has to be available, or the items referred to in paragraph 3a, or both.</p><p>When examining a proposal presented by the Commission, the Council shall assess further strengthening of the efficiency and functioning of the automatic exchange of information and raising the standard thereof, with the aim of providing that:</p><table><col/><col/><tbody><tr><td><p>(a)</p></td><td><p>the competent authority of each Member State shall, by automatic exchange, communicate to the competent authority of any other Member State, information regarding taxable periods as from 1 January 2017 concerning residents in that other Member State, on all categories of income and capital listed in paragraph&#160;1, as they are to be understood under the national legislation of the Member State communicating the information; and</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(b)</p></td><td><p>the lists of categories and items laid down in paragraphs 1 and 3a be extended to include other categories and items, including royalties.&#8217;</p></td></tr></tbody></table></div>;</td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(d)</p></td><td><p>paragraph 6 is replaced by the following:</p><div><p>&#8216;6.&#160;&#160;&#160;The communication of information shall take place as follows:</p><table><col/><col/><tbody><tr><td><p>(a)</p></td><td><p>for the categories laid down in paragraph 1: at least once a year, within six months following the end of the tax year of the Member State during which the information became available;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(b)</p></td><td><p>for the information laid down in paragraph 3a: annually, within nine months following the end of the calendar year or other appropriate reporting period to which the information relates.&#8217;</p></td></tr></tbody></table></div>;</td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(e)</p></td><td><p>the following paragraph is inserted:</p><div><p>&#8216;7a.&#160;&#160;&#160;For the purposes of subparagraphs B.1(c) and C.17(g) of Section VIII of Annex I, each Member State shall, by 31 July 2015, provide to the Commission the list of entities and accounts that are to be treated, respectively, as Non-Reporting Financial Institutions and Excluded Accounts. Each Member State shall also inform the Commission if any changes in this respect occur. The Commission shall publish in the<span>Official Journal of the European Union</span> a compiled list of the information received and shall update the list as necessary.</p><p>Member States shall ensure that those types of Non-Reporting Financial Institutions and Excluded Accounts satisfy all the requirements listed in subparagraphs B.1(c) and C.17(g) of Section VIII of Annex I, and in particular that the status of a Financial Institution as a Non-Reporting Financial Institution or the status of an account as an Excluded Account does not frustrate the purposes of this Directive.&#8217;</p></div>.</td></tr></tbody></table></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(3)</p></td><td><p>In Article 20, paragraph 4 is replaced by the following:</p><div><p>&#8216;4.&#160;&#160;&#160;The automatic exchange of information pursuant to Article 8 shall be sent using a standard computerised format aimed at facilitating such automatic exchange and based on the existing computerised format pursuant to Article 9 of Directive 2003/48/EC, to be used for all types of automatic exchange of information, adopted by the Commission in accordance with the procedure referred to in Article 26(2).&#8217;</p></div>.</td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(4)</p></td><td><p>In Article 21, paragraph 2 is replaced by the following:</p><div><p>&#8216;2.&#160;&#160;&#160;The Commission shall be responsible for whatever development of the CCN network is necessary to permit the exchange of that information between Member States and for ensuring the security of the CCN network.</p><p>Member States shall be responsible for whatever development of their systems is necessary to enable that information to be exchanged using the CCN network and for ensuring the security of their systems.</p><p>Member States shall ensure that each individual Reportable Person is notified of a breach of security with regard to his data when that breach is likely to adversely affect the protection of his personal data or privacy.</p><p>Member States shall waive all claims for the reimbursement of expenses incurred in applying this Directive except, where appropriate, in respect of fees paid to experts.&#8217;</p></div>.</td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(5)</p></td><td><p>Article 25 is amended as follows:</p><table><col/><col/><tbody><tr><td><p>(a)</p></td><td><p>the current text of Article 25 becomes paragraph 1;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(b)</p></td><td><p>the following paragraphs are inserted:</p><div><p>&#8216;2.&#160;&#160;&#160;Reporting Financial Institutions and the competent authorities of each Member State shall be considered to be data controllers for the purposes of Directive 95/46/EC.</p></div><div><p>3.&#160;&#160;&#160;Notwithstanding paragraph 1, each Member State shall ensure that each Reporting Financial Institution under its jurisdiction informs each individual Reportable Person concerned that the information relating to him referred to in Article 8(3a) will be collected and transferred in accordance with this Directive and shall ensure that the Reporting Financial Institution provides to that individual all information that he is entitled to under its domestic legislation implementing Directive 95/46/EC in sufficient time for the individual to exercise his data protection rights and, in any case, before the Reporting Financial Institution concerned reports the information referred to in Article 8(3a) to the competent authority of its Member State of residence.</p></div><div><p>4.&#160;&#160;&#160;Information processed in accordance with this Directive shall be retained for no longer than necessary to achieve the purposes of this Directive, and in any case in accordance with each data controller's domestic rules on statute of limitations.&#8217;</p></div>.</td></tr></tbody></table></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(6)</p></td><td><p>Annexes I and II, the texts of which are set out in the Annex to this Directive, are added.</p></td></tr></tbody></table> Article 2 1. Member States shall adopt and publish, by 31 December 2015, the laws, regulations and administrative provisions necessary to comply with this Directive. They shall immediately communicate to the Commission the text of those measures. They shall apply those measures from 1 January 2016. When Member States adopt those measures, they shall contain a reference to this Directive or be accompanied by such a reference on the occasion of their official publication. Member States shall determine how such reference is to be made. 2. Notwithstanding point (b) of point (2) of Article 1 and paragraph 1 of this Article, Austria shall apply the provisions of this Directive from 1 January 2017, with respect to taxable periods as from that date. 3. Member States shall communicate to the Commission the text of the main provisions of national law which they adopt in the field covered by this Directive. Article 3 This Directive shall enter into force on the twentieth day following that of its publication in the Official Journal of the European Union . Article 4 This Directive is addressed to the Member States. Done at Brussels, 9 December 2014. For the Council The President P. C. PADOAN ( 1 ) OJ C 67, 6.3.2014, p. 68 . ( 2 ) Council Directive 2011/16/EU of 15 February 2011 on administrative cooperation in the field of taxation and repealing Directive 77/799/EEC ( OJ L 64, 11.3.2011, p. 1 ). ANNEX ‘ANNEX I REPORTING AND DUE DILIGENCE RULES FOR FINANCIAL ACCOUNT INFORMATION This Annex lays down the reporting and due diligence rules that have to be applied by Reporting Financial Institutions in order to enable the Member States to communicate, by automatic exchange, the information referred to in Article 8(3a) of this Directive. This Annex also describes the rules and administrative procedures that Member States shall have in place to ensure effective implementation of, and compliance with, the reporting and due diligence procedures set out below. SECTION I GENERAL REPORTING REQUIREMENTS <table><col/><col/><tbody><tr><td><p>A.</p></td><td><p>Subject to paragraphs C through E, each Reporting Financial Institution must report to the competent authority of its Member State the following information with respect to each Reportable Account of such Reporting Financial Institution:</p><table><col/><col/><tbody><tr><td><p>1.</p></td><td><p>the name, address, Member State(s) of residence, TIN(s) and date and place of birth (in the case of an individual) of each Reportable Person that is an Account Holder of the account and, in the case of any Entity that is an Account Holder and that, after application of the due diligence procedures consistent with Sections V, VI and VII, is identified as having one or more Controlling Persons that is a Reportable Person, the name, address, Member State(s) and (if any) other jurisdiction(s) of residence and TIN(s) of the Entity and the name, address, Member State(s) of residence, TIN(s) and date and place of birth of each Reportable Person;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>2.</p></td><td><p>the account number (or functional equivalent in the absence of an account number);</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>3.</p></td><td><p>the name and identifying number (if any) of the Reporting Financial Institution;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>4.</p></td><td><p>the account balance or value (including, in the case of a Cash Value Insurance Contract or Annuity Contract, the Cash Value or surrender value) as of the end of the relevant calendar year or other appropriate reporting period or, if the account was closed during such year or period, the closure of the account;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>5.</p></td><td><p>in the case of any Custodial Account:</p><table><col/><col/><tbody><tr><td><p>(a)</p></td><td><p>the total gross amount of interest, the total gross amount of dividends, and the total gross amount of other income generated with respect to the assets held in the account, in each case paid or credited to the account (or with respect to the account) during the calendar year or other appropriate reporting period; and</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(b)</p></td><td><p>the total gross proceeds from the sale or redemption of Financial Assets paid or credited to the account during the calendar year or other appropriate reporting period with respect to which the Reporting Financial Institution acted as a custodian, broker, nominee, or otherwise as an agent for the Account Holder;</p></td></tr></tbody></table></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>6.</p></td><td><p>in the case of any Depository Account, the total gross amount of interest paid or credited to the account during the calendar year or other appropriate reporting period; and</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>7.</p></td><td><p>in the case of any account not described in subparagraph A(5) or (6), the total gross amount paid or credited to the Account Holder with respect to the account during the calendar year or other appropriate reporting period with respect to which the Reporting Financial Institution is the obligor or debtor, including the aggregate amount of any redemption payments made to the Account Holder during the calendar year or other appropriate reporting period.</p></td></tr></tbody></table></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>B.</p></td><td><p>The information reported must identify the currency in which each amount is denominated.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>C.</p></td><td><p>Notwithstanding subparagraph A(1), with respect to each Reportable Account that is a Pre-existing Account, the TIN(s) or date of birth is not required to be reported if such TIN(s) or date of birth is not in the records of the Reporting Financial Institution and is not otherwise required to be collected by such Reporting Financial Institution under domestic law or any Union legal instrument. However, a Reporting Financial Institution is required to use reasonable efforts to obtain the TIN(s) and date of birth with respect to Pre-existing Accounts by the end of the second calendar year following the year in which Pre-existing Accounts were identified as Reportable Accounts.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>D.</p></td><td><p>Notwithstanding subparagraph A(1), the TIN is not required to be reported if a TIN is not issued by the relevant Member State or other jurisdiction of residence.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>E.</p></td><td><p>Notwithstanding subparagraph A(1), the place of birth is not required to be reported unless:</p><table><col/><col/><tbody><tr><td><p>(1)</p></td><td><p>the Reporting Financial Institution is otherwise required to obtain and report it under domestic law or the Reporting Financial Institution is or has been otherwise required to obtain and report it under any Union legal instrument in effect or that was in effect on 5 January 2015; and</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(2)</p></td><td><p>it is available in the electronically searchable data maintained by the Reporting Financial Institution.</p></td></tr></tbody></table></td></tr></tbody></table> SECTION II GENERAL DUE DILIGENCE REQUIREMENTS <table><col/><col/><tbody><tr><td><p>A.</p></td><td><p>An account is treated as a Reportable Account beginning as of the date it is identified as such pursuant to the due diligence procedures in Sections II through VII and, unless otherwise provided, information with respect to a Reportable Account must be reported annually in the calendar year following the year to which the information relates.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>B.</p></td><td><p>The balance or value of an account is determined as of the last day of the calendar year or other appropriate reporting period.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>C.</p></td><td><p>Where a balance or value threshold is to be determined as of the last day of a calendar year, the relevant balance or value must be determined as of the last day of the reporting period that ends with or within that calendar year.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>D.</p></td><td><p>Each Member State may allow Reporting Financial Institutions to use service providers to fulfil the reporting and due diligence obligations imposed on such Reporting Financial Institutions, as contemplated in domestic law, but these obligations shall remain the responsibility of the Reporting Financial Institutions.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>E.</p></td><td><p>Each Member State may allow Reporting Financial Institutions to apply the due diligence procedures for New Accounts to Pre-existing Accounts, and the due diligence procedures for High Value Accounts to Lower Value Accounts. Where a Member State allows New Account due diligence procedures to be used for Pre-existing Accounts, the rules otherwise applicable to Pre-existing Accounts continue to apply.</p></td></tr></tbody></table> SECTION III DUE DILIGENCE FOR PRE-EXISTING INDIVIDUAL ACCOUNTS <table><col/><col/><tbody><tr><td><p>A.</p></td><td><p>Introduction. The following procedures apply for purposes of identifying Reportable Accounts among Pre-existing Individual Accounts.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>B.</p></td><td><p>Lower Value Accounts. The following procedures apply with respect to Lower Value Accounts.</p><table><col/><col/><tbody><tr><td><p>1.</p></td><td><p>Residence Address. If the Reporting Financial Institution has in its records a current residence address for the individual Account Holder based on Documentary Evidence, the Reporting Financial Institution may treat the individual Account Holder as being a resident for tax purposes of the Member State or other jurisdiction in which the address is located for purposes of determining whether such individual Account Holder is a Reportable Person.</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>2.</p></td><td><p>Electronic Record Search. If the Reporting Financial Institution does not rely on a current residence address for the individual Account Holder based on Documentary Evidence as set forth in subparagraph B(1), the Reporting Financial Institution must review electronically searchable data maintained by the Reporting Financial Institution for any of the following indicia and apply subparagraphs B(3) to (6):</p><table><col/><col/><tbody><tr><td><p>(a)</p></td><td><p>identification of the Account Holder as a resident of a Member State;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(b)</p></td><td><p>current mailing or residence address (including a post office box) in a Member State;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(c)</p></td><td><p>one or more telephone numbers in a Member State and no telephone number in the Member State of the Reporting Financial Institution;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(d)</p></td><td><p>standing instructions (other than with respect to a Depository Account) to transfer funds to an account maintained in a Member State;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(e)</p></td><td><p>currently effective power of attorney or signatory authority granted to a person with an address in a Member State; or</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(f)</p></td><td><p>a &#8220;hold mail&#8221; instruction or &#8220;in-care-of&#8221; address in a Member State if the Reporting Financial Institution does not have any other address on file for the Account Holder.</p></td></tr></tbody></table></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>3.</p></td><td><p>If none of the indicia listed in subparagraph B(2) are discovered in the electronic search, then no further action is required until there is a change in circumstances that results in one or more indicia being associated with the account, or the account becomes a High Value Account.</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>4.</p></td><td><p>If any of the indicia listed in subparagraph B(2)(a) through (e) are discovered in the electronic search, or if there is a change in circumstances that results in one or more indicia being associated with the account, then the Reporting Financial Institution must treat the Account Holder as a resident for tax purposes of each Member State for which an indicium is identified, unless it elects to apply subparagraph B(6) and one of the exceptions in that subparagraph applies with respect to that account.</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>5.</p></td><td><p>If a &#8220;hold mail&#8221; instruction or &#8220;in-care-of&#8221; address is discovered in the electronic search and no other address and none of the other indicia listed in subparagraph B(2)(a) through (e) are identified for the Account Holder, the Reporting Financial Institution must, in the order most appropriate to the circumstances, apply the paper record search described in subparagraph C(2), or seek to obtain from the Account Holder a self-certification or Documentary Evidence to establish the residence(s) for tax purposes of such Account Holder. If the paper search fails to establish an indicium and the attempt to obtain the self-certification or Documentary Evidence is not successful, the Reporting Financial Institution must report the account to the competent authority of its Member State as an undocumented account.</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>6.</p></td><td><p>Notwithstanding a finding of indicia under subparagraph B(2), a Reporting Financial Institution is not required to treat an Account Holder as a resident of a Member State if:</p><table><col/><col/><tbody><tr><td><p>(a)</p></td><td><p>the Account Holder information contains a current mailing or residence address in that Member State, one or more telephone numbers in that Member State (and no telephone number in the Member State of the Reporting Financial Institution) or standing instructions (with respect to Financial Accounts other than Depository Accounts) to transfer funds to an account maintained in a Member State, and the Reporting Financial Institution obtains, or has previously reviewed and maintains, a record of:</p><table><col/><col/><tbody><tr><td><p>(i)</p></td><td><p>a self-certification from the Account Holder of the Member State(s) or other jurisdiction(s) of residence of such Account Holder that does not include that Member State; and</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(ii)</p></td><td><p>Documentary Evidence establishing the Account Holder's non-reportable status;</p></td></tr></tbody></table></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(b)</p></td><td><p>the Account Holder information contains a currently effective power of attorney or signatory authority granted to a person with an address in that Member State, and the Reporting Financial Institution obtains, or has previously reviewed and maintains, a record of:</p><table><col/><col/><tbody><tr><td><p>(i)</p></td><td><p>a self-certification from the Account Holder of the Member State(s) or other jurisdiction(s) of residence of such Account Holder that does not include that Member State; or</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(ii)</p></td><td><p>Documentary Evidence establishing the Account Holder's non-reportable status.</p></td></tr></tbody></table></td></tr></tbody></table></td></tr></tbody></table></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>C.</p></td><td><p>Enhanced Review Procedures for High Value Accounts. The following enhanced review procedures apply with respect to High Value Accounts.</p><table><col/><col/><tbody><tr><td><p>1.</p></td><td><p>Electronic Record search. With respect to High Value Accounts, the Reporting Financial Institution must review electronically searchable data maintained by the Reporting Financial Institution for any of the indicia described in subparagraph B(2).</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>2.</p></td><td><p>Paper Record Search. If the Reporting Financial Institution's electronically searchable databases include fields for, and capture all of the information described in, subparagraph C(3), then a further paper record search is not required. If the electronic databases do not capture all of this information, then with respect to a High Value Account, the Reporting Financial Institution must also review the current customer master file and, to the extent not contained in the current customer master file, the following documents associated with the account and obtained by the Reporting Financial Institution within the last five years for any of the indicia described in subparagraph B(2):</p><table><col/><col/><tbody><tr><td><p>(a)</p></td><td><p>the most recent Documentary Evidence collected with respect to the account;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(b)</p></td><td><p>the most recent account opening contract or documentation;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(c)</p></td><td><p>the most recent documentation obtained by the Reporting Financial Institution pursuant to AML/KYC Procedures or for other regulatory purposes;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(d)</p></td><td><p>any power of attorney or signature authority forms currently in effect; and</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(e)</p></td><td><p>any standing instructions (other than with respect to a Depository Account) to transfer funds currently in effect.</p></td></tr></tbody></table></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>3.</p></td><td><p>Exception To The Extent Databases Contain Sufficient Information. A Reporting Financial Institution is not required to perform the paper record search described in subparagraph C(2) to the extent the Reporting Financial Institution's electronically searchable information includes the following:</p><table><col/><col/><tbody><tr><td><p>(a)</p></td><td><p>the Account Holder's residence status;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(b)</p></td><td><p>the Account Holder's residence address and mailing address currently on file with the Reporting Financial Institution;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(c)</p></td><td><p>the Account Holder's telephone number(s) currently on file, if any, with the Reporting Financial Institution;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(d)</p></td><td><p>in the case of Financial Accounts other than Depository Accounts, whether there are standing instructions to transfer funds in the account to another account (including an account at another branch of the Reporting Financial Institution or another Financial Institution);</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(e)</p></td><td><p>whether there is a current &#8220;in-care-of&#8221; address or &#8220;hold mail&#8221; instruction for the Account Holder; and</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(f)</p></td><td><p>whether there is any power of attorney or signatory authority for the account.</p></td></tr></tbody></table></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>4.</p></td><td><p>Relationship Manager Inquiry for Actual Knowledge. In addition to the electronic and paper record searches described in subparagraphs C(1) and (2), the Reporting Financial Institution must treat as a Reportable Account any High Value Account assigned to a relationship manager (including any Financial Accounts aggregated with that High Value Account) if the relationship manager has actual knowledge that the Account Holder is a Reportable Person.</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>5.</p></td><td><p>Effect of Finding Indicia.</p><table><col/><col/><tbody><tr><td><p>(a)</p></td><td><p>If none of the indicia listed in subparagraph B(2) are discovered in the enhanced review of High Value Accounts described in paragraph C, and the account is not identified as held by a Reportable Person in subparagraph C(4), then further action is not required until there is a change in circumstances that results in one or more indicia being associated with the account.</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(b)</p></td><td><p>If any of the indicia listed in subparagraphs B(2)(a) through (e) are discovered in the enhanced review of High Value Accounts described in paragraph C, or if there is a subsequent change in circumstances that results in one or more indicia being associated with the account, then the Reporting Financial Institution must treat the account as a Reportable Account with respect to each Member State for which an indicium is identified unless it elects to apply subparagraph B(6) and one of the exceptions in that subparagraph applies with respect to that account.</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(c)</p></td><td><p>If a &#8220;hold mail&#8221; instruction or &#8220;in-care-of&#8221; address is discovered in the enhanced review of High Value Accounts described in paragraph C, and no other address and none of the other indicia listed in subparagraphs B(2)(a) through (e) are identified for the Account Holder, the Reporting Financial Institution must obtain from such Account Holder a self-certification or Documentary Evidence to establish the residence(s) for tax purposes of the Account Holder. If the Reporting Financial Institution cannot obtain such self-certification or Documentary Evidence, it must report the account to the competent authority of its Member State as an undocumented account.</p></td></tr></tbody></table></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>6.</p></td><td><p>If a Pre-existing Individual Account is not a High Value Account as of 31 December 2015, but becomes a High Value Account as of the last day of a subsequent calendar year, the Reporting Financial Institution must complete the enhanced review procedures described in paragraph C with respect to such account within the calendar year following the year in which the account becomes a High Value Account. If based on this review such account is identified as a Reportable Account, the Reporting Financial Institution must report the required information about such account with respect to the year in which it is identified as a Reportable Account and subsequent years on an annual basis, unless the Account Holder ceases to be a Reportable Person.</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>7.</p></td><td><p>Once a Reporting Financial Institution applies the enhanced review procedures described in paragraph C to a High Value Account, the Reporting Financial Institution is not required to reapply such procedures, other than the relationship manager inquiry described in subparagraph C(4), to the same High Value Account in any subsequent year unless the account is undocumented where the Reporting Financial Institution should reapply them annually until such account ceases to be undocumented.</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>8.</p></td><td><p>If there is a change of circumstances with respect to a High Value Account that results in one or more indicia described in subparagraph B(2) being associated with the account, then the Reporting Financial Institution must treat the account as a Reportable Account with respect to each Member State for which an indicium is identified unless it elects to apply subparagraph B(6) and one of the exceptions in that subparagraph applies with respect to that account.</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>9.</p></td><td><p>A Reporting Financial Institution must implement procedures to ensure that a relationship manager identifies any change in circumstances of an account. For example, if a relationship manager is notified that the Account Holder has a new mailing address in a Member State, the Reporting Financial Institution is required to treat the new address as a change in circumstances and, if it elects to apply subparagraph B(6), is required to obtain the appropriate documentation from the Account Holder.</p></td></tr></tbody></table></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>D.</p></td><td><p>Review of Pre-existing High Value Individual Accounts must be completed by 31 December 2016. Review of Pre-existing Lower Value Individual Accounts must be completed by 31 December 2017.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>E.</p></td><td><p>Any Pre-existing Individual Account that has been identified as a Reportable Account under this Section must be treated as a Reportable Account in all subsequent years, unless the Account Holder ceases to be a Reportable Person.</p></td></tr></tbody></table> SECTION IV DUE DILIGENCE FOR NEW INDIVIDUAL ACCOUNTS The following procedures apply for purposes of identifying Reportable Accounts among New Individual Accounts. <table><col/><col/><tbody><tr><td><p>A.</p></td><td><p>With respect to New Individual Accounts, upon account opening, the Reporting Financial Institution must obtain a self-certification, which may be part of the account opening documentation, that allows the Reporting Financial Institution to determine the Account Holder's residence(s) for tax purposes and confirm the reasonableness of such self-certification based on the information obtained by the Reporting Financial Institution in connection with the opening of the account, including any documentation collected pursuant to AML/KYC Procedures.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>B.</p></td><td><p>If the self-certification establishes that the Account Holder is resident for tax purposes in a Member State, the Reporting Financial Institution must treat the account as a Reportable Account and the self-certification must also include the Account Holder's TIN with respect to such Member State (subject to paragraph D of Section I) and date of birth.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>C.</p></td><td><p>If there is a change of circumstances with respect to a New Individual Account that causes the Reporting Financial Institution to know, or have reason to know, that the original self-certification is incorrect or unreliable, the Reporting Financial Institution cannot rely on the original self-certification and must obtain a valid self-certification that establishes the residence(s) for tax purposes of the Account Holder.</p></td></tr></tbody></table> SECTION V DUE DILIGENCE FOR PRE-EXISTING ENTITY ACCOUNTS The following procedures apply for purposes of identifying Reportable Accounts among Pre-existing Entity Accounts. <table><col/><col/><tbody><tr><td><p>A.</p></td><td><p>Entity Accounts Not Required to Be Reviewed, Identified or Reported. Unless the Reporting Financial Institution elects otherwise, either with respect to all Pre-existing Entity Accounts or, separately, with respect to any clearly identified group of such accounts, a Pre-existing Entity Account with an aggregate account balance or value that does not exceed, as of 31&#160;December 2015, an amount denominated in the domestic currency of each Member State that corresponds to USD 250&#160;000, is not required to be reviewed, identified, or reported as a Reportable Account until the aggregate account balance or value exceeds that amount as of the last day of any subsequent calendar year.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>B.</p></td><td><p>Entity Accounts Subject to Review. A Pre-existing Entity Account that has an aggregate account balance or value that exceeds, as of 31&#160;December 2015, an amount denominated in the domestic currency of each Member State that corresponds to USD 250&#160;000, and a Pre-existing Entity Account that does not exceed, as of 31 December 2015, that amount but the aggregate account balance or value of which exceeds such amount as of the last day of any subsequent calendar year, must be reviewed in accordance with the procedures set forth in paragraph D.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>C.</p></td><td><p>Entity Accounts With Respect to Which Reporting Is Required. With respect to Pre-existing Entity Accounts described in paragraph B, only accounts that are held by one or more Entities that are Reportable Persons, or by Passive NFEs with one or more Controlling Persons who are Reportable Persons, shall be treated as Reportable Accounts.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>D.</p></td><td><p>Review Procedures for Identifying Entity Accounts With Respect to Which Reporting Is Required. For Pre-existing Entity Accounts described in paragraph B, a Reporting Financial Institution must apply the following review procedures to determine whether the account is held by one or more Reportable Persons, or by Passive NFEs with one or more Controlling Persons who are Reportable Persons:</p><table><col/><col/><tbody><tr><td><p>1.</p></td><td><p>Determine Whether the Entity Is a Reportable Person.</p><table><col/><col/><tbody><tr><td><p>(a)</p></td><td><p>Review information maintained for regulatory or customer relationship purposes (including information collected pursuant to AML/KYC Procedures) to determine whether the information indicates that the Account Holder is resident in a Member State. For this purpose, information indicating that the Account Holder is resident in a Member State includes a place of incorporation or organisation, or an address in a Member State.</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(b)</p></td><td><p>If the information indicates that the Account Holder is resident in a Member State, the Reporting Financial Institution must treat the account as a Reportable Account unless it obtains a self-certification from the Account Holder, or reasonably determines based on information in its possession or that is publicly available, that the Account Holder is not a Reportable Person.</p></td></tr></tbody></table></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>2.</p></td><td><p>Determine Whether the Entity is a Passive NFE with One or More Controlling Persons who are Reportable Persons. With respect to an Account Holder of a Pre-existing Entity Account (including an Entity that is a Reportable Person), the Reporting Financial Institution must determine whether the Account Holder is a Passive NFE with one or more Controlling Persons who are Reportable Persons. If any of the Controlling Persons of a Passive NFE is a Reportable Person, then the account must be treated as a Reportable Account. In making these determinations the Reporting Financial Institution must follow the guidance in subparagraphs D(2)(a) through (c) in the order most appropriate under the circumstances.</p><table><col/><col/><tbody><tr><td><p>(a)</p></td><td><p>Determining whether the Account Holder is a Passive NFE. For purposes of determining whether the Account Holder is a Passive NFE, the Reporting Financial Institution must obtain a self-certification from the Account Holder to establish its status, unless it has information in its possession or that is publicly available, based on which it can reasonably determine that the Account Holder is an Active NFE or a Financial Institution other than an Investment Entity described in subparagraph A(6)(b) of Section VIII that is not a Participating Jurisdiction Financial Institution.</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(b)</p></td><td><p>Determining the Controlling Persons of an Account Holder. For the purposes of determining the Controlling Persons of an Account Holder, a Reporting Financial Institution may rely on information collected and maintained pursuant to AML/KYC Procedures.</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(c)</p></td><td><p>Determining whether a Controlling Person of a Passive NFE is a Reportable Person. For the purposes of determining whether a Controlling Person of a Passive NFE is a Reportable Person, a Reporting Financial Institution may rely on:</p><table><col/><col/><tbody><tr><td><p>(i)</p></td><td><p>information collected and maintained pursuant to AML/KYC Procedures in the case of a Pre-existing Entity Account held by one or more NFEs with an aggregate account balance or value that does not exceed an amount denominated in the domestic currency of each Member State that corresponds to USD 1&#160;000&#160;000; or</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(ii)</p></td><td><p>a self-certification from the Account Holder or such Controlling Person of the Member State(s) or other jurisdiction(s) in which the controlling person is resident for tax purposes.</p></td></tr></tbody></table></td></tr></tbody></table></td></tr></tbody></table></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>E.</p></td><td><p>Timing of Review and Additional Procedures Applicable to Pre-existing Entity Accounts</p><table><col/><col/><tbody><tr><td><p>1.</p></td><td><p>Review of Pre-existing Entity Accounts with an aggregate account balance or value that exceeds, as of 31&#160;December 2015, an amount denominated in the domestic currency of each Member State that corresponds to USD 250&#160;000, must be completed by 31 December 2017.</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>2.</p></td><td><p>Review of Pre-existing Entity Accounts with an aggregate account balance or value that does not exceed, as of 31&#160;December 2015, an amount denominated in the domestic currency of each Member State that corresponds to USD 250&#160;000 but exceeds that amount as of 31 December of a subsequent year, must be completed within the calendar year following the year in which the aggregate account balance or value exceeds such amount.</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>3.</p></td><td><p>If there is a change of circumstances with respect to a Pre-existing Entity Account that causes the Reporting Financial Institution to know, or have reason to know, that the self-certification or other documentation associated with an account is incorrect or unreliable, the Reporting Financial Institution must re-determine the status of the account in accordance with the procedures set forth in paragraph D.</p></td></tr></tbody></table></td></tr></tbody></table> SECTION VI DUE DILIGENCE FOR NEW ENTITY ACCOUNTS The following procedures apply for purposes of identifying Reportable Accounts among New Entity Accounts. Review Procedures for Identifying Entity Accounts With Respect to Which Reporting Is Required. For New Entity Accounts, a Reporting Financial Institution must apply the following review procedures to determine whether the account is held by one or more Reportable Persons, or by Passive NFEs with one or more Controlling Persons who are Reportable Persons: <table><col/><col/><tbody><tr><td><p>1.</p></td><td><p>Determine Whether the Entity Is a Reportable Person.</p><table><col/><col/><tbody><tr><td><p>(a)</p></td><td><p>Obtain a self-certification, which may be part of the account opening documentation, that allows the Reporting Financial Institution to determine the Account Holder's residence(s) for tax purposes and confirm the reasonableness of such self-certification based on the information obtained by the Reporting Financial Institution in connection with the opening of the account, including any documentation collected pursuant to AML/KYC Procedures. If the Entity certifies that it has no residence for tax purposes, the Reporting Financial Institution may rely on the address of the principal office of the Entity to determine the residence of the Account Holder.</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(b)</p></td><td><p>If the self-certification indicates that the Account Holder is resident in a Member State, the Reporting Financial Institution must treat the account as a Reportable Account, unless it reasonably determines based on information in its possession or that is publicly available that the Account Holder is not a Reportable Person with respect to such Member State.</p></td></tr></tbody></table></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>2.</p></td><td><p>Determine Whether the Entity is a Passive NFE with One or More Controlling Persons Who Are Reportable Persons. With respect to an Account Holder of a New Entity Account (including an Entity that is a Reportable Person), the Reporting Financial Institution must determine whether the Account Holder is a Passive NFE with one or more Controlling Persons who are Reportable Persons. If any of the Controlling Persons of a Passive NFE is a Reportable Person, then the account must be treated as a Reportable Account. In making these determinations the Reporting Financial Institution must follow the guidance in subparagraphs A(2)(a) through (c) in the order most appropriate under the circumstances.</p><table><col/><col/><tbody><tr><td><p>(a)</p></td><td><p>Determining whether the Account Holder is a Passive NFE. For purposes of determining whether the Account Holder is a Passive NFE, the Reporting Financial Institution must rely on a self-certification from the Account Holder to establish its status, unless it has information in its possession or that is publicly available, based on which it can reasonably determine that the Account Holder is an Active NFE or a Financial Institution other than an Investment Entity described in subparagraph A(6)(b) of Section VIII that is not a Participating Jurisdiction Financial Institution.</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(b)</p></td><td><p>Determining the Controlling Persons of an Account Holder. For purposes of determining the Controlling Persons of an Account Holder, a Reporting Financial Institution may rely on information collected and maintained pursuant to AML/KYC Procedures.</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(c)</p></td><td><p>Determining whether a Controlling Person of a Passive NFE is a Reportable Person. For purposes of determining whether a controlling person of a Passive NFE is a Reportable Person, a Reporting Financial Institution may rely on a self-certification from the Account Holder or such Controlling Person.</p></td></tr></tbody></table></td></tr></tbody></table> SECTION VII SPECIAL DUE DILIGENCE RULES The following additional rules apply in implementing the due diligence procedures described above: <table><col/><col/><tbody><tr><td><p>A.</p></td><td><p>Reliance on Self-Certifications and Documentary Evidence. A Reporting Financial Institution may not rely on a self-certification or Documentary Evidence if the Reporting Financial Institution knows or has reason to know that the self-certification or Documentary Evidence is incorrect or unreliable.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>B.</p></td><td><p>Alternative Procedures for Financial Accounts held by Individual Beneficiaries of a Cash Value Insurance Contract or an Annuity Contract and for a Group Cash Value Insurance Contract or Group Annuity Contract. A Reporting Financial Institution may presume that an individual beneficiary (other than the owner) of a Cash Value Insurance Contract or an Annuity Contract receiving a death benefit is not a Reportable Person and may treat such Financial Account as other than a Reportable Account unless the Reporting Financial Institution has actual knowledge, or reason to know, that the beneficiary is a Reportable Person. A Reporting Financial Institution has reason to know that a beneficiary of a Cash Value Insurance Contract or an Annuity Contract is a Reportable Person if the information collected by the Reporting Financial Institution and associated with the beneficiary contains indicia as described in paragraph B of Section III. If a Reporting Financial Institution has actual knowledge, or reason to know, that the beneficiary is a Reportable Person, the Reporting Financial Institution must follow the procedures in paragraph B of Section III.</p><p>A Reporting Financial Institution may treat a Financial Account that is a member's interest in a Group Cash Value Insurance Contract or Group Annuity Contract as a Financial Account that is not a Reportable Account until the date on which an amount is payable to the employee/certificate holder or beneficiary, if the Financial Account that is a member's interest in a Group Cash Value Insurance Contract or Group Annuity Contract meets the following requirements:</p><table><col/><col/><tbody><tr><td><p>(i)</p></td><td><p>the Group Cash Value Insurance Contract or Group Annuity Contract is issued to an employer and covers 25 or more employees/certificate holders;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(ii)</p></td><td><p>the employee/certificate holders are entitled to receive any contract value related to their interests and to name beneficiaries for the benefit payable upon the employee's death; and</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(iii)</p></td><td><p>the aggregate amount payable to any employee/certificate holder or beneficiary does not exceed an amount denominated in the domestic currency of each Member State that corresponds to USD 1&#160;000&#160;000.</p></td></tr></tbody></table><p>The term &#8220;Group Cash Value Insurance Contract&#8221; means a Cash Value Insurance Contract that (i) provides coverage on individuals who are affiliated through an employer, trade association, labour union, or other association or group; and (ii) charges a premium for each member of the group (or member of a class within the group) that is determined without regard to the individual health characteristics other than age, gender, and smoking habits of the member (or class of members) of the group.</p><p>The term &#8220;Group Annuity Contract&#8221; means an Annuity Contract under which the obligees are individuals who are affiliated through an employer, trade association, labour union, or other association or group.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>C.</p></td><td><p>Account Balance Aggregation and Currency Rules</p><table><col/><col/><tbody><tr><td><p>1.</p></td><td><p>Aggregation of Individual Accounts. For purposes of determining the aggregate balance or value of Financial Accounts held by an individual, a Reporting Financial Institution is required to aggregate all Financial Accounts maintained by the Reporting Financial Institution, or by a Related Entity, but only to the extent that the Reporting Financial Institution's computerised systems link the Financial Accounts by reference to a data element such as client number or TIN, and allow account balances or values to be aggregated. Each holder of a jointly held Financial Account shall be attributed the entire balance or value of the jointly held Financial Account for purposes of applying the aggregation requirements described in this subparagraph.</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>2.</p></td><td><p>Aggregation of Entity Accounts. For purposes of determining the aggregate balance or value of Financial Accounts held by an Entity, a Reporting Financial Institution is required to take into account all Financial Accounts that are maintained by the Reporting Financial Institution, or by a Related Entity, but only to the extent that the Reporting Financial Institution's computerised systems link the Financial Accounts by reference to a data element such as client number or TIN, and allow account balances or values to be aggregated. Each holder of a jointly held Financial Account shall be attributed the entire balance or value of the jointly held Financial Account for purposes of applying the aggregation requirements described in this subparagraph.</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>3.</p></td><td><p>Special Aggregation Rule Applicable to Relationship Managers. For purposes of determining the aggregate balance or value of Financial Accounts held by a person to determine whether a financial account is a High Value Account, a Reporting Financial Institution is also required, in the case of any Financial Accounts that a relationship manager knows, or has reason to know, are directly or indirectly owned, controlled, or established (other than in a fiduciary capacity) by the same person, to aggregate all such accounts.</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>4.</p></td><td><p>Amounts Read to Include Equivalent in Other Currencies. All amounts denominated in the domestic currency of each Member State shall be read to include equivalent amounts in other currencies, as determined by domestic law.</p></td></tr></tbody></table></td></tr></tbody></table> SECTION VIII DEFINED TERMS The following terms have the meanings set forth below: A. Reporting Financial Institution <table><col/><col/><tbody><tr><td><p>1.</p></td><td><p>The term &#8220;Reporting Financial Institution&#8221; means any Member State Financial Institution that is not a Non-Reporting Financial Institution. The term &#8220;Member State Financial Institution&#8221; means: (i) any Financial Institution that is resident in a Member State, but excludes any branch of that Financial Institution that is located outside that Member State; and (ii) any branch of a Financial Institution that is not resident in a Member State, if that branch is located in that Member State.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>2.</p></td><td><p>The term &#8220;Participating Jurisdiction Financial Institution&#8221; means (i) any Financial Institution that is resident in a Participating Jurisdiction, but excludes any branch of that Financial Institution that is located outside such Participating Jurisdiction; and (ii) any branch of a Financial Institution that is not resident in a Participating Jurisdiction, if that branch is located in such Participating Jurisdiction.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>3.</p></td><td><p>The term &#8220;Financial Institution&#8221; means a Custodial Institution, a Depository Institution, an Investment Entity, or a Specified Insurance Company.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>4.</p></td><td><p>The term &#8220;Custodial Institution&#8221; means any Entity that holds, as a substantial portion of its business, Financial Assets for the account of others. An Entity holds Financial Assets for the account of others as a substantial portion of its business if the Entity's gross income attributable to the holding of Financial Assets and related financial services equals or exceeds 20 % of the Entity's gross income during the shorter of: (i) the three-year period that ends on 31 December (or the final day of a non-calendar year accounting period) prior to the year in which the determination is being made; or (ii) the period during which the Entity has been in existence.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>5.</p></td><td><p>The term &#8220;Depository Institution&#8221; means any Entity that accepts deposits in the ordinary course of a banking or similar business.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>6.</p></td><td><p>The term &#8220;Investment Entity&#8221; means any Entity:</p><table><col/><col/><tbody><tr><td><p>(a)</p></td><td><p>which primarily conducts as a business one or more of the following activities or operations for or on behalf of a customer:</p><table><col/><col/><tbody><tr><td><p>(i)</p></td><td><p>trading in money market instruments (cheques, bills, certificates of deposit, derivatives, etc.); foreign exchange; exchange, interest rate and index instruments; transferable securities; or commodity futures trading;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(ii)</p></td><td><p>individual and collective portfolio management; or</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(iii)</p></td><td><p>otherwise investing, administering, or managing Financial Assets or money on behalf of other persons;</p></td></tr></tbody></table><p>or</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(b)</p></td><td><p>the gross income of which is primarily attributable to investing, reinvesting, or trading in Financial Assets, if the Entity is managed by another Entity that is a Depository Institution, a Custodial Institution, a Specified Insurance Company, or an Investment Entity described in subparagraph A(6)(a).</p></td></tr></tbody></table><p>An Entity is treated as primarily conducting as a business one or more of the activities described in subparagraph A(6)(a), or an Entity's gross income is primarily attributable to investing, reinvesting, or trading in Financial Assets for the purposes of subparagraph A(6)(b), if the Entity's gross income attributable to the relevant activities equals or exceeds 50 % of the Entity's gross income during the shorter of: (i) the three-year period ending on 31&#160;December of the year preceding the year in which the determination is made; or (ii) the period during which the Entity has been in existence. The term &#8220;Investment Entity&#8221; does not include an Entity that is an Active NFE because that Entity meets any of the criteria in subparagraphs D(8)(d) through (g).</p><p>This paragraph shall be interpreted in a manner consistent with similar language set forth in the definition of &#8220;financial institution&#8221; in the Financial Action Task Force Recommendations.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>7.</p></td><td><p>The term &#8220;Financial Asset&#8221; includes a security (for example, a share of stock in a corporation; partnership or beneficial ownership interest in a widely held or publicly traded partnership or trust; note, bond, debenture, or other evidence of indebtedness), partnership interest, commodity, swap (for example, interest rate swaps, currency swaps, basis swaps, interest rate caps, interest rate floors, commodity swaps, equity swaps, equity index swaps, and similar agreements), Insurance Contract or Annuity Contract, or any interest (including a futures or forward contract or option) in a security, partnership interest, commodity, swap, Insurance Contract, or Annuity Contract. The term &#8220;Financial Asset&#8221; does not include a non-debt, direct interest in real property.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>8.</p></td><td><p>The term &#8220;Specified Insurance Company&#8221; means any Entity that is an insurance company (or the holding company of an insurance company) which issues, or is obligated to make payments with respect to, a Cash Value Insurance Contract or an Annuity Contract.</p></td></tr></tbody></table> B. Non-Reporting Financial Institution <table><col/><col/><tbody><tr><td><p>1.</p></td><td><p>The term &#8220;Non-Reporting Financial Institution&#8221; means any Financial Institution which is:</p><table><col/><col/><tbody><tr><td><p>(a)</p></td><td><p>a Governmental Entity, International Organisation or Central Bank, other than with respect to a payment that is derived from an obligation held in connection with a commercial financial activity of a type engaged in by a Specified Insurance Company, Custodial Institution, or Depository Institution;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(b)</p></td><td><p>a Broad Participation Retirement Fund; a Narrow Participation Retirement Fund; a Pension Fund of a Governmental Entity, International Organisation or Central Bank; or a Qualified Credit Card Issuer;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(c)</p></td><td><p>any other Entity that presents a low risk of being used to evade tax, has substantially similar characteristics to any of the Entities described in subparagraphs B(1)(a) and (b), and is included in the list of Non-Reporting Financial Institutions referred to in Article 8(7a) of this Directive, provided that the status of such Entity as a Non-Reporting Financial Institution does not frustrate the purposes of this Directive;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(d)</p></td><td><p>an Exempt Collective Investment Vehicle; or</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(e)</p></td><td><p>a trust to the extent that the trustee of the trust is a Reporting Financial Institution and reports all information required to be reported pursuant to Section I with respect to all Reportable Accounts of the trust.</p></td></tr></tbody></table></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>2.</p></td><td><p>The term &#8220;Governmental Entity&#8221; means the government of a Member State or other jurisdiction, any political subdivision of a Member State or other jurisdiction (which, for the avoidance of doubt, includes a state, province, county, or municipality), or any wholly owned agency or instrumentality of a Member State or other jurisdiction or of any one or more of the foregoing (each, a &#8220;Governmental Entity&#8221;). This category is comprised of the integral parts, controlled entities, and political subdivisions of a Member State or other jurisdiction.</p><table><col/><col/><tbody><tr><td><p>(a)</p></td><td><p>An &#8220;integral part&#8221; of a Member State or other jurisdiction means any person, organisation, agency, bureau, fund, instrumentality, or other body, however designated, that constitutes a governing authority of a Member State or other jurisdiction. The net earnings of the governing authority must be credited to its own account or to other accounts of the Member State or other jurisdiction, with no portion inuring to the benefit of any private person. An integral part does not include any individual who is a sovereign, official, or administrator acting in a private or personal capacity.</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(b)</p></td><td><p>A &#8220;controlled entity&#8221; means an Entity which is separate in form from the Member State or other jurisdiction or which otherwise constitutes a separate juridical entity, provided that:</p><table><col/><col/><tbody><tr><td><p>(i)</p></td><td><p>the Entity is wholly owned and controlled by one or more Governmental Entities directly or through one or more controlled entities;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(ii)</p></td><td><p>the Entity's net earnings are credited to its own account or to the accounts of one or more Governmental Entities, with no portion of its income inuring to the benefit of any private person; and</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(iii)</p></td><td><p>the Entity's assets vest in one or more Governmental Entities upon dissolution.</p></td></tr></tbody></table></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(c)</p></td><td><p>Income does not inure to the benefit of private persons if such persons are the intended beneficiaries of a governmental programme, and the programme activities are performed for the general public with respect to the common welfare or relate to the administration of some phase of government. Notwithstanding the foregoing, however, income is considered to inure to the benefit of private persons if the income is derived from the use of a Governmental Entity to conduct a commercial business, such as a commercial banking business, that provides financial services to private persons.</p></td></tr></tbody></table></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>3.</p></td><td><p>The term &#8220;International Organisation&#8221; means any international organisation or wholly owned agency or instrumentality thereof. This category includes any intergovernmental organisation (including a supranational organisation) (i) that is comprised primarily of governments; (ii) that has in effect a headquarters or substantially similar agreement with the Member State; and (iii) the income of which does not inure to the benefit of private persons.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>4.</p></td><td><p>The term &#8220;Central Bank&#8221; means an institution that is by law or government sanction the principal authority, other than the government of the Member State itself, issuing instruments intended to circulate as currency. Such an institution may include an instrumentality that is separate from the government of the Member State, whether or not owned in whole or in part by the Member State.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>5.</p></td><td><p>The term &#8220;Broad Participation Retirement Fund&#8221; means a fund established to provide retirement, disability, or death benefits, or any combination thereof, to beneficiaries who are current or former employees (or persons designated by such employees) of one or more employers in consideration for services rendered, provided that the fund:</p><table><col/><col/><tbody><tr><td><p>(a)</p></td><td><p>does not have a single beneficiary with a right to more than 5 % of the fund's assets;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(b)</p></td><td><p>is subject to government regulation and provides information reporting to the tax authorities; and</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(c)</p></td><td><p>satisfies at least one of the following requirements:</p><table><col/><col/><tbody><tr><td><p>(i)</p></td><td><p>the fund is generally exempt from tax on investment income, or taxation of such income is deferred or taxed at a reduced rate, due to its status as a retirement or pension plan;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(ii)</p></td><td><p>the fund receives at least 50 % of its total contributions (other than transfers of assets from other plans described in subparagraphs B(5) through (7) or from retirement and pension accounts described in subparagraph C(17)(a)) from the sponsoring employers;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(iii)</p></td><td><p>distributions or withdrawals from the fund are allowed only upon the occurrence of specified events&#160;related to retirement, disability, or death (except rollover distributions to other retirement funds described&#160;in&#160;subparagraphs B(5) through (7) or retirement and pension accounts described in subparagraph&#160;C(17)(a)), or penalties apply to distributions or withdrawals made before such specified events; or</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(iv)</p></td><td><p>contributions (other than certain permitted make-up contributions) by employees to the fund are limited by reference to earned income of the employee or may not exceed, annually, an amount denominated in the domestic currency of each Member State that corresponds to USD 50&#160;000, applying the rules set forth in paragraph C of Section VII for account aggregation and currency translation.</p></td></tr></tbody></table></td></tr></tbody></table></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>6.</p></td><td><p>The term &#8220;Narrow Participation Retirement Fund&#8221; means a fund established to provide retirement, disability, or death benefits to beneficiaries who are current or former employees (or persons designated by such employees) of one or more employers in consideration for services rendered, provided that:</p><table><col/><col/><tbody><tr><td><p>(a)</p></td><td><p>the fund has fewer than 50 participants;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(b)</p></td><td><p>the fund is sponsored by one or more employers that are not Investment Entities or Passive NFEs;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(c)</p></td><td><p>the employee and employer contributions to the fund (other than transfers of assets from retirement and pension accounts described in subparagraph C(17)(a)) are limited by reference to earned income and compensation of the employee, respectively;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(d)</p></td><td><p>participants that are not residents of the Member State in which the fund is established are not entitled to more than 20 % of the fund's assets; and</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(e)</p></td><td><p>the fund is subject to government regulation and provides information reporting to the tax authorities.</p></td></tr></tbody></table></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>7.</p></td><td><p>The term &#8220;Pension Fund of a Governmental Entity, International Organisation or Central Bank&#8221; means a fund established by a Governmental Entity, International Organisation or Central Bank to provide retirement, disability, or death benefits to beneficiaries or participants who are current or former employees (or persons designated by such employees), or who are not current or former employees, if the benefits provided to such beneficiaries or participants are in consideration of personal services performed for the Governmental Entity, International Organisation or Central Bank.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>8.</p></td><td><p>The term &#8220;Qualified Credit Card Issuer&#8221; means a Financial Institution satisfying the following requirements:</p><table><col/><col/><tbody><tr><td><p>(a)</p></td><td><p>the Financial Institution is a Financial Institution solely because it is an issuer of credit cards that accepts deposits only when a customer makes a payment in excess of a balance due with respect to the card and the overpayment is not immediately returned to the customer; and</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(b)</p></td><td><p>beginning on or before 1 January 2016, the Financial Institution implements policies and procedures either to prevent a customer from making an overpayment in excess of an amount denominated in the domestic currency of each Member State that corresponds to USD 50&#160;000, or to ensure that any customer overpayment in excess of that amount is refunded to the customer within 60 days, in each case applying the rules set forth in paragraph C of Section VII for account aggregation and currency translation. For this purpose, a customer overpayment does not refer to credit balances to the extent of disputed charges but does include credit balances resulting from merchandise returns.</p></td></tr></tbody></table></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>9.</p></td><td><p>The term &#8220;Exempt Collective Investment Vehicle&#8221; means an Investment Entity that is regulated as a collective investment vehicle, provided that all of the interests in the collective investment vehicle are held by or through individuals or Entities that are not Reportable Persons, except a Passive NFE with Controlling Persons who are Reportable Persons.</p><p>An Investment Entity that is regulated as a collective investment vehicle does not fail to qualify under subparagraph B(9) as an Exempt Collective Investment Vehicle, solely because the collective investment vehicle has issued physical shares in bearer form, provided that:</p><table><col/><col/><tbody><tr><td><p>(a)</p></td><td><p>the collective investment vehicle has not issued, and does not issue, any physical shares in bearer form after 31 December 2015;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(b)</p></td><td><p>the collective investment vehicle retires all such shares upon surrender;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(c)</p></td><td><p>the collective investment vehicle performs the due diligence procedures set forth in Sections II through VII and reports any information required to be reported with respect to any such shares when such shares are presented for redemption or other payment; and</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(d)</p></td><td><p>the collective investment vehicle has in place policies and procedures to ensure that such shares are redeemed or immobilised as soon as possible, and in any event prior to 1 January 2018.</p></td></tr></tbody></table></td></tr></tbody></table> C. Financial Account <table><col/><col/><tbody><tr><td><p>1.</p></td><td><p>The term &#8220;Financial Account&#8221; means an account maintained by a Financial Institution, and includes a Depository Account, a Custodial Account and:</p><table><col/><col/><tbody><tr><td><p>(a)</p></td><td><p>in the case of an Investment Entity, any equity or debt interest in the Financial Institution. Notwithstanding the foregoing, the term &#8220;Financial Account&#8221; does not include any equity or debt interest in an Entity that is an Investment Entity solely because it (i) renders investment advice to, and acts on behalf of; or (ii) manages portfolios for, and acts on behalf of, a customer for the purpose of investing, managing, or administering Financial Assets deposited in the name of the customer with a Financial Institution other than such Entity;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(b)</p></td><td><p>in the case of a Financial Institution not described in subparagraph C(1)(a), any equity or debt interest in the Financial Institution, if the class of interests was established with the purpose of avoiding reporting in accordance with Section I; and</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(c)</p></td><td><p>any Cash Value Insurance Contract and any Annuity Contract issued or maintained by a Financial Institution, other than a non-investment-linked, non-transferable immediate life annuity that is issued to an individual and monetises a pension or disability benefit provided under an account that is an Excluded Account.</p></td></tr></tbody></table><p>The term &#8220;Financial Account&#8221; does not include any account that is an Excluded Account.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>2.</p></td><td><p>The term &#8220;Depository Account&#8221; includes any commercial, checking, savings, time, or thrift account, or an account that is evidenced by a certificate of deposit, thrift certificate, investment certificate, certificate of indebtedness, or other similar instrument maintained by a Financial Institution in the ordinary course of a banking or similar business. A Depository Account also includes an amount held by an insurance company pursuant to a guaranteed investment contract or similar agreement to pay or credit interest thereon.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>3.</p></td><td><p>The term &#8220;Custodial Account&#8221; means an account (other than an Insurance Contract or Annuity Contract) which holds one or more Financial Assets for the benefit of another person.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>4.</p></td><td><p>The term &#8220;Equity Interest&#8221; means, in the case of a partnership that is a Financial Institution, either a capital or profits interest in the partnership. In the case of a trust that is a Financial Institution, an Equity Interest is considered to be held by any person treated as a settlor or beneficiary of all or a portion of the trust, or any other natural person exercising ultimate effective control over the trust. A Reportable Person will be treated as being a beneficiary of a trust if such Reportable Person has the right to receive directly or indirectly (for example, through a nominee) a mandatory distribution or may receive, directly or indirectly, a discretionary distribution from the trust.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>5.</p></td><td><p>The term &#8220;Insurance Contract&#8221; means a contract (other than an Annuity Contract) under which the issuer agrees to pay an amount upon the occurrence of a specified contingency involving mortality, morbidity, accident, liability, or property risk.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>6.</p></td><td><p>The term &#8220;Annuity Contract&#8221; means a contract under which the issuer agrees to make payments for a period of time determined in whole or in part by reference to the life expectancy of one or more individuals. The term also includes a contract that is considered to be an Annuity Contract in accordance with the law, regulation, or practice of the Member State or other jurisdiction in which the contract was issued, and under which the issuer agrees to make payments for a term of years.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>7.</p></td><td><p>The term &#8220;Cash Value Insurance Contract&#8221; means an Insurance Contract (other than an indemnity reinsurance contract between two insurance companies) that has a Cash Value.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>8.</p></td><td><p>The term &#8220;Cash Value&#8221; means the greater of (i) the amount that the policyholder is entitled to receive upon surrender or termination of the contract (determined without reduction for any surrender charge or policy loan); and (ii) the amount the policyholder can borrow under or with regard to the contract. Notwithstanding the foregoing, the term &#8220;Cash Value&#8221; does not include an amount payable under an Insurance Contract:</p><table><col/><col/><tbody><tr><td><p>(a)</p></td><td><p>solely by reason of the death of an individual insured under a life insurance contract;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(b)</p></td><td><p>as a personal injury or sickness benefit or other benefit providing indemnification of an economic loss incurred upon the occurrence of the event insured against;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(c)</p></td><td><p>as a refund of a previously paid premium (less cost of insurance charges whether or not actually imposed) under an Insurance Contract (other than an investment-linked life insurance or annuity contract) due to cancellation or termination of the contract, decrease in risk exposure during the effective period of the contract, or arising from the correction of a posting or similar error with regard to the premium for the contract;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(d)</p></td><td><p>as a policyholder dividend (other than a termination dividend) provided that the dividend relates to an Insurance Contract under which the only benefits payable are described in subparagraph C(8)(b); or</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(e)</p></td><td><p>as a return of an advance premium or premium deposit for an Insurance Contract for which the premium is payable at least annually if the amount of the advance premium or premium deposit does not exceed the next annual premium that will be payable under the contract.</p></td></tr></tbody></table></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>9.</p></td><td><p>The term &#8220;Pre-existing Account&#8221; means:</p><table><col/><col/><tbody><tr><td><p>(a)</p></td><td><p>a Financial Account maintained by a Reporting Financial Institution as of 31 December 2015;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(b)</p></td><td><p>any Financial Account of an Account Holder, regardless of the date such Financial Account was opened, if:</p><table><col/><col/><tbody><tr><td><p>(i)</p></td><td><p>the Account Holder also holds with the Reporting Financial Institution (or with a Related Entity within the same Member State as the Reporting Financial Institution) a Financial Account that is a Pre-existing Account under subparagraph C(9)(a);</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(ii)</p></td><td><p>the Reporting Financial Institution (and, as applicable, the Related Entity within the same Member State as the Reporting Financial Institution) treats both of the aforementioned Financial Accounts, and any other Financial Accounts of the Account Holder that are treated as Pre-existing Accounts under point (b), as a single Financial Account for purposes of satisfying the standards of knowledge requirements set forth in paragraph A of Section VII, and for purposes of determining the balance or value of any of the Financial Accounts when applying any of the account thresholds;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(iii)</p></td><td><p>with respect to a Financial Account that is subject to AML/KYC Procedures, the Reporting Financial Institution is permitted to satisfy such AML/KYC Procedures for the Financial Account by relying upon the AML/KYC Procedures performed for the Pre-existing Account described in subparagraph C(9)(a); and</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(iv)</p></td><td><p>the opening of the Financial Account does not require the provision of new, additional or amended customer information by the Account Holder other than for the purposes of this Directive.</p></td></tr></tbody></table></td></tr></tbody></table></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>10.</p></td><td><p>The term &#8220;New Account&#8221; means a Financial Account maintained by a Reporting Financial Institution opened on or after 1 January 2016 unless it is treated as a Pre-existing Account under subparagraph C(9)(b).</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>11.</p></td><td><p>The term &#8220;Pre-existing Individual Account&#8221; means a Pre-existing Account held by one or more individuals.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>12.</p></td><td><p>The term &#8220;New Individual Account&#8221; means a New Account held by one or more individuals.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>13.</p></td><td><p>The term &#8220;Pre-existing Entity Account&#8221; means a Pre-existing Account held by one or more Entities.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>14.</p></td><td><p>The term &#8220;Lower Value Account&#8221; means a Pre-existing Individual Account with an aggregate balance or value as of 31 December 2015 that does not exceed an amount denominated in the domestic currency of each Member State that corresponds to USD 1&#160;000&#160;000.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>15.</p></td><td><p>The term &#8220;High Value Account&#8221; means a Pre-existing Individual Account with an aggregate balance or value that exceeds, as of 31 December 2015, or 31 December of any subsequent year, an amount denominated in the domestic currency of each Member State that corresponds to USD 1&#160;000&#160;000.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>16.</p></td><td><p>The term &#8220;New Entity Account&#8221; means a New Account held by one or more Entities.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>17.</p></td><td><p>The term &#8220;Excluded Account&#8221; means any of the following accounts:</p><table><col/><col/><tbody><tr><td><p>(a)</p></td><td><p>a retirement or pension account that satisfies the following requirements:</p><table><col/><col/><tbody><tr><td><p>(i)</p></td><td><p>the account is subject to regulation as a personal retirement account or is part of a registered or regulated retirement or pension plan for the provision of retirement or pension benefits (including disability or death benefits);</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(ii)</p></td><td><p>the account is tax-favoured (i.e., contributions to the account that would otherwise be subject to tax are deductible or excluded from the gross income of the Account Holder or taxed at a reduced rate, or taxation of investment income from the account is deferred or taxed at a reduced rate);</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(iii)</p></td><td><p>information reporting is required to the tax authorities with respect to the account;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(iv)</p></td><td><p>withdrawals are conditioned on reaching a specified retirement age, disability, or death, or penalties apply to withdrawals made before such specified events; and</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(v)</p></td><td><p>either (i) annual contributions are limited to an amount denominated in the domestic currency of each Member State that corresponds to USD 50&#160;000 or less; or (ii) there is a maximum lifetime contribution limit to the account of an amount denominated in the domestic currency of each Member State that corresponds to USD 1&#160;000&#160;000 or less, in each case applying the rules set forth in paragraph C of Section VII for account aggregation and currency translation.</p></td></tr></tbody></table><p>A Financial Account that otherwise satisfies the requirement of subparagraph C(17)(a)(v) will not fail to satisfy such requirement solely because such Financial Account may receive assets or funds transferred from one or more Financial Accounts that meet the requirements of subparagraph C(17)(a) or (b) or from one or more retirement or pension funds that meet the requirements of any of subparagraphs B(5) through (7);</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(b)</p></td><td><p>an account that satisfies the following requirements:</p><table><col/><col/><tbody><tr><td><p>(i)</p></td><td><p>the account is subject to regulation as an investment vehicle for purposes other than for retirement and is regularly traded on an established securities market, or the account is subject to regulation as a savings vehicle for purposes other than for retirement;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(ii)</p></td><td><p>the account is tax-favoured (i.e., contributions to the account that would otherwise be subject to tax are deductible or excluded from the gross income of the Account Holder or taxed at a reduced rate, or taxation of investment income from the account is deferred or taxed at a reduced rate);</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(iii)</p></td><td><p>withdrawals are conditioned on meeting specific criteria related to the purpose of the investment or savings account (for example, the provision of educational or medical benefits), or penalties apply to withdrawals made before such criteria are met; and</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(iv)</p></td><td><p>annual contributions are limited to an amount denominated in the domestic currency of each Member State that corresponds to USD 50&#160;000 or less, applying the rules set forth in paragraph C of Section VII for account aggregation and currency translation.</p></td></tr></tbody></table><p>A Financial Account that otherwise satisfies the requirement of subparagraph C(17)(b)(iv) will not fail to satisfy such requirement solely because such Financial Account may receive assets or funds transferred from one or more Financial Accounts that meet the requirements of subparagraph C(17)(a) or (b) or from one or more retirement or pension funds that meet the requirements of any of subparagraphs B(5) through (7);</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(c)</p></td><td><p>a life insurance contract with a coverage period that will end before the insured individual attains age 90, provided that the contract satisfies the following requirements:</p><table><col/><col/><tbody><tr><td><p>(i)</p></td><td><p>periodic premiums, which do not decrease over time, are payable at least annually during the period the contract is in existence or until the insured attains age 90, whichever is shorter;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(ii)</p></td><td><p>the contract has no contract value that any person can access (by withdrawal, loan, or otherwise) without terminating the contract;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(iii)</p></td><td><p>the amount (other than a death benefit) payable upon cancellation or termination of the contract cannot exceed the aggregate premiums paid for the contract, less the sum of mortality, morbidity, and expense charges (whether or not actually imposed) for the period or periods of the contract's existence and any amounts paid prior to the cancellation or termination of the contract; and</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(iv)</p></td><td><p>the contract is not held by a transferee for value;</p></td></tr></tbody></table></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(d)</p></td><td><p>an account that is held solely by an estate if the documentation for such account includes a copy of the deceased's will or death certificate;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(e)</p></td><td><p>an account established in connection with any of the following:</p><table><col/><col/><tbody><tr><td><p>(i)</p></td><td><p>a court order or judgment.</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(ii)</p></td><td><p>a sale, exchange, or lease of real or personal property, provided that the account satisfies the following requirements:</p><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>the account is funded solely with a down payment, earnest money, deposit in an amount appropriate to secure an obligation directly related to the transaction, or a similar payment, or is funded with a Financial Asset that is deposited in the account in connection with the sale, exchange, or lease of the property,</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>the account is established and used solely to secure the obligation of the purchaser to pay the purchase price for the property, the seller to pay any contingent liability, or the lessor or lessee to pay for any damages relating to the leased property as agreed under the lease,</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>the assets of the account, including the income earned thereon, will be paid or otherwise distributed for the benefit of the purchaser, seller, lessor, or lessee (including to satisfy such person's obligation) when the property is sold, exchanged, or surrendered, or the lease terminates,</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>the account is not a margin or similar account established in connection with a sale or exchange of a Financial Asset, and</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>the account is not associated with an account described in subparagraph C(17)(f);</p></td></tr></tbody></table></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(iii)</p></td><td><p>an obligation of a Financial Institution servicing a loan secured by real property to set aside a portion of a payment solely to facilitate the payment of taxes or insurance related to the real property at a later time;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(iv)</p></td><td><p>an obligation of a Financial Institution solely to facilitate the payment of taxes at a later time;</p></td></tr></tbody></table></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(f)</p></td><td><p>a Depository Account that satisfies the following requirements:</p><table><col/><col/><tbody><tr><td><p>(i)</p></td><td><p>the account exists solely because a customer makes a payment in excess of a balance due with respect to a credit card or other revolving credit facility and the overpayment is not immediately returned to the customer; and</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(ii)</p></td><td><p>beginning on or before 1 January 2016, the Financial Institution implements policies and procedures either to prevent a customer from making an overpayment in excess of an amount denominated in the domestic currency of each Member State that corresponds to USD 50&#160;000, or to ensure that any customer overpayment in excess of that amount is refunded to the customer within 60 days, in each case applying the rules set forth in paragraph C of Section VII for currency translation. For this purpose, a customer overpayment does not refer to credit balances to the extent of disputed charges but does include credit balances resulting from merchandise returns;</p></td></tr></tbody></table></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(g)</p></td><td><p>any other account that presents a low risk of being used to evade tax, has substantially similar characteristics to any of the accounts described in subparagraphs C(17)(a) through (f), and is included in the list of Excluded Accounts referred to in Article 8(7a) of this Directive, provided that the status of such account as an Excluded Account does not frustrate the purposes of this Directive.</p></td></tr></tbody></table></td></tr></tbody></table> D. Reportable Account <table><col/><col/><tbody><tr><td><p>1.</p></td><td><p>The term &#8220;Reportable Account&#8221; means a Financial Account that is maintained by a Member State Reporting Financial Institution and is held by one or more Reportable Persons or by a Passive NFE with one or more Controlling Persons that is a Reportable Person, provided it has been identified as such pursuant to the due diligence procedures described in Sections II through VII.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>2.</p></td><td><p>The term &#8220;Reportable Person&#8221; means a Member State Person other than: (i) a corporation the stock of which is regularly traded on one or more established securities markets; (ii) any corporation that is a Related Entity of a corporation described in clause (i); (iii) a Governmental Entity; (iv) an International Organisation; (v) a Central Bank; or (vi) a Financial Institution.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>3.</p></td><td><p>The term &#8220;Member State Person&#8221; with regard to each Member State means an individual or Entity that is resident in any other Member State under the tax laws of that other Member State, or an estate of a decedent that was a resident of any other Member State. For this purpose, an Entity such as a partnership, limited liability partnership or similar legal arrangement, which has no residence for tax purposes shall be treated as resident in the jurisdiction in which its place of effective management is situated.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>4.</p></td><td><p>The term &#8220;Participating Jurisdiction&#8221; with regard to each Member State means:</p><table><col/><col/><tbody><tr><td><p>(a)</p></td><td><p>any other Member State;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(b)</p></td><td><p>any other jurisdiction (i) with which the Member State concerned has an agreement in place pursuant to which that jurisdiction will provide the information specified in Section I; and (ii) which is identified in a list published by that Member State and notified to the European Commission;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(c)</p></td><td><p>any other jurisdiction (i) with which the Union has an agreement in place pursuant to which that jurisdiction will provide the information specified in Section I; and (ii) which is identified in a list published by the European Commission.</p></td></tr></tbody></table></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>5.</p></td><td><p>The term &#8220;Controlling Persons&#8221; means the natural persons who exercise control over an Entity. In the case of a trust, that term means the settlor(s), the trustee(s), the protector(s) (if any), the beneficiary(ies) or class(es) of beneficiaries, and any other natural person(s) exercising ultimate effective control over the trust, and in the case of a legal arrangement other than a trust, such term means persons in equivalent or similar positions. The term &#8220;Controlling Persons&#8221; must be interpreted in a manner consistent with the Financial Action Task Force Recommendations.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>6.</p></td><td><p>The term &#8220;NFE&#8221; means any Entity that is not a Financial Institution.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>7.</p></td><td><p>The term &#8220;Passive NFE&#8221; means any: (i) NFE that is not an Active NFE; or (ii) an Investment Entity described in subparagraph A(6)(b) that is not a Participating Jurisdiction Financial Institution.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>8.</p></td><td><p>The term &#8220;Active NFE&#8221; means any NFE that meets any of the following criteria:</p><table><col/><col/><tbody><tr><td><p>(a)</p></td><td><p>less than 50 % of the NFE's gross income for the preceding calendar year or other appropriate reporting period is passive income and less than 50 % of the assets held by the NFE during the preceding calendar year or other appropriate reporting period are assets that produce or are held for the production of passive income;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(b)</p></td><td><p>the stock of the NFE is regularly traded on an established securities market or the NFE is a Related Entity of an Entity the stock of which is regularly traded on an established securities market;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(c)</p></td><td><p>the NFE is a Governmental Entity, an International Organisation, a Central Bank, or an Entity wholly owned by one or more of the foregoing;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(d)</p></td><td><p>substantially all of the activities of the NFE consist of holding (in whole or in part) the outstanding stock of, or providing financing and services to, one or more subsidiaries that engage in trades or businesses other than the business of a Financial Institution, except that an Entity does not qualify for this status if the Entity functions (or holds itself out) as an investment fund, such as a private equity fund, venture capital fund, leveraged buyout fund, or any investment vehicle whose purpose is to acquire or fund companies and then hold interests in those companies as capital assets for investment purposes;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(e)</p></td><td><p>the NFE is not yet operating a business and has no prior operating history, but is investing capital into assets with the intent to operate a business other than that of a Financial Institution, provided that the NFE does not qualify for this exception after the date that is 24 months after the date of the initial organisation of the NFE;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(f)</p></td><td><p>the NFE was not a Financial Institution in the past five years, and is in the process of liquidating its assets or is reorganising with the intent to continue or recommence operations in a business other than that of a Financial Institution;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(g)</p></td><td><p>the NFE primarily engages in financing and hedging transactions with, or for, Related Entities that are not Financial Institutions, and does not provide financing or hedging services to any Entity that is not a Related Entity, provided that the group of any such Related Entities is primarily engaged in a business other than that of a Financial Institution; or</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(h)</p></td><td><p>the NFE meets all of the following requirements:</p><table><col/><col/><tbody><tr><td><p>(i)</p></td><td><p>it is established and operated in its Member State or other jurisdiction of residence exclusively for religious, charitable, scientific, artistic, cultural, athletic, or educational purposes; or it is established and operated in its Member State or other jurisdiction of residence and it is a professional organisation, business league, chamber of commerce, labour organisation, agricultural or horticultural organisation, civic league or an organisation operated exclusively for the promotion of social welfare;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(ii)</p></td><td><p>it is exempt from income tax in its Member State or other jurisdiction of residence;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(iii)</p></td><td><p>it has no shareholders or members who have a proprietary or beneficial interest in its income or assets;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(iv)</p></td><td><p>the applicable laws of the NFE's Member State or other jurisdiction of residence or the NFE's formation documents do not permit any income or assets of the NFE to be distributed to, or applied for the benefit of, a private person or non-charitable Entity other than pursuant to the conduct of the NFE's charitable activities, or as payment of reasonable compensation for services rendered, or as payment representing the fair market value of property which the NFE has purchased; and</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(v)</p></td><td><p>the applicable laws of the NFE's Member State or other jurisdiction of residence or the NFE's formation documents require that, upon the NFE's liquidation or dissolution, all of its assets be distributed to a Governmental Entity or other non-profit organisation, or escheat to the government of the NFE's Member State or other jurisdiction of residence or any political subdivision thereof.</p></td></tr></tbody></table></td></tr></tbody></table></td></tr></tbody></table> E. Miscellaneous <table><col/><col/><tbody><tr><td><p>1.</p></td><td><p>The term &#8220;Account Holder&#8221; means the person listed or identified as the holder of a Financial Account by the Financial Institution that maintains the account. A person, other than a Financial Institution, holding a Financial Account for the benefit or account of another person as agent, custodian, nominee, signatory, investment advisor, or intermediary, is not treated as holding the account for purposes of this Directive, and such other person is treated as holding the account. In the case of a Cash Value Insurance Contract or an Annuity Contract, the Account Holder is any person entitled to access the Cash Value or change the beneficiary of the contract. If no person can access the Cash Value or change the beneficiary, the Account Holder is any person named as the owner in the contract and any person with a vested entitlement to payment under the terms of the contract. Upon the maturity of a Cash Value Insurance Contract or an Annuity Contract, each person entitled to receive a payment under the contract is treated as an Account Holder.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>2.</p></td><td><p>The term &#8220;AML/KYC Procedures&#8221; means the customer due diligence procedures of a Reporting Financial Institution pursuant to the anti-money laundering or similar requirements to which such Reporting Financial Institution is subject.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>3.</p></td><td><p>The term &#8220;Entity&#8221; means a legal person or a legal arrangement, such as a corporation, partnership, trust, or foundation.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>4.</p></td><td><p>An Entity is a &#8220;Related Entity&#8221; of another Entity if (i) either Entity controls the other Entity; (ii) the two Entities are under common control; or (iii) the two Entities are Investment Entities described in subparagraph A(6)(b), are under common management, and such management fulfils the due diligence obligations of such Investment Entities. For this purpose control includes direct or indirect ownership of more than 50 % of the vote and value in an Entity.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>5.</p></td><td><p>The term &#8220;TIN&#8221; means Taxpayer Identification Number (or functional equivalent in the absence of a Taxpayer Identification Number).</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>6.</p></td><td><p>The term &#8220;Documentary Evidence&#8221; includes any of the following:</p><table><col/><col/><tbody><tr><td><p>(a)</p></td><td><p>a certificate of residence issued by an authorised government body (for example, a government or agency thereof, or a municipality) of the Member State or other jurisdiction in which the payee claims to be a resident;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(b)</p></td><td><p>with respect to an individual, any valid identification issued by an authorised government body (for example, a government or agency thereof, or a municipality), that includes the individual's name and is typically used for identification purposes;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(c)</p></td><td><p>with respect to an Entity, any official documentation issued by an authorised government body (for example, a government or agency thereof, or a municipality) that includes the name of the Entity and either the address of its principal office in the Member State or other jurisdiction in which it claims to be a resident or the Member State or other jurisdiction in which the Entity was incorporated or organised;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(d)</p></td><td><p>any audited financial statement, third-party credit report, bankruptcy filing, or securities regulator's report.</p></td></tr></tbody></table><p>With respect to a Pre-existing Entity Account, Reporting Financial Institutions may use as Documentary Evidence any classification in the Reporting Financial Institution's records with respect to the Account Holder that was determined based on a standardised industry coding system, that was recorded by the Reporting Financial Institution consistent with its normal business practices for purposes of AML/KYC Procedures or another regulatory purposes (other than for tax purposes) and that was implemented by the Reporting Financial Institution prior to the date used to classify the Financial Account as a Pre-existing Account, provided that the Reporting Financial Institution does not know or does not have reason to know that such classification is incorrect or unreliable. The term &#8220;standardised industry coding system&#8221; means a coding system used to classify establishments by business type for purposes other than tax purposes.</p></td></tr></tbody></table> SECTION IX EFFECTIVE IMPLEMENTATION Pursuant to Article 8(3a) of this Directive, Member States must have rules and administrative procedures in place to ensure effective implementation of, and compliance with, the reporting and due diligence procedures set out above including: <table><col/><col/><tbody><tr><td><p>(1)</p></td><td><p>rules to prevent any Financial Institutions, persons or intermediaries from adopting practices intended to circumvent the reporting and due diligence procedures;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(2)</p></td><td><p>rules requiring Reporting Financial Institutions to keep records of the steps undertaken and any evidence relied upon for the performance of the above procedures and adequate measures to obtain those records;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(3)</p></td><td><p>administrative procedures to verify Reporting Financial Institutions' compliance with the reporting and due diligence procedures; administrative procedures to follow up with a Reporting Financial Institution when undocumented accounts are reported;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(4)</p></td><td><p>administrative procedures to ensure that the Entities and accounts defined in domestic law as Non-Reporting Financial Institutions and Excluded Accounts continue to have a low risk of being used to evade tax; and</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(5)</p></td><td><p>effective enforcement provisions to address non-compliance.</p></td></tr></tbody></table> SECTION X IMPLEMENTATION DATES AS REGARDS REPORTING FINANCIAL INSTITUTIONS LOCATED IN AUSTRIA In the case of Reporting Financial Institutions located in Austria, all references to “2016” and “2017” in this Annex should be read as references to “2017” and “2018” respectively. In the case of Pre-existing Accounts held by Reporting Financial Institutions located in Austria, all references to “ 31 December 2015 ” in this Annex should be read as references to “ 31 December 2016 ”. ‘ANNEX II COMPLEMENTARY REPORTING AND DUE DILIGENCE RULES FOR FINANCIAL ACCOUNT INFORMATION 1. Change in circumstances A “change in circumstances” includes any change that results in the addition of information relevant to a person's status or otherwise conflicts with such person's status. In addition, a change in circumstances includes any change or addition of information to the Account Holder's account (including the addition, substitution, or other change of an Account Holder) or any change or addition of information to any account associated with such account (applying the account aggregation rules described in subparagraphs C(1) through (3) of Section VII of Annex I) if such change or addition of information affects the status of the Account Holder. If a Reporting Financial Institution has relied on the residence address test described in subparagraph B(1) of Section III of Annex I and there is a change in circumstances that causes the Reporting Financial Institution to know or have reason to know that the original Documentary Evidence (or other equivalent documentation) is incorrect or unreliable, the Reporting Financial Institution must, by the later of the last day of the relevant calendar year or other appropriate reporting period, or 90 calendar days following the notice or discovery of such change in circumstances, obtain a self-certification and new Documentary Evidence to establish the residence(s) for tax purposes of the Account Holder. If the Reporting Financial Institution cannot obtain the self-certification and new Documentary Evidence by such date, the Reporting Financial Institution must apply the electronic record search procedure described in subparagraphs B(2) through (6) of Section III of Annex I. 2. Self-certification for New Entity Accounts With respect to New Entity Accounts, for the purposes of determining whether a Controlling Person of a Passive NFE is a Reportable Person, a Reporting Financial Institution may only rely on a self-certification from either the Account Holder or the Controlling Person. 3. Residence of a Financial Institution A Financial Institution is “resident” in a Member State if it is subject to the jurisdiction of such Member State (i.e., the Member State is able to enforce reporting by the Financial Institution). In general, where a Financial Institution is resident for tax purposes in a Member State, it is subject to the jurisdiction of such Member State and it is, thus, a Member State Financial Institution. In the case of a trust that is a Financial Institution (irrespective of whether it is resident for tax purposes in a Member State), the trust is considered to be subject to the jurisdiction of a Member State if one or more of its trustees are resident in such Member State except if the trust reports all the information required to be reported pursuant to this Directive with respect to Reportable Accounts maintained by the trust to another Member State because it is resident for tax purposes in such other Member State. However, where a Financial Institution (other than a trust) does not have a residence for tax purposes (e.g., because it is treated as fiscally transparent, or it is located in a jurisdiction that does not have an income tax), it is considered to be subject to the jurisdiction of a Member State and it is, thus, a Member State Financial Institution if: <table><col/><col/><tbody><tr><td><p>(a)</p></td><td><p>it is incorporated under the laws of the Member State;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(b)</p></td><td><p>it has its place of management (including effective management) in the Member State; or</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(c)</p></td><td><p>it is subject to financial supervision in the Member State.</p></td></tr></tbody></table> Where a Financial Institution (other than a trust) is resident in two or more Member States, such Financial Institution will be subject to the reporting and due diligence obligations of the Member State in which it maintains the Financial Account(s). 4. Account maintained In general, an account would be considered to be maintained by a Financial Institution as follows: <table><col/><col/><tbody><tr><td><p>(a)</p></td><td><p>in the case of a Custodial Account, by the Financial Institution that holds custody over the assets in the account (including a Financial Institution that holds assets in street name for an Account Holder in such institution);</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(b)</p></td><td><p>in the case of a Depository Account, by the Financial Institution that is obligated to make payments with respect to the account (excluding an agent of a Financial Institution regardless of whether such agent is a Financial Institution);</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(c)</p></td><td><p>in the case of any equity or debt interest in a Financial Institution that constitutes a Financial Account, by such Financial Institution;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(d)</p></td><td><p>in the case of a Cash Value Insurance Contract or an Annuity Contract, by the Financial Institution that is obligated to make payments with respect to the contract.</p></td></tr></tbody></table> 5. Trusts that are Passive NFEs An Entity such as a partnership, limited liability partnership or similar legal arrangement that has no residence for tax purposes, according to subparagraph D(3) of Section VIII of Annex I, shall be treated as resident in the jurisdiction in which its place of effective management is situated. For these purposes, a legal person or a legal arrangement is considered “similar” to a partnership and a limited liability partnership where it is not treated as a taxable unit in a Member State under the tax laws of such Member State. However, in order to avoid duplicate reporting (given the wide scope of the term “Controlling Persons” in the case of trusts), a trust that is a Passive NFE may not be considered a similar legal arrangement. 6. Address of Entity's principal office One of the requirements described in subparagraph E(6)(c) of Section VIII of Annex I is that, with respect to an Entity, the official documentation includes either the address of the Entity's principal office in the Member State or other jurisdiction in which it claims to be a resident or the Member State or other jurisdiction in which the Entity was incorporated or organised. The address of the Entity's principal office is generally the place in which its place of effective management is situated. The address of a Financial Institution with which the Entity maintains an account, a post office box, or an address used solely for mailing purposes is not the address of the Entity's principal office unless such address is the only address used by the Entity and appears as the Entity's registered address in the Entity's organisational documents. Further, an address that is provided subject to instructions to hold all mail to that address is not the address of the Entity's principal office. ’

ENG

32014L0107

<table><col/><col/><col/><col/><tbody><tr><td><p>29.7.2021&#160;&#160;&#160;</p></td><td><p>EN</p></td><td><p>Official Journal of the European Union</p></td><td><p>C 304/10</p></td></tr></tbody></table> COUNCIL RECOMMENDATION of 18 June 2021 delivering a Council opinion on the 2021 Convergence Programme of Czechia (2021/C 304/03) THE COUNCIL OF THE EUROPEAN UNION, Having regard to the Treaty on the Functioning of the European Union, Having regard to Council Regulation (EC) No 1466/97 of 7 July 1997 on the strengthening of the surveillance of budgetary positions and the surveillance and coordination of economic policies ( 1 ) , and in particular Article 9(2) thereof, Having regard to the recommendation of the European Commission, Having regard to the resolutions of the European Parliament, After consulting the Economic and Financial Committee, Whereas: <table><col/><col/><tbody><tr><td><p>(1)</p></td><td><p>On 20&#160;March 2020, the Commission adopted a communication on the activation of the general escape clause of the Stability and Growth Pact. The general escape clause, as set out in Articles&#160;5(1), 6(3), 9(1) and 10(3) of Regulation (EC) No&#160;1466/97 and Articles&#160;3(5) and 5(2) of Council Regulation (EC) No&#160;1467/97&#160;<a>(<span>2</span>)</a>, facilitates the coordination of budgetary policies in times of severe economic downturn. In that communication, the Commission set out its view that, given the expected severe economic downturn resulting from the COVID-19 pandemic, the conditions for activating the general escape clause were met. On&#160;23&#160;March 2020, the ministers of finance of the Member States agreed with the assessment of the Commission. The general escape clause has granted Member States budgetary flexibility to deal with the COVID-19 crisis. It has facilitated the coordination of budgetary policies in times of severe economic downturn. Its activation allows for a temporary departure from the adjustment path towards the medium-term budgetary objective of each Member State, provided that this does not endanger fiscal sustainability in the medium term. On 17&#160;September 2020, in its communication on the 2021 Annual Sustainable Growth Strategy, the Commission announced that the general escape clause would remain active in 2021.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(2)</p></td><td><p>On 20&#160;July 2020, the Council adopted a Recommendation&#160;<a>(<span>3</span>)</a> (&#8216;the Council Recommendation of 20&#160;July 2020&#8217;). It recommended Czechia to take all necessary measures, in line with the general escape clause, to effectively address the COVID-19 pandemic, sustain the economy and support the ensuing recovery. It also recommended Czechia to pursue, when economic conditions allow, fiscal policies aimed at achieving prudent medium-term fiscal positions and ensuring debt sustainability, while enhancing investment.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(3)</p></td><td><p>Next Generation EU, including the Recovery and Resilience Facility, will ensure a sustainable, inclusive and fair recovery. Regulation (EU) 2021/241 of the European Parliament and of the Council&#160;<a>(<span>4</span>)</a>, which established the Recovery and Resilience Facility, entered into force on 19&#160;February 2021. The Recovery and Resilience Facility will provide financial support for the implementation of reforms and investment, entailing a fiscal impulse financed by the Union. It will contribute to the economic recovery and to the implementation of sustainable and growth-enhancing reforms and investment, in particular to promote the green and digital transitions, and will strengthen the resilience and potential growth of Member States&#8217; economies. It will also help public finances to return to more favourable positions in the near term and will contribute to strengthening sustainable public finances and to growth and job creation in the medium and long term.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(4)</p></td><td><p>On 3&#160;March 2021, the Commission adopted a communication providing further policy orientations to facilitate the coordination of fiscal policies and the preparation of Member States&#8217; Stability and Convergence Programmes. The overall fiscal stance, taking into account national budgets and the Recovery and Resilience Facility, should remain supportive in 2021 and 2022. At the same time, given the expectation that economic activity will gradually normalise in the second half of 2021, Member States&#8217; fiscal policies should become more differentiated in 2022. Member States&#8217; fiscal policies should take into account the state of the recovery, fiscal sustainability and the need to reduce economic, social and territorial divergences. In view of the need to support a sustainable recovery for the Union, Member States with low sustainability risks should gear their budgets towards maintaining a supportive fiscal policy in 2022, taking into account the impact of the Recovery and Resilience Facility. Member States with high debt levels should pursue prudent fiscal policies, while preserving nationally financed investment and making use of grants under the Recovery and Resilience Facility to fund additional high-quality investment projects and structural reforms. For the period beyond 2022, fiscal policies should continue to take into account the strength of the recovery, the degree of economic uncertainty and fiscal sustainability considerations. A refocusing of fiscal policies towards achieving prudent medium-term fiscal positions, including by phasing out support measures in due course, will contribute to ensuring fiscal sustainability in the medium term.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(5)</p></td><td><p>In its communication of 3&#160;March 2021, the Commission also took the view that the decision on the deactivation or continued application of the general escape clause should be taken as an overall assessment of the state of the economy, with the level of economic activity in the Union or euro area compared to pre-crisis levels (end of 2019) as a key quantitative criterion. On the basis of the Commission&#8217;s 2021 spring forecast, on&#160;2&#160;June 2021 the Commission considered that the conditions for continuing to apply the general escape clause in 2022 and for deactivating it as of 2023 were met. Country-specific situations will continue to be taken into account after the deactivation of the general escape clause.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(6)</p></td><td><p>On 30&#160;April 2021, Czechia submitted its 2021 Convergence Programme, in line with Article&#160;8 of Regulation (EC) No&#160;1466/97.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(7)</p></td><td><p>In 2020, based on data validated by Eurostat, Czechia&#8217;s general government deficit was&#160;6,2&#160;% of gross domestic product (GDP), while general government debt increased to&#160;38,1&#160;% of GDP. The annual change in the primary budget balance amounted to -6,4&#160;% of GDP, including discretionary budgetary measures of 4,6&#160;% in support of the economy and the operation of automatic stabilisers. Czechia also provided liquidity support to companies and households (such as guarantees and tax deferrals, which do not have a direct and immediate budgetary impact), estimated at 6,2&#160;% of GDP; the actual take-up of the public guarantees in 2020 is estimated by the Commission to be roughly equivalent to&#160;1&#189;&#160;% of GDP.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(8)</p></td><td><p>On 2&#160;June 2021, the Commission issued a report under Article&#160;126(3) of the Treaty. That report discusses the budgetary situation of Czechia, as its general government deficit in&#160;2020 exceeded the 3&#160;%-of-GDP Treaty reference value. The report concluded that the deficit criterion was not fulfilled.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(9)</p></td><td><p>The macroeconomic scenario underpinning the budgetary projections is realistic in 2021 and cautious in 2022. The Commission&#8217;s projection is slightly more optimistic in terms of real GDP growth for 2021 (3,4&#160;% compared to 3,1&#160;% in the 2021 Convergence Programme) and it is even more optimistic for 2022 (4,4&#160;% compared to 3,7&#160;% in the 2021 Convergence Programme), as the Commission expects higher private consumption growth in 2021 and higher gross fixed capital formation in 2022.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(10)</p></td><td><p>In its 2021 Convergence Programme, the government plans an increase in the general government deficit from 6,2&#160;% of GDP in 2020 to 8,8&#160;% of GDP in 2021, while the debt ratio is planned to increase to 44,8&#160;% of GDP in 2021. According to the 2021 Convergence Programme, the change in the primary budget balance in 2021 compared with the pre-crisis level (2019) is set to amount to -9,0&#160;% of GDP, reflecting the discretionary budgetary measures of 6,5&#160;% of GDP in support of the economy and the operation of automatic stabilisers. These projections are in line with the Commission&#8217;s 2021 spring forecast.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(11)</p></td><td><p>In response to the COVID-19 pandemic and related economic downturn, Czechia has adopted budgetary measures to strengthen the capacity of its health system, contain the COVID-19 pandemic and provide relief to those individuals and sectors that have been particularly affected. This forceful policy response has cushioned the contraction in GDP, which, in turn, has curtailed the increase in government deficit and public debt. Fiscal measures should maximise support to the recovery without pre-empting future fiscal trajectories. Therefore, measures should avoid creating a permanent burden on public finances. When Member States introduce permanent measures, they should properly fund them to ensure budgetary neutrality in the medium term. The measures taken by Czechia in&#160;2020 and 2021 have been in line with the Council Recommendation of 20&#160;July 2020. Some of the discretionary measures adopted by the government over the period 2020 and&#160;2021 do not appear to be temporary or matched by offsetting measures. Beyond the horizon of the Commission&#8217;s 2021 spring forecast, in 2023, the cumulative remaining impact of those non-temporary measures is preliminarily estimated at around 2&#160;% of GDP, mainly consisting of reductions in the revenues from personal income tax with an impact of 1,9&#160;% of GDP.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(12)</p></td><td><p>The 2021 Convergence Programme assumes investment and reforms financed by grants under the Recovery and Resilience Facility amounting to 0,3&#160;% of GDP in 2021, 0,7&#160;% of GDP in 2022 and 0,7&#160;% of GDP in 2023. The Commission&#8217;s 2021 spring forecast includes these grants in its budgetary projections.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(13)</p></td><td><p>The established indicators of fiscal adjustment set out in Regulation (EC) No&#160;1466/97 need to be considered in the context of the current circumstances. First, there is significant uncertainty surrounding output gap estimates. Second, there is a need for fiscal policy to stand ready to rapidly adapt to the evolution of the COVID-19 pandemic, shifting from emergency relief to more targeted measures once health risks diminish. Third, the current context is characterised by a significant policy response to support economic activity. In the presence of sizeable transfers from the Union budget (such as those from the Recovery and Resilience Facility), the established indicators do not capture the full impulse provided to the economy by fiscal policies. Against this background, the structural balance does not appear adequate in the current circumstances. The expenditure benchmark also needs to be adapted&#160;<a>(<span>5</span>)</a> and complemented with additional information in order to fully gauge the fiscal policy orientation.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(14)</p></td><td><p>As in the approach pursued in the assessment of the 2021 draft budgetary plans, temporary emergency measures have been excluded from the expenditure aggregate. These crisis-related temporary emergency measures support health systems and compensate workers and firms for the losses in income due to lockdowns and supply chain disruptions; their reversal by the public authorities is contingent on the return of the public health and economic situation to normality. To assess the overall fiscal stance at the current juncture, the sizeable transfers from the Union budget (such as those from the Recovery and Resilience Facility) should be included in the relevant expenditure aggregate. The overall fiscal stance is therefore measured by the change in primary expenditure (net of discretionary revenue measures and excluding crisis-related temporary emergency measures), including expenditure financed by grants under the Recovery and Resilience Facility and other Union funds. Going beyond the overall fiscal stance, the analysis also aims to assess whether national fiscal policy is prudent and its composition is conducive to a sustainable recovery consistent with the green and digital transitions. For that reason, particular attention is paid to the evolution of nationally financed primary current expenditure and investment.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(15)</p></td><td><p>In its 2021 Convergence Programme, Czechia&#8217;s general government deficit is planned to decrease to 5,9&#160;% of GDP in 2022, mainly due to a discontinuation of the temporary support measures adopted in 2020 and 2021 and due to the economic recovery. The general government debt ratio is planned to increase to 48,2&#160;% of GDP in 2022. These projections are in line with the Commission&#8217;s 2021 spring forecast. Based on the Commission&#8217;s 2021 spring forecast, and on the basis of the specific methodology that reflects the above mentioned challenges, the overall fiscal stance&#160;&#8211;including the impact on aggregate demand in 2022 from investment financed by both the national and Union budgets, in particular the Recovery and Resilience Facility&#160;&#8212; is estimated at&#160;-&#160;0,2&#160;% of GDP&#160;<a>(<span>6</span>)</a>. The positive contribution of expenditure financed by Recovery and Resilience Facility grants and other Union funds is projected to increase by 0,5 percentage point of GDP. Nationally financed investment is projected to provide a contractionary contribution of 0,3 percentage point of GDP.&#160;<a>(<span>7</span>)</a> Nationally financed primary current expenditure (net of discretionary revenue measures) is projected to provide a neutral contribution.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(16)</p></td><td><p>The quality of Member States&#8217; budgetary measures appears particularly important. Fiscal structural reforms aimed at improving the composition of national budgets can support potential growth, create much-needed fiscal space and help to ensure fiscal sustainability over the longer term, including in view of climate change and health challenges. On the revenue side, the COVID-19 crisis has reinforced the importance of reforms for more efficient and fairer public revenue systems. On the expenditure side, it has made it even more crucial to increase the level and quality of sustainable and growth-enhancing investments, in a manner consistent with serving the objectives of enhancing growth potential, economic and social resilience and the green and digital twin transition. The national recovery and resilience plans will allow to improve the composition of national budgets.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(17)</p></td><td><p>According to the 2021 Convergence Programme&#8217;s medium-term budgetary plans, the general government deficit is planned to decrease from 5,4&#160;% in 2023, to 5,2&#160;% of GDP in&#160;2024. The general government deficit is not planned to return below the 3&#160;%-of-GDP Treaty reference value over the programme&#8217;s horizon. Based on the 2021 Convergence Programme, the overall fiscal stance&#160;&#8211;including the impact on aggregate demand from investment financed by both the national and Union budgets, in particular the Recovery and Resilience Facility&#160;&#8212; is estimated at +1,2&#160;% of GDP in 2023 and 2024 on average. The positive contribution of expenditure financed by Recovery and Resilience Facility grants and other Union funds is projected to decrease by 0,3 percentage point of GDP. Nationally financed investment is projected to provide a contractionary contribution of 0,1 percentage point of GDP.&#160;<a>(<span>8</span>)</a> Nationally financed primary current expenditure (net of discretionary revenue measures) is projected to provide a contractionary contribution of 0,8 percentage point of GDP. The current estimate of the 10-year average nominal potential growth is&#160;4&#188;&#160;%&#160;<a>(<span>9</span>)</a>. However, this estimate does not include the impact of the reforms that are part of the recovery and resilience plan and could therefore boost Czechia&#8217;s potential growth.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(18)</p></td><td><p>According to the 2021 Convergence Programme, the general government debt ratio is planned to increase from 51,5&#160;% of GDP in 2023 to 54,6&#160;% of GDP in 2024. Czechia is considered to face medium fiscal sustainability risks over the medium term, as per the latest debt sustainability analysis.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(19)</p></td><td><p>In view of the currently still exceptionally high degree of uncertainty, the fiscal policy guidance should remain predominantly qualitative. More precise quantified guidance for the later years should be provided in 2022, if the degree of uncertainty has sufficiently declined by then.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(20)</p></td><td><p>The Council has assessed the 2021 Convergence Programme and the follow-up by Czechia to the Council Recommendation of 20&#160;July 2020,</p></td></tr></tbody></table> HEREBY RECOMMENDS CZECHIA TO: 1. In 2022, maintain a supportive fiscal stance, including the impulse provided by the Recovery and Resilience Facility, and preserve nationally financed investment. 2. When economic conditions allow, pursue a fiscal policy aimed at achieving prudent medium-term fiscal positions and ensuring fiscal sustainability in the medium term. At the same time, enhance investment to boost growth potential. 3. Pay particular attention to the composition of public finances, on both the revenue and expenditure sides of the budget, and to the quality of budgetary measures in order to ensure a sustainable and inclusive recovery. Prioritise sustainable and growth-enhancing investment, in particular investment supporting the green and digital transition. Give priority to fiscal structural reforms that will help provide financing for public policy priorities and contribute to the long-term sustainability of public finances, including, where relevant, by strengthening the coverage, adequacy and sustainability of health and social protection systems for all. Done at Luxembourg, 18 June 2021. For the Council The President J. LEÃO <note> ( 1 ) OJ L 209, 2.8.1997, p. 1 . ( 2 ) Council Regulation (EC) No 1467/97 of 7 July 1997 on speeding up and clarifying the implementation of the excessive deficit procedure ( OJ L 209, 2.8.1997, p. 6 ). ( 3 ) Council Recommendation of 20 July 2020 on the 2020 National Reform Programme of Czechia and delivering a Council opinion on the 2020 Convergence Programme of Czechia ( OJ C 282, 26.8.2020, p. 15 ). ( 4 ) Regulation (EU) 2021/241 of the European Parliament and of the Council of 12 February 2021 establishing the Recovery and Resilience Facility ( OJ L 57, 18.2.2021, p. 17 ). ( 5 ) In particular, the four-year smoothing of investment used in the expenditure benchmark does not allow for a proper assessment of the fiscal support for the recovery provided by nationally financed investments. ( 6 ) A negative sign of the indicator corresponds to an excess of the primary expenditure growth compared with medium-term economic growth, which indicates an expansionary fiscal policy. ( 7 ) Other nationally financed capital expenditure is projected to provide a neutral contribution. ( 8 ) Other nationally financed capital expenditure is projected to provide a neutral contribution. ( 9 ) Estimated by the Commission in accordance with the commonly agreed methodology. </note>

ENG

32021H0729(03)

<table><col/><col/><col/><col/><tbody><tr><td><p>24.4.2023&#160;&#160;&#160;</p></td><td><p>EN</p></td><td><p>Official Journal of the European Union</p></td><td><p>LI 109/15</p></td></tr></tbody></table> COUNCIL IMPLEMENTING REGULATION (EU) 2023/846 of 24 April 2023 implementing Regulation (EU) No 359/2011 concerning restrictive measures directed against certain persons, entities and bodies in view of the situation in Iran THE COUNCIL OF THE EUROPEAN UNION, Having regard to the Treaty on the Functioning of the European Union, Having regard to Council Regulation (EU) No 359/2011 of 12 April 2011 concerning restrictive measures directed against certain persons, entities and bodies in view of the situation in Iran ( 1 ) , and in particular Article 12(1) thereof, Having regard to the proposal from the High Representative of the Union for Foreign Affairs and Security Policy, Whereas: <table><col/><col/><tbody><tr><td><p>(1)</p></td><td><p>On 12&#160;April 2011, the Council adopted Regulation (EU) No&#160;359/2011.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(2)</p></td><td><p>On 25&#160;September 2022, the High Representative of the Union for Foreign Affairs and Security Policy issued a declaration on behalf of the Union deploring the widespread and disproportionate use of force by the Iranian security forces against non-violent protestors, noting that it had resulted in the loss of lives as well as a large number of injuries. The declaration also spelled out that those responsible for the killing of Mahsa Amini must be held accountable, and called on the Iranian authorities to ensure transparent and credible investigations to clarify the number of deaths and arrests, to release all non-violent protestors and to provide due process to all detainees. Furthermore, the declaration stressed that Iran&#8217;s decision to severely restrict internet access and block instant messaging platforms blatantly violates freedom of expression. Finally, the declaration stated that the Union will consider all options at its disposal to address the killing of Mahsa Amini and the way Iranian security forces have responded to the ensuing demonstrations.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(3)</p></td><td><p>In this context, and in line with the Union&#8217;s commitment to address all issues of concern with Iran, including the human rights situation, as confirmed in the Council Conclusions of 12&#160;December 2022, eight persons and one entity should be included in the list of natural and legal persons, entities and bodies subject to restrictive measures set out in Annex I to Regulation (EU) No&#160;359/2011.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(4)</p></td><td><p>Regulation (EU) No&#160;359/2011 should therefore be amended accordingly,</p></td></tr></tbody></table> HAS ADOPTED THIS REGULATION: Article 1 Annex I to Regulation (EU) No 359/2011 is amended in accordance with the Annex to this Regulation. Article 2 This Regulation shall enter into force on the date of its publication in the Official Journal of the European Union . This Regulation shall be binding in its entirety and directly applicable in all Member States. Done at Luxembourg, 24 April 2023. For the Council The President J. BORRELL FONTELLES ( 1 ) OJ L 100, 14.4.2011, p. 1 . ANNEX The following eight persons and one entity are added to the list of natural and legal persons, entities and bodies set out in Annex I to Regulation (EU) No 359/2011: <table><col/><col/><tbody><tr><td><p>&#160;</p></td><td><p>Persons</p><div><table><col/><col/><col/><col/><col/><tbody><tr><td><p>&#160;</p></td><td><p>Name</p></td><td><p>Identifying information</p></td><td><p>Reasons</p></td><td><p>Date of listing</p></td></tr><tr><td><p>&#8216;214.</p></td><td><p>NOBAVEH VATAN Bijan</p><p><span>&#1576;&#1740;&#1688;&#1606; &#1606;&#1608;&#1576;&#1575;&#1608;&#1607; &#1608;&#1591;&#1606;</span></p></td><td><p>DOB: 1959/1960</p><p>POB: Tehran, Iran</p><p>Nationality: Iranian</p><p>Gender: male</p><p>Function: Member of the Iranian Parliament; First Deputy Chairman of the Culture Commission of the Iranian Parliament</p></td><td><p>Bijan Nobaveh Vatan is an Iranian lawmaker and hardliner as well as the First Deputy Chairman of the Culture Commission of the Iranian Parliament.</p><p>He is one of the 227 members of parliament who signed a statement on 6&#160;November 2022 praising security forces for killing protestors and urging the judiciary to accelerate trials and sentence protestors to death by declaring them as &#8220;Muharebeh&#8221;, or &#8220;enmity against God&#8221;.</p><p>Moreover, he is a driving force behind legislation enforcing restrictive clothing rules on women by enacting penalties for institutions, businesses and individuals that interact with non-compliant women, thus creating a boycott against them.</p><p>As a Member of the Iranian Parliament, Nobaveh Vatan supported the killing, detention and torture of people during the&#160;2022/2023 nationwide protests in Iran. He further supports legislation that substantially revokes the social and economic rights of women in Iran.</p><p>He is therefore responsible for serious human rights violations in Iran.</p></td><td><p>24.4.2023</p></td></tr><tr><td><p>215.</p></td><td><p>YAZDIKHAH Ali</p><p><span>&#1593;&#1604;&#1740; &#1740;&#1586;&#1583;&#1740; &#1582;&#1608;&#1575;&#1607;</span></p></td><td><p>Nationality: Iranian</p><p>Gender: male</p><p>Function: Member of the Iranian Parliament; Member of the Culture Commission of the Iranian Parliament</p></td><td><p>Ali Yazdikhah is an Iranian lawmaker and hardliner as well as a member of the Culture Commission of the Iranian Parliament.</p><p>He is one of the 227 members of parliament who signed a statement on 6&#160;November 2022 praising security forces for killing protestors and urging the judiciary to accelerate trials and sentence protestors to death by declaring them as &#8220;Muharebeh&#8221;, or &#8220;enmity against God&#8221;.</p><p>Moreover, he is a driving force behind legislation enforcing restrictive clothing rules on women by enacting penalties for institutions, businesses and individuals that interact with non-compliant women, thus creating a boycott against them.</p><p>As a Member of the Iranian Parliament, Yazdikhah supported the killing, detention and torture of people during the&#160;2022/2023 nationwide protests in Iran. He further supports legislation that substantially revokes the social and economic rights of women in Iran.</p><p>He is therefore responsible for serious human rights violations in Iran.</p></td><td><p>24.4.2023</p></td></tr><tr><td><p>216.</p></td><td><p>ALIBABAEI Mehdi</p><p>&#1605;&#1581;&#1583;&#1740; &#1593;&#1604;&#1740; &#1576;&#1575;&#1576;&#1575;&#1740;&#1740;</p><p>(a.k.a. ALI BABAEI Mehdi, BABAEI Ali Mehdi)</p></td><td><p>Nationality: Iranian</p><p>Gender: male</p><p>Rank: Major</p><p>Function: provincial deputy of the Islamic Revolutionary Guard Corps (IRGC) in Qom</p></td><td><p>Major Mehdi Alibabaei is the provincial deputy of the Islamic Revolutionary Guard Corps (IRGC) in Qom. He directs IRGC and Basij forces in the city of Qom.</p><p>Following the death of Mahsa Amini in September 2022, some of the most intense protests have been seen in the city of Qom. Security forces, including the IRGC and the Basij militia were deployed to violently crack down on these protests. Since March 2023, the IRGC and Basij militia have also been instructed to enforce the mandatory hijab law by new methods of oppression.</p><p>Alibabaei revealed a new scheme to deploy members of the Basij militia in each Qom neighbourhood to enforce the hijab law. The new scheme includes installing programs such as &#8220;Be a famous leader in our neighbourhood&#8221;, ordering&#160;IRGC/Basij forces to conduct neighbourhood patrols, the use of intelligence, intimidation, and enforcing accountability of regular citizens (for example by appealing to the responsibility of building and residence managers for &#8220;badly veiled&#8221; residents). This scheme represents a new level of denunciation and information gathering by the general population to oppress women.</p><p>Under the command of Alibabaei, the local IRGC and Basij forces in Qom are ordered to enforce certain selected laws, by means and methods that intimidate citizens and violate their fundamental rights.</p><p>As provincial deputy of the IRGC in Qom, Major Mehdi Alibabaei is responsible for the acts of oppression committed by the local IRGC and Basij forces and their violations of the rights of freedom of expression and privacy.</p><p>He is therefore responsible for serious human rights violations in Iran.</p></td><td><p>24.4.2023</p></td></tr><tr><td><p>217.</p></td><td><p>NOUROUZI Ali Asghar</p><p>(a.k.a. NOROUZI Ali Asghar)</p></td><td><p>DOB: 11.11.1962</p><p>POB: Dashtestan, Bushehr province, Iran</p><p>Address: Unit 29, 5th Floor, Talaieh Block- B1, Elahiyeh Complex 1, Number 0, Alley 2-Shahid Sajjad Rushanai, Rabbaninejad Street, Zein Aldin Municipality, Qom 3739144673, Iran</p><p>Nationality: Iranian</p><p>Gender: male</p><p>Passport no: Y53914915 (Iran) expires 11.5.2026</p><p>Iranian national ID no: 4591967573</p><p>Function: chairman of the board of directors of the Islamic Revolutionary Guard Corps (IRGC) Cooperative Foundation</p><p>Associated individuals: Seyyed Aminollah; Emami Tabatabai; Yahya Alaoddini; Jamal Babamoradi; Ahmad Karimi</p><p>Associated entities: Islamic Revolutionary Guard Corps (IRGC) Cooperative&#160;Foundation/Bonyad Taavon Sepah</p><p>IRGC</p></td><td><p>Ali Asghar Nourouzi is the chairman of the board of directors of the EU-listed Islamic Revolutionary Guard Corps (IRGC) Cooperative Foundation.</p><p>The IRGC has been at the forefront of the repression of the&#160;2022/2023 protests in Iran which has seen more than 520 people killed, over 70 of whom were minors, and more than 22&#160;000 arrests/imprisonments effected.</p><p>The IRGC Cooperative Foundation is the body responsible for managing the IRGC&#8217;s investments and in that framework it is responsible for funnelling money into the regime&#8217;s brutal repression.</p><p>As chairman of the board of directors of the IRGC Cooperative Foundation, Ali Asghar Nourouzi is therefore responsible for willingly and knowingly providing the instruments with which the brutal and ongoing repression has been carried out.</p><p>He is therefore responsible for serious human rights violations in Iran.</p></td><td><p>24.4.2023</p></td></tr><tr><td><p>218.</p></td><td><p>TABATABAI Seyyed Amin Ala Emami</p><p>(a.k.a. TABATBAYI Aminallah Imami)</p></td><td><p>DOB: 26.8.1963</p><p>POB: Meybod, Iran</p><p>Address: Tehran, Iran</p><p>Nationality: Iranian</p><p>Gender: male</p><p>Iranian national ID no: 4489260229</p><p>Function: vice-chairman of the board of directors of the Islamic Revolutionary Guard Corps (IRGC) Cooperative Foundation; managing director of the IRGC Cooperative Foundation</p><p>Associated individuals: Ali Asghar Nourouzi; Yahya Alaoddini; Jamal Babamoradi; Ahmad Karimi</p></td><td><p>Seyyed Amin Ala Emami Tabatabai is the vice-chairman of the board of directors as well as the managing director of the EU-listed Islamic Revolutionary Guard Corps (IRGC) Cooperative Foundation.</p><p>The IRGC has been at the forefront of the repression of the&#160;2022/2023 protests in Iran which has seen more than 520 people killed, over 70 of whom were minors, and more than 22&#160;000 arrests/imprisonments effected.</p><p>The IRGC Cooperative Foundation is the body responsible for managing the IRGC&#8217;s investments and in that framework it is responsible for funnelling money into the regime&#8217;s brutal repression.</p><p>As vice-chairman of the board of directors and managing director of the IRGC Cooperative Foundation, Seyyed Amin Ala Emami Tabatabai is therefore responsible for willingly and knowingly providing the instruments with which the brutal and ongoing repression has been carried out.</p></td><td><p>24.4.2023</p></td></tr><tr><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>Associated entities: Islamic Revolutionary Guard Corps (IRGC) Cooperative&#160;Foundation/Bonyad Taavon Sepah</p><p>IRGC</p></td><td><p>He is therefore responsible for serious human rights violations in Iran.</p></td><td><p>&#160;</p></td></tr><tr><td><p>219.</p></td><td><p>ALAODDINI Yahya</p><p>(a.k.a. ALA&#8217;ODDINI Yahya; ALAEDDINI Yahya)</p></td><td><p>DOB: 21.5.1965</p><p>POB: Tehran, Iran</p><p>Nationality: Iranian</p><p>Gender: male</p><p>Passport no: K47201906 (Iran) expires 19.10.2023</p><p>Iranian national ID no: 0036732958</p><p>Function: member of the board of directors of the Islamic Revolutionary Guard Corps (IRGC) Cooperative Foundation</p></td><td><p>Yahya Alaoddini is a member of the board of directors of the EU-listed Islamic Revolutionary Guard Corps (IRGC) Cooperative Foundation.</p><p>The IRGC has been at the forefront of the repression of the&#160;2022/2023 protests in Iran which has seen more than 520 people killed, over 70 of whom were minors, and more than 22&#160;000 arrests/imprisonments effected.</p><p>The IRGC Cooperative Foundation is the body responsible for managing the IRGC&#8217;s investments and in that framework it is responsible for funnelling money into the regime&#8217;s brutal repression.</p></td><td><p>24.4.2023</p></td></tr><tr><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>Associated individuals: Ali Asghar Nourouzi; Jamal Babamoradi; Ahmad Karimi;; Seyyed Amin Ala Emami Tabatabai</p><p>Associated entities: Islamic Revolutionary Guard Corps (IRGC) Cooperative&#160;Foundation/Bonyad Taavon Sepah</p><p>IRGC</p></td><td><p>As member of the board of directors of the IRGC Cooperative Foundation, Yahya Alaoddini is therefore responsible for willingly and knowingly providing the instruments with which the brutal and ongoing repression has been carried out.</p><p>He is therefore responsible for serious human rights violations in Iran.</p></td><td><p>&#160;</p></td></tr><tr><td><p>220.</p></td><td><p>BABAMORADI Jamal Ali</p></td><td><p>DOB: 24.5.1960</p><p>POB: Tehran, Iran</p><p>Address: Tehran, Iran</p><p>Nationality: Iranian</p><p>Gender: male</p><p>Iranian national ID no: 0036824240</p><p>Function: member of the board of directors of the Islamic Revolutionary Guard Corps (IRGC) Cooperative Foundation</p><p>Associated individuals: Ali Asghar Nourouzi; Ahmad Karimi; Yahya Alaoddini; Seyyed Amin Ala Emami Tabatabai</p></td><td><p>Jamal Ali Babamoradi is a member of the board of directors of the EU-listed Islamic Revolutionary Guard Corps (IRGC) Cooperative Foundation.</p><p>The IRGC has been at the forefront of the repression of the&#160;2022/2023 protests in Iran which has seen more than 520 people killed, over 70 of whom were minors, and more than 22&#160;000 arrests/imprisonments effected.</p><p>The IRGC Cooperative Foundation is the body responsible for managing the IRGC&#8217;s investments and in that framework it is responsible for funnelling money into the regime&#8217;s brutal repression.</p><p>As member of the board of directors of the IRGC Cooperative Foundation, Jamal Ali Babamoradi is therefore responsible for willingly and knowingly providing the instruments with which the brutal and ongoing repression has been carried out.</p></td><td><p>24.4.2023</p></td></tr><tr><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>Associated entities: Islamic Revolutionary Guard Corps (IRGC) Cooperative&#160;Foundation/Bonyad Taavon Sepah</p><p>IRGC</p></td><td><p>He is therefore responsible for serious human rights violations in Iran.</p></td><td><p>&#160;</p></td></tr><tr><td><p>221.</p></td><td><p>KARIMI Ahmad Hasan</p></td><td><p>DOB: 11.12.1962</p><p>POB: Qom, Iran</p><p>Address: Tehran, Iran</p><p>Nationality: Iranian</p><p>Gender: male</p><p>Iranian national ID no: 0382947983</p><p>Function: member of the board of directors of the Islamic Revolutionary Guard Corps (IRGC) Cooperative Foundation</p></td><td><p>Ahmad Hasan Karimi is a member of the board of directors of the EU-listed Islamic Revolutionary Guard Corps (IRGC) Cooperative Foundation.</p><p>The IRGC has been at the forefront of the repression of the&#160;2022/2023 protests in Iran which has seen more than 520 people killed, over 70 of whom were minors, and more than 22&#160;000 arrests/imprisonments effected.</p><p>The IRGC Cooperative Foundation is the body responsible for managing the IRGC&#8217;s investments and in that framework it is responsible for funnelling money into the regime&#8217;s brutal repression.</p></td><td><p>24.4.2023&#8217;</p></td></tr><tr><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>Associated individuals: Ali Asghar Nourouzi; Yahya Alaoddini; Seyyed Amin Ala Emami Tabatabai; Jamal Ali Babamoradi</p><p>Associated entities: Islamic Revolutionary Guard Corps (IRGC) Cooperative&#160;Foundation/Bonyad Taavon Sepah</p><p>IRGC</p></td><td><p>As member of the board of directors of the IRGC Cooperative Foundation, Ahmad Hasan Karimi is therefore responsible for willingly and knowingly providing the instruments with which the brutal and ongoing repression has been carried out.</p><p>He is therefore responsible for serious human rights violations in Iran.</p></td><td><p>&#160;</p></td></tr></tbody></table></div></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#160;</p></td><td><p>Entities</p><div><table><col/><col/><col/><col/><col/><tbody><tr><td><p>&#160;</p></td><td><p>Name</p></td><td><p>Identifying information</p></td><td><p>Reasons</p></td><td><p>Date of listing</p></td></tr><tr><td><p>&#8216;35.</p></td><td><p>Ariantel</p></td><td><p>Address: Ariantel Head Office, No&#160;15, 15th alley, South Gandhi Street, Tehran, Iran</p><p>Website: http://www.ariantel.ir</p><p>Type of entity: private company</p></td><td><p>Ariantel is an Iranian mobile service provider which has been at the forefront of rolling-out the comprehensive telecommunications surveillance architecture mapped out by the Iranian Government to quash dissent and critical voices in Iran.</p><p>Ariantel has actively sought, and makes use of, cyberware products used to monitor, geolocate and intercept calls and other mobile communications activities of its users at the request of the Iranian Government. This information has subsequently been used to quash and disrupt protests and to identify, target and arrest peaceful protesters and activists.</p><p>Therefore, Ariantel is responsible for serious human rights violations in Iran.</p></td><td><p>24.4.2023&#8217;</p></td></tr></tbody></table></div></td></tr></tbody></table>

ENG

32023R0846

<table><col/><col/><col/><col/><tbody><tr><td><p>9.8.2017&#160;&#160;&#160;</p></td><td><p>EN</p></td><td><p>Official Journal of the European Union</p></td><td><p>C 261/53</p></td></tr></tbody></table> COUNCIL RECOMMENDATION of 11 July 2017 on the 2017 National Reform Programme of Cyprus and delivering a Council opinion on the 2017 Stability Programme of Cyprus (2017/C 261/12) THE COUNCIL OF THE EUROPEAN UNION, Having regard to the Treaty on the Functioning of the European Union, and in particular Articles 121(2) and 148(4) thereof, Having regard to Council Regulation (EC) No 1466/97 of 7 July 1997 on the strengthening of the surveillance of budgetary positions and the surveillance and coordination of economic policies ( 1 ) , and in particular Article 5(2) thereof, Having regard to Regulation (EU) No 1176/2011 of the European Parliament and of the Council of 16 November 2011 on the prevention and correction of macroeconomic imbalances ( 2 ) , and in particular Article 6(1) thereof, Having regard to the recommendation of the European Commission, Having regard to the resolutions of the European Parliament, Having regard to the conclusions of the European Council, Having regard to the opinion of the Employment Committee, Having regard to the opinion of the Economic and Financial Committee, Having regard to the opinion of the Social Protection Committee, Having regard to the opinion of the Economic Policy Committee, Whereas: <table><col/><col/><tbody><tr><td><p>(1)</p></td><td><p>On 16&#160;November 2016, the Commission adopted the Annual Growth Survey, marking the start of the 2017 European Semester for economic policy coordination. The priorities of the Annual Growth Survey were endorsed by the European Council on 9-10&#160;March 2017. On 16&#160;November 2016, on the basis of Regulation (EU) No&#160;1176/2011, the Commission adopted the Alert Mechanism Report, in which it identified Cyprus as one of the Member States for which an in-depth review would be carried out. On the same date, the Commission also adopted a recommendation for a Council Recommendation on the economic policy of the euro area, which was endorsed by the European Council on 9-10&#160;March 2017. On 21&#160;March 2017, the Council adopted the Recommendation on the economic policy of the euro area (&#8216;Recommendation for the euro area&#8217;)<a>&#160;(<span>3</span>)</a>.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(2)</p></td><td><p>As a Member State whose currency is the euro and in view of the close interlinkages between the economies in the economic and monetary union, Cyprus should ensure the full and timely implementation of the Recommendation for the euro area, as reflected in recommendations (1) to (5) below.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(3)</p></td><td><p>The 2017 country report for Cyprus was published on 22&#160;February 2017. It assessed Cyprus&#8217;s progress in addressing the country-specific recommendations adopted by the Council on 12&#160;July 2016, the follow-up given to the country-specific recommendations adopted in previous years and Cyprus&#8217;s progress towards its national Europe 2020 targets. It also included an in-depth review under Article&#160;5 of Regulation (EU) No&#160;1176/2011, the results of which were also published on 22&#160;February 2017. The Commission&#8217;s analysis led it to conclude that Cyprus is experiencing excessive macroeconomic imbalances. In particular, it is essential that it tackles the large stock of imbalances in the form of private, public and external debt overhang, and the high level of non-performing loans.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(4)</p></td><td><p>Cyprus submitted its 2017 Stability Programme on 27&#160;April 2017 and its 2017 National Reform Programme on 28&#160;April 2017. In order to take account of their interlinkages, the two programmes have been assessed at the same time. Cyprus&#8217;s National Reform Programme includes commitments both for the short and the medium term. In particular, it includes measures to reduce private-sector indebtedness, improve the business environment, facilitate access to finance and overhaul the healthcare sector, and commits to reforms of the public sector and the justice system. The National Reform Programme also covers the challenges identified in the 2017 country report and the Recommendation for the euro area, including the need to relaunch investment and ensure the sustainability of public finances. If fully implemented within the indicated timelines, these measures would help address Cyprus&#8217;s macroeconomic imbalances and country-specific recommendations. Based on the assessment of Cyprus&#8217;s policy commitments, the Commission confirms its previous assessment that at this stage no further steps are warranted in the framework of the macroeconomic imbalance procedure provided for in Regulation (EU) No&#160;1176/2011 and Regulation (EU) No&#160;1174/2011 of the European Parliament and of the Council<a>&#160;(<span>4</span>)</a>. The implementation of the policy reform agenda will be followed closely by means of specific monitoring.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(5)</p></td><td><p>Relevant country-specific recommendations have been addressed in the programming of the European Structural and Investment Funds (ESI Funds) for the 2014-2020 period. As provided for in Article&#160;23 of Regulation (EU) No&#160;1303/2013 of the European Parliament and of the Council<a>&#160;(<span>5</span>)</a>, where it is necessary to support the implementation of relevant Council recommendations, the Commission may request a Member State to review and propose amendments to its Partnership Agreement and relevant programmes. The Commission has provided further details on how it would make use of that provision in guidelines on the application of the measures linking effectiveness of the ESI Funds to sound economic governance.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(6)</p></td><td><p>Cyprus is currently in the preventive arm of the Stability and Growth Pact and subject to the debt rule. In its 2017 Stability Programme, the Government plans a budgetary surplus in headline terms over 2016-2020 (headline balance around 0,4&#160;% of GDP over the programme period). The medium-term budgetary objective, set at a balanced budgetary position in structural terms, is planned to be reached in 2017. The recalculated<a>&#160;(<span>6</span>)</a> structural balance is projected to steadily move away from the medium-term objective in the following years, which is not in line with the requirements of the preventive arm of the Stability and Growth Pact. The general government debt-to-GDP ratio is expected to have reached 107,8&#160;% in 2016 and to decline to 99,7&#160;% in 2018 and further to 88,8&#160;% by 2020. The macroeconomic scenario underpinning those budgetary projections is plausible. The risks associated with the macroeconomic assumptions presented in the Stability Programme are to the downside, mainly linked to the high stock of non-performing loans and a possible deterioration of the external environment.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(7)</p></td><td><p>On 12&#160;July 2016, following the correction of the excessive deficit, the Council recommended Cyprus to respect the medium-term budgetary objective in 2016 and in 2017. Based on the Commission 2017 spring forecast, Cyprus is compliant with that requirement in 2017 following an overall assessment. For 2018, Cyprus is recommended to remain at the medium-term budgetary objective. Based on the Commission 2017 spring forecast, this is consistent with a maximum nominal growth rate of net primary government expenditure<a>&#160;(<span>7</span>)</a> of 0,3&#160;%, corresponding to a structural adjustment of 0,2&#160;% of GDP. Under unchanged policies, Cyprus would be at risk of some deviation from that requirement in 2018 following an overall assessment. Cyprus is forecast to comply with the debt rule in 2017 and 2018. Overall, the Council is of the opinion that Cyprus needs to stand ready to take further measures to ensure compliance in 2018.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(8)</p></td><td><p>Public debt is on a downward trajectory but its sustainability remains subject to risks. A number of recent fiscal measures as well as delays in the implementation of key structural reforms are expected to lead to a deterioration in the structural balance and risk reducing the scope for growth-enhancing public investments.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(9)</p></td><td><p>The Cypriot public sector has one of the euro area&#8217;s highest wage bills (as a percentage of GDP) and remains characterised by inefficiencies. Under the macroeconomic adjustment programme, a series of reforms aiming to address this issue were designed and agreed with social partners. These included the introduction of a binding permanent mechanism limiting wage growth for public employees and a comprehensive reform of the public administration. However, with the exception of the recently adopted reform law on mobility of public employees, the adoption of these legislative reforms is facing obstacles, in particular after a negative vote by the House of Representatives in December 2016. Pending adoption in its binding form, the mechanism limiting growth of public-sector wages is being implemented under collective bargaining agreements and is applicable until 2018.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(10)</p></td><td><p>Some reforms have been undertaken to tackle corruption. Recent developments include reforms to professionalise public procurement at local level, and a political party funding law enacted in December 2015. A constitutional amendment enabling asset disclosure for public officials was adopted in 2016. However, the Coordinating Body against Corruption is not adequately staffed, and weaknesses in the disciplinary regime for public servants remain unaddressed.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(11)</p></td><td><p>Cyprus has been taking measures to reinforce its judicial system but continues to face serious challenges as regards the efficiency thereof. Inefficient court procedures and limited capacity lead to significant delays in processing court cases. This in turn undermines the business environment and, in particular, the functioning of the new foreclosure and insolvency frameworks. The latter have been introduced to help reduce unviable private debt, providing incentives to banks and debtors to agree on restructuring solutions. However, the effectiveness of these tools is impaired by a number of factors, including the aforementioned inefficiencies in the court system, weak administrative capacity and a low level of awareness of the procedures among debtors. Backlogs and delays with issuing and transferring title deeds also remain significant. These contribute to undermining debt reduction efforts and weigh on the recovery of the housing market.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(12)</p></td><td><p>The level of non-performing loans is declining but remains very high, hampering the proper functioning of the banking sector and impacting credit supply to the real economy. Banks underperform the loan restructuring targets agreed with the Central Bank of Cyprus, pointing to the need to broaden the targeting system and make it more efficient and binding, in particular by setting ambitious targets for the reduction of non-performing loans, consistent with banks&#8217; reduction strategies for non-performing loans. Re-default rates remain high, exposing potential deficiencies in loan restructuring solutions. Risk provisioning levels increased but remain below the euro-area average, underscoring the need to ensure that collateral valuations are reliable and underpin appropriate risk provisioning. The lack of a secondary market for loans and a loan securitisation framework limit the scope for accelerating deleveraging and moving non-performing loans off banks&#8217; balance sheets, which calls for additional regulatory and legislative actions to complete the necessary tools to facilitate banks&#8217; balance-sheet management. In addition, the governance and administrative capacity of insurance and pension-fund supervision remain weak, posing risks to financial stability.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(13)</p></td><td><p>Cyprus&#8217;s economic recovery continues. However, potential growth remains weak, constrained by limited implementation of structural reforms, bottlenecks to investment and shortcomings in the business environment. Growth-enhancing initiatives presented in the action plan for growth are being implemented, albeit rather slowly. A legislative proposal to attract and facilitate strategic investments is still at the draft stage. The Government is working on improving access to finance for medium-sized and small businesses. In order to solve this pressing issue, some new targeted initiatives have been launched, as reported in the National Reform Programme. However, most of these new initiatives on access to finance still remain at a preliminary stage. Privatisation efforts, aimed at attracting productivity-enhancing foreign investments, are facing political opposition and progressing slowly. The reform of the energy sector can also be an important driver for competitiveness, yet there have been delays in its implementation. These concern, in particular, the unbundling of the Electricity Authority of Cyprus and the establishment of the new electricity market, which still hinges upon ensuring the effective independence of the transmission system operator.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(14)</p></td><td><p>Unemployment is decreasing but remains high, especially among young people and the long-term unemployed. Plans to increase the numbers of counsellors in public employment services and improve their specialisation have not yet been implemented. Moreover, their recruitment is likely to occur on temporary contracts, therefore not addressing the challenge in structural terms. As a consequence, there is still insufficient capacity to meet the needs of jobseekers, especially those having more difficulties to integrate in the labour market, and to put in place outreach measures for their activation. The impact of active labour market programmes and income support schemes continues to be constrained by limited quality assessment and follow-up measures.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(15)</p></td><td><p>Cyprus maintains a level of spending in education that is above the Union average. However, educational outcomes are low and have even declined compared to previous years. According to the 2015 results of the Programme for International Student Assessment, Cyprus ranks among the lowest in the Union on the level of basic skills in mathematics, science and reading. While recently introduced remedial measures such as a better system for appointing teachers and a modernisation of school curricula are first steps in the right direction, further action to complete planned reforms, including of teachers&#8217; evaluation, could significantly contribute to improving the situation.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(16)</p></td><td><p>Skills mismatches in the labour market are still largely unaddressed, affecting prospects for long-term sustainable growth. Participation levels are low in upper-secondary vocational education and training and the labour market relevance of higher education is weak, resulting in a high share of tertiary graduates working in occupations that do not necessarily require a tertiary degree.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(17)</p></td><td><p>The Cypriot healthcare sector remains characterised by a lack of universal coverage and various levels of inefficiency. This limits access to adequate and effective care. Legislation aiming to create a national health system and provide public hospitals with greater autonomy is key to improving the capacity and cost-effectiveness of the healthcare sector but is still pending parliamentary adoption.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(18)</p></td><td><p>In the context of the 2017 European Semester, the Commission has carried out a comprehensive analysis of Cyprus&#8217;s economic policy and published it in the 2017 country report. It has also assessed the 2017 Stability Programme, the 2017 National Reform Programme and the follow-up given to the recommendations addressed to Cyprus in previous years. It has taken into account not only their relevance for sustainable fiscal and socioeconomic policy in Cyprus, but also their compliance with Union rules and guidance, given the need to strengthen the Union&#8217;s overall economic governance by providing Union-level input into future national decisions.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(19)</p></td><td><p>In the light of this assessment, the Council has examined the 2017 Stability Programme and its opinion<a>&#160;(<span>8</span>)</a> is reflected in particular in recommendation (1) below.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(20)</p></td><td><p>In the light of the Commission&#8217;s in-depth review and this assessment, the Council has examined the 2017 National Reform Programme and the 2017 Stability Programme. Its recommendations made under Article&#160;6 of Regulation (EU) No&#160;1176/2011 are reflected in recommendations (1) to (4) below,</p></td></tr></tbody></table> HEREBY RECOMMENDS that Cyprus take action in 2017 and 2018 to: <table><col/><col/><tbody><tr><td><p>(1)</p></td><td><p>Pursue its fiscal policy in line with the requirements of the preventive arm of the Stability and Growth Pact, which entails remaining at its medium-term budgetary objective in 2018. Use windfall gains to accelerate the reduction of the general government debt ratio. By the end of 2017, adopt key legislative reforms aiming to improve efficiency in the public sector, in particular on the functioning of public administration, governance of state-owned entities and local governments.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(2)</p></td><td><p>Increase the efficiency of the judicial system by modernising civil procedures, implementing appropriate information systems and increasing the specialisation of courts. Take additional measures to eliminate impediments to the full implementation of the insolvency and foreclosure frameworks, and to ensure reliable and swift systems for the issuance of title deeds and the transfer of immovable property rights.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(3)</p></td><td><p>Accelerate the reduction of non-performing loans by setting related quantitative and time-bound targets for banks and ensuring accurate valuation of collateral for provisioning purposes. Create the conditions for a functional secondary market for non-performing loans. Integrate and strengthen the supervision of insurance companies and pension funds.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(4)</p></td><td><p>Accelerate the implementation of the action plan for growth, focusing in particular on fast-tracking strategic investments and improving access to finance, and, by the end of 2017, resume the implementation of the privatisation plan. Take decisive steps towards the ownership unbundling of the Electricity Authority of Cyprus and, in particular, proceed with the functional and accounting unbundling by the end of 2017.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(5)</p></td><td><p>Speed up reforms aimed at increasing the capacity of public employment services and improving the quality of active labour market policies delivery. Complete the reform of the education system to improve its labour market relevance and performance, including teachers&#8217; evaluation. By the end of 2017, adopt legislation for a hospital reform and universal healthcare coverage.</p></td></tr></tbody></table> Done at Brussels, 11 July 2017. For the Council The President T. TÕNISTE <note> ( 1 ) OJ L 209, 2.8.1997, p. 1 . ( 2 ) OJ L 306, 23.11.2011, p. 25 . ( 3 ) OJ C 92, 24.3.2017, p. 1 . ( 4 ) Regulation (EU) No 1174/2011 of the European Parliament and of the Council of 16 November 2011 on enforcement measures to correct excessive macroeconomic imbalances in the euro area ( OJ L 306, 23.11.2011, p. 8 ). ( 5 ) Regulation (EU) No 1303/2013 of the European Parliament and of the Council of 17 December 2013 laying down common provisions on the European Regional Development Fund, the European Social Fund, the Cohesion Fund, the European Agricultural Fund for Rural Development and the European Maritime and Fisheries Fund and laying down general provisions on the European Regional Development Fund, the European Social Fund, the Cohesion Fund and the European Maritime and Fisheries Fund and repealing Council Regulation (EC) No 1083/2006 ( OJ L 347, 20.12.2013, p. 320 ). ( 6 ) Cyclically-adjusted balance net of one-off and temporary measures, recalculated by the Commission using the commonly agreed methodology. ( 7 ) Net government expenditure comprises total government expenditure excluding interest expenditure, expenditure on Union programmes fully matched by Union funds revenue and non-discretionary changes in unemployment benefit expenditure. Nationally financed gross fixed capital formation is smoothed over a 4-year period. Discretionary revenue measures or revenue increases mandated by law are factored in. One-off measures on both the revenue and expenditure sides are netted out. ( 8 ) Under Article 5(2) of Regulation (EC) No 1466/97. </note>

ENG

32017H0809(12)

<table><col/><col/><col/><col/><tbody><tr><td><p>11.10.2021&#160;&#160;&#160;</p></td><td><p>EN</p></td><td><p>Official Journal of the European Union</p></td><td><p>L 359/103</p></td></tr></tbody></table> COUNCIL DECISION (EU) 2021/1787 of 5 October 2021 on the position to be adopted on behalf of the European Union within the International Grains Council as regards the amendment of the definition of ‘grain’ or ‘grains’ under the Grains Trade Convention, 1995 THE COUNCIL OF THE EUROPEAN UNION, Having regard to the Treaty on the Functioning of the European Union, and in particular the first subparagraph of Article 207(4), in conjunction with Article 218(9) thereof, Having regard to the proposal from the European Commission, Whereas: <table><col/><col/><tbody><tr><td><p>(1)</p></td><td><p>The Grains Trade Convention, 1995 (&#8216;the Convention&#8217;) was concluded by the Union by means of Council Decision&#160;96/88/EC&#160;<a>(<span>1</span>)</a> and entered into force on&#160;1&#160;July&#160;1995.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(2)</p></td><td><p>Article&#160;2(1), point (e), of the Convention defines the meaning of &#8216;grain&#8217; or &#8216;grains&#8217; for the purposes of the Convention. Members of the International Grains Council may decide to amend that definition in accordance with Article&#160;32 of the Convention.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(3)</p></td><td><p>On&#160;14&#160;May&#160;2021, the Secretariat of the International Grains Council proposed to add pulses to the definition of &#8216;grain&#8217; or &#8216;grains&#8217; under point (e) of Article&#160;2(1) of the Convention, with effect from&#160;1&#160;November&#160;2021. According to that proposal, &#8216;<span>lentils, dry peas, chickpeas, dry beans, other pulses and their products shall be included in the definition of &#8220;grain&#8221; or &#8220;grains&#8221; under Article&#160;2(1)(e) of the Grains Trade Convention, 1995</span>&#8217;.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(4)</p></td><td><p>In accordance with the Food and Agriculture Organization of the United Nations (draft) Definition and classification of commodities, 1994, &#8216;<span>Pulses are annual leguminous crops yielding from one to&#160;12 grains or seeds of variable size, shape and colour within a pod. They are used for both food and feed.</span>&#8217;.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(5)</p></td><td><p>It is appropriate to establish the position to be adopted on the Union&#8217;s behalf within the International Grains Council as regards the amendment of the definition of &#8216;grain&#8217; or &#8216;grains&#8217; under the Convention, as extending the product coverage of the International Grains Council through the addition of pulses to the definition of &#8216;grain&#8217; or &#8216;grains&#8217; is in the interest of the Union,</p></td></tr></tbody></table> HAS ADOPTED THIS DECISION: Article 1 The position to be adopted on the Union’s behalf within the International Grains Council shall be to vote in favour of the amendment of Article 2(1), point (e), of the Grains Trade Convention by adding pulses to the definition of ‘grain’ or ‘grains’, in accordance with the proposal submitted by the Secretariat of the International Grains Council on 14 May 2021. Article 2 This Decision shall enter into force on the date of its adoption. Done at Luxembourg, 5 October 2021. For the Council The President A. ŠIRCELJ <note> ( 1 ) Council Decision 96/88/EC of 19 December 1995 concerning the approval by the European Community of the Grains Trade Convention and the Food Aid Convention, constituting the International Grains Agreement 1995 ( OJ L 21, 27.1.1996, p. 47 ). </note>

ENG

32021D1787

<table><col/><col/><col/><tbody><tr><td><img/></td><td><p>Official Journal<br/>of the European Union</p></td><td><p>EN</p><p>Series L</p></td></tr></tbody></table> <table><col/><col/><col/><tbody><tr><td/><td><p>2024/597</p></td><td><p>7.3.2024</p></td></tr></tbody></table> COMMISSION RECOMMENDATION (EU) 2024/597 of 18 December 2023 on the draft updated integrated national energy and climate plan of Portugal covering the period 2021–2030 and on the consistency of Portugal’s measures with the Union’s climate-neutrality objective and with ensuring progress on adaptation (Only the Portuguese text is authentic) THE EUROPEAN COMMISSION, Having regard to the Treaty on the Functioning of the European Union, and in particular Article 292 thereof, Having regard to Regulation (EU) 2018/1999 of the European Parliament and of the Council of 11 December 2018 on the Governance of the Energy Union and Climate Action, amending Regulations (EC) No 663/2009 and (EC) No 715/2009 of the European Parliament and of the Council, Directives 94/22/EC, 98/70/EC, 2009/31/EC, 2009/73/EC, 2010/31/EU, 2012/27/EU and 2013/30/EU of the European Parliament and of the Council, Council Directives 2009/119/EC and (EU) 2015/652 and repealing Regulation (EU) No 525/2013 of the European Parliament and of the Council ( 1 ) and in particular Article 9(2) and Article 14(6) thereof, Having regard to Regulation (EU) 2021/1119 of the European Parliament and of the Council of 30 June 2021 establishing the framework for achieving climate neutrality and amending Regulations (EC) No 401/2009 and (EU) 2018/1999 ( 2 ) , and in particular Article 7(2) thereof, Whereas: Recommendations on Portugal’s draft updated integrated National Energy and Climate Plan (NECP) of Portugal covering the period 2021–2030 <table><col/><col/><tbody><tr><td><p>(1)</p></td><td><p>Portugal submitted its draft updated integrated national energy and climate plan on 30&#160;June 2023.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(2)</p></td><td><p>Article&#160;3 and Annex&#160;I to Regulation (EU)&#160;2018/1999 (&#8216;the Governance Regulation&#8217;) lay down the elements that are to be included in the updated integrated national energy and climate plan. In December 2022, the Commission adopted the Guidance to Member States on the process and scope for preparing the draft and final updated national energy and climate plans&#160;<a>(<span>3</span>)</a>. The Guidance identified good practices and outlined the implications of recent policy, legal and geopolitical developments in energy and climate policies.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(3)</p></td><td><p>In connection with the REPowerEU plan&#160;<a>(<span>4</span>)</a>, and as part of the 2022 and&#160;2023 European Semester cycles, the Commission has put a strong focus on Member States&#8217; energy and climate-related reform and investment needs to strengthen energy security and affordability by accelerating the green and fair transition. This is reflected in the 2022 and&#160;2023 Country Report for Portugal&#160;<a>(<span>5</span>)</a> and the Council Recommendations to Portugal&#160;<a>(<span>6</span>)</a>. Member States should take into account the Council&#8217;s latest country-specific recommendations in their final updated integrated national energy and climate plans.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(4)</p></td><td><p>The Commission&#8217;s recommendations regarding the delivery of national targets under the Effort Sharing Regulation&#160;<a>(<span>7</span>)</a> (ESR) are based on the likelihood that the Member States will respect the 2030 targets, taking into account the rules for the use of flexibilities under the ESR.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(5)</p></td><td><p>The Commission&#8217;s recommendations regarding Carbon Capture, Utilisation and Storage (CCUS) aim at having an overview of the intended deployment of these technologies at the national level, including information about annual volumes of CO<span>2</span> planned to be captured by 2030, split by source of CO<span>2</span> captured coming from installations covered by Directive&#160;2003/87/EC of the European Parliament and of the Council&#160;<a>(<span>8</span>)</a> or from other sources, such as biogenic sources or direct air capture; about planned CO<span>2</span> transport infrastructure; and about potential domestic CO<span>2</span> storage capacity and injection volumes of CO<span>2</span> planned to be available in&#160;2030.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(6)</p></td><td><p>The Commission&#8217;s recommendations regarding the performance under Regulation (EU)&#160;2018/841 of the European Parliament and of the Council (Land Use, Land Use Change and Forestry Regulation &#8211; &#8216;LULUCF Regulation&#8217;)&#160;<a>(<span>9</span>)</a> address the delivery by the Member State on the &#8216;no debit&#8217; rule for the period 2021&#8211;2025 (Period 1) and its national target for the period 2026&#8211;2030 (Period 2), taking into account the rules governing the use of flexibilities as set out in that Regulation. The Commission&#8217;s recommendations also take into account that in Period 1 any excess in emissions under the LULUCF Regulation will automatically be transferred to the ESR.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(7)</p></td><td><p>For climate adaptation to properly support the achievement of energy and climate mitigation objectives, it is essential to identify the potential climate change hazards and analyse climate vulnerabilities and risks that may affect relevant areas or sectors. The Commission&#8217;s recommendations on adaptation considers the extent to which Portugal integrated into its updated NECP adaptation goals that account for climate risks that could prevent Portugal from meeting the objectives and targets of the Energy Union. Without specific adaptation policies and measures, planned and implemented, the achievement of objectives in Energy Union dimensions is at risk. Water management in changing climatic conditions requires particular attention due to risks of electricity disruption as floods, heat and drought impact the energy production.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(8)</p></td><td><p>The Commission&#8217;s recommendations regarding renewable energy ambition are based on the formula set out in Annex&#160;II to Regulation (EU)&#160;2018/1999, which is based on objective criteria, and on the main policies and measures missing in Portugal&#8217;s NECP to enable a timely and cost-effective achievement of Portugal&#8217;s national contribution to the Union&#8217;s binding renewable energy target of at least 42,5&#160;% in&#160;2030, with the collective endeavour to increase it to 45&#160;% pursuant to Directive (EU)&#160;2018/2001 of the European Parliament and of the Council&#160;<a>(<span>10</span>)</a> as regards the promotion of energy from renewable sources. The Commission&#8217;s recommendations are also based on Portugal&#8217;s contribution to the specific targets of Articles&#160;15a, 22a, 23, 24 and&#160;25 of that Directive and the related policies and measures to rapidly transpose it and implement it. The recommendations reflect the importance to develop comprehensive long-term planning for the deployment of renewable energy, and in particular wind, to increase visibility for the European manufacturing industry and grid operators in line with the European Wind Power Package&#160;<a>(<span>11</span>)</a>.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(9)</p></td><td><p>The Commission&#8217;s recommendations regarding the national contribution to energy efficiency are based on Article&#160;4 of the Directive (EU)&#160;2023/1791 of the European Parliament and of the Council&#160;<a>(<span>12</span>)</a> on energy efficiency and the formula in Annex&#160;I to that Directive and the related policies and measures to implement it.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(10)</p></td><td><p>The Commission&#8217;s recommendations pay particular attention to the objectives, targets, contributions and related policies and measures to deliver on the REPowerEU plan to rapidly phase out dependence on Russian fossil fuels. They take into account lessons learnt from the implementation of the &#8216;Save gas for a safe winter&#8217; package&#160;<a>(<span>13</span>)</a>. The recommendations reflect the imperative to make the energy system more resilient in light of the obligations stemming from Regulation (EU)&#160;2019/941 of the European Parliament and of the Council&#160;<a>(<span>14</span>)</a> on risk preparedness in the electricity sector and Regulation (EU)&#160;2017/1938 of the European Parliament and of the Council&#160;<a>(<span>15</span>)</a> on the security of gas supply and in line with the Commission&#8217;s Recommendation on energy storage&#160;<a>(<span>16</span>)</a>.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(11)</p></td><td><p>The Commission&#8217;s recommendations take into account the need to accelerate the integration of the internal energy market to strengthen the role of flexibility and to empower and protect consumers. The Commission&#8217;s recommendations also consider the importance of assessing the number of households in energy poverty in line with the requirements of Article&#160;3 of Regulation (EU)&#160;2018/1999, and the Commission Recommendation (EU)&#160;2023/2407&#160;<a>(<span>17</span>)</a>.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(12)</p></td><td><p>The Commission&#8217;s recommendations reflect the importance of ensuring sufficient investments in clean energy research and innovation to boost their development and manufacturing capacities, including appropriate policies and measures for energy-intensive industries and other businesses; and the need to upskill the workforce for a net-zero industry in order to consolidate a strong, competitive and clean economy within the Union.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(13)</p></td><td><p>The Commission&#8217;s recommendations build on the commitments taken under the Paris Agreement to phase down the use of fossil fuels, as well as on the importance of phasing out fossil fuel subsidies.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(14)</p></td><td><p>The Commission&#8217;s recommendations on investment needs follows its assessment of whether the draft updated plan provides a general overview of investment needs to achieve the objectives, targets and contributions for all dimensions of the Energy Union; indicates the sources of financing distinguishing private and public sources; outlines investments consistent with Portugal&#8217;s Recovery and Resilience Plan, Portugal&#8217;s Territorial Just Transition Plans and the 2022&#8211;2023 country-specific recommendations issued according to the European Semester; and includes a robust macroeconomic assessment of planned policies and measures. The NECP should ensure the transparency and predictability of national policies and measures to support investment certainty.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(15)</p></td><td><p>The Commission&#8217;s recommendations reflect the crucial importance of a wide regional consultation, and of ensuring early and inclusive consultation on the plan, including effective public participation with sufficient information and timeframe in line with the Aarhus convention&#160;<a>(<span>18</span>)</a>.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(16)</p></td><td><p>The Commission&#8217;s recommendations on a just transition reflect the assessment of whether Portugal&#8217;s plan identifies in sufficient depth the relevant social, employment and skills impacts of the climate and energy transition and outlines adequate accompanying policies and measures to promote a just transition, while contributing to the promotion of both human rights and gender equality.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(17)</p></td><td><p>The Commission&#8217;s recommendations to Portugal are underpinned by the assessment of Portugal&#8217;s draft updated integrated national energy and climate plan&#160;<a>(<span>19</span>)</a>, which is published alongside this Recommendation.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(18)</p></td><td><p>Portugal should take due account of the present recommendations when developing its final updated integrated NECP to be submitted by 30&#160;June 2024.</p></td></tr></tbody></table> Recommendations on the consistency with the Union’s climate-neutrality objective and with ensuring progress on adaptation <table><col/><col/><tbody><tr><td><p>(19)</p></td><td><p>Pursuant to Regulation (EU)&#160;2021/1119 (the European Climate Law), the Commission is required to assess the consistency of national measures with the climate-neutrality objective and with ensuring progress on adaptation. The Commission assessed the consistency of Portugal&#8217;s measures with these objectives&#160;<a>(<span>20</span>)</a>. The below recommendations are based on that assessment. Portugal should take due account of the present recommendations and follow up on them in accordance with the European Climate Law.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(20)</p></td><td><p>The most vulnerable communities are those with an elevated likelihood of being impacted by climate change. Unequal exposure and vulnerability to climate impacts of different regions and socioeconomic groups worsens pre-existing inequalities and vulnerabilities. Just resilience should reduce the unequal burden of climate risk and ensure equity in the distribution of the benefits of adaptation. The local level has competences that can impact climate resilience more broadly. The preparation and implementation of sub-national adaptation policies is of significant importance,</p></td></tr></tbody></table> HEREBY RECOMMENDS THAT PORTUGAL TAKES ACTION TO: CONCERNING THE DRAFT UPDATED NATIONAL ENERGY AND CLIMATE PLAN UNDER REGULATION (EU) 2018/1999 <table><col/><col/><col/><tbody><tr><td/><td><p>1.</p></td><td><span>Provide projections to show how the existing and planned policies and measures will deliver on the national greenhouse gas target of -42&#160;% in&#160;2030 compared to 2005 levels under the ESR. If necessary, specify additional policies and measures, including for methane, N<span>2</span>O and F-gases from industrial processes and product use, agriculture and waste management, or how flexibilities available under the ESR will be used to ensure compliance. Complement the information on the policies and measures, clearly spelling out their scope, timeline and, where possible, expected greenhouse gas reduction impact, including for measures in Union funding programmes, such as the common agricultural policy.</span></td></tr></tbody></table> <table><col/><col/><col/><tbody><tr><td/><td><p>2.</p></td><td><span>Identify the amount of CO<span>2</span> emissions that could be captured annually by 2030, including the source. Provide details on how the captured CO<span>2</span> will be transported. Identify the overall CO<span>2</span> storage capacity and injection volumes available by 2030.</span></td></tr></tbody></table> <table><col/><col/><col/><tbody><tr><td/><td><p>3.</p></td><td><span>Update the LULUCF projections to reflect the methodological review carried out in the national inventories and quantify the expected impacts of stated policies and measures to ensure that greenhouse gas removals in this sector are effectively aligned with the 2025 &#8216;no-debit&#8217; rule, with the 2030 EU net removal target of -310 MtCO<span>2</span>eq and with the country-specific removal target of -968 ktCO<span>2</span>eq defined in Regulation (EU)&#160;2018/841. Provide clear information on how public funds (both Union funds, including the common agricultural policy, and State aid) and private financing through carbon farming schemes are consistently and effectively used to achieve the net removal national target. Provide information on the status and progress to be made in ensuring the enhancements to higher tier levels/geographically explicit datasets for monitoring, reporting and verification, in line with Part 3 of Annex&#160;V to Regulation (EU)&#160;2018/1999.</span></td></tr></tbody></table> <table><col/><col/><col/><tbody><tr><td/><td><p>4.</p></td><td><span>Provide additional analysis on the relevant climate vulnerabilities and risks regarding the achievement of national objectives, targets, and contributions and the policies and measures in the different dimensions of the Energy Union. Better outline and quantify the link to the specific Energy Union objectives and policies that adaptation policies and measures should support. Pay particular attention to water management in changing climatic conditions due to risks of electricity disruption as floods, heat and drought impact energy production.</span></td></tr></tbody></table> <table><col/><col/><col/><tbody><tr><td/><td><p>5.</p></td><td><span>Raise the ambition to achieve a share of renewable energy sources of at least 51&#160;% as a contribution to the EU&#8217;s binding renewable energy target for 2030 laid down in Article&#160;3(1) of Directive (EU)&#160;2018/2001, as amended by Directive (EU)&#160;2023/2413, in line with the formula in Annex&#160;II to Regulation (EU)&#160;2018/1999. Include an indicative trajectory that reaches the reference points for 2025 and&#160;2027 pursuant to Article&#160;4(a)(2) of Regulation (EU)&#160;2018/1999.</span></td></tr></tbody></table> <table><col/><col/><col/><tbody><tr><td/><td><p>6.</p></td><td><span>Provide estimated trajectories and a long-term plan for the deployment of renewable energy technologies over the next 10 years, with an outlook to 2040. Include an indicative target for innovative renewable energy technologies in line with Directive (EU)&#160;2018/2001 as amended. Include specific targets to contribute to the indicative sub-target in buildings and industry for 2030, and the binding sub-target for renewable fuels of non-biological origin (RFNBOs) in industry for 2030, in line with Directive (EU)&#160;2018/2001 as amended. Include the binding targets in heating and cooling for both 2021&#8211;2025 and&#160;2026&#8211;2030, and include an indicative target to achieve the top-ups of Annex&#160;IA to Directive (EU)&#160;2018/2001. Include an indicative target in district heating and cooling for 2021-2030. Specify which target Portugal intends to achieve in the transport sector through the obligation on fuel suppliers, including by means of a sub-target for advanced biofuels and renewable fuels of non-biological origin (RFNBOs), making sure the minimum level of RFNBOs in&#160;2030 is observed.</span></td></tr></tbody></table> <table><col/><col/><col/><tbody><tr><td/><td><p>7.</p></td><td><span>Include detailed and quantified policies and measures in a way that enables a timely and cost-effective achievement of its national contribution to the EU&#8217;s binding renewable energy target of at least 42,5&#160;% in&#160;2030, with the collective endeavour to increase it to 45&#160;%. Describe in particular how it aims to accelerate the deployment of renewables via the uptake of renewable power purchase agreements, and include the publication of a long-term schedule anticipating the expected allocation of support, covering at least the next 5 years.</span></td></tr></tbody></table> <table><col/><col/><col/><tbody><tr><td/><td><p>8.</p></td><td><span>Include projections on biomass supply by feedstock and on the origin of the feedstock, differentiating between domestic production and import. Include an assessment of the domestic supply of forest biomass for energy purposes in&#160;2021&#8211;2030, in accordance with the strengthened sustainability criteria of Article&#160;29 of the Directive (EU)&#160;2018/2001 as amended. Include an assessment of the compatibility of the projected use of forest biomass for energy production with Portugal&#8217;s obligations under the revised LULUCF Regulation, particularly for 2026&#8211;2030, alongside the necessary national measures and policies to ensure such compatibility. Encompass further measures to promote the sustainable production of biomethane, given Portugal&#8217;s sustainable&#160;biogas/biomethane potential and its profile of natural gas consumption and existing infrastructure, digestate use and biogenic CO<span>2</span> applications.</span></td></tr></tbody></table> <table><col/><col/><col/><tbody><tr><td/><td><p>9.</p></td><td><span>Provide to the extent possible an expected timeline of the steps leading to the adoption of legislative and non-legislative policies and measures aimed at transposing and implementing the provisions of the Directive (EU)&#160;2018/2001 as amended, in particular for the above-mentioned measures in the previous points.</span></td></tr></tbody></table> <table><col/><col/><col/><tbody><tr><td/><td><p>10.</p></td><td><span>Include a national energy efficiency contribution on final energy consumption to the EU&#8217;s binding final energy consumption target for 2030 in line with Article&#160;4 and Annex&#160;I of Directive (EU)&#160;2023/1791, or equal to the corrected indicative national contribution that the Commission will submit to each Member State by 1&#160;March 2024 pursuant to Article&#160;4(5) of that Directive. Include a national energy efficiency contribution in primary energy consumption to the EU&#8217;s indicative primary energy consumption target in line with Article&#160;4 and Annex&#160;I of Directive (EU)&#160;2023/1791. Specify the amount of energy consumption reduction to be achieved by all public bodies disaggregated by sector and the total floor area of heated&#160;and/or cooled buildings owned by public bodies to be renovated yearly or corresponding yearly energy savings to be achieved.</span></td></tr></tbody></table> <table><col/><col/><col/><tbody><tr><td/><td><p>11.</p></td><td><span>Set out complete policies and measures to achieve the national contributions on energy efficiency, in particular how the Energy Efficiency First principle will be implemented. Specify robust energy efficiency financing programmes and support schemes able to mobilise private investments and additional co-financing. Provide information on the energy-saving measures to ensure the achievement of the required amount of cumulative end-use energy savings by 2030, as well as on the measures to promote energy audits and energy management systems.</span></td></tr></tbody></table> <table><col/><col/><col/><tbody><tr><td/><td><p>12.</p></td><td><span>Include updated ambition levels for ensuring a highly energy-efficient and decarbonised national building stock and transforming existing buildings into zero-emission buildings by 2050. Include intermediate milestones for 2030 and&#160;2040, and a comparison of these milestones with the most recent long-term renovation strategy. Include more information on the related measures for buildings and provide their expected impact in terms of energy savings.</span></td></tr></tbody></table> <table><col/><col/><col/><tbody><tr><td/><td><p>13.</p></td><td><span>Strengthen the resilience of the energy system by setting clear objectives and measures to address constrained or interrupted supply and putting forward policies and measures to integrate the imperative of climate adaptation in the energy system. Assess the adequacy of the oil infrastructure (including refinery, oil stocks) with the expected decline in oil demand and the move toward lower-carbon alternatives.</span></td></tr></tbody></table> <table><col/><col/><col/><tbody><tr><td/><td><p>14.</p></td><td><span>Put forward clear objectives and targets for demand response to improve the flexibility of the energy system in light of an assessment of the flexibility needs and how to facilitate energy system integration in connection with Article&#160;20a of Directive (EU)&#160;2018/2001 as amended. Outline the measures to promote more competitive retail markets and improve the level of consumer empowerment in the retail market.</span></td></tr></tbody></table> <table><col/><col/><col/><tbody><tr><td/><td><p>15.</p></td><td><span>Further develop the approach to addressing energy poverty by including an assessment of the situation of currently affected households and indicating a specific measurable reduction target as required by Regulation (EU)&#160;2018/1999, taking account of Recommendation (EU)&#160;2023/2407. Provide additional details on existing and potential measures to address energy poverty and on the dedicated financial resources from the perspective of both social policy (affordability) and structural energy measures, particularly as regards access to energy efficiency, building renovation and renewable energy. Explain how the use of energy efficiency measures under the Energy Efficiency Obligations Scheme to alleviate energy poverty is foreseen to be deployed as required by Regulation (EU)&#160;2018/1999.</span></td></tr></tbody></table> <table><col/><col/><col/><tbody><tr><td/><td><p>16.</p></td><td><span>Further clarify national objectives in research, innovation and competitiveness to deploy clean technologies, establishing a pathway for 2030 and&#160;2050 with a view to support the decarbonisation of industry and promote the transition of businesses towards a net-zero and circular economy. Put forward policies and measures to promote the development of net-zero projects including those relevant for energy-intensive industries. Describe a predictable and simplified regulatory framework for permitting procedures and how access to national funding will be simplified where needed. Provide detailed policies and measures for the digitalisation of the energy system, the development of clean energy-related skills, and the facilitation of open trade for resilient and sustainable supply chains of key net-zero components and equipment.</span></td></tr></tbody></table> <table><col/><col/><col/><tbody><tr><td/><td><p>17.</p></td><td><span>Specify the reforms and measures to mobilise the private investments needed to achieve the energy and climate targets. Improve and expand the analysis of investment needs to include a comprehensive and consistent overview of the public and private investment needs in aggregate and by sector. Complement a top-down economy-wide approach with a bottom-up project-specific assessment. Include a breakdown of total investment needs with additional information on the national, regional and Union funding sources, as well as private financial sources to be mobilised. Add a short description of the type of financial support scheme chosen to implement the policies and measures, which are financed through the public budget, Union funding, and the use of blended financial instruments making use of grants, loans, technical assistance and public guarantees, including the role of national promotional banks in the respective schemes&#160;and/or how private financing is mobilised. Consider the cost-effective generation of transfers to other Member States under the ESR as a funding source. Provide a robust assessment of the macroeconomic impact of the planned policies and measures.</span></td></tr></tbody></table> <table><col/><col/><col/><tbody><tr><td/><td><p>18.</p></td><td><span>Outline how the policies and measures included in the updated plan are consistent with the Portuguese recovery and resilience plan and its REPowerEU chapter.</span></td></tr></tbody></table> <table><col/><col/><col/><tbody><tr><td/><td><p>19.</p></td><td><span>Explain in more detail how and by when Portugal intends to phase out fossil fuel subsidies.</span></td></tr></tbody></table> <table><col/><col/><col/><tbody><tr><td/><td><p>20.</p></td><td><span>Provide more detailed information on the social, employment and skills consequences, or any other distributional impacts, of the climate and energy transition and on the planned objectives, policies and measures to support a just transition. Specify the form of support, the impact of the initiatives, the targeted groups and the resources dedicated, taking into account the Council Recommendation on ensuring a fair transition towards climate neutrality&#160;<a>(<span>21</span>)</a>. Include, to the extent possible, more elements to provide an adequate analytical basis for the preparation of a future Social Climate Plan, in accordance with Regulation (EU)&#160;2023/955 of the European Parliament and of the Council&#160;<a>(<span>22</span>)</a>, including indications on how to assess the challenges and social impacts on the most vulnerable of the emissions trading system for fuel combustion in buildings, road transport and additional sectors, and how to identify potential beneficiaries and a relevant policy framework. Explain how the policy framework identified in the NECP will contribute to the preparation of Portugal&#8217;s Social Climate Plan and how the consistency between the two plans will be ensured.</span></td></tr></tbody></table> <table><col/><col/><col/><tbody><tr><td/><td><p>21.</p></td><td><span>Provide a clear and detailed overview of how the consultation process enabled public participation from all relevant authorities, citizens and stakeholders, including social partners, in the preparation of both the draft and the final updated plan. Provide a summary of the views expressed by different actors, and a summary of how the plan integrates the views expressed during the consultations.</span></td></tr></tbody></table> <table><col/><col/><col/><tbody><tr><td/><td><p>22.</p></td><td><span>Expand the already good regional cooperation with neighbouring countries, in particular by describing how Portugal plans to establish a framework for cooperation with other Member States by 2025 in line with Article&#160;9 of Directive (EU)&#160;2018/2001 as amended. Facilitate the adoption of the joint solidarity agreement for the security of gas supply with its neighbours (Spain).</span></td></tr></tbody></table> CONCERNING THE CONSISTENCY OF NATIONAL MEASURES WITH THE CLIMATE-NEUTRALITY OBJECTIVE AND WITH ENSURING PROGRESS ON ADAPTATION PURSUANT TO REGULATION (EU) 2021/1119 <table><col/><col/><col/><tbody><tr><td/><td><p>1.</p></td><td><span>Engage stakeholders that are particularly vulnerable to the impacts of climate change in Portugal&#8217;s adaptation policy design and implementation. Document the processes and outcomes of such consultations. Establish or improve mechanisms to ensure that sub-national policies are regularly reviewed and updated.</span></td></tr></tbody></table> Done at Brussels, 18 December 2023. For the Commission Kadri SIMSON Member of the Commission ( 1 ) OJ L 328, 21.12.2018, p. 1 . ( 2 ) OJ L 243, 9.7.2021, p. 1 . ( 3 ) Commission Notice on the Guidance to Member States for the update of the 2021–2030 national energy and climate plans ( OJ C 495, 29.12.2022, p. 24 ). ( 4 ) COM(2022) 230 final. ( 5 ) SWD(2022) 623 final; SWD(2023) 622 final. ( 6 ) (2022/C 334/22); Recommendation for a Council Recommendation (2023/C 312/22), Recommendation for a Council Recommendation. ( 7 ) Regulation (EU) 2018/842 of the European Parliament and of the Council of 30 May 2018 on binding annual greenhouse gas emission reductions by Member States from 2021 to 2030 contributing to climate action to meet commitments under the Paris Agreement and amending Regulation (EU) No 525/2013 ( OJ L 156, 19.6.2018, p. 26 ), as amended by Regulation (EU) 2023/857 of the European Parliament and of the Council of 19 April 2023 amending Regulation (EU) 2018/842 on binding annual greenhouse gas emission reductions by Member States from 2021 to 2030 contributing to climate action to meet commitments under the Paris Agreement, and Regulation (EU) 2018/1999 ( OJ L 111, 26.4.2023, p. 1 ). ( 8 ) Directive 2003/87/EC of the European Parliament and of the Council of 13 October 2003 establishing a scheme for greenhouse gas emission allowance trading within the Community and amending Council Directive 96/61/EC ( OJ L 275, 25.10.2003, p. 32 ). ( 9 ) Regulation (EU) 2018/841 of the European Parliament and of the Council of 30 May 2018 on the inclusion of greenhouse gas emissions and removals from land use, land use change and forestry in the 2030 climate and energy framework, and amending Regulation (EU) No 525/2013 and Decision No 529/2013/EU ( OJ L 156, 19.6.2018, p. 1 ), as amended by Regulation (EU) 2023/839 of the European Parliament and of the Council of 19 April 2023 amending Regulation (EU) 2018/841 as regards the scope, simplifying the reporting and compliance rules, and setting out the targets of the Member States for 2030, and Regulation (EU) 2018/1999 as regards improvement in monitoring, reporting, tracking of progress and review ( OJ L 107, 21.4.2023, p. 1 ). ( 10 ) Directive (EU) 2018/2001 of the European Parliament and of the Council of 11 December 2018 on the promotion of the use of energy from renewable sources ( OJ L 328, 21.12.2018, p. 82 ), as amended by Directive (EU) 2023/2413 of the European Parliament and of the Council of 18 October 2023 ( OJ L, 2023/2413, 31.10.2023, ELI: http://data.europa.eu/eli/dir/2023/2413/oj ). ( 11 ) Communication on European Wind Power Action Plan COM(2023) 669 final, 24.10.2023, and Communication on delivering EU offshore renewable energy ambition, COM(2023) 668 final. ( 12 ) Directive (EU) 2023/1791 of the European Parliament and of the Council of 13 September 2023 on energy efficiency and amending Regulation (EU) 2023/955 ( OJ L 231, 20.9.2023, p. 1 ). ( 13 ) Communication from the Commission to the European Parliament, the Council, the European economic and social committee, ‘Save gas for a safe winter’, COM/2022/360 final. ( 14 ) Regulation (EU) 2019/941 of the European Parliament and of the Council of 5 June 2019 on risk preparedness in the electricity sector and repealing Directive 2005/89/EC ( OJ L 158, 14.6.2019, p. 1 ). ( 15 ) Regulation (EU) 2017/1938 of the European Parliament and of the Council of 25 October 2017 concerning measures to safeguard the security of gas supply and repealing Regulation (EU) No 994/2010 ( OJ L 280, 28.10.2017, p. 1 ). ( 16 ) Commission Recommendation of 14 March 2023 on Energy Storage – Underpinning a decarbonised and secure EU Energy system ( OJ C 103, 20.3.2023, p. 1 ). ( 17 ) Commission Recommendation (EU) 2023/2407 of 20 October 2023 on energy poverty, C/2023/4080 ( OJ L, 2023/2407, 23.10.2023, ELI: http://data.europa.eu/eli/reco/2023/2407/oj ). ( 18 ) Convention on access to information, Public Participation in Decision-making and Access to Justice in Environmental Matters of 25 June 1998 (the ‘Aarhus convention’). ( 19 ) SWD(2023) 922. ( 20 ) EU Climate Action Progress Report 2023, COM(2023) 653 final, and Commission Staff Working Document Assessment of progress on climate adaptation in the individual Member States according to the European Climate Law, SWD(2023) 932. ( 21 ) Council Recommendation of 16 June 2022 on ensuring a fair transition towards climate neutrality ( OJ C 243, 27.6.2022, p. 35 ). ( 22 ) Regulation (EU) 2023/955 of the European Parliament and of the Council of 10 May 2023 establishing a Social Climate Fund and amending Regulation (EU) 2021/1060 ( OJ L 130, 16.5.2023, p. 1 ). ELI: http://data.europa.eu/eli/reco/2024/597/oj ISSN 1977-0677 (electronic edition)

ENG

32024H0597

<table><col/><col/><col/><col/><tbody><tr><td><p>27.2.2019&#160;&#160;&#160;</p></td><td><p>EN</p></td><td><p>Official Journal of the European Union</p></td><td><p>L 59/70</p></td></tr></tbody></table> COMMISSION IMPLEMENTING REGULATION (EU) 2019/332 of 20 February 2019 entering a name in the register of protected designations of origin and protected geographical indications ‘Istra’ (PDO) THE EUROPEAN COMMISSION, Having regard to the Treaty on the functioning of the European Union, Having regard to Regulation (EU) No 1151/2012 of the European Parliament and of the Council of 21 November 2012 on quality schemes for agricultural products and foodstuffs ( 1 ) , and in particular Articles 52(3)(a) thereof, Whereas: <table><col/><col/><tbody><tr><td><p>(1)</p></td><td><p>Pursuant to Article 50(2)(a) of Regulation (EU) No 1151/2012, the application to register the name &#8216;Istarsko ekstra djevi&#269;ansko maslinovo ulje&#8217; as protected designation of origin, submitted by Croatia, was published in the Official Journal of the European Union&#160;<a>(<span>2</span>)</a>.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(2)</p></td><td><p>By the notice of opposition of 22&#160;June 2016 and the reasoned statement of opposition of 22&#160;August 2016, Slovenia opposed to the registration under Article 51(2) of Regulation (EU) No 1151/2012.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(3)</p></td><td><p>Slovenia alleged that the registration of &#8216;Istarsko ekstra djevi&#269;ansko maslinovo ulje&#8217; did not comply with the conditions of Regulation (EU) No 1151/2012 for the following reasons: the name for which registration has been requested is partially homonym of the Slovenian name of the product &#8216;Ekstra devi&#353;ko olj&#269;no olje Slovenske Istre&#8217;, which has been entered in the EU's register of protected designations of origin and protected geographical indications since 2007, and no evidence has been given of the use of the name &#8216;Istarsko ekstra djevi&#269;ansko maslinovo ulje&#8217; in trade or common language as the usual commercial or historical name to designate olive oil produced in Croatian Istria.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(4)</p></td><td><p>The opposition was deemed admissible. By letters dated 18&#160;October 2016, the Commission invited the interested parties to engage in appropriate consultations to seek agreement among themselves in accordance with their internal procedures.&#160;A three months extension of the deadline for consultations was additionally granted, in accordance with Article 51(3), third paragraph, of Regulation (EU) No 1151/2012.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(5)</p></td><td><p>After consultations, an agreement was reached between Croatia and Slovenia. It was communicated to the Commission by letter of 8&#160;May 2017, followed by further exchanges between Croatia and the Commission.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(6)</p></td><td><p>Several amendments to the product specification were made following the agreement. The product name &#8216;Istarsko ekstra djevi&#269;ansko maslinovo ulje&#8217; was changed into &#8216;Istra&#8217;. The production area was enlarged to comprise the Slovenian part of the Istrian Peninsula, the Croatian application becoming a multi-country (Croatian and Slovenian) application. Small adjustments were further introduced to the single document and the product specification.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(7)</p></td><td><p>Since the single document had been substantially amended, in accordance with Article 51(4) of Regulation (EU) No 1151/2012, the Commission repeated the scrutiny of the application and concluded that the conditions for registration were fulfilled.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(8)</p></td><td><p>The extension of the geographical area to Slovenian Istria is justified since Slovenian Istria produces olive oil sharing the same history, link and qualities with the Croatian Istrian olive oil covered by the application. The use of the name &#8216;Istra&#8217; has been exhaustively demonstrated in Slovenia and Croatia. The national opposition procedures have been correctly updated. In the light of the above the Commission considered that the conditions laid down in Regulation (EU) No 1151/2012 are fulfilled.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(9)</p></td><td><p>Pursuant to Article 50(2)(a) of Regulation (EU) No 1151/2012, the application to register the name &#8216;Istra&#8217;, submitted by Croatia and Slovenia, was published in the Official Journal of the European Union&#160;<a>(<span>3</span>)</a>.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(10)</p></td><td><p>As no statement of opposition under Article 51 of Regulation (EU) No 1151/2012 has been received by the Commission, the name &#8216;Istra&#8217; should therefore be entered in the register,</p></td></tr></tbody></table> HAS ADOPTED THIS REGULATION: Article 1 The name ‘Istra’ (PDO) is registered. The name in the first subparagraph identifies a product from class 1.5. Oils and fats (butter, margarine, oil, etc.) of Annex XI to Commission Implementing Regulation (EU) No 668/2014 ( 4 ) . Article 2 This Regulation shall enter into force on the twentieth day following that of its publication in the Official Journal of the European Union . This Regulation shall be binding in its entirety and directly applicable in all Member States. Done at Brussels, 20 February 2019. For the Commission, On behalf of the President, Phil HOGAN Member of the Commission <note> ( 1 ) OJ L 343, 14.12.2012, p. 1 . ( 2 ) OJ C 108, 23.3.2016, p. 18 . ( 3 ) OJ C 327, 17.9.2018, p. 4 . ( 4 ) Commission Implementing Regulation (EU) No 668/2014 of 13 June 2014 laying down rules for the application of Regulation (EU) No 1151/2012 of the European Parliament and of the Council on quality schemes for agricultural products and foodstuffs ( OJ L 179, 19.6.2014, p. 36 ). </note>

ENG

32019R0332

<table><col/><col/><col/><col/><tbody><tr><td><p>15.4.2021&#160;&#160;&#160;</p></td><td><p>EN</p></td><td><p>Official Journal of the European Union</p></td><td><p>L 129/153</p></td></tr></tbody></table> COMMISSION IMPLEMENTING DECISION (EU) 2021/610 of 14 April 2021 amending Implementing Decision (EU) 2020/437 as regards harmonised standards on medical vehicles and their equipment, anaesthetic and respiratory equipment, biological evaluation of medical devices, packaging for terminally sterilised medical devices, sterilisation of health care products, clinical investigation of medical devices for human subjects, non-active surgical implants, medical devices utilising animal tissues and their derivatives, electroacoustics and medical electrical equipment THE EUROPEAN COMMISSION, Having regard to the Treaty on the Functioning of the European Union, Having regard to Regulation (EU) No 1025/2012 of the European Parliament and of the Council of 25 October 2012 on European standardisation, amending Council Directives 89/686/EEC and 93/15/EEC and Directives 94/9/EC, 94/25/EC, 95/16/EC, 97/23/EC, 98/34/EC, 2004/22/EC, 2007/23/EC, 2009/23/EC and 2009/105/EC of the European Parliament and of the Council and repealing Council Decision 87/95/EEC and Decision No 1673/2006/EC of the European Parliament and of the Council ( 1 ) , and in particular Article 10(6) thereof, Whereas: <table><col/><col/><tbody><tr><td><p>(1)</p></td><td><p>In accordance with Article&#160;5(1) of Council Directive 93/42/EEC&#160;<a>(<span>2</span>)</a>, Member States are to presume compliance with the essential requirements referred to in Article&#160;3 of that Directive in respect of medical devices which are in conformity with the relevant national standards adopted pursuant to the harmonised standards the references of which have been published in the<span>Official Journal of the European Union</span>.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(2)</p></td><td><p>By letters BC/CEN/CENELEC/09/89 of 19&#160;December 1991, M/023 - BC/CEN/03/023/93-08 of 5&#160;August 1993, M/295 of 9&#160;September 1999, M/320 of 13&#160;June 2002 and M/432 of 24&#160;November 2008, the Commission made requests to the European Committee for Standardisation (CEN) and the European Committee for Electrotechnical Standardisation (Cenelec) for the drafting of new harmonised standards and the revision of existing harmonised standards in support of Directive 93/42/EEC.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(3)</p></td><td><p>On the basis of request M/023 - BC/CEN/03/023/93-08, CEN revised the harmonised standards EN 1789:2007+A1:2010, EN ISO 10993-16:2010, EN ISO 11607-1:2009, EN ISO 11607-2:2006, EN ISO 11737-2:2009, EN 13718-1:2008, EN 13718-2:2015, EN ISO 22442-1:2007 and EN ISO 22442-2:2007, the references of which have been published by Commission Implementing Decision (EU) 2020/437&#160;<a>(<span>3</span>)</a>. That revision resulted in the adoption of the harmonised standards EN 1789:2020 on medical vehicles and their equipment, EN ISO 10993-16:2017 on biological evaluation of medical devices, EN ISO 11607-1:2020 and EN ISO 11607-2:2020 on packaging for terminally sterilised medical devices, EN ISO 11737-2:2020 on sterilisation of health care products, EN 13718-1:2014+A1:2020 and EN 13718-2:2015+A1:2020 on medical vehicles and their equipment and finally EN ISO 22442-1:2020 and EN ISO 22442-2:2020 on medical devices utilising animal tissues and their derivatives.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(4)</p></td><td><p>On the basis of request BC/CEN/CENELEC/09/89, CEN revised the harmonised standard EN ISO 10993-18:2009, the reference of which has been published by Implementing Decision (EU) 2020/437. That revision resulted in the adoption of the harmonised standard EN ISO 10993-18:2020 on biological evaluation of medical devices.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(5)</p></td><td><p>On the basis of request M/295, CEN and Cenelec revised the harmonised standards EN ISO 14155:2011 as corrected by EN ISO 14155:2011/AC:2011, and EN 60601-2-4:2003, the references of which have been published by Implementing Decision (EU) 2020/437. That revision resulted in the adoption of the harmonised standards EN ISO 14155:2020 on clinical investigation of medical devices for human subjects and EN 60601-2-4:2011 on medical electrical equipment.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(6)</p></td><td><p>On the basis of requests M/320 and M/023 - BC/CEN/03/023/93-08, CEN revised the harmonised standard EN ISO 14607:2009, the reference of which has been published by Implementing Decision (EU) 2020/437. That revision resulted in the adoption of the harmonised standard EN ISO 14607:2018 on non-active surgical implants.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(7)</p></td><td><p>On the basis of requests M/432 and M/023 - BC/CEN/03/023/93-08, Cenelec revised the harmonised standard EN 60118-13:2005, the reference of which has been published by Implementing Decision (EU) 2020/437. That revision resulted in the adoption of the harmonised standard EN IEC 60118-13:2020 on electroacoustics.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(8)</p></td><td><p>On the basis of request M/023 - BC/CEN/03/023/93-08, CEN and Cenelec drafted the harmonised standard EN ISO 5361:2016 on anaesthetic and respiratory equipment and the harmonised standards EN IEC 60601-2-83:2020 and EN ISO 80601-2-55:2018 on medical electrical equipment.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(9)</p></td><td><p>On the basis of requests M/432 and M/023 - BC/CEN/03/023/93-08, Cenelec drafted the harmonised standard EN IEC 60601-2-66:2020 on medical electrical equipment.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(10)</p></td><td><p>The Commission together with CEN and Cenelec has assessed whether the harmonised standards drafted and revised by CEN and Cenelec comply with the relevant requests.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(11)</p></td><td><p>The harmonised standards EN 1789:2020, EN ISO 5361:2016, EN ISO 10993-16:2017, EN ISO 10993-18:2020, EN ISO 11607-1:2020, EN ISO 11607-2:2020, EN ISO 11737-2:2020, EN 13718-1:2014+A1:2020, EN 13718-2:2015+A1:2020, EN ISO 14155:2020, EN ISO 14607:2018, EN ISO 22442-1:2020, EN ISO 22442-2:2020, EN IEC 60118-13:2020, EN 60601-2-4:2011, EN IEC 60601-2-66:2020, EN IEC 60601-2-83:2020 and EN ISO 80601-2-55:2018 satisfy the requirements which they aim to cover and which are set out in Directive 93/42/EEC. It is therefore appropriate to publish the references of those standards in the<span>Official Journal of the European Union</span>.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(12)</p></td><td><p>It is necessary to replace the references of harmonised standards EN 1789:2007+A1:2010, EN ISO 10993-16:2010, EN ISO 10993-18:2009, EN ISO 11607-1:2009, EN ISO 11607-2:2006, EN ISO 11737-2:2009, EN 13718-1:2008, EN 13718-2:2015, EN ISO 14155:2011 as corrected by EN ISO 14155:2011/AC:2011, EN ISO 14607:2009, EN ISO 22442-1:2007, EN ISO 22442-2:2007, EN 60118-13:2005 and EN 60601-2-4:2003, published by Implementing Decision (EU) 2020/437, as those standards have been revised.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(13)</p></td><td><p>Annex I to Implementing Decision (EU) 2020/437 lists the references of harmonised standards drafted in support of Directive 93/42/EEC. In order to ensure that the references of harmonised standards drafted in support of Directive 93/42/EEC are listed in one act, the references of standards EN ISO 5361:2016, EN IEC 60601-2-66:2020, EN IEC 60601-2-83:2020 and EN ISO 80601-2-55:2018 should be included in that Implementing Decision.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(14)</p></td><td><p>Implementing Decision (EU) 2020/437 should therefore be amended accordingly.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(15)</p></td><td><p>Compliance with a harmonised standard confers a presumption of conformity with the corresponding essential requirements set out in Union harmonisation legislation from the date of publication of the reference of such standard in the<span>Official Journal of the European Union</span>. This Decision should therefore enter into force on the date of its publication,</p></td></tr></tbody></table> HAS ADOPTED THIS DECISION: Article 1 Annex I to Implementing Decision (EU) 2020/437 is amended in accordance with the Annex to this Decision. Article 2 This Decision shall enter into force on the day of its publication in the Official Journal of the European Union . Done at Brussels, 14 April 2021. For the Commission The President Ursula VON DER LEYEN ( 1 ) OJ L 316, 14.11.2012, p. 12 . ( 2 ) Council Directive 93/42/EEC of 14 June 1993 concerning medical devices ( OJ L 169, 12.7.1993, p. 1 ). ( 3 ) Commission Implementing Decision (EU) 2020/437 of 24 March 2020 on the harmonised standards for medical devices drafted in support of Council Directive 93/42/EEC ( OJ L 90 I, 25.3.2020, p. 1 ). ANNEX Annex I is amended as follows: <table><col/><col/><tbody><tr><td><p>(1)</p></td><td><p>entry 22 is replaced by the following:</p><table><col/><col/><tbody><tr><td><p>No</p></td><td><p>Reference of the standard</p></td></tr><tr><td><p>&#8216;22.</p></td><td><p>EN 1789:2020</p><p>Medical vehicles and their equipment - Road ambulances&#8217;</p></td></tr></tbody></table></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(2)</p></td><td><p>entry 81 is replaced by the following:</p><table><col/><col/><tbody><tr><td><p>No</p></td><td><p>Reference of the standard</p></td></tr><tr><td><p>&#8216;81.</p></td><td><p>EN ISO 10993-16:2017</p><p>Biological evaluation of medical devices - Part 16: Toxicokinetic study design for degradation products and leachables (ISO 10993-16:2017)&#8217;</p></td></tr></tbody></table></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(3)</p></td><td><p>entry 83 is replaced by the following:</p><table><col/><col/><tbody><tr><td><p>No</p></td><td><p>Reference of the standard</p></td></tr><tr><td><p>&#8216;83.</p></td><td><p>EN ISO 10993-18:2020</p><p>Biological evaluation of medical devices - Part 18: Chemical characterization of medical device materials within a risk management process (ISO 10993-18:2020)&#8217;</p></td></tr></tbody></table></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(4)</p></td><td><p>entries 92 and&#160;93 are replaced by the following:</p><table><col/><col/><tbody><tr><td><p>No</p></td><td><p>Reference of the standard</p></td></tr><tr><td><p>&#8216;92.</p></td><td><p>EN ISO 11607-1:2020</p><p>Packaging for terminally sterilized medical devices - Part 1: Requirements for materials, sterile barrier systems and packaging systems (ISO 11607-1:2019)</p></td></tr><tr><td><p>93.</p></td><td><p>EN ISO 11607-2:2020</p><p>Packaging for terminally sterilized medical devices - Part 2: Validation requirements for forming, sealing and assembly processes (ISO 11607-2:2019)&#8217;</p></td></tr></tbody></table></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(5)</p></td><td><p>entry 96 is replaced by the following:</p><table><col/><col/><tbody><tr><td><p>No</p></td><td><p>Reference of the standard</p></td></tr><tr><td><p>&#8216;96.</p></td><td><p>EN ISO 11737-2:2020</p><p>Sterilization of health care products - Microbiological methods - Part 2: Tests of sterility performed in the definition, validation and maintenance of a sterilization process (ISO 11737-2:2019)&#8217;</p></td></tr></tbody></table></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(6)</p></td><td><p>entries 125 and&#160;126 are replaced by the following:</p><table><col/><col/><tbody><tr><td><p>No</p></td><td><p>Reference of the standard</p></td></tr><tr><td><p>&#8216;125.</p></td><td><p>EN 13718-1:2014+A1:2020</p><p>Medical vehicles and their equipment - Air ambulances - Part 1: Requirements for medical devices used in air ambulances</p></td></tr><tr><td><p>126.</p></td><td><p>EN 13718-2:2015+A1:2020</p><p>Medical vehicles and their equipment - Air ambulances - Part 2: Operational and technical requirements for air ambulances&#8217;</p></td></tr></tbody></table></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(7)</p></td><td><p>entry 137 is replaced by the following:</p><table><col/><col/><tbody><tr><td><p>No</p></td><td><p>Reference of the standard</p></td></tr><tr><td><p>&#8216;137.</p></td><td><p>EN ISO 14155:2020</p><p>Clinical investigation of medical devices for human subjects - Good clinical practice (ISO 14155:2020)&#8217;</p></td></tr></tbody></table></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(8)</p></td><td><p>entry 145 is replaced by the following:</p><table><col/><col/><tbody><tr><td><p>No</p></td><td><p>Reference of the standard</p></td></tr><tr><td><p>&#8216;145.</p></td><td><p>EN ISO 14607:2018</p><p>Non-active surgical implants - Mammary implants - Particular requirements (ISO 14607:2018, Corrected version 2018-08)&#8217;</p></td></tr></tbody></table></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(9)</p></td><td><p>entries 180 and&#160;181 are replaced by the following:</p><table><col/><col/><tbody><tr><td><p>No</p></td><td><p>Reference of the standard</p></td></tr><tr><td><p>&#8216;180.</p></td><td><p>EN ISO 22442-1:2020</p><p>Medical devices utilizing animal tissues and their derivatives - Part 1: Application of risk management (ISO 22442-1:2020)</p></td></tr><tr><td><p>181.</p></td><td><p>EN ISO 22442-2:2020</p><p>Medical devices utilizing animal tissues and their derivatives - Part 2: Controls on sourcing, collection and handling (ISO 22442-2:2020)&#8217;</p></td></tr></tbody></table></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(10)</p></td><td><p>entry 193 is replaced by the following:</p><table><col/><col/><tbody><tr><td><p>No</p></td><td><p>Reference of the standard</p></td></tr><tr><td><p>&#8216;193.</p></td><td><p>EN IEC 60118-13:2020</p><p>Electroacoustics - Hearing aids - Part 13: Requirements and methods of measurement for electromagnetic immunity to mobile digital wireless devices&#8217;</p></td></tr></tbody></table></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(11)</p></td><td><p>entry 208 is replaced by the following:</p><table><col/><col/><tbody><tr><td><p>No</p></td><td><p>Reference of the standard</p></td></tr><tr><td><p>&#8216;208.</p></td><td><p>EN 60601-2-4:2011</p><p>Medical electrical equipment - Part 2-4: Particular requirements for the basic safety and essential performance of cardiac defibrillators&#8217;</p></td></tr></tbody></table></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(12)</p></td><td><p>the following entries 265 to 268 are added:</p><table><col/><col/><tbody><tr><td><p>No</p></td><td><p>Reference of the standard</p></td></tr><tr><td><p>&#8216;265.</p></td><td><p>EN ISO 5361:2016</p><p>Anaesthetic and respiratory equipment - Tracheal tubes and connectors (ISO 5361:2016)</p></td></tr><tr><td><p>266.</p></td><td><p>EN IEC 60601-2-66:2020</p><p>Medical electrical equipment - Part 2-66: Particular requirements for the basic safety and essential performance of hearing aids and hearing aid systems (IEC 60601-2-66:2019)</p></td></tr><tr><td><p>267.</p></td><td><p>EN IEC 60601-2-83:2020</p><p>Medical electrical equipment - Part 2-83: Particular requirements for the basic safety and essential performance of home light therapy equipment</p></td></tr><tr><td><p>268.</p></td><td><p>EN ISO 80601-2-55:2018</p><p>Medical electrical equipment - Part 2-55: Particular requirements for the basic safety and essential performance of respiratory gas monitors (ISO 80601-2-55:2018)&#8217;</p></td></tr></tbody></table></td></tr></tbody></table>

ENG

32021D0610

<table><col/><col/><col/><col/><tbody><tr><td><p>21.6.2018&#160;&#160;&#160;</p></td><td><p>EN</p></td><td><p>Official Journal of the European Union</p></td><td><p>L 158/1</p></td></tr></tbody></table> COMMISSION REGULATION (EU) 2018/885 of 20 June 2018 amending Annex VI to Regulation (EC) No 1223/2009 of the European Parliament and of the Council on cosmetic products (Text with EEA relevance) THE EUROPEAN COMMISSION, Having regard to the Treaty on the Functioning of the European Union, Having regard to Regulation (EC) No 1223/2009 of the European Parliament and of the Council of 30 November 2009 on cosmetic products ( 1 ) , and in particular Article 31(2) thereof, Whereas: <table><col/><col/><tbody><tr><td><p>(1)</p></td><td><p>2,2&#8242;-Methylene-bis(6-(2H-benzotriazol-2-yl)-4-(1,1,3,3-tetramethyl-butyl)phenol)/Bisoctrizole with the International Nomenclature of Cosmetic Ingredients name Methylene Bis-Benzotriazolyl Tetramethylbutylphenol (MBBT) is authorised for use as a UV-filter in cosmetic products under entry 23 of Annex VI to Regulation (EC) No 1223/2009. The use of MBBT (nano) as a UV-filter in cosmetic products is currently not regulated.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(2)</p></td><td><p>In its opinion of 25&#160;March 2015&#160;<a>(<span>2</span>)</a>, the Scientific Committee on Consumer Safety (SCCS) concluded that the use of MBBT (nano) as a UV-filter, with the characteristics as indicated in the opinion and at a concentration up to 10&#160;% w/w in dermally applied cosmetic products does not pose a risk to human health after application on healthy, intact skin and also damaged skin. The characteristics indicated by the SCCS in that opinion relate to the physico-chemical properties of the material (such as purity, median particle size, number size distribution).</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(3)</p></td><td><p>The SCCS also considered that the conclusions of its opinion of 25&#160;March 2015 do not apply to applications that might lead to the exposure of the end-user's lungs to MBBT (nano) by inhalation.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(4)</p></td><td><p>In light of the SCCS opinion and in order to take into account technical and scientific progress, the use of MBBT (nano) as a UV-filter in cosmetic products, according to the SCCS's specifications, should be authorised at a maximum concentration of 10&#160;% w/w, except in applications that may lead to the exposure of the end-user's lungs to MBBT (nano) by inhalation.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(5)</p></td><td><p>Annex VI to Regulation (EC) No 1223/2009 should therefore be amended accordingly.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(6)</p></td><td><p>The measures provided for in this Regulation are in accordance with the opinion of the Standing Committee on Cosmetic Products,</p></td></tr></tbody></table> HAS ADOPTED THIS REGULATION: Article 1 Annex VI to Regulation (EC) No 1223/2009 is amended in accordance with the Annex to this Regulation. Article 2 This Regulation shall enter into force on the twentieth day following that of its publication in the Official Journal of the European Union . This Regulation shall be binding in its entirety and directly applicable in all Member States. Done at Brussels, 20 June 2018. For the Commission The President Jean-Claude JUNCKER ( 1 ) OJ L 342, 22.12.2009, p. 59 . ( 2 ) SCCS/1546/15, Revision of 25 June 2015: https://ec.europa.eu/health/sites/health/files/scientific_committees/consumer_safety/docs/sccs_o_168.pdf ANNEX Annex VI to Regulation (EC) No 1223/2009 is amended as follows: <table><col/><col/><tbody><tr><td><p>(1)</p></td><td><p>entry 23 is replaced by the following entry:</p><table><col/><col/><col/><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>Reference Number</p></td><td><p>Substance identification</p></td><td><p>Conditions</p></td><td><p>Wording of conditions of use and warnings</p></td></tr><tr><td><p>Chemical name/INN/XAN</p></td><td><p>Name of Common Ingredients Glossary</p></td><td><p>CAS number</p></td><td><p>EC number</p></td><td><p>Product type, body parts</p></td><td><p>Maximum concentration in ready for use preparation</p></td><td><p>Other</p></td><td><p>&#160;</p></td></tr><tr><td><p>a</p></td><td><p>b</p></td><td><p>c</p></td><td><p>d</p></td><td><p>e</p></td><td><p>f</p></td><td><p>g</p></td><td><p>h</p></td><td><p>i</p></td></tr><tr><td><p>&#8216;23</p></td><td><p>2,2&#8242;-Methylene- bis(6-(2H-benzotriazol-2-yl)-4-(1,1,3,3-tetramethylbutyl)phenol)/Bisoctrizole</p></td><td><p>Methylene Bis-Benzotriazolyl Tetramethylbutylphenol</p></td><td><p>103597-45-1</p></td><td><p>403-800-1</p></td><td><p>&#160;</p></td><td><p>10 %<a>&#160;(<span>*1</span>)</a></p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr></tbody></table></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(2)</p></td><td><p>entry 23a is inserted:</p><table><col/><col/><col/><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>Reference Number</p></td><td><p>Substance identification</p></td><td><p>Conditions</p></td><td><p>Wording of conditions of use and warnings</p></td></tr><tr><td><p>Chemical name/INN/XAN</p></td><td><p>Name of Common Ingredients Glossary</p></td><td><p>CAS number</p></td><td><p>EC number</p></td><td><p>Product type, body parts</p></td><td><p>Maximum concentration in ready for use preparation</p></td><td><p>Other</p></td><td><p>&#160;</p></td></tr><tr><td><p>a</p></td><td><p>b</p></td><td><p>c</p></td><td><p>d</p></td><td><p>e</p></td><td><p>f</p></td><td><p>g</p></td><td><p>h</p></td><td><p>i</p></td></tr><tr><td><p>&#8216;23a</p></td><td><p>2,2&#8242;-Methylene- bis(6-(2H-benzotriazol-2-yl)-4-(1,1,3,3-tetramethylbutyl)phenol)/Bisoctrizole</p></td><td><p>Methylene Bis-Benzotriazolyl Tetramethylbutylphenol (nano)</p></td><td><p>103597-45-1</p></td><td><p>403-800-1</p></td><td><p>&#160;</p></td><td><p>10 %<a>&#160;(<span>*2</span>)</a></p></td><td><p>Not to be used in applications that may lead to exposure of the end user's lungs by inhalation.</p><p>Only nanomaterials having the following characteristics are allowed:</p><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Purity &#8805; 98,5 %, with 2,2&#8242;-methylene-bis-(6(2H-benzotriazol-2-yl)-4-(isooctyl)phenol) isomer fraction not exceeding 1,5 %;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Solubility &lt; 5 ng/L in water at 25 &#176;C;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Partition coefficient (Log Pow): 12,7 at 25 &#176;C;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Uncoated;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Median particle size D50 (50 % of the number below this diameter): &#8805; 120 nm of mass distribution and/or &#8805; 60 nm of number size distribution.</p></td></tr></tbody></table></td><td><p>&#160;</p></td></tr></tbody></table></td></tr></tbody></table> <note> ( *1 ) In case of combined use of Methylene Bis-Benzotriazolyl Tetramethylbutylphenol and Methylene Bis-Benzotriazolyl Tetramethylbutylphenol (nano), the sum shall not exceed the limit given in column g.’; ( *2 ) In case of combined use of Methylene Bis-Benzotriazolyl Tetramethylbutylphenol and Methylene Bis-Benzotriazolyl Tetramethylbutylphenol (nano), the sum shall not exceed the limit given in column g.’. </note>

ENG

32018R0885

<table><col/><col/><col/><col/><tbody><tr><td><p>30.6.2023&#160;&#160;&#160;</p></td><td><p>EN</p></td><td><p>Official Journal of the European Union</p></td><td><p>C 230/18</p></td></tr></tbody></table> DECISION OF THE BUREAU OF THE EUROPEAN PARLIAMENT of 12 June 2023 amending the Implementing Measures for the Statute for Members of the European Parliament (2023/C 230/05) THE BUREAU OF THE EUROPEAN PARLIAMENT, Having regard to the Treaty on the Functioning of the European Union, and in particular Article 223(2) thereof, Having regard to the Statute for Members of the European Parliament ( 1 ) , Having regard to Rule 25 of the Rules of Procedure of the European Parliament, Whereas: <table><col/><col/><tbody><tr><td><p>(1)</p></td><td><p>In accordance with Article&#160;69(2) of the Implementing Measures for the Statute for Members of the European Parliament&#160;<a>(<span>2</span>)</a> (&#8216;the Implementing Measures&#8217;), the maximum monthly amount defrayable in respect of personal staff providing parliamentary assistance referred to in Article&#160;29(4) of the Implementing Measures is, where appropriate, to be index-linked annually by the Bureau on the basis of the Joint Index established by Eurostat to measure the change in the cost of living for EU officials (&#8216;Joint Index&#8217;) pursuant to Article&#160;65 of, and in accordance with Annex XI to, the Staff Regulations of Officials of the European Union and the Conditions of Employment of Other Servants, laid down in Council Regulation (EEC, Euratom, ECSC) No&#160;259/68&#160;<a>(<span>3</span>)</a> (&#8216;Staff Regulations&#8217;). That index-linking is normally decided by the Bureau in December and may be backdated to July of the year to which the index relates.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(2)</p></td><td><p>Pursuant to the above-mentioned provisions of the Staff Regulations, an intermediate update of the nominal remuneration and pensions of EU officials and pensioners is triggered by an inflation rate of &#177; 3,0&#160;% or more over the six-month period from June to December of the previous calendar year. For the period from 1&#160;July&#160;2022 to 1&#160;January 2023, the Joint Index has been set at 103,7, indicating an inflation rate of + 3,7&#160;%. As this change exceeds the threshold of 3&#160;%, an update is thus required, with effect from 1&#160;January 2023.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(3)</p></td><td><p>That update also concerns the salaries of accredited parliamentary assistants (APAs) of Members, who are covered by the Staff Regulations. Since APAs&#8217; salaries are paid from the maximum monthly amount defrayable in respect of personal staff providing parliamentary assistance available to each Member, it is therefore necessary to update that maximum monthly amount accordingly.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(4)</p></td><td><p>In that connection, the Commission has fixed the adjustment rate for January to June 2023 at 1,7&#160;%. Therefore, the maximum monthly amount defrayable in respect of personal staff providing parliamentary assistance should be increased to EUR&#160;28&#160;412, with effect from 1&#160;January 2023.</p></td></tr></tbody></table> HAS ADOPTED THIS DECISION: Article 1 In Article 29 of the Implementing Measures, paragraph 4 is replaced by the following: ‘4. The maximum monthly amount defrayable in respect of all the personal staff referred to in Article 30 shall be EUR 28 412 with effect from 1 January 2023.’. Article 2 This Decision shall enter into force on the day following that of its publication in the Official Journal of the European Union . This Decision shall apply from 1 January 2023. <note> ( 1 ) Decision 2005/684/EC, Euratom of the European Parliament of 28 September 2005 adopting the Statute for Members of the European Parliament ( OJ L 262, 7.10.2005, p. 1 ). ( 2 ) Decision of the Bureau of the European Parliament of 19 May and 9 July 2008 concerning implementing measures for the Statute for Members of the European Parliament ( OJ C 159, 13.7.2009, p. 1 ). ( 3 ) OJ L 56, 4.3.1968, p. 1 . </note>

ENG

32023D0630(01)

<table><col/><col/><col/><col/><tbody><tr><td><p>7.12.2018&#160;&#160;&#160;</p></td><td><p>EN</p></td><td><p>Official Journal of the European Union</p></td><td><p>L 311/17</p></td></tr></tbody></table> COMMISSION IMPLEMENTING REGULATION (EU) 2018/1914 of 6 December 2018 concerning the non-renewal of approval of the active substance quinoxyfen, in accordance with Regulation (EC) No 1107/2009 of the European Parliament and of the Council concerning the placing of plant protection products on the market, and amending Commission Implementing Regulation (EU) No 540/2011 (Text with EEA relevance) THE EUROPEAN COMMISSION, Having regard to the Treaty on the Functioning of the European Union, Having regard to Regulation (EC) No 1107/2009 of the European Parliament and of the Council of 21 October 2009 concerning the placing of plant protection products on the market and repealing Council Directives 79/117/EEC and 91/414/EEC ( 1 ) , and in particular Article 20(1) and Article 78(2) thereof, Whereas: <table><col/><col/><tbody><tr><td><p>(1)</p></td><td><p>Commission Directive 2004/60/EC&#160;<a>(<span>2</span>)</a> included quinoxyfen as an active substance in Annex I to Council Directive 91/414/EEC&#160;<a>(<span>3</span>)</a>.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(2)</p></td><td><p>Active substances included in Annex I to Directive 91/414/EEC are deemed to have been approved under Regulation (EC) No 1107/2009 and are listed in Part A of the Annex to Commission Implementing Regulation (EU) No 540/2011&#160;<a>(<span>4</span>)</a>.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(3)</p></td><td><p>The approval of the active substance quinoxyfen, as set out in Part A of the Annex to Implementing Regulation (EU) No 540/2011, expires on 30&#160;April 2019.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(4)</p></td><td><p>An application for the renewal of the approval of quinoxyfen was submitted in accordance with Article 1 of Commission Implementing Regulation (EU) No 844/2012&#160;<a>(<span>5</span>)</a> within the time period provided for in that Article.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(5)</p></td><td><p>The applicant submitted the supplementary dossiers required in accordance with Article 6 of Regulation (EU) No 844/2012. The application was found to be complete by the rapporteur Member State.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(6)</p></td><td><p>The rapporteur Member State prepared a renewal assessment report in consultation with the co-rapporteur Member State and submitted it to the European Food Safety Authority (&#8216;the Authority&#8217;) and the Commission on 5&#160;December 2016.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(7)</p></td><td><p>In accordance with Article 11(4) of Implementing Regulation (EU) No 844/2012, that assessment was limited to a targeted assessment. The assessment did not go beyond the identity, methods of analysis, environmental fate and behavior and ecotoxicology information that related to the potential persistent bioaccumulative and toxic (PBT) properties, very persistent and very bioaccumulative (vPvB) properties and persistent organic pollutant (POP) properties of quinoxyfen, since the approval criteria set out in point 3.7.2 and 3.7.3 of Annex II to Regulation (EC) No 1107/2009 are not satisfied.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(8)</p></td><td><p>The Authority communicated the renewal assessment report to the applicant and to the Member States for comments and forwarded the comments received to the Commission. The Authority also made the supplementary summary dossier available to the public.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(9)</p></td><td><p>On 24 November 2017 the Authority communicated to the Commission its conclusion&#160;<a>(<span>6</span>)</a> on whether quinoxyfen can be expected to meet the approval criteria provided for in Article 4 of Regulation (EC) No 1107/2009. The conclusion is limited to a hazard targeted assessment (focussed on the elements referred to in point 3.7 of Annex II to Regulation (EC) No 1107/2009) and does not cover all the approval criteria. The Authority concluded that quinoxyfen is a PBT substance as well as a vPvB substance.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(10)</p></td><td><p>The Commission invited the applicant to submit its comments on the conclusion of the Authority and, in accordance with the third subparagraph of Article 14(1) of Implementing Regulation (EU) No 844/2012, on the renewal report. The applicant submitted its comments, which have been carefully examined.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(11)</p></td><td><p>However, despite the arguments put forward by the applicant, the concerns related to the substance could not be eliminated.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(12)</p></td><td><p>Based on the concerns identified, it has not been established with respect to one or more representative uses of at least one plant protection product containing quinoxyfen that the approval criteria provided for in Article 4 of Regulation (EC) No 1107/2009 are satisfied. It is therefore appropriate not to renew the approval of quinoxyfen in accordance with Article 20(1)(b) of that Regulation.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(13)</p></td><td><p>Member States should be provided with sufficient time to withdraw authorisations for plant protection products containing quinoxyfen.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(14)</p></td><td><p>For plant protection products containing quinoxyfen, where Member States grant any grace period in accordance with Article 46 of Regulation (EC) No 1107/2009, that period should, at the latest, expire on 27&#160;March 2020.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(15)</p></td><td><p>Commission Implementing Regulation (EU) 2018/524&#160;<a>(<span>7</span>)</a> extended the expiry date of quinoxyfen to 30&#160;April 2019 in order to allow the renewal process to be completed before the expiry of the approval of that substance. Given that a decision has been taken ahead of this extended expiry date, this Regulation should apply as soon as possible.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(16)</p></td><td><p>This Regulation does not prevent the submission of a further application for the approval of quinoxyfen pursuant to Article 7 of Regulation (EC) No 1107/2009.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(17)</p></td><td><p>The measures provided for in this Regulation are in accordance with the opinion of the Standing Committee on Plants, Animals, Food and Feed,</p></td></tr></tbody></table> HAS ADOPTED THIS REGULATION: Article 1 Non-renewal of approval of active substance The approval of the active substance quinoxyfen is not renewed. Article 2 Amendments to Implementing Regulation (EU) No 540/2011 In Part A of the Annex to Implementing Regulation (EU) No 540/2011, row 82, on quinoxyfen, is deleted. Article 3 Transitional measures Member States shall withdraw authorisations for plant protection products containing quinoxyfen as active substance by 27 June 2019 at the latest. Article 4 Grace Period Any grace period granted by Member States in accordance with Article 46 of Regulation (EC) No 1107/2009 shall be as short as possible and shall expire by 27 March 2020 at the latest. Article 5 Entry into force This Regulation shall enter into force on the twentieth day following that of its publication in the Official Journal of the European Union . This Regulation shall be binding in its entirety and directly applicable in all Member States. Done at Brussels, 6 December 2018. For the Commission The President Jean-Claude JUNCKER <note> ( 1 ) OJ L 309, 24.11.2009, p. 1 . ( 2 ) Commission Directive 2004/60/EC of 23 April 2004 amending Council Directive 91/414/EEC to include quinoxyfen as active substance ( OJ L 120, 24.4.2004, p. 39 ). ( 3 ) Council Directive 91/414/EEC of 15 July 1991 concerning the placing of plant protection products on the market ( OJ L 230, 19.8.1991, p. 1 ). ( 4 ) Commission Implementing Regulation (EU) No 540/2011 of 25 May 2011 implementing Regulation (EC) No 1107/2009 of the European Parliament and of the Council as regards the list of approved active substances ( OJ L 153, 11.6.2011, p. 1 ). ( 5 ) Commission Implementing Regulation (EU) No 844/2012 of 18 September 2012 setting out the provisions necessary for the implementation of the renewal procedure for active substances, as provided for in Regulation (EC) No 1107/2009 of the European Parliament and of the Council concerning the placing of plant protection products on the market ( OJ L 252, 19.9.2012, p. 26 ). ( 6 ) EFSA (European Food Safety Authority), 2018. Peer review of the targeted hazard assessment of the pesticide active substance quinoxyfen. EFSA Journal 2018;16(1):5085 [11 pp.]. DOI: 10.2903/j.efsa.2018.5085. ( 7 ) Commission Implementing Regulation (EU) 2018/524 of 28 March 2018 amending Implementing Regulation (EU) No 540/2011 as regards the extension of the approval periods of the active substances Bacillus subtilis (Cohn 1872) Strain QST 713, identical with strain AQ 713, clodinafop, clopyralid, cyprodinil, dichlorprop-P, fosetyl, mepanipyrim, metconazole, metrafenone, pirimicarb, Pseudomonas chlororaphis strain: MA 342, pyrimethanil, quinoxyfen, rimsulfuron, spinosad, thiacloprid, thiamethoxam, thiram, tolclofos-methyl, triclopyr, trinexapac, triticonazole and ziram ( OJ L 88, 4.4.2018, p. 4 ). </note>

ENG

32018R1914

<table><col/><col/><col/><col/><tbody><tr><td><p>21.2.2015&#160;&#160;&#160;</p></td><td><p>EN</p></td><td><p>Official Journal of the European Union</p></td><td><p>L 50/13</p></td></tr></tbody></table> COUNCIL DECISION (EU) 2015/285 of 17 February 2015 on the position to be adopted on behalf of the European Union within the EEA Joint Committee established by the Agreement on the European Economic Area, as regards the replacement of Protocol 4 to that Agreement, on rules of origin, by a new Protocol which is aligned to the Regional Convention on pan-Euro-Mediterranean preferential rules of origin THE COUNCIL OF THE EUROPEAN UNION, Having regard to the Treaty on the Functioning of the European Union, and in particular Article 207 in conjunction with Article 218(9) thereof, Having regard to Council Regulation (EC) No 2894/94 of 28 November 1994 concerning arrangements for implementing the Agreement on the European Economic Area ( 1 ) , and in particular Article 1(3) thereof, Having regard to the proposal from the European Commission, Whereas: <table><col/><col/><tbody><tr><td><p>(1)</p></td><td><p>Protocol 4 to the Agreement on the European Economic Area&#160;<a>(<span>2</span>)</a> (&#8216;the EEA Agreement&#8217;) concerns rules of origin.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(2)</p></td><td><p>The Regional Convention on pan-Euro-Mediterranean preferential rules of origin&#160;<a>(<span>3</span>)</a> (&#8216;the Convention&#8217;) lays down provisions on the origin of goods traded under relevant agreements concluded between the Contracting Parties.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(3)</p></td><td><p>The European Union, Norway and Liechtenstein signed the Convention on 15 June 2011 and Iceland signed the Convention on 30 June 2011.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(4)</p></td><td><p>The European Union, Norway, Iceland and Liechtenstein deposited their instrument of acceptance with the depositary of the Convention on 26 March 2012, 9 November 2011, 12 March 2012 and 28 November 2011, respectively. As a consequence, in application of its Article 10(3), the Convention entered into force in relation to the European Union and Iceland on 1 May 2012 and in relation to Norway and Liechtenstein on 1 January 2012.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(5)</p></td><td><p>Article 6 of the Convention provides that each Contracting Party shall take appropriate measures to ensure that the Convention is effectively applied. As a consequence, Protocol 4 to the EEA Agreement on rules of origin should be replaced by a new Protocol which is aligned to the Convention and refers to it as much as possible.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(6)</p></td><td><p>The position of the European Union within the EEA Joint Committee should therefore be based on the attached draft decision,</p></td></tr></tbody></table> HAS ADOPTED THIS DECISION: Article 1 The position to be adopted by the European Union within the EEA Joint Committee established by the Agreement on the European Economic Area, as regards the replacement of Protocol 4 to that Agreement, on rules of origin, by a new Protocol which is aligned to the Regional Convention on pan-Euro-Mediterranean preferential rules of origin, shall be based on the draft decision of the EEA Joint Committee attached to this Decision. Technical changes to the draft decision of the EEA Joint Committee may be agreed to by the representatives of the Union in the EEA Joint Committee without further decision of the Council. Article 2 This Decision shall enter into force on the date of its adoption. Done at Brussels, 17 February 2015. For the Council The President J. REIRS ( 1 ) OJ L 305, 30.11.1994, p. 6 . ( 2 ) OJ L 1, 3.1.1994, p. 3 . ( 3 ) OJ L 54, 26.2.2013, p. 4 . DRAFT DECISION OF THE EEA JOINT COMMITTEE No …/2015 replacing Protocol 4 to the Agreement on the European Economic Area, on rules of origin, by a new Protocol which is aligned to the Regional Convention on pan-Euro-Mediterranean preferential rules of origin THE EEA JOINT COMMITTEE, Having regard to the Agreement on the European Economic Area (‘the EEA Agreement’), and in particular Article 98 thereof, Whereas: <table><col/><col/><tbody><tr><td><p>(1)</p></td><td><p>Article 9 of the EEA Agreement refers to Protocol 4 which lays down the rules of origin and provides for cumulation of origin between the Union, Switzerland (including Liechtenstein), Iceland, Norway, Turkey, the Faroe Islands and the participants in the Barcelona Process&#160;<a>(<span>1</span>)</a>.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(2)</p></td><td><p>The Regional Convention on pan-Euro-Mediterranean preferential rules of origin&#160;<a>(<span>2</span>)</a> (&#8216;the Convention&#8217;) lays down provisions on the origin of goods traded under relevant Agreements concluded between the Contracting Parties.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(3)</p></td><td><p>The European Union, Norway and Liechtenstein signed the Convention on 15 June 2011 and Iceland signed the Convention on 30 June 2011.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(4)</p></td><td><p>The European Union, Norway, Iceland and Liechtenstein deposited their instrument of acceptance with the depositary of the Convention on 26 March 2012, 9 November 2011, 12 March 2012 and 28 November 2011, respectively. As a consequence, in application of its Article 10(3), the Convention entered into force in relation to the European Union and Iceland on 1 May 2012 and in relation to Norway and Liechtenstein on 1 January 2012.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(5)</p></td><td><p>The Convention includes the participants in the Stabilisation and Association Process in the pan-Euro-Mediterranean zone of cumulation of origin.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(6)</p></td><td><p>Where the transition towards the Convention is not simultaneous for all Contracting Parties thereto within the pan-Euro Mediterranean cumulation zone, it should not lead to a situation which is less favourable than what would have been the case under the previous version of Protocol 4.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(7)</p></td><td><p>Article 6 of the Convention provides that each Contracting Party shall take appropriate measures to ensure that the Convention is effectively applied. As a consequence, in the Agreement, Protocol 4 concerning the rules of origin should be replaced by a new Protocol which is aligned to the Convention.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(8)</p></td><td><p>Decision No XX/2015 of the EEA Joint Committee amending Protocol 4 (rules of origin) to the EEA Agreement&#160;<a>(<span>3</span>)</a>&#160;<a>(<span>*1</span>)</a> provides for transitional rules for Croatia concerning the application of the rules of origin laid down in Protocol 4. Those rules should remain applicable until 1 January 2017.</p></td></tr></tbody></table> HAS ADOPTED THIS DECISION: Article 1 1. Protocol 4 to the EEA Agreement shall be replaced by the text set out in the Annex to this Decision. 2. Notwithstanding paragraph 1 of this Article, Article 41 of Protocol 4, as amended by Decision of the EEA Joint Committee No XX/2015 ( *2 ) , shall continue to apply until 1 January 2017. Article 2 This Decision shall enter into force on the date following its adoption, provided that all the notifications under Article 103(1) of the EEA Agreement have been made to the EEA Joint Committee ( 4 ) . It shall apply from … Article 3 This Decision shall be published in the EEA Section of, and in the EEA Supplement to, the Official Journal of the European Union . Done at Brussels,. For the EEA Joint Committee The President The Secretaries to the EEA Joint Committee ( 1 ) Algeria, Egypt, Israel, Jordan, Lebanon, Morocco, Palestine, Syria and Tunisia. ( 2 ) OJ L 54, 26.2.2013, p. 4 . ( 3 ) Decision of the EEA Joint Committee No …/2015 of … amending Protocol 4 (rules of origin) to the EEA Agreement (OJ …). ( *1 ) OJ: Please insert the number of the EEA Joint Committee Decision in the Annex to document st 16970/14 in the text and complete the previous footnote. ( *2 ) OJ: Please insert the number of the EEA Joint Committee Decision in the Annex to document st 16970/14 in the text. ( 4 ) [No constitutional requirements indicated.] [Constitutional requirements indicated.] ANNEX to Decision of the EEA Joint Committee No PROTOCOL 4 on rules of origin TABLE OF CONTENTS TITLE I GENERAL PROVISIONS <table><col/><col/><col/><tbody><tr><td><p>Article 1</p></td><td>Definitions</td><td/></tr></tbody></table> TITLE II DEFINITION OF THE CONCEPT OF “ORIGINATING PRODUCTS” <table><col/><col/><col/><tbody><tr><td><p>Article 2</p></td><td>General requirements</td><td/></tr></tbody></table> <table><col/><col/><col/><tbody><tr><td><p>Article 3</p></td><td>Diagonal cumulation of origin</td><td/></tr></tbody></table> <table><col/><col/><col/><tbody><tr><td><p>Article 4</p></td><td>Wholly obtained products</td><td/></tr></tbody></table> <table><col/><col/><col/><tbody><tr><td><p>Article 5</p></td><td>Sufficiently worked or processed products</td><td/></tr></tbody></table> <table><col/><col/><col/><tbody><tr><td><p>Article 6</p></td><td>Insufficient working or processing</td><td/></tr></tbody></table> <table><col/><col/><col/><tbody><tr><td><p>Article 7</p></td><td>Unit of qualification</td><td/></tr></tbody></table> <table><col/><col/><col/><tbody><tr><td><p>Article 8</p></td><td>Accessories, spare parts and tools</td><td/></tr></tbody></table> <table><col/><col/><col/><tbody><tr><td><p>Article 9</p></td><td>Sets</td><td/></tr></tbody></table> <table><col/><col/><col/><tbody><tr><td><p>Article 10</p></td><td>Neutral elements</td><td/></tr></tbody></table> TITLE III TERRITORIAL REQUIREMENTS <table><col/><col/><col/><tbody><tr><td><p>Article 11</p></td><td>Principle of territoriality</td><td/></tr></tbody></table> <table><col/><col/><col/><tbody><tr><td><p>Article 12</p></td><td>Direct transport</td><td/></tr></tbody></table> <table><col/><col/><col/><tbody><tr><td><p>Article 13</p></td><td>Exhibitions</td><td/></tr></tbody></table> TITLE IV DRAWBACK OR EXEMPTION <table><col/><col/><col/><tbody><tr><td><p>Article 14</p></td><td>Prohibition of drawback of, or exemption from, customs duties</td><td/></tr></tbody></table> TITLE V PROOF OF ORIGIN <table><col/><col/><col/><tbody><tr><td><p>Article 15</p></td><td>General requirements</td><td/></tr></tbody></table> <table><col/><col/><col/><tbody><tr><td><p>Article 16</p></td><td>Procedure for the issue of a movement certificate EUR.1 or EUR-MED</td><td/></tr></tbody></table> <table><col/><col/><col/><tbody><tr><td><p>Article 17</p></td><td>Movement certificates EUR.1 or EUR-MED issued retrospectively</td><td/></tr></tbody></table> <table><col/><col/><col/><tbody><tr><td><p>Article 18</p></td><td>Issue of a duplicate movement certificate EUR.1 or EUR-MED</td><td/></tr></tbody></table> <table><col/><col/><col/><tbody><tr><td><p>Article 19</p></td><td>Issue of movement certificates EUR.1 or EUR-MED on the basis of a proof of origin issued or made out previously</td><td/></tr></tbody></table> <table><col/><col/><col/><tbody><tr><td><p>Article 20</p></td><td>Accounting segregation</td><td/></tr></tbody></table> <table><col/><col/><col/><tbody><tr><td><p>Article 21</p></td><td>Conditions for making out an origin declaration or an origin declaration EUR-MED</td><td/></tr></tbody></table> <table><col/><col/><col/><tbody><tr><td><p>Article 22</p></td><td>Approved exporter</td><td/></tr></tbody></table> <table><col/><col/><col/><tbody><tr><td><p>Article 23</p></td><td>Validity of proof of origin</td><td/></tr></tbody></table> <table><col/><col/><col/><tbody><tr><td><p>Article 24</p></td><td>Submission of proof of origin</td><td/></tr></tbody></table> <table><col/><col/><col/><tbody><tr><td><p>Article 25</p></td><td>Importation by instalments</td><td/></tr></tbody></table> <table><col/><col/><col/><tbody><tr><td><p>Article 26</p></td><td>Exemptions from proof of origin</td><td/></tr></tbody></table> <table><col/><col/><col/><tbody><tr><td><p>Article 27</p></td><td>Supplier's declarations</td><td/></tr></tbody></table> <table><col/><col/><col/><tbody><tr><td><p>Article 28</p></td><td>Supporting documents</td><td/></tr></tbody></table> <table><col/><col/><col/><tbody><tr><td><p>Article 29</p></td><td>Preservation of proof of origin, supplier's declarations and supporting documents</td><td/></tr></tbody></table> <table><col/><col/><col/><tbody><tr><td><p>Article 30</p></td><td>Discrepancies and formal errors</td><td/></tr></tbody></table> <table><col/><col/><col/><tbody><tr><td><p>Article 31</p></td><td>Amounts expressed in euro</td><td/></tr></tbody></table> TITLE VI ARRANGEMENTS FOR ADMINISTRATIVE COOPERATION <table><col/><col/><col/><tbody><tr><td><p>Article 32</p></td><td>Administrative cooperation</td><td/></tr></tbody></table> <table><col/><col/><col/><tbody><tr><td><p>Article 33</p></td><td>Verification of proofs of origin</td><td/></tr></tbody></table> <table><col/><col/><col/><tbody><tr><td><p>Article 34</p></td><td>Verification of supplier's declarations</td><td/></tr></tbody></table> <table><col/><col/><col/><tbody><tr><td><p>Article 35</p></td><td>Dispute settlement</td><td/></tr></tbody></table> <table><col/><col/><col/><tbody><tr><td><p>Article 36</p></td><td>Penalties</td><td/></tr></tbody></table> <table><col/><col/><col/><tbody><tr><td><p>Article 37</p></td><td>Free zones</td><td/></tr></tbody></table> TITLE VII CEUTA AND MELILLA <table><col/><col/><col/><tbody><tr><td><p>Article 38</p></td><td>Application of the Protocol</td><td/></tr></tbody></table> <table><col/><col/><col/><tbody><tr><td><p>Article 39</p></td><td>Special conditions</td><td/></tr></tbody></table> LIST OF ANNEXES <table><col/><col/><col/><tbody><tr><td><p>Annex I:</p></td><td>Introductory notes to the list in Annex II</td><td/></tr></tbody></table> <table><col/><col/><col/><tbody><tr><td><p>Annex II:</p></td><td>List of working or processing required to be carried out on non-originating materials in order for the product manufactured to obtain originating status</td><td/></tr></tbody></table> <table><col/><col/><col/><tbody><tr><td><p>Annex IIIa:</p></td><td>Specimens of movement certificate EUR.1 and application for a movement certificate EUR.1</td><td/></tr></tbody></table> <table><col/><col/><col/><tbody><tr><td><p>Annex IIIb:</p></td><td>Specimens of movement certificate EUR-MED and application for a movement certificate EUR-MED</td><td/></tr></tbody></table> <table><col/><col/><col/><tbody><tr><td><p>Annex IVa:</p></td><td>Text of the origin declaration</td><td/></tr></tbody></table> <table><col/><col/><col/><tbody><tr><td><p>Annex IVb:</p></td><td>Text of the origin declaration EUR-MED</td><td/></tr></tbody></table> <table><col/><col/><col/><tbody><tr><td><p>Annex V:</p></td><td>Specimen of the supplier's declaration</td><td/></tr></tbody></table> <table><col/><col/><col/><tbody><tr><td><p>Annex VI:</p></td><td>Specimen of the long-term supplier's declaration</td><td/></tr></tbody></table> JOINT DECLARATIONS Joint declaration concerning the acceptance of proofs of origin issued within the framework of the agreements referred to in Article 3 of Protocol 4 for products originating in the European Union, Iceland or Norway Joint declaration concerning the Principality of Andorra Joint declaration concerning the Republic of San Marino Joint declaration concerning the withdrawal of a Contracting Party from the Regional Convention on pan-Euro-Mediterranean preferential rules of origin TITLE I GENERAL PROVISIONS Article 1 Definitions For the purposes of this Protocol: <table><col/><col/><tbody><tr><td><p>(a)</p></td><td><p>&#8220;manufacture&#8221; means any kind of working or processing including assembly or specific operations;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(b)</p></td><td><p>&#8220;material&#8221; means any ingredient, raw material, component or part, etc., used in the manufacture of the product;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(c)</p></td><td><p>&#8220;product&#8221; means the product being manufactured, even if it is intended for later use in another manufacturing operation;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(d)</p></td><td><p>&#8220;goods&#8221; means both materials and products,</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(e)</p></td><td><p>&#8220;customs value&#8221; means the value as determined in accordance with the 1994 Agreement on implementation of Article VII of the General Agreement on Tariffs and Trade (WTO Agreement on customs valuation);</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(f)</p></td><td><p>&#8220;ex-works price&#8221; means the price paid for the product ex works to the manufacturer in the EEA in whose undertaking the last working or processing is carried out, provided the price includes the value of all the materials used, minus any internal taxes which are, or may be, repaid when the product obtained is exported;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(g)</p></td><td><p>&#8220;value of materials&#8221; means the customs value at the time of importation of the non-originating materials used, or, if this is not known and cannot be ascertained, the first ascertainable price paid for the materials in the EEA;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(h)</p></td><td><p>&#8220;value of originating materials&#8221; means the value of such materials as defined in (g) applied mutatis mutandis;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(i)</p></td><td><p>&#8220;value added&#8221; shall be taken to be the ex-works price minus the customs value of each of the materials incorporated which originate in the other countries referred to in Article 3 with which cumulation is applicable or, where the customs value is not known or cannot be ascertained, the first ascertainable price paid for the materials in the EEA;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(j)</p></td><td><p>&#8220;chapters&#8221; and &#8220;headings&#8221; mean the chapters and the headings (four-digit codes) used in the nomenclature which makes up the Harmonised Commodity Description and Coding System, referred to in this Protocol as &#8220;the Harmonised System&#8221; or &#8220;HS&#8221;;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(k)</p></td><td><p>&#8220;classified&#8221; refers to the classification of a product or material under a particular heading;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(l)</p></td><td><p>&#8220;consignment&#8221; means products which are either sent simultaneously from one exporter to one consignee or covered by a single transport document covering their shipment from the exporter to the consignee or, in the absence of such a document, by a single invoice;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(m)</p></td><td><p>&#8220;territories&#8221; includes territorial waters.</p></td></tr></tbody></table> TITLE II DEFINITION OF THE CONCEPT OF “ORIGINATING PRODUCTS” Article 2 General requirements 1. For the purpose of implementing the Agreement, the following products shall be considered as originating in the EEA: <table><col/><col/><tbody><tr><td><p>(a)</p></td><td><p>products wholly obtained in the EEA within the meaning of Article 4;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(b)</p></td><td><p>products obtained in the EEA incorporating materials which have not been wholly obtained there, provided that such materials have undergone sufficient working or processing in the EEA within the meaning of Article 5.</p></td></tr></tbody></table> For this purpose, the territories of the Contracting Parties to which the Agreement applies, shall be considered as a single territory. 2. Notwithstanding paragraph 1, the territory of the Principality of Liechtenstein shall be excluded from that of the EEA, for the purpose of determining the origin of the products referred to in Tables I and II of Protocol 3 and such products shall be considered to be originating in the EEA only if they have been either wholly obtained or sufficiently worked or processed in the territories of the other Contracting Parties. Article 3 Diagonal cumulation of origin 1. Without prejudice to the provisions of Article 2, products shall be considered as originating in the EEA if they are obtained there, incorporating materials originating in Switzerland (including Liechtenstein) ( 1 ) , Iceland, Norway, the Faroe Islands, Turkey, the European Union or in any participant in the European Union's Stabilisation and Association Process ( 2 ) , provided that the working or processing carried out in the EEA goes beyond the operations referred to in Article 6. It shall not be necessary for such materials to have undergone sufficient working or processing. 2. Without prejudice to the provisions of Article 2, products shall be considered as originating in the EEA if they are obtained there, incorporating materials originating in any country which is a participant in the Euro-Mediterranean partnership, based on the Barcelona Declaration adopted at the Euro-Mediterranean Conference held on 27 and 28 November 1995, other than Turkey ( 3 ) , provided that the working or processing carried out in the EEA goes beyond the operations referred to in Article 6. It shall not be necessary for such materials to have undergone sufficient working or processing. 3. Where the working or processing carried out in the EEA does not go beyond the operations referred to in Article 6, the product obtained shall be considered as originating in the EEA only where the value added there is greater than the value of the materials used originating in any one of the countries referred to in paragraphs 1 and 2. If this is not so, the product obtained shall be considered as originating in the country which accounts for the highest value of originating materials used in the manufacture in the EEA. 4. Products, originating in one of the countries referred to in paragraphs 1 and 2, which do not undergo any working or processing in the EEA shall retain their origin if exported into one of these countries. 5. The cumulation provided for in this Article may be applied only provided that: <table><col/><col/><tbody><tr><td><p>(a)</p></td><td><p>a preferential trade agreement in accordance with Article XXIV of the General Agreement on Tariffs and Trade (GATT) is applicable between the countries involved in the acquisition of the originating status and the country of destination;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(b)</p></td><td><p>materials and products have acquired originating status by the application of rules of origin identical to those given in this Protocol;</p><p>and</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(c)</p></td><td><p>notices indicating the fulfilment of the necessary requirements to apply cumulation have been published in the<span>Official Journal of the European Union</span> (C series) and in the other Contracting Parties according to their own procedures.</p></td></tr></tbody></table> The cumulation provided for in this Article shall apply from the date indicated in the notice published in the Official Journal of the European Union (C series). The European Union shall provide the other Contracting Parties, through the European Commission, with details of the Agreements, including their dates of entry into force, and their corresponding rules of origin, which are applied with the other countries referred to in paragraphs 1 and 2. Article 4 Wholly obtained products 1. The following shall be considered as wholly obtained in the EEA: <table><col/><col/><tbody><tr><td><p>(a)</p></td><td><p>mineral products extracted from their soil or from their seabed;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(b)</p></td><td><p>vegetable products harvested there;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(c)</p></td><td><p>live animals born and raised there;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(d)</p></td><td><p>products from live animals raised there;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(e)</p></td><td><p>products obtained by hunting or fishing conducted there;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(f)</p></td><td><p>products of sea fishing and other products taken from the sea outside the territorial waters of the Contracting Parties by their vessels;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(g)</p></td><td><p>products made aboard their factory ships exclusively from products referred to in (f);</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(h)</p></td><td><p>used articles collected there fit only for the recovery of raw materials, including used tyres fit only for retreading or for use as waste;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(i)</p></td><td><p>waste and scrap resulting from manufacturing operations conducted there;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(j)</p></td><td><p>products extracted from marine soil or subsoil outside their territorial waters provided that they have sole rights to work that soil or subsoil;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(k)</p></td><td><p>goods produced there exclusively from the products specified in (a) to (j).</p></td></tr></tbody></table> 2. The terms “their vessels” and “their factory ships” in paragraph 1(f) and (g) shall apply only to vessels and factory ships: <table><col/><col/><tbody><tr><td><p>(a)</p></td><td><p>which are registered or recorded in a Member State of the European Union or in an EFTA State;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(b)</p></td><td><p>which sail under the flag of a Member State of the European Union or of an EFTA State;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(c)</p></td><td><p>which are owned to an extent of at least 50 % by nationals of a Member State of the European Union or of an EFTA State, or by a company with its head office in one of these States, of which the manager or managers, Chairman of the Board of Directors or the Supervisory Board, and the majority of the members of such boards are nationals of a Member State of the European Union or of an EFTA State and of which, in addition, in the case of partnerships or limited companies, at least half the capital belongs to those States or to public bodies or nationals of the said States;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(d)</p></td><td><p>of which the master and officers are nationals of a Member State of the European Union or of an EFTA State;</p><p>and</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(e)</p></td><td><p>of which at least 75 % of the crew are nationals of a Member State of the European Union or of an EFTA State.</p></td></tr></tbody></table> Article 5 Sufficiently worked or processed products 1. For the purposes of Article 2, products which are not wholly obtained shall considered to be sufficiently worked or processed when the conditions set out in the list in Annex II are fulfilled. The conditions referred to above indicate, for all products covered by the Agreement, the working or processing which must be carried out on non-originating materials used in manufacturing and apply only in relation to such materials. It follows that if a product which has acquired originating status by fulfilling the conditions set out in the list is used in the manufacture of another product, the conditions applicable to the product in which it is incorporated do not apply to it, and no account shall be taken of the non-originating materials which may have been used in its manufacture. 2. Notwithstanding paragraph 1, non-originating materials which, according to the conditions set out in the list in Annex II, should not be used in the manufacture of a product may nevertheless be used, provided that: <table><col/><col/><tbody><tr><td><p>(a)</p></td><td><p>their total value does not exceed 10 % of the ex-works price of the product;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(b)</p></td><td><p>any of the percentages given in the list for the maximum value of non-originating materials are not exceeded by virtue of this paragraph.</p></td></tr></tbody></table> This paragraph shall not apply to products falling within Chapters 50 to 63 of the Harmonised System. 3. Paragraphs 1 and 2 shall apply subject to the provisions of Article 6. Article 6 Insufficient working or processing 1. Without prejudice to paragraph 2, the following operations shall be considered as insufficient working or processing to confer the status of originating products, whether or not the requirements of Article 5 are satisfied: <table><col/><col/><tbody><tr><td><p>(a)</p></td><td><p>preserving operations to ensure that the products remain in good condition during transport and storage;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(b)</p></td><td><p>breaking-up and assembly of packages;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(c)</p></td><td><p>washing, cleaning; removal of dust, oxide, oil, paint or other coverings;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(d)</p></td><td><p>ironing or pressing of textiles;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(e)</p></td><td><p>simple painting and polishing operations;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(f)</p></td><td><p>husking, partial or total bleaching, polishing, and glazing of cereals and rice;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(g)</p></td><td><p>operations to colour sugar or form sugar lumps;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(h)</p></td><td><p>peeling, stoning and shelling, of fruits, nuts and vegetables;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(i)</p></td><td><p>sharpening, simple grinding or simple cutting;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(j)</p></td><td><p>sifting, screening, sorting, classifying, grading, matching; (including the making-up of sets of articles);</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(k)</p></td><td><p>simple placing in bottles, cans, flasks, bags, cases, boxes, fixing on cards or boards and all other simple packaging operations;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(l)</p></td><td><p>affixing or printing marks, labels, logos and other like distinguishing signs on products or their packaging;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(m)</p></td><td><p>simple mixing of products, whether or not of different kinds;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(n)</p></td><td><p>mixing of sugar with any material;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(o)</p></td><td><p>simple assembly of parts of articles to constitute a complete article or disassembly of products into parts;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(p)</p></td><td><p>a combination of two or more operations specified in (a) to (o);</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(q)</p></td><td><p>slaughter of animals.</p></td></tr></tbody></table> 2. All operations carried out in the EEA on a given product shall be considered together when determining whether the working or processing undergone by that product is to be regarded as insufficient within the meaning of paragraph 1. Article 7 Unit of qualification 1. The unit of qualification for the application of the provisions of this Protocol shall be the particular product which is considered as the basic unit when determining classification using the nomenclature of the Harmonised System. It follows that: <table><col/><col/><tbody><tr><td><p>(a)</p></td><td><p>when a product composed of a group or assembly of articles is classified under the terms of the Harmonised System in a single heading, the whole constitutes the unit of qualification;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(b)</p></td><td><p>when a consignment consists of a number of identical products classified under the same heading of the Harmonised System, each product must be taken individually when applying the provisions of this Protocol.</p></td></tr></tbody></table> 2. Where, under General Rule 5 of the Harmonised System, packaging is included with the product for classification purposes, it shall be included for the purposes of determining origin. Article 8 Accessories, spare parts and tools Accessories, spare parts and tools dispatched with a piece of equipment, machine, apparatus or vehicle, which are part of the normal equipment and included in the price thereof or which are not separately invoiced, shall be regarded as one with the piece of equipment, machine, apparatus or vehicle in question. Article 9 Sets Sets, as defined in General Rule 3 of the Harmonised System, shall be regarded as originating when all component products are originating. Nevertheless, when a set is composed of originating and non-originating products, the set as a whole shall be regarded as originating, provided that the value of the non-originating products does not exceed 15 % of the ex-works price of the set. Article 10 Neutral elements In order to determine whether a product is an originating product, it shall not be necessary to determine the origin of the following which might be used in its manufacture: <table><col/><col/><tbody><tr><td><p>(a)</p></td><td><p>energy and fuel;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(b)</p></td><td><p>plant and equipment;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(c)</p></td><td><p>machines and tools;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(d)</p></td><td><p>goods which neither enter into the final composition of the product nor are intended to do so.</p></td></tr></tbody></table> TITLE III TERRITORIAL REQUIREMENTS Article 11 Principle of territoriality 1. Except as provided for in Article 3 and paragraph 3 of this Article, the conditions for acquiring originating status set out in Title II must be fulfilled without interruption in the EEA. 2. Except as provided for in Article 3, where originating goods exported from the EEA to another country return, they must be considered as non-originating, unless it can be demonstrated to the satisfaction of the customs authorities that: <table><col/><col/><tbody><tr><td><p>(a)</p></td><td><p>the returning goods are the same as those exported;</p><p>and</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(b)</p></td><td><p>they have not undergone any operation beyond that necessary to preserve them in good condition while in that country or while being exported.</p></td></tr></tbody></table> 3. The acquisition of originating status in accordance with the conditions set out in Title II shall not be affected by working or processing done outside the EEA on materials exported from the EEA and subsequently reimported there, provided: <table><col/><col/><tbody><tr><td><p>(a)</p></td><td><p>the said materials are wholly obtained in the EEA or have undergone working or processing beyond the operations referred to in Article 6 prior to being exported;</p><p>and</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(b)</p></td><td><p>it can be demonstrated to the satisfaction of the customs authorities that:</p><table><col/><col/><tbody><tr><td><p>(i)</p></td><td><p>the reimported goods have been obtained by working or processing the exported materials;</p><p>and</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(ii)</p></td><td><p>the total added value acquired outside the EEA by applying the provisions of this Article does not exceed 10 % of the ex-works price of the end product for which originating status is claimed.</p></td></tr></tbody></table></td></tr></tbody></table> 4. For the purposes of paragraph 3, the conditions for acquiring originating status set out in Title II shall not apply to working or processing done outside the EEA. However, where, in the list in Annex II, a rule setting a maximum value for all the non-originating materials incorporated is applied in determining the originating status of the end product, the total value of the non-originating materials incorporated in the territory of the party concerned, taken together with the total added value acquired outside the EEA by applying the provisions of this Article, shall not exceed the stated percentage. 5. For the purposes of applying the provisions of paragraphs 3 and 4, “total added value” shall be taken to mean all costs arising outside the EEA, including the value of the materials incorporated there. 6. The provisions of paragraphs 3 and 4 shall not apply to products which do not fulfil the conditions set out in the list in Annex II or which can be considered sufficiently worked or processed only if the general tolerance fixed in Article 5(2) is applied. 7. The provisions of paragraphs 3 and 4 shall not apply to products of Chapters 50 to 63 of the Harmonised System. 8. Any working or processing of the kind covered by this Article and done outside the EEA shall be done under the outward processing arrangements, or similar arrangements. Article 12 Direct transport 1. The preferential treatment provided for under the Agreement applies only to products, satisfying the requirements of this Protocol, which are transported directly within the EEA or through the territories of the countries referred to in Article 3 with which cumulation is applicable. However, products constituting one single consignment may be transported through other territories with, should the occasion arise, trans-shipment or temporary warehousing in such territories, provided that they remain under the surveillance of the customs authorities in the country of transit or warehousing and do not undergo operations other than unloading, reloading or any operation designed to preserve them in good condition. Originating products may be transported by pipeline across territory other than that of the EEA. 2. Evidence that the conditions set out in paragraph 1 have been fulfilled shall be supplied to the customs authorities of the importing country by the production of: <table><col/><col/><tbody><tr><td><p>(a)</p></td><td><p>a single transport document covering the passage from the exporting country through the country of transit; or</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(b)</p></td><td><p>a certificate issued by the customs authorities of the country of transit:</p><table><col/><col/><tbody><tr><td><p>(i)</p></td><td><p>giving an exact description of the products;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(ii)</p></td><td><p>stating the dates of unloading and reloading of the products and, where applicable, the names of the ships, or the other means of transport used;</p><p>and</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(iii)</p></td><td><p>certifying the conditions under which the products remained in the transit country; or</p></td></tr></tbody></table></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(c)</p></td><td><p>failing these, any substantiating documents.</p></td></tr></tbody></table> Article 13 Exhibitions 1. Originating products, sent for exhibition in a country other than those referred to in Article 3 with which cumulation is applicable and sold after the exhibition for importation in the EEA shall benefit on importation from the provisions of the Agreement provided it is shown to the satisfaction of the customs authorities that: <table><col/><col/><tbody><tr><td><p>(a)</p></td><td><p>an exporter has consigned these products from one of the Contracting Parties to the country in which the exhibition is held and has exhibited them there;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(b)</p></td><td><p>the products have been sold or otherwise disposed of by that exporter to a person in another Contracting Party;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(c)</p></td><td><p>the products have been consigned during the exhibition or immediately thereafter in the state in which they were sent for exhibition;</p><p>and</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(d)</p></td><td><p>the products have not, since they were consigned for exhibition, been used for any purpose other than demonstration at the exhibition.</p></td></tr></tbody></table> 2. A proof of origin shall be issued or made out in accordance with the provisions of Title V and submitted to the customs authorities of the importing country in the normal manner. The name and address of the exhibition shall be indicated thereon. Where necessary, additional documentary evidence of the conditions under which the products have been exhibited may be required. 3. Paragraph 1 shall apply to any trade, industrial, agricultural or crafts exhibition, fair or similar public show or display which is not organised for private purposes in shops or business premises with a view to the sale of foreign products, and during which the products remain under customs control. TITLE IV DRAWBACK OR EXEMPTION Article 14 Prohibition of drawback of, or exemption from, customs duties 1. Non-originating materials used in the manufacture of products originating in the EEA or in one of the countries referred to in Article 3 for which a proof of origin is issued or made out in accordance with the provisions of Title V shall not be subject in any of the Contracting Parties to drawback of, or exemption from, customs duties of whatever kind. 2. The prohibition in paragraph 1 shall apply to any arrangement for refund, remission or non-payment, partial or complete, of customs duties or charges having an equivalent effect, applicable in any of the Contracting Parties to materials used in the manufacture, where such refund, remission or non-payment applies, expressly or in effect, when products obtained from the said materials are exported and not when they are retained for home use there. 3. The exporter of products covered by a proof of origin shall be prepared to submit at any time, upon request from the customs authorities, all appropriate documents proving that no drawback has been obtained in respect of the non-originating materials used in the manufacture of the products concerned and that all customs duties or charges having equivalent effect applicable to such materials have actually been paid. 4. The provisions of paragraphs 1 to 3 shall also apply in respect of packaging within the meaning of Article 7(2), accessories, spare parts and tools within the meaning of Article 8 and products in a set within the meaning of Article 9 when such items are non-originating. 5. The provisions of paragraphs 1 to 4 shall apply only in respect of materials which are of the kind to which the Agreement applies. Furthermore, they shall not preclude the application of an export refund system for agricultural products, applicable upon export in accordance with the provisions of the Agreement. TITLE V PROOF OF ORIGIN Article 15 General requirements 1. Originating products shall, on importation into one of the Contracting Parties, benefit from the provisions of the Agreement upon submission of one of the following proofs of origin: <table><col/><col/><tbody><tr><td><p>(a)</p></td><td><p>a movement certificate EUR.1, a specimen of which appears in Annex IIIa;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(b)</p></td><td><p>a movement certificate EUR-MED, a specimen of which appears in Annex IIIb;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(c)</p></td><td><p>in the cases specified in Article 21(1), a declaration, subsequently referred to as the &#8220;origin declaration&#8221; or the &#8220;origin declaration EUR-MED&#8221;, given by the exporter on an invoice, a delivery note or any other commercial document which describes the products concerned in sufficient detail to enable them to be identified; the texts of the origin declarations appear in Annexes IVa and b.</p></td></tr></tbody></table> 2. Notwithstanding paragraph 1, originating products within the meaning of this Protocol shall, in the cases specified in Article 26, benefit from the provisions of the Agreement without it being necessary to submit any of the proofs of origin referred to in paragraph 1. Article 16 Procedure for the issue of a movement certificate EUR.1 or EUR-MED 1. A movement certificate EUR.1 or EUR-MED shall be issued by the customs authorities of the exporting country on application having been made in writing by the exporter or, under the exporter's responsibility, by his authorised representative. 2. For this purpose, the exporter or his authorised representative shall fill in both the movement certificate EUR.1 or EUR-MED and the application form, specimens of which appear in the Annexes IIIa and b. These forms shall be completed in one of the languages in which the Agreement is drawn up and in accordance with the provisions of the national law of the exporting country. If the forms are handwritten, they shall be completed in ink in printed characters. The description of the products shall be given in the box reserved for this purpose without leaving any blank lines. Where the box is not completely filled, a horizontal line shall be drawn below the last line of the description, the empty space being crossed through. 3. The exporter applying for the issue of a movement certificate EUR.1 or EUR-MED shall be prepared to submit at any time, at the request of the customs authorities of the exporting country where the movement certificate EUR.1 or EUR-MED is issued, all appropriate documents proving the originating status of the products concerned as well as the fulfilment of the other requirements of this Protocol. 4. Without prejudice to paragraph 5, a movement certificate EUR.1 shall be issued by the customs authorities of a Contracting Party in the following cases: <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>if the products concerned can be considered as products originating in the EEA or in one of the countries referred to in Article 3(1) with which cumulation is applicable, without application of cumulation with materials originating in one of the countries referred to in Article 3(2), and fulfil the other requirements of this Protocol,</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>if the products concerned can be considered as products originating in one of the countries referred to in Article 3(2) with which cumulation is applicable, without application of cumulation with materials originating in one of the countries referred to in Article 3 and fulfil the other requirements of this Protocol, provided a certificate EUR-MED or an origin declaration EUR-MED has been issued in the country of origin.</p></td></tr></tbody></table> 5. A movement certificate EUR-MED shall be issued by the customs authorities of a Contracting Party, if the products concerned can be considered as products originating in the EEA or in one of the countries referred to in Article 3 with which cumulation is applicable, fulfil the requirements of this Protocol and: <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>cumulation was applied with materials originating in one of the countries referred to in Article 3(2), or</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>the products may be used as materials in the context of cumulation for the manufacture of products for export to one of the countries referred to in Article 3(2), or</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>the products may be re-exported from the country of destination to one of the countries referred to in Article 3(2).</p></td></tr></tbody></table> 6. A movement certificate EUR-MED shall contain one of the following statements in English in box 7: <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>if origin has been obtained by application of cumulation with materials originating in one or more of the countries referred to in Article 3:</p><p> &#8220;CUMULATION APPLIED WITH&#8221; (name of the country/countries)</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>if origin has been obtained without the application of cumulation with materials originating in one or more of the countries referred to in Article 3:</p><p> &#8220;NO CUMULATION APPLIED&#8221;</p></td></tr></tbody></table> 7. The customs authorities issuing movement certificates EUR.1 or EUR-MED shall take any steps necessary to verify the originating status of the products and the fulfilment of the other requirements of this Protocol. For this purpose, they shall have the right to call for any evidence and to carry out any inspection of the exporter's accounts or any other check considered appropriate. They shall also ensure that the forms referred to in paragraph 2 are duly completed. In particular, they shall check whether the space reserved for the description of the products has been completed in such a manner as to exclude all possibility of fraudulent additions. 8. The date of issue of the movement certificate EUR.1 or EUR-MED shall be indicated in Box 11 of the certificate. 9. A movement certificate EUR.1 or EUR-MED shall be issued by the customs authorities and made available to the exporter as soon as actual exportation has been effected or ensured. Article 17 Movement certificates EUR.1 or EUR-MED issued retrospectively 1. Notwithstanding Article 16(9), a movement certificate EUR.1 or EUR-MED may exceptionally be issued after exportation of the products to which it relates if: <table><col/><col/><tbody><tr><td><p>(a)</p></td><td><p>it was not issued at the time of exportation because of errors or involuntary omissions or special circumstances;</p><p>or</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(b)</p></td><td><p>it is demonstrated to the satisfaction of the customs authorities that a movement certificate EUR.1 or EUR-MED was issued but was not accepted at importation for technical reasons.</p></td></tr></tbody></table> 2. Notwithstanding Article 16(9), a movement certificate EUR-MED may be issued after exportation of the products to which it relates and for which a movement certificate EUR.1 was issued at the time of exportation, provided that it is demonstrated to the satisfaction of the customs authorities that the conditions referred to in Article 16(5) are satisfied. 3. For the implementation of paragraphs 1 and 2, the exporter must indicate in his application the place and date of exportation of the products to which the movement certificate EUR.1 or EUR-MED relates, and state the reasons for his request. 4. The customs authorities may issue a movement certificate EUR.1 or EUR-MED retrospectively only after verifying that the information supplied in the exporter's application complies with that in the corresponding file. 5. Movement certificates EUR.1 or EUR-MED issued retrospectively shall be endorsed with the following phrase in English: <table><col/><col/><tbody><tr><td><p>&#160;</p></td><td><p> &#8220;ISSUED RETROSPECTIVELY&#8221;</p></td></tr></tbody></table> Movement certificates EUR-MED issued retrospectively by application of paragraph 2 shall be endorsed with the following phrase in English: <table><col/><col/><tbody><tr><td><p>&#160;</p></td><td><p>ISSUED RETROSPECTIVELY (Original EUR.1 No (date and place of issue)</p></td></tr></tbody></table> 6. The endorsement referred to in paragraph 5 shall be inserted in box 7 of the movement certificate EUR.1 or EUR-MED. Article 18 Issue of a duplicate movement certificate EUR.1 or EUR-MED 1. In the event of theft, loss or destruction of a movement certificate EUR.1 or EUR-MED, the exporter may apply to the customs authorities which issued it for a duplicate made out on the basis of the export documents in their possession. 2. The duplicate issued in this way shall be endorsed with the following word in English: <table><col/><col/><tbody><tr><td><p>&#160;</p></td><td><p> &#8220;DUPLICATE&#8221;</p></td></tr></tbody></table> 3. The endorsement referred to in paragraph 2 shall be inserted in box 7 of the duplicate movement certificate EUR.1 or EUR-MED. 4. The duplicate, which shall bear the date of issue of the original movement certificate EUR.1 or EUR-MED, shall take effect as from that date. Article 19 Issue of movement certificates EUR.1 or EUR-MED on the basis of a proof of origin issued or made out previously When originating products are placed under the control of a customs office in the Contracting Parties, it shall be possible to replace the original proof of origin by one or more movement certificates EUR.1 or EUR-MED for the purpose of sending all or some of these products elsewhere within the EEA. The replacement movement certificate(s) EUR.1 or EUR-MED shall be issued by the customs office under whose control the products are placed. Article 20 Accounting segregation 1. Where considerable cost or material difficulties arise in keeping separate stocks of originating and non-originating materials which are identical and interchangeable, the customs authorities may, at the written request of those concerned, authorise the so-called “accounting segregation” method (hereinafter referred to as the “method”) to be used for managing such stocks. 2. The method must be able to ensure that, for a specific reference period, the number of products obtained which could be considered as “originating” is the same as that which would have been obtained had there been physical segregation of the stocks. 3. The customs authorities may make the grant of authorisation referred to in paragraph 1, subject to any conditions deemed appropriate. 4. The method shall be applied and on the application thereof shall be recorded on the basis of the general accounting principles applicable in the country where the product was manufactured. 5. The beneficiary of the method may make out or apply for proofs of origin, as the case may be, for the quantity of products which may be considered as originating. At the request of the customs authorities, the beneficiary shall provide a statement of how the quantities have been managed. 6. The customs authorities shall monitor the use made of the authorisation and may withdraw it whenever the beneficiary makes improper use of the authorisation in any manner whatsoever or fails to fulfil any of the other conditions laid down in this Protocol. Article 21 Conditions for making out an origin declaration or an origin declaration EUR-MED 1. An origin declaration or an origin declaration EUR-MED as referred to in Article 15(1)(c) may be made out: <table><col/><col/><tbody><tr><td><p>(a)</p></td><td><p>by an approved exporter within the meaning of Article 22;</p><p>or</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(b)</p></td><td><p>by any exporter for any consignment consisting of one or more packages containing originating products whose total value does not exceed EUR 6&#160;000.</p></td></tr></tbody></table> 2. Without prejudice to paragraph 3, an origin declaration may be made out in the following cases: <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>if the products concerned may be considered as products originating in the EEA or in one of the countries referred to in Article 3(1) with which cumulation is applicable, without application of cumulation with materials originating in one of the countries referred to in Article 3(2), and fulfil the other requirements of this Protocol;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>if the products concerned may be considered as products originating in one of the countries referred to in Article 3(2) with which cumulation is applicable, without application of cumulation with materials originating in one of the countries referred to in Article 3 and fulfil the other requirements of this Protocol, provided a certificate EUR-MED or an origin declaration EUR-MED has been issued in the country of origin.</p></td></tr></tbody></table> 3. An origin declaration EUR-MED may be made out if the products concerned may be considered as products originating in the EEA or in one of the countries referred to in Article 3 with which cumulation is applicable, fulfil the requirements of this Protocol and: <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>cumulation was applied with materials originating in one of the countries referred to in Article 3(2), or</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>the products may be used as materials in the context of cumulation for the manufacture of products for export to one of the countries referred to in Article 3(2),</p><p>or</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>the products may be re-exported from the country of destination to one of the countries referred to in Article 3(2).</p></td></tr></tbody></table> 4. An origin declaration EUR-MED shall contain one of the following statements in English: <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>if origin has been obtained by application of cumulation with materials originating in one or more of the countries referred to in Article 3:</p><p> &#8220;CUMULATION APPLIED WITH&#8221; (name of the country/countries)</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>if origin has been obtained without application of cumulation with materials originating in one or more of the countries referred to in Article 3:</p><p> &#8220;NO CUMULATION APPLIED&#8221;.</p></td></tr></tbody></table> 5. The exporter making out an origin declaration or an origin declaration EUR-MED shall be prepared to submit at any time, at the request of the customs authorities of the exporting country, all appropriate documents proving the originating status of the products concerned as well as the fulfilment of the other requirements of this Protocol. 6. An origin declaration or an origin declaration EUR-MED shall be made out by the exporter by typing, stamping or printing on the invoice, the delivery note or another commercial document, the declaration, the texts of which appear in Annexes IVa and b, using one of the linguistic versions set out in these Annexes and in accordance with the provisions of the national law of the exporting country. If the declaration is handwritten, it shall be written in ink in printed characters. 7. Origin declarations and origin declarations EUR-MED shall bear the original signature of the exporter in manuscript. However, an approved exporter within the meaning of Article 22 shall not be required to sign such declarations provided that he gives the customs authorities of the exporting country a written undertaking that he accepts full responsibility for any origin declaration which identifies him as if it had been signed in manuscript by him. 8. An origin declaration or an origin declaration EUR-MED may be made out by the exporter when the products to which it relates are exported, or after exportation on condition that it is presented in the importing country at the latest two years after the importation of the products to which it relates. Article 22 Approved exporter 1. The customs authorities of the exporting country may authorise any exporter (hereinafter referred to as “approved exporter”) who makes frequent shipments of products under the Agreement to make out origin declarations or origin declarations EUR-MED irrespective of the value of the products concerned. An exporter seeking such authorisation shall offer to the satisfaction of the customs authorities all guarantees necessary to verify the originating status of the products as well as the fulfilment of the other requirements of this Protocol. 2. The customs authorities may grant the status of approved exporter subject to any conditions which they consider appropriate. 3. The customs authorities shall grant to the approved exporter a customs authorisation number which shall appear on the origin declaration or on the origin declaration EUR-MED. 4. The customs authorities shall monitor the use of the authorisation by the approved exporter. 5. The customs authorities may withdraw the authorisation at any time. They shall do so where the approved exporter no longer offers the guarantees referred to in paragraph 1, no longer fulfils the conditions referred to in paragraph 2 or otherwise makes an incorrect use of the authorisation. Article 23 Validity of proof of origin 1. A proof of origin shall be valid for four months from the date of issue in the exporting country and shall be submitted within the said period to the customs authorities of the importing country. 2. Proofs of origin which are submitted to the customs authorities of the importing country after the final date for presentation specified in paragraph 1 may be accepted for the purpose of applying preferential treatment, where the failure to submit these documents by the final date set is due to exceptional circumstances. 3. In other cases of belated presentation, the customs authorities of the importing country may accept the proofs of origin where the products have been submitted before the said final date. Article 24 Submission of proof of origin Proofs of origin shall be submitted to the customs authorities of the importing country in accordance with the procedures applicable in that country. The said authorities may require a translation of a proof of origin and may also require the import declaration to be accompanied by a statement from the importer to the effect that the products meet the conditions required for the implementation of the Agreement. Article 25 Importation by instalments Where, at the request of the importer and on the conditions laid down by the customs authorities of the importing country, dismantled or non-assembled products within the meaning of General Rule 2(a) of the Harmonised System falling within sections XVI and XVII or headings 7308 and 9406 of the Harmonised System are imported by instalments, a single proof of origin for such products shall be submitted to the customs authorities upon importation of the first instalment. Article 26 Exemptions from proof of origin 1. Products sent as small packages from private persons to private persons or forming part of travellers' personal luggage shall be admitted as originating products without requiring the submission of a proof of origin, provided that such products are not imported by way of trade and have been declared as meeting the requirements of this Protocol and where there is no doubt as to the veracity of such a declaration. In the case of products sent by post, this declaration can be made on customs declaration CN22/CN23 or on a sheet of paper annexed to that document. 2. Imports which are occasional and consist solely of products for the personal use of the recipients or travellers or their families shall not be considered as imports by way of trade if it is evident from the nature and quantity of the products that no commercial purpose is in view. 3. Furthermore, the total value of these products shall not exceed EUR 500 in the case of small packages or EUR 1 200 in the case of products forming part of travellers' personal luggage. Article 27 Supplier's declaration 1. When a movement certificate EUR.1 is issued, or an origin declaration is made out, in one of the Contracting Parties for originating products, in the manufacture of which goods coming from other Contracting Parties which have undergone working or processing in the EEA without having obtained preferential originating status have been used, account shall be taken of the supplier's declaration given for these goods in accordance with this Article. 2. The supplier's declaration referred to in paragraph 1 shall serve as evidence of the working or processing undergone in the EEA by the goods concerned for the purpose of determining whether the products in the manufacture of which these goods are used, may be considered as products originating in the EEA and fulfil the other requirements of this Protocol. 3. A separate supplier's declaration shall, except in cases provided in paragraph 4, be made out by the supplier for each consignment of goods in the form prescribed in Annex V on a sheet of paper annexed to the invoice, the delivery note or any other commercial document describing the goods concerned in sufficient detail to enable them to be identified. 4. Where a supplier regularly supplies a particular customer with goods for which the working or processing undergone in the EEA is expected to remain constant for considerable periods of time, he may provide a single supplier's declaration to cover subsequent consignments of those goods, hereinafter referred to as a “long-term supplier's declaration”. A long-term supplier's declaration may normally be valid for a period of up to one year from the date of making out the declaration. The customs authorities of the country where the declaration is made out lay down the conditions under which longer periods may be used. The long term supplier's declaration shall be made out by the supplier in the form prescribed in Annex VI and shall describe the goods concerned in sufficient detail to enable them to be identified. It shall be provided to the customer concerned before he is supplied with the first consignment of goods covered by this declaration or together with his first consignment. The supplier shall inform his customer immediately if the long-term supplier's declaration is no longer applicable to the goods supplied. 5. The supplier's declaration referred to in paragraphs 3 and 4 shall be typed or printed using one of the languages in which the Agreement is drawn up, in accordance with the provisions of the national law of the country where it is made out, and shall bear the original signature of the supplier in manuscript. The declaration may also be hand-written; in such a case, it shall be written in ink in printed characters. 6. The supplier making out a declaration must be prepared to submit at any time, at the request of the customs authorities of the country where the declaration is made out, all appropriate documents proving that the information given on this declaration is correct. Article 28 Supporting documents The documents referred to in Articles 16(3), 21(5) and 27(6) used for the purpose of proving that products covered by a movement certificate EUR.1 or EUR-MED or an origin declaration or origin declaration EUR-MED may be considered as products originating in the EEA or in one of the countries referred to in Article 3 and fulfil the other requirements of this Protocol and that the information given in a supplier's declaration is correct, may consist, inter alia, of the following: <table><col/><col/><tbody><tr><td><p>(a)</p></td><td><p>direct evidence of the processes carried out by the exporter or supplier to obtain the goods concerned, contained for example in his accounts or internal book keeping;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(b)</p></td><td><p>documents proving the originating status of materials used, issued or made out in the Contracting Party where these documents are used in accordance with national law;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(c)</p></td><td><p>documents proving the working or processing of materials in the EEA, issued or made out in the Contracting Party where these documents are used in accordance with national law;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(d)</p></td><td><p>movement certificates EUR.1 or EUR-MED or origin declarations or origin declarations EUR-MED proving the originating status of materials used, issued or made out in the Contracting Parties in accordance with this Protocol, or in one of the countries referred to in Article 3, in accordance with rules of origin which are identical to the rules in this Protocol.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(e)</p></td><td><p>supplier's declarations proving the working or processing undergone in the EEA by materials used, made out in the Contracting Parties in accordance with this Protocol;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(f)</p></td><td><p>appropriate evidence concerning working or processing undergone outside the EEA by application of Article 11, proving that the requirements of that Article have been satisfied.</p></td></tr></tbody></table> Article 29 Preservation of proof of origin, supplier's declarations and supporting documents 1. The exporter applying for the issue of a movement certificate EUR.1 or EUR-MED shall keep for at least three years the documents referred to in Article 16(3). 2. The exporter making out an origin declaration or origin declaration EUR-MED shall keep for at least three years a copy of this origin declaration as well as the documents referred to in Article 21(5). 3. The supplier making out a supplier's declaration shall keep for at least three years copies of the declaration and of the invoice, delivery notes or other commercial document to which this declaration is annexed as well as the documents referred to in Article 27(6). The supplier making out a long-term supplier's declaration shall keep for at least three years copies of the declaration and of all the invoices, delivery notes or other commercial documents concerning goods covered by that declaration sent to the customer concerned, as well as the documents referred to in Article 27(6). This period shall begin from the date of expiry of validity of the long-term supplier's declaration. 4. The customs authorities of the exporting country issuing a movement certificate EUR.1 or EUR-MED shall keep, for at least three years, the application form referred to in Article 16(2). 5. The customs authorities of the importing country shall keep for at least three years the movement certificates EUR.1 and EUR-MED and the origin declarations and origin declarations EUR-MED submitted to them. Article 30 Discrepancies and formal errors 1. The discovery of slight discrepancies between the statements made in the proof of origin and those made in the documents submitted to the customs office for the purpose of carrying out the formalities for importing the products shall not ipso facto render the proof of origin null and void if it is duly established that this document does correspond to the products submitted. 2. Obvious formal errors such as typing errors on a proof of origin should not cause this document to be rejected if these errors are not such as to create doubts concerning the correctness of the statements made in this document. Article 31 Amounts expressed in euro 1. For the application of the provisions of Article 21(1)(b) and Article 26(3) in cases where products are invoiced in a currency other than euro, amounts in the national currencies of the Member States of the European Union and of the countries referred to in Article 3 equivalent to the amounts expressed in euro shall be fixed annually by each of the countries concerned. 2. A consignment shall benefit from the provisions of Article 21(1)(b) or Article 26(3) by reference to the currency in which the invoice is drawn up, according to the amount fixed by the country concerned. 3. The amounts to be used in any given national currency shall be the equivalent in that currency of the amounts expressed in euro as at the first working day of October each year. The amounts shall be communicated to the European Commission by 15 October and shall apply from 1 January the following year. The European Commission shall notify all countries concerned of the relevant amounts. 4. A country may round up or down the amount resulting from the conversion into its national currency of an amount expressed in euro. The rounded-off amount may not differ from the amount resulting from the conversion by more than 5 %. A country may retain unchanged its national currency equivalent of an amount expressed in euro if, at the time of the annual adjustment provided for in paragraph 3, the conversion of that amount, prior to any rounding-off, results in an increase of less than 15 % cent in the national currency equivalent. The national currency equivalent may be retained unchanged if the conversion were to result in a decrease in that equivalent value. 5. The amounts expressed in euro shall be reviewed by the EEA Joint Committee at the request of the Contracting Parties. When carrying out this review, the EEA Joint Committee shall consider the desirability of preserving the effects of the limits concerned in real terms. For this purpose, it may decide to modify the amounts expressed in euro. TITLE VI ARRANGEMENTS FOR ADMINISTRATIVE COOPERATION Article 32 Administrative cooperation 1. The customs authorities of the Contracting Parties shall provide each other, through the European Commission, with specimen impressions of stamps used in their customs offices for the issue of movement certificates EUR.1 and EUR-MED, and with the addresses of the customs authorities responsible for verifying those certificates, origin declarations and origin declarations EUR-MED or suppliers' declarations. 2. In order to ensure the proper application of this Protocol, the Contracting Parties shall assist each other, through the competent customs administrations, in checking the authenticity of the movement certificates EUR.1 and EUR-MED, the origin declarations and the origin declarations EUR-MED or the suppliers' declarations and the correctness of the information given in these documents. Article 33 Verification of proofs of origin 1. Subsequent verifications of proofs of origin shall be carried out at random or whenever the customs authorities of the importing country have reasonable doubts as to the authenticity of such documents, the originating status of the products concerned or the fulfilment of the other requirements of this Protocol. 2. For the purposes of implementing paragraph 1, the customs authorities of the importing country shall return the movement certificate EUR.1 or EUR-MED and the invoice, if it has been submitted, the origin declaration or the origin declaration EUR-MED, or a copy of these documents, to the customs authorities of the exporting country giving, where appropriate, the reasons for the request for verification. Any documents and information obtained suggesting that the information given on the proof of origin is incorrect shall be forwarded in support of the request for verification. 3. The verification shall be carried out by the customs authorities of the exporting country. For this purpose, they shall have the right to call for any evidence and to carry out any inspection of the exporter's accounts or any other check considered appropriate. 4. If the customs authorities of the importing country decide to suspend the granting of preferential treatment to the products concerned while awaiting the results of the verification, release of the products shall be offered to the importer subject to any precautionary measures judged necessary. 5. The customs authorities requesting the verification shall be informed of the results thereof as soon as possible. These results shall indicate clearly whether the documents are authentic and whether the products concerned may be considered as products originating in the EEA or in one of the countries referred to in Article 3 and fulfil the other requirements of this Protocol. 6. If in cases of reasonable doubt there is no reply within 10 months of the date of the verification request or if the reply does not contain sufficient information to determine the authenticity of the document in question or the real origin of the products, the requesting customs authorities shall, except in exceptional circumstances, refuse entitlement to the preferences. Article 34 Verification of supplier's declarations 1. Subsequent verifications of suppliers' declarations or long-term suppliers' declarations may be carried out at random or whenever the customs authorities of the country, where such declarations have been taken into account to issue a movement certificate EUR. 1 or EUR-MED or to make out an origin declaration or origin declaration EUR-MED, have reasonable doubts as to the authenticity of the document or the correctness of the information given in this document. 2. For the purposes of implementing paragraph 1, the customs authorities of the country referred to in paragraph 1 shall return the supplier's declaration and invoice(s), delivery note(s) or other commercial documents concerning goods covered by this declaration, to the customs authorities of the country where the declaration was made out, giving, where appropriate, the reasons of substance or form for the request for verification. They shall forward, in support of the request for subsequent verification, any documents and information that have been obtained suggesting that the information given in the supplier's declaration is incorrect. 3. The verification shall be carried out by the customs authorities of the country where the supplier's declaration was made out. For this purpose, they shall have the right to call for any evidence and carry out any inspection of the supplier's accounts or any other check which they consider appropriate. 4. The customs authorities requesting the verification shall be informed of the results thereof as soon as possible. These results shall indicate clearly whether the information given in the supplier's declaration is correct and make it possible for them to determine whether and to what extent this supplier's declaration could be taken into account for issuing a movement certificate EUR.1 or EUR-MED or for making out an origin declaration or origin declaration EUR-MED. Article 35 Dispute settlement Where disputes arise in relation to the verification procedures of Articles 33 and 34 which cannot be settled between the customs authorities requesting a verification and the customs authorities responsible for carrying out this verification or where they raise a question as to the interpretation of this Protocol, they shall be submitted to the EEA Joint Committee. In all cases the settlement of disputes between the importer and the customs authorities of the importing country shall take place under the legislation of that country. Article 36 Penalties Penalties shall be imposed on any person who draws up, or causes to be drawn up, a document which contains incorrect information for the purpose of obtaining a preferential treatment for products. Article 37 Free zones 1. The Contracting Parties shall take all necessary steps to ensure that products traded under cover of a proof of origin which in the course of transport use a free zone situated in their territory, are not substituted by other goods and do not undergo handling other than normal operations designed to prevent their deterioration. 2. By way of derogation from paragraph 1, when products originating in the EEA are imported into a free zone under cover of a proof of origin and undergo treatment or processing, the authorities concerned shall issue a new movement certificate EUR.1 or EUR-MED at the exporter's request, if the treatment or processing undergone complies with the provisions of this Protocol. TITLE VII CEUTA AND MELILLA Article 38 Application of the Protocol 1. The term “EEA” used in this protocol does not cover Ceuta and Melilla. The term “products originating in the EEA” does not cover products originating in Ceuta and Melilla. 2. For the purpose of applying Protocol 49 concerning products originating in Ceuta and Melilla, this Protocol shall apply, mutatis mutandis , subject to the special conditions set out in Article 39. Article 39 Special conditions 1. Providing they have been transported directly in accordance with Article 12, the following shall be considered as: <table><col/><col/><tbody><tr><td><p>(1)</p></td><td><p>products originating in Ceuta and Melilla:</p><table><col/><col/><tbody><tr><td><p>(a)</p></td><td><p>products wholly obtained in Ceuta and Melilla;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(b)</p></td><td><p>products obtained in Ceuta and Melilla in the manufacture of which products other than those referred to in (a) are used, provided that:</p><table><col/><col/><tbody><tr><td><p>(i)</p></td><td><p>the said products have undergone sufficient working or processing within the meaning of Article 5;</p><p>or that</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(ii)</p></td><td><p>those products originate in the EEA, provided that they have been submitted to working or processing which goes beyond the operations referred to in Article 6.</p></td></tr></tbody></table></td></tr></tbody></table></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(2)</p></td><td><p>products originating in the EEA:</p><table><col/><col/><tbody><tr><td><p>(a)</p></td><td><p>products wholly obtained in the EEA;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(b)</p></td><td><p>products obtained in the EEA, in the manufacture of which products other than those referred to in (a) are used, provided that:</p><table><col/><col/><tbody><tr><td><p>(i)</p></td><td><p>the said products have undergone sufficient working or processing within the meaning of Article 5;</p><p>or that</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(ii)</p></td><td><p>those products originate in Ceuta and Melilla or in the EEA, provided that they have been submitted to working or processing which goes beyond the operations referred to in Article 6.</p></td></tr></tbody></table></td></tr></tbody></table></td></tr></tbody></table> 2. Ceuta and Melilla shall be considered as a single territory. 3. The exporter or his authorised representative shall enter “EEA” and “Ceuta and Melilla” in box 2 of movement certificates EUR.1 or EUR-MED or on origin declarations or on origin declarations EUR-MED. In addition, in the case of products originating in Ceuta and Melilla, this shall be indicated in box 4 of movement certificates EUR.1 or EUR-MED or on origin declarations or on the origin declarations EUR-MED. 4. The Spanish customs authorities shall be responsible for the application of this Protocol in Ceuta and Melilla. ‘ANNEX I Introductory notes to the list in Annex II See Annex I to Appendix I to the Regional Convention on pan-Euro-Mediterranean preferential rules of origin Any reference to “this Appendix” in Note 1 and 3.1. of Annex I to Appendix I to the Regional Convention on pan-Euro-Mediterranean preferential rules of origin should be read as a references to “this Protocol”. ‘ANNEX II List of working or processing required to be carried out on non-originating materials in order for the product manufactured to obtain originating status See Annex II to Appendix I to the Regional Convention on pan-Euro-Mediterranean preferential rules of origin. ‘ANNEX IIIa Specimens of movement certificate EUR.1 and application for a movement certificate EUR.1 See Annex IIIa to Appendix I to the Regional Convention on pan-Euro-Mediterranean preferential rules of origin. ‘ANNEX IIIb Specimens of movement certificate EUR-MED and application for a movement certificate EUR-MED See Annex IIIb to Appendix I to the Regional Convention on pan-Euro-Mediterranean preferential rules of origin. ‘ANNEX IVa Text of the origin declaration See Annex IVa to Appendix I to the Regional Convention on pan-Euro-Mediterranean preferential rules of origin. ‘ANNEX IVb Text of the origin declaration EUR-MED See Annex IVb to Appendix I to the Regional Convention on pan-Euro-Mediterranean preferential rules of origin. ‘ANNEX V Supplier's declaration The supplier's declaration, the text of which is given below, must be made out in accordance with the footnotes. However, the footnotes do not have to be reproduced. Text of image SUPPLIER’S DECLARATION for goods which have undergone working or processing in the EEA without having obtained preferencial origin status I, the undersigned, supplier of the goods covered by the annexed document, declare that: 1. The following materials which do not originate in the EEA have been used in the EEA to produce these goods: Description of the good supplied (1) Description of non-originating materials used Heading of non-originating materials used (2) Value of non-originating materials used (2) (3) Total 2. All the other materials used in the EEA to produce these goods originate in the EEA. 3. The following goods have undergone working or processing outside the EEA in accordance with Article 11 of Protocol 4 to the Agreement and have acquired the following total added value there: Description of the goods supplied Total value acquired outside the EEA (4) (Place and date) (Address and signature of the supplier; in addition the name of the person signing the declaration must be indicated in clear script) (1) When the invoice, delivery note or other commercial document to which the declaration is annexed relates to different kinds of goods, or to goods which do not incorporate non-originating materials to the same extent, the supplier must clearly differentiate them. Example: The document relates to different models of electric motor of heading 8501 to be used in the manufacture of washing machines of heading 8450. The nature and value of the non-originating materials used in the manufacture of these motors differ from one model to another. The models must therefore be differentiated in the first column and the indications in the other columns must be provided separately for each of the models to make it possible for the manufacturer of washing machines to make a correct assessment of the originating status of his products depending on which model of electrical motor he uses. Text of image (2) The indications requested in these columns should only be given if they are necessary. Example: The rule for garments of ex Chapter 62 says that non-originating yarn may be used. If a manufacturer of such garments in France uses fabric imported from Norway which has been obtained there by weaving non-originating yarn, it is sufficient for the Norwegian supplier to describe in his declaration the non-originating material used as yarn, without it being necessary to indicate the heading and value of such yarn. A producer of iron of heading 7217 who has produced it from non-originating iron bars should indicate in the second column "bars of iron". Where this wire is to be used in the production of a machine, for which the rule contains a limitation for all non-originating materials used to a certain percentage value, it is necessary to indicate in the third column the value of non-originating bars. (3) "Value of materials" means the customs value at the time of importation of the non-originating materials used, or, if this is not known and cannot be ascertained, the first ascertainable price paid for the materials in the EEA. The exact value for each non-originating material used must be given per unit of the goods specified in the first column. (4) "Total added value" shall mean all costs accumulated outside the EEA, including the value of all materials added there. The exact total added value acquired outside the EEA must be given per unit of the goods specified in the first column. ‘ANNEX VI Long-term supplier's declaration The long-term supplier's declaration, the text of which is given below, must be made out in accordance with the footnotes. However, the footnotes do not have to be reproduced. Text of image LONG-TERM SUPPLIER'S DECLARATION for goods which have undergone working or processing in the EEA without having obtained preferential originating status I, the undersigned, supplier of the goods covered by this document, which are regularly supplied to (1) declare that: 1. The following materials which do not originate in the EEA have been used in the EEA to produce these goods: Description of the good supplied (2) Description of non-originating materials used Heading of non-originating materials used (3) Value of non-originating materials used (3) (4) Total 2. All the other materials used in the EEA to produce these goods originate in the EEA; 3. The following goods have undergone working or processing outside the EEA in accordance with Article 11 of Protocol 4 to the Agreement and have acquired the following total added value there: Description of the goods supplied Total value acquired outside the EEA (5) Text of image This declaration is valid for all subsequent consignments of these goods dispatched from to (6) I undertake to inform (1) immediately if this declaration is no longer valid. (Place and date) (Address and signature of the supplier; in addition the name of the person signing the declaration must be indicated in clear script) (1) Name and address of the customer. (2) When the invoice, delivery note or other commercial document to which the declaration is annexed relates to different kinds of goods, or to goods which do not incorporate non-originating materials to the same extent, the supplier must clearly differentiate them. Example: The document relates to different models of electric motor of heading 8501 to be used in the manufacture of washing machines of heading 8450. The nature and value of the non-originating materials used in the manufacture of these motors differ from one model to another. The models must therefore be differentiated in the first column and the indications in the other columns must be provided separately for each of the models to make it possible for the manufacturer of washing machines to make a correct assessment of the originating status of his products depending on which model of electrical motor he uses. (3) The indications requested in these columns should only be given if they are necessary. Examples: The rule for garments of ex Chapter 62 says that non-originating yarn may be used. If a manufacturer of such garments in France uses fabric imported from Norway which has been obtained there by weaving non-originating yarn, it is sufficient for the European Union supplier to describe in his declaration the non-originating material used as yarn, without it being necessary to indicate the heading and value of such yarn. A producer of iron of heading 7217 who has produced it from non-originating iron bars should indicate in the second column 'bars of iron'. Where this wire is to be used in the production of a machine, for which the rule contains a limitation for all non-originating materials used to a certain percentage value, it is necessary to indicate in the third column the value of non-originating bars. (4) "Value of materials" means the customs value at the time of importation of the non-originating materials used, or, if this is not known and cannot be ascertained, the first ascertainable price paid for the materials in the EEA. The exact value for each non-originating material used must be given per unit of the goods specified in the first column. (5) "Total added value" shall mean all costs accumulated outside the EEA, including the value of all materials added there. The exact total added value acquired outside the EEA must be given per unit of the goods specified in the first column. (6) Insert dates. The period of validity of the long term supplier’s declaration should not normally exceed 12 months, subject to the conditions laid down by the customs authorities of the country where the long term supplier’s declaration is made out. JOINT DECLARATION concerning the acceptance of proofs of origin issued within the framework of the agreements referred to in Article 3 of Protocol 4 for products originating in the European Union, Iceland or Norway <table><col/><col/><col/><tbody><tr><td/><td><p>1.</p></td><td><span>Proofs of origin issued within the framework of the agreements referred to in Article 3 of Protocol 4 for products originating in the European Union, Iceland or Norway shall be accepted for the purpose of granting preferential tariff treatment provided for by the EEA Agreement.</span></td></tr></tbody></table> <table><col/><col/><col/><tbody><tr><td/><td><p>2.</p></td><td><span>Such products shall be considered as materials originating in the EEA when incorporated into a product obtained there. It shall not be necessary for such materials to have undergone sufficient working or processing.</span></td></tr></tbody></table> <table><col/><col/><col/><tbody><tr><td/><td><p>3.</p></td><td><span>Furthermore, in so far as such products are covered by the EEA Agreement they shall be considered as originating in the EEA when re-exported to another EEA Contracting Party.</span></td></tr></tbody></table> JOINT DECLARATION concerning the Principality of Andorra <table><col/><col/><col/><tbody><tr><td/><td><p>1.</p></td><td><span>Products originating in the Principality of Andorra falling within Chapters 25 to 97 of the Harmonised System shall be accepted by Iceland, Liechtenstein and Norway as originating in the European Union within the meaning of the Agreement.</span></td></tr></tbody></table> <table><col/><col/><col/><tbody><tr><td/><td><p>2.</p></td><td><span>Protocol 4 shall apply,<span>mutatis mutandis</span>, for the purpose of defining the originating status of the abovementioned products.</span></td></tr></tbody></table> JOINT DECLARATION concerning the Republic of San Marino <table><col/><col/><col/><tbody><tr><td/><td><p>1.</p></td><td><span>Products originating in the Republic of San Marino shall be accepted by Iceland, Liechtenstein and Norway as originating in the European Union within the meaning of the Agreement.</span></td></tr></tbody></table> <table><col/><col/><col/><tbody><tr><td/><td><p>2.</p></td><td><span>Protocol 4 shall apply,<span>mutatis mutandis</span> for the purpose of defining the originating status of the abovementioned products.</span></td></tr></tbody></table> JOINT DECLARATION concerning the withdrawal of a Contracting Party from the Regional Convention on pan-Euro-Mediterranean preferential rules of origin <table><col/><col/><col/><tbody><tr><td/><td><p>1.</p></td><td><span>Should a Contracting Party to the EEA give notice in writing to the depositary of the Regional Convention on pan-Euro-Mediterranean preferential rules of origin of their intention to withdraw from the Convention according to its Article 9, the withdrawing Contracting Party shall immediately enter into negotiations on rules of origin with all other EEA Contracting Parties for the purpose of implementing this Agreement.</span></td></tr></tbody></table> <table><col/><col/><col/><tbody><tr><td/><td><p>2.</p></td><td><span>Until the entry into force of such newly negotiated rules of origin, the rules of origin contained in Appendix I and, where appropriate, the relevant provisions of Appendix II to the Regional Convention on pan-Euro-Mediterranean preferential rules of origin, applicable at the moment of withdrawal, shall apply<span>mutatis mutandis</span> between the withdrawing Contracting Party and the other EEA Contracting Parties. However, as of the moment of withdrawal, the rules of origin contained in Appendix I and, where appropriate, the relevant provisions of Appendix II to the Convention shall be construed so as to allow bilateral cumulation between the withdrawing Contracting Party and the other EEA Contracting Parties only.</span></td></tr></tbody></table> ’ ( 1 ) The Principality of Liechtenstein has a customs union with Switzerland, and is a Contracting Party to the Agreement of the European Economic Area. <note> ( 2 ) Albania, Bosnia and Herzegovina, the former Yugoslav Republic of Macedonia, Montenegro, Serbia and Kosovo under UNSC Resolution 1244/99. ( 3 ) Egypt, Israel, Jordan, Lebanon, Morocco, Syria, Tunisia, Palestine (*This designation shall not be construed as recognition of a State of Palestine and is without prejudice to the individual positions of the Member States on this issue). </note>

ENG

32015D0285

<table><col/><col/><col/><col/><tbody><tr><td><p>11.5.2021&#160;&#160;&#160;</p></td><td><p>EN</p></td><td><p>Official Journal of the European Union</p></td><td><p>L 165/15</p></td></tr></tbody></table> COUNCIL REGULATION (EU, Euratom) 2021/770 of 30 April 2021 on the calculation of the own resource based on plastic packaging waste that is not recycled, on the methods and procedure for making available that own resource, on the measures to meet cash requirements, and on certain aspects of the own resource based on gross national income THE COUNCIL OF THE EUROPEAN UNION, Having regard to the Treaty on the Functioning of the European Union, and in particular Article 322(2) thereof, Having regard to the Treaty establishing the European Atomic Energy Community, and in particular Article 106a thereof, Having regard to the proposal from the European Commission, Having regard to the opinion of the European Parliament ( 1 ) , Having regard to the opinion of the European Court of Auditors ( 2 ) , Whereas: <table><col/><col/><tbody><tr><td><p>(1)</p></td><td><p>The Union must have the own resource based on plastic packaging waste that is not recycled referred to in point (c) of Article&#160;2(1) of Council Decision (EU, Euratom) 2020/2053&#160;<a>(<span>3</span>)</a> (the &#8216;own resource based on non-recycled plastic packaging waste&#8217;) available on the best possible conditions and, accordingly, rules should be laid down for the Member States to provide the Commission with that own resource.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(2)</p></td><td><p>Council Regulation (EU, Euratom) No&#160;609/2014&#160;<a>(<span>4</span>)</a> lays down rules on making available to the Commission the own resources of the Union referred to in points (a), (b) and (d) of Article&#160;2(1) of Decision (EU, Euratom) 2020/2053, and on administrative arrangements that are common to other own resources and that can be applied, where appropriate,<span>mutatis mutandis</span> in the absence of one single regulation governing the making available of all the own resources of the Union.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(3)</p></td><td><p>Member States should put at the disposal of the Commission the documents and information necessary for the Commission to exercise the power conferred upon it as regards the own resources of the Union. In particular, Member States should send periodic statements relating to the own resource based on non-recycled plastic packaging waste to the Commission.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(4)</p></td><td><p>Member States should be able at all times to provide the Commission with the documents substantiating the amount of the own resource based on non-recycled plastic packaging waste that was calculated.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(5)</p></td><td><p>The determination of the applicable uniform call rate of the own resource based on gross national income (GNI) referred to in point (d) of Article&#160;2(1) of Decision (EU, Euratom) 2020/2053 (the &#8216;GNI-based own resource&#8217;) should be done after revenue from all the other own resources referred to in points (a), (b) and (c) of Article&#160;2(1) of that Decision, and revenue from financial contributions to supplementary research and technological development programmes and other revenue have been added.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(6)</p></td><td><p>The gross reductions in annual GNI-based contributions granted to Denmark, Germany, Austria, the Netherlands and Sweden under Article&#160;2(4) of Decision (EU, Euratom) 2020/2053 should be taken into account for the entry of the GNI-based own resource in the accounts pursuant to the third subparagraph of Article&#160;6(3) of Regulation (EU, Euratom) No&#160;609/2014 and for the making available of that own resource pursuant to Article&#160;10a of that Regulation.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(7)</p></td><td><p>In order to ensure that the budget of the Union is financed in all circumstances, a procedure should be laid down for Member States to make available to the Union, in the form of monthly twelfths, the own resource based on non-recycled plastic packaging waste entered in the budget and subsequently to adjust the amounts made available.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(8)</p></td><td><p>The methodology for calculating the own resource based on non-recycled plastic packaging waste should be clearly set out, taking into account the applicable uniform call rate under point (c) of Article&#160;2(1) of Decision (EU, Euratom) 2020/2053.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(9)</p></td><td><p>The own resource based on non-recycled plastic packaging waste should be made available in the form of an entry of the amounts due in the account opened under Regulation (EU, Euratom) No&#160;609/2014 for that purpose in the name of the Commission with the treasury or with the body appointed by each Member State.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(10)</p></td><td><p>In the interest of simplification, the procedure for adjusting the own resource based on non-recycled plastic packaging waste should be aligned with the adjustment provisions for existing own resources. The overall amount of any adjustments should be immediately redistributed among the Member States.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(11)</p></td><td><p>The Commission should have sufficient cash resources to comply with the regulatory requirements for payments concentrated in the opening months of the year, in so far as it is justified by cash requirements.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(12)</p></td><td><p>In order to achieve the Union&#8217;s objectives, the procedure for calculating interest should ensure in particular that the own resource based on non-recycled plastic packaging waste is made available in a timely manner and in full. Member States should pay interest in the event of delays in entering that own resource into the accounts. In accordance with the principle of sound financial management, care should be taken to ensure that the cost of recovering the interest due on the own resource based on non-recycled plastic packaging waste that was belatedly made available should not exceed the amount of the interest payable.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(13)</p></td><td><p>A reliable and rapid review procedure should be established in order to resolve possible disputes that may arise between a Member State and the Commission concerning the amount of any adjustments to the statements relating to the own resource based on non-recycled plastic packaging waste or concerning whether an alleged failure to provide data can be attributed to a Member State, thereby avoiding time-consuming and costly infringement proceedings before the Court of Justice of the European Union.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(14)</p></td><td><p>In order to facilitate the proper application of the financial rules relating to the own resource based on non-recycled plastic packaging waste, it is necessary to include provisions ensuring close cooperation between Member States and the Commission.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(15)</p></td><td><p>In order to ensure uniform conditions for the implementation of this Regulation, implementing powers should be conferred on the Commission as regards establishing forms for the statements relating to the own resource based on non-recycled plastic packaging waste and as regards further specifying the procedure for the review to resolve possible disputes between a Member State and the Commission. Those powers should be exercised in accordance with Regulation (EU) No&#160;182/2011 of the European Parliament and of the Council&#160;<a>(<span>5</span>)</a>.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(16)</p></td><td><p>The advisory procedure should be used for the adoption of implementing acts in order to establish forms for the statements relating to the own resource based on non-recycled plastic packaging waste given the technical nature of those acts.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(17)</p></td><td><p>To facilitate the introduction of the own resource based on non-recycled plastic packaging waste, Member States should provide forecasts by the last day of the second month following the entry into force of this Regulation. Those forecasts should be based on the best estimate of the weight of plastic packaging waste that is not recycled, calculated in accordance with the revised methodology set out in European Parliament and Council Directive 94/62/EC&#160;<a>(<span>6</span>)</a> as amended by Directive (EU) 2018/852 of the European Parliament and of the Council&#160;<a>(<span>7</span>)</a> and Commission Decision 2005/270/EC&#160;<a>(<span>8</span>)</a> as amended by Commission Implementing Decision (EU) 2019/665&#160;<a>(<span>9</span>)</a> (the &#8216;revised methodology&#8217;). To facilitate the transition to the revised methodology, it should be possible for Member States to provide their forecasts in the years 2021 and&#160;2022 on the basis of the previous methodology.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(18)</p></td><td><p>For reasons of consistency, this Regulation should enter into force on the same day as Decision (EU, Euratom) 2020/2053 and should apply from the same date of application as that Decision, that is, from 1&#160;January 2021,</p></td></tr></tbody></table> HAS ADOPTED THIS REGULATION: CHAPTER I GENERAL PROVISIONS Article 1 Subject matter This Regulation lays down rules on calculating the own resource based on plastic packaging waste that is not recycled referred to in point (c) of Article 2(1) of Decision (EU, Euratom) 2020/2053 (the ‘own resource based on non-recycled plastic packaging waste’), on making that own resource available to the Commission, on the measures to meet cash requirements, and on specific effects on the calculation of the applicable uniform call rate of the own resource based on gross national income (GNI) referred to in point (d) of Article 2(1) of that Decision (the ‘GNI-based own resource’). Article 2 Conservation of supporting documents 1. The supporting documents relating to the own resource based on non-recycled plastic packaging waste shall be kept by the Member States until 31 July of the fifth year following the financial year in question. 2. If verification pursuant to Article 2(5) of Council Regulation (EU, Euratom) 2021/768 ( 10 ) concerning the supporting documents referred to in paragraph 1 of this Article shows that a correction or adjustment is required, those documents shall be kept beyond the time limit provided for in paragraph 1 of this Article for a sufficient period to permit the correction or adjustment to be made and monitored. 3. Where a dispute between a Member State and the Commission concerning the obligation to make available a certain amount of the own resource based on non-recycled plastic packaging waste or concerning allegations involving inspections or failures to provide data is settled by mutual agreement, by a decision of the Commission or by a decision of the Court of Justice of the European Union, Member State shall transmit the supporting documents necessary for the financial follow-up to the Commission within two months after that settlement. Article 3 Administrative cooperation 1. Each Member State shall inform the Commission of the following: <table><col/><col/><tbody><tr><td><p>(a)</p></td><td><p>the names of the departments or agencies responsible for calculating, establishing, making available and controlling the own resource based on non-recycled plastic packaging waste, and the basic provisions relating to the role and operation of those departments and agencies;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(b)</p></td><td><p>the general provisions laid down by law, regulation or administrative action and those relating to the accounting procedure concerning the calculation, establishment, making available and control by the Commission of the own resource based on non-recycled plastic packaging waste;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(c)</p></td><td><p>the precise title of all administrative and accounting records in which the own resource based on non-recycled plastic packaging waste is entered, in particular those used for drawing up the accounts provided for in Article&#160;5.</p></td></tr></tbody></table> The Commission shall be informed immediately of any change in the names referred to in point (a) of the first subparagraph or provisions referred to in point (b) of the first subparagraph. 2. The Commission shall, at the request of a Member State, transmit to all Member States the information referred to in paragraph 1. Article 4 Specific effects on the GNI-based own resource 1. For the purposes of setting the uniform rate as referred to in Article 5 of Regulation (EU, Euratom) No 609/2014, the revenue referred to in point (c) of Article 2(1) of Decision (EU, Euratom) 2020/2053 shall be added to the revenues referred to in points (a) and (b) of Article 2(1) of that Decision in order to calculate the part of the budget to be covered by the GNI-based own resource. 2. The third subparagraph of Article 6(3) and Article 10a of Regulation (EU, Euratom) No 609/2014 shall apply to the gross reductions in annual GNI-based contributions granted to Denmark, Germany, Austria, the Netherlands and Sweden under Article 2(4) of Decision (EU, Euratom) 2020/2053. CHAPTER II ACCOUNTS FOR THE OWN RESOURCE BASED ON NON-RECYCLED PLASTIC PACKAGING WASTE Article 5 Entry in the accounts and reporting 1. Accounts for the own resource based on non-recycled plastic packaging waste shall be kept by the treasury of each Member State or by a public entity exercising similar functions (‘treasury’), or by the national central bank of each Member State. 2. For own-resources accounting purposes, the month shall end no earlier than 1 p.m. on the last working day of the month during which the calculation or the establishment took place. 3. The twelfths of the own resource based on non-recycled plastic packaging waste shall be entered in the accounts on the first working day of each month. The result of the calculation referred to in Article 9 shall be recorded annually. 4. By 15 April of each year, each Member State shall send to the Commission forecasts of the weight of plastic packaging waste that is not recycled for the current and the following year. 5. By 31 July of each year, each Member State shall send to the Commission an annual statement for the year two years before the current year (‘n-2’) providing statistical data on the weight of plastic packaging waste generated in the Member State and on the weight of that plastic packaging waste that was recycled, the weights being provided in kilograms, and an annual statement for the year n-2 providing the calculation of the amount of the own resource based on non-recycled plastic packaging waste in accordance with Article 6. 6. The Commission shall adopt implementing acts establishing forms for the statements relating to the own resource based on non-recycled plastic packaging waste, referred to in paragraph 5 of this Article. Those implementing acts shall be adopted in accordance with the advisory procedure referred to in Article 14(2). CHAPTER III CALCULATION OF THE OWN RESOURCE BASED ON NON-RECYCLED PLASTIC PACKAGING WASTE Article 6 Calculation of the own resource based on non-recycled plastic packaging waste 1. The own resource based on non-recycled plastic packaging waste shall be calculated as set out in point (c) of Article 2(1) of Decision (EU, Euratom) 2020/2053. The weight of plastic packaging waste that is not recycled shall be calculated in accordance with Article 6a of Directive 94/62/EC and the methodology set out in Decision 2005/270/EC, and in particular in Article 6c thereof. 2. For each Member State, the amount of the own resource based on non-recycled plastic packaging waste shall be calculated in euro. 3. The amount of the own resource based on non-recycled plastic packaging waste in a given year shall be determined based on the forecast referred to in Article 5(4). CHAPTER IV MAKING AVAILABLE THE OWN RESOURCE BASED ON NON-RECYCLED PLASTIC PACKAGING WASTE Article 7 Treasury and accounting arrangements Article 9 of Regulation (EU, Euratom) No 609/2014 shall apply mutatis mutandis to the own resource based on non-recycled plastic packaging waste. Article 8 Making available the own resource based on non-recycled plastic packaging waste 1. The amounts calculated in accordance with Article 6 for each calendar year shall be credited on the first working day of each month. Those amounts shall be one-twelfth of the relevant totals in the budget, converted into national currencies at the rate of exchange on the last day of quotation of the calendar year preceding the budget year, as published in the Official Journal of the European Union , C series. 2. The amounts referred to in paragraph 1 of this Article shall be entered in the account referred to in Article 9(1) of Regulation (EU, Euratom) No 609/2014 on the first working day of the month. 3. Any change in the uniform call rate of the own resource based on non-recycled plastic packaging waste shall require the final adoption of an amending budget and shall give rise to readjustments of the twelfths that have been entered in the account referred to in Article 9(1) of Regulation (EU, Euratom) No 609/2014 since the beginning of the financial year. Those readjustments shall be carried out when the first entry is made following the final adoption of the amending budget if it is adopted before the 16th of the month. Otherwise they shall be carried out when the second entry following the final adoption is made. By way of derogation from Article 10 of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council ( 11 ) , those readjustments shall be entered in the accounts in respect of the financial year of the amending budget in question. 4. Calculation of the twelfths for January of each financial year shall be based on the amounts provided for in the draft budget, referred to in Article 314(2) of the Treaty on the Functioning of European Union and converted into national currencies at the rate of exchange on the first day of quotation following 15 December of the calendar year preceding the budget year; the adjustment shall be made with the entry for the following month. 5. If the budget has not been finally adopted at the latest two weeks before the entry for January of the following financial year, the Member States shall enter on the first working day of each month, including January, one-twelfth of the amounts of the own resource based on non-recycled plastic packaging waste entered in the last budget finally adopted; the adjustment shall be made on the first due date following the final adoption of the budget if it is adopted before the 16th of the month. Otherwise, the adjustment shall be made on the second due date following the final adoption of the budget. Article 9 Adjustments to the own resource based on non-recycled plastic packaging waste of previous financial years 1. On the basis of the annual statement providing the calculation of the amount of the own resource based on non-recycled plastic packaging waste, referred to in Article 5(5), each Member State shall, in the year following that in which that statement was sent, be debited or credited with an amount calculated as the difference between the amounts in the forecast for a given year and the real amounts in the statement for that same year. 2. For each Member State, the Commission shall calculate the difference between the amounts resulting from the adjustments referred to in paragraph 1 and the product of multiplying the total amounts of adjustments by the percentage that the GNI of that Member State represents of the GNI of all Member States, as applicable on 15 January to the budget in force for the year following that in which the data for the adjustments was supplied (the ‘net amount’). For the purposes of the calculation referred to in the first subparagraph, amounts shall be converted between the national currency and the euro at the rate of exchange on the last day of quotation of the calendar year preceding the year of entry in the accounts, as published in the Official Journal of the European Union , C series. The Commission shall inform the Member States of the amounts resulting from the calculation referred to in the first subparagraph of this paragraph before 1 February of the year following that in which the data for the adjustments was supplied. Each Member State shall enter the net amount in the account referred to in Article 9(1) of Regulation (EU, Euratom) No 609/2014 on the first working day of June of that same year. 3. Any adjustments to the statements referred to in Article 5(5) of this Regulation for previous financial years that result from inspections shall give rise to a particular adjustment of the entries in the account referred to in Article 9(1) of Regulation (EU, Euratom) No 609/2014. The Commission shall inform the Member State concerned in a letter about the necessary adjustment. The amount corresponding to that adjustment shall be made available on the date specified by the Commission in that letter. 4. The Member State concerned may request the Commission to review the adjustment communicated in the letter referred to in paragraph 3 within two months from the day of the receipt of that letter. The review shall be concluded with a decision to be adopted by the Commission at the latest three months from the day of receipt of the Member State’s request. Where the Commission’s decision reviews the amounts in full or partially corresponding to the adjustment communicated in the letter referred to in paragraph 3, the Member State shall make available the corresponding amount. Neither the Member State’s request to review the adjustment nor an action for annulment against the Commission’s decision shall affect the Member State’s obligation to make available the amount corresponding to the adjustment. 5. The Commission may adopt implementing acts further specifying the procedure for the review referred to in paragraph 4 of this Article. Those implementing acts shall be adopted in accordance with the examination procedure referred to in Article 14(3). 6. After 31 July of the fifth year following a given financial year, changes shall no longer be taken into account, except on points notified within that time limit either by the Commission or by the Member State. 7. The operations referred to in this Article constitute revenue operations in respect of the financial year in which they are to be entered in the account referred to in Article 9(1) of Regulation (EU, Euratom) No 609/2014. Article 10 Bringing twelfths forward 1. For the specific needs of paying expenditure of the European Agricultural Guarantee Fund pursuant to Regulation (EU) No 1307/2013 of the European Parliament and of the Council ( 12 ) , and depending on the Union’s cash position, Member States may be invited by the Commission to bring forward, by up to two months in the first quarter of the financial year, the entry of one-twelfth, or a fraction thereof, of the amounts in the budget for the own resource based on non-recycled plastic packaging waste. 2. Subject to paragraph 3, for the specific needs of paying expenditure of the European Structural and Investment Funds pursuant to Regulation (EU) No 1303/2013 of the European Parliament and of the Council ( 13 ) , and depending on the Union’s cash position, Member States may be invited by the Commission to bring forward, in the first six months of the financial year, the entry of up to an additional half of one-twelfth of the amounts in the budget for the own resource based on non-recycled plastic packaging waste. 3. The total amount that Member States may be invited by the Commission to bring forward in the same month under paragraphs 1 and 2 shall, in any event, not exceed an amount corresponding to two additional twelfths. 4. After the first six months, the monthly entry requested shall not exceed one-twelfth of the own resource based on non-recycled plastic packaging waste, while remaining within the limit of the amounts entered in the budget for that purpose. 5. The Commission shall notify the Member States thereof in advance, no later than two weeks before an entry requested pursuant to paragraphs 1 and 2. 6. The Commission shall inform the Member States well in advance, and no later than six weeks before an entry requested pursuant to paragraph 2, of its intention to request such an entry. 7. Article 8(4), concerning the amount to be entered in January each year, and Article 8(5), applicable if the budget has not been finally adopted before the beginning of the financial year, shall apply to the advance entries referred to in paragraphs 1 and 2. Article 11 Interest on amounts made available belatedly 1. For the own resource based on non-recycled plastic packaging waste, interest shall be payable only in relation to delays in entering the following amounts: <table><col/><col/><tbody><tr><td><p>(a)</p></td><td><p>the amounts referred to in Article&#160;8;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(b)</p></td><td><p>the amounts resulting from the calculation referred to in Article&#160;9(1), at the moment specified in the third subparagraph of Article&#160;9(2);</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(c)</p></td><td><p>the amounts resulting from particular adjustments referred to in Article&#160;9(3);</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(d)</p></td><td><p>amounts resulting from attributable failure of a Member State to provide data as requested in this Regulation.</p></td></tr></tbody></table> For the purposes of point (d) of the first subparagraph, the interest on the adjustments resulting from the corrections made due to failure of a Member State to provide data shall be calculated as from the first working day of June of the year following that, in which the time limit set by the Commission expired. A Member State shall be released from the obligation to pay interest for the failure referred to in point (d) of the first subparagraph if that failure is based either on reasons of force majeure or on other reasons which cannot be attributed to the Member State concerned. Disputes between a Member State and the Commission as to whether the alleged failure referred to in point (d) of the first subparagraph of this paragraph can be attributed to the Member State shall be resolved by the review referred to in Article 9(4). 2. Where a Member State initiates the review referred to in Article 9(4), interest shall be calculated as from the date specified by the Commission in accordance with Article 9(3). 3. The recovery of amounts of interest below EUR 500 shall be waived. 4. Interest shall be levied at the rates and conditions provided for in Article 12(4) and (5) of Regulation (EU, Euratom) No 609/2014. 5. For the payment of interest referred to in paragraph 1 of this Article, Article 9(2) and (3) of Regulation (EU, Euratom) No 609/2014 shall apply mutatis mutandis . CHAPTER V MANAGEMENT OF CASH RESOURCES Article 12 Requirements on management of cash resources and execution of payment orders Articles 14 and 15 of Regulation (EU, Euratom) No 609/2014 shall apply mutatis mutandis to the own resource based on non-recycled plastic packaging waste. CHAPTER VI FINAL PROVISIONS Article 13 Expert group The Commission shall establish a formal expert group composed of representatives of all Member States and chaired by a representative of the Commission. The tasks of the formal expert group shall be to advise the Commission and to express its views with regard to the comparability, reliability and exhaustiveness of the statistics on plastic packaging waste generated and recycled, to advise the Commission on preparing measures to make the data more comparable and more reliable and to issue annual opinions on the appropriateness of the plastic packaging waste data submitted by the Member States for the purposes of the own resource based on non-recycled plastic packaging waste. The formal expert group shall be registered in the Commission’s register of expert groups, and the transparency of its composition and work shall be ensured. Article 14 Committee procedure 1. The Commission shall be assisted by the committee established in accordance with Article 21(1) of Directive 94/62/EC. That committee shall be a committee within the meaning of Regulation (EU) No 182/2011. 2. Where reference is made to this paragraph, Article 4 of Regulation (EU) No 182/2011 shall apply. 3. Where reference is made to this paragraph, Article 5 of Regulation (EU) No 182/2011 shall apply. Article 15 Transitional provisions In order to perform the calculation referred to in Article 6, each Member State shall, by the last day of the second month following the entry into force of this Regulation, provide the Commission with forecasts of the weight of plastic packaging waste that is not recycled from 2021 onwards and until the year following the entry into force of this Regulation. In the years 2021 and 2022, Member States may provide their forecasts of the weight of plastic packaging waste that is not recycled, calculated in accordance with Directive 94/62/EC as amended by Directive (EU) 2015/720 of the European Parliament and of the Council ( 14 ) and the methodology set out in Decision 2005/270/EC as amended by Commission Implementing Decision (EU) 2018/896 ( 15 ) , and in particular Article 5 thereof. Article 16 Entry into force This Regulation shall enter into force on the date of entry into force of Decision (EU, Euratom) 2020/2053. It shall apply from 1 January 2021. This Regulation shall be binding in its entirety and directly applicable in all Member States. Done at Brussels, 30 April 2021. For the Council The President A. P. ZACARIAS <note> ( 1 ) Opinion of 25 March 2021 (not yet published in the Official Journal). ( 2 ) Opinion of 9 October 2018 ( OJ C 431, 29.11.2018, p. 1 ). ( 3 ) Council Decision (EU, Euratom) 2020/2053 of 14 December 2020 on the system of own resources of the European Union and repealing Decision 2014/335/EU, Euratom ( OJ L 424, 15.12.2020, p. 1 ). ( 4 ) Council Regulation (EU, Euratom) No 609/2014 of 26 May 2014 on the methods and procedure for making available the traditional, VAT and GNI-based own resources and on the measures to meet cash requirements ( OJ L 168, 7.6.2014, p. 39 ). ( 5 ) Regulation (EU) No 182/2011 of the European Parliament and of the Council of 16 February 2011 laying down the rules and general principles concerning mechanisms for control by Member States of the Commission’s exercise of implementing powers ( OJ L 55, 28.2.2011, p. 13 ). ( 6 ) European Parliament and Council Directive 94/62/EC of 20 December 1994 on packaging and packaging waste ( OJ L 365, 31.12.1994, p. 10 ). ( 7 ) Directive (EU) 2018/852 of the European Parliament and of the Council of 30 May 2018 amending Directive 94/62/EC on packaging and packaging waste ( OJ L 150, 14.6.2018, p. 141 ). ( 8 ) Commission Decision 2005/270/EC of 22 March 2005 establishing the formats relating to the database system pursuant to Directive 94/62/EC of the European Parliament and of the Council on packaging and packaging waste ( OJ L 86, 5.4.2005, p. 6 ). ( 9 ) Commission Implementing Decision (EU) 2019/665 of 17 April 2019 amending Decision 2005/270/EC establishing the formats relating to the database system pursuant to European Parliament and Council Directive 94/62/EC on packaging and packaging waste ( OJ L 112, 26.4.2019, p. 26 ). ( 10 ) Council Regulation (EU, Euratom) 2021/768 of 30 April 2021 laying down implementing measures for the system of own resources of the European Union and repealing Regulation (EU, Euratom) No 608/2014 (see page 1 of this Official Journal). ( 11 ) Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 ( OJ L 193, 30.7.2018, p. 1 ). ( 12 ) Regulation (EU) No 1307/2013 of the European Parliament and of the Council of 17 December 2013 establishing rules for direct payments to farmers under support schemes within the framework of the common agricultural policy and repealing Council Regulation (EC) No 637/2008 and Council Regulation (EC) No 73/2009 ( OJ L 347, 20.12.2013, p. 608 ). ( 13 ) Regulation (EU) No 1303/2013 of the European Parliament and of the Council of 17 December 2013 laying down common provisions on the European Regional Development Fund, the European Social Fund, the Cohesion Fund, the European Agricultural Fund for Rural Development and the European Maritime and Fisheries Fund and laying down general provisions on the European Regional Development Fund, the European Social Fund, the Cohesion Fund and the European Maritime and Fisheries Fund and repealing Council Regulation (EC) No 1083/2006 ( OJ L 347, 20.12.2013, p. 320 ). ( 14 ) Directive (EU) 2015/720 of the European Parliament and of the Council of 29 April 2015 amending Directive 94/62/EC as regards reducing the consumption of lightweight plastic carrier bags ( OJ L 115, 6.5.2015, p. 11 ). ( 15 ) Commission Implementing Decision (EU) 2018/896 of 19 June 2018 laying down the methodology for the calculation of the annual consumption of lightweight plastic carrier bags and amending Decision 2005/270/EC ( OJ L 160, 25.6.2018, p. 6 ). </note>

ENG

32021R0770

<table><col/><col/><col/><col/><tbody><tr><td><p>18.10.2014&#160;&#160;&#160;</p></td><td><p>EN</p></td><td><p>Official Journal of the European Union</p></td><td><p>L 300/44</p></td></tr></tbody></table> COMMISSION IMPLEMENTING REGULATION (EU) No 1099/2014 of 17 October 2014 establishing the standard import values for determining the entry price of certain fruit and vegetables THE EUROPEAN COMMISSION, Having regard to the Treaty on the Functioning of the European Union, Having regard to Regulation (EU) No 1308/2013 of the European Parliament and of the Council of 17 December 2013 establishing a common organisation of the markets in agricultural products and repealing Council Regulations (EEC) No 922/72, (EEC) No 234/79, (EC) No 1037/2001 and (EC) No 1234/2007 ( 1 ) , Having regard to Commission Implementing Regulation (EU) No 543/2011 of 7 June 2011 laying down detailed rules for the application of Council Regulation (EC) No 1234/2007 in respect of the fruit and vegetables and processed fruit and vegetables sectors ( 2 ) , and in particular Article 136(1) thereof, Whereas: <table><col/><col/><tbody><tr><td><p>(1)</p></td><td><p>Implementing Regulation (EU) No 543/2011 lays down, pursuant to the outcome of the Uruguay Round multilateral trade negotiations, the criteria whereby the Commission fixes the standard values for imports from third countries, in respect of the products and periods stipulated in Annex XVI, Part A thereto.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(2)</p></td><td><p>The standard import value is calculated each working day, in accordance with Article 136(1) of Implementing Regulation (EU) No 543/2011, taking into account variable daily data. Therefore this Regulation should enter into force on the day of its publication in the<span>Official Journal of the European Union</span>,</p></td></tr></tbody></table> HAS ADOPTED THIS REGULATION: Article 1 The standard import values referred to in Article 136 of Implementing Regulation (EU) No 543/2011 are fixed in the Annex to this Regulation. Article 2 This Regulation shall enter into force on the day of its publication in the Official Journal of the European Union . This Regulation shall be binding in its entirety and directly applicable in all Member States. Done at Brussels, 17 October 2014. For the Commission, On behalf of the President, Jerzy PLEWA Director-General for Agriculture and Rural Development ( 1 ) OJ L 347, 20.12.2013, p. 671 . ( 2 ) OJ L 157, 15.6.2011, p. 1 . ANNEX Standard import values for determining the entry price of certain fruit and vegetables <table><col/><col/><col/><tbody><tr><td><p>(EUR/100 kg)</p></td></tr><tr><td><p>CN code</p></td><td><p>Third country code<a>&#160;(<span>1</span>)</a></p></td><td><p>Standard import value</p></td></tr><tr><td><p>0702&#160;00&#160;00</p></td><td><p>AL</p></td><td><p>63,0</p></td></tr><tr><td><p>MA</p></td><td><p>116,8</p></td></tr><tr><td><p>MK</p></td><td><p>54,2</p></td></tr><tr><td><p>ZZ</p></td><td><p>78,0</p></td></tr><tr><td><p>0707&#160;00&#160;05</p></td><td><p>AL</p></td><td><p>36,9</p></td></tr><tr><td><p>TR</p></td><td><p>158,2</p></td></tr><tr><td><p>ZZ</p></td><td><p>97,6</p></td></tr><tr><td><p>0709&#160;93&#160;10</p></td><td><p>TR</p></td><td><p>143,2</p></td></tr><tr><td><p>ZZ</p></td><td><p>143,2</p></td></tr><tr><td><p>0805&#160;50&#160;10</p></td><td><p>AR</p></td><td><p>105,8</p></td></tr><tr><td><p>CL</p></td><td><p>106,8</p></td></tr><tr><td><p>TR</p></td><td><p>106,9</p></td></tr><tr><td><p>UY</p></td><td><p>76,0</p></td></tr><tr><td><p>ZA</p></td><td><p>96,2</p></td></tr><tr><td><p>ZZ</p></td><td><p>98,3</p></td></tr><tr><td><p>0806&#160;10&#160;10</p></td><td><p>BR</p></td><td><p>203,9</p></td></tr><tr><td><p>MK</p></td><td><p>34,4</p></td></tr><tr><td><p>PE</p></td><td><p>341,9</p></td></tr><tr><td><p>TR</p></td><td><p>147,3</p></td></tr><tr><td><p>ZZ</p></td><td><p>181,9</p></td></tr><tr><td><p>0808&#160;10&#160;80</p></td><td><p>BA</p></td><td><p>34,8</p></td></tr><tr><td><p>BR</p></td><td><p>53,2</p></td></tr><tr><td><p>CL</p></td><td><p>85,1</p></td></tr><tr><td><p>CN</p></td><td><p>117,9</p></td></tr><tr><td><p>NZ</p></td><td><p>148,3</p></td></tr><tr><td><p>US</p></td><td><p>192,1</p></td></tr><tr><td><p>ZA</p></td><td><p>140,1</p></td></tr><tr><td><p>ZZ</p></td><td><p>110,2</p></td></tr><tr><td><p>0808&#160;30&#160;90</p></td><td><p>CN</p></td><td><p>75,7</p></td></tr><tr><td><p>TR</p></td><td><p>112,1</p></td></tr><tr><td><p>ZZ</p></td><td><p>93,9</p></td></tr></tbody></table> <note> ( 1 ) Nomenclature of countries laid down by Commission Regulation (EU) No 1106/2012 of 27 November 2012 implementing Regulation (EC) No 471/2009 of the European Parliament and of the Council on Community statistics relating to external trade with non-member countries, as regards the update of the nomenclature of countries and territories ( OJ L 328, 28.11.2012, p. 7 ). Code ‘ZZ’ stands for ‘of other origin’. </note>

ENG

32014R1099

<table><col/><col/><col/><col/><tbody><tr><td><p>17.9.2016&#160;&#160;&#160;</p></td><td><p>EN</p></td><td><p>Official Journal of the European Union</p></td><td><p>L 253/1</p></td></tr></tbody></table> COMMISSION IMPLEMENTING REGULATION (EU) 2016/1672 of 16 September 2016 establishing the standard import values for determining the entry price of certain fruit and vegetables THE EUROPEAN COMMISSION, Having regard to the Treaty on the Functioning of the European Union, Having regard to Regulation (EU) No 1308/2013 of the European Parliament and of the Council of 17 December 2013 establishing a common organisation of the markets in agricultural products and repealing Council Regulations (EEC) No 922/72, (EEC) No 234/79, (EC) No 1037/2001 and (EC) No 1234/2007 ( 1 ) , Having regard to Commission Implementing Regulation (EU) No 543/2011 of 7 June 2011 laying down detailed rules for the application of Council Regulation (EC) No 1234/2007 in respect of the fruit and vegetables and processed fruit and vegetables sectors ( 2 ) , and in particular Article 136(1) thereof, Whereas: <table><col/><col/><tbody><tr><td><p>(1)</p></td><td><p>Implementing Regulation (EU) No 543/2011 lays down, pursuant to the outcome of the Uruguay Round multilateral trade negotiations, the criteria whereby the Commission fixes the standard values for imports from third countries, in respect of the products and periods stipulated in Annex XVI, Part A thereto.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(2)</p></td><td><p>The standard import value is calculated each working day, in accordance with Article 136(1) of Implementing Regulation (EU) No 543/2011, taking into account variable daily data. Therefore this Regulation should enter into force on the day of its publication in the<span>Official Journal of the European Union</span>,</p></td></tr></tbody></table> HAS ADOPTED THIS REGULATION: Article 1 The standard import values referred to in Article 136 of Implementing Regulation (EU) No 543/2011 are fixed in the Annex to this Regulation. Article 2 This Regulation shall enter into force on the day of its publication in the Official Journal of the European Union . This Regulation shall be binding in its entirety and directly applicable in all Member States. Done at Brussels, 16 September 2016. For the Commission, On behalf of the President, Jerzy PLEWA Director-General for Agriculture and Rural Development ( 1 ) OJ L 347, 20.12.2013, p. 671 . ( 2 ) OJ L 157, 15.6.2011, p. 1 . ANNEX Standard import values for determining the entry price of certain fruit and vegetables <table><col/><col/><col/><tbody><tr><td><p>(EUR/100 kg)</p></td></tr><tr><td><p>CN code</p></td><td><p>Third country code<a>&#160;(<span>1</span>)</a></p></td><td><p>Standard import value</p></td></tr><tr><td><p>0702&#160;00&#160;00</p></td><td><p>MA</p></td><td><p>175,1</p></td></tr><tr><td><p>ZZ</p></td><td><p>175,1</p></td></tr><tr><td><p>0707&#160;00&#160;05</p></td><td><p>TR</p></td><td><p>116,3</p></td></tr><tr><td><p>ZZ</p></td><td><p>116,3</p></td></tr><tr><td><p>0709&#160;93&#160;10</p></td><td><p>TR</p></td><td><p>135,1</p></td></tr><tr><td><p>ZZ</p></td><td><p>135,1</p></td></tr><tr><td><p>0805&#160;50&#160;10</p></td><td><p>AR</p></td><td><p>115,8</p></td></tr><tr><td><p>CL</p></td><td><p>133,1</p></td></tr><tr><td><p>MA</p></td><td><p>81,7</p></td></tr><tr><td><p>TR</p></td><td><p>123,0</p></td></tr><tr><td><p>UY</p></td><td><p>112,8</p></td></tr><tr><td><p>ZA</p></td><td><p>136,5</p></td></tr><tr><td><p>ZZ</p></td><td><p>117,2</p></td></tr><tr><td><p>0806&#160;10&#160;10</p></td><td><p>EG</p></td><td><p>265,2</p></td></tr><tr><td><p>TR</p></td><td><p>133,2</p></td></tr><tr><td><p>ZZ</p></td><td><p>199,2</p></td></tr><tr><td><p>0808&#160;10&#160;80</p></td><td><p>AR</p></td><td><p>117,5</p></td></tr><tr><td><p>BR</p></td><td><p>97,9</p></td></tr><tr><td><p>CL</p></td><td><p>132,7</p></td></tr><tr><td><p>NZ</p></td><td><p>124,7</p></td></tr><tr><td><p>US</p></td><td><p>141,5</p></td></tr><tr><td><p>ZA</p></td><td><p>102,6</p></td></tr><tr><td><p>ZZ</p></td><td><p>119,5</p></td></tr><tr><td><p>0808&#160;30&#160;90</p></td><td><p>AR</p></td><td><p>168,5</p></td></tr><tr><td><p>CL</p></td><td><p>110,0</p></td></tr><tr><td><p>TR</p></td><td><p>139,0</p></td></tr><tr><td><p>ZA</p></td><td><p>124,8</p></td></tr><tr><td><p>ZZ</p></td><td><p>135,6</p></td></tr><tr><td><p>0809&#160;30&#160;10 , 0809&#160;30&#160;90</p></td><td><p>TR</p></td><td><p>126,9</p></td></tr><tr><td><p>ZZ</p></td><td><p>126,9</p></td></tr></tbody></table> <note> ( 1 ) Nomenclature of countries laid down by Commission Regulation (EU) No 1106/2012 of 27 November 2012 implementing Regulation (EC) No 471/2009 of the European Parliament and of the Council on Community statistics relating to external trade with non-member countries, as regards the update of the nomenclature of countries and territories ( OJ L 328, 28.11.2012, p. 7 ). Code ‘ZZ’ stands for ‘of other origin’. </note>

ENG

32016R1672

<table><col/><col/><col/><col/><tbody><tr><td><p>8.6.2023&#160;&#160;&#160;</p></td><td><p>EN</p></td><td><p>Official Journal of the European Union</p></td><td><p>L 148/10</p></td></tr></tbody></table> COMMISSION DELEGATED REGULATION (EU) 2023/1117 of 12 January 2023 supplementing Directive (EU) 2019/2034 of the European Parliament and of the Council with regard to regulatory technical standards specifying requirements for the type and nature of the information to be exchanged by competent authorities of home and host Member States (Text with EEA relevance) THE EUROPEAN COMMISSION, Having regard to the Treaty on the Functioning of the European Union, Having regard to Directive (EU) 2019/2034 of 27 November 2019 of the European Parliament and of the Council on the prudential supervision of investment firms and amending Directives 2002/87/EC, 2009/65/EC, 2011/61/EU, 2013/36/EU, 2014/59/EU and 2014/65/EU ( 1 ) , and in particular to Article 13(7), second subparagraph, thereof, Whereas: <table><col/><col/><tbody><tr><td><p>(1)</p></td><td><p>In order to ensure efficient cooperation between competent authorities of home and host Member States, it is necessary to specify which information concerning investment firms, and where relevant, concerning the functioning of their branches or the exercise of the freedom to provide services in one or more Member States other than those in which their head offices are situated is to be provided by the competent authorities of the home Member State to the competent authorities of the host Member State and conversely.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(2)</p></td><td><p>It is essential to see the exchange of information between competent authorities of home and host Member States in the wider context of the supervision of cross-border investment firm groups. Where relevant, it is therefore appropriate that information is provided at the consolidated level. In particular, if an investment firm operating through a branch has an ultimate parent undertaking in the Member State where it has its head office, and the competent authority concerned is also the group supervisor, it is deemed appropriate to provide information at the consolidated level rather than at the level of the investment firm. However, in that case, the competent authority should notify competent authorities of host Member States that the information is provided at the consolidated level of the investment firm group.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(3)</p></td><td><p>While providing the key elements that should be subject to an exchange of information between competent authorities, it would not be appropriate in the context of an efficient cooperation between competent authorities on a cross-border basis to restrict the scope of such exchange of information. In particular, Article&#160;14 of Directive (EU)&#160;2019/2034 sets out specific provisions for the exchange of information regarding on-the-spot verification of branches that could also be relevant in the context of Article&#160;13 of that Directive.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(4)</p></td><td><p>Cooperation and information exchange requirements regarding notifications of the exercise of the right of establishment and freedom to provide services are set out in Articles&#160;34 and&#160;35 of Directive&#160;2014/65/EU of the European Parliament and of the Council&#160;<a>(<span>2</span>)</a>, and requirements for cooperation between competent authorities responsible for supervision of markets and instruments in supervisory activities, for on-site verifications or investigations are set out in Article&#160;80 of Directive&#160;2014/65/EU and are further specified in Commission Delegated Regulation (EU)&#160;2017/586&#160;<a>(<span>3</span>)</a>. This Regulation does not therefore specify any requirements for exchange of information in those areas.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(5)</p></td><td><p>While the information which needs to be exchanged for the purposes of ensuring an adequate protection of clients and safeguarding the stability of the financial system in the host Member State should be specified in the context of the provision of cross-border services in a host Member State, duplication of information exchange should equally be avoided. Therefore, competent authorities should consider information already available to them, in particular through the mechanism established in accordance with Article&#160;6(2) of Directive (EU)&#160;2019/2034 for the exchange of information between the competent authorities and the authorities designated under Article&#160;67 of Directive&#160;2014/65/EU in a particular Member State, where those authorities differ, Article&#160;80 of Directive&#160;2014/65/EU and Delegated Regulation (EU)&#160;2017/586.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(6)</p></td><td><p>In order to ensure a sufficient convergence of regulatory and supervisory practices across the Union and a minimum level of information exchange enabling competent authorities to fulfil their supervisory duties, it is necessary to lay down minimum requirements for the information to be exchanged between competent authorities of home and host Member States. At a minimum, that information should cover all the areas specified in Article&#160;13 of Directive (EU)&#160;2019/2034, namely information about: the management and ownership structure of the investment firm, compliance with own funds requirements by the investment firm, compliance with the concentration risk requirements and liquidity requirements of the investment firm, the administrative and accounting procedures and internal control mechanisms of the investment firm and any other relevant factors that may influence the risk posed by the investment firm. In order to facilitate an adequate supervision of investment firms, the competent authorities of host and home Member States should keep each other informed about identified situations of non-compliance with national or Union law, where such non-compliance may affect the protection of clients or the stability of the financial system in the host Member State, as well as about supervisory measures and sanctions imposed on investment firms. Furthermore, additional information regarding preparation for emergency situations should be included in the scope of information to be exchanged between competent authorities of home and host Member States so that the latter are able to monitor investment firms efficiently.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(7)</p></td><td><p>To ensure that the relevant information is exchanged within a reasonable timeframe while avoiding situations where the competent authorities of a home Member State are obliged to forward any information about an investment firm, regardless of its nature and importance, to all competent authorities of host Member States, it is appropriate in some specific cases that only information that is relevant to a particular branch should be transmitted exclusively to the competent authorities in charge of supervising this branch. For similar efficiency and proportionality purposes, in a number of specific areas, only information regarding identified situations of non-compliance should be exchanged between competent authorities of home and host Member States, meaning that no information would have to be exchanged where the investment firm is in conformity with national and Union law.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(8)</p></td><td><p>This Regulation is based on the draft regulatory technical standards submitted to the Commission by the European Banking Authority (EBA) and developed in consultation with the European Securities and Markets Authority.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(9)</p></td><td><p>The EBA has conducted open public consultations on the draft regulatory technical standards on which this Regulation is based, analysed the potential related costs and benefits and requested the advice of the Banking Stakeholder Group established in accordance with Article&#160;37 of Regulation (EU) No&#160;1093/2010 of the European Parliament and of the Council&#160;<a>(<span>4</span>)</a>,</p></td></tr></tbody></table> HAS ADOPTED THIS REGULATION: Article 1 Information on a consolidated basis Where the ultimate parent investment firm is established in the same Member State as that in which the investment firm has its head office, and the competent authority of the investment firm’s home Member State is also the group supervisor determined in accordance with Article 46 of Directive (EU) 2019/2034, that competent authority shall provide information regarding that investment firm at the consolidated level for the investment firm group and shall inform the competent authorities of host Member States that the information is provided at the consolidated level. Article 2 Information about management and ownership structure of investment firms operating through a branch 1. The competent authorities of the home Member State shall provide the competent authorities of the host Member State with the organisational structure of an investment firm, its business lines and its relationships to entities within the group. 2. In addition to the type of information referred to in paragraph 1, the competent authorities of the home Member State supervising an investment firm not identified as small and non-interconnected investment firm in accordance with Article 12 of Regulation (EU) 2019/2033 of the European Parliament and of the Council ( 5 ) shall provide the competent authorities of the host Member State with the following information in relation to the investment firm: <table><col/><col/><tbody><tr><td><p>(a)</p></td><td><p>the structure of the management body and senior management as well as a description of the allocation of responsibilities for the oversight of a branch;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(b)</p></td><td><p>the list of shareholders and members with qualifying holdings.</p></td></tr></tbody></table> Article 3 Information about compliance with own funds requirements 1. The competent authorities of the home Member State shall inform the competent authorities of the host Member State about whether an investment firm is compliant with the following requirements: <table><col/><col/><tbody><tr><td><p>(a)</p></td><td><p>the own fund requirements laid down in Article&#160;11 of Regulation (EU)&#160;2019/2033, taking into account the transitional arrangements laid down in Article&#160;57 of that Regulation;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(b)</p></td><td><p>where applicable, any additional own funds requirements imposed in accordance with Article&#160;39(2), point (a), of Directive (EU)&#160;2019/2034;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(c)</p></td><td><p>where applicable, any guidance on additional own funds imposed in accordance with Article&#160;41 of Directive (EU)&#160;2019/2034.</p></td></tr></tbody></table> 2. The competent authorities of the home Member State shall provide the competent authorities of the host Member State with the following information regarding own funds requirements applicable to an investment firm: <table><col/><col/><tbody><tr><td><p>(a)</p></td><td><p>the value of the own funds requirements laid down in Article&#160;11 of Regulation (EU)&#160;2019/2033;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(b)</p></td><td><p>whether the value referred to in point (a) was set on the basis of Article&#160;11(1), points&#160;(a), (b) or (c) of Regulation (EU)&#160;2019/2033;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(c)</p></td><td><p>where applicable, the value of any additional own funds requirements imposed in accordance with Article&#160;39(2), point (a), of Directive (EU)&#160;2019/2034, and the grounds for its imposition;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(d)</p></td><td><p>where applicable, the value of any guidance on additional own funds imposed in accordance with Article&#160;41 of Directive (EU)&#160;2019/2034.</p></td></tr></tbody></table> 3. The competent authorities of the home Member State shall provide the competent authorities of the host Member State with information regarding any situation in respect of which the competent authorities of the home Member State have determined that an investment firm has not complied with applicable own funds requirements referred to in paragraph 1. The information provided shall explain the situation and supervisory measures taken or planned to be taken. 4. Where an investment firm has been exempted from the application of Part Two of Regulation (EU) 2019/2033 in accordance with Article 6(1) of that Regulation, the competent authorities of the home Member State shall provide the information referred to in paragraphs 1 and 2 of this Article at the consolidated level. 5. Where an investment firm has been allowed to apply Article 8 of Regulation (EU) 2019/2033, the competent authorities of the home Member State shall inform the competent authorities of the host Member State about whether the investment firm is compliant with the own funds requirements laid down in Article 8(3) and (4) of that Regulation. Article 4 Information about compliance with concentration risk requirements and liquidity requirements 1. The competent authorities of the home Member State shall inform the competent authorities of the host Member State about whether an investment firm is compliant with the concentration risk requirements laid down in Part Four of Regulation (EU) 2019/2033. 2. The competent authorities of the home Member State shall provide the competent authorities of the host Member State with information regarding any situation in respect of which the competent authorities of the home Member State have determined that an investment firm has not complied with the applicable concentration risk requirements, as laid down in Part Four of Regulation (EU) 2019/2033. The information provided shall explain the situation and supervisory measures taken or planned to be taken. 3. The competent authorities of the home Member State shall inform the competent authorities of the host Member State about whether an investment firm is compliant with the liquidity requirements laid down in Part Five of Regulation (EU) 2019/2033, taking into account the transitional provisions laid down in Article 57(1) of that Regulation and the application of any exemptions in accordance with Article 43(1), second subparagraph of that Regulation. 4. The competent authorities of the home Member State shall provide the competent authorities of the host Member State with information regarding any situation in respect of which the competent authorities of the home Member State have determined that an investment firm has not complied with applicable liquidity requirements, as laid down in Part Five of Regulation (EU) 2019/2033. The information provided shall explain the situation and supervisory measures taken or planned to be taken. 5. The competent authorities of the home Member State shall provide the competent authorities of the host Member State with their overall assessment of an investment firm’s liquidity risk profile and risk management, taking into account the transitional provisions laid down in Article 57(1) of Regulation (EU) 2019/2033 and the application of any exemptions in accordance with Article 43(1), second subparagraph of that Regulation. 6. Where the competent authorities have exempted an investment firm from the application of Part Five of Regulation (EU) 2019/2033 in accordance with Article 6(3) of that Regulation, the competent authorities of the home Member State shall provide the information referred to in paragraph 2 of this Article at the consolidated level. Article 5 Information about administrative and accounting procedures 1. The competent authorities of the home Member State shall provide the competent authorities of the host Member State with information regarding any situation where the competent authorities of the home Member State have determined that an investment firm has not complied with applicable accounting standards and procedures to which the investment firm is subject in accordance with Regulation (EC) No 1606/2002 of the European Parliament and of the Council ( 6 ) . The information to be provided shall explain the situation and supervisory measures taken or planned to be taken. 2. Where the information referred to in paragraph 1 is relevant to a particular branch only, the competent authorities of the home Member State shall only provide the information to the competent authorities of the host Member State in which that branch is established. Article 6 Information about internal control mechanisms 1. The competent authorities of the home Member State shall provide to the competent authorities of the host Member State information regarding any situation in respect of which the competent authorities of the home Member States have determined that an investment firm has not complied with requirements concerning internal control mechanisms, including risk management, risk control and internal audit arrangements pursuant to Regulation (EU) 2019/2033 and Directive (EU) 2019/2034. The information to be provided shall explain the situation and the supervisory measures taken or planned to be taken. 2. Where the information referred to in paragraph 1 is relevant to a particular branch only, the competent authorities of the home Member State shall only provide the information to the competent authorities of the host Member State in which that branch is established. Article 7 Information about other factors that may influence the risk posed by the investment firm 1. In addition to the information and findings provided for in accordance with Article 13(2) of Directive (EU) 2019/2034, the competent authorities of the home Member State shall provide to the competent authorities of the host Member State information regarding any material risks and their supervisory assessment as revealed by the supervisory review and evaluation carried out in accordance with Article 36 of Directive (EU) 2019/2034, or through any other supervisory activity carried out by the competent authorities of the home Member State. 2. Where the information referred to in paragraph 1 is relevant to a particular branch only, the competent authorities of the home Member State shall only provide the information to the competent authorities of the host Member State in which that branch is established. Article 8 Information about general non-compliance 1. Where Articles 3 to 7 of this Regulation or the relevant provisions on information exchange of Directive 2014/65/EU or Delegated Regulation (EU) 2017/586 do not apply, the competent authorities of the home Member State shall provide the competent authorities of the host Member State with information regarding any situation in respect of which they have determined that an investment firm has not complied with any of the following requirements, where such non-compliance might affect the protection of clients or the stability of the financial system in the host Member State: <table><col/><col/><tbody><tr><td><p>(a)</p></td><td><p>requirements related to the prudential supervision of investment firms laid down in Regulation (EU) No&#160;575/2013 of the European Parliament and of the Council&#160;<a>(<span>7</span>)</a>, Directive&#160;2013/36/EU of the European Parliament and of the Council&#160;<a>(<span>8</span>)</a>, Directive&#160;2014/59/EU of the European Parliament and of the Council&#160;<a>(<span>9</span>)</a>, Regulation (EU)&#160;2019/2033 and Directive (EU)&#160;2019/2034;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(b)</p></td><td><p>requirements on the basis of other relevant national law.</p></td></tr></tbody></table> 2. The information referred to in paragraph 1 shall explain the non-compliance and the supervisory measures taken or planned to be taken. 3. Where the information referred to in paragraph 1 is relevant only to a particular branch, the competent authorities of the home Member State shall only provide the information to the competent authorities of the host Member State in which that branch is established. Article 9 Communication of supervisory measures and sanctions 1. The competent authorities of the home Member State shall inform the competent authorities of the host Member State of any administrative sanctions or administrative measures, or supervisory measures imposed on an investment firm related to breaches of requirements laid down in Regulation (EU) 2019/2033 or in Directive (EU) 2019/2034 and which affect the operations of its branch. 2. Where the information specified in paragraph 1 is relevant only to a particular branch, the competent authorities of the home Member State shall only provide the information to the competent authorities of the host Member State in which that branch is established. Article 10 Information about the arrangements for preparing for emergency situations The competent authorities of the home Member State and the competent authorities of the host Member State shall exchange information regarding the arrangements for preparing for emergency situations. In particular, they shall keep one another informed of the following: <table><col/><col/><tbody><tr><td><p>(a)</p></td><td><p>the emergency contact details of persons within the competent authorities who are responsible for handling emergency situations;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(b)</p></td><td><p>the communication procedures that shall apply in emergency situations.</p></td></tr></tbody></table> Article 11 Information from authorities of the host Member State The competent authorities of the host Member State shall provide the competent authorities of the home Member State with the following information: <table><col/><col/><tbody><tr><td><p>(a)</p></td><td><p>a description of any situation in respect of which the competent authorities of the host Member State have determined that a branch has not complied with any requirements which relate to the prudential supervision of investment firms, including the requirements of Regulation (EU) No&#160;575/2013, Directive&#160;2013/36/EU, Directive&#160;2014/59/EU, Regulation (EU)&#160;2019/2033 and Directive (EU)&#160;2019/2034, together with information on the supervisory measures taken or planned to be taken to address the non-compliance;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(b)</p></td><td><p>any information and findings about any potential problems and risks posed by the branch or its activities in the host Member State having significant impact on the protection of clients or the stability of the financial system in the host Member State as identified by the competent authorities of the host Member State.</p></td></tr></tbody></table> Article 12 Information about cross-border service providers Upon receiving a request for information from the competent authorities of a host Member State in relation to an investment firm that is carrying on its activities under the freedom to provide services in that host Member State, the competent authorities of the home Member State shall provide to them information specified in Article 3(1) and 3(3), Article 4(1), (2) and (3), Article 5(1), Article 6(1) and Article 8. Article 13 Entry into force This Regulation shall enter into force on the twentieth day following that of its publication in the Official Journal of the European Union . This Regulation shall be binding in its entirety and directly applicable in all Member States. Done at Brussels, 12 January 2023. For the Commission The President Ursula VON DER LEYEN <note> ( 1 ) OJ L 314, 5.12.2019, p. 64 . ( 2 ) Directive 2014/65/EU of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Directive 2002/92/EC and Directive 2011/61/EU ( OJ L 173, 12.6.2014, p. 349 ). ( 3 ) Commission Delegated Regulation (EU) 2017/586 of 14 July 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards for the exchange of information between competent authorities when cooperating in supervisory activities, on-the-spot verifications and investigations ( OJ L 87, 31.3.2017, p. 382 ). ( 4 ) Regulation (EU) No 1093/2010 of the European Parliament and of the Council of 24 November 2010 establishing a European Supervisory Authority (European Banking Authority), amending Decision No 716/2009/EC and repealing Commission Decision 2009/78/EC ( OJ L 331, 15.12.2010, p. 12 ). ( 5 ) Regulation (EU) 2019/2033 of the European Parliament and of the Council of 27 November 2019 on the prudential requirements of investment firms and amending Regulations (EU) No 1093/2010, (EU) No 575/2013, (EU) No 600/2014 and (EU) No 806/2014 ( OJ L 314, 5.12.2019, p. 1 ). ( 6 ) Regulation (EC) No 1606/2002 of the European Parliament and of the Council of 19 July 2002 on the application of international accounting standards ( OJ L 243, 11.9.2002, p. 1 ). ( 7 ) Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and amending Regulation (EU) No 648/2012 ( OJ L 176, 27.6.2013, p. 1 ). ( 8 ) Directive 2013/36/EU of the European Parliament and of the Council of 26 June 2013 on access to the activity of credit institutions and the prudential supervision of credit institutions, amending Directive 2002/87/EC and repealing Directives 2006/48/EC and 2006/49/EC ( OJ L 176, 27.6.2013, p. 338 ). ( 9 ) Directive 2014/59/EU of the European Parliament and of the Council of 15 May 2014 establishing a framework for the recovery and resolution of credit institutions and investment firms and amending Council Directive 82/891/EEC, and Directives 2001/24/EC, 2002/47/EC, 2004/25/EC, 2005/56/EC, 2007/36/EC, 2011/35/EU, 2012/30/EU and 2013/36/EU, and Regulations (EU) No 1093/2010 and (EU) No 648/2012, of the European Parliament and of the Council ( OJ L 173, 12.6.2014, p. 190 ). </note>

ENG

32023R1117

<table><col/><col/><col/><col/><tbody><tr><td><p>15.3.2016&#160;&#160;&#160;</p></td><td><p>EN</p></td><td><p>Official Journal of the European Union</p></td><td><p>L 68/16</p></td></tr></tbody></table> COUNCIL DECISION (EU) 2016/367 of 4 March 2016 on the conclusion of the Cooperation Agreement on Satellite Navigation between the European Union and its Member States and the Kingdom of Norway THE COUNCIL OF THE EUROPEAN UNION, Having regard to the Treaty on the Functioning of the European Union, and in particular Articles 171 and 172, in conjunction with Article 218(6)(a) and the first subparagraph of Article 218(8) thereof, Having regard to the proposal from the European Commission, Having regard to the consent of the European Parliament ( 1 ) , Whereas: <table><col/><col/><tbody><tr><td><p>(1)</p></td><td><p>The Commission has negotiated the Cooperation Agreement on Satellite Navigation between the European Union and its Member States and the Kingdom of Norway<a>&#160;(<span>2</span>)</a> (&#8216;the Agreement&#8217;) which was signed on 22 September 2010.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(2)</p></td><td><p>The Agreement covers matters falling within the competence of the Union as well as Member States.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(3)</p></td><td><p>In accordance with Article 12(4) of the Agreement and the Decision on its signature<a>&#160;(<span>3</span>)</a>, the Agreement is applied on a provisional basis by the Union, as regards elements falling within its competence, and by the Kingdom of Norway, pending the completion of the procedures for its conclusion.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(4)</p></td><td><p>The Agreement, which will also have to be ratified by Member States, should be approved on behalf of the Union for matters falling within its competence,</p></td></tr></tbody></table> HAS ADOPTED THIS DECISION: Article 1 The Cooperation Agreement on Satellite Navigation between the European Union and its Member States and the Kingdom of Norway is hereby approved on behalf of the Union ( 4 ) . Article 2 This Decision shall enter into force on the day of its adoption. Done at Brussels, 4 March 2016. For the Council The President S.A.M. DIJKSMA <note> ( 1 ) OJ C 131 E, 8.5.2013, p. 155 . ( 2 ) OJ L 283, 29.10.2010, p. 12 . ( 3 ) OJ L 283, 29.10.2010, p. 11 . ( 4 ) The date of entry into force of the Agreement will be published in the Official Journal of the European Union by the General Secretariat of the Council. </note>

ENG

32016D0367

<table><col/><col/><col/><col/><tbody><tr><td><p>1.6.2017&#160;&#160;&#160;</p></td><td><p>EN</p></td><td><p>Official Journal of the European Union</p></td><td><p>L 141/12</p></td></tr></tbody></table> COUNCIL DECISION (EU) 2017/932 of 23 May 2017 amending Decision 1999/70/EC concerning the external auditors of the national central banks, as regards the external auditors of the Nationale Bank van België/Banque Nationale de Belgique THE COUNCIL OF THE EUROPEAN UNION, Having regard to Protocol No 4 on the Statute of the European System of Central Banks and of the European Central Bank, annexed to the Treaty on European Union and the Treaty on the Functioning of the European Union, and in particular Article 27.1 thereof, Having regard to the Recommendation of the European Central Bank of 31 March 2017 to the Council of the European Union on the external auditors of the Nationale Bank van België/Banque Nationale de Belgique (ECB/2017/8) ( 1 ) , Whereas: <table><col/><col/><tbody><tr><td><p>(1)</p></td><td><p>The accounts of the European Central Bank (ECB) and of the national central banks of Member States whose currency is the euro are to be audited by independent external auditors recommended by the Governing Council of the ECB and approved by the Council.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(2)</p></td><td><p>The mandate of the external auditors of the Nationale Bank van Belgi&#235;/Banque Nationale de Belgique, Ernst &amp; Young Bedrijfsrevisoren/R&#233;viseurs d'Entreprises, expired after the audit for the financial year 2016. It is therefore necessary to appoint external auditors as from the financial year 2017.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(3)</p></td><td><p>Nationale Bank van Belgi&#235;/Banque Nationale de Belgique has selected Mazars R&#233;viseurs d'entreprises/Mazars Bedrijfsrevisoren SCRL/CVBA as its external auditors for the financial years 2017 to 2022.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(4)</p></td><td><p>The Governing Council of the ECB has recommended that Mazars R&#233;viseurs d'entreprises/Mazars Bedrijfsrevisoren SCRL/CVBA should be appointed as the external auditors of the Nationale Bank van Belgi&#235;/Banque Nationale de Belgique for the financial years 2017 to 2022.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(5)</p></td><td><p>Following the recommendation of the Governing Council of the ECB, Council Decision 1999/70/EC<a>&#160;(<span>2</span>)</a> should be amended accordingly,</p></td></tr></tbody></table> HAS ADOPTED THIS DECISION: Article 1 In Article 1 of Decision 1999/70/EC, paragraph 1 is replaced by the following: ‘1. Mazars Réviseurs d'entreprises/Mazars Bedrijfsrevisoren SCRL/CVBA are hereby approved as the external auditors of the Nationale Bank van België/Banque Nationale de Belgique for the financial years 2017 to 2022.’. Article 2 This Decision shall take effect on the date of its notification. Article 3 This Decision is addressed to the ECB. Done at Brussels, 23 May 2017. For the Council The President E. SCICLUNA <note> ( 1 ) OJ C 120, 13.4.2017, p. 1 . ( 2 ) Council Decision 1999/70/EC of 25 January 1999 concerning the external auditors of the national central banks ( OJ L 22, 29.1.1999, p. 69 ). </note>

ENG

32017D0932

<table><col/><col/><col/><col/><tbody><tr><td><p>12.3.2021&#160;&#160;&#160;</p></td><td><p>EN</p></td><td><p>Official Journal of the European Union</p></td><td><p>L 85/147</p></td></tr></tbody></table> COMMISSION IMPLEMENTING REGULATION (EU) 2021/438 of 3 March 2021 amending Implementing Regulation (EU) No 184/2014 as regards the addition of a new thematic objective to the nomenclature of the categories of intervention under the European territorial cooperation goal THE EUROPEAN COMMISSION, Having regard to the Treaty on the Functioning of the European Union, Having regard to Regulation (EU) No 1299/2013 of the European Parliament and of the Council of 17 December 2013 on specific provisions for the support from the European Regional Development Fund to the European territorial cooperation goal ( 1 ) , and in particular the second subparagraph of Article 8(2) thereof, Whereas: <table><col/><col/><tbody><tr><td><p>(1)</p></td><td><p>The Annex to Commission Implementing Regulation (EU) No&#160;184/2014&#160;<a>(<span>2</span>)</a> sets out the nomenclature of categories of intervention for the European Regional Development Fund under the European territorial cooperation goal.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(2)</p></td><td><p>Article&#160;92b(9) of Regulation (EU) No&#160;1303/2013 of the European Parliament and of the Council&#160;<a>(<span>3</span>)</a> as amended by Regulation (EU) 2020/2221 of the European Parliament and of the Council&#160;<a>(<span>4</span>)</a> establishes the new thematic objective &#8216;Fostering crisis repair in the context of the COVID-19 pandemic and its social consequences and preparing a green, digital and resilient recovery of the economy&#8217;, under which the additional resources from the European Union Recovery Instrument is to be provided. Due to the addition of that thematic objective, Table 5 of the Annex to Implementing Regulation (EU) No&#160;184/2014 should be amended accordingly.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(3)</p></td><td><p>In order to allow for prompt application of the measures provided for in this Regulation, this Regulation should enter into force on the day following that of its publication in the<span>Official Journal of the European Union</span>.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(4)</p></td><td><p>The measures provided for in this Regulation are in accordance with the opinion of the Coordination Committee for the European Structural and Investment Funds,</p></td></tr></tbody></table> HAS ADOPTED THIS REGULATION: Article 1 In Table 5 of the Annex to Implementing Regulation (EU) No 184/2014, the following row is added: <table><col/><col/><tbody><tr><td><p>&#8216;13 &#8211;</p></td><td><span>Fostering crisis repair in the context of the COVID-19 pandemic and its social consequences and preparing a green, digital and resilient recovery of the economy&#8217;.</span></td></tr></tbody></table> Article 2 This Regulation shall enter into force on the day following that of its publication in the Official Journal of the European Union . This Regulation shall be binding in its entirety and directly applicable in all Member States. Done at Brussels, 3 March 2021. For the Commission The President Ursula VON DER LEYEN <note> ( 1 ) OJ L 347, 20.12.2013, p. 259 . ( 2 ) Commission Implementing Regulation (EU) No 184/2014 of 25 February 2014 laying down pursuant to Regulation (EU) No 1303/2013 of the European Parliament and of the Council laying down common provisions on the European Regional Development Fund, the European Social Fund, the Cohesion Fund, the European Agricultural Fund for Rural Development and the European Maritime and Fisheries Fund and laying down general provisions on the European Regional Development Fund, the European Social Fund, the Cohesion Fund and the European Maritime and Fisheries Fund, the terms and conditions applicable to the electronic data exchange system between the Member States and the Commission and adopting pursuant to Regulation (EU) No 1299/2013 of the European Parliament and of the Council on specific provisions for the support from the European Regional Development Fund to the European territorial cooperation goal, the nomenclature of the categories of intervention for support from the European Regional Development Fund under the European territorial cooperation goal ( OJ L 57, 27.2.2014, p. 7 ). ( 3 ) Regulation (EU) No 1303/2013 of the European Parliament and of the Council of 17 December 2013 laying down common provisions on the European Regional Development Fund, the European Social Fund, the Cohesion Fund, the European Agricultural Fund for Rural Development and the European Maritime and Fisheries Fund and laying down general provisions on the European Regional Development Fund, the European Social Fund, the Cohesion Fund and the European Maritime and Fisheries Fund and repealing Council Regulation (EC) No 1083/2006 ( OJ L 347, 20.12.2013, p. 320 ). ( 4 ) Regulation (EU) 2020/2221 of the European Parliament and of the Council of 23 December 2020 amending Regulation (EU) No 1303/2013 as regards additional resources and implementing arrangements to provide assistance for fostering crisis repair in the context of the COVID-19 pandemic and its social consequences and for preparing a green, digital and resilient recovery of the economy (REACT-EU) ( OL L 437, 28.12.2020, p. 30 ). </note>

ENG

32021R0438

<table><col/><col/><col/><col/><tbody><tr><td><p>11.12.2020&#160;&#160;&#160;</p></td><td><p>EN</p></td><td><p>Official Journal of the European Union</p></td><td><p>L 417/221</p></td></tr></tbody></table> DECISION (EU) 2020/1905 OF THE EUROPEAN PARLIAMENT of 13 May 2020 on the closure of the accounts of the SESAR Joint Undertaking for the financial year 2018 THE EUROPEAN PARLIAMENT, <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>having regard to the final annual accounts of the SESAR Joint Undertaking for the financial year 2018,</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>having regard to the Court of Auditors&#8217; annual report on the EU Joint Undertakings for the financial year 2018, together with the Joint Undertakings&#8217; replies&#160;<a>(<span>1</span>)</a>,</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>having regard to the statement of assurance&#160;<a>(<span>2</span>)</a> as to the reliability of the accounts and the legality and regularity of the underlying transactions provided by the Court of Auditors for the financial year 2018, pursuant to Article 287 of the Treaty on the Functioning of the European Union,</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>having regard to the Council&#8217;s recommendation of 18 February 2020 on discharge to be given to the joint undertaking in respect of the implementation of the budget for the financial year 2018 (05763/2019 &#8211; C9-0066/2019),</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>having regard to Article 319 of the Treaty on the Functioning of the European Union,</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>having regard to Regulation (EU, Euratom) No 966/2012 of the European Parliament and of the Council of 25 October 2012 on the financial rules applicable to the general budget of the Union and repealing Council Regulation (EC, Euratom) No 1605/2002&#160;<a>(<span>3</span>)</a>, and in particular Article 208 thereof,</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>having regard to Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012&#160;<a>(<span>4</span>)</a>, and in particular Article 70 thereof,</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>having regard to Council Regulation (EC) No 219/2007 of 27 February 2007 on the establishment of a Joint Undertaking to develop the new generation European air traffic management system (SESAR)&#160;<a>(<span>5</span>)</a>, and in particular Article 4b thereof,</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>having regard to Commission Delegated Regulation (EU) No 1271/2013 of 30 September 2013 on the framework financial regulation for the bodies referred to in Article 208 of Regulation (EU, Euratom) No 966/2012 of the European Parliament and of the Council&#160;<a>(<span>6</span>)</a>,</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>having regard to Rule 100 of and Annex V to its Rules of Procedure,</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>having regard to the opinion of the Committee on Transport and Tourism,</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>having regard to the report of the Committee on Budgetary Control (A9-0044/2020),</p></td></tr></tbody></table> 1. Approves the closure of the accounts of the SESAR Joint Undertaking for the financial year 2018; 2. Instructs its President to forward this decision to the Executive Director of the SESAR Joint Undertaking, the Council, the Commission and the Court of Auditors, and to arrange for its publication in the Official Journal of the European Union (L series). The President David Maria SASSOLI The Secretary-General Klaus WELLE <note> ( 1 ) OJ C 426, 18.12.2019, p. 1 . ( 2 ) OJ C 426, 18.12.2019, p. 26 . ( 3 ) OJ L 298, 26.10.2012, p. 1 . ( 4 ) OJ L 193, 30.7.2018, p. 1 . ( 5 ) OJ L 64, 2.3.2007, p. 1 . ( 6 ) OJ L 328, 7.12.2013, p. 42 . </note>

ENG

32020B1905

<table><col/><col/><col/><col/><tbody><tr><td><p>15.11.2016&#160;&#160;&#160;</p></td><td><p>EN</p></td><td><p>Official Journal of the European Union</p></td><td><p>L 306/1</p></td></tr></tbody></table> COMMISSION DELEGATED REGULATION (EU) 2016/1986 of 30 June 2016 supplementing Regulation (EU) No 223/2014 of the European Parliament and of the Council with regard to the conditions and procedures to determine whether amounts which are irrecoverable shall be reimbursed by Member States concerning the Fund for European Aid to the Most Deprived THE EUROPEAN COMMISSION, Having regard to the Treaty on the Functioning of the European Union, Having regard to Regulation (EU) No 223/2014 of the European Parliament and of the Council of 11 March 2014 on the Fund for European Aid to the Most Deprived ( 1 ) and in particular the fifth subparagraph of Article 30(2) thereof, Whereas: <table><col/><col/><tbody><tr><td><p>(1)</p></td><td><p>In accordance with the fourth subparagraph of Article 30(2) of Regulation (EU) No&#160;223/2014, where an amount unduly paid to a beneficiary cannot be recovered and this is a result of fault or negligence on the part of a Member State, the Member State is responsible for reimbursing the amount concerned to the budget of the Union.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(2)</p></td><td><p>The document on irrecoverable amounts&#160;<a>(<span>2</span>)</a> submitted by the certifying authority to the Commission as part of the annual accounts, in accordance with Article 49(1)(b) and Article 48(a) of Regulation (EU) No 223/2014, each year from 2016 until and including 2025, establishes the irrecoverable amounts broken down by type of expenditure. That document should also include explicit information regarding the amounts that should not, according to the Member State, be reimbursed to the Union budget, in particular by demonstrating the administrative and legal measures taken by the Member State to effectively pursue the recovery of the irrecoverable amounts. However, as that document refers to amounts previously included in certified accounts submitted to the Commission, it should be submitted for the first time in 2017.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(3)</p></td><td><p>In accordance with point (b) of Article 33 and with Article 49(1) of Regulation (EU) No&#160;223/2014, deductions made before the submission of certified accounts cannot be considered as recoveries if they relate to expenditure included in the final interim payment application of a given accounting year for which the accounts are prepared. It should therefore be clarified that the information on irrecoverable amounts submitted under this Delegated Regulation should only concern amounts already included in certified accounts previously submitted to the Commission.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(4)</p></td><td><p>In order to allow the Commission to decide whether the irrecoverable amounts should be reimbursed to the Union budget, the Member State should submit the required information, at the level of each operation and beneficiary, before the deadline for the submission of accounts set in Article 59(5) of Regulation (EU, Euratom) No&#160;966/2012 of the European Parliament and of the Council&#160;<a>(<span>3</span>)</a>. In accordance with that provision, it should also be possible to extend the deadline for the document on irrecoverable amounts.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(5)</p></td><td><p>It is necessary to establish criteria that will enable the Commission to assess whether a Member State has been at fault or negligent in the recovery during the administrative and legal measures. The presence of one or more of these criteria should not automatically mean that the Member State has in fact been at fault or negligent.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(6)</p></td><td><p>For reasons of legal certainty, the Commission should conclude its assessment by a given deadline and Member States should react to the Commission's assessment by another given deadline. For the same reasons, the Commission should be able to conclude its assessment even where the Member State does not provide additional information. However, in cases preceding a bankruptcy or of suspected fraud, as referred to in the third subparagraph of Article&#160;30(2) of Regulation (EU) No&#160;223/2014, the deadlines should not apply.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(7)</p></td><td><p>Pursuant to the second sentence of the fourth subparagraph of Article 30(2) of Regulation (EU) No&#160;223/2014, a Member State may decide not to recover from a beneficiary an amount unduly paid at the level of an operation in the accounting year concerned that does not exceed EUR 250, not including interest, in contribution from the Fund for European Aid to the Most Deprived (&#8216;the Fund&#8217;). In this case, the amount does not need to be reimbursed to the budget of the Union. No information will be requested on such<span>de minimis</span> amounts,</p></td></tr></tbody></table> HAS ADOPTED THIS REGULATION: Article 1 Submission of information on irrecoverable amounts 1. Where a Member State considers that an amount unduly paid to a beneficiary, previously included in certified accounts submitted to the Commission, is irrecoverable, and where it has concluded that this amount should not be reimbursed to the Union budget, the certifying authority shall submit a request to the Commission to confirm that conclusion. 2. The certifying authority shall submit a request referred to in paragraph 1, at the level of each operation, in the form set out in the Annex to this Regulation by way of the electronic data exchange system referred to in Article 30(4) of Regulation (EU) No 223/2014. 3. The Member State shall submit a request established in accordance with paragraphs 1 and 2 each year from 2017 until and including 2025 by 15 February with regard to the previous accounting years. The Commission may exceptionally extend the deadline to 1 March, upon request by the Member State concerned. Article 2 Conditions for determining fault or negligence on the part of the Member States The following criteria are indicative of fault or negligence on the part of the Member State: <table><col/><col/><tbody><tr><td><p>(a)</p></td><td><p>the Member State did not submit any description of the administrative and legal measures, with dates, taken by the Member State to recover the relevant amount (or to reduce or cancel the level of support or withdraw the document setting out the conditions for support referred to in Article 32(3)(c) of Regulation (EU) No&#160;223/2014, where such a withdrawal is subject to a separate procedure);</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(b)</p></td><td><p>the Member State did not provide a copy of the first and any subsequent recovery order (and of any copy of the document reducing or cancelling the level of support or withdrawing the document setting out the conditions for support referred to in Article 32(3)(c) of Regulation (EU) No&#160;223/2014, where such withdrawal is subject to a separate procedure);</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(c)</p></td><td><p>the Member State did not provide the date of the last payment of the public contribution to the beneficiary of the given operation and a copy of proof of this payment;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(d)</p></td><td><p>the Member State, after detection of the irregularity, made one or more undue payments to the beneficiary in relation to the part of the operation that was affected by the irregularity;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(e)</p></td><td><p>the Member State did not send the document reducing the level of support or withdrawing the document setting out the conditions for support referred to in Article 32(3)(c) of Regulation (EU) No&#160;223/2014, where such withdrawal is subject to a separate procedure, or take any equivalent decision within 12 months of the detection of the irregularity;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(f)</p></td><td><p>the Member State did not initiate the recovery procedure within 12 months of the support being definitively reduced or cancelled (either after an administrative or judicial procedure or by agreement of the beneficiary);</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(g)</p></td><td><p>the Member State did not exhaust all recovery possibilities available under its institutional and legal framework;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(h)</p></td><td><p>the Member State did not provide documents relating to insolvency and bankruptcy procedures, where applicable;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(i)</p></td><td><p>the Member State did not reply to the Commission's request for further information in accordance with Article 3.</p></td></tr></tbody></table> Article 3 Procedure to determine whether an irrecoverable amount shall be reimbursed by Member States 1. Based on the information submitted by the Member State in accordance with Article 1, the Commission shall assess each case in order to determine whether the failure to recover an amount is a result of fault or negligence on the part of the Member State, taking due account of specific circumstances and the institutional and legal framework of the Member State. Where one or more of the criteria listed in Article 2 is fulfilled, the Commission may still conclude that the Member State has not been at fault or negligent. 2. By 31 May of the year in which the accounts are submitted, the Commission may: <table><col/><col/><tbody><tr><td><p>(a)</p></td><td><p>request the Member State in writing to submit further information on the administrative and legal measures taken to recover any Union contribution unduly paid to beneficiaries; or</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(b)</p></td><td><p>request the Member State in writing to continue its recovery procedure.</p></td></tr></tbody></table> Where the Commission has taken the option referred to in point (a) of the first subparagraph, paragraphs 5 to 8 shall apply. 3. The deadline set in paragraph 2(a) and (b) shall not apply to irregularities preceding a bankruptcy or to cases of suspected fraud. 4. If the Commission does not act pursuant to and by the deadline set in paragraph 2, the Union contribution shall not be reimbursed by the Member State. 5. The Member State shall reply within three months to the Commission's request for information sent pursuant to paragraph 2. 6. If the Member State does not submit further information as requested pursuant to paragraph 2, the Commission shall continue its assessment based on the information available. 7. Within three months of receiving the reply from the Member State, or, in the absence of a reply by the deadline, the Commission shall inform the Member State where it concludes that the Union contribution should be reimbursed by the Member State setting out the basis for its conclusion, and requesting the Member State to provide its observations within two months. If the Commission does not act pursuant to and by the deadline set in the preceding sentence, the Union contribution shall not be reimbursed by the Member State. 8. Within six months following the deadline for observations by the Member State set out in paragraph 7, the Commission shall conclude its assessment based on the information available and, when it maintains its conclusion that the Union contribution shall be reimbursed by the Member State, shall adopt a decision. If the Commission does not act pursuant to and by the deadline set in the preceding sentence, the Union contribution shall not be reimbursed by the Member State. For the purpose of calculating the Union contribution to be reimbursed by the Member State, the co-financing rate at the level of the operational programme, as laid down in the financing plan in force at the time of the request, shall apply. Article 4 Provision of information on amounts not recovered that do not exceed EUR 250 in contribution from the Fund Where a Member State decides not to recover from a beneficiary an amount unduly paid at the level of an operation in the accounting year concerned that does not exceed EUR 250, not including interest, in contribution from the Fund, no information needs to be provided to the Commission under this Regulation. Article 5 Entry into force This Regulation shall enter into force on the twentieth day following that of its publication in the Official Journal of the European Union . This Regulation shall be binding in its entirety and directly applicable in all Member States. Done at Brussels, 30 June 2016. For the Commission The President Jean-Claude JUNCKER ( 1 ) OJ L 72, 12.3.2014, p. 1 . ( 2 ) Appendix 4 to Annex V to Commission Implementing Regulation (EU) 2015/341 of 20 February 2015 laying down detailed rules for implementing Regulation (EU) No 223/2014 of the European Parliament and of the Council as regards the models for submission of certain information to the Commission ( OJ L 60, 4.3.2015, p. 1 ). ( 3 ) Regulation (EU, Euratom) No 966/2012 of the European Parliament and of the Council of 25 October 2012 on the financial rules applicable to the general budget of the Union and repealing Council Regulation (EC, Euratom) No 1605/2002 ( OJ L 298, 26.10.2012, p. 1 ). ANNEX Submission of information on irrecoverable amounts — Food and/or basic material assistance operational programme (OP I) <table><col/><col/><col/><col/><col/><col/><col/><col/><col/><col/><col/><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>a</p></td><td><p>b</p></td><td><p>c</p></td><td><p>d</p></td><td><p>e</p></td><td><p>f</p></td><td><p>g</p></td><td><p>h</p></td><td><p>i</p></td><td><p>j</p></td><td><p>k</p></td><td><p>l</p></td><td><p>m</p></td><td><p>n</p></td><td><p>o</p></td><td><p>p</p></td><td><p>q</p></td></tr><tr><td><p>Type of expenditure<a>&#160;(<span>1</span>)</a></p></td><td><p>Name of operation and IT identification number</p></td><td><p>Name of beneficiary</p></td><td><p>Date and proof of last payment of public contribution to the beneficiary for the operation concerned</p></td><td><p>Nature of irregularity (nature to be defined by Member State)</p></td><td><p>Body which detected the irregularity (indicate which: MA, CA or AA or other, or name of EU body)</p></td><td><p>Date of detection of irregularity<a>&#160;(<span>2</span>)</a></p></td><td><p>Total expenditure declared irrecoverable</p></td><td><p>Public expenditure corresponding to amounts declared irrecoverable</p></td><td><p>Amount of irrecoverable Union contribution<a>&#160;(<span>3</span>)</a></p></td><td><p>Accounting year(s) in which the expenditure corresponding to the irrecoverable Union contribution was declared</p></td><td><p>Date of launch of recovery proceedings</p></td><td><p>Copy of first and any subsequent recovery orders<a>&#160;(<span>4</span>)</a></p></td><td><p>Date of establishment of irrecoverability</p></td><td><p>Reason for irrecoverability<a>&#160;(<span>5</span>)</a></p></td><td><p>Documents related to bankruptcy procedures, when applicable</p></td><td><p>Indicate whether the Union contribution should be borne by the Union budget (Y/N)<a>&#160;(<span>6</span>)</a></p></td></tr><tr><td><p><span>&lt;type="S" maxlength="500" input="S"&gt;</span></p></td><td><p><span>&lt;type="S" maxlength="250" input="M"&gt;</span><a>&#160;(<span>7</span>)</a></p></td><td><p><span>&lt;type="S" maxlength="250" input="M"&gt;</span></p></td><td><p><span>&lt;type="D" input="M"&gt; + &lt;ATT&gt;</span></p></td><td><p><span>&lt;type="S" maxlength="250" input="M"&gt;</span></p></td><td><p><span>&lt;type="S" maxlength="250" input="M"&gt;</span></p></td><td><p><span>&lt;type="D" input="M"&gt;</span></p></td><td><p><span>&lt;type="Cu" input="M"&gt;</span></p></td><td><p><span>&lt;type="Cu" input="M"&gt;</span></p></td><td><p><span>&lt;type="Cu" input="M"&gt;</span></p></td><td><p><span>&lt;type="D" input="S"&gt;</span></p></td><td><p><span>&lt;type="D" input="M"&gt;</span></p></td><td><p><span>&lt;ATT&gt;</span></p></td><td><p><span>&lt;type="D" input="M"&gt;</span></p></td><td><p><span>&lt;type="S" maxlength="500" input="M"&gt;</span></p></td><td><p><span>&lt;ATT&gt;</span></p></td><td><p><span>&lt;type="B" input="M"&gt;</span></p></td></tr><tr><td><p>Technical Assistance</p></td><td><p>Op 1</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>&#160;</p></td><td><p>Op 2</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>&#160;</p></td><td><p><span>Sub-total</span></p></td><td><p><span>&lt;type="Cu" input="G"&gt;</span></p></td><td><p><span>&lt;type="Cu" input="G"&gt;</span></p></td><td><p><span>&lt;type="Cu" input="G"&gt;</span></p></td><td><p>&#160;</p></td></tr><tr><td><p>Type of material assistance 1</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>&#160;</p></td><td><p><span>Sub-total</span></p></td><td><p><span>&lt;type="Cu" input="G"&gt;</span></p></td><td><p><span>&lt;type="Cu" input="G"&gt;</span></p></td><td><p><span>&lt;type="Cu" input="G"&gt;</span></p></td><td><p>&#160;</p></td></tr><tr><td><p>Type of material assistance 2</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>&#160;</p></td><td><p><span>Sub-total</span></p></td><td><p><span>&lt;type="Cu" input="G"&gt;</span></p></td><td><p><span>&lt;type="Cu" input="G"&gt;</span></p></td><td><p><span>&lt;type="Cu" input="G"&gt;</span></p></td><td><p>&#160;</p></td></tr><tr><td><p>Type of material assistance n</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>&#160;</p></td><td><p><span>Sub-total</span></p></td><td><p><span>&lt;type="Cu" input="G"&gt;</span></p></td><td><p><span>&lt;type="Cu" input="G"&gt;</span></p></td><td><p><span>&lt;type="Cu" input="G"&gt;</span></p></td><td><p>&#160;</p></td></tr><tr><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p><span>Total</span></p></td><td><p><span>&lt;type="Cu" input="G"&gt;</span></p></td><td><p><span>&lt;type="Cu" input="G"&gt;</span></p></td><td><p><span>&lt;type="Cu" input="G"&gt;</span></p></td><td><p>&#160;</p></td></tr></tbody></table> Submission of information on irrecoverable amounts — Social inclusion of the most deprived persons operational programme (OP II) <table><col/><col/><col/><col/><col/><col/><col/><col/><col/><col/><col/><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>a</p></td><td><p>b</p></td><td><p>c</p></td><td><p>d</p></td><td><p>e</p></td><td><p>f</p></td><td><p>g</p></td><td><p>h</p></td><td><p>i</p></td><td><p>j</p></td><td><p>k</p></td><td><p>l</p></td><td><p>m</p></td><td><p>n</p></td><td><p>o</p></td><td><p>p</p></td><td><p>q</p></td></tr><tr><td><p>Type of expenditure<a>&#160;(<span>8</span>)</a></p></td><td><p>Name of operation and IT identification number</p></td><td><p>Name of beneficiary</p></td><td><p>Date and proof of last payment of public contribution to the beneficiary for the operation concerned</p></td><td><p>Nature of irregularity (nature to be defined by Member State)</p></td><td><p>Body which detected the irregularity (indicate which: MA, CA or AA or other, or name of EU body)</p></td><td><p>Date of detection of irregularity<a>&#160;(<span>9</span>)</a></p></td><td><p>Total expenditure declared irrecoverable</p></td><td><p>Public expenditure corresponding to amounts declared irrecoverable</p></td><td><p>Amount of irrecoverable Union contribution<a>&#160;(<span>10</span>)</a></p></td><td><p>Accounting year(s) in which the expenditure corresponding to the irrecoverable Union contribution was declared</p></td><td><p>Date of launch of recovery proceedings</p></td><td><p>Copy of first and any subsequent recovery orders<a>&#160;(<span>11</span>)</a></p></td><td><p>Date of establishment of irrecoverability</p></td><td><p>Reason for irrecoverability<a>&#160;(<span>12</span>)</a></p></td><td><p>Documents related to bankruptcy procedures, when applicable</p></td><td><p>Indicate whether the Union contribution should be borne by the Union budget (Y/N)<a>&#160;(<span>13</span>)</a></p></td></tr><tr><td><p><span>&lt;type="S" maxlength="500" input="S"&gt;</span></p></td><td><p><span>&lt;type="S" maxlength="250" input="M"&gt;</span><a>&#160;(<span>14</span>)</a></p></td><td><p><span>&lt;type="S" maxlength="250" input="M"&gt;</span></p></td><td><p><span>&lt;type="D" input="M"&gt; + &lt;ATT&gt;</span></p></td><td><p><span>&lt;type="S" maxlength="250" input="M"&gt;</span></p></td><td><p><span>&lt;type="S" maxlength="250" input="M"&gt;</span></p></td><td><p><span>&lt;type="D" input="M"&gt;</span></p></td><td><p><span>&lt;type="Cu" input="M"&gt;</span></p></td><td><p><span>&lt;type="Cu" input="M"&gt;</span></p></td><td><p><span>&lt;type="Cu" input="M"&gt;</span></p></td><td><p><span>&lt;type="D" input="S"&gt;</span></p></td><td><p><span>&lt;type="D" input="M"&gt;</span></p></td><td><p><span>&lt;ATT&gt;</span></p></td><td><p><span>&lt;type="D" input="M"&gt;</span></p></td><td><p><span>&lt;type="S" maxlength="500" input="M"&gt;</span></p></td><td><p><span>&lt;ATT&gt;</span></p></td><td><p><span>&lt;type="B" input="M"&gt;</span></p></td></tr><tr><td><p>Technical assistance</p></td><td><p>Op 1</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>&#160;</p></td><td><p>Op 2</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>&#160;</p></td><td><p><span>Sub-total</span></p></td><td><p><span>&lt;type="Cu" input="G"&gt;</span></p></td><td><p><span>&lt;type="Cu" input="G"&gt;</span></p></td><td><p><span>&lt;type="Cu" input="G"&gt;</span></p></td><td><p>&#160;</p></td></tr><tr><td><p>Type of action 1</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>&#160;</p></td><td><p><span>Sub-total</span></p></td><td><p><span>&lt;type="Cu" input="G"&gt;</span></p></td><td><p><span>&lt;type="Cu" input="G"&gt;</span></p></td><td><p><span>&lt;type="Cu" input="G"&gt;</span></p></td><td><p>&#160;</p></td></tr><tr><td><p>Type of action 2</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>&#160;</p></td><td><p><span>Sub-total</span></p></td><td><p><span>&lt;type="Cu" input="G"&gt;</span></p></td><td><p><span>&lt;type="Cu" input="G"&gt;</span></p></td><td><p><span>&lt;type="Cu" input="G"&gt;</span></p></td><td><p>&#160;</p></td></tr><tr><td><p>Type of action n</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>&#160;</p></td><td><p><span>Sub-total</span></p></td><td><p><span>&lt;type="Cu" input="G"&gt;</span></p></td><td><p><span>&lt;type="Cu" input="G"&gt;</span></p></td><td><p><span>&lt;type="Cu" input="G"&gt;</span></p></td><td><p>&#160;</p></td></tr><tr><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p><span>Total</span></p></td><td><p><span>&lt;type="Cu" input="G"&gt;</span></p></td><td><p><span>&lt;type="Cu" input="G"&gt;</span></p></td><td><p><span>&lt;type="Cu" input="G"&gt;</span></p></td><td><p>&#160;</p></td></tr></tbody></table> <note> ( 1 ) Corresponding to the information provided in the accounts, in line with Appendix 4 of Annex V to Implementing Regulation (EU) 2015/341. The reporting shall be by type of material assistance and by operation. ( 2 ) The date on which the primary administrative or judicial finding on the irregularity was established. ( 3 ) Calculated in accordance with the co-financing rate at the level of the operational programme, as laid down in the financing plan in force at the time of the request. ( 4 ) In addition, when applicable, a copy of the document reducing/cancelling the level of support and /or withdrawing the document setting out the conditions for support referred to in Article 32(3)(c) of Regulation (EU) No 223/2014. ( 5 ) Indicate whether the reason for irrecoverability is bankruptcy of the beneficiary. If not, indicate the applicable reason. ( 6 ) When a request is made that the Union contribution should be borne by the Union budget, the Member State confirms it has exhausted all the recovery possibilities available through its institutional and legal framework. ( 7 ) Legend for the characteristics of fields: type: N=Number, D=Date, S=String, Cu=Currency. B = Boolean — input: M=Manual, S=Selection, G=Generated by system — ‘maxlength’ = Maximum number of characters including spaces — ATT: Attachments. ( 8 ) Corresponding to the information provided in the accounts, in line with Appendix 4 of Annex V to Implementing Regulation (EU) 2015/341. The reporting shall be by type of action and by operation. ( 9 ) The date on which the primary administrative or judicial finding on the irregularity was established. ( 10 ) Calculated in accordance with the co-financing rate at the level of the operational programme, as laid down in the financing plan in force at the time of the request. ( 11 ) In addition, when applicable, a copy of the document reducing/cancelling the level of support and /or withdrawing the document setting out the conditions for support referred to in Article 32(3)(c) of Regulation (EU) No 223/2014. ( 12 ) Indicate whether the reason for irrecoverability is bankruptcy of the beneficiary. If not, indicate the applicable reason. ( 13 ) When a request is made that the Union contribution should be borne by the Union budget, the Member State confirms it has exhausted all the recovery possibilities available through its institutional and legal framework. ( 14 ) Legend for the characteristics of fields: type: N=Number, D=Date, S=String, Cu=Currency. B = Boolean — input: M=Manual, S=Selection, G=Generated by system — ‘maxlength’ = Maximum number of characters including spaces — ATT: Attachments. </note>

ENG

32016R1986

02005R0183 — EN — 28.01.2022 — 006.001 This text is meant purely as a documentation tool and has no legal effect. The Union's institutions do not assume any liability for its contents. The authentic versions of the relevant acts, including their preambles, are those published in the Official Journal of the European Union and available in EUR-Lex. Those official texts are directly accessible through the links embedded in this document <table><col/><col/><tr><td><p><a>&#9658;B</a></p></td><td><p> REGULATION (EC) No&#160;183/2005 OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL</p><p>of 12&#160;January 2005</p><p>laying down requirements for feed hygiene</p><p><a>(Text with EEA relevance)</a></p><p>(OJ L 035 8.2.2005, p. 1)</p></td></tr></table> Amended by: <table><col/><col/><col/><col/><col/><tr><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>Official Journal</p></td></tr><tr><td><p>&#160;&#160;No</p></td><td><p>page</p></td><td><p>date</p></td></tr><tr><td><p><a>&#9658;M1</a></p></td><td><p><a> REGULATION (EC) No 219/2009 OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL &#160;of 11&#160;March 2009</a></p></td><td><p>&#160;&#160;L&#160;87</p></td><td><p>109</p></td><td><p>31.3.2009</p></td></tr><tr><td><p><a>&#9658;M2</a></p></td><td><p><a> COMMISSION REGULATION (EU) No 225/2012&#160;of 15 March 2012</a></p></td><td><p>&#160;&#160;L&#160;77</p></td><td><p>1</p></td><td><p>16.3.2012</p></td></tr><tr><td><p><a>&#9658;M3</a></p></td><td><p><a> COMMISSION REGULATION (EU) 2015/1905&#160;of 22 October 2015</a></p></td><td><p>&#160;&#160;L&#160;278</p></td><td><p>5</p></td><td><p>23.10.2015</p></td></tr><tr><td><p><a>&#9658;M4</a></p></td><td><p><a> REGULATION (EU) 2019/4 OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL &#160;of 11 December 2018</a></p></td><td><p>&#160;&#160;L&#160;4</p></td><td><p>1</p></td><td><p>7.1.2019</p></td></tr><tr><td><p><a>&#9658;M5</a></p></td><td><p><a> REGULATION (EU) 2019/1243 OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL &#160;of 20 June 2019</a></p></td><td><p>&#160;&#160;L&#160;198</p></td><td><p>241</p></td><td><p>25.7.2019</p></td></tr></table> REGULATION (EC) No 183/2005 OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL of 12 January 2005 laying down requirements for feed hygiene (Text with EEA relevance) CHAPTER I SUBJECT MATTER, SCOPE AND DEFINITIONS Article 1 Subject matter This Regulation lays down: (a) general rules on feed hygiene; (b) conditions and arrangements ensuring traceability of feed; (c) conditions and arrangements for registration and approval of establishments. Article 2 Scope 1. This Regulation shall apply to: (a) the activities of feed business operators at all stages, from and including primary production of feed, up to and including, the placing of feed on the market; (b) the feeding of food-producing animals; (c) imports and exports of feed from and to third countries. 2. This Regulation shall not apply to: (a) the private domestic production of feed: (i) for food-producing animals kept for private domestic consumption; and (ii) for animals not kept for food production; (b) the feeding of food-producing animals kept for private domestic consumption or for the activities mentioned in Article 1(2)(c) of Regulation (EC) No 852/2004 of the European Parliament and of the Council of 29 April 2004 on the hygiene of foodstuffs ( 1 ); (c) the feeding of animals not kept for food production; (d) the direct supply of small quantities of primary production of feed at local level by the producer to local farms for use on those farms; (e) the retailing of pet food. 3. Member States may establish rules and guidance governing the activities referred to in paragraph 2. Such national rules and guidance shall ensure the achievement of the objectives of this Regulation. Article 3 Definitions For the purposes of this Regulation, the definitions in Regulation (EC) No 178/2002 shall apply, subject to the following specific definitions: (a) ‘feed hygiene’ means the measures and conditions necessary to control hazards and to ensure fitness for animal consumption of a feed, taking into account its intended use; (b) ‘feed business operator’ means the natural or legal person responsible for ensuring that the requirements of the present Regulation are met within the feed business under their control; (c) ‘feed additives’ means substances or micro-organisms authorised under Regulation (EC) No 1831/2003 of the European Parliament and of the Council of 22 September 2003 on additives for use in animal nutrition ( 2 ); (d) ‘establishment’ means any unit of a feed business; (e) ‘competent authority’ means the authority of a Member State or of a third country designated to carry out official controls; (f) ‘primary production of feed’ means the production of agricultural products, including in particular growing, harvesting, milking, rearing of animals (prior to their slaughter) or fishing resulting exclusively in products which do not undergo any other operation following their harvest, collection or capture, apart from simple physical treatment. CHAPTER II OBLIGATIONS Article 4 General obligations 1. Feed business operators shall ensure that all stages of production, processing and distribution under their control are carried out in accordance with Community legislation, national law compatible therewith, and good practice. They shall ensure in particular that they satisfy the relevant hygiene requirements laid down in this Regulation. 2. When feeding food-producing animals, farmers shall take measures and adopt procedures to keep the risk of biological, chemical and physical contamination of feed, animals and animal products as low as reasonably achievable. Article 5 Specific obligations 1. For operations at the level of primary production of feed and the following associated operations: (a) transport, storage and handling of primary products at the place of production; (b) transport operations to deliver primary products from the place of production to an establishment; (c) mixing of feed, for the exclusive requirements of their own holdings, without using veterinary medicinal products or intermediate products as defined in Regulation (EU) 2019/4 ( 3 ) or additives or premixtures of additives, with the exception of silage additives, feed business operators shall comply with the provisions in Annex I, where relevant for the operations carried out. 2. For operations other than those referred to in paragraph 1, including mixing of feed for the exclusive requirements of their own holdings when using veterinary medicinal products or intermediate products as defined in Regulation (EU) 2019/4 or additives or premixtures of additives, with the exception of silage additives, feed business operators shall comply with Annex II, where relevant for the operations carried out. 3. Feed business operators shall: (a) comply with specific microbiological criteria; (b) take measures or adopt procedures necessary to meet specific targets. The Commission is empowered to adopt delegated acts in accordance with Article 30a in order to supplement this Regulation by defining the criteria and targets referred to in points (a) and (b) of the first subparagraph. 4. Feed business operators may use the guides provided for in Chapter III to help them comply with their obligations under this Regulation. 5. Farmers shall comply with the provisions set out in Annex III when feeding food-producing animals. 6. Feed business operators and farmers shall only source and use feed from establishments which are registered and/or approved in accordance with this Regulation. Article 6 Hazard analysis and critical control points (HACCP) system 1. Feed business operators carrying out operations other than those referred to in Article 5(1) shall put in place, implement and maintain, a permanent written procedure or procedures based on the HACCP principles. 2. The principles referred to in paragraph 1 are the following: (a) identify any hazards that must be prevented, eliminated or reduced to acceptable levels; (b) identify the critical control points at the step or steps at which control is essential to prevent or eliminate a hazard or reduce it to acceptable levels; (c) establish critical limits at critical control points which separate acceptability from unacceptability, for the prevention, elimination or reduction of identified hazards; (d) establish and implement effective monitoring procedures at critical control points; (e) establish corrective action when monitoring indicates that a critical control point is not under control; (f) establish procedures to verify that the measures outlined in points (a) to (e) are complete and working effectively. Verification procedures shall be carried out regularly; (g) establish documents and records commensurate with the nature and size of the feed businesses to demonstrate the effective application of the measures set out in points (a) to (f). 3. When any modification is made in a product, process or any stage of production, processing, storage and distribution, feed business operators shall review their procedure and make the necessary changes. 4. As part of the system of procedures referred to in paragraph 1, feed business operators may use guides to good practice in conjunction with guides on the application of HACCP, developed in accordance with Article 20. 5. Measures to facilitate the implementation of this Article, including for small businesses, may be adopted in accordance with the procedure referred to in Article 31(2). Article 7 Documents concerning the HACCP system 1. Feed business operators shall: (a) provide the competent authority with evidence of their compliance with Article 6 in the form requested by the competent authority; (b) ensure that any documents describing the procedures developed in accordance with Article 6 are up-to-date at all times; 2. The competent authority shall take into account the nature and size of the feed business when fixing requirements as to the form referred to in paragraph 1(a). 3. Detailed arrangements for the implementation of this Article may be adopted in accordance with the procedure referred to in Article 31(2). Such arrangements may facilitate certain feed business operators’ implementation of HACCP principles developed in accordance with Chapter III, with a view to complying with the requirements of Article 6(1). Article 8 Financial guarantees 1. To prepare for an effective system of financial guarantees for feed business operators, the Commission shall submit to the European Parliament and to the Council by 8 February 2006 a report on financial guarantees in the feed sector. In addition to examining the existing national legal provisions, systems and practices relating to liability in the feed sector and related sectors, the report shall be accompanied, where appropriate, by legislative proposals for such a feasible and practicable guarantee system at Community level. Those guarantees should provide cover for the total costs for which operators could be held liable as a direct consequence of the withdrawal from the market, treatment and/or destruction of any feed, animals and food produced therefrom. 2. Feed business operators shall be liable for any infringements of the relevant legislation on feed safety and operators within the meaning of Article 5(2) shall submit proof that they are covered by the financial guarantees required by the Community legislative measures referred to in paragraph 1. Article 9 Official controls, notification and registration 1. Feed business operators shall cooperate with the competent authorities, in accordance with the relevant Community legislation and national law compatible therewith. 2. Feed business operators shall: (a) notify the appropriate competent authority of any establishments under their control, active in any of the stages of production, processing, storage, transport or distribution of feed, in the form required by the competent authority with a view to registration; (b) provide the competent authority with up-to-date information on any establishments under their control as referred to in point (a), including notifying the competent authority of any significant change in activities and any closure of an existing establishment. 3. The competent authority shall maintain a register or registers of establishments. Article 10 Approval of feed business establishments Feed business operators shall ensure that establishments under their control and covered by this Regulation are approved by the competent authority, where: (1) such establishments carry out one of the following activities: (a) manufacturing and/or placing on the market of feed additives covered by Regulation (EC) No 1831/2003 or products covered by Directive 82/471/EEC and referred to in Chapter 1 of Annex IV to this Regulation; (b) manufacturing and/or placing on the market of premixtures prepared using feed additives referred to in Chapter 2 of Annex IV to this Regulation; (c) manufacturing for placing on the market, or producing for the exclusive requirements of their holdings, compound feedingstuffs using feed additives or premixtures containing feed additives and referred to in Chapter 3 of Annex IV to this Regulation; (2) approval is required under the national law of the Member State where the establishment is located; or (3) approval is required by a Delegated Regulation that the Commission is empowered to adopt in accordance with Article 30a in order to supplement this Regulation. Article 11 Requirements Feed business operators shall not operate without: (a) registration as provided for in Article 9; or (b) approval, when required in accordance with Article 10. Article 12 Information on national rules on approval Any Member State requiring the approval under Article 10(2) of certain establishments located on its territory shall inform the Commission and the other Member States of the relevant national rules. Article 13 Approval of establishments 1. The competent authority shall approve establishments only where an on-site visit, prior to start-up of any activity, has demonstrated that they meet the relevant requirements of this Regulation. 2. The competent authority may grant conditional approval if it appears, from the on-site visit, that the establishment meets all the infrastructure and equipment requirements. It shall grant full approval only if it appears, from a new on-site visit carried out within three months of granting conditional approval, that the establishment meets the other requirements referred to in paragraph 1. If clear progress has been made, but the establishment still does not meet all of these requirements, the competent authority may prolong conditional approval. However, conditional approval shall not exceed a total of six months. Article 14 Suspension of registration or approval The competent authority shall temporarily suspend the registration or the approval of an establishment for one, more or all of its activities, where it is shown that the establishment no longer fulfils the conditions applicable to those activities. Such suspension shall last until the establishment again meets those conditions. Where such conditions are not met within one year, Article 15 shall apply. Article 15 Revocation of registration or approval The competent authority shall revoke the registration or the approval of an establishment, for one or more of its activities, where: (a) the establishment ceases one or more of its activities; (b) it is shown that the establishment has not fulfilled the conditions applicable to its activities, for a period of one year; (c) it identifies serious deficiencies or has had to stop production at an establishment repeatedly and the feed business operator is still not able to provide adequate guarantees regarding future production. Article 16 Amendments to registration or approval of an establishment Upon request, the competent authority shall amend the registration or approval of an establishment, where it has demonstrated its capacity to develop activities which are additional to those for which it was first registered or approved, or which replace them. Article 17 Exemption from on-site visits 1. Member States are exempted from the obligation to carry out on-site visits, as provided for in Article 13, of feed businesses which act solely as traders, without holding the products on their premises. 2. Such feed businesses shall submit to the competent authority a declaration, in a form decided upon by the competent authority, to the effect that the feeds placed on the market by them comply with the conditions of this Regulation. Article 18 Transitional measures 1. Establishments and intermediaries approved and/or registered in accordance with Directive 95/69/EC may continue their activities, on condition that they submit, by 1 January 2006, a notification to this effect to the relevant competent authority in whose area their facilities are located. 2. Establishments and intermediaries requiring neither registration nor approval in accordance with Directive 95/69/EC, but requiring registration in accordance with this Regulation may continue their activities, on condition that they submit, by 1 January 2006, an application for registration to the relevant competent authority in whose area their facilities are located. 3. By 1 January 2008 the applicant must declare, in a form decided upon by the competent authority, that the conditions laid down in this Regulation are being met. 4. The competent authorities shall take account of the systems already existing for the collection of data and request the notifier or the applicant to provide only additional information which guarantees compliance with the conditions of this Regulation. In particular, the competent authorities may consider as an application under paragraph 2 a notification pursuant to Article 6 of Regulation (EC) No 852/2004. Article 19 List of registered and approved establishments 1. For each activity, the competent authority shall record in a national list or lists the establishments it has registered in accordance with Article 9. 2. Establishments approved by the competent authority in accordance with Article 13 shall be recorded in a national list, under an individual identifying number. 3. Member States shall keep updated the records of establishments in the lists referred to in paragraphs 1 and 2 in accordance with the decisions referred to in Articles 14, 15 and 16 to suspend, revoke or amend registration or approval. 4. The list referred to in paragraph 2 must be drawn up in accordance with the model set out in Annex V, Chapter I. 5. The identifying number referred to in paragraph 2 shall be in the form set out in Annex V, Chapter II. 6. The Commission shall compile and make available to the public the part of the Member States’ lists which includes the establishments referred to in paragraph 2 for the first time in November 2007, and thereafter each year, by 30 November at the latest. The compiled list shall take into account the amendments made during the year. 7. The Member States shall make available to the public the lists of establishments referred to in paragraph 1. CHAPTER III GUIDES TO GOOD PRACTICE Article 20 Development, dissemination and use of guides 1. The Commission shall encourage the development of Community guides to good practice in the feed sector and for the application of HACCP principles in accordance with Article 22. Where necessary, Member States shall encourage the development of national guides in accordance with Article 21. 2. The dissemination and use of both national and Community guides shall be encouraged by the competent authorities. 3. Nevertheless, feed business operators may use these guides voluntarily. Article 21 National guides 1. When national guides to good practice are developed, they shall be developed and disseminated by feed business sectors: (a) in consultation with representatives of parties whose interests may be substantially affected, such as competent authorities and user groups; (b) having regard to relevant codes of practice of the Codex Alimentarius; and (c) when they concern primary production of feed, having regard to the requirements set out in Annex I. 2. Member States shall assess national guides to ensure that: (a) they have been developed in accordance with paragraph 1; (b) their contents are practicable for the sectors to which they refer; and (c) they are suitable as guides for compliance with Articles 4, 5 and 6, in the sectors and/or for the feeds concerned. 3. Member States shall transmit national guides to the Commission. 4. The Commission shall set up and run a registration system for such guides and make it available to the Member States. Article 22 Community guides 1. Before Community guides to good practice for hygiene or for the application of the HACCP principles are developed, the Commission shall consult the Committee referred to in Article 31(1). The objective of this consultation shall be to consider the case for such guides, their scope and subject matter. 2. Where Community guides are prepared, the Commission shall ensure that they are developed and disseminated: (a) by or in consultation with appropriate representatives of European feed business sectors and other interested parties, such as consumer groups; (b) in collaboration with parties whose interests may be substantially affected, including competent authorities. 3. Community guides shall be developed and disseminated taking into account: (a) relevant codes of practice of the Codex Alimentarius, and (b) when they concern primary production of feed, the requirements set out in Annex I. 4. The Committee referred to in Article 31(1) shall assess draft Community guides to ensure that: (a) they have been developed in accordance with paragraphs 2 and 3; (b) their contents are practicable throughout the Community for the sectors to which they refer; and (c) they are suitable as guides for compliance with Articles 4, 5 and 6, in the sectors and/or for the feeds concerned. 5. The Commission shall invite the Committee referred to in Article 31(1) periodically to review any Community guides prepared in accordance with this Article, in cooperation with the entities mentioned in paragraph 2 of this Article. The aim of this review shall be to ensure that the guides remain practicable and to take account of technological and scientific developments. 6. The titles and references of Community guides prepared in accordance with this Article shall be published in the C series of the Official Journal of the European Union . CHAPTER IV IMPORTS AND EXPORTS Article 23 Imports 1. Feed business operators importing feed from third countries shall ensure that importation takes place only in accordance with the following conditions: (a) the third country of dispatch appears on a list, drawn up in accordance with Article 48 of Regulation (EC) No 882/2004, of third countries from which imports of feed are permitted; (b) the establishment of dispatch appears on a list, drawn up and kept updated by the third country in accordance with Article 48 of Regulation (EC) No 882/2004, of establishments from which imports of feed are permitted; (c) the feed was produced by the establishment of dispatch or by another establishment appearing on the list referred to in point (b) or in the Community; and (d) the feed satisfies: (i) the requirements laid down in this Regulation, and in any other Community legislation laying down rules for feed; or (ii) those conditions recognised by the Community to be at least equivalent thereto; or (iii) where a specific agreement between the Community and the exporting country exists, the requirements contained therein. 2. A model import certificate may be adopted in accordance with the procedure referred to in Article 31(2). Article 24 Interim measures By way of derogation from Article 33 and pending the drawing up of the lists provided for in Article 23(1)(a) and (b), imports shall continue to be authorised under the conditions laid down in Article 6 of Directive 98/51/EC. Article 25 Exports Feed, including feed for animals not kept for food production, which is produced in the Community for placing on the market in third countries, must satisfy the provisions of Article 12 of Regulation (EC) No 178/2002. CHAPTER V FINAL PROVISIONS Article 26 Implementing measures Implementing measures may be laid down in accordance with the procedure referred to in Article 31(2). Article 27 Amendments to Annexes I, II and III Annexes I, II and III may be amended to take account of: (a) the development of codes of good practice; (b) the experience gained from the implementation of HACCP-based systems pursuant to Article 6; (c) technological developments; (d) scientific advice, particularly new risk assessments; (e) the setting of feed safety targets; and (f) the development of requirements relating to specific operations. The Commission is empowered to adopt delegated acts in accordance with Article 30a to amend Annexes I, II and III. Article 28 Derogations from Annexes I, II and III The Commission is empowered to adopt delegated acts in accordance with Article 30a in order to supplement this Regulation by granting derogations from Annexes I, II and III for particular reasons, provided that such derogations do not affect the achievement of the objectives of this Regulation. Article 29 Rapid Alert System Should a specific feed, including feed for animals not kept for food production, present a serious risk to human or animal health or to the environment, Article 50 of Regulation (EC) No 178/2002 shall apply mutatis mutandis . Article 30 Penalties The Member States shall lay down the rules on penalties applicable to infringements of this Regulation and shall take the measures necessary to ensure that they are implemented. The penalties provided for must be effective, proportionate and dissuasive. The Member States shall notify those provisions to the Commission by 8 February 2007, and shall notify it without delay of any subsequent amendment affecting them. Article 30a Exercise of the delegation 1. The power to adopt delegated acts is conferred on the Commission subject to the conditions laid down in this Article. 2. The power to adopt delegated acts referred to in Article 5(3), point (3) of Article 10, Article 27 and Article 28 shall be conferred on the Commission for a period of five years from 26 July 2019. The Commission shall draw up a report in respect of the delegation of power not later than nine months before the end of the five-year period. The delegation of power shall be tacitly extended for periods of an identical duration, unless the European Parliament or the Council opposes such extension not later than three months before the end of each period. 3. The delegation of power referred to in Article 5(3), point (3) of Article 10, Article 27 and Article 28 may be revoked at any time by the European Parliament or by the Council. A decision to revoke shall put an end to the delegation of the power specified in that decision. It shall take effect the day following the publication of the decision in the Official Journal of the European Union or at a later date specified therein. It shall not affect the validity of any delegated acts already in force. 4. Before adopting a delegated act, the Commission shall consult experts designated by each Member State in accordance with the principles laid down in the Interinstitutional Agreement of 13 April 2016 on Better Law-Making ( 4 ). 5. As soon as it adopts a delegated act, the Commission shall notify it simultaneously to the European Parliament and to the Council. 6. A delegated act adopted pursuant to Article 5(3), point (3) of Article 10, Article 27 and Article 28 shall enter into force only if no objection has been expressed either by the European Parliament or by the Council within a period of two months of notification of that act to the European Parliament and the Council or if, before the expiry of that period, the European Parliament and the Council have both informed the Commission that they will not object. That period shall be extended by two months at the initiative of the European Parliament or of the Council. Article 31 Committee Procedure 1. The Commission shall be assisted by the Standing Committee on the Food Chain and Animal Health set up by Regulation (EC) No 178/2002 (hereinafter referred to as the Committee). 2. Where reference is made to this paragraph, Articles 5 and 7 of Decision 1999/468/EC shall apply, having regard to the provisions of Article 8 thereof. The period laid down in Article 5(6) of Decision 1999/468/EC shall be set at three months. ————— Article 32 Consultation of the European Food Safety Authority The Commission shall consult the European Food Authority on any matter, falling within the scope of this Regulation, that could have a significant impact on public health and, in particular, before proposing criteria or targets in accordance with Article 5(3). Article 33 Repeal The following Directives are repealed, without prejudice to the obligations of the Member States concerning the deadlines for transposition, with effect from 1 January 2006: (a) Council Directive 95/69/EC; (b) Commission Directive 98/51/EC. Article 34 Entry into force This Regulation shall enter into force on the date of its publication in the Official Journal of the European Union . It shall apply as from 1 January 2006. This Regulation shall be binding in its entirety and directly applicable in all Member States. ANNEX I PRIMARY PRODUCTION PART A Requirements for feed businesses at the level of primary production of feed referred to in Article 5(1) I. Hygiene provisions 1. Feed business operators responsible for primary production of feed shall ensure that operations are managed and carried out in such a way as to prevent, eliminate or minimise hazards with the potential to compromise feed safety. 2. Feed business operators shall ensure, as far as possible, that primary products produced, prepared, cleaned, packed, stored and transported under their responsibility are protected against contamination and spoilage. 3. Feed business operators shall meet the obligations set out in points 1 and 2 by complying with appropriate Community and national legislative provisions relating to the control of hazards, including: (i) measures to control hazardous contamination such as that arising from the air, soil, water, fertilisers, plant protection products, biocides, veterinary medicinal products and handling and disposal of waste, and (ii) measures relating to plant health, animal health and the environment that have implications for feed safety, including programmes for the monitoring and control of zoonoses and zoonotic agents. 4. Where appropriate, feed business operators shall take adequate measures, in particular: (a) to keep clean and, where necessary after cleaning, to disinfect in an appropriate manner, facilities, equipment, containers, crates and vehicles used for producing, preparing, grading, packing, storing and transporting feed; (b) to ensure, where necessary, hygienic production, transport and storage conditions for, and the cleanliness of, feed; (c) to use clean water whenever necessary to prevent hazardous contamination; (d) to prevent, as far as possible, animals and pests from causing hazardous contamination; (e) to store and handle wastes and hazardous substances, separately and securely, so as to prevent hazardous contamination; (f) to ensure that packaging materials are not a source of hazardous contamination of feed; (g) to take account of the results of any relevant analyses carried out on samples taken from primary products or other samples relevant to feed safety. II. Record-keeping 1. Feed business operators shall keep records relating to measures put in place to control hazards, in an appropriate manner and for an appropriate period, commensurate with the nature and size of the feed business. Feed business operators must make relevant information contained in these records available to the competent authority. 2. Feed business operators must, in particular, keep records on: (a) any use of plant protection products and biocides; (b) use of genetically modified seeds; (c) any occurrence of pests or diseases that may affect the safety of primary products; (d) the results of any analyses carried out on samples taken from primary products or other samples taken for diagnostic purposes that have importance for feed safety; (e) the source and quantity of each input of feed and the destination and quantity for each output of feed. 3. Other persons, such as veterinarians, agronomists and farm technicians, may assist the feed business operators with the keeping of records relevant to the activities they carry out on the farm. PART B Recommendations for guides to good practice 1. Where national and Community guides referred to in Chapter III of this Regulation are drawn up, they shall contain guidance on good practices for the control of hazards in primary production of feed. 2. Guides to good practices shall include appropriate information on hazards arising in primary production of feed and actions to control hazards, including relevant measures set out in Community and national legislation or in Community and national programmes, such as: (a) the control of contamination such as mycotoxins, heavy metals, radioactive material; (b) the use of water, organic waste and fertilisers; (c) the correct and appropriate use of plant protection products and biocides and their traceability; (d) the correct and appropriate use of veterinary medicinal products and feed additives and their traceability; (e) the preparation, storage and traceability of feed materials; (f) the proper disposal of dead animals, waste and litter; (g) protective measures to prevent the introduction of contagious diseases transmissible to animals through feed and any obligation to notify the competent authority thereof; (h) procedures, practices and methods to ensure that feed is produced, prepared, packed, stored and transported under appropriate hygienic conditions, including effective cleaning and pest-control; (i) details relating to record-keeping. ANNEX II REQUIREMENTS FOR FEED BUSINESSES OTHER THAN AT THE LEVEL OF PRIMARY PRODUCTION OF FEED REFERRED TO IN ARTICLE 5(1) DEFINITIONS For the purposes of this Annex, the following definitions shall apply: (a) ‘batch’ means an identifiable quantity of feed determined to have common characteristics, such as origin, variety, type of packaging, packer, consignor or labelling, and, in the case of a production process, a unit of production from a single plant using uniform production parameters or a number of such units, when produced in continuous order and stored together; (b) ‘products derived from oils and fats’ means any product derived directly or indirectly from crude or recovered oils and fats by oleochemical or biodiesel processing or distillation, chemical or physical refining, other than: — the refined oil, — products derived from refined oil, and — feed additives; (c) ‘fat blending’ means manufacturing of compound feed or, in case of all components belonging to the same entry in PART C of the Annex to Commission Regulation (EU) No 68/2013 ( 5 ) which are derived from the same plant or animal species, of feed materials by mixing crude oils, refined oils, animal fats, oils recovered from food business operators falling within the scope of Regulation (EC) No 852/2004 or products derived thereof to produce a blended oil or fat, with the exception of the: — sole storage of consecutive batches, and — exclusive mixing of refined oils; (d) ‘refined oil or fat’ means oil or fat that has undergone the process of refining as referred to in No 53 of the glossary of processes listed in Part B of the Annex to Regulation (EU) No 68/2013. FACILITIES AND EQUIPMENT 1. Feed processing and storage facilities, equipment, containers, crates, vehicles and their immediate surroundings shall be kept clean, and effective pest control programmes shall be implemented. 2. The lay-out, design, construction and size of the facilities and equipment shall: (a) permit adequate cleaning and/or disinfection; (b) be such as to minimise the risk of error and to avoid contamination, cross-contamination and any adverse effects generally on the safety and quality of the products. Machinery coming into contact with feed shall be dried following any wet cleaning process. 3. Facilities and equipment to be used for mixing and/or manufacturing operations shall undergo appropriate and regular checks, in accordance with written procedures pre-established by the manufacturer for the products. (a) All scales and metering devices used in the manufacture of feeds shall be appropriate for the range of weights or volumes to be measured and shall be tested for accuracy regularly. (b) All mixers used in the manufacture of feeds shall be appropriate for the range of weights or volumes being mixed, and shall be capable of manufacturing suitable homogeneous mixtures and homogeneous dilutions. Operators shall demonstrate the effectiveness of mixers with regard to homogeneity. 4. Facilities must have adequate natural and/or artificial lighting. 5. Drainage facilities must be adequate for the purpose intended; they must be designed and constructed to avoid the risk of contamination of feedingstuffs. 6. Water used in feed manufacture shall be of suitable quality for animals; the conduits for water shall be of an inert nature. 7. Sewage, waste and rainwater shall be disposed of in a manner which ensures that equipment and the safety and quality of feed is not affected. Spoilage and dust shall be controlled to prevent pest invasion. 8. Windows and other openings must, where necessary, be proofed against pests. Doors must be close-fitting and proofed against pests when closed. 9. Where necessary, ceilings and overhead fixtures must be designed, constructed and finished to prevent the accumulation of dirt and to reduce condensation, the growth of undesirable moulds and the shedding of particles that can affect the safety and quality of feed. 10. Establishments carrying out one or more of the following activities to place on the market products for use in feed shall be subject to approval in accordance with Article 10(3): (a) processing of crude vegetable oil except those under the scope of Regulation (EC) No 852/2004; (b) oleochemical manufacturing of fatty acids; (c) manufacturing of biodiesel; (d) fat blending. PERSONNEL Feed businesses must have sufficient staff possessing the skills and qualifications necessary for the manufacture of the products concerned. An organisation chart setting out the qualifications (e.g. diplomas, professional experience) and responsibilities of the supervisory staff must be drawn up and made available to the competent authorities responsible for inspection. All the staff must be informed clearly in writing of their duties, responsibilities and powers, especially when any change is made, in such a way as to obtain the desired product quality. PRODUCTION 1. A qualified person responsible for production must be designated. 2. Feed business operators must ensure that the different stages of production are carried out according to pre-established written procedures and instructions aimed at defining, checking and mastering the critical points in the manufacturing process. 3. Technical or organisational measures must be taken to avoid or minimise, as necessary, any cross-contamination and errors. There must be sufficient and appropriate means of carrying out checks in the course of manufacture. 4. The presence of prohibited feed undesirable substances and other contaminants in relation to human or animal health shall be monitored, and appropriate control strategies to minimise the risk shall be put in place. 5. Waste and materials not suitable as feed should be isolated and identified. Any such materials containing hazardous levels of veterinary drugs, contaminants or other hazards shall be disposed of in an appropriate way and not used as feed. 6. Feed business operators shall take adequate measures to ensure effective tracing of the products. 7. Fat blending establishments placing products intended for feed on the market shall keep all products intended for feed physically separated from products intended for other purposes unless the latter products comply: — with the requirements of this Regulation or of Article 4(2) of Regulation (EC) No 852/2004, and — with Annex I to Directive 2002/32/EC of the European Parliament and the Council ( 6 ). 8. The labelling of the products shall clearly indicate whether they are intended for feed or other purposes. If a certain batch of a product is declared not intended for feed use, this declaration shall not be subsequently altered by an operator at a later stage of the chain. 9. The labelling of feed materials according to Article 16 of Regulation (EC) No 767/2009 of the European Parliament and of the Council ( 7 ) should use, where available, the denominations as laid in Regulation (EU) No 68/2013. QUALITY CONTROL 1. Where appropriate, a qualified person responsible for quality control must be designated. 2. Feed businesses must, as part of a quality control system, have access to a laboratory with adequate staff and equipment. 3. A quality control plan must be drawn up in writing and implemented, to include, in particular, checks on the critical points in the manufacturing process, sampling procedures and frequencies, methods of analysis and their frequency, compliance with the specifications – and the destination in the event of non-compliance – from processed materials to final products. 4. Documentation relating to the raw materials used in final products must be kept by the manufacturer in order to ensure traceability. Such documentation must be available to the competent authorities for a period appropriate for the use to which the products are placed on the market. In addition, samples of ingredients and of each batch of products manufactured and placed on the market or of each specific portion of production (in the case of continuous production) must be taken in sufficient quantity using a procedure pre-established by the manufacturer and be retained, in order to ensure traceability (on a regular basis in the case of manufacture solely for the manufacturer's own needs). The samples must be sealed and labelled for easy identification; they must be stored under conditions which prevent any abnormal change in the composition of the sample or any adulteration. They must be kept at the disposal of the competent authorities for a period appropriate to the use for which the feed is placed on the market. In the case of feedingstuffs for animals not kept for food production, the manufacturer of the feedingstuff must only keep samples of the finished product. DIOXIN MONITORING FOR OILS, FATS AND DERIVED PRODUCTS 1. Feed business operators placing on the market fats, oils or products derived thereof intended for use in feed, including compound feed, shall analyse those products in accredited laboratories for the sum of dioxins and dioxin-like PCBs in accordance with Commission Regulation (EC) No 152/2009 ( 8 ). 2. To supplement the feed business operator's HACCP system, the analyses referred to in point 1 shall be carried out with at least the following frequencies (if not further specified, a batch of products to be analysed shall not exceed 1 000 tonnes): (a) Feed business operators processing crude vegetable fats and oils: (i) 100 % of the batches of the products derived from oils and fats of vegetable origin, except for the following: — glycerine, — lecithin, — gums, — products referred to in (ii); (ii) acid oils from chemical refining, soap stocks, used filter aids, used bleaching earth and incoming batches of crude coconut oil shall be analysed and documented as part of the HACCP system. (b) Feed business operators producing animal fat including animal fat processors: (i) one representative analysis per 5 000 tonnes with a minimum of one representative analysis per year of animal fat and products derived thereof belonging to category 3 material, as referred to in Article 10 of Regulation (EC) No 1069/2009 of the European Parliament and of the Council ( 9 ) or from an establishment approved in accordance with Article 4 of Regulation (EC) No 853/2004 of the European Parliament and of the Council ( 10 ). (c) Feed business operators producing fish oil: (i) 100 % of the batches of fish oil if it is produced from: — products derived from fish oil other than refined fish oil; — fisheries with no monitoring history, of unspecified origin or from the Baltic Sea; — fish by-products from establishments manufacturing fish for human consumption that are not EU approved; — blue whiting or menhaden; (ii) 100 % of the outgoing batches of products derived from fish oil other than refined fish oil; (iii) one representative analysis per 2 000 tonnes as regards fish oil not referred to in (i); (iv) fish oil decontaminated by an officially approved treatment as referred to in Annex VIII of Regulation (EC) No 767/2009 and in Commission Regulation (EU) 2015/786 ( 11 ) shall be analysed and documented as part of the HACCP system. (d) Oleochemical industry placing feed on the market: (i) 100 % of incoming batches of animal fats not covered by point (b) or (h), fish oil not covered by point (c) or (h), oils and fats recovered from food business operators falling within the scope of Regulation (EC) No 852/2004 and of blended fats and oils; (ii) 100 % of the batches of products derived from oils and fats placed as feed on the market, except for the following: — glycerine, — pure distilled fatty acids from splitting, — products referred to in (iii); (iii) crude fatty acids from splitting, fatty acids esterified with glycerol, mono and diglycerides of fatty acids, salts of fatty acids and incoming batches of crude coconut oil shall be analysed and documented as part of the HACCP system. (e) Biodiesel industry placing feed on the market: (i) 100 % of incoming batches of animal fats not covered by point (b) or (h), fish oil not covered by point (c) or (h), oils and fats recovered from food business operators falling within the scope of Regulation (EC) No 852/2004 and of blended fats and oils; (ii) 100 % of the batches of products derived from oils and fats placed as feed on the market, except for the following: — glycerine, — lecithin, — gums, — products referred to in (iii); (iii) acid oils from chemical refining, soap stocks and crude coconut oil shall be analysed and documented as part of the HACCP system. (f) Fat blending establishments: (i) 100 % of incoming batches of crude coconut oil, animal fats not covered by point (b) or (h), fish oil not covered by point (c) or (h), oils and fats recovered from food business operators falling within the scope of Regulation (EC) No 852/2004, blended fats and oils and products derived from oils and fats, except for the following: — glycerine, — lecithin, — gums, — products referred to in (ii); (ii) acid oils from chemical refining, crude fatty acids from splitting, pure distilled fatty acids from splitting and soap stocks shall be analysed and documented as part of the HACCP system; or (iii) 100 % of the batches of blended fats and oils intended for feed. The feed business operator shall declare to the competent authority which alternative he chooses. (g) Producers of compound feed for food producing animals other than those covered by point (f): (i) 100 % of incoming batches of crude coconut oil, animal fats not covered by point (b) or (h), fish oil not covered by point (c) or (h), oils and fats recovered from food business operators falling within the scope of Regulation (EC) No 852/2004, blended fats and oils and products derived from oils and fats, except for the following: — glycerine, — lecithin, — gums, — products referred to in (ii); (ii) acid oils from chemical refining, crude fatty acids from splitting, pure distilled fatty acids from splitting; filter aids, bleaching earth and soap stocks shall be analysed and documented as part of the HACCP system; (iii) 1 % of the batches as regards manufactured compound feed containing products referred to in (i) and (ii). (h) Importers placing the following feed on the market: (i) 100 % of imported batches of crude coconut oil, animal fats, fish oils, oils and fats recovered from food business operators, blended fats and oils, tocopherols extracted from vegetable oil and tocopheryl acetate made thereof and products derived from oils and fats, except for the following: — glycerine, — lecithin, — gums, — products referred to in (ii); (ii) acid oils from chemical refining, crude fatty acids from splitting, pure distilled fatty acids from splitting and soap stocks shall be analysed and documented as part of the HACCP system. 3. If it can be demonstrated that a homogenous consignment is bigger than the maximum batch size according to point 2 and that it has been sampled in a representative way, then the results of the analysis of the appropriately drawn and sealed sample will be considered acceptable. 4. Where a feed business operator has documentary proof that a batch of a product or all components of a batch of a product as referred to under point 2 entering his establishment has already been analysed at an earlier stage of production, processing or distribution, the feed business operator shall be released from the obligation to analyse this batch. 5. Any batch of products analysed in accordance with point 2 shall be accompanied by documentary proof that these products, or all of its constituent components, have been analysed or have been submitted for analysis to an accredited laboratory referred to in point 1, except for the batches of products referred to in point 2(a)(ii), (b)(i), (c)(iii), (c)(iv), (d)(iii), (e)(iii), (f)(ii), (g)(ii) and (h)(ii). The proof of analysis shall unambiguously link the delivery and the batch or batches tested. This link shall be described in the documented traceability system in place at the premises of the supplier. In particular, when the delivery is obtained from more than one batch or component, the documentary proof to be provided shall be a proof for each of the components of the delivery. In the case where the testing is performed on the outgoing product, the proof that the product has been analysed shall be the analytical report. Any delivery of products as referred to under point 2(b) (i) or c (iii) shall be accompanied by a proof that these products are in compliance with the requirements of point 2(b)(i) or (c)(iii). If required, the proof of analysis that include the batch or batches delivered must be consigned to the consignee when the operator receives the analysis from the authorised laboratories. 6. If all incoming batches of products referred to in point 2(g)(i) entering a production process have been analysed in accordance with the requirements of this Regulation and if it can be assured that the production process, handling and storage does not increase the dioxin contamination, the feed business operator shall be released from the obligation to analyse the outgoing product and instead analyse it according to the HACCP system. 7. Where a feed business operator mandates a laboratory to perform an analysis, as referred to in point 1 he shall instruct the laboratory to communicate the results of that analysis to the competent authority in case the dioxin limits set out in points 1 and 2 of Section V of Annex I to Directive 2002/32/EC are exceeded. Where a feed business operator mandates a laboratory which is located in a Member State other than the feed business operator ordering the analysis he shall instruct the laboratory to report to its competent authority, which shall inform the competent authority of the Member State where the feed business operator is located. Feed business operators shall inform the competent authority of the Member State where they are located if they mandate a laboratory located in a third country. Evidence must be provided that the laboratory performs the analysis in accordance with Regulation (EC) No 152/2009. 8. The dioxin testing requirements shall be reviewed by 16 March 2014. STORAGE AND TRANSPORT 1. Processed feeds shall be separated from unprocessed feed materials and additives, in order to avoid any cross-contamination of the processed feed; proper packaging materials shall be used. 2. Feeds shall be stored and transported in suitable containers. They shall be stored in places designed, adapted and maintained in order to ensure good storage conditions, to which only persons authorised by the feed business operators have access. 3. Feeds shall be stored and transported in such a way as to be easily identifiable, in order to avoid any confusion or cross-contamination and to prevent deterioration. 4. Containers and equipment used for the transport, storage, conveying, handling and weighing of feed shall be kept clean. Cleaning programmes shall be introduced, and traces of detergents and disinfectants shall be minimised. 5. Any spoilage shall be minimised and kept under control to reduce pest invasion. 6. Where appropriate, temperatures shall be kept as low as possible to avoid condensation and spoilage. 7. Containers which are to serve for storage or transport of blended fats, oils of vegetable origin or products derived thereof intended for use in feed shall not be used for the transport or storage of products other than these unless the products comply with the requirements of: — this Regulation or of Article 4(2) of Regulation (EC) No 852/2004, and — Annex I to Directive 2002/32/EC. They shall be kept separate from any other cargo where there is a risk of contamination. Where this separate use is not possible, the containers shall be efficiently cleaned so as to remove any trace of product if those containers were previously used for products not meeting the requirements of: — this Regulation or of Article 4(2) of Regulation (EC) No 852/2004, and — Annex I to Directive 2002/32/EC. Animal fats of category 3, as laid down in Article 10 of Regulation (EC) No 1069/2009, intended for use in feed shall be stored and transported in line with that Regulation. RECORD-KEEPING 1. All feed business operators, including those who act solely as traders without ever holding the product in their facilities, shall keep in a register relevant data, comprising details of purchase, production and sales for effective tracing from receipt to delivery, including export to the final destination. 2. Feed business operators, except those who act solely as dealers without ever holding the product in their facilities, shall keep in a register: (a) Documentation relating to the manufacturing process and controls. Feed businesses must have a system of documentation designed to define and ensure mastery of the critical points in the manufacturing process and to establish and implement a quality control plan. They must keep the results of the relevant controls. This set of documents must be kept so that it is possible to trace the manufacturing history of each batch of products put into circulation and to establish responsibility, if complaints arise. (b) Documentation relating to traceability, in particular: (i) for feed additives: — the nature and quantity of the additives produced, the respective dates of manufacture and, where appropriate, the number of the batch or of the specific portion of production, in the case of continuous manufacture, — the name and address of the establishment to which the additives were delivered, the nature and quantity of the additives delivered and, where appropriate, the number of the batch or of the specific portion of production, in the case of continuous manufacture; (ii) for products covered by Directive 82/471/EEC: — the nature of the products and the quantity produced, the respective dates of manufacture and, where appropriate, the number of the batch or of the specific portion of production, in the case of continuous manufacture, — the name and address of the establishments or users (establishments or farmers) to whom these products have been delivered, together with details of the nature and quantity of the products delivered and, where appropriate, the number of the batch or of the specific portion of production, in the case of continuous manufacture; (iii) for premixtures: — the name and address of the manufacturers or suppliers of additives, the nature and quantity of the additives used and, where appropriate, the number of the batch or of the specific portion of production, in the case of continuous manufacture, — the date of manufacture of the premixture and the batch number where appropriate, — the name and address of the establishment to which the premixture is delivered, the delivery date, the nature and quantity of the premixture delivered, and the batch number where appropriate. (iv) for compound feedingstuffs/feed materials: — the name and address of additive/premixture manufacturers or suppliers, the nature and quantity of the premixture used, with the batch number where appropriate, — the name and address of the suppliers of the feed materials and complementary feeds and the delivery date, — the type, quantity and formulation of the compound feed, — the nature and quantity of feed materials or compound feedingstuffs manufactured, together with the date of manufacture, and the name and address of the buyer (e.g. farmer, other feed business operators). COMPLAINTS AND PRODUCT RECALL 1. Feed business operators shall implement a system for registering and processing complaints. 2. They shall put in place, where this proves necessary, a system for the prompt recall of products in the distribution network. They shall define by means of written procedures the destination of any recalled products, and before such products are put back into circulation they must undergo a quality-control reassessment. ANNEX III GOOD ANIMAL FEEDING PRACTICE PASTURE GRAZING The grazing of pastures and croplands shall be managed in a way that minimises the contamination of foods of animal origin by physical, biological or chemical hazards. Where appropriate, an adequate rest period shall be observed before allowing livestock to graze on pasture, crops and crop residues and between grazing rotations to minimise biological cross-contamination from manure, where such a potential problem exists, and to ensure that the withholding periods for agricultural chemical applications are observed. REQUIREMENTS FOR STABLE AND FEEDING EQUIPMENT The animal production unit shall be designed so that it can be adequately cleaned. The animal production unit and feeding equipment shall be cleaned thoroughly and regularly to prevent any build-up of hazards. Chemicals used for cleaning and sanitising shall be used according to instructions and stored away from feed and feeding areas. A pest control system shall be put in place to control the access of pests to the animal production unit with a view to minimising the possibility of contamination of feed and bedding materials or animal units. Buildings and feeding equipment shall be kept clean. Systems shall be put in place to regularly remove manure, waste material and other possible sources of contamination of feed. Feed and bedding material used in the animal production unit shall be frequently changed and not allowed to become mouldy. FEEDING 1. Storage Feed shall be stored separately from chemicals and other products prohibited for animal feed. Storage areas and containers shall be kept clean and dry and appropriate pest-control measures implemented where necessary. Storage areas and containers shall be cleaned regularly to avoid unnecessary cross-contamination. Seed shall be stored properly and in such a way that it is not accessible to animals. Medicated feed and non-medicated feed intended for different categories or species of animals shall be stored such as to reduce the risk of feeding to non-target animals. 2. Distribution The on-farm feed distribution system shall ensure that the right feed is sent to the right destination. During distribution and feeding, feed shall be handled in such a way as to ensure that contamination does not occur from contaminated storage areas and equipment. Non-medicated feeds shall be handled separately from medicated feeds to prevent contamination. On-farm feed transport vehicles and feeding equipment shall be cleaned periodically, in particular when used to deliver and distribute medicated feed. FEED AND WATER Water for drinking or for acquaculture shall be of appropriate quality for the animals being produced. Where there is cause for concern about contamination of animals or animal products from the water, measures shall be taken to evaluate and minimise the hazards. Feeding and watering equipment must be designed, constructed and placed in such a way that contamination of feed and water is minimised. Watering systems shall be cleaned and maintained regularly, where possible. PERSONNEL The person responsible for the feeding and handling of animals shall possess the requisite ability, knowledge and competence. ANNEX IV CHAPTER 1 Additives authorised pursuant to Regulation (EC) No 1831/2003: — Nutritional additives: all additives in the group, — Zootechnical additives: all additives in the group, — Technological additives: additives covered by Annex I(1)(b) (‘antioxidants’) of Regulation (EC) No 1831/2003: only those with a fixed maximum content, — Sensory additives: additives covered by Annex I(2)(a) (‘colorants’) of Regulation (EC) No 1831/2003: carotenoids and xantophylls. Products covered by Directive 82/471/EEC: — Proteins obtained from micro-organisms belonging to the group of bacteria, yeasts, algae, lower fungi: all products in the group (except for subgroup 1.2.1) — Co-products of the manufacture of amino acids by fermentation: all products in the group CHAPTER 2 Additives authorised under Regulation (EC) No 1831/2003: — Zootechnical additives: additives covered by Annex I(4)(d) (‘other zootechnical additives’) of Regulation (EC) No 1831/2003 — Antibiotics: all additives, — Coccidiostats and histomonostats: all additives, — Growth promoters: all additives; — Nutritional additives: — additives covered by Annex I(3)(a) (Vitamins, provitamins and chemically well defined substances having a similar effect) of Regulation (EC) No 1831/2003: A and D, — additives covered by Annex I(3)(b) (‘compounds of trace elements’) of Regulation (EC) No 1831/2003: Cu and Se. CHAPTER 3 Additives authorised under Regulation (EC) No 1831/2003: Zootechnical additives: additives covered by Annex I(4)(d) (‘other zootechnical additives’) of Regulation (EC) No 1831/2003 — Antibiotics: all additives — Coccidiostats and histomonostats: all additives, — Growth promoters: all additives. ANNEX V CHAPTER I List of approved feed businesses <table><col/><col/><col/><col/><col/><tbody><tr><td><p>1</p></td><td><p>2</p></td><td><p>3</p></td><td><p>4</p></td><td><p>5</p></td></tr><tr><td><p>Identifying number</p></td><td><p>Activity</p></td><td><p>Name or business name&#160;<a>(<span>1</span>)</a></p></td><td><p>Address&#160;<a>(<span>2</span>)</a></p></td><td><p>Remarks</p></td></tr><tr><td><div><a>(<span>1</span>)&#160;&#160;&#160;</a><p>Name or business name of the feed businesses.</p></div><div><a>(<span>2</span>)&#160;&#160;&#160;</a><p>Address of the feed businesses.</p></div></td></tr></tbody></table> CHAPTER II The identifying number must have the following structure: 1. the character ‘α’ if the feed business is approved; 2. the ISO code of the Member State or of the third country where the feed business is located; 3. the national reference number, to a maximum of eight alphanumerical characters. <note> ( 1 ) OJ L 139, 30.4.2004, p. 1. (Corrigendum: OJ L 226, 25.6.2004, p. 3). ( 2 ) OJ L 268, 18.10.2003, p. 29. ( 3 ) Regulation (EU) 2019/4 of the European Parliament and of the Council of 11 December 2018 on the manufacture, placing on the market and use of medicated feed, amending Regulation (EC) No 183/2005 of the European Parliament and of the Council and repealing Council Directive 90/167/EEC (OJ L 4, 7.1.2019, p. 1). ( 4 ) OJ L 123, 12.5.2016, p. 1. ( 5 ) Commission Regulation (EU) No 68/2013 of 16 January 2013 on the Catalogue of feed materials (OJ L 29, 30.1.2013, p. 1). ( 6 ) OJ L 140, 30.5.2002, p. 10. ( 7 ) Regulation (EC) No 767/2009 of the European Parliament and of the Council of 13 July 2009 on the placing on the market and use of feed (OJ L 229, 1.9.2009, p. 1). ( 8 ) OJ L 54, 26.2.2009, p. 1. ( 9 ) Regulation (EC) No 1069/2009 of the European Parliament and of the Council of 21 October 2009 laying down health rules as regards animal by-products and derived products not intended for human consumption and repealing Regulation (EC) No 1774/2002 (Animal by-products Regulation) (OJ L 300, 14.11.2009, p. 1). ( 10 ) Regulation (EC) No 853/2004 of the European Parliament and of the Council of 29 April 2004 laying down specific hygiene rules for food of animal origin (OJ L 139, 30.4.2004, p. 55). ( 11 ) Commission Regulation (EU) 2015/786 of 19 May 2015 defining acceptability criteria for detoxification processes applied to products intended for animal feed as provided for in Directive 2002/32/EC of the European Parliament and of the Council (OJ L 125, 21.5.2015, p. 10). </note>

ENG

02005R0183-20220128

<table><col/><col/><col/><col/><tbody><tr><td><p>30.10.2020&#160;&#160;&#160;</p></td><td><p>EN</p></td><td><p>Official Journal of the European Union</p></td><td><p>L 360/10</p></td></tr></tbody></table> COMMISSION IMPLEMENTING REGULATION (EU) 2020/1591 of 23 October 2020 approving non-minor amendments to the specification for a name entered in the register of protected designations of origin and protected geographical indications (‘Suska sechlońska’ (PGI)) THE EUROPEAN COMMISSION, Having regard to the Treaty on the Functioning of the European Union, Having regard to Regulation (EU) No 1151/2012 of the European Parliament and of the Council of 21 November 2012 on quality schemes for agricultural products and foodstuffs ( 1 ) , and in particular Article 52(2) thereof, Whereas: <table><col/><col/><tbody><tr><td><p>(1)</p></td><td><p>Pursuant to the first subparagraph of Article 53(1) of Regulation (EU) No 1151/2012, the Commission has examined Poland&#8217;s application for the approval of amendments to the specification for the protected geographical indication &#8216;Suska sechlo&#324;ska&#8217;, registered under Commission Regulation (EU) No 897/2010&#160;<a>(<span>2</span>)</a>.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(2)</p></td><td><p>Since the amendments in question are not minor within the meaning of Article 53(2) of Regulation (EU) No 1151/2012, the Commission published the amendment application in the<span>Official Journal of the European Union</span>&#160;<a>(<span>3</span>)</a> as required by Article 50(2)(a) of that Regulation.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(3)</p></td><td><p>As no statement of opposition under Article 51 of Regulation (EU) No 1151/2012 has been received by the Commission, the amendments to the specification should be approved,</p></td></tr></tbody></table> HAS ADOPTED THIS REGULATION: Article 1 The amendments to the specification published in the Official Journal of the European Union regarding the name ‘Suska sechlońska’ (PGI) are hereby approved. Article 2 This Regulation shall enter into force on the twentieth day following that of its publication in the Official Journal of the European Union . This Regulation shall be binding in its entirety and directly applicable in all Member States. Done at Brussels, 23 October 2020. For the Commission, On behalf of the President, Janusz WOJCIECHOWSKI Member of the Commission <note> ( 1 ) OJ L 343, 14.12.2012, p. 1 . ( 2 ) Commission Regulation (EU) No 897/2010 of 8 October 2010 entering a name in the register of protected designations of origin and protected geographical indications (Suska sechlońska (PGI)) ( OJ L 266, 9.10.2010, p. 46 ). ( 3 ) OJ C 208, 22.6.2020, p. 5 . </note>

ENG

32020R1591

<table><col/><col/><col/><col/><tbody><tr><td><p>31.10.2014&#160;&#160;&#160;</p></td><td><p>EN</p></td><td><p>Official Journal of the European Union</p></td><td><p>L 314/23</p></td></tr></tbody></table> COMMISSION IMPLEMENTING REGULATION (EU) No 1168/2014 of 31 October 2014 amending Implementing Regulation (EU) No 414/2014 opening and providing for the administration of Union import tariff quotas for fresh and frozen pigmeat originating in Ukraine THE EUROPEAN COMMISSION, Having regard to the Treaty on the Functioning of the European Union, Having regard to Regulation (EU) No 1308/2013 of the European Parliament and of the Council of 17 December 2013 establishing a common organisation of the markets in agricultural products and repealing Council Regulations (EEC) No 922/72, (EEC) No 234/79, (EC) No 1037/2001 and (EC) No 1234/2007 ( 1 ) , and in particular points (a), (c) and (d) of Article 187 thereof, Whereas: <table><col/><col/><tbody><tr><td><p>(1)</p></td><td><p>Regulation (EU) No 374/2014 of the European Parliament and of the Council&#160;<a>(<span>2</span>)</a> provides for preferential arrangements for 2014 as regards customs duties for imports of certain goods originating in Ukraine. In accordance with Article 3 of that Regulation the agricultural products listed in Annex III thereto are to be admitted for import into the Union within the limits of the tariff quotas as set out in that Annex.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(2)</p></td><td><p>Commission Implementing Regulation (EU) No 414/2014&#160;<a>(<span>3</span>)</a> opened and provided for the administration of Union import tariff quotas for fresh and frozen pigment originating in Ukraine until 31 October 2014.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(3)</p></td><td><p>Regulation (EU) No 374/2014 has been amended by Regulation (EU) No 1150/2014 of the European Parliament and of the Council&#160;<a>(<span>4</span>)</a>. The amendment primarily provides for the extension of the application of Regulation (EU) No 374/2014 until 31 December 2015 and for fixing the quantities of the quotas for 2015. It is therefore appropriate to amend Implementing Regulation (EU) No 414/2014.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(4)</p></td><td><p>The measures provided for in this Regulation are in accordance with the opinion of the Committee for the Common Organisation of the Agricultural Markets,</p></td></tr></tbody></table> HAS ADOPTED THIS REGULATION: Article 1 Amendment of Implementing Regulation (EU) No 414/2014 Implementing Regulation (EU) No 414/2014 is amended as follows: <table><col/><col/><tbody><tr><td><p>(1)</p></td><td><p>Article 2 is replaced by the following:</p><div><p>&#8216;Article 2</p><p>Import tariff quota periods</p><div><p>1.&#160;&#160;&#160;The import tariff quotas referred to in Article 1(1) shall be opened from 25 April to 31 December 2014 and from 1 January to 31 December 2015.</p></div><div><p>2.&#160;&#160;&#160;The quantity set for the annual import tariff quota for 2015 for each order number set out in Annex I shall be subdivided into four subperiods, as follows:</p><table><col/><col/><tbody><tr><td><p>(a)</p></td><td><p>25 % from 1 January to 31 March;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(b)</p></td><td><p>25 % from 1 April to 30 June;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(c)</p></td><td><p>25 % from 1 July to 30 September;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(d)</p></td><td><p>25 % from 1 October to 31 December.&#8217;</p></td></tr></tbody></table></div></div></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(2)</p></td><td><p>Article 3 is amended as follows:</p><table><col/><col/><tbody><tr><td><p>(a)</p></td><td><p>The title is replaced by the following: &#8216;Import rights application for the quota period 2014&#8217;;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(b)</p></td><td><p>in paragraph 8, the date &#8216;31 October 2014&#8217; is replaced by the date &#8216;31 December 2014&#8217;.</p></td></tr></tbody></table></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(3)</p></td><td><p>The following Article 3a is inserted:</p><div><p>&#8216;Article 3a</p><p>Import rights applications for the quota period 2015</p><div><p>1.&#160;&#160;&#160;Applications for import rights shall be submitted in the first seven days of the month preceding each of the subperiods referred to in Article 2(2).</p></div><div><p>2.&#160;&#160;&#160;A security of EUR 20 per 100 kilograms shall be lodged at the time of submission of an import rights application.</p></div><div><p>3.&#160;&#160;&#160;Applicants for import rights shall, when presenting their first application for a given quota year, submit the proof that a quantity of pigmeat products falling under CN codes 0203 has been imported by them or on their behalf under the relevant customs provisions, during the 12-month period immediately prior to their first application (hereinafter &#8220;the reference quantity&#8221;). A company formed by the merger of companies, each having an imported reference quantity, may combine those reference quantities as a basis for its application.</p></div><div><p>4.&#160;&#160;&#160;The total quantity covered by an application for import rights submitted in the import tariff quota subperiod shall not exceed 25 % of the applicant's reference quantity. Applications not complying with this rule shall be rejected by the competent authorities.</p></div><div><p>5.&#160;&#160;&#160;Member States shall notify the Commission, by the 14th day of the month in which applications are submitted, of the total quantities, including nil returns, of all applications, expressed in kilograms of product weight and broken down by order number.</p></div><div><p>6.&#160;&#160;&#160;Import rights shall be awarded as from the 23rd day of the month in which applications are submitted and at the latest by the last day of that month.</p></div><div><p>7.&#160;&#160;&#160;If application of the allocation coefficient referred to in Article 7(2) of Regulation (EC) No 1301/2006 results in fewer import rights to be allocated than had been applied for, the security lodged in accordance with paragraph 2 shall be released proportionally without delay.</p></div><div><p>8.&#160;&#160;&#160;Import rights shall be valid from the first day of the subperiod for which the application has been submitted until 31 December 2015. Import rights shall not be transferable.&#8217;</p></div></div></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(4)</p></td><td><p>Article 4 is amended as follows:</p><table><col/><col/><tbody><tr><td><p>(a)</p></td><td><p>the title is replaced by the following: &#8216;Issue of import licences for the quota period 2014&#8217;;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(b)</p></td><td><p>in paragraph 9, the date &#8216;31 October 2014&#8217; is replaced by &#8216;31 December 2014&#8217;.</p></td></tr></tbody></table></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(5)</p></td><td><p>The following Article 4a is inserted:</p><div><p>&#8216;Article 4a</p><p>Issue of import licences for the quota period 2015</p><div><p>1.&#160;&#160;&#160;The release into free circulation of the quantities awarded under the import tariff quotas referred to in Article&#160;1(1) shall be subject to the presentation of an import licence.</p></div><div><p>2.&#160;&#160;&#160;Import licence applications shall cover the total quantity of import rights allocated. The obligation referred to in Article 23(1) of Commission Delegated Regulation (EU) No 907/2014<a>&#160;(<span>*1</span>)</a> shall be respected.</p></div><div><p>3.&#160;&#160;&#160;Licence applications shall be submitted only in the Member State where the applicant has applied for and obtained import rights under the quotas referred to in Article 1(1).</p></div><div><p>4.&#160;&#160;&#160;A security of EUR 50 per 100 kilograms shall be lodged by the operator at the time of submission of the import licence application. Each issue of an import licence shall result in a corresponding reduction of the import rights obtained and the security lodged for import rights shall be released proportionally without delay.</p></div><div><p>5.&#160;&#160;&#160;Import licences shall be issued upon application by and in the name of the operator who has obtained the import rights.</p></div><div><p>6.&#160;&#160;&#160;Licence applications shall refer to only one order number. They may concern several products covered by different CN codes. In that case, all the CN codes and their descriptions shall be entered in boxes 15 and 16 of the licence application and the licence respectively.</p></div><div><p>7.&#160;&#160;&#160;Licence applications and import licences shall contain:</p><table><col/><col/><tbody><tr><td><p>(a)</p></td><td><p>in box 8, the name &#8220;Ukraine&#8221; as country of origin and box &#8220;yes&#8221; marked by a cross;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(b)</p></td><td><p>in box 20, one of the entries listed in Annex II.</p></td></tr></tbody></table></div><div><p>8.&#160;&#160;&#160;Each licence shall mention the quantity for each CN code.</p></div><div><p>9.&#160;&#160;&#160;In accordance with Article 22(2) of Regulation (EC) No 376/2008, the import licences shall be valid for 30&#160;days from the actual day of issue of the licence. The term of validity of the import licences shall, however, expire at the latest on 31 December 2015.</p></div></div><p><a>(<span>*1</span>)</a>&#160;&#160;Commission Delegated Regulation (EU) No 907/2014 of 11 March 2014 supplementing Regulation (EU) No&#160;1306/2013 of the European Parliament and of the Council with regard to paying agencies and other bodies, financial management, clearance of accounts, securities and use of euro (<a>OJ L 255, 28.8.2014, p. 18</a>).&#8217; "</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(6)</p></td><td><p>Article 5 is replaced by the following:</p><div><p>&#8216;Article 5</p><p>Notifications to the Commission for the quota period 2014</p><div><p>1.&#160;&#160;&#160;By way of derogation from the second subparagraph of Article 11(1) of Regulation (EC) No 1301/2006, Member States shall notify the Commission:</p><table><col/><col/><tbody><tr><td><p>(a)</p></td><td><p>no later than 10 January 2015, of the quantities of products, including nil returns, for which import licences were issued during the quota period 2014;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(b)</p></td><td><p>no later than 30 April 2015, of the quantities of products, including nil returns, covered by unused or partly used import licences and corresponding to the difference between the quantities entered on the back of the import licences and the quantities for which they were issued.</p></td></tr></tbody></table></div><div><p>2.&#160;&#160;&#160;No later than 30 April 2015, Member States shall notify the Commission of the quantities of products, which were actually released into free circulation during the quota period 2014.</p></div><div><p>3.&#160;&#160;&#160;In the case of the notifications referred to in paragraphs 1 and 2, the quantity shall be expressed in kilograms and broken down by order number.&#8217;</p></div></div></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(7)</p></td><td><p>The following Article 5a is inserted:</p><div><p>&#8216;Article 5a</p><p>Notifications to the Commission for the quota period 2015</p><div><p>1.&#160;&#160;&#160;By way of derogation from the second subparagraph of Article 11(1) of Regulation (EC) No 1301/2006, Member States shall notify the Commission not later than the 10th day of the month following the last day of each subperiod, of the quantities, including nil returns, covered by licences they have issued during that subperiod.</p></div><div><p>2.&#160;&#160;&#160;By way of derogation from the second subparagraph of Article 11(1) of Regulation (EC) No 1301/2006, Member States shall notify the Commission of the quantities, including nil returns, covered by unused or partially used import licences and corresponding to the difference between the quantities entered on the back of the import licences and the quantities for which they were issued:</p><table><col/><col/><tbody><tr><td><p>(a)</p></td><td><p>together with the notifications referred to in Article 3a(5) of this Regulation regarding the applications submitted for the last subperiod;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(b)</p></td><td><p>for quantities not yet notified at the time of the first notification provided for in point (a), by 30 April 2016 at the latest.</p></td></tr></tbody></table></div><div><p>3.&#160;&#160;&#160;No later than 30 April 2016, Member States shall notify the Commission of the quantities of products, which were actually released into free circulation during that quota period.</p></div><div><p>4.&#160;&#160;&#160;In the case of the notifications referred to in paragraphs 1, 2 and 3, the quantity shall be expressed in kilograms of product weight and broken down by order number.&#8217;</p></div></div></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(8)</p></td><td><p>Annex I shall be replaced by the text in the Annex to this Regulation.</p></td></tr></tbody></table> Article 2 Entry into force and application This Regulation shall enter into force on the day following that of its publication in the Official Journal of the European Union . It shall apply as of 2 November 2014. This Regulation shall be binding in its entirety and directly applicable in all Member States. Done at Brussels, 31 October 2014. For the Commission The President José Manuel BARROSO ( 1 ) OJ L 347, 20.12.2013, p. 671 . ( 2 ) Regulation (EU) No 374/2014 of the European Parliament and of the Council of 16 April 2014 on the reduction or elimination of customs duties on goods originating in Ukraine ( OJ L 118, 22.4.2014, p. 1 ). ( 3 ) Commission Implementing Regulation (EU) No 414/2014 of 23 April 2014 opening and providing for the administration of Union import tariff quotas for fresh and frozen pigmeat originating in Ukraine ( OJ L 121, 24.4.2014, p. 44 ). ( 4 ) Regulation (EU) No 1150/2014 of the European Parliament and of the Council of 29 October 2014 amending Regulation (EU) No 374/2014 on the reduction or elimination of customs duties on goods originating in Ukraine ( OJ L 313, 31.10.2014, p. 1 ). ANNEX ‘ANNEX I Notwithstanding the rules on the interpretation of the Combined Nomenclature, the wording of the description of products shall be regarded as merely indicative, since the applicability of the import tariff quotas is determined, within the context of this Annex, by the scope of the CN codes. <table><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>Order number</p></td><td><p>CN codes</p></td><td><p>Description of goods</p></td><td><p>Import period</p></td><td><p>Quantity in tonnes (net weight)</p></td><td><p>Duty applicable</p><p>(EUR/t)</p></td></tr><tr><td><p>09.4271</p></td><td><p>0203&#160;11&#160;10</p><p>0203&#160;12&#160;11</p><p>0203&#160;12&#160;19</p><p>0203&#160;19&#160;11</p><p>0203&#160;19&#160;13</p><p>0203&#160;19&#160;15</p><p>0203&#160;19&#160;55</p><p>0203&#160;19&#160;59</p><p>0203&#160;21&#160;10</p><p>0203&#160;22&#160;11</p><p>0203&#160;22&#160;19</p><p>0203&#160;29&#160;11</p><p>0203&#160;29&#160;13</p><p>0203&#160;29&#160;15</p><p>0203&#160;29&#160;55</p><p>0203&#160;29&#160;59</p></td><td><p>Meat of domestic swine, fresh, chilled or frozen</p></td><td><p>Year 2014</p><p>Year 2015</p></td><td><p>20&#160;000</p><p>20&#160;000</p></td><td><p>0</p></td></tr><tr><td><p>09.4272</p></td><td><p>0203&#160;11&#160;10</p><p>0203&#160;12&#160;19</p><p>0203&#160;19&#160;11</p><p>0203&#160;19&#160;15</p><p>0203&#160;19&#160;59</p><p>0203&#160;21&#160;10</p><p>0203&#160;22&#160;19</p><p>0203&#160;29&#160;11</p><p>0203&#160;29&#160;15</p><p>0203&#160;29&#160;59</p></td><td><p>Meat of domestic swine, fresh, chilled or frozen, excluding hams, loins and boneless cuts</p></td><td><p>Year 2014</p><p>Year 2015</p></td><td><p>20&#160;000</p><p>20&#160;000</p></td><td><p>0&#8217;</p></td></tr></tbody></table>

ENG

32014R1168

<table><col/><col/><col/><col/><tbody><tr><td><p>28.1.2016&#160;&#160;&#160;</p></td><td><p>EN</p></td><td><p>Official Journal of the European Union</p></td><td><p>L 21/86</p></td></tr></tbody></table> COMMISSION IMPLEMENTING DECISION (EU) 2016/110 of 27 January 2016 not approving triclosan as an existing active substance for use in biocidal products for product-type 1 (Text with EEA relevance) THE EUROPEAN COMMISSION, Having regard to the Treaty on the Functioning of the European Union, Having regard to Regulation (EU) No 528/2012 of the European Parliament and of the Council of 22 May 2012 concerning the making available on the market and use of biocidal products ( 1 ) , and in particular the third subparagraph of Article 89(1) thereof, Whereas: <table><col/><col/><tbody><tr><td><p>(1)</p></td><td><p>Commission Delegated Regulation (EU) No 1062/2014&#160;<a>(<span>2</span>)</a> establishes a list of existing active substances to be evaluated for their possible approval for use in biocidal products. That list includes triclosan.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(2)</p></td><td><p>Triclosan has been evaluated in accordance with Article 16(2) of Directive 98/8/EC of the European Parliament and of the Council&#160;<a>(<span>3</span>)</a> for use in product-type 1, human hygiene biocidal products, as defined in Annex V to that Directive, which corresponds to product-type 1, as defined in Annex V to Regulation (EU) No 528/2012.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(3)</p></td><td><p>Denmark was designated as evaluating competent authority and submitted the assessment report together with its recommendations on 8 April 2013.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(4)</p></td><td><p>In accordance with Article 7(1)(b) of Delegated Regulation (EU) No 1062/2014, the opinion of the European Chemicals Agency was formulated on 17 June 2015 by the Biocidal Products Committee, having regard to the conclusions of the evaluating competent authority.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(5)</p></td><td><p>According to that opinion, biocidal products used for product-type 1 and containing triclosan may not be expected to satisfy the requirements laid down in Article 5 of Directive 98/8/EC. The scenarios evaluated in the environmental risk assessment identified unacceptable risks.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(6)</p></td><td><p>It is therefore not appropriate to approve triclosan for use in biocidal products for product-type 1.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(7)</p></td><td><p>The measures provided for in this Decision are in accordance with the opinion of the Standing Committee on Biocidal Products,</p></td></tr></tbody></table> HAS ADOPTED THIS DECISION: Article 1 Triclosan (EC No 222-182-2, CAS No 3380-34-5) is not approved as an active substance for use in biocidal products for product-type 1. Article 2 This Decision shall enter into force on the twentieth day following that of its publication in the Official Journal of the European Union . Done at Brussels, 27 January 2016. For the Commission The President Jean-Claude JUNCKER <note> ( 1 ) OJ L 167, 27.6.2012, p. 1 . ( 2 ) Commission Delegated Regulation (EU) No 1062/2014 of 4 August 2014 on the work programme for the systematic examination of all existing active substances contained in biocidal products referred to in Regulation (EU) No 528/2012 of the European Parliament and of the Council ( OJ L 294, 10.10.2014, p. 1 ). ( 3 ) Directive 98/8/EC of the European Parliament and of the Council of 16 February 1998 concerning the placing of biocidal products on the market ( OJ L 123, 24.4.1998, p. 1 ). </note>

ENG

32016D0110

<table><col/><col/><col/><col/><tbody><tr><td><p>10.8.2021&#160;&#160;&#160;</p></td><td><p>EN</p></td><td><p>Official Journal of the European Union</p></td><td><p>L 287/2</p></td></tr></tbody></table> COUNCIL DECISION (EU) 2021/1312 of 19 July 2021 authorising the opening of negotiations for a cooperation agreement between the European Union and the International Criminal Police Organization (ICPO-INTERPOL) THE COUNCIL OF THE EUROPEAN UNION Having regard to the Treaty on the Functioning of the European Union, and in particular Article 16(2), Article 82(1) and Article 87(2) thereof, in conjunction with Article 218(3) and (4) thereof, Having regard to the recommendation from the European Commission, Whereas: <table><col/><col/><tbody><tr><td><p>(1)</p></td><td><p>Negotiations should be opened with a view to concluding a cooperation agreement (&#8216;the Agreement&#8217;) between the Union and the International Criminal Police Organization (&#8216;Interpol&#8217;). The agreement will aim to regulate cooperation between the Union and Interpol in the area of law enforcement, judicial cooperation in criminal matters, and in the area of border security (as part of border management).</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(2)</p></td><td><p>The Agreement should provide for the necessary safeguards and guarantees to authorise controlled access to Interpol&#8217;s Stolen and Lost Travel Document (&#8216;SLTD&#8217;) and Travel Document Associated With Notices (&#8216;TDAWN&#8217;) databases via the European Search Portal (&#8216;ESP&#8217;), by Member States and Union agencies, insofar as this is necessary for the performance of their tasks and in line with their access rights.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(3)</p></td><td><p>Article&#160;9(5) of Regulation (EU) 2019/818 of the European Parliament and of the Council&#160;<a>(<span>1</span>)</a> provides that queries of Interpol databases are to be performed in such a way that no information is revealed to the owner of the Interpol alert.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(4)</p></td><td><p>The Agreement should regulate the cooperation between the European Union Agency for Law Enforcement Cooperation established by Regulation (EU) 2016/794 of the European Parliament and of the Council&#160;<a>(<span>2</span>)</a> (&#8216;Europol&#8217;) and Interpol, taking into account the latest developments in combating terrorism, cross-border and transnational serious organised crime, as well as current operational needs and Europol&#8217;s mandate.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(5)</p></td><td><p>The Agreement should facilitate establishing and regulating cooperation between the European Public Prosecutor&#8217;s Office established by Council Regulation (EU) 2017/1939&#160;<a>(<span>3</span>)</a> (&#8216;the EPPO&#8217;) and Interpol.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(6)</p></td><td><p>The Agreement should provide the legal basis for authorising Europol, the European Union Agency for Criminal Justice Cooperation established by Regulation (EU) 2018/1727 of the European Parliament and of the Council&#160;<a>(<span>4</span>)</a> (&#8216;Eurojust&#8217;) and the EPPO to access relevant Interpol databases for the performance of their tasks.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(7)</p></td><td><p>The Agreement should provide the legal basis to authorise Eurojust and the EPPO to exchange operational information with Interpol.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(8)</p></td><td><p>Article&#160;23(1), (2) and&#160;(5) of Regulation (EU) 2016/794 provides for the exchange of personal data between Europol and international organisations to the extent necessary for the accomplishment of Europol&#8217;s tasks, as defined in Article&#160;4 of that Regulation.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(9)</p></td><td><p>Articles 80, 99 and&#160;104 of Regulation (EU) 2017/1939 set out in detail the relations between the EPPO and its partners and provide for the exchange of information between the EPPO and international organisations.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(10)</p></td><td><p>In view of the information contained in recital 33 of Regulation (EU) 2016/794 and recital 46 of Regulation (EU) 2018/1727, it is appropriate to strengthen cooperation between Europol and Interpol, and between Eurojust and Interpol, respectively, by promoting the efficient exchange of personal data.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(11)</p></td><td><p>Article&#160;47(1), (5) and&#160;(6) and Articles 52 and&#160;56 of Regulation (EU) 2018/1727 set out the relations between Eurojust and its partners, and provide for the exchange of personal data between Eurojust and international organisations.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(12)</p></td><td><p>The European Union Agency for the Operational Management of Large-Scale IT Systems in the Area of Freedom, Security and Justice (eu-LISA) established by Regulation (EU) 2018/1726 of the European Parliament and of the Council&#160;<a>(<span>5</span>)</a> should support the technical implementation of the access to Interpol&#8217;s databases in the context of Regulations (EC) No&#160;767/2008&#160;<a>(<span>6</span>)</a>, (EU) 2018/1240&#160;<a>(<span>7</span>)</a> and (EU) 2019/817&#160;<a>(<span>8</span>)</a> of the European Parliament and of the Council, in line with Regulation (EU) 2018/1726.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(13)</p></td><td><p>In view of the information contained in recital 96 of Regulation (EU) 2017/1939, it is appropriate to strengthen cooperation between the Union and Interpol by promoting the efficient exchange of personal data.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(14)</p></td><td><p>Article&#160;94 of Regulation (EU) 2018/1725 of the European Parliament and of the Council&#160;<a>(<span>9</span>)</a> sets out the conditions for the transfers of operational personal data to international organisations.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(15)</p></td><td><p>The Agreement should comply fully with the provisions on data protection set out in Regulation (EU) 2016/679 of the European Parliament and of the Council&#160;<a>(<span>10</span>)</a>, Regulation (EU) 2018/1725 and Directive (EU) 2016/680 of the European Parliament and of the Council&#160;<a>(<span>11</span>)</a>.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(16)</p></td><td><p>The Agreement should fully respect the fundamental rights, and observe the principles, recognised by the Charter of Fundamental Rights of the European Union (&#8216;the Charter&#8217;), in particular the right to the respect for private and family life, recognised in Article&#160;7 of the Charter, the right to the protection of personal data, recognised in Article&#160;8 of the Charter, and the right to an effective remedy and to a fair trial, recognised by Article&#160;47 of the Charter. The Agreement should be applied in line with all the rights and principles enshrined in the Charter.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(17)</p></td><td><p>The Agreement should be without prejudice to the rights and obligations of the Member States in their relations with Interpol which fall outside the scope of the Agreement.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(18)</p></td><td><p>In accordance with Articles 1, 2 and&#160;2a of Protocol No&#160;22 on the position of Denmark, annexed to the Treaty on European Union (TEU) and to the Treaty on the Functioning of the European Union (TFEU), Denmark is not taking part in the adoption of this Decision and is not bound by it or subject to its application.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(19)</p></td><td><p>In accordance with Articles 1 and&#160;2 of Protocol No&#160;21 on the position of the United Kingdom and Ireland in respect of the area of freedom, security and justice, annexed to the TEU and to the TFEU, and without prejudice to Article&#160;4 of that Protocol, Ireland is not taking part in the adoption of this Decision and is not bound by it or subject to its application.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(20)</p></td><td><p>The European Data Protection Supervisor was consulted, in accordance with Article&#160;41(2) of Regulation (EU) 2018/1725 and delivered an opinion on 25&#160;May 2021&#160;<a>(<span>12</span>)</a>,</p></td></tr></tbody></table> HAS ADOPTED THIS DECISION: Article 1 1. The Commission is hereby authorised to open negotiations, on behalf of the European Union, for a cooperation agreement between the European Union and the International Criminal Police Organization (ICPO-INTERPOL). 2. The negotiations shall be conducted on the basis of the negotiating directives of the Council set out in the Addendum to this Decision. Article 2 The Commission is hereby nominated as the Union negotiator. Article 3 The negotiations shall be conducted in consultation with the Working Party on JHA Information Exchange (IXIM Working Party), subject to any guidance which the Council may subsequently issue to the Commission. The Commission shall report to the Council on the conduct and the outcome of the negotiations both on a regular basis and whenever requested by the Council. Where appropriate, or where requested by the Council, the Commission shall produce a written report. Article 4 This Decision is addressed to the Commission. Done at Brussels, 19 July 2021. For the Council The President J. PODGORŠEK <note> ( 1 ) Regulation (EU) 2019/818 of the European Parliament and of the Council of 20 May 2019 on establishing a framework for interoperability between EU information systems in the field of police and judicial cooperation, asylum and migration and amending Regulations (EU) 2018/1726, (EU) 2018/1862 and (EU) 2019/816 ( OJ L 135, 22.5.2019, p. 85 ). ( 2 ) Regulation (EU) 2016/794 of the European Parliament and of the Council of 11 May 2016 on the European Union Agency for Law Enforcement Cooperation (Europol) and replacing and repealing Council Decisions 2009/371/JHA, 2009/934/JHA, 2009/935/JHA, 2009/936/JHA and 2009/968/JHA ( OJ L 135, 24.5.2016, p. 53 ). ( 3 ) Council Regulation (EU) 2017/1939 of 12 October 2017 implementing enhanced cooperation on the establishment of the European Public Prosecutor’s Office (‘the EPPO’) ( OJ L 283, 31.10.2017, p. 1 ). ( 4 ) Regulation (EU) 2018/1727 of the European Parliament and of the Council of 14 November 2018 on the European Union Agency for Criminal Justice Cooperation (Eurojust), and replacing and repealing Council Decision 2002/187/JHA ( OJ L 295, 21.11.2018, p. 138 ). ( 5 ) Regulation (EU) 2018/1726 of the European Parliament and of the Council of 14 November 2018 on the European Union Agency for the Operational Management of Large-Scale IT Systems in the Area of Freedom, Security and Justice (eu-LISA), and amending Regulation (EC) No 1987/2006 and Council Decision 2007/533/JHA and repealing Regulation (EU) No 1077/2011 ( OJ L 295, 21.11.2018, p. 99 ). ( 6 ) Regulation (EC) No 767/2008 of the European Parliament and of the Council of 9 July 2008 concerning the Visa Information System (VIS) and the exchange of data between Member States on short-stay visas (VIS Regulation) ( OJ L 218, 13.8.2008, p. 60 ). ( 7 ) Regulation (EU) 2018/1240 of the European Parliament and of the Council of 12 September 2018 establishing a European Travel Information and Authorisation System (ETIAS) and amending Regulations (EU) No 1077/2011, (EU) No 515/2014, (EU) 2016/399, (EU) 2016/1624 and (EU) 2017/2226 ( OJ L 236, 19.9.2018, p. 1 ). ( 8 ) Regulation (EU) 2019/817 of the European Parliament and of the Council of 20 May 2019 on establishing a framework for interoperability between EU information systems in the field of borders and visa and amending Regulations (EC) No 767/2008, (EU) 2016/399, (EU) 2017/2226, (EU) 2018/1240, (EU) 2018/1726 and (EU) 2018/1861 of the European Parliament and of the Council and Council Decisions 2004/512/EC and 2008/633/JHA ( OJ L 135, 22.5.2019, p. 27 ). ( 9 ) Regulation (EU) 2018/1725 of the European Parliament and of the Council of 23 October 2018 on the protection of natural persons with regard to the processing of personal data by the Union institutions, bodies, offices and agencies and on the free movement of such data, and repealing Regulation (EC) No 45/2001 and Decision No 1247/2002/EC ( OJ L 295, 21.11.2018, p. 39 ). ( 10 ) Regulation (EU) 2016/679 of the European Parliament and of the Council of 27 April 2016 on the protection of natural persons with regard to the processing of personal data and on the free movement of such data, and repealing Directive 95/46/EC (General Data Protection Regulation) ( OJ L 119, 4.5.2016, p. 1 ). ( 11 ) Directive (EU) 2016/680 of the European Parliament and of the Council of 27 April 2016 on the protection of natural persons with regard to the processing of personal data by competent authorities for the purposes of the prevention, investigation, detection or prosecution of criminal offences or the execution of criminal penalties, and on the free movement of such data, and repealing Council Framework Decision 2008/977/JHA ( OJ L 119, 4.5.2016, p. 89 ). ( 12 ) OJ C 251, 28.6.2021, p. 7 . </note>

ENG

32021D1312

<table><col/><col/><col/><col/><tbody><tr><td><p>16.7.2014&#160;&#160;&#160;</p></td><td><p>EN</p></td><td><p>Official Journal of the European Union</p></td><td><p>L 209/5</p></td></tr></tbody></table> COMMISSION IMPLEMENTING REGULATION (EU) No 764/2014 of 11 July 2014 concerning the classification of certain goods in the Combined Nomenclature THE EUROPEAN COMMISSION, Having regard to the Treaty on the Functioning of the European Union, Having regard to Council Regulation (EEC) No 2658/87 of 23 July 1987 on the tariff and statistical nomenclature and on the Common Customs Tariff ( 1 ) , and in particular Article 9(1)(a) thereof, Whereas: <table><col/><col/><tbody><tr><td><p>(1)</p></td><td><p>In order to ensure uniform application of the Combined Nomenclature annexed to Regulation (EEC) No&#160;2658/87, it is necessary to adopt measures concerning the classification of the goods referred to in the Annex to this Regulation.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(2)</p></td><td><p>Regulation (EEC) No 2658/87 has laid down the general rules for the interpretation of the Combined Nomenclature. Those rules apply also to any other nomenclature which is wholly or partly based on it or which adds any additional subdivision to it and which is established by specific provisions of the Union, with a view to the application of tariff and other measures relating to trade in goods.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(3)</p></td><td><p>Pursuant to those general rules, the goods described in column (1) of the table set out in the Annex should be classified under the CN code indicated in column (2), by virtue of the reasons set out in column (3) of that table.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(4)</p></td><td><p>It is appropriate to provide that binding tariff information issued in respect of the goods concerned by this Regulation which does not conform to this Regulation may, for a certain period, continue to be invoked by the holder in accordance with Article 12(6) of Council Regulation (EEC) No 2913/92<a>&#160;(<span>2</span>)</a>. That period should be set at three months.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(5)</p></td><td><p>The measures provided for in this Regulation are in accordance with the opinion of the Customs Code Committee,</p></td></tr></tbody></table> HAS ADOPTED THIS REGULATION: Article 1 The goods described in column (1) of the table set out in the Annex shall be classified within the Combined Nomenclature under the CN code indicated in column (2) of that table. Article 2 Binding tariff information which does not conform to this Regulation may continue to be invoked in accordance with Article 12(6) of Regulation (EEC) No 2913/92 for a period of three months from the date of entry into force of this Regulation. Article 3 This Regulation shall enter into force on the twentieth day following that of its publication in the Official Journal of the European Union . This Regulation shall be binding in its entirety and directly applicable in all Member States. Done at Brussels, 11 July 2014. For the Commission, On behalf of the President, Algirdas ŠEMETA Member of the Commission ( 1 ) OJ L 256, 7.9.1987, p. 1 . ( 2 ) Council Regulation (EEC) No 2913/92 of 12 October 1992 establishing the Community Customs Code ( OJ L 302, 19.10.1992, p. 1 ). ANNEX <table><col/><col/><col/><tbody><tr><td><p>Description of the goods</p></td><td><p>Classification</p><p>(CN code)</p></td><td><p>Reasons</p></td></tr><tr><td><p>(1)</p></td><td><p>(2)</p></td><td><p>(3)</p></td></tr><tr><td><p>A product presented as colourless capsules filled with a yellowish powder, put up for retail sale in a labelled, small plastic bottle with screw top, containing 60 capsules. Each capsule contains the following components:</p><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>glucosamine hydrochloride (300 mg),</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>chondroitin sulphate,</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>methyl sulfonyl methane,</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>small quantities of esters of ascorbic acid (vitamin C).</p></td></tr></tbody></table><p>According to the label the product is presented as a food supplement for human consumption. The recommended daily dose indicated on the label is three capsules.</p></td><td><p>2106&#160;90&#160;92</p></td><td><p>Classification is determined by the general rules 1 and 6 for the interpretation of the Combined Nomenclature, additional note 5 to&#160;Chapter&#160;21 and the wording of CN codes 2106, 2106&#160;90 and 2106&#160;90&#160;92.</p><p>Having regard to the recommended daily dose&#160;indicated on the label, the product does not&#160;have clearly defined prophylactic or therapeutic properties. Consequently, it cannot be&#160;classified as a medicament under heading&#160;3004.</p><p>As the product is a food preparation&#160;presented in the form of measured doses and intended for use as a food supplement, the&#160;requirements of additional note 5 to Chapter&#160;21 are fulfilled.</p><p>The product is therefore to be classified under heading 2106 as a food preparation, not elsewhere specified or included.</p></td></tr></tbody></table>

ENG

32014R0764

<table><col/><col/><col/><col/><tbody><tr><td><p>13.9.2014&#160;&#160;&#160;</p></td><td><p>EN</p></td><td><p>Official Journal of the European Union</p></td><td><p>L 272/1</p></td></tr></tbody></table> COMMISSION REGULATION (EU) No 966/2014 of 12 September 2014 amending Annex to Regulation (EU) No 231/2012 laying down specifications for food additives listed in Annexes II and III to Regulation (EC) No 1333/2008 of the European Parliament and of the Council as regards specifications for calcium propionate (Text with EEA relevance) THE EUROPEAN COMMISSION, Having regard to the Treaty on the Functioning of the European Union, Having regard to Regulation (EC) No 1333/2008 of the European Parliament and of the Council of 16 December 2008 on food additives ( 1 ) , and in particular Article 14 thereof, Having regard to Regulation (EC) No 1331/2008 of the European Parliament and of the Council of 16 December 2008 establishing a common authorisation procedure for food additives, food enzymes and food flavourings ( 2 ) , and in particular Article 7(5) thereof, Whereas: <table><col/><col/><tbody><tr><td><p>(1)</p></td><td><p>Commission Regulation (EU) No 231/2012<a>&#160;(<span>3</span>)</a> lays down specifications for food additives listed in Annexes II and&#160;III to Regulation (EC) No 1333/2008.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(2)</p></td><td><p>Those specifications may be updated in accordance with the common procedure referred to in Article 3(1) of Regulation (EC) No 1331/2008, either on the initiative of the Commission or following an application.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(3)</p></td><td><p>On 10 September 2013, an application was submitted for the amendment of specifications concerning the food additive calcium propionate (E 282). The application was made available to the Member States pursuant to Article 4 of Regulation (EC) No 1331/2008.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(4)</p></td><td><p>The current specifications for calcium propionate (E 282) set a maximum fluoride level of 10 mg/kg which creates difficulties for the supply of raw materials and the production of that additive. Calcium propionate (E&#160;282) is obtained from calcium oxide (E 529) for which a maximum fluoride level of 50 mg/kg is set. In order to produce calcium propionate complying with the currently established maximum fluoride level, manufacturers need to use calcium oxide with maximum fluoride levels of 33 mg/kg, which is below the currently authorised maximum level. As a consequence, there is hardly any calcium oxide available on the European market for the&#160;production of calcium propionate. In order to have a sufficient supply of calcium oxide for the production&#160;of&#160;calcium propionate the maximum level of fluoride for calcium propionate should be increased from&#160;10&#160;to&#160;20 mg/kg.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(5)</p></td><td><p>The new maximum level of 20 mg/kg remains far below the maximum levels of fluoride currently in place for other food additives. The additional exposure to fluoride based on the new maximum level should remain limited and should not lead to an increase in the overall intake. It is therefore appropriate to allow the amendment of the specifications concerning the food additive calcium propionate (E 282).</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(6)</p></td><td><p>Pursuant to Article 3(2) of Regulation (EC) No 1331/2008, the Commission is to seek the opinion of the European&#160;Food Safety Authority in order to update the Union list of food additives, except where the update in question&#160;is&#160;not&#160;liable to have an effect on human health. Since the update concerned is not liable to have an effect on human health, it is not necessary to seek the opinion of the European Food Safety Authority.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(7)</p></td><td><p>Regulation (EU) No 231/2012 should therefore be amended accordingly.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(8)</p></td><td><p>The measures provided for in this Regulation are in accordance with the opinion of the Standing Committee on the Food Chain and Animal Health,</p></td></tr></tbody></table> HAS ADOPTED THIS REGULATION: Article 1 The Annex to Regulation (EU) No 231/2012 is amended in accordance with the Annex to this Regulation. Article 2 This Regulation shall enter into force on the twentieth day following that of its publication in the Official Journal of the European Union . This Regulation shall be binding in its entirety and directly applicable to all Member States. Done at Brussels, 12 September 2014. For the Commission The President José Manuel BARROSO ( 1 ) OJ L 354, 31.12.2008, p. 16 . ( 2 ) OJ L 354, 31.12.2008, p. 1 . ( 3 ) Commission Regulation (EU) No 231/2012 of 9 March 2012 laying down specifications for food additives listed in Annexes II and III to Regulation (EC) No 1333/2008 of the European Parliament and of the Council ( OJ L 83, 22.3.2012, p. 1 ). ANNEX In the Annex to Regulation (EU) No 231/2012, in the entry for E 282 calcium propionate the specification for the purity of fluoride is replaced by the following: <table><col/><col/><tbody><tr><td><p>&#8216;Fluoride</p></td><td><p>Not more than 20 mg/kg&#8217;</p></td></tr></tbody></table>

ENG

32014R0966

<table><col/><col/><col/><col/><tbody><tr><td><p>30.9.2022&#160;&#160;&#160;</p></td><td><p>EN</p></td><td><p>Official Journal of the European Union</p></td><td><p>L 252/64</p></td></tr></tbody></table> COUNCIL DECISION (EU) 2022/1677 of 26 September 2022 on the position to be taken on behalf of the European Union within the Joint Committee established by the Agreement between the European Union and the Government of the People’s Republic of China on cooperation on, and protection of, geographical indications as regards the adoption of the rules of procedure of the Joint Committee THE COUNCIL OF THE EUROPEAN UNION, Having regard to the Treaty on the Functioning of the European Union, and in particular Article 207(4), first subparagraph, in conjunction with Article 218(9) thereof, Having regard to the proposal from the European Commission, Whereas: <table><col/><col/><tbody><tr><td><p>(1)</p></td><td><p>The Agreement between the European Union and the Government of the People&#8217;s Republic of China on cooperation on, and protection of, geographical indications&#160;<a>(<span>1</span>)</a> (&#8216;the Agreement&#8217;) was concluded by Council Decision (EU) 2020/1832&#160;<a>(<span>2</span>)</a> and entered into force on 1&#160;March 2021.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(2)</p></td><td><p>Pursuant to Article&#160;10 of the Agreement, the Joint Committee is to determine its own rules of procedure.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(3)</p></td><td><p>It is appropriate to establish the position to be taken on the Union&#8217;s behalf in the Joint Committee, with regard to its rules of procedure, as those rules will be binding on the Union.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(4)</p></td><td><p>To ensure the effective implementation of the Agreement, the rules of procedure of the Joint Committee should be adopted.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(5)</p></td><td><p>The position of the Union within the Joint Committee should therefore be based on the attached draft Decision,</p></td></tr></tbody></table> HAS ADOPTED THIS DECISION: Article 1 The position to be taken on the Union’s behalf within the Joint Committee established by the Agreement between the European Union and the Government of the People’s Republic of China on cooperation on, and protection of, geographical indications as regards the adoption of its rules of procedure shall be based on the draft Decision of the Joint Committee attached to this Decision. Article 2 This Decision shall enter into force on the date of its adoption. Done at Brussels, 26 September 2022. For the Council The President Z. NEKULA ( 1 ) OJ L 408 I, 4.12.2020, p. 3 . ( 2 ) Council Decision (EU) 2020/1832 of 23 November 2020 on the conclusion of the Agreement between the European Union and the Government of the People’s Republic of China on cooperation on, and protection of, geographical indications ( OJ L 408 I, 4.12.2020, p. 1 ). DRAFT DECISION No …. OF THE JOINT COMMITTEE of … on the adoption of its rules of procedure THE JOINT COMMITTEE, Having regard to the Agreement between the European Union and the Government of the People’s Republic of China on cooperation on, and protection of, geographical indications ( 1 ) , and in particular Article 10 thereof, Whereas: <table><col/><col/><tbody><tr><td><p>(1)</p></td><td><p>The Agreement between the European Union and the Government of the People&#8217;s Republic of China on cooperation on, and protection of, geographical indications (&#8216;the&#160;Agreement&#8217;) was concluded by the Union by Council Decision (EU) 2020/1832&#160;<a>(<span>2</span>)</a> and entered into force on 1&#160;March 2021.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(2)</p></td><td><p>Pursuant to Article&#160;10 of the Agreement, the Joint Committee is to determine its own rules of procedure.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(3)</p></td><td><p>To ensure the effective implementation of the Agreement, the rules of procedure of the Joint Committee should be adopted,</p></td></tr></tbody></table> HAS ADOPTED THIS DECISION: Article 1 The rules of procedure of the Joint Committee, as set out in the Annex to this Decision, are hereby adopted. Article 2 This Decision shall enter into force on the date of its adoption. Done at …, … For the Joint Committee The Co-Chairs ( 1 ) OJ L 408I, 4.12.2020 p. 3 . ( 2 ) Council Decision (EU) 2020/1832 of 23 November 2020 on the conclusion of the Agreement between the European Union and the Government of the People’s Republic of China on cooperation on, and protection of, geographical indications ( OJ L 408I, 4.12.2020 p. 1 ). ANNEX Rules of procedure of the Joint Committee Article 1 Scope and responsibilities The Joint Committee established pursuant to Article 10 of the Agreement between the European Union and the Government of the People’s Republic of China on cooperation on, and protection of, geographical indications (‘the Agreement’) shall perform its duties as provided for in Article 10 of the Agreement. In particular, it shall be responsible for: <table><col/><col/><tbody><tr><td><p>(a)</p></td><td><p>amending Annex I to the Agreement as regards the references to the law applicable in the Parties and amending the other Annexes to the Agreement;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(b)</p></td><td><p>exchanging information on legislative and policy developments as regards geographical indications and on any other matter of mutual interest in the area of geographical indications;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(c)</p></td><td><p>exchanging information on geographical indications for the purpose of considering their protection in accordance with the Agreement.</p></td></tr></tbody></table> Article 2 Composition and chair 1. The Joint Committee shall be composed of representatives of the People’s Republic of China (‘China’) on the one hand, and representatives of the European Union, on the other hand. 2. The Joint Committee shall be co-chaired by representatives of China and the European Union. 3. Each co-chair may delegate all or any of the functions of co-chair to a nominated deputy, in which case all references hereafter to the co-chair shall apply equally to the nominated deputy. 4. Each co-chair shall designate a contact person for all matters relating to the Joint Committee. Those contact persons shall be jointly responsible for the secretarial duties of the Joint Committee. Article 3 Meetings Pursuant to Article 10(2) of the Agreement, the location of the meeting of the Joint Committee shall alternate between the Parties. The Joint Committee shall meet at a time and place, and in a manner which may include videoconferencing, mutually agreed by the Parties, but not later than 90 days after the request by either Party. Article 4 Correspondence 1. Correspondence to the co-chairs of the Joint Committee shall be forwarded to the contact points for circulation to the members of the Joint Committee. 2. Correspondence to the co-chairs of the Joint Committee may be by any written means, including electronic mail. Article 5 Agendas for the meetings 1. A provisional agenda shall be drawn up by the contact persons prior to each meeting of the Joint Committee. It shall be forwarded, together with the relevant documents, to the members of the Joint Committee including the co-chairs of the Joint Committee no later than 15 days before the meeting. The provisional agenda may include any item covered by Article 10 and 11 of the Agreement. 2. Either Party may, at least 21 days before the meeting, request items covered by Articles 10 and 11 of the Agreement to be included in the provisional agenda. Those items shall be included in the provisional agenda. 3. A final version of the provisional agenda shall be circulated to the co-chairs at least five days before the meeting. 4. The agenda shall be adopted by the co-chairs unanimously at the beginning of each meeting. Any item other than those appearing on the provisional agenda may be placed on the agenda if the co-chairs so agree. Article 6 Decisions 1. The Joint Committee shall adopt its decisions by consensus as provided for in Article 10(2) of the Agreement. 2. The decisions of the Joint Committee shall bear the signatures of the co-chairs. Each decision shall provide for the date of its entry into force. 3. Decisions adopted by the Joint Committee shall bear the date of adoption and a description of their subject matter. Article 7 Written procedure 1. A decision of the Joint Committee may be adopted by written procedure where both Parties agree. The written procedure shall consist of an exchange of notes between the co-chairs of the Joint Committee. 2. The co-chair of the Party proposing the use of the written procedure shall submit the draft decision to the co-chair of the other Party, who shall reply, indicating whether he or she accepts or does not accept the draft decision. The co-chair of the other Party may also propose amendments or request further time for reflection. If the draft decision is agreed, it shall be adopted according to Article 6. Article 8 Minutes 1. The draft minutes of each meeting shall be drawn up by the contact point of the Party hosting the meeting of the Joint Committee within 21 days from the meeting. The draft minutes shall state the recommendations and decisions adopted and note any other conclusions reached. 2. The minutes shall be approved in writing by both Parties within 28 days from the meeting or by any other date agreed by the Parties. Once approved, two original copies shall be signed by the co-chairs. An original copy of the minutes shall be kept by each co-chair. Article 9 Expenses 1. Each Party shall bear the expenses it incurs in taking part in the meetings of the Joint Committee. 2. Expenses in connection with the organisation of meetings and reproduction of documents shall be borne by the Party hosting the meeting. Article 10 Publicity and confidentiality 1. Unless otherwise decided by the co-chairs, the meetings of the Joint Committee shall not be public. 2. When a Party submits information considered as confidential under its laws and regulations to the Joint Committee, the other Party shall treat that information as confidential. 3. Without prejudice to paragraph 2 each Party may decide on the publication of the decisions and recommendations of the Joint Committee in its respective official publication.

ENG

32022D1677

<table><col/><col/><col/><col/><tbody><tr><td><p>28.2.2022&#160;&#160;&#160;</p></td><td><p>EN</p></td><td><p>Official Journal of the European Union</p></td><td><p>L 55/1</p></td></tr></tbody></table> REGULATION (EU) 2022/312 OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL of 24 February 2022 amending Regulation (EU) 2020/1429 as regards the duration of the reference period for the application of temporary measures concerning the levying of charges for the use of railway infrastructure (Text with EEA relevance) THE EUROPEAN PARLIAMENT AND THE COUNCIL OF THE EUROPEAN UNION, Having regard to the Treaty on the Functioning of the European Union, and in particular Article 91 thereof, Having regard to the proposal from the European Commission, After transmission of the draft legislative act to the national parliaments, Having regard to the opinion of the European Economic and Social Committee ( 1 ) , After consulting the Committee of the Regions, Acting in accordance with the ordinary legislative procedure ( 2 ) , Whereas: <table><col/><col/><tbody><tr><td><p>(1)</p></td><td><p>The COVID-19 pandemic has led to a sharp drop in rail traffic caused by a significant fall in demand. This has had a serious impact on railway undertakings.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(2)</p></td><td><p>Those circumstances are beyond the control of railway undertakings, which have continuously faced considerable liquidity problems, major losses and in some cases are risking insolvency.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(3)</p></td><td><p>In order to counteract the negative economic effects of the COVID-19 pandemic and to support railway undertakings, Regulation (EU) 2020/1429 of the European Parliament and of the Council&#160;<a>(<span>3</span>)</a> enabled Member States to authorise infrastructure managers to reduce, waive or defer charges for accessing rail infrastructure. That possibility was granted for a reference period from 1&#160;March 2020 until 31&#160;December 2020 and was further extended by Commission Delegated Regulation (EU) 2021/1061&#160;<a>(<span>4</span>)</a> until 31&#160;December 2021.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(4)</p></td><td><p>The continuation of the COVID-19 pandemic and the emergence of very contagious and unpredictable variants, such as the COVID-19 Omicron variant, mean that new restrictive measures might be necessary.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(5)</p></td><td><p>The negative impact of the COVID-19 pandemic on rail traffic is persisting and it is possible that railway undertakings will continue to be affected. In an effort to respond to the urgent needs of the sector, the reference period set by Regulation (EU) 2020/1429 should be further extended until 30&#160;June 2022.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(6)</p></td><td><p>The unforeseeable evolution of the COVID-19 pandemic, the sudden emergence of new variants and the need to assess their impact on the railway sector requires a swift and flexible regulatory response. In order to avoid a gap in the response to the current situation, it is essential to ensure that the rules continue to apply after 31&#160;December 2021. Given the nature of the measures provided for by Regulation (EU) 2020/1429, the retroactive application of the extension of the reference period does not result in a violation of the legitimate expectations of the persons concerned.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(7)</p></td><td><p>The Commission should continuously analyse the economic impact of the COVID-19 pandemic on the rail sector and the Union should be in a position to prolong without undue delay the period of application of the measures provided for by Regulation (EU) 2020/1429 if the adverse conditions persist.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(8)</p></td><td><p>In order to extend, if necessary and justified, the validity of the rules provided for in Regulation (EU) 2020/1429, the power to adopt acts in accordance with Article&#160;290 of the Treaty on the Functioning of the European Union should be delegated to the Commission in respect of prolonging the reference period during which the measures provided for by Regulation (EU) 2020/1429 apply. It is of particular importance that the Commission carry out appropriate consultations during its preparatory work, including at expert level, and that those consultations be conducted in accordance with the principles laid down in the Interinstitutional Agreement of 13&#160;April 2016 on Better Law-Making&#160;<a>(<span>5</span>)</a>. In particular, to ensure equal participation in the preparation of delegated acts, the European Parliament and the Council receive all documents at the same time as Member States&#8217; experts, and their experts systematically have access to meetings of Commission expert groups dealing with the preparation of delegated acts.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(9)</p></td><td><p>Since the objective of this Regulation, namely to extend the application of the temporary rules on the levying of charges for the use of railway infrastructure laid down in response to the urgent situation created by the COVID-19 pandemic, cannot be sufficiently achieved by the Member States but can rather, by reason of the scale or effects of the action, be better achieved at Union level, the Union may adopt measures, in accordance with the principle of subsidiarity as set out in Article&#160;5 of the Treaty on European Union. In accordance with the principle of proportionality as set out in that Article, this Regulation does not go beyond what is necessary to achieve that objective.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(10)</p></td><td><p>Regulation (EU) 2020/1429 should therefore be amended accordingly.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(11)</p></td><td><p>In view of urgency entailed by the exceptional circumstances caused by the COVID-19 pandemic justifying the proposed measures, and more particularly in order to adopt the necessary measures quickly so as to address the severe and immediate problems faced by the sector, it is considered to be appropriate to provide for an exception to the eight-week period referred to in Article&#160;4 of Protocol No&#160;1 on the role of national Parliaments in the European Union, annexed to the Treaty on European Union, to the Treaty on the Functioning of the European Union and to the Treaty establishing the European Atomic Energy Community.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(12)</p></td><td><p>In order to ensure continuity and to allow for the prompt application of the measures provided for in this Regulation, it should enter into force as a matter of urgency on the day of its publication in the<span>Official Journal of the European Union</span>, and should apply, with retroactive effect, from 1&#160;January 2022,</p></td></tr></tbody></table> HAVE ADOPTED THIS REGULATION: Article 1 Amendments to Regulation (EU) 2020/1429 Regulation (EU) 2020/1429 is amended as follows: <table><col/><col/><tbody><tr><td><p>(1)</p></td><td><p>Article&#160;1 is replaced by the following:</p><div><p>&#8216;Article&#160;1</p><p>This Regulation lays down temporary rules on the levying of charges for the use of railway infrastructure as set out in Chapter IV of Directive 2012/34/EU. It applies to the use of railway infrastructure for domestic and international rail services covered by that Directive, during the period from 1&#160;March 2020 until 30&#160;June 2022 (&#8220;the reference period&#8221;).&#8217;;</p></div></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(2)</p></td><td><p>Article&#160;5, paragraph 2 is replaced by the following:</p><div><p>&#8216;2.&#160;&#160;&#160;Where the Commission finds, on the basis of the data referred to in paragraph 1, that the reduction in the level of rail traffic as compared to the level in the corresponding period in the previous years is persisting and is likely to persist, and also finds, on the basis of the best available scientific data, that this situation is the result of the impact of the COVID-19 pandemic, the Commission shall adopt delegated acts in accordance with Article&#160;6 to amend the reference period specified in Article&#160;1 accordingly. Any such amendment may only extend the reference period by up to six months, and the reference period may not be extended beyond 31&#160;December 2023.&#8217;;</p></div></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(3)</p></td><td><p>Article&#160;6, paragraph 2 is replaced by the following:</p><div><p>&#8216;2.&#160;&#160;&#160;The power to adopt delegated acts referred to in Article&#160;5(2) shall be conferred on the Commission until 31&#160;December 2023.&#8217;.</p></div></td></tr></tbody></table> Article 2 Entry into force This Regulation shall enter into force on the day of its publication in the Official Journal of the European Union . It shall apply from 1 January 2022. This Regulation shall be binding in its entirety and directly applicable in all Member States. Done at Brussels, 24 February 2022. For the European Parliament The President R. METSOLA For the Council The President A. PANNIER-RUNACHER <note> ( 1 ) Opinion of 19 January 2022 (not yet published in the Official Journal). ( 2 ) Position of the European Parliament of 16 February 2022 (not yet published in the Official Journal) and decision of the Council of 24 February 2022. ( 3 ) Regulation (EU) 2020/1429 of the European Parliament and of the Council of 7 October 2020 establishing measures for a sustainable rail market in view of the COVID-19 outbreak ( OJ L 333, 12.10.2020, p. 1 ). ( 4 ) Commission Delegated Regulation (EU) 2021/1061 of 28 June 2021 extending the reference period of Regulation (EU) 2020/1429 of the European Parliament and of the Council establishing measures for a sustainable rail market in view of the COVID-19 outbreak ( OJ L 229, 29.6.2021, p. 1 ). ( 5 ) OJ L 123, 12.5.2016, p. 1 . </note>

ENG

32022R0312

<table><col/><col/><col/><col/><tbody><tr><td><p>18.10.2022&#160;&#160;&#160;</p></td><td><p>EN</p></td><td><p>Official Journal of the European Union</p></td><td><p>L 270/12</p></td></tr></tbody></table> COMMISSION IMPLEMENTING REGULATION (EU) 2022/1960 of 17 October 2022 fixing the trigger volumes for the years 2023 and 2024 for the purposes of possible application of additional import duties on certain fruit and vegetables THE EUROPEAN COMMISSION, Having regard to the Treaty on the Functioning of the European Union, Having regard to Regulation (EU) No 1308/2013 of the European Parliament and of the Council of 17 December 2013 establishing a common organisation of the markets in agricultural products and repealing Council Regulations (EEC) No 922/72, (EEC) No 234/79, (EC) No 1037/2001 and (EC) No 1234/2007 ( 1 ) , and in particular Article 183, first paragraph, point (b), thereof, Whereas: <table><col/><col/><tbody><tr><td><p>(1)</p></td><td><p>Article&#160;39 of Commission Implementing Regulation (EU) 2017/892&#160;<a>(<span>2</span>)</a> provides that an additional import duty as referred to in Article&#160;182(1) of Regulation (EU) No&#160;1308/2013 may be applied to the products and during the periods listed in Annex VII to that Implementing Regulation. That additional import duty has to apply if the quantity of any of the products put into free circulation for any of the periods of application set out in that Annex exceeds the trigger volume of imports in a year for that product. Additional import duties may not be imposed where the imports are unlikely to disturb the Union market, or where the effects would be disproportionate to the intended objective.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(2)</p></td><td><p>In accordance with Article&#160;182(1) of Regulation (EU) No&#160;1308/2013, the trigger volumes of imports for the possible application of additional import duties on certain fruit and vegetables, are equal to 125&#160;% of average imports of each concerned product during the application period for the previous three years as domestic consumption is not taken into account. On the basis of the data notified by the Member States for the years 2019, 2020 and&#160;2021, the trigger volumes for certain fruit and vegetables should be fixed for the years 2023 and&#160;2024.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(3)</p></td><td><p>Taking into account that the period of application of possible additional import duties as set out in Annex VII to Implementing Regulation (EU) 2017/892 starts for a number of products on 1 January, this Regulation should apply from 1&#160;January 2023,</p></td></tr></tbody></table> HAS ADOPTED THIS REGULATION: Article 1 For the years 2023 and 2024, the trigger volumes referred to in Article 182(1), first subparagraph, point (b), of Regulation (EU) No 1308/2013 for the products listed in Annex VII to Implementing Regulation (EU) 2017/892 are set out in the Annex to this Regulation. Article 2 This Regulation shall enter into force on the twentieth day following that of its publication in the Official Journal of the European Union . It shall apply from 1 January 2023. It shall expire on 30 June 2024. This Regulation shall be binding in its entirety and directly applicable in all Member States. Done at Brussels, 17 October 2022. For the Commission The President Ursula VON DER LEYEN ( 1 ) OJ L 347, 20.12.2013, p. 671 . ( 2 ) Commission Implementing Regulation (EU) 2017/892 of 13 March 2017 laying down rules for the application of Regulation (EU) No 1308/2013 of the European Parliament and of the Council with regard to the fruit and vegetables and processed fruit and vegetables sectors ( OJ L 138, 25.5.2017, p. 57 ). ANNEX Trigger volumes for the products and periods set out in Annex VII to Implementing Regulation (EU) 2017/892, for the possible application of additional import duties Without prejudice to the rules on the interpretation of the Combined Nomenclature, the description of the products is deemed to be indicative only. For the purposes of this Annex, the scope of the additional import duties is determined by the scope of the CN codes as they stand at the time of adoption of this Regulation. <table><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>Order number</p></td><td><p>CN code</p></td><td><p>Description of products</p></td><td><p>Period of application</p></td><td><p>Trigger volume (tonnes)</p></td></tr><tr><td><p>2023</p></td><td><p>2024</p></td></tr><tr><td><p>78.0020</p></td><td><p>0702&#160;00&#160;00</p></td><td><p>Tomatoes</p></td><td><p>From 1 June to 30 September</p></td><td><p>&#160;</p></td><td><p>105&#160;518</p></td></tr><tr><td><p>78.0015</p></td><td><p>From 1 October</p></td><td><p>to 31 May</p></td><td><p>689&#160;880</p></td></tr><tr><td><p>78.0065</p></td><td><p>0707&#160;00&#160;05</p></td><td><p>Cucumbers</p></td><td><p>From 1 May to 31 October</p></td><td><p>&#160;</p></td><td><p>59&#160;702</p></td></tr><tr><td><p>78.0075</p></td><td><p>From 1 November</p></td><td><p>to 30 April</p></td><td><p>36&#160;105</p></td></tr><tr><td><p>78.0085</p></td><td><p>0709&#160;91&#160;00</p></td><td><p>Artichokes</p></td><td><p>From 1 November</p></td><td><p>to 30 June</p></td><td><p>13&#160;312</p></td></tr><tr><td><p>78.0100</p></td><td><p>0709&#160;93&#160;10</p></td><td><p>Courgettes</p></td><td><p>From 1 January to 31 December</p></td><td><p>&#160;</p></td><td><p>77&#160;645</p></td></tr><tr><td><p>78.0110</p></td><td><p>0805&#160;10&#160;22</p><p>0805&#160;10&#160;24</p><p>0805&#160;10&#160;28</p></td><td><p>Oranges</p></td><td><p>From 1 December</p></td><td><p>to 31 May</p></td><td><p>359&#160;707</p></td></tr><tr><td><p>78.0120</p></td><td><p>0805&#160;22&#160;00</p></td><td><p>Clementines</p></td><td><p>From 1 November</p></td><td><p>to end of February</p></td><td><p>85&#160;252</p></td></tr><tr><td><p>78.0130</p></td><td><p>0805&#160;21</p><p>0805&#160;29&#160;00</p></td><td><p>Mandarins (including tangerines and satsumas); wilkings and similar citrus hybrids</p></td><td><p>From 1 November</p></td><td><p>to end of February</p></td><td><p>140&#160;254</p></td></tr><tr><td><p>78.0160</p></td><td><p>0805&#160;50&#160;10</p></td><td><p>Lemons</p></td><td><p>From 1 January to 31 May</p></td><td><p>&#160;</p></td><td><p>59&#160;771</p></td></tr><tr><td><p>78.0155</p></td><td><p>From 1 June to 31 December</p></td><td><p>&#160;</p></td><td><p>411&#160;086</p></td></tr><tr><td><p>78.0170</p></td><td><p>0806&#160;10&#160;10</p></td><td><p>Table grapes</p></td><td><p>From 16 July to 16 November</p></td><td><p>&#160;</p></td><td><p>81&#160;284</p></td></tr><tr><td><p>78.0175</p></td><td><p>0808&#160;10&#160;80</p></td><td><p>Apples</p></td><td><p>From 1 January to 31 August</p></td><td><p>&#160;</p></td><td><p>323&#160;981</p></td></tr><tr><td><p>78.0180</p></td><td><p>From 1 September to 31 December</p></td><td><p>&#160;</p></td><td><p>63&#160;904</p></td></tr><tr><td><p>78.0220</p></td><td><p>0808&#160;30&#160;90</p></td><td><p>Pears</p></td><td><p>From 1 January to 30 April</p></td><td><p>&#160;</p></td><td><p>135&#160;993</p></td></tr><tr><td><p>78.0235</p></td><td><p>From 1 July to 31 December</p></td><td><p>&#160;</p></td><td><p>27&#160;870</p></td></tr><tr><td><p>78.0250</p></td><td><p>0809&#160;10&#160;00</p></td><td><p>Apricots</p></td><td><p>From 1 June to 31 July</p></td><td><p>&#160;</p></td><td><p>11&#160;842</p></td></tr><tr><td><p>78.0265</p></td><td><p>0809&#160;29&#160;00</p></td><td><p>Cherries other than sour</p></td><td><p>From 16 May to 15 August</p></td><td><p>&#160;</p></td><td><p>47&#160;293</p></td></tr><tr><td><p>78.0270</p></td><td><p>0809&#160;30</p></td><td><p>Peaches, including nectarines</p></td><td><p>From 16 June to 30 September</p></td><td><p>&#160;</p></td><td><p>18&#160;937</p></td></tr><tr><td><p>78.0280</p></td><td><p>0809&#160;40&#160;05</p></td><td><p>Plums</p></td><td><p>From 16 June to 30 September</p></td><td><p>&#160;</p></td><td><p>49&#160;195</p></td></tr></tbody></table>

ENG

32022R1960

<table><col/><col/><col/><col/><tbody><tr><td><p>10.11.2021&#160;&#160;&#160;</p></td><td><p>EN</p></td><td><p>Official Journal of the European Union</p></td><td><p>L 396/64</p></td></tr></tbody></table> COUNCIL IMPLEMENTING DECISION (CFSP) 2021/1942 of 9 November 2021 implementing Decision (CFSP) 2015/1333 concerning restrictive measures in view of the situation in Libya THE COUNCIL OF THE EUROPEAN UNION, Having regard to the Treaty on European Union, and in particular Article 31(2) thereof, Having regard to Council Decision (CFSP) 2015/1333 of 31 July 2015 concerning restrictive measures in view of the situation in Libya, and repealing Decision 2011/137/CFSP ( 1 ) , and in particular Article 12(2) thereof, Having regard to the proposal from the High Representative of the Union for Foreign Affairs and Security Policy, Whereas: <table><col/><col/><tbody><tr><td><p>(1)</p></td><td><p>On 31&#160;July 2015, the Council adopted Decision (CFSP) 2015/1333 concerning restrictive measures in view of the situation in Libya.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(2)</p></td><td><p>On the basis of a review by the Council, the entry for one listed person should be deleted.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(3)</p></td><td><p>Decision (CFSP) 2015/1333 should therefore be amended accordingly,</p></td></tr></tbody></table> HAS ADOPTED THIS DECISION: Article 1 Annexes II and IV to Decision (CFSP) 2015/1333 are amended in accordance with the Annex to this Decision. Article 2 This Decision shall enter into force on the day following that of its publication in the Official Journal of the European Union . Done at Brussels, 9 November 2021. For the Council The President A. ŠIRCELJ ( 1 ) OJ L 206, 1.8.2015, p. 34 . ANNEX Annexes II and IV to Decision (CFSP) 2015/1333 are amended as follows: <table><col/><col/><tbody><tr><td><p>(1)</p></td><td><p>in Annex II (List of persons and entities referred to in Article&#160;8(2)), Part A (Persons), entry 7 (concerning AL-MAHMOUDI, Baghdadi) is deleted;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(2)</p></td><td><p>in Annex IV (List of persons and entities referred to in Article&#160;9(2)), Part A (Persons), entry 7 (concerning AL-MAHMOUDI, Baghdadi) is deleted.</p></td></tr></tbody></table>

ENG

32021D1942

<table><col/><col/><col/><col/><tbody><tr><td><p>10.7.2020&#160;&#160;&#160;</p></td><td><p>EN</p></td><td><p>Official Journal of the European Union</p></td><td><p>L 221/127</p></td></tr></tbody></table> COMMISSION IMPLEMENTING REGULATION (EU) 2020/1003 of 9 July 2020 renewing the approval of the active substances Phlebiopsis gigantea strains VRA 1835, VRA 1984 and FOC PG 410.3 as low-risk substances in accordance with Regulation (EC) No 1107/2009 of the European Parliament and of the Council concerning the placing of plant protection products on the market, and amending the Annex to Commission Implementing Regulation (EU) No 540/2011 (Text with EEA relevance) THE EUROPEAN COMMISSION, Having regard to the Treaty on the Functioning of the European Union, Having regard to Regulation (EC) No 1107/2009, of the European Parliament and of the Council of 21 October 2009 concerning the placing of plant protection products on the market and repealing Council Directives 79/117/EEC and 91/414/EEC ( 1 ) , and in particular Article 20(1) thereof, Whereas: <table><col/><col/><tbody><tr><td><p>(1)</p></td><td><p>Commission Directive 2008/113/EC&#160;<a>(<span>2</span>)</a> included<span>Phlebiopsis gigantea</span> strains VRA 1835, VRA 1984 and FOC PG 410.3 as active substances in Annex I to Council Directive 91/414/EEC&#160;<a>(<span>3</span>)</a>.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(2)</p></td><td><p>Active substances included in Annex I to Directive 91/414/EEC are deemed to have been approved under Regulation (EC) No 1107/2009 and are listed in Part A of the Annex to Commission Implementing Regulation (EU) No 540/2011&#160;<a>(<span>4</span>)</a>.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(3)</p></td><td><p>The approval of the active substances<span>Phlebiopsis gigantea</span> strains VRA 1835, VRA 1984 and FOC PG 410.3, as set out in Part A of the Annex to Implementing Regulation (EU) No 540/2011 expires on 30 April 2021.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(4)</p></td><td><p>An application for the renewal of the approval of the active substances<span>Phlebiopsis gigantea</span> strains VRA 1835, VRA 1984 and FOC PG 410.3 was submitted in accordance with Article 1 of Commission Implementing Regulation (EU) No 844/2012&#160;<a>(<span>5</span>)</a> within the time period provided for in that Article.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(5)</p></td><td><p>The applicant submitted the supplementary dossiers required in accordance with Article 6 of Implementing Regulation (EU) No 844/2012. The application was found to be complete by the rapporteur Member State.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(6)</p></td><td><p>The rapporteur Member State prepared a renewal assessment report in consultation with the co-rapporteur Member State and submitted it to the European Food Safety Authority (&#8216;the Authority&#8217;) and the Commission on 28 September 2018.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(7)</p></td><td><p>The Authority made the supplementary summary dossier available to the public. The Authority also circulated the renewal assessment report to the applicants and to the Member States for comments and launched a public consultation on it. The Authority forwarded the comments received to the Commission.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(8)</p></td><td><p>On 18 September 2019, the Authority communicated to the Commission its conclusion&#160;<a>(<span>6</span>)</a> on whether<span>Phlebiopsis gigantea</span> strains VRA 1835, VRA 1984 and FOC PG 410.3 can be expected to meet the approval criteria provided for in Article 4 of Regulation (EC) No 1107/2009. The Commission presented an initial renewal report and the draft Regulation regarding<span>Phlebiopsis gigantea</span> strains VRA 1835, VRA 1984 and FOC PG 410.3 to the Standing Committee on Plants, Animals, Food and Feed in March 2020.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(9)</p></td><td><p>The Commission invited the applicant to submit its comments on the conclusion of the Authority and, in accordance with the third paragraph of Article 14(1) of Implementing Regulation (EU) No 844/2012, on the renewal report. The applicant submitted its comments, which have been carefully examined.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(10)</p></td><td><p>It has been established with respect to one or more representative uses of at least one plant protection product containing the active substances<span>Phlebiopsis gigantea</span> strains VRA 1835, VRA 1984 or FOC PG 410.3 that the approval criteria provided for in Article 4 of Regulation (EC) No 1107/2009 are satisfied.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(11)</p></td><td><p>The risk assessment for the renewal of the approval of the active substances<span>Phlebiopsis gigantea</span> strains VRA 1835, VRA 1984 and FOC PG 410.3 is based on a limited number of representative uses, which however do not restrict the uses for which plant protection products containing<span>Phlebiopsis gigantea</span> strains VRA 1835, VRA 1984 or FOC PG 410.3 may be authorised. It is therefore appropriate not to maintain the restriction to use as a fungicide only.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(12)</p></td><td><p>The Commission further considers that<span>Phlebiopsis gigantea</span> strains VRA 1835, VRA 1984 and FOC PG 410.3 are low-risk active substances pursuant to Article 22 of Regulation (EC) No 1107/2009.<span>Phlebiopsis gigantea</span> strains VRA 1835, VRA 1984 and FOC PG 410.3 are not substances of concern and fulfil the conditions set in Annex II point 5 to Regulation (EC) No 1107/2009. Following the assessment by the Rapporteur Member State and the Authority, and taking into account the intended uses,<span>Phlebiopsis gigantea</span> strains VRA 1835, VRA 1984 and FOC PG 410.3 are microorganisms for which it is expected a low-risk for humans, animals and the environment. No critical areas of concern were identified, and<span>Phlebiopsis gigantea</span> is not known to be related to any human or animal pathogen.<span>Phlebiopsis gigantea</span> has been used as a biocontrol agent for over a decade without leading to any adverse effect on humans since the previous peer review, and based on the intended use (i.e. direct application onto stump surface of coniferous trees) the potential exposure for humans and effects on the naturally occurring soil-concentration are considered negligible. For these reasons only general mitigation measures are foreseen for workers, and overall the approval criteria and qualification as low-risk are met for these active substances.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(13)</p></td><td><p>It is therefore appropriate to renew the approval of<span>Phlebiopsis gigantea</span> strains VRA 1835, VRA 1984 and FOC PG 410.3 as low-risk substances.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(14)</p></td><td><p>In accordance with Article 20(3) of Regulation (EC) No 1107/2009, in conjunction with Article 13(4) thereof, the Annex to Implementing Regulation (EU) No 540/2011 should therefore be amended accordingly.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(15)</p></td><td><p>Commission Implementing Regulation (EU) 2020/421&#160;<a>(<span>7</span>)</a> extended the approval period of<span>Phlebiopsis gigantea</span> strains VRA 1835, VRA 1984 and FOC PG 410.3 to 30 April 2021 in order to allow the renewal process to be completed before the expiry of the approval period of those active substances. Given that a decision on renewal is being taken ahead of the expiry of that extended approval period, this Regulation should apply from 1 September 2020.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(16)</p></td><td><p>The measures provided for in this Regulation are in accordance with the opinion of the Standing Committee on Plants, Animals, Food and Feed,</p></td></tr></tbody></table> HAS ADOPTED THIS REGULATION: Article 1 Renewal of the approval of the active substance The approval of the active substances Phlebiopsis gigantea strains VRA 1835, VRA 1984 and FOC PG 410.3, as specified in Annex I, is renewed subject to the conditions laid down in that Annex. Article 2 Amendments to Implementing Regulation (EU) No 540/2011 The Annex to Implementing Regulation (EU) No 540/2011 is amended in accordance with Annex II to this Regulation. Article 3 Entry into force and date of application This Regulation shall enter into force on the twentieth day following that of its publication in the Official Journal of the European Union . It shall apply from 1 September 2020. This Regulation shall be binding in its entirety and directly applicable in all Member States. Done at Brussels, 9 July 2020. For the Commission The President Ursula VON DER LEYEN ( 1 ) OJ L 309, 24.11.2009, p. 1 . ( 2 ) Commission Directive 2008/113/EC of 8 December 2008 amending Council Directive 91/414/EEC to include several micro-organisms as active substances ( OJ L 330, 9.12.2008, p. 6 ). ( 3 ) Council Directive 91/414/EEC of 15 July 1991 concerning the placing of plant protection products on the market ( OJ L 230, 19.8.1991, p. 1 ). ( 4 ) Commission Implementing Regulation (EU) No 540/2011 of 25 May 2011 implementing Regulation (EC) No 1107/2009 of the European Parliament and of the Council as regards the list of approved active substances ( OJ L 153, 11.6.2011, p. 1 ). ( 5 ) Commission Implementing Regulation (EU) No 844/2012 of 18 September 2012 setting out the provisions necessary for the implementation of the renewal procedure for active substances, as provided for in Regulation (EC) No 1107/2009 of the European Parliament and of the Council concerning the placing of plant protection products on the market ( OJ L 252, 19.9.2012, p. 26 ). ( 6 ) EFSA Journal 17(10):5820, doi: 10.2903/j.efsa.2019.5820. Available online: www.efsa.europa.eu ( 7 ) Commission Implementing Regulation (EU) 2020/421 of 18 March 2020 amending Implementing Regulation (EU) No 540/2011 as regards the extension of the approval periods of the active substances abamectin, Bacillus subtilis (Cohn 1872) strain QST 713, Bacillus thuringiensis subsp. Aizawai strains ABTS-1857 and GC-91, Bacillus thuringiensis subsp. Israeliensis (serotype H-14) strain AM65-52, Bacillus thuringiensis subsp. Kurstaki strains ABTS 351, PB 54, SA 11, SA12 and EG 2348, Beauveria bassiana strains ATCC 74040 and GHA, clodinafop, clopyralid, Cydia pomonella Granulovirus (CpGV), cyprodinil, dichlorprop-P, fenpyroximate, fosetyl, Lecanicillium muscarium (formerly ‘ Verticillium lecani i ’) strain Ve6, mepanipyrim, Metarhizium anisopliae (var. anisopliae) strain BIPESCO 5/F52, metconazole, metrafenone, Phlebiopsis gigantea strains FOC PG 410.3, VRA 1835 and VRA 1984, pirimicarb, Pseudomonas chlororaphis strain MA342, pyrimethanil, Pythium oligandrum M1, rimsulfuron, spinosad, Streptomyces K61 (formerly ‘ S. griseoviridi s ’), Trichoderma asperellum (formerly ‘ T. harzianu m ’) strains ICC012, T25 and TV1, Trichoderma atroviride (formerly ‘ T. harzianu m ’) strains IMI 206040 and T11, Trichoderma gamsii (formerly ‘ T. virid e ’) strain ICC080, Trichoderma harzianum strains T-22 and ITEM 908, triclopyr, trinexapac, triticonazole and ziram ( OJ L 84, 20.3.2020, p. 7 ). ANNEX I <table><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>Common Name,</p><p>Identification Numbers</p></td><td><p>IUPAC Name</p></td><td><p>Purity<a>&#160;(<span>1</span>)</a></p></td><td><p>Date of approval</p></td><td><p>Expiration of approval</p></td><td><p>Specific provisions</p></td></tr><tr><td><p><span>Phlebiopsis gigantea</span> strain VRA 1835</p></td><td><p>Not applicable</p></td><td><p>No relevant impurities</p></td><td><p>1 September 2020</p></td><td><p>31 August 2035</p></td><td><p>For the implementation of the uniform principles, as referred to in Article 29(6) of Regulation (EC) No 1107/2009, the conclusions of the renewal report on<span>Phlebiopsis gigantea</span> strain VRA 1835, and in particular Appendices I and II thereto, shall be taken into account.</p><p>Member States shall pay particular attention to the protection of operators and workers.</p><p>Producers shall ensure strict maintenance of environmental conditions and quality control analysis during the manufacturing process as laid down in Working Document SANCO/12116/2012 as regards the limits on microbiological contamination<a>&#160;(<span>2</span>)</a>.</p></td></tr><tr><td><p><span>Phlebiopsis gigantea</span> strain VRA 1984</p></td><td><p>Not applicable</p></td><td><p>No relevant impurities</p></td><td><p>1 September 2020</p></td><td><p>31 August 2035</p></td><td><p>For the implementation of the uniform principles, as referred to in Article 29(6) of Regulation (EC) No 1107/2009, the conclusions of the renewal report on<span>Phlebiopsis gigantea</span> strain VRA 1984, and in particular Appendices I and II thereto, shall be taken into account.</p><p>Member States shall pay particular attention to the protection of operators and workers.</p><p>Producers shall ensure strict maintenance of environmental conditions and quality control analysis during the manufacturing process as laid down in Working Document SANCO/12116/2012 as regards the limits on microbiological contamination.</p></td></tr><tr><td><p><span>Phlebiopsis gigantea</span> strain FOC PG 410.3</p></td><td><p>Not applicable</p></td><td><p>No relevant impurities</p></td><td><p>1 September 2020</p></td><td><p>31 August 2035</p></td><td><p>For the implementation of the uniform principles, as referred to in Article 29(6) of Regulation (EC) No 1107/2009, the conclusions of the renewal report on<span>Phlebiopsis gigantea</span> strain FOC PG 410.3, and in particular Appendices I and II thereto, shall be taken into account.</p><p>Member States shall pay particular attention to the protection of operators and workers.</p><p>Producers shall ensure strict maintenance of environmental conditions and quality control analysis during the manufacturing process as laid down in Working Document SANCO/12116/2012 as regards the limits on microbiological contamination.</p></td></tr></tbody></table> ( 1 ) Further details on the identity and the specification of the active substance are provided in the renewal report. ( 2 ) https://ec.europa.eu/food/sites/food/files/plant/docs/pesticides_ppp_app-proc_guide_phys-chem-ana_microbial-contaminant-limits.pdf ANNEX II The Annex to Commission Implementing Regulation (EU) No 540/2011 is amended as follows: <table><col/><col/><tbody><tr><td><p>(1)</p></td><td><p>in Part A, entry 201 on<span>Phlebiopsis gigantea</span> strains is replaced as follows:</p><table><col/><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>&#8216;201</p></td><td><p><span>Phlebiopsis gigantea</span></p><p>STRAIN: VRA 1985</p><p>Culture collection: No DSM 16202</p><p>STRAIN: VRA 1986</p><p>Culture collection: No DSM 16203</p><p>STRAIN: FOC PG B20/5</p><p>Culture collection: No IMI 390096</p><p>STRAIN: FOC PG SP log 6</p><p>Culture collection: No IMI 390097</p><p>STRAIN: FOC PG SP log 5</p><p>Culture collection: No IMI 390098</p><p>STRAIN: FOC PG BU 3</p><p>Culture collection: No IMI 390099</p><p>STRAIN: FOC PG BU 4</p><p>Culture collection: No IMI 390100</p><p>STRAIN: FOC PG97/1062/116/1.1</p><p>Culture collection: No IMI 390102</p><p>STRAIN: FOC PG B22/SP1287/3.1</p><p>Culture collection: No IMI 390103</p><p>STRAIN: FOC PG SH 1</p><p>Culture collection: No IMI 390104</p><p>STRAIN: FOC PG B22/SP1190/3.2</p><p>Culture collection: No IMI 390105</p></td><td><p>Not applicable</p></td><td><p>No relevant impurities</p></td><td><p>1 May 2009</p></td><td><p>30 April 2020</p></td><td><p>PART A Only uses as fungicide may be authorised.</p><p>PART B For the implementation of the uniform principles as referred to in Article 29(6) of Regulation (EC) No 1107/2009, the conclusions of the review report on<span>Phlebiopsis gigantea</span> (SANCO/1863/2008) and in particular Appendices I and II thereof, as finalised in the Standing Committee on the Food Chain and Animal Health shall be taken into account. Conditions of use shall include, where appropriate, risk mitigation measures.&#8217;</p></td></tr></tbody></table></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(2)</p></td><td><p>in Part D, the following entries are added:</p><table><col/><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>&#8216;21</p></td><td><p><span>Phlebiopsis gigantea</span> strain VRA 1835</p></td><td><p>Not applicable</p></td><td><p>No relevant impurities</p></td><td><p>1 September 2020</p></td><td><p>31 August 2035</p></td><td><p>For the implementation of the uniform principles, as referred to in Article 29(6) of Regulation (EC) No 1107/2009, the conclusions of the renewal report on<span>Phlebiopsis gigantea</span> strain VRA 1835, and in particular Appendices I and II thereto, shall be taken into account.</p><p>Member States shall pay particular attention to the protection of operators and workers.</p><p>Producers shall ensure strict maintenance of environmental conditions and quality control analysis during the manufacturing process as laid down in Working Document SANCO/12116/2012 as regards the limits on microbiological contamination.</p></td></tr><tr><td><p>22</p></td><td><p><span>Phlebiopsis gigantea</span> strain VRA 1984</p></td><td><p>Not applicable</p></td><td><p>No relevant impurities</p></td><td><p>1 September 2020</p></td><td><p>31 August 2035</p></td><td><p>For the implementation of the uniform principles, as referred to in Article 29(6) of Regulation (EC) No 1107/2009, the conclusions of the renewal report on<span>Phlebiopsis gigantea</span> strain VRA 1984, and in particular Appendices I and II thereto, shall be taken into account.</p><p>Member States shall pay particular attention to the protection of operators and workers.</p><p>Producers shall ensure strict maintenance of environmental conditions and quality control analysis during the manufacturing process as laid down in Working Document SANCO/12116/2012 as regards the limits on microbiological contamination.</p></td></tr><tr><td><p>23</p></td><td><p><span>Phlebiopsis gigantea</span> strain FOC PG 410.3</p></td><td><p>Not applicable</p></td><td><p>No relevant impurities</p></td><td><p>1 September 2020</p></td><td><p>31 August 2035</p></td><td><p>For the implementation of the uniform principles, as referred to in Article 29(6) of Regulation (EC) No 1107/2009, the conclusions of the renewal report on<span>Phlebiopsis gigantea</span> strain FOC PG 410.3, and in particular Appendices I and II thereto, shall be taken into account.</p><p>Member States shall pay particular attention to the protection of operators and workers.</p><p>Producers shall ensure strict maintenance of environmental conditions and quality control analysis during the manufacturing process as laid down in Working Document SANCO/12116/2012 as regards the limits on microbiological contamination.&#8217;</p></td></tr></tbody></table></td></tr></tbody></table>

ENG

32020R1003

<table><col/><col/><col/><col/><tbody><tr><td><p>8.3.2023&#160;&#160;&#160;</p></td><td><p>EN</p></td><td><p>Official Journal of the European Union</p></td><td><p>L 70/5</p></td></tr></tbody></table> COMMISSION IMPLEMENTING REGULATION (EU) 2023/504 of 1 March 2023 entering a name in the register of protected designations of origin and protected geographical indications (‘Dalmatinska janjetina’ (PDO)) THE EUROPEAN COMMISSION, Having regard to the Treaty on the Functioning of the European Union, Having regard to Regulation (EU) No 1151/2012 of the European Parliament and of the Council of 21 November 2012 on quality schemes for agricultural products and foodstuffs ( 1 ) , and in particular Article 52(2) thereof, Whereas: <table><col/><col/><tbody><tr><td><p>(1)</p></td><td><p>Pursuant to Article&#160;50(2)(a) of Regulation (EU) No&#160;1151/2012, Croatia&#8217;s application to register the name &#8216;Dalmatinska janjetina&#8217; was published in the<span>Official Journal of the European Union</span>&#160;<a>(<span>2</span>)</a>.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(2)</p></td><td><p>As no statement of opposition under Article&#160;51 of Regulation (EU) No&#160;1151/2012 has been received by the Commission, the name &#8216;Dalmatinska janjetina&#8217; should therefore be entered in the register,</p></td></tr></tbody></table> HAS ADOPTED THIS REGULATION: Article 1 The name ‘Dalmatinska janjetina’ (PDO) is hereby entered in the register. The name specified in the first paragraph denotes a product in Class 1.1 – Fresh meat (and offal), as listed in Annex XI to Commission Implementing Regulation (EU) No 668/2014 ( 3 ) . Article 2 This Regulation shall enter into force on the twentieth day following that of its publication in the Official Journal of the European Union . This Regulation shall be binding in its entirety and directly applicable in all Member States. Done at Brussels, 1 March 2023. For the Commission, On behalf of the President, Janusz WOJCIECHOWSKI Member of the Commission <note> ( 1 ) OJ L 343, 14.12.2012, p. 1 . ( 2 ) OJ C 341, 6.9.2022, p. 7 . ( 3 ) Commission Implementing Regulation (EU) No 668/2014 of 13 June 2014 laying down rules for the application of Regulation (EU) No 1151/2012 of the European Parliament and of the Council on quality schemes for agricultural products and foodstuffs ( OJ L 179, 19.6.2014, p. 36 ). </note>

ENG

32023R0504

<table><col/><col/><col/><col/><tbody><tr><td><p>28.9.2023&#160;&#160;&#160;</p></td><td><p>EN</p></td><td><p>Official Journal of the European Union</p></td><td><p>L 239/1</p></td></tr></tbody></table> COMMISSION DELEGATED REGULATION (EU) 2023/2070 of 18 August 2023 amending Delegated Regulation (EU) 2016/1675 to add Cameroon and Vietnam to the list of high-risk third countries (Text with EEA relevance) THE EUROPEAN COMMISSION, Having regard to the Treaty on the Functioning of the European Union, Having regard to Directive (EU) 2015/849 of the European Parliament and of the Council of 20 May 2015 on the prevention of the use of the financial system for the purposes of money laundering or terrorist financing, amending Regulation (EU) No 648/2012 of the European Parliament and of the Council, and repealing Directive 2005/60/EC of the European Parliament and of the Council and Commission Directive 2006/70/EC ( 1 ) , and in particular Article 9(2) thereof, Whereas: <table><col/><col/><tbody><tr><td><p>(1)</p></td><td><p>The Union is to ensure the effective protection of the integrity and proper functioning of its financial system and the internal market from money laundering and terrorist financing. Directive (EU)&#160;2015/849 therefore provides that the Commission is to identify third-country jurisdictions which have strategic deficiencies in their regimes on anti-money laundering and countering financing of terrorism&#160;(AML/CFT) that pose significant threats to the financial system of the Union (&#8216;high-risk third countries&#8217;).</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(2)</p></td><td><p>Commission Delegated Regulation (EU)&#160;2016/1675&#160;<a>(<span>2</span>)</a> identifies high-risk third countries with strategic deficiencies.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(3)</p></td><td><p>Considering the high level of integration of the international financial system, the close connection of market operators, the high volume of cross-border transactions to and from the Union, and the degree of market openness, any&#160;AML/CFT threat posed to the international financial system is also a threat to the financial system of the Union.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(4)</p></td><td><p>Pursuant to Article&#160;9(4) of Directive (EU)&#160;2015/849, the Commission, when identifying high-risk third countries, is to take into account relevant evaluations, assessments or reports drawn up by international organisations and standard setters with competence in the field of preventing money laundering and combating terrorist financing. Such information includes public statements from the Financial Action Task Force (FATF), the FATF list of &#8216;Jurisdictions under Increased Monitoring&#8217;, and FATF reports of the International Cooperation Review Group in relation to the risks posed by individual third countries.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(5)</p></td><td><p>Since the latest amendments to Delegated Regulation (EU)&#160;2016/1675, the FATF has updated its list of &#8216;Jurisdictions under Increased Monitoring&#8217;. At its plenary meeting between 21-23&#160;June 2023, the FATF has updated its list of &#8216;Jurisdictions under Increased Monitoring&#8217; by adding Cameroon and Vietnam to that list. Given those changes, the Commission has conducted an assessment to identify high-risk third countries in accordance with Article&#160;9 of Directive (EU)&#160;2015/849.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(6)</p></td><td><p>In June 2023, Cameroon made a high-level political commitment to work with the FATF and the<span>Groupe d&#8217;Action Contre le Blanchiment d&#8217;Argent en Afrique Centrale</span> (GABAC), which is its FATF-style regional body (FSRB), to strengthen the effectiveness of its&#160;AML/CFT regime. Since the adoption of its mutual evaluation report in October 2021, Cameroon has made progress on some of the actions recommended in the mutual evaluation report by increasing the resources of the financial intelligence unit (FIU) and by building the capacity of investigation authorities and judicial bodies to effectively conduct money&#160;laundering/terrorism financing cases. Cameroon will work to implement its FATF action plan: (1) by aligning&#160;AML/CFT national strategies and policies with the findings of the national risk assessment and monitoring their implementation, and demonstrating&#160;AML/CFT cooperation and coordination between competent authorities; (2) by ensuring risk-based prioritisation of incoming international cooperation requests in line with risks and responding in an effective manner; (3) by enhancing risk-based supervision of banks and implementing effective risk-based supervision for non-bank financial institutions and designated non-financial businesses and professions, and conducting appropriate outreach to high-risk financial institutions and designated non-financial businesses and professions; (4) by maintaining and ensuring timely access by competent authorities to adequate and up-to-date beneficial ownership information on legal persons, and establishing a sanctions regime for violations of transparency obligations applicable to legal persons; (5) by enhancing secure information exchange between the FIU, reporting entities and competent authorities and demonstrating an increase in dissemination of intelligence reports to support operational needs of competent authorities; (6) by demonstrating that authorities are able to conduct a range of money laundering investigations, and prosecute money laundering in line with risks; (7) by implementing policies and procedures for seizing and confiscating proceeds and instrumentalities of crime and managing frozen, seized and confiscated property, and prioritising seizure and confiscation of assets at the border; (8) by demonstrating that terrorism financing investigations and prosecutions are pursued in line with risk; and&#160;(9) by demonstrating effective implementation of terrorism financing and proliferation financing targeted financial sanctions (TFS) regimes and implementing a risk-based approach to non-profit organisations without disrupting legitimate non-profit organisation activities. Despite that commitment and progress, Cameroon has not yet fully addressed the concerns that led to Cameroon being added to the FATF&#8217;s list of &#8216;Jurisdictions under Increased Monitoring&#8217;. Cameroon should therefore be considered a third-country jurisdiction that has strategic deficiencies in its&#160;AML/CFT regime that pose significant threats to the financial system of the Union as referred to in Article&#160;9(1) of Directive (EU)&#160;2015/849.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(7)</p></td><td><p>In June 2023, Vietnam made a high-level political commitment to work with the FATF and the Asia Pacific Group (APG), which is its FSRB, to strengthen the effectiveness of its&#160;AML/CFT regime. Since the adoption of its mutual evaluation report in November 2021, Vietnam has made progress on some of the actions recommended in the mutual evaluation report by joining the Asset Recovery Interagency Network Asia Pacific and by adopting a national action plan on&#160;AML/CTF/countering proliferation financing. Vietnam will work to implement its FATF action plan: (1) by increasing risk understanding, domestic coordination and cooperation to combat money&#160;laundering/terrorist financing; (2) by enhancing international cooperation; (3) by implementing effective risk-based supervision for financial institutions and designated non-financial businesses and professions; (4) by taking action to regulate virtual assets and virtual asset service providers; (5) by addressing technical compliance deficiencies, including with respect to the money laundering offence, TFS, customer due diligence and suspicious transaction reporting; (6) by conducting outreach activities with the private sector; (7) by establishing a regime that provides competent authorities with adequate, accurate and up-to-date information on beneficial ownership; (8) by ensuring the independence of the FIU and enhancing the quality and quantity of financial intelligence analysis and disseminations; (9) by prioritising parallel financial investigations and demonstrating an increase in the number of money laundering investigations and prosecutions undertaken; and&#160;(10) by demonstrating that there is monitoring of financial institutions and designated non-financial businesses and professions for compliance with proliferation financing TFS obligations and that there is cooperation and coordination between authorities to prevent proliferation financing TFS from being evaded. Despite that commitment and progress, Vietnam has not yet fully addressed the concerns that led to Vietnam being added to the FATF&#8217;s list of &#8216;Jurisdictions under Increased Monitoring&#8217;. Vietnam should therefore be considered a third-country jurisdiction that has strategic deficiencies in its&#160;AML/CFT regime that pose significant threats to the financial system of the Union as referred to in Article&#160;9(1) of Directive (EU)&#160;2015/849.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(8)</p></td><td><p>The Commission therefore concludes that Cameroon and Vietnam should be considered third-country jurisdictions which have strategic deficiencies in their&#160;AML/CFT regimes that pose significant threats to the financial system of the Union. Cameroon and Vietnam should therefore be added to the table in point I of the Annex to Delegated Regulation (EU)&#160;2016/1675.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(9)</p></td><td><p>Delegated Regulation (EU)&#160;2016/1675 should therefore be amended accordingly,</p></td></tr></tbody></table> HAS ADOPTED THIS REGULATION: Article 1 The Annex to Delegated Regulation (EU) 2016/1675 is amended in accordance with the Annex to this Regulation. Article 2 This Regulation shall enter into force on the twentieth day following that of its publication in the Official Journal of the European Union. This Regulation shall be binding in its entirety and directly applicable in all Member States. Done at Brussels, 18 August 2023. For the Commission The President Ursula VON DER LEYEN ( 1 ) OJ L 141, 5.6.2015, p. 73 . ( 2 ) Commission Delegated Regulation (EU) 2016/1675 of 14 July 2016 supplementing Directive (EU) 2015/849 of the European Parliament and of the Council by identifying high-risk third countries with strategic deficiencies ( OJ L 254, 20.9.2016, p. 1 ). ANNEX In point I of the Annex to Delegated Regulation (EU) 2016/1675, the table is replaced by the following: <table><col/><col/><tbody><tr><td><p>&#8216;No</p></td><td><p>High-risk third country<a>&#160;(<span>1</span>)</a></p></td></tr><tr><td><p>1</p></td><td><p>Afghanistan</p></td></tr><tr><td><p>2</p></td><td><p>Barbados</p></td></tr><tr><td><p>3</p></td><td><p>Burkina Faso</p></td></tr><tr><td><p>4</p></td><td><p>Cameroon</p></td></tr><tr><td><p>5</p></td><td><p>Cayman Islands</p></td></tr><tr><td><p>6</p></td><td><p>Democratic Republic of the Congo</p></td></tr><tr><td><p>7</p></td><td><p>Gibraltar</p></td></tr><tr><td><p>8</p></td><td><p>Haiti</p></td></tr><tr><td><p>9</p></td><td><p>Jamaica</p></td></tr><tr><td><p>10</p></td><td><p>Jordan</p></td></tr><tr><td><p>11</p></td><td><p>Mali</p></td></tr><tr><td><p>12</p></td><td><p>Mozambique</p></td></tr><tr><td><p>13</p></td><td><p>Myanmar</p></td></tr><tr><td><p>14</p></td><td><p>Nigeria</p></td></tr><tr><td><p>15</p></td><td><p>Panama</p></td></tr><tr><td><p>16</p></td><td><p>Philippines</p></td></tr><tr><td><p>17</p></td><td><p>Senegal</p></td></tr><tr><td><p>18</p></td><td><p>South Africa</p></td></tr><tr><td><p>19</p></td><td><p>South Sudan</p></td></tr><tr><td><p>20</p></td><td><p>Syria</p></td></tr><tr><td><p>21</p></td><td><p>Tanzania</p></td></tr><tr><td><p>22</p></td><td><p>Trinidad and Tobago</p></td></tr><tr><td><p>23</p></td><td><p>Uganda</p></td></tr><tr><td><p>24</p></td><td><p>United Arab Emirates</p></td></tr><tr><td><p>25</p></td><td><p>Vanuatu</p></td></tr><tr><td><p>26</p></td><td><p>Vietnam</p></td></tr><tr><td><p>27</p></td><td><p>Yemen</p></td></tr></tbody></table> <note> ( 1 ) Without prejudice to the legal position of the Kingdom of Spain with regard to sovereignty and jurisdiction in relation to the territory of Gibraltar.’ </note>

ENG

32023R2070

<table><col/><col/><col/><col/><tbody><tr><td><p>25.1.2019&#160;&#160;&#160;</p></td><td><p>EN</p></td><td><p>Official Journal of the European Union</p></td><td><p>L 23/35</p></td></tr></tbody></table> COMMISSION IMPLEMENTING DIRECTIVE (EU) 2019/114 of 24 January 2019 amending Directives 2003/90/EC and 2003/91/EC setting out implementing measures for the purposes of Article 7 of Council Directive 2002/53/EC and Article 7 of Council Directive 2002/55/EC respectively, as regards the characteristics to be covered as a minimum by the examination and the minimum conditions for examining certain varieties of agricultural plant species and vegetable species (Text with EEA relevance) THE EUROPEAN COMMISSION, Having regard to the Treaty on the Functioning of the European Union, Having regard to Council Directive 2002/53/EC of 13 June 2002 on the common catalogue of varieties of agricultural plant species ( 1 ) , and in particular Article 7(2)(a) and (b) thereof, Having regard to Council Directive 2002/55/EC of 13 June 2002 on the marketing of vegetable seed ( 2 ) , and in particular Article 7(2)(a) and (b) thereof, Whereas: <table><col/><col/><tbody><tr><td><p>(1)</p></td><td><p>Commission Directives 2003/90/EC&#160;<a>(<span>3</span>)</a> and 2003/91/EC&#160;<a>(<span>4</span>)</a> were adopted to ensure that the varieties the Member States include in their national catalogues comply with the protocols established by the Community Plant Variety Office (CPVO) as regards the characteristics to be covered as a minimum by the examination of the various species and the minimum conditions for examining the varieties, as far as such protocols had been established. For the species not covered by CPVO protocols those Directives provide that guidelines of the International Union for Protection of New Varieties of Plants (UPOV) are to apply.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(2)</p></td><td><p>Since the last amendment to Directives 2003/90/EC and 2003/91/EC by Implementing Directive (EU) 2018/100&#160;<a>(<span>5</span>)</a> the CPVO and UPOV have established further protocols and guidelines and have updated existing ones.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(3)</p></td><td><p>Directives 2003/90/EC and 2003/91/EC should therefore be amended accordingly.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(4)</p></td><td><p>The measures provided for in this Directive are in accordance with the opinion of the Standing Committee on Plants, Animals, Food and Feed,</p></td></tr></tbody></table> HAS ADOPTED THIS DIRECTIVE: Article 1 Annexes I and II to Directive 2003/90/EC are replaced by the text set out in part A of the Annex to this Directive. Article 2 The Annexes to Directive 2003/91/EC are replaced by the text set out in part B of the Annex to this Directive. Article 3 For examinations started before 1 September 2019 Member States may apply Directives 2003/90/EC and 2003/91/EC in the version applying before their amendment by this Directive. Article 4 Member States shall adopt and publish, by 31 August 2019 at the latest, the laws, regulations and administrative provisions necessary to comply with this Directive. They shall forthwith communicate to the Commission the text of those provisions. They shall apply those provisions from 1 September 2019. When Member States adopt those provisions, they shall contain a reference to this Directive or be accompanied by such a reference on the occasion of their official publication. Member States shall determine how such reference is to be made. Article 5 This Directive shall enter into force on the twentieth day following that of its publication in the Official Journal of the European Union . Article 6 This Directive is addressed to the Member States. Done at Brussels, 24 January 2019. For the Commission The President Jean-Claude JUNCKER ( 1 ) OJ L 193, 20.7.2002, p. 1 . ( 2 ) OJ L 193, 20.7.2002, p. 33 . ( 3 ) Commission Directive 2003/90/EC of 6 October 2003 setting out implementing measures for the purposes of Article 7 of Council Directive 2002/53/EC as regards the characteristics to be covered as a minimum by the examination and the minimum conditions for examining certain varieties of agricultural plant species ( OJ L 254, 8.10.2003, p. 7 ). ( 4 ) Commission Directive 2003/91/EC of 6 October 2003 setting out implementing measures for the purposes of Article 7 of Council Directive 2002/55/EC as regards the characteristics to be covered as a minimum by the examination and the minimum conditions for examining certain varieties of vegetable species ( OJ L 254, 8.10.2003, p. 11 ). ( 5 ) Commission Implementing Directive (EU) 2018/100 of 22 January 2018 amending Directives 2003/90/EC and 2003/91/EC setting out implementing measures for the purposes of Article 7 of Council Directive 2002/53/EC and Article 7 of Council Directive 2002/55/EC respectively, as regards the characteristics to be covered as a minimum by the examination and the minimum conditions for examining certain varieties of agricultural plant species and vegetable species ( OJ L 17, 23.1.2018, p. 34 ). ANNEX PART A ‘ANNEX I List of species referred to in Article 1(2)(a) which are to comply with CPVO technical protocols ( 1 ) <table><col/><col/><col/><tbody><tr><td><p><span>Scientific name</span></p></td><td><p><span>Common name</span></p></td><td><p><span>CPVO protocol</span></p></td></tr><tr><td><p><span>Festuca arundinacea</span> Schreb.</p></td><td><p>Tall fescue</p></td><td><p>TP 39/1 of 1.10.2015</p></td></tr><tr><td><p><span>Festuca filiformis</span> Pourr.</p></td><td><p>Fine-leaved sheep's fescue</p></td><td><p>TP 67/1 of 23.6.2011</p></td></tr><tr><td><p><span>Festuca ovina</span> L.</p></td><td><p>Sheep's fescue</p></td><td><p>TP 67/1 of 23.6.2011</p></td></tr><tr><td><p><span>Festuca pratensis</span> Huds.</p></td><td><p>Meadow fescue</p></td><td><p>TP 39/1 of 1.10.2015</p></td></tr><tr><td><p><span>Festuca rubra</span> L.</p></td><td><p>Red fescue</p></td><td><p>TP 67/1 of 23.6.2011</p></td></tr><tr><td><p><span>Festuca trachyphylla</span> (Hack.) Krajina</p></td><td><p>Hard fescue</p></td><td><p>TP 67/1 of 23.6.2011</p></td></tr><tr><td><p><span>Lolium multiflorum</span> Lam.</p></td><td><p>Italian ryegrass</p></td><td><p>TP 4/1 of 23.6.2011</p></td></tr><tr><td><p><span>Lolium perenne</span> L.</p></td><td><p>Perennial ryegrass</p></td><td><p>TP 4/1 of 23.6.2011</p></td></tr><tr><td><p><span>Lolium</span> x<span>hybridum</span> Hausskn.</p></td><td><p>Hybrid ryegrass</p></td><td><p>TP 4/1 of 23.6.2011</p></td></tr><tr><td><p><span>Pisum sativum</span> L. (partim)</p></td><td><p>Field pea</p></td><td><p>TP 7/2 Rev. 2 of 15.3.2017</p></td></tr><tr><td><p><span>Poa pratensis</span> L.</p></td><td><p>Smooth-stalked meadow grass</p></td><td><p>TP 33/1 of 15.3.2017</p></td></tr><tr><td><p><span>Vicia sativa</span> L.</p></td><td><p>Common vetch</p></td><td><p>TP 32/1 of 19.4.2016</p></td></tr><tr><td><p><span>Brassica napus</span> L. var.<span>napobrassica</span> (L.) Rchb.</p></td><td><p>Swede</p></td><td><p>TP 89/1 of 11.3.2015</p></td></tr><tr><td><p><span>Raphanus sativus</span> L. var.<span>oleiformis</span> Pers.</p></td><td><p>Fodder radish</p></td><td><p>TP 178/1 of 15.3.2017</p></td></tr><tr><td><p><span>Brassica napus</span> L. (partim)</p></td><td><p>Swede rape</p></td><td><p>TP 36/2 of 16.11.2011</p></td></tr><tr><td><p><span>Cannabis sativa</span> L.</p></td><td><p>Hemp</p></td><td><p>TP 276/1 Partial rev. of 21.3.2018</p></td></tr><tr><td><p><span>Glycine max</span> (L.) Merr.</p></td><td><p>Soya bean</p></td><td><p>TP 80/1 of 15.3.2017</p></td></tr><tr><td><p><span>Gossypium</span> spp.</p></td><td><p>Cotton</p></td><td><p>TP 88/1 of 19.4.2016</p></td></tr><tr><td><p><span>Helianthus annuus</span> L.</p></td><td><p>Sunflower</p></td><td><p>TP 81/1 of 31.10.2002</p></td></tr><tr><td><p><span>Linum usitatissimum</span> L.</p></td><td><p>Flax/Linseed</p></td><td><p>TP 57/2 of 19.3.2014</p></td></tr><tr><td><p><span>Sinapis alba</span> L.</p></td><td><p>White mustard</p></td><td><p>TP 179/1 of 15.3.2017</p></td></tr><tr><td><p><span>Avena nuda</span> L.</p></td><td><p>Small naked oat, Hulless oat</p></td><td><p>TP 20/2 of 1.10.2015</p></td></tr><tr><td><p><span>Avena sativa</span> L. (includes<span>A. byzantina</span> K. Koch)</p></td><td><p>Oats and Red oat</p></td><td><p>TP 20/2 of 1.10.2015</p></td></tr><tr><td><p><span>Hordeum vulgare</span> L.</p></td><td><p>Barley</p></td><td><p>TP 19/4 of 1.10.2015</p></td></tr><tr><td><p><span>Oryza sativa</span> L.</p></td><td><p>Rice</p></td><td><p>TP 16/3 of 1.10.2015</p></td></tr><tr><td><p><span>Secale cereale</span> L.</p></td><td><p>Rye</p></td><td><p>TP 58/1 of 31.10.2002</p></td></tr><tr><td><p><span>xTriticosecale</span> Wittm. ex A. Camus</p></td><td><p>Hybrids resulting from the crossing of a species of the genus<span>Triticum</span> and a species of the genus<span>Secale</span></p></td><td><p>TP 121/2 rev. 1 of 16.2.2011</p></td></tr><tr><td><p><span>Triticum aestivum</span> L.</p></td><td><p>Wheat</p></td><td><p>TP 3/4 rev. 2 of 16.2.2011</p></td></tr><tr><td><p><span>Triticum durum</span> Desf.</p></td><td><p>Durum wheat</p></td><td><p>TP 120/3 of 19.3.2014</p></td></tr><tr><td><p><span>Zea mays</span> L. (partim)</p></td><td><p>Maize</p></td><td><p>TP 2/3 of 11.3.2010</p></td></tr><tr><td><p><span>Solanum tuberosum</span> L.</p></td><td><p>Potato</p></td><td><p>TP 23/3 of 15.3.2017</p></td></tr></tbody></table> ANNEX II List of species referred to in Article 1(2)(b) which are to comply with UPOV test guidelines ( 2 ) <table><col/><col/><col/><tbody><tr><td><p><span>Scientific name</span></p></td><td><p><span>Common name</span></p></td><td><p><span>UPOV guideline</span></p></td></tr><tr><td><p><span>Beta vulgaris</span> L.</p></td><td><p>Fodder beet</p></td><td><p>TG/150/3 of 4.11.1994</p></td></tr><tr><td><p><span>Agrostis canina</span> L.</p></td><td><p>Velvet bent</p></td><td><p>TG/30/6 of 12.10.1990</p></td></tr><tr><td><p><span>Agrostis gigantea</span> Roth</p></td><td><p>Red top</p></td><td><p>TG/30/6 of 12.10.1990</p></td></tr><tr><td><p><span>Agrostis stolonifera</span> L.</p></td><td><p>Creeping bent grass</p></td><td><p>TG/30/6 of 12.10.1990</p></td></tr><tr><td><p><span>Agrostis capillaris</span> L.</p></td><td><p>Brown top</p></td><td><p>TG/30/6 of 12.10.1990</p></td></tr><tr><td><p><span>Bromus catharticus</span> Vahl</p></td><td><p>Rescue grass</p></td><td><p>TG/180/3 of 4.4.2001</p></td></tr><tr><td><p><span>Bromus sitchensis</span> Trin.</p></td><td><p>Alaska brome grass</p></td><td><p>TG/180/3 of 4.4.2001</p></td></tr><tr><td><p><span>Dactylis glomerata</span> L.</p></td><td><p>Cocksfoot</p></td><td><p>TG/31/8 of 17.4.2002</p></td></tr><tr><td><p><span>xFestulolium</span> Asch. et Graebn.</p></td><td><p>Hybrids resulting from the crossing of a species of the genus<span>Festuca</span> with a species of the genus<span>Lolium</span></p></td><td><p>TG/243/1 of 9.4.2008</p></td></tr><tr><td><p><span>Phleum nodosum</span> L.</p></td><td><p>Small timothy</p></td><td><p>TG/34/6 of 7.11.1984</p></td></tr><tr><td><p><span>Phleum pratense</span> L.</p></td><td><p>Timothy</p></td><td><p>TG/34/6 of 7.11.1984</p></td></tr><tr><td><p><span>Lotus corniculatus</span> L.</p></td><td><p>Birdsfoot trefoil</p></td><td><p>TG 193/1 of 9.4.2008</p></td></tr><tr><td><p><span>Lupinus albus</span> L.</p></td><td><p>White lupin</p></td><td><p>TG/66/4 of 31.3.2004</p></td></tr><tr><td><p><span>Lupinus angustifolius</span> L.</p></td><td><p>Narrow-leaved lupin</p></td><td><p>TG/66/4 of 31.3.2004</p></td></tr><tr><td><p><span>Lupinus luteus</span> L.</p></td><td><p>Yellow lupin</p></td><td><p>TG/66/4 of 31.3.2004</p></td></tr><tr><td><p><span>Medicago doliata</span> Carmign.</p></td><td><p>Straight-spined medic</p></td><td><p>TG 228/1 of 5.4.2006</p></td></tr><tr><td><p><span>Medicago italica</span> (Mill.) Fiori</p></td><td><p>Disc medic</p></td><td><p>TG 228/1 of 5.4.2006</p></td></tr><tr><td><p><span>Medicago littoralis</span> Rohde ex Loisel.</p></td><td><p>Shore medic/Strand medic</p></td><td><p>TG 228/1 of 5.4.2006</p></td></tr><tr><td><p><span>Medicago lupulina</span> L.</p></td><td><p>Trefoil</p></td><td><p>TG 228/1 of 5.4.2006</p></td></tr><tr><td><p><span>Medicago murex</span> Willd.</p></td><td><p>Sphere medic</p></td><td><p>TG 228/1 of 5.4.2006</p></td></tr><tr><td><p><span>Medicago polymorpha</span> L.</p></td><td><p>Bur medic</p></td><td><p>TG 228/1 of 5.4.2006</p></td></tr><tr><td><p><span>Medicago rugosa</span> Desr.</p></td><td><p>Wrinkled medic/Gama medic</p></td><td><p>TG 228/1 of 5.4.2006</p></td></tr><tr><td><p><span>Medicago sativa</span> L.</p></td><td><p>Lucerne</p></td><td><p>TG/6/5 of 6.4.2005</p></td></tr><tr><td><p><span>Medicago scutellata</span> (L.) Mill.</p></td><td><p>Snail medic/Shield medic</p></td><td><p>TG 228/1 of 5.4.2006</p></td></tr><tr><td><p><span>Medicago truncatula</span> Gaertn.</p></td><td><p>Barrel medic</p></td><td><p>TG 228/1 of 5.4.2006</p></td></tr><tr><td><p><span>Medicago</span> x<span>varia</span> T. Martyn</p></td><td><p>Sand lucerne</p></td><td><p>TG/6/5 of 6.4.2005</p></td></tr><tr><td><p><span>Trifolium pratense</span> L.</p></td><td><p>Red clover</p></td><td><p>TG/5/7 of 4.4.2001</p></td></tr><tr><td><p><span>Trifolium repens</span> L.</p></td><td><p>White clover</p></td><td><p>TG/38/7 of 9.4.2003</p></td></tr><tr><td><p><span>Vicia faba</span> L.</p></td><td><p>Field bean</p></td><td><p>TG/8/6 of 17.4.2002</p></td></tr><tr><td><p><span>Phacelia tanacetifolia</span> Benth.</p></td><td><p>California Bluebell</p></td><td><p>TG/319/1 of 5.4.2017</p></td></tr><tr><td><p><span>Arachis hypogaea</span> L.</p></td><td><p>Groundnut/Peanut</p></td><td><p>TG/93/4 of 9.4.2014</p></td></tr><tr><td><p><span>Brassica rapa</span> L. var.<span>silvestris</span> (Lam.) Briggs</p></td><td><p>Turnip rape</p></td><td><p>TG/185/3 of 17.4.2002</p></td></tr><tr><td><p><span>Carthamus tinctorius</span> L.</p></td><td><p>Safflower</p></td><td><p>TG/134/3 of 12.10.1990</p></td></tr><tr><td><p><span>Papaver somniferum</span> L.</p></td><td><p>Poppy</p></td><td><p>TG/166/4 of 9.4.2014</p></td></tr><tr><td><p><span>Sorghum bicolor</span> (L.) Moench</p></td><td><p>Sorghum</p></td><td><p>TG/122/4 of 25.3.2015</p></td></tr><tr><td><p><span>Sorghum sudanense</span> (Piper) Stapf.</p></td><td><p>Sudan grass</p></td><td><p>TG 122/4 of 25.3.2015</p></td></tr><tr><td><p><span>Sorghum bicolor</span> (L.) Moench x<span>Sorghum sudanense</span> (Piper) Stapf</p></td><td><p>Hybrids resulting from the crossing of<span>Sorghum bicolor</span> and<span>Sorghum sudanense</span></p></td><td><p>TG 122/4 of 25.3.2015</p></td></tr></tbody></table> ’ PART B ‘ANNEX I List of species referred to in Article 1(2)(a) which are to comply with CPVO technical protocols ( 3 ) <table><col/><col/><col/><tbody><tr><td><p><span>Scientific name</span></p></td><td><p><span>Common name</span></p></td><td><p><span>CPVO protocol</span></p></td></tr><tr><td><p><span>Allium cepa</span> L. . (Cepa group)</p></td><td><p>Onion and Echalion</p></td><td><p>TP 46/2 of 1.4.2009</p></td></tr><tr><td><p><span>Allium cepa</span> L. (Aggregatum group)</p></td><td><p>Shallot</p></td><td><p>TP 46/2 of 1.4.2009</p></td></tr><tr><td><p><span>Allium fistulosum</span> L.</p></td><td><p>Japanese bunching onion or Welsh onion</p></td><td><p>TP 161/1 of 11.3.2010</p></td></tr><tr><td><p><span>Allium porrum</span> L.</p></td><td><p>Leek</p></td><td><p>TP 85/2 of 1.4.2009</p></td></tr><tr><td><p><span>Allium sativum</span> L.</p></td><td><p>Garlic</p></td><td><p>TP 162/1 of 25.3.2004</p></td></tr><tr><td><p><span>Allium schoenoprasum</span> L.</p></td><td><p>Chives</p></td><td><p>TP 198/2 of 11.3.2015</p></td></tr><tr><td><p><span>Apium graveolens</span> L.</p></td><td><p>Celery</p></td><td><p>TP 82/1 of 13.3.2008</p></td></tr><tr><td><p><span>Apium graveolens</span> L.</p></td><td><p>Celeriac</p></td><td><p>TP 74/1 of 13.3.2008</p></td></tr><tr><td><p><span>Asparagus officinalis</span> L.</p></td><td><p>Asparagus</p></td><td><p>TP 130/2 of 16.2.2011</p></td></tr><tr><td><p><span>Beta vulgaris</span> L.</p></td><td><p>Beetroot including Cheltenham beet</p></td><td><p>TP 60/1 of 1.4.2009</p></td></tr><tr><td><p><span>Beta vulgaris</span> L.</p></td><td><p>Spinach beet or Chard</p></td><td><p>TP 106/1 of 11.3.2015</p></td></tr><tr><td><p><span>Brassica oleracea</span> L.</p></td><td><p>Curly kale</p></td><td><p>TP 90/1 of 16.2.2011</p></td></tr><tr><td><p><span>Brassica oleracea</span> L.</p></td><td><p>Cauliflower</p></td><td><p>TP 45/2 Rev. 2 of 21.3.2018</p></td></tr><tr><td><p><span>Brassica oleracea</span> L.</p></td><td><p>Sprouting broccoli or Calabrese</p></td><td><p>TP 151/2 Rev. of 15.3.2017</p></td></tr><tr><td><p><span>Brassica oleracea</span> L.</p></td><td><p>Brussels sprouts</p></td><td><p>TP 54/2 Rev. of 15.3.2017</p></td></tr><tr><td><p><span>Brassica oleracea</span> L.</p></td><td><p>Kohlrabi</p></td><td><p>TP 65/1 Rev. of 15.3.2017</p></td></tr><tr><td><p><span>Brassica oleracea</span> L.</p></td><td><p>Savoy cabbage, White cabbage and Red cabbage</p></td><td><p>TP 48/3 Rev. of 15.3.2017</p></td></tr><tr><td><p><span>Brassica rapa</span> L.</p></td><td><p>Chinese cabbage</p></td><td><p>TP 105/1 of 13.3.2008</p></td></tr><tr><td><p><span>Capsicum annuum</span> L.</p></td><td><p>Chilli or Pepper</p></td><td><p>TP 76/2 Rev. of 15.3.2017</p></td></tr><tr><td><p><span>Cichorium endivia</span> L.</p></td><td><p>Curled-leaved endive and Plain-leaved endive</p></td><td><p>TP 118/3 of 19.3.2014</p></td></tr><tr><td><p><span>Cichorium intybus</span> L.</p></td><td><p>Industrial chicory</p></td><td><p>TP 172/2 of 1.12.2005</p></td></tr><tr><td><p><span>Cichorium intybus</span> L.</p></td><td><p>Leaf chicory</p></td><td><p>TP 154/1 of 21.3.2018</p></td></tr><tr><td><p><span>Cichorium intybus</span> L.</p></td><td><p>Witloof chicory</p></td><td><p>TP 173/2 of 21.3.2018</p></td></tr><tr><td><p><span>Citrullus lanatus</span> (Thunb.) Matsum. et Nakai</p></td><td><p>Watermelon</p></td><td><p>TP 142/2 of 19.3.2014</p></td></tr><tr><td><p><span>Cucumis melo</span> L.</p></td><td><p>Melon</p></td><td><p>TP 104/2 of 21.3.2007</p></td></tr><tr><td><p><span>Cucumis sativus</span> L.</p></td><td><p>Cucumber and Gherkin</p></td><td><p>TP 61/2 Rev. of 21.3.2018</p></td></tr><tr><td><p><span>Cucurbita maxima</span> Duchesne</p></td><td><p>Gourd</p></td><td><p>TP 155/1 of 11.3.2015</p></td></tr><tr><td><p><span>Cucurbita pepo</span> L.</p></td><td><p>Marrow or Courgette</p></td><td><p>TP 119/1rev. of 19.3.2014</p></td></tr><tr><td><p><span>Cynara cardunculus</span> L.</p></td><td><p>Globe artichoke and Cardoon</p></td><td><p>TP 184/2 of 27.2.2013</p></td></tr><tr><td><p><span>Daucus carota</span> L.</p></td><td><p>Carrot and Fodder carrot</p></td><td><p>TP 49/3 of 13.3.2008</p></td></tr><tr><td><p><span>Foeniculum vulgare</span> Mill.</p></td><td><p>Fennel</p></td><td><p>TP 183/1 of 25.3.2004</p></td></tr><tr><td><p><span>Lactuca sativa</span> L.</p></td><td><p>Lettuce</p></td><td><p>TP 13/6 of 21.3.2018</p></td></tr><tr><td><p><span>Solanum lycopersicum</span> L.</p></td><td><p>Tomato</p></td><td><p>TP 44/4 Rev. 3 of 21.3.2018</p></td></tr><tr><td><p><span>Petroselinum crispum</span> (Mill.) Nyman ex A. W. Hill</p></td><td><p>Parsley</p></td><td><p>TP 136/1 of 21.3.2007</p></td></tr><tr><td><p><span>Phaseolus coccineus</span> L.</p></td><td><p>Runner bean</p></td><td><p>TP 9/1 of 21.3.2007</p></td></tr><tr><td><p><span>Phaseolus vulgaris</span> L.</p></td><td><p>Dwarf French bean and Climbing French bean</p></td><td><p>TP 12/4 of 27.2.2013</p></td></tr><tr><td><p><span>Pisum sativum</span> L. (partim)</p></td><td><p>Wrinkled pea, Round pea and Sugar pea</p></td><td><p>TP 7/2 Rev. 2 of 15.3.2017</p></td></tr><tr><td><p><span>Raphanus sativus</span> L.</p></td><td><p>Radish, Black radish</p></td><td><p>TP 64/2 Rev. of 11.3.2015</p></td></tr><tr><td><p><span>Rheum rhabarbarum</span> L</p></td><td><p>Rhubarb</p></td><td><p>TP 62/1 of 19.4.2016</p></td></tr><tr><td><p><span>Scorzonera hispanica</span> L.</p></td><td><p>Scorzonera or Black salsify</p></td><td><p>TP 116/1 of 11.3.2015</p></td></tr><tr><td><p><span>Solanum melongena</span> L.</p></td><td><p>Aubergine or Egg plant</p></td><td><p>TP 117/1 of 13.3.2008</p></td></tr><tr><td><p><span>Spinacia oleracea</span> L.</p></td><td><p>Spinach</p></td><td><p>TP 55/5 Rev. 2 of 15.3.2017</p></td></tr><tr><td><p><span>Valerianella locusta</span> (L.) Laterr.</p></td><td><p>Corn salad or Lamb's lettuce</p></td><td><p>TP 75/2 of 21.3.2007</p></td></tr><tr><td><p><span>Vicia faba</span> L. (partim)</p></td><td><p>Broad bean</p></td><td><p>TP Broadbean/1 of 25.3.2004</p></td></tr><tr><td><p><span>Zea mays</span> L. (partim)</p></td><td><p>Sweet corn and Pop corn</p></td><td><p>TP 2/3 of 11.3.2010</p></td></tr><tr><td><p><span>Solanum habrochaites</span> S. Knapp &amp; D.M. Spooner;<span>Solanum lycopersicum</span> L. x<span>Solanum habrochaites</span> S. Knapp &amp; D.M. Spooner;<span>Solanum lycopersicum</span> L. x<span>Solanum peruvianum</span> (L.) Mill.;<span>Solanum lycopersicum</span> L. x<span>Solanum cheesmaniae</span> (L. Ridley) Fosberg;<span>Solanum pimpinellifolium</span> L. x<span>Solanum habrochaites</span> S. Knapp &amp; D.M. Spooner</p></td><td><p>Tomato rootstocks</p></td><td><p>TP 294/1 Rev. 3 of 21.3.2018</p></td></tr><tr><td><p><span>Cucurbita maxima</span> Duchesne x<span>Cucurbita moschata</span> Duchesne</p></td><td><p>Interspecific hybrids of<span>Cucurbita maxima</span> Duchesne x<span>Cucurbita moschata</span> Duchesne for use as rootstocks</p></td><td><p>TP 311/1 of 15.3.2017</p></td></tr></tbody></table> ANNEX II List of species referred to in Article 1(2)(b) which are to comply with UPOV test guidelines ( 4 ) <table><col/><col/><col/><tbody><tr><td><p><span>Scientific name</span></p></td><td><p><span>Common name</span></p></td><td><p><span>UPOV guideline</span></p></td></tr><tr><td><p><span>Brassica rapa</span> L.</p></td><td><p>Turnip</p></td><td><p>TG/37/10 of 4.4.2001</p></td></tr></tbody></table> ’ ( 1 ) The text of these protocols can be found on the CPVO web site (www.cpvo.europa.eu). <note> ( 2 ) The text of these guidelines can be found on the UPOV web site (www.upov.int). ( 3 ) The text of these protocols can be found on the CPVO web site (www.cpvo.europa.eu). ( 4 ) The text of these guidelines can be found on the UPOV web site (www.upov.int). </note>

ENG

32019L0114

<table><col/><col/><col/><col/><tbody><tr><td><p>7.12.2022&#160;&#160;&#160;</p></td><td><p>EN</p></td><td><p>Official Journal of the European Union</p></td><td><p>C 466/1</p></td></tr></tbody></table> COUNCIL RESOLUTION ON THE EU WORK PLAN FOR CULTURE 2023–2026 (2022/C 466/01) THE COUNCIL OF THE EUROPEAN UNION, ACKNOWLEDGING <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>that culture is an infinite source of inspiration and innovation, a reflection of humanity and aesthetics, our shared language and heritage, and a fundamental part of our identities and communities;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>the role of culture as an integral element in sustainable development and positive societal transformation;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>the growing significance of EU values, including freedom of expression and creation;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>the contribution of the cultural and creative sectors to employment and the EU economy;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>the role of culture in the EU&#8217;s external relations and cooperation with other international bodies, especially the Council of Europe and UNESCO;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>the Council&#8217;s previous work plans for culture and the results achieved;</p></td></tr></tbody></table> IN THE LIGHT OF <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>the ongoing Russian war against Ukraine, an EU candidate country, which constitutes a flagrant violation of international law and an attack on human rights and fundamental EU values and principles, which threatens to destroy the rich cultural life and heritage of Ukraine, and which has triggered the largest displacement of citizens in Europe since the Second World War and an alarming energy crisis;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>the serious impact of the COVID-19 pandemic on society as a whole, on each individual and on many economic sectors, especially the cultural and creative sectors, many of which continue to suffer from its consequences;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>the accelerating pace of climate change, the loss of biodiversity and the consequent need to step up the sustainability transformation, which culture can expedite by awareness-raising, creativity and innovation;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>ongoing processes such as digitalisation and persistent challenges such as the specific working conditions of artists, creators and other cultural professionals;</p></td></tr></tbody></table> RECALLING <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>the main political references as set out in Annex II to this Resolution;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>the importance of mainstreaming the cultural dimension into all relevant policy areas, programmes and initiatives, and the need for increased synergies;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>the efforts taken to develop and implement a strategic EU approach to international cultural relations;</p></td></tr></tbody></table> AGREES on the following overarching priorities with regard to their contribution to enhancing European cultural cooperation, promoting cultural diversity and providing European added value, and in view of the need for joint action over the next four years, taking into consideration the main challenges and with due regard for the principles of subsidiarity and proportionality: <table><col/><col/><tbody><tr><td><p><span>a)</span></p></td><td><p><span>Artists and cultural professionals: empowering the cultural and creative sectors</span></p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p><span>b)</span></p></td><td><p><span>Culture for the people: enhancing cultural participation and the role of culture in society</span></p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p><span>c)</span></p></td><td><p><span>Culture for the planet: unleashing the power of culture</span></p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p><span>d)</span></p></td><td><p><span>Culture for co-creative partnerships: strengthening the cultural dimension of EU external relations</span></p></td></tr></tbody></table> INVITES THE COMMISSION AND THE HIGH REPRESENTATIVE OF THE UNION FOR FOREIGN AFFAIRS AND SECURITY POLICY, WITHIN THEIR RESPECTIVE SPHERES OF COMPETENCE AND WITH DUE REGARD FOR THE PRINCIPLE OF SUBSIDIARITY <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>to prepare a working document on preliminary key findings on the implementation of this EU Work Plan, based on voluntary written contributions from Member States, by April 2026, and to adopt a final report by June 2026;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>based on prior consultations with Member States and stakeholders, to consider proposing an EU strategic framework for culture that will reflect the guiding principles set out in Annex I and will aim to strategically mainstream the cultural policy perspective and the assets of culture into all relevant EU policies, programmes and initiatives. The EU Work Plans for Culture will continue to prioritise and identify specific actions for cultural cooperation at European level.</p></td></tr></tbody></table> ANNEX I I. GUIDING PRINCIPLES The EU Work Plan for Culture is based on the following guiding principles: <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Culture, including cultural heritage, has an intrinsic value and contributes to strengthening European identity.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Cultural and linguistic diversity are fundamental assets of the EU and are to be respected, promoted and enhanced, including through mobility and the circulation of works.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Freedom of artistic expression and creativity are fundamental to the human ability to address challenges, to think critically, to innovate and to invent, and they must be encouraged and supported in all relevant ways.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Cultural diversity and intercultural dialogue are essential for the promotion and protection of human rights; they foster mutual understanding, help prevent and resolve conflicts and promote reconciliation, peace and international stability, and any misuse of culture with the aim of spreading war propaganda and disinformation and of instigating hatred is incompatible with the fundamental values and principles of the EU.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Culture makes a significant contribution to sustainable development, the economy and social inclusion, enhancing territorial cohesion.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Culture has the potential to promote equality and mutual respect, and to fight against all forms of violence, discrimination, intolerance and prejudice.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Implementation should be supported by optimised use of quality data and statistics.</p></td></tr></tbody></table> II. PRIORITY AREAS a) Artists and cultural professionals: empowering the cultural and creative sectors The cultural and creative ecosystem is inconceivable without the people who create cultural content in countless forms: artists and other cultural and creative professionals, institutions and organisations. Strong cultural and creative sectors (CCS) are therefore indispensable. However, they are characterised by self-employment, small and micro-enterprises, high competitiveness and fragmented markets. Artists and cultural and creative professionals tend to have project-based careers and experience a high degree of mobility. They often have an irregular and unpredictable income and combine several jobs to earn a living. Throughout the COVID-19 pandemic, the CCS have displayed great adaptability and innovativeness. Nevertheless, they have been seriously impacted and continue to be affected by the consequences of the pandemic. The ongoing Russian invasion in Ukraine and its effects on the cultural and creative ecosystem, highlight cultural actors’ integral role in democratic societies and the importance of safeguarding the freedom of artistic expression , which is coming under increasing pressure. Now more than ever, there is an urgent need to further strengthen the resilience of the CCS, to support their recovery and diversity, to encourage their engagement with the sustainability objectives, to capitalise on new trends accelerated by the pandemic, including in the digital environment, and to ensure fair working conditions for all cultural and creative professionals so that more voices can be heard from this independent and dynamic sector. b) Culture for the people: enhancing cultural participation and the role of culture in society Culture, including cultural heritage, plays a crucial role in our democracies and in the lives of individuals. Participation in culture and cultural heritage, creativity and the arts has a positive impact on people of all ages and backgrounds; it enhances people’s quality of life, and improves the health and overall well-being of individuals and communities. Cultural participation facilitates social and territorial cohesion, while fostering respect for cultural and linguistic diversity and providing a platform for open dialogue within civil societies. Cultural and linguistic diversity are among Europe’s key assets and, as such, must be respected and promoted, paying particular attention to lesser-used languages. Special attention is needed to ensure children’s and young people’s participation in cultural life and their reading capacity, fostering their creativity and enriching their experience. An inclusive approach to vulnerable and disadvantaged groups is equally important. Cultural institutions play a vital role in strengthening democracy and social well-being by reaching out to the whole community, providing affordable or free access to knowledge and information, in full respect of intellectual property rights, enhancing media literacy, creating common ground for dialogue and debate, and thereby strengthening social integration and community engagement, and ultimately contributing to combating disinformation, hate speech and fake news. This role of cultural institutions must be further nurtured. In this regard, the current work plan pays special attention to fostering the development of libraries. Many libraries also provide a peaceful and safe environment for vulnerable people, which is currently of specific relevance with regard to the many displaced people from Ukraine and their need for physical and mental shelter. c) Culture for the planet: unleashing the power of culture The cultural and creative ecosystems in Europe and beyond are facing serious threats of both natural and human origin, with climate change in particular having a long-term impact on European cultural and creative sectors. It is essential that cultural heritage and the CCS be prepared for future challenges. It is high time to act on risk preparedness in cultural heritage and on strengthening cultural heritage’s resilience to climate change. The EU will continue, and will intensify, the fight against illicit trafficking of cultural goods. Culture, including cultural heritage, contributes to the sustainability transformation needed to meet the objectives of the European Green Deal and the 2030 Agenda. In this context, digital technologies also play a key role. Therefore, innovation in the cultural and creative sectors, digital transformation and the accessibility of culture and cultural heritage in the digital space must be further strengthened. The EIT KIC Culture and Creativity ( 1 ) will have a key role in this respect. It is also necessary to take a balanced approach to the built environment. Wide-scale promotion of the New European Bauhaus (NEB) initiative could help raise awareness of the importance of quality architecture and built environment. Furthermore, research and cultural statistics should be improved in order to be able to better monitor the performance of the CCS and develop efficient evidence-based policies to support them. Eurostat should play a central and increasing role in cooperation with other international and independent organisations working in the field of research and statistics in the CCS. d) Culture for co-creative partnerships: strengthening the cultural dimension of EU external relations Europe’s cultural richness and freedom, the EU’s bottom-up approach rooted in civil society and the EU’s strong engagement in co-creation are strong assets for international relations from the perspective of building sustainable partnerships on an equal footing. It is highly important to make full use of this potential by not only increasing the number of cultural cooperation activities and projects but also their visibility and outreach. Russia’s war against Ukraine is a clear indication both of gradually changing geopolitical realities and of the misuse of culture and heritage to help justify military aggression. Against this background, cultural co-creation can authentically underpin and credibly communicate our European values, including artistic liberties and cultural rights, in large parts of the world, and thus help contain the reach of authoritarian systems. Bearing in mind the future of our planet and the common goal of sustainability, more cultural ambition for change and intellectual dialogue that paves the way for joint approaches in the spirit of the NEB (sustainable, inclusive, beautiful) is needed. Close coordination at EU level and the integration of culture into all relevant areas of the EU’s external action and into appropriate financial instruments will be key to strengthening the role of culture in EU external relations. III. IMPLEMENTATION AND WORKING METHODS <table><col/><col/><col/><tbody><tr><td/><td><p>1.</p></td><td><span>The Council invites the Member States, the Commission and, for the external action aspects, the High Representative of the Union for Foreign Affairs and Security Policy, to work together on implementing actions under the Work Plan on the basis of a rolling agenda as set out in Chapter IV and Annex A. The timetable in Annex A is by its nature indicative and will be implemented by subsequent Presidencies as appropriate.</span></td></tr></tbody></table> <table><col/><col/><col/><tbody><tr><td/><td><p>2.</p></td><td><span>Regular dialogue and cooperation among Member States, EU institutions, civil society, international organisations and third-country partners is expected to create a holistic approach which supports synergies and, where appropriate, policy coherence, encourages mutual learning and can lead to better results.</span></td></tr></tbody></table> <table><col/><col/><col/><tbody><tr><td/><td><p>3.</p></td><td><span>The realisation of the Work Plan and the implementation of the Creative Europe Programme through its annual work plans and other culture-related programmes and activities should complement each other in a synergetic way.</span></td></tr></tbody></table> <table><col/><col/><col/><tbody><tr><td/><td><p>4.</p></td><td><span>The EU Work Plan for Culture should be monitored by the Presidency of the Council and, if necessary, may be adjusted by the Council in light of results achieved and/or relevant policy developments at European or international level.</span></td></tr></tbody></table> <table><col/><col/><col/><tbody><tr><td/><td><p>5.</p></td><td><span>Topics in each priority area are addressed through several actions (Chapter IV), using the most appropriate working method(s). The final outcome of each action, together with a corresponding report outlining conclusions and recommendations, where appropriate, will be presented to the Cultural Affairs Committee (CAC) and, where appropriate, to the Audiovisual and Media Working Party (AVMWP) for discussion and a possible decision on future steps.</span></td></tr></tbody></table> <table><col/><col/><col/><tbody><tr><td/><td><p>6.</p></td><td><span>Flexibility in the provisions and implementation of the EU Work Plan for Culture is essential in order to be able to react to ongoing and future challenges and a changing policy environment.</span></td></tr></tbody></table> <table><col/><col/><col/><tbody><tr><td/><td><p>7.</p></td><td><span>The following working methods,&#160;<a>(<span>2</span>)</a> among others, can be used: the Open Method of Coordination (OMC); ad hoc or Commission-led expert groups and roundtables; peer-learning activities; experimental and pilot-type actions; think-tank meetings; studies; conferences; stocktaking seminars or other stocktaking formats; dialogue with civil society; formal and informal workshops; joint initiatives with the Council of Europe and other international organisations; Council conclusions; and informal meetings of officials from Ministries of Culture and, when appropriate, other ministries.</span></td></tr></tbody></table> IV. ACTIONS In relation to the priority areas and working methods described in Chapters II and III, the following actions will be carried out: a) Artists and cultural professionals: empowering the cultural and creative sectors — Status and working conditions of artists and cultural and creative professionals Working methods: Follow-up to the ongoing OMC group; thematic workshops; possible conference. Rationale: As a follow-up to the OMC expert group, an online platform is proposed to provide information about artists’ and cultural and creative professionals’ working conditions in the EU Member States. The platform will be based on valuable data and material gathered also in cooperation with social partners represented in various cultural sectors and should continuously take updates and new measures into account. In addition, topics such as diversity, mobility and a gender perspective will also be considered. This would help to obtain information on the working conditions across the EU and better cope with administrative requirements, as regards social security and other aspects such as taxation. Exchanging experience with regard to the Recovery and Resilience Facility (RRF) for this topic should be also taken into consideration. Target outputs: An online platform to enable continuous exchange of information and good practices among stakeholders with regard to improving artists’ and creative professionals’ working conditions; stocktaking of progress and work on specific recommendations on the Status of the Artist ( 3 ) . — Artistic freedom Working methods: Conference, followed by related Council conclusions. Rationale: Artistic freedom is a fundamental part of cultural work, and the protection of artistic freedom has proved to be an important element as regards strengthening the link between culture and democracy. Artists and stakeholders within the cultural sector are facing new and increasingly difficult challenges. Joint efforts to enable artists and cultural actors to freely exercise their professions throughout the EU are therefore of utmost importance. This issue not only concerns terms and conditions for artists, but also determines whose voices are heard. Target outputs: Exchanging ideas and best practices by discussing different perspectives and policy development to stimulate positive change. — Stimulate the digital transformation of the cultural and creative sectors Working methods: Conference, possibly followed by related Council conclusions. Rationale: Digitisation has resulted in a profound transformation of the cultural and creative sectors in the past decade. It has brought about fundamental changes to the way professionals in these sectors operate and to the relationships between them and with their audiences. However, fragmentation of efforts and a lack of collaboration on a larger scale hinder a strong and agile approach to digital transformation. Target outputs: Exchanging experience to identify transferable best practices in order to promote a coherent and sustainable digital transformation across the CCS. — Stimulate the green transition of the cultural and creative sectors, with a specific focus on the energy crisis Working methods: Workshop(s) / OMC; a stocktaking exercise on the energy crisis for sharing best practices. Rationale: The CCS must not be left behind in the green transition. They must reinforce their contribution to a sustainable future and play an active role in the green transition, climate action and Europe’s recovery, with a specific focus on the current energy crisis, while considering the Union’s geographical diversity and characteristics. A variety of practices and initiatives have already been tried out. The work under this action should reflect the outcomes of the OMC groups on the cultural dimension of sustainable development and on strengthening cultural heritage resilience for climate change. Exchanging experience with regard to the RRF for this topic should also be taken into consideration. Target outputs: Exchanging experiences and identifying transferable best practices in the CCS (especially in performing arts, music, museums, film production), including on CO 2 calculators; supporting CCS efforts to adapt to the green transition. — Enhancing the cultural and creative dimension in the European video games sector Working method: A series of roundtables and/or think-tank meeting. Rationale : As a follow-up to the Council conclusions on a European Strategy for the Cultural and Creative Industries Ecosystem and the European Parliament initiative report and pilot project on video games, discussions at European level can identify avenues to support the cultural and creative dimension in the European video games sector, which is at the forefront of new cultural practices in the digital environment. These discussions could also explore issues related to financing mechanisms, especially for SMEs and start-ups; independence, freedom of creation and diversity of cultural expressions; skills and training; creative and technological innovation; new uses of video games for supporting the access of culture; the role of video games in educational purposes, etc. Target outputs: Recommendations to support the cultural and creative dimension of the European video games sector and reinforce collaboration between European stakeholders in this field. b) Culture for the people: enhancing cultural participation and the role of culture in society — Culture and promoting democracy: towards cultural citizenship in Europe Working methods: Peer-learning and possible conference bringing together policy makers and relevant stakeholders in the cultural and educational sectors. Rationale: In the spirit of the Porto Santo Charter and based on the study commissioned in the framework of the Work Plan for Culture 2019–2022, it is necessary to intensify and broaden citizen participation, particularly among the younger generations, and to legitimise decision-making processes, engaging the whole community in decision-making, creation, production, communication, mediation and fruition. Cross-sectoral synergies between schools, cultural organisations, civil society and other actors must be established, in order to fully harness the transformative potential of culture for enhancing democracy. Target outputs: Sharing experience and selection of examples of best practice. — Culture and health Working methods: possible conference; possible informal meetings of officials from ministries of culture and ministries of health; short-term OMC group on including culture in health policies – exchanging good practices with a special focus on mental health. Rationale: Cultural activities can support illness prevention, health promotion, and management and treatment of illnesses. Cultural activities offer a holistic approach and have a positive impact on people of all ages and backgrounds, enhance people’s quality of life and increase the health and overall well-being of individuals and communities. There is also a significant economic impact. The OMC can build on the results of the 2022 preparatory action ‘Culture for Health’ and on previous research and work undertaken on this topic. Target outputs: Raising awareness of the positive effects of culture and creating more cross-sectoral cooperation among decision-makers; recommendations for implementing participatory cultural practices, with a focus on mental health; continue mapping good practices. — Building bridges: strengthen the multiple roles of libraries as gateways to and transmitters of cultural works, skills and European values Working methods: OMC group; workshops; conference. Rationale: Libraries play a key role in Europe’s democratic, social, cultural, and educational landscape at all levels. They make a significant contribution to building democracy, citizen engagement and public-participation activities across the EU, including in rural and remote areas, including the outermost regions. They welcome diverse groups, develop programmes and activities reflecting current societal challenges, and provide access to pluralist and reliable information and diverse cultural content in safe and accessible environments. They are essential gateways to local and indigenous data, knowledge, research and culture. Target outputs: Starting a comprehensive debate and explore fields for promoting and strengthening libraries; identifying different dimensions and areas with potential, and exploring funding lines under EU programmes; bringing together policy makers and library professionals; explore possibilities for training and further activities for professionals. — Protection of children and young people from harmful content on digital platforms Working methods: Workshop(s)/round table discussion(s). Rationale: Today, children and young people are present in large numbers on digital platforms, which offer enormous positive potential. However, this also increases the risk of vulnerable groups being exposed to harmful content or misinformation, and of addiction. It is possible to build on the European strategy for a better internet for kids, the Digital Services Act (DSA) and the rules on protection of minors in the Audiovisual Media Services Directive (AVMSD). Moreover, in order to protect children and young people against harmful content, media literacy and critical understanding of media and platforms are particularly important and relevant. Target outputs: Identifying and supporting best practices to ensure the protection and empowerment of children and young people online, both in the Member States and at EU level. — Discoverability of diverse European cultural content in the digital environment Working methods: Technical study and/or workshop. Rationale: The discoverability of cultural content depends on how the data has been produced and documented, and also on content management by the big platforms, which act as gatekeepers. European content must be discoverable, beyond simply being available online. It is essential to build on existing work and consultations (e.g. Media Outlook, European Audiovisual Observatory, Europeana), to understand better the impact that content prioritisation practices, algorithm recommendations and curation strategies have on cultural and linguistic diversity, and find common solutions to increase the exposure of high-quality European content online, including suitable data-driven income models. Target outputs: Recommendations; review of innovative projects and specific tools, but also of difficulties regarding access to content (including people with disabilities or lower income), with a focus on less-explored and less-regulated sectors such as music or books. c) Culture for the planet: unleashing the power of culture — Cultural statistics – to build resilience in and through culture Working methods: Series of workshops and/or peer-learning activities; discussions with Eurostat and EU Member States’ statistical offices. Rationale: The COVID-19 pandemic has highlighted several structural challenges and vulnerabilities in the cultural and creative sectors. Important support measures have already been taken at national and EU level, but further steps still need to be taken, such as increased exchange of best practices among the Member States and the development of a set of reliable culture statistics, comparable across the EU, including on gender inequalities in the CCS. It is important to build on the results of the 2022 pilot project ‘ Measuring the cultural and creative sectors in Europe’ and work in close collaboration with Eurostat. Target outputs: Exchanging best practices among the Member States; identification and development of a set of harmonised and comparable statistics across the EU, covering gender equality aspects, the labour dimension, economic support for the sector, and cultural participation, with relevant social-demographic breakdowns. — Cultural governance Working methods: Think-tank meeting, possibly followed by related Council conclusions. Rationale: The world is currently facing a multitude of rapid changes. New ways of thinking and innovative approaches are therefore required, as well as transversal and integrated approaches on cultural governance, based on recent developments, research and innovation, are deemed necessary in order to put culture at the heart of public life. Target outputs: Development of a new model of cultural governance proposing future-oriented approaches to holistically address current challenges. — Climate action through culture, including the arts and cultural heritage Working methods: Follow-up to the 2022 OMC reports; workshops, possibly followed by related Council conclusions. Rationale: Culture, including the arts and cultural heritage, can play a key role in triggering climate action and promoting sustainable consumption and production patterns. Culture can take an active role in climate action and stimulate a change of mindset towards the climate crisis. Our cultural heritage can be safeguarded through sharing best practices on targeted protection measures and, at the same time, it can be a source of good practice and knowledge regarding climate adaptation. The cooperation should build on the OMC reports on strengthening cultural heritage resilience for climate change and on the cultural dimension of sustainable development. Target outputs: Exchanging knowledge regarding innovative artistic and cultural approaches, including measures under the RRF, to address the climate crisis and help transform behaviour to address the climate crisis; advancing EU-funded research on the topic. — High-quality living environment for everyone Working methods: European Directors for Architectural Policies (EDAP) meetings; promotion of the NEB initiative via post-OMC expert network exchanges; possible organisation of a European conference on architectural policies. Rationale: In line with the work and report of the OMC group of EU Member States experts on investing in a high-quality architecture and living environment for everyone (2021) and with the Council conclusions on culture, high-quality architecture and built environment as key elements of the NEB initiative (2021), the EDAP gather under each Council presidency to consider possible initiatives to achieve a high-quality living environment for everyone, including those living in rural and remote areas, such as outermost regions. The EDAP meetings could focus in particular on topics such as the quality of tomorrow’s housing, the restoration, renovation and adapted re-use of cultural heritage, and improvements of architecture competitions and public procurement. It is essential to build synergies with the NEB network. Target outputs: Exchanging good practices among the EDAP; taking stock of the existing legislative frameworks and relevant initiatives in the field and possibly starting a process to monitor and champion the inclusion of high-quality standards in new and revised policies and programmes; NEB-related actions. — Safeguarding heritage against natural and human-made disasters Working methods: Peer-learning activities (workshops, visits) and/or conference. Rationale: Natural and human-made disasters and crises (such as climate change, the COVID-19 pandemic and the Russian war against Ukraine) require strengthened risk-assessment skills, improved disaster preparedness, and coordinated actions in a transversal approach in order to safeguard cultural heritage, including intangible cultural heritage. It is necessary, while building on existing work, to further integrate cultural heritage into wider policies and initiatives at all levels, and to utilise existing common European platforms and developing projects (e.g. European Collaborative Cloud for Cultural Heritage, HEREIN) for exchange, discussion and sharing of knowledge and expertise on risk preparedness and management, recovery and rehabilitation of cultural heritage. Target outputs: Building the capacity and skills of stakeholders; producing a comprehensive inventory of relevant manuals, guidelines and methodology at European level to facilitate the effective design and implementation of risk and emergency preparedness measures in and by Member States. — Exchanging information between cultural heritage professionals and competent authorities for cultural goods on the fight against trafficking cultural goods Working methods: Series of workshops complementary to the upcoming EU Action Plan against Trafficking in Cultural Goods for 2023–2027 and/or peer-learning activities. Rationale: EU legislation on the import and export of cultural goods deals with challenges at cross border trafficking in relation to the protection of cultural heritage. The competent authorities are confronted with several challenges (verification methods, documentation, data analysis, understanding how the art market works, including its shift to the internet, etc.). It is essential to ensure efficient cooperation between all actors involved, including ministries of culture, regional and local institutions, cultural heritage professionals, law enforcement agencies, special police forces, customs and judicial authorities, and art market professionals. Target outputs: Assessing and improving cooperation between the actors involved; gaining insight into each other’s working methods; identifying risks and problems; and working on possible recommendations for improvements. d) Culture for co-creative partnerships: strengthening the cultural dimension of EU external relations — Governance of the EU strategic approach to international cultural relations and framework Working methods: short-term OMC, senior officials’ meetings. Rationale: Culture’s role in external relations has been enshrined in a number of recent milestone EU documents. Nevertheless, coordination and bridging gaps between different stakeholders involved in implementation remains a challenge at all levels, both for the EU and for Member States. Structuring the cooperation between all relevant actors and strengthening equal footing of interests, including artists and cultural professionals, is therefore necessary. Bearing in mind the principle of co-creation in the EU’s external relations, working methods need to be adapted for cohesive decision shaping on a continuous basis, including for the definition of regional and thematic priorities (e.g. in the context of partnerships with candidate countries) or the preparation of EU flagship actions (e.g. book fairs, world exhibitions, fairs and festivals, etc.). Target outputs: Cross-cutting and inclusive methodology, including proposals for future working structures and methods that would ensure a reinforced, coherent and longer-term cultural cooperation process in international cultural relations, involving all relevant stakeholders. — Preserving cultural heritage and empowering local CCS in Ukraine Working methods: Commission-led expert group or think-tank meetings and peer-learning/training activities; meetings with Permanent Representations. Rationale: The Russian war against Ukraine has destroyed and damaged Ukrainian cultural heritage and cultural institutions, and placed them under considerable threat of further destruction and damage, as well as making them prey to trafficking. Preservation and protection efforts should therefore be supported. The reconstruction and recovery process should be undertaken by strengthening Ukraine’s capacity and expertise and should be based on national, international and European norms, on standard-setting texts, principles (such as NEB) and lessons learned, and be consistent with the European quality principles for EU-funded interventions with potential impact on cultural heritage ( 4 ) . Likewise, Ukrainian cultural and creative actors and professionals need support as they continue to face many difficulties in their activities. In the spirit of co-creation, cultural cooperation with Ukraine should therefore be aimed at strengthening the CCS’ resilience, as well as their capacity to uphold a lively culture and arts scene. Target outputs : Assessing possible joint measures, synergies and best practices for the preservation , protection and reconstruction of Ukrainian cultural heritage and cultural institutions, and for supporting Ukrainian cultural and creative actors. — The role of culture and cultural professionals in the promotion and defence of democracy and human rights in fragile contexts Working methods: possible joint meetings with relevant Council Working Parties; joint stocktaking conference/seminar with the European Parliament, the Council of Europe, UNESCO and civil society. Rationale: The EEAS 2021 Annual Report on Human Rights and Democracy in the World points to the global context of democratic backsliding and widespread violations of international human rights. This also affects cultural and creative professionals in third countries who engage in the defence of democracy, human rights, freedom of artistic expression, etc. While the EU already promotes respect for cultural rights and diversity in third countries, more focused and systematic support could be explored, keeping in mind the Council of Europe, UNESCO and European Parliament's implications in this field. Target outputs : Comprehensive overview of situations, needs, etc. of cultural human rights defenders. ( 1 ) Knowledge and Innovation Community of the European Institute of Innovation and Technology (https://eit.europa.eu/eit-community/eit-culture-creativity) ( 2 ) General guidelines relating to working methods are set out in Annex B. ( 3 ) https://en.unesco.org/creativity/governance/status-artist. ( 4 ) https://www.icomos.org/en/about-icomos/committees/regional-activities-europe/58799-european-quality-principles-for-eu-funded-interventions-with-potential-impact-upon-cultural-heritage ANNEX A Indicative timetable of the EU Work Plan for Culture 2023–2026 <table><col/><col/><col/><col/><col/><col/><col/><col/><col/><col/><tbody><tr><td><p><span>Priority</span></p></td><td><p><span>Action</span></p></td><td><p><span>2023</span></p></td><td><p><span>2024</span></p></td><td><p><span>2025</span></p></td><td><p><span>2026</span></p></td></tr><tr><td><p><span>1<span>st</span> half</span></p></td><td><p><span>2<span>nd</span> half</span></p></td><td><p><span>1<span>st</span> half</span></p></td><td><p><span>2<span>nd</span> half</span></p></td><td><p><span>1<span>st</span> half</span></p></td><td><p><span>2<span>nd</span> half</span></p></td><td><p><span>1<span>st</span> half</span></p></td><td><p><span>2<span>nd</span> half</span></p></td></tr><tr><td><table><col/><col/><tbody><tr><td><p>a)</p></td><td><p><span>Artists and cultural professionals: empowering the CCS</span></p></td></tr></tbody></table></td><td><p>Status and working conditions of artists and cultural and creative professionals</p></td><td><p><span>Platform (EC</span>)</p></td><td><p>&#160;</p></td><td><p>Thematic</p><p>workshop</p></td><td><p>&#160;</p></td><td><p>Thematic</p><p>workshop</p></td><td><p>&#160;</p></td><td><p>Thematic workshop</p><p>or</p><p>Poss. conference</p></td><td><p>&#160;</p></td></tr><tr><td><p>Artistic freedom</p></td><td><p>PRES Conference</p><p>Council conclusions</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>Stimulate the digital transformation of the CCS</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>PRES Conference</p><p>Poss. Council conclusions</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>Stimulate the green transition of the CCS, with specific focus on the energy crisis</p></td><td><p>Stocktaking &#8211; energy crisis</p></td><td><p>&#160;</p></td><td><p>OMC or Workshops</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>Enhancing the cultural and creative dimension in the European video games sector</p></td><td><p>&#160;</p></td><td><p>Roundtables and/or think tank meeting</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>Council conclusions on the recovery, resilience and sustainability of the cultural and creative sectors</p></td><td><p>Stocktaking</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>Council conclusions on reinforcing intercultural exchanges through the mobility of artists and cultural and creative professionals, and through multilingualism in the digital</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>Stocktaking</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><table><col/><col/><tbody><tr><td><p>b)</p></td><td><p><span>Culture for the people: enhancing cultural participation and the role of culture in society</span></p></td></tr></tbody></table></td><td><p>Culture and promoting democracy: towards a cultural citizenship in Europe</p></td><td><p><span>(Presentation EC study 2022- previous WP</span>)</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>Peer-learning</p></td><td><p>Poss. Conference</p></td><td><p>&#160;</p></td></tr><tr><td><p>Culture and health</p></td><td><p>&#160;</p></td><td><p>Poss. conference</p><p>Poss. informal meeting of officials</p></td><td><p>(short) OMC group</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>Building bridges: strengthen the multiple role of libraries as gateways and transmitters of cultural works, skills and European values</p></td><td><p>Workshop</p></td><td><p>OMC group</p></td><td><p>Workshop</p></td><td><p>Conference</p></td><td><p>&#160;</p></td></tr><tr><td><p>Protection of children and young people from harmful content on digital platforms</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>Workshop</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>Discoverability of diverse European content in the digital environment</p></td><td><p>Study</p></td><td><p>Poss. workshop</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><table><col/><col/><tbody><tr><td><p>c)</p></td><td><p><span>Culture for the planet: unleashing the power of culture</span></p></td></tr></tbody></table></td><td><p>Cultural statistics &#8211; to build resilience in and through culture</p></td><td><p>Workshops/peer-learning and discussions with Eurostat and EU MS statistical offices</p></td></tr><tr><td><p>Cultural governance</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>Think-tank meeting</p><p>Poss. Council conclusions</p></td><td><p>&#160;</p></td></tr><tr><td><p>Climate action through culture, incl. arts and cultural heritage</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>Poss. workshop</p></td><td><p>&#160;</p></td><td><p>Poss. workshop</p></td><td><p>&#160;</p></td><td><p>Workshop</p></td><td><p>Poss. Council conclusions</p></td></tr><tr><td><p>Advancing EU-funded research on the topic</p></td></tr><tr><td><p>High-quality living environment for everyone</p></td><td><p>EDAP meetings</p></td></tr><tr><td><p>Promoting NEB initiative</p></td></tr><tr><td><p>Poss. conference</p></td></tr><tr><td><p>Safeguarding heritage against natural and human-made disasters</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>Peer-learning</p></td><td><p>Poss. conference</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>Exchanging information between cultural heritage professionals and competent authorities for cultural goods on the fight against trafficking cultural goods</p></td><td><p>&#160;</p></td><td><p>Workshop / peer-learning</p></td><td><p>Workshop / peer-learning</p></td><td><p>Workshop / peer-learning</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><table><col/><col/><tbody><tr><td><p>d)</p></td><td><p><span>Culture for co-creative partnerships: strengthening the cultural dimension of EU external relations</span></p></td></tr></tbody></table></td><td><p>Governance of the EU strategic approach to international cultural relations and framework</p></td><td><p>Senior Officials Meetings</p></td></tr><tr><td><p>&#160;</p></td><td><p>Short OMC</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>Preserving cultural heritage and empowering local cultural and creative sectors in Ukraine</p></td><td><p>Commission led expert group or think-tank meetings</p><p>Peer-learning / training activities</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>Meetings with Permanent Representations</p></td></tr><tr><td><p>The role of culture and cultural professionals in the promotion and defence of democracy and human rights in fragile contexts</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>Joint stocktaking conference / seminar (with EP, CoE, UNESCO, civil society)</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>Joint meeting with relevant Council WP</p></td></tr></tbody></table> ANNEX B Guidelines relating to all working methods General guidelines <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>The working methods under the Work Plan are flexible and not limited to those listed in Chapter III, point 7.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>The Commission will provide expertise (including studies and other forms of expert input) and logistical support in respect of proposed working methods under this Work Plan, as relevant.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Participation is voluntary and, when relevant, based on Member State nominations. Specific rules apply to Commission expert groups and roundtables (see below).</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>The Commission will provide a virtual space (for communication and document sharing) for selected working methods, if relevant, feasible and requested, to allow experts to keep in touch and debate the relevant issues. This virtual space will be open to nominees from all Member States and, where relevant, other participating countries.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Upon request, the CAC will be informed on the progress made on the Work Plan actions.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>For each final outcome of each working method within the Work Plan, a plan for distribution and communication at European, national and regional levels will be proposed, as appropriate.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Recommendations coming out of each working method will be discussed by the CAC and, when relevant, by other relevant preparatory bodies and, as appropriate, presented to the Council.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Final reports on each working method will be published and, as appropriate, an executive summary &#8211; not exceeding four pages &#8211; will be translated by the Commission into all official EU languages.</p></td></tr></tbody></table> Open Method of Coordination (OMC) <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>The OMC provides a framework for cooperation, exchange and sharing good practices among Member States on certain common topics and allows for the development of non-binding recommendations.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>The OMC mandate will be finalised in the CAC &#8211; with input from the AVMWP, where relevant &#8211; on the basis of a draft mandate proposed by the Commission.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>The mandate can propose that third parties, including third countries, be invited to an OMC group&#160;<a>(<span>1</span>)</a>.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Each OMC group will be responsible for appointing a chair or co-chairs at the first expert group meeting.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Depending on the topic, the OMC group might be encouraged to form smaller focus groups and use participatory methods, where appropriate.</p></td></tr></tbody></table> Peer-learning activities <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Peer-learning activities should allow relevant policy makers, practitioners and/or relevant stakeholders to exchange ideas and knowledge about practices, tools and working methods at national, regional or local level. They should take place in a practical context using a strong hands-on approach.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Individual Member States or a group of Member States may take the initiative and provide or ask for expertise on this working method.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>The Commission may also organise peer-learning activities for national, regional or local practitioners.</p></td></tr></tbody></table> Think-tank meetings <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Think-tank meetings should provide the space to discuss new, topical or innovative subjects, as well as to brainstorm on plans or strategies. The debate should be open and strictly informal.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Individual Member States or a group of Member States, in cooperation with relevant stakeholders, can take the initiative and provide expertise and logistical support on this working method.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>The method may involve a single meeting or a series of meetings, as proposed by the initiating body.</p></td></tr></tbody></table> Stocktaking exercises <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>The purpose of stocktaking exercises is to review and assess developments in, and achievements on, a topic agreed on in the CAC. In addition, it will provide a forum for all involved in the discussion.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Stocktaking exercises can take any appropriate form, e.g. an online expert meeting, a questionnaire, a conference, etc.</p></td></tr></tbody></table> Commission-led expert groups and roundtables <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Commission-led expert groups are consultative bodies set up by the Commission to provide advice in relation to the preparation of legislative acts and policy initiatives&#160;<a>(<span>2</span>)</a>. Participating experts are selected according to the Commission&#8217;s internal rules.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>The Commission may also organise roundtables with selected participants on a topic agreed on in the EU Work Plan for Culture.</p></td></tr></tbody></table> ( 1 ) For the purposes of this Work Plan, ‘third countries’ are those referred to in the provisions of articles 9 and 10 of the Creative Europe Programme (Regulation (EU) 2021/818 – OJ L 189, 28.5.2021, pp. 34 ). ( 2 ) The register of Commission Expert groups: https://ec.europa.eu/transparency/expert-groups-register/screen/home ANNEX II Main political references <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>A New Strategic Agenda for the EU 2019&#8211;2024 (adopted on 20&#160;June 2019)</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Communication from the Commission on A New European Agenda for Culture, 22&#160;May 2018 (COM/2018/267 final)</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Communication from the Commission to the European Parliament, the Council, the European Economic and Social Committee and the Committee of the Regions &#8211; Europe&#8217;s Media in the Digital Decade: An Action Plan to Support Recovery and Transformation (COM/2020/784 final)</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Concept on cultural heritage in conflicts and crises. A component for peace and security in European Union&#8217;s external action (April 2021)</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Conference on the Future of Europe, Report on the final outcome (May 2022)</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Consolidated version of the Treaty on European Union and the Treaty on the Functioning of the European Union with special attention to Articles 8, 10 and&#160;167 TFEU (<a>OJ&#160;C&#160;202, 7.6.2016, p.&#160;47</a>)</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Convention on Offences relating to Cultural Property (2017)</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Council conclusions on &#8216;Europe&#8217;s Media in the Digital Decade: An Action Plan to Support Recovery and Transformation&#8217; (<a>OJ&#160;C&#160;210, 3.6.2021; p.&#160;1</a>)</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Council conclusions on an EU strategic approach to international cultural relations and a framework for action (<a>OJ&#160;C&#160;192, 7.6.2019, p.&#160;6</a>)</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Council conclusions on Building a European Strategy for the Cultural and Creative Industries Ecosystem (<a>OJ&#160;C&#160;160, 13.4.2022, p.&#160;13</a>)</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Council conclusions on Cultural Governance (<a>OJ&#160;C&#160;393, 19.12.2012, p.&#160;8</a>)</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Council conclusions on culture, high-quality architecture and built environment as key elements of the New European Bauhaus initiative (<a>OJ CI 501, 13.12.2021, p.&#160;13</a>)</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Council conclusions on EU approach to cultural heritage in conflicts and crisis (doc. 9837/21)</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Council conclusions on Reinforcing intercultural exchanges through the mobility of artists and cultural and creative professionals, and through multilingualism in the digital era (<a>OJ&#160;C&#160;160, 13.4.2022, p.&#160;20</a>)</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Council conclusions on risk management in the area of cultural heritage (<a>OJ&#160;C&#160;186, 5.6.2020, p.&#160;1</a>)</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Council conclusions on the recovery, resilience and sustainability of the cultural and creative sectors (<a>OJ&#160;C&#160;209, 2.6.2021, p.&#160;3</a>)</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Council conclusions on the Work Plan for Culture 2019-2022 (<a>OJ&#160;C&#160;460, 21.12.2018; p.&#160;12</a>) and Report from the Commission to the European Parliament, the Council, the European Economic and Social Committee of the Regions on the Work Plan for Culture 2019&#8211;2022 (COM/2022/317 final)</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Council conclusions on young creative generations (<a>OJ&#160;C&#160;189, 5.6.2019, p.&#160;34</a>)</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Davos Declaration &#8211; Towards a high-quality Baukultur for Europe, 20&#8211;22&#160;January 2018</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Decision (EU) 2017/864 of the European Parliament and of the Council of 17&#160;May 2017 on a European Year of Cultural Heritage 2018 (<a>OJ&#160;L&#160;131, 20.5.2017, p.&#160;1</a>)</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Declaration of the European Ministers responsible for Culture, Audiovisual and the Media, meeting in Angers on 7 and 8&#160;March 2022</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>EU Action Plan on Human Rights and Democracy 2020&#8211;2024 (JOIN/2020/5 final)</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>European Cultural Heritage Green Paper, &#8216;Putting Europe&#8217;s shared heritage at the heart of the European Green Deal&#8217; (March 2021)</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>European Parliament resolution of 17&#160;September 2020 on the cultural recovery of Europe (2020/2708(RSP))</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>European Parliament resolution of 20&#160;October 2021 on the situation of artists and the cultural recovery in the EU (2020/2261(INI))</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Framework Convention on the Value of Cultural Heritage for Society (Faro Convention, 2005)</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>G-20 Rome Leaders&#8217; Declaration</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Joint Communication from the Commission and the High Representative of the Union for Foreign Affairs and Security Policy to the European Parliament and the Council &#8211; Towards an EU strategy for international cultural relations (JOIN/2016/029 final)</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Ministerial declaration on culture in times of COVID-19 crisis (April 2020)</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Porto Santo Charter (2021)</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Recommendation CM/Rec (2017) to Member States on the European Cultural Heritage Strategy for the 21st century (2017)</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Regulation (EU) 2021/818 of the European Parliament and of the Council of 20&#160;May 2021 establishing the Creative Europe Programme (2021 to 2027) (<a>OJ&#160;L&#160;189, 28.5.2021, p.&#160;34</a>)</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Resolution of the Council of the European Union and the Representatives of the Governments of the Member States meeting within the Council on the Cultural Dimension of Sustainable Development (<a>OJ&#160;C&#160;410, 6.12.2019, p.&#160;1</a>)</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Rome Charter (2020)</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Transforming our world: the UN 2030 Agenda for Sustainable Development (A/RES/70/1)</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>UNESCO 2005 Convention on the Protection and Promotion of the Diversity of Cultural Expressions</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>UNESCO Convention for the Protection of Cultural Property in the Event of Armed Conflict, with regulations for the execution of the Convention (Hague, 14&#160;May 1954)</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>UNESCO Mondiacult Declaration for Culture (Mexico City, 30&#160;September 2022)</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>United Nations Security Council Resolution 2347 (UNESCO Digital Library, 2017, CL/4210)</p></td></tr></tbody></table>

ENG

32022G1207(01)

<table><col/><col/><col/><col/><tbody><tr><td><p>22.2.2019&#160;&#160;&#160;</p></td><td><p>EN</p></td><td><p>Official Journal of the European Union</p></td><td><p>LI 51/1</p></td></tr></tbody></table> COMMISSION REGULATION (EU) 2019/316 of 21 February 2019 amending Regulation (EU) No 1408/2013 on the application of Articles 107 and 108 of the Treaty on the Functioning of the European Union to de minimis aid in the agriculture sector THE EUROPEAN COMMISSION, Having regard to the Treaty on the Functioning of the European Union, and in particular Article 108(4) thereof, Having regard to Council Regulation (EU) 2015/1588 of 13 July 2015 on the application of Articles 107 and 108 of the Treaty on the Functioning of the European Union to certain categories of horizontal State aid ( 1 ) , Having published a draft of this Regulation ( 2 ) , After consulting the Advisory Committee on State Aid, Whereas: <table><col/><col/><tbody><tr><td><p>(1)</p></td><td><p>State funding meeting the criteria in Article 107(1) of the Treaty on the Functioning of the European Union (&#8216;the Treaty&#8217;) constitutes State aid and requires notification to the Commission pursuant to Article 108(3) of the Treaty. However, in accordance with Article 109 thereof, the Council may determine categories of aid that are exempted from this notification requirement. In accordance with Article 108(4) of the Treaty, the Commission may adopt regulations relating to those categories of State aid. Pursuant to Regulation (EU) 2015/1588 and in accordance with Article 109 of the Treaty, the Council decided that<span>de minimis</span> aid could constitute one such category. On that basis,<span>de minimis</span> aid, being aid granted to a single undertaking over a given period of time that does not exceed a certain fixed amount, is deemed not to meet all the criteria laid down in Article 107(1) of the Treaty and is therefore not subject to the notification procedure. However, Member States should be reminded that, even if<span>de minimis</span> aid is considered not to constitute State aid, such aid should not entail a breach of EU law.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(2)</p></td><td><p>The Commission has adopted a number of regulations establishing rules on<span>de minimis</span> aid granted in the agriculture sector, the latest of which was Commission Regulation (EU) No 1408/2013&#160;<a>(<span>3</span>)</a>.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(3)</p></td><td><p>In the light of the experience gained in applying Regulation (EU) No 1408/2013 and taking into account the variety of the use of<span>de minimis</span> aid in Member States, it is appropriate to adjust some of the conditions laid down therein. The maximum amount of aid to be granted to a single undertaking over a period of 3 years should be increased to EUR 20&#160;000 and the national cap increased to 1,25&#160;% of the annual output.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(4)</p></td><td><p>Taking into account the increased need to use<span>de minimis</span> aid in some Member States, it is appropriate to allow for a further increase both of the maximum aid amount per single undertaking to EUR 25&#160;000 and of the national cap to 1,5&#160;% of the annual output, subject to additional conditions necessary to safeguard the proper functioning of the internal market. The experience gained over the first years of application of Regulation (EU) No 1408/2013 has shown that the concentration of<span>de minimis</span> aid in a certain product sector could lead to a potential distortion of competition and trade. Therefore, the prerequisite for using the higher individual ceiling and national cap should be the application of a sector cap preventing Member States from granting more than 50&#160;% of the total cumulative amount of<span>de minimis</span> aid over any period of 3 fiscal years for measures that benefit only one specific product sector. The sector cap should ensure that any measure falling under Regulation (EU) No 1408/2013 can be deemed not to have any effect on trade between Member States and not to distort or threaten to distort competition.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(5)</p></td><td><p>Presently, it is optional for Member States to use a national central register to verify that neither the<span>de minimis</span> individual ceiling, nor the national cap is exceeded. However, the use of a central register would become necessary in those Member States that opt for a higher individual ceiling and national cap, given that the sector cap which is a condition for that option calls for an even closer monitoring of the aid granted. Therefore, for such Member States the use of a central register should be made mandatory, in order to keep a record of all<span>de minimis</span> aid granted, so as to be able to verify that neither the individual ceiling, nor the national or sector cap, are exceeded.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(6)</p></td><td><p>The criteria for calculating the gross grant equivalent for loans and guarantees should be adjusted according to the increased<span>de minimis</span> ceilings.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(7)</p></td><td><p>In the light of the increased need for use of<span>de minimis</span> aid and given that the current ceilings are unduly constraining, it is necessary to amend Regulation (EU) No 1408/2013 before its date of expiry,<span>i.e.</span>31&#160;December 2020. The time span between the entry into force of this Regulation and the end of the period of application of Regulation (EU) No 1408/2013 would be very short. For reasons of procedural economy and in order to ensure continuity and legal certainty, the period of application of Regulation (EU) No 1408/2013 should therefore be extended until 31&#160;December 2027.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(8)</p></td><td><p>Regulation (EU) No 1408/2013 should therefore be amended accordingly,</p></td></tr></tbody></table> HAS ADOPTED THIS REGULATION: Article 1 Regulation (EU) No 1408/2013 is amended as follows: <table><col/><col/><tbody><tr><td><p>(1)</p></td><td><p>in Article 2, the following paragraphs 3 and 4 are added:</p><div><p>&#8216;3.&#160;&#160;&#160;For the purposes of this Regulation, &#8220;product sector&#8221; means a sector listed in Article 1(2)(a) to (w) of Regulation (EU) No 1308/2013 of the European Parliament and of the Council<a>&#160;(<span>*1</span>)</a>.</p></div><div><p>4.&#160;&#160;&#160;For the purposes of this Regulation, &#8220;sector cap&#8221; means a maximum cumulative aid amount applying to aid measures which benefit only one single product sector, which corresponds to 50&#160;% of the maximum amount of<span>de minimis</span> aid granted per Member State set out in Annex II.&#8217;;</p></div><p><a>(<span>*1</span>)</a>&#160;&#160;Regulation (EU) No 1308/2013 of the European Parliament and of the Council of 17&#160;December 2013 establishing a common organisation of the markets in agricultural products and repealing Council Regulations (EEC) No 922/72, (EEC) No 234/79, (EC) No 1037/2001 and (EC) No 1234/2007 (<a>OJ&#160;L&#160;347, 20.12.2013, p.&#160;671</a>)."</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(2)</p></td><td><p>Article 3 is replaced by the following:</p><div><p>&#8216;Article 3</p><p>De minimis aid</p><div><p>1.&#160;&#160;&#160;Aid measures shall be deemed not to meet all the criteria in Article 107(1) of the Treaty, and shall therefore be exempt from the notification requirement in Article 108(3) of the Treaty, if they fulfil the conditions laid down in this Regulation.</p></div><div><p>2.&#160;&#160;&#160;The total amount of<span>de minimis</span> aid granted per Member State to a single undertaking shall not exceed EUR&#160;20&#160;000 over any period of 3 fiscal years.</p></div><div><p>3.&#160;&#160;&#160;The cumulative amount of<span>de minimis</span> aid granted per Member State to undertakings active in the primary production of agricultural products over any period of 3 fiscal years shall not exceed the national cap set out in Annex I.</p></div><div><p>3a.&#160;&#160;&#160;By way of derogation from paragraphs 2 and 3, a Member State may decide that the total amount of<span>de minimis</span> aid granted to a single undertaking shall not exceed EUR 25&#160;000 over any period of 3 fiscal years and that the total cumulative amount of de minimis aid granted over any period of 3 fiscal years shall not exceed the national cap set out in Annex II, subject to the following conditions:</p><table><col/><col/><tbody><tr><td><p>(a)</p></td><td><p>for aid measures which benefit only one single product sector, the total cumulative amount granted over any period of 3 fiscal years shall not exceed the sector cap defined in Article 2(4);</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(b)</p></td><td><p>the Member State shall have in place a national central register in accordance with Article 6(2).</p></td></tr></tbody></table></div><div><p>4.&#160;&#160;&#160;<span>De minimis</span> aid shall be deemed granted at the moment the legal right to receive the aid is conferred on the undertaking under the applicable national legal regime, irrespective of the date of payment of the<span>de minimis</span> aid to the undertaking.</p></div><div><p>5.&#160;&#160;&#160;The<span>de minimis</span> ceilings and the national and sector caps referred to in paragraphs 2, 3 and 3a shall apply irrespective of the form of the<span>de minimis</span> aid or the objective pursued and regardless of whether the aid granted by the Member State is financed entirely or partly by resources of Union origin. The period of 3 fiscal years shall be determined by reference to the fiscal years used by the undertaking in the Member State concerned.</p></div><div><p>6.&#160;&#160;&#160;For the purposes of the<span>de minimis</span> ceilings and the national and sector caps referred to in paragraphs 2, 3 and&#160;3a, aid shall be expressed as a cash grant. All figures used shall be gross, that is, before any deduction of tax or other charge. Where aid is granted in a form other than a grant, the aid amount shall be the gross grant equivalent of the aid.</p><p>Aid payable in several instalments shall be discounted to its value at the moment it is granted. The interest rate to be used for discounting purposes shall be the discount rate applicable at the time the aid is granted.</p></div><div><p>7.&#160;&#160;&#160;Where the<span>de minimis</span> ceilings, the national caps or the sector cap referred to in paragraphs 2, 3 and 3a would be exceeded by the grant of new<span>de minimis</span> aid, none of that new aid may benefit from this Regulation.</p></div><div><p>8.&#160;&#160;&#160;In the case of mergers or acquisitions, all prior<span>de minimis</span> aid granted to any of the merging undertakings shall be taken into account in determining whether any new<span>de minimis</span> aid to the new or the acquiring undertaking exceeds the relevant<span>de minimis</span> ceilings, the relevant national cap or the sector cap.&#160;<span>De minimis</span> aid lawfully granted before the merger or acquisition shall remain lawful.</p></div><div><p>9.&#160;&#160;&#160;If one undertaking splits into two or more separate undertakings,<span>de minimis</span> aid granted prior to the split shall be allocated to the undertaking that benefited from it, which is in principle the undertaking taking over the activities for which the<span>de minimis</span> aid was used. If such an allocation is not possible, the<span>de minimis</span> aid shall be allocated proportionately on the basis of the book value of the equity capital of the new undertakings at the effective date of the split.&#8217;;</p></div></div></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(3)</p></td><td><p>Article 4 is amended as follows:</p><table><col/><col/><tbody><tr><td><p>(a)</p></td><td><p>in paragraph 3, point (b) is replaced by the following:</p><table><col/><col/><tbody><tr><td><p>&#8216;(b)</p></td><td><span>for measures falling under Article 3(2), the loan is secured by collateral covering at least 50&#160;% of the loan and the loan amounts to either EUR 100&#160;000 over 5 years or EUR 50&#160;000 over 10 years, or, for measures falling under Article 3(3a), to either EUR 125&#160;000 over 5 years or EUR 62&#160;500 over 10 years; if a loan is for less than those amounts and/or if it is granted for a period of less than 5 or 10 years respectively, the gross grant equivalent of that loan shall be calculated as a corresponding proportion of the de minimis ceilings laid down in Article&#160;3(2) or (3a); or&#8217;;</span></td></tr></tbody></table></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(b)</p></td><td><p>paragraph 4 is replaced by the following:</p><div><p>&#8216;4.&#160;&#160;&#160;Aid comprised in capital injections shall only be considered as transparent<span>de minimis</span> aid if the total amount of the public injection does not exceed the relevant<span>de minimis</span> ceiling.&#8217;;</p></div></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(c)</p></td><td><p>paragraph 5 is replaced by the following:</p><div><p>&#8216;5.&#160;&#160;&#160;Aid comprised in risk finance measures taking the form of equity or quasi-equity investments shall only be considered as transparent<span>de minimis</span> aid if the capital provided to a single undertaking does not exceed the relevant<span>de minimis</span> ceiling.&#8217;;</p></div></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(d)</p></td><td><p>in paragraph 6, point (b) is replaced by the following:</p><table><col/><col/><tbody><tr><td><p>&#8216;(b)</p></td><td><span>for measures falling under Article 3(2), the guarantee does not exceed 80&#160;% of the underlying loan and either the amount guaranteed is EUR 150&#160;000 and the duration of the guarantee is 5 years or the amount guaranteed is EUR 75&#160;000 and the duration of the guarantee is 10 years, or, for measures falling under Article 3(3a), the guarantee does not exceed 80&#160;% of the underlying loan and either the amount guaranteed is EUR 187&#160;500 and the duration of the guarantee is 5 years or the amount guaranteed is EUR 93&#160;750 and the duration of the guarantee is 10 years; if the amount guaranteed is lower than these amounts and/or if the guarantee is for a period of less than 5 or 10 years respectively, the gross grant equivalent of that guarantee shall be calculated as a corresponding proportion of the<span>de minimis</span> ceilings laid down in Article&#160;3(2) or (3a); or&#8217;;</span></td></tr></tbody></table></td></tr></tbody></table></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(4)</p></td><td><p>Article 6 is amended as follows:</p><table><col/><col/><tbody><tr><td><p>(a)</p></td><td><p>in paragraph 2, the following second subparagraph is added:</p><p>&#8216;Where a Member State grants aid in accordance with Article 3(3a), it shall have in place a central register of<span>de minimis</span> aid containing complete information on all<span>de minimis</span> aid granted by any authority within that Member State. Paragraph 1 shall cease to apply from the moment the register covers a period of 3 fiscal years.&#8217;;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(b)</p></td><td><p>paragraph 3 is replaced by the following:</p><div><p>&#8216;3.&#160;&#160;&#160;A Member State shall grant new<span>de minimis</span> aid in accordance with this Regulation only after having checked that this will not raise the total amount of<span>de minimis</span> aid granted to the undertaking concerned to a level above the relevant ceilings and national caps and the sector cap referred to in Article 3(2), (3) and (3a) and that all the conditions laid down in this Regulation are complied with.&#8217;;</p></div></td></tr></tbody></table></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(5)</p></td><td><p>in Article 8, the second paragraph is replaced by the following:</p><p>&#8216;It shall apply until 31&#160;December 2027.&#8217;;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(6)</p></td><td><p>the Annex is replaced by the text in the Annex to this Regulation.</p></td></tr></tbody></table> Article 2 This Regulation shall enter into force on the twentieth day following that of its publication in the Official Journal of the European Union . This Regulation shall be binding in its entirety and directly applicable in all Member States. Done at Brussels, 21 February 2019. For the Commission The President Jean-Claude JUNCKER ( 1 ) OJ L 248, 24.9.2015, p. 1 . ( 2 ) OJ C 425, 26.11.2018, p. 2 . ( 3 ) Commission Regulation (EU) No 1408/2013 of 18 December 2013 on the application of Articles 107 and 108 of the Treaty on the Functioning of the European Union to de minimis aid in the agriculture sector ( OJ L 352, 24.12.2013, p. 9 ). ANNEX ‘ANNEX I Maximum cumulative amounts of de minimis aid granted per Member State to undertakings active in the primary production of agricultural products referred to in Article 3(3) <table><col/><col/><tbody><tr><td><p>(EUR)</p></td></tr><tr><td><p>Member State</p></td><td><p>Maximum amounts of<span>de minimis</span> aid<a>&#160;(<span>1</span>)</a></p></td></tr><tr><td><p>Belgium</p></td><td><p>106&#160;269&#160;708</p></td></tr><tr><td><p>Bulgaria</p></td><td><p>53&#160;020&#160;042</p></td></tr><tr><td><p>Czechia</p></td><td><p>61&#160;865&#160;750</p></td></tr><tr><td><p>Denmark</p></td><td><p>141&#160;464&#160;625</p></td></tr><tr><td><p>Germany</p></td><td><p>732&#160;848&#160;458</p></td></tr><tr><td><p>Estonia</p></td><td><p>11&#160;375&#160;375</p></td></tr><tr><td><p>Ireland</p></td><td><p>98&#160;460&#160;375</p></td></tr><tr><td><p>Greece</p></td><td><p>134&#160;272&#160;042</p></td></tr><tr><td><p>Spain</p></td><td><p>592&#160;962&#160;542</p></td></tr><tr><td><p>France</p></td><td><p>932&#160;709&#160;458</p></td></tr><tr><td><p>Croatia</p></td><td><p>28&#160;920&#160;958</p></td></tr><tr><td><p>Italy</p></td><td><p>700&#160;419&#160;125</p></td></tr><tr><td><p>Cyprus</p></td><td><p>8&#160;934&#160;792</p></td></tr><tr><td><p>Latvia</p></td><td><p>16&#160;853&#160;708</p></td></tr><tr><td><p>Lithuania</p></td><td><p>34&#160;649&#160;958</p></td></tr><tr><td><p>Luxembourg</p></td><td><p>5&#160;474&#160;083</p></td></tr><tr><td><p>Hungary</p></td><td><p>99&#160;582&#160;208</p></td></tr><tr><td><p>Malta</p></td><td><p>1&#160;603&#160;917</p></td></tr><tr><td><p>Netherlands</p></td><td><p>352&#160;512&#160;625</p></td></tr><tr><td><p>Austria</p></td><td><p>89&#160;745&#160;208</p></td></tr><tr><td><p>Poland</p></td><td><p>295&#160;932&#160;125</p></td></tr><tr><td><p>Portugal</p></td><td><p>87&#160;570&#160;583</p></td></tr><tr><td><p>Romania</p></td><td><p>215&#160;447&#160;583</p></td></tr><tr><td><p>Slovenia</p></td><td><p>15&#160;523&#160;667</p></td></tr><tr><td><p>Slovakia</p></td><td><p>29&#160;947&#160;167</p></td></tr><tr><td><p>Finland</p></td><td><p>55&#160;693&#160;958</p></td></tr><tr><td><p>Sweden</p></td><td><p>79&#160;184&#160;750</p></td></tr><tr><td><p>United Kingdom</p></td><td><p>394&#160;587&#160;292</p></td></tr></tbody></table> ANNEX II Maximum cumulative amounts of de minimis aid granted per Member State to undertakings active in the primary production of agricultural products referred to in Article 3(3a) <table><col/><col/><tbody><tr><td><p>(EUR)</p></td></tr><tr><td><p>Member State</p></td><td><p>Maximum amounts of<span>de minimis</span> aid<a>&#160;(<span>2</span>)</a></p></td></tr><tr><td><p>Belgium</p></td><td><p>127&#160;523&#160;650</p></td></tr><tr><td><p>Bulgaria</p></td><td><p>63&#160;624&#160;050</p></td></tr><tr><td><p>Czechia</p></td><td><p>74&#160;238&#160;900</p></td></tr><tr><td><p>Denmark</p></td><td><p>169&#160;757&#160;550</p></td></tr><tr><td><p>Germany</p></td><td><p>879&#160;418&#160;150</p></td></tr><tr><td><p>Estonia</p></td><td><p>13&#160;650&#160;450</p></td></tr><tr><td><p>Ireland</p></td><td><p>118&#160;152&#160;450</p></td></tr><tr><td><p>Greece</p></td><td><p>161&#160;126&#160;450</p></td></tr><tr><td><p>Spain</p></td><td><p>711&#160;555&#160;050</p></td></tr><tr><td><p>France</p></td><td><p>1&#160;119&#160;251&#160;350</p></td></tr><tr><td><p>Croatia</p></td><td><p>34&#160;705&#160;150</p></td></tr><tr><td><p>Italy</p></td><td><p>840&#160;502&#160;950</p></td></tr><tr><td><p>Cyprus</p></td><td><p>10&#160;721&#160;750</p></td></tr><tr><td><p>Latvia</p></td><td><p>20&#160;224&#160;450</p></td></tr><tr><td><p>Lithuania</p></td><td><p>41&#160;579&#160;950</p></td></tr><tr><td><p>Luxembourg</p></td><td><p>6&#160;568&#160;900</p></td></tr><tr><td><p>Hungary</p></td><td><p>119&#160;498&#160;650</p></td></tr><tr><td><p>Malta</p></td><td><p>1&#160;924&#160;700</p></td></tr><tr><td><p>Netherlands</p></td><td><p>423&#160;015&#160;150</p></td></tr><tr><td><p>Austria</p></td><td><p>107&#160;694&#160;250</p></td></tr><tr><td><p>Poland</p></td><td><p>355&#160;118&#160;550</p></td></tr><tr><td><p>Portugal</p></td><td><p>105&#160;084&#160;700</p></td></tr><tr><td><p>Romania</p></td><td><p>258&#160;537&#160;100</p></td></tr><tr><td><p>Slovenia</p></td><td><p>18&#160;628&#160;400</p></td></tr><tr><td><p>Slovakia</p></td><td><p>35&#160;936&#160;600</p></td></tr><tr><td><p>Finland</p></td><td><p>66&#160;832&#160;750</p></td></tr><tr><td><p>Sweden</p></td><td><p>95&#160;021&#160;700</p></td></tr><tr><td><p>United Kingdom</p></td><td><p>473&#160;504&#160;750</p></td></tr></tbody></table> ’ ( 1 ) The maximum amounts are calculated on the basis of averaging the three highest values of annual agricultural production of each Member State in the period 2012-2017. The calculation method ensures that all Member States are treated equally and that none of the national average values is less than the maximum amounts previously established for the period 2014-2020. <note> ( 2 ) The maximum amounts are calculated on the basis of averaging the three highest values of annual agricultural production of each Member State in the period 2012-2017. The calculation method ensures that all Member States are treated equally and that none of the national average values is less than the maximum amounts previously established for the period 2014-2020. </note>

ENG

32019R0316

<table><col/><col/><col/><col/><tbody><tr><td><p>28.10.2019&#160;&#160;&#160;</p></td><td><p>EN</p></td><td><p>Official Journal of the European Union</p></td><td><p>L 275/94</p></td></tr></tbody></table> COMMISSION RECOMMENDATION (EU) 2019/1659 of 25 September 2019 on the content of the comprehensive assessment of the potential for efficient heating and cooling under Article 14 of Directive 2012/27/EU THE EUROPEAN COMMISSION, Having regard to the Treaty on the Functioning of the European Union, and in particular Article 194 thereof, Whereas: <table><col/><col/><tbody><tr><td><p>(1)</p></td><td><p>The Union is committed to developing a sustainable, competitive, secure and decarbonised energy system. The Energy Union Strategy establishes ambitious Union objectives. It notably aims to reduce greenhouse gas emissions by at least 40 % by 2030 compared with 1990, to increase the proportion of consumption of renewable energy to at least 32 %, and to make ambitious energy savings, improving the Union&#8217;s energy security, competitiveness and sustainability. Directive 2012/27/EU of the European Parliament and of the Council&#160;<a>(<span>1</span>)</a> (Energy Efficiency Directive &#8212; EED), as amended by Directive (EU) 2018/2002 of the European Parliament and of the Council&#160;<a>(<span>2</span>)</a>, establishes an energy efficiency target of at least 32,5 % savings at Union level by 2030.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(2)</p></td><td><p>Heating and cooling is the most significant energy end-use sector, accounting for about 50 % of total energy demand in the EU. Buildings represent 80 % of this consumption. To ensure an &#8216;energy transition&#8217; at every administrative level in the EU, it is essential to identify energy efficiency potential to achieve savings across all Member States, and to align policy.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(3)</p></td><td><p>Article 14 of Directive 2012/27/EU (Energy Efficiency Directive) requires each Member State to carry out and notify to the Commission a comprehensive assessment of the potential for efficient heating and cooling with a view of promoting it. The comprehensive assessment must include all the elements mentioned in Annex VIII to the EED.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(4)</p></td><td><p>The Member States had to carry out a first comprehensive assessment by 31 December 2015, and notify it to the Commission. That assessment must be updated and notified to the Commission every five years following a request by the Commission.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(5)</p></td><td><p>The Commission&#8217;s Joint Research Centre (JRC) analysed the first set of comprehensive assessments and found that they could benefit from the gathering of new data, descriptions of new potential for heating and cooling, and better interaction between national and local administrations.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(6)</p></td><td><p>By letter of 8 April 2019, the Commission asked the Member States to submit updated comprehensive assessments under Article 14(1) of the Energy Efficiency Directive by 31 December 2020.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(7)</p></td><td><p>The Commission has identified the need to set clearer requirements for the gathering and processing of data, and to allow Member States to focus their analysis on locally relevant ways of heating and cooling in a technologically neutral way.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(8)</p></td><td><p>Commission Delegated Regulation (EU) 2019/826&#160;<a>(<span>3</span>)</a> simplifies the requirements for the assessments and aligns them with the updated energy union legislation, in particular the Energy Performance of Buildings Directive&#160;<a>(<span>4</span>)</a>, the Energy Efficiency Directive&#160;<a>(<span>5</span>)</a>, Directive (EU) 2018/2001 of the European Parliament and of the Council&#160;<a>(<span>6</span>)</a> (the Renewable Energy Directive) and Regulation (EU) 2018/1999 of the European Parliament and of the Council&#160;<a>(<span>7</span>)</a> (Governance Regulation).</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(9)</p></td><td><p>In particular, the preparation of the analysis should be closely linked to the planning and reporting laid down in Regulation (EU) 2018/1999 and builds on previous assessments wherever possible. A reporting template provided by the European Commission may be used when submitting the results of the comprehensive assessments.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(10)</p></td><td><p>This document will supersede Commission guidance on promotion of efficiency in heating and cooling&#160;<a>(<span>8</span>)</a>.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(11)</p></td><td><p>This Recommendation does not alter the legal effects of the EED and is without prejudice to the binding interpretation of the EED as provided by the Court of Justice. It focuses on the provisions relating to comprehensive assessment of the potential for efficient heating and cooling and concerns Article 14 of and Annex VIII to the EED,</p></td></tr></tbody></table> HAS ADOPTED THIS RECOMMENDATION: Member States should follow the guidelines in the annexes to this Recommendation in carrying out the comprehensive assessments pursuant to Article 14 of and Annex VIII to Directive 2012/27/EU. Done at Brussels, 25 September 2019. For the Commission Miguel ARIAS CAÑETE Member of the Commission ( 1 ) Directive 2012/27/EU of the European Parliament and of the Council of 25 October 2012 on energy efficiency, amending Directives 2009/125/EC and 2010/30/EU and repealing Directives 2004/8/EC and 2006/32/EC ( OJ L 315, 14.11.2012, p. 1 ). ( 2 ) Directive (EU) 2018/2002 of the European Parliament and of the Council of 11 December 2018 amending Directive 2012/27/EU on energy efficiency ( OJ L 328, 21.12.2018, p. 210 ). ( 3 ) Commission Delegated Regulation (EU) 2019/826 of 4 March 2019 amending Annexes VIII and IX to Directive 2012/27/EU of the European Parliament and of the Council on the contents of comprehensive assessments of the potential for efficient heating and cooling ( OJ L 137, 23.5.2019, p. 3 ). ( 4 ) As amended by Directive (EU) 2018/844 of the European Parliament and of the Council of 30 May 2018 amending Directive 2010/31/EU on the energy performance of buildings and Directive 2012/27/EU on energy efficiency ( OJ L 156, 19.6.2018, p. 75 ). ( 5 ) As amended by Directive (EU) 2018/2002. ( 6 ) Directive (EU) 2018/2001 of the European Parliament and of the Council of 11 December 2018 on the promotion of the use of energy from renewable sources ( OJ L 328, 21.12.2018, p. 82 ). ( 7 ) Regulation (EU) 2018/1999 of the European Parliament and of the Council of 11 December 2018 on the Governance of the Energy Union and Climate Action, amending Regulations (EC) No 663/2009 and (EC) No 715/2009 of the European Parliament and of the Council, Directives 94/22/EC, 98/70/EC, 2009/31/EC, 2009/73/EC, 2010/31/EU, 2012/27/EU and 2013/30/EU of the European Parliament and of the Council, Council Directives 2009/119/EC and (EU) 2015/652 and repealing Regulation (EU) No 525/2013 of the European Parliament and of the Council ( OJ L 328, 21.12.2018, p. 1 ). ( 8 ) Guidance note on Directive 2012/27/EU; https://eur-lex.europa.eu/legal-content/EN/ALL/?uri=CELEX:52013SC0449 ANNEX I CONTENTS OF COMPREHENSIVE ASSESSMENTS OF THE POTENTIAL FOR EFFICIENT HEATING AND COOLING 1. GENERAL RECOMMENDATIONS TO ANNEX VIII EED Article 14(1) and (3) of Directive 2012/27/EU (Energy Efficiency Directive — EED) requires each Member State to carry out and submit to the Commission a comprehensive assessment of the potential for energy efficiency in heating and cooling. The assessment must include all the elements referred to in Annex VIII EED. The Member States had to submit a first assessment by 31 December 2015. That assessment is to be updated every five years following a request from the Commission. The preparation of the analysis must be closely linked to the planning and reporting arrangements in Regulation (EU) 2018/1999 (Governance Regulation) and build on previous assessments where possible. Member States may use a reporting template provided by the Commission. In order to simplify the assessments, the Commission used the possibilities in Articles 22 and 23 EED to propose a Delegated Regulation (EU) 2019/826 amending Annex VIII and Part 1 of Annex IX EED. The aim of this document is to explain the new requirements and to facilitate the effective and coherent application of the provisions of Annex VIII EED on the information to be notified to the Commission in the comprehensive assessments. This document replaces the existing guidance on promotion of efficiency in heating and cooling published by the Commission ( 1 ) . To generate a national overview of heating and cooling, the steps leading to a complete comprehensive assessment must include: <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>an assessment of the amount of useful energy (UE)&#160;<a>(<span>2</span>)</a> and quantification of final energy consumption (FEC)&#160;<a>(<span>3</span>)</a> by sector (GWh per year);</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>the estimated and identified current heating and cooling supplied to sectors of final consumption (GWh per year), with breakdowns by technologies and as to whether the energy was derived from fossil and renewable sources;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>the identification of potential supply from installations that generate waste heat or cold (GWh per year);</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>reported shares of energy from renewable sources and from waste heat or cold in district heating and cooling FEC over the past 5 years;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>forecast trends in demand for heating and cooling for the next 30 years (GWh); and</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>a map of the national territory showing energy-dense areas, heat and cold supply points identified under point 2(b) and district heating transmission installations, both existing and planned.</p></td></tr></tbody></table> To give a general overview of policy on heating and cooling, the assessment must include: <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>a description of the role of efficient heating and cooling in long-term greenhouse gas (GHG) emission reductions; and</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>a general overview of existing policies and measures on heating and cooling, as reported in accordance with the Governance Regulation.</p></td></tr></tbody></table> In order to analyse the economic potential for efficiency in heating and cooling, the steps leading to a complete assessment must include: <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>the identification of suitable technologies for supplying low-carbon and energy-efficient heat and cold on the national territory using a cost-benefit analysis (CBA);</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>a baseline and alternative scenarios for a well-defined geographical area;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>financial and economic analyses (the latter taking into account external costs);</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>a sensitivity analysis; and</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>a presentation of the method used and assumptions made.</p></td></tr></tbody></table> Finally, proposals for additional and future policy measures in heating and cooling must be presented to complete the comprehensive assessment. 2. SPECIFIC RECOMMENDATIONS 2.1. OVERVIEW OF HEATING AND COOLING 2.1.1. Assessing annual heating and cooling demand in terms of useful energy and quantified final energy consumption by sector Under point 1 in Annex VIII EED, Member States must report the most recent quantified FEC data for heating and cooling in residential, service and industry sectors, and any other sector that individually accounts for more than 5 % of total national useful heating and cooling demand. In parallel, Member States must also assess and report UE required for heating and cooling in these sectors. The FEC and UE for each sector must be expressed in GWh. Final heating and cooling energy consumption should be based on real, measured and verified information, and sectoral breakdowns as provided as default in European energy statistics and national energy balances ( 4 ) . To comply with point 3 in Annex VIII EED, it is useful to present a geographical breakdown of supply and consumption data, in order to relate future energy demand to sources of supply. This requires knowledge of the location of the main heating and cooling users. Together with the information on potential suppliers for point 2 of Annex VIII to the EED, this allows creating a map of locations for point 3 thereof and improve understanding of the varying conditions within a country. One approach for the geographical breakdown could be to use a well-established system of territorial division, such as postcode areas, local administrative units (LAUs), municipalities, industrial parks and their surroundings, etc. A sectoral breakdown of heating and cooling demand into relevant sub-elements may be produced where possible and useful, e.g. to determine the amount or temperature grade of energy that would typically be needed ( 5 ) (e.g. into high grade heat, medium grade heat, medium/low grade heat, low grade heat, cooling and refrigeration). This would make the analysis more accurate and useful, e.g. in establishing technical and economic viability as part of the CBA of specific heating & cooling supply solutions to meet the specific needs in different sub-sectors. A proper breakdown of demand requires a robust data gathering and processing. It will often involve combining different data sets, processing data top-down and bottom-up, and using hypotheses and assumptions. If no direct data on energy consumption is available, indirectly derived data should be used. Possible elements could include the population in a territorial unit, energy consumption per capita and heated area of buildings per capita . Different sub-sectors will probably require different approaches. The residential sector and most of the service sector consist of a large number of small and medium-sized consumers, dispersed over the territory of a municipality or other territorial unit. Their energy demand is primarily for space heating/cooling and thus determined by the building area that requires heating and/or cooling. It might be useful to apply criteria that explain demand in geographical terms ( 6 ) , e.g. to group such consumers into high and low heat demand density groups. Where building segments are differentiated, e.g. to meet ‘nearly zero-energy building’ standards, the same segmentation may also be used. The industrial sector usually consists of a small number of large heat consumers, whose demand is governed by industrial processes. In this case, the consumers could be grouped using energy demand (MWh/a) and temperature thresholds. 2.1.2. Identifying/estimating current heating and cooling supply by technology The purpose of this step is to identify the technological solutions used to supply heating and cooling (point 1 in Annex VIII EED). The analysis and reported values should follow the same structure as the description of heating and cooling demand. Under point 2(a) in Annex VIII EED, the most recent data available must be reported, in GWh per year. Distinctions should be made between on-site and off-site sources and between renewable and fossil energy sources. Point 2(a) lists the technologies for which supply data must be provided: <table><col/><col/><tbody><tr><td><p>&#8216;&#8212;</p></td><td><p>in the case of supply provided on-site:</p><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>heat-only boilers;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>high-efficiency heat and power generation;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>heat pumps;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>other on-site technologies and sources; and</p></td></tr></tbody></table></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>in the case of off-site supply:</p><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>high-efficiency heat and power generation;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>waste heat;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>other off-site technologies and sources;&#8217;</p></td></tr></tbody></table></td></tr></tbody></table> For each technology, a distinction must be made between renewable and fossil energy sources. Data that cannot be gathered directly should be derived indirectly. The above list is not exhaustive and represents the minimum to be included. Additional energy sources should be added if necessary to ensure completeness and accuracy. The level of detail of data on heating and cooling supply sources should reflect the requirements of the method chosen for the comprehensive assessment. This could include location data, technology, fuel used, the quantity and quality ( 7 ) of energy supplied (MWh/a), the availability of heat (daily or yearly), the age and expected lifetime of the installation, etc. 2.2. IDENTIFYING INSTALLATIONS THAT GENERATE WASTE HEAT OR COLD AND THEIR POTENTIAL HEATING OR COOLING SUPPLY The purpose of this step is to identify, describe and quantify sources of waste heat or cold that are not yet used to their full technical potential. This could serve as an indicator to cover existing or future heating and cooling demand. Point 2(b) in Annex VIII EED lists the heat generation installations to be analysed: <table><col/><col/><tbody><tr><td><p>&#8216;&#8212;</p></td><td><p>thermal power generation installations that can supply or can be retrofitted to supply waste heat with a total thermal input exceeding 50 MW;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>heat and power cogeneration installations using technologies referred to in Part II of Annex I with a total thermal input exceeding 20 MW;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>waste incineration plants;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>renewable energy installations with a total thermal input exceeding 20 MW other than the installations specified under point 2(b)(i) and (ii) generating heating or cooling using the energy from renewable sources;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>industrial installations with a total thermal input exceeding 20 MW which can provide waste heat.&#8217;</p></td></tr></tbody></table> Member States may go beyond the listed waste heat and cold sources, in particular from the tertiary sector and report them separately. For the purposes of authorisation and permitting records of Article 14(7) EED, Member States can assess the waste heat generation potential of thermal power generation installations with a total thermal input between 20 and 50 MW. It might also be useful to describe the quality of energy produced, e.g. temperature (steam or hot water) available per application for which it could typically be used ( 8 ) . If the quantity or quality of the waste heat or cold are not known, they can be estimated using proper methodology based on well-documented assumptions. For example, waste heat from electricity generation installations can be recovered using various methods and technologies ( 9 ) . Member States must show on a map the location of the potential sources of waste heat and cold that could satisfy demand in the future. 2.3. MAPS ON THE SUPPLY AND DEMAND OF HEAT AND COLD Annex VIII EED requires that the comprehensive assessment of national potential for efficient heating and cooling include a map of the entire national territory that shows the sources and infrastructure of heating and cooling demand, including (point 3 in Annex VIII): <table><col/><col/><tbody><tr><td><p>&#8216;&#8212;</p></td><td><p>heating and cooling demand areas following from the analysis of point 1, while using consistent criteria for focusing on energy dense areas in municipalities and conurbations;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>existing heating and cooling supply points identified under point 2(b) and district heating transmission installations;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>planned heating and cooling supply points of the type described under point 2(b) and district heating transmission installations&#8217;</p></td></tr></tbody></table> This list contains only the items that must be included on the map. Other items may be included, e.g. distribution of renewable energy resources. Producing the heat and cold map should not be seen as a separate task, but rather as an integral part of the process of assessing potential heating and cooling efficiency improvements and synergies between consumers and their potential suppliers. In the light of the requirement to produce the map, all data collected on heating and cooling supply and demand should have a spatial dimension, so that opportunities for synergies can be identified. The resolution of the map elements required under point 3(a) in Annex VIII EED must be sufficient to identify particular heating and cooling demand areas. For the elements under point 3(b) and (c), the virtual representation may be more general (subject to the chosen method of analysis and information available), but it must make it possible to determine the location of a particular element with sufficient accuracy for the purpose of the CBA. Where plans for future supply points and installations have been notified to the national administration or referred to in national policy documents, that may mean that they are sufficiently mature to be included in this category. This will not prejudge future planning or investment decisions and will not be binding on any party. Various methods can be used to compose map layers ( 10 ) . Some provide more detail and may require larger sets of detailed information (e.g. isopleth-based maps). Others may require less effort, but are less useful for identifying synergies between consumers and suppliers of heat and cold (e.g. choropleth maps). Member States are encouraged to construct maps using the most detailed information available, while protecting commercially sensitive information. It is advisable to make the heat map publicly available on the internet. This is already the practice in some Member States and the map can be a useful tool for potential investors and the public. 2.4. FORECAST OF HEATING AND COOLING DEMAND Point 4 in Annex VIII EED requires a forecast of demand for heating and cooling for the next 30 years, with more precise information for the next 10 years. The forecast must take into account the impact of policies and strategies relating to energy efficiency and heating and cooling demand (e.g. long-term building renovation strategies under the Energy Performance of Buildings Directive ( 11 ) , integrated energy and climate plans under the Governance Regulation) and should reflect the needs of the various sectors of industry. When preparing forecasts, Member States should use the segmentation established pursuant to points 1 and 2 in Annex VIII EED to determine current supply and demand (i.e. residential, service, industrial and other, and their possible sub-segments). Relevant international, national and scientific reports can be used, as long as they are based on a well-documented methodology and provide sufficiently detailed information. Alternatively, forecasting can be based on energy-demand modelling. The methods and assumptions must be described and explained. 2.5. SHARE OF ENERGY FROM RENEWABLE SOURCES AND FROM WASTE HEAT OR COLD IN THE FINAL ENERGY CONSUMPTION OF THE DISTRICT HEATING AND COOLING SECTOR Member States must report the share of energy from renewable sources and from waste heat and cold in accordance with Article 15(7) of the Renewable Energy Directive (RED) ( 12 ) . The data may be reported for every type of renewable non-fossil source referred to in Article 2(1) RED, and also for waste heat. Until the methodology for accounting renewable cooling is established in accordance with Article 35 RED, Member States must use an appropriate national methodology. 3. OBJECTIVES, STRATEGIES AND POLICY MEASURES 3.1. ROLE OF EFFICIENT HEATING AND COOLING IN LONG-TERM GHG EMISSION REDUCTION AND OVERVIEW OF EXISTING POLICIES An overview of existing policies relevant for efficient heating and cooling should be presented briefly, focussing on any changes compared to those reported under the Governance Regulation and avoiding any duplication. Specific policies for heating and cooling must be consistent with policies contributing to the five energy union dimensions, in particular energy efficiency (Article 4, point b(1) to (4) and Article 15(4)(b) of the Governance Regulation); these dimensions are: <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>decarbonisation, including the reduction and removal of GHG emissions and contributing to the trajectories of the sectoral share of renewable energy in FEC;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>energy efficiency, including the contribution to achieving the EU&#8217;s 2030 energy efficiency target and indicative milestones for 2030, 2040 and 2050;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>energy security, including diversification of supply, increasing the resilience and flexibility of the energy system and reducing import dependency;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>internal energy markets, including improving interconnectivity, transmission infrastructure, competitively priced and involvement-oriented consumer policy and alleviating energy poverty; and</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>research, innovation and competitiveness, including the contribution to private research and innovation, and the deployment of clean technologies.</p></td></tr></tbody></table> Member States must describe how energy efficiency and the reduction of GHG emissions in heating and cooling relate to these five dimensions and quantify this where justified and possible. 3.1.1. Example: Decarbonisation dimension For example, for the decarbonisation dimension, the impact of policies for energy efficiency in heating and cooling on the amount of GHG emitted and on land use must be quantified. The use of technologies in the future should be stated, indicating the uptake of renewable non-fossil sources, including renewable electricity applications for heat or cold (wind, solar PV) and the direct generation of heat from renewable energy carriers (solar thermal heating and cooling, biomass, biogas, hydrogen, synthetic gases), or other. The subsequent CBA (see section 4) would make it possible to identify new policies and measures (section 5) in order to achieve national energy efficiency and decarbonisation targets related to heating and cooling. 3.1.2. Example: Energy Efficiency dimension As regards general energy efficiency, Member States must express the amount that policy on energy efficiency in heating and cooling is expected to contribute to the 2030, 2040 and 2050 milestones. This must be quantified in terms of primary or final energy consumption, primary or final energy savings, or energy intensity, in line with the approach chosen in the context of the Governance Regulation. Member States should also describe the relevant impact of their policies on energy security, research, innovation and competitiveness. 4. ANALYSING ECONOMIC POTENTIAL FOR EFFICIENCY IN HEATING AND COOLING 4.1. ANALYSIS OF ECONOMIC POTENTIAL 4.1.1. Outline Member States have a range of options when it comes to analysing the economic potential of heating and cooling technologies, but the method must (points 7 and 8 in Annex VIII EED): <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>cover the entire national territory &#8211; this does not exclude possible sub-analyses, e.g. using regional disaggregation;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>be based on a CBA (Article 14(3) EED) and use net present value (NPV) as the assessment criterion;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>identify alternative scenarios for more efficient and renewable heating and cooling technologies &#8211; this involves constructing baseline and alternative scenarios for national heating and cooling systems&#160;<a>(<span>13</span>)</a>;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>consider a number of technologies &#8212; industrial waste heat and cold, waste incineration, high-efficiency cogeneration, other renewable energy sources, heat pumps and reducing heat losses in existing district networks; and</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>take account of socioeconomic and environmental factors&#160;<a>(<span>14</span>)</a>.</p></td></tr></tbody></table> The part of the CBA dedicated to the Article 15(7) RED assessment must include a spatial analysis of areas suitable for the ‘low ecological risk’ deployment of energy from renewable sources and of the use of waste heat and cold in the heating and cooling sector, and an assessment of the potential for small-scale household projects. Depending on their availability and that of the requisite information, other advanced energy system modelling tools could be used to evaluate more complex relationships between heat demand and supply components of the national energy system, in particular the more dynamic aspects. The assessment report must set out what assumptions have been made, in particular as regards the prices of major input and output factors and the discount rate. 4.1.2. Geographical and system boundaries Establishing geographical and system boundaries for the comprehensive assessment is a critical step in the analysis. These determine the group of entities and the aspects of their interaction that the analysis will cover. Point 8(d) in Annex VIII EED lays down two general requirements in this context: <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>the geographical boundary must cover a suitable well-defined geographical area; and</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>the CBA must take account of all relevant centralised or decentralised supply resources available within the system and geographical boundaries.</p></td></tr></tbody></table> The area enclosed by the overall geographical boundary must be identical to the territory covered by the assessment, i.e. the administrative territory of the Member State in question. However, large Member States in particular are recommended to divide their territory further into regions (e.g. NUTS-1), in order to make energy mapping and planning exercise more manageable, and allowing to take account of different climatic zones. Member States should identify opportunities for synergies between heating and cooling demand and sources of waste and renewable heat and cold within the geographical boundary. System boundaries, on the other hand, are a much more local concept. They must enclose a unit or a group of heating and cooling consumers and suppliers between which the exchange of energy is or might be significant. The resulting systems will be analysed within their boundaries (applying the CBA) in order to determine whether it is economically worthwhile to implement a particular heating and cooling supply option. Examples of such systems could be ( 15 ) : <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>a group of apartment buildings (heat consumers) and a planned district heating system (potential supplier of heating);</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>a district of a city located near a suitable heat source;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>smaller heating and cooling installations such as shopping areas (heat and cold consumer) and heat pumps (possible technology to cover heat and cold demand); and</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>an industrial plant that consumes heat and another plant that could supply waste heat.</p></td></tr></tbody></table> 4.1.3. Identifying suitable technical solutions A wide range of high-efficiency heating and cooling solutions could satisfy the demand identified in the previous steps. The most cost-effective and beneficial heating or cooling solution can be defined as one or more of the following elements: <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>a resource used as a source of energy, e.g. waste heat, biomass or electricity;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>a technology used to convert the energy carrier into a useful form of energy for consumers, e.g. heat recovery or heat pumps; and</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>a distribution system that allows the provision of useful energy to consumers (centralised or decentralised).</p></td></tr></tbody></table> Possible technical solutions should also be assessed on the basis of their applicability in: <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>decentralised (or individual) systems, where several producers (or each consumer) produce their own heat or cold on-site; and</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>centralised systems, which use district heating and cooling systems to distribute thermal energy to consumers from off-site heat sources &#8211; these can be used to supply heating and cooling to system boundaries that have been characterised as high demand density and to large-scale consumers, e.g. an industrial plant.</p></td></tr></tbody></table> The choice of suitable solutions within the boundaries of a particular energy supply and demand system ( 16 ) will depend on many factors, including: <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>the availability of the resource (e.g. the availability of biomass might determine the practicality of biomass boilers);</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>properties of heat demand (e.g. district heating is particularly suitable for high heat demand density urban areas); and</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>properties of possible heat supply (low-temperature waste heat might not be suitable for use in industrial processes, but it might be suitable as an input to a district heating system).</p></td></tr></tbody></table> 4.1.4. Baseline scenario As outlined in point 8(a)(ii) in Annex VIII EED, the baseline scenario will serve as a reference point, by taking account of policies at the time of compiling the comprehensive assessment. The characteristics of the following national heating and cooling system elements should provide the point of departure: <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>overview of heat consumers and their current energy consumption;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>current heat and cold supply sources; and</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>potential heat and cold supply sources (if such developments can be reasonably expected given current policies and measures under Part I of Annex VIII EED).</p></td></tr></tbody></table> The baseline scenario shows the most likely development of energy demand, supply and transformation based on current knowledge, technological development and policy measures. It is therefore the ‘business as usual’ (BAU) or reference scenario. It must reflect existing policy measures under national and EU legislation and can be based on the energy efficiency and renewable energy ‘with existing measures’ (WEM) scenarios developed for the Governance Regulation. It should include information on how demand is met at present and assumptions as to how it will be met in the future. The future technologies do not have to be confined to options used currently. They might include, for instance, high-efficiency cogeneration or efficient district heating and cooling (DHC), if such developments can reasonably be expected. 4.1.4.1. Current mix of heating and cooling supply technologies The baseline scenario must include a description of the current mix of heating and cooling supply technologies for each segment of heat demand and within each energy system boundary. Priority should be given to a bottom-up approach based on detailed information (e.g. data gathered close to source, results of inquiries, etc.). In the absence of detailed information, this input could be derived by means of a top-down approach based on: <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>information on the current mix of fuel consumption; and</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>assumptions about the main technological solutions applied in the national context.</p></td></tr></tbody></table> Since the heat supply technology mix is related to the heat demand source, information on the latter can be used to calibrate estimates for the former. For example, data on the number of houses or flats within an energy system boundary could be used to estimate the total number and size of individual heating units installed (assuming one installation per house). Likewise, data on the number and size of industrial installations could be used to approximate the number of heat generation units (and their sizes) in the industrial sector. 4.1.4.2. Future mix of heating and cooling supply technologies and their replacement rate The future mix of heating and cooling supply technologies could be estimated by taking the fuel mix in the final year and then determining the technology mix for that year and all years in between, assuming different evolution trajectories depending on how the technologies involved. By combining this information with the heating and cooling demand forecasts, it is possible to produce technology mix forecasts for the whole period. Assumptions as to the future mix of heating and cooling supply technologies can also be formulated on the basis of the technology replacement rate. Assuming that current heat generation equipment will have to be replaced at the end of its economical lifetime, assumptions may be made as to: <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>the use of some technologies throughout the timeframe of the analysis; and</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>the replacement of others.</p></td></tr></tbody></table> In these cases, the replacement rate would represent the limit for the penetration of new technologies for existing demand. The replacement rates for specific sectors could be: <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>determined by market studies or other relevant sources, also taking into account the potential influence of policy measures; or</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>estimated on the basis of the average lifetime of the technology &#8211; assuming a lifetime of 20 years and market saturation, 1/20 of the stock of this technology is replaced each year.</p></td></tr></tbody></table> 4.1.5. Construction of alternative scenarios Under point 8(c) in Annex VIII EED, all scenarios that may affect the baseline must be considered, including the role of efficient individual heating and cooling. Consequently, within each analysed energy system, the number of alternative scenarios should correspond to the number of technically viable solutions, presented in accordance with point 7. Scenarios that are not feasible (for technical or financial reasons or due to national regulation) may be excluded at an early stage of the CBA, but well-documented justifications must be given for such exclusion. The procedures for producing alternative scenarios mostly resemble those used for the baseline scenario. The shares of different technologies can be determined for each year and the size and number of installations has to be calculated. Alternative scenarios must take into account of the energy efficiency and renewable energy objectives for the European Union in the Governance Regulation and should explore ways to deliver a more ambitious national contribution, assuming that the evolution of energy demand is the same as in the baseline. The level of detail in the alternative scenarios will differ, as follows: <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>for on-site solutions, the share of technology within a &#8216;segment&#8217; of demand&#160;<a>(<span>17</span>)</a> should be determined; while</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>for off-site solutions, the decision to implement the solution will affect all segments as a block; therefore, the required capacity should be assessed on the basis of total demand and seasonal load patterns, without distinguishing between demand segments (e.g. if a DHC network supplies heating to households and the service sector, it is necessary to estimate only the combined capacity of both segments).</p></td></tr></tbody></table> Each alternative scenario must quantify the following (as compared with the baseline scenario): <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>the economic potential of technologies examined, using NPV as the criterion;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>GHG emission reductions;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>primary energy savings (GWh per year); and</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>impact on the share of renewables in the national energy mix.</p></td></tr></tbody></table> 4.2. COST-BENEFIT ANALYSIS A CBA must be carried out to assess the welfare change attributable to an investment decision relating to efficient heating and cooling technology. Under point 8(a)(i) in Annex VIII EED, NPV must be used as the evaluation criterion. The social discount rate (SDR) needs to be determined. This is a parameter that reflects society’s view as to how future benefits and costs should be valued against present ones ( 18 ) . By giving future costs and benefits a present value, it is possible to compare them over time. The CBA must include an economic analysis and a financial analysis from an investor’s perspective, including applying a financial discount rate. This makes it possible to identify potential areas for policy influence based on the difference between the financial and the economic costs of a technical solution. In order to assess the impact and possible benefits of heating and cooling to the energy system, Member States should assess what types of technical solutions could be best suited to meeting the needs. The benefits could include: <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>a flattening of the energy demand curve;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>offsetting demand in cases of grid congestion or peak energy price periods;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>improving system resilience and security of supply; and</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>offering load at times of high supply or offering inertia in the energy system &#8212; the CBA should take account of the value of this flexibility.</p></td></tr></tbody></table> 4.3. SENSITIVITY ANALYSIS The CBA must include a sensitivity analysis to assess the impact of changes in key factors. This involves assessing the effect of changes and uncertainties on the NPV (in absolute terms) and makes it possible to identify parameters with a higher associated risk. Typical parameters to explore would be: <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>changes in investment and operating costs;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>fuel and electricity prices;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>CO<span>2</span> quotas; and</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>effects on the environment.</p></td></tr></tbody></table> 5. POTENTIAL NEW STRATEGIES AND POLICY MEASURES 5.1. PRESENTING FUTURE LEGISLATIVE AND NON-LEGISLATIVE POLICY MEASURES Member States should provide an overview of policy measures that are additional to the existing ones described under point 6 in Annex VIII EED. There should be a logical link between: <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>the data on heating and cooling gathered for points 1 and 2;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>the future policy measures; and</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>their assessed impact.</p></td></tr></tbody></table> Under point 9, the following elements must be quantified for each policy measure: <table><col/><col/><tbody><tr><td><p>&#8216;&#8212;</p></td><td><p>greenhouse gas emission reductions;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>primary energy savings in GWh per year;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>impact on the share of high-efficiency cogeneration;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>impact on the share of renewables in the national energy mix and in the heating and cooling sector;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>links to national financial programming and cost savings for the public budget and market participants;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>estimated public support measures, if any, with their annual budget and identification of the potential aid element.&#8217;</p></td></tr></tbody></table> Planned policy measures to realise energy efficiency potential in heating and cooling should be included in the integrated national energy and climate plan pursuant to Article 21 of the Governance Regulation. Member States can include new elements and establish a link to the comprehensive assessment when updating the plans by 30 June 2024. ( 1 ) Guidance note on Directive 2012/27/EU; https://eur-lex.europa.eu/legal-content/EN/ALL/?uri=CELEX:52013SC0449 ( 2 ) ‘Useful energy’ means all the energy required by the end-users in the form of heat and cold after all the steps of energy transformation have taken place in the heating and cooling equipment. ( 3 ) All energy supplied to industry, transport, households, services and agriculture. FEC excludes deliveries to the energy transformation sector and the energy industries themselves. Any differences from statistics and balances available through Eurostat must be explained. ( 4 ) Guidance note on Directive 2012/27/EU; https://eur-lex.europa.eu/legal-content/EN/ALL/?uri=CELEX:52013SC0449 ( 5 ) For more information on a typical heat and cold breakdown based on their application, see Annex IV. ( 6 ) Examples of such criteria are: <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>heat demand density (MWh/km<span>2</span>) &#8212; the annual consumption of heating and cooling by buildings located in a given territorial unit, e.g. according to the STRATEGO project report (https://heatroadmap.eu/wp-content/uploads/2018/09/STRATEGO-WP2-Background-Report-6-Mapping-Potenital-for-DHC.pdf), high-demand areas are those consuming over 85 GWh/km<span>2</span> of heating per year; and</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>plot ratio (m<span>2</span>/m<span>2</span>) &#8212; the heated or cooled floor area of buildings in a given territorial unit divided by the area of that unit. For more details, see<span>Background report providing guidance on tools and methods for the preparation of public heat maps</span>, point 2.1.1;</p><p>http://publications.jrc.ec.europa.eu/repository/handle/JRC98823</p></td></tr></tbody></table> ( 7 ) For more information on a typical heat and cold breakdown based on their application, see Annex IV. ( 8 ) For more information on a typical heat and cold breakdown based on their application, see Annex V. ( 9 ) Guidelines on best practices and informal guidance on how to implement the comprehensive assessment at Member State level ; http://publications.jrc.ec.europa.eu/repository/handle/JRC98819 ( 10 ) For more details on methods for estimating waste heat, see Background report providing guidance on tools and methods for the preparation of public heat maps , points 3 and 4; http://publications.jrc.ec.europa.eu/repository/handle/JRC98823 ( 11 ) Directive 2010/31/EU of the European Parliament and of the Council of 19 May 2010 on the energy performance of buildings ( OJ L 153, 18.6.2010, p. 13 ). ( 12 ) Directive (EU) 2018/2001 of the European Parliament and of the Council of 11 December 2018 on the promotion of the use of energy from renewable sources ( OJ L 328, 21.12.2018, p. 82 ). ( 13 ) Including assessment of the potential of energy from renewable sources and of the use of waste heat and cold in the heating and cooling sector, as referred to in Article 15(7) RED. ( 14 ) For more explanations, see Annex V. ( 15 ) This non-exhaustive list is presented here for illustration purposes only. ( 16 ) This means an area within which supply and demand systems are interconnected and similar system characteristics apply. ( 17 ) i.e. a specific end-use (space heating, cooling, hot water or steam) or (sub-)sector (e.g. residential sector or one of its sub-sectors). ( 18 ) The SDR recommended by the Commission ( Guide to cost-benefit analysis of investment projects ) is 5 % in cohesion countries and 3 % for other Member States. Member States may establish a different benchmark, provided that: <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>they justify it on the basis of an economic growth forecast and other parameters; and</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>they apply it consistently across similar projects in the same country, region or sector.</p></td></tr></tbody></table> ANNEX II ADDITIONAL SOURCES OF LITERATURE 1. General literature <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Best practices and informal guidance on how to implement the Comprehensive Assessment at Member State level. Joint Research Centre, European Commission, 2016. ISBN 979-92-79-54016-5.</p><p><span>http://publications.jrc.ec.europa.eu/repository/handle/JRC98819</span></p></td></tr></tbody></table> 2. Literature on the estimation of waste heat and cold <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Waste heat from industry for district heating. Commission of European Communities, Directorate-General Energy, 1982.</p><p><span>https://publications.europa.eu/en/publication-detail/-/publication/2fcd5481-ac79-4e8f-9aaa-ed88a38444db</span></p></td></tr></tbody></table> 3. Literature on the preparation of maps on the supply and demand of heat and cold <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Background report providing guidance on tools and methods for the preparation of public heat maps. Joint Research Centre, European Commission, 2016. ISBN 978-92-79-54014-1.</p><p><span>http://publications.jrc.ec.europa.eu/repository/handle/JRC98823</span></p></td></tr></tbody></table> 4. Literature on the execution of cost-benefit analysis incl. external costs <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Handbook on the external costs of transport. A report by CE Delft for European Commission, Directorate-General for Mobility and Transport, 2019.</p><p><span>https://ec.europa.eu/transport/sites/transport/files/studies/internalisation-handbook-isbn-978-92-79-96917-1.pdf</span></p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Methodologies for the Assessment of Project GHG Emissions and Emission Variations. European Investment Bank, 2018.</p><p><span>https://www.eib.org/attachments/strategies/eib_project_carbon_footprint_methodologies_en.pdf</span></p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>The Economic Appraisal of Investment Projects at the EIB. European Investment Bank, 2013.</p><p><span>https://www.eib.org/attachments/thematic/economic_appraisal_of_investment_projects_en.pdf</span></p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Guide to Cost-Benefit Analysis of Investment Projects. Economic appraisal tool for Cohesion Policy 2014-2020. European Commission, Directorate-General for Regional and Urban policy, 2014. ISBN 978-92-79-34796-2.</p><p><span>https://ec.europa.eu/inea/sites/inea/files/cba_guide_cohesion_policy.pdf</span></p></td></tr></tbody></table> ANNEX III PROCESS FOR COMPREHENSIVE ASSESSMENTS (ANNEX VIII EED) ANNEX IV WASTE HEAT ACCOUNTING 1. Outline Waste heat is the excess thermal energy left after an industrial process and the extraction of heat. The scope for reporting waste heat for points 2(b) differs from that of point (c) in Annex VIII EED. Point 2(b) is concerned with potential waste heat supply in GWh (the technical potential) per year that can be supplied outside the listed installations. Point 2(c) on the other hand requires the reporting of the ‘share of energy from renewable sources and from waste heat or cold in the final energy consumption of the district heating and cooling ( 1 ) sector over the past 5 years’. 2. Accounting of waste heat and cold projects Waste heat and cold from processes are difficult to account for, because from the moment the excess is used on-site, it is no longer ‘waste’ and feeds into the increased efficiency or reduced operational cost for the installation. In principle, heat is considered as waste heat only when it is a by-product of another process that would be emitted into the environment, until supplied for off-site use. In other words, industrial waste heat is equivalent to the energy load that is not extracted otherwise and requires external cooling. The following categories should not be considered as waste heat: <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>heat that was generated with the main purpose of being directly used on- or off-site and is not a by-product of another process, irrespective of the energy input;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>cogenerated heat from combined heat and power (CHP) plants, because CHP is an energy-efficiency measure by design. It reduces waste heat, as it uses the energy of the input fuel in a more efficient way; and</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>heat that is or could be recovered internally on the same site.</p></td></tr></tbody></table> The following should be considered as examples of waste heat: <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>data centres or shopping areas that need to be cooled down, where the heat resulting from the operations can be delivered off-site instead of being dissipated into the environment; and</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>the direct use of condenser cooling stream from power plants (e.g. the heat can be supplied for warming greenhouses).</p></td></tr></tbody></table> If heat generated from renewable fuels is a by-product of a main process, it can be considered waste heat (e.g. biodegradable waste incineration and biomass) for the purposes of reporting under point 2(b) and (c). In order to show waste heat and cold projects on maps (point (3), Member States are recommended to collect the following information: <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>name and location of plant;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>quantity (GWh/a) and quality (usual temperature and medium) of current and potential waste heat and cold available; and</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>availability of waste heat and cold (hours per year).</p></td></tr></tbody></table> 3. Accounting waste heat for cogeneration The heat accounted for cogeneration must be deducted and cannot be counted towards waste heat for the purposes of presenting the results for analysis of potential heating and cooling supply (point 2(b) and (c)) and three kinds of energy need to be accounted separately: <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>electrical energy;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>thermal energy from cogenerated heat; and</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>waste heat that is not used and could be recovered from the condenser of a power plant or exhaust gases. Point 2(b) requires that all such heat be reported. For point 2(c), only the portion of such heat present in the final energy consumption of the district heating system can be reported.</p></td></tr></tbody></table> 4. Accounting waste heat and cold for point 2(b) Annex VIII EED There is no limitation on waste heat and cold reporting related to a district system for point 2(b). Therefore, total current and potential waste heat and cold that can be used directly for another process (if the supplied temperature level allows) or be upgraded to a suitable level using heat pumps to be provided off-site must be reported. Reporting of waste heat potential for the purposes of point 2(b) can also be based on a survey of industrial sites. The survey could ask respondents to quantify: <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>total energy input;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>heat capacity;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>how much of the generated heat is already used; and</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>how much of the heat is cooled down (or how much of the cold is warmed up) or emitted into the environment.</p></td></tr></tbody></table> Another possibility of assessing potential waste heat and cold supply is to use indirect estimates based on an assumption of similar heat-temperature profiles among plants that: <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>are in the same sector;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>are of a similar age;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>have the same degree of energy integration&#160;<a>(<span>2</span>)</a>; and</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>are subject to similar measures to reduce energy losses.</p></td></tr></tbody></table> Consequently, a similar amount of waste heat or cold could be estimated to be available per tonne of product produced or treated (e.g. all plants of a given age and technology could have similar waste heat profiles). The estimated potential can be weighted by an availability factor that takes into account: <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>the technology used in recovery equipment;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>the age of the plant;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>the degree of energy integration; and</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>recent levels of investment in recovery equipment.</p></td></tr></tbody></table> It is strongly recommended that Member States report the temperature grade and the medium (liquid water, steam, molten salt or other) of waste heat and cold; these factors determine possible applications and transmission distances, thus influencing the analysis of the scenarios. The most common media used to recover waste heat include: <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>combustion exhausts from glass-melting furnaces, cement kilns, fume incinerators, aluminium reverberatory furnaces and boilers;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>process off-gases from steel electric arc furnaces, aluminium reverberatory furnaces, and drying and baking ovens; and</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>cooling water from furnaces, air compressors and internal combustion engines.</p></td></tr></tbody></table> Steam rarely appears as waste heat, because it is usually generated on demand and exhausted or condensed during the process. The table below gives an indicative categorisation of heat and cold based on temperature level and lists common applications of heat. This applies for both waste and useful heat, regardless of the fuel used to produce it. <table><col/><col/><col/><col/><tbody><tr><td><p>Category</p></td><td><p>Medium</p></td><td><p>Temperature interval ( &#176;C)</p></td><td><p>Common applications</p></td></tr><tr><td><p>high-grade heat</p></td><td><p>direct heating via convection (flame-based), electric arc, oil-based, etc.</p></td><td><p>&gt; 500</p></td><td><p>steel, cement, glass</p></td></tr><tr><td><p>medium-grade heat</p></td><td><p>high-pressure steam</p></td><td><p>150-500</p></td><td><p>steam processes in chemical industry</p></td></tr><tr><td><p>medium/low-grade heat</p></td><td><p>medium-pressure steam</p></td><td><p>100-149</p></td><td><p>steam processes in paper, food, chemical industry, etc.</p></td></tr><tr><td><p>low-grade heat</p></td><td><p>hot water</p></td><td><p>40-99</p></td><td><p>space heating, processes in food industry, etc.</p></td></tr><tr><td><p>cooling</p></td><td><p>water</p></td><td><p>0-ambient</p></td><td><p>space cooling, processes in food industry, etc.</p></td></tr><tr><td><p>refrigeration</p></td><td><p>refrigerant</p></td><td><p>&lt; 0</p></td><td><p>refrigeration in food, chemical industry</p></td></tr></tbody></table> 5. Reporting waste heat for point 2(c) Annex VIII EED The RED ( 3 ) makes a close link between efficiency and renewable energy, and considers that both can be counted towards the indicative target of annual increased share of renewable energy in the heating and cooling sector. The RED ( 4 ) defines waste heat as ‘unavoidable heat or cold generated as by-product in industrial or power generation installations, or in the tertiary sector, which would be dissipated unused in air or water without access to a district heating or cooling system, where a cogeneration process has been used or will be used or where cogeneration is not feasible’. For the purposes of reporting the historical share of energy from waste heat or cold ( 5 ) over the past 5 years (point 2(c)), only the waste heat or cold in the final energy consumption of district heating and cooling can be accounted for. ( 1 ) ‘Renewable cooling’ should be identified according to the common methodology for calculating the quantity of renewable energy used for cooling and district cooling (Article 35 RED), once it has been established. Until then, an appropriate national methodology should be used. ( 2 ) Waste heat from industry for district heating (Commission guidance) https://publications.europa.eu/en/publication-detail/-/publication/2fcd5481-ac79-4e8f-9aaa-ed88a38444db ( 3 ) Article 23 RED (mainstreaming renewable energy in heating and cooling) sets indicative targets and governs the accounting of renewable energy and waste heat or cold. ( 4 ) Article 2(9) RED. ( 5 ) In this Annex, ‘waste heat and cold’ and ‘excess heat and cold’ are treated as synonyms. Waste heat is mostly the remaining heat from a thermodynamic cycle that would be emitted into the environment unless it is captured and supplied for off-site use. Part of it can be used off-site if an appropriate heat sink is found. It can be supplied to a heat network or another industrial site. The part of waste heat or cold that is distributed through a district system can be reported for the purposes point 2(c) in Annex VIII EED. ANNEX V FINANCIAL AND ECONOMIC COST-BENEFIT ANALYSIS 1. Outline A CBA is an essential analytical approach to assess the welfare change attributable to an investment decision. It involves assessing changes in cost and benefits between baseline and alternative scenarios. The results must then be integrated into a common framework to compare them over time and come to conclusions about their profitability. Under Annex VIII EED, the CBA must include: <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>an economic analysis &#8212; this takes account of socioeconomic and environmental factors and covers changes in the welfare of society as a whole (i.e. level of prosperity and standard of living), which can be linked to well-being. Economic analysis has generally been used to support policymaking; and</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>a financial analysis &#8212; this takes a private investor&#8217;s perspective, using the conventional discounted cash flow approach to assess net returns.</p></td></tr></tbody></table> Conducting analysis from both perspectives makes it possible to identify areas in which policy can fill the gaps between society’s need and the financial viability/suitability of an initiative. Policy-makers can then adopt measures to support or promote (e.g. by means of obligations, economic incentives, etc.) an initiative and abolish support mechanisms when evaluation shows that they are not justified in social terms. The CBA is based on a discounted cash flow analysis, whereby the analyst: <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>determines the baseline and alternative scenarios for each energy system boundary;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>quantifies and monetises their respective costs and benefits (considering also the distribution of costs and benefits along the timeframe of the analysis); and</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>assesses the changes between the baseline and each alternative scenario.</p></td></tr></tbody></table> Once information has been collected on total cost and total benefit, evaluation criteria (in this case, NPV) are used to assess the return on the various alternative scenarios. 2. Financial analysis The financial analysis should take account of: <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>inward and outward cash flows only; accounting items that do not correspond to actual flows (i.e. depreciation, reserves, etc.) are disregarded;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>constant (real) prices fixed at base-year or current (nominal) prices, in order to reduce uncertainty and complexity;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>a forecast consumer price index (CPI);</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>VAT on costs and revenues (unless this is recoverable by the project promoter); and</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>direct taxes on the prices of inputs (i.e. electricity, labour, etc.).</p></td></tr></tbody></table> The benefits to be included are: <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>revenues from selling energy;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>subsidies; and</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>residual values.</p></td></tr></tbody></table> The costs should include: <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>the capital costs of the heating and cooling technology;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>its operation and maintenance costs; and</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>CO<span>2</span> costs.</p></td></tr></tbody></table> A financial discount rate (FDR) is used to reflect the opportunity cost of capital, i.e. the potential return from investing the same capital in an alternative project. As an indicator of risk perception, this can vary depending on the decision-maker’s perspective and between technologies (see section 4). 3. Economic analysis The economic analysis must include at least the costs and benefits of point 8(b) of Annex VIII EED, including <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>the value of output to the consumer;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>capital costs of plants;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>equipment and the associated energy networks;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>variable and fixed operating costs; and</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>energy costs.</p></td></tr></tbody></table> Economic potential is a subset of technical potential that is economically cost-effective compared with conventional supply-side energy resources. The alternative scenarios are built to test the effects of realising the potential of various technical solutions to cover heat demand. Those parts of the potential that provide positive NPV compared with the baseline scenario indicate cost-effectiveness and therefore constitute the economic potential of that technology. For alternative scenarios with similar results, the reduction of CO 2 emissions, primary energy savings or other key indicators could be used as additional criteria to support decision-making. Once the most cost-efficient solutions have been identified at system boundary level, they could be aggregated to determine the most cost-efficient potential at national level. The social discount rate (SDR) used for the economic analysis reflects society’s view as to how future benefits and costs should be valued against present ones (see section 4). Although economic analysis follows the same route as financial analysis, there are a number of very important differences; in particular, in economic analysis: <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>fiscal corrections have to be applied, as we are dealing mainly with transfers between agents within the economy that do not reflect real impacts on economic welfare;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>the prices of inputs (including labour) do not include direct taxes;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>subsidies are not included, because they are transfers between agents and do not affect the economic welfare of society as a whole;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>transfers of wealth from taxpayers to companies and the related societal and welfare impacts are a cost for society and should be accounted for; and</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>externalities and impacts on society welfare should be estimated&#160;<a>(<span>1</span>)</a>; the main externalities to consider are:</p><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>the environmental and health impact of the combustion of fuels; and</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>the macroeconomic impact of investment in the energy system.</p></td></tr></tbody></table></td></tr></tbody></table> 4. Financial and social discount rates Estimating NPV requires the use of a ‘discount rate’, a parameter that reflects the value for society of future cost and benefits, as compared with present ones. Discount rates are used to convert future costs and benefits into their present value, allowing comparison across time. Two discount rates are used: <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>a financial discount rate (FDR) &#8211; this is used in financial analysis to reflect the opportunity cost of capital, i.e. the potential return that could have been obtained by investing the same capital in an alternative project. It can vary depending on:</p><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>the perspective of the decision-maker &#8211; different stakeholders (e.g. industries, service enterprises and household owners) may have different expectations and opportunity costs on their available capital; and</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>the technology, because it is an indicator of risk perception; and</p></td></tr></tbody></table></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>a social discount rate (SDR) &#8211; this is used in economic analysis to reflect society&#8217;s view as to how future benefits and costs should be valued against present ones.</p><p>For the 2014-2020 programming period, the Commission&#160;<a>(<span>2</span>)</a> suggests using two benchmark SDRs: 5 % for the cohesion countries and 3 % for the others. It also encourages Member States to provide their own benchmarks for the SDR. Those Member States that have their own values can use them for the CBA; those that do not can use the reference values. Since these are provided for 2014-2020, the impact of a potential change in the SDR post-2020 could be analysed in the sensitivity analysis.</p></td></tr></tbody></table> ( 1 ) Financial analysis does not take these into account, as they do not generate a real cash flow for investors. ( 2 ) Guide to cost-benefit analysis of investment projects ; https://ec.europa.eu/inea/sites/inea/files/cba_guide_cohesion_policy.pdf ANNEX VI EXTERNAL COSTS OF THE COST-BENEFIT ANALYSIS 1. Outline Energy production has a range of environmental impacts relating to pollution, land use and the consumption of resources (e.g. fuel, water); these affect the welfare of society. There are various methods for estimating the monetary value of environmental impacts in order to account for them in the decision-making process ( 1 ) ( 2 ) . 2. Assessing environmental value Assessing environmental value is data- and resource-intensive. It can be facilitated by the use of databases providing ‘environmental damage factors’ that contain information on the environmental damage generated, for example, by each additional unit of energy produced using a certain technology. These factors can be used to assess environmental and health impact in each scenario. Where they are expressed per additional unit of energy produced, the environmental damage of the scenario would be the result of multiplying the energy production from a given technology by the damage factor per unit of energy produced by that technology, as follows: where: [ ENV y,t ] Scen. is the environmental damage associated with energy produced by technology y , in year t , in a specific scenario [EUR]; [ E y,t ] Scen. is the energy produced by technology y , in the year t , in one scenario [MWh]; and DF y is the environmental damage per unit of energy produced by technology y [EUR/MWh]. The environmental damage under a scenario in any given year will be the sum of that generated by production from all the technologies used in that scenario that year: Further information can be found in reports that provide environmental damage factors for the following environmental impact categories: climate change, ozone depletion, terrestrial acidification, freshwater eutrophication, human toxicity, particulate matter formation, agricultural land occupation, urban land occupation, depletion of energy resources, etc. These values can vary over time due to changes in different parameters (e.g. population density, overall pollution load of the atmosphere). The impact of such changes could therefore be assessed as part of the sensitivity analysis. Modifications in technology design and country-specific factors such as the energy mix will also have an impact on the external environmental costs ( 3 ) ( 4 ) . The financial analysis takes account of the costs of CO 2 emissions from installations covered by the EU emissions trading system (ETS), as they have been internalised in the market prices for CO 2 . The valuation of climate change impact can be based on a damage-cost approach that provides higher values per tonne of emissions. Regardless of the approach used, when going from the financial to the economic analysis, the costs of CO 2 emissions have to be removed to avoid double counting. 2.1. Examples When the environmental impact of additional CHP capacity in the alternative scenario is assessed, account should be taken of the environmental effect of changes in electricity production: <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>construction of new CHP plants &#8212; the impact of both energy products obtained as an output (heat and electricity) has to be accounted for (using the damage factors). In addition, the avoided environmental damage costs of producing the same amount of electricity and heat using another technology should be taken into account;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>conversion of existing power plants into CHP &#8212; it can be assumed that the fuel consumption of the plants and their environmental impact with respect to the baseline scenario will remain constant, so it is not necessary to account for it. Only the environmental impact of the additional electricity to be supplied using other technology has to be assessed.</p></td></tr></tbody></table> 3. Externalities on society welfare It is required to estimate the positive and negative externalities and impacts on society welfare. These are not taken into account in the financial analysis as they do not generate a real cash flow for investors. The main externalities in terms of both costs and benefits, include: <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>air quality and health impacts;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>security of energy supply to consumers, if not internalised via market mechanisms (e.g. value of flexibility, grid tariffs);</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>investments and/or savings in energy infrastructure;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>circular economy and resource efficiency;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>broader environmental impacts;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>industrial competitiveness through increased energy efficiency in heating and cooling; and</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>growth and jobs.</p></td></tr></tbody></table> ( 1 ) Guide to cost-benefit analysis of investment projects ; https://ec.europa.eu/inea/sites/inea/files/cba_guide_cohesion_policy.pdf ( 2 ) Zvingilaite, E., Health externalities and heat savings in energy system modelling (Kgs. Lyngby, DTU, 2013). ( 3 ) European Commission ExternE-Pol project. ( 4 ) Subsidies and costs of EU energy — final report (Ecofys, 2014). ANNEX VII VOLUNTARY REPORTING TEMPLATE FOR COMPREHENSIVE ASSESSMENTS OF EFFICIENCY POTENTIAL FOR HEATING AND COOLING The following forms are available on DG ENER’s Europa website (https://ec.europa.eu/energy/en/topics/energy-efficiency/heating-and-cooling) and on request to ENER-EED-REPORTING@ec.europa.eu.

ENG

32019H1659

<table><col/><col/><col/><col/><tbody><tr><td><p>11.10.2021&#160;&#160;&#160;</p></td><td><p>EN</p></td><td><p>Official Journal of the European Union</p></td><td><p>LI 359/6</p></td></tr></tbody></table> COUNCIL DECISION (CFSP) 2021/1792 of 11 October 2021 amending Decision 2014/145/CFSP concerning restrictive measures in respect of actions undermining or threatening the territorial integrity, sovereignty and independence of Ukraine THE COUNCIL OF THE EUROPEAN UNION, Having regard to the Treaty on European Union, and in particular Article 29 thereof, Having regard to the proposal from the High Representative of the Union for Foreign Affairs and Security Policy, Whereas: <table><col/><col/><tbody><tr><td><p>(1)</p></td><td><p>On 17&#160;March 2014, the Council adopted Decision 2014/145/CFSP&#160;<a>(<span>1</span>)</a>.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(2)</p></td><td><p>The European Union does not recognise the illegal annexation of Crimea and Sevastopol by the Russian Federation.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(3)</p></td><td><p>Since the illegal annexation of the Autonomous Republic of Crimea and the city of Sevastopol, the Russian Federation has been making continuous efforts to subject those occupied territories to its rule. In particular, the Russian Federation uses the powers of its judiciary to oppress the opponents of its illegal annexation of Crimea and Sevastopol.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(4)</p></td><td><p>Several judges, prosecutors and security officers are responsible for enforcing Russian law in the illegally occupied Crimea and Sevastopol. Those persons have been taking biased decisions in multiple politically motivated criminal proceedings or prosecuting pro-Ukrainian activists or intensifying the oppression campaign against opponents of the illegal annexation.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(5)</p></td><td><p>The Council considers that eight individuals should be added to the list of persons, entities and bodies subject to restrictive measures set out in the Annex to Decision 2014/145/CFSP for their role in undermining or threatening the territorial integrity, sovereignty and independence of Ukraine.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(6)</p></td><td><p>The Annex to Decision 2014/145/CFSP should therefore be amended accordingly,</p></td></tr></tbody></table> HAS ADOPTED THIS DECISION: Article 1 The persons listed in the Annex to this Decision shall be added to the list set out in the Annex to Decision 2014/145/CFSP. Article 2 This Decision shall enter into force on the date of its publication in the Official Journal of the European Union . Done at Luxembourg, 11 October 2021. For the Council The President J. PODGORŠEK ( 1 ) Council Decision 2014/145/CFSP of 17 March 2014 concerning restrictive measures in respect of actions undermining or threatening the territorial integrity, sovereignty and independence of Ukraine ( OJ L 78, 17.3.2014, p. 16 ). ANNEX The following persons are added to the list of persons, entities and bodies set out in the Annex to Decision 2014/145/CFSP: <table><col/><col/><col/><col/><col/><tbody><tr><td><p>&#160;</p></td><td><p>Name</p></td><td><p>Identifying information</p></td><td><p>Reasons</p></td><td><p>Date of listing</p></td></tr><tr><td><p>&#8216;193.</p></td><td><p>Mikhail Nikolaevich BELOUSOV</p><p>(&#1052;&#1080;&#1093;&#1072;&#1080;&#1083; &#1053;&#1080;&#1082;&#1086;&#1083;&#1072;&#1077;&#1074;&#1080;&#1095; &#1041;&#1077;&#1083;&#1086;&#1091;&#1089;&#1086;&#1074;)</p></td><td><p>Gender: Male</p><p>DOB: 26.11.1964</p><p>POB: Russia</p><p>Nationality: Ukrainian, Russian (the Union does not recognise passports issued by the Russian Federation in Crimea)</p><p>Address: 117 Balaklavs&#8217;ka St, App 48, Simferopol, Crimea, Ukraine</p></td><td><p>Judge in the Kievskiy District Court in Simferopol.</p><p>He took multiple biased decisions in politically motivated cases against opponents of the illegal annexation of Crimea and Sevastopol. He thereby actively supported actions and implemented policies that undermine or threaten the territorial integrity, sovereignty and independence of Ukraine.</p></td><td><p>11.10.2021</p></td></tr><tr><td><p>194.</p></td><td><p>Andrey Nikolaevich DOLGOPOLOV</p><p>(&#1040;&#1085;&#1076;&#1088;&#1077;&#1081; &#1053;&#1080;&#1082;&#1086;&#1083;&#1072;&#1077;&#1074;&#1080;&#1095; &#1044;&#1086;&#1083;&#1075;&#1086;&#1087;&#1086;&#1083;&#1086;&#1074;)</p></td><td><p>Gender: Male</p><p>DOB: 15.2.1959</p><p>POB: Kyrgyzstan</p><p>Nationality: Ukrainian, Russian (the Union does not recognise passports issued by the Russian Federation in Crimea)</p><p>Address: 82 Peremohy Ave, App. 343, Simferopol, Crimea, Ukraine</p></td><td><p>Chairman of the Kievskiy District Court in Simferopol.</p><p>He took multiple biased decisions in politically motivated cases against opponents of the illegal annexation of Crimea and Sevastopol. He thereby actively supported actions and implemented policies that undermine or threaten the territorial integrity, sovereignty and independence of Ukraine.</p></td><td><p>11.10.2021</p></td></tr><tr><td><p>195.</p></td><td><p>Yevgeniy Sergeevich KOLPIKOV</p><p>(&#1045;&#1074;&#1075;&#1077;&#1085;&#1080;&#1081; &#1057;&#1077;&#1088;&#1075;&#1077;&#1077;&#1074;&#1080;&#1095; &#1050;&#1054;&#1051;&#1055;&#1048;&#1050;&#1054;&#1042;)</p></td><td><p>Gender: Male</p><p>DOB: 6.5.1974.</p><p>POB: Beryozovskaya, Danilovsky District, Volgograd Oblast, Russia</p><p>Nationality: Russian</p><p>Address: Military Prosecutor&#8217;s Office of the Southern Military District of the Russian Federation. Pushkinskaya Ulitsa, 72&#1040;, Rostov, Rostov Oblast, Russia, 344022</p><p>Tel. (+&#160;7) 8863263-04-67, (+&#160;7) 8863282-79-68</p></td><td><p>Prosecutor of the Military Prosecutor&#8217;s Office of the Southern Military District of the Russian Federation in Rostov-on-Don.</p><p>He prosecuted the pro-Ukrainian activists oppressed for opposing the annexation of the Crimean Peninsula by the Russian Federation. He filed charges with a court in the Russian Federation against the Ukrainian citizens who had been forcibly transferred from the occupied Crimean Peninsula. He thereby actively supported actions and implemented policies that undermine or threaten the territorial integrity, sovereignty and independence of Ukraine.</p></td><td><p>11.10.2021</p></td></tr><tr><td><p>196.</p></td><td><p>Magomed Farmanovich MAGOMEDOV</p><p>(&#1052;&#1072;&#1075;&#1086;&#1084;&#1077;&#1076; &#1060;&#1072;&#1088;&#1084;&#1072;&#1085;&#1086;&#1074;&#1080;&#1095; &#1052;&#1072;&#1075;&#1086;&#1084;&#1077;&#1076;&#1086;&#1074;)</p></td><td><p>Gender: Male</p><p>DOB: 5.2.1981</p></td><td><p>Special cases investigator at the First Investigation Department, Directorate for Investigation of Particularly Important Cases of the Main Investigation Department of the Investigative Committee of Russia for the Republic of Crimea and the city of Sevastopol.</p><p>He has been involved in politically motivated criminal investigations against the leaders of the Mejlis of the Crimean Tatar People prosecuted for their active opposition to the illegal annexation of the Crimean Peninsula. He thereby actively supported actions and implemented policies, which undermine or threaten the territorial integrity, sovereignty and independence of Ukraine.</p></td><td><p>11.10.2021</p></td></tr><tr><td><p>197.</p></td><td><p>Leonid Vladimirovich MIKHAILIUK</p><p>(&#1051;&#1077;&#1086;&#1085;&#1080;&#1076; &#1042;&#1083;&#1072;&#1076;&#1080;&#1084;&#1080;&#1088;&#1086;&#1074;&#1080;&#1095; &#1052;&#1048;&#1061;&#1040;&#1049;&#1051;&#1070;&#1050;)</p></td><td><p>Gender: Male</p><p>DOB: 1.1.1970 OR 8.7.1963</p><p>Nationality: Russian</p><p>Address (Work): 295034, Simferopol, 13 I. Franko blvd., Crimea, Ukraine</p></td><td><p>Head of the Federal Security Service (FSB) in Crimea and Sevastopol and of the regional Anti-Terrorism Committee.</p><p>He led FSB forces, which have intensified the oppression campaign against the opponents of the illegal occupation of the Crimean Peninsula by the Russian Federation. Some of the pro-Ukrainian activists detained by the FSB units under his command were forcibly transferred to Krasnodar and Rostov-on-Don in Russia. He thereby actively supported actions and implemented policies, which undermine or threaten the territorial integrity, sovereignty and independence of Ukraine.</p></td><td><p>11.10.2021</p></td></tr><tr><td><p>198.</p></td><td><p>Viktor Anatolyevich MOZHELIANSKIY (&#1042;&#1080;&#1082;&#1090;&#1086;&#1088; &#1040;&#1085;&#1072;&#1090;&#1086;&#1083;&#1100;&#1077;&#1074;&#1080;&#1095; &#1052;&#1086;&#1078;&#1077;&#1083;&#1103;&#1085;&#1089;&#1082;&#1080;&#1081;)</p></td><td><p>Gender: Male</p><p>DOB: 10.5.1964</p><p>POB: Kharkiv, Ukraine</p><p>Nationality: Ukrainian, Russian (the Union does not recognise passports issued by the Russian Federation in Crimea)</p><p>Address: 35 Marshala Zhukova St, App. 53, Simferopol, Crimea, Ukraine or Anhars&#8217;ka St, 8 Simferopol, Crimea, Ukraine</p></td><td><p>Vice-chairman of the Central District Court in Simferopol and former judge of the Kievskiy District Court in Simferopol.</p><p>He took multiple biased decisions in politically motivated cases against opponents of the illegal annexation of Crimea and Sevastopol. He thereby actively supported actions and implemented policies that undermine or threaten the territorial integrity, sovereignty and independence of Ukraine.</p></td><td><p>11.10.2021</p></td></tr><tr><td><p>199.</p></td><td><p>Galina Vladimirovna REDKO</p><p>(&#1043;&#1072;&#1083;&#1080;&#1085;&#1072; &#1042;&#1083;&#1072;&#1076;&#1080;&#1084;&#1080;&#1088;&#1086;&#1074;&#1085;&#1072; &#1056;&#1077;&#1076;&#1100;&#1082;&#1086;)</p></td><td><p>Gender: Female</p><p>DOB: 22.3.1974</p><p>POB: Romany, Poltava Oblast, Ukraine</p><p>Nationality: Ukrainian, Russian (the Union does not recognise passports issued by the Russian Federation in Crimea)</p></td><td><p>Judge of the Supreme Court of the Republic of Crimea.</p><p>She took multiple biased decisions in politically motivated cases against opponents of the illegal annexation of Crimea and Sevastopol. She thereby actively supported actions and implemented policies, which undermine or threaten the territorial integrity, sovereignty and independence of Ukraine.</p></td><td><p>11.10.2021</p></td></tr><tr><td><p>200.</p></td><td><p>Vladimir Nikolaevich TERENTEV</p><p>(&#1042;&#1083;&#1072;&#1076;&#1080;&#1084;&#1080;&#1088; &#1053;&#1080;&#1082;&#1086;&#1083;&#1072;&#1077;&#1074;&#1080;&#1095; &#1058;&#1077;&#1088;&#1077;&#1085;&#1090;&#1100;&#1077;&#1074;)</p></td><td><p>Gender: Male</p><p>DOB: 11.11.1977</p><p>POB: Voronezh, Russia</p><p>Nationality: Russian</p><p>Passport number, national ID number, other numbers of identity documents: 03&#160;01&#160;118013</p></td><td><p>Head of the Main Investigation Department of the Investigative Committee of Russia for the Republic of Crimea and the city of Sevastopol.</p><p>He has overseen the Committee&#8217;s activities in the politically motivated cases against the pro-Ukrainian activists oppressed for their actions aimed at opposing the illegal annexation and restoring the territorial integrity of Ukraine.</p><p>He has led the work of the criminal investigators, and thereby he actively supported actions and implemented policies which undermine or threaten the territorial integrity, sovereignty and independence of Ukraine.</p></td><td><p>11.10.2021&#8217;</p></td></tr></tbody></table>

ENG

32021D1792

<table><col/><col/><col/><col/><tbody><tr><td><p>1.9.2023&#160;&#160;&#160;</p></td><td><p>EN</p></td><td><p>Official Journal of the European Union</p></td><td><p>C 312/176</p></td></tr></tbody></table> COUNCIL RECOMMENDATION of 14 July 2023 on the 2023 National Reform Programme of the Netherlands and delivering a Council opinion on the 2023 Stability Programme of the Netherlands (2023/C 312/19) THE COUNCIL OF THE EUROPEAN UNION, Having regard to the Treaty on the Functioning of the European Union, and in particular Article 121(2) and Article 148(4) thereof, Having regard to Council Regulation (EC) No 1466/97 of 7 July 1997 on the strengthening of the surveillance of budgetary positions and the surveillance and coordination of economic policies ( 1 ) , and in particular Article 5(2)) thereof, Having regard to Regulation (EU) No 1176/2011 of the European Parliament and of the Council of 16 November 2011 on the prevention and correction of macroeconomic imbalances ( 2 ) , and in particular Article 6(1) thereof, Having regard to the recommendation of the European Commission, Having regard to the resolutions of the European Parliament, Having regard to the conclusions of the European Council, Having regard to the opinion of the Employment Committee, Having regard to the opinion of the Economic and Financial Committee, Having regard to the opinion of the Social Protection Committee, Having regard to the opinion of the Economic Policy Committee, Whereas: <table><col/><col/><tbody><tr><td><p>(1)</p></td><td><p>Regulation (EU) 2021/241 of the European Parliament and of the Council&#160;<a>(<span>3</span>)</a>, which established the Recovery and Resilience Facility (&#8216;the Facility&#8217;), entered into force on&#160;19&#160;February 2021. The Facility provides financial support to the Member States for the implementation of reforms and investments, entailing a fiscal impulse financed by the Union. In line with the priorities of the European Semester, the Facility contributes to economic and inclusive recovery and to the implementation of sustainable and growth-enhancing reforms and investments, in particular reforms and investments to promote the green and digital transitions and to make the Member States' economies more resilient. It also helps strengthen public finances and boost growth and job creation in the medium and long term, improve territorial cohesion within the Union and support the continued implementation of the European Pillar of Social Rights. The maximum financial contribution per Member State under the Facility was updated on 30 June 2022, in accordance with Article 11(2) of Regulation (EU)&#160;2021/241.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(2)</p></td><td><p>On 22 November 2022, the Commission adopted the 2023 Annual Sustainable Growth Survey, marking the start of the 2023 European Semester for economic policy coordination. On 23 March 2023, the European Council endorsed the priorities of the 2023 Annual Sustainable Growth Survey, which are centred around the four dimensions of competitive sustainability. On 22 November 2022, on the basis of Regulation (EU) No 1176/2011, the Commission also adopted the 2023 Alert Mechanism Report, in which it identified the Netherlands as one of the Member States that may be affected or may be at risk of being affected by imbalances, and for which an in-depth review would be needed. On the same date, the Commission also adopted an opinion on the Netherlands' 2023 draft budgetary plan. The Commission also adopted a recommendation for a Council recommendation on the economic policy of the euro area and a proposal for the 2023 Joint Employment Report, which analyses the implementation of the Employment Guidelines and the principles of the European Pillar of Social Rights. The Council adopted the Recommendation on the economic policy of the euro area&#160;<a>(<span>4</span>)</a> (&#8216;2023 Recommendation on the euro area&#8217;) on 16 May 2023 and the Joint Employment Report on 13 March 2023.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(3)</p></td><td><p>While the Union's economies are showing remarkable resilience, the geopolitical context continues to have a negative impact. As the Union stands firmly with Ukraine, the Union's economic and social policy agenda is focused on reducing the negative impact of energy shocks on both vulnerable households and firms in the short term, and on keeping up efforts to deliver on the green and digital transitions, support sustainable and inclusive growth, safeguard macroeconomic stability and increase resilience in the medium term. It also focuses heavily on increasing the Union's competitiveness and productivity.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(4)</p></td><td><p>On 1 February 2023, the Commission issued a communication entitled &#8216;A Green Deal Industrial Plan for the Net-Zero Age&#8217; (&#8216;the Green Deal Industrial Plan&#8217;). The aim of the Green Deal Industrial Plan is to boost the competitiveness of the Union's net-zero industry and support the fast transition to climate neutrality. It complements ongoing efforts under the European Green Deal and REPowerEU. It also aims to provide a more supportive environment for scaling up the Union's manufacturing capacity for the net-zero technologies and products required to meet the Union's ambitious climate targets, and to ensure access to relevant critical raw materials, including by diversifying sourcing, properly exploiting geological resources in Member States and maximising the recycling of raw materials. The Green Deal Industrial Plan is based on four pillars: a predictable and simplified regulatory environment, faster access to finance, the enhancement of skills, and open trade for resilient supply chains. On&#160;16&#160;March 2023, the Commission issued a further communication entitled &#8216;Long-term competitiveness of the EU: looking beyond 2030&#8217;, structured along nine mutually reinforcing drivers with the objective of working towards a growth-enhancing regulatory framework. It sets policy priorities aimed at actively ensuring structural improvements, well-focused investment and regulatory measures for the long-term competitiveness of the Union and its Member States. The recommendations below help address those priorities.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(5)</p></td><td><p>In 2023, the European Semester for economic policy coordination continues to evolve in line with the implementation of the Facility. The full implementation of the recovery and resilience plans remains essential for delivering the policy priorities under the European Semester, as the plans address all or a significant subset of the relevant country-specific recommendations issued in recent years. The 2019, 2020 and 2022 country-specific recommendations remain equally relevant for the recovery and resilience plans revised, updated or amended in accordance with Articles 14, 18 and 21 of Regulation (EU)&#160;2021/241.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(6)</p></td><td><p>Regulation (EU) 2023/435 of the European Parliament and of the Council&#160;<a>(<span>5</span>)</a> (the&#160;&#8216;REPowerEU Regulation&#8217;), which was adopted on 27 February 2023, aims to rapidly phase out the Union's dependence on Russian fossil-fuel imports. This will contribute to energy security and the diversification of the Union's energy supply, while increasing the uptake of renewables, energy storage capacities and energy efficiency. The REPowerEU Regulation enables Member States to add a new REPowerEU chapter to their national recovery and resilience plans in order to finance key reforms and investments that will help achieve the REPowerEU objectives. Those reforms and investments will also help boost the competitiveness of the Union's net-zero industry as outlined in the Green Deal Industrial Plan and address the energy-related country-specific recommendations issued to the Member States in 2022 and, where applicable, in 2023. The REPowerEU Regulation introduces a new category of non-repayable financial support, made available to Member States in order to finance new energy-related reforms and investments under their recovery and resilience plans.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(7)</p></td><td><p>On 8 March 2023, the Commission adopted a communication providing fiscal policy guidance for 2024 (&#8216;the communication of 8 March 2023&#8217;). It aims to support the preparation of Member States' stability and convergence programmes and thereby strengthen policy coordination. The Commission recalled that the general escape clause of the Stability and Growth Pact will be deactivated at the end of 2023. It called for fiscal policies in 2023&#8211;2024 that ensure medium-term debt sustainability and raise potential growth in a sustainable manner and invited Member States to set out in their 2023 stability and convergence programmes how their fiscal plans will ensure that the Treaty reference value of 3&#160;% of gross domestic product (GDP) is adhered to and to ensure plausible and continuous debt reduction, or for debt to be kept at prudent levels, in the medium term. The Commission also invited Member States to phase out national fiscal measures introduced to protect households and firms from the energy price shock, starting with the least targeted ones. It indicated that, if support measures needed to be extended because of renewed energy price pressures, Member States should better target such measures at vulnerable households and firms. The Commission stated that the fiscal recommendations would be quantified and differentiated. Moreover, as proposed in its communication of 9 November 2022 on orientations for a reform of the EU economic governance framework, the fiscal recommendations would be formulated on the basis of net primary expenditure. It recommended that all Member States continue to protect nationally financed investment and ensure the effective use of the Facility and other Union funds, in particular in light of the green and digital transitions and resilience objectives. The Commission indicated that it will propose to the Council to open deficit-based excessive deficit procedures in spring 2024 on the basis of the outturn data for 2023, in line with existing legal provisions.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(8)</p></td><td><p>On 26 April 2023, the Commission presented legislative proposals to implement a comprehensive reform of the Union's economic governance rules. The central objective of the proposals is to strengthen public debt sustainability and promote sustainable and inclusive growth in all Member States through reforms and investments. In its proposals, the Commission aims to improve national ownership, simplify the framework and move towards a greater medium-term focus, in combination with effective and more coherent enforcement. According to the Council conclusions of 14 March 2023 on orientations for a reform of the EU economic governance framework, the objective is to conclude the legislative work in 2023.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(9)</p></td><td><p>On 8 July 2022, the Netherlands submitted its national recovery and resilience plan to the&#160;Commission, in accordance with Article 18(1) of Regulation (EU) 2021/241. Pursuant to Article 19 of Regulation (EU) 2021/241, the Commission assessed the relevance, effectiveness, efficiency and coherence of the recovery and resilience plan, in accordance with the assessment guidelines set out in Annex V to that Regulation. On 4 October 2022, the Council adopted its Implementing Decision on the approval of the assessment of the recovery and resilience plan for the Netherlands&#160;<a>(<span>6</span>)</a>. The release of instalments is conditional on the adoption of a decision by the Commission, in accordance with Article 24(5) of Regulation (EU) 2021/241, stating that the Netherlands has satisfactorily fulfilled the relevant milestones and targets set out in the Council Implementing Decision. Satisfactory fulfilment presupposes that the achievement of preceding milestones and targets has not been reversed.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(10)</p></td><td><p>On 28 April 2023, the Netherlands submitted its 2023 National Reform Programme and its 2023 Stability Programme, in line with Article 4(1) of Regulation (EC) No 1466/97. To take account of their interlinkages, the two programmes have been assessed together. In accordance with Article 27 of Regulation (EU) 2021/241, the 2023 National Reform Programme also reflects the Netherlands' biannual reporting on the progress made in achieving its recovery and resilience plan.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(11)</p></td><td><p>On 24 May 2023, the Commission published the 2023 country report for the Netherlands. It assessed the Netherlands' progress in addressing the relevant country-specific recommendations adopted by the Council between 2019 and 2022, and took stock of the Netherlands' implementation of the recovery and resilience plan. On the basis of that analysis, the country report identified gaps with regard to those challenges that are not addressed or only partially addressed by the recovery and resilience plan, as well as new and emerging challenges. It also assessed the Netherlands' progress in implementing the European Pillar of Social Rights and in achieving the Union headline targets on employment, skills and poverty reduction, as well as progress in achieving the United Nations Sustainable Development Goals.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(12)</p></td><td><p>The Commission carried out an in-depth review under Article 5 of Regulation (EU) No&#160;1176/2011 for the Netherlands and published its results on 24 May 2023. The Commission concluded that the Netherlands is experiencing macroeconomic imbalances. In particular, vulnerabilities relating to high private debt levels and a large current account surplus, which have cross-border relevance, persist despite some signs of reduction. The current account surplus, despite recent data revisions, and private debt are large by international standards as well as above the fundamentals of the economy. The large current account surplus dropped in 2022, driven by worsening terms of trade, with the current account in constant prices increasing, and by a widening of the deficit in primary incomes. With improving terms of trade, the surplus is expected to rebound markedly in 2023 and stabilise in 2024. Limited policy progress has been made but more needs to be done to reduce obstacles to investment. Non-financial corporation and household debt remains high: the latter is more of a concern as it makes households vulnerable to shocks, with those risks exacerbated by the high and rising overvaluation of house prices. Going forward, debt is expected to continue on its moderately decreasing path. Despite moderately falling house prices, pressure on the housing market remains, especially as new housing construction remains significantly below government targets. At the same time, debt-financed homeownership continues to be subsidised by favourable taxation, while policies regarding the private rental market risk undermining its development.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(13)</p></td><td><p>According to data validated by Eurostat, the Netherlands' general government budget balance decreased from a deficit of 2,4&#160;% of GDP in 2021 to a balanced budget in 2022, while general government debt fell from 52,5&#160;% of GDP at the end of 2021 to 51,0&#160;% at the end of&#160;2022.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(14)</p></td><td><p>The general government balance has been impacted by the measures taken to mitigate the economic and social impact of the increase in energy prices. In 2022, such fiscal policy revenue-decreasing measures included the reduction of VAT on energy and of the excise duty on petrol and diesel, while such fiscal policy expenditure-increasing measures included compensation for energy bills in November and December and support for low-income households with high energy bills. The cost of those measures was partly offset by new taxes on windfall profits of energy producers and suppliers, namely a solidarity contribution in application of Council Regulation (EU) 2022/1854&#160;<a>(<span>7</span>)</a> at a rate of 33&#160;%. The Commission estimates the net budgetary cost of those measures at 0,6&#160;% of GDP in 2022. The general government balance has also been impacted by the budgetary cost of offering temporary protection to displaced persons from Ukraine, which is estimated at 0,1&#160;% of GDP in 2022. At the same time, the estimated cost of temporary emergency measures related to the COVID-19 crisis dropped to 0,3&#160;% of GDP in 2022, from&#160;1,8&#160;% in 2021.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(15)</p></td><td><p>On 18 June 2021, the Council recommended that in 2022 the Netherlands&#160;<a>(<span>8</span>)</a> pursue a supportive fiscal stance, including from the impulse provided by the Facility, and preserve nationally financed investment.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(16)</p></td><td><p>According to the Commission estimates, the fiscal stance&#160;<a>(<span>9</span>)</a> in 2022 was supportive, at &#8211;&#160;0,5&#160;% of GDP, as recommended by the Council. As recommended by the Council, the Netherlands continued to support the recovery with investments financed by the Facility. Expenditure financed by grants under the Facility and other Union funds amounted to 0,2&#160;% of GDP in&#160;2022 (0,2&#160;% of GDP in 2021). Nationally financed investment provided a contractionary contribution of 0,1 percentage points to the fiscal stance&#160;<a>(<span>10</span>)</a>. The Netherlands therefore did not preserve nationally financed investment, as recommended by the Council recommendation. At the same time, the growth in nationally financed primary current expenditure (net of new revenue measures) provided an expansionary contribution of 0,4 percentage points to the fiscal stance. The Netherlands therefore kept the growth in nationally financed current expenditure sufficiently under control.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(17)</p></td><td><p>The macroeconomic scenario underpinning the budgetary projections in the 2023 Stability Programme is in line with the Commission's 2023 spring forecast for 2023 and thereafter. The government projects real GDP to grow by 1,6&#160;% in 2023 and 1,4&#160;% in 2024. By comparison, the Commission's 2023 spring forecast projects a slightly higher real GDP growth of 1,8&#160;% in 2023 and slightly lower growth of 1,2&#160;% in 2024. This is mainly due to small differences in the domestic demand outlook in both years.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(18)</p></td><td><p>In its 2023 Stability Programme, the government expects that the general government deficit will increase to 3,0&#160;% of GDP in 2023. The increase in 2023 mainly reflects the cost of the energy package, rising interest expenditure, additional spending plans related to societal challenges, such as the green transition, education and housing supply. According to the&#160;2023 Stability Programme, the general government debt-to-GDP ratio is expected to decrease from 49,3&#160;% at the end of 2022 to 48,4&#160;% at the end of 2023. The&#160;Commission's 2023 spring forecast projects a government deficit of 2,1&#160;% of GDP for&#160;2023. This is lower than the deficit projected in the 2023 Stability Programme, mainly due to the fact that the government balance outcome data for 2022 turned out better than assumed in the 2023 Stability Programme. The Commission's 2023 spring forecast projects a higher general government debt-to-GDP ratio, of 49,3&#160;% at the end of 2023. The difference is due to the fact that the outcome data for 2022 turned out higher than assumed in the 2023 Stability Programme, as a result of a high stock-flow adjustment in 2022.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(19)</p></td><td><p>The general government balance in 2023 is expected to continue to be impacted by the fiscal measures taken to mitigate the economic and social impact of the increase in energy prices. They consist of measures extended from 2022, in particular, the reduction of the excise duty on petrol and diesel and the support of low-income households, as well as new measures, such as a price cap on electricity and gas and the support scheme to energy-intensive SMEs. The net budgetary cost of the support measures is projected in the Commission's 2023 spring forecast at 1,1&#160;% of GDP in 2023&#160;<a>(<span>11</span>)</a>. Most measures in 2023 do not appear to be targeted at the most vulnerable households or firms, and do not preserve the price signal to reduce energy demand and increase energy efficiency. As a result, the amount of targeted support measures, to be taken into account in the assessment of compliance with the Council Recommendation of 12 July 2022&#160;<a>(<span>12</span>)</a>, is estimated in the Commission's 2023 spring forecast at 0,5&#160;% of GDP in 2023 (compared to 0,1&#160;% of GDP in 2022). The budgetary cost of temporary protection to displaced persons from Ukraine is projected to remain stable compared to&#160;2022.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(20)</p></td><td><p>In its Recommendation of 12 July 2022, the Council recommended that the Netherlands take action to ensure in&#160;2023 that the growth of nationally financed primary current expenditure is in line with an overall neutral policy stance&#160;<a>(<span>13</span>)</a>, taking into account continued temporary and targeted support to households and firms most vulnerable to energy price hikes and to people fleeing Ukraine. The Netherlands should stand ready to adjust current spending to the evolving situation. The Netherlands was also recommended to expand public investment for the green and digital transitions, and for energy security taking into account the REPowerEU initiative, including by making use of the Facility and other Union funds.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(21)</p></td><td><p>In 2023, the fiscal stance is projected in the Commission's 2023 spring forecast to be expansionary (&#8211;&#160;1,1&#160;% of GDP), in a context of high inflation. This follows an expansionary fiscal stance in 2022 (&#8211;&#160;0,5&#160;% of GDP). The growth in nationally financed primary current expenditure (net of discretionary revenue measures) in 2023 is projected to provide an expansionary contribution of 0,9&#160;% of GDP to the fiscal stance. This includes the increased cost of the targeted support measures to households and firms most vulnerable to energy price hikes by 0,4&#160;% of GDP. The expansionary contribution of nationally financed net primary current expenditure is therefore only partly due to the targeted support to households and firms most vulnerable to energy price hikes and to people fleeing Ukraine. The expansionary growth in nationally financed primary current expenditure (net of discretionary revenue measures) is also driven by untargeted energy measures, permanent increases in public-sector wages and social benefits and higher spending on healthcare. In sum, the projected growth of nationally financed primary current expenditure is not in line with the Council Recommendation of 12 July 2022. Expenditure financed by grants under the Facility and other Union funds amounted to 0,2&#160;% of GDP in 2023, while nationally financed investment provided a neutral contribution to the fiscal stance of 0,0 percentage points. Therefore, the Netherlands plans to finance additional investment through the Facility and other Union funds, and it is projected to preserve nationally financed investment&#160;<a>(<span>14</span>)</a>. It plans to finance public investment for the green and digital transitions, and for energy security, such as investing and facilitating the development of offshore wind parks, incentivising the use of hydrogen and improving the digital literacy of students, which are partly funded by the Facility and other Union funds.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(22)</p></td><td><p>According to the 2023 Stability Programme the general government deficit is expected to decline to 2,6&#160;% of GDP in 2024. The decrease in 2024 mainly reflects the phasing-out of energy measures. According to the 2023 Stability Programme, the general government debt-to-GDP ratio is expected to increase to 48,7&#160;% at the end of 2024. On the basis of policy measures known at the cut-off date of the forecast, the Commission's 2023 spring forecast projects a government deficit of 1,7&#160;% of GDP in 2024. This is lower than the deficit projected in the 2023 Stability Programme, mainly thanks to the base effect from the lower projected deficit-to-GDP ratio in 2023. The Commission's 2023 spring forecast projects a similar general government debt-to-GDP ratio, of 48,8&#160;% at the end of 2024.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(23)</p></td><td><p>The 2023 Stability Programme envisages the phasing-out of all of the energy support measures in&#160;2024. The Commission also assumes the full phasing-out of energy support measures in&#160;2024. This is based on the assumption of no renewed energy price increases.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(24)</p></td><td><p>Regulation (EC) No 1466/97 calls for an annual improvement in the structural budget balance toward the medium-term budgetary objective, with 0,5&#160;% of GDP as a benchmark&#160;<a>(<span>15</span>)</a>. Taking into account fiscal sustainability considerations, an improvement in the structural balance of at least 0,3&#160;% of GDP for 2024 would be appropriate, according to the Commission. To ensure such an improvement, and in accordance with the Commission's methodology, the growth in net nationally financed primary expenditure&#160;<a>(<span>16</span>)</a> in 2024 should not exceed 3,5&#160;%, as reflected in this Recommendation. At the same time, the remaining energy support measures (currently estimated by the Commission at 1,1&#160;% of GDP in 2023) should be phased out, if energy-market developments so permit and starting with the least targeted measures, and the related savings should be used to reduce the government deficit. According to Commission estimates, this would lead to a growth in net primary expenditure below the recommended maximum growth rate for 2024. However, according to the Commission's 2023 spring forecast, the growth in net nationally financed primary current expenditure in 2023 is not in line with the Council Recommendation of 12 July 2022. If this is confirmed, lower growth in net primary expenditure in 2024 would be appropriate.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(25)</p></td><td><p>Assuming unchanged policies, the Commission's 2023 spring forecast projects net nationally financed primary expenditure to grow at 1,7&#160;% in 2024 which is below the recommended growth rate. The adjustment projected in the Commission's 2023 spring forecast is in line with the savings from the full phasing-out of energy support measures.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(26)</p></td><td><p>According to the 2023 Stability Programme, government investment is expected to increase from 3,4&#160;% of GDP in 2023 to 3,5&#160;% of GDP in 2024. The higher investment reflects higher nationally financed investment and investment financed by the Union, namely through the Facility. The 2023 Stability Programme refers to reforms and investments, that are expected to contribute to fiscal sustainability and sustainable and inclusive growth. Those reforms and investments include reforms and investments in the field of education, research and development, labour market and the green and digital transitions, which are also part of the recovery and resilience plan.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(27)</p></td><td><p>The 2023 Stability Programme outlines a medium-term fiscal path until 2027. According to the 2023 Stability Programme, the general government deficit is expected to increase to&#160;2,8&#160;% by 2026 and&#160;3,2&#160;% of GDP in 2027. Therefore, the general government deficit is planned to remain below 3&#160;% of GDP until 2026 and increase above 3&#160;% of GDP in 2027. According to the 2023 Stability programme, the general government debt-to-GDP ratio is expected to increase from 48,7&#160;% at the end of 2024 to 52,7&#160;% by the end of 2027.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(28)</p></td><td><p>Rapidly rising house prices in recent years have resulted in an overvalued housing market. However, with financial conditions tightening, the housing market reached a turning point in mid-2022 as house prices started to decrease in response to rising mortgage interest rates. Mortgage debt relative to GDP remains high in the Netherlands, by international standards. This is driven by relatively high borrowing limits (loan-to-value) and substantial tax relief on mortgage payments. Although the mortgage interest tax deductibility is being reduced gradually, it remains high. The resulting high household debt makes households vulnerable to economic shocks, which is especially relevant now that risks of house price corrections have increased. At the same time, the private rental market is relatively small, which results in a limited supply of affordable and available alternatives to buying a house. The lack of affordable rental housing also undermines labour mobility. Removing obstacles that are currently holding back investments, including in residential construction, could allow the government to successfully&#160;execute its plans for an increase in housing supply and could therefore contribute to external rebalancing as well as the better functioning of the housing market.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(29)</p></td><td><p>In accordance with Article 19(3), point (b), of Regulation (EU) 2021/241 and criterion 2.2 of Annex V to that Regulation, the recovery and resilience plan includes an extensive set of mutually reinforcing reforms and investment to be implemented by 2026. While the Netherlands' recovery and resilience plan was only adopted in 2022, its implementation is now underway. Proceeding swiftly with the negotiation of the operational agreement will help the implementation of the recovery and resilience plan and it is necessary for the submission of the first payment request, which is expected by the end of 2023. Implementation is ongoing, at this stage, risks of non-absorption appear limited given the relatively small financial allocation. Preparations of a REPowerEU chapter are ongoing. The swift inclusion of the new REPowerEU chapter in the recovery and resilience plan will allow additional reforms and investments to be financed in support of the Netherlands' strategic objectives in the field of energy and the green transition. The systematic and effective involvement of local and regional authorities, social partners and other relevant stakeholders remains important for the successful implementation of the recovery and resilience plan, as well as other economic and employment policies going beyond that plan, in order to ensure broad ownership of the overall policy agenda.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(30)</p></td><td><p>The Commission approved all the Netherlands' cohesion policy programming documents in&#160;2022. Proceeding with the swift implementation of the cohesion policy programmes in complementarity and synergy with the recovery and resilience plan, including the REPowerEU chapter, is key to achieving the green and digital transitions, increasing economic and social resilience, and achieving balanced territorial development in the Netherlands.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(31)</p></td><td><p>Beyond the economic and social challenges addressed by the recovery and resilience plan and cohesion policy programmes, the Netherlands faces a number of additional challenges related to labour market segmentation, labour and skills shortages, reliance on fossil fuels and excessive nitrogen deposits.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(32)</p></td><td><p>The share of flexible employment (both workers on flexible and temporary contracts and the self-employed without employees) in the labour market remains high in the Netherlands. This points to an increasing risk of labour market segmentation, with particularly distortive effects at the margins of the labour market. This can amplify inequality in opportunities and weigh on productivity. A certain degree of flexibility in the labour market can contribute to the adaptability of the economy and may also better accommodate individual preferences. However, the excessive use of flexible types of employment can have negative effects for workers and the wider economy. For example, participation in training and lifelong learning is a challenge for those with flexible contract employment arrangements, and this in turn reduces investment in skills. In cooperation with the social partners, the Dutch government intends to address the differences between permanent and flexible work arrangements. Plans include the abolishment of zero-hours contracts and the replacement of &#8216;on-call&#8217; contracts in their present form with a new type of contract providing more income security for workers, and improvements to the job security of temporary agency workers. Rapid progress in implementing those plans will be important to ensure that the choice of a certain type of employment contract is driven by job-specific needs or the preferences of job holders, while also improving the employment and social position of people in flexible employment and reducing labour market segmentation.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(33)</p></td><td><p>Labour and skills shortages were already a feature of the Dutch labour market before the COVID-19 pandemic, but have become more widespread across sectors since then. Sectors such as information and communication technologies (ICT), healthcare, education and technical jobs face structural shortages, which already existed before the COVID-19 pandemic and are expected to persist, partly due to demographic developments. Despite a high overall participation rate, the Netherlands still has a pool of untapped and underutilised potential workers, such as people with a migrant background and those working in part-time employment. Once in a part-time job, few employees choose to increase their hours worked. This can be partially explained by the high marginal tax rates, obligations (or the anticipation of future obligations) related to informal care of children or other family members and/or the quality of work and work-life balance. To tackle labour and skills shortages, it will be necessary to take a comprehensive approach, while also addressing sector-specific needs and barriers and productivity-enhancing investment. In this regard, a&#160;combination of policies could be considered, which could include: (i) further reducing the marginal tax rate and/or improving the transparency of the marginal tax rate that individuals face; (ii) increasing wages in sectors with structural shortages, in particular those with a concentration of public and semi-public employers; (iii) promoting quality of work and work-life balance; (iv) improving career guidance; and (v) improving access to high-quality and affordable childcare. Furthermore, strengthening upskilling or reskilling opportunities via targeted and tailored measures, in particular for those at the margins of the labour market and the inactive, could help alleviate labour and skills shortages and improve social outcomes.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(34)</p></td><td><p>Although the Netherlands has introduced measures to reduce its dependency on Russian fossil fuels, oil and natural gas accounted for 38&#160;% and 41&#160;% respectively of its energy mix, making the Dutch economy vulnerable to global price developments. Additional effort is needed for the Netherlands to achieve the Union 2030 renewable energy targets. Despite increased ambitions for installing additional renewable energy capacity, the share of renewables in final energy consumption amounted to only 13,0&#160;% in 2021, which is below the politically agreed target at the Union level and the Union average of 21,8&#160;%. As a result, the Netherlands continues to be among the worst performing Member States in terms of the renewables share in gross final energy consumption, having one of the largest gaps between the 2021 share and the 2030 targets. The expansion of the electricity grid, for both transmission and distribution, is essential to speed up the deployment of both onshore and offshore renewable energy infrastructure. Due to the progressively increasing congestion of the electricity grid, network operators are frequently forced to refuse grid access requests from new electricity producers and consumers. With gas consumption in dwellings accounting for around 25&#160;% of total natural gas consumption in the Netherlands, energy efficiency improvements in the building stock (for instance through minimum energy performance standards to trigger renovations and more rigorous enforcement of energy audit requirements for industry) can contribute significantly towards further reducing carbon emissions and dependency on fossil fuels. The Netherlands' consumption of natural gas dropped by 29&#160;% in the period between August 2022 and March 2023, compared with the average gas consumption over the same period in the preceding five years, beyond the 15&#160;% reduction target laid down in Council Regulation (EU) 2022/1369&#160;<a>(<span>17</span>)</a>. The Netherlands is encouraged to keep pursuing efforts to temporarily reduce gas demand until 31 March 2024 pursuant to Council Regulation (EU) 2023/706&#160;<a>(<span>18</span>)</a>.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(35)</p></td><td><p>Due to the negative effects of excessive nitrogen deposits in natural areas resulting mainly from the intensive Dutch agricultural sector, the issuing of permits for certain nitrogen-emitting projects, in particular construction projects, is currently blocked. The Dutch government is taking action to reduce nitrogen deposits, in particular through integrated area programmes at provincial level. Further support is needed to make agriculture more sustainable while ensuring competitiveness through for instance support for the reduction of livestock, the acceleration of the transition to circular and/or organic agriculture and increasing digitalisation and innovation.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(36)</p></td><td><p>Labour and skills shortages in sectors and occupations key for the green transition, including manufacturing, deployment and maintenance of net-zero technologies, are creating bottlenecks in the transition to a net-zero economy. High-quality education and training systems that respond to changing labour market needs and targeted upskilling and reskilling measures are key to reducing skills shortages and promoting labour inclusion and reallocation. To unlock untapped labour supply, those measures need to be accessible, in particular for individuals and in sectors and regions most affected by the green transition. In&#160;2022, labour shortages were reported in the Netherlands for 108 occupations that required specific skills or knowledge for the green transition, including environmental-protection professionals, insulation workers, and civil-engineering technicians.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(37)</p></td><td><p>In the light of the Commission's assessment, the Council has examined the 2023 Stability Programme and its opinion&#160;<a>(<span>19</span>)</a> is reflected in recommendation (1).</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(38)</p></td><td><p>In view of the close interlinkages between the economies of euro-area Member States and their collective contribution to the functioning of the economic and monetary union, the Council recommended that euro-area Member States take action, including through their recovery and resilience plans, to (i) preserve debt sustainability and refrain from broad-based support to aggregate demand in 2023, better target fiscal measures taken to mitigate the impact of high energy prices and reflect on appropriate ways to wind down support as energy price pressures diminish; (ii) sustain a high level of public investment and promote private investment to support the green and digital transitions; (iii) support wage developments that mitigate the loss in purchasing power while limiting second-round effects on inflation, further improve active labour-market policies and address skills shortages; (iv)&#160;improve the business environment and ensure that energy support to companies is cost-effective, temporary and targeted to viable firms and that it maintains incentives for the green transition; and (v) preserve macro-financial stability and monitor risks while continuing to work on completing the banking union. For the Netherlands, recommendations&#160;(1), (2), (3) and (4) contribute to the implementation of the first, second, third, fourth and fifth recommendations set out in the 2023 Recommendation on the euro area.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(39)</p></td><td><p>In the light of the Commission's in-depth review and its assessment, the Council has examined the 2023 National Reform Programme and the 2023 Stability Programme. Its recommendations under Article 6 of Regulation (EU) No 1176/2011 are reflected in recommendation (1). Policies referred to in recommendation (1) help address vulnerabilities related to high private debt and vulnerabilities linked to a high current account surplus. Recommendations (2) and (4) contribute to addressing recommendation (1) in as much as higher investment is concerned. Recommendation (1) contributes to both addressing imbalances and implementing the recommendation set out in the 2023 Recommendation on the euro-area, in line with recital 38,</p></td></tr></tbody></table> HEREBY RECOMMENDS that the Netherlands take action in 2023 and 2024 to: 1. Wind down the emergency energy support measures in force, using the related savings to reduce the government deficit, as soon as possible in 2023 and 2024. Should renewed energy price increases necessitate new or continued support measures, ensure that such support measures are targeted at protecting vulnerable households and firms, are fiscally affordable and preserve incentives for energy savings. Ensure prudent fiscal policy, in particular by limiting the nominal increase in nationally financed net primary expenditure in 2024 to not more than 3,5 % ( 20 ) . Preserve nationally financed public investment and ensure the effective absorption of grants under the Facility and of other Union funds, in particular to foster the green and digital transitions. For the period beyond 2024, continue to pursue a medium-term fiscal strategy of gradual and sustainable consolidation, combined with investments and reforms conducive to higher sustainable growth, in order to achieve a prudent medium-term fiscal position. Reduce the household debt bias and distortions in the housing market. Support the availability and affordability of housing on the private rental market. Remove obstacles holding back investments, including in residential construction. 2. Proceed with the steady implementation of its recovery and resilience plan and swiftly finalise the REPowerEU chapter with a view to rapidly starting the implementation thereof. Proceed with the speedy implementation of cohesion policy programmes, in close complementarity and synergy with the recovery and resilience plan. 3. Reduce incentives to use flexible or temporary contracts. Taking into account sector-specific needs, address structural labour and skills shortages, including by tapping into underutilised labour potential and strengthening upskilling and reskilling opportunities, in particular for those at the margins of the labour market and the inactive. 4. Reduce reliance on fossil fuels by accelerating the deployment of renewables, improving framework conditions in order to boost investment in the expansion of electricity transmission and distribution grids, and extending and accelerating energy efficiency measures in order to reduce energy consumption, in particular in the built environment. Support the transition towards sustainable agriculture. Step up policy efforts aimed at the provision and acquisition of skills and competences needed for the green transition. Done at Brussels, 14 July 2023. For the Council The President N. CALVIÑO SANTAMARÍA <note> ( 1 ) OJ L 209, 2.8.1997, p. 1 . ( 2 ) OJ L 306, 23.11.2011, p. 25 . ( 3 ) Regulation (EU) 2021/241 of the European Parliament and of the Council of 12 February 2021 establishing the Recovery and Resilience Facility ( OJ L 57, 18.2.2021, p. 17 ). ( 4 ) Council Recommendation of 16 May 2023 on the economic policy of the euro area ( OJ C 180, 23.5.2023, p. 1 ). ( 5 ) Regulation (EU) 2023/435 of the European Parliament and of the Council of 27 February 2023 amending Regulation (EU) 2021/241 as regards REPowerEU chapters in recovery and resilience plans and amending Regulations (EU) No 1303/2013, (EU) 2021/1060 and (EU) 2021/1755, and Directive 2003/87/EC ( OJ L 63, 28.2.2023, p. 1 ). ( 6 ) ST 12275/22 INIT; ST 12275/22 ADD 1. ( 7 ) Council Regulation (EU) 2022/1854 of 6 October 2022 on emergency intervention to address high energy prices ( OJ L 261 I, 7.10.2022, p. 1 ). ( 8 ) Council Recommendation of 18 June 2021 delivering a Council opinion on the 2021 Stability Programme of the Netherlands ( OJ C 304, 29.7.2021, p. 88 ). ( 9 ) The fiscal stance is measured as the change in primary expenditure (net of discretionary revenue measures), excluding temporary emergency measures related to the COVID-19 crisis but including expenditure financed by non-repayable support (grants) from the Facility and other Union funds, relative to medium-term potential growth. For more details see Box 1 in the Fiscal Statistical Tables. ( 10 ) Other nationally financed capital expenditure provided an expansionary contribution of 0,2 percentage points of GDP. ( 11 ) That figure represents the level of annual budgetary cost of those measures, including current revenue and expenditure as well as, where relevant, capital expenditure measures. ( 12 ) Council Recommendation of 12 July 2022 on the National Reform Programme of the Netherlands and delivering a Council opinion on the 2022 Stability Programme of the Netherlands ( OJ C 334, 1.9.2022, p. 154 ). ( 13 ) On the basis of the Commission's 2023 spring forecast, the medium-term (10-year average) potential output growth of the Netherlands, which is used to measure the fiscal stance, is estimated at 7,9 % in nominal terms. ( 14 ) Other nationally financed capital expenditure is projected to provide a expansionary contribution of – 0,2 percentage points of GDP. ( 15 ) Article 5 of Regulation (EC) No 1466/97 also requires an adjustment of more than 0,5 % of GDP for Member States with a government debt exceeding 60 % of GDP, or with more pronounced debt sustainability risks. ( 16 ) Net primary expenditure is defined as nationally financed expenditure net of discretionary revenues measures and excluding interest expenditure and cyclical unemployment expenditure. ( 17 ) Council Regulation (EU) 2022/1369 of 5 August 2022 on coordinated demand-reduction measures for gas ( OJ L 206, 8.8.2022, p. 1 ). ( 18 ) Council Regulation (EU) 2023/706 of 30 March 2023 amending Regulation (EU) 2022/1369 as regards prolonging the demand-reduction period for demand-reduction measures for gas and reinforcing the reporting and monitoring of their implementation ( OJ L 93, 31.3.2023, p. 1 ). ( 19 ) Under Article 5(2) of Regulation (EC) No 1466/97. ( 20 ) Which is estimated to correspond to an annual improvement in the structural budget balance of at least 0,3 % of GDP for 2024, as described in recital 24. </note>

ENG

32023H0901(19)

<table><col/><col/><col/><col/><tbody><tr><td><p>27.9.2019&#160;&#160;&#160;</p></td><td><p>EN</p></td><td><p>Official Journal of the European Union</p></td><td><p>L 249/248</p></td></tr></tbody></table> DECISION (EU) 2019/1494 OF THE EUROPEAN PARLIAMENT of 26 March 2019 on discharge in respect of the implementation of the budget of the European Union Agency for Network and Information Security (ENISA) for the financial year 2017 THE EUROPEAN PARLIAMENT, <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>having regard to the final annual accounts of the European Union Agency for Network and Information Security for the financial year 2017,</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>having regard to the Court of Auditors' report on the annual accounts of the European Union Agency for Network and Information Security for the financial year 2017, together with the Agency's reply&#160;<a>(<span>1</span>)</a>,</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>having regard to the statement of assurance&#160;<a>(<span>2</span>)</a> as to the reliability of the accounts and the legality and regularity of the underlying transactions provided by the Court of Auditors for the financial year 2017, pursuant to Article 287 of the Treaty on the Functioning of the European Union,</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>having regard to the Council's recommendation of 12&#160;February 2019 on discharge to be given to the Agency in respect of the implementation of the budget for the financial year 2017 (05825/2019 &#8211; C8-0082/2019),</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>having regard to Article 319 of the Treaty on the Functioning of the European Union,</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>having regard to Regulation (EU, Euratom) No 966/2012 of the European Parliament and of the Council of 25&#160;October 2012 on the financial rules applicable to the general budget of the Union and repealing Council Regulation (EC, Euratom) No 1605/2002&#160;<a>(<span>3</span>)</a>, and in particular Article 208 thereof,</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>having regard to Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18&#160;July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No&#160;1296/2013, (EU) No&#160;1301/2013, (EU) No&#160;1303/2013, (EU) No&#160;1304/2013, (EU) No&#160;1309/2013, (EU) No&#160;1316/2013, (EU) No&#160;223/2014, (EU) No&#160;283/2014, and Decision No&#160;541/2014/EU and repealing Regulation (EU, Euratom) No&#160;966/2012&#160;<a>(<span>4</span>)</a>, and in particular Article&#160;70 thereof,</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>having regard to Regulation (EU) No 526/2013 of the European Parliament and of the Council of 21&#160;May 2013 concerning the European Union Agency for Network and Information Security (ENISA) and repealing Regulation (EC) No 460/2004&#160;<a>(<span>5</span>)</a>, and in particular Article 21 thereof,</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>having regard to Commission Delegated Regulation (EU) No 1271/2013 of 30&#160;September 2013 on the framework financial regulation for the bodies referred to in Article 208 of Regulation (EU, Euratom) No 966/2012 of the European Parliament and of the Council&#160;<a>(<span>6</span>)</a>, and in particular Article 108 thereof,</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>having regard to Rule 94 of and Annex IV to its Rules of Procedure,</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>having regard to the report of the Committee on Budgetary Control (A8-0129/2019),</p></td></tr></tbody></table> 1. Grants the Executive Director of the European Union Agency for Network and Information Security discharge in respect of the implementation of the Agency's budget for the financial year 2017; 2. Sets out its observations in the resolution below; 3. Instructs its President to forward this decision, and the resolution forming an integral part of it, to the Executive Director of the European Union Agency for Network and Information Security, the Council, the Commission and the Court of Auditors, and to arrange for their publication in the Official Journal of the European Union (L series). The President Antonio TAJANI The Secretary-General Klaus WELLE <note> ( 1 ) OJ C 434, 30.11.2018, p. 79 . ( 2 ) OJ C 434, 30.11.2018, p. 79 ( 3 ) OJ L 298, 26.10.2012, p. 1 . ( 4 ) OJ L 193, 30.7.2018, p. 1 . ( 5 ) OJ L 165, 18.6.2013, p. 41 . ( 6 ) OJ L 328, 7.12.2013, p. 42 . </note>

ENG

32019B1494

<table><col/><col/><col/><col/><tbody><tr><td><p>24.7.2023&#160;&#160;&#160;</p></td><td><p>EN</p></td><td><p>Official Journal of the European Union</p></td><td><p>L 185/1</p></td></tr></tbody></table> REGULATION (EU) 2023/1524 OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL of 20 July 2023 on temporary trade-liberalisation measures supplementing trade concessions applicable to products from the Republic of Moldova under the Association Agreement between the European Union and the European Atomic Energy Community and their Member States, of the one part, and the Republic of Moldova, of the other part THE EUROPEAN PARLIAMENT AND THE COUNCIL OF THE EUROPEAN UNION, Having regard to the Treaty on the Functioning of the European Union, and in particular Article 207(2) thereof, Having regard to the proposal from the European Commission, After transmission of the draft legislative act to the national parliaments, Acting in accordance with the ordinary legislative procedure ( 1 ) , Whereas: <table><col/><col/><tbody><tr><td><p>(1)</p></td><td><p>The Association Agreement between the European Union and the European Atomic Energy Community and their Member States, of the one part, and the Republic of Moldova, of the other part&#160;<a>(<span>2</span>)</a> (the &#8216;Association Agreement&#8217;), constitutes the basis of the relationship between the Union and the Republic of Moldova. In accordance with Council Decision&#160;2014/492/EU&#160;<a>(<span>3</span>)</a>, Title V of the Association Agreement, which relates to trade and trade-related matters, has been applied provisionally since 1&#160;September 2014, and entered into force on 1&#160;July 2016 following ratification by all Member States.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(2)</p></td><td><p>The Association Agreement expresses the desire of the Parties to the Association Agreement (the &#8216;Parties&#8217;) to strengthen and widen relations in an ambitious and innovative way, to facilitate and achieve gradual economic integration, and to do so in compliance with the rights and obligations arising out of the World Trade Organization membership of the Parties.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(3)</p></td><td><p>Article&#160;143 of the Association Agreement provides for the progressive establishment of a free trade area between the Parties in accordance with Article XXIV of the General Agreement on Tariffs and Trade 1994 (GATT 1994). To that end, Article&#160;147 of the Association Agreement provides for the progressive elimination of customs duties in accordance with the Schedules included in Annex XV to the Association Agreement and for the possibility of accelerating and broadening the scope of such elimination.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(4)</p></td><td><p>Russia&#8217;s war of aggression against Ukraine, which has been ongoing since 24&#160;February 2022, has a profoundly negative impact on the ability of the Republic of Moldova to trade with the rest of the world, in particular because exports from the Republic of Moldova rely on transit via Ukrainian territory and using Ukrainian infrastructure, which are currently largely unavailable. Under such critical circumstances and to mitigate the negative effects on the Republic of Moldova&#8217;s economy of Russia&#8217;s war of agression against Ukraine, it is necessary to accelerate the development of closer economic relations between the Union and the Republic of Moldova and to provide quick support to the Republic of Moldova&#8217;s economy. It is therefore necessary and appropriate to continue to stimulate trade flows and grant concessions in the form of trade-liberalisation measures for all products, in line with the acceleration of the elimination of customs duties on trade between the Union and the Republic of Moldova.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(5)</p></td><td><p>In accordance with Article&#160;21(3) of the Treaty on European Union, the Union is to ensure consistency between the different areas of its external action. Pursuant to Article&#160;207(1) of the Treaty on the Functioning of the European Union, the common commercial policy is to be conducted in the context of the principles and objectives of the Union&#8217;s external action.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(6)</p></td><td><p>Regulation (EU)&#160;2022/1279 of the European Parliament and of the Council&#160;<a>(<span>4</span>)</a> expires on 24&#160;July 2023.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(7)</p></td><td><p>The trade-liberalisation measures established by this Regulation should take the following form: (i) the suspension of the application of the entry price system to fruit and vegetables; and (ii) the suspension of all tariff-rate quotas and import duties. Through those measures, the Union will deepen economic integration between the Republic of Moldova and the Union and temporarily provide appropriate economic support to the benefit of the Republic of Moldova and the economic operators that are affected by Russia&#8217;s war of aggression against Ukraine.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(8)</p></td><td><p>In order to prevent fraud, the entitlement to the trade-liberalisation measures established by this Regulation should be conditional upon the Republic of Moldova having complied with all the relevant conditions for obtaining benefits under the Association Agreement, including the rules of origin of the products concerned and the procedures related thereto, as well as the Republic of Moldova&#8217;s involvement in close administrative cooperation with the Union, as provided for by the Association Agreement.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(9)</p></td><td><p>The Republic of Moldova should abstain from introducing new duties or charges having equivalent effect and new quantitative restrictions or measures having equivalent effect for imports originating in the Union, from increasing existing levels of duties or charges or from introducing any other restrictions, unless clearly justified in the context of Russia&#8217;s war of aggression against Ukraine. In the event that the Republic of Moldova fails to comply with any of those conditions, the Commission should be empowered to suspend temporarily all or part of the trade-liberalisation measures established by this Regulation.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(10)</p></td><td><p>Article&#160;2 of the Association Agreement provides that, among other things, respect for democratic principles, human rights and fundamental freedoms as well as the countering of the proliferation of weapons of mass destruction, related materials and their means of delivery constitute essential elements of the Association Agreement. Under the same Article, the Parties commit in particular to the following general principles: respect for the principles of the rule of law and good governance, the fight against corruption, criminal activities, organised or otherwise, including those of transnational character, and terrorism, and respect for the principles of sustainable development and effective multilateralism. It is appropriate to introduce the possibility of temporarily suspending the trade-liberalisation measures provided for in this Regulation if the Republic of Moldova fails to respect either those essential elements or those general principles.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(11)</p></td><td><p>In order to ensure uniform conditions for the implementation of this Regulation, implementing powers should be conferred on the Commission to temporarily suspend the trade-liberalisation measures provided for in this Regulation in cases where Union producers of like or directly competing products are adversely affected by imports under this Regulation. Those powers should be exercised in accordance with Regulation (EU)&#160;No&#160;182/2011 of the European Parliament and of the Council&#160;<a>(<span>5</span>)</a>.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(12)</p></td><td><p>Subject to an assessment of three months by the Commission based on the regular monitoring of the impact of this Regulation and launched either following a duly substantiated request from a Member State or at the Commission&#8217;s own initiative, it is necessary to provide for the possibility to reintroduce the customs duties otherwise applicable under the Association Agreement for imports of any products falling under the scope of this Regulation which are adversely affecting the Union market for like or directly competing products.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(13)</p></td><td><p>The Commission&#8217;s annual report on the implementation of the Deep and Comprehensive Free Trade Area, which is an integral part of the Association Agreement, should include a detailed assessment of the implementation of the trade-liberalisation measures established by this Regulation.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(14)</p></td><td><p>In light of the economic situation in the Republic of Moldova and of the expiry of Regulation (EU)&#160;2022/1279 on 24&#160;July 2023, this Regulation should, as a matter of urgency, enter into force on 25&#160;July 2023,</p></td></tr></tbody></table> HAVE ADOPTED THIS REGULATION: Article 1 Trade-liberalisation measures The following trade-liberalisation measures are introduced: <table><col/><col/><tbody><tr><td><p>(a)</p></td><td><p>all tariff-rate quotas established under Annex XV-A to the Association Agreement shall be suspended and the products covered by those quotas shall be admitted for importation into the Union from the Republic of Moldova without any customs duties;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(b)</p></td><td><p>the application of the entry price system shall be suspended for those products to which it applies as specified in Annex XV-B to the Association Agreement; no customs duties shall apply to imports of those products.</p></td></tr></tbody></table> Article 2 Conditions for entitlement to the trade-liberalisation measures The trade-liberalisation measures provided for in Article 1 shall be subject to the following conditions: <table><col/><col/><tbody><tr><td><p>(a)</p></td><td><p>compliance by the Republic of Moldova with the rules of origin of products and the procedures related thereto, as provided for in the Association Agreement;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(b)</p></td><td><p>the Republic of Moldova abstaining from introducing new duties or charges having equivalent effect and new quantitative restrictions or measures having equivalent effect for imports originating in the Union, from increasing existing levels of duties or charges or from introducing any other restrictions, including discriminatory internal administrative measures, unless clearly justified in the context of Russia&#8217;s war of aggression against Ukraine; and</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(c)</p></td><td><p>the Republic of Moldova respecting democratic principles, human rights and fundamental freedoms as well as the countering of the proliferation of weapons of mass destruction, related materials and their means of delivery, respect for the principles of the rule of law and good governance, the fight against corruption, criminal activities, organised or otherwise, including those of transnational character, and terrorism, and respecting the principles of sustainable development and effective multilateralism provided for in Articles 2, 9 and&#160;16 of the Association Agreement.</p></td></tr></tbody></table> Article 3 Temporary suspension of measures 1. Where the Commission finds that there is sufficient evidence of a failure by the Republic of Moldova to comply with the conditions set out in Article 2, it may, by means of an implementing act, suspend in whole or in part the trade-liberalisation measures provided for in this Regulation. That implementing act shall be adopted in accordance with the examination procedure referred to in Article 5(3). 2. Where a Member State requests that the Commission suspend any of the trade-liberalisation measures provided for in this Regulation on the basis of a failure by the Republic of Moldova to comply with the conditions set out in Article 2, point (b), the Commission shall provide a reasoned opinion within four months of that request on whether the Member State’s claim of a failure to comply is substantiated. If the Commission concludes that the claim is substantiated, it shall initiate the procedure referred to in paragraph 1 of this Article. Article 4 Expedited safeguard 1. Where a product originating in the Republic of Moldova is imported under conditions which adversely affect the Union market for like or directly competing products, the Commission may reintroduce the customs duties otherwise applicable under the Association Agreement on imports of that product at any time by means of an implementing act. That implementing act shall be adopted in accordance with the examination procedure referred to in Article 5(3). The customs duties otherwise applicable under the Association Agreement may be reintroduced for as long as necessary to counteract the adverse effects on the Union market for like or directly competing products. 2. The Commission shall regularly monitor the impact of this Regulation, taking into account the information on exports, imports, prices on the Union market and Union production of the products subject to the trade-liberalisation measures under Article 1, point (a). The Commission shall inform the Member States every two months of the results of the regular monitoring, starting from the date of entry into force of this Regulation. 3. The Commission shall carry out an assessment of the situation of the Union market for like or directly competing products with a view to reintroducing customs duties. That assessment shall be launched: <table><col/><col/><tbody><tr><td><p>(a)</p></td><td><p>following a duly substantiated request from a Member State including sufficient<span>prima facie</span> evidence reasonably available to that Member State pursuant to paragraph 4 of imports adversely affecting the Union market as referred to in paragraph 1; or</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(b)</p></td><td><p>on its own initiative, after it has become apparent to the Commission that there is sufficient<span>prima facie</span> evidence of imports adversely affecting the Union market as referred to in paragraph 1.</p></td></tr></tbody></table> The assessment referred to in the first subparagraph shall be concluded within three months of its launch. 4. In carrying out the assessment pursuant to paragraph 3, the Commission shall take into consideration all relevant market developments, including the impact of the imports concerned on the situation of the Union market for like or directly competing products. That assessment shall include factors such as: <table><col/><col/><tbody><tr><td><p>(a)</p></td><td><p>the rate and amount of the increase in imports from the Republic of Moldova of the product concerned in absolute and relative terms; and</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(b)</p></td><td><p>the effect of the imports concerned on Union production and prices, while taking into consideration the development of imports from other sources.</p></td></tr></tbody></table> This list is not exhaustive and other relevant factors may also be taken into consideration. 5. Where, as a result of the assessment referred to in paragraph 3, the Commission considers that the Union market for like or directly competing products has been adversely affected and intends to reintroduce customs duties, it shall publish a notice in the Official Journal of the European Union announcing the reintroduction of the customs duties otherwise applicable under the Association Agreement on imports of that product. The notice shall provide a summary of the main results of the assessment and specify the period within which interested parties may submit their views in writing. That period shall not exceed 10 days from the date of publication of the notice. 6. Where exceptional circumstances require immediate action, the Commission may, without following the procedure set out in paragraph 5 and after informing the Committee on Safeguards established by Article 3(1) of Regulation (EU) 2015/478 of the European Parliament and of the Council ( 6 ) , take any preventive measure which it considers necessary. Article 5 Committee procedure 1. The Commission shall be assisted by the Customs Code Committee established by Article 285(1) of Regulation (EU) No 952/2013 of the European Parliament and of the Council ( 7 ) with regard to Article 3(1) of this Regulation. That Committee shall be a committee within the meaning of Regulation (EU) No 182/2011. 2. The Commission shall be assisted by the Committee on Safeguards established by Article 3(1) of Regulation (EU) 2015/478 with regard to Article 4(1) of this Regulation. That Committee shall be a committee within the meaning of Regulation (EU) No 182/2011. 3. Where reference is made to this paragraph, Article 5 of Regulation (EU) No 182/2011 shall apply. Article 6 Assessment of the implementation of the trade-liberalisation measures The Commission’s annual report on the implementation of the Deep and Comprehensive Free Trade Area shall include a detailed assessment of the implementation of the trade-liberalisation measures provided for in this Regulation and shall include, insofar as appropriate, an assessment of the social impact of those measures in the Republic of Moldova and in the Union. Information on imports of products under Article 1, point (a), shall be made available via the website of the Commission and shall be updated on a monthly basis. Article 7 Entry into force and application This Regulation shall enter into force on 25 July 2023. It shall apply until 24 July 2024. This Regulation shall be binding in its entirety and directly applicable in all Member States. Done at Brussels, 20 July 2023. For the European Parliament The President R. METSOLA For the Council The President P. NAVARRO RÍOS <note> ( 1 ) Position of the European Parliament of 11 July 2023 (not yet published in the Official Journal) and decision of the Council of 20 July 2023. ( 2 ) OJ L 260, 30.8.2014, p. 4 . ( 3 ) Council Decision 2014/492/EU of 16 June 2014 on the signing, on behalf of the European Union, and provisional application of the Association Agreement between the European Union and the European Atomic Energy Community and their Member States, of the one part, and the Republic of Moldova, of the other part ( OJ L 260, 30.8.2014, p. 1 ). ( 4 ) Regulation (EU) 2022/1279 of the European Parliament and of the Council of 18 July 2022 on temporary trade liberalisation measures supplementing trade concessions applicable to products from the Republic of Moldova under the Association Agreement between the European Union and the European Atomic Energy Community and their Member States, of the one part, and the Republic of Moldova, of the other part ( OJ L 195, 22.7.2022, p. 6 ). ( 5 ) Regulation (EU) No 182/2011 of the European Parliament and of the Council of 16 February 2011 laying down the rules and general principles concerning mechanisms for control by Member States of the Commission’s exercise of implementing powers ( OJ L 55, 28.2.2011, p. 13 ). ( 6 ) Regulation (EU) 2015/478 of the European Parliament and of the Council of 11 March 2015 on common rules for imports ( OJ L 83, 27.3.2015, p. 16 ). ( 7 ) Regulation (EU) No 952/2013 of the European Parliament and of the Council of 9 October 2013 laying down the Union Customs Code ( OJ L 269, 10.10.2013, p. 1 ). </note>

ENG

32023R1524

<table><col/><col/><col/><col/><tbody><tr><td><p>10.3.2021&#160;&#160;&#160;</p></td><td><p>EN</p></td><td><p>Official Journal of the European Union</p></td><td><p>L 83/16</p></td></tr></tbody></table> COMMISSION IMPLEMENTING REGULATION (EU) 2021/420 of 9 March 2021 correcting Implementing Regulation (EU) 2020/1097 concerning the authorisation of lutein-rich and lutein/zeaxanthin extracts from Tagetes erecta as feed additives for poultry (except turkeys) for fattening and laying and for minor poultry species for fattening and laying (Text with EEA relevance) THE EUROPEAN COMMISSION, Having regard to the Treaty on the Functioning of the European Union, Having regard to Regulation (EC) No 1831/2003 of the European Parliament and of the Council of 22 September 2003 on additives for use in animal nutrition ( 1 ) , and in particular Article 9(2) thereof, Whereas: <table><col/><col/><tbody><tr><td><p>(1)</p></td><td><p>Regulation (EC) No&#160;1831/2003 provides for the authorisation of additives for use in animal nutrition and for the grounds and procedures for granting such authorisation. Article&#160;10(2) of Regulation (EC) No&#160;1831/2003 provides for the re-evaluation of additives authorised pursuant to Council Directive 70/524/EEC&#160;<a>(<span>2</span>)</a> and Article&#160;4 for the authorisation of a new use of an additive.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(2)</p></td><td><p>Lutein-rich and lutein/zeaxanthin extracts from<span>Tagetes erecta</span> were authorised by Commission Implementing Regulation (EU) 2020/1097&#160;<a>(<span>3</span>)</a> concerning the authorisation of lutein-rich and lutein/zeaxanthin extracts from Tagetes erecta as feed additives for poultry (except turkeys) for fattening and laying and for minor poultry species for fattening and laying.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(3)</p></td><td><p>The European Food Safety Authority (&#8216;the Authority&#8217;) concluded in its opinion of 3&#160;April 2019&#160;<a>(<span>4</span>)</a> that the maximum proposed use level of 80 mg total carotenoids/kg of complete feed for lutein-rich and lutein/zeaxanthin extracts is safe for poultry for fattening (except turkeys), minor poultry for fattening, poultry for laying (except turkeys) and minor poultry for laying. By mistake, the heading of the sixth and seventh columns of the Annex to Implementing Regulation (EU) 2020/1097 refers to &#8216;<span>mg of active substance of kg of complete feedingstuff with a moisture content of 12&#160;%</span>&#8217;. That reference is not correct as the EFSA opinion refers to the &#8216;total carotenoids&#8217;. It is therefore appropriate to correct the heading of the sixth and seventh columns of the table in the Annex to that Implementing Regulation to reflect the wording appearing in the EFSA opinion of 3&#160;April 2019.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(4)</p></td><td><p>The references to &#8216;poultry for fattening (except turkeys)&#8217; and &#8216;poultry for laying, (except turkeys)&#8217; have been modified to &#8216;chickens for fattening&#8217; and &#8216;laying hens&#8217;. This change does not affect or modify the categories of animals currently authorised, as the term &#8216;poultry&#8217; covers turkeys for laying and fattening, chickens for fattening and laying hens. Therefore, it is more appropriate to refer directly to chickens for fattening and laying hens.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(5)</p></td><td><p>The EFSA opinion also indicated that the maximum use level of the lutein/zeaxanthin extract is 80 mg total carotenoids/kg of complete feed in poultry for fattening (except turkeys), minor poultry for fattening, poultry for laying (except turkeys) and minor poultry for laying. In addition, the EFSA opinion stated that in breeding minor poultry the maximum level should not exceed 50 mg total carotenoids/kg complete feed, considering the toxicological potential of zeaxanthin on reproduction. The EFSA opinion further stated that, since the breeding husbandry in minor poultry species does not differentiate between laying and breeding, it cannot be excluded that the additive contained in a layer diet would be given to minor breeding poultry. By mistake, the table in the Annex to Implementing Regulation (EU) 2020/1097 set the maximum level of carotenoids of lutein/zeaxanthin extract for poultry for fattening (except turkeys), minor poultry for fattening, poultry for laying (except turkeys) and minor poultry for laying at 50 mg total carotenoids/kg feed, while this level should apply only to minor poultry for laying, to prevent any misuse on breeding animals. The rest of the poultry categories should have a maximum level of use of 80 mg total carotenoids/kg of complete feed.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(6)</p></td><td><p>Implementing Regulation (EU) 2020/1097 should therefore be corrected.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(7)</p></td><td><p>The measures provided for in this Regulation are in accordance with the opinion of the Standing Committee on Plants, Animals, Food and Feed,</p></td></tr></tbody></table> HAS ADOPTED THIS REGULATION: Article 1 The Annex to Regulation (EU) 2020/1097 is replaced by the Annex to this Regulation. Article 2 This Regulation shall enter into force on the day of its publication in the Official Journal of the European Union . This Regulation shall be binding in its entirety and directly applicable in all Member States. Done at Brussels, 9 March 2021. For the Commission The President Ursula VON DER LEYEN ( 1 ) OJ L 268, 18.10.2003, p. 29 . ( 2 ) Council Directive 70/524/EEC of 23 November 1970 concerning additives in feedingstuffs ( OJ L 270, 14.12.1970, p. 1 ). ( 3 ) Commission Implementing Regulation (EU) 2020/1097 of 24 July 2020 concerning the authorisation of lutein-rich and lutein/zeaxanthin extracts from Tagetes erecta as feed additives for poultry (except turkeys) for fattening and laying and for minor poultry species for fattening and laying ( OJ L 241, 27.7.2020, p. 23 ). ( 4 ) EFSA Journal 2019; 17(5):5698. ANNEX ‘ANNEX <table><col/><col/><col/><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>Identification number of the additive</p></td><td><p>Additive</p></td><td><p>Composition, chemical formula, description, analytical method</p></td><td><p>Species or category of animal</p></td><td><p>Maximum age</p></td><td><p>Minimum content</p></td><td><p>Maximum content</p></td><td><p>Other provisions</p></td><td><p>End of period of authorisation</p></td></tr><tr><td><p>mg of total carotenoids/kg of complete feedingstuff with a moisture content of 12&#160;%</p></td></tr><tr><td><p><span>Category: Sensory additives. Functional group: Colourants.</span> (ii) substances which, when fed to animals, add colours to food of animal origin</p></td></tr><tr><td><p>2a161b</p></td><td><p>Lutein-rich extract</p></td><td><p><span>Additive composition</span></p><p>Lutein-rich extract of<span>Tagetes erecta</span></p><p>Benzene &#8804;&#160;2mg/kg</p></td><td><p>Chickens for fattening and minor poultry for fattening</p></td><td><p>-</p></td><td><p>-</p></td><td><p>80</p></td><td><table><col/><col/><tbody><tr><td><p>1.</p></td><td><p>In the directions for use of the additive and premixture, the storage conditions and stability to heat treatment shall be indicated.</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>2.</p></td><td><p>Lutein-rich extract must be placed on the market and used as an additive consisting of a preparation.</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>3.</p></td><td><p>The mixture of lutein-rich extract with other authorised carotenoids and xanthophylls shall not exceed a total carotenoids and xanthophylls content of 80 mg/kg of complete feed.</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>4.</p></td><td><p>For users of the additive and premixtures, feed business operators shall establish operational procedures and organisational measures to address potential risks resulting from its use. Where those risks cannot be eliminated or reduced to a minimum by such procedures and measures, the additive and premixtures shall be used with personal protective equipment, including eye and skin protection</p></td></tr></tbody></table></td><td><p>30.3.2031</p></td></tr><tr><td><p><span>Characterisation of the active substance</span></p><p>Lutein from a saponified extract of<span>Tagetes erecta</span> (dried flowers petals) obtained via extraction and saponification:</p><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Total carotenoids (TC):&#8805;&#160;60g/kg</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Lutein &#8805;&#160;75&#160;% of total carotenoids (TC)</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Zeaxanthin&#8805;&#160;4&#160;% of total carotenoids (TC)</p></td></tr></tbody></table><p>Chemical formula: C<span>40</span>H<span>56</span>O<span>2</span></p><p>CAS number 127-40-2 (lutein)</p><p>CAS number 144-68-3 (zeaxanthin)</p><p>CoE number: 494</p><p>Liquid form</p></td></tr><tr><td><p>Laying hens and minor poultry for laying.</p></td><td><p>-</p></td><td><p>-</p></td><td><p>80</p></td></tr><tr><td><p><span>Analytical method</span><a>&#160;(<span>1</span>)</a></p><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>For the determination of lutein (all-trans-lutein isomer only), zeaxanthin and total carotenoids and xanthophylls in the feed additive: high Performance Liquid Chromatography (HPLC) with spectrophotometry &#8211; Commission Regulation (EU) No&#160;231/2012 referring to FAO JECFA monograph &#8220;lutein from<span>Tagetes erecta</span>&#8221; monograph No&#160;3 (2006), Combined Compendium for Food Additive Specifications</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>For the determination of lutein (all-trans-lutein isomer only) in premixtures and feedingstuffs: high Performance Liquid Chromatography with visible detection (HPLC-Vis)</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>For the determination of total carotenoids and xanthophylls in premixtures and feedingstuffs: liquid chromatography with visible detection (LC-Vis) &#8211; AOAC official method 970.64</p></td></tr></tbody></table></td></tr><tr><td><p>2a161bi</p></td><td><p>Lutein/zeaxanthin extract</p></td><td><p><span>Additive composition</span></p><p>Lutein/zeaxanthin extract of<span>Tagetes erecta.</span></p><p>Benzene &#8804;&#160;2mg/kg</p></td><td><p>Chickens for fattening and minor poultry for fattening</p></td><td><p>-</p></td><td><p>-</p></td><td><p>80</p></td><td><table><col/><col/><tbody><tr><td><p>1.</p></td><td><p>In the directions for use of the additive and premixture, the storage conditions and stability to heat treatment shall be indicated.</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>2.</p></td><td><p>Lutein/zeaxanthin extract must be placed on the market and used as an additive consisting of a preparation.</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>3.</p></td><td><p>The mixture of lutein/zeaxanthin extract with other authorised carotenoids and xanthophylls shall not exceed a total carotenoids and xanthophylls content of:</p><table><col/><col/><tbody><tr><td><p>a.</p></td><td><p>80 mg/kg of complete feed for chickens for fattening, minor poultry for fattening and laying hens.</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>b.</p></td><td><p>50 mg/kg of complete feed for minor poultry for laying.</p></td></tr></tbody></table></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>4.</p></td><td><p>For users of the additive and premixtures, feed business operators shall establish operational procedures and organisational measures to address potential risks resulting from its use. Where those risks cannot be eliminated or reduced to a minimum by such procedures and measures, the additive and premixtures shall be used with personal protective equipment, including eye and skin protection.</p></td></tr></tbody></table></td><td><p>30.3.2031</p></td></tr><tr><td><p><span>Characterisation of the active substance</span></p><p>Lutein/zeaxanthin saponified/isomerised extract of<span>Tagetes erecta</span> (dried flowers petals) obtained via extraction, saponification and isomerisation:</p><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Total carotenoids (TC):&#8805;&#160;60g/kg</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Lutein &#8805;&#160;37&#160;% of TC;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Zeaxanthin &#8805;&#160;36&#160;% of TC.</p></td></tr></tbody></table><p>Liquid form</p><p>CAS number 127-40-2(lutein)</p><p>CAS number 144-68-3 (zeaxanthin)</p><p>CoE number: 494</p><p>Chemical formula: C<span>40</span>H<span>56</span>O<span>2</span></p></td></tr><tr><td><p>Laying hens</p></td><td><p>80</p></td></tr><tr><td><p>Minor poultry for laying.</p></td><td><p>50</p></td></tr><tr><td><p><span>Analytical method</span><a>&#160;(<span>1</span>)</a></p><p>For the determination of lutein (all-trans-lutein isomer only), zeaxanthin and total carotenoids and xanthophylls in the feed additive:</p><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>High Performance Liquid Chromatography (HPLC) with spectrophotometry &#8211; Commission Directive 2008/128/EC referring to FAO JECFA monograph &#8220;lutein from<span>Tagetes erecta</span>&#8221; monograph No&#160;3 (2006), Combined Compendium for Food Additive Specifications</p></td></tr></tbody></table><p>For the determination of lutein (all-trans-lutein isomer only) in premixtures and feedingstuffs:</p><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>High Performance Liquid Chromatography with visible detection (HPLC-Vis)</p></td></tr></tbody></table><p>For the determination of total carotenoids and xanthophylls in premixtures and feedingstuffs:</p><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Liquid chromatography with visible detection (LC-Vis) &#8211; AOAC official method 970.64</p></td></tr></tbody></table></td></tr><tr><td><p>&#160;</p></td><td><p>-</p></td><td><p>-</p></td><td><p>&#160;</p></td></tr></tbody></table> ’ ( 1 ) Details of the analytical methods are available at the following address of the Reference Laboratory: https://ec.europa.eu/jrc/en/eurl/feed-additives/evaluation-reports

ENG

32021R0420

<table><col/><col/><col/><col/><tbody><tr><td><p>6.7.2018&#160;&#160;&#160;</p></td><td><p>EN</p></td><td><p>Official Journal of the European Union</p></td><td><p>L 169/27</p></td></tr></tbody></table> COMMISSION REGULATION (EU) 2018/960 of 5 July 2018 amending Annexes II and III to Regulation (EC) No 396/2005 of the European Parliament and of the Council as regards maximum residue levels for lambda-cyhalothrin in or on certain products (Text with EEA relevance) THE EUROPEAN COMMISSION, Having regard to the Treaty on the Functioning of the European Union, Having regard to Regulation (EC) No 396/2005 of the European Parliament and of the Council of 23 February 2005 on maximum residue levels of pesticides in or on food and feed of plant and animal origin and amending Council Directive 91/414/EEC ( 1 ) , and in particular Article 14(1)(a) and Article 49(2) thereof, Whereas: <table><col/><col/><tbody><tr><td><p>(1)</p></td><td><p>For lambda-cyhalothrin maximum residue levels (MRLs) were set in Part B of Annex III to Regulation (EC) No 396/2005.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(2)</p></td><td><p>For lambda-cyhalothrin the European Food Safety Authority (the Authority), submitted a reasoned opinion on the review of the existing MRLs in accordance with Article 12(2) of Regulation (EC) No 396/2005 in conjunction with Article 12(1) thereof&#160;<a>(<span>2</span>)</a>. The Authority subsequently submitted a conclusion on the peer review of lambda-cyhalothrin&#160;<a>(<span>3</span>)</a>, in which the analytical endpoints of the substance were updated. In accordance with Article 43 of Regulation (EC) No 396/2005 the Commission requested the Authority to revise the assessment of lambda-cyhalothrin taking into account the new endpoints.&#160;On 2&#160;December 2015, the Authority submitted a reasoned opinion on the revision of the review of the existing MRLs for lambda-cyhalothrin&#160;<a>(<span>4</span>)</a>. The residue definition of lambda-cyhalothrin covers also the substance gamma-cyhalothrin. The Commission asked the Authority, in accordance with Article 43 of Regulation (EC) No 396/2005, to review the MRLs for lambda-cyhalothrin, taking into account also the possible uses of gamma-cyhalothrin. On 26&#160;July 2017 the Authority submitted a reasoned opinion on the focused review on the existing MRLs for lambda-cyhalothrin in light of the unspecific residue definition&#160;<a>(<span>5</span>)</a>.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(3)</p></td><td><p>The Authority proposed to change the residue definition for all products.&#160;It identified a risk for consumers concerning the MRLs for kale and rice grain. It is therefore appropriate to lower these MRLs.&#160;The Authority concluded that concerning the MRLs of all products some information was not available and that further consideration by risk managers was required. As there is no risk for consumers, the MRLs for those products should be set in Annex II to Regulation (EC) No 396/2005 at the existing level or the level identified by the Authority. The Authority also concluded that concerning the MRLs for sunflower seeds, soya beans and tea no information was available and that further consideration by risk managers was required. The MRLs for these products should be set at the specific limit of determination or at the default MRL as set out in Article 18(1)(b) of Regulation (EC) No 396/2005.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(4)</p></td><td><p>As regards products on which the use of the plant protection product concerned is not authorised, and for which no import tolerances or Codex maximum residue limits (CXLs) exist, MRLs should be set at the specific limit of determination or the default MRL should apply, as provided for in Article 18(1)(b) of Regulation (EC) No 396/2005.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(5)</p></td><td><p>The Commission consulted the European Union reference laboratories for residues of pesticides as regards the need to adapt certain limits of determination. As regards several substances, those laboratories concluded that for certain commodities technical development requires the setting of specific limits of determination.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(6)</p></td><td><p>Based on the reasoned opinions of the Authority and taking into account the factors relevant to the matter under consideration, the appropriate modifications to the MRLs fulfil the requirements of Article 14(2) of Regulation (EC) No 396/2005.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(7)</p></td><td><p>Through the World Trade Organisation, the trading partners of the Union were consulted on the new MRLs and their comments have been taken into account.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(8)</p></td><td><p>Regulation (EC) No 396/2005 should therefore be amended accordingly.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(9)</p></td><td><p>In order to allow for the normal marketing, processing and consumption of products, this Regulation should provide for a transitional arrangement for products which have been produced before the modification of the MRLs and for which information shows that a high level of consumer protection is maintained.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(10)</p></td><td><p>A reasonable period should be allowed to elapse before the modified MRLs become applicable in order to permit Member States, third countries and food business operators to prepare themselves to meet the new requirements which will result from the modification of the MRLs.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(11)</p></td><td><p>The measures provided for in this Regulation are in accordance with the opinion of the Standing Committee on Plants, Animals, Food and Feed,</p></td></tr></tbody></table> HAS ADOPTED THIS REGULATION: Article 1 Annexes II and III to Regulation (EC) No 396/2005 are amended in accordance with the Annex to this Regulation. Article 2 As regards the active substance lambda-cyhalothrin in and on all products, except kale and rice grain, Regulation (EC) No 396/2005 as it stood before being amended by this Regulation shall continue to apply to products which were produced in the EU or imported into the EU before 26 January 2019. Article 3 This Regulation shall enter into force on the twentieth day following that of its publication in the Official Journal of the European Union . It shall apply from 26 January 2019. This Regulation shall be binding in its entirety and directly applicable in all Member States. Done at Brussels, 5 July 2018. For the Commission The President Jean-Claude JUNCKER ( 1 ) OJ L 70, 16.3.2005, p. 1 . ( 2 ) European Food Safety Authority, 2014. Reasoned opinion on the review of the existing maximum residue levels (MRLs) for lambda-cyhalothrin according to Article 12 of Regulation (EC) No 396/2005. EFSA Journal 2014;12(1):3546. ( 3 ) European Food Safety Authority, 2014. Conclusion on the peer review of the pesticide risk assessment of the active substance lambda-cyhalothrin. EFSA Journal 2014;12(5):3677. ( 4 ) EFSA (European Food Safety Authority), 2015. Reasoned opinion on the revision of the review of the existing maximum residue levels for lambda-cyhalothrin. EFSA Journal 2015;13(12):4324. ( 5 ) EFSA (European Food Safety Authority), 2017. Reasoned opinion on the focused review of the existing maximum residue levels for lambda-cyhalothrin in light of the unspecific residue definition and the existing good agricultural practices for the substance gamma-cyhalothrin. EFSA journal 2017;15(7):4930. ANNEX Annexes II and III to Regulation (EC) No 396/2005 are amended as follows: <table><col/><col/><tbody><tr><td><p>(1)</p></td><td><p>in Annex II the following column for lambda-cyhalothrin is added:</p><p>&#8216;<span>Pesticide residues and maximum residue levels (mg/kg)</span></p><table><col/><col/><col/><tbody><tr><td><p>Code number</p></td><td><p>Groups and examples of individual products to which the MRLs apply<a>&#160;(<span>1</span>)</a></p></td><td><p>Lambda-cyhalothrin (includes gamma-cyhalothrin) (sum of R,S and S,R isomers) (F)</p></td></tr><tr><td><p>(1)</p></td><td><p>(2)</p></td><td><p>(3)</p></td></tr><tr/><tr/><tr><td><p>0100000</p></td><td><p><span>FRUITS, FRESH or FROZEN; TREE NUTS</span></p></td><td><p>&#160;</p></td></tr><tr/><tr/><tr><td><p>0110000</p></td><td><p><span>Citrus fruits</span></p></td><td><p><span>0,2 (+)</span></p></td></tr><tr><td><p>0110010</p></td><td><p>Grapefruits</p></td><td><p>&#160;</p></td></tr><tr><td><p>0110020</p></td><td><p>Oranges</p></td><td><p>&#160;</p></td></tr><tr><td><p>0110030</p></td><td><p>Lemons</p></td><td><p>&#160;</p></td></tr><tr><td><p>0110040</p></td><td><p>Limes</p></td><td><p>&#160;</p></td></tr><tr><td><p>0110050</p></td><td><p>Mandarins</p></td><td><p>&#160;</p></td></tr><tr><td><p>0110990</p></td><td><p>Others (2)</p></td><td><p>&#160;</p></td></tr><tr/><tr/><tr><td><p>0120000</p></td><td><p><span>Tree nuts</span></p></td><td><p><span>0,01</span><a>&#160;(<span>*1</span>)</a><span>(+)</span></p></td></tr><tr><td><p>0120010</p></td><td><p>Almonds</p></td><td><p>&#160;</p></td></tr><tr><td><p>0120020</p></td><td><p>Brazil nuts</p></td><td><p>&#160;</p></td></tr><tr><td><p>0120030</p></td><td><p>Cashew nuts</p></td><td><p>&#160;</p></td></tr><tr><td><p>0120040</p></td><td><p>Chestnuts</p></td><td><p>&#160;</p></td></tr><tr><td><p>0120050</p></td><td><p>Coconuts</p></td><td><p>&#160;</p></td></tr><tr><td><p>0120060</p></td><td><p>Hazelnuts/cobnuts</p></td><td><p>&#160;</p></td></tr><tr><td><p>0120070</p></td><td><p>Macadamias</p></td><td><p>&#160;</p></td></tr><tr><td><p>0120080</p></td><td><p>Pecans</p></td><td><p>&#160;</p></td></tr><tr><td><p>0120090</p></td><td><p>Pine nut kernels</p></td><td><p>&#160;</p></td></tr><tr><td><p>0120100</p></td><td><p>Pistachios</p></td><td><p>&#160;</p></td></tr><tr><td><p>0120110</p></td><td><p>Walnuts</p></td><td><p>&#160;</p></td></tr><tr><td><p>0120990</p></td><td><p>Others (2)</p></td><td><p>&#160;</p></td></tr><tr/><tr/><tr><td><p>0130000</p></td><td><p><span>Pome fruits</span></p></td><td><p><span>(+)</span></p></td></tr><tr><td><p>0130010</p></td><td><p>Apples</p></td><td><p><span>0,08</span></p></td></tr><tr><td><p>0130020</p></td><td><p>Pears</p></td><td><p><span>0,08</span></p></td></tr><tr><td><p>0130030</p></td><td><p>Quinces</p></td><td><p><span>0,2</span></p></td></tr><tr><td><p>0130040</p></td><td><p>Medlars</p></td><td><p><span>0,2</span></p></td></tr><tr><td><p>0130050</p></td><td><p>Loquats/Japanese medlars</p></td><td><p><span>0,2</span></p></td></tr><tr><td><p>0130990</p></td><td><p>Others (2)</p></td><td><p><span>0,01</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr/><tr/><tr><td><p>0140000</p></td><td><p><span>Stone fruits</span></p></td><td><p>&#160;</p></td></tr><tr><td><p>0140010</p></td><td><p>Apricots</p></td><td><p><span>0,15 (+)</span></p></td></tr><tr><td><p>0140020</p></td><td><p>Cherries (sweet)</p></td><td><p><span>0,3 (+)</span></p></td></tr><tr><td><p>0140030</p></td><td><p>Peaches</p></td><td><p><span>0,15 (+)</span></p></td></tr><tr><td><p>0140040</p></td><td><p>Plums</p></td><td><p><span>0,2 (+)</span></p></td></tr><tr><td><p>0140990</p></td><td><p>Others (2)</p></td><td><p><span>0,01</span><a>&#160;(<span>*1</span>)</a><span>(+)</span></p></td></tr><tr/><tr/><tr><td><p>0150000</p></td><td><p><span>Berries and small fruits</span></p></td><td><p>(+)</p></td></tr><tr/><tr/><tr><td><p>0151000</p></td><td><table><col/><col/><tbody><tr><td><p>(a)</p></td><td><span>grapes</span></td></tr></tbody></table></td><td><p>&#160;</p></td></tr><tr><td><p>0151010</p></td><td><p>Table grapes</p></td><td><p><span>0,08</span></p></td></tr><tr><td><p>0151020</p></td><td><p>Wine grapes</p></td><td><p><span>0,2</span></p></td></tr><tr><td><p>0152000</p></td><td><table><col/><col/><tbody><tr><td><p>(b)</p></td><td><span>strawberries</span></td></tr></tbody></table></td><td><p><span>0,2</span></p></td></tr><tr/><tr/><tr><td><p>0153000</p></td><td><table><col/><col/><tbody><tr><td><p>(c)</p></td><td><span>cane fruits</span></td></tr></tbody></table></td><td><p><span>0,2</span></p></td></tr><tr><td><p>0153010</p></td><td><p>Blackberries</p></td><td><p>&#160;</p></td></tr><tr><td><p>0153020</p></td><td><p>Dewberries</p></td><td><p>&#160;</p></td></tr><tr><td><p>0153030</p></td><td><p>Raspberries (red and yellow)</p></td><td><p>&#160;</p></td></tr><tr><td><p>0153990</p></td><td><p>Others (2)</p></td><td><p>&#160;</p></td></tr><tr/><tr/><tr><td><p>0154000</p></td><td><table><col/><col/><tbody><tr><td><p>(d)</p></td><td><span>other small fruits and berries</span></td></tr></tbody></table></td><td><p>&#160;</p></td></tr><tr><td><p>0154010</p></td><td><p>Blueberries</p></td><td><p><span>0,2</span></p></td></tr><tr><td><p>0154020</p></td><td><p>Cranberries</p></td><td><p><span>0,2</span></p></td></tr><tr><td><p>0154030</p></td><td><p>Currants (black, red and white)</p></td><td><p><span>0,2</span></p></td></tr><tr><td><p>0154040</p></td><td><p>Gooseberries (green, red and yellow)</p></td><td><p><span>0,2</span></p></td></tr><tr><td><p>0154050</p></td><td><p>Rose hips</p></td><td><p><span>0,2</span></p></td></tr><tr><td><p>0154060</p></td><td><p>Mulberries (black and white)</p></td><td><p><span>0,2</span></p></td></tr><tr><td><p>0154070</p></td><td><p>Azaroles/Mediterranean medlars</p></td><td><p><span>0,2</span></p></td></tr><tr><td><p>0154080</p></td><td><p>Elderberries</p></td><td><p><span>0,2</span></p></td></tr><tr><td><p>0154990</p></td><td><p>Others (2)</p></td><td><p><span>0,01</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr/><tr/><tr><td><p>0160000</p></td><td><p><span>Miscellaneous fruits with</span></p></td><td><p>&#160;</p></td></tr><tr/><tr/><tr><td><p>0161000</p></td><td><table><col/><col/><tbody><tr><td><p>(a)</p></td><td><span>edible peel</span></td></tr></tbody></table></td><td><p>(+)</p></td></tr><tr><td><p>0161010</p></td><td><p>Dates</p></td><td><p><span>0,01</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>0161020</p></td><td><p>Figs</p></td><td><p><span>0,01</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>0161030</p></td><td><p>Table olives</p></td><td><p><span>1</span></p></td></tr><tr><td><p>0161040</p></td><td><p>Kumquats</p></td><td><p><span>0,01</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>0161050</p></td><td><p>Carambolas</p></td><td><p><span>0,01</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>0161060</p></td><td><p>Kaki/Japanese persimmons</p></td><td><p><span>0,09</span></p></td></tr><tr><td><p>0161070</p></td><td><p>Jambuls/jambolans</p></td><td><p><span>0,01</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>0161990</p></td><td><p>Others (2)</p></td><td><p><span>0,01</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr/><tr/><tr><td><p>0162000</p></td><td><table><col/><col/><tbody><tr><td><p>(b)</p></td><td><span>inedible peel, small</span></td></tr></tbody></table></td><td><p><span>(+)</span></p></td></tr><tr><td><p>0162010</p></td><td><p>Kiwi fruits (green, red, yellow)</p></td><td><p><span>0,05</span></p></td></tr><tr><td><p>0162020</p></td><td><p>Litchis/lychees</p></td><td><p><span>0,01</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>0162030</p></td><td><p>Passionfruits/maracujas</p></td><td><p><span>0,01</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>0162040</p></td><td><p>Prickly pears/cactus fruits</p></td><td><p><span>0,01</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>0162050</p></td><td><p>Star apples/cainitos</p></td><td><p><span>0,01</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>0162060</p></td><td><p>American persimmons/Virginia kaki</p></td><td><p><span>0,01</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>0162990</p></td><td><p>Others (2)</p></td><td><p><span>0,01</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr/><tr/><tr><td><p>0163000</p></td><td><table><col/><col/><tbody><tr><td><p>(c)</p></td><td><span>inedible peel, large</span></td></tr></tbody></table></td><td><p>(+)</p></td></tr><tr><td><p>0163010</p></td><td><p>Avocados</p></td><td><p><span>0,01</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>0163020</p></td><td><p>Bananas</p></td><td><p><span>0,15</span></p></td></tr><tr><td><p>0163030</p></td><td><p>Mangoes</p></td><td><p><span>0,2</span></p></td></tr><tr><td><p>0163040</p></td><td><p>Papayas</p></td><td><p><span>0,01</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>0163050</p></td><td><p>Granate apples/pomegranates</p></td><td><p><span>0,01</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>0163060</p></td><td><p>Cherimoyas</p></td><td><p><span>0,01</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>0163070</p></td><td><p>Guavas</p></td><td><p><span>0,01</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>0163080</p></td><td><p>Pineapples</p></td><td><p><span>0,01</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>0163090</p></td><td><p>Breadfruits</p></td><td><p><span>0,01</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>0163100</p></td><td><p>Durians</p></td><td><p><span>0,01</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>0163110</p></td><td><p>Soursops/guanabanas</p></td><td><p><span>0,01</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>0163990</p></td><td><p>Others (2)</p></td><td><p><span>0,01</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr/><tr/><tr><td><p>0200000</p></td><td><p><span>VEGETABLES, FRESH or FROZEN</span></p></td><td><p>(+)</p></td></tr><tr/><tr/><tr><td><p>0210000</p></td><td><p><span>Root and tuber vegetables</span></p></td><td><p>&#160;</p></td></tr><tr><td><p>0211000</p></td><td><table><col/><col/><tbody><tr><td><p>(a)</p></td><td><span>potatoes</span></td></tr></tbody></table></td><td><p><span>0,01</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr/><tr/><tr><td><p>0212000</p></td><td><table><col/><col/><tbody><tr><td><p>(b)</p></td><td><span>tropical root and tuber vegetables</span></td></tr></tbody></table></td><td><p><span>0,01</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>0212010</p></td><td><p>Cassava roots/manioc</p></td><td><p>&#160;</p></td></tr><tr><td><p>0212020</p></td><td><p>Sweet potatoes</p></td><td><p>&#160;</p></td></tr><tr><td><p>0212030</p></td><td><p>Yams</p></td><td><p>&#160;</p></td></tr><tr><td><p>0212040</p></td><td><p>Arrowroots</p></td><td><p>&#160;</p></td></tr><tr><td><p>0212990</p></td><td><p>Others (2)</p></td><td><p>&#160;</p></td></tr><tr/><tr/><tr><td><p>0213000</p></td><td><table><col/><col/><tbody><tr><td><p>(c)</p></td><td><span>other root and tuber vegetables except sugar beets</span></td></tr></tbody></table></td><td><p>&#160;</p></td></tr><tr><td><p>0213010</p></td><td><p>Beetroots</p></td><td><p><span>0,04</span></p></td></tr><tr><td><p>0213020</p></td><td><p>Carrots</p></td><td><p><span>0,04</span></p></td></tr><tr><td><p>0213030</p></td><td><p>Celeriacs/turnip rooted celeries</p></td><td><p><span>0,07</span></p></td></tr><tr><td><p>0213040</p></td><td><p>Horseradishes</p></td><td><p><span>0,04</span></p></td></tr><tr><td><p>0213050</p></td><td><p>Jerusalem artichokes</p></td><td><p><span>0,04</span></p></td></tr><tr><td><p>0213060</p></td><td><p>Parsnips</p></td><td><p><span>0,04</span></p></td></tr><tr><td><p>0213070</p></td><td><p>Parsley roots/Hamburg roots parsley</p></td><td><p><span>0,04</span></p></td></tr><tr><td><p>0213080</p></td><td><p>Radishes</p></td><td><p><span>0,15</span></p></td></tr><tr><td><p>0213090</p></td><td><p>Salsifies</p></td><td><p><span>0,04</span></p></td></tr><tr><td><p>0213100</p></td><td><p>Swedes/rutabagas</p></td><td><p><span>0,04</span></p></td></tr><tr><td><p>0213110</p></td><td><p>Turnips</p></td><td><p><span>0,04</span></p></td></tr><tr><td><p>0213990</p></td><td><p>Others (2)</p></td><td><p><span>0,01</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr/><tr/><tr><td><p>0220000</p></td><td><p><span>Bulb vegetables</span></p></td><td><p><span>0,2</span></p></td></tr><tr><td><p>0220010</p></td><td><p>Garlic</p></td><td><p>&#160;</p></td></tr><tr><td><p>0220020</p></td><td><p>Onions</p></td><td><p>&#160;</p></td></tr><tr><td><p>0220030</p></td><td><p>Shallots</p></td><td><p>&#160;</p></td></tr><tr><td><p>0220040</p></td><td><p>Spring onions/green onions and Welsh onions</p></td><td><p>&#160;</p></td></tr><tr><td><p>0220990</p></td><td><p>Others (2)</p></td><td><p>&#160;</p></td></tr><tr/><tr/><tr><td><p>0230000</p></td><td><p><span>Fruiting vegetables</span></p></td><td><p>&#160;</p></td></tr><tr/><tr/><tr><td><p>0231000</p></td><td><table><col/><col/><tbody><tr><td><p>(a)</p></td><td><span>Solanaceae and Malvaceae</span></td></tr></tbody></table></td><td><p>&#160;</p></td></tr><tr><td><p>0231010</p></td><td><p>Tomatoes</p></td><td><p><span>0,07</span></p></td></tr><tr><td><p>0231020</p></td><td><p>Sweet peppers/bell peppers</p></td><td><p><span>0,1</span></p></td></tr><tr><td><p>0231030</p></td><td><p>Aubergines/eggplants</p></td><td><p><span>0,3</span></p></td></tr><tr><td><p>0231040</p></td><td><p>Okra/lady's fingers</p></td><td><p><span>0,3</span></p></td></tr><tr><td><p>0231990</p></td><td><p>Others (2)</p></td><td><p><span>0,01</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr/><tr/><tr><td><p>0232000</p></td><td><table><col/><col/><tbody><tr><td><p>(b)</p></td><td><span>cucurbits with edible peel</span></td></tr></tbody></table></td><td><p>&#160;</p></td></tr><tr><td><p>0232010</p></td><td><p>Cucumbers</p></td><td><p><span>0,05</span></p></td></tr><tr><td><p>0232020</p></td><td><p>Gherkins</p></td><td><p><span>0,15</span></p></td></tr><tr><td><p>0232030</p></td><td><p>Courgettes</p></td><td><p><span>0,15</span></p></td></tr><tr><td><p>0232990</p></td><td><p>Others (2)</p></td><td><p><span>0,01</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr/><tr/><tr><td><p>0233000</p></td><td><table><col/><col/><tbody><tr><td><p>(c)</p></td><td><span>cucurbits with inedible peel</span></td></tr></tbody></table></td><td><p><span>0,06</span></p></td></tr><tr><td><p>0233010</p></td><td><p>Melons</p></td><td><p>&#160;</p></td></tr><tr><td><p>0233020</p></td><td><p>Pumpkins</p></td><td><p>&#160;</p></td></tr><tr><td><p>0233030</p></td><td><p>Watermelons</p></td><td><p>&#160;</p></td></tr><tr><td><p>0233990</p></td><td><p>Others (2)</p></td><td><p>&#160;</p></td></tr><tr><td><p>0234000</p></td><td><table><col/><col/><tbody><tr><td><p>(d)</p></td><td><span>sweet corn</span></td></tr></tbody></table></td><td><p><span>0,05</span></p></td></tr><tr><td><p>0239000</p></td><td><table><col/><col/><tbody><tr><td><p>(e)</p></td><td><span>other fruiting vegetables</span></td></tr></tbody></table></td><td><p><span>0,01</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr/><tr/><tr><td><p>0240000</p></td><td><p><span>Brassica vegetables (excluding brassica roots and brassica baby leaf crops)</span></p></td><td><p>&#160;</p></td></tr><tr/><tr/><tr><td><p>0241000</p></td><td><table><col/><col/><tbody><tr><td><p>(a)</p></td><td><span>flowering brassica</span></td></tr></tbody></table></td><td><p><span>0,1</span></p></td></tr><tr><td><p>0241010</p></td><td><p>Broccoli</p></td><td><p>&#160;</p></td></tr><tr><td><p>0241020</p></td><td><p>Cauliflowers</p></td><td><p>&#160;</p></td></tr><tr><td><p>0241990</p></td><td><p>Others (2)</p></td><td><p>&#160;</p></td></tr><tr/><tr/><tr><td><p>0242000</p></td><td><table><col/><col/><tbody><tr><td><p>(b)</p></td><td><span>head brassica</span></td></tr></tbody></table></td><td><p>&#160;</p></td></tr><tr><td><p>0242010</p></td><td><p>Brussels sprouts</p></td><td><p><span>0,04</span></p></td></tr><tr><td><p>0242020</p></td><td><p>Head cabbages</p></td><td><p><span>0,15</span></p></td></tr><tr><td><p>0242990</p></td><td><p>Others (2)</p></td><td><p><span>0,01</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr/><tr/><tr><td><p>0243000</p></td><td><table><col/><col/><tbody><tr><td><p>(c)</p></td><td><span>leafy brassica</span></td></tr></tbody></table></td><td><p>&#160;</p></td></tr><tr><td><p>0243010</p></td><td><p>Chinese cabbages/pe-tsai</p></td><td><p><span>0,3</span></p></td></tr><tr><td><p>0243020</p></td><td><p>Kales</p></td><td><p><span>0,01</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>0243990</p></td><td><p>Others (2)</p></td><td><p><span>0,01</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>0244000</p></td><td><table><col/><col/><tbody><tr><td><p>(d)</p></td><td><span>kohlrabies</span></td></tr></tbody></table></td><td><p><span>0,01</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr/><tr/><tr><td><p>0250000</p></td><td><p><span>Leaf vegetables, herbs and edible flowers</span></p></td><td><p>&#160;</p></td></tr><tr/><tr/><tr><td><p>0251000</p></td><td><table><col/><col/><tbody><tr><td><p>(a)</p></td><td><span>lettuces and salad plants</span></td></tr></tbody></table></td><td><p>&#160;</p></td></tr><tr><td><p>0251010</p></td><td><p>Lamb's lettuces/corn salads</p></td><td><p><span>1,5</span></p></td></tr><tr><td><p>0251020</p></td><td><p>Lettuces</p></td><td><p><span>0,15</span></p></td></tr><tr><td><p>0251030</p></td><td><p>Escaroles/broad-leaved endives</p></td><td><p><span>0,07</span></p></td></tr><tr><td><p>0251040</p></td><td><p>Cresses and other sprouts and shoots</p></td><td><p><span>0,7</span></p></td></tr><tr><td><p>0251050</p></td><td><p>Land cresses</p></td><td><p><span>0,7</span></p></td></tr><tr><td><p>0251060</p></td><td><p>Roman rocket/rucola</p></td><td><p><span>0,7</span></p></td></tr><tr><td><p>0251070</p></td><td><p>Red mustards</p></td><td><p><span>0,01</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>0251080</p></td><td><p>Baby leaf crops (including brassica species)</p></td><td><p><span>0,7</span></p></td></tr><tr><td><p>0251990</p></td><td><p>Others (2)</p></td><td><p><span>0,01</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr/><tr/><tr><td><p>0252000</p></td><td><table><col/><col/><tbody><tr><td><p>(b)</p></td><td><span>spinaches and similar leaves</span></td></tr></tbody></table></td><td><p>&#160;</p></td></tr><tr><td><p>0252010</p></td><td><p>Spinaches</p></td><td><p><span>0,6</span></p></td></tr><tr><td><p>0252020</p></td><td><p>Purslanes</p></td><td><p><span>0,01</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>0252030</p></td><td><p>Chards/beet leaves</p></td><td><p><span>0,2</span></p></td></tr><tr><td><p>0252990</p></td><td><p>Others (2)</p></td><td><p><span>0,01</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>0253000</p></td><td><table><col/><col/><tbody><tr><td><p>(c)</p></td><td><span>grape leaves and similar species</span></td></tr></tbody></table></td><td><p><span>0,01</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>0254000</p></td><td><table><col/><col/><tbody><tr><td><p>(d)</p></td><td><span>watercresses</span></td></tr></tbody></table></td><td><p><span>0,01</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>0255000</p></td><td><table><col/><col/><tbody><tr><td><p>(e)</p></td><td><span>witloofs/Belgian endives</span></td></tr></tbody></table></td><td><p><span>0,01</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr/><tr/><tr><td><p>0256000</p></td><td><table><col/><col/><tbody><tr><td><p>(f)</p></td><td><span>herbs and edible flowers</span></td></tr></tbody></table></td><td><p><span>0,7</span></p></td></tr><tr><td><p>0256010</p></td><td><p>Chervil</p></td><td><p>&#160;</p></td></tr><tr><td><p>0256020</p></td><td><p>Chives</p></td><td><p>&#160;</p></td></tr><tr><td><p>0256030</p></td><td><p>Celery leaves</p></td><td><p>&#160;</p></td></tr><tr><td><p>0256040</p></td><td><p>Parsley</p></td><td><p>&#160;</p></td></tr><tr><td><p>0256050</p></td><td><p>Sage</p></td><td><p>&#160;</p></td></tr><tr><td><p>0256060</p></td><td><p>Rosemary</p></td><td><p>&#160;</p></td></tr><tr><td><p>0256070</p></td><td><p>Thyme</p></td><td><p>&#160;</p></td></tr><tr><td><p>0256080</p></td><td><p>Basil and edible flowers</p></td><td><p>&#160;</p></td></tr><tr><td><p>0256090</p></td><td><p>Laurel/bay leaves</p></td><td><p>&#160;</p></td></tr><tr><td><p>0256100</p></td><td><p>Tarragon</p></td><td><p>&#160;</p></td></tr><tr><td><p>0256990</p></td><td><p>Others (2)</p></td><td><p>&#160;</p></td></tr><tr/><tr/><tr><td><p>0260000</p></td><td><p><span>Legume vegetables</span></p></td><td><p>&#160;</p></td></tr><tr><td><p>0260010</p></td><td><p>Beans (with pods)</p></td><td><p><span>0,4</span></p></td></tr><tr><td><p>0260020</p></td><td><p>Beans (without pods)</p></td><td><p><span>0,2</span></p></td></tr><tr><td><p>0260030</p></td><td><p>Peas (with pods)</p></td><td><p><span>0,2</span></p></td></tr><tr><td><p>0260040</p></td><td><p>Peas (without pods)</p></td><td><p><span>0,2</span></p></td></tr><tr><td><p>0260050</p></td><td><p>Lentils</p></td><td><p><span>0,2</span></p></td></tr><tr><td><p>0260990</p></td><td><p>Others (2)</p></td><td><p><span>0,01</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr/><tr/><tr><td><p>0270000</p></td><td><p><span>Stem vegetables</span></p></td><td><p>&#160;</p></td></tr><tr><td><p>0270010</p></td><td><p>Asparagus</p></td><td><p><span>0,02</span></p></td></tr><tr><td><p>0270020</p></td><td><p>Cardoons</p></td><td><p><span>0,01</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>0270030</p></td><td><p>Celeries</p></td><td><p><span>0,03</span></p></td></tr><tr><td><p>0270040</p></td><td><p>Florence fennels</p></td><td><p><span>0,2</span></p></td></tr><tr><td><p>0270050</p></td><td><p>Globe artichokes</p></td><td><p><span>0,15</span></p></td></tr><tr><td><p>0270060</p></td><td><p>Leeks</p></td><td><p><span>0,07</span></p></td></tr><tr><td><p>0270070</p></td><td><p>Rhubarbs</p></td><td><p><span>0,01</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>0270080</p></td><td><p>Bamboo shoots</p></td><td><p><span>0,01</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>0270090</p></td><td><p>Palm hearts</p></td><td><p><span>0,01</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>0270990</p></td><td><p>Others (2)</p></td><td><p><span>0,01</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr/><tr/><tr><td><p>0280000</p></td><td><p><span>Fungi, mosses and lichens</span></p></td><td><p>&#160;</p></td></tr><tr><td><p>0280010</p></td><td><p>Cultivated fungi</p></td><td><p><span>0,01</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>0280020</p></td><td><p>Wild fungi</p></td><td><p><span>0,5</span></p></td></tr><tr><td><p>0280990</p></td><td><p>Mosses and lichens</p></td><td><p><span>0,01</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>0290000</p></td><td><p><span>Algae and prokaryotes organisms</span></p></td><td><p><span>0,01</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr/><tr/><tr><td><p>0300000</p></td><td><p><span>PULSES</span></p></td><td><p><span>0,05 (+)</span></p></td></tr><tr><td><p>0300010</p></td><td><p>Beans</p></td><td><p>&#160;</p></td></tr><tr><td><p>0300020</p></td><td><p>Lentils</p></td><td><p>&#160;</p></td></tr><tr><td><p>0300030</p></td><td><p>Peas</p></td><td><p>&#160;</p></td></tr><tr><td><p>0300040</p></td><td><p>Lupins/lupini beans</p></td><td><p>&#160;</p></td></tr><tr><td><p>0300990</p></td><td><p>Others (2)</p></td><td><p>&#160;</p></td></tr><tr/><tr/><tr><td><p>0400000</p></td><td><p><span>OILSEEDS AND OIL FRUITS</span></p></td><td><p>(+)</p></td></tr><tr/><tr/><tr><td><p>0401000</p></td><td><p><span>Oilseeds</span></p></td><td><p>&#160;</p></td></tr><tr><td><p>0401010</p></td><td><p>Linseeds</p></td><td><p><span>0,2</span></p></td></tr><tr><td><p>0401020</p></td><td><p>Peanuts/groundnuts</p></td><td><p><span>0,2</span></p></td></tr><tr><td><p>0401030</p></td><td><p>Poppy seeds</p></td><td><p><span>0,2</span></p></td></tr><tr><td><p>0401040</p></td><td><p>Sesame seeds</p></td><td><p><span>0,2</span></p></td></tr><tr><td><p>0401050</p></td><td><p>Sunflower seeds</p></td><td><p><span>0,01</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>0401060</p></td><td><p>Rapeseeds/canola seeds</p></td><td><p><span>0,2</span></p></td></tr><tr><td><p>0401070</p></td><td><p>Soyabeans</p></td><td><p><span>0,01</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>0401080</p></td><td><p>Mustard seeds</p></td><td><p><span>0,2</span></p></td></tr><tr><td><p>0401090</p></td><td><p>Cotton seeds</p></td><td><p><span>0,2</span></p></td></tr><tr><td><p>0401100</p></td><td><p>Pumpkin seeds</p></td><td><p><span>0,2</span></p></td></tr><tr><td><p>0401110</p></td><td><p>Safflower seeds</p></td><td><p><span>0,2</span></p></td></tr><tr><td><p>0401120</p></td><td><p>Borage seeds</p></td><td><p><span>0,2</span></p></td></tr><tr><td><p>0401130</p></td><td><p>Gold of pleasure seeds</p></td><td><p><span>0,2</span></p></td></tr><tr><td><p>0401140</p></td><td><p>Hemp seeds</p></td><td><p><span>0,2</span></p></td></tr><tr><td><p>0401150</p></td><td><p>Castor beans</p></td><td><p><span>0,2</span></p></td></tr><tr><td><p>0401990</p></td><td><p>Others (2)</p></td><td><p><span>0,01</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr/><tr/><tr><td><p>0402000</p></td><td><p><span>Oil fruits</span></p></td><td><p>&#160;</p></td></tr><tr><td><p>0402010</p></td><td><p>Olives for oil production</p></td><td><p><span>0,5</span></p></td></tr><tr><td><p>0402020</p></td><td><p>Oil palms kernels</p></td><td><p><span>0,01</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>0402030</p></td><td><p>Oil palms fruits</p></td><td><p><span>0,01</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>0402040</p></td><td><p>Kapok</p></td><td><p><span>0,01</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>0402990</p></td><td><p>Others (2)</p></td><td><p><span>0,01</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr/><tr/><tr><td><p>0500000</p></td><td><p><span>CEREALS</span></p></td><td><p>(+)</p></td></tr><tr><td><p>0500010</p></td><td><p>Barley</p></td><td><p><span>0,5</span></p></td></tr><tr><td><p>0500020</p></td><td><p>Buckwheat and other pseudocereals</p></td><td><p><span>0,01</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>0500030</p></td><td><p>Maize/corn</p></td><td><p><span>0,02</span></p></td></tr><tr><td><p>0500040</p></td><td><p>Common millet/proso millet</p></td><td><p><span>0,01</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>0500050</p></td><td><p>Oat</p></td><td><p><span>0,3</span></p></td></tr><tr><td><p>0500060</p></td><td><p>Rice</p></td><td><p><span>0,01</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>0500070</p></td><td><p>Rye</p></td><td><p><span>0,01</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>0500080</p></td><td><p>Sorghum</p></td><td><p><span>0,01</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>0500090</p></td><td><p>Wheat</p></td><td><p><span>0,05</span></p></td></tr><tr><td><p>0500990</p></td><td><p>Others (2)</p></td><td><p><span>0,01</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr/><tr/><tr><td><p>0600000</p></td><td><p><span>TEAS, COFFEE, HERBAL INFUSIONS, COCOA AND CAROBS</span></p></td><td><p><span>0,01</span><a>&#160;(<span>*1</span>)</a><span>(+)</span></p></td></tr><tr><td><p>0610000</p></td><td><p><span>Teas</span></p></td><td><p>&#160;</p></td></tr><tr><td><p>0620000</p></td><td><p><span>Coffee beans</span></p></td><td><p>&#160;</p></td></tr><tr/><tr/><tr><td><p>0630000</p></td><td><p><span>Herbal infusions from</span></p></td><td><p>&#160;</p></td></tr><tr/><tr/><tr><td><p>0631000</p></td><td><table><col/><col/><tbody><tr><td><p>(a)</p></td><td><span>flowers</span></td></tr></tbody></table></td><td><p>&#160;</p></td></tr><tr><td><p>0631010</p></td><td><p>Chamomile</p></td><td><p>&#160;</p></td></tr><tr><td><p>0631020</p></td><td><p>Hibiscus/roselle</p></td><td><p>&#160;</p></td></tr><tr><td><p>0631030</p></td><td><p>Rose</p></td><td><p>&#160;</p></td></tr><tr><td><p>0631040</p></td><td><p>Jasmine</p></td><td><p>&#160;</p></td></tr><tr><td><p>0631050</p></td><td><p>Lime/linden</p></td><td><p>&#160;</p></td></tr><tr><td><p>0631990</p></td><td><p>Others (2)</p></td><td><p>&#160;</p></td></tr><tr/><tr/><tr><td><p>0632000</p></td><td><table><col/><col/><tbody><tr><td><p>(b)</p></td><td><span>leaves and herbs</span></td></tr></tbody></table></td><td><p>&#160;</p></td></tr><tr><td><p>0632010</p></td><td><p>Strawberry</p></td><td><p>&#160;</p></td></tr><tr><td><p>0632020</p></td><td><p>Rooibos</p></td><td><p>&#160;</p></td></tr><tr><td><p>0632030</p></td><td><p>Mate/mat&#233;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0632990</p></td><td><p>Others (2)</p></td><td><p>&#160;</p></td></tr><tr/><tr/><tr><td><p>0633000</p></td><td><table><col/><col/><tbody><tr><td><p>(c)</p></td><td><span>roots</span></td></tr></tbody></table></td><td><p>&#160;</p></td></tr><tr><td><p>0633010</p></td><td><p>Valerian</p></td><td><p>&#160;</p></td></tr><tr><td><p>0633020</p></td><td><p>Ginseng</p></td><td><p>&#160;</p></td></tr><tr><td><p>0633990</p></td><td><p>Others (2)</p></td><td><p>&#160;</p></td></tr><tr><td><p>0639000</p></td><td><table><col/><col/><tbody><tr><td><p>(d)</p></td><td><span>any other parts of the plant</span></td></tr></tbody></table></td><td><p>&#160;</p></td></tr><tr><td><p>0640000</p></td><td><p><span>Cocoa beans</span></p></td><td><p>&#160;</p></td></tr><tr><td><p>0650000</p></td><td><p><span>Carobs/Saint John's breads</span></p></td><td><p>&#160;</p></td></tr><tr><td><p>0700000</p></td><td><p><span>HOPS</span></p></td><td><p><span>10 (+)</span></p></td></tr><tr/><tr/><tr><td><p>0800000</p></td><td><p><span>SPICES</span></p></td><td><p>(+)</p></td></tr><tr/><tr/><tr><td><p>0810000</p></td><td><p><span>Seed spices</span></p></td><td><p><span>0,01</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>0810010</p></td><td><p>Anise/aniseed</p></td><td><p>&#160;</p></td></tr><tr><td><p>0810020</p></td><td><p>Black caraway/black cumin</p></td><td><p>&#160;</p></td></tr><tr><td><p>0810030</p></td><td><p>Celery</p></td><td><p>&#160;</p></td></tr><tr><td><p>0810040</p></td><td><p>Coriander</p></td><td><p>&#160;</p></td></tr><tr><td><p>0810050</p></td><td><p>Cumin</p></td><td><p>&#160;</p></td></tr><tr><td><p>0810060</p></td><td><p>Dill</p></td><td><p>&#160;</p></td></tr><tr><td><p>0810070</p></td><td><p>Fennel</p></td><td><p>&#160;</p></td></tr><tr><td><p>0810080</p></td><td><p>Fenugreek</p></td><td><p>&#160;</p></td></tr><tr><td><p>0810090</p></td><td><p>Nutmeg</p></td><td><p>&#160;</p></td></tr><tr><td><p>0810990</p></td><td><p>Others (2)</p></td><td><p>&#160;</p></td></tr><tr/><tr/><tr><td><p>0820000</p></td><td><p><span>Fruit spices</span></p></td><td><p>&#160;</p></td></tr><tr><td><p>0820010</p></td><td><p>Allspice/pimento</p></td><td><p><span>0,03</span></p></td></tr><tr><td><p>0820020</p></td><td><p>Sichuan pepper</p></td><td><p><span>0,03</span></p></td></tr><tr><td><p>0820030</p></td><td><p>Caraway</p></td><td><p><span>0,03</span></p></td></tr><tr><td><p>0820040</p></td><td><p>Cardamom</p></td><td><p><span>2</span></p></td></tr><tr><td><p>0820050</p></td><td><p>Juniper berry</p></td><td><p><span>0,03</span></p></td></tr><tr><td><p>0820060</p></td><td><p>Peppercorn (black, green and white)</p></td><td><p><span>0,03</span></p></td></tr><tr><td><p>0820070</p></td><td><p>Vanilla</p></td><td><p><span>0,03</span></p></td></tr><tr><td><p>0820080</p></td><td><p>Tamarind</p></td><td><p><span>0,03</span></p></td></tr><tr><td><p>0820990</p></td><td><p>Others (2)</p></td><td><p><span>0,01</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr/><tr/><tr><td><p>0830000</p></td><td><p><span>Bark spices</span></p></td><td><p><span>0,01</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>0830010</p></td><td><p>Cinnamon</p></td><td><p>&#160;</p></td></tr><tr><td><p>0830990</p></td><td><p>Others (2)</p></td><td><p>&#160;</p></td></tr><tr/><tr/><tr><td><p>0840000</p></td><td><p><span>Root and rhizome spices</span></p></td><td><p>&#160;</p></td></tr><tr><td><p>0840010</p></td><td><p>Liquorice</p></td><td><p><span>0,05</span></p></td></tr><tr><td><p>0840020</p></td><td><p>Ginger (10)</p></td><td><p><span>0,05 (+)</span></p></td></tr><tr><td><p>0840030</p></td><td><p>Turmeric/curcuma</p></td><td><p><span>0,05</span></p></td></tr><tr><td><p>0840040</p></td><td><p>Horseradish (11)</p></td><td><p><span>(+)</span></p></td></tr><tr><td><p>0840990</p></td><td><p>Others (2)</p></td><td><p><span>0,05</span></p></td></tr><tr/><tr/><tr><td><p>0850000</p></td><td><p><span>Bud spices</span></p></td><td><p><span>0,01</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>0850010</p></td><td><p>Cloves</p></td><td><p>&#160;</p></td></tr><tr><td><p>0850020</p></td><td><p>Capers</p></td><td><p>&#160;</p></td></tr><tr><td><p>0850990</p></td><td><p>Others (2)</p></td><td><p>&#160;</p></td></tr><tr/><tr/><tr><td><p>0860000</p></td><td><p><span>Flower pistil spices</span></p></td><td><p><span>0,01</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>0860010</p></td><td><p>Saffron</p></td><td><p>&#160;</p></td></tr><tr><td><p>0860990</p></td><td><p>Others (2)</p></td><td><p>&#160;</p></td></tr><tr/><tr/><tr><td><p>0870000</p></td><td><p><span>Aril spices</span></p></td><td><p><span>0,01</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>0870010</p></td><td><p>Mace</p></td><td><p>&#160;</p></td></tr><tr><td><p>0870990</p></td><td><p>Others (2)</p></td><td><p>&#160;</p></td></tr><tr/><tr/><tr><td><p>0900000</p></td><td><p><span>SUGAR PLANTS</span></p></td><td><p>(+)</p></td></tr><tr><td><p>0900010</p></td><td><p>Sugar beet roots</p></td><td><p><span>0,01</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>0900020</p></td><td><p>Sugar canes</p></td><td><p><span>0,05</span></p></td></tr><tr><td><p>0900030</p></td><td><p>Chicory roots</p></td><td><p><span>0,01</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>0900990</p></td><td><p>Others (2)</p></td><td><p><span>0,01</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr/><tr/><tr><td><p>1000000</p></td><td><p><span>PRODUCTS OF ANIMAL ORIGIN -TERRESTRIAL ANIMALS</span></p></td><td><p>(+)</p></td></tr><tr/><tr/><tr><td><p>1010000</p></td><td><p><span>Commodities from</span></p></td><td><p>&#160;</p></td></tr><tr/><tr/><tr><td><p>1011000</p></td><td><table><col/><col/><tbody><tr><td><p>(a)</p></td><td><span>swine</span></td></tr></tbody></table></td><td><p>&#160;</p></td></tr><tr><td><p>1011010</p></td><td><p>Muscle</p></td><td><p><span>0,15</span></p></td></tr><tr><td><p>1011020</p></td><td><p>Fat</p></td><td><p><span>3</span></p></td></tr><tr><td><p>1011030</p></td><td><p>Liver</p></td><td><p><span>0,05</span></p></td></tr><tr><td><p>1011040</p></td><td><p>Kidney</p></td><td><p><span>0,2</span></p></td></tr><tr><td><p>1011050</p></td><td><p>Edible offals (other than liver and kidney)</p></td><td><p><span>3</span></p></td></tr><tr><td><p>1011990</p></td><td><p>Others (2)</p></td><td><p><span>0,01</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr/><tr/><tr><td><p>1012000</p></td><td><table><col/><col/><tbody><tr><td><p>(b)</p></td><td><span>bovine</span></td></tr></tbody></table></td><td><p>&#160;</p></td></tr><tr><td><p>1012010</p></td><td><p>Muscle</p></td><td><p><span>0,02</span></p></td></tr><tr><td><p>1012020</p></td><td><p>Fat</p></td><td><p><span>3</span></p></td></tr><tr><td><p>1012030</p></td><td><p>Liver</p></td><td><p><span>0,05</span></p></td></tr><tr><td><p>1012040</p></td><td><p>Kidney</p></td><td><p><span>0,2</span></p></td></tr><tr><td><p>1012050</p></td><td><p>Edible offals (other than liver and kidney)</p></td><td><p><span>3</span></p></td></tr><tr><td><p>1012990</p></td><td><p>Others (2)</p></td><td><p><span>0,01</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr/><tr/><tr><td><p>1013000</p></td><td><table><col/><col/><tbody><tr><td><p>(c)</p></td><td><span>sheep</span></td></tr></tbody></table></td><td><p>&#160;</p></td></tr><tr><td><p>1013010</p></td><td><p>Muscle</p></td><td><p><span>0,02</span></p></td></tr><tr><td><p>1013020</p></td><td><p>Fat</p></td><td><p><span>3</span></p></td></tr><tr><td><p>1013030</p></td><td><p>Liver</p></td><td><p><span>0,05</span></p></td></tr><tr><td><p>1013040</p></td><td><p>Kidney</p></td><td><p><span>0,2</span></p></td></tr><tr><td><p>1013050</p></td><td><p>Edible offals (other than liver and kidney)</p></td><td><p><span>3</span></p></td></tr><tr><td><p>1013990</p></td><td><p>Others (2)</p></td><td><p><span>0,01</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr/><tr/><tr><td><p>1014000</p></td><td><table><col/><col/><tbody><tr><td><p>(d)</p></td><td><span>goat</span></td></tr></tbody></table></td><td><p>&#160;</p></td></tr><tr><td><p>1014010</p></td><td><p>Muscle</p></td><td><p><span>0,15</span></p></td></tr><tr><td><p>1014020</p></td><td><p>Fat</p></td><td><p><span>3</span></p></td></tr><tr><td><p>1014030</p></td><td><p>Liver</p></td><td><p><span>0,05</span></p></td></tr><tr><td><p>1014040</p></td><td><p>Kidney</p></td><td><p><span>0,2</span></p></td></tr><tr><td><p>1014050</p></td><td><p>Edible offals (other than liver and kidney)</p></td><td><p><span>3</span></p></td></tr><tr><td><p>1014990</p></td><td><p>Others (2)</p></td><td><p><span>0,01</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr/><tr/><tr><td><p>1015000</p></td><td><table><col/><col/><tbody><tr><td><p>(e)</p></td><td><span>equine</span></td></tr></tbody></table></td><td><p>&#160;</p></td></tr><tr><td><p>1015010</p></td><td><p>Muscle</p></td><td><p><span>0,02</span></p></td></tr><tr><td><p>1015020</p></td><td><p>Fat</p></td><td><p><span>3</span></p></td></tr><tr><td><p>1015030</p></td><td><p>Liver</p></td><td><p><span>0,05</span></p></td></tr><tr><td><p>1015040</p></td><td><p>Kidney</p></td><td><p><span>0,2</span></p></td></tr><tr><td><p>1015050</p></td><td><p>Edible offals (other than liver and kidney)</p></td><td><p><span>3</span></p></td></tr><tr><td><p>1015990</p></td><td><p>Others (2)</p></td><td><p><span>0,01</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr/><tr/><tr><td><p>1016000</p></td><td><table><col/><col/><tbody><tr><td><p>(f)</p></td><td><span>poultry</span></td></tr></tbody></table></td><td><p><span>0,01</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>1016010</p></td><td><p>Muscle</p></td><td><p>&#160;</p></td></tr><tr><td><p>1016020</p></td><td><p>Fat</p></td><td><p>&#160;</p></td></tr><tr><td><p>1016030</p></td><td><p>Liver</p></td><td><p>&#160;</p></td></tr><tr><td><p>1016040</p></td><td><p>Kidney</p></td><td><p>&#160;</p></td></tr><tr><td><p>1016050</p></td><td><p>Edible offals (other than liver and kidney)</p></td><td><p>&#160;</p></td></tr><tr><td><p>1016990</p></td><td><p>Others (2)</p></td><td><p>&#160;</p></td></tr><tr/><tr/><tr><td><p>1017000</p></td><td><table><col/><col/><tbody><tr><td><p>(g)</p></td><td><span>other farmed terrestrial animals</span></td></tr></tbody></table></td><td><p>&#160;</p></td></tr><tr><td><p>1017010</p></td><td><p>Muscle</p></td><td><p><span>0,02</span></p></td></tr><tr><td><p>1017020</p></td><td><p>Fat</p></td><td><p><span>3</span></p></td></tr><tr><td><p>1017030</p></td><td><p>Liver</p></td><td><p><span>0,05</span></p></td></tr><tr><td><p>1017040</p></td><td><p>Kidney</p></td><td><p><span>0,2</span></p></td></tr><tr><td><p>1017050</p></td><td><p>Edible offals (other than liver and kidney)</p></td><td><p><span>3</span></p></td></tr><tr><td><p>1017990</p></td><td><p>Others (2)</p></td><td><p><span>0,01</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr/><tr/><tr><td><p>1020000</p></td><td><p><span>Milk</span></p></td><td><p><span>0,02</span></p></td></tr><tr><td><p>1020010</p></td><td><p>Cattle</p></td><td><p>&#160;</p></td></tr><tr><td><p>1020020</p></td><td><p>Sheep</p></td><td><p>&#160;</p></td></tr><tr><td><p>1020030</p></td><td><p>Goat</p></td><td><p>&#160;</p></td></tr><tr><td><p>1020040</p></td><td><p>Horse</p></td><td><p>&#160;</p></td></tr><tr><td><p>1020990</p></td><td><p>Others (2)</p></td><td><p>&#160;</p></td></tr><tr/><tr/><tr><td><p>1030000</p></td><td><p><span>Birds eggs</span></p></td><td><p><span>0,01</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>1030010</p></td><td><p>Chicken</p></td><td><p>&#160;</p></td></tr><tr><td><p>1030020</p></td><td><p>Duck</p></td><td><p>&#160;</p></td></tr><tr><td><p>1030030</p></td><td><p>Geese</p></td><td><p>&#160;</p></td></tr><tr><td><p>1030040</p></td><td><p>Quail</p></td><td><p>&#160;</p></td></tr><tr><td><p>1030990</p></td><td><p>Others (2)</p></td><td><p>&#160;</p></td></tr><tr><td><p>1040000</p></td><td><p><span>Honey and other apiculture products (7)</span></p></td><td><p><span>0,05</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>1050000</p></td><td><p><span>Amphibians and Reptiles</span></p></td><td><p><span>0,01</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>1060000</p></td><td><p><span>Terrestrial invertebrate animals</span></p></td><td><p><span>0,01</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>1070000</p></td><td><p><span>Wild terrestrial vertebrate animals</span></p></td><td><p><span>0,01</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>1100000</p></td><td><p><span>PRODUCTS OF ANIMAL ORIGIN - FISH, FISHPRODUCTS AND ANY OTHER MARINE AND FRESHWATER FOOD PRODUCTS (8)</span></p></td><td><p>&#160;</p></td></tr><tr><td><p>1200000</p></td><td><p><span>PRODUCTS OR PART OF PRODUCTS EXCLUSIVELY USED FOR ANIMAL FEED PRODUCTION (8)</span></p></td><td><p>&#160;</p></td></tr><tr><td><p>1300000</p></td><td><p><span>PROCESSED FOOD PRODUCTS (9)</span></p></td><td><p>&#160;</p></td></tr><tr><td><table><col/><col/><tbody><tr><td><p>(**)</p></td><td><p>Pesticide-code combination for which the MRL as set in Annex III Part B applies.</p></td></tr></tbody></table><table><col/><col/><col/><tbody><tr><td><p>(F)</p></td><td><p>=</p></td><td><p>Fat soluble</p></td></tr></tbody></table><p><span>Lambda-cyhalothrin (includes gamma-cyhalothrin) (sum of R,S and S,R isomers) (F)</span></p><table><col/><col/><tbody><tr><td><p>(+)</p></td><td><p>The European Food Safety Authority identified some information on certain metabolites (compounds Ia, IV and gamma-lactone) formed under sterilization conditions and storage stability as unavailable. When re-viewing the MRL, the Commission will take into account the information referred to in the first sentence, if it is submitted by 6 July 2020, or, if that information is not submitted by that date, the lack of it.</p><table><col/><col/><tbody><tr><td><p><span>0110000</span></p></td><td><p><span>Citrus fruits</span></p></td></tr><tr><td><p><span>0110010</span></p></td><td><p><span>Grapefruits</span></p></td></tr><tr><td><p><span>0110020</span></p></td><td><p><span>Oranges</span></p></td></tr><tr><td><p><span>0110030</span></p></td><td><p><span>Lemons</span></p></td></tr><tr><td><p><span>0110040</span></p></td><td><p><span>Limes</span></p></td></tr><tr><td><p><span>0110050</span></p></td><td><p><span>Mandarins</span></p></td></tr><tr><td><p><span>0110990</span></p></td><td><p><span>Others (2)</span></p></td></tr></tbody></table></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(+)</p></td><td><p>The European Food Safety Authority identified some information on certain metabolites (compounds Ia, IV and gamma-lactone) formed under sterilization conditions as unavailable. When re-viewing the MRL, the Commission will take into account the information referred to in the first sentence, if it is submitted by 6 July 2020, or, if that information is not submitted by that date, the lack of it.</p><table><col/><col/><tbody><tr><td><p><span>0120000</span></p></td><td><p><span>Tree nuts</span></p></td></tr><tr><td><p><span>0120010</span></p></td><td><p><span>Almonds</span></p></td></tr><tr><td><p><span>0120020</span></p></td><td><p><span>Brazil nuts</span></p></td></tr><tr><td><p><span>0120030</span></p></td><td><p><span>Cashew nuts</span></p></td></tr><tr><td><p><span>0120040</span></p></td><td><p><span>Chestnuts</span></p></td></tr><tr><td><p><span>0120050</span></p></td><td><p><span>Coconuts</span></p></td></tr><tr><td><p><span>0120060</span></p></td><td><p><span>Hazelnuts/cobnuts</span></p></td></tr><tr><td><p><span>0120070</span></p></td><td><p><span>Macadamias</span></p></td></tr><tr><td><p><span>0120080</span></p></td><td><p><span>Pecans</span></p></td></tr><tr><td><p><span>0120090</span></p></td><td><p><span>Pine nut kernels</span></p></td></tr><tr><td><p><span>0120100</span></p></td><td><p><span>Pistachios</span></p></td></tr><tr><td><p><span>0120110</span></p></td><td><p><span>Walnuts</span></p></td></tr><tr><td><p><span>0120990</span></p></td><td><p><span>Others (2)</span></p></td></tr><tr><td><p><span>0130000</span></p></td><td><p><span>Pome fruits</span></p></td></tr><tr><td><p><span>0130010</span></p></td><td><p><span>Apples</span></p></td></tr><tr><td><p><span>0130020</span></p></td><td><p><span>Pears</span></p></td></tr><tr><td><p><span>0130030</span></p></td><td><p><span>Quinces</span></p></td></tr><tr><td><p><span>0130040</span></p></td><td><p><span>Medlars</span></p></td></tr><tr><td><p><span>0130050</span></p></td><td><p><span>Loquats/Japanese medlars</span></p></td></tr><tr><td><p><span>0130990</span></p></td><td><p><span>Others (2)</span></p></td></tr></tbody></table></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(+)</p></td><td><p>The European Food Safety Authority identified some information on certain metabolites (compounds Ia, IV and gamma-lactone) formed under sterilization conditions and residue trials as unavailable. When re-viewing the MRL, the Commission will take into account the information referred to in the first sentence, if it is submitted by 6 July 2020, or, if that information is not submitted by that date, the lack of it.</p><table><col/><col/><tbody><tr><td><p><span>0140010</span></p></td><td><p><span>Apricots</span></p></td></tr></tbody></table></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(+)</p></td><td><p>The European Food Safety Authority identified some information on certain metabolites (compounds Ia, IV and gamma-lactone) formed under sterilization conditions as unavailable. When re-viewing the MRL, the Commission will take into account the information referred to in the first sentence, if it is submitted by 6 July 2020, or, if that information is not submitted by that date, the lack of it.</p><table><col/><col/><tbody><tr><td><p><span>0140020</span></p></td><td><p><span>Cherries (sweet)</span></p></td></tr></tbody></table></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(+)</p></td><td><p>The European Food Safety Authority identified some information on certain metabolites (compounds Ia, IV and gamma-lactone) formed under sterilization conditions and residue trials as unavailable. When re-viewing the MRL, the Commission will take into account the information referred to in the first sentence, if it is submitted by 6 July 2020, or, if that information is not submitted by that date, the lack of it.</p><table><col/><col/><tbody><tr><td><p><span>0140030</span></p></td><td><p><span>Peaches</span></p></td></tr></tbody></table></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(+)</p></td><td><p>The European Food Safety Authority identified some information on certain metabolites (compounds Ia, IV and gamma-lactone) formed under sterilization conditions as unavailable. When re-viewing the MRL, the Commission will take into account the information referred to in the first sentence, if it is submitted by 6 July 2020, or, if that information is not submitted by that date, the lack of it.</p><table><col/><col/><tbody><tr><td><p><span>0140040</span></p></td><td><p><span>Plums</span></p></td></tr><tr><td><p><span>0140990</span></p></td><td><p><span>Others (2)</span></p></td></tr></tbody></table></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(+)</p></td><td><p>The European Food Safety Authority identified some information on certain metabolites (compounds Ia and XI) formed under sterilization conditions and storage stability as unavailable. When re-viewing the MRL, the Commission will take into account the information referred to in the first sentence, if it is submitted by 6 July 2020, or, if that information is not submitted by that date, the lack of it.</p><table><col/><col/><tbody><tr><td><p><span>0150000</span></p></td><td><p><span>Berries and small fruits</span></p></td></tr></tbody></table></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(+)</p></td><td><p>The European Food Safety Authority identified some information on certain metabolites (compounds Ia, IV and gamma-lactone) formed under sterilization conditions and storage stability as unavailable. When re-viewing the MRL, the Commission will take into account the information referred to in the first sentence, if it is submitted by 6 July 2020, or, if that information is not submitted by that date, the lack of it.</p><table><col/><col/><tbody><tr><td><p><span>0151000</span></p></td><td><table><col/><col/><tbody><tr><td><p><span>(a)</span></p></td><td><span>grapes</span></td></tr></tbody></table></td></tr><tr><td><p><span>0151010</span></p></td><td><p><span>Table grapes</span></p></td></tr><tr><td><p><span>0151020</span></p></td><td><p><span>Wine grapes</span></p></td></tr><tr><td><p><span>0152000</span></p></td><td><table><col/><col/><tbody><tr><td><p><span>(b)</span></p></td><td><span>strawberries</span></td></tr></tbody></table></td></tr></tbody></table></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(+)</p></td><td><p>The European Food Safety Authority identified some information on certain metabolites (compounds Ia, IV and gamma-lactone) formed under sterilization conditions, residue trials and storage stability as unavailable. When re-viewing the MRL, the Commission will take into account the information referred to in the first sentence, if it is submitted by 6 July 2020, or, if that information is not submitted by that date, the lack of it.</p><table><col/><col/><tbody><tr><td><p><span>0153000</span></p></td><td><table><col/><col/><tbody><tr><td><p><span>(c)</span></p></td><td><span>cane fruits</span></td></tr></tbody></table></td></tr><tr><td><p><span>0153010</span></p></td><td><p><span>Blackberries</span></p></td></tr><tr><td><p><span>0153020</span></p></td><td><p><span>Dewberries</span></p></td></tr><tr><td><p><span>0153030</span></p></td><td><p><span>Raspberries (red and yellow)</span></p></td></tr><tr><td><p><span>0153990</span></p></td><td><p><span>Others (2)</span></p></td></tr><tr><td><p><span>0154000</span></p></td><td><table><col/><col/><tbody><tr><td><p><span>(d)</span></p></td><td><span>other small fruits and berries</span></td></tr></tbody></table></td></tr><tr><td><p><span>0154010</span></p></td><td><p><span>Blueberries</span></p></td></tr><tr><td><p><span>0154020</span></p></td><td><p><span>Cranberries</span></p></td></tr><tr><td><p><span>0154030</span></p></td><td><p><span>Currants (black, red and white)</span></p></td></tr><tr><td><p><span>0154040</span></p></td><td><p><span>Gooseberries (green, red and yellow)</span></p></td></tr><tr><td><p><span>0154050</span></p></td><td><p><span>Rose hips</span></p></td></tr><tr><td><p><span>0154060</span></p></td><td><p><span>Mulberries (black and white)</span></p></td></tr><tr><td><p><span>0154070</span></p></td><td><p><span>Azaroles/Mediterranean medlars</span></p></td></tr><tr><td><p><span>0154080</span></p></td><td><p><span>Elderberries</span></p></td></tr><tr><td><p><span>0154990</span></p></td><td><p><span>Others (2)</span></p></td></tr></tbody></table></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(+)</p></td><td><p>The European Food Safety Authority identified some information on certain metabolites (compounds Ia, IV and gamma-lactone) formed under sterilization conditions as unavailable. When re-viewing the MRL, the Commission will take into account the information referred to in the first sentence, if it is submitted by 6 July 2020, or, if that information is not submitted by that date, the lack of it.</p><table><col/><col/><tbody><tr><td><p><span>0161000</span></p></td><td><table><col/><col/><tbody><tr><td><p><span>(a)</span></p></td><td><span>edible peel</span></td></tr></tbody></table></td></tr><tr><td><p><span>0161010</span></p></td><td><p><span>Dates</span></p></td></tr><tr><td><p><span>0161020</span></p></td><td><p><span>Figs</span></p></td></tr><tr><td><p><span>0161030</span></p></td><td><p><span>Table olives</span></p></td></tr><tr><td><p><span>0161040</span></p></td><td><p><span>Kumquats</span></p></td></tr><tr><td><p><span>0161050</span></p></td><td><p><span>Carambolas</span></p></td></tr><tr><td><p><span>0161060</span></p></td><td><p><span>Kaki/Japanese persimmons</span></p></td></tr><tr><td><p><span>0161070</span></p></td><td><p><span>Jambuls/jambolans</span></p></td></tr><tr><td><p><span>0161990</span></p></td><td><p><span>Others (2)</span></p></td></tr><tr><td><p><span>0162000</span></p></td><td><table><col/><col/><tbody><tr><td><p><span>(b)</span></p></td><td><span>inedible peel, small</span></td></tr></tbody></table></td></tr><tr><td><p><span>0162010</span></p></td><td><p><span>Kiwi fruits (green, red, yellow)</span></p></td></tr><tr><td><p><span>0162020</span></p></td><td><p><span>Litchis/lychees</span></p></td></tr><tr><td><p><span>0162030</span></p></td><td><p><span>Passionfruits/maracujas</span></p></td></tr><tr><td><p><span>0162040</span></p></td><td><p><span>Prickly pears/cactus fruits</span></p></td></tr><tr><td><p><span>0162050</span></p></td><td><p><span>Star apples/cainitos</span></p></td></tr><tr><td><p><span>0162060</span></p></td><td><p><span>American persimmons/Virginia kaki</span></p></td></tr><tr><td><p><span>0162990</span></p></td><td><p><span>Others (2)</span></p></td></tr><tr><td><p><span>0163000</span></p></td><td><table><col/><col/><tbody><tr><td><p><span>(c)</span></p></td><td><span>inedible peel, large</span></td></tr></tbody></table></td></tr><tr><td><p><span>0163010</span></p></td><td><p><span>Avocados</span></p></td></tr></tbody></table></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(+)</p></td><td><p>The European Food Safety Authority identified some information on certain metabolites (compounds Ia, IV and gamma-lactone) formed under sterilization conditions and residue trials as unavailable. When re-viewing the MRL, the Commission will take into account the information referred to in the first sentence, if it is submitted by 6 July 2020, or, if that information is not submitted by that date, the lack of it.</p><table><col/><col/><tbody><tr><td><p><span>0163020</span></p></td><td><p><span>Bananas</span></p></td></tr></tbody></table></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(+)</p></td><td><p>The European Food Safety Authority identified some information on certain metabolites (compounds Ia, IV and gamma-lactone) formed under sterilization conditions as unavailable. When re-viewing the MRL, the Commission will take into account the information referred to in the first sentence, if it is submitted by 6 July 2020, or, if that information is not submitted by that date, the lack of it.</p><table><col/><col/><tbody><tr><td><p><span>0163030</span></p></td><td><p><span>Mangoes</span></p></td></tr><tr><td><p><span>0163040</span></p></td><td><p><span>Papayas</span></p></td></tr><tr><td><p><span>0163050</span></p></td><td><p><span>Granate apples/pomegranates</span></p></td></tr><tr><td><p><span>0163060</span></p></td><td><p><span>Cherimoyas</span></p></td></tr><tr><td><p><span>0163070</span></p></td><td><p><span>Guavas</span></p></td></tr><tr><td><p><span>0163080</span></p></td><td><p><span>Pineapples</span></p></td></tr><tr><td><p><span>0163090</span></p></td><td><p><span>Breadfruits</span></p></td></tr><tr><td><p><span>0163100</span></p></td><td><p><span>Durians</span></p></td></tr><tr><td><p><span>0163110</span></p></td><td><p><span>Soursops/guanabanas</span></p></td></tr><tr><td><p><span>0163990</span></p></td><td><p><span>Others (2)</span></p></td></tr><tr><td><p><span>0200000</span></p></td><td><p><span>VEGETABLES, FRESH or FROZEN</span></p></td></tr><tr><td><p><span>0210000</span></p></td><td><p><span>Root and tuber vegetables</span></p></td></tr><tr><td><p><span>0211000</span></p></td><td><table><col/><col/><tbody><tr><td><p><span>(a)</span></p></td><td><span>potatoes</span></td></tr></tbody></table></td></tr><tr><td><p><span>0212000</span></p></td><td><table><col/><col/><tbody><tr><td><p><span>(b)</span></p></td><td><span>tropical root and tuber vegetables</span></td></tr></tbody></table></td></tr><tr><td><p><span>0212010</span></p></td><td><p><span>Cassava roots/manioc</span></p></td></tr><tr><td><p><span>0212020</span></p></td><td><p><span>Sweet potatoes</span></p></td></tr><tr><td><p><span>0212030</span></p></td><td><p><span>Yams</span></p></td></tr><tr><td><p><span>0212040</span></p></td><td><p><span>Arrowroots</span></p></td></tr><tr><td><p><span>0212990</span></p></td><td><p><span>Others (2)</span></p></td></tr><tr><td><p><span>0213000</span></p></td><td><table><col/><col/><tbody><tr><td><p><span>(c)</span></p></td><td><span>other root and tuber vegetables except sugar beets</span></td></tr></tbody></table></td></tr><tr><td><p><span>0213010</span></p></td><td><p><span>Beetroots</span></p></td></tr><tr><td><p><span>0213020</span></p></td><td><p><span>Carrots</span></p></td></tr><tr><td><p><span>0213030</span></p></td><td><p><span>Celeriacs/turnip rooted celeries</span></p></td></tr><tr><td><p><span>0213040</span></p></td><td><p><span>Horseradishes</span></p></td></tr><tr><td><p><span>0213050</span></p></td><td><p><span>Jerusalem artichokes</span></p></td></tr><tr><td><p><span>0213060</span></p></td><td><p><span>Parsnips</span></p></td></tr><tr><td><p><span>0213070</span></p></td><td><p><span>Parsley roots/Hamburg roots parsley</span></p></td></tr><tr><td><p><span>0213080</span></p></td><td><p><span>Radishes</span></p></td></tr><tr><td><p><span>0213090</span></p></td><td><p><span>Salsifies</span></p></td></tr><tr><td><p><span>0213100</span></p></td><td><p><span>Swedes/rutabagas</span></p></td></tr><tr><td><p><span>0213110</span></p></td><td><p><span>Turnips</span></p></td></tr><tr><td><p><span>0213990</span></p></td><td><p><span>Others (2)</span></p></td></tr><tr><td><p><span>0220000</span></p></td><td><p><span>Bulb vegetables</span></p></td></tr><tr><td><p><span>0220010</span></p></td><td><p><span>Garlic</span></p></td></tr></tbody></table></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(+)</p></td><td><p>The European Food Safety Authority identified some information on certain metabolites (compounds Ia, IV and gamma-lactone) formed under sterilization conditions and residue trials as unavailable. When re-viewing the MRL, the Commission will take into account the information referred to in the first sentence, if it is submitted by 6 July 2020, or, if that information is not submitted by that date, the lack of it.</p><table><col/><col/><tbody><tr><td><p><span>0220020</span></p></td><td><p><span>Onions</span></p></td></tr><tr><td><p><span>0220030</span></p></td><td><p><span>Shallots</span></p></td></tr></tbody></table></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(+)</p></td><td><p>The European Food Safety Authority identified some information on certain metabolites (compounds Ia, IV and gamma-lactone) formed under sterilization conditions as unavailable. When re-viewing the MRL, the Commission will take into account the information referred to in the first sentence, if it is submitted by 6 July 2020, or, if that information is not submitted by that date, the lack of it.</p><table><col/><col/><tbody><tr><td><p><span>0220040</span></p></td><td><p><span>Spring onions/green onions and Welsh onions</span></p></td></tr><tr><td><p><span>0220990</span></p></td><td><p><span>Others (2)</span></p></td></tr><tr><td><p><span>0230000</span></p></td><td><p><span>Fruiting vegetables</span></p></td></tr><tr><td><p><span>0231000</span></p></td><td><table><col/><col/><tbody><tr><td><p><span>(a)</span></p></td><td><span>Solanaceae and Malvaceae</span></td></tr></tbody></table></td></tr><tr><td><p><span>0231010</span></p></td><td><p><span>Tomatoes</span></p></td></tr><tr><td><p><span>0231020</span></p></td><td><p><span>Sweet peppers/bell peppers</span></p></td></tr><tr><td><p><span>0231030</span></p></td><td><p><span>Aubergines/eggplants</span></p></td></tr><tr><td><p><span>0231040</span></p></td><td><p><span>Okra/lady's fingers</span></p></td></tr><tr><td><p><span>0231990</span></p></td><td><p><span>Others (2)</span></p></td></tr><tr><td><p><span>0232000</span></p></td><td><table><col/><col/><tbody><tr><td><p><span>(b)</span></p></td><td><span>cucurbits with edible peel</span></td></tr></tbody></table></td></tr></tbody></table></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(+)</p></td><td><p>The European Food Safety Authority identified some information on certain metabolites (compounds Ia, IV and gamma-lactone) formed under sterilization conditions and residue trials as unavailable. When re-viewing the MRL, the Commission will take into account the information referred to in the first sentence, if it is submitted by 6 July 2020, or, if that information is not submitted by that date, the lack of it.</p><table><col/><col/><tbody><tr><td><p><span>0232010</span></p></td><td><p><span>Cucumbers</span></p></td></tr></tbody></table></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(+)</p></td><td><p>The European Food Safety Authority identified some information on certain metabolites (compounds Ia, IV and gamma-lactone) formed under sterilization conditions as unavailable. When re-viewing the MRL, the Commission will take into account the information referred to in the first sentence, if it is submitted by 6 July 2020, or, if that information is not submitted by that date, the lack of it.</p><table><col/><col/><tbody><tr><td><p><span>0232020</span></p></td><td><p><span>Gherkins</span></p></td></tr><tr><td><p><span>0232030</span></p></td><td><p><span>Courgettes</span></p></td></tr><tr><td><p><span>0232990</span></p></td><td><p><span>Others (2)</span></p></td></tr><tr><td><p><span>0233000</span></p></td><td><table><col/><col/><tbody><tr><td><p><span>(c)</span></p></td><td><span>cucurbits with inedible peel</span></td></tr></tbody></table></td></tr><tr><td><p><span>0233010</span></p></td><td><p><span>Melons</span></p></td></tr><tr><td><p><span>0233020</span></p></td><td><p><span>Pumpkins</span></p></td></tr><tr><td><p><span>0233030</span></p></td><td><p><span>Watermelons</span></p></td></tr><tr><td><p><span>0233990</span></p></td><td><p><span>Others (2)</span></p></td></tr><tr><td><p><span>0234000</span></p></td><td><table><col/><col/><tbody><tr><td><p><span>(d)</span></p></td><td><span>sweet corn</span></td></tr></tbody></table></td></tr><tr><td><p><span>0239000</span></p></td><td><table><col/><col/><tbody><tr><td><p><span>(e)</span></p></td><td><span>other fruiting vegetables</span></td></tr></tbody></table></td></tr><tr><td><p><span>0240000</span></p></td><td><p><span>Brassica vegetables (excluding brassica roots and brassica baby leaf crops)</span></p></td></tr><tr><td><p><span>0241000</span></p></td><td><table><col/><col/><tbody><tr><td><p><span>(a)</span></p></td><td><span>flowering brassica</span></td></tr></tbody></table></td></tr><tr><td><p><span>0241010</span></p></td><td><p><span>Broccoli</span></p></td></tr><tr><td><p><span>0241020</span></p></td><td><p><span>Cauliflowers</span></p></td></tr><tr><td><p><span>0241990</span></p></td><td><p><span>Others (2)</span></p></td></tr><tr><td><p><span>0242000</span></p></td><td><table><col/><col/><tbody><tr><td><p><span>(b)</span></p></td><td><span>head brassica</span></td></tr></tbody></table></td></tr><tr><td><p><span>0242010</span></p></td><td><p><span>Brussels sprouts</span></p></td></tr><tr><td><p><span>0242020</span></p></td><td><p><span>Head cabbages</span></p></td></tr><tr><td><p><span>0242990</span></p></td><td><p><span>Others (2)</span></p></td></tr><tr><td><p><span>0243000</span></p></td><td><table><col/><col/><tbody><tr><td><p><span>(c)</span></p></td><td><span>leafy brassica</span></td></tr></tbody></table></td></tr></tbody></table></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(+)</p></td><td><p>The European Food Safety Authority identified some information on certain metabolites (compounds Ia, IV and gamma-lactone) formed under sterilization conditions and residue trials as unavailable. When re-viewing the MRL, the Commission will take into account the information referred to in the first sentence, if it is submitted by 6 July 2020, or, if that information is not submitted by that date, the lack of it.</p><table><col/><col/><tbody><tr><td><p><span>0243010</span></p></td><td><p><span>Chinese cabbages/pe-tsai</span></p></td></tr></tbody></table></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(+)</p></td><td><p>The European Food Safety Authority identified some information on certain metabolites (compounds Ia, IV and gamma-lactone) formed under sterilization conditions as unavailable. When re-viewing the MRL, the Commission will take into account the information referred to in the first sentence, if it is submitted by 6 July 2020, or, if that information is not submitted by that date, the lack of it.</p><table><col/><col/><tbody><tr><td><p><span>0243020</span></p></td><td><p><span>Kales</span></p></td></tr><tr><td><p><span>0243990</span></p></td><td><p><span>Others (2)</span></p></td></tr><tr><td><p><span>0244000</span></p></td><td><table><col/><col/><tbody><tr><td><p><span>(d)</span></p></td><td><span>kohlrabies</span></td></tr></tbody></table></td></tr><tr><td><p><span>0250000</span></p></td><td><p><span>Leaf vegetables, herbs and edible flowers</span></p></td></tr><tr><td><p><span>0251000</span></p></td><td><table><col/><col/><tbody><tr><td><p><span>(a)</span></p></td><td><span>lettuces and salad plants</span></td></tr></tbody></table></td></tr><tr><td><p><span>0251010</span></p></td><td><p><span>Lamb's lettuces/corn salads</span></p></td></tr><tr><td><p><span>0251020</span></p></td><td><p><span>Lettuces</span></p></td></tr></tbody></table></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(+)</p></td><td><p>The European Food Safety Authority identified some information on certain metabolites (compounds Ia, IV and gamma-lactone) formed under sterilization conditions and residue trials as unavailable. When re-viewing the MRL, the Commission will take into account the information referred to in the first sentence, if it is submitted by 6 July 2020, or, if that information is not submitted by that date, the lack of it.</p><table><col/><col/><tbody><tr><td><p><span>0251030</span></p></td><td><p><span>Escaroles/broad-leaved endives</span></p></td></tr><tr><td><p><span>0251040</span></p></td><td><p><span>Cresses and other sprouts and shoots</span></p></td></tr><tr><td><p><span>0251050</span></p></td><td><p><span>Land cresses</span></p></td></tr><tr><td><p><span>0251060</span></p></td><td><p><span>Roman rocket/rucola</span></p></td></tr></tbody></table></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(+)</p></td><td><p>The European Food Safety Authority identified some information on certain metabolites (compounds Ia, IV and gamma-lactone) formed under sterilization conditions as unavailable. When re-viewing the MRL, the Commission will take into account the information referred to in the first sentence, if it is submitted by 6 July 2020, or, if that information is not submitted by that date, the lack of it.</p><table><col/><col/><tbody><tr><td><p><span>0251070</span></p></td><td><p><span>Red mustards</span></p></td></tr></tbody></table></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(+)</p></td><td><p>The European Food Safety Authority identified some information on certain metabolites (compounds Ia, IV and gamma-lactone) formed under sterilization conditions and residue trials as unavailable. When re-viewing the MRL, the Commission will take into account the information referred to in the first sentence, if it is submitted by 6 July 2020, or, if that information is not submitted by that date, the lack of it.</p><table><col/><col/><tbody><tr><td><p><span>0251080</span></p></td><td><p><span>Baby leaf crops (including brassica species)</span></p></td></tr></tbody></table></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(+)</p></td><td><p>The European Food Safety Authority identified some information on certain metabolites (compounds Ia, IV and gamma-lactone) formed under sterilization conditions as unavailable. When re-viewing the MRL, the Commission will take into account the information referred to in the first sentence, if it is submitted by 6 July 2020, or, if that information is not submitted by that date, the lack of it.</p><table><col/><col/><tbody><tr><td><p><span>0251990</span></p></td><td><p><span>Others (2)</span></p></td></tr><tr><td><p><span>0252000</span></p></td><td><table><col/><col/><tbody><tr><td><p><span>(b)</span></p></td><td><span>spinaches and similar leaves</span></td></tr></tbody></table></td></tr><tr><td><p><span>0252010</span></p></td><td><p><span>Spinaches</span></p></td></tr><tr><td><p><span>0252020</span></p></td><td><p><span>Purslanes</span></p></td></tr><tr><td><p><span>0252030</span></p></td><td><p><span>Chards/beet leaves</span></p></td></tr><tr><td><p><span>0252990</span></p></td><td><p><span>Others (2)</span></p></td></tr><tr><td><p><span>0253000</span></p></td><td><table><col/><col/><tbody><tr><td><p><span>(c)</span></p></td><td><span>grape leaves and similar species</span></td></tr></tbody></table></td></tr><tr><td><p><span>0254000</span></p></td><td><table><col/><col/><tbody><tr><td><p><span>(d)</span></p></td><td><span>watercresses</span></td></tr></tbody></table></td></tr><tr><td><p><span>0255000</span></p></td><td><table><col/><col/><tbody><tr><td><p><span>(e)</span></p></td><td><span>witloofs/Belgian endives</span></td></tr></tbody></table></td></tr></tbody></table></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(+)</p></td><td><p>The European Food Safety Authority identified some information on certain metabolites (compounds Ia, IV and gamma-lactone) formed under sterilization conditions and residue trials as unavailable. When re-viewing the MRL, the Commission will take into account the information referred to in the first sentence, if it is submitted by 6 July 2020, or, if that information is not submitted by that date, the lack of it.</p><table><col/><col/><tbody><tr><td><p><span>0256000</span></p></td><td><table><col/><col/><tbody><tr><td><p><span>(f)</span></p></td><td><span>herbs and edible flowers</span></td></tr></tbody></table></td></tr><tr><td><p><span>0256010</span></p></td><td><p><span>Chervil</span></p></td></tr><tr><td><p><span>0256020</span></p></td><td><p><span>Chives</span></p></td></tr><tr><td><p><span>0256030</span></p></td><td><p><span>Celery leaves</span></p></td></tr><tr><td><p><span>0256040</span></p></td><td><p><span>Parsley</span></p></td></tr><tr><td><p><span>0256050</span></p></td><td><p><span>Sage</span></p></td></tr><tr><td><p><span>0256060</span></p></td><td><p><span>Rosemary</span></p></td></tr><tr><td><p><span>0256070</span></p></td><td><p><span>Thyme</span></p></td></tr><tr><td><p><span>0256080</span></p></td><td><p><span>Basil and edible flowers</span></p></td></tr><tr><td><p><span>0256090</span></p></td><td><p><span>Laurel/bay leaves</span></p></td></tr><tr><td><p><span>0256100</span></p></td><td><p><span>Tarragon</span></p></td></tr><tr><td><p><span>0256990</span></p></td><td><p><span>Others (2)</span></p></td></tr></tbody></table></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(+)</p></td><td><p>The European Food Safety Authority identified some information on certain metabolites (compounds Ia, IV and gamma-lactone) formed under sterilization conditions as unavailable. When re-viewing the MRL, the Commission will take into account the information referred to in the first sentence, if it is submitted by 6 July 2020, or, if that information is not submitted by that date, the lack of it.</p><table><col/><col/><tbody><tr><td><p><span>0260000</span></p></td><td><p><span>Legume vegetables</span></p></td></tr><tr><td><p><span>0260010</span></p></td><td><p><span>Beans (with pods)</span></p></td></tr><tr><td><p><span>0260020</span></p></td><td><p><span>Beans (without pods)</span></p></td></tr><tr><td><p><span>0260030</span></p></td><td><p><span>Peas (with pods)</span></p></td></tr><tr><td><p><span>0260040</span></p></td><td><p><span>Peas (without pods)</span></p></td></tr><tr><td><p><span>0260050</span></p></td><td><p><span>Lentils</span></p></td></tr><tr><td><p><span>0260990</span></p></td><td><p><span>Others (2)</span></p></td></tr><tr><td><p><span>0270000</span></p></td><td><p><span>Stem vegetables</span></p></td></tr><tr><td><p><span>0270010</span></p></td><td><p><span>Asparagus</span></p></td></tr><tr><td><p><span>0270020</span></p></td><td><p><span>Cardoons</span></p></td></tr><tr><td><p><span>0270030</span></p></td><td><p><span>Celeries</span></p></td></tr><tr><td><p><span>0270040</span></p></td><td><p><span>Florence fennels</span></p></td></tr><tr><td><p><span>0270050</span></p></td><td><p><span>Globe artichokes</span></p></td></tr></tbody></table></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(+)</p></td><td><p>The European Food Safety Authority identified some information on certain metabolites (compounds Ia, IV and gamma-lactone) formed under sterilization conditions and residue trials as unavailable. When re-viewing the MRL, the Commission will take into account the information referred to in the first sentence, if it is submitted by 6 July 2020, or, if that information is not submitted by that date, the lack of it.</p><table><col/><col/><tbody><tr><td><p><span>0270060</span></p></td><td><p><span>Leeks</span></p></td></tr></tbody></table></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(+)</p></td><td><p>The European Food Safety Authority identified some information on certain metabolites (compounds Ia, IV and gamma-lactone) formed under sterilization conditions as unavailable. When re-viewing the MRL, the Commission will take into account the information referred to in the first sentence, if it is submitted by 6 July 2020, or, if that information is not submitted by that date, the lack of it.</p><table><col/><col/><tbody><tr><td><p><span>0270070</span></p></td><td><p><span>Rhubarbs</span></p></td></tr><tr><td><p><span>0270080</span></p></td><td><p><span>Bamboo shoots</span></p></td></tr><tr><td><p><span>0270090</span></p></td><td><p><span>Palm hearts</span></p></td></tr><tr><td><p><span>0270990</span></p></td><td><p><span>Others (2)</span></p></td></tr><tr><td><p><span>0280000</span></p></td><td><p><span>Fungi, mosses and lichens</span></p></td></tr><tr><td><p><span>0280010</span></p></td><td><p><span>Cultivated fungi</span></p></td></tr><tr><td><p><span>0280020</span></p></td><td><p><span>Wild fungi</span></p></td></tr><tr><td><p><span>0280990</span></p></td><td><p><span>Mosses and lichens</span></p></td></tr><tr><td><p><span>0290000</span></p></td><td><p><span>Algae and prokaryotes organisms</span></p></td></tr><tr><td><p><span>0300000</span></p></td><td><p><span>PULSES</span></p></td></tr><tr><td><p><span>0300010</span></p></td><td><p><span>Beans</span></p></td></tr><tr><td><p><span>0300020</span></p></td><td><p><span>Lentils</span></p></td></tr><tr><td><p><span>0300030</span></p></td><td><p><span>Peas</span></p></td></tr><tr><td><p><span>0300040</span></p></td><td><p><span>Lupins/lupini beans</span></p></td></tr><tr><td><p><span>0300990</span></p></td><td><p><span>Others (2)</span></p></td></tr><tr><td><p><span>0400000</span></p></td><td><p><span>OILSEEDS AND OIL FRUITS</span></p></td></tr><tr><td><p><span>0401000</span></p></td><td><p><span>Oilseeds</span></p></td></tr><tr><td><p><span>0401010</span></p></td><td><p><span>Linseeds</span></p></td></tr><tr><td><p><span>0401020</span></p></td><td><p><span>Peanuts/groundnuts</span></p></td></tr><tr><td><p><span>0401030</span></p></td><td><p><span>Poppy seeds</span></p></td></tr><tr><td><p><span>0401040</span></p></td><td><p><span>Sesame seeds</span></p></td></tr><tr><td><p><span>0401050</span></p></td><td><p><span>Sunflower seeds</span></p></td></tr><tr><td><p><span>0401060</span></p></td><td><p><span>Rapeseeds/canola seeds</span></p></td></tr><tr><td><p><span>0401070</span></p></td><td><p><span>Soyabeans</span></p></td></tr><tr><td><p><span>0401080</span></p></td><td><p><span>Mustard seeds</span></p></td></tr><tr><td><p><span>0401090</span></p></td><td><p><span>Cotton seeds</span></p></td></tr><tr><td><p><span>0401100</span></p></td><td><p><span>Pumpkin seeds</span></p></td></tr><tr><td><p><span>0401110</span></p></td><td><p><span>Safflower seeds</span></p></td></tr><tr><td><p><span>0401120</span></p></td><td><p><span>Borage seeds</span></p></td></tr><tr><td><p><span>0401130</span></p></td><td><p><span>Gold of pleasure seeds</span></p></td></tr><tr><td><p><span>0401140</span></p></td><td><p><span>Hemp seeds</span></p></td></tr><tr><td><p><span>0401150</span></p></td><td><p><span>Castor beans</span></p></td></tr><tr><td><p><span>0401990</span></p></td><td><p><span>Others (2)</span></p></td></tr><tr><td><p><span>0402000</span></p></td><td><p><span>Oil fruits</span></p></td></tr><tr><td><p><span>0402010</span></p></td><td><p><span>Olives for oil production</span></p></td></tr><tr><td><p><span>0402020</span></p></td><td><p><span>Oil palms kernels</span></p></td></tr><tr><td><p><span>0402030</span></p></td><td><p><span>Oil palms fruits</span></p></td></tr><tr><td><p><span>0402040</span></p></td><td><p><span>Kapok</span></p></td></tr><tr><td><p><span>0402990</span></p></td><td><p><span>Others (2)</span></p></td></tr><tr><td><p><span>0500000</span></p></td><td><p><span>CEREALS</span></p></td></tr><tr><td><p><span>0500010</span></p></td><td><p><span>Barley</span></p></td></tr><tr><td><p><span>0500020</span></p></td><td><p><span>Buckwheat and other pseudocereals</span></p></td></tr><tr><td><p><span>0500030</span></p></td><td><p><span>Maize/corn</span></p></td></tr><tr><td><p><span>0500040</span></p></td><td><p><span>Common millet/proso millet</span></p></td></tr></tbody></table></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(+)</p></td><td><p>The European Food Safety Authority identified some information on certain metabolites (compounds Ia, IV and gamma-lactone) formed under sterilization conditions and residue truials as unavailable. When re-viewing the MRL, the Commission will take into account the information referred to in the first sentence, if it is submitted by 6 July 2020, or, if that information is not submitted by that date, the lack of it.</p><table><col/><col/><tbody><tr><td><p><span>0500050</span></p></td><td><p><span>Oat</span></p></td></tr></tbody></table></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(+)</p></td><td><p>The European Food Safety Authority identified some information on certain metabolites (compounds Ia, IV and gamma-lactone) formed under sterilization conditions as unavailable. When re-viewing the MRL, the Commission will take into account the information referred to in the first sentence, if it is submitted by 6 July 2020, or, if that information is not submitted by that date, the lack of it.</p><table><col/><col/><tbody><tr><td><p><span>0500060</span></p></td><td><p><span>Rice</span></p></td></tr><tr><td><p><span>0500070</span></p></td><td><p><span>Rye</span></p></td></tr><tr><td><p><span>0500080</span></p></td><td><p><span>Sorghum</span></p></td></tr><tr><td><p><span>0500090</span></p></td><td><p><span>Wheat</span></p></td></tr><tr><td><p><span>0500990</span></p></td><td><p><span>Others (2)</span></p></td></tr><tr><td><p><span>0600000</span></p></td><td><p><span>TEAS, COFFEE, HERBAL INFUSIONS, COCOA AND CAROBS</span></p></td></tr><tr><td><p><span>0610000</span></p></td><td><p><span>Teas</span></p></td></tr><tr><td><p><span>0620000</span></p></td><td><p><span>Coffee beans</span></p></td></tr><tr><td><p><span>0630000</span></p></td><td><p><span>Herbal infusions from</span></p></td></tr><tr><td><p><span>0631000</span></p></td><td><table><col/><col/><tbody><tr><td><p><span>(a)</span></p></td><td><span>flowers</span></td></tr></tbody></table></td></tr><tr><td><p><span>0631010</span></p></td><td><p><span>Chamomile</span></p></td></tr><tr><td><p><span>0631020</span></p></td><td><p><span>Hibiscus/roselle</span></p></td></tr><tr><td><p><span>0631030</span></p></td><td><p><span>Rose</span></p></td></tr><tr><td><p><span>0631040</span></p></td><td><p><span>Jasmine</span></p></td></tr><tr><td><p><span>0631050</span></p></td><td><p><span>Lime/linden</span></p></td></tr><tr><td><p><span>0631990</span></p></td><td><p><span>Others (2)</span></p></td></tr><tr><td><p><span>0632000</span></p></td><td><table><col/><col/><tbody><tr><td><p><span>(b)</span></p></td><td><span>leaves and herbs</span></td></tr></tbody></table></td></tr><tr><td><p><span>0632010</span></p></td><td><p><span>Strawberry</span></p></td></tr><tr><td><p><span>0632020</span></p></td><td><p><span>Rooibos</span></p></td></tr><tr><td><p><span>0632030</span></p></td><td><p><span>Mate/mat&#233;</span></p></td></tr><tr><td><p><span>0632990</span></p></td><td><p><span>Others (2)</span></p></td></tr><tr><td><p><span>0633000</span></p></td><td><table><col/><col/><tbody><tr><td><p><span>(c)</span></p></td><td><span>roots</span></td></tr></tbody></table></td></tr><tr><td><p><span>0633010</span></p></td><td><p><span>Valerian</span></p></td></tr><tr><td><p><span>0633020</span></p></td><td><p><span>Ginseng</span></p></td></tr><tr><td><p><span>0633990</span></p></td><td><p><span>Others (2)</span></p></td></tr><tr><td><p><span>0639000</span></p></td><td><table><col/><col/><tbody><tr><td><p><span>(d)</span></p></td><td><span>any other parts of the plant</span></td></tr></tbody></table></td></tr><tr><td><p><span>0640000</span></p></td><td><p><span>Cocoa beans</span></p></td></tr><tr><td><p><span>0650000</span></p></td><td><p><span>Carobs/Saint John's breads</span></p></td></tr></tbody></table></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(+)</p></td><td><p>The European Food Safety Authority identified some information on certain metabolites (compounds Ia, IV and gamma-lactone) formed under sterilization conditions, residue trials and analytical methods as unavailable. When re-viewing the MRL, the Commission will take into account the information referred to in the first sentence, if it is submitted by 6 July 2020, or, if that information is not submitted by that date, the lack of it.</p><table><col/><col/><tbody><tr><td><p><span>0700000</span></p></td><td><p><span>HOPS</span></p></td></tr></tbody></table></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(+)</p></td><td><p>The European Food Safety Authority identified some information on certain metabolites (compounds Ia, IV and gamma-lactone) formed under sterilization conditions and analytical methods as unavailable. When re-viewing the MRL, the Commission will take into account the information referred to in the first sentence, if it is submitted by 6 July 2020, or, if that information is not submitted by that date, the lack of it.</p><table><col/><col/><tbody><tr><td><p><span>0800000</span></p></td><td><p><span>SPICES</span></p></td></tr><tr><td><p><span>0810000</span></p></td><td><p><span>Seed spices</span></p></td></tr><tr><td><p><span>0810010</span></p></td><td><p><span>Anise/aniseed</span></p></td></tr><tr><td><p><span>0810020</span></p></td><td><p><span>Black caraway/black cumin</span></p></td></tr><tr><td><p><span>0810030</span></p></td><td><p><span>Celery</span></p></td></tr><tr><td><p><span>0810040</span></p></td><td><p><span>Coriander</span></p></td></tr><tr><td><p><span>0810050</span></p></td><td><p><span>Cumin</span></p></td></tr><tr><td><p><span>0810060</span></p></td><td><p><span>Dill</span></p></td></tr><tr><td><p><span>0810070</span></p></td><td><p><span>Fennel</span></p></td></tr><tr><td><p><span>0810080</span></p></td><td><p><span>Fenugreek</span></p></td></tr><tr><td><p><span>0810090</span></p></td><td><p><span>Nutmeg</span></p></td></tr><tr><td><p><span>0810990</span></p></td><td><p><span>Others (2)</span></p></td></tr><tr><td><p><span>0820000</span></p></td><td><p><span>Fruit spices</span></p></td></tr><tr><td><p><span>0820010</span></p></td><td><p><span>Allspice/pimento</span></p></td></tr><tr><td><p><span>0820020</span></p></td><td><p><span>Sichuan pepper</span></p></td></tr><tr><td><p><span>0820030</span></p></td><td><p><span>Caraway</span></p></td></tr><tr><td><p><span>0820040</span></p></td><td><p><span>Cardamom</span></p></td></tr><tr><td><p><span>0820050</span></p></td><td><p><span>Juniper berry</span></p></td></tr><tr><td><p><span>0820060</span></p></td><td><p><span>Peppercorn (black, green and white)</span></p></td></tr><tr><td><p><span>0820070</span></p></td><td><p><span>Vanilla</span></p></td></tr><tr><td><p><span>0820080</span></p></td><td><p><span>Tamarind</span></p></td></tr><tr><td><p><span>0820990</span></p></td><td><p><span>Others (2)</span></p></td></tr><tr><td><p><span>0830000</span></p></td><td><p><span>Bark spices</span></p></td></tr><tr><td><p><span>0830010</span></p></td><td><p><span>Cinnamon</span></p></td></tr><tr><td><p><span>0830990</span></p></td><td><p><span>Others (2)</span></p></td></tr><tr><td><p><span>0840000</span></p></td><td><p><span>Root and rhizome spices</span></p></td></tr><tr><td><p><span>0840010</span></p></td><td><p><span>Liquorice</span></p></td></tr></tbody></table></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(+)</p></td><td><p>The European Food Safety Authority identified some information on certain metabolites (compounds Ia, IV and gamma-lactone) formed under sterilization conditions and analytical methods as unavailable. When re-viewing the MRL, the Commission will take into account the information referred to in the first sentence, if it is submitted by 6 July 2020, or, if that information is not submitted by that date, the lack of it. As from 1 January 2020, the applicable maximum residue level for ginger (Zingiber officinale) in the spice group (code 0840020 ) is the one set for ginger roots (Zingiber officinale) in the Part B of the Annex 1 (code 0213040-006 , equal to the one of horseradish (Armoracia rusticana) code 0213040 ), taking into account changes in the levels by processing (drying), according to Art. 20 (1) of Regulation (EC) No 396/2005.</p><table><col/><col/><tbody><tr><td><p><span>0840020</span></p></td><td><p><span>Ginger (10)</span></p></td></tr></tbody></table></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(+)</p></td><td><p>The European Food Safety Authority identified some information on certain metabolites (compounds Ia, IV and gamma-lactone) formed under sterilization conditions and analytical methods as unavailable. When re-viewing the MRL, the Commission will take into account the information referred to in the first sentence, if it is submitted by 6 July 2020 or, if that information is not submitted by that date, the lack of it.</p><table><col/><col/><tbody><tr><td><p><span>0840030</span></p></td><td><p><span>Turmeric/curcuma</span></p></td></tr></tbody></table></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(+)</p></td><td><p>The applicable maximum residue level for horseradish (Armoracia rusticana) in the spice group (code 0840040 ) is the one set for horseradish (Armoracia rusticana) in the Vegetables category, root and tuber vegetables group (code 0213040 ) taking into account changes in the levels by processing (drying) according to Art. 20 (1) of Regulation (EC) No 396/2005.</p><table><col/><col/><tbody><tr><td><p><span>0840040</span></p></td><td><p><span>Horseradish (11)</span></p></td></tr></tbody></table></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(+)</p></td><td><p>The European Food Safety Authority identified some information on certain metabolites (compounds Ia, IV and gamma-lactone) formed under sterilization conditions and analytical methods as unavailable. When re-viewing the MRL, the Commission will take into account the information referred to in the first sentence, if it is submitted by 6 July 2020, or, if that information is not submitted by that date, the lack of it.</p><table><col/><col/><tbody><tr><td><p><span>0840990</span></p></td><td><p><span>Others (2)</span></p></td></tr><tr><td><p><span>0850000</span></p></td><td><p><span>Bud spices</span></p></td></tr><tr><td><p><span>0850010</span></p></td><td><p><span>Cloves</span></p></td></tr><tr><td><p><span>0850020</span></p></td><td><p><span>Capers</span></p></td></tr><tr><td><p><span>0850990</span></p></td><td><p><span>Others (2)</span></p></td></tr><tr><td><p><span>0860000</span></p></td><td><p><span>Flower pistil spices</span></p></td></tr><tr><td><p><span>0860010</span></p></td><td><p><span>Saffron</span></p></td></tr><tr><td><p><span>0860990</span></p></td><td><p><span>Others (2)</span></p></td></tr><tr><td><p><span>0870000</span></p></td><td><p><span>Aril spices</span></p></td></tr><tr><td><p><span>0870010</span></p></td><td><p><span>Mace</span></p></td></tr><tr><td><p><span>0870990</span></p></td><td><p><span>Others (2)</span></p></td></tr></tbody></table></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(+)</p></td><td><p>The European Food Safety Authority identified some information on certain metabolites (compounds Ia, IV and gamma-lactone) formed under sterilization conditions as unavailable. When re-viewing the MRL, the Commission will take into account the information referred to in the first sentence, if it is submitted by 6 July 2020, or, if that information is not submitted by that date, the lack of it.</p><table><col/><col/><tbody><tr><td><p><span>0900000</span></p></td><td><p><span>SUGAR PLANTS</span></p></td></tr><tr><td><p><span>0900010</span></p></td><td><p><span>Sugar beet roots</span></p></td></tr><tr><td><p><span>0900020</span></p></td><td><p><span>Sugar canes</span></p></td></tr><tr><td><p><span>0900030</span></p></td><td><p><span>Chicory roots</span></p></td></tr><tr><td><p><span>0900990</span></p></td><td><p><span>Others (2)</span></p></td></tr><tr><td><p><span>1000000</span></p></td><td><p><span>PRODUCTS OF ANIMAL ORIGIN -TERRESTRIAL ANIMALS</span></p></td></tr><tr><td><p><span>1010000</span></p></td><td><p><span>Commodities from</span></p></td></tr><tr><td><p><span>1011000</span></p></td><td><table><col/><col/><tbody><tr><td><p><span>(a)</span></p></td><td><span>swine</span></td></tr></tbody></table></td></tr><tr><td><p><span>1011010</span></p></td><td><p><span>Muscle</span></p></td></tr><tr><td><p><span>1011020</span></p></td><td><p><span>Fat</span></p></td></tr></tbody></table></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(+)</p></td><td><p>The European Food Safety Authority identified some information on certain metabolites (compounds Ia, IV and gamma-lactone) formed under sterilization conditions and on the toxicological properties of some others (compounds Ia and XI) as unavailable. When re-viewing the MRL, the Commission will take into account the information referred to in the first sentence, if it is submitted by 6 July 2020, or, if that information is not submitted by that date, the lack of it.</p><table><col/><col/><tbody><tr><td><p><span>1011030</span></p></td><td><p><span>Liver</span></p></td></tr><tr><td><p><span>1011040</span></p></td><td><p><span>Kidney</span></p></td></tr></tbody></table></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(+)</p></td><td><p>The European Food Safety Authority identified some information on certain metabolites (compounds Ia, IV and gamma-lactone) formed under sterilization conditions as unavailable. When re-viewing the MRL, the Commission will take into account the information referred to in the first sentence, if it is submitted by 6 July 2020, or, if that information is not submitted by that date, the lack of it.</p><table><col/><col/><tbody><tr><td><p><span>1011050</span></p></td><td><p><span>Edible offals (other than liver and kidney)</span></p></td></tr><tr><td><p><span>1011990</span></p></td><td><p><span>Others (2)</span></p></td></tr><tr><td><p><span>1012000</span></p></td><td><table><col/><col/><tbody><tr><td><p><span>(b)</span></p></td><td><span>bovine</span></td></tr></tbody></table></td></tr><tr><td><p><span>1012010</span></p></td><td><p><span>Muscle</span></p></td></tr><tr><td><p><span>1012020</span></p></td><td><p><span>Fat</span></p></td></tr></tbody></table></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(+)</p></td><td><p>The European Food Safety Authority identified some information on certain metabolites (compounds Ia, IV and gamma-lactone) formed under sterilization conditions and on the toxicological properties of some others (compounds Ia and XI) as unavailable. When re-viewing the MRL, the Commission will take into account the information referred to in the first sentence, if it is submitted by 6 July 2020, or, if that information is not submitted by that date, the lack of it.</p><table><col/><col/><tbody><tr><td><p><span>1012030</span></p></td><td><p><span>Liver</span></p></td></tr><tr><td><p><span>1012040</span></p></td><td><p><span>Kidney</span></p></td></tr></tbody></table></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(+)</p></td><td><p>The European Food Safety Authority identified some information on certain metabolites (compounds Ia, IV and gamma-lactone) formed under sterilization conditions as unavailable. When re-viewing the MRL, the Commission will take into account the information referred to in the first sentence, if it is submitted by 6 July 2020, or, if that information is not submitted by that date, the lack of it.</p><table><col/><col/><tbody><tr><td><p><span>1012050</span></p></td><td><p><span>Edible offals (other than liver and kidney)</span></p></td></tr><tr><td><p><span>1012990</span></p></td><td><p><span>Others (2)</span></p></td></tr><tr><td><p><span>1013000</span></p></td><td><table><col/><col/><tbody><tr><td><p><span>(c)</span></p></td><td><span>sheep</span></td></tr></tbody></table></td></tr><tr><td><p><span>1013010</span></p></td><td><p><span>Muscle</span></p></td></tr><tr><td><p><span>1013020</span></p></td><td><p><span>Fat</span></p></td></tr></tbody></table></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(+)</p></td><td><p>The European Food Safety Authority identified some information on certain metabolites (compounds Ia, IV and gamma-lactone) formed under sterilization conditions and on the toxicological properties of some others (compounds Ia and XI) as unavailable. When re-viewing the MRL, the Commission will take into account the information referred to in the first sentence, if it is submitted by 6 July 2020, or, if that information is not submitted by that date, the lack of it.</p><table><col/><col/><tbody><tr><td><p><span>1013030</span></p></td><td><p><span>Liver</span></p></td></tr><tr><td><p><span>1013040</span></p></td><td><p><span>Kidney</span></p></td></tr></tbody></table></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(+)</p></td><td><p>The European Food Safety Authority identified some information on certain metabolites (compounds Ia, IV and gamma-lactone) formed under sterilization conditions as unavailable. When re-viewing the MRL, the Commission will take into account the information referred to in the first sentence, if it is submitted by 6 July 2020, or, if that information is not submitted by that date, the lack of it.</p><table><col/><col/><tbody><tr><td><p><span>1013050</span></p></td><td><p><span>Edible offals (other than liver and kidney)</span></p></td></tr><tr><td><p><span>1013990</span></p></td><td><p><span>Others (2)</span></p></td></tr><tr><td><p><span>1014000</span></p></td><td><table><col/><col/><tbody><tr><td><p><span>(d)</span></p></td><td><span>goat</span></td></tr></tbody></table></td></tr><tr><td><p><span>1014010</span></p></td><td><p><span>Muscle</span></p></td></tr><tr><td><p><span>1014020</span></p></td><td><p><span>Fat</span></p></td></tr></tbody></table></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(+)</p></td><td><p>The European Food Safety Authority identified some information on certain metabolites (compounds Ia, IV and gamma-lactone) formed under sterilization conditions and on the toxicological properties of some others (compounds Ia and XI) as unavailable. When re-viewing the MRL, the Commission will take into account the information referred to in the first sentence, if it is submitted by 6 July 2020, or, if that information is not submitted by that date, the lack of it.</p><table><col/><col/><tbody><tr><td><p><span>1014030</span></p></td><td><p><span>Liver</span></p></td></tr><tr><td><p><span>1014040</span></p></td><td><p><span>Kidney</span></p></td></tr></tbody></table></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(+)</p></td><td><p>The European Food Safety Authority identified some information on certain metabolites (compounds Ia, IV and gamma-lactone) formed under sterilization conditions as unavailable. When re-viewing the MRL, the Commission will take into account the information referred to in the first sentence, if it is submitted by 6 July 2020, or, if that information is not submitted by that date, the lack of it.</p><table><col/><col/><tbody><tr><td><p><span>1014050</span></p></td><td><p><span>Edible offals (other than liver and kidney)</span></p></td></tr><tr><td><p><span>1014990</span></p></td><td><p><span>Others (2)</span></p></td></tr><tr><td><p><span>1015000</span></p></td><td><table><col/><col/><tbody><tr><td><p><span>(e)</span></p></td><td><span>equine</span></td></tr></tbody></table></td></tr><tr><td><p><span>1015010</span></p></td><td><p><span>Muscle</span></p></td></tr><tr><td><p><span>1015020</span></p></td><td><p><span>Fat</span></p></td></tr></tbody></table></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(+)</p></td><td><p>The European Food Safety Authority identified some information on certain metabolites (compounds Ia, IV and gamma-lactone) formed under sterilization conditions and on the toxicological properties of some others (compounds Ia and XI) as unavailable. When re-viewing the MRL, the Commission will take into account the information referred to in the first sentence, if it is submitted by 6 July 2020, or, if that information is not submitted by that date, the lack of it.</p><table><col/><col/><tbody><tr><td><p><span>1015030</span></p></td><td><p><span>Liver</span></p></td></tr><tr><td><p><span>1015040</span></p></td><td><p><span>Kidney</span></p></td></tr></tbody></table></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(+)</p></td><td><p>The European Food Safety Authority identified some information on certain metabolites (compounds Ia, IV and gamma-lactone) formed under sterilization conditions as unavailable. When re-viewing the MRL, the Commission will take into account the information referred to in the first sentence, if it is submitted by 6 July 2020, or, if that information is not submitted by that date, the lack of it.</p><table><col/><col/><tbody><tr><td><p><span>1015050</span></p></td><td><p><span>Edible offals (other than liver and kidney)</span></p></td></tr><tr><td><p><span>1015990</span></p></td><td><p><span>Others (2)</span></p></td></tr><tr><td><p><span>1016000</span></p></td><td><table><col/><col/><tbody><tr><td><p><span>(f)</span></p></td><td><span>poultry</span></td></tr></tbody></table></td></tr><tr><td><p><span>1016010</span></p></td><td><p><span>Muscle</span></p></td></tr><tr><td><p><span>1016020</span></p></td><td><p><span>Fat</span></p></td></tr></tbody></table></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(+)</p></td><td><p>The European Food Safety Authority identified some information on certain metabolites (compounds Ia, IV and gamma-lactone) formed under sterilization conditions and on the toxicological properties of some others (compounds Ia and XI) as unavailable. When re-viewing the MRL, the Commission will take into account the information referred to in the first sentence, if it is submitted by 6 July 2020, or, if that information is not submitted by that date, the lack of it.</p><table><col/><col/><tbody><tr><td><p><span>1016030</span></p></td><td><p><span>Liver</span></p></td></tr><tr><td><p><span>1016040</span></p></td><td><p><span>Kidney</span></p></td></tr></tbody></table></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(+)</p></td><td><p>The European Food Safety Authority identified some information on certain metabolites (compounds Ia, IV and gamma-lactone) formed under sterilization conditions as unavailable. When re-viewing the MRL, the Commission will take into account the information referred to in the first sentence, if it is submitted by 6 July 2020, or, if that information is not submitted by that date, the lack of it.</p><table><col/><col/><tbody><tr><td><p><span>1016050</span></p></td><td><p><span>Edible offals (other than liver and kidney)</span></p></td></tr><tr><td><p><span>1016990</span></p></td><td><p><span>Others (2)</span></p></td></tr><tr><td><p><span>1017000</span></p></td><td><table><col/><col/><tbody><tr><td><p><span>(g)</span></p></td><td><span>other farmed terrestrial animals</span></td></tr></tbody></table></td></tr><tr><td><p><span>1017010</span></p></td><td><p><span>Muscle</span></p></td></tr><tr><td><p><span>1017020</span></p></td><td><p><span>Fat</span></p></td></tr></tbody></table></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(+)</p></td><td><p>The European Food Safety Authority identified some information on certain metabolites (compounds Ia, IV and gamma-lactone) formed under sterilization conditions and on the toxicological properties of some others (compounds Ia and XI) as unavailable. When re-viewing the MRL, the Commission will take into account the information referred to in the first sentence, if it is submitted by 6 July 2020, or, if that information is not submitted by that date, the lack of it.</p><table><col/><col/><tbody><tr><td><p><span>1017030</span></p></td><td><p><span>Liver</span></p></td></tr><tr><td><p><span>1017040</span></p></td><td><p><span>Kidney</span></p></td></tr></tbody></table></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(+)</p></td><td><p>The European Food Safety Authority identified some information on certain metabolites (compounds Ia, IV and gamma-lactone) formed under sterilization conditions as unavailable. When re-viewing the MRL, the Commission will take into account the information referred to in the first sentence, if it is submitted by 6 July 2020, or, if that information is not submitted by that date, the lack of it.</p><table><col/><col/><tbody><tr><td><p><span>1017050</span></p></td><td><p><span>Edible offals (other than liver and kidney)</span></p></td></tr><tr><td><p><span>1017990</span></p></td><td><p><span>Others (2)</span></p></td></tr><tr><td><p><span>1020000</span></p></td><td><p><span>Milk</span></p></td></tr><tr><td><p><span>1020010</span></p></td><td><p><span>Cattle</span></p></td></tr><tr><td><p><span>1020020</span></p></td><td><p><span>Sheep</span></p></td></tr><tr><td><p><span>1020030</span></p></td><td><p><span>Goat</span></p></td></tr><tr><td><p><span>1020040</span></p></td><td><p><span>Horse</span></p></td></tr><tr><td><p><span>1020990</span></p></td><td><p><span>Others (2)</span></p></td></tr><tr><td><p><span>1030000</span></p></td><td><p><span>Birds eggs</span></p></td></tr><tr><td><p><span>1030010</span></p></td><td><p><span>Chicken</span></p></td></tr><tr><td><p><span>1030020</span></p></td><td><p><span>Duck</span></p></td></tr><tr><td><p><span>1030030</span></p></td><td><p><span>Geese</span></p></td></tr><tr><td><p><span>1030040</span></p></td><td><p><span>Quail</span></p></td></tr><tr><td><p><span>1030990</span></p></td><td><p><span>Others (2)</span></p></td></tr><tr><td><p><span>1040000</span></p></td><td><p><span>Honey and other apiculture products (7)</span></p></td></tr><tr><td><p><span>1050000</span></p></td><td><p><span>Amphibians and Reptiles</span></p></td></tr><tr><td><p><span>1060000</span></p></td><td><p><span>Terrestrial invertebrate animals</span></p></td></tr><tr><td><p><span>1070000</span></p></td><td><p><span>Wild terrestrial vertebrate animals</span>&#8217;</p></td></tr></tbody></table></td></tr></tbody></table></td></tr></tbody></table></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(2)</p></td><td><p>in Annex III the column for lambda-cyhalothrin is deleted.</p></td></tr></tbody></table> <note> ( *1 ) Limit of analytical determination ( 1 ) For the complete list of products of plant and animal origin to which MRLs apply, reference should be made to Annex I. </note>

ENG

32018R0960

<table><col/><col/><col/><col/><tbody><tr><td><p>29.9.2017&#160;&#160;&#160;</p></td><td><p>EN</p></td><td><p>Official Journal of the European Union</p></td><td><p>L 252/198</p></td></tr></tbody></table> DECISION (EU) 2017/1654 OF THE EUROPEAN PARLIAMENT of 27 April 2017 on discharge in respect of the implementation of the budget of the European Banking Authority for the financial year 2015 THE EUROPEAN PARLIAMENT, <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>having regard to the final annual accounts of the European Banking Authority for the financial year 2015,</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>having regard to the Court of Auditors' report on the annual accounts of the European Banking Authority for the financial year 2015, together with the Authority's reply<a>&#160;(<span>1</span>)</a>,</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>having regard to the statement of assurance<a>&#160;(<span>2</span>)</a> as to the reliability of the accounts and the legality and regularity of the underlying transactions provided by the Court of Auditors for the financial year 2015, pursuant to Article&#160;287 of the Treaty on the Functioning of the European Union,</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>having regard to the Council's recommendation of 21 February 2017 on discharge to be given to the Authority in respect of the implementation of the budget for the financial year 2015 (05873/2017 &#8212; C8-0072/2017),</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>having regard to Article 319 of the Treaty on the Functioning of the European Union,</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>having regard to Regulation (EU, Euratom) No 966/2012 of the European Parliament and of the Council of 25&#160;October 2012 on the financial rules applicable to the general budget of the Union and repealing Council Regulation (EC, Euratom) No 1605/2002<a>&#160;(<span>3</span>)</a>, and in particular Article 208 thereof,</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>having regard to Regulation (EU) No 1093/2010 of the European Parliament and of the Council of 24 November 2010 establishing a European Supervisory Authority (European Banking Authority), amending Decision No 716/2009/EC and repealing Commission Decision 2009/78/EC<a>&#160;(<span>4</span>)</a>, and in particular Article 64 thereof,</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>having regard to Commission Delegated Regulation (EU) No 1271/2013 of 30&#160;September 2013 on the framework financial regulation for the bodies referred to in Article 208 of Regulation (EU, Euratom) No 966/2012 of the European Parliament and of the Council<a>&#160;(<span>5</span>)</a>, and in particular Article 108 thereof,</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>having regard to Rule 94 of and Annex IV to its Rules of Procedure,</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>having regard to the report of the Committee on Budgetary Control and the opinion of the Committee on Economic and Monetary Affairs (A8-0079/2017),</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>1.</p></td><td><p>Grants the Executive Director of the European Banking Authority discharge in respect of the implementation of the Authority's budget for the financial year 2015;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>2.</p></td><td><p>Sets out its observations in the resolution below;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>3.</p></td><td><p>Instructs its President to forward this decision, and the resolution forming an integral part of it, to the Executive Director of the European Banking Authority, the Council, the Commission and the Court of Auditors, and to arrange for their publication in the<span>Official Journal of the European Union</span> (L series).</p></td></tr></tbody></table> The President Antonio TAJANI The Secretary-General Klaus WELLE <note> ( 1 ) OJ C 449, 1.12.2016, p. 72 . ( 2 ) See footnote 1. ( 3 ) OJ L 298, 26.10.2012, p. 1 . ( 4 ) OJ L 331, 15.12.2010, p. 12 . ( 5 ) OJ L 328, 7.12.2013, p. 42 . </note>

ENG

32017B1654

<table><col/><col/><col/><col/><tbody><tr><td><p>12.7.2017&#160;&#160;&#160;</p></td><td><p>EN</p></td><td><p>Official Journal of the European Union</p></td><td><p>L 179/3</p></td></tr></tbody></table> COMMISSION REGULATION (EU) 2017/1250 of 11 July 2017 amending Annex I to Regulation (EC) No 1334/2008 of the European Parliament and of the Council as regards removal from the Union list of the flavouring substance 4,5-epoxydec-2(trans)-enal (Text with EEA relevance) THE EUROPEAN COMMISSION, Having regard to the Treaty on the Functioning of the European Union, Having regard to Regulation (EC) No 1334/2008 of the European Parliament and of the Council of 16 December 2008 on flavourings and certain food ingredients with flavouring properties for use in and on foods and amending Council Regulation (EEC) No 1601/91, Regulations (EC) No 2232/96 and (EC) No 110/2008 and Directive 2000/13/EC ( 1 ) , and in particular Article 11(3) thereof, Having regard to Regulation (EC) No 1331/2008 of the European Parliament and of the Council of 16 December 2008 establishing a common authorisation procedure for food additives, food enzymes and food flavourings ( 2 ) , and in particular Article 7(6) thereof, Whereas: <table><col/><col/><tbody><tr><td><p>(1)</p></td><td><p>Annex I to Regulation (EC) No 1334/2008 lays down a Union list of flavourings and source materials approved for use in and on foods and their conditions of use.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(2)</p></td><td><p>Commission Implementing Regulation (EU) No 872/2012<a>&#160;(<span>3</span>)</a> adopted a list of flavouring substances and introduced that list in Part A of Annex I to Regulation (EC) No 1334/2008.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(3)</p></td><td><p>Part A of Annex I to Regulation (EC) No 1334/2008 may be updated in accordance with the common procedure referred to in Article 3(1) of Regulation (EC) No&#160;1331/2008, either on the initiative of the Commission or following an application submitted by a Member State or by an interested party.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(4)</p></td><td><p>The flavouring substance 4,5-epoxydec-2(trans)-enal (Fl No: 16.071) is included in Annex I to Regulation (EC) No 1334/2008 as a flavouring substance under evaluation and for which additional scientific data was requested by the Authority. Such data has been submitted by the applicant.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(5)</p></td><td><p>The European Food Safety Authority evaluated the submitted data and concluded in its scientific opinion of 4&#160;May 2017<a>&#160;(<span>4</span>)</a> that 4,5-epoxydec-2(trans)-enal (Fl No: 16.071) raises a safety concern with respect to genotoxicity as there is a genotoxic effect observed in the liver of rats in the<span>in vivo</span> assay submitted.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(6)</p></td><td><p>Accordingly, the use of 4,5-epoxydec-2(trans)-enal (Fl No: 16.071) does not comply with the general conditions of use for flavourings set out in Article 4(a) of Regulation (EC) No 1334/2008. Consequently, that substance should be removed from the list without delay in order to protect human health.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(7)</p></td><td><p>Therefore, the Commission should use the urgency procedure for the removal of a substance which raises a safety concern from the Union list.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(8)</p></td><td><p>Part A of Annex I to Regulation (EC) No 1334/2008 should therefore be amended accordingly.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(9)</p></td><td><p>The measures provided for in this Regulation are in accordance with the opinion of the Standing Committee on Plants, Animals, Food and Feed,</p></td></tr></tbody></table> HAS ADOPTED THIS REGULATION: Article 1 Part A of Annex I to Regulation (EC) No 1334/2008 is amended in accordance with the Annex to this Regulation. Article 2 This Regulation shall enter into force on the day following that of its publication in the Official Journal of the European Union . This Regulation shall be binding in its entirety and directly applicable in all Member States. Done at Brussels, 11 July 2017. For the Commission The President Jean-Claude JUNCKER ( 1 ) OJ L 354, 31.12.2008, p. 34 . ( 2 ) OJ L 354, 31.12.2008, p. 1 . ( 3 ) Commission Implementing Regulation (EU) No 872/2012 of 1 October 2012 adopting the list of flavouring substances provided for by Regulation (EC) No 2232/96 of the European Parliament and of the Council, introducing it in Annex I to Regulation (EC) No 1334/2008 of the European Parliament and of the Council and repealing Commission Regulation (EC) No 1565/2000 and Commission Decision 1999/217/EC ( OJ L 267, 2.10.2012, p. 1 ). ( 4 ) EFSA CEF Panel (EFSA Panel on Food Contact Materials, Enzymes, Flavourings). Scientific Opinion on Flavouring Group Evaluation 226 Revision 1 (FGE.226Rev1): consideration of genotoxicity data on one alpha, beta-unsaturated aldehyde from chemical subgroup 1.1.1(b) of FGE.19. EFSA Journal 2017;15(5):4847, 24 pp. https://doi.org/10.2903/j.efsa.2017.4847. ANNEX In Part A of Annex I to Regulation (EC) No 1334/2008, the following entry is deleted: <table><col/><col/><col/><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>&#8216;16.071</p></td><td><p>4,5-epoxydec-2(trans)-enal</p></td><td><p>188590-62-7</p></td><td><p>1570</p></td><td><p>&#160;</p></td><td><p>At least 87 %; secondary component 8-9 % 4,5-epoxydec-2(cis)-enal</p></td><td><p>&#160;</p></td><td><p>1</p></td><td><p>EFSA&#8217;</p></td></tr></tbody></table>

ENG

32017R1250

<table><col/><col/><col/><col/><tbody><tr><td><p>24.5.2023&#160;&#160;&#160;</p></td><td><p>EN</p></td><td><p>Official Journal of the European Union</p></td><td><p>L 136/78</p></td></tr></tbody></table> COMMISSION IMPLEMENTING DECISION (EU) 2023/1017 of 23 May 2023 amending Implementing Decision (EU) 2020/1729 as regards the monitoring of methicillin-resistant Staphylococcus aureus (MRSA) in fattening pigs (notified under document C(2023)3251) (Text with EEA relevance) THE EUROPEAN COMMISSION, Having regard to the Treaty on the Functioning of the European Union, Having regard to Directive 2003/99/EC of the European Parliament and of the Council of 17 November 2003 on the monitoring of zoonoses and zoonotic agents, amending Council Decision 90/424/EEC and repealing Council Directive 92/117/EEC ( 1 ) , and in particular Articles 4(5), 7(3) and Article 9(1), fourth subparagraph, thereof, Whereas: <table><col/><col/><tbody><tr><td><p>(1)</p></td><td><p>Directive&#160;2003/99/EC requires the Member States to ensure that monitoring provides comparable data on the occurrence of antimicrobial resistance (AMR) in zoonotic agents and, in so far as they present a threat to public health, other agents.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(2)</p></td><td><p>Directive&#160;2003/99/EC also provides that Member States are to assess the trends and sources of AMR in their territory and transmit to the Commission a report every year covering data collected in accordance with that Directive.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(3)</p></td><td><p>Commission Implementing Decision (EU)&#160;2020/1729&#160;<a>(<span>2</span>)</a> lays down detailed rules for the harmonised monitoring and reporting of AMR in zoonotic and commensal bacteria. The rules laid down in that Implementing Decision cover the period 2021 to 2027 and provide for a yearly rotational sampling system of animal species. In accordance with that rotational system, fattening pigs have to be sampled in&#160;2025.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(4)</p></td><td><p>Methicillin-resistant<span>Staphylococcus aureus</span> (MRSA) is a pathogen that causes many healthcare- and community-associated infections that are difficult to treat in humans as they are resistant to multiple antibiotics. In recent decades, the emergence and increasing prevalence of livestock-associated MRSA (LA-MRSA), particularly sequence type 398 belonging to clonal complex 398, in pigs have become a global concern as its spread can compromise the effective treatment of infectious diseases in humans. Rearing and slaughtering pigs infected with LA-MRSA are also potential risk factors for infection in certain human populations such as farmers and slaughterhouse workers. Monitoring the prevalence of LA-MRSA in fattening pigs would therefore be very valuable for obtaining comprehensive, comparable and reliable information on the development and spread of MRSA at Union level in view to develop, if deemed necessary, appropriate interventions to prevent and control MRSA infections.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(5)</p></td><td><p>On 17&#160;October 2022, the European Food Safety Authority (EFSA) published a scientific report on &#8220;Technical specifications for a baseline survey on the prevalence of methicillin resistant<span>Staphylococcus aureus</span> (MRSA) in pigs&#8221;&#160;<a>(<span>3</span>)</a> (the EFSA technical specifications). This report highlights the appropriateness to conduct a one-year EU-wide survey in batches of fattening pigs at slaughter to estimate the MRSA prevalence in the European population of fattening pigs, and defines a protocol for this survey including the target population, sample requirements, analytical methods and data reporting requirements.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(6)</p></td><td><p>The EFSA technical specifications should be considered when laying down rules for harmonised monitoring and reporting of MRSA in fattening pigs in the Union.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(7)</p></td><td><p>In order to take advantage of the sampling of fattening pigs scheduled in&#160;2025 for other bacteria in accordance with the yearly rotational system already in place, the requirements for MRSA monitoring in fattening pigs should be laid down in Implementing Decision (EU)&#160;2020/1729 and apply from 1&#160;January 2025.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(8)</p></td><td><p>Implementing Decision (EU)&#160;2020/1729 should therefore be amended accordingly.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(9)</p></td><td><p>The measures provided for in this Decision are in accordance with the opinion of the Standing Committee on Plants, Animals, Food and Feed,</p></td></tr></tbody></table> HAS ADOPTED THIS DECISION: Article 1 Amendments to Implementing Decision (EU) 2020/1729 Implementing Decision (EU) 2020/1729 is amended as follows: <table><col/><col/><tbody><tr><td><p>(1)</p></td><td><p>in Article&#160;1(2), the following point (f) is added:</p><table><col/><col/><tbody><tr><td><p>&#8216;(f)</p></td><td><p>methicillin-resistant<span>Staphylococcus aureus</span> (MRSA).&#8217;;</p></td></tr></tbody></table></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(2)</p></td><td><p>in Article&#160;3, paragraph 2 is replaced by the following:</p><div><p>&#8216;(2)&#160;&#160;&#160;National reference laboratories for AMR, or other laboratories designated by the competent authority in accordance with Article&#160;37 of Regulation (EU)&#160;2017/625, shall be responsible for carrying out:</p><table><col/><col/><tbody><tr><td><p>(a)</p></td><td><p>the antimicrobial susceptibility testing of bacterial isolates, referred to in paragraph 1 of this Article, in accordance with the technical requirements set out in Part A, point 4, of the Annex;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(b)</p></td><td><p>the specific monitoring of ESBL-, AmpC- or CP-producing<span>E. coli</span> in accordance with the technical requirements set out in Part A, point 5, of the Annex;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(c)</p></td><td><p>the specific monitoring of MRSA in accordance with the technical requirements set out in Part A, point 5a, of the Annex;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(d)</p></td><td><p>the alternative method referred to in Part A, point 6, of the Annex.&#8217;</p></td></tr></tbody></table></div>;</td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(3)</p></td><td><p>The Annex is amended in accordance with the Annex to this Decision.</p></td></tr></tbody></table> Article 2 Application This Decision shall apply from 1 January 2025. Article 3 Addressees This Decision is addressed to the Member States. Done at Brussels, 23 May 2023. For the Commission Stella KYRIAKIDES Member of the Commission ( 1 ) OJ L 325, 12.12.2003, p. 31 . ( 2 ) Commission Implementing Decision (EU) 2020/1729 of 17 November 2020 on the monitoring and reporting of antimicrobial resistance in zoonotic and commensal bacteria and repealing Implementing Decision 2013/652/EU ( OJ L 387, 19.11.2020, p. 8 ) ( 3 ) https://www.efsa.europa.eu/en/efsajournal/pub/7620 ANNEX In the Annex to Commission Implementing Decision (EU) 2020/1729, Part A is amended as follows: <table><col/><col/><tbody><tr><td><p>1.</p></td><td><p>in point 1, the following paragraph (f) is added:</p><table><col/><col/><tbody><tr><td><p>&#8216;(f)</p></td><td><p>MRSA isolates obtained from nasal samples taken at slaughter from fattening pigs.&#8217;;</p></td></tr></tbody></table></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>2.</p></td><td><p>in point 2, paragraph (a) is replaced by the following:</p><table><col/><col/><tbody><tr><td><p>&#8216;(a)</p></td><td><p>In the years 2021, 2023, 2025 and&#160;2027: AMR monitoring shall be carried out in fattening pigs, bovine animals under one year of age, pig meat and bovine meat except for the monitoring of MRSA in fattening pigs which shall not be carried out in the years 2023 and&#160;2027.&#8217;</p></td></tr></tbody></table></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>3.</p></td><td><p>point 3.1 is replaced by the following:</p><table><col/><col/><tbody><tr><td><p>&#8216;3.1</p></td><td><p><span>At slaughterhouse level</span></p><table><col/><col/><tbody><tr><td><p>(a)</p></td><td><p>Sampling design:</p><p>When designing their sampling plan at slaughterhouse level for caecal content, Member States shall take into account EFSA technical specifications on randomised sampling for harmonised monitoring of antimicrobial resistance in zoonotic and commensal bacteria&#160;<a>(<span>1</span>)</a>.</p><p>When designing their sampling plan at slaughterhouse level for nasal samples in fattening pigs, Member States shall take into account EFSA technical specifications for a baseline survey on the prevalence of methicillin resistant<span>Staphylococcus aureus</span> (MRSA) in pigs&#160;<a>(<span>2</span>)</a>.</p><p>Member States shall ensure a proportionate stratified sampling of samples in slaughterhouses processing at least 60 % of the specific domestic animal population in the Member States with an even distribution over the monitoring period of the samples taken, and, to the extent possible, a randomisation of the sampling days of each month. The samples shall be taken from healthy animals sampled from randomly selected epidemiological units. The epidemiological unit for broilers and fattening turkeys shall be the flock. The epidemiological unit for fattening pigs and bovine animals under one year of age shall be the slaughter batch.</p><p>Only one caecal sample from the same epidemiological unit shall be taken per year. Each caecal sample shall be taken from one carcass randomly selected from the epidemiological unit. However, for broilers, each caecal sample shall be derived from ten carcasses randomly selected from the epidemiological unit.</p><p>Twenty nasal samples from twenty different pigs randomly selected from the same epidemiological unit shall be taken per year. These samples shall be pooled into four composite groups of five samples. If the epidemiological unit comprises less than twenty pigs, all the pigs of this epidemiological unit shall be sampled, and the resulting samples shall be pooled as evenly as possible to form the four composite groups of samples. The samples shall be taken after stunning of the pigs but before scalding of the carcasses.</p><p>The number of samples collected per slaughterhouse shall be proportional to the annual throughput of each slaughterhouse covered by the sampling plan.</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(b)</p></td><td><p><span>Sampling size</span>:</p><p>In order to test for antimicrobial susceptibility the required minimum number of bacterial isolates referred to in point 4.1, Member States shall take annually a sufficient number of samples referred to in point 1(a)(ii) and (iii), point 1(b), and point 1(c)(i) to (iv) by accounting for the estimated prevalence of the bacterial species monitored in the animal population considered.</p><p>By way of derogation from the first paragraph of this point, when the prevalence of the bacterial species monitored is known to be inferior or equal to 30 % in the animal population considered or when this prevalence is unknown in the first year of the monitoring or when the number of epidemiological units available for sampling is insufficient to prevent the repeated sampling of the same units, Member States may decide to limit to 300 the annual number of samples to be taken. This annual number can be further reduced to 150 for each specific combination of bacterial&#160;isolates/animal populations where Member States have an annual national production of less than 100&#160;000 tonnes of broiler meat, less than 100&#160;000 tonnes of turkey meat, less than 100&#160;000 tonnes of pig meat or less than 50&#160;000 tonnes of bovine meat. Member States making use of the possibility of limitation of the annual number of samples shall base their decision on documented evidence, such as results of surveys, and shall submit this evidence to the Commission before implementing the reduced sampling for the first time.</p><p>Member States shall take annually at least 300 samples from each animal population referred to in points 1(d)(i) to (iv). By way of derogation from that requirement, where Member States have an annual national production of less than 100&#160;000 tonnes of broiler meat, less than 100&#160;000 tonnes of turkey meat, less than 100&#160;000 tonnes of pig meat or less than 50&#160;000 tonnes of bovine meat, they may decide to take a minimum of 150 samples instead of 300 samples for each specific animal population considered.</p><p>Member States shall sample annually enough epidemiological units from the animal population referred to in point 1(f) to achieve an accurate estimation of the prevalence of MRSA in their domestic population of fattening pigs. To this end, they shall use the calculation formulae for the number of slaughter batches to be sampled as referred to in EFSA technical specifications for a baseline survey on the prevalence of methicillin resistant<span>Staphylococcus aureus</span> (MRSA) in pigs&#160;<a>(<span>3</span>)</a>.&#8217;;</p></td></tr></tbody></table></td></tr></tbody></table></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>4.</p></td><td><p>in point 4.1, the following paragraph is added:</p><p> &#8216;For MRSA:</p><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Up to 208 isolates obtained from samples referred to in point 1(f) and confirmed in accordance with point 5a.&#8217;;</p></td></tr></tbody></table></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>5.</p></td><td><p>point 4.2 is amended as follows:</p><table><col/><col/><tbody><tr><td><p>a)</p></td><td><p>the first paragraph is replaced by the following:</p><p> &#8216;Member States shall use the epidemiological cut-off values and the concentration ranges set out in Tables 2, 3, 4 and&#160;4a to determine the antimicrobial susceptibility of<span>Salmonella</span> spp.,<span>C. coli</span>,<span>C. jejuni,</span> indicator commensal<span>E. coli, E. faecalis, E. faecium</span> and MRSA.&#8217;;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>b)</p></td><td><p>the following paragraph is inserted after the third paragraph:</p><p> &#8216;For the specific monitoring of MRSA, Member States shall use the methods referred to in point 5a.&#8217;;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>c)</p></td><td><p>the following Table 4a is inserted after Table 4:</p><p>&#8216;<span>Table 4a</span></p><p><span>Panel of antimicrobial substances to be included in AMR monitoring, EUCAST thresholds for resistance and concentration ranges to be tested in<span>Staphylococcus aureus</span></span></p><table><col/><col/><col/><col/><col/><tbody><tr><td><p>Antimicrobial</p></td><td><p>Class of antimicrobial</p></td><td><p>Interpretative thresholds of AMR&#160;(mg/L)</p></td><td><p>Range of concentrations&#160;(mg/L)</p><p>(No of wells in brackets)</p></td></tr><tr><td><p>ECOFF 2022</p></td><td><p>Clinical breakpoint 2022</p></td></tr><tr><td><p>Cefoxitin</p></td><td><p>Cephamycin</p></td><td><p>&gt;4</p></td><td><p>&gt;4 *</p></td><td><p>0,5 -16 (6 )</p></td></tr><tr><td><p>Chloramphenicol</p></td><td><p>Phenicol</p></td><td><p>&gt;16</p></td><td><p>&gt;8</p></td><td><p>4 -64 (5 )</p></td></tr><tr><td><p>Ciprofloxacin</p></td><td><p>Fluoroquinolone</p></td><td><p>&gt;2</p></td><td><p>&gt;1</p></td><td><p>0,25 -8 (6 )</p></td></tr><tr><td><p>Clindamycin</p></td><td><p>Lincosamide</p></td><td><p>&gt;0,25</p></td><td><p>&gt;0,25</p></td><td><p>0,125 -4 (6 )</p></td></tr><tr><td><p>Erythromycin</p></td><td><p>Macrolide</p></td><td><p>&gt;1</p></td><td><p>&gt;1</p></td><td><p>0,25 -8 (6 )</p></td></tr><tr><td><p>Gentamicin</p></td><td><p>Aminoglycoside</p></td><td><p>&gt;2</p></td><td><p>&gt;2</p></td><td><p>0,5 -16 (6 )</p></td></tr><tr><td><p>Linezolid</p></td><td><p>Oxazolidinone</p></td><td><p>&gt;4</p></td><td><p>&gt;4</p></td><td><p>1 -8 (4 )</p></td></tr><tr><td><p>Mupirocin</p></td><td><p>Carboxylic acid</p></td><td><p>&gt;1</p></td><td><p>NA</p></td><td><p>0,5 -2 + 256 (4 )</p></td></tr><tr><td><p>Quinupristin/Dalfopristin</p></td><td><p>Streptogramin</p></td><td><p>&gt;1</p></td><td><p>&gt;2</p></td><td><p>0,5 -4 (4 )</p></td></tr><tr><td><p>Sulfamethoxazole</p></td><td><p>Folate pathway antagonist</p></td><td><p>&gt;128</p></td><td><p>NA</p></td><td><p>64 -512 (4 )</p></td></tr><tr><td><p>Tetracycline</p></td><td><p>Tetracycline</p></td><td><p>&gt;1</p></td><td><p>&gt;2</p></td><td><p>0,5 -16 (6 )</p></td></tr><tr><td><p>Tiamulin</p></td><td><p>Pleuromutilin</p></td><td><p>&gt;2</p></td><td><p>NA</p></td><td><p>0,5 -4 (4 )</p></td></tr><tr><td><p>Trimethoprim</p></td><td><p>Folate pathway antagonist</p></td><td><p>&gt;2</p></td><td><p>&gt;4</p></td><td><p>1 -16 (5 )</p></td></tr><tr><td><p>Vancomycin</p></td><td><p>Glycopeptide</p></td><td><p>&gt;2</p></td><td><p>&gt;2</p></td><td><p>1 -8 (4 )</p></td></tr><tr><td><p>NA&#160;: not available, *: Not given as a clinical breakpoint by EUCAST&#8217;</p></td></tr></tbody></table></td></tr></tbody></table></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>6.</p></td><td><p>the following point 5a is inserted after point 5:</p><table><col/><col/><tbody><tr><td><p>&#8216;5a.</p></td><td><p><span>Specific monitoring of MRSA</span></p></td></tr></tbody></table><p>In order to detect MRSA in nasal samples collected in accordance with point 1(f), the laboratories referred to in Article&#160;3(2) shall use isolation and PCR-based&#160;<a>(<span>4</span>)</a> confirmatory methods as referred to in EFSA technical specifications for a baseline survey on the prevalence of methicillin resistant<span>Staphylococcus aureus</span> (MRSA) in pigs&#160;<a>(<span>5</span>)</a> and detailed in the protocols of the EURL for AMR&#160;<a>(<span>6</span>)</a>.</p><p>For confirming presumptive MRSA isolates, the laboratories may decide to replace the PCR-based confirmatory method by a WGS method implemented in accordance with the protocols of the EURL for AMR&#160;<a>(<span>7</span>)</a>.</p><p>All confirmed MRSA isolates, with a maximum of 208 isolates, identified through the PCR-based or WGS methods shall be tested with the panel of antimicrobial substances in accordance with Table 4a. No more than one isolate per epidemiological unit shall be tested. MRSA isolates which have been confirmed by the PCR-based method and do not belong to the clonal complex 398 shall be tested by the WGS method implemented in accordance with the protocols of the EURL for AMR&#160;<a>(<span>8</span>)</a>. Twenty percent of MRSA isolates confirmed by the PCR-based method and belonging to the clonal complex 398 shall be tested by the WGS method, with a maximum of twenty isolates tested.&#8217;</p></td></tr></tbody></table> <note> ( 1 ) https://www.efsa.europa.eu/en/efsajournal/pub/6364 ( 2 ) https://www.efsa.europa.eu/en/efsajournal/pub/7620 ( 3 ) https://www.efsa.europa.eu/en/efsajournal/pub/7620 ( 4 ) Method based on Polymerase Chain Reaction (PCR) assays ( 5 ) https://www.efsa.europa.eu/en/efsajournal/pub/7620 ( 6 ) https://www.eurl-ar.eu/protocols.aspx ( 7 ) https://www.eurl-ar.eu/protocols.aspx ( 8 ) https://www.eurl-ar.eu/protocols.aspx </note>

ENG

32023D1017

<table><col/><col/><col/><col/><tbody><tr><td><p>6.1.2016&#160;&#160;&#160;</p></td><td><p>EN</p></td><td><p>Official Journal of the European Union</p></td><td><p>L 3/3</p></td></tr></tbody></table> COMMISSION REGULATION (EU) 2016/5 of 5 January 2016 amending Regulation (EU) No 748/2012 as regards the implementation of essential requirements for environmental protection (Text with EEA relevance) THE EUROPEAN COMMISSION, Having regard to the Treaty on the Functioning of the European Union, Having regard to Regulation (EC) No 216/2008 of the European Parliament and of the Council of 20 February 2008 on common rules in the field of civil aviation and establishing a European Aviation Safety Agency, and repealing Council Directive 91/670/EEC, Regulation (EC) No 1592/2002 and Directive 2004/36/EC ( 1 ) , and in particular Article 6(2) thereof, Whereas: <table><col/><col/><tbody><tr><td><p>(1)</p></td><td><p>Article 6(1) of Regulation (EC) No 216/2008 requires products, parts and appliances to comply with the environmental protection requirements contained in Volumes I and II of Annex 16 to the Convention on International Civil Aviation (hereinafter referred to as the &#8216;Chicago Convention&#8217;) as applicable on 17 November 2011, except for Appendices to that Annex. Those requirements were implemented in Union law by Commission Regulation (EU) No 748/2012&#160;<a>(<span>2</span>)</a>.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(2)</p></td><td><p>Volumes I and II of Annex 16 to the Chicago Convention have been amended in 2014 by introducing new noise standards.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(3)</p></td><td><p>Regulation (EU) No 748/2012 should therefore be amended accordingly.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(4)</p></td><td><p>The measures provided for in this Regulation are based on the opinion issued by the European Aviation Safety Agency in accordance with Articles 17(2)(b) and 19(1) of Regulation (EC) No 216/2008.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(5)</p></td><td><p>The measures provided for in this Regulation are in accordance with the opinion of the Committee established by Article 65 of Regulation (EC) No 216/2008,</p></td></tr></tbody></table> HAS ADOPTED THIS REGULATION: Article 1 In Annex I (Part-21) to Regulation (EU) No 748/2012, point 21.A.18(a) is replaced by the following: <table><col/><col/><tbody><tr><td><p>&#8216;(a)</p></td><td><span>The applicable noise requirements for the issue of a type certificate for an aircraft are prescribed according to the provisions of Chapter 1 of Annex 16, Volume I, Part II to the Chicago Convention and:</span><table><col/><col/><tbody><tr><td><p>1.</p></td><td><p>for subsonic jet aeroplanes, in Volume I, Part II, Chapters 2, 3, 4 and 14, as applicable;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>2.</p></td><td><p>for propeller-driven aeroplanes, in Volume I, Part II, Chapters 3, 4, 5, 6, 10 and 14, as applicable;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>3.</p></td><td><p>for helicopters, in Volume I, Part II, Chapters 8 and 11, as applicable;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>4.</p></td><td><p>for supersonic aeroplanes, in Volume I, Part II, Chapter 12, as applicable; and</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>5.</p></td><td><p>for tilt-rotors, in Volume I, Part II, Chapter 13, as applicable.&#8217;.</p></td></tr></tbody></table></td></tr></tbody></table> Article 2 This Regulation shall enter into force on the twentieth day following that of its publication in the Official Journal of the European Union . This Regulation shall be binding in its entirety and directly applicable in all Member States. Done at Brussels, 5 January 2016. For the Commission The President Jean-Claude JUNCKER <note> ( 1 ) OJ L 79, 13.3.2008, p. 1 . ( 2 ) Commission Regulation (EU) No 748/2012 of 3 August 2012 laying down implementing rules for the airworthiness and environmental certification of aircraft and related products, parts and appliances, as well as for the certification of design and production organisations ( OJ L 224, 21.8.2012, p. 1 ). </note>

ENG

32016R0005

<table><col/><col/><col/><col/><tbody><tr><td><p>31.3.2021&#160;&#160;&#160;</p></td><td><p>EN</p></td><td><p>Official Journal of the European Union</p></td><td><p>C 114/167</p></td></tr></tbody></table> Statement of revenue and expenditure of the European Banking Authority (EBA) for the financial year 2021 (2021/C 114/30) REVENUE <table><col/><col/><col/><col/><col/><tbody><tr><td><p>Title</p><p>Chapter</p></td><td><p>Heading</p></td><td><p>Financial year 2021</p></td><td><p>Financial year 2020</p></td><td><p>Financial year 2019</p></td></tr><tr><td><p><span>1</span></p></td><td><p><span>CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES</span></p></td></tr><tr><td><p>1 0</p></td><td><p>CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES</p></td><td><p>29&#160;765&#160;036</p></td><td><p>28&#160;253&#160;039</p></td><td><p>27&#160;160&#160;690 ,&#8212;</p></td></tr><tr><td><p>&#160;</p></td><td><p><span>Title 1 &#8212; Total</span></p></td><td><p><span>29&#160;765&#160;036</span></p></td><td><p><span>28&#160;253&#160;039</span></p></td><td><p><span>27&#160;160&#160;690 ,&#8212;</span></p></td></tr><tr><td><p><span>2</span></p></td><td><p><span>EUROPEAN UNION CONTRIBUTION</span></p></td></tr><tr><td><p>2 0</p></td><td><p>EUROPEAN UNION CONTRIBUTION</p></td><td><p>18&#160;506&#160;940</p></td><td><p>17&#160;660&#160;140</p></td><td><p>17&#160;394&#160;600 ,&#8212;</p></td></tr><tr><td><p>&#160;</p></td><td><p><span>Title 2 &#8212; Total</span></p></td><td><p><span>18&#160;506&#160;940</span></p></td><td><p><span>17&#160;660&#160;140</span></p></td><td><p><span>17&#160;394&#160;600 ,&#8212;</span></p></td></tr><tr><td><p><span>4</span></p></td><td><p><span>CONTRIBUTIONS FROM OBSERVERS</span></p></td></tr><tr><td><p>4 0</p></td><td><p>CONTRIBUTIONS FROM OBSERVERS</p></td><td><p>921&#160;518</p></td><td><p>802&#160;643</p></td><td><p>771&#160;610 ,&#8212;</p></td></tr><tr><td><p>&#160;</p></td><td><p><span>Title 4 &#8212; Total</span></p></td><td><p><span>921&#160;518</span></p></td><td><p><span>802&#160;643</span></p></td><td><p><span>771&#160;610 ,&#8212;</span></p></td></tr><tr><td><p><span>5</span></p></td><td><p><span>CONTRIBUTIONS FROM HOST MEMBER STATE</span><a>&#160;(<span>1</span>)</a></p></td></tr><tr><td><p>5 0</p></td><td><p>CONTRIBUTIONS FROM HOST MEMBER STATE</p></td><td><p>p.m.</p></td><td><p>p.m.</p></td><td><p>p.m.</p></td></tr><tr><td><p>&#160;</p></td><td><p><span>Title 5 &#8212; Total</span></p></td><td><p><span>p.m.</span></p></td><td><p><span>p.m.</span></p></td><td><p><span>p.m.</span></p></td></tr><tr><td><p><span>6</span></p></td><td><p><span>REVENUE FROM OPERATIONS</span></p></td></tr><tr><td><p>6 0</p></td><td><p>REVENUE FROM OPERATIONS</p></td><td><p>p.m.</p></td><td><p>p.m.</p></td><td><p>p.m.</p></td></tr><tr><td><p>&#160;</p></td><td><p><span>Title 6 &#8212; Total</span></p></td><td><p><span>p.m.</span></p></td><td><p><span>p.m.</span></p></td><td><p><span>p.m.</span></p></td></tr><tr><td><p><span>9</span></p></td><td><p><span>MISCELLANEOUS REVENUES</span></p></td></tr><tr><td><p>9 0</p></td><td><p>MISCELLANEOUS REVENUES</p></td><td><p>p.m.</p></td><td><p>p.m.</p></td><td><p>p.m.</p></td></tr><tr><td><p>&#160;</p></td><td><p><span>Title 9 &#8212; Total</span></p></td><td><p><span>p.m.</span></p></td><td><p><span>p.m.</span></p></td><td><p><span>p.m.</span></p></td></tr><tr/><tr/><tr><td><p>&#160;</p></td><td><p><span>GRAND TOTAL</span></p></td><td><p><span>49&#160;193&#160;494</span></p></td><td><p><span>46&#160;715&#160;822</span></p></td><td><p><span>45&#160;326&#160;900 ,&#8212;</span></p></td></tr><tr><td><p/></td></tr></tbody></table> EXPENDITURE <table><col/><col/><col/><col/><col/><tbody><tr><td><p>Title</p><p>Chapter</p></td><td><p>Heading</p></td><td><p>Financial year 2021</p></td><td><p>Financial year 2020</p></td><td><p>Financial year 2019</p></td></tr><tr><td><p><span>1</span></p></td><td><p><span>STAFF EXPENDITURE</span></p></td></tr><tr><td><p>1 1</p></td><td><p>STAFF IN ACTIVE EMPLOYMENT</p></td><td><p>29&#160;801&#160;941</p></td><td><p>26&#160;461&#160;937</p></td><td><p>26&#160;752&#160;643 ,&#8212;</p></td></tr><tr><td><p>1 2</p></td><td><p>EXPENDITURE RELATING TO STAFF MANAGEMENT AND RECRUITMENT</p></td><td><p>834&#160;034</p></td><td><p>451&#160;576</p></td><td><p>3&#160;498&#160;461 ,&#8212;</p></td></tr><tr><td><p>1 3</p></td><td><p>MISSIONS EXPENSES, TRAVEL AND INCIDENTAL EXPENSES</p></td><td><p>83&#160;784</p></td><td><p>18&#160;866</p></td><td><p>167&#160;486 ,&#8212;</p></td></tr><tr><td><p>1 4</p></td><td><p>SOCIOMEDICAL INFRASTRUCTURE</p></td><td><p>788&#160;566</p></td><td><p>762&#160;463</p></td><td><p>843&#160;115 ,&#8212;</p></td></tr><tr><td><p>1 5</p></td><td><p>TRAINING</p></td><td><p>572&#160;769</p></td><td><p>400&#160;173</p></td><td><p>183&#160;029 ,&#8212;</p></td></tr><tr><td><p>1 7</p></td><td><p>REPRESENTATION EXPENSES, RECEPTIONS AND EVENTS</p></td><td><p>107&#160;950</p></td><td><p>1&#160;630</p></td><td><p>28&#160;463 ,&#8212;</p></td></tr><tr><td><p>&#160;</p></td><td><p><span>Title 1 &#8212; Total</span></p></td><td><p><span>32&#160;189&#160;044</span></p></td><td><p><span>28&#160;096&#160;645</span></p></td><td><p><span>31&#160;473&#160;197 ,&#8212;</span></p></td></tr><tr><td><p><span>2</span></p></td><td><p><span>INFRASTRUCTURE AND ADMINISTRATIVE EXPENDITURE</span></p></td></tr><tr><td><p>2 0</p></td><td><p>RENTAL OF BUILDING AND ASSOCIATED COSTS</p></td><td><p>3&#160;302&#160;980</p></td><td><p>9&#160;262&#160;676</p></td><td><p>3&#160;848&#160;894 ,&#8212;</p></td></tr><tr><td><p>2 1</p></td><td><p>INFORMATION AND COMMUNICATION TECHNOLOGY</p></td><td><p>4&#160;399&#160;066</p></td><td><p>3&#160;016&#160;165</p></td><td><p>2&#160;476&#160;943 ,&#8212;</p></td></tr><tr><td><p>2 2</p></td><td><p>MOVABLE PROPERTY AND ASSOCIATED COSTS</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>0 ,&#8212;</p></td></tr><tr><td><p>2 3</p></td><td><p>CURRENT ADMINISTRATIVE EXPENDITURE</p></td><td><p>654&#160;853</p></td><td><p>523&#160;952</p></td><td><p>280&#160;536 ,&#8212;</p></td></tr><tr><td><p>2 4</p></td><td><p>POSTAGE AND TELECOMMUNICATIONS</p></td><td><p>123&#160;600</p></td><td><p>66&#160;000</p></td><td><p>134&#160;059 ,&#8212;</p></td></tr><tr><td><p>2 5</p></td><td><p>INFORMATION AND PUBLISHING</p></td><td><p>395&#160;743</p></td><td><p>476&#160;975</p></td><td><p>482&#160;925 ,&#8212;</p></td></tr><tr><td><p>2 6</p></td><td><p>MEETING EXPENSES</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>0 ,&#8212;</p></td></tr><tr><td><p>&#160;</p></td><td><p><span>Title 2 &#8212; Total</span></p></td><td><p><span>8&#160;876&#160;242</span></p></td><td><p><span>13&#160;345&#160;768</span></p></td><td><p><span>7&#160;223&#160;357 ,&#8212;</span></p></td></tr><tr><td><p><span>3</span></p></td><td><p><span>OPERATING EXPENDITURES</span></p></td></tr><tr><td><p>3 1</p></td><td><p>GENERAL OPERATIONAL COSTS: SEMINARS FOR NSA, MEETINGS, MISSIONS, CONSULTATION SERVICES AND PUBLICATION</p></td><td><p>3&#160;548&#160;045</p></td><td><p>1&#160;974&#160;190</p></td><td><p>1&#160;937&#160;624 ,&#8212;</p></td></tr><tr><td><p>3 2</p></td><td><p>COLLECTION OF INFORMATION: DEVELOPING AND MAINTENANCE OF A CENTRAL EUROPEAN DATABASE</p></td><td><p>4&#160;580&#160;163</p></td><td><p>3&#160;299&#160;219</p></td><td><p>3&#160;462&#160;597 ,&#8212;</p></td></tr><tr><td><p>&#160;</p></td><td><p><span>Title 3 &#8212; Total</span></p></td><td><p><span>8&#160;128&#160;208</span></p></td><td><p><span>5&#160;273&#160;409</span></p></td><td><p><span>5&#160;400&#160;221 ,&#8212;</span></p></td></tr><tr/><tr/><tr><td><p>&#160;</p></td><td><p><span>GRAND TOTAL</span></p></td><td><p><span>49&#160;193&#160;494</span></p></td><td><p><span>46&#160;715&#160;822</span></p></td><td><p><span>44&#160;096&#160;775 ,&#8212;</span></p></td></tr></tbody></table> Establishment plan <table><col/><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>Function group and grade</p></td><td><p>&#160;</p></td></tr><tr><td><p>2021</p></td><td><p>2020</p></td></tr><tr><td><p>Authorized under the Union budget</p></td><td><p>Actually filled as at 31&#160;December 2019</p></td><td><p>Authorized under the Union budget</p></td></tr><tr><td><p>Permanent posts</p></td><td><p>Temporary posts</p></td><td><p>Permanent posts</p></td><td><p>Temporary posts</p></td><td><p>Permanent posts</p></td><td><p>Temporary posts</p></td></tr><tr/><tr/><tr><td><p>AD 16</p></td><td><p>&#8212;</p></td><td><p>1</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>1</p></td></tr><tr><td><p>AD 15</p></td><td><p>&#8212;</p></td><td><p>1</p></td><td><p>&#8212;</p></td><td><p>2</p></td><td><p>&#8212;</p></td><td><p>1</p></td></tr><tr><td><p>AD 14</p></td><td><p>&#8212;</p></td><td><p>6</p></td><td><p>&#8212;</p></td><td><p>2</p></td><td><p>&#8212;</p></td><td><p>6</p></td></tr><tr><td><p>AD 13</p></td><td><p>&#8212;</p></td><td><p>2</p></td><td><p>&#8212;</p></td><td><p>1</p></td><td><p>&#8212;</p></td><td><p>2</p></td></tr><tr><td><p>AD 12</p></td><td><p>&#8212;</p></td><td><p>8</p></td><td><p>&#8212;</p></td><td><p>7</p></td><td><p>&#8212;</p></td><td><p>8</p></td></tr><tr><td><p>AD 11</p></td><td><p>&#8212;</p></td><td><p>12</p></td><td><p>&#8212;</p></td><td><p>6</p></td><td><p>&#8212;</p></td><td><p>12</p></td></tr><tr><td><p>AD 10</p></td><td><p>&#8212;</p></td><td><p>12</p></td><td><p>&#8212;</p></td><td><p>13</p></td><td><p>&#8212;</p></td><td><p>12</p></td></tr><tr><td><p>AD 9</p></td><td><p>&#8212;</p></td><td><p>22</p></td><td><p>&#8212;</p></td><td><p>17</p></td><td><p>&#8212;</p></td><td><p>22</p></td></tr><tr><td><p>AD 8</p></td><td><p>&#8212;</p></td><td><p>26</p></td><td><p>&#8212;</p></td><td><p>26</p></td><td><p>&#8212;</p></td><td><p>26</p></td></tr><tr><td><p>AD 7</p></td><td><p>&#8212;</p></td><td><p>21</p></td><td><p>&#8212;</p></td><td><p>32</p></td><td><p>&#8212;</p></td><td><p>19</p></td></tr><tr><td><p>AD 6</p></td><td><p>&#8212;</p></td><td><p>20</p></td><td><p>&#8212;</p></td><td><p>26</p></td><td><p>&#8212;</p></td><td><p>20</p></td></tr><tr><td><p>AD 5</p></td><td><p>&#8212;</p></td><td><p>20</p></td><td><p>&#8212;</p></td><td><p>6</p></td><td><p>&#8212;</p></td><td><p>14</p></td></tr><tr><td><p>Subtotal AD</p></td><td><p>&#8212;</p></td><td><p>151</p></td><td><p>&#8212;</p></td><td><p>138</p></td><td><p>&#8212;</p></td><td><p>143</p></td></tr><tr/><tr/><tr><td><p>AST 11</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td></tr><tr><td><p>AST 10</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td></tr><tr><td><p>AST 9</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td></tr><tr><td><p>AST 8</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td></tr><tr><td><p>AST 7</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td></tr><tr><td><p>AST 6</p></td><td><p>&#8212;</p></td><td><p>3</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>3</p></td></tr><tr><td><p>AST 5</p></td><td><p>&#8212;</p></td><td><p>4</p></td><td><p>&#8212;</p></td><td><p>3</p></td><td><p>&#8212;</p></td><td><p>4</p></td></tr><tr><td><p>AST 4</p></td><td><p>&#8212;</p></td><td><p>2</p></td><td><p>&#8212;</p></td><td><p>1</p></td><td><p>&#8212;</p></td><td><p>2</p></td></tr><tr><td><p>AST 3</p></td><td><p>&#8212;</p></td><td><p>1</p></td><td><p>&#8212;</p></td><td><p>2</p></td><td><p>&#8212;</p></td><td><p>1</p></td></tr><tr><td><p>AST 2</p></td><td><p>&#8212;</p></td><td><p>1</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>1</p></td></tr><tr><td><p>AST 1</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td></tr><tr><td><p>Subtotal AST</p></td><td><p>&#8212;</p></td><td><p>11</p></td><td><p>&#8212;</p></td><td><p>6</p></td><td><p>&#8212;</p></td><td><p>11</p></td></tr><tr/><tr/><tr><td><p>AST/SC 6</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td></tr><tr><td><p>AST/SC 5</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td></tr><tr><td><p>AST/SC 4</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td></tr><tr><td><p>AST/SC 3</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td></tr><tr><td><p>AST/SC 2</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td></tr><tr><td><p>AST/SC 1</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td></tr><tr><td><p>Subtotal AST/SC</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td></tr><tr/><tr/><tr><td><p><span>Total</span></p></td><td><p><span>&#8212;</span></p></td><td><p><span>162</span></p></td><td><p><span>&#8212;</span></p></td><td><p><span>144</span></p></td><td><p><span>&#8212;</span></p></td><td><p><span>154</span></p></td></tr><tr><td><p><span>Grand Total</span></p></td><td><p><span>162</span></p></td><td><p><span>144</span></p></td><td><p><span>154</span></p></td></tr></tbody></table> Estimate of number of contract staff (expressed in full-time equivalents) and seconded national experts <table><col/><col/><col/><tbody><tr><td><p>Contract staff posts</p></td><td><p>2021</p></td><td><p>2020</p></td></tr><tr/><tr/><tr><td><p>FG IV</p></td><td><p>32</p></td><td><p>30</p></td></tr><tr><td><p>FG III</p></td><td><p>18</p></td><td><p>17</p></td></tr><tr><td><p>FG II</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td></tr><tr><td><p>FG I</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td></tr><tr><td><p>Total FG</p></td><td><p>50</p></td><td><p>47</p></td></tr><tr/><tr/><tr><td><p>Seconded national experts posts</p></td><td><p>19</p></td><td><p>17</p></td></tr><tr><td><p>Total</p></td><td><p>69</p></td><td><p>64</p></td></tr></tbody></table> <note> ( 1 ) In 2019, the EBA received EUR 2 500 000 from the French government as a contribution towards the lease costs for the Paris offices, as per the French government's bid to host the EBA and the subsequent agreement between the two parties, of which EUR 670 938 was paid out in 2019. In 2020, the EBA received EUR 500 000 under the same agreement, and has paid out EUR 2 969 687. The balance of EUR 30 313 will be utilised in 2021. In 2021, the EBA will receive EUR 575 000 under the same agreement. </note>

ENG

32021B0331(30)

<table><col/><col/><col/><col/><tbody><tr><td><p>4.12.2020&#160;&#160;&#160;</p></td><td><p>EN</p></td><td><p>Official Journal of the European Union</p></td><td><p>L 408/1</p></td></tr></tbody></table> COMMISSION DELEGATED DIRECTIVE (EU) 2020/1833 of 2 October 2020 amending the Annexes to Directive 2008/68/EC of the European Parliament and of the Council as regards adaptation to scientific and technical progress (Text with EEA relevance) THE EUROPEAN COMMISSION, Having regard to the Treaty on the Functioning of the European Union, Having regard to Directive 2008/68/EC of the European Parliament and of the Council of 24 September 2008 on the inland transport of dangerous goods ( 1 ) , and in particular Article 8(1) thereof, Whereas: <table><col/><col/><tbody><tr><td><p>(1)</p></td><td><p>Section I.1 of Annex I, Section II.1 of Annex II and Section III.1 of Annex III to Directive 2008/68/EC refer to provisions set out in international agreements on the inland transport of dangerous goods by road, rail and inland waterways as defined in Article 2 of that Directive.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(2)</p></td><td><p>The provisions of those international agreements are updated every two years. Their last amended versions apply as from 1 January 2021, with a transitional period until 30 June 2021.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(3)</p></td><td><p>In accordance with the Joint Political Declaration of 28 September 2011 of Member States and the Commission on explanatory documents&#160;<a>(<span>2</span>)</a>, Member States have undertaken to accompany, in justified cases, the notification of their transposition measures with one or more documents explaining the relationship between the components of a directive and the corresponding parts of national transposition instruments.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(4)</p></td><td><p>Section I.1 of Annex I, Section II.1 of Annex II and Section III.1 of Annex III to Directive 2008/68/EC should therefore be amended accordingly,</p></td></tr></tbody></table> HAS ADOPTED THIS DIRECTIVE: Article 1 Amendments to Directive 2008/68/EC Directive 2008/68/EC is amended as follows: <table><col/><col/><tbody><tr><td><p>(1)</p></td><td><p>in Annex I, Section I.1 is replaced by the following:</p><p> &#8216;I.1 ADR</p><p>Annexes A and B to the ADR, as applicable with effect from 1 January 2021, it being understood that &#8220;contracting party&#8221; is replaced by &#8220;Member State&#8221; as appropriate.&#8217;;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(2)</p></td><td><p>in Annex II, Section II.1 is replaced by the following:</p><p> &#8216;II.1 RID</p><p>The Annex to the RID, as applicable with effect from 1 January 2021, it being understood that &#8220;RID Contracting State&#8221; is replaced by &#8220;Member State&#8221; as appropriate.&#8217;;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(3)</p></td><td><p>in Annex III, Section III.1 is replaced by the following:</p><p> &#8216;III.1 ADN</p><p>The Annexed Regulations to the ADN, as applicable with effect from 1 January 2021, as well as Articles 3(f), 3(h), 8(1) and 8(3) of the ADN, it being understood that &#8220;contracting party&#8221; is replaced by &#8220;Member State&#8221; as appropriate.&#8217;.</p></td></tr></tbody></table> Article 2 Transposition 1. Member States shall bring into force the laws, regulations and administrative provisions necessary to comply with this Directive by 30 June 2021 at the latest. They shall forthwith communicate to the Commission the text of those provisions. When Member States adopt those provisions, they shall contain a reference to this Directive or be accompanied by such a reference on the occasion of their official publication. Member States shall determine how such reference is to be made. 2. Member States shall communicate to the Commission the text of the main provisions of national law which they adopt in the field covered by this Directive. Article 3 Entry into force This Directive shall enter into force on the twentieth day following that of its publication in the Official Journal of the European Union . Article 4 Addressees This Directive is addressed to the Member States. Done at Brussels, 2 October 2020. For the Commission The President Ursula VON DER LEYEN <note> ( 1 ) OJ L 260, 30.9.2008, p. 13 . ( 2 ) OJ C 369, 17.12.2011, p. 14 . </note>

ENG

32020L1833

<table><tr><td><p><span><img/></span></p></td><td><p><span>EUROPEAN COMMISSION</span></p></td></tr></table> Brussels, 4.2.2016 C( 2016 ) 766 final <table><tr><td><p/><p/></td><td><p><span>To the notifying party:</span></p></td></tr></table> Dear Sir/Madam, Subject : Case M. 7772 – Western Digital / SanDisk Commission decision pursuant to Article 6(1 )( b) of Council Regulation No 139 /2004 1 and Article 57 of the Agreement on the European Economic Area 2 (1) On 22 December 2015 , the European Commission received notification of a proposed concentration pursuant to Article 4 of the Merger Regulation by which Western Digital Corporation ("Western Digital", USA , hereinafter referred to as the "Notifying Party" ) acquires within the meaning of Article 3(1 )( b) of the Merger Regulation sole control of the whole of SanDisk Corporation ("SanDisk", USA) by way of purchase of shares (the "Transaction "). 3 W estern Digital and SanDisk are hereinafter referred to together as the "Parties". 1. THE PARTIES AND THE TRANSACTION (2) Western Digital produces hard disk drives ("HDDs") for a number of uses including personal computers, consumer electronics, cloud computing and datacentre applications, enterprise class solid state drives ("enterprise SSDs"), and hybrid drives. Western Digital also produces certain external storage, business storage solutions, as well as storage solution software. (3) SanDisk is a digital storage producer that specializes in flash memory solutions such as flash storage solutions, including enterprise SSDs and SSDs for consumer-operated devices ("client SSDs"), as well as removable cards, USB flash drives and embedded flash products for mobile and connected applications and consumer electronics. SanDisk is also active in software and consumer products, as well as flash storage solutions, including SSDs, for enterprise data centres and client computing platforms . (4) Pursuant to an Agreement and Plan of Merger signed by the Parties on 21 October 2015, Western Digital will acquire 100% of the shares and control of SanDisk. The T ransaction therefore constitutes a concentration within the meaning of Article 3(1 )( b) of the Merger Regulation. (5) The Notifying Party submits that the main rationale of the transaction is for Western Digital to gain access to in-house production of NAND flash memory 4 (an essential input for the production of SSDs), which will reduce margin stacking 5 and ensure continued supply. Further, the Transaction would combine the Parties' complementary product ranges, customer bases and know-how. 2. EU DIMENSION (6) The undertakings concerned have a combined aggregate world-wide turnover of more than EUR 5 000 million 6 (Western Digital: EUR 13 722 million; SanDisk : EUR 4 989 million). Each of them has an EU-wide turnover in excess of EUR 250 million (Western Digital: E UR […] million; SanDisk : EUR […] million), but they do not achieve more than two-thirds of their aggregate EU-wide turnover within one and the same Member State. The Transaction therefore has an EU dimension under Article 1(2) of the Merger Regulation. 3. MARKET DEFINITION 3.1. Introduction to data storage (7) The Transaction relates to data storage solutions. Storage solutions allow for the creation, management and preservation of digital content and are used in a variety of information technology (“IT”) dev ices and applications such as personal computers, servers, and other business storage systems , as well as in industrial and consumer electronic applications, such as digital video recorders, gaming devices and automotive applications . Storage solutions used in these devices and applications include HDDs, SSDs, memory cards, USB flash drives and embedded flash storage. (8) An HDD is a storage solution that uses one or more rotating metal or glass disks with magnetic surfaces to store and allow access to data. A read/write head on a moving actuator arm accesses the data while the disk is spinning. Figure 1: a hard disk drive (HDD) (9) An SSD is a storage solution that uses NAND flash memory to store digital data. The NAND flash memory is a key input for SSDs. The other main components of an SSD are the controller and the interface. The controller is a chip that directs memory reading, writing, and certain other functions (in other words, it manages how and where data is stored on the memory chips within the SSD s ). The interface is the connection between the storage unit and the computer or system where it is inserted. It consists of a physical layer, the physical interconnector, and a logical layer, the protocol used to structure the communication. Figure 2: a solid state drive (SSD) and its main components (10) A memory card is a flash memory storage solution which is used in portable electronic devices such as digital cameras, mobile phones, tablets, laptops and gaming consoles. (11) Similar to a memory card, a USB flash drive is a flash memory storage solution. The USB flash drive has an integrated USB interface through which it can be connected to various types of hardware, including PCs and laptops. (12) Embedded flash storage is a flash memory storage solution that is permanently integrated into the devices that use it. Those devices comprise, for instance, mobile phones, car electronics and industrial equipment. (13) Another type of storage solution built around flash memory is a so-called all flash array ("AFA"). A n AFA may employ SSDs (SSD-based AFA) or use NAND flash memory modules supplemented with additional hardware that enables the reading and writing of that NAND flash memory (NAND-based AFA). (14) Storage solutions vary in terms of storage capacity (the amount of data that can be stored), latency or performance ( how quickly data is stored and accessed), reliability (the likelihood of a system failure) and endurance (the total amount of write activity to the product before it becomes unreliable). These parameters have an impact on the price of the storage product. Storage solutions also vary in terms of physical size and the type of interface that is used to connect the storage to the system in which it is used. Several different interfaces have been defined as industry standards, for example SATA 7 , SAS 8 , PCIe 9 and USB 10 . (15) As indicated in paragraphs (2) and (3) , Western Digital and SanDisk develop and manufacture a number of storage solutions. While Western Digital produces both HDDs and flash memory based storage solutions, SanDisk focuses only on flash memory based storage solutions. (16) In relation to flash memory based storage solutions, and in particular enterprise SSDs, which are at the heart of the Commission's investigation in the present case, the Parties compete with a number of large and sophisticated IT companies such as Samsung, Intel, Toshiba and Micron. Those companies produce SSDs and sell them on to their customers. (17) The main input for enterprise SSDs is NAND flash memory (see paragraph (9) ). NAND flash memory is also used in other storage solutions, such as memory cards and USB flash drives. There is a merchant market for NAND flash memory. However, a number of manufacturers of enterprise SSDs also produce NAND flash memory and are thus able to satisfy all or at least part of their demand for NAND flash memory in-house. This is also the case for San Disk. The largest producers of NAND flash memory are Samsung, Toshiba, Micron, SanDisk and SK Hynix. (18) There are several types of customers for enterprise SSDs. First, Original Equipment Manufacturers (or “OEMs”, such as Dell, IBM and EMC) use enterprise SSDs to build enterprise storage solutions. OEMs typically use high-performance, high-reliability enterprise SSDs for active use in servers, as well as high-capacity, lower-cost SSDs for generic storage use. Second, “Hyper - scale” cloud service providers (such as Facebook, Google and Amazon Web Services) buy lower-cost enterprise SSDs to incorporate them into server farms and datacentr e s. Third, several emerging OEMs, value added resellers and system integrators make and sell AFA solutions which may be built using SSDs. Finally, distributors on-sell a range of solid state storage and other electronic products to smaller or specialized enterprises . Figure 3: the NAND flash memory-based storage value chain 3.2. Relevant product markets (19) In the following sections, the Commission discusses the product markets for storage solutions . (20) First, the Commission distinguishes between storage solutions for enterprise use and for client use (section 3.2.1), and between HDDs and SSDs (section 3.2.2). The Parties' activities neither overlap in the production of HDDs (where only Western Digital is active), nor in the production of SSDs for client use (where only SanDisk is active). The Parties activities mainly overlap in relation to SSDs used in enterprise applications. Therefore, sections 3.2.3 to 3.2.5 will discuss enterprise solid state storage 11 and possible segmentations of this market. (21) Finally, section 3.2.6 will discuss the possible product market for NAND flash memory . T here is a vertical link between the upstream market for NAND flash memory , where SanDisk is active, and the possible downstream markets for solid state storage where both SanDisk and Western Digital are active. 3.2.1. Storage – segmentation based on intended use (enterprise vs. client storage) 3.2.1.1. Previous Commission decisions (22) In its previous decisions, the Commission has found that HDDs for use in enterprise applications are not substitutable with HDDs for client applications because of differences in technical features required by the different end-use applications. 12 There is no Commission precedent to date dealing with this possible segmentation in relation to solid state storage solutions. 3.2.1.2. Notifying Party's view (23) The Notifying Party submits that s torage is generally categorized as either: ( i ) enterprise storage (storage for servers and storage solutions in high workload environments, such as corporate datacentres); (ii) client storage (storage for lower workload environments that are usually for use by individual consumers, such as personal computers and portable electronic devices); or (iii) embedded flash storage (fixed storage for mobile phones, car electronics, industrial equipment, etc.) , and that enterprise storage and client storage belong to two separate product markets . 3.2.1.3. The Commission's assessment (24) The majority of respondents to the market investigation agree that data storage solutions can be distinguished between enterprise storage, client storage and embedded storage. While some respondents noted that customers may use client-grade SSDs for enterprise storage in applications that do n o t require a high workload , the overall results of the market investigation support a distinction between enterprise and client storage as enterprise storage in general requires higher performance and superior endurance than client storage. 13 (25) Consistent with its past decisional practice, and in light of the results of the market investigation, the Commission considers that enterprise storage and client storage belong to two separate product markets. 3.2.2. Storage – segmentation based on technology (HDDs vs. SSDs) 3.2.2.1. Previous Commission decisions (26) In its previous decisions 14 , the Commission found that SSDs and HDDs do not belong to the same relevant product market s, neither for client use nor for enterprise use, due to the significant price difference between the two technologies and the limited storage capacity of SSDs relative to HDDs. 3.2.2.2. Notifying Party's view (27) The Notifying Party submits that the main types of enterprise storage solutions used today are HDDs and SSDs . The Notifying Party further submits that since the latest Commission decisions regarding HDDs, SSDs have rapidly expanded in both client and enterprise applications, at the expense of HDDs, thus increasing the competitive interaction between these two types of storage. On the demand side, SSDs have been exerting a competitive constraint on HDDs, and customers have been substituting to SSDs in applications where HDDs were previously used. According to the Notifying Party, t he competitive interaction between HDDs and SSDs appears to be asymmetric, in the sense that substitution seems to go primarily in the direction of SDDs replacing HDDs. On the supply side, substitution would appear to be more limited, as the production processes for HDDs and SSDs differ. 3.2.2.3. The Commission's assessment (28) The results of the market investigation are in line with the Notifying Party's view. According to the majority of respondents to the market investigation, HDDs and SSDs are the main types of enterprise storage used today and the use of other storage media, such as tape, is very limited. 15 (29) Internal documents of the Parties indicate that enterprise SSDs […] enterprise HDDs , […]. 16 The results of the market investigation also indicate that SSDs and HDDs may be substitutes for some enterprise applications. For example, some respondents point out that low-performance SSDs may be interchangeable with high-performance HDDs. 17 (30) Overall, however, the results of the market investigation show that there are still significant differences between enterprise HDDs and enterprise SSDs. (31) A majority of the respondents to the market investigation consider that e nterprise SSDs and e nterprise HDDs are not comparable in terms of product characteristics, such as performance, efficiency, latency and capacity. 18 The respondents state that SSDs in general have higher performance characteristics than HDDs, with lower latency (i.e. faster access to data) , lower power consumption, and better tolerance against vibrations than HDDs, as they have no moving parts. (32) As regards the price difference between HDDs and SSDs, data submitted by the Notifying Party show that while the price per gigabyte of storage for enterprise SSDs has fallen considerably since the Commission's decisions regarding HDDs in 2011, the price per gigabyte of storage for enterprise SSDs is still significantly higher than the price per gigabyte of storage for enterprise HDDs. 19 (33) In the market investigation, the Commission asked customers of the Parties to what extent they would switch from using enterprise SSDs to using enterprise HDDs in case the price of enterprise SSDs increased by 5-10%, while prices of enterprise HDDs would remain constant. A clear majority of the responding customers say they would not change their purchasing pattern as a result of such a price increase. 20 (34) As for the client market, data submitted by the Notifying Party show that the price per gigabyte of storage has fallen also for client SSDs, but is still significantly higher than the price per gigabyte of storage for client HDDs. 21 […] internal documents of the Parties indicate that the adoption of SSDs […]. 22 (35) In light of the results of the market investigation the Commission considers that, while there appears to be a long term trend whereby H DDs, to some extent and with respect to certain uses (such as client applications), are slowly being substituted by SSDs, at present, HDDs and SSDs are not sufficiently substitutable due to the differences in terms of technical characteristics and prices. Consistent with its past decisional practice, the Commission therefore concludes, for the purpose of the present decision, that enterprise HDDs and e nterprise SSDs belong to separate product markets. The question whether client HDDs and client SSDs belong to the same product market or to separate product markets can be left open as this would not change the outcome of the competitive assessment in this case. 3.2.3. Enterprise solid state storage 23 3.2.3.1. Notifying Party's view (36) The Notifying Party claims that enterprise SSDs belong to a separate product market for enterprise solid state storage comprising at least SSDs and NAND-based AFAs. According to the Notifying Party, NAND-based AFA solutions constitute alternatives to AFAs that use SSDs, and competitive constraints on enterprise SSD providers arise not just from other enterprise SSDs, but also from NAND-based AFAs. 3.2.3.2. The Commission's assessment (37) While some customers who responded to the market investigation indicated that they produce solid state storage solutions , such as all flash arrays , in house, 24 the replies to the market investigation did not provide clear evidence on the extent to which such alternatives constitute competitive constraints on enterprise SSD providers. (38) However, the Commission considers that, for the purpose of this decision, the question whether NAND-based AFAs belong to the same relevant product market as enterprise SSDs can be left open as this would not change the outcome of the competitive assessment in this case. 3.2.4. Enterprise solid state storage – s egmentation based on interfac e 3.2.4.1. Previous Commission decisions (39) In its previous decisions regarding HDDs, the Commission considered the different interfaces of HDDs to be relevant in the definition of the relevant product markets. In Hitachi/IBM Harddisk Business and Seagate/Maxtor, the Commission noted that the choice of the interface affects the data transfer speed and that different interfaces were used for different end-use applications. The precise market definition was left open. 25 In its more recent decisions regarding HDDs, the Commission took into account differences in interfaces used when it distinguished business critical HDDs from desktop HDDs, and mission critical enterprise HDDs from HDDs intended for other end-uses (including business critical enterprise HDDs). 26 3.2.4.2. Notifying Party's view (40) The Notifying Party submits that the three most common interfaces used for enterprise SSDs are SATA , SAS and PCIe . The type of interface influences certain characteristics of the enterprise SSDs such as performance and reliability. According to the Notifying Party, these three interfaces have the following features. (41) SATA is a relatively inexpensive interface but typically has higher latency (slower data access speed) and lower reliability (relatively higher probability of failure) than SAS and PCIe . (42) SAS was introduced on the market after SATA and is characterised by fast data access and transfer speed (low latency) and high reliability. SAS po wer consumption, however, is higher than the one of the SATA interface and its production costs are similar to those of comparable PCIe enterprise SSDs. (43) PCIe has, in general, low latency and high performance, and owing to its scalability in terms of number of lanes, PCIe can be used both for lower-cost mainstream performance purposes and for higher-cost, higher-performance purposes. The Notifying Party claims that, over time, PCIe enterprise SSDs are likely to outperform and replace SATA and at least a portion of SAS enterprise SSDs. (44) The Notifying Party submits that segmentation by interface of SSDs is not appropriate because of ( i ) the high level of substitutability of the three main interfaces for the same end use; (ii) the flexibility of the enterprise SSD customers in choosing between the different interfaces; and (iii) the existence of interoperability solutions such as SATA to SAS interposers 27 or the U . 2 universal backplane connector allowing the integration of all three interface types into one system. The Notifying Party further submits that supply-side considerations also show that a possible segmentation by interface is not relevant as manufacturers of enterprise SSDs can produce SATA, SAS and PCIe enterprise SSDs using the same equipment and assembly lines , 28 and switching production between SATA, SAS or PCIe SSDs does not require significant effort or expense. (45) The Notifying Party finally submits that if the Commission were to determine that a segmentation of enterprise SSDs by interface would be appropriate, NAND-based AFAs should be considered to belong to the same market as SAS enterprise SSDs, thus forming a broader SAS enterprise solid state storage segment, because NAND-based AFAs are geared towards the same performance specifications as SAS enterprise SSD-based arrays. 3.2.4.3. The Commission's assessment (46) The r esults of the market investigation and Commission's assessment indicate that a further segmentation of enterprise SSDs by interface could be appropriate. (47) First, according to the majority of the respondents to the market investigation, enterprise SSDs with SATA, SAS and PCIe interfaces have different endurance, reliability, latency and price. 29 A clear majority of the respondents to the market investigation say that each of these three interfaces for e nterprise SSDs is not interchangeable with another interface. 30 Several respondents point out that it is not always the interface itself, or the interface alone, that determines the characteristics and price of the enterprise SSDs. Respondents also point out that there can be differences also among SSDs with the same interface. However, the results of the market investigation indicate that, overall, there are differences in characteristics between SSDs with different interfaces, and in particular that SAS enterprise SSDs have lower latency and are more expensive. (48) Second, according to the majority of the respondents to the market investigation, enterprise SSDs with SATA, SAS and PCIe interfaces are used for different end-uses and applications. 31 In general, the SATA interface appears to be used more in server applications, while the SAS interface is preferred in storage applications. 32 . (49) Third, a majority of the customers responding to the market investigation consider that switching from enterprise SSDs with one type of interface to enterprise SSDs with another type of interface involves cost and takes time. They explain that switching involves changes in the production process of the devices using SSDs and investments in new equipment, e.g. for testing of SSDs. 33 Switching interface also requires time for certification and validation. 34 A majority of responding customers say that they have not switched between different interfaces of e nterprise SSDs for the same application and end-uses. 35 The majority of responding customers estimate that it would take more than one year to switch from one particular interface of enterprise SSDs to another interface. 36 (50) As regards the question whether the existence of adaptors makes a distinction between different interfaces unjustified, the results of the market investigation were mixed. While a majority of the respondents acknowledge that the U.2 universal backplane connector can be used to allow different interfaces to be incorporated interchangeably, the majority also acknowledge that the use of adaptors would affect the performance of the enterprise SSDs concerned . 37 (51) As regards supply-side substitutability, respondents to the market investigation indicate that switching from producing one particular interface of enterprise SSDs to another interface requires time (more than six months) and – in case a supplier does not already produce enterprise SSDs with a certain interface – also involves certification of the new product with customers. 38 Thus, the effects of supply-side substitution appear to be insufficient to be taken into account for the purpose of market definition. 39 (52) The Commission also investigated a possible further segmentation of PCIe enterprise SSDs based on protocol. The protocols used to manage the PCIe interface were originally proprietary (both SanDisk/Fusion- io 40 and LSI/Seagate 41 developed such a protocol), but in 2011 a standardized protocol called Non-Volatile Memory Express (" NVMe ") was developed under the leadership of Intel. (53) As regards a further segmentation of PCIe enterprise SSDs based on protocol, i.e. a distinction between PCIe using a proprietary protocol and PCIe using the standardised NVMe protocol, the results of the market investigation did not provide strong evidence that such a distinction should be made. A majority of the customers responding to the market investigation say that, depending on the application, it is possible to substitute PCIe e nterprise SSDs using proprietary protocols with PCIe e nterprise SSDs using the standardized NVMe . 42 While such substitution may involve costs and additional work, switching between different PCIe products appears to be easier than switching between different interfaces. (54) In light of the above, the Commission considers that a segmentation of enterprise SSDs according to the interfaces SATA, SAS and PCIe could be justified. However, the Commission considers that, for the purpose of this decision, the question whether distinct markets for enterprise SSDs with each of these interfaces exist can be left open as this would not change the outcome of the competitive assessment in this case. (55) With respect to the possible further segmentation of the possible market of enterprise solid state storage (comprising enterprise SSDs and NAND-based AFAs) based on interface, the Commission notes that SAS is the type of interface used predominantly for SSD-based AFAs , while NAND-based AFAs do not use any of the primary SSD interfaces (i.e. SAS, SATA or PCIe ) as an external interface to communicate with other storage systems, servers and networks. Thus, only a possible market for SAS enterprise solid state storage could be plausibly delineated. 43 However, the question whether NAND-based AFAs should be considered to belong to the same possible market as SAS enterprise SSDs, forming a possible market for SAS enterprise solid state storage, can be left open as this would not change the outcome of the competitive assessment in this case. 3.2.5. Enterprise solid state storage – other possible segmentations 3.2.5.1. Previous Commission decisions (56) In its previous decisions regarding HDDs, the Commission considered that HDDs could be distinguished by form factor, i.e. the physical size in the disks. 44 The Commission also took into account differences in reliability and performance when it distinguished between HDDs for consumer electronics, desktops and enterprise use . 45 3.2.5.2. Notifying Party's view (57) The Notifying Party submits that segmentation by form factor is not plausible for enterprise SSDs as the form factor plays no role for enterprise SSDs. The Notifying Party does not take a position on a possible segmentation by performance. 3.2.5.3. The Commission's assessment (58) The results of the market investigation did not provide strong indications that enterprise SSDs should be distinguished on the basis of form factor . Half of the respondents consider that such a distinction should be made and the other half considers that such a distinction should not be made. 46 One respondent points out that currently the majority of enterprise SSDs has the 2.5-inch form factor, and another respondent say s that in many cases, the differences in form factors reflect the different interfaces, with SAS products having the 2.5-inch and 3.5-inch form factors, and SATA and PCIe products having additional form factors such as M.2 form factors . 47 (59) The Commission also investigated whether e nterprise SSDs could be distinguished in two different markets for high-performance, high-reliability enterprise SSDs, on the one hand, and high-capacity, lower performance SSDs on the other hand. While the majority of respondents agree that enterprise SSDs vary in performance and reliability, several respondents point out that the variety of enterprise SSDs is more complex and that enterprise SSDs cannot be categorized simply as either high performance/high reliability or high capacity/low performance . 48 (60) The Commission notes that the distinction between client and enterprise storage solutions discussed in Section 3.2.1 , and the segmentation based on interface discussed in Section 3.2.3 , also reflect differences in form factor and performance characteristics of enterprise SSDs. The Commission therefore considers that, for the purpose of the present case, it is not necessary to segment the market for enterprise storage also based on these latter parameters. 3.2.6. NAND flash memory 3.2.6.1. Previous Commission decisions (61) The Commission has considered previously 49 whether a separate market for flash memory exists , with alternative market definition according to NOR or NAND type of memory , and/ or by intensity/density factors of the flash memory end applications. The Commission ultimately left the market definition open. 3.2.6.2. Notifying Party's view (62) T he Notifying Party claims that , if there were to be a separate market for flash memory , the appropriate market would be the one for NAND flash memory with both 2D and 3D NAND 50 competing on the same market. 3.2.6.3. The Commission's assessment (63) The majority of respondents to the market investigation consider that NAND flash memory should be distinguished from other flash memory. 51 Respondents state that NAND and NOR flash memory have different characteristics and are used in different applications. (64) In light of the differences between NAND and NOR flash memory, and given that NAND is the type of flash memory used in SSDs, the Commission considers, for the purpose of assessing the Transaction, NAND flash memory to be the relevant product market. (65) As regards a possible distinction between 2D NAND and 3D NAND, the majority of respondents to the market investigation consider that such a distinction should be made. Respondents point to differences in technology, price and capacity . 52 (66) The Commission considers that, for the purpose of this decision, the question whether a 2D and 3D NAND belong to separate product markets can be left open as this would not change the outcome of the competitive assessment in this case. 3.3. Relevant geographic markets 3.3.1. Previous Commission decisions (67) In its previous decisions, the Commission has found that the relevant geographic market for HDDs (excluding external HDDs) was worldwide in scope. 53 (68) As regards flash memory, the Commission concluded that the relevant geographic market can be considered to be at least EEA-wide or wider but ultimately left the precise delineation open. 54 3.3.2. Notifying Party's view (69) As regards geographic market definitions, the Notifying Party submits that the different product markets for storage, including (enterprise) HDDs and SSDs, and the product market for NAND flash memory, are all worldwide in scope, because ( i ) transport costs do not play a significant role ; (ii) there are no significant barriers to trade; and (iii) prices do not typically differ by region. 3.3.3. The Commission's assessment (70) The majority of respondents to the market investigation consider that the product markets for storage solutions , including SSDs and HDDs, are all worldwide in scope. Customers said that transport costs and barriers to trade are low, and that the products are sold on a worldwide basis with no or small variations in prices. 55 (71) As for NAND flash memory, the results of the market investigation provided no indications that the geographic market is narrower than worldwide in scope. (72) The Commission therefore considers that the relevant geographic market for all the relevant product markets is worldwide in scope. 3.4. Conclusion on relevant markets (73) In light of the elements referred to in sections (15) and 3.3 , the Commission finds that for the purpose of this decision the relevant markets can be defined as follows. (74) Enterprise storage solutions belong to a market separate from that of client storage solutions. (75) Enterprise SSDs belong to a market separate from that of enterprise HDDs. (76) The question whether client HDDs and client SSDs belong to the same product market for client storage or to separate product markets can be left open as this would not change the outcome of the competitive assessment in this case. (77) The question whether NAND-based AFAs are part of the same relevant market as enterprise SSDs, forming a broader market for enterprise solid state storage , can also be left open as this does not alter the competitive assessment in this case. (78) Within the possible market for enterprise SSDs , there are indications that a further distinction can be made according to the interface of the SSD. However, the question whether enterprise SSDs with SATA, SAS and PCIe interfaces constitute separate product markets can be left open, as the Transaction raises no competition concerns under either market definition. (79) The question whether NAND-based AFAs should be considered to belong to the same possible market as SAS enterprise SSDs, forming a possible market for SAS enterprise solid state storage , can also be left open as this would not change the outcome of the competitive assessment in this case. (80) NAND flash memory belongs to a relevant market separate from that of NOR flash memory. The question whether a distinction should be made between 2D and 3D NAND flash memory can be left open as this would not change the outcome of the competitive assessment in this case. (81) The relevant geographic market for all the relevant product markets is worldwide in scope. 4. COMPETITIVE ASSESSMENT (82) As explained in further detail in section 1 , Western Digital and SanDisk supply a variety of enterprise and client storage solutions. Western Digital supplies both SSDs and HDDs whereas SanDisk only supplies SSDs. In addition, SanDisk supplies NAND flash memory, one of the key inputs for solid state storage solutions (see paragraph (9) ). The Parties' activities overlap in relation to a number of possible market delineations on the markets for enterprise solid state storage solutions as well as on the possible market for client storage encompassing both client HDDs and client SSDs. In addition, given SanDisk's vertical integration into NAND flash memory, and given Western Digital's presence on the downstream markets for enterprise solid state storage solutions there is a vertical relationship between the upstream market for NAND flash memory and the downstream markets for enterprise solid state storage solutions. Finally, the different markets for enterprise solid state storage are closely related markets. Also, the markets for HDDs, client SSDs and embedded flash storage on the one hand and the markets for enterprise solid state storage on the other hand are closely related markets. There are thus also conglomerate relationships between the Parties' activities. (83) In the following, the Commission will assess the horizontal overlaps (section 4.1 ) and the vertical and conglomerate relationships between the activities of the parties (sections 4.2 and 4.3 respectively). 4.1. Horizontal overlaps (84) The Parties' activities overlap in relation to the following possible markets: (a) enterprise solid state storage; (b) enterprise SSDs; (c) SAS enterprise solid state storage; (d) SAS enterprise SSDs; (e) PCIe enterprise SSDs and (f) client storage (client HDDs and client SSDs). (85) The Parties also hold a number of patents relating to enterprise SSDs and NAND flash memory. [Statement of the Parties relating to Standard Essential Patents with respect to SAS and PCI based enterprise SSDs and NAND flash memory (including 3D NAND)]. Second, although SanDisk's patent portfolio is heavily focused on NAND flash memory and other non-volatile types of memory (out of the total SanDisk's […] patents and […] applications nearly […] patents are worldwide patents relating to NAND) , the increment brought by the Transaction is small (Western Digital has […] worldwide NAND-related patents) and other major competitors such as Samsung, Micron and Toshiba have much larger patent portfolios. 56 The Transaction therefore will not alter the Parties' patent strength relative to other competitors. (86) Furthermore , the market investigation did not provide indications that the Transaction would result in any changes of the licensing policy of Western Digital and SanDisk as a result of the Transaction. 57 (87) In the light of the above , the Commission considers that the Transaction does not raise serious doubts with regards to its compatibility with the internal market with respect to patents aggregations. 4.1.1. Enterprise solid state storage and enterprise SSDs 4.1.1.1. The Notifying Party's view (88) The Notifying Party submits that the Transaction would not lead to any competition concerns on the markets for e nterprise solid state storage and enterprise SSDs because, first, the merged entity would face intense competition from strong and well-resourced players such as Intel, Samsung, Micron and Toshiba. (89) Second, in the Notifying Party's view, the Parties are not close competitors as they focus on different types of solutions. Western Digital focuses on mixed-use and write intensive enterprise SSD solutions that require sophisticated controllers which it develops in-house and combines with NAND memory components from third parties. SanDisk is particularly strong in read-intensive enterprise SSD solutions , using its in-house NAND flash memory components and a combination of in-house and merchant controllers. Even where they serve the same customers, the Parties address different requirements and needs. (90) Third, the Notifying Party submits that they will be constrained by competitors that are more advanced than the Parties in the development of new memory technologies such as 3D NAND. The on-going innovation results in a dynamic market with volatile positions of the active companies. (91) Fourth, irrespective of the exact scope of the relevant product market, NAND-based AFAs and other solid state storage solutions, which customers of the Parties, and notably Original Equipment Manufacturers ("OEMs") are able to produce in-house, would impose a competitive constraint on the merged entity. (92) Fifth, the affected markets are by and large bidding markets, which, according to the Parties, relativises the relevance of historical market shares. (93) Sixth, the merged entity would be constrained by the threat of entry and expansion as the affected markets are growing and characterised by a high degree of innovation. Indeed, a number of companies, including Samsung, SK Hynix, Lite -on and Kingston are named as recent successful market entrants. (94) Seventh, customers exercise a high degree of countervailing buyer power. The Parties' main storage solution customers are large OEMs or distributors with significant technical understanding and expertise such as […], as well as hyperscale cloud service providers such as […]. Post-transaction those companies will continue to have a number of suppliers to choose from during their respective tender processes and will continue to be able to switch supplier. They are in a position to sponsor entry or to start producing storage solutions such as NAND-based AFAs in-house. In addition, customers purchase a variety of products from the Parties. This would further constrain the merged entity from e.g. raising prices in relation to one product. (95) Finally, the Notifying Party submits that the vertical integration brought about by the Transaction, that is to say the fact that the merged entity would have access to NAND flash memory at competitive pricing, would allow the merged entity to lower prices and step up innovation. 4.1.1.2. Competitive landscape and Commission's assessment (96) Table 1 below illustrates the market shares of the Parties and their competitors on the possible markets for e nterprise solid state storage and enterprise SSDs . Table 1: Market shares on the markets for enterprise solid state storage and enterprise SSDs. <table><tr><td><p/></td><td><p><span>2014</span></p></td><td><p><span>2015 Q1-Q3</span></p></td></tr><tr><td><p/></td><td><p><span>Revenue %</span></p></td><td><p><span>Volume %</span></p></td><td><p><span>Revenue %</span></p></td><td><p><span>Volume %</span></p></td></tr><tr><td><p><span>Enterprise solid state storage (SSDs and AFAs)</span><span><a>58</a></span></p></td><td><p><span>Western Digital</span></p></td><td><p><span>[10-20]%</span></p></td><td><p><span>n/a</span></p></td><td><p><span>[10-20]%</span></p></td><td><p><span>n/a</span></p></td></tr><tr><td><p/></td><td><p><span>SanDisk</span></p></td><td><p><span>[10-20]%</span></p></td><td><p><span>n/a</span></p></td><td><p><span>[10-20]%</span></p></td><td><p><span>n/a</span></p></td></tr><tr><td><p/></td><td><p><span>Combined</span></p></td><td><p><span>[30-40]%</span></p></td><td><p><span>n/a</span></p></td><td><p><span>[20-30]%</span></p></td><td><p><span>n/a</span></p></td></tr><tr><td><p/></td><td><p><span>Intel</span></p></td><td><p><span>[20-30]%</span></p></td><td><p><span>n/a</span></p></td><td><p><span>[20-30]%</span></p></td><td><p><span>n/a</span></p></td></tr><tr><td><p/></td><td><p><span>Samsung</span></p></td><td><p><span>[10-20]%</span></p></td><td><p><span>n/a</span></p></td><td><p><span>[20-30]%</span></p></td><td><p><span>n/a</span></p></td></tr><tr><td><p/></td><td><p><span>Micron</span></p></td><td><p><span>[5-10]%</span></p></td><td><p><span>n/a</span></p></td><td><p><span>[0-5]%</span></p></td><td><p><span>n/a</span></p></td></tr><tr><td><p/></td><td><p><span>Toshiba</span></p></td><td><p><span>[0-5]%</span></p></td><td><p><span>n/a</span></p></td><td><p><span>[0-5]%</span></p></td><td><p><span>n/a</span></p></td></tr><tr><td><p/></td><td><p><span>LSI/Seagate</span></p></td><td><p><span>[0-5]%</span></p></td><td><p><span>n/a</span></p></td><td><p><span>[0-5]%</span></p></td><td><p><span>n/a</span></p></td></tr><tr><td><p><span>Enterprise SSDs</span></p></td><td><p><span>Western Digital</span></p></td><td><p><span>[10-20]%</span></p></td><td><p><span>[5-10]%</span></p></td><td><p><span>[10-20]%</span></p></td><td><p><span>[5-10]%</span></p></td></tr><tr><td><p/></td><td><p><span>SanDisk</span></p></td><td><p><span>[20-30]%</span></p></td><td><p><span>[5-10]%</span></p></td><td><p><span>[10-20]%</span></p></td><td><p><span>[5-10]%</span></p></td></tr><tr><td><p/></td><td><p><span>Combined</span></p></td><td><p><span>[30-40]%</span></p></td><td><p><span>[10-20]%</span></p></td><td><p><span>[30-40]%</span></p></td><td><p><span>[10-20]%</span></p></td></tr><tr><td><p/></td><td><p><span>Intel</span></p></td><td><p><span>[30-40]%</span></p></td><td><p><span>[40-50]%</span></p></td><td><p><span>[20-30]%</span></p></td><td><p><span>[40-50]%</span></p></td></tr><tr><td><p/></td><td><p><span>Samsung</span></p></td><td><p><span>[10-20]%</span></p></td><td><p><span>[10-20]%</span></p></td><td><p><span>[20-30]%</span></p></td><td><p><span>[20-30]%</span></p></td></tr><tr><td><p/></td><td><p><span>Micron</span></p></td><td><p><span>[5-10]%</span></p></td><td><p><span>[10-20]%</span></p></td><td><p><span>[0-5]%</span></p></td><td><p><span>[5-10]%</span></p></td></tr><tr><td><p/></td><td><p><span>Toshiba</span></p></td><td><p><span>[0-5]%</span></p></td><td><p><span>[0-5]%</span></p></td><td><p><span>[5-10]%</span></p></td><td><p><span>[0-5]%</span></p></td></tr></table> (97) As regards the possible market for enterprise solid state storage, the Parties' combined market shares are moderate, amounting to [30-40]% in terms of revenues in 2014 and [20-30]% in terms of revenues for the first three quarters of 2015. The largest competitor in that market with a market presence similar to the merged entity's market share is Intel, with a revenue based market share of [20-30 ]% in 2014 and [20-30]% in the first three quarters of 2015. Other competitors include Samsung ([10-20]% / [20-30]%), Micron ([5-10]% / [0-5]%), Toshiba ([0-5]% / [0-5]%) and LSI/Seagate ([0-5]% / [0-5]%). (98) The Parties' combined market shares on the possible market for enterprise SSDs are slightly higher, amounting to [30-40]% in terms of revenues in 2014 and [30-40]% in terms of revenues for the first three quarters of 2015. Also in this possible market, Intel is the largest competitor, with a revenue based market share of [30-40 ]% in 2014 and [20-30]% in the first three quarters of 2015. Other competitors include Samsung ([10-20 ]% / [20-30]%), Micron ([5-10]% / [0-5]%) and Toshiba ([0-5]% / [0-5]%). (99) First, based on the above, the Commission notes that the possible markets for enterprise solid state storage and for enterprise SSDs are characterised by the presence of a sufficient number of competitors that will remain active post-transaction ensuring effective competition. (100) Intel offers SSDs with the SATA and PCIe interfaces a s well as other NAND flash memory solutions manufactured in cooperation with Micron. Intel's main source of NAND flash is through a joint venture with Micron. (101) Samsung is another established player in the markets for enterprise solid state storage and enterprise SSDs and has been steadily growing its share on these markets since its entry in late 2010: from [5-10] % market share by revenue in 2013 to [10-20] % in 2014 and [20-30] % in the first three quarters of 2015. Samsung offers enterprise SSDs with all three interfaces (SATA, SAS and PCIe ) and is vertically integrated into the production of NAND flash memory. In addition Samsung was the first supplier to introduce the next-generation NAND technology, 3D NAND, in 2013. Samsung has a significant head start in 3D NAND ahead of its competitors and thanks to its technological position is considered to be well placed to compete vigorously on the enterprise SSDs markets. (102) Toshiba also offers enterprise SSDs with all three interfaces and has managed to increase its market presence from [0-5 ] % by revenue in 2013 to [0-5] % by revenue in 2014. Toshiba is vertically integrated as well and is a major producer of NAND flash memory, which it originally invented. (103) Micron, active in the provision of SSDs with all available interfaces is another established, although smaller competitor. Micron also manufactures NAND flash memory, some of which is developed and produced in cooperation with Intel. In 2015, Micron and Seagate joined forces under a strategic cooperation agreement to work together on enterprise NAND flash based storage technologies, beginning with SAS enterprise SSDs. 59 (104) Seagate is also active in the enterprise solid state storage space where it offers enterprise SSDs with SAS and PCIe interfaces. (105) In addition to the above mentioned competitors, the Parties will face also competition from a number of NAND-based AFA producers: IBM, Violin Memory and Hitachi Data Systems ("HDS"), as well as from smaller enterprise solid state storage competitors such as SK Hynix (SATA enterprise SSDs), Kingston (SATA enterprise SSDs) and Lite -On (SATA and PCIe enterprise SSDs). (106) The majority of respondents also consider that post-merger there will be a sufficient number of suppliers of enterprise SSD solutions to maintain a competitive environment. 60 (107) Customers seem to have the ability to switch suppliers by shifting quantities ordered between their different qualified suppliers and by disqualifying an existing or qualifying a new supplier. While large customers tend to multi-source from two or more suppliers to ensure security of supply, it appears that customers believe that their purchasing strategies will continue to be effective post-transaction, given the sufficient number of remaining suppliers. (108) Second, b ased on the information provided by the Parties and based on the replies from market participants, the Commission also considers that the Parties are not close competitors. (109) Contrary to SanDisk, Western Digital does not produce SATA enterprise SSDs. The Parties therefore only compete in relation to ( i ) PCIe based SSDs where, as explained in further detail in paragraph (154) , Western Digital is a very small player with a revenue based market share of [5-10 ]% in the first three quarters of 2015; and (ii) in the SAS enterprise space where each of Western Digital and SanDisk have important market positions. (110) Even in relation to the SAS enterprise space the Parties' customers only overlap to a limited exte nt. In the first two quarters of 2015, the […] customers accounting for a considerable share of each of the Parties' revenues were […]. As regards […] the Parties submit that they sell predominantly to different business units. […]. 61 In relation to […], internal documents of Western Digital show that SanDisk is not perceived to be a close competitor neither by Western Digital nor by […]. 62 (111) Beyond that, the market investigation did not provide any further indications as to the closeness of competition between the Parties on the possible broader markets for enterprise SSDs and enterprise solid state storage. (112) Third, based on the information provided by the Parties and based on the replies from market participants, the Commission further considers that the way in which customers source enterprise SSDs and enterprise solid state storage is likely to further constrain the Parties' behaviour on those markets post-transaction. (113) Most large customers of enterprise SSDs and enterprise solid state storage engage in some sort of qualification process for their suppliers before entering into any sales agreement for a certain type of enterprise SSD or solid state storage solution . The customers' replies to the market investigation suggest that t he qualification processes in place is rather complex and sophisticated as customers take into account a number of parameters such as price, product quality and reliability, product roadmap as well as time to market. 63 While the duration of the qualification process varies widely across customers, it spans between 3 and 12 months in general. (114) The vast majority of customers confirm having at least two suppliers per product. Once a supplier of enterprise SSDs is qualified , customers can place purchase orders negotiating the exact price and quantities to be delivered for every purchase order separately . T hus , the shares of actual supply from each qualified supplier could vary greatly over time depending on the negotiated price and corresponding quantities. 64 (115) Customers also explain that they regularly engage in qualification processes as new products are released on the market and changes in the prices occur . However, the cost associated with the qualification process can significant ly limit the number of suppliers included in the qualification process as well as the frequency of such qualification processes. Nevertheless, t he majority of the customers that replied to the market investigation express the view that it is very important to have multiple suppliers because of price and stability of supply considerations; as explained by one customer , multi-sourcing (sourcing from more than one supplier) is perceived as a " common practice to mitigate supply risk and provide competitive tension ". 65 (116) F inally, as regards their bargaining power vis-à-vis suppliers of enterprise SSDs, the majority of customers consider that , at present , a balanced relationship exists between customers and suppliers of enterprise SSDs. 66 The large majority of customers also consider that the Transaction will not have an impact on their current bargaining position vis-à-vis their respective enterprise SSD suppliers. 67 4.1.1.3. Conclusion on Enterprise solid state storage and enterprise SSDs (117) I n light of the above , and in particular in view of the moderate combined market share of the Parties as well as the important number of competitors of varying size that will remain active post-merger, the Commission considers that the Transaction does not give rise to serious doubts as to its compatibility with the internal market with respect to the possible markets for enterprise SSDs and enterprise solid state storage . 4.1.2. SAS enterprise solid state storage and SAS enterprise SSDs 4.1.2.1. The Notifying Party's view (118) The Notifying Party submits that the Transaction would not give rise to any competition concerns on the possible markets for SAS e nterprise solid state storage and SAS enterprise SSDs for the following reasons. (119) First, the Parties will continue to face intense competition on these possible markets from strong and well-resourced competitors such as Samsung, Toshiba, Micron and Seagate who will discipline the commercial behaviour of the merged entity post-transaction. On the possible market for SAS enterprise storage solutions, in particular NAND-based AFA manufacturers like IBM, Violin Memory and HDS will also exert competitive pressure on the merged entity. (120) Second, the Notifying Party submits that the Parties are not close competitors given that Western Digital focuses on mixed-use and write intensive SAS enterprise SSDs where the Notifying Party considers Samsung and Toshiba to be its closest competitors while SanDisk is particularly strong in read-intensive SAS enterprise SSDs. (121) Third, following the increasing interoperability between interfaces and the flexibility of customers who constantly seek storage solutions that better address their needs, the Parties will be constraint by suppliers of SATA and PCIe storage solutions. In the context of the constantly evolving interfaces landscape the Notifying Party considers that PCIe in particular has an important growth potential and will be a valid constraint on SAS enterprise SSDs and SAS solid state storage solutions. (122) Fourth, the merged entity will also face competitive pressure from new and emerging memory technologies such as storage class memory 68 solutions, including 3D Xpoint 69 and NVDIMM. 70 (123) Fifth, similarly to the overall enterprise SSDs and enterprise solid state storage markets, their respective SAS segments are also bidding markets, where a relatively low number of large and powerful buyers such as EMC, HP, IBM, Oracle and Dell exercise considerable countervailing buyer power. (124) In addition, the Notifying Party submits that, due to the lack of material barriers to entry, the merged entity will be constrained post-transaction by the threat of entry of new competitors or expansion of existing competitors. An example in this regard is the recent entry of Samsung, as well as the expected expansion of Seagate and Micron into SAS enterprise SSDs as a result of their strategic alliance in SAS enterprise SSDs announced in February 2015. The Notifying Party also considers that Intel, currently not active on the merchant market for SAS enterprise SSDs would be able to enter this market easily […] 71 […]. (125) Finally, the Notifying Party claims that the vertical integration brought by the Transaction, i.e. the access for the merged entity to in-house NAND flash would allow the merged entity to lower prices and step up innovation. 4.1.2.2. Competitive landscape and Commission's assessment (126) Table 2 below illustrates the market shares of the Parties and their competitors on the possible markets for SAS e nterprise solid state storage and SAS enterprise SSDs . Table 2: Market shares on the markets for SAS enterprise solid state storage and SAS enterprise SSDs. <table><tr><td><p/></td><td><p><span>2014</span></p></td><td><p><span>Q1-Q3 2015</span></p></td></tr><tr><td><p/></td><td><p><span>Revenue %</span></p></td><td><p><span>Volume %</span><span><a>72</a></span></p></td><td><p><span>Revenue %</span></p></td><td><p><span>Volume %</span></p></td></tr><tr><td><p><span>SAS Enterprise solid state storage (including own-use sales and NAND based AFAs)</span></p></td><td><p><span>Western Digital</span></p></td><td><p><span>[30-40]%</span></p></td><td><p><span>[30-40]%</span></p></td><td><p><span>[30-40]%</span></p></td><td><p><span>[30-40]%</span></p></td></tr><tr><td><p/></td><td><p><span>SanDisk</span></p></td><td><p><span>[20-30]%</span></p></td><td><p><span>[10-20]%</span></p></td><td><p><span>[10-20]%</span></p></td><td><p><span>[10-20]%</span></p></td></tr><tr><td><p/></td><td><p><span>Combined</span></p></td><td><p><span>[50-60]%</span></p></td><td><p><span>[50-60]%</span></p></td><td><p><span>[40-50]%</span></p></td><td><p><span>[40-50]%</span></p></td></tr><tr><td><p/></td><td><p><span>Intel</span></p></td><td><p><span>not active</span></p></td><td><p><span>not active</span></p></td><td><p><span>not active</span></p></td><td><p><span>not active</span></p></td></tr><tr><td><p/></td><td><p><span>Samsung</span></p></td><td><p><span>[5-10]%</span></p></td><td><p><span>[10-20]%</span></p></td><td><p><span>[10-20]%</span></p></td><td><p><span>[10-20]%</span></p></td></tr><tr><td><p/></td><td><p><span>Micron</span></p></td><td><p><span>[0-5]%</span></p></td><td><p><span>[0-5]%</span></p></td><td><p><span>[0-5]%</span></p></td><td><p><span>[0-5]%</span></p></td></tr><tr><td><p/></td><td><p><span>Toshiba</span></p></td><td><p><span>[5-10]%</span></p></td><td><p><span>[10-20]%</span></p></td><td><p><span>[10-20]%</span></p></td><td><p><span>[10-20]%</span></p></td></tr><tr><td><p/></td><td><p><span>LSI/Seagate</span></p></td><td><p><span>[0-5]%</span></p></td><td><p><span>[0-5]%</span></p></td><td><p><span>[0-5]%</span></p></td><td><p><span>[0-5]%</span></p></td></tr><tr><td><p><span>SAS Enterprise SSDs</span></p></td><td><p><span>Western Digital</span></p></td><td><p><span>[40-50]%</span></p></td><td><p><span>[40-50]%</span></p></td><td><p><span>[50-60]%</span></p></td><td><p><span>[50-60]%</span></p></td></tr><tr><td><p/></td><td><p><span>SanDisk</span></p></td><td><p><span>[30-40]%</span></p></td><td><p><span>[20-30]%</span></p></td><td><p><span>[10-20]%</span></p></td><td><p><span>[10-20]%</span></p></td></tr><tr><td><p/></td><td><p><span>Combined</span></p></td><td><p><span>[70-80]%</span></p></td><td><p><span>[60-70]%</span></p></td><td><p><span>[60-70]%</span></p></td><td><p><span>[60-70]%</span></p></td></tr><tr><td><p/></td><td><p><span>Intel</span></p></td><td><p><span>not active</span></p></td><td><p><span>not active</span></p></td><td><p><span>not active</span></p></td><td><p><span>not active</span></p></td></tr><tr><td><p/></td><td><p><span>Samsung</span></p></td><td><p><span>[10-20]%</span></p></td><td><p><span>[10-20]%</span></p></td><td><p><span>[10-20]%</span></p></td><td><p><span>[10-20]%</span></p></td></tr><tr><td><p/></td><td><p><span>Micron</span></p></td><td><p><span>[0-5]%</span></p></td><td><p><span>[0-5]%</span></p></td><td><p><span>[0-5]%</span></p></td><td><p><span>[0-5]%</span></p></td></tr><tr><td><p/></td><td><p><span>Toshiba</span></p></td><td><p><span>[10-20]%</span></p></td><td><p><span>[10-20]%</span></p></td><td><p><span>[10-20]%</span></p></td><td><p><span>[10-20]%</span></p></td></tr><tr><td><p/></td><td><p><span>LSI/Seagate</span></p></td><td><p><span>[0-5]%</span></p></td><td><p><span>[0-5]%</span></p></td><td><p><span>[0-5]%</span></p></td><td><p><span>[0-5]%</span></p></td></tr></table> (127) As regards the possible market for SAS enterprise solid state storage, the Parties' combined market shares in 2014 are high, amounting to [50-60 ] % in terms of re venues and [50-60] % in terms of volume. However, the shares of the Parties have been steadily decreasing both by revenue and by volume: from [50-60] % by revenue in 2013 to [50-60] % in 2014 and [40-50] % in the period Q1-Q3 2015 , and from [70-80] % by volume in 2013 to [50-60] % in 2014 and [40-50] % in Q1-Q3 2015. The largest competitor in that market is Samsung, with a revenue based market share of [5-10 ] % by revenue and [10-20] % by volume in 2014 and [10-20]% and [10-20]% respectively in the period Q1-Q3 2015. Other competitors include Toshiba ( [5-10]% / [10-20] % in 2014 and [10-20]% / [10-20]% in the period Q1-Q3 2015), LSI/Seagate ( [0-5] % / [0-5]% in 2014 and [0-5]% / [0-5]% in the period Q1-Q3 2015) and Micron ( [0-5] % / [0-5]% in 2014 and approximately [0-5]% / [0-5]% in the period Q1-Q3 2015). (128) The Parties' combined market shares on the possible market for SAS enterprise SSDs are even higher, amounting to [70-80] % in terms of revenues in 2014 and [60-70] % in terms of revenues for the first three quarters of 2015. Similarly to the trend observed for SAS enterprise solid state storage , the combined market share s of the Parties in the SAS enterprise SSDs segment also seems to be decreasing. (129) Also in this possible market, Samsung is the largest competitor, with a revenue based market share of [10-20 ] % in 2014 and [10-20] % in the first three quarters of 2015. Other competitors include Toshiba ( [10-20 ] % / [10-20] %), LSI/Seagate ( [0-5] % / [0-5] %) and Micron ( [0-5] % / [0-5] %). (130) Since its entry in the production of SSDs in 2012, Samsung's market share in both SAS enterprise SSDs and SAS enterprise solid state storage has grown considerably, increasing its market presence from [0-5 ]% to [10-20]% by revenue in the period 2013 to Q1-Q3 2015 for SAS enterprise solid state storage and from [0-5]% to [10-20] % over the same period for SAS enterprise SSDs. This is partly due to the fact that Samsung is vertically integrated into the production of NAND flash memory but also to the fact that, at present, it is significantly ahead of its competitors in launching SAS-based solid state storage solutions that rely on next-generation NAND flash memory , including 3D NAND flash memory . (131) Toshiba, an established SAS enterprise solid state player with a wide range of enterprise SSDs covering high, mid and low endurance as well as read-intensive solutions , has also recently significantly grown its market presence: from [0-5] % in 2013 to [10-20] % in Q1-Q3 2015 by revenue and from [0-5] % in 2013 to [10-20] % in Q1-Q3 2015 by volume. Toshiba is vertically integrated in the production of NAND flash memory which puts it in a strong position to continue competing in the SAS segment of both enterprise solid state storage and enterprise SSDs markets. (132) Other competitors include Micron and Seagate. Micron, with a modest but stable position with a market share by revenue of around [0-5] % to [0-5] % in 2013 and 2014, has recently entered into a strategic partnership with Seagate for development of enterprise solid state solutions with the SAS interface (see paragraph (103) above) . Micron also produces in-house the NAND flash memory it uses for its SSDs. (133) Seagate, which is a fairly recent entrant on the SAS enterprise SSDs space ( Seagate introduced its first SAS enterprise SSD solutions in mid-2014) has managed within this short period of time to gain a market share of [0-5 ] % by revenue and [0-5] % by volume for 2014. Seagate sources NAND flash memory from Micron under their strategic alliance. (134) Intel, which is an important competitor on the other enterprise SSDs and solid state storage markets, is currently not active on the segments for SAS based solid state storage solutions as it entered into a collaboration and […] agreement with Western Digital. Under this agreement, Intel […]. (135) As already explained in more detail in paragraph (110) the Parties' customers of SAS enterprise SSDs overlap only to a limited extent as there are […] customers accounting for a considerable share of each of the Parties' revenues in the first half of 2015: […]. The market investigation did not provide any further indications as to the closeness of competition between the Parties. 73 (136) In light of the above, and in particular in light of the fact that each of the Parties serves different business units for these customers (see paragraph (110) ) the Commission considers that the Parties are not close competitors. (137) N otwithstanding the high market shares of the merged entity and its strong position in the SAS enterprise SSDs space , a majority of respondents to the market investigation consider that there will be a sufficient number of viable alternative suppliers offering SAS enterprise SSDs post-transaction. A customer states that: "there are many established alternates for these particular products. More than enough to maintain a competitive environment. " 74 The Commission notes that also those particular customers that currently source SAS enterprise SSDs from both SanDisk and Western Digital (that is to say […] ) consider that post-transaction a sufficient number of competitors will remain active in the SAS enterprise SSD space. 75 (138) The qualification of suppliers and procurement process already described in paragraphs (113) , (114) and (115) above are fully applicable for the provision of SAS enterprise SSDs and solid state storage solutions. The same combination of different criteria including price, performance, products roadmap and product quality characteristics such as reliability and endurance are important for customers of SAS enterprise storage solutions . 76 (139) As regards the question whether customers have separate qualification processes according to the interface of the enterprise SSDs concerned, the results of the market investigation did not yield a c lear picture as certain customers confirm having different qualification processes per interface while other customers state that they do not segregate their respective qualification processes according to interface. 77 (140) As already established for the provision of enterprise SSDs having several suppliers is very important for customers in order to guarantee that the multi-sourcing strategy is effective. In this relation the majority of the customers consider that their existing level of bargaining power is sufficient to ensure a balanced relationship between customers and suppliers of SAS enterprise SSDs. 78 The large majority of customers also consider that the Transaction will have no impact on their current bargaining position vis-à-vis their respective SAS enterprise SSD suppliers. 79 (141) Moreover almost all respondents in the market investigation share the view that the Transaction overall will have a neutral impact in relation to SAS enterprise SSDs. A couple of customers foresee a positive impact as the Transaction might allow the merged entity to enhance the performance of its product line in addition to improving its ability to source raw NAND flash. 80 (142) Finally, r egarding potential entry the Commission notes that , as already mentioned in paragraph (134) above, although it is not currently active on the merchant market, Intel […]. Intel sources most of the NAND flash memory for its enterprise SSD solutions primarily from its joint venture with Micron. The threat of Intel's entry in to SAS enterprise SSDs would constitute a competitive constraint on the merged entity. (143) With respect to the joint development and sales agreement between Intel and Western Digital the Commission also notes that […]. 4.1.2.3. Conclusion on SAS enterprise solid state storage and SAS enterprise SSDs (144) Despite the high market shares, in light of the above and in particular of the indications provided by the results of the market investigation that markets for SAS enterprise SSDs and solid state storage solutions will remain competitive post-transaction and a sufficient number of alternative suppliers will remain active the Commission considers that the Transaction does not give rise to serious doubts as to its compatibility with the internal market with respect to the possible markets for SAS enterprise SSDs and enterprise solid state storage . 4.1.3. PCIe enterprise SSDs 4.1.3.1. The Notifying Party's view (145) The Notifying Party submits that the Transaction would not give rise to any competition concerns on the possible market for PCIe enterprise SSDs as the combined market share of the Parties, which is below 30% both by volume and by revenue for the period Q1-Q3 2015, is modest. (146) Second, the Notifying Party claims that the possible PCIe enterprise SSD market, where a relatively high number of competitors of varying size are active, is highly fragmented and intensely dynamic and competitive. The launch of the non-proprietary PCIe NVMe standard in 2011 has facilitated the entry of more players in the PCIe space and especially of competitors with an already established position in the enterprise solid state storage market such as Intel, Samsung, Micron and Toshiba. (147) Third, certain enterprise SSD customers have the ability to produce PCIe SSDs for their own use and do so. Google, NetApp and Huawei are the most telling examples of such customers. (148) Fourth, the Parties are not close competitors as SanDisk currently offers only PCIe solutions based on its proprietary protocol, while Western Digital's PCIe SSDs use the standard NVMe protocol. In addition, the Notifying Party notes that due to the pressure of the NVMe solutions, the market position of proprietary PCIe SSDs is steadily declining. (149) Fifth, the merged entity will be constrained by competitors that develop new or emerging technologies such as 3D Xpoint and NVDIMM. (150) Sixth, similarly to the SAS segments of the possible markets for enterprise SSDs and enterprise solid state storage, the PCIe segment of the possible enterprise SSD markets has the same characteristics of a bidding market where sophisticated and powerful customers have significant countervailing buyer power. (151) In addition, the Notifying Party claims that the merged entity will be constraint by the threat of entry or expansion as the NVMe protocol has allowed the entry of new players and has made it possible for SATA and SAS enterprise SSD suppliers to expand to the PCIe space. (152) Finally, the Notifying Party submits that the vertical integration brought by the Transaction will allow the merged entity to lower prices and step up innovation, especially in view of the fact that […]. 4.1.3.2. Competitive landscape and Commission's assessment (153) Table 3 below illustrates the market shares of the Parties and their competitors on the possible market for PCIe e nterprise SSDs . Table 3: Market shares on the markets for PCIe enterprise SSDs. <table><tr><td><p/></td><td><p><span>2014</span></p></td><td><p><span>Q1-Q3 2015</span></p></td></tr><tr><td><p/></td><td><p><span>Revenue %</span></p></td><td><p><span>Volume %</span></p></td><td><p><span>Revenue %</span></p></td><td><p><span>Volume %</span></p></td></tr><tr><td><p><span>PCIe Enterprise SSDs</span></p></td><td><p><span>Western Digital</span></p></td><td><p><span>[0-5]%</span></p></td><td><p><span>[0-5]%</span></p></td><td><p><span>[5-10]%</span></p></td><td><p><span>[0-5]%</span></p></td></tr><tr><td><p/></td><td><p><span>SanDisk</span></p></td><td><p><span>[30-40]%</span></p></td><td><p><span>[20-30]%</span></p></td><td><p><span>[20-30]%</span></p></td><td><p><span>[10-20]%</span></p></td></tr><tr><td><p/></td><td><p><span>Combined</span></p></td><td><p><span>[40-50]%</span></p></td><td><p><span>[20-30]%</span></p></td><td><p><span>[20-30]%</span></p></td><td><p><span>[10-20]%</span></p></td></tr><tr><td><p/></td><td><p><span>Intel</span></p></td><td><p><span>[5-10]%</span></p></td><td><p><span>[5-10]%</span></p></td><td><p><span>[20-30]%</span></p></td><td><p><span>[40-50]%</span></p></td></tr><tr><td><p/></td><td><p><span>Samsung</span></p></td><td><p><span>[0-5]%</span></p></td><td><p><span>[5-10]%</span></p></td><td><p><span>[0-5]%</span></p></td><td><p><span>[0-5]%</span></p></td></tr><tr><td><p/></td><td><p><span>Micron</span></p></td><td><p><span>[0-5]%</span></p></td><td><p><span>[0-5]%</span></p></td><td><p><span>n/a</span></p></td><td><p><span>n/a</span></p></td></tr><tr><td><p/></td><td><p><span>Toshiba</span></p></td><td><p><span>[0-5]%</span></p></td><td><p><span>[0-5]%</span></p></td><td><p><span>n/a</span></p></td><td><p><span>n/a</span></p></td></tr><tr><td><p/></td><td><p><span>LSI/Seagate</span></p></td><td><p><span>[20-30]%</span></p></td><td><p><span>[30-40]%</span></p></td><td><p><span>[10-20]%</span></p></td><td><p><span>[10-20]%</span></p></td></tr><tr><td><p/></td><td><p><span>NetApp</span></p></td><td><p><span>[10-20]%</span></p></td><td><p><span>[5-10]%</span></p></td><td><p><span>[5-10]%</span></p></td><td><p><span>[0-5]%</span></p></td></tr><tr><td><p/></td><td><p><span>Others</span></p></td><td><p><span>[10-20]%</span></p></td><td><p><span>[10-20]%</span></p></td><td><p><span>[10-20]%</span></p></td><td><p><span>[10-20]%</span></p></td></tr></table> (154) The Parties' combined market share on the possible market for PCIe enterprise SSDs is [40-50 ]% by revenue in 2014 and to [20-30] % in the period Q1-Q3 2015 with a relatively low increment of [0-5]% brought by the Transaction. The largest competitor in that market in 2014 was LSI/Seagate ([20-30]% by revenue and [30-40]% by volume) while in the first three quarters of 2015 it has had a share of [10-20]% by revenue and [10-20]% by volume leaving Intel, with a revenue based market share of [20-30] % the market leader for that period . Other competitors include NetApp ( [10-20 ]% in 2014 and [5-10] % in Q1-Q3 2015 by revenue ) and Samsung ([0-5]% and [0-5]% respectively) . Enterprise solid state storage providers Toshiba and Micron are also active in the PCIe segment of enterprise SSDs. (155) As a forerunner in the development of the standard PCI protocol called NVMe 81 , Intel has been a significant player in the supply of PCIe enterprise SSDs and solid state storage solutions for several years. Intel 's market share has grown considerably from [5-10] % in terms of revenue and [5-10] % in terms of volume in 2014 to [20-30] % and [40-50] % respectively in the period Q1-Q3 2015. (156) Seagate has only very recently entered the PCIe market through the acquisition of LSI, which was the second largest participant in the PCIe space at that time. LSI/Seagate's solid position has been to some extent undermined with the advancement of the standard NVMe protocol. (157) Toshiba and Samsung are another example of recent entrants in the PCIe space: Toshiba in 2014 via the acquisition of OCZ offering NVMe type PCIe enterprise SSD solutions and Samsung in late 2013 also releasing NVMe SSDs. Both Toshiba and Samsung are vertically integrated in the production of NAND flash. (158) Other, smaller PCIe manufacturers include Micron, present on the market since 2011 but who has not yet released a NVMe PCIe solution as well as companies such as SK Hynix and Lite -On. (159) As illustrated in graph 1 below, the share of PCIe based enterprise SSD units is expected to grow in importance in the coming years along with SAS SSDs to the detriment of the SATA interface, both for server and storage applications. [ Graph provided by the Notifying Party illustrating expected evolution of Enterprise SSD shipments by interface. ] (160) The results of the market investigation was inconclusive as regards the closeness of competition between Western Digital and SanDisk as respondents who replied to the relevant question seem to position SanDisk, Intel, Samsung and Seagate as similar/comparable suppliers of PCIe enterprise SSDs. 82 (161) Based on the information provided by the Parties and in particular in light of the fact that the PCIe -based SSDs of Western Digital use the standard NVMe PCIe protocol whereas SanDisk's enterprise SSDs are based on a proprietary PCIe protocol, the Commission considers that the Parties are not likely to be close competitors. (162) Similarly to SAS enterprise SSDs, the qualification of suppliers and procurement process for enterprise SSDs is equally valid also for the provision of PCIe enterprise SSDs and solid state storage solutions. Customers take into account a number of factors such as price, product performance and technical characteristics as well as time to market. 83 (163) The majority of the customers consider that they have sufficient bargaining power vis-à-vis the respective PCIe enterprise SSD suppliers to ensure a balanced commercial relationship and negotiate terms that are acceptable for both sides. 84 The large majority of customers share the view that the Transaction will not impact their current bargaining position with respect to PCIe enterprise SSDs. 85 (164) The majority of market players also believe that a sufficient number of alternative suppliers of PCIe enterprise SSDs remain post-transaction, including Samsung, Micron and Toshiba. 86 (165) In addition, the majority of the respondents in the market investigation share the view that the Transaction overall will have a neutral impact in relation to PCIe enterprise SSDs , while a few customers consider that the Transaction can have a positive impact on the merged entity's ability to compete. 87 4.1.3.3. Conclusion on PCIe enterprise SSDs (166) I n light of the above and in particular in view of the very low increment brought about the Transaction as well as the important number of competitors of varying size that will remain active post-merger and the dynamic character of the PCIe market segment the Commission considers that the Transaction does not give rise to serious doubts as to its compatibility with the internal market with respect to the possible markets for PCIe enterprise SSDs and enterprise solid state storage . 4.1.4. Client storage (167) Table 4 below illustrates the market shares of the Parties and their competitors on the possible market for Client storage (client SSDs and client HDDs) . Table 4: Market shares on the possible market for client storage <table><tr><td><p/></td><td><p><span>2014</span></p></td></tr><tr><td><p/></td><td><p><span>Revenue %</span></p></td><td><p><span>Volume %</span></p></td></tr><tr><td><p><span>client storage</span></p></td><td><p><span>Western Digital</span></p></td><td><p><span>[30-40]%</span></p></td><td><p><span>[30-40]%</span></p></td></tr><tr><td><p/></td><td><p><span>SanDisk</span></p></td><td><p><span>[0-5]%</span></p></td><td><p><span>[0-5]%</span></p></td></tr><tr><td><p/></td><td><p><span>Combined</span></p></td><td><p><span>[30-40]%</span></p></td><td><p><span>[40-50]%</span></p></td></tr><tr><td><p/></td><td><p><span>Intel</span></p></td><td><p><span>[0-5]%</span></p></td><td><p><span>[0-5]%</span></p></td></tr><tr><td><p/></td><td><p><span>Samsung</span></p></td><td><p><span>[10-20]%</span></p></td><td><p><span>[0-5]%</span></p></td></tr><tr><td><p/></td><td><p><span>Micron</span></p></td><td><p><span>[0-5]%</span></p></td><td><p><span>[0-5]%</span></p></td></tr><tr><td><p/></td><td><p><span>Toshiba</span></p></td><td><p><span>[10-20]%</span></p></td><td><p><span>[10-20]%</span></p></td></tr><tr><td><p/></td><td><p><span>LSI/Seagate</span></p></td><td><p><span>[30-40]%</span></p></td><td><p><span>[30-40]%</span></p></td></tr><tr><td><p/></td><td><p><span>Others</span></p></td><td><p><span>[0-5]%</span></p></td><td><p><span>[0-5]%</span></p></td></tr></table> (168) On the possible market for client storage the Parties' combined market shares in 2014 are at [30-40 ]% by revenue and [40-50]% by volume with a very low increment of [0-5]% and [0-5]% respectively brought by the Transaction. The largest competitor by far in th is market is LSI/Seagate with a revenue based market share of [30-40 ]% and a volume based market share of [30-40] % 2014. Other strong and important competitors include Toshiba ( [10-20 ] % / [10-20]% ), and Samsung ( [10-20] % / [0-5]% ). (169) The merged entity's behaviour on this possible market will be constrained by the presence of an important number of strong and well-resourced competitors: LSI/Seagate, Toshiba, Intel and Samsung, who produce a range of client storage solutions, either client HDDs, client SSDs or both. (170) The Parties also do not appear to be close competitors due to the very limited overlap in the Parties' product offerings: SanDisk does not produce any client H DDs while Western Digital is not active in the production of client SSDs. (171) Moreover, no customers or competitors raised any issue regarding the impact of the Transaction on the possible client storage market; as regards SSDs in particular, the majority of respondents to the market investigation consider that the Transaction will have a neutral impact. 88 (172) The Commission therefore concludes that in light of the small increment brought by the transaction and the fact that a sufficient number of credible competitors will remain in the client storage market, the Transaction does not give rise to serious doubts as to its compatibility with the internal market. 4.2. Vertical relationship between NAND flash memory and SSDs (173) There is a vertical link between SanDisk's activities on the upstream market for the production of NAND flash memory 89 through a joint venture with Toshiba (the "Flash Ventures") 90 and the possible downstream markets for SSDs for which NAND flash memory constitutes an essential input. (174) According to the Guidelines on the assessment of non-horizontal mergers 91 , non-coordinated effects may significantly impede effective competition as a result of a non-horizontal merger if such merger gives rise to foreclosure. Foreclosure occurs where actual or potential rivals' access to supplies or markets is hampered or eliminated as a result of the merger, thereby reducing these companies' ability and/or incentive to compete. 92 Such foreclosure may discourage entry or expansion of rivals or encourage their exit. 93 (175) The non-horizontal Guidelines distinguish between two forms of foreclosure : i nput foreclosure occurs where the merger is likely to raise the costs of downstream rivals by restricting their access to an important input and c ustomer foreclosure occurs where the merger is likely to foreclose upstream rivals by restricting their access to a sufficient customer base. 94 (176) The Commission considers that the Transaction is unlikely to lead to any foreclosure effects resulting from th e vertical link mentioned in paragraph (173) for the reasons stated below. (177) SanDisk currently uses the vast majority 95 of its share of the NAND flash memory produce d by the Flash Ventures captively for its own downstream operations. Western Digital currently sources […] its NAND flash memory from […]. Even in the event that, post-transaction, the merged entity were to decide to satisfy most of its demand for NAND flash memory in-house, neither customer foreclosure nor input foreclosure is likely to occur. (178) As regards possible input foreclosure, the combined market share of the Parties on the upstream NAND flash memory market is negligible : the combined market share for 2014 amounts to approximately [0-5 ] % in terms of revenues and volume when considering only the merchant market. It is also limited, amounting to [10-20 ] % in terms of revenues and [10-20] % in terms of volume , when including captive sales. (179) In addition, a number of other suppliers of NAND flash memory with considerably highe r market shares, including Samsung ([20-30]% by revenue and [20-30]% by volume on the merchant market for 2014), SK Hynix ([10-20]% by revenue and by volume for the same period) and Micron ([10-20]%) will remain available to suppliers of solid state storage solutions. 96 Importantly, Toshiba (with a [30-40 ]% market share by revenue and [30-40]% by volume on the merchant market for 2014) will remain able to continue selling its share of NAND flash memory produced by the Flash Ventures. (180) Furthermore, the majority of the merged entity's largest competitors on the downstream enterprise SSD markets are in fact already vertically integrated in the production of NAND flash memory: Intel, Samsung, Toshiba and Micron. (181) Finally, n one of the competitors and customers who replied to the market investigation raised concerns about possible input foreclosure by the merged entity post-transaction. (182) In light of the above, it is unlikely that the merged entity will have the ability or the incentive to engage in any input foreclosure strategy. (183) As regards possible customer foreclosure, the quantities of NAND flash memory purchased by the Parties account for less than [0-5] % of total sales in terms of volume (measured in petabytes) in the merchant market for NAND flash memory (Western Digital: [0-5] % and SanDisk: [0-5] %) . The Parties are thus unlikely to represent an important customer that would be lost for upstream NAND flash memory suppliers. A number of alternative customers sourcing NAND flash memory on the open market will remain post-transaction . Those include, notably, those SSD suppliers that are not vertically integrated into NAND flash memory production such as Seagate, Kingston, PNY, Lite -On and Transcend. 97 (184) Given also that Western Digital accounts for less than [0-5 ] % of the overall market for the sale of NAND flash memory (non-captive and captive sales), the Transaction results in no material change from the current situation. (185) Thus, even if Western Digital were to shift all of its demand to the Flash Ventures, NAND flash memory suppliers would continue to have sufficient alternatives to sell their output and the Transaction is unlikely to give rise to any customer foreclosure in relation to the provision of NAND flash . (186) The Commission therefore concludes that the Transaction does not give rise to serious doubts as to its compatibility with the internal market as regards the vertical relationship between the market for NAND flash memory and the downstream markets for SSDs. 4.3. Conglomerate relationship between different storage solutions (187) As explained in paragraph (82) above, the different markets for enterprise solid state storage are closely related markets. Also, the markets for HDDs, client SSDs and embedded flash storage on the one hand and the markets for enterprise solid state storage on the other hand are closely related markets. (188) According to paragraph 92 of the non-horizontal Guidelines, “ conglomerate mergers in the majority of circumstances will not lead to any competition problems ”. According to paragraph 93 of the non-horizontal Guidelines, “ the main concern in the context of conglomerate mergers is foreclosure. The combination of products in related markets may confer on the merged entity the ability and incentive to leverage a strong market position from one market to another by means of tying or bundling or other exclusionary practices. ” (189) The Commission has therefore assessed whether, as a result of the Transaction, the merged entity would have the ability and incentive ( i ) to start offering storage solutions in bundles at a price that would be lower than the sum of the stand-alone prices of each solution (enterprise SSDs with client SSDs for example or SSDs only in combination with HDDs) to such an extent that competitors would be foreclosed; and/ or (ii) to refuse to sell certain solutions, such as enterprise SSDs, on a standalone basis. (190) For the reasons already discussed in detail in sections 4.1.1 , 4.1.2 and 4.1.3 , and in particular in light of the presence of a sufficient number of credible competitors post-transaction, the merged entity will not have a sufficient degree of market power to engage in a foreclosure strategy on any of the respective enterprise storage markets (where the merged entity's share accounts for around [40-50]%) including on the SAS enterprise SSD and SAS enterprise solid state storage markets where the combined market share of the Parties is higher. (191) Western Digital has been already active pre-transaction across a broad range of storage solutions, including enterprise SSDs, without engaging in any bundling or tying strategy. 98 (192) More importantly, there will be a number of competitors that will be able to offer tied or bundled storage solutions similar to those that merged entity could commercialise post-transaction: Seagate and Toshiba are in the position to offer bundles combining HDDs and SSDs whereas each of Intel, Micron, Toshiba and SK Hynix could provide combinations of enterprise SSDs and client SSDs. As regards bundling SAS enterprise SSDs with enterprise SSDs based on any of the other two interfaces, Micron, Toshiba and Samsung on the one hand could provide combinations of SATA and SAS enterprise SSDs while Micron, Toshiba, Seagate and Samsung on the other hand are capable of replicating bundles of SAS and PCIe based enterprise SSDs. The ability of other competitors to counteract by offering similar bundles could therefore make the possible bundling strategy of the merged entity ineffective. For the same reasons a tying strategy would be equally ineffective. (193) The Commission therefore considers that the Transaction is unlikely to significantly increase the already existing ability of the Notifying Party to engage in any tying and/or bundling of storage solutions. (194) The Transaction does not raise serious doubts with regard to its compatibility with the internal market for what concerns possible foreclosure effects resulting from conglomerate links. 5. CONCLUSION (195) For the above reasons, the European Commission has decided not to oppose the Transaction and to declare it compatible with the internal market and with the EEA Agreement. This decision is adopted in application of Article 6(1 )( b) of the Merger Regulation and Article 57 of the EEA Agreement . For the Commission (S igned ) Margrethe VESTAGER Member of the Commission <note> (1) OJ L 24, 29.1.2004, p. 1 ( ' the Merger Regulation ' ). With effect from 1 December 2009, the Treaty on the Functioning of the European Union ( ' TFEU ' ) has introduced certain changes, such as the replacement of ' Community ' by ' Union ' and ' common market ' by ' internal market ' . The terminology of the TFEU will be used throughout this decision. (2) OJ L 1, 3.1.1994, p.3 ("the EEA Agreement"). (3) Publication in the Official Journal of the European Union No C 3, 7.1.2016, p. 7. (4) Flash memory is a type of non-volatile storage technology that stores data in transistors and that does not require power to retain data. There are two types of flash memory, NAND and NOR. The names refer to the type of logic gate used in each memory cell ("Negative AND" and "Negative OR"). Contents of NOR memory can be read more rapidly than the contents of NAND, while data can be written to NAND more rapidly than to NOR. NAND-based flash memory is used for high capacity storage such as SSDs because it is more durable, less expensive and its write/erase operations are faster relative to NOR-based flash memory. (5) Margin stacking refers to the cost or profit margin that each member of the supply chain (i.e. components supplier, manufacturer, vendor, reseller, etc.) adds to bring a product to the end user and the final cost includes these "stacked" margins. (6) Turnover calculated in accordance with Article 5 of the Merger Regulation and the Commission Consolidated Jurisdictional Notice (OJ C 95, 16.4.2008, p. 1). (7) Serial Advanced Technology Attachment . (8) Serial Attached SCSI , where SCSI stands for Small Computer System Interface. (9) Peripheral Component Interconnect Express . (10) Universal Serial Bus . (11) Solid state storage are storage solutions that are based on flash memory, including SSDs and NAND-based AFAs. (12) Commission decision of 19 October 2011 in Case M.6214 – Seagate Technology/The HDD Business of Samsung Electronics , recital s 260-262; and Commission decision of 23 November 2011 in Case M.6203 – Western Digital Ireland/ Viviti Technologies , recital s 366-368. (13) Replies to the Commission questionnaire to cus tomers Q1 of 4 January 2016, question 9, and questionnaire to competitors Q 2 of 4 January 2016, question 7. (14) Commission decision of 19 October 2011 in Case M.6214 – Seagate Technology/The HDD Business of Samsung Electronics , recital s 256-259; and Commission decision of 23 November 2011 in Case M.6203 – Western Digital Ireland/ Viviti Technologies , recital s 362-365. (15) Replies to the Commission questionnaire to cus tomers Q1 of 4 January 2016, question 10, and questionnaire to competitors Q 2 of 4 January 2016, question 8. (16) Form CO, Annex 4.7, [Reference to Parties' internal business document ] (17) Replies to the Commission questionnaire to cus tomers Q1 of 4 January 2016, question 26. (18) Replies to the Commission questionnaire to cus tomers Q1 of 4 January 2016, question 27, and Replies to the Commission questionnaire to competitors Q 2 of 4 January 2016, question 26. (19) Form CO, page 46, Figure 13. (20) Replies to the Commission questionnaire to cus tomers Q1 of 4 January 2016, question 28. (21) Form CO, pag e 46, Figure 13. (22) Form CO, Annex 4.7, [Reference to Parties' internal business document]; Form CO, Annex 4.18, [Reference to Parties' internal business document]; The Notifying Party's response to the Commission's request for information of 16 December 2015 (RFI 3), Annex 2, page 4. (23) The following sections focus on storage solutions for enterprise use that are based on flash memory (solid state storage), which are the segments in which the Parties' activities overlap. (24) Replies to the Commission questionnaire to cus tomers Q1 of 4 January 2016, question 3. (25) Commission decision of 2 August 2002 in case M.2821 – Hitachi/IBM Harddisk Business , paragraphs 9-11; Commission decision of 27 April 2006 i n case M.4100 – Seagate/Maxtor , paragraphs 9-18. (26) Commission decision of 19 October 2011 in Case M.6214 – Seagate Technology/The HDD Business of Samsung Electronics , recitals 33 , 105, 174 and 223-225 and ; and Commission decision of 23 November 2011 in Case M.6203 – Western Digital Ireland/ Viviti Technologies , recital s 151, 258 and 327-328 (27) An interposer (also called a dongle) is a piece of equipment, either a card or a bridge chip which enables SATA SSDs to be used in SAS systems. (28) The Notifying Party claims that interface components and controllers (different interfaces require different controllers) are accessible from third parties or can be designed and manufactured in-house. (29) Replies to the Commission questionnaire to cus tomers Q1 of 4 January 2016, question 11; and Replies to the Commission questionnaire to competitors Q 2 of 4 January 2016, question 9. (30) Replies to the Commission questionnaire to cus tomers Q1 of 4 January 2016, questions 17(a)-(c); and Replies to the Commission questionnaire to competitors Q 2 of 4 January 2016, question 15. (31) Replies to the Commission questionnaire to cus tomers Q1 of 4 January 2016, question 11.5; and Replies to the Commission questionnaire to competitors Q 2 of 4 January 2016, question 9.5. (32) See also Form CO, Annex 4.18, [ Reference to Parties' internal business document]. (33) Replies to the Commission questionnaire to cus tomers Q1 of 4 January 2016, questions 14 and 16. (34) Replies to the Commission questionnaire to cus tomers Q1 of 4 January 2016, question 16.3. (35) Replies to the Commission questionnaire to cus tomers Q1 of 4 January 2016, question 13. (36) Replies to the Commission questionnaire to cus tomers Q1 of 4 January 2016, question 15. (37) Replies to the Commission questionnaire to cus tomers Q1 of 4 January 2016, questions 23-25; and Replies to the Commission questionnaire to competitors Q 2 of 4 January 2016, questions 22-24. (38) Replies to the Commission questionnaire to competitors Q 2 of 4 January 2016, questions 11-12. (39) See Commission notice on the definition of relevant market for the purpose of Community competition law (97/C 372/03), paragraph 20. (40) Fusion- io has been acquired by SanDisk in 2014. (41) Seagate acquired LSI's flash storage business from Avago Technologies in 2014. (42) Replies to the Commission questionnaire to cus tomers Q1 of 4 January 2016, question 17(d). (43) Around 70% (by revenue and by capacity measured in terabytes) of SSD-based AFAs use SAS as an internal interface. The SATA interface is used internally in SSD-based AFAs to a much lesser extent (approximately 30%) while PCIe is only marginally used for SSD-based AFAs. NAND-based AFAs on the other hand use a different set of external interfaces such as Fibre Channel, Infiniband and Ethernet. Both NAND-based and SSD-based AFAs often offer more than one of these interfaces in a single system. (44) Commission decision of 19 October 2011 in Case M.6214 – Seagate Technology/The HDD Business of Samsung Electronics , recital 141; and Commission decision of 23 November 2011 in Case M.6203 – Western Digital Ireland/ Viviti Technologies , recital 200 . (45) Commission decision of 19 October 2011 in Case M.6214 – Seagate Technology/The HDD Business of Samsung Electronics , recitals 98-99 and 102-103; and Commission decision of 23 November 2011 in Case M.6203 – Western Digital Ireland/ Viviti Technologies , recitals 143-144 and 148-149. (46) Replies to the Commission questionnaire to cus tomers Q1 of 4 January 2016, question 22; and Replies to the Commission questionnaire to competitors Q 2 of 4 January 2016, question 21. (47) The M.2 specification for SSDs features a connector that supports both SATA and PCIe interfaces, and allows for a variety of physical sizes. (48) Replies to the Commission questionnaire to cus tomers Q1 of 4 January 2016, question 18; and Replies to the Commission questionnaire to competitors Q 2 of 4 January 2016, question 16. (49) Commission decision of 10 August 200 7 in Case M.4751 – STM/Intel/JV , paragraphs 16 and 20; and Commission decision of 30 March 2010 in Case M.5804 – Samsung Electronics/Samsung Digital Imaging , paragraphs 20-23. (50) The difference between 2D (or planar) NAND and 3D NAND is the way the memory cells are laid out: the memory cells in 2D NAND are laid out on a two-dimensional plane while 3D NAND is composed of memory cells laid out in three-dimensional stacks or dies (which allows a significantly higher density of memory cells thus improving performance and reliability). (51) Replies to the Commission questionnaire to cus tomers Q1 of 4 January 2016, question 29; and Replies to the Commission questionnaire to competitors Q 2 of 4 January 2016, question 28. (52) Replies to the Commission questionnaire to cus tomers Q1 of 4 January 2016, question 30, and questionnaire to competitors Q 2 of 4 January 2016, question 29. (53) Commission decision of 19 October 2011 in Case M.6214 – Seagate Technology/The HDD Business of Samsung Electronics , recital 281 ; and Commission decision of 23 November 2011 in Case M.6203 – Western Digital Ireland/ Viviti Technologies , recital 389. (54) Commission decision of 10 August 200 7 in Case M.4751 – STM/Intel/JV , paragraph 22 ; and Commission decision of 30 March 2010 in Case M.5804 – Samsung Electronics/Samsung Digital Imaging , paragraph 26 . (55) Replies to the Commission questionnaire to cus tomers Q1 of 4 January 2016, question 31, and questionnaire to competitors Q 2 of 4 January 2016, question 30. (56) According to information submitted by the Notifying Party, Micron has […] patents and […] applications (of which […] patents are related to NAND flash memory), Samsung has a portfolio of […] worldwide NAND flash memory patents and Toshiba's total portfolio encompasses 81 000 patents and […] applications (of which […] NAND flash memory patents). (57) Replies to the Commission questionnaire to competitors Q2 of 4 January 2016, question 54. (58) Market shares for enterprise solid state storage, available only by revenue, include equivalent SSD sales of NAND-based AFAs and exclude own-use SSDs. (59) http://www.seagate.com/de/de/about-seagate/news/new-sas-solid-state-drive-first-product-from-seagate-micron-alliance-master-pr/ (60) Replies to the Commission questionnaire to customers Q1 of 4 January 2016, question 51 and Replies to the Commission questionnaire to competitors Q2 of 4 January 2016, question 47. (61) [Document submitted by Western Digital to the FTC]. (62) [Document submitted by Western Digital to the FTC]. (63) Replies to the Commission questionnaire to customers Q1 of 4 January 2016, question 35 and Replies to the Commission questionnaire to competitors Q2 of 4 January 2016, question 34 . (64) Replies to the Commission questionnaire to customers Q1 of 4 January 2016, question 36. (65) Replies to the Commission questionnaire to customers Q1 of 4 January 2016, question 42. (66) Replies to the Commission questionnaire to customers Q1 of 4 January 2016, question 47. (67) Replies to the Commission questionnaire to customers Q1 of 4 January 2016, question 48. (68) Storage class memory (“SCM”) is a collective term for a number of emerging memory technologies that blur the current distinction between memory (e.g., DRAM) and storage (e.g., HDDs and SSDs). SCM describes a form of memory that has similar capacity and economics to that of non-volatile flash ( NVDIMM – see footnote 70 below – provides similar read/write performance to DRAM (which is higher than current SSD performance, particularly in relation to write operations), while being non-volatile (i.e., retaining stored data after the power is cycled, similar to an SSD). ) but with performance that is similar to volatile memory (RAM). SCM is expected to initially have a cost premium over NAND flash and a cost advantage over DRAM . (69) 3D Xpoint , in joint development by Intel and Micron, is a type of non-volatile memory that aims at combining the performance and cost advantages of available memory technologies with speed and endurance greater than that of current NAND; see http://newsroom.intel.com/community/intel_newsroom/blog/2015/07/28/intel-and-micron-producebreakthrough-memory-technology ; and http://www.micron.com/about/innovations/3d-xpoint-technology . (70) Non-volatile DIMM ("NVDIMM) is an em erging technology that could reduce the need for high-performance NAND-based enterprise SSDs in servers in certain applications. NVDIMM provides similar read/write performance to DRAM (which is higher than current SSD performance, particularly in relation to write operations), while being non-volatile. (71) Intel has a Joint Development Agreement and Sales Agreement with Western Digital for SAS enterprise SSDs. Under these agreements Intel […]. In turn, Western Digital […]. (72) The market shares by volume for SAS Enterprise Solid State Storage market include own-use sales but exclude NAND-based AFAs. (73) R eplies to the Commission questionnaire to cus tomers Q1 of 4 January 2016, question 51 and Replies to the Commission questionnaire to competitors Q2 of 4 January 2016, question 47. (74) R eplies to the Commission questionnaire to cus tomers Q1 of 4 January 2016, question 51. (75) R eplies to the Commission questionnaire to cus tomers Q1 of 4 January 2016, question 35 and Replies to the Commission questionnaire to competitors Q2 of 4 January 2016, question 34. (76) R eplies to the Commission questionnaire to cus tomers Q1 of 4 January 2016, question 35.6 and Replies to the Commission questionnaire to competitors Q2 of 4 January 2016, question 34.4. (77) R eplies to the Commission questionnaire to cus tomers Q1 of 4 January 2016, question 47. (78) R eplies to the Commission questionnaire to cus tomers Q1 of 4 January 2016, question 48. (79) R eplies to the Commission questionnaire to cus tomers Q1 of 4 January 2016, question 52 and Replies to the Commission questionnaire to competitors Q2 of 4 January 2016, question57. (80) Non-Volatile Memory Express (" NVMe ") is a standardized PCIe protocol that was developed by an industry consortium and released in 2011. Originally, the specifications for the protocol used to manage memory devices using the PCIe interface were proprietary to a small number of companies such as Fusion- io , which was acquired by SanDisk in 2014 and LSI has been bought by S eagate also in 2014. (81) R eplies to the Commission questionnaire to cus tomers Q1 of 4 January 2016, question 46 and Replies to the Commission questionnaire to competitors Q2 of 4 January 2016, question 45. (82) R eplies to the Commission questionnaire to cus tomers Q1 of 4 January 2016, question 35 and Replies to the Commission questionnaire to competitors Q2 of 4 January 2016, question 34. (83) R eplies to the Commission questionnaire to cus tomers Q1 of 4 January 2016, question 47. (84) R eplies to the Commission questionnaire to cus tomers Q1 of 4 January 2016, question 48. (85) R eplies to the Commission questionnaire to cus tomers Q1 of 4 January 2016, question 51 and Replies to the Commission questionnaire to competitors Q2 of 4 January 2016, question 47. (86) R eplies to the Commission questionnaire to cus tomers Q1 of 4 January 2016, question 52 and Replies to the Commission questionnaire to competitors Q2 of 4 January 2016, question57. (87) R eplies to the Commission questionnaire to cus tomers Q1 of 4 January 2016, question 52 and Replies to the Commission questionnaire to competitors Q2 of 4 January 2016, question 57. (88) As regards 3D NAND flash memory the Commission notes that at present Samsung is the only 3D NAND flash memory manufacturer enjoying a 100% share. The assessment of the vertical link resulting from the Transaction in this section therefore applies equally for the plausible narrower market for production of 2D NAND flash memory. (89) SanDisk has together with Toshiba established three jointly controlled NAND flash memory manufacturing joint ventures. Each of the Flash Ventures is situated in Toshiba’s semiconductor manufacturing facilities in Yokkaichi, Japan. Through the Flash Ventures, SanDisk and Toshiba collaborate in the development and manufacture of NAND. SanDisk and Toshiba also collaborate on joint R&D activities. SanDisk owns 49.9% and Toshiba owns 50.1% of each of the Flash Ventures. Toshiba manufactures NAND using the semiconductor manufacturing equipment owned or leased by the Flash Ventures. […]. (90) Guidelines on the assessment of non-horizontal mergers under the Council Regulation on the control of concentrations between undertakings , OJ C 265, 18.10.2008, p. 6. (91) Non-horizontal guidelines, paragraph 18. (92) Non-horizontal guidelines, paragraph 29. (93) Non-horizontal guidelines, paragraph 30. (94) […] % in terms of volume and [… ] % in terms of revenue. (95) Those players are themselves vertically integrated and satisfy parts of their demand for NAND flash memory in-house. (96) In any event, according to the Notifying Party enterprise SSDs account for only approximately [… ]% of NAND use. (97) Form CO, paragraph 7.286 (page 161). </note>

ENG

32016M7772

02017R2400 — EN — 01.03.2019 — 001.001 This text is meant purely as a documentation tool and has no legal effect. The Union's institutions do not assume any liability for its contents. The authentic versions of the relevant acts, including their preambles, are those published in the Official Journal of the European Union and available in EUR-Lex. Those official texts are directly accessible through the links embedded in this document <table><col/><col/><tr><td><p><a>&#9658;B</a></p></td><td><p>COMMISSION REGULATION (EU) 2017/2400</p><p>of 12 December 2017</p><p>implementing Regulation (EC) No 595/2009 of the European Parliament and of the Council as regards the determination of the CO<span>2</span> emissions and fuel consumption of heavy-duty vehicles and amending Directive 2007/46/EC of the European Parliament and of the Council and Commission Regulation (EU) No 582/2011</p><p><a>(Text with EEA relevance)</a></p><p>(OJ L 349 29.12.2017, p. 1)</p></td></tr></table> Amended by: <table><col/><col/><col/><col/><col/><tr><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>Official Journal</p></td></tr><tr><td><p>&#160;&#160;No</p></td><td><p>page</p></td><td><p>date</p></td></tr><tr><td><p><a>&#9658;M1</a></p></td><td><p><a>COMMISSION REGULATION (EU) 2019/318&#160;of 19&#160;February 2019</a></p></td><td><p>&#160;&#160;L&#160;58</p></td><td><p>1</p></td><td><p>26.2.2019</p></td></tr></table> COMMISSION REGULATION (EU) 2017/2400 of 12 December 2017 implementing Regulation (EC) No 595/2009 of the European Parliament and of the Council as regards the determination of the CO 2 emissions and fuel consumption of heavy-duty vehicles and amending Directive 2007/46/EC of the European Parliament and of the Council and Commission Regulation (EU) No 582/2011 (Text with EEA relevance) CHAPTER 1 GENERAL PROVISIONS Article 1 Subject matter This Regulation complements the legal framework for the type-approval of motor vehicles and engines with regard to emissions and vehicle repair and maintenance information established by Regulation (EU) No 582/2011 by laying down the rules for issuing licences to operate a simulation tool with a view to determining CO 2 emissions and fuel consumption of new vehicles to be sold, registered or put into service in the Union and for operating that simulation tool and declaring the CO 2 emissions and fuel consumption values thus determined. Article 2 Scope 1. Subject to the second paragraph of Article 4, this Regulation shall apply to vehicles of category N2, as defined in Annex II to Directive 2007/46/EC, with a technically permissible maximum laden mass exceeding 7 500 kg and to all vehicles of category N3, as defined in that Annex. 2. In case of multi-stage type-approvals or individual approvals of vehicles referred to in paragraph 1, this Regulation shall apply only to base vehicles equipped at least with a chassis, engine, transmission, axles and tyres. 3. This Regulation shall not apply to off-road vehicles, special purpose vehicles and off road special purpose vehicles as defined, respectively, in points 2.1., 2.2. and 2.3. of Part A of Annex II to Directive 2007/46/EC. Article 3 Definitions For the purposes of this Regulation, the following definitions shall apply: (1) ‘CO 2 emissions and fuel consumption related properties’ means specific properties derived for a component, separate technical unit and system which determine the impact of the part on the CO 2 emissions and fuel consumption of a vehicle; (2) ‘input data’ means information on the CO 2 emissions and fuel consumption related properties of a component, separate technical unit or system which is used by the simulation tool for the purpose of determining CO 2 emissions and fuel consumption of a vehicle; (3) ‘input information’ means information relating to the characteristics of a vehicle which is used by the simulation tool for the purposes of determining their CO 2 emissions and fuel consumption of the vehicle and which is not part of an input data; (4) ‘manufacturer’ means the person or body who is responsible to the approval authority for all aspects of the certification process and for ensuring conformity of CO 2 emissions and fuel consumption related properties of components, separate technical units and systems. It is not essential that the person or body be directly involved in all stages of the construction of the component, separate technical unit or system which is the subject of the certification. (4a) ‘vehicle manufacturer’ means a body or person responsible for issuing the manufacturer's records file and the customer information file pursuant to Article 9; (5) ‘authorised entity’ means a national authority authorised by a Member State to request relevant information from the manufacturers and vehicle manufacturers on the CO 2 emissions and fuel consumption related properties of a specific component, specific separate technical unit or specific system and CO 2 emissions and fuel consumption of new vehicles respectively. (6) ‘transmission’ means a device consisting of at least of two shiftable gears, changing torque and speed with defined ratios; (7) ‘torque converter’ means a hydrodynamic start-up component either as a separate component of the driveline or transmission with serial or parallel power flow that adapts speed between engine and wheel and provides torque multiplication; (8) ‘other torque transferring component’ or ‘OTTC’ means a rotating component attached to the driveline which produces torque losses dependent on its own rotational speed; (9) ‘additional driveline component’ or ‘ADC’ means a rotating component of the driveline which transfers or distributes power to other driveline components and produces torque losses dependant on its own rotational speed; (10) ‘axle’ means a central shaft for a rotating wheel or gear as drive axle of a vehicle; (11) ‘air drag’ means characteristic of a vehicle configuration regarding aerodynamic force acting on the vehicle opposite to the direction of air flow and determined as a product of the drag coefficient and the cross sectional area for zero crosswind conditions; (12) ‘auxiliaries’ means vehicle components including an engine fan, steering system, electric system, pneumatic system and air conditioning (AC) system whose CO 2 emissions and fuel consumption properties have been defined in Annex IX; (13) ‘component family’, ‘separate technical unit family’ or ‘system family’ means a manufacturer's grouping of components, separate technical units or systems, respectively, which through their design have similar CO 2 emissions and fuel consumption related properties; (14) ‘parent component’, ‘parent separate technical unit’ or ‘parent system’ means a component, separate technical unit or system, respectively, selected from a component, separate technical unit or system family, respectively, in such a way that its CO 2 emissions and fuel consumption related properties will be the worst case for that component family, separate technical unit family or system family; (15) ‘zero emission heavy-duty vehicle’ or ‘ZE-HDV’ means a heavy-duty vehicle without an internal combustion engine, or with an internal combustion engine that emits less than 1 g CO 2 /kWh; (16) ‘vocational vehicle’ means a heavy-duty vehicle not intended for the delivery of goods and for which one of the following digits is used to supplement the bodywork codes, as listed in Appendix 2 to Annex II of Directive 2007/46/EC: 09, 10, 15, 16, 18, 19, 20, 23, 24, 25, 26, 27, 28, 31; or a tractor with a maximum speed not exceeding 79 km/h; (17) ‘rigid lorry’ means a lorry that is not designed or constructed for the towing of a semi-trailer; (18) ‘tractor’ means a tractor unit that is designed and constructed exclusively or principally to tow semi-trailers; (19) ‘sleeper cab’ means a type of cabin that has a compartment behind the driver's seat intended to be used for sleeping; (20) ‘hybrid electric heavy-duty vehicle’ or ‘He-HDV’ is as defined in Article 3(15) of Directive 2007/46/EC; (21) ‘dual-fuel vehicle’ is as defined in Article 2(48) of Regulation (EU) No 582/2011. With regard to He-HDVs, Articles 5(3), 9(1) and 12(1) shall apply only to He-HDVs where the second highest maximum net power of all energy converters is less than 10 % of the highest maximum net power of all energy converters. Energy converters used only for the starting are in this respect not taken into consideration. Article 4 Vehicle groups For the purpose of this Regulation, motor vehicles shall be classified in vehicle groups in accordance with Table 1 in Annex I. Articles 5 to 22 do not apply to motor vehicles of vehicle groups 0, 6, 7, 8, 13, 14, 15 and 17. Article 5 Electronic tools 1. The Commission shall provide free of charge the following electronic tools in the form of downloadable and executable software: (a) a simulation tool; (b) pre-processing tools; (c) a hashing tool. The Commission shall maintain the electronic tools and provide modifications and updates to those tools. 2. The Commission shall make the electronic tools referred to in paragraph 1 available through a publicly available dedicated electronic distribution platform. 3. The simulation tool shall be used for the purposes of determining CO 2 emissions and fuel consumption of new vehicles, or for the purposes of determining whether those vehicles are a ZE-HDVs, He-HDVs or dual-fuel vehicle. The simulation tool shall be designed to operate on the basis of input information as specified in Annex III, as well as input data referred to in Article 12(1). 4. The pre-processing tools shall be used for the purpose of verification and compilation of the testing results and performing additional calculations relating to CO 2 emission and fuel consumption related properties of certain components, separate technical units or systems and converting them in a format used by the simulation tool. The pre-processing tools shall be used by the manufacturer after performing the tests referred to in point 4 of Annex V for engines and in point 3 of Annex VIII for air-drag. 5. The hashing tools shall be used for establishing an unequivocal association between the certified CO 2 emission and fuel consumption related properties of a component, separate technical unit or system and its certification document, as well as for establishing an unequivocal association between a vehicle and its manufacturer's records file and customer information file as referred to in Annex IV. CHAPTER 2 LICENCE TO OPERATE THE SIMULATION TOOL FOR THE PURPOSES OF TYPE-APPROVAL WITH REGARD TO EMISSIONS AND VEHICLE REPAIR AND MAINTENANCE INFORMATION Article 6 Application for a licence to operate the simulation tool with a view to determining CO 2 emissions and fuel consumption of new vehicles 1. The vehicle manufacturer shall submit to the approval authority an application for a licence to operate the simulation tool referred to in Article 5(3) with a view to determining CO 2 emissions and fuel consumption of new vehicles belonging to one or more vehicle groups (‘licence’). 2. The application for a licence shall take the form of an information document drawn up in accordance with the model set out in Appendix 1 to Annex II. 3. The application for a licence shall be accompanied by an adequate description of the processes set up by the manufacturer for the purposes of determining CO 2 emissions and fuel consumption with respect to all the vehicle groups concerned, as set out in point 1 of Annex II. It shall also be accompanied by the assessment report drafted by the approval authority after performing an assessment in accordance with point 2 of Annex II. 4. The vehicle manufacturer shall submit the application for a licence drawn up in accordance with paragraphs 2 and 3 to the approval authority at the latest together with the application for an EC type-approval of a vehicle with an approved engine system with regard to emissions and access to vehicle repair and maintenance information pursuant to Article 7 of Regulation (EU) No 582/2011, or with the application for an EC type-approval of a vehicle with regard to emissions and access to vehicle repair and maintenance information pursuant to Article 9 of that Regulation. The application for a licence must concern the vehicle group which includes the type of vehicle concerned by the application for EC type-approval. Article 7 Administrative provisions for the granting of the licence 1. The approval authority shall grant the licence if the manufacturer submits an application in accordance with Article 6 and proves that the requirements laid down in Annex II are met with respect to the vehicle groups concerned. Where the requirements laid down in Annex II are met only with respect to some of the vehicle groups specified in the application for a licence, the licence shall be granted only with respect to those vehicle groups. 2. The licence shall be issued in accordance with the model set out in Appendix 2 to Annex II. Article 8 Subsequent changes to the processes set up for the purposes of determining CO 2 emissions and fuel consumption of vehicles 1. A licence shall be extended to vehicle groups other than those to which a licence has been granted, as referred to in Article 7(1), if the vehicle manufacturer proves that the processes set up by him for the purposes of determining CO 2 emissions and fuel consumption of vehicle groups covered by the licence fully meet the requirements of Annex II also in respect of the other vehicle groups. 2. The vehicle manufacturer shall apply for an extension of the licence in accordance with Article 6 (1), (2) and (3). 3. After obtaining the licence, the vehicle manufacturer shall notify the approval authority without delay of any changes to the processes set up by him for the purposes of determining CO 2 emissions and fuel consumption for the vehicle groups covered by the licence that may effect on the accuracy, reliability and stability of those processes. 4. Upon receipt of the notification referred to in paragraph 3, the approval authority shall inform the vehicle manufacturer whether processes affected by the changes continue to be covered by the licence granted, whether the licence must be extended in accordance with paragraphs 1 and 2 or whether a new licence should be applied for in accordance with Article 6. 5. Where the changes are not covered by the licence, the manufacturer shall, within one month of receipt of the information referred to in paragraph 4, apply for an extension of the licence or for a new licence. If the manufacturer does not apply for an extension of the licence or a new licence within that deadline, or if the application is rejected, the licence shall be withdrawn. CHAPTER 3 OPERATION OF THE SIMULATION TOOL WITH A VIEW TO DETERMINING THE CO 2 EMISSIONS AND FUEL CONSUMPTION FOR THE PURPOSES OF REGISTRATION, SALE AND ENTRY INTO SERVICE OF NEW VEHICLES Article 9 Obligation to determine and declare CO 2 emissions and fuel consumption of new vehicles 1. A vehicle manufacturer shall determine the CO 2 emissions and fuel consumption of each new vehicle, with the exception of ZE-HDVs, He-HDVs and dual-fuel vehicles, to be sold, registered or put into service in the Union using the latest available version of the simulation tool referred to in Article 5(3). With regard to ZE-HDVs, He-HDVs and dual-fuel vehicles to be sold, registered or put into service in the Union, the vehicle manufacturer shall determine only the information specified for those vehicles in the models set out in Part I and Part II of Annex IV using the latest available version of the simulation tool referred to in Article 5(3). A vehicle manufacturer may operate the simulation tool for the purposes of this Article only if in possession of a licence granted for the vehicle group concerned in accordance with Article 7 or extended to the vehicle group concerned in accordance with Article 8(1). 2. The vehicle manufacturer shall record the results of the simulation performed in accordance with the first subparagraph of paragraph 1 in the manufacturer's records file drawn up in accordance with the model set out in Part I of Annex IV. With the exception of the cases referred to in the second subparagraph of Article 21(3), and in Article 23(6), any subsequent changes to the manufacturer's records file shall be prohibited. 3. The vehicle manufacturer shall create cryptographic hashes of the manufacturer's records file and of the customer information file using the hashing tool referred to in Article 5(5). 4. Each vehicle to be registered, sold or to enter into service shall be accompanied by the customer information file drawn up by the manufacturer in accordance with the model set out in Part II to Annex IV. Each customer information file shall include an imprint of the cryptographic hash of the manufacturer's records file referred to in paragraph 3. 5. Each vehicle to be registered, sold or to enter into service shall be accompanied by a certificate of conformity or, in the case of vehicles approved in accordance with Article 24 of Directive 2007/46/EC, an individual approval certificate, including an imprint of the cryptographic hash of the manufacturer's records file and of the customer information file referred to in paragraph 3. Article 10 Modifications, updates and malfunction of the electronic tools 1. In the case of modifications or updates to the simulation tool, the vehicle manufacturer shall start using the modified or updated simulation tool no later than 3 months after the modifications and updates were made available on the dedicated electronic distribution platform. 2. If the CO 2 emissions and fuel consumption of new vehicles cannot be determined in accordance with Article 9(1) due to a malfunction of the simulation tool, the vehicle manufacturer shall notify the Commission thereof without delay by means of the dedicated electronic distribution platform. 3. If the CO 2 emissions and fuel consumption of new vehicles cannot be determined in accordance with Article 9(1) due to a malfunction of the simulation tool, the vehicle manufacturer shall perform the simulation of those vehicles not later than 7 calendar days after the date referred to in point 1. Until then, the obligations resulting from Article 9 for the vehicles for which the determination of fuel consumption and CO 2 emissions remains impossible shall be suspended. Article 11 Accessibility of the simulation tool inputs and output information 1. The manufacturer's records file together with certificates on CO 2 emissions and fuel consumption related properties of the components, systems and separate technical units shall be stored by the vehicle manufacturer for at least 20 years after the production of the vehicle and shall be available to the approval authority and the Commission at their request. 2. Upon request by an authorized entity of a Member State or by the Commission, the vehicle manufacturer shall provide, within 15 working days, the manufacturer's records file. 3. Upon request by an authorised entity of a Member State or by the Commission, the approval authority which granted the licence in accordance with Article 7 or certified the CO 2 emissions and fuel consumption related properties of a component, separate technical unit or system in accordance with Article 17 shall provide, within 15 working days, the information document referred to in Article 6(2) or in Article 16(2), respectively. CHAPTER 4 CO 2 EMISSIONS AND FUEL CONSUMPTION RELATED PROPERTIES OF COMPONENTS, SEPARATE TECHNICAL UNITS AND SYSTEMS Article 12 Components, separate technical units and systems relevant for the purposes of determining CO 2 emissions and fuel consumption 1. The simulation tool input data referred to in Article 5(3) shall include information relating to the CO 2 emissions and fuel consumption related properties of the following components, separate technical units and systems: (a) engines; (b) transmissions; (c) torque converters; (d) other torque transferring components; (e) additional driveline components; (f) axles; (g) body or trailer air drag; (h) auxiliaries; (i) tyres. 2. The CO 2 emissions and fuel consumption related properties of the components, separate technical units and systems referred to in points (b) to (g) and (i) of paragraph 1 shall be based either on the values determined, for each component family, separate technical unit family or system family, in accordance with Article 14 and certified in accordance with Article 17 (‘certified values’) or, in the absence of the certified values, on the standard values determined in accordance with Article 13. 3. The CO 2 emissions and fuel consumption related properties of engines shall be based on the values determined for each engine family in accordance with Article 14 and certified in accordance with Article 17. 4. The CO 2 emissions and fuel consumption related properties of auxiliaries shall be based on the standard values determined in accordance with Article 13. 5. In the case of a base vehicle referred to in Article 2(2), the CO 2 emissions and fuel consumption related properties of components, separate technical units and systems referred to in points (g) and (h) of paragraph 1 which cannot be determined for the base vehicle shall be based on the standard values. For components, separate technical units and systems referred to in point (h), the technology with highest power losses shall be selected by the vehicle manufacturer. 6. In the case of ZE-HDVs, He-HDVs and dual-fuel vehicles, the simulation tool input data shall include the information set out in Table 5 of Annex III. 7. Where the vehicle is to be registered, sold or put into service with snow tyres and standard tyres, the vehicle manufacturer may choose which of the tyres to use for determining the CO 2 emissions. Article 13 Standard values 1. The standard values for transmissions shall be determined in accordance with Appendix 8 of Annex VI. 2. The standard values for torque converters shall be determined in accordance with Appendix 9 of Annex VI. 3. The standard values for other torque-transferring components shall be determined in accordance with Appendix 10 of Annex VI. 4. The standard values for additional driveline components shall be determined in accordance with Appendix 11 of Annex VI. 5. The standard values for axles shall be determined in accordance with Appendix 3 of Annex VII. 6. The standard values for a body or trailer air drag shall be determined in accordance with Appendix 7 of Annex VIII. 7. The standard values for auxiliaries shall be determined in accordance with Annex IX. 8. The standard value for tyres shall be the one for C3 snow tyres as set out in Table 2 of Part B of Annex II to Regulation (EC) No 661/2009 of the European Parliament and of the Council ( 1 ). Article 14 Certified values 1. The values determined in accordance with paragraphs 2 to 9 may be used by the vehicle manufacturer as the simulation tool input data if they are certified in accordance with Article 17. 2. The certified values for engines shall be determined in accordance with point 4 of Annex V. 3. The certified values for transmissions shall be determined in accordance with point 3 of Annex VI. 4. The certified values for torque converters shall be determined in accordance with point 4 of Annex VI. 5. The certified values for other torque-transferring component shall be determined in accordance with point 5 of Annex VI. 6. The certified values for additional driveline components shall be determined in accordance with point 6 of Annex VI. 7. The certified values for axles shall be determined in accordance with point 4 of Annex VII. 8. The certified values for a body or trailer air drag shall be determined in accordance with point 3 of Annex VIII. 9. The certified values for tyres shall be determined in accordance with Annex X. Article 15 Family concept regarding components, separate technical units and systems using certified values 1. Subject to paragraphs 3 to 6, the certified values determined for a parent component, parent separate technical unit or parent system shall be valid, without further testing, for all family members in accordance with the family definition as set out in: — Appendix 6 to Annex VI as regards the family concept of transmissions, torque converters, other torque transferring component and additional driveline components; — Appendix 4 to Annex VII as regards the family concept of axles; — Appendix 5 to Annex VIII as regards the family concept for the purposes of determining air drag. 2. Notwithstanding paragraph 1, for engines, the certified values for all the members of an engine family created in accordance with the family definition as set out in Appendix 3 to Annex V, shall be derived in accordance with paragraph 4, 5 and 6 of Annex V. For tyres, a family shall consist of one tyre type only. 3. The CO 2 emissions and fuel consumption related properties of the parent component, parent separate technical unit or parent system shall not be better than the properties of any member of the same family. 4. The manufacturer shall provide the approval authority with evidence that the parent component, separate technical units or system fully represents the component family, separate technical unit family or system family. If, in the framework of testing for the purposes of the second subparagraph of Article 16(3), the approval authority determines that the selected parent component, parent separate technical unit or parent system does not fully represent the component family, separate technical unit family or system family, an alternative reference component, separate technical units or system may be selected by the approval authority, tested and shall become a parent component, parent separate technical unit or parent system. 5. Upon request of the manufacturer, and subject to the agreement by the approval authority, the CO 2 emissions and fuel consumption related properties of a specific component, specific separate technical unit or specific system other than a parent component, parent separate technical unit or parent system, respectively, may be indicated in the certificate on CO 2 emissions and fuel consumption related properties of the component family, separate technical unit family or system family. The CO 2 emissions and fuel consumption related properties of that specific component, separate technical unit or system shall be determined in accordance with Article 14. 6. Where the characteristics of the specific component, specific separate technical unit or specific system, in terms of CO 2 emissions and fuel consumption related properties as determined in accordance with paragraph 5, lead to higher CO 2 emissions and fuel consumption values than those of the parent component, parent separate technical unit or parent system, respectively, the manufacturer shall exclude it from the existing family, assign it to a new family and define it as the new parent component, parent separate technical unit or parent system for that family or apply for an extension of the certification pursuant to Article 18. Article 16 Application for a certification of the CO 2 emissions and fuel consumption related properties of components, separate technical units or systems 1. The application for certification of the CO 2 emissions and fuel consumption related properties of the component family, separate technical unit family or system family shall be submitted to the approval authority. 2. The application for certification shall take the form of an information document drawn up in accordance with the model set out in: — Appendix 2 to Annex V as regards engines; — Appendix 2 to Annex VI as regards transmissions; — Appendix 3 to Annex VI as regards torque converters; — Appendix 4 to Annex VI as regards other torque transferring component; — Appendix 5 to Annex VI as regards additional driveline components; — Appendix 2 to Annex VII as regards axles; — Appendix 2 to Annex VIII as regards air drag; — Appendix 2 to Annex X as regards tyres. 3. The application for certification shall be accompanied by an explanation of the elements of design of the component family, separate technical unit family or the system family concerned which have a non-negligible effect on the CO 2 emissions and fuel consumption related properties of the components, separate technical units or systems concerned. The application shall also be accompanied by the relevant test reports issued by an approval authority, test results, and by a statement of compliance issued by an approval authority pursuant to point 1 of Annex X of Directive 2007/46/EC. Article 17 Administrative provisions for the certification of CO 2 emissions and fuel consumption related properties of components, separate technical units and systems 1. If all the applicable requirements are met, the approval authority shall certify the values relating to the CO 2 emissions and fuel consumption related properties of the component family, separate technical unit family or system family concerned. 2. In the case referred to in paragraph 1, the approval authority shall issue a certificate on CO 2 emissions and fuel consumption related properties using the model set out in: — Appendix 1 to Annex V as regards engines; — Appendix 1 to Annex VI as regards transmissions, torque converters, other torque transferring component and additional driveline components; — Appendix 1 to Annex VII as regards axles; — Appendix 1 to Annex VIII as regards air drag; — Appendix 1 to Annex X as regards tyres. 3. The approval authority shall grant a certification number in accordance with the numbering system set out in: — Appendix 6 to Annex V as regards engines; — Appendix 7 to Annex VI as regards transmissions, torque converters, other torque transferring component and additional driveline components; — Appendix 5 to Annex VII as regards axles; — Appendix 8 to Annex VIII as regards air drag; — Appendix 1 to Annex X as regards tyres. The approval authority shall not assign the same number to another component family, separate technical unit family or system family. The certification number shall be used as the identifier of the test report. 4. The approval authority shall create a cryptographic hash of the file with test results, comprising the certification number, by means of the hashing tool referred to in Article 5(5). This hashing shall be done immediately after the test results are produced. The approval authority shall imprint that hash along with the certification number on the certificate on CO 2 emissions and fuel consumption related properties. Article 18 Extension to include a new component, separate technical unit or system into a component family, separate technical unit family or system family 1. At the request of the manufacturer and upon approval of the approval authority, a new component, separate technical unit or system may be included as a member of a certified component family, separate technical unit family or system family if they meet the criteria for family definition set out in: — Appendix 3 to Annex V as regards the family concept of engines; — Appendix 6 to Annex VI as regards the family concept of transmissions, torque converters, other torque transferring component and additional driveline components; — Appendix 4 to Annex VII as regards the family concept of axles; — Appendix 5 to Annex VIII as regards the family concept for the purposes of determining air drag. In such cases, the approval authority shall issue a revised certificate denoted by an extension number. The manufacturer shall modify the information document referred to in Article 16(2) and provide it to the approval authority. 2. Where the characteristics of the specific component, specific separate technical unit or specific system, in terms of CO 2 emissions and fuel consumption related properties as determined in accordance with paragraph 1, lead to higher CO 2 emissions and fuel consumption values than those of the parent component, parent separate technical unit or parent system, respectively, the new component, separate technical unit or system shall become the new parent component, separate technical unit or system. Article 19 Subsequent changes relevant for the certification of CO 2 emissions and fuel consumption related properties of components, separate technical units and systems 1. The manufacturer shall notify the approval authority of any changes to the design or the manufacturing process of components, separate technical units or systems concerned which occur after the certification of the values relating to the CO 2 emissions and fuel consumption related properties of the relevant component family, separate technical unit family or system family pursuant to Article 17 and which may have a non-negligible effect on the CO 2 emissions and fuel consumption related properties of those components, separate technical units and systems. 2. Upon receipt of the notification referred to in paragraph 1, the approval authority shall inform the manufacturer whether or not the components, separate technical units or systems affected by the changes continue to be covered by the certificate issued, or whether additional testing in accordance with Article 14 is necessary in order to verify the impact of the changes on the CO 2 emissions and fuel consumption related properties of the components, separate technical units or systems concerned. 3. Where the components, separate technical units or systems affected by the changes are not covered by the certificate, the manufacturer shall, within one month of receipt of that information from the approval authority, apply for a new certification or an extension pursuant to Article 18. If the manufacturer does not apply for a new certification or an extension within that deadline, or if the application is rejected, the certificate shall be withdrawn. CHAPTER 5 CONFORMITY OF SIMULATION TOOL OPERATION, INPUT INFORMATION AND INPUT DATA Article 20 Responsibilities of the vehicle manufacturer, the approval authority and the Commission with regard to the conformity of simulation tool operation 1. The vehicle manufacturer shall take the necessary measures to ensure that the processes set up for the purposes of determining CO 2 emissions and fuel consumption for all the vehicle groups covered by the licence granted pursuant to Article 7 or the extension to the licence pursuant to Article 8(1) continue to be adequate for that purpose. The vehicle manufacturer shall, on a yearly basis, perform the verification testing procedure set out in Annex Xa on a minimum number of vehicles in accordance with point 3 of that Annex. The vehicle manufacturer shall provide, until 31 December of each year and in accordance with point 8 of Annex Xa, a test report to the approval authority for each vehicle tested, shall keep the test reports for a duration of at least 10 years and shall make them available to the Commission and approval authorities of the other Member States upon request. 2. The approval authority shall perform, four times per year, an assessment as referred to in point 2 of Annex II in order to verify if the processes set up by the manufacturer for the purposes of determining CO 2 emissions and fuel consumption for all the vehicle groups covered by the licence continue to be adequate. The assessment shall also include verification of the selection of the input information and input data and repetition of the simulations performed by the manufacturer, Where a vehicle fails the verification testing procedure set out in Annex Xa, the approval authority shall start an investigation to determine the cause of that failure, in accordance with Annex Xa. As soon as the approval authority determines the cause of the failure, it shall inform the approval authorities of the other Member States thereof. If the cause of the failure is linked to the operation of the simulation tool, Article 21 shall apply. If the cause of the failure is linked to the certified CO 2 emissions and fuel consumption related properties of components, separate technical units and systems, Article 23 shall apply. If no irregularities could be found in the certification of components, separate technical units or systems and the operation of the simulation tool, the approval authority shall report the vehicle failure to the Commission. The Commission shall investigate whether the simulation tool or the verification testing procedure set out in Annex Xa has caused the vehicle to fail and whether an improvement of the simulation tool or the verification testing procedure is necessary. Article 21 Remedial measures for the conformity of simulation tool operation 1. Where the approval authority finds, pursuant to Article 20(2), that the processes set up by the vehicle manufacturer for the purposes of determining the CO 2 emissions and fuel consumption of the vehicle groups concerned are not in accordance with the licence or with this Regulation or may lead to an incorrect determination of the CO 2 emissions and fuel consumption of the vehicles concerned, the approval authority shall request the manufacturer to submit a plan of remedial measures no later than 30 calendar days after receipt of the request from the approval authority. Where the vehicle manufacturer demonstrates that further time is necessary for the submission of the plan of remedial measures, an extension of up to 30 calendar days may be granted by the approval authority. 2. The plan of remedial measures shall apply to all vehicle groups which have been identified by the approval authority in its request. 3. The approval authority shall approve or reject the plan of remedial measures within 30 calendar days of its receipt. The approval authority shall notify the manufacturer and all the other Member States of its decision to approve or reject the plan of remedial measures. The approval authority may require the vehicle manufacturer to issue a new manufacturer's records file, customer information file and certificate of conformity on the basis of a new determination of CO 2 emissions and fuel consumption reflecting the changes implemented in accordance with the approved plan of remedial measures. 4. The manufacturer shall be responsible for the execution of the approved plan of remedial measures. 5. Where the plan of the remedial measures has been rejected by the approval authority, or the approval authority establishes that the remedial measures are not being correctly applied, it shall take the necessary measures to ensure the conformity of simulation tool operation, or withdraw the licence. Article 22 Responsibilities of the manufacturer and approval authority with regards to conformity of CO 2 emissions and fuel consumption related properties of components, separate technical units and systems 1. The manufacturer shall take the necessary measures in accordance to Annex X to Directive 2007/46/EC to ensure that the CO 2 emissions and fuel consumption related properties of the components, separate technical units and systems listed in Article 12(1) which have been the subject of certification in accordance with Article 17 do not deviate from the certified values. Those measures shall also include the following: — the procedures laid down in Appendix 4 to Annex V as regards engines; — the procedures laid down in point 7 of Annex VI as regards transmissions; — the procedures laid down in point 5 and 6 of Annex VII as regards axles; — the procedures laid down in Appendix 6 to Annex VIII as regards body or trailer air drag; — the procedures laid down in point 4 of Annex X as regards tyres. Where CO 2 emissions and fuel consumption related properties of a member of a component family, separate technical unit family or system family have been certified in accordance with Article 15(5), the reference value for the verification of the CO 2 emissions and fuel consumption related properties shall be the one certified for this family member. Where a deviation from the certified values is identified as a result of the measures referred to in the first and second subparagraphs, the manufacturer shall immediately inform the approval authority thereof. 2. The manufacturer shall provide, on an annual basis, testing reports containing the results of the procedures referred to in the second subparagraph of paragraph 1 to the approval authority which certified the CO 2 emissions and fuel consumption related properties of the component family, separate technical unit family or system family concerned. The manufacturer shall make the test reports available to the Commission upon request. 3. The manufacturer shall ensure that at least one in every 25 procedures referred to in the second subparagraph of paragraph 1, or, with an exception for tyres, at least one procedure per year, relating to a component family, separate technical unit family or system family is supervised by a different approval authority than the one which participated in the certification of CO 2 emissions and fuel consumption related properties of the component family, separate technical unit family or system family concerned pursuant to Article 16. 4. Any approval authority may at any time perform verifications relating to the components, separate technical units and systems at any of the manufacturer's and vehicle manufacturer's facilities in order to verify whether the CO 2 emissions and fuel consumption related properties of those components, separate technical units and systems do not deviate from the certified values. The manufacturer and the vehicle manufacturer shall provide the approval authority within 15 working days of the approval authority's request with all the relevant documents, samples and other materials in his possession and necessary to perform the verifications relating to a component, separate technical unit or system. Article 23 Remedial measures for the conformity of CO 2 emissions and fuel consumption related properties of components, separate technical units and systems 1. Where the approval authority finds, pursuant to Articles 20 and 22, that the measures taken by the manufacturer to ensure that the CO 2 emissions and fuel consumption related properties of the components, separate technical units and systems listed in Article 12(1) and which have been the subject of certification in accordance with Article 17 do not deviate from the certified values are not adequate, the approval authority shall request the manufacturer to submit a plan of remedial measures no later than 30 calendar days after receipt of the request from the approval authority. Where the manufacturer demonstrates that further time is necessary for the submission of the plan of remedial measures, an extension of up to 30 calendar days may be granted by the approval authority. 2. The plan of remedial measures shall apply to all the component families, separate technical unit families or system families which have been identified by the approval authority in its request. 3. The approval authority shall approve or reject the plan of remedial measures within 30 calendar days of its receipt. The approval authority shall notify the manufacturer and all the other Member States of its decision to approve or reject the plan of remedial measures. The approval authority may require the vehicle manufacturers who installed the components, separate technical units and systems concerned in their vehicles to issue a new manufacturer's records file, customers information file and certificate of conformity on the basis of the CO 2 emissions and fuel consumption related properties of those components, separate technical units and systems obtained by means of the measures referred to in Article 22(1). 4. The manufacturer shall be responsible for the execution of the approved plan of remedial measures. 5. The manufacturer shall keep a record of every component, separate technical unit or system recalled and repaired or modified and of the workshop which performed the repair. The approval authority shall have access to those records on request during the execution of the plan of the remedial measures and for a period of 5 years after the completion of its execution. 6. Where the plan of remedial measures has been rejected by the approval authority, or the approval authority establishes that the remedial measures are not being correctly applied, it shall take the necessary measures to ensure the conformity of CO 2 emissions and fuel consumption related properties of the component family, separate technical unit family and system family concerned, or withdraw the certificate on CO 2 emissions and fuel consumption related properties. CHAPTER 6 FINAL PROVISIONS Article 24 Transitional provisions 1. Without prejudice to Article 10(3), where the obligations referred to in Article 9 have not been complied with, Member States shall prohibit the registration, sale or entry into service of: (a) vehicles in the groups 4, 5, 9 and 10, including the sub-group ‘v’ in each vehicle group, as defined in Table 1 of Annex I, as from 1 July 2019; (b) vehicles in the groups 1, 2, and 3, as defined in Table 1 of Annex I, as from 1 January 2020; (c) vehicles in the groups 11, 12 and 16, as defined in Table 1 of Annex I, as from 1 July 2020. 2. Notwithstanding paragraph 1(a), the obligations referred to in Article 9 shall apply from 1 January 2019 with regard to all vehicles in the groups 4, 5, 9 and 10 with production date on or after 1 January 2019. For vehicles in the sub-group ‘v’ of any of those vehicle groups, the obligation referred to in Article 9 shall apply as from the entry into force of this Regulation. For the purposes of the first subparagraph, the production date shall mean: (a) the date of signature of the certificate of conformity; (b) where a certificate of conformity has not been issued, the date on which the vehicle identification number was affixed for the first time on the relevant parts of the vehicle. 3. The second subparagraph of Article 20(1) and the second, third and fourth subparagraphs of Article 20(2) shall apply from 1 July 2020. Remedial measures under Articles 21(5) and 23(6) shall apply pursuant to an investigation into a vehicle failure in the verification testing procedure set out in Annex Xa as from 1 July 2023. Article 25 Amendment to Directive 2007/46/EC Annexes I, III, IV, IX and XV to Directive 2007/46/EC are amended in accordance with Annex XI to this Regulation. Article 26 Amendment to Regulation (EU) No 582/2011 Regulation (EU) No 582/2011 is amended as follows: (1) In Article 3(1), the following subparagraph is added: ‘In order to receive an EC type-approval of a vehicle with an approved engine system with regard to emissions and vehicle repair and maintenance information, or an EC type-approval of a vehicle with regard to emissions and vehicle repair and maintenance information, the manufacturer shall also demonstrate that the requirements laid down in Article 6 and Annex II to Commission Regulation (EU) 2017/2400 ( *1 ) are met with respect to the vehicle group concerned. However, that requirement shall not apply where the manufacturer indicates that new vehicles of the type to be approved will not be registered, sold or put into service in the Union on or after the dates laid down in points (a), (b) and (c) of paragraph 1 of Article 24 of Regulation (EU) 2017/2400 for the respective vehicle group. (2) Article 8 is amended as follows: (a) in paragraph 1a, point (d) is replaced by the following: ‘(d) all other exceptions set out in points 3.1 of Annex VII to this Regulation, points 2.1 and 6.1 of Annex X to this Regulation, points 2.1, 4.1, 5.1, 7.1, 8.1 and 10.1 of Annex XIII to this Regulation, and point 1.1 of Appendix 6 to Annex XIII to this Regulation apply;’; (b) in paragraph 1a, the following point is added: ‘(e) the requirements laid down in Article 6 and Annex II to Regulation (EU) 2017/2400 are met with respect to the vehicle group concerned, except where the manufacturer indicates that new vehicles of the type to be approved will not be registered, sold or put into service in the Union on or after the dates laid down in points (a), (b) and (c) of paragraph 1 of Article 24 of that Regulation for the respective vehicle group.’; (3) Article 10 is amended as follows: (a) in paragraph 1a, point (d) is replaced by the following: ‘(d) all other exceptions set out in points 3.1 of Annex VII to this Regulation, points 2.1 and 6.1 of Annex X to this Regulation, points 2.1, 4.1, 5.1, 7.1, 8.1 and 10.1.1 of Annex XIII to this Regulation, and point 1.1 of Appendix 6 to Annex XIII to this Regulation apply;’; (b) in paragraph 1a, the following point is added: ‘(e) the requirements laid down in Article 6 and Annex II to Regulation (EU) 2017/2400 are met with respect to the vehicle group concerned, except where the manufacturer indicates that new vehicles of the type to be approved will not be registered, sold or put into service in the Union on or after the dates laid down in points (a), (b) and (c) of paragraph 1 of Article 24 of that Regulation for the respective vehicle group.’. Article 27 Entry into force This Regulation shall enter into force on the twentieth day following that of its publication in the Official Journal of the European Union . This Regulation shall be binding in its entirety and directly applicable in all Member States. ANNEX I CLASSIFICATION OF VEHICLES IN VEHICLE GROUPS 1. Classification of the vehicles for the purpose of this Regulation 1.1 Classification of vehicles of category N Table 1 Vehicle groups for vehicles of category N <table><col/><col/><col/><col/><col/><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>Description of elements relevant to the classification in vehicle groups</p></td><td><p>Vehicle group</p></td><td><p>Allocation of mission profile and vehicle configuration</p></td></tr><tr><td><p>Axle configuration</p></td><td><p>Chassis configuration</p></td><td><p>Technically permissible maximum laden mass (tons)</p></td><td><p>Long haul</p></td><td><p>Long haul (EMS)</p></td><td><p>Regional delivery</p></td><td><p>Regional delivery (EMS)</p></td><td><p>Urban delivery</p></td><td><p>Municipal utility</p></td><td><p>Construction</p></td></tr><tr><td><p>4 &#215; 2</p></td><td><p>Rigid lorry</p></td><td><p>&gt; 3,5 &#8211;7,5</p></td><td><p>(0)</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>Rigid lorry (or tractor)&#160;<a>(<span>*1</span>)</a></p></td><td><p>&gt; 7,5 &#8211; 10</p></td><td><p>1</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>R</p></td><td><p>&#160;</p><div/></td><td><p>R</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>Rigid lorry (or tractor)&#160;<a>(<span>*1</span>)</a></p></td><td><p>&gt; 10 &#8211; 12</p></td><td><p>2</p></td><td><p>R+T1</p></td><td><p>&#160;</p><div/></td><td><p>R</p></td><td><p>&#160;</p><div/></td><td><p>R</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>Rigid lorry (or tractor)&#160;<a>(<span>*1</span>)</a></p></td><td><p>&gt; 12 &#8211; 16</p></td><td><p>3</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>R</p></td><td><p>&#160;</p><div/></td><td><p>R</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>Rigid lorry</p></td><td><p>&gt; 16</p></td><td><p>4</p></td><td><p>R+T2</p></td><td><p>&#160;</p><div/></td><td><p>R</p></td><td><p>&#160;</p><div/></td><td><p>R</p></td><td><p>R</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>Tractor</p></td><td><p>&gt; 16</p></td><td><p>5</p></td><td><p>T+ST</p></td><td><p>T+ST+T2</p></td><td><p>T+ST</p></td><td><p>T+ST+T2</p></td><td><p>T+ST</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>Rigid lorry</p></td><td><p>&gt; 16</p></td><td><p>4v&#160;<a>(<span>*2</span>)</a></p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>R</p></td><td><p>R</p></td></tr><tr><td><p>Tractor</p></td><td><p>&gt; 16</p></td><td><p>5v&#160;<a>(<span>*2</span>)</a></p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>T+ST</p></td></tr><tr><td><p>4 &#215; 4</p></td><td><p>Rigid lorry</p></td><td><p>&gt; 7,5 &#8211; 16</p></td><td><p>(6)</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>Rigid lorry</p></td><td><p>&gt; 16</p></td><td><p>(7)</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>Tractor</p></td><td><p>&gt; 16</p></td><td><p>(8)</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>6 &#215; 2</p></td><td><p>Rigid lorry</p></td><td><p>all weights</p></td><td><p>9</p></td><td><p>R+T2</p></td><td><p>R+D+ST</p></td><td><p>R</p></td><td><p>R+D+ST</p></td><td><p>&#160;</p><div/></td><td><p>R</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>Tractor</p></td><td><p>all weights</p></td><td><p>10</p></td><td><p>T+ST</p></td><td><p>T+ST+T2</p></td><td><p>T+ST</p></td><td><p>T+ST+T2</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>Rigid lorry</p></td><td><p>all weights</p></td><td><p>9v&#160;<a>(<span>*2</span>)</a></p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>R</p></td><td><p>R</p></td></tr><tr><td><p>Tractor</p></td><td><p>all weights</p></td><td><p>10v&#160;<a>(<span>*2</span>)</a></p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>T+ST</p></td></tr><tr><td><p>6 &#215; 4</p></td><td><p>Rigid lorry</p></td><td><p>all weights</p></td><td><p>11</p></td><td><p>R+T2</p></td><td><p>R+D+ST</p></td><td><p>R</p></td><td><p>R+D+ST</p></td><td><p>&#160;</p><div/></td><td><p>R</p></td><td><p>R</p></td></tr><tr><td><p>Tractor</p></td><td><p>all weights</p></td><td><p>12</p></td><td><p>T+ST</p></td><td><p>T+ST+T2</p></td><td><p>T+ST</p></td><td><p>T+ST+T2</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>T+ST</p></td></tr><tr><td><p>6 &#215; 6</p></td><td><p>Rigid lorry</p></td><td><p>all weights</p></td><td><p>(13)</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>Tractor</p></td><td><p>all weights</p></td><td><p>(14)</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>8 &#215; 2</p></td><td><p>Rigid lorry</p></td><td><p>all weights</p></td><td><p>(15)</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>8 &#215; 4</p></td><td><p>Rigid lorry</p></td><td><p>all weights</p></td><td><p>16</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>R</p></td></tr><tr><td><p>8 &#215; 6 8 &#215; 8</p></td><td><p>Rigid lorry</p></td><td><p>all weights</p></td><td><p>(17)</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p><a>(<span>*1</span>)&#160;&#160;&#160;</a>In these vehicle classes tractors are treated as rigid lorries but with specific curb weight of tractor.</p><p><a>(<span>*2</span>)&#160;&#160;&#160;</a>Sub-group &#8216;v&#8217; of vehicle groups 4, 5, 9 and 10: these mission profiles are exclusively applicable to vocational vehicles.</p><p>(*)&#160;&#160;EMS &#8212; European Modular System</p><p>T = Tractor</p><p>R = Rigid lorry &amp; standard body</p><p>T1, T2 = Standard trailers</p><p>ST = Standard semitrailer</p><p>D = Standard dolly</p></td></tr></tbody></table> ANNEX II REQUIREMENTS AND PROCEDURES RELATED TO THE OPERATION OF THE SIMULATION TOOL 1. The processes to be set up by the vehicle manufacturer with a view to the operation of the simulation tool 1.1. The manufacturer shall set up at least the following processes: 1.1.1 A data management system covering sourcing, storing, handling and retrieving of the input information and input data for the simulation tool as well as handling certificates on the CO 2 emissions and fuel consumption related properties of a component families, separate technical unit families and system families. The data management system shall at least: (a) ensure application of correct input information and input data to specific vehicle configurations (b) ensure correct calculation and application of standard values; (c) verify by means of comparing cryptographic hashes that the input files of component families, separate technical unit families and system families which are used for the simulation corresponds to the input data of the component families, separate technical unit families and system families for which the certification has been granted; (d) include a protected database for storing the input data relating to the component families, separate technical unit families or system families and the corresponding certificates of the CO 2 emissions and fuel consumption related properties; (e) ensure correct management of the changes of specification and updates of components, separate technical units and systems; (f) enable tracing of the components, separate technical units and systems after the vehicle is produced. 1.1.2 A data management system covering retrieving of the input information and input data and calculations by means of the simulation tool and storing of the output data. The data management system shall at least: (a) ensure a correct application of cryptographic hashes; (b) include a protected database for storing the output data; 1.1.3 Process for consulting the dedicated electronic distribution platform referred to in Article 5(2) and Article 10(1) and (2), as well as downloading and installing the latest versions of the simulation tool. 1.1.4 Appropriate training of staff working with the simulation tool. 2. Assessment by the approval authority 2.1. The approval authority shall verify whether the processes set out in point 1 related to the operation of the simulation tool have been set up. The approval authority shall also verify the following: (a) the functioning of the processes set out in points 1.1.1, 1.1.2 and 1.1.3 and the application of the requirement set out in point 1.1.4; (b) that the processes used during the demonstration are applied in the same manner in all the production facilities manufacturing the vehicle group concerned; (c) the completeness of the description of the data and process flows of operations related to the determination of the CO 2 emissions and fuel consumption of the vehicles. For the purpose of point (a) of the second paragraph, The verification shall include determination of the CO 2 emissions and fuel consumption of at leaste one vehicle from each of the vehicle groups for which the licence has been applied for. Appendix 1 MODEL OF AN INFORMATION DOCUMENT FOR THE PURPOSES OF OPERATING THE SIMULATION TOOL WITH A VIEW TO DETERMINING THE CO 2 EMISSIONS AND FUEL CONSUMPTION OF NEW VEHICLES SECTION I <table><col/><col/><tr><td><p>1</p></td><td><p>Name and address of manufacturer:</p></td></tr></table> <table><col/><col/><tr><td><p>2</p></td><td><p>Assembly plants for which the processes referred to in point 1 of Annex II of Regulation (EU) 2017/2400 have been set up with a view to the operation of the simulation tool:</p></td></tr></table> <table><col/><col/><tr><td><p>3</p></td><td><p>Vehicle groups covered:</p></td></tr></table> <table><col/><col/><tr><td><p>4</p></td><td><p>Name and address of the manufacturer's representative (if any)</p></td></tr></table> SECTION II 1. Additional information <table><col/><col/><tr><td><p>1.1.</p></td><td><p>Data and process flow handling description (e.g. flow chart)</p></td></tr></table> <table><col/><col/><tr><td><p>1.2</p></td><td><p>Description of quality management process</p></td></tr></table> <table><col/><col/><tr><td><p>1.3</p></td><td><p>Additional quality management certificates (if any)</p></td></tr></table> <table><col/><col/><tr><td><p>1.4</p></td><td><p>Description of simulation tool data sourcing, handling and storage</p></td></tr></table> <table><col/><col/><tr><td><p>1.5</p></td><td><p>Additional documents (if any)</p></td></tr></table> <table><col/><col/><tr><td><p>2.</p></td><td><p>Date: &#8230;</p></td></tr></table> <table><col/><col/><tr><td><p>3.</p></td><td><p>Signature: &#8230;</p></td></tr></table> Appendix 2 MODEL OF A LICENCE TO OPERATE THE SIMULATION TOOL WITH A VIEW TO DETERMINING CO 2 EMISSIONS AND FUEL CONSUMPTION OF NEW VEHICLES Maximum format: A4 (210 × 297 mm) LICENCE TO OPERATE THE SIMULATION TOOL WITH A VIEW TO DETERMINING CO 2 EMISSIONS AND FUEL CONSUMPTION OF NEW VEHICLES <table><col/><col/><tbody><tr><td><p>Communication concerning:</p><div><p>&#8212;&#160;granting&#160;<a>(<span>1</span>)</a></p></div><div><p>&#8212;&#160;extension&#160;<a>(<span>1</span>)</a></p></div><div><p>&#8212;&#160;refusal&#160;<a>(<span>1</span>)</a></p></div><div><p>&#8212;&#160;withdrawal&#160;<a>(<span>1</span>)</a></p></div></td><td><div>Administration stamp</div></td></tr><tr><td><p><a>(<span>1</span>)&#160;&#160;&#160;</a>Delete where not applicable (there are cases where nothing needs to be deleted when more than one entry is applicable)</p></td></tr></tbody></table> of the licence to operate simulation tool with regard to Regulation (EC) No 595/2009 as implemented by Regulation (EU) 2017/2400. Licence number: Reason for extension: … SECTION I <table><col/><col/><tr><td><p>0.1</p></td><td><p>Name and address of manufacturer:</p></td></tr></table> <table><col/><col/><tr><td><p>0.2</p></td><td><p>Assembly plants for which the processes referred to in point 1 of Annex II of Commission Regulation (EU) 2017/2400 have been set up with a view to the operation of the simulation tool</p></td></tr></table> <table><col/><col/><tr><td><p>0.3</p></td><td><p>Vehicle groups covered:</p></td></tr></table> SECTION II 1. Additional information <table><col/><col/><tr><td><p>1.1</p></td><td><p>Assessment report performed by an approval authority</p></td></tr></table> <table><col/><col/><tr><td><p>1.2.</p></td><td><p>Data and process flow handling description (e.g. flow chart)</p></td></tr></table> <table><col/><col/><tr><td><p>1.3.</p></td><td><p>Description of quality management process</p></td></tr></table> <table><col/><col/><tr><td><p>1.4.</p></td><td><p>Additional quality management certificates (if any)</p></td></tr></table> <table><col/><col/><tr><td><p>1.5.</p></td><td><p>Description of simulation tool data sourcing, handling and storage</p></td></tr></table> <table><col/><col/><tr><td><p>1.6</p></td><td><p>Additional documents (if any)</p></td></tr></table> <table><col/><col/><tr><td><p>2.</p></td><td><p>Approval authority responsible for carrying out the assessment</p></td></tr></table> <table><col/><col/><tr><td><p>3.</p></td><td><p>Date of the assessment report</p></td></tr></table> <table><col/><col/><tr><td><p>4.</p></td><td><p>Number of assessment report report</p></td></tr></table> <table><col/><col/><tr><td><p>5.</p></td><td><p>Remarks (if any): see Addendum</p></td></tr></table> <table><col/><col/><tr><td><p>6.</p></td><td><p>Place</p></td></tr></table> <table><col/><col/><tr><td><p>7.</p></td><td><p>Date</p></td></tr></table> <table><col/><col/><tr><td><p>8.</p></td><td><p>Signature</p></td></tr></table> ANNEX III INPUT INFORMATION RELATING TO THE CHARACTERISTIC OF THE VEHICLE 1. Introduction This Annex describes the list of parameters to be provided by the vehicle manufacturer as input to the simulation tool. The applicable XML schema as well as example data are available at the dedicated electronic distribution platform. 2. Definitions (1) ‘Parameter ID’: Unique identifier as used in the simulation tool for a specific input parameter or set of input data (2) ‘Type’: Data type of the parameter <table><col/><col/><tr><td><p>string &#8230;</p></td><td><p>sequence of characters in ISO8859-1 encoding</p></td></tr></table> <table><col/><col/><tr><td><p>token &#8230;</p></td><td><p>sequence of characters in ISO8859-1 encoding, no leading/trailing whitespace</p></td></tr></table> <table><col/><col/><tr><td><p>date &#8230;</p></td><td><p>date and time in UTC time in the format: YYYY-MM-DD<span>T</span>HH:MM:SS<span>Z</span> with italic letters denoting<span>fixed characters</span> e.g. &#8216;2002-05-30<span>T</span>09:30:10<span>Z</span>&#8217;</p></td></tr></table> <table><col/><col/><tr><td><p>integer &#8230;</p></td><td><p>value with an integral data type, no leading zeros, e.g. &#8216;1800&#8217;</p></td></tr></table> <table><col/><col/><tr><td><p>double, X &#8230;</p></td><td><p>fractional number with exactly X digits after the decimal sign (&#8216;.&#8217;) and no leading zeros e.g. for &#8216;double, 2&#8217;: &#8216;2345.67&#8217;; for &#8216;double, 4&#8217;: &#8216;45.6780&#8217;</p></td></tr></table> (3) ‘Unit’ … physical unit of the parameter (4) ‘corrected actual mass of the vehicle’ shall mean the mass as specified under the ‘actual mass of the vehicle’ in accordance with Commission Regulation (EC) No 1230/2012 ( 2 ) with an exception for the tank(s) which shall be filled to at least 50 % of its or their capacity/ies, without superstructure and corrected by the additional weight of the non-installed standard equipment as specified in point 4.3 and the mass of a standard body, standard semi-trailer or standard trailer to simulate the complete vehicle or complete vehicle-(semi-)trailer combination. All parts that are mounted on and above the main frame are regarded as superstructure parts if they are only installed for facilitating a superstructure, independent of the necessary parts for in running order conditions. 3. Set of input parameters Table 1 Input parameters ‘Vehicle/General’ <table><col/><col/><col/><col/><col/><tbody><tr><td><p>Parameter name</p></td><td><p>Parameter ID</p></td><td><p>Type</p></td><td><p>Unit</p></td><td><p>Description/Reference</p></td></tr><tr><td><p>Manufacturer</p></td><td><p>P235</p></td><td><p>token</p></td><td><p>[-]</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>ManufacturerAddress</p></td><td><p>P252</p></td><td><p>token</p></td><td><p>[-]</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>Model</p></td><td><p>P236</p></td><td><p>token</p></td><td><p>[-]</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>VIN</p></td><td><p>P238</p></td><td><p>token</p></td><td><p>[-]</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>Date</p></td><td><p>P239</p></td><td><p>dateTime</p></td><td><p>[-]</p></td><td><p>Date and time when the component-hash is created</p></td></tr><tr><td><p>LegislativeClass</p></td><td><p>P251</p></td><td><p>string</p></td><td><p>[-]</p></td><td><p>Allowed values: &#8216;N2&#8217;, &#8216;N3&#8217;</p></td></tr><tr><td><p>VehicleCategory</p></td><td><p>P036</p></td><td><p>string</p></td><td><p>[-]</p></td><td><p>Allowed values: &#8216;Rigid Lorry&#8217;, &#8216;Tractor&#8217;</p></td></tr><tr><td><p>AxleConfiguration</p></td><td><p>P037</p></td><td><p>string</p></td><td><p>[-]</p></td><td><p>Allowed values: &#8216;4&#215;2&#8217;, &#8216;6&#215;2&#8217;, &#8216;6&#215;4&#8217;, &#8216;8&#215;4&#8217;</p></td></tr><tr><td><p>CurbMassChassis</p></td><td><p>P038</p></td><td><p>int</p></td><td><p>[kg]</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>GrossVehicleMass</p></td><td><p>P041</p></td><td><p>int</p></td><td><p>[kg]</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>IdlingSpeed</p></td><td><p>P198</p></td><td><p>int</p></td><td><p>[1/min]</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>RetarderType</p></td><td><p>P052</p></td><td><p>string</p></td><td><p>[-]</p></td><td><p>Allowed values: &#8216;None&#8217;, &#8216;Losses included in Gearbox&#8217;, &#8216;Engine Retarder&#8217;, &#8216;Transmission Input Retarder&#8217;, &#8216;Transmission Output Retarder&#8217;</p></td></tr><tr><td><p>RetarderRatio</p></td><td><p>P053</p></td><td><p>double, 3</p></td><td><p>[-]</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>AngledriveType</p></td><td><p>P180</p></td><td><p>string</p></td><td><p>[-]</p></td><td><p>Allowed values: &#8216;None&#8217;, &#8216;Losses included in Gearbox&#8217;, &#8216;Separate Angledrive&#8217;</p></td></tr><tr><td><p>PTOShaftsGearWheels&#160;<a>(<span>1</span>)</a></p></td><td><p>P247</p></td><td><p>string</p></td><td><p>[-]</p></td><td><p>Allowed values: &#8216;none&#8217;, &#8216;only the drive shaft of the PTO&#8217;, &#8216;drive shaft and/or up to 2 gear wheels&#8217;, &#8216;drive shaft and/or more than 2 gear wheels&#8217;, &#8216;only one engaged gearwheel above oil level&#8217;</p></td></tr><tr><td><p>PTOOtherElements&#160;<a>(<span>1</span>)</a></p></td><td><p>P248</p></td><td><p>string</p></td><td><p>[-]</p></td><td><p>Allowed values: &#8216;none&#8217;, &#8216;shift claw, synchronizer, sliding gearwheel&#8217;, &#8216;multi-disc clutch&#8217;, &#8216;multi-disc clutch, oil pump&#8217;</p></td></tr><tr><td><p>CertificationNumberEngine</p></td><td><p>P261</p></td><td><p>token</p></td><td><p>[-]</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>CertificationNumberGearbox</p></td><td><p>P262</p></td><td><p>token</p></td><td><p>[-]</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>CertificationNumberTorqueconverter</p></td><td><p>P263</p></td><td><p>token</p></td><td><p>[-]</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>CertificationNumberAxlegear</p></td><td><p>P264</p></td><td><p>token</p></td><td><p>[-]</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>CertificationNumberAngledrive</p></td><td><p>P265</p></td><td><p>token</p></td><td><p>[-]</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>CertificationNumberRetarder</p></td><td><p>P266</p></td><td><p>token</p></td><td><p>[-]</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>CertificationNumberTyre</p></td><td><p>P267</p></td><td><p>token</p></td><td><p>[-]</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>CertificationNumberAirdrag</p></td><td><p>P268</p></td><td><p>token</p></td><td><p>[-]</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>ZeroEmissionVehicle</p></td><td><p>P269</p></td><td><p>boolean</p></td><td><p>[-]</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>VocationalVehicle</p></td><td><p>P270</p></td><td><p>boolean</p></td><td><p>[-]</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>NgTankSystem</p></td><td><p>P275</p></td><td><p>string</p></td><td><p>[-]</p></td><td><p>Allowed values: &#8216;Compressed&#8217;, &#8216;Liquefied&#8217;</p><p>Only relevant for vehicles with engines of fuel type &#8216;NG PI&#8217; (P193)</p></td></tr><tr><td><p>Sleeper cab</p></td><td><p>P276</p></td><td><p>boolean</p></td><td><p>[-]</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p><a>(<span>1</span>)&#160;&#160;&#160;</a>In case of multiple PTOs mounted to the transmission, only the component with the highest losses according to point 3.6 of Annex IX, for its combination of criteria &#8216;PTOShaftsGearWheels&#8217; and &#8216;PTOShaftsOtherElements&#8217;, shall be declared.</p></td></tr></tbody></table> Table 2 Input parameters ‘Vehicle/AxleConfiguration’ per wheel axle <table><col/><col/><col/><col/><col/><tbody><tr><td><p>Parameter name</p></td><td><p>Parameter ID</p></td><td><p>Type</p></td><td><p>Unit</p></td><td><p>Description/Reference</p></td></tr><tr><td><p>TwinTyres</p></td><td><p>P045</p></td><td><p>boolean</p></td><td><p>[-]</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>AxleType</p></td><td><p>P154</p></td><td><p>string</p></td><td><p>[-]</p></td><td><p>Allowed values: &#8216;VehicleNonDriven&#8217;, &#8216;VehicleDriven&#8217;</p></td></tr><tr><td><p>Steered</p></td><td><p>P195</p></td><td><p>boolean</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr></tbody></table> Table 3 Input parameters ‘Vehicle/Auxiliaries’ <table><col/><col/><col/><col/><col/><tbody><tr><td><p>Parameter name</p></td><td><p>Parameter ID</p></td><td><p>Type</p></td><td><p>Unit</p></td><td><p>Description/Reference</p></td></tr><tr><td><p>Fan/Technology</p></td><td><p>P181</p></td><td><p>string</p></td><td><p>[-]</p></td><td><p>Allowed values: &#8216;Crankshaft mounted - Electronically controlled visco clutch&#8217;, &#8216;Crankshaft mounted - Bimetallic controlled visco clutch&#8217;, &#8216;Crankshaft mounted - Discrete step clutch&#8217;, &#8216;Crankshaft mounted - On/off clutch&#8217;, &#8216;Belt driven or driven via transm. - Electronically controlled visco clutch&#8217;, &#8216;Belt driven or driven via transm. - Bimetallic controlled visco clutch&#8217;, &#8216;Belt driven or driven via transm. - Discrete step clutch&#8217;, &#8216;Belt driven or driven via transm. - On/off clutch&#8217;, &#8216;Hydraulic driven - Variable displacement pump&#8217;, &#8216;Hydraulic driven - Constant displacement pump&#8217;, &#8216;Electrically driven - Electronically controlled&#8217;</p></td></tr><tr><td><p>SteeringPump/Technology</p></td><td><p>P182</p></td><td><p>string</p></td><td><p>[-]</p></td><td><p>Allowed values: &#8216;Fixed displacement&#8217;, &#8216;Fixed displacement with elec. control&#8217;, &#8216;Dual displacement&#8217;, &#8216;Variable displacement mech. controlled&#8217;, &#8216;Variable displacement elec. controlled&#8217;, &#8216;Electric&#8217;</p><p><span>Separate entry for each steered wheel axle required</span></p></td></tr><tr><td><p>ElectricSystem/Technology</p></td><td><p>P183</p></td><td><p>string</p></td><td><p>[-]</p></td><td><p>Allowed values: &#8216;Standard technology&#8217;, &#8216;Standard technology - LED headlights, all&#8217;</p></td></tr><tr><td><p>PneumaticSystem/Technology</p></td><td><p>P184</p></td><td><p>string</p></td><td><p>[-]</p></td><td><p>Allowed values: &#8216;Small&#8217;, &#8216;Small + ESS&#8217;, &#8216;Small + visco clutch&#8217; , &#8216;Small + mech. clutch&#8217;, &#8216;Small + ESS + AMS&#8217;, &#8216;Small + visco clutch + AMS&#8217;, &#8216;Small + mech. clutch + AMS&#8217;, &#8216;Medium Supply 1-stage&#8217;, &#8216;Medium Supply 1-stage + ESS&#8217;, &#8216;Medium Supply 1-stage + visco clutch&#8217; , &#8216;Medium Supply 1-stage + mech. clutch&#8217;, &#8216;Medium Supply 1-stage + ESS + AMS&#8217;, &#8216;Medium Supply 1-stage + visco clutch + AMS&#8217;, &#8216;Medium Supply 1-stage + mech. clutch + AMS&#8217;, &#8216;Medium Supply 2-stage&#8217;, &#8216;Medium Supply 2-stage + ESS&#8217;, &#8216;Medium Supply 2-stage + visco clutch&#8217; , &#8216;Medium Supply 2-stage + mech. clutch&#8217;, &#8216;Medium Supply 2-stage + ESS + AMS&#8217;, &#8216;Medium Supply 2-stage + visco clutch + AMS&#8217;, &#8216;Medium Supply 2-stage + mech. clutch + AMS&#8217;, &#8216;Large Supply&#8217;, &#8216;Large Supply + ESS&#8217;, &#8216;Large Supply + visco clutch&#8217; , &#8216;Large Supply + mech. clutch&#8217;, &#8216;Large Supply + ESS + AMS&#8217;, &#8216;Large Supply + visco clutch + AMS&#8217;, &#8216;Large Supply + mech. clutch + AMS&#8217;; &#8216;Vacuum pump&#8217;</p></td></tr><tr><td><p><a>&#9660;M1</a></p></td></tr><tr><td><p>HVAC/Technology</p></td><td><p>P185</p></td><td><p>string</p></td><td><p>[-]</p></td><td><p>Allowed values: &#8216;None&#8217;, &#8216;Default&#8217;</p></td></tr><tr><td><p><a>&#9660;B</a></p></td></tr></tbody></table> Table 4 Input parameters ‘Vehicle/EngineTorqueLimits’ per gear (optional) <table><col/><col/><col/><col/><col/><tbody><tr><td><p>Parameter name</p></td><td><p>Parameter ID</p></td><td><p>Type</p></td><td><p>Unit</p></td><td><p>Description/Reference</p></td></tr><tr><td><p>Gear</p></td><td><p>P196</p></td><td><p>integer</p></td><td><p>[-]</p></td><td><p>only gear numbers need to be specified where vehicle related engine torque limits according to point 6 are applicable</p></td></tr><tr><td><p>MaxTorque</p></td><td><p>P197</p></td><td><p>integer</p></td><td><p>[Nm]</p></td><td><p>&#160;</p><div/></td></tr></tbody></table> Table 5 Input parameters for ZE-HDVs, He-HDVs and dual-fuel vehicles <table><col/><col/><col/><col/><col/><tbody><tr><td><p>Parameter name</p></td><td><p>Parameter ID</p></td><td><p>Type</p></td><td><p>Unit</p></td><td><p>Description/Reference</p></td></tr><tr><td><p>Manufacturer</p></td><td><p>P235</p></td><td><p>token</p></td><td><p>[-]</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>ManufacturerAddress</p></td><td><p>P252</p></td><td><p>token</p></td><td><p>[-]</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>Model</p></td><td><p>P236</p></td><td><p>token</p></td><td><p>[-]</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>VIN</p></td><td><p>P238</p></td><td><p>token</p></td><td><p>[-]</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>Date</p></td><td><p>P239</p></td><td><p>dateTime</p></td><td><p>[-]</p></td><td><p>Date and time when the component-hash is created</p></td></tr><tr><td><p>LegislativeClass</p></td><td><p>P251</p></td><td><p>string</p></td><td><p>[-]</p></td><td><p>Allowed values: &#8216;N2&#8217;, &#8216;N3&#8217;</p></td></tr><tr><td><p>VehicleCategory</p></td><td><p>P036</p></td><td><p>string</p></td><td><p>[-]</p></td><td><p>Allowed values: &#8216;Rigid Lorry&#8217;, &#8216;Tractor&#8217;</p></td></tr><tr><td><p>CurbMassChassis</p></td><td><p>P038</p></td><td><p>int</p></td><td><p>[kg]</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>GrossVehicleMass</p></td><td><p>P041</p></td><td><p>int</p></td><td><p>[kg]</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>MaxNetPower1</p></td><td><p>P277</p></td><td><p>int</p></td><td><p>[W]</p></td><td><p>If He-HDV = Y: highest maximum net power of all energy converters, which are linked to the vehicle driveline or the wheels</p></td></tr><tr><td><p>MaxNetPower2</p></td><td><p>P278</p></td><td><p>int</p></td><td><p>[W]</p></td><td><p>If He-HDV = Y: second highest maximum net power of all energy converters, which are linked to the vehicle driveline or the wheels</p></td></tr><tr><td><p>ZE-HDV</p></td><td><p>P269</p></td><td><p>boolean</p></td><td><p>[-]</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>He-HDV</p></td><td><p>P279</p></td><td><p>boolean</p></td><td><p>[-]</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>DualFuelVehicle</p></td><td><p>P280</p></td><td><p>boolean</p></td><td><p>[-]</p></td><td><p>&#160;</p><div/></td></tr></tbody></table> Table 6 Input parameters ‘Advanced driver assistance systems’ <table><col/><col/><col/><col/><col/><tbody><tr><td><p>Parameter name</p></td><td><p>Parameter ID</p></td><td><p>Type</p></td><td><p>Unit</p></td><td><p>Description/Reference</p></td></tr><tr><td><p>EngineStopStart</p></td><td><p>P271</p></td><td><p>boolean</p></td><td><p>[-]</p></td><td><p>In accordance with point 8.1.1</p></td></tr><tr><td><p>EcoRollWithoutEngineStop</p></td><td><p>P272</p></td><td><p>boolean</p></td><td><p>[-]</p></td><td><p>In accordance with point 8.1.2</p></td></tr><tr><td><p>EcoRollWithEngineStop</p></td><td><p>P273</p></td><td><p>boolean</p></td><td><p>[-]</p></td><td><p>In accordance with point 8.1.3</p></td></tr><tr><td><p>PredictiveCruiseControl</p></td><td><p>P274</p></td><td><p>string</p></td><td><p>[-]</p></td><td><p>In accordance with point 8.1.4, allowed values: &#8216;1,2&#8217;, &#8216;1,2,3&#8217;</p></td></tr></tbody></table> 4. Vehicle mass <table><col/><col/><tr><td><p>4.1</p></td><td><p>The vehicle mass used as input for the simulation tool shall be the corrected actual mass of the vehicle.</p><p>This corrected actual mass shall be based on vehicles equipped in such a way that they are compliant to all regulatory acts of Annex IV and Annex XI to Directive 2007/46/EC applicable to the particular vehicle class.</p></td></tr></table> <table><col/><col/><tr><td><p>4.2</p></td><td><p>If not all the standard equipment is installed, the manufacturer shall add the weight of the following construction elements to the corrected actual mass of the vehicle:</p><div><p>(a)<span>&#160;</span>Front under-run protection in accordance with Regulation (EC) No 661/2009 of the European Parliament and of the Council&#160;(<a><span>3</span></a>)</p></div><div><p>(b)<span>&#160;</span>Rear under-run protection in accordance with Regulation (EC) No 661/2009 of the European Parliament and of the Council</p></div><div><p>(c)<span>&#160;</span>Lateral protection in accordance with Regulation (EC) No 661/2009 of the European Parliament and of the Council</p></div><div><p>(d)<span>&#160;</span>Fifth wheel in accordance with Regulation (EC) No 661/2009 of the European Parliament and of the Council</p></div></td></tr></table> <table><col/><col/><tr><td><p>4.3</p></td><td><p>The weight of the construction elements referred to in point 4.2 shall be the following:</p><div><p>For vehicles of groups 1, 2 and 3</p><table><col/><col/><tr><td><p>Front under-ride protection</p></td><td><p>45&#160;kg</p></td></tr></table><table><col/><col/><tr><td><p>Rear under-ride protection</p></td><td><p>40&#160;kg</p></td></tr></table><table><col/><col/><tr><td><p>Lateral protection</p></td><td><p>8,5&#160;kg/m &#215; wheel base [m] &#8211; 2,5&#160;kg</p></td></tr></table><p><a>&#9660;M1</a>&#160;&#8212;&#8212;&#8212;&#8212;&#8212;</p><p><a>&#9660;B</a></p></div><div><p>For vehicles of groups 4, 5, 9 to 12 and 16</p><table><col/><col/><tr><td><p>Front under-ride protection</p></td><td><p>50&#160;kg</p></td></tr></table><table><col/><col/><tr><td><p>Rear under-ride protection</p></td><td><p>45&#160;kg</p></td></tr></table><table><col/><col/><tr><td><p>Lateral protection</p></td><td><p>14&#160;kg/m &#215; wheel base [m] &#8211; 17&#160;kg</p></td></tr></table><table><col/><col/><tr><td><p>Fifth wheel</p></td><td><p>210&#160;kg</p></td></tr></table></div></td></tr></table> 5. Hydraulically and mechanically driven axles In case of vehicles equipped with: (a) a hydraulically driven axles, the axle shall be treated as a non-drivable one and the manufacturer shall not take it into consideration for establishing an axle configuration of a vehicle; (b) a mechanically driven axles, the axle shall be treated as a drivable one and the manufacturer shall take it into consideration for establishing an axle configuration of a vehicle; 6. Gear dependent engine torque limits set by vehicle control For the highest 50 % of the gears (e.g. for gears 7 to 12 of a 12 gear transmission) the vehicle manufacturer may declare a gear dependent maximum engine torque limit which is not higher than 95 % of the maximum engine torque. 7. Vehicle specific engine idling speed <table><col/><col/><tr><td><p>7.1.</p></td><td><p>The engine idling speed has to be declared in VECTO for each individual vehicle. This declared vehicle engine idling shall be equal or higher than specified in the engine input data approval.</p></td></tr></table> 8. Advanced driver assistance systems 8.1. The following types of advanced driver assistance systems, which are primarily aiming for reduction of fuel consumption and CO 2 emissions, shall be declared in the input to the simulation tool: 8.1.1. Engine stop-start during vehicle stops: system which automatically shuts down and restarts the internal combustion engine during vehicle stops to reduce engine idling time. For automatic engine shut down the maximum time delay after the vehicle stop shall be not longer than 3 seconds. 8.1.2. Eco-roll without engine stop-start: system which automatically decouples the internal combustion engine from the drivetrain during specific downhill driving conditions with low negative gradients. During these phases the internal combustion engine is operated in engine idling. The system shall be active at least at all cruise control set speeds above 60 km/h. 8.1.3. Eco-roll with engine stop-start: system which automatically decouples the internal combustion engine from the drivetrain during specific downhill driving conditions with low negative slopes. During these phases the internal combustion engine is shut down after a short time delay and keeps shut down during the main share of the eco-roll phase. The system shall be active at least at all cruise control set speeds of above 60 km/h. 8.1.4. Predictive cruise control (PCC): systems which optimise the usage of potential energy during a driving cycle based on an available preview of road gradient data and the use of a GPS system. A PCC system declared in the input to the simulation tool shall have a gradient preview distance longer than 1 000 metres and cover all following functionalities: (1) Crest coasting Approaching a crest the vehicle velocity is reduced before the point where the vehicle starts accelerating by gravity alone compared to the set speed of the cruise control so that the braking during the following downhill phase can be reduced. (2) Acceleration without engine power During downhill driving with a low vehicle velocity and a high negative slope the vehicle acceleration is performed without any engine power usage so that the downhill braking can be reduced. (3) Dip coasting During downhill driving when the vehicle is braking at the overspeed velocity, PCC increases the overspeed for a short period of time to end the downhill event with a higher vehicle velocity. Overspeed is a higher vehicle speed than the set speed of the cruise control system. A PCC system can be declared as input to the simulation tool if either the functionalities set out in points (1) and (2) or points (1), (2) and (3) are covered. 8.2. The eleven combinations of the advanced driver assistance systems as set out in Table 7 are input parameters into the simulation tool: Table 7 Combinations of advanced driver assistance systems as input parameters into the simulation tool <table><col/><col/><col/><col/><col/><tbody><tr><td><p>Combination No</p></td><td><p>Engine stop-start during vehicle stops</p></td><td><p>Eco-roll without engine stop-start</p></td><td><p>Eco-roll with engine stop-start</p></td><td><p>Predictive cruise control</p></td></tr><tr><td><p>1</p></td><td><p>yes</p></td><td><p>no</p></td><td><p>no</p></td><td><p>no</p></td></tr><tr><td><p>2</p></td><td><p>no</p></td><td><p>yes</p></td><td><p>no</p></td><td><p>no</p></td></tr><tr><td><p>3</p></td><td><p>no</p></td><td><p>no</p></td><td><p>yes</p></td><td><p>no</p></td></tr><tr><td><p>4</p></td><td><p>no</p></td><td><p>no</p></td><td><p>no</p></td><td><p>yes</p></td></tr><tr><td><p>5</p></td><td><p>yes</p></td><td><p>yes</p></td><td><p>no</p></td><td><p>no</p></td></tr><tr><td><p>6</p></td><td><p>yes</p></td><td><p>no</p></td><td><p>yes</p></td><td><p>no</p></td></tr><tr><td><p>7</p></td><td><p>yes</p></td><td><p>no</p></td><td><p>no</p></td><td><p>yes</p></td></tr><tr><td><p>8</p></td><td><p>no</p></td><td><p>yes</p></td><td><p>no</p></td><td><p>yes</p></td></tr><tr><td><p>9</p></td><td><p>no</p></td><td><p>no</p></td><td><p>yes</p></td><td><p>yes</p></td></tr><tr><td><p>10</p></td><td><p>yes</p></td><td><p>yes</p></td><td><p>no</p></td><td><p>yes</p></td></tr><tr><td><p>11</p></td><td><p>yes</p></td><td><p>no</p></td><td><p>yes</p></td><td><p>yes</p></td></tr></tbody></table> 8.3. Any advanced driver assistance system declared in the input into the simulation tool shall by default be set to fuel economy mode after each key-off/key-on cycle. 8.4. If an advanced driver assistance system is declared in the input into the simulation tool, it shall be possible to verify the presence of such a system based on real world driving and the system definitions as set out in point 8.1. If a certain combination of systems is declared, also the interaction of functionalities (e.g. predictive cruise control plus eco-roll with engine stop-start) shall be demonstrated. In the verification procedure it shall be taken into consideration, that the systems need certain boundary conditions to be ‘active’ (e.g. engine at operation temperature for engine stop-start, certain vehicle speed ranges for PCC, certain ratios of road gradients with vehicle mass for eco-roll). The vehicle manufacturer needs to submit a functional description of boundary conditions when the systems are ‘inactive’ or their efficiency is reduced. The approval authority may request the technical justifications of these boundary conditions from the applicant for approval and assess them for compliance. ANNEX IV MODEL OF THE MANUFACTURER'S RECORDS FILE AND OF THE CUSTOMER INFORMATION FILE PART I Vehicle CO 2 emissions and fuel consumption – Manufacturer's records file The manufacturer's records file will be produced by the simulation tool and shall at least contain the following information: 1. Vehicle, component, separate technical unit and systems data 1.1. Vehicle data <table><col/><col/><tr><td><p>1.1.1.</p></td><td><p>Name and address of manufacturer</p></td></tr></table> <table><col/><col/><tr><td><p>1.1.2.</p></td><td><p>Vehicle model</p></td></tr></table> <table><col/><col/><tr><td><p>1.1.3.</p></td><td><p>Vehicle identification number (VIN) &#8230;</p></td></tr></table> <table><col/><col/><tr><td><p>1.1.4.</p></td><td><p>Vehicle category (N1 N2, N3, M1, M2, M3) &#8230;</p></td></tr></table> <table><col/><col/><tr><td><p>1.1.5.</p></td><td><p>Axle configuration &#8230;</p></td></tr></table> <table><col/><col/><tr><td><p>1.1.6.</p></td><td><p>Max. gross vehicle weight (t) &#8230;</p></td></tr></table> <table><col/><col/><tr><td><p>1.1.7.</p></td><td><p>Vehicle group in accordance with Table 1 &#8230;</p></td></tr></table> <table><col/><col/><tr><td><p>1.1.8.</p></td><td><p>Corrected actual curb mass (kg) &#8230;</p></td></tr></table> <table><col/><col/><tr><td><p>1.1.9.</p></td><td><p>Vocational vehicle (yes/no) &#8230;</p></td></tr></table> <table><col/><col/><tr><td><p>1.1.10.</p></td><td><p>Zero emission heavy-duty vehicle (yes/no) &#8230;</p></td></tr></table> <table><col/><col/><tr><td><p>1.1.11.</p></td><td><p>Hybrid electric heavy-duty vehicle (yes/no) &#8230;</p></td></tr></table> <table><col/><col/><tr><td><p>1.1.12.</p></td><td><p>Dual-fuel vehicle (yes/no) &#8230;</p></td></tr></table> <table><col/><col/><tr><td><p>1.1.13.</p></td><td><p>Sleeper cab (yes/no) &#8230;</p></td></tr></table> 1.2. Main engine specifications <table><col/><col/><tr><td><p>1.2.1.</p></td><td><p>Engine model</p></td></tr></table> <table><col/><col/><tr><td><p>1.2.2.</p></td><td><p>Engine certification number &#8230;</p></td></tr></table> <table><col/><col/><tr><td><p>1.2.3.</p></td><td><p>Engine rated power (kW) &#8230;</p></td></tr></table> <table><col/><col/><tr><td><p>1.2.4.</p></td><td><p>Engine idling speed (1/min) &#8230;</p></td></tr></table> <table><col/><col/><tr><td><p>1.2.5.</p></td><td><p>Engine rated speed (1/min) &#8230;</p></td></tr></table> <table><col/><col/><tr><td><p>1.2.6.</p></td><td><p>Engine capacity (ltr) &#8230;</p></td></tr></table> <table><col/><col/><tr><td><p>1.2.7.</p></td><td><p>Fuel type (Diesel CI/CNG PI/LNG PI&#8230;) &#8230;</p></td></tr></table> <table><col/><col/><tr><td><p>1.2.8.</p></td><td><p>Hash of the engine input data and input information &#8230;</p></td></tr></table> 1.3. Main transmission specifications <table><col/><col/><tr><td><p>1.3.1.</p></td><td><p>Transmission model</p></td></tr></table> <table><col/><col/><tr><td><p>1.3.2.</p></td><td><p>Transmission certification number &#8230;</p></td></tr></table> <table><col/><col/><tr><td><p>1.3.3.</p></td><td><p>Main option used for generation of loss maps (Option1/Option2/Option3/Stnadard values) &#8230;:</p></td></tr></table> <table><col/><col/><tr><td><p>1.3.4.</p></td><td><p>Transmission type (SMT, AMT, APT-S,APT-P) &#8230;</p></td></tr></table> <table><col/><col/><tr><td><p>1.3.5.</p></td><td><p>Nr. of gears &#8230;</p></td></tr></table> <table><col/><col/><tr><td><p>1.3.6.</p></td><td><p>Transmission ratio final gear &#8230;</p></td></tr></table> <table><col/><col/><tr><td><p>1.3.7.</p></td><td><p>Retarder type &#8230;</p></td></tr></table> <table><col/><col/><tr><td><p>1.3.8.</p></td><td><p>Power take off (yes/no) &#8230;</p></td></tr></table> <table><col/><col/><tr><td><p>1.3.9.</p></td><td><p>Hash of the transmission input data and input information &#8230;</p></td></tr></table> 1.4. Retarder specifications <table><col/><col/><tr><td><p>1.4.1.</p></td><td><p>Retarder model</p></td></tr></table> <table><col/><col/><tr><td><p>1.4.2.</p></td><td><p>Retarder certification number &#8230;</p></td></tr></table> <table><col/><col/><tr><td><p>1.4.3.</p></td><td><p>Certification option used for generation of a loss map (standard values/measurement) &#8230;</p></td></tr></table> <table><col/><col/><tr><td><p>1.4.4.</p></td><td><p>Hash of the other torque transferring components input data and input information &#8230;</p></td></tr></table> 1.5. Torque converter specification <table><col/><col/><tr><td><p>1.5.1.</p></td><td><p>Torque converter model</p></td></tr></table> <table><col/><col/><tr><td><p>1.5.2.</p></td><td><p>Torque converter certification number &#8230;</p></td></tr></table> <table><col/><col/><tr><td><p>1.5.3.</p></td><td><p>Certification option used for generation of a loss map (standard values/measurement) &#8230;</p></td></tr></table> <table><col/><col/><tr><td><p>1.5.4.</p></td><td><p>Hash of the torque converter input data and input information &#8230;</p></td></tr></table> 1.6. Angle drive specifications <table><col/><col/><tr><td><p>1.6.1.</p></td><td><p>Angle drive model</p></td></tr></table> <table><col/><col/><tr><td><p>1.6.2.</p></td><td><p>Axle certification number &#8230;</p></td></tr></table> <table><col/><col/><tr><td><p>1.6.3.</p></td><td><p>Certification option used for generation of a loss map (standard values/measurement) &#8230;</p></td></tr></table> <table><col/><col/><tr><td><p>1.6.4.</p></td><td><p>Angle drive ratio &#8230;</p></td></tr></table> <table><col/><col/><tr><td><p>1.6.5.</p></td><td><p>Hash of the additional driveline components input data and input information &#8230;</p></td></tr></table> 1.7. Axle specifications <table><col/><col/><tr><td><p>1.7.1.</p></td><td><p>Axle model &#8230;</p></td></tr></table> <table><col/><col/><tr><td><p>1.7.2.</p></td><td><p>Axle certification number &#8230;</p></td></tr></table> <table><col/><col/><tr><td><p>1.7.3.</p></td><td><p>Certification option used for generation of a loss map (standard values/measurement) &#8230;</p></td></tr></table> <table><col/><col/><tr><td><p>1.7.4.</p></td><td><p>Axle type (e.g. standard single driven axle) &#8230;</p></td></tr></table> <table><col/><col/><tr><td><p>1.7.5.</p></td><td><p>Axle ratio &#8230;</p></td></tr></table> <table><col/><col/><tr><td><p>1.7.6.</p></td><td><p>Hash of the axle input data and input information &#8230;</p></td></tr></table> 1.8. Aerodynamics <table><col/><col/><tr><td><p>1.8.1.</p></td><td><p>Model</p></td></tr></table> <table><col/><col/><tr><td><p>1.8.2.</p></td><td><p>Certification option used for generation of CdxA (standard values /measurement) &#8230;</p></td></tr></table> <table><col/><col/><tr><td><p>1.8.3.</p></td><td><p>CdxA Certification number (if applicable) &#8230;</p></td></tr></table> <table><col/><col/><tr><td><p>1.8.4.</p></td><td><p>CdxA value &#8230;</p></td></tr></table> <table><col/><col/><tr><td><p>1.8.5.</p></td><td><p>Hash of the air drag input data and input information &#8230;</p></td></tr></table> 1.9. Main tyre specifications <table><col/><col/><tr><td><p>1.9.1.</p></td><td><p>Tyre dimension axle 1 &#8230;</p></td></tr></table> <table><col/><col/><tr><td><p>1.9.2.</p></td><td><p>Tyre certification number &#8230;</p></td></tr></table> <table><col/><col/><tr><td><p>1.9.3.</p></td><td><p>Specific RRC of all tyres on axle 1 &#8230;</p></td></tr></table> <table><col/><col/><tr><td><p>1.9.3a.</p></td><td><p>Hash of the tyre input data and input information axle 1 &#8230;</p></td></tr></table> <table><col/><col/><tr><td><p>1.9.4.</p></td><td><p>Tyre dimension axle 2 &#8230;</p></td></tr></table> <table><col/><col/><tr><td><p>1.9.5.</p></td><td><p>Twin axle (yes/no) axle 2 &#8230;</p></td></tr></table> <table><col/><col/><tr><td><p>1.9.6.</p></td><td><p>Tyre certification number &#8230;</p></td></tr></table> <table><col/><col/><tr><td><p>1.9.7.</p></td><td><p>Specific RRC of all tyres on axle 2 &#8230;</p></td></tr></table> <table><col/><col/><tr><td><p>1.9.7a.</p></td><td><p>Hash of the tyre input data and input information axle 2 &#8230;</p></td></tr></table> <table><col/><col/><tr><td><p>1.9.8.</p></td><td><p>Tyre dimension axle 3 &#8230;</p></td></tr></table> <table><col/><col/><tr><td><p>1.9.9.</p></td><td><p>Twin axle (yes/no) axle 3 &#8230;</p></td></tr></table> <table><col/><col/><tr><td><p>1.9.10.</p></td><td><p>Tyre certification number &#8230;</p></td></tr></table> <table><col/><col/><tr><td><p>1.9.11.</p></td><td><p>Specific RRC of all tyres on axle 3 &#8230;</p></td></tr></table> <table><col/><col/><tr><td><p>1.9.11a.</p></td><td><p>Hash of the tyre input data and input information axle 3 &#8230;</p></td></tr></table> <table><col/><col/><tr><td><p>1.9.12.</p></td><td><p>Tyre dimension axle 4 &#8230;</p></td></tr></table> <table><col/><col/><tr><td><p>1.9.13.</p></td><td><p>Twin axle (yes/no) axle 4 &#8230;</p></td></tr></table> <table><col/><col/><tr><td><p>1.9.14.</p></td><td><p>Tyre certification number &#8230;</p></td></tr></table> <table><col/><col/><tr><td><p>1.9.15.</p></td><td><p>Specific RRC of all tyres on axle 4 &#8230;</p></td></tr></table> <table><col/><col/><tr><td><p>1.9.16.</p></td><td><p>Hash of the tyre input data and input information axle 4 &#8230;</p></td></tr></table> 1.10. Main auxiliary specifications <table><col/><col/><tr><td><p>1.10.1.</p></td><td><p>Engine cooling fan technology &#8230;</p></td></tr></table> <table><col/><col/><tr><td><p>1.10.2.</p></td><td><p>Steering pump technology &#8230;</p></td></tr></table> <table><col/><col/><tr><td><p>1.10.3.</p></td><td><p>Electric system technology &#8230;</p></td></tr></table> <table><col/><col/><tr><td><p>1.10.4.</p></td><td><p>Pneumatic system technology &#8230;</p></td></tr></table> 1.11. Engine torque limitations <table><col/><col/><tr><td><p>1.11.1.</p></td><td><p>Engine torque limit at gear 1 (% of max engine torque) &#8230;</p></td></tr></table> <table><col/><col/><tr><td><p>1.11.2.</p></td><td><p>Engine torque limit at gear 2 (% of max engine torque) &#8230;</p></td></tr></table> <table><col/><col/><tr><td><p>1.11.3.</p></td><td><p>Engine torque limit at gear 3 (% of max engine torque) &#8230;</p></td></tr></table> <table><col/><col/><tr><td><p>1.11.4.</p></td><td><p>Engine torque limit at gear &#8230; (% of max engine torque)</p></td></tr></table> 1.12. Advanced driver assistance systems (ADAS) 1.12.1. Engine stop-start during vehicle stops (yes/no) … 1.12.2. Eco-roll without engine stop-start (yes/no) … 1.12.3. Eco-roll with engine stop-start (yes/no) … 1.12.4. Predictive cruise control (yes/no) … 2. Mission profile and loading dependent values 2.1. Simulation parameters (for each profile/load/fuel combination) <table><col/><col/><tr><td><p>2.1.1.</p></td><td><p>Mission profile (long haul/long haul (EMS)/regional/regional (EMS)/urban/municipal/construction) &#8230;</p></td></tr></table> <table><col/><col/><tr><td><p>2.1.2.</p></td><td><p>Load (as defined in the simulation tool) (kg) &#8230;</p></td></tr></table> <table><col/><col/><tr><td><p>2.1.3.</p></td><td><p>Fuel (diesel/petrol/LPG/CNG/&#8230;) &#8230;</p></td></tr></table> <table><col/><col/><tr><td><p>2.1.4.</p></td><td><p>Total vehicle mass in simulation (kg) &#8230;</p></td></tr></table> 2.2. Vehicle driving performance and information for simulation quality check <table><col/><col/><tr><td><p>2.2.1.</p></td><td><p>Average speed (km/h) &#8230;</p></td></tr></table> <table><col/><col/><tr><td><p>2.2.2.</p></td><td><p>Minimum instantaneous speed (km/h) &#8230;</p></td></tr></table> <table><col/><col/><tr><td><p>2.2.3.</p></td><td><p>Maximum instantaneous speed (km/h) &#8230;</p></td></tr></table> <table><col/><col/><tr><td><p>2.2.4.</p></td><td><p>Maximum deceleration (m/s<span>2</span>) &#8230;</p></td></tr></table> <table><col/><col/><tr><td><p>2.2.5.</p></td><td><p>Maximum acceleration (m/s<span>2</span>) &#8230;</p></td></tr></table> <table><col/><col/><tr><td><p>2.2.6.</p></td><td><p>Full load percentage on driving time &#8230;</p></td></tr></table> <table><col/><col/><tr><td><p>2.2.7.</p></td><td><p>Total number of gear shifts &#8230;</p></td></tr></table> <table><col/><col/><tr><td><p>2.2.8.</p></td><td><p>Total driven distance (km) &#8230;</p></td></tr></table> 2.3. Fuel and CO 2 results <table><col/><col/><tr><td><p>2.3.1.</p></td><td><p>Fuel consumption (g/km) &#8230;</p></td></tr></table> <table><col/><col/><tr><td><p>2.3.2.</p></td><td><p>Fuel consumption (g/t-km) &#8230;</p></td></tr></table> <table><col/><col/><tr><td><p>2.3.3.</p></td><td><p>Fuel consumption (g/p-km) &#8230;</p></td></tr></table> <table><col/><col/><tr><td><p>2.3.4.</p></td><td><p>Fuel consumption (g/m<span>3</span>-km) &#8230;</p></td></tr></table> <table><col/><col/><tr><td><p>2.3.5.</p></td><td><p>Fuel consumption (l/100km) &#8230;</p></td></tr></table> <table><col/><col/><tr><td><p>2.3.6.</p></td><td><p>Fuel consumption (l/t-km) &#8230;</p></td></tr></table> <table><col/><col/><tr><td><p>2.3.7.</p></td><td><p>Fuel consumption (l/p-km) &#8230;</p></td></tr></table> <table><col/><col/><tr><td><p>2.3.8.</p></td><td><p>Fuel consumption (l/m<span>3</span>-km) &#8230;</p></td></tr></table> <table><col/><col/><tr><td><p>2.3.9.</p></td><td><p>Fuel consumption (MJ/km) &#8230;</p></td></tr></table> <table><col/><col/><tr><td><p>2.3.10.</p></td><td><p>Fuel consumption (MJ/t-km) &#8230;</p></td></tr></table> <table><col/><col/><tr><td><p>2.3.11.</p></td><td><p>Fuel consumption (MJ/p-km) &#8230;</p></td></tr></table> <table><col/><col/><tr><td><p>2.3.12.</p></td><td><p>Fuel consumption (MJ/m<span>3</span>-km) &#8230;</p></td></tr></table> <table><col/><col/><tr><td><p>2.3.13.</p></td><td><p>CO<span>2</span> (g/km) &#8230;</p></td></tr></table> <table><col/><col/><tr><td><p>2.3.14.</p></td><td><p>CO<span>2</span> (g/t-km) &#8230;</p></td></tr></table> <table><col/><col/><tr><td><p>2.3.15.</p></td><td><p>CO<span>2</span> (g/p-km) &#8230;</p></td></tr></table> <table><col/><col/><tr><td><p>2.3.16.</p></td><td><p>CO<span>2</span> (g/m<span>3</span>-km) &#8230;</p></td></tr></table> 3. Software and user information 3.1. Software and user information <table><col/><col/><tr><td><p>3.1.1.</p></td><td><p>Simulation tool version (X.X.X) &#8230;</p></td></tr></table> <table><col/><col/><tr><td><p>3.1.2.</p></td><td><p>Date and time of the simulation</p></td></tr></table> <table><col/><col/><tr><td><p>3.1.3.</p></td><td><p>Hash of simulation tool input information and input data &#8230;</p></td></tr></table> <table><col/><col/><tr><td><p>3.1.4.</p></td><td><p>Cryptographic hash of the manufacturer's records file &#8230;</p></td></tr></table> PART II Vehicle CO 2 emissions and fuel consumption - Customer information file 1. Vehicle, component, separate technical unit and systems data 1.1. Vehicle data <table><col/><col/><tr><td><p>1.1.1.</p></td><td><p>Vehicle identification number (VIN) &#8230;</p></td></tr></table> <table><col/><col/><tr><td><p>1.1.2.</p></td><td><p>Vehicle category (N<span>1</span> N<span>2</span>, N<span>3</span>, M<span>1</span>, M<span>2</span>, M<span>3</span>) &#8230;</p></td></tr></table> <table><col/><col/><tr><td><p>1.1.3.</p></td><td><p>Axle configuration &#8230;</p></td></tr></table> <table><col/><col/><tr><td><p>1.1.4.</p></td><td><p>Max. gross vehicle weight (t) &#8230;</p></td></tr></table> <table><col/><col/><tr><td><p>1.1.5.</p></td><td><p>Vehicle's group &#8230;</p></td></tr></table> <table><col/><col/><tr><td><p>1.1.6.</p></td><td><p>Name and address of manufacturer &#8230;</p></td></tr></table> <table><col/><col/><tr><td><p>1.1.7.</p></td><td><p>Model &#8230;</p></td></tr></table> <table><col/><col/><tr><td><p>1.1.8.</p></td><td><p>Corrected actual curb mass (kg) &#8230;</p></td></tr></table> <table><col/><col/><tr><td><p>1.1.9.</p></td><td><p>Vocational vehicle (yes/no) &#8230;</p></td></tr></table> <table><col/><col/><tr><td><p>1.1.10.</p></td><td><p>Zero emission heavy-duty vehicle (yes/no) &#8230;</p></td></tr></table> <table><col/><col/><tr><td><p>1.1.11.</p></td><td><p>Hybrid electric heavy-duty vehicle (yes/no) &#8230;</p></td></tr></table> <table><col/><col/><tr><td><p>1.1.12.</p></td><td><p>Dual-fuel vehicle (yes/no) &#8230;</p></td></tr></table> <table><col/><col/><tr><td><p>1.1.13.</p></td><td><p>Sleeper cab (yes/no) &#8230;</p></td></tr></table> 1.2. Component, separate technical unit and systems data <table><col/><col/><tr><td><p>1.2.1.</p></td><td><p>Engine rated power (kW) &#8230;</p></td></tr></table> <table><col/><col/><tr><td><p>1.2.2.</p></td><td><p>Engine capacity (ltr) &#8230;</p></td></tr></table> <table><col/><col/><tr><td><p>1.2.3.</p></td><td><p>Fuel type (Diesel CI/CNG PI/LNG PI&#8230;) &#8230;</p></td></tr></table> <table><col/><col/><tr><td><p>1.2.4.</p></td><td><p>Transmission values (measured/standard) &#8230;</p></td></tr></table> <table><col/><col/><tr><td><p>1.2.5.</p></td><td><p>Transmission type (SMT, AMT, AT-S, AT-S) &#8230;</p></td></tr></table> <table><col/><col/><tr><td><p>1.2.6.</p></td><td><p>Nr. of gears &#8230;</p></td></tr></table> <table><col/><col/><tr><td><p>1.2.7.</p></td><td><p>Retarder (yes/no) &#8230;</p></td></tr></table> <table><col/><col/><tr><td><p>1.2.8.</p></td><td><p>Axle ratio &#8230;</p></td></tr></table> <table><col/><col/><tr><td><p>1.2.9.</p></td><td><p>Average rolling resistance coefficient (RRC) of all tyres of the motor vehicle: &#8230;</p></td></tr></table> <table><col/><col/><tr><td><p>1.2.10.</p></td><td><p>Average fuel efficiency labelling class of all tyres of the motor vehicle in accordance with Regulation (EC) No 1222/2009 &#8230;</p></td></tr></table> <table><col/><col/><tr><td><p>1.2.11.</p></td><td><p>Engine stop-start during vehicle stops (yes/no) &#8230;</p></td></tr></table> <table><col/><col/><tr><td><p>1.2.12.</p></td><td><p>Eco-roll without engine stop-start (yes/no) &#8230;</p></td></tr></table> <table><col/><col/><tr><td><p>1.2.13.</p></td><td><p>Eco-roll with engine stop-start (yes/no) &#8230;</p></td></tr></table> <table><col/><col/><tr><td><p>1.2.14.</p></td><td><p>Predictive cruise control (yes/no) &#8230;</p></td></tr></table> 2. CO 2 emissions and fuel consumption of the vehicle (for each payload/mission profile) 2.1. Payload low [kg]: <table><col/><col/><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>&#160;</p><div/></td><td><p>Average vehicle speed</p></td><td><p>CO<span>2</span> emissions</p></td><td><p>Fuel consumption</p></td></tr><tr><td><p>Long haul</p></td><td><p>&#8230; km/h</p></td><td><p>&#8230; g/km</p></td><td><p>&#8230; g/t-km</p></td><td><p>&#8230; g/m<span>3</span>-km</p></td><td><p>&#8230; l/100km</p></td><td><p>&#8230; l/t-km</p></td><td><p>&#8230; l/m<span>3</span>-km</p></td></tr><tr><td><p>Long haul (EMS)</p></td><td><p>&#8230; km/h</p></td><td><p>&#8230; g/km</p></td><td><p>&#8230; g/t-km</p></td><td><p>&#8230; g/m<span>3</span>-km</p></td><td><p>&#8230; l/100km</p></td><td><p>&#8230; l/t-km</p></td><td><p>&#8230; l/m<span>3</span>-km</p></td></tr><tr><td><p>Regional delivery</p></td><td><p>&#8230; km/h</p></td><td><p>&#8230; g/km</p></td><td><p>&#8230; g/t-km</p></td><td><p>&#8230; g/m<span>3</span>-km</p></td><td><p>&#8230; l/100km</p></td><td><p>&#8230; l/t-km</p></td><td><p>&#8230; l/m<span>3</span>-km</p></td></tr><tr><td><p>Regional delivery (EMS)</p></td><td><p>&#8230; km/h</p></td><td><p>&#8230; g/km</p></td><td><p>&#8230; g/t-km</p></td><td><p>&#8230; g/m<span>3</span>-km</p></td><td><p>&#8230; l/100km</p></td><td><p>&#8230; l/t-km</p></td><td><p>&#8230; l/m<span>3</span>-km</p></td></tr><tr><td><p>Urban delivery</p></td><td><p>&#8230; km/h</p></td><td><p>&#8230; g/km</p></td><td><p>&#8230; g/t-km</p></td><td><p>&#8230; g/m<span>3</span>-km</p></td><td><p>&#8230; l/100km</p></td><td><p>&#8230; l/t-km</p></td><td><p>&#8230; l/m<span>3</span>-km</p></td></tr><tr><td><p>Municipal utility</p></td><td><p>&#8230; km/h</p></td><td><p>&#8230; g/km</p></td><td><p>&#8230; g/t-km</p></td><td><p>&#8230; g/m<span>3</span>-km</p></td><td><p>&#8230; l/100km</p></td><td><p>&#8230; l/t-km</p></td><td><p>&#8230; l/m<span>3</span>-km</p></td></tr><tr><td><p>Construction</p></td><td><p>&#8230; km/h</p></td><td><p>&#8230; g/km</p></td><td><p>&#8230; g/t-km</p></td><td><p>&#8230; g/m<span>3</span>-km</p></td><td><p>&#8230; l/100km</p></td><td><p>&#8230; l/t-km</p></td><td><p>&#8230; l/m<span>3</span>-km</p></td></tr></tbody></table> 2.2. Payload representative [kg]: <table><col/><col/><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>&#160;</p><div/></td><td><p>Average vehicle speed</p></td><td><p>CO<span>2</span> emissions</p></td><td><p>Fuel consumption</p></td></tr><tr><td><p>Long haul</p></td><td><p>&#8230; km/h</p></td><td><p>&#8230; g/km</p></td><td><p>&#8230; g/t-km</p></td><td><p>&#8230; g/m<span>3</span>-km</p></td><td><p>&#8230; l/100km</p></td><td><p>&#8230; l/t-km</p></td><td><p>&#8230; l/m<span>3</span>-km</p></td></tr><tr><td><p>Long haul (EMS)</p></td><td><p>&#8230; km/h</p></td><td><p>&#8230; g/km</p></td><td><p>&#8230; g/t-km</p></td><td><p>&#8230;g/m<span>3</span>-km</p></td><td><p>&#8230; l/100km</p></td><td><p>&#8230; l/t-km</p></td><td><p>&#8230; l/m<span>3</span>-km</p></td></tr><tr><td><p>Regional delivery</p></td><td><p>&#8230;km/h</p></td><td><p>&#8230; g/km</p></td><td><p>&#8230; g/t-km</p></td><td><p>&#8230; g/m<span>3</span>-km</p></td><td><p>&#8230; l/100km</p></td><td><p>&#8230; l/t-km</p></td><td><p>&#8230; l/m<span>3</span>-km</p></td></tr><tr><td><p>Regional delivery (EMS)</p></td><td><p>&#8230; km/h</p></td><td><p>&#8230; g/km</p></td><td><p>&#8230; g/t-km</p></td><td><p>&#8230; g/m<span>3</span>-km</p></td><td><p>&#8230; l/100km</p></td><td><p>&#8230; l/t-km</p></td><td><p>&#8230; l/m<span>3</span>-km</p></td></tr><tr><td><p>Urban delivery</p></td><td><p>&#8230; km/h</p></td><td><p>&#8230; g/km</p></td><td><p>&#8230; g/t-km</p></td><td><p>&#8230; g/m<span>3</span>-km</p></td><td><p>&#8230; l/100km</p></td><td><p>&#8230; l/t-km</p></td><td><p>&#8230; l/m<span>3</span>-km</p></td></tr><tr><td><p>Municipal utility</p></td><td><p>&#8230; km/h</p></td><td><p>&#8230; g/km</p></td><td><p>&#8230; g/t-km</p></td><td><p>&#8230; g/m<span>3</span>-km</p></td><td><p>&#8230; l/100km</p></td><td><p>&#8230; l/t-km</p></td><td><p>&#8230; l/m<span>3</span>-km</p></td></tr><tr><td><p>Construction</p></td><td><p>&#8230; km/h</p></td><td><p>&#8230; g/km</p></td><td><p>&#8230; g/t-km</p></td><td><p>&#8230; g/m<span>3</span>-km</p></td><td><p>&#8230; l/100km</p></td><td><p>&#8230; l/t-km</p></td><td><p>&#8230; l/m<span>3</span>-km</p></td></tr></tbody></table> <table><col/><col/><tr><td><p>2.3.</p></td><td><p>Specific CO<span>2</span> emissions [gCO<span>2</span>/tkm] &#8230;</p></td></tr></table> <table><col/><col/><tr><td><p>2.4.</p></td><td><p>Average payload value [t] &#8230;</p></td></tr></table> <table><col/><col/><tr><td><p>2.5.</p></td><td>Software and user information<p><br/></p><div><p><br/></p><table><col/><col/><tbody><tr><td><p>Simulation tool version</p></td><td><p>[X.X.X]</p></td></tr><tr><td><p>Date and time of the simulation</p></td><td><p>[-]</p></td></tr></tbody></table></div></td></tr></table> <table><col/><col/><tr><td><p>3.</p></td><td><p>Cryptographic hash of the manufacturer's records file &#8230;</p></td></tr></table> ————— ANNEX V VERIFYING ENGINE DATA 1. Introduction The engine test procedure described in this Annex shall produce input data relating to engines for the simulation tool. 2. Definitions For the purposes of this Annex the definitions according to UN/ECE Regulation 49 Rev.06 and, in addition to these, the following definitions shall apply: (1) ‘engine CO 2 -family’ means a manufacturer's grouping of engines, as defined in paragraph 1 of Appendix 3; (2) ‘CO 2 -parent engine’ means an engine selected from an engine CO 2 -family as specified in Appendix 3; (3) ‘NCV’ means net calorific value of a fuel as specified in paragraph 3.2; (4) ‘specific mass emissions’ means the total mass emissions divided by the total engine work over a defined period expressed in g/kWh; (5) ‘specific fuel consumption’ means the total fuel consumption divided by the total engine work over a defined period expressed in g/kWh; (6) ‘FCMC’ means fuel consumption mapping cycle; (7) ‘Full load’ means the delivered engine torque/power at a certain engine speed when the engine is operated at maximum operator demand. The definitions in paragraphs 3.1.5 and 3.1.6. of Annex 4 to UN/ECE Regulation 49 Rev.06 shall not apply. 3. General requirements The calibration laboratory facilities shall comply with the requirements of either ISO/TS 16949, ISO 9000 series or ISO/IEC 17025. All laboratory reference measurement equipment, used for calibration and/or verification, shall be traceable to national or international standards. Engines shall be grouped into engine CO 2 -families defined in accordance with Appendix 3. Paragraph 4.1 explains which testruns shall be performed for the purpose of certification of one specific engine CO 2 -family. 3.1 Test conditions All testruns performed for the purpose of certification of one specific engine CO 2- family defined in accordance with Appendix 3 to this Annex shall be conducted on the same physical engine and without any changes to the setup of the engine dynamometer and the engine system, apart from the exceptions defined in paragraph 4.2 and Appendix 3. 3.1.1 Laboratory test conditions The tests shall be conducted under ambient conditions meeting the following conditions over the whole testrun: (1) The parameter f a describing the laboratory test conditions, determined in accordance with paragraph 6.1 of Annex 4 to UN/ECE Regulation 49 Rev.06, shall be within the following limits: 0,96 ≤ f a ≤ 1,04. (2) The absolute temperature (T a ) of the engine intake air expressed in Kelvin, determined in accordance with paragraph 6.1 of Annex 4 to UN/ECE Regulation 49 Rev.06 shall be within the following limits: 283 K ≤ T a ≤ 303 K. (3) The atmospheric pressure expressed in kPa, determined in accordance with paragraph 6.1 of Annex 4 to UN/ECE Regulation 49 Rev.06 shall be within the following limits: 90 kPa ≤ p s ≤ 102 kPa. If tests are performed in test cells that are able to simulate barometric conditions other than those existing in the atmosphere at the specific test site, the applicable f a value shall be determined with the simulated values of atmospheric pressure by the conditioning system. The same reference value for the simulated atmospheric pressure shall be used for the intake air and exhaust path and all other relevant engine systems. The actual value of the simulated atmospheric pressure for the intake air and exhaust path and all other relevant engine systems shall be within the limits specified in subpoint (3). In cases where the ambient pressure in the atmosphere at the specific test site exceeds the upper limit of 102 kPa, tests in accordance with this Annex may still be performed. In this case tests shall be performed with the specific ambient air pressure in the atmosphere. In cases where the test cell has the ability to control temperature, pressure and/or humidity of engine intake air independent of the atmospheric conditions the same settings for those parameters shall be used for all testruns performed for the purpose of certification of one specific engine CO 2 -family defined in accordance with Appendix 3 to this Annex. 3.1.2 Engine installation The test engine shall be installed in accordance with paragraphs 6.3 to 6.6 of Annex 4 to UN/ECE Regulation 49 Rev.06. If auxiliaries/equipment necessary for operating the engine system are not installed as required in accordance with paragraph 6.3 of Annex 4 to UN/ECE Regulation 49 Rev.06, all measured engine torque values shall be corrected for the power required for driving these components for the purpose of this Annex in accordance with paragraph 6.3 of Annex 4 to UN/ECE Regulation 49 Rev.06. The power consumption of the following engine components resulting in the engine torque required for driving these engine components shall be determined in accordance with Appendix 5 to this Annex: (1) fan (2) electrically powered auxiliaries/equipment necessary for operating the engine system 3.1.3 Crankcase emissions In the case of a closed crankcase, the manufacturer shall ensure that the engine's ventilation system does not permit the emission of any crankcase gases into the atmosphere. If the crankcase is of an open type, the emissions shall be measured and added to the tailpipe emissions, following the provisions set out in paragraph 6.10. of Annex 4 to UN/ECE Regulation 49 Rev.06. 3.1.4 Engines with charge air-cooling During all testruns the charge air cooling system used on the test bed shall be operated under conditions which are representative for in-vehicle application at reference ambient conditions. The reference ambient conditions are defined as 293 K for air temperature and 101,3 kPa for pressure. The laboratory charge air cooling for tests according to this regulation should comply with the provisions specified in paragraph 6.2 of Annex 4 to UN/ECE Regulation 49 Rev.06. 3.1.5 Engine cooling system (1) During all testruns the engine cooling system used on the test bed shall be operated under conditions which are representative for in-vehicle application at reference ambient conditions. The reference ambient conditions are defined as 293 K for air temperature and 101,3 kPa for pressure. (2) The engine cooling system should be equipped with thermostats according to the manufacturer specification for vehicle installation. If either a non-operational thermostat is installed or no thermostat is used, subpoint (3) shall apply. The setting of the cooling system shall be performed in accordance with subpoint (4). (3) If no thermostat is used or a non-operational thermostat is installed, the test bed system shall reflect the behavior of the thermostat under all test conditions. The setting of the cooling system shall be performed in accordance with subpoint (4). (4) The engine coolant flow rate (or alternatively the pressure difference across the engine side of the heat exchanger) and the engine coolant temperature shall be set to a value representative for in-vehicle application at reference ambient conditions when the engine is operated at rated speed and full load with the engine thermostat in fully open position. This setting defines the coolant reference temperature. For all testruns performed for the purpose of certification of one specific engine within one engine CO 2 -family, the cooling system setting shall not be changed, neither on the engine side nor on the test bed side of the cooling system. The temperature of the test bed side cooling medium shall be kept reasonably constant by good engineering judgement. The cooling medium on the test bed side of the heat exchanger shall not exceed the nominal thermostat opening temperatur downstream of the heat exchanger. (5) For all testruns performed for the purpose of certification of one specific engine within one engine CO 2 -family the engine coolant temperature shall be maintained between the nominal value of the thermostat opening temperature declared by the manufacturer and the coolant reference temperature in accordance with subpoint (4) as soon as the engine coolant has reached the declared thermostat opening temperature after engine cold start. (6) For the WHTC coldstart test performed in accordance with paragraph 4.3.3, the specific initial conditions are specified in paragraphs 7.6.1. and 7.6.2 of Annex 4 to UN/ECE Regulation 49 Rev.06. If simulation of the thermostat behaviour in accordance with subpoint (3) is applied, there shall be no coolant flow across the heat exchanger as long as the engine coolant has not reached the declared nominal thermostat opening temperature after cold start. 3.2 Fuels The respective reference fuel for the engine systems under test shall be selected from the fuel types listed in Table 1. The fuel properties of the reference fuels listed in Table 1 shall be those specified in Annex IX to Commission Regulation (EU) No 582/2011. To ensure that the same fuel is used for all testruns performed for the purpose of certification of one specific engine CO 2 -family no refill of the tank or switch to another tank supplying the engine system shall occur. Exceptionally a refill or switch may be allowed if it can be ensured that the replacement fuel has exactly the same properties as the fuel used before (same production batch). The NCV for the fuel used shall be determined by two separate measurements in accordance with the respective standards for each fuel type defined in Table 1. The two separate measurements shall be performed by two different labs independent from the manufacturer applying for certification. The lab performing the measurements shall comply with the requirements of ISO/IEC 17025. The approval authority shall ensure that the fuel sample used for determination of the NCV is taken from the batch of fuel used for all testruns. If the two separate values for the NCV are deviating by more than 440 Joule per gram fuel, the values determined shall be void and the measurement campaign shall be repeated. The mean value of the two separate NCV that are not deviating by more than 440 Joule per gram fuel shall be documented in MJ/kg rounded to 2 places to the right of the decimal point in accordance with ASTM E 29-06. For gas fuels the standards for determining the NCV according to Table 1 contain the calculation of the calorific value based on the fuel composition. The gas fuel composition for determining the NCV shall be taken from the analysis of the reference gas fuel batch used for the certification tests. For the determination of the gas fuel composition used for determining the NCV only one single analysis by a lab independent from the manufacturer applying for certification shall be performed. For gas fuels the NCV shall be determined based on this single analysis instead of a mean value of two separate measurements. For gas fuels, switches between fuel tanks of different production batches are allowed exceptionally; in that case, the NCV of each used fuel batch should be calculated and the highest value should be documented. Table 1 Reference fuels for testing <table><col/><col/><col/><tbody><tr><td><p>Fuel type / engine type</p></td><td><p>Reference fuel type</p></td><td><p>Standard used for determination of NCV</p></td></tr><tr><td><p>Diesel / CI</p></td><td><p>B7</p></td><td><p>at least ASTM D240 or DIN 59100-1</p><p>(ASTM D4809 is recommended)</p></td></tr><tr><td><p>Ethanol / CI</p></td><td><p>ED95</p></td><td><p>at least ASTM D240 or DIN 59100-1</p><p>(ASTM D4809 is recommended)</p></td></tr><tr><td><p>Petrol / PI</p></td><td><p>E10</p></td><td><p>at least ASTM D240 or DIN 59100-1</p><p>(ASTM D4809 is recommended)</p></td></tr><tr><td><p>Ethanol / PI</p></td><td><p>E85</p></td><td><p>at least ASTM D240 or DIN 59100-1</p><p>(ASTM D4809 is recommended)</p></td></tr><tr><td><p>LPG / PI</p></td><td><p>LPG Fuel B</p></td><td><p>ASTM 3588 or DIN 51612</p></td></tr><tr><td><p><a>&#9660;M1</a></p></td></tr><tr><td><p>Natural gas / PI</p></td><td><p>G<span>25</span> or G<span>R</span></p></td><td><p>ISO 6976 or ASTM 3588</p></td></tr><tr><td><p><a>&#9660;B</a></p></td></tr></tbody></table> 3.3 Lubricants The lubricating oil for all testruns performed in accordance with this Annex shall be a commercially available oil with unrestricted manufacturer approval under normal in-service conditions as defined in paragraph 4.2 of Annex 8 to UN/ECE Regulation 49 Rev.06. Lubricants for which the usage is restricted to certain special operation conditions of the engine system or having an unusually short oil change interval shall not be used for the purpose of testruns in accordance with this Annex. The commercially available oil shall not be modified by any means and no additives shall be added. All testruns performed for the purpose of certification of the CO 2 emissions and fuel consumption related properties of one specific engine CO 2- family shall be performed with the same type of lubricating oil. 3.4 Fuel flow measurement system All fuel flows consumed by the whole engine system shall be captured by the fuel flow measurement system. Additional fuel flows not directly supplied to the combustion process in the engine cylinders shall be included in the fuel flow signal for all testruns performed. Additional fuel injectors (e.g. cold start devices) not necessary for the operation of the engine system shall be disconnected from the fuel supply line during all testruns performed. 3.5 Measurement equipment specifications The measurement equipment shall meet the requirements of paragraph 9 of Annex 4 to UN/ECE Regulation 49 Rev.06. Notwithstanding the requirements defined in paragraph 9 of Annex 4 to UN/ECE Regulation 49 Rev.06, the measurement systems listed in Table 2 shall meet the limits defined in Table 2. Table 2 Requirements of measurement systems <table><col/><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>&#160;</p><div/></td><td><p>Linearity</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>Measurement system</p></td><td><p>Intercept</p><p>| x<span>min</span> &#215; (a<span>1</span> &#8211; 1) + a<span>0</span> |</p></td><td><p>Slope</p><p>a<span>1</span></p></td><td><p>Standard error of estimate SEE</p></td><td><p>Coefficient of determination</p><p>r<span>2</span></p></td><td><p>Accuracy&#160;<a>(<span>1</span>)</a></p></td><td><p>Rise time&#160;<a>(<span>2</span>)</a></p></td></tr><tr><td><p><span>Engine speed</span></p></td><td><p>&#8804; 0,2&#160;% max calibration&#160;<a>(<span>3</span>)</a></p></td><td><p>0,999 - 1,001</p></td><td><p>&#8804; 0,1&#160;% max calibration&#160;<a>(<span>3</span>)</a></p></td><td><p>&#8805; 0,9985</p></td><td><p>0,2&#160;% of reading or 0,1&#160;% of max. calibration&#160;<a>(<span>3</span>)</a> of speed whichever is larger</p></td><td><p>&#8804; 1&#160;s</p></td></tr><tr><td><p><span>Engine torque</span></p></td><td><p>&#8804; 0,5&#160;% max calibration&#160;<a>(<span>3</span>)</a></p></td><td><p>0,995 - 1,005</p></td><td><p>&#8804; 0,5&#160;% max calibration&#160;<a>(<span>3</span>)</a></p></td><td><p>&#8805; 0,995</p></td><td><p>0,6&#160;% of reading or 0,3&#160;% of max. calibration&#160;<a>(<span>3</span>)</a> of torque whichever is larger</p></td><td><p>&#8804; 1&#160;s</p></td></tr><tr><td><p><span>Fuel mass flow for liquid fuels</span></p></td><td><p>&#8804; 0,5&#160;% max calibration&#160;<a>(<span>3</span>)</a></p></td><td><p>0,995 - 1,005</p></td><td><p>&#8804; 0,5&#160;% max calibration&#160;<a>(<span>3</span>)</a></p></td><td><p>&#8805; 0,995</p></td><td><p>0,6&#160;% of reading or 0,3&#160;% of max. calibration&#160;<a>(<span>3</span>)</a> of flow whichever is larger</p></td><td><p>&#8804; 2&#160;s</p></td></tr><tr><td><p><span>Fuel mass flow for gaseous fuels</span></p></td><td><p>&#8804; 1&#160;% max calibration&#160;<a>(<span>3</span>)</a></p></td><td><p>0,99 - 1,01</p></td><td><p>&#8804; 1&#160;% max calibration&#160;<a>(<span>3</span>)</a></p></td><td><p>&#8805; 0,995</p></td><td><p>1&#160;% of reading or 0,5&#160;% of max. calibration&#160;<a>(<span>3</span>)</a> of flow whichever is larger</p></td><td><p>&#8804; 2&#160;s</p></td></tr><tr><td><p><span>Electrical Power</span></p></td><td><p>&#8804; 1&#160;% max calibration&#160;<a>(<span>3</span>)</a></p></td><td><p>0,98 - 1,02</p></td><td><p>&#8804; 2&#160;% max calibration&#160;<a>(<span>3</span>)</a></p></td><td><p>&#8805; 0,990</p></td><td><p>n.a.</p></td><td><p>&#8804; 1&#160;s</p></td></tr><tr><td><p><span>Current</span></p></td><td><p>&#8804; 1&#160;% max calibration&#160;<a>(<span>3</span>)</a></p></td><td><p>0,98 - 1,02</p></td><td><p>&#8804; 2&#160;% max calibration&#160;<a>(<span>3</span>)</a></p></td><td><p>&#8805; 0,990</p></td><td><p>n.a.</p></td><td><p>&#8804; 1&#160;s</p></td></tr><tr><td><p><span>Voltage</span></p></td><td><p>&#8804; 1&#160;% max calibration&#160;<a>(<span>3</span>)</a></p></td><td><p>0,98 - 1,02</p></td><td><p>&#8804; 2&#160;% max calibration&#160;<a>(<span>3</span>)</a></p></td><td><p>&#8805; 0,990</p></td><td><p>n.a.</p></td><td><p>&#8804; 1&#160;s</p></td></tr><tr><td><p><a>(<span>1</span>)&#160;&#160;&#160;</a>&#8216;Accuracy&#8217; means the deviation of the analyzer reading from a reference value which is traceable to a national or international standard.</p><p><a>(<span>2</span>)&#160;&#160;&#160;</a>&#8216;Rise time&#8217; means the difference in time between the 10 percent and 90 percent response of the final analyzer reading (t<span>90</span> &#8211; t<span>10</span>).</p><p><a>(<span>3</span>)&#160;&#160;&#160;</a>The &#8216;max calibration&#8217; values shall be 1,1 times the maximum predicted value expected during all testruns for the respective measurement system.</p></td></tr></tbody></table> ‘x min ’, used for calculation of the intercept value in Table 2, shall be 0,9 times the minimum predicted value expected during all testruns for the respective measurement system. The signal delivery rate of the measurement systems listed in Table 2, except for the fuel mass flow measurement system, shall be at least 5 Hz (≥ 10 Hz recommended). The signal delivery rate of the fuel mass flow measurement system shall be at least 2 Hz. All measurement data shall be recorded with a sample rate of at least 5 Hz (≥ 10 Hz recommended). 3.5.1 Measurement equipment verification A verification of the demanded requirements defined in Table 2 shall be performed for each measurement system. At least 10 reference values between x min and the ‘max calibration’ value defined in accordance with paragraph 3.5 shall be introduced to the measurement system and the response of the measurement system shall be recorded as measured value. For the linearity verification the measured values shall be compared to the reference values by using a least squares linear regression in accordance with paragraph A.3.2 of Appendix 3 to Annex 4 to UN/ECE Regulation 49 Rev.06. 4. Testing procedure All measurement data shall be determined in accordance with Annex 4 to UN/ECE Regulation 49 Rev.06, unless stated otherwise in this Annex. 4.1 Overview of testruns to be performed Table 3 gives an overview of all testruns to be performed for the purpose of certification of one specific engine CO 2 -family defined in accordance with Appendix 3. The fuel consumption mapping cycle in accordance with paragraph 4.3.5 and the recording of the engine motoring curve in accordance with paragraph 4.3.2 shall be omitted for all other engines except the CO 2 -parent engine of the engine CO 2 -family. In the case that upon request of the manufacturer the provisions defined in Article 15(5) of this Regulation are applied, the fuel consumption mapping cycle in accordance with paragraph 4.3.5 and the recording of the engine motoring curve in accordance with paragraph 4.3.2 shall be performed additionally for that specific engine. Table 3 Overview of testruns to be performed <table><col/><col/><col/><col/><tbody><tr><td><p>Testrun</p></td><td><p>Reference to paragraph</p></td><td><p>Required to be run for CO<span>2</span>-parent engine</p></td><td><p>Required to be run for other engines within CO<span>2</span>-family</p></td></tr><tr><td><p>Engine full load curve</p></td><td><p>4.3.1</p></td><td><p>yes</p></td><td><p>yes</p></td></tr><tr><td><p>Engine motoring curve</p></td><td><p>4.3.2</p></td><td><p>yes</p></td><td><p>no</p></td></tr><tr><td><p>WHTC test</p></td><td><p>4.3.3</p></td><td><p>yes</p></td><td><p>yes</p></td></tr><tr><td><p>WHSC test</p></td><td><p>4.3.4</p></td><td><p>yes</p></td><td><p>yes</p></td></tr><tr><td><p>Fuel consumption mapping cycle</p></td><td><p>4.3.5</p></td><td><p>yes</p></td><td><p>no</p></td></tr></tbody></table> 4.2 Allowed changes to the engine system Changing of the target value for the engine idle speed controller to a lower value in the electronic control unit of the engine shall be allowed for all testruns in which idle operation occurs, in order to prevent interference between the engine idle speed controller and the test bed speed controller. 4.3 Testruns 4.3.1 Engine full load curve The engine full load curve shall be recorded in accordance with paragraphs 7.4.1. to 7.4.5. of Annex 4 to UN/ECE Regulation 49 Rev.06. 4.3.2 Engine motoring curve The recording of the engine motoring curve in accordance with this paragraph shall be omitted for all other engines except the CO 2 -parent engine of the engine CO 2 -family defined in accordance with Appendix 3. In accordance with paragraph 6.1.3 the engine motoring curve recorded for the CO 2 -parent engine of the engine CO 2 -family shall also be applicable to all engines within the same engine CO 2 -family. In the case that upon request of the manufacturer the provisions defined in Article 15(5) of this Regulation are applied, the recording of the engine motoring curve shall be performed additionally for that specific engine. The engine motoring curve shall be recorded in accordance with option (b) in paragraph 7.4.7. of Annex 4 to UN/ECE Regulation 49 Rev.06. This test shall determine the negative torque required to motor the engine between maximum and minimum mapping speed with minimum operator demand. The test shall be continued directly after the full load curve mapping according to paragraph 4.3.1. At the request of the manufacturer, the motoring curve may be recorded separately. In this case the engine oil temperature at the end of the full load curve testrun performed in accordance with paragraph 4.3.1 shall be recorded and the manufacturer shall prove to the satisfaction of the an approval authority, that the engine oil temperature at the starting point of the motoring curve meets the aforementioned temperature within ± 2 K. At the start of the testrun for the engine motoring curve the engine shall be operated with minimum operator demand at maximum mapping speed defined in paragraph 7.4.3. of Annex 4 to UN/ECE Regulation 49 Rev.06. As soon as the motoring torque value has stabilized within ± 5 % of its mean value for at least 10 seconds, the data recording shall start and the engine speed shall be decreased at an average rate of 8 ± 1 min – 1 /s from maximum to minimum mapping speed, which are defined in paragraph 7.4.3. of Annex 4 to UN/ECE Regulation 49 Rev.06. 4.3.3 WHTC test The WHTC test shall be performed in accordance with Annex 4 to UN/ECE Regulation 49 Rev.06. The weighted emission test results shall meet the applicable limits defined in Regulation (EC) No 595/2009. The engine full load curve recorded in accordance with paragraph 4.3.1 shall be used for the denormalization of the reference cycle and all calculations of reference values performed in accordance with paragraphs 7.4.6, 7.4.7 and 7.4.8 of Annex 4 to UN/ECE Regulation 49 Rev.06. 4.3.3.1 Measurement signals and data recording In addition to the provisions defined in Annex 4 to UN/ECE Regulation 49 Rev.06 the actual fuel mass flow consumed by the engine in accordance with paragraph 3.4 shall be recorded. 4.3.4 WHSC test The WHSC test shall be performed in accordance with Annex 4 to UN/ECE Regulation 49 Rev.06. The emission test results shall meet the applicable limits defined in Regulation (EC) No 595/2009. The engine full load curve recorded in accordance with paragraph 4.3.1 shall be used for the denormalization of the reference cycle and all calculations of reference values performed in accordance with paragraphs 7.4.6, 7.4.7 and 7.4.8 of Annex 4 to UN/ECE Regulation 49 Rev.06. 4.3.4.1 Measurement signals and data recording In addition to the provisions defined in Annex 4 to UN/ECE Regulation 49 Rev.06 the actual fuel mass flow consumed by the engine in accordance with paragraph 3.4 shall be recorded. 4.3.5 Fuel consumption mapping cycle (FCMC) The fuel consumption mapping cycle (FCMC) in accordance with this paragraph shall be omitted for all other engines except the CO 2 -parent engine of the engine CO 2 -family. The fuel map data recorded for the CO 2 -parent engine of the engine CO 2 -family shall also be applicable to all engines within the same engine CO 2 -family. In the case that upon request of the manufacturer the provisions defined in Article 15(5) of this Regulation are applied, the fuel consumption mapping cycle shall be performed additionally for that specific engine. The engine fuel map shall be measured in a series of steady state engine operation points, as defined according to paragraph 4.3.5.2. The metrics of this map are the fuel consumption in g/h depending on engine speed in min -1 and engine torque in Nm. 4.3.5.1 Handling of interruptions during the FCMC If an after-treatment regeneration event occurs during the FCMC for engines equipped with exhaust after-treatment systems that are regenerated on a periodic basis defined in accordance with paragraph 6.6 of Annex 4 to UN/ECE Regulation 49 Rev.06, all measurements at that engine speed mode shall be void. The regeneration event shall be completed and afterwards the procedure shall be continued as described in paragraph 4.3.5.1.1. If an unexpected interruption, malfunction or error occurs during the FCMC, all measurements at that engine speed mode shall be void and one of the following options how to continue shall be chosen by the manufacturer: (1) the procedure shall be continued as described in paragraph 4.3.5.1.1 (2) the whole FCMC shall be repeated in accordance with paragraphs 4.3.5.4 and 4.3.5.5 4.3.5.1.1 Provisions for continuing the FCMC The engine shall be started and warmed up in accordance with paragraph 7.4.1. of Annex 4 to UN/ECE Regulation 49 Rev.06. After warm-up, the engine shall be preconditioned by operating the engine for 20 minutes at mode 9, as defined in Table 1 of paragraph 7.2.2. of Annex 4 to UN/ECE Regulation 49 Rev.06. The engine full load curve recorded in accordance with paragraph 4.3.1 shall be used for the denormalization of the reference values of mode 9 performed in accordance with paragraphs 7.4.6, 7.4.7 and 7.4.8 of Annex 4 to UN/ECE Regulation 49 Rev.06. Directly after completion of preconditioning, the target values for engine speed and torque shall be changed linearly within 20 to 46 seconds to the highest target torque setpoint at the next higher target engine speed setpoint than the particular target engine speed setpoint where the interruption of the FCMC occurred. If the target setpoint is reached within less than 46 seconds, the remaining time up to 46 seconds shall be used for stabilization. For stabilization the engine operation shall continue from that point in accordance with the test sequence specified in paragraph 4.3.5.5 without recording of measurement values. When the highest target torque setpoint at the particular target engine speed setpoint where the interruption occurred is reached, the recording of measurement values shall be continued from that point on in accordance with the test sequence specified in paragraph 4.3.5.5. 4.3.5.2 Grid of target setpoints The grid of target setpoints is fixed in a normalized way and consists of 10 target engine speed setpoints and 11 target torque setpoints. Conversion of the normalized setpoint definition to the actual target values of engine speed and torque setpoints for the individual engine under test shall be based on the engine full load curve of the CO 2- parent engine of the engine CO 2 -family defined in accordance with Appendix 3 to this Annex and recorded in accordance with paragraph 4.3.1. 4.3.5.2.1 Definition of target engine speed setpoints The 10 target engine speed setpoints are defined by 4 base target engine speed setpoints and 6 additional target engine speed setpoints. The engine speeds n idle , n lo , n pref , n 95h and n hi shall be determined from the engine full load curve of the CO 2 -parent engine of the engine CO 2 -family defined in accordance with Appendix 3 to this Annex and recorded in accordance with paragraph 4.3.1 by applying the definitions of characteristic engine speeds in accordance with paragraph 7.4.6. of Annex 4 to UN/ECE Regulation 49 Rev.06. The engine speed n 57 shall be determined by the following equation: n 57 = 0,565 × (0,45 × n lo + 0,45 × n pref + 0,1 × n hi – n idle ) × 2,0327 + n idle The 4 base target engine speed setpoints are defined as follows: (1) Base engine speed 1: n idle (2) Base engine speed 2: n A = n 57 – 0,05 × (n 95h – n idle ) (3) Base engine speed 3: n B = n 57 + 0,08 × (n 95h – n idle ) (4) Base engine speed 4: n 95h The potential distances between the speed setpoints shall be determined by the following equations: (1) dn idleA_44 = (n A – n idle ) / 4 (2) dn B95h_44 = (n 95h – n B ) / 4 (3) dn idleA_35 = (n A – n idle ) / 3 (4) dn B95h_35 = (n 95h – n B ) / 5 (5) dn idleA_53 = (n A – n idle ) / 5 (6) dn B95h_53 = (n 95h – n B ) / 3 The absolute values of potential deviations between the two sections shall be determined by the following equations: (1) dn 44 = ABS(dn idleA_44 – dn B95h_44 ) (2) dn 35 = ABS(dn idleA_35 – dn B95h_35 ) (3) dn 53 = ABS(dn idleA_53 – dn B95h_53 ) The 6 additional target engine speed setpoints shall be determined in accordance with the following provisions: (1) If dn 44 is smaller than or equal to (dn 35 + 5) and also smaller than or equal to (dn 53 + 5), the 6 additional target engine speeds shall be determined by dividing each of the two ranges, one from n idle to n A and the other from n B to n 95h , into 4 equidistant sections. (2) If (dn 35 + 5) is smaller than dn 44 and also dn 35 is smaller than dn 53 , the 6 additional target engine speeds shall be determined by dividing the range from n idle to n A into 3 equidistant sections and the range from n B to n 95h , into 5 equidistant sections. (3) If (dn 53 + 5) is smaller than dn 44 and also dn 53 is smaller than dn 35 , the 6 additional target engine speeds shall be determined by dividing the range from n idle to n A into 5 equidistant sections and the range from n B to n 95h , into 3 equidistant sections. Figure 1 exemplarily illustrates the definition of the target engine speed setpoints according to subpoint (1) above. 4.3.5.2.2 Definition of target torque setpoints The 11 target torque setpoints are defined by 2 base target torque setpoints and 9 additional target torque setpoints. The 2 base target torque setpoints are defined by zero engine torque and the maximum engine full load of the CO 2 -parent engine determined in accordance with paragraph 4.3.1. (overall maximum torque T max_overall ). The 9 additional target torque setpoints are determined by dividing the range from zero torque to overall maximum torque, T max_overall , into 10 equidistant sections. All target torque setpoints at a particular target engine speed setpoint that exceed the limit value defined by the full load torque value at this particular target engine speed setpoint minus 5 percent of T max_overall , shall be replaced by one single target torque setpoint at full load torque at this particular target engine speed setpoint. Each of these replacement setpoints shall be measured only once during the FCMC test sequence defined in accordance with paragraph 4.3.5.5. Figure 2 exemplarily illustrates the definition of the target torque setpoints. 4.3.5.3 Measurement signals and data recording The following measurement data shall be recorded: (1) engine speed (2) engine torque corrected in accordance with paragraph 3.1.2 (3) fuel mass flow consumed by the whole engine system in accordance with paragraph 3.4 (4) Gaseous pollutants according to the definitions in UN/ECE Regulation 49 Rev.06. Particulate pollutants and ammonia emissions are not required to be monitored during the FCMC testrun. The measurement of gaseous pollutants shall be carried out in accordance with paragraphs 7.5.1, 7.5.2, 7.5.3, 7.5.5, 7.7.4, 7.8.1, 7.8.2, 7.8.4 and 7.8.5 of Annex 4 to UN/ECE Regulation 49 Rev.06. For the purpose of paragraph 7.8.4 of Annex 4 to UN/ECE Regulation 49 Rev.06, the term ‘test cycle’ in the paragraph referred to shall be the complete sequence from preconditioning in accordance with paragraph 4.3.5.4 to ending of the test sequence in accordance with paragraph 4.3.5.5. 4.3.5.4 Preconditioning of the engine system The dilution system, if applicable, and the engine shall be started and warmed up in accordance with paragraph 7.4.1. of Annex 4 to UN/ECE Regulation 49 Rev.06. After warm-up is completed, the engine and sampling system shall be preconditioned by operating the engine for 20 minutes at mode 9, as defined in Table 1 of paragraph 7.2.2. of Annex 4 to UN/ECE Regulation 49 Rev.06, while simultaneously operating the dilution system. The engine full load curve of the CO 2 -parent engine of the engine CO 2 -family and recorded in accordance with paragraph 4.3.1 shall be used for the denormalization of the reference values of mode 9 performed in accordance with paragraphs 7.4.6, 7.4.7 and 7.4.8 of Annex 4 to UN/ECE Regulation 49 Rev.06. Directly after completion of preconditioning, the target values for engine speed and torque shall be changed linearly within 20 to 46 seconds to match the first target setpoint of the test sequence according to paragraph 4.3.5.5. If the first target setpoint is reached within less than 46 seconds, the remaining time up to 46 seconds shall be used for stabilization. 4.3.5.5 Test sequence The test sequence consists of steady state target setpoints with defined engine speed and torque at each target setpoint in accordance with paragraph 4.3.5.2 and defined ramps to move from one target setpoint to the next. The highest target torque setpoint at each target engine speed shall be operated with maximum operator demand. The first target setpoint is defined at the highest target engine speed setpoint and highest target torque setpoint. The following steps shall be performed to cover all target setpoints: (1) The engine shall be operated for 95 ± 3 seconds at each target setpoint. The first 55 ± 1 seconds at each target setpoint are considered as a stabilization period,. During the following period of 30 ± 1 seconds the engine speed mean value shall be controlled as follows: (a) The engine speed mean value shall be held at the target engine speed setpoint within ± 1 percent of the highest target engine speed. (b) Except for the points at full load, the engine torque mean value shall be held at the target torque setpoint within a tolerance of ± 20 Nm or ± 2 percent of the overall maximum torque, T max_overall , whichever is greater. The recorded values in accordance with paragraph 4.3.5.3 shall be stored as averaged value over the period of 30 ± 1 seconds. The remaining period of 10 ± 1 seconds may be used for data post-processing and storage if necessary. During this period the engine target setpoint shall be kept. (2) After the measurement at one target setpoint is completed, the target value for engine speed shall be kept constant within ± 20 min – 1 of the target engine speed setpoint and the target value for torque shall be decreased linearly within 20±1 seconds to match the next lower target torque setpoint. Then the measurement shall be performed according to subpoint (1). (3) After the zero torque setpoint has been measured in subpoint (1), the target engine speed shall be decreased linearly to the next lower target engine speed setpoint while at the same time the target torque shall be increased linearly to the highest target torque setpoint at the next lower target engine speed setpoint within 20 to 46 seconds. If the next target setpoint is reached within less than 46 seconds, the remaining time up to 46 seconds shall be used for stabilization. Then the measurement shall be performed by starting the the stabilization procedure according to subpoint (1) and afterwards the target torque setpoints at constant target engine speed shall be adjusted according to subpoint (2). Figure 3 illustrates the three different steps to be performed at each measurement setpoint for the test according to subpoint (1) above. Figure 4 exemplarily illustrates the sequence of steady state measurement setpoints to be followed for the test. 4.3.5.6 Data evaluation for emission monitoring Gaseous pollutants in accordance with paragraph 4.3.5.3 shall be monitored during the FCMC. The definitions of characteristic engine speeds in accordance with paragraph 7.4.6. of Annex 4 to UN/ECE R.49.06 shall apply. 4.3.5.6.1 Definition of control area The control area for emission monitoring during the FCMC shall be determined in accordance with paragraphs 4.3.5.6.1.1 and 4.3.5.6.1.2. 4.3.5.6.1.1 Engine speed range for the control area (1) The engine speed range for the control area shall be defined based on the engine full load curve of the CO 2 -parent engine of the engine CO 2 -family defined in accordance with Appendix 3 to this Annex and recorded in accordance with paragraph 4.3.1. (2) The control area shall include all engine speeds greater than or equal to the 30 th percentile cumulative speed distribution, determined from all engine speeds including idle speed sorted in ascending order, over the hotstart WHTC test cycle performed in accordance with paragraph 4.3.3 (n 30 ) for the engine full load curve referred to the subpoint (1). (3) The control area shall include all engine speeds lower than or equal to n hi determined from the engine full load curve referred to in the subpoint (1) 4.3.5.6.1.2 Engine torque and power range for the control area (1) The lower boundary of the engine torque range for the control area shall be defined based on the engine full load curve of the engine with the lowest rating of all engines within the engine CO 2 -family and recorded in accordance with paragraph 4.3.1. (2) The control area shall include all engine load points with a torque value greater than or equal to 30 percent of the maximum torque value determined from the engine full load curve referred to in subpoint (1). (3) Notwithstanding the provisions of subpoint (2), speed and torque points below 30 percent of the maximum power value, determined from the engine full load curve referred to in subpoint (1), shall be excluded from the control area. (4) Notwithstanding the provisions of subpoints (2) and (3), the upper boundary of the control area shall be based on the engine full load curve of the CO 2 -parent engine of the engine CO 2 -family defined in accordance with Appendix 3 to this Annex and recorded in accordance with paragraph 4.3.1. The torque value for each engine speed determined from the engine full load curve of the CO 2- parent engine shall be increased by 5 percent of the overall maximum torque, T max_overall , defined in accordance with paragraph 4.3.5.2.2. The modified increased engine full load curve of the CO 2 -parent engine shall be used as upper boundary of the control area. Figure 5 exemplarily illustrates the definition of the engine speed, torque and power range for the control area. 4.3.5.6.2 Definition of the grid cells The control area defined in accordance with paragraph 4.3.5.6.1 shall be divided into a number of grid cells for emission monitoring during the FCMC. The grid shall comprise of 9 cells for engines with a rated speed less than 3 000 min – 1 and 12 cells for engines with a rated speed greater than or equal to 3 000 min – 1 . The grids shall be defined in accordance with the following provisions: (1) The outer boundaries of the grids are aligned to the control area defined according to paragraph 4.3.5.6.1. (2) 2 vertical lines spaced at equal distance between engine speeds n 30 and 1,1 times n 95h for 9 cell grids, or 3 vertical lines spaced at equal distance between engine speeds n 30 and 1,1 times n 95h for 12 cell grids. (3) 2 lines spaced at equal distance of engine torque (i.e. 1/3) at each vertical line of engine speed defined by subpoints (1) and (2) All engine speed values in min -1 and all torque values in Newtonmeters defining the boundaries of the grid cells shall be rounded to 2 places to the right of the decimal point in accordance with ASTM E 29-06. Figure 6 exemplarily illustrates the definition of the grid cells for the control area in the case of 9 cell grid. 4.3.5.6.3 Calculation of specific mass emissions The specific mass emissions of the gaseous pollutants shall be determined as average value for each grid cell defined in accordance with paragraph 4.3.5.6.2. The average value for each grid cell shall be determined as arithmetical mean value of the specific mass emissions over all engine speed and torque points measured during the FCMC located within the same grid cell. The specific mass emissions of the single engine speed and torque measured during the FCMC shall be determined as averaged value over the 30 ± 1 seconds measurement period defined in accordance with subpoint (1) of paragraph 4.3.5.5. If an engine speed and torque point is located directly on a line that separates different grid cells from each other, this engine speed and load point shall be taken into account for the average values of all adjacent grid cells. The calculation of the total mass emissions of each gaseous pollutant for each engine speed and torque point measured during the FCMC, m FCMC,i in grams, over the 30 ± 1 seconds measurement period in accordance with subpoint (1) of paragraph 4.3.5.5 shall be carried out in accordance with paragraph 8 of Annex 4 to UN/ECE Regulation 49 Rev.06. The actual engine work for each engine speed and torque point measured during the FCMC, W FCMC,i in kWh, over the 30 ± 1 seconds measurement period in accordance with subpoint (1) of paragraph 4.3.5.5 shall be determined from the engine speed and torque values recorded in accordance with paragraph 4.3.5.3. The specific mass emissions of gaseous pollutants e FCMC,i in g/kWh for each engine speed and torque point measured during the FCMC shall be determined by the following equation: e FCMC,i = m FCMC,i / W FCMC,i 4.3.5.7 Validity of data 4.3.5.7.1 Requirements for validation statistics of the FCMC A linear regression analysis of the actual values of engine speed (n act ), engine torque (M act ) and engine power (P act ) on the respective reference values (n ref , M ref , P ref ) shall be performed for the FCMC. The actual values for n act , M act and P act shall be the determined from the values recorded in accordance with paragraph 4.3.5.3. The ramps to move from one target setpoint to the next shall be excluded from this regression analysis. To minimize the biasing effect of the time lag between the actual and reference cycle values, the entire engine speed and torque actual signal sequence may be advanced or delayed in time with respect to the reference speed and torque sequence. If the actual signals are shifted, both speed and torque shall be shifted by the same amount in the same direction. The method of least squares shall be used for the regression analysis in accordance with paragraphs A.3.1 and A.3.2 of Appendix 3 to Annex 4 to UN/ECE Regulation 49 Rev.06, with the best-fit equation having the form as defined in paragraph 7.8.7 of Annex 4 to UN/ECE Regulation 49 Rev.06. It is recommended that this analysis be performed at 1 Hz. For the purposes of this regression analysis only, omissions of points are permitted where noted in Table 4 (Permitted point omissions from regression analysis) of Annex 4 to UN/ECE Regulation 49 Rev.06 before doing the regression calculation. Additionally, all engine torque and power values at points with maximum operator demand shall be omitted for the purposes of this regression analysis only. However, points omitted for the purposes of regression analysis shall not be omitted for any other calculations in accordance with this Annex. Point omission may be applied to the whole or to any part of the cycle. For the data to be considered valid, the criteria of Table 3 (Regression line tolerances for the WHSC) of Annex 4 to UN/ECE Regulation 49 Rev.06 shall be met. 4.3.5.7.2 Requirements for emission monitoring The data obtained from the FCMC tests is valid if the specific mass emissions of the regulated gaseous pollutants determined for each grid cell in accordance with paragraph 4.3.5.6.3 meet the applicable limits for gaseous pollutants defined in paragraph 5.2.2 of Annex 10 to UN/ECE Regulation 49 Rev.06. In the case that the number of engine speed and torque points within the same grid cell is less than 3, this paragraph shall not apply for that specific grid cell. 5. Post-processing of measurement data All calculations defined in this paragraph shall be performed specifically for each engine within one engine CO 2 -family. 5.1 Calculation of engine work Total engine work over a cycle or a defined period shall be determined from the recorded values of engine power determined in accordance with paragraph 3.1.2 of this Annex and paragraphs 6.3.5 and 7.4.8 of Annex 4 to UN/ECE Regulation 49 Rev.06. The engine work over a complete testcycle or over each WHTC-sub-cycle shall be determined by integrating of recorded values of engine power in accordance with the following formula: where: <table><col/><col/><col/><tr><td><p>W<span>act, i</span></p></td><td><p>=</p></td><td><p>total engine work over the time period from t<span>0</span> to t<span>1</span></p></td></tr></table> <table><col/><col/><col/><tr><td><p>t<span>0</span></p></td><td><p>=</p></td><td><p>time at the start of the time period</p></td></tr></table> <table><col/><col/><col/><tr><td><p>t<span>1</span></p></td><td><p>=</p></td><td><p>time at the end of the time period</p></td></tr></table> <table><col/><col/><col/><tr><td><p>n</p></td><td><p>=</p></td><td><p>number of recorded values over the time period from t<span>0</span> to t<span>1</span></p></td></tr></table> <table><col/><col/><col/><tr><td><p>P<span>k [0 &#8230; n]</span></p></td><td><p>=</p></td><td><p>recorded engine power values over the time period from t<span>0</span> to t<span>1</span> in chronological order, where k runs from 0 at t<span>0</span> to n at t<span>1</span></p></td></tr></table> <table><col/><col/><col/><tr><td><p>h</p></td><td><p>=</p></td><td>interval width between two adjacent recorded values defined by<p><img/></p></td></tr></table> 5.2 Calculation of integrated fuel consumption Any recorded negative values for the fuel consumption shall be used directly and shall not be set equal to zero for the calculations of the integrated value. The total fuel mass consumed by the engine over a complete testcycle or over each WHTC-sub-cycle shall be determined by integrating recorded values of fuel massflow in accordance with the following formula: where: <table><col/><col/><col/><tr><td><p>&#931; FC<span>meas, i</span></p></td><td><p>=</p></td><td><p>total fuel mass consumed by the engine over the time period from t<span>0</span> to t<span>1</span></p></td></tr></table> <table><col/><col/><col/><tr><td><p>t<span>0</span></p></td><td><p>=</p></td><td><p>time at the start of the time period</p></td></tr></table> <table><col/><col/><col/><tr><td><p>t<span>1</span></p></td><td><p>=</p></td><td><p>time at the end of the time period</p></td></tr></table> <table><col/><col/><col/><tr><td><p>n</p></td><td><p>=</p></td><td><p>number of recorded values over the time period from t<span>0</span> to t<span>1</span></p></td></tr></table> <table><col/><col/><col/><tr><td><p>mf<span>fuel</span>,<span>k [0 &#8230; n]</span></p></td><td><p>=</p></td><td><p>recorded fuel massflow values over the time period from t<span>0</span> to t<span>1</span> in chronological order, where k runs from 0 at t<span>0</span> to n at t<span>1</span></p></td></tr></table> <table><col/><col/><col/><tr><td><p>h</p></td><td><p>=</p></td><td>interval width between two adjacent recorded values defined by<p><img/></p></td></tr></table> 5.3 Calculation of specific fuel consumption figures The correction and balancing factors, which have to be provided as input for the simulation tool, are calculated by the engine pre-processing tool based on the measured specific fuel consumption figures of the engine determined in accordance with paragraphs 5.3.1 and 5.3.2. 5.3.1 Specific fuel consumption figures for WHTC correction factor The specific fuel consumption figures needed for the WHTC correction factor shall be calculated from the actual measured values for the hotstart WHTC recorded in accordance with paragraph 4.3.3 as follows: SFC meas, Urban = Σ FC meas, WHTC-Urban / W act, WHTC-Urban SFC meas, Rural = Σ FC meas, WHTC- Rural / W act, WHTC- Rural SFC meas, MW = Σ FC meas, WHTC-MW / W act, WHTC-M ) where: <table><col/><col/><col/><tr><td><p>SFC<span>meas, i</span></p></td><td><p>=</p></td><td><p>Specific fuel consumption over the WHTC-sub-cycle i [g/kWh]</p></td></tr></table> <table><col/><col/><col/><tr><td><p>&#931; FC<span>meas, i</span></p></td><td><p>=</p></td><td><p>Total fuel mass consumed by the engine over the WHTC-sub-cycle i [g] determined in accordance with paragraph 5.2</p></td></tr></table> <table><col/><col/><col/><tr><td><p>W<span>act, i</span></p></td><td><p>=</p></td><td><p>Total engine work over the WHTC sub-cycle i [kWh] determined in accordance with paragraph 5.1</p></td></tr></table> The 3 different sub-cycles of the WHTC – urban, rural and motorway – shall be defined as follows: (1) urban: from cycle start to ≤ 900 seconds from cycle start (2) rural: from > 900 seconds to ≤ 1 380 seconds from cycle start (3) motorway (MW): from > 1 380 seconds from cycle start to cycle end 5.3.2 Specific fuel consumption figures for cold-hot emission balancing factor The specific fuel consumption figures needed for the cold-hot emission balancing factor shall be calculated from the actual measured values for both, the hotstart and coldstart WHTC test recorded in accordance with paragraph 4.3.3. The calculations shall be performed for both, the hotstart and coldstart WHTC separately as follows: SFC meas, hot = Σ FC meas, hot / W act, hot SFC meas, cold = Σ FC meas, cold / W act, cold where: <table><col/><col/><col/><tr><td><p>SFC<span>meas, j</span></p></td><td><p>=</p></td><td><p>Specific fuel consumption [g/kWh]</p></td></tr></table> <table><col/><col/><col/><tr><td><p>&#931; FC<span>meas, j</span></p></td><td><p>=</p></td><td><p>Total fuel consumption over the WHTC [g] determined in accordance with paragraph 5.2 of this Annex</p></td></tr></table> <table><col/><col/><col/><tr><td><p>W<span>act, j</span></p></td><td><p>=</p></td><td><p>Total engine work over the WHTC [kWh] determined in accordance with paragraph 5.1 of this Annex</p></td></tr></table> 5.3.3 Specific fuel consumption figures over WHSC The specific fuel consumption over the WHSC shall be calculated from the actual measured values for the WHSC recorded in accordance with paragraph 4.3.4 as follows: SFC WHSC = (Σ FC WHSC ) / (W WHSC ) where: <table><col/><col/><col/><tr><td><p>SFC<span>WHSC</span></p></td><td><p>=</p></td><td><p>Specific fuel consumption over WHSC [g/kWh]</p></td></tr></table> <table><col/><col/><col/><tr><td><p>&#931; FC<span>WHSC</span></p></td><td><p>=</p></td><td><p>Total fuel consumption over the WHSC [g] determined in accordance with paragraph 5.2 of this Annex</p></td></tr></table> <table><col/><col/><col/><tr><td><p>W<span>WHSC</span></p></td><td><p>=</p></td><td><p>Total engine work over the WHSC [kWh] determined in accordance with paragraph 5.1 of this Annex</p></td></tr></table> 5.3.3.1 Corrected specific fuel consumption figures over WHSC The calculated specific fuel consumption over the WHSC, SFC WHSC , determined in accordance with paragraph 5.3.3 shall be adjusted to a corrected value, SFC WHSC,corr , in order to account for the difference between the NCV of the fuel used during testing and the standard NCV for the respective engine fuel technology in accordance with the following equation: where: <table><col/><col/><col/><tr><td><p>SFC<span>WHSC,corr</span></p></td><td><p>=</p></td><td><p>Corrected specific fuel consumption over WHSC [g/kWh]</p></td></tr></table> <table><col/><col/><col/><tr><td><p>SFC<span>WHSC</span></p></td><td><p>=</p></td><td><p>Specific fuel consumption over WHSC [g/kWh]</p></td></tr></table> <table><col/><col/><col/><tr><td><p>NCV<span>meas</span></p></td><td><p>=</p></td><td><p>NCV of the fuel used during testing determined in accordance with paragraph 3.2 [MJ/kg]</p></td></tr></table> <table><col/><col/><col/><tr><td><p>NCV<span>std</span></p></td><td><p>=</p></td><td><p>Standard NCV in accordance with Table 4 [MJ/kg]</p></td></tr></table> Table 4 Standard net calorific values of fuel types <table><col/><col/><col/><tbody><tr><td><p>Fuel type / engine type</p></td><td><p>Reference fuel type</p></td><td><p>Standard NCV [MJ/kg]</p></td></tr><tr><td><p>Diesel / CI</p></td><td><p>B7</p></td><td><p>42,7</p></td></tr><tr><td><p>Ethanol / CI</p></td><td><p>ED95</p></td><td><p>25,7</p></td></tr><tr><td><p>Petrol / PI</p></td><td><p>E10</p></td><td><p>41,5</p></td></tr><tr><td><p>Ethanol / PI</p></td><td><p>E85</p></td><td><p>29,1</p></td></tr><tr><td><p>LPG / PI</p></td><td><p>LPG Fuel B</p></td><td><p>46,0</p></td></tr><tr><td><p><a>&#9660;M1</a></p></td></tr><tr><td><p>Natural gas / PI</p></td><td><p>G<span>25</span> or G<span>R</span></p></td><td><p>45,1</p></td></tr><tr><td><p><a>&#9660;B</a></p></td></tr></tbody></table> 5.3.3.2 Special provisions for B7 reference fuel In the case that reference fuel of the type B7 (Diesel /CI) in accordance with paragraph 3.2 was used during testing, the standardization correction in accordance with paragraph 5.3.3.1 shall not be performed and the corrected value, SFC WHSC,corr , shall be set to the uncorrected value SFC WHSC . 5.4 Correction factor for engines equipped with exhaust after-treatment systems that are regenerated on a periodic basis For engines equipped with exhaust after-treatment systems that are regenerated on a periodic basis defined in accordance with paragraph 6.6.1 of Annex 4 to UN/ECE Regulation 49 Rev.06, fuel consumption shall be adjusted to account for regeneration events by a correction factor. This correction factor, CF RegPer , shall be determined in accordance with paragraph 6.6.2 of Annex 4 to UN/ECE Regulation 49 Rev.06. For engines equipped with exhaust after-treatment systems with continuous regeneration, defined in accordance with paragraph 6.6 of Annex 4 to UN/ECE Regulation 49 Rev.06, no correction factor shall be determined and the value of the factor CF RegPer shall be set to 1. The engine full load curve recorded in accordance with paragraph 4.3.1 shall be used for the denormalization of the WHTC reference cycle and all calculations of reference values performed in accordance with paragraphs 7.4.6, 7.4.7 and 7.4.8 of Annex 4 to UN/ECE Regulation 49 Rev.06. In addition to the provisions defined in Annex 4 to UN/ECE Regulation 49 Rev.06 the actual fuel mass flow consumed by the engine in accordance with paragraph 3.4 shall be recorded for each WHTC hot start test performed in accordance with paragraph 6.6.2 of Annex 4 to UN/ECE Regulation 49 Rev.06. The specific fuel consumption for each WHTC hot start test performed shall be calculated by the following equation: SFC meas, m = (Σ FC meas, m ) / (W act, m ) where: <table><col/><col/><col/><tr><td><p>SFC<span>meas, m</span></p></td><td><p>=</p></td><td><p>Specific fuel consumption [g/kWh]</p></td></tr></table> <table><col/><col/><col/><tr><td><p>&#931; FC<span>meas,m</span></p></td><td><p>=</p></td><td><p>Total fuel consumption over the WHTC [g] determined in accordance with paragraph 5.2 of this Annex</p></td></tr></table> <table><col/><col/><col/><tr><td><p>W<span>act, m</span></p></td><td><p>=</p></td><td><p>Total engine work over the WHTC [kWh] determined in accordance with paragraph 5.1 of this Annex</p></td></tr></table> <table><col/><col/><col/><tr><td><p>m</p></td><td><p>=</p></td><td><p>Index defining each individual WHTC hot start test</p></td></tr></table> The specific fuel consumption values for the individual WHTC tests shall be weighted by the following equation: where: <table><col/><col/><col/><tr><td><p>n</p></td><td><p>=</p></td><td><p>the number of WHTC hot start tests without regeneration</p></td></tr></table> <table><col/><col/><col/><tr><td><p>n<span>r</span></p></td><td><p>=</p></td><td><p>the number of WHTC hot start tests with regeneration (minimum number is one test)</p></td></tr></table> <table><col/><col/><col/><tr><td><p>SFC<span>avg</span></p></td><td><p>=</p></td><td><p>the average specific fuel consumption from all WHTC hot start tests without regeneration [g/kWh]</p></td></tr></table> <table><col/><col/><col/><tr><td><p>SFC<span>avg,r</span></p></td><td><p>=</p></td><td><p>the average specific fuel consumption from all WHTC hot start tests with regeneration [g/kWh]</p></td></tr></table> The correction factor, CF RegPer , shall be calculated by the following equation: 6. Application of engine pre-processing tool The engine pre-processing tool shall be executed for each engine within one engine CO 2 -family using the input defined in paragraph 6.1. The output data of the engine pre-processing tool shall be the final result of the engine test procedure and shall be documented. 6.1 Input data for the engine pre-processing tool The following input data shall be generated by the test procedures specified in this Annex and shall be the input to the engine pre-processing tool. 6.1.1 Full load curve of the CO 2 -parent engine The input data shall be the engine full load curve of the CO 2 -parent engine of the engine CO 2 -family defined in accordance with Appendix 3 to this Annex and recorded in accordance with paragraph 4.3.1. In the case that upon request of the manufacturer the provisions defined in Article 15(5) of this Regulation are applied, the engine full load curve of that specific engine recorded in accordance with paragraph 4.3.1 shall be used as input data. The input data shall be provided in the file format of ‘comma separated values’ with the separator character being the Unicode Character ‘COMMA’ (U+002C) (‘,’). The first line of the file shall be used as a header and not contain any recorded data. The recorded data shall start from the second line of the file. The first column of the file shall be the engine speed in min – 1 rounded to 2 places to the right of the decimal point in accordance with ASTM E 29-06. The second column shall be the torque in Nm rounded to 2 places to the right of the decimal point in accordance with ASTM E 29-06. 6.1.2 Full load curve The input data shall be the engine full load curve of the engine recorded in accordance with paragraph 4.3.1. The input data shall be provided in the file format of ‘comma separated values’ with the separator character being the Unicode Character ‘COMMA’ (U+002C) (‘,’). The first line of the file shall be used as a header and not contain any recorded data. The recorded data shall start from the second line of the file. The first column of the file shall be the engine speed in min – 1 rounded to 2 places to the right of the decimal point in accordance with ASTM E 29-06. The second column shall be the torque in Nm rounded to 2 places to the right of the decimal point in accordance with ASTM E 29-06. 6.1.3 Motoring curve of the CO 2 -parent engine The input data shall be the engine motoring curve of the CO 2 -parent engine of the engine CO 2 -family defined in accordance with Appendix 3 to this Annex and recorded in accordance with paragraph 4.3.2. In the case that upon request of the manufacturer the provisions defined in Article 15(5) of this Regulation are applied, the engine motoring curve of that specific engine recorded in accordance with paragraph 4.3.2 shall be used as input data. The input data shall be provided in the file format of ‘comma separated values’ with the separator character being the Unicode Character ‘COMMA’ (U+002C) (‘,’). The first line of the file shall be used as a header and not contain any recorded data. The recorded data shall start from the second line of the file. The first column of the file shall be the engine speed in min – 1 rounded to 2 places to the right of the decimal point in accordance with ASTM E 29-06. The second column shall be the torque in Nm rounded to 2 places to the right of the decimal point in accordance with ASTM E 29-06. 6.1.4 Fuel consumption map of the CO 2 -parent engine The input data shall be the values of engine speed, engine torque and fuel massflow determined for the CO 2 -parent engine of the engine CO 2 -family defined in accordance with Appendix 3 to this Annex and recorded in accordance with paragraph 4.3.5. In the case that upon request of the manufacturer the provisions defined in Article 15(5) of this Regulation are applied, the values of engine speed, engine torque and fuel massflow determined for that specific engine recorded in accordance with paragraph 4.3.5 shall be used as input data. The input data shall only consist of the average measurement values of engine speed, engine torque and fuel massflow over the 30 ± 1 seconds measurement period determined in accordance with subpoint (1) of paragraph 4.3.5.5. The input data shall be provided in the file format of ‘comma separated values’ with the separator character being the Unicode Character ‘COMMA’ (U+002C) (‘,’). The first line of the file shall be used as a header and not contain any recorded data. The recorded data shall start from the second line of the file. The first column of the file shall be the engine speed in min – 1 rounded to 2 places to the right of the decimal point in accordance with ASTM E 29-06. The second column shall be the torque in Nm rounded to 2 places to the right of the decimal point in accordance with ASTM E 29-06. The third column shall be the fuel massflow in g/h rounded to 2 places to the right of the decimal point in accordance with ASTM E 29-06. 6.1.5 Specific fuel consumption figures for WHTC correction factor The input data shall be the three values for specific fuel consumption over the different sub-cycles of the WHTC – urban, rural and motorway – in g/kWh determined in accordance with paragraph 5.3.1. The values shall be rounded to 2 places to the right of the decimal point in accordance with ASTM E 29-06. 6.1.6 Specific fuel consumption figures for cold-hot emission balancing factor The input data shall be the two values for specific fuel consumption over the hotstart and coldstart WHTC in g/kWh determined in accordance with paragraph 5.3.2. The values shall be rounded to 2 places to the right of the decimal point in accordance with ASTM E 29-06. 6.1.7 Correction factor for engines equipped with exhaust after-treatment systems that are regenerated on a periodic basis The input data shall be the correction factor CF RegPer determined in accordance with paragraph 5.4. For engines equipped with exhaust after-treatment systems with continuous regeneration, defined in accordance with paragraph 6.6.1 of Annex 4 to UN/ECERegulation 49 Rev.06, this factor shall be set to 1 in accordance with paragraph5.4. The value shall be rounded to 2 places to the right of the decimal point in accordance with ASTM E 29-06. 6.1.8 NCV of test fuel The input data shall be the NCV of the test fuel in MJ/kg determined in accordance with paragraph 3.2. The value shall be rounded to 2 places to the right of the decimal point in accordance with ASTM E 29-06. 6.1.9 Type of test fuel The input data shall be the type of the test fuel selected in accordance with paragraph 3.2. 6.1.10 Engine idle speed of the CO 2 -parent engine The input data shall be the engine idle speed, n idle , in min – 1 of the CO 2 -parent engine of the engine CO 2 -family defined in accordance with Appendix 3 to this Annex as declared by the manufacturer in the application for certification in the information document drawn up in accordance with the model set out in Appendix 2. In the case that upon request of the manufacturer the provisions defined in Article 15(5) of this Regulation are applied, the engine idle speed of that specific engine shall be used as input data. The value shall be rounded to the nearest whole number in accordance with ASTM E 29-06. 6.1.11 Engine idle speed The input data shall be the engine idle speed, n idle , in min – 1 of the engine as declared by the manufacturer in the application for certification in the information document drawn up in accordance with the model set out in Appendix 2 to this Annex. The value shall be rounded to the nearest whole number in accordance with ASTM E 29-06. 6.1.12 Engine displacement The input data shall be the displacement in ccm of the engine as declared by the manufacturer at the application for certification in the information document drawn up in accordance with the model set out in Appendix 2 to this Annex. The value shall be rounded to the nearest whole number in accordance with ASTM E 29-06. 6.1.13 Engine rated speed The input data shall be the rated speed in min – 1 of the engine as declared by the manufacturer at the application for certification in point 3.2.1.8. of the information document in accordance with Appendix 2 to this Annex. The value shall be rounded to the nearest whole number in accordance with ASTM E 29-06. 6.1.14 Engine rated power The input data shall be the rated power in kW of the engine as declared by the manufacturer at the application for certification in point 3.2.1.8. of the information document in accordance with Appendix 2 to this Annex. The value shall be rounded to the nearest whole number in accordance with ASTM E 29-06. 6.1.15 Manufacturer The input data shall be the name of the engine manufacturer as a sequence of characters in ISO8859-1 encoding. 6.1.16 Model The input data shall be the name of the engine model as a sequence of characters in ISO8859-1 encoding. 6.1.17 Technical Report ID The input data shall be an unique identifier of the technical report compiled for the type approval of the specific engine. This identifier shall be provided as a sequence of characters in ISO8859-1 encoding. Appendix 1 MODEL OF A CERTIFICATE OF A COMPONENT, SEPARATE TECHNICAL UNIT OR SYSTEM Maximum format: A4 (210 × 297 mm) CERTIFICATE ON CO 2 EMISSIONS AND FUEL CONSUMPTION RELATED PROPERTIES OF AN ENGINE FAMILY <table><col/><col/><tbody><tr><td><p>Communication concerning:</p><div><p>&#8212;&#160;granting&#160;(<span>1</span>)</p></div><div><p>&#8212;&#160;extension&#160;(<span>1</span>)</p></div><div><p>&#8212;&#160;refusal&#160;(<span>1</span>)</p></div><div><p>&#8212;&#160;withdrawal&#160;(<span>1</span>)</p></div></td><td><div>Administration stamp</div></td></tr></tbody></table> of a certificate on CO 2 emission and fuel consumption related properties of an engine family in accordance with Commission Regulation (EU) 2017/2400. Commission Regulation (EU) 2017/2400 as last amended by …. Certification number: Hash: Reason for extension: SECTION I <table><col/><col/><tr><td><p>0.1.</p></td><td><p>Make (trade name of manufacturer):</p></td></tr></table> <table><col/><col/><tr><td><p>0.2.</p></td><td><p>Type:</p></td></tr></table> <table><col/><col/><tr><td><p>0.3.</p></td><td>Means of identification of type<table><col/><col/><tr><td><p>0.3.1.</p></td><td><p>Location of the certification marking:</p></td></tr></table><table><col/><col/><tr><td><p>0.3.2</p></td><td><p>Method of affixing certification marking:</p></td></tr></table></td></tr></table> <table><col/><col/><tr><td><p>0.5.</p></td><td><p>Name and address of manufacturer:</p></td></tr></table> <table><col/><col/><tr><td><p>0.6.</p></td><td><p>Name(s) and address(es) of assembly plant(s):</p></td></tr></table> <table><col/><col/><tr><td><p>0.7.</p></td><td><p>Name and address of the manufacturer's representative (if any)</p></td></tr></table> SECTION II <table><col/><col/><tr><td><p>1.</p></td><td><p>Additional information (where applicable): see Addendum</p></td></tr></table> <table><col/><col/><tr><td><p>2.</p></td><td><p>Approval authority responsible for carrying out the tests:</p></td></tr></table> <table><col/><col/><tr><td><p>3.</p></td><td><p>Date of test report:</p></td></tr></table> <table><col/><col/><tr><td><p>4.</p></td><td><p>Number of test report:</p></td></tr></table> <table><col/><col/><tr><td><p>5.</p></td><td><p>Remarks (if any): see Addendum</p></td></tr></table> <table><col/><col/><tr><td><p>6.</p></td><td><p>Place:</p></td></tr></table> <table><col/><col/><tr><td><p>7.</p></td><td><p>Date:</p></td></tr></table> <table><col/><col/><tr><td><p>8.</p></td><td><p>Signature:</p></td></tr></table> Attachments: Information package. Test report. Appendix 2 Engine Information Document Notes regarding filling in the tables: Letters A, B, C, D, E corresponding to engine CO 2 -family members shall be replaced by the actual engine CO 2 -family members' names. In case when for a certain engine characteristic same value/description applies for all engine CO 2 -family members the cells corresponding to A-E shall be merged. In case the engine CO 2 -family consists of more than 5 members, new columns may be added. The ‘Appendix to information document’ shall be copied and filled in for each engine within an CO 2 -family separately. Explanatory footnotes can be found at the very end of this Appendix. <table><col/><col/><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>CO<span>2</span>-parent engine</p></td><td><p>Engine CO<span>2</span>-family members</p></td></tr><tr><td><p>A</p></td><td><p>B</p></td><td><p>C</p></td><td><p>D</p></td><td><p>E</p></td></tr><tr><td><p>0.</p></td><td><p>General</p></td></tr><tr><td><p>0.l.</p></td><td><p>Make (trade name of manufacturer)</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>0.2.</p></td><td><p>Type</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>0.2.1.</p></td><td><p>Commercial name(s) (if available)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>0.5.</p></td><td><p>Name and address of manufacturer</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>0.8.</p></td><td><p>Name(s) and address (es) of assembly plant(s)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>0.9.</p></td><td><p>Name and address of the manufacturer's representative (if any)</p></td><td><p>&#160;</p><div/></td></tr></tbody></table> PART 1 Essential characteristics of the (parent) engine and the engine types within an engine family <table><col/><col/><col/><col/><col/><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>Parent engine or engine type</p></td><td><p>Engine CO<span>2</span>-family members</p></td></tr><tr><td><p>A</p></td><td><p>B</p></td><td><p>C</p></td><td><p>D</p></td><td><p>E</p></td></tr><tr><td><p>3.2.</p></td><td><p>Internal combustion engine</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.1.</p></td><td><p>Specific engine information</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.1.1.</p></td><td><p>Working principle: positive ignition/compression ignition&#160;(<span>1</span>)</p><p>Cycle four stroke/two stroke/ rotary&#160;(<span>1</span>)</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.1.2.</p></td><td><p>Number and arrangement of cylinders</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.1.2.1.</p></td><td><p>Bore&#160;(<span>3</span>) mm</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.1.2.2.</p></td><td><p>Stroke (<span>3</span>) mm</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.1.2.3.</p></td><td><p>Firing order</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.1.3.</p></td><td><p>Engine capacity (<span>4</span>) cm<span>3</span></p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.1.4.</p></td><td><p>Volumetric compression ratio (<span>5</span>)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.1.5.</p></td><td><p>Drawings of combustion chamber, piston crown and, in the case of positive ignition engines, piston rings</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.1.6.</p></td><td><p>Normal engine idling speed (<span>5</span>) min<span>&#8211;&#160;1</span></p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.1.6.1.</p></td><td><p>High engine idling speed (<span>5</span>) min<span>&#8211;&#160;1</span></p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.1.7.</p></td><td><p>Carbon monoxide content by volume in the exhaust gas with the engine idling (<span>5</span>): % as stated by the manufacturer (positive ignition engines only)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.1.8.</p></td><td><p>Maximum net power (<span>6</span>) &#8230; kW at &#8230; min<span>&#8211;&#160;1</span> (manufacturer's declared value)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.1.9.</p></td><td><p>Maximum permitted engine speed as prescribed by the manufacturer (min<span>&#8211;&#160;1</span>)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.1.10.</p></td><td><p>Maximum net torque (<span>6</span>) (Nm) at (min<span>&#8211;&#160;1</span>) (manufacturer's declared value)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.1.11.</p></td><td><p>Manufacturer references of the documentation package required by paragraphs 3.1., 3.2. and 3.3. of UN/ECE Regulation 49 Rev. 06 enabling the Type Approval Authority to evaluate the emission control strategies and the systems on-board the engine to ensure the correct operation of NO<span>x</span> control measures</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.2.</p></td><td><p>Fuel</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p><a>&#9660;M1</a></p></td></tr><tr><td><p>3.2.2.2.</p></td><td><p>Heavy duty vehicles Diesel/Petrol/LPG/NG/Ethanol (ED95)/Ethanol (E85) (<span>1</span>)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p><a>&#9660;B</a></p></td></tr><tr><td><p>3.2.2.2.1.</p></td><td><p>Fuels compatible with use by the engine declared by the manufacturer in accordance with paragraph 4.6.2. of UN/ECE Regulation 49 Rev. 06 (as applicable)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.4.</p></td><td><p>Fuel feed</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.4.2.</p></td><td><p>By fuel injection (compression ignition only): Yes/No (<span>1</span>)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.4.2.1.</p></td><td><p>System description</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.4.2.2.</p></td><td><p>Working principle: direct injection/pre-chamber/swirl chamber (<span>1</span>)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.4.2.3.</p></td><td><p>Injection pump</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.4.2.3.1.</p></td><td><p>Make(s)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.4.2.3.2.</p></td><td><p>Type(s)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.4.2.3.3.</p></td><td><p>Maximum fuel delivery (<span>1</span>) (<span>5</span>) &#8230; mm<span>3</span> /stroke or cycle at an engine speed of &#8230; min<span>&#8211;&#160;1</span> or, alternatively, a characteristic diagram</p><p>(When boost control is supplied, state the characteristic fuel delivery and boost pressure versus engine speed)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.4.2.3.4.</p></td><td><p>Static injection timing (<span>5</span>)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.4.2.3.5.</p></td><td><p>Injection advance curve (<span>5</span>)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.4.2.3.6.</p></td><td><p>Calibration procedure: test bench/engine (<span>1</span>)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.4.2.4.</p></td><td><p>Governor</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.4.2.4.1.</p></td><td><p>Type</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.4.2.4.2.</p></td><td><p>Cut-off point</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.4.2.4.2.1.</p></td><td><p>Speed at which cut-off starts under load (min<span>&#8211;&#160;1</span>)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.4.2.4.2.2.</p></td><td><p>Maximum no-load speed (min<span>&#8211;&#160;1</span>)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.4.2.4.2.3.</p></td><td><p>Idling speed (min<span>&#8211;&#160;1</span>)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.4.2.5.</p></td><td><p>Injection piping</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.4.2.5.1.</p></td><td><p>Length (mm)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.4.2.5.2.</p></td><td><p>Internal diameter (mm)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.4.2.5.3.</p></td><td><p>Common rail, make and type</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.4.2.6.</p></td><td><p>Injector(s)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.4.2.6.1.</p></td><td><p>Make(s)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.4.2.6.2.</p></td><td><p>Type(s)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.4.2.6.3.</p></td><td><p>Opening pressure (<span>5</span>):</p></td><td><p>kPa or characteristic diagram (<span>5</span>)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.4.2.7.</p></td><td><p>Cold start system</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.4.2.7.1.</p></td><td><p>Make(s)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.4.2.7.2.</p></td><td><p>Type(s)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.4.2.7.3.</p></td><td><p>Description</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.4.2.8.</p></td><td><p>Auxiliary starting aid</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.4.2.8.1.</p></td><td><p>Make(s)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.4.2.8.2.</p></td><td><p>Type(s)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.4.2.8.3.</p></td><td><p>System description</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.4.2.9.</p></td><td><p>Electronic controlled injection: Yes/No (<span>1</span>)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.4.2.9.1.</p></td><td><p>Make(s)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.4.2.9.2.</p></td><td><p>Type(s)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.4.2.9.3.</p></td><td><p>Description of the system (in the case of systems other than continuous injection give equivalent details)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.4.2.9.3.1.</p></td><td><p>Make and type of the control unit (ECU)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.4.2.9.3.2.</p></td><td><p>Make and type of the fuel regulator</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.4.2.9.3.3.</p></td><td><p>Make and type of the air-flow sensor</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.4.2.9.3.4.</p></td><td><p>Make and type of fuel distributor</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.4.2.9.3.5.</p></td><td><p>Make and type of the throttle housing</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.4.2.9.3.6.</p></td><td><p>Make and type of water temperature sensor</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.4.2.9.3.7.</p></td><td><p>Make and type of air temperature sensor</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.4.2.9.3.8.</p></td><td><p>Make and type of air pressure sensor</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.4.2.9.3.9.</p></td><td><p>Software calibration number(s)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.4.3.</p></td><td><p>By fuel injection (positive ignition only): Yes/No (<span>1</span>)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.4.3.1.</p></td><td><p>Working principle: intake manifold (single-/multi-point/direct injection (<span>1</span>)/other specify)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.4.3.2.</p></td><td><p>Make(s)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.4.3.3.</p></td><td><p>Type(s)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.4.3.4.</p></td><td><p>System description (In the case of systems other than continuous injection give equivalent details)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.4.3.4.1.</p></td><td><p>Make and type of the control unit (ECU)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.4.3.4.2.</p></td><td><p>Make and type of fuel regulator</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.4.3.4.3.</p></td><td><p>Make and type of air-flow sensor</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.4.3.4.4.</p></td><td><p>Make and type of fuel distributor</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.4.3.4.5.</p></td><td><p>Make and type of pressure regulator</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.4.3.4.6.</p></td><td><p>Make and type of micro switch</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.4.3.4.7.</p></td><td><p>Make and type of idling adjustment screw</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.4.3.4.8.</p></td><td><p>Make and type of throttle housing</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.4.3.4.9.</p></td><td><p>Make and type of water temperature sensor</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.4.3.4.10.</p></td><td><p>Make and type of air temperature sensor</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.4.3.4.11.</p></td><td><p>Make and type of air pressure sensor</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.4.3.4.12.</p></td><td><p>Software calibration number(s)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.4.3.5.</p></td><td><p>Injectors: opening pressure (<span>5</span>) (kPa) or characteristic diagram (<span>5</span>)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.4.3.5.1.</p></td><td><p>Make</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.4.3.5.2.</p></td><td><p>Type</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.4.3.6.</p></td><td><p>Injection timing</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.4.3.7.</p></td><td><p>Cold start system</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.4.3.7.1.</p></td><td><p>Operating principle(s)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.4.3.7.2.</p></td><td><p>Operating limits/settings (<span>1</span>) (<span>5</span>)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.4.4.</p></td><td><p>Feed pump</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.4.4.1.</p></td><td><p>Pressure (<span>5</span>) (kPa) or characteristic diagram (<span>5</span>)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.5.</p></td><td><p>Electrical system</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.5.1.</p></td><td><p>Rated voltage (V), positive/negative ground (<span>1</span>)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.5.2.</p></td><td><p>Generator</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.5.2.1.</p></td><td><p>Type</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.5.2.2.</p></td><td><p>Nominal output (VA)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.6.</p></td><td><p>Ignition system (spark ignition engines only)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.6.1.</p></td><td><p>Make(s)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.6.2.</p></td><td><p>Type(s)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.6.3.</p></td><td><p>Working principle</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.6.4.</p></td><td><p>Ignition advance curve or map (<span>5</span>)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.6.5.</p></td><td><p>Static ignition timing (<span>5</span>) (degrees before TDC)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.6.6.</p></td><td><p>Spark plugs</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.6.6.1.</p></td><td><p>Make</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.6.6.2.</p></td><td><p>Type</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.6.6.3.</p></td><td><p>Gap setting (mm)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.6.7.</p></td><td><p>Ignition coil(s)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.6.7.1.</p></td><td><p>Make</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.6.7.2.</p></td><td><p>Type</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.7.</p></td><td><p>Cooling system: liquid/air (<span>1</span>)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.7.2.</p></td><td><p>Liquid</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.7.2.1.</p></td><td><p>Nature of liquid</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.7.2.2.</p></td><td><p>Circulating pump(s): Yes/No (<span>1</span>)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.7.2.3.</p></td><td><p>Characteristics</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.7.2.3.1.</p></td><td><p>Make(s)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.7.2.3.2.</p></td><td><p>Type(s)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.7.2.4.</p></td><td><p>Drive ratio(s)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.7.3.</p></td><td><p>Air</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.7.3.1.</p></td><td><p>Fan: Yes/No (<span>1</span>)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.7.3.2.</p></td><td><p>Characteristics</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.7.3.2.1.</p></td><td><p>Make(s)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.7.3.2.2.</p></td><td><p>Type(s)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.7.3.3.</p></td><td><p>Drive ratio(s)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.8.</p></td><td><p>Intake system</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.8.1.</p></td><td><p>Pressure charger: Yes/No (<span>1</span>)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.8.1.1.</p></td><td><p>Make(s)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.8.1.2.</p></td><td><p>Type(s)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.8.1.3.</p></td><td><p>Description of the system (e.g. maximum charge pressure &#8230; kPa, wastegate, if applicable)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.8.2.</p></td><td><p>Intercooler: Yes/No (<span>1</span>)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.8.2.1.</p></td><td><p>Type: air-air/air-water (<span>1</span>)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.8.3.</p></td><td><p>Intake depression at rated engine speed and at 100&#160;% load (compression ignition engines only)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.8.3.1.</p></td><td><p>Minimum allowable (kPa)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.8.3.2.</p></td><td><p>Maximum allowable (kPa)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.8.4.</p></td><td><p>Description and drawings of inlet pipes and their accessories (plenum chamber, heating device, additional air intakes, etc.)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.8.4.1.</p></td><td><p>Intake manifold description (include drawings and/or photos)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.9.</p></td><td><p>Exhaust system</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.9.1.</p></td><td><p>Description and/or drawings of the exhaust manifold</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.9.2.</p></td><td><p>Description and/or drawing of the exhaust system</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.9.2.1.</p></td><td><p>Description and/or drawing of the elements of the exhaust system that are part of the engine system</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.9.3.</p></td><td><p>Maximum allowable exhaust back pressure at rated engine speed and at 100&#160;% load (compression ignition engines only)(kPa) (<span>7</span>)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.9.7.</p></td><td><p>Exhaust system volume (dm<span>3</span>)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.9.7.1.</p></td><td><p>Acceptable Exhaust system volume: (dm<span>3</span>)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.10.</p></td><td><p>Minimum cross-sectional areas of inlet and outlet ports and port geometry</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.11.</p></td><td><p>Valve timing or equivalent data</p></td></tr><tr><td><p>3.2.11.1.</p></td><td><p>Maximum lift of valves, angles of opening and closing, or timing details of alternative distribution systems, in relation to dead centers. For variable timing system, minimum and maximum timing</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.11.2.</p></td><td><p>Reference and/or setting range (<span>7</span>)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.12.</p></td><td><p>Measures taken against air pollution</p></td></tr><tr><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.12.1.1.</p></td><td><p>Device for recycling crankcase gases: Yes/No (<span>1</span>)</p><p>If yes, description and drawings</p><p>If no, compliance with paragraph 6.10. of Annex 4 of UN/ECE Regulation 49 Rev. 06 required</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.12.2.</p></td><td><p>Additional pollution control devices (if any, and if not covered by another heading)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.12.2.1.</p></td><td><p>Catalytic converter: Yes/No (<span>1</span>)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.12.2.1.1.</p></td><td><p>Number of catalytic converters and elements (provide this information below for each separate unit)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.12.2.1.2.</p></td><td><p>Dimensions, shape and volume of the catalytic converter(s)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.12.2.1.3.</p></td><td><p>Type of catalytic action</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.12.2.1.4.</p></td><td><p>Total charge of precious metals</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.12.2.1.5.</p></td><td><p>Relative concentration</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.12.2.1.6.</p></td><td><p>Substrate (structure and material)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.12.2.1.7.</p></td><td><p>Cell density</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.12.2.1.8.</p></td><td><p>Type of casing for the catalytic converter(s)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.12.2.1.9.</p></td><td><p>Location of the catalytic converter(s) (place and reference distance in the exhaust line)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.12.2.1.10.</p></td><td><p>Heat shield: Yes/No (<span>1</span>)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.12.2.1.11.</p></td><td><p>Regeneration systems/method of exhaust after treatment systems, description</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.12.2.1.11.5.</p></td><td><p>Normal operating temperature range (K)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.12.2.1.11.6.</p></td><td><p>Consumable reagents: Yes/No (<span>1</span>)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.12.2.1.11.7.</p></td><td><p>Type and concentration of reagent needed for catalytic action</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.12.2.1.11.8.</p></td><td><p>Normal operational temperature range of reagent K</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.12.2.1.11.9.</p></td><td><p>International standard</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.12.2.1.11.10.</p></td><td><p>Frequency of reagent refill: continuous/maintenance (<span>1</span>)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.12.2.1.12.</p></td><td><p>Make of catalytic converter</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.12.2.1.13.</p></td><td><p>Identifying part number</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.12.2.2.</p></td><td><p>Oxygen sensor: Yes/No (<span>1</span>)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.12.2.2.1.</p></td><td><p>Make</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.12.2.2.2.</p></td><td><p>Location</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.12.2.2.3.</p></td><td><p>Control range</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.12.2.2.4.</p></td><td><p>Type</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.12.2.2.5.</p></td><td><p>Indentifying part number</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.12.2.3.</p></td><td><p>Air injection: Yes/No (<span>1</span>)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.12.2.3.1.</p></td><td><p>Type (pulse air, air pump, etc.)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.12.2.4.</p></td><td><p>Exhaust gas recirculation (EGR): Yes/No (<span>1</span>)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.12.2.4.1.</p></td><td><p>Characteristics (make, type, flow, etc)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.12.2.6.</p></td><td><p>Particulate trap (PT): Yes/No (<span>1</span>)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.12.2.6.1.</p></td><td><p>Dimensions, shape and capacity of the particulate trap</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.12.2.6.2.</p></td><td><p>Design of the particulate trap</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.12.2.6.3.</p></td><td><p>Location (reference distance in the exhaust line)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.12.2.6.4.</p></td><td><p>Method or system of regeneration, description and/or drawing</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.12.2.6.5.</p></td><td><p>Make of particulate trap</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.12.2.6.6.</p></td><td><p>Indentifying part number</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.12.2.6.7.</p></td><td><p>Normal operating temperature (K) and pressure (kPa) ranges</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.12.2.6.8.</p></td><td><p>In the case of periodic regeneration</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.12.2.6.8.1.1.</p></td><td><p>Number of WHTC test cycles without regeneration (n)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.12.2.6.8.2.1.</p></td><td><p>Number of WHTC test cycles with regeneration (n<span>R</span>)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.12.2.6.9.</p></td><td><p>Other systems: Yes/No (<span>1</span>)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.12.2.6.9.1.</p></td><td><p>Description and operation</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.12.2.7.</p></td><td><p>On-board-diagnostic (OBD) system</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.12.2.7.0.1.</p></td><td><p>Number of OBD engine families within the engine family</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.12.2.7.0.2.</p></td><td><p>List of the OBD engine families (when applicable)</p></td><td><p>OBD engine family 1: &#8230;</p></td></tr><tr><td><p>OBD engine family 2: &#8230;</p></td></tr><tr><td><p>etc &#8230;</p></td></tr><tr><td><p>3.2.12.2.7.0.3.</p></td><td><p>Number of the OBD engine family the parent engine / the engine member belongs to</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.12.2.7.0.4.</p></td><td><p>Manufacturer references of the OBD-Documentation required by paragraph 3.1.4. (c) and paragraph 3.3.4. of UN/ECE Regulation 49 Rev. 06 and specified in Annex 9A of UN/ECE Regulation 49 Rev. 06 for the purpose of approving the OBD system</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.12.2.7.0.5.</p></td><td><p>When appropriate, manufacturer reference of the Documentation for installing in a vehicle an OBD equipped engine system</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.12.2.7.2.</p></td><td><p>List and purpose of all components monitored by the OBD system (<span>8</span>)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.12.2.7.3.</p></td><td><p>Written description (general working principles) for</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.12.2.7.3.1.</p></td><td><p>Positive-ignition engines (<span>8</span>)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.12.2.7.3.1.1.</p></td><td><p>Catalyst monitoring (<span>8</span>)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.12.2.7.3.1.2.</p></td><td><p>Misfire detection (<span>8</span>)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.12.2.7.3.1.3.</p></td><td><p>Oxygen sensor monitoring (<span>8</span>)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.12.2.7.3.1.4.</p></td><td><p>Other components monitored by the OBD system</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.12.2.7.3.2.</p></td><td><p>Compression-ignition engines (<span>8</span>)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.12.2.7.3.2.1.</p></td><td><p>Catalyst monitoring (<span>8</span>)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.12.2.7.3.2.2.</p></td><td><p>Particulate trap monitoring (<span>8</span>)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.12.2.7.3.2.3.</p></td><td><p>Electronic fuelling system monitoring (<span>8</span>)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.12.2.7.3.2.4.</p></td><td><p>DeNO<span>x</span> system monitoring (<span>8</span>)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.12.2.7.3.2.5.</p></td><td><p>Other components monitored by the OBD system (<span>8</span>)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.12.2.7.4.</p></td><td><p>Criteria for MI activation (fixed number of driving cycles or statistical method) (<span>8</span>)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.12.2.7.5.</p></td><td><p>List of all OBD output codes and formats used (with explanation of each) (<span>8</span>)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.12.2.7.6.5.</p></td><td><p>OBD Communication protocol standard (<span>8</span>)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.12.2.7.7.</p></td><td><p>Manufacturer reference of the OBD related information required by of paragraphs 3.1.4. (d) and 3.3.4. of UN/ECE Regulation 49 Rev. 06 for the purpose of complying with the provisions on access to vehicle OBD, or</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.12.2.7.7.1.</p></td><td><p>As an alternative to a manufacturer reference provided in paragraph&#160;3.2.12.2.7.7. reference of the attachment to this annex that contains the following table, once completed according to the given example:</p><div><p>Component - Fault code - Monitoring strategy - Fault detection criteria - MI activation criteria - Secondary parameters &#8211; Preconditioning - Demonstration test</p></div><div><p>SCR Catalyst - P20EE - NO<span>x</span> sensor 1 and 2 signals - Difference between sensor 1 and sensor 2 signals - 2nd cycle - Engine speed, engine load, catalyst temperature, reagent activity, exhaust mass flow - One OBD test cycle (WHTC, hot part) - OBD test cycle (WHTC, hot part)</p></div></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.12.2.8.</p></td><td><p>Other system (description and operation)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.12.2.8.1.</p></td><td><p>Systems to ensure the correct operation of NO<span>x</span> control measures</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.12.2.8.2.</p></td><td><p>Engine with permanent deactivation of the driver inducement, for use by the rescue services or in vehicles designed and constructed for use by the armed services, civil defence, fire services and forces responsible for maintaining public order: Yes/No (<span>1</span>)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.12.2.8.3.</p></td><td><p>Number of OBD engine families within the engine family considered when ensuring the correct operation of NO<span>x</span> control measures</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.12.2.8.4.</p></td><td><p>List of the OBD engine families (when applicable)</p></td><td><p>OBD engine family 1: &#8230;</p><p>OBD engine family 2: &#8230;</p><p>etc &#8230;</p></td></tr><tr><td><p>3.2.12.2.8.5.</p></td><td><p>Number of the OBD engine family the parent engine / the engine member belongs to</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.12.2.8.6.</p></td><td><p>Lowest concentration of the active ingredient present in the reagent that does not activate the warning system (CD<span>min</span>) (% vol)</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.12.2.8.7.</p></td><td><p>When appropriate, manufacturer reference of the Documentation for installing in a vehicle the systems to ensure the correct operation of NO<span>x</span> control measures</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.17.</p></td><td><p>Specific information related to gas fuelled engines for heavy-duty vehicles (in the case of systems laid out in a different manner, supply equivalent information)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.17.1.</p></td><td><p>Fuel: LPG /NG-H/NG-L /NG-HL (<span>1</span>)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.17.2.</p></td><td><p>Pressure regulator(s) or vaporiser/pressure regulator(s) (<span>1</span>)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.17.2.1.</p></td><td><p>Make(s)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.17.2.2.</p></td><td><p>Type(s)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.17.2.3.</p></td><td><p>Number of pressure reduction stages</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.17.2.4.</p></td><td><p>Pressure in final stage minimum (kPa) &#8211; maximum. (kPa)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.17.2.5.</p></td><td><p>Number of main adjustment points</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.17.2.6.</p></td><td><p>Number of idle adjustment points</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.17.2.7.</p></td><td><p>Type approval number</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.17.3.</p></td><td><p>Fuelling system: mixing unit / gas injection / liquid injection / direct injection (<span>1</span>)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.17.3.1.</p></td><td><p>Mixture strength regulation</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.17.3.2.</p></td><td><p>System description and/or diagram and drawings</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.17.3.3.</p></td><td><p>Type approval number</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.17.4.</p></td><td><p>Mixing unit</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.17.4.1.</p></td><td><p>Number</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.17.4.2.</p></td><td><p>Make(s)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.17.4.3.</p></td><td><p>Type(s)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.17.4.4.</p></td><td><p>Location</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.17.4.5.</p></td><td><p>Adjustment possibilities</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.17.4.6.</p></td><td><p>Type approval number</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.17.5.</p></td><td><p>Inlet manifold injection</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.17.5.1.</p></td><td><p>Injection: single point/multipoint (<span>1</span>)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.17.5.2.</p></td><td><p>Injection: continuous/simultaneously timed/sequentially timed (<span>1</span>)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.17.5.3.</p></td><td><p>Injection equipment</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.17.5.3.1.</p></td><td><p>Make(s)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.17.5.3.2.</p></td><td><p>Type(s)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.17.5.3.3.</p></td><td><p>Adjustment possibilities</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.17.5.3.4.</p></td><td><p>Type approval number</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.17.5.4.</p></td><td><p>Supply pump (if applicable)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.17.5.4.1.</p></td><td><p>Make(s)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.17.5.4.2.</p></td><td><p>Type(s)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.17.5.4.3.</p></td><td><p>Type approval number</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.17.5.5.</p></td><td><p>Injector(s)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.17.5.5.1.</p></td><td><p>Make(s)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.17.5.5.2.</p></td><td><p>Type(s)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.17.5.5.3.</p></td><td><p>Type approval number</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.17.6.</p></td><td><p>Direct injection</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.17.6.1.</p></td><td><p>Injection pump/pressure regulator (<span>1</span>)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.17.6.1.1.</p></td><td><p>Make(s)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.17.6.1.2.</p></td><td><p>Type(s)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.17.6.1.3.</p></td><td><p>Injection timing</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.17.6.1.4.</p></td><td><p>Type approval number</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.17.6.2.</p></td><td><p>Injector(s)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.17.6.2.1.</p></td><td><p>Make(s)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.17.6.2.2.</p></td><td><p>Type(s)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.17.6.2.3.</p></td><td><p>Opening pressure or characteristic diagram (<span>1</span>)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.17.6.2.4.</p></td><td><p>Type approval number</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.17.7.</p></td><td><p>Electronic control unit (ECU)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.17.7.1.</p></td><td><p>Make(s)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.17.7.2.</p></td><td><p>Type(s)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.17.7.3.</p></td><td><p>Adjustment possibilities</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.17.7.4.</p></td><td><p>Software calibration number(s)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.17.8.</p></td><td><p>NG fuel-specific equipment</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.17.8.1.</p></td><td><p>Variant 1 (only in the case of approvals of engines for several specific fuel compositions)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.2.17.8.1.0.1.</p></td><td><p>Self-adaptive feature? Yes/No (<span>1</span>)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p><a>&#9660;M1</a>&#160;&#8212;&#8212;&#8212;&#8212;&#8212;</p></td></tr><tr><td><p><a>&#9660;B</a></p></td></tr><tr><td><p>3.2.17.8.1.1.</p></td><td><p>methane (CH<span>4</span>) &#8230; basis (%mole)</p><p>ethane (C<span>2</span>H<span>6</span>) &#8230; basis (%mole)</p><p>propane (C<span>3</span>H<span>8</span>) &#8230; basis (%mole)</p><p>butane (C<span>4</span>H<span>10</span>) &#8230; basis (%mole)</p><p>C<span>5</span>/C<span>5+</span>: &#8230; basis (%mole)</p><p>oxygen (O<span>2</span>) &#8230; basis (%mole)</p><p>inert (N<span>2</span>, He etc) &#8230; basis (%mole)</p></td><td><p>min (%mole)</p><p>min (%mole)</p><p>min (%mole)</p><p>min (%mole)</p><p>min (%mole)</p><p>min (%mole)</p><p>min (%mole)</p></td><td><p>max (%mole)</p><p>max (%mole)</p><p>max (%mole)</p><p>max (%mole)</p><p>max (%mole)</p><p>max (%mole)</p><p>max (%mole)</p></td></tr><tr><td><p>3.5.5.</p></td><td><p>Specific fuel consumption and correction factors</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.5.5.1.</p></td><td><p>Specific fuel consumption over WHSC &#8216;SFC<span>WHSC</span>&#8217; in accordance with paragraph 5.3.3&#160;g/kWh</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.5.5.2.</p></td><td><p>Corrected specific fuel consumption over WHSC &#8216;SFC<span>WHSC</span>, corr&#8217; in accordance with paragraph 5.3.3.1: &#8230; g/kWh</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.5.5.3.</p></td><td><p>Correction factor for WHTC urban part (from output of engine pre-processing tool)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.5.5.4.</p></td><td><p>Correction factor for WHTC rural part (from output of engine pre-processing tool)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.5.5.5.</p></td><td><p>Correction factor for WHTC motorway part (from output of engine pre-processing tool)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.5.5.6.</p></td><td><p>Cold-hot emission balancing factor (from output of engine pre-processing tool)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.5.5.7.</p></td><td><p>Correction factor for engines equipped with exhaust after-treatment systems that are regenerated on a periodic basis CF<span>RegPer</span> (from output of engine pre-processing tool)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.5.5.8.</p></td><td><p>Correction factor to standard NCV (from output of engine pre-processing tool)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.6.</p></td><td><p>Temperatures permitted by the manufacturer</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.6.1.</p></td><td><p>Cooling system</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.6.1.1.</p></td><td><p>Liquid cooling Maximum temperature at outlet (K)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.6.1.2.</p></td><td><p>Air cooling</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.6.1.2.1.</p></td><td><p>Reference point</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.6.1.2.2.</p></td><td><p>Maximum temperature at reference point (K)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.6.2.</p></td><td><p>Maximum outlet temperature of the inlet intercooler (K)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.6.3.</p></td><td><p>Maximum exhaust temperature at the point in the exhaust pipe(s) adjacent to the outer flange(s) of the exhaust manifold(s) or turbocharger(s) (K)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.6.4.</p></td><td><p>Fuel temperature Minimum (K) &#8211; maximum (K)</p><p>For diesel engines at injection pump inlet, for gas fuelled engines at pressure regulator final stage</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.6.5.</p></td><td><p>Lubricant temperature</p><p>Minimum (K) &#8211; maximum (K)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>&#160;</p><div/></td></tr><tr><td><p>3.8.</p></td><td><p>Lubrication system</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.8.1.</p></td><td><p>Description of the system</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.8.1.1.</p></td><td><p>Position of lubricant reservoir</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.8.1.2.</p></td><td><p>Feed system (by pump/injection into intake/mixing with fuel, etc.) (<span>1</span>)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.8.2.</p></td><td><p>Lubricating pump</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.8.2.1.</p></td><td><p>Make(s)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.8.2.2.</p></td><td><p>Type(s)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.8.3.</p></td><td><p>Mixture with fuel</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.8.3.1.</p></td><td><p>Percentage</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.8.4.</p></td><td><p>Oil cooler: Yes/No (<span>1</span>)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.8.4.1.</p></td><td><p>Drawing(s)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.8.4.1.1.</p></td><td><p>Make(s)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3.8.4.1.2.</p></td><td><p>Type(s)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr></tbody></table> Notes: ( 1 ) Delete where not applicable (there are cases where nothing needs to be deleted when more than one entry is applicable). ( 3 ) This figure shall be rounded off to the nearest tenth of a millimetre. ( 4 ) This value shall be calculated and rounded off to the nearest cm 3 . ( 5 ) Specify the tolerance. ( 6 ) Determined in accordance with the requirements of Regulation No. 85. ( 7 ) Please fill in here the upper and lower values for each variant. ( 8 ) To be documented in case of a single OBD engine family and if not already documented in the documentation package(s) referred to in line 3.2.12.2.7.0.4. of Part 1 of this Appendix. Appendix to information document Information on test conditions 1. Spark plugs <table><col/><col/><tr><td><p>1.1.</p></td><td><p>Make</p></td></tr></table> <table><col/><col/><tr><td><p>1.2.</p></td><td><p>Type</p></td></tr></table> <table><col/><col/><tr><td><p>1.3.</p></td><td><p>Spark-gap setting</p></td></tr></table> 2. Ignition coil <table><col/><col/><tr><td><p>2.1.</p></td><td><p>Make</p></td></tr></table> <table><col/><col/><tr><td><p>2.2.</p></td><td><p>Type</p></td></tr></table> 3. Lubricant used <table><col/><col/><tr><td><p>3.1.</p></td><td><p>Make</p></td></tr></table> <table><col/><col/><tr><td><p>3.2.</p></td><td><p>Type (state percentage of oil in mixture if lubricant and fuel mixed)</p></td></tr></table> <table><col/><col/><tr><td><p>3.3.</p></td><td><p>Specifications of lubricant</p></td></tr></table> 4. Test fuel used <table><col/><col/><tr><td><p>4.1.</p></td><td><p>Fuel type (in accordance with paragraph 6.1.9 of Annex V to Commission Regulation (EU) 2017/2400)</p></td></tr></table> <table><col/><col/><tr><td><p>4.2.</p></td><td><p>Unique identification number (production batch number) of fuel used</p></td></tr></table> <table><col/><col/><tr><td><p>4.3.</p></td><td><p>Net calorific value (NCV) (in accordance with paragraph 6.1.8 of Annex V to Commission Regulation (EU) 2017/2400)</p></td></tr></table> <table><col/><col/><tr><td><p>4.4.</p></td><td><p>Reference fuel type (type of reference fuel used for testing in accordance with point 3.2 of Annex V to Commission Regulation (EU) 2017/2400)</p></td></tr></table> 5. Engine-driven equipment <table><col/><col/><tr><td><p>5.1.</p></td><td><p>The power absorbed by the auxiliaries/equipment needs only be determined,</p><div><p>(a)<span>&#160;</span>If auxiliaries/equipment required are not fitted to the engine and/or</p></div><div><p>(b)<span>&#160;</span>If auxiliaries/equipment not required are fitted to the engine.</p></div><div><p><span>Note:</span><span>&#160;</span>Requirements for engine-driven equipment differ between emissions test and power test</p></div></td></tr></table> <table><col/><col/><tr><td><p>5.2.</p></td><td><p>Enumeration and identifying details</p></td></tr></table> <table><col/><col/><tr><td><p>5.3.</p></td><td><p>Power absorbed at engine speeds specific for emissions test</p><p><br/></p><div><p><br/></p><p><span>Table 1</span></p><p><span>Power absorbed at engine speeds specific for emissions test</span></p><table><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>Equipment</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>&#160;</p><div/></td><td><p>Idle</p></td><td><p>Low speed</p></td><td><p>High speed</p></td><td><p>Preferred speed (<span>2</span>)</p></td><td><p>n<span>95h</span></p></td></tr><tr><td><p>P<span>a</span></p><p>Auxiliaries/equipment required according to Annex 4, Appendix 6 of UN/ECE Regulation 49 Rev. 06</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>P<span>b</span></p><p>Auxiliaries/equipment not required according to Annex 4, Appendix 6 of UN/ECE Regulation 49 Rev. 06</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr></tbody></table></div></td></tr></table> <table><col/><col/><tr><td><p>5.4.</p></td><td>Fan constant determined in accordance with Appendix 5 to this Annex (if applicable)<table><col/><col/><tr><td><p>5.4.1.</p></td><td><p>C<span>avg-fan</span> (if applicable)</p></td></tr></table><table><col/><col/><tr><td><p>5.4.2.</p></td><td><p>C<span>ind-fan</span> (if applicable)</p><p><br/></p><div><p><br/></p><p><span>Table 2</span></p><p><span>Value of fan constant C<span>ind-fan</span> for different engine speeds</span></p><table><col/><col/><col/><col/><col/><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>Value</p></td><td><p>Engine speed</p></td><td><p>Engine speed</p></td><td><p>Engine speed</p></td><td><p>Engine speed</p></td><td><p>Engine speed</p></td><td><p>Engine speed</p></td><td><p>Engine speed</p></td><td><p>Engine speed</p></td><td><p>Engine speed</p></td><td><p>Engine speed</p></td></tr><tr><td><p>1</p></td><td><p>2</p></td><td><p>3</p></td><td><p>4</p></td><td><p>5</p></td><td><p>6</p></td><td><p>7</p></td><td><p>8</p></td><td><p>9</p></td><td><p>10</p></td></tr><tr><td><p>engine speed [min<span>&#8211;&#160;1</span>]</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>fan constant C<span>ind-fan,i</span></p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr></tbody></table></div></td></tr></table></td></tr></table> 6. Engine performance (declared by manufacturer) 6.1. Engine test speeds for emissions test according to Annex 4 of UN/ECE Regulation 49 Rev. 06 ( 4 ) <table><col/><col/><tr><td><p>Low speed (nlo)</p></td><td><p>&#8230; min<span>&#8211;&#160;1</span></p></td></tr></table> <table><col/><col/><tr><td><p>High speed (nhi)</p></td><td><p>&#8230; min<span>&#8211;&#160;1</span></p></td></tr></table> <table><col/><col/><tr><td><p>Idle speed</p></td><td><p>&#8230; min<span>&#8211;&#160;1</span></p></td></tr></table> <table><col/><col/><tr><td><p>Preferred speed</p></td><td><p>&#8230; min<span>&#8211;&#160;1</span></p></td></tr></table> <table><col/><col/><tr><td><p>n<span>95h</span></p></td><td><p>&#8230; min<span>&#8211;&#160;1</span></p></td></tr></table> 6.2. Declared values for power test according to Regulation No. 85 <table><col/><col/><tr><td><p>Idle speed</p></td><td><p>&#8230; min<span>&#8211;&#160;1</span></p></td></tr></table> <table><col/><col/><tr><td><p>Speed at maximum power</p></td><td><p>&#8230; min<span>&#8211;&#160;1</span></p></td></tr></table> <table><col/><col/><tr><td><p>Maximum power</p></td><td><p>&#8230; kW</p></td></tr></table> <table><col/><col/><tr><td><p>Speed at maximum torque</p></td><td><p>&#8230; min<span>&#8211;&#160;1</span></p></td></tr></table> <table><col/><col/><tr><td><p>Maximum torque</p></td><td><p>&#8230; Nm</p></td></tr></table> Appendix 3 Engine CO 2 -Family 1. Parameters defining the engine CO 2 -family The engine CO 2 -family, as determined by the manufacturer, shall comply with the membership criteria defined in accordance with paragraph 5.2.3. of Annex 4 to UN/ECE Regulation 49 Rev.06. An engine CO 2 -family may consist of only one engine. In addition to those membership criteria, the engine CO 2 -family, as determined by the manufacturer, shall comply with the membership criteria listed in paragraph 1.1 to 1.9 of this Appendix. In addition to the parameters listed below, the manufacturer may introduce additional criteria allowing the definition of families of more restricted size. These parameters are not necessarily parameters that have an influence on the level of fuel consumption. 1.1. Combustion relevant geometric data <table><col/><col/><tr><td><p>1.1.1.</p></td><td><p>Displacement per cylinder</p></td></tr></table> <table><col/><col/><tr><td><p>1.1.2.</p></td><td><p>Number of cylinders</p></td></tr></table> <table><col/><col/><tr><td><p>1.1.3.</p></td><td><p>Bore and stroke data</p></td></tr></table> <table><col/><col/><tr><td><p>1.1.4.</p></td><td><p>Combustion chamber geometry and compression ratio</p></td></tr></table> <table><col/><col/><tr><td><p>1.1.5.</p></td><td><p>Valve diameters and port geometry</p></td></tr></table> <table><col/><col/><tr><td><p>1.1.6.</p></td><td><p>Fuel injectors (design and position)</p></td></tr></table> <table><col/><col/><tr><td><p>1.1.7.</p></td><td><p>Cylinder head design</p></td></tr></table> <table><col/><col/><tr><td><p>1.1.8.</p></td><td><p>Piston and piston ring design</p></td></tr></table> 1.2. Air management relevant components <table><col/><col/><tr><td><p>1.2.1.</p></td><td><p>Pressure charging equipment type (waste gate, VTG, 2-stage, other) and thermodynamic characteristics</p></td></tr></table> <table><col/><col/><tr><td><p>1.2.2.</p></td><td><p>Charge air cooling concept</p></td></tr></table> <table><col/><col/><tr><td><p>1.2.3.</p></td><td><p>Valve timing concept (fixed, partly flexible, flexible)</p></td></tr></table> <table><col/><col/><tr><td><p>1.2.4.</p></td><td><p>EGR concept (uncooled/cooled, high/low pressure, EGR-control)</p></td></tr></table> <table><col/><col/><tr><td><p>1.3.</p></td><td><p>Injection system</p></td></tr></table> <table><col/><col/><tr><td><p>1.4.</p></td><td><p>Auxiliary/equipment propulsion concept (mechanically, electrically, other)</p></td></tr></table> <table><col/><col/><tr><td><p>1.5.</p></td><td><p>Waste heat recovery (yes/no; concept and system)</p></td></tr></table> <table><col/><col/><tr><td><p>1.6.</p></td><td>Aftertreatment system<table><col/><col/><tr><td><p>1.6.1.</p></td><td><p>Reagent dosing system characteristics (reagent and dosing concept)</p></td></tr></table><table><col/><col/><tr><td><p>1.6.2.</p></td><td><p>Catalyst and DPF (arrangement, material and coating)</p></td></tr></table><table><col/><col/><tr><td><p>1.6.3.</p></td><td><p>HC dosing system characteristics (design and dosing concept)</p></td></tr></table></td></tr></table> <table><col/><col/><tr><td><p>1.7.</p></td><td>Full load curve<table><col/><col/><tr><td><p>1.7.1.</p></td><td><p>The torque values at each engine speed of the full load curve of the CO<span>2</span>-parent engine determined in accordance with paragraph 4.3.1. shall be equal or higher than for all other engine within the same CO<span>2</span>-family at the same engine speed over the whole engine speed range recorded.</p></td></tr></table><table><col/><col/><tr><td><p>1.7.2.</p></td><td><p>The torque values at each engine speed of the full load curve of the engine with the lowest power rating of all engines within the engine CO<span>2</span>-family determined in accordance with paragraph 4.3.1. shall be equal or lower than for all other engines within the same CO<span>2</span>-family at the same engine speed over the whole engine speed range recorded.</p></td></tr></table><p><a>&#9660;M1</a></p><table><col/><col/><tr><td><p>1.7.3.</p></td><td><p>Torque values within a tolerance band related to the reference described in points 1.7.1 and 1.7.2. are considered as equal. The tolerance band is defined as&#160;+&#160;20 Nm or&#160;+&#160;2 percent of the CO<span>2</span> parent engine torque at the particular engine speed, whichever is greater.</p></td></tr></table><p><a>&#9660;B</a></p></td></tr></table> <table><col/><col/><tr><td><p>1.8.</p></td><td>Characteristic engine test speeds<p><a>&#9660;M1</a></p><table><col/><col/><tr><td><p>1.8.1.</p></td><td><p>The engine idle speed, n<span>idle</span>, of the CO<span>2</span>-parent engine as declared by the manufacturer at the application for certification in the information document in accordance with point 3.2.1.6 of Appendix 2 to this Annex shall be equal or lower than for all other engines within the same CO<span>2</span>-family.</p></td></tr></table><p><a>&#9660;B</a></p><table><col/><col/><tr><td><p>1.8.2.</p></td><td><p>The engine speed n<span>95h</span> of all other engines than the CO<span>2</span>-parent engine within the same CO<span>2</span>-family, determined from the engine full load curve recorded in accordance with paragraph 4.3.1 by applying the definitions of characteristic engine speeds in accordance with paragraph 7.4.6. of Annex 4 to UN/ECE Regulation 49 Rev.06, shall not deviate from the engine speed n<span>95h</span> of the CO<span>2</span>-parent engine by more than &#177; 3 percent.</p></td></tr></table><table><col/><col/><tr><td><p>1.8.3.</p></td><td><p>The engine speed n<span>57</span> of all other engines than the CO<span>2</span>-parent engine within the same CO<span>2</span>-family, determined from the engine full load curve recorded in accordance with paragraph 4.3.1 by applying the definitions in accordance with paragraph 4.3.5.2.1, shall not deviate from the engine speed n<span>57</span> of the CO<span>2</span>-parent engine by more than &#177; 3 percent.</p></td></tr></table></td></tr></table> <table><col/><col/><tr><td><p>1.9.</p></td><td>Minimum number of points in the fuel consumption map<table><col/><col/><tr><td><p>1.9.1.</p></td><td><p>All engines within the same CO<span>2</span>-family shall have a minimum number of 54 mapping points of the fuel consumption map located below their respective engine full load curve determined in accordance with paragraph&#160;4.3.1.</p></td></tr></table></td></tr></table> 2. Choice of the CO 2 -parent engine The CO 2 -parent engine of the engine CO 2 -family shall be selected in accordance with the following criteria: <table><col/><col/><tr><td><p>2.1.</p></td><td><p>Highest power rating of all engines within the engine CO<span>2</span>-family.</p></td></tr></table> Appendix 4 Conformity of CO 2 emissions and fuel consumption related properties 1. General provisions <table><col/><col/><tr><td><p>1.1</p></td><td><p>Conformity of CO<span>2</span> emissions and fuel consumption related properties shall be checked on the basis of the description in the certificates set out in Appendix 1 to this Annex and on the basis of the description in the information document set out in Appendix 2 to this Annex.</p></td></tr></table> <table><col/><col/><tr><td><p>1.2</p></td><td><p>If an engine certificate has had one or more extensions, the tests shall be carried out on the engines described in the information package relating to the relevant extension.</p></td></tr></table> <table><col/><col/><tr><td><p>1.3</p></td><td><p>All engines subject to tests shall be taken from the series production meeting the selection criteria according to paragraph 3 of this Appendix.</p></td></tr></table> <table><col/><col/><tr><td><p>1.4</p></td><td><p>The tests may be conducted with the applicable market fuels. However, at the manufacturer's request, the reference fuels specified in paragraph 3.2 may be used.</p></td></tr></table> <table><col/><col/><tr><td><p>1.5</p></td><td><p>If tests for the purpose of conformity of CO<span>2</span> emissions and fuel consumption related properties of gas engines (natural gas, LPG) are conducted with market fuels the engine manufacturer shall demonstrate to the approval authority the appropriate determination of the gas fuel composition for the determination of the NCV according to paragraph 4 of this Appendix by good engineering judgement.</p></td></tr></table> 2. Number of engines and engine CO 2 -families to be tested <table><col/><col/><tr><td><p>2.1</p></td><td><p>0,05 percent of all engines produced in the past production year within the scope of this regulation shall represent the basis to derive the number of engine CO<span>2</span>-families and number of engines within those CO<span>2</span>-families to be tested annually for verifying conformity of the certified CO<span>2</span> emissions and fuel consumption related properties. The resulting figure of 0,05 percent of relevant engines shall be rounded to the nearest whole number. This result shall be called n<span>COP,base</span>.</p></td></tr></table> <table><col/><col/><tr><td><p>2.2</p></td><td><p>Notwithstanding the provisions in point 2.1, a minimum number of 30 shall be used for n<span>COP,base</span>.</p></td></tr></table> <table><col/><col/><tr><td><p>2.3</p></td><td><p>The resulting figure for n<span>COP,base</span> determined in accordance with points 2.1 and 2.2 of this Appendix shall be divided by 10 and the result rounded to the nearest whole number in order to determine the number of engine CO<span>2</span>-families to be tested annually, n<span>COP,fam</span>, for verifying conformity of the certified CO<span>2</span> emissions and fuel consumption related properties.</p></td></tr></table> <table><col/><col/><tr><td><p>2.4</p></td><td><p>In the case that a manufacturer has less CO<span>2</span>-families than n<span>COP,fam</span> determined in accordance with point 2.3, the number of CO<span>2</span>-families to be tested, n<span>COP,fam</span>, shall be defined by the total number of CO<span>2</span>-families of the manufacturer.</p></td></tr></table> 3. Selection of engine CO 2 -families to be tested From the number of engine CO 2 -families to be tested determined in accordance with paragraph 2 of this Appendix, the first two CO 2 -families shall be those with the highest production volumes. The remaining number of engine CO 2 -families to be tested shall be randomly selected from all existing engine CO 2 -families and shall be agreed between the manufacturer and the approval authority. 4. Testrun to be performed The minimum number of engines to be tested for each engine CO 2 -family, n COP,min , shall be determined by dividing n COP,base by n COP,fam , both values determined in accordance with point 2. The result for n COP,min shall be rounded to the nearest integer. If the resulting value for n COP,min is smaller than 4 it shall be set to 4, if it is greater than 19 it shall be set to 19. For each of the engine CO 2 -families determined in accordance with paragraph 3 of this Appendix a minimum number of n COP,min engines within that family shall be tested in order to reach a pass decision in accordance with paragraph 9 of this Appendix. The number of testruns to be performed within an engine CO 2 -family shall be randomly assigned to the different engines within that CO 2 -family and this assignment shall be agreed between the manufacturer and the approval authority. Conformity of the certified CO 2 emissions and fuel consumption related properties shall be verified by testing the engines in the WHSC test in accordance with paragraph 4.3.4. All boundary conditions as specified in this Annex for the certification testing shall apply, except for the following: (1) The laboratory test conditions in accordance with paragraph 3.1.1 of this Annex. The conditions in accordance with paragraph 3.1.1 are recommended and shall not be mandatory. Deviations may occur under certain ambient conditions at the testing site and should be minimized by the use of good engineering judgment. (2) In case reference fuel of the type B7 (Diesel / CI) in accordance with paragraph 3.2 of this Annex is used, the determination of the NCV in accordance with paragraph 3.2 of this Annex shall not be required. (3) In case market fuel or reference fuel other than B7 (Diesel / CI) is used, the NCV of the fuel shall be determined in accordance with the applicable standards defined in Table 1 of this Annex. With exemption of gas engines the NCV measurement shall be performed by only one lab independent from the engine manufacturer instead of two as required in accordance with paragraph 3.2 of this Annex. NCV for reference gas fuels (G 25 /G R , LPG fuel B) shall be calculated in accordance with the applicable standards in Table 1 of this Annex from the fuel analysis submitted by the reference gas fuel supplier. (4) The lubricating oil shall be the one filled during engine production and shall not be changed for the purpose of testing conformity of CO 2 emissions and fuel consumption related properties. 5. Run-in of newly manufactured engines <table><col/><col/><tr><td><p>5.1</p></td><td><p>The tests shall be carried out on newly manufactured engines taken from the series production which have a maximum run-in time of 15 hours before the testrun for the verification of conformity of the certified CO<span>2</span> emissions and fuel consumption related properties in accordance with paragraph 4 of this Appendix is started.</p></td></tr></table> <table><col/><col/><tr><td><p>5.2</p></td><td><p>At the request of the manufacturer, the tests may be carried out on engines which have been run-in up to a maximum of 125 hours. In this case, the running-in procedure shall be conducted by the manufacturer who shall not make any adjustments to those engines.</p></td></tr></table> <table><col/><col/><tr><td><p>5.3</p></td><td><p>When the manufacturer requests to conduct a running-in procedure in accordance with point 5.2 of this Appendix it may be carried out on either of the following:</p><div><p>(a)<span>&#160;</span>all the engines that are tested</p></div><div><p>(b)<span>&#160;</span>newly produced engine, with the determination of an evolution coefficient as follows:</p></div><div><p>A.<span>&#160;</span>The specific fuel consumption shall be measured over the WHSC test once on the newly manufactured engine with a maximum run-in time of 15 hours in accordance with point 5.1 of this Appendix and in the second test before the maximum of 125 hours set in point 5.2 of this Appendix on the first engine tested.</p></div><div><p>B.<span>&#160;</span>The values for the specific fuel consumption of both tests shall be adjusted to a corrected value in accordance with paragraphs 7.2 and 7.3 of this Appendix for the respective fuel used during each of the two tests.</p></div><div><p>C.<span>&#160;</span>The evolution coefficient of the fuel consumption shall be calculated by dividing the corrected specific fuel consumption of the second test by the corrected specific fuel consumption of the first test. The evolution coefficient may have a value less than one.</p></div></td></tr></table> <table><col/><col/><tr><td><p>5.4</p></td><td><p>If the provisions defined in point 5.3 (b) of this Appendix are applied, the subsequent engines selected for testing of conformity of CO<span>2</span> emissions and fuel consumption related properties shall not be subjected to the running-in procedure, but their specific fuel consumption over the WHSC determined on the newly manufactured engine with a maximum run-in time of 15 hours in accordance with point 5.1 of this Appendix shall be multiplied by the evolution coefficient.</p></td></tr></table> <table><col/><col/><tr><td><p>5.5</p></td><td><p>In the case described in point 5.4 of this Appendix the values for the specific fuel consumption over the WHSC to be taken shall be the following:</p><div><p>(a)<span>&#160;</span>for the engine used for determination of the evolution coefficient in accordance with point 5.3 (b) of this Appendix, the value from the second test</p></div><div><p>(b)<span>&#160;</span>for the other engines, the values determined on the newly manufactured engine with a maximum run-in time of 15 hours in accordance with point 5.1 of this Appendix multiplied by the evolution coefficient determined in accordance with point 5.3 (b)(C) of this Appendix</p></div></td></tr></table> <table><col/><col/><tr><td><p>5.6.</p></td><td><p>Instead of using a running-in procedure in accordance with points 5.2 to 5.5 of this Appendix, a generic evolution coefficient of 0,99 may be used at the request of the manufacturer. In this case the specific fuel consumption over the WHSC determined on the newly manufactured engine with a maximum run-in time of 15 hours in accordance with point 5.1 of this Appendix shall be multiplied by the generic evolution coefficient of 0,99.</p></td></tr></table> <table><col/><col/><tr><td><p>5.7</p></td><td><p>If the evolution coefficient in accordance with point 5.3 (b) of this Appendix is determined using the parent engine of an engine family according to paragraphs 5.2.3. and 5.2.4. of Annex 4 to Regulation UN/ECE R.49.06, it may be carried across to all members of any CO<span>2</span>-family belonging to the same engine family according to paragraph 5.2.3. of Annex 4 to Regulation UN/ECE R.49.06.</p></td></tr></table> 6. Target value for assessment of conformity of the certified CO 2 emissions and fuel consumption related properties The target value to assess the conformity of the certified CO 2 emissions and fuel consumption related properties shall be the corrected specific fuel consumption over the WHSC, SFC WHSC,corr , in g/kWh determined in accordance with paragraph 5.3.3 and documented in the information document as part of the certificates set out in Appendix 2 to this Annex for the specific engine tested. 7. Actual value for assessment of conformity of the certified CO 2 emissions and fuel consumption related properties <table><col/><col/><tr><td><p>7.1</p></td><td><p>The specific fuel consumption over the WHSC, SFC<span>WHSC</span>, shall be determined in accordance with paragraph 5.3.3 of this Annex from the testruns performed in accordance with paragraph 4 of this Appendix. At the request of the manufacturer the specific fuel consumption value determined shall be modified by applying the provisions defined in points 5.3 to 5.6 of this Appendix.</p></td></tr></table> <table><col/><col/><tr><td><p>7.2</p></td><td><p>If market fuel was used during testing in accordance with point 1.4 of this Appendix, the specific fuel consumption&#160;over the WHSC, SFC<span>WHSC</span>, determined in point 7.1 of this Appendix shall be adjusted to a corrected value, SFC<span>WHSC,corr</span>, in accordance with paragraph 5.3.3.1 of this Annex.</p></td></tr></table> <table><col/><col/><tr><td><p>7.3</p></td><td><p>If reference fuel was used during testing in accordance with point 1.4 of this Appendix the special provisions defined in paragraph 5.3.3.2 of this Annex shall be applied to the value determined in point 7.1 of this Appendix.</p></td></tr></table> <table><col/><col/><tr><td><p>7.4</p></td><td><p>The measured emission of gaseous pollutants over the WHSC performed in accordance with paragraph 4 shall be adjusted by application of the appropriate deterioration factors (DF's) for that engine as recorded in the Addendum to the EC type-approval certificate granted in accordance with Commission Regulation (EU) No 582/2011.</p></td></tr></table> 8. Limit for conformity of one single test For diesel engines, the limit values for the assessment of conformity of one single engine tested shall be the target value determined in accordance with point (6) + 4 percent. For gas engines, the limit values for the assessment of conformity of one single engine tested shall be the target value determined in accordance with point (6) + 5 percent. 9. Assessment of conformity of the certified CO 2 emissions and fuel consumption related properties <table><col/><col/><tr><td><p>9.1</p></td><td><p>The emission test results over the WHSC determined in accordance with point 7.4 of this Appendix shall meet the applicable limits values defined in Annex I to Regulation (EC) No 595/2009 for all gaseous pollutants except ammonia, otherwise the test shall be considered void for the assessment of conformity of the certified CO<span>2</span> emissions and fuel consumption related properties.</p></td></tr></table> <table><col/><col/><tr><td><p>9.2</p></td><td><p>A single test of one engine tested in accordance with paragraph 4 of this Appendix shall be considered as nonconforming if the actual value in accordance with paragraph 7 of this Appendix is higher than the limit values defined in accordance with paragraph 8 of this Appendix.</p></td></tr></table> <table><col/><col/><tr><td><p>9.3</p></td><td><p>For the current sample size of engines tested within one CO<span>2</span>-family in accordance with paragraph 4 of this Appendix the test statistic quantifying the cumulative number of nonconforming tests in accordance with point 9.2 of this Appendix at the n<span>th</span> test shall be determined.</p><div><p>(a)<span>&#160;</span>If the cumulative number of nonconforming tests at the n<span>th</span> test determined in accordance with point 9.3 of this Appendix is less than or equal to the pass decision number for the sample size given in Table 4 of Appendix 3 to UN/ECE Regulation 49 Rev.06, a pass decision is reached.</p></div><div><p>(b)<span>&#160;</span>If the cumulative number of nonconforming tests at the n<span>th</span> test determined in accordance with point 9.3 of this Appendix is greater than or equal to the fail decision number for the sample size given in Table 4 of Appendix 3 to UN/ECE Regulation 49 Rev.06, a fail decision is reached.</p></div><div><p>(c)<span>&#160;</span>Otherwise, an additional engine is tested in accordance with paragraph 4 of this Appendix and the calculation procedure in accordance with point 9.3 of this Appendix is applied to the sample increased by one more unit.</p></div></td></tr></table> <table><col/><col/><tr><td><p>9.4</p></td><td><p>If neither a pass nor a fail decision is reached, the manufacturer may at any time decide to stop testing. In that case a fail decision is recorded.</p></td></tr></table> Appendix 5 Determination of power consumption of engine components 1. Fan The engine torque shall be measured at engine motoring with and without fan engaged with the following procedure: (i) Install the fan according to product instruction before the test starts. (ii) Warm up phase: The engine shall be warmed up according to the recommendation of the manufacturer and by practicing good engineering judgement (eg operating the engine for 20 minutes at mode 9, as defined in Table 1 of paragraph 7.2.2. of Annex 4 to UN/ECE Regulation 49 Rev.06). (iii) Stabilization phase: After the warm-up or optional warm-up step (v) is completed the engine shall be operated with minimum operator demand (motoring) at engine speed n pref for 130 ± 2 seconds with the fan disengaged (n fan_disengage < 0,75 * n engine * r fan ). The first 60 ± 1 seconds of this period are considered as a stabilization period, during which the actual engine speed shall be held within ± 5 min – 1 of n pref . (iv) Measurement phase: During the following period of 60 ± 1 seconds the actual engine speed shall be held within ± 2 min – 1 of n pref and the coolant temperature within ± 5 °C while the torque for motoring the engine with the fan disengaged, the fan speed and the engine speed shall be recorded as an average value over this period of 60 ± 1 seconds. The remaining period of 10 ± 1 seconds shall be used for data post-processing and storage if necessary. (v) Optional warmup phase: Upon manufacturer's request and according to good engineering judgement step (ii) can be repeated (e.g. if the temperature has dropped more than 5 °C) (vi) Stabilization phase: After the optional warm-up is completed the engine shall be operated with minimum operator demand (motoring) at engine speed n pref for 130 ± 2 seconds with the fan engaged (n fan_engage > 0,9 * n engine * r fan ) The first 60 ± 1 seconds of this period are considered as a stabilization period, during which the actual engine speed shall be held within ± 5 min – 1 of n pref. (vii) Measurement phase: During the following period of 60 ± 1 seconds the actual engine speed shall be held within ± 2 min – 1 of n pref and the coolant temperature within ± 5 °C while the torque for motoring the engine with the fan engaged, the fan speed and the engine speed shall be recorded as an average value over this period of 60 ± 1 seconds. The remaining period of 10±1 seconds shall be used for data post-processing and storage if necessary. (viii) Steps (iii) to (vii) shall be repeated at engine speeds n 95h and n hi instead of n pref , with an optional warmup step (v) before each stabilization step if needed to maintain a stable coolant temperature (± 5 °C), according to good engineering judgement. (ix) If the standard deviation of all calculated C i according to the equation below at the three speeds n pref , n 95h and n hi is equal or higher than 3 percent, the measurement shall be performed for all engine speeds defining the grid for the fuel mapping procedure (FCMC) according to paragraph 4.3.5.2.1. The actual fan constant shall be calculated from the measurement data according to the following equation: where: <table><col/><col/><tr><td><p>C<span>i</span></p></td><td><p>fan constant at certain engine speed</p></td></tr></table> <table><col/><col/><tr><td><p>MD<span>fan_disengage</span></p></td><td><p>measured engine torque at motoring with fan disengaged (Nm)</p></td></tr></table> <table><col/><col/><tr><td><p>MD<span>fan_engage</span></p></td><td><p>measured engine torque at motoring with fan engaged (Nm)</p></td></tr></table> <table><col/><col/><tr><td><p>n<span>fan_engage</span></p></td><td><p>fan speed with fan engaged (min<span>&#8211;&#160;1</span>)</p></td></tr></table> <table><col/><col/><tr><td><p>n<span>fan_disengage</span></p></td><td><p>fan speed with fan disengaged min<span>&#8211;&#160;1</span>)</p></td></tr></table> <table><col/><col/><tr><td><p>r<span>fan</span></p></td><td><p>ratio of the speed of the engine-side of the fan clutch to the speed of the crankshaft</p></td></tr></table> If the standard deviation of all calculated C i at the three speeds n pref , n 95h and n hi is less than 3 %, an average value C avg-fan determined over the three speeds n pref , n 95h and n hi shall be used for the fan constant. If the standard deviation of all calculated C i at the three speeds n pref , n 95h and n hi is equal or higher than 3 %, individual values determined for all engine speeds according to point (ix) shall be used for the fan constant C ind-fan,i . The value of the fan constant for the actual engine speed C fan, shall be determined by linear interpolation between the individual values C ind-fan,i of the fan constant. The engine torque for driving the fan shall be calculated according to the following equation: M fan = C fan · n fan 2 · 10 – 6 where: <table><col/><col/><tr><td><p>M<span>fan</span></p></td><td><p>engine torque for driving fan (Nm)</p></td></tr></table> <table><col/><col/><tr><td><p>C<span>fan</span></p></td><td><p>fan constant C<span>avg-fan</span> or C<span>ind-fan,i</span> corresponding to n<span>engine</span></p></td></tr></table> The mechanical power consumed by the fan shall be calculated from the engine torque for driving the fan and the actual engine speed. Mechanical power and engine torque shall be taken into account in accordance with paragraph 3.1.2. 2. Electric components/equipment The electric power supplied externally to electric engine components shall be measured. This measured value shall be corrected to mechanical power by dividing it by a generic efficiency value of 0,65. This mechanical power and the corresponding engine torque shall be taken into account in accordance with paragraph 3.1.2. Appendix 6 1. Markings In the case of an engine being certified in accordance with this Annex, the engine shall bear: <table><col/><col/><tr><td><p>1.1.</p></td><td><p>The manufacturer's name or trade mark</p></td></tr></table> <table><col/><col/><tr><td><p>1.2</p></td><td><p>The make and identifying type indication as recorded in the information referred to in point 0.1 and 0.2 of Appendix 2 to this Annex</p></td></tr></table> <table><col/><col/><tr><td><p>1.3</p></td><td><p>The certification mark as a rectangle surrounding the lower-case letter &#8216;e&#8217; followed by the distinguishing number of the Member State which has granted the certificate:</p><div><p>1 for Germany;</p></div><div><p>2 for France;</p></div><div><p>3 for Italy;</p></div><div><p>4 for the Netherlands;</p></div><div><p>5 for Sweden;</p></div><div><p>6 for Belgium;</p></div><div><p>7 for Hungary;</p></div><div><p>8 for the Czech Republic;</p></div><div><p>9 for Spain;</p></div><div><p>11 for the United Kingdom;</p></div><div><p>12 for Austria;</p></div><div><p>13 for Luxembourg;</p></div><div><p>17 for Finland;</p></div><div><p>18 for Denmark;</p></div><div><p>19 for Romania;</p></div><div><p>20 for Poland;</p></div><div><p>21 for Portugal;</p></div><div><p>23 for Greece;</p></div><div><p>24 for Ireland;</p></div><div><p>25 for Croatia;</p></div><div><p>26 for Slovenia;</p></div><div><p>27 for Slovakia;</p></div><div><p>29 for Estonia;</p></div><div><p>32 for Latvia;</p></div><div><p>34 for Bulgaria;</p></div><div><p>36 for Lithuania;</p></div><div><p>49 for Cyprus;</p></div><div><p>50 for Malta</p></div></td></tr></table> <table><col/><col/><tr><td><p>1.4</p></td><td><p>The certification mark shall also include in the vicinity of the rectangle the &#8216;base approval number&#8217; as specified for Section 4 of the type-approval number set out in Annex VII to Directive 2007/46/EC, preceded by the two figures indicating the sequence number assigned to the latest technical amendment to this Regulation and by a character &#8216;E&#8217; indicating that the approval has been granted for an engine.</p><p>For this Regulation, the sequence number shall be 00.</p><p>1.4.1&#160;&#160;&#160;<span>Example and dimensions of the certification mark (separate marking)</span></p><img/><p>The above certification mark affixed to an engine shows that the type concerned has been certified in Poland (e20), pursuant to this Regulation. The first two digits (00) are indicating the sequence number assigned to the latest technical amendment to this Regulation. The following letter indicates that the certificate was granted for an engine (E). The last four digits (0004) are those allocated by the approval authority to the engine as the base approval number.</p></td></tr></table> <table><col/><col/><tr><td><p>1.5.</p></td><td><p>In the case that the certification in accordance with this Regulation is granted at the same time as the type approval for an engine as separate technical unit in accordance with Regulation (EU) No 582/2011, the marking requirements laid down in point 1.4 may follow, separated by &#8216;/&#8217;, the marking requirements laid down in Appendix 8 to Annex I to Regulation (EU) No 582/2011.</p><p>1.5.1.&#160;&#160;&#160;<span>Example of the certification mark (joined marking)</span></p><p><img/></p><p>The above certification mark affixed to an engine shows that the type concerned has been certified in Poland (e20), pursuant to Regulation (EU) No 582/2011. The &#8216;D&#8217; indicates Diesel followed by a &#8216;C&#8217; for the emission stage followed by four digits (0004) which are those allocated by the approval authority to the engine as the base approval number for Regulation (EU) No 582/2011. After the slash the first two figures are indicating the sequence number assigned to the latest technical amendment to this Regulation, followed by a letter &#8216;E&#8217; for engine, followed by four digits allocated by the approval authority for the purpose of certification in accordance with this Regulation (&#8216;base approval number&#8217; to this regulation).</p></td></tr></table> <table><col/><col/><tr><td><p>1.6.</p></td><td><p>On request of the applicant for certification and after prior agreement with the approval authority other type sizes than indicated in point 1.4.1 and 1.5.1 may be used. Those other type sizes shall remain clearly legible.</p></td></tr></table> <table><col/><col/><tr><td><p>1.7.</p></td><td><p>The markings, labels, plates or stickers must be durable for the useful life of the engine and must be clearly legible and indelible. The manufacturer shall ensure that the markings, labels, plates or sticker cannot be removed without destroying or defacing them.</p></td></tr></table> 2 Numbering <table><col/><col/><tr><td><p>2.1.</p></td><td><p>Certification number for engines shall comprise the following:</p><p>eX*YYYY/YYYY*ZZZZ/ZZZZ*E*0000*00</p><p><br/></p><div><p><br/></p><table><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>Section 1</p></td><td><p>Section 2</p></td><td><p>Section 3</p></td><td><p>Additional letter to Section 3</p></td><td><p>Section 4</p></td><td><p>Section 5</p></td></tr><tr><td><p>Indication of country issuing the certification</p></td><td><p>HDV CO<span>2</span> certification Regulation (2017/2400)</p></td><td><p>Latest amending Regulation (ZZZZ/ZZZZ)</p></td><td><p>E &#8212; engine</p></td><td><p>Base certification number 0000</p></td><td><p>Extension 00</p></td></tr></tbody></table></div></td></tr></table> Appendix 7 Input parameters for the simulation tool Introduction This Appendix describes the list of parameters to be provided by the component manufacturer as input to the simulation tool. The applicable XML schema as well as example data are available at the dedicated electronic distribution platform. The XML is automatically generated by the engine pre-processing tool. Definitions <table><col/><col/><tr><td><p>(1)</p></td><td><p>&#8216;Parameter ID&#8217;:Unique identifier as used in the simulation tool for a specific input parameter or set of input data</p></td></tr></table> <table><col/><col/><tr><td><p>(2)</p></td><td><p>&#8216;Type&#8217;:</p><p>Data type of the parameter</p><table><col/><col/><tr><td><p>string &#8230;</p></td><td><p>sequence of characters in ISO8859-1 encoding</p></td></tr></table><table><col/><col/><tr><td><p>token &#8230;</p></td><td><p>sequence of characters in ISO8859-1 encoding, no leading/trailing whitespace</p></td></tr></table><table><col/><col/><tr><td><p>date &#8230;</p></td><td><p>date and time in UTC time in the format: YYYY-MM-DD<span>T</span>HH:MM:SS<span>Z</span> with italic letters denoting<span>fixed characters</span> e.g. &#8216;2002-05-30<span>T</span>09:30:10<span>Z</span>&#8217;</p></td></tr></table><table><col/><col/><tr><td><p>integer &#8230;</p></td><td><p>value with an integral data type, no leading zeros, e.g. &#8216;1800&#8217;</p></td></tr></table><table><col/><col/><tr><td><p>double, X &#8230;</p></td><td><p>fractional number with exactly X digits after the decimal sign (&#8216;.&#8217;) and no leading zeros e.g. for &#8216;double, 2&#8217;: &#8216;2345.67&#8217;; for &#8216;double, 4&#8217;: &#8216;45.6780&#8217;</p></td></tr></table></td></tr></table> <table><col/><col/><tr><td><p>(3)</p></td><td><p>&#8216;Unit&#8217; &#8230;physical unit of the parameter</p></td></tr></table> Set of input parameters Table 1 Input parameters ‘Engine/General’ <table><col/><col/><col/><col/><col/><tbody><tr><td><p>Parameter name</p></td><td><p>Parameter ID</p></td><td><p>Type</p></td><td><p>Unit</p></td><td><p>Description/Reference</p></td></tr><tr><td><p>Manufacturer</p></td><td><p>P200</p></td><td><p>token</p></td><td><p>[-]</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>Model</p></td><td><p>P201</p></td><td><p>token</p></td><td><p>[-]</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p><a>&#9660;M1</a></p></td></tr><tr><td><p>CertificationNumber</p></td><td><p>P202</p></td><td><p>token</p></td><td><p>[-]</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p><a>&#9660;B</a></p></td></tr><tr><td><p>Date</p></td><td><p>P203</p></td><td><p>dateTime</p></td><td><p>[-]</p></td><td><p>Date and time when the component-hash is created</p></td></tr><tr><td><p>AppVersion</p></td><td><p>P204</p></td><td><p>token</p></td><td><p>[-]</p></td><td><p>Version number of engine pre-processing tool</p></td></tr><tr><td><p>Displacement</p></td><td><p>P061</p></td><td><p>int</p></td><td><p>[cm<span>3</span>]</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>IdlingSpeed</p></td><td><p>P063</p></td><td><p>int</p></td><td><p>[1/min]</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>RatedSpeed</p></td><td><p>P249</p></td><td><p>int</p></td><td><p>[1/min]</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>RatedPower</p></td><td><p>P250</p></td><td><p>int</p></td><td><p>[W]</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>MaxEngineTorque</p></td><td><p>P259</p></td><td><p>int</p></td><td><p>[Nm]</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>WHTCUrban</p></td><td><p>P109</p></td><td><p>double, 4</p></td><td><p>[-]</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>WHTCRural</p></td><td><p>P110</p></td><td><p>double, 4</p></td><td><p>[-]</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>WHTCMotorway</p></td><td><p>P111</p></td><td><p>double, 4</p></td><td><p>[-]</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>BFColdHot</p></td><td><p>P159</p></td><td><p>double, 4</p></td><td><p>[-]</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>CFRegPer</p></td><td><p>P192</p></td><td><p>double, 4</p></td><td><p>[-]</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>CFNCV</p></td><td><p>P260</p></td><td><p>double, 4</p></td><td><p>[-]</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p><a>&#9660;M1</a></p></td></tr><tr><td><p>FuelType</p></td><td><p>P193</p></td><td><p>string</p></td><td><p>[-]</p></td><td><p>Allowed values: &#8216;Diesel CI&#8217;, &#8216;Ethanol CI&#8217;, &#8216;Petrol PI&#8217;, &#8216;Ethanol PI&#8217;, &#8216;LPG PI&#8217;, &#8216;NG PI&#8217;, &#8216;NG CI&#8217;</p></td></tr><tr><td><p><a>&#9660;B</a></p></td></tr></tbody></table> Table 2 Input parameters ‘Engine/FullloadCurve’ for each grid point in the full load curve <table><col/><col/><col/><col/><col/><tbody><tr><td><p>Parameter name</p></td><td><p>Parameter ID</p></td><td><p>Type</p></td><td><p>Unit</p></td><td><p>Description/Reference</p></td></tr><tr><td><p>EngineSpeed</p></td><td><p>P068</p></td><td><p>double, 2</p></td><td><p>[1/min]</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>MaxTorque</p></td><td><p>P069</p></td><td><p>double, 2</p></td><td><p>[Nm]</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>DragTorque</p></td><td><p>P070</p></td><td><p>double, 2</p></td><td><p>[Nm]</p></td><td><p>&#160;</p><div/></td></tr></tbody></table> Table 3 Input parameters ‘Engine/FuelMap’ for each grid point in the fuel map <table><col/><col/><col/><col/><col/><tbody><tr><td><p>Parameter name</p></td><td><p>Parameter ID</p></td><td><p>Type</p></td><td><p>Unit</p></td><td><p>Description/Reference</p></td></tr><tr><td><p>EngineSpeed</p></td><td><p>P072</p></td><td><p>double, 2</p></td><td><p>[1/min]</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>Torque</p></td><td><p>P073</p></td><td><p>double, 2</p></td><td><p>[Nm]</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>FuelConsumption</p></td><td><p>P074</p></td><td><p>double, 2</p></td><td><p>[g/h]</p></td><td><p>&#160;</p><div/></td></tr></tbody></table> Appendix 8 Important evaluation steps and equations of the engine pre-processing tool This Appendix describes the most important evaluation steps and underlying basic equations that are performed by the engine pre-processing tool. The following steps are performed during evaluation of the input data in the order listed: 1. Reading of input files and automatic check of input data <table><col/><col/><tr><td><p>1.1</p></td><td><p>Check of requirements for input data according to the definitions in paragraph 6.1 of this Annex</p></td></tr></table> <table><col/><col/><tr><td><p>1.2</p></td><td><p>Check of requirements for recorded FCMC data according to the definitions in paragraph 4.3.5.2 and subpoint (1) of paragraph 4.3.5.5 of this Annex</p></td></tr></table> <table><col/><col/><tr><td><p>2.</p></td><td><p>Calculation of characteristic engine speeds from full load curves of parent engine and actual engine for certification according to the definitions in paragraph 4.3.5.2.1 of this Annex</p></td></tr></table> <table><col/><col/><tr><td><p>3.</p></td><td>Processing of fuel consumption (FC) map<table><col/><col/><tr><td><p>3.1</p></td><td><p>FC values at n<span>idle</span> are copied to engine speed (n<span>idle</span> &#8211; 100 min<span>&#8211;&#160;1</span>) in the map</p></td></tr></table><table><col/><col/><tr><td><p>3.2</p></td><td><p>FC values at n<span>95h</span> are copied to engine speed (n<span>95h</span> + 500 min<span>&#8211;&#160;1</span>) in the map</p></td></tr></table><table><col/><col/><tr><td><p>3.3</p></td><td><p>Extrapolation of FC values at all engine speed setpoints to a torque value of (1.1&#160;times&#160;T<span>max_overall</span>) by using least squares linear regression based on the 3 measured FC points with the highest torque values at each engine speed setpoint in the map</p></td></tr></table><table><col/><col/><tr><td><p>3.4</p></td><td><p>Adding of FC =&#160;0 for interpolated motoring torque values at all engine speed setpoints in the map</p></td></tr></table><table><col/><col/><tr><td><p>3.5</p></td><td><p>Adding of FC =&#160;0 for minimum of interpolated motoring torque values from subpoint (3.4) minus 100 Nm at all engine speed setpoints in the map</p></td></tr></table></td></tr></table> <table><col/><col/><tr><td><p>4.</p></td><td>Simulation of FC and cycle work over WHTC and respective subparts for actual engine for certification<table><col/><col/><tr><td><p>4.1.</p></td><td><p>WHTC reference points are denormalized using the full load curve input in originally recorded resolution</p></td></tr></table><table><col/><col/><tr><td><p>4.2.</p></td><td><p>FC is calculated for WHTC denormalized reference values for engine speed and torque from subpoint 4.1</p></td></tr></table><table><col/><col/><tr><td><p>4.3.</p></td><td><p>FC is calculated with engine inertia set to 0</p></td></tr></table><table><col/><col/><tr><td><p>4.4.</p></td><td><p>FC is calculated with standard PT1-function (as in main vehicle simulation) for engine torque response active</p></td></tr></table><table><col/><col/><tr><td><p>4.5.</p></td><td><p>FC for all motoring points is set to 0</p></td></tr></table><table><col/><col/><tr><td><p>4.6.</p></td><td><p>FC for all non-motoring engine operation points is calculated from FC map by Delaunay interpolation method (as in main vehicle simulation)</p></td></tr></table><table><col/><col/><tr><td><p>4.7.</p></td><td><p>Cycle work and FC are calculated according to equations defined in paragraphs 5.1 and 5.2 of this Annex</p></td></tr></table><table><col/><col/><tr><td><p>4.8.</p></td><td><p>Simulated specific FC values are calculated analogous to equations defined in paragraphs 5.3.1 and 5.3.2 of this Annex for measured values</p></td></tr></table></td></tr></table> <table><col/><col/><tr><td><p>5.</p></td><td>Calculation of WHTC correction factors<table><col/><col/><tr><td><p>5.1.</p></td><td><p>Measured values from input to pre-processing tool and simulated values from point (4) are used in accordance with the equations in points (5.2) to (5.4)</p></td></tr></table><table><col/><col/><tr><td><p>5.2.</p></td><td><p>CF<span>Urban</span> = SFCmeas,<span>Urban</span>/SFCsimu,<span>Urban</span></p></td></tr></table><table><col/><col/><tr><td><p>5.3.</p></td><td><p>CF<span>Rural</span> = SFCmeas,<span>Rural</span>/SFCsimu,<span>Rural</span></p></td></tr></table><table><col/><col/><tr><td><p>5.4.</p></td><td><p>CF<span>MW</span> = SFCmeas,<span>MW</span>/SFCsimu,<span>MW</span></p></td></tr></table><table><col/><col/><tr><td><p>5.5.</p></td><td><p>In case that the calculated value for a correction factor is lower than 1, the respective correction factor is set to 1</p></td></tr></table></td></tr></table> <table><col/><col/><tr><td><p>6.</p></td><td>Calculation of cold-hot emission balancing factor<table><col/><col/><tr><td><p>6.1.</p></td><td><p>This factor is calculated in accordance with the equation in point (6.2)</p></td></tr></table><table><col/><col/><tr><td><p>6.2.</p></td><td><p>BF<span>cold-hot</span> =&#160;1 + 0,1&#160;&#215; (SFC<span>meas,cold</span> &#8211; SFC<span>meas,hot</span>)/SFC<span>meas,hot</span></p></td></tr></table><table><col/><col/><tr><td><p>6.3.</p></td><td><p>In case that the calculated value for this factor is lower than 1, the factor is set to 1</p></td></tr></table></td></tr></table> <table><col/><col/><tr><td><p>7.</p></td><td>Correction of FC values in FC map to standard NCV<table><col/><col/><tr><td><p>7.1.</p></td><td><p>This correction is performed in accordance with the equation in point (7.2)</p></td></tr></table><table><col/><col/><tr><td><p>7.2.</p></td><td><p>FC<span>corrected</span> = FC<span>measured,map</span> &#215; NCV<span>meas</span>/NVC<span>std</span></p></td></tr></table><table><col/><col/><tr><td><p>7.3.</p></td><td><p>FC<span>measured,map</span> shall be the FC value in the FC map input data processed in accordance with point (3)</p></td></tr></table><table><col/><col/><tr><td><p>7.4.</p></td><td><p>NCV<span>meas</span> and NVC<span>std</span> shall be defined in accordance with paragraph 5.3.3.1 of this Annex</p></td></tr></table><table><col/><col/><tr><td><p>7.5.</p></td><td><p>In the case that reference fuel of the type B7 (Diesel / CI) in accordance with paragraph 3.2 of this Annex was used during testing, the correction in accordance with points (7.1) to (7.4) is not performed.</p></td></tr></table></td></tr></table> <table><col/><col/><tr><td><p>8.</p></td><td>Converting of engine full load and motoring torque values of the actual engine for certification to a logging frequency of the engine speed of 8 min<span>&#8211;&#160;1</span><p><a>&#9660;M1</a></p><table><col/><col/><tr><td><p>8.1.</p></td><td><p>If the average logging frequency of the engine speed of the originally recorded full load curve is smaller than 6, the conversion is performed by arithmetical averaging over intervals of&#160;&#177;&#160;4 min<span>&#8211;&#160;1</span> of the given setpoint for the output data based on the full load curve input in originally recorded resolution. If the average logging frequency of the engine speed of the originally recorded full load curve is greater than or equal to 6, the conversion is performed by linear interpolation based on the full load curve input in originally recorded resolution.</p></td></tr></table><p><a>&#9660;B</a></p></td></tr></table> ANNEX VI VERIFYING TRANSMISSION, TORQUE CONVERTER, OTHER TORQUE TRANSFERRING COMPONENT AND ADDITIONAL DRIVELINE COMPONENT DATA 1. Introduction This annex describes the certification provisions regarding the torque losses of transmissions, torque converter (TC), other torque transferring components (OTTC) and additional driveline components (ADC) for heavy duty vehicles. In addition it defines calculation procedures for the standard torque losses. Torque converter (TC), other torque transferring components (OTTC) and additional driveline components (ADC) can be tested in combination with a transmission or as a separate unit. In the case that those components are tested separately the provisions of section 4, 5 and 6 apply. Torque losses resulting from the drive mechanism between the transmission and those components can be neglected. 2. Definitions For the purposes of this Annex the following definitions shall apply: (1) ‘Transfer case’ means a device that splits the engine power of a vehicle and directs it to the front and rear drive axles. It is mounted behind the transmission and both front and rear drive shafts connect to it. It comprises either a gearwheel set or a chain drive system in which the power is distributed from the transmission to the axles. The transfer case will typically have the ability to shift between standard drive mode (front or rear wheel drive), high range traction mode (front and rear wheel drive), low range traction mode and neutral; (2) ‘Gear ratio’ means the forward gear ratio of the speed of the input shaft (towards prime mover) to the speed of the output shaft (towards driven wheels) without slip ( i = n in /n out ); (3) ‘Ratio coverage’ means the ratio of the largest to the smallest forward gear ratios in a transmission: φ tot = i max /i min ; (4) ‘Compound transmission’ means a transmission, with a large number of forward gears and/or large ratio coverage, composed of sub-transmissions, which are combined to use most power-transferring parts in several forward gears; (5) ‘Main section’ means the sub-transmission that has the largest number of forward gears in a compound transmission; (6) ‘Range section’ means a sub-transmission normally in series connection with the main section in a compound transmission. A range section usually has two shiftable forward gears. The lower forward gears of the complete transmission are embodied using the low range gear. The higher gears are embodied using the high range gear; (7) ‘Splitter’ means a design that splits the main section gears in two (usually) variants, low- and high split gears, whose gear ratios are close compared to the ratio coverage of the transmission. A splitter can be a separate sub-transmission, an add-on device, integrated with the main section or a combination thereof; (8) ‘Tooth clutch’ means a clutch where torque is transferred mainly by normal forces between mating teeth. A tooth clutch can either be engaged or disengaged. It is operated in load-free conditions, only (e.g., at gear shifts in a manual transmission); (9) ‘Angle drive’ means a device that transmits rotational power between non-parallel shafts, often used with transversely oriented engine and longitudinal input to driven axle; (10) ‘Friction clutch’ means clutch for transfer of propulsive torque, where torque is sustainably transferred by friction forces. A friction clutch can transmit torque while slipping, it can thereby (but does not have to) be operated at start-offs and at powershifts (retained power transfer during a gear shift); (11) ‘Synchroniser’ means a type of tooth clutch where a friction device is used to equalise the speeds of the rotating parts to be engaged; (12) ‘Gear mesh efficiency’ means the ratio of output power to input power when transmitted in a forward gear mesh with relative motion; (13) ‘Crawler gear’ means a low forward gear (with speed reduction ratio that is larger than for the non-crawler gears) that is designed to be used infrequently, e.g., at low-speed manoeuvres or occasional up-hill start-offs; (14) ‘Power take-off (PTO)’ means a device on a transmission or an engine to which an auxiliary driven device, e.g., a hydraulic pump, can be connected; (15) ‘Power take-off drive mechanism’ means a device in a transmission that allows the installation of a power take-off (PTO); (16) ‘Lock-up clutch’ means a friction clutch in a hydrodynamic torque converter; it can connect the input and output sides, thereby eliminating the slip; (17) ‘Start-off clutch’ means a clutch that adapts speed between engine and driven wheels when the vehicle starts off. The start-off clutch is usually located between engine and transmission; (18) ‘Synchronised Manual Transmission (SMT)’ means a manually operated transmission with two or more selectable speed ratios that are obtained using synchronisers. Ratio changing is normally achieved during a temporary disconnection of the transmission from the engine using a clutch (usually the vehicle start-off clutch); (19) ‘Automated Manual Transmission or Automatic Mechanically-engaged Transmission (AMT)’ means an automatically shifting transmission with two or more selectable speed ratios that are obtained using tooth clutches (un-/synchronised). Ratio changing is achieved during a temporary disconnection of the transmission from the engine. The ratio shifts are performed by an electronically controlled system managing the timing of the shift, the operation of the clutch between engine and gearbox and the speed and torque of the engine. The system selects and engages the most suitable forward gear automatically, but can be overridden by the driver using a manual mode; (20) ‘Dual Clutch Transmission (DCT)’ means an automatically shifting transmission with two friction clutches and several selectable speed ratios that are obtained by the use of tooth clutches. The ratio shifts are performed by an electronically controlled system managing the timing of the shift, the operation of the clutches and the speed and torque of the engine. The system selects the most suitable gear automatically, but can be overridden by the driver using a manual mode; (21) ‘Retarder’ means an auxiliary braking device in a vehicle powertrain; aimed for permanent braking; (22) ‘Case S’ means the serial arrangement of a torque converter and the connected mechanical parts of the transmission; (23) ‘Case P’ means the parallel arrangement of a torque converter and the connected mechanical parts of the transmission (e.g. in power split installations); (24) ‘Automatic Powershifting Transmission (APT)’ means an automatically shifting transmission with more than two friction clutches and several selectable speed ratios that are obtained mainly by the use of those friction clutches. The ratio shifts are performed by an electronically controlled system managing the timing of the shift, the operation of the clutches and the speed and torque of the engine. The system selects the most suitable gear automatically, but can be overridden by the driver using a manual mode. Shifts are normally performed without traction interruption (friction clutch to friction clutch); (25) ‘Oil conditioning system’ means an external system that conditions the oil of a transmission at testing. The system circulates oil to and from the transmission. The oil is thereby filtered and/or temperature conditioned; (26) ‘Smart lubrication system’ means a system that will affect the load independent losses (also called spin losses or drag losses) of the transmission depending on the input torque and/or power flow through the transmission. Examples are controlled hydraulic pressure pumps for brakes and clutches in an APT, controlled variable oil level in the transmission, controlled variable oil flow/pressure for lubrication and cooling in the transmission. Smart lubrication can also include control of the oil temperature of the transmission, but smart lubrication systems that are designed only for controlling the temperature are not considered here, since the transmission testing procedure has fixed testing temperatures; (27) ‘Transmission electric auxiliary’ means an electric auxiliary used for the function of the transmission during running steady state operation. A typical example is an electric cooling/lubrication pump (but not electric gear shift actuators and electronic control systems including electric solenoid valves, since they are low energy consumers, especially at steady state operation); (28) ‘Oil type viscosity grade’ means a viscosity grade as defined by SAE J306; (29) ‘Factory fill oil’ means the oil type viscosity grade that is used for the oil fill in the factory and which is intended to stay in the transmission, torque converter, other torque transferring component or in an additional driveline component for the first service interval; (30) ‘Gearscheme’ means the arrangement of shafts, gearwheels and clutches in a transmission; (31) ‘Powerflow’ means the transfer path of power from input to output in a transmission via shafts, gearwheels and clutches. 3. Testing procedure for transmissions For testing the losses of a transmission the torque loss map for each individual transmission type shall be measured. Transmissions may be grouped into families with similar or equal CO 2 -relevant data following the provisions of Appendix 6 to this Annex. For the determination of the transmission torque losses, the applicant for a certificate shall apply one of the following methods for each single forward gear (crawler gears excluded). (1) Option 1: Measurement of the torque independent losses, calculation of the torque dependent losses. (2) Option 2: Measurement of the torque independent losses, measurement of the torque loss at maximum torque and interpolation of the torque dependent losses based on a linear model (3) Option 3: Measurement of the total torque loss. <table><col/><col/><tr><td><p>3.1</p></td><td><p>Option 1: Measurement of the torque independent losses, calculation of the torque dependent losses.</p><p>The torque loss<span>T<span>l</span></span>,<span>in</span> on the input shaft of the transmission shall be calculated by</p><p><span>T<span>l,in</span></span> (<span>n<span>in</span></span>,<span>T<span>in</span></span>,<span>gear</span>) =<span>T</span><span><span>l,in,</span>min_<span>loss</span></span> +<span>f<span>T</span></span> *<span>T<span>in</span></span> +<span>f<span>loss_corr</span></span> *<span>T<span>in</span></span> +<span>T</span><span><span>l,in,</span>min_<span>el</span></span> +<span>f<span>el_corr</span></span> *<span>T<span>in</span></span></p><p>The correction factor for the torque dependent hydraulic torque losses shall be calculated by</p><p><img/></p><p>The correction factor for the torque dependent electric torque losses shall be calculated by</p><p><img/></p><p>The torque loss at the input shaft of the transmission caused by the power consumption of transmission electric auxiliary shall be calculated by</p><p><img/></p><p>where:</p><table><col/><col/><col/><tr><td><p>T<span>l,in</span></p></td><td><p>=</p></td><td><p>Torque loss related to input shaft [Nm]</p></td></tr></table><table><col/><col/><col/><tr><td><p>T<span>l,in,min_loss</span></p></td><td><p>=</p></td><td><p>Torque independent loss at minimum hydraulic loss level (minimum main pressure, cooling/lubrication flows etc.), measured with free rotating output shaft from testing without load [Nm]</p></td></tr></table><table><col/><col/><col/><tr><td><p>T<span>l,in,max_loss</span></p></td><td><p>=</p></td><td><p>Torque independent loss at maximum hydraulic loss level (maximum main pressure, cooling/lubrication flows etc.), measured with free rotating output shaft from testing without load [Nm]</p></td></tr></table><table><col/><col/><col/><tr><td><p>f<span>loss_corr</span></p></td><td><p>=</p></td><td><p>Loss correction for hydraulic loss level depending on input torque [-]</p></td></tr></table><table><col/><col/><col/><tr><td><p>n<span>in</span></p></td><td><p>=</p></td><td><p>Speed at the transmission input shaft (downstream of torque converter, if applicable) [rpm]</p></td></tr></table><table><col/><col/><col/><tr><td><p>f<span>T</span></p></td><td><p>=</p></td><td><p>Torque loss coefficient =&#160;1 &#8211; &#951;<span>T</span></p></td></tr></table><table><col/><col/><col/><tr><td><p>T<span>in</span></p></td><td><p>=</p></td><td><p>Torque at the input shaft [Nm]</p></td></tr></table><table><col/><col/><col/><tr><td><p>&#951;<span>T</span></p></td><td><p>=</p></td><td><p>Torque dependent efficiency (to be calculated); for a direct gear f<span>T</span> =&#160;0,007 (&#951;<span>T</span> =&#160;0,993) [-]</p></td></tr></table><table><col/><col/><col/><tr><td><p>f<span>el_corr</span></p></td><td><p>=</p></td><td><p>Loss correction for electric power loss level depending on input torque [-]</p></td></tr></table><table><col/><col/><col/><tr><td><p>T<span>l,in, el</span></p></td><td><p>=</p></td><td><p>Additional torque loss on input shaft by electric consumers [Nm]</p></td></tr></table><table><col/><col/><col/><tr><td><p>T<span>l,in,min_el</span></p></td><td><p>=</p></td><td><p>Additional torque loss on input shaft by electric consumers corresponding to minimum electric power [Nm]</p></td></tr></table><table><col/><col/><col/><tr><td><p>T<span>l,in,max_el</span></p></td><td><p>=</p></td><td><p>Additional torque loss on input shaft by electric consumers corresponding to maximum electric power [Nm]</p></td></tr></table><table><col/><col/><col/><tr><td><p>P<span>el</span></p></td><td><p>=</p></td><td><p>Electric power consumption of electric consumers in transmission measured during transmission loss testing [W]</p></td></tr></table><table><col/><col/><col/><tr><td><p>T<span>max,in</span></p></td><td><p>=</p></td><td><p>Maximum allowed input torque for any forward gear in the transmission [Nm]</p></td></tr></table><table><col/><col/><tr><td><p>3.1.1.</p></td><td><p>The torque dependent losses of a transmission system shall be determined as described in the following:</p><p>In case of multiple parallel and nominally equal power flows, e.g., twin countershafts or several planet gearwheels in a planetary gear set, that can be treated as one power flow in this section.</p><table><col/><col/><tr><td><p>3.1.1.1.</p></td><td><p>For each indirect gear g of common transmissions with a non-split power flow and ordinary, non-planetary gear sets, the following steps shall be performed:</p></td></tr></table><table><col/><col/><tr><td><p>3.1.1.2.</p></td><td><p>For each active gear mesh, the torque dependent efficiency shall be set to constant values of &#951;m:</p><table><col/><col/><col/><tr><td><p>external &#8211; external gear meshes</p></td><td><p>:</p></td><td><p><span>&#951;<span>m</span></span> =&#160;0,986</p></td></tr></table><table><col/><col/><col/><tr><td><p>external &#8211; internal gear meshes</p></td><td><p>:</p></td><td><p><span>&#951;<span>m</span></span> =&#160;0,993</p></td></tr></table><table><col/><col/><col/><tr><td><p>angle drive gear meshes</p></td><td><p>:</p></td><td><p><span>&#951;<span>m</span></span> =&#160;0,97</p></td></tr></table><p>(Angle drive losses may alternatively be determined by separate testing as described in paragraph 6. of this Annex)</p></td></tr></table><table><col/><col/><tr><td><p>3.1.1.3.</p></td><td><p>The product of these torque dependent efficiencies in active gear meshes shall be multiplied with a torque dependent bearing efficiency &#951;b =&#160;99,5&#160;%.</p></td></tr></table><table><col/><col/><tr><td><p>3.1.1.4.</p></td><td><p>The total torque dependent efficiency &#951;<span><span>Tg</span></span> for the gear g shall be calculated by:</p><p>&#951;<span><span>Tg</span></span> = &#951;<span><span>b</span></span> * &#951;<span><span>m</span>,1</span> * &#951;<span><span>m</span>,2</span> * [&#8230;] * &#951;<span><span>m,n</span></span></p></td></tr></table><table><col/><col/><tr><td><p>3.1.1.5.</p></td><td><p>The torque dependent loss coefficient<span>f<span>Tg</span></span> for the gear<span>g</span> shall be calculated by:</p><p><span>f<span>Tg</span></span> = 1 &#8211; &#951;<span><span>Tg</span></span></p></td></tr></table><table><col/><col/><tr><td><p>3.1.1.6.</p></td><td><p>The torque dependent loss<span>T<span>l,inTg</span></span> on the input shaft for gear<span>g</span> shall be calculated by:</p><p><span>T<span>l,inTg</span></span> =<span>f<span>Tg</span></span> *<span>T<span>in</span></span></p></td></tr></table><table><col/><col/><tr><td><p>3.1.1.7.</p></td><td><p>The torque dependent efficiency of the planetary range section in low range state for the special case of transmissions consisting of a countershaft-type main section in series with a planetary range section (with non-rotating ring gearwheel and the planet carrier connected to the output shaft) may, alternatively to the procedure described in 3.1.1.8., be calculated by:</p><p><img/></p><p>where:</p><table><col/><col/><col/><tr><td><p>&#951;<span>m,ring</span></p></td><td><p>=</p></td><td><p>Torque dependent efficiency of the ring-to-planet gear mesh =&#160;99,3&#160;% [-]</p></td></tr></table><table><col/><col/><col/><tr><td><p>&#951;<span>m,sun</span></p></td><td><p>=</p></td><td><p>Torque dependent efficiency of the planet-to-sun gear mesh =&#160;98,6&#160;% [-]</p></td></tr></table><table><col/><col/><col/><tr><td><p>z<span>sun</span></p></td><td><p>=</p></td><td><p>Number of teeth of the sun gearwheel of the range section [-]</p></td></tr></table><table><col/><col/><col/><tr><td><p>z<span>ring</span></p></td><td><p>=</p></td><td><p>Number of teeth of the ring gearwheel of the range section [-]</p></td></tr></table><p>The planetary range section shall be regarded as an additional gear mesh within the countershaft main section, and its torque dependent efficiency<span>&#951;<span>lowrange</span></span> shall be included in the determination of the total torque dependent efficiencies<span>&#951;<span>Tg</span></span> for the low-range gears in the calculation in 3.1.1.4.</p></td></tr></table><table><col/><col/><tr><td><p>3.1.1.8.</p></td><td><p>For all other transmission types with more complex split power flows and/or planetary gear sets (e.g. a conventional automatic planetary transmission), the following simplified method shall be used to determine the torque dependent efficiency. The method covers transmission systems composed of ordinary, non-planetary gear sets and/or planetary gear sets of ring-planet-sun type. Alternatively the torque dependent efficiency may be calculated based on VDI Regulation No. 2157. Both calculations shall use the same constant gear mesh efficiency values defined in 3.1.1.2.</p><p>In this case, for each indirect gear<span>g</span>, the following steps shall be performed:</p></td></tr></table><table><col/><col/><tr><td><p>3.1.1.9.</p></td><td><p>Assuming 1 rad/s of input speed and 1 Nm of input torque, a table of speed (<span>N<span>i</span></span>) and torque (<span>T<span>i</span></span>) values for all gearwheels with a fix rotational axis (sun gearwheels, ring gearwheels and ordinary gearwheels) and planet carriers shall be created. Speed and torque values shall follow the right-hand rule, with engine rotation as the positive direction.</p></td></tr></table><table><col/><col/><tr><td><p>3.1.1.10.</p></td><td><p>For each planetary gear set, the relative speeds sun-to-carrier and ring-to-carrier shall be calculated by:</p><div><p><span>N<span>sun&#8211;carrier</span></span> =<span>N<span>sun</span></span> &#8211;<span>N<span>carrier</span></span></p></div><div><p><span>N<span>ring&#8211;carrier</span></span> =<span>N<span>ring</span></span> &#8211;<span>N<span>carrier</span></span></p></div><p>where:</p><table><col/><col/><col/><tr><td><p>N<span>sun</span></p></td><td><p>=</p></td><td><p>Rotational speed of sun gearwheel [rad/s]</p></td></tr></table><table><col/><col/><col/><tr><td><p>N<span>ring</span></p></td><td><p>=</p></td><td><p>Rotational speed of ring gearwheel [rad/s]</p></td></tr></table><table><col/><col/><col/><tr><td><p>N<span>carrier</span></p></td><td><p>=</p></td><td><p>Rotational speed of carrier [rad/s]</p></td></tr></table></td></tr></table><table><col/><col/><tr><td><p>3.1.1.11.</p></td><td><p>The loss-producing powers in the gear meshes shall be computed in the following way:</p><div><p>For each ordinary, non-planetary gear set, the power<span>P</span> shall be calculated by:</p><div><p><span>P</span><span>1</span> =<span>N</span><span>1</span> &#903;<span>T</span><span>1</span></p></div><div><p><span>P</span><span>2</span> =<span>N</span><span>2</span> &#903;<span>T</span><span>2</span></p></div><p>where:</p><table><col/><col/><col/><tr><td><p>P</p></td><td><p>=</p></td><td><p>Power of gear mesh [W]</p></td></tr></table><table><col/><col/><col/><tr><td><p>N</p></td><td><p>=</p></td><td><p>Rotational speed of gearwheel [rad/s]</p></td></tr></table><table><col/><col/><col/><tr><td><p>T</p></td><td><p>=</p></td><td><p>Torque of gearwheel [Nm]</p></td></tr></table></div><div><p>For each planetary gear set, the virtual power of sun<span>P<span>v,sun</span></span> and ring gearwheels<span>P<span>v,ring</span></span> shall be calculated by:</p><div><p><span>P<span>v,sun</span></span> =<span>T<span>sun</span></span> &#903; (<span>N<span>sun</span></span> &#8211;<span>N<span>carrier</span></span>) =<span>T<span>sun</span></span> &#903;<span>N<span>sun/carrier</span></span></p></div><div><p><span>P<span>v,ring</span></span> =<span>T<span>ring</span></span> &#903; (<span>N<span>ring</span></span> &#8211;<span>N<span>carrier</span></span>) =<span>T<span>ring</span></span> &#903;<span>N<span>ring/carrier</span></span></p></div><p>where:</p><table><col/><col/><col/><tr><td><p>P<span>v,sun</span></p></td><td><p>=</p></td><td><p>Virtual power of sun gearwheel [W]</p></td></tr></table><table><col/><col/><col/><tr><td><p>P<span>v,ring</span></p></td><td><p>=</p></td><td><p>Virtual power of ring gearwheel [W]</p></td></tr></table><table><col/><col/><col/><tr><td><p>T<span>sun</span></p></td><td><p>=</p></td><td><p>Torque of sun gearwheel [Nm]</p></td></tr></table><table><col/><col/><col/><tr><td><p>T<span>carrier</span></p></td><td><p>=</p></td><td><p>Torque of carrier [Nm]</p></td></tr></table><table><col/><col/><col/><tr><td><p>T<span>ring</span></p></td><td><p>=</p></td><td><p>Torque of ring gearwheel [Nm]</p></td></tr></table><p>Negative virtual power results shall indicate power leaving the gear set, positive virtual power results shall indicate power going into the gear set.</p><p>The loss-adjusted powers<span>P<span>adj</span></span> of the gear meshes shall be computed in the following way:</p></div><div><p>For each ordinary, non-planetary gear set, the negative power shall be multiplied by the appropriate torque dependent efficiency<span>&#951;<span>m</span></span>:</p><div><p><span>P<span>i</span></span> &gt; 0 &#8658;<span>P<span>i,adj</span></span> =<span>P<span>i</span></span></p></div><div><p><span>P<span>i</span></span> &lt; 0 &#8658;<span>P<span>i,adj</span></span> =<span>P<span>i</span></span> &#903; &#951;<span><span>mi</span></span></p></div><p>where:</p><table><col/><col/><col/><tr><td><p>P<span>adj</span></p></td><td><p>=</p></td><td><p>Loss-adjusted powers of the gear meshes [W]</p></td></tr></table><table><col/><col/><col/><tr><td><p>&#951;<span>m</span></p></td><td><p>=</p></td><td><p>Torque dependent efficiency (appropriate to gear mesh; see 3.1.1.2.) [-]</p></td></tr></table></div><div><p>For each planetary gear set, the negative virtual power shall be multiplied by the torque-dependent efficiencies of sun-to-planet<span>&#951;<span>msun</span></span> and ring-to-planet<span>&#951;<span>mring</span></span>:</p><div><p><span>P<span>v,i</span></span> &#8805; 0 &#8658;<span>P<span>i,adj</span></span> =<span>P<span>v,i</span></span></p></div><div><p><span>P<span>v,i</span></span> &lt; 0 &#8658;<span>P<span>i,adj</span></span> =<span>P<span>i</span></span> &#903;<span>&#951;<span>msun</span></span> &#903;<span>&#951;<span>mring</span></span></p></div><p>where:</p><table><col/><col/><col/><tr><td><p>&#951;<span>msun</span></p></td><td><p>=</p></td><td><p>Torque dependent efficiency of sun-to-planet [-]</p></td></tr></table><table><col/><col/><col/><tr><td><p>&#951;<span>mring</span></p></td><td><p>=</p></td><td><p>Torque dependent efficiency of ring-to-planet [-]</p></td></tr></table></div></td></tr></table><table><col/><col/><tr><td><p>3.1.1.12.</p></td><td><p>All loss-adjusted power values shall be added up to the torque dependent gear mesh power loss<span>P<span>m,loss</span></span> of the transmission system referring to the input power:</p><p><span>P<span>m,loss</span></span> = &#931;<span>P<span>i,adj</span></span></p><p>where:</p><table><col/><col/><col/><tr><td><p>i</p></td><td><p>=</p></td><td><p>All gearwheels with a fix rotational axis [-]</p></td></tr></table><table><col/><col/><col/><tr><td><p>P<span>m,loss</span></p></td><td><p>=</p></td><td><p>Torque dependent gear mesh power loss of the transmission system [W]</p></td></tr></table></td></tr></table><table><col/><col/><tr><td><p>3.1.1.13.</p></td><td><p>The torque dependent loss coefficient for bearings,</p><p><span>f<span>T,bear</span></span> =&#160;1 &#8211; &#951;<span><span>bear</span></span> =&#160;1 &#8211; 0,995&#160;=&#160;0,005</p><p>and the torque dependent loss coefficient for the gear mesh</p><p><img/></p><p>shall be added to receive the total torque dependent loss coefficient<span>f<span>T</span></span> for the transmission system:</p><p><span>f<span>T</span></span> =<span>f<span>T,gearmesh</span></span> +<span>f<span>T,bear</span></span></p><p>where:</p><table><col/><col/><col/><tr><td><p>f<span>T</span></p></td><td><p>=</p></td><td><p>Total torque dependent loss coefficient for the transmission system [-]</p></td></tr></table><table><col/><col/><col/><tr><td><p>f<span>T,bear</span></p></td><td><p>=</p></td><td><p>Torque dependent loss coefficient for the bearings [-]</p></td></tr></table><table><col/><col/><col/><tr><td><p>f<span>T,gearmesh</span></p></td><td><p>=</p></td><td><p>Torque dependent loss coefficient for the gear meshes [-]</p></td></tr></table><table><col/><col/><col/><tr><td><p>P<span>in</span></p></td><td><p>=</p></td><td><p>Fixed input power of the transmission; P<span>in</span>&#160;=&#160;(1&#160;Nm&#160;*&#160;1&#160;rad/s) [W]</p></td></tr></table></td></tr></table><table><col/><col/><tr><td><p>3.1.1.14.</p></td><td><p>The torque dependent losses on the input shaft for the specific gear shall be calculated by:</p><p><span>T<span>l,inT</span></span> =<span>f<span>T</span></span> *<span>T<span>in</span></span></p><p>where:</p><table><col/><col/><col/><tr><td><p>T<span>l,inT</span></p></td><td><p>=</p></td><td><p>Torque dependent loss related to input shaft [Nm]</p></td></tr></table><table><col/><col/><col/><tr><td><p>T<span>in</span></p></td><td><p>=</p></td><td><p>Torque at the input shaft [Nm]</p></td></tr></table></td></tr></table></td></tr></table><table><col/><col/><tr><td><p>3.1.2.</p></td><td><p>The torque independent losses shall be measured in accordance with the procedure described in the following.</p><p>3.1.2.1.&#160;&#160;&#160;<span>General requirements</span></p><p>The transmission used for the measurements shall be in accordance with the drawing specifications for series production transmissions and shall be new.</p><p>Modifications to the transmission to meet the testing requirements of this Annex, e.g. for the inclusion of measurement sensors or adaption of an external oil conditioning system are permitted.</p><p>The tolerance limits in this paragraph refer to measurement values without sensor uncertainty.</p><p><a>&#9660;M1</a></p><p>Total tested time per transmission individual and gear shall not exceed 5 times the actual testing time per gear (allowing re-testing of transmission if needed due to measuring or rig error).</p><p><a>&#9660;B</a></p><p>The same transmission individual may be used for a maximum of 10 different tests, e.g. for tests of transmission torque losses for variants with and without retarder (with different temperature requirements) or with different oils. If the same transmission individual is used for tests of different oils, the recommended factory fill oil shall be tested first.</p><p>It is not permitted to run a certain test multiple times to choose a test series with the lowest results.</p><p>Upon request of the approval authority the applicant for a certificate shall specify and prove the conformity with the requirements defined in this Annex.</p><p>3.1.2.2.&#160;&#160;&#160;<span>Differential measurements</span></p><p>To subtract influences caused by the test rig setup (e.g. bearings, clutches) from the measured torque losses, differential measurements are permitted to determine these parasitic torques. The measurements shall be performed at the same speed steps and same test rig bearing temperature(s) &#177; 3 K used for the testing. The torque sensor measurement uncertainty shall be below 0,3 Nm.</p><p>3.1.2.3.&#160;&#160;&#160;<span>Run-in</span></p><p>On request of the applicant a run-in procedure may be applied to the transmission. The following provisions shall apply for a run-in procedure.</p><table><col/><col/><tr><td><p>3.1.2.3.1.</p></td><td><p>The procedure shall not exceed 30 hours per gear and 100&#160;hours in total.</p></td></tr></table><table><col/><col/><tr><td><p>3.1.2.3.2.</p></td><td><p>The application of the input torque shall be limited to 100&#160;% of maximum input torque.</p></td></tr></table><table><col/><col/><tr><td><p>3.1.2.3.3.</p></td><td><p>The maximum input speed shall be limited by the specified maximum speed for the transmission.</p></td></tr></table><table><col/><col/><tr><td><p>3.1.2.3.4.</p></td><td><p>The speed and torque profile for the run-in procedure shall be specified by the manufacturer.</p></td></tr></table><table><col/><col/><tr><td><p>3.1.2.3.5.</p></td><td><p>The run-in procedure shall be documented by the manufacturer with regard to run-time, speed, torque and oil temperature and reported to the Approval authority.</p></td></tr></table><table><col/><col/><tr><td><p>3.1.2.3.6.</p></td><td><p>The requirements for the ambient temperature (3.1.2.5.1.), measurement accuracy (3.1.4.), test set-up (3.1.8.) and installation angle (3.1.3.2) shall not apply for the run-in procedure.</p></td></tr></table><p>3.1.2.4.&#160;&#160;&#160;<span>Pre-conditioning</span></p><table><col/><col/><tr><td><p>3.1.2.4.1.</p></td><td><p>Pre-conditioning of the transmission and the test rig equipment to achieve correct and stable temperatures before the run-in and testing procedures is allowed.</p></td></tr></table><table><col/><col/><tr><td><p>3.1.2.4.2.</p></td><td><p>The pre-conditioning shall be performed on the direct drive gear without applied torque to the output shaft. If the transmission is not equipped with a direct drive gear, the gear with the ratio closest to 1:1 shall be used.</p></td></tr></table><table><col/><col/><tr><td><p>3.1.2.4.3.</p></td><td><p>The maximum input speed shall be limited by the specified maximum speed for the transmission.</p></td></tr></table><table><col/><col/><tr><td><p>3.1.2.4.4.</p></td><td><p>The maximum combined time for the pre-conditioning shall not exceed 50 hours in total for one transmission. Since the complete testing of a transmission may be divided into multiple test sequences (e.g. each gear tested with a separate sequence), the pre-conditioning may be split into several sequences. Each of the single pre-conditioning sequences shall not exceed 60 minutes.</p></td></tr></table><table><col/><col/><tr><td><p>3.1.2.4.5.</p></td><td><p>The pre-conditioning time shall not be accounted to the time span allocated for the run-in or test procedures.</p></td></tr></table><p>3.1.2.5.&#160;&#160;&#160;<span>Test conditions</span></p><p>3.1.2.5.1.&#160;&#160;&#160;<span>Ambient temperature</span></p><p>The ambient temperature during the test shall be in a range of 25&#160;&#176;C &#177; 10 K.</p><p>The ambient temperature shall be measured 1&#160;m laterally from the transmission.</p><p>The ambient temperature limit shall not apply for the run-in procedure.</p><p>3.1.2.5.2.&#160;&#160;&#160;<span>Oil temperature</span></p><p>Except for the oil, no external heating is allowed.</p><p>During measurement (except stabilization) the following temperature limits shall apply:</p><div><p>For SMT/AMT/DCT transmissions, the drain plug oil temperature shall not exceed 83&#160;&#176;C when measuring without retarder and 87&#160;&#176;C with retarder mounted to the transmission. If measurements of a transmission without retarder are to be combined with separate measurements of a retarder, the lower temperature limit shall apply to compensate for the retarder drive mechanism and step-up gear and for the clutch in case of a disengageable retarder.</p></div><div><p>For torque converter planetary transmissions and for transmissions having more than two friction clutches, the drain plug oil temperature shall not exceed 93&#160;&#176;C without retarder and 97&#160;&#176;C with retarder.</p></div><p>To apply the above defined increased temperature limits for testing with retarder, the retarder shall be integrated in the transmission or have an integrated cooling or oil system with the transmission.</p><p>During the run-in, the same oil temperature specifications as for regular testing shall apply.</p><p>Exceptional oil temperature peaks up to 110&#160;&#176;C are allowed for the following conditions:</p><div><p>(1)<span>&#160;</span>during run-in procedure up to maximum of 10&#160;% of the applied run-in time,</p></div><div><p>(2)<span>&#160;</span>during stabilization time.</p></div><p>The oil temperature shall be measured at the drain plug or in the oil sump.</p><p>3.1.2.5.3.&#160;&#160;&#160;<span>Oil quality</span></p><p>New, recommended first fill oil for the European market shall be used in the test. The same oil fill may be used for run-in and torque measurement.</p><p>3.1.2.5.4.&#160;&#160;&#160;<span>Oil viscosity</span></p><p>If multiple oils are recommended for first fill, they are considered to be equal if the oils have a kinematic viscosity within 10&#160;% of each other at the same temperature (within the specified tolerance band for KV100). Any oil with lower viscosity than the oil used in the test shall be considered to result in lower losses for the tests performed within this option. Any additional first fill oil must fall either in the 10&#160;% tolerance band or have lower viscosity than the oil in the test to be covered by the same certificate.</p><p>3.1.2.5.5.&#160;&#160;&#160;<span>Oil level and conditioning</span></p><p>The oil level shall meet the nominal specifications for the transmission.</p><p>If an external oil conditioning system is used, the oil inside the transmission shall be kept to the specified volume that corresponds to the specified oil level.</p><p>To guarantee that the external oil conditioning system is not influencing the test, one test point shall be measured with the conditioning system both on and off. The deviation between the two measurements of the torque loss (= input torque) shall be less than 5&#160;%. The test point is specified as follows:</p><div><p>(1)<span>&#160;</span>gear = highest indirect gear,</p></div><div><p>(2)<span>&#160;</span>input speed =&#160;1&#160;600 rpm,</p></div><div><p>(3)<span>&#160;</span>temperatures as specified under 3.1.2.5.</p></div><p>For transmissions with hydraulic pressure control or a smart lubrication system, the measurement of torque independent losses shall be performed with two different settings: first with the transmission system pressure set to at least the minimum value for conditions with engaged gear and a second time with the maximum possible hydraulic pressure (see 3.1.6.3.1).</p></td></tr></table><table><col/><col/><tr><td><p>3.1.3.</p></td><td>Installation<table><col/><col/><tr><td><p>3.1.3.1.</p></td><td><p>The electric machine and the torque sensor shall be mounted to the input side of the transmission. The output shaft shall rotate freely.</p></td></tr></table><table><col/><col/><tr><td><p>3.1.3.2.</p></td><td><p>The installation of the transmission shall be done with an angle of inclination as for installation in the vehicle according to the homologation drawing &#177; 1&#176; or at 0&#176; &#177; 1&#176;.</p></td></tr></table><table><col/><col/><tr><td><p>3.1.3.3.</p></td><td><p>The internal oil pump shall be included in the transmission.</p></td></tr></table><table><col/><col/><tr><td><p>3.1.3.4.</p></td><td><p>If an oil cooler is either optional or required with the transmission, the oil cooler may be excluded in the test or any oil cooler may be used in the test.</p></td></tr></table><table><col/><col/><tr><td><p>3.1.3.5</p></td><td><p>Transmission testing can be done with or without power take-off drive mechanism and/or power take-off. For establishing the power losses of power take-offs and /or power take-off drive mechanism, the values in Annex VII to this regulation are applied. These values assume that the transmission is tested without power take-off drive mechanism and /or power take-off.</p></td></tr></table><table><col/><col/><tr><td><p>3.1.3.6.</p></td><td><p>Measuring the transmission may be performed with or without single dry clutch (with one or two plates) installed. Clutches of any other type shall be installed during the test.</p></td></tr></table><table><col/><col/><tr><td><p>3.1.3.7.</p></td><td><p>The individual influence of parasitic loads shall be calculated for each specific test rig setup and torque sensor as described in 3.1.8.</p></td></tr></table></td></tr></table><table><col/><col/><tr><td><p>3.1.4.</p></td><td>Measurement equipment<p>The calibration laboratory facilities shall comply with the requirements of either ISO/TS 16949, ISO 9000 series or ISO/IEC 17025. All laboratory reference measurement equipment, used for calibration and/or verification, shall be traceable to national (international) standards.</p><p>3.1.4.1.&#160;&#160;&#160;<span>Torque</span></p><p>The torque sensor measurement uncertainty shall be below 0,3&#160;Nm.</p><p>The use of torque sensors with higher measurement uncertainties is allowed if the part of the uncertainty exceeding 0,3&#160;Nm can be calculated and is added to the measured torque loss as described in 3.1.8. Measurement uncertainty.</p><p>3.1.4.2.&#160;&#160;&#160;<span>Speed</span></p><p>The uncertainty of the speed sensors shall not exceed &#177; 1 rpm.</p><p>3.1.4.3.&#160;&#160;&#160;<span>Temperature</span></p><p>The uncertainty of the temperature sensors for the measurement of the ambient temperature shall not exceed &#177; 1,5 K.</p><p>The uncertainty of the temperature sensors for the measurement of the oil temperature shall not exceed &#177;&#160;1,5&#160;K.</p><p>3.1.4.4.&#160;&#160;&#160;<span>Pressure</span></p><p>The uncertainty of the pressure sensors shall not exceed 1&#160;% of the maximum measured pressure.</p><p>3.1.4.5.&#160;&#160;&#160;<span>Voltage</span></p><p>The uncertainty of the voltmeter shall not exceed 1&#160;% of the maximum measured voltage.</p><p>3.1.4.6.&#160;&#160;&#160;<span>Electric current</span></p><p>The uncertainty of the amperemeter shall not exceed 1&#160;% of the maximum measured current.</p></td></tr></table><table><col/><col/><tr><td><p>3.1.5.</p></td><td>Measurement signals and data recording<p>At least the following signals shall be recorded during the measurement:</p><div><p>(1)<span>&#160;</span>Input torques [Nm]</p></div><div><p>(2)<span>&#160;</span>Input rotational speeds [rpm]</p></div><div><p>(3)<span>&#160;</span>Ambient temperature [&#176;C]</p></div><div><p>(4)<span>&#160;</span>Oil temperature [&#176;C]</p></div><p>If the transmission is equipped with a shift and/or clutch system that is controlled by hydraulic pressure or with a mechanically driven smart lubrication system, additionally to be recorded:</p><div><p>(5)<span>&#160;</span>Oil pressure [kPa]</p></div><p>If the transmission is equipped with transmission electric auxiliary, additionally to be recorded:</p><div><p>(6)<span>&#160;</span>Voltage of transmission electric auxiliary [V]</p></div><div><p>(7)<span>&#160;</span>Current of transmission electric auxiliary [A]</p></div><p>For differential measurements for the compensation of influences caused by the test rig setup, additionally shall be recorded:</p><div><p>(8)<span>&#160;</span>Test rig bearing temperature [&#176;C]</p></div><p>The sampling and recording rate shall be 100&#160;Hz or higher.</p><p>A low pass filter shall be applied to reduce measurement errors.</p></td></tr></table><table><col/><col/><tr><td><p>3.1.6.</p></td><td>Test procedure<p>3.1.6.1.&#160;&#160;&#160;<span>Zero torque signal compensation:</span></p><p>The zero-signal of the torque sensor(s) shall be measured. For the measurement the sensor(s) shall be installed in the test rig. The drivetrain of the test rig (input &amp; output) shall be free of load. The measured signal deviation from zero shall be compensated.</p><p>3.1.6.2.&#160;&#160;&#160;<span>Speed range:</span></p><p>The torque loss shall be measured for the following speed steps (speed of the input shaft): 600, 900, 1&#160;200 , 1&#160;600 , 2&#160;000 , 2&#160;500 , 3&#160;000 ,&#160;[&#8230;] rpm up to the maximum speed per gear according to the specifications of the transmission or the last speed step before the defined maximum speed.</p><p>The speed ramp (time for the change between two speed steps) shall not extend 20 seconds.</p><p>3.1.6.3.&#160;&#160;&#160;<span>Measurement sequence:</span></p><div><p>3.1.6.3.1.<span>&#160;</span>If the transmission is equipped with smart lubrication systems and/or transmission electric auxiliaries, the measurement shall be conducted with two measurement settings of of these systems:</p></div><div><p>A first measurement sequence (3.1.6.3.2. to 3.1.6.3.4.) shall be performed with the lowest power consumption by hydraulical and electrical systems when operated in the vehicle (low loss level).</p></div><div><p>The second measurement sequence shall be performed with the systems set to work with the highest possible power consumption when operated in the vehicle (high loss level).</p></div><div><p>3.1.6.3.2.<span>&#160;</span>The measurements shall be performed beginning with the lowest up to the highest speed.</p></div><div><p>3.1.6.3.3.<span>&#160;</span>For each speed step a minimum of 5 seconds stabilization time within the temperature limits defined in 3.1.2.5 is required. If needed, the stabilization time may be extended by the manufacturer to maximum 60&#160;seconds. Oil and ambient temperatures shall be recorded during the stabilization.</p></div><div><p>3.1.6.3.4.<span>&#160;</span>After the stabilization time, the measurement signals listed in 3.1.5. shall be recorded for the test point for 05-15&#160;seconds.</p></div><div><p>3.1.6.3.5.<span>&#160;</span>Each measurement shall be performed two times per measurement setting.</p></div></td></tr></table><table><col/><col/><tr><td><p>3.1.7.</p></td><td>Measurement validation<table><col/><col/><tr><td><p>3.1.7.1.</p></td><td><p>The arithmetic mean values of torque, speed, (if applicable) voltage and current for the 05-15 seconds measurement shall be calculated for each of the measurements.</p></td></tr></table><table><col/><col/><tr><td><p>3.1.7.2.</p></td><td><p>The averaged speed deviation shall be below &#177; 5 rpm of the speed set point for each measured point for the complete torque loss series.</p></td></tr></table><table><col/><col/><tr><td><p>3.1.7.3.</p></td><td><p>The mechanical torque losses and (if applicable) electrical power consumption shall be calculated for each of the measurements as followed:</p><div><p><span>T<span>loss</span></span> =<span>T<span>in</span></span></p></div><div><p><span>P<span>el</span></span> =<span>I</span> *<span>U</span></p></div><p>It is allowed to subtract influences caused by the test rig setup from the torque losses (3.1.2.2.).</p></td></tr></table><table><col/><col/><tr><td><p>3.1.7.4.</p></td><td><p>The mechanical torque losses and (if applicable) electrical power consumption from the two sets shall be averaged (arithmetic mean values).</p></td></tr></table><table><col/><col/><tr><td><p>3.1.7.5.</p></td><td><p>The deviation between the averaged torque losses of the two measurement points for each setting shall be below &#177; 5&#160;% of the average or &#177; 1 Nm, whichever value is larger. Then, the arithmetic average of the two averaged power values shall be taken.</p></td></tr></table><table><col/><col/><tr><td><p>3.1.7.6.</p></td><td><p>If the deviation is higher, the largest averaged torque loss value shall be taken or the test shall be repeated for the gear.</p></td></tr></table><table><col/><col/><tr><td><p>3.1.7.7.</p></td><td><p>The deviation between the averaged electric power consumption (voltage * current) values of the two measurements for each measurement setting shall be below &#177; 10&#160;% of the average or &#177; 5 W, whichever value is larger. Then, the arithmetic average of the two averaged power values shall be taken.</p></td></tr></table><table><col/><col/><tr><td><p>3.1.7.8.</p></td><td><p>If the deviation is higher, the set of averaged voltage and current values giving the largest averaged power consumption shall be taken, or the test shall be repeated for the gear.</p></td></tr></table></td></tr></table><table><col/><col/><tr><td><p>3.1.8.</p></td><td>Measurement uncertainty<p>The part of the calculated total uncertainty<span>U<span>T,loss</span></span> exceeding 0,3 Nm shall be added to<span>T<span>loss</span></span> for the reported torque loss<span>T<span>loss,rep</span></span>. If<span>U<span>T,loss</span></span> is smaller than 0,3 Nm, then<span>T<span>loss,rep</span></span>&#160;=&#160;<span>T<span>loss</span></span>.</p><p><span>T<span>loss,rep</span></span> =<span>T<span>loss</span></span> +<span>MAX</span> (<span>0,</span> (<span>U<span>T,loss</span></span> &#8211;<span>0,3 Nm</span>))</p><p>The total uncertainty<span>U<span>T,loss</span></span> of the torque loss shall be calculated based on the following parameters:</p><div><p>(1)<span>&#160;</span>Temperature effect</p></div><div><p>(2)<span>&#160;</span>Parasitic loads</p></div><div><p>(3)<span>&#160;</span>Calibration error (incl. sensitivity tolerance, linearity, hysteresis and repeatability)</p></div><p>The total uncertainty of the torque loss (<span>U<span>T,loss</span></span>) is based on the uncertainties of the sensors at 95&#160;% confidence level. The calculation shall be done as the square root of the sum of squares (&#8216;Gaussian law of error propagation&#8217;).</p><div><p><img/></p></div><div><p><img/></p></div><div><p><img/></p></div><div><p><img/></p></div><div><p><img/></p></div><div><p><span>w<span>para</span></span> =<span>sens<span>para</span></span> *<span>i<span>para</span></span></p></div><p>where:</p><table><col/><col/><col/><tr><td><p>T<span>loss</span></p></td><td><p>=</p></td><td><p>Measured torque loss (uncorrected) [Nm]</p></td></tr></table><table><col/><col/><col/><tr><td><p>T<span>loss,rep</span></p></td><td><p>=</p></td><td><p>Reported torque loss (after uncertainty correction) [Nm]</p></td></tr></table><table><col/><col/><col/><tr><td><p>U<span>T,loss</span></p></td><td><p>=</p></td><td><p>Total expanded uncertainty of torque loss measurement at 95&#160;% confidence level [Nm]</p></td></tr></table><table><col/><col/><col/><tr><td><p>U<span>T,in</span></p></td><td><p>=</p></td><td><p>Uncertainty of input torque loss measurement [Nm]</p></td></tr></table><table><col/><col/><col/><tr><td><p>u<span>TKC</span></p></td><td><p>=</p></td><td><p>Uncertainty by temperature influence on current torque signal [Nm]</p></td></tr></table><table><col/><col/><col/><tr><td><p>w<span>tkc</span></p></td><td><p>=</p></td><td><p>Temperature influence on current torque signal per K<span>ref</span>, declared by sensor manufacturer [%]</p></td></tr></table><table><col/><col/><col/><tr><td><p>u<span>TK0</span></p></td><td><p>=</p></td><td><p>Uncertainty by temperature influence on zero torque signal (related to nominal torque) [Nm]</p></td></tr></table><table><col/><col/><col/><tr><td><p>w<span>tk0</span></p></td><td><p>=</p></td><td><p>Temperature influence on zero torque signal per K<span>ref</span> (related to nominal torque), declared by sensor manufacturer [%]</p></td></tr></table><table><col/><col/><col/><tr><td><p>K<span>ref</span></p></td><td><p>=</p></td><td><p>Reference temperature span for u<span>TKC</span> and u<span>TK0</span>, w<span>tk0</span> and w<span>tkc</span>, declared by sensor manufacturer [K]</p></td></tr></table><table><col/><col/><col/><tr><td><p>&#916;K</p></td><td><p>=</p></td><td><p>Difference in sensor temperature between calibration and measurement [K]. If the sensor temperature cannot be measured, a default value of &#916;K =&#160;15 K shall be used.</p></td></tr></table><table><col/><col/><col/><tr><td><p>T<span>c</span></p></td><td><p>=</p></td><td><p>Current/measured torque value at torque sensor [Nm]</p></td></tr></table><table><col/><col/><col/><tr><td><p>T<span>n</span></p></td><td><p>=</p></td><td><p>Nominal torque value of torque sensor [Nm]</p></td></tr></table><table><col/><col/><col/><tr><td><p>u<span>cal</span></p></td><td><p>=</p></td><td><p>Uncertainty by torque sensor calibration [Nm]</p></td></tr></table><table><col/><col/><col/><tr><td><p>W<span>cal</span></p></td><td><p>=</p></td><td><p>Relative calibration uncertainty (related to nominal torque) [%]</p></td></tr></table><table><col/><col/><col/><tr><td><p>k<span>cal</span></p></td><td><p>=</p></td><td><p>Calibration advancement factor (if declared by sensor manufacturer, otherwise =&#160;1)</p></td></tr></table><table><col/><col/><col/><tr><td><p>u<span>para</span></p></td><td><p>=</p></td><td><p>Uncertainty by parasitic loads [Nm]</p></td></tr></table><table><col/><col/><col/><tr><td><p>w<span>para</span></p></td><td><p>=</p></td><td><p>sens<span>para</span> * i<span>para</span></p><p>Relative influence of forces and bending torques caused by misalignment</p></td></tr></table><table><col/><col/><col/><tr><td><p>sens<span>para</span></p></td><td><p>=</p></td><td><p>Maximum influence of parasitic loads for specific torque sensor declared by sensor manufacturer [%]; if no specific value for parasitic loads is declared by the sensor manufacturer, the value shall be set to 1,0&#160;%</p></td></tr></table><table><col/><col/><col/><tr><td><p>i<span>para</span></p></td><td><p>=</p></td><td><p>Maximum influence of parasitic loads for specific torque sensor depending on test setup (A/B/C, as defined below).</p></td></tr></table><table><col/><col/><col/><tr><td><p/></td><td><p>=</p></td><td><p><span>A)</span> 10&#160;% in case of bearings isolating the parasitic forces in front of and behind the sensor and a flexible coupling (or cardan shaft) installed functionally next to the sensor (downstream or upstream); furthermore, these bearings can be integrated in a driving/braking machine (e.g. electric machine) and/or in the transmission as long as the forces in the machine and/or transmission are isolated from the sensor. See figure 1.<br/><span>Figure 1</span><br/><span>Test setup A for Option 1</span><img/></p></td></tr></table><table><col/><col/><col/><tr><td><p/></td><td><p>=</p></td><td><p><span>B)</span> 50&#160;% in case of bearings isolating the parasitic forces in front of and behind the sensor and no flexible coupling installed functionally next to the sensor; furthermore, these bearings can be integrated in a driving/braking machine (e.g. electric machine) and/or in the transmission as long as the forces in the machine and/or transmission are isolated from the sensor. See figure 2.<br/><span>Figure 2</span><br/><span>Test setup B for Option 1</span><img/></p></td></tr></table><table><col/><col/><col/><tr><td><p/></td><td><p>=</p></td><td><p><span>C)</span> 100&#160;% for other setups</p></td></tr></table></td></tr></table></td></tr></table> <table><col/><col/><tr><td><p>3.2.</p></td><td>Option 2: Measurement of the torque independent losses, measurement of the torque loss at maximum torque and interpolation of the torque dependent losses based on a linear model<p>Option 2 describes the determination of the torque loss by a combination of measurements and linear interpolation. Measurements shall be performed for the torque independent losses of the transmission and for one load point of the torque dependent losses (maximum input torque). Based on the torque losses at no load and at maximum input torque, the torque losses for the input torques in between shall be calculated with the torque loss coefficient<span>f<span>Tlimo</span></span>.</p><p>The torque loss<span>T<span>l,in</span></span> on the input shaft of the transmission shall be calculated by</p><p><span>T<span>l,in</span></span> (<span>n<span>in</span></span>,<span>T<span>in</span></span>,<span>gear</span>) =<span>T<span>l,in,min_loss</span></span> +<span>f<span>Tlimo</span></span> *<span>T<span>in</span></span> +<span>T</span><span><span>l,in,</span>min_<span>el</span></span> +<span>f<span>el_corr</span></span> *<span>T<span>in</span></span></p><p>The torque loss coefficient based on the linear model<span>f<span>Tlimo</span></span> shall be calculated by</p><p><img/></p><p>where:</p><table><col/><col/><col/><tr><td><p>T<span>l,in</span></p></td><td><p>=</p></td><td><p>Torque loss related to input shaft [Nm]</p></td></tr></table><table><col/><col/><col/><tr><td><p>T<span>l,in,min_loss</span></p></td><td><p>=</p></td><td><p>Drag torque loss at transmission input, measured with free rotating output shaft from testing without load [Nm]</p></td></tr></table><table><col/><col/><col/><tr><td><p>n<span>in</span></p></td><td><p>=</p></td><td><p>Speed at the input shaft [rpm]</p></td></tr></table><table><col/><col/><col/><tr><td><p>f<span>Tlimo</span></p></td><td><p>=</p></td><td><p>Torque loss coefficient based on linear model [-]</p></td></tr></table><table><col/><col/><col/><tr><td><p>T<span>in</span></p></td><td><p>=</p></td><td><p>Torque at the input shaft [Nm]</p></td></tr></table><table><col/><col/><col/><tr><td><p>T<span>in,maxT</span></p></td><td><p>=</p></td><td><p>Maximum tested torque at the input shaft (normally 100&#160;% input torque, refer to 3.2.5.2. and 3.4.4.) [Nm]</p></td></tr></table><table><col/><col/><col/><tr><td><p>T<span>l,maxT</span></p></td><td><p>=</p></td><td><p>Torque loss related to input shaft with T<span>in</span> = T<span>in,maxT</span></p></td></tr></table><table><col/><col/><col/><tr><td><p>f<span>el_corr</span></p></td><td><p>=</p></td><td><p>Loss correction for electric power loss level depending on input torque [-]</p></td></tr></table><table><col/><col/><col/><tr><td><p>T<span>l,in,el</span></p></td><td><p>=</p></td><td><p>Additional torque loss on input shaft by electric consumers [Nm]</p></td></tr></table><table><col/><col/><col/><tr><td><p>T<span>l,in,min_el</span></p></td><td><p>=</p></td><td><p>Additional torque loss on input shaft by electric consumers corresponding to minimum electric power [Nm]</p></td></tr></table><p>The correction factor for the torque dependent electric torque losses<span>f<span>el_corr</span></span> and the torque loss at the input shaft of the transmission caused by the power consumption of transmission electric auxiliary<span>T<span>l,in,el</span></span> shall be calculated as described in paragraph 3.1.</p><table><col/><col/><tr><td><p>3.2.1.</p></td><td><p>The torque losses shall be measured in accordance with the procedure described in the following.</p><p>3.2.1.1.&#160;&#160;&#160;<span>General requirements:</span></p><p>As specified for Option 1 in 3.1.2.1.</p><p>3.2.1.2.&#160;&#160;&#160;<span>Differential measurements:</span></p><p>As specified for Option 1 in 3.1.2.2.</p><p>3.2.1.3.&#160;&#160;&#160;<span>Run-in</span></p><p>As specified for Option 1 in 3.1.2.3.</p><p>3.2.1.4.&#160;&#160;&#160;<span>Pre-conditioning</span></p><p>As specified for Option 3 in 3.3.2.1.</p><p>3.2.1.5.&#160;&#160;&#160;<span>Test conditions</span></p><p>3.2.1.5.1.&#160;&#160;&#160;<span>Ambient temperature</span></p><p>As specified for Option 1 in 3.1.2.5.1.</p><p>3.2.1.5.2.&#160;&#160;&#160;<span>Oil temperature</span></p><p>As specified for Option 1 in 3.1.2.5.2.</p><p>3.2.1.5.3.&#160;&#160;&#160;<span>Oil quality / Oil viscosity</span></p><p>As specified for Option 1 in 3.1.2.5.3 and 3.1.2.5.4.</p><p>3.2.1.5.4.&#160;&#160;&#160;<span>Oil level and conditioning</span></p><p>As specified for Option 3 in 3.3.3.4.</p></td></tr></table><table><col/><col/><tr><td><p>3.2.2.</p></td><td>Installation<p>As specified for Option 1 in 3.1.3. for the measurement of the torque independent losses.</p><p>As specified for Option 3 in 3.3.4. for the measurement of the torque dependent losses.</p></td></tr></table><table><col/><col/><tr><td><p>3.2.3.</p></td><td>Measurement equipment<p>As specified for Option 1 in 3.1.4. for the measurement of the torque independent losses.</p><p>As specified for Option 3 in 3.3.5. for the measurement of the torque dependent losses.</p></td></tr></table><table><col/><col/><tr><td><p>3.2.4.</p></td><td>Measurement signals and data recording<p>As specified for Option 1 in 3.1.5 for the measurement of the torque independent losses.</p><p>As specified for Option 3 in 3.3.7 for the measurement of the torque dependent losses.</p></td></tr></table><table><col/><col/><tr><td><p>3.2.5.</p></td><td>Test procedure<p>The torque loss map to be applied to the simulation tool contains the torque loss values of a transmission depending on rotational input speed and input torque.</p><p>To determine the torque loss map for a transmission, the basic torque loss map data shall be measured and calculated as specified in this paragraph. The torque loss results shall be complemented in accordance with&#160;3.4 and formatted in accordance with Appendix 12 for the further processing by the simulation tool.</p><table><col/><col/><tr><td><p>3.2.5.1.</p></td><td><p>The torque independent losses shall be determined by the procedure described in 3.1.1. for the torque independent losses for Option 1 only for the low loss level setting of electric and hydraulic consumers.</p></td></tr></table><table><col/><col/><tr><td><p>3.2.5.2.</p></td><td><p>Determine the torque dependent losses for each of the gears using the procedure described for Option 3 in&#160;3.3.6., diverging in the applicable torque range:</p><p>Torque range:</p><p>The torque losses for each gear shall be measured at 100&#160;% of the maximum transmission input torque per gear.</p><p>In the case the output torque exceeds 10 kNm (for a theoretical loss free transmission) or the input power exceeds the specified maximum input power, point 3.4.4. shall apply.</p></td></tr></table></td></tr></table><table><col/><col/><tr><td><p>3.2.6.</p></td><td>Measurement validation<p>As specified for Option 3 in 3.3.8.</p></td></tr></table><table><col/><col/><tr><td><p>3.2.7.</p></td><td>Measurement uncertainty<p>As specified for Option 1 in 3.1.8. for the measurement of the torque independent losses.</p><p>As specified for Option 3 in 3.3.9. for the measurement of the torque dependent loss.</p></td></tr></table></td></tr></table> <table><col/><col/><tr><td><p>3.3.</p></td><td>Option 3: Measurement of the total torque loss.<p>Option 3 describes the determination of the torque loss by full measurement of the torque dependent losses including the torque independent losses of the transmission.</p><p>3.3.1.&#160;&#160;&#160;<span>General requirements</span></p><p>As specified for Option 1 in 3.1.2.1.</p><p>3.3.1.1&#160;&#160;&#160;<span>Differential measurements:</span></p><p>As specified for Option 1 in 3.1.2.2.</p><p>3.3.2.&#160;&#160;&#160;<span>Run-in</span></p><p>As specified for Option 1 in 3.1.2.3.</p><p>3.3.2.1&#160;&#160;&#160;<span>Pre-conditioning</span></p><p>As specified for Option 1 in 3.1.2.4. with an exception for the following:</p><div><p>The pre-conditioning shall be performed on the direct drive gear without applied torque to the output shaft or target torque on the output shaft set to zero. If the transmission is not equipped with a direct drive gear, the gear with the ratio closest to 1:1 shall be used.</p><p>or</p><p>The requirements as specified in 3.1.2.4. shall apply, with an exception for the following:</p></div><div><p>The pre-conditioning shall be performed on the direct drive gear without applied torque to the output shaft or the torque on the output shaft being within +/- 50 Nm. If the transmission is not equipped with a direct drive gear, the gear with the ratio closest to 1:1 shall be used.</p><p>or, if the test rig includes a (master friction) clutch at the input shaft:</p><p>The requirements as specified in 3.1.2.4. shall apply, with an exception for the following:</p></div><div><p>The pre-conditioning shall be performed on the direct drive gear without applied torque to the output shaft or without applied torque to the input shaft. If the transmission is not equipped with a direct drive gear, the gear with the ratio closest to 1:1 shall be used.</p><p>The transmission would then be driven from the output side. Those proposals could also be combined.</p></div><p>3.3.3.&#160;&#160;&#160;<span>Test conditions</span></p><p>3.3.3.1.&#160;&#160;&#160;<span>Ambient temperature</span></p><p>As specified for Option 1 in 3.1.2.5.1.</p><p>3.3.3.2.&#160;&#160;&#160;<span>Oil temperature</span></p><p>As specified for Option 1 in 3.1.2.5.2.</p><p>3.3.3.3.&#160;&#160;&#160;<span>Oil quality / Oil viscosity</span></p><p>As specified for Option 1 in 3.1.2.5.3 and 3.1.2.5.4.</p><p>3.3.3.4.&#160;&#160;&#160;<span>Oil level and conditioning</span></p><p>The requirements as specified in 3.1.2.5.5. shall apply, diverging in the following:</p><p>The test point for the external oil conditioning system is specified as follows:</p><div><p>(1)<span>&#160;</span>highest indirect gear,</p></div><div><p>(2)<span>&#160;</span>input speed =&#160;1&#160;600 rpm,</p></div><div><p>(3)<span>&#160;</span>input torque = maximum input torque for the highest indirect gear</p></div><p>3.3.4.&#160;&#160;&#160;<span>Installation</span></p><p>The test rig shall be driven by electric machines (input and output).</p><p>Torque sensors shall be installed at the input and output side of the transmission.</p><p>Other requirements as specified in 3.1.3. shall apply.</p><p>3.3.5.&#160;&#160;&#160;<span>Measurement equipment</span></p><p>For the measurement of the torque independent losses, the measurement equipment requirements as specified for Option 1 in 3.1.4. shall apply.</p><p>For the measurement of the torque dependent losses, the following requirements shall apply:</p><p>The torque sensor measurement uncertainty shall be below 5&#160;% of the measured torque loss or 1 Nm (whichever value is larger).</p><p>The use of torque sensors with higher measurement uncertainties is allowed if the parts of the uncertainty exceeding 5&#160;% or 1 Nm can be calculated and the smaller of those parts is added to the measured torque loss.</p><p>The torque measurement uncertainty shall be calculated and included as described under 3.3.9.</p><p>Other measurement equipment requirements as specified for Option 1 in 3.1.4. shall apply.</p><p>3.3.6.&#160;&#160;&#160;<span>Test procedure</span></p><p>3.3.6.1.&#160;&#160;&#160;<span>Zero torque signal compensation:</span></p><p>As specified in 3.1.6.1.</p><p>3.3.6.2.&#160;&#160;&#160;<span>Speed range</span></p><p>The torque loss shall be measured for the following speed steps (speed of the input shaft): 600, 900, 1&#160;200 , 1&#160;600 , 2&#160;000 , 2&#160;500 , 3&#160;000 ,&#160;[&#8230;] rpm up to the maximum speed per gear according to the specifications of the transmission or the last speed step before the defined maximum speed.</p><p>The speed ramp (time for the change between two speed steps) shall not exceed 20 seconds.</p><p>3.3.6.3.&#160;&#160;&#160;<span>Torque range</span></p><p>For each speed step the torque loss shall be measured for the following input torques: 0 (free rotating output shaft), 200, 400, 600, 900, 1&#160;200 , 1&#160;600 , 2&#160;000 , 2&#160;500 , 3&#160;000 , 3&#160;500 , 4&#160;000 ,&#160;[&#8230;] Nm up to the maximum input torque per gear according to the specifications of the transmission or the last torque step before the defined maximum torque and/or the last torque step before the output torque of 10 kNm.</p><p>In the case the output torque exceeds 10 kNm (for a theoretical loss free transmission) or the input power exceeds the specified maximum input power, point 3.4.4. shall apply.</p><p>The torque ramp (time for the change between two torque steps) shall not exceed 15 seconds (180 seconds for option 2).</p><p>To cover the complete torque range of a transmission in the above defined map, different torque sensors with limited measurement ranges may be used on the input/output side. Therefore the measurement may be divided into sections using the same set of torque sensors. The overall torque loss map shall be composed of these measurement sections.</p><p>3.3.6.4.&#160;&#160;&#160;<span>Measurement sequence</span></p><table><col/><col/><tr><td><p>3.3.6.4.1.</p></td><td><p>The measurements shall be performed beginning with the lowest up to the highest speed.</p></td></tr></table><table><col/><col/><tr><td><p>3.3.6.4.2.</p></td><td><p>The input torque shall be varied according to the above defined torque steps from the lowest to the highest torque which is covered by the current torque sensors for each speed step.</p></td></tr></table><table><col/><col/><tr><td><p>3.3.6.4.3.</p></td><td><p>For each speed and torque step a minimum of 5 seconds stabilization time within the temperature limits defined in 3.3.3. is required. If needed, the stabilization time may be extended by the manufacturer to maximum 60 seconds (maximum 180 seconds for option 2). Oil and ambient temperatures shall be recorded during the stabilization.</p></td></tr></table><table><col/><col/><tr><td><p>3.3.6.4.4.</p></td><td><p>The measurement set shall be performed two times in total. For that purpose, sequenced repetition of sections using the same set of torque sensors is allowed.</p></td></tr></table><p>3.3.7.&#160;&#160;&#160;<span>Measurement signals and data recording</span></p><p>At least the following signals shall be recorded during the measurement:</p><div><p>(1)<span>&#160;</span>Input and output torques [Nm]</p></div><div><p>(2)<span>&#160;</span>Input and output rotational speeds [rpm]</p></div><div><p>(3)<span>&#160;</span>Ambient temperature [&#176;C]</p></div><div><p>(4)<span>&#160;</span>Oil temperature [&#176;C]</p></div><p>If the transmission is equipped with a shift and/or clutch system that is controlled by hydraulic pressure or with a mechanically driven smart lubrication system, additionally to be recorded:</p><div><p>(5)<span>&#160;</span>Oil pressure [kPa]</p></div><p>If the transmission is equipped with transmission electric auxiliary, additionally to be recorded:</p><div><p>(6)<span>&#160;</span>Voltage of transmission electric auxiliary [V]</p></div><div><p>(7)<span>&#160;</span>Current of transmission electric auxiliary [A]</p></div><p>For differential measurements for compensation of influences by test rig setup, additionally to be recorded:</p><div><p>(8)<span>&#160;</span>Test rig bearing temperature [&#176;C]</p></div><p>The sampling and recording rate shall be 100&#160;Hz or higher.</p><p>A low pass filter shall be applied to avoid measurement errors.</p><p>3.3.8.&#160;&#160;&#160;<span>Measurement validation</span></p><table><col/><col/><tr><td><p>3.3.8.1.</p></td><td><p>The arithmetic mean values of torque, speed, if applicable voltage and current for the 05-15 seconds measurement shall be calculated for each of the two measurements.</p></td></tr></table><table><col/><col/><tr><td><p>3.3.8.2.</p></td><td><p>The measured and averaged speed at the input shaft shall be below &#177; 5 rpm of the speed set point for each measured operating point for the complete torque loss series.<span><a><span>&#9658;M1</span></a></span>&#160;The measured and averaged torque at the input shaft shall be below&#160;&#177;&#160;5 Nm or&#160;&#177;&#160;0,5&#160;% of the torque set point whichever value is larger for each measured operating point for the complete torque loss series.<span>&#160;&#9668;</span></p></td></tr></table><table><col/><col/><tr><td><p>3.3.8.3.</p></td><td><p>The mechanical torque losses and (if applicable) electrical power consumption shall be calculated for each of the measurements as followed:</p><div><p><img/></p></div><div><p><span>P<span>el</span></span> =<span>I</span> *<span>U</span></p></div><p>It is allowed to subtract influences caused by the test rig setup from the torque losses (3.3.2.2.).</p></td></tr></table><table><col/><col/><tr><td><p>3.3.8.4.</p></td><td><p>The mechanical torque losses and (if applicable) electrical power consumption from the two sets shall be averaged (arithmetic mean values).</p></td></tr></table><table><col/><col/><tr><td><p>3.3.8.5.</p></td><td><p>The deviation between the averaged torque losses of the two measurement sets shall be below &#177; 5&#160;% of the average or &#177; 1 Nm (whichever value is larger). The arithmetic average of the two averaged torque loss values shall be taken. If the deviation is higher, the largest averaged torque loss value shall be taken or the test shall be repeated for the gear.</p></td></tr></table><table><col/><col/><tr><td><p>3.3.8.6.</p></td><td><p>The deviation between the averaged electric power consumption (voltage*current) values of the two measurement sets shall be below &#177; 10&#160;% of the average or &#177; 5 W, whichever value is larger. Then, the arithmetic average of the two averaged power values shall be taken.</p></td></tr></table><table><col/><col/><tr><td><p>3.3.8.7.</p></td><td><p>If the deviation is higher, the set of averaged voltage and current values giving the largest averaged power consumption shall be taken, or the test shall be repeated for the gear.</p></td></tr></table><p>3.3.9.&#160;&#160;&#160;<span>Measurement uncertainty</span></p><p>The part of the calculated total uncertainty<span>U<span>T,loss</span></span> exceeding 5&#160;% of<span>T<span>loss</span></span> or 1 Nm (<span>&#916;U<span>T,loss</span></span>), whichever value of<span>&#916;U<span>T,loss</span></span> is smaller, shall be added to<span>T<span>loss</span></span> for the reported torque loss<span>T<span>loss,rep</span></span>. If<span>U<span>T,loss</span></span> is smaller than 5&#160;% of<span>T<span>loss</span></span> or 1 Nm, then<span>T<span>loss,rep</span></span>&#160;=&#160;<span>T<span>loss</span></span>.</p><p><span>T<span>loss,rep</span></span> =<span>T<span>loss</span></span> +<span>MAX</span> (<span>0, &#916;U<span>T,loss</span></span>)</p><p><span>&#916;U<span>T,loss</span></span> =<span>MIN</span> ((<span>U<span>T,loss</span></span> &#8211;<span>5&#160;%</span> *<span>T<span>loss</span></span>), (<span>U<span>T,loss</span></span> &#8211;<span>1 Nm</span>))</p><p>For each measurement set, the total uncertainty<span>U<span>T,loss</span></span> of the torque loss shall be calculated based on the following parameters:</p><div><p>(1)<span>&#160;</span>Temperature effect</p></div><div><p>(2)<span>&#160;</span>Parasitic loads</p></div><div><p>(3)<span>&#160;</span>Calibration error (incl. sensitivity tolerance, linearity, hysteresis and repeatability)</p></div><p>The total uncertainty of the torque loss (<span>U<span>T,loss</span></span>) is based on the uncertainties of the sensors at 95&#160;% confidence level. The calculation shall be done as the square root of the sum of squares (&#8216;Gaussian law of error propagation&#8217;).</p><div><p><img/></p></div><div><p><img/></p></div><div><p><img/></p></div><div><p><img/></p></div><div><p><img/></p></div><div><p><img/></p></div><div><p><span>w<span>para</span></span> =<span>sens<span>para</span></span> *<span>i<span>para</span></span></p></div><p>where:</p><table><col/><col/><col/><tr><td><p>T<span>loss</span></p></td><td><p>=</p></td><td><p>Measured torque loss (uncorrected) [Nm]</p></td></tr></table><table><col/><col/><col/><tr><td><p>T<span>loss,rep</span></p></td><td><p>=</p></td><td><p>Reported torque loss (after uncertainty correction) [Nm]</p></td></tr></table><table><col/><col/><col/><tr><td><p>U<span>T,loss</span></p></td><td><p>=</p></td><td><p>Total expanded uncertainty of torque loss measurement at 95&#160;% confidence level [Nm]</p></td></tr></table><table><col/><col/><col/><tr><td><p>u<span>T,in/out</span></p></td><td><p>=</p></td><td><p>Uncertainty of input/output torque loss measurement separately for input and output torque sensor[Nm]</p></td></tr></table><table><col/><col/><col/><tr><td><p>i<span>gear</span></p></td><td><p>=</p></td><td><p>Gear ratio [-]</p></td></tr></table><table><col/><col/><col/><tr><td><p>u<span>TKC</span></p></td><td><p>=</p></td><td><p>Uncertainty by temperature influence on current torque signal [Nm]</p></td></tr></table><table><col/><col/><col/><tr><td><p>w<span>tkc</span></p></td><td><p>=</p></td><td><p>Temperature influence on current torque signal per K<span>ref</span>, declared by sensor manufacturer [%]</p></td></tr></table><table><col/><col/><col/><tr><td><p>u<span>TK0</span></p></td><td><p>=</p></td><td><p>Uncertainty by temperature influence on zero torque signal (related to nominal torque) [Nm]</p></td></tr></table><table><col/><col/><col/><tr><td><p>w<span>tk0</span></p></td><td><p>=</p></td><td><p>Temperature influence on zero torque signal per K<span>ref</span> (related to nominal torque), declared by sensor manufacturer [%]</p></td></tr></table><table><col/><col/><col/><tr><td><p>K<span>ref</span></p></td><td><p>=</p></td><td><p>Reference temperature span for u<span>TKC</span> and u<span>TK0</span>, w<span>tk0</span> and w<span>tkc</span>, declared by sensor manufacturer [K]</p></td></tr></table><table><col/><col/><col/><tr><td><p>&#916;K</p></td><td><p>=</p></td><td><p>Difference in sensor temperature between calibration and measurement [K]. If the sensor temperature cannot be measured, a default value of &#916;K =&#160;15 K shall be used.</p></td></tr></table><table><col/><col/><col/><tr><td><p>T<span>c</span></p></td><td><p>=</p></td><td><p>Current/measured torque value at torque sensor [Nm]</p></td></tr></table><table><col/><col/><col/><tr><td><p>T<span>n</span></p></td><td><p>=</p></td><td><p>Nominal torque value of torque sensor [Nm]</p></td></tr></table><table><col/><col/><col/><tr><td><p>u<span>cal</span></p></td><td><p>=</p></td><td><p>Uncertainty by torque sensor calibration [Nm]</p></td></tr></table><table><col/><col/><col/><tr><td><p>W<span>cal</span></p></td><td><p>=</p></td><td><p>Relative calibration uncertainty (related to nominal torque) [%]</p></td></tr></table><table><col/><col/><col/><tr><td><p>k<span>cal</span></p></td><td><p>=</p></td><td><p>calibration advancement factor (if declared by sensor manufacturer, otherwise =&#160;1)</p></td></tr></table><table><col/><col/><col/><tr><td><p>u<span>para</span></p></td><td><p>=</p></td><td><p>Uncertainty by parasitic loads [Nm]</p></td></tr></table><table><col/><col/><col/><tr><td><p>w<span>para</span></p></td><td><p>=</p></td><td><p>sens<span>para</span> * i<span>para</span></p><p>Relative influence of forces and bending torques caused by misalignment [%]</p></td></tr></table><table><col/><col/><col/><tr><td><p>sens<span>para</span></p></td><td><p>=</p></td><td><p>Maximum influence of parasitic loads for specific torque sensor declared by sensor manufacturer [%]; if no specific value for parasitic loads is declared by the sensor manufacturer, the value shall be set to 1,0&#160;%</p></td></tr></table><table><col/><col/><col/><tr><td><p>i<span>para</span></p></td><td><p>=</p></td><td><p>Maximum influence of parasitic loads for specific torque sensor depending on test setup (A/B/C, as defined below).</p></td></tr></table><table><col/><col/><col/><tr><td><p/></td><td><p>=</p></td><td><p><span>A)</span> 10&#160;% in case of bearings isolating the parasitic forces in front of and behind the sensor and a flexible coupling (or cardan shaft) installed functionally next to the sensor (downstream or upstream); furthermore, these bearings can be integrated in a driving/braking machine (e.g. electric machine) and/or in the transmission as long as the forces in the machine and/or transmission are isolated from the sensor. See figure 3.<br/><span>Figure 3</span><br/><span>Test setup A for Option 3</span><img/></p></td></tr></table><table><col/><col/><col/><tr><td><p/></td><td><p>=</p></td><td><p><span>B)</span> 50&#160;% in case of bearings isolating the parasitic forces in front of and behind the sensor and no flexible coupling installed functionally next to the sensor; furthermore, these bearings can be integrated in a driving/braking machine (e.g. electric machine) and/or in the transmission as long as the forces in the machine and/or transmission are isolated from the sensor. See figure 4.<br/><span>Figure 4</span><br/><span>Test setup B for Option 3</span><img/></p></td></tr></table><table><col/><col/><col/><tr><td><p/></td><td><p>=</p></td><td><p><span>C)</span> 100&#160;% for other setups</p></td></tr></table></td></tr></table> <table><col/><col/><tr><td><p>3.4.</p></td><td>Complement of input files for the simulation tool<p>For each gear a torque loss map covering the defined input speed and input torque steps shall be determined with one of the specified testing options or standard torque loss values. For the input file for the simulation tool, this basic torque loss map shall be complemented as described in the following:</p><table><col/><col/><tr><td><p>3.4.1.</p></td><td><p>In the cases the highest tested input speed was the last speed step below the defined maximum permissible transmission speed, an extrapolation of the torque loss shall be applied up to the maximum speed with linear regression based on the two last measured speed steps.</p></td></tr></table><table><col/><col/><tr><td><p>3.4.2.</p></td><td><p>In the cases the highest tested input torque was the last torque step below the defined maximum permissible transmission torque, an extrapolation of the torque loss shall be applied up to the maximum torque with linear regression based on the two last measured torque steps for the corresponding speed step. In order to handle engine torque tolerances, etc., the simulation tool will, if required, perform an extrapolation of the torque loss for input torques up to 10&#160;% above said defined maximum permissible transmission torque.</p></td></tr></table><table><col/><col/><tr><td><p>3.4.3.</p></td><td><p>In the case of extrapolation of the torque loss values for maximum input speed and maximum input torque at the same time, the torque loss for the combined point of highest speed and highest torque shall be calculated with two-dimensional linear extrapolation.</p></td></tr></table><table><col/><col/><tr><td><p>3.4.4.</p></td><td><p>If the maximum output torque exceeds 10&#160;kNm (for a theoretical loss free transmission), and/or for all speed and torque points with input power higher than the specified maximum input power, the manufacturer may choose to take the torque loss values for all torques higher than 10&#160;kNm, and/or for all speed and torque points with input power higher than the specified maximum input power, respectively, from one of:</p><div><p>(1)<span>&#160;</span>Calculated fallback values (Appendix 8)</p></div><div><p>(2)<span>&#160;</span>Option 1</p></div><div><p>(3)<span>&#160;</span>Option 2 or 3 in combination with a torque sensor for higher output torques (if required)</p></div><p>For cases (i) and (ii) in Option 2, the torque losses at load shall be measured at the input torque that corresponds to output torque 10 kNm and/or the specified maximum input power.</p></td></tr></table><table><col/><col/><tr><td><p>3.4.5.</p></td><td><p>For speeds below the defined minimum speed and the additional input speed step of 0 rpm, the reported torque losses determined for the minimum speed step shall be copied.</p></td></tr></table><table><col/><col/><tr><td><p>3.4.6.</p></td><td><p>To cover the range of negative input torques during vehicle coasting conditions, the torque loss values for positive input torques shall be copied for the related negative input torques.</p></td></tr></table><table><col/><col/><tr><td><p>3.4.7.</p></td><td><p>Upon agreement of an approval authority, the torque losses for the input speeds below 1&#160;000 rpm may be replaced by the torque losses at 1&#160;000 rpm when the measurement is technically not possible.</p></td></tr></table><table><col/><col/><tr><td><p>3.4.8.</p></td><td><p>If the measurement of speed points is technically not possible (e.g. due to natural frequency), the manufacturer may, in agreement with the approval authority, calculate the torque losses by interpolation or extrapolation (limited to max. 1 speed step per gear).</p></td></tr></table><table><col/><col/><tr><td><p>3.4.9.</p></td><td><p>The torque loss map data shall be formatted and saved as specified in Appendix 12 to this Annex.</p></td></tr></table></td></tr></table> 4. Torque converter (TC) The torque converter characteristics to be determined for the simulation tool input consist of T pum 1000 (the reference torque at 1 000 rpm input speed) and μ (the torque ratio of the torque converter). Both are depending on the speed ratio v (= output (turbine) speed / input (pump) speed for the torque converter) of the torque converter. For determination of the characteristics of the TC, the applicant for a certificate shall apply the following method, irrespective of the chosen option for the assessment of the transmission torque losses. To take the two possible arrangements of the TC and the mechanical transmission parts into account, the following differentiation between case S and P shall apply: <table><col/><col/><col/><tr><td><p>Case S</p></td><td><p>:</p></td><td><p>TC and mechanical transmission parts in serial arrangement</p></td></tr></table> <table><col/><col/><col/><tr><td><p>Case P</p></td><td><p>:</p></td><td><p>TC and mechanical transmission parts in parallel arrangement (power split installation)</p></td></tr></table> For case S arrangements the TC characteristics may be evaluated either separate from the mechanical transmission or in combination with the mechanical transmission. For case P arrangements the evaluation of TC characteristic is only possible in combination with the mechanical transmission. However, in this case and for the hydromechanical gears subject to measurement the whole arrangement, torque converter and mechanical transmission, is considered as a TC with similar characteristic curves as a sole torque converter. For the determination of the torque converter characteristics two measurement options may be applied: (i) Option A: measurement at constant input speed (ii) Option B: measurement at constant input torque according to SAE J643 The manufacturer may choose option A or B for case S and case P arrangements. For the input to the simulation tool, the torque ratio μ and reference torque T pum of the torque converter shall be measured for a range of v ≤ 0,95 (= vehicle propulsion mode). The range of v ≥ 1,00 (= vehicle coasting mode) may either be measured or covered by using the standard values of Table 1. In case of measurements together with a mechanical transmission the overrun point may be different from v = 1,00 and therefor the range of measured speed ratios shall be adjusted accordingly. In case of use of standard values the data on torque converter characteristics provided to the simulation tool shall only cover the range of v ≤ 0,95 (or the adjusted speed ratio). The simulation tool automatically adds the standard values for overrun conditions. Table 1 Default values for v ≥ 1,00 <table><col/><col/><col/><tbody><tr><td><p><span>v</span></p></td><td><p><span>&#956;</span></p></td><td><p><span>T<span>pum</span></span><span>1000</span></p></td></tr><tr><td><p>1,000</p></td><td><p>1,0000</p></td><td><p>0,00</p></td></tr><tr><td><p>1,100</p></td><td><p>0,9999</p></td><td><p>&#8211; 40,34</p></td></tr><tr><td><p>1,222</p></td><td><p>0,9998</p></td><td><p>&#8211; 80,34</p></td></tr><tr><td><p>1,375</p></td><td><p>0,9997</p></td><td><p>&#8211; 136,11</p></td></tr><tr><td><p>1,571</p></td><td><p>0,9996</p></td><td><p>&#8211; 216,52</p></td></tr><tr><td><p>1,833</p></td><td><p>0,9995</p></td><td><p>&#8211; 335,19</p></td></tr><tr><td><p>2,200</p></td><td><p>0,9994</p></td><td><p>&#8211; 528,77</p></td></tr><tr><td><p>2,500</p></td><td><p>0,9993</p></td><td><p>&#8211; 721,00</p></td></tr><tr><td><p>3,000</p></td><td><p>0,9992</p></td><td><p>&#8211; 1&#160;122,00</p></td></tr><tr><td><p>3,500</p></td><td><p>0,9991</p></td><td><p>&#8211; 1&#160;648,00</p></td></tr><tr><td><p>4,000</p></td><td><p>0,9990</p></td><td><p>&#8211; 2&#160;326,00</p></td></tr><tr><td><p>4,500</p></td><td><p>0,9989</p></td><td><p>&#8211; 3&#160;182,00</p></td></tr><tr><td><p>5,000</p></td><td><p>0,9988</p></td><td><p>&#8211; 4&#160;242,00</p></td></tr></tbody></table> 4.1. Option A: Measured torque converter characteristics at constant speed 4.1.1. General requirements The torque converter used for the measurements shall be in accordance with the drawing specifications for series production torque converters. Modifications to the TC to meet the testing requirements of this Annex, e.g. for the inclusion of measurement sensors are permitted. Upon request of the approval authority the applicant for a certificate shall specify and prove the conformity with the requirements defined in this Annex. 4.1.2. Oil temperature The input oil temperature to the TC shall meet the following requirements: The oil temperature for measurements of the TC separate from the transmission shall be 90 °C + 7/– 3 K. The oil temperature for measurements of the TC together with the transmission (case S and case P) shall be 90 °C + 20/– 3 K. The oil temperature shall be measured at the drain plug or in the oil sump. In case the TC characteristics are measured separately form the transmission, the oil temperature shall be measured prior to entering the converter test drum/bench. 4.1.3. Oil flow rate and pressure The input TC oil flow rate and output oil pressure of the TC shall be kept within the specified operational limits for the torque converter, depending on the related transmission type and the tested maximum input speed. 4.1.4. Oil quality/Oil viscosity As specified for transmission testing in 3.1.2.5.3 and 3.1.2.5.4. 4.1.5. Installation The torque converter shall be installed on a testbed with a torque sensor, speed sensor and an electric machine installed at the input and output shaft of the TC. 4.1.6. Measurement equipment The calibration laboratory facilities shall comply with the requirements of either ISO/TS 16949, ISO 9000 series or ISO/IEC 17025. All laboratory reference measurement equipment, used for calibration and/or verification, shall be traceable to national (international) standards. 4.1.6.1. Torque The torque sensor measurement uncertainty shall be below 1 % of the measured torque value. The use of torque sensors with higher measurement uncertainties is allowed if the part of the uncertainty exceeding 1 % of the measured torque can be calculated and is added to the measured torque loss as described in 4.1.7. 4.1.6.2. Speed The uncertainty of the speed sensors shall not exceed ± 1 rpm. 4.1.6.3. Temperature The uncertainty of the temperature sensors for the measurement of the ambient temperature shall not exceed ± 1,5 K. The uncertainty of the temperature sensors for the measurement of the oil temperature shall not exceed ± 1,5 K. 4.1.7. Test procedure 4.1.7.1. Zero torque signal compensation As specified in 3.1.6.1. 4.1.7.2. Measurement sequence <table><col/><col/><tr><td><p>4.1.7.2.1.</p></td><td><p>The input speed<span>n<span>pum</span></span> of the TC shall be fixed to a constant speed within the range of:</p><p>1&#160;000 rpm &#8804;<span>n<span>pum</span></span> &#8804; 2&#160;000 rpm</p></td></tr></table> <table><col/><col/><tr><td><p>4.1.7.2.2.</p></td><td><p>The speed ratio<span>v</span> shall be adjusted by increasing the output speed<span>n<span>tur</span></span> from 0 rpm up to the set value of<span>n<span>pum</span></span>.</p></td></tr></table> <table><col/><col/><tr><td><p>4.1.7.2.3.</p></td><td><p>The step width shall be 0,1 for the speed ratio range of 0 to 0,6 and 0,05 for the range of 0,6 to 0,95.</p></td></tr></table> <table><col/><col/><tr><td><p>4.1.7.2.4.</p></td><td><p>The upper limit of the speed ratio may be limited to a value below 0,95 by the manufacturer. In this case at least seven evenly distributed points between<span>v</span> =&#160;0 and a value of<span>v</span> &lt; 0,95 have to be covered by the measurement.</p></td></tr></table> <table><col/><col/><tr><td><p>4.1.7.2.5.</p></td><td><p>For each step a minimum of 3 seconds stabilization time within the temperature limits defined in 4.1.2. is required. If needed, the stabilization time may be extended by the manufacturer to maximum 60 seconds. The oil temperature shall be recorded during the stabilization.</p></td></tr></table> <table><col/><col/><tr><td><p>4.1.7.2.6.</p></td><td><p>For each step the signals specified in 4.1.8. shall be recorded for the test point for 3-15&#160;seconds.</p></td></tr></table> <table><col/><col/><tr><td><p>4.1.7.2.7.</p></td><td><p>The measurement sequence (4.1.7.2.1. to 4.1.7.2.6.) shall be performed two times in total.</p></td></tr></table> 4.1.8. Measurement signals and data recording At least the following signals shall be recorded during the measurement: (1) Input (pump) torque T c,pum [Nm] (2) Output (turbine) torque T c,tur [Nm] (3) Input rotational (pump) speed n pum [rpm] (4) Output rotational (turbine) speed n tur [rpm] (5) TC input oil temperature K TCin [°C] The sampling and recording rate shall be 100 Hz or higher. A low pass filter shall be applied to avoid measurement errors. 4.1.9. Measurement validation <table><col/><col/><tr><td><p>4.1.9.1.</p></td><td><p>The arithmetic mean values of torque and speed for the 03-15 seconds measurement shall be calculated for each of the two measurements.</p></td></tr></table> <table><col/><col/><tr><td><p>4.1.9.2.</p></td><td><p>The measured torques and speeds from the two sets shall be averaged (arithmetic mean values).</p></td></tr></table> <table><col/><col/><tr><td><p>4.1.9.3.</p></td><td><p>The deviation between the averaged torque of the two measurement sets shall be below &#177; 5&#160;% of the average or &#177; 1 Nm (whichever value is larger). The arithmetic average of the two averaged torque values shall be taken. If the deviation is higher, the following value shall be taken for point 4.1.10. and 4.1.11. or the test shall be repeated for the TC.</p><div><p>&#8212;<span>&#160;</span>for the calculation of &#916;U<span>T,pum/tur</span>: smallest averaged torque value for T<span>c,pum/tur</span></p></div><div><p>&#8212;<span>&#160;</span>for the calculation of torque ratio<span>&#956;</span>: largest averaged torque value for T<span>c,pum</span></p></div><div><p>&#8212;<span>&#160;</span>for the calculation of torque ratio<span>&#956;</span>: smallest averaged torque value for<span>Tc,tur</span></p></div><div><p>&#8212;<span>&#160;</span>for the calculation of reference torque T<span>pum1000</span>: smallest averaged torque value for T<span>c,pum</span></p></div></td></tr></table> <table><col/><col/><tr><td><p>4.1.9.4.</p></td><td><p>The measured and averaged speed and torque at the input shaft shall be below &#177; 5 rpm and &#177; 5&#160;Nm of the speed and torque set point for each measured operating point for the complete speed ratio series.</p></td></tr></table> 4.1.10. Measurement uncertainty The part of the calculated measurement uncertainty U T,pum/tur exceeding 1 % of the measured torque T c,pum/tur shall be used to correct the characteristic value of the TC as defined below. ΔU T,pum/tur = MAX (0, (U T,pum/tur – 0,01 * T c,pum/tur )) The uncertainty U T,pum/tur of the torque measurement shall be calculated based on the following parameter: (i) Calibration error (incl. sensitivity tolerance, linearity, hysteresis and repeatability) The uncertainty U T,pum/tur of the torque measurement is based on the uncertainties of the sensors at 95 % confidence level. U T,pum/tur = 2 * u cal where: <table><col/><col/><col/><tr><td><p>T<span>c,pum/tur</span></p></td><td><p>=</p></td><td><p>Current / measured torque value at input/output torque sensor (uncorrected) [Nm]</p></td></tr></table> <table><col/><col/><col/><tr><td><p>T<span>pum</span></p></td><td><p>=</p></td><td><p>Input (pump) torque (after uncertainty correction) [Nm]</p></td></tr></table> <table><col/><col/><col/><tr><td><p>U<span>T,pum/tur</span></p></td><td><p>=</p></td><td><p>Uncertainty of input / output torque measurement at 95&#160;% confidence level separately for input and output torque sensor[Nm]</p></td></tr></table> <table><col/><col/><col/><tr><td><p>T<span>n</span></p></td><td><p>=</p></td><td><p>Nominal torque value of torque sensor [Nm]</p></td></tr></table> <table><col/><col/><col/><tr><td><p>u<span>cal</span></p></td><td><p>=</p></td><td><p>Uncertainty by torque sensor calibration [Nm]</p></td></tr></table> <table><col/><col/><col/><tr><td><p>W<span>cal</span></p></td><td><p>=</p></td><td><p>Relative calibration uncertainty (related to nominal torque) [%]</p></td></tr></table> <table><col/><col/><col/><tr><td><p>k<span>cal</span></p></td><td><p>=</p></td><td><p>Calibration advancement factor (if declared by sensor manufacturer, otherwise =&#160;1)</p></td></tr></table> 4.1.11. Calculation of TC characteristics For each measurement point, the following calculations shall be applied to the measurement data: The torque ratio of the TC shall be calculated by The speed ratio of the TC shall be calculated by The reference torque at 1 000 rpm shall be calculated by where: <table><col/><col/><col/><tr><td><p>&#956;</p></td><td><p>=</p></td><td><p>Torque ratio of the TC [-]</p></td></tr></table> <table><col/><col/><col/><tr><td><p>v</p></td><td><p>=</p></td><td><p>Speed ratio of the TC [-]</p></td></tr></table> <table><col/><col/><col/><tr><td><p>T<span>c,pum</span></p></td><td><p>=</p></td><td><p>Input (pump) torque (corrected) [Nm]</p></td></tr></table> <table><col/><col/><col/><tr><td><p>n<span>pum</span></p></td><td><p>=</p></td><td><p>Input rotational (pump) speed [rpm]</p></td></tr></table> <table><col/><col/><col/><tr><td><p>n<span>tur</span></p></td><td><p>=</p></td><td><p>Output rotational (turbine) speed [rpm]</p></td></tr></table> <table><col/><col/><col/><tr><td><p>T<span>pum1000</span></p></td><td><p>=</p></td><td><p>Reference torque at 1&#160;000 rpm [Nm]</p></td></tr></table> 4.2. Option B: Measurement at constant input torque (in accordance with SAE J643) 4.2.1. General requirements As specified in 4.1.1. 4.2.2. Oil temperature As specified in 4.1.2. 4.2.3. Oil flow rate and pressure As specified in 4.1.3. 4.2.4. Oil quality As specified in 4.1.4. 4.2.5. Installation As specified in 4.1.5. 4.2.6. Measurement equipment As specified in 4.1.6. 4.2.7. Test procedure 4.2.7.1. Zero torque signal compensation As specified in 3.1.6.1. 4.1.7.2. Measurement sequence <table><col/><col/><tr><td><p>4.2.7.2.1.</p></td><td><p>The input torque<span>T<span>pum</span></span> shall be set to a positive level at<span>n<span>pum</span></span> =&#160;1&#160;000 rpm with the output shaft of the TC held non-rotating (output speed<span>n<span>tur</span></span> =&#160;0 rpm).</p></td></tr></table> <table><col/><col/><tr><td><p>4.2.7.2.2.</p></td><td><p>The speed ratio<span>v</span> shall be adjusted by increasing the output speed<span>n<span>tur</span></span> from 0 rpm up to a value of<span>n<span>tur</span></span> covering the usable range of<span>v</span> with at least seven evenly distributed speed points.</p></td></tr></table> <table><col/><col/><tr><td><p>4.2.7.2.3.</p></td><td><p>The step width shall be 0.1 for the speed ratio range of 0 to 0,6 and 0,05 for the range of 0,6 to 0,95.</p></td></tr></table> <table><col/><col/><tr><td><p>4.2.7.2.4.</p></td><td><p>The upper limit of the speed ratio may be limited to a value below 0,95 by the manufacturer.</p></td></tr></table> <table><col/><col/><tr><td><p>4.2.7.2.5.</p></td><td><p>For each step a minimum of 5 seconds stabilization time within the temperature limits defined in 4.2.2. is required. If needed, the stabilization time may be extended by the manufacturer to maximum 60 seconds. The oil temperature shall be recorded during the stabilization.</p></td></tr></table> <table><col/><col/><tr><td><p>4.2.7.2.6.</p></td><td><p>For each step the values specified in 4.2.8. shall be shall be recorded for the test point for 05-15&#160;seconds.</p></td></tr></table> <table><col/><col/><tr><td><p>4.2.7.2.7.</p></td><td><p>The measurement sequence (4.2.7.2.1. to 4.2.7.2.6.) shall be performed two times in total.</p></td></tr></table> 4.2.8. Measurement signals and data recording As specified in 4.1.8. 4.2.9. Measurement validation As specified in 4.1.9. 4.2.10. Measurement uncertainty As specified in 4.1.9. 4.2.11. Calculation of TC characteristics As specified in 4.1.11. 5. Other torque transferring components (OTTC) The scope of this section includes engine retarders, transmission retarders, driveline retarders, and components that are treated in the simulation tool as a retarder. These components include vehicle starting devices like a single wet transmission input clutch or hydro-dynamic clutch. 5.1. Methods for establishing retarder drag losses The retarder drag torque loss is a function of the retarder rotor speed. Since the retarder can be integrated in different parts of the vehicle driveline, the retarder rotor speed depends on the drive part (= speed reference) and step-up ratio between drive part and retarder rotor as shown in Table 2. Table 2 Retarder rotor speeds <table><col/><col/><col/><tbody><tr><td><p>Configuration</p></td><td><p>Speed reference</p></td><td><p>Retarder rotor speed calculation</p></td></tr><tr><td><p>A.&#160;&#160;Engine Retarder</p></td><td><p>Engine Speed</p></td><td><p><span>n<span>retarder</span></span> =<span>n<span>engine</span></span> *<span>i<span>step-up</span></span></p></td></tr><tr><td><p>B.&#160;&#160;Transmission Input Retarder</p></td><td><p>Transmission Input Shaft Speed</p></td><td><p><span>n<span>retarder</span></span> =<span>n<span>transm.input</span></span> *<span>i<span>step-up</span></span></p><p>=<span>n<span>transm.output</span></span> *<span>i<span>transm</span></span> *<span>i<span>step-up</span></span></p></td></tr><tr><td><p>C.&#160;&#160;Transmission Output Retarder or Propshaft Retarder</p></td><td><p>Transmission Output Shaft Speed</p></td><td><p><span>n<span>retarder</span></span> =<span>n<span>transm.output</span></span> *<span>i<span>step-up</span></span></p></td></tr></tbody></table> where: <table><col/><col/><col/><tr><td><p>i<span>step-up</span></p></td><td><p>=</p></td><td><p>step-up ratio = retarder rotor speed/drive part speed</p></td></tr></table> <table><col/><col/><col/><tr><td><p>i<span>transm</span></p></td><td><p>=</p></td><td><p>transmission ratio = transmission input speed/transmission output speed</p></td></tr></table> Retarder configurations that are integrated in the engine and cannot be separated from the engine shall be tested in combination with the engine. This section does not cover these non-separable engine integrated retarders. Retarders that can be disconnected from the driveline or the engine by any kind of clutch are considered to have zero rotor speed in disconnected condition and therefore have no power losses. The retarder drag losses shall be measured with one of the following two methods: (1) Measurement on the retarder as a stand-alone unit (2) Measurement in combination with the transmission 5.1.1. General requirements In case the losses are measured on the retarder as stand-alone unit, the results are affected by the torque losses in the bearings of the test setup. It is permitted to measure these bearing losses and subtract them from the retarder drag loss measurements. The manufacturer shall guarantee that the retarder used for the measurements is in accordance with the drawing specifications for series production retarders. Modifications to the retarder to meet the testing requirements of this Annex, e.g. for the inclusion of measurement sensors or the adaption of an external oil conditioning systems are permitted. Based on the family described in Appendix 6 to this Annex, measured drag losses for transmissions with retarder can be used for the same (equivalent) transmission without retarder. The use of the same transmission unit for measuring the torque losses of variants with and without retarder is permitted. Upon request of the approval authority the applicant for a certificate shall specify and prove the conformity with the requirements defined in this Annex. 5.1.2. Run-in On request of the applicant a run-in procedure may be applied to the retarder. The following provisions shall apply for a run-in procedure. <table><col/><col/><tr><td><p>5.1.2.1</p></td><td><p>If the manufacturer applies a run-in procedure to the retarder, the run-in time for the retarder shall not exceed 100&#160;hours at zero retarder apply torque. Optionally a share of a maximum of 6 hours with retarder apply torque may be included.</p></td></tr></table> 5.1.3. Test conditions 5.1.3.1. Ambient temperature The ambient temperature during the test shall be in a range of 25 °C ± 10 K. The ambient temperature shall be measured 1 m laterally from the retarder. 5.1.3.2. Ambient pressure For magnetic retarders the minimum ambient pressure shall be 899 hPa according to International Standard Atmosphere (ISA) ISO 2533. 5.1.3.3. Oil or water temperature For hydrodynamic retarders: Except for the fluid, no external heating is allowed. In case of testing as stand-alone unit, the retarder fluid temperature (oil or water) shall not exceed 87 °C. In case of testing in combination with transmission, the oil temperature limits for transmission testing shall apply. 5.1.3.4. Oil or water quality New, recommended first fill oil for the European market shall be used in the test. For water retarders the water quality shall meet the specifications set out by the manufacturer for the retarder. The water pressure shall be set to a fixed value close to vehicle condition (1 ± 0,2 bar relative pressure at retarder input hose). 5.1.3.5. Oil viscosity If several oils are recommended for first fill, they are considered to be equal if the oils have a kinematic viscosity within 50 % of each other at the same temperature (within the specified tolerance band for KV100). 5.1.3.6. Oil or water level The oil/water level shall meet the nominal specifications for the retarder. 5.1.4. Installation The electric machine, the torque sensor, and speed sensor shall be mounted at the input side of the retarder or transmission. The installation of the retarder (and transmission) shall be done with an inclination angle as for installation in the vehicle according to the homologation drawing ± 1° or at 0° ± 1°. 5.1.5. Measurement equipment As specified for transmission testing in 3.1.4. 5.1.6. Test procedure 5.1.6.1. Zero torque signal compensation: As specified for transmission testing in 3.1.6.1. 5.1.6.2. Measurement sequence The torque loss measurement sequence for the retarder testing shall follow the provisions for the transmission testing defined in 3.1.6.3.2. to 3.1.6.3.5. 5.1.6.2.1. Measurement on the retarder as stand-alone unit When the retarder is tested as stand-alone unit, torque loss measurements shall be conducted using the following speed points: 200, 400, 600, 900, 1 200 , 1 600 , 2 000 , 2 500 , 3 000 , 3 500 , 4 000 , 4 500 , 5 000 , continued up to the maximum retarder rotor speed. 5.1.6.2.2. Measurement in combination with the transmission <table><col/><col/><tr><td><p>5.1.6.2.2.1.</p></td><td><p>In case the retarder is tested in combination with a transmission, the selected transmission gear shall allow the retarder to operate at its maximum rotor speed.</p></td></tr></table> 5.1.6.2.2. The torque loss shall be measured at the operating speeds as indicated for the related transmission testing. <table><col/><col/><tr><td><p>5.1.6.2.2.3.</p></td><td><p>Measurement points may be added for transmission input speeds below 600 rpm if requested by the manufacturer.</p></td></tr></table> <table><col/><col/><tr><td><p>5.1.6.2.2.4.</p></td><td><p>The manufacturer may separate the retarder losses from the total transmission losses by testing in the order as described below:</p><p><a>&#9660;M1</a></p><div><p>(1)<span>&#160;</span>The load-independent torque loss for the complete transmission including retarder shall be measured as defined in point 3.1. for transmission testing in one of the higher transmission gears:</p></div><p>=<span>T<span>l,in,withret</span></span></p><p><a>&#9660;B</a></p><div><p>(2)<span>&#160;</span>The retarder and related parts shall be replaced with parts required for the equivalent transmission variant without retarder. The measurement of point (1) shall be repeated.</p></div><p>=<span>T<span>l,in,withoutret</span></span></p><div><p>(3)<span>&#160;</span>The load-independent torque loss for the retarder system shall be determined by calculating the differences between the two test data sets</p></div><p>=<span>T<span>l,in,retsys</span></span> =<span>T<span>l,in,withret</span></span> &#8211;<span>T<span>l,in,withoutret</span></span></p></td></tr></table> 5.1.7. Measurement signals and data recording As specified for transmission testing in 3.1.5. 5.1.8. Measurement validation All recorded data shall be checked and processed as defined for transmission testing in 3.1.7. 5.2. Complement of input files for the simulation tool <table><col/><col/><tr><td><p>5.2.1</p></td><td><p>Retarder torque losses for speeds below the lowest measurement speed shall be set equal to the measured torque loss at this lowest measurement speed.</p></td></tr></table> <table><col/><col/><tr><td><p>5.2.2</p></td><td><p>In case the retarder losses were separated out from the total losses by calculating the difference in data sets of testing with and without a retarder (see 5.1.6.2.2.4.), the actual retarder rotor speeds depend on the retarder location, and/or selected gear ratio and retarder step-up ratio and thereby may differ from the measured transmission input shaft speeds. The actual retarder rotor speeds relative to the measured drag loss data shall be calculated as described in 5.1. Table 2.</p></td></tr></table> <table><col/><col/><tr><td><p>5.2.3</p></td><td><p>The torque loss map data shall be formatted and saved as specified in Appendix 12 to this Annex.</p></td></tr></table> 6. Additional driveline components (ADC) / angle drive 6.1. Methods for establishing angle drive losses The angle drive losses shall be determined using one of the following cases: 6.1.1. Case A: Measurement on a separate angle drive For the torque loss measurement of a separate angle drive, the three options as defined for the determination of the transmission losses shall apply: <table><col/><col/><col/><tr><td><p>Option 1</p></td><td><p>:</p></td><td><p>Measured torque independent losses and calculated torque dependent losses (Transmission test option 1)</p></td></tr></table> <table><col/><col/><col/><tr><td><p>Option 2</p></td><td><p>:</p></td><td><p>Measured torque independent losses and measured torque dependent losses at full load (Transmission test option 2)</p></td></tr></table> <table><col/><col/><col/><tr><td><p>Option 3</p></td><td><p>:</p></td><td><p>Measurement under full load points (Transmission test option 3)</p></td></tr></table> The measurement of the angle drive losses shall follow the procedure described for the related transmission test option in paragraph 3 diverging in the following requirements: 6.1.1.1 Applicable speed range: From 200 rpm (at the shaft to which the angle drive is connected) up to the maximum speed according to specifications of the angle drive or the last speed step before the defined maximum speed. <table><col/><col/><tr><td><p>6.1.1.2</p></td><td><p>Speed step size: 200 rpm</p></td></tr></table> 6.1.2. Case B: Individual measurement of an angle drive connected to a transmission In case the angle drive is tested in combination with a transmission, the testing shall follow one of the defined options for transmission testing: <table><col/><col/><col/><tr><td><p>Option 1</p></td><td><p>:</p></td><td><p>Measured torque independent losses and calculated torque dependent losses (Transmission test option 1)</p></td></tr></table> <table><col/><col/><col/><tr><td><p>Option 2</p></td><td><p>:</p></td><td><p>Measured torque independent losses and measured torque dependent losses at full load (Transmission test option 2)</p></td></tr></table> <table><col/><col/><col/><tr><td><p>Option 3</p></td><td><p>:</p></td><td><p>Measurement under full load points (Transmission test option 3)</p></td></tr></table> <table><col/><col/><tr><td><p>6.1.2.1</p></td><td><p>The manufacturer may separate the angle drive losses from the total transmission losses by testing in the order as described below:</p><div><p>(1)<span>&#160;</span>The torque loss for the complete transmission including angle drive shall be measured as defined for the applicable transmission testing option</p></div><p>= T<span>l,in,withad</span></p><div><p>(2)<span>&#160;</span>The angle drive and related parts shall be replaced with parts required for the equivalent transmission variant without angle drive. The measurement of point (1) shall be repeated.</p></div><p>= T<span>l,in,withoutad</span></p><div><p>(3)<span>&#160;</span>The torque loss for the angle drive system shall be determined by calculating the differences between the two test data sets</p></div><p>= T<span>l,in,adsys</span> = T<span>l,in,withad</span> &#8211; T<span>l,in,withoutad</span></p></td></tr></table> 6.2. Complement of input files for the simulation tool <table><col/><col/><tr><td><p>6.2.1.</p></td><td><p>Torque losses for speeds below the above defined minimum speed shall be set equal to the torque loss at the minimum speed.</p></td></tr></table> <table><col/><col/><tr><td><p>6.2.2.</p></td><td><p>In the cases the highest tested angle drive input speed was the last speed step below the defined maximum permissible angle drive speed, an extrapolation of the torque loss shall be applied up to the maximum speed with linear regression based on the two last measured speed steps.</p></td></tr></table> <table><col/><col/><tr><td><p>6.2.3.</p></td><td><p>To calculate the torque loss data for the input shaft of the transmission the angle drive is to be combined with, linear interpolation and extrapolation shall be used.</p></td></tr></table> 7. Conformity of the certified CO 2 emissions and fuel consumption related properties <table><col/><col/><tr><td><p>7.1.</p></td><td><p>Every transmission, torque converter (TC), other torque transferring components (OTTC) and additional driveline components (ADC) shall be so manufactured as to conform to the approved type with regard to the description as given in the certificate and its annexes. The conformity of the certified CO<span>2</span> emissions and fuel consumption related properties procedures shall comply with those set out in Article 12 of Directive 2007/46/EC.</p></td></tr></table> <table><col/><col/><tr><td><p>7.2</p></td><td><p>Torque converter (TC), other torque transferring components (OTTC) and additional driveline components (ADC) shall be excluded from the production conformity testing provisions of section 8 to this annex.</p></td></tr></table> <table><col/><col/><tr><td><p>7.3</p></td><td><p>Conformity of the certified CO<span>2</span> emissions and fuel consumption related properties shall be checked on the basis of the description in the certificates set out in Appendix 1 to this Annex.</p></td></tr></table> <table><col/><col/><tr><td><p>7.4</p></td><td><p>Conformity of the certified CO<span>2</span> emissions and fuel consumption related properties shall be assessed in accordance with the specific conditions laid down in this paragraph.</p></td></tr></table> <table><col/><col/><tr><td><p>7.5</p></td><td><p>The manufacturer shall test annually at least the number of transmissions indicated in Table 3 based on the total annual production number of the transmissions produced by the manufacturer. For the purpose of establishing the production numbers, only transmissions which fall under the requirements of this Regulation shall be considered.</p></td></tr></table> <table><col/><col/><tr><td><p>7.6</p></td><td><p>Each transmission which is tested by the manufacturer shall be representative for a specific family. Notwithstanding provisions of the point 7.10., only one transmission per family shall be tested.</p></td></tr></table> <table><col/><col/><tr><td><p>7.7</p></td><td><p>For the total annual production volumes between 1&#160;001 and 10&#160;000 transmissions, the choice of the family for which the tests shall be performed shall be agreed between the manufacturer and the approval authority.</p></td></tr></table> <table><col/><col/><tr><td><p>7.8</p></td><td><p>For the total annual production volumes above 10&#160;000 transmissions, the transmission family with the highest production volume shall always be tested. The manufacturer shall justify (ex. by showing sales numbers) to the approval authority the number of tests which has been performed and the choice of the families. The remaining families for which the tests are to be performed shall be agreed between the manufacturer and the approval authority.</p><p><br/></p><div><p><br/></p><p><span>Table 3</span></p><p><span>Sample size conformity testing</span></p><table><col/><col/><tbody><tr><td><p>Total annual production of transmissions</p></td><td><p>Number of tests</p></td></tr><tr><td><p>0 &#8211; 1&#160;000</p></td><td><p>0</p></td></tr><tr><td><p>&gt; 1&#160;000 -10&#160;000</p></td><td><p>1</p></td></tr><tr><td><p>&gt; 10&#160;000 -30&#160;000</p></td><td><p>2</p></td></tr><tr><td><p>&gt; 30&#160;000</p></td><td><p>3</p></td></tr><tr><td><p>&gt; 100&#160;000</p></td><td><p>4</p></td></tr></tbody></table></div></td></tr></table> <table><col/><col/><tr><td><p>7.9.</p></td><td><p>For the purpose of the conformity of the certified CO<span>2</span> emissions and fuel consumption related properties testing the approval authority shall identify together with the manufacturer the transmission type(s) to be tested. The approval authority shall ensure that the selected transmission type(s) is manufactured to the same standards as for serial production..</p></td></tr></table> <table><col/><col/><tr><td><p>7.10</p></td><td><p>If the result of a test performed in accordance with point 8 is higher than the one specified in point 8.1.3., 3 additional transmissions from the same family shall be tested. If at least one of them fails, provisions of Article 23 shall apply.</p></td></tr></table> 8. Production conformity testing For conformity of the certified CO 2 emissions and fuel consumption related properties testing the following method shall apply upon prior agreement between an approval authority and the applicant for a certificate: 8.1 Conformity testing of transmissions <table><col/><col/><tr><td><p>8.1.1</p></td><td><p>The transmission efficiency shall be determined following the simplified procedure described in this paragraph.</p><table><col/><col/><tr><td><p>8.1.2.1</p></td><td><p>All boundary conditions as specified in this Annex for the certification testing shall apply.</p><p>If other boundary conditions for oil type, oil temperature and inclination angle are used, the manufacturer shall clearly show the influence of these conditions and those used for certification regarding efficiency.</p></td></tr></table><table><col/><col/><tr><td><p>8.1.2.2</p></td><td><p>For the measurement the same testing option shall be used as for the certification testing, limited to the operating points specified in this paragraph.</p><table><col/><col/><tr><td><p>8.1.2.2.1.</p></td><td><p>In the case Option 1 was used for certification testing, the torque independent losses for the two speeds defined in point 3 of 8.1.2.2.2. shall be measured and used for the calculation of the torque losses at the three highest torque steps.</p><p>In the case Option 2 was used for certification testing, the torque independent losses for the two speeds defined in point 3 of 8.1.2.2.2. shall be measured. The torque dependent losses at maximum torque shall be measured at the same two speeds. The torque losses at the three highest torque steps shall be interpolated as described by the certification procedure.</p><p>In the case Option 3 was used for certification testing, the torque losses for the 18 operating points defined in 8.1.2.2.2. shall be measured.</p></td></tr></table><table><col/><col/><tr><td><p>8.1.2.2.2.</p></td><td><p>The efficiency of the transmission shall be determined for 18 operating points defined by the following requirements:</p><div><p>(1)<span>&#160;</span>Gears to use:</p></div><p>The 3 highest gears of the transmission shall be used for testing.</p><div><p>(2)<span>&#160;</span>Torque range:</p></div><p>The 3 highest torque steps as reported for certification shall be tested.</p><div><p>(3)<span>&#160;</span>Speed range:</p></div><p>The two transmission input speeds of 1&#160;200 rpm and 1&#160;600 rpm shall be tested.</p></td></tr></table></td></tr></table><table><col/><col/><tr><td><p>8.1.2.3</p></td><td><p>For each of the 18 operating points, the efficiency of the transmission shall be calculated with:</p><p><img/></p><p>where:</p><table><col/><col/><col/><tr><td><p>&#951;<span><span>i</span></span></p></td><td><p>=</p></td><td><p>Efficiency of each operation point 1 to 18</p></td></tr></table><table><col/><col/><col/><tr><td><p><span>T<span>out</span></span></p></td><td><p>=</p></td><td><p>Output torque [Nm]</p></td></tr></table><table><col/><col/><col/><tr><td><p><span>T<span>in</span></span></p></td><td><p>=</p></td><td><p>Input torque [Nm]</p></td></tr></table><table><col/><col/><col/><tr><td><p>n<span>in</span></p></td><td><p>=</p></td><td><p>Input speed [rpm]</p></td></tr></table><table><col/><col/><col/><tr><td><p>n<span>out</span></p></td><td><p>=</p></td><td><p>Output speed [rpm]</p></td></tr></table></td></tr></table><table><col/><col/><tr><td><p>8.1.2.4</p></td><td><p>The total efficiency during conformity of the certified CO<span>2</span> emissions and fuel consumption related properties testing<span>&#951;<span>A,CoP</span></span> shall be calculated by the arithmetic mean value of the efficiency of all 18 operating points.</p><p><img/></p></td></tr></table></td></tr></table> <table><col/><col/><tr><td><p>8.1.3</p></td><td><p>The conformity of the certified CO<span>2</span> emissions and fuel consumption related properties test is passed when the following condition applies:</p><p>The efficiency of the tested transmission during conformity of the certified CO<span>2</span> emissions and fuel consumption related properties test<span>&#951;<span>A,CoP</span></span> shall not be lower than<span>X</span> % of the type approved transmission efficiency<span>&#951;<span>A,TA</span></span>.</p><p><span>&#951;<span>A,TA</span></span> &#8211;<span>&#951;<span>A,CoP</span></span> &#8804;<span><span>X</span></span></p><p><a>&#9660;M1</a></p><p><span>X</span> shall be replaced by 1,5&#160;% for SMT/AMT/DCT transmissions and 3&#160;% for APT transmissions or transmission with more than 2 friction shift clutches.</p><p><a>&#9660;B</a></p></td></tr></table> Appendix 1 MODEL OF A CERTIFICATE OF A COMPONENT, SEPARATE TECHNICAL UNIT OR SYSTEM Maximum format: A4 (210 × 297 mm) CERTIFICATE ON CO 2 EMISSIONS AND FUEL CONSUMPTION RELATED PROPERTIES OF A TRANSMISSON / TORQUE CONVERTER / OTHER TORQUE TRANSFERRING COMPONENT/ ADDITIONAL DRIVELINE COMPONENT ( 5 ) FAMILY <table><col/><col/><tbody><tr><td><p>Communication concerning:</p><div><p>&#8212;&#160;granting (<span>1</span>)</p></div><div><p>&#8212;&#160;extension (<span>1</span>)</p></div><div><p>&#8212;&#160;refusal (<span>1</span>)</p></div><div><p>&#8212;&#160;withdrawal (<span>1</span>)</p></div></td><td><div>Administration stamp</div></td></tr></tbody></table> of a certificate with regard to Regulation (EC) No 595/2009 as implemented by Regulation (EU) 2017/2400. Regulation (EC) No XXXXX and Regulation (EU) 2017/2400 as last amended by …. certification number: Hash: Reason for extension: SECTION I <table><col/><col/><tr><td><p>0.1</p></td><td><p>Make (trade name of manufacturer):</p></td></tr></table> <table><col/><col/><tr><td><p>0.2</p></td><td><p>Type:</p></td></tr></table> <table><col/><col/><tr><td><p>0.3</p></td><td><p>Means of identification of type, if marked on the component</p><table><col/><col/><tr><td><p>0.3.1</p></td><td><p>Location of the marking:</p></td></tr></table></td></tr></table> <table><col/><col/><tr><td><p>0.4</p></td><td><p>Name and address of manufacturer:</p></td></tr></table> <table><col/><col/><tr><td><p>0.5</p></td><td><p>In the case of components and separate technical units, location and method of affixing of the EC approval mark:</p></td></tr></table> <table><col/><col/><tr><td><p>0.6</p></td><td><p>Name(s) and address(es) of assembly plant(s):</p></td></tr></table> <table><col/><col/><tr><td><p>0.7</p></td><td><p>Name and address of the manufacturer's representative (if any)</p></td></tr></table> SECTION II 1. Additional information (where applicable): see Addendum 1.1. Option used for the determination of the torque losses <table><col/><col/><tr><td><p>1.1.1</p></td><td><p>In case of transmission: specify for both output torque ranges 0-10 kNm and &gt; 10 kNm separately for each transmission gear</p></td></tr></table> <table><col/><col/><tr><td><p>2.</p></td><td><p>Approval authority responsible for carrying out the tests:</p></td></tr></table> <table><col/><col/><tr><td><p>3.</p></td><td><p>Date of test report</p></td></tr></table> <table><col/><col/><tr><td><p>4.</p></td><td><p>Number of test report</p></td></tr></table> <table><col/><col/><tr><td><p>5.</p></td><td><p>Remarks (if any): see Addendum</p></td></tr></table> <table><col/><col/><tr><td><p>6.</p></td><td><p>Place</p></td></tr></table> <table><col/><col/><tr><td><p>7.</p></td><td><p>Date</p></td></tr></table> <table><col/><col/><tr><td><p>8.</p></td><td><p>Signature</p></td></tr></table> Attachments: 1. Information document 2. Test report Appendix 2 Transmission information document <table><col/><col/><tbody><tr><td><p>Information document no.:</p></td><td><p>Issue:</p><p>Date of issue:</p><p>Date of Amendment:</p></td></tr></tbody></table> pursuant to … Transmission type/family (if applicable): … 0. GENERAL <table><col/><col/><tr><td><p>0.1.</p></td><td><p>Name and address of manufacturer</p></td></tr></table> <table><col/><col/><tr><td><p>0.2.</p></td><td><p>Make (trade name of manufacturer):</p></td></tr></table> <table><col/><col/><tr><td><p>0.3.</p></td><td><p>Transmission type:</p></td></tr></table> <table><col/><col/><tr><td><p>0.4.</p></td><td><p>Transmission family:</p></td></tr></table> <table><col/><col/><tr><td><p>0.5.</p></td><td><p>Transmission type as separate technical unit/Transmission family as separate technical unit</p></td></tr></table> <table><col/><col/><tr><td><p>0.6.</p></td><td><p>Commercial name(s) (if available):</p></td></tr></table> <table><col/><col/><tr><td><p>0.7.</p></td><td><p>Means of identification of model, if marked on the transmission:</p></td></tr></table> <table><col/><col/><tr><td><p>0.8.</p></td><td><p>In the case of components and separate technical units, location and method of affixing of the EC approval mark:</p></td></tr></table> <table><col/><col/><tr><td><p>0.9.</p></td><td><p>Name(s) and address(es) of assembly plant(s):</p></td></tr></table> <table><col/><col/><tr><td><p>0.10.</p></td><td><p>Name and address of the manufacturer's representative:</p></td></tr></table> PART 1 ESSENTIAL CHARACTERISTICS OF THE (PARENT) TRANSMISSION AND THE TRANSMISSION TYPES WITHIN A TRANSMISSION FAMILY <table><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>&#160;</p><div/></td><td><p><span>Parent transmission</span></p></td><td><p><span>Family members</span></p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>&#160;</p><div/></td></tr><tr><td><p><span>or transmission type</span></p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>&#160;</p><div/></td></tr><tr><td><p>&#160;</p><div/></td><td><p><span>#1</span></p></td><td><p><span>#2</span></p></td><td><p><span>#3</span></p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>&#160;</p><div/></td></tr></tbody></table> ————— 1.0 SPECIFIC TRANSMISSION/TRANSMISSION FAMILY INFORMATION <table><col/><col/><tr><td><p>1.1</p></td><td><p>Gear ratio. Gearscheme and powerflow</p></td></tr></table> <table><col/><col/><tr><td><p>1.2</p></td><td><p>Center distance for countershaft transmissions</p></td></tr></table> <table><col/><col/><tr><td><p>1.3</p></td><td><p>Type of bearings at corresponding positions (if fitted)</p></td></tr></table> <table><col/><col/><tr><td><p>1.4</p></td><td><p>Type of shift elements (tooth clutches, including synchronisers or friction clutches) at corresponding positions (where fitted)</p></td></tr></table> <table><col/><col/><tr><td><p>1.5</p></td><td><p>Single gear width for Option 1 or Single gear width &#177; 1&#160;mm for Option 2 or Option 3</p></td></tr></table> <table><col/><col/><tr><td><p>1.6</p></td><td><p>Total number of forward gears</p></td></tr></table> <table><col/><col/><tr><td><p>1.7</p></td><td><p>Number of tooth shift clutches</p></td></tr></table> <table><col/><col/><tr><td><p>1.8</p></td><td><p>Number of synchronizers</p></td></tr></table> <table><col/><col/><tr><td><p>1.9</p></td><td><p>Number of friction clutch plates (except for single dry clutch with 1 or 2 plates)</p></td></tr></table> <table><col/><col/><tr><td><p>1.10</p></td><td><p>Outer diameter of friction clutch plates (except for single dry clutch with 1 or 2 plates)</p></td></tr></table> <table><col/><col/><tr><td><p>1.11</p></td><td><p>Surface roughness of the teeth (incl. drawings)</p></td></tr></table> <table><col/><col/><tr><td><p>1.12</p></td><td><p>Number of dynamic shaft seals</p></td></tr></table> <table><col/><col/><tr><td><p>1.13</p></td><td><p>Oil flow for lubrication and cooling per transmission input shaft revolution</p></td></tr></table> <table><col/><col/><tr><td><p>1.14</p></td><td><p>Oil viscosity at 100&#160;&#176;C (&#177; 10&#160;%)</p></td></tr></table> <table><col/><col/><tr><td><p>1.15</p></td><td><p>System pressure for hydraulically controlled gearboxes</p></td></tr></table> <table><col/><col/><tr><td><p>1.16</p></td><td><p>Specified oil level in reference to central axis and in accordance with the drawing specification (based on average value between lower and upper tolerance) in static or running condition. The oil level is considered as equal if all rotating transmission parts (except for the oil pump and the drive thereof) are located above the specified oil level</p></td></tr></table> <table><col/><col/><tr><td><p>1.17</p></td><td><p>Specified oil level (&#177; 1&#160;mm)</p></td></tr></table> <table><col/><col/><tr><td><p>1.18</p></td><td><p>Gear ratios [-] and maximum input torque [Nm], maximum input power (kW) and maximum input speed [rpm]</p><div><p>1 gear</p></div><div><p>2 gear</p></div><div><p>3 gear</p></div><div><p>4 gear</p></div><div><p>5 gear</p></div><div><p>6 gear</p></div><div><p>7 gear</p></div><div><p>8 gear</p></div><div><p>9 gear</p></div><div><p>10 gear</p></div><div><p>11 gear</p></div><div><p>12 gear</p></div><div><p>n gear</p></div></td></tr></table> LIST OF ATTACHMENTS <table><col/><col/><col/><tbody><tr><td><p><span>No.:</span></p></td><td><p><span>Description:</span></p></td><td><p><span>Date of issue:</span></p></td></tr><tr><td><p>1</p></td><td><p>Information on Transmission test conditions</p></td><td><p>&#8230;</p></td></tr><tr><td><p>2</p></td><td><p>&#8230;</p></td><td><p>&#160;</p><div/></td></tr></tbody></table> Attachment 1 to Transmission information document Information on test conditions (if applicable) <table><col/><col/><tbody><tr><td><p>1.1&#160;&#160;Measurement with retarder</p></td><td><p>yes/no</p></td></tr><tr><td><p>1.2&#160;&#160;Measurement with angle drive</p></td><td><p>yes/no</p></td></tr><tr><td><p>1.3&#160;&#160;Maximum tested input speed [rpm]</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>1.4&#160;&#160;Maximum tested input torque [Nm]</p></td><td><p>&#160;</p><div/></td></tr></tbody></table> Appendix 3 Hydrodynamic torque converter (TC) information document <table><col/><col/><tbody><tr><td><p>Information document no.:</p></td><td><p>Issue:</p><p>Date of issue:</p><p>Date of Amendment:</p></td></tr></tbody></table> pursuant to … TC type/family (if applicable): … 0. GENERAL <table><col/><col/><tr><td><p>0.1</p></td><td><p>Name and address of manufacturer</p></td></tr></table> <table><col/><col/><tr><td><p>0.2</p></td><td><p>Make (trade name of manufacturer):</p></td></tr></table> <table><col/><col/><tr><td><p>0.3</p></td><td><p>TC type:</p></td></tr></table> <table><col/><col/><tr><td><p>0.4</p></td><td><p>TC family:</p></td></tr></table> <table><col/><col/><tr><td><p>0.5</p></td><td><p>TC type as separate technical unit / TC family as separate technical unit</p></td></tr></table> <table><col/><col/><tr><td><p>0.6</p></td><td><p>Commercial name(s) (if available):</p></td></tr></table> <table><col/><col/><tr><td><p>0.7</p></td><td><p>Means of identification of model, if marked on the TC:</p></td></tr></table> <table><col/><col/><tr><td><p>0.8</p></td><td><p>In the case of components and separate technical units, location and method of affixing of the EC approval mark:</p></td></tr></table> <table><col/><col/><tr><td><p>0.9</p></td><td><p>Name(s) and address(es) of assembly plant(s):</p></td></tr></table> <table><col/><col/><tr><td><p>0.10</p></td><td><p>Name and address of the manufacturer's representative:</p></td></tr></table> PART 1 ESSENTIAL CHARACTERISTICS OF THE (PARENT) TC AND THE TC TYPES WITHIN A TC FAMILY <table><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>&#160;</p><div/></td><td><p><span>Parent TC or</span></p></td><td><p><span>Family members</span></p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>&#160;</p><div/></td></tr><tr><td><p><span>TC type</span></p></td><td><p><span>#1</span></p></td><td><p><span>#2</span></p></td><td><p><span>#3</span></p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>&#160;</p><div/></td></tr><tr><td><p>&#160;</p><div/></td></tr><tr><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr></tbody></table> ————— 1.0 SPECIFIC TORQUE CONVERTER/TORQUE CONVERTER FAMILY INFORMATION <table><col/><col/><tr><td><p>1.1</p></td><td><p>For hydrodynamic torque converter without mechanical transmission (serial arrangement).</p><table><col/><col/><tr><td><p>1.1.1</p></td><td><p>Outer torus diameter</p></td></tr></table><table><col/><col/><tr><td><p>1.1.2</p></td><td><p>Inner torus diameter</p></td></tr></table><table><col/><col/><tr><td><p>1.1.3</p></td><td><p>Arrangement of pump (P), turbine (T) and stator (S) in flow direction</p></td></tr></table><table><col/><col/><tr><td><p>1.1.4</p></td><td><p>Torus width</p></td></tr></table><table><col/><col/><tr><td><p>1.1.5</p></td><td><p>Oil type according to test specification</p></td></tr></table><table><col/><col/><tr><td><p>1.1.6</p></td><td><p>Blade design</p></td></tr></table></td></tr></table> <table><col/><col/><tr><td><p>1.2</p></td><td><p>For hydrodynamic torque converter with mechanical transmission (parallel arrangement).</p><table><col/><col/><tr><td><p>1.2.1</p></td><td><p>Outer torus diameter</p></td></tr></table><table><col/><col/><tr><td><p>1.2.2</p></td><td><p>Inner torus diameter</p></td></tr></table><table><col/><col/><tr><td><p>1.2.3</p></td><td><p>Arrangement of pump (P), turbine (T) and stator (S) in flow direction</p></td></tr></table><table><col/><col/><tr><td><p>1.2.4</p></td><td><p>Torus width</p></td></tr></table><table><col/><col/><tr><td><p>1.2.5</p></td><td><p>Oil type according to test specification</p></td></tr></table><table><col/><col/><tr><td><p>1.2.6</p></td><td><p>Blade design</p></td></tr></table><table><col/><col/><tr><td><p>1.2.7</p></td><td><p>Gear scheme and power flow in torque converter mode</p></td></tr></table><table><col/><col/><tr><td><p>1.2.8</p></td><td><p>Type of bearings at corresponding positions (if fitted)</p></td></tr></table><table><col/><col/><tr><td><p>1.2.9</p></td><td><p>Type of cooling/lubrication pump (referring to parts list)</p></td></tr></table><table><col/><col/><tr><td><p>1.2.10</p></td><td><p>Type of shift elements (tooth clutches (including synchronisers) OR friction clutches) at corresponding positions where fitted</p></td></tr></table><table><col/><col/><tr><td><p>1.2.11</p></td><td><p>Oil level according to drawing in reference to central axis</p></td></tr></table></td></tr></table> LIST OF ATTACHMENTS <table><col/><col/><col/><tbody><tr><td><p><span>No.:</span></p></td><td><p><span>Description:</span></p></td><td><p><span>Date of issue:</span></p></td></tr><tr><td><p>1</p></td><td><p>Information on Torque Converter test conditions</p></td><td><p>&#8230;</p></td></tr><tr><td><p>2</p></td><td><p>&#8230;</p></td><td><p>&#160;</p><div/></td></tr></tbody></table> Attachment 1 to Torque Converter information document Information on test conditions (if applicable) 1. Method of measurement <table><col/><col/><tr><td><p>1.1</p></td><td><p>TC with mechanical transmission</p><p>yes/no</p></td></tr></table> <table><col/><col/><tr><td><p>1.2</p></td><td><p>TC as separate unit</p><p>yes/no</p></td></tr></table> Appendix 4 Other torque transferring components (OTTC) information document <table><col/><col/><tbody><tr><td><p>Information document no.:</p></td><td><p>Issue:</p><p>Date of issue:</p><p>Date of Amendment:</p></td></tr></tbody></table> pursuant to … OTTC type/family (if applicable): … 0. GENERAL <table><col/><col/><tr><td><p>0.1</p></td><td><p>Name and address of manufacturer</p></td></tr></table> <table><col/><col/><tr><td><p>0.2</p></td><td><p>Make (trade name of manufacturer):</p></td></tr></table> <table><col/><col/><tr><td><p>0.3</p></td><td><p>OTTC type:</p></td></tr></table> <table><col/><col/><tr><td><p>0.4</p></td><td><p>OTTC family:</p></td></tr></table> <table><col/><col/><tr><td><p>0.5</p></td><td><p>OTTC type as separate technical unit/OTTC family as separate technical unit</p></td></tr></table> <table><col/><col/><tr><td><p>0.6</p></td><td><p>Commercial name(s) (if available):</p></td></tr></table> <table><col/><col/><tr><td><p>0.7</p></td><td><p>Means of identification of model, if marked on the OTTC:</p></td></tr></table> <table><col/><col/><tr><td><p>0.8</p></td><td><p>In the case of components and separate technical units, location and method of affixing of the EC approval mark:</p></td></tr></table> <table><col/><col/><tr><td><p>0.9</p></td><td><p>Name(s) and address(es) of assembly plant(s):</p></td></tr></table> <table><col/><col/><tr><td><p>0.10</p></td><td><p>Name and address of the manufacturer's representative:</p></td></tr></table> PART 1 ESSENTIAL CHARACTERISTICS OF THE (PARENT) OTTC AND THE OTTC TYPES WITHIN AN OTTC FAMILY <table><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>&#160;</p><div/></td><td><p><span>Parent OTTC</span></p></td><td><p><span>Family member</span></p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>&#160;</p><div/></td></tr><tr><td><p>&#160;</p><div/></td><td><p><span>#1</span></p></td><td><p><span>#2</span></p></td><td><p><span>#3</span></p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>&#160;</p><div/></td></tr></tbody></table> ————— 1.0 SPECIFIC OTTC INFORMATION <table><col/><col/><tr><td><p>1.1</p></td><td><p>For hydrodynamic torque transferring components (OTTC) / retarder</p><table><col/><col/><tr><td><p>1.1.1</p></td><td><p>Outer torus diameter</p></td></tr></table><table><col/><col/><tr><td><p>1.1.2</p></td><td><p>Torus width</p></td></tr></table><table><col/><col/><tr><td><p>1.1.3</p></td><td><p>Blade design</p></td></tr></table><table><col/><col/><tr><td><p>1.1.4</p></td><td><p>Operating fluid</p></td></tr></table><table><col/><col/><tr><td><p>1.1.5</p></td><td><p>Outer torus diameter - inner torus diameter (OD-ID)</p></td></tr></table><table><col/><col/><tr><td><p>1.1.6</p></td><td><p>Number of blades</p></td></tr></table><table><col/><col/><tr><td><p>1.1.7</p></td><td><p>Operating fluid viscosity</p></td></tr></table></td></tr></table> <table><col/><col/><tr><td><p>1.2</p></td><td><p>For magnetic torque transferring components (OTTC) / Retarder</p><table><col/><col/><tr><td><p>1.2.1</p></td><td><p>Drum design (electro magnetic retarder or permanent magnetic retarder)</p></td></tr></table><table><col/><col/><tr><td><p>1.2.2</p></td><td><p>Outer rotor diameter</p></td></tr></table><table><col/><col/><tr><td><p>1.2.3</p></td><td><p>Cooling blade design</p></td></tr></table><table><col/><col/><tr><td><p>1.2.4</p></td><td><p>Blade design</p></td></tr></table><table><col/><col/><tr><td><p>1.2.5</p></td><td><p>Operating fluid</p></td></tr></table><table><col/><col/><tr><td><p>1.2.6</p></td><td><p>Outer rotor diameter - inner rotor diameter (OD-ID)</p></td></tr></table><table><col/><col/><tr><td><p>1.2.7</p></td><td><p>Number of rotors</p></td></tr></table><table><col/><col/><tr><td><p>1.2.8</p></td><td><p>Number of cooling blades/blades</p></td></tr></table><table><col/><col/><tr><td><p>1.2.9</p></td><td><p>Operating fluid viscosity</p></td></tr></table><table><col/><col/><tr><td><p>1.2.10</p></td><td><p>Number of arms</p></td></tr></table></td></tr></table> <table><col/><col/><tr><td><p>1.3</p></td><td><p>For torque transferring components (OTTC)/hydrodynamic clutch</p><table><col/><col/><tr><td><p>1.3.1</p></td><td><p>Outer torus diameter</p></td></tr></table><table><col/><col/><tr><td><p>1.3.2</p></td><td><p>Torus width</p></td></tr></table><table><col/><col/><tr><td><p>1.3.3</p></td><td><p>Blade design.</p></td></tr></table><table><col/><col/><tr><td><p>1.3.4</p></td><td><p>Operating fluid viscosity</p></td></tr></table><table><col/><col/><tr><td><p>1.3.5</p></td><td><p>Outer torus diameter - inner torus diameter (OD-ID)</p></td></tr></table><table><col/><col/><tr><td><p>1.3.6</p></td><td><p>Number of blades</p></td></tr></table></td></tr></table> LIST OF ATTACHMENTS <table><col/><col/><col/><tbody><tr><td><p><span>No.:</span></p></td><td><p><span>Description:</span></p></td><td><p><span>Date of issue:</span></p></td></tr><tr><td><p>1</p></td><td><p>Information on OTTC test conditions</p></td><td><p>&#8230;</p></td></tr><tr><td><p>2</p></td><td><p>&#8230;</p></td><td><p>&#160;</p><div/></td></tr></tbody></table> Attachment 1 to OTTC information document Information on test conditions (if applicable) 1. Method of measurement with transmission yes/no with engine yes/no drive mechanism yes/no direct yes/no <table><col/><col/><tr><td><p>2.</p></td><td><p>Maximum test speed of OTTC main torque absorber e.g. retarder rotor [rpm]</p></td></tr></table> Appendix 5 Additional driveline components (ADC) information document <table><col/><col/><tbody><tr><td><p>Information document no.:</p></td><td><p>Issue:</p><p>Date of issue:</p><p>Date of Amendment:</p></td></tr></tbody></table> pursuant to … ADC type/family (if applicable): … 0. GENERAL <table><col/><col/><tr><td><p>0.1</p></td><td><p>Name and address of manufacturer</p></td></tr></table> <table><col/><col/><tr><td><p>0.2</p></td><td><p>Make (trade name of manufacturer):</p></td></tr></table> <table><col/><col/><tr><td><p>0.3</p></td><td><p>ADC type:</p></td></tr></table> <table><col/><col/><tr><td><p>0.4</p></td><td><p>ADC family:</p></td></tr></table> <table><col/><col/><tr><td><p>0.5</p></td><td><p>ADC type as separate technical unit/ADC family as separate technical unit</p></td></tr></table> <table><col/><col/><tr><td><p>0.6</p></td><td><p>Commercial name(s) (if available):</p></td></tr></table> <table><col/><col/><tr><td><p>0.7</p></td><td><p>Means of identification of model, if marked on the ADC:</p></td></tr></table> <table><col/><col/><tr><td><p>0.8</p></td><td><p>In the case of components and separate technical units, location and method of affixing of the EC approval mark:</p></td></tr></table> <table><col/><col/><tr><td><p>0.9</p></td><td><p>Name(s) and address(es) of assembly plant(s):</p></td></tr></table> <table><col/><col/><tr><td><p>0.10</p></td><td><p>Name and address of the manufacturer's representative:</p></td></tr></table> PART 1 ESSENTIAL CHARACTERISTICS OF THE (PARENT) ADC AND THE ADC TYPES WITHIN AN ADC FAMILY <table><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>&#160;</p><div/></td><td><p><span>Parent-ADC</span></p></td><td><p><span>Family member</span></p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>&#160;</p><div/></td></tr><tr><td><p>&#160;</p><div/></td><td><p><span>#1</span></p></td><td><p><span>#2</span></p></td><td><p><span>#3</span></p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>&#160;</p><div/></td></tr></tbody></table> ————— 1.0 SPECIFIC ADC/ANGLE DRIVE INFORMATION <table><col/><col/><tr><td><p>1.1</p></td><td><p>Gear ratio and gearscheme</p></td></tr></table> <table><col/><col/><tr><td><p>1.2</p></td><td><p>Angle between input/output shaft</p></td></tr></table> <table><col/><col/><tr><td><p>1.3</p></td><td><p>Type of bearings at corresponding positions</p></td></tr></table> <table><col/><col/><tr><td><p>1.4</p></td><td><p>Number of teeth per gearwheel</p></td></tr></table> <table><col/><col/><tr><td><p>1.5</p></td><td><p>Single gear width</p></td></tr></table> <table><col/><col/><tr><td><p>1.6</p></td><td><p>Number of dynamic shaft seals</p></td></tr></table> <table><col/><col/><tr><td><p>1.7</p></td><td><p>Oil viscosity (&#177; 10&#160;%)</p></td></tr></table> <table><col/><col/><tr><td><p>1.8</p></td><td><p>Surface roughness of the teeth</p></td></tr></table> <table><col/><col/><tr><td><p>1.9</p></td><td><p>Specified oil level in reference to central axis and in accordance with the drawing specification (based on average value between lower and upper tolerance) in static or running condition. The oil level is considered as equal if all rotating transmission parts (except for the oil pump and the drive thereof) are located above the specified oil level</p></td></tr></table> <table><col/><col/><tr><td><p>1.10</p></td><td><p>Oil level within (&#177; 1mm).</p></td></tr></table> LIST OF ATTACHMENTS <table><col/><col/><col/><tbody><tr><td><p><span>No.:</span></p></td><td><p><span>Description:</span></p></td><td><p><span>Date of issue:</span></p></td></tr><tr><td><p>1</p></td><td><p>Information on ADC test conditions</p></td><td><p>&#8230;</p></td></tr><tr><td><p>2</p></td><td><p>&#8230;</p></td><td><p>&#160;</p><div/></td></tr></tbody></table> Attachment 1 to ADC information document Information on test conditions (if applicable) 1. Method of measurement <table><col/><col/><tbody><tr><td><p>with transmission</p></td><td><p>yes/no</p></td></tr><tr><td><p>drive mechanism</p></td><td><p>yes/no</p></td></tr><tr><td><p>direct</p></td><td><p>yes/no</p></td></tr></tbody></table> <table><col/><col/><tr><td><p>2.</p></td><td><p>Maximum test speed at ADC input [rpm]</p></td></tr></table> Appendix 6 Family Concept 1. General A transmission, torque converter, other torque transferring components or additional driveline components family is characterized by design and performance parameters. These shall be common to all members within the family. The manufacturer may decide which transmission, torque converter, other torque transferring components or additional driveline components belong to a family, as long as the membership criteria listed in this Appendix are respected. The related family shall be approved by the Approval Authority. The manufacturer shall provide to the Approval Authority the appropriate information relating to the members of the family. 1.1 Special cases In some cases there may be interaction between parameters. This shall be taken into consideration to ensure that only transmissions, torque converter, other torque transferring components or additional driveline components with similar characteristics are included within the same family. These cases shall be identified by the manufacturer and notified to the Approval Authority. It shall then be taken into account as a criterion for creating a new transmission, torque converter, other torque transferring components or additional driveline components family. In case of devices or features, which are not listed in paragraph 9. and which have a strong influence on the level of performance, this equipment shall be identified by the manufacturer on the basis of good engineering practice, and shall be notified to the Approval Authority. It shall then be taken into account as a criterion for creating a new transmission, torque converter, other torque transferring components or additional driveline components family. <table><col/><col/><tr><td><p>1.2</p></td><td><p>The family concept defines criteria and parameters enabling the manufacturer to group transmission, torque converter, other torque transferring components or additional driveline components into families and types with similar or equal CO<span>2</span>-relevant data.</p></td></tr></table> <table><col/><col/><tr><td><p>2.</p></td><td><p>The Approval Authority may conclude that the highest torque loss of the transmission, torque converter, other torque transferring components or additional driveline components family can best be characterized by additional testing. In this case, the manufacturer shall submit the appropriate information to determine the transmission, torque converter, other torque transferring components or additional driveline components within the family likely to have the highest torque loss level.</p><p>If members within a family incorporate other features which may be considered to affect the torque losses, these features shall also be identified and taken into account in the selection of the parent.</p></td></tr></table> <table><col/><col/><tr><td><p>3.</p></td><td>Parameters defining the transmission family<table><col/><col/><tr><td><p>3.1</p></td><td><p>The following criteria shall be the same to all members within a transmission family.</p><div><p>(a)<span>&#160;</span>Gear ratio, gearscheme and powerflow (for forward gears only, crawler gears excluded);</p></div><div><p>(b)<span>&#160;</span>Center distance for countershaft transmissions;</p></div><div><p>(c)<span>&#160;</span>Type of bearings at corresponding positions (if fitted);</p></div><div><p>(d)<span>&#160;</span>Type of shift elements (tooth clutches, including synchronisers or friction clutches) at corresponding positions (where fitted).</p></div></td></tr></table><table><col/><col/><tr><td><p>3.2</p></td><td><p>The following criteria shall be common to all members within a transmission family. The application of a specific range to the parameters listed below is permitted after approval of the Approval Authority</p><div><p>(a)<span>&#160;</span>Single gear width &#177; 1&#160;mm;</p></div><div><p>(b)<span>&#160;</span>Total number of forward gears;</p></div><div><p>(c)<span>&#160;</span>Number of tooth shift clutches;</p></div><div><p>(d)<span>&#160;</span>Number of synchronizers;</p></div><div><p>(e)<span>&#160;</span>Number of friction clutch plates (except for single dry clutch with 1 or 2 plates);</p></div><div><p>(f)<span>&#160;</span>Outer diameter of friction clutch plates (except for single dry clutch with 1 or 2 plates);</p></div><div><p>(g)<span>&#160;</span>Surface roughness of the teeth;</p></div><div><p>(h)<span>&#160;</span>Number of dynamic shaft seals;</p></div><div><p>(i)<span>&#160;</span>Oil flow for lubrication and cooling per input shaft revolution;</p></div><div><p>(j)<span>&#160;</span>Oil viscosity (&#177; 10&#160;%);</p></div><div><p>(k)<span>&#160;</span>System pressure for hydraulically controlled gearboxes;</p></div><div><p>(l)<span>&#160;</span>Specified oil level in reference to central axis and in accordance with the drawing specification (based on average value between lower and upper tolerance) in static or running condition. The oil level is considered as equal if all rotating transmission parts (except for the oil pump and the drive thereof) are located above the specified oil level;</p></div><div><p>(m)<span>&#160;</span>Specified oil level (&#177; 1mm).</p></div></td></tr></table></td></tr></table> <table><col/><col/><tr><td><p>4.</p></td><td>Choice of the parent transmission<p>The parent transmission shall be selected using the following criteria listed below.</p><div><p>(a)<span>&#160;</span>Highest single gear width for Option 1 or highest Single gear width &#177; 1&#160;mm for Option 2 or Option 3;</p></div><div><p>(b)<span>&#160;</span>Highest total number of gears;</p></div><div><p>(c)<span>&#160;</span>Highest number of tooth shift clutches;</p></div><div><p>(d)<span>&#160;</span>Highest number of synchronizers;</p></div><div><p>(e)<span>&#160;</span>Highest number of friction clutch plates (except for single dry clutch with 1 or 2 plates);</p></div><div><p>(f)<span>&#160;</span>Highest value of the outer diameter of friction clutch plates (except for single dry clutch with 1 or 2 plates);</p></div><div><p>(g)<span>&#160;</span>Highest value for the surface roughness of the teeth;</p></div><div><p>(h)<span>&#160;</span>Highest number of dynamic shaft seals;</p></div><div><p>(i)<span>&#160;</span>Highest oil flow for lubrication and cooling per input shaft revolution;</p></div><div><p>(j)<span>&#160;</span>Highest oil viscosity;</p></div><div><p>(k)<span>&#160;</span>Highest system pressure for hydraulically controlled gearboxes;</p></div><div><p>(l)<span>&#160;</span>Highest specified oil level in reference to central axis and in accordance with the drawing specification (based on average value between lower and upper tolerance) in static or running condition. The oil level is considered as equal if all rotating transmission parts (except for the oil pump and the drive thereof) are located above the specified oil level;</p></div><div><p>(m)<span>&#160;</span>Highest specified oil level (&#177; 1&#160;mm).</p></div></td></tr></table> <table><col/><col/><tr><td><p>5.</p></td><td>Parameters defining the torque converter family<table><col/><col/><tr><td><p>5.1</p></td><td><p>The following criteria shall be the same to all members within a torque converter (TC) family.</p><table><col/><col/><tr><td><p>5.1.1</p></td><td><p>For hydrodynamic torque converter without mechanical transmission (serial arrangement).</p><div><p>(a)<span>&#160;</span>Outer torus diameter;</p></div><div><p>(b)<span>&#160;</span>Inner torus diameter;</p></div><div><p>(c)<span>&#160;</span>Arrangement of pump (P), turbine (T) and stator (S) in flow direction;</p></div><div><p>(d)<span>&#160;</span>Torus width;</p></div><div><p>(e)<span>&#160;</span>Oil type according to test specification;</p></div><div><p>(f)<span>&#160;</span>Blade design;</p></div></td></tr></table><table><col/><col/><tr><td><p>5.1.2</p></td><td><p>For hydrodynamic torque converter with mechanical transmission (parallel arrangement).</p><div><p>(a)<span>&#160;</span>Outer torus diameter;</p></div><div><p>(b)<span>&#160;</span>Inner torus diameter;</p></div><div><p>(c)<span>&#160;</span>Arrangement of pump (P), turbine (T) and stator (S) in flow direction;</p></div><div><p>(d)<span>&#160;</span>Torus width;</p></div><div><p>(e)<span>&#160;</span>Oil type according to test specification;</p></div><div><p>(f)<span>&#160;</span>Blade design</p></div><div><p>(g)<span>&#160;</span>Gear scheme and power flow in torque converter mode</p></div><div><p>(h)<span>&#160;</span>Type of bearings at corresponding positions (if fitted)</p></div><div><p>(i)<span>&#160;</span>Type of cooling/lubrication pump (referring to parts list)</p></div><div><p>(j)<span>&#160;</span>Type of shift elements (tooth clutches (including synchronisers) or friction clutches) at corresponding positions where fitted</p></div></td></tr></table><table><col/><col/><tr><td><p>5.1.3</p></td><td><p>The following criteria shall be common to all members within a hydrodynamic torque converter with mechanical transmission (parallel arrangement) family. The application of a specific range to the parameters listed below is permitted after approval of the Approval Authority</p><div><p>(a)<span>&#160;</span>Oil level according to drawing in reference to central axis.</p></div></td></tr></table></td></tr></table></td></tr></table> <table><col/><col/><tr><td><p>6.</p></td><td>Choice of the parent torque converter<table><col/><col/><tr><td><p>6.1</p></td><td><p>For hydrodynamic torque converter without mechanical (serial arrangement) transmission.</p><p>As long as all criteria listed in 5.1.1 are identical every member of the torque converter without mechanical transmission family can be selected as parent.</p></td></tr></table><table><col/><col/><tr><td><p>6.2</p></td><td><p>For hydrodynamic torque converter with mechanical transmission.</p><p>The parent hydrodynamic torque converter with mechanical transmission (parallel arrangement) shall be selected using the following criteria listed below.</p><div><p>(a)<span>&#160;</span>Highest oil level according to drawing in reference to central axis.</p></div></td></tr></table></td></tr></table> <table><col/><col/><tr><td><p>7.</p></td><td>Parameters defining the other torque transferring components (OTTC) family<table><col/><col/><tr><td><p>7.1</p></td><td><p>The following criteria shall be the same to all members within a hydrodynamic torque transferring components / retarder family.</p><div><p>(a)<span>&#160;</span>Outer torus diameter;</p></div><div><p>(b)<span>&#160;</span>Torus width;</p></div><div><p>(c)<span>&#160;</span>Blade design;</p></div><div><p>(d)<span>&#160;</span>Operating fluid.</p></div></td></tr></table><table><col/><col/><tr><td><p>7.2</p></td><td><p>The following criteria shall be the same to all members within a magnetic torque transferring components/retarder family.</p><div><p>(a)<span>&#160;</span>Drum design (electro magnetic retarder or permanent magnetic retarder);</p></div><div><p>(b)<span>&#160;</span>Outer rotor diameter;</p></div><div><p>(c)<span>&#160;</span>Cooling blade design;</p></div><div><p>(d)<span>&#160;</span>Blade design.</p></div></td></tr></table><table><col/><col/><tr><td><p>7.3</p></td><td><p>The following criteria shall be the same to all members within a torque transferring components / hydrodynamic clutch family.</p><div><p>(a)<span>&#160;</span>Outer torus diameter;</p></div><div><p>(b)<span>&#160;</span>Torus width;</p></div><div><p>(c)<span>&#160;</span>Blade design.</p></div></td></tr></table><table><col/><col/><tr><td><p>7.4</p></td><td><p>The following criteria shall be common to all members within a hydrodynamic torque transferring components/retarder family. The application of a specific range to the parameters listed below is permitted after approval of the Approval Authority.</p><div><p>(a)<span>&#160;</span>Outer torus diameter - inner torus diameter (OD-ID);</p></div><div><p>(b)<span>&#160;</span>Number of blades;</p></div><div><p>(c)<span>&#160;</span>Operating fluid viscosity (&#177; 50&#160;%).</p></div></td></tr></table><table><col/><col/><tr><td><p>7.5</p></td><td><p>The following criteria shall be common to all members within a magnetic torque transferring components / retarder family. The application of a specific range to the parameters listed below is permitted after approval of the Approval Authority.</p><div><p>(a)<span>&#160;</span>Outer rotor diameter - inner rotor diameter (OD-ID);</p></div><div><p>(b)<span>&#160;</span>Number of rotors;</p></div><div><p>(c)<span>&#160;</span>Number of cooling blades / blades;</p></div><div><p>(d)<span>&#160;</span>Number of arms.</p></div></td></tr></table><table><col/><col/><tr><td><p>7.6</p></td><td><p>The following criteria shall be common to all members within a torque transferring components / hydrodynamic clutch family. The application of a specific range to the parameters listed below is permitted after approval of the Approval Authority.</p><div><p>(a)<span>&#160;</span>Operating fluid viscosity (&#177; 10&#160;%);</p></div><div><p>(b)<span>&#160;</span>Outer torus diameter - inner torus diameter (OD-ID);</p></div><div><p>(c)<span>&#160;</span>Number of blades.</p></div></td></tr></table></td></tr></table> <table><col/><col/><tr><td><p>8.</p></td><td>Choice of the parent torque transferring component<table><col/><col/><tr><td><p>8.1</p></td><td><p>The parent hydrodynamic torque transferring component/retarder shall be selected using the following criteria listed below.</p><div><p>(a)<span>&#160;</span>Highest value: outer torus diameter &#8211; inner torus diameter (OD-ID);</p></div><div><p>(b)<span>&#160;</span>Highest number of blades;</p></div><div><p>(c)<span>&#160;</span>Highest operating fluid viscosity.</p></div></td></tr></table><table><col/><col/><tr><td><p>8.2</p></td><td><p>The parent magnetic torque transferring component / retarder shall be selected using the following criteria listed below.</p><div><p>(a)<span>&#160;</span>Highest outer rotor diameter &#8211; highest inner rotor diameter (OD-ID);</p></div><div><p>(b)<span>&#160;</span>Highest number of rotors;</p></div><div><p>(c)<span>&#160;</span>Highest number of cooling blades/blades;</p></div><div><p>(d)<span>&#160;</span>Highest number of arms.</p></div></td></tr></table><table><col/><col/><tr><td><p>8.3</p></td><td><p>The parent torque transferring component/hydrodynamic clutch shall be selected using the following criteria listed below.</p><div><p>(a)<span>&#160;</span>Highest operating fluid viscosity (&#177; 10&#160;%);</p></div><div><p>(b)<span>&#160;</span>Highest outer torus diameter &#8211; highest inner torus diameter (OD-ID);</p></div><div><p>(c)<span>&#160;</span>Highest number of blades.</p></div></td></tr></table></td></tr></table> <table><col/><col/><tr><td><p>9.</p></td><td>Parameters defining the additional driveline components family<table><col/><col/><tr><td><p>9.1</p></td><td><p>The following criteria shall be the same to all members within an additional driveline components/angle drive family family.</p><div><p>(a)<span>&#160;</span>Gear ratio and gearscheme;</p></div><div><p>(b)<span>&#160;</span>Angle between input/output shaft;</p></div><div><p>(c)<span>&#160;</span>Type of bearings at corresponding positions</p></div></td></tr></table><table><col/><col/><tr><td><p>9.2</p></td><td><p>The following criteria shall be common to all members within an additional driveline components/angle family. The application of a specific range to the parameters listed below is permitted after approval of the Approval Authority.</p><div><p>(a)<span>&#160;</span>Single gear width;</p></div><div><p>(b)<span>&#160;</span>Number of dynamic shaft seals;</p></div><div><p>(c)<span>&#160;</span>Oil viscosity (&#177; 10&#160;%);</p></div><div><p>(d)<span>&#160;</span>Surface roughness of the teeth;</p></div><div><p>(e)<span>&#160;</span>Specified oil level in reference to central axis and in accordance with the drawing specification (based on average value between lower and upper tolerance) in static or running condition. The oil level is considered as equal if all rotating transmission parts (except for the oil pump and the drive thereof) are located above the specified oil level.</p></div></td></tr></table></td></tr></table> <table><col/><col/><tr><td><p>10.</p></td><td>Choice of the parent additional driveline component<table><col/><col/><tr><td><p>10.1</p></td><td><p>The parent additional driveline component / angle drive shall be selected using the following criteria listed below.</p><div><p>(a)<span>&#160;</span>Highest single gear width;</p></div><div><p>(a)<span>&#160;</span>Highest number of dynamic shaft seals;</p></div><div><p>(c)<span>&#160;</span>Highest oil viscosity (&#177; 10&#160;%);</p></div><div><p>(d)<span>&#160;</span>Highest surface roughness of the teeth;</p></div><div><p>(e)<span>&#160;</span>Highest specified oil level in reference to central axis and in accordance with the drawing specification (based on average value between lower and upper tolerance) in static or running condition. The oil level is considered as equal if all rotating transmission parts (except for the oil pump and the drive thereof) are located above the specified oil level.</p></div></td></tr></table></td></tr></table> Appendix 7 Markings and numbering 1. Markings In the case of a component being certified in accordance with this Annex, the component shall bear: <table><col/><col/><tr><td><p>1.1.</p></td><td><p>The manufacturer's name or trade mark</p></td></tr></table> <table><col/><col/><tr><td><p>1.2.</p></td><td><p>The make and identifying type indication as recorded in the information referred to in point 0.2 and 0.3 of Appendices 2 - 5 to this Annex</p></td></tr></table> <table><col/><col/><tr><td><p>1.3</p></td><td><p>The certification mark (if applicable) as a rectangle surrounding the lower-case letter &#8216;e&#8217; followed by the distinguishing number of the Member State which has granted the certificate:</p><div><p>1 for Germany;</p></div><div><p>2 for France;</p></div><div><p>3 for Italy;</p></div><div><p>4 for the Netherlands;</p></div><div><p>5 for Sweden;</p></div><div><p>6 for Belgium;</p></div><div><p>7 for Hungary;</p></div><div><p>8 for the Czech Republic;</p></div><div><p>9 for Spain;</p></div><div><p>11 for the United Kingdom;</p></div><div><p>12 for Austria;</p></div><div><p>13 for Luxembourg;</p></div><div><p>17 for Finland;</p></div><div><p>18 for Denmark;</p></div><div><p>19 for Romania;</p></div><div><p>20 for Poland;</p></div><div><p>21 for Portugal;</p></div><div><p>23 for Greece;</p></div><div><p>24 for Ireland;</p></div><div><p>25 for Croatia;</p></div><div><p>26 for Slovenia;</p></div><div><p>27 for Slovakia;</p></div><div><p>29 for Estonia;</p></div><div><p>32 for Latvia;</p></div><div><p>34 for Bulgaria;</p></div><div><p>36 for Lithuania;</p></div><div><p>49 for Cyprus;</p></div><div><p>50 for Malta</p></div></td></tr></table> <table><col/><col/><tr><td><p>1.4</p></td><td><p>The certification mark shall also include in the vicinity of the rectangle the &#8216;base approval number&#8217; as specified for Section 4 of the type-approval number set out in Annex VII to Directive 2007/46/EC, preceded by the two figures indicating the sequence number assigned to the latest technical amendment to this Regulation and by an alphabetical character indicating the part for which the certificate has been granted.</p><p>For this Regulation, the sequence number shall be 00.</p><p>For this Regulation, the alphabetical character shall be the one laid down in Table 1.</p><p><br/></p><div><p><br/></p><p><span>Table 1</span></p><table><col/><col/><tbody><tr><td><p><a>&#9660;M1</a></p></td></tr><tr><td><p>G</p></td><td><p>Transmission</p></td></tr><tr><td><p><a>&#9660;B</a></p></td></tr><tr><td><p>C</p></td><td><p>Torque Converter (TC)</p></td></tr><tr><td><p>O</p></td><td><p>Other torque transferring component (OTTC)</p></td></tr><tr><td><p>D</p></td><td><p>Additional driveline component (ADC)</p></td></tr></tbody></table></div></td></tr></table> <table><col/><col/><tr><td><p>1.5.</p></td><td>Example of the certification mark<img/><p>The above certification mark affixed to a transmission, torque converter (TC), other torque transferring component (OTTC) or additional driveline component (ADC) shows that the type concerned has been certified in Poland (e20), pursuant to this Regulation. The first two digits (00) are indicating the sequence number assigned to the latest technical amendment to this Regulation. The following digit indicates that the certification was granted for a transmission (G). The last four digits (0004) are those allocated by the approval authority to the transmission, as the base approval number.</p></td></tr></table> <table><col/><col/><tr><td><p>1.6</p></td><td><p>On request of the applicant for certificate and after prior agreement with the approval authority other type sizes than indicated in 1.5 may be used. Those other type sizes shall remain clearly legible.</p></td></tr></table> <table><col/><col/><tr><td><p>1.7</p></td><td><p>The markings, labels, plates or stickers must be durable for the useful life of the transmission, torque converter (TC), other torque transferring components (OTTC) or additional driveline components (ADC) and must be clearly legible and indelible. The manufacturer shall ensure that the markings, labels, plates or sticker cannot be removed without destroying or defacing them.</p></td></tr></table> <table><col/><col/><tr><td><p>1.8</p></td><td><p>In the case separate certifications are granted by the same approval authority for a transmission, a torque converter, other torque transferring components or additional driveline components and those parts are installed in combination, the indication of one certification mark referred to in point 1.3 is sufficient. This certification mark shall be followed by the applicable markings specified in point 1.4 for the respective transmission, torque converter, other torque transferring component or additional driveline component separated by &#8216;/&#8217;.</p></td></tr></table> <table><col/><col/><tr><td><p>1.9.</p></td><td><p>The certification mark shall be visible when the transmission, torque converter, other torque transferring component or additional driveline component is installed on the vehicle and shall be affixed to a part necessary for normal operation and not normally requiring replacement during component life.</p></td></tr></table> <table><col/><col/><tr><td><p>1.10</p></td><td><p>In the case that torque converter or other torque transferring components are constructed in such a way that they are not accessible and / or visible after being assembled with a transmission the certification mark of the torque converter or other torque transferring component shall be placed on the transmission.</p><p>In the case described in first paragraph, if a torque converter or other torque transferring component have not been certified, &#8216;&#8211;&#8217; instead of the certification number shall be indicated on the transmission next to the alphabetical character specified in point 1.4.</p></td></tr></table> 2. Numbering <table><col/><col/><tr><td><p>2.1.</p></td><td><p>Certification number for transmissions, torque converter, other torque transferring component and additional driveline component shall comprise the following:</p><p>eX*YYYY/YYYY*ZZZZ/ZZZZ*X*0000*00</p><p><br/></p><div><p><br/></p><table><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>Section 1</p></td><td><p>Section 2</p></td><td><p>Section 3</p></td><td><p>Additional letter to Section 3</p></td><td><p>Section 4</p></td><td><p>Section 5</p></td></tr><tr><td><p>Indication of country issuing the certificate</p></td><td><p>HDV CO<span>2</span> certification Regulation (2017/2400)</p></td><td><p>Latest amending Regulation (ZZZZ/ZZZZ)</p></td><td><p>See Table 1 of this appendix</p></td><td><p>Base certification number 0000</p></td><td><p>Extension 00</p></td></tr></tbody></table></div></td></tr></table> Appendix 8 Standard torque loss values - Transmission Calculated fallback values based on the maximum rated torque of the transmission: The torque loss T l,in related to the input shaft of the transmission shall be calculated by where: <table><col/><col/><col/><tr><td><p>T<span>l,in</span></p></td><td><p>=</p></td><td><p>Torque loss related to the input shaft [Nm]</p></td></tr></table> <table><col/><col/><col/><tr><td><p>T<span>dx</span></p></td><td><p>=</p></td><td><p>Drag torque at x rpm [Nm]</p></td></tr></table> <table><col/><col/><col/><tr><td><p>T<span>addx</span></p></td><td><p>=</p></td><td><p>Additional angle drive gear drag torque at x rpm [Nm]</p><p>(if applicable)</p></td></tr></table> <table><col/><col/><col/><tr><td><p>n<span>in</span></p></td><td><p>=</p></td><td><p>Speed at the input shaft [rpm]</p></td></tr></table> <table><col/><col/><col/><tr><td><p>f<span>T</span></p></td><td><p>=</p></td><td><p>1-&#951;</p></td></tr></table> <table><col/><col/><col/><tr><td><p>&#951;</p></td><td><p>=</p></td><td><p>efficiency</p></td></tr></table> <table><col/><col/><col/><tr><td><p>f<span>T</span></p></td><td><p>=</p></td><td><p>0,01 for direct gear, 0,04 for indirect gears</p></td></tr></table> <table><col/><col/><col/><tr><td><p>f<span>T_add</span></p></td><td><p>=</p></td><td><p>0,04 for angle drive gear (if applicable)</p></td></tr></table> <table><col/><col/><col/><tr><td><p>T<span>in</span></p></td><td><p>=</p></td><td><p>Torque at the input shaft [Nm]</p></td></tr></table> For transmissions with tooth shift clutches (Synchronised Manual Transmissions (SMT), Automated Manual Transmissions or Automatic Mechanically engaged Transmissions (AMT) and Dual Clutch Transmissions (DCT)) the drag torque T dx is calculated by where: <table><col/><col/><col/><tr><td><p>T<span>max,in</span></p></td><td><p>=</p></td><td><p>Maximum allowed input torque in any forward gear of transmission [Nm]</p></td></tr></table> <table><col/><col/><col/><tr><td><p/></td><td><p>=</p></td><td><p>max(T<span>max,in,gear</span>)</p></td></tr></table> <table><col/><col/><col/><tr><td><p>T<span>max,in,gear</span></p></td><td><p>=</p></td><td><p>Maximum allowed input torque in gear, where gear =&#160;1, 2, 3,&#8230; top gear). For transmissions with hydrodynamic torque converter this input torque shall be the torque at transmission input before torque converter.</p></td></tr></table> For transmissions with friction shift clutches (> 2 friction clutches) the drag torque T dx is calculated by Here, ‘friction clutch’ is used in the context of a clutch or brake that operates with friction, and is required for sustained torque transfer in at least one gear. For transmissions including an angle drive (e.g. bevel gear), the additional angle drive drag torque T addx shall be included in the calculation of T dx : (only if applicable) Appendix 9 Generic model – torque converter Generic torque converter model based on standard technology: For the determination of the torque converter characteristics a generic torque converter model depending on specific engine characteristics may be applied. The generic TC model is based on the following characteristic engine data: <table><col/><col/><col/><tr><td><p>n<span>rated</span></p></td><td><p>=</p></td><td><p>Maximum engine speed at maximum power (determined from the engine full-load curve as calculated by the engine pre-processing tool) [rpm]</p></td></tr></table> <table><col/><col/><col/><tr><td><p>T<span>max</span></p></td><td><p>=</p></td><td><p>Maximum engine torque (determined from the engine full-load curve as calculated by the engine pre-processing tool) [Nm]</p></td></tr></table> Thereby the generic TC characteristics are valid only for a combination of the TC with an engine sharing the same specific characteristic engine data. Description of the four-point model for the torque capacity of the TC: Generic torque capacity and generic torque ratio: Figure 1 Generic torque capacity Figure 2 Generic torque ratio where: <table><col/><col/><col/><tr><td><p>T<span>P1000</span></p></td><td><p>=</p></td><td>Pump reference torque;<p><img/></p> [Nm]</td></tr></table> <table><col/><col/><col/><tr><td><p>v</p></td><td><p>=</p></td><td>Speed ratio;<p><img/></p> [-]</td></tr></table> <table><col/><col/><col/><tr><td><p>&#956;</p></td><td><p>=</p></td><td>Torque ratio;<p><img/></p> [-]</td></tr></table> <table><col/><col/><col/><tr><td><p>v<span>s</span></p></td><td><p>=</p></td><td>Speed ratio at overrun point;<p><img/></p> [-]<p>For TC with rotating housing (Trilock-Type) v<span>s</span> typically is 1. For other TC concepts, especially power split concepts, v<span>s</span> may have values different from 1.</p></td></tr></table> <table><col/><col/><col/><tr><td><p>v<span>c</span></p></td><td><p>=</p></td><td>Speed ratio at coupling point;<p><img/></p> [-]</td></tr></table> <table><col/><col/><col/><tr><td><p>v<span>0</span></p></td><td><p>=</p></td><td><p>Stall point;<span>v</span><span>0</span>&#160;=&#160;0 [rpm]</p></td></tr></table> <table><col/><col/><col/><tr><td><p>v<span>m</span></p></td><td><p>=</p></td><td>Intermediate speed ratio;<p><img/></p> [-]</td></tr></table> The model requires the following definitions for the calculation of the generic torque capacity: Stall point: — Stall point at 70 % nominal engine speed. — Engine torque in stall point at 80 % maximum engine torque. — Engine/Pump reference torque in stall point: — Intermediate point: — Intermediate speed ratio v m = 0,6 * v s — Engine/pump reference torque in intermediate point at 80 % of reference torque in stall point: — Coupling point: — Coupling point at 90 % overrun conditions: v c = 0,90 * v s — Engine/pump reference torque in clutch point at 50 % of reference torque in stall point: — Overrun point: — Reference torque at overrun conditions = v s : — The model requires the following definitions for the calculation of the generic torque ratio: Stall point: — Torque ratio at stall point v 0 = v s = 0: — Intermediate point: — Linear interpolation between stall point and coupling point Coupling point: — Torque ratio at coupling point v c = 0,9 * v s : — Overrun point: — Torque ratio at overrun conditions = v s : — Efficiency: n = μ * v Linear interpolation between the calculated specific points shall be used. Appendix 10 Standard torque loss values – other torque transferring components Calculated standard torque loss values for other torque transferring components: For hydrodynamic retarders (oil or water), the retarder drag torque shall be calculated by For magnetic retarders (permanent or electro-magnetic), the retarder drag torque shall be calculated by: where: <table><col/><col/><col/><tr><td><p>T<span>retarder</span></p></td><td><p>=</p></td><td><p>Retarder drag loss [Nm]</p></td></tr></table> <table><col/><col/><col/><tr><td><p>n<span>retarder</span></p></td><td><p>=</p></td><td><p>Retarder rotor speed [rpm] (see paragraph 5.1 of this Annex)</p></td></tr></table> <table><col/><col/><col/><tr><td><p>i<span>step-up</span></p></td><td><p>=</p></td><td><p>Step-up ratio = retarder rotor speed/drive component speed (see paragraph 5.1 of this Annex)</p></td></tr></table> Appendix 11 Standard torque loss values – geared angle drive Consistent with the standard torque loss values for the combination of a transmission with a geared angle drive in Appendix 8, the standard torque losses of a geared angle drive without transmission shall be calculated from: where: <table><col/><col/><col/><tr><td><p>T<span>l,in</span></p></td><td><p>=</p></td><td><p>Torque loss related to the input shaft of transmission [Nm]</p></td></tr></table> <table><col/><col/><col/><tr><td><p>T<span>addx</span></p></td><td><p>=</p></td><td><p>Additional angle drive gear drag torque at x rpm [Nm]</p><p>(if applicable)</p></td></tr></table> <table><col/><col/><col/><tr><td><p>n<span>in</span></p></td><td><p>=</p></td><td><p>Speed at the input shaft of transmission [rpm]</p></td></tr></table> <table><col/><col/><col/><tr><td><p>f<span>T</span></p></td><td><p>=</p></td><td><p>1-&#951;;</p><p>&#951; = efficiency</p><p>f<span>T_add</span> = 0,04 for angle drive gear</p></td></tr></table> <table><col/><col/><col/><tr><td><p>T<span>in</span></p></td><td><p>=</p></td><td><p>Torque at the input shaft of transmission [Nm]</p></td></tr></table> <table><col/><col/><col/><tr><td><p>T<span>max,in</span></p></td><td><p>=</p></td><td><p>Maximum allowed input torque in any forward gear of transmission [Nm]</p></td></tr></table> <table><col/><col/><col/><tr><td><p/></td><td><p>=</p></td><td><p>max(T<span>max,in,gear</span>)</p></td></tr></table> <table><col/><col/><col/><tr><td><p>T<span>max,in,gear</span></p></td><td><p>=</p></td><td><p>Maximum allowed input torque in gear, where gear =&#160;1, 2, 3,&#8230; top gear)</p></td></tr></table> The standard torque losses obtained by the calculations above may be added to the torque losses of a transmission obtained by Options 1-3 in order to obtain the torque losses for the combination of the specific transmission with an angle drive. Appendix 12 Input parameters for the simulation tool Introduction This Appendix describes the list of parameters to be provided by the transmission, torque converter (TC), other torque transferring components (OTTC) and additional driveline components (ADC) manufacturer as input to the simulation tool. The applicable XML schema as well as example data are available at the dedicated electronic distribution platform. Definitions <table><col/><col/><tr><td><p>(1)</p></td><td><p>&#8216;Parameter ID&#8217;:Unique identifier as used in &#8216;Simulation tool&#8217; for a specific input parameter or set of input data</p></td></tr></table> <table><col/><col/><tr><td><p>(2)</p></td><td>&#8216;Type&#8217;:<p>Data type of the parameter</p><table><col/><col/><tr><td><p>string &#8230;</p></td><td><p>sequence of characters in ISO8859-1 encoding</p></td></tr></table><table><col/><col/><tr><td><p>token &#8230;</p></td><td><p>sequence of characters in ISO8859-1 encoding, no leading/trailing whitespace</p></td></tr></table><table><col/><col/><tr><td><p>date &#8230;</p></td><td><p>date and time in UTC time in the format: YYYY-MM-DD<span>T</span>HH:MM:SS<span>Z</span> with italic letters denoting<span>fixed characters</span> e.g. &#8216;2002-05-30<span>T</span>09:30:10<span>Z</span>&#8217;</p></td></tr></table><table><col/><col/><tr><td><p>integer &#8230;</p></td><td><p>value with an integral data type, no leading zeros, e.g. &#8216;1800&#8217;</p></td></tr></table><table><col/><col/><tr><td><p>double, X &#8230;</p></td><td><p>fractional number with exactly X digits after the decimal sign (&#8216;.&#8217;) and no leading zeros e.g. for &#8216;double, 2&#8217;: &#8216;2345.67&#8217;; for &#8216;double, 4&#8217;: &#8216;45.6780&#8217;</p></td></tr></table></td></tr></table> <table><col/><col/><tr><td><p>(3)</p></td><td><p>&#8216;Unit&#8217; &#8230;physical unit of the parameter</p></td></tr></table> Set of input parameters Table 1 Input parameters ‘Transmission/General’ <table><col/><col/><col/><col/><col/><tbody><tr><td><p>Parameter name</p></td><td><p>Parameter ID</p></td><td><p>Type</p></td><td><p>Unit</p></td><td><p>Description/Reference</p></td></tr><tr><td><p>Manufacturer</p></td><td><p>P205</p></td><td><p>token</p></td><td><p>[-]</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>Model</p></td><td><p>P206</p></td><td><p>token</p></td><td><p>[-]</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>CertificationNumber</p></td><td><p>P207</p></td><td><p>token</p></td><td><p>[-]</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>Date</p></td><td><p>P208</p></td><td><p>dateTime</p></td><td><p>[-]</p></td><td><p>Date and time when the component-hash is created</p></td></tr><tr><td><p>AppVersion</p></td><td><p>P209</p></td><td><p>token</p></td><td><p>[-]</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>TransmissionType</p></td><td><p>P076</p></td><td><p>string</p></td><td><p>[-]</p></td><td><p>Allowed values&#160;<a>(<span>1</span>)</a>: &#8216;SMT&#8217;, &#8216;AMT&#8217;, &#8216;APT-S&#8217;, &#8216;APT-P&#8217;</p></td></tr><tr><td><p>MainCertificationMethod</p></td><td><p>P254</p></td><td><p>string</p></td><td><p>[-]</p></td><td><p>Allowed values: &#8216;Option 1&#8217;, &#8216;Option 2&#8217;, &#8216;Option 3&#8217;, &#8216;Standard values&#8217;</p></td></tr><tr><td><p><a>(<span>1</span>)&#160;&#160;&#160;</a>DCT shall be declared as transmission type AMT.</p></td></tr></tbody></table> Table 2 Input parameters ‘Transmission/Gears’ per gear <table><col/><col/><col/><col/><col/><tbody><tr><td><p>Parameter name</p></td><td><p>Parameter ID</p></td><td><p>Type</p></td><td><p>Unit</p></td><td><p>Description/Reference</p></td></tr><tr><td><p>GearNumber</p></td><td><p>P199</p></td><td><p>integer</p></td><td><p>[-]</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>Ratio</p></td><td><p>P078</p></td><td><p>double, 3</p></td><td><p>[-]</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>MaxTorque</p></td><td><p>P157</p></td><td><p>integer</p></td><td><p>[Nm]</p></td><td><p>optional</p></td></tr><tr><td><p>MaxSpeed</p></td><td><p>P194</p></td><td><p>integer</p></td><td><p>[1/min]</p></td><td><p>optional</p></td></tr></tbody></table> Table 3 Input parameters ‘Transmission/LossMap’ per gear and for each grid point in the loss map <table><col/><col/><col/><col/><col/><tbody><tr><td><p>Parameter name</p></td><td><p>Parameter ID</p></td><td><p>Type</p></td><td><p>Unit</p></td><td><p>Description/Reference</p></td></tr><tr><td><p>InputSpeed</p></td><td><p>P096</p></td><td><p>double, 2</p></td><td><p>[1/min]</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>InputTorque</p></td><td><p>P097</p></td><td><p>double, 2</p></td><td><p>[Nm]</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>TorqueLoss</p></td><td><p>P098</p></td><td><p>double, 2</p></td><td><p>[Nm]</p></td><td><p>&#160;</p><div/></td></tr></tbody></table> Table 4 Input parameters ‘TorqueConverter/General’ <table><col/><col/><col/><col/><col/><tbody><tr><td><p>Parameter name</p></td><td><p>Parameter ID</p></td><td><p>Type</p></td><td><p>Unit</p></td><td><p>Description/Reference</p></td></tr><tr><td><p>Manufacturer</p></td><td><p>P210</p></td><td><p>token</p></td><td><p>[-]</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>Model</p></td><td><p>P211</p></td><td><p>token</p></td><td><p>[-]</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p><a>&#9660;M1</a></p></td></tr><tr><td><p>CertificationNumber</p></td><td><p>P212</p></td><td><p>token</p></td><td><p>[-]</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p><a>&#9660;B</a></p></td></tr><tr><td><p>Date</p></td><td><p>P213</p></td><td><p>dateTime</p></td><td><p>[-]</p></td><td><p>Date and time when the component-hash is created</p></td></tr><tr><td><p>AppVersion</p></td><td><p>P214</p></td><td><p>string</p></td><td><p>[-]</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>CertificationMethod</p></td><td><p>P257</p></td><td><p>string</p></td><td><p>[-]</p></td><td><p>Allowed values: &#8216;Measured&#8217;, &#8216;Standard values&#8217;</p></td></tr></tbody></table> Table 5 Input parameters ‘TorqueConverter/Characteristics’ for each grid point in the characteristic curve <table><col/><col/><col/><col/><col/><tbody><tr><td><p>Parameter name</p></td><td><p>Parameter ID</p></td><td><p>Type</p></td><td><p>Unit</p></td><td><p>Description/Reference</p></td></tr><tr><td><p>SpeedRatio</p></td><td><p>P099</p></td><td><p>double, 4</p></td><td><p>[-]</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>TorqueRatio</p></td><td><p>P100</p></td><td><p>double, 4</p></td><td><p>[-]</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>InputTorqueRef</p></td><td><p>P101</p></td><td><p>double, 2</p></td><td><p>[Nm]</p></td><td><p>&#160;</p><div/></td></tr></tbody></table> Table 6 Input parameters ‘Angledrive/General’ (only required if component applicable) <table><col/><col/><col/><col/><col/><tbody><tr><td><p>Parameter name</p></td><td><p>Parameter ID</p></td><td><p>Type</p></td><td><p>Unit</p></td><td><p>Description/Reference</p></td></tr><tr><td><p>Manufacturer</p></td><td><p>P220</p></td><td><p>token</p></td><td><p>[-]</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>Model</p></td><td><p>P221</p></td><td><p>token</p></td><td><p>[-]</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p><a>&#9660;M1</a></p></td></tr><tr><td><p>CertificationNumber</p></td><td><p>P222</p></td><td><p>token</p></td><td><p>[-]</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p><a>&#9660;B</a></p></td></tr><tr><td><p>Date</p></td><td><p>P223</p></td><td><p>dateTime</p></td><td><p>[-]</p></td><td><p>Date and time when the component-hash is created</p></td></tr><tr><td><p>AppVersion</p></td><td><p>P224</p></td><td><p>string</p></td><td><p>[-]</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>Ratio</p></td><td><p>P176</p></td><td><p>double, 3</p></td><td><p>[-]</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>CertificationMethod</p></td><td><p>P258</p></td><td><p>string</p></td><td><p>[-]</p></td><td><p>Allowed values: &#8216;Option 1&#8217;, &#8216;Option 2&#8217;, &#8216;Option 3&#8217;, &#8216;Standard values&#8217;</p></td></tr></tbody></table> Table 7 Input parameters ‘Angledrive/LossMap’ for each grid point in the loss map (only required if component applicable) <table><col/><col/><col/><col/><col/><tbody><tr><td><p>Parameter name</p></td><td><p>Parameter ID</p></td><td><p>Type</p></td><td><p>Unit</p></td><td><p>Description/Reference</p></td></tr><tr><td><p>InputSpeed</p></td><td><p>P173</p></td><td><p>double, 2</p></td><td><p>[1/min]</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>InputTorque</p></td><td><p>P174</p></td><td><p>double, 2</p></td><td><p>[Nm]</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>TorqueLoss</p></td><td><p>P175</p></td><td><p>double, 2</p></td><td><p>[Nm]</p></td><td><p>&#160;</p><div/></td></tr></tbody></table> Table 8 Input parameters ‘Retarder/General’ (only required if component applicable) <table><col/><col/><col/><col/><col/><tbody><tr><td><p>Parameter name</p></td><td><p>Parameter ID</p></td><td><p>Type</p></td><td><p>Unit</p></td><td><p>Description/Reference</p></td></tr><tr><td><p>Manufacturer</p></td><td><p>P225</p></td><td><p>token</p></td><td><p>[-]</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>Model</p></td><td><p>P226</p></td><td><p>token</p></td><td><p>[-]</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p><a>&#9660;M1</a></p></td></tr><tr><td><p>CertificationNumber</p></td><td><p>P227</p></td><td><p>token</p></td><td><p>[-]</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p><a>&#9660;B</a></p></td></tr><tr><td><p>Date</p></td><td><p>P228</p></td><td><p>dateTime</p></td><td><p>[-]</p></td><td><p>Date and time when the component-hash is created</p></td></tr><tr><td><p>AppVersion</p></td><td><p>P229</p></td><td><p>string</p></td><td><p>[-]</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>CertificationMethod</p></td><td><p>P255</p></td><td><p>string</p></td><td><p>[-]</p></td><td><p>Allowed values: &#8216;Measured&#8217;, &#8216;Standard values&#8217;</p></td></tr></tbody></table> Table 9 Input parameters ‘Retarder/LossMap’ for each grid point in the characteristic curve (only required if component applicable) <table><col/><col/><col/><col/><col/><tbody><tr><td><p>Parameter name</p></td><td><p>Parameter ID</p></td><td><p>Type</p></td><td><p>Unit</p></td><td><p>Description/Reference</p></td></tr><tr><td><p>RetarderSpeed</p></td><td><p>P057</p></td><td><p>double, 2</p></td><td><p>[1/min]</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>TorqueLoss</p></td><td><p>P058</p></td><td><p>double, 2</p></td><td><p>[Nm]</p></td><td><p>&#160;</p><div/></td></tr></tbody></table> ANNEX VII VERIFYING AXLE DATA 1. Introduction This Annex describes the certification provisions regarding the torque losses of propulsion axles for heavy duty vehicles. Alternatively to the certification of axles the calculation procedure for the standard torque loss as defined in Appendix 3 to this Annex can be applied for the purpose of the determination of vehicle specific CO 2 emissions. 2. Definitions For the purposes of this Annex the following definitions shall apply: (1) ‘Single reduction axle (SR)’ means a driven axle with only one gear reduction, typically a bevel gear set with or without hypoid offset. (2) ‘Single portal axle (SP)’ means an axle, that has typically a vertical offset between the rotating axis of the crown gear and the rotating axis of the wheel due to the demand of a higher ground clearance or a lowered floor to allow a low floor concept for inner city buses. Typically, the first reduction is a bevel gear set, the second one a spur gear set with vertical offset close to the wheels. (3) ‘Hub reduction axle (HR)’ means a driven axle with two gear reductions. The first is typically a bevel gear set with or without hypoid offset. The other is a planetary gear set, what is typically placed in the area of the wheel hubs. (4) ‘Single reduction tandem axle (SRT)’ means a driven axle that is basically similar to a single driven axle, but has also the purpose to transfer torque from the input flange over an output flange to a further axle. The torque can be transferred with a spur gear set close at the input flange to generate a vertical offset for the output flange. Another possibility is to use a second pinion at the bevel gear set, what takes off torque at the crown wheel. (5) ‘Hub reduction tandem axle (HRT)’ means a hub reduction axle, what has the possibility to transfer torque to the rear as described under single reduction tandem axle (SRT). (6) ‘Axle housing’ means the housing parts that are needed for structural capability as well as for carrying the driveline parts, bearings and sealings of the axle. (7) ‘Pinion’ means a part of a bevel gear set which usually consists of two gears. The pinion is the driving gear which is connected with the input flange. In case of a SRT / HRT, a second pinion can be installed to take off torque from the crown wheel. (8) ‘Crown wheel’ means a part of a bevel gear set which usually consists of two gears. The crown wheel is the driven gear and is connected with the differential cage. (9) ‘Hub reduction’ means the planetary gear set that is installed commonly outside the planetary bearing at hub reduction axles. The gear set consists of three different gears. The sun, the planetary gears and the ring gear. The sun is in the centre, the planetary gears are rotating around the sun and are mounted to the planetary carrier that is fixed to the hub. Typically, the number of planetary gears is between three and five. The ring gear is not rotating and fixed to the axle beam. (10) ‘Planetary gear wheels’ means the gears that rotate around the sun within the ring gear of a planetary gear set. They are assembled with bearings on a planetary carrier, what is joined to a hub. (11) ‘Oil type viscosity grade’ means a viscosity grade as defined by SAE J306. (12) ‘Factory fill oil’ means the oil type viscosity grade that is used for the oil fill in the factory and which is intended to stay in the axle for the first service interval. (13) ‘Axle line’ means a group of axles that share the same basic axle-function as defined in the family concept. (14) ‘Axle family’ means a manufacturer's grouping of axles which through their design, as defined in Appendix 4 of this Annex, have similar design characteristics and CO 2 and fuel consumption properties. (15) ‘Drag torque’ means the required torque to overcome the inner friction of an axle when the wheel ends are rotating freely with 0 Nm output torque. (16) ‘Mirror inverted axle casing’ means the axle casing is mirrored regarding to the vertical plane. (17) ‘Axle input’ means the side of the axle on which the torque is delivered to the axle. (18) ‘Axle output’ means the side(s) of the axle where the torque is delivered to the wheels. 3. General requirements The axle gears and all bearings, except wheel end bearings used for the measurements, shall not be used. On request of the applicant different gear ratios can be tested in one axle housing using the same wheel ends. Different axle ratios of hub reduction axles and single portal axles (HR, HRT, SP) may be measured by exchanging the hub reduction only. The provisions as specified in Appendix 4 to this Annex shall apply. The total run-time for the optional run-in and the measurement of an individual axle (except for the axle housing and wheel-ends) shall not exceed 120 hours. For testing the losses of an axle the torque loss map for each ratio of an individual axle shall be measured, however axles can be grouped in axle families following the provisions of Appendix 4 to this Annex. 3.1 Run-in On request of the applicant a run-in procedure may be applied to the axle. The following provisions shall apply for a run-in procedure. <table><col/><col/><tr><td><p>3.1.1</p></td><td><p>Only factory fill oil shall be used for the run-in procedure. The oil used for the run-in shall not be used for the testing described in paragraph 4.</p></td></tr></table> <table><col/><col/><tr><td><p>3.1.2</p></td><td><p>The speed and torque profile for the run-in procedure shall be specified by the manufacturer.</p></td></tr></table> <table><col/><col/><tr><td><p>3.1.3</p></td><td><p>The run-in procedure shall be documented by the manufacturer with regard to run-time, speed, torque and oil temperature and reported to the approval authority.</p></td></tr></table> <table><col/><col/><tr><td><p>3.1.4</p></td><td><p>The requirements for the oil temperature (4.3.1), measurement accuracy (4.4.7) and test set-up (4.2) do not apply for the run-in procedure.</p></td></tr></table> 4. Testing procedure for axles 4.1 Test conditions 4.1.1 Ambient temperature The temperature in the test cell shall be maintained to 25 °C ± 10 °C. The ambient temperature shall be measured within a distance of 1 m to the axle housing. Forced heating of the axle may only be applied by an external oil conditioning system as described in 4.1.5. 4.1.2 Oil temperature The oil temperature shall be measured at the centre of the oil sump or at any other suitable point in accordance with good engineering practice. In case of external oil conditioning, alternatively the oil temperature can be measured in the outlet line from the axle housing to the conditioning system within 5 cm downstream the outlet. In both cases the oil temperature shall not exceed 70 °C. 4.1.3 Oil quality Only recommended factory fill oils as specified by the axle manufacturer shall be used for the measurement. In the case of testing different gear ratio variants with one axle housing, new oil shall be filled in for each single measurement. 4.1.4 Oil viscosity If different oils with multiple viscosity grades are specified for the factory fill, the manufacturer shall choose the oil with the highest viscosity grade for performing the measurements on the parent axle. If more than one oil within the same viscosity grade is specified within one axle family as factory fill oil, the applicant may choose one oil of these for the measurement related to certification. 4.1.5 Oil level and conditioning The oil level or filling volume shall be set to the maximum level as defined in the manufacturer's maintenance specifications. An external oil conditioning and filtering system is permitted. The axle housing may be modified for the inclusion of the oil conditioning system. The oil conditioning system shall not be installed in a way which would enable changing oil levels of the axle in order to raise efficiency or to generate propulsion torques in accordance with good engineering practice. 4.2 Test set-up For the purpose of the torque loss measurement different test set-ups are permitted as described in paragraph 4.2.3 and 4.2.4. 4.2.1 Axle installation In case of a tandem axle, each axle shall be measured separately. The first axle with longitudinal differential shall be locked. The output shaft of drive-through axles shall be installed freely rotatable. 4.2.2 Installation of torque meters <table><col/><col/><tr><td><p>4.2.2.1</p></td><td><p>For a test setup with two electric machines, the torque meters shall be installed on the input flange and on one wheel end while the other one is locked.</p></td></tr></table> <table><col/><col/><tr><td><p>4.2.2.2</p></td><td><p>For a test setup with three electric machines, the torque meters shall be installed on the input flange and on each wheel end.</p></td></tr></table> <table><col/><col/><tr><td><p>4.2.2.3</p></td><td><p>Half shafts of different lengths are permitted in a two machine set-up in order to lock the differential and to ensure that both wheel ends are turning.</p></td></tr></table> 4.2.3 Test set-up ‘Type A’ A test set-up considered ‘Type A’ consists of a dynamometer on the axle input side and at least one dynamometer on the axle output side(s). Torque measuring devices shall be installed on the axle input- and output- side(s). For type A set-ups with only one dynamometer on the output side, the free rotating end of the axle shall be locked. To avoid parasitic losses, the torque measuring devices shall be positioned as close as possible to the axle input- and output- side(s) being supported by appropriate bearings. Additionally mechanical isolation of the torque sensors from parasitic loads of the shafts, for example by installation of additional bearings and a flexible coupling or lightweight cardan shaft between the sensors and one of these bearings can be applied. Figure 1 shows an example for a test test-up of Type A in a two dynamometer lay-out. For Type A test set-up configurations the manufacturer shall provide an analysis of the parasitic loads. Based on this analysis the approval authority shall decide about the maximum influence of parasitic loads. However the value i para cannot be lower than 10 %. Figure 1 Example of Test set-up ‘Type A’ 4.2.4 Test set-up ‘Type B’ Any other test set-up configuration is called test set-up Type B. The maximum influence of parasitic loads i para for those configurations shall be set to 100 %. Lower values for i para may be used in agreement with the approval authority. 4.3 Test procedure To determine the torque loss map for an axle, the basic torque loss map data shall be measured and calculated as specified in paragraph 4.4. The torque loss results shall be complemented in accordance with 4.4.8 and formatted in accordance with Appendix 6 for the further processing by the simulation tool. 4.3.1 Measurement equipment The calibration laboratory facilities shall comply with the requirements of either ISO/TS 16949, ISO 9000 series or ISO/IEC 17025. All laboratory reference measurement equipment, used for calibration and/or verification, shall be traceable to national (international) standards. 4.3.1.1 Torque measurement The torque measurement uncertainty shall be calculated and included as described in paragraph 4.4.7. The sample rate of the torque sensors shall be in accordance with 4.3.2.1. 4.3.1.2 Rotational speed The uncertainty of the rotational speed sensors for the measurement of input and output speed shall not exceed ± 2 rpm. 4.3.1.3 Temperatures The uncertainty of the temperature sensors for the measurement of the ambient temperature shall not exceed ± 1 °C. The uncertainty of the temperature sensors for the measurement of the oil temperature shall not exceed ± 0,5 °C. 4.3.2 Measurement signals and data recording The following signals shall be recorded for the purpose of the calculation of the torque losses: (i) Input and output torques [Nm] (ii) Input and/or output rotational speeds [rpm] (iii) Ambient temperature [°C] (iv) Oil temperature [°C] (v) Temperature at the torque sensor <table><col/><col/><tr><td><p>4.3.2.1</p></td><td><p>The following minimum sampling frequencies of the sensors shall be applied:</p><div><p>Torque: 1 kHz</p></div><div><p>Rotational speed: 200&#160;Hz</p></div><div><p>Temperatures: 10&#160;Hz</p></div></td></tr></table> <table><col/><col/><tr><td><p>4.3.2.2</p></td><td><p>The recording rate of the data used to determine the arithmetic mean values of each grid point shall be 10&#160;Hz or higher. The raw data do not need to be reported.</p><p>Signal filtering may be applied in agreement with the approval authority. Any aliasing effect shall be avoided.</p></td></tr></table> 4.3.3 Torque range: The extent of the torque loss map to be measured is limited to: — either an output torque of 10 kNm — or an input torque of 5 kNm — or the maximum engine power tolerated by the manufacturer for a specific axle or in case of multiple driven axles according to the nominal power distribution. <table><col/><col/><tr><td><p>4.3.3.1</p></td><td><p>The manufacturer may extend the measurement up to 20 kNm output torque by means of linear extrapolation of torque losses or by performing measurements up to 20 kNm output torque with steps of 2&#160;000 Nm. For this additional torque range another torque sensor at the output side with a maximum torque of 20 kNm (2-machine layout) or two 10 kNm sensors (3-machine layout) shall be used.</p><p>If the radius of the smallest tire is reduced (e.g. product development) after completing the measurement of an axle or when the physic boundaries of the test stand are reached (e.g. by product development changes), the missing points may be extrapolated by the manufacturer out of the existing map. The extrapolated points shall not exceed more than 10&#160;% of all points in the map and the penalty for these points is 5&#160;% torque loss to be added on the extrapolated points.</p></td></tr></table> <table><col/><col/><tr><td><p>4.3.3.2</p></td><td><p>Output torque steps to be measured:</p><table><col/><col/><col/><tr><td><p>250 Nm &lt;<span>T<span>out</span></span> &lt; 1&#160;000 Nm</p></td><td><p>:</p></td><td><p>250 Nm steps</p></td></tr></table><table><col/><col/><col/><tr><td><p>1&#160;000 Nm &#8804;<span>T<span>out</span></span> &#8804; 2&#160;000 Nm</p></td><td><p>:</p></td><td><p>500 Nm steps</p></td></tr></table><table><col/><col/><col/><tr><td><p>2&#160;000 Nm &#8804;<span>T<span>out</span></span> &#8804; 10&#160;000 Nm</p></td><td><p>:</p></td><td><p>1&#160;000 Nm steps</p></td></tr></table><table><col/><col/><col/><tr><td><p><span>T<span>out</span></span> &gt; 10&#160;000 Nm</p></td><td><p>:</p></td><td><p>2&#160;000 Nm steps</p></td></tr></table><p>If the maximum input torque is limited by the manufacturer, the last torque step to be measured is the one below this maximum without consideration of any losses. In that case an extrapolation of the torque loss shall be applied up to the torque corresponding to the manufacturer's limitation with the linear regression based on the torque steps of the corresponding speed step.</p></td></tr></table> 4.3.4 Speed range The range of test speeds shall comprise from 50 rpm wheel speed to the maximum speed. The maximum test speed to be measured is defined by either the maximum axle input speed or the maximum wheel speed, whichever of the following conditions is reached first: 4.3.4.1 The maximum applicable axle input speed may be limited to design specification of the axle. 4.3.4.2 The maximum wheel speed is measured under consideration of the smallest applicable tire diameter at a vehicle speed of 90 km/h for trucks and 110 km/h for coaches. If the smallest applicable tire diameter is not defined, paragraph 4.3.4.1 shall apply. 4.3.5 Wheel speed steps to be measured The wheel speed step width for testing shall be 50 rpm. 4.4 Measurement of torque loss maps for axles 4.4.1 Testing sequence of the torque loss map For each speed step the torque loss shall be measured for each output torque step starting from 250 Nm upward to the maximum and downward to the minimum. The speed steps can be run in any order. The torque measurement sequence shall be performed and recorded twice. Interruptions of the sequence for cooling or heating purposes are permitted. 4.4.2 Measurement duration The measurement duration for each single grid point shall be 5-20 seconds. 4.4.3 Averaging of grid points The recorded values for each grid point within the 5-20 seconds interval in accordance with point 4.4.2 shall be averaged to an arithmetic mean. All four averaged intervals of corresponding speed and torque grid points from both sequences measured each upward and downward shall be averaged to an arithmetic mean and result into one torque loss value. <table><col/><col/><tr><td><p>4.4.4</p></td><td><p>The torque loss (at input side) of the axle shall be calculated by</p><p><img/></p><p>where:</p><table><col/><col/><col/><tr><td><p>T<span>loss</span></p></td><td><p>=</p></td><td><p>Torque loss of the axle at the input side [Nm]</p></td></tr></table><table><col/><col/><col/><tr><td><p><span>T<span>in</span></span></p></td><td><p>=</p></td><td><p>Input torque [Nm]</p></td></tr></table><table><col/><col/><col/><tr><td><p><span>i<span>gear</span></span></p></td><td><p>=</p></td><td><p>Axle gear ratio [-]</p></td></tr></table><table><col/><col/><col/><tr><td><p><span>T<span>out</span></span></p></td><td><p>=</p></td><td><p>Output torque [Nm]</p></td></tr></table></td></tr></table> <table><col/><col/><tr><td><p>4.4.5</p></td><td>Measurement validation<p><a>&#9660;M1</a></p><table><col/><col/><tr><td><p>4.4.5.1</p></td><td><p>The averaged speed values per grid point (5-20&#160;s interval) shall not deviate from the setting values by more than&#160;&#177;&#160;5 rpm for the output speed.</p></td></tr></table><p><a>&#9660;B</a></p><table><col/><col/><tr><td><p>4.4.5.2</p></td><td><p>The averaged output torque values as described under 4.4.3 for each grid point shall not deviate more than &#177;&#160;20 Nm or &#177; 1&#160;% from the torque set point for the according grid point, whichever is the higher value.</p></td></tr></table><table><col/><col/><tr><td><p>4.4.5.3</p></td><td><p>If the above specified criteria are not met the measurement is void. In this case, the measurement for the entire affected speed step shall be repeated. After passing the repeated measurement, the data shall be consolidated.</p></td></tr></table></td></tr></table> <table><col/><col/><tr><td><p>4.4.6</p></td><td>Uncertainty calculation<p>The total uncertainty<span>U<span>T,loss</span></span> of the torque loss shall be calculated based on the following parameters:</p><div><p>i.<span>&#160;</span>Temperature effect</p></div><div><p>ii.<span>&#160;</span>Parasitic loads</p></div><div><p>iii.<span>&#160;</span>Uncertainty (incl. sensitivity tolerance, linearity, hysteresis and repeatability)</p></div><p>The total uncertainty of the torque loss (<span>U<span>T,loss</span>)</span> is based on the uncertainties of the sensors at 95&#160;% confidence level. The calculation shall be done for each applied sensor (e.g. three machine lay out: U<span>T,in</span>, U<span>T,out,1</span>, U<span>Tout,2</span>) as the square root of the sum of squares (&#8216;Gaussian law of error propagation&#8217;).</p><p><img/></p><p><img/></p><p><img/></p><p><img/></p><p><img/></p><p><img/></p><p><span>w<span>para</span></span> =<span>sens<span>para</span></span> *<span>i<span>para</span></span></p><p>where:</p><table><col/><col/><col/><tr><td><p>U<span>T,in/out</span></p></td><td><p>=</p></td><td><p>Uncertainty of input/output torque loss measurement separately for input and output torque; [Nm]</p></td></tr></table><table><col/><col/><col/><tr><td><p>i<span>gear</span></p></td><td><p>=</p></td><td><p>Axle gear ratio [-]</p></td></tr></table><table><col/><col/><col/><tr><td><p>U<span>TKC</span></p></td><td><p>=</p></td><td><p>Uncertainty by temperature influence on current torque signal; [Nm]</p></td></tr></table><table><col/><col/><col/><tr><td><p>w<span>tkc</span></p></td><td><p>=</p></td><td><p>Temperature influence on current torque signal per K<span>ref</span>, declared by sensor manufacturer; [%]</p></td></tr></table><table><col/><col/><col/><tr><td><p>U<span>TK0</span></p></td><td><p>=</p></td><td><p>Uncertainty by temperature influence on zero torque signal (related to nominal torque) [Nm]</p></td></tr></table><table><col/><col/><col/><tr><td><p>w<span>tk0</span></p></td><td><p>=</p></td><td><p>Temperature influence on zero torque signal per K<span>ref</span> (related to nominal torque), declared by sensor manufacturer; [%]</p></td></tr></table><table><col/><col/><col/><tr><td><p>K<span>ref</span></p></td><td><p>=</p></td><td><p>Reference temperature span for tkc and tk0, declared by sensor manufacturer; [&#176;C]</p></td></tr></table><table><col/><col/><col/><tr><td><p>&#916;K</p></td><td><p>=</p></td><td><p>Absolute difference in sensor temperature measured at torque sensor between calibration and measurement; If the sensor temperature cannot be measured, a default value of &#916;K =&#160;15 K shall be used [&#176;C]</p></td></tr></table><table><col/><col/><col/><tr><td><p>T<span>c</span></p></td><td><p>=</p></td><td><p>Current/measured torque value at torque sensor; [Nm]</p></td></tr></table><table><col/><col/><col/><tr><td><p>T<span>n</span></p></td><td><p>=</p></td><td><p>Nominal torque value of torque sensor; [Nm]</p></td></tr></table><table><col/><col/><col/><tr><td><p>U<span>cal</span></p></td><td><p>=</p></td><td><p>Uncertainty by torque sensor calibration; [Nm]</p></td></tr></table><table><col/><col/><col/><tr><td><p>w<span>cal</span></p></td><td><p>=</p></td><td><p>Relative calibration uncertainty (related to nominal torque); [%]</p></td></tr></table><table><col/><col/><col/><tr><td><p>k<span>cal</span></p></td><td><p>=</p></td><td><p>calibration advancement factor (if declared by sensor manufacturer, otherwise =&#160;1)</p></td></tr></table><table><col/><col/><col/><tr><td><p>U<span>para</span></p></td><td><p>=</p></td><td><p>Uncertainty by parasitic loads; [Nm]</p></td></tr></table><table><col/><col/><col/><tr><td><p>w<span>para</span></p></td><td><p>=</p></td><td><p>sens<span>para</span> * i<span>para</span></p><p>Relative influence of forces and bending torques caused by misalignment</p></td></tr></table><table><col/><col/><col/><tr><td><p>sens<span>para</span></p></td><td><p>=</p></td><td><p>Maximum influence of parasitic loads for specific torque sensor declared by sensor manufacturer [%]; if no specific value for parasitic loads is declared by the sensor manufacturer, the value shall be set to 1,0&#160;%</p></td></tr></table><table><col/><col/><col/><tr><td><p>i<span>para</span></p></td><td><p>=</p></td><td><p>Maximum influence of parasitic loads for specific torque sensor depending on test set-up as indicated in section 4.2.3 and 4.2.4 of this annex.</p></td></tr></table></td></tr></table> <table><col/><col/><tr><td><p>4.4.7</p></td><td>Assessment of total uncertainty of the torque loss<p>In the case the calculated uncertainties<span>U<span>T,in/out</span></span> are below the following limits, the reported torque loss<span>T<span>loss,rep</span></span> shall be regarded as equal to the measured torque loss<span>T<span>loss</span></span>.</p><p><span>U<span>T</span>,<span>in</span></span>: 7,5 Nm or 0,25&#160;% of the measured torque, whichever allowed uncertainty value is higher</p><p><span>U<span>T</span>,<span>out</span></span>: 15 Nm or 0,25&#160;% of the measured torque, whichever allowed uncertainty value is higher</p><p>In the case of higher calculated uncertainties, the part of the calculated uncertainty exceeding the above specified limits shall be added to<span>T<span>loss</span></span> for the reported torque loss<span>T<span>loss,rep</span></span> as follows:</p><p>If the limits of<span>U<span>T,in</span></span> are exceeded:</p><div><p><span>T<span>loss,rep</span> = T<span>loss</span> + &#916;UT<span>in</span></span></p></div><div><p><span>&#916;U<span>T,in</span> = MIN((U<span>T,in</span> &#8211; 0,25&#160;% * T<span>c</span>) or (U<span>T,in</span> &#8211; 7,5 Nm))</span></p></div><p>If limits of<span>U<span>T,out</span></span> out are exceeded:</p><div><p><span>T<span>loss,rep</span> = T<span>loss</span> + &#916;U<span>T,out</span>/i<span>gear</span></span></p></div><div><p><span>&#916;U<span>T,out</span> = MIN((U<span>T,out</span> &#8211; 0,25&#160;% * T<span>c</span>) or (U<span>T,out</span> &#8211; 15Nm))</span></p></div><p>where:</p><table><col/><col/><col/><tr><td><p>U<span>T,in/out</span></p></td><td><p>=</p></td><td><p>Uncertainty of input/output torque loss measurement separately for input and output torque; [Nm]</p></td></tr></table><table><col/><col/><col/><tr><td><p>i<span>gear</span></p></td><td><p>=</p></td><td><p>Axle gear ratio [-]</p></td></tr></table><table><col/><col/><col/><tr><td><p>&#916;U<span>T</span></p></td><td><p>=</p></td><td><p>The part of the calculated uncertainty exceeding the specified limits</p></td></tr></table></td></tr></table> <table><col/><col/><tr><td><p>4.4.8</p></td><td>Complement of torque loss map data<table><col/><col/><tr><td><p>4.4.8.1</p></td><td><p>If the torque values exceed the upper range limit linear extrapolation shall be applied. For the extrapolation the slope of linear regression based on all measured torque points for the corresponding speed step shall be applied.</p></td></tr></table><table><col/><col/><tr><td><p>4.4.8.2</p></td><td><p>For the output torque range values below 250 Nm the torque loss values of the 250 Nm point shall be applied.</p></td></tr></table><table><col/><col/><tr><td><p>4.4.8.3</p></td><td><p>For 0 rpm wheel speed rpm the torque loss values of the 50 rpm speed step shall be applied.</p></td></tr></table><table><col/><col/><tr><td><p>4.4.8.4</p></td><td><p>For negative input torques (e.g. overrun, free rolling), the torque loss value measured for the related positive input torque shall be applied.</p></td></tr></table><p><a>&#9660;M1</a></p><table><col/><col/><tr><td><p>4.4.8.5</p></td><td><p>In case of a tandem axle, the combined torque loss map for both axles shall be calculated out of the test results for the single axles at the input side. The input torques shall also be added.</p><p><span>T<span>loss,rep,tdm</span></span> =<span>T<span>loss,rep,</span></span><span>1</span> +<span>T<span>loss,rep,</span></span><span>2</span></p><p><span>T<span>in,tdm</span></span> =<span>T<span>in,</span></span><span>1</span> +<span>T<span>in,</span></span><span>2</span></p></td></tr></table><p><a>&#9660;B</a></p></td></tr></table> 5. Conformity of the certified CO 2 emissions and fuel consumption related properties <table><col/><col/><tr><td><p>5.1.</p></td><td><p>Every axle type approved in accordance with this Annex shall be so manufactured as to conform, with regard to the description as given in the certification form and its annexes, to the approved type. The conformity of the certified CO<span>2</span> emissions and fuel consumption related properties procedures shall comply with those set out in Article 12 of Directive 2007/46/EC.</p></td></tr></table> <table><col/><col/><tr><td><p>5.2.</p></td><td><p>Conformity of the certified CO<span>2</span> emissions and fuel consumption related properties shall be checked on the basis of the description in the certificate set out in Appendix 1 to this Annex and the specific conditions laid down in this paragraph.</p></td></tr></table> <table><col/><col/><tr><td><p>5.3.</p></td><td><p>The manufacturer shall test annually at least the number of axles indicated in Table 1 based on the annual production numbers. For the purpose of establishing the production numbers, only axles which fall under the requirements of this Regulation shall be considered.</p></td></tr></table> <table><col/><col/><tr><td><p>5.4.</p></td><td><p>Each axle which is tested by the manufacturer shall be representative for a specific family.</p></td></tr></table> <table><col/><col/><tr><td><p>5.5.</p></td><td><p>The number of families of single reduction (SR) axles and other axles for which the tests shall be conducted is shown in Table 1.</p><p><br/></p><div><p><br/></p><p><span>Table 1</span></p><p><span>Sample size for conformity testing</span></p><table><col/><col/><col/><tbody><tr><td><p>Production number</p></td><td><p>Number of test for SR axles</p></td><td><p>Number of tests for other axles than SR axles</p></td></tr><tr><td><p>0 &#8211; 40&#160;000</p></td><td><p>2</p></td><td><p>1</p></td></tr><tr><td><p>40&#160;001 &#8211; 50&#160;000</p></td><td><p>2</p></td><td><p>2</p></td></tr><tr><td><p>50&#160;001 &#8211; 60&#160;000</p></td><td><p>3</p></td><td><p>2</p></td></tr><tr><td><p>60&#160;001 &#8211; 70&#160;000</p></td><td><p>4</p></td><td><p>2</p></td></tr><tr><td><p>70&#160;001 &#8211; 80&#160;000</p></td><td><p>5</p></td><td><p>2</p></td></tr><tr><td><p>80&#160;001 and more</p></td><td><p>5</p></td><td><p>3</p></td></tr></tbody></table></div></td></tr></table> <table><col/><col/><tr><td><p>5.6.</p></td><td><p>The two axle families with the highest production volumes shall always be tested. The manufacturer shall justify (e.g. by showing sales numbers) to the approval authority the number of tests which has been performed and the choice of the families. The remaining families for which the tests are to be performed shall be agreed between the manufacturer and the approval authority.</p></td></tr></table> <table><col/><col/><tr><td><p>5.7.</p></td><td><p>For the purpose of the conformity of the certified CO<span>2</span> emissions and fuel consumption related properties testing the approval authority shall identify together with the manufacturer the axle type(s) to be tested. The approval authority shall ensure that the selected axle type(s) are manufactured according to the same standards as for serial production.</p></td></tr></table> <table><col/><col/><tr><td><p>5.8.</p></td><td><p>If the result of a test performed in accordance with point 6 is higher than the one specified in point 6.4, three additional axles from the same family shall be tested. If at least one of them fails, provisions of Article 23 shall apply.</p></td></tr></table> 6. Production conformity testing <table><col/><col/><tr><td><p>6.1</p></td><td><p>For conformity of the certified CO<span>2</span> emissions and fuel consumption related properties testing, one of the following methods shall apply upon prior agreement between the approval authority and the applicant for a certificate:</p><div><p>(a)<span>&#160;</span>Torque loss measurement according to this Annex by following the full procedure limited to the grid points described in 6.2.</p></div><div><p>(b)<span>&#160;</span>Torque loss measurement according to this Annex by following the full procedure limited to the grid points described in 6.2, with exception of the run-in procedure. In order to consider the run-in characteristic of an axle, a corrective factor may be applied. This factor shall be determined according to good engineering judgement and with agreement of the approval authority.</p></div><div><p>(c)<span>&#160;</span>Measurement of drag torque according to paragraph 6.3. The manufacturer may choose a run-in procedure according to good engineering judgement up to 100&#160;h.</p></div></td></tr></table> <table><col/><col/><tr><td><p>6.2</p></td><td><p>If the conformity of the certified CO<span>2</span> emissions and fuel consumption related properties assessment is performed according to 6.1. a) or b) the grid points for this measurement are limited to 4 grid points from the approved torque loss map.</p><table><col/><col/><tr><td><p>6.2.1</p></td><td><p>For that purpose the full torque loss map of the axle to be tested for conformity of the certified CO<span>2</span> emissions and fuel consumption related properties shall be segmented into three equidistant speed ranges and three torque ranges in order to define nine control areas as shown in figure 2.</p><p><a>&#9660;M1</a></p><p><span>Figure 2</span></p><p><span>Speed and torque range for conformity of the certified CO<span>2</span> emissions and fuel consumption related properties testing</span></p><p><img/></p><p><a>&#9660;B</a></p></td></tr></table><table><col/><col/><tr><td><p>6.2.2</p></td><td><p>For four control areas one point shall be selected, measured and evaluated according to the full procedure as described in section 4.4. Each control point shall be selected in the following manner:</p><div><p>(i)<span>&#160;</span>The control areas shall be selected depending on the axle line:</p></div><div><p>&#8212;<span>&#160;</span>SR axles including tandem combinations: Control areas 5, 6, 8 and 9</p></div><div><p>&#8212;<span>&#160;</span>HR axles including tandem combinations: Control areas 2, 3, 4 and 5</p></div><div><p>(ii)<span>&#160;</span>The selected point shall be located in the centre of the area referring to the speed range and the applicable torque range for the according speed.</p></div><div><p>(iii)<span>&#160;</span>In order to have a corresponding point for comparison with the loss map measured for certification, the selected point shall be moved to the closest measured point from the approved map.</p></div></td></tr></table><table><col/><col/><tr><td><p>6.2.3</p></td><td><p>For each measured point of the conformity of the certified CO<span>2</span> emissions and fuel consumption related properties test and its corresponding point of the type approved map, the efficiency shall be calculated with:</p><p><img/></p><p>where:</p><table><col/><col/><col/><tr><td><p><span>&#951;<span>i</span></span></p></td><td><p>=</p></td><td><p>Efficiency of the grid point from each single control area 1 to 9</p></td></tr></table><table><col/><col/><col/><tr><td><p><span>T<span>out</span></span></p></td><td><p>=</p></td><td><p>Output torque [Nm]</p></td></tr></table><table><col/><col/><col/><tr><td><p><span>T<span>in</span></span></p></td><td><p>=</p></td><td><p>Input torque [Nm]</p></td></tr></table><table><col/><col/><col/><tr><td><p>i<span>axle</span></p></td><td><p>=</p></td><td><p>axle ratio [-]</p></td></tr></table></td></tr></table><table><col/><col/><tr><td><p>6.2.4</p></td><td><p>The average efficiency of the control area shall be calculated as follows:</p><div><p>For SR axles:</p><div><p><img/></p></div><div><p><img/></p></div><div><p><img/></p></div></div><div><p>For HR axles:</p><div><p><img/></p></div><div><p><img/></p></div><div><p><img/></p></div></div><p>where:</p><table><col/><col/><col/><tr><td><p><span>&#951;<span>avr,low speed</span></span></p></td><td><p>=</p></td><td><p>average efficiency for low speed</p></td></tr></table><table><col/><col/><col/><tr><td><p><span>&#951;<span>avr,mid speed</span></span></p></td><td><p>=</p></td><td><p>average efficiency for mid speed</p></td></tr></table><table><col/><col/><col/><tr><td><p><span>&#951;<span>avr,high speed</span></span></p></td><td><p>=</p></td><td><p>average efficiency for high speed</p></td></tr></table><table><col/><col/><col/><tr><td><p><span>&#951;<span>avr,total</span></span></p></td><td><p>=</p></td><td><p>simplified averaged efficiency for axle</p></td></tr></table></td></tr></table><table><col/><col/><tr><td><p>6.2.5</p></td><td><p>If the conformity of the certified CO<span>2</span> emissions and fuel consumption related properties assessment is performed in accordance with 6.1. c), the drag torque of the parent axle of the family to which the tested axle belongs shall be determined during the certification. This can be done prior to the run-in procedure or after the run-in procedure according to paragraph 3.1 or by linear extrapolation of all the torque map values for each speed step downwards to 0&#160;Nm.</p></td></tr></table></td></tr></table> <table><col/><col/><tr><td><p>6.3</p></td><td>Determination of drag torque<table><col/><col/><tr><td><p>6.3.1</p></td><td><p>For determination of the drag torque of an axle a simplified test set-up with one electric machine and one torque sensor on the input side is required.</p></td></tr></table><table><col/><col/><tr><td><p>6.3.2</p></td><td><p>The test conditions according to paragraph 4.1 shall apply. The uncertainty calculation regarding torque may be omitted.</p></td></tr></table><table><col/><col/><tr><td><p>6.3.3</p></td><td><p>The drag torque shall be measured in the speed range of the approved type according to paragraph 4.3.4 under consideration of the speed steps according to 4.3.5.</p></td></tr></table></td></tr></table> <table><col/><col/><tr><td><p>6.4.</p></td><td>Conformity of the certified CO<span>2</span> emissions and fuel consumption related properties test assessment<table><col/><col/><tr><td><p>6.4.1</p></td><td><p>A conformity of the certified CO<span>2</span> emissions and fuel consumption related properties test is passed when one of the following conditions apply:</p><p><a>&#9660;M1</a></p><div><p>(a)<span>&#160;</span>If a torque loss measurement in accordance with points 6.1(a) or (b) is conducted, the average efficiency of the tested axle during conformity of the certified CO<span>2</span> emissions and fuel consumption related properties procedure shall not be lower than 1,5&#160;% for SR axles and 2,0&#160;% for all other axles lines below the corresponding average efficiency of the type approved axle.</p></div><div><p>(b)<span>&#160;</span>If a measurement of drag torque in accordance with point 6.1(c) is conducted, the drag torque of the tested axle during conformity of the certified CO<span>2</span> emissions and fuel consumption related properties procedure shall be lower than the corresponding drag torque of the type approved axle or within the tolerance indicated in Table 2.</p></div><p><a>&#9660;B</a></p><p><br/></p><div><p><br/></p><p><span>Table 2</span></p><table><col/><col/><col/><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>Axleline</p></td><td><p>Tolerances for axles measured in CoP after run-in</p><p>Comparison to Td0</p></td><td><p>Tolerances for axles measured in CoP without run in</p><p>Comparison to Td0</p></td></tr><tr><td><p>for i</p></td><td><p>tolerance Td0_input [Nm]</p></td><td><p>for i</p></td><td><p>tolerance Td0_input [Nm]</p></td><td><p>for i</p></td><td><p>tolerance Td0_input Nm]</p></td><td><p>for i</p></td><td><p>tolerance Td0_input [Nm]</p></td></tr><tr><td><p><span>SR</span></p></td><td><p>&#8804; 3</p></td><td><p>15</p></td><td><p>&gt; 3</p></td><td><p>12</p></td><td><p>&#8804; 3</p></td><td><p>25</p></td><td><p>&gt; 3</p></td><td><p>20</p></td></tr><tr><td><p><span>SRT</span></p></td><td><p>&#8804; 3</p></td><td><p>16</p></td><td><p>&gt; 3</p></td><td><p>13</p></td><td><p>&#8804; 3</p></td><td><p>27</p></td><td><p>&gt; 3</p></td><td><p>21</p></td></tr><tr><td><p><span>SP</span></p></td><td><p>&#8804; 6</p></td><td><p>11</p></td><td><p>&gt; 6</p></td><td><p>10</p></td><td><p>&#8804; 6</p></td><td><p>18</p></td><td><p>&gt; 6</p></td><td><p>16</p></td></tr><tr><td><p><span>HR</span></p></td><td><p>&#8804; 7</p></td><td><p>10</p></td><td><p>&gt; 7</p></td><td><p>9</p></td><td><p>&#8804; 7</p></td><td><p>16</p></td><td><p>&gt; 7</p></td><td><p>15</p></td></tr><tr><td><p><span>HRT</span></p></td><td><p>&#8804; 7</p></td><td><p>11</p></td><td><p>&gt; 7</p></td><td><p>10</p></td><td><p>&#8804; 7</p></td><td><p>18</p></td><td><p>&gt; 7</p></td><td><p>16</p></td></tr></tbody></table></div><table><col/><col/><col/><tr><td><p>i</p></td><td><p>=</p></td><td><p>gear ratio.</p></td></tr></table></td></tr></table></td></tr></table> Appendix 1 MODEL OF A CERTIFICATE OF A COMPONENT, SEPARATE TECHNICAL UNIT OR SYSTEM Maximum format: A4 (210 × 297 mm) CERTIFICATE ON CO 2 EMISSIONS AND FUEL CONSUMPTION RELATED PROPERTIES OF AN AXLE FAMILY <table><col/><col/><tbody><tr><td><p>Communication concerning:</p><div><p>&#8212;&#160;granting&#160;<a>(<span>1</span>)</a></p></div><div><p>&#8212;&#160;extension&#160;<a>(<span>1</span>)</a></p></div><div><p>&#8212;&#160;refusal&#160;<a>(<span>1</span>)</a></p></div><div><p>&#8212;&#160;withdrawal&#160;<a>(<span>1</span>)</a></p></div></td><td><div>Administration stamp</div></td></tr><tr><td><p><a>(<span>1</span>)&#160;&#160;&#160;</a>Delete where not applicable (there are cases where nothing needs to be deleted when more than one entry is applicable)</p></td></tr></tbody></table> of a certificate on CO 2 emission and fuel consumption related properties of an axle family in accordance with Commission Regulation (EU) 2017/2400. Commission Regulation (EU) 2017/2400 as last amended by … Certification number: Hash: Reason for extension: SECTION I <table><col/><col/><tr><td><p>0.1</p></td><td><p>Make (trade name of manufacturer):</p></td></tr></table> <table><col/><col/><tr><td><p>0.2</p></td><td><p>Type:</p></td></tr></table> <table><col/><col/><tr><td><p>0.3</p></td><td><p>Means of identification of type, if marked on the axle</p></td></tr></table> <table><col/><col/><tr><td><p>0.3.1</p></td><td><p>Location of the marking:</p></td></tr></table> <table><col/><col/><tr><td><p>0.4</p></td><td><p>Name and address of manufacturer:</p></td></tr></table> <table><col/><col/><tr><td><p>0.5</p></td><td><p>In the case of components and separate technical units, location and method of affixing of the EC certification mark:</p></td></tr></table> <table><col/><col/><tr><td><p>0.6</p></td><td><p>Name(s) and address(es) of assembly plant(s):</p></td></tr></table> <table><col/><col/><tr><td><p>0.7</p></td><td><p>Name and address of the manufacturer's representative (if any)</p></td></tr></table> SECTION II <table><col/><col/><tr><td><p>1.</p></td><td><p>Additional information (where applicable): see Addendum</p></td></tr></table> <table><col/><col/><tr><td><p>2.</p></td><td><p>Approval authority responsible for carrying out the tests:</p></td></tr></table> <table><col/><col/><tr><td><p>3.</p></td><td><p>Date of test report</p></td></tr></table> <table><col/><col/><tr><td><p>4.</p></td><td><p>Number of test report</p></td></tr></table> <table><col/><col/><tr><td><p>5.</p></td><td><p>Remarks (if any): see Addendum</p></td></tr></table> <table><col/><col/><tr><td><p>6.</p></td><td><p>Place</p></td></tr></table> <table><col/><col/><tr><td><p>7.</p></td><td><p>Date</p></td></tr></table> <table><col/><col/><tr><td><p>8.</p></td><td><p>Signature</p></td></tr></table> Attachments: 1. Information document 2. Test report Appendix 2 Axle information document <table><col/><col/><tbody><tr><td><p>Information document no.:</p></td><td><p>Issue:</p><p>Date of issue:</p><p>Date of Amendment:</p></td></tr></tbody></table> pursuant to … Axle type/family (if applicable): … 0. GENERAL <table><col/><col/><tr><td><p>0.1</p></td><td><p>Name and address of manufacturer</p></td></tr></table> <table><col/><col/><tr><td><p>0.2</p></td><td><p>Make (trade name of manufacturer):</p></td></tr></table> <table><col/><col/><tr><td><p>0.3</p></td><td><p>Axle type:</p></td></tr></table> <table><col/><col/><tr><td><p>0.4</p></td><td><p>Axle family (if applicable):</p></td></tr></table> <table><col/><col/><tr><td><p>0.5</p></td><td><p>Axle type as separate technical unit / Axle family as separate technical unit</p></td></tr></table> <table><col/><col/><tr><td><p>0.6</p></td><td><p>Commercial name(s) (if available):</p></td></tr></table> <table><col/><col/><tr><td><p>0.7</p></td><td><p>Means of identification of type, if marked on the axle:</p></td></tr></table> <table><col/><col/><tr><td><p>0.8</p></td><td><p>In the case of components and separate technical units, location and method of affixing of the certification mark:</p></td></tr></table> <table><col/><col/><tr><td><p>0.9</p></td><td><p>Name(s) and address(es) of assembly plant(s):</p></td></tr></table> <table><col/><col/><tr><td><p>0.10</p></td><td><p>Name and address of the manufacturer's representative:</p></td></tr></table> PART 1 ESSENTIAL CHARACTERISTICS OF THE (PARENT) AXLE AND THE AXLE TYPES WITHIN AN AXLE FAMILY <table><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>&#160;</p><div/></td><td><p><span>Parent axle</span></p></td><td><p><span>Family member</span></p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>&#160;</p><div/></td></tr><tr><td><p><span>or axle type</span></p></td><td><p><span>#1</span></p></td><td><p><span>#2</span></p></td><td><p><span>#3</span></p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>&#160;</p><div/></td></tr></tbody></table> ————— 1.0 SPECIFIC AXLE INFORMATION <table><col/><col/><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>1.1</p></td><td><p>Axle line (SR, HR, SP, SRT, HRT)</p></td><td><p>&#8230;</p></td><td><p>&#160;</p><div/></td><td><p>&#8230;</p></td><td><p>&#8230;</p></td><td><p>&#8230;</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>1.2</p></td><td><p>Axle gear ratio</p></td><td><p>&#160;</p><div/></td><td><p>&#8230;</p></td><td><p>&#160;</p><div/></td><td><p>&#8230;</p></td><td><p>&#8230;</p></td><td><p>&#8230;</p></td></tr><tr><td><p>1.3</p></td><td><p>Axle housing (number/ID/drawing)</p></td><td><p>&#160;</p><div/></td><td><p>&#8230;</p></td><td><p>&#160;</p><div/></td><td><p>&#8230;</p></td><td><p>&#8230;</p></td><td><p>&#8230;</p></td></tr><tr><td><p>1.4</p></td><td><p>Gear specifications</p></td><td><p>&#8230;</p></td><td><p>&#160;</p><div/></td><td><p>&#8230;</p></td><td><p>&#8230;</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>1.4.1</p></td><td><p>Crown wheel diameter; [mm]</p></td><td><p>&#160;</p><div/></td><td><p>&#8230;</p></td><td><p>&#160;</p><div/></td><td><p>&#8230;</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>1.4.2</p></td><td><p>Vertical offset pinion/crown wheel; [mm]</p></td><td><p>&#8230;</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr></tbody></table> <table><col/><col/><tr><td><p>1.4.3</p></td><td><p>Pinion angle with respect to horizontal plane; [&#176;]</p></td></tr></table> <table><col/><col/><tr><td><p>1.4.4</p></td><td><p>For portal axles only:</p><p>Angle between pinion axle and crown wheel axle; [&#176;]</p></td></tr></table> <table><col/><col/><tr><td><p>1.4.5</p></td><td><p>Teeth number of pinion</p></td></tr></table> <table><col/><col/><tr><td><p>1.4.6</p></td><td><p>Teeth number of crown gear</p></td></tr></table> <table><col/><col/><tr><td><p>1.4.7</p></td><td><p>Horizontal offset of pinion; [mm]</p></td></tr></table> <table><col/><col/><tr><td><p>1.4.8</p></td><td><p>Horizontal offset of crown wheel; [mm]</p></td></tr></table> <table><col/><col/><tr><td><p>1.5</p></td><td><p>Oil volume; [cm<span>3</span>]</p></td></tr></table> <table><col/><col/><tr><td><p>1.6</p></td><td><p>Oil level; [mm]</p></td></tr></table> <table><col/><col/><tr><td><p>1.7</p></td><td><p>Oil specification</p></td></tr></table> <table><col/><col/><tr><td><p>1.8</p></td><td><p>Bearing type (number/ID/drawing)</p></td></tr></table> <table><col/><col/><tr><td><p>1.9</p></td><td><p>Seal type (main diameter, lip number); [mm]</p></td></tr></table> <table><col/><col/><tr><td><p>1.10.</p></td><td><p>Wheel ends (number/ID/drawing)</p><table><col/><col/><tr><td><p>1.10.1</p></td><td><p>Bearing type (number/ID/drawing)</p></td></tr></table><table><col/><col/><tr><td><p>1.10.2</p></td><td><p>Seal type (main diameter, lip number); [mm]</p></td></tr></table><table><col/><col/><tr><td><p>1.10.3</p></td><td><p>Grease type</p></td></tr></table></td></tr></table> <table><col/><col/><tr><td><p>1.11.</p></td><td><p>Number of planetary/spur gears</p></td></tr></table> <table><col/><col/><tr><td><p>1.12</p></td><td><p>Smallest width of planetary/spur gears; [mm]</p></td></tr></table> <table><col/><col/><tr><td><p>1.13</p></td><td><p>Gear ratio of hub reduction</p></td></tr></table> LIST OF ATTACHMENTS <table><col/><col/><col/><tbody><tr><td><p><span>No.:</span></p></td><td><p><span>Description:</span></p></td><td><p><span>Date of issue:</span></p></td></tr><tr><td><p>1</p></td><td><p>&#8230;</p></td><td><p>&#8230;</p></td></tr><tr><td><p>2</p></td><td><p>&#8230;</p></td><td><p>&#160;</p><div/></td></tr></tbody></table> Appendix 3 Calculation of the standard torque loss The standard torque losses for axles are shown in Table 1. The standard table values consist of the sum of a generic constant efficiency value covering the load dependent losses and a generic basic drag torque loss to cover the drag losses at low loads. Tandem axles shall be calculated using a combined efficiency for an axle including drive-thru (SRT, HRT) plus the matching single axle (SR, HR). Table 1 Generic efficiency and drag loss <table><col/><col/><col/><tbody><tr><td><p>Basic function</p></td><td><p>Generic efficiency</p><p><span>&#951;</span></p></td><td><p>Drag torque</p><p>(wheel side)</p><p><span>T<span>d0</span> = T<span>0</span> + T<span>1</span> * i<span>gear</span></span></p></td></tr><tr><td><p><span>Single reduction axle (SR)</span></p></td><td><p>0,98</p></td><td><p><span>T<span>0</span></span> = 70 Nm</p><p><span>T<span>1</span></span> = 20 Nm</p></td></tr><tr><td><p><span>Single reduction tandem axle (SRT) /</span></p><p><span>single portal axle (SP)</span></p></td><td><p>0,96</p></td><td><p><span>T<span>0</span></span> = 80 Nm</p><p><span>T<span>1</span></span> = 20 Nm</p></td></tr><tr><td><p><span>Hub reduction axle (HR)</span></p></td><td><p>0,97</p></td><td><p><span>T<span>0</span></span> = 70 Nm</p><p><span>T<span>1</span></span> = 20 Nm</p></td></tr><tr><td><p><span>Hub reduction tandem axle (HRT)</span></p></td><td><p>0,95</p></td><td><p><span>T<span>0</span></span> = 90 Nm</p><p><span>T<span>1</span></span> = 20 Nm</p></td></tr></tbody></table> The basic drag torque (wheel side) T d0 is calculated by T d0 = T 0 + T 1 * i gear using the values from Table 1. The standard torque loss T loss,std on the wheel side of the axle is calculated by where: <table><col/><col/><col/><tr><td><p>T<span>loss,std</span></p></td><td><p>=</p></td><td><p>Standard torque loss at the wheel side [Nm]</p></td></tr></table> <table><col/><col/><col/><tr><td><p>T<span>d0</span></p></td><td><p>=</p></td><td><p>Basis drag torque over the complete speed range [Nm]</p></td></tr></table> <table><col/><col/><col/><tr><td><p>i<span>gear</span></p></td><td><p>=</p></td><td><p>Axle gear ratio [-]</p></td></tr></table> <table><col/><col/><col/><tr><td><p>&#951;</p></td><td><p>=</p></td><td><p>Generic efficiency for load dependent losses [-]</p></td></tr></table> <table><col/><col/><col/><tr><td><p>T<span>out</span></p></td><td><p>=</p></td><td><p>Output torque [Nm]</p></td></tr></table> Appendix 4 Family Concept <table><col/><col/><tr><td><p>1.</p></td><td><p>The applicant for a certificate shall submit to the approval authority an application for a certificate for an axle family based on the family criteria as indicated in paragraph 3.</p><p>An axle family is characterized by design and performance parameters. These shall be common to all axles within the family. The axle manufacturer may decide which axle belongs to an axle family, as long as the family criteria of paragraph 4 are respected. In addition to the parameters listed in paragraph 4, the axle manufacturer may introduce additional criteria allowing the definition of families of more restricted size. These parameters are not necessarily parameters that have an influence on the level of performance. The axle family shall be approved by the approval authority. The manufacturer shall provide to the approval authority the appropriate information relating to the performance of the members of the axle family.</p></td></tr></table> <table><col/><col/><tr><td><p>2.</p></td><td>Special cases<p>In some cases there may be interaction between parameters. This shall be taken into consideration to ensure that only axles with similar characteristics are included within the same axle family. These cases shall be identified by the manufacturer and notified to the approval authority. It shall then be taken into account as a criterion for creating a new axle family.</p><p>In case of parameters, which are not listed in paragraph 3 and which have a strong influence on the level of performance, this parameters shall be identified by the manufacturer on the basis of good engineering practice, and shall be notified to the approval authority.</p></td></tr></table> <table><col/><col/><tr><td><p>3.</p></td><td>Parameters defining an axle family:<p>3.1&#160;&#160;&#160;<span>Axle category</span></p><div><p>(a)<span>&#160;</span>Single reduction axle (SR)</p></div><div><p>(b)<span>&#160;</span>Hub reduction axle (HR)</p></div><div><p>(c)<span>&#160;</span>Single portal axle (SP)</p></div><div><p>(d)<span>&#160;</span>Single reduction tandem axle (SRT)</p></div><div><p>(e)<span>&#160;</span>Hub reduction tandem axle (HRT)</p></div><div><p>(f)<span>&#160;</span>Same inner axle housing geometry between differential bearings and horizontal plane of centre of pinion shaft according to drawing specification (Exception for single portal axles (SP)). Geometry changes due to an optional integration of a differential lock are permitted within the same axle family. In case of mirror inverted axle casings of axles, the mirror inverted axles can be combined in the same axle family as the origin axles, under the premise, that the bevel gear sets are adapted to the other running direction (change of spiral direction).</p></div><p><a>&#9660;M1</a></p><div><p>(g)<span>&#160;</span>Crown wheel diameter (+&#160;1,5&#160;%/&#8211; 8&#160;% ref. to the largest drawing diameter)</p></div><p><a>&#9660;B</a></p><div><p>(h)<span>&#160;</span>Vertical hypoid offset pinion/crown wheel within &#177; 2&#160;mm</p></div><div><p>(i)<span>&#160;</span>In case of single portal axles (SP): Pinion angle with respect to horizontal plane within &#177; 5&#176;</p></div><div><p>(j)<span>&#160;</span>In case of single portal axles (SP): Angle between pinion axle and crown wheel axle within &#177; 3,5&#176;</p></div><div><p>(k)<span>&#160;</span>In case of hub reduction and single portal axles (HR, HRT, FHR, SP): Same number of planetary gear and spur wheels</p></div><p><a>&#9660;M1</a></p><div><p>(l)<span>&#160;</span>Gear ratio of every gear step within an axle in a range of 2, as long as only one gear set is changed</p></div><p><a>&#9660;B</a></p><div><p>(m)<span>&#160;</span>Oil level within &#177; 10&#160;mm or oil volume &#177; 0,5 litre referring to drawing specification and the installation position in the vehicle</p></div><div><p>(n)<span>&#160;</span>Same oil type viscosity grade (recommended factory fill)</p></div><div><p>(o)<span>&#160;</span>For all bearings: same bearing rolling/sliding circle diameter (inner/outer) and width within &#177; 2&#160;mm ref. to drawing</p></div><p><a>&#9660;M1</a>&#160;&#8212;&#8212;&#8212;&#8212;&#8212;</p><p><a>&#9660;B</a></p></td></tr></table> <table><col/><col/><tr><td><p>4.</p></td><td>Choice of the parent axle:<table><col/><col/><tr><td><p>4.1</p></td><td><p>The parent axle within an axle family is determined as the axle with the highest axle ratio. In case of more than two axles having the same axle ratio, the manufacturer shall provide an analysis in order to determine the worst-case axle as parent axle.</p></td></tr></table><table><col/><col/><tr><td><p>4.2.</p></td><td><p>The approval authority may conclude that the worst-case torque loss of the family can best be characterized by testing additional axles. In this case, the axle manufacturer shall submit the appropriate information to determine the axle within the family likely to have the highest torque loss level.</p></td></tr></table><table><col/><col/><tr><td><p>4.3.</p></td><td><p>If axles within the family incorporate other features which may be considered to affect the torque losses, these features shall also be identified and taken into account in the selection of the parent axle.</p></td></tr></table></td></tr></table> Appendix 5 Markings and numbering 1. Markings In the case of an axle being type approved accordant to this Annex, the axle shall bear: 1.1. The manufacturer's name or trade mark 1.2 The make and identifying type indication as recorded in the information referred to in paragraph 0.2 and 0.3 of Appendix 2 to this Annex 1.3 The certification mark as a rectangle surrounding the lower-case letter ‘e’ followed by the distinguishing number of the Member State which has granted the certificate: 1 for Germany; 2 for France; 3 for Italy; 4 for the Netherlands; 5 for Sweden; 6 for Belgium; 7 for Hungary; 8 for the Czech Republic; 9 for Spain; 11 for the United Kingdom; 12 for Austria; 13 for Luxembourg; 17 for Finland; 18 for Denmark; 19 for Romania; 20 for Poland; 21 for Portugal; 23 for Greece; 24 for Ireland; 25 for Croatia; 26 for Slovenia; 27 for Slovakia; 29 for Estonia; 32 for Latvia; 34 for Bulgaria; 36 for Lithuania; 49 for Cyprus; 50 for Malta <table><col/><col/><tr><td><p>1.4</p></td><td><p>The certification mark shall also include in the vicinity of the rectangle the &#8216;base certification number&#8217; as specified for Section 4 of the type-approval number set out in Annex VII to Directive 2007/46/EC, preceded by the two figures indicating the sequence number assigned to the latest technical amendment to this Regulation and by a character &#8216;L&#8217; indicating that the certificate has been granted for an axle.</p><p>For this Regulation, the sequence number shall be 00.</p><p>1.4.1&#160;&#160;&#160;<span>Example and dimensions of the certification mark</span></p><p><img/></p><p>The above certification mark affixed to an axle shows that the type concerned has been approved in Poland (e20), pursuant to this Regulation. The first two digits (00) are indicating the sequence number assigned to the latest technical amendment to this Regulation. The following letter indicates that the certificate was granted for an axle&#160;(L). The last four digits (0004) are those allocated by the type-approval authority to the axle as the base certification number.</p></td></tr></table> <table><col/><col/><tr><td><p>1.5</p></td><td><p>Upon request of the applicant for a certificate and after prior agreement with the type-approval authority other type sizes than indicated in 1.4.1 may be used. Those other type sizes shall remain clearly legible.</p></td></tr></table> <table><col/><col/><tr><td><p>1.6</p></td><td><p>The markings, labels, plates or stickers must be durable for the useful life of the axle and must be clearly legible and indelible. The manufacturer shall ensure that the markings, labels, plates or sticker cannot be removed without destroying or defacing them.</p></td></tr></table> <table><col/><col/><tr><td><p>1.7</p></td><td><p>The certification number shall be visible when the axle is installed on the vehicle and shall be affixed to a part necessary for normal operation and not normally requiring replacement during component life.</p></td></tr></table> 2. Numbering: <table><col/><col/><tr><td><p>2.1.</p></td><td><p>Certification number for axles shall comprise the following:</p><p>eX*YYYY/YYYY*ZZZZ/ZZZZ*L*0000*00</p><p><br/></p><div><p><br/></p><table><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>Section 1</p></td><td><p>Section 2</p></td><td><p>Section 3</p></td><td><p>Additional letter to Section 3</p></td><td><p>Section 4</p></td><td><p>Section 5</p></td></tr><tr><td><p>Indication of country issuing the certificate</p></td><td><p>HDV CO<span>2</span> certification Regulation (2017/2400)</p></td><td><p>Latest amending Regulation (ZZZZ/ZZZZ)</p></td><td><p>L = Axle</p></td><td><p>Base certification number 0000</p></td><td><p>Extension 00</p></td></tr></tbody></table></div></td></tr></table> Appendix 6 Input parameters for the simulation tool Introduction This Appendix describes the list of parameters to be provided by the component manufacturer as input to the simulation tool. The applicable XML schema as well as example data are available at the dedicated electronic distribution platform. Definitions <table><col/><col/><tr><td><p>(1)</p></td><td><p>&#8216;Parameter ID&#8217;:Unique identifier as used in the simulation tool for a specific input parameter or set of input data</p></td></tr></table> <table><col/><col/><tr><td><p>(2)</p></td><td><p>&#8216;Type&#8217;:</p><p>Data type of the parameter</p><table><col/><col/><tr><td><p>string &#8230;</p></td><td><p>sequence of characters in ISO8859-1 encoding</p></td></tr></table><table><col/><col/><tr><td><p>token &#8230;</p></td><td><p>sequence of characters in ISO8859-1 encoding, no leading/trailing whitespace</p></td></tr></table><table><col/><col/><tr><td><p>date &#8230;</p></td><td><p>date and time in UTC time in the format: YYYY-MM-DD<span><span>T</span></span>HH:MM:SS<span><span>Z</span></span> with italic letters denoting fixed characters e.g. &#8216;2002-05-30T09:30:10Z&#8217;</p></td></tr></table><table><col/><col/><tr><td><p>integer &#8230;</p></td><td><p>value with an integral data type, no leading zeros, e.g. &#8216;1800&#8217;</p></td></tr></table><table><col/><col/><tr><td><p>double, X &#8230;</p></td><td><p>fractional number with exactly X digits after the decimal sign (&#8216;.&#8217;) and no leading zeros e.g. for &#8216;double, 2&#8217;: &#8216;2345.67&#8217;; for &#8216;double, 4&#8217;: &#8216;45.6780&#8217;</p></td></tr></table></td></tr></table> <table><col/><col/><tr><td><p>(3)</p></td><td><p>&#8216;Unit&#8217; &#8230;physical unit of the parameter</p></td></tr></table> Set of input parameters Table 1 Input parameters ‘Axlegear/General’ <table><col/><col/><col/><col/><col/><tbody><tr><td><p>Parameter name</p></td><td><p>Param ID</p></td><td><p>Type</p></td><td><p>Unit</p></td><td><p>Description/Reference</p></td></tr><tr><td><p>Manufacturer</p></td><td><p>P215</p></td><td><p>token</p></td><td><p>[-]</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>Model</p></td><td><p>P216</p></td><td><p>token</p></td><td><p>[-]</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p><a>&#9660;M1</a></p></td></tr><tr><td><p>CertificationNumber</p></td><td><p>P217</p></td><td><p>token</p></td><td><p>[-]</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p><a>&#9660;B</a></p></td></tr><tr><td><p>Date</p></td><td><p>P218</p></td><td><p>dateTime</p></td><td><p>[-]</p></td><td><p>Date and time when the component-hash is created</p></td></tr><tr><td><p>AppVersion</p></td><td><p>P219</p></td><td><p>token</p></td><td><p>[-]</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>LineType</p></td><td><p>P253</p></td><td><p>string</p></td><td><p>[-]</p></td><td><p>Allowed values: &#8216;Single reduction axle&#8217;, &#8216;Single portal axle&#8217;, &#8216;Hub reduction axle&#8217;, &#8216;Single reduction tandem axle&#8217;, &#8216;Hub reduction tandem axle&#8217;</p></td></tr><tr><td><p>Ratio</p></td><td><p>P150</p></td><td><p>double, 3</p></td><td><p>[-]</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>CertificationMethod</p></td><td><p>P256</p></td><td><p>string</p></td><td><p>[-]</p></td><td><p>Allowed values: &#8216;Measured&#8217;, &#8216;Standard values&#8217;</p></td></tr></tbody></table> Table 2 Input parameters ‘Axlegear/LossMap’ for each grid point in the loss map <table><col/><col/><col/><col/><col/><tbody><tr><td><p>Parameter name</p></td><td><p>Param ID</p></td><td><p>Type</p></td><td><p>Unit</p></td><td><p>Description/Reference</p></td></tr><tr><td><p>InputSpeed</p></td><td><p>P151</p></td><td><p>double, 2</p></td><td><p>[1/min]</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>InputTorque</p></td><td><p>P152</p></td><td><p>double, 2</p></td><td><p>[Nm]</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>TorqueLoss</p></td><td><p>P153</p></td><td><p>double, 2</p></td><td><p>[Nm]</p></td><td><p>&#160;</p><div/></td></tr></tbody></table> ANNEX VIII VERIFYING AIR DRAG DATA 1. Introduction This Annex sets out the test procedure for verifying air drag data. 2. Definitions For the purposes of this Annex the following definitions shall apply: (1) ‘Active aero device’ means measures which are activated by a control unit to reduce the air drag of the total vehicle. (2) ‘Aero accessories’ mean optional devices which have the purpose to influence the air flow around the total vehicle. (3) ‘A-pillar’ means the connection by a supporting structure between the cabin roof and the front bulkhead. (4) ‘Body in white geometry’ means the supporting structure incl. the windshield of the cabin. (5) ‘B-pillar’ means the connection by a supporting structure between the cabin floor and the cabin roof in the middle of the cabin. (6) ‘Cab bottom’ means the supporting structure of the cabin floor. (7) ‘Cabin over frame’ means distance from frame to cabin reference point in vertical Z. Distance is measured from top of horizontal frame to cabin reference point in vertical Z. (8) ‘Cabin reference point’ means the reference point (X/Y/Z = 0/0/0) from the CAD coordinate system of the cabin or a clearly defined point of the cabin package e.g. heel point. (9) ‘Cabin width’ means the horizontal distance of the left and right B-pillar of the cabin. (10) ‘Constant speed test’ means measurement procedure to be carried out on a test track in order to determine the air drag. (11) ‘Dataset’ means the data recorded during a single passing of a measurement section. (12) ‘EMS’ means the European Modular System (EMS) in accordance with Council Directive 96/53/EC. (13) ‘Frame height’ means distance of wheel center to top of horizontal frame in Z. (14) ‘Heel point’ means the point which is representing the heel of shoe location on the depressed floor covering, when the bottom of shoe is in contact with the undepressed accelerator pedal and the ankle angle is at 87°. (ISO 20176:2011) (15) ‘Measurement area(s)’ means designated part(s) of the test track consisting of at least one measurement section and a preceded stabilisation section. (16) ‘Measurement section’ means a designated part of the test track which is relevant for data recording and data evaluation. (17) ‘Roof height’ means distance in vertical Z from cabin reference point to highest point of roof w/o sunroof 3. Determination of air drag The constant speed test procedure shall be applied to determine the air drag characteristics. During the constant speed test the main measurement signals driving torque, vehicle speed, air flow velocity and yaw angle shall be measured at two different constant vehicle speeds (low and high speed) under defined conditions on a test track. The measurement data recorded during the constant speed test shall be entered into the air drag pre-processing tool which determines product of drag coefficient by cross sectional area for zero crosswind conditions C d · A cr (0) as input for the simulation tool. The applicant for a certificate shall declare a value C d · A declared in a range from equal up to a maximum of + 0,2 m 2 higher than C d · A cr (0) . The value C d · A declared shall be the input for the simulation tool CO 2 simulation tool and the reference value for conformity of the certified CO 2 emissions and fuel consumption related properties testing. Vehicles which are not member of a family shall use the standard values for C d ·A declared as described in Appendix 7 to this Annex. In this case no input data on air drag shall be provided. The allocation of standard values is done automatically by the simulation tool. 3.1. Test track requirements <table><col/><col/><tr><td><p>3.1.1.</p></td><td><p>The geometry of test track shall be either a:</p><div><p>i.<span>&#160;</span>Circuit track (drivable in one direction (*)):</p></div><p>with two measurement areas, one on each straight part, with maximum deviation of less than 20 degrees);</p><div><p>(*)<span>&#160;</span>At least for the misalignment correction of the mobile anemometer (see 3.6) the test track has to be driven in both directions</p></div><p>or</p><div><p>ii.<span>&#160;</span>Circuit or straight line track (drivable in both directions):</p></div><p>with one measurement area (or two with the above named maximum deviation); two options: alternating driving direction after each test section; or after a selectable set of test sections e.g. ten times driving direction 1 followed by ten times driving direction 2.</p></td></tr></table> <table><col/><col/><tr><td><p>3.1.2.</p></td><td>Measurement sections<p>On the test track measurement section(s) of a length of 250&#160;m with a tolerance of &#177;&#160;3&#160;m shall be defined.</p></td></tr></table> <table><col/><col/><tr><td><p>3.1.3.</p></td><td>Measurement areas<p>A measurement area shall consist of at least one measurement section and a stabilisation section. The first measurement section of a measurement area shall be preceded by a stabilisation section to stabilise the speed and torque. The stabilisation section shall have a length of minimum 25&#160;m. The test track layout shall enable that the vehicle enters the stabilisation section already with the intended maximum vehicle speed during the test.</p><p>Latitude and longitude of start and end point of each measurement section shall be determined with an accuracy of better or equal 0,15&#160;m 95&#160;% Circular Error Probable (DGPS accuracy).</p></td></tr></table> <table><col/><col/><tr><td><p>3.1.4.</p></td><td>Shape of the measurement sections<p>The measurement section and the stabilization section have to be a straight line.</p></td></tr></table> <table><col/><col/><tr><td><p>3.1.5.</p></td><td>Longitudinal slope of the measurement sections<p>The average longitudinal slope of each measurement and the stabilisation section shall not exceed &#177;&#160;1&#160;per cent. Slope variations on the measurement section shall not lead to velocity and torque variations above the thresholds specified in 3.10.1.1 items vii. and viii. of this Annex.</p></td></tr></table> <table><col/><col/><tr><td><p>3.1.6.</p></td><td>Track surface<p>The test track shall consist of asphalt or concrete. The measurement sections shall have one surface. Different measurement sections are allowed to have different surfaces.</p></td></tr></table> <table><col/><col/><tr><td><p>3.1.7.</p></td><td>Standstill area<p>There shall be a standstill area on the test track where the vehicle can be stopped to perform the zeroing and the drift check of the torque measurement system.</p></td></tr></table> <table><col/><col/><tr><td><p>3.1.8.</p></td><td>Distance to roadside obstacles and vertical clearance<p>There shall be no obstacles within 5&#160;m distance to both sides of the vehicle. Safety barriers up to a height of 1&#160;m with more than 2,5&#160;m distance to the vehicle are permitted. Any bridges or similar constructions over the measurement sections are not allowed. The test track shall have enough vertical clearance to allow the anemometer installation on the vehicle as specified in 3.4.7 of this Annex.</p></td></tr></table> <table><col/><col/><tr><td><p>3.1.9.</p></td><td>Altitude profile<p>The manufacturer shall define whether the altitude correction shall be applied in the test evaluation. In case an altitude correction is applied, for each measurement section the altitude profile shall be made available. The data shall meet the following requirements:</p><div><p>i.<span>&#160;</span>The altitude profile shall be measured at a grid distance of lower or equal than 50&#160;m in driving direction.</p></div><div><p>ii.<span>&#160;</span>For each grid point the longitude, the latitude and the altitude shall be measured at least at one point (&#8216;altitude measurement point&#8217;) on each side of the centre line of the lane and then be processed to an average value for the grid point.</p></div><div><p>iii.<span>&#160;</span>The grid points as provided to the air drag pre-processing tool shall have a distance to the centre line of the measurement section of less than 1&#160;m.</p></div><div><p>iv<span>&#160;</span>The positioning of the altitude measurement points to the centre line of the lane (perpendicular distance, number of points) shall be chosen in a way that the resulting altitude profile is representative for the gradient driven by the test vehicle.</p></div><div><p>v.<span>&#160;</span>The altitude profile shall have an accuracy of &#177; 1cm or better.</p></div><div><p>vi.<span>&#160;</span>The measurement data shall not be older than 10 years. A renewal of the surface in the measurement area requires a new altitude profile measurement.</p></div></td></tr></table> 3.2. Requirements for ambient conditions <table><col/><col/><tr><td><p>3.2.1.</p></td><td><p>The ambient conditions shall be measured with the equipment specified in 3.4.</p></td></tr></table> <table><col/><col/><tr><td><p>3.2.2.</p></td><td><p>The ambient temperature shall be in the range of 0&#160;&#176;C to 25&#160;&#176;C. This criterion is checked by the air drag pre-processing tool based on the signal for ambient temperature measured on the vehicle. This criterion only applies to the datasets recorded in the low speed - high speed &#8211; low speed sequence and not to the misalignment test and the warm-up phases.</p></td></tr></table> <table><col/><col/><tr><td><p>3.2.3.</p></td><td><p>The ground temperature shall not exceed 40&#160;&#176;C. This criterion is checked by the air drag pre-processing tool based on the signal for ground temperature measured on the vehicle by an IR Sensor. This criterion only applies to the datasets recorded in the low speed - high speed &#8211; low speed sequence and not to the misalignment test and the warm-up phases.</p></td></tr></table> <table><col/><col/><tr><td><p>3.2.4.</p></td><td><p>The road surface shall be dry during the low speed &#8211; high speed - low speed sequence to provide comparable rolling resistance coefficients.</p></td></tr></table> <table><col/><col/><tr><td><p>3.2.5.</p></td><td><p>The wind conditions shall be within the following range:</p><div><p>i.<span>&#160;</span>Average wind speed: &#8804; 5&#160;m/s</p></div><div><p>ii.<span>&#160;</span>Gust wind speed (1s central moving average): &#8804; 8&#160;m/s</p></div><p>Items i. and ii. are applicable for the datasets recorded in the high speed test and the misalignment calibration test but not for the low speed tests.</p><div><p>iii.<span>&#160;</span>Average yaw angle (&#946;):</p></div><div><p>&#8804; 3 degrees for datasets recorded in the high speed test</p></div><div><p>&#8804; 5 degrees for datasets recorded during misalignment calibration test</p></div><p>The validity of wind conditions is checked by the air drag pre-processing based on the signals recorded at the vehicle after application of the boundary layer correction. Measurement data collected under conditions exceeding the above named limits are automatically excluded from the calculation.</p></td></tr></table> 3.3. Installation of the vehicle <table><col/><col/><tr><td><p>3.3.1.</p></td><td><p>The vehicle chassis shall fit to the dimensions of the standard body or semi-trailer as defined in Appendix 4 of this Annex.</p></td></tr></table> <table><col/><col/><tr><td><p>3.3.2.</p></td><td><p>The vehicle height determined in accordance with 3.5.3.1 item vii. shall be within the limits as specified in Appendix 3 to this Annex.</p></td></tr></table> <table><col/><col/><tr><td><p>3.3.3.</p></td><td><p>The minimal distance between cabin and the box or semi-trailer shall be in accordance with manufacturer requirements and body builder instructions of the manufacturer.</p></td></tr></table> <table><col/><col/><tr><td><p>3.3.4.</p></td><td><p>The cabin and the aero accessories (e.g. spoilers) shall be adapted to best fit to the defined standard body or semi-trailer.</p></td></tr></table> <table><col/><col/><tr><td><p>3.3.5.</p></td><td><p>The vehicle shall fulfil the legal requirements for a whole vehicle type approval. Equipment which is necessary to execute the constant speed test (e.g. overall vehicle height including anemometer is excluded from this provision).</p></td></tr></table> <table><col/><col/><tr><td><p>3.3.6.</p></td><td><p>The setup of the semi-trailer shall be as defined in Appendix 4 to this Annex.</p></td></tr></table> <table><col/><col/><tr><td><p>3.3.7.</p></td><td><p>The vehicle shall be equipped with tyres meeting the following demands:</p><div><p>i.<span>&#160;</span>Best or second best label for rolling resistance which is available at the moment the test is performed</p></div><div><p>ii.<span>&#160;</span>Maximum tread depth of 10&#160;mm on the complete vehicle including trailer</p></div><p><a>&#9660;M1</a></p><div><p>iii.<span>&#160;</span>Tyres inflated to the highest allowable pressure of the tyre manufacturer within a tolerance of&#160;&#177;&#160;0,2&#160;bar</p></div><p><a>&#9660;B</a></p></td></tr></table> <table><col/><col/><tr><td><p>3.3.8.</p></td><td><p>The axle alignment shall be within the manufacturer specifications.</p></td></tr></table> <table><col/><col/><tr><td><p>3.3.9.</p></td><td><p>No active tyre pressure control systems are allowed to be used during the measurements of the low speed - high speed - low speed tests.</p></td></tr></table> <table><col/><col/><tr><td><p>3.3.10.</p></td><td><p>If the vehicle is equipped with an active aero device it has to be demonstrated to the approval authority that</p><div><p>i.<span>&#160;</span>The device is always activated and effective to reduce the air drag at vehicle speed over 60&#160;km/h</p></div><div><p>ii.<span>&#160;</span>The device is installed and effective in a similar manner on all vehicles of the family.</p></div><p>If i. and ii. are not applicable the active aero device has to be fully deactivated during the constant speed test.</p></td></tr></table> <table><col/><col/><tr><td><p>3.3.11.</p></td><td><p>The vehicle shall not have any provisional features, modifications or devices that are aimed only to reduce the air drag value, e.g. sealed gaps. Modifications which aim to align the aerodynamic characteristics of the tested vehicle to the defined conditions for the parent vehicle (e.g. sealing of mounting-holes for sun-roofs) are allowed.</p></td></tr></table> <table><col/><col/><tr><td><p>3.3.12.</p></td><td><p>All different removable add on parts like sun visors, horns, additional head lights, signal lights or bull bars are not considered in the air drag for the CO<span>2</span> regulation. Any such removable add on parts shall be removed from the vehicle before the air drag measurement</p></td></tr></table> <table><col/><col/><tr><td><p>3.3.13.</p></td><td><p>The vehicle shall be measured without payload.</p></td></tr></table> 3.4. Measurement equipment The calibration laboratory shall comply with the requirements of either ISO/TS 16949, ISO 9000 series or ISO/IEC 17025. All laboratory reference measurement equipment, used for calibration and/or verification, shall be traceable to national (international) standards. 3.4.1. Torque <table><col/><col/><tr><td><p>3.4.1.1.</p></td><td><p>The direct torque at all driven axles shall be measured with one of the following measurement systems:</p><div><p>a.<span>&#160;</span>Hub torque meter</p></div><div><p>b.<span>&#160;</span>Rim torque meter</p></div><div><p>c.<span>&#160;</span>Half shaft torque meter</p></div></td></tr></table> <table><col/><col/><tr><td><p>3.4.1.2.</p></td><td><p>The following system requirements shall be met by a single torque meter by calibration:</p><div><p>i.<span>&#160;</span>Non linearity: &lt; &#177; 6 Nm</p></div><div><p>ii.<span>&#160;</span>Repeatability: &lt; &#177; 6 Nm</p></div><div><p>iii.<span>&#160;</span>Crosstalk: &lt; &#177; 1&#160;% FSO (only applicable for rim torque meters)</p></div><div><p>iv.<span>&#160;</span>Measurement rate: &#8805; 20&#160;Hz</p></div><p>where:</p><div><p>&#8216;Non linearity&#8217; means the maximum deviation between ideal and actual output signal characteristics in relation to the measurand in a specific measuring range.</p></div><div><p>&#8216;Repeatability&#8217; means closeness of the agreement between the results of successive measurements of the same measurand carried out under the same conditions of measurement.</p></div><div><p>&#8216;Crosstalk&#8217; means signal at the main output of a sensor (M<span>y</span>), produced by a measurand (F<span>z</span>) acting on the sensor, which is different from the measurand assigned to this output. Coordinate system assignment is defined according to ISO 4130.</p></div><div><p>&#8216;FSO&#8217; means full scale output of calibrated range.</p></div><p>The recorded torque data shall be corrected for the instrument error determined by the supplier.</p></td></tr></table> 3.4.2. Vehicle speed The vehicle speed is determined by the air drag pre-processing tool based on the CAN-bus front axle signal which is calibrated based on either: <table><col/><col/><col/><tr><td><p>Option (a)</p></td><td><p>:</p></td><td><p>a reference speed calculated by a delta-time from two fixed opto-electronic barriers (see 3.4.4 of this Annex) and the known length(s) of the measurement section(s) or</p></td></tr></table> <table><col/><col/><col/><tr><td><p>Option (b)</p></td><td><p>:</p></td><td><p>a delta-time determined speed signal from the position signal of a DGPS and the known length(s) of the measurement section(s), derived by the DGPS coordinates</p></td></tr></table> For the vehicle speed calibration the data recorded during the high speed test are used. 3.4.3. Reference signal for calculation of rotational speed of the wheels at the driven axle For the calculation of rotational speed of the wheels at the driven axle the CAN engine speed signal together with the transmission ratios (gears for low speed test and high speed test, axle ratio) shall be made available. For the CAN engine speed signal it shall be demonstrated that the signal provided to the air drag pre-processing tool is identical to the signal to be used for in-service testing as set out in Annex I of Regulation (EU) No 582/2011. For vehicles with torque converter which are not able to drive the low speed test with closed lockup clutch additionally the cardan shaft speed signal and the axle ratio or the average wheel speed signal for the driven axle shall be provided to the air drag pre-processing tool. It shall be demonstrated that the engine speed calculated from this additional signal is within 1 % range compared to the CAN engine speed. This shall be demonstrated for the average value over a measurement section driven at the lowest possible vehicle speed in the torque converter locked mode and at the applicable vehicle speed for the high speed test. 3.4.4. Opto-electronic barriers The signal of the barriers shall be made available to the air drag pre-processing tool for triggering begin and end of the measurement section and the calibration of the vehicle speed signal. The measurement rate of the trigger signal shall be greater or equal to 100 Hz. Alternatively a DGPS system can be used. 3.4.5. (D)GPS system Option a) for position measurement only: GPS Required accuracy: <table><col/><col/><col/><tr><td><p>Position</p></td><td><p>:</p></td><td><p>&lt; 3&#160;m 95&#160;% Circular Error Probable</p></td></tr></table> <table><col/><col/><col/><tr><td><p>Update rate</p></td><td><p>:</p></td><td><p>&#8805; 4&#160;Hz</p></td></tr></table> Option b) for vehicle speed calibration and position measurement: Differential GPS system (DGPS) Required accuracy: <table><col/><col/><col/><tr><td><p>Position</p></td><td><p>:</p></td><td><p>0,15&#160;m 95&#160;% Circular Error Probable</p></td></tr></table> <table><col/><col/><col/><tr><td><p>Update rate</p></td><td><p>:</p></td><td><p>&#8805; 100&#160;Hz</p></td></tr></table> 3.4.6. Stationary weather station Ambient pressure and humidity of the ambient air are determined from a stationary weather station. This meteorological instrumentation shall be positioned in a distance less than 2 000 m to one of the measurement areas, and shall be positioned at an altitude exceeding or equal that of the measurement areas. Required accuracy: <table><col/><col/><col/><tr><td><p>Temperature</p></td><td><p>:</p></td><td><p>&#177; 1&#160;&#176;C</p></td></tr></table> <table><col/><col/><col/><tr><td><p>Humidity</p></td><td><p>:</p></td><td><p>&#177; 5&#160;% RH</p></td></tr></table> <table><col/><col/><col/><tr><td><p>Pressure</p></td><td><p>:</p></td><td><p>&#177; 1 mbar</p></td></tr></table> <table><col/><col/><col/><tr><td><p>Update rate</p></td><td><p>:</p></td><td><p>&#8804; 6 minutes</p></td></tr></table> 3.4.7. Mobile anemometer A mobile anemometer shall be used to measure air flow conditions, i.e. air flow velocity and yaw angle ( β ) between total air flow and vehicle longitudinal axis. 3.4.7.1. Accuracy requirements The anemometer shall be calibrated in facility according to ISO 16622. The accuracy requirements according to Table 1 have to be fulfilled: Table 1 Anemometer accuracy requirements <table><col/><col/><col/><tbody><tr><td><p>Air speed range</p><p>[m/s]</p></td><td><p>Accuracy air speed</p><p>[m/s]</p></td><td><p>Accuracy yaw angle in yaw angle range of 180&#160;&#177; 7 degrees</p><p>[degrees]</p></td></tr><tr><td><p><span>20&#160;&#177; 1</span></p></td><td><p>&#177; 0,7</p></td><td><p>&#177; 1,0</p></td></tr><tr><td><p><span>27&#160;&#177; 1</span></p></td><td><p>&#177; 0,9</p></td><td><p>&#177; 1,0</p></td></tr><tr><td><p><span>35&#160;&#177; 1</span></p></td><td><p>&#177; 1,2</p></td><td><p>&#177; 1,0</p></td></tr></tbody></table> 3.4.7.2. Installation position The mobile anemometer shall be installed on the vehicle in the prescribed position: (i) X position: truck: front face ± 0,3 m of the semi-trailer or box-body (ii) Y position: plane of symmetry within a tolerance ± 0,1 m (iii) Z position: The installation height above the vehicle shall be one third of total vehicle height with in a tolerance of 0,0 m to + 0,2 m. The instrumentation shall be done as exact as possible using geometrical/optical aids. Any remaining misalignment is subject to the misalignment calibration to be performed in accordance with 3.6 of this Annex. <table><col/><col/><tr><td><p>3.4.7.3.</p></td><td><p>The update rate of the anemometer shall be 4&#160;Hz or higher.</p></td></tr></table> 3.4.8. Temperature transducer for ambient temperature on vehicle The ambient air temperature shall be measured on the pole of the mobile anemometer. The installation height shall be maximum 600 mm below the mobile anemometer. The sensor shall be shielded to the sun. Required accuracy: ± 1 °C Update rate: ≥ 1 Hz 3.4.9. Proving ground temperature The temperature of the proving ground shall be recorded on vehicle by means of a contactless IR sensor by wideband (8 to 14 μm). For tarmac and concrete an emissivity factor of 0,90 shall be used. The IR sensor shall be calibrated according to ASTM E2847. Required accuracy at calibration: Temperature: ± 2,5 °C Update rate: ≥ 1 Hz 3.5. Constant speed test procedure On each applicable combination of measurement section and driving direction the constant speed test procedure consisting of the low speed, high speed and low speed test sequence as specified below shall be performed in the same direction. <table><col/><col/><tr><td><p>3.5.1.</p></td><td><p>The average speed within a measurement section in the low speed test shall be a in the range of 10 to 15&#160;km/h.</p></td></tr></table> <table><col/><col/><tr><td><p>3.5.2.</p></td><td><p>The average speed within a measurement section in the high speed test shall be in the following range:</p><div><p>maximum speed: 95&#160;km/h;</p></div><div><p>minimum speed: 85&#160;km/h or 3&#160;km/h less than the maximum vehicle speed the vehicle can be operated at the test track, whichever value is lower.</p></div></td></tr></table> <table><col/><col/><tr><td><p>3.5.3.</p></td><td><p>The testing shall be performed strictly according to the sequence as specified in 3.5.3.1 to 3.5.3.9 of this Annex.</p><p>3.5.3.1.&#160;&#160;&#160;<span>Preparation of vehicle and measurement systems</span></p><div><p>(i)<span>&#160;</span>Installation of torque meters on the driven axles of the test vehicle and check of installation and signal data according to the manufacturer specification.</p></div><div><p>(ii)<span>&#160;</span>Documentation of relevant general vehicle data for the official testing template in accordance with 3.7 of this Annex.</p></div><div><p>(iii)<span>&#160;</span>For the calculation of the acceleration correction by the air drag pre-processing tool the actual vehicle weight shall be determined before the test within a range of &#177;&#160;500&#160;kg.</p></div><div><p>(iv)<span>&#160;</span>Check of tyres for the maximum allowable inflation pressure and documentation of tyre pressure values.</p></div><div><p>(v)<span>&#160;</span>Preparation of opto-electronic barriers at the measurement section(s) or check of proper function of the DGPS system.</p></div><div><p>(vi)<span>&#160;</span>Installation of mobile anemometer on the vehicle and/or control of the installation, position and orientation. A misalignment calibration test has to be performed every time the anemometer has been mounted newly on the vehicle.</p></div><p><a>&#9660;M1</a></p><div><p>(vii)<span>&#160;</span>Check of vehicle setup regarding the height and geometry, with running engine. The maximum height of the vehicle shall be determined by measuring at the four corners of the box/semi-trailer.</p></div><p><a>&#9660;B</a></p><div><p>(viii)<span>&#160;</span>Adjustment the height of the semi-trailer to the target value and redo determination of maximum vehicle height if necessary.</p></div><div><p>(ix)<span>&#160;</span>Mirrors or optical systems, roof fairing or other aerodynamic devices shall be in their regular driving condition.</p></div><p>3.5.3.2.&#160;&#160;&#160;<span>Warm-up phase</span></p><p>Drive the vehicle minimum 90&#160;minutes at the target speed of the high speed test to warm-up the system. A repeated warm up (e.g. after a configuration change, an invalid test etc.) shall be at least as long as the standstill time. The warm-up phase can be used to perform the misalignment calibration test as specified in&#160;3.6 of this Annex.</p><p><a>&#9660;M1</a></p><p>In case it is not possible to maintain high speed for a complete round, e.g. due to curves being too narrow, it is allowed to deviate from target speed requirement during the curves, including the nearby straight portions that are needed for slowing down and accelerating the vehicle.</p><p>Deviations shall be minimized as far as possible.</p><p>Alternatively, the warm-up phase may be performed on a nearby road, if the target speed is maintained within&#160;&#177;&#160;10&#160;km/h for 90&#160;% of the warm-up time. The part of the warm-up phase used for driving from the road to the standstill area of the test track for zeroing of the torque meters shall be included in the other warm-up phase set out in point 3.5.3.4. The time for this part shall not exceed 20 minutes.&#160;The speed and time during the warm-up phase shall be recorded by the measurement equipment.</p><p><a>&#9660;B</a></p><p>3.5.3.3.&#160;&#160;&#160;<span>Zeroing of torque meters</span></p><p>The zeroing of the torque meters shall be performed as follows:</p><div><p>i.<span>&#160;</span>Bring the vehicle to a standstill</p></div><div><p>ii.<span>&#160;</span>Lift the instrumented wheels off the ground</p></div><div><p>iii.<span>&#160;</span>Perform the zeroing of the amplifier reading of the torque meters</p></div><p>The standstill phase shall not exceed 10 minutes.</p><p><a>&#9660;M1</a></p><table><col/><col/><tr><td><p>3.5.3.4.</p></td><td><p>Drive another warm-up phase of minimum 10 minutes plus, if applicable, the driving from the road to the standstill area of the test track for zeroing of the torque meters at the target speed of the high speed test. The warm-up phase in accordance with this point shall not exceed 20 minutes.</p></td></tr></table><p><a>&#9660;B</a></p><table><col/><col/><tr><td><p>3.5.3.5.</p></td><td>First low speed test<p>Perform the first measurement at low speed. It shall be ensured that:</p><div><p>i.<span>&#160;</span>the vehicle is driven through the measurement section along a straight line as straight as possible</p></div><div><p>ii.<span>&#160;</span>the average driving speed is in accordance with 3.5.1 of this Annex for the measurement section and the preceding stabilisation section</p></div><div><p>iii.<span>&#160;</span>the stability of the driving speed inside the measurement sections and the stabilisation sections is in accordance with 3.10.1.1 item vii. of this Annex</p></div><div><p>iv.<span>&#160;</span>the stability of the measured torque inside the measurement sections and the stabilisation sections is in accordance with 3.10.1.1 item viii. of this Annex</p></div><div><p>v.<span>&#160;</span>the beginning and the end of the measurement sections are clearly recognizable in the measurement data via a recorded trigger signal (opto-electronic barriers plus recorded GPS data) or via use of a DGPS system</p></div><div><p>vi.<span>&#160;</span>driving at the parts of the test track outside the measurement sections and the preceding stabilisation sections shall be performed without any delay. Any unnecessary manoeuvres shall be avoided during these phases (e.g. driving in sinuous lines)</p></div><div><p>vii.<span>&#160;</span>the maximum time for the low speed test shall not exceed 20 minutes in order to prevent cool down of the tires.</p></div></td></tr></table><table><col/><col/><tr><td><p>3.5.3.6.</p></td><td><p>Drive another warm-up phase of minimum 5 minutes at the target speed of the high speed test.</p></td></tr></table><table><col/><col/><tr><td><p>3.5.3.7.</p></td><td>High speed test<p>Perform the measurement at the high speed. It shall be ensured that:</p><div><p>i.<span>&#160;</span>the vehicle is driven through the measurement section along a straight line as straight as possible</p></div><div><p>ii.<span>&#160;</span>the average driving speed is in accordance with 3.5.2 of this Annex for the measurement section and the preceding stabilisation section</p></div><div><p>iii.<span>&#160;</span>the stability of the driving speed inside the measurement sections and the stabilisation sections is in accordance with 3.10.1.1 item vii. of this Annex</p></div><div><p>iv.<span>&#160;</span>the stability of the measured torque inside the measurement sections and the stabilisation sections is in accordance with 3.10.1.1 item viii. of this Annex</p></div><div><p>v.<span>&#160;</span>the beginning and the end of the measurement sections are clearly recognizable in the measurement data via a recorded trigger signal (opto-electronic barriers plus recorded GPS data) or via use of a DGPS system</p></div><div><p>vi.<span>&#160;</span>in the driving phases outside the measurement sections and the preceding stabilization sections any unnecessary manoeuvres shall be avoided (e.g. driving in sinuous lines, unnecessary accelerations or decelerations)</p></div><div><p>vii.<span>&#160;</span>the distance between the measured vehicle to another driven vehicle on the test track shall be at least 500&#160;m.</p></div><div><p>viii.<span>&#160;</span>at least 10 valid passings per heading are recorded</p></div><p>The high speed test can be used to determine the misalignment of the anemometer if the provisions stated in&#160;3.6 are fulfilled.</p></td></tr></table><table><col/><col/><tr><td><p>3.5.3.8.</p></td><td>Second low speed test<p>Perform the second measurement at the low speed directly after the high speed test. Similar provisions as for the first low speed test shall be fulfilled.</p></td></tr></table><table><col/><col/><tr><td><p>3.5.3.9.</p></td><td>Drift check of torque meters<p>Directly after the finalisation of the second low speed test the drift check of the torque meters shall be performed in accordance to the following procedure:</p><div><p>1.<span>&#160;</span>Bring the vehicle to standstill</p></div><div><p>2.<span>&#160;</span>Lift the instrumented wheels off the ground</p></div><div><p>3.<span>&#160;</span>The drift of each torque meter calculated from the average of the minimum sequence of 10 seconds shall be less than 25&#160;Nm.</p></div><p>Exceeding this limit leads to an invalid test.</p></td></tr></table></td></tr></table> 3.6. Misalignment calibration test The misalignment of the anemometer shall be determined by a misalignment calibration test on the test track. <table><col/><col/><tr><td><p>3.6.1.</p></td><td><p>At least 5 valid passings of a 250&#160;&#177;&#160;3&#160;m straight section driven in each direction at high vehicle speed shall be performed.</p></td></tr></table> <table><col/><col/><tr><td><p>3.6.2.</p></td><td><p>The validity criteria for wind conditions as specified in section 3.2.5 of this Annex and the test track criteria as specified in section 3.1 of this Annex are applicable.</p></td></tr></table> <table><col/><col/><tr><td><p>3.6.3.</p></td><td><p>The data recorded during the misalignment calibration test shall be used by the air drag pre-processing tool to calculate the misalignment error and perform the according correction. The signals for wheel torques and engine speed are not used in the evaluation.</p></td></tr></table> <table><col/><col/><tr><td><p>3.6.4.</p></td><td><p>The misalignment calibration test can be performed independently from the constant speed test procedure. If the misalignment calibration test is performed separately it shall be executed as follows:</p><div><p>i.<span>&#160;</span>Prepare the opto-electronic barriers at the 250&#160;m &#177;&#160;3&#160;m section, or check the proper function of the DGPS System.</p></div><div><p>ii.<span>&#160;</span>Check the vehicle setup regarding the height and geometry in accordance with 3.5.3.1 of this Annex. Adjust the height of the semi-trailer to the requirements as specified in appendix 4 to this Annex if necessary</p></div><div><p>iii.<span>&#160;</span>No prescriptions for warm-up are applicable</p></div><div><p>iv<span>&#160;</span>Perform the misalignment calibration test by at least 5 valid passings as described above.</p></div></td></tr></table> <table><col/><col/><tr><td><p>3.6.5.</p></td><td><p>A new misalignment test shall be performed in the following cases:</p><div><p>a.<span>&#160;</span>the anemometer has been dismounted from the vehicle</p></div><div><p>b.<span>&#160;</span>the anemometer has been moved</p></div><div><p>c.<span>&#160;</span>a different tractor or truck is used</p></div><p><a>&#9660;M1</a></p><div><p>d.<span>&#160;</span>the air drag family has been changed</p></div><p><a>&#9660;B</a></p></td></tr></table> 3.7. Testing Template In addition to the recording of the modal measurement data, the testing shall be documented in a template which contains at least the following data: i. General vehicle description (specifications see Appendix 2 - Information Document) ii. Actual maximum vehicle height as determined according to 3.5.3.1 item vii. iii. Start time and date of the test iv. Vehicle mass within a range of ± 500 kg v. Tyre pressures vi. Filenames of measurement data vii. Documentation of extraordinary events (with time and number of measurement sections), e.g. — close passing of another vehicle — manoeuvres to avoid accidents, driving errors — technical errors — measurement errors 3.8. Data processing <table><col/><col/><tr><td><p>3.8.1.</p></td><td><p>The recorded data shall be synchronised and aligned to 100&#160;Hz temporal resolution, either by arithmetical average, nearest neighbour or linear interpolation.</p></td></tr></table> <table><col/><col/><tr><td><p>3.8.2.</p></td><td><p>All recorded data shall be checked for any errors. Measurement data shall be excluded from further consideration in the following cases:</p><div><p>&#8212;<span>&#160;</span>Datasets became invalid due to events during the measurement (see 3.7 item vii)</p></div><div><p>&#8212;<span>&#160;</span>Instrument saturation during the measurement sections (e.g. high wind gusts which might have led to anemometer signal saturation)</p></div><div><p>&#8212;<span>&#160;</span>Measurements in which the permitted limits for the torque meter drift were exceeded</p></div></td></tr></table> <table><col/><col/><tr><td><p>3.8.3.</p></td><td><p>For the evaluation of the constant speed tests the application of the latest available version of the air drag pre-processing tool shall be obligatory. Besides the above mentioned data processing, all evaluation steps including validity checks (with exception of the list as specified above) are performed by the air drag pre-processing tool.</p></td></tr></table> 3.9. Input data for air drag pre-processing tool The following tables show the requirements for the measurement data recording and the preparatory data processing for the input into the air drag pre-processing tool: Table 2 for the vehicle data file Table 3 for the ambient conditions file Table 4 for the measurement section configuration file Table 5 for the measurement data file Table 6 for the altitude profile files (optional input data) A detailed description of the requested data formats, the input files and the evaluation principles can be found in the technical documentation of the air drag pre-processing tool. The data processing shall be applied as specified in section 3.8 of this Annex. Table 2 Input data for the air drag pre-processing tool – vehicle data file <table><col/><col/><col/><tbody><tr><td><p>Input data</p></td><td><p>Unit</p></td><td><p>Remarks</p></td></tr><tr><td><p>Vehicle group code</p></td><td><p>[-]</p></td><td><p>1 - 17 for trucks</p></td></tr><tr><td><p>Vehicle configuration with trailer</p></td><td><p>[-]</p></td><td><p>if the vehicle was measured without trailer (input &#8216;No&#8217;) or with trailer i.e. as a truck/trailer or tractor semitrailer combination (input &#8216;Yes&#8217;)</p></td></tr><tr><td><p>Vehicle test mass</p></td><td><p>[kg]</p></td><td><p>actual mass during measurements</p></td></tr><tr><td><p><a>&#9660;M1</a></p></td></tr><tr><td><p>Gross vehicle mass</p></td><td><p>[kg]</p></td><td><p>gross vehicle mass of the rigid lorry or tractor (w/o trailer or semitrailer)</p></td></tr><tr><td><p><a>&#9660;B</a></p></td></tr><tr><td><p>Axle ratio</p></td><td><p>[-]</p></td><td><p>axle transmission ratio&#160;<a>(<span>1</span>)</a>&#160;<a>(<span>2</span>)</a></p></td></tr><tr><td><p>Gear ratio high speed</p></td><td><p>[-]</p></td><td><p>transmission ratio of gear engaged during high speed test&#160;<a>(<span>1</span>)</a></p></td></tr><tr><td><p>Gear ratio low speed</p></td><td><p>[-]</p></td><td><p>transmission ratio of gear engaged during low speed test&#160;<a>(<span>1</span>)</a></p></td></tr><tr><td><p>Anemometer height</p></td><td><p>[m]</p></td><td><p>height above ground of the measurement point of installed anemometer</p></td></tr><tr><td><p>Vehicle height</p></td><td><p>[m]</p></td><td><p>maximum vehicle height according to 3.5.3.1 item vii.</p></td></tr><tr><td><p><a>&#9660;M1</a></p></td></tr><tr><td><p>Gear box type</p></td><td><p>[-]</p></td><td><p>manual or automated transmission: &#8216;SMT&#8217;, &#8216;AMT&#8217;, &#8216;DCT&#8217;, automatic transmission with torque converter: &#8216;APT&#8217;</p></td></tr><tr><td><p><a>&#9660;B</a></p></td></tr><tr><td><p>Vehicle maximum speed</p></td><td><p>[km/h]</p></td><td><p>maximum speed the vehicle can be practically operated at the test track&#160;<a>(<span>3</span>)</a></p></td></tr><tr><td><p><a>(<span>1</span>)&#160;&#160;&#160;</a>Specification of transmission ratios with at least 3 digits after decimal separator</p><p><a>(<span>2</span>)&#160;&#160;&#160;</a>If the wheel speed signal is provided to the air drag pre-processing tool (option for vehicles with torque converters, see section 3.4.3 the axle ratio shall be set to &#8216;1.000&#8217;.</p><p><a>(<span>3</span>)&#160;&#160;&#160;</a>Input only required if value is lower than 88&#160;km/h.</p></td></tr></tbody></table> Table 3 Input data for the air drag pre-processing tool – ambient conditions file <table><col/><col/><col/><col/><col/><tbody><tr><td><p>Signal</p></td><td><p>Column identifier in input file</p></td><td><p>Unit</p></td><td><p>Measurement rate</p></td><td><p>Remarks</p></td></tr><tr><td><p>Time</p></td><td><p>&lt;t&gt;</p></td><td><p>[s] since day start (first day)</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td></tr><tr><td><p>Ambient temperature</p></td><td><p>&lt;t_amb_stat&gt;</p></td><td><p>[&#176;C]</p></td><td><p>At least 1 averaged value per 6 minutes</p></td><td><p>Stationary weather station</p></td></tr><tr><td><p>Ambient pressure</p></td><td><p>&lt;p_amb_stat&gt;</p></td><td><p>[mbar]</p></td><td><p>Stationary weather station</p></td></tr><tr><td><p>Relative air humidity</p></td><td><p>&lt;rh_stat&gt;</p></td><td><p>[%]</p></td><td><p>Stationary weather station</p></td></tr></tbody></table> Table 4 Input data for air drag pre-processing tool – measurement section configuration file <table><col/><col/><col/><tbody><tr><td><p>Input data</p></td><td><p>Unit</p></td><td><p>Remarks</p></td></tr><tr><td><p>Trigger signal used</p></td><td><p>[-]</p></td><td><p>1&#160;= trigger signal used; 0&#160;= no trigger signal used</p></td></tr><tr><td><p>Measurement section ID</p></td><td><p>[-]</p></td><td><p>user defined ID number</p></td></tr><tr><td><p>Driving direction ID</p></td><td><p>[-]</p></td><td><p>user defined ID number</p></td></tr><tr><td><p>Heading</p></td><td><p>[&#176;]</p></td><td><p>heading of the measurement section</p></td></tr><tr><td><p>Length of the measurement section</p></td><td><p>[m]</p></td><td><p>&#8212;</p></td></tr><tr><td><p>Latitude start point of section</p></td><td><p>decimal degrees or decimal minutes</p></td><td><p>standard GPS, unit decimal degrees:</p><p>minimum 5 digits after decimal separator</p></td></tr><tr><td><p>Longitude start point of section</p></td><td><p>standard GPS, unit decimal minutes:</p><p>minimum 3 digits after decimal separator</p></td></tr><tr><td><p>Latitude end point of section</p></td><td><p>DGPS, unit decimal degrees:</p><p>minimum 7 digits after decimal separator</p></td></tr><tr><td><p>Longitude end point of section</p></td><td><p>DGPS, unit decimal minutes:</p><p>minimum 5 digits after decimal separator</p></td></tr><tr><td><p>Path and/or filename of altitude file</p></td><td><p>[-]</p></td><td><p>only required for the constant speed tests (not the misalignment test) and if the altitude correction is enabled.</p></td></tr></tbody></table> Table 5 Input data for the air drag pre-processing tool – measurement data file <table><col/><col/><col/><col/><col/><tbody><tr><td><p>Signal</p></td><td><p>Column identifier in input file</p></td><td><p>Unit</p></td><td><p>Measurement rate</p></td><td><p>Remarks</p></td></tr><tr><td><p><span>Time</span></p></td><td><p>&lt;t&gt;</p></td><td><p>[s] since day start (of first day)</p></td><td><p>100&#160;Hz</p></td><td><p>rate fixed to 100&#160;Hz; time signal used for correlation with weather data and for check of frequency</p></td></tr><tr><td><p><span>(D)GPS latitude</span></p></td><td><p>&lt;lat&gt;</p></td><td><p>decimal degrees or decimal minutes</p></td><td><p>GPS: &#8805; 4&#160;Hz</p><p>DGPS: &#8805; 100&#160;Hz</p></td><td><p>standard GPS, unit decimal degrees:</p><p>minimum 5 digits after decimal separator</p></td></tr><tr><td><p><span>(D)GPS longitude</span></p></td><td><p>&lt;long&gt;</p></td><td><p>standard GPS, unit decimal minutes:</p><p>minimum 3 digits after decimal separator</p><p>DGPS, unit decimal degrees:</p><p>minimum 7 digits after decimal separator</p><p>DGPS, unit decimal minutes:</p><p>minimum 5 digits after decimal separator</p></td></tr><tr><td><p><span>(D)GPS heading</span></p></td><td><p>&lt;hdg&gt;</p></td><td><p>[&#176;]</p></td><td><p>&#8805; 4Hz</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p><span>DGPS velocity</span></p></td><td><p>&lt;v_veh_GPS&gt;</p></td><td><p>[km/h]</p></td><td><p>&#8805; 20&#160;Hz</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p><span>Vehicle velocity</span></p></td><td><p>&lt;v_veh_CAN&gt;</p></td><td><p>[km/h]</p></td><td><p>&#8805; 20&#160;Hz</p></td><td><p>raw CAN bus front axle signal</p></td></tr><tr><td><p><span>Air speed</span></p></td><td><p>&lt;v_air&gt;</p></td><td><p>[m/s]</p></td><td><p>&#8805; 4&#160;Hz</p></td><td><p>raw data (instrument reading)</p></td></tr><tr><td><p><span>Inflow angle (beta)</span></p></td><td><p>&lt;beta&gt;</p></td><td><p>[&#176;]</p></td><td><p>&#8805; 4&#160;Hz</p></td><td><p>raw data (instrument reading); &#8216;180&#176;&#8217; refers to air flow from front</p></td></tr><tr><td><p><span>Engine speed or cardan speed</span></p></td><td><p>&lt;n_eng&gt; or &lt;n_card&gt;</p></td><td><p>[rpm]</p></td><td><p>&#8805; 20&#160;Hz</p></td><td><p>cardan speed for vehicles with torque converter not locked during low speed test</p></td></tr><tr><td><p><span>Torque meter (left wheel)</span></p></td><td><p>&lt;tq_l&gt;</p></td><td><p>[Nm]</p></td><td><p>&#8805; 20&#160;Hz</p></td><td><p>&#8212;</p></td></tr><tr><td><p><span>Torque meter (right wheel)</span></p></td><td><p>&lt;tq_r&gt;</p></td><td><p>[Nm]</p></td><td><p>&#8805; 20&#160;Hz</p></td></tr><tr><td><p><span>Ambient temperature on vehicle</span></p></td><td><p>&lt;t_amb_veh&gt;</p></td><td><p>[&#176;C]</p></td><td><p>&#8805; 1&#160;Hz</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p><span>Trigger signal</span></p></td><td><p>&lt;trigger&gt;</p></td><td><p>[-]</p></td><td><p>100&#160;Hz</p></td><td><p>optional signal; required if measurement sections are identified by opto&#160;electronic&#160;barriers (option &#8216;trigger_used=1&#8217;)</p></td></tr><tr><td><p><span>Proving ground temperature</span></p></td><td><p>&lt;t_ground&gt;</p></td><td><p>[&#176;C]</p></td><td><p>&#8805; 1&#160;Hz</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p><span>Validity</span></p></td><td><p>&lt;valid&gt;</p></td><td><p>[-]</p></td><td><p>&#8212;</p></td><td><p>optional signal (1=valid; 0=invalid);</p></td></tr></tbody></table> Table 6 Input data for the air drag pre-processing tool – altitude profile file <table><col/><col/><col/><tbody><tr><td><p>Input data</p></td><td><p>Unit</p></td><td><p>Remarks</p></td></tr><tr><td><p>Latitude</p></td><td><p>decimal degrees or decimal minutes</p></td><td><p>unit decimal degrees:</p><p>minimum 7 digits after decimal separator</p></td></tr><tr><td><p>Longitude</p></td><td><p>unit decimal minutes:</p><p>minimum 5 digits after decimal separator</p></td></tr><tr><td><p>Altitude</p></td><td><p>[m]</p></td><td><p>minimum 2 digits after decimal separator</p></td></tr></tbody></table> 3.10. Validity criteria This sections sets out the criteria to obtain valid results in the air drag pre-processing tool. 3.10.1. Validity criteria for the constant speed test <table><col/><col/><tr><td><p>3.10.1.1.</p></td><td><p>The air drag pre-processing tool accepts datasets as recorded during the constant speed test in case the following validity criteria are met:</p><div><p>i.<span>&#160;</span>the average vehicle speed is inside the criteria as defined in 3.5.2</p></div><div><p>ii.<span>&#160;</span>the ambient temperature is inside the range as described in 3.2.2. This criterion is checked by the air drag pre-processing tool based on the ambient temperature measured on the vehicle.</p></div><div><p>iii.<span>&#160;</span>the proving ground temperature is in the range as described in 3.2.3</p></div><div><p>iv.<span>&#160;</span>valid average wind speed conditions according to point 3.2.5 item i</p></div><div><p>v.<span>&#160;</span>valid gust wind speed conditions according to point 3.2.5 item ii</p></div><div><p>vi.<span>&#160;</span>valid average yaw angle conditions according to point 3.2.5 item iii</p></div><div><p>vii.<span>&#160;</span>stability criteria for vehicle speed met:</p></div><div><p>Low speed test:</p><p><img/></p><p>where:</p><table><col/><col/><col/><tr><td><p><span>v<span>lms,avrg</span></span></p></td><td><p>=</p></td><td><p>average of vehicle speed per measurement section [km/h]</p></td></tr></table><table><col/><col/><col/><tr><td><p><span>v<span>lm,avrg</span></span></p></td><td><p>=</p></td><td><p>central moving average of vehicle speed with<span>X<span>ms</span></span> seconds time base [km/h]</p></td></tr></table><table><col/><col/><col/><tr><td><p><span>X<span>ms</span></span></p></td><td><p>=</p></td><td><p>time needed to drive 25&#160;m distance at actual vehicle speed [s]</p></td></tr></table></div><div><p>High speed test:</p><p><img/></p><p>where:</p><table><col/><col/><col/><tr><td><p><span>v<span>hms,avrg</span></span></p></td><td><p>=</p></td><td><p>average of vehicle speed per measurement section [km/h]</p></td></tr></table><table><col/><col/><col/><tr><td><p><span>v<span>hm,avrg</span></span></p></td><td><p>=</p></td><td><p>1&#160;s central moving average of vehicle speed [km/h]</p></td></tr></table></div><div><p>viii.<span>&#160;</span>stability criteria for vehicle torque met:</p></div><div><p>Low speed test:</p><p><img/></p><p><img/></p><p>where:</p><table><col/><col/><col/><tr><td><p><span>T<span>lms,avrg</span></span></p></td><td><p>=</p></td><td><p>average of<span>T<span>sum</span></span> per measurement section</p></td></tr></table><table><col/><col/><col/><tr><td><p><span>T<span>grd</span></span></p></td><td><p>=</p></td><td><p>average torque from gradient force</p></td></tr></table><table><col/><col/><col/><tr><td><p><span>F<span>grd,avrg</span></span></p></td><td><p>=</p></td><td><p>average gradient force over measurement section</p></td></tr></table><table><col/><col/><col/><tr><td><p><span>r<span>dyn,avrg</span></span></p></td><td><p>=</p></td><td><p>average effective rolling radius over measurement section (formula see item ix.) [m]</p></td></tr></table><table><col/><col/><col/><tr><td><p><span>T<span>sum</span></span></p></td><td><p>=</p></td><td><p><span>T<span>L</span>+T<span>R</span></span>; sum of corrected torque values left and right wheel [Nm]</p></td></tr></table><table><col/><col/><col/><tr><td><p><span>T<span>lm,avrg</span></span></p></td><td><p>=</p></td><td><p>central moving average of<span>T<span>sum</span></span> with<span>X<span>ms</span></span> seconds time base</p></td></tr></table><table><col/><col/><col/><tr><td><p><span>X<span>ms</span></span></p></td><td><p>=</p></td><td><p>time needed to drive 25&#160;m distance at actual vehicle speed [s]</p></td></tr></table></div><div><p>High speed test</p><p><img/></p><p>where:</p><table><col/><col/><col/><tr><td><p><span>T<span>hms,avrg</span></span></p></td><td><p>=</p></td><td><p>average of<span>T<span>sum</span></span> per measurement section [Nm]</p></td></tr></table><table><col/><col/><col/><tr><td><p><span>T<span>grd</span></span></p></td><td><p>=</p></td><td><p>average torque from gradient force (see Low speed test) [Nm]</p></td></tr></table><table><col/><col/><col/><tr><td><p><span>T<span>sum</span></span></p></td><td><p>=</p></td><td><p><span>T<span>L</span>+T<span>R</span></span>; sum of corrected torque values left and right wheel [Nm]</p></td></tr></table><table><col/><col/><col/><tr><td><p><span>T<span>hm,avrg</span></span></p></td><td><p>=</p></td><td><p>1&#160;s central moving average of<span>T<span>sum</span></span> [Nm]</p></td></tr></table></div><div><p>ix.<span>&#160;</span>valid heading of the vehicle passing a measurement section (&lt;&#160;10&#176; deviation from target heading applicable for low speed test, high speed test and misalignment test)</p></div><div><p>x.<span>&#160;</span>driven distance inside measurement section calculated from the calibrated vehicle speed does not differ from target distance by more than 3 meters (applicable for low speed test and high speed test)</p></div><p><a>&#9660;M1</a></p><div><p>xi.<span>&#160;</span>plausibility check for engine speed or cardan speed whichever is applicable passed:</p></div><p>Engine speed check for high speed test:</p><p><img/></p><p><img/></p><p><img/></p><p>where:</p><table><col/><col/><col/><tr><td><p><span>i<span>gear</span></span></p></td><td><p>=</p></td><td><p>transmission ratio of the gear selected in high speed test [-]</p></td></tr></table><table><col/><col/><col/><tr><td><p><span>i<span>axle</span></span></p></td><td><p>=</p></td><td><p>axle transmission ratio [-]</p></td></tr></table><table><col/><col/><col/><tr><td><p><span>v<span>hms,avrg</span></span></p></td><td><p>=</p></td><td><p>average vehicle speed (high speed measurement section) [km/h]</p></td></tr></table><table><col/><col/><col/><tr><td><p><span>n<span>eng,1s</span></span></p></td><td><p>=</p></td><td><p>1&#160;s central moving average of engine speed (high speed measurement section) [rpm]</p></td></tr></table><table><col/><col/><col/><tr><td><p><span>n<span>eng,avrg</span></span></p></td><td><p>=</p></td><td><p>average engine speed (high speed measurement section) [rpm]</p></td></tr></table><table><col/><col/><col/><tr><td><p><span>r<span>dyn,avrg</span></span></p></td><td><p>=</p></td><td><p>average effective rolling radius for a single high speed measurement section [m]</p></td></tr></table><table><col/><col/><col/><tr><td><p><span>r<span>dyn,ref,HS</span></span></p></td><td><p>=</p></td><td><p>reference effective rolling radius calculated from all valid high speed measurement sections (number = n) [m]</p></td></tr></table><p>Engine speed check for low speed test:</p><p><img/></p><p><img/></p><p><img/></p><p>where:</p><table><col/><col/><col/><tr><td><p><span>i<span>gear</span></span></p></td><td><p>=</p></td><td><p>transmission ratio of the gear selected in low speed test [-]</p></td></tr></table><table><col/><col/><col/><tr><td><p><span>i<span>axle</span></span></p></td><td><p>=</p></td><td><p>axle transmission ratio [-]</p></td></tr></table><table><col/><col/><col/><tr><td><p><span>v<span>lms,avrg</span></span></p></td><td><p>=</p></td><td><p>average vehicle speed (low speed measurement section) [km/h]</p></td></tr></table><table><col/><col/><col/><tr><td><p><span>n<span>eng,float</span></span></p></td><td><p>=</p></td><td><p>central moving average of engine speed with<span>X<span>ms</span></span> seconds time base (low speed measurement section) [rpm]</p></td></tr></table><table><col/><col/><col/><tr><td><p><span>n<span>eng,avrg</span></span></p></td><td><p>=</p></td><td><p>average engine speed (low speed measurement section) [rpm]</p></td></tr></table><table><col/><col/><col/><tr><td><p><span>X<span>ms</span></span></p></td><td><p>=</p></td><td><p>time needed to drive 25 metre distance at low speed [s]</p></td></tr></table><table><col/><col/><col/><tr><td><p><span>r<span>dyn,avrg</span></span></p></td><td><p>=</p></td><td><p>average effective rolling radius for a single low speed measurement section [m]</p></td></tr></table><table><col/><col/><col/><tr><td><p><span>r<span>dyn,ref,LS1/LS2</span></span></p></td><td><p>=</p></td><td><p>reference effective rolling radius calculated from all valid measurement sections for low speed test 1 or low speed test 2 (number = n) [m]</p></td></tr></table><p>The plausibility check for cardan speed is performed in an analogue way with<span>n<span>eng,1s</span></span> replaced by<span>n<span>card,1s</span></span> (1&#160;s central moving average of cardan speed in the high speed measurement section) and<span>n<span>eng,float</span></span> replaced by<span>n<span>card,float</span></span> (moving average of cardan speed with<span>X<span>ms</span></span> seconds time base in the low speed measurement section) and<span>i<span>gear</span></span> set to a value of 1.</p><p><a>&#9660;B</a></p><div><p>xii.<span>&#160;</span>the particular part of the measurement data was not marked as &#8216;invalid&#8217; in the air drag pre-processing tool input file.</p></div></td></tr></table> <table><col/><col/><tr><td><p>3.10.1.2.</p></td><td><p>The air drag pre-processing tool excludes single datasets from the evaluation in the case of unequal number of datasets for a particular combination of measurement section and driving direction for the first and the second low speed test. In this case the first datasets from the low speed run with the higher number of datasets are excluded.</p></td></tr></table> <table><col/><col/><tr><td><p>3.10.1.3.</p></td><td><p>The air drag pre-processing tool excludes single combinations of measurement sections and driving directions from the evaluation if:</p><div><p>i.<span>&#160;</span>no valid dataset is available from low speed test 1 or/and low speed test 2</p></div><div><p>ii.<span>&#160;</span>less than two valid datasets from the high speed test are available</p></div></td></tr></table> <table><col/><col/><tr><td><p>3.10.1.4.</p></td><td><p>The air drag pre-processing tool considers the complete constant speed test invalid in the following cases:</p><div><p>i.<span>&#160;</span>test track requirements as described in 3.1.1 not met</p></div><div><p>ii.<span>&#160;</span>less than 10 datasets per heading available (high speed test)</p></div><div><p>iii.<span>&#160;</span>less than 5 valid datasets per heading available (misalignment calibration test)</p></div><div><p>iv.<span>&#160;</span>the rolling resistance coefficients (RRC) for the first and the second low speed test differ more than 0,40&#160;kg/t. This criterion is checked for each combination of measurement section and driving direction separately.</p></div></td></tr></table> 3.10.2. Validity criteria for the misalignment test <table><col/><col/><tr><td><p>3.10.2.1.</p></td><td><p>The air drag pre-processing tool accepts datasets as recorded during the misalignment test in case the following validity criteria are met:</p><div><p>i.<span>&#160;</span>the average vehicle speed is inside the criteria as defined in 3.5.2 for the high speed test</p></div><div><p>ii.<span>&#160;</span>valid average wind speed conditions according to point 3.2.5 item i</p></div><div><p>iii.<span>&#160;</span>valid gust wind speed conditions according to point 3.2.5 item ii</p></div><div><p>iv.<span>&#160;</span>valid average yaw angle conditions according to point 3.2.5 item iii</p></div><div><p>v.<span>&#160;</span>stability criteria for vehicle speed met:</p></div><p><img/></p><p>where:</p><table><col/><col/><col/><tr><td><p><span>v<span>hms,avrg</span></span></p></td><td><p>=</p></td><td><p>average of vehicle speed per measurement section [km/h]</p></td></tr></table><table><col/><col/><col/><tr><td><p><span>v<span>hm,avrg</span></span></p></td><td><p>=</p></td><td><p>1&#160;s central moving average of vehicle speed [km/h]</p></td></tr></table></td></tr></table> <table><col/><col/><tr><td><p>3.10.2.2.</p></td><td><p>The air drag pre-processing tool considers the data from a single measurement section invalid in the following cases:</p><div><p>i.<span>&#160;</span>the average vehicle speeds from all valid datasets from each driving directions differ by more than 2&#160;km/h.</p></div><div><p>ii.<span>&#160;</span>less than 5 datasets per heading available</p></div></td></tr></table> <table><col/><col/><tr><td><p>3.10.2.3.</p></td><td><p>The air drag pre-processing tool considers the complete misalignment test invalid in case no valid result for a single measurement section is available.</p></td></tr></table> 3.11. Declaration of air drag value Base value for the declaration of the air drag value is the final result for C d · A cr (0) as calculated by the air drag pre-processing tool. The applicant for a certificate shall declare a value C d · A declared in a range from equal up to a maximum of + 0,2 m 2 higher than C d · A cr (0) . This tolerance shall take into account uncertainties in the selection of the parent vehicles as the worst case for all testable members of the family. The value C d · A declared shall be the input for the simulation tool and the reference value for conformity of the certified CO 2 emissions and fuel consumption related properties testing. Several declared values C d ·A declared can be created based on a single measured C d ·A cr (0) as long as the family provisions in accordance with point 4 of Appendix 5 are fulfilled. Appendix 1 MODEL OF A CERTIFICATE OF A COMPONENT, SEPARATE TECHNICAL UNIT OR SYSTEM Maximum format: A4 (210 × 297 mm) CERTIFICATE ON CO 2 EMISSIONS AND FUEL CONSUMPTION RELATED PROPERTIES OF AN AIR DRAG FAMILY <table><col/><col/><tbody><tr><td><p>Communication concerning:</p><div><p>&#8212;&#160;granting (<span>1</span>)</p></div><div><p>&#8212;&#160;extension (<span>1</span>)</p></div><div><p>&#8212;&#160;refusal (<span>1</span>)</p></div><div><p>&#8212;&#160;withdrawal (<span>1</span>)</p></div></td><td><div>Administration stamp</div></td></tr></tbody></table> of a certificate on CO 2 emission and fuel consumption related properties of an air drag family in accordance with Commission Regulation (EU) 2017/2400. Commission Regulation (EU) 2017/2400 as last amended by … Certification number: Hash: Reason for extension: SECTION I <table><col/><col/><tr><td><p>0.1.</p></td><td><p>Make (trade name of manufacturer):</p></td></tr></table> <table><col/><col/><tr><td><p>0.2.</p></td><td><p>Vehicle body and air drag type/family (if applicable):</p></td></tr></table> <table><col/><col/><tr><td><p>0.3.</p></td><td><p>Vehicle body and air drag family member (in case of family)</p><table><col/><col/><tr><td><p>0.3.1.</p></td><td><p>Vehicle body and air drag parent</p></td></tr></table><table><col/><col/><tr><td><p>0.3.2.</p></td><td><p>Vehicle body and air drag types within the family</p></td></tr></table></td></tr></table> <table><col/><col/><tr><td><p>0.4.</p></td><td><p>Means of identification of type, if marked</p><table><col/><col/><tr><td><p>0.4.1.</p></td><td><p>Location of the marking:</p></td></tr></table></td></tr></table> <table><col/><col/><tr><td><p>0.5.</p></td><td><p>Name and address of manufacturer:</p></td></tr></table> <table><col/><col/><tr><td><p>0.6.</p></td><td><p>In the case of components and separate technical units, location and method of affixing of the EC certification mark:</p></td></tr></table> <table><col/><col/><tr><td><p>0.7.</p></td><td><p>Name(s) and address(es) of assembly plant(s):</p></td></tr></table> <table><col/><col/><tr><td><p>0.9.</p></td><td><p>Name and address of the manufacturer's representative (if any)</p></td></tr></table> SECTION II <table><col/><col/><tr><td><p>1.</p></td><td><p>Additional information (where applicable): see Addendum</p></td></tr></table> <table><col/><col/><tr><td><p>2.</p></td><td><p>Approval authority responsible for carrying out the tests:</p></td></tr></table> <table><col/><col/><tr><td><p>3.</p></td><td><p>Date of test report:</p></td></tr></table> <table><col/><col/><tr><td><p>4.</p></td><td><p>Number of test report:</p></td></tr></table> <table><col/><col/><tr><td><p>5.</p></td><td><p>Remarks (if any): see Addendum</p></td></tr></table> <table><col/><col/><tr><td><p>6.</p></td><td><p>Place:</p></td></tr></table> <table><col/><col/><tr><td><p>7.</p></td><td><p>Date:</p></td></tr></table> <table><col/><col/><tr><td><p>8.</p></td><td><p>Signature:</p></td></tr></table> Attachments: Information package. Test report. Appendix 2 Air drag information document <table><col/><col/><tbody><tr><td><p>Description sheet No:</p></td><td><p>Issue:</p><p>from:</p><p>Amendment:</p></td></tr></tbody></table> pursuant to … Air Drag type or family (if applicable): General remark: For simulation tool input data an electronic file format needs to be defined which can be used for data import to the simulation tool. The simulation tool input data may differ from the data requested in the information document and vice versa (to be defined). A data file is especially necessary wherever large data such as efficiency maps need to be handled (no manual transfer/input necessary). … 0.0. GENERAL 0.1. Name and address of manufacturer 0.2. Make (trade name of manufacturer) 0.3. Air drag type (family if applicable) 0.4. Commercial name(s) (if available) 0.5. Means of identification of type, if marked on the vehicle 0.6. In the case of components and separate technical units, location and method of affixing of the certification mark 0.7. Name(s) and address(es) of assembly plant(s) 0.8. Name and address of the manufacturer's representative PART 1 ESSENTIAL CHARACTERISTICS OF THE (PARENT) AIR DRAG AND THE AIR DRAG TYPES WITHIN AN AIR DRAG FAMILY <table><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>&#160;</p><div/></td><td><p><span>Parent air drag</span></p></td><td><p><span>Family members</span></p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>&#160;</p><div/></td></tr><tr><td><p><span>or air drag type</span></p></td><td><p><span>#1</span></p></td><td><p><span>#2</span></p></td><td><p><span>#3</span></p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>&#160;</p><div/></td></tr></tbody></table> 1.0. SPECIFIC AIR DRAG INFORMATION 1.1.0. VEHICLE 1.1.1. HDV group according to HDV CO 2 scheme 1.2.0. Vehicle model 1.2.1. Axle configuration 1.2.2. Max. gross vehicle weight 1.2.3. Cabin line 1.2.4. Cabin width (max. value in Y direction) 1.2.5. Cabin length (max. value in X direction) 1.2.6. Roof height 1.2.7. Wheel base 1.2.8. Height cabin over frame 1.2.9. Frame height 1.2.10. Aerodynamic accessories or add-ons (e.g. roof spoiler, side extender, side skirts, corner vanes) 1.2.11. Tyre dimensions front axle 1.2.12. Tyre dimensions driven axles(s) <table><col/><col/><tr><td><p>1.3.</p></td><td><p>Body specifications (according to standard body definition)</p></td></tr></table> <table><col/><col/><tr><td><p>1.4.</p></td><td><p>(Semi-) Trailer specifications (according to (semi-) trailer specification by standard body)</p></td></tr></table> <table><col/><col/><tr><td><p>1.5.</p></td><td><p>Parameter defining the family in accordance with the description of the applicant (parent criteria and deviated family criteria)</p></td></tr></table> LIST OF ATTACHMENTS <table><col/><col/><col/><tbody><tr><td><p><span>No:</span></p></td><td><p><span>Description:</span></p></td><td><p><span>Date of issue:</span></p></td></tr><tr><td><p>1.</p></td><td><p>Information on test conditions</p></td><td><p>&#8230;</p></td></tr><tr><td><p>2.</p></td><td><p>&#8230;</p></td><td><p>&#160;</p><div/></td></tr></tbody></table> Attachment 1 to Information Document Information on test conditions (if applicable) 1.1. Test track on which tests have been conducted 1.2. Total vehicle mass during measurement [kg] 1.3. Maximum vehicle height during measurement [m] 1.4. Average ambient conditions during first low speed test [°C] 1.5. Average vehicle speed during high speed tests [km/h] 1.6. Product of drag coefficient ( C d ) by cross sectional area ( A cr ) for zero crosswind conditions C d A cr (0) [m 2 ] 1.7. Product of drag coefficient ( C d ) by cross sectional area ( A cr ) for average crosswind conditions during constant speed test C d A cr (β) [m 2 ] 1.8. Average yaw angle during constant speed test β [°] 1.9. Declared air drag value C d ·A declared [m 2 ] 1.10. Version number of air drag pre-processing tool Appendix 3 Vehicle height requirements 1. Vehicles measured in the constant speed test according to section 3 of this Annex have to meet the vehicle height requirements as shown in Table 7. 2. The vehicle height has to be determined as described in 3.5.3.1 item vii 3. Vehicles of vehicles groups not shown in Table 7 are not subject to constant speed testing. Table 7 Vehicle Height Requirements <table><col/><col/><col/><tbody><tr><td><p>Vehicle group</p></td><td><p>Minimum vehicle height [m]</p></td><td><p>Maximum vehicle height [m]</p></td></tr><tr><td><p>1</p></td><td><p>3,40</p></td><td><p>3,60</p></td></tr><tr><td><p>2</p></td><td><p>3,50</p></td><td><p>3,75</p></td></tr><tr><td><p>3</p></td><td><p>3,70</p></td><td><p>3,90</p></td></tr><tr><td><p>4</p></td><td><p>3,85</p></td><td><p>4,00</p></td></tr><tr><td><p>5</p></td><td><p>3,90</p></td><td><p>4,00</p></td></tr><tr><td><p><a>&#9660;M1</a></p></td></tr><tr><td><p>9</p></td><td><p>similar values as for rigid lorry with same maximum gross vehicle weight (group 1, 2, 3 or 4)</p></td></tr><tr><td><p><a>&#9660;B</a></p></td></tr><tr><td><p>10</p></td><td><p>3,90</p></td><td><p>4,00</p></td></tr></tbody></table> Appendix 4 Standard body and semitrailer configurations 1. Vehicles measured in the constant speed test according to section 3 of this Annex have to fulfill the requirements on standard bodies and standard semitrailer as described in this Appendix. 2. The applicable standard body or semitrailer shall be determined from Table 8. Table 8 Allocation of standard bodies and semitrailer for constant speed testing <table><col/><col/><tbody><tr><td><p>Vehicle group</p></td><td><p>Standard body or trailer</p></td></tr><tr><td><p>1</p></td><td><p>B1</p></td></tr><tr><td><p>2</p></td><td><p>B2</p></td></tr><tr><td><p>3</p></td><td><p>B3</p></td></tr><tr><td><p>4</p></td><td><p>B4</p></td></tr><tr><td><p>5</p></td><td><p>ST1</p></td></tr><tr><td><p>9</p></td><td><p>depending on maximum gross vehicle weight:</p><div><p>7,5 &#8211; 10t: B1</p></div><div><p>&gt; 10 &#8211; 12t: B2</p></div><div><p>&gt; 12 &#8211; 16t: B3</p></div><div><p>&gt; 16t: B5</p></div></td></tr><tr><td><p>10</p></td><td><p>ST1</p></td></tr></tbody></table> 3. The standard bodies B1, B2, B3, B4 and B5 shall be constructed as a hard shell body in dry-out box design. They shall be equipped with two rear doors and without any side doors. The standard bodies shall not be equipped with tail lifts, front spoilers or side fairings for reduction of aerodynamic drag. The specifications of the standard bodies are given in: Table 9 for standard body ‘B1’ Table 10 for standard body ‘B2’ Table 11 for standard body ‘B3’ Table 12 for standard body ‘B4’ Table 13 for standard body ‘B5’ Mass indications as given in Table 9 to Table 13 are not subject to inspection for air drag testing. 4. The type and chassis requirements for the standard semitrailer ST1 are listed in Table 14. The specifications are given in Table 15. 5. All dimensions and masses without tolerances mentioned explicitly shall be in line with Regulation (EC) No 1230/2012, Annex 1, Appendix 2 (i.e. in the range of ± 3 % of the target value). Table 9 Specifications of standard body ‘B1’ <table><col/><col/><col/><col/><tbody><tr><td><p>Specification</p></td><td><p>Unit</p></td><td><p>External dimension</p><p>(tolerance)</p></td><td><p>Remarks</p></td></tr><tr><td><p>Length</p></td><td><p>[mm]</p></td><td><p>6&#160;200</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>Width</p></td><td><p>[mm]</p></td><td><p>2&#160;550 (&#8211; 10)</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>Height</p></td><td><p>[mm]</p></td><td><p>2&#160;680 (&#177; 10)</p></td><td><p>box: external height: 2&#160;560</p><p>longitudinal beam: 120</p></td></tr><tr><td><p>Corner radius side &amp; roof with front panel</p></td><td><p>[mm]</p></td><td><p>50 - 80</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>Corner radius side with roof panel</p></td><td><p>[mm]</p></td><td><p>50 - 80</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>Remaining corners</p></td><td><p>[mm]</p></td><td><p>broken with radius &#8804;&#160;10</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>Mass</p></td><td><p>[kg]</p></td><td><p>1&#160;600</p></td><td><p>has not be verified during air drag testing</p></td></tr></tbody></table> Table 10 Specifications of standard body ‘B2’ <table><col/><col/><col/><col/><tbody><tr><td><p>Specification</p></td><td><p>Unit</p></td><td><p>External dimension</p><p>(tolerance)</p></td><td><p>Remarks</p></td></tr><tr><td><p>Length</p></td><td><p>[mm]</p></td><td><p>7&#160;400</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>Width</p></td><td><p>[mm]</p></td><td><p>2&#160;550 (&#8211; 10)</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>Height</p></td><td><p>[mm]</p></td><td><p>2&#160;760 (&#177; 10)</p></td><td><p>box: external height: 2&#160;640</p><p>longitudinal beam: 120</p></td></tr><tr><td><p>Corner radius side &amp; roof with front panel</p></td><td><p>[mm]</p></td><td><p>50 - 80</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>Corner radius side with roof panel</p></td><td><p>[mm]</p></td><td><p>50 - 80</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>Remaining corners</p></td><td><p>[mm]</p></td><td><p>broken with radius &#8804;&#160;10</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>Mass</p></td><td><p>[kg]</p></td><td><p>1&#160;900</p></td><td><p>has not be verified during air drag testing</p></td></tr></tbody></table> Table 11 Specifications of standard body ‘B3’ <table><col/><col/><col/><col/><tbody><tr><td><p>Specification</p></td><td><p>Unit</p></td><td><p>External dimension</p><p>(tolerance)</p></td><td><p>Remarks</p></td></tr><tr><td><p>Length</p></td><td><p>[mm]</p></td><td><p>7&#160;450</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>Width</p></td><td><p>[mm]</p></td><td><p>2&#160;550 (&#8211; 10)</p></td><td><p>legal limit (96/53/EC),</p><p>internal &#8805; 2&#160;480</p></td></tr><tr><td><p>Height</p></td><td><p>[mm]</p></td><td><p>2&#160;880 (&#177; 10)</p></td><td><p>box: external height: 2&#160;760</p><p>longitudinal beam: 120</p></td></tr><tr><td><p>Corner radius side &amp; roof with front panel</p></td><td><p>[mm]</p></td><td><p>50 - 80</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>Corner radius side with roof panel</p></td><td><p>[mm]</p></td><td><p>50 - 80</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>Remaining corners</p></td><td><p>[mm]</p></td><td><p>broken with radius &#8804;&#160;10</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>Mass</p></td><td><p>[kg]</p></td><td><p>2&#160;000</p></td><td><p>has not be verified during air drag testing</p></td></tr></tbody></table> Table 12 Specifications of standard body ‘B4’ <table><col/><col/><col/><col/><tbody><tr><td><p>Specification</p></td><td><p>Unit</p></td><td><p>External dimension</p><p>(tolerance)</p></td><td><p>Remarks</p></td></tr><tr><td><p>Length</p></td><td><p>[mm]</p></td><td><p>7&#160;450</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>Width</p></td><td><p>[mm]</p></td><td><p>2&#160;550 (&#8211; 10)</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>Height</p></td><td><p>[mm]</p></td><td><p>2&#160;980 (&#177; 10)</p></td><td><p>box: external height: 2&#160;860</p><p>longitudinal beam: 120</p></td></tr><tr><td><p>Corner radius side &amp; roof with front panel</p></td><td><p>[mm]</p></td><td><p>50 - 80</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>Corner radius side with roof panel</p></td><td><p>[mm]</p></td><td><p>50 - 80</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>Remaining corners</p></td><td><p>[mm]</p></td><td><p>broken with radius &#8804;&#160;10</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>Mass</p></td><td><p>[kg]</p></td><td><p>2&#160;100</p></td><td><p>has not be verified during air drag testing</p></td></tr></tbody></table> Table 13 Specifications of standard body ‘B5’ <table><col/><col/><col/><col/><tbody><tr><td><p>Specification</p></td><td><p>Unit</p></td><td><p>External dimension</p><p>(tolerance)</p></td><td><p>Remarks</p></td></tr><tr><td><p>Length</p></td><td><p>[mm]</p></td><td><p>7&#160;820</p></td><td><p>internal &#8805; 7&#160;650</p></td></tr><tr><td><p>Width</p></td><td><p>[mm]</p></td><td><p>2&#160;550 (&#8211; 10)</p></td><td><p>legal limit (96/53/EC),</p><p>internal &#8805; 2&#160;460</p></td></tr><tr><td><p>Height</p></td><td><p>[mm]</p></td><td><p>2&#160;980 (&#177; 10)</p></td><td><p>box: external height: 2&#160;860</p><p>longitudinal beam: 120</p></td></tr><tr><td><p>Corner radius side &amp; roof with front panel</p></td><td><p>[mm]</p></td><td><p>50 - 80</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>Corner radius side with roof panel</p></td><td><p>[mm]</p></td><td><p>50 - 80</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>Remaining corners</p></td><td><p>[mm]</p></td><td><p>broken with radius &#8804;&#160;10</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>Mass</p></td><td><p>[kg]</p></td><td><p>2&#160;200</p></td><td><p>has not be verified during air drag testing</p></td></tr></tbody></table> Table 14 Type and chassis configuration of standard semitrailer ‘ST1’ <table><col/><col/><tbody><tr><td><p>Type of trailer</p></td><td><p>3-axle semi-trailer w/o steering axle(s)</p></td></tr><tr><td><p>Chassis configuration</p></td><td><div><p>&#8212;&#160;End to end ladder frame</p></div><div><p>&#8212;&#160;Frame w/o underfloor cover</p></div><div><p>&#8212;&#160;2 stripes at each side as underride protection</p></div><div><p>&#8212;&#160;Rear underride protection (UPS)</p></div><div><p>&#8212;&#160;Rear lamp holder plate</p></div><div><p>&#8212;&#160;w/o pallet box</p></div><div><p>&#8212;&#160;Two spare wheels after the 3rd axle</p></div><div><p>&#8212;&#160;One toolbox at the end of the body before UPS (left or right side)</p></div><div><p>&#8212;&#160;Mud flaps before and behind axle assembly</p></div><div><p>&#8212;&#160;Air suspension</p></div><div><p>&#8212;&#160;Disc brakes</p></div><div><p>&#8212;&#160;Tyre size: 385/65&#160;R 22,5</p></div><div><p>&#8212;&#160;2 back doors</p></div><div><p>&#8212;&#160;w/o side door(s)</p></div><div><p>&#8212;&#160;w/o tail lift</p></div><div><p>&#8212;&#160;w/o front spoiler</p></div><div><p>&#8212;&#160;w/o side fairings for aero</p></div></td></tr></tbody></table> Table 15 Specifications standard semitrailer ‘ST1’ <table><col/><col/><col/><col/><tbody><tr><td><p>Specification</p></td><td><p>Unit</p></td><td><p>External dimension</p><p>(tolerance)</p></td><td><p>Remarks</p></td></tr><tr><td><p>Total length</p></td><td><p>[mm]</p></td><td><p>13&#160;685</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>Total width (Body width)</p></td><td><p>[mm]</p></td><td><p>2&#160;550 (&#8211; 10)</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>Body height</p></td><td><p>[mm]</p></td><td><p>2&#160;850 (&#177; 10)</p></td><td><p>max. full height: 4&#160;000 (96/53/EC)</p></td></tr><tr><td><p>Full height, unloaded</p></td><td><p>[mm]</p></td><td><p>4&#160;000 (&#8211; 10)</p></td><td><p>height over the complete length specification for semi-trailer, not relevant for checking of vehicle height during constant speed test</p></td></tr><tr><td><p>Trailer coupling height, unloaded</p></td><td><p>[mm]</p></td><td><p>1&#160;150</p></td><td><p>specification for semitrailer, not subject to inspection during constant speed test</p></td></tr><tr><td><p>Wheelbase</p></td><td><p>[mm]</p></td><td><p>7&#160;700</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>Axle distance</p></td><td><p>[mm]</p></td><td><p>1&#160;310</p></td><td><p>3-axle assembly, 24t (96/53/EC)</p></td></tr><tr><td><p>Front overhang</p></td><td><p>[mm]</p></td><td><p>1&#160;685</p></td><td><p>radius: 2&#160;040 (legal limit, 96/53/EC)</p></td></tr><tr><td><p>Front wall</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>flat wall with attachments for compressed air and electricity</p></td></tr><tr><td><p>Corner front/side panel</p></td><td><p>[mm]</p></td><td><p>broken with a strip and edge radii &#8804; 5</p></td><td><p>secant of a circle with the kingpin as centre and a radius of 2&#160;040 (legal limit, 96/53/EC)</p></td></tr><tr><td><p>Remaining corners</p></td><td><p>[mm]</p></td><td><p>broken with radius &#8804;&#160;10</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>Toolbox dimension vehicle x-axis</p></td><td><p>[mm]</p></td><td><p>655</p></td><td><p>Tolerance: &#177; 10&#160;% of target value</p></td></tr><tr><td><p>Toolbox dimension vehicle y-axis</p></td><td><p>[mm]</p></td><td><p>445</p></td><td><p>Tolerance: &#177; 5&#160;% of target value</p></td></tr><tr><td><p>Toolbox dimension vehicle z-axis</p></td><td><p>[mm]</p></td><td><p>495</p></td><td><p>Tolerance: &#177; 5&#160;% of target value</p></td></tr><tr><td><p>Side underride protection length</p></td><td><p>[mm]</p></td><td><p>3&#160;045</p></td><td><p>2 stripes at each side, acc. ECE- R 73, Amendment 01 (2010), +/&#8211; 100 depending on wheelbase</p></td></tr><tr><td><p>Stripe profile</p></td><td><p>[mm<span>2</span>]</p></td><td><p>100&#160;&#215; 30</p></td><td><p>ECE- R 73, Amendment 01 (2010)</p></td></tr><tr><td><p>Technical gross vehicle weight</p></td><td><p>[kg]</p></td><td><p>39&#160;000</p></td><td><p>legal GVWR: 24&#160;000 (96/53/EC)</p></td></tr><tr><td><p>Vehicle curb weight</p></td><td><p>[kg]</p></td><td><p>7&#160;500</p></td><td><p>has not be verified during air drag testing</p></td></tr><tr><td><p>Allowable axle load</p></td><td><p>[kg]</p></td><td><p>24&#160;000</p></td><td><p>legal limit (96/53/EC)</p></td></tr><tr><td><p>Technical axle load</p></td><td><p>[kg]</p></td><td><p>27&#160;000</p></td><td><p>3&#160;&#215; 9&#160;000</p></td></tr></tbody></table> Appendix 5 Air drag family for trucks 1. General An air drag family is characterized by design and performance parameters. These shall be common to all vehicles within the family. The manufacturer may decide which vehicles belong to an air drag family as long as the membership criteria listed in paragraph 4 are respected. The air drag family shall be approved by the approval authority. The manufacturer shall provide to the approval authority the appropriate information relating to the air drag of the members of the air drag family. 2. Special cases In some cases there may be interaction between parameters. This shall be taken into consideration to ensure that only vehicles with similar characteristics are included within the same air drag family. These cases shall be identified by the manufacturer and notified to the approval authority. It shall then be taken into account as a criterion for creating a new air drag family. In addition to the parameters listed in paragraph 4, the manufacturer may introduce additional criteria allowing the definition of families of more restricted size. ————— 4. Parameter defining the air drag family: <table><col/><col/><tr><td><p>4.1.</p></td><td><p>Vehicles are allowed to be grouped within a family if the following criteria are fulfilled:</p><div><p>(a)<span>&#160;</span>Same cabin width and body in white geometry up to B-pillar and above the heel point excluding the cab bottom (e.g. engine tunnel). All members of the family stay within a range of &#177; 10&#160;mm to the parent vehicle.</p></div><div><p>(b)<span>&#160;</span>Same roof height in vertical Z. All members of the family stay within a range of &#177; 10&#160;mm to the parent vehicle.</p></div><div><p>(c)<span>&#160;</span>Same height of cabin over frame. This criterion is fulfilled if the height difference of the cabins over frame stays within Z &lt; 175mm.</p></div><p>The fulfillment of the family concept requirements shall be demonstrated by CAD (computer-aided design) data.</p><p><span>Figure 1</span></p><p><span>Family definition</span></p><p><img/></p></td></tr></table> <table><col/><col/><tr><td><p>4.2.</p></td><td><p>An air drag family consist of testable members and vehicle configurations which can not be tested in accordance with this regulation.</p></td></tr></table> <table><col/><col/><tr><td><p>4.3.</p></td><td><p>Testable members of a family are vehicle configurations, which fulfil the installation requirements as defined in 3.3 in the main part of this Annex.</p></td></tr></table> 5. Choice of the air drag parent vehicle <table><col/><col/><tr><td><p>5.1.</p></td><td><p>The parent vehicle of each family shall be selected according to the following criteria:</p></td></tr></table> <table><col/><col/><tr><td><p>5.2.</p></td><td><p>The vehicle chassis shall fit to the dimensions of the standard body or semi-trailer as defined in Appendix 4 of this Annex.</p></td></tr></table> <table><col/><col/><tr><td><p>5.3.</p></td><td><p>All testable members of the family shall have an equal or lower air drag value than the value C<span>d</span> &#903; A<span>declared</span> declared for the parent vehicle.</p></td></tr></table> <table><col/><col/><tr><td><p>5.4.</p></td><td><p>The applicant for a certificate shall be able to demonstrate that the selection of the parent vehicle meets the provisions as stated in 5.3 based on scientific methods e.g. CFD, wind tunnel results or good engineering practice. This provision applies for all vehicle variants which can be tested by the constant speed procedure as described in this Annex. Other vehicle configurations (e.g. vehicle heights not in accordance with the provisions in Appendix 4, wheel bases not compatible with the standard body dimensions of Appendix 5) shall get the same air drag value as the testable parent within the family without any further demonstration. As tires are considered as part of the measurement equipment, their influence shall be excluded in proving the worst case scenario.</p></td></tr></table> <table><col/><col/><tr><td><p>5.5.</p></td><td><p><a>&#9660;M1</a></p><p>The declared value<span>C<span>d</span>&#903;A<span>declared</span></span> can be used for creation of families in other vehicle classes if the family criteria in accordance with point 5 of this Appendix are met based on the provisions given in Table&#160;16.</p><p><a>&#9660;B</a></p><p><br/></p><div><p><br/></p><p><span>Table 16</span></p><p><span>Provisions for transfer of air drag values to other vehicle classes</span></p><table><col/><col/><col/><tbody><tr><td><p>Vehicle group</p></td><td><p>Transfer formula</p></td><td><p>Remarks</p></td></tr><tr><td><p>1</p></td><td><p>Vehicle group 2 &#8211; 0,2&#160;m<span>2</span></p></td><td><p>Only allowed if value for related family in group 2 was measured</p></td></tr><tr><td><p>2</p></td><td><p>Vehicle group 3 &#8211; 0,2&#160;m<span>2</span></p></td><td><p>Only allowed if value for related family in group 3 was measured</p></td></tr><tr><td><p>3</p></td><td><p>Vehicle group 4 &#8211; 0,2&#160;m<span>2</span></p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>4</p></td><td><p>No transfer allowed</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>5</p></td><td><p>No transfer allowed</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>9</p></td><td><p>Vehicle group 1,2,3,4 + 0,1&#160;m<span>2</span></p></td><td><p>Applicable group for transfer has to match with gross vehicle weight. Transfer of already transferred values allowed.</p></td></tr><tr><td><p>10</p></td><td><p>Vehicle group 1,2,3,5 + 0,1&#160;m<span>2</span></p></td></tr><tr><td><p>11</p></td><td><p>Vehicle group 9</p></td><td><p>Transfer of already transferred values allowed</p></td></tr><tr><td><p>12</p></td><td><p>Vehicle group 10</p></td><td><p>Transfer of already transferred values allowed</p></td></tr><tr><td><p><a>&#9660;M1</a></p></td></tr><tr><td><p>16</p></td><td><p>Vehicle group 9 + 0,3&#160;m<span>2</span></p></td><td><p>Applicable vehicle group for transfer has to match with gross vehicle weight. Transfer to already transferred values allowed.</p></td></tr><tr><td><p><a>&#9660;B</a></p></td></tr></tbody></table></div></td></tr></table> Appendix 6 Conformity of the certified CO 2 emissions and fuel consumption related properties 1. The conformity of the certified CO 2 emissions and fuel consumption related properties shall be verified by constant speed tests as laid down in section 3 of the main part of this Annex. For conformity of the certified CO 2 emissions and fuel consumption related properties the following additional provisions apply: i. The ambient temperature of the constant speed test shall be within a range of ± 5 °C to the value from the certification measurement. This criterion is verified based on the average temperature from the first low speed tests as calculated by the air drag pre-processing tool. ii. The high speed test shall be performed in a vehicle speed range within ± 2 km/h to the value from the certification measurement. All conformity of the certified CO 2 emissions and fuel consumption related properties tests shall be supervised by the approval authority. 2. A vehicle fails the conformity of the certified CO 2 emissions and fuel consumption related properties test if the measured C d A cr (0) value is higher than the C d · A declared value declared for the parent vehicle plus 7,5 % tolerance margin. If a first test fails, up to two additional tests at different days with the same vehicle may be performed. Where the measured C d A cr (0) value of all performed tests is higher than the C d ·A declared value declared for the parent vehicle plus 7,5 % tolerance margin, Article 23 of this Regulation shall apply. For calculation of C d A cr (0) value the air drag pre-processing tool version of the parent air drag in accordance with Attachment 1 of Appendix 2 to this Annex shall be used. 3. The number of vehicles to be tested for conformity with the certified CO 2 emissions and fuel consumption related properties per year of production shall be determined based on Table 17. Table 17 Number of vehicles to be tested for conformity with the certified CO 2 emissions and fuel consumption related properties per year of production <table><col/><col/><tbody><tr><td><p>Number of CoP tested vehicles</p></td><td><p>Number of CoP relevant vehicles produced the year before</p></td></tr><tr><td><p>2</p></td><td><p>&#8804; 25&#160;000</p></td></tr><tr><td><p>3</p></td><td><p>&#8804; 50&#160;000</p></td></tr><tr><td><p>4</p></td><td><p>&#8804; 75&#160;000</p></td></tr><tr><td><p>5</p></td><td><p>&#8804; 100&#160;000</p></td></tr><tr><td><p>6</p></td><td><p>100&#160;001 and more</p></td></tr></tbody></table> For the purpose of establishing the production numbers, only air drag data which fall under the requirements of this Regulation and which did not get standard air drag values according to Appendix 8 of this Annex shall be considered. 4. For the selection of vehicles for conformity of the certified CO 2 emissions and fuel consumption related properties testing the following provisions apply: 4.1. Only vehicles from the production line shall be tested. 4.2. Only vehicles which fulfil the provisions for constant speed testing as laid down in section 3.3 of the main part of this Annex shall be selected. 4.3. Tires are considered part of the measurement equipment and can be selected by the manufacturer. 4.4. Vehicles in families where the air drag value has been determined via transfer from other vehicles according to Appendix 5 point 5 are not subject to conformity of the certified CO 2 emissions and fuel consumption related properties testing. 4.5. Vehicles which use standard values for air drag according to Appendix 8 are not subject to conformity of the certified CO 2 emissions and fuel consumption related properties testing. 4.6. The first two vehicles per manufacturer to be tested for conformity with the certified CO 2 emissions and fuel consumption related properties tested shall be selected from the two biggest families in terms of vehicle production. Additional vehicles shall be selected by the approval authority. 5. After a vehicle was selected for conformity of the certified CO 2 emissions and fuel consumption related properties the manufacturer has to verify the conformity of the certified CO 2 emissions and fuel consumption related properties within a time period of 12 month. The manufacturer may request the approval authority for an extension of that period for up to 6 months if he can prove that the verification was not possible within the required period due to weather conditions. Appendix 7 Standard values 1. Standard values for the declared air drag value C d · A declared are defined according to Table 18. In case standard values shall be applied, no input data on air drag shall be provided to the simulation tool. In this case the standard values are allocated automatically by the simulation tool. Table 18 Standard values for C d · A declared <table><col/><col/><tbody><tr><td><p>Vehicle group</p></td><td><p>Standard value</p><p><span>C<span>d</span></span> &#903;<span>A<span>declared</span></span> [m<span>2</span>]</p></td></tr><tr><td><p><span>1</span></p></td><td><p>7,1</p></td></tr><tr><td><p><span>2</span></p></td><td><p>7,2</p></td></tr><tr><td><p><span>3</span></p></td><td><p>7,4</p></td></tr><tr><td><p><span>4</span></p></td><td><p>8,4</p></td></tr><tr><td><p><span>5</span></p></td><td><p>8,7</p></td></tr><tr><td><p><span>9</span></p></td><td><p>8,5</p></td></tr><tr><td><p><span>10</span></p></td><td><p>8,8</p></td></tr><tr><td><p><span>11</span></p></td><td><p>8,5</p></td></tr><tr><td><p><span>12</span></p></td><td><p>8,8</p></td></tr><tr><td><p><span>16</span></p></td><td><p>9,0</p></td></tr></tbody></table> 2. For vehicle configurations ‘rigid lorry + trailer’ the overall air drag value is calculated by the simulation tool by adding standard delta values for trailer influence as specified in Table 19 to the C d ·A declared value for the rigid lorry. Table 19 Standard delta air drag values for trailer influence <table><col/><col/><tbody><tr><td><p>Trailer</p></td><td><p>Standard delta air drag values for trailer influence [m<span>2</span>]</p></td></tr><tr><td><p><span>T1</span></p></td><td><p>1,3</p></td></tr><tr><td><p><span>T2</span></p></td><td><p>1,5</p></td></tr></tbody></table> 3. For EMS vehicle configurations the air drag value of the overall vehicle configuration is calculated by the simulation tool by adding the standard delta values for EMS influence as specified in Table 20 to the air drag value for the baseline vehicle configuration. Table 20 Standard delta C d A cr (0) values for EMS influence <table><col/><col/><tbody><tr><td><p>EMS configuration</p></td><td><p>Standard delta air drag values for EMS influence [m<span>2</span>]</p></td></tr><tr><td><p><span>(Class 5 tractor + ST1) + T2</span></p></td><td><p>1,5</p></td></tr><tr><td><p><span>(Class 9/11 truck) + dolly + ST 1</span></p></td><td><p>2,1</p></td></tr><tr><td><p><span>(Class 10/12 tractor + ST1) + T2</span></p></td><td><p>1,5</p></td></tr></tbody></table> Appendix 8 Markings In the case of a vehicle being type approved accordant to this Annex, the cabin shall bear: 1.1. The manufacturer's name or trade mark 1.2 The make and identifying type indication as recorded in the information referred to in paragraph 0.2 and 0.3 of Appendix 2 to this Annex 1.3 The certification mark as a rectangle surrounding the lower-case letter ‘e’ followed by the distinguishing number of the Member State which has granted the certificate: 1 for Germany; 2 for France; 3 for Italy; 4 for the Netherlands; 5 for Sweden; 6 for Belgium; 7 for Hungary; 8 for the Czech Republic; 9 for Spain; 11 for the United Kingdom; 12 for Austria; 13 for Luxembourg; 17 for Finland; 18 for Denmark; 19 for Romania; 20 for Poland; 21 for Portugal; 23 for Greece; 24 for Ireland; 25 for Croatia; 26 for Slovenia; 27 for Slovakia; 29 for Estonia; 32 for Latvia; 34 for Bulgaria; 36 for Lithuania; 49 for Cyprus; 50 for Malta 1.4 The certification mark shall also include in the vicinity of the rectangle the ‘base certification number’ as specified for Section 4 of the type-approval number set out in Annex VII to Directive 2007/46/EC, preceded by the two figures indicating the sequence number assigned to the latest technical amendment to this Regulation and by a character ‘P’ indicating that the approval has been granted for an air drag. For this Regulation, the sequence number shall be 00. 1.4.1 Example and dimensions of the certification mark The above certification mark affixed to a cabin shows that the type concerned has been approved in Poland (e20), pursuant to this Regulation. The first two digits (00) are indicating the sequence number assigned to the latest technical amendment to this Regulation. The following letter indicates that the certificate was granted for an air drag (P). The last four digits (0004) are those allocated by the type-approval authority to the engine as the base certification number. 1.5 The certification mark shall be affixed to the cabin in such a way as to be indelible and clearly legible. It shall be visible when the cabin is installed on the vehicle and shall be affixed to a part necessary for normal cabin operation and not normally requiring replacement during cabin life. The markings, labels, plates or stickers must be durable for the useful life of the cabin and must be clearly legible and indelible. The manufacturer shall ensure that the markings, labels, plates or sticker cannot be removed without destroying or defacing them. 2 Numbering <table><col/><col/><tr><td><p>2.1.</p></td><td><p>Certification number for air drag shall comprise the following:</p><p>eX*YYYY/YYYY*ZZZZ/ZZZZ*P*0000*00</p><p><br/></p><div><p><br/></p><table><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>Section 1</p></td><td><p>Section 2</p></td><td><p>Section 3</p></td><td><p>Additional letter to section 3</p></td><td><p>Section 4</p></td><td><p>Section 5</p></td></tr><tr><td><p>Indication of country issuing the certificate</p></td><td><p>HDV CO<span>2</span> certification Regulation (2017/2400)</p></td><td><p>Latest amending Regulation (ZZZZ/ZZZZ)</p></td><td><p>P = Air drag</p></td><td><p>Base certification number 0000</p></td><td><p>Extension 00</p></td></tr></tbody></table></div></td></tr></table> Appendix 9 Input parameters for the simulation tool Introduction This Appendix describes the list of parameters to be provided by the vehicle manufacturer as input to the simulation tool. The applicable XML schema as well as example data are available at the dedicated electronic distribution platform. The XML is automatically generated by the air drag pre-processing tool. Definitions <table><col/><col/><tr><td><p>(1)</p></td><td><p>&#8216;Parameter ID&#8217;:Unique identifier as used in the simulation tool for a specific input parameter or set of input data</p></td></tr></table> <table><col/><col/><tr><td><p>(2)</p></td><td><p>&#8216;Type&#8217;:</p><p>Data type of the parameter</p><table><col/><col/><tr><td><p>string &#8230;</p></td><td><p>sequence of characters in ISO8859-1 encoding</p></td></tr></table><table><col/><col/><tr><td><p>token &#8230;</p></td><td><p>sequence of characters in ISO8859-1 encoding, no leading/trailing whitespace</p></td></tr></table><table><col/><col/><tr><td><p>date &#8230;</p></td><td><p>date and time in UTC time in the format: YYYY-MM-DD<span><span>T</span></span>HH:MM:SS<span><span>Z</span></span> with italic letters denoting fixed characters e.g. &#8216;2002-05-30T09:30:10Z&#8217;</p></td></tr></table><table><col/><col/><tr><td><p>integer &#8230;</p></td><td><p>value with an integral data type, no leading zeros, e.g. &#8216;1800&#8217;</p></td></tr></table><table><col/><col/><tr><td><p>double, X &#8230;</p></td><td><p>fractional number with exactly X digits after the decimal sign (&#8216;.&#8217;) and no leading zeros e.g. for &#8216;double, 2&#8217;: &#8216;2345.67&#8217;; for &#8216;double, 4&#8217;: &#8216;45.6780&#8217;</p></td></tr></table></td></tr></table> <table><col/><col/><tr><td><p>(3)</p></td><td><p>&#8216;Unit&#8217; &#8230;physical unit of the parameter</p></td></tr></table> Set of input parameters Table 1 Input parameters ‘AirDrag’ <table><col/><col/><col/><col/><col/><tbody><tr><td><p>Parameter name</p></td><td><p>Parameter ID</p></td><td><p>Type</p></td><td><p>Unit</p></td><td><p>Description/Reference</p></td></tr><tr><td><p>Manufacturer</p></td><td><p>P240</p></td><td><p>token</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>Model</p></td><td><p>P241</p></td><td><p>token</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>CertificationNumber</p></td><td><p>P242</p></td><td><p>token</p></td><td><p>&#160;</p><div/></td><td><p>Identifier of the component as used in the certification process</p></td></tr><tr><td><p>Date</p></td><td><p>P243</p></td><td><p>date</p></td><td><p>&#160;</p><div/></td><td><p>Date and time when the component hash is created</p></td></tr><tr><td><p>AppVersion</p></td><td><p>P244</p></td><td><p>token</p></td><td><p>&#160;</p><div/></td><td><p>Number identifying the version of the air drag pre-processing tool</p></td></tr><tr><td><p>CdxA_0</p></td><td><p>P245</p></td><td><p>double, 2</p></td><td><p>[m<span>2</span>]</p></td><td><p>Final result of the air drag pre-processing tool.</p></td></tr><tr><td><p>TransferredCdxA</p></td><td><p>P246</p></td><td><p>double, 2</p></td><td><p>[m<span>2</span>]</p></td><td><p>CdxA_0 transferred to related families in other vehicle groups in accordance with Table 16 of Appendix 5. In case no transfer rule was applied CdxA_0 shall be provided.</p></td></tr><tr><td><p>DeclaredCdxA</p></td><td><p>P146</p></td><td><p>double, 2</p></td><td><p>[m<span>2</span>]</p></td><td><p>Declared value for air drag family</p></td></tr></tbody></table> In case standard values in accordance with Appendix 7 shall be used in the simulation tool, no input data for air drag component shall be provided. The standard values are allocated automatically in accordance with the vehicle group scheme. ANNEX IX VERIFYING TRUCK AUXILIARY DATA 1. Introduction This Annex describes the provisions regarding the power consumption of auxiliaries for heavy duty vehicles for the purpose of the determination of vehicle specific CO 2 emissions. The power consumption of the following auxiliaries shall be considered within the simulation tool by using technology specific average standard power values: (a) Fan (b) Steering system (c) Electric system (d) Pneumatic system (e) Air Conditioning (AC) system (f) Transmission Power Take Off (PTO) The standard values are integrated in the simulation tool and automatically used by choosing the corresponding technology. 2. Definitions For the purposes of this Annex the following definitions shall apply: (1) ‘Crankshaft mounted fan’ means a fan installation where the fan is driven in the prolongation of the crankshaft, often by a flange; (2) ‘Belt or transmission driven fan’ means a fan that is installed in a position where additional belt, tension system or transmission is needed; (3) ‘Hydraulic driven fan’ means a fan propelled by hydraulic oil, often installed away from the engine. A hydraulic system with oil system, pump and valves are influencing losses and efficiencies in the system; (4) ‘Electrically driven fan’ means a fan propelled by an electric motor. The efficiency for complete energy conversion, included in/out from battery, is considered; (5) ‘Electronically controlled visco clutch’ means a clutch in which a number of sensor inputs together with SW logic are used to electronically actuate the fluid flow in the visco clutch; (6) ‘Bimetallic controlled visco clutch’ means a clutch in which a bimetallic connection is used to convert a temperature change into mechanical displacement. The mechanical displacement is then working as an actuator for the visco clutch; (7) ‘Discrete step clutch’ means a mechanical device where the grade of actuation can be made in distinct steps only (not continuous variable). (8) ‘On/off clutch’ means a mechanical clutch which is either fully engaged or fully disengaged; (9) ‘Variable displacement pump’ means a device that converts mechanical energy to hydraulic fluid energy. The amount of fluid pumped per revolution of the pump can be varied while the pump is running; (10) ‘Constant displacement pump’ means a device that converts mechanical energy to hydraulic fluid energy. The amount of fluid pumped per revolution of the pump cannot be varied while the pump is running; (11) ‘Electric motor control’ means the use of an electric motor to propel the fan. The electrical machine converts electrical energy into mechanical energy. Power and speed are controlled by conventional technology for electric motors; (12) ‘Fixed displacement pump (default technology)’ means a pump having an internal limitation of the flow rate; (13) ‘Fixed displacement pump with electronic control’ means a pump using an electronic control of the flow rate; (14) ‘Dual displacement pump’ means a pump with two chambers (with the same or different displacement) which can be combined or only one of these is used. It is characterised by an internal limitation of flow rate; (15) ‘Variable displacement pump mech. controlled’ means a pump where the displacement is mechanically controlled internally (internal pressure scales); (16) ‘Variable displacement pump elec. controlled’ means a pump where the displacement is mechanically controlled internally (internal pressure scales). Additionally, the flow rate is elec. controlled by a valve; (17) ‘Electric steering pump’ means a hydraulic pump driven by an electric motor; (18) ‘Baseline air compressor’ means a conventional air compressor without any fuel saving technology; (19) ‘Air compressor with Energy Saving System (ESS)’ means a compressor reducing the power consumption during blow off, e.g. by closing intake side, ESS is controlled by system air pressure; (20) ‘Compressor clutch (visco)’ means a disengageable compressor where the clutch is controlled by the system air pressure (no smart strategy), minor losses during disengaged state caused by visco clutch; (21) ‘Compressor clutch (mechanically)’ means a disengageable compressor where the clutch is controlled by the system air pressure (no smart strategy); (22) ‘Air Management System with optimal regeneration (AMS)’ means an electronic air processing unit that combines an electronically controlled air dryer for optimized air regeneration and an air delivery preferred during overrun conditions (requires a clutch or ESS). (23) ‘Light Emitting Diodes (LED)’ mean semiconductor devices that emit visible light when an electrical current passes through them. (24) ‘Air conditioning system’ means a system consisting of a refrigerant circuit with compressor and heat exchangers to cool down the interior of a truck cab or bus body. (25) ‘Power take-off (PTO)’ means a device on a transmission or an engine to which an auxiliary driven device, e.g., a hydraulic pump, can be connected; a power take-off is usually optional; (26) ‘Power take-off drive mechanism’ means a device in a transmission that allows the installation of a power take-off (PTO); (27) ‘Tooth clutch’ means a (manoeuvrable) clutch where torque is transferred mainly by normal forces between mating teeth. A tooth clutch can either be engaged or disengaged. It is operated in load-free conditions only (e.g. at gear shifts in a manual transmission); (28) ‘Synchroniser’ means a type of tooth clutch where a friction device is used to equalise the speeds of the rotating parts to be engaged; (29) ‘Multi-disc clutch’ means a clutch where several friction linings are arranged in parallel whereby all friction pairs get the same pressing force. Multi-disc clutches are compact and can be engaged and disengaged under load. They may be designed as dry or wet clutches; (30) ‘Sliding wheel’ means a gearwheel used as shift element where the shifting is realized by moving the gearwheel on its shaft into or out of the gear mesh of the mating gear. 3. Determination of technology specific average standard power values 3.1 Fan For the fan power the standard values shown in Table 1 shall be used depending on mission profile and technology: Table 1 Mechanical power demand of the fan <table><col/><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>Fan drive cluster</p></td><td><p>Fan control</p></td><td><p>Fan power consumption [W]</p></td></tr><tr><td><p>Long haul</p></td><td><p>Regional delivery</p></td><td><p>Urban delivery</p></td><td><p>Municipal utility</p></td><td><p>Construction</p></td></tr><tr><td><p>Crankshaft mounted</p></td><td><p>Electronically controlled visco clutch</p></td><td><p>618</p></td><td><p>671</p></td><td><p>516</p></td><td><p>566</p></td><td><p>1&#160;037</p></td></tr><tr><td><p>Bimetallic controlled visco clutch</p></td><td><p>818</p></td><td><p>871</p></td><td><p>676</p></td><td><p>766</p></td><td><p>1&#160;277</p></td></tr><tr><td><p>Discrete step clutch</p></td><td><p>668</p></td><td><p>721</p></td><td><p>616</p></td><td><p>616</p></td><td><p>1&#160;157</p></td></tr><tr><td><p>On/off cluch</p></td><td><p>718</p></td><td><p>771</p></td><td><p>666</p></td><td><p>666</p></td><td><p>1&#160;237</p></td></tr><tr><td><p>Belt driven or driven via transmission</p></td><td><p>Electronic controlled visco clutch</p></td><td><p>989</p></td><td><p>1&#160;044</p></td><td><p>833</p></td><td><p>933</p></td><td><p>1&#160;478</p></td></tr><tr><td><p>Bimetallic controlled visco clutch</p></td><td><p>1&#160;189</p></td><td><p>1&#160;244</p></td><td><p>993</p></td><td><p>1&#160;133</p></td><td><p>1&#160;718</p></td></tr><tr><td><p>Discrete step clutch</p></td><td><p>1&#160;039</p></td><td><p>1&#160;094</p></td><td><p>983</p></td><td><p>983</p></td><td><p>1&#160;598</p></td></tr><tr><td><p>On/off cluch</p></td><td><p>1&#160;089</p></td><td><p>1&#160;144</p></td><td><p>1&#160;033</p></td><td><p>1&#160;033</p></td><td><p>1&#160;678</p></td></tr><tr><td><p>Hydraulically driven</p></td><td><p>Variable displacement pump</p></td><td><p>938</p></td><td><p>1&#160;155</p></td><td><p>832</p></td><td><p>917</p></td><td><p>1&#160;872</p></td></tr><tr><td><p>Constant displacement pump</p></td><td><p>1&#160;200</p></td><td><p>1&#160;400</p></td><td><p>1&#160;000</p></td><td><p>1&#160;100</p></td><td><p>2&#160;300</p></td></tr><tr><td><p>Electrically driven</p></td><td><p>Electronically</p></td><td><p>700</p></td><td><p>800</p></td><td><p>600</p></td><td><p>600</p></td><td><p>1&#160;400</p></td></tr></tbody></table> If a new technology within a fan drive cluster (e.g. crankshaft mounted) cannot be found in the list the highest power values within that cluster shall be taken. If a new technology cannot be found in any cluster the values of the worst technology at all shall be taken (hydraulic driven constant displacement pump) 3.2 Steering System For the steering pump power the standard values [W] shown in Table 2 shall be used depending on the application in combination with correction factors: Table 2 Mechanical power demand of steering pump <table><col/><col/><col/><col/><col/><col/><col/><col/><col/><col/><col/><col/><col/><col/><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>Identification of vehicle configuration</p></td><td><p>&#160;</p><div/></td><td><p>Steering power consumption P [W]</p></td></tr><tr><td><p>Number of axles</p></td><td><p>Axle configuration</p></td><td><p>Chassis configuration</p></td><td><p>Technically permissible maximum laden mass (tons)</p></td><td><p>Vehicle group</p></td><td><p>Long haul</p></td><td><p>Regional delivery</p></td><td><p>Urban delivery</p></td><td><p>Municipal utility</p></td><td><p>Construction</p></td></tr><tr><td><p>U+F</p></td><td><p>B</p></td><td><p>S</p></td><td><p>U + F</p></td><td><p>B</p></td><td><p>S</p></td><td><p>U + F</p></td><td><p>B</p></td><td><p>S</p></td><td><p>U + F</p></td><td><p>B</p></td><td><p>S</p></td><td><p>U + F</p></td><td><p>B</p></td><td><p>S</p></td></tr><tr><td><p>2</p></td><td><p>4 &#215; 2</p></td><td><p>Rigid lorry + (Tractor)</p></td><td><p>&gt; 7,5 - 10</p></td><td><p>1</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>240</p></td><td><p>20</p></td><td><p>20</p></td><td><p>220</p></td><td><p>20</p></td><td><p>30</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>&#160;</p><div/></td><td><p>Rigid lorry + (Tractor)</p></td><td><p>&gt; 10 - 12</p></td><td><p>2</p></td><td><p>340</p></td><td><p>30</p></td><td><p>0</p></td><td><p>290</p></td><td><p>30</p></td><td><p>20</p></td><td><p>260</p></td><td><p>20</p></td><td><p>30</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>&#160;</p><div/></td><td><p>Rigid lorry + (Tractor)</p></td><td><p>&gt; 12 - 16</p></td><td><p>3</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>310</p></td><td><p>30</p></td><td><p>30</p></td><td><p>280</p></td><td><p>30</p></td><td><p>40</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>&#160;</p><div/></td><td><p>Rigid lorry</p></td><td><p>&gt; 16</p></td><td><p>4</p></td><td><p>510</p></td><td><p>100</p></td><td><p>0</p></td><td><p>490</p></td><td><p>40</p></td><td><p>40</p></td><td><p>430</p></td><td><p>40</p></td><td><p>50</p></td><td><p>430</p></td><td><p>30</p></td><td><p>50</p></td><td><p>580</p></td><td><p>30</p></td><td><p>70</p></td></tr><tr><td><p>&#160;</p><div/></td><td><p>Tractor</p></td><td><p>&gt; 16</p></td><td><p>5</p></td><td><p>600</p></td><td><p>120</p></td><td><p>0</p></td><td><p>540</p></td><td><p>90</p></td><td><p>40</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>640</p></td><td><p>50</p></td><td><p>80</p></td></tr><tr><td><p>4&#160;&#215; 4</p></td><td><p>Rigid lorry</p></td><td><p>&gt; 7,5 - 16</p></td><td><p>6</p></td><td><p>&#8212;</p></td></tr><tr><td><p>&#160;</p><div/></td><td><p>Rigid lorry</p></td><td><p>&gt; 16</p></td><td><p>7</p></td><td><p>&#8212;</p></td></tr><tr><td><p>&#160;</p><div/></td><td><p>Tractor</p></td><td><p>&gt; 16</p></td><td><p>8</p></td><td><p>&#8212;</p></td></tr><tr><td><p>3</p></td><td><p>6&#160;&#215; 2/2 &#8211;&#160;4</p></td><td><p>Rigid lorry</p></td><td><p>all</p></td><td><p>9</p></td><td><p>600</p></td><td><p>120</p></td><td><p>0</p></td><td><p>490</p></td><td><p>60</p></td><td><p>40</p></td><td><p>440</p></td><td><p>50</p></td><td><p>50</p></td><td><p>430</p></td><td><p>30</p></td><td><p>50</p></td><td><p>640</p></td><td><p>50</p></td><td><p>80</p></td></tr><tr><td><p>&#160;</p><div/></td><td><p>Tractor</p></td><td><p>all</p></td><td><p>10</p></td><td><p>450</p></td><td><p>120</p></td><td><p>0</p></td><td><p>440</p></td><td><p>90</p></td><td><p>40</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>640</p></td><td><p>50</p></td><td><p>80</p></td></tr><tr><td><p>6&#160;&#215; 4</p></td><td><p>Rigid lorry</p></td><td><p>all</p></td><td><p>11</p></td><td><p>600</p></td><td><p>120</p></td><td><p>0</p></td><td><p>490</p></td><td><p>60</p></td><td><p>40</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>430</p></td><td><p>30</p></td><td><p>50</p></td><td><p>640</p></td><td><p>50</p></td><td><p>80</p></td></tr><tr><td><p>&#160;</p><div/></td><td><p>Tractor</p></td><td><p>all</p></td><td><p>12</p></td><td><p>450</p></td><td><p>120</p></td><td><p>0</p></td><td><p>440</p></td><td><p>90</p></td><td><p>40</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>640</p></td><td><p>50</p></td><td><p>80</p></td></tr><tr><td><p>6&#160;&#215; 6</p></td><td><p>Rigid lorry</p></td><td><p>all</p></td><td><p>13</p></td><td><p>&#8212;</p></td></tr><tr><td><p>&#160;</p><div/></td><td><p>Tractor</p></td><td><p>all</p></td><td><p>14</p></td></tr><tr><td><p>4</p></td><td><p>8&#160;&#215; 2</p></td><td><p>Rigid lorry</p></td><td><p>all</p></td><td><p>15</p></td><td><p>&#8212;</p></td></tr><tr><td><p>8&#160;&#215; 4</p></td><td><p>Rigid lorry</p></td><td><p>all</p></td><td><p>16</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>640</p></td><td><p>50</p></td><td><p>80</p></td></tr><tr><td><p>8&#160;&#215; 6/8&#160;&#215;&#160;8</p></td><td><p>Rigid lorry</p></td><td><p>all</p></td><td><p>17</p></td><td><p>&#8212;</p></td></tr></tbody></table> where: <table><col/><col/><col/><tr><td><p>U</p></td><td><p>=</p></td><td><p>Unloaded &#8211; pumping oil without steering pressure demand</p></td></tr></table> <table><col/><col/><col/><tr><td><p>F</p></td><td><p>=</p></td><td><p>Friction &#8211; friction in the pump</p></td></tr></table> <table><col/><col/><col/><tr><td><p>B</p></td><td><p>=</p></td><td><p>Banking &#8211; steer correction due to banking of the road or side wind</p></td></tr></table> <table><col/><col/><col/><tr><td><p>S</p></td><td><p>=</p></td><td><p>Steering &#8211; steer pump power demand due to cornering and manoeuvring.</p></td></tr></table> To consider the effect of different technologies, technology depending scaling factors as shown in Table 3 and Table 4 shall be applied. Table 3 Scaling factors depending on technology <table><col/><col/><col/><col/><tbody><tr><td><p>&#160;</p><div/></td><td><p>Factor c1 depending on technology</p></td></tr><tr><td><p><span>Technology</span></p></td><td><p><span>c<span>1,U + F</span></span></p></td><td><p><span>c<span>1,B</span></span></p></td><td><p><span>c<span>1,S</span></span></p></td></tr><tr><td><p>Fixed displacement</p></td><td><p>1</p></td><td><p>1</p></td><td><p>1</p></td></tr><tr><td><p>Fixed displacement with electronical control</p></td><td><p>0,95</p></td><td><p>1</p></td><td><p>1</p></td></tr><tr><td><p>Dual displacement</p></td><td><p>0,85</p></td><td><p>0,85</p></td><td><p>0,85</p></td></tr><tr><td><p>Variable displacement, mech. controlled</p></td><td><p>0,75</p></td><td><p>0,75</p></td><td><p>0,75</p></td></tr><tr><td><p>Variable displacement, elec. controlled</p></td><td><p>0,6</p></td><td><p>0,6</p></td><td><p>0,6</p></td></tr><tr><td><p>Electric</p></td><td><p>0</p></td><td><p>1,5/&#951;<span>alt</span></p></td><td><p>1/&#951;<span>alt</span></p></td></tr></tbody></table> with η alt = alternator efficiency = const. = 0,7 If a new technology is not listed, the technology ‘fixed displacement’ shall be considered in the simulation tool. Table 4 Scaling factor depending on number of steered axles <table><col/><col/><col/><col/><col/><col/><col/><col/><col/><col/><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>&#160;</p><div/></td><td><p>Factor c2 depending on number of steered axles</p></td></tr><tr><td><p>Number of steered axles</p></td><td><p>Long haul</p></td><td><p>Regional delivery</p></td><td><p>Urban delivery</p></td><td><p>Municipal utility</p></td><td><p>Construction</p></td></tr><tr><td><p>c<span>2,U+F</span></p></td><td><p>c<span>2,B</span></p></td><td><p>c<span>2,S</span></p></td><td><p>c<span>2,U+F</span></p></td><td><p>c<span>2,B</span></p></td><td><p>c<span>2,S</span></p></td><td><p>c<span>2,U+F</span></p></td><td><p>c<span>2,B</span></p></td><td><p>c<span>2,S</span></p></td><td><p>c<span>2,U+F</span></p></td><td><p>c<span>2,B</span></p></td><td><p>c<span>2,S</span></p></td><td><p>c<span>2,U+F</span></p></td><td><p>c<span>2,B</span></p></td><td><p>c<span>2,S</span></p></td></tr><tr><td><p>1</p></td><td><p>1</p></td><td><p>1</p></td><td><p>1</p></td><td><p>1</p></td><td><p>1</p></td><td><p>1</p></td><td><p>1</p></td><td><p>1</p></td><td><p>1</p></td><td><p>1</p></td><td><p>1</p></td><td><p>1</p></td><td><p>1</p></td><td><p>1</p></td><td><p>1</p></td></tr><tr><td><p>2</p></td><td><p>1</p></td><td><p>0,7</p></td><td><p>0,7</p></td><td><p>1,0</p></td><td><p>0,7</p></td><td><p>0,7</p></td><td><p>1,0</p></td><td><p>0,7</p></td><td><p>0,7</p></td><td><p>1,0</p></td><td><p>0,7</p></td><td><p>0,7</p></td><td><p>1,0</p></td><td><p>0,7</p></td><td><p>0,7</p></td></tr><tr><td><p>3</p></td><td><p>1</p></td><td><p>0,5</p></td><td><p>0,5</p></td><td><p>1,0</p></td><td><p>0,5</p></td><td><p>0,5</p></td><td><p>1,0</p></td><td><p>0,5</p></td><td><p>0,5</p></td><td><p>1,0</p></td><td><p>0,5</p></td><td><p>0,5</p></td><td><p>1,0</p></td><td><p>0,5</p></td><td><p>0,5</p></td></tr><tr><td><p>4</p></td><td><p>1,0</p></td><td><p>0,5</p></td><td><p>0,5</p></td><td><p>1,0</p></td><td><p>0,5</p></td><td><p>0,5</p></td><td><p>1,0</p></td><td><p>0,5</p></td><td><p>0,5</p></td><td><p>1,0</p></td><td><p>0,5</p></td><td><p>0,5</p></td><td><p>1,0</p></td><td><p>0,5</p></td><td><p>0,5</p></td></tr></tbody></table> The final power demand is calculated by: If different technologies are used for multi-steered axles, the mean values of the corresponding factors c1 shall be used. The final power demand is calculated by: P tot = Σ i (P U + F * mean(c 1,U +F ) * (c 2i,U + F )) + Σ i (P B * mean(c 1,B ) * (c 2i,B )) + Σ i (P S * mean(c 1,S ) * (c 2i,S )) where: <table><col/><col/><col/><tr><td><p><span>P<span>tot</span></span></p></td><td><p>=</p></td><td><p>Total power demand [W]</p></td></tr></table> <table><col/><col/><col/><tr><td><p><span>P</span></p></td><td><p>=</p></td><td><p>Power demand [W]</p></td></tr></table> <table><col/><col/><col/><tr><td><p><span>c<span>1</span></span></p></td><td><p>=</p></td><td><p>Correction factor depending on technology</p></td></tr></table> <table><col/><col/><col/><tr><td><p><span>c<span>2</span></span></p></td><td><p>=</p></td><td><p>Correction factor depending on number of steered axles</p></td></tr></table> <table><col/><col/><col/><tr><td><p><span>U+F</span></p></td><td><p>=</p></td><td><p>Unloaded + friction [-]</p></td></tr></table> <table><col/><col/><col/><tr><td><p><span>B</span></p></td><td><p>=</p></td><td><p>Banking [-]</p></td></tr></table> <table><col/><col/><col/><tr><td><p><span>S</span></p></td><td><p>=</p></td><td><p>Steering [-]</p></td></tr></table> <table><col/><col/><col/><tr><td><p><span>i</span></p></td><td><p>=</p></td><td><p>Number of steered axles [-]</p></td></tr></table> 3.3 Electric system For the electric system power the standard values [W] as shown in Table 5 shall be used depending on the application and technology in combination with the alternator efficiencies: Table 5 Electrical power demand of electric system <table><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>Technologies influencing electric power consumption</p></td><td><p>Electric power consumption [W]</p></td></tr><tr><td><p>Long haul</p></td><td><p>Regional delivery</p></td><td><p>Urban delivery</p></td><td><p>Municipal utility</p></td><td><p>Construction</p></td></tr><tr><td><p><span>Standard technology electric power [W]</span></p></td><td><p>1&#160;200</p></td><td><p>1&#160;000</p></td><td><p>1&#160;000</p></td><td><p>1&#160;000</p></td><td><p>1&#160;000</p></td></tr><tr><td><p>LED main front headlights</p></td><td><p>&#8211; 50</p></td><td><p>&#8211; 50</p></td><td><p>&#8211; 50</p></td><td><p>&#8211; 50</p></td><td><p>&#8211; 50</p></td></tr></tbody></table> To derive the mechanical power, an alternator technology dependent efficiency factor as shown in Table 6 shall be applied. Table 6 Alternator efficiency factor <table><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>Alternator (power conversion) technologies</p><p>Generic efficiency values for specific technologies</p></td><td><p>Efficiency &#951;<span>alt</span></p></td></tr><tr><td><p>Long haul</p></td><td><p>Regional delivery</p></td><td><p>Urban delivery</p></td><td><p>Municipal utility</p></td><td><p>Construction</p></td></tr><tr><td><p>Standard alternator</p></td><td><p>0,7</p></td><td><p>0,7</p></td><td><p>0,7</p></td><td><p>0,7</p></td><td><p>0,7</p></td></tr></tbody></table> If the technology used in the vehicle is not listed, the technology ‘standard alternator’ shall be considered in the simulation tool. The final power demand is calculated by: where: <table><col/><col/><col/><tr><td><p><span>P<span>tot</span></span></p></td><td><p>=</p></td><td><p>Total power demand [W]</p></td></tr></table> <table><col/><col/><col/><tr><td><p><span>P<span>el</span></span></p></td><td><p>=</p></td><td><p>Electrical power demand [W]</p></td></tr></table> <table><col/><col/><col/><tr><td><p><span>&#951;<span>alt</span></span></p></td><td><p>=</p></td><td><p>Alternator efficiency [-]</p></td></tr></table> 3.4 Pneumatic system For pneumatic systems working with over pressure the standard power values [W] as shown in Table 7 shall be used depending on application and technology. Table 7 Mechanical power demand of pneumatic systems (over pressure) <table><col/><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>Size of air supply</p></td><td><p>Technology</p></td><td><p>Long Haul</p></td><td><p>Regional Delivery</p></td><td><p>Urban Delivery</p></td><td><p>Municipal Utility</p></td><td><p>Construction</p></td></tr><tr><td><p>Pmean</p></td><td><p>Pmean</p></td><td><p>Pmean</p></td><td><p>Pmean</p></td><td><p>Pmean</p></td></tr><tr><td><p>[W]</p></td><td><p>[W]</p></td><td><p>[W]</p></td><td><p>[W]</p></td><td><p>[W]</p></td></tr><tr><td><p>small</p><p>displ. &#8804; 250&#160;cm<span>3</span></p><p><span>1 cyl./2 cyl.</span></p></td><td><p>Baseline</p></td><td><p>1&#160;400</p></td><td><p>1&#160;300</p></td><td><p>1&#160;200</p></td><td><p>1&#160;200</p></td><td><p>1&#160;300</p></td></tr><tr><td><p>+ ESS</p></td><td><p>&#8211; 500</p></td><td><p>&#8211; 500</p></td><td><p>&#8211; 400</p></td><td><p>&#8211; 400</p></td><td><p>&#8211; 500</p></td></tr><tr><td><p>+ visco clutch</p></td><td><p>&#8211; 600</p></td><td><p>&#8211; 600</p></td><td><p>&#8211; 500</p></td><td><p>&#8211; 500</p></td><td><p>&#8211; 600</p></td></tr><tr><td><p>+ mech. clutch</p></td><td><p>&#8211; 800</p></td><td><p>&#8211; 700</p></td><td><p>&#8211; 550</p></td><td><p>&#8211; 550</p></td><td><p>&#8211; 700</p></td></tr><tr><td><p>+ AMS</p></td><td><p>&#8211; 400</p></td><td><p>&#8211; 400</p></td><td><p>&#8211; 300</p></td><td><p>&#8211; 300</p></td><td><p>&#8211; 400</p></td></tr><tr><td><p>medium</p><p>250&#160;cm<span>3</span> &lt; displ. &#8804; 500&#160;cm<span>3</span></p><p><span>1 cyl./2 cyl. 1-stage</span></p></td><td><p>Baseline</p></td><td><p>1&#160;600</p></td><td><p>1&#160;400</p></td><td><p>1&#160;350</p></td><td><p>1&#160;350</p></td><td><p>1&#160;500</p></td></tr><tr><td><p>+ ESS</p></td><td><p>&#8211; 600</p></td><td><p>&#8211; 500</p></td><td><p>&#8211; 450</p></td><td><p>&#8211; 450</p></td><td><p>&#8211; 600</p></td></tr><tr><td><p>+ visco clutch</p></td><td><p>&#8211; 750</p></td><td><p>&#8211; 600</p></td><td><p>&#8211; 550</p></td><td><p>&#8211; 550</p></td><td><p>&#8211; 750</p></td></tr><tr><td><p>+ mech. clutch</p></td><td><p>&#8211; 1&#160;000</p></td><td><p>&#8211; 850</p></td><td><p>&#8211; 800</p></td><td><p>&#8211; 800</p></td><td><p>&#8211; 900</p></td></tr><tr><td><p>+ AMS</p></td><td><p>&#8211; 400</p></td><td><p>&#8211; 200</p></td><td><p>&#8211; 200</p></td><td><p>&#8211; 200</p></td><td><p>&#8211; 400</p></td></tr><tr><td><p>medium</p><p>250&#160;cm<span>3</span> &lt; displ. &#8804; 500&#160;cm<span>3</span></p><p><span>1 cyl./2 cyl. 2-stage</span></p></td><td><p>Baseline</p></td><td><p>2&#160;100</p></td><td><p>1&#160;750</p></td><td><p>1&#160;700</p></td><td><p>1&#160;700</p></td><td><p>2&#160;100</p></td></tr><tr><td><p>+ ESS</p></td><td><p>&#8211; 1&#160;000</p></td><td><p>&#8211; 700</p></td><td><p>&#8211; 700</p></td><td><p>&#8211; 700</p></td><td><p>&#8211; 1&#160;100</p></td></tr><tr><td><p>+ visco clutch</p></td><td><p>&#8211; 1&#160;100</p></td><td><p>&#8211; 900</p></td><td><p>&#8211; 900</p></td><td><p>&#8211; 900</p></td><td><p>&#8211; 1&#160;200</p></td></tr><tr><td><p>+ mech. clutch</p></td><td><p>&#8211; 1&#160;400</p></td><td><p>&#8211; 1&#160;100</p></td><td><p>&#8211; 1&#160;100</p></td><td><p>&#8211; 1&#160;100</p></td><td><p>&#8211; 1&#160;300</p></td></tr><tr><td><p>+ AMS</p></td><td><p>&#8211; 400</p></td><td><p>&#8211; 200</p></td><td><p>&#8211; 200</p></td><td><p>&#8211; 200</p></td><td><p>&#8211; 500</p></td></tr><tr><td><p>large</p><p>displ. &gt; 500&#160;cm<span>3</span></p><p><span>1 cyl./2 cyl.</span></p><p><span>1-stage/2-stage</span></p></td><td><p>Baseline</p></td><td><p>4&#160;300</p></td><td><p>3&#160;600</p></td><td><p>3&#160;500</p></td><td><p>3&#160;500</p></td><td><p>4&#160;100</p></td></tr><tr><td><p>+ ESS</p></td><td><p>&#8211; 2&#160;700</p></td><td><p>&#8211; 2&#160;300</p></td><td><p>&#8211; 2&#160;300</p></td><td><p>&#8211; 2&#160;300</p></td><td><p>&#8211; 2&#160;600</p></td></tr><tr><td><p>+ visco clutch</p></td><td><p>&#8211; 3&#160;000</p></td><td><p>&#8211; 2&#160;500</p></td><td><p>&#8211; 2&#160;500</p></td><td><p>&#8211; 2&#160;500</p></td><td><p>&#8211; 2&#160;900</p></td></tr><tr><td><p>+ mech. clutch</p></td><td><p>&#8211; 3&#160;500</p></td><td><p>&#8211; 2&#160;800</p></td><td><p>&#8211; 2&#160;800</p></td><td><p>&#8211; 2&#160;800</p></td><td><p>&#8211; 3&#160;200</p></td></tr><tr><td><p>+ AMS</p></td><td><p>&#8211; 500</p></td><td><p>&#8211; 300</p></td><td><p>&#8211; 200</p></td><td><p>&#8211; 200</p></td><td><p>&#8211; 500</p></td></tr></tbody></table> For pneumatic systems working with vacuum (negative pressure) the standard power values [W] as shown in Table 8 shall be used. Table 8 Mechanical power demand of pneumatic systems (vacuum pressure) <table><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>&#160;</p><div/></td><td><p>Long Haul</p></td><td><p>Regional Delivery</p></td><td><p>Urban Delivery</p></td><td><p>Municipal Utility</p></td><td><p>Construction</p></td></tr><tr><td><p>Pmean</p></td><td><p>Pmean</p></td><td><p>Pmean</p></td><td><p>Pmean</p></td><td><p>Pmean</p></td></tr><tr><td><p>[W]</p></td><td><p>[W]</p></td><td><p>[W]</p></td><td><p>[W]</p></td><td><p>[W]</p></td></tr><tr><td><p>Vacuum pump</p></td><td><p>190</p></td><td><p>160</p></td><td><p>130</p></td><td><p>130</p></td><td><p>130</p></td></tr></tbody></table> Fuel saving technologies can be considered by subtracting the corresponding power demand from the power demand of the baseline compressor. The following combinations of technologies are not considered: (a) ESS and clutches (b) Visco clutch and mechanical clutch In case of a two-stage compressor, the displacement of the first stage shall be used to describe the size of the air compressor system 3.5 Air Conditioning system For vehicles having an air conditioning system, the standard values [W] as shown in Table 9 shall be used depending on the application. Table 9 Mechanical power demand of AC system <table><col/><col/><col/><col/><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>Identification of vehicle configuration</p></td><td><p>&#160;</p><div/></td><td><p>AC power consumption [W]</p></td></tr><tr><td><p>Number of axles</p></td><td><p>Axle configuration</p></td><td><p>Chassis configuration</p></td><td><p>Technically permissible maximum laden mass (tons)</p></td><td><p>Vehicle group</p></td><td><p>Long haul</p></td><td><p>Regional delivery</p></td><td><p>Urban delivery</p></td><td><p>Municipal utility</p></td><td><p>Construction</p></td></tr><tr><td><p>2</p></td><td><p>4 &#215; 2</p></td><td><p>Rigid lorry + (Tractor)</p></td><td><p>&gt; 7,5 - 10</p></td><td><p>1</p></td><td><p>&#160;</p><div/></td><td><p>150</p></td><td><p>150</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>&#160;</p><div/></td><td><p>Rigid lorry + (Tractor)</p></td><td><p>&gt; 10 - 12</p></td><td><p>2</p></td><td><p>200</p></td><td><p>200</p></td><td><p>150</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>&#160;</p><div/></td><td><p>Rigid lorry + (Tractor)</p></td><td><p>&gt; 12 - 16</p></td><td><p>3</p></td><td><p>&#160;</p><div/></td><td><p>200</p></td><td><p>150</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>&#160;</p><div/></td><td><p>Rigid lorry</p></td><td><p>&gt; 16</p></td><td><p>4</p></td><td><p>350</p></td><td><p>200</p></td><td><p>150</p></td><td><p>300</p></td><td><p>200</p></td></tr><tr><td><p>&#160;</p><div/></td><td><p>Tractor</p></td><td><p>&gt; 16</p></td><td><p>5</p></td><td><p>350</p></td><td><p>200</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>200</p></td></tr><tr><td><p>4 &#215; 4</p></td><td><p>Rigid lorry</p></td><td><p>&gt; 7,5 - 16</p></td><td><p>6</p></td><td><p>&#8212;</p></td></tr><tr><td><p>&#160;</p><div/></td><td><p>Rigid lorry</p></td><td><p>&gt; 16</p></td><td><p>7</p></td><td><p>&#8212;</p></td></tr><tr><td><p>&#160;</p><div/></td><td><p>Tractor</p></td><td><p>&gt; 16</p></td><td><p>8</p></td><td><p>&#8212;</p></td></tr><tr><td><p>3</p></td><td><p>6 &#215; 2/2 &#8211; 4</p></td><td><p>Rigid lorry</p></td><td><p>all</p></td><td><p>9</p></td><td><p>350</p></td><td><p>200</p></td><td><p>150</p></td><td><p>300</p></td><td><p>200</p></td></tr><tr><td><p>&#160;</p><div/></td><td><p>Tractor</p></td><td><p>all</p></td><td><p>10</p></td><td><p>350</p></td><td><p>200</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>200</p></td></tr><tr><td><p>6 &#215; 4</p></td><td><p>Rigid lorry</p></td><td><p>all</p></td><td><p>11</p></td><td><p>350</p></td><td><p>200</p></td><td><p>&#160;</p><div/></td><td><p>300</p></td><td><p>200</p></td></tr><tr><td><p>&#160;</p><div/></td><td><p>Tractor</p></td><td><p>all</p></td><td><p>12</p></td><td><p>350</p></td><td><p>200</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>200</p></td></tr><tr><td><p>6 &#215; 6</p></td><td><p>Rigid lorry</p></td><td><p>all</p></td><td><p>13</p></td><td><p>&#8212;</p></td></tr><tr><td><p>&#160;</p><div/></td><td><p>Tractor</p></td><td><p>all</p></td><td><p>14</p></td></tr><tr><td><p>4</p></td><td><p>8 &#215; 2</p></td><td><p>Rigid lorry</p></td><td><p>all</p></td><td><p>15</p></td><td><p>&#8212;</p></td></tr><tr><td><p>8 &#215; 4</p></td><td><p>Rigid lorry</p></td><td><p>all</p></td><td><p>16</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>200</p></td></tr><tr><td><p>8 &#215; 6/8 &#215; 8</p></td><td><p>Rigid lorry</p></td><td><p>all</p></td><td><p>17</p></td><td><p>&#8212;</p></td></tr></tbody></table> 3.6 Transmission Power Take-Off (PTO) For vehicles with PTO and/or PTO drive mechanism installed on the transmission, the power consumption shall be considered by determined standard values. The corresponding standard values represent these power losses in usual drive mode when the PTO is switched off/disengaged. Application related power consumptions at engaged PTO are added by the simulation tool and are not described in the following. Table 10 Mechanical power demand of switched off/disengaged power take-off <table><col/><col/><col/><col/><tbody><tr><td><p>Design variants regarding power losses (in comparison to a transmission without PTO and / or PTO drive mechanism)</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>Additional drag loss relevant parts</p></td><td><p>PTO incl. drive mechanism</p></td><td><p>only PTO drive mechanism</p></td></tr><tr><td><p>Shafts / gear wheels</p></td><td><p>Other elements</p></td><td><p>Power loss [W]</p></td><td><p>Power loss [W]</p></td></tr><tr><td><p>only one engaged gearwheel positioned above the specified oil level (no additional gearmesh)</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>0</p></td></tr><tr><td><p>only the drive shaft of the PTO</p></td><td><p>tooth clutch (incl. synchroniser) or sliding gearwheel</p></td><td><p>50</p></td><td><p>50</p></td></tr><tr><td><p>only the drive shaft of the PTO</p></td><td><p>multi-disc clutch</p></td><td><p>1&#160;000</p></td><td><p>1&#160;000</p></td></tr><tr><td><p>only the drive shaft of the PTO</p></td><td><p>multi-disc clutch and oil pump</p></td><td><p>2&#160;000</p></td><td><p>2&#160;000</p></td></tr><tr><td><p>drive shaft and/or up to 2 engaged gearwheels</p></td><td><p>tooth clutch (incl. synchroniser) or sliding gearwheel</p></td><td><p>300</p></td><td><p>300</p></td></tr><tr><td><p>drive shaft and/or up to 2 engaged gearwheels</p></td><td><p>multi-disc clutch</p></td><td><p>1&#160;500</p></td><td><p>1&#160;500</p></td></tr><tr><td><p>drive shaft and/or up to 2 engaged gearwheels</p></td><td><p>multi-disc clutch and oil pump</p></td><td><p>3&#160;000</p></td><td><p>3&#160;000</p></td></tr><tr><td><p>drive shaft and/or more than 2 engaged gearwheels</p></td><td><p>tooth clutch (incl. synchroniser) or sliding gearwheel</p></td><td><p>600</p></td><td><p>600</p></td></tr><tr><td><p>drive shaft and/or more than 2 engaged gearwheels</p></td><td><p>multi-disc clutch</p></td><td><p>2&#160;000</p></td><td><p>2&#160;000</p></td></tr><tr><td><p>drive shaft and/or more than 2 engaged gearwheels</p></td><td><p>multi-disc clutch and oil pump</p></td><td><p>4&#160;000</p></td><td><p>4&#160;000</p></td></tr></tbody></table> ANNEX X CERTIFICATION PROCEDURE FOR PNEUMATIC TYRES 1. Introduction This Annex describes the certification provisions for tyre with regard to its rolling resistance coefficient. For the calculation of the vehicle rolling resistance to be used as the simulation tool input, the applicable tyre rolling resistance coefficient C r for each tyre supplied to the original equipment manufacturers and the related tyre test load F ZTYRE shall be declared by the applicant for pneumatic tyre approval. 2. Definitions For the purposes of this Annex, in addition to the definitions contained in UN/ECE Regulation No. 54 and in UN/ECE Regulation No.117, the following definitions shall apply: (1) ‘Rolling resistance coefficient C r ’ means a ratio of the rolling resistance to the load on the tyre (2) ‘The load on the tyre F ZTYRE ’ means a load applied to the tyre during the rolling resistance test. (3) ‘Type of tyre’ means a range of tyres which do not differ in such characteristics as: (a) Manufacturer's name; (b) Brand name or trade mark (c) Tyre class (in accordance with Regulation (EC) No 661/2009) (d) Tyre-size designation; (e) Tyre structure (diagonal (bias-ply), radial); (f) Category of use (normal tyre, snow tyre, special use tyre) as defined in UN/ECE Regulation No.117; (g) Speed category (categories); (h) Load-capacity index (indices); (i) Trade description/commercial name; (j) Declared tyre rolling resistance coefficient 3. General requirements <table><col/><col/><tr><td><p>3.1.</p></td><td><p>The tyre manufacturer plant shall be certified to ISO/TS 16949.</p></td></tr></table> <table><col/><col/><tr><td><p>3.2.</p></td><td>Tyre rolling resistance coefficient<p>The tyre rolling resistance coefficient shall be the value measured and aligned in accordance with Regulation (EC) No 1222/2009, Annex I part A, expressed in N/kN and rounded to the first decimal place, according to ISO&#160;80000-1 Appendix B, section B.3, rule B (example 1).</p></td></tr></table> <table><col/><col/><tr><td><p>3.3.</p></td><td>Measurement provisions<p>The tyre manufacturer shall test either in a laboratory of Technical Services as defined in Article 41 of Directive 2007/46/EC which carry out in its own facility the test referred to in paragraph 3.2, or in its own facilities in the case:</p><div><p>(i)<span>&#160;</span>of the presence and responsibility of a representative of a Technical Service designated by an approval authority, or</p></div><div><p>(ii)<span>&#160;</span>the tyre manufacturer is designated as a technical service of Category A in accordance with Directive 2007/46/EC Art.41.</p></div></td></tr></table> <table><col/><col/><tr><td><p>3.4.</p></td><td>Marking and traceability<p><a>&#9660;M1</a></p><table><col/><col/><tr><td><p>3.4.1.</p></td><td><p>The tyre shall be clearly identifiable in respect to the certificate covering it for the corresponding rolling resistance coefficient.</p></td></tr></table><p><a>&#9660;B</a></p><table><col/><col/><tr><td><p>3.4.2.</p></td><td><p><span><a><span>&#9658;M1</span></a></span>&#160;The tyre manufacturer shall use the markings affixed to the side wall of the tyre or affix an additional identifier to the tyre.<span>&#160;&#9668;</span> The additional identification shall ensure a unique link of the tyre and its rolling resistance coefficient. It may take a form of:</p><div><p>&#8212;<span>&#160;</span>quick response (QR) code,</p></div><div><p>&#8212;<span>&#160;</span>barcode,</p></div><div><p>&#8212;<span>&#160;</span>radio-frequency identification (RFID),</p></div><div><p>&#8212;<span>&#160;</span>an additional marking, or</p></div><div><p>&#8212;<span>&#160;</span>other tool fulfilling the requirements of 3.4.1.</p></div></td></tr></table><table><col/><col/><tr><td><p>3.4.3.</p></td><td><p>If an additional identifier is used it shall remain readable until the moment of sales of the vehicle.</p></td></tr></table><table><col/><col/><tr><td><p>3.4.4.</p></td><td><p>In line with Article 19(2) of Directive 2007/46/EC, no type-approval mark is required for tyre certified in accordance with this Regulation.</p></td></tr></table></td></tr></table> 4. Conformity of the certified CO 2 emissions and fuel consumption related properties <table><col/><col/><tr><td><p>4.1.</p></td><td><p>Any tyre certified under this Regulation shall be in conformity to the declared rolling resistance value as per paragraph 3.2 of this Annex.</p></td></tr></table> <table><col/><col/><tr><td><p>4.2.</p></td><td><p>In order to verify conformity of the certified CO<span>2</span> emissions and fuel consumption related properties, production samples shall be taken randomly from series production and tested in accordance with the provisions set out in paragraph 3.2.</p></td></tr></table> <table><col/><col/><tr><td><p>4.3.</p></td><td>Frequency of the tests<table><col/><col/><tr><td><p>4.3.1</p></td><td><p>The tyre rolling resistance of at least one tyre of a specific type intended for the sales to the original equipment&#160;manufacturers shall be tested every 20&#160;000 units of this type per year (e.g. 2 conformity verifications per year of the type whose annual sales volume to the original equipment manufacturers is between 20&#160;001 and 40&#160;000 &#160;units).</p></td></tr></table><table><col/><col/><tr><td><p>4.3.2</p></td><td><p>In case the deliveries of a specific tyre type intended for the sales to the original equipment manufacturers is between 500 and 20&#160;000 units per year, at least one conformity verification of the type shall be carried out per year.</p></td></tr></table><table><col/><col/><tr><td><p>4.3.3</p></td><td><p>In case the deliveries of a specific tyre type intended for the sales to the original equipment manufacturers is below 500 units, at least one conformity verification as described in paragraph 4.4 shall be applied every second year.</p></td></tr></table><table><col/><col/><tr><td><p>4.3.4</p></td><td><p>If the volume of tyres delivered to the original equipment manufacturers indicated in 4.3.1 is met within 31&#160;calendar days the maximum number of conformity verifications as described in paragraph 4.3 is limited to one per 31 calendar days.</p></td></tr></table><table><col/><col/><tr><td><p>4.3.5</p></td><td><p>The manufacturer shall justify (ex. by showing sales numbers) to the approval authority the number of tests which has been performed</p></td></tr></table></td></tr></table> <table><col/><col/><tr><td><p>4.4</p></td><td>Verification procedure<table><col/><col/><tr><td><p>4.4.1</p></td><td><p>A single tyre shall be tested in accordance with paragraph 3.2. By default, the machine alignment equation shall be the one valid at the date of verification testing. Tyre manufacturer may request the application of the alignment equation that was used during the certification testing and reported in the information document.</p></td></tr></table><table><col/><col/><tr><td><p>4.4.2</p></td><td><p>In the case the value measured is lower or equal to the declared value plus 0,3&#160;N/kN, the tyre is considered compliant.</p></td></tr></table><table><col/><col/><tr><td><p>4.4.3.</p></td><td><p>In the case, the value measured exceeds the declared value by more than 0,3&#160;N/kN, three additional tyres shall be tested. If the value of the rolling resistance of at least one of the three tyres exceeds the declared value by more than 0,4&#160;N/kN, provisions of Article 23&#160;shall apply.</p></td></tr></table></td></tr></table> Appendix 1 MODEL OF A CERTIFICATE OF A COMPONENT, SEPARATE TECHNICAL UNIT OR SYSTEM Maximum format: A4 (210 × 297 mm) CERTIFICATE ON CO 2 EMISSIONS AND FUEL CONSUMPTION RELATED PROPERTIES OF A TYRE FAMILY <table><col/><col/><tbody><tr><td><p>Communication concerning:</p><div><p>&#8212;&#160;granting&#160;<a>(<span>1</span>)</a></p></div><div><p>&#8212;&#160;extension&#160;<a>(<span>1</span>)</a></p></div><div><p>&#8212;&#160;refusal&#160;<a>(<span>1</span>)</a></p></div><div><p>&#8212;&#160;withdrawal&#160;<a>(<span>1</span>)</a></p></div></td><td><div>Administration stamp</div></td></tr><tr><td><p><a>(<span>1</span>)&#160;&#160;&#160;</a>&#8216;delete as appropriate&#8217;</p></td></tr></tbody></table> of a certificate on CO 2 emission and fuel consumption related properties of a tyre family in accordance with Commission Regulation (EU) 2017/2400, as amended by Commission Regulation (EU) 2019/318 Certification number: … Hash: … Reason for extension: … 1. Manufacturer's name and address: … 2. If applicable, name and address of manufacturer's representative: … 3. Brand name/trade mark: … 4. Tyre type description: … (a) Manufacturer's name … (b) Brand name or trade mark (c) Tyre class (in accordance with Regulation (EC) No 661/2009) … (d) Tyre-size designation … (e) Tyre structure (diagonal (bias-ply); radial) … (f) Category of use (normal tyre, snow tyre, special use tyre) … (g) Speed category (categories) … (h) Load-capacity index (indices) … (i) Trade description/commercial name … (j) Declared tyre rolling resistance coefficient … 5. Tyre identification code(s) and technology(ies) used to provide identification code(s), if applicable: <table><col/><col/><tbody><tr><td><p>Technology:</p></td><td><p>Code:</p></td></tr><tr><td><p>&#8230;</p></td><td><p>&#8230;</p></td></tr></tbody></table> 6. Technical Service and, where appropriate, test laboratory approved for purposes of approval or of verification of conformity tests: … 7. Declared values: 7.1. declared rolling resistance level of the tyre (in N/kN rounded to the first decimal place, in accordance with ISO 80000-1 Appendix B, section B.3, rule B ( example 1 )) Cr , … [N/kN] 7.2. tyre test load in accordance with Regulation (EC) No 1222/2009 Annex I part A (85 % of single load, or 85 % of maximum load capacity for single application specified in applicable tyre standards manuals if not marked on tyre.) F ZTYRE … [N] 7.3. Alignment equation: … 8. Any remarks: … 9. Place: … 10. Date: … 11. Signature: … 12. Annexed to this communication are: … Appendix 2 Tyre rolling resistance coefficient information document SECTION I <table><col/><col/><tr><td><p>0.1.</p></td><td><p>Name and address of manufacturer</p></td></tr></table> <table><col/><col/><tr><td><p>0.2</p></td><td><p>Make (trade name of manufacturer)</p></td></tr></table> <table><col/><col/><tr><td><p>0.3</p></td><td><p>Name and address of applicant:</p></td></tr></table> <table><col/><col/><tr><td><p>0.4</p></td><td><p>Brand name/ trade description:</p></td></tr></table> <table><col/><col/><tr><td><p>0.5</p></td><td><p>Tyre class (in accordance with Regulation (EC) No 661/2009)</p></td></tr></table> <table><col/><col/><tr><td><p>0.6</p></td><td><p>Tyre-size designation;</p></td></tr></table> <table><col/><col/><tr><td><p>0.7</p></td><td><p>Tyre structure (diagonal (bias-ply); radial);</p></td></tr></table> <table><col/><col/><tr><td><p>0.8</p></td><td><p>Category of use (normal tyre, snow tyre, special use tyre);</p></td></tr></table> <table><col/><col/><tr><td><p>0.9</p></td><td><p>Speed category (categories);</p></td></tr></table> <table><col/><col/><tr><td><p>0.10</p></td><td><p>Load-capacity index (indices);</p></td></tr></table> <table><col/><col/><tr><td><p>0.11</p></td><td><p>Trade description/commercial name;</p></td></tr></table> <table><col/><col/><tr><td><p>0.12</p></td><td><p>Declared rolling resistance coefficient;</p></td></tr></table> <table><col/><col/><tr><td><p>0.13</p></td><td><p>Tool(s) to provide additional rolling resistance coefficient identification code (if any);</p></td></tr></table> ————— <table><col/><col/><tr><td><p>0.15</p></td><td><p>Load F<span>ZTYRE</span>: &#8230; [N]</p></td></tr></table> ————— SECTION II <table><col/><col/><tr><td><p>1.</p></td><td><p>Approval Authority or Technical Service [or Accredited Lab]:</p></td></tr></table> <table><col/><col/><tr><td><p>2.</p></td><td><p>Test report No.:</p></td></tr></table> <table><col/><col/><tr><td><p>3.</p></td><td><p>Comments (if any):</p></td></tr></table> <table><col/><col/><tr><td><p>4.</p></td><td><p>Date of test report:</p></td></tr></table> <table><col/><col/><tr><td><p>5.</p></td><td><p>Test machine identification and drum diameter/surface:</p></td></tr></table> <table><col/><col/><tr><td><p>6.</p></td><td><p>Test tyre details:</p><div><p>6.1.<span>&#160;</span>Tyre size designation and service description:</p></div><div><p>6.2.<span>&#160;</span>Tyre brand/ trade description:</p></div><div><p>6.3.<span>&#160;</span>Reference inflation pressure: kPa</p></div></td></tr></table> <table><col/><col/><tr><td><p>7.</p></td><td><p>Test data:</p><div><p>7.1.<span>&#160;</span>Measurement method:</p></div><div><p>7.2.<span>&#160;</span>Test speed: km/h</p></div><div><p>7.3.<span>&#160;</span>Load<span>F<span>ZTYRE</span></span>: N</p></div><div><p>7.4.<span>&#160;</span>Test inflation pressure, initial: kPa</p></div><div><p>7.5.<span>&#160;</span>Distance from the tyre axis to the drum outer surface under steady state conditions, r<span>L</span>: m</p></div><div><p>7.6.<span>&#160;</span>Test rim width and material:</p></div><div><p>7.7.<span>&#160;</span>Ambient temperature: &#176;C</p></div><div><p>7.8.<span>&#160;</span>Skim test load (except deceleration method): N</p></div></td></tr></table> <table><col/><col/><tr><td><p>8.</p></td><td><p>Rolling resistance coefficient:</p><div><p>8.1<span>&#160;</span>Initial value (or average in the case of more than 1): N/kN</p></div><div><p>8.2.<span>&#160;</span>Temperature corrected: &#8230; N/kN</p></div><div><p>8.3.<span>&#160;</span>Temperature and drum diameter corrected: N/kN</p></div><p><a>&#9660;M1</a></p><div><p>8.4.<span>&#160;</span>Alignment equation:</p></div><p><a>&#9660;M1</a></p><div><p>8.5.<span>&#160;</span>Rolling resistance level of the tyre (in N/kN rounded to the first decimal place, in accordance with ISO80000-1 Appendix B, section B.3, rule B (example 1)) C<span>r,aligned</span>: &#8230; [N/kN]</p></div><p><a>&#9660;B</a></p></td></tr></table> <table><col/><col/><tr><td><p>9.</p></td><td><p>Date of test:</p></td></tr></table> Appendix 3 Input parameters for the simulation tool Introduction This Appendix describes the list of parameters to be provided by the component manufacturer as input to the simulation tool. The applicable XML schema as well as example data are available at the dedicated electronic distribution platform. Definitions <table><col/><col/><tr><td><p>(1)</p></td><td><p>&#8216;Parameter ID&#8217;:Unique identifier as used in the simulation tool for a specific input parameter or set of input data</p></td></tr></table> <table><col/><col/><tr><td><p>(2)</p></td><td><p>&#8216;Type&#8217;:</p><p>Data type of the parameter</p><table><col/><col/><tr><td><p>string &#8230;</p></td><td><p>sequence of characters in ISO8859-1 encoding</p></td></tr></table><table><col/><col/><tr><td><p>token &#8230;</p></td><td><p>sequence of characters in ISO8859-1 encoding, no leading/trailing whitespace</p></td></tr></table><table><col/><col/><tr><td><p>date &#8230;</p></td><td><p>date and time in UTC time in the format: YYYY-MM-DD<span><span>T</span></span>HH:MM:SS<span><span>Z</span></span> with italic letters denoting fixed characters e.g. &#8216;2002-05-30T09:30:10Z&#8217;</p></td></tr></table><table><col/><col/><tr><td><p>integer &#8230;</p></td><td><p>value with an integral data type, no leading zeros, e.g. &#8216;1800&#8217;</p></td></tr></table><table><col/><col/><tr><td><p>double, X &#8230;</p></td><td><p>fractional number with exactly X digits after the decimal sign (&#8216;.&#8217;) and no leading zeros e.g. for &#8216;double, 2&#8217;: &#8216;2345.67&#8217;; for &#8216;double, 4&#8217;: &#8216;45.6780&#8217;</p></td></tr></table></td></tr></table> <table><col/><col/><tr><td><p>(3)</p></td><td><p>&#8216;Unit&#8217; &#8230;physical unit of the parameter</p></td></tr></table> Set of input parameters Table 1 Input parameters ‘Tyre’ <table><col/><col/><col/><col/><col/><tbody><tr><td><p>Parameter name</p></td><td><p>Param ID</p></td><td><p>Type</p></td><td><p>Unit</p></td><td><p>Description/Reference</p></td></tr><tr><td><p>Manufacturer</p></td><td><p>P230</p></td><td><p>token</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>Model</p></td><td><p>P231</p></td><td><p>token</p></td><td><p>&#160;</p><div/></td><td><p>Trade name of manufacturer</p></td></tr><tr><td><p><a>&#9660;M1</a></p></td></tr><tr><td><p>CertificationNumber</p></td><td><p>P232</p></td><td><p>token</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p><a>&#9660;B</a></p></td></tr><tr><td><p>Date</p></td><td><p>P233</p></td><td><p>date</p></td><td><p>&#160;</p><div/></td><td><p>Date and time when the component hash is created.</p></td></tr><tr><td><p>AppVersion</p></td><td><p>P234</p></td><td><p>token</p></td><td><p>&#160;</p><div/></td><td><p>Version number identifying the evaluation tool</p></td></tr><tr><td><p>RRCDeclared</p></td><td><p>P046</p></td><td><p>double, 4</p></td><td><p>[N/N]</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>FzISO</p></td><td><p>P047</p></td><td><p>integer</p></td><td><p>[N]</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p><a>&#9660;M1</a></p></td></tr><tr><td><p>Dimension</p></td><td><p>P108</p></td><td><p>string</p></td><td><p>[-]</p></td><td><p>Allowed values (non-exhaustive): &#8216;9.00 R20&#8217;, &#8216;9 R22.5&#8217;, &#8216;9.5 R17.5&#8217;, &#8216;10 R17.5&#8217;, &#8216;10 R22.5&#8217;, &#8216;10.00 R20&#8217;, &#8216;11 R22.5&#8217;, &#8216;11.00 R20&#8217;, &#8216;11.00 R22.5&#8217;, &#8216;12 R22.5&#8217;, &#8216;12.00 R20&#8217;, &#8216;12.00 R24&#8217;, &#8216;12.5 R20&#8217;, &#8216;13 R22.5&#8217;, &#8216;14.00 R20&#8217;, &#8216;14.5 R20&#8217;, &#8216;16.00 R20&#8217;, &#8216;205/75 R17.5&#8217;, &#8216;215/75 R17.5&#8217;, &#8216;225/70 R17.5&#8217;, &#8216;225/75 R17.5&#8217;, &#8216;235/75 R17.5&#8217;, &#8216;245/70 R17.5&#8217;, &#8216;245/70 R19.5&#8217;, &#8216;255/70 R22.5&#8217;, &#8216;265/70 R17.5&#8217;, &#8216;265/70 R19.5&#8217;, &#8216;275/70 R22.5&#8217;, &#8216;275/80 R22.5&#8217;, &#8216;285/60 R22.5&#8217;, &#8216;285/70 R19.5&#8217;, &#8216;295/55 R22.5&#8217;, &#8216;295/60 R22.5&#8217;, &#8216;295/80 R22.5&#8217;, &#8216;305/60 R22.5&#8217;, &#8216;305/70 R19.5&#8217;, &#8216;305/70 R22.5&#8217;, &#8216;305/75 R24.5&#8217;, &#8216;315/45 R22.5&#8217;, &#8216;315/60 R22.5&#8217;, &#8216;315/70 R22.5&#8217;, &#8216;315/80 R22.5&#8217;, &#8216;325/95 R24&#8217;, &#8216;335/80 R20&#8217;, &#8216;355/50 R22.5&#8217;, &#8216;365/70 R22.5&#8217;, &#8216;365/80 R20&#8217;, &#8216;365/85 R20&#8217;, &#8216;375/45 R22.5&#8217;, &#8216;375/50 R22.5&#8217;, &#8216;375/90 R22.5&#8217;, &#8216;385/55 R22.5&#8217;, &#8216;385/65 R22.5&#8217;, &#8216;395/85 R20&#8217;, &#8216;425/65 R22.5&#8217;, &#8216;495/45 R22.5&#8217;, &#8216;525/65 R20.5&#8217;</p></td></tr><tr><td><p><a>&#9660;B</a></p></td></tr></tbody></table> Appendix 4 Numbering 1. Numbering: <table><col/><col/><tr><td><p>1.1.</p></td><td><p>Certification number for tyres shall comprise the following:</p><p>eX*YYYY/YYYY*ZZZZ/ZZZZ*T*0000*00</p><p><br/></p><div><p><br/></p><table><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>Section 1</p></td><td><p>Section 2</p></td><td><p>Section 3</p></td><td><p>Additional letter to section 3</p></td><td><p>Section 4</p></td><td><p>Section 5</p></td></tr><tr><td><p>Indication of country issuing the certificate</p></td><td><p>HDV CO<span>2</span> certification Regulation (2017/2400)</p></td><td><p>Latest amending Regulation (ZZZZ/ZZZZ)</p></td><td><p>T = Tyre</p></td><td><p>Base certification number 0000</p></td><td><p>Extension 00</p></td></tr></tbody></table></div></td></tr></table> ANNEX Xa CONFORMITY OF SIMULATION TOOL OPERATION AND OF CO 2 EMISSIONS AND FUEL CONSUMPTION RELATED PROPERTIES OF COMPONENTS, SEPARATE TECHNICAL UNITS AND SYSTEMS: VERIFICATION TESTING PROCEDURE 1. Introduction This Annex sets out the requirements for the verification testing procedure which is the test procedure for verifying the CO 2 emissions of new heavy-duty vehicles. The verification testing procedure consists of an on-road test to verify the CO 2 emissions of new vehicles after production. It shall be carried out by the vehicle manufacturer and verified by the approval authority that granted the licence to operate the simulation tool. During the verification testing procedure the torque and speed at the driven wheels, the engine speed, the fuel consumption, the engaged gear of the vehicle and the other relevant parameters listed in point 6.1.6 shall be measured. The measured data shall be used as input to the simulation tool, which uses the vehicle-related input data and the input information from the determination of the CO 2 emissions and fuel consumption of the vehicle. For the verification testing procedure simulation, the instantaneously measured wheel torque and the rotational speed of the wheels as well as the engine speed shall be used as input, as described in Figure 1 instead of the vehicle speed, in accordance with point 6.1.6. The fan power during the verification testing procedure shall be calculated in accordance with the measured fan speed. The measured fuel consumption shall be within the tolerances set out in point 7 and compared to the fuel consumption simulated with the verification data set to pass the verification testing procedure. As part of the verification testing procedure, the correctness of the vehicle input data set from the certification of CO 2 emissions and fuel consumption related properties of the components, separate technical units and systems shall also be reviewed to check the data and the data handling process. The correctness of the input data relating to components, separate technical units and systems relevant for air drag and for rolling resistance of the vehicle shall be verified in accordance with point 6.1.1. Figure 1 Schematic picture of the verification testing procedure method 2. Definitions For the purposes of this Annex the following definitions shall apply: (1) ‘verification test relevant data set’ means a set of input data for components, separate technical units and systems and input information used for CO 2 determination of a verification testing procedure relevant vehicle; (2) ‘verification testing procedure relevant vehicle’ means a new vehicle for which a value of CO 2 emissions and fuel consumption was determined and declared in accordance with Article 9; (3) ‘corrected actual mass of the vehicle’ means the corrected actual mass of the vehicle in accordance with point 2(4) of Annex III; (4) ‘actual mass of the vehicle’ is as defined in Article 2(6) of Regulation (EU) No 1230/2012; (5) ‘actual mass of the vehicle with payload’ means the actual mass of the vehicle with the superstructure and with the payload applied in the verification testing procedure; (6) ‘wheel power’ means the total power at the driven wheels of a vehicle to overcome all driving resistances at the wheel, computed in the simulation tool from the measured torque and rotational speed of the driven wheels; (7) ‘control area network signal’ or ‘CAN signal’ means a signal from the connection with the vehicle electronic control unit as referred to in paragraph 2.1.5 of Appendix 1 to Annex II to Regulation (EU) No 582/2011; (8) ‘urban driving’ means the total distance driven during the fuel consumption measurement at speeds below 50 km/h; (9) ‘rural driving’ means the total distance driven during the fuel consumption measurement at speeds from 50 km/h to 70 km/h; (10) ‘motorway driving’ means the total distance driven in the fuel consumption measurement at speeds above 70 km/h; (11) ‘crosstalk’ means the signal at the main output of a sensor (M y ), produced by a measurand (F z ) acting on the sensor, which is different from the measurand assigned to this output; the coordinate system assignment is defined in accordance with ISO 4130. 3. Vehicle selection The number of new vehicles to be tested per year of production ensures that the relevant variations of components, separate technical units or systems used are covered by the verification testing procedure. The vehicle selection for the verification test shall be based on following requirements: (a) The vehicles for verification test shall be selected out of the vehicles from the production line for which a value of CO 2 emissions and fuel consumption has been determined and declared in accordance with Article 9. The components, separate technical units or systems mounted in or on the vehicle shall be out of series production and shall correspond to those mounted at production date of the vehicle. (b) The vehicle selection shall be made by the approval authority that granted the licence to operate the simulation tool based on proposals from the vehicle manufacturer. (c) Only vehicles with one driven axle shall be selected for verification test. (d) It is recommended to include in each verification test relevant data set engine, axle and transmission with highest sales numbers per manufacturer. The components, separate technical units or systems may be tested all in one vehicle or in different vehicles, under the condition that each component is covered by minimum one verification test on one vehicle. (e) Vehicles which use standard values for CO 2 certification of their components, separate technical units or systems instead of measured values for the transmission and for the axle losses shall not be selected for the verification test as long as vehicles complying with the requirements in points a) to c) and using measured loss maps for these components, separate technical units or systems in the CO 2 certification, are produced. (f) The minimum number of different vehicles with different combinations of verification test relevant data sets to be tested by verification test per year shall be based on the sales numbers of the vehicle manufacturer as set out in Table 1: Table 1 Determination of the minimum number of vehicles to be tested by the vehicle manufacturer <table><col/><col/><tbody><tr><td><p>Number of vehicles to be tested</p></td><td><p>Verification testing procedure relevant vehicles produced/year</p></td></tr><tr><td><p>1</p></td><td><p>1-25&#160;000</p></td></tr><tr><td><p>2</p></td><td><p>25&#160;001 -50&#160;000</p></td></tr><tr><td><p>3</p></td><td><p>50&#160;001 -75&#160;000</p></td></tr><tr><td><p>4</p></td><td><p>75&#160;001 -100&#160;000</p></td></tr><tr><td><p>5</p></td><td><p>more than 100&#160;000</p></td></tr></tbody></table> (g) The vehicle manufacturer shall finalize the verification test within a period of 10 months after the date of selection of the vehicle for the verification test. 4. Vehicle conditions Each vehicle for the verification test shall be in series conditions as typically delivered to the customer. No changes in hardware such as lubricants or in the software such as auxiliary controllers are allowed. 4.1. Vehicle run in Run in of the vehicle is not mandatory. If the total mileage of the test vehicle is less than 15 000 km, an evolution coefficient for the test result shall be applied as defined in point 7. The total mileage of the test vehicle shall be the odometer reading at start of the fuel consumption measurement. The maximum mileage for the verification testing procedure shall be 20 000 km. 4.2. Fuel and lubricants All lubricants shall be in line with the series configuration of the vehicle. For the fuel consumption measurement as described in point 6.1.5, reference fuel as set out in point 3.2 of Annex V shall be used. The fuel tank shall be full at start of the fuel consumption measurement run. 5. Measurement equipment All laboratory reference measurement equipment, used for calibration and verification, shall be traceable to national (international) standards. The calibration laboratory shall comply with the requirements of ISO 9000 series and either ISO/TS 16949 or ISO/IEC 17025. 5.1. Torque The direct torque at all driven axles shall be measured with one of the following measurement systems fulfilling the requirements listed in Table 2: (a) hub torque meter; (b) rim torque meter; (c) half-shaft torque meter. The calibrated range shall be at least 10 000 Nm; the measurement range shall cover the entire range of torque occurring during the verification testing procedure of the tested vehicle. The drift shall be measured during the verification test described in point 6 by zeroing the torque measurement system in accordance with point 6.1.5 after the pre-conditioning phase by lifting the axle and measuring the torque at lifted axle directly after the verification test again. For a valid test result a maximum drift of the torque measurement system over the verification testing procedure of 150 Nm (sum of both wheels) shall be proven. 5.2. Vehicle speed The vehicle speed shall be used for possible plausibility checks of the gear signal later on and shall be based on the CAN signal. 5.3. Gear engaged The engaged gear does not need to be measured but shall be calculated by the simulation tool based on measured engine speed, the vehicle speed and the tyre dimensions and transmission ratios of the vehicle in accordance with point 7. The gear position may be provided also from the CAN signal to check possible deviations from the gear position calculated by the simulation tool. In case of deviations of the gear position in more than 5 % of the test duration, the reasons for the deviation shall be investigated and reported by the vehicle manufacturer. The input data on gear position shall be used in the simulation tool to compute the gear dependent losses in the gear box. The engine speed shall be taken by the simulation tool from the input data as defined in point 5.4. 5.4. Rotational speed of the engine The signal from the connection with the vehicle electronic control unit via the open on-board diagnostic interface shall be used to measure the engine speed. Alternative measurement systems are allowed if they fulfil the requirements set out in Table 2. 5.5. Rotational speed of the wheels at the driven axle The measurement system for the rotational speed of left and right wheel at the driven axle for the assessment of the power demand at the wheels as input to the simulation tool for the verification test simulation shall fulfil the requirements set out in Table 2. 5.6. Rotational speed of fan The CAN signal for the fan speed may be used, if available. Alternatively an external sensor fulfilling the requirements set out in Table 2 may be used. 5.7. Fuel measurement system The fuel consumed shall be measured on-board with a measurement device reporting the total amount of fuel consumed in kilograms. The fuel measurement system shall be based on one of the following measurement methods: (a) Measurement of fuel mass. The fuel measuring device shall fulfil the accuracy requirements set out in Table 2 for the fuel mass measurement system. (b) Measurement of fuel volume together with correction for the thermal expansion of the fuel. The fuel volume measurement device and fuel temperature measurement device shall fulfil the accuracy requirements set out in Table 2 for the fuel volume measurement system. The fuel mass consumed shall be calculated in accordance with the following equations: where: <table><col/><col/><col/><tr><td><p>m<span>fuel</span></p></td><td><p>=</p></td><td><p>Calculated fuel mass [kg]</p></td></tr></table> <table><col/><col/><col/><tr><td><p>n</p></td><td><p>=</p></td><td><p>Total number of samples in measurement.</p></td></tr></table> <table><col/><col/><col/><tr><td><p>&#961;<span>0</span></p></td><td><p>=</p></td><td><p>Density of the fuel used for the verification test in (kg/m<span>3</span>). The density shall be determined in accordance with Annex IX of the Regulation (EU) No 582/2011. If diesel fuel is used in the verification test, also the average value of the density interval for the reference fuels B7 in accordance with Annex IX of the Regulation (EU) No 582/2011 may be used.</p></td></tr></table> <table><col/><col/><col/><tr><td><p>t<span>0</span></p></td><td><p>=</p></td><td><p>Fuel temperature that corresponds to density &#961;<span>0</span> for the reference fuel, as defined in Annex&#160;V [&#176;C]</p></td></tr></table> <table><col/><col/><col/><tr><td><p>&#961;<span>i</span></p></td><td><p>=</p></td><td><p>Density of the test fuel at sample i [kg/m<span>3</span>]</p></td></tr></table> <table><col/><col/><col/><tr><td><p>V<span>fuel, i</span></p></td><td><p>=</p></td><td><p>Total fuel volume consumed at sample i [m<span>3</span>]</p></td></tr></table> <table><col/><col/><col/><tr><td><p>t<span>i + 1</span></p></td><td><p>=</p></td><td><p>Measured fuel temperature at sample i + 1 [&#176;C]</p></td></tr></table> <table><col/><col/><col/><tr><td><p>&#946;</p></td><td><p>=</p></td><td><p>Temperature correction factor (0,001 K<span>&#8211; 1</span>).</p></td></tr></table> 5.8. Vehicle weight The following masses of the vehicle shall be measured with equipment fulfilling the requirements set out in Table 2: (a) actual mass of the vehicle; (b) actual mass of the vehicle with payload. 5.9. General requirements for the on-board measurements All data shall be recorded at least in 2 Hz frequency or at recommended frequency from the equipment maker, whichever is the higher value. The input data for the simulation tool may be composed from different recorders. The following input data shall be provided from measurements: (a) torque at the driven wheels per wheel; (b) rotational speed at the driven wheels per wheel; (c) gear (optional); (d) engine speed; (e) fan speed; (f) vehicle speed; (g) fuel flow. The torque and rotational speed at the wheels shall be recorded in one data-logging system. If different data-logging systems are used for the other signals, one common signal, such as vehicle speed, shall be recorded to ensure correct time alignment of the signals. The accuracy requirements set out in Table 2 shall be met by all measurement equipment used. Any equipment not listed in Table 2 shall fulfil the accuracy requirements set out in Table 2 of Annex V. Table 2 Requirements of measurement systems <table><col/><col/><col/><tbody><tr><td><p>Measurement system</p></td><td><p>Accuracy</p></td><td><p>Rise time&#160;<a>(<span>1</span>)</a></p></td></tr><tr><td><p>Balance for vehicle weight</p></td><td><p>50&#160;kg or</p><p>&lt; 0,5&#160;% of max. calibration</p><p>whichever is smaller</p></td><td><p>&#8212;</p></td></tr><tr><td><p>Rotational speed wheels</p></td><td><p>&lt; 0,5&#160;% of max. calibration</p></td><td><p>&#8804; 1&#160;s</p></td></tr><tr><td><p>Fuel mass flow for liquid fuels</p></td><td><p>&lt; 1,0&#160;% of reading or</p><p>&lt; 0,5&#160;% of max. calibration</p><p>whichever is larger</p></td><td><p>&#8804; 2&#160;s</p></td></tr><tr><td><p>Fuel volume measurement system&#160;<a>(<span>2</span>)</a></p></td><td><p>&lt; 1,0&#160;% of reading or</p><p>&lt; 0,5&#160;% of max. calibration</p><p>whichever is larger</p></td><td><p>&#8804; 2&#160;s</p></td></tr><tr><td><p>Temperature of the fuel</p></td><td><p>&#177; 1&#160;&#176;C</p></td><td><p>&#8804; 2&#160;s</p></td></tr><tr><td><p>Sensor for measuring the rotational speed cooling fan</p></td><td><p>0,4&#160;% of reading or 0,2&#160;% of max. calibration of speed whichever is larger</p></td><td><p>&#8804; 1&#160;s</p></td></tr><tr><td><p>Engine speed</p></td><td><p>As set out in Annex V</p></td></tr><tr><td><p>Wheel torque</p></td><td><p>For 10 kNm calibration:</p><p>&lt; 40 Nm accuracy</p><p>&lt; 20 Nm crosstalk</p></td><td><p>&lt; 0,1&#160;s</p></td></tr><tr><td><p><a>(<span>1</span>)&#160;&#160;&#160;</a>Rise time means the difference in time between the 10 percent and 90 percent response of the final analyser reading (t90 &#8211; t10).</p><p><a>(<span>2</span>)&#160;&#160;&#160;</a>The accuracy shall be met for the integral fuel flow over 100 minutes.</p></td></tr></tbody></table> The maximum calibration values shall be at least 1,1 times the maximum predicted value expected during all test runs for the respective measurement system. For the torque measurement system the maximum calibration may be limited to 10 kNm. Accuracy given shall be met by the sum of all single accuracies in the case more than one scale is used. 6. Test procedure 6.1. Vehicle preparation The vehicle shall be taken from the series production and selected as set out in point 3. 6.1.1. Validation of input data The manufacturer's records file for the vehicle selected shall be used as basis for validating the input data. The vehicle identification number of the vehicle selected shall be the same as the vehicle identification number in the customer information file. Upon request by the approval authority that granted the licence to operate the simulation tool, the vehicle manufacturer shall provide, within 15 working days, the manufacturer's records file, the input information and input data necessary to run the simulation tool as well as the certificate of CO 2 emissions and fuel consumption related properties for all relevant components, separate technical units or systems. 6.1.1.1. Verification of components, separate technical units or systems and input data and information The following checks shall be performed for the components, separate technical units and systems mounted on the vehicle: (a) Simulation tool data integrity: the integrity of the cryptographic hash of the manufacturer's records file in accordance with Article 9(3) re-calculated during the verification testing procedure with the hashing tool shall be verified by comparison with the cryptographic hash in the certificate of conformity; (b) Vehicle data: the vehicle identification number, axle configuration, selected auxiliaries and power take off technology shall match the selected vehicle; (c) Component, separate technical unit or system data: the certification number and the model type imprinted on the certificate of CO 2 emissions and fuel consumption related properties shall match the component, separate technical unit or system installed in the selected vehicle; (d) The hash of the simulation tool input data and the input information shall match the hash imprinted on the certificate of CO 2 emissions and fuel consumption related properties for the following components, separate technical units or systems: (i) engines; (ii) transmissions; (iii) torque converters; (iv) other torque transferring components; (v) additional driveline components; (vi) axles; (vii) body or trailer air drag; (viii) tyres. 6.1.1.2. Verification of the vehicle mass If requested by the approval authority that granted the licence to operate the simulation tool, a verification of the corrected actual mass of the vehicle shall be included into the verification of input data. For the verification of the mass, the mass in running order of the vehicle shall be verified in accordance with point 2 of Appendix 2 to Annex I to Regulation (EC) No 1230/2012. 6.1.1.3. Actions to be taken In case of discrepancies in the certification number or the cryptographic hash of one or more files regarding the components, separate technical units or systems listed in subpoints (d)(i) to (vii) of point 6.1.1.1 the correct input data file fulfilling the checks in accordance with points 6.1.1.1 and 6.1.1.2 shall replace the incorrect data for all further actions. If no complete input data set with correct certificates of CO 2 emissions and fuel consumption related properties is available for the components, separate technical units or systems listed in subpoints (d)(i) to (vii) of point 6.1.1.1 the verification test shall end and the vehicle fails the verification testing procedure. 6.1.2. Run in phase After the validation of input data in accordance with point 6.1.1, a run in phase up to maximum 15 000 km odometer reading may take place, with no need to use the reference fuel, if the odometer reading of the vehicle selected is below 15 000 km. In case of damage of any of the components, separate technical units or systems listed in point 6.1.1.1, the component, separate technical units or systems may be replaced by an equivalent component, separate technical units or systems with the same certification number. The replacement shall be documented in the test report. All relevant components, separate technical units or systems shall be checked before the measurements to exclude unusual conditions, such as incorrect oil fill levels, plugged air filters or on-board diagnostic warnings. 6.1.3. Set up of measurement equipment All measurement systems shall be calibrated in accordance with the provisions of the equipment maker. If no provisions exist, the recommendations from the equipment maker shall be followed for calibration. After the run in phase, the vehicle shall be equipped with the measurement systems set out in point 5. 6.1.4. Set up of the test vehicle for the fuel consumption measurement Tractors of the vehicle groups defined in Table 1 of Annex I shall be tested with any type of semitrailer, providing the loading defined below can be applied. Rigid lorries of the vehicle groups defined in Table 1 of Annex I shall be tested with trailer, if a trailer connection is mounted. Any body type or other device to carry the loading set out below can be applied. The bodies of the vehicles may differ from the standard bodies set out in Table 1 of Annex I for the certification of CO 2 emissions and fuel consumption related properties of component, separate technical units or systems. The vehicle payload shall be at minimum to a mass leading to a total test weight of 90 % of the maximum gross combined weight or gross vehicle weight for rigid lorries without trailer. The tyre inflation pressure shall be in line with the recommendation of the manufacturer. The tyres of the semitrailer may differ from the standard tyres set out in Table 2 of Part B of Annex II to Regulation (EC) No 661/2009 for the CO 2 certification of tyres. All settings influencing the auxiliary energy demand shall be set to minimum reasonable energy consumption where applicable. The air conditioning shall be switched off and venting of the cabin shall be set lower than medium mass flow. Additional energy consumers not necessary to run the vehicle shall be switched off. External devices to provide energy on board, such as external batteries, are allowed only for running the extra measurement equipment for the verification testing procedure listed in Table 2 but shall not provide energy to serial vehicle equipment. A particle filter regeneration may be initiated and shall be achieved before the verification test. If an initiated particle filter regeneration cannot be achieved before the verification test, the test is invalid and shall be repeated. 6.1.5. Verification test 6.1.5.1. Route selection The route selected for the verification test shall fulfil the requirements set out in Table 3. The routes may include both public and private tracks. 6.1.5.2. Vehicle pre conditioning No specific pre-conditioning of the vehicle is required. 6.1.5.3. Vehicle warm up Before the fuel consumption measurement starts, the vehicle shall be driven for warm up as set out in Table 3. The warm up phase shall not be considered in the evaluation of the verification test. 6.1.5.4. Zeroing of the torque measurement equipment Zeroing of the torque measurement equipment shall follow the instruction of the equipment maker. It shall be ensured for zeroing, that the torque on the driven axle is zero. For zeroing, the vehicle shall be stopped directly after the warm up phase and zeroing shall be performed directly after the vehicle stop to minimise cool down effects. Zeroing shall be finished within less than 20 minutes. 6.1.5.5. Fuel consumption measurement The fuel consumption measurement shall start directly after the zeroing of the wheel-torque measurement equipment at vehicle stand still and engine idling. The vehicle shall be driven during the measurement in a driving style avoiding unnecessary braking of the vehicle, gas pedal pumping and aggressive cornering. The setting for the electronic control systems which is activated automatically at vehicle start shall be used, and gear shifts shall be performed by the automated system if applicable. If only manual settings for the electronic control systems are available, the settings leading to higher fuel consumption per kilometre shall be selected. The duration of the fuel consumption measurement shall be within the tolerances set out in Table 3. The fuel consumption measurement shall end also at vehicle stand still in idling condition directly before the measurement of the drift of the torque measurement equipment. 6.1.5.6. Measurement of the drift of the torque measurement equipment Directly after the fuel consumption measurement, the drift of the torque measurement equipment shall be recorded by measuring the torque at the same vehicle conditions as during the zeroing process. If the fuel consumption measurement does not end at zero vehicle speed, the vehicle shall be stopped for the drift measurement in moderate deceleration. 6.1.5.7. Boundary conditions for the verification test The boundary conditions to be met for a valid verification test are set in Table 3. If the vehicle passes the verification test in accordance with point 7, the test shall be set valid even if the following conditions are not met: — undercut of minimum values for parameter No 1, 2, 6, 9 in Table 3, — exceedance of maximum values for parameter No 3, 4, 5, 7, 8, 10, 12 in Table 3. Table 3 Parameters for a valid verification test <table><col/><col/><col/><col/><col/><tbody><tr><td><p>No</p></td><td><p>Parameter</p></td><td><p>Min.</p></td><td><p>Max.</p></td><td><p>Applicable for</p></td></tr><tr><td><p>1</p></td><td><p>Warm up [minutes]</p></td><td><p>60</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>2</p></td><td><p>Average velocity at warm up [km/h]</p></td><td><p>70&#160;<a>(<span>1</span>)</a></p></td><td><p>100</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>3</p></td><td><p>Fuel consumption measurement duration [minutes]</p></td><td><p>80</p></td><td><p>120</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>4</p></td><td><p>Distance based share urban driving</p></td><td><p>2&#160;%</p></td><td><p>8&#160;%</p></td><td><p>vehicle groups 4, 5, 9, 10</p></td></tr><tr><td><p>5</p></td><td><p>Distance based share rural driving</p></td><td><p>7&#160;%</p></td><td><p>13&#160;%</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>6</p></td><td><p>Distance based share motorway driving</p></td><td><p>74&#160;%</p></td><td><p>&#8212;</p></td><td><p>vehicle groups 4, 5, 9, 10</p></td></tr><tr><td><p>7</p></td><td><p>Time share of idling at stand still</p></td><td><p>&#160;</p><div/></td><td><p>5&#160;%</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>8</p></td><td><p>Average ambient temperature</p></td><td><p>5&#160;&#176;C</p></td><td><p>30&#160;&#176;C</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>9</p></td><td><p>Road condition dry</p></td><td><p>100&#160;%</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr><tr><td><p>10</p></td><td><p>Road condition snow or ice</p></td><td><p>&#160;</p><div/></td><td><p>0&#160;%</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>11</p></td><td><p>Seal level of the route [m]</p></td><td><p>0</p></td><td><p>800</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>12</p></td><td><p>Duration of continuous idling at stand still [minutes]</p></td><td><p>&#160;</p><div/></td><td><p>3</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p><a>(<span>1</span>)&#160;&#160;&#160;</a>Or maximum vehicle speed if lower than 70&#160;km/h</p></td></tr></tbody></table> In case of extraordinary traffic conditions, the verification test shall be repeated. 6.1.6. Data reporting The data recorded during the verification testing procedure shall be reported to the approval authority that granted the licence to operate the simulation tool as follows: (a) The data recorded shall be reported in a constant 2 Hz signals as set out in Table 1. The data recorded at higher frequencies than 2 Hz shall be converted into 2 Hz by averaging the time intervals around the 2 Hz nodes. In case of e.g. 10 Hz sampling, the first 2 Hz node is defined by the average from second 0,1 to 0,5, the second node is defined by the average from second 0,6 to 1,0. The time stamp for each node shall be the last time stamp per node, i.e. 0,5, 1,0, 1,5 etc. (b) The wheel power shall be calculated from the measured wheel torque and rotational wheel speed. All values shall first be converted into 2 Hz signals in accordance with point (a). Then the wheel power for each driven wheel shall be calculated from the 2 Hz torque and speed signals as set out in the following equation: where: <table><col/><col/><col/><tr><td><p>i</p></td><td><p>=</p></td><td><p>Index standing for left and right wheel of the driven axle</p></td></tr></table> <table><col/><col/><col/><tr><td><p>P<span>wheel-i (t)</span></p></td><td><p>=</p></td><td><p>power at the left and right driven wheel time node (t) [kW]</p></td></tr></table> <table><col/><col/><col/><tr><td><p>n<span>wheel-i (t)</span></p></td><td><p>=</p></td><td><p>rotational speed of driven the left and right driven wheel at time node (t) [rpm]</p></td></tr></table> <table><col/><col/><col/><tr><td><p>Md<span>wheel-i (t)</span></p></td><td><p>=</p></td><td><p>measured torque at the left and right driven wheel at time node (t) [Nm]</p></td></tr></table> The wheel power input data for the verification test simulation with the simulation tool shall be the sum of the power of all driven wheels of the vehicle as set out in the following equation: where: <table><col/><col/><col/><tr><td><p>P<span>wheel(t)</span></p></td><td><p>=</p></td><td><p>total power at a driven wheel at time node (t) [kW]</p></td></tr></table> <table><col/><col/><col/><tr><td><p>wd</p></td><td><p>=</p></td><td><p>number of driven wheels</p></td></tr></table> Table 4 Data reporting format for measured data for the simulation tool in the verification test <table><col/><col/><col/><col/><tbody><tr><td><p>Quantity</p></td><td><p>Unit</p></td><td><p>Header input data</p></td><td><p>Comment</p></td></tr><tr><td><p>time node</p></td><td><p>[s]</p></td><td><p>&lt;t&gt;</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>vehicle speed</p></td><td><p>[km/h]</p></td><td><p>&lt;v&gt;</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>engine speed</p></td><td><p>[rpm]</p></td><td><p>&lt;n_eng&gt;</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>engine cooling fan speed</p></td><td><p>[rpm]</p></td><td><p>&lt;n_fan&gt;</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>torque left wheel</p></td><td><p>[Nm]</p></td><td><p>&lt;tq_left&gt;</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>torque right wheel</p></td><td><p>[Nm]</p></td><td><p>&lt;tq_right&gt;</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>wheel speed left</p></td><td><p>[rpm]</p></td><td><p>&lt;n_wh_left&gt;</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>wheel speed right</p></td><td><p>[rpm]</p></td><td><p>&lt;n_wh_right&gt;</p></td><td><p>&#160;</p><div/></td></tr><tr><td><p>gear</p></td><td><p>[-]</p></td><td><p>&lt;gear&gt;</p></td><td><p>optional signal for MT and AMT</p></td></tr><tr><td><p>fuel flow</p></td><td><p>[g/h]</p></td><td><p>&lt;fc&gt;</p></td><td><p>for standard NCV (point 7.2)</p></td></tr></tbody></table> 7. Test evaluation The simulated fuel consumption shall be compared to the measured fuel consumption using the simulation tool. 7.1. Simulation of the fuel consumption The input data and input information for the simulation tool for the verification test shall be the following: (a) The certified CO 2 emissions and fuel consumption related properties of the following components, separate technical units or systems: (i) engines; (ii) transmissions; (iii) torque converters; (iv) other torque transferring components; (v) additional driveline components; (vi) axles. (b) The input data set out in Table 4. The power calculated by the simulation tool by the equations of longitudinal dynamics from the measured vehicle speed and road gradient course may be used for plausibility checks to test if the total simulated cycle work is similar to the measured value. The simulation tool shall calculate the gears engaged during the verification test by calculating the engine speeds per gear at the actual vehicle speed and selecting the gear that provides the engine speed closest to the measured engine speed. The measured wheel power shall replace in the verification test mode of the simulation tool the simulated power demand at the wheels. The measured engine speed and the gear defined in the verification test input data shall replace the corresponding simulation part. The standard fan power in the simulation tool shall be replaced by the fan power calculated from the measured fan speed in the simulation tool as follows: where: <table><col/><col/><col/><tr><td><p>P<span>fan</span></p></td><td><p>=</p></td><td><p>fan power to be used in the simulation for the verification test [kW]</p></td></tr></table> <table><col/><col/><col/><tr><td><p>RPM<span>fan</span></p></td><td><p>=</p></td><td><p>measured rotational speed of the fan [1/s]</p></td></tr></table> <table><col/><col/><col/><tr><td><p>D<span>fan</span></p></td><td><p>=</p></td><td><p>diameter of the fan [m]</p></td></tr></table> <table><col/><col/><col/><tr><td><p>C1, C2, C3</p></td><td><p>=</p></td><td><p>generic parameters in the simulation tool:</p></td></tr></table> <table><col/><col/><col/><tr><td><p>C1</p></td><td><p>=</p></td><td><p>7&#160;320 W</p></td></tr></table> <table><col/><col/><col/><tr><td><p>C2</p></td><td><p>=</p></td><td><p>1&#160;200 rpm</p></td></tr></table> <table><col/><col/><col/><tr><td><p>C3</p></td><td><p>=</p></td><td><p>810&#160;mm</p></td></tr></table> The steering pump, compressor and generator shall be attributed standard values in accordance with Annex IX. All other simulation steps and data handling concerning axle, transmission and engine efficiency shall be identical to the application of the simulation tool to determine and declare the CO 2 emissions and fuel consumption of new vehicles. The simulated fuel consumption value shall be the total fuel flow over the verification test relevant test distance, from the end of the zeroing after the warm up phase to the end of the test. The total verification test relevant test distance shall be calculated from the vehicle speed signal. The results from the simulation tool for the verification test shall be calculated as follows: where: <table><col/><col/><col/><tr><td><p>VT work</p></td><td><p>=</p></td><td><p>Verification test work calculated by the simulation tool for the complete fuel consumption measurement phase [kWh]</p><p><img/></p></td></tr></table> <table><col/><col/><col/><tr><td><p>FC<span>sim</span></p></td><td><p>=</p></td><td><p>Fuel consumption simulated by the simulation tool over the complete fuel consumption measurement phase [g/kWh]</p></td></tr></table> <table><col/><col/><col/><tr><td><p>fs</p></td><td><p>=</p></td><td><p>Simulation rate [Hz]</p></td></tr></table> <table><col/><col/><col/><tr><td><p>FC<span>sim(t)</span></p></td><td><p>=</p></td><td><p>Instantaneous fuel consumption simulated by the simulation tool over the test [g/s]</p></td></tr></table> 7.2. Calculation of the measured fuel consumption The measured fuel flow shall be integrated for the same time span as the simulated fuel consumption. The measured fuel consumption for the total test shall be calculated as follows: where: <table><col/><col/><col/><tr><td><p>FC<span>m</span></p></td><td><p>=</p></td><td><p>Fuel consumption measured by integrating fuel mass flow over the complete fuel consumption measurement phase [g/kWh]</p></td></tr></table> <table><col/><col/><col/><tr><td><p>FC<span>m(t)</span></p></td><td><p>=</p></td><td><p>Instantaneous fuel mass flow measured during the fuel consumption measurement phase [g/s]</p></td></tr></table> <table><col/><col/><col/><tr><td><p>fs</p></td><td><p>=</p></td><td><p>Sampling rate [Hz]</p></td></tr></table> <table><col/><col/><col/><tr><td><p>VT work<span>m</span></p></td><td><p>=</p></td><td><p>Verification test work at the wheel calculated from the measured wheel torque and wheel rotational speeds over the complete fuel consumption measurement phase [kWh]</p><p><img/></p></td></tr></table> <table><col/><col/><col/><tr><td><p>P<span>wheel-i-measured,t</span></p></td><td><p>=</p></td><td><p>Positive power at the left (i = l) and right (i&#160;=&#160;2) wheel calculated from the measured wheel torque and wheel rotational speeds at time step t where only power values greater zero are considered</p><p><img/></p></td></tr></table> <table><col/><col/><col/><tr><td><p>Torque<span>i</span></p></td><td><p>=</p></td><td><p>instantaneously measured torque at the wheel &#8216;i&#8217; in time step &#8216;t&#8217; [Nm]</p></td></tr></table> <table><col/><col/><col/><tr><td><p>rpm<span>i</span></p></td><td><p>=</p></td><td><p>instantaneously measured rotational speed at the wheel &#8216;i&#8217; in time step &#8216;t&#8217; [min<span>&#8211;&#160;1</span>]</p></td></tr></table> The measured fuel consumption values shall be corrected for the net calorific value (NCV) as set out in point 3 of Annex V to calculate the verification test results. where: <table><col/><col/><col/><tr><td><p>NCV<span>meas</span></p></td><td><p>=</p></td><td><p>NCV of the fuel used in the verification test determined in accordance with point 3.2 of Annex&#160;V [MJ/kg]</p></td></tr></table> <table><col/><col/><col/><tr><td><p>NCV<span>std</span></p></td><td><p>=</p></td><td><p>Standard NCV in accordance with Table 4 of Annex V [MJ/kg]</p></td></tr></table> <table><col/><col/><col/><tr><td><p>FC<span>m,corr</span></p></td><td><p>=</p></td><td><p>Fuel consumption measured by integrating fuel mass over the complete fuel consumption measurement phase corrected for the test fuel NCV [g/kWh]</p></td></tr></table> 7.3. Pass/Fail check The vehicle shall pass the verification test if the ratio of corrected measured fuel consumption to simulated fuel consumption is below the tolerances set out in Table 5. In the case of a shorter run-in phase than 15 000 km the influence on the fuel efficiency of the vehicle may be corrected with the following evolution coefficient: where: <table><col/><col/><col/><tr><td><p>FC<span>m-c</span></p></td><td><p>=</p></td><td><p>Fuel consumption measured and corrected of a shorter run-in phase</p></td></tr></table> <table><col/><col/><col/><tr><td><p>mileage</p></td><td><p>=</p></td><td><p>run-in distance [km]</p></td></tr></table> <table><col/><col/><col/><tr><td><p>ef</p></td><td><p>=</p></td><td><p>Evolution coefficient of 0,98</p></td></tr></table> For vehicle odometer reading above 15 000 km, no correction shall be applied. The ratio of measured and simulated fuel consumption for the total verification test relevant trip shall be calculated as verification test ratio in accordance with the following equation: Where: <table><col/><col/><col/><tr><td><p>C<span>VTP</span></p></td><td><p>=</p></td><td><p>Ratio of fuel consumption measured and simulated in the verification testing procedure</p></td></tr></table> For a comparison with the declared CO 2 emissions of the vehicle in accordance with Article 9, the verified CO 2 emissions of the vehicle are determined as follows: where: <table><col/><col/><col/><tr><td><p>CO<span>2verified</span></p></td><td><p>=</p></td><td><p>verified CO<span>2</span> emissions of the vehicle in [g/t-km]</p></td></tr></table> <table><col/><col/><col/><tr><td><p>CO<span>2declared</span></p></td><td><p>=</p></td><td><p>declared CO<span>2</span> emissions of the vehicle in [g/t-km]</p></td></tr></table> If a first vehicle fails the tolerances for C VTP , two more tests may be performed on the same vehicle or two more similar vehicles may be tested on request of the vehicle manufacturer. For the evaluation of the pass criterion set out in Table 5, the averages of the verification testing procedure ratio from the up to three tests shall be used. If the pass criterion is not reached, the vehicle fails the verification testing procedure. Table 5 Pass fail criterion for the verification test <table><col/><col/><tbody><tr><td><p>&#160;</p><div/></td><td><p>C<span>VPT</span></p></td></tr><tr><td><p>Pass criterion for the verification testing procedure</p></td><td><p>&lt; 1,075</p></td></tr></tbody></table> 8. Reporting procedures The test report shall be established by the vehicle manufacturer for each vehicle tested and shall include at least the following results of the verification test: 8.1. General <table><col/><col/><tr><td><p>8.1.1.</p></td><td><p>Name and address of the vehicle manufacturer</p></td></tr></table> <table><col/><col/><tr><td><p>8.1.2.</p></td><td><p>Address(es) of assembly plant(s)</p></td></tr></table> <table><col/><col/><tr><td><p>8.1.3.</p></td><td><p>The name, address, telephone and fax numbers and email address of the vehicle manufacturer's representative</p></td></tr></table> <table><col/><col/><tr><td><p>8.1.4.</p></td><td><p>Type and commercial description</p></td></tr></table> <table><col/><col/><tr><td><p>8.1.5.</p></td><td><p>Selection criteria for vehicle and CO<span>2</span> relevant components (text)</p></td></tr></table> <table><col/><col/><tr><td><p>8.1.6.</p></td><td><p>Vehicle owner</p></td></tr></table> <table><col/><col/><tr><td><p>8.1.7.</p></td><td><p>Odometer reading at test start of the fuel consumption measurement (km)</p></td></tr></table> 8.2. Vehicle information <table><col/><col/><tr><td><p>8.2.1.</p></td><td><p>Vehicle model</p></td></tr></table> <table><col/><col/><tr><td><p>8.2.2.</p></td><td><p>Vehicle identification number (VIN)</p></td></tr></table> <table><col/><col/><tr><td><p>8.2.3.</p></td><td><p>Vehicle category (N<span>2</span>, N<span>3</span>)</p></td></tr></table> <table><col/><col/><tr><td><p>8.2.4.</p></td><td><p>Axle configuration</p></td></tr></table> <table><col/><col/><tr><td><p>8.2.5.</p></td><td><p>Maximum gross vehicle weight (t)</p></td></tr></table> <table><col/><col/><tr><td><p>8.2.6.</p></td><td><p>Vehicle group</p></td></tr></table> <table><col/><col/><tr><td><p>8.2.7.</p></td><td><p>Corrected actual mass of the vehicle (kg)</p></td></tr></table> <table><col/><col/><tr><td><p>8.2.8.</p></td><td><p>Cryptographic hash of the manufacturer's records file</p></td></tr></table> <table><col/><col/><tr><td><p>8.2.9.</p></td><td><p>Vehicle combination's gross combined weight in the verification test (kg)</p></td></tr></table> 8.3. Main engine specifications <table><col/><col/><tr><td><p>8.3.1.</p></td><td><p>Engine model</p></td></tr></table> <table><col/><col/><tr><td><p>8.3.2.</p></td><td><p>Engine certification number</p></td></tr></table> <table><col/><col/><tr><td><p>8.3.3.</p></td><td><p>Engine rated power (kW)</p></td></tr></table> <table><col/><col/><tr><td><p>8.3.4.</p></td><td><p>Engine capacity (l)</p></td></tr></table> <table><col/><col/><tr><td><p>8.3.5.</p></td><td><p>Engine reference fuel type (diesel/LPG/CNG &#8230;)</p></td></tr></table> <table><col/><col/><tr><td><p>8.3.6.</p></td><td><p>Hash of the fuel map file/document</p></td></tr></table> 8.4. Main transmission specifications <table><col/><col/><tr><td><p>8.4.1.</p></td><td><p>Transmission model</p></td></tr></table> <table><col/><col/><tr><td><p>8.4.2.</p></td><td><p>Transmission certification number</p></td></tr></table> <table><col/><col/><tr><td><p>8.4.3.</p></td><td><p>Main option used for generation of loss maps (Option1/Option2/Option3/Standard values)</p></td></tr></table> <table><col/><col/><tr><td><p>8.4.4.</p></td><td><p>Transmission type</p></td></tr></table> <table><col/><col/><tr><td><p>8.4.5.</p></td><td><p>Number of gears</p></td></tr></table> <table><col/><col/><tr><td><p>8.4.6.</p></td><td><p>Transmission ratio final gear</p></td></tr></table> <table><col/><col/><tr><td><p>8.4.7.</p></td><td><p>Retarder type</p></td></tr></table> <table><col/><col/><tr><td><p>8.4.8.</p></td><td><p>Power take off (yes/no)</p></td></tr></table> <table><col/><col/><tr><td><p>8.4.9.</p></td><td><p>Hash of the efficiency map file/document</p></td></tr></table> 8.5. Main retarder specifications <table><col/><col/><tr><td><p>8.5.1.</p></td><td><p>Retarder model</p></td></tr></table> <table><col/><col/><tr><td><p>8.5.2.</p></td><td><p>Retarder certification number</p></td></tr></table> <table><col/><col/><tr><td><p>8.5.3.</p></td><td><p>Certification option used for generation of a loss map (standard values/measurement)</p></td></tr></table> <table><col/><col/><tr><td><p>8.5.4.</p></td><td><p>Hash of the retarder efficiency map file/document</p></td></tr></table> 8.6. Torque converter specification <table><col/><col/><tr><td><p>8.6.1.</p></td><td><p>Torque converter model</p></td></tr></table> <table><col/><col/><tr><td><p>8.6.2.</p></td><td><p>Torque converter certification number</p></td></tr></table> <table><col/><col/><tr><td><p>8.6.3.</p></td><td><p>Certification option used for generation of a loss map (standard values/measurement)</p></td></tr></table> <table><col/><col/><tr><td><p>8.6.4.</p></td><td><p>Hash of the efficiency map file/document</p></td></tr></table> 8.7. Angle drive specifications <table><col/><col/><tr><td><p>8.7.1.</p></td><td><p>Angle drive model</p></td></tr></table> <table><col/><col/><tr><td><p>8.7.2.</p></td><td><p>Axle certification number</p></td></tr></table> <table><col/><col/><tr><td><p>8.7.3.</p></td><td><p>Certification option used for generation of a loss map (standard values/measurement)</p></td></tr></table> <table><col/><col/><tr><td><p>8.7.4.</p></td><td><p>Angle drive ratio</p></td></tr></table> <table><col/><col/><tr><td><p>8.7.5.</p></td><td><p>Hash of the efficiency map file/document</p></td></tr></table> 8.8. Axle specifications <table><col/><col/><tr><td><p>8.8.1.</p></td><td><p>Axle model</p></td></tr></table> <table><col/><col/><tr><td><p>8.8.2.</p></td><td><p>Axle certification number</p></td></tr></table> <table><col/><col/><tr><td><p>8.8.3.</p></td><td><p>Certification option used for generation of a loss map (standard values/measurement)</p></td></tr></table> <table><col/><col/><tr><td><p>8.8.4.</p></td><td><p>Axle type (e.g. standard single driven axle)</p></td></tr></table> <table><col/><col/><tr><td><p>8.8.5.</p></td><td><p>Axle ratio</p></td></tr></table> <table><col/><col/><tr><td><p>8.8.6.</p></td><td><p>Hash of the efficiency map file/document</p></td></tr></table> 8.9. Aerodynamics <table><col/><col/><tr><td><p>8.9.1.</p></td><td><p>Model</p></td></tr></table> <table><col/><col/><tr><td><p>8.9.2.</p></td><td><p>Certification option used for generation of CdxA (standard values/measurement)</p></td></tr></table> <table><col/><col/><tr><td><p>8.9.3.</p></td><td><p>CdxA Certification number (if applicable)</p></td></tr></table> <table><col/><col/><tr><td><p>8.9.4.</p></td><td><p>CdxA value</p></td></tr></table> <table><col/><col/><tr><td><p>8.9.5.</p></td><td><p>Hash of the efficiency map file/document</p></td></tr></table> 8.10. Main tyre specifications <table><col/><col/><tr><td><p>8.10.1.</p></td><td><p>Tyre certification number on all axles</p></td></tr></table> <table><col/><col/><tr><td><p>8.10.2.</p></td><td><p>Specific rolling resistance coefficient of all tyres on all axles</p></td></tr></table> 8.11. Main auxiliary specifications <table><col/><col/><tr><td><p>8.11.1.</p></td><td><p>Engine cooling fan technology</p></td></tr></table> <table><col/><col/><tr><td><p>8.11.2.</p></td><td><p>Steering pump technology</p></td></tr></table> <table><col/><col/><tr><td><p>8.11.3.</p></td><td><p>Electric system technology</p></td></tr></table> <table><col/><col/><tr><td><p>8.11.4.</p></td><td><p>Pneumatic system technology</p></td></tr></table> 8.12. Test conditions <table><col/><col/><tr><td><p>8.12.1.</p></td><td><p>Actual mass of the vehicle (kg)</p></td></tr></table> <table><col/><col/><tr><td><p>8.12.2.</p></td><td><p>Actual mass of the vehicle with payload (kg)</p></td></tr></table> <table><col/><col/><tr><td><p>8.12.3.</p></td><td><p>Warm up time (minutes)</p></td></tr></table> <table><col/><col/><tr><td><p>8.12.4.</p></td><td><p>Average velocity at warm up (km/h)</p></td></tr></table> <table><col/><col/><tr><td><p>8.12.5.</p></td><td><p>Fuel consumption measurement duration (minutes)</p></td></tr></table> <table><col/><col/><tr><td><p>8.12.6.</p></td><td><p>Distance based share urban driving (%)</p></td></tr></table> <table><col/><col/><tr><td><p>8.12.7.</p></td><td><p>Distance based share rural driving (%)</p></td></tr></table> <table><col/><col/><tr><td><p>8.12.8.</p></td><td><p>Distance based share motorway driving (%)</p></td></tr></table> <table><col/><col/><tr><td><p>8.12.9.</p></td><td><p>Time share of idling at stand still (%)</p></td></tr></table> <table><col/><col/><tr><td><p>8.12.10.</p></td><td><p>Average ambient temperature (&#176;C)</p></td></tr></table> <table><col/><col/><tr><td><p>8.12.11.</p></td><td><p>Road condition (dry, wet, snow, ice, others please specify)</p></td></tr></table> <table><col/><col/><tr><td><p>8.12.12.</p></td><td><p>Maximum seal level of the route (m)</p></td></tr></table> <table><col/><col/><tr><td><p>8.12.13.</p></td><td><p>Maximum duration of continuous idling at stand still (minutes)</p></td></tr></table> 8.13. Results of the verification test <table><col/><col/><tr><td><p>8.13.1.</p></td><td><p>Average fan power calculated for the verification test by the simulation tool (kW)</p></td></tr></table> <table><col/><col/><tr><td><p>8.13.2.</p></td><td><p>Work over the verification test calculated by the simulation tool (kW)</p></td></tr></table> <table><col/><col/><tr><td><p>8.13.3.</p></td><td><p>Work over the verification test measured (kW)</p></td></tr></table> <table><col/><col/><tr><td><p>8.13.4.</p></td><td><p>NCV of the fuel used in the verification test (MJ/kg)</p></td></tr></table> <table><col/><col/><tr><td><p>8.13.5.</p></td><td><p>Fuel consumption in the verification test measured (g/km)</p></td></tr></table> <table><col/><col/><tr><td><p>8.13.6.</p></td><td><p>Fuel consumption in the verification test measured, corrected (g/kWh)</p></td></tr></table> <table><col/><col/><tr><td><p>8.13.7.</p></td><td><p>Fuel consumption in the verification test simulated (g/km)</p></td></tr></table> <table><col/><col/><tr><td><p>8.13.8.</p></td><td><p>Fuel consumption in the verification test simulated (g/kWh)</p></td></tr></table> <table><col/><col/><tr><td><p>8.13.9.</p></td><td><p>Mission profile (long haul/long haul(EMS)/regional/regional(EMS)/urban/municipal/construction)</p></td></tr></table> <table><col/><col/><tr><td><p>8.13.10.</p></td><td><p>Verified CO<span>2</span> emissions of the vehicle (g/tkm)</p></td></tr></table> <table><col/><col/><tr><td><p>8.13.11.</p></td><td><p>Declared CO<span>2</span> emissions of the vehicle (g/tkm)</p></td></tr></table> <table><col/><col/><tr><td><p>8.13.12.</p></td><td><p>Ratio of fuel consumption measured and simulated in the verification testing procedure in (-)</p></td></tr></table> <table><col/><col/><tr><td><p>8.13.13.</p></td><td><p>Passed the verification test (yes/no)</p></td></tr></table> 8.14. Software and user information <table><col/><col/><tr><td><p>8.14.1.</p></td><td><p>Simulation tool version (X.X.X)</p></td></tr></table> <table><col/><col/><tr><td><p>8.14.2.</p></td><td><p>Date and time of the simulation</p></td></tr></table> ANNEX XI AMENDMENTS TO DIRECTIVE 2007/46/EC (1) In Annex I the following point 3.5.7 is inserted: <table><col/><col/><tr><td><p>&#8216;3.5.7</p></td><td><p>CO<span>2</span> emissions and fuel consumption certification (for heavy-duty vehicles, as specified in Article 6 of Commission Regulation (EU) 2017/2400)</p></td></tr></table> <table><col/><col/><tr><td><p>3.5.7.1</p></td><td><p>Simulation tool license number:&#8217;</p></td></tr></table> (2) In Annex III, in Part I, A (Categories M and N), the following points 3.5.7. and 3.5.7.1. are inserted: <table><col/><col/><tr><td><p>&#8216;3.5.7</p></td><td><p>CO<span>2</span> emissions and fuel consumption certification (for heavy-duty vehicles, as specified in Article 6 of Commission Regulation (EU) 2017/2400)</p></td></tr></table> <table><col/><col/><tr><td><p>3.5.7.1</p></td><td><p>Simulation tool licence number:&#8217;</p></td></tr></table> (3) In Annex IV, Part I, is amended as follows: (a) the row 41A is replaced by the following: <table><col/><col/><col/><col/><col/><col/><col/><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>&#8216;41A</p></td><td><p>Emissions (Euro VI) heavy duty vehicles/access to information</p></td><td><p>Regulation (EC) No 595/2009</p><p>Regulation (EU) No 582/2011</p></td><td><p>X (<span>9</span>)</p></td><td><p>X (<span>9</span>)</p></td><td><p>X</p></td><td><p>X (<span>9</span>)</p></td><td><p>X (<span>9</span>)</p></td><td><p>X&#8217;</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr></tbody></table> (b) the following row 41B is inserted: <table><col/><col/><col/><col/><col/><col/><col/><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>&#8216;41B</p></td><td><p>CO<span>2</span> simulation tool licence (heavy-duty vehicles)</p></td><td><p>Regulation (EC) 595/2009</p><p>Regulation (EU) 2017/2400</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>X (<span>16</span>)</p></td><td><p>X&#8217;</p></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td><td><p>&#160;</p><div/></td></tr></tbody></table> (c) the following explanatory note 16 is added: ‘( 16 ) For vehicles with a technically permissible maximum laden mass from 7 500 kg’ (4) Annex IX is amended as follows: (a) in Part I, Model B, SIDE 2, VEHICLE CATEGORY N 2 , the following point 49 is inserted: ‘49. Cryptographic hash of the manufacturer's record file …’ (b) in Part I, Model B, SIDE 2, VEHICLE CATEGORY N 3, the following point 49 is inserted: ‘49. Cryptographic hash of the manufacturer's record file …’ (5) in Annex XV, in point 2, the following row is inserted: <table><col/><col/><col/><tbody><tr><td><p>&#8216;46B</p></td><td><p>Rolling resistance determination</p></td><td><p>Regulation (EU) 2017/2400, Annex X&#8217;</p></td></tr></tbody></table> <note> ( 1 ) Regulation (EC) No 661/2009 of the European Parliament and of the Council of 13 July 2009 concerning type-approval requirements for the general safety of motor vehicles, their trailers and systems, components and separate technical units intended therefor (OJ L 200, 31.7.2009, p. 1). ( *1 ) Commission Regulation (EU) 2017/2400 of 12 December 2017 implementing Regulation (EC) No 595/2009 of the European Parliament and of the Council as regards the determination of the CO 2 emissions and fuel consumption of heavy-duty vehicles and amending Directive 2007/46/EC of the European Parliament and of the Council and Commission Regulation (EU) No 582/2011 (OJ L 349, 29.12.2017, p. 1).’; ( 2 ) Commission Regulation (EU) No 1230/2012 of 12 December 2012 implementing Regulation (EC) No 661/2009 of the European Parliament and of the Council with regard to type-approval requirements for masses and dimensions of motor vehicles and their trailers and amending Directive 2007/46/EC of the European Parliament and of the Council (OJ L 353, 21.12.2012, p. 31). ( 3 ) Regulation (EC) No 661/2009 of the European Parliament and of the Council of 13 July 2009 concerning type-approval requirements for the general safety of motor vehicles, their trailers and systems, components and separate technical units intended therefor (OJ L 200 31.7.2009, p. 1) ( 4 ) Specify the tolerance; to be within ± 3 % of the values declared by the manufacturer. ( 5 ) Delete where not applicable (there are cases where nothing needs to be deleted when more than one entry is applicable) </note>

ENG

02017R2400-20190301

<table><col/><col/><col/><col/><tbody><tr><td><p>10.11.2021&#160;&#160;&#160;</p></td><td><p>EN</p></td><td><p>Official Journal of the European Union</p></td><td><p>L 396/17</p></td></tr></tbody></table> COMMISSION IMPLEMENTING REGULATION (EU) 2021/1935 of 8 November 2021 amending Implementing Regulation (EU) 2019/723 as regards the information and data on organic production and labelling of organic products to be submitted by means of the standard model form (Text with EEA relevance) THE EUROPEAN COMMISSION, Having regard to the Treaty on the Functioning of the European Union, Having regard to Regulation (EU) 2017/625 of the European Parliament and of the Council of 15 March 2017 on official controls and other official activities performed to ensure the application of food and feed law, rules on animal health and welfare, plant health and plant protection products, amending Regulations (EC) No 999/2001, (EC) No 396/2005, (EC) No 1069/2009, (EC) 1107/2009, (EU) No 1151/2012, (EU) No 652/2014, (EU) 2016/429 and (EU) 2016/2031 of the European Parliament and of the Council, Council Regulations (EC) No 1/2005 and (EC) No 1099/2009 and Council Directives 98/58/EC, 1999/74/EC, 2007/43/EC, 2008/119/EC and 2008/120/EC, and repealing Regulations (EC) No 854/2004 and (EC) No 882/2004 of the European Parliament and of the Council, Council Directives 89/608/EEC, 89/662/EEC, 90/425/EEC, 91/496/EEC, 96/23/EC, 96/93/EC and 97/78/EC and Council Decision 92/438/EEC (Official Controls Regulation) ( 1 ) , and in particular Article 25, first paragraph, point (a), Article 113(2), and Article 134, first paragraph, point (f), thereof, Whereas: <table><col/><col/><tbody><tr><td><p>(1)</p></td><td><p>Commission Implementing Regulation (EU) 2019/723&#160;<a>(<span>2</span>)</a> establishes the standard model form to be used in the annual reports submitted by each Member State in accordance with Article&#160;113(1) of Regulation (EU) 2017/625.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(2)</p></td><td><p>Section 9 of that standard model form requires Member States to report the organic data in accordance with the templates set out in Annex XIIIc to Commission Regulation (EC) No&#160;889/2008&#160;<a>(<span>3</span>)</a>.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(3)</p></td><td><p>Regulation (EU) 2018/848 of the European Parliament and of the Council&#160;<a>(<span>4</span>)</a> lays down new rules on controls of organic production and labelling of organic products, including the controls for the verification of the set-up and functioning of the internal control system of groups of operators, and the re-inspection of a minimum number of operators that are members of a group of operators. In addition, Member States will have to develop a national catalogue of measures to be taken in case of non-compliances, which includes the classification of non-compliances and the corresponding measures. Member States will have to report on the official controls that stem from those new rules and to provide information on the detected non-compliances and the enforcement of measures according to their national catalogue of measures.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(4)</p></td><td><p>In order to take into account those new rules and requirements in the annual report to be submitted in accordance with Article&#160;113(1) of Regulation (EU) 2017/625, Section 9 of Part II of the standard model form needs to be updated.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(5)</p></td><td><p>Implementing Regulation (EU) 2019/723 should therefore be amended accordingly.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(6)</p></td><td><p>The measures provided for in this Regulation are in accordance with the opinion of the Organic Production Committee,</p></td></tr></tbody></table> HAS ADOPTED THIS REGULATION: Article 1 Implementing Regulation (EU) 2019/723 is amended as follows: <table><col/><col/><tbody><tr><td><p>1.</p></td><td><p>Article&#160;2 is replaced by the following:</p><div><p>&#8216;Article&#160;2</p><p>Standard model form</p><p>Member States shall submit the information and data referred to in Article&#160;113(1) of Regulation (EU) 2017/625 by means of the standard model form set out in the Annex to this Regulation. This shall be done using the electronic version of the standard model form provided in the computerised information management system for official controls (IMSOC). However, for the information and data on organic production and labelling of organic products referred to in Section 9 of Part II of that form, the Organic Farming Information System (OFIS) shall be used.</p><p>Member States shall subsequently confirm in the electronic version of the standard model form in IMSOC that Section 9 of Part II of that form has been submitted in OFIS.&#8217;;</p></div></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>2.</p></td><td><p>In the Annex, Section 9 of the standard model form is replaced by the text set out in the Annex to this Regulation.</p></td></tr></tbody></table> Article 2 This Regulation shall enter into force on the twentieth day following that of its publication in the Official Journal of the European Union . It shall apply from 1 September 2022 in respect of the annual reports to be submitted by 31 August 2023 for 2022 and subsequent annual reports. This Regulation shall be binding in its entirety and directly applicable in all Member States. Done at Brussels, 8 November 2021. For the Commission The President Ursula VON DER LEYEN ( 1 ) OJ L 95, 7.4.2017, p. 1 . ( 2 ) Commission Implementing Regulation (EU) 2019/723 of 2 May 2019 laying down rules for the application of Regulation (EU) 2017/625 of the European Parliament and of the Council as regards the standard model form to be used in the annual reports submitted by Member States ( OJ L 124, 13.5.2019, p. 1 ). ( 3 ) Commission Regulation (EC) No 889/2008 of 5 September 2008 laying down detailed rules for the implementation of Council Regulation (EC) No 834/2007 on organic production and labelling of organic products with regard to organic production, labelling and control ( OJ L 250 18.9.2008, p. 1 ). ( 4 ) Regulation (EU) 2018/848 of the European Parliament and of the Council of 30 May 2018 on organic production and labelling of organic products and repealing Council Regulation (EC) No 834/2007 ( OJ L 150, 14.6.2018, p. 1 ). ANNEX ‘9. Organic production and labelling of organic products <table><col/><col/><col/><tbody><tr><td/><td><p>9.1.</p></td><td><span><span>Overall conclusion on the level of compliance achieved</span></span></td></tr></tbody></table> <table><col/><col/><col/><tbody><tr><td/><td><p>9.2.</p></td><td><span><span>Organic data</span></span><p><span>Identification of the Member State/competent authority that submits the annual report</span></p><table><col/><col/><tbody><tr><td><p>Data from</p></td><td><p>Member State</p></td></tr><tr><td><p>Number of competent authorities of which data have been integrated</p><p>(A)</p></td><td><p>Number of competent authorities</p></td></tr><tr><td><p>Number of control authorities of which data have been integrated</p><p>(B)</p></td><td><p>Number of control authorities</p></td></tr><tr><td><p>Number of control bodies of which data have been integrated</p><p>(C)</p></td><td><p>Number of control bodies</p></td></tr><tr><td><p>Total number of authorities/bodies of which data have been integrated</p><p>(A) + (B) + (C)</p></td><td><p>Total number of authorities/bodies</p></td></tr><tr><td><p>Reporting period</p></td><td><p>Year</p></td></tr></tbody></table></td></tr></tbody></table> Table 1 Number of controls for all competent authorities – control authorities – control bodies (all articles refer to Regulation (EU) 2018/848) 1. Registered operators in possession of a certificate per 31 December of the reporting year <table><col/><col/><col/><col/><col/><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>&#160;</p></td><td><p>Code number or name of competent authority/control authority/control body</p></td><td><p>Number of operators</p></td><td><p>Number of verifications of compliance Article&#160;38(3)</p><p>(physical and non-physical)</p></td><td><p>Number of physical on-the-spot official controls carried out</p></td><td><p>Number of samples taken Article&#160;38(4)(c)</p></td></tr><tr><td><p>Annual controls Article&#160;38(3)</p></td><td><p>Additional risk based Article&#160;38(4)(b)</p></td><td><p>Total number of controls Article&#160;38(3) &amp; 38(4)(b)</p></td><td><p>Of which un-announced Article&#160;38(4)(a)</p></td><td><p>Total number of samples</p></td><td><p>Number of samples with detections</p></td></tr><tr><td><p>1.a.</p></td><td><p>Numbers for competent authority/control authority/control body 1</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>1.b.</p></td><td><p>Numbers for competent authority/control authority/control body 2</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>1.c.</p></td><td><p>Numbers for competent authority/control authority/control body 3</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>&#8230;</p></td><td><p><span>continue and list all authorities/bodies</span></p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>&#160;</p></td><td><p>Total numbers for all competent authorities/control authorities/control bodies [sum of (1.a.+1.b.+1.c.+&#8230;.]</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr></tbody></table> 2. Groups of operators (GoO) in possession of a certificate per 31 December of the reporting year <table><col/><col/><col/><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>&#160;</p></td><td><p>Code number or name of competent authority/control authority/control body</p></td><td><p>Number of groups</p></td><td><p>Identification of the group</p></td><td><p>Total number of operators that are member of groups</p></td><td><p>Total number of official controls on groups</p></td><td><p>Number of re- inspections to members of groups</p></td><td><p>Inspections in which at least 1 sample was taken</p></td></tr><tr><td><p>2.</p></td><td><p>Total numbers for all groups of operators for all competent authorities/control authorities/control bodies</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>2.a.</p></td><td><p>Numbers for competent authority/control authority/control body 1</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>2.a.1</p></td><td><p>Group of operators a.1</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>2.a.2</p></td><td><p>Group of operators a.2</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>2.a.</p></td><td><p>Group of operators a.</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>2.b.</p></td><td><p>Numbers for competent authority/control authority/control body 2</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>2.b.1</p></td><td><p>Group of operators b.1</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>2.b.2</p></td><td><p>Group of operators b.2</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>2.b.</p></td><td><p>Group of operators b</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>2.c</p></td><td><p><span>continue and list all groups of operators per competent authority/control authority/control body</span></p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>2.c</p></td><td><p>Group of operators &#8230;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr></tbody></table> Table 2 NON-COMPLIANCES Data per competent authority/control authority/control body 1. Type and number of cases of major and critical non-compliance established <table><col/><col/><col/><col/><col/><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>&#160;</p></td><td><p>Name or code number of competent authority/control authority/control body</p></td><td><p>Type of cases per type of non-compliances established during official controls performed</p></td></tr><tr><td><p>General produc-tion rules</p></td><td><p>Specific produc-tion rules</p></td><td><p>Non-authorised substances or products</p></td><td><p>Deroga-tions</p></td><td><p>Documents and records</p></td><td><p>Rules for GoO</p></td><td><p>Labelling</p></td><td><p>Other</p></td></tr><tr><td><p>1.</p></td><td><p>Established cases of non-compliance &#8211; TOTAL</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>1.a.</p></td><td><p>Established cases for competent authority/control authority/control body 1</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>1.b.</p></td><td><p>Established cases for competent authority/control authority/control body 2</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>1.c.</p></td><td><p>Established cases for competent authority/control authority/control body 3</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>&#8230;</p></td><td><p><span>continue and list all authorities/bodies</span></p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr></tbody></table> 2. Measures taken for established cases of major and critical non-compliances <table><col/><col/><col/><col/><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>Number of established cases of non-compliance</p></td><td><p>Measures taken for established cases of non-compliances</p></td></tr><tr><td><p>Improvement of implementation of precautionary measures and controls put in place by operator</p></td><td><p>No reference to organic production in the labelling and advertising of the entire lot or production run concerned</p></td><td><p>Prohibition of placing the affected product(s) on the market with reference to organic production, for a given period</p></td><td><p>New conversion period</p></td><td><p>Limitation of the scope of the certificate</p></td><td><p>Suspension of the certificate</p></td><td><p>Withdrawal of the certificate</p></td><td><p>Corrective measure still to be decided</p></td><td><p>Other</p></td></tr><tr><td><p>(A)</p></td><td><p>(B1)</p></td><td><p>(B2)</p></td><td><p>(B3)</p></td><td><p>(B4)</p></td><td><p>(B5)</p></td><td><p>(B6)</p></td><td><p>(B7)</p></td><td><p>(B8)</p></td><td><p>(B9)</p></td></tr><tr><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr></tbody></table> Table 3 Supervision & Audits Activities of the competent authority related to <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>control bodies to whom it has delegated certain tasks</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>the supervision of such control bodies</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>the withdrawal of delegations to such control bodies</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>audit of control authorities</p></td></tr></tbody></table> 1. New control bodies to whom the competent authority has delegated control tasks/control bodies of which delegation has been withdrawn <table><col/><col/><col/><col/><tbody><tr><td><p>&#160;</p></td><td><p>Number of control bodies</p></td><td><p>Comments where necessary</p></td></tr><tr><td><p>Number at the start of the reporting year (1 January of year N)</p></td><td><p>(A)</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>New control bodies during year N</p></td><td><p>(B)</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>Control bodies for which delegation has been withdrawn during year N</p></td><td><p>(C)</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>Number at the end of reporting year (31 December of year N)</p></td><td><p>(D)</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr></tbody></table> 2. Supervision of control bodies by the competent authority 2.a. Total numbers on supervision of control bodies <table><col/><col/><col/><col/><col/><tbody><tr><td><p>&#160;</p></td><td><p>Number of control bodies at end of reporting year</p></td><td><p>Number of supervision audits of control bodies carried out by the competent authority during reporting year</p></td><td><p>Coverage of control bodies by supervision audit of competent authority</p></td><td><p>Comment where necessary</p></td></tr><tr><td><p>(D)</p></td><td><p>(E)</p></td><td><p>(F) = (E)/(D)</p></td><td><p>&#160;</p></td></tr><tr><td><p>Number of control bodies - Number of supervision audits during reporting year &#8211; coverage</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr></tbody></table> The total number of Approved Control Bodies (D) should correspond to the number reported under section 1 2.b. Detail of supervision per control body <table><col/><col/><col/><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>List all control bodies under supervision of the competent authority</p></td><td><p>Number of operators</p></td><td><p>Number of GoO</p></td><td><p>Audit carried out by competent authority during reporting year yes&#160;= 1/no&#160;= 0</p></td><td><p>Number of operator files reviewed in supervision audit during reporting year</p></td><td><p>Coverage of number of operator files reviewed versus total number of operators</p></td><td><p>Number of GoO files reviewed in the course of the audit during reporting year</p></td><td><p>Coverage of number of GoO files reviewed versus total number of GoO</p></td><td><p>Indicate reference number of individual form completed for the control body (template "individual form for control body" attached)</p></td></tr><tr><td><p>Code number</p></td><td><p>(G)</p></td><td><p>(H)</p></td><td><p>(I)</p></td><td><p>(J)</p></td><td><p>(K) = (J)/(G)</p></td><td><p>(L)</p></td><td><p>(M)= (L)/(H)</p></td><td><p>(N)</p></td></tr><tr><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr></tbody></table> 3. Audit activities carried out by the competent authority on control authorities (only relevant if the competent authority delegates control tasks to control authorities) <table><col/><col/><col/><col/><col/><tbody><tr><td><p>&#160;</p></td><td><p>Number of control authorities to whom the competent authority has delegated control tasks</p></td><td><p>Number of audits carried out on control authorities by the competent authority</p></td><td><p>Coverage of control authorities audited by competent authority during reporting year</p></td><td><p>Comment where necessary</p></td></tr><tr><td><p>(K)</p></td><td><p>(L)</p></td><td><p>(M) = (L)/(K)</p></td><td><p>&#160;</p></td></tr><tr><td><p>During reporting year</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr></tbody></table> Table 4 INDIVIDUAL FORM ON SUPERVISION OF CONTROL BODY (Form may be completed by competent authority for each control body that was subject to a supervision audit during the reporting year (optional)) <table><col/><col/><col/><tbody><tr><td><p>Form reference number</p></td><td><p>&#160;</p></td><td><p><span>to be copied into supervision audit table &#8211; data-field K</span></p></td></tr><tr><td><p>Reporting year</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>Competent authority in charge of supervision</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p><span>Supervision audit report</span></p></td></tr><tr><td><p>Reference:</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>Date:</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p><span>Identification of control body</span></p></td></tr><tr><td><p>Code number</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p><span>SUMMARY OF MAIN FINDINGS OF THE SUPERVISION AUDIT</span></p></td></tr><tr><td><table><col/><col/><tbody><tr><td><p>1.</p></td><td><p><span>Conditions for approval of the control body and delegation of control tasks</span></p></td></tr></tbody></table></td></tr><tr><td><p><span>Please insert text</span></p></td></tr><tr><td><table><col/><col/><tbody><tr><td><p>2.</p></td><td><p><span>Findings related to compliance with minimum control requirements</span></p></td></tr></tbody></table></td></tr><tr><td><p><span>Please insert text</span></p></td></tr><tr><td><table><col/><col/><tbody><tr><td><p>3.</p></td><td><p><span>Findings related to risk assessment of operators</span></p></td></tr></tbody></table></td></tr><tr><td><p><span>Please insert text</span></p></td></tr><tr><td><table><col/><col/><tbody><tr><td><p>4.</p></td><td><p><span>Findings related to compliance with national catalogue of measures</span></p></td></tr></tbody></table></td></tr><tr><td><p><span>Please insert text</span></p></td></tr><tr><td><table><col/><col/><tbody><tr><td><p>5.</p></td><td><p><span>Findings related to exchange of information with competent authority</span></p></td></tr></tbody></table></td></tr><tr><td><p><span>Please insert text</span></p></td></tr><tr><td><table><col/><col/><tbody><tr><td><p>6.</p></td><td><p><span>Other findings</span></p></td></tr></tbody></table></td></tr><tr><td><p><span>Please insert text</span></p></td></tr><tr><td><table><col/><col/><tbody><tr><td><p>7.</p></td><td><p><span>Overall conclusion</span></p></td></tr></tbody></table></td></tr><tr><td><p><span>Please insert text+A1:C24</span></p></td></tr></tbody></table> Table 5 Actions and measures undertaken by competent authority during the reporting year to ensure effectiveness of official controls by control authorities/control bodies <table><col/><col/><col/><tbody><tr><td><p>Data from</p></td><td><p><span>Member State</span></p></td><td><p>&#160;</p></td></tr><tr><td><p>Period</p></td><td><p><span>Year</span></p></td><td><p>&#160;</p></td></tr><tr><td><table><col/><col/><tbody><tr><td><p>1.</p></td><td><p><span>National legislation</span></p></td></tr></tbody></table></td></tr><tr><td><p><span>Please insert text</span></p></td></tr><tr><td><table><col/><col/><tbody><tr><td><p>2.</p></td><td><p><span>New, updated or revised control procedures</span></p></td></tr></tbody></table></td></tr><tr><td><p><span>Please insert text</span></p></td></tr><tr><td><table><col/><col/><tbody><tr><td><p>3.</p></td><td><p><span>Training activities</span></p></td></tr></tbody></table></td></tr><tr><td><p><span>Please insert text</span></p></td></tr><tr><td><table><col/><col/><tbody><tr><td><p>4.</p></td><td><p><span>Provision of additional resources or reallocation of existing resources following review of priorities</span></p></td></tr></tbody></table></td></tr><tr><td><p><span>Please insert text</span></p></td></tr><tr><td><table><col/><col/><tbody><tr><td><p>5.</p></td><td><p><span>Special control initiatives</span></p></td></tr></tbody></table></td></tr><tr><td><p><span>Please insert text</span></p></td></tr><tr><td><table><col/><col/><tbody><tr><td><p>6.</p></td><td><p><span>Changes to the organisation or management of competent authorities</span></p></td></tr></tbody></table></td></tr><tr><td><p><span>Please insert text</span></p></td></tr><tr><td><table><col/><col/><tbody><tr><td><p>7.</p></td><td><p><span>Other</span></p></td></tr></tbody></table></td></tr><tr><td><p><span>Please insert text</span>&#8217;</p></td></tr></tbody></table>

ENG

32021R1935

<table><tr><td><p><span><img/></span></p></td><td><p><span>EUROPEAN COMMISSION</span></p></td></tr></table> Brussels, 20/10/2016 C( 2016 ) 6844 final To the Notifying Party Dear Sir/Madam, Subject : Case M.8096 – International Paper Company / Weyerhaeuser Target Business Commission decision pursuant to Article 6(1)(b) of Council Regulation No 139/2004 1 and Article 57 of the Agreement on the European Economic Area 2 (1) On 15 September 2016 , the European Commission received notification of a proposed concentration pursuant to Article 4 of the Merger Regulation by which International Paper Company ("IP", United States) will acquire sole control over the pulp business of Weyerhaeuser Company ("WTB", United States) within the meaning of Article 3(1)(b) of the Merger Regulation, by way of purchase of assets and shares (hereafter the "Transaction"). IP are designated hereinafter as the ' N otifying P art y ' and together with WTB ' P arties ' to the proposed transaction. 1. THE PARTIES (2) IP is a packaging and paper company with manufacturing operations in North America, the EEA, Latin America, Russia, Asia and North Africa. Its portfolio includes the production of containerboard and corrugated boxes, pulp, consumer packaging (carton board), cups and white paper. (3) WTB consists of the Weyerhaeuser Group's c ellulose f ibers (pulp) business. It comprises all the group's shares in Weyerhaeuser Poland Sp.zo.o. and all the real estate properties, assets, goodwill and rights that relate primarily to the manufacture and distribution of fluff pulp, softwood paper grade pulp and specialty chemical cellulose pulp currently owned by Weyerhaeuser Company (" WY ") . WTB in particular includes five mills located in North America, and two converting facilities, one located in the United States (Columbus, Mississippi) and one in Poland (Gdansk). 2. THE OPERATION AND THE CONCENTRATION (4) The " Transaction " consists in the acquisition by IP of all the relevant assets and share s currently held by W Y as cellulose fibers (pulp) business , which will be separately held by IP as WTB . (5) As a result of the Transaction , IP will, directly or indirectly , own all shares in Weyerhaeuser Poland Sp.zo.o, all shares of Weyerhaeuser Sales Europe, Inc. and all assets belonging to WT B as well as all assets composing five mills located in North America, and two converting facilities, one located in the United States (Columbus, Mississippi) and one in Poland (Gdansk) . (6) As a result of the Transaction, IP will acquire sole control over WTB , and t herefore, the notified operation constitutes a concentration within the meaning of Article 3(1)(b) of the Merger Regulation. 3. EU DIMENSION (7) The undertakings concerned have a combined aggregate world-wide turnover of more than EUR 5 000 m illion 3 (IP: EUR […] million; WTB: EUR […] million) . Each of them ha s a n EU- wide turnover in excess of EUR 250 million (IP: EUR […] million; WTB: EUR […] million) , but they do not achieve more than two-thirds of their aggregate EU- wide turnover within one and the same Member State. The notified operation therefore has a n EU dimension within the meaning of Article 1(2) of the Merger Regulation . 4. COMPETITIVE ASSESSMENT 4.1. Market definition (8) The Parties' activities mainly overlap in the production and sale of fluff pulp. Fluff pulp is a type of bleached wood pulp made through a chemical process, generally from long fibre softwoods, such as pine. Due to its high absorbency and relatively low cost, fluff is used as raw material to produce the absorbent core of personal hygiene products such as adult and baby/toddler diapers (nappies) and feminine hygiene products (sanitary napkins/pads, tampons) and to manufacture airlaid absorbent toweling or wipes. (9) The production process of fluff pulp consists of the following steps. First, wood chips and side cuttings or other waste from sawmills are soaked and heated/cooked using an aqueous chemical solution. This process (known as the Kraft process) results in the separation of cellulose fibre from the wood by dissolving the lignin that binds the fibres together. Second, the cooked wood chips are cleaned with the pulp being separated mechanically from large shives (pulp that is not fully cooked), knots and dirt (so-called screening). After screening, the pulp is washed to separate the cellulose fibres from the chemical solution used to cook the wood chips. Third, the pulp is bleached and, usually, screened once more. The pulp is then dried and packaged. The production processes for fluff and other chemical pulp differ primarily at this last stage of the production process. Most chemical pulp [confidential information regarding use by the Parties] is “market pulp” that is dried to about 10% moisture content and delivered as sheeted bales. Market pulp is generally used in the production of paper and tissue products. Fluff is dried to only about 6-10% moisture content and shipped on rolls. (10) Fluff is generally produced from southern pine wood, in particular the loblolly, longleaf, S lash and Virginia pine varieties that are grown primarily in the south-eastern part of the United States. With their long, coarse fibres , southern pines have both the absorbency and the strength required for use in personal hygiene products. Fluff produced from southern softwood in the United States currently accounts for approximately 90% of fluff production worldwide, with U nited States suppliers exporting approximately 85% of their production outside the United States . A m inor proportion of fluff is also produced in South America (mainly Brazil and Argentina) and in northern Europe, this latter production using a different variety of wood as input (northern softwood). 4.1.1. Product market definition (11) In most of its past decisions concerning the wood pulp sector, the Commission has taken the view that there is a single product market encompassing all types of pulp. 4 The Commission has explored different ways of segmenting the market, depending on (i) the type of wood used (softwood/hardwood); (ii) whether the pulp is bleached; and (iii) whether chemical or mechanical processing is used to produce the pulp. However, in almost all of its past decisions the Commission has concluded that there was no need to segment the market further along these lines. 5 The overall market considered is thus the wood pulp market. (12) On the overall worldwide wood pulp market, the Transaction would lead to a combined market share of the Parties of [0-5] %. (13) With regard to a potential segmentation between chemical and mechanical pulp, the Parties are only active in the chemical pulp segment and do not produce mechanical pulp. Within the chemical pulp market, the Parties activities overlap on two segments, mainly market pulp and fluff pulp. 6 4.1.1.1. Market pulp (14) The type of chemical pulp that is produced the most is market pulp, and approximately 90% of the total wood pulp produced consists of market pulp. This is delivered as sheeted bales and is generally used in the production of paper and tissue products. (15) The Notifying Party claim s that market pulp can be regarded as a separate product market and that there is no demand-side substitutability with other types of wood pulp, especially with fluff pulp. (16) Not withstanding the hig h degree of supply side substitutability, the Notifying Party claim s that from a demand side market pulp and other types of pul p , including fluff pulp cannot be considered as substitutes. The Notifying Party submit s that this is because , first of the significant price differences between particularly market pulp and fluff pulp and, second because market pulp and fluff pulp serve fundamentally different purposes. Therefore there is little overlap between the customer base for market pulp and the customer base for fluff pulp. Whereas fluff pulp is sold mainly to producers of absorbent personal hygiene and airlaid products , market pulp is sold to paper, tissue and towel producers that do not have sufficient integrated pulp production. (17) From a supply side analysis , it appears, in fact, that the production process of fluff pulp and market pulp is very similar and for th e most part virtually identical, the difference only being at the last stage. Market pulp is typically dried to about 10% moisture content and is delivered in sheeted bales, while fluff pulp is dried to only about 6-10% delivered and shipped on rolls. Most importantly fluff pulp and market pulp can be manufactured on the same production assets. (18) Hence, if a production line is equipped properly, a pulp producer can easily decide to shift its market pulp production to fluff pulp (and vice versa) at minimal cost and in minimal time (so called " swing " production). Swings in production already occur on the market place and manufacturers generally perform these swings in order to follow the punctual demands of their clients . (19) The Commission notes that the market investigation support s the Notifying Party ' s view that market pulp and fluff pulp constitute distinct markets. However , b oth competitors and customers indicated that market pulp and fluff pulp have different moisture content and need to be delivered in different formats. Market pulp in fact generally has higher moisture contents, around 10%, and is delivered in in sheeted bales whereas fluff pulp has a moisture content of less than 10% (often around 6% ) and is delivered in rolls. In conclusion, as to the supply side market analysis, it can be left open whether fluff pulp and market pulp are substitutable as the Transaction does not give rise to serious doubts even under the narrowest plausible market definition. (20) As to the demand side, the Commission notes that the respondents to the market investigation indicated that the intended use and customer base of market pulp differs significantly f ro m those of fluff pulp. The market investigation in fact indicated that fluff pulp is a niche product that is only used in the personal hygiene business, whereas market pulp is used for paper and tissue. (21) In any case, for the purpose of this decision , the Commission considers that the exact scope of the product market definition can be left open, as the Transaction does not give rise to serious doubts even under the narrowest plausible market definition . (22) The Parties only sell small amounts of market pulp to paper, tissue and towel producers as [confidential information regarding use by the Parties] . 7 The Parties' sales of market pulp on the market are minimal and their estimated market share in volume on this plausible product market is [5-10] % globally and [0-5] % in the EEA. Therefore , the question of whether or not market pulp constitutes a distinct product market will not be further considered in the competitive assessment below . 4.1.1.2. Fluff pulp (23) As explained above in paragraph 9 , f luff pulp is a type of bleached wood pulp made through a chemical process, generally from long fiber softwoods such as pine. Due to its high absorbency and relatively low cost, fluff pulp is used as a raw material to produce the absorbent core of personal hygiene products. The end use of fluff pulp is disposable absorbent hygiene products such as disposable baby diapers, feminine hygiene pads, adult incontinence products and airlaid nonwovens such as medical specialties and wipes. (24) Fluff pulp can be produced using different kind of tree -wood s as input . Such inputs can be treated with a debonding agent during the production process in order to make it easier to work with in the customer's production line (" treated " , "semi-treated" or "debonded" fluff pulp) . 8 Also, an array of different properties can be added to the fluff pulp, creating a so called "differentiated fluff". (25) The Notifying Party submit s that the relevant product market encompasses all types of fluff and that it is not appropriate to further segment it. (26) As regards a potential sub-segmentation of fluff pulp, the Commission understands that the respondents to t he market investigation indicated that treated and untreated fluff pulp are not entirely substitutable on the demand side, whereas they are from a supply side. (27) With regard to the demand side, the Commission considers from the market investigation that customers cannot generally use treated and untreated fluff pulp interchangeably in their production process. Respondent s to the market investigation indicated that on the one sid e, untreated fluff pulp has a higher tensile strength and therefore it cannot be used on every production line. Secondly, respondent s to the market investigation indicated that the chemical process applied to treated (or semi-treated) pulp caused the end product to have lower absorbency characteristics and therefore cannot be used in the manufacturing of the same end products. Ty pically producers of airlaid products would use exclusively treated fluff pulp. (28) The Commission notes that one competitor has, however , indicated that most customers use treated and untreated fluff pulp interchangeably in their production process without incurring significant costs and within a short timeframe. Furthermore , certain customers in developing economic areas may choose to use treated pulp because their machines are not able to process untreated pulp as quickly. (29) As regards the supply side, the Commission understands that the majority of manufacturers of untreated fluff pulp can easily produce semi- treated or treated fluff pulp. Indeed, respondent to the market investigation indicated that " the same assets can be used for the untreated, semi-treated and treated fluff pulp " and that switching only requires the addition of a chemical debonder at a certain stage of the production process . (30) The Commission considers that the r espondents have also indicated that switch ing between untreated and treated fluff pulp can be made within a short timeframe and without incurring in any signifi c an t cost . One competitor responding to the market investigation indicated that " we can produce both untreated and treated fluff pulp in our production. Generally the cost of treated is somewhat higher, but the switch can be done within a short timeframe in our production " and another one indicated that switching production from fluff pulp to treated or semi treated pulp can happen in a matter of hours. (31) Both customers and competitors agreed that the vast majority of the fluff pulp market is comprised of untreated fluff pulp. (32) In view of the above and for the purpose of this decision , the Commission considers that , in any case, the exact scope of the product market definition can be left open, as the Transaction does not give rise to serious doubts even under the narrowest plausible market definition. (33) The Commission moreover stresses that IP only started selling treated fluff pulp in 2016 and has therefore [ confidential information regarding IP’s market share for treated fluff ] . 9 U ntreated fluff pulp accounts for 80 to 90% of the whole production of fluff pulp , and the Commission considers that the market for untreated fluff pulp should therefore be considered as the narrowest plausible market , which is accordingly further considered in the competitive assessment below . Differentiated fluff pulp (34) The Commission understands that customer demand for thinner and lighter products, as well as for products with additional features such as odour control, is growing . In this respect , fluff pulp manufacturers have introduced modifications to their production processes so as to allow them to respond to specific customer requirements. Fluff pulp with such added properties is typically designated as "differentiated fluff pulp". (35) The Commission understands that fluff pulp producers do differentiate the products they sell and can accordingly add specific value s to the ir production s differentiating them from an otherwise rather standardised production . WTB has for example developed [ confidential information related to the Parties’ know-how ] , and both WTB and Georgia-Pacific produce fluff pulp with odour reduction features. (36) The Notifying Party claim s that differentiated fluff pulp is part of the same product market of fluff pulp . The Notifying Party claim s that this is because differentiated fluff pulp and untreated fluff pulp are perfectly substitutable from both a supply and demand side. As to the supply side, differentiated fluff pulp is manufactured on the same production lines as untreated and treated or semi-treated fluff pulp. As to the demand side untreated and differentiated fluff are used for the same applications and this is evidenced by the fact that the customer base is the same. (37) As to the demand side substitutability, the Commission has taken note that the respondent s to the market investigation have indicated that differentiated fluff pulp has specific value added properties which are specific to the end product the customer intends to manufacture and sell. However, a switch from using differentiated fluff pulp to using normal fluff pulp can be performed. Such a switch would however require a considerable time and investment to be performed. (38) As to the supply side, the Commission notes that the responses to the market investigation where partially inconclusive as to whether differentiated fluff pulp is substitutable with normal fluff pulp. The largest manufacturers of fluff pulp indicated that in fact switching production is not costly, c an be performed within a limited time frame and without a need to change production assets. Other market participant s with limited market presence indicated that starting production of differentiated pulp is indeed possible but would require some investment as regards the chemical formulation to be used. (39) In that respect , for the purpose of this decision , the Commission considers that the exact scope of the product market definition can in any case be left open, as the Transaction does not give rise to serious doubts even under the narrowest possible market definition. (40) In fact, the Commission understands that IP only has very limited preparatory activities with regard to differentiated fluff pulp [ confidential information related to the Parties’ marketing plans ] . Differentiated fluff pulp will therefore not be further considered in the competitive assessment below . SBSK and NBSK 10 (41) From the information provided, the Commission understands that m ost fluff pulp is produced from softwood from the south - eastern part of the U nited S tates . Additionally , southern softwoods grown outside the U nited States (for example in Brazil and Argentina) and northern softwoods (for example from Northern Europe) are used for the production of fluff pulp. Northern Bleached Softwood fluff pulp ("NBSK fluff pulp") has very similar product characteristics as Southern Bleached Softwood Kraft fluff pulp ("SBSK fluff pulp"), with northern softwood fluff pulp being somewhat less absorbent. (42) T he Notifying Party claim s that fluff pulp from southern softwood and northern softwood are part of the same market as customers in the EEA use southern softwood and northern softwood fluff pulp interchangeably because they have comparable characteristics . (43) Moreover, RISI 11 does not distinguish between fluff pulp produced either from southern and northern softwoods , but describes BSK fluff pulp as one fluff pulp grade; including fluff pulp produced both from southern and northern softwoods . 12 (44) The market investigation broadly supported the Notifying Party ’ s views and indicated that most market players indeed consider fluff pulp or market pulp from either southern or northern pines as interchangeable. Competitors and customers confirmed that despite the fact that the northern and southern fibres each have their own characteristics in terms of length, absorption capacity etc. , they are comparable as regards their application and performance, and are often both used by customers. (45) Also , the greater majority of suppliers are using southern softwood pines in their production process , so that only a small share of the total fluff pulp supply is made up by NBSK fluff pulp , amounting to circa 5% of the total fluff production . Reaching a definitive conclusion as to whether fluff pulp from NBSK and fluff pulp from SBSK are part of the same market does not substantially change the competitive assessment. (46) In light of the foregoing, for the purpose of this decision , the Commission considers that the exact scope of the product market definition can be left open, as the Transaction does not give rise to serious doubts even under the narrowest plausible market definition. BEK 13 (47) Frome the data provided , the Commission understands that BEK is fluff pulp using Eucalyptus trees as raw material. Eucalyptus is a hardwood tree (as opposed to the softwood trees) that grows very quickly compared to northern and southern softwoods. However, hardwood fibres usually do not absorb liquid as well as softwood fibres . (48) The Notifying Party argue s th at fluff pulp from BEK is part of the same market as fluff pulp from other raw materials. The Notifying Party acknowledge s that fluff pulp from BEK is in itself less absorbent and resistant than fluff pulp from softwood pines, however it claims that it can be used in combination with the latter and achieve similar absorption and resistance properties. Therefore, the Notifying Party claim s that fluff pulp fro m BEK and fluff pulp from other softwood pines are substitutable from a demand side . (49) The Commission draws from the results of the market investigation that BEK fluff pulp and the other types of fluff pulp are not interchangeable . Both customers and competitors confirmed that BEK fluff pulp is a distinct product from BSK fluff pulp, as it is less flexible , less absorbent and less distributive than fluff pulp. Respondents to the market investigation also indicated that in order to ensure that the end product is sufficiently absorbent, BEK fluff pulp would have to be used in a blend with BSK fluff pulp; products could not be entirely made out of BEK. (50) In conclusion the Commission considers that , whether BEK fluff pulp belongs to the same product market as fluff pulp , can in any case be left open as none of the p art ies manufactures BEK fluff pulp and fluff pulp from BEK represent only a marginal proportion of the global production of fluff pulp, accounting for less than 0 . 1% of total production. 14 The Commission concludes that the competitive assessment would therefore not materially change under either alternative market definition. The market for untreated fluff pulp is therefore the narrowest affected market considered in the competitive assessment below . SAP (51) From the information available, the Commission understands that, w hen manufacturing diapers and feminine hygiene products, the fibres are often combined with super absorbent polymer (" SAP"), a synthetic, granular substance that is made from petroleum products and can absorb approximately 3-5 times as much fluid as fluff pulp . Personal hygiene products manufactured from a blend of SAP and fluff pulp can be significantly thinner , lower in weight and more absorbent than those manufactured from fluff pulp alone , as SAP is significantly smaller and less bulky than fluff pulp and expands less when absorbing fluid . (52) The Notifying Party argue s that SAP exerts competitive pressure on fluff pulp since there is a high degree of demand side substitutability, but believe s that SAP and fluff pulp are not interchangeable given that there is likely to be residual demand for fluff pulp for different uses than SAP. (53) In any case, as the parties do not produce SAP, the Commission does not consider it necessary or relevant to establish whether SAP and fluff pulp belong to the same product market or not . 4.1.2. Geographic Market (54) In previous decisions concerning pulp markets, the Commission considered these markets to be at least EEA-wide. (55) The Notifying Party consider s that the fluff pulp market is worldwide in scope because US-based suppliers export about 85% of their fluff pulp production and supply approximately 75-80% of fluff pulp demand in the EEA. Customers from all over the world source fluff pulp from producers located both inside and outside the EEA. In addition, many fluff pulp customers procure fluff pulp for their global operations based on global group-wide purchasing agreements. (56) The Commission understands from the market investigation that the market for fluff pulp is likely worldwide in scope and at least EEA-wide. Both competitors and customers indicated that the competition for fluff pulp sales within the U nited States is mainly limited to the producers residing in the U nited States itself given that import into the United States is limited, but that elsewhere competition is global given that customers are located all over the world. (57) In light of the above , the Commission considers that the exact geographic market definition can in any case be left open since the Transaction does not give rise to serious doubts under any alternative geographic market definition s considered . 4.2. Competitive assessment 4.2.1. Horizontal , non- coordinated effects (58) The Commission finds that the Parties' activities horizontally overlap on the worldwide (or at least EEA-wide market) for fluff pulp , 15 and there are no vertically affected markets resulting from the Transaction. (59) The Commission also finds that as the sales of untreated fluff pulp account for circa 90% of the total sales of fluff pulp and the Notifying Party confirmed that the market structure in any plausible market is comparable to that of the market for untreated fluff pulp, it is appropriate that only the latter, and not the broader market encompassing all different types of fluff pulp, are further considered in the competitive assessment below . 4.2.1.1. C ompetitive landscape (60) The Commission understands that, o n the worldwide market for untreated fluff pulp , the Parties will have a capacity share of [30-40] % , and will continue to face competition from Georgia-Pacific with comparable capacity share ( [30-40] %) as well as competition from smaller competitors, such as Domtar, Resolute Forest Products and WestRock in the U nit ed States and Stora Enso and UPM in the EEA . <table><tr><td><p><span>Company</span></p></td><td><p><span>Capacity share</span><span>&#160;</span><span>(2016)</span><span><a>16</a></span></p></td></tr><tr><td><p><span>WTB</span></p></td><td><p><span>[20-30]%</span></p></td></tr><tr><td><p><span>International Paper</span></p></td><td><p><span>[10-20]%</span></p></td></tr><tr><td><p><span>COMBINED</span></p></td><td><p><span>[30-40]%</span></p></td></tr><tr><td><p><span>Georgia-Pacific</span></p></td><td><p><span>[30-40]%</span></p></td></tr><tr><td><p><span>Domtar</span></p></td><td><p><span>[5-10]%</span></p></td></tr><tr><td><p><span>Resolute Forest Products</span></p></td><td><p><span>[0-5]%</span></p></td></tr><tr><td><p><span>Stora Enso</span></p></td><td><p><span>[0-5]%</span></p></td></tr><tr><td><p><span>West Rock</span></p></td><td><p><span>[0-5]%</span></p></td></tr><tr><td><p><span>All other</span><span><a>17</a></span></p></td><td><p><span>[10-20]%</span></p></td></tr></table> Table 1: Estimates of market shares for 2016 on the fluff pulp market (61) I n this respect, the Commission note s that, should the market for fluff pulp be defined as EEA - wide, the capacity share would not be an appropriate proxy to take into account as the largest majority of production assets are located in North America. Hence, the Notifying Party provided the following best estimates of ma rket share in value for the EEA- wide market for fluff pulp <table><tr><td><p><span>Company</span></p></td><td><p><span>Market share &#8211;Value (2015)</span><span><a>18</a></span></p></td></tr><tr><td><p><span>WTB</span></p></td><td><p><span>[10-20]%</span></p></td></tr><tr><td><p><span>International Paper</span></p></td><td><p><span>[20-30]%</span></p></td></tr><tr><td><p><span>COMBINED</span></p></td><td><p><span>[30-40]%</span></p></td></tr><tr><td><p><span>Georgia-Pacific</span></p></td><td><p><span>[20-30]%</span></p></td></tr><tr><td><p><span>Domtar</span></p></td><td><p><span>[10-20]%</span></p></td></tr><tr><td><p><span>Resolute Forest Products</span></p></td><td><p><span>[0-5]%</span></p></td></tr><tr><td><p><span>Stora Enso</span></p></td><td><p><span>[10-20]%</span></p></td></tr><tr><td><p><span>UPM</span></p></td><td><p><span>[5-10]%</span></p></td></tr><tr><td><p><span>All other</span><span><a>19</a></span></p></td><td><p><span>[5-10]%</span></p></td></tr></table> Table 2: Estimates of market shares for 2015 on the EEA-wide fluff pulp market (62) Notwithstanding the significant capacity share of the combined entity and the concentrated structure of the market, the Commission ultimately considers that the Transaction does not raise serious doubts as to its compatibility with the internal market as a result of horizontal non-coordinated effects because , first , a number of market participants have already announced additional investment s to increase their respective production capacit ies , second, customers can easily switch suppliers, and, third, margins realized on the sale of fluff pulp are significantly higher than margins realized for the sale of market pulp , so that it will be improbable for the merged entity to reduce output of fluff pulp by swinging production from fluff pulp to market pulp , and that additional investments in fluff pulp production are therefore more likely to occur . 4.2.1.2. P roduction capacity for fluff pulp exceeds demand (63) The Commission considers that the capacity for fluff pulp production exceeds and will continue to exceed the current and future demand of customers of fluff pulp. (64) The Commission understands that f luff pulp is one of the very few products in the pulp and paper industry with a positive demand growth. According to public source s submitted by t he Notifying Party demand for fluff pulp has grown steadily in the past years and is expected to increase further by 3-4% per year. 20 (65) According to the Notifying Party , t he main drivers for this growth are (i) an increased demand for disposable diapers and hygiene products in Asia, Central and South America and Africa and (ii) an increased demand for adult incontinence products globally, including in western countries and Japan. (66) The Commission also finds that the r espondent s to the market investigation broadly confirmed the Notifying Party ' s statement. All the competitors responding to the market investigation indicated that demand increased in the last 3 years and that they expect further increase in the next five years. Particularly, competitors responding to the market investigation on average confirmed that a yearly 4% increase in demand is to be expected. (67) The Commission takes note of the findings that, i n reaction to the expected increase in demand of fluff pulp, several market participants have announced that they will significantly increase their total installed capacity in the near future. For example, i n 2016, Klabin completed a new mill located in Ortigueira, Paraná, with an annual production capacity of inter alia 400 000 tons of bleached softwood pulp. As regards future capacity increase, several official announcements have been made: - International Paper has announced that it plans to expand its fluff pulp production at its Riegelwood N.C. mill, adding an incremental 400 000 metric tons of capacity. - Domtar has announced a major investment at its Ashdown AR mill, to convert a paper machine to a fluff pulp line, allowing for an additional production of 516 000 metric tons of fluff pulp once the machine is in full operation. - Stora Enso will increase its fluff pulp production by approximately 160 000 metric tons annually. (68) More specifically, the Commission's findings as to the most recent and future increase s of capacity resulting from expected setting up new fluff pulp mills are summarised in the table below: <table><tr><td><p><span>Company</span></p></td><td><p><span>Location</span></p></td><td><p><span>Country</span></p></td><td><p><span>Capacity (MT)</span></p></td><td><p><span>Expected start-up date</span></p></td><td><p><span>Type</span></p></td></tr><tr><td><p><span>Suzano</span></p></td><td><p><span>Suzano, S&#227;o Paulo</span></p></td><td><p><span>Brazil</span></p></td><td><p><span>100 000</span></p></td><td><p><span>2015</span></p></td><td><p><span>Conversion</span></p></td></tr><tr><td><p><span>Klabin</span></p></td><td><p><span>Ortigueira, Paran&#225;</span></p></td><td><p><span>Brazil</span></p></td><td><p><span>400 000</span></p></td><td><p><span>2015/2016</span></p><p/></td><td><p><span>New build</span></p></td></tr><tr><td><p><span>International Paper</span></p></td><td><p><span>Riegelwood, North Carolina</span></p></td><td><p><span>US</span></p></td><td><p><span>350 000</span></p></td><td><p><span>2016</span></p></td><td><p><span>Conversion</span></p></td></tr><tr><td><p><span>Domtar</span></p></td><td><p><span>Ashdown, Arkansas</span></p></td><td><p><span>US</span></p></td><td><p><span>516 000</span></p></td><td><p><span>2016</span></p><p/></td><td><p><span>Conversion</span></p></td></tr><tr><td><p><span>Stora Enso</span></p></td><td><p><span>Skutsk&#228;r</span></p></td><td><p><span>Sweden</span></p></td><td><p><span>160 000</span></p></td><td><p><span>2018</span></p></td><td><p><span>Upgrade</span></p></td></tr><tr><td><p><span>Sun Paper</span><span><a>21</a></span></p></td><td><p><span>Clark County, Arkansas</span></p></td><td><p><span>US</span></p></td><td><p><span>700 000</span></p></td><td><p><span>2019</span></p></td><td><p><span>New build</span></p></td></tr></table> Table 3: Increased capacity of fluff pulp output; Source: Form CO (69) As a result of the planned increases, the additional capacity correspon d ing to an increase of 35% (by 2019) of the 2015 production capacity would only in a minor proportion (IP 350 000 Mt in Rie gelwood) be owned by the Parties . As a result, the Commission expects that the combined capacity share of the Parties will significantly decrease in the foreseeable future and therefore competitors such as Domtar, Stora Enso and Sun Paper will significantly increase their market position. (70) Also, the Commission understands that there is current capacity that is not used for fluff pulp production at this time. Hence, if the current players on the market were to increase their utilization rates to 100 %, the Commission considers it likely that the currently unused capacity could be brought to the market as additional offer, in response to an increase of either demand or price. Hence, the Commission considers that, in this scenario, the Parties would likely also face potential competition from this capacity. (71) As to the current structure of supply , the Commission considers that respondents to the market investigation have reported that they have not experienced a capacity shortage on the fluff pulp market in the past years . Respondents to the market investigation also expect that production will exceed demand in the future . Th e expectation that capacity will exceed demand is also supported by public sources which foresee the following trend for demand and capacity of fluff pulp: Table 4 : evolution of demand and capacity (worldwide) Source: Notifying Party presentation based on RISI data 4.2.1.3. Switching and expansion (72) The Commission also notes that the market investig ation indicated that customers can easily switch suppliers. Respondent s to the market investigation , supporting the Notifying Party 's claim, indicated that the largest part of supply contracts is based on short term contracts (generally yearly in duration) and generally concluded following a tender procedure. A customer responding to the market investigation also indicated that multi-sourcing is a common practice, so to mitigate non-performance risk. Therefore every time a contract comes to an end, the customer can appoint one or more new suppliers without incurring a significant cost. (73) Finally, the Commission expects that the Transaction will not allow the Parties to hinder the likely expansion of competitors. To the contrary, it is likely that the expected expansion of production capacity will occur on this market , driven by an expected steady grow in demand , making further expansion in competition foreseeable . 4.2.1.4. Incentive s to reduce out put in order to increase prices (74) Against the above background, t he Commission takes the view that it is unlikely that the Parties will have the incentive to unilaterally reduce output of fluff pulp by shifting production to market pulp in order to increase prices. Such a strategy would not be economical , as margins realised by the Parties with regard to fluff pulp are higher than the margins realised with regard to market pulp . (75) The empirical evidence available shows that the average sale price of fluff pulp has been significantly higher than the average sale price of market pulp. Also, the average gross margin realised on the sales of fluff pulp is higher than the average gross margin realised on the sale of market pulp. More specifically, the Parties achieved the following margins: <table><tr><td><p/></td><td><p><span>IP</span></p></td><td><p><span>WTB</span></p></td></tr><tr><td><p/></td><td><p><span>2013</span></p></td><td><p><span>2014</span></p></td><td><p><span>2015</span></p></td><td><p><span>2013</span></p></td><td><p><span>2014</span></p></td><td><p><span>2015</span></p></td></tr><tr><td><p><span>Fluff pulp</span></p></td><td><p><span>[&#8230;]</span></p></td><td><p><span>[&#8230;]</span></p></td><td><p><span>[&#8230;]</span></p></td><td><p><span>[&#8230;]</span></p></td><td><p><span>[&#8230;]</span></p></td><td><p><span>[&#8230;]</span></p></td></tr><tr><td><p><span>Market pulp</span></p></td><td><p><span>[&#8230;]</span></p></td><td><p><span>[&#8230;]</span></p></td><td><p><span>[&#8230;]</span></p></td><td><p><span>[&#8230;]</span></p></td><td><p><span>[&#8230;]</span></p></td><td><p><span>[&#8230;]</span></p></td></tr></table> Table 5 : profit margins of the Parties (76) Therefore, the Commission takes the view that post-Transaction the merged entity does not have an incentive to unilaterally reduce the output of fluff pulp or increase prices . 4.2.1.5. Conclusion on horizontal non-coordinated effects (77) For these reasons, the Commission takes the view that the Transaction does not raise serious doubts as to its compatibility with the internal market , with regard to horizontal , non -coordinated effects on the EEA- wide or worldwide market for fluff pulp . 4.2.2. Horizontal Coordinated effects (78) The Notifying Party argue s that the T ransaction does not create a ny risk of coordination in the fluff pulp market as p rices for fluff pulp are not transparent, fluff pulp sales are generally made to large sophisticated customers and, capacity on the fluff pulp market is increasing. (79) More specifically the Notifying Party claims that, first, prices for fluff pulp are difficult to monitor as the vast majority of fluff pulp sales are made on the basis of individually negotiated contracts, and information about these contracts is kept confidential. The prices decided upon in these contracts are not basic list prices, but unique negotiated prices that vary per contract. In this respect, the RISI list price is an indication and discounts are then negotiated with the customers . More generally, the Notifying Party submit s that the fluff pulp market is not very transparent, as the prices agreed upon in contracts are not reported to RISI . (80) The Commission takes the view that it is unlikely that the Transaction will lead to any coordina ted effect because (i) monitoring deviations in terms of quantities produced and prices is unlikely if not impossible , and (ii) the reaction of customers and competitors will counter any possible negative effect s of coordination. (81) With regard to the difficulties in monitoring deviations the market investigation has indicated that monitoring how the production capacity on each mill is unlikely : given that the swing may be performed in a very short time and that no significant modification to the production assets are required to swing production, competitors will not be able to monitor any swing to producing fluff pulp. The difficulty in monitoring any such deviation is also evidenced by the fact that RISI itself is not able to provide neither estimates nor precise figures on the proportion of fluff pulp and market pulp produced by each mill, but simply provides for the total theoretical production capacity. (82) Secondly, the Commission considers that it would arguably be difficult to identify and compare prices relating to ongoing sale contracts, given that they reflect different individual arrangements between producers and customers concerning product specifications, logistics and supply-chain management. (83) Respondent s to the market investigation supported this statement and indicated that the RISI list price is an indicative price and that an important part of each negotiation is the discount to apply. Those discounts can vary from one customer to another. Also, it emerged that the final price agreed upon is kept confidential. In this respect, monitoring any price deviation would be difficult . (84) Also, the Commission considers that coordination will not be sustainable because of the reaction of both customers and non-coordinating firms. (85) With regard to customers, the majority of fluff pulp sales are made to sophisticated large customers, who would be able to detect and deter coordination between their suppliers. In particular, the market investigation and internal documents have highlighted the important relationship between [ confidential information related to the Parties’ customers ] . A reaction from these customers would, on the one hand significantly impact the merged entity' s business and, on the other hand, incentivize competitors to deviate from the terms of coordination in order to gain those sales. (86) With regard to competitors , the significant overcapacity on the market in the future will incentivise competitors to further increase their share and participate aggressively in tender procedures should other firms coordinate in reducing the output. (87) Finally, the analysis of the Parties' average sale price in the last three years of both fluff pulp and market pulp as well as the profit margin realised on such sales provide convincing indications to the Commission that the Parties are unlikely to have an incentive in reducing the sales of fluff pulp. In fact, the average sale price of fluff pulp has been significantly higher than the average sale price of market pulp. Also, the average gross margin realised on the sales of fluff pulp is higher than the average gross margin realised on the sale of market pulp. 22 (88) Hence , the Commission takes the view that foregoing sales of fluff pulp in an attempt to limit output is unlikely as it will not be economically advantageous given both the above-referred significant difference s in prices and margins between fluff and market pulps . (89) In light of the foregoing, the Commission takes the view that Transaction does not raise serious doubts as to its compatibility with the internal market with regard to horizontal coordinated effects on the EEA- wide or worldwide market for fluff pulp . 5. CONCLUSION (90) For the above reasons, the European Commission has decided not to oppose the notified operation and to declare it compatible with the internal market and with the EEA Agreement. This decision is adopted in application of Article 6(1)(b) of the Merger Regulation and Article 57 of the EEA Agreement . For the Commission (Signed) Margrethe VESTAGER Member of the Commission <note> (1) OJ L 24, 29.1.2004, p. 1 (the 'Merger Regulation'). With effect from 1 December 2009, the Treaty on the Functioning of the European Union ('TFEU') has introduced certain changes, such as the replacement of 'Community' by 'Union' and 'common market' by 'internal market'. The terminology of the TFEU will be used throughout this decision. (2) OJ L 1, 3.1.1994, p. 3 (the 'EEA Agreement'). (3) Turnover calculated in accordance with Article 5 of the Merger Regulation . (4) Commission, decision of 24.02.1992, IV/M.166 – Torras/Sarrio, para. 9; Commission, decision of 12.05.1992, IV/M.210 – Mondi/Frantschach, para. 12; Commission, decision of 30.10.1995, IV/M.646 – Repola/Kymmene, para. 30; Commission, decision of 09.12.1998, IV/M.1356 – Metsä-Serla/UK Paper, para. 11; Commission, decision of 15.02.2000, Commission, decision of 22.12.2000; Commission, decision of 16.02.2005; Commission, decision of 19.12.2005, COMP/M.4054 – Koch Industries/Georgia-Pacific, para. 9; Commission, decision of 28.07.2008, COMP/M.5150 – UPM RUS/BRIST/JV, para. 23. (5) See Commission decisions: IV/M.210 – Mondi/Frantschach, para. 11-12; IV/ M.1356 – Metsä-Serla/UK Paper, para. 11; COMP/M.2245 – Metsä-Serla/Zanders, para. 16; COMP/M.6682 – Kinnevik/Billerud/Korsnäs, para. 65. (6) For the purposes of this decision the term “market pulp” refer s to chemical pulp other than fluff pulp that is sold on the open market . (7) IP is a vertically integrated paper producer that uses internally the bulk of the pulp it produces for paper production. IP sells only limited amounts of market pulp produced [confidential information regarding use by the Parties] . WTB operates one non-integrated pulp mill in Canada that produces market pulp. WTB does not produce any paper as it produces liquid packaging board and (separately) printing paper and newsprint through a joint venture with Nippon Paper. However, it has announced the sale of this business to Nippon, http://tdn.com/news/local/weyerhaeuser-to-sell-longview-liquid-packaging-plant-to-nippon/article_cd2a04fd-2bf0-592d-b47f-5238acff0d6d.html (8) Such fluff pulp is referred to as "debonded" by WTB and as "treated" (50% debonded) or "semi-treated" (10% debonded) by IP. RISI does not distinguish between these different types of fluff pulp, but treats the fluff pulp market as a single market. (9) IP has currently not sold more than […] MT of treated fluff pulp. (10) SBSK stands for "Southern Bleached Softwood Kraft" and NBSK for "Northern Bleached Softwood Kraft". SBSK and NBSK are used for the production of both fluff pulp and market pulp. (11) RISI is a leading information services provider for the forestry products industry. RISI publishes a biannual report on the worldwide fluff pulp market that sets out demand and production capacity figures by volume and by region. (12) RISI, Outlook for the World Fluff Pulp Market, Special Market Analysis Study, 2016, 1. (13) BEK stands for "Bleached Eucalyptus Kraft". (14) See RISI, Outlook for the World Fluff Pulp Market, Special Market Analysis Study, 2016, 13 . (15) Both Parties produce also "black liquor derivatives" which are chemical compounds extracted from black liquor, which is the waste product from the Kraft process. Generally, there are three types of derivatives: (i) crude tall oil (a soap that has been treated with acidic compounds found in pine trees), (ii) black liquor soap (a mixture of mainly acidic compounds found in pine trees) and (iii) crude sulphate turpentine (mainly used as a solvent) . WTB sells tall oil soap and turpentine, but not tall oil, while IP does not sell any of these derivatives on the market. Indeed, IP [confidential information on IP's activity in black liquor derivatives]. The Commission therefore considers that the Parties' activities do not overlap as regards black liquor derivatives. (16) RISI, Outlook for the World Fluff Pulp Market, Special Market Analysis Study, 2016, p. 7 9 . (17) Others includes Stora Enso; Arauco; Klabin; Fujian Tengrongda; Rayonier; Suzano; and WestRock. (18) Best estimate of the Notifying Party . (19) Others includes Stora Enso; Arauco; Klabin; Fujian Tengrongda; Rayonier; Suzano; and WestRock. (20) RISI estimates the global fluff pulp demand in 2015 was 5.8 million metric tons and that by 2020, global fluff pulp demand will be 6.9 million tons. (21) Full financing has not been announced for this project. (22) Please refer to paragraph 75 above </note>

ENG

32016M8096

<table><col/><col/><col/><tbody><tr><td><img/></td><td><p>Official Journal<br/>of the European Union</p></td><td><p>EN</p><p>Series L</p></td></tr></tbody></table> <table><col/><col/><col/><tbody><tr><td/><td><p>2023/2517</p></td><td><p>13.11.2023</p></td></tr></tbody></table> COUNCIL IMPLEMENTING DECISION (EU) 2023/2517 of 9 November 2023 amending Implementing Decision 2014/170/EU establishing a list of non-cooperating third countries in fighting illegal, unreported and unregulated fishing, as regards the Republic of Trinidad and Tobago THE COUNCIL OF THE EUROPEAN UNION, Having regard to the Treaty on the Functioning of the European Union, Having regard to Council Regulation (EC) No 1005/2008 of 29 September 2008 establishing a Community system to prevent, deter and eliminate illegal, unreported and unregulated fishing, amending Regulations (EEC) No 2847/93, (EC) No 1936/2001 and (EC) No 601/2004 and repealing Regulations (EC) No 1093/94 and (EC) No 1447/1999 ( 1 ) , and in particular Article 33 thereof, Having regard to the proposal from the European Commission, Whereas: <table><col/><col/><tbody><tr><td><p>(1)</p></td><td><p>Regulation (EC) No&#160;1005/2008 establishes a Union system to prevent, deter and eliminate illegal, unreported and unregulated (IUU) fishing.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(2)</p></td><td><p>Chapter VI of Regulation (EC) No&#160;1005/2008 lays down the procedures with regard to the identification of non-cooperating third countries,<span>d&#233;marches</span> in respect of identified non-cooperating third countries, the establishment of a list of such countries, their removal from that list, the publicity of that list, and any emergency measures.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(3)</p></td><td><p>On 24&#160;March 2014, the Council adopted Implementing Decision&#160;2014/170/EU&#160;<a>(<span>2</span>)</a>, establishing a list of non-cooperating third countries in fighting IUU fishing pursuant to Regulation (EC) No&#160;1005/2008.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(4)</p></td><td><p>In accordance with Article&#160;32 of Regulation (EC) No&#160;1005/2008, the Commission notified the Republic of Trinidad and Tobago (&#8216;Trinidad and Tobago&#8217;), by its Decision of 21&#160;April 2016&#160;<a>(<span>3</span>)</a> of the possibility of its identification as a country which the Commission considers to be a non-cooperating third country.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(5)</p></td><td><p>In its Decision of 21&#160;April 2016, the Commission included information on the essential facts and considerations underlying such possible identification.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(6)</p></td><td><p>The Decision of 21&#160;April 2016 was notified to Trinidad and Tobago together with a letter inviting Trinidad and Tobago to implement, in close cooperation with the Commission, a plan of action to rectify the identified shortcomings.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(7)</p></td><td><p>By its Decision of 21&#160;April 2016, the Commission opened a dialogue process with Trinidad and Tobago.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(8)</p></td><td><p>In particular, the Commission invited Trinidad and Tobago to take all necessary measures to implement the actions contained in the plan of action suggested by the Commission and to assess their implementation.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(9)</p></td><td><p>Trinidad and Tobago was given the opportunity to respond to the Decision of 21&#160;April 2016 as well as to other relevant information communicated by the Commission, and to submit evidence refuting or completing the facts set out in that Decision. Trinidad and Tobago was assured of its right to ask for or provide additional information.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(10)</p></td><td><p>The Commission has continued to seek and verify all relevant information. The oral and written comments submitted by Trinidad and Tobago following the Decision of 21&#160;April 2016 were considered and taken into account. Meetings were held between Trinidad and Tobago and the Commission, both in person and virtually, to discuss relevant points. Trinidad and Tobago was kept informed, either orally or in writing, of the Commission&#8217;s considerations.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(11)</p></td><td><p>On the basis of the information gathered, the Commission established that the areas of concern and shortcomings set out in the Decision of 21&#160;April 2016 had not been addressed sufficiently by Trinidad and Tobago. Moreover, the Commission concluded that the measures proposed in the plan of action had not been fully implemented.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(12)</p></td><td><p>As a consequence, the Commission adopted Implementing Decision (EU)&#160;2023/2051&#160;<a>(<span>4</span>)</a>, identifying Trinidad and Tobago as a non-cooperating third country in fighting IUU fishing.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(13)</p></td><td><p>Based on the investigation and dialogue process carried out by the Commission, including the correspondence exchanged and the meetings held, and the reasons underlying the Decision of 21&#160;April 2016 and Implementing Decision (EU)&#160;2023/2051, it is appropriate to place Trinidad and Tobago on the list of non-cooperating third countries in fighting IUU fishing.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(14)</p></td><td><p>In the Decision of 21&#160;April 2016, the Commission analysed the duties of Trinidad and Tobago and evaluated its compliance with its international obligations as flag, port, coastal or market State. For the purposes of that review, the Commission took into account the criteria listed in Article&#160;31(4) to (7) of Regulation (EC) No&#160;1005/2008.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(15)</p></td><td><p>The Commission reviewed the compliance of Trinidad and Tobago in line with the findings of the Decision of 21&#160;April 2016, and with regard to the relevant information provided thereon by Trinidad and Tobago, the suggested plan of action, and the measures taken to rectify the situation.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(16)</p></td><td><p>The main shortcomings identified by the Commission were related to several failures to implement obligations under international law, linked in particular to the adoption of an adequate and updated legal framework, the lack of efficient and adequate monitoring of fishing vessels flying the flag of Trinidad and Tobago and the lack of fisheries inspections at port. The identified shortcomings relate, more generally, to the lack of compliance with the obligations contained in the United Nations Convention on the Law of the Sea and of the Agreement on the implementation of Part&#160;XI thereof&#160;<a>(<span>5</span>)</a> (UNCLOS), the Agreement on the implementation of the provisions of the United Nations Convention on the Law of the Sea of 10&#160;December 1982 relating to the conservation and management of straddling fish stocks and highly migratory fish&#160;<a>(<span>6</span>)</a> (UNFSA) and the Agreement on Port State Measures to Prevent, Deter and Eliminate Illegal, Unreported and Unregulated Fishing&#160;<a>(<span>7</span>)</a> (PSMA).</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(17)</p></td><td><p>By means of Implementing Decision (EU)&#160;2023/2051, the Commission therefore identified Trinidad and Tobago as a non-cooperating third country pursuant to Regulation (EC) No&#160;1005/2008.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(18)</p></td><td><p>No evidence has been found to suggest that the failure of Trinidad and Tobago to discharge its duties under international law is the result of its constraints as a developing country.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(19)</p></td><td><p>On the basis of the Decision of 21&#160;April 2016, Implementing Decision (EU)&#160;2023/2051, and the dialogue process with Trinidad and Tobago held with the Commission and its outcome, it is concluded that the actions undertaken by Trinidad and Tobago in light of its duties as flag State are insufficient to comply with Articles&#160;94, 117, 118 and&#160;119 of UNCLOS, Articles&#160;18, 19 and&#160;23 of UNFSA and Articles&#160;6, 7, 8, 9 and&#160;12 of the PSMA.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(20)</p></td><td><p>Therefore, Trinidad and Tobago has failed to discharge its duties under international law as flag State to take action to prevent, deter and eliminate IUU fishing.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(21)</p></td><td><p>In view of the conclusions reached with regard to Trinidad and Tobago, that country should be added, in accordance with Article&#160;33 of Regulation (EC) No&#160;1005/2008, to the list of non-cooperating third countries established by Implementing Decision&#160;2014/170/EU. That Implementing Decision should therefore be amended accordingly.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(22)</p></td><td><p>The inclusion of Trinidad and Tobago in the list of non-cooperating countries in the fight against IUU fishing entails the application of the measures laid down in Article&#160;38 of Regulation (EC) No&#160;1005/2008. Article&#160;38(1) of that Regulation provides for the prohibition of importation of fishery products caught by vessels flying the flag of non-cooperating countries. In the case of Trinidad and Tobago, that prohibition should cover all stocks and species defined in Article&#160;2(8) of Regulation (EC) No&#160;1005/2008, as the lack of appropriate measures adopted in relation to IUU fishing which has led to the identification of Trinidad and Tobago as a non-cooperating third country is not limited to a given stock or species.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(23)</p></td><td><p>It is noted that IUU fishing, inter alia, depletes fish stocks, destroys marine habitats, undermines the conservation and sustainable use of marine resources, distorts competition, endangers food security, puts compliant fishermen at an unfair disadvantage and weakens coastal communities. In view of the magnitude of the problems related to IUU fishing, it is considered necessary for the Union to expeditiously implement the actions in respect to Trinidad and Tobago as a non-cooperating third country. Therefore, this Decision should enter into force on the day following that of its publication in the<span>Official Journal of the European Union</span>.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(24)</p></td><td><p>If Trinidad and Tobago demonstrates that the situation that warranted its listing has been rectified, the Council, acting by qualified majority on a proposal from the Commission, is to remove Trinidad and Tobago from the list of non-cooperating third countries in accordance with Article&#160;34(1) of Regulation (EC) No&#160;1005/2008. Any such decision on its removal should also take into consideration whether Trinidad and Tobago has taken concrete measures capable of achieving a lasting improvement of the situation,</p></td></tr></tbody></table> HAS ADOPTED THIS DECISION: Article 1 The Republic of Trinidad and Tobago is hereby added to the Annex to Implementing Decision 2014/170/EU. Article 2 This Decision shall enter into force on the day following that of its publication in the Official Journal of the European Union . Done at Brussels, 9 November 2023. For the Council The President N. CALVIÑO SANTAMARÍA ( 1 ) OJ L 286, 29.10.2008, p. 1 . ( 2 ) Council Implementing Decision 2014/170/EU of 24 March 2014 establishing a list of non-cooperating third countries in fighting IUU fishing pursuant to Regulation (EC) No 1005/2008 establishing a Community system to prevent, deter and eliminate illegal, unreported and unregulated fishing ( OJ L 91, 27.3.2014, p. 43 ). ( 3 ) Commission Decision of 21 April 2016 on notifying a third country of the possibility of being identified as a non-cooperating third country in fighting illegal, unreported and unregulated fishing ( OJ C 144, 23.4.2016, p. 14 ). ( 4 ) Commission Implementing Decision (EU) 2023/2051 of 25 September 2023 identifying Trinidad and Tobago as a non-cooperating country in fighting illegal, unreported and unregulated fishing ( OJ L 236, 26.9.2023, p. 26 ). ( 5 ) OJ L 179, 23.6.1998, p. 3 . ( 6 ) OJ L 189, 3.7.1998, p. 17 . ( 7 ) OJ L 191, 22.7.2011, p. 3 . ELI: http://data.europa.eu/eli/dec_impl/2023/2517/oj ISSN 1977-0677 (electronic edition)

ENG

32023D2517

<table><col/><col/><col/><col/><tbody><tr><td><p>25.10.2016&#160;&#160;&#160;</p></td><td><p>EN</p></td><td><p>Official Journal of the European Union</p></td><td><p>L 289/13</p></td></tr></tbody></table> COUNCIL DECISION (EU) 2016/1880 of 29 September 2016 on the conclusion of the Agreement on certain aspects of air services between the European Union and the Government of the Macao Special Administrative Region of the People's Republic of China THE COUNCIL OF THE EUROPEAN UNION, Having regard to the Treaty on the Functioning of the European Union, and in particular Article 100(2), in conjunction with Article 218(6)(a) and the first subparagraph of Article 218(8) thereof, Having regard to the proposal from the European Commission, Having regard to the consent of the European Parliament ( 1 ) , Whereas: <table><col/><col/><tbody><tr><td><p>(1)</p></td><td><p>By its Decision of&#160;5&#160;June&#160;2003, the Council authorised the Commission to open negotiations with third countries on the replacement of certain provisions in existing bilateral agreements with an agreement at Union level.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(2)</p></td><td><p>On behalf of the Union, the Commission negotiated an agreement between the European Union and the Government of the Macao Special Administrative Region of the People's Republic of China on certain aspects of air services (the &#8216;Agreement&#8217;) in accordance with the mechanisms and directives set out in the Annex to the Council Decision of&#160;5&#160;June&#160;2003.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(3)</p></td><td><p>On 23&#160;November&#160;2013, the Agreement was signed on behalf of the Union on subject to its possible conclusion at a later date, in conformity with Council Decision 2014/35/EU<a>&#160;(<span>2</span>)</a>.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(4)</p></td><td><p>The Agreement should be approved on behalf of the European Union,</p></td></tr></tbody></table> HAS ADOPTED THIS DECISION: Article 1 The Agreement between the European Union and the Government of the Macao Special Administrative Region of the People's Republic of China on certain aspects of air services ( 3 ) is hereby approved on behalf of the Union. Article 2 The President of the Council shall designate the person(s) empowered to proceed on behalf of the European Union, to make the notification provided for in Article 8(1) of the Agreement in order to express the consent of the European Union to be bound by the Agreement. Article 3 This Decision shall enter into force on the day of its adoption. Done at Brussels, 29 September 2016. For the Council The President P. ŽIGA <note> ( 1 ) Consent of 12 April 2016 (not yet published in the Official Journal). ( 2 ) Council Decision 2014/35/EU of 10 May 2012 on the signature, on behalf of the Union, and provisional application of the Agreement between the European Union and the Government of the Macao Special Administrative Region of the People's Republic of China on certain aspects of air services ( OJ L 21, 24.1.2014, p. 1 ). ( 3 ) The Agreement is published in OJ L 21, 24.1.2014, p. 2 together with the decision on signature. </note>

ENG

32016D1880

<table><col/><col/><col/><col/><tbody><tr><td><p>9.12.2022&#160;&#160;&#160;</p></td><td><p>EN</p></td><td><p>Official Journal of the European Union</p></td><td><p>L 317/56</p></td></tr></tbody></table> COMMISSION IMPLEMENTING REGULATION (EU) 2022/2406 of 8 December 2022 on exceptional market support measures for the eggs and poultrymeat sectors in Poland THE EUROPEAN COMMISSION, Having regard to the Treaty on the Functioning of the European Union, Having regard to Regulation (EU) No 1308/2013 of the European Parliament and of the Council of 17 December 2013 establishing a common organisation of the markets in agricultural products and repealing Council Regulations (EEC) No 922/72, (EEC) No 234/79, (EC) No 1037/2001 and (EC) No 1234/2007 ( 1 ) , and in particular Article 220(1), first subparagraph, point (a), thereof, Whereas: <table><col/><col/><tbody><tr><td><p>(1)</p></td><td><p>Between 29&#160;December 2019 and 13&#160;May 2020 and between 24&#160;November 2020 and 28&#160;July 2021, 392 outbreaks of highly pathogenic avian influenza of subtype H5 were confirmed and notified by Poland. The species affected are ducks, geese, turkeys, Guinea fowls,<span>Gallus domesticus</span> chickens and laying hens.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(2)</p></td><td><p>Poland immediately and efficiently took all the necessary animal health and veterinary measures required in accordance with Council Directive 2005/94/EC&#160;<a>(<span>2</span>)</a> and, as from 21&#160;April 2021, with Regulation (EU) 2016/429 of the European Parliament and of the Council&#160;<a>(<span>3</span>)</a>, which repealed and replaced that Directive.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(3)</p></td><td><p>In particular, Poland took control, monitoring and preventive measures and established protection and surveillance zones (&#8216;the regulated zones&#8217;) pursuant to Commission Implementing Decisions (EU) 2020/10&#160;<a>(<span>4</span>)</a>, (EU) 2020/47&#160;<a>(<span>5</span>)</a>, (EU) 2020/114&#160;<a>(<span>6</span>)</a>, (EU) 2020/134&#160;<a>(<span>7</span>)</a>, (EU) 2020/175&#160;<a>(<span>8</span>)</a>, (EU) 2020/210&#160;<a>(<span>9</span>)</a>, (EU) 2020/240&#160;<a>(<span>10</span>)</a>, (EU) 2020/281&#160;<a>(<span>11</span>)</a>, (EU) 2020/384&#160;<a>(<span>12</span>)</a>, (EU) 2020/504&#160;<a>(<span>13</span>)</a>, (EU) 2020/529&#160;<a>(<span>14</span>)</a>, (EU) 2020/549&#160;<a>(<span>15</span>)</a>, (EU) 2020/574&#160;<a>(<span>16</span>)</a>, (EU) 2020/604&#160;<a>(<span>17</span>)</a>, (EU) 2020/1809&#160;<a>(<span>18</span>)</a>, (EU) 2020/2010&#160;<a>(<span>19</span>)</a>, (EU) 2021/18&#160;<a>(<span>20</span>)</a>, (EU) 2021/68&#160;<a>(<span>21</span>)</a>, (EU) 2021/122&#160;<a>(<span>22</span>)</a>, (EU) 2021/151&#160;<a>(<span>23</span>)</a>, (EU) 2021/239&#160;<a>(<span>24</span>)</a>, (EU) 2021/335&#160;<a>(<span>25</span>)</a>, (EU) 2021/396&#160;<a>(<span>26</span>)</a>, (EU) 2021/450&#160;<a>(<span>27</span>)</a>, (EU) 2021/489&#160;<a>(<span>28</span>)</a>, (EU) 2021/562&#160;<a>(<span>29</span>)</a>, (EU) 2021/640&#160;<a>(<span>30</span>)</a>, (EU) 2021/641&#160;<a>(<span>31</span>)</a>, (EU) 2021/688&#160;<a>(<span>32</span>)</a>, (EU) 2021/766&#160;<a>(<span>33</span>)</a>, (EU) 2021/846&#160;<a>(<span>34</span>)</a>, (EU) 2021/906&#160;<a>(<span>35</span>)</a>, (EU) 2021/989&#160;<a>(<span>36</span>)</a>, (EU) 2021/1084&#160;<a>(<span>37</span>)</a>, (EU) 2021/1146&#160;<a>(<span>38</span>)</a>, and (EU) 2021/1186&#160;<a>(<span>39</span>)</a>.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(4)</p></td><td><p>Poland informed the Commission that the necessary health and veterinary measures, which had been applied to contain and eradicate the spread of the disease, had affected a very large number of operators and that those operators suffered income losses not eligible for Union financial contribution under Regulation (EU) No&#160;652/2014 of the European Parliament and of the Council&#160;<a>(<span>40</span>)</a>, which was repealed and replaced as of 1&#160;January 2021 by Regulation (EU) 2021/690&#160;<a>(<span>41</span>)</a>.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(5)</p></td><td><p>On 21&#160;March 2022, the Commission received a formal request from Poland for part-financing of certain exceptional measures pursuant to Article&#160;220(3) of Regulation (EU) No&#160;1308/2013 for outbreaks confirmed between 29&#160;December 2019 and 13&#160;May 2020, and between 24&#160;November 2020 and 28&#160;July 2021. On 11&#160;May 2022, 24&#160;June 2022, 3&#160;August 2022, 5&#160;October 2022 and 9&#160;November 2022, Polish authorities clarified and documented their request.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(6)</p></td><td><p>As a result of the animal health and veterinary measures referred to in recital 3, fallowing periods were prolonged, the placing of birds was prohibited and movements were restricted on holdings of all types of poultry in the regulated zones. This led to a loss of production of hatching eggs, consumption eggs, live animals and poultry meat in these holdings, but also to losses due to destroyed and downgraded eggs and meat.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(7)</p></td><td><p>In accordance with Article&#160;220(5) of Regulation (EU) No&#160;1308/2013, the Union part-financing has to be equivalent to 50 % of the expenditure borne by Poland for the exceptional market support measures. The maximum quantities eligible for financing in respect of each exceptional market support measure should be fixed by the Commission after scrutinising the request received from Poland related to outbreaks confirmed between 29&#160;December 2019 and 13&#160;May 2020, and between 24&#160;November 2020 and 28&#160;July 2021.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(8)</p></td><td><p>To avoid any risk of overcompensation, the flat rate amount of part-financing should be based on technical and economic studies or accounting documents and fixed at an appropriate level for each animal and product according to categories.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(9)</p></td><td><p>To avoid any risk of double funding, losses suffered should not have been compensated by state aid or insurance and the Union part-financing under this Regulation should be limited to eligible animals and products for which no Union financial contribution has been received under Regulation (EU) No&#160;652/2014, which was repealed and replaced as of 1&#160;January 2021 by Regulation (EU) 2021/690.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(10)</p></td><td><p>The extent and duration of the exceptional market support measures provided for in this Regulation should be limited to what is strictly necessary to support the market. In particular, the exceptional market support measures should apply only to the production of eggs and poultry in the holdings located in the regulated zones and for the duration of the animal health and veterinary measures laid down in the Union and Polish legislation relevant to the 392 outbreaks of highly pathogenic avian influenza confirmed between 29&#160;December 2019 and 13&#160;May 2020, and between 24&#160;November 2020 and 28&#160;July 2021.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(11)</p></td><td><p>To ensure flexibility in case the numbers of eggs or animals eligible for compensation differ from the maximum numbers set in this Regulation, which are based on estimates, compensation may be adjusted within certain limits, as long as the maximum amount of expenditure part-financed by the Union is respected.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(12)</p></td><td><p>For the sake of a sound budgetary management of these exceptional market support measures, only those payments made by Poland to beneficiaries by 30&#160;September 2023 at the latest should be eligible for Union part-financing. Article&#160;5(2) of Commission Delegated Regulation (EU) No&#160;907/2014&#160;<a>(<span>42</span>)</a>, replaced as of 1&#160;January 2023 by Article&#160;5(2) of Commission Delegated Regulation (EU) 2022/127&#160;<a>(<span>43</span>)</a>, should not be applicable.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(13)</p></td><td><p>In order to ensure the eligibility and the correctness of the payments, Poland should carry out<span>ex ante</span> checks.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(14)</p></td><td><p>To allow the Union to perform its financial control, Poland should communicate to the Commission the clearance of payments.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(15)</p></td><td><p>Since the restrictions related to the outbreaks of avian influenza came into force at different dates in the regulated zones referred to in the Union legislation listed in the Annex to this Regulation, and since this Regulation does not provide for a deadline for the submission of the applications for aid, it is appropriate to consider, for the purposes of Article&#160;29(4) of Delegated Regulation (EU) No&#160;907/2014, replaced as of 1&#160;January 2023 by Article&#160;30(3) of Delegated Regulation (EU) 2022/127, the date of entry into force of this Regulation as the operative event for the exchange rate regarding the amounts set out in this Regulation.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(16)</p></td><td><p>The measures provided for in this Regulation are in accordance with the opinion of the Committee for the Common Organisation of the Agricultural Markets,</p></td></tr></tbody></table> HAS ADOPTED THIS REGULATION: Article 1 The Union shall provide part-financing equivalent to 50 % of the expenditure borne by Poland to support the market of eggs and poultrymeat seriously affected by the 392 outbreaks of highly pathogenic avian influenza of subtype H5 which were detected and notified by Poland between 29 December 2019 and 13 May 2020, and between 24 November 2020 and 28 July 2021. Article 2 1. Expenditure borne by Poland shall be eligible for Union part-financing only: <table><col/><col/><tbody><tr><td><p>(a)</p></td><td><p>for the duration of the application of animal health and veterinary measures referred to in the Union legislation listed in the Annex and related to the period laid down in Article&#160;1; and</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(b)</p></td><td><p>for those poultry holdings that have been subject to the animal health and veterinary measures and located in the zones referred to in the Union legislation listed in the Annex (&#8216;the regulated zones&#8217;); and</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(c)</p></td><td><p>if it has been paid by Poland to the beneficiaries by 30&#160;September 2023 at the latest; and</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(d)</p></td><td><p>if the animal or product, for the period referred to in point (a), has not benefitted from any compensation by means of state aid or insurance and for which no Union financial contribution has been received under Regulation (EU) No&#160;652/2014, which was repealed and replaced as of 1&#160;January 2021 by Regulation (EU) 2021/690.</p></td></tr></tbody></table> 2. None of the expenditure paid by Poland after 30 September 2023 shall be eligible for Union financing, irrespective of the share of the expenditure it represents. Article 3 1. The maximum amount of Union part-financing shall be EUR 17 043 057, detailed as follows: <table><col/><col/><tbody><tr><td><p>(a)</p></td><td><p>for the loss of production of eggs and poultry located in the regulated zone, the following flat rates shall apply:</p><table><col/><col/><tbody><tr><td><p>(i)</p></td><td><p>for producers of hatching eggs:</p><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>EUR&#160;0,745 per geese hatching egg falling within the CN code 0407&#160;19&#160;11, destructed, up to a maximum of 3&#160;778 eggs;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>EUR&#160;0,138 per duck hatching egg falling within the CN code 0407&#160;19&#160;19, destructed, up to a maximum of 1&#160;200 eggs;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>EUR&#160;0,075 per geese hatching egg falling within the CN code 0407&#160;19&#160;11, downgraded, up to a maximum of 2&#160;703 eggs;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>EUR&#160;0,080 per laying hen hatching egg falling within the CN code 0407&#160;11&#160;00, downgraded, up to a maximum of 2&#160;782&#160;641 eggs;</p></td></tr></tbody></table></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(ii)</p></td><td><p>for producers of table eggs:</p><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>EUR&#160;0,026 per egg falling within the CN code 0407&#160;11&#160;00, destructed, up to a maximum of 750&#160;960 eggs;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>EUR&#160;0,015 per egg falling within the CN code 0407&#160;11&#160;00, downgraded, up to a maximum of 52&#160;355&#160;320&#160;eggs;</p></td></tr></tbody></table></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(iii)</p></td><td><p>for producers of animals for not producing during prolonged fallowing periods:</p><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>EUR&#160;0,009 per laying hen per day falling within the CN code 0105&#160;94&#160;00 up to a maximum of 5&#160;669&#160;560&#160;animals;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>EUR&#160;0,002 per broiler per day falling within the CN code 0105&#160;94&#160;00 up to a maximum of 37&#160;526&#160;825&#160;animals;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>EUR&#160;0,021 per geese per day falling within the CN code 0105&#160;99&#160;20 up to a maximum of 462&#160;698 animals;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>EUR&#160;0,005 per duck per day falling within the CN code 0105&#160;99&#160;10 up to a maximum of 1&#160;615&#160;850 animals;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>EUR&#160;0,008 per turkey per day falling within the CN code 0105&#160;99&#160;30 up to a maximum of 2&#160;423&#160;042 animals;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>EUR&#160;0,002 per guinea fowl per day falling within the CN code 0105&#160;99&#160;50 up to a maximum of 12&#160;822&#160;animals;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>EUR&#160;0,007 per rearing laying hen per day falling within the CN code 0105&#160;94&#160;00, up to a maximum of 1&#160;981&#160;450 animals;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>EUR&#160;0,002 per rearing turkey per day falling within the CN code 0105&#160;99&#160;30 up to a maximum of 20&#160;791&#160;animals;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>EUR&#160;0,002 per rearing duck per day falling within the CN code 0105&#160;99&#160;10 up to a maximum of 63&#160;282&#160;animals;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>EUR&#160;0,001 per rearing guinea fowl per day falling within the CN code 0105&#160;94&#160;50 up to a maximum of 10&#160;000 animals;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>EUR&#160;0,006 per breeder laying hen per day falling within the CN code 0105&#160;94&#160;00 up to a maximum of 1&#160;812&#160;885 animals;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>EUR&#160;0,034 per breeder geese per day falling within the CN code 0105&#160;99&#160;20 up to a maximum of 25&#160;616&#160;animals;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>EUR&#160;0,001 per breeder duck per day falling within the CN code 0105&#160;99&#160;10 up to a maximum of 340&#160;737&#160;animals;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>EUR&#160;0,010 per breeder turkey per day falling within the CN code 0105&#160;99&#160;30 up to a maximum of 23&#160;171&#160;animals;</p></td></tr></tbody></table></td></tr></tbody></table></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(b)</p></td><td><p>for producers of animals for selling animals at reduced price due to movement restrictions in the regulated zones, the following flat rates shall apply:</p><table><col/><col/><tbody><tr><td><p>(i)</p></td><td><p>EUR&#160;0,072 per kilogram (live weight) of broiler falling within the CN code 0105&#160;94&#160;00, downgraded, up to a maximum of 15&#160;286&#160;496 animals;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(ii)</p></td><td><p>EUR&#160;0,224 per kilogram (live weight) of duck falling within the CN code 0105&#160;99&#160;10, downgraded, up to a maximum of 76&#160;488 animals;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(iii)</p></td><td><p>EUR&#160;0,114 per kilogram (live weight) of turkey falling within the CN code 0105&#160;99&#160;30, downgraded, up to a maximum of 4&#160;340&#160;804 animals;</p></td></tr></tbody></table></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(c)</p></td><td><p>for losses related to the prolonged fattening periods due to movement restrictions in the regulated zones, the following flat rates shall apply per animal:</p><table><col/><col/><tbody><tr><td><p>(i)</p></td><td><p>EUR&#160;0,041 per broiler per day falling within the CN code 0105&#160;94&#160;00 up to a maximum of 1&#160;142&#160;044 animals;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(ii)</p></td><td><p>EUR&#160;0,064 per geese per day falling within the CN code 0105&#160;99&#160;20 up to a maximum of 14&#160;598 animals;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(iii)</p></td><td><p>EUR&#160;0,007 per duck per day falling within the CN code 0105&#160;99&#160;10 up to a maximum of 59&#160;334 animals;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(iv)</p></td><td><p>EUR&#160;0,101 per turkey per day falling within the CN code 0105&#160;99&#160;30 up to a maximum of 95&#160;361 animals.</p></td></tr></tbody></table></td></tr></tbody></table> 2. Where the number of eggs or animals eligible for compensation exceeds the maximum number of eggs or animals per item set in paragraph 1, expenditure eligible for Union part-financing may be adjusted per item and go beyond the amounts resulting from the application of the maximum numbers per item, provided that the total of adjustments remains below 10 % of the maximum amount of expenditure part-financed by the Union referred to in paragraph 1. Article 4 Poland shall carry out administrative and physical checks in accordance with Articles 58 and 59 of Regulation (EU) No 1306/2013 of the European Parliament and of the Council ( 44 ) . In particular, Poland shall verify: <table><col/><col/><tbody><tr><td><p>(a)</p></td><td><p>the eligibility of the applicant submitting the request for support;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(b)</p></td><td><p>for each eligible applicant: the eligibility, the quantity and the value of the actual loss of production;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(c)</p></td><td><p>that funding has not been received by any eligible applicant from any other sources to compensate the losses referred to in Article&#160;2 of this Regulation.</p></td></tr></tbody></table> For eligible applicants for which administrative checks are completed, aid can be paid without waiting for all checks being made, notably those on applicants selected for on-the-spot checks. In cases where the eligibility of an applicant was not confirmed, the aid shall be recovered and sanctions applied in accordance with Article 58(1) of Regulation (EU) No 1306/2013. Article 5 For the purposes of Article 29(4) of Delegated Regulation (EU) No 907/2014, replaced as of 1 January 2023 by Article 30(3) of Delegated Regulation (EU) 2022/127, the operative event for the exchange rate as regards the amounts set out in Article 3 of this Regulation shall be the entry into force of this Regulation. Article 6 Poland shall communicate to the Commission the clearance of payments. Article 7 This Regulation shall enter into force on the third day following that of its publication in the Official Journal of the European Union . This Regulation shall be binding in its entirety and directly applicable in all Member States. Done at Brussels, 8 December 2022. For the Commission The President Ursula VON DER LEYEN ( 1 ) OJ L 347, 20.12.2013, p. 671 . ( 2 ) Council Directive 2005/94/EC of 20 December 2005 on Community measures for the control of avian influenza and repealing Directive 92/40/EEC ( OJ L 10, 14.1.2006, p. 16 ). ( 3 ) Regulation (EU) 2016/429 of the European Parliament and of the Council of 9 March 2016 on transmissible animal diseases and amending and repealing certain acts in the area of animal health (‘Animal Health Law’) ( OJ L 84, 31.3.2016, p. 1 ). ( 4 ) Commission Implementing Decision (EU) 2020/10 of 7 January 2020 concerning certain interim protective measures in relation to highly pathogenic avian influenza of subtype H5N8 in Poland ( OJ L 5, 9.01.2020, p. 1 ). ( 5 ) Commission Implementing Decision (EU) 2020/47 of 20 January 2020 on protective measures in relation to outbreaks of highly pathogenic avian influenza of subtype H5N8 in certain Member States ( OJ L 16, 21.1.2020, p. 31 ). ( 6 ) Commission Implementing Decision (EU) 2020/114 of 24 January 2020 amending the Annex to Implementing Decision (EU) 2020/47 on protective measures in relation to highly pathogenic avian influenza of subtype H5N8 in certain Member States ( OJ L 21, 27.1.2020, p. 20 ). ( 7 ) Commission Implementing Decision (EU) 2020/134 of 30 January 2020 amending the Annex to Implementing Decision (EU) 2020/47 on protective measures in relation to highly pathogenic avian influenza of subtype H5N8 in certain Member States ( OJ L 27, 31.1.2020, p. 27 ). ( 8 ) Commission Implementing Decision (EU) 2020/175 of 6 February 2020 amending the Annex to Implementing Decision (EU) 2020/47 on protective measures in relation to highly pathogenic avian influenza of subtype H5N8 in certain Member States ( OJ L 35, 7.2.2020, p. 23 ). ( 9 ) Commission Implementing Decision (EU) 2020/210 of 14 February 2020 amending the Annex to Implementing Decision (EU) 2020/47 on protective measures in relation to highly pathogenic avian influenza of subtype H5N8 in certain Member States ( OJ L 43, 17.2.2020, p. 77 ). ( 10 ) Commission Implementing Decision (EU) 2020/240 of 20 February 2020 amending the Annex to Implementing Decision (EU) 2020/47 on protective measures in relation to highly pathogenic avian influenza of subtype H5N8 in certain Member States ( OJ L 48, 21.2.2020, p. 12 ). ( 11 ) Commission Implementing Decision (EU) 2020/281 of 27 February 2020 amending the Annex to Implementing Decision (EU) 2020/47 on protective measures in relation to highly pathogenic avian influenza of subtype H5N8 in certain Member States ( OJ L 59, 28.2.2020, p. 13 ). ( 12 ) Commission Implementing Decision (EU) 2020/384 of 6 March 2020 amending the Annex to Implementing Decision (EU) 2020/47 on protective measures in relation to highly pathogenic avian influenza of subtype H5N8 in certain Member States ( OJ L 72, 9.3.2020, p. 5 ). ( 13 ) Commission Implementing Decision (EU) 2020/504 of 6 April 2020 amending the Annex to Implementing Decision (EU) 2020/47 on protective measures in relation to highly pathogenic avian influenza of subtype H5N8 in certain Member States ( OJ L 109, 7.4.2020, p. 17 ). ( 14 ) Commission Implementing Decision (EU) 2020/529 of 15 April 2020 amending the Annex to Implementing Decision (EU) 2020/47 on protective measures in relation to highly pathogenic avian influenza of subtype H5N8 in certain Member States ( OJ L 118, 16.4.2020, p. 29 ). ( 15 ) Commission Implementing Decision (EU) 2020/549 of 20 April 2020 amending the Annex to Implementing Decision (EU) 2020/47 on protective measures in relation to highly pathogenic avian influenza of subtype H5N8 in certain Member States ( OJ L 123, 21.4.2020, p. 1 ). ( 16 ) Commission Implementing Decision (EU) 2020/574 of 24 April 2020 amending Implementing Decision (EU) 2020/47 on protective measures in relation to highly pathogenic avian influenza of subtype H5N8 in certain Member States ( OJ L 132, 27.4.2020, p. 23 ). ( 17 ) Commission Implementing Decision (EU) 2020/604 of 30 April 2020 amending the Annex to Implementing Decision (EU) 2020/47 on protective measures in relation to highly pathogenic avian influenza of subtype H5N8 in certain Member States ( OJ L 139, 4.5.2020, p. 67 ). ( 18 ) Commission Implementing Decision (EU) 2020/1809 of 30 November 2020 concerning certain protective measures in relation to outbreaks of highly pathogenic avian influenza in certain Member States ( OJ L 402, 1.12.2020, p. 144 ). ( 19 ) Commission Implementing Decision (EU) 2020/2010 of 8 December 2020 amending the Annex to Implementing Decision (EU) 2020/1809 concerning certain protective measures in relation to outbreaks of highly pathogenic avian influenza in certain Member States ( OJ L 414, 9.12.2020, p. 79 ). ( 20 ) Commission Implementing Decision (EU) 2021/18 of 8 January 2021 amending the Annex to Implementing Decision (EU) 2020/1809 concerning certain protective measures in relation to outbreaks of highly pathogenic avian influenza in certain Member States ( OJ L 8, 11.1.2021, p. 1 ). ( 21 ) Commission Implementing Decision (EU) 2021/68 of 25 January 2021 amending the Annex to Implementing Decision (EU) 2020/1809 concerning certain protective measures in relation to outbreaks of highly pathogenic avian influenza in certain Member States ( OJ L 26, 26.1.2021, p. 56 ). ( 22 ) Commission Implementing Decision (EU) 2021/122 of 2 February 2021 amending the Annex to Implementing Decision (EU) 2020/1809 concerning certain protective measures in relation to outbreaks of highly pathogenic avian influenza in certain Member States ( OJ L 38, 3.2.2021, p. 1 ). ( 23 ) Commission Implementing Decision (EU) 2021/151 of 8 February 2021 amending the Annex to Implementing Decision (EU) 2020/1809 concerning certain protective measures in relation to outbreaks of highly pathogenic avian influenza in certain Member States ( OJ L 45, 9.2.2021, p. 7 ). ( 24 ) Commission Implementing Decision (EU) 2021/239 of 16 February 2021 amending the Annex to Implementing Decision (EU) 2020/1809 concerning certain protective measures in relation to outbreaks of highly pathogenic avian influenza in certain Member States ( OJ L 56 I, 17.2.2021, p. 1 ). ( 25 ) Commission Implementing Decision (EU) 2021/335 of 23 February 2021 amending the Annex to Implementing Decision (EU) 2020/1809 concerning certain protective measures in relation to outbreaks of highly pathogenic avian influenza in certain Member States ( OJ L 66, 25.2.2021, p. 5 ). ( 26 ) Commission Implementing Decision (EU) 2021/396 of 3 March 2021 amending the Annex to Implementing Decision (EU) 2020/1809 concerning certain protective measures in relation to outbreaks of highly pathogenic avian influenza in certain Member States ( OJ L 78, 5.3.2021, p. 1 ). ( 27 ) Commission Implementing Decision (EU) 2021/450 of 10 March 2021 amending the Annex to Implementing Decision (EU) 2020/1809 concerning certain protective measures in relation to outbreaks of highly pathogenic avian influenza in certain Member States ( OJ L 88, 15.3.2021, p. 1 ). ( 28 ) Commission Implementing Decision (EU) 2021/489 of 19 March 2021 amending the Annex to Implementing Decision (EU) 2020/1809 concerning certain protective measures in relation to outbreaks of highly pathogenic avian influenza in certain Member States ( OJ L 101, 23.3.2021, p. 2 ). ( 29 ) Commission Implementing Decision (EU) 2021/562 of 30 March 2021 amending the Annex to Implementing Decision (EU) 2020/1809 concerning certain protective measures in relation to outbreaks of highly pathogenic avian influenza in certain Member States ( OJ L 119, 7.4.2021, p. 3 ). ( 30 ) Commission Implementing Decision (EU) 2021/640 of 13 April 2021 amending the Annex to Implementing Decision (EU) 2020/1809 concerning certain protective measures in relation to outbreaks of highly pathogenic avian influenza in certain Member States ( OJ L 134, 20.4.2021, p. 1 ). ( 31 ) Commission Implementing Decision (EU) 2021/641 of 16 April 2021 concerning emergency measures in relation to outbreaks of highly pathogenic avian influenza in certain Member States ( OJ L 134, 20.4.2021, p. 166 ). ( 32 ) Commission Implementing Decision (EU) 2021/688 of 23 April 2021 amending the Annex to Implementing Decision (EU) 2021/641 concerning emergency measures in relation to outbreaks of highly pathogenic avian influenza in certain Member States ( OJ L 143, 27.4.2021, p. 44 ). ( 33 ) Commission Implementing Decision (EU) 2021/766 of 7 May 2021 amending the Annex to Implementing Decision (EU) 2021/641 concerning emergency measures in relation to outbreaks of highly pathogenic avian influenza in certain Member States ( OJ L 165 I, 11.5.2021, p. 1 ). ( 34 ) Commission Implementing Decision (EU) 2021/846 of 25 May 2021 amending the Annex to Implementing Decision (EU) 2021/641 concerning emergency measures in relation to outbreaks of highly pathogenic avian influenza in certain Member States ( OJ L 187, 27.5.2021, p. 2 ). ( 35 ) Commission Implementing Decision (EU) 2021/906 of 3 June 2021 amending the Annex to Implementing Decision (EU) 2021/641 concerning emergency measures in relation to outbreaks of highly pathogenic avian influenza in certain Member States ( OJ L 199 I, 7.6.2021, p. 1 ). ( 36 ) Commission Implementing Decision (EU) 2021/989 of 17 June 2021 amending the Annex to Implementing Decision (EU) 2021/641 concerning emergency measures in relation to outbreaks of highly pathogenic avian influenza in certain Member States ( OJ L 218, 18.6.2021, p. 41 ). ( 37 ) Commission Implementing Decision (EU) 2021/1084 of 30 June 2021 amending the Annex to Implementing Decision (EU) 2021/641 concerning emergency measures in relation to outbreaks of highly pathogenic avian influenza in certain Member States ( OJ L 235, 2.7.2021, p. 14 ). ( 38 ) Commission Implementing Decision (EU) 2021/1146 of 12 July 2021 amending the Annex to Implementing Decision (EU) 2021/641 concerning emergency measures in relation to outbreaks of highly pathogenic avian influenza in certain Member States ( OJ L 247 I, 13.7.2021, p. 1 ). ( 39 ) Commission Implementing Decision (EU) 2021/1186 of 16 July 2021 amending the Annex to Implementing Decision (EU) 2021/641 concerning emergency measures in relation to outbreaks of highly pathogenic avian influenza in certain Member States ( OJ L 257, 19.7.2021, p. 5 ). ( 40 ) Regulation (EU) No 652/2014 of the European Parliament and of the Council of 15 May 2014 laying down provisions for the management of expenditure relating to the food chain, animal health and animal welfare, and relating to plant health and plant reproductive material, amending Council Directives 98/56/EC, 2000/29/EC and 2008/90/EC, Regulations (EC) No 178/2002, (EC) No 882/2004 and (EC) No 396/2005 of the European Parliament and of the Council, Directive 2009/128/EC of the European Parliament and of the Council and Regulation (EC) No 1107/2009 of the European Parliament and of the Council and repealing Council Decisions 66/399/EEC, 76/894/EEC and 2009/470/EC ( OJ L 189, 27.6.2014, p. 1 ). ( 41 ) Regulation (EU) 2021/690 of the European Parliament and of the Council of 28 April 2021 establishing a programme for the internal market, competitiveness of enterprises, including small and medium-sized enterprises, the area of plants, animals, food and feed, and European statistics (Single Market Programme) and repealing Regulations (EU) No 99/2013, (EU) No 1287/2013, (EU) No 254/2014 and (EU) No 652/2014 ( OJ L 153, 3.5.2021, p. 1 ). ( 42 ) Commission Delegated Regulation (EU) No 907/2014 of 11 March 2014 supplementing Regulation (EU) No 1306/2013 of the European Parliament and of the Council with regard to paying agencies and other bodies, financial management, clearance of accounts, securities and use of euro ( OJ L 255, 28.8.2014, p. 18 ). ( 43 ) Commission Delegated Regulation (EU) 2022/127 of 7 December 2021 supplementing Regulation (EU) 2021/2116 of the European Parliament and of the Council with regard to paying agencies and other bodies, financial management, clearance of accounts, securities and use of euro ( OJ L 20, 31.1.2022, p. 95 ). ( 44 ) Regulation (EU) No 1306/2013 of the European Parliament and of the Council of 17 December 2013 on the financing, management and monitoring of the common agricultural policy and repealing Council Regulations (EEC) No 352/78, (EC) No 165/94, (EC) No 2799/98, (EC) No 814/2000, (EC) No 1290/2005 and (EC) No 485/2008 ( OJ L 347, 20.12.2013, p. 549 ). ANNEX List of the Union legislation listing the regulated zones and periods as referred to in Article 2 Parts of Poland and periods established in accordance with Directive 2005/94/EC, repealed and replaced as from 21 April 2021 by Regulation (EU) 2016/429, and defined in: <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Implementing Decision (EU) 2020/10;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Implementing Decision (EU) 2020/47;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Implementing Decision (EU) 2020/114;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Implementing Decision (EU) 2020/134;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Implementing Decision (EU) 2020/175;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Implementing Decision (EU) 2020/210;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Implementing Decision (EU) 2020/240;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Implementing Decision (EU) 2020/281;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Implementing Decision (EU) 2020/384;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Implementing Decision (EU) 2020/504;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Implementing Decision (EU) 2020/529;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Implementing Decision (EU) 2020/549;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Implementing Decision (EU) 2020/574;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Implementing Decision (EU) 2020/604;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Implementing Decision (EU) 2020/1809;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Implementing Decision (EU) 2020/2010;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Implementing Decision (EU) 2021/18;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Implementing Decision (EU) 2021/68;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Implementing Decision (EU) 2021/122;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Implementing Decision (EU) 2021/151;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Implementing Decision (EU) 2021/239;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Implementing Decision (EU) 2021/335;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Implementing Decision (EU) 2021/396;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Implementing Decision (EU) 2021/450;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Implementing Decision (EU) 2021/489;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Implementing Decision (EU) 2021/562;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Implementing Decision (EU) 2021/640;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Implementing Decision (EU) 2021/641;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Implementing Decision (EU) 2021/688;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Implementing Decision (EU) 2021/766;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Implementing Decision (EU) 2021/846;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Implementing Decision (EU) 2021/906;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Implementing Decision (EU) 2021/989;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Implementing Decision (EU) 2021/1084;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Implementing Decision (EU) 2021/1146;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Implementing Decision (EU) 2021/1186.</p></td></tr></tbody></table>

ENG

32022R2406

<table><col/><col/><col/><col/><tbody><tr><td><p>23.11.2022&#160;&#160;&#160;</p></td><td><p>EN</p></td><td><p>Official Journal of the European Union</p></td><td><p>C 444/6</p></td></tr></tbody></table> COMMISSION DECISION of 15 September 2022 instructing the central administrator to enter changes to the national allocation tables of Germany, Spain, Italy, Latvia, Poland and Finland into the European Union Transaction Log (2022/C 444/06) THE COMMISSION OF THE EUROPEAN UNION, Having regard to the Treaty on the Functioning of the European Union, Having regard to Commission Regulation (EU) No 389/2013 of 2 May 2013 establishing a Union Registry pursuant to Directive 2003/87/EC of the European Parliament and of the Council, Decisions No 280/2004/EC and No 406/2009/EC of the European Parliament and of the Council and repealing Commission Regulations (EU) No 920/2010 and No 1193/2011 ( 1 ) , and in particular the second subparagraph of Article 52(2) thereof, Whereas: <table><col/><col/><tbody><tr><td><p>(1)</p></td><td><p>On 27&#160;April 2011, the Commission adopted Decision 2011/278/EU&#160;<a>(<span>2</span>)</a> determining transitional Union-wide rules for harmonised free allocation of emission allowances pursuant to Article&#160;10a of Directive 2003/87/EC&#160;<a>(<span>3</span>)</a>. Pursuant to Article&#160;27 of Commission Delegated Regulation (EU) 2019/331&#160;<a>(<span>4</span>)</a>, Decision 2011/278/EU continues to apply to allocations relating to the period prior to 1&#160;January 2021. All notified allocations referred to in the present decision relate to the free allocation of emission allowances for the period from 2013 to 2020.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(2)</p></td><td><p>On 5&#160;September 2013, the Commission adopted Decision 2013/448/EU&#160;<a>(<span>5</span>)</a> concerning national implementation measures for the transitional free allocation of greenhouse gas emission allowances for the period 2013-2020, pursuant to Article&#160;10a of Directive 2003/87/EC.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(3)</p></td><td><p>By Decision 2014/9/EU&#160;<a>(<span>6</span>)</a>, the Commission amended Decisions 2010/2/EU&#160;<a>(<span>7</span>)</a> and&#160;2011/278/EU as regards the list of sectors and subsectors which are deemed to be exposed to a significant risk of carbon leakage (hereinafter &#8217;carbon leakage list&#8217;).</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(4)</p></td><td><p>By Decisions C(2013)&#160;9281&#160;<a>(<span>8</span>)</a>, C(2014)&#160;123&#160;<a>(<span>9</span>)</a>, C(2014)&#160;674&#160;<a>(<span>10</span>)</a> and C(2014)&#160;1167&#160;<a>(<span>11</span>)</a>, the Commission instructed the central administrator to enter the national allocation tables and the revised national allocation tables of Belgium, Bulgaria, Czechia, Denmark, Germany, Estonia, Ireland, Greece, Spain, France, Croatia, Italy, Cyprus, Latvia, Lithuania, Luxembourg, Hungary, the Netherlands, Austria, Poland, Portugal, Romania, Slovenia, Slovakia, Finland and Sweden into the European Union Transaction Log.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(5)</p></td><td><p>Pursuant to Regulation (EU) No&#160;389/2013, Article&#160;52(2), first subparagraph, Germany notified to the Commission, by letter dated 4&#160;January 2022, changes to its national allocation table to provide free allocation of emission allowances to new entrants.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(6)</p></td><td><p>Pursuant to Regulation (EU) No&#160;389/2013, Article&#160;52(2), first subparagraph, Spain notified to the Commission, by letter dated 30&#160;August 2022, changes to its national allocation table due to partial cessations.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(7)</p></td><td><p>Pursuant to Regulation (EU) No&#160;389/2013, Article&#160;52(2), first subparagraph, Italy notified to the Commission, by letters dated 11&#160;February 2022, 28&#160;February 2022, 27&#160;April 2022 and 30&#160;August 2022, changes to its national allocation table to provide free allocation of emission allowances to new entrants and changes due to recovery of activity levels as well as amendments to the carbon leakage list.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(8)</p></td><td><p>Pursuant to Regulation (EU) No&#160;389/2013, Article&#160;52(2), first subparagraph, Latvia notified to the Commission, by letter dated 23&#160;August 2022, changes to its national allocation table to provide free allocation of emission allowances to new entrants and changes due to partial cessations.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(9)</p></td><td><p>Pursuant to Regulation (EU) No&#160;389/2013, Article&#160;52(2), first subparagraph, Poland notified to the Commission, by letter dated 7&#160;March 2022, changes to its national allocation table to provide free allocation of emission allowances to new entrants.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(10)</p></td><td><p>Pursuant to Regulation (EU) No&#160;389/2013, Article&#160;52(2), first subparagraph, Finland notified to the Commission, by letter dated 23&#160;May 2022, changes to its national allocation table to provide free allocation of emission allowances to new entrants.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(11)</p></td><td><p>The notified changes to the national allocation tables of Germany, Spain, Italy, Latvia, Poland and Finland are in conformity with Decision 2011/278/EU. The central administrator should therefore be instructed to enter those changes into the European Union Transaction Log,</p></td></tr></tbody></table> HAS DECIDED AS FOLLOWS: Sole Article The central administrator shall enter the changes to the national allocation tables of Germany, Spain, Italy, Latvia, Poland and Finland set out in the Annex into the European Union Transaction Log. Done at Brussels, 15 September 2022. For the Commission Frans TIMMERMANS Executive Vice-President ( 1 ) OJ L 122, 3.5.2013, p. 1 . ( 2 ) Commission Decision 2011/278/EU of 27 April 2011 determining transitional Union-wide rules for harmonised free allocation of emission allowances pursuant to Article 10a of Directive 2003/87/EC of the European Parliament and of the Council ( OJ L 130, 17.5.2011, p. 1 ). ( 3 ) Directive 2003/87/EC of the European Parliament and of the Council of 13 October 2003 establishing a system for greenhouse gas emission allowance trading within the Union and amending Council Directive 96/61/EC ( OJ L 275, 25.10.2003, p. 32 ). ( 4 ) Commission Delegated Regulation (EU) 2019/331 of 19 December 2018 determining transitional Union-wide rules for harmonised free allocation of emission allowances pursuant to Article 10a of Directive 2003/87/EC of the European Parliament and of the Council ( OJ L 59, 27.2.2019, p. 8 ). ( 5 ) Commission Decision 2013/448/EU of 5 September 2013 concerning national implementation measures for the transitional free allocation of greenhouse gas emission allowances in accordance with Article 11(3) of Directive 2003/87/EC of the European Parliament and of the Council ( OJ L 240, 7.9.2013, p. 27 ). ( 6 ) Commission Decision 2014/9/EU of 18 December 2013 amending Decisions 2010/2/EU and 2011/278/EU as regards the sectors and subsectors which are deemed to be exposed to a significant risk of carbon leakage ( OJ L 9, 14.1.2014, p. 9 ). ( 7 ) Commission Decision 2010/2/EU of 24 December 2009 determining, pursuant to Directive 2003/87/EC of the European Parliament and of the Council, a list of sectors and subsectors which are deemed to be exposed to a significant risk of carbon leakage ( OJ L 1, 5.1.2010, p.10 ). ( 8 ) Commission Decision C(2013) 9281 of 18 December 2013 on instructing the central administrator to enter the national allocation tables of Austria, Greece, Ireland, Latvia, the Netherlands, Portugal, Sweden and the United Kingdom into the European Union Transaction Log. ( 9 ) Commission Decision C(2014) 123 of 17 January 2014 on instructing the central administrator to enter the national allocation tables of the Czech Republic, Denmark, France, Lithuania, Hungary and Slovakia into the European Union Transaction Log. ( 10 ) Commission Decision C(2014) 674 of 12 February 2014 on instructing the central administrator to enter the national allocation tables of Belgium, Germany, Estonia, Luxemburg, Slovenia and Finland into the European Union Transaction Log. ( 11 ) Commission Decision C(2014) 1167 of 26 February 2014 on instructing the central administrator to enter the national allocation tables of Bulgaria, Spain, Croatia, Italy, Cyprus, Latvia, Poland, Romania and the United Kingdom into the European Union Transaction Log. ANNEX I Changes to National allocation table for the period 2013-2020 pursuant to Article 10a(7) of Directive 2003/87/EC (NER) Member State: Germany <table><col/><col/><col/><col/><col/><col/><col/><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>Installation ID (NE&amp;C)</p></td><td><p>Installation ID (Union registry)</p></td><td><p>Operator name</p></td><td><p>Installation name</p></td><td><p>Quantity to be allocated</p></td><td><p>Quantity to be allocated from NER by installation</p></td></tr><tr><td><p>2013</p></td><td><p>2014</p></td><td><p>2015</p></td><td><p>2016</p></td><td><p>2017</p></td><td><p>2018</p></td><td><p>2019</p></td><td><p>2020</p></td></tr><tr><td><p>DE000000000001726</p></td><td><p>1726</p></td><td><p>Universit&#228;t Regensburg</p></td><td><p>Energiezentrale</p></td><td><p>0</p></td><td><p>0</p></td><td><p>0</p></td><td><p>0</p></td><td><p>0</p></td><td><p>0</p></td><td><p>0</p></td><td><p>1&#160;100</p></td><td><p>1&#160;100</p></td></tr><tr><td><p>DE000000000003398</p></td><td><p>3398</p></td><td><p>Orion Engineered Carbons GmbH</p></td><td><p>Orion Engineered Carbons GmbH Werk Kalscheuren Furnaceru&#223;anlage</p></td><td><p>0</p></td><td><p>421</p></td><td><p>416</p></td><td><p>364</p></td><td><p>314</p></td><td><p>265</p></td><td><p>218</p></td><td><p>1&#160;725</p></td><td><p>3&#160;723</p></td></tr><tr><td><p>DE000000000214200</p></td><td><p>214200</p></td><td><p>Hamburger Rieger GmbH Papierfabrik Spremberg</p></td><td><p>Papiermaschine 2</p></td><td><p>0</p></td><td><p>0</p></td><td><p>0</p></td><td><p>0</p></td><td><p>0</p></td><td><p>0</p></td><td><p>0</p></td><td><p>497</p></td><td><p>497</p></td></tr><tr><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>TOTAL</p></td><td><p>0</p></td><td><p>421</p></td><td><p>416</p></td><td><p>364</p></td><td><p>314</p></td><td><p>265</p></td><td><p>218</p></td><td><p>3&#160;322</p></td><td><p>5&#160;320</p></td></tr></tbody></table> ANNEX II Changes to National allocation table for the period 2013-2020 pursuant to Article 10a(7) of Directive 2003/87/EC (NER) Member State: Spain <table><col/><col/><col/><col/><col/><col/><col/><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>Installation ID (NE&amp;C)</p></td><td><p>Installation ID (Union registry)</p></td><td><p>Operator name</p></td><td><p>Installation name</p></td><td><p>Quantity to be allocated</p></td><td><p>Quantity to be allocated from NER by installation</p></td></tr><tr><td><p>2013</p></td><td><p>2014</p></td><td><p>2015</p></td><td><p>2016</p></td><td><p>2017</p></td><td><p>2018</p></td><td><p>2019</p></td><td><p>2020</p></td></tr><tr><td><p>ES-new-128</p></td><td><p>202235</p></td><td><p>Pavimentos Bech&#237;, SL</p></td><td><p>Pavimentos Bech&#237;, SL</p></td><td><p>3&#160;118</p></td><td><p>3&#160;064</p></td><td><p>3&#160;009</p></td><td><p>2&#160;955</p></td><td><p>2&#160;901</p></td><td><p>2&#160;064</p></td><td><p>2&#160;793</p></td><td><p>2&#160;738</p></td><td><p>22&#160;642</p></td></tr><tr><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>TOTAL</p></td><td><p>3&#160;118</p></td><td><p>3&#160;064</p></td><td><p>3&#160;009</p></td><td><p>2&#160;955</p></td><td><p>2&#160;901</p></td><td><p>2&#160;064</p></td><td><p>2&#160;793</p></td><td><p>2&#160;738</p></td><td><p>22&#160;642</p></td></tr></tbody></table> Changes to National allocation table for the period 2013-2020 pursuant to Article 10a of Directive 2003/87/EC (NIMs) Member State: Spain The changed allocations in the National allocation table for the indicated installations are as follows: <table><col/><col/><col/><col/><col/><col/><col/><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>Installation ID (NE&amp;C)</p></td><td><p>Installation ID (Union registry)</p></td><td><p>Operator name</p></td><td><p>Installation name</p></td><td><p>Quantity to be allocated</p></td><td><p>Quantity to be allocated modified by NE&amp;C data by installation</p></td></tr><tr><td><p>2013</p></td><td><p>2014</p></td><td><p>2015</p></td><td><p>2016</p></td><td><p>2017</p></td><td><p>2018</p></td><td><p>2019</p></td><td><p>2020</p></td></tr><tr><td><p>ES-new-128</p></td><td><p>202235</p></td><td><p>Pavimentos Bech&#237;, SL</p></td><td><p>Pavimentos Bech&#237;, SL</p></td><td><p>9&#160;961</p></td><td><p>9&#160;788</p></td><td><p>9&#160;614</p></td><td><p>9&#160;436</p></td><td><p>9&#160;258</p></td><td><p>7&#160;761</p></td><td><p>8&#160;895</p></td><td><p>6&#160;695</p></td><td><p>71&#160;408</p></td></tr></tbody></table> ANNEX III Changes to National allocation table for the period 2013-2020 pursuant to Article 10a(7) of Directive 2003/87/EC (NER) Member State: Italy <table><col/><col/><col/><col/><col/><col/><col/><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>Installation ID (NE&amp;C)</p></td><td><p>Installation ID (Union registry)</p></td><td><p>Operator name</p></td><td><p>Installation name</p></td><td><p>Quantity to be allocated</p></td><td><p>Quantity to be allocated from NER by installation</p></td></tr><tr><td><p>2013</p></td><td><p>2014</p></td><td><p>2015</p></td><td><p>2016</p></td><td><p>2017</p></td><td><p>2018</p></td><td><p>2019</p></td><td><p>2020</p></td></tr><tr><td><p>IT000000000000652</p></td><td><p>652</p></td><td><p>BUNGE ITALIA S.P.A.</p></td><td><p>BUNGE ITALIA S.P.A. STABILIMENTO DI PORTO CORSINI</p></td><td><p>0</p></td><td><p>0</p></td><td><p>0</p></td><td><p>0</p></td><td><p>0</p></td><td><p>0</p></td><td><p>4&#160;210</p></td><td><p>4&#160;924</p></td><td><p>9&#160;134</p></td></tr><tr><td><p>IT-new-2466-211439</p></td><td><p>211439</p></td><td><p>Tomato Farm S.p.A.</p></td><td><p>Stabilimento di Pozzolo Formigaro di Tomato Farm S.p.A.</p></td><td><p>0</p></td><td><p>0</p></td><td><p>0</p></td><td><p>0</p></td><td><p>0</p></td><td><p>0</p></td><td><p>0</p></td><td><p>2&#160;308</p></td><td><p>2&#160;308</p></td></tr><tr><td><p>IT-new-2469</p></td><td><p>212320</p></td><td><p>FCA Italy SpA</p></td><td><p>Stabilimento FCA Italy Rivalta</p></td><td><p>0</p></td><td><p>0</p></td><td><p>0</p></td><td><p>0</p></td><td><p>0</p></td><td><p>0</p></td><td><p>0</p></td><td><p>2&#160;671</p></td><td><p>2&#160;671</p></td></tr><tr><td><p>IT-new-2470</p></td><td><p>212720</p></td><td><p>Societ&#224; Chimica Bussi SpA</p></td><td><p>Societ&#224; Chimica Bussi SPA</p></td><td><p>0</p></td><td><p>0</p></td><td><p>0</p></td><td><p>0</p></td><td><p>0</p></td><td><p>0</p></td><td><p>0</p></td><td><p>8&#160;548</p></td><td><p>8&#160;548</p></td></tr><tr><td><p>IT-new-2298-205332</p></td><td><p>205332</p></td><td><p>ITELYUM REGENERATION S.p.A.</p></td><td><p>ITELYUM REGENERATION S.p.A. Stabilimento di Pieve Fissiraga</p></td><td><p>0</p></td><td><p>0</p></td><td><p>0</p></td><td><p>0</p></td><td><p>0</p></td><td><p>0</p></td><td><p>834</p></td><td><p>876</p></td><td><p>1&#160;710</p></td></tr><tr><td><p>IT-new-2243</p></td><td><p>205283</p></td><td><p>Itelyum Regeneration S.p.A.</p></td><td><p>Itelyum Regeneration S.p.A. Stabilimento di Ceccano</p></td><td><p>745</p></td><td><p>732</p></td><td><p>719</p></td><td><p>706</p></td><td><p>693</p></td><td><p>680</p></td><td><p>667</p></td><td><p>654</p></td><td><p>5&#160;596</p></td></tr><tr><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>TOTAL</p></td><td><p>745</p></td><td><p>732</p></td><td><p>719</p></td><td><p>706</p></td><td><p>693</p></td><td><p>680</p></td><td><p>5&#160;711</p></td><td><p>19&#160;981</p></td><td><p>29&#160;967</p></td></tr></tbody></table> Changes to National allocation table for the period 2013-2020 pursuant to Article 10a of Directive 2003/87/EC (NIMs) Member State: Italy The changed allocations in the National allocation table for the indicated installations are as follows: <table><col/><col/><col/><col/><col/><col/><col/><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>Installation ID (NE&amp;C)</p></td><td><p>Installation ID (Union registry)</p></td><td><p>Operator name</p></td><td><p>Installation name</p></td><td><p>Quantity to be allocated</p></td><td><p>Quantity to be allocated modified by NE&amp;C data by installation</p></td></tr><tr><td><p>2013</p></td><td><p>2014</p></td><td><p>2015</p></td><td><p>2016</p></td><td><p>2017</p></td><td><p>2018</p></td><td><p>2019</p></td><td><p>2020</p></td></tr><tr><td><p>IT000000000000515</p></td><td><p>515</p></td><td><p>ArcelorMittal Italia S.p.A.</p></td><td><p>ArcelorMittal Italia S.p.A. - Stabilimento di Taranto</p></td><td><p>14&#160;663&#160;517</p></td><td><p>13&#160;987&#160;508</p></td><td><p>13&#160;737&#160;355</p></td><td><p>13&#160;484&#160;595</p></td><td><p>13&#160;229&#160;113</p></td><td><p>12&#160;151&#160;525</p></td><td><p>11&#160;906&#160;846</p></td><td><p>11&#160;661&#160;315</p></td><td><p>104&#160;821&#160;774</p></td></tr><tr><td><p>IT-new-2243</p></td><td><p>205283</p></td><td><p>Itelyum Regeneration S.p.A.</p></td><td><p>Itelyum Regeneration S.p.A. Stabilimento di Ceccano</p></td><td><p>17&#160;771</p></td><td><p>17&#160;462</p></td><td><p>17&#160;149</p></td><td><p>16&#160;834</p></td><td><p>16&#160;515</p></td><td><p>16&#160;194</p></td><td><p>15&#160;867</p></td><td><p>15&#160;541</p></td><td><p>133&#160;333</p></td></tr></tbody></table> ANNEX IV Changes to National allocation table for the period 2013-2020 pursuant to Article 10a(7) of Directive 2003/87/EC (NER) Member State: Latvia <table><col/><col/><col/><col/><col/><col/><col/><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>Installation ID (NE&amp;C)</p></td><td><p>Installation ID (Union registry)</p></td><td><p>Operator name</p></td><td><p>Installation name</p></td><td><p>Quantity to be allocated</p></td><td><p>Quantity to be allocated from NER by installation</p></td></tr><tr><td><p>2013</p></td><td><p>2014</p></td><td><p>2015</p></td><td><p>2016</p></td><td><p>2017</p></td><td><p>2018</p></td><td><p>2019</p></td><td><p>2020</p></td></tr><tr><td><p>LV000000000000096</p></td><td><p>96</p></td><td><p>SIA Kronospan Riga sadedzin&#257;&#353;anas iek&#257;rtas</p></td><td><p>SIA Kronospan Riga</p></td><td><p>0</p></td><td><p>0</p></td><td><p>0</p></td><td><p>0</p></td><td><p>0</p></td><td><p>0</p></td><td><p>0</p></td><td><p>1&#160;168</p></td><td><p>1&#160;168</p></td></tr><tr><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>TOTAL</p></td><td><p>0</p></td><td><p>0</p></td><td><p>0</p></td><td><p>0</p></td><td><p>0</p></td><td><p>0</p></td><td><p>0</p></td><td><p>1&#160;168</p></td><td><p>1&#160;168</p></td></tr></tbody></table> Changes to National allocation table for the period 2013-2020 pursuant to Article 10a of Directive 2003/87/EC (NIMs) Member State: Latvia The changed allocations in the National allocation table for the indicated installations are as follows: <table><col/><col/><col/><col/><col/><col/><col/><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>Installation ID (NE&amp;C)</p></td><td><p>Installation ID (Union registry)</p></td><td><p>Operator name</p></td><td><p>Installation name</p></td><td><p>Quantity to be allocated</p></td><td><p>Quantity to be allocated modified by NE&amp;C data by installation</p></td></tr><tr><td><p>2013</p></td><td><p>2014</p></td><td><p>2015</p></td><td><p>2016</p></td><td><p>2017</p></td><td><p>2018</p></td><td><p>2019</p></td><td><p>2020</p></td></tr><tr><td><p>LV000000000000058</p></td><td><p>58</p></td><td><p>SIA &#8216;Solum Estate&#8217;</p></td><td><p>Pap&#299;ra un kartona ra&#382;o&#353;anas iek&#257;rta</p></td><td><p>3&#160;948</p></td><td><p>3&#160;878</p></td><td><p>2&#160;519</p></td><td><p>2&#160;472</p></td><td><p>2&#160;425</p></td><td><p>2&#160;378</p></td><td><p>2&#160;330</p></td><td><p>2&#160;282</p></td><td><p>22&#160;232</p></td></tr></tbody></table> ANNEX V Changes to National allocation table for the period 2013-2020 pursuant to Article 10a(7) of Directive 2003/87/EC (NER) Member State: Poland <table><col/><col/><col/><col/><col/><col/><col/><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>Installation ID (NE&amp;C)</p></td><td><p>Installation ID (Union registry)</p></td><td><p>Operator name</p></td><td><p>Installation name</p></td><td><p>Quantity to be allocated</p></td><td><p>Quantity to be allocated from NER by installation</p></td></tr><tr><td><p>2013</p></td><td><p>2014</p></td><td><p>2015</p></td><td><p>2016</p></td><td><p>2017</p></td><td><p>2018</p></td><td><p>2019</p></td><td><p>2020</p></td></tr><tr><td><p>PL000000000000508</p></td><td><p>734</p></td><td><p>Huta szk&#322;a p&#322;askiego</p></td><td><p>Guardian Cz&#281;stochowa Sp. z o.o.</p></td><td><p>0</p></td><td><p>0</p></td><td><p>0</p></td><td><p>0</p></td><td><p>0</p></td><td><p>6&#160;256</p></td><td><p>15&#160;775</p></td><td><p>54&#160;989</p></td><td><p>77&#160;020</p></td></tr><tr><td><p>PL000000000000302</p></td><td><p>302</p></td><td><p>Ciep&#322;ownia Czarnk&#243;w</p></td><td><p>SW - SOLAR Czarna Woda Sp. z o.o.</p></td><td><p>0</p></td><td><p>0</p></td><td><p>0</p></td><td><p>0</p></td><td><p>0</p></td><td><p>0</p></td><td><p>0</p></td><td><p>926</p></td><td><p>926</p></td></tr><tr><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>TOTAL</p></td><td><p>0</p></td><td><p>0</p></td><td><p>0</p></td><td><p>0</p></td><td><p>0</p></td><td><p>6&#160;256</p></td><td><p>15&#160;775</p></td><td><p>55&#160;915</p></td><td><p>77&#160;946</p></td></tr></tbody></table> ANNEX VI Changes to National allocation table for the period 2013-2020 pursuant to Article 10a(7) of Directive 2003/87/EC (NER) Member State: Finland <table><col/><col/><col/><col/><col/><col/><col/><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>Installation ID (NE&amp;C)</p></td><td><p>Installation ID (Union registry)</p></td><td><p>Operator name</p></td><td><p>Installation name</p></td><td><p>Quantity to be allocated</p></td><td><p>Quantity to be allocated from NER by installation</p></td></tr><tr><td><p>2013</p></td><td><p>2014</p></td><td><p>2015</p></td><td><p>2016</p></td><td><p>2017</p></td><td><p>2018</p></td><td><p>2019</p></td><td><p>2020</p></td></tr><tr><td><p>FI-existing-FI-21331104</p></td><td><p>403</p></td><td><p>UPM Kymmene Oyj, Kymin tehtaat</p></td><td><p>UPM, Kymi</p></td><td><p>0</p></td><td><p>0</p></td><td><p>0</p></td><td><p>0</p></td><td><p>0</p></td><td><p>12&#160;340</p></td><td><p>24&#160;012</p></td><td><p>23&#160;545</p></td><td><p>59&#160;897</p></td></tr><tr><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>TOTAL</p></td><td><p>0</p></td><td><p>0</p></td><td><p>0</p></td><td><p>0</p></td><td><p>0</p></td><td><p>12&#160;340</p></td><td><p>24&#160;012</p></td><td><p>23&#160;545</p></td><td><p>59&#160;897</p></td></tr></tbody></table>

ENG

32022D1123(01)

<table><col/><col/><col/><col/><tbody><tr><td><p>25.11.2015&#160;&#160;&#160;</p></td><td><p>EN</p></td><td><p>Official Journal of the European Union</p></td><td><p>L 307/7</p></td></tr></tbody></table> COMMISSION DELEGATED REGULATION (EU) 2015/2171 of 24 November 2015 amending Directive 2014/25/EU of the European Parliament and of the Council in respect of the application thresholds for the procedures for the award of contracts (Text with EEA relevance) THE EUROPEAN COMMISSION, Having regard to the Treaty on the Functioning of the European Union, Having regard to Directive 2014/25/EU of the European Parliament and of the Council of 26 February 2014 on procurement by entities operating in the water, energy, transport and postal services sectors and repealing Directive 2004/17/EC ( 1 ) , and in particular Article 17 thereof, Whereas: <table><col/><col/><tbody><tr><td><p>(1)</p></td><td><p>By Decision 94/800/EC&#160;<a>(<span>2</span>)</a> the Council concluded the Agreement on Government Procurement (&#8216;the Agreement&#8217;)&#160;<a>(<span>3</span>)</a>. The Agreement should be applied to any procurement contract with a value that reaches or exceeds the amounts (&#8216;thresholds&#8217;) set in the Agreement and expressed as special drawing rights.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(2)</p></td><td><p>One of the objectives of Directive 2014/25/EU is to allow the contracting entities which apply that Directive to comply at the same time with the obligations laid down in the Agreement. To achieve that, the thresholds laid down by that Directive for public contracts which are also covered by the Agreement should be aligned in order to ensure that they correspond to the euro equivalents, rounded down to the nearest thousand, of the thresholds set out in the Agreement.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(3)</p></td><td><p>For reasons of coherence, it is appropriate to align also the thresholds in Directive 2014/25/EU which are not covered by the Agreement. Directive 2014/25/EU should therefore be amended accordingly.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(4)</p></td><td><p>As the calculation of the revised thresholds is required to be made on the basis of an average value of the euro for a certain period terminating on 31 August and the revised thresholds are to be published in the<span>Official Journal of the European Union</span> at the beginning of November, the urgency procedure should be applied when adopting this Regulation,</p></td></tr></tbody></table> HAS ADOPTED THIS REGULATION: Article 1 Article 15 of Directive 2014/25/EU is amended as follows: <table><col/><col/><tbody><tr><td><p>(a)</p></td><td><p>in point (a), the amount &#8216;EUR 414&#160;000&#8217; is replaced by &#8216;EUR 418&#160;000&#8217;,</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(b)</p></td><td><p>in point (b), the amount &#8216;EUR 5&#160;186&#160;000&#8217; is replaced by &#8216;EUR 5&#160;225&#160;000&#8217;.</p></td></tr></tbody></table> Article 2 This Regulation shall enter into force on 1 January 2016. This Regulation shall be binding in its entirety and directly applicable in all Member States. Done at Brussels, 24 November 2015. For the Commission The President Jean-Claude JUNCKER <note> ( 1 ) OJ L 94, 28.3.2014, p. 243 . ( 2 ) Council Decision 94/800/EC of 22 December 1994 concerning the conclusion on behalf of the European Community, as regards matters within its competence, of the agreements reached in the Uruguay Round multilateral negotiations (1986-1994) ( OJ L 336, 23.12.1994, p. 1 ). ( 3 ) The Agreement is a plurilateral agreement within the framework of the World Trade Organisation. The aim of the Agreement is to mutually open government procurement markets among its parties. </note>

ENG

32015R2171

<table><col/><col/><col/><col/><tbody><tr><td><p>6.4.2017&#160;&#160;&#160;</p></td><td><p>EN</p></td><td><p>Official Journal of the European Union</p></td><td><p>L 93/30</p></td></tr></tbody></table> COMMISSION REGULATION (EU) 2017/624 of 30 March 2017 amending Annexes II and V to Regulation (EC) No 396/2005 of the European Parliament and of the Council as regards maximum residue levels for bifenazate, daminozide and tolylfluanid in or on certain products (Text with EEA relevance) THE EUROPEAN COMMISSION, Having regard to the Treaty on the Functioning of the European Union, Having regard to Regulation (EC) No 396/2005 of the European Parliament and of the Council of 23 February 2005 on maximum residue levels of pesticides in or on food and feed of plant and animal origin and amending Council Directive 91/414/EEC ( 1 ) , and in particular Article 14(1)(a) and Article 18(1)(b) thereof, Whereas: <table><col/><col/><tbody><tr><td><p>(1)</p></td><td><p>For bifenazate maximum residue levels (MRLs) were set in Annex II to Regulation (EC) No 396/2005. For daminozide and tolylfluanid MRLs were set in Annex V to that Regulation.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(2)</p></td><td><p>For bifenazate, the European Food Safety Authority, hereinafter &#8216;the Authority&#8217;, submitted a reasoned opinion on the existing MRLs in accordance with Article 12(2) of Regulation (EC) No 396/2005 in conjunction with Article&#160;12(1) thereof<a>&#160;(<span>2</span>)</a> By Regulation (EU) No 79/2014<a>&#160;(<span>3</span>)</a> the recommendations of the Authority on the review of the existing MRLs were implemented.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(3)</p></td><td><p>For daminozide, the Authority, submitted a reasoned opinion on the existing MRLs in accordance with Article&#160;12(1) of Regulation (EC) No 396/2005<a>&#160;(<span>4</span>)</a> By Regulation (EU) No 87/2014<a>&#160;(<span>5</span>)</a> the recommendations of the Authority on the review of the existing MRLs were implemented.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(4)</p></td><td><p>For tolylfluanid, the Authority, submitted a reasoned opinion on the existing MRLs in accordance with Article&#160;12(1) of Regulation (EC) No 396/2005<a>&#160;(<span>6</span>)</a> By Commission Regulation (EU) 2015/552<a>&#160;(<span>7</span>)</a> the recommendations of the Authority on the review of the existing MRLs were implemented.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(5)</p></td><td><p>As regards products for which neither relevant authorisations nor import tolerances were reported at Union level nor Codex MRLs were available, the Authority concluded that further consideration by risk managers was required. Taking into account the current scientific and technical knowledge, MRLs for bifenazate were set under Regulation (EU) No 79/2014 at the specific limit of determination and MRLs for daminozide and tolylfluanid were set under Regulation (EU) No 87/2014 and Regulation (EU) 2015/552, at the default MRL in accordance with Article 18(1)(b) of Regulation (EC) No 396/2005.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(6)</p></td><td><p>The Commission consulted the European Union reference laboratories as regards the need to adapt certain of these LODs. In case of complex residue definitions consisting of several components, each of the components must be analysed with an LOD that is technically feasible and as low as possible. If an MRL is established at the LOD, this LOD is the sum of the LODs for all components of the residue definition. As for bifenazate, daminozide and tolylfluanid, the residue definition is composed out of multiple components, those laboratories concluded that, taking into account the need to analyse all components of a residue definitions at a level that is technically feasible, the MRLs set at the LOD (sum of LODs of the components) should be increased.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(7)</p></td><td><p>Regulation (EC) No 396/2005 should therefore be amended accordingly.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(8)</p></td><td><p>The measures provided for in this Regulation are in accordance with the opinion of the Standing Committee on Plants, Animals, Food and Feed,</p></td></tr></tbody></table> HAS ADOPTED THIS REGULATION: Article 1 Annexes II and V to Regulation (EC) No 396/2005 are amended in accordance with the Annex to this Regulation. Article 2 This Regulation shall enter into force on the twentieth day following that of its publication in the Official Journal of the European Union . This Regulation shall be binding in its entirety and directly applicable in all Member States. Done at Brussels, 30 March 2017. For the Commission The President Jean-Claude JUNCKER ( 1 ) OJ L 70, 16.3.2005, p. 1 . ( 2 ) European Food Safety Authority; Review of the existing maximum residue levels (MRLs) for bifenazate according to Article 12 of Regulation (EC) No 396/2005. EFSA Journal 2011;9(12):2484. [48 pp.] ( 3 ) Commission Regulation (EU) No 79/2014 of 29 January 2014 amending Annexes II, III and V to Regulation (EC) No 396/2005 of the European Parliament and of the Council as regards maximum residue levels for bifenazate, chlorpropham, esfenvalerate, fludioxonil and thiobencarb in or on certain products ( OJ L 27, 30.1.2014, p. 9 ). ( 4 ) European Food Safety Authority; Review of the existing maximum residue levels (MRLs) for daminozide according to Article 12 of Regulation (EC) No 396/2005. EFSA Journal 2012;10(4):2650. [16 pp.] ( 5 ) Commission Regulation (EU) No 87/2014 of 31 January 2014 amending Annexes II, III and V to Regulation (EC) No 396/2005 of the European Parliament and of the Council as regards maximum residue levels for acetamiprid, butralin, chlorotoluron, daminozide, isoproturon, picoxystrobin, pyrimethanil and trinexapac in or on certain products ( OJ L 35, 5.2.2014, p. 1 ). ( 6 ) European Food Safety Authority; Review of the existing maximum residue levels (MRLs) for tolylfluanid according to Article 12 of Regulation (EC) No 396/2005. EFSA Journal 2013;11(7):3300. [37 pp.] ( 7 ) Commission Regulation (EU) 2015/552 of 7 April 2015 amending Annexes II, III and V to Regulation (EC) No 396/2005 of the European Parliament and of the Council as regards maximum residue levels for 1,3-dichloropropene, bifenox, dimethenamid-P, prohexadione, tolylfluanid and trifluralin; OJ L 92, 8.4.2015, p. 20 . ANNEX Annexes II and V to Regulation (EC) No 396/2005 are amended as follows: <table><col/><col/><tbody><tr><td><p>(1)</p></td><td><p>In Annex II the column for bifenazate is replaced by the following:</p><p><span>&#8216;Pesticide residues and maximum residue levels (mg/kg)</span></p><table><col/><col/><col/><tbody><tr><td><p>Code number</p></td><td><p>Groups and examples of individual products to which the MRLs apply<a>&#160;(<span>1</span>)</a></p></td><td><p>Bifenazate (sum of bifenazate plus bifenazate-diazene expressed as bifenazate) (F)</p></td></tr><tr><td><p>(1)</p></td><td><p>(2)</p></td><td><p>(3)</p></td></tr><tr/><tr/><tr><td><p>0100000</p></td><td><p><span>FRUITS, FRESH or FROZEN; TREE NUTS</span></p></td><td><p>&#160;</p></td></tr><tr/><tr/><tr><td><p>0110000</p></td><td><p><span>Citrus fruits</span></p></td><td><p>0,9</p></td></tr><tr><td><p>0110010</p></td><td><p>Grapefruits</p></td><td><p>&#160;</p></td></tr><tr><td><p>0110020</p></td><td><p>Oranges</p></td><td><p>&#160;</p></td></tr><tr><td><p>0110030</p></td><td><p>Lemons</p></td><td><p>&#160;</p></td></tr><tr><td><p>0110040</p></td><td><p>Limes</p></td><td><p>&#160;</p></td></tr><tr><td><p>0110050</p></td><td><p>Mandarins</p></td><td><p>&#160;</p></td></tr><tr><td><p>0110990</p></td><td><p>Others</p></td><td><p>&#160;</p></td></tr><tr/><tr/><tr><td><p>0120000</p></td><td><p><span>Tree nuts</span></p></td><td><p>0,2</p></td></tr><tr><td><p>0120010</p></td><td><p>Almonds</p></td><td><p>&#160;</p></td></tr><tr><td><p>0120020</p></td><td><p>Brazil nuts</p></td><td><p>&#160;</p></td></tr><tr><td><p>0120030</p></td><td><p>Cashew nuts</p></td><td><p>&#160;</p></td></tr><tr><td><p>0120040</p></td><td><p>Chestnuts</p></td><td><p>&#160;</p></td></tr><tr><td><p>0120050</p></td><td><p>Coconuts</p></td><td><p>&#160;</p></td></tr><tr><td><p>0120060</p></td><td><p>Hazelnuts/cobnuts</p></td><td><p>&#160;</p></td></tr><tr><td><p>0120070</p></td><td><p>Macadamias</p></td><td><p>&#160;</p></td></tr><tr><td><p>0120080</p></td><td><p>Pecans</p></td><td><p>&#160;</p></td></tr><tr><td><p>0120090</p></td><td><p>Pine nut kernels</p></td><td><p>&#160;</p></td></tr><tr><td><p>0120100</p></td><td><p>Pistachios</p></td><td><p>&#160;</p></td></tr><tr><td><p>0120110</p></td><td><p>Walnuts</p></td><td><p>&#160;</p></td></tr><tr><td><p>0120990</p></td><td><p>Others</p></td><td><p>&#160;</p></td></tr><tr/><tr/><tr><td><p>0130000</p></td><td><p><span>Pome fruits</span></p></td><td><p>0,7 (+)</p></td></tr><tr><td><p>0130010</p></td><td><p>Apples</p></td><td><p>&#160;</p></td></tr><tr><td><p>0130020</p></td><td><p>Pears</p></td><td><p>&#160;</p></td></tr><tr><td><p>0130030</p></td><td><p>Quinces</p></td><td><p>&#160;</p></td></tr><tr><td><p>0130040</p></td><td><p>Medlars</p></td><td><p>&#160;</p></td></tr><tr><td><p>0130050</p></td><td><p>Loquats/Japanese medlars</p></td><td><p>&#160;</p></td></tr><tr><td><p>0130990</p></td><td><p>Others</p></td><td><p>&#160;</p></td></tr><tr/><tr/><tr><td><p>0140000</p></td><td><p><span>Stone fruits</span></p></td><td><p>2</p></td></tr><tr><td><p>0140010</p></td><td><p>Apricots</p></td><td><p>&#160;</p></td></tr><tr><td><p>0140020</p></td><td><p>Cherries (sweet)</p></td><td><p>&#160;</p></td></tr><tr><td><p>0140030</p></td><td><p>Peaches</p></td><td><p>&#160;</p></td></tr><tr><td><p>0140040</p></td><td><p>Plums</p></td><td><p>&#160;</p></td></tr><tr><td><p>0140990</p></td><td><p>Others</p></td><td><p>&#160;</p></td></tr><tr/><tr/><tr><td><p>0150000</p></td><td><p><span>Berries and small fruits</span></p></td><td><p>&#160;</p></td></tr><tr/><tr/><tr><td><p>0151000</p></td><td><table><col/><col/><tbody><tr><td><p>(a)</p></td><td><span>grapes</span></td></tr></tbody></table></td><td><p>0,7</p></td></tr><tr><td><p>0151010</p></td><td><p>Table grapes</p></td><td><p>&#160;</p></td></tr><tr><td><p>0151020</p></td><td><p>Wine grapes</p></td><td><p>&#160;</p></td></tr><tr><td><p>0152000</p></td><td><table><col/><col/><tbody><tr><td><p>(b)</p></td><td><span>strawberries</span></td></tr></tbody></table></td><td><p>3</p></td></tr><tr/><tr/><tr><td><p>0153000</p></td><td><table><col/><col/><tbody><tr><td><p>(c)</p></td><td><span>cane fruits</span></td></tr></tbody></table></td><td><p>7</p></td></tr><tr><td><p>0153010</p></td><td><p>Blackberries</p></td><td><p>&#160;</p></td></tr><tr><td><p>0153020</p></td><td><p>Dewberries</p></td><td><p>&#160;</p></td></tr><tr><td><p>0153030</p></td><td><p>Raspberries (red and yellow)</p></td><td><p>&#160;</p></td></tr><tr><td><p>0153990</p></td><td><p>Others</p></td><td><p>&#160;</p></td></tr><tr/><tr/><tr><td><p>0154000</p></td><td><table><col/><col/><tbody><tr><td><p>(d)</p></td><td><span>other small fruits and berries</span></td></tr></tbody></table></td><td><p>&#160;</p></td></tr><tr><td><p>0154010</p></td><td><p>Blueberries</p></td><td><p>0,7</p></td></tr><tr><td><p>0154020</p></td><td><p>Cranberries</p></td><td><p>0,7</p></td></tr><tr><td><p>0154030</p></td><td><p>Currants (black, red and white)</p></td><td><p>0,7</p></td></tr><tr><td><p>0154040</p></td><td><p>Gooseberries (green, red and yellow)</p></td><td><p>0,7</p></td></tr><tr><td><p>0154050</p></td><td><p>Rose hips</p></td><td><p><span>0,02</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>0154060</p></td><td><p>Mulberries (black and white)</p></td><td><p><span>0,02</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>0154070</p></td><td><p>Azaroles/Mediterranean medlars</p></td><td><p>0,7</p></td></tr><tr><td><p>0154080</p></td><td><p>Elderberries</p></td><td><p><span>0,02</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>0154990</p></td><td><p>Others</p></td><td><p><span>0,02</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr/><tr/><tr><td><p>0160000</p></td><td><p><span>Miscellaneous fruits with</span></p></td><td><p><span>0,02</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr/><tr/><tr><td><p>0161000</p></td><td><table><col/><col/><tbody><tr><td><p>(a)</p></td><td><span>edible peel</span></td></tr></tbody></table></td><td><p>&#160;</p></td></tr><tr><td><p>0161010</p></td><td><p>Dates</p></td><td><p>&#160;</p></td></tr><tr><td><p>0161020</p></td><td><p>Figs</p></td><td><p>&#160;</p></td></tr><tr><td><p>0161030</p></td><td><p>Table olives</p></td><td><p>&#160;</p></td></tr><tr><td><p>0161040</p></td><td><p>Kumquats</p></td><td><p>&#160;</p></td></tr><tr><td><p>0161050</p></td><td><p>Carambolas</p></td><td><p>&#160;</p></td></tr><tr><td><p>0161060</p></td><td><p>Kaki/Japanese persimmons</p></td><td><p>&#160;</p></td></tr><tr><td><p>0161070</p></td><td><p>Jambuls/jambolans</p></td><td><p>&#160;</p></td></tr><tr><td><p>0161990</p></td><td><p>Others</p></td><td><p>&#160;</p></td></tr><tr/><tr/><tr><td><p>0162000</p></td><td><table><col/><col/><tbody><tr><td><p>(b)</p></td><td><span>inedible peel, small</span></td></tr></tbody></table></td><td><p>&#160;</p></td></tr><tr><td><p>0162010</p></td><td><p>Kiwi fruits (green, red, yellow)</p></td><td><p>&#160;</p></td></tr><tr><td><p>0162020</p></td><td><p>Litchis/lychees</p></td><td><p>&#160;</p></td></tr><tr><td><p>0162030</p></td><td><p>Passionfruits/maracujas</p></td><td><p>&#160;</p></td></tr><tr><td><p>0162040</p></td><td><p>Prickly pears/cactus fruits</p></td><td><p>&#160;</p></td></tr><tr><td><p>0162050</p></td><td><p>Star apples/cainitos</p></td><td><p>&#160;</p></td></tr><tr><td><p>0162060</p></td><td><p>American persimmons/Virginia kaki</p></td><td><p>&#160;</p></td></tr><tr><td><p>0162990</p></td><td><p>Others</p></td><td><p>&#160;</p></td></tr><tr/><tr/><tr><td><p>0163000</p></td><td><table><col/><col/><tbody><tr><td><p>(c)</p></td><td><span>inedible peel, large</span></td></tr></tbody></table></td><td><p>&#160;</p></td></tr><tr><td><p>0163010</p></td><td><p>Avocados</p></td><td><p>&#160;</p></td></tr><tr><td><p>0163020</p></td><td><p>Bananas</p></td><td><p>&#160;</p></td></tr><tr><td><p>0163030</p></td><td><p>Mangoes</p></td><td><p>&#160;</p></td></tr><tr><td><p>0163040</p></td><td><p>Papayas</p></td><td><p>&#160;</p></td></tr><tr><td><p>0163050</p></td><td><p>Granate apples/pomegranates</p></td><td><p>&#160;</p></td></tr><tr><td><p>0163060</p></td><td><p>Cherimoyas</p></td><td><p>&#160;</p></td></tr><tr><td><p>0163070</p></td><td><p>Guavas</p></td><td><p>&#160;</p></td></tr><tr><td><p>0163080</p></td><td><p>Pineapples</p></td><td><p>&#160;</p></td></tr><tr><td><p>0163090</p></td><td><p>Breadfruits</p></td><td><p>&#160;</p></td></tr><tr><td><p>0163100</p></td><td><p>Durians</p></td><td><p>&#160;</p></td></tr><tr><td><p>0163110</p></td><td><p>Soursops/guanabanas</p></td><td><p>&#160;</p></td></tr><tr><td><p>0163990</p></td><td><p>Others</p></td><td><p>&#160;</p></td></tr><tr/><tr/><tr><td><p>0200000</p></td><td><p><span>VEGETABLES, FRESH or FROZEN</span></p></td><td><p>&#160;</p></td></tr><tr/><tr/><tr><td><p>0210000</p></td><td><p><span>Root and tuber vegetables</span></p></td><td><p><span>0,02</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>0211000</p></td><td><table><col/><col/><tbody><tr><td><p>(a)</p></td><td><span>potatoes</span></td></tr></tbody></table></td><td><p>&#160;</p></td></tr><tr/><tr/><tr><td><p>0212000</p></td><td><table><col/><col/><tbody><tr><td><p>(b)</p></td><td><span>tropical root and tuber vegetables</span></td></tr></tbody></table></td><td><p>&#160;</p></td></tr><tr><td><p>0212010</p></td><td><p>Cassava roots/manioc</p></td><td><p>&#160;</p></td></tr><tr><td><p>0212020</p></td><td><p>Sweet potatoes</p></td><td><p>&#160;</p></td></tr><tr><td><p>0212030</p></td><td><p>Yams</p></td><td><p>&#160;</p></td></tr><tr><td><p>0212040</p></td><td><p>Arrowroots</p></td><td><p>&#160;</p></td></tr><tr><td><p>0212990</p></td><td><p>Others</p></td><td><p>&#160;</p></td></tr><tr/><tr/><tr><td><p>0213000</p></td><td><table><col/><col/><tbody><tr><td><p>(c)</p></td><td><span>other root and tuber vegetables except sugar beets</span></td></tr></tbody></table></td><td><p>&#160;</p></td></tr><tr><td><p>0213010</p></td><td><p>Beetroots</p></td><td><p>&#160;</p></td></tr><tr><td><p>0213020</p></td><td><p>Carrots</p></td><td><p>&#160;</p></td></tr><tr><td><p>0213030</p></td><td><p>Celeriacs/turnip rooted celeries</p></td><td><p>&#160;</p></td></tr><tr><td><p>0213040</p></td><td><p>Horseradishes</p></td><td><p>&#160;</p></td></tr><tr><td><p>0213050</p></td><td><p>Jerusalem artichokes</p></td><td><p>&#160;</p></td></tr><tr><td><p>0213060</p></td><td><p>Parsnips</p></td><td><p>&#160;</p></td></tr><tr><td><p>0213070</p></td><td><p>Parsley roots/Hamburg roots parsley</p></td><td><p>&#160;</p></td></tr><tr><td><p>0213080</p></td><td><p>Radishes</p></td><td><p>&#160;</p></td></tr><tr><td><p>0213090</p></td><td><p>Salsifies</p></td><td><p>&#160;</p></td></tr><tr><td><p>0213100</p></td><td><p>Swedes/rutabagas</p></td><td><p>&#160;</p></td></tr><tr><td><p>0213110</p></td><td><p>Turnips</p></td><td><p>&#160;</p></td></tr><tr><td><p>0213990</p></td><td><p>Others</p></td><td><p>&#160;</p></td></tr><tr/><tr/><tr><td><p>0220000</p></td><td><p><span>Bulb vegetables</span></p></td><td><p><span>0,02</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>0220010</p></td><td><p>Garlic</p></td><td><p>&#160;</p></td></tr><tr><td><p>0220020</p></td><td><p>Onions</p></td><td><p>&#160;</p></td></tr><tr><td><p>0220030</p></td><td><p>Shallots</p></td><td><p>&#160;</p></td></tr><tr><td><p>0220040</p></td><td><p>Spring onions/green onions and Welsh onions</p></td><td><p>&#160;</p></td></tr><tr><td><p>0220990</p></td><td><p>Others</p></td><td><p>&#160;</p></td></tr><tr/><tr/><tr><td><p>0230000</p></td><td><p><span>Fruiting vegetables</span></p></td><td><p>&#160;</p></td></tr><tr/><tr/><tr><td><p>0231000</p></td><td><table><col/><col/><tbody><tr><td><p>(a)</p></td><td><span>solanacea</span></td></tr></tbody></table></td><td><p>&#160;</p></td></tr><tr><td><p>0231010</p></td><td><p>Tomatoes</p></td><td><p>0,5</p></td></tr><tr><td><p>0231020</p></td><td><p>Sweet peppers/bell peppers</p></td><td><p>3</p></td></tr><tr><td><p>0231030</p></td><td><p>Aubergines/eggplants</p></td><td><p>0,5</p></td></tr><tr><td><p>0231040</p></td><td><p>Okra/lady's fingers</p></td><td><p><span>0,02</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>0231990</p></td><td><p>Others</p></td><td><p><span>0,02</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr/><tr/><tr><td><p>0232000</p></td><td><table><col/><col/><tbody><tr><td><p>(b)</p></td><td><span>cucurbits with edible peel</span></td></tr></tbody></table></td><td><p>0,5</p></td></tr><tr><td><p>0232010</p></td><td><p>Cucumbers</p></td><td><p>&#160;</p></td></tr><tr><td><p>0232020</p></td><td><p>Gherkins</p></td><td><p>&#160;</p></td></tr><tr><td><p>0232030</p></td><td><p>Courgettes</p></td><td><p>&#160;</p></td></tr><tr><td><p>0232990</p></td><td><p>Others</p></td><td><p>&#160;</p></td></tr><tr/><tr/><tr><td><p>0233000</p></td><td><table><col/><col/><tbody><tr><td><p>(c)</p></td><td><span>cucurbits with inedible peel</span></td></tr></tbody></table></td><td><p>0,5</p></td></tr><tr><td><p>0233010</p></td><td><p>Melons</p></td><td><p>&#160;</p></td></tr><tr><td><p>0233020</p></td><td><p>Pumpkins</p></td><td><p>&#160;</p></td></tr><tr><td><p>0233030</p></td><td><p>Watermelons</p></td><td><p>&#160;</p></td></tr><tr><td><p>0233990</p></td><td><p>Others</p></td><td><p>&#160;</p></td></tr><tr><td><p>0234000</p></td><td><table><col/><col/><tbody><tr><td><p>(d)</p></td><td><span>sweet corn</span></td></tr></tbody></table></td><td><p><span>0,02</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>0239000</p></td><td><table><col/><col/><tbody><tr><td><p>(e)</p></td><td><span>other fruiting vegetables</span></td></tr></tbody></table></td><td><p><span>0,02</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr/><tr/><tr><td><p>0240000</p></td><td><p><span>Brassica vegetables (excluding brassica roots and brassica baby leaf crops)</span></p></td><td><p><span>0,02</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr/><tr/><tr><td><p>0241000</p></td><td><table><col/><col/><tbody><tr><td><p>(a)</p></td><td><span>flowering brassica</span></td></tr></tbody></table></td><td><p>&#160;</p></td></tr><tr><td><p>0241010</p></td><td><p>Broccoli</p></td><td><p>&#160;</p></td></tr><tr><td><p>0241020</p></td><td><p>Cauliflowers</p></td><td><p>&#160;</p></td></tr><tr><td><p>0241990</p></td><td><p>Others</p></td><td><p>&#160;</p></td></tr><tr/><tr/><tr><td><p>0242000</p></td><td><table><col/><col/><tbody><tr><td><p>(b)</p></td><td><span>head brassica</span></td></tr></tbody></table></td><td><p>&#160;</p></td></tr><tr><td><p>0242010</p></td><td><p>Brussels sprouts</p></td><td><p>&#160;</p></td></tr><tr><td><p>0242020</p></td><td><p>Head cabbages</p></td><td><p>&#160;</p></td></tr><tr><td><p>0242990</p></td><td><p>Others</p></td><td><p>&#160;</p></td></tr><tr/><tr/><tr><td><p>0243000</p></td><td><table><col/><col/><tbody><tr><td><p>(c)</p></td><td><span>leafy brassica</span></td></tr></tbody></table></td><td><p>&#160;</p></td></tr><tr><td><p>0243010</p></td><td><p>Chinese cabbages/pe-tsai</p></td><td><p>&#160;</p></td></tr><tr><td><p>0243020</p></td><td><p>Kales</p></td><td><p>&#160;</p></td></tr><tr><td><p>0243990</p></td><td><p>Others</p></td><td><p>&#160;</p></td></tr><tr><td><p>0244000</p></td><td><table><col/><col/><tbody><tr><td><p>(d)</p></td><td><span>kohlrabies</span></td></tr></tbody></table></td><td><p>&#160;</p></td></tr><tr/><tr/><tr><td><p>0250000</p></td><td><p><span>Leaf vegetables, herbs and edible flowers</span></p></td><td><p>&#160;</p></td></tr><tr/><tr/><tr><td><p>0251000</p></td><td><table><col/><col/><tbody><tr><td><p>(a)</p></td><td><span>lettuces and salad plants</span></td></tr></tbody></table></td><td><p><span>0,02</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>0251010</p></td><td><p>Lamb's lettuces/corn salads</p></td><td><p>&#160;</p></td></tr><tr><td><p>0251020</p></td><td><p>Lettuces</p></td><td><p>&#160;</p></td></tr><tr><td><p>0251030</p></td><td><p>Escaroles/broad-leaved endives</p></td><td><p>&#160;</p></td></tr><tr><td><p>0251040</p></td><td><p>Cresses and other sprouts and shoots</p></td><td><p>&#160;</p></td></tr><tr><td><p>0251050</p></td><td><p>Land cresses</p></td><td><p>&#160;</p></td></tr><tr><td><p>0251060</p></td><td><p>Roman rocket/rucola</p></td><td><p>&#160;</p></td></tr><tr><td><p>0251070</p></td><td><p>Red mustards</p></td><td><p>&#160;</p></td></tr><tr><td><p>0251080</p></td><td><p>Baby leaf crops (including brassica species)</p></td><td><p>&#160;</p></td></tr><tr><td><p>0251990</p></td><td><p>Others</p></td><td><p>&#160;</p></td></tr><tr/><tr/><tr><td><p>0252000</p></td><td><table><col/><col/><tbody><tr><td><p>(b)</p></td><td><span>spinaches and similar leaves</span></td></tr></tbody></table></td><td><p><span>0,02</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>0252010</p></td><td><p>Spinaches</p></td><td><p>&#160;</p></td></tr><tr><td><p>0252020</p></td><td><p>Purslanes</p></td><td><p>&#160;</p></td></tr><tr><td><p>0252030</p></td><td><p>Chards/beet leaves</p></td><td><p>&#160;</p></td></tr><tr><td><p>0252990</p></td><td><p>Others</p></td><td><p>&#160;</p></td></tr><tr><td><p>0253000</p></td><td><table><col/><col/><tbody><tr><td><p>(c)</p></td><td><span>grape leaves and similar species</span></td></tr></tbody></table></td><td><p><span>0,02</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>0254000</p></td><td><table><col/><col/><tbody><tr><td><p>(d)</p></td><td><span>watercresses</span></td></tr></tbody></table></td><td><p><span>0,02</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>0255000</p></td><td><table><col/><col/><tbody><tr><td><p>(e)</p></td><td><span>witloofs/Belgian endives</span></td></tr></tbody></table></td><td><p><span>0,02</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr/><tr/><tr><td><p>0256000</p></td><td><table><col/><col/><tbody><tr><td><p>(f)</p></td><td><span>herbs and edible flowers</span></td></tr></tbody></table></td><td><p>&#160;</p></td></tr><tr><td><p>0256010</p></td><td><p>Chervil</p></td><td><p><span>0,05</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>0256020</p></td><td><p>Chives</p></td><td><p><span>0,05</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>0256030</p></td><td><p>Celery leaves</p></td><td><p><span>0,05</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>0256040</p></td><td><p>Parsley</p></td><td><p><span>0,05</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>0256050</p></td><td><p>Sage</p></td><td><p><span>0,05</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>0256060</p></td><td><p>Rosemary</p></td><td><p><span>0,05</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>0256070</p></td><td><p>Thyme</p></td><td><p><span>0,05</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>0256080</p></td><td><p>Basil and edible flowers</p></td><td><p>40</p></td></tr><tr><td><p>0256090</p></td><td><p>Laurel/bay leave</p></td><td><p><span>0,05</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>0256100</p></td><td><p>Tarragon</p></td><td><p><span>0,05</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>0256990</p></td><td><p>Others</p></td><td><p><span>0,05</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr/><tr/><tr><td><p>0260000</p></td><td><p><span>Legume vegetables</span></p></td><td><p>&#160;</p></td></tr><tr><td><p>0260010</p></td><td><p>Beans (with pods)</p></td><td><p>7</p></td></tr><tr><td><p>0260020</p></td><td><p>Beans (without pods)</p></td><td><p>0,4</p></td></tr><tr><td><p>0260030</p></td><td><p>Peas (with pods)</p></td><td><p>7</p></td></tr><tr><td><p>0260040</p></td><td><p>Peas (without pods)</p></td><td><p>0,4</p></td></tr><tr><td><p>0260050</p></td><td><p>Lentils</p></td><td><p>0,4</p></td></tr><tr><td><p>0260990</p></td><td><p>Others</p></td><td><p><span>0,02</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr/><tr/><tr><td><p>0270000</p></td><td><p><span>Stem vegetables</span></p></td><td><p><span>0,02</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>0270010</p></td><td><p>Asparagus</p></td><td><p>&#160;</p></td></tr><tr><td><p>0270020</p></td><td><p>Cardoons</p></td><td><p>&#160;</p></td></tr><tr><td><p>0270030</p></td><td><p>Celeries</p></td><td><p>&#160;</p></td></tr><tr><td><p>0270040</p></td><td><p>Florence fennels</p></td><td><p>&#160;</p></td></tr><tr><td><p>0270050</p></td><td><p>Globe artichokes</p></td><td><p>&#160;</p></td></tr><tr><td><p>0270060</p></td><td><p>Leeks</p></td><td><p>&#160;</p></td></tr><tr><td><p>0270070</p></td><td><p>Rhubarbs</p></td><td><p>&#160;</p></td></tr><tr><td><p>0270080</p></td><td><p>Bamboo shoots</p></td><td><p>&#160;</p></td></tr><tr><td><p>0270090</p></td><td><p>Palm hearts</p></td><td><p>&#160;</p></td></tr><tr><td><p>0270990</p></td><td><p>Others</p></td><td><p>&#160;</p></td></tr><tr/><tr/><tr><td><p>0280000</p></td><td><p><span>Fungi, mosses and lichens</span></p></td><td><p><span>0,02</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>0280010</p></td><td><p>Cultivated fungi</p></td><td><p>&#160;</p></td></tr><tr><td><p>0280020</p></td><td><p>Wild fungi</p></td><td><p>&#160;</p></td></tr><tr><td><p>0280990</p></td><td><p>Mosses and lichens</p></td><td><p>&#160;</p></td></tr><tr><td><p>0290000</p></td><td><p><span>Algae and prokaryotes organisms</span></p></td><td><p><span>0,02</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr/><tr/><tr><td><p>0300000</p></td><td><p><span>PULSES</span></p></td><td><p>&#160;</p></td></tr><tr><td><p>0300010</p></td><td><p>Beans</p></td><td><p>0,3</p></td></tr><tr><td><p>0300020</p></td><td><p>Lentils</p></td><td><p><span>0,02</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>0300030</p></td><td><p>Peas</p></td><td><p><span>0,02</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>0300040</p></td><td><p>Lupins/lupini beans</p></td><td><p><span>0,02</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>0300990</p></td><td><p>Others</p></td><td><p><span>0,02</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr/><tr/><tr><td><p>0400000</p></td><td><p><span>OILSEEDS AND OIL FRUITS</span></p></td><td><p>&#160;</p></td></tr><tr/><tr/><tr><td><p>0401000</p></td><td><p><span>Oilseeds</span></p></td><td><p>&#160;</p></td></tr><tr><td><p>0401010</p></td><td><p>Linseeds</p></td><td><p><span>0,05</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>0401020</p></td><td><p>Peanuts/groundnuts</p></td><td><p><span>0,05</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>0401030</p></td><td><p>Poppy seeds</p></td><td><p><span>0,05</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>0401040</p></td><td><p>Sesame seeds</p></td><td><p><span>0,05</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>0401050</p></td><td><p>Sunflower seeds</p></td><td><p><span>0,05</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>0401060</p></td><td><p>Rapeseeds/canola seeds</p></td><td><p><span>0,05</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>0401070</p></td><td><p>Soyabeans</p></td><td><p><span>0,05</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>0401080</p></td><td><p>Mustard seeds</p></td><td><p><span>0,05</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>0401090</p></td><td><p>Cotton seeds</p></td><td><p>0,3</p></td></tr><tr><td><p>0401100</p></td><td><p>Pumpkin seeds</p></td><td><p><span>0,05</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>0401110</p></td><td><p>Safflower seeds</p></td><td><p><span>0,05</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>0401120</p></td><td><p>Borage seeds</p></td><td><p><span>0,05</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>0401130</p></td><td><p>Gold of pleasure seeds</p></td><td><p><span>0,05</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>0401140</p></td><td><p>Hemp seeds</p></td><td><p><span>0,05</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>0401150</p></td><td><p>Castor beans</p></td><td><p><span>0,05</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>0401990</p></td><td><p>Others</p></td><td><p><span>0,05</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr/><tr/><tr><td><p>0402000</p></td><td><p><span>Oil fruits</span></p></td><td><p><span>0,05</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>0402010</p></td><td><p>Olives for oil production</p></td><td><p>&#160;</p></td></tr><tr><td><p>0402020</p></td><td><p>Oil palms kernels</p></td><td><p>&#160;</p></td></tr><tr><td><p>0402030</p></td><td><p>Oil palms fruits</p></td><td><p>&#160;</p></td></tr><tr><td><p>0402040</p></td><td><p>Kapok</p></td><td><p>&#160;</p></td></tr><tr><td><p>0402990</p></td><td><p>Others</p></td><td><p>&#160;</p></td></tr><tr/><tr/><tr><td><p>0500000</p></td><td><p><span>CEREALS</span></p></td><td><p><span>0,02</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>0500010</p></td><td><p>Barley</p></td><td><p>&#160;</p></td></tr><tr><td><p>0500020</p></td><td><p>Buckwheat and other pseudo-cereals</p></td><td><p>&#160;</p></td></tr><tr><td><p>0500030</p></td><td><p>Maize/corn</p></td><td><p>&#160;</p></td></tr><tr><td><p>0500040</p></td><td><p>Common millet/proso millet</p></td><td><p>&#160;</p></td></tr><tr><td><p>0500050</p></td><td><p>Oat</p></td><td><p>&#160;</p></td></tr><tr><td><p>0500060</p></td><td><p>Rice</p></td><td><p>&#160;</p></td></tr><tr><td><p>0500070</p></td><td><p>Rye</p></td><td><p>&#160;</p></td></tr><tr><td><p>0500080</p></td><td><p>Sorghum</p></td><td><p>&#160;</p></td></tr><tr><td><p>0500090</p></td><td><p>Wheat</p></td><td><p>&#160;</p></td></tr><tr><td><p>0500990</p></td><td><p>Others</p></td><td><p>&#160;</p></td></tr><tr/><tr/><tr><td><p>0600000</p></td><td><p><span>TEAS, COFFEE, HERBAL INFUSIONS, COCOA AND CAROBS</span></p></td><td><p><span>0,1</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>0610000</p></td><td><p><span>Teas</span></p></td><td><p>&#160;</p></td></tr><tr><td><p>0620000</p></td><td><p><span>Coffee beans</span></p></td><td><p>&#160;</p></td></tr><tr/><tr/><tr><td><p>0630000</p></td><td><p><span>Herbal infusions from</span></p></td><td><p>&#160;</p></td></tr><tr/><tr/><tr><td><p>0631000</p></td><td><table><col/><col/><tbody><tr><td><p>(a)</p></td><td><span>flowers</span></td></tr></tbody></table></td><td><p>&#160;</p></td></tr><tr><td><p>0631010</p></td><td><p>Chamomile</p></td><td><p>&#160;</p></td></tr><tr><td><p>0631020</p></td><td><p>Hibiscus/roselle</p></td><td><p>&#160;</p></td></tr><tr><td><p>0631030</p></td><td><p>Rose</p></td><td><p>&#160;</p></td></tr><tr><td><p>0631040</p></td><td><p>Jasmine</p></td><td><p>&#160;</p></td></tr><tr><td><p>0631050</p></td><td><p>Lime/linden</p></td><td><p>&#160;</p></td></tr><tr><td><p>0631990</p></td><td><p>Others</p></td><td><p>&#160;</p></td></tr><tr/><tr/><tr><td><p>0632000</p></td><td><table><col/><col/><tbody><tr><td><p>(b)</p></td><td><span>leaves and herbs</span></td></tr></tbody></table></td><td><p>&#160;</p></td></tr><tr><td><p>0632010</p></td><td><p>Strawberry</p></td><td><p>&#160;</p></td></tr><tr><td><p>0632020</p></td><td><p>Rooibos</p></td><td><p>&#160;</p></td></tr><tr><td><p>0632030</p></td><td><p>Mate/mat&#233;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0632990</p></td><td><p>Others</p></td><td><p>&#160;</p></td></tr><tr/><tr/><tr><td><p>0633000</p></td><td><table><col/><col/><tbody><tr><td><p>(c)</p></td><td><span>roots</span></td></tr></tbody></table></td><td><p>&#160;</p></td></tr><tr><td><p>0633010</p></td><td><p>Valerian</p></td><td><p>&#160;</p></td></tr><tr><td><p>0633020</p></td><td><p>Ginseng</p></td><td><p>&#160;</p></td></tr><tr><td><p>0633990</p></td><td><p>Others</p></td><td><p>&#160;</p></td></tr><tr><td><p>0639000</p></td><td><table><col/><col/><tbody><tr><td><p>(d)</p></td><td><span>any other parts of the plant</span></td></tr></tbody></table></td><td><p>&#160;</p></td></tr><tr><td><p>0640000</p></td><td><p><span>Cocoa beans</span></p></td><td><p>&#160;</p></td></tr><tr><td><p>0650000</p></td><td><p><span>Carobs/Saint John's breads</span></p></td><td><p>&#160;</p></td></tr><tr><td><p>0700000</p></td><td><p><span>HOPS</span></p></td><td><p>20</p></td></tr><tr/><tr/><tr><td><p>0800000</p></td><td><p><span>SPICES</span></p></td><td><p>&#160;</p></td></tr><tr/><tr/><tr><td><p>0810000</p></td><td><p><span>Seed spices</span></p></td><td><p><span>0,1</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>0810010</p></td><td><p>Anise/aniseed</p></td><td><p>&#160;</p></td></tr><tr><td><p>0810020</p></td><td><p>Black caraway/black cumin</p></td><td><p>&#160;</p></td></tr><tr><td><p>0810030</p></td><td><p>Celery</p></td><td><p>&#160;</p></td></tr><tr><td><p>0810040</p></td><td><p>Coriander</p></td><td><p>&#160;</p></td></tr><tr><td><p>0810050</p></td><td><p>Cumin</p></td><td><p>&#160;</p></td></tr><tr><td><p>0810060</p></td><td><p>Dill</p></td><td><p>&#160;</p></td></tr><tr><td><p>0810070</p></td><td><p>Fennel</p></td><td><p>&#160;</p></td></tr><tr><td><p>0810080</p></td><td><p>Fenugreek</p></td><td><p>&#160;</p></td></tr><tr><td><p>0810090</p></td><td><p>Nutmeg</p></td><td><p>&#160;</p></td></tr><tr><td><p>0810990</p></td><td><p>Others</p></td><td><p>&#160;</p></td></tr><tr/><tr/><tr><td><p>0820000</p></td><td><p><span>Fruit spices</span></p></td><td><p><span>0,1</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>0820010</p></td><td><p>Allspice/pimento</p></td><td><p>&#160;</p></td></tr><tr><td><p>0820020</p></td><td><p>Sichuan pepper</p></td><td><p>&#160;</p></td></tr><tr><td><p>0820030</p></td><td><p>Caraway</p></td><td><p>&#160;</p></td></tr><tr><td><p>0820040</p></td><td><p>Cardamom</p></td><td><p>&#160;</p></td></tr><tr><td><p>0820050</p></td><td><p>Juniper berry</p></td><td><p>&#160;</p></td></tr><tr><td><p>0820060</p></td><td><p>Peppercorn (black, green and white)</p></td><td><p>&#160;</p></td></tr><tr><td><p>0820070</p></td><td><p>Vanilla</p></td><td><p>&#160;</p></td></tr><tr><td><p>0820080</p></td><td><p>Tamarind</p></td><td><p>&#160;</p></td></tr><tr><td><p>0820990</p></td><td><p>Others</p></td><td><p>&#160;</p></td></tr><tr/><tr/><tr><td><p>0830000</p></td><td><p><span>Bark spices</span></p></td><td><p><span>0,1</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>0830010</p></td><td><p>Cinnamon</p></td><td><p>&#160;</p></td></tr><tr><td><p>0830990</p></td><td><p>Others</p></td><td><p>&#160;</p></td></tr><tr/><tr/><tr><td><p>0840000</p></td><td><p><span>Root and rhizome spices</span></p></td><td><p>&#160;</p></td></tr><tr><td><p>0840010</p></td><td><p>Liquorice</p></td><td><p><span>0,1</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>0840020</p></td><td><p>Ginger</p></td><td><p><span>0,1</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>0840030</p></td><td><p>Turmeric/curcuma</p></td><td><p><span>0,1</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>0840040</p></td><td><p>Horseradish</p></td><td><p>(+)</p></td></tr><tr><td><p>0840990</p></td><td><p>Others</p></td><td><p><span>0,1</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr/><tr/><tr><td><p>0850000</p></td><td><p><span>Bud spices</span></p></td><td><p><span>0,1</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>0850010</p></td><td><p>Cloves</p></td><td><p>&#160;</p></td></tr><tr><td><p>0850020</p></td><td><p>Capers</p></td><td><p>&#160;</p></td></tr><tr><td><p>0850990</p></td><td><p>Others</p></td><td><p>&#160;</p></td></tr><tr/><tr/><tr><td><p>0860000</p></td><td><p><span>Flower pistil spices</span></p></td><td><p><span>0,1</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>0860010</p></td><td><p>Saffron</p></td><td><p>&#160;</p></td></tr><tr><td><p>0860990</p></td><td><p>Others</p></td><td><p>&#160;</p></td></tr><tr/><tr/><tr><td><p>0870000</p></td><td><p><span>Aril spices</span></p></td><td><p><span>0,1</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>0870010</p></td><td><p>Mace</p></td><td><p>&#160;</p></td></tr><tr><td><p>0870990</p></td><td><p>Others</p></td><td><p>&#160;</p></td></tr><tr/><tr/><tr><td><p>0900000</p></td><td><p><span>SUGAR PLANTS</span></p></td><td><p><span>0,02</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>0900010</p></td><td><p>Sugar beet roots</p></td><td><p>&#160;</p></td></tr><tr><td><p>0900020</p></td><td><p>Sugar canes</p></td><td><p>&#160;</p></td></tr><tr><td><p>0900030</p></td><td><p>Chicory roots</p></td><td><p>&#160;</p></td></tr><tr><td><p>0900990</p></td><td><p>Others</p></td><td><p>&#160;</p></td></tr><tr/><tr/><tr><td><p>1000000</p></td><td><p><span>PRODUCTS OF ANIMAL ORIGIN -TERRESTRIAL ANIMALS</span></p></td><td><p>&#160;</p></td></tr><tr/><tr/><tr><td><p>1010000</p></td><td><p><span>Tissues from</span></p></td><td><p>&#160;</p></td></tr><tr/><tr/><tr><td><p>1011000</p></td><td><table><col/><col/><tbody><tr><td><p>(a)</p></td><td><span>swine</span></td></tr></tbody></table></td><td><p>&#160;</p></td></tr><tr><td><p>1011010</p></td><td><p>Muscle</p></td><td><p><span>0,02</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>1011020</p></td><td><p>Fat tissue</p></td><td><p>0,05</p></td></tr><tr><td><p>1011030</p></td><td><p>Liver</p></td><td><p><span>0,02</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>1011040</p></td><td><p>Kidney</p></td><td><p><span>0,02</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>1011050</p></td><td><p>Edible offals (other than liver and kidney)</p></td><td><p><span>0,02</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>1011990</p></td><td><p>Others</p></td><td><p><span>0,02</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr/><tr/><tr><td><p>1012000</p></td><td><table><col/><col/><tbody><tr><td><p>(b)</p></td><td><span>bovine</span></td></tr></tbody></table></td><td><p>&#160;</p></td></tr><tr><td><p>1012010</p></td><td><p>Muscle</p></td><td><p><span>0,02</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>1012020</p></td><td><p>Fat tissue</p></td><td><p>0,05</p></td></tr><tr><td><p>1012030</p></td><td><p>Liver</p></td><td><p><span>0,02</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>1012040</p></td><td><p>Kidney</p></td><td><p><span>0,02</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>1012050</p></td><td><p>Edible offals (other than liver and kidney)</p></td><td><p><span>0,02</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>1012990</p></td><td><p>Others</p></td><td><p><span>0,02</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr/><tr/><tr><td><p>1013000</p></td><td><table><col/><col/><tbody><tr><td><p>(c)</p></td><td><span>sheep</span></td></tr></tbody></table></td><td><p>&#160;</p></td></tr><tr><td><p>1013010</p></td><td><p>Muscle</p></td><td><p><span>0,02</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>1013020</p></td><td><p>Fat tissue</p></td><td><p>0,05</p></td></tr><tr><td><p>1013030</p></td><td><p>Liver</p></td><td><p><span>0,02</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>1013040</p></td><td><p>Kidney</p></td><td><p><span>0,02</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>1013050</p></td><td><p>Edible offals (other than liver and kidney)</p></td><td><p><span>0,02</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>1013990</p></td><td><p>Others</p></td><td><p><span>0,02</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr/><tr/><tr><td><p>1014000</p></td><td><table><col/><col/><tbody><tr><td><p>d)</p></td><td><span>goat</span></td></tr></tbody></table></td><td><p>&#160;</p></td></tr><tr><td><p>1014010</p></td><td><p>Muscle</p></td><td><p><span>0,02</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>1014020</p></td><td><p>Fat tissue</p></td><td><p>0,05</p></td></tr><tr><td><p>1014030</p></td><td><p>Liver</p></td><td><p><span>0,02</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>1014040</p></td><td><p>Kidney</p></td><td><p><span>0,02</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>1014050</p></td><td><p>Edible offals (other than liver and kidney)</p></td><td><p><span>0,02</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>1014990</p></td><td><p>Others</p></td><td><p><span>0,02</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr/><tr/><tr><td><p>1015000</p></td><td><table><col/><col/><tbody><tr><td><p>(e)</p></td><td><span>equine</span></td></tr></tbody></table></td><td><p>&#160;</p></td></tr><tr><td><p>1015010</p></td><td><p>Muscle</p></td><td><p><span>0,02</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>1015020</p></td><td><p>Fat tissue</p></td><td><p>0,05</p></td></tr><tr><td><p>1015030</p></td><td><p>Liver</p></td><td><p><span>0,02</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>1015040</p></td><td><p>Kidney</p></td><td><p><span>0,02</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>1015050</p></td><td><p>Edible offals (other than liver and kidney)</p></td><td><p><span>0,02</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>1015990</p></td><td><p>Others</p></td><td><p><span>0,02</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr/><tr/><tr><td><p>1016000</p></td><td><table><col/><col/><tbody><tr><td><p>(f)</p></td><td><span>poultry</span></td></tr></tbody></table></td><td><p><span>0,02</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>1016010</p></td><td><p>Muscle</p></td><td><p>&#160;</p></td></tr><tr><td><p>1016020</p></td><td><p>Fat tissue</p></td><td><p>&#160;</p></td></tr><tr><td><p>1016030</p></td><td><p>Liver</p></td><td><p>&#160;</p></td></tr><tr><td><p>1016040</p></td><td><p>Kidney</p></td><td><p>&#160;</p></td></tr><tr><td><p>1016050</p></td><td><p>Edible offals (other than liver and kidney)</p></td><td><p>&#160;</p></td></tr><tr><td><p>1016990</p></td><td><p>Others</p></td><td><p>&#160;</p></td></tr><tr/><tr/><tr><td><p>1017000</p></td><td><table><col/><col/><tbody><tr><td><p>(g)</p></td><td><span>other farmed terrestrial animals</span></td></tr></tbody></table></td><td><p>&#160;</p></td></tr><tr><td><p>1017010</p></td><td><p>Muscle</p></td><td><p><span>0,02</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>1017020</p></td><td><p>Fat tissue</p></td><td><p>0,05</p></td></tr><tr><td><p>1017030</p></td><td><p>Liver</p></td><td><p><span>0,02</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>1017040</p></td><td><p>Kidney</p></td><td><p><span>0,02</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>1017050</p></td><td><p>Edible offals (other than liver and kidney)</p></td><td><p><span>0,02</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>1017990</p></td><td><p>Others</p></td><td><p><span>0,02</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr/><tr/><tr><td><p>1020000</p></td><td><p><span>Milk</span></p></td><td><p><span>0,02</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>1020010</p></td><td><p>Cattle</p></td><td><p>&#160;</p></td></tr><tr><td><p>1020020</p></td><td><p>Sheep</p></td><td><p>&#160;</p></td></tr><tr><td><p>1020030</p></td><td><p>Goat</p></td><td><p>&#160;</p></td></tr><tr><td><p>1020040</p></td><td><p>Horse</p></td><td><p>&#160;</p></td></tr><tr><td><p>1020990</p></td><td><p>Others</p></td><td><p>&#160;</p></td></tr><tr/><tr/><tr><td><p>1030000</p></td><td><p><span>Birds eggs</span></p></td><td><p><span>0,02</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>1030010</p></td><td><p>Chicken</p></td><td><p>&#160;</p></td></tr><tr><td><p>1030020</p></td><td><p>Duck</p></td><td><p>&#160;</p></td></tr><tr><td><p>1030030</p></td><td><p>Geese</p></td><td><p>&#160;</p></td></tr><tr><td><p>1030040</p></td><td><p>Quail</p></td><td><p>&#160;</p></td></tr><tr><td><p>1030990</p></td><td><p>Others</p></td><td><p>&#160;</p></td></tr><tr><td><p>1040000</p></td><td><p><span>Honey and other apiculture products</span></p></td><td><p>0,05<a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>1050000</p></td><td><p><span>Amphibians and Reptiles</span></p></td><td><p><span>0,02</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>1060000</p></td><td><p><span>Terrestrial invertebrate animals</span></p></td><td><p><span>0,02</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td><p>1070000</p></td><td><p><span>Wild terrestrial vertebrate animals</span></p></td><td><p><span>0,02</span><a>&#160;(<span>*1</span>)</a></p></td></tr><tr><td/></tr></tbody></table></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(2)</p></td><td><p>In Annex V the columns for daminozide and tolylfluanid are replaced by the following:</p><p><span>&#8216;Pesticide residues and maximum residue levels (mg/kg)</span></p><table><col/><col/><col/><col/><tbody><tr><td><p>Code number</p></td><td><p>Groups and examples of individual products to which the MRLs apply<a>&#160;(<span>2</span>)</a></p></td><td><p>Daminozide (sum of daminozide and 1,1-dimethyl-hydrazine (UDHM), expressed as daminozide)</p></td><td><p>Tolylfluanid (Sum of tolylfluanid and dimethylaminosulfotoluidide expressed as tolylfluanid) (F) (R)</p></td></tr><tr><td><p>(1)</p></td><td><p>(2)</p></td><td><p>(3)</p></td><td><p>(4)</p></td></tr><tr/><tr/><tr><td><p>0100000</p></td><td><p><span>FRUITS, FRESH or FROZEN; TREE NUTS</span></p></td><td><p>&#160;</p></td><td><p><span>0,02</span><a>&#160;(<span>*2</span>)</a></p></td></tr><tr/><tr/><tr><td><p>0110000</p></td><td><p><span>Citrus fruits</span></p></td><td><p><span>0,06</span><a>&#160;(<span>*2</span>)</a></p></td><td><p>&#160;</p></td></tr><tr><td><p>0110010</p></td><td><p>Grapefruits</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0110020</p></td><td><p>Oranges</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0110030</p></td><td><p>Lemons</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0110040</p></td><td><p>Limes</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0110050</p></td><td><p>Mandarins</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0110990</p></td><td><p>Others</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr/><tr/><tr><td><p>0120000</p></td><td><p><span>Tree nuts</span></p></td><td><p>0,1<a>&#160;(<span>*2</span>)</a></p></td><td><p>&#160;</p></td></tr><tr><td><p>0120010</p></td><td><p>Almonds</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0120020</p></td><td><p>Brazil nuts</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0120030</p></td><td><p>Cashew nuts</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0120040</p></td><td><p>Chestnuts</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0120050</p></td><td><p>Coconuts</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0120060</p></td><td><p>Hazelnuts/cobnuts</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0120070</p></td><td><p>Macadamias</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0120080</p></td><td><p>Pecans</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0120090</p></td><td><p>Pine nut kernels</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0120100</p></td><td><p>Pistachios</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0120110</p></td><td><p>Walnuts</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0120990</p></td><td><p>Others</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr/><tr/><tr><td><p>0130000</p></td><td><p><span>Pome fruits</span></p></td><td><p><span>0,06</span><a>&#160;(<span>*2</span>)</a></p></td><td><p>&#160;</p></td></tr><tr><td><p>0130010</p></td><td><p>Apples</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0130020</p></td><td><p>Pears</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0130030</p></td><td><p>Quinces</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0130040</p></td><td><p>Medlars</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0130050</p></td><td><p>Loquats/Japanese medlars</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0130990</p></td><td><p>Others</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr/><tr/><tr><td><p>0140000</p></td><td><p><span>Stone fruits</span></p></td><td><p><span>0,06</span><a>&#160;(<span>*2</span>)</a></p></td><td><p>&#160;</p></td></tr><tr><td><p>0140010</p></td><td><p>Apricots</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0140020</p></td><td><p>Cherries (sweet)</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0140030</p></td><td><p>Peaches</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0140040</p></td><td><p>Plums</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0140990</p></td><td><p>Others</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr/><tr/><tr><td><p>0150000</p></td><td><p><span>Berries and small fruits</span></p></td><td><p><span>0,06</span><a>&#160;(<span>*2</span>)</a></p></td><td><p>&#160;</p></td></tr><tr/><tr/><tr><td><p>0151000</p></td><td><table><col/><col/><tbody><tr><td><p>(a)</p></td><td><span>grapes</span></td></tr></tbody></table></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0151010</p></td><td><p>Table grapes</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0151020</p></td><td><p>Wine grapes</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0152000</p></td><td><table><col/><col/><tbody><tr><td><p>(b)</p></td><td><span>strawberries</span></td></tr></tbody></table></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr/><tr/><tr><td><p>0153000</p></td><td><table><col/><col/><tbody><tr><td><p>(c)</p></td><td><span>cane fruits</span></td></tr></tbody></table></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0153010</p></td><td><p>Blackberries</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0153020</p></td><td><p>Dewberries</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0153030</p></td><td><p>Raspberries (red and yellow)</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0153990</p></td><td><p>Others</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr/><tr/><tr><td><p>0154000</p></td><td><table><col/><col/><tbody><tr><td><p>(d)</p></td><td><span>other small fruits and berries</span></td></tr></tbody></table></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0154010</p></td><td><p>Blueberries</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0154020</p></td><td><p>Cranberries</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0154030</p></td><td><p>Currants (black, red and white)</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0154040</p></td><td><p>Gooseberries (green, red and yellow)</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0154050</p></td><td><p>Rose hips</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0154060</p></td><td><p>Mulberries (black and white)</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0154070</p></td><td><p>Azaroles/Mediterranean medlars</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0154080</p></td><td><p>Elderberries</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0154990</p></td><td><p>Others</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr/><tr/><tr><td><p>0160000</p></td><td><p><span>Miscellaneous fruits with</span></p></td><td><p><span>0,06</span><a>&#160;(<span>*2</span>)</a></p></td><td><p>&#160;</p></td></tr><tr/><tr/><tr><td><p>0161000</p></td><td><table><col/><col/><tbody><tr><td><p>(a)</p></td><td><span>edible peel</span></td></tr></tbody></table></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0161010</p></td><td><p>Dates</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0161020</p></td><td><p>Figs</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0161030</p></td><td><p>Table olives</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0161040</p></td><td><p>Kumquats</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0161050</p></td><td><p>Carambolas</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0161060</p></td><td><p>Kaki/Japanese persimmons</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0161070</p></td><td><p>Jambuls/jambolans</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0161990</p></td><td><p>Others</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr/><tr/><tr><td><p>0162000</p></td><td><table><col/><col/><tbody><tr><td><p>(b)</p></td><td><span>inedible peel, small</span></td></tr></tbody></table></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0162010</p></td><td><p>Kiwi fruits (green, red, yellow)</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0162020</p></td><td><p>Litchis/lychees</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0162030</p></td><td><p>Passionfruits/maracujas</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0162040</p></td><td><p>Prickly pears/cactus fruits</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0162050</p></td><td><p>Star apples/cainitos</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0162060</p></td><td><p>American persimmons/Virginia kaki</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0162990</p></td><td><p>Others</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr/><tr/><tr><td><p>0163000</p></td><td><table><col/><col/><tbody><tr><td><p>(c)</p></td><td><span>inedible peel, large</span></td></tr></tbody></table></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0163010</p></td><td><p>Avocados</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0163020</p></td><td><p>Bananas</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0163030</p></td><td><p>Mangoes</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0163040</p></td><td><p>Papayas</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0163050</p></td><td><p>Granate apples/pomegranates</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0163060</p></td><td><p>Cherimoyas</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0163070</p></td><td><p>Guavas</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0163080</p></td><td><p>Pineapples</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0163090</p></td><td><p>Breadfruits</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0163100</p></td><td><p>Durians</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0163110</p></td><td><p>Soursops/guanabanas</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0163990</p></td><td><p>Others</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr/><tr/><tr><td><p>0200000</p></td><td><p><span>VEGETABLES, FRESH or FROZEN</span></p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr/><tr/><tr><td><p>0210000</p></td><td><p><span>Root and tuber vegetables</span></p></td><td><p><span>0,06</span><a>&#160;(<span>*2</span>)</a></p></td><td><p><span>0,02</span><a>&#160;(<span>*2</span>)</a></p></td></tr><tr><td><p>0211000</p></td><td><table><col/><col/><tbody><tr><td><p>(a)</p></td><td><span>potatoes</span></td></tr></tbody></table></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr/><tr/><tr><td><p>0212000</p></td><td><table><col/><col/><tbody><tr><td><p>(b)</p></td><td><span>tropical root and tuber vegetables</span></td></tr></tbody></table></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0212010</p></td><td><p>Cassava roots/manioc</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0212020</p></td><td><p>Sweet potatoes</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0212030</p></td><td><p>Yams</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0212040</p></td><td><p>Arrowroots</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0212990</p></td><td><p>Others</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr/><tr/><tr><td><p>0213000</p></td><td><table><col/><col/><tbody><tr><td><p>(c)</p></td><td><span>other root and tuber vegetables except sugar beets</span></td></tr></tbody></table></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0213010</p></td><td><p>Beetroots</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0213020</p></td><td><p>Carrots</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0213030</p></td><td><p>Celeriacs/turnip rooted celeries</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0213040</p></td><td><p>Horseradishes</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0213050</p></td><td><p>Jerusalem artichokes</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0213060</p></td><td><p>Parsnips</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0213070</p></td><td><p>Parsley roots/Hamburg roots parsley</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0213080</p></td><td><p>Radishes</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0213090</p></td><td><p>Salsifies</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0213100</p></td><td><p>Swedes/rutabagas</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0213110</p></td><td><p>Turnips</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0213990</p></td><td><p>Others</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr/><tr/><tr><td><p>0220000</p></td><td><p><span>Bulb vegetables</span></p></td><td><p><span>0,06</span><a>&#160;(<span>*2</span>)</a></p></td><td><p><span>0,02</span><a>&#160;(<span>*2</span>)</a></p></td></tr><tr><td><p>0220010</p></td><td><p>Garlic</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0220020</p></td><td><p>Onions</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0220030</p></td><td><p>Shallots</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0220040</p></td><td><p>Spring onions/green onions and Welsh onions</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0220990</p></td><td><p>Others</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr/><tr/><tr><td><p>0230000</p></td><td><p><span>Fruiting vegetables</span></p></td><td><p><span>0,06</span><a>&#160;(<span>*2</span>)</a></p></td><td><p><span>0,02</span><a>&#160;(<span>*2</span>)</a></p></td></tr><tr/><tr/><tr><td><p>0231000</p></td><td><table><col/><col/><tbody><tr><td><p>(a)</p></td><td><span>solanacea</span></td></tr></tbody></table></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0231010</p></td><td><p>Tomatoes</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0231020</p></td><td><p>Sweet peppers/bell peppers</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0231030</p></td><td><p>Aubergines/eggplants</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0231040</p></td><td><p>Okra/lady's fingers</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0231990</p></td><td><p>Others</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr/><tr/><tr><td><p>0232000</p></td><td><table><col/><col/><tbody><tr><td><p>(b)</p></td><td><span>cucurbits with edible peel</span></td></tr></tbody></table></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0232010</p></td><td><p>Cucumbers</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0232020</p></td><td><p>Gherkins</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0232030</p></td><td><p>Courgettes</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0232990</p></td><td><p>Others</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr/><tr/><tr><td><p>0233000</p></td><td><table><col/><col/><tbody><tr><td><p>(c)</p></td><td><span>cucurbits with inedible peel</span></td></tr></tbody></table></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0233010</p></td><td><p>Melons</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0233020</p></td><td><p>Pumpkins</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0233030</p></td><td><p>Watermelons</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0233990</p></td><td><p>Others</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0234000</p></td><td><table><col/><col/><tbody><tr><td><p>(d)</p></td><td><span>sweet corn</span></td></tr></tbody></table></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0239000</p></td><td><table><col/><col/><tbody><tr><td><p>(e)</p></td><td><span>other fruiting vegetables</span></td></tr></tbody></table></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr/><tr/><tr><td><p>0240000</p></td><td><p><span>Brassica vegetables (excluding brassica roots and brassica baby leaf crops)</span></p></td><td><p><span>0,06</span><a>&#160;(<span>*2</span>)</a></p></td><td><p><span>0,02</span><a>&#160;(<span>*2</span>)</a></p></td></tr><tr/><tr/><tr><td><p>0241000</p></td><td><table><col/><col/><tbody><tr><td><p>(a)</p></td><td><span>flowering brassica</span></td></tr></tbody></table></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0241010</p></td><td><p>Broccoli</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0241020</p></td><td><p>Cauliflowers</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0241990</p></td><td><p>Others</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr/><tr/><tr><td><p>0242000</p></td><td><table><col/><col/><tbody><tr><td><p>(b)</p></td><td><span>head brassica</span></td></tr></tbody></table></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0242010</p></td><td><p>Brussels sprouts</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0242020</p></td><td><p>Head cabbages</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0242990</p></td><td><p>Others</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr/><tr/><tr><td><p>0243000</p></td><td><table><col/><col/><tbody><tr><td><p>(c)</p></td><td><span>leafy brassica</span></td></tr></tbody></table></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0243010</p></td><td><p>Chinese cabbages/pe-tsai</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0243020</p></td><td><p>Kales</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0243990</p></td><td><p>Others</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0244000</p></td><td><table><col/><col/><tbody><tr><td><p>(d)</p></td><td><span>kohlrabies</span></td></tr></tbody></table></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr/><tr/><tr><td><p>0250000</p></td><td><p><span>Leaf vegetables, herbs and edible flowers</span></p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr/><tr/><tr><td><p>0251000</p></td><td><table><col/><col/><tbody><tr><td><p>(a)</p></td><td><span>lettuces and salad plants</span></td></tr></tbody></table></td><td><p><span>0,06</span><a>&#160;(<span>*2</span>)</a></p></td><td><p><span>0,02</span><a>&#160;(<span>*2</span>)</a></p></td></tr><tr><td><p>0251010</p></td><td><p>Lamb's lettuces/corn salads</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0251020</p></td><td><p>Lettuces</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0251030</p></td><td><p>Escaroles/broad-leaved endives</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0251040</p></td><td><p>Cresses and other sprouts and shoots</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0251050</p></td><td><p>Land cresses</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0251060</p></td><td><p>Roman rocket/rucola</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0251070</p></td><td><p>Red mustards</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0251080</p></td><td><p>Baby leaf crops (including brassica species)</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0251990</p></td><td><p>Others</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr/><tr/><tr><td><p>0252000</p></td><td><table><col/><col/><tbody><tr><td><p>(b)</p></td><td><span>spinaches and similar leaves</span></td></tr></tbody></table></td><td><p><span>0,06</span><a>&#160;(<span>*2</span>)</a></p></td><td><p><span>0,02</span><a>&#160;(<span>*2</span>)</a></p></td></tr><tr><td><p>0252010</p></td><td><p>Spinaches</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0252020</p></td><td><p>Purslanes</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0252030</p></td><td><p>Chards/beet leaves</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0252990</p></td><td><p>Others</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0253000</p></td><td><table><col/><col/><tbody><tr><td><p>(c)</p></td><td><span>grape leaves and similar species</span></td></tr></tbody></table></td><td><p><span>0,06</span><a>&#160;(<span>*2</span>)</a></p></td><td><p><span>0,02</span><a>&#160;(<span>*2</span>)</a></p></td></tr><tr><td><p>0254000</p></td><td><table><col/><col/><tbody><tr><td><p>(d)</p></td><td><span>watercresses</span></td></tr></tbody></table></td><td><p><span>0,06</span><a>&#160;(<span>*2</span>)</a></p></td><td><p><span>0,02</span><a>&#160;(<span>*2</span>)</a></p></td></tr><tr><td><p>0255000</p></td><td><table><col/><col/><tbody><tr><td><p>(e)</p></td><td><span>witloofs/Belgian endives</span></td></tr></tbody></table></td><td><p><span>0,06</span><a>&#160;(<span>*2</span>)</a></p></td><td><p><span>0,02</span><a>&#160;(<span>*2</span>)</a></p></td></tr><tr/><tr/><tr><td><p>0256000</p></td><td><table><col/><col/><tbody><tr><td><p>(f)</p></td><td><span>herbs and edible flowers</span></td></tr></tbody></table></td><td><p><span>0,1</span><a>&#160;(<span>*2</span>)</a></p></td><td><p><span>0,05</span><a>&#160;(<span>*2</span>)</a></p></td></tr><tr><td><p>0256010</p></td><td><p>Chervil</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0256020</p></td><td><p>Chives</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0256030</p></td><td><p>Celery leaves</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0256040</p></td><td><p>Parsley</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0256050</p></td><td><p>Sage</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0256060</p></td><td><p>Rosemary</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0256070</p></td><td><p>Thyme</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0256080</p></td><td><p>Basil and edible flowers</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0256090</p></td><td><p>Laurel/bay leave</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0256100</p></td><td><p>Tarragon</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0256990</p></td><td><p>Others</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr/><tr/><tr><td><p>0260000</p></td><td><p><span>Legume vegetables</span></p></td><td><p><span>0,06</span><a>&#160;(<span>*2</span>)</a></p></td><td><p><span>0,02</span><a>&#160;(<span>*2</span>)</a></p></td></tr><tr><td><p>0260010</p></td><td><p>Beans (with pods)</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0260020</p></td><td><p>Beans (without pods)</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0260030</p></td><td><p>Peas (with pods)</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0260040</p></td><td><p>Peas (without pods)</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0260050</p></td><td><p>Lentils</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0260990</p></td><td><p>Others</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr/><tr/><tr><td><p>0270000</p></td><td><p><span>Stem vegetables</span></p></td><td><p><span>0,06</span><a>&#160;(<span>*2</span>)</a></p></td><td><p><span>0,02</span><a>&#160;(<span>*2</span>)</a></p></td></tr><tr><td><p>0270010</p></td><td><p>Asparagus</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0270020</p></td><td><p>Cardoons</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0270030</p></td><td><p>Celeries</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0270040</p></td><td><p>Florence fennels</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0270050</p></td><td><p>Globe artichokes</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0270060</p></td><td><p>Leeks</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0270070</p></td><td><p>Rhubarbs</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0270080</p></td><td><p>Bamboo shoots</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0270090</p></td><td><p>Palm hearts</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0270990</p></td><td><p>Others</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr/><tr/><tr><td><p>0280000</p></td><td><p><span>Fungi, mosses and lichens</span></p></td><td><p>0,06<a>&#160;(<span>*2</span>)</a></p></td><td><p><span>0,02</span><a>&#160;(<span>*2</span>)</a></p></td></tr><tr><td><p>0280010</p></td><td><p>Cultivated fungi</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0280020</p></td><td><p>Wild fungi</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0280990</p></td><td><p>Mosses and lichens</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0290000</p></td><td><p><span>Algae and prokaryotes organisms</span></p></td><td><p>0,06<a>&#160;(<span>*2</span>)</a></p></td><td><p><span>0,02</span><a>&#160;(<span>*2</span>)</a></p></td></tr><tr/><tr/><tr><td><p>0300000</p></td><td><p><span>PULSES</span></p></td><td><p>0,06<a>&#160;(<span>*2</span>)</a></p></td><td><p><span>0,05</span><a>&#160;(<span>*2</span>)</a></p></td></tr><tr><td><p>0300010</p></td><td><p>Beans</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0300020</p></td><td><p>Lentils</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0300030</p></td><td><p>Peas</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0300040</p></td><td><p>Lupins/lupini beans</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0300990</p></td><td><p>Others</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr/><tr/><tr><td><p>0400000</p></td><td><p><span>OILSEEDS AND OIL FRUITS</span></p></td><td><p>0,1<a>&#160;(<span>*2</span>)</a></p></td><td><p><span>0,02</span><a>&#160;(<span>*2</span>)</a></p></td></tr><tr/><tr/><tr><td><p>0401000</p></td><td><p><span>Oilseeds</span></p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0401010</p></td><td><p>Linseeds</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0401020</p></td><td><p>Peanuts/groundnuts</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0401030</p></td><td><p>Poppy seeds</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0401040</p></td><td><p>Sesame seeds</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0401050</p></td><td><p>Sunflower seeds</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0401060</p></td><td><p>Rapeseeds/canola seeds</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0401070</p></td><td><p>Soyabeans</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0401080</p></td><td><p>Mustard seeds</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0401090</p></td><td><p>Cotton seeds</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0401100</p></td><td><p>Pumpkin seeds</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0401110</p></td><td><p>Safflower seeds</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0401120</p></td><td><p>Borage seeds</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0401130</p></td><td><p>Gold of pleasure seeds</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0401140</p></td><td><p>Hemp seeds</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0401150</p></td><td><p>Castor beans</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0401990</p></td><td><p>Others</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr/><tr/><tr><td><p>0402000</p></td><td><p><span>Oil fruits</span></p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0402010</p></td><td><p>Olives for oil production</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0402020</p></td><td><p>Oil palms kernels</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0402030</p></td><td><p>Oil palms fruits</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0402040</p></td><td><p>Kapok</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0402990</p></td><td><p>Others</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr/><tr/><tr><td><p>0500000</p></td><td><p><span>CEREALS</span></p></td><td><p><span>0,06</span><a>&#160;(<span>*2</span>)</a></p></td><td><p><span>0,05</span><a>&#160;(<span>*2</span>)</a></p></td></tr><tr><td><p>0500010</p></td><td><p>Barley</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0500020</p></td><td><p>Buckwheat and other pseudo-cereals</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0500030</p></td><td><p>Maize/corn</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0500040</p></td><td><p>Common millet/proso millet</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0500050</p></td><td><p>Oat</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0500060</p></td><td><p>Rice</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0500070</p></td><td><p>Rye</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0500080</p></td><td><p>Sorghum</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0500090</p></td><td><p>Wheat</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0500990</p></td><td><p>Others</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr/><tr/><tr><td><p>0600000</p></td><td><p><span>TEAS, COFFEE, HERBAL INFUSIONS, COCOA AND CAROBS</span></p></td><td><p>0,1<a>&#160;(<span>*2</span>)</a></p></td><td><p><span>0,1</span><a>&#160;(<span>*2</span>)</a></p></td></tr><tr><td><p>0610000</p></td><td><p><span>Teas</span></p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0620000</p></td><td><p><span>Coffee beans</span></p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr/><tr/><tr><td><p>0630000</p></td><td><p><span>Herbal infusions from</span></p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr/><tr/><tr><td><p>0631000</p></td><td><table><col/><col/><tbody><tr><td><p>(a)</p></td><td><span>flowers</span></td></tr></tbody></table></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0631010</p></td><td><p>Chamomile</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0631020</p></td><td><p>Hibiscus/roselle</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0631030</p></td><td><p>Rose</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0631040</p></td><td><p>Jasmine</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0631050</p></td><td><p>Lime/linden</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0631990</p></td><td><p>Others</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr/><tr/><tr><td><p>0632000</p></td><td><table><col/><col/><tbody><tr><td><p>(b)</p></td><td><span>leaves and herbs</span></td></tr></tbody></table></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0632010</p></td><td><p>Strawberry</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0632020</p></td><td><p>Rooibos</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0632030</p></td><td><p>Mate/mat&#233;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0632990</p></td><td><p>Others</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr/><tr/><tr><td><p>0633000</p></td><td><table><col/><col/><tbody><tr><td><p>(c)</p></td><td><span>roots</span></td></tr></tbody></table></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0633010</p></td><td><p>Valerian</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0633020</p></td><td><p>Ginseng</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0633990</p></td><td><p>Others</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0639000</p></td><td><table><col/><col/><tbody><tr><td><p>(d)</p></td><td><span>any other parts of the plant</span></td></tr></tbody></table></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0640000</p></td><td><p><span>Cocoa beans</span></p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0650000</p></td><td><p><span>Carobs/Saint John's breads</span></p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0700000</p></td><td><p><span>HOPS</span></p></td><td><p>0,1<a>&#160;(<span>*2</span>)</a></p></td><td><p><span>0,1</span><a>&#160;(<span>*2</span>)</a></p></td></tr><tr/><tr/><tr><td><p>0800000</p></td><td><p><span>SPICES</span></p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr/><tr/><tr><td><p>0810000</p></td><td><p><span>Seed spices</span></p></td><td><p>0,1<a>&#160;(<span>*2</span>)</a></p></td><td><p><span>0,1</span><a>&#160;(<span>*2</span>)</a></p></td></tr><tr><td><p>0810010</p></td><td><p>Anise/aniseed</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0810020</p></td><td><p>Black caraway/black cumin</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0810030</p></td><td><p>Celery</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0810040</p></td><td><p>Coriander</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0810050</p></td><td><p>Cumin</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0810060</p></td><td><p>Dill</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0810070</p></td><td><p>Fennel</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0810080</p></td><td><p>Fenugreek</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0810090</p></td><td><p>Nutmeg</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0810990</p></td><td><p>Others</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr/><tr/><tr><td><p>0820000</p></td><td><p><span>Fruit spices</span></p></td><td><p>0,1<a>&#160;(<span>*2</span>)</a></p></td><td><p><span>0,1</span><a>&#160;(<span>*2</span>)</a></p></td></tr><tr><td><p>0820010</p></td><td><p>Allspice/pimento</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0820020</p></td><td><p>Sichuan pepper</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0820030</p></td><td><p>Caraway</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0820040</p></td><td><p>Cardamom</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0820050</p></td><td><p>Juniper berry</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0820060</p></td><td><p>Peppercorn (black, green and white)</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0820070</p></td><td><p>Vanilla</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0820080</p></td><td><p>Tamarind</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0820990</p></td><td><p>Others</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr/><tr/><tr><td><p>0830000</p></td><td><p><span>Bark spices</span></p></td><td><p>0,1<a>&#160;(<span>*2</span>)</a></p></td><td><p><span>0,1</span><a>&#160;(<span>*2</span>)</a></p></td></tr><tr><td><p>0830010</p></td><td><p>Cinnamon</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0830990</p></td><td><p>Others</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr/><tr/><tr><td><p>0840000</p></td><td><p><span>Root and rhizome spices</span></p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0840010</p></td><td><p>Liquorice</p></td><td><p>0,1<a>&#160;(<span>*2</span>)</a></p></td><td><p><span>0,1</span><a>&#160;(<span>*2</span>)</a></p></td></tr><tr><td><p>0840020</p></td><td><p>Ginger</p></td><td><p>0,1<a>&#160;(<span>*2</span>)</a></p></td><td><p><span>0,1</span><a>&#160;(<span>*2</span>)</a></p></td></tr><tr><td><p>0840030</p></td><td><p>Turmeric/curcuma</p></td><td><p>0,1<a>&#160;(<span>*2</span>)</a></p></td><td><p><span>0,1</span><a>&#160;(<span>*2</span>)</a></p></td></tr><tr><td><p>0840040</p></td><td><p>Horseradish</p></td><td><p>(+)</p></td><td><p>(+)</p></td></tr><tr><td><p>0840990</p></td><td><p>Others</p></td><td><p>0,1<a>&#160;(<span>*2</span>)</a></p></td><td><p><span>0,1</span><a>&#160;(<span>*2</span>)</a></p></td></tr><tr/><tr/><tr><td><p>0850000</p></td><td><p><span>Bud spices</span></p></td><td><p>0,1<a>&#160;(<span>*2</span>)</a></p></td><td><p><span>0,1</span><a>&#160;(<span>*2</span>)</a></p></td></tr><tr><td><p>0850010</p></td><td><p>Cloves</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0850020</p></td><td><p>Capers</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0850990</p></td><td><p>Others</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr/><tr/><tr><td><p>0860000</p></td><td><p><span>Flower pistil spices</span></p></td><td><p>0,1<a>&#160;(<span>*2</span>)</a></p></td><td><p><span>0,1</span><a>&#160;(<span>*2</span>)</a></p></td></tr><tr><td><p>0860010</p></td><td><p>Saffron</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0860990</p></td><td><p>Others</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr/><tr/><tr><td><p>0870000</p></td><td><p><span>Aril spices</span></p></td><td><p>0,1<a>&#160;(<span>*2</span>)</a></p></td><td><p><span>0,1</span><a>&#160;(<span>*2</span>)</a></p></td></tr><tr><td><p>0870010</p></td><td><p>Mace</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0870990</p></td><td><p>Others</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr/><tr/><tr><td><p>0900000</p></td><td><p><span>SUGAR PLANTS</span></p></td><td><p><span>0,06</span><a>&#160;(<span>*2</span>)</a></p></td><td><p><span>0,02</span><a>&#160;(<span>*2</span>)</a></p></td></tr><tr><td><p>0900010</p></td><td><p>Sugar beet roots</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0900020</p></td><td><p>Sugar canes</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0900030</p></td><td><p>Chicory roots</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>0900990</p></td><td><p>Others</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr/><tr/><tr><td><p>1000000</p></td><td><p><span>PRODUCTS OF ANIMAL ORIGIN -TERRESTRIAL ANIMALS</span></p></td><td><p><span>0,06</span><a>&#160;(<span>*2</span>)</a></p></td><td><p>&#160;</p></td></tr><tr/><tr/><tr><td><p>1010000</p></td><td><p><span>Tissues from</span></p></td><td><p>&#160;</p></td><td><p><span>0,05</span><a>&#160;(<span>*2</span>)</a></p></td></tr><tr/><tr/><tr><td><p>1011000</p></td><td><table><col/><col/><tbody><tr><td><p>(a)</p></td><td><span>swine</span></td></tr></tbody></table></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>1011010</p></td><td><p>Muscle</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>1011020</p></td><td><p>Fat tissue</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>1011030</p></td><td><p>Liver</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>1011040</p></td><td><p>Kidney</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>1011050</p></td><td><p>Edible offals (other than liver and kidney)</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>1011990</p></td><td><p>Others</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr/><tr/><tr><td><p>1012000</p></td><td><table><col/><col/><tbody><tr><td><p>(b)</p></td><td><span>bovine</span></td></tr></tbody></table></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>1012010</p></td><td><p>Muscle</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>1012020</p></td><td><p>Fat tissue</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>1012030</p></td><td><p>Liver</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>1012040</p></td><td><p>Kidney</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>1012050</p></td><td><p>Edible offals (other than liver and kidney)</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>1012990</p></td><td><p>Others</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr/><tr/><tr><td><p>1013000</p></td><td><table><col/><col/><tbody><tr><td><p>(c)</p></td><td><span>sheep</span></td></tr></tbody></table></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>1013010</p></td><td><p>Muscle</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>1013020</p></td><td><p>Fat tissue</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>1013030</p></td><td><p>Liver</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>1013040</p></td><td><p>Kidney</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>1013050</p></td><td><p>Edible offals (other than liver and kidney)</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>1013990</p></td><td><p>Others</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr/><tr/><tr><td><p>1014000</p></td><td><table><col/><col/><tbody><tr><td><p>d)</p></td><td><span>goat</span></td></tr></tbody></table></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>1014010</p></td><td><p>Muscle</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>1014020</p></td><td><p>Fat tissue</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>1014030</p></td><td><p>Liver</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>1014040</p></td><td><p>Kidney</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>1014050</p></td><td><p>Edible offals (other than liver and kidney)</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>1014990</p></td><td><p>Others</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr/><tr/><tr><td><p>1015000</p></td><td><table><col/><col/><tbody><tr><td><p>(e)</p></td><td><span>equine</span></td></tr></tbody></table></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>1015010</p></td><td><p>Muscle</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>1015020</p></td><td><p>Fat tissue</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>1015030</p></td><td><p>Liver</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>1015040</p></td><td><p>Kidney</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>1015050</p></td><td><p>Edible offals (other than liver and kidney)</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>1015990</p></td><td><p>Others</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr/><tr/><tr><td><p>1016000</p></td><td><table><col/><col/><tbody><tr><td><p>(f)</p></td><td><span>poultry</span></td></tr></tbody></table></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>1016010</p></td><td><p>Muscle</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>1016020</p></td><td><p>Fat tissue</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>1016030</p></td><td><p>Liver</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>1016040</p></td><td><p>Kidney</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>1016050</p></td><td><p>Edible offals (other than liver and kidney)</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>1016990</p></td><td><p>Others</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr/><tr/><tr><td><p>1017000</p></td><td><table><col/><col/><tbody><tr><td><p>(g)</p></td><td><span>other farmed terrestrial animals</span></td></tr></tbody></table></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>1017010</p></td><td><p>Muscle</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>1017020</p></td><td><p>Fat tissue</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>1017030</p></td><td><p>Liver</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>1017040</p></td><td><p>Kidney</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>1017050</p></td><td><p>Edible offals (other than liver and kidney)</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>1017990</p></td><td><p>Others</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr/><tr/><tr><td><p>1020000</p></td><td><p><span>Milk</span></p></td><td><p>&#160;</p></td><td><p>0,01<a>&#160;(<span>*2</span>)</a></p></td></tr><tr><td><p>1020010</p></td><td><p>Cattle</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>1020020</p></td><td><p>Sheep</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>1020030</p></td><td><p>Goat</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>1020040</p></td><td><p>Horse</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>1020990</p></td><td><p>Others</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr/><tr/><tr><td><p>1030000</p></td><td><p><span>Birds eggs</span></p></td><td><p>&#160;</p></td><td><p><span>0,05</span><a>&#160;(<span>*2</span>)</a></p></td></tr><tr><td><p>1030010</p></td><td><p>Chicken</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>1030020</p></td><td><p>Duck</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>1030030</p></td><td><p>Geese</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>1030040</p></td><td><p>Quail</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>1030990</p></td><td><p>Others</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>1040000</p></td><td><p><span>Honey and other apiculture products</span></p></td><td><p>&#160;</p></td><td><p>0,05<a>&#160;(<span>*2</span>)</a></p></td></tr><tr><td><p>1050000</p></td><td><p><span>Amphibians and Reptiles</span></p></td><td><p>&#160;</p></td><td><p><span>0,05</span><a>&#160;(<span>*2</span>)</a></p></td></tr><tr><td><p>1060000</p></td><td><p><span>Terrestrial invertebrate animals</span></p></td><td><p>&#160;</p></td><td><p><span>0,05</span><a>&#160;(<span>*2</span>)</a></p></td></tr><tr><td><p>1070000</p></td><td><p><span>Wild terrestrial vertebrate animals</span></p></td><td><p>&#160;</p></td><td><p><span>0,05</span><a>&#160;(<span>*2</span>)</a></p></td></tr><tr><td/></tr></tbody></table></td></tr></tbody></table> ( *1 ) Indicates lower limit of analytical determination <table><col/><col/><tbody><tr><td><p>(**)</p></td><td><p>Pesticide-code combination for which the MRL as set in Annex III Part B applies.</p></td></tr></tbody></table> <table><col/><col/><col/><tbody><tr><td><p>(F)</p></td><td><p>=</p></td><td><p>Fat soluble</p></td></tr></tbody></table> Bifenazate (sum of bifenazate plus bifenazate-diazene expressed as bifenazate) (F) <table><col/><col/><tbody><tr><td><p>(+)</p></td><td><p>The European Food Safety Authority identified some information on hydrolysis as unavailable. When re-viewing the MRL, the Commission will take into account the information referred to in the first sentence, if it is submitted by 30 January 2016, or, if that information is not submitted by that date, the lack of it.</p><table><col/><col/><tbody><tr><td><p><span>0130000</span></p></td><td><p><span>Pome fruits</span></p></td></tr><tr><td><p><span>0130010</span></p></td><td><p><span>Apples</span></p></td></tr><tr><td><p><span>0130020</span></p></td><td><p><span>Pears</span></p></td></tr><tr><td><p><span>0130030</span></p></td><td><p><span>Quinces</span></p></td></tr><tr><td><p><span>0130040</span></p></td><td><p><span>Medlars</span></p></td></tr><tr><td><p><span>0130050</span></p></td><td><p><span>Loquats/Japanese medlars</span></p></td></tr><tr><td><p><span>0130990</span></p></td><td><p><span>Others</span></p></td></tr></tbody></table></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(+)</p></td><td><p>The applicable maximum residue level for horseradish (Armoracia rusticana) in the spice group (code 0840040) is the one set for horseradish (Armoracia rusticana) in the Vegetables category, root and tuber vegetables group (code 0213040) taking into account changes in the levels by processing (drying) according to Art. 20 (1) of Regulation (EC) No 396/2005.</p><table><col/><col/><tbody><tr><td><p><span>0840040</span></p></td><td><p><span>Horseradish&#8217;</span></p></td></tr></tbody></table></td></tr></tbody></table> ( 1 ) For the complete list of products of plant and animal origin to which MRLs apply, reference should be made to Annex I. <table><col/><col/><col/><tbody><tr><td><p>(F)</p></td><td><p>=</p></td><td><p>Fat soluble</p></td></tr></tbody></table> Bifenazate (sum of bifenazate plus bifenazate-diazene expressed as bifenazate) (F) <table><col/><col/><tbody><tr><td><p>(+)</p></td><td><p>The European Food Safety Authority identified some information on hydrolysis as unavailable. When re-viewing the MRL, the Commission will take into account the information referred to in the first sentence, if it is submitted by 30 January 2016, or, if that information is not submitted by that date, the lack of it.</p><table><col/><col/><tbody><tr><td><p><span>0130000</span></p></td><td><p><span>Pome fruits</span></p></td></tr><tr><td><p><span>0130010</span></p></td><td><p><span>Apples</span></p></td></tr><tr><td><p><span>0130020</span></p></td><td><p><span>Pears</span></p></td></tr><tr><td><p><span>0130030</span></p></td><td><p><span>Quinces</span></p></td></tr><tr><td><p><span>0130040</span></p></td><td><p><span>Medlars</span></p></td></tr><tr><td><p><span>0130050</span></p></td><td><p><span>Loquats/Japanese medlars</span></p></td></tr><tr><td><p><span>0130990</span></p></td><td><p><span>Others</span></p></td></tr></tbody></table></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(+)</p></td><td><p>The applicable maximum residue level for horseradish (Armoracia rusticana) in the spice group (code 0840040) is the one set for horseradish (Armoracia rusticana) in the Vegetables category, root and tuber vegetables group (code 0213040) taking into account changes in the levels by processing (drying) according to Art. 20 (1) of Regulation (EC) No 396/2005.</p><table><col/><col/><tbody><tr><td><p><span>0840040</span></p></td><td><p><span>Horseradish&#8217;</span></p></td></tr></tbody></table></td></tr></tbody></table> ( *2 ) Indicates lower limit of analytical determination ( 2 ) For the complete list of products of plant and animal origin to which MRLs apply, reference should be made to Annex I. (F) = Fat soluble Daminozide (sum of daminozide and 1,1-dimethyl-hydrazine (UDHM), expressed as daminozide) <table><col/><col/><tbody><tr><td><p>(+)</p></td><td><p>The applicable maximum residue level for horseradish (Armoracia rusticana) in the spice group (code 0840040) is the one set for horseradish (Armoracia rusticana) in the Vegetables category, root and tuber vegetables group (code 0213040) taking into account changes in the levels by processing (drying) according to Art. 20 (1) of Regulation (EC) No 396/2005.</p><table><col/><col/><tbody><tr><td><p><span>0840040</span></p></td><td><p><span>Horseradish</span></p></td></tr></tbody></table></td></tr></tbody></table> Tolylfluanid (Sum of tolylfluanid and dimethylaminosulfotoluidide expressed as tolylfluanid) (F) (R) <table><col/><col/><col/><tbody><tr><td><p>(R)</p></td><td><p>=</p></td><td><p>The residue definition differs for the following combinations pesticide-code number:</p><p>Tolylfluanid &#8212; code 1000000 except 1040000: Dimethylaminosulfotoluidide</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(+)</p></td><td><p>The applicable maximum residue level for horseradish (Armoracia rusticana) in the spice group (code 0840040) is the one set for horseradish (Armoracia rusticana) in the Vegetables category, root and tuber vegetables group (code 0213040) taking into account changes in the levels by processing (drying) according to Art. 20 (1) of Regulation (EC) No 396/2005.</p><table><col/><col/><tbody><tr><td><p><span>0840040</span></p></td><td><p><span>Horseradish&#8217;</span></p></td></tr></tbody></table></td></tr></tbody></table>

ENG

32017R0624

<table><col/><col/><col/><col/><tbody><tr><td><p>3.4.2023&#160;&#160;&#160;</p></td><td><p>EN</p></td><td><p>Official Journal of the European Union</p></td><td><p>L 94/66</p></td></tr></tbody></table> COMMISSION IMPLEMENTING DECISION (EU) 2023/729 of 30 March 2023 on the establishment of the technical architecture, technical specifications for entering and storing information and the procedures for controlling and verifying information contained in the European Border and Coast Guard False and Authentic Documents Online system (‘EBCG FADO’) THE EUROPEAN COMMISSION, Having regard to the Treaty on the Functioning of the European Union, Having regard to Regulation (EU) 2020/493 of the European Parliament and of the Council of 30 March 2020 on the False and Authentic Documents Online (FADO) system and repealing Council Joint Action 98/700/JHA ( 1 ) , and in particular Article 6(1), points (a), (b) and (c), thereof, Whereas: <table><col/><col/><tbody><tr><td><p>(1)</p></td><td><p>The European Image Archiving System on False and Authentic Documents Online (FADO system) was set up to facilitate the exchange of information on the security features and potential fraud characteristics of authentic and false documents between the Member State authorities competent in the area of document fraud. The purpose of the FADO system is also to share information with other actors, including the general public.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(2)</p></td><td><p>Following the entry into force of Regulation (EU)&#160;2020/493, the current FADO system which is currently operated by the Council will be taken over by the European Border and Coast Guard Agency (&#8216;the Agency&#8217;), it is therefore necessary to adopt measures for the technical architecture and specifications of the FADO system.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(3)</p></td><td><p>The technical architecture and specifications of the new &#8216;EBCG FADO&#8217; system should enable the Agency to ensure a proper and reliable functioning system and to enter the information obtained in a timely and efficient manner, guaranteeing the uniformity and quality of that information according to high standards. Appropriate document and identity verification should be ensured at all levels, from the most sophisticated forensic examination to the simple check. The EBCG FADO system should provide a single point of access to users who want to manage information or search for FADO content. The system should provide, inter alia, for a systematic and structured transfer of knowledge between document experts and from them to non-document experts.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(4)</p></td><td><p>The European Data Protection Supervisor has been consulted on this implementing decision.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(5)</p></td><td><p>Given that Regulation (EU)&#160;2020/493 builds upon the Schengen<span>acquis</span>, Denmark, in accordance with Article&#160;4 of Protocol No&#160;22 on the position of Denmark, annexed to the Treaty on European Union (TEU) and to the TFEU, notified the implementation of Regulation (EU)&#160;2020/493 in its national law. Denmark is therefore bound by this Decision.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(6)</p></td><td><p>Ireland is taking part in Regulation (EU)&#160;2020/493, in accordance with Article&#160;5(1) of Protocol No&#160;19 on the Schengen<span>acquis</span> integrated into the framework of the European Union, annexed to the TEU and to the TFEU and Article&#160;6(2) of Council Decision&#160;2002/192/EC&#160;<a>(<span>2</span>)</a>. Therefore, Ireland is bound by this Decision.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(7)</p></td><td><p>As regards Iceland and Norway, this Decision constitutes a development of the provisions of the Schengen<span>acquis</span> within the meaning of the Agreement concluded by the Council of the European Union and the Republic of Iceland and the Kingdom of Norway concerning the association of those two states with the implementation, application and development of the Schengen<span>acquis</span>&#160;<a>(<span>3</span>)</a>, which fall within the area referred to in Article&#160;1, point H, of Council Decision&#160;1999/437/EC&#160;<a>(<span>4</span>)</a>.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(8)</p></td><td><p>As regards Switzerland, this Decision constitutes a development of the provisions of the Schengen<span>acquis</span> within the meaning of the Agreement between the European Union, the European Community and the Swiss Confederation on the Swiss Confederation&#8217;s association with the implementation, application and development of the Schengen<span>acquis</span>&#160;<a>(<span>5</span>)</a>, which fall within the area referred to in Article&#160;1, point H, of Decision&#160;1999/437/EC read in conjunction with Article&#160;3 of Council Decision&#160;2008/149/JHA&#160;<a>(<span>6</span>)</a>.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(9)</p></td><td><p>As regards Liechtenstein, this Decision constitutes a development of the provisions of the Schengen<span>acquis</span> within the meaning of the Protocol between the European Union, the European Community, the Swiss Confederation and the Principality of Liechtenstein on the accession of the Principality of Liechtenstein to the Agreement between the European Union, the European Community and the Swiss Confederation on the Swiss Confederation&#8217;s association with the implementation, application and development of the Schengen<span>acquis</span>&#160;<a>(<span>7</span>)</a>, which fall within the area referred to in Article&#160;1, point H, of Decision&#160;1999/437/EC read in conjunction with Article&#160;3 of Council Decision&#160;2011/349/EU&#160;<a>(<span>8</span>)</a>,</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(10)</p></td><td><p>The measures provided for in this Decision are in accordance with the opinion of the Committee established by Article&#160;6 of Council Regulation (EC) No&#160;1683/95&#160;<a>(<span>9</span>)</a> (Article&#160;6 Committee) and in accordance with Regulation (EU) No&#160;182/2011 of the European Parliament and of the Council&#160;<a>(<span>10</span>)</a>.</p></td></tr></tbody></table> HAS ADOPTED THIS DECISION: Article 1 The technical architecture of the FADO system, the technical specifications for entering and storing information in the FADO system and the procedures for controlling and verifying the information contained in the FADO system shall be as set out in the Annex. Article 2 This Decision shall enter into force on the day following that of its publication in the Official Journal of the European Union . Done at Brussels, 30 March 2023. For the Commission The President Ursula VON DER LEYEN ( 1 ) OJ L 107, 6.4.2020, p. 1 . ( 2 ) Council Decision 2002/192/EC of 28 February 2002 concerning Ireland’s request to take part in some of the provisions of the Schengen acquis ( OJ L 64, 7.3.2002, p. 20 ). ( 3 ) OJ L 176, 10.7.1999, p. 36 . ( 4 ) Council Decision 1999/437/EC of 17 May 1999 on certain arrangements for the application of the Agreement concluded by the Council of the European Union and the Republic of Iceland and the Kingdom of Norway concerning the association of those two States with the implementation, application and development of the Schengen acquis ( OJ L 176, 10.7.1999, p. 31 ). ( 5 ) OJ L 53, 27.2.2008, p. 52 . ( 6 ) Council Decision 2008/149/JHA of 28 January 2008 on the conclusion on behalf of the European Union of the Agreement between the European Union, the European Community and the Swiss Confederation on the Swiss Confederation’s association with the implementation, application and development of the Schengen acquis ( OJ L 53, 27.2.2008, p. 50 ). ( 7 ) OJ L 160, 18.6.2011, p. 21 . ( 8 ) Council Decision 2011/349/EU of 7 March 2011 on the conclusion on behalf of the European Union of the Protocol between the European Union, the European Community, the Swiss Confederation and the Principality of Liechtenstein on the accession of the Principality of Liechtenstein to the Agreement between the European Union, the European Community and the Swiss Confederation on the Swiss Confederation’s association with the implementation, application and development of the Schengen acquis , relating in particular to judicial cooperation in criminal matters and police cooperation ( OJ L 160, 18.6.2011, p. 1 ). ( 9 ) Council Regulation (EC) No 1683/95 of 29 May 1995 laying down a uniform format for visas ( OJ L 164, 14.7.1995, p. 1 ). ( 10 ) Regulation (EU) No 182/2011 of the European Parliament and of the Council of 16 February 2011 laying down the rules and general principles concerning mechanisms for control by Member States of the Commission’s exercise of implementing powers ( OJ L 55, 28.2.2011, p. 13 ). ANNEX PART 1 1. Objectives This Part of the Annex provides a description of the technical architecture of the European Border and Coast Guard Agency’s (‘the Agency’) False and Authentic Documents Online system (‘EBCG FADO system’) and its components. The technical architecture of the new ‘EBCG FADO’ system will be developed in an incremental manner, following the releases of the new system and possible future requirements. 2. Description of the architecture of the EBCG FADO system The technical architecture enables the Agency to determine the different levels of access to the information stored in the system. The Agency will enter the information obtained in the EBCG FADO system in a timely and efficient manner and to guarantee the uniformity and quality of that information. The EBCG FADO system will be the overarching application for all access levels, providing a single point of access to users who want to manage information or search for EBCG FADO content. The technical architecture of the EBCG FADO system will have the capacity to host: <table><col/><col/><tbody><tr><td><p>(a)</p></td><td><p>a public domain containing a subset of basic information about specimens of authentic documents and authentic documents;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(b)</p></td><td><p>a EU sensitive non-classified domain subject to access control allowing:</p><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>different categories of users to explore information according to the defined access rights;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>a selected number of users to provide and validate sensitive non-classified information prior to making this information available to end-users (consumers of EU sensitive-non-classified information);</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>an archive to store part of the sensitive non-classified information for statistical and historical purposes once the purpose of retrieving such information no longer exists.</p></td></tr></tbody></table></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(c)</p></td><td><p>a EU classified (Restricted) domain subject to access control for authorised users allowing:</p><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>to explore classified information;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>a selected number of users to provide and validate classified information prior to making this information available to other end-users authorised to access the classified network (consumers of classified information).</p></td></tr></tbody></table></td></tr></tbody></table> Furthermore, the technical architecture of the system will have the capacity to: <table><col/><col/><tbody><tr><td><p>(a)</p></td><td><p>ensure a high level of cyber-security;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(b)</p></td><td><p>support extensive search and reporting capabilities, and apply advanced analytical services including artificial intelligence;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(c)</p></td><td><p>be integrated with external entities and their systems and provide data exchange capabilities via automated interfaces, such as Frontex INTERPOL Electronic Library Document System (FIELDS), with Document Information System Civil Status (DISCS), etc.;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(d)</p></td><td><p>work on a cloud-based infrastructure for EU non-classified, sensitive and public domains, as long as it ensures compliance with personal data protection requirements;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(e)</p></td><td><p>implement state-of-the-art technologies and modern technical approaches, including availability, reliability, flexibility for new functions, products and modifications as well as be able to scale up to accommodate large numbers of users;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(f)</p></td><td><p>allow integration with hardware and support access to the system offline or in limited connectivity scenarios from mobile devices.</p></td></tr></tbody></table> PART 2 1. Objectives This second part of the Annex provides a description of the technical specifications for entering and storing information in the European Border and Coast Guard Agency’s (‘the Agency’) False and Authentic Documents Online system (‘EBCG FADO system’) in accordance with high standards. The EBCG FADO will also contribute to the fight against identity fraud by sharing information with other actors, including the general public. Personal data processing is included in these technical specifications. Entering and storing information in the system will be done according to the purpose of the processing. 2. Description of the process for entering and storing information in the EBCG FADO SYSTEM Information will be provided by authorised users in a dedicated module of the EBCG FADO system for validation purposes prior to making this information available to other users. The validation process applies to all information entered in the EBCG FADO system or created within the system. The validation process of such information is controlled by the Agency and implemented in consultation with the provider of information. In order to ensure high standards, the Agency may decide to consult with selected document experts or with the Agency’s data protection officer. Once validated, information will be translated and stored in the EBCG FADO system domains. 3. Controlling and verifying information in THE EBCG FADO SYSTEM In the EBCG FADO system, the document data (hereinafter ‘information’) will be verified and processed for administrative purposes only by electronic and material means, depending on the format in which information is supplied to the Agency. In the EBCG FADO system, there is no processing of operational personal data within the meaning of Article 3(2) of Regulation (EU) 2018/1725 of the European Parliament and of the Council ( 1 ) . Information processed undergoes the business processes designed to enter and store information in the EBCG FADO system. Only published documents formerly validated are made available to the users. Information processing in the EBCG FADO system will be subject to continuous improvement in order to ensure a progressive revision and adaptation of the technical and organisational measures in line with the technological evolution and to eliminate flaws in the underlying business processes. The Agency specifies: <table><col/><col/><tbody><tr><td><p>(a)</p></td><td><p>the categories of data subjects whose personal data are processed in the system;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(b)</p></td><td><p>the categories of personal data processed;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(c)</p></td><td><p>the controller or categories of controllers, including joint controllerships;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(d)</p></td><td><p>the recipients of personal data;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(e)</p></td><td><p>the safeguards to prevent abuse or unlawful access or transfer of personal data;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(f)</p></td><td><p>the retention period related to personal data processing activities for the purposes of operating the EBCG FADO system and of carrying out administrative tasks;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(g)</p></td><td><p>the methodology of data collection, including whether it comes from Member States&#160;and/or third countries;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(h)</p></td><td><p>the dissemination and the recipients of the personal data.</p></td></tr></tbody></table> 4. Personal data processing for entering and storing information in the EBCG FADO system The Agency will implement specific organisational and technical measures during the process for entering and storing information in the EBCG FADO system by: <table><col/><col/><tbody><tr><td><p>(a)</p></td><td><p>providing guidance to the authorised users about redaction &#8211; minimisation and pseudonymisation &#8211; of personal data before delivering information to the Agency and during the validation process;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(b)</p></td><td><p>implementing appropriate technical measures to ensure necessary safeguards to protect the rights of data subjects during the validation process, before making information available to end-users;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(c)</p></td><td><p>restricting access to the module dedicated to the validation process to a minimum number of users;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(d)</p></td><td><p>making available information stored in the sensitive-non-classified and classified domains on a need-to-know basis to a known number of users.</p></td></tr></tbody></table> PART 3 1. Objectives The third part of the Annex provides a description of the procedures for controlling and verifying information in the European Border and Coast Guard Agency’s (‘the Agency’) False and Authentic Documents Online system (‘EBCG FADO system’). Personal data processing will be included in the procedures for controlling and verifying information in the EBCG FADO system. The Commission supervises, inter alia, the implementation of the measures contained in this Decision. The Commission is assisted by the committee established by Article 6 of Council Regulation (EC) No 1683/95 ( 2 ) . The Agency participates without decisional power in the meetings of the Article 6 committee. The Agency will apply quality assurance and quality control techniques for controlling and verifying information contained in the EBCG FADO system. 2. Quality assurance and quality control In accordance with the Annex Part 2 of this Commission Implementing Decision establishing the technical specifications for entering and storing information in the EBCG FADO system ( 3 ) , the Agency will establish procedures to implement: <table><col/><col/><tbody><tr><td><p>(a)</p></td><td><p>quality assurance:</p><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>before information is inserted in the FADO system for validation purposes;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>during the validation process;</p></td></tr></tbody></table></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(b)</p></td><td><p>quality control:</p><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>after publication, once information has been made available to the public and other end-users (consumers).</p></td></tr></tbody></table></td></tr></tbody></table> 3. Quality assurance i. Access management The purpose of access management to the FADO system is to: <table><col/><col/><tbody><tr><td><p>(a)</p></td><td><p>grant access on a need-to-know basis to the FADO system;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(b)</p></td><td><p>revoke access rights;</p></td></tr></tbody></table> The Agency will set up procedures for access management to the FADO system where the following minimum requirements shall be observed: <table><col/><col/><tbody><tr><td><p>(a)</p></td><td><p>users shall receive information about the processing of their personal data;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(b)</p></td><td><p>users shall manage their user accounts in the FADO system;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(c)</p></td><td><p>personal data shall be communicated to the Agency directly by the data subjects or by their points of contacts;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(d)</p></td><td><p>a limited number of users in the Agency belonging to the FADO system organisation shall be authorised to perform access management.</p></td></tr></tbody></table> ii. Validation of information inserted into the FADO system The purpose of validation of information is to reduce the risk of flaws in the system, ensuring the uniformity and quality of information. Only a selected number of authorised and trained document experts shall provide and validate information in the system. Before starting to enter information in the system, these users will be: <table><col/><col/><tbody><tr><td><p>(a)</p></td><td><p>trained to enter information in the system;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(b)</p></td><td><p>provided with guidance material&#160;and/or tutorials to enter information in the system;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(c)</p></td><td><p>informed about the business processes set up by the Agency for validation purposes.</p></td></tr></tbody></table> The Agency will implement a dedicated module of the EBCG FADO system for validation purposes prior to make this information available to other users. During the validation process, this module shall allow: <table><col/><col/><tbody><tr><td><p>(a)</p></td><td><p>a selected number of users to insert or correct information in the EBCG FADO system;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(b)</p></td><td><p>a limited number of users to process validation of information in the system, including optional consultation with selected users other than those inserting or correcting information;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(c)</p></td><td><p>a limited number of users to provide translation if necessary;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(d)</p></td><td><p>a limited number of users to approve and publish the information.</p></td></tr></tbody></table> iii. Publication of information After the validation process, information will be published. 4. Quality control The Agency will establish an annual quality control plan in the EBCG FADO system. The plan will ensure that controls on an adequate amount of information are regularly performed every year, verifying inter alia: <table><col/><col/><tbody><tr><td><p>(a)</p></td><td><p>relevance of information contained in the EBCG FADO system;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(b)</p></td><td><p>quality of information contained in the EBCG FADO system;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(c)</p></td><td><p>compliance of the EBCG FADO system management, including personal data protection requirements.</p></td></tr></tbody></table> The results of audits will be delivered to the Commission, the Agency’s management board and the Agency’s data protection officer. 5. User contribution to quality Users may be involved in the process for controlling and verifying information contained in the EBCG FADO system. <note> ( 1 ) Regulation (EU) 2018/1725 of the European Parliament and of the Council of 23 October 2018 on the protection of natural persons with regard to the processing of personal data by the Union institutions, bodies, offices and agencies and on the free movement of such data, and repealing Regulation (EC) No 45/2001 and Decision No 1247/2002/EC ( OJ L 295, 21.11.2018, p. 39 ). ( 2 ) Council Regulation (EC) No 1683/95 of 29 May 1995 laying down a uniform format for visas ( OJ L 164 14.7.1995, p. 1 ). ( 3 ) Commission Implementing Decision establishing the technical architecture of the European Border and Coast Guard (EBCG) FADO system in accordance with Article 6(1)(a) of Regulation (EU) 2020/493. </note>

ENG

32023D0729

<table><col/><col/><col/><col/><tbody><tr><td><p>15.5.2020&#160;&#160;&#160;</p></td><td><p>EN</p></td><td><p>Official Journal of the European Union</p></td><td><p>L 152/5</p></td></tr></tbody></table> COMMISSION DECISION (EU) 2020/654 of 13 May 2020 concerning national provisions notified by Germany on small and medium combustion units (notified under document C(2020) 2986) (Only the German text is authentic) THE EUROPEAN COMMISSION, Having regard to the Treaty on the Functioning of the European Union, and in particular Article 114(6) thereof, Whereas: I. FACTS AND PROCEDURE <table><col/><col/><tbody><tr><td><p>(1)</p></td><td><p>By letter of 29 November 2019, Germany notified the Commission pursuant to Article 114(4) of the Treaty on the Functioning of the European Union (TFEU) of its wish to maintain certain national provisions for solid fuel boilers, in accordance with the German Regulation on small and medium-sized combustion units [Verordnung &#252;ber kleine und mittlere Feuerungsanlagen] of 26 January 2010&#160;<a>(<span>1</span>)</a> (the &#8216;1st BImSchV&#8217;). Germany considers it necessary to maintain those national provisions after the entry into force of Commission Regulation (EU) 2015/1189&#160;<a>(<span>2</span>)</a> on grounds related to the protection of human health and the protection of the environment.</p></td></tr></tbody></table> 1. UNION LEGISLATION 1.1. ARTICLE 114(4) AND (6) TFEU <table><col/><col/><tbody><tr><td><p>(2)</p></td><td><p>Article 114(4) TFEU provides that &#8216;[i]f, after the adoption of a harmonisation measure by the European Parliament and the Council, by the Council or by the Commission, a Member State deems it necessary to maintain national provisions on grounds of major needs referred to in Article 36, or relating to the protection of the environment or the working environment, it shall notify the Commission of these provisions as well as the grounds for maintaining them.&#8217;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(3)</p></td><td><p>Under Article 114(6) TFEU, the Commission is to, within 6 months of a notification pursuant to Article 114(4), approve or reject the national provisions involved after having verified whether or not they are a means of arbitrary discrimination or a disguised restriction on trade between Member States and whether or not they shall constitute an obstacle to the functioning of the internal market.</p></td></tr></tbody></table> 1.2. DIRECTIVE 2009/125/EC ON ECODESIGN REQUIREMENTS FOR ENERGY-RELATED PRODUCTS <table><col/><col/><tbody><tr><td><p>(4)</p></td><td><p>Directive 2009/125/EC of the European Parliament and of the Council&#160;<a>(<span>3</span>)</a> provides for the setting of requirements which the energy-related products covered by implementing measures must fulfil in order to be placed on the market or put into service, or both. That Directive contributes to a sustainable development by increasing energy efficiency and the level of protection of the environment.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(5)</p></td><td><p>Pursuant to Article 6(1) of Directive 2009/125/EC &#8216;Member States shall not prohibit, restrict or impede the placing on the market and/or putting into service, within their territories, of a product that complies with all the relevant provisions of the applicable implementing measure and bears the CE marking in accordance with Article 5 on grounds of ecodesign requirements relating to those ecodesign parameters referred to in Annex I, Part 1 which are covered by the applicable implementing measure.&#8217;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(6)</p></td><td><p>Pursuant to Article 6(2) of Directive 2009/125/EC &#8216;Member States shall not prohibit, restrict or impede the placing on the market and/or putting into service, within their territories, of a product bearing the CE marking in accordance with Article 5 on grounds of ecodesign requirements relating to those ecodesign parameters referred to in Annex I, Part 1 for which the applicable implementing measure provides that no ecodesign requirement is necessary.&#8217;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(7)</p></td><td><p>Under Directive 2009/125/EC, an &#8216;ecodesign requirement&#8217; means any requirement in relation to a product, or the design of a product, intended to improve its environmental performance, or any requirement for the supply of information with regard to the environmental aspects of a product.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(8)</p></td><td><p>Pursuant to Article 15 of Directive 2009/125/EC, implementing measures are to lay down ecodesign requirements in accordance with Annex I (&#8216;method for setting generic ecodesign requirements&#8217;) and Annex II (&#8216;method for setting specific ecodesign requirements&#8217;).</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(9)</p></td><td><p>Generic ecodesign requirements aim at improving the environmental performance of products, focusing on significant environmental aspects thereof without setting limit values. Specific ecodesign requirements aim at improving a selected environmental aspect of the product. They may take the form of requirements for reduced consumption of a given resource, such as a limit on the use of a resource in the various stages of a product&#8217;s life cycle, as appropriate.</p></td></tr></tbody></table> 1.3. REGULATION (EU) 2015/1189 WITH REGARD TO ECODESIGN REQUIREMENTS FOR SOLID FUEL BOILERS <table><col/><col/><tbody><tr><td><p>(10)</p></td><td><p>Regulation (EU) 2015/1189 is adopted under the framework of Directive 2009/125/EC. In conformity with the procedure set out in Directive 2009/125/EC, the Commission has carried out a preparatory study to analyse the technical, environmental and economic aspects of the solid fuel boilers typically used in households and for commercial purposes. The study has been carried out with stakeholders and interested parties from the Union and third countries, and the results have been made publicly available.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(11)</p></td><td><p>The environmental aspects of solid fuel boilers that have been identified as significant for the purposes of Regulation (EU) 2015/1189 are energy consumption in the use phase and emissions of particulate matter (dust), organic gaseous compounds, carbon monoxide and nitrogen oxides in the use phase.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(12)</p></td><td><p>Accordingly, Annex II of Regulation (EU) 2015/1189 sets out specific ecodesign requirements applicable from 1 January 2020 for solid fuel boilers and, in particular, provides that seasonal space heating emissions of particulate matter shall not be higher than 40 mg/m<span>3</span> for automatically stoked boilers and not be higher than 60 mg/m<span>3</span> for manually stoked boilers. Those requirements are to be met for the preferred fuel and for any other suitable fuel for the solid fuel boiler.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(13)</p></td><td><p>Measurements and calculation methodology are set out in Annex III of Regulation (EU) 2015/1189.</p></td></tr></tbody></table> 2. NATIONAL PROVISIONS NOTIFIED <table><col/><col/><tbody><tr><td><p>(14)</p></td><td><p>The national provisions notified by Germany are the following provisions of the 1st BImSchV:</p><table><col/><col/><tbody><tr><td><p>(a)</p></td><td><p>Section 5, point (1) which sets emission limit values and a measurement methodology for particulate matter (the &#8216;first provision&#8217;). Those differ from the values and measurement methodology applicable from 1 January 2020 pursuant to Regulation (EU) 2015/1189;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(b)</p></td><td><p>Section 4, point (1), in conjunction with section 3, which provides an exhaustive list of fuels that may be used in firing installations (the &#8216;second provision&#8217;). Regulation (EU) 2015/1189 does not contain such an exhaustive list;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(c)</p></td><td><p>Section 5, point (4) requires solid fuel boilers to be provided with hot water storage tanks (the &#8216;third provision&#8217;). Regulation (EU) 2015/1189 does not contain such a requirement;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(d)</p></td><td><p>Section 14 and section 15 point (1) as regards the monitoring of new and significantly modified combustion units (the &#8216;fourth provision&#8217;). Regulation (EU) 2015/1189 sets out requirements at the time of placing solid fuel boilers on the market and does not contain provisions for further monitoring.</p></td></tr></tbody></table></td></tr></tbody></table> 3. PROCEDURE <table><col/><col/><tbody><tr><td><p>(15)</p></td><td><p>By letter of 29 November 2019, Germany notified the Commission of its wish to maintain national provisions for solid fuel boilers under the 1st BImSchV.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(16)</p></td><td><p>By letter of 10 January 2020, the Commission confirmed that it had received the notification and that the 6-month period for its examination under Article 114(6) TFEU had begun on 30 November 2019, the day following the day on which the notification was received.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(17)</p></td><td><p>The Commission published a notice regarding the notification in the<span>Official Journal of the European Union</span>&#160;<a>(<span>4</span>)</a> in order to inform other interested parties of Germany&#8217;s national provisions, as well as the grounds invoked to support the request. By letter of 6 February 2020, the Commission informed the other Member States and the EEA States of the notification and gave them and relevant entities the opportunity to submit comments within 30 days. The Commission received comments from Cyprus, the Czech Republic and a joint letter from Deutsche Umwelthilfe e.V., ClientEarth, Air Pollution &amp; Climate Secretariat, European Environmental Bureau, Green Transition Denmark and ECOS.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(18)</p></td><td><p>Cyprus does not oppose to the request of Germany for maintaining more stringent national provisions and considers that the reasons provided by Germany are concrete and completely documented. Cyprus also considers that rejecting the notification of Germany would eventually lead to a deterioration of air quality.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(19)</p></td><td><p>The Czech Republic perceives positively and supports the German notification to maintain their national provisions derogating from the ecodesign requirements for solid fuel boilers.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(20)</p></td><td><p>In their joint letter, the organisations referred to in recital 17 considered the request made by the German government to be necessary and proportionate in order to protect human health and the environment.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(21)</p></td><td><p>By letter of 18 February 2020, the Commission requested complementary information from Germany. The Commission received that information by letter dated 4 March 2020.</p></td></tr></tbody></table> II. ASSESSMENT 1. ADMISSIBILITY <table><col/><col/><tbody><tr><td><p>(22)</p></td><td><p>Under Article 114(4) and (6) TFEU a Member State may, after the adoption of a harmonisation measure, maintain its more stringent national provisions on grounds of major needs referred to in Article 36 TFEU, or relating to the protection of the environment or the working environment, provided that it notifies those national provisions to the Commission and the Commission approves those measures.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(23)</p></td><td><p>The Commission takes the view that Article 114(4) and (6) TFEU may only be applied where national provisions diverge from specific provisions of a harmonisation measure. Therefore, where provisions notified under Article 114(4) do not relate to requirements covered by a harmonisation measure, their notification is to be declared inadmissible.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(24)</p></td><td><p>On that basis, the admissibility of the application for each of the four German provisions is detailed below.</p></td></tr></tbody></table> 1.1. FIRST PROVISION: PARTICULATE MATTER EMISSIONS THRESHOLD <table><col/><col/><tbody><tr><td><p>(25)</p></td><td><p>Regulation (EU) 2015/1189 sets out specific ecodesign requirements for various parameters of solid fuel boilers, including emissions of particulate matter.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(26)</p></td><td><p>The German provisions concerning particulate matter emissions which have been notified to the Commission are requirements in relation to the product and are intended to improve its environmental performance, quantified and measurable. Therefore, they constitute specific ecodesign requirements within the meaning of Directive 2009/125/EC.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(27)</p></td><td><p>Whereas under the 1st BImSchV particulate matter emissions are measured for solid fuel boilers within four weeks of installation, conformity assessment under Regulation (EU) 2015/1189 is to be made using the design control procedure set out in Annex IV to Directive 2009/125/EC or the management system set out in Annex V to that Directive. On that basis, under comparable but not strictly equivalent circumstances, at 10 % oxygen content, Section 5 of the 1st BImSchV sets a limit value for emissions of 27,5 mg/m<span>3</span>, whereas Regulation (EU) 2015/1189 sets limit values of 40 mg/m<span>3</span> and 60 mg/m<span>3</span> for, respectively, automatically stoked and manually stoked solid fuel boilers.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(28)</p></td><td><p>The German provisions concerning particulate matter emissions therefore diverge from the provisions of Regulation (EU) 2015/1189 in that they are more stringent.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(29)</p></td><td><p>In accordance with Article 114(4) TFEU, the German notification is supplemented by a description of the grounds related to human health, which constitutes a major need referred to in Article 36 TFEU, and related to the protection of the environment. It is also supplemented by an assessment of the impact on trade.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(30)</p></td><td><p>Therefore, the Commission considers that the application by Germany with a view to obtaining authorisation to maintain its national provisions on particulate matter emissions is admissible under Article 114(4) TFEU.</p></td></tr></tbody></table> 1.2. SECOND PROVISION: USABLE FUELS <table><col/><col/><tbody><tr><td><p>(31)</p></td><td><p>Section 3 of the 1st BImSchV sets out a restrictive list of fuels that can be used in firing installations.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(32)</p></td><td><p>As that provision relates to the consumption of energy and of other resources during the use phase of solid fuel boilers and anticipated emissions to air, water or soil, the German provisions related to usable fuels constitute ecodesign requirements within the meaning of Directive 2009/125/EC.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(33)</p></td><td><p>Pursuant to Article 6(2) of Directive 2009/125/EC, &#8216;Member States shall not prohibit, restrict or impede the placing on the market and/or putting into service, within their territories, of a product bearing the CE marking in accordance with Article 5 on grounds of ecodesign requirements relating to those ecodesign parameters referred to in Annex I, Part 1 for which the applicable implementing measure provides that no ecodesign requirement is necessary&#8217;.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(34)</p></td><td><p>Regulation (EU) 2015/1189 does not set out ecodesign requirements related to usable fuels for solid fuel boilers. While the preparatory study conducted to inform the adoption of the implementing measure concluded that &#8216;no further requirements regarding ecodesign parameters for products referred to in Part 1 of Annex I to Directive 2009/125/EC are necessary in the case of solid fuel boilers&#8217;&#160;<a>(<span>5</span>)</a>, Regulation (EU) 2015/1189 does not provide that no ecodesign requirement relating to usable fuels are necessary&#160;<a>(<span>6</span>)</a>.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(35)</p></td><td><p>Usable fuels are thus not a harmonised ecodesign requirement under Regulation (EU) 2015/1189.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(36)</p></td><td><p>Therefore, the Commission considers that the application by Germany with a view to obtaining authorisation to maintain its national provisions regarding usable fuels is not admissible under Article 114(4) TFEU.</p></td></tr></tbody></table> 1.3. THIRD PROVISION: HOT WATER TANKS <table><col/><col/><tbody><tr><td><p>(37)</p></td><td><p>Obligations related to the installation of hot water tanks alongside solid fuel boilers set out under section 5 point 4 of the 1st BImSchV are not related to product design, a requirement to supply information or a requirement for the manufacturer. Therefore, they do not constitute ecodesign requirements within the meaning of Directive 2009/125/EC.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(38)</p></td><td><p>Therefore, the Commission considers that the application by Germany with a view to obtaining authorisation to maintain its national provisions on hot water tanks is not admissible under Article 114(4) TFEU with reference to Directive 2009/125/EC.</p></td></tr></tbody></table> 1.4. FOURTH PROVISION: MONITORING <table><col/><col/><tbody><tr><td><p>(39)</p></td><td><p>The verification of proper operation of firing installations by chimney sweeps set out in sections 14 and 15 of the 1st BImSchV is not an ecodesign parameter, a requirement to supply information or a requirement for the manufacturer. Therefore, it does not constitute an ecodesign requirement within the meaning of Directive 2009/125/EC.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(40)</p></td><td><p>Therefore, the Commission considers that the application by Germany with a view to obtaining authorisation to maintain its national provisions on the verification of proper operation by the chimney sweep of firing installations is not admissible under Article 114(4) TFEU with reference to Directive 2009/125/EC.</p></td></tr></tbody></table> 2. ASSESSMENT OF MERITS <table><col/><col/><tbody><tr><td><p>(41)</p></td><td><p>Article 114(4) TFEU provides that if, after the adoption of a harmonisation measure a Member State deems it necessary to maintain national provisions on grounds of major needs referred to in Article 36, or relating to the protection of the environment or the working environment, it shall notify the Commission of those provisions as well as the grounds for maintaining them.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(42)</p></td><td><p>In this respect, the Court of Justice of the European Union has ruled that &#8216;[a] Member State may base an application to maintain its already existing national provisions on an assessment of the risk to public health different from that accepted by the Community legislature when it adopted the harmonisation measure from which the national provisions derogate. To that end, it falls to the applicant Member State to prove that those national provisions ensure a level of health protection which is higher than the Community harmonisation measure and that they do not go beyond what is necessary to attain that objective&#8217;&#160;<a>(<span>7</span>)</a>.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(43)</p></td><td><p>In addition, pursuant to the first paragraph of Article 114(6) TFEU &#8216;[t]he Commission shall, within six months of the notifications as referred to in paragraphs 4 and 5, approve or reject the national provisions involved after having verified whether or not they are a means of arbitrary discrimination or a disguised restriction on trade between Member States and whether or not they shall constitute an obstacle to the functioning of the internal market&#8217;.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(44)</p></td><td><p>Therefore, the Commission has to assess whether or not the national provisions are justified by the major needs referred to in Article 36 TFEU or relating to the protection of the environment or the working environment and do not exceed what is necessary to attain the legitimate objective pursued.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(45)</p></td><td><p>It has to be noted that, in the light of the time frame established by Article 114(6) TFEU, the Commission, when examining whether the national measures notified under Article 114(4) TFEU are justified, has to take as a basis the justification put forward by the notifying Member State. The burden of proof lies with the requesting Member State that seeks to maintain its national measures.</p></td></tr></tbody></table> 2.1. THE POSITION OF GERMANY <table><col/><col/><tbody><tr><td><p>(46)</p></td><td><p>Germany considers that existing national provisions are more stringent than those of Regulation (EU) 2015/1189 and that maintaining them is justified both by major needs within the meaning of Article 36 TFEU, in particular the protection of human health, and by the need to protect the environment.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(47)</p></td><td><p>Germany points out that a reduction of the level of ambition set out by the 1st BImSchV would threaten air quality in Germany and thus contradict the objective of Regulation (EU) 2015/1189 of improving the environmental performance of solid fuel boilers.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(48)</p></td><td><p>Germany states that the deterioration of air quality would be contrary to the obligation stemming from Article 12 of Directive 2008/50/EC of the European Parliament and of the Council&#160;<a>(<span>8</span>)</a> to maintain levels of particulate matter below the limit values and to endeavour to preserve the best ambient air quality, compatible with sustainable development. Germany also states that the deterioration of air quality would be contrary to the obligation stemming from Article 13 of that Directive not to exceed limit values for the protection of human health.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(49)</p></td><td><p>Germany also emphasises that applying the limits set in Regulation (EU) 2015/1189 in relation to the emission of particulate matter would jeopardise its ability to fulfil its obligations under Directive (EU) 2016/2284 of the European Parliament and of the Council&#160;<a>(<span>9</span>)</a>.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(50)</p></td><td><p>Germany considers that the existing level of protection of health and life of humans within the meaning of Article 36 TFEU and of the environment (Article 114(4) TFEU) could not be maintained in Germany if it applied the requirements of Regulation (EU) 2015/1189.</p></td></tr></tbody></table> 2.2. EVALUATION OF THE GERMAN POSITION 2.2.1. Justification on grounds of major needs referred to in Article 36 TFEU or the protection of the environment <table><col/><col/><tbody><tr><td><p>(51)</p></td><td><p>The evaluation of health and environmental risks linked to particulate matter emissions does not differ between Germany and the Commission.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(52)</p></td><td><p>A working group of the World Health Organisation (WHO) International Agency for Research on Cancer unanimously classified outdoor air pollution and particulate matter from outdoor air pollution as carcinogenic to humans, based on sufficient evidence of carcinogenicity in humans and experimental animals and strong mechanistic evidence&#160;<a>(<span>10</span>)</a>.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(53)</p></td><td><p>In its report, Air quality in Europe 2019&#160;<a>(<span>11</span>)</a>, the European Environment Agency (EEA) notes that in 2016, 374&#160;000 premature deaths could be attributable to fine particulate matter (PM<span>2,5</span>) in the EU-28. The EEA estimates that in Germany alone 59&#160;600 premature deaths were attributable to PM<span>2,5</span> for the same reference year.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(54)</p></td><td><p>Furthermore, it is recognised by the European legislator that &#8216;there is as yet no identifiable threshold below which PM<span>2,5</span> would not pose a risk. As such, this pollutant should not be regulated in the same way as other air pollutants. The approach should aim at a general reduction of concentrations in the urban background to ensure that large sections of the population benefit from improved air quality&#8217;&#160;<a>(<span>12</span>)</a>.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(55)</p></td><td><p>The risks of particulate matter emissions for the health and life of humans are thus significant.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(56)</p></td><td><p>The German measure is directly linked to the objective of reducing particulate matter emissions, as it sets emissions limit values for particulate matter applicable to solid fuel boilers.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(57)</p></td><td><p>On that basis, the Commission is to, pursuant to Article 114(6) TFEU, approve or reject the national provisions involved after having verified whether or not they are a means of arbitrary discrimination or a disguised restriction of trade between Member States and whether or not they constitute an obstacle to the functioning of the internal market.</p></td></tr></tbody></table> 2.2.2. Absence of arbitrary discrimination, any disguised restriction of trade between Member States or any obstacle to the function of the internal market 2.2.2.1. Absence of arbitrary discrimination <table><col/><col/><tbody><tr><td><p>(58)</p></td><td><p>Article 114(6) TFEU obliges the Commission to verify that the envisaged measures are not a means of arbitrary discrimination. According to the jurisprudence of the Court of Justice&#160;<a>(<span>13</span>)</a>, in order for there to be no discrimination, similar situations must not be treated in different ways and different situations must not be treated in the same way.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(59)</p></td><td><p>The German national rules apply to both domestic products and products made in other Member States. In the absence of any evidence to the contrary, the Commission is to conclude that the national provisions are not a means of arbitrary discrimination.</p></td></tr></tbody></table> 2.2.2.2. Absence of disguised restriction on trade <table><col/><col/><tbody><tr><td><p>(60)</p></td><td><p>National measures which restrict the use of products which comply with a Union harmonisation measure constitute a barrier to trade, in so far as products that are legally placed on the market and used in the rest of the Union cannot in practice, as a result of the national requirements, be placed on the market in the Member State concerned. The pre-conditions laid down in Article 114(6) TFEU are intended to prevent restrictions based on the criteria set out in paragraphs (4) and (5) thereof from being applied for inappropriate reasons, and constituting in effect economic measures to impede the importation of products from other Member States, that is to say, a means of indirectly protecting national production.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(61)</p></td><td><p>Given that the German rules impose stricter emission limit values requirements on particulate matter than those of Regulation (EU) 2015/1189 also on operators based in other Member States in an otherwise harmonised area, they are liable to constitute a disguised restriction of trade or an obstacle to the functioning of the internal market. The Commission considers&#160;<a>(<span>14</span>)</a> that Article 114(6) TFEU must be read in the sense that only national measures constituting a disproportionate obstacle to the internal market may not be approved.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(62)</p></td><td><p>In this connection, Germany has submitted figures which indicate that imports of solid fuel boilers from other Member States have been taking place despite its existing legislation. The data provided is derived from the installation of solid fuel boilers that are subsidised by a renewable energy incentive scheme of the German government. Between 2014 and 2018, the data shows that biomass solid fuel boilers from German manufacturers consistently represented between 26 % and 28 % of subsidised boilers, against 70 % to 72 % from other Union manufacturers.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(63)</p></td><td><p>In the absence of any evidence suggesting that the national provisions constitute in effect a measure intended to protect national production, the Commission can conclude that they are not a disguised restriction to trade between Member States.</p></td></tr></tbody></table> 2.2.2.3. Absence of obstacles to the functioning of the internal market <table><col/><col/><tbody><tr><td><p>(64)</p></td><td><p>This condition cannot be interpreted in such a way that it precludes the approval of any national measure likely to affect the establishment of the internal market. Indeed, any national measure derogating from a harmonisation measure aiming at the establishment and operation of the internal market constitutes in substance a measure likely to affect the internal market. Therefore, in order to preserve the object and purpose of the procedure laid down in Article 114 TFEU, the Commission considers that the concept of obstacle to the functioning of the internal market has, in the context of Article 114(6) TFEU, to be understood as a disproportionate effect in relation to the pursued objective. That means, it should not go beyond what is necessary to achieve the said objective.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(65)</p></td><td><p>As a national measure derogating from a harmonisation measure, maintaining the first notified provision is likely to affect the internal market.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(66)</p></td><td><p>Applying Regulation (EU) 2015/1189 would open the German market to new models of solid fuel boilers, with higher particulate matter emissions, increase competition on this market and therefore potentially reduce the average cost of installations. However, according to data provided by Germany, this average cost has not significantly increased on the German market after the national measure entered into force in 2015.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(67)</p></td><td><p>According to Germany&#8217;s analysis, applying Regulation (EU) 2015/1189 particulate matter emission thresholds rather than maintaining the thresholds of the current legislation would lead to an overall yearly increase of particulate matter emissions of 1,3 kilotonnes in Germany. Although there is a limit to the degree of certainty that can be obtained from projections, any increase in the share of higher particulate matter emissions solid fuel boilers would lead to an increase in overall particulate matter emissions and in air pollution.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(68)</p></td><td><p>The current German legislation has been an incentive for investment of manufacturers in less emitting solid fuel boilers over the last years, providing a market for their best performing products. In that regard, lowering the requirements regarding emissions by means of the entry into application of Regulation (EU) 2015/1189 could dis-incentivise investment from manufacturer in better performing products.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(69)</p></td><td><p>Given the health benefits in relation to the reduction of particulate matter emissions, the limited identifiable trade impact on the basis of the data provided by Germany, the fact that there does not exist an identifiable threshold below which PM<span>2,5</span> would not pose a risk and the direct link between the measure and the objective, maintaining the national provisions should not be considered disproportionate in relation to the objective pursued. Therefore, they do not constitute an obstacle to the functioning of the internal market in the meaning of Article 114(6) TFEU.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(70)</p></td><td><p>In the light of the foregoing analysis, the Commission considers that the condition relating to the absence of obstacles to the functioning of the internal market is complied with as regards this notification by Germany.</p></td></tr></tbody></table> III. CONCLUSION <table><col/><col/><tbody><tr><td><p>(71)</p></td><td><p>In the light of the above considerations, and taking into account of comments received from Germany and other relevant stakeholders, the Commission is of the opinion that:</p><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>the notifications related to the provision on usable fuels, hot water tanks and monitoring of firing installations are not admissible under Article 114(4) TFEU;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>the notification related to particulate matter emissions thresholds shall be approved,</p></td></tr></tbody></table></td></tr></tbody></table> HAS ADOPTED THIS DECISION: Article 1 The national provisions related to particulate matter emissions thresholds applicable to solid fuel boilers covered by Regulation (EU) 2015/1189 and contained in section 5 point (1) of the 1 st BImSchV are approved. Article 2 The notifications related to usable fuels, hot water tanks and verification of proper operation by the chimney sweep handicraft of firing installations are rejected as inadmissible. Article 3 This Decision is addressed to the Federal Republic of Germany. Done at Brussels, 13 May 2020. For the Commission Kadri SIMSON Member of the Commission <note> ( 1 ) https://www.gesetze-im-internet.de/bimschv_1_2010/BJNR003800010.html ( 2 ) Commission Regulation (EU) 2015/1189 of 28 April 2015 implementing Directive 2009/125/EC of the European Parliament and of the Council with regard to ecodesign requirements for solid fuel boilers ( OJ L 193, 21.7.2015, p. 100 ). ( 3 ) Directive 2009/125/EC of the European Parliament and of the Council of 21 October 2009 establishing a framework for the setting of ecodesign requirements for energy-related products ( OJ L 285, 31.10.2009, p. 10 ). ( 4 ) OJ C 42, 7.2.2020, p. 2 . ( 5 ) Recital 5 of Regulation (EU) 2015/1189. ( 6 ) Contrary to, for example, Commission Regulation (EU) No 547/2012 of 25 June 2012 implementing Directive 2009/125/EC of the European Parliament and of the Council with regard to ecodesign requirements for water pumps ( OJ L 165, 26.6.2012, p. 28 ), which provides in Article 3 that ‘No ecodesign requirement is necessary regarding any other ecodesign parameter referred to in Annex I, Part 1, of Directive 2009/125/EC’. ( 7 ) Case C-3/00, Kingdom of Denmark v Commission of the European Communities, EU:C:2003:167, paragraph 64. ( 8 ) Directive 2008/50/EC of the European Parliament and of the Council of 21 May 2008 on ambient air quality and cleaner air for Europe ( OJ L 152, 11.6.2008, p. 1 ). ( 9 ) Directive (EU) 2016/2284 of the European Parliament and of the Council of 14 December 2016 on the reduction of national emissions of certain atmospheric pollutants, amending Directive 2003/35/EC and repealing Directive 2001/81/EC ( OJ L 344, 17.12.2016, p. 1 ). ( 10 ) IARC monographs on the evaluation of carcinogenic risks to humans. Volume 109. Outdoor air pollution. Lyon: International Agency for Research on Cancer. ( 11 ) https://www.eea.europa.eu/publications/air-quality-in-europe-2019 ( 12 ) Directive 2008/50/EC of the European Parliament and of the Council of 21 May 2008 on ambient air quality and cleaner air for Europe ( OJ L 152, 11.6.2008, p. 1 ), recital 11. ( 13 ) Case C-477/14, Pillbox 38 (UK) Ltd/Secretary of State for Health, EU:C:2016:324, paragraph 35. ( 14 ) See for example of Commission Decision (EU) 2018/702 of 8 May 2018 concerning national provisions notified by Denmark on the addition of nitrite to certain meat products ( OJ L 118, 14.5.2018, p. 7 ). </note>

ENG

32020D0654

<table><col/><col/><col/><col/><tbody><tr><td><p>11.8.2020&#160;&#160;&#160;</p></td><td><p>EN</p></td><td><p>Official Journal of the European Union</p></td><td><p>L 261/2</p></td></tr></tbody></table> COMMISSION DELEGATED REGULATION (EU) 2020/1182 of 19 May 2020 amending, for the purposes of its adaptation to technical and scientific progress, Part 3 of Annex VI to Regulation (EC) No 1272/2008 of the European Parliament and of the Council on classification, labelling and packaging of substances and mixtures (Text with EEA relevance) THE EUROPEAN COMMISSION, Having regard to the Treaty on the Functioning of the European Union, Having regard to Regulation (EC) No 1272/2008 of the European Parliament and of the Council of 16 December 2008 on classification, labelling and packaging of substances and mixtures, amending and repealing Directives 67/548/EEC and 1999/45/EC, and amending Regulation (EC) No 1907/2006 ( 1 ) , and in particular Article 37(5) thereof, Whereas: <table><col/><col/><tbody><tr><td><p>(1)</p></td><td><p>Table 3 of Part 3 of Annex VI to Regulation (EC) No 1272/2008 contains the list of harmonised classification and labelling of hazardous substances based on the criteria set out in Parts 2 to 5 of Annex I to that Regulation.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(2)</p></td><td><p>Proposals to introduce harmonised classification and labelling of certain substances and to update or delete the harmonised classification and labelling of certain other substances have been submitted to the European Chemicals Agency (&#8216;Agency&#8217;) pursuant to Article 37 of Regulation (EC) No 1272/2008. Based on the opinions&#160;<a>(<span>2</span>)</a> on those proposals issued by the Committee for Risk Assessment of the Agency (RAC), as well as on the comments received from the parties concerned, it is appropriate to introduce, update or delete the harmonised classification and labelling of certain substances. Those RAC opinions are:</p><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Opinion of 8 June 2018 concerning nitric acid ... %[C &#8804; 70 %];</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Opinion of 9 March 2018 concerning silicon carbide fibres (with diameter &lt; 3 &#956;m, length &gt; 5 &#956;m and aspect ratio &#8805; 3:1);</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Opinion of 8 June 2018 concerning trimethoxyvinylsilane; trimethoxy(vinyl)silane;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Opinion of 8 June 2018 concerning tris(2-methoxyethoxy)vinylsilane; 6-(2-methoxyethoxy)-6-vinyl-2,5,7,10-tetraoxa-6-silaundecane;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Opinion of 8 June 2018 concerning dimethyl disulphide;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Opinion of 8 June 2018 concerning granulated copper;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Opinion of 30 November 2018 concerning bis(<span>N</span>-hydroxy-<span>N</span>-nitrosocyclohexylaminato-<span>O,O</span>')copper; bis(<span>N</span>-cyclohexyl-diazenium-dioxy)-copper; [Cu-HDO];</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Opinion of 14 September 2018 concerning dioctyltin dilaurate; [1] stannane, dioctyl-, bis(coco acyloxy) derivs. [2];</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Opinion of 30 November 2018 concerning dibenzo[<span>def,p</span>]chrysene; dibenzo[<span>a,l</span>]pyrene;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Opinion of 9 March 2018 concerning ipconazole (ISO); (1<span>RS</span>,2<span>SR</span>,5<span>RS</span>;1<span>RS</span>,2<span>SR</span>,5<span>SR</span>)-2-(4-chlorobenzyl)-5-isopropyl-1-(1<span>H</span>-1,2,4-triazol-1-ylmethyl)cyclopentanol;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Opinion of 8 June 2018 concerning bis(2-(2-methoxyethoxy)ethyl)ether; tetraglyme;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Opinion of 8 June 2018 concerning paclobutrazol (ISO); (2<span>RS</span>,3<span>RS</span>)-1-(4-chlorophenyl)-4,4-dimethyl-2-(1<span>H</span>-1,2,4-triazol-1-yl)pentan-3-ol;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Opinion of 8 June 2018 concerning 2,2-bis(bromomethyl)propane-1,3-diol;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Opinion of 14 September 2018 concerning geraniol; (2<span>E</span>)-3,7-dimethylocta-2,6-dien-1-ol;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Opinion of 28 January 2019 concerning 2-(4-<span>tert</span>-butylbenzyl)propionaldehyde;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Opinion of 9 March 2018 concerning MCPA-thioethyl (ISO);<span>S</span>-ethyl (4-chloro-2-methylphenoxy)ethanethioate;<span>S</span>-ethyl 4-chloro-<span>o</span>-tolyloxythioacetate;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Opinion of 9 March 2018 concerning diisooctyl phthalate;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Opinion of 14 September 2018 concerning 4-{[(6-chloropyridin-3-yl)methyl](2,2-difluoroethyl) amino}furan-2(5<span>H</span>)-one; flupyradifurone;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Opinion of 30 November 2018 concerning thiencarbazone-methyl (ISO); methyl 4- [(4,5-dihydro-3-methoxy-4-methyl-5-oxo-1<span>H</span>-1,2,4-triazol-1-yl)carbonylsulfamoyl]-5-methylthiophene-3-carboxylate;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Opinion of 9 March 2018 concerning L-(+)-lactic acid; (2<span>S</span>)-2-hydroxypropanoic acid;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Opinion of 9 March 2018 concerning 2-methoxyethyl acrylate;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Opinion of 8 June 2018 concerning glyoxylic acid &#8230;%;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Opinion of 14 September 2018 concerning sodium<span>N</span>-(hydroxymethyl)glycinate; [formaldehyde released from sodium<span>N</span>-(hydroxymethyl)glycinate];</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Opinion of 30 November 2018 concerning potassium (oxido-<span>NNO</span>-azoxy)cyclohexane; cyclohexylhydroxydiazene 1-oxide, potassium salt; [K-HDO];</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Opinion of 14 September 2018 concerning mecetronium etilsulfate;<span>N</span>-ethyl-<span>N,N</span>-dimethylhexadecan-1-aminium ethyl sulfate; mecetronium ethyl sulphate [MES];</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Opinion of 9 March 2018 concerning (2<span>RS</span>)-2-[4-(4-chlorophenoxy)-2-(trifluoromethyl)phenyl]-1-(1<span>H</span>-1,2,4-triazol-1-yl)propan-2-ol; mefentrifluconazole;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Opinion of 30 November 2018 concerning oxathiapiprolin (ISO); 1-(4-{4-[5-(2,6-difluorophenyl)-4,5-dihydro-1,2-oxazol-3-yl]-1,3-thiazol-2-yl}piperidin-1-yl)-2-[5-methyl-3-(trifluoromethyl)-1<span>H</span>-pyrazol-1-yl]ethanone;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Opinion of 14 September 2018 concerning pyrithione zinc; (<span>T</span>-4)-bis[1-(hydroxy-.kappa.<span>O</span>) pyridine-2(1<span>H</span>)-thionato-.kappa.<span>S</span>]zinc;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Opinion of 30 November 2018 concerning 3-chloro-4-(chloromethyl)-1-[3-trifluoromethyl)phenyl]pyrrolidin-2-one; flurochloridone (ISO);</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Opinion of 30 November 2018 concerning 4,5-dichloro-2-octyl-2<span>H</span>-isothiazol-3-one; [DCOIT];</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Opinion of 8 June 2018 concerning 2-methyl-1,2-benzothiazol-3(2<span>H</span>)-one; [MBIT];</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Opinion of 30 November 2018 concerning 3-(difluoromethyl)-1-methyl-<span>N</span>-(3',4',5'-trifluorobiphenyl-2-yl)pyrazole-4-carboxamide; fluxapyroxad;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Opinion of 8 June 2018 concerning<span>N</span>-(hydroxymethyl)acrylamide; methylolacrylamide; [NMA];</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Opinion of 15 October 2018 concerning 5-fluoro-1,3-dimethyl-<span>N</span>-[2-(4-methylpentan-2-yl)phenyl]-1<span>H</span>-pyrazole-4-carboxamide; 2&#8217;-[(<span>RS</span>)-1,3-dimethylbutyl]-5-fluoro-1,3-dimethylpyrazole-4-carboxanilide; penflufen;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Opinion of 30 November 2018 concerning iprovalicarb(ISO); isopropyl [(2<span>S</span>)-3-methyl-1-{[1-(4-methylphenyl)ethyl]amino}-1-oxobutan-2-yl]carbamate;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Opinion of 30 November 2018 concerning silthiofam (ISO);<span>N</span>-allyl-4,5-dimethyl-2-(trimethylsilyl)thiophene-3-carboxamide;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Opinion of 9 March 2018 concerning Margosa, ext. [cold-pressed oil of<span>Azadirachta indica</span> seeds without shells extracted with super-critical carbon dioxide];</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Opinion of 8 June 2018 concerning nitric acid &#8230;%[C&gt; 70 %];</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Opinion of 9 March 2018 concerning octamethylcyclotetrasiloxane; [D4];</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Opinion of 30 November 2018 concerning pirimiphos-methyl (ISO);<span>O</span>-[2-(diethylamino)-6-methylpyrimidin-4-yl]<span>O,O</span>-dimethyl phosphorothioate;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Opinion of 30 November 2018 concerning phosphine;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Opinion of 14 September 2018 concerning dichlorodioctylstannane;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Opinion of 30 November 2018 concerning 2-ethylhexyl 10-ethyl-4,4-dioctyl-7-oxo-8-oxa-3,5-dithia-4-stannatetradecanoate; [DOTE];</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Opinion of 30 November 2018 concerning lead;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Opinion of 14 September 2018 concerning 2-butoxyethanol; ethylene glycol monobutyl ether;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Opinion of 30 November 2018 concerning<span>m</span>-bis(2,3-epoxypropoxy)benzene; resorcinol diglycidyl ether;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Opinion of 14 September 2018 concerning tribenuron-methyl (ISO); methyl 2- [<span>N</span>-(4-methoxy-6-methyl-1,3,5-triazin-2-yl)-<span>N</span>-methylcarbamoylsulfamoyl]benzoate;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Opinion of 8 June 2018 concerning azoxystrobin (ISO); methyl (<span>E</span>)-2-{2-[6-(2-cyanophenoxy)pyrimidin-4-yloxy]phenyl}-3-methoxyacrylate;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Opinion of 9 March 2018 concerning ethofumesate (ISO); (<span>RS</span>)-2-ethoxy-2,3-dihydro-3,3-dimethylbenzofuran-5-yl methanesulfonate;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Opinion of 30 November 2018 concerning 2,4-dinitrophenol;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Opinion of 14 September 2018 concerning mesotrione (ISO); 2-[4-(methylsulfonyl)-2-nitrobenzoyl]-1,3-cyclohexanedione;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Opinion of 30 November 2018 concerning octhilinone (ISO); 2-octyl-2<span>H</span>-isothiazol-3-one; [OIT];</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Opinion of 14 September 2018 concerning hymexazol (ISO); 3-hydroxy-5-methylisoxazole;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Opinion of 30 November 2018 concerning hexythiazox (ISO);<span>trans</span>-5-(4-chlorophenyl)-<span>N</span>-cyclohexyl-4-methyl-2-oxo-3-thiazolidine-carboxamide;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Opinion of 9 March 2018 concerning pymetrozine (ISO); (<span>E</span>)-4,5-dihydro-6-methyl-4-(3-pyridylmethylene amino)-1,2,4-triazin-3(2<span>H</span>)-one;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Opinion of 9 March 2018 concerning imiprothrin (ISO); reaction mass of: [2,4-dioxo-(2-propyn-1-yl)imidazolidin-3-yl]methyl(1<span>R</span>)-<span>cis</span>-chrysanthemate; [2,4-dioxo-(2-propyn-1-yl)imidazolidin-3-yl]methyl(1<span>R</span>)-<span>trans</span>-chrysanthemate;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Opinion of 14 September 2018 concerning butanone oxime; ethyl methyl ketoxime; ethyl methyl ketone oxime;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Opinion of 8 June 2018 concerning bis(&#945;,&#945;-dimethylbenzyl) peroxide;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Opinion of 9 March 2018 concerning branched hexatriacontane;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Opinion of 30 November 2018 concerning hexyl 2-(1-(diethylaminohydroxyphenyl) methanoyl)benzoate; hexyl 2-[4-(diethylamino)-2-hydroxybenzoyl]benzoate.</p></td></tr></tbody></table></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(3)</p></td><td><p>With regard to the substance lead (CAS number 7439-92-1 and index numbers 082-013-00-1 (lead powder; [particle diameter &lt; 1 mm];) and 082-014-00-7 (lead massive; [particle diameter &#8805; 1 mm];)), RAC proposed in its opinion of 30 November 2018 to apply the same environmental classification to the massive and the powder form. However, in view of the lower dissolution rate of the massive form, the malleable structure of lead, the specific intentional production of the powder and the different environmental classification between massive and powder forms for existing entries in Annex VI for other metals, further assessment needs to be done by RAC on whether to apply the same environmental classification to the massive as to the powder form of lead. In addition, new scientific data has been made available suggesting that the environmental classification for the massive form as recommended in the RAC opinion might not be appropriate Therefore, the environmental classification for the massive form will not be included in Annex VI to Regulation (EC) No 1272/2008 until RAC has had the opportunity to deliver a revised opinion.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(4)</p></td><td><p>With regard to the substance 2-butoxyethanol; ethylene glycol monobutyl ether; (CAS number 111-76-2), new scientific data has been made available for the hazard class &#8216;acute toxicity (inhalation)&#8217; which suggests that the classification for this hazard class as recommended in the RAC opinion, which is based on older data, might not be appropriate. Therefore, this hazard class should not be modified in Annex VI to Regulation (EC) No 1272/2008 until RAC has had the opportunity to deliver a revised opinion based on the new information, while all other hazard classes covered by the RAC opinion should be included.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(5)</p></td><td><p>Regulation (EC) No 1272/2008 should therefore be amended accordingly.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(6)</p></td><td><p>Compliance with the new or updated harmonised classifications should not be required immediately as a certain period of time is necessary to allow suppliers to adapt the labelling and packaging of substances and mixtures to the new or revised classifications and to sell existing stocks subject to the pre-existing regulatory requirements. That period of time is also necessary to allow suppliers sufficient time to take the actions required to ensure continuing compliance with other legal requirements following the changes made under this Regulation. Such requirements may include those set out in point (f) of Article 22(1) of Regulation (EC) No 1907/2006 of the European Parliament and of the Council&#160;<a>(<span>3</span>)</a> or those set out in Article 50 of Regulation (EU) No 528/2012 of the European Parliament and of the Council&#160;<a>(<span>4</span>)</a>.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(7)</p></td><td><p>Suppliers should, however, have the possibility to apply the new classification, labelling and packaging provisions on a voluntary basis before the date of application of this Regulation. This is consistent with the approach taken under Article 61(2) of Regulation (EC) No 1272/2008,</p></td></tr></tbody></table> HAS ADOPTED THIS REGULATION: Article 1 Amendments to Regulation (EC) No 1272/2008 Table 3 of Part 3 of Annex VI to Regulation (EC) No 1272/2008 is amended as set out in the Annex to this Regulation. Article 2 Entry into force and application This Regulation shall enter into force on the twentieth day following that of its publication in the Official Journal of the European Union . It shall apply from 1 March 2022. By way of derogation from the second paragraph of this Article, substances and mixtures may, before 1 March 2022 be classified, labelled and packaged in accordance with Regulation (EC) No 1272/2008 as amended by this Regulation. This Regulation shall be binding in its entirety and directly applicable in all Member States. Done at Brussels, 19 May 2020. For the Commission The President Ursula VON DER LEYEN ( 1 ) OJ L 353, 31.12.2008, p. 1 . ( 2 ) The opinions are accessible via the following website: https://echa.europa.eu/registry-of-clh-intentions-until-outcome/-/dislist/name/-/ecNumber/-/casNumber/-/dte_receiptFrom/-/dte_receiptTo/-/prc_public_status/Opinion+Adopted/dte_withdrawnFrom/-/dte_withdrawnTo/-/sbm_expected_submissionFrom/-/sbm_expected_submissionTo/-/dte_finalise_deadlineFrom/-/dte_finalise_deadlineTo/-/haz_addional_hazard/-/lec_submitter/-/dte_assessmentFrom/-/dte_assessmentTo/-/prc_regulatory_programme/-/ ( 3 ) Regulation (EC) No 1907/2006 of the European Parliament and of the Council of 18 December 2006 concerning the Registration, Evaluation, Authorisation and Restriction of Chemicals (REACH), establishing a European Chemicals Agency, amending Directive 1999/45/EC and repealing Council Regulation (EEC) No 793/93 and Commission Regulation (EC) No 1488/94 as well as Council Directive 76/769/EEC and Commission Directives 91/155/EEC, 93/67/EEC, 93/105/EC and 2000/21/EC ( OJ L 396, 30.12.2006, p. 1 ). ( 4 ) Regulation (EU) No 528/2012 of the European Parliament and of the Council of 22 May 2012 concerning the making available on the market and use of biocidal products ( OJ L 167, 27.6.2012, p. 1 ). ANNEX In Annex VI to Regulation (EC) No 1272/2008, Table 3 of Part 3 is amended as follows: <table><col/><col/><tbody><tr><td><p>(1)</p></td><td><p>the following entries are inserted:</p><table><col/><col/><col/><col/><col/><col/><col/><col/><col/><col/><col/><tbody><tr><td><p><span>Index No</span></p></td><td><p><span>Chemical name</span></p></td><td><p><span>EC No</span></p></td><td><p><span>CAS No</span></p></td><td><p><span>Classification</span></p></td><td><p><span>Labelling</span></p></td><td><p><span>Specific Conc. Limits, M-factors and ATE</span></p></td><td><p><span>Notes</span></p></td></tr><tr><td><p><span>Hazard Class and Category Code(s)</span></p></td><td><p><span>Hazard statement Code(s)</span></p></td><td><p><span>Pictogram, Signal Word Code(s)</span></p></td><td><p><span>Hazard statement Code(s)</span></p></td><td><p><span>Suppl. Hazard statement Code(s)</span></p></td></tr><tr><td><p>&#8216;007-030-00-3</p></td><td><p>nitric acid &#8230;% [C &#8804; 70 %]</p></td><td><p>231-714-2</p></td><td><p>7697-37-2.</p></td><td><p>Ox. Liq. 3</p><p>Acute Tox. 3</p><p>Skin Corr. 1A</p></td><td><p>H272</p><p>H331</p><p>H314</p></td><td><p>GHS03</p><p>GHS06</p><p>GHS05</p><p>Dgr</p></td><td><p>H272</p><p>H331</p><p>H314</p></td><td><p>EUH071</p></td><td><p>Ox. Liq. 3; H272: C &#8805; 65 %</p><p>inhalation: ATE = 2,65 mg/L (vapours)</p><p>Skin Corr. 1A; H314: C &#8805; 20 %</p><p>Skin Corr. 1B; H314: 5 % &#8804; C &lt; 20 %</p></td><td><p>B&#8217;</p></td></tr><tr><td><p>&#8216;014-048-00-5</p></td><td><p>silicon carbide fibres (with diameter &lt; 3 &#956;m, length &gt; 5 &#956;m and aspect ratio &#8805; 3:1)</p></td><td><p>206-991-8</p></td><td><p>409-21-2</p><p>308076-74-6</p></td><td><p>Carc. 1B</p></td><td><p>H350i</p></td><td><p>GHS08</p><p>Dgr</p></td><td><p>H350i&#8217;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>&#8216;014-049-00-0</p></td><td><p>trimethoxyvinylsilane; trimethoxy(vinyl)silane</p></td><td><p>220-449-8</p></td><td><p>2768-02-7</p></td><td><p>Skin Sens. 1B</p></td><td><p>H317</p></td><td><p>GHS07</p><p>Wng</p></td><td><p>H317&#8217;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>&#8216;014-050-00-6</p></td><td><p>tris(2-methoxyethoxy)vinylsilane;</p><p>6-(2-methoxyethoxy)-6-vinyl-2,5,7,10-tetraoxa-6-silaundecane</p></td><td><p>213-934-0</p></td><td><p>1067-53-4</p></td><td><p>Repr. 1B</p></td><td><p>H360FD</p></td><td><p>GHS08</p><p>Dgr</p></td><td><p>H360FD&#8217;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>&#8216;016-098-00-3</p></td><td><p>dimethyl disulphide</p></td><td><p>210-871-0</p></td><td><p>624-92-0</p></td><td><p>Flam. Liq. 2</p><p>Acute Tox. 3</p><p>Acute Tox. 3</p><p>STOT SE 3</p><p>STOT SE 1</p><p>Eye Irrit. 2</p><p>Skin Sens. 1</p><p>Aquatic Acute 1</p><p>Aquatic Chronic 1</p></td><td><p>H225</p><p>H331</p><p>H301</p><p>H336</p><p>H370 (upper respiratory tract, inhalation)</p><p>H319</p><p>H317</p><p>H400</p><p>H410</p></td><td><p>GHS02</p><p>GHS06</p><p>GHS08</p><p>GHS09</p><p>Dgr</p></td><td><p>H225</p><p>H331</p><p>H301</p><p>H336</p><p>H370 (upper respiratory tract, inhalation)</p><p>H319</p><p>H317</p><p>H410</p></td><td><p>&#160;</p></td><td><p>inhalation: ATE = 5 mg/L (vapours)</p><p>oral: ATE = 190 mg/kg bw</p><p>M = 1</p><p>M = 10&#8217;</p></td><td><p>&#160;</p></td></tr><tr><td><p>&#8216;029-024-00-X</p></td><td><p>granulated copper;</p><p>[particle length: from 0,9 mm to 6,0 mm; particle width: from 0,494 to 0,949 mm]</p></td><td><p>231-159-6</p></td><td><p>7440-50-8</p></td><td><p>Aquatic Chronic 2</p></td><td><p>H411</p></td><td><p>GHS09</p></td><td><p>H411&#8217;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>&#8216;029-025-00-5</p></td><td><p>bis(<span>N</span>-hydroxy-<span>N</span>-nitrosocyclohexylaminato-<span>O</span>,<span>O</span>&#8217;)copper;</p><p>bis(<span>N</span>-cyclohexyl-diazenium-dioxy)-copper;</p><p>[Cu-HDO]</p></td><td><p>239-703-4</p></td><td><p>312600-89-8</p><p>15627-09-5</p></td><td><p>Flam. Sol. 1</p><p>Acute Tox. 4</p><p>STOT RE 2</p><p>Eye Dam. 1</p><p>Aquatic Acute 1</p><p>Aquatic Chronic 1</p></td><td><p>H228</p><p>H302</p><p>H373 (liver)</p><p>H318</p><p>H400</p><p>H410</p></td><td><p>GHS02</p><p>GHS07</p><p>GHS08</p><p>GHS05</p><p>GHS09</p><p>Dgr</p></td><td><p>H228</p><p>H302</p><p>H373(liver)</p><p>H318</p><p>H410</p></td><td><p>&#160;</p></td><td><p>oral: ATE = 360 mg/kg bw</p><p>M = 1</p><p>M = 1&#8217;</p></td><td><p>&#160;</p></td></tr><tr><td><p>&#8216;050-031-00-9</p></td><td><p>dioctyltin dilaurate; [1]</p><p>stannane, dioctyl-, bis(coco acyloxy) derivs. [2]</p></td><td><p>222-883-3 [1] 293-901-5 [2]</p></td><td><p>3648-18-8 [1] 91648-39-4 [2]</p></td><td><p>Repr. 1B</p><p>STOT RE 1</p></td><td><p>H360D</p><p>H372 (immune system)</p></td><td><p>GHS08</p><p>Dgr</p></td><td><p>H360D</p><p>H372 (immune system)&#8217;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>&#8216;601-092-00-0</p></td><td><p>dibenzo[<span>def</span>,<span>p</span>]chrysene;</p><p>dibenzo[<span>a</span>,<span>l</span>]pyrene</p></td><td><p>205-886-4</p></td><td><p>191-30-0</p></td><td><p>Carc. 1B</p><p>Muta. 2</p></td><td><p>H350</p><p>H341</p></td><td><p>GHS08</p><p>Dgr</p></td><td><p>H350</p><p>H341</p></td><td><p>&#160;</p></td><td><p>Carc. 1B; H350: C &#8805; 0,001 %&#8217;</p></td><td><p>&#160;</p></td></tr><tr><td><p>&#8216;603-237-00-3</p></td><td><p>ipconazole (ISO);</p><p>(1<span>RS</span>,2<span>SR</span>,5<span>RS</span>;1<span>RS</span>,2<span>SR</span>,5<span>SR</span>)-2-(4-chlorobenzyl)-5-isopropyl-1-(1<span>H</span>-1,2,4-triazol-1-ylmethyl)cyclopentanol</p></td><td><p>-</p></td><td><p>125225-28-7</p><p>115850-69-6</p><p>115937-89-8</p></td><td><p>Repr. 1B</p><p>Acute Tox. 4</p><p>STOT RE 2</p><p>Aquatic Chronic 1</p></td><td><p>H360D</p><p>H302</p><p>H373 (eyes, skin, liver)</p><p>H410</p></td><td><p>GHS08</p><p>GHS07</p><p>GHS09</p><p>Dgr</p></td><td><p>H360D</p><p>H302</p><p>H373 (eyes, skin, liver)</p><p>H410</p></td><td><p>&#160;</p></td><td><p>oral: ATE = 500 mg/kg bw</p><p>M = 100&#8217;</p></td><td><p>&#160;</p></td></tr><tr><td><p>&#8216;603-238-00-9</p></td><td><p>bis(2-(2-methoxyethoxy)ethyl)ether; tetraglyme</p></td><td><p>205-594-7</p></td><td><p>143-24-8</p></td><td><p>Repr. 1B</p></td><td><p>H360FD</p></td><td><p>GHS08</p><p>Dgr</p></td><td><p>H360FD&#8217;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>&#8216;603-239-00-4</p></td><td><p>paclobutrazol (ISO);</p><p>(2<span>RS</span>,3<span>RS</span>)-1-(4-chlorophenyl)-4,4-dimethyl-2-(1<span>H</span>-1,2,4-triazol-1-yl)pentan-3-ol</p></td><td><p>-</p></td><td><p>76738-62-0</p></td><td><p>Repr. 2</p><p>Acute Tox. 4</p><p>Acute Tox. 4</p><p>Eye Irrit. 2</p><p>Aquatic Acute 1</p><p>Aquatic Chronic 1</p></td><td><p>H361d</p><p>H332</p><p>H302</p><p>H319</p><p>H400</p><p>H410</p></td><td><p>GHS08</p><p>GHS07</p><p>GHS09</p><p>Wng</p></td><td><p>H361d</p><p>H332</p><p>H302</p><p>H319</p><p>H410</p></td><td><p>&#160;</p></td><td><p>inhalation: ATE = 3,13 mg/L (dusts or mists)</p><p>oral: ATE = 490 mg/kg bw</p><p>M = 10</p><p>M = 10&#8217;</p></td><td><p>&#160;</p></td></tr><tr><td><p>&#8216;603-240-00-X</p></td><td><p>2,2-bis(bromomethyl)propane-1,3-diol</p></td><td><p>221-967-7</p></td><td><p>3296-90-0</p></td><td><p>Carc. 1B</p><p>Muta. 1B</p></td><td><p>H350</p><p>H340</p></td><td><p>GHS08</p><p>Dgr</p></td><td><p>H350</p><p>H340&#8217;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>&#8216;603-241-00-5</p></td><td><p>geraniol;</p><p>(2<span>E</span>)-3,7-dimethylocta-2,6-dien-1-ol</p></td><td><p>203-377-1</p></td><td><p>106-24-1</p></td><td><p>Skin Sens. 1</p></td><td><p>H317</p></td><td><p>GHS07</p><p>Wng</p></td><td><p>H317&#8217;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>&#8216;605-041-00-3</p></td><td><p>2-(4-<span>tert</span>-butylbenzyl)propionaldehyde</p></td><td><p>201-289-8</p></td><td><p>80-54-6</p></td><td><p>Repr. 1B</p></td><td><p>H360Fd</p></td><td><p>GHS08</p><p>Dgr</p></td><td><p>H360Fd&#8217;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>&#8216;607-738-00-8</p></td><td><p>MCPA-thioethyl (ISO);</p><p><span>S</span>-ethyl (4-chloro-2-methylphenoxy)ethanethioate;<span>S</span>-ethyl 4-chloro-<span>o</span>-tolyloxythioacetate</p></td><td><p>246-831-4</p></td><td><p>25319-90-8</p></td><td><p>Acute Tox. 4</p><p>STOT RE. 2</p><p>Aquatic Acute 1 Aquatic Chronic 1</p></td><td><p>H302</p><p>H373 (liver)</p><p>H400</p><p>H410</p></td><td><p>GHS07</p><p>GHS08</p><p>GHS09</p><p>Wng</p></td><td><p>H302</p><p>H373 (liver)</p><p>H410</p></td><td><p>&#160;</p></td><td><p>oral: ATE = 450 mg/kg bw</p><p>M = 10</p><p>M = 10&#8217;</p></td><td><p>&#160;</p></td></tr><tr><td><p>&#8216;607-740-00-9</p></td><td><p>diisooctyl phthalate</p></td><td><p>248-523-5</p></td><td><p>27554-26-3</p></td><td><p>Repr. 1B</p></td><td><p>H360FD</p></td><td><p>GHS08</p><p>Dgr</p></td><td><p>H360FD&#8217;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>&#8216;607-741-00-4</p></td><td><p>4-{[(6-chloropyridin-3-yl)methyl](2,2-difluoroethyl)amino}furan-2(5<span>H</span>)-one; flupyradifurone</p></td><td><p>-</p></td><td><p>951659-40-8</p></td><td><p>Acute Tox. 4</p><p>STOT RE 2</p><p>Aquatic Acute 1</p><p>Aquatic Chronic 1</p></td><td><p>H302</p><p>H373 (muscle)</p><p>H400</p><p>H410</p></td><td><p>GHS07</p><p>GHS08</p><p>GHS09</p><p>Wng</p></td><td><p>H302</p><p>H373 (muscle)</p><p>H410</p></td><td><p>&#160;</p></td><td><p>oral: ATE = 500 mg/kg bw</p><p>M = 10</p><p>M = 10&#8217;</p></td><td><p>&#160;</p></td></tr><tr><td><p>&#8216;607-742-00-X</p></td><td><p>thiencarbazone-methyl (ISO);</p><p>methyl 4-[(4,5-dihydro-3-methoxy-4-methyl-5-oxo-1<span>H</span>-1,2,4-triazol-1-yl)carbonylsulfamoyl]-5- methylthiophene-3-carboxylate</p></td><td><p>-</p></td><td><p>317815-83-1</p></td><td><p>Aquatic Acute 1</p><p>Aquatic Chronic 1</p></td><td><p>H400</p><p>H410</p></td><td><p>GHS09</p><p>Wng</p></td><td><p>H410</p></td><td><p>&#160;</p></td><td><p>M = 1000</p><p>M = 1000&#8217;</p></td><td><p>&#160;</p></td></tr><tr><td><p>&#8216;607-743-00-5</p></td><td><p>L-(+)-lactic acid;</p><p>(2<span>S</span>)-2-hydroxypropanoic acid</p></td><td><p>201-196-2</p></td><td><p>79-33-4</p></td><td><p>Skin Corr. 1C</p><p>Eye Dam. 1</p></td><td><p>H314</p><p>H318</p></td><td><p>GHS05</p><p>Dgr</p></td><td><p>H314</p></td><td><p>EUH071&#8217;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>&#8216;607-744-00-0</p></td><td><p>2-methoxyethyl acrylate</p></td><td><p>221-499-3</p></td><td><p>3121-61-7</p></td><td><p>Flam. Liq. 3</p><p>Muta. 2</p><p>Repr. 1B</p><p>Acute Tox. 3</p><p>Acute Tox. 4</p><p>Skin Corr. 1C</p><p>Eye Dam. 1</p><p>Skin Sens. 1</p></td><td><p>H226</p><p>H341</p><p>H360FD</p><p>H331</p><p>H302</p><p>H314</p><p>H318</p><p>H317</p></td><td><p>GHS02</p><p>GHS05</p><p>GHS06</p><p>GHS08</p><p>Dgr</p></td><td><p>H226</p><p>H341</p><p>H360FD</p><p>H331</p><p>H302</p><p>H314</p><p>H317</p></td><td><p>EUH071</p></td><td><p>inhalation: ATE = 2,7 mg/L (vapours)</p><p>oral: ATE = 404 mg/kg bw&#8217;</p></td><td><p>&#160;</p></td></tr><tr><td><p>&#8216;607-745-00-6</p></td><td><p>glyoxylic acid &#8230;%</p></td><td><p>206-058-5</p></td><td><p>298-12-4</p></td><td><p>Eye Dam. 1</p><p>Skin Sens. 1B</p></td><td><p>H318</p><p>H317</p></td><td><p>GHS05</p><p>GHS07</p><p>Dgr</p></td><td><p>H318</p><p>H317</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>B&#8217;</p></td></tr><tr><td><p>&#8216;607-746-00-1</p></td><td><p>sodium<span>N</span>-(hydroxymethyl)glycinate;</p><p>[formaldehyde released from sodium<span>N</span>-(hydroxymethyl)glycinate]</p></td><td><p>274-357-8</p></td><td><p>70161-44-3</p></td><td><p>Carc. 1B</p><p>Muta. 2</p><p>Acute Tox. 4</p><p>Acute Tox. 4</p><p>STOT SE 3</p><p>Skin Irrit. 2</p><p>Eye Irrit. 2</p><p>Skin Sens. 1</p></td><td><p>H350</p><p>H341</p><p>H332</p><p>H302</p><p>H335</p><p>H315</p><p>H319</p><p>H317</p></td><td><p>GHS08</p><p>GHS07</p><p>Dgr</p></td><td><p>H350</p><p>H341</p><p>H332</p><p>H302</p><p>H335</p><p>H315</p><p>H319</p><p>H317</p></td><td><p>&#160;</p></td><td><p>inhalation: ATE = 3 mg/L (dusts or mists)</p><p>oral: ATE = 1100 mg/kg bw</p></td><td><p>8</p><p>9&#8217;</p></td></tr><tr><td><p>&#8216;611-181-00-6</p></td><td><p>potassium (oxido-<span>NNO</span>-azoxy)cyclohexane;</p><p>cyclohexylhydroxydiazene 1-oxide, potassium salt;</p><p>[K-HDO]</p></td><td><p>-</p></td><td><p>66603-10-9</p></td><td><p>Flam. Sol. 1</p><p>Acute Tox. 3</p><p>STOT RE 2</p><p>Skin Irrit. 2</p><p>Eye Dam. 1</p><p>Aquatic Chronic 2</p></td><td><p>H228</p><p>H301</p><p>H373 (liver)</p><p>H315</p><p>H318</p><p>H411</p></td><td><p>GHS02</p><p>GHS06</p><p>GHS08</p><p>GHS05</p><p>GHS09</p><p>Dgr</p></td><td><p>H228</p><p>H301</p><p>H373 (liver)</p><p>H315</p><p>H318</p><p>H411</p></td><td><p>&#160;</p></td><td><p>oral: ATE = 136 mg/kg bw&#8217;</p></td><td><p>&#160;</p></td></tr><tr><td><p>&#8216;612-294-00-3</p></td><td><p>mecetronium etilsulfate;</p><p><span>N</span>-ethyl-<span>N</span>,<span>N</span>-dimethylhexadecan-1-aminium ethyl sulfate;</p><p>mecetronium ethyl sulphate;</p><p>[MES]</p></td><td><p>221-106-5</p></td><td><p>3006-10-8</p></td><td><p>Skin Corr. 1</p><p>Eye Dam. 1</p><p>Aquatic Acute 1</p><p>Aquatic Chronic 1</p></td><td><p>H314</p><p>H318</p><p>H400</p><p>H410</p></td><td><p>GHS05</p><p>GHS09</p><p>Dgr</p></td><td><p>H314</p><p>H410</p></td><td><p>EUH071</p></td><td><p>M = 100</p><p>M = 1000&#8217;</p></td><td><p>&#160;</p></td></tr><tr><td><p>&#8216;613-331-00-6</p></td><td><p>(2<span>RS</span>)-2-[4-(4-chlorophenoxy)-2-(trifluoromethyl)phenyl]-1-(1<span>H</span>-1,2,4-triazol-1-yl)propan-2-ol;</p><p>mefentrifluconazole</p></td><td><p>-</p></td><td><p>1417782-03-6</p></td><td><p>Skin Sens. 1</p><p>Aquatic Acute 1</p><p>Aquatic Chronic 1</p></td><td><p>H317</p><p>H400</p><p>H410</p></td><td><p>GHS07</p><p>GHS09</p><p>Wng</p></td><td><p>H317</p><p>H410</p></td><td><p>&#160;</p></td><td><p>M = 1</p><p>M = 1&#8217;</p></td><td><p>&#160;</p></td></tr><tr><td><p>&#8216;613-332-00-1</p></td><td><p>oxathiapiprolin (ISO);</p><p>1-(4-{4-[5-(2,6-difluorophenyl)-4,5-dihydro-1,2-oxazol-3-yl]-1,3-thiazol-2-yl}piperidin-1-yl)-2-[5-methyl-3-(trifluoromethyl)-1<span>H</span>-pyrazol-1-yl]ethanone</p></td><td><p>-</p></td><td><p>1003318-67-9</p></td><td><p>Aquatic Chronic 1</p></td><td><p>H410</p></td><td><p>GHS09</p><p>Wng</p></td><td><p>H410</p></td><td><p>&#160;</p></td><td><p>M = 1&#8217;</p></td><td><p>&#160;</p></td></tr><tr><td><p>&#8216;613-333-00-7</p></td><td><p>pyrithione zinc; (<span>T</span>-4)-bis[1-(hydroxy-.kappa.<span>O</span>)pyridine-2(1<span>H</span>)-thionato-.kappa.<span>S</span>]zinc</p></td><td><p>236-671-3</p></td><td><p>13463-41-7</p></td><td><p>Repr. 1B</p><p>Acute Tox. 2</p><p>Acute Tox. 3</p><p>STOT RE 1</p><p>Eye Dam. 1</p><p>Aquatic Acute 1</p><p>Aquatic Chronic 1</p></td><td><p>H360D</p><p>H330</p><p>H301</p><p>H372</p><p>H318</p><p>H400</p><p>H410</p></td><td><p>GHS08</p><p>GHS06</p><p>GHS05</p><p>GHS09</p><p>Dgr</p></td><td><p>H360D</p><p>H330</p><p>H301</p><p>H372</p><p>H318</p><p>H410</p></td><td><p>&#160;</p></td><td><p>inhalation: ATE = 0,14 mg/L (dusts or mists)</p><p>oral: ATE = 221 mg/kg bw</p><p>M = 1000</p><p>M = 10&#8217;</p></td><td><p>&#160;</p></td></tr><tr><td><p>&#8216;613-334-00-2</p></td><td><p>flurochloridone (ISO);</p><p>3-chloro-4-(chloromethyl)-1-[3-(trifluoromethyl)phenyl]pyrrolidin-2-one</p></td><td><p>262-661-3</p></td><td><p>61213-25-0</p></td><td><p>Repr. 1B</p><p>Acute Tox. 4</p><p>Skin Sens. 1</p><p>Aquatic Acute 1</p><p>Aquatic Chronic 1</p></td><td><p>H360FD</p><p>H302</p><p>H317</p><p>H400</p><p>H410</p></td><td><p>GHS08</p><p>GHS07</p><p>GHS09</p><p>Dgr</p></td><td><p>H360FD</p><p>H302</p><p>H317</p><p>H410</p></td><td><p>&#160;</p></td><td><p>oral: ATE = 500 mg/kg bw</p><p>M = 100</p><p>M = 100&#8217;</p></td><td><p>&#160;</p></td></tr><tr><td><p>&#8216;613-335-00-8</p></td><td><p>4,5-dichloro-2-octyl-2<span>H</span>-isothiazol-3-one; [DCOIT]</p></td><td><p>264-843-8</p></td><td><p>64359-81-5</p></td><td><p>Acute Tox. 2</p><p>Acute Tox. 4</p><p>Skin Corr. 1</p><p>Eye Dam. 1</p><p>Skin Sens. 1A</p><p>Aquatic Acute 1</p><p>Aquatic Chronic 1</p></td><td><p>H330</p><p>H302</p><p>H314</p><p>H318</p><p>H317</p><p>H400</p><p>H410</p></td><td><p>GHS06</p><p>GHS05</p><p>GHS09</p><p>Dgr</p></td><td><p>H330</p><p>H302</p><p>H314</p><p>H317</p><p>H410</p></td><td><p>EUH071</p></td><td><p>inhalation: ATE = 0,16 mg/L (dusts or mists)</p><p>oral: ATE = 567 mg/kg bw</p><p>Skin Irrit. 2; H315: 0,025 % &#8804; C &lt; 5 %</p><p>Eye Irrit. 2; H319: 0,025 % &#8804; C &lt; 3 %</p><p>Skin Sens. 1A; H317: C &#8805; 0,0015 %</p><p>M = 100</p><p>M = 100&#8217;</p></td><td><p>&#160;</p></td></tr><tr><td><p>&#8216;613-336-00-3</p></td><td><p>2-methyl-1,2-benzothiazol-3(2<span>H</span>)-one;</p><p>[MBIT]</p></td><td><p>-</p></td><td><p>2527-66-4</p></td><td><p>Acute Tox. 4</p><p>Acute Tox. 3</p><p>Skin Corr. 1C</p><p>Eye Dam. 1</p><p>Skin Sens. 1A</p><p>Aquatic Acute 1</p><p>Aquatic Chronic 2</p></td><td><p>H312</p><p>H301</p><p>H314</p><p>H318</p><p>H317</p><p>H400</p><p>H411</p></td><td><p>GHS06</p><p>GHS05</p><p>GHS09</p><p>Dgr</p></td><td><p>H312</p><p>H301</p><p>H314</p><p>H317</p><p>H410</p></td><td><p>EUH071</p></td><td><p>dermal: ATE = 1100 mg/kg bw</p><p>oral: ATE = 175 mg/kg bw</p><p>Skin Sens. 1A; H317: C &#8805; 0,0015 %</p><p>M = 1&#8217;</p></td><td><p>&#160;</p></td></tr><tr><td><p>&#8216;616-228-00-4</p></td><td><p>3-(difluoromethyl)-1-methyl-<span>N</span>-(3',4',5'-trifluorobiphenyl-2-yl)pyrazole-4-carboxamide;</p><p>fluxapyroxad</p></td><td><p>-</p></td><td><p>907204-31-3</p></td><td><p>Lact.</p><p>Aquatic Acute 1</p><p>Aquatic Chronic 1</p></td><td><p>H362</p><p>H400</p><p>H410</p></td><td><p>GHS09</p><p>Wng</p></td><td><p>H362</p><p>H410</p></td><td><p>&#160;</p></td><td><p>M = 1</p><p>M = 1&#8217;</p></td><td><p>&#160;</p></td></tr><tr><td><p>&#8216;616-230-00-5</p></td><td><p><span>N</span>-(hydroxymethyl)acrylamide; methylolacrylamide; [NMA]</p></td><td><p>213-103-2</p></td><td><p>924-42-5</p></td><td><p>Carc. 1B</p><p>Muta. 1B</p><p>STOT RE 1</p></td><td><p>H350</p><p>H340</p><p>H372 (peripheral nervous system)</p></td><td><p>GHS08</p><p>Dgr</p></td><td><p>H350</p><p>H340</p><p>H372 (peripheral nervous system)&#8217;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>&#8216;616-231-00-0</p></td><td><p>5-fluoro-1,3-dimethyl-<span>N</span>-[2-(4-methylpentan-2-yl)phenyl]-1<span>H</span>-pyrazole-4-carboxamide; 2'-[(<span>RS</span>)-1,3-dimethylbutyl]-5-fluoro-1,3-dimethylpyrazole-4-carboxanilide;</p><p>penflufen</p></td><td><p>-</p></td><td><p>494793-67-8</p></td><td><p>Carc. 2</p><p>Aquatic Acute 1</p><p>Aquatic Chronic 1</p></td><td><p>H351</p><p>H400</p><p>H410</p></td><td><p>GHS08</p><p>GHS09</p><p>Wng</p></td><td><p>H351</p><p>H410</p></td><td><p>&#160;</p></td><td><p>M = 1</p><p>M = 1&#8217;</p></td><td><p>&#160;</p></td></tr><tr><td><p>&#8216;616-232-00-6</p></td><td><p>iprovalicarb (ISO);</p><p>isopropyl [(2<span>S</span>)-3-methyl-1-{[1-(4-methylphenyl)ethyl]amino}-1-oxobutan-2-yl]carbamate</p></td><td><p>-</p></td><td><p>140923-17-7</p></td><td><p>Carc. 2</p></td><td><p>H351</p></td><td><p>GHS08</p><p>Wng</p></td><td><p>H351&#8217;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>&#8216;616-233-00-1</p></td><td><p>silthiofam (ISO);</p><p><span>N</span>-allyl-4,5-dimethyl-2-(trimethylsilyl)thiophene-3-carboxamide</p></td><td><p>-</p></td><td><p>175217-20-6</p></td><td><p>STOT RE 2</p><p>Aquatic Chronic 2</p></td><td><p>H373</p><p>H411</p></td><td><p>GHS08</p><p>GHS09</p><p>Wng</p></td><td><p>H373</p><p>H411&#8217;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>&#8216;650-057-00-6</p></td><td><p>Margosa, ext. [cold-pressed oil of<span>Azadirachta indica</span> seeds without shells extracted with super-critical carbon dioxide]</p></td><td><p>283-644-7</p></td><td><p>84696-25-3</p></td><td><p>Aquatic Chronic 3</p></td><td><p>H412</p></td><td><p>&#160;</p></td><td><p>H412&#8217;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr></tbody></table></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(2)</p></td><td><p>the entries corresponding to index numbers 007-004-00-1; 014-018-00-1; 015-134-00-5; 015-181-00-1; 050-021-00-4; 050-027-00-7; 082-013-00-1; 603-014-00-0; 603-065-00-9; 605-019-00-3; 607-177-00-9; 607-256-00-8; 607-314-00-2; 609-041-00-4; 609-064-00-X; 613-112-00-5; 613-115-00-1; 613-125-00-6; 613-202-00-4; 613-259-00-5; 616-014-00-0 and 617-006-00-X are replaced by the following entries respectively:</p><table><col/><col/><col/><col/><col/><col/><col/><col/><col/><col/><col/><tbody><tr><td><p><span>Index No</span></p></td><td><p><span>Chemical name</span></p></td><td><p><span>EC No</span></p></td><td><p><span>CAS No</span></p></td><td><p><span>Classification</span></p></td><td><p><span>Labelling</span></p></td><td><p><span>Specific Conc. Limits, M-factors and ATE</span></p></td><td><p><span>Notes</span></p></td></tr><tr><td><p><span>Hazard Class and Category Code(s)</span></p></td><td><p><span>Hazard statement Code(s)</span></p></td><td><p><span>Pictogram, Signal Word Code(s)</span></p></td><td><p><span>Hazard statement Code(s)</span></p></td><td><p><span>Suppl. Hazard statement Code(s)</span></p></td></tr><tr><td><p>&#8216;007-004-00-1</p></td><td><p>nitric acid &#8230;% [C &gt; 70 %]</p></td><td><p>231-714-2</p></td><td><p>7697-37-2</p></td><td><p>Ox. Liq. 2</p><p>Acute Tox. 1</p><p>Skin Corr. 1A</p></td><td><p>H272</p><p>H330</p><p>H314</p></td><td><p>GHS03</p><p>GHS06</p><p>GHS05</p><p>Dgr</p></td><td><p>H272</p><p>H330</p><p>H314</p></td><td><p>EUH071</p></td><td><p>Ox. Liq. 2; H272: C &#8805; 99 %</p><p>Ox. Liq. 3; H272: 70 % &#8804; C &lt; 99 %</p></td><td><p>B&#8217;</p></td></tr><tr><td><p>&#8216;014-018-00-1</p></td><td><p>octamethylcyclotetrasiloxane;</p><p>[D4]</p></td><td><p>209-136-7</p></td><td><p>556-67-2</p></td><td><p>Repr. 2</p><p>Aquatic Chronic 1</p></td><td><p>H361f ***</p><p>H410</p></td><td><p>GHS08</p><p>GHS09</p><p>Wng</p></td><td><p>H361f ***</p><p>H410</p></td><td><p>&#160;</p></td><td><p>M = 10&#8217;</p></td><td><p>&#160;</p></td></tr><tr><td><p>&#8216;015-134-00-5</p></td><td><p>pirimiphos-methyl (ISO);</p><p><span>O</span>-[2-(diethylamino)-6-methylpyrimidin-4-yl]<span>O</span>,<span>O</span>-dimethyl phosphorothioate</p></td><td><p>249-528-5</p></td><td><p>29232-93-7</p></td><td><p>Acute Tox. 4</p><p>STOT RE 1</p><p>Aquatic Acute 1</p><p>Aquatic Chronic 1</p></td><td><p>H302</p><p>H372 (nervous system)</p><p>H400</p><p>H410</p></td><td><p>GHS07</p><p>GHS08</p><p>GHS09</p><p>Dgr</p></td><td><p>H302</p><p>H372 (nervous system)</p><p>H410</p></td><td><p>&#160;</p></td><td><p>oral: ATE = 1414 mg/kg bw</p><p>M = 1000</p><p>M = 1000&#8217;</p></td><td><p>&#160;</p></td></tr><tr><td><p>&#8216;015-181-00-1</p></td><td><p>phosphine</p></td><td><p>232-260-8</p></td><td><p>7803-51-2</p></td><td><p>Flam. Gas 1</p><p>Press. Gas</p><p>Acute Tox. 1</p><p>Skin Corr. 1B</p><p>Aquatic Acute 1</p></td><td><p>H220</p><p>H330</p><p>H314</p><p>H400</p></td><td><p>GHS02</p><p>GHS04</p><p>GHS06</p><p>GHS05</p><p>GHS09</p><p>Dgr</p></td><td><p>H220</p><p>H330</p><p>H314</p><p>H400</p></td><td><p>&#160;</p></td><td><p>inhalation:</p><p>ATE = 10 ppmV (gases)</p></td><td><p>U&#8217;</p></td></tr><tr><td><p>&#8216;050-021-00-4</p></td><td><p>dichlorodioctylstannane</p></td><td><p>222-583-2</p></td><td><p>3542-36-7</p></td><td><p>Repr. 1B</p><p>Acute Tox. 2</p><p>STOT RE 1</p><p>Aquatic Chronic 3</p></td><td><p>H360D</p><p>H330</p><p>H372 **</p><p>H412</p></td><td><p>GHS08</p><p>GHS06</p><p>Dgr</p></td><td><p>H360D</p><p>H330</p><p>H372 **</p><p>H412</p></td><td><p>&#160;</p></td><td><p>Repr. 1B; H360 D: C &#8805; 0,03 %</p><p>inhalation: ATE = 0,098 mg/L (dusts or mists)&#8217;</p></td><td><p>&#160;</p></td></tr><tr><td><p>&#8216;050-027-00-7</p></td><td><p>2-ethylhexyl 10-ethyl-4,4-dioctyl-7-oxo-8-oxa-3,5-dithia-4-stannatetradecanoate; [DOTE]</p></td><td><p>239-622-4</p></td><td><p>15571-58-1</p></td><td><p>Repr. 1B</p><p>STOT RE 1</p><p>Aquatic Acute 1</p><p>Aquatic Chronic 1</p></td><td><p>H360D</p><p>H372 (immune system)</p><p>H400</p><p>H410</p></td><td><p>GHS08</p><p>GHS09</p><p>Dgr</p></td><td><p>H360D</p><p>H372 (immune system)</p><p>H410&#8217;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>&#8216;082-013-00-1</p></td><td><p>lead powder; [particle diameter &lt; 1 mm]</p></td><td><p>231-100-4</p></td><td><p>7439-92-1</p></td><td><p>Repr. 1A</p><p>Lact.</p><p>Aquatic Acute 1</p><p>Aquatic Chronic 1</p></td><td><p>H360FD</p><p>H362</p><p>H400</p><p>H410</p></td><td><p>GHS08</p><p>GHS09</p><p>Dgr</p></td><td><p>H360FD H362</p><p>H410</p></td><td><p>&#160;</p></td><td><p>Repr. 1A; H360D: C &#8805; 0,03 %</p><p>M = 1</p><p>M = 10&#8217;</p></td><td><p>&#160;</p></td></tr><tr><td><p>&#8216;603-014-00-0</p></td><td><p>2-butoxyethanol;</p><p>ethylene glycol monobutyl ether</p></td><td><p>203-905-0</p></td><td><p>111-76-2</p></td><td><p>Acute Tox. 4*</p><p>Acute Tox. 4</p><p>Skin Irrit. 2</p><p>Eye Irrit. 2</p></td><td><p>H332</p><p>H302</p><p>H315</p><p>H319</p></td><td><p>GHS07</p><p>Wng</p></td><td><p>H332</p><p>H302</p><p>H315</p><p>H319</p></td><td><p>&#160;</p></td><td><p>oral: ATE = 1200 mg/kg bw&#8217;</p></td><td><p>&#160;</p></td></tr><tr><td><p>&#8216;603-065-00-9</p></td><td><p><span>m</span>-bis(2,3-epoxypropoxy)benzene;</p><p>resorcinol diglycidyl ether</p></td><td><p>202-987-5</p></td><td><p>101-90-6</p></td><td><p>Carc. 1B</p><p>Muta. 2</p><p>Acute Tox. 3</p><p>Acute Tox. 4</p><p>Skin Irrit. 2</p><p>Eye Irrit. 2</p><p>Skin Sens. 1</p><p>Aquatic Chronic 3</p></td><td><p>H350</p><p>H341</p><p>H311</p><p>H302</p><p>H315</p><p>H319</p><p>H317</p><p>H412</p></td><td><p>GHS08</p><p>GHS06</p><p>Dgr</p></td><td><p>H350</p><p>H341</p><p>H311</p><p>H302</p><p>H315</p><p>H319</p><p>H317</p><p>H412</p></td><td><p>&#160;</p></td><td><p>dermal: ATE = 300 mg/kg bw oral: ATE = 500 mg/kg bw&#8217;</p></td><td><p>&#160;</p></td></tr><tr><td><p>&#8216;607-177-00-9</p></td><td><p>tribenuron-methyl (ISO);</p><p>methyl 2-[<span>N</span>-(4-methoxy-6-methyl-1,3,5-triazin-2-yl)-<span>N</span>-methylcarbamoylsulfamoyl]benzoate</p></td><td><p>401-190-1</p></td><td><p>101200-48-0</p></td><td><p>STOT RE 2</p><p>Skin Sens. 1</p><p>Aquatic Acute 1</p><p>Aquatic Chronic 1</p></td><td><p>H373</p><p>H317</p><p>H400</p><p>H410</p></td><td><p>GHS08</p><p>GHS07</p><p>GHS09</p><p>Wng</p></td><td><p>H373</p><p>H317</p><p>H410</p></td><td><p>&#160;</p></td><td><p>M = 100</p><p>M = 100&#8217;</p></td><td><p>&#160;</p></td></tr><tr><td><p>&#8216;607-256-00-8</p></td><td><p>azoxystrobin (ISO);</p><p>methyl (<span>E</span>)-2-{2-[6-(2-cyanophenoxy)pyrimidin-4-yloxy]phenyl}-3-methoxyacrylate</p></td><td><p>-</p></td><td><p>131860-33-8</p></td><td><p>Acute Tox. 3</p><p>Aquatic Acute 1</p><p>Aquatic Chronic 1</p></td><td><p>H331</p><p>H400</p><p>H410</p></td><td><p>GHS06</p><p>GHS09</p><p>Dgr</p></td><td><p>H331</p><p>H410</p></td><td><p>&#160;</p></td><td><p>inhalation:</p><p>ATE = 0,7 mg/L (dusts or mists)</p><p>M = 10</p><p>M = 10&#8217;</p></td><td><p>&#160;</p></td></tr><tr><td><p>&#8216;607-314-00-2</p></td><td><p>ethofumesate (ISO);</p><p>(<span>RS</span>)-2-ethoxy-2,3-dihydro-3,3-dimethylbenzofuran-5-yl methanesulfonate</p></td><td><p>247-525-3</p></td><td><p>26225-79-6</p></td><td><p>Aquatic Acute 1</p><p>Aquatic Chronic 1</p></td><td><p>H400</p><p>H410</p></td><td><p>GHS09</p><p>Wng</p></td><td><p>H410</p></td><td><p>&#160;</p></td><td><p>M = 1</p><p>M = 1&#8217;</p></td><td><p>&#160;</p></td></tr><tr><td><p>&#8216;609-041-00-4</p></td><td><p>2,4-dinitrophenol</p></td><td><p>200-087-7</p></td><td><p>51-28-5</p></td><td><p>Acute Tox. 3 *</p><p>Acute Tox. 3</p><p>Acute Tox. 2</p><p>STOT RE 1</p><p>Aquatic Acute 1</p></td><td><p>H331</p><p>H311</p><p>H300</p><p>H372</p><p>H400</p></td><td><p>GHS06</p><p>GHS08</p><p>GHS09</p><p>Dgr</p></td><td><p>H331</p><p>H311</p><p>H300</p><p>H372</p><p>H400</p></td><td><p>&#160;</p></td><td><p>dermal: ATE = 300 mg/kg bw oral: ATE = 30 mg/kg bw&#8217;</p></td><td><p>&#160;</p></td></tr><tr><td><p>&#8216;609-064-00-X</p></td><td><p>mesotrione (ISO);</p><p>2-[4-(methylsulfonyl)-2-nitrobenzoyl]-1,3-cyclohexanedione</p></td><td><p>-</p></td><td><p>104206-82-8</p></td><td><p>Repr. 2</p><p>STOT RE 2</p><p>Aquatic Acute 1</p><p>Aquatic Chronic 1</p></td><td><p>H361d</p><p>H373 (eyes, nervous system)</p><p>H400</p><p>H410</p></td><td><p>GHS08</p><p>GHS09</p><p>Wng</p></td><td><p>H361d</p><p>H373 (eyes, nervous system)</p><p>H410</p></td><td><p>&#160;</p></td><td><p>M = 10</p><p>M = 10&#8217;</p></td><td><p>&#160;</p></td></tr><tr><td><p>&#8216;613-112-00-5</p></td><td><p>octhilinone (ISO);</p><p>2-octyl-2<span>H</span>-isothiazol-3-one; [OIT]</p></td><td><p>247-761-7</p></td><td><p>26530-20-1</p></td><td><p>Acute Tox. 2</p><p>Acute Tox. 3</p><p>Acute Tox. 3</p><p>Skin Corr. 1</p><p>Eye Dam. 1</p><p>Skin Sens. 1A</p><p>Aquatic Acute 1 Aquatic Chronic 1</p></td><td><p>H330</p><p>H311</p><p>H301</p><p>H314</p><p>H318</p><p>H317</p><p>H400</p><p>H410</p></td><td><p>GHS06</p><p>GHS05</p><p>GHS09</p><p>Dgr</p></td><td><p>H330</p><p>H311</p><p>H301</p><p>H314</p><p>H317</p><p>H410</p></td><td><p>EUH071</p></td><td><p>inhalation: ATE = 0,27 mg/L (dusts or mists)</p><p>dermal: ATE = 311 mg/kg bw oral: ATE = 125 mg/kg bw</p><p>Skin Sens. 1A; H317: C &#8805; 0,0015 %</p><p>M = 100</p><p>M = 100&#8217;</p></td><td><p>&#160;</p></td></tr><tr><td><p>&#8216;613-115-00-1</p></td><td><p>hymexazol (ISO);</p><p>3-hydroxy-5-methylisoxazole</p></td><td><p>233-000-6</p></td><td><p>10004-44-1</p></td><td><p>Repr. 2</p><p>Acute Tox. 4</p><p>Eye Dam. 1</p><p>Skin Sens. 1</p><p>Aquatic Chronic 2</p></td><td><p>H361d</p><p>H302</p><p>H318</p><p>H317</p><p>H411</p></td><td><p>GHS08</p><p>GHS07</p><p>GHS05</p><p>GHS09</p><p>Dgr</p></td><td><p>H361d</p><p>H302</p><p>H318</p><p>H317</p><p>H411</p></td><td><p>&#160;</p></td><td><p>oral: ATE = 1600 mg/kg bw&#8217;</p></td><td><p>&#160;</p></td></tr><tr><td><p>&#8216;613-125-00-6</p></td><td><p>hexythiazox (ISO);</p><p><span>trans</span>-5-(4-chlorophenyl)-<span>N</span>-cyclohexyl-4-methyl-2-oxo-3-thiazolidine-carboxamide</p></td><td><p>-</p></td><td><p>78587-05-0</p></td><td><p>Aquatic Acute 1</p><p>Aquatic Chronic 1</p></td><td><p>H400</p><p>H410</p></td><td><p>GHS09</p><p>Wng</p></td><td><p>H410</p></td><td><p>&#160;</p></td><td><p>M = 1</p><p>M = 1&#8217;</p></td><td><p>&#160;</p></td></tr><tr><td><p>&#8216;613-202-00-4</p></td><td><p>pymetrozine (ISO);</p><p>(<span>E</span>)-4,5-dihydro-6-methyl-4-(3-pyridylmethyleneamino)-1,2,4-triazin-3(2<span>H</span>)-one</p></td><td><p>-</p></td><td><p>123312-89-0</p></td><td><p>Carc. 2</p><p>Repr. 2</p><p>Aquatic Chronic 1</p></td><td><p>H351</p><p>H361fd</p><p>H410</p></td><td><p>GHS08</p><p>GHS09</p><p>Wng</p></td><td><p>H351</p><p>H361fd</p><p>H410</p></td><td><p>&#160;</p></td><td><p>M = 1&#8217;</p></td><td><p>&#160;</p></td></tr><tr><td><p>&#8216;613-259-00-5</p></td><td><p>imiprothrin (ISO);</p><p>reaction mass of: [2,4-dioxo-(2-propyn-1-yl)imidazolidin-3-yl]methyl(1<span>R</span>)-<span>cis</span>-chrysanthemate; [2,4-dioxo-(2-propyn-1-yl)imidazolidin-3-yl]methyl(1<span>R</span>)-<span>trans</span>-chrysanthemate</p></td><td><p>428-790-6</p></td><td><p>72963-72-5</p></td><td><p>Carc. 2</p><p>Acute Tox. 4</p><p>Acute Tox. 4</p><p>STOT SE 2</p><p>Aquatic Acute 1</p><p>Aquatic Chronic 1</p></td><td><p>H351</p><p>H332</p><p>H302</p><p>H371 (nervous system; oral, inhalation)</p><p>H400</p><p>H410</p></td><td><p>GHS08</p><p>GHS07</p><p>GHS09</p><p>Wng</p></td><td><p>H351</p><p>H332</p><p>H302</p><p>H371 (nervous system; oral, inhalation)</p><p>H410</p></td><td><p>&#160;</p></td><td><p>inhalation: ATE = 1,4 mg/L (dusts or mists)</p><p>oral: ATE = 550 mg/kg bw</p><p>M = 10</p><p>M = 10&#8217;</p></td><td><p>&#160;</p></td></tr><tr><td><p>&#8216;616-014-00-0</p></td><td><p>butanone oxime; ethyl methyl ketoxime; ethyl methyl ketone oxime</p></td><td><p>202-496-6</p></td><td><p>96-29-7</p></td><td><p>Carc. 1B</p><p>Acute Tox. 4</p><p>Acute Tox. 3</p><p>STOT SE 3</p><p>STOT SE 1</p><p>STOT RE 2</p><p>Skin Irrit. 2</p><p>Eye Dam. 1</p><p>Skin Sens. 1</p></td><td><p>H350</p><p>H312</p><p>H301</p><p>H336</p><p>H370 (upper respiratory tract)</p><p>H373 (blood system)</p><p>H315</p><p>H318</p><p>H317</p></td><td><p>GHS08</p><p>GHS06</p><p>GHS05</p><p>Dgr</p></td><td><p>H350</p><p>H312</p><p>H301</p><p>H336</p><p>H370 (upper respiratory tract)</p><p>H373 (blood system)</p><p>H315</p><p>H318</p><p>H317</p></td><td><p>&#160;</p></td><td><p>dermal: ATE = 1100 mg/kg bw oral: ATE = 100 mg/kg bw&#8217;</p></td><td><p>&#160;</p></td></tr><tr><td><p>&#8216;617-006-00-X</p></td><td><p>bis(&#945;,&#945;-dimethylbenzyl) peroxide</p></td><td><p>201-279-3</p></td><td><p>80-43-3</p></td><td><p>Org. Perox. F</p><p>Repr. 1B</p><p>Skin Irrit. 2</p><p>Eye Irrit. 2</p><p>Aquatic Chronic 2</p></td><td><p>H242</p><p>H360D</p><p>H315</p><p>H319</p><p>H411</p></td><td><p>GHS02</p><p>GHS08</p><p>GHS07</p><p>GHS09</p><p>Dgr</p></td><td><p>H242</p><p>H360D</p><p>H315</p><p>H319</p><p>H411&#8217;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr></tbody></table></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(3)</p></td><td><p>the entries corresponding to index numbers 601-064-00-8 and 607-693-00-4 are deleted.</p></td></tr></tbody></table>

ENG

32020R1182

<table><col/><col/><col/><col/><tbody><tr><td><p>3.4.2014&#160;&#160;&#160;</p></td><td><p>EN</p></td><td><p>Official Journal of the European Union</p></td><td><p>L 100/12</p></td></tr></tbody></table> COUNCIL DECISION 2014/183/CFSP of 1 April 2014 on the launch of a European Union military operation in the Central African Republic (EUFOR RCA) THE COUNCIL OF THE EUROPEAN UNION, Having regard to the Treaty on European Union, and in particular Articles 42(4) and 43(2) thereof, Having regard to Council Decision 2014/73/CFSP of 10 February 2014 on a European Union military operation in the Central African Republic (EUFOR RCA) ( 1 ) , and in particular Article 4 thereof, Having regard to the proposal from the High Representative of the Union for Foreign Affairs and Security Policy, Whereas: <table><col/><col/><tbody><tr><td><p>(1)</p></td><td><p>On 10 February 2014, the Council adopted Decision 2014/73/CFSP.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(2)</p></td><td><p>On 17 March 2014, the Council approved the Operation Plan and the Rules of Engagement of EUFOR RCA.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(3)</p></td><td><p>Following the recommendation of the EU Operation Commander, EUFOR RCA should be launched.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(4)</p></td><td><p>In accordance with Article 5 of the Protocol (No 22) on the position of Denmark annexed to the Treaty on European Union and to the Treaty on the Functioning of the European Union, Denmark does not participate in the elaboration and implementation of decisions and actions of the Union which have defence implications. Consequently, Denmark is not participating in the adoption of this Decision, and is neither bound by it nor subject to its application,</p></td></tr></tbody></table> HAS ADOPTED THIS DECISION: Article 1 The EU military operation in the Central African Republic (‘EUFOR RCA’) shall be launched. Article 2 The EU Operation Commander of EUFOR RCA is hereby authorised with immediate effect to start execution of the operation. Article 3 This Decision shall enter into force on the day of its adoption. Done at Brussels, 1 April 2014. For the Council The President D. KOURKOULAS <note> ( 1 ) OJ L 40, 11.2.2014, p. 59 . </note>

ENG

32014D0183

<table><col/><col/><col/><col/><tbody><tr><td><p>2.6.2023&#160;&#160;&#160;</p></td><td><p>EN</p></td><td><p>Official Journal of the European Union</p></td><td><p>L 143/6</p></td></tr></tbody></table> COMMISSION REGULATION (EU) 2023/1065 of 1 June 2023 amending Annex II to Regulation (EC) No 1925/2006 of the European Parliament and of the Council as regards nicotinamide riboside chloride added to foods (Text with EEA relevance) THE EUROPEAN COMMISSION, Having regard to the Treaty on the Functioning of the European Union, Having regard to Regulation (EC) No 1925/2006 of the European Parliament and of the Council of 20 December 2006 on the addition of vitamins and minerals and of certain other substances to foods ( 1 ) , and in particular Article 3(3) thereof, Whereas: <table><col/><col/><tbody><tr><td><p>(1)</p></td><td><p>Annexes I and II to Regulation (EC) No&#160;1925/2006 establish the list of vitamin and mineral substances, and for each of them the forms, which may be added to foods.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(2)</p></td><td><p>Commission Implementing Regulation (EU)&#160;2020/16&#160;<a>(<span>2</span>)</a> authorised the placing on the market of nicotinamide riboside chloride as a novel food for use in food supplements as defined in Article&#160;2 of Directive&#160;2002/46/EC of the European Parliament and of the Council&#160;<a>(<span>3</span>)</a>, for the adult population.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(3)</p></td><td><p>As the initial authorisation of this substance as a novel food as set out in Implementing Regulation (EU)&#160;2020/16 concerned only food supplements, the substance has been included in the list set out in Annex II to Directive&#160;2002/46/EC by Commission Regulation (EU)&#160;2021/418&#160;<a>(<span>4</span>)</a>. Following an application for extension of the use of nicotinamide riboside chloride as a novel food to cover also its use for nutritional purposes as a source of niacin, in particular, in meal replacements, the Commission requested the European Food Safety Authority (&#8216;the Authority&#8217;) to deliver an opinion on such extension of use in accordance with Regulation (EU)&#160;2015/2283 of the European Parliament and of the Council&#160;<a>(<span>5</span>)</a> and, following the outcome of that assessment, to evaluate in the context of Regulation (EC) No&#160;1925/2006, the safety and bio-availability of that substance when added to the foods in question. On 14&#160;September 2021, the Authority adopted a scientific opinion on the extension of use of nicotinamide riboside chloride as a novel food&#160;<a>(<span>6</span>)</a>.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(4)</p></td><td><p>It follows from that opinion that the use of nicotinamide riboside chloride in foods is not of safety concern as a source of niacin provided that certain conditions are fulfilled. Those conditions are set out in the authorisation of this substance by Commission Implementing Regulation (EU)&#160;2022/1160&#160;<a>(<span>7</span>)</a>.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(5)</p></td><td><p>In accordance with Article&#160;3(1) of Regulation (EC) No&#160;1925/2006, only vitamins&#160;and/or minerals listed in Annex I, in the form listed in Annex II to that act may be added to foods. Based on the Authority&#8217;s favourable opinion and on the authorisation as a novel food as set out in Implementing Regulation (EU)&#160;2022/1160, nicotinamide riboside chloride should be included in in Annex II to Regulation (EC) No&#160;1925/2006 as a form of niacin.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(6)</p></td><td><p>The Advisory Group on the Food Chain and Animal and Plant Health was consulted and its comments were taken into consideration.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(7)</p></td><td><p>Regulation (EC) No&#160;1925/2006 should therefore be amended accordingly.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(8)</p></td><td><p>The measures provided for in this Regulation are in accordance with the opinion of the Standing Committee on Plants, Animals, Food and Feed,</p></td></tr></tbody></table> HAS ADOPTED THIS REGULATION: Article 1 Annex II to Regulation (EC) No 1925/2006 is amended in accordance with the Annex to this Regulation. Article 2 This Regulation shall enter into force on the twentieth day following that of its publication in the Official Journal of the European Union . This Regulation shall be binding in its entirety and directly applicable in all Member States. Done at Brussels, 1 June 2023. For the Commission The President Ursula VON DER LEYEN ( 1 ) OJ L 404, 30.12.2006, p. 26 . ( 2 ) Commission Implementing Regulation (EU) 2020/16 of 10 January 2020 authorising the placing on the market of nicotinamide riboside chloride as a novel food under Regulation (EU) 2015/2283 of the European Parliament and of the Council and amending Commission Implementing Regulation (EU) 2017/2470 ( OJ L 7, 13.1.2020, p. 6 ). ( 3 ) Directive 2002/46/EC of the European Parliament and of the Council of 10 June 2002 on the approximation of the laws of the Member States relating to food supplements ( OJ L 183, 12.7.2002, p. 51 ). ( 4 ) Commission Regulation (EU) 2021/418 of 9 March 2021 amending Directive 2002/46/EC of the European Parliament and of the Council as regards nicotinamide riboside chloride and magnesium citrate malate used in the manufacture of food supplements and as regards the units of measurement used for copper ( OJ L 83, 10.3.2021, p. 1 ). ( 5 ) Regulation (EU) 2015/2283 of the European Parliament and of the Council of 25 November 2015 on novel foods, amending Regulation (EU) No 1169/2011 of the European Parliament and of the Council and repealing Regulation (EC) No 258/97 of the European Parliament and of the Council and Commission Regulation (EC) No 1852/2001 ( OJ L 327, 11.12.2015, p. 1 ). ( 6 ) EFSA Journal 2021;19(11):6843. ( 7 ) Commission Implementing Regulation (EU) 2022/1160 of 5 July 2022 amending Implementing Regulation (EU) 2017/2470 as regards the conditions of use and the specifications of the novel food nicotinamide riboside chloride ( OJ L 179, 6.7.2022, p. 25 ). ANNEX In Annex II to Regulation (EC) No 1925/2006, within Point 1 on ‘Vitamin formulations’, under ‘NIACIN’, the following entry is added after the entry for ‘nicotinamide’: ‘nicotinamide riboside chloride’.

ENG

32023R1065

<table><col/><col/><col/><col/><tbody><tr><td><p>28.3.2014&#160;&#160;&#160;</p></td><td><p>EN</p></td><td><p>Official Journal of the European Union</p></td><td><p>L 93/17</p></td></tr></tbody></table> COMMISSION REGULATION (EU) No 316/2014 of 21 March 2014 on the application of Article 101(3) of the Treaty on the Functioning of the European Union to categories of technology transfer agreements (Text with EEA relevance) THE EUROPEAN COMMISSION, Having regard to the Treaty on the Functioning of the European Union, Having regard to Regulation No 19/65/EEC of the Council of 2 March 1965 on application of Article 85(3) of the Treaty to certain categories of agreements and concerted practices ( 1 ) , and in particular Article 1 thereof, Having published a draft of this Regulation, After consulting the Advisory Committee on Restrictive Practices and Dominant Positions, Whereas: <table><col/><col/><tbody><tr><td><p>(1)</p></td><td><p>Regulation No 19/65/EEC empowers the Commission to apply Article 101(3) of the Treaty by regulation to certain categories of technology transfer agreements and corresponding concerted practices to which only two undertakings are party which fall within Article 101(1) of the Treaty.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(2)</p></td><td><p>Pursuant to Regulation No 19/65/EEC, the Commission has, in particular, adopted Commission Regulation (EC) No 772/2004<a>&#160;(<span>2</span>)</a>. Regulation (EC) No 772/2004 defines categories of technology transfer agreements which the Commission regarded as normally satisfying the conditions laid down in Article 101(3) of the Treaty. In view of the overall positive experience with the application of that Regulation, which expires on 30 April 2014, and taking into account further experience acquired since its adoption, it is appropriate to adopt a new block exemption regulation.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(3)</p></td><td><p>This Regulation should meet the two requirements of ensuring effective protection of competition and providing adequate legal security for undertakings. The pursuit of those objectives should take account of the need to simplify administrative supervision and the legislative framework to as great an extent as possible.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(4)</p></td><td><p>Technology transfer agreements concern the licensing of technology rights. Such agreements will usually improve economic efficiency and be pro-competitive as they can reduce duplication of research and development, strengthen the incentive for the initial research and development, spur incremental innovation, facilitate diffusion and generate product market competition.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(5)</p></td><td><p>The likelihood that such efficiency-enhancing and pro-competitive effects will outweigh any anti-competitive effects due to restrictions contained in technology transfer agreements depends on the degree of market power of the undertakings concerned and, therefore, on the extent to which those undertakings face competition from undertakings owning substitute technologies or undertakings producing substitute products.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(6)</p></td><td><p>This Regulation should cover only technology transfer agreements between a licensor and a licensee. It should cover such agreements even if the agreement contains conditions relating to more than one level of trade, for instance requiring the licensee to set up a particular distribution system and specifying the obligations the licensee must or may impose on resellers of the products produced under the licence. However, such conditions and obligations should comply with the competition rules applicable to supply and distribution agreements set out in Commission Regulation (EU) No 330/2010<a>&#160;(<span>3</span>)</a>. Supply and distribution agreements concluded between a licensee and buyers of its contract products should not be exempted by this Regulation.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(7)</p></td><td><p>This Regulation should only apply to agreements where the licensor permits the licensee and/or one or more of its sub-contractors to exploit the licensed technology rights, possibly after further research and development by the licensee and/or its sub-contractors, for the purpose of producing goods or services. It should not apply to licensing in the context of research and development agreements which are covered by Commission Regulation (EU) No 1217/2010<a>&#160;(<span>4</span>)</a> or to licensing in the context of specialisation agreements which are covered by Commission Regulation (EU) No 1218/2010<a>&#160;(<span>5</span>)</a>. It should also not apply to agreements, the purpose of which is the mere reproduction and distribution of software copyright protected products as such agreements do not concern the licensing of a technology to produce but are more akin to distribution agreements. Nor should it apply to agreements to set up technology pools, that is to say, agreements for the pooling of technologies with the purpose of licensing them to third parties, or to agreements whereby the pooled technology is licensed out to those third parties.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(8)</p></td><td><p>For the application of Article 101(3) of the Treaty by regulation, it is not necessary to define those technology transfer agreements that are capable of falling within Article 101(1) of the Treaty. In the individual assessment of agreements pursuant to Article 101(1), account has to be taken of several factors, and in particular the structure and the dynamics of the relevant technology and product markets.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(9)</p></td><td><p>The benefit of the block exemption established by this Regulation should be limited to those agreements which can be assumed with sufficient certainty to satisfy the conditions of Article 101(3) of the Treaty. In order to attain the benefits and objectives of technology transfer, this Regulation should not only cover the transfer of technology as such but also other provisions contained in technology transfer agreements if, and to the extent that, those provisions are directly related to the production or sale of the contract products.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(10)</p></td><td><p>For technology transfer agreements between competitors it can be presumed that, where the combined share of the relevant markets accounted for by the parties does not exceed 20&#160;% and the agreements do not contain certain severely anti-competitive restrictions, they generally lead to an improvement in production or distribution and allow consumers a fair share of the resulting benefits.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(11)</p></td><td><p>For technology transfer agreements between non-competitors it can be presumed that, where the individual share of the relevant markets accounted for by each of the parties does not exceed 30&#160;% and the agreements do not contain certain severely anti-competitive restrictions, they generally lead to an improvement in production or distribution and allow consumers a fair share of the resulting benefits.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(12)</p></td><td><p>If the applicable market-share threshold is exceeded on one or more product or technology markets, the block exemption should not apply to the agreement for the relevant markets concerned.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(13)</p></td><td><p>There can be no presumption that, above those market-share thresholds, technology transfer agreements fall within the scope of Article 101(1) of the Treaty. For instance, exclusive licensing agreements between non-competing undertakings often fall outside the scope of Article 101(1). There can also be no presumption that, above those market-share thresholds, technology transfer agreements falling within the scope of Article 101(1) will not satisfy the conditions for exemption. However, it can also not be presumed that they will usually give rise to objective advantages of such a character and size as to compensate for the disadvantages which they create for competition.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(14)</p></td><td><p>This Regulation should not exempt technology transfer agreements containing restrictions which are not indispensable to the improvement of production or distribution. In particular, technology transfer agreements containing certain severely anti-competitive restrictions, such as the fixing of prices charged to third parties, should be excluded from the benefit of the block exemption established by this Regulation irrespective of the market shares of the undertakings concerned. In the case of such hardcore restrictions the whole agreement should be excluded from the benefit of the block exemption.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(15)</p></td><td><p>In order to protect incentives to innovate and the appropriate application of intellectual property rights, certain restrictions should be excluded from the benefit of the block exemption. In particular certain grant back obligations and non-challenge clauses should be excluded. Where such a restriction is included in a licence agreement only the restriction in question should be excluded from the benefit of the block exemption.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(16)</p></td><td><p>The market-share thresholds and the non-exemption of technology transfer agreements containing the severely anti-competitive restrictions and the excluded restrictions provided for in this Regulation will normally ensure that the agreements to which the block exemption applies do not enable the participating undertakings to eliminate competition in respect of a substantial part of the products in question.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(17)</p></td><td><p>The Commission may withdraw the benefit of this Regulation, pursuant to Article 29(1) of Council Regulation (EC) No 1/2003<a>&#160;(<span>6</span>)</a>, where it finds in a particular case that an agreement to which the exemption provided for in this Regulation applies nevertheless has effects which are incompatible with Article 101(3) of the Treaty. This may occur in particular where the incentives to innovate are reduced or where access to markets is hindered.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(18)</p></td><td><p>The competition authority of a Member State may withdraw the benefit of this Regulation pursuant to Article 29(2) of Regulation (EC) No 1/2003 in respect of the territory of that Member State, or a part thereof where, in a particular case, an agreement to which the exemption provided for in this Regulation applies nevertheless has effects which are incompatible with Article 101(3) of the Treaty in the territory of that Member State, or in a part thereof, and where such territory has all the characteristics of a distinct geographic market.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(19)</p></td><td><p>In order to strengthen supervision of parallel networks of technology transfer agreements which have similar restrictive effects and which cover more than 50&#160;% of a given market, the Commission may by regulation declare this Regulation inapplicable to technology transfer agreements containing specific restrictions relating to the market concerned, thereby restoring the full application of Article 101 of the Treaty to such agreements,</p></td></tr></tbody></table> HAS ADOPTED THIS REGULATION: Article 1 Definitions 1. For the purposes of this Regulation, the following definitions shall apply: <table><col/><col/><tbody><tr><td><p>(a)</p></td><td><p>&#8216;agreement&#8217; means an agreement, a decision of an association of undertakings or a concerted practice;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(b)</p></td><td><p>&#8216;technology rights&#8217; means know-how and the following rights, or a combination thereof, including applications for or applications for registration of those rights:</p><table><col/><col/><tbody><tr><td><p>(i)</p></td><td><p>patents,</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(ii)</p></td><td><p>utility models,</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(iii)</p></td><td><p>design rights,</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(iv)</p></td><td><p>topographies of semiconductor products,</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(v)</p></td><td><p>supplementary protection certificates for medicinal products or other products for which such supplementary protection certificates may be obtained,</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(vi)</p></td><td><p>plant breeder&#8217;s certificates and</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(vii)</p></td><td><p>software copyrights;</p></td></tr></tbody></table></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(c)</p></td><td><p>&#8216;technology transfer agreement&#8217; means:</p><table><col/><col/><tbody><tr><td><p>(i)</p></td><td><p>a technology rights licensing agreement entered into between two undertakings for the purpose of the production of contract products by the licensee and/or its sub-contractor(s),</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(ii)</p></td><td><p>an assignment of technology rights between two undertakings for the purpose of the production of contract products where part of the risk associated with the exploitation of the technology remains with the assignor;</p></td></tr></tbody></table></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(d)</p></td><td><p>&#8216;reciprocal agreement&#8217; means a technology transfer agreement where two undertakings grant each other, in the same or separate contracts, a technology rights licence, and where those licences concern competing technologies or can be used for the production of competing products;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(e)</p></td><td><p>&#8216;non-reciprocal agreement&#8217; means a technology transfer agreement where one undertaking grants another undertaking a technology rights licence, or where two undertakings grant each other such a licence but where those licences do not concern competing technologies and cannot be used for the production of competing products;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(f)</p></td><td><p>&#8216;product&#8217; means goods or a service, including both intermediary goods and services and final goods and services;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(g)</p></td><td><p>&#8216;contract product&#8217; means a product produced, directly or indirectly, on the basis of the licensed technology rights;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(h)</p></td><td><p>&#8216;intellectual property rights&#8217; includes industrial property rights, in particular patents and trademarks, copyright and neighbouring rights;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(i)</p></td><td><p>&#8216;know-how&#8217; means a package of practical information, resulting from experience and testing, which is:</p><table><col/><col/><tbody><tr><td><p>(i)</p></td><td><p>secret, that is to say, not generally known or easily accessible,</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(ii)</p></td><td><p>substantial, that is to say, significant and useful for the production of the contract products, and</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(iii)</p></td><td><p>identified, that is to say, described in a sufficiently comprehensive manner so as to make it possible to verify that it fulfils the criteria of secrecy and substantiality;</p></td></tr></tbody></table></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(j)</p></td><td><p>&#8216;relevant product market&#8217; means the market for the contract products and their substitutes, that is to say all those products which are regarded as interchangeable or substitutable by the buyer, by reason of the products&#8217; characteristics, their prices and their intended use;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(k)</p></td><td><p>&#8216;relevant technology market&#8217; means the market for the licensed technology rights and their substitutes, that is to say all those technology rights which are regarded as interchangeable or substitutable by the licensee, by reason of the technology rights&#8217; characteristics, the royalties payable in respect of those rights and their intended use;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(l)</p></td><td><p>&#8216;relevant geographic market&#8217; means the area in which the undertakings concerned are involved in the supply of and demand for products or the licensing of technology rights, in which the conditions of competition are sufficiently homogeneous and which can be distinguished from neighbouring areas because the conditions of competition are appreciably different in those areas;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(m)</p></td><td><p>&#8216;relevant market&#8217; means the combination of the relevant product or technology market with the relevant geographic market;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(n)</p></td><td><p>&#8216;competing undertakings&#8217; means undertakings which compete on the relevant market, that is to say:</p><table><col/><col/><tbody><tr><td><p>(i)</p></td><td><p>competing undertakings on the relevant market where the technology rights are licensed, that is to say, undertakings which license out competing technology rights (actual competitors on the relevant market),</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(ii)</p></td><td><p>competing undertakings on the relevant market where the contract products are sold, that is to say, undertakings which, in the absence of the technology transfer agreement, would both be active on the relevant market(s) on which the contract products are sold (actual competitors on the relevant market) or which, in the absence of the technology transfer agreement, would, on realistic grounds and not just as a mere theroretical possibility, in response to a small and permanent increase in relative prices, be likely to undertake, within a short period of time, the necessary additional investments or other necessary switching costs to enter the relevant market(s) (potential competitors on the relevant market);</p></td></tr></tbody></table></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(o)</p></td><td><p>&#8216;selective distribution system&#8217; means a distribution system where the licensor undertakes to license the production of the contract products, either directly or indirectly, only to licensees selected on the basis of specified criteria and where those licensees undertake not to sell the contract products to unauthorised distributors within the territory reserved by the licensor to operate that system;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(p)</p></td><td><p>&#8216;exclusive licence&#8217; means a licence under which the licensor itself is not permitted to produce on the basis of the licensed technology rights and is not permitted to license the licensed technology rights to third parties, in general or for a particular use or in a particular territory;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(q)</p></td><td><p>&#8216;exclusive territory&#8217; means a given territory within which only one undertaking is allowed to produce the contract products, but where it is nevertheless possible to allow another licensee to produce the contract products within that territory only for a particular customer where the second licence was granted in order to create an alternative source of supply for that customer;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(r)</p></td><td><p>&#8216;exclusive customer group&#8217; means a group of customers to which only one party to the technology transfer agreement is allowed to actively sell the contract products produced with the licensed technology.</p></td></tr></tbody></table> 2. For the purposes of this Regulation, the terms ‘undertaking’, ‘licensor’ and ‘licensee’ shall include their respective connected undertakings. ‘Connected undertakings’ means: <table><col/><col/><tbody><tr><td><p>(a)</p></td><td><p>undertakings in which a party to the technology transfer agreement, directly or indirectly:</p><table><col/><col/><tbody><tr><td><p>(i)</p></td><td><p>has the power to exercise more than half the voting rights, or</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(ii)</p></td><td><p>has the power to appoint more than half the members of the supervisory board, board of management or bodies legally representing the undertaking, or</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(iii)</p></td><td><p>has the right to manage the undertaking&#8217;s affairs;</p></td></tr></tbody></table></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(b)</p></td><td><p>undertakings which directly or indirectly have, over a party to the technology transfer agreement, the rights or powers listed in point (a);</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(c)</p></td><td><p>undertakings in which an undertaking referred to in point (b) has, directly or indirectly, the rights or powers listed in point (a);</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(d)</p></td><td><p>undertakings in which a party to the technology transfer agreement together with one or more of the undertakings referred to in points (a), (b) or (c), or in which two or more of the latter undertakings, jointly have the rights or powers listed in point (a);</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(e)</p></td><td><p>undertakings in which the rights or the powers listed in point (a) are jointly held by:</p><table><col/><col/><tbody><tr><td><p>(i)</p></td><td><p>parties to the technology transfer agreement or their respective connected undertakings referred to in points (a) to (d), or</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(ii)</p></td><td><p>one or more of the parties to the technology transfer agreement or one or more of their connected undertakings referred to in points (a) to (d) and one or more third parties.</p></td></tr></tbody></table></td></tr></tbody></table> Article 2 Exemption 1. Pursuant to Article 101(3) of the Treaty and subject to the provisions of this Regulation, Article 101(1) of the Treaty shall not apply to technology transfer agreements. 2. The exemption provided for in paragraph 1 shall apply to the extent that technology transfer agreements contain restrictions of competition falling within the scope of Article 101(1) of the Treaty. The exemption shall apply for as long as the licensed technology rights have not expired, lapsed or been declared invalid or, in the case of know-how, for as long as the know-how remains secret. However, where know-how becomes publicly known as a result of action by the licensee, the exemption shall apply for the duration of the agreement. 3. The exemption provided for in paragraph 1 shall also apply to provisions, in technology transfer agreements, which relate to the purchase of products by the licensee or which relate to the licensing or assignment of other intellectual property rights or know-how to the licensee, if, and to the extent that, those provisions are directly related to the production or sale of the contract products. Article 3 Market-share thresholds 1. Where the undertakings party to the agreement are competing undertakings, the exemption provided for in Article 2 shall apply on condition that the combined market share of the parties does not exceed 20 % on the relevant market(s). 2. Where the undertakings party to the agreement are not competing undertakings, the exemption provided for in Article 2 shall apply on condition that the market share of each of the parties does not exceed 30 % on the relevant market(s). Article 4 Hardcore restrictions 1. Where the undertakings party to the agreement are competing undertakings, the exemption provided for in Article 2 shall not apply to agreements which, directly or indirectly, in isolation or in combination with other factors under the control of the parties, have as their object any of the following: <table><col/><col/><tbody><tr><td><p>(a)</p></td><td><p>the restriction of a party&#8217;s ability to determine its prices when selling products to third parties;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(b)</p></td><td><p>the limitation of output, except limitations on the output of contract products imposed on the licensee in a non-reciprocal agreement or imposed on only one of the licensees in a reciprocal agreement;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(c)</p></td><td><p>the allocation of markets or customers except:</p><table><col/><col/><tbody><tr><td><p>(i)</p></td><td><p>the obligation on the licensor and/or the licensee, in a non-reciprocal agreement, not to produce with the licensed technology rights within the exclusive territory reserved for the other party and/or not to sell actively and/or passively into the exclusive territory or to the exclusive customer group reserved for the other party,</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(ii)</p></td><td><p>the restriction, in a non-reciprocal agreement, of active sales by the licensee into the exclusive territory or to the exclusive customer group allocated by the licensor to another licensee provided the latter was not a competing undertaking of the licensor at the time of the conclusion of its own licence,</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(iii)</p></td><td><p>the obligation on the licensee to produce the contract products only for its own use provided that the licensee is not restricted in selling the contract products actively and passively as spare parts for its own products,</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(iv)</p></td><td><p>the obligation on the licensee, in a non-reciprocal agreement, to produce the contract products only for a particular customer, where the licence was granted in order to create an alternative source of supply for that customer;</p></td></tr></tbody></table></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(d)</p></td><td><p>the restriction of the licensee&#8217;s ability to exploit its own technology rights or the restriction of the ability of any of the parties to the agreement to carry out research and development, unless such latter restriction is indispensable to prevent the disclosure of the licensed know-how to third parties.</p></td></tr></tbody></table> 2. Where the undertakings party to the agreement are not competing undertakings, the exemption provided for in Article 2 shall not apply to agreements which, directly or indirectly, in isolation or in combination with other factors under the control of the parties, have as their object any of the following: <table><col/><col/><tbody><tr><td><p>(a)</p></td><td><p>the restriction of a party&#8217;s ability to determine its prices when selling products to third parties, without prejudice to the possibility of imposing a maximum sale price or recommending a sale price, provided that it does not amount to a fixed or minimum sale price as a result of pressure from, or incentives offered by, any of the parties;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(b)</p></td><td><p>the restriction of the territory into which, or of the customers to whom, the licensee may passively sell the contract products, except:</p><table><col/><col/><tbody><tr><td><p>(i)</p></td><td><p>the restriction of passive sales into an exclusive territory or to an exclusive customer group reserved for the licensor,</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(ii)</p></td><td><p>the obligation to produce the contract products only for its own use provided that the licensee is not restricted in selling the contract products actively and passively as spare parts for its own products,</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(iii)</p></td><td><p>the obligation to produce the contract products only for a particular customer, where the licence was granted in order to create an alternative source of supply for that customer,</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(iv)</p></td><td><p>the restriction of sales to end-users by a licensee operating at the wholesale level of trade,</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(v)</p></td><td><p>the restriction of sales to unauthorised distributors by the members of a selective distribution system;</p></td></tr></tbody></table></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(c)</p></td><td><p>the restriction of active or passive sales to end-users by a licensee which is a member of a selective distribution system and which operates at the retail level, without prejudice to the possibility of prohibiting a member of the system from operating out of an unauthorised place of establishment.</p></td></tr></tbody></table> 3. Where the undertakings party to the agreement are not competing undertakings at the time of the conclusion of the agreement but become competing undertakings afterwards, paragraph 2 and not paragraph 1 shall apply for the full life of the agreement unless the agreement is subsequently amended in any material respect. Such an amendment includes the conclusion of a new technology transfer agreement between the parties concerning competing technology rights. Article 5 Excluded restrictions 1. The exemption provided for in Article 2 shall not apply to any of the following obligations contained in technology transfer agreements: <table><col/><col/><tbody><tr><td><p>(a)</p></td><td><p>any direct or indirect obligation on the licensee to grant an exclusive licence or to assign rights, in whole or in part, to the licensor or to a third party designated by the licensor in respect of its own improvements to, or its own new applications of, the licensed technology;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(b)</p></td><td><p>any direct or indirect obligation on a party not to challenge the validity of intellectual property rights which the other party holds in the Union, without prejudice to the possibility, in the case of an exclusive licence, of providing for termination of the technology transfer agreement in the event that the licensee challenges the validity of any of the licensed technology rights.</p></td></tr></tbody></table> 2. Where the undertakings party to the agreement are not competing undertakings, the exemption provided for in Article 2 shall not apply to any direct or indirect obligation limiting the licensee’s ability to exploit its own technology rights or limiting the ability of any of the parties to the agreement to carry out research and development, unless such latter restriction is indispensable to prevent the disclosure of the licensed know-how to third parties. Article 6 Withdrawal in individual cases 1. The Commission may withdraw the benefit of this Regulation, pursuant to Article 29(1) of Regulation (EC) No 1/2003, where it finds in any particular case that a technology transfer agreement to which the exemption provided for in Article 2 of this Regulation applies nevertheless has effects which are incompatible with Article 101(3) of the Treaty, and in particular where: <table><col/><col/><tbody><tr><td><p>(a)</p></td><td><p>access of third parties&#8217; technologies to the market is restricted, for instance by the cumulative effect of parallel networks of similar restrictive agreements prohibiting licensees from using third parties&#8217; technologies;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(b)</p></td><td><p>access of potential licensees to the market is restricted, for instance by the cumulative effect of parallel networks of similar restrictive agreements prohibiting licensors from licensing to other licensees or because the only technology owner licensing out relevant technology rights concludes an exclusive license with a licensee who is already active on the product market on the basis of substitutable technology rights.</p></td></tr></tbody></table> 2. Where, in any particular case, a technology transfer agreement to which the exemption provided for in Article 2 of this Regulation applies has effects which are incompatible with Article 101(3) of the Treaty in the territory of a Member State, or in a part thereof, which has all the characteristics of a distinct geographic market, the competition authority of that Member State may withdraw the benefit of this Regulation, pursuant to Article 29(2) of Regulation (EC) No 1/2003, in respect of that territory, under the same circumstances as those set out in paragraph 1 of this Article. Article 7 Non-application of this Regulation 1. Pursuant to Article 1a of Regulation (EC) No 19/65/EEC, the Commission may by regulation declare that, where parallel networks of similar technology transfer agreements cover more than 50 % of a relevant market, this Regulation is not to apply to technology transfer agreements containing specific restrictions relating to that market. 2. A regulation pursuant to paragraph 1 shall not become applicable earlier than six months following its adoption. Article 8 Application of the market-share thresholds For the purposes of applying the market-share thresholds laid down in Article 3 the following rules shall apply: <table><col/><col/><tbody><tr><td><p>(a)</p></td><td><p>the market share shall be calculated on the basis of market sales value data; if market sales value data are not available, estimates based on other reliable market information, including market sales volumes, may be used to establish the market share of the undertaking concerned;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(b)</p></td><td><p>the market share shall be calculated on the basis of data relating to the preceding calendar year;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(c)</p></td><td><p>the market share held by the undertakings referred to in point (e) of the second subparagraph of Article 1(2) shall be apportioned equally to each undertaking having the rights or the powers listed in point (a) of the second subparagraph of Article 1(2);</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(d)</p></td><td><p>the market share of a licensor on a relevant market for the licensed technology rights shall be calculated on the basis of the presence of the licensed technology rights on the relevant market(s) (that is the product market(s) and the geographic market(s)) where the contract products are sold, that is on the basis of the sales data relating to the contract products produced by the licensor and its licensees combined;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(e)</p></td><td><p>if the market share referred to in Article 3(1) or (2) is initially not more than 20&#160;% or 30&#160;% respectively, but subsequently rises above those levels, the exemption provided for in Article 2 shall continue to apply for a period of two consecutive calendar years following the year in which the 20&#160;% threshold or 30&#160;% threshold was first exceeded.</p></td></tr></tbody></table> Article 9 Relationship with other block exemption regulations This Regulation shall not apply to licensing arrangements in research and development agreements which fall within the scope of Regulation (EU) No 1217/2010 or in specialisation agreements which fall within the scope of Regulation (EU) No 1218/2010. Article 10 Transitional period The prohibition laid down in Article 101(1) of the Treaty shall not apply from 1 May 2014 until 30 April 2015 to agreements already in force on 30 April 2014 which do not satisfy the conditions for exemption provided for in this Regulation but which, on 30 April 2014, satisfied the conditions for exemption provided for in Regulation (EC) No 772/2004. Article 11 Period of validity This Regulation shall enter into force on 1 May 2014. It shall expire on 30 April 2026. This Regulation shall be binding in its entirety and directly applicable in all Member States. Done at Brussels, 21 March 2014. For the Commission, On behalf of the President, Joaquín ALMUNIA Vice-President <note> ( 1 ) OJ 36, 6.3.1965, p. 533/65 . ( 2 ) Commission Regulation (EC) No 772/2004 of 7 April 2004 on the application of Article 81(3) of the Treaty to categories of technology transfer agreements ( OJ L 123, 27.4.2004, p. 11 ). ( 3 ) Commission Regulation (EU) No 330/2010 of 20 April 2010 on the application of Article 101(3) of the Treaty on the Functioning of the European Union to categories of vertical agreements and concerted practices ( OJ L 102, 23.4.2010, p. 1 ). ( 4 ) Commission Regulation (EU) No 1217/2010 of 14 December 2010 on the application of Article 101(3) of the Treaty on the Functioning of the European Union to certain categories of research and development agreements ( OJ L 335, 18.12.2010, p. 36 ). ( 5 ) Commission Regulation (EU) No 1218/2010 of 14 December 2010 on the application of Article 101(3) of the Treaty on the Functioning of the European Union to certain categories of specialisation agreements ( OJ L 335, 18.12.2010, p. 43 ). ( 6 ) Council Regulation (EC) No 1/2003 of 16 December 2002 on the implementation of the rules on competition laid down in Articles 81 and 82 of the Treaty ( OJ L 1, 4.1.2003, p. 1 ). </note>

ENG

32014R0316

<table><col/><col/><col/><col/><tbody><tr><td><p>11.12.2020&#160;&#160;&#160;</p></td><td><p>EN</p></td><td><p>Official Journal of the European Union</p></td><td><p>L 417/375</p></td></tr></tbody></table> DECISION (EU, Euratom) 2020/1966 OF THE EUROPEAN PARLIAMENT of 13 May 2020 on discharge in respect of the implementation of the budget of the Research Executive Agency (REA) for the financial year 2018 THE EUROPEAN PARLIAMENT, <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>having regard to the general budget of the European Union for the financial year 2018&#160;<a>(<span>1</span>)</a>,</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>having regard to the consolidated annual accounts of the European Union for the financial year 2018 (COM(2019)&#160;316 &#8212; C9-0050/2019)&#160;<a>(<span>2</span>)</a>,</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>having regard to the final annual accounts of the Research Executive Agency for the financial year 2018&#160;<a>(<span>3</span>)</a>,</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>having regard to the Commission&#8217;s report on the follow-up to the discharge for the 2017 financial year (COM(2019)&#160;334),</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>having regard to the Commission&#8217;s annual report to the discharge authority on internal audits carried out in 2018 (COM(2019)&#160;350), and to the accompanying Commission staff working document (SWD(2019)&#160;300),</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>having regard to the Court of Auditors&#8217; report on the annual accounts of the Research Executive Agency for the financial year 2018, together with the Agency&#8217;s reply&#160;<a>(<span>4</span>)</a>,</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>having regard to the statement of assurance&#160;<a>(<span>5</span>)</a> as to the reliability of the accounts and the legality and regularity of the underlying transactions provided by the Court of Auditors for the financial year 2018, pursuant to Article 287 of the Treaty on the Functioning of the European Union,</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>having regard to the Council&#8217;s recommendation of 18 February 2020 on the discharge to be given to the executive agencies in respect of the implementation of the budget for the financial year 2018 (05762/2020 &#8212; C9-0019/2020),</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>having regard to Articles 317, 318 and 319 of the Treaty on the Functioning of the European Union,</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>having regard to Article 106a of the Treaty establishing the European Atomic Energy Community,</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>having regard to Regulation (EU, Euratom) No 966/2012 of the European Parliament and of the Council of 25 October 2012 on the financial rules applicable to the general budget of the Union and repealing Council Regulation (EC, Euratom) No 1605/2002&#160;<a>(<span>6</span>)</a>, and in particular Articles 62, 164, 165 and 166 thereof,</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>having regard to Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012&#160;<a>(<span>7</span>)</a>, and in particular Articles 69, 260, 261 and 262 thereof,</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>having regard to Council Regulation (EC) No 58/2003 of 19 December 2002 laying down the statute for executive agencies to be entrusted with certain tasks in the management of Community programmes&#160;<a>(<span>8</span>)</a>, and in particular Article 14(3) thereof,</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>having regard to Commission Regulation (EC) No 1653/2004 of 21 September 2004 on a standard financial regulation for the executive agencies pursuant to Council Regulation (EC) No 58/2003 laying down the statute for executive agencies to be entrusted with certain tasks in the management of Community programmes&#160;<a>(<span>9</span>)</a>, and in particular the first and second paragraphs of Article 66 thereof,</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>having regard to Commission Implementing Decision 2013/778/EU of 13 December 2013 establishing the Research Executive Agency and repealing Decision 2008/46/EC&#160;<a>(<span>10</span>)</a>,</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>having regard to Rule 99 of and Annex V to its Rules of Procedure,</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>having regard to the opinions of the Committee on Foreign Affairs; the Committee on Development; the Committee on Employment and Social Affairs; the Committee on the Environment, Public Health and Food Safety; the Committee on Transport and Tourism; the Committee on Regional Development; the Committee on Agriculture and Rural Development; the Committee on Culture and Education; the Committee on Civil Liberties, Justice and Home Affairs and the Committee on Women&#8217;s Rights and Gender Equality,</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>having regard to the report of the Committee on Budgetary Control (A9-0069/2020),</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>A.</p></td><td><p>whereas, under Article 17(1) of the Treaty on European Union, the Commission is to execute the budget and manage programmes and, pursuant to Article 317 of the Treaty on the Functioning of the European Union, is to implement the budget in cooperation with the Member States, on its own responsibility, having regard to the principles of sound financial management;</p></td></tr></tbody></table> 1. Grants the Director of the Research Executive Agency discharge in relation to the implementation of the Agency’s budget for the financial year 2018; 2. Sets out its observations in the resolution forming an integral part of the decisions on discharge in respect of the implementation of the general budget of the European Union for the financial year 2018, Section III — Commission and executive agencies; 3. Instructs its President to forward this decision, the decision on discharge in respect of the implementation of the general budget of the European Union for the financial year 2018, Section III — Commission and the resolution forming an integral part of those decisions, to the Director of the Research Executive Agency, the Council, the Commission of the European Union and the Court of Auditors, and to arrange for their publication in the Official Journal of the European Union (L series). The President David Maria SASSOLI The Secretary-General Klaus WELLE <note> ( 1 ) OJ L 57, 28.2.2018, p. 1 . ( 2 ) OJ C 327, 30.9.2019, p. 1 . ( 3 ) OJ C 376, 6.11.2019, p. 47 . ( 4 ) OJ C 417, 11.12.2019, p. 1 . ( 5 ) OJ C 417, 11.12.2019, p. 34 . ( 6 ) OJ L 298, 26.10.2012, p. 1 . ( 7 ) OJ L 193, 30.7.2018, p. 1 . ( 8 ) OJ L 11, 16.1.2003, p. 1 . ( 9 ) OJ L 297, 22.9.2004, p. 6 . ( 10 ) OJ L 346, 20.12.2013, p. 54 . </note>

ENG

32020B1966

<table><col/><col/><col/><col/><tbody><tr><td><p>28.10.2017&#160;&#160;&#160;</p></td><td><p>EN</p></td><td><p>Official Journal of the European Union</p></td><td><p>L 279/1</p></td></tr></tbody></table> COUNCIL DECISION (EU) 2017/1960 of 23 October 2017 on the signing, on behalf of the Union, and provisional application of the Protocol setting out the fishing opportunities and the financial contribution provided for by the Fisheries Partnership Agreement between the European Union and the Republic of Mauritius THE COUNCIL OF THE EUROPEAN UNION, Having regard to the Treaty on the Functioning of the European Union, and in particular Article 43 in conjunction with Article 218(5) thereof, Having regard to the proposal from the European Commission, Whereas: <table><col/><col/><tbody><tr><td><p>(1)</p></td><td><p>On 28 January 2014, the Council adopted Decision 2014/146/EU<a>&#160;(<span>1</span>)</a> on the conclusion of the Fisheries Partnership Agreement between the European Union and the Republic of Mauritius (&#8216;the Agreement&#8217;).</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(2)</p></td><td><p>The first Protocol<a>&#160;(<span>2</span>)</a> to the Agreement set out, for a period of three years, the fishing opportunities granted to Union vessels in the fishing zone under the sovereignty or jurisdiction of the Republic of Mauritius (&#8216;Mauritius&#8217;) and the financial contribution granted by the Union. The period of application of that Protocol expired on 27&#160;January 2017.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(3)</p></td><td><p>The Commission has negotiated, on behalf of the Union, a new Protocol setting out the fishing opportunities and the financial contribution provided for by the Fisheries Partnership Agreement between the European Union and the Republic of Mauritius (&#8216;the Protocol&#8217;). The Protocol was initialled on 26 April 2017.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(4)</p></td><td><p>The objective of the Protocol is to enable the Union and Mauritius to work more closely on promoting a sustainable fisheries policy, sound exploitation of fisheries resources in Mauritius waters, and Mauritius's efforts to develop its sustainable ocean economy.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(5)</p></td><td><p>The Protocol should be signed.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(6)</p></td><td><p>In order to ensure an expeditious start to fishing activities of Union vessels, the Protocol should be applied on a provisional basis, pending the completion of the procedures necessary for its entry into force,</p></td></tr></tbody></table> HAS ADOPTED THIS DECISION: Article 1 The signing on behalf of the Union of the Protocol setting out the fishing opportunities and the financial contribution provided for by the Fisheries Partnership Agreement between the European Union and the Republic of Mauritius (‘the Protocol’) is hereby authorised, subject to the conclusion of the said Protocol. The text of the Protocol is attached to this Decision. Article 2 The President of the Council is hereby authorised to designate the person(s) empowered to sign the Protocol on behalf of the Union. Article 3 In accordance with Article 15 of the Protocol, the Protocol shall be applied on a provisional basis, as from the signature thereof, pending the completion of the procedures necessary for its entry into force. Article 4 This Decision shall enter into force on the third day following that of its publication in the Official Journal of the European Union . Done at Luxembourg, 23 October 2017. For the Council The President K. IVA <note> ( 1 ) Council Decision 2014/146/EU of 28 January 2014 on the conclusion of the Fisheries Partnership Agreement between the European Union and the Republic of Mauritius ( OJ L 79, 18.3.2014, p. 2 ). ( 2 ) Protocol setting out the fishing opportunities and the financial contribution provided for by the Fisheries Partnership Agreement between the European Union and the Republic of Mauritius ( OJ L 79, 18.3.2014, p. 9 ). </note>

ENG

32017D1960

<table><col/><col/><col/><col/><tbody><tr><td><p>17.3.2022&#160;&#160;&#160;</p></td><td><p>EN</p></td><td><p>Official Journal of the European Union</p></td><td><p>L 89/3</p></td></tr></tbody></table> COMMISSION IMPLEMENTING REGULATION (EU) 2022/437 of 16 March 2022 renewing the approval of the active substance carbon dioxide in accordance with Regulation (EC) No 1107/2009 of the European Parliament and of the Council concerning the placing of plant protection products on the market, and amending the Annex to Commission Implementing Regulation (EU) No 540/2011 (Text with EEA relevance) THE EUROPEAN COMMISSION, Having regard to the Treaty on the Functioning of the European Union, Having regard to Regulation (EC) No 1107/2009 of the European Parliament and of the Council of 21 October 2009 concerning the placing of plant protection products on the market and repealing Council Directives 79/117/EEC and 91/414/EEC ( 1 ) , and in particular Article 20(1) thereof, Whereas: <table><col/><col/><tbody><tr><td><p>(1)</p></td><td><p>Commission Directive 2008/127/EC&#160;<a>(<span>2</span>)</a> included carbon dioxide as an active substance in Annex I to Council Directive 91/414/EEC&#160;<a>(<span>3</span>)</a>.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(2)</p></td><td><p>Active substances included in Annex I to Directive 91/414/EEC are deemed to have been approved under Regulation (EC) No&#160;1107/2009 and are listed in Part A of the Annex to Commission Implementing Regulation (EU) No&#160;540/2011&#160;<a>(<span>4</span>)</a>.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(3)</p></td><td><p>The approval of the active substance carbon dioxide, as set out in Part A of the Annex to Implementing Regulation (EU) No&#160;540/2011, expires on 31&#160;August 2022.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(4)</p></td><td><p>An application for the renewal of the approval of the active substance carbon dioxide was submitted, in accordance with Article&#160;1 of Commission Implementing Regulation (EU) No&#160;844/2012&#160;<a>(<span>5</span>)</a>, within the time period provided for in that Article.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(5)</p></td><td><p>The applicant submitted the supplementary dossiers required in accordance with Article&#160;6 of Implementing Regulation (EU) No&#160;844/2012. The application was found to be complete by the rapporteur Member State.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(6)</p></td><td><p>The rapporteur Member State prepared a draft renewal assessment report in consultation with the co-rapporteur Member State and submitted it to the European Food Safety Authority (&#8216;the Authority&#8217;) and the Commission on 17&#160;December 2019.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(7)</p></td><td><p>The Authority communicated the draft renewal assessment report to the applicant and to the Member States for comments and forwarded the comments received to the Commission. The Authority also made the supplementary summary dossier available to the public.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(8)</p></td><td><p>On 4&#160;May 2021, the Authority communicated to the Commission its conclusion&#160;<a>(<span>6</span>)</a> on whether carbon dioxide can be expected to meet the approval criteria provided for in Article&#160;4 of Regulation (EC) No&#160;1107/2009. The Commission presented a renewal report to the Standing Committee on Plants, Animals, Food and Feed on 6&#160;July 2021 and a draft of this Regulation on 1&#160;December 2021.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(9)</p></td><td><p>The Commission invited the applicant to submit its comments on the conclusion of the Authority and, in accordance with the third paragraph of Article&#160;14(1) of Implementing Regulation (EU) No&#160;844/2012, on the renewal report. The applicant submitted its comments, which have been carefully examined.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(10)</p></td><td><p>It has been established with respect to one or more representative uses of at least one plant protection product containing the active substance carbon dioxide that the approval criteria provided for in Article&#160;4 of Regulation (EC) No&#160;1107/2009 are satisfied.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(11)</p></td><td><p>In accordance with Article&#160;14(1) of Regulation (EC) No&#160;1107/2009, read in conjunction with Article&#160;6 thereof, and in the light of current scientific and technical knowledge, it is, however, necessary to provide for certain conditions and restrictions.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(12)</p></td><td><p>Implementing Regulation (EU) No&#160;540/2011 should therefore be amended accordingly.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(13)</p></td><td><p>Commission Implementing Regulation (EU) 2021/745&#160;<a>(<span>7</span>)</a> extended the approval period of carbon dioxide to 31&#160;August 2022 in order to allow the renewal process to be completed before the expiry of the approval period of that active substance. However, given that the decision on its renewal is being taken ahead of that extended expiry date, this Regulation should start to apply earlier than that date.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(14)</p></td><td><p>The measures provided for in this Regulation are in accordance with the opinion of the Standing Committee on Plants, Animals, Food and Feed,</p></td></tr></tbody></table> HAS ADOPTED THIS REGULATION: Article 1 Renewal of the approval of the active substance The approval of the active substance carbon dioxide is renewed, subject to the conditions set out in Annex I to this Regulation. Article 2 Amendments to Implementing Regulation (EU) No 540/2011 The Annex to Implementing Regulation (EU) No 540/2011 is amended in accordance with Annex II to this Regulation. Article 3 Entry into force and date of application This Regulation shall enter into force on the twentieth day following that of its publication in the Official Journal of the European Union . It shall apply from 1 May 2022. This Regulation shall be binding in its entirety and directly applicable in all Member States. Done at Brussels, 16 March 2022. For the Commission The President Ursula VON DER LEYEN ( 1 ) OJ L 309, 24.11.2009, p. 1 . ( 2 ) Commission Directive 2008/127/EC of 18 December 2008 amending Council Directive 91/414/EEC to include several active substances ( OJ L 344, 20.12.2008, p. 89 ). ( 3 ) Council Directive 91/414/EEC of 15 July 1991 concerning the placing of plant protection products on the market ( OJ L 230, 19.8.1991, p. 1 ). ( 4 ) Commission Implementing Regulation (EU) No 540/2011 of 25 May 2011 implementing Regulation (EC) No 1107/2009 of the European Parliament and of the Council as regards the list of approved active substances ( OJ L 153, 11.6.2011, p. 1 ). ( 5 ) Commission Implementing Regulation (EU) No 844/2012 of 18 September 2012 setting out the provisions necessary for the implementation of the renewal procedure for active substances, as provided for in Regulation (EC) No 1107/2009 of the European Parliament and of the Council concerning the placing of plant protection products on the market ( OJ L 252, 19.9.2012, p. 26 ). ( 6 ) EFSA (European Food Safety Authority) Journal 2021;19(5): 6605, 44 pp. doi:10.2903/j.efsa.2021.6605. Available online: www.efsa.europa.eu. ( 7 ) Commission Implementing Regulation (EU) 2021/745 of 6 May 2021 amending Implementing Regulation (EU) No 540/2011 as regards the extension of the approval periods of the active substances aluminium ammonium sulphate, aluminium silicate, beflubutamid, benthiavalicarb, bifenazate, boscalid, calcium carbonate, captan, carbon dioxide, cymoxanil, dimethomorph, ethephon, extract from tea tree, famoxadone, fat distilation residues, fatty acids C7 to C20, flumioxazine, fluoxastrobin, flurochloridone, folpet, formetanate, gibberellic acid, gibberellins, heptamaloxyloglucan, hydrolysed proteins, iron sulphate, metazachlor, metribuzin, milbemectin, Paecilomyces lilacinus strain 251, phenmedipham, phosmet, pirimiphos-methyl, plant oils/rape seed oil, potassium hydrogen carbonate, propamocarb, prothioconazole, quartz sand, fish oil, repellents by smell of animal or plant origin/sheep fat, S-metolachlor, Straight Chain Lepidopteran Pheromones, tebuconazole and urea ( OJ L 160, 7.5.2021, p. 89 ). ANNEX I <table><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>Common Name, Identification Numbers</p></td><td><p>IUPAC Name</p></td><td><p>Purity<a>&#160;(<span>1</span>)</a></p></td><td><p>Date of approval</p></td><td><p>Expiration of approval</p></td><td><p>Specific provisions</p></td></tr><tr><td><p>Carbon dioxide</p><p>CAS No: 124-38-9</p><p>CIPAC No: 844</p></td><td><p>Carbon dioxide</p></td><td><p>999&#160;g/kg</p><p>The following impurities are of toxicological concern and shall not exceed the following levels in the technical material:</p><p>phosphane max. 0,3 ppm v/v</p><p>benzene max. 0,02 ppm v/v</p><p>carbon monoxide max. 10 ppm v/v</p><p>methanol max. 10 ppm v/v</p><p>hydrogen cyanide max. 0,5 ppm v/v</p></td><td><p>1&#160;May 2022</p></td><td><p>30&#160;April 2037</p></td><td><p>For the implementation of the uniform principles, as referred to in Article&#160;29(6) of Regulation (EC) No&#160;1107/2009, the conclusions of the renewal report on carbon dioxide, and in particular Appendices I and II thereof, shall be taken into account.</p><p>In this overall assessment Member States shall pay particular attention to:</p><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>adequate ventilation (e.g. with a &#8216;certificate of gas clearance&#8217;) before humans can re-enter treated and/or surrounding areas (i.e. chambers, buildings and silos).</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>the need of buffer zones for residents (subjected to revision considering the wind-speeds in the different Member States).</p></td></tr></tbody></table><p>Conditions of use shall include risk mitigation measures, where appropriate.</p></td></tr></tbody></table> ( 1 ) Further details on the identity and the specification of the active substance are provided in the renewal report. ANNEX II The Annex to Implementing Regulation (EU) No 540/2011 is amended as follows: <table><col/><col/><tbody><tr><td><p>(1)</p></td><td><p>in Part A, entry 225 on carbon dioxide is deleted;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(2)</p></td><td><p>in Part B, the following entry is added:</p><table><col/><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>No</p></td><td><p>Common Name, Identification Numbers</p></td><td><p>IUPAC Name</p></td><td><p>Purity<a>&#160;(<span>1</span>)</a></p></td><td><p>Date of approval</p></td><td><p>Expiration of approval</p></td><td><p>Specific provisions</p></td></tr><tr><td><p><span>&#8216;150</span></p></td><td><p>Carbon dioxide</p><p>CAS No: 124-38-9</p><p>CIPAC No: 844</p></td><td><p>Carbon dioxide</p></td><td><p>999&#160;g/kg</p><p>The following impurities are of toxicological concern and shall not exceed the following levels in the technical material:</p><p>phosphane max. 0,3 ppm v/v</p><p>benzene max. 0,02 ppm v/v</p><p>carbon monoxide max. 10 ppm v/v</p><p>methanol max. 10 ppm v/v</p><p>hydrogen cyanide max. 0,5 ppm v/vv</p></td><td><p>1&#160;May 2022</p></td><td><p>30&#160;April 2037</p></td><td><p>For the implementation of the uniform principles, as referred to in Article&#160;29(6) of Regulation (EC) No&#160;1107/2009, the conclusions of the renewal report on carbon dioxide, and in particular Appendices I and II thereof, shall be taken into account.</p><p>In this overall assessment Member States shall pay particular attention to:</p><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>adequate ventilation (e.g. with a &#8220;certificate of gas clearance&#8221;) before humans can re-enter treated and/or surrounding areas (i.e. chambers, buildings and silos).</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>the need of buffer zones for residents (subjected to revision considering the wind-speeds in the different Member States).</p></td></tr></tbody></table><p>Conditions of use shall include risk mitigation measures, where appropriate.&#8217;</p></td></tr></tbody></table></td></tr></tbody></table> <note> ( 1 ) Further details on the identity and the specification of the active substance are provided in the renewal report. </note>

ENG

32022R0437

<table><col/><col/><col/><tbody><tr><td><img/></td><td><p>Official Journal<br/>of the European Union</p></td><td><p>EN</p><p>Series L</p></td></tr></tbody></table> <table><col/><col/><col/><tbody><tr><td/><td><p>2023/2145</p></td><td><p>17.10.2023</p></td></tr></tbody></table> COMMISSION IMPLEMENTING REGULATION (EU) 2023/2145 of 16 October 2023 correcting certain language versions of Implementing Regulation (EU) 2017/2470 establishing the Union list of novel foods in accordance with Regulation (EU) 2015/2283 of the European Parliament and of the Council on novel foods (Text with EEA relevance) THE EUROPEAN COMMISSION, Having regard to the Treaty on the Functioning of the European Union, Having regard to Regulation (EU) 2015/2283 of the European Parliament and of the Council of 25 November 2015 on novel foods, amending Regulation (EU) No 1169/2011 of the European Parliament and of the Council and repealing Regulation (EC) No 258/97 of the European Parliament and of the Council and Commission Regulation (EC) No 1852/2001 ( 1 ) , and in particular Article 8 thereof, Whereas: <table><col/><col/><tbody><tr><td><p>(1)</p></td><td><p>The Croatian, Czech, Dutch, Finnish, French, Hungarian, Italian, Lithuanian, Latvian, Polish, Portuguese, Romanian, Slovak and Spanish language versions of Annex to Commission Implementing Regulation (EU)&#160;2017/2470&#160;<a>(<span>2</span>)</a> contain errors in Table 1, the rows concerning the authorised novel foods &#8216;Glucosamine HCl&#8217;, &#8216;Glucosamine sulphate KCl&#8217; and &#8216;Glucosamine sulphate NaCl&#8217;, that alter the meaning of the provisions.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(2)</p></td><td><p>The Dutch, Finnish, French, Hungarian, Italian, Lithuanian and Slovak language versions of Annex to Implementing Regulation (EU)&#160;2017/2470 contain an error in Table 2, the row concerning the authorised novel food &#8216;<span>Calanus finmarchicus</span> oil&#8217;, that alters the meaning of the provisions.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(3)</p></td><td><p>The Croatian, Czech, Dutch, Finnish, French, Hungarian, Italian, Lithuanian, Latvian, Polish, Portuguese, Romanian, Slovak and Spanish language versions of Annex to Implementing Regulation (EU)&#160;2017/2470 should therefore be corrected accordingly. The other language versions are not affected.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(4)</p></td><td><p>The measures provided for in this Implementing Regulation are in accordance with the opinions of the Standing Committee on Plants, Animals, Food and Feed Committee delivered prior to the adoption of Commission Implementing Regulations (EU)&#160;2018/1023&#160;<a>(<span>3</span>)</a> and (EU)&#160;2022/966&#160;<a>(<span>4</span>)</a>,</p></td></tr></tbody></table> HAS ADOPTED THIS REGULATION: Article 1 (Does not concern the English language.) Article 2 This Regulation shall enter into force on the twentieth day following that of its publication in the Official Journal of the European Union . This Regulation shall be binding in its entirety and directly applicable in all Member States. Done at Brussels, 16 October 2023. For the Commission The President Ursula VON DER LEYEN ( 1 ) OJ L 327, 11.12.2015, p. 1 . ( 2 ) Commission Implementing Regulation (EU) 2017/2470 of 20 December 2017 establishing the Union list of novel foods in accordance with Regulation (EU) 2015/2283 of the European Parliament and of the Council on novel foods ( OJ L 351, 30.12.2017, p. 72 ). ( 3 ) Commission Implementing Regulation (EU) 2018/1023 of 23 July 2018 correcting Implementing Regulation (EU) 2017/2470 establishing the Union list of novel foods ( OJ L 187, 24.7.2018, p. 1 ). ( 4 ) Commission Implementing Regulation (EU) 2022/966 of 21 June 2022 amending Implementing Regulation (EU) 2017/2470 as regards the conditions of use, the specific labelling requirements and specifications of the novel food Calanus finmarchicus oil ( OJ L 166, 22.6.2022, p. 125 ). ELI: http://data.europa.eu/eli/reg_impl/2023/2145/oj ISSN 1977-0677 (electronic edition)

ENG

32023R2145

<table><col/><col/><col/><col/><tbody><tr><td><p>2.7.2021&#160;&#160;&#160;</p></td><td><p>EN</p></td><td><p>Official Journal of the European Union</p></td><td><p>L 234/99</p></td></tr></tbody></table> COMMISSION DECISION (EU) 2021/1081 of 28 June 2021 amending Decision (EU) 2018/1220 on the rules of procedure of the panel referred to in Article 143 of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council THE EUROPEAN COMMISSION, Having regard to the Treaty on the Functioning of the European Union, Having regard to Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012, and in particular Article 143(4) thereof ( 1 ) , Whereas: <table><col/><col/><tbody><tr><td><p>(1)</p></td><td><p>Commission Decision (EU) 2018/1220&#160;<a>(<span>2</span>)</a> lays down the rules of procedure of the panel referred to in Article&#160;143 of Regulation (EU, Euratom) 2018/1046.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(2)</p></td><td><p>The Commission has determined 1&#160;June 2021 as the date on which the European Public Prosecutor&#8217;s Office (EPPO) assumes the investigative and prosecutorial tasks&#160;<a>(<span>3</span>)</a> conferred on it by Council Regulation (EU) 2017/1939&#160;<a>(<span>4</span>)</a>. The practical arrangements for close cooperation between the Panel and the EPPO must therefore be defined, taking into account the arrangements for cooperation between the European Commission and the EPPO set out in the agreement referred to in Article&#160;103(1) of the above-mentioned Regulation.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(3)</p></td><td><p>In order to ensure the continuity of the functioning of the Panel and, consequently, the continued protection of the Union&#8217;s financial interests, it should be specified that the Chair of the Panel continues to perform his/her duties until a replacement has effectively been appointed, or at least for the first months following the end of his/her term of office.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(4)</p></td><td><p>The conditions relating to the function or minimum grade required for deputies to Panel members representing the European Commission should be aligned on those required for the members representing the authorising officers. To that end, they should be set at the function group level of Head of Unit or equivalent.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(5)</p></td><td><p>This Decision should come into force on the day following its publication in the<span>Official Journal of the European Union</span>, in order to guarantee the functioning of the Panel referred to in Article&#160;143 of Regulation (EU, Euratom) 2018/1046.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(6)</p></td><td><p>Decision (EU) 2018/1220 should therefore be amended accordingly,</p></td></tr></tbody></table> HAS ADOPTED THIS DECISION: Article 1 Decision (EU) 2018/1220 is amended as follows: <table><col/><col/><tbody><tr><td><p>(1)</p></td><td><p>Article&#160;2(1) is replaced by the following:</p><div><p>&#8216;1.&#160;&#160;&#160;The Chair of the Panel shall be appointed by the Commission for a non-renewable term of five years, in accordance with Article&#160;143(3) of Regulation (EU, Euratom) 2018/1046, following a call for expressions of interest. His/her term of office shall begin on the date fixed for that purpose in the decision on the appointment. This Decision shall be published in the C series of the<span>Official Journal of the European Union</span>.</p><p>At the end of his/her term of office, in so far as required for the functioning of the Panel, the Chair shall remain in his/her post until his/her replacement is appointed. This period may not exceed six months.&#8217;;</p></div></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(2)</p></td><td><p>Article&#160;5(1) is replaced by the following:</p><div><p>&#8216;1.&#160;&#160;&#160;The Director of the Central Financial Service in the Directorate-General for Budget shall be one of the two permanent members of the Panel representing the Commission, pursuant to Article&#160;143(2)(b) of Regulation (EU, Euratom) 2018/1046. The Director-General for Budget shall designate an official from at least the function group of Head of Unit or equivalent to deputise for this permanent member.</p><p>The Director-General for Budget shall designate the second permanent member representing the Commission<span>ad personam</span> among Commission officials of at least AD14 grade. The Director-General for Budget shall designate an official from at least the function group of Head of Unit or equivalent to deputise for this permanent member.&#8217;;</p></div></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(3)</p></td><td><p>in Article&#160;6, paragraphs 3 and&#160;4 are replaced by the following:</p><div><p>&#8216;3.&#160;&#160;&#160;In matters where the request of the referring authority is based, inter alia, on information transmitted by the European Anti-Fraud Office (OLAF), OLAF&#8217;s representative shall attend the Panel&#8217;s meetings and participate in oral and written procedures. He/she may provide comments at the request of the Chair.</p><p>In matters where the request of the referring authority is based, in whole or in part, on information transmitted by the European Public Prosecutor&#8217;s Office (EPPO), the latter shall transmit information and attend as an observer in accordance with the provisions of the agreement referred to in Article&#160;103(1) of Council Regulation (EU) 2017/1939.</p></div><div><p>4.&#160;&#160;&#160;In other cases, OLAF may be invited to provide information or advice, at the request of the Chair. The EPPO may also be invited to provide information or advice, at the request of the Chair, in accordance with the provisions of the agreement referred to in Article&#160;103(1) of Council Regulation (EU) 2017/1939.&#8217;;</p></div></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(4)</p></td><td><p>the following article is inserted:</p><div><p>&#8216;Article&#160;9a</p><p>Cooperation with the EPPO</p><p>The arrangements for cooperation with the EPPO shall be set out in the agreement referred to in Article&#160;103(1) of Council Regulation (EU) 2017/1939.&#8217;;</p></div></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(5)</p></td><td><p>in Article&#160;10, paragraph 4 is replaced by the following:</p><div><p>&#8216;4.&#160;&#160;&#160;The request for a recommendation shall contain the information required in Article&#160;142(3) of Regulation (EU, Euratom) 2018/1046. It shall also contain the other relevant information referred to in Article&#160;136 of the aforementioned Regulation, including, where applicable, OLAF reports and the information transmitted by the EPPO to enable the appropriate measures to be taken to protect the Union&#8217;s financial interests. It shall include a duly completed information sheet.&#8217;;</p></div></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(6)</p></td><td><p>Article&#160;26 is replaced by the following:</p><div><p>&#8216;Article&#160;26</p><p>Notification of the opinion and the recommendation</p><p>The Panel shall notify the opinion without delay to the referring authority, the authorising officer responsible and the observers. Where the EPPO has been invited as an observer, the provisions of the agreement referred to in Article&#160;103(1) of Council Regulation (EU) 2017/1939 shall apply.&#8217;</p></div></td></tr></tbody></table> Article 2 Entry into force and publication This Decision shall enter into force on the day following that of its publication in the Official Journal of the European Union . Done at Brussels, 28 June 2021. For the Commission The President Ursula VON DER LEYEN <note> ( 1 ) OJ L 298, 26.10.2012, p. 1 . ( 2 ) Commission Decision (EU) 2018/1220 of 6 September 2018 on the rules of procedure of the panel referred to in Article 143 of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council ( OJ L 226, 7.9.2018, p. 7 ). ( 3 ) Commission Implementing Decision (EU) 2021/856 of 25 May 2021 determining the date on which the European Public Prosecutor’s Office assumes its investigative and prosecutorial tasks ( OJ L 188, 28.5.2021, p. 100 ). ( 4 ) Council Regulation (EU) 2017/1939 of 12 October 2017 implementing enhanced cooperation on the establishment of the European Public Prosecutor’s Office ( OJ L 283, 30.10.2017, p. 1 ). </note>

ENG

32021D1081

<table><col/><col/><col/><col/><tbody><tr><td><p>6.12.2019&#160;&#160;&#160;</p></td><td><p>EN</p></td><td><p>Official Journal of the European Union</p></td><td><p>L 316/62</p></td></tr></tbody></table> COMMISSION IMPLEMENTING DECISION (EU) 2019/2082 of 28 November 2019 renewing the authorisation for the placing on the market of products containing, consisting of or produced from genetically modified cotton LLCotton25 (ACS-GHØØ1-3) pursuant to Regulation (EC) No 1829/2003 of the European Parliament and of the Council (notified under document C(2019) 7481) (Only the German text is authentic) (Text with EEA relevance) THE EUROPEAN COMMISSION, Having regard to the Treaty on the Functioning of the European Union, Having regard to Regulation (EC) No 1829/2003 of the European Parliament and of the Council of 22 September 2003 on genetically modified food and feed ( 1 ) , and in particular to Articles 11(3) and 23(3) thereof, Whereas: <table><col/><col/><tbody><tr><td><p>(1)</p></td><td><p>Commission Decision 2008/837/EC&#160;<a>(<span>2</span>)</a> authorised the placing on the market of food and feed containing, consisting of, or produced from genetically modified cotton LLCotton25 (hereinafter &#8216;LLCotton25&#8217;). The scope of that authorisation also covers the placing on the market of products, other than food and feed, containing or consisting of LLCotton25 for the same uses as any other cotton with the exception of cultivation.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(2)</p></td><td><p>On 2 October 2017, the initial authorisation holder, Bayer CropScience AG submitted to the Commission an application, in accordance with Articles 11 and 23 of Regulation (EC) No 1829/2003, for the renewal of that authorisation.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(3)</p></td><td><p>On 14 November 2018, the European Food Safety Authority (&#8216;the Authority&#8217;) published a favourable opinion&#160;<a>(<span>3</span>)</a> in accordance with Articles 6 and 18 of Regulation (EC) No 1829/2003. It concluded that the renewal application did not contain evidence for new hazards, modified exposure or scientific uncertainties that would change the conclusions of the original risk assessment on LLCotton25, adopted by the Authority in 2006&#160;<a>(<span>4</span>)</a>.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(4)</p></td><td><p>In its opinion of 14 November 2018, the Authority considered all the questions and concerns raised by the Member States in the context of the consultation of the national competent authorities as provided for in Articles 6(4) and 18(4) of Regulation (EC) No 1829/2003.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(5)</p></td><td><p>The Authority also concluded that the monitoring plan for the environmental effects, consisting of a general surveillance plan, submitted by Bayer CropScience AG, is in line with the intended uses of the products.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(6)</p></td><td><p>Taking into account those conclusions, the authorisation for the placing on the market of food and feed containing, consisting of, or produced from LLCotton25 and of products consisting of it or containing it for other uses than food or feed, with the exception of cultivation, should be renewed.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(7)</p></td><td><p>By letter dated 1 August 2018, Bayer CropScience AG requested that the Commission transfers their rights and obligations pertaining to all authorisations and pending applications for genetically modified products, to BASF Agricultural Solutions Seed US LLC. By letter dated 19 October 2018, BASF Agricultural Solutions Seed US LLC confirmed its agreement with this transfer and authorised BASF SE to act as its representative in the Union.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(8)</p></td><td><p>A unique identifier has been assigned to LLCotton25, in accordance with Commission Regulation (EC) No 65/2004&#160;<a>(<span>5</span>)</a>, in the context of its initial authorisation by Decision 2008/837/EC. That unique identifier should continue to be used.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(9)</p></td><td><p>On the basis of the opinion of the Authority, no specific labelling requirements other than those provided for in Articles 13(1) and 25(2) of Regulation (EC) No 1829/2003 and in Article 4(6) of Regulation (EC) No 1830/2003 of the European Parliament and of the Council&#160;<a>(<span>6</span>)</a>, appear to be necessary for the products covered by this Decision. However, in order to ensure that the use of products containing or consisting LLCotton25 remains within the limits of the authorisation, the labelling of such products, with the exception of food products, should contain a clear indication that they are not intended for cultivation.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(10)</p></td><td><p>The authorisation holder should submit annual reports on the implementation and on the results of the activities set out in the monitoring plan. Those results should be presented in accordance with the requirements laid down in Commission Decision 2009/770/EC&#160;<a>(<span>7</span>)</a>.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(11)</p></td><td><p>The opinion of the Authority does not justify the imposition of specific conditions or restrictions for the placing on the market, for the use and handling, including post-market monitoring requirements regarding the consumption of the food and feed containing, consisting of, or produced from genetically modified cotton LLCotton25, or for the protection of particular ecosystems/environment and/or geographical areas, as provided for in Articles 6(5)(e) and 18(5)(e) of Regulation (EC) No 1829/2003.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(12)</p></td><td><p>All relevant information on the authorisation of the products should be entered in the Community register of genetically modified food and feed referred to in Article 28(1) of Regulation (EC) No 1829/2003.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(13)</p></td><td><p>This Decision is to be notified through the Biosafety Clearing-House to the Parties to the Cartagena Protocol on Biosafety to the Convention on Biological Diversity, pursuant to Articles 9(1) and 15(2)(c) of Regulation (EC) No 1946/2003 of the European Parliament and of the Council&#160;<a>(<span>8</span>)</a>.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(14)</p></td><td><p>The Standing Committee on Plants, Animals, Food and Feed has not delivered an opinion within the time limit laid down by its Chairman. This implementing act was deemed to be necessary and the chair submitted it to the appeal committee for further deliberation. The appeal committee did not deliver an opinion,</p></td></tr></tbody></table> HAS ADOPTED THIS DECISION: Article 1 Genetically modified organism and unique identifier Genetically modified cotton ( Gossypium hirsutum ) LLCotton25, as specified in point (b) of the Annex to this Decision, is assigned the unique identifier ACS-GHØØ1-3, in accordance with Regulation (EC) No 65/2004. Article 2 Renewal of the authorisation The authorisation for the placing on the market of the following products is renewed in accordance with the conditions set out in this Decision: <table><col/><col/><tbody><tr><td><p>(a)</p></td><td><p>foods and food ingredients containing, consisting of, or produced from genetically modified cotton ACS-GH&#216;&#216;1-3;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(b)</p></td><td><p>feed containing, consisting of, or produced from genetically modified cotton ACS-GH&#216;&#216;1-3;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(c)</p></td><td><p>products containing or consisting of genetically modified cotton ACS-GH&#216;&#216;1-3 for uses other than those provided for in points (a) and (b), with the exception of cultivation.</p></td></tr></tbody></table> Article 3 Labelling 1. For the purposes of the labelling requirements laid down in Articles 13(1) and 25(2) of Regulation (EC) No 1829/2003 and in Article 4(6) of Regulation (EC) No 1830/2003, the ‘name of the organism’ shall be ‘cotton’. 2. The words ‘not for cultivation’ shall appear on the label of and in the documents accompanying the products containing or consisting of genetically modified cotton LLCotton25, with the exception of products referred to in point (a) of Article 2. Article 4 Method for detection The method set out in point (d) of the Annex shall apply for the detection of genetically modified cotton LLCotton25. Article 5 Monitoring plan for environmental effects 1. The authorisation holder shall ensure that the monitoring plan for environmental effects, as set out in point (h) of the Annex, is put in place and implemented. 2. The authorisation holder shall submit to the Commission annual reports on the implementation and the results of the activities set out in the monitoring plan in accordance with the format set out in Decision 2009/770/EC. Article 6 Community register The information set out in the Annex to this Decision shall be entered in the Community register of genetically modified food and feed, as referred to in Article 28(1) of Regulation (EC) No 1829/2003. Article 7 Authorisation holder The authorisation holder shall be BASF Agricultural Solutions Seed US LLC, United States, represented by BASF SE, Germany. Article 8 Validity This Decision shall apply for a period of 10 years from the date of its notification. Article 9 Addressee This Decision is addressed to BASF SE, Carl-Bosch-Str. 38, D-67063 Ludwigshafen, Germany. Done at Brussels, 28 November 2019. For the Commission, Vytenis ANDRIUKAITIS Member of the Commission ( 1 ) OJ L 268, 18.10.2003, p. 1 . ( 2 ) Commission Decision 2008/837/EC of 29 October 2008 authorising the placing on the market of products containing, consisting of, or produced from genetically modified LLCotton25 (ACS-GHØØ1-3) pursuant to Regulation (EC) No 1829/2003 of the European Parliament and of the Council ( OJ L 299, 8.11.2008, p. 36 ). ( 3 ) EFSA GMO Panel 2018. Assessment of genetically modified LLCotton25 for renewal of authorisation under Regulation (EC) No 1829/2003 (application EFSA‐GMO‐RX‐010), EFSA Journal 2018;16(11): 5473. ( 4 ) Opinion of the Scientific Panel on Genetically Modified Organisms on an application (Reference EFSA-GMONL-2005-13) for the placing on the market of glufosinate-tolerant genetically modified LLCotton25, for food and feed uses, and import and processing under Regulation (EC) No 1829/2003 from Bayer CropScience, The EFSA Journal (2006) 429, 1-19. ( 5 ) Commission Regulation (EC) No 65/2004 of 14 January 2004 establishing a system for the development and assignment of unique identifiers for genetically modified organisms ( OJ L 10, 16.1.2004, p. 5 ). ( 6 ) Regulation (EC) No 1830/2003 of the European Parliament and of the Council of 22 September 2003 concerning the traceability and labelling of genetically modified organisms and the traceability of food and feed products produced from genetically modified organisms and amending Directive 2001/18/EC ( OJ L 268, 18.10.2003, p. 24 ). ( 7 ) Commission Decision 2009/770/EC of 13 October 2009 establishing standard reporting formats for presenting the monitoring results of the deliberate release into the environment of genetically modified organisms, as or in products, for the purpose of placing on the market, pursuant to Directive 2001/18/EC of the European Parliament and of the Council ( OJ L 275, 21.10.2009, p. 9 ). ( 8 ) Regulation (EC) No 1946/2003 of the European Parliament and of the Council of 15 July 2003 on transboundary movements of genetically modified organisms ( OJ L 287, 5.11.2003, p. 1 ). ANNEX (a) Applicant and authorisation holder: <table><col/><col/><col/><tbody><tr><td><p>Name</p></td><td><p>:</p></td><td><p>BASF Agricultural Solutions Seed US LLC</p></td></tr><tr><td><p>Address</p></td><td><p>:</p></td><td><p>100 Park Avenue, Florham Park, New Jersey 07932, United States of America</p></td></tr></tbody></table> Represented by BASF SE, Carl-Bosch-Str. 38, D-67063 Ludwigshafen, Germany. (b) Designation and specification of the products: <table><col/><col/><tbody><tr><td><p>(1)</p></td><td><p>foods and food ingredients containing, consisting of or produced from genetically modified cotton LLCotton25;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(2)</p></td><td><p>feed containing, consisting of or produced from genetically modified cotton LLCotton25;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(3)</p></td><td><p>products containing or consisting of genetically modified cotton LLCotton25 for uses other than those provided in points (1) and (2), with the exception of cultivation.</p></td></tr></tbody></table> The genetically modified cotton LLCotton25 expresses the bar gene which confers tolerance to glufosinate-ammonium based herbicides. (c) Labelling: <table><col/><col/><tbody><tr><td><p>(1)</p></td><td><p>For the purposes of the labelling requirements laid down in Articles 13(1) and 25(2) of Regulation (EC) No 1829/2003, and in Article 4(6) of Regulation (EC) No 1830/2003, the &#8216;name of the organism&#8217; shall be &#8216;cotton&#8217;.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(2)</p></td><td><p>The words &#8216;not for cultivation&#8217; shall appear on the label of and in the documents accompanying the products containing or consisting of genetically modified cotton LLCotton25, with the exception of products referred to in point (b)(1).</p></td></tr></tbody></table> (d) Method for detection: <table><col/><col/><tbody><tr><td><p>(1)</p></td><td><p>Event specific real-time PCR based method for the detection of genetically modified cotton LLCotton25.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(2)</p></td><td><p>Validated by the EU reference laboratory established under Regulation (EC) No 1829/2003, published at http://gmo-crl.jrc.ec.europa.eu/StatusOfDossiers.aspx</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(3)</p></td><td><p>Reference Material: AOCS 0306-A3 and AOCS 0306-E2 accessible via the American Oil Chemists Society at https://www.aocs.org/crm</p></td></tr></tbody></table> (e) Unique identifier: ACS-GHØØ1-3 (f) Information required under Annex II to the Cartagena Protocol on Biosafety to the Convention on Biological Diversity: [Biosafety Clearing-House, Record ID number: published in the Community register of genetically modified food and feed when notified ]. (g) Conditions or restrictions on the placing on the market, use or handling of the products: Not required. (h) Monitoring plan for environmental effects: Monitoring plan for environmental effects in accordance with Annex VII to Directive 2001/18/EC of the European Parliament and of the Council ( 1 ) . [Link: plan published in the Community register of genetically modified food and feed ] (i) Post-market monitoring requirements for the use of the food for human consumption: Not required. Note: links to relevant documents may need to be modified over time. Those modifications will be made available to the public via the updating of the Community register of genetically modified food and feed. <note> ( 1 ) Directive 2001/18/EC of the European Parliament and of the Council of 12 March 2001 on the deliberate release into the environment of genetically modified organisms and repealing Council Directive 90/220/EEC ( OJ L 106, 17.4.2001, p. 1 ). </note>

ENG

32019D2082

<table><col/><col/><col/><col/><tbody><tr><td><p>5.7.2014&#160;&#160;&#160;</p></td><td><p>EN</p></td><td><p>Official Journal of the European Union</p></td><td><p>L 198/3</p></td></tr></tbody></table> COMMISSION IMPLEMENTING REGULATION (EU) No 736/2014 of 4 July 2014 establishing the standard import values for determining the entry price of certain fruit and vegetables THE EUROPEAN COMMISSION, Having regard to the Treaty on the Functioning of the European Union, Having regard to Council Regulation (EC) No 1234/2007 of 22 October 2007 establishing a common organisation of agricultural markets and on specific provisions for certain agricultural products (Single CMO Regulation) ( 1 ) , Having regard to Commission Implementing Regulation (EU) No 543/2011 of 7 June 2011 laying down detailed rules for the application of Council Regulation (EC) No 1234/2007 in respect of the fruit and vegetables and processed fruit and vegetables sectors ( 2 ) , and in particular Article 136(1) thereof, Whereas: <table><col/><col/><tbody><tr><td><p>(1)</p></td><td><p>Implementing Regulation (EU) No 543/2011 lays down, pursuant to the outcome of the Uruguay Round multilateral trade negotiations, the criteria whereby the Commission fixes the standard values for imports from third countries, in respect of the products and periods stipulated in Annex XVI, Part A thereto.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(2)</p></td><td><p>The standard import value is calculated each working day, in accordance with Article 136(1) of Implementing Regulation (EU) No 543/2011, taking into account variable daily data. Therefore this Regulation should enter into force on the day of its publication in the<span>Official Journal of the European Union</span>,</p></td></tr></tbody></table> HAS ADOPTED THIS REGULATION: Article 1 The standard import values referred to in Article 136 of Implementing Regulation (EU) No 543/2011 are fixed in the Annex to this Regulation. Article 2 This Regulation shall enter into force on the day of its publication in the Official Journal of the European Union . This Regulation shall be binding in its entirety and directly applicable in all Member States. Done at Brussels, 4 July 2014. For the Commission, On behalf of the President, Jerzy PLEWA Director-General for Agriculture and Rural Development ( 1 ) OJ L 299, 16.11.2007, p. 1 . ( 2 ) OJ L 157, 15.6.2011, p. 1 . ANNEX Standard import values for determining the entry price of certain fruit and vegetables <table><col/><col/><col/><tbody><tr><td><p>(EUR/100 kg)</p></td></tr><tr><td><p>CN code</p></td><td><p>Third country code<a>&#160;(<span>1</span>)</a></p></td><td><p>Standard import value</p></td></tr><tr><td><p>0702&#160;00&#160;00</p></td><td><p>MK</p></td><td><p>67,6</p></td></tr><tr><td><p>TR</p></td><td><p>90,6</p></td></tr><tr><td><p>XS</p></td><td><p>59,1</p></td></tr><tr><td><p>ZZ</p></td><td><p>72,4</p></td></tr><tr><td><p>0707&#160;00&#160;05</p></td><td><p>MK</p></td><td><p>36,9</p></td></tr><tr><td><p>TR</p></td><td><p>77,5</p></td></tr><tr><td><p>ZZ</p></td><td><p>57,2</p></td></tr><tr><td><p>0709&#160;93&#160;10</p></td><td><p>TR</p></td><td><p>103,5</p></td></tr><tr><td><p>ZZ</p></td><td><p>103,5</p></td></tr><tr><td><p>0805&#160;50&#160;10</p></td><td><p>AR</p></td><td><p>111,0</p></td></tr><tr><td><p>BO</p></td><td><p>136,6</p></td></tr><tr><td><p>TR</p></td><td><p>107,6</p></td></tr><tr><td><p>UY</p></td><td><p>133,0</p></td></tr><tr><td><p>ZA</p></td><td><p>117,7</p></td></tr><tr><td><p>ZZ</p></td><td><p>121,2</p></td></tr><tr><td><p>0808&#160;10&#160;80</p></td><td><p>AR</p></td><td><p>105,6</p></td></tr><tr><td><p>BR</p></td><td><p>91,1</p></td></tr><tr><td><p>CL</p></td><td><p>98,6</p></td></tr><tr><td><p>NZ</p></td><td><p>138,7</p></td></tr><tr><td><p>US</p></td><td><p>144,9</p></td></tr><tr><td><p>ZA</p></td><td><p>129,5</p></td></tr><tr><td><p>ZZ</p></td><td><p>118,1</p></td></tr><tr><td><p>0808&#160;30&#160;90</p></td><td><p>AR</p></td><td><p>76,4</p></td></tr><tr><td><p>CL</p></td><td><p>106,2</p></td></tr><tr><td><p>NZ</p></td><td><p>185,0</p></td></tr><tr><td><p>ZA</p></td><td><p>97,3</p></td></tr><tr><td><p>ZZ</p></td><td><p>116,2</p></td></tr><tr><td><p>0809&#160;10&#160;00</p></td><td><p>MK</p></td><td><p>83,8</p></td></tr><tr><td><p>TR</p></td><td><p>257,5</p></td></tr><tr><td><p>ZZ</p></td><td><p>170,7</p></td></tr><tr><td><p>0809&#160;29&#160;00</p></td><td><p>TR</p></td><td><p>309,4</p></td></tr><tr><td><p>ZZ</p></td><td><p>309,4</p></td></tr><tr><td><p>0809&#160;30</p></td><td><p>TR</p></td><td><p>145,0</p></td></tr><tr><td><p>XS</p></td><td><p>54,4</p></td></tr><tr><td><p>ZA</p></td><td><p>249,3</p></td></tr><tr><td><p>ZZ</p></td><td><p>149,6</p></td></tr></tbody></table> <note> ( 1 ) Nomenclature of countries laid down by Commission Regulation (EC) No 1833/2006 ( OJ L 354, 14.12.2006, p. 19 ). Code ‘ZZ’ stands for ‘of other origin’. </note>

ENG

32014R0736

<table><col/><col/><col/><col/><tbody><tr><td><p>12.4.2023&#160;&#160;&#160;</p></td><td><p>EN</p></td><td><p>Official Journal of the European Union</p></td><td><p>L 99/3</p></td></tr></tbody></table> COMMISSION IMPLEMENTING REGULATION (EU) 2023/745 of 3 April 2023 concerning the classification of certain goods in the Combined Nomenclature THE EUROPEAN COMMISSION, Having regard to the Treaty on the Functioning of the European Union, Having regard to Regulation (EU) No 952/2013 of the European Parliament and of the Council of 9 October 2013 laying down the Union Customs Code ( 1 ) , and in particular Article 57(4) and Article 58(2) thereof, Whereas: <table><col/><col/><tbody><tr><td><p>(1)</p></td><td><p>In order to ensure uniform application of the Combined Nomenclature annexed to Council Regulation (EEC) No&#160;2658/87&#160;<a>(<span>2</span>)</a>, it is necessary to adopt measures concerning the classification of the goods referred to in the Annex to this Regulation.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(2)</p></td><td><p>Regulation (EEC) No&#160;2658/87 has laid down the general rules for the interpretation of the Combined Nomenclature. Those rules apply also to any other nomenclature which is wholly or partly based on it or which adds any additional subdivision to it and which is established by specific provisions of the Union, with a view to the application of tariff and other measures relating to trade in goods.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(3)</p></td><td><p>Pursuant to those general rules, the goods described in column (1) of the table set out in the Annex should be classified under the CN code indicated in column (2), by virtue of the reasons set out in column (3) of that table.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(4)</p></td><td><p>It is appropriate to provide that binding tariff information issued in respect of the goods concerned by this Regulation which does not conform to this Regulation may, for a certain period, continue to be invoked by the holder in accordance with Article&#160;34(9) of Regulation (EU) No&#160;952/2013. That period should be set at three months.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(5)</p></td><td><p>The measures provided for in this Regulation are in accordance with the opinion of the Customs Code Committee,</p></td></tr></tbody></table> HAS ADOPTED THIS REGULATION: Article 1 The goods described in column (1) of the table set out in the Annex to this Regulation shall be classified within the Combined Nomenclature under the CN code indicated in column (2) of that table. Article 2 Binding tariff information which does not conform to this Regulation may continue to be invoked in accordance with Article 34(9) of Regulation (EU) No 952/2013 for a period of three months from the date of entry into force of this Regulation. Article 3 This Regulation shall enter into force on the twentieth day following that of its publication in the Official Journal of the European Union . This Regulation shall be binding in its entirety and directly applicable in all Member States. Done at Brussels, 3 April 2023. For the Commission, On behalf of the President, Gerassimos THOMAS Director-General Directorate-General for Taxation and Customs Union ( 1 ) OJ L 269, 10.10.2013, p. 1 . ( 2 ) Council Regulation (EEC) No 2658/87 of 23 July 1987 on the tariff and statistical nomenclature and on the Common Customs Tariff ( OJ L 256, 7.9.1987, p. 1 ). ANNEX <table><col/><col/><col/><tbody><tr><td><p>Description of the goods</p></td><td><p>Classification (CN code)</p></td><td><p>Reasons</p></td></tr><tr><td><p>(1)</p></td><td><p>(2)</p></td><td><p>(3)</p></td></tr><tr><td><p>A product (so-called wine set) consisting of:</p><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>a &#8216;waiter&#8217;s knife&#8217; of base metal consisting of a foil cutter, a corkscrew, and a combined cork&#160;lever/bottle cap opener,</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>a wine drip ring of base metal lined with non-woven fabric,</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>a pointed stopper of base metal with a round stud, fitted with 2 rings to seal the bottle,</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>a glass thermometer with base metal handle to measure the temperature of the wine.</p></td></tr></tbody></table><p>The set is presented for retail sale in a wooden box with an insert featuring recesses of the exact dimensions of the articles.</p><p>(See image)<a>&#160;(<span>*1</span>)</a></p></td><td><p>8205&#160;51&#160;00</p></td><td><p>Classification is determined by general rules 1, 3(b), 5(a) and&#160;6 for the interpretation (GIR) of the Combined Nomenclature and the wording of CN codes 8205 and 8205&#160;51&#160;00 .</p><p>The goods are put up in a set for retail sale within the meaning of GIR 3(b). The set consists of at least two different articles which are classifiable in different headings, for example, under heading 8205 (bottle openers and corkscrews are included in heading 8205 as hand tools according to the Harmonized System Explanatory Notes (HSEN) to heading 8205 (E)(1)), or under heading 9025 (thermometer)).</p><p>The goods are put up in a wooden box suitable for sale directly to end users without repacking. They are put up together to carry out a specific activity, namely, serving wine. See the HSEN to GIR 3(b), (X).</p><p>The &#8216;waiter&#8217;s knife&#8217; consisting of the foil cutter, the corkscrew, and the combined cork&#160;lever/bottle cap opener gives the set its essential character, because opening a wine bottle is the main use in serving wine, without which all the other articles in the set have no function.</p><p>The wooden box is specially fitted to contain the specific articles of the set. Given its construction of solid wood, it is suitable for long term use as a container for the articles presented therein. It is of a kind normally sold with this kind of sets and it does not give the whole its essential character. Therefore, the wooden box is to be classified together with the set within the meaning of GIR 5(a).</p><p>Consequently, the wine set is to be classified under CN code 8205&#160;51&#160;00 as household tools.</p></td></tr></tbody></table> <note> ( *1 ) The image is purely for information. </note>

ENG

32023R0745

<table><col/><col/><col/><col/><tbody><tr><td><p>4.6.2021&#160;&#160;&#160;</p></td><td><p>EN</p></td><td><p>Official Journal of the European Union</p></td><td><p>L 197/67</p></td></tr></tbody></table> COMMISSION IMPLEMENTING REGULATION (EU) 2021/898 of 28 May 2021 entering a name in the register of protected designations of origin and protected geographical indications (‘Salată cu icre de știucă de Tulcea’ (PGI)) THE EUROPEAN COMMISSION, Having regard to the Treaty on the Functioning of the European Union, Having regard to Regulation (EU) No 1151/2012 of the European Parliament and of the Council of 21 November 2012 on quality schemes for agricultural products and foodstuffs ( 1 ) , and in particular Article 52(2) thereof, Whereas: <table><col/><col/><tbody><tr><td><p>(1)</p></td><td><p>Pursuant to Article&#160;50(2)(a) of Regulation (EU) No&#160;1151/2012, Romania&#8217;s application to register the name &#8216;Salat&#259; cu icre de &#537;tiuc&#259; de Tulcea&#8217; was published in the<span>Official Journal of the European Union</span>&#160;<a>(<span>2</span>)</a>.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(2)</p></td><td><p>As no statement of opposition under Article&#160;51 of Regulation (EU) No&#160;1151/2012 has been received by the Commission, the name &#8216;Salat&#259; cu icre de &#537;tiuc&#259; de Tulcea&#8217; should therefore be entered in the register,</p></td></tr></tbody></table> HAS ADOPTED THIS REGULATION: Article 1 The name ‘Salată cu icre de știucă de Tulcea’ (PGI) is hereby entered in the register. The name specified in the first paragraph denotes a product in Class 1.7. – Fresh fish, molluscs and crustaceans and products derived therefrom, as listed in Annex XI to Commission Implementing Regulation (EU) No 668/2014 ( 3 ) . Article 2 This Regulation shall enter into force on the twentieth day following that of its publication in the Official Journal of the European Union . This Regulation shall be binding in its entirety and directly applicable in all Member States. Done at Brussels, 28 May 2021. For the Commission, On behalf of the President, Janusz WOJCIECHOWSKI Member of the Commission <note> ( 1 ) OJ L 343, 14.12.2012, p. 1 . ( 2 ) OJ C 39, 4.2.2021, p. 26 . ( 3 ) Commission Implementing Regulation (EU) No 668/2014 of 13 June 2014 laying down rules for the application of Regulation (EU) No 1151/2012 of the European Parliament and of the Council on quality schemes for agricultural products and foodstuffs ( OJ L 179, 19.6.2014, p. 36 ). </note>

ENG

32021R0898

<table><col/><col/><col/><col/><tbody><tr><td><p>11.5.2022&#160;&#160;&#160;</p></td><td><p>EN</p></td><td><p>Official Journal of the European Union</p></td><td><p>L 134/4</p></td></tr></tbody></table> COMMISSION REGULATION (EU) 2022/720 of 10 May 2022 on the application of Article 101(3) of the Treaty on the Functioning of the European Union to categories of vertical agreements and concerted practices (Text with EEA relevance) THE EUROPEAN COMMISSION, Having regard to the Treaty on the Functioning of the European Union, Having regard to Regulation No 19/65/EEC of the Council of 2 March 1965 on the application of Article 85(3) of the Treaty to certain categories of agreements and concerted practices ( 1 ) , and in particular Article 1 thereof, Having published a draft of this Regulation ( 2 ) , After consulting the Advisory Committee on Restrictive Practices and Dominant Positions, Whereas: <table><col/><col/><tbody><tr><td><p>(1)</p></td><td><p>Regulation No&#160;19/65/EEC empowers the Commission to apply Article&#160;101(3) of the Treaty by regulation to certain categories of vertical agreements and corresponding concerted practices falling within Article&#160;101(1) of the Treaty.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(2)</p></td><td><p>Commission Regulation (EU) No&#160;330/2010&#160;<a>(<span>3</span>)</a> defines a category of vertical agreements that the Commission regarded as normally satisfying the conditions laid down in Article&#160;101(3) of the Treaty. Experience with the application of Regulation (EU) No&#160;330/2010, which expires on 31&#160;May 2022, has been positive overall, as shown by the evaluation of that Regulation. Taking into account that experience as well as new market developments, such as the growth of e-commerce, and new or more prevalent types of vertical agreements, it is appropriate to adopt a new block exemption regulation.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(3)</p></td><td><p>The category of agreements which can be regarded as normally satisfying the conditions laid down in Article&#160;101(3) of the Treaty includes vertical agreements for the purchase or sale of goods or services where those agreements are concluded between non-competing undertakings, between certain competitors or by certain associations of retailers of goods. It also includes vertical agreements containing ancillary provisions on the assignment or use of intellectual property rights. The term &#8216;vertical agreements&#8217; should be understood to include the corresponding concerted practices.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(4)</p></td><td><p>For the application of Article&#160;101(3) of the Treaty by regulation, it is not necessary to define those vertical agreements which are capable of falling within Article&#160;101(1) of the Treaty. In the individual assessment of agreements under Article&#160;101(1) of the Treaty, account has to be taken of several factors, in particular the market structure on the supply and purchase side.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(5)</p></td><td><p>The benefit of the block exemption established by this Regulation should be limited to vertical agreements for which it can be assumed with sufficient certainty that they satisfy the conditions of Article&#160;101(3) of the Treaty.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(6)</p></td><td><p>Certain types of vertical agreements can improve economic efficiency within a chain of production or distribution by facilitating better coordination between the participating undertakings. In particular, they can lead to a reduction in the transaction and distribution costs of the parties and to an optimisation of their sales and investment levels.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(7)</p></td><td><p>The likelihood that such efficiency-enhancing effects will outweigh any anti-competitive effects due to restrictions contained in vertical agreements depends on the degree of market power of the parties to the agreement and, in particular, on the extent to which those undertakings face competition from other suppliers of goods or services regarded by their customers as interchangeable or substitutable for one another, by reason of the products&#8217; characteristics, their prices and their intended use.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(8)</p></td><td><p>It can be presumed that, where the market share held by each of the undertakings party to the agreement on the relevant market does not exceed 30%, vertical agreements which do not contain certain types of severe restrictions of competition generally lead to an improvement in production or distribution and allow consumers a fair share of the resulting benefits.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(9)</p></td><td><p>Above the market share threshold of 30&#160;%, there can be no presumption that vertical agreements falling within the scope of Article&#160;101(1) of the Treaty will usually give rise to objective advantages of such a character and size as to compensate for the disadvantages that they create for competition. At the same time, there is no presumption that those vertical agreements are either caught by Article&#160;101(1) of the Treaty or that they fail to satisfy the conditions of Article&#160;101(3) of the Treaty.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(10)</p></td><td><p>The online platform economy plays an increasingly important role in the distribution of goods and services. Undertakings active in the online platform economy make it possible to do business in new ways, some of which are not easy to categorise using concepts associated with vertical agreements in the traditional economy. In particular, online intermediation services allow undertakings to offer goods or services to other undertakings or to final consumers, with a view to facilitating the initiation of direct transactions between undertakings or between undertakings and final consumers. Agreements relating to the provision of online intermediation services are vertical agreements and should therefore be able to benefit from the block exemption established by this Regulation, subject to the conditions set out in this Regulation.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(11)</p></td><td><p>The definition of online intermediation services used in Regulation (EU) 2019/1150 of the European Parliament and of the Council&#160;<a>(<span>4</span>)</a> should be adapted for the purpose of the present Regulation. In particular, to reflect the scope of Article&#160;101 of the Treaty, the definition used in the present Regulation should refer to undertakings. It should also include online intermediation services that facilitate the initiation of direct transactions between undertakings, as well as those that facilitate the initiation of direct transactions between undertakings and final consumers.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(12)</p></td><td><p>Dual distribution refers to the scenario where a supplier sells goods or services not only at the upstream level but also at the downstream level, thereby competing with its independent distributors. In that scenario, in the absence of hardcore restrictions, and provided that the buyer does not compete with the supplier at the upstream level, the potential negative impact of the vertical agreement on the competitive relationship between the supplier and buyer at the downstream level is less important than the potential positive impact of the vertical agreement on competition in general at the upstream or downstream level. This Regulation should therefore exempt vertical agreements entered into in such scenarios of dual distribution.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(13)</p></td><td><p>The exchange of information between a supplier and buyer can contribute to the pro-competitive effects of vertical agreements, in particular the optimisation of production and distribution processes. However, in dual distribution, the exchange of certain types of information may raise horizontal concerns. Therefore, this Regulation should only exempt information exchange between a supplier and a buyer in a dual distribution scenario where the information exchange is both directly related to the implementation of the vertical agreement and necessary to improve the production or distribution of the contract goods or services.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(14)</p></td><td><p>The rationale for exempting vertical agreements in scenarios of dual distribution does not apply to vertical agreements relating to the provision of online intermediation services where the provider of the online intermediation services is also a competing undertaking on the relevant market for the sale of the intermediated goods or services. Providers of online intermediation services that have such a hybrid function may have the ability and the incentive to influence the outcome of competition on the relevant market for the sale of the intermediated goods or services. This Regulation should therefore not exempt such vertical agreements.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(15)</p></td><td><p>This Regulation should not exempt vertical agreements containing restrictions which are likely to restrict competition and harm consumers or which are not indispensable to the attainment of the efficiency-enhancing effects. In particular, the benefit of the block exemption established by this Regulation should not apply to vertical agreements containing certain types of severe restrictions of competition, such as minimum and fixed resale prices and certain types of territorial protection, including the prevention of the effective use of the internet to sell or certain restrictions of online advertising. Accordingly, restrictions of online sales and online advertising should benefit from the block exemption established by this Regulation, provided that they do not, directly or indirectly, in isolation or in combination with other factors controlled by the parties, have the object of preventing the effective use of the internet by the buyer or its customers to sell the contract goods or services to particular territories or customers, or of preventing the use of an entire online advertising channel, such as price comparison services or search engine advertising. For instance, online sales restrictions should not benefit from the block exemption established by this Regulation where their objective is to significantly diminish the aggregate volume of online sales of the contract goods or services in the relevant market or the possibility for consumers to buy the contract goods or services online. The categorisation of a restriction as hardcore within the meaning of Article&#160;4, point&#160;(e) may take into account the content and context of the restriction, but should not depend on market-specific circumstances or the individual characteristics of the parties.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(16)</p></td><td><p>This Regulation should not exempt restrictions for which it cannot be assumed with sufficient certainty that they satisfy the conditions of Article&#160;101(3) of the Treaty. In particular, to ensure access to and to prevent collusion on the relevant market, certain conditions should be attached to the block exemption. To this end, the exemption of non-compete obligations should be limited to obligations which do not exceed a duration of five years. Obligations causing the members of a selective distribution system not to sell the brands of particular competing suppliers should likewise be excluded from the benefit of this Regulation. The benefit of this Regulation should not apply to retail parity obligations causing buyers of online intermediation services not to offer, sell or resell goods or services to end users under more favourable conditions via competing online intermediation services.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(17)</p></td><td><p>The market share limitation, the non-exemption of certain vertical agreements and the conditions provided for in this Regulation generally ensure that the agreements to which the block exemption applies do not enable the participating undertakings to eliminate competition in respect of a substantial part of the goods or services in question.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(18)</p></td><td><p>The Commission may withdraw the benefit of this Regulation, pursuant to Article&#160;29(1) of Council Regulation (EC) No&#160;1/2003&#160;<a>(<span>5</span>)</a>, where it finds in a particular case that an agreement to which the block exemption established by this Regulation applies nevertheless has effects which are incompatible with Article&#160;101(3) of the Treaty. The competition authority of a Member State may withdraw the benefit of this Regulation where the conditions of Article&#160;29(2) of Regulation (EC) No&#160;1/2003 are fulfilled.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(19)</p></td><td><p>Where the Commission or the competition authority of a Member State withdraws the benefit of this Regulation, it has the burden of proving that the vertical agreement in question falls within the scope of Article&#160;101(1) of the Treaty, and that the agreement fails to fulfil at least one of the four conditions of Article&#160;101(3) of the Treaty.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(20)</p></td><td><p>In determining whether the benefit of this Regulation should be withdrawn pursuant to Article&#160;29 of Regulation (EC) No&#160;1/2003, the anti-competitive effects that may derive from the existence of parallel networks of vertical agreements that have similar effects, which significantly restrict access to a relevant market or competition therein, are of particular importance. Such cumulative effects may in particular arise in the case of exclusive distribution, exclusive supply, selective distribution, parity obligations or non-compete obligations.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(21)</p></td><td><p>In order to strengthen the supervision of parallel networks of vertical agreements which have similar anti-competitive effects and which cover more than 50% of a given market, the Commission may by regulation declare this Regulation inapplicable to vertical agreements containing specific restraints relating to the market concerned, thereby restoring the full application of Article&#160;101 of the Treaty to such agreements,</p></td></tr></tbody></table> HAS ADOPTED THIS REGULATION: Article 1 Definitions 1. For the purposes of this Regulation, the following definitions shall apply: <table><col/><col/><tbody><tr><td><p>(a)</p></td><td><p>&#8216;vertical agreement&#8217; means an agreement or concerted practice between two or more undertakings, each of which operates, for the purposes of the agreement or the concerted practice, at a different level of the production or distribution chain, and relating to the conditions under which the parties may purchase, sell or resell certain goods or services;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(b)</p></td><td><p>&#8216;vertical restraint&#8217; means a restriction of competition in a vertical agreement falling within the scope of Article&#160;101(1) of the Treaty;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(c)</p></td><td><p>&#8216;competing undertaking&#8217; means an actual or potential competitor; &#8216;actual competitor&#8217; means an undertaking that is active on the same relevant market; &#8216;potential competitor&#8217; means an undertaking that, in the absence of the vertical agreement, would, on realistic grounds and not just as a mere theoretical possibility, be likely, within a short period of time, to make the necessary additional investments or incur other necessary costs to enter the relevant market;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(d)</p></td><td><p>&#8216;supplier&#8217; includes an undertaking that provides online intermediation services;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(e)</p></td><td><p>&#8216;online intermediation services&#8217; means information society services within the meaning of Article&#160;1(1), point (b), of Directive (EU) 2015/1535 of the European Parliament and of the Council&#160;<a>(<span>6</span>)</a> which allow undertakings to offer goods or services:</p><table><col/><col/><tbody><tr><td><p>(i)</p></td><td><p>to other undertakings, with a view to facilitating the initiating of direct transactions between those undertakings, or</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(ii)</p></td><td><p>to final consumers, with a view to facilitating the initiating of direct transactions between those undertakings and final consumers,</p></td></tr></tbody></table><p>irrespective of whether and where the transactions are ultimately concluded;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(f)</p></td><td><p>&#8216;non-compete obligation&#8217; means any direct or indirect obligation causing the buyer not to manufacture, purchase, sell or resell goods or services which compete with the contract goods or services, or any direct or indirect obligation on the buyer to purchase from the supplier or from another undertaking designated by the supplier more than 80% of the buyer's total purchases of the contract goods or services and their substitutes on the relevant market, calculated on the basis of the value or, where such is standard industry practice, the volume of its purchases in the preceding calendar year;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(g)</p></td><td><p>&#8216;selective distribution system&#8217; means a distribution system where the supplier undertakes to sell the contract goods or services, either directly or indirectly, only to distributors selected on the basis of specified criteria and where these distributors undertake not to sell such goods or services to unauthorised distributors within the territory reserved by the supplier to operate that system;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(h)</p></td><td><p>&#8216;exclusive distribution system&#8217; means a distribution system where the supplier allocates a territory or group of customers exclusively to itself or to a maximum of five buyers and restricts all its other buyers from actively selling into the exclusive territory or to the exclusive customer group;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(i)</p></td><td><p>&#8216;intellectual property rights&#8217; includes industrial property rights, know-how, copyright and neighbouring rights;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(j)</p></td><td><p>&#8216;know-how&#8217; means a package of non-patented practical information, resulting from experience and testing by the supplier, which is secret, substantial and identified; &#8216;secret&#8217; means that the know-how is not generally known or easily accessible; &#8216;substantial&#8217; means that the know-how is significant and useful to the buyer for the use, sale or resale of the contract goods or services; &#8216;identified&#8217; means that the know-how is described in a sufficiently comprehensive manner so as to make it possible to verify that it fulfils the criteria of secrecy and substantiality;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(k)</p></td><td><p>&#8216;buyer&#8217; includes an undertaking which, under an agreement falling within Article&#160;101(1) of the Treaty, sells goods or services on behalf of another undertaking;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(l)</p></td><td><p>&#8216;active sales&#8217; means actively targeting customers by visits, letters, emails, calls or other means of direct communication or through targeted advertising and promotion, offline or online, for instance by means of print or digital media, including online media, price comparison services or advertising on search engines targeting customers in particular territories or customer groups, operating a website with a top-level domain corresponding to particular territories, or offering on a website languages that are commonly used in particular territories, where such languages are different from the ones commonly used in the territory in which the buyer is established;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(m)</p></td><td><p>&#8216;passive sales&#8217; means sales made in response to unsolicited requests from individual customers, including delivery of goods or services to the customer, without the sale having been initiated by actively targeting the particular customer, customer group or territory, and including sales resulting from participating in public procurement or responding to private invitations to tender.</p></td></tr></tbody></table> 2. For the purposes of this Regulation, the terms ‘undertaking’, ‘supplier’ and ‘buyer’ shall include their respective connected undertakings. ‘Connected undertakings’ means: <table><col/><col/><tbody><tr><td><p>(a)</p></td><td><p>undertakings in which a party to the agreement, directly or indirectly:</p><table><col/><col/><tbody><tr><td><p>(i)</p></td><td><p>has the power to exercise more than half the voting rights, or</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(ii)</p></td><td><p>has the power to appoint more than half the members of the supervisory board, board of management or bodies legally representing the undertaking, or</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(iii)</p></td><td><p>has the right to manage the undertaking&#8217;s affairs; or</p></td></tr></tbody></table></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(b)</p></td><td><p>undertakings which directly or indirectly have, over a party to the agreement, the rights or powers listed in point (a); or</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(c)</p></td><td><p>undertakings in which an undertaking referred to in point (b) has, directly or indirectly, the rights or powers listed in point (a); or</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(d)</p></td><td><p>undertakings in which a party to the agreement together with one or more of the undertakings referred to in points (a), (b) or (c), or in which two or more of the latter undertakings, jointly have the rights or powers listed in point (a); or</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(e)</p></td><td><p>undertakings in which the rights or the powers listed in point (a) are jointly held by:</p><table><col/><col/><tbody><tr><td><p>(i)</p></td><td><p>parties to the agreement or their respective connected undertakings referred to in points (a) to (d), or</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(ii)</p></td><td><p>one or more of the parties to the agreement or one or more of their connected undertakings referred to in points (a) to (d) and one or more third parties.</p></td></tr></tbody></table></td></tr></tbody></table> Article 2 Exemption 1. Pursuant to Article 101(3) of the Treaty and subject to the provisions of this Regulation, it is hereby declared that Article 101(1) of the Treaty shall not apply to vertical agreements. This exemption shall apply to the extent that such agreements contain vertical restraints. 2. The exemption provided for in paragraph 1 shall apply to vertical agreements entered into between an association of undertakings and an individual member, or between such an association and an individual supplier, only if all the members of the association are retailers of goods and if no individual member of the association, together with its connected undertakings, has a total annual turnover exceeding EUR 50 million. Vertical agreements entered into by such associations shall be covered by this Regulation without prejudice to the application of Article 101 of the Treaty to horizontal agreements concluded between the members of the association or decisions adopted by the association. 3. The exemption provided for in paragraph 1 shall apply to vertical agreements containing provisions which relate to the assignment to the buyer or use by the buyer of intellectual property rights, provided that those provisions do not constitute the primary object of such agreements and are directly related to the use, sale or resale of goods or services by the buyer or its customers. The exemption applies on the condition that, in relation to the contract goods or services, those provisions do not contain restrictions of competition having the same object as vertical restraints which are not exempted under this Regulation. 4. The exemption provided for in paragraph 1 shall not apply to vertical agreements entered into between competing undertakings. However, that exemption shall apply where competing undertakings enter into a non-reciprocal vertical agreement and one of the following applies: <table><col/><col/><tbody><tr><td><p>(a)</p></td><td><p>the supplier is active at an upstream level as a manufacturer, importer, or wholesaler and at a downstream level as an importer, wholesaler, or retailer of goods, while the buyer is an importer, wholesaler, or retailer at the downstream level and not a competing undertaking at the upstream level where it buys the contract goods; or</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(b)</p></td><td><p>the supplier is a provider of services at several levels of trade, while the buyer provides its services at the retail level and is not a competing undertaking at the level of trade where it purchases the contract services.</p></td></tr></tbody></table> 5. The exceptions set out in paragraph 4, points (a) and (b) shall not apply to the exchange of information between the supplier and the buyer that is either not directly related to the implementation of the vertical agreement or is not necessary to improve the production or distribution of the contract goods or services, or which fulfils neither of those two conditions. 6. The exceptions set out in paragraph 4, points (a) and (b) shall not apply to vertical agreements relating to the provision of online intermediation services where the provider of the online intermediation services is a competing undertaking on the relevant market for the sale of the intermediated goods or services. 7. This Regulation shall not apply to vertical agreements the subject matter of which falls within the scope of any other block exemption regulation, unless otherwise provided for in such a regulation. Article 3 Market share threshold 1. The exemption provided for in Article 2 shall apply on condition that the market share held by the supplier does not exceed 30% of the relevant market on which it sells the contract goods or services and the market share held by the buyer does not exceed 30% of the relevant market on which it purchases the contract goods or services. 2. For the purposes of paragraph 1, where in a multi-party agreement an undertaking buys the contract goods or services from one undertaking that is a party to the agreement and sells the contract goods or services to another undertaking that is also a party to the agreement, the market share of the first undertaking must respect the market share threshold provided for in that paragraph both as a buyer and a supplier in order for the exemption provided for in Article 2 to apply. Article 4 Restrictions that remove the benefit of the block exemption - hardcore restrictions The exemption provided for in Article 2 shall not apply to vertical agreements which, directly or indirectly, in isolation or in combination with other factors under the control of the parties, have as their object: <table><col/><col/><tbody><tr><td><p>(a)</p></td><td><p>the restriction of the buyer&#8217;s ability to determine its sale price, without prejudice to the possibility of the supplier to impose a maximum sale price or recommend a sale price, provided that they do not amount to a fixed or minimum sale price as a result of pressure from, or incentives offered by, any of the parties;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(b)</p></td><td><p>where the supplier operates an exclusive distribution system, the restriction of the territory into which, or of the customers to whom, the exclusive distributor may actively or passively sell the contract goods or services, except:</p><table><col/><col/><tbody><tr><td><p>(i)</p></td><td><p>the restriction of active sales by the exclusive distributor and its direct customers, into a territory or to a customer group reserved to the supplier or allocated by the supplier exclusively to a maximum of five other exclusive distributors;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(ii)</p></td><td><p>the restriction of active or passive sales by the exclusive distributor and its customers to unauthorised distributors located in a territory where the supplier operates a selective distribution system for the contract goods or services;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(iii)</p></td><td><p>the restriction of the exclusive distributor&#8217;s place of establishment;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(iv)</p></td><td><p>the restriction of active or passive sales to end users by an exclusive distributor operating at the wholesale level of trade;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(v)</p></td><td><p>the restriction of the exclusive distributor&#8217;s ability to actively or passively sell components, supplied for the purposes of incorporation, to customers who would use them to manufacture the same type of goods as those produced by the supplier;</p></td></tr></tbody></table></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(c)</p></td><td><p>where the supplier operates a selective distribution system,</p><table><col/><col/><tbody><tr><td><p>(i)</p></td><td><p>the restriction of the territory into which, or of the customers to whom, the members of the selective distribution system may actively or passively sell the contract goods or services, except:</p><table><col/><col/><tbody><tr><td><p>(1)</p></td><td><p>the restriction of active sales by the members of the selective distribution system and their direct customers, into a territory or to a customer group reserved to the supplier or allocated by the supplier exclusively to a maximum of five exclusive distributors;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(2)</p></td><td><p>the restriction of active or passive sales by the members of the selective distribution system and their customers to unauthorised distributors located within the territory where the selective distribution system is operated;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(3)</p></td><td><p>the restriction of the place of establishment of the members of the selective distribution system;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(4)</p></td><td><p>the restriction of active or passive sales to end users by members of the selective distribution system operating at the wholesale level of trade;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(5)</p></td><td><p>the restriction of the ability to actively or passively sell components, supplied for the purposes of incorporation, to customers who would use them to manufacture the same type of goods as those produced by the supplier;</p></td></tr></tbody></table></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(ii)</p></td><td><p>the restriction of cross-supplies between the members of the selective distribution system operating at the same or different levels of trade;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(iii)</p></td><td><p>the restriction of active or passive sales to end users by members of the selective distribution system operating at the retail level of trade, without prejudice to points (c)(i)(1) and&#160;(3);</p></td></tr></tbody></table></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(d)</p></td><td><p>where the supplier operates neither an exclusive distribution system nor a selective distribution system, the restriction of the territory into which, or of the customers to whom, the buyer may actively or passively sell the contract goods or services, except:</p><table><col/><col/><tbody><tr><td><p>(i)</p></td><td><p>the restriction of active sales by the buyer and its direct customers into a territory or to a customer group reserved to the supplier or allocated by the supplier exclusively to a maximum of five exclusive distributors;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(ii)</p></td><td><p>the restriction of active or passive sales by the buyer and its customers to unauthorised distributors located in a territory where the supplier operates a selective distribution system for the contract goods or services;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(iii)</p></td><td><p>the restriction of the buyer&#8217;s place of establishment;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(iv)</p></td><td><p>the restriction of active or passive sales to end users by a buyer operating at the wholesale level of trade;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(v)</p></td><td><p>the restriction of the buyer&#8217;s ability to actively or passively sell components, supplied for the purposes of incorporation, to customers who would use them to manufacture the same type of goods as those produced by the supplier;</p></td></tr></tbody></table></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(e)</p></td><td><p>the prevention of the effective use of the internet by the buyer or its customers to sell the contract goods or services, as it restricts the territory into which or the customers to whom the contract goods or services may be sold within the meaning of points (b), (c) or (d), without prejudice to the possibility of imposing on the buyer:</p><table><col/><col/><tbody><tr><td><p>(i)</p></td><td><p>other restrictions of online sales; or</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>(ii)</p></td><td><p>restrictions of online advertising that do not have the object of preventing the use of an entire online advertising channel;</p></td></tr></tbody></table></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(f)</p></td><td><p>the restriction, agreed between a supplier of components and a buyer who incorporates those components, of the supplier&#8217;s ability to sell the components as spare parts to end users or to repairers, wholesalers or other service providers not entrusted by the buyer with the repair or servicing of its goods.</p></td></tr></tbody></table> Article 5 Excluded restrictions 1. The exemption provided for in Article 2 shall not apply to the following obligations contained in vertical agreements: <table><col/><col/><tbody><tr><td><p>(a)</p></td><td><p>any direct or indirect non-compete obligation, the duration of which is indefinite or exceeds 5 years;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(b)</p></td><td><p>any direct or indirect obligation causing the buyer, after termination of the agreement, not to manufacture, purchase, sell or resell goods or services;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(c)</p></td><td><p>any direct or indirect obligation causing the members of a selective distribution system not to sell the brands of particular competing suppliers;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(d)</p></td><td><p>any direct or indirect obligation causing a buyer of online intermediation services not to offer, sell or resell goods or services to end users under more favourable conditions via competing online intermediation services;</p></td></tr></tbody></table> 2. By way of derogation from paragraph 1, point (a), the time limitation of five years shall not apply where the contract goods or services are sold by the buyer from premises and land owned by the supplier or leased by the supplier from third parties not connected with the buyer, provided that the duration of the non-compete obligation does not exceed the period of occupancy of the premises and land by the buyer. 3. By way of derogation from paragraph 1, point (b), the exemption provided for in Article 2 shall apply to any direct or indirect obligation causing the buyer, after termination of the agreement, not to manufacture, purchase, sell or resell goods or services where all of the following conditions are fulfilled: <table><col/><col/><tbody><tr><td><p>(a)</p></td><td><p>the obligation relates to goods or services which compete with the contract goods or services;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(b)</p></td><td><p>the obligation is limited to the premises and land from which the buyer has operated during the contract period;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(c)</p></td><td><p>the obligation is indispensable to protect know-how transferred by the supplier to the buyer;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(d)</p></td><td><p>the duration of the obligation is limited to a period of one year after termination of the agreement.</p></td></tr></tbody></table> Paragraph 1, point (b) shall be without prejudice to the possibility of imposing a restriction which is unlimited in time on the use and disclosure of know-how which has not entered the public domain. Article 6 Withdrawal in individual cases 1. The Commission may withdraw the benefit of this Regulation, pursuant to Article 29(1) of Regulation (EC) No 1/2003, where it finds in any particular case that a vertical agreement to which the exemption provided for in Article 2 of this Regulation applies nevertheless has effects which are incompatible with Article 101(3) of the Treaty. Such effects may occur, for example, where the relevant market for the supply of online intermediation services is highly concentrated and competition between the providers of such services is restricted by the cumulative effect of parallel networks of similar agreements that restrict buyers of the online intermediation services from offering, selling or reselling goods or services to end users under more favourable conditions on their direct sales channels. 2. The competition authority of a Member State may withdraw the benefit of this Regulation where the conditions of Article 29(2) of Regulation (EC) No 1/2003 are fulfilled. Article 7 Non-application of this Regulation Pursuant to Article 1a of Regulation No 19/65/EEC, the Commission may by regulation declare that, where parallel networks of similar vertical restraints cover more than 50% of a relevant market, this Regulation shall not apply to vertical agreements containing specific restraints relating to that market. Article 8 Application of the market share threshold For the purposes of applying the market share thresholds provided for in Article 3 the following rules shall apply: <table><col/><col/><tbody><tr><td><p>(a)</p></td><td><p>the market share of the supplier shall be calculated on the basis of market sales value data and the market share of the buyer shall be calculated on the basis of market purchase value data. If market sales value or market purchase value data are not available, estimates based on other reliable market information, including market sales and purchase volumes, may be used to establish the market share of the undertaking concerned;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(b)</p></td><td><p>the market shares shall be calculated on the basis of data relating to the preceding calendar year;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(c)</p></td><td><p>the market share of the supplier shall include any goods or services supplied to vertically integrated distributors for the purposes of sale;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(d)</p></td><td><p>if a market share is initially not more than 30 %, but subsequently rises above that level, the exemption provided for in Article&#160;2 shall continue to apply for a period of two consecutive calendar years following the year in which the 30 % threshold was first exceeded;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(e)</p></td><td><p>the market share held by the undertakings referred to in Article&#160;1(2), second subparagraph, point (e) shall be apportioned equally to each undertaking having the rights or the powers listed in point (a) of that subparagraph.</p></td></tr></tbody></table> Article 9 Application of the turnover threshold 1. For the purpose of calculating total annual turnover within the meaning of Article 2(2), the turnover achieved during the previous financial year by the relevant party to the vertical agreement and the turnover achieved by its connected undertakings in respect of all goods and services, excluding all taxes and other duties, shall be added together. For this purpose, no account shall be taken of dealings between the party to the vertical agreement and its connected undertakings or between its connected undertakings. 2. The exemption provided for in Article 2 shall remain applicable where, for any period of two consecutive financial years, the total annual turnover threshold is exceeded by no more than 10 %. Article 10 Transitional period The prohibition laid down in Article 101(1) of the Treaty shall not apply during the period from 1 June 2022 to 31 May 2023 in respect of agreements already in force on 31 May 2022 which do not satisfy the conditions for exemption provided for in this Regulation but which, on 31 May 2022, satisfied the conditions for exemption provided for in Regulation (EU) No 330/2010. Article 11 Period of validity This Regulation shall enter into force on 1 June 2022. It shall expire on 31 May 2034. This Regulation shall be binding in its entirety and directly applicable in all Member States. Done at Brussels, 10 May 2022. For the Commission The President Ursula VON DER LEYEN <note> ( 1 ) OJ 36, 6.3.1965 . ( 2 ) OJ C 359, 7.9.2021, p. 1 . ( 3 ) Commission Regulation (EU) No 330/2010 of 20 April 2010 on the application of Article 101(3) of the Treaty on the Functioning of the European Union to categories of vertical agreements and concerted practices ( OJ L 102, 23.4.2010, p. 1 ). ( 4 ) Regulation (EU) 2019/1150 of the European Parliament and of the Council of 20 June 2019 on promoting fairness and transparency for business users of online intermediation services ( OJ L 186, 11.7.2019, p. 57 ). ( 5 ) Council Regulation (EC) No 1/2003 of 16 December 2002 on the implementation of the rules on competition laid down in Articles 81 and 82 of the Treaty ( OJ L 1, 4.1.2003, p. 1 ). ( 6 ) Directive (EU) 2015/1535 of the European Parliament and of the Council of 9 September 2015 laying down a procedure for the provision of information in the field of technical regulations and of rules on Information Society services ( OJ L 241, 17.9.2015, p. 1 ). </note>

ENG

32022R0720

<table><col/><col/><col/><col/><tbody><tr><td><p>9.3.2022&#160;&#160;&#160;</p></td><td><p>EN</p></td><td><p>Official Journal of the European Union</p></td><td><p>L 79/31</p></td></tr></tbody></table> COUNCIL DECISION (EU) 2022/392 of 3 March 2022 concerning the position to be taken on behalf of the European Union within the North Pacific Fisheries Commission THE COUNCIL OF THE EUROPEAN UNION, Having regard to the Treaty on the Functioning of the European Union, and in particular Article 43, in conjunction with Article 218(9) thereof, Having regard to the proposal from the European Commission, Whereas: <table><col/><col/><tbody><tr><td><p>(1)</p></td><td><p>By Council Decision (EU) 2022/314&#160;<a>(<span>1</span>)</a>, the Union acceded to the Convention on the Conservation and Management of High Seas Fishery Resources in the North Pacific Ocean (the &#8216;Convention&#8217;), which established the North Pacific Fisheries Commission (NPFC).</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(2)</p></td><td><p>The NPFC is responsible for the adoption of conservation and management measures to achieve the objectives of the Convention. Such measures may become binding upon the Union.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(3)</p></td><td><p>Regulation (EU) No&#160;1380/2013 of the European Parliament and of the Council&#160;<a>(<span>2</span>)</a> provides that the Union is to ensure that fishing and aquaculture activities are environmentally sustainable in the long-term and are managed in a way that is consistent with the objectives of achieving economic, social and employment benefits, and of contributing to the availability of food supplies. It also provides that the Union is to apply the precautionary approach to fisheries management, and is to aim to ensure that exploitation of living marine biological resources restores and maintains population of harvested species above levels which can produce the maximum sustainable yield. It further provides that the Union is to take conservation and management measures based on best available scientific advice, to support the development of scientific knowledge and advice, to gradually eliminate discards, and to promote fishing methods that contribute to more selective fishing, the avoidance and reduction, as far as possible, of unwanted catches, and fishing with low impact on marine ecosystem and fishery resources. Regulation (EU) No&#160;1380/2013 specifically provides that those objectives and principles are to be applied by the Union in the conduct of its external fisheries relations.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(4)</p></td><td><p>As stated in the Joint communication by the High Representative of the Union for Foreign Affairs and Security Policy and the Commission of 10&#160;November 2016 entitled &#8216;International ocean governance: an agenda for the future of oceans&#8217;, and the Council conclusions of 24&#160;March 2017 of the same title, the promotion of measures to support and enhance the effectiveness of regional fisheries management organisations and, where relevant, improve their governance is central to the Union&#8217;s action in those fora.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(5)</p></td><td><p>The Communication from the Commission to the European Parliament, the Council, the European Economic and Social Committee and the Committee of the Regions of 16&#160;January 2018 entitled &#8216;A European Strategy for Plastics in a Circular Economy&#8217; refers to specific measures to reduce plastics and marine pollution as well as to reduce the loss or abandonment at sea of fishing gear.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(6)</p></td><td><p>It is appropriate to establish the position to be taken on the Union&#8217;s behalf within the NPFC for the period 2022-2027, as the NPFC conservation and enforcement measures will be binding on the Union and capable of decisively influencing the content of Union law, namely Council Regulations (EC) No&#160;1005/2008&#160;<a>(<span>3</span>)</a> and (EC) No&#160;1224/2009&#160;<a>(<span>4</span>)</a> and Regulation (EU) 2017/2403 of the European Parliament and of the Council&#160;<a>(<span>5</span>)</a>.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(7)</p></td><td><p>In view of the evolving nature of fishery resources in the area to which the Convention applies, as defined in Article&#160;4(1) of the Convention (the &#8216;Convention area&#8217;) and the consequent need for the position of the Union to take account of new developments, including new scientific and other relevant information presented before or during the meetings of the NPFC, procedures should be established, in line with the principle of mutual sincere cooperation among the Union institutions enshrined in Article&#160;13(2) of the Treaty on European Union, for the year-to-year specification of the Union position for the period 2022-2027,</p></td></tr></tbody></table> HAS ADOPTED THIS DECISION: Article 1 The position to be taken on the Union’s behalf in the meetings of the North Pacific Fisheries Commission (NPFC) is set out in Annex I. Article 2 The year-to-year specification of the Union’s position to be taken in the meetings of the NPFC shall be conducted in accordance with Annex II. Article 3 The Union’s position as set out in Annex I shall be assessed and, where appropriate, revised by the Council upon a proposal from the Commission, at the latest by the annual meeting of the NPFC in 2028. Article 4 This Decision shall enter into force on the date of its adoption. Done at Brussels, 3 March 2022. For the Council The President G. DARMANIN ( 1 ) Council Decision (EU) 2022/314 of 15 February 2022 concerning the accession of the European Union to the Convention on the Conservation and Management of High Seas Fishery Resources in the North Pacific Ocean ( OJ L 55, 28.2.2022, p. 12 ). ( 2 ) Regulation (EU) No 1380/2013 of the European Parliament and of the Council of 11 December 2013 on the Common Fisheries Policy, amending Council Regulations (EC) No 1954/2003 and (EC) No 1224/2009 and repealing Council Regulations (EC) No 2371/2002 and (EC) No 639/2004 and Council decision 2004/585/EC ( OJ L 354, 28.12.2013, p. 22 ). ( 3 ) Council Regulation (EC) No 1005/2008 of 29 September 2008 establishing a Community system to prevent, deter and eliminate illegal, unreported and unregulated fishing, amending Regulations (EEC) No 2847/93, (EC) No 1936/2001 and (EC) No 601/2004 and repealing Regulations (EC) No 1093/94 and (EC) No 1447/1999 ( OJ L 286, 29.10.2008, p. 1 ). ( 4 ) Council Regulation (EC) No 1224/2009 of 20 November 2009 establishing a Union control system for ensuring compliance with the rules of the common fisheries policy, amending Regulations (EC) No 847/96, (EC) No 2371/2002, (EC) No 811/2004, (EC) No 768/2005, (EC) No 2115/2005, (EC) No 2166/2005, (EC) No 388/2006, (EC) No 509/2007, (EC) No 676/2007, (EC) No 1098/2007, (EC) No 1300/2008, (EC) No 1342/2008 and repealing Regulations (EEC) No 2847/93, (EC) No 1627/94 and (EC) No 1966/2006 ( OJ L 343, 22.12.2009, p. 1 ). ( 5 ) Regulation (EU) 2017/2403 of the European Parliament and of the Council of 12 December 2017 on the sustainable management of external fishing fleets, and repealing Council Regulation (EC) No 1006/2008 ( OJ L 347, 28.12.2017, p. 81 ). ANNEX I THE POSITION TO BE TAKEN ON THE UNION’S BEHALF WITHIN THE NORTH PACIFIC FISHERIES COMMISSION 1. PRINCIPLES In the framework of the North Pacific Fisheries Commission (NPFC), the Union shall: <table><col/><col/><tbody><tr><td><p>(a)</p></td><td><p>act in accordance with the objectives and principles pursued by the Union within the common fisheries policy, in particular through the precautionary approach and the aims related to the maximum sustainable yield as laid down in Article&#160;2(2) of Regulation (EU) No&#160;1380/2013, to promote the implementation of an ecosystem-based approach to fisheries management, to avoid and reduce, as far as possible, unwanted catches and gradually eliminate discards, and to minimise the negative impact of fishing activities on marine ecosystems and their habitats, and, by promoting economically viable and competitive Union fisheries, to provide a fair standard of living for those who depend on fishing activities, while also taking account of the interests of consumers;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(b)</p></td><td><p>work towards appropriate involvement of stakeholders in the preparation of NPFC measures and ensure that measures adopted within the NPFC are in accordance with the objectives of the Convention on the Conservation and Management of High Seas Fishery Resources in the North Pacific Ocean (the &#8216;Convention&#8217;);</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(c)</p></td><td><p>ensure that measures adopted within the NPFC are consistent with international law, and in particular with the provisions of the United Nations (UN) Convention on the Law of the Sea of 10&#160;December 1982, the UN Agreement relating to the Conservation and Management of Straddling Fish Stocks and Highly Migratory Fish Stocks of 4&#160;December 1995, the Food and Agriculture Organization (FAO) Agreement to promote compliance with international conservation and management measures by fishing vessels on the high seas of 24&#160;November 1993 and the FAO Port State Measures Agreement of 22&#160;November 2009;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(d)</p></td><td><p>promote positions consistent with the best practices of regional fisheries management organisations (RFMOs) involved in fisheries management in the same area;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(e)</p></td><td><p>seek consistency and synergy with Union policy regarding its bilateral fisheries relations with third countries, and ensure coherence with its other policies, in particular in the fields of external relations, environment, trade, development, research and innovation;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(f)</p></td><td><p>ensure that the Union&#8217;s international commitments are respected;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(g)</p></td><td><p>respect the Council conclusions of 19&#160;March 2012 on the Commission Communication on the external dimension of the common fisheries policy;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(h)</p></td><td><p>aim to create a level playing field for the Union fleet within the area to which the Convention applies, as defined in Article&#160;4(1) of the Convention (the &#8216;Convention area&#8217;), based on the same principles and standards as those applicable under Union law, and to promote the uniform implementation of those principles and standards;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(i)</p></td><td><p>respect the Council conclusions of 3&#160;April 2017 on the Joint communication by the High Representative of the Union for Foreign Affairs and Security Policy and the Commission of 10&#160;November 2016 entitled &#8216;International ocean governance: an agenda for the future of oceans&#8217;, and promote measures to support and enhance the effectiveness of the NPFC and, where relevant, improve its governance and performance, in particular as regards science, compliance, transparency and decision-making;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(j)</p></td><td><p>promote coordination between RFMOs and regional sea conventions and cooperation with global organisations within their mandates, where appropriate;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(k)</p></td><td><p>promote cooperation mechanisms amongst non-tuna RFMOs similar to the Kobe process for tuna RFMOs.</p></td></tr></tbody></table> 2. ORIENTATIONS The Union shall, where appropriate, endeavour to support the adoption of the following actions by the NPFC: <table><col/><col/><tbody><tr><td><p>(a)</p></td><td><p>conservation and management measures for fisheries resources in the Convention area based on the best scientific advice available, including total allowable catches and quotas or effort regulation for living marine biological resources regulated by the NPFC, which would achieve the maximum sustainable yield exploitation rate. Where necessary, those conservation and management measures shall include specific measures for stocks which suffer from overfishing to keep the fishing effort in line with available fishing opportunities;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(b)</p></td><td><p>measures to prevent, deter and eliminate illegal, unreported and unregulated (IUU) fishing activities in the Convention area, including IUU fishing vessel listing;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(c)</p></td><td><p>monitoring, control and surveillance measures in the Convention area to ensure efficiency of control and compliance with measures adopted within the NPFC;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(d)</p></td><td><p>measures to minimise the negative impact of fishing activities on marine biodiversity and marine ecosystems and their habitats, including measures to reduce marine pollution and prevent the discharge of plastics at sea and reduce the impact on marine biodiversity and ecosystems of plastics present at sea, protective measures for vulnerable marine ecosystems in the Convention area, in line with the Convention and the FAO International Guidelines for the Management of Deep-sea Fisheries in the High Seas of 29&#160;August 2008, and measures to avoid and reduce as far as possible unwanted catches, in particular of vulnerable marine species, and to gradually eliminate discards;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(e)</p></td><td><p>measures to reduce the impact of abandoned, lost or otherwise discarded fishing gear in the ocean and to help identify and recover such gear;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(f)</p></td><td><p>recommendations, where appropriate and to the extent permitted under the relevant constituent documents, encouraging the implementation of the International Labour Organisation Work in Fishing Convention of 14&#160;June 2007;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(g)</p></td><td><p>measures that aim to prohibit fisheries conducted solely for the purpose of harvesting shark fins and requiring that all sharks landed have each fin naturally attached;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(h)</p></td><td><p>common approaches with other RFMOs, where appropriate, and in particular with those involved in fisheries management in the same region;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(i)</p></td><td><p>additional technical measures based on advice from the subsidiary bodies and working groups of the NPFC.</p></td></tr></tbody></table> ANNEX II YEAR-TO-YEAR SPECIFICATION OF THE POSITION TO BE TAKEN ON THE UNION’S BEHALF AT MEETINGS OF THE NORTH PACIFIC FISHERIES COMMISSION Before each meeting of the North Pacific Fisheries Commission (NPFC), when that body is called upon to adopt decisions having legal effects on the Union, the necessary steps shall be taken so that the position to be expressed on the Union’s behalf takes account of the latest scientific and other relevant information transmitted to the Commission, in accordance with the principles and orientations set out in Annex I. To this effect, and based on that information, the Commission shall transmit to the Council,in sufficient time before each meeting of the NPFC, a written document setting out the proposed specification of the position to be taken on the Union’s behalf for discussion and endorsement. If, in the course of an NPFC meeting, it is impossible to reach an agreement, including on the spot, in order for the position to be taken on the Union’s behalf to take account of new elements, the matter shall be referred to the Council or its preparatory bodies.

ENG

32022D0392

<table><col/><col/><col/><col/><tbody><tr><td><p>16.1.2023&#160;&#160;&#160;</p></td><td><p>EN</p></td><td><p>Official Journal of the European Union</p></td><td><p>L 13/1</p></td></tr></tbody></table> COMMISSION IMPLEMENTING REGULATION (EU) 2023/107 of 9 January 2023 entering a name in the register of protected designations of origin and protected geographical indications (‘Châtaigne des Cévennes’ (PDO)) THE EUROPEAN COMMISSION, Having regard to the Treaty on the Functioning of the European Union, Having regard to Regulation (EU) No 1151/2012 of the European Parliament and of the Council of 21 November 2012 on quality schemes for agricultural products and foodstuffs ( 1 ) , and in particular Article 52(2) thereof, Whereas: <table><col/><col/><tbody><tr><td><p>(1)</p></td><td><p>Pursuant to Article&#160;50(2)(a) of Regulation (EU) No&#160;1151/2012, France&#8217;s application to register the name &#8216;Ch&#226;taigne des C&#233;vennes&#8217; was published in the<span>Official Journal of the European Union</span>&#160;<a>(<span>2</span>)</a>.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(2)</p></td><td><p>As no statement of opposition under Article&#160;51 of Regulation (EU) No&#160;1151/2012 has been received by the Commission, the name &#8216;Ch&#226;taigne des C&#233;vennes&#8217; should therefore be entered in the register,</p></td></tr></tbody></table> HAS ADOPTED THIS REGULATION: Article 1 The name ‘Châtaigne des Cévennes’ (PDO) is hereby entered in the register. The name specified in the first paragraph denotes a product in Class 1.6 – Fruit, vegetables and cereals fresh or processed, as listed in Annex XI to Commission Implementing Regulation (EU) No 668/2014 ( 3 ) . Article 2 This Regulation shall enter into force on the twentieth day following that of its publication in the Official Journal of the European Union . This Regulation shall be binding in its entirety and directly applicable in all Member States. Done at Brussels, 9 January 2023. For the Commission, On behalf of the President, Janusz WOJCIECHOWSKI Member of the Commission <note> ( 1 ) OJ L 343, 14.12.2012, p. 1 . ( 2 ) OJ C 346, 9.9.2022, p. 7 . ( 3 ) Commission Implementing Regulation (EU) No 668/2014 of 13 June 2014 laying down rules for the application of Regulation (EU) No 1151/2012 of the European Parliament and of the Council on quality schemes for agricultural products and foodstuffs ( OJ L 179, 19.6.2014, p. 36 ). </note>

ENG

32023R0107

<table><col/><col/><col/><col/><tbody><tr><td><p>25.10.2022&#160;&#160;&#160;</p></td><td><p>EN</p></td><td><p>Official Journal of the European Union</p></td><td><p>L 275/77</p></td></tr></tbody></table> COMMISSION IMPLEMENTING DECISION (EU) 2022/2054 of 21 October 2022 on the unresolved objections regarding the conditions for granting an authorisation for the biocidal product Preventol A 12 TK 50 in accordance with Regulation (EU) No 528/2012 of the European Parliament and of the Council (notified under document C(2022) 7408) (Text with EEA relevance) THE EUROPEAN COMMISSION, Having regard to the Treaty on the Functioning of the European Union, Having regard to Regulation (EU) No 528/2012 of the European Parliament and of the Council of 22 May 2012 concerning the making available on the market and use of biocidal products ( 1 ) , and in particular Article 36(3) thereof, Whereas: <table><col/><col/><tbody><tr><td><p>(1)</p></td><td><p>On 29&#160;November 2016, the company Lanxess Deutschland GmbH (&#8216;the applicant&#8217;) submitted an application for the mutual recognition in parallel in accordance with Article&#160;34 of Regulation (EU) No&#160;528/2012 of the biocidal product Preventol A 12 TK 50 (&#8216;the biocidal product&#8217;) to the competent authorities of a number of Member States, including France, Sweden and Germany. The biocidal product, containing propiconazole as an active substance, is a film preservative of product-type 7, to be used by industrial users to preserve water-based and solvent-based paints and coatings. The Netherlands is the reference Member State responsible for the evaluation of the application as referred to in Article&#160;34(1) of Regulation (EU) No&#160;528/2012.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(2)</p></td><td><p>On 16&#160;September 2020, Germany referred objections to the coordination group indicating that the conditions of the authorisation set by the Netherlands do not ensure that the biocidal product meets the requirements laid down in Article&#160;19(1), point (b)(iii), of Regulation (EU) No&#160;528/2012.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(3)</p></td><td><p>On 17&#160;September 2020, the secretariat of the coordination group invited the other concerned Member States and the applicant to submit written comments on the referral. The applicant submitted written comments on 29&#160;September 2020. The referral was discussed in the coordination group on 21&#160;October 2020 with the participation of the applicant.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(4)</p></td><td><p>Germany considers that risk mitigation measures for placing on the market of treated articles treated with or incorporating the product can only be included in an authorisation of a biocidal product if they were referred to in the conditions of approval of the active substance. As Commission Implementing Regulation (EU) 2015/1609&#160;<a>(<span>2</span>)</a> does not include the necessary risk mitigation measures for placing on the market of treated articles treated with or incorporating the product, Germany considers that the risk mitigation measures for placing on the market of treated articles proposed by the Netherlands cannot be included in the authorisation of the biocidal product. Consequently, according to Germany, as unacceptable effects on human health and the environment from the use of the biocidal product cannot be properly addressed in the authorisation of the product, the product therefore should not be authorised.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(5)</p></td><td><p>As no agreement was reached by the coordination group on the objection raised by Germany, on 16&#160;December 2021 the Netherlands referred the unresolved objection to the Commission pursuant to Article&#160;36(1) of Regulation (EU) No&#160;528/2012. It thereby provided the Commission with a detailed statement of the matter on which Member States were unable to reach agreement and the reasons for their disagreement. That statement was forwarded to the Member States concerned and to the applicant.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(6)</p></td><td><p>Article&#160;19(1), points (b)(iii) and (b)(iv), of Regulation (EU) No&#160;528/2012 provides that one of the conditions for granting an authorisation is that it is established, according to the common principles for the evaluation of dossiers for biocidal products laid down in Annex VI to that Regulation, that the biocidal product has no unacceptable effects itself, or as a result of its residues, on the health of humans and animals, and on the environment.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(7)</p></td><td><p>Article&#160;19(2), point (b), of Regulation (EU) No&#160;528/2012 provides that the evaluation of whether a biocidal product fulfils the criteria set out in paragraph 1, point (b), of that Article is to take into account the way in which treated articles treated with the biocidal product or containing the biocidal product may be used.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(8)</p></td><td><p>Article&#160;58(2) of Regulation (EU) No&#160;528/2012 provides that a treated article is not to be placed on the market unless all active substances contained in the biocidal product that it was treated with or incorporates are included in the list drawn up in accordance with Article&#160;9(2) of that Regulation, for the relevant product-type and use, or in Annex I to that Regulation, and any conditions or restrictions specified therein are met. The Netherlands concluded that there would be unacceptable effects on human health and the environment arising from the use of the biocidal product which necessitate risk mitigation measures on the placing on the market and use of treated articles treated with or incorporating the biocidal product to be included in the authorisation of the biocidal product. The conditions set in Implementing Regulation (EU) 2015/1609 do not include specific risk mitigation measures related to placing on the market of treated articles treated with or incorporating propiconazole, and that Implementing Regulation does not provide the possibility for the competent authorities of Member States to set those risk mitigation measures in the authorisation of biocidal products containing propiconazole for product-type 7, which would be needed to address the unacceptable risks identified for human health and the environment from the use of treated articles treated with or incorporating the biocidal product.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(9)</p></td><td><p>After having carefully examined all the information the Commission understands that the fulfilment of the conditions in Article&#160;19(1), points (b)(iii) and (b)(iv), of Regulation (EU) No&#160;528/2012 for the biocidal product cannot be ensured by imposing conditions on the use of the biocidal products in the treated articles without simultaneously imposing obligations on the persons placing on the market treated articles incorporating those biocidal products. However, as the necessary conditions or restrictions for ensuring a safe use of the biocidal product taking into account the way in which treated articles treated with or containing the biocidal product may be used were not set in Implementing Regulation (EU) 2015/1609 and cannot be laid down in the authorisation of the biocidal product, the use of the biocidal product in the treated articles would have unacceptable effects on human health and the environment.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(10)</p></td><td><p>Consequently, the Commission considers that given that the safe use of the biocidal product in treated articles cannot be ensured only by imposing conditions on the use of the biocidal products in the treated articles without simultaneously imposing obligations on the persons placing on the market of treated articles, the product does not meet the conditions laid down in Article&#160;19(1), points (b)(iii) and (b)(iv), of Regulation (EU) No&#160;528/2012.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(11)</p></td><td><p>On 21&#160;June 2022, the Commission provided the applicant with the opportunity to provide written comments in accordance with Article&#160;36(2) of Regulation (EU) No&#160;528/2012. On 18&#160;July 2022 the applicant provided written comments that the Commission has taken into account.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(12)</p></td><td><p>The measures provided for in this Decision are in accordance with the opinion of the Standing Committee on Biocidal Products,</p></td></tr></tbody></table> HAS ADOPTED THIS DECISION: Article 1 Given that the safe use of the biocidal product in treated articles cannot be ensured only by imposing conditions on the use of the biocidal products in the treated articles, the biocidal product identified by the case number BC-HH028132-58 in the Register for Biocidal Products does not meet the conditions laid down in Article 19(1), points (b)(iii) and (b)(iv), of Regulation (EU) No 528/2012. Article 2 This Decision is addressed to the Member States. Done at Brussels, 21 October 2022. For the Commission Stella KYRIAKIDES Member of the Commission <note> ( 1 ) OJ L 167, 27.6.2012, p. 1 . ( 2 ) Commission Implementing Regulation (EU) 2015/1609 of 24 September 2015 approving propiconazole as an existing active substance for use in biocidal products for product-type 7 ( OJ L 249, 25.9.2015, p. 17 ). </note>

ENG

32022D2054

<table><col/><col/><col/><col/><tbody><tr><td><p>20.6.2014&#160;&#160;&#160;</p></td><td><p>EN</p></td><td><p>Official Journal of the European Union</p></td><td><p>L 180/8</p></td></tr></tbody></table> COMMISSION IMPLEMENTING REGULATION (EU) No 677/2014 of 19 June 2014 amending Regulation (EU) No 37/2010, as regards the substance ‘cabergoline’ (Text with EEA relevance) THE EUROPEAN COMMISSION, Having regard to the Treaty on the Functioning of the European Union, Having regard to Regulation (EC) No 470/2009 of the European Parliament and of the Council of 6 May 2009 laying down Community procedures for the establishment of residue limits of pharmacologically active substances in foodstuffs of animal origin, repealing Council Regulation (EEC) No 2377/90 and amending Directive 2001/82/EC of the European Parliament and of the Council and Regulation (EC) No 726/2004 of the European Parliament and the Council ( 1 ) , and in particular Article 14 in conjunction with Article 17 thereof, Having regard to the opinion of the European Medicines Agency formulated by the Committee for Medicinal Products for Veterinary Use, Whereas: <table><col/><col/><tbody><tr><td><p>(1)</p></td><td><p>The maximum residue limit (hereinafter &#8216;MRL&#8217;) for pharmacologically active substances intended for use in the Union in veterinary medicinal products for food-producing animals or in biocidal products used in animal husbandry is to be established in accordance with Regulation (EC) No 470/2009.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(2)</p></td><td><p>Pharmacologically active substances and their classification regarding MRLs in foodstuffs of animal origin are set out in the Annex to Commission Regulation (EU) No 37/2010<a>&#160;(<span>2</span>)</a>.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(3)</p></td><td><p>An application for the establishment of maximum residue limits for cabergoline in bovine species has been submitted to the European Medicines Agency.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(4)</p></td><td><p>The Committee for Medicinal Products for Veterinary Use recommended the establishment of a MRL for cabergoline for bovine species, applicable to fat, liver, kidney, muscle and milk.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(5)</p></td><td><p>In accordance with Article 5 of Regulation (EC) No 470/2009 the European Medicines Agency is to consider using MRLs established for a pharmacologically active substance in a particular foodstuff for another foodstuff derived from the same species, or MRLs established for a pharmacologically active substance in one or more species for other species.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(6)</p></td><td><p>The Committee for Medicinal Products for Veterinary Use concluded that the extrapolation to other food producing species cannot be supported for this substance.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(7)</p></td><td><p>Regulation (EU) No 37/2010 should therefore be amended to include the substance cabergoline for bovine species.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(8)</p></td><td><p>It is appropriate to provide for a reasonable period of time for the stakeholders concerned to take measures that may be required to comply with the newly set MRL.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(9)</p></td><td><p>The measures provided for in this Regulation are in accordance with the opinion of the Standing Committee on Veterinary Medicinal Products,</p></td></tr></tbody></table> HAS ADOPTED THIS REGULATION: Article 1 The Annex to Regulation (EU) No 37/2010 is amended as set out in the Annex to this Regulation. Article 2 This Regulation shall enter into force on the twentieth day following that of its publication in the Official Journal of the European Union . It shall apply from 18 August 2014. This Regulation shall be binding in its entirety and directly applicable in all Member States. Done at Brussels, 19 June 2014. For the Commission The President José Manuel BARROSO ( 1 ) OJ L 152, 16.6.2009, p. 11 . ( 2 ) Commission Regulation (EU) No 37/2010 of 22 December 2009 on pharmacologically active substances and their classification regarding maximum residue limits in foodstuffs of animal origin ( OJ L 15, 20.1.2010, p. 1 ). ANNEX In Table 1 of the Annex to Regulation (EU) No 37/2010, an entry for the following substance is inserted in alphabetical order: <table><col/><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>Pharmacologically active Substance</p></td><td><p>Marker residue</p></td><td><p>Animal Species</p></td><td><p>MRL</p></td><td><p>Target Tissues</p></td><td><p>Other Provisions (according to Article 14(7) of Regulation (EC) No 470/2009)</p></td><td><p>Therapeutic Classification</p></td></tr><tr><td><p>&#8216;Cabergoline</p></td><td><p>Cabergoline</p></td><td><p>Bovine</p></td><td><p>0,10&#160;&#956;g/kg</p></td><td><p>Fat</p></td><td><p>NO ENTRY</p></td><td><p>Prolactin inhibitor&#8217;</p></td></tr><tr><td><p>0,25&#160;&#956;g/kg</p></td><td><p>Liver</p></td></tr><tr><td><p>0,50&#160;&#956;g/kg</p></td><td><p>Kidney</p></td></tr><tr><td><p>0,15&#160;&#956;g/kg</p></td><td><p>Muscle</p></td></tr><tr><td><p>0,10&#160;&#956;g/kg</p></td><td><p>Milk</p></td></tr></tbody></table>

ENG

32014R0677

<table><col/><col/><col/><col/><tbody><tr><td><p>13.12.2022&#160;&#160;&#160;</p></td><td><p>EN</p></td><td><p>Official Journal of the European Union</p></td><td><p>L 319/8</p></td></tr></tbody></table> COUNCIL IMPLEMENTING REGULATION (EU) 2022/2436 of 12 December 2022 implementing Article 12(2) of Regulation (EU) 2017/1770 concerning restrictive measures in view of the situation in Mali THE COUNCIL OF THE EUROPEAN UNION, Having regard to the Treaty on the Functioning of the European Union, Having regard to Council Regulation (EU) 2017/1770 of 28 September 2017 concerning restrictive measures in view of the situation in Mali ( 1 ) , and in particular Article 12(2) and (6) thereof, Having regard to the proposal from the High Representative of the Union for Foreign Affairs and Security Policy, Whereas: <table><col/><col/><tbody><tr><td><p>(1)</p></td><td><p>On 28&#160;September 2017, the Council adopted Regulation (EU) 2017/1770.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(2)</p></td><td><p>On 13&#160;December 2021, the Council adopted Regulation (EU) 2021/2201&#160;<a>(<span>2</span>)</a> to give effect to Council Decision (CFSP) 2021/2208&#160;<a>(<span>3</span>)</a>, which amended Council Decision (CFSP) 2017/1775&#160;<a>(<span>4</span>)</a> and established a new framework that allows for additional restrictive measures against individuals and entities responsible for threatening the peace, security or stability of Mali, or for obstructing or undermining the successful completion of Mali&#8217;s political transition.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(3)</p></td><td><p>The Council has reviewed the list of natural and legal persons, entities and bodies subject to restrictive measures set out in Annex Ia to Regulation (EU) 2017/1770. On the basis of that review, the statements of reasons and the identifying information for the five persons included in the list set out in Annex Ia to Regulation (EU) 2017/1770 should be amended.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(4)</p></td><td><p>Annex Ia to Regulation (EU) 2017/1770 should therefore be amended accordingly,</p></td></tr></tbody></table> HAS ADOPTED THIS REGULATION: Article 1 Annex Ia to Regulation (EU) 2017/1770 is amended as set out in the Annex to this Regulation. Article 2 This Regulation shall enter into force on the day following that of its publication in the Official Journal of the European Union . This Regulation shall be binding in its entirety and directly applicable in all Member States. Done at Brussels, 12 December 2022. For the Council The President J. BORRELL FONTELLES ( 1 ) OJ L 251, 29.9.2017, p. 1 . ( 2 ) Council Regulation (EU) 2021/2201 of 13 December 2021 amending Regulation (EU) 2017/1770 concerning restrictive measures in view of the situation in Mali ( OJ L 446, 14.12.2021, p. 1 ). ( 3 ) Council Decision (CFSP) 2021/2208 of 13 December 2021 amending Decision (CFSP) 2017/1775 concerning restrictive measures in view of the situation in Mali ( OJ L 446, 14.12.2021, p. 44 ). ( 4 ) Council Decision (CFSP) 2017/1775 of 28 September 2017 concerning restrictive measures in view of the situation in Mali ( OJ L 251, 29.9.2017, p. 23 ). ANNEX Annex Ia to Regulation (EU) 2017/1770 is replaced by the following: ‘ANNEX Ia List of natural or legal persons, entities and bodies referred to in Article 2b <table><col/><col/><col/><col/><col/><tbody><tr><td><p>&#160;</p></td><td><p>Name</p></td><td><p>Identifying information</p></td><td><p>Reasons</p></td><td><p>Date of listing</p></td></tr><tr><td><p>1.</p></td><td><p>DIAW, Malick</p></td><td><p>Place of birth: S&#233;gou</p><p>Date of birth: 2.12.1979</p><p>Nationality: Malian</p><p>Passport number: B0722922 valid until&#160;13.8.2018</p><p>Gender: male</p><p>Position: President of the National Transition Council (legislative organ of the political transition of Mali), Colonel</p></td><td><p>Malick Diaw is a key member of Colonel Assimi Go&#239;ta&#8217;s inner circle. As chief of staff of the third military region of Kati, he was one of the instigators and leaders of the&#160;18&#160;August 2020 coup alongside Colonel-Major Isma&#235;l Wagu&#233;, Colonel Assimi Go&#239;ta, Colonel Sadio Camara and Colonel Modibo Kon&#233;.</p><p>Malick Diaw is therefore responsible for actions or policies that threaten the peace, security and stability of Mali.</p><p>Malick Diaw is also a key actor in the context of the political transition of Mali, as President of the National Transition Council (CNT) since&#160;December&#160;2020.</p><p>The CNT failed to deliver in good time on the &#8220;missions&#8221; enshrined in the Transition Charter of&#160;1&#160;October&#160;2020 (&#8220;Transition Charter&#8221;) and that should have been completed within&#160;18 months, as illustrated by the CNT's delay in adopting the draft electoral bill. That delay contributed to delaying the organization of the elections and thus the successful completion of the political transition of Mali. In addition, the new electoral bill, as eventually adopted by the CNT on 17&#160;June 2022 and published in the Official Journal of the Republic of Mali on 24&#160;June 2022, allows the Transition President and Vice-President and the members of the Transition Government to be candidates for the presidential and legislative elections, in contradiction with the Transition Charter.</p><p>The Economic Community of West African States (ECOWAS) adopted individual sanctions against the Transition Authorities (including Malick Diaw) in November&#160;2021 for their delay in organising the elections and the completion of the political transition of Mali. On 3&#160;July 2022, ECOWAS decided to maintain those individual sanctions.</p><p>Malick Diaw is therefore obstructing and undermining the successful completion of the political transition of Mali.</p></td><td><p>4.2.2022</p></td></tr><tr><td><p>2.</p></td><td><p>WAGU&#201;, Isma&#235;l</p></td><td><p>Place of birth: Bamako</p><p>Date of birth: 2.3.1975</p><p>Nationality: Malian</p><p>Passport number: diplomatic passport AA0193660 valid until&#160;15.2.2023</p><p>Gender: male</p><p>Position: Minister for Reconciliation, Colonel-Major</p></td><td><p>Colonel-Major Isma&#235;l Wagu&#233; is a key member of Colonel Assimi Go&#239;ta&#8217;s inner circle and was one of the main actors responsible for the&#160;18&#160;August&#160;2020 coup, alongside Colonel Go&#239;ta, Colonel Sadio Camara, Colonel Modibo Kon&#233; and Colonel Malick Diaw.</p><p>On&#160;19&#160;August&#160;2020, he announced that the army had taken power, and he then became spokesperson for the National Committee for the Salvation of the People (<span>Comit&#233; national pour le salut du people</span>, CNSP).</p><p>Isma&#235;l Wagu&#233; is therefore responsible for actions that threaten the peace, security and stability of Mali.</p><p>As Minister for Reconciliation in the Transition Government since&#160;October&#160;2020, Isma&#235;l Wagu&#233; is in charge of the implementation of the Agreement for Peace and Reconciliation in Mali. Through his statement in&#160;October&#160;2021 and his perpetual disagreements with the members of the Permanent Strategic Framework (<span>Cadre Strat&#233;gique Permanent,</span> CSP), he contributed to the blocking of the Monitoring Committee of the Agreement for Peace and Reconciliation in Mali (<span>Comit&#233; de suivi de l&#8217;accord</span>, CSA), which led to the suspension of CSA meeting from October&#160;2021 to September 2022. That situation has obstructed the implementation of that Agreement, which is one of the &#8220;missions&#8221; of the political transition of Mali, as provided for in Article&#160;2 of the Transition Charter.</p><p>ECOWAS adopted individual sanctions against the Transition Authorities (including Isma&#235;l Wagu&#233;) in&#160;November&#160;2021 for their delay in organising the elections and the completion of the political transition of Mali. On 3&#160;July 2022, ECOWAS decided to maintain those individual sanctions.</p><p>Isma&#235;l Wagu&#233; is therefore responsible for actions that threaten the peace, security and stability of Mali, as well as for obstructing and undermining the successful completion of the political transition of Mali.</p></td><td><p>4.2.2022</p></td></tr><tr><td><p>3.</p></td><td><p>MA&#207;GA, Choguel</p></td><td><p>Place of birth: Tabango, Gao, Mali</p><p>Date of birth: 31.12.1958</p><p>Nationality: Malian</p><p>Passport number: diplomatic passport DA0004473, issued by Mali, Schengen visa issued</p><p>Gender: male</p><p>Position: Prime Minister</p></td><td><p>As Prime Minister since&#160;June&#160;2021, Choguel Ma&#239;ga leads the Transition Government of Mali established following the coup of&#160;24&#160;May&#160;2021.</p><p>Contrary to the timetable for reform and elections previously agreed with ECOWAS in line with the Transition Charter, he announced in&#160;June&#160;2021 the organisation of the National Consultations for Refoundation (<span>Assises nationales de la refondation</span>, ANR) as a pre-reform process and a precondition to the organisation of the elections scheduled for&#160;27&#160;February&#160;2022.</p><p>As announced by Choguel Ma&#239;ga himself, the ANR were then postponed several times and the elections delayed. The ANR, which were eventually held in&#160;December&#160;2021, were boycotted by multiple stakeholders. On the basis of the final recommendations of the ANR, the Transition Government presented a new timetable providing for the holding of presidential elections in&#160;December&#160;2025, thus allowing the Transition Authorities to stay in power for more than&#160;five years. In June 2022, the Transition Government presented to ECOWAS a revised timetable providing for the holding of presidential elections in&#160;March 2024, which is more than two years after the deadline established in the Transition Charter.</p><p>ECOWAS adopted individual sanctions against the Transition Authorities (including Choguel Ma&#239;ga) in&#160;November 2021 for their delay in organising the elections and the completion of the political transition of Mali. ECOWAS underlined that the Transition Authorities have used the need to implement reforms as a pretext to justify the extension of the political transition of Mali and to maintain themselves in power without democratic elections. On 3&#160;July 2022, ECOWAS decided to maintain those individual sanctions.</p><p>In his position as Prime Minister, Choguel Ma&#239;ga is directly responsible for postponing the elections foreseen in the Transition Charter, and he is therefore obstructing and undermining the successful completion of the political transition of Mali, in particular by obstructing and undermining the holding of elections and the handover of power to elected authorities.</p></td><td><p>4.2.2022</p></td></tr><tr><td><p>4</p></td><td><p>MA&#207;GA, Ibrahim Ikassa</p></td><td><p>Place of birth: Tondibi, Gao region, Mali</p><p>Date of birth: 5.2.1971</p><p>Nationality: Malian</p><p>Passport number: diplomatic passport issued by Mali</p><p>Gender: male</p><p>Position: Minister of Refoundation</p></td><td><p>Ibrahim Ikassa Ma&#239;ga is a member of the strategic committee of M5-RFP (<span>Mouvement du&#160;5 juin</span> -<span>Rassemblement des forces patriotiques</span>), which played a key role in the overthrow of President Keita.</p><p>As Minister of Refoundation since&#160;June&#160;2021, Ibrahim Ikassa Ma&#239;ga was entrusted with planning the National Consultations for Refoundation (<span>Assises nationales de la Refondation</span>, ANR announced by Prime Minister Choguel Ma&#239;ga.</p><p>Contrary to the timetable for reform and elections previously agreed with ECOWAS in line with the Transition Charter, the ANR were announced by the Transition Government as a pre-reform process and a precondition to the organisation of the elections scheduled for&#160;27&#160;February&#160;2022.</p><p>As announced by Choguel Ma&#239;ga, the ANR were then postponed several times and the elections delayed. The ANR, which were eventually held in&#160;December&#160;2021, were boycotted by multiple stakeholders. On the basis of the final recommendations of the ANR, the Transition Government presented a new timetable providing for the holding of presidential elections in&#160;December&#160;2025, thus allowing the Transition Authorities to stay in power for more than&#160;five years. In June 2022, the Transition Government presented to ECOWAS a revised timetable providing for the holding of presidential elections in&#160;March 2024, which is more than two years after the deadline established in the Transition Charter.</p><p>ECOWAS adopted individual sanctions against the Transition Authorities (including Ibrahim Ikassa Ma&#239;ga) in&#160;November&#160;2021 for their delay in organising the elections and the completion of the political transition of Mali. ECOWAS underlined that the Transition Authorities have used the need to implement reforms as a pretext to justify the extension of the political transition of Mali and to maintain themselves in power without democratic elections. On&#160;3&#160;July&#160;2022, ECOWAS decided to maintain those individual sanctions.</p><p>In his position as Minister of Refoundation, Ibrahim Ikassa Ma&#239;ga is obstructing and undermining the successful completion of the political transition of Mali, in particular by obstructing and undermining the holding of elections and the handover of power to elected authorities.</p></td><td><p>4.2.2022</p></td></tr><tr><td><p>5</p></td><td><p>DIARRA, Adama Ben</p><p>(a.k.a. Ben Le Cerveau)</p></td><td><p>Place of birth: Kati, Mali</p><p>Nationality: Malian</p><p>Passport number: diplomatic passport issued by Mali, Schengen visa issued</p><p>Gender: male</p><p>Position: Member of the National Transition Council (legislative organ of the political transition of Mali)</p></td><td><p>Adama Ben Diarra, known as Camarade Ben Le Cerveau, is one of the young leaders of the M5-RFP (<span>Mouvement du&#160;5 Juin</span> -<span>Rassemblement des Forces Patriotiques</span>), which played a key role in the overthrow of President Keita. Adama Ben Diarra is also the leader of Y&#233;r&#233;wolo, which is the main organisation supporting the Transition Authorities, and a member of the National Transition Council (CNT) since&#160;3&#160;December&#160;2021.</p><p>The CNT failed to deliver in good time on the &#8220;missions&#8221; enshrined in the Transition Charter and that were supposed to be completed within&#160;18 months, as illustrated by the CNT's delay in adopting the draft electoral bill. That delay contributed to delaying the organisation of the elections and thus the successful completion of the political transition of Mali. In addition, the new electoral bill, as eventually adopted by the CNT on&#160;17&#160;June&#160;2022 and published in the Official Journal of the Republic of Mali on&#160;24&#160;June&#160;2022, allows the Transition President and Vice-President and the members of the Transition Government to be candidates for the presidential and legislative elections, in contradiction with the Transition Charter.</p><p>Adama Ben Diarra has been actively advocating for and supporting the prolongation of the political transition of Mali during political rallies and on social networks, stating that the five-year extension of the transition period decided by the Transition Authorities following the National Consultations for Refoundation (<span>Assises nationales de la Refondation</span>, ANR) was a deep aspiration of the Malian people.</p><p>Contrary to the timetable of reform and elections previously agreed with ECOWAS in line with the Transition Charter, the ANR were announced by the Transition Government, as a pre-reform process and a precondition to the organisation of the elections scheduled for&#160;27&#160;February&#160;2022.</p><p>As announced by Choguel Ma&#239;ga, the ANR were then postponed several times and the elections delayed. The ANR, which were eventually held in December&#160;2021, were boycotted by multiple stakeholders. On the basis of the final recommendations of the ANR, the Transition Government presented a new timetable providing for the holding of presidential elections in December&#160;2025, thus allowing the Transition Authorities to stay in power for more than&#160;five years. In June 2022, the Transition Government presented to ECOWAS a revised timetable providing for the holding of presidential elections in&#160;March 2024, which is more than two years after the deadline established in the Transition Charter.</p><p>ECOWAS adopted individual sanctions against the Transition Authorities (including Adama Ben Diarra) in&#160;November&#160;2021 for their delay in organising the elections and the completion of the political transition of Mali. ECOWAS underlined that the Transition Authorities have used the need to implement reforms as a pretext to justify the extension of the political transition of Mali and to maintain themselves in power without democratic elections. On 3&#160;July 2022, ECOWAS decided to maintain those individual sanctions.</p><p>Adama Ben Diarra is therefore obstructing and undermining the successful completion of the political transition of Mali, in particular by obstructing and undermining the holding of elections and the handover of power to elected authorities.</p></td><td><p>4.2.2022</p></td></tr></tbody></table> ’

ENG

32022R2436

<table><col/><col/><col/><col/><tbody><tr><td><p>27.4.2017&#160;&#160;&#160;</p></td><td><p>EN</p></td><td><p>Official Journal of the European Union</p></td><td><p>L 110/4</p></td></tr></tbody></table> COMMISSION IMPLEMENTING REGULATION (EU) 2017/737 of 26 April 2017 establishing the standard import values for determining the entry price of certain fruit and vegetables THE EUROPEAN COMMISSION, Having regard to the Treaty on the Functioning of the European Union, Having regard to Regulation (EU) No 1308/2013 of the European Parliament and of the Council of 17 December 2013 establishing a common organisation of the markets in agricultural products and repealing Council Regulations (EEC) No 922/72, (EEC) No 234/79, (EC) No 1037/2001 and (EC) No 1234/2007 ( 1 ) , Having regard to Commission Implementing Regulation (EU) No 543/2011 of 7 June 2011 laying down detailed rules for the application of Council Regulation (EC) No 1234/2007 in respect of the fruit and vegetables and processed fruit and vegetables sectors ( 2 ) , and in particular Article 136(1) thereof, Whereas: <table><col/><col/><tbody><tr><td><p>(1)</p></td><td><p>Implementing Regulation (EU) No 543/2011 lays down, pursuant to the outcome of the Uruguay Round multilateral trade negotiations, the criteria whereby the Commission fixes the standard values for imports from third countries, in respect of the products and periods stipulated in Annex XVI, Part A thereto.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(2)</p></td><td><p>The standard import value is calculated each working day, in accordance with Article 136(1) of Implementing Regulation (EU) No 543/2011, taking into account variable daily data. Therefore this Regulation should enter into force on the day of its publication in the<span>Official Journal of the European Union</span>,</p></td></tr></tbody></table> HAS ADOPTED THIS REGULATION: Article 1 The standard import values referred to in Article 136 of Implementing Regulation (EU) No 543/2011 are fixed in the Annex to this Regulation. Article 2 This Regulation shall enter into force on the day of its publication in the Official Journal of the European Union . This Regulation shall be binding in its entirety and directly applicable in all Member States. Done at Brussels, 26 April 2017. For the Commission, On behalf of the President, Jerzy PLEWA Director-General Directorate-General for Agriculture and Rural Development ( 1 ) OJ L 347, 20.12.2013, p. 671 . ( 2 ) OJ L 157, 15.6.2011, p. 1 . ANNEX Standard import values for determining the entry price of certain fruit and vegetables <table><col/><col/><col/><tbody><tr><td><p>(EUR/100 kg)</p></td></tr><tr><td><p>CN code</p></td><td><p>Third country code<a>&#160;(<span>1</span>)</a></p></td><td><p>Standard import value</p></td></tr><tr><td><p>0702&#160;00&#160;00</p></td><td><p>EG</p></td><td><p>288,4</p></td></tr><tr><td><p>MA</p></td><td><p>102,7</p></td></tr><tr><td><p>TR</p></td><td><p>122,6</p></td></tr><tr><td><p>ZZ</p></td><td><p>171,2</p></td></tr><tr><td><p>0707&#160;00&#160;05</p></td><td><p>TR</p></td><td><p>145,1</p></td></tr><tr><td><p>ZZ</p></td><td><p>145,1</p></td></tr><tr><td><p>0709&#160;93&#160;10</p></td><td><p>MA</p></td><td><p>78,6</p></td></tr><tr><td><p>TR</p></td><td><p>144,4</p></td></tr><tr><td><p>ZZ</p></td><td><p>111,5</p></td></tr><tr><td><p>0805&#160;10&#160;22 , 0805&#160;10&#160;24 , 0805&#160;10&#160;28</p></td><td><p>EG</p></td><td><p>48,3</p></td></tr><tr><td><p>IL</p></td><td><p>80,6</p></td></tr><tr><td><p>MA</p></td><td><p>50,7</p></td></tr><tr><td><p>TR</p></td><td><p>41,8</p></td></tr><tr><td><p>ZZ</p></td><td><p>55,4</p></td></tr><tr><td><p>0805&#160;50&#160;10</p></td><td><p>EG</p></td><td><p>56,5</p></td></tr><tr><td><p>TR</p></td><td><p>67,0</p></td></tr><tr><td><p>ZZ</p></td><td><p>61,8</p></td></tr><tr><td><p>0808&#160;10&#160;80</p></td><td><p>AR</p></td><td><p>89,5</p></td></tr><tr><td><p>BR</p></td><td><p>113,5</p></td></tr><tr><td><p>CL</p></td><td><p>129,3</p></td></tr><tr><td><p>CN</p></td><td><p>147,6</p></td></tr><tr><td><p>NZ</p></td><td><p>149,9</p></td></tr><tr><td><p>US</p></td><td><p>116,7</p></td></tr><tr><td><p>ZA</p></td><td><p>83,1</p></td></tr><tr><td><p>ZZ</p></td><td><p>118,5</p></td></tr><tr><td><p>0808&#160;30&#160;90</p></td><td><p>AR</p></td><td><p>132,1</p></td></tr><tr><td><p>CL</p></td><td><p>135,1</p></td></tr><tr><td><p>CN</p></td><td><p>98,4</p></td></tr><tr><td><p>ZA</p></td><td><p>113,1</p></td></tr><tr><td><p>ZZ</p></td><td><p>119,7</p></td></tr></tbody></table> <note> ( 1 ) Nomenclature of countries laid down by Commission Regulation (EU) No 1106/2012 of 27 November 2012 implementing Regulation (EC) No 471/2009 of the European Parliament and of the Council on Community statistics relating to external trade with non-member countries, as regards the update of the nomenclature of countries and territories ( OJ L 328, 28.11.2012, p. 7 ). Code ‘ZZ’ stands for ‘of other origin’. </note>

ENG

32017R0737

<table><col/><col/><col/><col/><tbody><tr><td><p>4.5.2023&#160;&#160;&#160;</p></td><td><p>EN</p></td><td><p>Official Journal of the European Union</p></td><td><p>L 116/13</p></td></tr></tbody></table> COUNCIL DECISION (EU) 2023/909 of 25 April 2023 on the position to be taken on behalf of the European Union within the Trade Committee established under the Free Trade Agreement between the European Union and the Socialist Republic of Viet Nam, as regards the amendment of Protocol 1 concerning the definition of the concept of ‘originating products’ and methods of administrative cooperation THE COUNCIL OF THE EUROPEAN UNION, Having regard to the Treaty on the Functioning of the European Union, and in particular Article 207(4), first subparagraph, in conjunction with Article 218(9) thereof, Having regard to the proposal from the European Commission, Whereas: <table><col/><col/><tbody><tr><td><p>(1)</p></td><td><p>The Free Trade Agreement between the European Union and the Socialist Republic of Viet Nam&#160;<a>(<span>1</span>)</a> (&#8216;the Agreement&#8217;) was concluded by the Union by Council Decision (EU)&#160;2020/753&#160;<a>(<span>2</span>)</a> and entered into force on 1&#160;August 2020.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(2)</p></td><td><p>Pursuant to Article&#160;36 of Protocol 1 to the Agreement (&#8216;Protocol 1&#8217;), the Committee on Customs may review the provisions of Protocol 1 and submit a proposal for a decision to be adopted by the Trade Committee.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(3)</p></td><td><p>Pursuant to Article&#160;17.1 of the Agreement, the Trade Committee is to evaluate and adopt decisions, where provided for in the Agreement, regarding any subject matter referred to it by the Committee on Customs.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(4)</p></td><td><p>The Trade Committee is to adopt a Decision amending Annex II to Protocol 1.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(5)</p></td><td><p>Amendments were introduced on 1&#160;January 2017 and on 1&#160;January 2022 in relation to the nomenclature governed by the Convention on the Harmonized Commodity Description and Coding System (&#8216;HS&#8217;). This Decision is necessary in order to update Protocol 1 and its annexes so as to reflect the latest version of the HS.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(6)</p></td><td><p>There is no condition in Annex II to Protocol 1 for considering knitted or crocheted products of Heading 6212 to be sufficiently worked or processed. The rule of Chapter 62 in Annex II to Protocol 1 cannot be applied to those products, since it is limited to products not knitted or crocheted. Therefore, a specific rule should be added for the knitted or crocheted products of Heading 6212.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(7)</p></td><td><p>The required working or processing of products classified in Chapter 41 in Annex II to Protocol 1 is to be added to the relevant column in that Annex.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(8)</p></td><td><p>The word &#8216;individual&#8217; in the third and fourth conditions of the required working or processing of products classified in Chapter 19 in Annex II to Protocol 1 could be interpreted in different ways as regards the content of materials of Chapter 4 and the content of sugar. To clarify the rule, the word &#8216;individual&#8217; is to be deleted in both instances.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(9)</p></td><td><p>For textile products classified in Chapter 62 in Annex II to Protocol 1, reference to the tolerances should be inserted in the various alternative rules of the required working or processing column.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(10)</p></td><td><p>It is appropriate to establish the position to be taken on the Union&#8217;s behalf in the Committee on Customs and in the Trade Committee, as the Decision of the Trade Committee will be binding on the Union.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(11)</p></td><td><p>The position of the Union within the Committee on Customs and within the Trade Committee should therefore be based on the attached draft Decision,</p></td></tr></tbody></table> HAS ADOPTED THIS DECISION: Article 1 The position to be taken on the Union’s behalf within the Committee on Customs and within the Trade Committee shall be based on the draft Decision of the Trade Committee attached to this Decision. Minor technical corrections to the draft Decision may be agreed by the representatives of the Union within the Committee on Customs and within the Trade Committee without any further decision of the Council. Article 2 This Decision shall enter into force on the date of its adoption. Done at Luxembourg, 25 April 2023. For the Council The President P. KULLGREN ( 1 ) OJ L 186, 12.6.2020, p. 3 . ( 2 ) Council Decision (EU) 2020/753 of 30 March 2020 on the conclusion of the Free Trade Agreement between the European Union and the Socialist Republic of Viet Nam ( OJ L 186, 12.6.2020, p. 1 ). DRAFT DECISION No …/… OF THE TRADE COMMITTEE of … amending Annex II to Protocol 1, concerning the definition of the concept of ‘originating products’ and methods of administrative cooperation THE TRADE COMMITTEE, Having regard to the Free Trade Agreement between the European Union and the Socialist Republic of Viet Nam, and in particular Article 36(1) of Protocol 1 thereto, and Article 17.1(3), point (c), thereof, Whereas: <table><col/><col/><tbody><tr><td><p>(1)</p></td><td><p>Article&#160;36(1) of Protocol 1 to the Free Trade Agreement between the European Union and the Socialist Republic of Viet Nam (&#8216;the Agreement&#8217;) provides that the Committee on Customs may review the provisions of Protocol 1 and is to submit a proposal for a decision to amend Protocol 1, which is to be adopted by the Trade Committee.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(2)</p></td><td><p>Article&#160;17.4(1) of the Agreement provides that the Trade Committee may adopt binding decisions where provided for in the Agreement.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(3)</p></td><td><p>Amendments were introduced on 1&#160;January 2017 and on 1&#160;January 2022 in relation to the nomenclature governed by the Convention on the Harmonized Commodity Description and Coding System (&#8216;HS&#8217;). The Parties to the Agreement have agreed to amend Annex II to Protocol 1 containing the list of required working or processing in order to reflect the amendments to HS.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(4)</p></td><td><p>There is no condition in Annex II to Protocol 1 for considering knitted or crocheted products of Heading 6212 to be sufficiently worked or processed. The rule of Chapter 62 in Annex II to Protocol 1 cannot be applied to those products, since it is limited to products not knitted or crocheted. Therefore, a specific rule should be added for the knitted or crocheted products of Heading 6212.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(5)</p></td><td><p>The required working or processing of products classified in Chapter 41 in Annex II to Protocol 1 is to be added to the relevant column in that Annex.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(6)</p></td><td><p>The word &#8216;individual&#8217; in the third and fourth conditions of the required working or processing of products classified in Chapter 19 in Annex II to Protocol 1 could be interpreted differently as regards the content of materials of Chapter 4 and the content of sugar. To clarify the rule, the word &#8216;individual&#8217; is to be deleted in both instances.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(7)</p></td><td><p>For textile products classified in Chapter 62 in Annex II to Protocol 1, reference to the tolerances should be inserted in the various alternative rules of the required working or processing column.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(8)</p></td><td><p>Annex II to Protocol 1 to the Agreement should therefore be amended,</p></td></tr></tbody></table> HAS ADOPTED THIS DECISION: Article 1 Annex II to Protocol 1 to the Agreement is amended as set out in the Annex to this Decision. Article 2 This Decision shall enter into force on 1 January 2024. Done in duplicate in the Bulgarian, Croatian, Czech, Danish, Dutch, English, Estonian, Finnish, French, German, Greek, Hungarian, Italian, Latvian, Lithuanian, Maltese, Polish, Portuguese, Romanian, Slovak, Slovenian, Spanish, Swedish and Vietnamese languages, each text being equally authentic. Done at Brussels and Hanoi, For the Trade Committee The Co-Chairs ANNEX Annex II to Protocol 1 is amended as follows: <table><col/><col/><tbody><tr><td><p>(1)</p></td><td><p>in the row related to heading &#8216;0305&#8217;, the text in the column &#8216;Description of the good&#8217; is replaced by the following:</p><p>&#8216;fish, dried, salted or in brine; smoked fish, whether or not cooked before or during the smoking process;&#8217;;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(2)</p></td><td><p>in the row related to heading &#8216;ex&#160;0306&#8217;, the text in the column &#8216;Description of the good&#8217; is replaced by the following:</p><p>&#8216;crustaceans, whether in shell or not, dried, salted or in brine; smoked crustaceans, whether in shell or not, whether or not cooked before or during the smoking process; crustaceans, in shell, cooked by steaming or by boiling in water, whether or not chilled, frozen, dried, salted or in brine;&#8217;;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(3)</p></td><td><p>in the row related to heading &#8216;ex&#160;0307&#8217;, the text in the column &#8216;Description of the good&#8217; is replaced by the following:</p><p>&#8216;molluscs, whether in shell or not, dried, salted or in brine; smoked molluscs, whether in shell or not, whether or not cooked before or during the smoking process;&#8217;;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(4)</p></td><td><p>in the row related to heading &#8216;ex&#160;0308&#8217;, the text in the column &#8216;Description of the good&#8217; is replaced by the following:</p><p>&#8216;aquatic invertebrates other than crustaceans and molluscs, dried, salted or in brine; smoked aquatic invertebrates other than crustaceans and molluscs, whether or not cooked before or during the smoking process; and&#8217;;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(5)</p></td><td><p>between the row related to heading &#8216;ex&#160;0308&#8217; and the row related to &#8216;ex Chapter 4&#8217;, the following row is inserted:</p><table><col/><col/><col/><tbody><tr><td><p>&#8216;0309</p></td><td><p>flours, meals and pellets of fish, crustaceans, molluscs and other aquatic invertebrates, fit for human consumption</p></td><td><p>Manufacture in which all the materials of Chapter 3 used are wholly obtained.&#8217;;</p></td></tr></tbody></table></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(6)</p></td><td><p>in the row related to heading &#8216;ex Chapter 15&#8217;, the text in the column &#8216;Description of the good&#8217; is replaced by the following:</p><p>&#8216;Animal, vegetable or microbial fats and oils and their cleavage products; prepared edible fats; animal or vegetable waxes; except for:&#8217;;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(7)</p></td><td><p>in the row related to heading &#8216;1516 and 1517&#8217;, the text in the column &#8216;Description of the good&#8217; is replaced by the following:</p><p>&#8216;animal, vegetable or microbial fats and oils and their fractions, partly or wholly hydrogenated, inter-esterified, re-esterified or elaidinised, whether or not refined, but not further prepared;</p><p>margarine; edible mixtures or preparations of animal, vegetable or microbial fats or oils or of fractions of different fats or oils of this Chapter, other than edible fats and oils or their fractions of heading 1516; and&#8217;;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(8)</p></td><td><p>in the row related to heading &#8216;Chapter 16&#8217;, the text in the column &#8216;Description of the good&#8217; is replaced by the following:</p><p>&#8216;Preparations of meat, of fish, of crustaceans, molluscs or other aquatic invertebrates, or of insects.&#8217;;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(9)</p></td><td><p>in the row related to heading &#8216;Chapter 19&#8217;, the text in the column &#8216;Required working or Processing&#8217; is replaced by the following:</p><p>&#8216;Manufacture from materials of any heading, except that of the product, in which:</p><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>the weight of the materials of Chapters 2, 3 and&#160;16 used does not exceed 20 % of the weight of the final product;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>the weight of the materials of headings 1006 and 1101 to 1108 used does not exceed 20 % of the weight of the final product;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>the weight of the materials of Chapter 4 used does not exceed 20 % of the weight of the final product;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>the weight of sugar used does not exceed 40 % of the weight of the final products; and</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>the total combined weight of sugar and the materials of Chapter 4 used does not exceed 50 % of the weight of the final product.&#8217;;</p></td></tr></tbody></table></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(10)</p></td><td><p>in the row related to heading &#8216;ex Chapter 24&#8217;, the text in the column &#8216;Description of the good &#8217; is replaced by the following:</p><p>&#8216;Tobacco and manufactured tobacco substitutes; products, whether or not containing nicotine, intended for inhalation without combustion; other nicotine containing products intended for the intake of nicotine into the human body; except for:&#8217;;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(11)</p></td><td><p>in the row related to heading &#8216;2401&#8217;, the text in the column &#8216;Description of the good&#8217; is replaced by the following:</p><p>&#8216;unmanufactured tobacco; tobacco refuse;&#8217;;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(12)</p></td><td><p>between the row related to heading &#8216;ex&#160;2402&#8217; and the row related to heading &#8216;ex&#160;Chapter&#160;25&#8217;, the following rows are inserted:</p><table><col/><col/><col/><tbody><tr><td><p>&#8216;2404&#160;12</p></td><td><p>products intended for inhalation without combustion, not containing tobacco or reconstituted tobacco, and containing nicotine;</p></td><td><p>Manufacture from materials of any heading, except that of the product. However, materials of the same heading as the product may be used, provided that their total value does not exceed 20 % of the ex-works price of the product; or</p><p>manufacture in which the value of all the materials used does not exceed 50 % of the ex-works price of the product.</p></td></tr><tr><td><p>ex&#160;2404&#160;19</p></td><td><p>cartridges and refills, filled for electronic cigarettes;</p></td><td><p>Manufacture from materials of any heading, except that of the product. However, materials of the same heading as the product may be used, provided that their total value does not exceed 20 % of the ex-works price of the product; or</p><p>manufacture in which the value of all the materials used does not exceed 50 % of the ex-works price of the product.</p></td></tr><tr><td><p>2404&#160;91</p></td><td><p>other products than products intended for inhalation without combustion, for oral application; and</p></td><td><p>Manufacture from materials of any heading, except that of the product, in which:</p><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>the individual weight of the materials of Chapter 4 used does not exceed 20 % of the weight of the final product;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>the individual weight of sugar used does not exceed 40 % of the weight of the final product; and</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>the total combined weight of sugar and the materials of Chapter 4 used does not exceed 50 % of the weight of final product.</p></td></tr></tbody></table></td></tr><tr><td><p>2404&#160;92 ,</p><p>2404&#160;99</p></td><td><p>other products than products intended for inhalation without combustion, for transdermal application and for other than oral application.</p></td><td><p>Manufacture from materials of any heading, except that of the product. However, materials of the same heading as the product may be used, provided that their total value does not exceed 20 % of the ex-works price of the product; or</p><p>manufacture in which the value of all the materials used does not exceed 50 % of the ex-works price of the product.&#8217;;</p></td></tr></tbody></table></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(13)</p></td><td><p>between the row related to heading &#8216;ex Chapter 38&#8217; and the row related to heading &#8216;3824&#160;60&#8217;, the following rows are inserted:</p><table><col/><col/><col/><tbody><tr><td><p>&#8216;ex&#160;3816</p></td><td><p>dolomite ramming mix</p></td><td><p>Manufacture from materials of any heading, except that of the product; or</p><p>manufacture in which the value of all the materials used does not exceed 70 % of the ex- works price of the product.</p></td></tr><tr><td><p>ex&#160;3822</p></td><td><p>malaria diagnostic test kits</p><p>immunological products, unmixed, not put up in measured doses or in forms or packings for retail sale</p><p>immunological products, mixed, not put up in measured doses or in forms or packings for retail sale</p><p>immunological products, put up in measured doses or in forms or packings for retail sale</p><p>blood-grouping reagents</p></td><td><p>Manufacture from materials of any heading.&#8217;;</p></td></tr></tbody></table></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(14)</p></td><td><p>in the row related to heading &#8216;ex Chapter 41&#8217;, in the column &#8216;Required Working or Processing&#8217; the following text is inserted:</p><p>&#8216;Manufacture from materials of any heading, except that of the product&#8217;;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(15)</p></td><td><p>in the row related to heading &#8216;ex Chapter 62&#8217;, the text in the column &#8216;Required Working or Processing&#8217; is replaced by the following:</p><p>&#8216;Weaving accompanied by making- up (including cutting)<span>(3), (5)</span>; or</p><p>making-up preceded by printing accompanied by at least two preparatory or finishing operations (such as scouring, bleaching, mercerising, heat setting, raising, calendering, shrink resistance processing, permanent finishing, decatising, impregnating, mending and burling), provided that the value of the unprinted fabric used does not exceed 47,5% of the ex-works price of the product<span>(3), (5)</span>&#8217;;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(16)</p></td><td><p>between the row related to headings &#8216;ex&#160;6202, ex&#160;6204, ex&#160;6206, ex&#160;6209 and ex&#160;6211&#8217; and the row related to headings &#8216;ex&#160;6210 and ex&#160;6216&#8217;, the following rows are inserted:</p><table><col/><col/><col/><tbody><tr><td><p>&#8216;ex&#160;6212</p></td><td><p>Brassieres, girdles, corsets, braces, suspenders, garters and similar articles and parts thereof, knitted or crocheted</p></td><td><p>&#160;</p></td></tr><tr><td><p>&#160;</p></td><td><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Obtained by sewing together or otherwise assembling, two or more pieces of knitted or crocheted fabric which have been either cut to form or obtained directly to form</p></td></tr></tbody></table></td><td><p>Knitting and making-up (including cutting).<span>(7) (10)</span></p></td></tr><tr><td><p>&#160;</p></td><td><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Other</p></td></tr></tbody></table></td><td><p>Spinning of natural&#160;and/or man-made staple fibres or extrusion of man-made filament yarn, in each case accompanied by knitting (knitted to shape products)</p><p>or</p><p>Dyeing of yarn of natural fibres accompanied by knitting (knitted to shape products).<span>(10)</span>&#8217;;</p></td></tr></tbody></table></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(17)</p></td><td><p>in the row related to heading &#8216;6306&#8217;, the text in the column &#8216;Description of the good&#8217; is replaced by the following:</p><p>&#8216;Tarpaulins, awnings and sunblinds; tents (including temporary canopies and similar articles); sails for boats, sailboards or landcraft; camping goods&#8217;;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(18)</p></td><td><p>in the row related to heading &#8216;7019&#8217;, the text in the column &#8216;Description of the good&#8217; is replaced by the following:</p><p>&#8216;glass fibres (including glass wool) and articles thereof (for example, yarn, rovings, woven fabrics).&#8217;;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(19)</p></td><td><p>in the row related to heading &#8216;8539&#8217;, the text in the column &#8216;Description of the good&#8217; is replaced by the following:</p><p>&#8216;electric filament or discharge lamps, including sealed beam lamp units and ultraviolet or infra-red lamps; arc-lamps; light-emitting diode (LED) light sources;&#8217;;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(20)</p></td><td><p>in the row related to heading &#8216;8547&#8217;, the text in the column &#8216;Description of the good&#8217; is replaced by the following:</p><p>&#8216;insulating fittings for electrical machines, appliances or equipment, being fittings wholly of insulating materials apart from any minor components of metal (for example, threaded sockets) incorporated during moulding solely for purposes of assembly, other than insulators of heading 8546; electrical conduit tubing and joints therefor, of base metal lined with insulating material;&#8217;;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(21)</p></td><td><p>in the row related to heading &#8216;8548&#8217;, the text in the column &#8216;Description of the good&#8217; is replaced by the following:</p><p>&#8216;electrical parts of machinery or apparatus, not specified or included elsewhere in this Chapter; and&#8217;;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(22)</p></td><td><p>between the row related to heading &#8216;8548&#8217; and the row related to &#8216;Chapter 86&#8217;, the following row is inserted:</p><table><col/><col/><col/><tbody><tr><td><p>&#8216;8549</p></td><td><p>electrical and electronic waste and scrap.</p></td><td><p>Manufacture from materials of any heading, except that of the product; or manufacture in which the value of all the materials used does not exceed 50% of the ex-works price of the product.&#8217;;</p></td></tr></tbody></table></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(23)</p></td><td><p>between the row related to heading &#8216;9002&#8217; and the row related to heading &#8216;Chapter 91&#8217;, the following row is inserted:</p><table><col/><col/><col/><tbody><tr><td><p>&#8216;ex&#160;9021</p></td><td><p>Materials for orthopedic or fracture appliances and for dental fitting:</p><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Nails, tacks, drawing pins, corrugated nails, staples (other than those of heading 8305 ) and similar articles, of iron or steel, whether or not with heads of other material, but excluding such articles with heads of copper</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Threaded articles and non-threaded articles of iron or steel, excluding coach screws, wood screws, screw hooks and screw rings, spring washers and other lock washers, rivets</p></td></tr></tbody></table></td><td><p>Manufacture from materials of any heading, except that of the product.</p></td></tr><tr><td><p>&#160;</p></td><td><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>Titanium and articles thereof, including waste and scrap</p></td></tr></tbody></table></td><td><p>Manufacture from materials of any heading.&#8217;;</p></td></tr></tbody></table><p>and</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(24)</p></td><td><p>in the row related to heading &#8216;Chapter 94&#8217;, the text in the column &#8216;Description of the good&#8217; is replaced by the following:</p><p>&#8216;Furniture; bedding, mattresses, mattress supports, cushions and similar stuffed furnishings; luminaires and lighting fittings, not elsewhere specified or included; illuminated signs, illuminated name-plates and the like; prefabricated buildings&#8217;.</p></td></tr></tbody></table>

ENG

32023D0909

02008R0900 — EN — 17.06.2015 — 003.001 This text is meant purely as a documentation tool and has no legal effect. The Union's institutions do not assume any liability for its contents. The authentic versions of the relevant acts, including their preambles, are those published in the Official Journal of the European Union and available in EUR-Lex. Those official texts are directly accessible through the links embedded in this document <table><col/><col/><tr><td><p><a>&#9658;B</a></p></td><td><p> COMMISSION REGULATION (EC) No 900/2008</p><p>of 16 September 2008</p><p>laying down the methods of analysis and other technical provisions necessary for the application of the arrangements for imports of certain goods resulting from the processing of agricultural products</p><p><a>(Codified version)</a></p><p>(OJ L 248 17.9.2008, p. 8)</p></td></tr></table> Amended by: <table><col/><col/><col/><col/><col/><tr><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>Official Journal</p></td></tr><tr><td><p>&#160;&#160;No</p></td><td><p>page</p></td><td><p>date</p></td></tr><tr><td><p><a>&#9658;M1</a></p></td><td><p><a> COMMISSION REGULATION (EU) No 118/2010&#160;of 9 February 2010</a></p></td><td><p>&#160;&#160;L&#160;37</p></td><td><p>21</p></td><td><p>10.2.2010</p></td></tr><tr><td><p><a>&#9658;M2</a></p></td><td><p><a> COMMISSION IMPLEMENTING REGULATION (EU) No 617/2011&#160;of 24 June 2011</a></p></td><td><p>&#160;&#160;L&#160;166</p></td><td><p>6</p></td><td><p>25.6.2011</p></td></tr><tr><td><p><a>&#9658;M3</a></p></td><td><p><a> COMMISSION IMPLEMENTING REGULATION (EU) 2015/824&#160;of 27 May 2015</a></p></td><td><p>&#160;&#160;L&#160;130</p></td><td><p>4</p></td><td><p>28.5.2015</p></td></tr></table> COMMISSION REGULATION (EC) No 900/2008 of 16 September 2008 laying down the methods of analysis and other technical provisions necessary for the application of the arrangements for imports of certain goods resulting from the processing of agricultural products (Codified version) Article 1 Scope This Regulation lays down the following: (a) the methodology and methods of analysis to be used for determining the content of the agricultural products within the meaning of Article 2(1)(a) of Council Regulation (EC) No 1216/2009 ( 5 ) or their specific components considered to have been incorporated in imported goods within the meaning of Article 2(1)(b) of Regulation (EC) No 1216/2009; (b) the necessary methods of analysis to be used for the implementation of Regulation (EC) No 1216/2009 as far as imports of certain goods are concerned, of Annex I to Regulation (EEC) No 2658/1987 and of Commission Implementing Regulation (EU) No 514/2011 ( 6 ) or in the absence of a method of analysis, the nature of the analytical operations to be carried out or the principle of a method to be applied. Article 2 Calculation of contents In accordance with the definitions set out in footnotes 1, 2 and 3 of Annex III to Regulation (EU) No 514/2011 and in footnotes 1, 2 and 3 of Part Three, Section I, Annex 1, Table 1 of Annex I to Regulation (EEC) No 2658/87 concerning milk protein content, starch/glucose content and sucrose/invert sugar/isoglucose content, the following formulas, procedures and methods shall be used: (a) for the application of Annexes II and III to Regulation (EU) No 514/2011; (b) for the determination of milk fat content, milk protein content, starch/glucose content and sucrose/invert sugar/isoglucose content for the purpose of selecting the appropriate agricultural element, additional duties for sugar and additional duties for flour in the case of non-preferential imports as provided for in Part Two and in Part Three, Section I, Annex 1, of Annex I to Regulation (EEC) No 2658/87: 1. Starch/glucose content: (expressed as 100 % anhydrous starch content of the goods as presented) (a) (Z – F) × 0,9, if the glucose content is not less than the fructose content; or (b) (Z – G) × 0,9, if the glucose content is less than the fructose content where: <table><col/><col/><col/><tr><td><p>Z</p></td><td><p>=</p></td><td><p>is the glucose content determined by the method set out in Annex I to this Regulation;</p></td></tr></table> <table><col/><col/><col/><tr><td><p>F</p></td><td><p>=</p></td><td><p>is the fructose content determined by HPLC (high performance liquid chromatography);</p></td></tr></table> <table><col/><col/><col/><tr><td><p>G</p></td><td><p>=</p></td><td><p>is the glucose content determined by HPLC.</p></td></tr></table> In the case of point (a), where the presence of a lactose hydrolysate is declared and/or quantities of lactose and galactose are detected, a glucose content equivalent to the galactose content (determined by HPLC) shall be deducted from the glucose content (Z) before any other calculation is made. 2. Sucrose/invert sugar/isoglucose content: (expressed as sucrose content of the goods as presented) (a) S + (2F) × 0,95, if the glucose content is not less than the fructose content; (b) S + (G + F) × 0,95, if the glucose content is less than the fructose content where: <table><col/><col/><col/><tr><td><p>S</p></td><td><p>=</p></td><td><p>is the sucrose content determined by HPLC;</p></td></tr></table> <table><col/><col/><col/><tr><td><p>F</p></td><td><p>=</p></td><td><p>is the fructose content determined by HPLC;</p></td></tr></table> <table><col/><col/><col/><tr><td><p>G</p></td><td><p>=</p></td><td><p>is the glucose content determined by HPLC.</p></td></tr></table> Where the presence of a lactose hydrolysate is declared and/or quantities of lactose and galactose are detected, a glucose content equivalent to the galactose content (determined by HPLC) shall be deducted from the glucose (G) content before any other calculation is made. 3. Milk fat content: (a) Save as otherwise provided in point (b) or (c), the milk fat content by weight of the goods as presented shall be determined by extraction with light petroleum after hydrolysis with hydrochloric acid; (b) Where fats other than milk fats are also declared in the composition of the goods, the following procedure shall be applied: — the percentage of weight of the total fats in the goods shall be determined as mentioned in point (a), — for the purposes of determining the milk fat content, a method based on extraction with light petroleum, preceded by hydrolysis with hydrochloric acid and followed by gas chromatography of the methyl esters of the fatty acids shall be used. If the presence of milk fats is detected, the percentage proportion thereof shall be calculated by multiplying the percentage concentration of methyl butyrate by 25, multiplying the product by the total percentage fat content by weight of the goods and dividing by 100. (c) Where fats other than milk fats are also declared in the composition of goods which are charged by an agricultural component as provided for in Part Two and in Annex 1 to Section I of Part Three of the Combined nomenclature set out in Annex I to Regulation (EEC) No 2658/87, and contain 30 % milk protein or more as determined in accordance with point 4 of this Article, and less than 6 % milk fat as declared by the declarant, the following procedure shall be applied instead of the procedure set out in point (b): — the percentage of weight of the total fats in the goods shall be determined as set out in point (a), — for the purposes of determining the milk fat content, a method based on extraction with light petroleum, preceded by hydrolysis with hydrochloric acid and followed by gas chromatography of the methyl esters of the fatty acids shall be used. If the presence of milk fats is detected, the percentage proportion thereof shall be calculated by multiplying the percentage concentration of methyl butyrate by 50, multiplying the product by the total percentage fat content by weight of the goods and dividing by 100. 4. Milk protein content: (a) Save as otherwise provided in point (b), the milk protein content of the goods shall be calculated by multiplying the nitrogen content (determined by the Kjeldahl method) by the factor 6,38; (b) Where components containing proteins other than milk proteins are also declared in the composition of the goods: — the total percentage nitrogen content by weight shall be determined by the Kjeldahl method, — the milk protein content shall be calculated as indicated in point (a) by subtracting from the total percentage nitrogen content the nitrogen content corresponding to the non-milk proteins. Article 3 Classification of Goods For the purpose of applying Annex I to Regulation (EU) No 514/2011 and Annex I to Regulation (EEC) No 2658/87, the following methods and procedures shall be used for the classification of the following goods: 1. For the purposes of classifying goods falling within CN codes 0403 10 51 to 0403 10 59 , 0403 10 91 to 0403 10 99 , 0403 90 71 to 0403 90 79 and 0403 90 91 to 0403 90 99 , the milk fat content by weight shall be determined by the method referred to in point 3 of Article 2 of this Regulation; 2. For the purposes of classifying goods falling within CN codes 1704 10 10 and 1704 10 90 and 1905 20 10 to 1905 20 90 , the sucrose content, including invert sugar expressed as sucrose, shall be determined using the HPLC method (invert sugar expressed as sucrose is calculated as the sum of equal quantities of glucose and fructose multiplied by 0,95); 3. For the purposes of classifying goods falling within CN codes 1806 10 15 to 1806 10 90 , the sucrose/invert sugar/isoglucose content shall be determined in accordance with the formulas, method and procedures set out in point 2 of Article 2 of this Regulation; 4. For the purposes of classifying goods falling within CN codes 3505 20 10 to 3505 20 90 , the starch, dextrin or other modified starch content shall be determined by the method set out in Annex II to this Regulation; 5. For the purposes of classifying goods falling within CN codes 3809 10 10 to 3809 10 90 , the amylaceous substances shall be determined by the method set out in Annex II to this Regulation; 6. For the purposes of classifying goods falling within either CN code 1901 90 11 or CN code 1901 90 19 , the distinction shall be drawn on the basis of the dry extract determined by drying at a temperature of 103 ± 2 °C to constant weight; 7. For the purposes of classifying goods falling within CN codes 1902 19 10 and 1902 19 90 , the method set out in Annex III to this Regulation shall be used to test for the presence of common wheat flours and semolinas in pasta; 8. The content of mannitol and D-glucitol (sorbitol) of the goods falling within CN codes 2905 44 11 to 2905 44 99 and 3824 60 11 to 3824 60 99 shall be determined by HPLC. Article 4 Test report 1. A test report shall be drawn up. 2. The test report shall include the following particulars: — all the information necessary for identifying the sample, — the Community method used and precise reference to the legal instrument in which it is laid down, or, where appropriate, detailed reference to a method, specifying the nature of the analytical operations to be carried out, or the principle of the method to be applied, as indicated in this Regulation, — any factors liable to have influenced the results, — the results of the analysis, with due regard to the way in which they are expressed in the method used and the means of expression dictated by the needs of the customs or administrative departments that requested the analysis. Article 4a 1. By 17 December 2017 the Member States shall communicate to the Commission information on results of analysis carried out in accordance with the procedures provided for in Article 2(3) and (4), related to goods with a milk protein content of 30 % or more as determined in accordance with Article 2(4) and declared for customs between 17 June 2015 and 17 June 2017. 2. The information referred to in paragraph 1 shall be communicated in an electronic form and consist of: (a) the date of acceptance of the customs declaration; (b) the quantity of the goods concerned; (c) tariff classification of the goods concerned; (d) the additional code declared and, for goods to which the method of analysis set out in point (c) of Article 2(3) has been applied, the additional code applicable on the basis of the results of that method; (e) the milk protein content as determined by the method of analysis referred to in Article 2(4); (f) indication of the method of analysis applied for the determination of milk fat content in accordance with Article 2(3); (g) the total fat content as determined by the method of analysis referred to in point (a) of Article 2(3); (h) the milk fat content as determined by one of the methods of analysis referred to in Article 2(3); (i) where relevant, the type of fat other than milk fat contained in the processed agricultural product. 3. On the basis of the information received from the Member States in accordance with paragraphs 1 and 2, the Commission shall present to the Member States a report on the functioning of the procedure provided for in point (c) of Article 2(3). The Commission shall present that report by 17 June 2018. Article 5 Final provision Regulation (EEC) No 4154/87 is repealed. References to the repealed Regulation shall be construed as references to this Regulation and shall be read in accordance with the correlation table in Annex V. Article 6 This Regulation shall enter into force on the 20th day following its publication in the Official Journal of the European Union . This Regulation shall be binding in its entirety and directly applicable in all Member States. ANNEX I Enzymatic determination of starch and its degradation products including glucose in food products using high performance liquid chromatography (HPLC) 1. Scope This method describes the determination of the content of starch and its degradation products including glucose in food products for human consumption hereafter referred to as ‘starch’. The starch content is determined from the quantitative analysis of glucose by high-performance liquid chromatography (HPLC) after enzymatic conversion of starch and its degradation products into glucose. 2. Definition of the total glucose content and of the total glucose content expressed as starch The total glucose content means the value Z as calculated in point 7.2.1 of this Annex. It represents the content of starch and all its degradation products, glucose included. The starch/glucose content as defined in Annex III to Regulation (EC) No 1460/96 shall be calculated on the basis of the total glucose content Z and as set out in Article 2 point 1 of this Regulation. The starch (or dextrin) content as referred to in column 3 of Annex IV to Commission Regulation (EC) No 1043/2005 ( 7 ) shall be calculated on the basis of the total glucose content Z as set out in Article 2 point 2.1 of Commission Regulation (EC) No 904/2008 ( 8 ). The Starch content referred to in point 1 of this Annex means the value E, as calculated in point 7.2.2 of this Annex. It is expressed in % (m/m). It is equivalent to the total glucose content Z, expressed as starch. This value E does not interfere in the above mentioned calculations. 3. Principle The samples are homogenised and suspended in water. The starch and its degradation products, present in the samples, are enzymatically converted into glucose in two steps: 1. Starch and its degradation products are partially converted into soluble glucose chains using thermostable alpha-amylase at 90 °C. For effective conversion it is necessary that the samples should be completely solved or should be present in the form of a suspension containing very small solid parts 2. The soluble glucose chains are converted into glucose using amyloglucosidase at 60 °C. Products containing a high content of proteins or fat are clarified and filtrated. The determination of sugars is performed by HPLC analysis. Because a partial inversion of sucrose may occur during the enzymatic treatment, the determination of free sugars is also performed by HPLC analysis to calculate the corrected glucose content. 4. Reagents and other materials Use reagents of recognised analytical grade and demineralised water. <table><col/><col/><tr><td><p>4.1.</p></td><td><p>Glucose, min 99 %.</p></td></tr></table> <table><col/><col/><tr><td><p>4.2.</p></td><td><p>Fructose, min 99 %.</p></td></tr></table> <table><col/><col/><tr><td><p>4.3.</p></td><td><p>Sucrose, min 99 %.</p></td></tr></table> <table><col/><col/><tr><td><p>4.4.</p></td><td><p>Maltose-monohydrate, min 99 %.</p></td></tr></table> <table><col/><col/><tr><td><p>4.5.</p></td><td><p>Lactose-monohydrate, min 99 %.</p></td></tr></table> <table><col/><col/><tr><td><p>4.6.</p></td><td><p>Solution of thermostable alpha-amylase (1,4-alpha-D-Glucan-glucanohydrolase), with activity about 31&#160;000 U/ml (1U will liberate 1,0 mg of maltose from starch in 3 minutes at pH 6,9 and 20 &#176;C). This enzyme can contain a low amount of impurities (e.g. glucose or sucrose) and other interfering enzymes. Storage at ca. 4 &#176;C. Alternatively, other sources of alpha-amylase may be used yielding a final solution with comparable enzyme activity.</p></td></tr></table> <table><col/><col/><tr><td><p>4.7.</p></td><td><p>Amyloglucosidase (1,4-alpha-D-Glucan glucohydrolase) from Aspergillus niger, powder with activity about 120 U/mg or about 70 U/mg (1U will liberate 1 micromol glucose from starch per minute at pH 4,8 and 60 &#176;C). This enzyme can contain a low amount of impurities (e.g. glucose or sucrose) and other interfering enzymes (e.g., Invertase). Storage at ca. 4 &#176;C. Alternatively, other sources of amyloglucosidase may be used yielding a final solution with comparable enzyme activity.</p></td></tr></table> <table><col/><col/><tr><td><p>4.8.</p></td><td><p>Zinc acetate dihydrate, p.a..</p></td></tr></table> <table><col/><col/><tr><td><p>4.9.</p></td><td><p>Potassium hexacyanoferrate (II) (K<span>4</span>[Fe(CN)]<span>6</span>.3H<span>2</span>O), extra pure.</p></td></tr></table> <table><col/><col/><tr><td><p>4.10.</p></td><td><p>Sodium acetate anhydrous, p.a..</p></td></tr></table> <table><col/><col/><tr><td><p>4.11.</p></td><td><p>Glacial acetic acid, 96 % (v/v) (minimum).</p></td></tr></table> <table><col/><col/><tr><td><p>4.12.</p></td><td><p>Sodium acetate buffer (0,2 mol/l). Weigh 16,4 gram sodium acetate (point 4.10) into a beaker glass. Dissolve in water and rinse into a volumetric flask of 1&#160;000 ml. Dilute to the mark with water and adjust the pH to 4,7 with acetic acid (by use of a pH-meter (point 5.7). This solution may be used for max 6 months with storage at 4 &#176;C.</p></td></tr></table> <table><col/><col/><tr><td><p>4.13.</p></td><td><p>Amyloglucosidase solution. Prepare a solution of amyloglucosidase powder (point 4.7) by using sodium acetate buffer (point 4.12). The enzyme activity must be sufficient and in accordance with the starch content in the amount of sample (for example, activity about 600 U/ml is obtained from 0,5 g amyloglucosidase powder 120 U/mg (point 4.7) in a final volume of 100 ml for 1 g starch in the amount of sample). Prepare immediately before use.</p></td></tr></table> <table><col/><col/><tr><td><p>4.14.</p></td><td><p>Reference solutions. Prepare solutions of glucose, fructose, sucrose, maltose and lactose in water, as conventionally used in the HPLC analysis of sugars.</p></td></tr></table> <table><col/><col/><tr><td><p>4.15.</p></td><td><p>Reagent for clarification (Carrez I). Dissolve 219,5 gram zinc acetate (point 4.8) in water in a beaker glass. Rinse into a volumetric flask of 1&#160;000 ml and add 30 ml acetic acid (point 4.11). Mix thoroughly and dilute to the mark with water. This solution may be used for max 6 months while stored at ambient temperature. Other clarification reagents, equivalent to Carrez solution, may be used.</p></td></tr></table> <table><col/><col/><tr><td><p>4.16.</p></td><td><p>Reagent for clarification (Carrez II). Dissolve 106,0 gram potassium hexacyanoferrate (II) (point 4.9) in water in a beaker glass. Rinse into a volumetric flask of 1&#160;000 ml. Mix thoroughly and dilute to the mark with water. This solution may be used for max. 6 months while stored at ambient temperature. Other clarification reagents, equivalent to Carrez solution, may be used.</p></td></tr></table> <table><col/><col/><tr><td><p>4.17.</p></td><td><p>HPLC Mobile phase. Prepare a mobile phase which is conventionally used in the HPLC analysis of sugars. In case of using an aminopropyl silicagel column, e.g., a common mobile phase is a mixture of HPLC grade water and acetonitrile.</p></td></tr></table> 5. Apparatus <table><col/><col/><tr><td><p>5.1.</p></td><td><p>Standard laboratory glass ware.</p></td></tr></table> <table><col/><col/><tr><td><p>5.2.</p></td><td><p>Fluted filters, e.g., 185 mm.</p></td></tr></table> <table><col/><col/><tr><td><p>5.3.</p></td><td><p>Syringe filters, 0,45 &#956;m, suitable for aqueous solutions.</p></td></tr></table> <table><col/><col/><tr><td><p>5.4.</p></td><td><p>Sample vials suitable for the HPLC autosampler.</p></td></tr></table> <table><col/><col/><tr><td><p>5.5.</p></td><td><p>100 ml volumetric flasks.</p></td></tr></table> <table><col/><col/><tr><td><p>5.6.</p></td><td><p>Plastic syringes, 10 ml.</p></td></tr></table> <table><col/><col/><tr><td><p>5.7.</p></td><td><p>pH-meter.</p></td></tr></table> <table><col/><col/><tr><td><p>5.8.</p></td><td><p>Analytical balance.</p></td></tr></table> <table><col/><col/><tr><td><p>5.9.</p></td><td><p>Water bath with thermostat, adjustable to 60 &#176;C and 90 &#176;C.</p></td></tr></table> <table><col/><col/><tr><td><p>5.10.</p></td><td><p>HPLC Apparatus suitable for analysis of sugars.</p></td></tr></table> 6. Procedure 6.1. Preparation of the sample for several types of products The product is homogenised. 6.2. Sample portion The amount of sample is estimated from the ingredient declaration and the conditions of the HPLC analysis (concentration of the glucose reference solution), and shall not exceed: Weigh the sample to 0,1 mg accuracy. 6.3. Blank determination The blank is determined by performing a complete analysis (as described in point 6.4), without adding sample. The result of the blank determination is used in the calculation of the starch content (point 7.2). 6.4. Analysis 6.4.1. Preparation of the samples Homogenise the sample by shaking or stirring. The chosen test portion (point 6.2) is weighed into a volumetric flask (point 5.5) and about 70 ml warm water is added. After dissolving or suspending, add 50 microliter of thermostable alpha-amylase (point 4.6) and heat at 90 °C for 30 min in a water bath (point 5.9). Cool as quick as possible to 60 °C in a water bath, and add 5 ml of a solution of amyloglucosidase (point 4.13). For samples which could influence the pH of the reaction solution, control the pH and adjust it to 4,6 to 4,8, if necessary. Allow to react for 60 min at 60 °C. Cool the samples to ambient temperature. 6.4.2. Clarification For samples with a high content of proteins or fat, clarification is necessary by adding 1 ml Carrez I (point 4.15) to the sample solution. After shaking, 1 ml Carrez II (point 4.16) is added. Shake the sample again. 6.4.3. Processing for HPLC analysis The sample in the volumetric flask is diluted to the mark with water, homogenised and filtered through a fluted filter (point 5.2). Collect the sample extract. Filter the extracts through a syringe filter (point 5.3) with a syringe (point 5.6) that has been preflushed with the extract. Collect the filtrates in vials (point 5.4). 6.5. Chromatography HPLC is performed as conventionally for analysis of sugars. If the HPLC analysis shows traces of maltose, then the starch is incompletely converted, which results in a too low recovery for glucose. 7. Calculation and expression of results 7.1. Calculation of the HPLC results For the calculation of the starch content, the results of two HPLC analysis are necessary, namely sugars present in the sample before (‘free sugars’) and after enzymatic treatment (as described in this method). Also a blank determination has to be performed to be able to correct for sugars present in the enzymes. In the HPLC analysis, the peak area is determined after integration and the concentration is calculated after calibration with reference solutions (point 4.14). From the glucose concentration (g/100 ml) after enzymatic treatment, the concentration of glucose (g/100 ml) in the blank is subtracted. Eventually the content (g sugar/100 g sample) of sugars is calculated using the weighted amount of sample, which results in: 1. HPLC analysis before enzymatic treatment, giving the content (g/100 g) of free sugars: — glucose G — fructose F — sucrose S 2. HPLC analysis after enzymatic treatment, giving the content (g/100 g) of sugars: — glucose after correction for the blank (G e cor ) — fructose F e — sucrose S e 7.2. Calculation of the starch content 7.2.1. Calculation of total glucose ‘Z’ If the amount of fructose after enzymatic treatment (F e ) is higher than the amount of fructose before enzymatic treatment (F), then the sucrose, present in the sample, is partly converted into fructose and glucose. This means that a correction shall be made for the liberated glucose (F e – F). Z, final glucose content after correction in g/100g: Z = (G e cor ) – (F e – F) 7.2.2. Calculation of the total glucose content expressed as stąrch E, ‘starch’ content in g/100g: E = [(G e cor ) – (F e – F)] × 0,9 8. Precision Details of an inter laboratory test relating to precision data of the method performed on 2 samples are given in this point. They reflect the performance requirements for the method described in this annex. Results of an interlaboratory test (Informative) An inter laboratory test was carried out in 2008 with the participation of the European Customs laboratories. The evaluation of precision data was performed according to the ‘Protocol for the design, conduct and interpretation of method-performance studies’, W. Horwitz, (IUPAC technical report), Pure & Appl. Chem., Vol. 67, N o 2, PP.331-343, 1995. The precision data are given in the table below. <table><col/><col/><col/><tbody><tr><td><p><span>Samples</span></p><p>1:</p><p>2:</p></td><td><p><span>Z</span></p><p><span>sample 1</span></p></td><td><p><span>Z</span></p><p><span>sample 2</span></p></td></tr><tr><td><p>Number of laboratories</p></td><td><p>41</p></td><td><p>42</p></td></tr><tr><td><p>Number of laboratories after eliminating outliers</p></td><td><p>38</p></td><td><p>39</p></td></tr><tr><td><p>Mean (%, m/m)</p></td><td><p>29,8</p></td><td><p>55,0</p></td></tr><tr><td><p>Repeatability standard deviation sr (%, m/m)</p></td><td><p>0,5</p></td><td><p>0,5</p></td></tr><tr><td><p>Reproducibility standard deviation sR (%, m/m)</p></td><td><p>1,5</p></td><td><p>2,3</p></td></tr><tr><td><p>Repeatability limit r (%, m/m)</p></td><td><p>1,4</p></td><td><p>1,4</p></td></tr><tr><td><p>Reproducibility limit R (%, m/m)</p></td><td><p>4,2</p></td><td><p>6,6</p></td></tr></tbody></table> ANNEX II Determination of starches or dextrins or other modified starches content in goods of CN codes 3505 20 10 to 3505 20 90 and of amylaceous substances content in goods of CN codes 3809 10 10 to 3809 10 90 I. PRINCIPLE Starch is converted by acid hydrolysis into reducing sugars which are determined by volume using Fehling’s solution. II. APPARATUS AND REAGENTS 1. 250 ml flask; 2. 200 ml graduated flask; 3. 25 ml graduated burette; 4. Hydrochloric acid at 1,19 density; 5. Potassium hydroxide solution; 6. Decolourising charcoal; 7. Fehling’s solution; 8. Methylene blue solution (1 %). III. METHOD Into a 250 ml flask place a sample containing about 1 g of starch. Add 100 ml of distilled water and 2 ml of hydrochloric acid. Bring to the boil and reflux for three hours. Transfer the contents of the flask and rinsings into a 200 ml graduated flask. Cool and nearly neutralise with potassium hydroxide solution. Add distilled water to 200 ml and filter through a little decolourising charcoal. Then pour the solution into a graduated burette and reduce 10 ml of Fehling’s solution by the following method: Into a flat-bottomed flask of about 250 ml pour 10 ml of Fehling’s solution (5 ml of solution A and 5 ml of solution B). Shake until clear and add 40 ml of distilled water and a small quantity of quartz or pumice. Place the flask on a square asbestos plate with a round hole of about 6 cm diameter in the centre, the asbestos in turn resting on a piece of wire gauze. Heat the flask at such a rate that the liquid begins boiling after about two minutes. From the burette, add to the boiling liquid successive quantities of the sugar solution until the blue colour of the Fehling’s solution becomes hardly discernible; then add 2 or 3 drops of methylene blue solution as indicator, and complete the titration by adding further quantities of the sugar solution, drop by drop, until the blue colour of the indicator disappears. For greater accuracy repeat the titration under the same conditions, but adding without a break almost all the sugar solution required to reduce the Fehling’s solution. In this second titration, the reduction of the Fehling’s solution should occur within three minutes. Keep boiling for exactly two further minutes, adding the reagent within one minute drop by drop to the boiling solution until the blue colour disappears. The percentage by weight of starch in the sample is determined by means of the following formula: starch % = ((T × 200 × 100)/(n × p)) × 0,95 where: <table><col/><col/><col/><tr><td><p>T</p></td><td><p>:</p></td><td><p>is the quantity in grams of anhydrous dextrose corresponding to 10 ml of Fehling&#8217;s solution (5 ml of solution A and 5 ml of solution B). This titer corresponds to 0,04945 g of anhydrous dextrose when solution A contains 17,636 g of copper per litre;</p></td></tr></table> <table><col/><col/><col/><tr><td><p>n</p></td><td><p>:</p></td><td><p>is the number of ml of the sugar solution used for titration;</p></td></tr></table> <table><col/><col/><col/><tr><td><p>p</p></td><td><p>:</p></td><td><p>is the weight of the sample amount;</p></td></tr></table> <table><col/><col/><col/><tr><td><p>0,95</p></td><td><p>:</p></td><td><p>is the rate of conversion of anhydrous dextrose into starch.</p></td></tr></table> IV. PREPARATION OF FEHLING’S SOLUTIONS <table><col/><col/><col/><tr><td><p>Solution A</p></td><td><p>:</p></td><td><p>In a graduated flask dissolve 69,278 g of pure crystallised copper sulphate &#8212; Analytical Reagent (CuSO<span>4</span> 5H<span>2</span>O) &#8212; free from iron in distilled water and bring the volume to 1 litre with distilled water. The correct strength of this solution must be verified by a quantitative determination of the copper.</p></td></tr></table> <table><col/><col/><col/><tr><td><p>Solution B</p></td><td><p>:</p></td><td><p>In a graduated flask dissolve 100 g of sodium hydroxide and 346 g of double sodium potassium tartrate (Rochelle salt) in distilled water and bring the volume to 1 litre with distilled water.</p></td></tr></table> The two solutions A and B must be mixed in equal quantities immediately before use. 10 ml of Fehling’s solution (5 ml of solution A and 5 ml of solution B) is completely reduced, under the conditions described at section III, by 0,04945 g of anhydrous dextrose. ANNEX III Detection of common wheat flour or meal in macaroni, spaghetti and similar products (pasta) (by the Young and Gilles method, modified by Bernaerts and Gruner) I. PRINCIPLE An extract of the sample of the pasta for analysis is prepared by using a non-polar solvent. This extract is chromatographed on a thin layer of silica gel so as to separate the sterols present in various band form fractions. According to the number of brightly coloured bands it is possible to determine whether the product under examination has been manufactured exclusively from durum wheat or common wheat, or from a mixture of the two. It is also possible to determine whether eggs have been added. II. APPARATUS AND REAGENTS 1. Homogeniser or grinder to obtain a grist that will pass through a standard sieve with a 0,200 mm mesh; 2. Standard sieve with a 0,200 mm mesh; 3. Evaporator with a water bath for evaporation under reduced pressure; 4. Glass plate, aluminium sheet or other appropriate backing measuring 20 cm × 20 cm covered with a thin layer of silica gel. If the thin layer has to be prepared, silica gel mixed with about 13 % plaster should be used, and it should be applied in a 0,25 mm layer with suitable apparatus in accordance with the manufacturer's instructions; 5. Micropipette for measuring 20 microlitres; 6. Container with lid suitable for the development of chromatograms; 7. Atomiser; 8. Petroleum ether with a boiling point between 40 and 60 °C, redistilled before use; 9. Anhydrous ethyl ether for analysis; 10. Carbon tetrachloride for chromatography, redistilled before use; 11. Phosphomolybdic acid for analysis; 12. 94° ethyl alcohol. III. METHOD Grind about 20 g of the sample for analysis so that all of it passes through the sieve. Put the sample in an Erlenmeyer flask and cover with 150 ml petroleum ether. Leave at normal temperature until the following day. Shake from time to time. Then filter on a Büchner funnel fitted with a filtering aid or on a sintered filter. Gradually transfer the clear solution thus obtained into a 100 ml calibrated flask. Evaporate the solvent under reduced pressure by heating the flask in a water bath at 40 °C to 50 °C. When the solvent has evaporated, heat under reduced pressure for a further ten minutes. When the flask has cooled, determine the weight of the extract. Dilute the extract in ethyl ether on the basis of 1 ml ethyl ether per 60 mg of extract. Activate the thin layers by bringing them to 130 °C for three hours. Leave to cool in a desiccator containing silica gel. Plates which are not used immediately can be preserved in the same desiccator. Apply, drop by drop, 20 microlitres of the clear solution to form a band of constant width and 3 cm in length on a layer preferably newly activated. Let the solvent evaporate. Develop the chromatogram under normal temperature with carbon tetrachloride using a chromatographic container the walls of which are covered with filter paper soaked in solvent. After about an hour the solvent will reach a height of 18 cm. Remove the plate and leave the solvent to evaporate in the open. For better separation of the bands, develop the chromatogram a second time. Again let the solvent evaporate in the open. Spray the thin layer of silica gel with a solution of 20 % phosphomolybdic acid in ethyl alcohol. The colour of the layer must be a uniform yellow. Develop the bands by the heating the sprayed plate at 110 °C for five minutes. IV. INTERPRETATION OF THE CHROMATOGRAM If the chromatogram shows a single main brightly coloured band with an Rf of about 0,4 to 0,5, the wheat used for the manufacture of the pasta in question is durum wheat. If, on the other hand, two main bands of equal brightness appear, the raw material used is common wheat. Mixtures of durum wheat and common wheat can be assessed by an evaluation of the relative brightness of the two bands. If there are three bands (two bands at the height where the main bands for common wheat are to be found, with a further band between them) eggs have been added to pasta. In this case, the raw material used is durum wheat if the middle band is brighter than the upper band. On the other hand, if the upper band is brighter than the middle band, the raw material used is common wheat. ANNEX IV Repealed Regulation with its amendment <table><col/><col/><tbody><tr><td><p>Commission Regulation (EEC) No 4154/87</p></td><td><p>(OJ L 392, 31.12.1987, p. 19).</p></td></tr><tr><td><p>Commission Regulation (EC) No 203/98</p></td><td><p>(OJ L 21, 28.1.1998, p. 6).</p></td></tr></tbody></table> ANNEX V Correlation Table <table><col/><col/><tbody><tr><td><p>Regulation (EEC) No 4154/87</p></td><td><p>This Regulation</p></td></tr><tr><td><p>Articles 1 to 4</p></td><td><p>Articles 1 to 4</p></td></tr><tr><td><p>Article 5</p></td><td><p>&#8212;</p></td></tr><tr><td><p>&#8212;</p></td><td><p>Article 5</p></td></tr><tr><td><p>Article 6</p></td><td><p>Article 6</p></td></tr><tr><td><p>Annexes I, II and III</p></td><td><p>Annexes I, II and III</p></td></tr><tr><td><p>&#8212;</p></td><td><p>Annex IV</p></td></tr><tr><td><p>&#8212;</p></td><td><p>Annex V</p></td></tr></tbody></table> <note> ( 1 ) OJ L 256, 7.9.1987, p. 1. ( 2 ) OJ L 392, 31.12.1987, p. 19. ( 3 ) See Annex IV. ( 4 ) OJ L 318, 20.12.1993, p. 18. ( 5 ) OJ L 328, 15.12.2009, p. 10. ( 6 ) OJ L 138, 26.5.2011, p. 18. ( 7 ) OJ L 172, 5.7.2005, p. 24. ( 8 ) OJ L 249, 18.9.2008, p. 9. </note>

ENG

02008R0900-20150617

02015D0686 — EN — 24.09.2019 — 001.001 This text is meant purely as a documentation tool and has no legal effect. The Union's institutions do not assume any liability for its contents. The authentic versions of the relevant acts, including their preambles, are those published in the Official Journal of the European Union and available in EUR-Lex. Those official texts are directly accessible through the links embedded in this document <table><col/><col/><tr><td><p><a>&#9658;B</a></p></td><td><p>COMMISSION IMPLEMENTING DECISION (EU) 2015/686</p><p>of 24 April 2015</p><p>authorising the placing on the market of products containing, consisting of, or produced from genetically modified soybean MON 87769 (MON-87769-7) pursuant to Regulation (EC) No&#160;1829/2003 of the European Parliament and of the Council</p><p><span><span>(notified under document C(2015) 2757)</span></span></p><p>(Only the Dutch and French texts are authentic)</p><p><a>(Text with EEA relevance)</a></p><p>(OJ L 112 30.4.2015, p. 16)</p></td></tr></table> Amended by: <table><col/><col/><col/><col/><col/><tr><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>Official Journal</p></td></tr><tr><td><p>&#160;&#160;No</p></td><td><p>page</p></td><td><p>date</p></td></tr><tr><td><p><a>&#9658;M1</a></p></td><td><p><a>COMMISSION IMPLEMENTING DECISION (EU) 2019/1579&#160;Text with EEA relevance&#160;of 18&#160;September 2019</a></p></td><td><p>&#160;&#160;L&#160;244</p></td><td><p>8</p></td><td><p>24.9.2019</p></td></tr></table> COMMISSION IMPLEMENTING DECISION (EU) 2015/686 of 24 April 2015 authorising the placing on the market of products containing, consisting of, or produced from genetically modified soybean MON 87769 (MON-87769-7) pursuant to Regulation (EC) No 1829/2003 of the European Parliament and of the Council (notified under document C(2015) 2757) (Only the Dutch and French texts are authentic) (Text with EEA relevance) Article 1 Genetically modified organism and unique identifier Genetically modified soybean ( Glycine max (L.) Merr.) MON 87769, as specified in point (b) of the Annex to this Decision, is assigned the unique identifier MON-87769-7, as provided for in Regulation (EC) No 65/2004. Article 2 Authorisation The following products are authorised for the purposes of Article 4(2) and Article 16(2) of Regulation (EC) No 1829/2003 in accordance with the conditions set out in this Decision: (a) foods and food ingredients containing, consisting of, or produced from MON-87769-7 soybean; (b) feed containing, consisting of, or produced from MON-87769-7 soybean; (c) MON-87769-7 soybean in products containing it or consisting of it for any other use than (a) and (b), with the exception of cultivation. Article 3 Labelling 1. For the purposes of the labelling requirements laid down in Article 13(1) and Article 25(2) of Regulation (EC) No 1829/2003 and in Article 4(6) of Regulation (EC) No 1830/2003, the ‘name of the organism’ shall be ‘soybean’. 2. For the purposes of the labelling requirements laid down in Article 13(2)(a) and Article 25(2)(c) of Regulation (EC) No 1829/2003, the words ‘with stearidonic acid’ shall appear after the name of the organism on the label or, where appropriate, in the documents accompanying the products. 3. The words ‘not for cultivation’ shall appear on the label of and in the documents accompanying products containing or consisting of MON-87769-7 soybean with the exception of products referred to in point (a) of Article 2. Article 4 Monitoring for environmental effects 1. The authorisation holder shall ensure that the monitoring plan for environmental effects, as set out in point (h) of the Annex, is put in place and implemented. 2. The authorisation holder shall submit to the Commission annual reports on the implementation and the results of the activities set out in the monitoring plan in accordance with Decision 2009/770/EC. Article 5 Post-market monitoring in accordance with Article 6(5)(e) of Regulation (EC) No 1829/2003 1. The authorisation holder shall ensure that the post-market monitoring plan of the MON-87769-7 soybean oil, as set out in point (g) of the Annex, is put in place and implemented. 2. The authorisation holder shall submit to the Commission annual reports on the implementation and the results of the activities set out in the post-market monitoring plan for the duration of the authorisation. Article 6 Community register The information set out in the Annex to this Decision shall be entered in the Community register of genetically modified food and feed, as provided for in Article 28 of Regulation (EC) No 1829/2003. Article 7 Authorisation holder The authorisation holder shall be Bayer Agriculture BVBA, Belgium, representing Monsanto Company, United States of America. Article 8 Validity This Decision shall apply for a period of 10 years from the date of its notification. Article 9 Addressee This Decision is addressed to Bayer Agriculture BVBA, Scheldelaan 460, 2040 Antwerp, Belgium. ANNEX (a) Applicant and authorisation holder: <table><col/><col/><col/><tr><td><p>Name</p></td><td><p>:</p></td><td><p>Bayer Agriculture BVBA</p></td></tr></table> <table><col/><col/><col/><tr><td><p>Address</p></td><td><p>:</p></td><td><p>Scheldelaan 460, 2040 Antwerp, Belgium</p></td></tr></table> On behalf of Monsanto Company — 800 N. Lindbergh Boulevard — St. Louis, Missouri 63167 — United States of America. (b) Designation and specification of the products: 1. foods and food ingredients containing, consisting of, or produced from MON-87769-7 soybean; 2. feed containing, consisting of, or produced from MON-87769-7 soybean; 3. MON-87769-7 soybean in products containing it or consisting of it for any other use than 1 and 2, with the exception of cultivation. The genetically modified MON-87769-7 soybean, as described in the application, expresses Δ15 desaturase which results in conversion of linoleic acid to α-linolenic acid and Δ6 desaturase which results in conversion of α-linolenic acid to stearidonic acid (SDA). SDA is a normal intermediate in the formation of the long-chain omega-3 polyunsaturated fatty acids. (c) Labelling: 1. For the purposes of the labelling requirements laid down in Article 13(1) and Article 25(2) of Regulation (EC) No 1829/2003, and in Article 4(6) of Regulation (EC) No 1830/2003, the ‘name of the organism’ shall be ‘soybean’. 2. For the purposes of the labelling requirements laid down in Article 13(2)(a) and Article 25(2)(c) of Regulation (EC) No 1829/2003, the words ‘with stearidonic acid’ shall appear after the name of the organism on the label or, where appropriate, in the documents accompanying the products. 3. The words ‘not for cultivation’ shall appear on the label of and in the documents accompanying products containing or consisting of MON-87769-7 soybean with the exception of products referred to in point (a) of Article 2. (d) Method for detection: 1. Event-specific real-time PCR based method for the quantification of MON-87769-7 soybean. 2. Validated by the EU Reference Laboratory established under Regulation (EC) No 1829/2003 on genomic DNA extracted from soybean seeds, published at http://gmo-crl.jrc.ec.europa.eu/statusofdossiers.aspx 3. Reference Material: AOCS 0809-B and AOCS 0906-A are accessible via the American Oil Chemists Society at http://www.aocs.org/tech/crm (e) Unique identifier: MON-87769-7 (f) Information required under Annex II to the Cartagena Protocol on Biosafety to the Convention on Biological Diversity: Biosafety Clearing-House, Record ID: see ( to be completed when notified ). (g) Conditions or restrictions on the placing on the market, use or handling of the products: Post-market monitoring in accordance with Article 6(5)(e) of Regulation (EC) No 1829/2003 1. The authorisation holder shall collect the following information: (i) quantities of MON-87769-7 soybean oil and MON-87769-7 soybeans for oil extraction, imported into the European Union for the placing on the market as or in products for food; (ii) in case of import of products referred to in point (i), results of searches in the FAOSTAT database on the quantities of vegetable oil consumption by Member State, including shifts in quantities between the different types of oils consumed; (iii) in case of import of products referred to in point (i), data on the different categories of food and feed uses of MON-87769-7 oil in the EU. 2. The authorisation holder shall, based on the information collected and reported, review the nutritional assessment conducted as part of the risk assessment. (h) Monitoring plan for environmental effects: Monitoring plan for environmental effects conforming with Annex VII to Directive 2001/18/EC. (Link: plan published on the internet ) Note: Links to relevant documents may need to be modified over the time. Those modifications will be made available to the public via the updating of the Community register of genetically modified food and feed.

ENG

02015D0686-20190924

<table><col/><col/><col/><col/><tbody><tr><td><p>3.8.2021&#160;&#160;&#160;</p></td><td><p>EN</p></td><td><p>Official Journal of the European Union</p></td><td><p>L 279/47</p></td></tr></tbody></table> COMMISSION IMPLEMENTING DECISION (EU) 2021/1290 of 2 August 2021 postponing the expiry date of approval of disodium tetraborate for use in biocidal products of product-type 8 (Text with EEA relevance) THE EUROPEAN COMMISSION, Having regard to the Treaty on the Functioning of the European Union, Having regard to Regulation (EU) No 528/2012 of the European Parliament and of the Council of 22 May 2012 concerning the making available on the market and use of biocidal products ( 1 ) , and in particular Article 14(5) thereof, After consulting the Standing Committee on Biocidal Products, Whereas: <table><col/><col/><tbody><tr><td><p>(1)</p></td><td><p>The active substance disodium tetraborate was included in Annex I to Directive 98/8/EC of the European Parliament and of the Council&#160;<a>(<span>2</span>)</a> for use in biocidal products of product-type 8, and pursuant to Article&#160;86 of Regulation (EU) No&#160;528/2012 is therefore considered approved under that Regulation subject to the specifications and conditions set out in Annex I to that Directive.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(2)</p></td><td><p>The approval of disodium tetraborate for use in biocidal products of product-type 8 will expire on 31&#160;August 2021. On 28&#160;February 2020, an application was submitted in accordance with Article&#160;13(1) of Regulation (EU) No&#160;528/2012 for the renewal of the approval of disodium tetraborate.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(3)</p></td><td><p>As disodium tetraborate is classified as toxic for reproduction category 1B in accordance with Regulation (EC) No&#160;1272/2008 of the European Parliament and of the Council&#160;<a>(<span>3</span>)</a>, it meets the exclusion criteria set out in Article&#160;5(1), point (c), of Regulation (EU) No&#160;528/2012.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(4)</p></td><td><p>On 2&#160;July 2020, the evaluating competent authority of the Netherlands informed the Commission that it had decided, pursuant to Article&#160;14(1) of Regulation (EU) No&#160;528/2012, that a full evaluation of the application was necessary. Pursuant to Article&#160;8(1) of Regulation (EU) No&#160;528/2012, the evaluating competent authority is to perform a full evaluation of the application within 365 days of its validation.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(5)</p></td><td><p>The evaluating competent authority may, as appropriate, request the applicant to provide sufficient data to carry out the evaluation, in accordance with Article&#160;8(2) of Regulation (EU) No&#160;528/2012. In such case, the 365-day period is suspended for a period that may not exceed 180 days in total unless a longer suspension is justified by the nature of the data requested or by exceptional circumstances.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(6)</p></td><td><p>Within 270 days of receipt of a recommendation from the evaluating competent authority, the European Chemicals Agency (&#8216;the Agency&#8217;) is to prepare and submit to the Commission an opinion on renewal of the approval of the active substance in accordance with Article&#160;14(3) of Regulation (EU) No&#160;528/2012.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(7)</p></td><td><p>Consequently, for reasons beyond the control of the applicant, the approval of disodium tetraborate for use in biocidal products of product-type 8 is likely to expire before a decision has been taken on its renewal. It is therefore appropriate to postpone the expiry date of approval of disodium tetraborate for use in biocidal products of product-type 8 for a period of time sufficient to enable the examination of the application. Considering the time-limits for the evaluation by the evaluating competent authority, for the preparation and submission of the opinion by the Agency and the period of time necessary to decide if at least one of the conditions in Article&#160;5(2), first subparagraph, of Regulation (EU) No&#160;528/2012 is fulfilled and whether the approval of disodium tetraborate may therefore be renewed, it is appropriate to postpone the expiry date of approval to 28&#160;February 2024.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(8)</p></td><td><p>Except for the expiry date of approval, disodium tetraborate remains approved for use in biocidal products of product-type 8 subject to the specifications and conditions set out in Annex I to Directive 98/8/EC,</p></td></tr></tbody></table> HAS ADOPTED THIS DECISION: Article 1 The expiry date of approval of disodium tetraborate for use in biocidal products of product-type 8 is postponed to 28 February 2024. Article 2 This Decision shall enter into force on the twentieth day following that of its publication in the Official Journal of the European Union . Done at Brussels, 2 August 2021. For the Commission The President Ursula VON DER LEYEN <note> ( 1 ) OJ L 167, 27.6.2012, p. 1 . ( 2 ) Directive 98/8/EC of the European Parliament and of the Council of 16 February 1998 concerning the placing of biocidal products on the market ( OJ L 123, 24.4.1998, p. 1 ). ( 3 ) Regulation (EC) No 1272/2008 of the European Parliament and of the Council of 16 December 2008 on classification, labelling and packaging of substances and mixtures, amending and repealing Directives 67/548/EEC and 1999/45/EC, and amending Regulation (EC) No 1907/2006 ( OJ L 353, 31.12.2008, p. 1 ). </note>

ENG

32021D1290

<table><col/><col/><col/><col/><tbody><tr><td><p>8.4.2022&#160;&#160;&#160;</p></td><td><p>EN</p></td><td><p>Official Journal of the European Union</p></td><td><p>L 109/1</p></td></tr></tbody></table> REGULATION (EU) 2022/562 OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL of 6 April 2022 amending Regulations (EU) No 1303/2013 and (EU) No 223/2014 as regards Cohesion’s Action for Refugees in Europe (CARE) THE EUROPEAN PARLIAMENT AND THE COUNCIL OF THE EUROPEAN UNION, Having regard to the Treaty on the Functioning of the European Union, and in particular Article 175, third paragraph, and Article 177 thereof, Having regard to the proposal from the European Commission, After transmission of the draft legislative act to the national parliaments, Having regard to the opinion of the European Economic and Social Committee ( 1 ) , After consulting the Committee of the Regions, Acting in accordance with the ordinary legislative procedure ( 2 ) , Whereas: <table><col/><col/><tbody><tr><td><p>(1)</p></td><td><p>The recent military aggression by the Russian Federation against Ukraine and the ongoing armed conflict has fundamentally changed the security situation in Europe. As a result of that military aggression, the Union, and its eastern regions in particular, is facing a substantial inflow of persons. This poses an additional challenge at a time when Member States&#8217; economies are still recovering from the impact of the COVID-19 pandemic.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(2)</p></td><td><p>Member States are already able to finance a broad range of investments under their cohesion policy programmes to address migration challenges under the European Regional Development Fund (ERDF) and the European Social Fund (ESF), including under the additional resources made available as Recovery Assistance for Cohesion and the Territories of Europe (REACT-EU) to provide assistance for fostering crisis repair in the context of the COVID-19 pandemic and its social consequences and for preparing a green, digital and resilient recovery of the economy. Actions can cover investments in the areas of social inclusion, health, education, employment, housing and childcare, including through investments in infrastructure, regeneration of deprived urban areas, actions to reduce spatial and educational isolation of migrants, and business start-ups. Member States may redirect remaining resources within their programmes to address such migration challenges. In addition, the Fund for European Aid to the Most Deprived (FEAD) can be used to provide food and basic material assistance to persons, including third-country nationals, affected by the Russian Federation&#8217;s military aggression.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(3)</p></td><td><p>While the additional resources made available under REACT-EU already benefit from a number of flexibilities in their implementation arrangements, it is necessary to make the use of ERDF, ESF and FEAD resources from the 2014-2020 multiannual financial framework more flexible. Taking into account the urgency to address the migratory challenges as a result of the military aggression by the Russian Federation against Ukraine, expenditure for operations addressing those challenges should be eligible from the date on which that military aggression started. Furthermore, flexibility as to how the ERDF and the ESF can be used should be increased for such operations so that available funding in programmes can be used quickly, provided that the operation concerned is in line with the operational programme as amended where necessary. That flexibility should be additional to the possibilities for the complementary financing of operations already provided for. Simplified reporting arrangements regarding the data on participants in those operations should also be introduced.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(4)</p></td><td><p>In order to ensure that affected persons may benefit from assistance under the FEAD without delay, it is appropriate to allow Member States to amend certain elements of operational programmes supported by the FEAD without requiring the adoption of a Commission decision.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(5)</p></td><td><p>The support provided under cohesion policy should be complementary, in particular to actions financed under the Asylum, Migration and Integration Fund, to maximise the impact of available funding.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(6)</p></td><td><p>Member States have been affected by the consequences of the COVID-19 pandemic in an unprecedented manner. The overall impact of that pandemic has been to put very high pressure on the budgets of Member States due to the sudden and significant increase in public investments needed in their healthcare systems and other sectors of their economies. It also risked disrupting the support provided to the most deprived. This has created an exceptional situation which needed to be addressed by specific measures.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(7)</p></td><td><p>In order to respond to the impact of the COVID-19 outbreak, Regulations (EU) No&#160;1301/2013&#160;<a>(<span>3</span>)</a> and (EU) No&#160;1303/2013&#160;<a>(<span>4</span>)</a> of the European Parliament and of the Council were amended by Regulation (EU) 2020/460 of the European Parliament and of the Council&#160;<a>(<span>5</span>)</a> to allow more flexibility in the implementation of programmes supported by the ERDF, the ESF and the Cohesion Fund (the &#8216;Funds&#8217;) and by the European Maritime and Fisheries Fund. However, as the serious negative effects of that crisis on Union economies and societies worsened, both Regulations were amended again, by Regulation (EU) 2020/558 of the European Parliament and of the Council&#160;<a>(<span>6</span>)</a>.</p><p>In addition, in order to respond to the impact of the COVID-19 crisis on the most deprived, Regulation (EU) No&#160;223/2014 of the European Parliament and of the Council&#160;<a>(<span>7</span>)</a> was amended by Regulation (EU) 2020/559 of the European Parliament and of the Council&#160;<a>(<span>8</span>)</a> to introduce specific measures for the FEAD to address the outbreak of COVID-19. Those amendments have provided exceptional additional flexibility to enable the Member States to concentrate on the necessary response to the unprecedented crisis by enhancing the possibility to mobilise non-utilised support from the Funds and by simplifying procedural requirements linked to programme implementation to address the need for a rapid response to that crisis. A subsequent amendment of Regulation (EU) No&#160;1303/2013, introduced by Regulation (EU) 2020/2221 of the European Parliament and of the Council&#160;<a>(<span>9</span>)</a>, made available substantial additional resources as REACT-EU to provide assistance for fostering crisis repair in the context of the COVID-19 pandemic and its social consequences and for preparing a green, digital and resilient recovery of the economy.</p><p>As part of the same package, Regulation (EU) No&#160;223/2014 was also amended by Regulation (EU) 2021/177 of the European Parliament and of the Council&#160;<a>(<span>10</span>)</a>, in order to allow the mobilisation of those additional resources by Member States to the most deprived in the context of the implementation of the FEAD.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(8)</p></td><td><p>While the flexibilities and additional resources provided for in respect of the 2014-2020 programming period have helped Member States in their crisis response and recovery efforts, the emergence of new coronavirus variants, in particular the Omicron variant, as well as the widespread tightening of restrictions in the last quarter of 2021 continued to have serious negative effects on Member States&#8217; economies and societies and hampered a normal implementation of cohesion policy programmes and of programmes supported by the FEAD. The recent military aggression by the Russian Federation and the resulting migratory flows have exacerbated those effects and risk further undermining the recovery of the Union&#8217;s economy. In line with the possibility provided for in Regulation (EU) 2020/558, it is therefore necessary to provide for an exceptional extension of one of the measures introduced by that Regulation, namely the option of the application of a co-financing rate of 100&#160;% for the accounting year 2020/2021 to the following accounting year.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(9)</p></td><td><p>With a view to alleviating the burden on public budgets that is arising from the need to respond to the crisis situation, accelerating programme implementation and enabling needed investments for the recovery of regions, Member States should therefore be given the exceptional possibility to apply a co-financing rate of 100&#160;% in a programme supported by the ERDF, the ESF, the Cohesion Fund or the FEAD also for the accounting year 2021/2022.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(10)</p></td><td><p>In order to comply with the multiannual financial framework payment ceilings for 2022 and&#160;2023, a ceiling should be established for those years for payments resulting from the application of the 100&#160;% co-financing rate under the ERDF, the Cohesion Fund or the ESF. Payments that cannot be made as a result of the application of those ceilings should be paid by the Commission at the earliest opportunity subject to the availability of funding, either with the acceptance of the accounts or through subsequent payments. Such deferred payments should not affect the acceptance of accounts or bear any other effect.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(11)</p></td><td><p>Taking into account that the application of the 100&#160;% co-financing rate will not substantially affect the content of the operational programmes themselves, it is appropriate to allow its rapid implementation without the need for a Commission decision approving the Member States&#8217; amendment to the financial tables of the operational programme. The Member State should nevertheless notify the revised financial tables prior to the submission of the final payment application for the accounting year. Potential consequential amendments, including to the values of indicators, can be made as part of a subsequent programme amendment after the end of the accounting year.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(12)</p></td><td><p>Since the objective of this Regulation, namely to introduce flexibility measures in the field of providing support from the Funds, cannot be sufficiently achieved by the Member States alone but can rather, by reason of the scale and effects of the proposed action, be better achieved at Union level, the Union may adopt measures, in accordance with the principle of subsidiarity as set out in Article&#160;5 of the Treaty on European Union (TEU). In accordance with the principle of proportionality as set out in that Article, this Regulation does not go beyond what is necessary to achieve that objective.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(13)</p></td><td><p>Regulations (EU) No&#160;1303/2013 and (EU) No&#160;223/2014 should therefore be amended accordingly.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(14)</p></td><td><p>In view of the urgency to address the migratory challenges as a result of the recent military aggression by the Russian Federation and the continued public health crisis stemming from the COVID-19 pandemic, it is considered appropriate to provide for an exception to the eight-week period referred to in Article&#160;4 of Protocol No&#160;1 on the role of national Parliaments in the European Union, annexed to the TEU, to the Treaty on the Functioning of the European Union and to the Treaty establishing the European Atomic Energy Community.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(15)</p></td><td><p>In view of the need to allow Member States to amend their programmes in time to benefit from the application of the 100&#160;% co-financing rate for the accounting year 2021/2022, this Regulation should enter into force as a matter of urgency on the day following that of its publication in the<span>Official Journal of the European Union</span>,</p></td></tr></tbody></table> HAVE ADOPTED THIS REGULATION: Article 1 Amendment to Regulation (EU) No 1303/2013 Regulation (EU) No 1303/2013 is amended as follows: <table><col/><col/><tbody><tr><td><p>(1)</p></td><td><p>in Article&#160;25a, the following paragraph is inserted:</p><div><p>&#8216;1a.&#160;&#160;&#160;By way of derogation from Article&#160;60(1) and the first and fourth subparagraphs of Article&#160;120(3), a co-financing rate of 100&#160;% may be applied to expenditure declared in payment applications for the accounting year starting 1&#160;July 2021 and ending 30&#160;June 2022 for one or more priority axes in a programme supported by the ERDF, the ESF or the Cohesion Fund.</p><p>By way of derogation from Article&#160;30(1) and&#160;(2) and Article&#160;96(10), the application of the co-financing rate of 100&#160;% shall not require a Commission decision approving a programme amendment. The Member State shall notify the revised financial tables to the Commission following approval by the monitoring committee. The co-financing rate of 100&#160;% shall apply only if the financial tables are notified to the Commission before the submission of the final application for an interim payment for the accounting year starting 1&#160;July 2021 and ending 30&#160;June 2022 in accordance with Article&#160;135(2).</p><p>The total additional payments resulting from the application of the 100&#160;% co-financing rate shall not exceed EUR&#160;5&#160;000&#160;000&#160;000 in&#160;2022 and EUR&#160;1&#160;000&#160;000&#160;000 in&#160;2023.</p><p>The Commission shall make interim payments by applying the co-financing rate applicable to the priority axes concerned before the notification referred to in the second subparagraph. By way of derogation from Article&#160;135(5), the Commission shall pay the additional amounts resulting from the application of the 100&#160;% co-financing rate following receipt of all final applications for interim payment for the accounting year 2021/2022, where necessary on a pro-rata basis to respect the ceilings set out in the third subparagraph.</p><p>By way of derogation from Article&#160;139(7), remaining amounts resulting from the application of the 100&#160;% co-financing rate which, in order to respect the ceilings set out in the third subparagraph, cannot be paid following the acceptance of the accounts, shall be paid in&#160;2024 or later.&#8217;;</p></div></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(2)</p></td><td><p>in Article&#160;65(10), the following subparagraph is added:</p><p>&#8216;By way of derogation from paragraph 9, expenditure for operations addressing the migratory challenges as a result of the military aggression by the Russian Federation shall be eligible as of 24&#160;February 2022.&#8217;;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(3)</p></td><td><p>in Article&#160;98, the following paragraph is added:</p><div><p>&#8216;4.&#160;&#160;&#160;Operations addressing the migratory challenges as a result of the military aggression by the Russian Federation may be financed either by the ERDF or the ESF on the basis of the rules applicable to the other Fund.</p><p>In such cases, those operations shall be programmed under a dedicated priority axis of that other Fund contributing to its corresponding investment priorities.</p><p>Where data on participants is required to be reported for operations under the dedicated priority axis referred to in the second subparagraph, that data shall be based on informed estimates and shall be limited to the total number of supported persons and the number of children under 18 years of age.</p><p>This paragraph shall not apply to programmes under the European territorial cooperation goal.&#8217;.</p></div></td></tr></tbody></table> Article 2 Amendment to Regulation (EU) No 223/2014 Regulation (EU) No 223/2014 is amended as follows: <table><col/><col/><tbody><tr><td><p>(1)</p></td><td><p>in Article&#160;9(4), the following subparagraph is added:</p><p>&#8216;The first and second subparagraphs shall also apply for the purposes of modifying elements of an operational programme addressing migratory challenges as a result of the military aggression by the Russian Federation.&#8217;;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(2)</p></td><td><p>in Article&#160;20, the following paragraph is inserted:</p><div><p>&#8216;1b.&#160;&#160;&#160;By way of derogation from paragraph 1, a co-financing rate of 100&#160;% may be applied to expenditure declared in payment applications for the accounting year starting 1&#160;July 2021 and ending 30&#160;June 2022.</p><p>By way of derogation from Article&#160;9(1), (2) and&#160;(3), the application of the co-financing rate of 100&#160;% shall not require a Commission decision approving a programme amendment. The Member State shall notify the revised financial tables, referred to in Section 5.1 of the operational programme templates set out in Annex I, to the Commission. The co-financing rate of 100&#160;% shall apply only if the financial tables are notified to the Commission before the submission of the final application for an interim payment for the accounting year starting 1&#160;July 2021 and ending 30&#160;June 2022 in accordance with Article&#160;45(2).&#8217;;</p></div></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(3)</p></td><td><p>in Article&#160;22(4), the following subparagraph is added:</p><p>&#8216;By way of derogation from the first subparagraph, expenditure for operations addressing migratory challenges as a result of the military aggression by the Russian Federation shall be eligible from 24&#160;February 2022.&#8217;.</p></td></tr></tbody></table> Article 3 Entry into force This Regulation shall enter into force on the day following that of its publication in the Official Journal of the European Union . This Regulation shall be binding in its entirety and directly applicable in all Member States. Done at Strasbourg, 6 April 2022. For the European Parliament The President R. METSOLA For the Council The President C. BEAUNE <note> ( 1 ) Opinion of 23 March 2022 (not yet published in the Official Journal). ( 2 ) Position of the European Parliament of 24 March 2022 (not yet published in the Official Journal) and decision of the Council of 4 April 2022. ( 3 ) Regulation (EU) No 1301/2013 of the European Parliament and of the Council of 17 December 2013 on the European Regional Development Fund and on specific provisions concerning the Investment for growth and jobs goal and repealing Regulation (EC) No 1080/2006 ( OJ L 347, 20.12.2013, p. 289 ). ( 4 ) Regulation (EU) No 1303/2013 of the European Parliament and of the Council of 17 December 2013 laying down common provisions on the European Regional Development Fund, the European Social Fund, the Cohesion Fund, the European Agricultural Fund for Rural Development and the European Maritime and Fisheries Fund and laying down general provisions on the European Regional Development Fund, the European Social Fund, the Cohesion Fund and the European Maritime and Fisheries Fund and repealing Council Regulation (EC) No 1083/2006 ( OJ L 347, 20.12.2013, p. 320 ). ( 5 ) Regulation (EU) 2020/460 of the European Parliament and of the Council of 30 March 2020 amending Regulations (EU) No 1301/2013, (EU) No 1303/2013 and (EU) No 508/2014 as regards specific measures to mobilise investments in the healthcare systems of Member States and in other sectors of their economies in response to the COVID-19 outbreak (Coronavirus Response Investment Initiative) ( OJ L 99, 31.3.2020, p. 5 ). ( 6 ) Regulation (EU) 2020/558 of the European Parliament and of the Council of 23 April 2020 amending Regulations (EU) No 1301/2013 and (EU) No 1303/2013 as regards specific measures to provide exceptional flexibility for the use of the European Structural and Investments Funds in response to the COVID-19 outbreak ( OJ L 130, 24.4.2020, p. 1 ). ( 7 ) Regulation (EU) No 223/2014 of the European Parliament and of the Council of 11 March 2014 on the Fund for European Aid to the Most Deprived ( OJ L 72, 12.3.2014, p. 1 ). ( 8 ) Regulation (EU) 2020/559 of the European Parliament and of the Council of 23 April 2020 amending Regulation (EU) No 223/2014 as regards the introduction of specific measures for addressing the outbreak of COVID-19 ( OJ L 130, 24.4.2020, p. 7 ). ( 9 ) Regulation (EU) 2020/2221 of the European Parliament and of the Council of 23 December 2020 amending Regulation (EU) No 1303/2013 as regards additional resources and implementing arrangements to provide assistance for fostering crisis repair in the context of the COVID-19 pandemic and its social consequences and for preparing a green, digital and resilient recovery of the economy (REACT-EU) ( OJ L 437, 28.12.2020, p. 30 ). ( 10 ) Regulation (EU) 2021/177 of the European Parliament and of the Council of 10 February 2021 amending Regulation (EU) No 223/2014 as regards the introduction of specific measures for addressing the crisis associated with the outbreak of COVID-19 ( OJ L 53, 16.2.2021, p. 1 ). </note>

ENG

32022R0562

<table><col/><col/><col/><col/><tbody><tr><td><p>30.12.2014&#160;&#160;&#160;</p></td><td><p>EN</p></td><td><p>Official Journal of the European Union</p></td><td><p>L 370/1</p></td></tr></tbody></table> COUNCIL DECISION of 4 December 2014 on the signing, on behalf of the European Union, and provisional application of the Agreement for scientific and technological cooperation between the European Union and European Atomic Energy Community and the Swiss Confederation associating the Swiss Confederation to Horizon 2020 — the Framework Programme for Research and Innovation and the Research and Training Programme of the European Atomic Energy Community complementing Horizon 2020, and regulating the Swiss Confederation's participation in the ITER activities carried out by Fusion for Energy (2014/953/EU) THE COUNCIL OF THE EUROPEAN UNION, Having regard to the Treaty on the Functioning of the European Union, and in particular Article 186, in conjunction with Article 218(5) thereof, Having regard to the proposal from the European Commission, Whereas: <table><col/><col/><tbody><tr><td><p>(1)</p></td><td><p>On 15 November 2013, the Council authorised the Commission to open negotiations, on behalf of the Union and the European Atomic Energy Community, with the Swiss Confederation, with a view to concluding a comprehensive agreement for scientific and technological cooperation between the European Union and European Atomic Energy Community and the Swiss Confederation associating the Swiss Confederation to Horizon 2020 &#8212; the Framework Programme for Research and Innovation (2014-2020) and the Research and Training Programme of the European Atomic Energy Community (2014-2018) complementing the Horizon 2020; and regulating Switzerland's participation in the ITER project in the years 2014-2020.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(2)</p></td><td><p>Those negotiations have been successfully completed and the Agreement for scientific and technological cooperation between the European Union and European Atomic Energy Community and the Swiss Confederation associating the Swiss Confederation to Horizon 2020 &#8212; the Framework Programme for Research and Innovation and the Research and Training Programme of the European Atomic Energy Community complementing Horizon 2020, and regulating the Swiss Confederation's participation in the ITER activities carried out by Fusion for Energy (&#8216;the Agreement&#8217;) should be signed and applied on a provisional basis, pending the completion of the procedures for its conclusion.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(3)</p></td><td><p>The conclusion of the Agreement is subject to a separate procedure as regards matters falling within the scope of the Treaty establishing the European Atomic Energy Community.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(4)</p></td><td><p>In order to be able to treat Swiss legal entities like entities from an Associated Country in actions under Horizon 2020 which have a deadline in the last quarter of 2014, in particular calls under the specific objective &#8216;Spreading excellence and widening participation&#8217;, the Agreement should be applied on a provisional basis with effect from 15 September 2014,</p></td></tr></tbody></table> HAS ADOPTED THIS DECISION: Article 1 The signing on behalf of the Union of the Agreement for scientific and technological cooperation between the European Union and European Atomic Energy Community and the Swiss Confederation associating the Swiss Confederation to Horizon 2020 — the Framework Programme for Research and Innovation and the Research and Training Programme of the European Atomic Energy Community complementing Horizon 2020, and regulating the Swiss Confederation's participation in the ITER activities carried out by Fusion for Energy is hereby authorised, subject to the conclusion of the said Agreement . The text of the Agreement is attached to this Decision. Article 2 The President of the Council is hereby authorised to designate the person(s) empowered to sign the Agreement on behalf of the Union. Article 3 The Agreement shall be applied on a provisional basis as from 15 September 2014, in accordance with Article 15 of the Agreement, pending the completion of the procedures for its conclusion. Article 4 This Decision shall enter into force on the date of its adoption. Done at Brussels, 4 December 2014. For the Council The President S. GOZI

ENG

32014D0953

<table><col/><col/><col/><col/><tbody><tr><td><p>29.12.2022&#160;&#160;&#160;</p></td><td><p>EN</p></td><td><p>Official Journal of the European Union</p></td><td><p>L 335/45</p></td></tr></tbody></table> COUNCIL REGULATION (EU) 2022/2578 of 22 December 2022 establishing a market correction mechanism to protect Union citizens and the economy against excessively high prices THE COUNCIL OF THE EUROPEAN UNION, Having regard to the Treaty on the Functioning of the European Union, and in particular Article 122(1) thereof, Having regard to the proposal from the European Commission, Having regard to the opinion of the European Central Bank ( 1 ) , Whereas: <table><col/><col/><tbody><tr><td><p>(1)</p></td><td><p>The Russian Federation&#8217;s (&#8216;Russia&#8217;) unprovoked and unjustified war of aggression against Ukraine and the unprecedented reduction of natural gas supplies from Russia to Member States threaten the security of supply in the Union and Member States. At the same time, Russia&#8217;s weaponisation of gas supply and market manipulation through intentional disruptions of gas flows have led to skyrocketing energy prices in the Union. Changing supply routes, resulting in congestion in the European gas infrastructure, the need to find alternative gas supply sources and price formation systems which are not adapted to the situation of a supply shock have contributed to price volatility and price hikes. Higher natural gas prices endanger the economy of the Union through sustained high inflation caused by higher electricity prices, undermining consumer purchasing power, as well as through raising the cost of manufacturing, particularly in energy-intensive industry, and seriously threaten the security of supply.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(2)</p></td><td><p>In 2022, natural gas prices were exceptionally volatile, with some benchmarks reaching all-time highs in August 2022. The abnormal level of the natural gas prices registered in August 2022 was the result of multiple factors, including a tight supply-demand balance linked to storage refilling and the reduction of pipeline flows, fears of further supply disruptions and market manipulations by Russia, and a price formation mechanism which was not tailored to such extreme demand and supply shifts and which aggravated the excessive price hike. While prices over the previous decade were within a band between EUR 5/MWh and EUR 35/MWh, European natural gas prices reached levels which were 1&#160;000&#160;% higher than the average prices seen before in the Union. Dutch Title Transfer Facility (TTF) Gas Futures (3-month/quarterly products) that are traded on the ICE Endex&#160;<a>(<span>2</span>)</a> exchange have been traded at levels slightly below EUR 350/MWh and the TTF day-ahead gas that is traded on European Energy Exchange hit EUR 316/MWh. Gas prices have never before reached levels such as those observed in August 2022.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(3)</p></td><td><p>Following the damage to the Nord Stream 1 pipeline which was likely caused by an act of sabotage in September 2022, there is no likelihood that gas supplies from Russia to the Union will resume at pre-war levels in the near future. European consumers and businesses remain exposed to a manifest risk of further potential episodes of economically damaging gas price spikes. Unpredictable events, such as accidents or the sabotage of pipelines, that disrupt gas supplies to Europe or that dramatically increase demand may threaten the security of supply. Market tensions triggered by the fear of sudden scarcity, are likely to persist beyond this winter and into next year, as the adaptation to supply shocks and the establishment of new supply relationships and infrastructure is expected to continue for one or more years.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(4)</p></td><td><p>While derivatives relating to other virtual trading point (&#8216;VTPs&#8217;) exist, the TTF in the Netherlands is commonly seen as the &#8216;standard&#8217; pricing proxy on European gas markets. This is because of its typically high liquidity, which is due to several factors, including its geographical location, which allowed the TTF in a pre-war environment to receive natural gas from several sources, including significant volumes from Russia. As such, it is widely used as a reference price in pricing formulas of gas supply contracts, as well as a price basis in hedging or derivatives operations across the Union, including in hubs not directly linked to the TTF. According to market data, the TTF hub accounted for approximately 80&#160;% of natural gas traded in the first eight months of 2022 in the Union and the United Kingdom of Great Britain and Northern Ireland (the &#8216;United Kingdom&#8217;) combined.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(5)</p></td><td><p>However, the disruptive changes in Union energy markets since February 2022 have influenced the functioning and effectiveness of the traditional price formation mechanisms in the wholesale gas market, notably on the TTF benchmark. Whilst the TTF was a good proxy for gas prices in other regions of Europe in the past, as of April 2022 it has become detached from prices at other hubs and trading places in Europe, as well as from the price assessments made for liquefied natural gas (&#8216;LNG&#8217;) imports by price reporting agencies. This is largely because the gas system of North-Western Europe presents particular infrastructural limitations both in terms of pipeline transmission (West-East) and in terms of LNG regasification capacity. Such limitations were partly responsible for the general increase of gas prices since the beginning of the crisis in Europe following Russia&#8217;s weaponisation of energy. The abnormal spread between the TTF and other regional hubs in August 2022 indicates that, under the current specific market circumstances, the TTF may not be a good proxy of the market situation outside North-Western Europe, where markets are facing infrastructure constraints. During scarcity episodes in the North-Western European market, other regional markets outside North-Western Europe may experience more favourable market conditions and are therefore unduly impacted through contract indexation to the TTF. Whilst the TTF still accomplishes its objective of balancing supply and demand in North-Western Europe, action is required to limit the effect of any abnormal episodes of excessively high TTF prices for other regional markets in the Union. Deficiencies in the price formation, to a lesser extent, may also exist in other hubs.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(6)</p></td><td><p>Different measures are available to address problems with the current price formation mechanisms. A possibility for European companies affected by the recent market disruptions and by deficiencies in the price formation system is to enter into a renegotiation of the existing TTF-based contracts. As price references linked to TTF Gas Futures have a different relevance than in the past and are not necessarily representative of the gas market situation outside North-Western Europe, certain purchasers may seek to address the current issues with price formation and the TTF benchmark by way of a renegotiation with their contract partners, either under the explicit terms of the existing contract or according to the general principles of contract law.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(7)</p></td><td><p>In the same vein, importing companies or Member States acting on their behalf may engage with international partners in order to renegotiate existing contracts or to agree on new supply contracts with more appropriate pricing formulas, adapted to the current situation of volatility. Coordinated purchasing via the IT tool created under Council Regulation (EU) 2022/2576&#160;<a>(<span>3</span>)</a> may provide opportunities to lower the price of energy imports, in turn lowering the necessity of market intervention.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(8)</p></td><td><p>Furthermore, Directive 2014/65/EU of the European Parliament and of the Council&#160;<a>(<span>4</span>)</a> already includes some safeguards to limit episodes of extreme volatility, for instance by requiring that regulated markets as defined in Article&#160;4(1), point&#160;(21), of that Directive have so-called short-term &#8216;circuit breakers&#8217; which limit extreme price increases for certain hours. The temporary intra-day tool to manage excess volatility in energy derivatives markets, introduced by Regulation (EU)&#160;2022/2576, contributes to limiting extreme volatility of prices in energy derivatives markets within a day. However, such mechanisms only work in the short term, and are not intended to prevent market prices from reaching excessive levels.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(9)</p></td><td><p>Demand reduction constitutes a further important element to tackle the problem of extreme price peaks. Reducing demand for gas and electricity can have a dampening effect on market prices and can therefore contribute to mitigating the problems with abnormally high gas prices. Therefore, this Regulation should, in line with the Conclusions of the European Council of 20-21&#160;October 2022, ensure that the activation of the mechanism established by this Regulation does not lead to an overall increase in gas consumption.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(10)</p></td><td><p>In summer 2022, efforts of state-subsidised entities to buy gas for storage without consideration of the impact of uncoordinated purchasing on prices contributed to driving up price benchmarks and in particular TTF prices. Better coordination, where appropriate, between Member States using state-financed entities to purchase gas for filling underground gas storage facilities is therefore important to avoid extreme price peaks in future. The use of the joint purchasing mechanism established by Regulation&#160;(EU)&#160;2022/2576 can play an important role in limiting episodes of excessively high gas prices in that regard.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(11)</p></td><td><p>Whilst existing measures are available to tackle some of the elements leading to the issues with price formation in gas markets, those existing measures do not guarantee an immediate and sufficiently certain remedy for the current problems.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(12)</p></td><td><p>It is therefore necessary to establish a temporary market correction mechanism (the&#160;&#8216;MCM&#8217;) for natural gas transactions in the main markets for TTF derivatives and derivatives linked to other VTPs with maturities between month-ahead and year-ahead, as an instrument against episodes of excessively high gas prices with immediate effect.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(13)</p></td><td><p>In its conclusions of 20-21&#160;October 2022, the European Council called on the Commission to urgently present a proposal for a temporary dynamic price corridor on natural gas transactions to immediately limit episodes of excessively high gas prices, taking into account the safeguards set out in Article&#160;23(2) of the Commission&#8217;s proposal for Regulation (EU)&#160;2022/2576.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(14)</p></td><td><p>The following safeguards should, on the one hand, be considered when designing the MCM and, on the other hand, be used to guarantee that possible activation of the MCM will be terminated if the conditions for its activation are no longer in place or if unintended market disturbances occur: the MCM should apply to natural gas transactions in the TTF, a virtual trading point operated by Gasunie Transport Services B.V.; other Union gas trading hubs may be linked to the corrected TTF spot price via a dynamic price corridor; it should be without prejudice to over-the-counter (&#8216;OTC&#8217;) gas trades; it should not jeopardise the Union&#8217;s security of gas supply; it should not depend on progress made in implementing the gas savings target; it should not lead to an overall increase in gas consumption; it should be designed in such a manner that it would not prevent market-based intra-Union flows of gas; it should not affect the stability and orderly functioning of energy derivative markets; and it should take into account the gas market prices in different organised marketplaces across the Union.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(15)</p></td><td><p>The MCM should be designed to meet two basic criteria, in particular to act as an effective instrument against episodes of extraordinarily high gas prices and to be activated only if prices reach exceptional levels compared to global markets, in order to avoid significant market disturbances and disruptions of supply contracts, potentially resulting in severe risks for the security of supply.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(16)</p></td><td><p>The intervention through the MCM should be limited to addressing the most important deficiencies in the price formation system. The TTF month-ahead settlement price for derivatives is by far the most widely used benchmark in gas supply contracts across the Union, followed by maturities of two-months ahead and year-ahead. However, shifts of trade to derivatives linked to other VTPs may lead to distortions on Union energy or financial markets, for instance through arbitrage by market participants between corrected and non-corrected derivatives, to the detriment of consumers. Derivatives linked to all VTPs in the Union should therefore, in principle, be included in the MCM. However, the application of the MCM to derivatives linked to VTPs other than TTF is complex and requires additional technical preparation. With a view to the urgent need to introduce the MCM for the most important derivative, TTF derivative, the Commission should be given the power to define the technical details of the application of the MCM to derivatives linked to other VTPs and the selection of derivatives linked to other VTPs which may be excluded on the basis of pre-defined criteria by means of an implementing act.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(17)</p></td><td><p>The establishment of the MCM should send a clear signal to the market that the Union will not accept excessively high gas prices which result from imperfect price formation. It should also provide certainty to market players as regards reliable limits for gas trading, and could result in important economic savings for both companies and households that will not be left exposed to excessively high energy price episodes.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(18)</p></td><td><p>The MCM should introduce a dynamic safety ceiling for the price from month-ahead to year-ahead derivatives. The dynamic safety ceiling should be activated if the&#160;derivatives price reaches a pre-defined level, and if the price hike does not correspond to a similar hike at regional or world market level.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(19)</p></td><td><p>A dynamic safety ceiling should therefore ensure that trading orders which would be significantly above LNG prices in other regions of the world are not accepted. Appropriate benchmarks should be used to determine a reference price reflecting global LNG price trends. The reference price should be based on LNG price assessments representative of the European market conditions and, due to the particular importance of the United Kingdom and Asia as competitors in the global LNG market, also on an appropriate benchmark for the United Kingdom and Asian regions. In contrast to pipeline gas, LNG is traded world-wide. Therefore, LNG prices better reflect the gas price developments at global level and can serve as a benchmark to assess whether price levels in continental hubs abnormally diverge from international prices.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(20)</p></td><td><p>The sample of LNG prices taken into account should be sufficiently broad to be informative even in the event that a specific LNG price is not available on a given day. In&#160;view of building a representative basket of European and international prices and in order to ensure that the entities providing the price information are subject to relevant Union regulation, price assessments should be selected by reporting agencies which are listed in the register of administrators and benchmarks established by Regulation&#160;(EU)&#160;2016/1011 of the European Parliament and of the Council&#160;<a>(<span>5</span>)</a>. As timely information is key for the dynamic MCM, only price information from entities providing information relating to the day of publication should be taken into account. In order to allow European Union Agency for the Cooperation of Energy Regulators (&#8216;ACER&#8217;) established by Regulation (EU) 2019/942 of the European Parliament and of the Council&#160;<a>(<span>6</span>)</a> to exercise its market supervision duties under this Regulation, and to calculate the reference price on time, it is necessary to oblige the reporting agencies that publish price assessments to provide assessments to ACER by 21:00 CET, provided that they are available, in order to allow ACER to publish a reference price before the end of the day. While such reporting obligations concern only existing data and do not place significant additional burden on the reporting agencies and are frequent in energy and financial market regulation, ACER should ensure confidential treatment of the information received, protect any intellectual property rights related to that information and use that information solely for regulatory purposes. ACER should be able to issue guidance on the format in which the relevant data is to be provided.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(21)</p></td><td><p>Due to their high liquidity, it is appropriate to also include front-month derivatives related to the National Balancing Point (&#8216;NBP&#8217;) of the United Kingdom. The daily price assessment carried out by ACER pursuant to Regulation (EU) 2022/2576 should be part of the basket of LNG price assessments.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(22)</p></td><td><p>While the benchmarks taken into account for the reference price are a good proxy for global LNG price trends, they cannot simply substitute derivative prices. This is mainly because the reference price reflects prices at different locations than the TTF and other VTPs in the Union. For instance, they do not take into account the costs related to possible infrastructure congestions faced when moving gas from the LNG terminal to where the TTF hub is located. TTF prices are therefore usually higher than the prices taken into account for the reference price. The difference amounted to around EUR 35/MWh on average between June and August 2022. Furthermore, it is of key importance for the security of supply that the corrected TTF-derivative price is set at a sufficiently high level to attract LNG imports from other regions in the world. Security of supply premium should therefore be put on the reference price for the calculation of the corrected TTF-derivative price. The formula for the safety ceiling should be fully dynamic, based on a dynamically developing basket of prices reflecting world market prices, and should serve as a certain safety margin to ensure that the security of supply is not at risk. The dynamic safety ceiling can vary every day on the basis of the evolution of global prices contained in the basket.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(23)</p></td><td><p>The safety ceiling should not be static. The safety ceiling should be adjusted in a dynamic manner and on a daily basis. The publication of a daily settlement price allows the dynamic safety ceiling to remain in line with LNG market developments, and to preserve the price formation process on exchanges and mitigate possible impacts on the orderly functioning of derivatives markets. A dynamic design of the safety ceiling will also reduce risks for central counterparties and limit the impact on participants in futures markets, such as clearing members and their clients. The dynamic safety ceiling should not correct market prices below a certain limit.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(24)</p></td><td><p>To avoid any risk that a dynamic bidding limit for the price of the month-ahead to year-ahead derivatives result in illegal collusive behaviour amongst natural gas suppliers or traders, financial regulators, ACER and competition authorities should observe the gas and energy derivatives markets particularly carefully during the period when the MCM is activated.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(25)</p></td><td><p>The MCM should be temporary in nature and should only be activated to limit episodes of exceptionally high natural gas prices, which are also unrelated to prices at other gas exchanges. To this end, two cumulative conditions should be met for the MCM to operate.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(26)</p></td><td><p>The MCM should only be activated when front-month TTF derivative settlement prices reach a pre-defined exceptionally high level, so as to ensure that the MCM corrects market deficiencies and does not significantly interfere with demand and supply and normal price setting. Unless set at a sufficiently high level, the safety ceiling could prevent market participants from effectively hedging their risks, as the formation of reliable prices for products with a delivery date in the future and the functioning of derivatives markets could be harmed. If the MCM were to be triggered to bring prices artificially down instead of correcting market malfunctioning, it would have a serious negative impact on market participants, including energy firms, who could face difficulties in meeting margin calls and liquidity constraints, potentially resulting in defaults. Some market actors, in particular smaller ones, may be prevented from hedging their positions, further exacerbating volatility in spot markets, and resulting in possibly higher price spikes. Given the significant trading volumes, such development would constitute a manifest risk for the economy which should be prevented by the design of the MCM. Past experiences, such as the exceptional price hike evidenced in August 2022, should therefore guide the definition of the price levels at which the MCM should be triggered. Available data show that in August 2022, the front-month prices for TTF-derivatives reached levels above EUR 180/MWh. The aim of the MCM should be to avoid abnormal prices at a level reached in August 2022.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(27)</p></td><td><p>Moreover, the MCM should only be activated when TTF prices reach levels which are significantly and abnormally high compared to LNG prices which reflect world market trends. If prices on global markets increase at the same pace and level as TTF prices, the activation of the MCM could impede the purchase of supplies on the global markets, which may result in risks for security of supply. Therefore, the MCM should only be triggered in situations where TTF prices are significantly higher than prices on global markets over a longer duration. Likewise, if the difference to TTF prices were to reduce or disappear, the MCM should be deactivated, in order to avoid any risk for security of supply.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(28)</p></td><td><p>To be fully compatible with Council Regulation (EU) 2022/1369&#160;<a>(<span>7</span>)</a> and the demand reduction targets set out in that Regulation, the Commission should be able to suspend the activation of the MCM if it negatively affects the progress made in implementing the voluntary demand reduction targets pursuant to Regulation (EU) 2022/1369, or if it leads to an overall increase in gas consumption by 15&#160;% in one month or 10&#160;% in two consecutive months compared to the respective average consumption during comparable months in previous years. To address regional or Union-wide variations caused by seasonality, weather changes and other factors such as the COVID-19 crisis, gas consumption should be measured against consumption in the five years preceding the date of entry into force of this Regulation, in line with the approach in Regulation&#160;(EU)&#160;2022/1369 and on the basis of data on gas consumption and demand reduction received from Member States pursuant to that Regulation. The dampening effect on natural gas prices that the MCM may entail should not end up in artificially incentivising natural gas consumption in the Union to the point that it damages the efforts necessary to reduce natural gas demand in accordance with the voluntary and mandatory demand reduction targets pursuant to Regulation (EU) 2022/1369 and demand reduction targets pursuant to Council Regulation (EU) 2022/1854&#160;<a>(<span>8</span>)</a>. The Commission should ensure that the activation of the MCM does not slow down the progress of Member States in meeting their energy saving targets.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(29)</p></td><td><p>Depending on the level of the intervention, the MCM may entail financial risks, contractual risks and risks for the security of supply. The level of risk depends on the frequency with which the MCM is activated and may therefore interfere with the normal functioning of the market. The lower the threshold for intervention, the more frequently the MCM will be triggered, and therefore the more likely it is that the relevant risk will materialise. As such, the conditions for the activation of the MCM should therefore be set at a level linked to abnormal and extraordinarily high levels of the TTF month-ahead price, while at the same time ensuring that it is an effective instrument against episodes of excessively high gas prices that do not reflect international market developments.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(30)</p></td><td><p>It is important that the MCM is designed in such a manner so as not to alter the fundamental contractual equilibrium of gas supply contracts, but rather to address episodes of abnormal market behaviour. If the triggers for the intervention are set at a level where they correct existing problems with price formation and do not intend to interfere with the demand and supply equilibrium, the risk that the contractual equilibrium of existing contracts will be altered through the MCM or its activation can be minimised.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(31)</p></td><td><p>In order to ensure that the MCM has an immediate effect, the dynamic bidding limit should be activated immediately and automatically, without the need for a further decision by ACER or the Commission.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(32)</p></td><td><p>To ensure that possible problems resulting from the activation of the MCM are identified early on, the Commission should mandate the European Securities and Markets Authority established by Regulation (EU) No&#160;1095/2010 of the European Parliament and of the Council&#160;<a>(<span>9</span>)</a> (&#8216;ESMA&#8217;) and ACER to issue a report on possible negative effects from the MCM on financial and energy markets and on security of supply.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(33)</p></td><td><p>ACER should continuously monitor whether the conditions for the operation of the MCM are fulfilled. ACER is the best placed authority to carry out such monitoring, because it has a Union-wide view of gas markets and the necessary expertise in the operation of gas markets, and is already mandated to monitor trading activities in wholesale energy products under Union law. ACER should therefore monitor the evolution of the front-month TTF settlement price and compare it to the reference price, determined by the average price of LNG price assessments linked to European trading hubs, in order to verify whether the conditions that justify the activation or deactivation of the MCM are met. Once the conditions for activation of the MCM are met, ACER should publish a notice immediately on its website stating that the triggering conditions for the activation of the MCM have been met. The following day, market operators should not accept any orders above the dynamic bidding limit and TTF derivatives market participants should not submit such orders. Market operators and TTF derivatives market participants should monitor the website of ACER where the daily reference price should be published. A similar dynamic bidding limit should apply to derivatives linked to other VTPs under the conditions defined in the implementing act concerning the application of the MCM to such derivatives.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(34)</p></td><td><p>The activation of the MCM may engender undesirable and unforeseeable effects on the economy, including risks for security of supply and for financial stability. To ensure a swift reaction in case unintended market disturbances occur, efficient safeguards should be established, based on objective criteria, which ensure that the MCM can be suspended at any time. In the event of unintended market disturbances , based on the results of ACER monitoring and concrete indications that a market correction event is imminent, the Commission should be able to request an opinion from ESMA, ACER, and, where appropriate, European Network of Transmission System Operators for Gas (&#8216;ENTSOG&#8217;) and the Gas Coordination Group established under Regulation (EU) 2017/1938 of the European Parliament and of the Council&#160;<a>(<span>10</span>)</a> (the &#8216;GCG&#8217;) on the impact of a possible market correction event on security of supply, intra-Union flows of gas and financial stability for the Commission to be able to suspend, by means of an implementing decision, the activation of the MCM by ACER swiftly if need be.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(35)</p></td><td><p>Beyond a daily review on whether the requirements for the dynamic bidding limit are still in place, additional safeguards should be established in order to avoid unintended market disturbances.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(36)</p></td><td><p>The dynamic bidding limit should not affect OTC transactions, as applying that limit to OTC transactions would raise serious monitoring issues and may lead to problems with the security of supply. However, a review mechanism should apply to assess whether the exclusion of OTC transactions may lead to significant shifts of TTF derivatives trading to OTC markets, thereby endangering the stability of financial or energy markets.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(37)</p></td><td><p>The MCM should be automatically deactivated if its operation is no longer justified by the situation in the natural gas market. Unless market disturbances occur, the MCM should only be deactivated after a certain period of time, to avoid frequent activation and deactivation. The MCM should therefore be automatically deactivated after 20 days if the dynamic bidding limit is at EUR 180/MWh for a certain period. The deactivation of the MCM should not require any assessment by ACER or the Commission, but should happen automatically once the conditions are fulfilled.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(38)</p></td><td><p>Should there be a significant reduction in the supply of gas and in the event that the gas supply is insufficient to meet the remaining gas demand, pursuant to Regulation (EU) 2017/1938, the Commission may declare a regional or Union emergency at the request of a Member State which has declared an emergency, and is to declare a regional or Union emergency if two or more Member States have declared an emergency. In order to prevent a situation from occurring where the continued activation of the MCM leads to security of supply problems, the MCM should be automatically deactivated where the Commission has declared a regional or Union emergency.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(39)</p></td><td><p>It is of key importance that the MCM includes an effective instrument to suspend, based on objective criteria, the dynamic safety ceiling immediately and at any time if the dynamic safety ceiling were to lead to serious market disturbances, affecting the security of supply and intra-Union flows of gas.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(40)</p></td><td><p>As it is important to thoroughly assess all safeguards to be taken into account when assessing a possible suspension of the MCM, the MCM should be suspended by means of an implementing decision of the Commission. When taking such a decision, which should be without undue delay, the Commission should assess whether the application of the dynamic bidding limit jeopardises the Union&#8217;s security of supply, is accompanied by a sufficient demand reduction effort, prevents market-based intra-Union flows of gas, negatively affects energy derivatives markets, accounts for gas market prices in various organised marketplaces across the Union or where it may negatively affect existing gas supply contracts. In such cases, the Commission should suspend the MCM by means of an implementing decision. Considering the need to react swiftly, the Commission should not be required to act in accordance with a committee procedure.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(41)</p></td><td><p>The MCM should not jeopardise the Union&#8217;s security of gas supply by constraining price signals that are essential in attracting necessary gas supplies and intra-Union flows of gas. Gas providers may in fact potentially withhold supplies when the MCM is activated to maximise profits by selling shortly after the deactivation of the safety ceiling. In case the MCM would lead to such risks for the Union&#8217;s security of gas supply, but where no regional or Union emergency is declared, the Commission should immediately suspend the MCM. The elements to be taken into account in the assessment of security of supply risks should include a potential significant deviation of one of the components of the reference price compared to the historical trend, and a significant drop of quarterly LNG imports into the Union compared to the same quarter of the previous year.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(42)</p></td><td><p>As unrestricted intra-Union flows of gas are a key element of security of supply in the Union, the activation of the MCM should also be suspended if it unduly restricts intra-Union flows of gas, endangering the Union&#8217;s security of supply.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(43)</p></td><td><p>The MCM should not end up diminishing the role that price signals fulfil in the Union&#8217;s internal market in natural gas and prevent market-based intra-Union flows of gas, as it is essential that natural gas continues to flow where it is needed most.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(44)</p></td><td><p>The MCM should not unduly jeopardise the continued proper functioning of the energy derivatives markets. Those markets play a key role in enabling market participants in hedging their positions in order to manage risks, in particular with regard to price volatility. Moreover, price interventions through the MCM can result in considerable financial losses for market participants in the derivatives markets. Given the size of the market for gas in the Union, such losses may not only affect the specialised derivatives markets, but may have significant knock-on effects on other financial markets. Price interventions could also lead to a detrimental increase in margin call due to uncertainty. A substantial increase in margin calls could result in considerable financial and liquidity losses for market participants, leading to the default of a clearing member or a final client. Relevant market participants should act in good faith and not unduly change risk management procedures resulting in an increase of margin calls, in particular if not in line with normal market procedures. Therefore, the Commission should immediately suspend the MCM if it jeopardises the orderly functioning of the derivatives market, for instance where it leads to a significant decrease in TTF derivatives transactions within the Union or to a significant shift of TTF-derivative transactions to trading venues outside the Union. In that regard, it is important that the Commission takes into account available expertise from relevant Union bodies. ESMA is an independent authority that contributes to safeguarding the stability of the Union&#8217;s financial system, notably by promoting stable and orderly financial markets, such as the derivative markets.</p><p>The Commission should therefore take into account reports from ESMA on such aspects. In addition, the Commission should take into account any advice of the European Central Bank (&#8216;ECB&#8217;) relating to the stability of the financial system in line with Article&#160;127(4) Treaty on the Functioning of the European Union (&#8216;TFEU&#8217;) and Article&#160;25.1 of Protocol 4 on the statute of the European system of central banks and of the European Central Bank annexed to TFEU (the &#8216;Protocol&#8217;). Given the volatility of financial markets and the potentially large impact of market interventions therein, it is important to ensure that the Commission can suspend the MCM quickly. Therefore, the report of ESMA should be issued no later than 48 hours or within the same day in urgent cases after the Commission&#8217;s request.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(45)</p></td><td><p>The MCM should be designed to address only exceptional increases in gas prices caused by deficiencies in the price formation mechanism and as such should not have an impact on the validity of existing gas supply contracts. However, in situations where ACER or the Commission observes that the activation of the MCM has a negative impact on existing gas supply contracts, the Commission should suspend the MCM.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(46)</p></td><td><p>The design and suspension possibilities of the MCM should take into account that natural gas traders may move the natural gas trade to regions outside the Union, thereby reducing the effectiveness of the MCM. This would be the case, for instance, if traders started engaging in OTC gas trade, which is less transparent, less subject to regulatory scrutiny, and carries greater risks of defaulting on obligations for the parties involved. This would also be the case if traders, whose hedging may be limited by the MCM, sought hedges in other jurisdictions, resulting in the clearing counterpart needing to rebalance the cash underpinning derivatives positions to reflect the capped settlement price, triggering margin calls.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(47)</p></td><td><p>ACER, ESMA, ENTSOG and the GCG should assist the Commission in monitoring the&#160;MCM.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(48)</p></td><td><p>In carrying out its tasks under this Regulation, the Commission should also have the possibility of consulting the ECB, and to seek its advice, in accordance with the ECB&#8217;s role pursuant to Article&#160;127(5) TFEU in order to contribute to the smooth conduct of policies relating to the prudential supervision of credit institutions and to the stability of the financial system and pursuant to Article&#160;25.1 of the Protocol to offer advice to and be consulted by, inter alia, the Commission on the scope and implementation of Union legislation relating to the prudential supervision of credit institutions and to the stability of the financial system. Such a consultation process should be organised in a manner that allows a swift suspension of the MCM, if need be.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(49)</p></td><td><p>Given the urgent need to address the problems notably in TTF-derivatives price setting in the Union, a swift implementation of the MCM is crucial. ESMA and ACER should carry out an assessment on the impact of the MCM(&#8216;effects assessment&#8217;), to analyse whether the fast implementation of the MCM could lead to unintended negative consequences for financial or energy markets or for security of supply. The effects assessment should be submitted to the Commission by 1&#160;March 2023. It should notably analyse the elements necessary for the implementing act on the details of the modalities for the extension of the MCM to derivatives linked to other VTPs and verify whether the key elements of the MCM are still appropriate in light of developments as regards the financial and energy market or security of supply. ESMA and ACER should publish a preliminary data report concerning the introduction of the MCM by 23&#160;January 2023. Taking into account the results of the effects assessment, the Commission should, where appropriate, propose an amendment to this Regulation without undue delay with a view to adapting the choice of the products covered by the MCM.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(50)</p></td><td><p>The Commission may also propose other amendments to this Regulation, based on the effects assessment, or following a market correction event or a suspension decision, or in light of market and security of supply developments.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(51)</p></td><td><p>In order to preserve the sound functioning of derivatives markets, in particular the risk management processes of the central clearing counterparties (&#8216;CCPs&#8217;), and to minimise the need to call for additional margin as collateral, parties should be allowed to offset or reduce&#160;positions in&#160;TTF derivatives&#160;market&#160;in an orderly manner if they wish to do so. Therefore, the dynamic bidding limit should not apply to contracts entered into before the entry into force of this Regulation, nor to trades that allow market participants to&#160;offset or&#160;reduce positions resulting from TTF derivatives contracts entered into before the entry into force of this Regulation.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(52)</p></td><td><p>CCPs play a key role in assuring the orderly functioning of markets for TTF derivatives by mitigating counterparty risk. It is therefore necessary that the activities of CCPs, in particular in managing defaulting positions, are not hindered by the MCM. To that end, the dynamic bidding limit should not apply to trades executed&#160;as part of a default management process organised&#160;by a CCP.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(53)</p></td><td><p>The MCM is necessary and proportionate in achieving the objective of correcting excessively high gas prices at the TTF and derivatives linked to other VTPs. All Member States are concerned by the indirect effects of the price hikes, such as increasing energy prices and inflation. As regards the deficiencies in the price formation system, such deficiencies play a different role in various Member States, with price increases being more representative in some Member States (e.&#160;g. Central European Member States) than in other Member States (e.&#160;g. Member States at the periphery or with other supply possibilities). In order to avoid a fragmented action, which could divide the integrated Union gas market, common action is needed in a spirit of solidarity. This is also crucial in order to ensure the security of supply in the Union. Moreover, common safeguards, which may be more necessary in Member States without supply alternatives than in Member States with supply alternatives, should ensure a coordinated approach as an expression of energy solidarity. Indeed, while the financial risks and benefits are very different for various Member States, the MCM should constitute a solidary compromise, in which all Member States agree to contribute to the market correction and accept the same limits for the price formation, even though the level of malfunction of the price formation mechanism and the financial impacts of derivatives prices on the economy are different in some Member States. The MCM would therefore strengthen Union solidarity in avoiding excessively high gas prices, which are unsustainable even for short periods of time for many Member States. The MCM will help to ensure that gas supply undertakings from all Member States are able to purchase gas at reasonable prices in the spirit of solidarity.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(54)</p></td><td><p>In order to ensure uniform conditions for the implementation of this Regulation, implementing powers to define the technical details of the application of the MCM to derivatives linked to other VTPs should be conferred on the Commission. Those powers should be exercised in accordance with Regulation (EU) No&#160;182/2011 of the European Parliament and of the Council&#160;<a>(<span>11</span>)</a>.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(55)</p></td><td><p>The volatile and unpredictable situation of the natural gas market entering the winter seasons makes it important to ensure that the MCM can be applied as soon as possible, if the conditions justifying its activation are met. This Regulation should therefore enter into force on 1&#160;February 2023. The dynamic bidding limit should apply from 15&#160;February 2023. The obligation to provide a preliminary data report by ESMA and ACER should apply retroactively as of 1&#160;January 2023 in order to obtain the required information as soon as possible,</p></td></tr></tbody></table> HAS ADOPTED THIS REGULATION: CHAPTER I SUBJECT MATTER, SCOPE AND DEFINITIONS Article 1 Subject matter and scope This Regulation establishes a temporary market correction mechanism (‘MCM’) for orders placed for trading TTF derivatives and derivatives linked to other virtual trading points (‘VTPs’) in accordance with Article 9, to limit episodes of excessively high gas prices in the Union which do not reflect world market prices. Article 2 Definitions For the purposes of this Regulation, the following definitions apply: <table><col/><col/><tbody><tr><td><p>(1)</p></td><td><p>&#8216;TTF derivative&#8217; means a commodity derivative as defined in Article&#160;2(1), point (30), of Regulation (EU) No&#160;600/2014 of the European Parliament and of the Council&#160;<a>(<span>12</span>)</a>, traded on a regulated market, the underlying of which is a transaction in the Title Transfer Facility (TTF), a virtual trading point operated by Gasunie Transport Services B.V.;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(2)</p></td><td><p>&#8216;derivative linked to other VTP&#8217; means a commodity derivative as defined in Article&#160;2(1), point (30), of Regulation (EU) No&#160;600/2014, traded on a regulated market, the underlying of which is a transaction in gas in a virtual trading point in the Union;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(3)</p></td><td><p>&#8216;virtual trading point&#8217; or &#8216;VTP&#8217; means a non-physical commercial point within an entry-exit system where gas is exchanged between a seller and a buyer without the need to book transmission or distribution capacity;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(4)</p></td><td><p>&#8216;front-month TTF derivative&#8217; means a TTF derivative whose expiration date is the nearest among the derivatives with a one-month maturity traded on a given regulated market;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(5)</p></td><td><p>&#8216;-front-year TTF derivative&#8217; means a TTF derivative whose expiration date is the nearest among the derivatives with twelve months maturity traded on a given regulated market;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(6)</p></td><td><p>&#8216;reference price&#8217; means, insofar as available, the daily average price of:</p><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>the LNG Northwest Europe Marker price assessment defined as the daily average of &#8216;Daily Spot Northwest Europe Marker (NWE)&#8217; administered by Platts Benchmark B.V. (the Netherlands) and the &#8216;Northwest Europe des &#8211; half-month 2&#8217; administered by Argus Benchmark Administration B.V. (the Netherlands); with a conversion of LNG price assessments in USD per Metric Million British Thermal Units (MMBtu) into EUR per MWh, on the basis of the European Central Bank&#8217;s (&#8216;ECB&#8217;) Euro foreign exchange rate and a conversion rate of 1 MMBtu to 0.293071 kWh;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>the LNG Mediterranean Marker price assessment defined as the daily average of &#8216;Daily Spot Mediterranean Marker (MED)&#8217; administered by Platts Benchmark B.V. (the Netherlands), and of the daily average of &#8216;Iberian peninsula des &#8211; half-month 2&#8217;, &#8216;Italy des - half-month 2&#8217; and &#8216;Greece des - half-month 2&#8217; administered by Argus Benchmark Administration B.V. (the Netherlands); with a conversion of LNG price assessments in USD per MMBtu into EUR per MWh, on the basis of the ECB&#8217;s Euro foreign exchange rate and a conversion rate of 1 MMBtu to 0.293071 kWh;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>the LNG Northeast Asia Marker price assessment defined as the daily average of &#8216;LNG Japan/Korea DES 2 Half-Month&#8217; administered by Platts Benchmark B.V. (the Netherlands), and &#8216;Northeast Asia des (ANEA) - half-month 2&#8217; administered by Argus Benchmark Administration B.V. (the Netherlands); with a conversion of LNG price assessments USD per MMBtu into EUR per MWh, on the basis of the ECB&#8217;s Euro foreign exchange rate and a conversion rate of 1 MMBtu to 0.293071 kWh;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>the front-month NBP derivative settlement price, as published by ICE Futures Europe (the United Kingdom); with a conversion of Sterling pence per therm into EUR per MWh, on the basis of the ECB&#8217;s Euro foreign exchange rate and a conversion rate of 1 therm to 29.3071 kWh;</p></td></tr></tbody></table><table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>the price of the daily price assessment carried out by ACER pursuant to Article&#160;18 of Regulation (EU) 2022/2576;</p></td></tr></tbody></table></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(7)</p></td><td><p>&#8216;regulated market&#8217; means a regulated market defined in Article&#160;4(1), point (21), of Directive 2014/65/EU;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(8)</p></td><td><p>&#8216;market operator&#8217; means a market operator defined in Article&#160;4(1), point (18), of Directive&#160;2014/65/EU.</p></td></tr></tbody></table> CHAPTER II MARKET CORRECTION MECHANISM Article 3 Price monitoring 1. ACER shall constantly monitor the development of the reference price and the front-month TTF derivative settlement price, and the front-month derivative settlement price of derivatives linked to other VTPs. 2. For the purpose of paragraph 1, Platts Benchmark B.V. (the Netherlands) shall notify ACER every day no later than 21:00 (CET) of the daily LNG price assessments of the following markers: the ‘Daily Spot Mediterranean Marker (MED)’, the ‘Daily Spot Northwest Europe Marker (NEW)’ and the ‘Japan Korea Marker (JKM)’. 3. For the purpose of paragraph 1, Argus Benchmark Administration B.V. (the Netherlands) shall notify ACER every day no later than 21:00 (CET) of the daily LNG price assessments of the following markers: the ‘Northwest Europe des – half-month 2’, the ‘Iberian peninsula des - half-month 2’, the ‘Italy des - half-month 2’, the ‘Greece des - half-month 2’ and the ‘Northeast Asia des (ANEA) - half-month 2’. 4. ACER shall calculate the daily reference price every day based on the information received pursuant to paragraph 1. ACER shall publish the daily reference price daily on its website no later than 23:59 CET. Article 4 Market correction event 1. The MCM for the front-year TTF derivative settlement price shall be activated when a market correction event occurs. A market correction event shall be considered to occur when the front-month TTF derivative settlement price, as published by ICE Endex B.V. (the Netherlands): <table><col/><col/><tbody><tr><td><p>(a)</p></td><td><p>exceeds EUR 180/MWh&#160;for three working days; and</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(b)</p></td><td><p>is EUR&#160;35 higher than the reference price during the period referred to in point&#160;(a).</p></td></tr></tbody></table> 2. Upon adoption of the implementing act referred to in Article 9(1), a market correction event related to derivatives linked to other VTPs shall also occur under the conditions defined in that implementing act pursuant to the criteria set out in Article 9(2). 3. If ACER observes that a market correction event has occurred, it shall publish a notice stating that a market correction event has occurred (‘market correction notice’) in a clear and visible manner on its website no later than 23:59 CET and shall inform the Council, the Commission, ECB and ESMA of the market correction event. 4. Market operators on the TTF derivatives market and TTF derivatives market participants shall monitor the website of ACER on a daily basis. 5. As from the day after the publication of a market correction notice, market operators shall not accept and TTF derivatives market participants shall not submit orders for TTF derivatives that are due to expire in the period from the expiry date of the front-month TTF derivative to the expiry date of the front-year TTF derivative with prices of EUR 35 above the reference price published by ACER on the previous day (‘dynamic bidding limit’). If the reference price is below EUR 145/MWh, the dynamic bidding limit shall remain at the sum of EUR 145 and EUR 35 . 6. Upon adoption of the implementing act referred to in Article 9(1), a dynamic bidding limit shall apply to derivatives linked to other VTPs under the conditions defined in that implementing act pursuant to the criteria set out in Article 9(2). 7. Once activated by ACER, the dynamic bidding limit shall apply for a minimum of 20 working days, unless suspended by the Commission in accordance with Article 6 or deactivated in accordance with Article 5(1). 8. In order for the Commission to be able to suspend, by means of an implementing decision, the activation of the MCM by ACER swiftly if need be, in case there are, based on the results of ACER monitoring pursuant to Article 3(1), concrete indications that a market correction event pursuant to Article 4(1), point b, is imminent, the Commission shall without delay invite ECB, ESMA and, where appropriate, the European Network of Transmission System Operators for Gas (‘ENTSOG’) and the Gas Coordination Group (the ‘GCG’) to provide an assessment of the impact of a possible market correction event on the security of supply, intra-Union flows of gas and financial stability. That assessment shall take into account price developments in other relevant organised marketplaces, notably in Asia or the United States, as reflected in the ‘Joint Japan Korea Marker’ or the ‘Henry Hub Gas Price Assessment’, both administered by Platts Benchmark B.V. (the Netherlands) and published by S&P Global Inc. (New York). 9. After having assessed the effect of the dynamic bidding limit on gas and electricity consumption and progress with the demand reduction targets provided for in Articles 3 and 5 of Regulation (EU) 2022/1369 and in Articles 3 and 4 of Regulation (EU) 2022/1854, the Commission may also propose an amendment to Regulation (EU) 2022/1369 in order to adapt it to the new situation. 10. In the case of a market correction event, the Commission shall, without undue delay, ask the ECB for advice on the risk of unintended disturbances for the stability and orderly functioning of energy derivative markets. Article 5 Deactivation of the MCM 1. The dynamic bidding limit shall be deactivated, 20 working days from the occurrence of the market correction event in accordance with Article 4(5) or afterwards, if the reference price is below EUR 145/MWh for three consecutive working days. 2. Where a regional or a Union emergency has been declared by the Commission, notably in case of a significant deterioration of the gas supply situation leading to a situation where the gas supply is insufficient to meet the remaining gas demand (‘rationing’), in accordance with Article 12(1) of Regulation (EU) 2017/1938, the dynamic bidding limit shall be deactivated. 3. ACER shall publish a notice on its website without delay and notify the Council, the Commission, ECB and ESMA that a deactivation event as referred to in paragraph 1 has occurred (‘deactivation notice’). Article 6 Suspension of the MCM 1. ESMA, ACER, ENTSOG and the GCG shall constantly monitor the effects of the dynamic bidding limit on financial and energy markets and on security of supply in the case of the activation of the MCM. 2. On basis of the monitoring referred to in paragraph 1, the Commission shall suspend the MCM at any time by means of an implementing decision, where unintended market disturbances or manifest risks of such disturbances occur that negatively affect security of supply, intra-Union flows of gas or financial stability (‘suspension decision’). In the assessment, the Commission shall take into account whether the activation of MCM: <table><col/><col/><tbody><tr><td><p>(a)</p></td><td><p>jeopardises the Union&#8217;s security of gas supply; the elements to be taken into account in the assessment of the risks for the security of supply shall be a potential significant deviation of one the components of the reference price compared to the historical trend and a significant drop of quarterly LNG imports into the Union compared to the same quarter of the previous year;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(b)</p></td><td><p>occurs during a period where the mandatory demand reduction targets pursuant to Article&#160;5 of Regulation (EU) 2022/1369 are not met at Union level, negatively affects the progress made in implementing the gas savings target pursuant to Article&#160;3 of Regulation (EU) 2022/1369, taking into account the need to ensure that price signals incentivise demand reduction, or leads to an overall increase in gas consumption by 15&#160;% in one month or by 10&#160;% in two consecutive months compared to the respective average consumption for the same months during the five consecutive years preceding 1&#160;February 2023, on the basis of data on gas consumption and demand reduction received from Member States pursuant to Article&#160;8 of Regulation (EU) 2022/1369;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(c)</p></td><td><p>prevents market-based intra-Union flows of gas according to ACER monitoring data;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(d)</p></td><td><p>affects, on the basis of ESMA&#8217;s report on the impact of the activation of the MCM by ESMA and any advice of the ECB requested by the Commission for that purpose, the stability and orderly functioning of energy derivative markets, in particular; where it leads to a significant increase of margin calls or a significant decrease in TTF derivatives transactions within the Union in one month, compared to the same month of the previous year or to a significant shift of TTF-derivative transactions to trading venues outside the Union;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(e)</p></td><td><p>leads to substantial differences between gas market prices in the different organised marketplaces across the Union, and at other relevant organised marketplaces, such as in Asia or the United States, as reflected in the &#8216;Joint Japan Korea Marker&#8217; or the &#8216;Henry Hub Gas Price Assessment&#8217;, both administered by Platts Benchmark B.V. (the Netherlands);</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(f)</p></td><td><p>affects the validity of existing gas supply contracts, including long-term gas supply contracts.</p></td></tr></tbody></table> 3. A suspension decision shall be taken without undue delay and be published in the Official Journal of the European Union . From the day following publication of a suspension decision, and for as long as specified in the suspension decision, the dynamic bidding limit shall cease to apply. 4. ACER, ESMA, ENTSOG and the GCG shall assist the Commission in the tasks pursuant to Articles 4, 5 and 6. The report of ESMA pursuant to paragraph (2), point (d), of this Article shall be issued no later than 48 hours or within the same day in urgent cases upon a request by the Commission. 5. In carrying out its tasks pursuant to Articles 4, 5 and 6, the Commission may consult the ECB for advice on any matter relating to its task pursuant to Article 127(5) TFEU to contribute to the smooth conduct of policies relating to the prudential supervision of credit institutions and the stability of the financial system. Article 7 Professional secrecy 1. Any confidential information received, exchanged, or transmitted pursuant to this Regulation shall be subject to the conditions of professional secrecy laid down in this Article. 2. The obligation of professional secrecy applies to all persons who work or who have worked for ACER or for any authority or market undertaking or natural or legal person to whom the competent authority has delegated its powers, including auditors and experts contracted by the competent authority. 3. Information covered by professional secrecy may not be disclosed to any other person or authority except by virtue of provisions laid down by Union or national law. 4. All information exchanged between the competent authorities under this Regulation that concerns business or operational conditions, and other economic or personal affairs shall be considered confidential and shall be subject to the requirements of professional secrecy, except where the competent authority states at the time of communication that such information may be disclosed or where such disclosure is necessary for legal proceedings. Article 8 Effects assessment 1. ESMA and ACER shall assess the effects of the MCM on financial and energy markets and on security of supply, notably to verify whether the key elements of the MCM are still appropriate in light of the developments as regards the financial and energy market and security of supply. 2. ESMA and ACER shall in the effects assessment in particular carry out an analysis concerning the criteria set out in Article 9(2). That assessment shall notably verify whether the limitation to TTF-derivatives led to arbitrage by market participants between corrected and non-corrected derivatives with negative impact on financial or energy markets, and to the detriment of consumers. 3. ESMA and ACER shall also assess whether: <table><col/><col/><tbody><tr><td><p>(a)</p></td><td><p>the exclusion of over-the-counter (&#8216;OTC&#8217;) trading from the scope of this Regulation led to significant shifts of TTF derivatives trading to OTC markets, endangering the stability of financial or energy markets;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(b)</p></td><td><p>the MCM led to a significant decrease in TTF derivatives transactions within the Union, or to a significant shift of TTF derivative transactions to trading venues outside the Union;</p></td></tr></tbody></table> 4. ESMA and ACER shall additionally assess whether the following needs to be reviewed: <table><col/><col/><tbody><tr><td><p>(a)</p></td><td><p>the elements taken into account for the reference price;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(b)</p></td><td><p>the conditions set out in Article&#160;4(1);</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(c)</p></td><td><p>the dynamic bidding limit.</p></td></tr></tbody></table> 5. The reports from ESMA and ACER pursuant to paragraph 1 shall be submitted to the Commission by 1 March 2023. ESMA and ACER shall publish a preliminary data report concerning introduction of the MCM by 23 January 2023. Article 9 Extension of the MCM to derivatives linked to other VTPs 1. On the basis of the assessment referred to in Article 8(1), , the Commission, shall by means of an implementing act, define the technical details of the application of the MCM to derivatives linked to other VTPs by 31 March 2023 in accordance with paragraph 2 of this Article. That implementing act shall be adopted in accordance with Article 11(2). In the event that the application of the MCM to derivatives linked to other VTPs leads to significant negative effects on financial or gas markets pursuant to the criteria set out in paragraph 2 of this Article, the Commission shall, exceptionally, exclude certain derivatives from the scope of application of the MCM. 2. The Commission shall select the technical details of the implementation, as well as those derivatives linked to other VTPs, which may have to be excluded from the scope of application of the MCM, in particular on the basis of the following criteria: <table><col/><col/><tbody><tr><td><p>(a)</p></td><td><p>availability of information on the prices of derivatives linked to other VTPs;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(b)</p></td><td><p>the liquidity of the derivatives linked to other VTPs;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(c)</p></td><td><p>the impact of the extension of the MCM to derivatives linked to other VTPs would have on intra-Union flows of gas and security of supply;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(d)</p></td><td><p>the impact of the extension of the MCM to derivatives linked to other VTPs would have on the stability of financial markets, taking into account the impact on possible additional margins as collateral.</p></td></tr></tbody></table> Article 10 Review The Commission may, where appropriate, propose an amendment to this Regulation to include derivatives traded OTC in the scope of this Regulation, or to review the elements taken into account for the reference price, notably considering giving different weight to those elements, the conditions for the activation of the MCM set out in Article 4(1), points (a) and (b), and the dynamic bidding limit. Before submitting such a proposal, the Commission shall consult the ECB, ESMA, ACER, ENTSOG and the GCG and, where appropriate, other relevant stakeholders. Article 11 Committee procedure 1. The Commission shall be assisted by a committee. That committee shall be a committee within the meaning of Regulation (EU) No 182/2011. 2. Where reference is made to this paragraph, Article 5 of Regulation (EU) No 182/2011 shall apply. CHAPTER III FINAL PROVISIONS Article 12 Entry into force 1. This Regulation shall enter into force on 1 February 2023. It shall apply from the same day for a period of one year. 2. Article 4 shall apply from 15 February 2023. 3. Article 8(2) shall apply from 1 January 2023. 4. This Regulation shall not apply to the following: <table><col/><col/><tbody><tr><td><p>(a)</p></td><td><p>TTF derivative contracts concluded before 1&#160;February 2023;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(b)</p></td><td><p>buying and selling of TTF derivatives in order to offset or reduce TTF derivatives contracts concluded before 1&#160;February 2023;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(c)</p></td><td><p>buying and selling of TTF derivatives as part of a CCP default management procedure, including OTC trades registered in the regulated market for clearing purposes.</p></td></tr></tbody></table> This Regulation shall be binding in its entirety and directly applicable in all Member States. Done at Brussels, 22 December 2022. For the Council The President M. BEK <note> ( 1 ) Opinion of 2 December 2022 (not yet published in the Official Journal). ( 2 ) ICE Endex is one of the main energy exchanges in Europe. For gas, it provides regulated futures and options trading for the Dutch TTF trading hub. ( 3 ) Council Regulation (EU) 2022/2576 of 19 December 2022 enhancing solidarity through better coordination of gas purchases, reliable price benchmarks and exchanges of gas across borders (see page 1 of this Official Journal). ( 4 ) Directive 2014/65/EU of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Directive 2002/92/EC and Directive 2011/61/EU ( OJ L 173, 12.6.2014, p. 349 ). ( 5 ) Regulation (EU) 2016/1011 of the European Parliament and of the Council of 8 June 2016 on indices used as benchmarks in financial instruments and financial contracts or to measure the performance of investment funds and amending Directives 2008/48/EC and 2014/17/EU and Regulation (EU) No 596/2014 ( OJ L 171, 29.6.2016, p. 1 ). ( 6 ) Regulation (EU) 2019/942 of the European Parliament and of the Council of 5 June 2019 establishing a European Union Agency for the Cooperation of Energy Regulators ( OJ L 158, 14.6.2019, p. 22 ). ( 7 ) Council Regulation (EU) 2022/1369 of 5 August 2022 on coordinated demand-reduction measures for gas ( OJ L 206, 8.8.2022, p. 1 ). ( 8 ) Council Regulation (EU) 2022/1854 of 6 October 2022 on an emergency intervention to address high energy prices ( OJ L 261 I, 7.10.2022, p. 1 ). ( 9 ) Regulation (EU) No 1095/2010 of the European Parliament and of the Council of 24 November 2010 establishing a European Supervisory Authority (European Securities and Markets Authority), amending Decision No 716/2009/EC and repealing Commission Decision 2009/77/EC ( OJ L 331, 15.12.2010, p. 84 ). ( 10 ) Regulation (EU) 2017/1938 of the European Parliament and of the Council of 25 October 2017 concerning measures to safeguard the security of gas supply and repealing Regulation (EU) No 994/2010 ( OJ L 280, 28.10.2017, p. 1 ). ( 11 ) Regulation (EU) No 182/2011 of the European Parliament and of the Council of 16 February 2011 laying down the rules and general principles concerning mechanisms for control by Member States of the Commission’s exercise of implementing powers ( OJ L 55, 28.2.2011, p. 13 ). ( 12 ) Regulation (EU) No 600/2014 of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Regulation (EU) No 648/2012 ( OJ L 173, 12.6.2014, p. 84 ). </note>

ENG

32022R2578

<table><col/><col/><col/><col/><tbody><tr><td><p>18.3.2014&#160;&#160;&#160;</p></td><td><p>EN</p></td><td><p>Official Journal of the European Union</p></td><td><p>L 79/2</p></td></tr></tbody></table> COUNCIL DECISION of 28 January 2014 on the conclusion of the Fisheries Partnership Agreement between the European Union and the Republic of Mauritius (2014/146/EU) THE COUNCIL OF THE EUROPEAN UNION, Having regard to the Treaty on the Functioning of the European Union, and in particular Article 43, in conjunction with point (a) of Article 218(6) thereof, Having regard to the proposal from the European Commission, Having regard to the consent of the European Parliament, Whereas: <table><col/><col/><tbody><tr><td><p>(1)</p></td><td><p>The Union negotiated with the Republic of Mauritius a Fisheries Partnership Agreement providing EU vessels with fishing opportunities in the waters over which the Republic of Mauritius exercises its sovereignty or jurisdiction.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(2)</p></td><td><p>The Fisheries Partnership Agreement between the European Union and the Republic of Mauritius (&#8216;the Fisheries Partnership Agreement&#8217;) was signed in accordance with Council Decision 2012/670/EU of 9 October 2012 on the signing, on behalf of the European Union, of the Fisheries Partnership Agreement between the European Union and the Republic of Mauritius&#160;<a>(<span>1</span>)</a>.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(3)</p></td><td><p>The Fisheries Partnership Agreement should be approved,</p></td></tr></tbody></table> HAS ADOPTED THIS DECISION: Article 1 The Fisheries Partnership Agreement between the European Union and the Republic of Mauritius is hereby approved on behalf of the Union. The text of the Fisheries Partnership Agreement is attached to this Decision. Article 2 The President of the Council shall give, on behalf of the Union, the notifications provided for in Article 17 of the Fisheries Partnership Agreement ( 2 ) . Article 3 This Decision shall enter into force on the day of its adoption. Done at Brussels, 28 January 2014. For the Council The President G. STOURNARAS <note> ( 1 ) OJ L 300, 30.10.2012, p. 34 . ( 2 ) The date of entry into force of the Agreement will be published in the Official Journal of the European Union by the General Secretariat of the Council. </note>

ENG

32014D0146

<table><col/><col/><col/><col/><tbody><tr><td><p>30.8.2018&#160;&#160;&#160;</p></td><td><p>EN</p></td><td><p>Official Journal of the European Union</p></td><td><p>C 306/1</p></td></tr></tbody></table> Statement of revenue and expenditure of the Education, Audiovisual and Culture Executive Agency for the financial year 2018 — amending budget No 1 (2018/C 306/01) REVENUE <table><col/><col/><col/><col/><col/><tbody><tr><td><p>Title</p><p>Chapter</p></td><td><p>Heading</p></td><td><p>Budget 2018</p></td><td><p>Amending budget No 1</p></td><td><p>New amount</p></td></tr><tr><td><p><span>1</span></p></td><td><p><span>EUROPEAN UNION SUBSIDY</span></p></td></tr><tr><td><p>1 1</p></td><td><p>EUROPEAN UNION SUBSIDY</p></td><td><p>50&#160;348&#160;623</p></td><td><p>&#160;</p></td><td><p>50&#160;348&#160;623</p></td></tr><tr><td><p>&#160;</p></td><td><p><span>Title 1 &#8212; Total</span></p></td><td><p><span>50&#160;348&#160;623</span></p></td><td><p>&#160;</p></td><td><p><span>50&#160;348&#160;623</span></p></td></tr><tr><td><p><span>2</span></p></td><td><p><span>MISCELLANEOUS REVENUE</span></p></td></tr><tr><td><p>2 3</p></td><td><p>REIMBURSEMENT OF MISCELLANEOUS EXPENDITURE</p></td><td><p>p.m.</p></td><td><p>&#160;</p></td><td><p>p.m.</p></td></tr><tr><td><p>&#160;</p></td><td><p><span>Title 2 &#8212; Total</span></p></td><td><p><span>p.m.</span></p></td><td><p>&#160;</p></td><td><p><span>p.m.</span></p></td></tr><tr><td><p>&#160;</p></td><td><p><span>GRAND TOTAL</span></p></td><td><p><span>50&#160;348&#160;623</span></p></td><td><p>&#160;</p></td><td><p><span>50&#160;348&#160;623</span></p></td></tr></tbody></table> EXPENDITURE <table><col/><col/><col/><col/><col/><tbody><tr><td><p>Title</p><p>Chapter</p></td><td><p>Heading</p></td><td><p>Appropriations 2018</p></td><td><p>Amending budget No 1</p></td><td><p>New amount</p></td></tr><tr><td><p><span>1</span></p></td><td><p><span>STAFF</span></p></td></tr><tr><td><p>1 1</p></td><td><p>REMUNERATIONS, ALLOWANCES AND CHARGES</p></td><td><p>34&#160;295&#160;000</p></td><td><p>&#8211;98&#160;439</p></td><td><p>34&#160;196&#160;561</p></td></tr><tr><td><p>1 2</p></td><td><p>PROFESSIONAL DEVELOPMENT AND SOCIAL EXPENDITURE</p></td><td><p>1&#160;770&#160;000</p></td><td><p>95&#160;000</p></td><td><p>1&#160;865&#160;000</p></td></tr><tr><td><p>&#160;</p></td><td><p><span>Title 1 &#8212; Total</span></p></td><td><p><span>36&#160;065&#160;000</span></p></td><td><p><span>&#8211;3&#160;439</span></p></td><td><p><span>36&#160;061&#160;561</span></p></td></tr><tr><td><p><span>2</span></p></td><td><p><span>INFRASTRUCTURE AND OPERATING EXPENDITURE</span></p></td></tr><tr><td><p>2 1</p></td><td><p>BUILDING EXPENDITURE</p></td><td><p>5&#160;205&#160;000</p></td><td><p>&#160;</p></td><td><p>5&#160;205&#160;000</p></td></tr><tr><td><p>2 2</p></td><td><p>ICT EXPENDITURE</p></td><td><p>3&#160;010&#160;000</p></td><td><p>&#8211;&#160;262&#160;811</p></td><td><p>2&#160;747&#160;189</p></td></tr><tr><td><p>2 3</p></td><td><p>MOVABLE PROPERTY AND CURRENT OPERATING EXPENDITURE</p></td><td><p>424&#160;000</p></td><td><p>&#8211;3&#160;750</p></td><td><p>420&#160;250</p></td></tr><tr><td><p>&#160;</p></td><td><p><span>Title 2 &#8212; Total</span></p></td><td><p><span>8&#160;639&#160;000</span></p></td><td><p><span>&#8211;&#160;266&#160;561</span></p></td><td><p><span>8&#160;372&#160;439</span></p></td></tr><tr><td><p><span>3</span></p></td><td><p><span>PROGRAMME SUPPORT EXPENDITURE</span></p></td></tr><tr><td><p>3 1</p></td><td><p>PROGRAMME MANAGEMENT EXPENDITURE</p></td><td><p>5&#160;644&#160;623</p></td><td><p>270&#160;000</p></td><td><p>5&#160;914&#160;623</p></td></tr><tr><td><p>&#160;</p></td><td><p><span>Title 3 &#8212; Total</span></p></td><td><p><span>5&#160;644&#160;623</span></p></td><td><p><span>270&#160;000</span></p></td><td><p><span>5&#160;914&#160;623</span></p></td></tr><tr><td><p>&#160;</p></td><td><p><span>GRAND TOTAL</span></p></td><td><p><span>50&#160;348&#160;623</span></p></td><td><p>&#160;</p></td><td><p><span>50&#160;348&#160;623</span></p></td></tr></tbody></table>

ENG

32018B0830(01)

<table><col/><col/><col/><col/><tbody><tr><td><p>29.9.2023&#160;&#160;&#160;</p></td><td><p>EN</p></td><td><p>Official Journal of the European Union</p></td><td><p>L 242/224</p></td></tr></tbody></table> DECISION (EU) 2023/1856 OF THE EUROPEAN PARLIAMENT of 10 May 2023 on discharge in respect of the implementation of the budget of the European Union Agency for Law Enforcement Training (CEPOL) for the financial year 2021 THE EUROPEAN PARLIAMENT, <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>having regard to the final annual accounts of the European Union Agency for Law Enforcement Training (CEPOL) for the financial year 2021,</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>having regard to the Court of Auditors&#8217; annual report on EU agencies for the financial year 2021, together with the agencies&#8217; replies&#160;<a>(<span>1</span>)</a>,</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>having regard to the statement of assurance&#160;<a>(<span>2</span>)</a> as to the reliability of the accounts and the legality and regularity of the underlying transactions provided by the Court of Auditors for the financial year 2021, pursuant to Article&#160;287 of the Treaty on the Functioning of the European Union,</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>having regard to the Council&#8217;s recommendation of 28&#160;February&#160;2023 on discharge to be given to the Agency in respect of the implementation of the budget for the financial year 2021&#160;(06248/2023 &#8211; C9-0078/2023),</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>having regard to Article&#160;319 of the Treaty on the Functioning of the European Union,</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>having regard to Regulation (EU, Euratom)&#160;2018/1046 of the European Parliament and of the Council of 18&#160;July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No&#160;1296/2013, (EU) No&#160;1301/2013, (EU) No&#160;1303/2013, (EU) No&#160;1304/2013, (EU) No&#160;1309/2013, (EU) No&#160;1316/2013, (EU) No&#160;223/2014, (EU) No&#160;283/2014, and Decision No&#160;541/2014/EU and repealing Regulation (EU, Euratom) No&#160;966/2012&#160;<a>(<span>3</span>)</a>, and in particular Article&#160;70 thereof,</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>having regard to Regulation (EU)&#160;2015/2219 of the European Parliament and of the Council of 25&#160;November 2015 on the European Union Agency for Law Enforcement Training (CEPOL) and replacing and repealing Council Decision&#160;2005/681/JHA&#160;<a>(<span>4</span>)</a>, and in particular Article&#160;20 thereof,</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>having regard to Commission Delegated Regulation (EU)&#160;2019/715 of 18&#160;December 2018 on the framework financial regulation for the bodies set up under the TFEU and Euratom Treaty and referred to in Article&#160;70 of Regulation (EU, Euratom)&#160;2018/1046 of the European Parliament and of the Council&#160;<a>(<span>5</span>)</a>, and in particular Article&#160;105 thereof,</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>having regard to Rule 100 of and Annex V to its Rules of Procedure,</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>having regard to the opinion of the Committee on Civil Liberties, Justice and Home Affairs,</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>&#8212;</p></td><td><p>having regard to the report of the Committee on Budgetary Control (A9-0102/2023),</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>1.</p></td><td><span>Grants the Executive Director of the European Union Agency for Law Enforcement Training (CEPOL) discharge in respect of the implementation of the Agency&#8217;s budget for the financial year 2021;</span></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>2.</p></td><td><span>Sets out its observations in the resolution below;</span></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>3.</p></td><td><span>Instructs its President to forward this decision, and the resolution forming an integral part of it, to the Executive Director of the European Union Agency for Law Enforcement Training (CEPOL), the Council, the Commission and the Court of Auditors, and to arrange for their publication in the<span>Official Journal of the European Union</span> (L series).</span></td></tr></tbody></table> The President Roberta METSOLA The Secretary-General Alessandro CHIOCCHETTI <note> ( 1 ) OJ C 412, 27.10.2022, p. 12 . ( 2 ) OJ C 399, 17.10.2022, p. 240 . ( 3 ) OJ L 193, 30.7.2018, p. 1 . ( 4 ) OJ L 319, 4.12.2015, p. 1 . ( 5 ) OJ L 122, 10.5.2019, p. 1 . </note>

ENG

32023B1856

<table><col/><col/><col/><col/><tbody><tr><td><p>22.11.2022&#160;&#160;&#160;</p></td><td><p>EN</p></td><td><p>Official Journal of the European Union</p></td><td><p>L 301/22</p></td></tr></tbody></table> COMMISSION IMPLEMENTING REGULATION (EU) 2022/2282 of 21 November 2022 laying down technical information for the calculation of technical provisions and basic own funds for reporting with reference dates from 30 September 2022 until 30 December 2022 in accordance with Directive 2009/138/EC of the European Parliament and of the Council on the taking-up and pursuit of the business of Insurance and Reinsurance (Text with EEA relevance) THE EUROPEAN COMMISSION, Having regard to the Treaty on the Functioning of the European Union, Having regard to Directive 2009/138/EC of the European Parliament and of the Council of 25 November 2009 on the taking-up and pursuit of the business of Insurance and Reinsurance (Solvency II) ( 1 ) , and in particular the third subparagraph of Article 77e(2) thereof, Whereas: <table><col/><col/><tbody><tr><td><p>(1)</p></td><td><p>In order to ensure uniform conditions for the calculation of technical provisions and basic own funds by insurance and reinsurance undertakings for the purposes of Directive 2009/138/EC, technical information on relevant risk-free interest rate term structures, fundamental spreads for the calculation of the matching adjustment and volatility adjustments should be laid down for every reference date.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(2)</p></td><td><p>Insurance and re-insurance undertakings should use the technical information, which is based on market data related to the end of the last month preceding the first reporting reference date to which this Regulation applies. On 6&#160;October 2022, the European Insurance and Occupational Pensions Authority provided the Commission with the technical information related to end of September 2022 market data. That information was published on 6&#160;October 2022 in accordance with Article&#160;77e(1) of Directive 2009/138/EC.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(3)</p></td><td><p>Given the need for the immediate availability of the technical information, it is important that this Regulation enters into force as a matter of urgency.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(4)</p></td><td><p>For prudential reasons it is necessary that insurance and reinsurance undertakings use the same technical information for calculating technical provisions and basic own funds irrespective of the date on which they report to their competent authorities. This Regulation should therefore apply from the first reporting reference date to which this Regulation applies.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(5)</p></td><td><p>To provide legal certainty as soon as possible, it is duly justified on imperative grounds of urgency related to the availability of the relevant risk-free interest rate term structure that measures provided for in this Regulation be adopted in accordance with Article&#160;8, in conjunction with Article&#160;4, of Regulation (EU) No&#160;182/2011 of the European Parliament and of the Council&#160;<a>(<span>2</span>)</a>,</p></td></tr></tbody></table> HAS ADOPTED THIS REGULATION: Article 1 1. Insurance and reinsurance undertakings shall use the technical information referred to in paragraph 2 when calculating technical provisions and basic own funds for reporting with reference dates from 30 September 2022 until 30 December 2022. 2. For each relevant currency, the technical information used to calculate the best estimate in accordance with Article 77 of Directive 2009/138/EC, the matching adjustment in accordance with Article 77c of that Directive and the volatility adjustment in accordance with Article 77d of that Directive shall be the following: <table><col/><col/><tbody><tr><td><p>(a)</p></td><td><p>the relevant risk-free rate term structures set out in Annex I;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(b)</p></td><td><p>the fundamental spreads for the calculation of the matching adjustment set out in Annex II;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(c)</p></td><td><p>for each relevant national insurance market, the volatility adjustments set out in Annex III.</p></td></tr></tbody></table> Article 2 This Regulation shall enter into force on the day following that of its publication in the Official Journal of the European Union. It shall apply from 30 September 2022. This Regulation shall be binding in its entirety and directly applicable in all Member States. Done at Brussels, 21 November 2022. For the Commission The President Ursula VON DER LEYEN ( 1 ) OJ L 335, 17.12.2009, p. 1 . ( 2 ) Regulation (EU) No 182/2011 of the European Parliament and of the Council of 16 February 2011 laying down the rules and general principles concerning mechanisms for control by Member States of the Commission’s exercise of implementing powers ( OJ L 55, 28.2.2011, p. 13 ). ANNEX I Relevant risk-free interest rate term structures to calculate the best estimate, without any matching adjustment or volatility adjustment <table><col/><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>Term to maturity (in years)</p></td><td><p>Euro</p></td><td><p>Czech koruna</p></td><td><p>Danish krone</p></td><td><p>Forint</p></td><td><p>Krona</p></td><td><p>Kuna</p></td></tr><tr><td><p>1</p></td><td><p>2,378 &#160;%</p></td><td><p>6,852 &#160;%</p></td><td><p>2,368 &#160;%</p></td><td><p>13,041 &#160;%</p></td><td><p>3,151 &#160;%</p></td><td><p>2,114 &#160;%</p></td></tr><tr><td><p>2</p></td><td><p>2,725 &#160;%</p></td><td><p>6,556 &#160;%</p></td><td><p>2,715 &#160;%</p></td><td><p>12,493 &#160;%</p></td><td><p>3,170 &#160;%</p></td><td><p>2,588 &#160;%</p></td></tr><tr><td><p>3</p></td><td><p>2,792 &#160;%</p></td><td><p>6,085 &#160;%</p></td><td><p>2,782 &#160;%</p></td><td><p>11,733 &#160;%</p></td><td><p>3,196 &#160;%</p></td><td><p>2,920 &#160;%</p></td></tr><tr><td><p>4</p></td><td><p>2,837 &#160;%</p></td><td><p>5,649 &#160;%</p></td><td><p>2,827 &#160;%</p></td><td><p>11,030 &#160;%</p></td><td><p>3,207 &#160;%</p></td><td><p>3,181 &#160;%</p></td></tr><tr><td><p>5</p></td><td><p>2,873 &#160;%</p></td><td><p>5,332 &#160;%</p></td><td><p>2,863 &#160;%</p></td><td><p>10,464 &#160;%</p></td><td><p>3,195 &#160;%</p></td><td><p>3,422 &#160;%</p></td></tr><tr><td><p>6</p></td><td><p>2,901 &#160;%</p></td><td><p>5,144 &#160;%</p></td><td><p>2,891 &#160;%</p></td><td><p>10,033 &#160;%</p></td><td><p>3,161 &#160;%</p></td><td><p>3,663 &#160;%</p></td></tr><tr><td><p>7</p></td><td><p>2,920 &#160;%</p></td><td><p>5,033 &#160;%</p></td><td><p>2,910 &#160;%</p></td><td><p>9,719 &#160;%</p></td><td><p>3,122 &#160;%</p></td><td><p>3,905 &#160;%</p></td></tr><tr><td><p>8</p></td><td><p>2,943 &#160;%</p></td><td><p>4,964 &#160;%</p></td><td><p>2,933 &#160;%</p></td><td><p>9,502 &#160;%</p></td><td><p>3,089 &#160;%</p></td><td><p>4,163 &#160;%</p></td></tr><tr><td><p>9</p></td><td><p>2,967 &#160;%</p></td><td><p>4,915 &#160;%</p></td><td><p>2,956 &#160;%</p></td><td><p>9,370 &#160;%</p></td><td><p>3,067 &#160;%</p></td><td><p>4,392 &#160;%</p></td></tr><tr><td><p>10</p></td><td><p>2,992 &#160;%</p></td><td><p>4,874 &#160;%</p></td><td><p>2,982 &#160;%</p></td><td><p>9,285 &#160;%</p></td><td><p>3,058 &#160;%</p></td><td><p>4,561 &#160;%</p></td></tr><tr><td><p>11</p></td><td><p>3,006 &#160;%</p></td><td><p>4,835 &#160;%</p></td><td><p>2,996 &#160;%</p></td><td><p>9,244 &#160;%</p></td><td><p>3,062 &#160;%</p></td><td><p>4,679 &#160;%</p></td></tr><tr><td><p>12</p></td><td><p>3,018 &#160;%</p></td><td><p>4,797 &#160;%</p></td><td><p>3,008 &#160;%</p></td><td><p>9,225 &#160;%</p></td><td><p>3,075 &#160;%</p></td><td><p>4,759 &#160;%</p></td></tr><tr><td><p>13</p></td><td><p>3,020 &#160;%</p></td><td><p>4,760 &#160;%</p></td><td><p>3,010 &#160;%</p></td><td><p>9,216 &#160;%</p></td><td><p>3,091 &#160;%</p></td><td><p>4,812 &#160;%</p></td></tr><tr><td><p>14</p></td><td><p>3,006 &#160;%</p></td><td><p>4,724 &#160;%</p></td><td><p>2,996 &#160;%</p></td><td><p>9,215 &#160;%</p></td><td><p>3,109 &#160;%</p></td><td><p>4,844 &#160;%</p></td></tr><tr><td><p>15</p></td><td><p>2,974 &#160;%</p></td><td><p>4,688 &#160;%</p></td><td><p>2,964 &#160;%</p></td><td><p>9,208 &#160;%</p></td><td><p>3,126 &#160;%</p></td><td><p>4,861 &#160;%</p></td></tr><tr><td><p>16</p></td><td><p>2,922 &#160;%</p></td><td><p>4,652 &#160;%</p></td><td><p>2,912 &#160;%</p></td><td><p>9,178 &#160;%</p></td><td><p>3,143 &#160;%</p></td><td><p>4,866 &#160;%</p></td></tr><tr><td><p>17</p></td><td><p>2,861 &#160;%</p></td><td><p>4,618 &#160;%</p></td><td><p>2,851 &#160;%</p></td><td><p>9,127 &#160;%</p></td><td><p>3,159 &#160;%</p></td><td><p>4,861 &#160;%</p></td></tr><tr><td><p>18</p></td><td><p>2,799 &#160;%</p></td><td><p>4,584 &#160;%</p></td><td><p>2,789 &#160;%</p></td><td><p>9,059 &#160;%</p></td><td><p>3,173 &#160;%</p></td><td><p>4,850 &#160;%</p></td></tr><tr><td><p>19</p></td><td><p>2,744 &#160;%</p></td><td><p>4,551 &#160;%</p></td><td><p>2,734 &#160;%</p></td><td><p>8,979 &#160;%</p></td><td><p>3,187 &#160;%</p></td><td><p>4,834 &#160;%</p></td></tr><tr><td><p>20</p></td><td><p>2,699 &#160;%</p></td><td><p>4,520 &#160;%</p></td><td><p>2,689 &#160;%</p></td><td><p>8,890 &#160;%</p></td><td><p>3,200 &#160;%</p></td><td><p>4,814 &#160;%</p></td></tr><tr><td><p>21</p></td><td><p>2,668 &#160;%</p></td><td><p>4,489 &#160;%</p></td><td><p>2,658 &#160;%</p></td><td><p>8,795 &#160;%</p></td><td><p>3,211 &#160;%</p></td><td><p>4,791 &#160;%</p></td></tr><tr><td><p>22</p></td><td><p>2,647 &#160;%</p></td><td><p>4,460 &#160;%</p></td><td><p>2,638 &#160;%</p></td><td><p>8,695 &#160;%</p></td><td><p>3,222 &#160;%</p></td><td><p>4,766 &#160;%</p></td></tr><tr><td><p>23</p></td><td><p>2,635 &#160;%</p></td><td><p>4,431 &#160;%</p></td><td><p>2,626 &#160;%</p></td><td><p>8,594 &#160;%</p></td><td><p>3,231 &#160;%</p></td><td><p>4,740 &#160;%</p></td></tr><tr><td><p>24</p></td><td><p>2,630 &#160;%</p></td><td><p>4,404 &#160;%</p></td><td><p>2,621 &#160;%</p></td><td><p>8,491 &#160;%</p></td><td><p>3,240 &#160;%</p></td><td><p>4,713 &#160;%</p></td></tr><tr><td><p>25</p></td><td><p>2,629 &#160;%</p></td><td><p>4,377 &#160;%</p></td><td><p>2,620 &#160;%</p></td><td><p>8,389 &#160;%</p></td><td><p>3,249 &#160;%</p></td><td><p>4,685 &#160;%</p></td></tr><tr><td><p>26</p></td><td><p>2,632 &#160;%</p></td><td><p>4,352 &#160;%</p></td><td><p>2,624 &#160;%</p></td><td><p>8,287 &#160;%</p></td><td><p>3,256 &#160;%</p></td><td><p>4,657 &#160;%</p></td></tr><tr><td><p>27</p></td><td><p>2,639 &#160;%</p></td><td><p>4,328 &#160;%</p></td><td><p>2,631 &#160;%</p></td><td><p>8,188 &#160;%</p></td><td><p>3,263 &#160;%</p></td><td><p>4,630 &#160;%</p></td></tr><tr><td><p>28</p></td><td><p>2,648 &#160;%</p></td><td><p>4,304 &#160;%</p></td><td><p>2,640 &#160;%</p></td><td><p>8,090 &#160;%</p></td><td><p>3,270 &#160;%</p></td><td><p>4,602 &#160;%</p></td></tr><tr><td><p>29</p></td><td><p>2,658 &#160;%</p></td><td><p>4,282 &#160;%</p></td><td><p>2,650 &#160;%</p></td><td><p>7,995 &#160;%</p></td><td><p>3,276 &#160;%</p></td><td><p>4,575 &#160;%</p></td></tr><tr><td><p>30</p></td><td><p>2,670 &#160;%</p></td><td><p>4,260 &#160;%</p></td><td><p>2,662 &#160;%</p></td><td><p>7,902 &#160;%</p></td><td><p>3,282 &#160;%</p></td><td><p>4,548 &#160;%</p></td></tr><tr><td><p>31</p></td><td><p>2,682 &#160;%</p></td><td><p>4,240 &#160;%</p></td><td><p>2,675 &#160;%</p></td><td><p>7,813 &#160;%</p></td><td><p>3,287 &#160;%</p></td><td><p>4,522 &#160;%</p></td></tr><tr><td><p>32</p></td><td><p>2,696 &#160;%</p></td><td><p>4,220 &#160;%</p></td><td><p>2,688 &#160;%</p></td><td><p>7,726 &#160;%</p></td><td><p>3,293 &#160;%</p></td><td><p>4,497 &#160;%</p></td></tr><tr><td><p>33</p></td><td><p>2,709 &#160;%</p></td><td><p>4,200 &#160;%</p></td><td><p>2,702 &#160;%</p></td><td><p>7,642 &#160;%</p></td><td><p>3,297 &#160;%</p></td><td><p>4,472 &#160;%</p></td></tr><tr><td><p>34</p></td><td><p>2,723 &#160;%</p></td><td><p>4,182 &#160;%</p></td><td><p>2,716 &#160;%</p></td><td><p>7,562 &#160;%</p></td><td><p>3,302 &#160;%</p></td><td><p>4,449 &#160;%</p></td></tr><tr><td><p>35</p></td><td><p>2,737 &#160;%</p></td><td><p>4,164 &#160;%</p></td><td><p>2,731 &#160;%</p></td><td><p>7,484 &#160;%</p></td><td><p>3,306 &#160;%</p></td><td><p>4,425 &#160;%</p></td></tr><tr><td><p>36</p></td><td><p>2,751 &#160;%</p></td><td><p>4,148 &#160;%</p></td><td><p>2,745 &#160;%</p></td><td><p>7,410 &#160;%</p></td><td><p>3,310 &#160;%</p></td><td><p>4,403 &#160;%</p></td></tr><tr><td><p>37</p></td><td><p>2,765 &#160;%</p></td><td><p>4,131 &#160;%</p></td><td><p>2,759 &#160;%</p></td><td><p>7,338 &#160;%</p></td><td><p>3,314 &#160;%</p></td><td><p>4,381 &#160;%</p></td></tr><tr><td><p>38</p></td><td><p>2,779 &#160;%</p></td><td><p>4,116 &#160;%</p></td><td><p>2,773 &#160;%</p></td><td><p>7,269 &#160;%</p></td><td><p>3,317 &#160;%</p></td><td><p>4,360 &#160;%</p></td></tr><tr><td><p>39</p></td><td><p>2,792 &#160;%</p></td><td><p>4,101 &#160;%</p></td><td><p>2,786 &#160;%</p></td><td><p>7,203 &#160;%</p></td><td><p>3,321 &#160;%</p></td><td><p>4,340 &#160;%</p></td></tr><tr><td><p>40</p></td><td><p>2,806 &#160;%</p></td><td><p>4,086 &#160;%</p></td><td><p>2,800 &#160;%</p></td><td><p>7,139 &#160;%</p></td><td><p>3,324 &#160;%</p></td><td><p>4,320 &#160;%</p></td></tr><tr><td><p>41</p></td><td><p>2,819 &#160;%</p></td><td><p>4,072 &#160;%</p></td><td><p>2,813 &#160;%</p></td><td><p>7,078 &#160;%</p></td><td><p>3,327 &#160;%</p></td><td><p>4,301 &#160;%</p></td></tr><tr><td><p>42</p></td><td><p>2,831 &#160;%</p></td><td><p>4,059 &#160;%</p></td><td><p>2,825 &#160;%</p></td><td><p>7,020 &#160;%</p></td><td><p>3,330 &#160;%</p></td><td><p>4,283 &#160;%</p></td></tr><tr><td><p>43</p></td><td><p>2,843 &#160;%</p></td><td><p>4,046 &#160;%</p></td><td><p>2,838 &#160;%</p></td><td><p>6,963 &#160;%</p></td><td><p>3,333 &#160;%</p></td><td><p>4,265 &#160;%</p></td></tr><tr><td><p>44</p></td><td><p>2,855 &#160;%</p></td><td><p>4,033 &#160;%</p></td><td><p>2,850 &#160;%</p></td><td><p>6,909 &#160;%</p></td><td><p>3,335 &#160;%</p></td><td><p>4,248 &#160;%</p></td></tr><tr><td><p>45</p></td><td><p>2,867 &#160;%</p></td><td><p>4,021 &#160;%</p></td><td><p>2,862 &#160;%</p></td><td><p>6,857 &#160;%</p></td><td><p>3,338 &#160;%</p></td><td><p>4,232 &#160;%</p></td></tr><tr><td><p>46</p></td><td><p>2,878 &#160;%</p></td><td><p>4,010 &#160;%</p></td><td><p>2,873 &#160;%</p></td><td><p>6,807 &#160;%</p></td><td><p>3,340 &#160;%</p></td><td><p>4,216 &#160;%</p></td></tr><tr><td><p>47</p></td><td><p>2,889 &#160;%</p></td><td><p>3,999 &#160;%</p></td><td><p>2,884 &#160;%</p></td><td><p>6,759 &#160;%</p></td><td><p>3,343 &#160;%</p></td><td><p>4,200 &#160;%</p></td></tr><tr><td><p>48</p></td><td><p>2,900 &#160;%</p></td><td><p>3,988 &#160;%</p></td><td><p>2,895 &#160;%</p></td><td><p>6,713 &#160;%</p></td><td><p>3,345 &#160;%</p></td><td><p>4,186 &#160;%</p></td></tr><tr><td><p>49</p></td><td><p>2,910 &#160;%</p></td><td><p>3,978 &#160;%</p></td><td><p>2,906 &#160;%</p></td><td><p>6,668 &#160;%</p></td><td><p>3,347 &#160;%</p></td><td><p>4,171 &#160;%</p></td></tr><tr><td><p>50</p></td><td><p>2,920 &#160;%</p></td><td><p>3,967 &#160;%</p></td><td><p>2,916 &#160;%</p></td><td><p>6,625 &#160;%</p></td><td><p>3,349 &#160;%</p></td><td><p>4,158 &#160;%</p></td></tr><tr><td><p>51</p></td><td><p>2,930 &#160;%</p></td><td><p>3,958 &#160;%</p></td><td><p>2,925 &#160;%</p></td><td><p>6,584 &#160;%</p></td><td><p>3,351 &#160;%</p></td><td><p>4,144 &#160;%</p></td></tr><tr><td><p>52</p></td><td><p>2,940 &#160;%</p></td><td><p>3,948 &#160;%</p></td><td><p>2,935 &#160;%</p></td><td><p>6,544 &#160;%</p></td><td><p>3,353 &#160;%</p></td><td><p>4,131 &#160;%</p></td></tr><tr><td><p>53</p></td><td><p>2,949 &#160;%</p></td><td><p>3,939 &#160;%</p></td><td><p>2,944 &#160;%</p></td><td><p>6,506 &#160;%</p></td><td><p>3,355 &#160;%</p></td><td><p>4,119 &#160;%</p></td></tr><tr><td><p>54</p></td><td><p>2,958 &#160;%</p></td><td><p>3,931 &#160;%</p></td><td><p>2,953 &#160;%</p></td><td><p>6,469 &#160;%</p></td><td><p>3,357 &#160;%</p></td><td><p>4,107 &#160;%</p></td></tr><tr><td><p>55</p></td><td><p>2,966 &#160;%</p></td><td><p>3,922 &#160;%</p></td><td><p>2,962 &#160;%</p></td><td><p>6,433 &#160;%</p></td><td><p>3,358 &#160;%</p></td><td><p>4,095 &#160;%</p></td></tr><tr><td><p>56</p></td><td><p>2,974 &#160;%</p></td><td><p>3,914 &#160;%</p></td><td><p>2,970 &#160;%</p></td><td><p>6,399 &#160;%</p></td><td><p>3,360 &#160;%</p></td><td><p>4,084 &#160;%</p></td></tr><tr><td><p>57</p></td><td><p>2,982 &#160;%</p></td><td><p>3,906 &#160;%</p></td><td><p>2,978 &#160;%</p></td><td><p>6,366 &#160;%</p></td><td><p>3,362 &#160;%</p></td><td><p>4,073 &#160;%</p></td></tr><tr><td><p>58</p></td><td><p>2,990 &#160;%</p></td><td><p>3,899 &#160;%</p></td><td><p>2,986 &#160;%</p></td><td><p>6,333 &#160;%</p></td><td><p>3,363 &#160;%</p></td><td><p>4,063 &#160;%</p></td></tr><tr><td><p>59</p></td><td><p>2,998 &#160;%</p></td><td><p>3,891 &#160;%</p></td><td><p>2,994 &#160;%</p></td><td><p>6,302 &#160;%</p></td><td><p>3,365 &#160;%</p></td><td><p>4,052 &#160;%</p></td></tr><tr><td><p>60</p></td><td><p>3,005 &#160;%</p></td><td><p>3,884 &#160;%</p></td><td><p>3,001 &#160;%</p></td><td><p>6,272 &#160;%</p></td><td><p>3,366 &#160;%</p></td><td><p>4,043 &#160;%</p></td></tr><tr><td><p>61</p></td><td><p>3,012 &#160;%</p></td><td><p>3,877 &#160;%</p></td><td><p>3,008 &#160;%</p></td><td><p>6,243 &#160;%</p></td><td><p>3,367 &#160;%</p></td><td><p>4,033 &#160;%</p></td></tr><tr><td><p>62</p></td><td><p>3,019 &#160;%</p></td><td><p>3,870 &#160;%</p></td><td><p>3,015 &#160;%</p></td><td><p>6,215 &#160;%</p></td><td><p>3,369 &#160;%</p></td><td><p>4,024 &#160;%</p></td></tr><tr><td><p>63</p></td><td><p>3,026 &#160;%</p></td><td><p>3,864 &#160;%</p></td><td><p>3,022 &#160;%</p></td><td><p>6,187 &#160;%</p></td><td><p>3,370 &#160;%</p></td><td><p>4,015 &#160;%</p></td></tr><tr><td><p>64</p></td><td><p>3,032 &#160;%</p></td><td><p>3,857 &#160;%</p></td><td><p>3,029 &#160;%</p></td><td><p>6,161 &#160;%</p></td><td><p>3,371 &#160;%</p></td><td><p>4,006 &#160;%</p></td></tr><tr><td><p>65</p></td><td><p>3,039 &#160;%</p></td><td><p>3,851 &#160;%</p></td><td><p>3,035 &#160;%</p></td><td><p>6,135 &#160;%</p></td><td><p>3,372 &#160;%</p></td><td><p>3,998 &#160;%</p></td></tr><tr><td><p>66</p></td><td><p>3,045 &#160;%</p></td><td><p>3,845 &#160;%</p></td><td><p>3,041 &#160;%</p></td><td><p>6,110 &#160;%</p></td><td><p>3,374 &#160;%</p></td><td><p>3,989 &#160;%</p></td></tr><tr><td><p>67</p></td><td><p>3,051 &#160;%</p></td><td><p>3,839 &#160;%</p></td><td><p>3,047 &#160;%</p></td><td><p>6,086 &#160;%</p></td><td><p>3,375 &#160;%</p></td><td><p>3,981 &#160;%</p></td></tr><tr><td><p>68</p></td><td><p>3,057 &#160;%</p></td><td><p>3,834 &#160;%</p></td><td><p>3,053 &#160;%</p></td><td><p>6,063 &#160;%</p></td><td><p>3,376 &#160;%</p></td><td><p>3,974 &#160;%</p></td></tr><tr><td><p>69</p></td><td><p>3,062 &#160;%</p></td><td><p>3,828 &#160;%</p></td><td><p>3,059 &#160;%</p></td><td><p>6,040 &#160;%</p></td><td><p>3,377 &#160;%</p></td><td><p>3,966 &#160;%</p></td></tr><tr><td><p>70</p></td><td><p>3,068 &#160;%</p></td><td><p>3,823 &#160;%</p></td><td><p>3,064 &#160;%</p></td><td><p>6,018 &#160;%</p></td><td><p>3,378 &#160;%</p></td><td><p>3,959 &#160;%</p></td></tr><tr><td><p>71</p></td><td><p>3,073 &#160;%</p></td><td><p>3,818 &#160;%</p></td><td><p>3,070 &#160;%</p></td><td><p>5,996 &#160;%</p></td><td><p>3,379 &#160;%</p></td><td><p>3,951 &#160;%</p></td></tr><tr><td><p>72</p></td><td><p>3,078 &#160;%</p></td><td><p>3,813 &#160;%</p></td><td><p>3,075 &#160;%</p></td><td><p>5,976 &#160;%</p></td><td><p>3,380 &#160;%</p></td><td><p>3,945 &#160;%</p></td></tr><tr><td><p>73</p></td><td><p>3,083 &#160;%</p></td><td><p>3,808 &#160;%</p></td><td><p>3,080 &#160;%</p></td><td><p>5,955 &#160;%</p></td><td><p>3,381 &#160;%</p></td><td><p>3,938 &#160;%</p></td></tr><tr><td><p>74</p></td><td><p>3,088 &#160;%</p></td><td><p>3,803 &#160;%</p></td><td><p>3,085 &#160;%</p></td><td><p>5,935 &#160;%</p></td><td><p>3,382 &#160;%</p></td><td><p>3,931 &#160;%</p></td></tr><tr><td><p>75</p></td><td><p>3,093 &#160;%</p></td><td><p>3,798 &#160;%</p></td><td><p>3,090 &#160;%</p></td><td><p>5,916 &#160;%</p></td><td><p>3,383 &#160;%</p></td><td><p>3,925 &#160;%</p></td></tr><tr><td><p>76</p></td><td><p>3,098 &#160;%</p></td><td><p>3,794 &#160;%</p></td><td><p>3,095 &#160;%</p></td><td><p>5,897 &#160;%</p></td><td><p>3,384 &#160;%</p></td><td><p>3,919 &#160;%</p></td></tr><tr><td><p>77</p></td><td><p>3,102 &#160;%</p></td><td><p>3,789 &#160;%</p></td><td><p>3,099 &#160;%</p></td><td><p>5,879 &#160;%</p></td><td><p>3,385 &#160;%</p></td><td><p>3,912 &#160;%</p></td></tr><tr><td><p>78</p></td><td><p>3,107 &#160;%</p></td><td><p>3,785 &#160;%</p></td><td><p>3,104 &#160;%</p></td><td><p>5,861 &#160;%</p></td><td><p>3,385 &#160;%</p></td><td><p>3,907 &#160;%</p></td></tr><tr><td><p>79</p></td><td><p>3,111 &#160;%</p></td><td><p>3,781 &#160;%</p></td><td><p>3,108 &#160;%</p></td><td><p>5,844 &#160;%</p></td><td><p>3,386 &#160;%</p></td><td><p>3,901 &#160;%</p></td></tr><tr><td><p>80</p></td><td><p>3,115 &#160;%</p></td><td><p>3,776 &#160;%</p></td><td><p>3,112 &#160;%</p></td><td><p>5,827 &#160;%</p></td><td><p>3,387 &#160;%</p></td><td><p>3,895 &#160;%</p></td></tr><tr><td><p>81</p></td><td><p>3,119 &#160;%</p></td><td><p>3,772 &#160;%</p></td><td><p>3,116 &#160;%</p></td><td><p>5,811 &#160;%</p></td><td><p>3,388 &#160;%</p></td><td><p>3,890 &#160;%</p></td></tr><tr><td><p>82</p></td><td><p>3,123 &#160;%</p></td><td><p>3,769 &#160;%</p></td><td><p>3,120 &#160;%</p></td><td><p>5,795 &#160;%</p></td><td><p>3,389 &#160;%</p></td><td><p>3,884 &#160;%</p></td></tr><tr><td><p>83</p></td><td><p>3,127 &#160;%</p></td><td><p>3,765 &#160;%</p></td><td><p>3,124 &#160;%</p></td><td><p>5,779 &#160;%</p></td><td><p>3,389 &#160;%</p></td><td><p>3,879 &#160;%</p></td></tr><tr><td><p>84</p></td><td><p>3,131 &#160;%</p></td><td><p>3,761 &#160;%</p></td><td><p>3,128 &#160;%</p></td><td><p>5,764 &#160;%</p></td><td><p>3,390 &#160;%</p></td><td><p>3,874 &#160;%</p></td></tr><tr><td><p>85</p></td><td><p>3,135 &#160;%</p></td><td><p>3,757 &#160;%</p></td><td><p>3,132 &#160;%</p></td><td><p>5,749 &#160;%</p></td><td><p>3,391 &#160;%</p></td><td><p>3,869 &#160;%</p></td></tr><tr><td><p>86</p></td><td><p>3,138 &#160;%</p></td><td><p>3,754 &#160;%</p></td><td><p>3,136 &#160;%</p></td><td><p>5,734 &#160;%</p></td><td><p>3,391 &#160;%</p></td><td><p>3,864 &#160;%</p></td></tr><tr><td><p>87</p></td><td><p>3,142 &#160;%</p></td><td><p>3,750 &#160;%</p></td><td><p>3,139 &#160;%</p></td><td><p>5,720 &#160;%</p></td><td><p>3,392 &#160;%</p></td><td><p>3,859 &#160;%</p></td></tr><tr><td><p>88</p></td><td><p>3,146 &#160;%</p></td><td><p>3,747 &#160;%</p></td><td><p>3,143 &#160;%</p></td><td><p>5,706 &#160;%</p></td><td><p>3,393 &#160;%</p></td><td><p>3,855 &#160;%</p></td></tr><tr><td><p>89</p></td><td><p>3,149 &#160;%</p></td><td><p>3,744 &#160;%</p></td><td><p>3,146 &#160;%</p></td><td><p>5,692 &#160;%</p></td><td><p>3,393 &#160;%</p></td><td><p>3,850 &#160;%</p></td></tr><tr><td><p>90</p></td><td><p>3,152 &#160;%</p></td><td><p>3,740 &#160;%</p></td><td><p>3,150 &#160;%</p></td><td><p>5,679 &#160;%</p></td><td><p>3,394 &#160;%</p></td><td><p>3,846 &#160;%</p></td></tr><tr><td><p>91</p></td><td><p>3,156 &#160;%</p></td><td><p>3,737 &#160;%</p></td><td><p>3,153 &#160;%</p></td><td><p>5,666 &#160;%</p></td><td><p>3,395 &#160;%</p></td><td><p>3,841 &#160;%</p></td></tr><tr><td><p>92</p></td><td><p>3,159 &#160;%</p></td><td><p>3,734 &#160;%</p></td><td><p>3,156 &#160;%</p></td><td><p>5,653 &#160;%</p></td><td><p>3,395 &#160;%</p></td><td><p>3,837 &#160;%</p></td></tr><tr><td><p>93</p></td><td><p>3,162 &#160;%</p></td><td><p>3,731 &#160;%</p></td><td><p>3,159 &#160;%</p></td><td><p>5,641 &#160;%</p></td><td><p>3,396 &#160;%</p></td><td><p>3,833 &#160;%</p></td></tr><tr><td><p>94</p></td><td><p>3,165 &#160;%</p></td><td><p>3,728 &#160;%</p></td><td><p>3,162 &#160;%</p></td><td><p>5,629 &#160;%</p></td><td><p>3,396 &#160;%</p></td><td><p>3,829 &#160;%</p></td></tr><tr><td><p>95</p></td><td><p>3,168 &#160;%</p></td><td><p>3,725 &#160;%</p></td><td><p>3,165 &#160;%</p></td><td><p>5,617 &#160;%</p></td><td><p>3,397 &#160;%</p></td><td><p>3,825 &#160;%</p></td></tr><tr><td><p>96</p></td><td><p>3,171 &#160;%</p></td><td><p>3,722 &#160;%</p></td><td><p>3,168 &#160;%</p></td><td><p>5,605 &#160;%</p></td><td><p>3,397 &#160;%</p></td><td><p>3,821 &#160;%</p></td></tr><tr><td><p>97</p></td><td><p>3,174 &#160;%</p></td><td><p>3,719 &#160;%</p></td><td><p>3,171 &#160;%</p></td><td><p>5,593 &#160;%</p></td><td><p>3,398 &#160;%</p></td><td><p>3,817 &#160;%</p></td></tr><tr><td><p>98</p></td><td><p>3,177 &#160;%</p></td><td><p>3,717 &#160;%</p></td><td><p>3,174 &#160;%</p></td><td><p>5,582 &#160;%</p></td><td><p>3,399 &#160;%</p></td><td><p>3,813 &#160;%</p></td></tr><tr><td><p>99</p></td><td><p>3,179 &#160;%</p></td><td><p>3,714 &#160;%</p></td><td><p>3,177 &#160;%</p></td><td><p>5,571 &#160;%</p></td><td><p>3,399 &#160;%</p></td><td><p>3,810 &#160;%</p></td></tr><tr><td><p>100</p></td><td><p>3,182 &#160;%</p></td><td><p>3,711 &#160;%</p></td><td><p>3,180 &#160;%</p></td><td><p>5,560 &#160;%</p></td><td><p>3,400 &#160;%</p></td><td><p>3,806 &#160;%</p></td></tr><tr><td><p>101</p></td><td><p>3,185 &#160;%</p></td><td><p>3,709 &#160;%</p></td><td><p>3,182 &#160;%</p></td><td><p>5,550 &#160;%</p></td><td><p>3,400 &#160;%</p></td><td><p>3,803 &#160;%</p></td></tr><tr><td><p>102</p></td><td><p>3,187 &#160;%</p></td><td><p>3,706 &#160;%</p></td><td><p>3,185 &#160;%</p></td><td><p>5,540 &#160;%</p></td><td><p>3,401 &#160;%</p></td><td><p>3,799 &#160;%</p></td></tr><tr><td><p>103</p></td><td><p>3,190 &#160;%</p></td><td><p>3,704 &#160;%</p></td><td><p>3,187 &#160;%</p></td><td><p>5,529 &#160;%</p></td><td><p>3,401 &#160;%</p></td><td><p>3,796 &#160;%</p></td></tr><tr><td><p>104</p></td><td><p>3,192 &#160;%</p></td><td><p>3,701 &#160;%</p></td><td><p>3,190 &#160;%</p></td><td><p>5,519 &#160;%</p></td><td><p>3,402 &#160;%</p></td><td><p>3,792 &#160;%</p></td></tr><tr><td><p>105</p></td><td><p>3,195 &#160;%</p></td><td><p>3,699 &#160;%</p></td><td><p>3,192 &#160;%</p></td><td><p>5,510 &#160;%</p></td><td><p>3,402 &#160;%</p></td><td><p>3,789 &#160;%</p></td></tr><tr><td><p>106</p></td><td><p>3,197 &#160;%</p></td><td><p>3,696 &#160;%</p></td><td><p>3,195 &#160;%</p></td><td><p>5,500 &#160;%</p></td><td><p>3,402 &#160;%</p></td><td><p>3,786 &#160;%</p></td></tr><tr><td><p>107</p></td><td><p>3,200 &#160;%</p></td><td><p>3,694 &#160;%</p></td><td><p>3,197 &#160;%</p></td><td><p>5,491 &#160;%</p></td><td><p>3,403 &#160;%</p></td><td><p>3,783 &#160;%</p></td></tr><tr><td><p>108</p></td><td><p>3,202 &#160;%</p></td><td><p>3,692 &#160;%</p></td><td><p>3,200 &#160;%</p></td><td><p>5,482 &#160;%</p></td><td><p>3,403 &#160;%</p></td><td><p>3,780 &#160;%</p></td></tr><tr><td><p>109</p></td><td><p>3,204 &#160;%</p></td><td><p>3,690 &#160;%</p></td><td><p>3,202 &#160;%</p></td><td><p>5,472 &#160;%</p></td><td><p>3,404 &#160;%</p></td><td><p>3,777 &#160;%</p></td></tr><tr><td><p>110</p></td><td><p>3,206 &#160;%</p></td><td><p>3,687 &#160;%</p></td><td><p>3,204 &#160;%</p></td><td><p>5,464 &#160;%</p></td><td><p>3,404 &#160;%</p></td><td><p>3,774 &#160;%</p></td></tr><tr><td><p>111</p></td><td><p>3,209 &#160;%</p></td><td><p>3,685 &#160;%</p></td><td><p>3,206 &#160;%</p></td><td><p>5,455 &#160;%</p></td><td><p>3,405 &#160;%</p></td><td><p>3,771 &#160;%</p></td></tr><tr><td><p>112</p></td><td><p>3,211 &#160;%</p></td><td><p>3,683 &#160;%</p></td><td><p>3,209 &#160;%</p></td><td><p>5,446 &#160;%</p></td><td><p>3,405 &#160;%</p></td><td><p>3,768 &#160;%</p></td></tr><tr><td><p>113</p></td><td><p>3,213 &#160;%</p></td><td><p>3,681 &#160;%</p></td><td><p>3,211 &#160;%</p></td><td><p>5,438 &#160;%</p></td><td><p>3,405 &#160;%</p></td><td><p>3,765 &#160;%</p></td></tr><tr><td><p>114</p></td><td><p>3,215 &#160;%</p></td><td><p>3,679 &#160;%</p></td><td><p>3,213 &#160;%</p></td><td><p>5,430 &#160;%</p></td><td><p>3,406 &#160;%</p></td><td><p>3,762 &#160;%</p></td></tr><tr><td><p>115</p></td><td><p>3,217 &#160;%</p></td><td><p>3,677 &#160;%</p></td><td><p>3,215 &#160;%</p></td><td><p>5,422 &#160;%</p></td><td><p>3,406 &#160;%</p></td><td><p>3,760 &#160;%</p></td></tr><tr><td><p>116</p></td><td><p>3,219 &#160;%</p></td><td><p>3,675 &#160;%</p></td><td><p>3,217 &#160;%</p></td><td><p>5,414 &#160;%</p></td><td><p>3,407 &#160;%</p></td><td><p>3,757 &#160;%</p></td></tr><tr><td><p>117</p></td><td><p>3,221 &#160;%</p></td><td><p>3,673 &#160;%</p></td><td><p>3,219 &#160;%</p></td><td><p>5,406 &#160;%</p></td><td><p>3,407 &#160;%</p></td><td><p>3,754 &#160;%</p></td></tr><tr><td><p>118</p></td><td><p>3,223 &#160;%</p></td><td><p>3,671 &#160;%</p></td><td><p>3,221 &#160;%</p></td><td><p>5,398 &#160;%</p></td><td><p>3,407 &#160;%</p></td><td><p>3,752 &#160;%</p></td></tr><tr><td><p>119</p></td><td><p>3,225 &#160;%</p></td><td><p>3,669 &#160;%</p></td><td><p>3,223 &#160;%</p></td><td><p>5,390 &#160;%</p></td><td><p>3,408 &#160;%</p></td><td><p>3,749 &#160;%</p></td></tr><tr><td><p>120</p></td><td><p>3,227 &#160;%</p></td><td><p>3,668 &#160;%</p></td><td><p>3,225 &#160;%</p></td><td><p>5,383 &#160;%</p></td><td><p>3,408 &#160;%</p></td><td><p>3,747 &#160;%</p></td></tr><tr><td><p>121</p></td><td><p>3,228 &#160;%</p></td><td><p>3,666 &#160;%</p></td><td><p>3,226 &#160;%</p></td><td><p>5,376 &#160;%</p></td><td><p>3,408 &#160;%</p></td><td><p>3,744 &#160;%</p></td></tr><tr><td><p>122</p></td><td><p>3,230 &#160;%</p></td><td><p>3,664 &#160;%</p></td><td><p>3,228 &#160;%</p></td><td><p>5,368 &#160;%</p></td><td><p>3,409 &#160;%</p></td><td><p>3,742 &#160;%</p></td></tr><tr><td><p>123</p></td><td><p>3,232 &#160;%</p></td><td><p>3,662 &#160;%</p></td><td><p>3,230 &#160;%</p></td><td><p>5,361 &#160;%</p></td><td><p>3,409 &#160;%</p></td><td><p>3,739 &#160;%</p></td></tr><tr><td><p>124</p></td><td><p>3,234 &#160;%</p></td><td><p>3,661 &#160;%</p></td><td><p>3,232 &#160;%</p></td><td><p>5,354 &#160;%</p></td><td><p>3,409 &#160;%</p></td><td><p>3,737 &#160;%</p></td></tr><tr><td><p>125</p></td><td><p>3,236 &#160;%</p></td><td><p>3,659 &#160;%</p></td><td><p>3,234 &#160;%</p></td><td><p>5,348 &#160;%</p></td><td><p>3,410 &#160;%</p></td><td><p>3,735 &#160;%</p></td></tr><tr><td><p>126</p></td><td><p>3,237 &#160;%</p></td><td><p>3,657 &#160;%</p></td><td><p>3,235 &#160;%</p></td><td><p>5,341 &#160;%</p></td><td><p>3,410 &#160;%</p></td><td><p>3,732 &#160;%</p></td></tr><tr><td><p>127</p></td><td><p>3,239 &#160;%</p></td><td><p>3,656 &#160;%</p></td><td><p>3,237 &#160;%</p></td><td><p>5,334 &#160;%</p></td><td><p>3,410 &#160;%</p></td><td><p>3,730 &#160;%</p></td></tr><tr><td><p>128</p></td><td><p>3,241 &#160;%</p></td><td><p>3,654 &#160;%</p></td><td><p>3,239 &#160;%</p></td><td><p>5,328 &#160;%</p></td><td><p>3,411 &#160;%</p></td><td><p>3,728 &#160;%</p></td></tr><tr><td><p>129</p></td><td><p>3,242 &#160;%</p></td><td><p>3,652 &#160;%</p></td><td><p>3,240 &#160;%</p></td><td><p>5,321 &#160;%</p></td><td><p>3,411 &#160;%</p></td><td><p>3,726 &#160;%</p></td></tr><tr><td><p>130</p></td><td><p>3,244 &#160;%</p></td><td><p>3,651 &#160;%</p></td><td><p>3,242 &#160;%</p></td><td><p>5,315 &#160;%</p></td><td><p>3,411 &#160;%</p></td><td><p>3,724 &#160;%</p></td></tr><tr><td><p>131</p></td><td><p>3,245 &#160;%</p></td><td><p>3,649 &#160;%</p></td><td><p>3,244 &#160;%</p></td><td><p>5,309 &#160;%</p></td><td><p>3,412 &#160;%</p></td><td><p>3,722 &#160;%</p></td></tr><tr><td><p>132</p></td><td><p>3,247 &#160;%</p></td><td><p>3,648 &#160;%</p></td><td><p>3,245 &#160;%</p></td><td><p>5,302 &#160;%</p></td><td><p>3,412 &#160;%</p></td><td><p>3,720 &#160;%</p></td></tr><tr><td><p>133</p></td><td><p>3,248 &#160;%</p></td><td><p>3,646 &#160;%</p></td><td><p>3,247 &#160;%</p></td><td><p>5,296 &#160;%</p></td><td><p>3,412 &#160;%</p></td><td><p>3,718 &#160;%</p></td></tr><tr><td><p>134</p></td><td><p>3,250 &#160;%</p></td><td><p>3,645 &#160;%</p></td><td><p>3,248 &#160;%</p></td><td><p>5,290 &#160;%</p></td><td><p>3,412 &#160;%</p></td><td><p>3,716 &#160;%</p></td></tr><tr><td><p>135</p></td><td><p>3,251 &#160;%</p></td><td><p>3,643 &#160;%</p></td><td><p>3,250 &#160;%</p></td><td><p>5,284 &#160;%</p></td><td><p>3,413 &#160;%</p></td><td><p>3,714 &#160;%</p></td></tr><tr><td><p>136</p></td><td><p>3,253 &#160;%</p></td><td><p>3,642 &#160;%</p></td><td><p>3,251 &#160;%</p></td><td><p>5,279 &#160;%</p></td><td><p>3,413 &#160;%</p></td><td><p>3,712 &#160;%</p></td></tr><tr><td><p>137</p></td><td><p>3,254 &#160;%</p></td><td><p>3,641 &#160;%</p></td><td><p>3,253 &#160;%</p></td><td><p>5,273 &#160;%</p></td><td><p>3,413 &#160;%</p></td><td><p>3,710 &#160;%</p></td></tr><tr><td><p>138</p></td><td><p>3,256 &#160;%</p></td><td><p>3,639 &#160;%</p></td><td><p>3,254 &#160;%</p></td><td><p>5,267 &#160;%</p></td><td><p>3,413 &#160;%</p></td><td><p>3,708 &#160;%</p></td></tr><tr><td><p>139</p></td><td><p>3,257 &#160;%</p></td><td><p>3,638 &#160;%</p></td><td><p>3,255 &#160;%</p></td><td><p>5,262 &#160;%</p></td><td><p>3,414 &#160;%</p></td><td><p>3,706 &#160;%</p></td></tr><tr><td><p>140</p></td><td><p>3,259 &#160;%</p></td><td><p>3,637 &#160;%</p></td><td><p>3,257 &#160;%</p></td><td><p>5,256 &#160;%</p></td><td><p>3,414 &#160;%</p></td><td><p>3,704 &#160;%</p></td></tr><tr><td><p>141</p></td><td><p>3,260 &#160;%</p></td><td><p>3,635 &#160;%</p></td><td><p>3,258 &#160;%</p></td><td><p>5,251 &#160;%</p></td><td><p>3,414 &#160;%</p></td><td><p>3,702 &#160;%</p></td></tr><tr><td><p>142</p></td><td><p>3,261 &#160;%</p></td><td><p>3,634 &#160;%</p></td><td><p>3,260 &#160;%</p></td><td><p>5,246 &#160;%</p></td><td><p>3,414 &#160;%</p></td><td><p>3,701 &#160;%</p></td></tr><tr><td><p>143</p></td><td><p>3,263 &#160;%</p></td><td><p>3,633 &#160;%</p></td><td><p>3,261 &#160;%</p></td><td><p>5,240 &#160;%</p></td><td><p>3,415 &#160;%</p></td><td><p>3,699 &#160;%</p></td></tr><tr><td><p>144</p></td><td><p>3,264 &#160;%</p></td><td><p>3,631 &#160;%</p></td><td><p>3,262 &#160;%</p></td><td><p>5,235 &#160;%</p></td><td><p>3,415 &#160;%</p></td><td><p>3,697 &#160;%</p></td></tr><tr><td><p>145</p></td><td><p>3,265 &#160;%</p></td><td><p>3,630 &#160;%</p></td><td><p>3,263 &#160;%</p></td><td><p>5,230 &#160;%</p></td><td><p>3,415 &#160;%</p></td><td><p>3,695 &#160;%</p></td></tr><tr><td><p>146</p></td><td><p>3,266 &#160;%</p></td><td><p>3,629 &#160;%</p></td><td><p>3,265 &#160;%</p></td><td><p>5,225 &#160;%</p></td><td><p>3,415 &#160;%</p></td><td><p>3,694 &#160;%</p></td></tr><tr><td><p>147</p></td><td><p>3,268 &#160;%</p></td><td><p>3,628 &#160;%</p></td><td><p>3,266 &#160;%</p></td><td><p>5,220 &#160;%</p></td><td><p>3,416 &#160;%</p></td><td><p>3,692 &#160;%</p></td></tr><tr><td><p>148</p></td><td><p>3,269 &#160;%</p></td><td><p>3,626 &#160;%</p></td><td><p>3,267 &#160;%</p></td><td><p>5,215 &#160;%</p></td><td><p>3,416 &#160;%</p></td><td><p>3,690 &#160;%</p></td></tr><tr><td><p>149</p></td><td><p>3,270 &#160;%</p></td><td><p>3,625 &#160;%</p></td><td><p>3,268 &#160;%</p></td><td><p>5,211 &#160;%</p></td><td><p>3,416 &#160;%</p></td><td><p>3,689 &#160;%</p></td></tr><tr><td><p>150</p></td><td><p>3,271 &#160;%</p></td><td><p>3,624 &#160;%</p></td><td><p>3,270 &#160;%</p></td><td><p>5,206 &#160;%</p></td><td><p>3,416 &#160;%</p></td><td><p>3,687 &#160;%</p></td></tr></tbody></table> <table><col/><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>Term to maturity (in years)</p></td><td><p>Lev</p></td><td><p>Pound sterling</p></td><td><p>Romanian leu</p></td><td><p>Zloty</p></td><td><p>Kr&#243;na</p></td><td><p>Norwegian krone</p></td></tr><tr><td><p>1</p></td><td><p>2,328 &#160;%</p></td><td><p>5,093 &#160;%</p></td><td><p>7,909 &#160;%</p></td><td><p>7,166 &#160;%</p></td><td><p>6,023 &#160;%</p></td><td><p>3,581 &#160;%</p></td></tr><tr><td><p>2</p></td><td><p>2,675 &#160;%</p></td><td><p>5,417 &#160;%</p></td><td><p>8,285 &#160;%</p></td><td><p>7,388 &#160;%</p></td><td><p>6,018 &#160;%</p></td><td><p>3,537 &#160;%</p></td></tr><tr><td><p>3</p></td><td><p>2,742 &#160;%</p></td><td><p>5,365 &#160;%</p></td><td><p>8,471 &#160;%</p></td><td><p>7,411 &#160;%</p></td><td><p>5,995 &#160;%</p></td><td><p>3,475 &#160;%</p></td></tr><tr><td><p>4</p></td><td><p>2,787 &#160;%</p></td><td><p>5,208 &#160;%</p></td><td><p>8,536 &#160;%</p></td><td><p>7,349 &#160;%</p></td><td><p>5,963 &#160;%</p></td><td><p>3,424 &#160;%</p></td></tr><tr><td><p>5</p></td><td><p>2,823 &#160;%</p></td><td><p>5,039 &#160;%</p></td><td><p>8,555 &#160;%</p></td><td><p>7,270 &#160;%</p></td><td><p>5,925 &#160;%</p></td><td><p>3,394 &#160;%</p></td></tr><tr><td><p>6</p></td><td><p>2,851 &#160;%</p></td><td><p>4,851 &#160;%</p></td><td><p>8,549 &#160;%</p></td><td><p>7,197 &#160;%</p></td><td><p>5,882 &#160;%</p></td><td><p>3,387 &#160;%</p></td></tr><tr><td><p>7</p></td><td><p>2,870 &#160;%</p></td><td><p>4,679 &#160;%</p></td><td><p>8,521 &#160;%</p></td><td><p>7,138 &#160;%</p></td><td><p>5,834 &#160;%</p></td><td><p>3,393 &#160;%</p></td></tr><tr><td><p>8</p></td><td><p>2,893 &#160;%</p></td><td><p>4,546 &#160;%</p></td><td><p>8,482 &#160;%</p></td><td><p>7,099 &#160;%</p></td><td><p>5,780 &#160;%</p></td><td><p>3,403 &#160;%</p></td></tr><tr><td><p>9</p></td><td><p>2,916 &#160;%</p></td><td><p>4,444 &#160;%</p></td><td><p>8,431 &#160;%</p></td><td><p>7,086 &#160;%</p></td><td><p>5,721 &#160;%</p></td><td><p>3,415 &#160;%</p></td></tr><tr><td><p>10</p></td><td><p>2,942 &#160;%</p></td><td><p>4,364 &#160;%</p></td><td><p>8,363 &#160;%</p></td><td><p>7,080 &#160;%</p></td><td><p>5,658 &#160;%</p></td><td><p>3,426 &#160;%</p></td></tr><tr><td><p>11</p></td><td><p>2,956 &#160;%</p></td><td><p>4,291 &#160;%</p></td><td><p>8,276 &#160;%</p></td><td><p>7,053 &#160;%</p></td><td><p>5,594 &#160;%</p></td><td><p>3,435 &#160;%</p></td></tr><tr><td><p>12</p></td><td><p>2,967 &#160;%</p></td><td><p>4,222 &#160;%</p></td><td><p>8,174 &#160;%</p></td><td><p>7,005 &#160;%</p></td><td><p>5,530 &#160;%</p></td><td><p>3,442 &#160;%</p></td></tr><tr><td><p>13</p></td><td><p>2,970 &#160;%</p></td><td><p>4,157 &#160;%</p></td><td><p>8,062 &#160;%</p></td><td><p>6,944 &#160;%</p></td><td><p>5,466 &#160;%</p></td><td><p>3,448 &#160;%</p></td></tr><tr><td><p>14</p></td><td><p>2,956 &#160;%</p></td><td><p>4,098 &#160;%</p></td><td><p>7,944 &#160;%</p></td><td><p>6,873 &#160;%</p></td><td><p>5,404 &#160;%</p></td><td><p>3,452 &#160;%</p></td></tr><tr><td><p>15</p></td><td><p>2,924 &#160;%</p></td><td><p>4,043 &#160;%</p></td><td><p>7,822 &#160;%</p></td><td><p>6,795 &#160;%</p></td><td><p>5,343 &#160;%</p></td><td><p>3,456 &#160;%</p></td></tr><tr><td><p>16</p></td><td><p>2,872 &#160;%</p></td><td><p>3,991 &#160;%</p></td><td><p>7,699 &#160;%</p></td><td><p>6,713 &#160;%</p></td><td><p>5,284 &#160;%</p></td><td><p>3,459 &#160;%</p></td></tr><tr><td><p>17</p></td><td><p>2,810 &#160;%</p></td><td><p>3,943 &#160;%</p></td><td><p>7,576 &#160;%</p></td><td><p>6,628 &#160;%</p></td><td><p>5,226 &#160;%</p></td><td><p>3,462 &#160;%</p></td></tr><tr><td><p>18</p></td><td><p>2,749 &#160;%</p></td><td><p>3,897 &#160;%</p></td><td><p>7,454 &#160;%</p></td><td><p>6,543 &#160;%</p></td><td><p>5,171 &#160;%</p></td><td><p>3,464 &#160;%</p></td></tr><tr><td><p>19</p></td><td><p>2,694 &#160;%</p></td><td><p>3,852 &#160;%</p></td><td><p>7,334 &#160;%</p></td><td><p>6,457 &#160;%</p></td><td><p>5,118 &#160;%</p></td><td><p>3,466 &#160;%</p></td></tr><tr><td><p>20</p></td><td><p>2,650 &#160;%</p></td><td><p>3,808 &#160;%</p></td><td><p>7,217 &#160;%</p></td><td><p>6,373 &#160;%</p></td><td><p>5,066 &#160;%</p></td><td><p>3,468 &#160;%</p></td></tr><tr><td><p>21</p></td><td><p>2,620 &#160;%</p></td><td><p>3,764 &#160;%</p></td><td><p>7,103 &#160;%</p></td><td><p>6,289 &#160;%</p></td><td><p>5,017 &#160;%</p></td><td><p>3,469 &#160;%</p></td></tr><tr><td><p>22</p></td><td><p>2,600 &#160;%</p></td><td><p>3,721 &#160;%</p></td><td><p>6,992 &#160;%</p></td><td><p>6,208 &#160;%</p></td><td><p>4,970 &#160;%</p></td><td><p>3,470 &#160;%</p></td></tr><tr><td><p>23</p></td><td><p>2,589 &#160;%</p></td><td><p>3,679 &#160;%</p></td><td><p>6,885 &#160;%</p></td><td><p>6,129 &#160;%</p></td><td><p>4,924 &#160;%</p></td><td><p>3,471 &#160;%</p></td></tr><tr><td><p>24</p></td><td><p>2,585 &#160;%</p></td><td><p>3,640 &#160;%</p></td><td><p>6,782 &#160;%</p></td><td><p>6,052 &#160;%</p></td><td><p>4,881 &#160;%</p></td><td><p>3,471 &#160;%</p></td></tr><tr><td><p>25</p></td><td><p>2,585 &#160;%</p></td><td><p>3,603 &#160;%</p></td><td><p>6,683 &#160;%</p></td><td><p>5,977 &#160;%</p></td><td><p>4,839 &#160;%</p></td><td><p>3,472 &#160;%</p></td></tr><tr><td><p>26</p></td><td><p>2,590 &#160;%</p></td><td><p>3,569 &#160;%</p></td><td><p>6,587 &#160;%</p></td><td><p>5,905 &#160;%</p></td><td><p>4,799 &#160;%</p></td><td><p>3,473 &#160;%</p></td></tr><tr><td><p>27</p></td><td><p>2,597 &#160;%</p></td><td><p>3,538 &#160;%</p></td><td><p>6,496 &#160;%</p></td><td><p>5,836 &#160;%</p></td><td><p>4,761 &#160;%</p></td><td><p>3,473 &#160;%</p></td></tr><tr><td><p>28</p></td><td><p>2,607 &#160;%</p></td><td><p>3,511 &#160;%</p></td><td><p>6,408 &#160;%</p></td><td><p>5,769 &#160;%</p></td><td><p>4,724 &#160;%</p></td><td><p>3,473 &#160;%</p></td></tr><tr><td><p>29</p></td><td><p>2,619 &#160;%</p></td><td><p>3,486 &#160;%</p></td><td><p>6,323 &#160;%</p></td><td><p>5,705 &#160;%</p></td><td><p>4,689 &#160;%</p></td><td><p>3,474 &#160;%</p></td></tr><tr><td><p>30</p></td><td><p>2,632 &#160;%</p></td><td><p>3,465 &#160;%</p></td><td><p>6,243 &#160;%</p></td><td><p>5,643 &#160;%</p></td><td><p>4,656 &#160;%</p></td><td><p>3,474 &#160;%</p></td></tr><tr><td><p>31</p></td><td><p>2,645 &#160;%</p></td><td><p>3,447 &#160;%</p></td><td><p>6,165 &#160;%</p></td><td><p>5,584 &#160;%</p></td><td><p>4,624 &#160;%</p></td><td><p>3,474 &#160;%</p></td></tr><tr><td><p>32</p></td><td><p>2,659 &#160;%</p></td><td><p>3,432 &#160;%</p></td><td><p>6,091 &#160;%</p></td><td><p>5,527 &#160;%</p></td><td><p>4,593 &#160;%</p></td><td><p>3,474 &#160;%</p></td></tr><tr><td><p>33</p></td><td><p>2,674 &#160;%</p></td><td><p>3,419 &#160;%</p></td><td><p>6,021 &#160;%</p></td><td><p>5,473 &#160;%</p></td><td><p>4,564 &#160;%</p></td><td><p>3,474 &#160;%</p></td></tr><tr><td><p>34</p></td><td><p>2,689 &#160;%</p></td><td><p>3,408 &#160;%</p></td><td><p>5,953 &#160;%</p></td><td><p>5,420 &#160;%</p></td><td><p>4,535 &#160;%</p></td><td><p>3,474 &#160;%</p></td></tr><tr><td><p>35</p></td><td><p>2,704 &#160;%</p></td><td><p>3,399 &#160;%</p></td><td><p>5,888 &#160;%</p></td><td><p>5,370 &#160;%</p></td><td><p>4,508 &#160;%</p></td><td><p>3,474 &#160;%</p></td></tr><tr><td><p>36</p></td><td><p>2,719 &#160;%</p></td><td><p>3,391 &#160;%</p></td><td><p>5,826 &#160;%</p></td><td><p>5,322 &#160;%</p></td><td><p>4,482 &#160;%</p></td><td><p>3,474 &#160;%</p></td></tr><tr><td><p>37</p></td><td><p>2,733 &#160;%</p></td><td><p>3,385 &#160;%</p></td><td><p>5,767 &#160;%</p></td><td><p>5,276 &#160;%</p></td><td><p>4,458 &#160;%</p></td><td><p>3,474 &#160;%</p></td></tr><tr><td><p>38</p></td><td><p>2,748 &#160;%</p></td><td><p>3,380 &#160;%</p></td><td><p>5,710 &#160;%</p></td><td><p>5,232 &#160;%</p></td><td><p>4,434 &#160;%</p></td><td><p>3,474 &#160;%</p></td></tr><tr><td><p>39</p></td><td><p>2,762 &#160;%</p></td><td><p>3,375 &#160;%</p></td><td><p>5,655 &#160;%</p></td><td><p>5,190 &#160;%</p></td><td><p>4,411 &#160;%</p></td><td><p>3,473 &#160;%</p></td></tr><tr><td><p>40</p></td><td><p>2,776 &#160;%</p></td><td><p>3,372 &#160;%</p></td><td><p>5,603 &#160;%</p></td><td><p>5,149 &#160;%</p></td><td><p>4,389 &#160;%</p></td><td><p>3,473 &#160;%</p></td></tr><tr><td><p>41</p></td><td><p>2,790 &#160;%</p></td><td><p>3,369 &#160;%</p></td><td><p>5,553 &#160;%</p></td><td><p>5,110 &#160;%</p></td><td><p>4,368 &#160;%</p></td><td><p>3,473 &#160;%</p></td></tr><tr><td><p>42</p></td><td><p>2,803 &#160;%</p></td><td><p>3,367 &#160;%</p></td><td><p>5,505 &#160;%</p></td><td><p>5,072 &#160;%</p></td><td><p>4,348 &#160;%</p></td><td><p>3,473 &#160;%</p></td></tr><tr><td><p>43</p></td><td><p>2,816 &#160;%</p></td><td><p>3,365 &#160;%</p></td><td><p>5,459 &#160;%</p></td><td><p>5,037 &#160;%</p></td><td><p>4,328 &#160;%</p></td><td><p>3,473 &#160;%</p></td></tr><tr><td><p>44</p></td><td><p>2,828 &#160;%</p></td><td><p>3,363 &#160;%</p></td><td><p>5,415 &#160;%</p></td><td><p>5,002 &#160;%</p></td><td><p>4,309 &#160;%</p></td><td><p>3,473 &#160;%</p></td></tr><tr><td><p>45</p></td><td><p>2,841 &#160;%</p></td><td><p>3,363 &#160;%</p></td><td><p>5,373 &#160;%</p></td><td><p>4,969 &#160;%</p></td><td><p>4,291 &#160;%</p></td><td><p>3,472 &#160;%</p></td></tr><tr><td><p>46</p></td><td><p>2,853 &#160;%</p></td><td><p>3,362 &#160;%</p></td><td><p>5,332 &#160;%</p></td><td><p>4,937 &#160;%</p></td><td><p>4,274 &#160;%</p></td><td><p>3,472 &#160;%</p></td></tr><tr><td><p>47</p></td><td><p>2,864 &#160;%</p></td><td><p>3,361 &#160;%</p></td><td><p>5,293 &#160;%</p></td><td><p>4,906 &#160;%</p></td><td><p>4,257 &#160;%</p></td><td><p>3,472 &#160;%</p></td></tr><tr><td><p>48</p></td><td><p>2,875 &#160;%</p></td><td><p>3,361 &#160;%</p></td><td><p>5,255 &#160;%</p></td><td><p>4,877 &#160;%</p></td><td><p>4,241 &#160;%</p></td><td><p>3,472 &#160;%</p></td></tr><tr><td><p>49</p></td><td><p>2,886 &#160;%</p></td><td><p>3,361 &#160;%</p></td><td><p>5,219 &#160;%</p></td><td><p>4,848 &#160;%</p></td><td><p>4,226 &#160;%</p></td><td><p>3,471 &#160;%</p></td></tr><tr><td><p>50</p></td><td><p>2,897 &#160;%</p></td><td><p>3,361 &#160;%</p></td><td><p>5,184 &#160;%</p></td><td><p>4,821 &#160;%</p></td><td><p>4,211 &#160;%</p></td><td><p>3,471 &#160;%</p></td></tr><tr><td><p>51</p></td><td><p>2,907 &#160;%</p></td><td><p>3,362 &#160;%</p></td><td><p>5,150 &#160;%</p></td><td><p>4,794 &#160;%</p></td><td><p>4,196 &#160;%</p></td><td><p>3,471 &#160;%</p></td></tr><tr><td><p>52</p></td><td><p>2,917 &#160;%</p></td><td><p>3,362 &#160;%</p></td><td><p>5,118 &#160;%</p></td><td><p>4,769 &#160;%</p></td><td><p>4,182 &#160;%</p></td><td><p>3,471 &#160;%</p></td></tr><tr><td><p>53</p></td><td><p>2,926 &#160;%</p></td><td><p>3,363 &#160;%</p></td><td><p>5,087 &#160;%</p></td><td><p>4,744 &#160;%</p></td><td><p>4,169 &#160;%</p></td><td><p>3,471 &#160;%</p></td></tr><tr><td><p>54</p></td><td><p>2,935 &#160;%</p></td><td><p>3,363 &#160;%</p></td><td><p>5,057 &#160;%</p></td><td><p>4,721 &#160;%</p></td><td><p>4,156 &#160;%</p></td><td><p>3,470 &#160;%</p></td></tr><tr><td><p>55</p></td><td><p>2,944 &#160;%</p></td><td><p>3,364 &#160;%</p></td><td><p>5,028 &#160;%</p></td><td><p>4,698 &#160;%</p></td><td><p>4,143 &#160;%</p></td><td><p>3,470 &#160;%</p></td></tr><tr><td><p>56</p></td><td><p>2,953 &#160;%</p></td><td><p>3,365 &#160;%</p></td><td><p>5,000 &#160;%</p></td><td><p>4,676 &#160;%</p></td><td><p>4,131 &#160;%</p></td><td><p>3,470 &#160;%</p></td></tr><tr><td><p>57</p></td><td><p>2,962 &#160;%</p></td><td><p>3,366 &#160;%</p></td><td><p>4,973 &#160;%</p></td><td><p>4,654 &#160;%</p></td><td><p>4,120 &#160;%</p></td><td><p>3,470 &#160;%</p></td></tr><tr><td><p>58</p></td><td><p>2,970 &#160;%</p></td><td><p>3,367 &#160;%</p></td><td><p>4,946 &#160;%</p></td><td><p>4,634 &#160;%</p></td><td><p>4,108 &#160;%</p></td><td><p>3,469 &#160;%</p></td></tr><tr><td><p>59</p></td><td><p>2,978 &#160;%</p></td><td><p>3,367 &#160;%</p></td><td><p>4,921 &#160;%</p></td><td><p>4,614 &#160;%</p></td><td><p>4,097 &#160;%</p></td><td><p>3,469 &#160;%</p></td></tr><tr><td><p>60</p></td><td><p>2,985 &#160;%</p></td><td><p>3,368 &#160;%</p></td><td><p>4,897 &#160;%</p></td><td><p>4,595 &#160;%</p></td><td><p>4,087 &#160;%</p></td><td><p>3,469 &#160;%</p></td></tr><tr><td><p>61</p></td><td><p>2,993 &#160;%</p></td><td><p>3,369 &#160;%</p></td><td><p>4,873 &#160;%</p></td><td><p>4,576 &#160;%</p></td><td><p>4,076 &#160;%</p></td><td><p>3,469 &#160;%</p></td></tr><tr><td><p>62</p></td><td><p>3,000 &#160;%</p></td><td><p>3,370 &#160;%</p></td><td><p>4,850 &#160;%</p></td><td><p>4,558 &#160;%</p></td><td><p>4,066 &#160;%</p></td><td><p>3,469 &#160;%</p></td></tr><tr><td><p>63</p></td><td><p>3,007 &#160;%</p></td><td><p>3,371 &#160;%</p></td><td><p>4,828 &#160;%</p></td><td><p>4,540 &#160;%</p></td><td><p>4,057 &#160;%</p></td><td><p>3,468 &#160;%</p></td></tr><tr><td><p>64</p></td><td><p>3,014 &#160;%</p></td><td><p>3,372 &#160;%</p></td><td><p>4,806 &#160;%</p></td><td><p>4,523 &#160;%</p></td><td><p>4,047 &#160;%</p></td><td><p>3,468 &#160;%</p></td></tr><tr><td><p>65</p></td><td><p>3,020 &#160;%</p></td><td><p>3,373 &#160;%</p></td><td><p>4,785 &#160;%</p></td><td><p>4,507 &#160;%</p></td><td><p>4,038 &#160;%</p></td><td><p>3,468 &#160;%</p></td></tr><tr><td><p>66</p></td><td><p>3,027 &#160;%</p></td><td><p>3,374 &#160;%</p></td><td><p>4,765 &#160;%</p></td><td><p>4,491 &#160;%</p></td><td><p>4,029 &#160;%</p></td><td><p>3,468 &#160;%</p></td></tr><tr><td><p>67</p></td><td><p>3,033 &#160;%</p></td><td><p>3,375 &#160;%</p></td><td><p>4,745 &#160;%</p></td><td><p>4,475 &#160;%</p></td><td><p>4,021 &#160;%</p></td><td><p>3,468 &#160;%</p></td></tr><tr><td><p>68</p></td><td><p>3,039 &#160;%</p></td><td><p>3,376 &#160;%</p></td><td><p>4,726 &#160;%</p></td><td><p>4,460 &#160;%</p></td><td><p>4,012 &#160;%</p></td><td><p>3,467 &#160;%</p></td></tr><tr><td><p>69</p></td><td><p>3,045 &#160;%</p></td><td><p>3,377 &#160;%</p></td><td><p>4,708 &#160;%</p></td><td><p>4,445 &#160;%</p></td><td><p>4,004 &#160;%</p></td><td><p>3,467 &#160;%</p></td></tr><tr><td><p>70</p></td><td><p>3,051 &#160;%</p></td><td><p>3,377 &#160;%</p></td><td><p>4,690 &#160;%</p></td><td><p>4,431 &#160;%</p></td><td><p>3,996 &#160;%</p></td><td><p>3,467 &#160;%</p></td></tr><tr><td><p>71</p></td><td><p>3,056 &#160;%</p></td><td><p>3,378 &#160;%</p></td><td><p>4,672 &#160;%</p></td><td><p>4,417 &#160;%</p></td><td><p>3,989 &#160;%</p></td><td><p>3,467 &#160;%</p></td></tr><tr><td><p>72</p></td><td><p>3,062 &#160;%</p></td><td><p>3,379 &#160;%</p></td><td><p>4,655 &#160;%</p></td><td><p>4,404 &#160;%</p></td><td><p>3,981 &#160;%</p></td><td><p>3,467 &#160;%</p></td></tr><tr><td><p>73</p></td><td><p>3,067 &#160;%</p></td><td><p>3,380 &#160;%</p></td><td><p>4,638 &#160;%</p></td><td><p>4,391 &#160;%</p></td><td><p>3,974 &#160;%</p></td><td><p>3,466 &#160;%</p></td></tr><tr><td><p>74</p></td><td><p>3,072 &#160;%</p></td><td><p>3,381 &#160;%</p></td><td><p>4,622 &#160;%</p></td><td><p>4,378 &#160;%</p></td><td><p>3,967 &#160;%</p></td><td><p>3,466 &#160;%</p></td></tr><tr><td><p>75</p></td><td><p>3,077 &#160;%</p></td><td><p>3,382 &#160;%</p></td><td><p>4,607 &#160;%</p></td><td><p>4,366 &#160;%</p></td><td><p>3,960 &#160;%</p></td><td><p>3,466 &#160;%</p></td></tr><tr><td><p>76</p></td><td><p>3,082 &#160;%</p></td><td><p>3,383 &#160;%</p></td><td><p>4,591 &#160;%</p></td><td><p>4,353 &#160;%</p></td><td><p>3,953 &#160;%</p></td><td><p>3,466 &#160;%</p></td></tr><tr><td><p>77</p></td><td><p>3,087 &#160;%</p></td><td><p>3,383 &#160;%</p></td><td><p>4,576 &#160;%</p></td><td><p>4,342 &#160;%</p></td><td><p>3,947 &#160;%</p></td><td><p>3,466 &#160;%</p></td></tr><tr><td><p>78</p></td><td><p>3,091 &#160;%</p></td><td><p>3,384 &#160;%</p></td><td><p>4,562 &#160;%</p></td><td><p>4,330 &#160;%</p></td><td><p>3,940 &#160;%</p></td><td><p>3,466 &#160;%</p></td></tr><tr><td><p>79</p></td><td><p>3,096 &#160;%</p></td><td><p>3,385 &#160;%</p></td><td><p>4,548 &#160;%</p></td><td><p>4,319 &#160;%</p></td><td><p>3,934 &#160;%</p></td><td><p>3,465 &#160;%</p></td></tr><tr><td><p>80</p></td><td><p>3,100 &#160;%</p></td><td><p>3,386 &#160;%</p></td><td><p>4,534 &#160;%</p></td><td><p>4,308 &#160;%</p></td><td><p>3,928 &#160;%</p></td><td><p>3,465 &#160;%</p></td></tr><tr><td><p>81</p></td><td><p>3,105 &#160;%</p></td><td><p>3,386 &#160;%</p></td><td><p>4,521 &#160;%</p></td><td><p>4,298 &#160;%</p></td><td><p>3,922 &#160;%</p></td><td><p>3,465 &#160;%</p></td></tr><tr><td><p>82</p></td><td><p>3,109 &#160;%</p></td><td><p>3,387 &#160;%</p></td><td><p>4,507 &#160;%</p></td><td><p>4,287 &#160;%</p></td><td><p>3,917 &#160;%</p></td><td><p>3,465 &#160;%</p></td></tr><tr><td><p>83</p></td><td><p>3,113 &#160;%</p></td><td><p>3,388 &#160;%</p></td><td><p>4,495 &#160;%</p></td><td><p>4,277 &#160;%</p></td><td><p>3,911 &#160;%</p></td><td><p>3,465 &#160;%</p></td></tr><tr><td><p>84</p></td><td><p>3,117 &#160;%</p></td><td><p>3,389 &#160;%</p></td><td><p>4,482 &#160;%</p></td><td><p>4,267 &#160;%</p></td><td><p>3,905 &#160;%</p></td><td><p>3,465 &#160;%</p></td></tr><tr><td><p>85</p></td><td><p>3,121 &#160;%</p></td><td><p>3,389 &#160;%</p></td><td><p>4,470 &#160;%</p></td><td><p>4,258 &#160;%</p></td><td><p>3,900 &#160;%</p></td><td><p>3,464 &#160;%</p></td></tr><tr><td><p>86</p></td><td><p>3,125 &#160;%</p></td><td><p>3,390 &#160;%</p></td><td><p>4,458 &#160;%</p></td><td><p>4,248 &#160;%</p></td><td><p>3,895 &#160;%</p></td><td><p>3,464 &#160;%</p></td></tr><tr><td><p>87</p></td><td><p>3,128 &#160;%</p></td><td><p>3,391 &#160;%</p></td><td><p>4,446 &#160;%</p></td><td><p>4,239 &#160;%</p></td><td><p>3,890 &#160;%</p></td><td><p>3,464 &#160;%</p></td></tr><tr><td><p>88</p></td><td><p>3,132 &#160;%</p></td><td><p>3,391 &#160;%</p></td><td><p>4,435 &#160;%</p></td><td><p>4,230 &#160;%</p></td><td><p>3,885 &#160;%</p></td><td><p>3,464 &#160;%</p></td></tr><tr><td><p>89</p></td><td><p>3,136 &#160;%</p></td><td><p>3,392 &#160;%</p></td><td><p>4,424 &#160;%</p></td><td><p>4,221 &#160;%</p></td><td><p>3,880 &#160;%</p></td><td><p>3,464 &#160;%</p></td></tr><tr><td><p>90</p></td><td><p>3,139 &#160;%</p></td><td><p>3,393 &#160;%</p></td><td><p>4,413 &#160;%</p></td><td><p>4,213 &#160;%</p></td><td><p>3,875 &#160;%</p></td><td><p>3,464 &#160;%</p></td></tr><tr><td><p>91</p></td><td><p>3,142 &#160;%</p></td><td><p>3,393 &#160;%</p></td><td><p>4,402 &#160;%</p></td><td><p>4,204 &#160;%</p></td><td><p>3,870 &#160;%</p></td><td><p>3,464 &#160;%</p></td></tr><tr><td><p>92</p></td><td><p>3,146 &#160;%</p></td><td><p>3,394 &#160;%</p></td><td><p>4,392 &#160;%</p></td><td><p>4,196 &#160;%</p></td><td><p>3,866 &#160;%</p></td><td><p>3,464 &#160;%</p></td></tr><tr><td><p>93</p></td><td><p>3,149 &#160;%</p></td><td><p>3,394 &#160;%</p></td><td><p>4,382 &#160;%</p></td><td><p>4,188 &#160;%</p></td><td><p>3,861 &#160;%</p></td><td><p>3,463 &#160;%</p></td></tr><tr><td><p>94</p></td><td><p>3,152 &#160;%</p></td><td><p>3,395 &#160;%</p></td><td><p>4,372 &#160;%</p></td><td><p>4,180 &#160;%</p></td><td><p>3,857 &#160;%</p></td><td><p>3,463 &#160;%</p></td></tr><tr><td><p>95</p></td><td><p>3,155 &#160;%</p></td><td><p>3,396 &#160;%</p></td><td><p>4,362 &#160;%</p></td><td><p>4,172 &#160;%</p></td><td><p>3,853 &#160;%</p></td><td><p>3,463 &#160;%</p></td></tr><tr><td><p>96</p></td><td><p>3,158 &#160;%</p></td><td><p>3,396 &#160;%</p></td><td><p>4,353 &#160;%</p></td><td><p>4,165 &#160;%</p></td><td><p>3,848 &#160;%</p></td><td><p>3,463 &#160;%</p></td></tr><tr><td><p>97</p></td><td><p>3,161 &#160;%</p></td><td><p>3,397 &#160;%</p></td><td><p>4,343 &#160;%</p></td><td><p>4,157 &#160;%</p></td><td><p>3,844 &#160;%</p></td><td><p>3,463 &#160;%</p></td></tr><tr><td><p>98</p></td><td><p>3,164 &#160;%</p></td><td><p>3,397 &#160;%</p></td><td><p>4,334 &#160;%</p></td><td><p>4,150 &#160;%</p></td><td><p>3,840 &#160;%</p></td><td><p>3,463 &#160;%</p></td></tr><tr><td><p>99</p></td><td><p>3,167 &#160;%</p></td><td><p>3,398 &#160;%</p></td><td><p>4,325 &#160;%</p></td><td><p>4,143 &#160;%</p></td><td><p>3,836 &#160;%</p></td><td><p>3,463 &#160;%</p></td></tr><tr><td><p>100</p></td><td><p>3,170 &#160;%</p></td><td><p>3,398 &#160;%</p></td><td><p>4,316 &#160;%</p></td><td><p>4,136 &#160;%</p></td><td><p>3,832 &#160;%</p></td><td><p>3,463 &#160;%</p></td></tr><tr><td><p>101</p></td><td><p>3,173 &#160;%</p></td><td><p>3,399 &#160;%</p></td><td><p>4,308 &#160;%</p></td><td><p>4,129 &#160;%</p></td><td><p>3,829 &#160;%</p></td><td><p>3,462 &#160;%</p></td></tr><tr><td><p>102</p></td><td><p>3,176 &#160;%</p></td><td><p>3,399 &#160;%</p></td><td><p>4,299 &#160;%</p></td><td><p>4,123 &#160;%</p></td><td><p>3,825 &#160;%</p></td><td><p>3,462 &#160;%</p></td></tr><tr><td><p>103</p></td><td><p>3,178 &#160;%</p></td><td><p>3,400 &#160;%</p></td><td><p>4,291 &#160;%</p></td><td><p>4,116 &#160;%</p></td><td><p>3,821 &#160;%</p></td><td><p>3,462 &#160;%</p></td></tr><tr><td><p>104</p></td><td><p>3,181 &#160;%</p></td><td><p>3,400 &#160;%</p></td><td><p>4,283 &#160;%</p></td><td><p>4,110 &#160;%</p></td><td><p>3,818 &#160;%</p></td><td><p>3,462 &#160;%</p></td></tr><tr><td><p>105</p></td><td><p>3,183 &#160;%</p></td><td><p>3,401 &#160;%</p></td><td><p>4,275 &#160;%</p></td><td><p>4,103 &#160;%</p></td><td><p>3,814 &#160;%</p></td><td><p>3,462 &#160;%</p></td></tr><tr><td><p>106</p></td><td><p>3,186 &#160;%</p></td><td><p>3,401 &#160;%</p></td><td><p>4,267 &#160;%</p></td><td><p>4,097 &#160;%</p></td><td><p>3,811 &#160;%</p></td><td><p>3,462 &#160;%</p></td></tr><tr><td><p>107</p></td><td><p>3,188 &#160;%</p></td><td><p>3,402 &#160;%</p></td><td><p>4,259 &#160;%</p></td><td><p>4,091 &#160;%</p></td><td><p>3,807 &#160;%</p></td><td><p>3,462 &#160;%</p></td></tr><tr><td><p>108</p></td><td><p>3,191 &#160;%</p></td><td><p>3,402 &#160;%</p></td><td><p>4,252 &#160;%</p></td><td><p>4,085 &#160;%</p></td><td><p>3,804 &#160;%</p></td><td><p>3,462 &#160;%</p></td></tr><tr><td><p>109</p></td><td><p>3,193 &#160;%</p></td><td><p>3,402 &#160;%</p></td><td><p>4,245 &#160;%</p></td><td><p>4,079 &#160;%</p></td><td><p>3,801 &#160;%</p></td><td><p>3,462 &#160;%</p></td></tr><tr><td><p>110</p></td><td><p>3,195 &#160;%</p></td><td><p>3,403 &#160;%</p></td><td><p>4,237 &#160;%</p></td><td><p>4,073 &#160;%</p></td><td><p>3,798 &#160;%</p></td><td><p>3,461 &#160;%</p></td></tr><tr><td><p>111</p></td><td><p>3,198 &#160;%</p></td><td><p>3,403 &#160;%</p></td><td><p>4,230 &#160;%</p></td><td><p>4,068 &#160;%</p></td><td><p>3,795 &#160;%</p></td><td><p>3,461 &#160;%</p></td></tr><tr><td><p>112</p></td><td><p>3,200 &#160;%</p></td><td><p>3,404 &#160;%</p></td><td><p>4,223 &#160;%</p></td><td><p>4,062 &#160;%</p></td><td><p>3,791 &#160;%</p></td><td><p>3,461 &#160;%</p></td></tr><tr><td><p>113</p></td><td><p>3,202 &#160;%</p></td><td><p>3,404 &#160;%</p></td><td><p>4,216 &#160;%</p></td><td><p>4,057 &#160;%</p></td><td><p>3,788 &#160;%</p></td><td><p>3,461 &#160;%</p></td></tr><tr><td><p>114</p></td><td><p>3,204 &#160;%</p></td><td><p>3,405 &#160;%</p></td><td><p>4,210 &#160;%</p></td><td><p>4,052 &#160;%</p></td><td><p>3,785 &#160;%</p></td><td><p>3,461 &#160;%</p></td></tr><tr><td><p>115</p></td><td><p>3,207 &#160;%</p></td><td><p>3,405 &#160;%</p></td><td><p>4,203 &#160;%</p></td><td><p>4,046 &#160;%</p></td><td><p>3,783 &#160;%</p></td><td><p>3,461 &#160;%</p></td></tr><tr><td><p>116</p></td><td><p>3,209 &#160;%</p></td><td><p>3,405 &#160;%</p></td><td><p>4,196 &#160;%</p></td><td><p>4,041 &#160;%</p></td><td><p>3,780 &#160;%</p></td><td><p>3,461 &#160;%</p></td></tr><tr><td><p>117</p></td><td><p>3,211 &#160;%</p></td><td><p>3,406 &#160;%</p></td><td><p>4,190 &#160;%</p></td><td><p>4,036 &#160;%</p></td><td><p>3,777 &#160;%</p></td><td><p>3,461 &#160;%</p></td></tr><tr><td><p>118</p></td><td><p>3,213 &#160;%</p></td><td><p>3,406 &#160;%</p></td><td><p>4,184 &#160;%</p></td><td><p>4,031 &#160;%</p></td><td><p>3,774 &#160;%</p></td><td><p>3,461 &#160;%</p></td></tr><tr><td><p>119</p></td><td><p>3,215 &#160;%</p></td><td><p>3,406 &#160;%</p></td><td><p>4,178 &#160;%</p></td><td><p>4,026 &#160;%</p></td><td><p>3,771 &#160;%</p></td><td><p>3,461 &#160;%</p></td></tr><tr><td><p>120</p></td><td><p>3,217 &#160;%</p></td><td><p>3,407 &#160;%</p></td><td><p>4,171 &#160;%</p></td><td><p>4,021 &#160;%</p></td><td><p>3,769 &#160;%</p></td><td><p>3,461 &#160;%</p></td></tr><tr><td><p>121</p></td><td><p>3,219 &#160;%</p></td><td><p>3,407 &#160;%</p></td><td><p>4,165 &#160;%</p></td><td><p>4,017 &#160;%</p></td><td><p>3,766 &#160;%</p></td><td><p>3,460 &#160;%</p></td></tr><tr><td><p>122</p></td><td><p>3,220 &#160;%</p></td><td><p>3,407 &#160;%</p></td><td><p>4,160 &#160;%</p></td><td><p>4,012 &#160;%</p></td><td><p>3,763 &#160;%</p></td><td><p>3,460 &#160;%</p></td></tr><tr><td><p>123</p></td><td><p>3,222 &#160;%</p></td><td><p>3,408 &#160;%</p></td><td><p>4,154 &#160;%</p></td><td><p>4,007 &#160;%</p></td><td><p>3,761 &#160;%</p></td><td><p>3,460 &#160;%</p></td></tr><tr><td><p>124</p></td><td><p>3,224 &#160;%</p></td><td><p>3,408 &#160;%</p></td><td><p>4,148 &#160;%</p></td><td><p>4,003 &#160;%</p></td><td><p>3,758 &#160;%</p></td><td><p>3,460 &#160;%</p></td></tr><tr><td><p>125</p></td><td><p>3,226 &#160;%</p></td><td><p>3,409 &#160;%</p></td><td><p>4,142 &#160;%</p></td><td><p>3,998 &#160;%</p></td><td><p>3,756 &#160;%</p></td><td><p>3,460 &#160;%</p></td></tr><tr><td><p>126</p></td><td><p>3,228 &#160;%</p></td><td><p>3,409 &#160;%</p></td><td><p>4,137 &#160;%</p></td><td><p>3,994 &#160;%</p></td><td><p>3,753 &#160;%</p></td><td><p>3,460 &#160;%</p></td></tr><tr><td><p>127</p></td><td><p>3,230 &#160;%</p></td><td><p>3,409 &#160;%</p></td><td><p>4,132 &#160;%</p></td><td><p>3,990 &#160;%</p></td><td><p>3,751 &#160;%</p></td><td><p>3,460 &#160;%</p></td></tr><tr><td><p>128</p></td><td><p>3,231 &#160;%</p></td><td><p>3,409 &#160;%</p></td><td><p>4,126 &#160;%</p></td><td><p>3,986 &#160;%</p></td><td><p>3,749 &#160;%</p></td><td><p>3,460 &#160;%</p></td></tr><tr><td><p>129</p></td><td><p>3,233 &#160;%</p></td><td><p>3,410 &#160;%</p></td><td><p>4,121 &#160;%</p></td><td><p>3,981 &#160;%</p></td><td><p>3,746 &#160;%</p></td><td><p>3,460 &#160;%</p></td></tr><tr><td><p>130</p></td><td><p>3,235 &#160;%</p></td><td><p>3,410 &#160;%</p></td><td><p>4,116 &#160;%</p></td><td><p>3,977 &#160;%</p></td><td><p>3,744 &#160;%</p></td><td><p>3,460 &#160;%</p></td></tr><tr><td><p>131</p></td><td><p>3,236 &#160;%</p></td><td><p>3,410 &#160;%</p></td><td><p>4,111 &#160;%</p></td><td><p>3,973 &#160;%</p></td><td><p>3,742 &#160;%</p></td><td><p>3,460 &#160;%</p></td></tr><tr><td><p>132</p></td><td><p>3,238 &#160;%</p></td><td><p>3,411 &#160;%</p></td><td><p>4,106 &#160;%</p></td><td><p>3,969 &#160;%</p></td><td><p>3,740 &#160;%</p></td><td><p>3,460 &#160;%</p></td></tr><tr><td><p>133</p></td><td><p>3,239 &#160;%</p></td><td><p>3,411 &#160;%</p></td><td><p>4,101 &#160;%</p></td><td><p>3,965 &#160;%</p></td><td><p>3,737 &#160;%</p></td><td><p>3,460 &#160;%</p></td></tr><tr><td><p>134</p></td><td><p>3,241 &#160;%</p></td><td><p>3,411 &#160;%</p></td><td><p>4,096 &#160;%</p></td><td><p>3,962 &#160;%</p></td><td><p>3,735 &#160;%</p></td><td><p>3,459 &#160;%</p></td></tr><tr><td><p>135</p></td><td><p>3,243 &#160;%</p></td><td><p>3,412 &#160;%</p></td><td><p>4,091 &#160;%</p></td><td><p>3,958 &#160;%</p></td><td><p>3,733 &#160;%</p></td><td><p>3,459 &#160;%</p></td></tr><tr><td><p>136</p></td><td><p>3,244 &#160;%</p></td><td><p>3,412 &#160;%</p></td><td><p>4,086 &#160;%</p></td><td><p>3,954 &#160;%</p></td><td><p>3,731 &#160;%</p></td><td><p>3,459 &#160;%</p></td></tr><tr><td><p>137</p></td><td><p>3,246 &#160;%</p></td><td><p>3,412 &#160;%</p></td><td><p>4,082 &#160;%</p></td><td><p>3,950 &#160;%</p></td><td><p>3,729 &#160;%</p></td><td><p>3,459 &#160;%</p></td></tr><tr><td><p>138</p></td><td><p>3,247 &#160;%</p></td><td><p>3,412 &#160;%</p></td><td><p>4,077 &#160;%</p></td><td><p>3,947 &#160;%</p></td><td><p>3,727 &#160;%</p></td><td><p>3,459 &#160;%</p></td></tr><tr><td><p>139</p></td><td><p>3,249 &#160;%</p></td><td><p>3,413 &#160;%</p></td><td><p>4,073 &#160;%</p></td><td><p>3,943 &#160;%</p></td><td><p>3,725 &#160;%</p></td><td><p>3,459 &#160;%</p></td></tr><tr><td><p>140</p></td><td><p>3,250 &#160;%</p></td><td><p>3,413 &#160;%</p></td><td><p>4,068 &#160;%</p></td><td><p>3,940 &#160;%</p></td><td><p>3,723 &#160;%</p></td><td><p>3,459 &#160;%</p></td></tr><tr><td><p>141</p></td><td><p>3,251 &#160;%</p></td><td><p>3,413 &#160;%</p></td><td><p>4,064 &#160;%</p></td><td><p>3,936 &#160;%</p></td><td><p>3,721 &#160;%</p></td><td><p>3,459 &#160;%</p></td></tr><tr><td><p>142</p></td><td><p>3,253 &#160;%</p></td><td><p>3,413 &#160;%</p></td><td><p>4,059 &#160;%</p></td><td><p>3,933 &#160;%</p></td><td><p>3,719 &#160;%</p></td><td><p>3,459 &#160;%</p></td></tr><tr><td><p>143</p></td><td><p>3,254 &#160;%</p></td><td><p>3,414 &#160;%</p></td><td><p>4,055 &#160;%</p></td><td><p>3,929 &#160;%</p></td><td><p>3,717 &#160;%</p></td><td><p>3,459 &#160;%</p></td></tr><tr><td><p>144</p></td><td><p>3,256 &#160;%</p></td><td><p>3,414 &#160;%</p></td><td><p>4,051 &#160;%</p></td><td><p>3,926 &#160;%</p></td><td><p>3,715 &#160;%</p></td><td><p>3,459 &#160;%</p></td></tr><tr><td><p>145</p></td><td><p>3,257 &#160;%</p></td><td><p>3,414 &#160;%</p></td><td><p>4,047 &#160;%</p></td><td><p>3,923 &#160;%</p></td><td><p>3,714 &#160;%</p></td><td><p>3,459 &#160;%</p></td></tr><tr><td><p>146</p></td><td><p>3,258 &#160;%</p></td><td><p>3,414 &#160;%</p></td><td><p>4,043 &#160;%</p></td><td><p>3,919 &#160;%</p></td><td><p>3,712 &#160;%</p></td><td><p>3,459 &#160;%</p></td></tr><tr><td><p>147</p></td><td><p>3,259 &#160;%</p></td><td><p>3,415 &#160;%</p></td><td><p>4,039 &#160;%</p></td><td><p>3,916 &#160;%</p></td><td><p>3,710 &#160;%</p></td><td><p>3,459 &#160;%</p></td></tr><tr><td><p>148</p></td><td><p>3,261 &#160;%</p></td><td><p>3,415 &#160;%</p></td><td><p>4,035 &#160;%</p></td><td><p>3,913 &#160;%</p></td><td><p>3,708 &#160;%</p></td><td><p>3,459 &#160;%</p></td></tr><tr><td><p>149</p></td><td><p>3,262 &#160;%</p></td><td><p>3,415 &#160;%</p></td><td><p>4,031 &#160;%</p></td><td><p>3,910 &#160;%</p></td><td><p>3,707 &#160;%</p></td><td><p>3,458 &#160;%</p></td></tr><tr><td><p>150</p></td><td><p>3,263 &#160;%</p></td><td><p>3,415 &#160;%</p></td><td><p>4,027 &#160;%</p></td><td><p>3,907 &#160;%</p></td><td><p>3,705 &#160;%</p></td><td><p>3,458 &#160;%</p></td></tr></tbody></table> <table><col/><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>Term to maturity (in years)</p></td><td><p>Swiss franc</p></td><td><p>Australian dollar</p></td><td><p>Baht</p></td><td><p>Canadian dollar</p></td><td><p>Chilean peso</p></td><td><p>Colombian peso</p></td></tr><tr><td><p>1</p></td><td><p>0,415 &#160;%</p></td><td><p>3,996 &#160;%</p></td><td><p>1,463 &#160;%</p></td><td><p>4,256 &#160;%</p></td><td><p>10,191 &#160;%</p></td><td><p>11,136 &#160;%</p></td></tr><tr><td><p>2</p></td><td><p>0,558 &#160;%</p></td><td><p>4,179 &#160;%</p></td><td><p>1,882 &#160;%</p></td><td><p>4,090 &#160;%</p></td><td><p>8,600 &#160;%</p></td><td><p>11,653 &#160;%</p></td></tr><tr><td><p>3</p></td><td><p>0,657 &#160;%</p></td><td><p>4,162 &#160;%</p></td><td><p>2,216 &#160;%</p></td><td><p>3,851 &#160;%</p></td><td><p>7,805 &#160;%</p></td><td><p>12,009 &#160;%</p></td></tr><tr><td><p>4</p></td><td><p>0,741 &#160;%</p></td><td><p>4,163 &#160;%</p></td><td><p>2,468 &#160;%</p></td><td><p>3,653 &#160;%</p></td><td><p>7,386 &#160;%</p></td><td><p>12,260 &#160;%</p></td></tr><tr><td><p>5</p></td><td><p>0,820 &#160;%</p></td><td><p>4,211 &#160;%</p></td><td><p>2,666 &#160;%</p></td><td><p>3,538 &#160;%</p></td><td><p>7,152 &#160;%</p></td><td><p>12,431 &#160;%</p></td></tr><tr><td><p>6</p></td><td><p>0,896 &#160;%</p></td><td><p>4,267 &#160;%</p></td><td><p>2,825 &#160;%</p></td><td><p>3,496 &#160;%</p></td><td><p>7,019 &#160;%</p></td><td><p>12,539 &#160;%</p></td></tr><tr><td><p>7</p></td><td><p>0,962 &#160;%</p></td><td><p>4,315 &#160;%</p></td><td><p>2,956 &#160;%</p></td><td><p>3,489 &#160;%</p></td><td><p>6,941 &#160;%</p></td><td><p>12,614 &#160;%</p></td></tr><tr><td><p>8</p></td><td><p>1,014 &#160;%</p></td><td><p>4,361 &#160;%</p></td><td><p>3,068 &#160;%</p></td><td><p>3,492 &#160;%</p></td><td><p>6,896 &#160;%</p></td><td><p>12,669 &#160;%</p></td></tr><tr><td><p>9</p></td><td><p>1,053 &#160;%</p></td><td><p>4,395 &#160;%</p></td><td><p>3,175 &#160;%</p></td><td><p>3,497 &#160;%</p></td><td><p>6,870 &#160;%</p></td><td><p>12,704 &#160;%</p></td></tr><tr><td><p>10</p></td><td><p>1,077 &#160;%</p></td><td><p>4,417 &#160;%</p></td><td><p>3,278 &#160;%</p></td><td><p>3,498 &#160;%</p></td><td><p>6,849 &#160;%</p></td><td><p>12,704 &#160;%</p></td></tr><tr><td><p>11</p></td><td><p>1,090 &#160;%</p></td><td><p>4,438 &#160;%</p></td><td><p>3,394 &#160;%</p></td><td><p>3,494 &#160;%</p></td><td><p>6,818 &#160;%</p></td><td><p>12,655 &#160;%</p></td></tr><tr><td><p>12</p></td><td><p>1,092 &#160;%</p></td><td><p>4,454 &#160;%</p></td><td><p>3,519 &#160;%</p></td><td><p>3,485 &#160;%</p></td><td><p>6,778 &#160;%</p></td><td><p>12,565 &#160;%</p></td></tr><tr><td><p>13</p></td><td><p>1,085 &#160;%</p></td><td><p>4,461 &#160;%</p></td><td><p>3,640 &#160;%</p></td><td><p>3,473 &#160;%</p></td><td><p>6,731 &#160;%</p></td><td><p>12,443 &#160;%</p></td></tr><tr><td><p>14</p></td><td><p>1,070 &#160;%</p></td><td><p>4,459 &#160;%</p></td><td><p>3,751 &#160;%</p></td><td><p>3,460 &#160;%</p></td><td><p>6,680 &#160;%</p></td><td><p>12,298 &#160;%</p></td></tr><tr><td><p>15</p></td><td><p>1,057 &#160;%</p></td><td><p>4,449 &#160;%</p></td><td><p>3,845 &#160;%</p></td><td><p>3,445 &#160;%</p></td><td><p>6,626 &#160;%</p></td><td><p>12,135 &#160;%</p></td></tr><tr><td><p>16</p></td><td><p>1,055 &#160;%</p></td><td><p>4,430 &#160;%</p></td><td><p>3,919 &#160;%</p></td><td><p>3,431 &#160;%</p></td><td><p>6,571 &#160;%</p></td><td><p>11,961 &#160;%</p></td></tr><tr><td><p>17</p></td><td><p>1,063 &#160;%</p></td><td><p>4,402 &#160;%</p></td><td><p>3,975 &#160;%</p></td><td><p>3,416 &#160;%</p></td><td><p>6,516 &#160;%</p></td><td><p>11,778 &#160;%</p></td></tr><tr><td><p>18</p></td><td><p>1,078 &#160;%</p></td><td><p>4,366 &#160;%</p></td><td><p>4,017 &#160;%</p></td><td><p>3,402 &#160;%</p></td><td><p>6,460 &#160;%</p></td><td><p>11,589 &#160;%</p></td></tr><tr><td><p>19</p></td><td><p>1,097 &#160;%</p></td><td><p>4,322 &#160;%</p></td><td><p>4,048 &#160;%</p></td><td><p>3,388 &#160;%</p></td><td><p>6,406 &#160;%</p></td><td><p>11,398 &#160;%</p></td></tr><tr><td><p>20</p></td><td><p>1,121 &#160;%</p></td><td><p>4,271 &#160;%</p></td><td><p>4,070 &#160;%</p></td><td><p>3,375 &#160;%</p></td><td><p>6,352 &#160;%</p></td><td><p>11,207 &#160;%</p></td></tr><tr><td><p>21</p></td><td><p>1,146 &#160;%</p></td><td><p>4,211 &#160;%</p></td><td><p>4,085 &#160;%</p></td><td><p>3,363 &#160;%</p></td><td><p>6,299 &#160;%</p></td><td><p>11,016 &#160;%</p></td></tr><tr><td><p>22</p></td><td><p>1,174 &#160;%</p></td><td><p>4,147 &#160;%</p></td><td><p>4,094 &#160;%</p></td><td><p>3,352 &#160;%</p></td><td><p>6,248 &#160;%</p></td><td><p>10,828 &#160;%</p></td></tr><tr><td><p>23</p></td><td><p>1,202 &#160;%</p></td><td><p>4,081 &#160;%</p></td><td><p>4,099 &#160;%</p></td><td><p>3,342 &#160;%</p></td><td><p>6,199 &#160;%</p></td><td><p>10,644 &#160;%</p></td></tr><tr><td><p>24</p></td><td><p>1,230 &#160;%</p></td><td><p>4,014 &#160;%</p></td><td><p>4,100 &#160;%</p></td><td><p>3,332 &#160;%</p></td><td><p>6,151 &#160;%</p></td><td><p>10,464 &#160;%</p></td></tr><tr><td><p>25</p></td><td><p>1,259 &#160;%</p></td><td><p>3,949 &#160;%</p></td><td><p>4,098 &#160;%</p></td><td><p>3,324 &#160;%</p></td><td><p>6,104 &#160;%</p></td><td><p>10,289 &#160;%</p></td></tr><tr><td><p>26</p></td><td><p>1,288 &#160;%</p></td><td><p>3,885 &#160;%</p></td><td><p>4,094 &#160;%</p></td><td><p>3,316 &#160;%</p></td><td><p>6,059 &#160;%</p></td><td><p>10,120 &#160;%</p></td></tr><tr><td><p>27</p></td><td><p>1,316 &#160;%</p></td><td><p>3,826 &#160;%</p></td><td><p>4,088 &#160;%</p></td><td><p>3,310 &#160;%</p></td><td><p>6,016 &#160;%</p></td><td><p>9,956 &#160;%</p></td></tr><tr><td><p>28</p></td><td><p>1,343 &#160;%</p></td><td><p>3,771 &#160;%</p></td><td><p>4,081 &#160;%</p></td><td><p>3,304 &#160;%</p></td><td><p>5,975 &#160;%</p></td><td><p>9,798 &#160;%</p></td></tr><tr><td><p>29</p></td><td><p>1,370 &#160;%</p></td><td><p>3,722 &#160;%</p></td><td><p>4,072 &#160;%</p></td><td><p>3,299 &#160;%</p></td><td><p>5,935 &#160;%</p></td><td><p>9,646 &#160;%</p></td></tr><tr><td><p>30</p></td><td><p>1,397 &#160;%</p></td><td><p>3,679 &#160;%</p></td><td><p>4,063 &#160;%</p></td><td><p>3,296 &#160;%</p></td><td><p>5,897 &#160;%</p></td><td><p>9,500 &#160;%</p></td></tr><tr><td><p>31</p></td><td><p>1,422 &#160;%</p></td><td><p>3,642 &#160;%</p></td><td><p>4,053 &#160;%</p></td><td><p>3,293 &#160;%</p></td><td><p>5,860 &#160;%</p></td><td><p>9,360 &#160;%</p></td></tr><tr><td><p>32</p></td><td><p>1,447 &#160;%</p></td><td><p>3,611 &#160;%</p></td><td><p>4,043 &#160;%</p></td><td><p>3,291 &#160;%</p></td><td><p>5,825 &#160;%</p></td><td><p>9,226 &#160;%</p></td></tr><tr><td><p>33</p></td><td><p>1,471 &#160;%</p></td><td><p>3,584 &#160;%</p></td><td><p>4,032 &#160;%</p></td><td><p>3,289 &#160;%</p></td><td><p>5,791 &#160;%</p></td><td><p>9,097 &#160;%</p></td></tr><tr><td><p>34</p></td><td><p>1,495 &#160;%</p></td><td><p>3,562 &#160;%</p></td><td><p>4,022 &#160;%</p></td><td><p>3,288 &#160;%</p></td><td><p>5,758 &#160;%</p></td><td><p>8,974 &#160;%</p></td></tr><tr><td><p>35</p></td><td><p>1,517 &#160;%</p></td><td><p>3,542 &#160;%</p></td><td><p>4,011 &#160;%</p></td><td><p>3,288 &#160;%</p></td><td><p>5,727 &#160;%</p></td><td><p>8,856 &#160;%</p></td></tr><tr><td><p>36</p></td><td><p>1,539 &#160;%</p></td><td><p>3,526 &#160;%</p></td><td><p>4,000 &#160;%</p></td><td><p>3,288 &#160;%</p></td><td><p>5,697 &#160;%</p></td><td><p>8,743 &#160;%</p></td></tr><tr><td><p>37</p></td><td><p>1,560 &#160;%</p></td><td><p>3,511 &#160;%</p></td><td><p>3,989 &#160;%</p></td><td><p>3,288 &#160;%</p></td><td><p>5,668 &#160;%</p></td><td><p>8,635 &#160;%</p></td></tr><tr><td><p>38</p></td><td><p>1,580 &#160;%</p></td><td><p>3,499 &#160;%</p></td><td><p>3,979 &#160;%</p></td><td><p>3,289 &#160;%</p></td><td><p>5,640 &#160;%</p></td><td><p>8,532 &#160;%</p></td></tr><tr><td><p>39</p></td><td><p>1,600 &#160;%</p></td><td><p>3,489 &#160;%</p></td><td><p>3,969 &#160;%</p></td><td><p>3,290 &#160;%</p></td><td><p>5,614 &#160;%</p></td><td><p>8,433 &#160;%</p></td></tr><tr><td><p>40</p></td><td><p>1,618 &#160;%</p></td><td><p>3,480 &#160;%</p></td><td><p>3,958 &#160;%</p></td><td><p>3,291 &#160;%</p></td><td><p>5,588 &#160;%</p></td><td><p>8,338 &#160;%</p></td></tr><tr><td><p>41</p></td><td><p>1,637 &#160;%</p></td><td><p>3,472 &#160;%</p></td><td><p>3,948 &#160;%</p></td><td><p>3,292 &#160;%</p></td><td><p>5,564 &#160;%</p></td><td><p>8,247 &#160;%</p></td></tr><tr><td><p>42</p></td><td><p>1,654 &#160;%</p></td><td><p>3,466 &#160;%</p></td><td><p>3,939 &#160;%</p></td><td><p>3,293 &#160;%</p></td><td><p>5,540 &#160;%</p></td><td><p>8,160 &#160;%</p></td></tr><tr><td><p>43</p></td><td><p>1,671 &#160;%</p></td><td><p>3,460 &#160;%</p></td><td><p>3,929 &#160;%</p></td><td><p>3,295 &#160;%</p></td><td><p>5,518 &#160;%</p></td><td><p>8,077 &#160;%</p></td></tr><tr><td><p>44</p></td><td><p>1,687 &#160;%</p></td><td><p>3,455 &#160;%</p></td><td><p>3,920 &#160;%</p></td><td><p>3,296 &#160;%</p></td><td><p>5,496 &#160;%</p></td><td><p>7,997 &#160;%</p></td></tr><tr><td><p>45</p></td><td><p>1,703 &#160;%</p></td><td><p>3,451 &#160;%</p></td><td><p>3,911 &#160;%</p></td><td><p>3,298 &#160;%</p></td><td><p>5,475 &#160;%</p></td><td><p>7,920 &#160;%</p></td></tr><tr><td><p>46</p></td><td><p>1,718 &#160;%</p></td><td><p>3,448 &#160;%</p></td><td><p>3,902 &#160;%</p></td><td><p>3,300 &#160;%</p></td><td><p>5,455 &#160;%</p></td><td><p>7,847 &#160;%</p></td></tr><tr><td><p>47</p></td><td><p>1,733 &#160;%</p></td><td><p>3,445 &#160;%</p></td><td><p>3,893 &#160;%</p></td><td><p>3,302 &#160;%</p></td><td><p>5,435 &#160;%</p></td><td><p>7,776 &#160;%</p></td></tr><tr><td><p>48</p></td><td><p>1,747 &#160;%</p></td><td><p>3,442 &#160;%</p></td><td><p>3,885 &#160;%</p></td><td><p>3,303 &#160;%</p></td><td><p>5,417 &#160;%</p></td><td><p>7,708 &#160;%</p></td></tr><tr><td><p>49</p></td><td><p>1,760 &#160;%</p></td><td><p>3,440 &#160;%</p></td><td><p>3,877 &#160;%</p></td><td><p>3,305 &#160;%</p></td><td><p>5,399 &#160;%</p></td><td><p>7,643 &#160;%</p></td></tr><tr><td><p>50</p></td><td><p>1,773 &#160;%</p></td><td><p>3,438 &#160;%</p></td><td><p>3,869 &#160;%</p></td><td><p>3,307 &#160;%</p></td><td><p>5,381 &#160;%</p></td><td><p>7,580 &#160;%</p></td></tr><tr><td><p>51</p></td><td><p>1,786 &#160;%</p></td><td><p>3,437 &#160;%</p></td><td><p>3,861 &#160;%</p></td><td><p>3,309 &#160;%</p></td><td><p>5,365 &#160;%</p></td><td><p>7,520 &#160;%</p></td></tr><tr><td><p>52</p></td><td><p>1,798 &#160;%</p></td><td><p>3,435 &#160;%</p></td><td><p>3,854 &#160;%</p></td><td><p>3,311 &#160;%</p></td><td><p>5,348 &#160;%</p></td><td><p>7,462 &#160;%</p></td></tr><tr><td><p>53</p></td><td><p>1,810 &#160;%</p></td><td><p>3,434 &#160;%</p></td><td><p>3,847 &#160;%</p></td><td><p>3,313 &#160;%</p></td><td><p>5,333 &#160;%</p></td><td><p>7,406 &#160;%</p></td></tr><tr><td><p>54</p></td><td><p>1,821 &#160;%</p></td><td><p>3,433 &#160;%</p></td><td><p>3,840 &#160;%</p></td><td><p>3,314 &#160;%</p></td><td><p>5,318 &#160;%</p></td><td><p>7,352 &#160;%</p></td></tr><tr><td><p>55</p></td><td><p>1,833 &#160;%</p></td><td><p>3,432 &#160;%</p></td><td><p>3,833 &#160;%</p></td><td><p>3,316 &#160;%</p></td><td><p>5,303 &#160;%</p></td><td><p>7,299 &#160;%</p></td></tr><tr><td><p>56</p></td><td><p>1,843 &#160;%</p></td><td><p>3,432 &#160;%</p></td><td><p>3,826 &#160;%</p></td><td><p>3,318 &#160;%</p></td><td><p>5,289 &#160;%</p></td><td><p>7,249 &#160;%</p></td></tr><tr><td><p>57</p></td><td><p>1,854 &#160;%</p></td><td><p>3,431 &#160;%</p></td><td><p>3,820 &#160;%</p></td><td><p>3,320 &#160;%</p></td><td><p>5,275 &#160;%</p></td><td><p>7,201 &#160;%</p></td></tr><tr><td><p>58</p></td><td><p>1,864 &#160;%</p></td><td><p>3,431 &#160;%</p></td><td><p>3,814 &#160;%</p></td><td><p>3,322 &#160;%</p></td><td><p>5,262 &#160;%</p></td><td><p>7,154 &#160;%</p></td></tr><tr><td><p>59</p></td><td><p>1,873 &#160;%</p></td><td><p>3,431 &#160;%</p></td><td><p>3,808 &#160;%</p></td><td><p>3,323 &#160;%</p></td><td><p>5,249 &#160;%</p></td><td><p>7,108 &#160;%</p></td></tr><tr><td><p>60</p></td><td><p>1,883 &#160;%</p></td><td><p>3,430 &#160;%</p></td><td><p>3,802 &#160;%</p></td><td><p>3,325 &#160;%</p></td><td><p>5,237 &#160;%</p></td><td><p>7,065 &#160;%</p></td></tr><tr><td><p>61</p></td><td><p>1,892 &#160;%</p></td><td><p>3,430 &#160;%</p></td><td><p>3,797 &#160;%</p></td><td><p>3,327 &#160;%</p></td><td><p>5,225 &#160;%</p></td><td><p>7,022 &#160;%</p></td></tr><tr><td><p>62</p></td><td><p>1,901 &#160;%</p></td><td><p>3,430 &#160;%</p></td><td><p>3,791 &#160;%</p></td><td><p>3,328 &#160;%</p></td><td><p>5,214 &#160;%</p></td><td><p>6,981 &#160;%</p></td></tr><tr><td><p>63</p></td><td><p>1,909 &#160;%</p></td><td><p>3,430 &#160;%</p></td><td><p>3,786 &#160;%</p></td><td><p>3,330 &#160;%</p></td><td><p>5,202 &#160;%</p></td><td><p>6,941 &#160;%</p></td></tr><tr><td><p>64</p></td><td><p>1,918 &#160;%</p></td><td><p>3,430 &#160;%</p></td><td><p>3,781 &#160;%</p></td><td><p>3,332 &#160;%</p></td><td><p>5,191 &#160;%</p></td><td><p>6,903 &#160;%</p></td></tr><tr><td><p>65</p></td><td><p>1,926 &#160;%</p></td><td><p>3,430 &#160;%</p></td><td><p>3,776 &#160;%</p></td><td><p>3,333 &#160;%</p></td><td><p>5,181 &#160;%</p></td><td><p>6,866 &#160;%</p></td></tr><tr><td><p>66</p></td><td><p>1,933 &#160;%</p></td><td><p>3,430 &#160;%</p></td><td><p>3,771 &#160;%</p></td><td><p>3,335 &#160;%</p></td><td><p>5,171 &#160;%</p></td><td><p>6,830 &#160;%</p></td></tr><tr><td><p>67</p></td><td><p>1,941 &#160;%</p></td><td><p>3,430 &#160;%</p></td><td><p>3,766 &#160;%</p></td><td><p>3,336 &#160;%</p></td><td><p>5,161 &#160;%</p></td><td><p>6,794 &#160;%</p></td></tr><tr><td><p>68</p></td><td><p>1,949 &#160;%</p></td><td><p>3,430 &#160;%</p></td><td><p>3,762 &#160;%</p></td><td><p>3,338 &#160;%</p></td><td><p>5,151 &#160;%</p></td><td><p>6,760 &#160;%</p></td></tr><tr><td><p>69</p></td><td><p>1,956 &#160;%</p></td><td><p>3,430 &#160;%</p></td><td><p>3,757 &#160;%</p></td><td><p>3,339 &#160;%</p></td><td><p>5,142 &#160;%</p></td><td><p>6,727 &#160;%</p></td></tr><tr><td><p>70</p></td><td><p>1,963 &#160;%</p></td><td><p>3,430 &#160;%</p></td><td><p>3,753 &#160;%</p></td><td><p>3,341 &#160;%</p></td><td><p>5,132 &#160;%</p></td><td><p>6,695 &#160;%</p></td></tr><tr><td><p>71</p></td><td><p>1,969 &#160;%</p></td><td><p>3,431 &#160;%</p></td><td><p>3,748 &#160;%</p></td><td><p>3,342 &#160;%</p></td><td><p>5,123 &#160;%</p></td><td><p>6,664 &#160;%</p></td></tr><tr><td><p>72</p></td><td><p>1,976 &#160;%</p></td><td><p>3,431 &#160;%</p></td><td><p>3,744 &#160;%</p></td><td><p>3,343 &#160;%</p></td><td><p>5,115 &#160;%</p></td><td><p>6,634 &#160;%</p></td></tr><tr><td><p>73</p></td><td><p>1,983 &#160;%</p></td><td><p>3,431 &#160;%</p></td><td><p>3,740 &#160;%</p></td><td><p>3,345 &#160;%</p></td><td><p>5,106 &#160;%</p></td><td><p>6,604 &#160;%</p></td></tr><tr><td><p>74</p></td><td><p>1,989 &#160;%</p></td><td><p>3,431 &#160;%</p></td><td><p>3,736 &#160;%</p></td><td><p>3,346 &#160;%</p></td><td><p>5,098 &#160;%</p></td><td><p>6,575 &#160;%</p></td></tr><tr><td><p>75</p></td><td><p>1,995 &#160;%</p></td><td><p>3,431 &#160;%</p></td><td><p>3,733 &#160;%</p></td><td><p>3,347 &#160;%</p></td><td><p>5,090 &#160;%</p></td><td><p>6,548 &#160;%</p></td></tr><tr><td><p>76</p></td><td><p>2,001 &#160;%</p></td><td><p>3,431 &#160;%</p></td><td><p>3,729 &#160;%</p></td><td><p>3,349 &#160;%</p></td><td><p>5,083 &#160;%</p></td><td><p>6,520 &#160;%</p></td></tr><tr><td><p>77</p></td><td><p>2,007 &#160;%</p></td><td><p>3,432 &#160;%</p></td><td><p>3,725 &#160;%</p></td><td><p>3,350 &#160;%</p></td><td><p>5,075 &#160;%</p></td><td><p>6,494 &#160;%</p></td></tr><tr><td><p>78</p></td><td><p>2,012 &#160;%</p></td><td><p>3,432 &#160;%</p></td><td><p>3,722 &#160;%</p></td><td><p>3,351 &#160;%</p></td><td><p>5,068 &#160;%</p></td><td><p>6,468 &#160;%</p></td></tr><tr><td><p>79</p></td><td><p>2,018 &#160;%</p></td><td><p>3,432 &#160;%</p></td><td><p>3,718 &#160;%</p></td><td><p>3,352 &#160;%</p></td><td><p>5,060 &#160;%</p></td><td><p>6,443 &#160;%</p></td></tr><tr><td><p>80</p></td><td><p>2,023 &#160;%</p></td><td><p>3,432 &#160;%</p></td><td><p>3,715 &#160;%</p></td><td><p>3,353 &#160;%</p></td><td><p>5,053 &#160;%</p></td><td><p>6,418 &#160;%</p></td></tr><tr><td><p>81</p></td><td><p>2,028 &#160;%</p></td><td><p>3,432 &#160;%</p></td><td><p>3,712 &#160;%</p></td><td><p>3,355 &#160;%</p></td><td><p>5,047 &#160;%</p></td><td><p>6,395 &#160;%</p></td></tr><tr><td><p>82</p></td><td><p>2,034 &#160;%</p></td><td><p>3,433 &#160;%</p></td><td><p>3,709 &#160;%</p></td><td><p>3,356 &#160;%</p></td><td><p>5,040 &#160;%</p></td><td><p>6,371 &#160;%</p></td></tr><tr><td><p>83</p></td><td><p>2,039 &#160;%</p></td><td><p>3,433 &#160;%</p></td><td><p>3,705 &#160;%</p></td><td><p>3,357 &#160;%</p></td><td><p>5,033 &#160;%</p></td><td><p>6,349 &#160;%</p></td></tr><tr><td><p>84</p></td><td><p>2,043 &#160;%</p></td><td><p>3,433 &#160;%</p></td><td><p>3,702 &#160;%</p></td><td><p>3,358 &#160;%</p></td><td><p>5,027 &#160;%</p></td><td><p>6,326 &#160;%</p></td></tr><tr><td><p>85</p></td><td><p>2,048 &#160;%</p></td><td><p>3,433 &#160;%</p></td><td><p>3,699 &#160;%</p></td><td><p>3,359 &#160;%</p></td><td><p>5,021 &#160;%</p></td><td><p>6,305 &#160;%</p></td></tr><tr><td><p>86</p></td><td><p>2,053 &#160;%</p></td><td><p>3,433 &#160;%</p></td><td><p>3,697 &#160;%</p></td><td><p>3,360 &#160;%</p></td><td><p>5,015 &#160;%</p></td><td><p>6,284 &#160;%</p></td></tr><tr><td><p>87</p></td><td><p>2,057 &#160;%</p></td><td><p>3,433 &#160;%</p></td><td><p>3,694 &#160;%</p></td><td><p>3,361 &#160;%</p></td><td><p>5,009 &#160;%</p></td><td><p>6,263 &#160;%</p></td></tr><tr><td><p>88</p></td><td><p>2,062 &#160;%</p></td><td><p>3,434 &#160;%</p></td><td><p>3,691 &#160;%</p></td><td><p>3,362 &#160;%</p></td><td><p>5,003 &#160;%</p></td><td><p>6,243 &#160;%</p></td></tr><tr><td><p>89</p></td><td><p>2,066 &#160;%</p></td><td><p>3,434 &#160;%</p></td><td><p>3,688 &#160;%</p></td><td><p>3,363 &#160;%</p></td><td><p>4,997 &#160;%</p></td><td><p>6,223 &#160;%</p></td></tr><tr><td><p>90</p></td><td><p>2,070 &#160;%</p></td><td><p>3,434 &#160;%</p></td><td><p>3,686 &#160;%</p></td><td><p>3,364 &#160;%</p></td><td><p>4,992 &#160;%</p></td><td><p>6,204 &#160;%</p></td></tr><tr><td><p>91</p></td><td><p>2,075 &#160;%</p></td><td><p>3,434 &#160;%</p></td><td><p>3,683 &#160;%</p></td><td><p>3,365 &#160;%</p></td><td><p>4,986 &#160;%</p></td><td><p>6,185 &#160;%</p></td></tr><tr><td><p>92</p></td><td><p>2,079 &#160;%</p></td><td><p>3,434 &#160;%</p></td><td><p>3,681 &#160;%</p></td><td><p>3,366 &#160;%</p></td><td><p>4,981 &#160;%</p></td><td><p>6,166 &#160;%</p></td></tr><tr><td><p>93</p></td><td><p>2,083 &#160;%</p></td><td><p>3,434 &#160;%</p></td><td><p>3,678 &#160;%</p></td><td><p>3,366 &#160;%</p></td><td><p>4,976 &#160;%</p></td><td><p>6,148 &#160;%</p></td></tr><tr><td><p>94</p></td><td><p>2,087 &#160;%</p></td><td><p>3,435 &#160;%</p></td><td><p>3,676 &#160;%</p></td><td><p>3,367 &#160;%</p></td><td><p>4,971 &#160;%</p></td><td><p>6,131 &#160;%</p></td></tr><tr><td><p>95</p></td><td><p>2,090 &#160;%</p></td><td><p>3,435 &#160;%</p></td><td><p>3,673 &#160;%</p></td><td><p>3,368 &#160;%</p></td><td><p>4,966 &#160;%</p></td><td><p>6,113 &#160;%</p></td></tr><tr><td><p>96</p></td><td><p>2,094 &#160;%</p></td><td><p>3,435 &#160;%</p></td><td><p>3,671 &#160;%</p></td><td><p>3,369 &#160;%</p></td><td><p>4,961 &#160;%</p></td><td><p>6,096 &#160;%</p></td></tr><tr><td><p>97</p></td><td><p>2,098 &#160;%</p></td><td><p>3,435 &#160;%</p></td><td><p>3,669 &#160;%</p></td><td><p>3,370 &#160;%</p></td><td><p>4,956 &#160;%</p></td><td><p>6,080 &#160;%</p></td></tr><tr><td><p>98</p></td><td><p>2,101 &#160;%</p></td><td><p>3,435 &#160;%</p></td><td><p>3,666 &#160;%</p></td><td><p>3,371 &#160;%</p></td><td><p>4,952 &#160;%</p></td><td><p>6,064 &#160;%</p></td></tr><tr><td><p>99</p></td><td><p>2,105 &#160;%</p></td><td><p>3,435 &#160;%</p></td><td><p>3,664 &#160;%</p></td><td><p>3,371 &#160;%</p></td><td><p>4,947 &#160;%</p></td><td><p>6,048 &#160;%</p></td></tr><tr><td><p>100</p></td><td><p>2,108 &#160;%</p></td><td><p>3,435 &#160;%</p></td><td><p>3,662 &#160;%</p></td><td><p>3,372 &#160;%</p></td><td><p>4,943 &#160;%</p></td><td><p>6,032 &#160;%</p></td></tr><tr><td><p>101</p></td><td><p>2,112 &#160;%</p></td><td><p>3,436 &#160;%</p></td><td><p>3,660 &#160;%</p></td><td><p>3,373 &#160;%</p></td><td><p>4,938 &#160;%</p></td><td><p>6,017 &#160;%</p></td></tr><tr><td><p>102</p></td><td><p>2,115 &#160;%</p></td><td><p>3,436 &#160;%</p></td><td><p>3,658 &#160;%</p></td><td><p>3,374 &#160;%</p></td><td><p>4,934 &#160;%</p></td><td><p>6,002 &#160;%</p></td></tr><tr><td><p>103</p></td><td><p>2,118 &#160;%</p></td><td><p>3,436 &#160;%</p></td><td><p>3,656 &#160;%</p></td><td><p>3,374 &#160;%</p></td><td><p>4,930 &#160;%</p></td><td><p>5,987 &#160;%</p></td></tr><tr><td><p>104</p></td><td><p>2,121 &#160;%</p></td><td><p>3,436 &#160;%</p></td><td><p>3,654 &#160;%</p></td><td><p>3,375 &#160;%</p></td><td><p>4,926 &#160;%</p></td><td><p>5,973 &#160;%</p></td></tr><tr><td><p>105</p></td><td><p>2,125 &#160;%</p></td><td><p>3,436 &#160;%</p></td><td><p>3,652 &#160;%</p></td><td><p>3,376 &#160;%</p></td><td><p>4,921 &#160;%</p></td><td><p>5,959 &#160;%</p></td></tr><tr><td><p>106</p></td><td><p>2,128 &#160;%</p></td><td><p>3,436 &#160;%</p></td><td><p>3,650 &#160;%</p></td><td><p>3,377 &#160;%</p></td><td><p>4,917 &#160;%</p></td><td><p>5,945 &#160;%</p></td></tr><tr><td><p>107</p></td><td><p>2,131 &#160;%</p></td><td><p>3,436 &#160;%</p></td><td><p>3,648 &#160;%</p></td><td><p>3,377 &#160;%</p></td><td><p>4,914 &#160;%</p></td><td><p>5,931 &#160;%</p></td></tr><tr><td><p>108</p></td><td><p>2,134 &#160;%</p></td><td><p>3,437 &#160;%</p></td><td><p>3,646 &#160;%</p></td><td><p>3,378 &#160;%</p></td><td><p>4,910 &#160;%</p></td><td><p>5,918 &#160;%</p></td></tr><tr><td><p>109</p></td><td><p>2,136 &#160;%</p></td><td><p>3,437 &#160;%</p></td><td><p>3,645 &#160;%</p></td><td><p>3,379 &#160;%</p></td><td><p>4,906 &#160;%</p></td><td><p>5,905 &#160;%</p></td></tr><tr><td><p>110</p></td><td><p>2,139 &#160;%</p></td><td><p>3,437 &#160;%</p></td><td><p>3,643 &#160;%</p></td><td><p>3,379 &#160;%</p></td><td><p>4,902 &#160;%</p></td><td><p>5,892 &#160;%</p></td></tr><tr><td><p>111</p></td><td><p>2,142 &#160;%</p></td><td><p>3,437 &#160;%</p></td><td><p>3,641 &#160;%</p></td><td><p>3,380 &#160;%</p></td><td><p>4,899 &#160;%</p></td><td><p>5,879 &#160;%</p></td></tr><tr><td><p>112</p></td><td><p>2,145 &#160;%</p></td><td><p>3,437 &#160;%</p></td><td><p>3,639 &#160;%</p></td><td><p>3,381 &#160;%</p></td><td><p>4,895 &#160;%</p></td><td><p>5,867 &#160;%</p></td></tr><tr><td><p>113</p></td><td><p>2,148 &#160;%</p></td><td><p>3,437 &#160;%</p></td><td><p>3,638 &#160;%</p></td><td><p>3,381 &#160;%</p></td><td><p>4,892 &#160;%</p></td><td><p>5,855 &#160;%</p></td></tr><tr><td><p>114</p></td><td><p>2,150 &#160;%</p></td><td><p>3,437 &#160;%</p></td><td><p>3,636 &#160;%</p></td><td><p>3,382 &#160;%</p></td><td><p>4,888 &#160;%</p></td><td><p>5,843 &#160;%</p></td></tr><tr><td><p>115</p></td><td><p>2,153 &#160;%</p></td><td><p>3,437 &#160;%</p></td><td><p>3,634 &#160;%</p></td><td><p>3,382 &#160;%</p></td><td><p>4,885 &#160;%</p></td><td><p>5,831 &#160;%</p></td></tr><tr><td><p>116</p></td><td><p>2,155 &#160;%</p></td><td><p>3,437 &#160;%</p></td><td><p>3,633 &#160;%</p></td><td><p>3,383 &#160;%</p></td><td><p>4,881 &#160;%</p></td><td><p>5,819 &#160;%</p></td></tr><tr><td><p>117</p></td><td><p>2,158 &#160;%</p></td><td><p>3,438 &#160;%</p></td><td><p>3,631 &#160;%</p></td><td><p>3,383 &#160;%</p></td><td><p>4,878 &#160;%</p></td><td><p>5,808 &#160;%</p></td></tr><tr><td><p>118</p></td><td><p>2,160 &#160;%</p></td><td><p>3,438 &#160;%</p></td><td><p>3,630 &#160;%</p></td><td><p>3,384 &#160;%</p></td><td><p>4,875 &#160;%</p></td><td><p>5,797 &#160;%</p></td></tr><tr><td><p>119</p></td><td><p>2,163 &#160;%</p></td><td><p>3,438 &#160;%</p></td><td><p>3,628 &#160;%</p></td><td><p>3,385 &#160;%</p></td><td><p>4,872 &#160;%</p></td><td><p>5,786 &#160;%</p></td></tr><tr><td><p>120</p></td><td><p>2,165 &#160;%</p></td><td><p>3,438 &#160;%</p></td><td><p>3,627 &#160;%</p></td><td><p>3,385 &#160;%</p></td><td><p>4,869 &#160;%</p></td><td><p>5,775 &#160;%</p></td></tr><tr><td><p>121</p></td><td><p>2,168 &#160;%</p></td><td><p>3,438 &#160;%</p></td><td><p>3,625 &#160;%</p></td><td><p>3,386 &#160;%</p></td><td><p>4,866 &#160;%</p></td><td><p>5,765 &#160;%</p></td></tr><tr><td><p>122</p></td><td><p>2,170 &#160;%</p></td><td><p>3,438 &#160;%</p></td><td><p>3,624 &#160;%</p></td><td><p>3,386 &#160;%</p></td><td><p>4,863 &#160;%</p></td><td><p>5,754 &#160;%</p></td></tr><tr><td><p>123</p></td><td><p>2,172 &#160;%</p></td><td><p>3,438 &#160;%</p></td><td><p>3,622 &#160;%</p></td><td><p>3,387 &#160;%</p></td><td><p>4,860 &#160;%</p></td><td><p>5,744 &#160;%</p></td></tr><tr><td><p>124</p></td><td><p>2,174 &#160;%</p></td><td><p>3,438 &#160;%</p></td><td><p>3,621 &#160;%</p></td><td><p>3,387 &#160;%</p></td><td><p>4,857 &#160;%</p></td><td><p>5,734 &#160;%</p></td></tr><tr><td><p>125</p></td><td><p>2,177 &#160;%</p></td><td><p>3,438 &#160;%</p></td><td><p>3,620 &#160;%</p></td><td><p>3,388 &#160;%</p></td><td><p>4,854 &#160;%</p></td><td><p>5,724 &#160;%</p></td></tr><tr><td><p>126</p></td><td><p>2,179 &#160;%</p></td><td><p>3,438 &#160;%</p></td><td><p>3,618 &#160;%</p></td><td><p>3,388 &#160;%</p></td><td><p>4,851 &#160;%</p></td><td><p>5,714 &#160;%</p></td></tr><tr><td><p>127</p></td><td><p>2,181 &#160;%</p></td><td><p>3,439 &#160;%</p></td><td><p>3,617 &#160;%</p></td><td><p>3,389 &#160;%</p></td><td><p>4,848 &#160;%</p></td><td><p>5,704 &#160;%</p></td></tr><tr><td><p>128</p></td><td><p>2,183 &#160;%</p></td><td><p>3,439 &#160;%</p></td><td><p>3,616 &#160;%</p></td><td><p>3,389 &#160;%</p></td><td><p>4,846 &#160;%</p></td><td><p>5,695 &#160;%</p></td></tr><tr><td><p>129</p></td><td><p>2,185 &#160;%</p></td><td><p>3,439 &#160;%</p></td><td><p>3,614 &#160;%</p></td><td><p>3,390 &#160;%</p></td><td><p>4,843 &#160;%</p></td><td><p>5,686 &#160;%</p></td></tr><tr><td><p>130</p></td><td><p>2,187 &#160;%</p></td><td><p>3,439 &#160;%</p></td><td><p>3,613 &#160;%</p></td><td><p>3,390 &#160;%</p></td><td><p>4,840 &#160;%</p></td><td><p>5,676 &#160;%</p></td></tr><tr><td><p>131</p></td><td><p>2,189 &#160;%</p></td><td><p>3,439 &#160;%</p></td><td><p>3,612 &#160;%</p></td><td><p>3,391 &#160;%</p></td><td><p>4,838 &#160;%</p></td><td><p>5,667 &#160;%</p></td></tr><tr><td><p>132</p></td><td><p>2,191 &#160;%</p></td><td><p>3,439 &#160;%</p></td><td><p>3,611 &#160;%</p></td><td><p>3,391 &#160;%</p></td><td><p>4,835 &#160;%</p></td><td><p>5,659 &#160;%</p></td></tr><tr><td><p>133</p></td><td><p>2,193 &#160;%</p></td><td><p>3,439 &#160;%</p></td><td><p>3,609 &#160;%</p></td><td><p>3,391 &#160;%</p></td><td><p>4,833 &#160;%</p></td><td><p>5,650 &#160;%</p></td></tr><tr><td><p>134</p></td><td><p>2,195 &#160;%</p></td><td><p>3,439 &#160;%</p></td><td><p>3,608 &#160;%</p></td><td><p>3,392 &#160;%</p></td><td><p>4,830 &#160;%</p></td><td><p>5,641 &#160;%</p></td></tr><tr><td><p>135</p></td><td><p>2,197 &#160;%</p></td><td><p>3,439 &#160;%</p></td><td><p>3,607 &#160;%</p></td><td><p>3,392 &#160;%</p></td><td><p>4,828 &#160;%</p></td><td><p>5,633 &#160;%</p></td></tr><tr><td><p>136</p></td><td><p>2,199 &#160;%</p></td><td><p>3,439 &#160;%</p></td><td><p>3,606 &#160;%</p></td><td><p>3,393 &#160;%</p></td><td><p>4,825 &#160;%</p></td><td><p>5,624 &#160;%</p></td></tr><tr><td><p>137</p></td><td><p>2,200 &#160;%</p></td><td><p>3,439 &#160;%</p></td><td><p>3,605 &#160;%</p></td><td><p>3,393 &#160;%</p></td><td><p>4,823 &#160;%</p></td><td><p>5,616 &#160;%</p></td></tr><tr><td><p>138</p></td><td><p>2,202 &#160;%</p></td><td><p>3,439 &#160;%</p></td><td><p>3,604 &#160;%</p></td><td><p>3,394 &#160;%</p></td><td><p>4,821 &#160;%</p></td><td><p>5,608 &#160;%</p></td></tr><tr><td><p>139</p></td><td><p>2,204 &#160;%</p></td><td><p>3,440 &#160;%</p></td><td><p>3,603 &#160;%</p></td><td><p>3,394 &#160;%</p></td><td><p>4,818 &#160;%</p></td><td><p>5,600 &#160;%</p></td></tr><tr><td><p>140</p></td><td><p>2,206 &#160;%</p></td><td><p>3,440 &#160;%</p></td><td><p>3,601 &#160;%</p></td><td><p>3,394 &#160;%</p></td><td><p>4,816 &#160;%</p></td><td><p>5,592 &#160;%</p></td></tr><tr><td><p>141</p></td><td><p>2,208 &#160;%</p></td><td><p>3,440 &#160;%</p></td><td><p>3,600 &#160;%</p></td><td><p>3,395 &#160;%</p></td><td><p>4,814 &#160;%</p></td><td><p>5,584 &#160;%</p></td></tr><tr><td><p>142</p></td><td><p>2,209 &#160;%</p></td><td><p>3,440 &#160;%</p></td><td><p>3,599 &#160;%</p></td><td><p>3,395 &#160;%</p></td><td><p>4,811 &#160;%</p></td><td><p>5,577 &#160;%</p></td></tr><tr><td><p>143</p></td><td><p>2,211 &#160;%</p></td><td><p>3,440 &#160;%</p></td><td><p>3,598 &#160;%</p></td><td><p>3,396 &#160;%</p></td><td><p>4,809 &#160;%</p></td><td><p>5,569 &#160;%</p></td></tr><tr><td><p>144</p></td><td><p>2,213 &#160;%</p></td><td><p>3,440 &#160;%</p></td><td><p>3,597 &#160;%</p></td><td><p>3,396 &#160;%</p></td><td><p>4,807 &#160;%</p></td><td><p>5,562 &#160;%</p></td></tr><tr><td><p>145</p></td><td><p>2,214 &#160;%</p></td><td><p>3,440 &#160;%</p></td><td><p>3,596 &#160;%</p></td><td><p>3,396 &#160;%</p></td><td><p>4,805 &#160;%</p></td><td><p>5,554 &#160;%</p></td></tr><tr><td><p>146</p></td><td><p>2,216 &#160;%</p></td><td><p>3,440 &#160;%</p></td><td><p>3,595 &#160;%</p></td><td><p>3,397 &#160;%</p></td><td><p>4,803 &#160;%</p></td><td><p>5,547 &#160;%</p></td></tr><tr><td><p>147</p></td><td><p>2,217 &#160;%</p></td><td><p>3,440 &#160;%</p></td><td><p>3,594 &#160;%</p></td><td><p>3,397 &#160;%</p></td><td><p>4,801 &#160;%</p></td><td><p>5,540 &#160;%</p></td></tr><tr><td><p>148</p></td><td><p>2,219 &#160;%</p></td><td><p>3,440 &#160;%</p></td><td><p>3,593 &#160;%</p></td><td><p>3,397 &#160;%</p></td><td><p>4,799 &#160;%</p></td><td><p>5,533 &#160;%</p></td></tr><tr><td><p>149</p></td><td><p>2,221 &#160;%</p></td><td><p>3,440 &#160;%</p></td><td><p>3,592 &#160;%</p></td><td><p>3,398 &#160;%</p></td><td><p>4,797 &#160;%</p></td><td><p>5,526 &#160;%</p></td></tr><tr><td><p>150</p></td><td><p>2,222 &#160;%</p></td><td><p>3,440 &#160;%</p></td><td><p>3,591 &#160;%</p></td><td><p>3,398 &#160;%</p></td><td><p>4,795 &#160;%</p></td><td><p>5,519 &#160;%</p></td></tr></tbody></table> <table><col/><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>Term to maturity (in years)</p></td><td><p>Hong Kong dollar</p></td><td><p>Indian rupee</p></td><td><p>Mexican peso</p></td><td><p>New Taiwan dollar</p></td><td><p>New Zealand dollar</p></td><td><p>Rand</p></td></tr><tr><td><p>1</p></td><td><p>4,216 &#160;%</p></td><td><p>6,763 &#160;%</p></td><td><p>10,965 &#160;%</p></td><td><p>1,139 &#160;%</p></td><td><p>4,614 &#160;%</p></td><td><p>7,729 &#160;%</p></td></tr><tr><td><p>2</p></td><td><p>4,321 &#160;%</p></td><td><p>7,093 &#160;%</p></td><td><p>10,418 &#160;%</p></td><td><p>1,242 &#160;%</p></td><td><p>4,733 &#160;%</p></td><td><p>8,236 &#160;%</p></td></tr><tr><td><p>3</p></td><td><p>4,196 &#160;%</p></td><td><p>7,244 &#160;%</p></td><td><p>9,827 &#160;%</p></td><td><p>1,334 &#160;%</p></td><td><p>4,651 &#160;%</p></td><td><p>8,518 &#160;%</p></td></tr><tr><td><p>4</p></td><td><p>4,093 &#160;%</p></td><td><p>7,327 &#160;%</p></td><td><p>9,536 &#160;%</p></td><td><p>1,403 &#160;%</p></td><td><p>4,572 &#160;%</p></td><td><p>8,764 &#160;%</p></td></tr><tr><td><p>5</p></td><td><p>4,044 &#160;%</p></td><td><p>7,358 &#160;%</p></td><td><p>9,439 &#160;%</p></td><td><p>1,462 &#160;%</p></td><td><p>4,507 &#160;%</p></td><td><p>9,021 &#160;%</p></td></tr><tr><td><p>6</p></td><td><p>3,984 &#160;%</p></td><td><p>7,379 &#160;%</p></td><td><p>9,411 &#160;%</p></td><td><p>1,511 &#160;%</p></td><td><p>4,480 &#160;%</p></td><td><p>9,285 &#160;%</p></td></tr><tr><td><p>7</p></td><td><p>3,920 &#160;%</p></td><td><p>7,403 &#160;%</p></td><td><p>9,406 &#160;%</p></td><td><p>1,550 &#160;%</p></td><td><p>4,467 &#160;%</p></td><td><p>9,577 &#160;%</p></td></tr><tr><td><p>8</p></td><td><p>3,864 &#160;%</p></td><td><p>7,428 &#160;%</p></td><td><p>9,400 &#160;%</p></td><td><p>1,581 &#160;%</p></td><td><p>4,458 &#160;%</p></td><td><p>9,827 &#160;%</p></td></tr><tr><td><p>9</p></td><td><p>3,824 &#160;%</p></td><td><p>7,454 &#160;%</p></td><td><p>9,382 &#160;%</p></td><td><p>1,607 &#160;%</p></td><td><p>4,455 &#160;%</p></td><td><p>10,028 &#160;%</p></td></tr><tr><td><p>10</p></td><td><p>3,805 &#160;%</p></td><td><p>7,482 &#160;%</p></td><td><p>9,342 &#160;%</p></td><td><p>1,626 &#160;%</p></td><td><p>4,455 &#160;%</p></td><td><p>10,189 &#160;%</p></td></tr><tr><td><p>11</p></td><td><p>3,807 &#160;%</p></td><td><p>7,492 &#160;%</p></td><td><p>9,277 &#160;%</p></td><td><p>1,653 &#160;%</p></td><td><p>4,460 &#160;%</p></td><td><p>10,316 &#160;%</p></td></tr><tr><td><p>12</p></td><td><p>3,822 &#160;%</p></td><td><p>7,485 &#160;%</p></td><td><p>9,191 &#160;%</p></td><td><p>1,690 &#160;%</p></td><td><p>4,467 &#160;%</p></td><td><p>10,412 &#160;%</p></td></tr><tr><td><p>13</p></td><td><p>3,842 &#160;%</p></td><td><p>7,466 &#160;%</p></td><td><p>9,092 &#160;%</p></td><td><p>1,731 &#160;%</p></td><td><p>4,474 &#160;%</p></td><td><p>10,477 &#160;%</p></td></tr><tr><td><p>14</p></td><td><p>3,862 &#160;%</p></td><td><p>7,438 &#160;%</p></td><td><p>8,984 &#160;%</p></td><td><p>1,776 &#160;%</p></td><td><p>4,481 &#160;%</p></td><td><p>10,512 &#160;%</p></td></tr><tr><td><p>15</p></td><td><p>3,880 &#160;%</p></td><td><p>7,405 &#160;%</p></td><td><p>8,870 &#160;%</p></td><td><p>1,822 &#160;%</p></td><td><p>4,487 &#160;%</p></td><td><p>10,517 &#160;%</p></td></tr><tr><td><p>16</p></td><td><p>3,892 &#160;%</p></td><td><p>7,367 &#160;%</p></td><td><p>8,752 &#160;%</p></td><td><p>1,868 &#160;%</p></td><td><p>4,490 &#160;%</p></td><td><p>10,491 &#160;%</p></td></tr><tr><td><p>17</p></td><td><p>3,899 &#160;%</p></td><td><p>7,326 &#160;%</p></td><td><p>8,633 &#160;%</p></td><td><p>1,915 &#160;%</p></td><td><p>4,491 &#160;%</p></td><td><p>10,442 &#160;%</p></td></tr><tr><td><p>18</p></td><td><p>3,904 &#160;%</p></td><td><p>7,283 &#160;%</p></td><td><p>8,514 &#160;%</p></td><td><p>1,960 &#160;%</p></td><td><p>4,490 &#160;%</p></td><td><p>10,374 &#160;%</p></td></tr><tr><td><p>19</p></td><td><p>3,905 &#160;%</p></td><td><p>7,240 &#160;%</p></td><td><p>8,396 &#160;%</p></td><td><p>2,004 &#160;%</p></td><td><p>4,485 &#160;%</p></td><td><p>10,292 &#160;%</p></td></tr><tr><td><p>20</p></td><td><p>3,904 &#160;%</p></td><td><p>7,196 &#160;%</p></td><td><p>8,280 &#160;%</p></td><td><p>2,048 &#160;%</p></td><td><p>4,477 &#160;%</p></td><td><p>10,199 &#160;%</p></td></tr><tr><td><p>21</p></td><td><p>3,902 &#160;%</p></td><td><p>7,152 &#160;%</p></td><td><p>8,167 &#160;%</p></td><td><p>2,089 &#160;%</p></td><td><p>4,466 &#160;%</p></td><td><p>10,099 &#160;%</p></td></tr><tr><td><p>22</p></td><td><p>3,898 &#160;%</p></td><td><p>7,109 &#160;%</p></td><td><p>8,056 &#160;%</p></td><td><p>2,129 &#160;%</p></td><td><p>4,452 &#160;%</p></td><td><p>9,995 &#160;%</p></td></tr><tr><td><p>23</p></td><td><p>3,893 &#160;%</p></td><td><p>7,066 &#160;%</p></td><td><p>7,949 &#160;%</p></td><td><p>2,168 &#160;%</p></td><td><p>4,437 &#160;%</p></td><td><p>9,888 &#160;%</p></td></tr><tr><td><p>24</p></td><td><p>3,887 &#160;%</p></td><td><p>7,025 &#160;%</p></td><td><p>7,845 &#160;%</p></td><td><p>2,205 &#160;%</p></td><td><p>4,420 &#160;%</p></td><td><p>9,779 &#160;%</p></td></tr><tr><td><p>25</p></td><td><p>3,881 &#160;%</p></td><td><p>6,984 &#160;%</p></td><td><p>7,745 &#160;%</p></td><td><p>2,241 &#160;%</p></td><td><p>4,402 &#160;%</p></td><td><p>9,670 &#160;%</p></td></tr><tr><td><p>26</p></td><td><p>3,874 &#160;%</p></td><td><p>6,945 &#160;%</p></td><td><p>7,649 &#160;%</p></td><td><p>2,275 &#160;%</p></td><td><p>4,383 &#160;%</p></td><td><p>9,562 &#160;%</p></td></tr><tr><td><p>27</p></td><td><p>3,867 &#160;%</p></td><td><p>6,906 &#160;%</p></td><td><p>7,556 &#160;%</p></td><td><p>2,308 &#160;%</p></td><td><p>4,364 &#160;%</p></td><td><p>9,455 &#160;%</p></td></tr><tr><td><p>28</p></td><td><p>3,860 &#160;%</p></td><td><p>6,869 &#160;%</p></td><td><p>7,467 &#160;%</p></td><td><p>2,340 &#160;%</p></td><td><p>4,345 &#160;%</p></td><td><p>9,351 &#160;%</p></td></tr><tr><td><p>29</p></td><td><p>3,852 &#160;%</p></td><td><p>6,833 &#160;%</p></td><td><p>7,381 &#160;%</p></td><td><p>2,370 &#160;%</p></td><td><p>4,326 &#160;%</p></td><td><p>9,249 &#160;%</p></td></tr><tr><td><p>30</p></td><td><p>3,845 &#160;%</p></td><td><p>6,799 &#160;%</p></td><td><p>7,299 &#160;%</p></td><td><p>2,399 &#160;%</p></td><td><p>4,307 &#160;%</p></td><td><p>9,149 &#160;%</p></td></tr><tr><td><p>31</p></td><td><p>3,837 &#160;%</p></td><td><p>6,765 &#160;%</p></td><td><p>7,221 &#160;%</p></td><td><p>2,426 &#160;%</p></td><td><p>4,288 &#160;%</p></td><td><p>9,053 &#160;%</p></td></tr><tr><td><p>32</p></td><td><p>3,830 &#160;%</p></td><td><p>6,733 &#160;%</p></td><td><p>7,146 &#160;%</p></td><td><p>2,453 &#160;%</p></td><td><p>4,269 &#160;%</p></td><td><p>8,960 &#160;%</p></td></tr><tr><td><p>33</p></td><td><p>3,822 &#160;%</p></td><td><p>6,702 &#160;%</p></td><td><p>7,074 &#160;%</p></td><td><p>2,478 &#160;%</p></td><td><p>4,251 &#160;%</p></td><td><p>8,871 &#160;%</p></td></tr><tr><td><p>34</p></td><td><p>3,815 &#160;%</p></td><td><p>6,673 &#160;%</p></td><td><p>7,005 &#160;%</p></td><td><p>2,503 &#160;%</p></td><td><p>4,233 &#160;%</p></td><td><p>8,784 &#160;%</p></td></tr><tr><td><p>35</p></td><td><p>3,807 &#160;%</p></td><td><p>6,644 &#160;%</p></td><td><p>6,939 &#160;%</p></td><td><p>2,526 &#160;%</p></td><td><p>4,216 &#160;%</p></td><td><p>8,701 &#160;%</p></td></tr><tr><td><p>36</p></td><td><p>3,800 &#160;%</p></td><td><p>6,616 &#160;%</p></td><td><p>6,876 &#160;%</p></td><td><p>2,548 &#160;%</p></td><td><p>4,199 &#160;%</p></td><td><p>8,621 &#160;%</p></td></tr><tr><td><p>37</p></td><td><p>3,793 &#160;%</p></td><td><p>6,590 &#160;%</p></td><td><p>6,815 &#160;%</p></td><td><p>2,570 &#160;%</p></td><td><p>4,182 &#160;%</p></td><td><p>8,543 &#160;%</p></td></tr><tr><td><p>38</p></td><td><p>3,787 &#160;%</p></td><td><p>6,564 &#160;%</p></td><td><p>6,757 &#160;%</p></td><td><p>2,590 &#160;%</p></td><td><p>4,166 &#160;%</p></td><td><p>8,469 &#160;%</p></td></tr><tr><td><p>39</p></td><td><p>3,780 &#160;%</p></td><td><p>6,540 &#160;%</p></td><td><p>6,701 &#160;%</p></td><td><p>2,610 &#160;%</p></td><td><p>4,151 &#160;%</p></td><td><p>8,398 &#160;%</p></td></tr><tr><td><p>40</p></td><td><p>3,773 &#160;%</p></td><td><p>6,516 &#160;%</p></td><td><p>6,648 &#160;%</p></td><td><p>2,629 &#160;%</p></td><td><p>4,136 &#160;%</p></td><td><p>8,330 &#160;%</p></td></tr><tr><td><p>41</p></td><td><p>3,767 &#160;%</p></td><td><p>6,494 &#160;%</p></td><td><p>6,597 &#160;%</p></td><td><p>2,647 &#160;%</p></td><td><p>4,121 &#160;%</p></td><td><p>8,264 &#160;%</p></td></tr><tr><td><p>42</p></td><td><p>3,761 &#160;%</p></td><td><p>6,472 &#160;%</p></td><td><p>6,548 &#160;%</p></td><td><p>2,665 &#160;%</p></td><td><p>4,107 &#160;%</p></td><td><p>8,202 &#160;%</p></td></tr><tr><td><p>43</p></td><td><p>3,755 &#160;%</p></td><td><p>6,451 &#160;%</p></td><td><p>6,501 &#160;%</p></td><td><p>2,682 &#160;%</p></td><td><p>4,093 &#160;%</p></td><td><p>8,141 &#160;%</p></td></tr><tr><td><p>44</p></td><td><p>3,749 &#160;%</p></td><td><p>6,431 &#160;%</p></td><td><p>6,456 &#160;%</p></td><td><p>2,698 &#160;%</p></td><td><p>4,080 &#160;%</p></td><td><p>8,083 &#160;%</p></td></tr><tr><td><p>45</p></td><td><p>3,743 &#160;%</p></td><td><p>6,411 &#160;%</p></td><td><p>6,413 &#160;%</p></td><td><p>2,714 &#160;%</p></td><td><p>4,068 &#160;%</p></td><td><p>8,027 &#160;%</p></td></tr><tr><td><p>46</p></td><td><p>3,738 &#160;%</p></td><td><p>6,392 &#160;%</p></td><td><p>6,371 &#160;%</p></td><td><p>2,729 &#160;%</p></td><td><p>4,055 &#160;%</p></td><td><p>7,973 &#160;%</p></td></tr><tr><td><p>47</p></td><td><p>3,732 &#160;%</p></td><td><p>6,374 &#160;%</p></td><td><p>6,331 &#160;%</p></td><td><p>2,743 &#160;%</p></td><td><p>4,043 &#160;%</p></td><td><p>7,922 &#160;%</p></td></tr><tr><td><p>48</p></td><td><p>3,727 &#160;%</p></td><td><p>6,357 &#160;%</p></td><td><p>6,293 &#160;%</p></td><td><p>2,757 &#160;%</p></td><td><p>4,032 &#160;%</p></td><td><p>7,872 &#160;%</p></td></tr><tr><td><p>49</p></td><td><p>3,722 &#160;%</p></td><td><p>6,340 &#160;%</p></td><td><p>6,256 &#160;%</p></td><td><p>2,770 &#160;%</p></td><td><p>4,021 &#160;%</p></td><td><p>7,824 &#160;%</p></td></tr><tr><td><p>50</p></td><td><p>3,717 &#160;%</p></td><td><p>6,324 &#160;%</p></td><td><p>6,220 &#160;%</p></td><td><p>2,783 &#160;%</p></td><td><p>4,010 &#160;%</p></td><td><p>7,778 &#160;%</p></td></tr><tr><td><p>51</p></td><td><p>3,713 &#160;%</p></td><td><p>6,308 &#160;%</p></td><td><p>6,186 &#160;%</p></td><td><p>2,796 &#160;%</p></td><td><p>3,999 &#160;%</p></td><td><p>7,734 &#160;%</p></td></tr><tr><td><p>52</p></td><td><p>3,708 &#160;%</p></td><td><p>6,293 &#160;%</p></td><td><p>6,153 &#160;%</p></td><td><p>2,808 &#160;%</p></td><td><p>3,989 &#160;%</p></td><td><p>7,691 &#160;%</p></td></tr><tr><td><p>53</p></td><td><p>3,704 &#160;%</p></td><td><p>6,279 &#160;%</p></td><td><p>6,121 &#160;%</p></td><td><p>2,820 &#160;%</p></td><td><p>3,980 &#160;%</p></td><td><p>7,650 &#160;%</p></td></tr><tr><td><p>54</p></td><td><p>3,699 &#160;%</p></td><td><p>6,265 &#160;%</p></td><td><p>6,090 &#160;%</p></td><td><p>2,831 &#160;%</p></td><td><p>3,970 &#160;%</p></td><td><p>7,610 &#160;%</p></td></tr><tr><td><p>55</p></td><td><p>3,695 &#160;%</p></td><td><p>6,251 &#160;%</p></td><td><p>6,061 &#160;%</p></td><td><p>2,842 &#160;%</p></td><td><p>3,961 &#160;%</p></td><td><p>7,572 &#160;%</p></td></tr><tr><td><p>56</p></td><td><p>3,691 &#160;%</p></td><td><p>6,238 &#160;%</p></td><td><p>6,032 &#160;%</p></td><td><p>2,852 &#160;%</p></td><td><p>3,952 &#160;%</p></td><td><p>7,535 &#160;%</p></td></tr><tr><td><p>57</p></td><td><p>3,687 &#160;%</p></td><td><p>6,225 &#160;%</p></td><td><p>6,004 &#160;%</p></td><td><p>2,863 &#160;%</p></td><td><p>3,944 &#160;%</p></td><td><p>7,499 &#160;%</p></td></tr><tr><td><p>58</p></td><td><p>3,683 &#160;%</p></td><td><p>6,213 &#160;%</p></td><td><p>5,978 &#160;%</p></td><td><p>2,872 &#160;%</p></td><td><p>3,935 &#160;%</p></td><td><p>7,465 &#160;%</p></td></tr><tr><td><p>59</p></td><td><p>3,679 &#160;%</p></td><td><p>6,201 &#160;%</p></td><td><p>5,952 &#160;%</p></td><td><p>2,882 &#160;%</p></td><td><p>3,927 &#160;%</p></td><td><p>7,431 &#160;%</p></td></tr><tr><td><p>60</p></td><td><p>3,676 &#160;%</p></td><td><p>6,189 &#160;%</p></td><td><p>5,927 &#160;%</p></td><td><p>2,891 &#160;%</p></td><td><p>3,920 &#160;%</p></td><td><p>7,399 &#160;%</p></td></tr><tr><td><p>61</p></td><td><p>3,672 &#160;%</p></td><td><p>6,178 &#160;%</p></td><td><p>5,903 &#160;%</p></td><td><p>2,900 &#160;%</p></td><td><p>3,912 &#160;%</p></td><td><p>7,368 &#160;%</p></td></tr><tr><td><p>62</p></td><td><p>3,669 &#160;%</p></td><td><p>6,167 &#160;%</p></td><td><p>5,879 &#160;%</p></td><td><p>2,909 &#160;%</p></td><td><p>3,905 &#160;%</p></td><td><p>7,338 &#160;%</p></td></tr><tr><td><p>63</p></td><td><p>3,665 &#160;%</p></td><td><p>6,157 &#160;%</p></td><td><p>5,856 &#160;%</p></td><td><p>2,917 &#160;%</p></td><td><p>3,898 &#160;%</p></td><td><p>7,308 &#160;%</p></td></tr><tr><td><p>64</p></td><td><p>3,662 &#160;%</p></td><td><p>6,147 &#160;%</p></td><td><p>5,834 &#160;%</p></td><td><p>2,926 &#160;%</p></td><td><p>3,891 &#160;%</p></td><td><p>7,280 &#160;%</p></td></tr><tr><td><p>65</p></td><td><p>3,659 &#160;%</p></td><td><p>6,137 &#160;%</p></td><td><p>5,813 &#160;%</p></td><td><p>2,934 &#160;%</p></td><td><p>3,884 &#160;%</p></td><td><p>7,252 &#160;%</p></td></tr><tr><td><p>66</p></td><td><p>3,656 &#160;%</p></td><td><p>6,127 &#160;%</p></td><td><p>5,792 &#160;%</p></td><td><p>2,941 &#160;%</p></td><td><p>3,877 &#160;%</p></td><td><p>7,226 &#160;%</p></td></tr><tr><td><p>67</p></td><td><p>3,653 &#160;%</p></td><td><p>6,118 &#160;%</p></td><td><p>5,772 &#160;%</p></td><td><p>2,949 &#160;%</p></td><td><p>3,871 &#160;%</p></td><td><p>7,200 &#160;%</p></td></tr><tr><td><p>68</p></td><td><p>3,650 &#160;%</p></td><td><p>6,109 &#160;%</p></td><td><p>5,753 &#160;%</p></td><td><p>2,956 &#160;%</p></td><td><p>3,865 &#160;%</p></td><td><p>7,175 &#160;%</p></td></tr><tr><td><p>69</p></td><td><p>3,647 &#160;%</p></td><td><p>6,100 &#160;%</p></td><td><p>5,734 &#160;%</p></td><td><p>2,963 &#160;%</p></td><td><p>3,859 &#160;%</p></td><td><p>7,150 &#160;%</p></td></tr><tr><td><p>70</p></td><td><p>3,644 &#160;%</p></td><td><p>6,092 &#160;%</p></td><td><p>5,715 &#160;%</p></td><td><p>2,970 &#160;%</p></td><td><p>3,853 &#160;%</p></td><td><p>7,127 &#160;%</p></td></tr><tr><td><p>71</p></td><td><p>3,642 &#160;%</p></td><td><p>6,083 &#160;%</p></td><td><p>5,697 &#160;%</p></td><td><p>2,977 &#160;%</p></td><td><p>3,848 &#160;%</p></td><td><p>7,104 &#160;%</p></td></tr><tr><td><p>72</p></td><td><p>3,639 &#160;%</p></td><td><p>6,075 &#160;%</p></td><td><p>5,680 &#160;%</p></td><td><p>2,983 &#160;%</p></td><td><p>3,842 &#160;%</p></td><td><p>7,081 &#160;%</p></td></tr><tr><td><p>73</p></td><td><p>3,636 &#160;%</p></td><td><p>6,067 &#160;%</p></td><td><p>5,663 &#160;%</p></td><td><p>2,990 &#160;%</p></td><td><p>3,837 &#160;%</p></td><td><p>7,059 &#160;%</p></td></tr><tr><td><p>74</p></td><td><p>3,634 &#160;%</p></td><td><p>6,060 &#160;%</p></td><td><p>5,647 &#160;%</p></td><td><p>2,996 &#160;%</p></td><td><p>3,832 &#160;%</p></td><td><p>7,038 &#160;%</p></td></tr><tr><td><p>75</p></td><td><p>3,632 &#160;%</p></td><td><p>6,052 &#160;%</p></td><td><p>5,631 &#160;%</p></td><td><p>3,002 &#160;%</p></td><td><p>3,826 &#160;%</p></td><td><p>7,018 &#160;%</p></td></tr><tr><td><p>76</p></td><td><p>3,629 &#160;%</p></td><td><p>6,045 &#160;%</p></td><td><p>5,615 &#160;%</p></td><td><p>3,008 &#160;%</p></td><td><p>3,822 &#160;%</p></td><td><p>6,997 &#160;%</p></td></tr><tr><td><p>77</p></td><td><p>3,627 &#160;%</p></td><td><p>6,038 &#160;%</p></td><td><p>5,600 &#160;%</p></td><td><p>3,013 &#160;%</p></td><td><p>3,817 &#160;%</p></td><td><p>6,978 &#160;%</p></td></tr><tr><td><p>78</p></td><td><p>3,625 &#160;%</p></td><td><p>6,031 &#160;%</p></td><td><p>5,585 &#160;%</p></td><td><p>3,019 &#160;%</p></td><td><p>3,812 &#160;%</p></td><td><p>6,959 &#160;%</p></td></tr><tr><td><p>79</p></td><td><p>3,622 &#160;%</p></td><td><p>6,024 &#160;%</p></td><td><p>5,571 &#160;%</p></td><td><p>3,024 &#160;%</p></td><td><p>3,807 &#160;%</p></td><td><p>6,940 &#160;%</p></td></tr><tr><td><p>80</p></td><td><p>3,620 &#160;%</p></td><td><p>6,018 &#160;%</p></td><td><p>5,557 &#160;%</p></td><td><p>3,030 &#160;%</p></td><td><p>3,803 &#160;%</p></td><td><p>6,922 &#160;%</p></td></tr><tr><td><p>81</p></td><td><p>3,618 &#160;%</p></td><td><p>6,011 &#160;%</p></td><td><p>5,543 &#160;%</p></td><td><p>3,035 &#160;%</p></td><td><p>3,799 &#160;%</p></td><td><p>6,904 &#160;%</p></td></tr><tr><td><p>82</p></td><td><p>3,616 &#160;%</p></td><td><p>6,005 &#160;%</p></td><td><p>5,529 &#160;%</p></td><td><p>3,040 &#160;%</p></td><td><p>3,794 &#160;%</p></td><td><p>6,887 &#160;%</p></td></tr><tr><td><p>83</p></td><td><p>3,614 &#160;%</p></td><td><p>5,999 &#160;%</p></td><td><p>5,516 &#160;%</p></td><td><p>3,045 &#160;%</p></td><td><p>3,790 &#160;%</p></td><td><p>6,870 &#160;%</p></td></tr><tr><td><p>84</p></td><td><p>3,612 &#160;%</p></td><td><p>5,993 &#160;%</p></td><td><p>5,504 &#160;%</p></td><td><p>3,049 &#160;%</p></td><td><p>3,786 &#160;%</p></td><td><p>6,854 &#160;%</p></td></tr><tr><td><p>85</p></td><td><p>3,610 &#160;%</p></td><td><p>5,987 &#160;%</p></td><td><p>5,491 &#160;%</p></td><td><p>3,054 &#160;%</p></td><td><p>3,782 &#160;%</p></td><td><p>6,838 &#160;%</p></td></tr><tr><td><p>86</p></td><td><p>3,609 &#160;%</p></td><td><p>5,982 &#160;%</p></td><td><p>5,479 &#160;%</p></td><td><p>3,059 &#160;%</p></td><td><p>3,778 &#160;%</p></td><td><p>6,822 &#160;%</p></td></tr><tr><td><p>87</p></td><td><p>3,607 &#160;%</p></td><td><p>5,976 &#160;%</p></td><td><p>5,467 &#160;%</p></td><td><p>3,063 &#160;%</p></td><td><p>3,775 &#160;%</p></td><td><p>6,807 &#160;%</p></td></tr><tr><td><p>88</p></td><td><p>3,605 &#160;%</p></td><td><p>5,971 &#160;%</p></td><td><p>5,456 &#160;%</p></td><td><p>3,068 &#160;%</p></td><td><p>3,771 &#160;%</p></td><td><p>6,792 &#160;%</p></td></tr><tr><td><p>89</p></td><td><p>3,603 &#160;%</p></td><td><p>5,965 &#160;%</p></td><td><p>5,444 &#160;%</p></td><td><p>3,072 &#160;%</p></td><td><p>3,767 &#160;%</p></td><td><p>6,777 &#160;%</p></td></tr><tr><td><p>90</p></td><td><p>3,602 &#160;%</p></td><td><p>5,960 &#160;%</p></td><td><p>5,433 &#160;%</p></td><td><p>3,076 &#160;%</p></td><td><p>3,764 &#160;%</p></td><td><p>6,763 &#160;%</p></td></tr><tr><td><p>91</p></td><td><p>3,600 &#160;%</p></td><td><p>5,955 &#160;%</p></td><td><p>5,422 &#160;%</p></td><td><p>3,080 &#160;%</p></td><td><p>3,760 &#160;%</p></td><td><p>6,749 &#160;%</p></td></tr><tr><td><p>92</p></td><td><p>3,598 &#160;%</p></td><td><p>5,950 &#160;%</p></td><td><p>5,412 &#160;%</p></td><td><p>3,084 &#160;%</p></td><td><p>3,757 &#160;%</p></td><td><p>6,736 &#160;%</p></td></tr><tr><td><p>93</p></td><td><p>3,597 &#160;%</p></td><td><p>5,945 &#160;%</p></td><td><p>5,401 &#160;%</p></td><td><p>3,088 &#160;%</p></td><td><p>3,754 &#160;%</p></td><td><p>6,722 &#160;%</p></td></tr><tr><td><p>94</p></td><td><p>3,595 &#160;%</p></td><td><p>5,941 &#160;%</p></td><td><p>5,391 &#160;%</p></td><td><p>3,092 &#160;%</p></td><td><p>3,750 &#160;%</p></td><td><p>6,709 &#160;%</p></td></tr><tr><td><p>95</p></td><td><p>3,594 &#160;%</p></td><td><p>5,936 &#160;%</p></td><td><p>5,381 &#160;%</p></td><td><p>3,096 &#160;%</p></td><td><p>3,747 &#160;%</p></td><td><p>6,696 &#160;%</p></td></tr><tr><td><p>96</p></td><td><p>3,592 &#160;%</p></td><td><p>5,931 &#160;%</p></td><td><p>5,371 &#160;%</p></td><td><p>3,099 &#160;%</p></td><td><p>3,744 &#160;%</p></td><td><p>6,684 &#160;%</p></td></tr><tr><td><p>97</p></td><td><p>3,591 &#160;%</p></td><td><p>5,927 &#160;%</p></td><td><p>5,362 &#160;%</p></td><td><p>3,103 &#160;%</p></td><td><p>3,741 &#160;%</p></td><td><p>6,672 &#160;%</p></td></tr><tr><td><p>98</p></td><td><p>3,589 &#160;%</p></td><td><p>5,923 &#160;%</p></td><td><p>5,353 &#160;%</p></td><td><p>3,107 &#160;%</p></td><td><p>3,738 &#160;%</p></td><td><p>6,659 &#160;%</p></td></tr><tr><td><p>99</p></td><td><p>3,588 &#160;%</p></td><td><p>5,918 &#160;%</p></td><td><p>5,343 &#160;%</p></td><td><p>3,110 &#160;%</p></td><td><p>3,735 &#160;%</p></td><td><p>6,648 &#160;%</p></td></tr><tr><td><p>100</p></td><td><p>3,586 &#160;%</p></td><td><p>5,914 &#160;%</p></td><td><p>5,334 &#160;%</p></td><td><p>3,113 &#160;%</p></td><td><p>3,732 &#160;%</p></td><td><p>6,636 &#160;%</p></td></tr><tr><td><p>101</p></td><td><p>3,585 &#160;%</p></td><td><p>5,910 &#160;%</p></td><td><p>5,326 &#160;%</p></td><td><p>3,117 &#160;%</p></td><td><p>3,730 &#160;%</p></td><td><p>6,625 &#160;%</p></td></tr><tr><td><p>102</p></td><td><p>3,584 &#160;%</p></td><td><p>5,906 &#160;%</p></td><td><p>5,317 &#160;%</p></td><td><p>3,120 &#160;%</p></td><td><p>3,727 &#160;%</p></td><td><p>6,614 &#160;%</p></td></tr><tr><td><p>103</p></td><td><p>3,582 &#160;%</p></td><td><p>5,902 &#160;%</p></td><td><p>5,309 &#160;%</p></td><td><p>3,123 &#160;%</p></td><td><p>3,724 &#160;%</p></td><td><p>6,603 &#160;%</p></td></tr><tr><td><p>104</p></td><td><p>3,581 &#160;%</p></td><td><p>5,898 &#160;%</p></td><td><p>5,300 &#160;%</p></td><td><p>3,126 &#160;%</p></td><td><p>3,722 &#160;%</p></td><td><p>6,592 &#160;%</p></td></tr><tr><td><p>105</p></td><td><p>3,580 &#160;%</p></td><td><p>5,894 &#160;%</p></td><td><p>5,292 &#160;%</p></td><td><p>3,129 &#160;%</p></td><td><p>3,719 &#160;%</p></td><td><p>6,582 &#160;%</p></td></tr><tr><td><p>106</p></td><td><p>3,579 &#160;%</p></td><td><p>5,891 &#160;%</p></td><td><p>5,284 &#160;%</p></td><td><p>3,132 &#160;%</p></td><td><p>3,716 &#160;%</p></td><td><p>6,572 &#160;%</p></td></tr><tr><td><p>107</p></td><td><p>3,577 &#160;%</p></td><td><p>5,887 &#160;%</p></td><td><p>5,276 &#160;%</p></td><td><p>3,135 &#160;%</p></td><td><p>3,714 &#160;%</p></td><td><p>6,561 &#160;%</p></td></tr><tr><td><p>108</p></td><td><p>3,576 &#160;%</p></td><td><p>5,883 &#160;%</p></td><td><p>5,269 &#160;%</p></td><td><p>3,138 &#160;%</p></td><td><p>3,711 &#160;%</p></td><td><p>6,552 &#160;%</p></td></tr><tr><td><p>109</p></td><td><p>3,575 &#160;%</p></td><td><p>5,880 &#160;%</p></td><td><p>5,261 &#160;%</p></td><td><p>3,141 &#160;%</p></td><td><p>3,709 &#160;%</p></td><td><p>6,542 &#160;%</p></td></tr><tr><td><p>110</p></td><td><p>3,574 &#160;%</p></td><td><p>5,876 &#160;%</p></td><td><p>5,254 &#160;%</p></td><td><p>3,144 &#160;%</p></td><td><p>3,707 &#160;%</p></td><td><p>6,532 &#160;%</p></td></tr><tr><td><p>111</p></td><td><p>3,573 &#160;%</p></td><td><p>5,873 &#160;%</p></td><td><p>5,246 &#160;%</p></td><td><p>3,147 &#160;%</p></td><td><p>3,704 &#160;%</p></td><td><p>6,523 &#160;%</p></td></tr><tr><td><p>112</p></td><td><p>3,572 &#160;%</p></td><td><p>5,870 &#160;%</p></td><td><p>5,239 &#160;%</p></td><td><p>3,149 &#160;%</p></td><td><p>3,702 &#160;%</p></td><td><p>6,514 &#160;%</p></td></tr><tr><td><p>113</p></td><td><p>3,571 &#160;%</p></td><td><p>5,866 &#160;%</p></td><td><p>5,232 &#160;%</p></td><td><p>3,152 &#160;%</p></td><td><p>3,700 &#160;%</p></td><td><p>6,505 &#160;%</p></td></tr><tr><td><p>114</p></td><td><p>3,570 &#160;%</p></td><td><p>5,863 &#160;%</p></td><td><p>5,225 &#160;%</p></td><td><p>3,155 &#160;%</p></td><td><p>3,698 &#160;%</p></td><td><p>6,496 &#160;%</p></td></tr><tr><td><p>115</p></td><td><p>3,569 &#160;%</p></td><td><p>5,860 &#160;%</p></td><td><p>5,219 &#160;%</p></td><td><p>3,157 &#160;%</p></td><td><p>3,696 &#160;%</p></td><td><p>6,487 &#160;%</p></td></tr><tr><td><p>116</p></td><td><p>3,568 &#160;%</p></td><td><p>5,857 &#160;%</p></td><td><p>5,212 &#160;%</p></td><td><p>3,160 &#160;%</p></td><td><p>3,693 &#160;%</p></td><td><p>6,479 &#160;%</p></td></tr><tr><td><p>117</p></td><td><p>3,567 &#160;%</p></td><td><p>5,854 &#160;%</p></td><td><p>5,205 &#160;%</p></td><td><p>3,162 &#160;%</p></td><td><p>3,691 &#160;%</p></td><td><p>6,470 &#160;%</p></td></tr><tr><td><p>118</p></td><td><p>3,566 &#160;%</p></td><td><p>5,851 &#160;%</p></td><td><p>5,199 &#160;%</p></td><td><p>3,165 &#160;%</p></td><td><p>3,689 &#160;%</p></td><td><p>6,462 &#160;%</p></td></tr><tr><td><p>119</p></td><td><p>3,565 &#160;%</p></td><td><p>5,848 &#160;%</p></td><td><p>5,193 &#160;%</p></td><td><p>3,167 &#160;%</p></td><td><p>3,687 &#160;%</p></td><td><p>6,454 &#160;%</p></td></tr><tr><td><p>120</p></td><td><p>3,564 &#160;%</p></td><td><p>5,845 &#160;%</p></td><td><p>5,186 &#160;%</p></td><td><p>3,169 &#160;%</p></td><td><p>3,685 &#160;%</p></td><td><p>6,446 &#160;%</p></td></tr><tr><td><p>121</p></td><td><p>3,563 &#160;%</p></td><td><p>5,842 &#160;%</p></td><td><p>5,180 &#160;%</p></td><td><p>3,172 &#160;%</p></td><td><p>3,683 &#160;%</p></td><td><p>6,438 &#160;%</p></td></tr><tr><td><p>122</p></td><td><p>3,562 &#160;%</p></td><td><p>5,839 &#160;%</p></td><td><p>5,174 &#160;%</p></td><td><p>3,174 &#160;%</p></td><td><p>3,681 &#160;%</p></td><td><p>6,430 &#160;%</p></td></tr><tr><td><p>123</p></td><td><p>3,561 &#160;%</p></td><td><p>5,837 &#160;%</p></td><td><p>5,168 &#160;%</p></td><td><p>3,176 &#160;%</p></td><td><p>3,680 &#160;%</p></td><td><p>6,423 &#160;%</p></td></tr><tr><td><p>124</p></td><td><p>3,560 &#160;%</p></td><td><p>5,834 &#160;%</p></td><td><p>5,163 &#160;%</p></td><td><p>3,178 &#160;%</p></td><td><p>3,678 &#160;%</p></td><td><p>6,415 &#160;%</p></td></tr><tr><td><p>125</p></td><td><p>3,559 &#160;%</p></td><td><p>5,831 &#160;%</p></td><td><p>5,157 &#160;%</p></td><td><p>3,181 &#160;%</p></td><td><p>3,676 &#160;%</p></td><td><p>6,408 &#160;%</p></td></tr><tr><td><p>126</p></td><td><p>3,558 &#160;%</p></td><td><p>5,829 &#160;%</p></td><td><p>5,151 &#160;%</p></td><td><p>3,183 &#160;%</p></td><td><p>3,674 &#160;%</p></td><td><p>6,401 &#160;%</p></td></tr><tr><td><p>127</p></td><td><p>3,557 &#160;%</p></td><td><p>5,826 &#160;%</p></td><td><p>5,146 &#160;%</p></td><td><p>3,185 &#160;%</p></td><td><p>3,672 &#160;%</p></td><td><p>6,394 &#160;%</p></td></tr><tr><td><p>128</p></td><td><p>3,557 &#160;%</p></td><td><p>5,823 &#160;%</p></td><td><p>5,140 &#160;%</p></td><td><p>3,187 &#160;%</p></td><td><p>3,671 &#160;%</p></td><td><p>6,387 &#160;%</p></td></tr><tr><td><p>129</p></td><td><p>3,556 &#160;%</p></td><td><p>5,821 &#160;%</p></td><td><p>5,135 &#160;%</p></td><td><p>3,189 &#160;%</p></td><td><p>3,669 &#160;%</p></td><td><p>6,380 &#160;%</p></td></tr><tr><td><p>130</p></td><td><p>3,555 &#160;%</p></td><td><p>5,818 &#160;%</p></td><td><p>5,130 &#160;%</p></td><td><p>3,191 &#160;%</p></td><td><p>3,667 &#160;%</p></td><td><p>6,373 &#160;%</p></td></tr><tr><td><p>131</p></td><td><p>3,554 &#160;%</p></td><td><p>5,816 &#160;%</p></td><td><p>5,124 &#160;%</p></td><td><p>3,193 &#160;%</p></td><td><p>3,665 &#160;%</p></td><td><p>6,366 &#160;%</p></td></tr><tr><td><p>132</p></td><td><p>3,553 &#160;%</p></td><td><p>5,814 &#160;%</p></td><td><p>5,119 &#160;%</p></td><td><p>3,195 &#160;%</p></td><td><p>3,664 &#160;%</p></td><td><p>6,360 &#160;%</p></td></tr><tr><td><p>133</p></td><td><p>3,553 &#160;%</p></td><td><p>5,811 &#160;%</p></td><td><p>5,114 &#160;%</p></td><td><p>3,197 &#160;%</p></td><td><p>3,662 &#160;%</p></td><td><p>6,353 &#160;%</p></td></tr><tr><td><p>134</p></td><td><p>3,552 &#160;%</p></td><td><p>5,809 &#160;%</p></td><td><p>5,109 &#160;%</p></td><td><p>3,199 &#160;%</p></td><td><p>3,661 &#160;%</p></td><td><p>6,347 &#160;%</p></td></tr><tr><td><p>135</p></td><td><p>3,551 &#160;%</p></td><td><p>5,807 &#160;%</p></td><td><p>5,104 &#160;%</p></td><td><p>3,201 &#160;%</p></td><td><p>3,659 &#160;%</p></td><td><p>6,340 &#160;%</p></td></tr><tr><td><p>136</p></td><td><p>3,550 &#160;%</p></td><td><p>5,804 &#160;%</p></td><td><p>5,100 &#160;%</p></td><td><p>3,202 &#160;%</p></td><td><p>3,658 &#160;%</p></td><td><p>6,334 &#160;%</p></td></tr><tr><td><p>137</p></td><td><p>3,550 &#160;%</p></td><td><p>5,802 &#160;%</p></td><td><p>5,095 &#160;%</p></td><td><p>3,204 &#160;%</p></td><td><p>3,656 &#160;%</p></td><td><p>6,328 &#160;%</p></td></tr><tr><td><p>138</p></td><td><p>3,549 &#160;%</p></td><td><p>5,800 &#160;%</p></td><td><p>5,090 &#160;%</p></td><td><p>3,206 &#160;%</p></td><td><p>3,655 &#160;%</p></td><td><p>6,322 &#160;%</p></td></tr><tr><td><p>139</p></td><td><p>3,548 &#160;%</p></td><td><p>5,798 &#160;%</p></td><td><p>5,086 &#160;%</p></td><td><p>3,208 &#160;%</p></td><td><p>3,653 &#160;%</p></td><td><p>6,316 &#160;%</p></td></tr><tr><td><p>140</p></td><td><p>3,547 &#160;%</p></td><td><p>5,796 &#160;%</p></td><td><p>5,081 &#160;%</p></td><td><p>3,209 &#160;%</p></td><td><p>3,652 &#160;%</p></td><td><p>6,310 &#160;%</p></td></tr><tr><td><p>141</p></td><td><p>3,547 &#160;%</p></td><td><p>5,794 &#160;%</p></td><td><p>5,076 &#160;%</p></td><td><p>3,211 &#160;%</p></td><td><p>3,650 &#160;%</p></td><td><p>6,305 &#160;%</p></td></tr><tr><td><p>142</p></td><td><p>3,546 &#160;%</p></td><td><p>5,791 &#160;%</p></td><td><p>5,072 &#160;%</p></td><td><p>3,213 &#160;%</p></td><td><p>3,649 &#160;%</p></td><td><p>6,299 &#160;%</p></td></tr><tr><td><p>143</p></td><td><p>3,545 &#160;%</p></td><td><p>5,789 &#160;%</p></td><td><p>5,068 &#160;%</p></td><td><p>3,214 &#160;%</p></td><td><p>3,647 &#160;%</p></td><td><p>6,293 &#160;%</p></td></tr><tr><td><p>144</p></td><td><p>3,545 &#160;%</p></td><td><p>5,787 &#160;%</p></td><td><p>5,063 &#160;%</p></td><td><p>3,216 &#160;%</p></td><td><p>3,646 &#160;%</p></td><td><p>6,288 &#160;%</p></td></tr><tr><td><p>145</p></td><td><p>3,544 &#160;%</p></td><td><p>5,785 &#160;%</p></td><td><p>5,059 &#160;%</p></td><td><p>3,218 &#160;%</p></td><td><p>3,645 &#160;%</p></td><td><p>6,282 &#160;%</p></td></tr><tr><td><p>146</p></td><td><p>3,543 &#160;%</p></td><td><p>5,783 &#160;%</p></td><td><p>5,055 &#160;%</p></td><td><p>3,219 &#160;%</p></td><td><p>3,643 &#160;%</p></td><td><p>6,277 &#160;%</p></td></tr><tr><td><p>147</p></td><td><p>3,543 &#160;%</p></td><td><p>5,782 &#160;%</p></td><td><p>5,051 &#160;%</p></td><td><p>3,221 &#160;%</p></td><td><p>3,642 &#160;%</p></td><td><p>6,272 &#160;%</p></td></tr><tr><td><p>148</p></td><td><p>3,542 &#160;%</p></td><td><p>5,780 &#160;%</p></td><td><p>5,047 &#160;%</p></td><td><p>3,222 &#160;%</p></td><td><p>3,641 &#160;%</p></td><td><p>6,266 &#160;%</p></td></tr><tr><td><p>149</p></td><td><p>3,542 &#160;%</p></td><td><p>5,778 &#160;%</p></td><td><p>5,043 &#160;%</p></td><td><p>3,224 &#160;%</p></td><td><p>3,639 &#160;%</p></td><td><p>6,261 &#160;%</p></td></tr><tr><td><p>150</p></td><td><p>3,541 &#160;%</p></td><td><p>5,776 &#160;%</p></td><td><p>5,039 &#160;%</p></td><td><p>3,225 &#160;%</p></td><td><p>3,638 &#160;%</p></td><td><p>6,256 &#160;%</p></td></tr></tbody></table> <table><col/><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>Term to maturity (in years)</p></td><td><p>Real</p></td><td><p>Renminbi-yuan</p></td><td><p>Ringgit</p></td><td><p>Russian rouble</p></td><td><p>Singapore dollar</p></td><td><p>South Korean won</p></td></tr><tr><td><p>1</p></td><td><p>12,616 &#160;%</p></td><td><p>1,934 &#160;%</p></td><td><p>3,152 &#160;%</p></td><td><p>10,036 &#160;%</p></td><td><p>3,506 &#160;%</p></td><td><p>4,051 &#160;%</p></td></tr><tr><td><p>2</p></td><td><p>11,611 &#160;%</p></td><td><p>2,109 &#160;%</p></td><td><p>3,590 &#160;%</p></td><td><p>10,364 &#160;%</p></td><td><p>3,721 &#160;%</p></td><td><p>4,219 &#160;%</p></td></tr><tr><td><p>3</p></td><td><p>11,337 &#160;%</p></td><td><p>2,254 &#160;%</p></td><td><p>3,839 &#160;%</p></td><td><p>10,488 &#160;%</p></td><td><p>3,746 &#160;%</p></td><td><p>4,174 &#160;%</p></td></tr><tr><td><p>4</p></td><td><p>11,339 &#160;%</p></td><td><p>2,390 &#160;%</p></td><td><p>4,003 &#160;%</p></td><td><p>10,528 &#160;%</p></td><td><p>3,718 &#160;%</p></td><td><p>4,117 &#160;%</p></td></tr><tr><td><p>5</p></td><td><p>11,453 &#160;%</p></td><td><p>2,495 &#160;%</p></td><td><p>4,140 &#160;%</p></td><td><p>10,532 &#160;%</p></td><td><p>3,679 &#160;%</p></td><td><p>4,053 &#160;%</p></td></tr><tr><td><p>6</p></td><td><p>11,593 &#160;%</p></td><td><p>2,577 &#160;%</p></td><td><p>4,260 &#160;%</p></td><td><p>10,516 &#160;%</p></td><td><p>3,637 &#160;%</p></td><td><p>3,976 &#160;%</p></td></tr><tr><td><p>7</p></td><td><p>11,736 &#160;%</p></td><td><p>2,645 &#160;%</p></td><td><p>4,361 &#160;%</p></td><td><p>10,498 &#160;%</p></td><td><p>3,596 &#160;%</p></td><td><p>3,901 &#160;%</p></td></tr><tr><td><p>8</p></td><td><p>11,889 &#160;%</p></td><td><p>2,706 &#160;%</p></td><td><p>4,444 &#160;%</p></td><td><p>10,497 &#160;%</p></td><td><p>3,559 &#160;%</p></td><td><p>3,837 &#160;%</p></td></tr><tr><td><p>9</p></td><td><p>12,028 &#160;%</p></td><td><p>2,765 &#160;%</p></td><td><p>4,517 &#160;%</p></td><td><p>10,499 &#160;%</p></td><td><p>3,527 &#160;%</p></td><td><p>3,781 &#160;%</p></td></tr><tr><td><p>10</p></td><td><p>12,174 &#160;%</p></td><td><p>2,821 &#160;%</p></td><td><p>4,575 &#160;%</p></td><td><p>10,520 &#160;%</p></td><td><p>3,500 &#160;%</p></td><td><p>3,731 &#160;%</p></td></tr><tr><td><p>11</p></td><td><p>12,259 &#160;%</p></td><td><p>2,878 &#160;%</p></td><td><p>4,631 &#160;%</p></td><td><p>10,558 &#160;%</p></td><td><p>3,480 &#160;%</p></td><td><p>3,685 &#160;%</p></td></tr><tr><td><p>12</p></td><td><p>12,280 &#160;%</p></td><td><p>2,933 &#160;%</p></td><td><p>4,686 &#160;%</p></td><td><p>10,626 &#160;%</p></td><td><p>3,464 &#160;%</p></td><td><p>3,643 &#160;%</p></td></tr><tr><td><p>13</p></td><td><p>12,252 &#160;%</p></td><td><p>2,987 &#160;%</p></td><td><p>4,740 &#160;%</p></td><td><p>10,731 &#160;%</p></td><td><p>3,452 &#160;%</p></td><td><p>3,604 &#160;%</p></td></tr><tr><td><p>14</p></td><td><p>12,188 &#160;%</p></td><td><p>3,038 &#160;%</p></td><td><p>4,793 &#160;%</p></td><td><p>10,831 &#160;%</p></td><td><p>3,442 &#160;%</p></td><td><p>3,569 &#160;%</p></td></tr><tr><td><p>15</p></td><td><p>12,096 &#160;%</p></td><td><p>3,088 &#160;%</p></td><td><p>4,848 &#160;%</p></td><td><p>10,886 &#160;%</p></td><td><p>3,435 &#160;%</p></td><td><p>3,538 &#160;%</p></td></tr><tr><td><p>16</p></td><td><p>11,982 &#160;%</p></td><td><p>3,136 &#160;%</p></td><td><p>4,903 &#160;%</p></td><td><p>10,895 &#160;%</p></td><td><p>3,429 &#160;%</p></td><td><p>3,510 &#160;%</p></td></tr><tr><td><p>17</p></td><td><p>11,852 &#160;%</p></td><td><p>3,182 &#160;%</p></td><td><p>4,956 &#160;%</p></td><td><p>10,869 &#160;%</p></td><td><p>3,424 &#160;%</p></td><td><p>3,485 &#160;%</p></td></tr><tr><td><p>18</p></td><td><p>11,711 &#160;%</p></td><td><p>3,225 &#160;%</p></td><td><p>5,005 &#160;%</p></td><td><p>10,814 &#160;%</p></td><td><p>3,420 &#160;%</p></td><td><p>3,463 &#160;%</p></td></tr><tr><td><p>19</p></td><td><p>11,561 &#160;%</p></td><td><p>3,267 &#160;%</p></td><td><p>5,044 &#160;%</p></td><td><p>10,738 &#160;%</p></td><td><p>3,416 &#160;%</p></td><td><p>3,444 &#160;%</p></td></tr><tr><td><p>20</p></td><td><p>11,407 &#160;%</p></td><td><p>3,306 &#160;%</p></td><td><p>5,073 &#160;%</p></td><td><p>10,645 &#160;%</p></td><td><p>3,414 &#160;%</p></td><td><p>3,429 &#160;%</p></td></tr><tr><td><p>21</p></td><td><p>11,251 &#160;%</p></td><td><p>3,344 &#160;%</p></td><td><p>5,088 &#160;%</p></td><td><p>10,539 &#160;%</p></td><td><p>3,412 &#160;%</p></td><td><p>3,416 &#160;%</p></td></tr><tr><td><p>22</p></td><td><p>11,093 &#160;%</p></td><td><p>3,380 &#160;%</p></td><td><p>5,092 &#160;%</p></td><td><p>10,424 &#160;%</p></td><td><p>3,410 &#160;%</p></td><td><p>3,405 &#160;%</p></td></tr><tr><td><p>23</p></td><td><p>10,936 &#160;%</p></td><td><p>3,414 &#160;%</p></td><td><p>5,087 &#160;%</p></td><td><p>10,302 &#160;%</p></td><td><p>3,408 &#160;%</p></td><td><p>3,396 &#160;%</p></td></tr><tr><td><p>24</p></td><td><p>10,782 &#160;%</p></td><td><p>3,447 &#160;%</p></td><td><p>5,075 &#160;%</p></td><td><p>10,177 &#160;%</p></td><td><p>3,407 &#160;%</p></td><td><p>3,389 &#160;%</p></td></tr><tr><td><p>25</p></td><td><p>10,630 &#160;%</p></td><td><p>3,478 &#160;%</p></td><td><p>5,057 &#160;%</p></td><td><p>10,050 &#160;%</p></td><td><p>3,406 &#160;%</p></td><td><p>3,383 &#160;%</p></td></tr><tr><td><p>26</p></td><td><p>10,481 &#160;%</p></td><td><p>3,507 &#160;%</p></td><td><p>5,036 &#160;%</p></td><td><p>9,922 &#160;%</p></td><td><p>3,405 &#160;%</p></td><td><p>3,378 &#160;%</p></td></tr><tr><td><p>27</p></td><td><p>10,337 &#160;%</p></td><td><p>3,536 &#160;%</p></td><td><p>5,011 &#160;%</p></td><td><p>9,795 &#160;%</p></td><td><p>3,405 &#160;%</p></td><td><p>3,374 &#160;%</p></td></tr><tr><td><p>28</p></td><td><p>10,197 &#160;%</p></td><td><p>3,563 &#160;%</p></td><td><p>4,985 &#160;%</p></td><td><p>9,669 &#160;%</p></td><td><p>3,405 &#160;%</p></td><td><p>3,371 &#160;%</p></td></tr><tr><td><p>29</p></td><td><p>10,062 &#160;%</p></td><td><p>3,588 &#160;%</p></td><td><p>4,956 &#160;%</p></td><td><p>9,546 &#160;%</p></td><td><p>3,404 &#160;%</p></td><td><p>3,369 &#160;%</p></td></tr><tr><td><p>30</p></td><td><p>9,931 &#160;%</p></td><td><p>3,613 &#160;%</p></td><td><p>4,927 &#160;%</p></td><td><p>9,426 &#160;%</p></td><td><p>3,404 &#160;%</p></td><td><p>3,367 &#160;%</p></td></tr><tr><td><p>31</p></td><td><p>9,805 &#160;%</p></td><td><p>3,636 &#160;%</p></td><td><p>4,897 &#160;%</p></td><td><p>9,308 &#160;%</p></td><td><p>3,404 &#160;%</p></td><td><p>3,365 &#160;%</p></td></tr><tr><td><p>32</p></td><td><p>9,684 &#160;%</p></td><td><p>3,659 &#160;%</p></td><td><p>4,867 &#160;%</p></td><td><p>9,195 &#160;%</p></td><td><p>3,404 &#160;%</p></td><td><p>3,364 &#160;%</p></td></tr><tr><td><p>33</p></td><td><p>9,568 &#160;%</p></td><td><p>3,680 &#160;%</p></td><td><p>4,836 &#160;%</p></td><td><p>9,085 &#160;%</p></td><td><p>3,404 &#160;%</p></td><td><p>3,364 &#160;%</p></td></tr><tr><td><p>34</p></td><td><p>9,457 &#160;%</p></td><td><p>3,701 &#160;%</p></td><td><p>4,806 &#160;%</p></td><td><p>8,979 &#160;%</p></td><td><p>3,404 &#160;%</p></td><td><p>3,363 &#160;%</p></td></tr><tr><td><p>35</p></td><td><p>9,350 &#160;%</p></td><td><p>3,720 &#160;%</p></td><td><p>4,777 &#160;%</p></td><td><p>8,876 &#160;%</p></td><td><p>3,404 &#160;%</p></td><td><p>3,363 &#160;%</p></td></tr><tr><td><p>36</p></td><td><p>9,247 &#160;%</p></td><td><p>3,739 &#160;%</p></td><td><p>4,748 &#160;%</p></td><td><p>8,777 &#160;%</p></td><td><p>3,405 &#160;%</p></td><td><p>3,364 &#160;%</p></td></tr><tr><td><p>37</p></td><td><p>9,149 &#160;%</p></td><td><p>3,757 &#160;%</p></td><td><p>4,719 &#160;%</p></td><td><p>8,683 &#160;%</p></td><td><p>3,405 &#160;%</p></td><td><p>3,364 &#160;%</p></td></tr><tr><td><p>38</p></td><td><p>9,055 &#160;%</p></td><td><p>3,775 &#160;%</p></td><td><p>4,691 &#160;%</p></td><td><p>8,591 &#160;%</p></td><td><p>3,405 &#160;%</p></td><td><p>3,364 &#160;%</p></td></tr><tr><td><p>39</p></td><td><p>8,965 &#160;%</p></td><td><p>3,791 &#160;%</p></td><td><p>4,664 &#160;%</p></td><td><p>8,504 &#160;%</p></td><td><p>3,406 &#160;%</p></td><td><p>3,365 &#160;%</p></td></tr><tr><td><p>40</p></td><td><p>8,878 &#160;%</p></td><td><p>3,807 &#160;%</p></td><td><p>4,638 &#160;%</p></td><td><p>8,420 &#160;%</p></td><td><p>3,406 &#160;%</p></td><td><p>3,366 &#160;%</p></td></tr><tr><td><p>41</p></td><td><p>8,795 &#160;%</p></td><td><p>3,823 &#160;%</p></td><td><p>4,612 &#160;%</p></td><td><p>8,339 &#160;%</p></td><td><p>3,406 &#160;%</p></td><td><p>3,366 &#160;%</p></td></tr><tr><td><p>42</p></td><td><p>8,716 &#160;%</p></td><td><p>3,837 &#160;%</p></td><td><p>4,588 &#160;%</p></td><td><p>8,261 &#160;%</p></td><td><p>3,407 &#160;%</p></td><td><p>3,367 &#160;%</p></td></tr><tr><td><p>43</p></td><td><p>8,640 &#160;%</p></td><td><p>3,852 &#160;%</p></td><td><p>4,564 &#160;%</p></td><td><p>8,187 &#160;%</p></td><td><p>3,407 &#160;%</p></td><td><p>3,368 &#160;%</p></td></tr><tr><td><p>44</p></td><td><p>8,567 &#160;%</p></td><td><p>3,865 &#160;%</p></td><td><p>4,540 &#160;%</p></td><td><p>8,115 &#160;%</p></td><td><p>3,407 &#160;%</p></td><td><p>3,369 &#160;%</p></td></tr><tr><td><p>45</p></td><td><p>8,496 &#160;%</p></td><td><p>3,878 &#160;%</p></td><td><p>4,518 &#160;%</p></td><td><p>8,046 &#160;%</p></td><td><p>3,408 &#160;%</p></td><td><p>3,370 &#160;%</p></td></tr><tr><td><p>46</p></td><td><p>8,429 &#160;%</p></td><td><p>3,891 &#160;%</p></td><td><p>4,496 &#160;%</p></td><td><p>7,980 &#160;%</p></td><td><p>3,408 &#160;%</p></td><td><p>3,371 &#160;%</p></td></tr><tr><td><p>47</p></td><td><p>8,364 &#160;%</p></td><td><p>3,903 &#160;%</p></td><td><p>4,475 &#160;%</p></td><td><p>7,916 &#160;%</p></td><td><p>3,409 &#160;%</p></td><td><p>3,372 &#160;%</p></td></tr><tr><td><p>48</p></td><td><p>8,302 &#160;%</p></td><td><p>3,915 &#160;%</p></td><td><p>4,455 &#160;%</p></td><td><p>7,855 &#160;%</p></td><td><p>3,409 &#160;%</p></td><td><p>3,373 &#160;%</p></td></tr><tr><td><p>49</p></td><td><p>8,242 &#160;%</p></td><td><p>3,926 &#160;%</p></td><td><p>4,435 &#160;%</p></td><td><p>7,796 &#160;%</p></td><td><p>3,410 &#160;%</p></td><td><p>3,374 &#160;%</p></td></tr><tr><td><p>50</p></td><td><p>8,184 &#160;%</p></td><td><p>3,937 &#160;%</p></td><td><p>4,417 &#160;%</p></td><td><p>7,740 &#160;%</p></td><td><p>3,410 &#160;%</p></td><td><p>3,375 &#160;%</p></td></tr><tr><td><p>51</p></td><td><p>8,129 &#160;%</p></td><td><p>3,948 &#160;%</p></td><td><p>4,398 &#160;%</p></td><td><p>7,685 &#160;%</p></td><td><p>3,411 &#160;%</p></td><td><p>3,376 &#160;%</p></td></tr><tr><td><p>52</p></td><td><p>8,075 &#160;%</p></td><td><p>3,958 &#160;%</p></td><td><p>4,381 &#160;%</p></td><td><p>7,633 &#160;%</p></td><td><p>3,411 &#160;%</p></td><td><p>3,377 &#160;%</p></td></tr><tr><td><p>53</p></td><td><p>8,024 &#160;%</p></td><td><p>3,968 &#160;%</p></td><td><p>4,363 &#160;%</p></td><td><p>7,582 &#160;%</p></td><td><p>3,411 &#160;%</p></td><td><p>3,378 &#160;%</p></td></tr><tr><td><p>54</p></td><td><p>7,974 &#160;%</p></td><td><p>3,977 &#160;%</p></td><td><p>4,347 &#160;%</p></td><td><p>7,533 &#160;%</p></td><td><p>3,412 &#160;%</p></td><td><p>3,379 &#160;%</p></td></tr><tr><td><p>55</p></td><td><p>7,927 &#160;%</p></td><td><p>3,986 &#160;%</p></td><td><p>4,331 &#160;%</p></td><td><p>7,486 &#160;%</p></td><td><p>3,412 &#160;%</p></td><td><p>3,380 &#160;%</p></td></tr><tr><td><p>56</p></td><td><p>7,880 &#160;%</p></td><td><p>3,995 &#160;%</p></td><td><p>4,315 &#160;%</p></td><td><p>7,441 &#160;%</p></td><td><p>3,413 &#160;%</p></td><td><p>3,381 &#160;%</p></td></tr><tr><td><p>57</p></td><td><p>7,836 &#160;%</p></td><td><p>4,004 &#160;%</p></td><td><p>4,301 &#160;%</p></td><td><p>7,397 &#160;%</p></td><td><p>3,413 &#160;%</p></td><td><p>3,382 &#160;%</p></td></tr><tr><td><p>58</p></td><td><p>7,793 &#160;%</p></td><td><p>4,012 &#160;%</p></td><td><p>4,286 &#160;%</p></td><td><p>7,355 &#160;%</p></td><td><p>3,414 &#160;%</p></td><td><p>3,383 &#160;%</p></td></tr><tr><td><p>59</p></td><td><p>7,751 &#160;%</p></td><td><p>4,020 &#160;%</p></td><td><p>4,272 &#160;%</p></td><td><p>7,314 &#160;%</p></td><td><p>3,414 &#160;%</p></td><td><p>3,384 &#160;%</p></td></tr><tr><td><p>60</p></td><td><p>7,711 &#160;%</p></td><td><p>4,028 &#160;%</p></td><td><p>4,258 &#160;%</p></td><td><p>7,274 &#160;%</p></td><td><p>3,415 &#160;%</p></td><td><p>3,385 &#160;%</p></td></tr><tr><td><p>61</p></td><td><p>7,672 &#160;%</p></td><td><p>4,035 &#160;%</p></td><td><p>4,245 &#160;%</p></td><td><p>7,236 &#160;%</p></td><td><p>3,415 &#160;%</p></td><td><p>3,386 &#160;%</p></td></tr><tr><td><p>62</p></td><td><p>7,634 &#160;%</p></td><td><p>4,043 &#160;%</p></td><td><p>4,233 &#160;%</p></td><td><p>7,199 &#160;%</p></td><td><p>3,415 &#160;%</p></td><td><p>3,386 &#160;%</p></td></tr><tr><td><p>63</p></td><td><p>7,598 &#160;%</p></td><td><p>4,050 &#160;%</p></td><td><p>4,220 &#160;%</p></td><td><p>7,163 &#160;%</p></td><td><p>3,416 &#160;%</p></td><td><p>3,387 &#160;%</p></td></tr><tr><td><p>64</p></td><td><p>7,562 &#160;%</p></td><td><p>4,057 &#160;%</p></td><td><p>4,208 &#160;%</p></td><td><p>7,128 &#160;%</p></td><td><p>3,416 &#160;%</p></td><td><p>3,388 &#160;%</p></td></tr><tr><td><p>65</p></td><td><p>7,528 &#160;%</p></td><td><p>4,063 &#160;%</p></td><td><p>4,197 &#160;%</p></td><td><p>7,094 &#160;%</p></td><td><p>3,417 &#160;%</p></td><td><p>3,389 &#160;%</p></td></tr><tr><td><p>66</p></td><td><p>7,495 &#160;%</p></td><td><p>4,070 &#160;%</p></td><td><p>4,185 &#160;%</p></td><td><p>7,061 &#160;%</p></td><td><p>3,417 &#160;%</p></td><td><p>3,390 &#160;%</p></td></tr><tr><td><p>67</p></td><td><p>7,462 &#160;%</p></td><td><p>4,076 &#160;%</p></td><td><p>4,174 &#160;%</p></td><td><p>7,029 &#160;%</p></td><td><p>3,417 &#160;%</p></td><td><p>3,391 &#160;%</p></td></tr><tr><td><p>68</p></td><td><p>7,431 &#160;%</p></td><td><p>4,082 &#160;%</p></td><td><p>4,164 &#160;%</p></td><td><p>6,999 &#160;%</p></td><td><p>3,418 &#160;%</p></td><td><p>3,391 &#160;%</p></td></tr><tr><td><p>69</p></td><td><p>7,401 &#160;%</p></td><td><p>4,088 &#160;%</p></td><td><p>4,153 &#160;%</p></td><td><p>6,969 &#160;%</p></td><td><p>3,418 &#160;%</p></td><td><p>3,392 &#160;%</p></td></tr><tr><td><p>70</p></td><td><p>7,371 &#160;%</p></td><td><p>4,094 &#160;%</p></td><td><p>4,143 &#160;%</p></td><td><p>6,940 &#160;%</p></td><td><p>3,418 &#160;%</p></td><td><p>3,393 &#160;%</p></td></tr><tr><td><p>71</p></td><td><p>7,342 &#160;%</p></td><td><p>4,100 &#160;%</p></td><td><p>4,134 &#160;%</p></td><td><p>6,911 &#160;%</p></td><td><p>3,419 &#160;%</p></td><td><p>3,394 &#160;%</p></td></tr><tr><td><p>72</p></td><td><p>7,315 &#160;%</p></td><td><p>4,105 &#160;%</p></td><td><p>4,124 &#160;%</p></td><td><p>6,884 &#160;%</p></td><td><p>3,419 &#160;%</p></td><td><p>3,394 &#160;%</p></td></tr><tr><td><p>73</p></td><td><p>7,287 &#160;%</p></td><td><p>4,111 &#160;%</p></td><td><p>4,115 &#160;%</p></td><td><p>6,857 &#160;%</p></td><td><p>3,419 &#160;%</p></td><td><p>3,395 &#160;%</p></td></tr><tr><td><p>74</p></td><td><p>7,261 &#160;%</p></td><td><p>4,116 &#160;%</p></td><td><p>4,106 &#160;%</p></td><td><p>6,831 &#160;%</p></td><td><p>3,420 &#160;%</p></td><td><p>3,396 &#160;%</p></td></tr><tr><td><p>75</p></td><td><p>7,235 &#160;%</p></td><td><p>4,121 &#160;%</p></td><td><p>4,097 &#160;%</p></td><td><p>6,806 &#160;%</p></td><td><p>3,420 &#160;%</p></td><td><p>3,397 &#160;%</p></td></tr><tr><td><p>76</p></td><td><p>7,210 &#160;%</p></td><td><p>4,126 &#160;%</p></td><td><p>4,089 &#160;%</p></td><td><p>6,781 &#160;%</p></td><td><p>3,421 &#160;%</p></td><td><p>3,397 &#160;%</p></td></tr><tr><td><p>77</p></td><td><p>7,186 &#160;%</p></td><td><p>4,131 &#160;%</p></td><td><p>4,080 &#160;%</p></td><td><p>6,757 &#160;%</p></td><td><p>3,421 &#160;%</p></td><td><p>3,398 &#160;%</p></td></tr><tr><td><p>78</p></td><td><p>7,162 &#160;%</p></td><td><p>4,135 &#160;%</p></td><td><p>4,072 &#160;%</p></td><td><p>6,734 &#160;%</p></td><td><p>3,421 &#160;%</p></td><td><p>3,399 &#160;%</p></td></tr><tr><td><p>79</p></td><td><p>7,139 &#160;%</p></td><td><p>4,140 &#160;%</p></td><td><p>4,064 &#160;%</p></td><td><p>6,711 &#160;%</p></td><td><p>3,421 &#160;%</p></td><td><p>3,399 &#160;%</p></td></tr><tr><td><p>80</p></td><td><p>7,117 &#160;%</p></td><td><p>4,144 &#160;%</p></td><td><p>4,057 &#160;%</p></td><td><p>6,689 &#160;%</p></td><td><p>3,422 &#160;%</p></td><td><p>3,400 &#160;%</p></td></tr><tr><td><p>81</p></td><td><p>7,095 &#160;%</p></td><td><p>4,149 &#160;%</p></td><td><p>4,049 &#160;%</p></td><td><p>6,667 &#160;%</p></td><td><p>3,422 &#160;%</p></td><td><p>3,400 &#160;%</p></td></tr><tr><td><p>82</p></td><td><p>7,073 &#160;%</p></td><td><p>4,153 &#160;%</p></td><td><p>4,042 &#160;%</p></td><td><p>6,646 &#160;%</p></td><td><p>3,422 &#160;%</p></td><td><p>3,401 &#160;%</p></td></tr><tr><td><p>83</p></td><td><p>7,052 &#160;%</p></td><td><p>4,157 &#160;%</p></td><td><p>4,035 &#160;%</p></td><td><p>6,626 &#160;%</p></td><td><p>3,423 &#160;%</p></td><td><p>3,402 &#160;%</p></td></tr><tr><td><p>84</p></td><td><p>7,032 &#160;%</p></td><td><p>4,161 &#160;%</p></td><td><p>4,028 &#160;%</p></td><td><p>6,606 &#160;%</p></td><td><p>3,423 &#160;%</p></td><td><p>3,402 &#160;%</p></td></tr><tr><td><p>85</p></td><td><p>7,012 &#160;%</p></td><td><p>4,165 &#160;%</p></td><td><p>4,021 &#160;%</p></td><td><p>6,586 &#160;%</p></td><td><p>3,423 &#160;%</p></td><td><p>3,403 &#160;%</p></td></tr><tr><td><p>86</p></td><td><p>6,992 &#160;%</p></td><td><p>4,169 &#160;%</p></td><td><p>4,014 &#160;%</p></td><td><p>6,567 &#160;%</p></td><td><p>3,424 &#160;%</p></td><td><p>3,403 &#160;%</p></td></tr><tr><td><p>87</p></td><td><p>6,973 &#160;%</p></td><td><p>4,173 &#160;%</p></td><td><p>4,008 &#160;%</p></td><td><p>6,548 &#160;%</p></td><td><p>3,424 &#160;%</p></td><td><p>3,404 &#160;%</p></td></tr><tr><td><p>88</p></td><td><p>6,955 &#160;%</p></td><td><p>4,177 &#160;%</p></td><td><p>4,001 &#160;%</p></td><td><p>6,530 &#160;%</p></td><td><p>3,424 &#160;%</p></td><td><p>3,404 &#160;%</p></td></tr><tr><td><p>89</p></td><td><p>6,937 &#160;%</p></td><td><p>4,180 &#160;%</p></td><td><p>3,995 &#160;%</p></td><td><p>6,512 &#160;%</p></td><td><p>3,424 &#160;%</p></td><td><p>3,405 &#160;%</p></td></tr><tr><td><p>90</p></td><td><p>6,919 &#160;%</p></td><td><p>4,184 &#160;%</p></td><td><p>3,989 &#160;%</p></td><td><p>6,494 &#160;%</p></td><td><p>3,425 &#160;%</p></td><td><p>3,405 &#160;%</p></td></tr><tr><td><p>91</p></td><td><p>6,901 &#160;%</p></td><td><p>4,187 &#160;%</p></td><td><p>3,983 &#160;%</p></td><td><p>6,477 &#160;%</p></td><td><p>3,425 &#160;%</p></td><td><p>3,406 &#160;%</p></td></tr><tr><td><p>92</p></td><td><p>6,884 &#160;%</p></td><td><p>4,191 &#160;%</p></td><td><p>3,977 &#160;%</p></td><td><p>6,461 &#160;%</p></td><td><p>3,425 &#160;%</p></td><td><p>3,406 &#160;%</p></td></tr><tr><td><p>93</p></td><td><p>6,868 &#160;%</p></td><td><p>4,194 &#160;%</p></td><td><p>3,972 &#160;%</p></td><td><p>6,444 &#160;%</p></td><td><p>3,425 &#160;%</p></td><td><p>3,407 &#160;%</p></td></tr><tr><td><p>94</p></td><td><p>6,852 &#160;%</p></td><td><p>4,197 &#160;%</p></td><td><p>3,966 &#160;%</p></td><td><p>6,428 &#160;%</p></td><td><p>3,426 &#160;%</p></td><td><p>3,407 &#160;%</p></td></tr><tr><td><p>95</p></td><td><p>6,836 &#160;%</p></td><td><p>4,200 &#160;%</p></td><td><p>3,961 &#160;%</p></td><td><p>6,413 &#160;%</p></td><td><p>3,426 &#160;%</p></td><td><p>3,408 &#160;%</p></td></tr><tr><td><p>96</p></td><td><p>6,820 &#160;%</p></td><td><p>4,203 &#160;%</p></td><td><p>3,955 &#160;%</p></td><td><p>6,397 &#160;%</p></td><td><p>3,426 &#160;%</p></td><td><p>3,408 &#160;%</p></td></tr><tr><td><p>97</p></td><td><p>6,805 &#160;%</p></td><td><p>4,207 &#160;%</p></td><td><p>3,950 &#160;%</p></td><td><p>6,382 &#160;%</p></td><td><p>3,426 &#160;%</p></td><td><p>3,408 &#160;%</p></td></tr><tr><td><p>98</p></td><td><p>6,790 &#160;%</p></td><td><p>4,210 &#160;%</p></td><td><p>3,945 &#160;%</p></td><td><p>6,368 &#160;%</p></td><td><p>3,427 &#160;%</p></td><td><p>3,409 &#160;%</p></td></tr><tr><td><p>99</p></td><td><p>6,775 &#160;%</p></td><td><p>4,212 &#160;%</p></td><td><p>3,940 &#160;%</p></td><td><p>6,353 &#160;%</p></td><td><p>3,427 &#160;%</p></td><td><p>3,409 &#160;%</p></td></tr><tr><td><p>100</p></td><td><p>6,761 &#160;%</p></td><td><p>4,215 &#160;%</p></td><td><p>3,935 &#160;%</p></td><td><p>6,339 &#160;%</p></td><td><p>3,427 &#160;%</p></td><td><p>3,410 &#160;%</p></td></tr><tr><td><p>101</p></td><td><p>6,747 &#160;%</p></td><td><p>4,218 &#160;%</p></td><td><p>3,930 &#160;%</p></td><td><p>6,325 &#160;%</p></td><td><p>3,427 &#160;%</p></td><td><p>3,410 &#160;%</p></td></tr><tr><td><p>102</p></td><td><p>6,733 &#160;%</p></td><td><p>4,221 &#160;%</p></td><td><p>3,926 &#160;%</p></td><td><p>6,312 &#160;%</p></td><td><p>3,427 &#160;%</p></td><td><p>3,410 &#160;%</p></td></tr><tr><td><p>103</p></td><td><p>6,720 &#160;%</p></td><td><p>4,224 &#160;%</p></td><td><p>3,921 &#160;%</p></td><td><p>6,298 &#160;%</p></td><td><p>3,428 &#160;%</p></td><td><p>3,411 &#160;%</p></td></tr><tr><td><p>104</p></td><td><p>6,706 &#160;%</p></td><td><p>4,226 &#160;%</p></td><td><p>3,916 &#160;%</p></td><td><p>6,285 &#160;%</p></td><td><p>3,428 &#160;%</p></td><td><p>3,411 &#160;%</p></td></tr><tr><td><p>105</p></td><td><p>6,693 &#160;%</p></td><td><p>4,229 &#160;%</p></td><td><p>3,912 &#160;%</p></td><td><p>6,272 &#160;%</p></td><td><p>3,428 &#160;%</p></td><td><p>3,412 &#160;%</p></td></tr><tr><td><p>106</p></td><td><p>6,681 &#160;%</p></td><td><p>4,231 &#160;%</p></td><td><p>3,908 &#160;%</p></td><td><p>6,260 &#160;%</p></td><td><p>3,428 &#160;%</p></td><td><p>3,412 &#160;%</p></td></tr><tr><td><p>107</p></td><td><p>6,668 &#160;%</p></td><td><p>4,234 &#160;%</p></td><td><p>3,903 &#160;%</p></td><td><p>6,248 &#160;%</p></td><td><p>3,428 &#160;%</p></td><td><p>3,412 &#160;%</p></td></tr><tr><td><p>108</p></td><td><p>6,656 &#160;%</p></td><td><p>4,236 &#160;%</p></td><td><p>3,899 &#160;%</p></td><td><p>6,235 &#160;%</p></td><td><p>3,429 &#160;%</p></td><td><p>3,413 &#160;%</p></td></tr><tr><td><p>109</p></td><td><p>6,644 &#160;%</p></td><td><p>4,239 &#160;%</p></td><td><p>3,895 &#160;%</p></td><td><p>6,224 &#160;%</p></td><td><p>3,429 &#160;%</p></td><td><p>3,413 &#160;%</p></td></tr><tr><td><p>110</p></td><td><p>6,632 &#160;%</p></td><td><p>4,241 &#160;%</p></td><td><p>3,891 &#160;%</p></td><td><p>6,212 &#160;%</p></td><td><p>3,429 &#160;%</p></td><td><p>3,413 &#160;%</p></td></tr><tr><td><p>111</p></td><td><p>6,620 &#160;%</p></td><td><p>4,243 &#160;%</p></td><td><p>3,887 &#160;%</p></td><td><p>6,201 &#160;%</p></td><td><p>3,429 &#160;%</p></td><td><p>3,414 &#160;%</p></td></tr><tr><td><p>112</p></td><td><p>6,609 &#160;%</p></td><td><p>4,246 &#160;%</p></td><td><p>3,883 &#160;%</p></td><td><p>6,189 &#160;%</p></td><td><p>3,429 &#160;%</p></td><td><p>3,414 &#160;%</p></td></tr><tr><td><p>113</p></td><td><p>6,598 &#160;%</p></td><td><p>4,248 &#160;%</p></td><td><p>3,879 &#160;%</p></td><td><p>6,178 &#160;%</p></td><td><p>3,430 &#160;%</p></td><td><p>3,414 &#160;%</p></td></tr><tr><td><p>114</p></td><td><p>6,587 &#160;%</p></td><td><p>4,250 &#160;%</p></td><td><p>3,875 &#160;%</p></td><td><p>6,167 &#160;%</p></td><td><p>3,430 &#160;%</p></td><td><p>3,415 &#160;%</p></td></tr><tr><td><p>115</p></td><td><p>6,576 &#160;%</p></td><td><p>4,252 &#160;%</p></td><td><p>3,872 &#160;%</p></td><td><p>6,157 &#160;%</p></td><td><p>3,430 &#160;%</p></td><td><p>3,415 &#160;%</p></td></tr><tr><td><p>116</p></td><td><p>6,565 &#160;%</p></td><td><p>4,255 &#160;%</p></td><td><p>3,868 &#160;%</p></td><td><p>6,146 &#160;%</p></td><td><p>3,430 &#160;%</p></td><td><p>3,415 &#160;%</p></td></tr><tr><td><p>117</p></td><td><p>6,555 &#160;%</p></td><td><p>4,257 &#160;%</p></td><td><p>3,864 &#160;%</p></td><td><p>6,136 &#160;%</p></td><td><p>3,430 &#160;%</p></td><td><p>3,415 &#160;%</p></td></tr><tr><td><p>118</p></td><td><p>6,544 &#160;%</p></td><td><p>4,259 &#160;%</p></td><td><p>3,861 &#160;%</p></td><td><p>6,126 &#160;%</p></td><td><p>3,430 &#160;%</p></td><td><p>3,416 &#160;%</p></td></tr><tr><td><p>119</p></td><td><p>6,534 &#160;%</p></td><td><p>4,261 &#160;%</p></td><td><p>3,857 &#160;%</p></td><td><p>6,116 &#160;%</p></td><td><p>3,431 &#160;%</p></td><td><p>3,416 &#160;%</p></td></tr><tr><td><p>120</p></td><td><p>6,524 &#160;%</p></td><td><p>4,263 &#160;%</p></td><td><p>3,854 &#160;%</p></td><td><p>6,106 &#160;%</p></td><td><p>3,431 &#160;%</p></td><td><p>3,416 &#160;%</p></td></tr><tr><td><p>121</p></td><td><p>6,515 &#160;%</p></td><td><p>4,265 &#160;%</p></td><td><p>3,851 &#160;%</p></td><td><p>6,097 &#160;%</p></td><td><p>3,431 &#160;%</p></td><td><p>3,417 &#160;%</p></td></tr><tr><td><p>122</p></td><td><p>6,505 &#160;%</p></td><td><p>4,267 &#160;%</p></td><td><p>3,847 &#160;%</p></td><td><p>6,087 &#160;%</p></td><td><p>3,431 &#160;%</p></td><td><p>3,417 &#160;%</p></td></tr><tr><td><p>123</p></td><td><p>6,496 &#160;%</p></td><td><p>4,268 &#160;%</p></td><td><p>3,844 &#160;%</p></td><td><p>6,078 &#160;%</p></td><td><p>3,431 &#160;%</p></td><td><p>3,417 &#160;%</p></td></tr><tr><td><p>124</p></td><td><p>6,486 &#160;%</p></td><td><p>4,270 &#160;%</p></td><td><p>3,841 &#160;%</p></td><td><p>6,069 &#160;%</p></td><td><p>3,431 &#160;%</p></td><td><p>3,417 &#160;%</p></td></tr><tr><td><p>125</p></td><td><p>6,477 &#160;%</p></td><td><p>4,272 &#160;%</p></td><td><p>3,838 &#160;%</p></td><td><p>6,060 &#160;%</p></td><td><p>3,431 &#160;%</p></td><td><p>3,418 &#160;%</p></td></tr><tr><td><p>126</p></td><td><p>6,468 &#160;%</p></td><td><p>4,274 &#160;%</p></td><td><p>3,835 &#160;%</p></td><td><p>6,051 &#160;%</p></td><td><p>3,432 &#160;%</p></td><td><p>3,418 &#160;%</p></td></tr><tr><td><p>127</p></td><td><p>6,459 &#160;%</p></td><td><p>4,276 &#160;%</p></td><td><p>3,832 &#160;%</p></td><td><p>6,042 &#160;%</p></td><td><p>3,432 &#160;%</p></td><td><p>3,418 &#160;%</p></td></tr><tr><td><p>128</p></td><td><p>6,451 &#160;%</p></td><td><p>4,277 &#160;%</p></td><td><p>3,829 &#160;%</p></td><td><p>6,034 &#160;%</p></td><td><p>3,432 &#160;%</p></td><td><p>3,418 &#160;%</p></td></tr><tr><td><p>129</p></td><td><p>6,442 &#160;%</p></td><td><p>4,279 &#160;%</p></td><td><p>3,826 &#160;%</p></td><td><p>6,025 &#160;%</p></td><td><p>3,432 &#160;%</p></td><td><p>3,419 &#160;%</p></td></tr><tr><td><p>130</p></td><td><p>6,434 &#160;%</p></td><td><p>4,281 &#160;%</p></td><td><p>3,823 &#160;%</p></td><td><p>6,017 &#160;%</p></td><td><p>3,432 &#160;%</p></td><td><p>3,419 &#160;%</p></td></tr><tr><td><p>131</p></td><td><p>6,425 &#160;%</p></td><td><p>4,283 &#160;%</p></td><td><p>3,820 &#160;%</p></td><td><p>6,009 &#160;%</p></td><td><p>3,432 &#160;%</p></td><td><p>3,419 &#160;%</p></td></tr><tr><td><p>132</p></td><td><p>6,417 &#160;%</p></td><td><p>4,284 &#160;%</p></td><td><p>3,817 &#160;%</p></td><td><p>6,001 &#160;%</p></td><td><p>3,432 &#160;%</p></td><td><p>3,419 &#160;%</p></td></tr><tr><td><p>133</p></td><td><p>6,409 &#160;%</p></td><td><p>4,286 &#160;%</p></td><td><p>3,815 &#160;%</p></td><td><p>5,993 &#160;%</p></td><td><p>3,433 &#160;%</p></td><td><p>3,420 &#160;%</p></td></tr><tr><td><p>134</p></td><td><p>6,401 &#160;%</p></td><td><p>4,287 &#160;%</p></td><td><p>3,812 &#160;%</p></td><td><p>5,985 &#160;%</p></td><td><p>3,433 &#160;%</p></td><td><p>3,420 &#160;%</p></td></tr><tr><td><p>135</p></td><td><p>6,393 &#160;%</p></td><td><p>4,289 &#160;%</p></td><td><p>3,809 &#160;%</p></td><td><p>5,977 &#160;%</p></td><td><p>3,433 &#160;%</p></td><td><p>3,420 &#160;%</p></td></tr><tr><td><p>136</p></td><td><p>6,386 &#160;%</p></td><td><p>4,291 &#160;%</p></td><td><p>3,806 &#160;%</p></td><td><p>5,970 &#160;%</p></td><td><p>3,433 &#160;%</p></td><td><p>3,420 &#160;%</p></td></tr><tr><td><p>137</p></td><td><p>6,378 &#160;%</p></td><td><p>4,292 &#160;%</p></td><td><p>3,804 &#160;%</p></td><td><p>5,962 &#160;%</p></td><td><p>3,433 &#160;%</p></td><td><p>3,420 &#160;%</p></td></tr><tr><td><p>138</p></td><td><p>6,371 &#160;%</p></td><td><p>4,294 &#160;%</p></td><td><p>3,801 &#160;%</p></td><td><p>5,955 &#160;%</p></td><td><p>3,433 &#160;%</p></td><td><p>3,421 &#160;%</p></td></tr><tr><td><p>139</p></td><td><p>6,363 &#160;%</p></td><td><p>4,295 &#160;%</p></td><td><p>3,799 &#160;%</p></td><td><p>5,947 &#160;%</p></td><td><p>3,433 &#160;%</p></td><td><p>3,421 &#160;%</p></td></tr><tr><td><p>140</p></td><td><p>6,356 &#160;%</p></td><td><p>4,297 &#160;%</p></td><td><p>3,796 &#160;%</p></td><td><p>5,940 &#160;%</p></td><td><p>3,433 &#160;%</p></td><td><p>3,421 &#160;%</p></td></tr><tr><td><p>141</p></td><td><p>6,349 &#160;%</p></td><td><p>4,298 &#160;%</p></td><td><p>3,794 &#160;%</p></td><td><p>5,933 &#160;%</p></td><td><p>3,434 &#160;%</p></td><td><p>3,421 &#160;%</p></td></tr><tr><td><p>142</p></td><td><p>6,342 &#160;%</p></td><td><p>4,299 &#160;%</p></td><td><p>3,791 &#160;%</p></td><td><p>5,926 &#160;%</p></td><td><p>3,434 &#160;%</p></td><td><p>3,422 &#160;%</p></td></tr><tr><td><p>143</p></td><td><p>6,335 &#160;%</p></td><td><p>4,301 &#160;%</p></td><td><p>3,789 &#160;%</p></td><td><p>5,919 &#160;%</p></td><td><p>3,434 &#160;%</p></td><td><p>3,422 &#160;%</p></td></tr><tr><td><p>144</p></td><td><p>6,328 &#160;%</p></td><td><p>4,302 &#160;%</p></td><td><p>3,787 &#160;%</p></td><td><p>5,913 &#160;%</p></td><td><p>3,434 &#160;%</p></td><td><p>3,422 &#160;%</p></td></tr><tr><td><p>145</p></td><td><p>6,321 &#160;%</p></td><td><p>4,304 &#160;%</p></td><td><p>3,784 &#160;%</p></td><td><p>5,906 &#160;%</p></td><td><p>3,434 &#160;%</p></td><td><p>3,422 &#160;%</p></td></tr><tr><td><p>146</p></td><td><p>6,314 &#160;%</p></td><td><p>4,305 &#160;%</p></td><td><p>3,782 &#160;%</p></td><td><p>5,899 &#160;%</p></td><td><p>3,434 &#160;%</p></td><td><p>3,422 &#160;%</p></td></tr><tr><td><p>147</p></td><td><p>6,308 &#160;%</p></td><td><p>4,306 &#160;%</p></td><td><p>3,780 &#160;%</p></td><td><p>5,893 &#160;%</p></td><td><p>3,434 &#160;%</p></td><td><p>3,423 &#160;%</p></td></tr><tr><td><p>148</p></td><td><p>6,301 &#160;%</p></td><td><p>4,308 &#160;%</p></td><td><p>3,778 &#160;%</p></td><td><p>5,887 &#160;%</p></td><td><p>3,434 &#160;%</p></td><td><p>3,423 &#160;%</p></td></tr><tr><td><p>149</p></td><td><p>6,295 &#160;%</p></td><td><p>4,309 &#160;%</p></td><td><p>3,775 &#160;%</p></td><td><p>5,880 &#160;%</p></td><td><p>3,434 &#160;%</p></td><td><p>3,423 &#160;%</p></td></tr><tr><td><p>150</p></td><td><p>6,289 &#160;%</p></td><td><p>4,310 &#160;%</p></td><td><p>3,773 &#160;%</p></td><td><p>5,874 &#160;%</p></td><td><p>3,434 &#160;%</p></td><td><p>3,423 &#160;%</p></td></tr></tbody></table> <table><col/><col/><col/><col/><tbody><tr><td><p>Term to maturity (in years)</p></td><td><p>Turkish lira</p></td><td><p>US dollar</p></td><td><p>Yen</p></td></tr><tr><td><p>1</p></td><td><p>14,772 &#160;%</p></td><td><p>4,529 &#160;%</p></td><td><p>-0,216 &#160;%</p></td></tr><tr><td><p>2</p></td><td><p>13,240 &#160;%</p></td><td><p>4,493 &#160;%</p></td><td><p>-0,159 &#160;%</p></td></tr><tr><td><p>3</p></td><td><p>11,771 &#160;%</p></td><td><p>4,294 &#160;%</p></td><td><p>-0,134 &#160;%</p></td></tr><tr><td><p>4</p></td><td><p>10,775 &#160;%</p></td><td><p>4,147 &#160;%</p></td><td><p>-0,087 &#160;%</p></td></tr><tr><td><p>5</p></td><td><p>10,259 &#160;%</p></td><td><p>4,052 &#160;%</p></td><td><p>-0,025 &#160;%</p></td></tr><tr><td><p>6</p></td><td><p>10,164 &#160;%</p></td><td><p>3,973 &#160;%</p></td><td><p>0,039 &#160;%</p></td></tr><tr><td><p>7</p></td><td><p>10,430 &#160;%</p></td><td><p>3,908 &#160;%</p></td><td><p>0,096 &#160;%</p></td></tr><tr><td><p>8</p></td><td><p>11,005 &#160;%</p></td><td><p>3,852 &#160;%</p></td><td><p>0,143 &#160;%</p></td></tr><tr><td><p>9</p></td><td><p>11,791 &#160;%</p></td><td><p>3,804 &#160;%</p></td><td><p>0,190 &#160;%</p></td></tr><tr><td><p>10</p></td><td><p>12,447 &#160;%</p></td><td><p>3,771 &#160;%</p></td><td><p>0,249 &#160;%</p></td></tr><tr><td><p>11</p></td><td><p>12,927 &#160;%</p></td><td><p>3,743 &#160;%</p></td><td><p>0,321 &#160;%</p></td></tr><tr><td><p>12</p></td><td><p>13,271 &#160;%</p></td><td><p>3,723 &#160;%</p></td><td><p>0,405 &#160;%</p></td></tr><tr><td><p>13</p></td><td><p>13,508 &#160;%</p></td><td><p>3,712 &#160;%</p></td><td><p>0,493 &#160;%</p></td></tr><tr><td><p>14</p></td><td><p>13,657 &#160;%</p></td><td><p>3,704 &#160;%</p></td><td><p>0,579 &#160;%</p></td></tr><tr><td><p>15</p></td><td><p>13,736 &#160;%</p></td><td><p>3,692 &#160;%</p></td><td><p>0,660 &#160;%</p></td></tr><tr><td><p>16</p></td><td><p>13,758 &#160;%</p></td><td><p>3,672 &#160;%</p></td><td><p>0,735 &#160;%</p></td></tr><tr><td><p>17</p></td><td><p>13,732 &#160;%</p></td><td><p>3,645 &#160;%</p></td><td><p>0,804 &#160;%</p></td></tr><tr><td><p>18</p></td><td><p>13,668 &#160;%</p></td><td><p>3,612 &#160;%</p></td><td><p>0,867 &#160;%</p></td></tr><tr><td><p>19</p></td><td><p>13,573 &#160;%</p></td><td><p>3,573 &#160;%</p></td><td><p>0,926 &#160;%</p></td></tr><tr><td><p>20</p></td><td><p>13,453 &#160;%</p></td><td><p>3,531 &#160;%</p></td><td><p>0,980 &#160;%</p></td></tr><tr><td><p>21</p></td><td><p>13,314 &#160;%</p></td><td><p>3,486 &#160;%</p></td><td><p>1,031 &#160;%</p></td></tr><tr><td><p>22</p></td><td><p>13,160 &#160;%</p></td><td><p>3,439 &#160;%</p></td><td><p>1,081 &#160;%</p></td></tr><tr><td><p>23</p></td><td><p>12,996 &#160;%</p></td><td><p>3,392 &#160;%</p></td><td><p>1,126 &#160;%</p></td></tr><tr><td><p>24</p></td><td><p>12,825 &#160;%</p></td><td><p>3,348 &#160;%</p></td><td><p>1,168 &#160;%</p></td></tr><tr><td><p>25</p></td><td><p>12,649 &#160;%</p></td><td><p>3,306 &#160;%</p></td><td><p>1,204 &#160;%</p></td></tr><tr><td><p>26</p></td><td><p>12,472 &#160;%</p></td><td><p>3,266 &#160;%</p></td><td><p>1,236 &#160;%</p></td></tr><tr><td><p>27</p></td><td><p>12,294 &#160;%</p></td><td><p>3,228 &#160;%</p></td><td><p>1,266 &#160;%</p></td></tr><tr><td><p>28</p></td><td><p>12,118 &#160;%</p></td><td><p>3,188 &#160;%</p></td><td><p>1,294 &#160;%</p></td></tr><tr><td><p>29</p></td><td><p>11,945 &#160;%</p></td><td><p>3,147 &#160;%</p></td><td><p>1,323 &#160;%</p></td></tr><tr><td><p>30</p></td><td><p>11,775 &#160;%</p></td><td><p>3,101 &#160;%</p></td><td><p>1,353 &#160;%</p></td></tr><tr><td><p>31</p></td><td><p>11,609 &#160;%</p></td><td><p>3,052 &#160;%</p></td><td><p>1,386 &#160;%</p></td></tr><tr><td><p>32</p></td><td><p>11,449 &#160;%</p></td><td><p>3,000 &#160;%</p></td><td><p>1,422 &#160;%</p></td></tr><tr><td><p>33</p></td><td><p>11,293 &#160;%</p></td><td><p>2,948 &#160;%</p></td><td><p>1,458 &#160;%</p></td></tr><tr><td><p>34</p></td><td><p>11,142 &#160;%</p></td><td><p>2,896 &#160;%</p></td><td><p>1,495 &#160;%</p></td></tr><tr><td><p>35</p></td><td><p>10,997 &#160;%</p></td><td><p>2,845 &#160;%</p></td><td><p>1,533 &#160;%</p></td></tr><tr><td><p>36</p></td><td><p>10,857 &#160;%</p></td><td><p>2,797 &#160;%</p></td><td><p>1,571 &#160;%</p></td></tr><tr><td><p>37</p></td><td><p>10,723 &#160;%</p></td><td><p>2,751 &#160;%</p></td><td><p>1,608 &#160;%</p></td></tr><tr><td><p>38</p></td><td><p>10,593 &#160;%</p></td><td><p>2,709 &#160;%</p></td><td><p>1,645 &#160;%</p></td></tr><tr><td><p>39</p></td><td><p>10,469 &#160;%</p></td><td><p>2,670 &#160;%</p></td><td><p>1,682 &#160;%</p></td></tr><tr><td><p>40</p></td><td><p>10,350 &#160;%</p></td><td><p>2,634 &#160;%</p></td><td><p>1,718 &#160;%</p></td></tr><tr><td><p>41</p></td><td><p>10,236 &#160;%</p></td><td><p>2,602 &#160;%</p></td><td><p>1,753 &#160;%</p></td></tr><tr><td><p>42</p></td><td><p>10,126 &#160;%</p></td><td><p>2,573 &#160;%</p></td><td><p>1,788 &#160;%</p></td></tr><tr><td><p>43</p></td><td><p>10,021 &#160;%</p></td><td><p>2,547 &#160;%</p></td><td><p>1,821 &#160;%</p></td></tr><tr><td><p>44</p></td><td><p>9,919 &#160;%</p></td><td><p>2,525 &#160;%</p></td><td><p>1,854 &#160;%</p></td></tr><tr><td><p>45</p></td><td><p>9,822 &#160;%</p></td><td><p>2,506 &#160;%</p></td><td><p>1,886 &#160;%</p></td></tr><tr><td><p>46</p></td><td><p>9,729 &#160;%</p></td><td><p>2,490 &#160;%</p></td><td><p>1,917 &#160;%</p></td></tr><tr><td><p>47</p></td><td><p>9,639 &#160;%</p></td><td><p>2,477 &#160;%</p></td><td><p>1,947 &#160;%</p></td></tr><tr><td><p>48</p></td><td><p>9,553 &#160;%</p></td><td><p>2,468 &#160;%</p></td><td><p>1,976 &#160;%</p></td></tr><tr><td><p>49</p></td><td><p>9,471 &#160;%</p></td><td><p>2,461 &#160;%</p></td><td><p>2,004 &#160;%</p></td></tr><tr><td><p>50</p></td><td><p>9,391 &#160;%</p></td><td><p>2,457 &#160;%</p></td><td><p>2,032 &#160;%</p></td></tr><tr><td><p>51</p></td><td><p>9,314 &#160;%</p></td><td><p>2,456 &#160;%</p></td><td><p>2,058 &#160;%</p></td></tr><tr><td><p>52</p></td><td><p>9,241 &#160;%</p></td><td><p>2,457 &#160;%</p></td><td><p>2,084 &#160;%</p></td></tr><tr><td><p>53</p></td><td><p>9,169 &#160;%</p></td><td><p>2,460 &#160;%</p></td><td><p>2,109 &#160;%</p></td></tr><tr><td><p>54</p></td><td><p>9,101 &#160;%</p></td><td><p>2,465 &#160;%</p></td><td><p>2,133 &#160;%</p></td></tr><tr><td><p>55</p></td><td><p>9,035 &#160;%</p></td><td><p>2,471 &#160;%</p></td><td><p>2,157 &#160;%</p></td></tr><tr><td><p>56</p></td><td><p>8,971 &#160;%</p></td><td><p>2,479 &#160;%</p></td><td><p>2,180 &#160;%</p></td></tr><tr><td><p>57</p></td><td><p>8,910 &#160;%</p></td><td><p>2,487 &#160;%</p></td><td><p>2,202 &#160;%</p></td></tr><tr><td><p>58</p></td><td><p>8,850 &#160;%</p></td><td><p>2,496 &#160;%</p></td><td><p>2,223 &#160;%</p></td></tr><tr><td><p>59</p></td><td><p>8,793 &#160;%</p></td><td><p>2,505 &#160;%</p></td><td><p>2,244 &#160;%</p></td></tr><tr><td><p>60</p></td><td><p>8,737 &#160;%</p></td><td><p>2,515 &#160;%</p></td><td><p>2,264 &#160;%</p></td></tr><tr><td><p>61</p></td><td><p>8,684 &#160;%</p></td><td><p>2,525 &#160;%</p></td><td><p>2,284 &#160;%</p></td></tr><tr><td><p>62</p></td><td><p>8,632 &#160;%</p></td><td><p>2,535 &#160;%</p></td><td><p>2,303 &#160;%</p></td></tr><tr><td><p>63</p></td><td><p>8,581 &#160;%</p></td><td><p>2,546 &#160;%</p></td><td><p>2,322 &#160;%</p></td></tr><tr><td><p>64</p></td><td><p>8,533 &#160;%</p></td><td><p>2,557 &#160;%</p></td><td><p>2,340 &#160;%</p></td></tr><tr><td><p>65</p></td><td><p>8,485 &#160;%</p></td><td><p>2,567 &#160;%</p></td><td><p>2,357 &#160;%</p></td></tr><tr><td><p>66</p></td><td><p>8,439 &#160;%</p></td><td><p>2,578 &#160;%</p></td><td><p>2,374 &#160;%</p></td></tr><tr><td><p>67</p></td><td><p>8,395 &#160;%</p></td><td><p>2,589 &#160;%</p></td><td><p>2,391 &#160;%</p></td></tr><tr><td><p>68</p></td><td><p>8,352 &#160;%</p></td><td><p>2,599 &#160;%</p></td><td><p>2,407 &#160;%</p></td></tr><tr><td><p>69</p></td><td><p>8,310 &#160;%</p></td><td><p>2,610 &#160;%</p></td><td><p>2,422 &#160;%</p></td></tr><tr><td><p>70</p></td><td><p>8,270 &#160;%</p></td><td><p>2,620 &#160;%</p></td><td><p>2,437 &#160;%</p></td></tr><tr><td><p>71</p></td><td><p>8,230 &#160;%</p></td><td><p>2,630 &#160;%</p></td><td><p>2,452 &#160;%</p></td></tr><tr><td><p>72</p></td><td><p>8,192 &#160;%</p></td><td><p>2,640 &#160;%</p></td><td><p>2,466 &#160;%</p></td></tr><tr><td><p>73</p></td><td><p>8,154 &#160;%</p></td><td><p>2,650 &#160;%</p></td><td><p>2,480 &#160;%</p></td></tr><tr><td><p>74</p></td><td><p>8,118 &#160;%</p></td><td><p>2,660 &#160;%</p></td><td><p>2,494 &#160;%</p></td></tr><tr><td><p>75</p></td><td><p>8,083 &#160;%</p></td><td><p>2,670 &#160;%</p></td><td><p>2,507 &#160;%</p></td></tr><tr><td><p>76</p></td><td><p>8,048 &#160;%</p></td><td><p>2,679 &#160;%</p></td><td><p>2,520 &#160;%</p></td></tr><tr><td><p>77</p></td><td><p>8,015 &#160;%</p></td><td><p>2,689 &#160;%</p></td><td><p>2,533 &#160;%</p></td></tr><tr><td><p>78</p></td><td><p>7,982 &#160;%</p></td><td><p>2,698 &#160;%</p></td><td><p>2,545 &#160;%</p></td></tr><tr><td><p>79</p></td><td><p>7,950 &#160;%</p></td><td><p>2,707 &#160;%</p></td><td><p>2,557 &#160;%</p></td></tr><tr><td><p>80</p></td><td><p>7,920 &#160;%</p></td><td><p>2,716 &#160;%</p></td><td><p>2,569 &#160;%</p></td></tr><tr><td><p>81</p></td><td><p>7,889 &#160;%</p></td><td><p>2,724 &#160;%</p></td><td><p>2,580 &#160;%</p></td></tr><tr><td><p>82</p></td><td><p>7,860 &#160;%</p></td><td><p>2,733 &#160;%</p></td><td><p>2,591 &#160;%</p></td></tr><tr><td><p>83</p></td><td><p>7,831 &#160;%</p></td><td><p>2,741 &#160;%</p></td><td><p>2,602 &#160;%</p></td></tr><tr><td><p>84</p></td><td><p>7,803 &#160;%</p></td><td><p>2,749 &#160;%</p></td><td><p>2,613 &#160;%</p></td></tr><tr><td><p>85</p></td><td><p>7,776 &#160;%</p></td><td><p>2,757 &#160;%</p></td><td><p>2,623 &#160;%</p></td></tr><tr><td><p>86</p></td><td><p>7,749 &#160;%</p></td><td><p>2,765 &#160;%</p></td><td><p>2,633 &#160;%</p></td></tr><tr><td><p>87</p></td><td><p>7,723 &#160;%</p></td><td><p>2,773 &#160;%</p></td><td><p>2,643 &#160;%</p></td></tr><tr><td><p>88</p></td><td><p>7,697 &#160;%</p></td><td><p>2,780 &#160;%</p></td><td><p>2,653 &#160;%</p></td></tr><tr><td><p>89</p></td><td><p>7,672 &#160;%</p></td><td><p>2,788 &#160;%</p></td><td><p>2,662 &#160;%</p></td></tr><tr><td><p>90</p></td><td><p>7,648 &#160;%</p></td><td><p>2,795 &#160;%</p></td><td><p>2,672 &#160;%</p></td></tr><tr><td><p>91</p></td><td><p>7,624 &#160;%</p></td><td><p>2,802 &#160;%</p></td><td><p>2,681 &#160;%</p></td></tr><tr><td><p>92</p></td><td><p>7,601 &#160;%</p></td><td><p>2,809 &#160;%</p></td><td><p>2,690 &#160;%</p></td></tr><tr><td><p>93</p></td><td><p>7,578 &#160;%</p></td><td><p>2,816 &#160;%</p></td><td><p>2,698 &#160;%</p></td></tr><tr><td><p>94</p></td><td><p>7,556 &#160;%</p></td><td><p>2,822 &#160;%</p></td><td><p>2,707 &#160;%</p></td></tr><tr><td><p>95</p></td><td><p>7,534 &#160;%</p></td><td><p>2,829 &#160;%</p></td><td><p>2,715 &#160;%</p></td></tr><tr><td><p>96</p></td><td><p>7,512 &#160;%</p></td><td><p>2,835 &#160;%</p></td><td><p>2,723 &#160;%</p></td></tr><tr><td><p>97</p></td><td><p>7,492 &#160;%</p></td><td><p>2,842 &#160;%</p></td><td><p>2,731 &#160;%</p></td></tr><tr><td><p>98</p></td><td><p>7,471 &#160;%</p></td><td><p>2,848 &#160;%</p></td><td><p>2,739 &#160;%</p></td></tr><tr><td><p>99</p></td><td><p>7,451 &#160;%</p></td><td><p>2,854 &#160;%</p></td><td><p>2,747 &#160;%</p></td></tr><tr><td><p>100</p></td><td><p>7,431 &#160;%</p></td><td><p>2,860 &#160;%</p></td><td><p>2,754 &#160;%</p></td></tr><tr><td><p>101</p></td><td><p>7,412 &#160;%</p></td><td><p>2,865 &#160;%</p></td><td><p>2,761 &#160;%</p></td></tr><tr><td><p>102</p></td><td><p>7,393 &#160;%</p></td><td><p>2,871 &#160;%</p></td><td><p>2,769 &#160;%</p></td></tr><tr><td><p>103</p></td><td><p>7,374 &#160;%</p></td><td><p>2,877 &#160;%</p></td><td><p>2,776 &#160;%</p></td></tr><tr><td><p>104</p></td><td><p>7,356 &#160;%</p></td><td><p>2,882 &#160;%</p></td><td><p>2,783 &#160;%</p></td></tr><tr><td><p>105</p></td><td><p>7,338 &#160;%</p></td><td><p>2,888 &#160;%</p></td><td><p>2,789 &#160;%</p></td></tr><tr><td><p>106</p></td><td><p>7,321 &#160;%</p></td><td><p>2,893 &#160;%</p></td><td><p>2,796 &#160;%</p></td></tr><tr><td><p>107</p></td><td><p>7,304 &#160;%</p></td><td><p>2,898 &#160;%</p></td><td><p>2,803 &#160;%</p></td></tr><tr><td><p>108</p></td><td><p>7,287 &#160;%</p></td><td><p>2,903 &#160;%</p></td><td><p>2,809 &#160;%</p></td></tr><tr><td><p>109</p></td><td><p>7,270 &#160;%</p></td><td><p>2,908 &#160;%</p></td><td><p>2,815 &#160;%</p></td></tr><tr><td><p>110</p></td><td><p>7,254 &#160;%</p></td><td><p>2,913 &#160;%</p></td><td><p>2,822 &#160;%</p></td></tr><tr><td><p>111</p></td><td><p>7,238 &#160;%</p></td><td><p>2,918 &#160;%</p></td><td><p>2,828 &#160;%</p></td></tr><tr><td><p>112</p></td><td><p>7,223 &#160;%</p></td><td><p>2,923 &#160;%</p></td><td><p>2,834 &#160;%</p></td></tr><tr><td><p>113</p></td><td><p>7,207 &#160;%</p></td><td><p>2,927 &#160;%</p></td><td><p>2,840 &#160;%</p></td></tr><tr><td><p>114</p></td><td><p>7,192 &#160;%</p></td><td><p>2,932 &#160;%</p></td><td><p>2,845 &#160;%</p></td></tr><tr><td><p>115</p></td><td><p>7,177 &#160;%</p></td><td><p>2,936 &#160;%</p></td><td><p>2,851 &#160;%</p></td></tr><tr><td><p>116</p></td><td><p>7,163 &#160;%</p></td><td><p>2,941 &#160;%</p></td><td><p>2,857 &#160;%</p></td></tr><tr><td><p>117</p></td><td><p>7,148 &#160;%</p></td><td><p>2,945 &#160;%</p></td><td><p>2,862 &#160;%</p></td></tr><tr><td><p>118</p></td><td><p>7,134 &#160;%</p></td><td><p>2,949 &#160;%</p></td><td><p>2,868 &#160;%</p></td></tr><tr><td><p>119</p></td><td><p>7,121 &#160;%</p></td><td><p>2,954 &#160;%</p></td><td><p>2,873 &#160;%</p></td></tr><tr><td><p>120</p></td><td><p>7,107 &#160;%</p></td><td><p>2,958 &#160;%</p></td><td><p>2,878 &#160;%</p></td></tr><tr><td><p>121</p></td><td><p>7,094 &#160;%</p></td><td><p>2,962 &#160;%</p></td><td><p>2,883 &#160;%</p></td></tr><tr><td><p>122</p></td><td><p>7,080 &#160;%</p></td><td><p>2,966 &#160;%</p></td><td><p>2,888 &#160;%</p></td></tr><tr><td><p>123</p></td><td><p>7,067 &#160;%</p></td><td><p>2,970 &#160;%</p></td><td><p>2,893 &#160;%</p></td></tr><tr><td><p>124</p></td><td><p>7,055 &#160;%</p></td><td><p>2,973 &#160;%</p></td><td><p>2,898 &#160;%</p></td></tr><tr><td><p>125</p></td><td><p>7,042 &#160;%</p></td><td><p>2,977 &#160;%</p></td><td><p>2,903 &#160;%</p></td></tr><tr><td><p>126</p></td><td><p>7,030 &#160;%</p></td><td><p>2,981 &#160;%</p></td><td><p>2,908 &#160;%</p></td></tr><tr><td><p>127</p></td><td><p>7,018 &#160;%</p></td><td><p>2,985 &#160;%</p></td><td><p>2,912 &#160;%</p></td></tr><tr><td><p>128</p></td><td><p>7,006 &#160;%</p></td><td><p>2,988 &#160;%</p></td><td><p>2,917 &#160;%</p></td></tr><tr><td><p>129</p></td><td><p>6,994 &#160;%</p></td><td><p>2,992 &#160;%</p></td><td><p>2,921 &#160;%</p></td></tr><tr><td><p>130</p></td><td><p>6,982 &#160;%</p></td><td><p>2,995 &#160;%</p></td><td><p>2,926 &#160;%</p></td></tr><tr><td><p>131</p></td><td><p>6,971 &#160;%</p></td><td><p>2,999 &#160;%</p></td><td><p>2,930 &#160;%</p></td></tr><tr><td><p>132</p></td><td><p>6,960 &#160;%</p></td><td><p>3,002 &#160;%</p></td><td><p>2,934 &#160;%</p></td></tr><tr><td><p>133</p></td><td><p>6,949 &#160;%</p></td><td><p>3,006 &#160;%</p></td><td><p>2,939 &#160;%</p></td></tr><tr><td><p>134</p></td><td><p>6,938 &#160;%</p></td><td><p>3,009 &#160;%</p></td><td><p>2,943 &#160;%</p></td></tr><tr><td><p>135</p></td><td><p>6,927 &#160;%</p></td><td><p>3,012 &#160;%</p></td><td><p>2,947 &#160;%</p></td></tr><tr><td><p>136</p></td><td><p>6,917 &#160;%</p></td><td><p>3,015 &#160;%</p></td><td><p>2,951 &#160;%</p></td></tr><tr><td><p>137</p></td><td><p>6,906 &#160;%</p></td><td><p>3,019 &#160;%</p></td><td><p>2,955 &#160;%</p></td></tr><tr><td><p>138</p></td><td><p>6,896 &#160;%</p></td><td><p>3,022 &#160;%</p></td><td><p>2,959 &#160;%</p></td></tr><tr><td><p>139</p></td><td><p>6,886 &#160;%</p></td><td><p>3,025 &#160;%</p></td><td><p>2,963 &#160;%</p></td></tr><tr><td><p>140</p></td><td><p>6,876 &#160;%</p></td><td><p>3,028 &#160;%</p></td><td><p>2,967 &#160;%</p></td></tr><tr><td><p>141</p></td><td><p>6,866 &#160;%</p></td><td><p>3,031 &#160;%</p></td><td><p>2,970 &#160;%</p></td></tr><tr><td><p>142</p></td><td><p>6,856 &#160;%</p></td><td><p>3,034 &#160;%</p></td><td><p>2,974 &#160;%</p></td></tr><tr><td><p>143</p></td><td><p>6,847 &#160;%</p></td><td><p>3,037 &#160;%</p></td><td><p>2,978 &#160;%</p></td></tr><tr><td><p>144</p></td><td><p>6,837 &#160;%</p></td><td><p>3,040 &#160;%</p></td><td><p>2,981 &#160;%</p></td></tr><tr><td><p>145</p></td><td><p>6,828 &#160;%</p></td><td><p>3,042 &#160;%</p></td><td><p>2,985 &#160;%</p></td></tr><tr><td><p>146</p></td><td><p>6,819 &#160;%</p></td><td><p>3,045 &#160;%</p></td><td><p>2,989 &#160;%</p></td></tr><tr><td><p>147</p></td><td><p>6,810 &#160;%</p></td><td><p>3,048 &#160;%</p></td><td><p>2,992 &#160;%</p></td></tr><tr><td><p>148</p></td><td><p>6,801 &#160;%</p></td><td><p>3,051 &#160;%</p></td><td><p>2,995 &#160;%</p></td></tr><tr><td><p>149</p></td><td><p>6,792 &#160;%</p></td><td><p>3,053 &#160;%</p></td><td><p>2,999 &#160;%</p></td></tr><tr><td><p>150</p></td><td><p>6,784 &#160;%</p></td><td><p>3,056 &#160;%</p></td><td><p>3,002 &#160;%</p></td></tr></tbody></table> ANNEX II Fundamental spreads for the calculation of the matching adjustment The fundamental spreads set out in this Annex are expressed in basis points and do not include any increase in accordance with Article 77c(1)(c) of Directive 2009/138/EC. 1. Exposures to central governments and central banks The fundamental spreads apply to exposures denominated in all currencies. The fundamental spreads for durations from 11 to 30 years are equal to the fundamental spreads for duration 10 years. <table><col/><col/><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>Duration (in years)</p></td><td><p>Austria</p></td><td><p>Belgium</p></td><td><p>Bulgaria</p></td><td><p>Croatia</p></td><td><p>Czech Republic</p></td><td><p>Cyprus</p></td><td><p>Denmark</p></td></tr><tr><td><p>1</p></td><td><p>0</p></td><td><p>0</p></td><td><p>29</p></td><td><p>5</p></td><td><p>0</p></td><td><p>22</p></td><td><p>0</p></td></tr><tr><td><p>2</p></td><td><p>0</p></td><td><p>0</p></td><td><p>36</p></td><td><p>5</p></td><td><p>0</p></td><td><p>37</p></td><td><p>0</p></td></tr><tr><td><p>3</p></td><td><p>0</p></td><td><p>0</p></td><td><p>41</p></td><td><p>5</p></td><td><p>0</p></td><td><p>42</p></td><td><p>0</p></td></tr><tr><td><p>4</p></td><td><p>0</p></td><td><p>1</p></td><td><p>44</p></td><td><p>5</p></td><td><p>2</p></td><td><p>43</p></td><td><p>0</p></td></tr><tr><td><p>5</p></td><td><p>0</p></td><td><p>3</p></td><td><p>48</p></td><td><p>5</p></td><td><p>3</p></td><td><p>46</p></td><td><p>0</p></td></tr><tr><td><p>6</p></td><td><p>0</p></td><td><p>4</p></td><td><p>50</p></td><td><p>5</p></td><td><p>5</p></td><td><p>49</p></td><td><p>0</p></td></tr><tr><td><p>7</p></td><td><p>1</p></td><td><p>5</p></td><td><p>53</p></td><td><p>5</p></td><td><p>8</p></td><td><p>50</p></td><td><p>0</p></td></tr><tr><td><p>8</p></td><td><p>2</p></td><td><p>6</p></td><td><p>54</p></td><td><p>4</p></td><td><p>10</p></td><td><p>50</p></td><td><p>0</p></td></tr><tr><td><p>9</p></td><td><p>2</p></td><td><p>7</p></td><td><p>56</p></td><td><p>5</p></td><td><p>11</p></td><td><p>48</p></td><td><p>0</p></td></tr><tr><td><p>10</p></td><td><p>3</p></td><td><p>7</p></td><td><p>58</p></td><td><p>5</p></td><td><p>12</p></td><td><p>47</p></td><td><p>0</p></td></tr></tbody></table> <table><col/><col/><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>Duration (in years)</p></td><td><p>Estonia</p></td><td><p>Finland</p></td><td><p>France</p></td><td><p>Germany</p></td><td><p>Greece</p></td><td><p>Hungary</p></td><td><p>Ireland</p></td></tr><tr><td><p>1</p></td><td><p>0</p></td><td><p>0</p></td><td><p>0</p></td><td><p>0</p></td><td><p>357</p></td><td><p>4</p></td><td><p>14</p></td></tr><tr><td><p>2</p></td><td><p>0</p></td><td><p>0</p></td><td><p>0</p></td><td><p>0</p></td><td><p>223</p></td><td><p>4</p></td><td><p>20</p></td></tr><tr><td><p>3</p></td><td><p>0</p></td><td><p>0</p></td><td><p>0</p></td><td><p>0</p></td><td><p>199</p></td><td><p>4</p></td><td><p>22</p></td></tr><tr><td><p>4</p></td><td><p>1</p></td><td><p>0</p></td><td><p>0</p></td><td><p>0</p></td><td><p>174</p></td><td><p>4</p></td><td><p>23</p></td></tr><tr><td><p>5</p></td><td><p>3</p></td><td><p>0</p></td><td><p>0</p></td><td><p>0</p></td><td><p>160</p></td><td><p>4</p></td><td><p>24</p></td></tr><tr><td><p>6</p></td><td><p>4</p></td><td><p>0</p></td><td><p>0</p></td><td><p>0</p></td><td><p>157</p></td><td><p>4</p></td><td><p>25</p></td></tr><tr><td><p>7</p></td><td><p>5</p></td><td><p>0</p></td><td><p>0</p></td><td><p>0</p></td><td><p>155</p></td><td><p>4</p></td><td><p>26</p></td></tr><tr><td><p>8</p></td><td><p>6</p></td><td><p>0</p></td><td><p>1</p></td><td><p>0</p></td><td><p>159</p></td><td><p>3</p></td><td><p>27</p></td></tr><tr><td><p>9</p></td><td><p>7</p></td><td><p>0</p></td><td><p>2</p></td><td><p>0</p></td><td><p>161</p></td><td><p>1</p></td><td><p>28</p></td></tr><tr><td><p>10</p></td><td><p>7</p></td><td><p>0</p></td><td><p>3</p></td><td><p>0</p></td><td><p>163</p></td><td><p>4</p></td><td><p>28</p></td></tr></tbody></table> <table><col/><col/><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>Duration (in years)</p></td><td><p>Italy</p></td><td><p>Latvia</p></td><td><p>Lithuania</p></td><td><p>Luxembourg</p></td><td><p>Malta</p></td><td><p>Netherlands</p></td><td><p>Poland</p></td></tr><tr><td><p>1</p></td><td><p>6</p></td><td><p>4</p></td><td><p>4</p></td><td><p>0</p></td><td><p>14</p></td><td><p>0</p></td><td><p>4</p></td></tr><tr><td><p>2</p></td><td><p>14</p></td><td><p>9</p></td><td><p>10</p></td><td><p>0</p></td><td><p>20</p></td><td><p>0</p></td><td><p>4</p></td></tr><tr><td><p>3</p></td><td><p>18</p></td><td><p>12</p></td><td><p>13</p></td><td><p>0</p></td><td><p>22</p></td><td><p>0</p></td><td><p>4</p></td></tr><tr><td><p>4</p></td><td><p>21</p></td><td><p>14</p></td><td><p>15</p></td><td><p>0</p></td><td><p>23</p></td><td><p>0</p></td><td><p>4</p></td></tr><tr><td><p>5</p></td><td><p>23</p></td><td><p>16</p></td><td><p>18</p></td><td><p>0</p></td><td><p>24</p></td><td><p>0</p></td><td><p>4</p></td></tr><tr><td><p>6</p></td><td><p>25</p></td><td><p>17</p></td><td><p>19</p></td><td><p>0</p></td><td><p>25</p></td><td><p>0</p></td><td><p>4</p></td></tr><tr><td><p>7</p></td><td><p>27</p></td><td><p>19</p></td><td><p>21</p></td><td><p>0</p></td><td><p>26</p></td><td><p>0</p></td><td><p>4</p></td></tr><tr><td><p>8</p></td><td><p>28</p></td><td><p>20</p></td><td><p>22</p></td><td><p>0</p></td><td><p>27</p></td><td><p>0</p></td><td><p>4</p></td></tr><tr><td><p>9</p></td><td><p>30</p></td><td><p>21</p></td><td><p>23</p></td><td><p>1</p></td><td><p>28</p></td><td><p>0</p></td><td><p>4</p></td></tr><tr><td><p>10</p></td><td><p>31</p></td><td><p>22</p></td><td><p>24</p></td><td><p>2</p></td><td><p>28</p></td><td><p>0</p></td><td><p>4</p></td></tr></tbody></table> <table><col/><col/><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>Duration (in years)</p></td><td><p>Portugal</p></td><td><p>Romania</p></td><td><p>Slovakia</p></td><td><p>Slovenia</p></td><td><p>Spain</p></td><td><p>Sweden</p></td><td><p>United Kingdom</p></td></tr><tr><td><p>1</p></td><td><p>22</p></td><td><p>9</p></td><td><p>11</p></td><td><p>16</p></td><td><p>4</p></td><td><p>0</p></td><td><p>0</p></td></tr><tr><td><p>2</p></td><td><p>37</p></td><td><p>15</p></td><td><p>14</p></td><td><p>19</p></td><td><p>10</p></td><td><p>0</p></td><td><p>0</p></td></tr><tr><td><p>3</p></td><td><p>42</p></td><td><p>18</p></td><td><p>16</p></td><td><p>23</p></td><td><p>13</p></td><td><p>0</p></td><td><p>0</p></td></tr><tr><td><p>4</p></td><td><p>43</p></td><td><p>19</p></td><td><p>17</p></td><td><p>27</p></td><td><p>15</p></td><td><p>0</p></td><td><p>0</p></td></tr><tr><td><p>5</p></td><td><p>46</p></td><td><p>20</p></td><td><p>18</p></td><td><p>30</p></td><td><p>18</p></td><td><p>0</p></td><td><p>0</p></td></tr><tr><td><p>6</p></td><td><p>49</p></td><td><p>21</p></td><td><p>20</p></td><td><p>33</p></td><td><p>19</p></td><td><p>0</p></td><td><p>0</p></td></tr><tr><td><p>7</p></td><td><p>50</p></td><td><p>22</p></td><td><p>21</p></td><td><p>35</p></td><td><p>21</p></td><td><p>0</p></td><td><p>0</p></td></tr><tr><td><p>8</p></td><td><p>50</p></td><td><p>24</p></td><td><p>22</p></td><td><p>36</p></td><td><p>22</p></td><td><p>0</p></td><td><p>0</p></td></tr><tr><td><p>9</p></td><td><p>48</p></td><td><p>25</p></td><td><p>23</p></td><td><p>37</p></td><td><p>23</p></td><td><p>0</p></td><td><p>0</p></td></tr><tr><td><p>10</p></td><td><p>47</p></td><td><p>23</p></td><td><p>23</p></td><td><p>37</p></td><td><p>24</p></td><td><p>0</p></td><td><p>0</p></td></tr></tbody></table> <table><col/><col/><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>Duration (in years)</p></td><td><p>Liechtenstein</p></td><td><p>Norway</p></td><td><p>Switzerland</p></td><td><p>Australia</p></td><td><p>Brazil</p></td><td><p>Canada</p></td><td><p>Chile</p></td></tr><tr><td><p>1</p></td><td><p>0</p></td><td><p>0</p></td><td><p>0</p></td><td><p>0</p></td><td><p>12</p></td><td><p>0</p></td><td><p>17</p></td></tr><tr><td><p>2</p></td><td><p>0</p></td><td><p>0</p></td><td><p>0</p></td><td><p>0</p></td><td><p>12</p></td><td><p>0</p></td><td><p>18</p></td></tr><tr><td><p>3</p></td><td><p>0</p></td><td><p>0</p></td><td><p>0</p></td><td><p>0</p></td><td><p>12</p></td><td><p>0</p></td><td><p>17</p></td></tr><tr><td><p>4</p></td><td><p>0</p></td><td><p>0</p></td><td><p>0</p></td><td><p>0</p></td><td><p>12</p></td><td><p>0</p></td><td><p>17</p></td></tr><tr><td><p>5</p></td><td><p>0</p></td><td><p>0</p></td><td><p>0</p></td><td><p>0</p></td><td><p>12</p></td><td><p>0</p></td><td><p>15</p></td></tr><tr><td><p>6</p></td><td><p>0</p></td><td><p>0</p></td><td><p>0</p></td><td><p>0</p></td><td><p>12</p></td><td><p>0</p></td><td><p>14</p></td></tr><tr><td><p>7</p></td><td><p>0</p></td><td><p>0</p></td><td><p>0</p></td><td><p>0</p></td><td><p>12</p></td><td><p>0</p></td><td><p>14</p></td></tr><tr><td><p>8</p></td><td><p>0</p></td><td><p>0</p></td><td><p>0</p></td><td><p>0</p></td><td><p>12</p></td><td><p>0</p></td><td><p>14</p></td></tr><tr><td><p>9</p></td><td><p>0</p></td><td><p>0</p></td><td><p>0</p></td><td><p>0</p></td><td><p>12</p></td><td><p>0</p></td><td><p>15</p></td></tr><tr><td><p>10</p></td><td><p>0</p></td><td><p>0</p></td><td><p>0</p></td><td><p>0</p></td><td><p>12</p></td><td><p>0</p></td><td><p>13</p></td></tr></tbody></table> <table><col/><col/><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>Duration (in years)</p></td><td><p>China</p></td><td><p>Colombia</p></td><td><p>Hong Kong</p></td><td><p>India</p></td><td><p>Japan</p></td><td><p>Malaysia</p></td><td><p>Mexico</p></td></tr><tr><td><p>1</p></td><td><p>0</p></td><td><p>12</p></td><td><p>0</p></td><td><p>10</p></td><td><p>0</p></td><td><p>0</p></td><td><p>9</p></td></tr><tr><td><p>2</p></td><td><p>1</p></td><td><p>18</p></td><td><p>0</p></td><td><p>10</p></td><td><p>0</p></td><td><p>0</p></td><td><p>9</p></td></tr><tr><td><p>3</p></td><td><p>2</p></td><td><p>27</p></td><td><p>0</p></td><td><p>10</p></td><td><p>0</p></td><td><p>0</p></td><td><p>10</p></td></tr><tr><td><p>4</p></td><td><p>3</p></td><td><p>34</p></td><td><p>0</p></td><td><p>10</p></td><td><p>0</p></td><td><p>0</p></td><td><p>10</p></td></tr><tr><td><p>5</p></td><td><p>3</p></td><td><p>36</p></td><td><p>0</p></td><td><p>10</p></td><td><p>0</p></td><td><p>0</p></td><td><p>10</p></td></tr><tr><td><p>6</p></td><td><p>4</p></td><td><p>39</p></td><td><p>0</p></td><td><p>10</p></td><td><p>0</p></td><td><p>0</p></td><td><p>10</p></td></tr><tr><td><p>7</p></td><td><p>4</p></td><td><p>40</p></td><td><p>0</p></td><td><p>10</p></td><td><p>0</p></td><td><p>0</p></td><td><p>10</p></td></tr><tr><td><p>8</p></td><td><p>7</p></td><td><p>39</p></td><td><p>0</p></td><td><p>10</p></td><td><p>0</p></td><td><p>0</p></td><td><p>10</p></td></tr><tr><td><p>9</p></td><td><p>5</p></td><td><p>36</p></td><td><p>0</p></td><td><p>10</p></td><td><p>1</p></td><td><p>0</p></td><td><p>10</p></td></tr><tr><td><p>10</p></td><td><p>5</p></td><td><p>38</p></td><td><p>0</p></td><td><p>10</p></td><td><p>1</p></td><td><p>0</p></td><td><p>10</p></td></tr></tbody></table> <table><col/><col/><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>Duration (in years)</p></td><td><p>New Zealand</p></td><td><p>Russia</p></td><td><p>Singapore</p></td><td><p>South Africa</p></td><td><p>South Korea</p></td><td><p>Thailand</p></td><td><p>Taiwan</p></td></tr><tr><td><p>1</p></td><td><p>0</p></td><td><p>0</p></td><td><p>0</p></td><td><p>7</p></td><td><p>9</p></td><td><p>1</p></td><td><p>4</p></td></tr><tr><td><p>2</p></td><td><p>0</p></td><td><p>0</p></td><td><p>0</p></td><td><p>10</p></td><td><p>11</p></td><td><p>0</p></td><td><p>4</p></td></tr><tr><td><p>3</p></td><td><p>0</p></td><td><p>0</p></td><td><p>0</p></td><td><p>11</p></td><td><p>12</p></td><td><p>0</p></td><td><p>4</p></td></tr><tr><td><p>4</p></td><td><p>0</p></td><td><p>0</p></td><td><p>0</p></td><td><p>12</p></td><td><p>14</p></td><td><p>0</p></td><td><p>4</p></td></tr><tr><td><p>5</p></td><td><p>0</p></td><td><p>2</p></td><td><p>0</p></td><td><p>12</p></td><td><p>15</p></td><td><p>0</p></td><td><p>4</p></td></tr><tr><td><p>6</p></td><td><p>0</p></td><td><p>5</p></td><td><p>0</p></td><td><p>14</p></td><td><p>15</p></td><td><p>0</p></td><td><p>4</p></td></tr><tr><td><p>7</p></td><td><p>0</p></td><td><p>7</p></td><td><p>0</p></td><td><p>16</p></td><td><p>15</p></td><td><p>0</p></td><td><p>4</p></td></tr><tr><td><p>8</p></td><td><p>0</p></td><td><p>11</p></td><td><p>0</p></td><td><p>18</p></td><td><p>15</p></td><td><p>0</p></td><td><p>4</p></td></tr><tr><td><p>9</p></td><td><p>0</p></td><td><p>16</p></td><td><p>0</p></td><td><p>19</p></td><td><p>15</p></td><td><p>0</p></td><td><p>4</p></td></tr><tr><td><p>10</p></td><td><p>0</p></td><td><p>16</p></td><td><p>0</p></td><td><p>20</p></td><td><p>15</p></td><td><p>0</p></td><td><p>4</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>Duration (in years)</p></td><td><p>United States</p></td></tr><tr><td><p>1</p></td><td><p>0</p></td></tr><tr><td><p>2</p></td><td><p>0</p></td></tr><tr><td><p>3</p></td><td><p>0</p></td></tr><tr><td><p>4</p></td><td><p>0</p></td></tr><tr><td><p>5</p></td><td><p>0</p></td></tr><tr><td><p>6</p></td><td><p>0</p></td></tr><tr><td><p>7</p></td><td><p>0</p></td></tr><tr><td><p>8</p></td><td><p>0</p></td></tr><tr><td><p>9</p></td><td><p>0</p></td></tr><tr><td><p>10</p></td><td><p>0</p></td></tr></tbody></table> 2. Exposures to financial institutions 2.1 Euro <table><col/><col/><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>Duration (in years)</p></td><td><p>Credit quality step 0</p></td><td><p>Credit quality step 1</p></td><td><p>Credit quality step 2</p></td><td><p>Credit quality step 3</p></td><td><p>Credit quality step 4</p></td><td><p>Credit quality step 5</p></td><td><p>Credit quality step 6</p></td></tr><tr><td><p>1</p></td><td><p>7</p></td><td><p>19</p></td><td><p>42</p></td><td><p>111</p></td><td><p>224</p></td><td><p>517</p></td><td><p>1&#160;273</p></td></tr><tr><td><p>2</p></td><td><p>7</p></td><td><p>19</p></td><td><p>42</p></td><td><p>111</p></td><td><p>224</p></td><td><p>517</p></td><td><p>1&#160;024</p></td></tr><tr><td><p>3</p></td><td><p>8</p></td><td><p>22</p></td><td><p>44</p></td><td><p>105</p></td><td><p>220</p></td><td><p>513</p></td><td><p>833</p></td></tr><tr><td><p>4</p></td><td><p>9</p></td><td><p>24</p></td><td><p>46</p></td><td><p>108</p></td><td><p>219</p></td><td><p>512</p></td><td><p>688</p></td></tr><tr><td><p>5</p></td><td><p>10</p></td><td><p>26</p></td><td><p>51</p></td><td><p>111</p></td><td><p>219</p></td><td><p>512</p></td><td><p>577</p></td></tr><tr><td><p>6</p></td><td><p>11</p></td><td><p>28</p></td><td><p>55</p></td><td><p>116</p></td><td><p>219</p></td><td><p>512</p></td><td><p>512</p></td></tr><tr><td><p>7</p></td><td><p>12</p></td><td><p>31</p></td><td><p>57</p></td><td><p>118</p></td><td><p>219</p></td><td><p>512</p></td><td><p>512</p></td></tr><tr><td><p>8</p></td><td><p>12</p></td><td><p>31</p></td><td><p>56</p></td><td><p>117</p></td><td><p>219</p></td><td><p>512</p></td><td><p>512</p></td></tr><tr><td><p>9</p></td><td><p>13</p></td><td><p>32</p></td><td><p>56</p></td><td><p>117</p></td><td><p>219</p></td><td><p>512</p></td><td><p>512</p></td></tr><tr><td><p>10</p></td><td><p>13</p></td><td><p>33</p></td><td><p>57</p></td><td><p>117</p></td><td><p>219</p></td><td><p>512</p></td><td><p>512</p></td></tr><tr><td><p>11</p></td><td><p>14</p></td><td><p>34</p></td><td><p>57</p></td><td><p>117</p></td><td><p>219</p></td><td><p>512</p></td><td><p>512</p></td></tr><tr><td><p>12</p></td><td><p>14</p></td><td><p>35</p></td><td><p>57</p></td><td><p>117</p></td><td><p>219</p></td><td><p>512</p></td><td><p>512</p></td></tr><tr><td><p>13</p></td><td><p>15</p></td><td><p>36</p></td><td><p>57</p></td><td><p>117</p></td><td><p>219</p></td><td><p>512</p></td><td><p>512</p></td></tr><tr><td><p>14</p></td><td><p>15</p></td><td><p>36</p></td><td><p>57</p></td><td><p>117</p></td><td><p>219</p></td><td><p>512</p></td><td><p>512</p></td></tr><tr><td><p>15</p></td><td><p>15</p></td><td><p>36</p></td><td><p>57</p></td><td><p>117</p></td><td><p>219</p></td><td><p>512</p></td><td><p>512</p></td></tr><tr><td><p>16</p></td><td><p>15</p></td><td><p>36</p></td><td><p>57</p></td><td><p>117</p></td><td><p>219</p></td><td><p>512</p></td><td><p>512</p></td></tr><tr><td><p>17</p></td><td><p>15</p></td><td><p>36</p></td><td><p>57</p></td><td><p>117</p></td><td><p>219</p></td><td><p>512</p></td><td><p>512</p></td></tr><tr><td><p>18</p></td><td><p>15</p></td><td><p>36</p></td><td><p>57</p></td><td><p>117</p></td><td><p>219</p></td><td><p>512</p></td><td><p>512</p></td></tr><tr><td><p>19</p></td><td><p>15</p></td><td><p>36</p></td><td><p>57</p></td><td><p>117</p></td><td><p>219</p></td><td><p>512</p></td><td><p>512</p></td></tr><tr><td><p>20</p></td><td><p>15</p></td><td><p>36</p></td><td><p>57</p></td><td><p>117</p></td><td><p>219</p></td><td><p>512</p></td><td><p>512</p></td></tr><tr><td><p>21</p></td><td><p>17</p></td><td><p>36</p></td><td><p>57</p></td><td><p>117</p></td><td><p>219</p></td><td><p>512</p></td><td><p>512</p></td></tr><tr><td><p>22</p></td><td><p>18</p></td><td><p>36</p></td><td><p>57</p></td><td><p>117</p></td><td><p>219</p></td><td><p>512</p></td><td><p>512</p></td></tr><tr><td><p>23</p></td><td><p>18</p></td><td><p>36</p></td><td><p>57</p></td><td><p>117</p></td><td><p>219</p></td><td><p>512</p></td><td><p>512</p></td></tr><tr><td><p>24</p></td><td><p>19</p></td><td><p>36</p></td><td><p>57</p></td><td><p>117</p></td><td><p>219</p></td><td><p>512</p></td><td><p>512</p></td></tr><tr><td><p>25</p></td><td><p>19</p></td><td><p>36</p></td><td><p>57</p></td><td><p>117</p></td><td><p>219</p></td><td><p>512</p></td><td><p>512</p></td></tr><tr><td><p>26</p></td><td><p>20</p></td><td><p>36</p></td><td><p>57</p></td><td><p>117</p></td><td><p>219</p></td><td><p>512</p></td><td><p>512</p></td></tr><tr><td><p>27</p></td><td><p>20</p></td><td><p>36</p></td><td><p>57</p></td><td><p>117</p></td><td><p>219</p></td><td><p>512</p></td><td><p>512</p></td></tr><tr><td><p>28</p></td><td><p>21</p></td><td><p>36</p></td><td><p>57</p></td><td><p>117</p></td><td><p>219</p></td><td><p>512</p></td><td><p>512</p></td></tr><tr><td><p>29</p></td><td><p>22</p></td><td><p>36</p></td><td><p>57</p></td><td><p>117</p></td><td><p>219</p></td><td><p>512</p></td><td><p>512</p></td></tr><tr><td><p>30</p></td><td><p>23</p></td><td><p>36</p></td><td><p>57</p></td><td><p>117</p></td><td><p>219</p></td><td><p>512</p></td><td><p>512</p></td></tr></tbody></table> 2.2 Czech koruna <table><col/><col/><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>Duration (in years)</p></td><td><p>Credit quality step 0</p></td><td><p>Credit quality step 1</p></td><td><p>Credit quality step 2</p></td><td><p>Credit quality step 3</p></td><td><p>Credit quality step 4</p></td><td><p>Credit quality step 5</p></td><td><p>Credit quality step 6</p></td></tr><tr><td><p>1</p></td><td><p>17</p></td><td><p>30</p></td><td><p>53</p></td><td><p>122</p></td><td><p>235</p></td><td><p>528</p></td><td><p>1&#160;361</p></td></tr><tr><td><p>2</p></td><td><p>19</p></td><td><p>32</p></td><td><p>55</p></td><td><p>123</p></td><td><p>236</p></td><td><p>529</p></td><td><p>1&#160;087</p></td></tr><tr><td><p>3</p></td><td><p>20</p></td><td><p>34</p></td><td><p>56</p></td><td><p>118</p></td><td><p>233</p></td><td><p>526</p></td><td><p>879</p></td></tr><tr><td><p>4</p></td><td><p>21</p></td><td><p>36</p></td><td><p>59</p></td><td><p>120</p></td><td><p>232</p></td><td><p>524</p></td><td><p>722</p></td></tr><tr><td><p>5</p></td><td><p>22</p></td><td><p>38</p></td><td><p>63</p></td><td><p>123</p></td><td><p>231</p></td><td><p>524</p></td><td><p>603</p></td></tr><tr><td><p>6</p></td><td><p>22</p></td><td><p>39</p></td><td><p>65</p></td><td><p>126</p></td><td><p>230</p></td><td><p>523</p></td><td><p>523</p></td></tr><tr><td><p>7</p></td><td><p>22</p></td><td><p>40</p></td><td><p>66</p></td><td><p>128</p></td><td><p>229</p></td><td><p>522</p></td><td><p>522</p></td></tr><tr><td><p>8</p></td><td><p>22</p></td><td><p>40</p></td><td><p>66</p></td><td><p>126</p></td><td><p>229</p></td><td><p>521</p></td><td><p>521</p></td></tr><tr><td><p>9</p></td><td><p>21</p></td><td><p>41</p></td><td><p>65</p></td><td><p>125</p></td><td><p>228</p></td><td><p>521</p></td><td><p>521</p></td></tr><tr><td><p>10</p></td><td><p>21</p></td><td><p>41</p></td><td><p>65</p></td><td><p>125</p></td><td><p>227</p></td><td><p>520</p></td><td><p>520</p></td></tr><tr><td><p>11</p></td><td><p>21</p></td><td><p>42</p></td><td><p>65</p></td><td><p>124</p></td><td><p>227</p></td><td><p>520</p></td><td><p>520</p></td></tr><tr><td><p>12</p></td><td><p>21</p></td><td><p>42</p></td><td><p>64</p></td><td><p>124</p></td><td><p>226</p></td><td><p>519</p></td><td><p>519</p></td></tr><tr><td><p>13</p></td><td><p>21</p></td><td><p>42</p></td><td><p>63</p></td><td><p>123</p></td><td><p>226</p></td><td><p>518</p></td><td><p>518</p></td></tr><tr><td><p>14</p></td><td><p>21</p></td><td><p>42</p></td><td><p>63</p></td><td><p>123</p></td><td><p>225</p></td><td><p>518</p></td><td><p>518</p></td></tr><tr><td><p>15</p></td><td><p>20</p></td><td><p>41</p></td><td><p>62</p></td><td><p>122</p></td><td><p>225</p></td><td><p>518</p></td><td><p>518</p></td></tr><tr><td><p>16</p></td><td><p>20</p></td><td><p>41</p></td><td><p>62</p></td><td><p>122</p></td><td><p>224</p></td><td><p>517</p></td><td><p>517</p></td></tr><tr><td><p>17</p></td><td><p>19</p></td><td><p>41</p></td><td><p>62</p></td><td><p>122</p></td><td><p>224</p></td><td><p>517</p></td><td><p>517</p></td></tr><tr><td><p>18</p></td><td><p>19</p></td><td><p>41</p></td><td><p>62</p></td><td><p>122</p></td><td><p>224</p></td><td><p>517</p></td><td><p>517</p></td></tr><tr><td><p>19</p></td><td><p>20</p></td><td><p>41</p></td><td><p>62</p></td><td><p>122</p></td><td><p>224</p></td><td><p>517</p></td><td><p>517</p></td></tr><tr><td><p>20</p></td><td><p>20</p></td><td><p>41</p></td><td><p>62</p></td><td><p>122</p></td><td><p>225</p></td><td><p>517</p></td><td><p>517</p></td></tr><tr><td><p>21</p></td><td><p>20</p></td><td><p>42</p></td><td><p>63</p></td><td><p>122</p></td><td><p>225</p></td><td><p>518</p></td><td><p>518</p></td></tr><tr><td><p>22</p></td><td><p>20</p></td><td><p>42</p></td><td><p>63</p></td><td><p>123</p></td><td><p>225</p></td><td><p>518</p></td><td><p>518</p></td></tr><tr><td><p>23</p></td><td><p>20</p></td><td><p>42</p></td><td><p>63</p></td><td><p>123</p></td><td><p>225</p></td><td><p>518</p></td><td><p>518</p></td></tr><tr><td><p>24</p></td><td><p>20</p></td><td><p>42</p></td><td><p>63</p></td><td><p>123</p></td><td><p>225</p></td><td><p>518</p></td><td><p>518</p></td></tr><tr><td><p>25</p></td><td><p>20</p></td><td><p>42</p></td><td><p>63</p></td><td><p>123</p></td><td><p>225</p></td><td><p>518</p></td><td><p>518</p></td></tr><tr><td><p>26</p></td><td><p>20</p></td><td><p>42</p></td><td><p>63</p></td><td><p>123</p></td><td><p>225</p></td><td><p>518</p></td><td><p>518</p></td></tr><tr><td><p>27</p></td><td><p>22</p></td><td><p>42</p></td><td><p>63</p></td><td><p>122</p></td><td><p>225</p></td><td><p>518</p></td><td><p>518</p></td></tr><tr><td><p>28</p></td><td><p>22</p></td><td><p>42</p></td><td><p>63</p></td><td><p>122</p></td><td><p>225</p></td><td><p>518</p></td><td><p>518</p></td></tr><tr><td><p>29</p></td><td><p>23</p></td><td><p>41</p></td><td><p>62</p></td><td><p>122</p></td><td><p>225</p></td><td><p>518</p></td><td><p>518</p></td></tr><tr><td><p>30</p></td><td><p>23</p></td><td><p>41</p></td><td><p>62</p></td><td><p>122</p></td><td><p>225</p></td><td><p>517</p></td><td><p>517</p></td></tr></tbody></table> 2.3 Danish krone <table><col/><col/><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>Duration (in years)</p></td><td><p>Credit quality step 0</p></td><td><p>Credit quality step 1</p></td><td><p>Credit quality step 2</p></td><td><p>Credit quality step 3</p></td><td><p>Credit quality step 4</p></td><td><p>Credit quality step 5</p></td><td><p>Credit quality step 6</p></td></tr><tr><td><p>1</p></td><td><p>6</p></td><td><p>19</p></td><td><p>42</p></td><td><p>111</p></td><td><p>224</p></td><td><p>517</p></td><td><p>1&#160;272</p></td></tr><tr><td><p>2</p></td><td><p>6</p></td><td><p>19</p></td><td><p>42</p></td><td><p>111</p></td><td><p>224</p></td><td><p>517</p></td><td><p>1&#160;024</p></td></tr><tr><td><p>3</p></td><td><p>7</p></td><td><p>21</p></td><td><p>43</p></td><td><p>105</p></td><td><p>220</p></td><td><p>513</p></td><td><p>832</p></td></tr><tr><td><p>4</p></td><td><p>9</p></td><td><p>24</p></td><td><p>46</p></td><td><p>108</p></td><td><p>219</p></td><td><p>512</p></td><td><p>688</p></td></tr><tr><td><p>5</p></td><td><p>10</p></td><td><p>26</p></td><td><p>51</p></td><td><p>111</p></td><td><p>219</p></td><td><p>512</p></td><td><p>577</p></td></tr><tr><td><p>6</p></td><td><p>11</p></td><td><p>28</p></td><td><p>54</p></td><td><p>116</p></td><td><p>219</p></td><td><p>512</p></td><td><p>512</p></td></tr><tr><td><p>7</p></td><td><p>12</p></td><td><p>30</p></td><td><p>56</p></td><td><p>118</p></td><td><p>219</p></td><td><p>512</p></td><td><p>512</p></td></tr><tr><td><p>8</p></td><td><p>12</p></td><td><p>31</p></td><td><p>56</p></td><td><p>117</p></td><td><p>219</p></td><td><p>512</p></td><td><p>512</p></td></tr><tr><td><p>9</p></td><td><p>12</p></td><td><p>32</p></td><td><p>56</p></td><td><p>117</p></td><td><p>219</p></td><td><p>512</p></td><td><p>512</p></td></tr><tr><td><p>10</p></td><td><p>13</p></td><td><p>33</p></td><td><p>57</p></td><td><p>117</p></td><td><p>219</p></td><td><p>512</p></td><td><p>512</p></td></tr><tr><td><p>11</p></td><td><p>14</p></td><td><p>34</p></td><td><p>57</p></td><td><p>117</p></td><td><p>219</p></td><td><p>512</p></td><td><p>512</p></td></tr><tr><td><p>12</p></td><td><p>14</p></td><td><p>35</p></td><td><p>57</p></td><td><p>117</p></td><td><p>219</p></td><td><p>512</p></td><td><p>512</p></td></tr><tr><td><p>13</p></td><td><p>14</p></td><td><p>36</p></td><td><p>57</p></td><td><p>117</p></td><td><p>219</p></td><td><p>512</p></td><td><p>512</p></td></tr><tr><td><p>14</p></td><td><p>15</p></td><td><p>36</p></td><td><p>57</p></td><td><p>117</p></td><td><p>219</p></td><td><p>512</p></td><td><p>512</p></td></tr><tr><td><p>15</p></td><td><p>15</p></td><td><p>36</p></td><td><p>57</p></td><td><p>117</p></td><td><p>219</p></td><td><p>512</p></td><td><p>512</p></td></tr><tr><td><p>16</p></td><td><p>15</p></td><td><p>36</p></td><td><p>57</p></td><td><p>117</p></td><td><p>219</p></td><td><p>512</p></td><td><p>512</p></td></tr><tr><td><p>17</p></td><td><p>15</p></td><td><p>36</p></td><td><p>57</p></td><td><p>117</p></td><td><p>219</p></td><td><p>512</p></td><td><p>512</p></td></tr><tr><td><p>18</p></td><td><p>15</p></td><td><p>36</p></td><td><p>57</p></td><td><p>117</p></td><td><p>219</p></td><td><p>512</p></td><td><p>512</p></td></tr><tr><td><p>19</p></td><td><p>15</p></td><td><p>36</p></td><td><p>57</p></td><td><p>117</p></td><td><p>219</p></td><td><p>512</p></td><td><p>512</p></td></tr><tr><td><p>20</p></td><td><p>15</p></td><td><p>36</p></td><td><p>57</p></td><td><p>117</p></td><td><p>219</p></td><td><p>512</p></td><td><p>512</p></td></tr><tr><td><p>21</p></td><td><p>17</p></td><td><p>36</p></td><td><p>57</p></td><td><p>117</p></td><td><p>219</p></td><td><p>512</p></td><td><p>512</p></td></tr><tr><td><p>22</p></td><td><p>18</p></td><td><p>36</p></td><td><p>57</p></td><td><p>117</p></td><td><p>219</p></td><td><p>512</p></td><td><p>512</p></td></tr><tr><td><p>23</p></td><td><p>18</p></td><td><p>36</p></td><td><p>57</p></td><td><p>117</p></td><td><p>219</p></td><td><p>512</p></td><td><p>512</p></td></tr><tr><td><p>24</p></td><td><p>19</p></td><td><p>36</p></td><td><p>57</p></td><td><p>117</p></td><td><p>219</p></td><td><p>512</p></td><td><p>512</p></td></tr><tr><td><p>25</p></td><td><p>19</p></td><td><p>36</p></td><td><p>57</p></td><td><p>117</p></td><td><p>219</p></td><td><p>512</p></td><td><p>512</p></td></tr><tr><td><p>26</p></td><td><p>20</p></td><td><p>36</p></td><td><p>57</p></td><td><p>117</p></td><td><p>219</p></td><td><p>512</p></td><td><p>512</p></td></tr><tr><td><p>27</p></td><td><p>20</p></td><td><p>36</p></td><td><p>57</p></td><td><p>117</p></td><td><p>219</p></td><td><p>512</p></td><td><p>512</p></td></tr><tr><td><p>28</p></td><td><p>21</p></td><td><p>36</p></td><td><p>57</p></td><td><p>117</p></td><td><p>219</p></td><td><p>512</p></td><td><p>512</p></td></tr><tr><td><p>29</p></td><td><p>22</p></td><td><p>36</p></td><td><p>57</p></td><td><p>117</p></td><td><p>219</p></td><td><p>512</p></td><td><p>512</p></td></tr><tr><td><p>30</p></td><td><p>23</p></td><td><p>36</p></td><td><p>57</p></td><td><p>117</p></td><td><p>219</p></td><td><p>512</p></td><td><p>512</p></td></tr></tbody></table> 2.4 Forint <table><col/><col/><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>Duration (in years)</p></td><td><p>Credit quality step 0</p></td><td><p>Credit quality step 1</p></td><td><p>Credit quality step 2</p></td><td><p>Credit quality step 3</p></td><td><p>Credit quality step 4</p></td><td><p>Credit quality step 5</p></td><td><p>Credit quality step 6</p></td></tr><tr><td><p>1</p></td><td><p>78</p></td><td><p>91</p></td><td><p>113</p></td><td><p>182</p></td><td><p>295</p></td><td><p>588</p></td><td><p>1&#160;486</p></td></tr><tr><td><p>2</p></td><td><p>75</p></td><td><p>88</p></td><td><p>110</p></td><td><p>179</p></td><td><p>292</p></td><td><p>585</p></td><td><p>1&#160;185</p></td></tr><tr><td><p>3</p></td><td><p>78</p></td><td><p>92</p></td><td><p>114</p></td><td><p>176</p></td><td><p>291</p></td><td><p>584</p></td><td><p>956</p></td></tr><tr><td><p>4</p></td><td><p>78</p></td><td><p>93</p></td><td><p>115</p></td><td><p>177</p></td><td><p>289</p></td><td><p>581</p></td><td><p>784</p></td></tr><tr><td><p>5</p></td><td><p>78</p></td><td><p>94</p></td><td><p>119</p></td><td><p>178</p></td><td><p>287</p></td><td><p>579</p></td><td><p>653</p></td></tr><tr><td><p>6</p></td><td><p>77</p></td><td><p>94</p></td><td><p>120</p></td><td><p>181</p></td><td><p>285</p></td><td><p>578</p></td><td><p>578</p></td></tr><tr><td><p>7</p></td><td><p>76</p></td><td><p>95</p></td><td><p>121</p></td><td><p>182</p></td><td><p>283</p></td><td><p>576</p></td><td><p>576</p></td></tr><tr><td><p>8</p></td><td><p>75</p></td><td><p>94</p></td><td><p>119</p></td><td><p>180</p></td><td><p>282</p></td><td><p>575</p></td><td><p>575</p></td></tr><tr><td><p>9</p></td><td><p>75</p></td><td><p>94</p></td><td><p>119</p></td><td><p>179</p></td><td><p>281</p></td><td><p>574</p></td><td><p>574</p></td></tr><tr><td><p>10</p></td><td><p>72</p></td><td><p>92</p></td><td><p>116</p></td><td><p>175</p></td><td><p>278</p></td><td><p>571</p></td><td><p>571</p></td></tr><tr><td><p>11</p></td><td><p>70</p></td><td><p>91</p></td><td><p>113</p></td><td><p>173</p></td><td><p>276</p></td><td><p>569</p></td><td><p>569</p></td></tr><tr><td><p>12</p></td><td><p>69</p></td><td><p>90</p></td><td><p>112</p></td><td><p>172</p></td><td><p>275</p></td><td><p>567</p></td><td><p>567</p></td></tr><tr><td><p>13</p></td><td><p>69</p></td><td><p>90</p></td><td><p>112</p></td><td><p>171</p></td><td><p>274</p></td><td><p>567</p></td><td><p>567</p></td></tr><tr><td><p>14</p></td><td><p>69</p></td><td><p>90</p></td><td><p>111</p></td><td><p>171</p></td><td><p>273</p></td><td><p>566</p></td><td><p>566</p></td></tr><tr><td><p>15</p></td><td><p>69</p></td><td><p>90</p></td><td><p>111</p></td><td><p>171</p></td><td><p>273</p></td><td><p>566</p></td><td><p>566</p></td></tr><tr><td><p>16</p></td><td><p>68</p></td><td><p>89</p></td><td><p>110</p></td><td><p>170</p></td><td><p>273</p></td><td><p>566</p></td><td><p>566</p></td></tr><tr><td><p>17</p></td><td><p>68</p></td><td><p>89</p></td><td><p>110</p></td><td><p>170</p></td><td><p>272</p></td><td><p>565</p></td><td><p>565</p></td></tr><tr><td><p>18</p></td><td><p>67</p></td><td><p>89</p></td><td><p>110</p></td><td><p>169</p></td><td><p>272</p></td><td><p>565</p></td><td><p>565</p></td></tr><tr><td><p>19</p></td><td><p>67</p></td><td><p>88</p></td><td><p>109</p></td><td><p>169</p></td><td><p>271</p></td><td><p>564</p></td><td><p>564</p></td></tr><tr><td><p>20</p></td><td><p>66</p></td><td><p>87</p></td><td><p>108</p></td><td><p>168</p></td><td><p>271</p></td><td><p>564</p></td><td><p>564</p></td></tr><tr><td><p>21</p></td><td><p>65</p></td><td><p>87</p></td><td><p>108</p></td><td><p>168</p></td><td><p>270</p></td><td><p>563</p></td><td><p>563</p></td></tr><tr><td><p>22</p></td><td><p>65</p></td><td><p>86</p></td><td><p>107</p></td><td><p>167</p></td><td><p>269</p></td><td><p>562</p></td><td><p>562</p></td></tr><tr><td><p>23</p></td><td><p>64</p></td><td><p>85</p></td><td><p>106</p></td><td><p>166</p></td><td><p>268</p></td><td><p>561</p></td><td><p>561</p></td></tr><tr><td><p>24</p></td><td><p>63</p></td><td><p>84</p></td><td><p>105</p></td><td><p>165</p></td><td><p>267</p></td><td><p>560</p></td><td><p>560</p></td></tr><tr><td><p>25</p></td><td><p>62</p></td><td><p>83</p></td><td><p>104</p></td><td><p>164</p></td><td><p>266</p></td><td><p>559</p></td><td><p>559</p></td></tr><tr><td><p>26</p></td><td><p>61</p></td><td><p>82</p></td><td><p>103</p></td><td><p>163</p></td><td><p>265</p></td><td><p>558</p></td><td><p>558</p></td></tr><tr><td><p>27</p></td><td><p>60</p></td><td><p>81</p></td><td><p>102</p></td><td><p>162</p></td><td><p>264</p></td><td><p>557</p></td><td><p>557</p></td></tr><tr><td><p>28</p></td><td><p>59</p></td><td><p>80</p></td><td><p>101</p></td><td><p>161</p></td><td><p>263</p></td><td><p>556</p></td><td><p>556</p></td></tr><tr><td><p>29</p></td><td><p>58</p></td><td><p>79</p></td><td><p>100</p></td><td><p>160</p></td><td><p>262</p></td><td><p>555</p></td><td><p>555</p></td></tr><tr><td><p>30</p></td><td><p>57</p></td><td><p>78</p></td><td><p>99</p></td><td><p>159</p></td><td><p>261</p></td><td><p>554</p></td><td><p>554</p></td></tr></tbody></table> 2.5 Krona <table><col/><col/><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>Duration (in years)</p></td><td><p>Credit quality step 0</p></td><td><p>Credit quality step 1</p></td><td><p>Credit quality step 2</p></td><td><p>Credit quality step 3</p></td><td><p>Credit quality step 4</p></td><td><p>Credit quality step 5</p></td><td><p>Credit quality step 6</p></td></tr><tr><td><p>1</p></td><td><p>11</p></td><td><p>24</p></td><td><p>46</p></td><td><p>115</p></td><td><p>228</p></td><td><p>521</p></td><td><p>1&#160;288</p></td></tr><tr><td><p>2</p></td><td><p>12</p></td><td><p>25</p></td><td><p>48</p></td><td><p>117</p></td><td><p>230</p></td><td><p>523</p></td><td><p>1&#160;032</p></td></tr><tr><td><p>3</p></td><td><p>14</p></td><td><p>28</p></td><td><p>50</p></td><td><p>112</p></td><td><p>227</p></td><td><p>520</p></td><td><p>839</p></td></tr><tr><td><p>4</p></td><td><p>16</p></td><td><p>31</p></td><td><p>54</p></td><td><p>115</p></td><td><p>227</p></td><td><p>520</p></td><td><p>692</p></td></tr><tr><td><p>5</p></td><td><p>18</p></td><td><p>34</p></td><td><p>59</p></td><td><p>119</p></td><td><p>227</p></td><td><p>520</p></td><td><p>581</p></td></tr><tr><td><p>6</p></td><td><p>19</p></td><td><p>36</p></td><td><p>62</p></td><td><p>123</p></td><td><p>227</p></td><td><p>520</p></td><td><p>520</p></td></tr><tr><td><p>7</p></td><td><p>20</p></td><td><p>38</p></td><td><p>64</p></td><td><p>125</p></td><td><p>227</p></td><td><p>519</p></td><td><p>519</p></td></tr><tr><td><p>8</p></td><td><p>19</p></td><td><p>38</p></td><td><p>63</p></td><td><p>124</p></td><td><p>226</p></td><td><p>519</p></td><td><p>519</p></td></tr><tr><td><p>9</p></td><td><p>19</p></td><td><p>38</p></td><td><p>63</p></td><td><p>123</p></td><td><p>226</p></td><td><p>519</p></td><td><p>519</p></td></tr><tr><td><p>10</p></td><td><p>19</p></td><td><p>39</p></td><td><p>63</p></td><td><p>123</p></td><td><p>225</p></td><td><p>518</p></td><td><p>518</p></td></tr><tr><td><p>11</p></td><td><p>20</p></td><td><p>40</p></td><td><p>63</p></td><td><p>123</p></td><td><p>225</p></td><td><p>518</p></td><td><p>518</p></td></tr><tr><td><p>12</p></td><td><p>20</p></td><td><p>41</p></td><td><p>63</p></td><td><p>123</p></td><td><p>225</p></td><td><p>518</p></td><td><p>518</p></td></tr><tr><td><p>13</p></td><td><p>20</p></td><td><p>42</p></td><td><p>63</p></td><td><p>123</p></td><td><p>225</p></td><td><p>518</p></td><td><p>518</p></td></tr><tr><td><p>14</p></td><td><p>21</p></td><td><p>42</p></td><td><p>63</p></td><td><p>123</p></td><td><p>225</p></td><td><p>518</p></td><td><p>518</p></td></tr><tr><td><p>15</p></td><td><p>21</p></td><td><p>42</p></td><td><p>63</p></td><td><p>123</p></td><td><p>225</p></td><td><p>518</p></td><td><p>518</p></td></tr><tr><td><p>16</p></td><td><p>21</p></td><td><p>42</p></td><td><p>63</p></td><td><p>123</p></td><td><p>225</p></td><td><p>518</p></td><td><p>518</p></td></tr><tr><td><p>17</p></td><td><p>21</p></td><td><p>42</p></td><td><p>63</p></td><td><p>123</p></td><td><p>225</p></td><td><p>518</p></td><td><p>518</p></td></tr><tr><td><p>18</p></td><td><p>21</p></td><td><p>42</p></td><td><p>63</p></td><td><p>123</p></td><td><p>226</p></td><td><p>518</p></td><td><p>518</p></td></tr><tr><td><p>19</p></td><td><p>21</p></td><td><p>43</p></td><td><p>64</p></td><td><p>123</p></td><td><p>226</p></td><td><p>519</p></td><td><p>519</p></td></tr><tr><td><p>20</p></td><td><p>22</p></td><td><p>43</p></td><td><p>64</p></td><td><p>124</p></td><td><p>226</p></td><td><p>519</p></td><td><p>519</p></td></tr><tr><td><p>21</p></td><td><p>22</p></td><td><p>43</p></td><td><p>64</p></td><td><p>124</p></td><td><p>227</p></td><td><p>520</p></td><td><p>520</p></td></tr><tr><td><p>22</p></td><td><p>22</p></td><td><p>44</p></td><td><p>65</p></td><td><p>125</p></td><td><p>227</p></td><td><p>520</p></td><td><p>520</p></td></tr><tr><td><p>23</p></td><td><p>22</p></td><td><p>44</p></td><td><p>65</p></td><td><p>125</p></td><td><p>227</p></td><td><p>520</p></td><td><p>520</p></td></tr><tr><td><p>24</p></td><td><p>23</p></td><td><p>44</p></td><td><p>65</p></td><td><p>125</p></td><td><p>227</p></td><td><p>520</p></td><td><p>520</p></td></tr><tr><td><p>25</p></td><td><p>23</p></td><td><p>44</p></td><td><p>65</p></td><td><p>125</p></td><td><p>227</p></td><td><p>520</p></td><td><p>520</p></td></tr><tr><td><p>26</p></td><td><p>23</p></td><td><p>44</p></td><td><p>65</p></td><td><p>125</p></td><td><p>227</p></td><td><p>520</p></td><td><p>520</p></td></tr><tr><td><p>27</p></td><td><p>22</p></td><td><p>44</p></td><td><p>65</p></td><td><p>125</p></td><td><p>227</p></td><td><p>520</p></td><td><p>520</p></td></tr><tr><td><p>28</p></td><td><p>22</p></td><td><p>44</p></td><td><p>65</p></td><td><p>124</p></td><td><p>227</p></td><td><p>520</p></td><td><p>520</p></td></tr><tr><td><p>29</p></td><td><p>22</p></td><td><p>44</p></td><td><p>65</p></td><td><p>124</p></td><td><p>227</p></td><td><p>520</p></td><td><p>520</p></td></tr><tr><td><p>30</p></td><td><p>23</p></td><td><p>43</p></td><td><p>64</p></td><td><p>124</p></td><td><p>227</p></td><td><p>520</p></td><td><p>520</p></td></tr></tbody></table> 2.6 Kuna <table><col/><col/><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>Duration (in years)</p></td><td><p>Credit quality step 0</p></td><td><p>Credit quality step 1</p></td><td><p>Credit quality step 2</p></td><td><p>Credit quality step 3</p></td><td><p>Credit quality step 4</p></td><td><p>Credit quality step 5</p></td><td><p>Credit quality step 6</p></td></tr><tr><td><p>1</p></td><td><p>46</p></td><td><p>59</p></td><td><p>82</p></td><td><p>150</p></td><td><p>263</p></td><td><p>556</p></td><td><p>1&#160;267</p></td></tr><tr><td><p>2</p></td><td><p>49</p></td><td><p>62</p></td><td><p>85</p></td><td><p>154</p></td><td><p>267</p></td><td><p>560</p></td><td><p>1&#160;021</p></td></tr><tr><td><p>3</p></td><td><p>55</p></td><td><p>68</p></td><td><p>91</p></td><td><p>152</p></td><td><p>267</p></td><td><p>560</p></td><td><p>833</p></td></tr><tr><td><p>4</p></td><td><p>58</p></td><td><p>73</p></td><td><p>96</p></td><td><p>157</p></td><td><p>269</p></td><td><p>561</p></td><td><p>690</p></td></tr><tr><td><p>5</p></td><td><p>60</p></td><td><p>76</p></td><td><p>101</p></td><td><p>161</p></td><td><p>269</p></td><td><p>562</p></td><td><p>580</p></td></tr><tr><td><p>6</p></td><td><p>62</p></td><td><p>79</p></td><td><p>105</p></td><td><p>166</p></td><td><p>270</p></td><td><p>562</p></td><td><p>562</p></td></tr><tr><td><p>7</p></td><td><p>62</p></td><td><p>81</p></td><td><p>106</p></td><td><p>168</p></td><td><p>269</p></td><td><p>562</p></td><td><p>562</p></td></tr><tr><td><p>8</p></td><td><p>62</p></td><td><p>80</p></td><td><p>106</p></td><td><p>167</p></td><td><p>269</p></td><td><p>561</p></td><td><p>561</p></td></tr><tr><td><p>9</p></td><td><p>61</p></td><td><p>80</p></td><td><p>105</p></td><td><p>165</p></td><td><p>268</p></td><td><p>560</p></td><td><p>560</p></td></tr><tr><td><p>10</p></td><td><p>60</p></td><td><p>80</p></td><td><p>104</p></td><td><p>164</p></td><td><p>266</p></td><td><p>559</p></td><td><p>559</p></td></tr><tr><td><p>11</p></td><td><p>60</p></td><td><p>80</p></td><td><p>103</p></td><td><p>163</p></td><td><p>265</p></td><td><p>558</p></td><td><p>558</p></td></tr><tr><td><p>12</p></td><td><p>59</p></td><td><p>80</p></td><td><p>102</p></td><td><p>162</p></td><td><p>264</p></td><td><p>557</p></td><td><p>557</p></td></tr><tr><td><p>13</p></td><td><p>58</p></td><td><p>79</p></td><td><p>101</p></td><td><p>160</p></td><td><p>263</p></td><td><p>556</p></td><td><p>556</p></td></tr><tr><td><p>14</p></td><td><p>57</p></td><td><p>79</p></td><td><p>100</p></td><td><p>159</p></td><td><p>262</p></td><td><p>555</p></td><td><p>555</p></td></tr><tr><td><p>15</p></td><td><p>56</p></td><td><p>78</p></td><td><p>99</p></td><td><p>158</p></td><td><p>261</p></td><td><p>554</p></td><td><p>554</p></td></tr><tr><td><p>16</p></td><td><p>56</p></td><td><p>77</p></td><td><p>98</p></td><td><p>158</p></td><td><p>260</p></td><td><p>553</p></td><td><p>553</p></td></tr><tr><td><p>17</p></td><td><p>55</p></td><td><p>76</p></td><td><p>97</p></td><td><p>157</p></td><td><p>260</p></td><td><p>552</p></td><td><p>552</p></td></tr><tr><td><p>18</p></td><td><p>54</p></td><td><p>76</p></td><td><p>97</p></td><td><p>157</p></td><td><p>259</p></td><td><p>552</p></td><td><p>552</p></td></tr><tr><td><p>19</p></td><td><p>54</p></td><td><p>75</p></td><td><p>96</p></td><td><p>156</p></td><td><p>259</p></td><td><p>551</p></td><td><p>551</p></td></tr><tr><td><p>20</p></td><td><p>53</p></td><td><p>75</p></td><td><p>96</p></td><td><p>156</p></td><td><p>258</p></td><td><p>551</p></td><td><p>551</p></td></tr><tr><td><p>21</p></td><td><p>53</p></td><td><p>74</p></td><td><p>95</p></td><td><p>155</p></td><td><p>258</p></td><td><p>550</p></td><td><p>550</p></td></tr><tr><td><p>22</p></td><td><p>52</p></td><td><p>74</p></td><td><p>95</p></td><td><p>154</p></td><td><p>257</p></td><td><p>550</p></td><td><p>550</p></td></tr><tr><td><p>23</p></td><td><p>52</p></td><td><p>73</p></td><td><p>94</p></td><td><p>154</p></td><td><p>256</p></td><td><p>549</p></td><td><p>549</p></td></tr><tr><td><p>24</p></td><td><p>51</p></td><td><p>72</p></td><td><p>93</p></td><td><p>153</p></td><td><p>255</p></td><td><p>548</p></td><td><p>548</p></td></tr><tr><td><p>25</p></td><td><p>50</p></td><td><p>71</p></td><td><p>92</p></td><td><p>152</p></td><td><p>255</p></td><td><p>547</p></td><td><p>547</p></td></tr><tr><td><p>26</p></td><td><p>49</p></td><td><p>70</p></td><td><p>91</p></td><td><p>151</p></td><td><p>254</p></td><td><p>547</p></td><td><p>547</p></td></tr><tr><td><p>27</p></td><td><p>48</p></td><td><p>70</p></td><td><p>91</p></td><td><p>150</p></td><td><p>253</p></td><td><p>546</p></td><td><p>546</p></td></tr><tr><td><p>28</p></td><td><p>48</p></td><td><p>69</p></td><td><p>90</p></td><td><p>150</p></td><td><p>252</p></td><td><p>545</p></td><td><p>545</p></td></tr><tr><td><p>29</p></td><td><p>47</p></td><td><p>68</p></td><td><p>89</p></td><td><p>149</p></td><td><p>251</p></td><td><p>544</p></td><td><p>544</p></td></tr><tr><td><p>30</p></td><td><p>46</p></td><td><p>67</p></td><td><p>88</p></td><td><p>148</p></td><td><p>251</p></td><td><p>543</p></td><td><p>543</p></td></tr></tbody></table> 2.7 Lev <table><col/><col/><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>Duration (in years)</p></td><td><p>Credit quality step 0</p></td><td><p>Credit quality step 1</p></td><td><p>Credit quality step 2</p></td><td><p>Credit quality step 3</p></td><td><p>Credit quality step 4</p></td><td><p>Credit quality step 5</p></td><td><p>Credit quality step 6</p></td></tr><tr><td><p>1</p></td><td><p>6</p></td><td><p>18</p></td><td><p>41</p></td><td><p>110</p></td><td><p>223</p></td><td><p>516</p></td><td><p>1&#160;272</p></td></tr><tr><td><p>2</p></td><td><p>6</p></td><td><p>18</p></td><td><p>41</p></td><td><p>110</p></td><td><p>223</p></td><td><p>516</p></td><td><p>1&#160;023</p></td></tr><tr><td><p>3</p></td><td><p>7</p></td><td><p>21</p></td><td><p>43</p></td><td><p>105</p></td><td><p>220</p></td><td><p>512</p></td><td><p>832</p></td></tr><tr><td><p>4</p></td><td><p>8</p></td><td><p>23</p></td><td><p>46</p></td><td><p>107</p></td><td><p>219</p></td><td><p>511</p></td><td><p>687</p></td></tr><tr><td><p>5</p></td><td><p>9</p></td><td><p>26</p></td><td><p>50</p></td><td><p>110</p></td><td><p>218</p></td><td><p>511</p></td><td><p>577</p></td></tr><tr><td><p>6</p></td><td><p>10</p></td><td><p>28</p></td><td><p>54</p></td><td><p>115</p></td><td><p>218</p></td><td><p>511</p></td><td><p>511</p></td></tr><tr><td><p>7</p></td><td><p>12</p></td><td><p>30</p></td><td><p>56</p></td><td><p>117</p></td><td><p>218</p></td><td><p>511</p></td><td><p>511</p></td></tr><tr><td><p>8</p></td><td><p>12</p></td><td><p>30</p></td><td><p>56</p></td><td><p>116</p></td><td><p>218</p></td><td><p>511</p></td><td><p>511</p></td></tr><tr><td><p>9</p></td><td><p>12</p></td><td><p>31</p></td><td><p>56</p></td><td><p>116</p></td><td><p>218</p></td><td><p>511</p></td><td><p>511</p></td></tr><tr><td><p>10</p></td><td><p>12</p></td><td><p>32</p></td><td><p>56</p></td><td><p>116</p></td><td><p>218</p></td><td><p>511</p></td><td><p>511</p></td></tr><tr><td><p>11</p></td><td><p>13</p></td><td><p>34</p></td><td><p>56</p></td><td><p>116</p></td><td><p>218</p></td><td><p>511</p></td><td><p>511</p></td></tr><tr><td><p>12</p></td><td><p>13</p></td><td><p>34</p></td><td><p>56</p></td><td><p>116</p></td><td><p>218</p></td><td><p>511</p></td><td><p>511</p></td></tr><tr><td><p>13</p></td><td><p>14</p></td><td><p>35</p></td><td><p>56</p></td><td><p>116</p></td><td><p>218</p></td><td><p>511</p></td><td><p>511</p></td></tr><tr><td><p>14</p></td><td><p>14</p></td><td><p>35</p></td><td><p>56</p></td><td><p>116</p></td><td><p>218</p></td><td><p>511</p></td><td><p>511</p></td></tr><tr><td><p>15</p></td><td><p>14</p></td><td><p>35</p></td><td><p>56</p></td><td><p>116</p></td><td><p>218</p></td><td><p>511</p></td><td><p>511</p></td></tr><tr><td><p>16</p></td><td><p>14</p></td><td><p>35</p></td><td><p>56</p></td><td><p>116</p></td><td><p>218</p></td><td><p>511</p></td><td><p>511</p></td></tr><tr><td><p>17</p></td><td><p>14</p></td><td><p>35</p></td><td><p>56</p></td><td><p>116</p></td><td><p>218</p></td><td><p>511</p></td><td><p>511</p></td></tr><tr><td><p>18</p></td><td><p>14</p></td><td><p>35</p></td><td><p>56</p></td><td><p>116</p></td><td><p>218</p></td><td><p>511</p></td><td><p>511</p></td></tr><tr><td><p>19</p></td><td><p>15</p></td><td><p>35</p></td><td><p>56</p></td><td><p>116</p></td><td><p>218</p></td><td><p>511</p></td><td><p>511</p></td></tr><tr><td><p>20</p></td><td><p>15</p></td><td><p>35</p></td><td><p>56</p></td><td><p>116</p></td><td><p>218</p></td><td><p>511</p></td><td><p>511</p></td></tr><tr><td><p>21</p></td><td><p>17</p></td><td><p>35</p></td><td><p>56</p></td><td><p>116</p></td><td><p>218</p></td><td><p>511</p></td><td><p>511</p></td></tr><tr><td><p>22</p></td><td><p>17</p></td><td><p>35</p></td><td><p>56</p></td><td><p>116</p></td><td><p>218</p></td><td><p>511</p></td><td><p>511</p></td></tr><tr><td><p>23</p></td><td><p>18</p></td><td><p>35</p></td><td><p>56</p></td><td><p>116</p></td><td><p>218</p></td><td><p>511</p></td><td><p>511</p></td></tr><tr><td><p>24</p></td><td><p>19</p></td><td><p>35</p></td><td><p>56</p></td><td><p>116</p></td><td><p>219</p></td><td><p>511</p></td><td><p>511</p></td></tr><tr><td><p>25</p></td><td><p>19</p></td><td><p>35</p></td><td><p>56</p></td><td><p>116</p></td><td><p>219</p></td><td><p>511</p></td><td><p>511</p></td></tr><tr><td><p>26</p></td><td><p>20</p></td><td><p>35</p></td><td><p>56</p></td><td><p>116</p></td><td><p>219</p></td><td><p>511</p></td><td><p>511</p></td></tr><tr><td><p>27</p></td><td><p>20</p></td><td><p>35</p></td><td><p>56</p></td><td><p>116</p></td><td><p>219</p></td><td><p>511</p></td><td><p>511</p></td></tr><tr><td><p>28</p></td><td><p>21</p></td><td><p>35</p></td><td><p>56</p></td><td><p>116</p></td><td><p>219</p></td><td><p>511</p></td><td><p>511</p></td></tr><tr><td><p>29</p></td><td><p>22</p></td><td><p>35</p></td><td><p>56</p></td><td><p>116</p></td><td><p>219</p></td><td><p>511</p></td><td><p>511</p></td></tr><tr><td><p>30</p></td><td><p>23</p></td><td><p>35</p></td><td><p>56</p></td><td><p>116</p></td><td><p>219</p></td><td><p>511</p></td><td><p>511</p></td></tr></tbody></table> 2.8 Pound sterling <table><col/><col/><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>Duration (in years)</p></td><td><p>Credit quality step 0</p></td><td><p>Credit quality step 1</p></td><td><p>Credit quality step 2</p></td><td><p>Credit quality step 3</p></td><td><p>Credit quality step 4</p></td><td><p>Credit quality step 5</p></td><td><p>Credit quality step 6</p></td></tr><tr><td><p>1</p></td><td><p>8</p></td><td><p>24</p></td><td><p>52</p></td><td><p>141</p></td><td><p>242</p></td><td><p>535</p></td><td><p>1&#160;326</p></td></tr><tr><td><p>2</p></td><td><p>8</p></td><td><p>24</p></td><td><p>52</p></td><td><p>141</p></td><td><p>242</p></td><td><p>535</p></td><td><p>1&#160;067</p></td></tr><tr><td><p>3</p></td><td><p>9</p></td><td><p>26</p></td><td><p>52</p></td><td><p>128</p></td><td><p>238</p></td><td><p>531</p></td><td><p>866</p></td></tr><tr><td><p>4</p></td><td><p>10</p></td><td><p>28</p></td><td><p>54</p></td><td><p>120</p></td><td><p>237</p></td><td><p>529</p></td><td><p>714</p></td></tr><tr><td><p>5</p></td><td><p>12</p></td><td><p>30</p></td><td><p>56</p></td><td><p>110</p></td><td><p>235</p></td><td><p>528</p></td><td><p>598</p></td></tr><tr><td><p>6</p></td><td><p>14</p></td><td><p>33</p></td><td><p>59</p></td><td><p>104</p></td><td><p>234</p></td><td><p>527</p></td><td><p>527</p></td></tr><tr><td><p>7</p></td><td><p>16</p></td><td><p>36</p></td><td><p>60</p></td><td><p>98</p></td><td><p>233</p></td><td><p>526</p></td><td><p>526</p></td></tr><tr><td><p>8</p></td><td><p>18</p></td><td><p>38</p></td><td><p>59</p></td><td><p>92</p></td><td><p>232</p></td><td><p>525</p></td><td><p>525</p></td></tr><tr><td><p>9</p></td><td><p>20</p></td><td><p>44</p></td><td><p>62</p></td><td><p>87</p></td><td><p>231</p></td><td><p>524</p></td><td><p>524</p></td></tr><tr><td><p>10</p></td><td><p>20</p></td><td><p>44</p></td><td><p>61</p></td><td><p>84</p></td><td><p>230</p></td><td><p>523</p></td><td><p>523</p></td></tr><tr><td><p>11</p></td><td><p>19</p></td><td><p>43</p></td><td><p>59</p></td><td><p>85</p></td><td><p>230</p></td><td><p>522</p></td><td><p>522</p></td></tr><tr><td><p>12</p></td><td><p>18</p></td><td><p>43</p></td><td><p>60</p></td><td><p>86</p></td><td><p>229</p></td><td><p>522</p></td><td><p>522</p></td></tr><tr><td><p>13</p></td><td><p>19</p></td><td><p>43</p></td><td><p>61</p></td><td><p>87</p></td><td><p>228</p></td><td><p>521</p></td><td><p>521</p></td></tr><tr><td><p>14</p></td><td><p>19</p></td><td><p>43</p></td><td><p>61</p></td><td><p>87</p></td><td><p>227</p></td><td><p>520</p></td><td><p>520</p></td></tr><tr><td><p>15</p></td><td><p>19</p></td><td><p>43</p></td><td><p>61</p></td><td><p>87</p></td><td><p>227</p></td><td><p>519</p></td><td><p>519</p></td></tr><tr><td><p>16</p></td><td><p>19</p></td><td><p>43</p></td><td><p>61</p></td><td><p>87</p></td><td><p>225</p></td><td><p>518</p></td><td><p>518</p></td></tr><tr><td><p>17</p></td><td><p>19</p></td><td><p>43</p></td><td><p>61</p></td><td><p>87</p></td><td><p>225</p></td><td><p>517</p></td><td><p>517</p></td></tr><tr><td><p>18</p></td><td><p>19</p></td><td><p>44</p></td><td><p>61</p></td><td><p>87</p></td><td><p>224</p></td><td><p>517</p></td><td><p>517</p></td></tr><tr><td><p>19</p></td><td><p>19</p></td><td><p>44</p></td><td><p>61</p></td><td><p>87</p></td><td><p>224</p></td><td><p>517</p></td><td><p>517</p></td></tr><tr><td><p>20</p></td><td><p>19</p></td><td><p>44</p></td><td><p>61</p></td><td><p>87</p></td><td><p>224</p></td><td><p>517</p></td><td><p>517</p></td></tr><tr><td><p>21</p></td><td><p>19</p></td><td><p>44</p></td><td><p>61</p></td><td><p>87</p></td><td><p>224</p></td><td><p>517</p></td><td><p>517</p></td></tr><tr><td><p>22</p></td><td><p>19</p></td><td><p>44</p></td><td><p>61</p></td><td><p>87</p></td><td><p>224</p></td><td><p>517</p></td><td><p>517</p></td></tr><tr><td><p>23</p></td><td><p>19</p></td><td><p>44</p></td><td><p>61</p></td><td><p>87</p></td><td><p>223</p></td><td><p>516</p></td><td><p>516</p></td></tr><tr><td><p>24</p></td><td><p>19</p></td><td><p>44</p></td><td><p>61</p></td><td><p>87</p></td><td><p>223</p></td><td><p>516</p></td><td><p>516</p></td></tr><tr><td><p>25</p></td><td><p>19</p></td><td><p>44</p></td><td><p>61</p></td><td><p>87</p></td><td><p>222</p></td><td><p>515</p></td><td><p>515</p></td></tr><tr><td><p>26</p></td><td><p>20</p></td><td><p>44</p></td><td><p>61</p></td><td><p>87</p></td><td><p>222</p></td><td><p>514</p></td><td><p>514</p></td></tr><tr><td><p>27</p></td><td><p>21</p></td><td><p>44</p></td><td><p>61</p></td><td><p>87</p></td><td><p>221</p></td><td><p>514</p></td><td><p>514</p></td></tr><tr><td><p>28</p></td><td><p>22</p></td><td><p>44</p></td><td><p>61</p></td><td><p>87</p></td><td><p>221</p></td><td><p>513</p></td><td><p>513</p></td></tr><tr><td><p>29</p></td><td><p>23</p></td><td><p>44</p></td><td><p>61</p></td><td><p>87</p></td><td><p>220</p></td><td><p>513</p></td><td><p>513</p></td></tr><tr><td><p>30</p></td><td><p>23</p></td><td><p>44</p></td><td><p>61</p></td><td><p>87</p></td><td><p>219</p></td><td><p>512</p></td><td><p>512</p></td></tr></tbody></table> 2.9 Romanian leu <table><col/><col/><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>Duration (in years)</p></td><td><p>Credit quality step 0</p></td><td><p>Credit quality step 1</p></td><td><p>Credit quality step 2</p></td><td><p>Credit quality step 3</p></td><td><p>Credit quality step 4</p></td><td><p>Credit quality step 5</p></td><td><p>Credit quality step 6</p></td></tr><tr><td><p>1</p></td><td><p>85</p></td><td><p>97</p></td><td><p>120</p></td><td><p>189</p></td><td><p>302</p></td><td><p>595</p></td><td><p>1&#160;382</p></td></tr><tr><td><p>2</p></td><td><p>83</p></td><td><p>96</p></td><td><p>119</p></td><td><p>188</p></td><td><p>301</p></td><td><p>593</p></td><td><p>1&#160;113</p></td></tr><tr><td><p>3</p></td><td><p>83</p></td><td><p>97</p></td><td><p>119</p></td><td><p>181</p></td><td><p>296</p></td><td><p>588</p></td><td><p>906</p></td></tr><tr><td><p>4</p></td><td><p>83</p></td><td><p>98</p></td><td><p>120</p></td><td><p>181</p></td><td><p>293</p></td><td><p>586</p></td><td><p>749</p></td></tr><tr><td><p>5</p></td><td><p>82</p></td><td><p>98</p></td><td><p>123</p></td><td><p>182</p></td><td><p>291</p></td><td><p>584</p></td><td><p>628</p></td></tr><tr><td><p>6</p></td><td><p>81</p></td><td><p>98</p></td><td><p>124</p></td><td><p>185</p></td><td><p>289</p></td><td><p>582</p></td><td><p>582</p></td></tr><tr><td><p>7</p></td><td><p>80</p></td><td><p>98</p></td><td><p>124</p></td><td><p>186</p></td><td><p>287</p></td><td><p>580</p></td><td><p>580</p></td></tr><tr><td><p>8</p></td><td><p>78</p></td><td><p>97</p></td><td><p>122</p></td><td><p>183</p></td><td><p>285</p></td><td><p>577</p></td><td><p>577</p></td></tr><tr><td><p>9</p></td><td><p>76</p></td><td><p>95</p></td><td><p>120</p></td><td><p>180</p></td><td><p>283</p></td><td><p>576</p></td><td><p>576</p></td></tr><tr><td><p>10</p></td><td><p>75</p></td><td><p>95</p></td><td><p>119</p></td><td><p>179</p></td><td><p>281</p></td><td><p>574</p></td><td><p>574</p></td></tr><tr><td><p>11</p></td><td><p>74</p></td><td><p>95</p></td><td><p>117</p></td><td><p>177</p></td><td><p>280</p></td><td><p>573</p></td><td><p>573</p></td></tr><tr><td><p>12</p></td><td><p>73</p></td><td><p>94</p></td><td><p>116</p></td><td><p>176</p></td><td><p>278</p></td><td><p>571</p></td><td><p>571</p></td></tr><tr><td><p>13</p></td><td><p>72</p></td><td><p>93</p></td><td><p>115</p></td><td><p>174</p></td><td><p>277</p></td><td><p>570</p></td><td><p>570</p></td></tr><tr><td><p>14</p></td><td><p>71</p></td><td><p>92</p></td><td><p>113</p></td><td><p>173</p></td><td><p>275</p></td><td><p>568</p></td><td><p>568</p></td></tr><tr><td><p>15</p></td><td><p>70</p></td><td><p>91</p></td><td><p>112</p></td><td><p>172</p></td><td><p>274</p></td><td><p>567</p></td><td><p>567</p></td></tr><tr><td><p>16</p></td><td><p>68</p></td><td><p>90</p></td><td><p>111</p></td><td><p>171</p></td><td><p>273</p></td><td><p>566</p></td><td><p>566</p></td></tr><tr><td><p>17</p></td><td><p>67</p></td><td><p>89</p></td><td><p>110</p></td><td><p>170</p></td><td><p>272</p></td><td><p>565</p></td><td><p>565</p></td></tr><tr><td><p>18</p></td><td><p>67</p></td><td><p>88</p></td><td><p>109</p></td><td><p>169</p></td><td><p>271</p></td><td><p>564</p></td><td><p>564</p></td></tr><tr><td><p>19</p></td><td><p>66</p></td><td><p>87</p></td><td><p>108</p></td><td><p>168</p></td><td><p>270</p></td><td><p>563</p></td><td><p>563</p></td></tr><tr><td><p>20</p></td><td><p>65</p></td><td><p>86</p></td><td><p>107</p></td><td><p>167</p></td><td><p>270</p></td><td><p>562</p></td><td><p>562</p></td></tr><tr><td><p>21</p></td><td><p>64</p></td><td><p>85</p></td><td><p>106</p></td><td><p>166</p></td><td><p>269</p></td><td><p>561</p></td><td><p>561</p></td></tr><tr><td><p>22</p></td><td><p>63</p></td><td><p>84</p></td><td><p>105</p></td><td><p>165</p></td><td><p>268</p></td><td><p>560</p></td><td><p>560</p></td></tr><tr><td><p>23</p></td><td><p>62</p></td><td><p>83</p></td><td><p>104</p></td><td><p>164</p></td><td><p>267</p></td><td><p>559</p></td><td><p>559</p></td></tr><tr><td><p>24</p></td><td><p>61</p></td><td><p>82</p></td><td><p>103</p></td><td><p>163</p></td><td><p>265</p></td><td><p>558</p></td><td><p>558</p></td></tr><tr><td><p>25</p></td><td><p>60</p></td><td><p>81</p></td><td><p>102</p></td><td><p>162</p></td><td><p>264</p></td><td><p>557</p></td><td><p>557</p></td></tr><tr><td><p>26</p></td><td><p>59</p></td><td><p>80</p></td><td><p>101</p></td><td><p>161</p></td><td><p>263</p></td><td><p>556</p></td><td><p>556</p></td></tr><tr><td><p>27</p></td><td><p>58</p></td><td><p>79</p></td><td><p>100</p></td><td><p>160</p></td><td><p>262</p></td><td><p>555</p></td><td><p>555</p></td></tr><tr><td><p>28</p></td><td><p>57</p></td><td><p>78</p></td><td><p>99</p></td><td><p>159</p></td><td><p>261</p></td><td><p>554</p></td><td><p>554</p></td></tr><tr><td><p>29</p></td><td><p>55</p></td><td><p>77</p></td><td><p>98</p></td><td><p>158</p></td><td><p>260</p></td><td><p>553</p></td><td><p>553</p></td></tr><tr><td><p>30</p></td><td><p>54</p></td><td><p>76</p></td><td><p>97</p></td><td><p>157</p></td><td><p>259</p></td><td><p>552</p></td><td><p>552</p></td></tr></tbody></table> 2.10 Zloty <table><col/><col/><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>Duration (in years)</p></td><td><p>Credit quality step 0</p></td><td><p>Credit quality step 1</p></td><td><p>Credit quality step 2</p></td><td><p>Credit quality step 3</p></td><td><p>Credit quality step 4</p></td><td><p>Credit quality step 5</p></td><td><p>Credit quality step 6</p></td></tr><tr><td><p>1</p></td><td><p>57</p></td><td><p>70</p></td><td><p>93</p></td><td><p>162</p></td><td><p>275</p></td><td><p>567</p></td><td><p>1&#160;367</p></td></tr><tr><td><p>2</p></td><td><p>56</p></td><td><p>69</p></td><td><p>92</p></td><td><p>161</p></td><td><p>274</p></td><td><p>567</p></td><td><p>1&#160;099</p></td></tr><tr><td><p>3</p></td><td><p>57</p></td><td><p>71</p></td><td><p>93</p></td><td><p>155</p></td><td><p>270</p></td><td><p>562</p></td><td><p>893</p></td></tr><tr><td><p>4</p></td><td><p>57</p></td><td><p>72</p></td><td><p>95</p></td><td><p>156</p></td><td><p>268</p></td><td><p>561</p></td><td><p>737</p></td></tr><tr><td><p>5</p></td><td><p>57</p></td><td><p>73</p></td><td><p>98</p></td><td><p>158</p></td><td><p>266</p></td><td><p>559</p></td><td><p>618</p></td></tr><tr><td><p>6</p></td><td><p>57</p></td><td><p>74</p></td><td><p>100</p></td><td><p>161</p></td><td><p>265</p></td><td><p>558</p></td><td><p>558</p></td></tr><tr><td><p>7</p></td><td><p>57</p></td><td><p>75</p></td><td><p>101</p></td><td><p>162</p></td><td><p>263</p></td><td><p>556</p></td><td><p>556</p></td></tr><tr><td><p>8</p></td><td><p>55</p></td><td><p>74</p></td><td><p>99</p></td><td><p>160</p></td><td><p>262</p></td><td><p>555</p></td><td><p>555</p></td></tr><tr><td><p>9</p></td><td><p>54</p></td><td><p>73</p></td><td><p>98</p></td><td><p>158</p></td><td><p>261</p></td><td><p>554</p></td><td><p>554</p></td></tr><tr><td><p>10</p></td><td><p>53</p></td><td><p>74</p></td><td><p>97</p></td><td><p>157</p></td><td><p>260</p></td><td><p>552</p></td><td><p>552</p></td></tr><tr><td><p>11</p></td><td><p>53</p></td><td><p>74</p></td><td><p>96</p></td><td><p>156</p></td><td><p>259</p></td><td><p>552</p></td><td><p>552</p></td></tr><tr><td><p>12</p></td><td><p>53</p></td><td><p>74</p></td><td><p>96</p></td><td><p>155</p></td><td><p>258</p></td><td><p>551</p></td><td><p>551</p></td></tr><tr><td><p>13</p></td><td><p>52</p></td><td><p>74</p></td><td><p>95</p></td><td><p>155</p></td><td><p>257</p></td><td><p>550</p></td><td><p>550</p></td></tr><tr><td><p>14</p></td><td><p>52</p></td><td><p>73</p></td><td><p>94</p></td><td><p>154</p></td><td><p>257</p></td><td><p>550</p></td><td><p>550</p></td></tr><tr><td><p>15</p></td><td><p>52</p></td><td><p>73</p></td><td><p>94</p></td><td><p>154</p></td><td><p>256</p></td><td><p>549</p></td><td><p>549</p></td></tr><tr><td><p>16</p></td><td><p>51</p></td><td><p>72</p></td><td><p>93</p></td><td><p>153</p></td><td><p>255</p></td><td><p>548</p></td><td><p>548</p></td></tr><tr><td><p>17</p></td><td><p>50</p></td><td><p>71</p></td><td><p>93</p></td><td><p>152</p></td><td><p>255</p></td><td><p>548</p></td><td><p>548</p></td></tr><tr><td><p>18</p></td><td><p>50</p></td><td><p>71</p></td><td><p>92</p></td><td><p>152</p></td><td><p>254</p></td><td><p>547</p></td><td><p>547</p></td></tr><tr><td><p>19</p></td><td><p>49</p></td><td><p>71</p></td><td><p>92</p></td><td><p>151</p></td><td><p>254</p></td><td><p>547</p></td><td><p>547</p></td></tr><tr><td><p>20</p></td><td><p>49</p></td><td><p>70</p></td><td><p>91</p></td><td><p>151</p></td><td><p>254</p></td><td><p>547</p></td><td><p>547</p></td></tr><tr><td><p>21</p></td><td><p>49</p></td><td><p>70</p></td><td><p>91</p></td><td><p>151</p></td><td><p>253</p></td><td><p>546</p></td><td><p>546</p></td></tr><tr><td><p>22</p></td><td><p>48</p></td><td><p>70</p></td><td><p>91</p></td><td><p>150</p></td><td><p>253</p></td><td><p>546</p></td><td><p>546</p></td></tr><tr><td><p>23</p></td><td><p>48</p></td><td><p>69</p></td><td><p>90</p></td><td><p>150</p></td><td><p>252</p></td><td><p>545</p></td><td><p>545</p></td></tr><tr><td><p>24</p></td><td><p>47</p></td><td><p>68</p></td><td><p>89</p></td><td><p>149</p></td><td><p>252</p></td><td><p>545</p></td><td><p>545</p></td></tr><tr><td><p>25</p></td><td><p>46</p></td><td><p>68</p></td><td><p>89</p></td><td><p>149</p></td><td><p>251</p></td><td><p>544</p></td><td><p>544</p></td></tr><tr><td><p>26</p></td><td><p>46</p></td><td><p>67</p></td><td><p>88</p></td><td><p>148</p></td><td><p>250</p></td><td><p>543</p></td><td><p>543</p></td></tr><tr><td><p>27</p></td><td><p>45</p></td><td><p>66</p></td><td><p>87</p></td><td><p>147</p></td><td><p>250</p></td><td><p>543</p></td><td><p>543</p></td></tr><tr><td><p>28</p></td><td><p>44</p></td><td><p>66</p></td><td><p>87</p></td><td><p>146</p></td><td><p>249</p></td><td><p>542</p></td><td><p>542</p></td></tr><tr><td><p>29</p></td><td><p>44</p></td><td><p>65</p></td><td><p>86</p></td><td><p>146</p></td><td><p>248</p></td><td><p>541</p></td><td><p>541</p></td></tr><tr><td><p>30</p></td><td><p>43</p></td><td><p>64</p></td><td><p>85</p></td><td><p>145</p></td><td><p>248</p></td><td><p>540</p></td><td><p>540</p></td></tr></tbody></table> 2.11 Norwegian krone <table><col/><col/><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>Duration (in years)</p></td><td><p>Credit quality step 0</p></td><td><p>Credit quality step 1</p></td><td><p>Credit quality step 2</p></td><td><p>Credit quality step 3</p></td><td><p>Credit quality step 4</p></td><td><p>Credit quality step 5</p></td><td><p>Credit quality step 6</p></td></tr><tr><td><p>1</p></td><td><p>32</p></td><td><p>44</p></td><td><p>67</p></td><td><p>136</p></td><td><p>249</p></td><td><p>542</p></td><td><p>1&#160;296</p></td></tr><tr><td><p>2</p></td><td><p>32</p></td><td><p>45</p></td><td><p>68</p></td><td><p>137</p></td><td><p>250</p></td><td><p>543</p></td><td><p>1&#160;038</p></td></tr><tr><td><p>3</p></td><td><p>33</p></td><td><p>46</p></td><td><p>69</p></td><td><p>130</p></td><td><p>245</p></td><td><p>538</p></td><td><p>843</p></td></tr><tr><td><p>4</p></td><td><p>33</p></td><td><p>48</p></td><td><p>71</p></td><td><p>132</p></td><td><p>244</p></td><td><p>536</p></td><td><p>695</p></td></tr><tr><td><p>5</p></td><td><p>34</p></td><td><p>50</p></td><td><p>75</p></td><td><p>134</p></td><td><p>243</p></td><td><p>536</p></td><td><p>583</p></td></tr><tr><td><p>6</p></td><td><p>34</p></td><td><p>51</p></td><td><p>77</p></td><td><p>138</p></td><td><p>242</p></td><td><p>535</p></td><td><p>535</p></td></tr><tr><td><p>7</p></td><td><p>34</p></td><td><p>52</p></td><td><p>78</p></td><td><p>140</p></td><td><p>241</p></td><td><p>534</p></td><td><p>534</p></td></tr><tr><td><p>8</p></td><td><p>33</p></td><td><p>52</p></td><td><p>77</p></td><td><p>138</p></td><td><p>240</p></td><td><p>533</p></td><td><p>533</p></td></tr><tr><td><p>9</p></td><td><p>33</p></td><td><p>52</p></td><td><p>77</p></td><td><p>137</p></td><td><p>240</p></td><td><p>532</p></td><td><p>532</p></td></tr><tr><td><p>10</p></td><td><p>33</p></td><td><p>53</p></td><td><p>76</p></td><td><p>136</p></td><td><p>239</p></td><td><p>532</p></td><td><p>532</p></td></tr><tr><td><p>11</p></td><td><p>33</p></td><td><p>53</p></td><td><p>76</p></td><td><p>136</p></td><td><p>238</p></td><td><p>531</p></td><td><p>531</p></td></tr><tr><td><p>12</p></td><td><p>32</p></td><td><p>53</p></td><td><p>75</p></td><td><p>135</p></td><td><p>238</p></td><td><p>530</p></td><td><p>530</p></td></tr><tr><td><p>13</p></td><td><p>32</p></td><td><p>53</p></td><td><p>75</p></td><td><p>134</p></td><td><p>237</p></td><td><p>530</p></td><td><p>530</p></td></tr><tr><td><p>14</p></td><td><p>32</p></td><td><p>53</p></td><td><p>74</p></td><td><p>134</p></td><td><p>236</p></td><td><p>529</p></td><td><p>529</p></td></tr><tr><td><p>15</p></td><td><p>31</p></td><td><p>53</p></td><td><p>74</p></td><td><p>133</p></td><td><p>236</p></td><td><p>529</p></td><td><p>529</p></td></tr><tr><td><p>16</p></td><td><p>30</p></td><td><p>52</p></td><td><p>73</p></td><td><p>133</p></td><td><p>235</p></td><td><p>528</p></td><td><p>528</p></td></tr><tr><td><p>17</p></td><td><p>30</p></td><td><p>51</p></td><td><p>73</p></td><td><p>132</p></td><td><p>235</p></td><td><p>528</p></td><td><p>528</p></td></tr><tr><td><p>18</p></td><td><p>30</p></td><td><p>51</p></td><td><p>72</p></td><td><p>132</p></td><td><p>235</p></td><td><p>527</p></td><td><p>527</p></td></tr><tr><td><p>19</p></td><td><p>30</p></td><td><p>51</p></td><td><p>72</p></td><td><p>132</p></td><td><p>234</p></td><td><p>527</p></td><td><p>527</p></td></tr><tr><td><p>20</p></td><td><p>30</p></td><td><p>51</p></td><td><p>72</p></td><td><p>132</p></td><td><p>234</p></td><td><p>527</p></td><td><p>527</p></td></tr><tr><td><p>21</p></td><td><p>30</p></td><td><p>51</p></td><td><p>72</p></td><td><p>132</p></td><td><p>235</p></td><td><p>527</p></td><td><p>527</p></td></tr><tr><td><p>22</p></td><td><p>30</p></td><td><p>51</p></td><td><p>72</p></td><td><p>132</p></td><td><p>234</p></td><td><p>527</p></td><td><p>527</p></td></tr><tr><td><p>23</p></td><td><p>30</p></td><td><p>51</p></td><td><p>72</p></td><td><p>132</p></td><td><p>234</p></td><td><p>527</p></td><td><p>527</p></td></tr><tr><td><p>24</p></td><td><p>29</p></td><td><p>51</p></td><td><p>72</p></td><td><p>132</p></td><td><p>234</p></td><td><p>527</p></td><td><p>527</p></td></tr><tr><td><p>25</p></td><td><p>29</p></td><td><p>51</p></td><td><p>72</p></td><td><p>131</p></td><td><p>234</p></td><td><p>527</p></td><td><p>527</p></td></tr><tr><td><p>26</p></td><td><p>29</p></td><td><p>50</p></td><td><p>71</p></td><td><p>131</p></td><td><p>234</p></td><td><p>526</p></td><td><p>526</p></td></tr><tr><td><p>27</p></td><td><p>29</p></td><td><p>50</p></td><td><p>71</p></td><td><p>131</p></td><td><p>233</p></td><td><p>526</p></td><td><p>526</p></td></tr><tr><td><p>28</p></td><td><p>28</p></td><td><p>50</p></td><td><p>71</p></td><td><p>130</p></td><td><p>233</p></td><td><p>526</p></td><td><p>526</p></td></tr><tr><td><p>29</p></td><td><p>28</p></td><td><p>49</p></td><td><p>70</p></td><td><p>130</p></td><td><p>233</p></td><td><p>525</p></td><td><p>525</p></td></tr><tr><td><p>30</p></td><td><p>28</p></td><td><p>49</p></td><td><p>70</p></td><td><p>130</p></td><td><p>232</p></td><td><p>525</p></td><td><p>525</p></td></tr></tbody></table> 2.12 Swiss franc <table><col/><col/><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>Duration (in years)</p></td><td><p>Credit quality step 0</p></td><td><p>Credit quality step 1</p></td><td><p>Credit quality step 2</p></td><td><p>Credit quality step 3</p></td><td><p>Credit quality step 4</p></td><td><p>Credit quality step 5</p></td><td><p>Credit quality step 6</p></td></tr><tr><td><p>1</p></td><td><p>0</p></td><td><p>4</p></td><td><p>24</p></td><td><p>93</p></td><td><p>206</p></td><td><p>499</p></td><td><p>1&#160;235</p></td></tr><tr><td><p>2</p></td><td><p>1</p></td><td><p>5</p></td><td><p>25</p></td><td><p>94</p></td><td><p>207</p></td><td><p>499</p></td><td><p>991</p></td></tr><tr><td><p>3</p></td><td><p>2</p></td><td><p>5</p></td><td><p>26</p></td><td><p>88</p></td><td><p>203</p></td><td><p>496</p></td><td><p>806</p></td></tr><tr><td><p>4</p></td><td><p>2</p></td><td><p>7</p></td><td><p>29</p></td><td><p>91</p></td><td><p>202</p></td><td><p>495</p></td><td><p>666</p></td></tr><tr><td><p>5</p></td><td><p>4</p></td><td><p>9</p></td><td><p>34</p></td><td><p>94</p></td><td><p>202</p></td><td><p>495</p></td><td><p>559</p></td></tr><tr><td><p>6</p></td><td><p>4</p></td><td><p>11</p></td><td><p>37</p></td><td><p>99</p></td><td><p>202</p></td><td><p>495</p></td><td><p>495</p></td></tr><tr><td><p>7</p></td><td><p>5</p></td><td><p>13</p></td><td><p>39</p></td><td><p>101</p></td><td><p>202</p></td><td><p>495</p></td><td><p>495</p></td></tr><tr><td><p>8</p></td><td><p>7</p></td><td><p>14</p></td><td><p>39</p></td><td><p>100</p></td><td><p>202</p></td><td><p>495</p></td><td><p>495</p></td></tr><tr><td><p>9</p></td><td><p>7</p></td><td><p>15</p></td><td><p>39</p></td><td><p>99</p></td><td><p>202</p></td><td><p>495</p></td><td><p>495</p></td></tr><tr><td><p>10</p></td><td><p>8</p></td><td><p>16</p></td><td><p>39</p></td><td><p>99</p></td><td><p>202</p></td><td><p>495</p></td><td><p>495</p></td></tr><tr><td><p>11</p></td><td><p>9</p></td><td><p>18</p></td><td><p>41</p></td><td><p>101</p></td><td><p>203</p></td><td><p>496</p></td><td><p>496</p></td></tr><tr><td><p>12</p></td><td><p>9</p></td><td><p>18</p></td><td><p>39</p></td><td><p>99</p></td><td><p>202</p></td><td><p>495</p></td><td><p>495</p></td></tr><tr><td><p>13</p></td><td><p>10</p></td><td><p>19</p></td><td><p>40</p></td><td><p>100</p></td><td><p>203</p></td><td><p>495</p></td><td><p>495</p></td></tr><tr><td><p>14</p></td><td><p>11</p></td><td><p>19</p></td><td><p>40</p></td><td><p>100</p></td><td><p>202</p></td><td><p>495</p></td><td><p>495</p></td></tr><tr><td><p>15</p></td><td><p>12</p></td><td><p>18</p></td><td><p>39</p></td><td><p>99</p></td><td><p>201</p></td><td><p>494</p></td><td><p>494</p></td></tr><tr><td><p>16</p></td><td><p>13</p></td><td><p>17</p></td><td><p>38</p></td><td><p>98</p></td><td><p>200</p></td><td><p>493</p></td><td><p>493</p></td></tr><tr><td><p>17</p></td><td><p>13</p></td><td><p>17</p></td><td><p>38</p></td><td><p>98</p></td><td><p>200</p></td><td><p>493</p></td><td><p>493</p></td></tr><tr><td><p>18</p></td><td><p>14</p></td><td><p>17</p></td><td><p>38</p></td><td><p>98</p></td><td><p>200</p></td><td><p>493</p></td><td><p>493</p></td></tr><tr><td><p>19</p></td><td><p>15</p></td><td><p>18</p></td><td><p>39</p></td><td><p>98</p></td><td><p>201</p></td><td><p>494</p></td><td><p>494</p></td></tr><tr><td><p>20</p></td><td><p>15</p></td><td><p>18</p></td><td><p>39</p></td><td><p>99</p></td><td><p>201</p></td><td><p>494</p></td><td><p>494</p></td></tr><tr><td><p>21</p></td><td><p>16</p></td><td><p>19</p></td><td><p>39</p></td><td><p>99</p></td><td><p>202</p></td><td><p>494</p></td><td><p>494</p></td></tr><tr><td><p>22</p></td><td><p>17</p></td><td><p>20</p></td><td><p>39</p></td><td><p>99</p></td><td><p>202</p></td><td><p>494</p></td><td><p>494</p></td></tr><tr><td><p>23</p></td><td><p>18</p></td><td><p>21</p></td><td><p>39</p></td><td><p>99</p></td><td><p>202</p></td><td><p>494</p></td><td><p>494</p></td></tr><tr><td><p>24</p></td><td><p>18</p></td><td><p>21</p></td><td><p>39</p></td><td><p>99</p></td><td><p>201</p></td><td><p>494</p></td><td><p>494</p></td></tr><tr><td><p>25</p></td><td><p>19</p></td><td><p>22</p></td><td><p>39</p></td><td><p>99</p></td><td><p>201</p></td><td><p>494</p></td><td><p>494</p></td></tr><tr><td><p>26</p></td><td><p>19</p></td><td><p>23</p></td><td><p>39</p></td><td><p>99</p></td><td><p>201</p></td><td><p>494</p></td><td><p>494</p></td></tr><tr><td><p>27</p></td><td><p>20</p></td><td><p>23</p></td><td><p>39</p></td><td><p>98</p></td><td><p>201</p></td><td><p>494</p></td><td><p>494</p></td></tr><tr><td><p>28</p></td><td><p>20</p></td><td><p>25</p></td><td><p>40</p></td><td><p>98</p></td><td><p>201</p></td><td><p>494</p></td><td><p>494</p></td></tr><tr><td><p>29</p></td><td><p>21</p></td><td><p>25</p></td><td><p>41</p></td><td><p>98</p></td><td><p>201</p></td><td><p>494</p></td><td><p>494</p></td></tr><tr><td><p>30</p></td><td><p>23</p></td><td><p>26</p></td><td><p>42</p></td><td><p>98</p></td><td><p>201</p></td><td><p>494</p></td><td><p>494</p></td></tr></tbody></table> 2.13 Australian dollar <table><col/><col/><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>Duration (in years)</p></td><td><p>Credit quality step 0</p></td><td><p>Credit quality step 1</p></td><td><p>Credit quality step 2</p></td><td><p>Credit quality step 3</p></td><td><p>Credit quality step 4</p></td><td><p>Credit quality step 5</p></td><td><p>Credit quality step 6</p></td></tr><tr><td><p>1</p></td><td><p>45</p></td><td><p>58</p></td><td><p>81</p></td><td><p>149</p></td><td><p>262</p></td><td><p>555</p></td><td><p>1&#160;304</p></td></tr><tr><td><p>2</p></td><td><p>45</p></td><td><p>58</p></td><td><p>81</p></td><td><p>150</p></td><td><p>263</p></td><td><p>555</p></td><td><p>1&#160;047</p></td></tr><tr><td><p>3</p></td><td><p>46</p></td><td><p>60</p></td><td><p>82</p></td><td><p>144</p></td><td><p>259</p></td><td><p>551</p></td><td><p>851</p></td></tr><tr><td><p>4</p></td><td><p>46</p></td><td><p>61</p></td><td><p>84</p></td><td><p>145</p></td><td><p>257</p></td><td><p>550</p></td><td><p>703</p></td></tr><tr><td><p>5</p></td><td><p>47</p></td><td><p>63</p></td><td><p>88</p></td><td><p>148</p></td><td><p>256</p></td><td><p>549</p></td><td><p>590</p></td></tr><tr><td><p>6</p></td><td><p>47</p></td><td><p>64</p></td><td><p>91</p></td><td><p>152</p></td><td><p>255</p></td><td><p>548</p></td><td><p>548</p></td></tr><tr><td><p>7</p></td><td><p>48</p></td><td><p>66</p></td><td><p>92</p></td><td><p>153</p></td><td><p>254</p></td><td><p>547</p></td><td><p>547</p></td></tr><tr><td><p>8</p></td><td><p>47</p></td><td><p>65</p></td><td><p>91</p></td><td><p>151</p></td><td><p>253</p></td><td><p>546</p></td><td><p>546</p></td></tr><tr><td><p>9</p></td><td><p>46</p></td><td><p>65</p></td><td><p>90</p></td><td><p>150</p></td><td><p>253</p></td><td><p>545</p></td><td><p>545</p></td></tr><tr><td><p>10</p></td><td><p>46</p></td><td><p>66</p></td><td><p>89</p></td><td><p>149</p></td><td><p>252</p></td><td><p>545</p></td><td><p>545</p></td></tr><tr><td><p>11</p></td><td><p>46</p></td><td><p>66</p></td><td><p>89</p></td><td><p>149</p></td><td><p>251</p></td><td><p>544</p></td><td><p>544</p></td></tr><tr><td><p>12</p></td><td><p>45</p></td><td><p>66</p></td><td><p>88</p></td><td><p>148</p></td><td><p>250</p></td><td><p>543</p></td><td><p>543</p></td></tr><tr><td><p>13</p></td><td><p>45</p></td><td><p>66</p></td><td><p>87</p></td><td><p>147</p></td><td><p>250</p></td><td><p>543</p></td><td><p>543</p></td></tr><tr><td><p>14</p></td><td><p>45</p></td><td><p>66</p></td><td><p>87</p></td><td><p>147</p></td><td><p>249</p></td><td><p>542</p></td><td><p>542</p></td></tr><tr><td><p>15</p></td><td><p>44</p></td><td><p>65</p></td><td><p>86</p></td><td><p>146</p></td><td><p>249</p></td><td><p>541</p></td><td><p>541</p></td></tr><tr><td><p>16</p></td><td><p>43</p></td><td><p>64</p></td><td><p>86</p></td><td><p>145</p></td><td><p>248</p></td><td><p>541</p></td><td><p>541</p></td></tr><tr><td><p>17</p></td><td><p>43</p></td><td><p>64</p></td><td><p>85</p></td><td><p>145</p></td><td><p>247</p></td><td><p>540</p></td><td><p>540</p></td></tr><tr><td><p>18</p></td><td><p>42</p></td><td><p>64</p></td><td><p>85</p></td><td><p>144</p></td><td><p>247</p></td><td><p>540</p></td><td><p>540</p></td></tr><tr><td><p>19</p></td><td><p>42</p></td><td><p>63</p></td><td><p>84</p></td><td><p>144</p></td><td><p>246</p></td><td><p>539</p></td><td><p>539</p></td></tr><tr><td><p>20</p></td><td><p>42</p></td><td><p>63</p></td><td><p>84</p></td><td><p>144</p></td><td><p>246</p></td><td><p>539</p></td><td><p>539</p></td></tr><tr><td><p>21</p></td><td><p>41</p></td><td><p>63</p></td><td><p>84</p></td><td><p>143</p></td><td><p>246</p></td><td><p>539</p></td><td><p>539</p></td></tr><tr><td><p>22</p></td><td><p>41</p></td><td><p>62</p></td><td><p>83</p></td><td><p>143</p></td><td><p>245</p></td><td><p>538</p></td><td><p>538</p></td></tr><tr><td><p>23</p></td><td><p>40</p></td><td><p>62</p></td><td><p>83</p></td><td><p>142</p></td><td><p>245</p></td><td><p>538</p></td><td><p>538</p></td></tr><tr><td><p>24</p></td><td><p>40</p></td><td><p>61</p></td><td><p>82</p></td><td><p>142</p></td><td><p>244</p></td><td><p>537</p></td><td><p>537</p></td></tr><tr><td><p>25</p></td><td><p>39</p></td><td><p>60</p></td><td><p>81</p></td><td><p>141</p></td><td><p>244</p></td><td><p>536</p></td><td><p>536</p></td></tr><tr><td><p>26</p></td><td><p>38</p></td><td><p>60</p></td><td><p>81</p></td><td><p>140</p></td><td><p>243</p></td><td><p>536</p></td><td><p>536</p></td></tr><tr><td><p>27</p></td><td><p>38</p></td><td><p>59</p></td><td><p>80</p></td><td><p>140</p></td><td><p>242</p></td><td><p>535</p></td><td><p>535</p></td></tr><tr><td><p>28</p></td><td><p>37</p></td><td><p>58</p></td><td><p>79</p></td><td><p>139</p></td><td><p>241</p></td><td><p>534</p></td><td><p>534</p></td></tr><tr><td><p>29</p></td><td><p>36</p></td><td><p>57</p></td><td><p>78</p></td><td><p>138</p></td><td><p>241</p></td><td><p>533</p></td><td><p>533</p></td></tr><tr><td><p>30</p></td><td><p>35</p></td><td><p>57</p></td><td><p>78</p></td><td><p>137</p></td><td><p>240</p></td><td><p>533</p></td><td><p>533</p></td></tr></tbody></table> 2.14 Baht <table><col/><col/><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>Duration (in years)</p></td><td><p>Credit quality step 0</p></td><td><p>Credit quality step 1</p></td><td><p>Credit quality step 2</p></td><td><p>Credit quality step 3</p></td><td><p>Credit quality step 4</p></td><td><p>Credit quality step 5</p></td><td><p>Credit quality step 6</p></td></tr><tr><td><p>1</p></td><td><p>18</p></td><td><p>30</p></td><td><p>53</p></td><td><p>122</p></td><td><p>235</p></td><td><p>528</p></td><td><p>1&#160;255</p></td></tr><tr><td><p>2</p></td><td><p>21</p></td><td><p>34</p></td><td><p>57</p></td><td><p>126</p></td><td><p>239</p></td><td><p>531</p></td><td><p>1&#160;010</p></td></tr><tr><td><p>3</p></td><td><p>25</p></td><td><p>39</p></td><td><p>61</p></td><td><p>123</p></td><td><p>238</p></td><td><p>531</p></td><td><p>824</p></td></tr><tr><td><p>4</p></td><td><p>29</p></td><td><p>44</p></td><td><p>66</p></td><td><p>128</p></td><td><p>239</p></td><td><p>532</p></td><td><p>682</p></td></tr><tr><td><p>5</p></td><td><p>31</p></td><td><p>47</p></td><td><p>72</p></td><td><p>132</p></td><td><p>240</p></td><td><p>533</p></td><td><p>574</p></td></tr><tr><td><p>6</p></td><td><p>31</p></td><td><p>48</p></td><td><p>74</p></td><td><p>135</p></td><td><p>239</p></td><td><p>532</p></td><td><p>532</p></td></tr><tr><td><p>7</p></td><td><p>35</p></td><td><p>53</p></td><td><p>79</p></td><td><p>141</p></td><td><p>242</p></td><td><p>535</p></td><td><p>535</p></td></tr><tr><td><p>8</p></td><td><p>34</p></td><td><p>53</p></td><td><p>78</p></td><td><p>139</p></td><td><p>241</p></td><td><p>534</p></td><td><p>534</p></td></tr><tr><td><p>9</p></td><td><p>35</p></td><td><p>54</p></td><td><p>79</p></td><td><p>139</p></td><td><p>242</p></td><td><p>535</p></td><td><p>535</p></td></tr><tr><td><p>10</p></td><td><p>37</p></td><td><p>57</p></td><td><p>80</p></td><td><p>140</p></td><td><p>243</p></td><td><p>536</p></td><td><p>536</p></td></tr><tr><td><p>11</p></td><td><p>38</p></td><td><p>59</p></td><td><p>82</p></td><td><p>141</p></td><td><p>244</p></td><td><p>537</p></td><td><p>537</p></td></tr><tr><td><p>12</p></td><td><p>39</p></td><td><p>60</p></td><td><p>82</p></td><td><p>142</p></td><td><p>245</p></td><td><p>537</p></td><td><p>537</p></td></tr><tr><td><p>13</p></td><td><p>40</p></td><td><p>61</p></td><td><p>83</p></td><td><p>142</p></td><td><p>245</p></td><td><p>538</p></td><td><p>538</p></td></tr><tr><td><p>14</p></td><td><p>41</p></td><td><p>62</p></td><td><p>83</p></td><td><p>143</p></td><td><p>245</p></td><td><p>538</p></td><td><p>538</p></td></tr><tr><td><p>15</p></td><td><p>41</p></td><td><p>62</p></td><td><p>83</p></td><td><p>143</p></td><td><p>245</p></td><td><p>538</p></td><td><p>538</p></td></tr><tr><td><p>16</p></td><td><p>40</p></td><td><p>62</p></td><td><p>83</p></td><td><p>143</p></td><td><p>245</p></td><td><p>538</p></td><td><p>538</p></td></tr><tr><td><p>17</p></td><td><p>41</p></td><td><p>62</p></td><td><p>83</p></td><td><p>143</p></td><td><p>245</p></td><td><p>538</p></td><td><p>538</p></td></tr><tr><td><p>18</p></td><td><p>40</p></td><td><p>61</p></td><td><p>82</p></td><td><p>142</p></td><td><p>245</p></td><td><p>537</p></td><td><p>537</p></td></tr><tr><td><p>19</p></td><td><p>40</p></td><td><p>61</p></td><td><p>82</p></td><td><p>142</p></td><td><p>244</p></td><td><p>537</p></td><td><p>537</p></td></tr><tr><td><p>20</p></td><td><p>40</p></td><td><p>61</p></td><td><p>82</p></td><td><p>142</p></td><td><p>244</p></td><td><p>537</p></td><td><p>537</p></td></tr><tr><td><p>21</p></td><td><p>40</p></td><td><p>61</p></td><td><p>82</p></td><td><p>142</p></td><td><p>244</p></td><td><p>537</p></td><td><p>537</p></td></tr><tr><td><p>22</p></td><td><p>40</p></td><td><p>61</p></td><td><p>82</p></td><td><p>142</p></td><td><p>244</p></td><td><p>537</p></td><td><p>537</p></td></tr><tr><td><p>23</p></td><td><p>39</p></td><td><p>61</p></td><td><p>82</p></td><td><p>141</p></td><td><p>244</p></td><td><p>537</p></td><td><p>537</p></td></tr><tr><td><p>24</p></td><td><p>39</p></td><td><p>60</p></td><td><p>81</p></td><td><p>141</p></td><td><p>243</p></td><td><p>536</p></td><td><p>536</p></td></tr><tr><td><p>25</p></td><td><p>38</p></td><td><p>60</p></td><td><p>81</p></td><td><p>141</p></td><td><p>243</p></td><td><p>536</p></td><td><p>536</p></td></tr><tr><td><p>26</p></td><td><p>38</p></td><td><p>59</p></td><td><p>80</p></td><td><p>140</p></td><td><p>242</p></td><td><p>535</p></td><td><p>535</p></td></tr><tr><td><p>27</p></td><td><p>37</p></td><td><p>59</p></td><td><p>80</p></td><td><p>140</p></td><td><p>242</p></td><td><p>535</p></td><td><p>535</p></td></tr><tr><td><p>28</p></td><td><p>37</p></td><td><p>58</p></td><td><p>79</p></td><td><p>139</p></td><td><p>241</p></td><td><p>534</p></td><td><p>534</p></td></tr><tr><td><p>29</p></td><td><p>36</p></td><td><p>58</p></td><td><p>79</p></td><td><p>138</p></td><td><p>241</p></td><td><p>534</p></td><td><p>534</p></td></tr><tr><td><p>30</p></td><td><p>36</p></td><td><p>57</p></td><td><p>78</p></td><td><p>138</p></td><td><p>240</p></td><td><p>533</p></td><td><p>533</p></td></tr></tbody></table> 2.15 Canadian dollar <table><col/><col/><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>Duration (in years)</p></td><td><p>Credit quality step 0</p></td><td><p>Credit quality step 1</p></td><td><p>Credit quality step 2</p></td><td><p>Credit quality step 3</p></td><td><p>Credit quality step 4</p></td><td><p>Credit quality step 5</p></td><td><p>Credit quality step 6</p></td></tr><tr><td><p>1</p></td><td><p>18</p></td><td><p>31</p></td><td><p>54</p></td><td><p>123</p></td><td><p>236</p></td><td><p>528</p></td><td><p>1&#160;309</p></td></tr><tr><td><p>2</p></td><td><p>19</p></td><td><p>32</p></td><td><p>55</p></td><td><p>124</p></td><td><p>237</p></td><td><p>529</p></td><td><p>1&#160;047</p></td></tr><tr><td><p>3</p></td><td><p>21</p></td><td><p>35</p></td><td><p>57</p></td><td><p>119</p></td><td><p>234</p></td><td><p>527</p></td><td><p>849</p></td></tr><tr><td><p>4</p></td><td><p>23</p></td><td><p>38</p></td><td><p>60</p></td><td><p>122</p></td><td><p>233</p></td><td><p>526</p></td><td><p>699</p></td></tr><tr><td><p>5</p></td><td><p>24</p></td><td><p>40</p></td><td><p>65</p></td><td><p>125</p></td><td><p>233</p></td><td><p>526</p></td><td><p>585</p></td></tr><tr><td><p>6</p></td><td><p>25</p></td><td><p>42</p></td><td><p>69</p></td><td><p>130</p></td><td><p>233</p></td><td><p>526</p></td><td><p>526</p></td></tr><tr><td><p>7</p></td><td><p>26</p></td><td><p>44</p></td><td><p>70</p></td><td><p>132</p></td><td><p>233</p></td><td><p>526</p></td><td><p>526</p></td></tr><tr><td><p>8</p></td><td><p>26</p></td><td><p>45</p></td><td><p>70</p></td><td><p>131</p></td><td><p>233</p></td><td><p>526</p></td><td><p>526</p></td></tr><tr><td><p>9</p></td><td><p>26</p></td><td><p>46</p></td><td><p>70</p></td><td><p>131</p></td><td><p>233</p></td><td><p>526</p></td><td><p>526</p></td></tr><tr><td><p>10</p></td><td><p>27</p></td><td><p>47</p></td><td><p>71</p></td><td><p>131</p></td><td><p>233</p></td><td><p>526</p></td><td><p>526</p></td></tr><tr><td><p>11</p></td><td><p>28</p></td><td><p>48</p></td><td><p>71</p></td><td><p>131</p></td><td><p>233</p></td><td><p>526</p></td><td><p>526</p></td></tr><tr><td><p>12</p></td><td><p>28</p></td><td><p>49</p></td><td><p>71</p></td><td><p>131</p></td><td><p>233</p></td><td><p>526</p></td><td><p>526</p></td></tr><tr><td><p>13</p></td><td><p>29</p></td><td><p>50</p></td><td><p>71</p></td><td><p>131</p></td><td><p>233</p></td><td><p>526</p></td><td><p>526</p></td></tr><tr><td><p>14</p></td><td><p>29</p></td><td><p>50</p></td><td><p>71</p></td><td><p>131</p></td><td><p>233</p></td><td><p>526</p></td><td><p>526</p></td></tr><tr><td><p>15</p></td><td><p>29</p></td><td><p>50</p></td><td><p>71</p></td><td><p>131</p></td><td><p>233</p></td><td><p>526</p></td><td><p>526</p></td></tr><tr><td><p>16</p></td><td><p>29</p></td><td><p>50</p></td><td><p>71</p></td><td><p>131</p></td><td><p>233</p></td><td><p>526</p></td><td><p>526</p></td></tr><tr><td><p>17</p></td><td><p>29</p></td><td><p>50</p></td><td><p>71</p></td><td><p>131</p></td><td><p>233</p></td><td><p>526</p></td><td><p>526</p></td></tr><tr><td><p>18</p></td><td><p>29</p></td><td><p>50</p></td><td><p>71</p></td><td><p>131</p></td><td><p>233</p></td><td><p>526</p></td><td><p>526</p></td></tr><tr><td><p>19</p></td><td><p>29</p></td><td><p>50</p></td><td><p>71</p></td><td><p>131</p></td><td><p>233</p></td><td><p>526</p></td><td><p>526</p></td></tr><tr><td><p>20</p></td><td><p>29</p></td><td><p>50</p></td><td><p>71</p></td><td><p>131</p></td><td><p>233</p></td><td><p>526</p></td><td><p>526</p></td></tr><tr><td><p>21</p></td><td><p>29</p></td><td><p>50</p></td><td><p>71</p></td><td><p>131</p></td><td><p>233</p></td><td><p>526</p></td><td><p>526</p></td></tr><tr><td><p>22</p></td><td><p>28</p></td><td><p>50</p></td><td><p>71</p></td><td><p>130</p></td><td><p>233</p></td><td><p>526</p></td><td><p>526</p></td></tr><tr><td><p>23</p></td><td><p>28</p></td><td><p>49</p></td><td><p>70</p></td><td><p>130</p></td><td><p>232</p></td><td><p>525</p></td><td><p>525</p></td></tr><tr><td><p>24</p></td><td><p>27</p></td><td><p>49</p></td><td><p>70</p></td><td><p>130</p></td><td><p>232</p></td><td><p>525</p></td><td><p>525</p></td></tr><tr><td><p>25</p></td><td><p>27</p></td><td><p>48</p></td><td><p>69</p></td><td><p>129</p></td><td><p>231</p></td><td><p>524</p></td><td><p>524</p></td></tr><tr><td><p>26</p></td><td><p>26</p></td><td><p>48</p></td><td><p>69</p></td><td><p>129</p></td><td><p>231</p></td><td><p>524</p></td><td><p>524</p></td></tr><tr><td><p>27</p></td><td><p>26</p></td><td><p>47</p></td><td><p>68</p></td><td><p>128</p></td><td><p>231</p></td><td><p>523</p></td><td><p>523</p></td></tr><tr><td><p>28</p></td><td><p>26</p></td><td><p>47</p></td><td><p>68</p></td><td><p>128</p></td><td><p>230</p></td><td><p>523</p></td><td><p>523</p></td></tr><tr><td><p>29</p></td><td><p>25</p></td><td><p>46</p></td><td><p>67</p></td><td><p>127</p></td><td><p>230</p></td><td><p>523</p></td><td><p>523</p></td></tr><tr><td><p>30</p></td><td><p>25</p></td><td><p>46</p></td><td><p>67</p></td><td><p>127</p></td><td><p>229</p></td><td><p>522</p></td><td><p>522</p></td></tr></tbody></table> 2.16 Chilean peso <table><col/><col/><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>Duration (in years)</p></td><td><p>Credit quality step 0</p></td><td><p>Credit quality step 1</p></td><td><p>Credit quality step 2</p></td><td><p>Credit quality step 3</p></td><td><p>Credit quality step 4</p></td><td><p>Credit quality step 5</p></td><td><p>Credit quality step 6</p></td></tr><tr><td><p>1</p></td><td><p>52</p></td><td><p>65</p></td><td><p>88</p></td><td><p>157</p></td><td><p>270</p></td><td><p>562</p></td><td><p>1&#160;428</p></td></tr><tr><td><p>2</p></td><td><p>55</p></td><td><p>67</p></td><td><p>90</p></td><td><p>159</p></td><td><p>272</p></td><td><p>565</p></td><td><p>1&#160;125</p></td></tr><tr><td><p>3</p></td><td><p>58</p></td><td><p>72</p></td><td><p>94</p></td><td><p>156</p></td><td><p>271</p></td><td><p>564</p></td><td><p>906</p></td></tr><tr><td><p>4</p></td><td><p>61</p></td><td><p>76</p></td><td><p>98</p></td><td><p>160</p></td><td><p>271</p></td><td><p>564</p></td><td><p>744</p></td></tr><tr><td><p>5</p></td><td><p>63</p></td><td><p>79</p></td><td><p>104</p></td><td><p>164</p></td><td><p>272</p></td><td><p>565</p></td><td><p>622</p></td></tr><tr><td><p>6</p></td><td><p>64</p></td><td><p>81</p></td><td><p>108</p></td><td><p>169</p></td><td><p>272</p></td><td><p>565</p></td><td><p>565</p></td></tr><tr><td><p>7</p></td><td><p>65</p></td><td><p>84</p></td><td><p>110</p></td><td><p>171</p></td><td><p>272</p></td><td><p>565</p></td><td><p>565</p></td></tr><tr><td><p>8</p></td><td><p>65</p></td><td><p>84</p></td><td><p>109</p></td><td><p>170</p></td><td><p>272</p></td><td><p>565</p></td><td><p>565</p></td></tr><tr><td><p>9</p></td><td><p>65</p></td><td><p>85</p></td><td><p>109</p></td><td><p>169</p></td><td><p>272</p></td><td><p>565</p></td><td><p>565</p></td></tr><tr><td><p>10</p></td><td><p>66</p></td><td><p>86</p></td><td><p>109</p></td><td><p>169</p></td><td><p>272</p></td><td><p>565</p></td><td><p>565</p></td></tr><tr><td><p>11</p></td><td><p>66</p></td><td><p>87</p></td><td><p>109</p></td><td><p>169</p></td><td><p>272</p></td><td><p>565</p></td><td><p>565</p></td></tr><tr><td><p>12</p></td><td><p>66</p></td><td><p>87</p></td><td><p>109</p></td><td><p>169</p></td><td><p>271</p></td><td><p>564</p></td><td><p>564</p></td></tr><tr><td><p>13</p></td><td><p>66</p></td><td><p>87</p></td><td><p>108</p></td><td><p>168</p></td><td><p>270</p></td><td><p>563</p></td><td><p>563</p></td></tr><tr><td><p>14</p></td><td><p>65</p></td><td><p>86</p></td><td><p>107</p></td><td><p>167</p></td><td><p>270</p></td><td><p>563</p></td><td><p>563</p></td></tr><tr><td><p>15</p></td><td><p>64</p></td><td><p>86</p></td><td><p>107</p></td><td><p>166</p></td><td><p>269</p></td><td><p>562</p></td><td><p>562</p></td></tr><tr><td><p>16</p></td><td><p>64</p></td><td><p>85</p></td><td><p>106</p></td><td><p>166</p></td><td><p>268</p></td><td><p>561</p></td><td><p>561</p></td></tr><tr><td><p>17</p></td><td><p>63</p></td><td><p>84</p></td><td><p>105</p></td><td><p>165</p></td><td><p>268</p></td><td><p>560</p></td><td><p>560</p></td></tr><tr><td><p>18</p></td><td><p>62</p></td><td><p>84</p></td><td><p>105</p></td><td><p>165</p></td><td><p>267</p></td><td><p>560</p></td><td><p>560</p></td></tr><tr><td><p>19</p></td><td><p>62</p></td><td><p>83</p></td><td><p>104</p></td><td><p>164</p></td><td><p>266</p></td><td><p>559</p></td><td><p>559</p></td></tr><tr><td><p>20</p></td><td><p>61</p></td><td><p>82</p></td><td><p>103</p></td><td><p>163</p></td><td><p>266</p></td><td><p>559</p></td><td><p>559</p></td></tr><tr><td><p>21</p></td><td><p>60</p></td><td><p>82</p></td><td><p>103</p></td><td><p>163</p></td><td><p>265</p></td><td><p>558</p></td><td><p>558</p></td></tr><tr><td><p>22</p></td><td><p>60</p></td><td><p>81</p></td><td><p>102</p></td><td><p>162</p></td><td><p>264</p></td><td><p>557</p></td><td><p>557</p></td></tr><tr><td><p>23</p></td><td><p>59</p></td><td><p>80</p></td><td><p>101</p></td><td><p>161</p></td><td><p>263</p></td><td><p>556</p></td><td><p>556</p></td></tr><tr><td><p>24</p></td><td><p>58</p></td><td><p>79</p></td><td><p>100</p></td><td><p>160</p></td><td><p>262</p></td><td><p>555</p></td><td><p>555</p></td></tr><tr><td><p>25</p></td><td><p>57</p></td><td><p>78</p></td><td><p>99</p></td><td><p>159</p></td><td><p>261</p></td><td><p>554</p></td><td><p>554</p></td></tr><tr><td><p>26</p></td><td><p>56</p></td><td><p>77</p></td><td><p>98</p></td><td><p>158</p></td><td><p>261</p></td><td><p>553</p></td><td><p>553</p></td></tr><tr><td><p>27</p></td><td><p>55</p></td><td><p>76</p></td><td><p>97</p></td><td><p>157</p></td><td><p>260</p></td><td><p>552</p></td><td><p>552</p></td></tr><tr><td><p>28</p></td><td><p>54</p></td><td><p>75</p></td><td><p>96</p></td><td><p>156</p></td><td><p>259</p></td><td><p>552</p></td><td><p>552</p></td></tr><tr><td><p>29</p></td><td><p>53</p></td><td><p>74</p></td><td><p>95</p></td><td><p>155</p></td><td><p>258</p></td><td><p>551</p></td><td><p>551</p></td></tr><tr><td><p>30</p></td><td><p>52</p></td><td><p>74</p></td><td><p>95</p></td><td><p>154</p></td><td><p>257</p></td><td><p>550</p></td><td><p>550</p></td></tr></tbody></table> 2.17 Colombian peso <table><col/><col/><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>Duration (in years)</p></td><td><p>Credit quality step 0</p></td><td><p>Credit quality step 1</p></td><td><p>Credit quality step 2</p></td><td><p>Credit quality step 3</p></td><td><p>Credit quality step 4</p></td><td><p>Credit quality step 5</p></td><td><p>Credit quality step 6</p></td></tr><tr><td><p>1</p></td><td><p>82</p></td><td><p>95</p></td><td><p>118</p></td><td><p>187</p></td><td><p>300</p></td><td><p>593</p></td><td><p>1&#160;447</p></td></tr><tr><td><p>2</p></td><td><p>87</p></td><td><p>100</p></td><td><p>123</p></td><td><p>192</p></td><td><p>305</p></td><td><p>598</p></td><td><p>1&#160;167</p></td></tr><tr><td><p>3</p></td><td><p>90</p></td><td><p>104</p></td><td><p>126</p></td><td><p>188</p></td><td><p>303</p></td><td><p>595</p></td><td><p>953</p></td></tr><tr><td><p>4</p></td><td><p>91</p></td><td><p>106</p></td><td><p>129</p></td><td><p>190</p></td><td><p>302</p></td><td><p>595</p></td><td><p>789</p></td></tr><tr><td><p>5</p></td><td><p>95</p></td><td><p>111</p></td><td><p>136</p></td><td><p>196</p></td><td><p>304</p></td><td><p>597</p></td><td><p>663</p></td></tr><tr><td><p>6</p></td><td><p>97</p></td><td><p>114</p></td><td><p>140</p></td><td><p>201</p></td><td><p>305</p></td><td><p>598</p></td><td><p>598</p></td></tr><tr><td><p>7</p></td><td><p>99</p></td><td><p>117</p></td><td><p>143</p></td><td><p>204</p></td><td><p>306</p></td><td><p>598</p></td><td><p>598</p></td></tr><tr><td><p>8</p></td><td><p>100</p></td><td><p>119</p></td><td><p>144</p></td><td><p>205</p></td><td><p>307</p></td><td><p>600</p></td><td><p>600</p></td></tr><tr><td><p>9</p></td><td><p>101</p></td><td><p>120</p></td><td><p>145</p></td><td><p>205</p></td><td><p>308</p></td><td><p>600</p></td><td><p>600</p></td></tr><tr><td><p>10</p></td><td><p>102</p></td><td><p>122</p></td><td><p>145</p></td><td><p>205</p></td><td><p>308</p></td><td><p>601</p></td><td><p>601</p></td></tr><tr><td><p>11</p></td><td><p>102</p></td><td><p>123</p></td><td><p>145</p></td><td><p>205</p></td><td><p>308</p></td><td><p>600</p></td><td><p>600</p></td></tr><tr><td><p>12</p></td><td><p>102</p></td><td><p>123</p></td><td><p>145</p></td><td><p>204</p></td><td><p>307</p></td><td><p>600</p></td><td><p>600</p></td></tr><tr><td><p>13</p></td><td><p>101</p></td><td><p>122</p></td><td><p>143</p></td><td><p>203</p></td><td><p>306</p></td><td><p>598</p></td><td><p>598</p></td></tr><tr><td><p>14</p></td><td><p>100</p></td><td><p>121</p></td><td><p>142</p></td><td><p>202</p></td><td><p>304</p></td><td><p>597</p></td><td><p>597</p></td></tr><tr><td><p>15</p></td><td><p>98</p></td><td><p>120</p></td><td><p>141</p></td><td><p>200</p></td><td><p>303</p></td><td><p>596</p></td><td><p>596</p></td></tr><tr><td><p>16</p></td><td><p>97</p></td><td><p>118</p></td><td><p>139</p></td><td><p>199</p></td><td><p>302</p></td><td><p>594</p></td><td><p>594</p></td></tr><tr><td><p>17</p></td><td><p>96</p></td><td><p>117</p></td><td><p>138</p></td><td><p>198</p></td><td><p>300</p></td><td><p>593</p></td><td><p>593</p></td></tr><tr><td><p>18</p></td><td><p>94</p></td><td><p>116</p></td><td><p>137</p></td><td><p>196</p></td><td><p>299</p></td><td><p>592</p></td><td><p>592</p></td></tr><tr><td><p>19</p></td><td><p>93</p></td><td><p>114</p></td><td><p>135</p></td><td><p>195</p></td><td><p>298</p></td><td><p>590</p></td><td><p>590</p></td></tr><tr><td><p>20</p></td><td><p>92</p></td><td><p>113</p></td><td><p>134</p></td><td><p>194</p></td><td><p>296</p></td><td><p>589</p></td><td><p>589</p></td></tr><tr><td><p>21</p></td><td><p>90</p></td><td><p>111</p></td><td><p>133</p></td><td><p>192</p></td><td><p>295</p></td><td><p>588</p></td><td><p>588</p></td></tr><tr><td><p>22</p></td><td><p>89</p></td><td><p>110</p></td><td><p>131</p></td><td><p>191</p></td><td><p>293</p></td><td><p>586</p></td><td><p>586</p></td></tr><tr><td><p>23</p></td><td><p>87</p></td><td><p>108</p></td><td><p>129</p></td><td><p>189</p></td><td><p>292</p></td><td><p>584</p></td><td><p>584</p></td></tr><tr><td><p>24</p></td><td><p>85</p></td><td><p>107</p></td><td><p>128</p></td><td><p>187</p></td><td><p>290</p></td><td><p>583</p></td><td><p>583</p></td></tr><tr><td><p>25</p></td><td><p>84</p></td><td><p>105</p></td><td><p>126</p></td><td><p>186</p></td><td><p>288</p></td><td><p>581</p></td><td><p>581</p></td></tr><tr><td><p>26</p></td><td><p>82</p></td><td><p>103</p></td><td><p>124</p></td><td><p>184</p></td><td><p>287</p></td><td><p>579</p></td><td><p>579</p></td></tr><tr><td><p>27</p></td><td><p>80</p></td><td><p>102</p></td><td><p>123</p></td><td><p>182</p></td><td><p>285</p></td><td><p>578</p></td><td><p>578</p></td></tr><tr><td><p>28</p></td><td><p>79</p></td><td><p>100</p></td><td><p>121</p></td><td><p>181</p></td><td><p>283</p></td><td><p>576</p></td><td><p>576</p></td></tr><tr><td><p>29</p></td><td><p>77</p></td><td><p>98</p></td><td><p>119</p></td><td><p>179</p></td><td><p>282</p></td><td><p>574</p></td><td><p>574</p></td></tr><tr><td><p>30</p></td><td><p>76</p></td><td><p>97</p></td><td><p>118</p></td><td><p>178</p></td><td><p>280</p></td><td><p>573</p></td><td><p>573</p></td></tr></tbody></table> 2.18 Hong Kong dollar <table><col/><col/><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>Duration (in years)</p></td><td><p>Credit quality step 0</p></td><td><p>Credit quality step 1</p></td><td><p>Credit quality step 2</p></td><td><p>Credit quality step 3</p></td><td><p>Credit quality step 4</p></td><td><p>Credit quality step 5</p></td><td><p>Credit quality step 6</p></td></tr><tr><td><p>1</p></td><td><p>12</p></td><td><p>25</p></td><td><p>48</p></td><td><p>116</p></td><td><p>229</p></td><td><p>522</p></td><td><p>1&#160;308</p></td></tr><tr><td><p>2</p></td><td><p>15</p></td><td><p>28</p></td><td><p>51</p></td><td><p>119</p></td><td><p>232</p></td><td><p>525</p></td><td><p>1&#160;050</p></td></tr><tr><td><p>3</p></td><td><p>18</p></td><td><p>32</p></td><td><p>54</p></td><td><p>116</p></td><td><p>231</p></td><td><p>524</p></td><td><p>852</p></td></tr><tr><td><p>4</p></td><td><p>21</p></td><td><p>36</p></td><td><p>58</p></td><td><p>120</p></td><td><p>231</p></td><td><p>524</p></td><td><p>703</p></td></tr><tr><td><p>5</p></td><td><p>23</p></td><td><p>39</p></td><td><p>64</p></td><td><p>124</p></td><td><p>232</p></td><td><p>525</p></td><td><p>589</p></td></tr><tr><td><p>6</p></td><td><p>25</p></td><td><p>42</p></td><td><p>68</p></td><td><p>129</p></td><td><p>233</p></td><td><p>526</p></td><td><p>526</p></td></tr><tr><td><p>7</p></td><td><p>26</p></td><td><p>44</p></td><td><p>70</p></td><td><p>132</p></td><td><p>233</p></td><td><p>526</p></td><td><p>526</p></td></tr><tr><td><p>8</p></td><td><p>26</p></td><td><p>45</p></td><td><p>70</p></td><td><p>131</p></td><td><p>233</p></td><td><p>526</p></td><td><p>526</p></td></tr><tr><td><p>9</p></td><td><p>26</p></td><td><p>46</p></td><td><p>70</p></td><td><p>130</p></td><td><p>233</p></td><td><p>526</p></td><td><p>526</p></td></tr><tr><td><p>10</p></td><td><p>27</p></td><td><p>47</p></td><td><p>70</p></td><td><p>130</p></td><td><p>233</p></td><td><p>526</p></td><td><p>526</p></td></tr><tr><td><p>11</p></td><td><p>27</p></td><td><p>48</p></td><td><p>70</p></td><td><p>130</p></td><td><p>233</p></td><td><p>526</p></td><td><p>526</p></td></tr><tr><td><p>12</p></td><td><p>27</p></td><td><p>48</p></td><td><p>70</p></td><td><p>130</p></td><td><p>232</p></td><td><p>525</p></td><td><p>525</p></td></tr><tr><td><p>13</p></td><td><p>27</p></td><td><p>48</p></td><td><p>70</p></td><td><p>129</p></td><td><p>232</p></td><td><p>525</p></td><td><p>525</p></td></tr><tr><td><p>14</p></td><td><p>27</p></td><td><p>48</p></td><td><p>69</p></td><td><p>129</p></td><td><p>231</p></td><td><p>524</p></td><td><p>524</p></td></tr><tr><td><p>15</p></td><td><p>26</p></td><td><p>47</p></td><td><p>68</p></td><td><p>128</p></td><td><p>231</p></td><td><p>523</p></td><td><p>523</p></td></tr><tr><td><p>16</p></td><td><p>25</p></td><td><p>47</p></td><td><p>68</p></td><td><p>127</p></td><td><p>230</p></td><td><p>523</p></td><td><p>523</p></td></tr><tr><td><p>17</p></td><td><p>25</p></td><td><p>46</p></td><td><p>67</p></td><td><p>127</p></td><td><p>230</p></td><td><p>522</p></td><td><p>522</p></td></tr><tr><td><p>18</p></td><td><p>25</p></td><td><p>46</p></td><td><p>67</p></td><td><p>127</p></td><td><p>229</p></td><td><p>522</p></td><td><p>522</p></td></tr><tr><td><p>19</p></td><td><p>25</p></td><td><p>46</p></td><td><p>67</p></td><td><p>127</p></td><td><p>229</p></td><td><p>522</p></td><td><p>522</p></td></tr><tr><td><p>20</p></td><td><p>25</p></td><td><p>46</p></td><td><p>67</p></td><td><p>127</p></td><td><p>229</p></td><td><p>522</p></td><td><p>522</p></td></tr><tr><td><p>21</p></td><td><p>25</p></td><td><p>46</p></td><td><p>67</p></td><td><p>127</p></td><td><p>230</p></td><td><p>522</p></td><td><p>522</p></td></tr><tr><td><p>22</p></td><td><p>25</p></td><td><p>46</p></td><td><p>67</p></td><td><p>127</p></td><td><p>230</p></td><td><p>522</p></td><td><p>522</p></td></tr><tr><td><p>23</p></td><td><p>25</p></td><td><p>46</p></td><td><p>67</p></td><td><p>127</p></td><td><p>230</p></td><td><p>522</p></td><td><p>522</p></td></tr><tr><td><p>24</p></td><td><p>25</p></td><td><p>46</p></td><td><p>67</p></td><td><p>127</p></td><td><p>229</p></td><td><p>522</p></td><td><p>522</p></td></tr><tr><td><p>25</p></td><td><p>25</p></td><td><p>46</p></td><td><p>67</p></td><td><p>127</p></td><td><p>229</p></td><td><p>522</p></td><td><p>522</p></td></tr><tr><td><p>26</p></td><td><p>24</p></td><td><p>46</p></td><td><p>67</p></td><td><p>127</p></td><td><p>229</p></td><td><p>522</p></td><td><p>522</p></td></tr><tr><td><p>27</p></td><td><p>24</p></td><td><p>46</p></td><td><p>67</p></td><td><p>126</p></td><td><p>229</p></td><td><p>522</p></td><td><p>522</p></td></tr><tr><td><p>28</p></td><td><p>24</p></td><td><p>45</p></td><td><p>66</p></td><td><p>126</p></td><td><p>229</p></td><td><p>521</p></td><td><p>521</p></td></tr><tr><td><p>29</p></td><td><p>24</p></td><td><p>45</p></td><td><p>66</p></td><td><p>126</p></td><td><p>228</p></td><td><p>521</p></td><td><p>521</p></td></tr><tr><td><p>30</p></td><td><p>24</p></td><td><p>45</p></td><td><p>66</p></td><td><p>126</p></td><td><p>228</p></td><td><p>521</p></td><td><p>521</p></td></tr></tbody></table> 2.19 Indian rupee <table><col/><col/><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>Duration (in years)</p></td><td><p>Credit quality step 0</p></td><td><p>Credit quality step 1</p></td><td><p>Credit quality step 2</p></td><td><p>Credit quality step 3</p></td><td><p>Credit quality step 4</p></td><td><p>Credit quality step 5</p></td><td><p>Credit quality step 6</p></td></tr><tr><td><p>1</p></td><td><p>95</p></td><td><p>108</p></td><td><p>131</p></td><td><p>199</p></td><td><p>312</p></td><td><p>605</p></td><td><p>1&#160;359</p></td></tr><tr><td><p>2</p></td><td><p>96</p></td><td><p>109</p></td><td><p>132</p></td><td><p>200</p></td><td><p>313</p></td><td><p>606</p></td><td><p>1&#160;093</p></td></tr><tr><td><p>3</p></td><td><p>98</p></td><td><p>111</p></td><td><p>133</p></td><td><p>195</p></td><td><p>310</p></td><td><p>603</p></td><td><p>890</p></td></tr><tr><td><p>4</p></td><td><p>99</p></td><td><p>114</p></td><td><p>137</p></td><td><p>198</p></td><td><p>310</p></td><td><p>602</p></td><td><p>736</p></td></tr><tr><td><p>5</p></td><td><p>100</p></td><td><p>117</p></td><td><p>142</p></td><td><p>201</p></td><td><p>310</p></td><td><p>602</p></td><td><p>617</p></td></tr><tr><td><p>6</p></td><td><p>101</p></td><td><p>118</p></td><td><p>145</p></td><td><p>206</p></td><td><p>309</p></td><td><p>602</p></td><td><p>602</p></td></tr><tr><td><p>7</p></td><td><p>102</p></td><td><p>120</p></td><td><p>146</p></td><td><p>208</p></td><td><p>309</p></td><td><p>602</p></td><td><p>602</p></td></tr><tr><td><p>8</p></td><td><p>102</p></td><td><p>121</p></td><td><p>146</p></td><td><p>207</p></td><td><p>309</p></td><td><p>602</p></td><td><p>602</p></td></tr><tr><td><p>9</p></td><td><p>101</p></td><td><p>121</p></td><td><p>145</p></td><td><p>205</p></td><td><p>308</p></td><td><p>601</p></td><td><p>601</p></td></tr><tr><td><p>10</p></td><td><p>101</p></td><td><p>121</p></td><td><p>144</p></td><td><p>204</p></td><td><p>307</p></td><td><p>600</p></td><td><p>600</p></td></tr><tr><td><p>11</p></td><td><p>100</p></td><td><p>120</p></td><td><p>143</p></td><td><p>203</p></td><td><p>305</p></td><td><p>598</p></td><td><p>598</p></td></tr><tr><td><p>12</p></td><td><p>98</p></td><td><p>119</p></td><td><p>141</p></td><td><p>201</p></td><td><p>303</p></td><td><p>596</p></td><td><p>596</p></td></tr><tr><td><p>13</p></td><td><p>97</p></td><td><p>118</p></td><td><p>139</p></td><td><p>199</p></td><td><p>302</p></td><td><p>595</p></td><td><p>595</p></td></tr><tr><td><p>14</p></td><td><p>95</p></td><td><p>117</p></td><td><p>138</p></td><td><p>198</p></td><td><p>300</p></td><td><p>593</p></td><td><p>593</p></td></tr><tr><td><p>15</p></td><td><p>94</p></td><td><p>115</p></td><td><p>136</p></td><td><p>196</p></td><td><p>298</p></td><td><p>591</p></td><td><p>591</p></td></tr><tr><td><p>16</p></td><td><p>92</p></td><td><p>113</p></td><td><p>134</p></td><td><p>194</p></td><td><p>296</p></td><td><p>589</p></td><td><p>589</p></td></tr><tr><td><p>17</p></td><td><p>90</p></td><td><p>112</p></td><td><p>133</p></td><td><p>192</p></td><td><p>295</p></td><td><p>588</p></td><td><p>588</p></td></tr><tr><td><p>18</p></td><td><p>89</p></td><td><p>110</p></td><td><p>131</p></td><td><p>191</p></td><td><p>294</p></td><td><p>586</p></td><td><p>586</p></td></tr><tr><td><p>19</p></td><td><p>88</p></td><td><p>109</p></td><td><p>130</p></td><td><p>190</p></td><td><p>292</p></td><td><p>585</p></td><td><p>585</p></td></tr><tr><td><p>20</p></td><td><p>87</p></td><td><p>108</p></td><td><p>129</p></td><td><p>189</p></td><td><p>291</p></td><td><p>584</p></td><td><p>584</p></td></tr><tr><td><p>21</p></td><td><p>85</p></td><td><p>107</p></td><td><p>128</p></td><td><p>188</p></td><td><p>290</p></td><td><p>583</p></td><td><p>583</p></td></tr><tr><td><p>22</p></td><td><p>84</p></td><td><p>106</p></td><td><p>127</p></td><td><p>187</p></td><td><p>289</p></td><td><p>582</p></td><td><p>582</p></td></tr><tr><td><p>23</p></td><td><p>83</p></td><td><p>104</p></td><td><p>125</p></td><td><p>185</p></td><td><p>288</p></td><td><p>581</p></td><td><p>581</p></td></tr><tr><td><p>24</p></td><td><p>82</p></td><td><p>103</p></td><td><p>124</p></td><td><p>184</p></td><td><p>287</p></td><td><p>579</p></td><td><p>579</p></td></tr><tr><td><p>25</p></td><td><p>81</p></td><td><p>102</p></td><td><p>123</p></td><td><p>183</p></td><td><p>285</p></td><td><p>578</p></td><td><p>578</p></td></tr><tr><td><p>26</p></td><td><p>79</p></td><td><p>101</p></td><td><p>122</p></td><td><p>182</p></td><td><p>284</p></td><td><p>577</p></td><td><p>577</p></td></tr><tr><td><p>27</p></td><td><p>78</p></td><td><p>100</p></td><td><p>121</p></td><td><p>180</p></td><td><p>283</p></td><td><p>576</p></td><td><p>576</p></td></tr><tr><td><p>28</p></td><td><p>77</p></td><td><p>98</p></td><td><p>119</p></td><td><p>179</p></td><td><p>282</p></td><td><p>575</p></td><td><p>575</p></td></tr><tr><td><p>29</p></td><td><p>76</p></td><td><p>97</p></td><td><p>118</p></td><td><p>178</p></td><td><p>281</p></td><td><p>573</p></td><td><p>573</p></td></tr><tr><td><p>30</p></td><td><p>75</p></td><td><p>96</p></td><td><p>117</p></td><td><p>177</p></td><td><p>279</p></td><td><p>572</p></td><td><p>572</p></td></tr></tbody></table> 2.20 Mexican peso <table><col/><col/><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>Duration (in years)</p></td><td><p>Credit quality step 0</p></td><td><p>Credit quality step 1</p></td><td><p>Credit quality step 2</p></td><td><p>Credit quality step 3</p></td><td><p>Credit quality step 4</p></td><td><p>Credit quality step 5</p></td><td><p>Credit quality step 6</p></td></tr><tr><td><p>1</p></td><td><p>312</p></td><td><p>325</p></td><td><p>348</p></td><td><p>416</p></td><td><p>529</p></td><td><p>822</p></td><td><p>1&#160;443</p></td></tr><tr><td><p>2</p></td><td><p>87</p></td><td><p>100</p></td><td><p>123</p></td><td><p>191</p></td><td><p>304</p></td><td><p>597</p></td><td><p>1&#160;151</p></td></tr><tr><td><p>3</p></td><td><p>90</p></td><td><p>104</p></td><td><p>126</p></td><td><p>188</p></td><td><p>303</p></td><td><p>596</p></td><td><p>930</p></td></tr><tr><td><p>4</p></td><td><p>93</p></td><td><p>108</p></td><td><p>131</p></td><td><p>192</p></td><td><p>304</p></td><td><p>597</p></td><td><p>765</p></td></tr><tr><td><p>5</p></td><td><p>96</p></td><td><p>112</p></td><td><p>137</p></td><td><p>197</p></td><td><p>305</p></td><td><p>598</p></td><td><p>641</p></td></tr><tr><td><p>6</p></td><td><p>98</p></td><td><p>115</p></td><td><p>141</p></td><td><p>202</p></td><td><p>306</p></td><td><p>598</p></td><td><p>598</p></td></tr><tr><td><p>7</p></td><td><p>99</p></td><td><p>117</p></td><td><p>143</p></td><td><p>205</p></td><td><p>306</p></td><td><p>599</p></td><td><p>599</p></td></tr><tr><td><p>8</p></td><td><p>100</p></td><td><p>119</p></td><td><p>144</p></td><td><p>205</p></td><td><p>307</p></td><td><p>599</p></td><td><p>599</p></td></tr><tr><td><p>9</p></td><td><p>100</p></td><td><p>120</p></td><td><p>144</p></td><td><p>204</p></td><td><p>307</p></td><td><p>600</p></td><td><p>600</p></td></tr><tr><td><p>10</p></td><td><p>101</p></td><td><p>121</p></td><td><p>144</p></td><td><p>204</p></td><td><p>307</p></td><td><p>600</p></td><td><p>600</p></td></tr><tr><td><p>11</p></td><td><p>101</p></td><td><p>122</p></td><td><p>144</p></td><td><p>204</p></td><td><p>307</p></td><td><p>599</p></td><td><p>599</p></td></tr><tr><td><p>12</p></td><td><p>102</p></td><td><p>123</p></td><td><p>144</p></td><td><p>204</p></td><td><p>307</p></td><td><p>600</p></td><td><p>600</p></td></tr><tr><td><p>13</p></td><td><p>102</p></td><td><p>123</p></td><td><p>145</p></td><td><p>205</p></td><td><p>307</p></td><td><p>600</p></td><td><p>600</p></td></tr><tr><td><p>14</p></td><td><p>103</p></td><td><p>124</p></td><td><p>145</p></td><td><p>205</p></td><td><p>307</p></td><td><p>600</p></td><td><p>600</p></td></tr><tr><td><p>15</p></td><td><p>104</p></td><td><p>125</p></td><td><p>146</p></td><td><p>206</p></td><td><p>308</p></td><td><p>601</p></td><td><p>601</p></td></tr><tr><td><p>16</p></td><td><p>104</p></td><td><p>126</p></td><td><p>147</p></td><td><p>207</p></td><td><p>309</p></td><td><p>602</p></td><td><p>602</p></td></tr><tr><td><p>17</p></td><td><p>105</p></td><td><p>127</p></td><td><p>148</p></td><td><p>208</p></td><td><p>310</p></td><td><p>603</p></td><td><p>603</p></td></tr><tr><td><p>18</p></td><td><p>106</p></td><td><p>128</p></td><td><p>149</p></td><td><p>208</p></td><td><p>311</p></td><td><p>604</p></td><td><p>604</p></td></tr><tr><td><p>19</p></td><td><p>107</p></td><td><p>128</p></td><td><p>149</p></td><td><p>209</p></td><td><p>312</p></td><td><p>605</p></td><td><p>605</p></td></tr><tr><td><p>20</p></td><td><p>107</p></td><td><p>129</p></td><td><p>150</p></td><td><p>210</p></td><td><p>312</p></td><td><p>605</p></td><td><p>605</p></td></tr><tr><td><p>21</p></td><td><p>107</p></td><td><p>129</p></td><td><p>150</p></td><td><p>210</p></td><td><p>312</p></td><td><p>605</p></td><td><p>605</p></td></tr><tr><td><p>22</p></td><td><p>107</p></td><td><p>128</p></td><td><p>149</p></td><td><p>209</p></td><td><p>312</p></td><td><p>605</p></td><td><p>605</p></td></tr><tr><td><p>23</p></td><td><p>106</p></td><td><p>128</p></td><td><p>149</p></td><td><p>209</p></td><td><p>311</p></td><td><p>604</p></td><td><p>604</p></td></tr><tr><td><p>24</p></td><td><p>105</p></td><td><p>127</p></td><td><p>148</p></td><td><p>208</p></td><td><p>310</p></td><td><p>603</p></td><td><p>603</p></td></tr><tr><td><p>25</p></td><td><p>104</p></td><td><p>126</p></td><td><p>147</p></td><td><p>206</p></td><td><p>309</p></td><td><p>602</p></td><td><p>602</p></td></tr><tr><td><p>26</p></td><td><p>103</p></td><td><p>124</p></td><td><p>145</p></td><td><p>205</p></td><td><p>308</p></td><td><p>600</p></td><td><p>600</p></td></tr><tr><td><p>27</p></td><td><p>102</p></td><td><p>123</p></td><td><p>144</p></td><td><p>204</p></td><td><p>306</p></td><td><p>599</p></td><td><p>599</p></td></tr><tr><td><p>28</p></td><td><p>100</p></td><td><p>122</p></td><td><p>143</p></td><td><p>202</p></td><td><p>305</p></td><td><p>598</p></td><td><p>598</p></td></tr><tr><td><p>29</p></td><td><p>99</p></td><td><p>120</p></td><td><p>141</p></td><td><p>201</p></td><td><p>303</p></td><td><p>596</p></td><td><p>596</p></td></tr><tr><td><p>30</p></td><td><p>97</p></td><td><p>119</p></td><td><p>140</p></td><td><p>199</p></td><td><p>302</p></td><td><p>595</p></td><td><p>595</p></td></tr></tbody></table> 2.21 New Taiwan dollar <table><col/><col/><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>Duration (in years)</p></td><td><p>Credit quality step 0</p></td><td><p>Credit quality step 1</p></td><td><p>Credit quality step 2</p></td><td><p>Credit quality step 3</p></td><td><p>Credit quality step 4</p></td><td><p>Credit quality step 5</p></td><td><p>Credit quality step 6</p></td></tr><tr><td><p>1</p></td><td><p>0</p></td><td><p>12</p></td><td><p>35</p></td><td><p>104</p></td><td><p>217</p></td><td><p>510</p></td><td><p>1&#160;249</p></td></tr><tr><td><p>2</p></td><td><p>1</p></td><td><p>12</p></td><td><p>35</p></td><td><p>104</p></td><td><p>217</p></td><td><p>509</p></td><td><p>1&#160;001</p></td></tr><tr><td><p>3</p></td><td><p>2</p></td><td><p>14</p></td><td><p>36</p></td><td><p>98</p></td><td><p>213</p></td><td><p>506</p></td><td><p>814</p></td></tr><tr><td><p>4</p></td><td><p>2</p></td><td><p>16</p></td><td><p>38</p></td><td><p>99</p></td><td><p>211</p></td><td><p>504</p></td><td><p>673</p></td></tr><tr><td><p>5</p></td><td><p>4</p></td><td><p>17</p></td><td><p>42</p></td><td><p>102</p></td><td><p>210</p></td><td><p>503</p></td><td><p>565</p></td></tr><tr><td><p>6</p></td><td><p>4</p></td><td><p>18</p></td><td><p>45</p></td><td><p>106</p></td><td><p>209</p></td><td><p>502</p></td><td><p>502</p></td></tr><tr><td><p>7</p></td><td><p>5</p></td><td><p>20</p></td><td><p>46</p></td><td><p>108</p></td><td><p>209</p></td><td><p>502</p></td><td><p>502</p></td></tr><tr><td><p>8</p></td><td><p>7</p></td><td><p>20</p></td><td><p>45</p></td><td><p>106</p></td><td><p>208</p></td><td><p>501</p></td><td><p>501</p></td></tr><tr><td><p>9</p></td><td><p>7</p></td><td><p>20</p></td><td><p>44</p></td><td><p>104</p></td><td><p>207</p></td><td><p>500</p></td><td><p>500</p></td></tr><tr><td><p>10</p></td><td><p>8</p></td><td><p>20</p></td><td><p>44</p></td><td><p>104</p></td><td><p>206</p></td><td><p>499</p></td><td><p>499</p></td></tr><tr><td><p>11</p></td><td><p>9</p></td><td><p>21</p></td><td><p>44</p></td><td><p>104</p></td><td><p>206</p></td><td><p>499</p></td><td><p>499</p></td></tr><tr><td><p>12</p></td><td><p>9</p></td><td><p>22</p></td><td><p>44</p></td><td><p>104</p></td><td><p>206</p></td><td><p>499</p></td><td><p>499</p></td></tr><tr><td><p>13</p></td><td><p>11</p></td><td><p>23</p></td><td><p>44</p></td><td><p>104</p></td><td><p>206</p></td><td><p>499</p></td><td><p>499</p></td></tr><tr><td><p>14</p></td><td><p>12</p></td><td><p>23</p></td><td><p>44</p></td><td><p>104</p></td><td><p>207</p></td><td><p>500</p></td><td><p>500</p></td></tr><tr><td><p>15</p></td><td><p>12</p></td><td><p>24</p></td><td><p>45</p></td><td><p>105</p></td><td><p>207</p></td><td><p>500</p></td><td><p>500</p></td></tr><tr><td><p>16</p></td><td><p>13</p></td><td><p>24</p></td><td><p>45</p></td><td><p>105</p></td><td><p>207</p></td><td><p>500</p></td><td><p>500</p></td></tr><tr><td><p>17</p></td><td><p>13</p></td><td><p>24</p></td><td><p>45</p></td><td><p>105</p></td><td><p>208</p></td><td><p>501</p></td><td><p>501</p></td></tr><tr><td><p>18</p></td><td><p>14</p></td><td><p>25</p></td><td><p>46</p></td><td><p>106</p></td><td><p>208</p></td><td><p>501</p></td><td><p>501</p></td></tr><tr><td><p>19</p></td><td><p>15</p></td><td><p>26</p></td><td><p>47</p></td><td><p>107</p></td><td><p>209</p></td><td><p>502</p></td><td><p>502</p></td></tr><tr><td><p>20</p></td><td><p>15</p></td><td><p>27</p></td><td><p>48</p></td><td><p>107</p></td><td><p>210</p></td><td><p>503</p></td><td><p>503</p></td></tr><tr><td><p>21</p></td><td><p>17</p></td><td><p>27</p></td><td><p>48</p></td><td><p>108</p></td><td><p>211</p></td><td><p>504</p></td><td><p>504</p></td></tr><tr><td><p>22</p></td><td><p>17</p></td><td><p>28</p></td><td><p>49</p></td><td><p>109</p></td><td><p>211</p></td><td><p>504</p></td><td><p>504</p></td></tr><tr><td><p>23</p></td><td><p>18</p></td><td><p>29</p></td><td><p>50</p></td><td><p>109</p></td><td><p>212</p></td><td><p>505</p></td><td><p>505</p></td></tr><tr><td><p>24</p></td><td><p>18</p></td><td><p>29</p></td><td><p>50</p></td><td><p>110</p></td><td><p>212</p></td><td><p>505</p></td><td><p>505</p></td></tr><tr><td><p>25</p></td><td><p>19</p></td><td><p>29</p></td><td><p>50</p></td><td><p>110</p></td><td><p>213</p></td><td><p>506</p></td><td><p>506</p></td></tr><tr><td><p>26</p></td><td><p>20</p></td><td><p>30</p></td><td><p>51</p></td><td><p>111</p></td><td><p>213</p></td><td><p>506</p></td><td><p>506</p></td></tr><tr><td><p>27</p></td><td><p>20</p></td><td><p>30</p></td><td><p>51</p></td><td><p>111</p></td><td><p>213</p></td><td><p>506</p></td><td><p>506</p></td></tr><tr><td><p>28</p></td><td><p>21</p></td><td><p>30</p></td><td><p>51</p></td><td><p>111</p></td><td><p>214</p></td><td><p>506</p></td><td><p>506</p></td></tr><tr><td><p>29</p></td><td><p>22</p></td><td><p>30</p></td><td><p>51</p></td><td><p>111</p></td><td><p>214</p></td><td><p>507</p></td><td><p>507</p></td></tr><tr><td><p>30</p></td><td><p>23</p></td><td><p>31</p></td><td><p>52</p></td><td><p>111</p></td><td><p>214</p></td><td><p>507</p></td><td><p>507</p></td></tr></tbody></table> 2.22 New Zealand dollar <table><col/><col/><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>Duration (in years)</p></td><td><p>Credit quality step 0</p></td><td><p>Credit quality step 1</p></td><td><p>Credit quality step 2</p></td><td><p>Credit quality step 3</p></td><td><p>Credit quality step 4</p></td><td><p>Credit quality step 5</p></td><td><p>Credit quality step 6</p></td></tr><tr><td><p>1</p></td><td><p>51</p></td><td><p>64</p></td><td><p>87</p></td><td><p>156</p></td><td><p>269</p></td><td><p>561</p></td><td><p>1&#160;316</p></td></tr><tr><td><p>2</p></td><td><p>52</p></td><td><p>65</p></td><td><p>88</p></td><td><p>156</p></td><td><p>269</p></td><td><p>562</p></td><td><p>1&#160;056</p></td></tr><tr><td><p>3</p></td><td><p>53</p></td><td><p>67</p></td><td><p>89</p></td><td><p>151</p></td><td><p>266</p></td><td><p>558</p></td><td><p>858</p></td></tr><tr><td><p>4</p></td><td><p>54</p></td><td><p>69</p></td><td><p>91</p></td><td><p>153</p></td><td><p>264</p></td><td><p>557</p></td><td><p>707</p></td></tr><tr><td><p>5</p></td><td><p>54</p></td><td><p>70</p></td><td><p>95</p></td><td><p>155</p></td><td><p>263</p></td><td><p>556</p></td><td><p>593</p></td></tr><tr><td><p>6</p></td><td><p>55</p></td><td><p>72</p></td><td><p>98</p></td><td><p>159</p></td><td><p>263</p></td><td><p>556</p></td><td><p>556</p></td></tr><tr><td><p>7</p></td><td><p>55</p></td><td><p>73</p></td><td><p>99</p></td><td><p>161</p></td><td><p>262</p></td><td><p>554</p></td><td><p>554</p></td></tr><tr><td><p>8</p></td><td><p>54</p></td><td><p>73</p></td><td><p>98</p></td><td><p>159</p></td><td><p>261</p></td><td><p>554</p></td><td><p>554</p></td></tr><tr><td><p>9</p></td><td><p>54</p></td><td><p>73</p></td><td><p>98</p></td><td><p>158</p></td><td><p>261</p></td><td><p>553</p></td><td><p>553</p></td></tr><tr><td><p>10</p></td><td><p>53</p></td><td><p>73</p></td><td><p>97</p></td><td><p>157</p></td><td><p>259</p></td><td><p>552</p></td><td><p>552</p></td></tr><tr><td><p>11</p></td><td><p>52</p></td><td><p>73</p></td><td><p>96</p></td><td><p>156</p></td><td><p>258</p></td><td><p>551</p></td><td><p>551</p></td></tr><tr><td><p>12</p></td><td><p>51</p></td><td><p>72</p></td><td><p>94</p></td><td><p>154</p></td><td><p>257</p></td><td><p>549</p></td><td><p>549</p></td></tr><tr><td><p>13</p></td><td><p>50</p></td><td><p>72</p></td><td><p>93</p></td><td><p>153</p></td><td><p>255</p></td><td><p>548</p></td><td><p>548</p></td></tr><tr><td><p>14</p></td><td><p>49</p></td><td><p>71</p></td><td><p>92</p></td><td><p>151</p></td><td><p>254</p></td><td><p>547</p></td><td><p>547</p></td></tr><tr><td><p>15</p></td><td><p>48</p></td><td><p>69</p></td><td><p>90</p></td><td><p>150</p></td><td><p>253</p></td><td><p>546</p></td><td><p>546</p></td></tr><tr><td><p>16</p></td><td><p>47</p></td><td><p>68</p></td><td><p>89</p></td><td><p>149</p></td><td><p>251</p></td><td><p>544</p></td><td><p>544</p></td></tr><tr><td><p>17</p></td><td><p>46</p></td><td><p>67</p></td><td><p>88</p></td><td><p>148</p></td><td><p>250</p></td><td><p>543</p></td><td><p>543</p></td></tr><tr><td><p>18</p></td><td><p>45</p></td><td><p>66</p></td><td><p>87</p></td><td><p>147</p></td><td><p>249</p></td><td><p>542</p></td><td><p>542</p></td></tr><tr><td><p>19</p></td><td><p>44</p></td><td><p>65</p></td><td><p>86</p></td><td><p>146</p></td><td><p>249</p></td><td><p>542</p></td><td><p>542</p></td></tr><tr><td><p>20</p></td><td><p>44</p></td><td><p>65</p></td><td><p>86</p></td><td><p>146</p></td><td><p>248</p></td><td><p>541</p></td><td><p>541</p></td></tr><tr><td><p>21</p></td><td><p>43</p></td><td><p>64</p></td><td><p>85</p></td><td><p>145</p></td><td><p>248</p></td><td><p>541</p></td><td><p>541</p></td></tr><tr><td><p>22</p></td><td><p>43</p></td><td><p>64</p></td><td><p>85</p></td><td><p>145</p></td><td><p>247</p></td><td><p>540</p></td><td><p>540</p></td></tr><tr><td><p>23</p></td><td><p>42</p></td><td><p>63</p></td><td><p>84</p></td><td><p>144</p></td><td><p>247</p></td><td><p>539</p></td><td><p>539</p></td></tr><tr><td><p>24</p></td><td><p>41</p></td><td><p>63</p></td><td><p>84</p></td><td><p>143</p></td><td><p>246</p></td><td><p>539</p></td><td><p>539</p></td></tr><tr><td><p>25</p></td><td><p>41</p></td><td><p>62</p></td><td><p>83</p></td><td><p>143</p></td><td><p>245</p></td><td><p>538</p></td><td><p>538</p></td></tr><tr><td><p>26</p></td><td><p>40</p></td><td><p>61</p></td><td><p>82</p></td><td><p>142</p></td><td><p>244</p></td><td><p>537</p></td><td><p>537</p></td></tr><tr><td><p>27</p></td><td><p>39</p></td><td><p>60</p></td><td><p>81</p></td><td><p>141</p></td><td><p>244</p></td><td><p>537</p></td><td><p>537</p></td></tr><tr><td><p>28</p></td><td><p>39</p></td><td><p>60</p></td><td><p>81</p></td><td><p>141</p></td><td><p>243</p></td><td><p>536</p></td><td><p>536</p></td></tr><tr><td><p>29</p></td><td><p>38</p></td><td><p>59</p></td><td><p>80</p></td><td><p>140</p></td><td><p>242</p></td><td><p>535</p></td><td><p>535</p></td></tr><tr><td><p>30</p></td><td><p>37</p></td><td><p>59</p></td><td><p>80</p></td><td><p>139</p></td><td><p>242</p></td><td><p>535</p></td><td><p>535</p></td></tr></tbody></table> 2.23 Rand <table><col/><col/><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>Duration (in years)</p></td><td><p>Credit quality step 0</p></td><td><p>Credit quality step 1</p></td><td><p>Credit quality step 2</p></td><td><p>Credit quality step 3</p></td><td><p>Credit quality step 4</p></td><td><p>Credit quality step 5</p></td><td><p>Credit quality step 6</p></td></tr><tr><td><p>1</p></td><td><p>114</p></td><td><p>127</p></td><td><p>150</p></td><td><p>219</p></td><td><p>332</p></td><td><p>624</p></td><td><p>1&#160;378</p></td></tr><tr><td><p>2</p></td><td><p>116</p></td><td><p>129</p></td><td><p>151</p></td><td><p>220</p></td><td><p>333</p></td><td><p>626</p></td><td><p>1&#160;111</p></td></tr><tr><td><p>3</p></td><td><p>119</p></td><td><p>132</p></td><td><p>154</p></td><td><p>216</p></td><td><p>331</p></td><td><p>624</p></td><td><p>906</p></td></tr><tr><td><p>4</p></td><td><p>121</p></td><td><p>136</p></td><td><p>158</p></td><td><p>220</p></td><td><p>332</p></td><td><p>624</p></td><td><p>750</p></td></tr><tr><td><p>5</p></td><td><p>123</p></td><td><p>139</p></td><td><p>164</p></td><td><p>224</p></td><td><p>332</p></td><td><p>625</p></td><td><p>631</p></td></tr><tr><td><p>6</p></td><td><p>125</p></td><td><p>142</p></td><td><p>168</p></td><td><p>229</p></td><td><p>333</p></td><td><p>625</p></td><td><p>625</p></td></tr><tr><td><p>7</p></td><td><p>126</p></td><td><p>144</p></td><td><p>170</p></td><td><p>232</p></td><td><p>333</p></td><td><p>626</p></td><td><p>626</p></td></tr><tr><td><p>8</p></td><td><p>126</p></td><td><p>144</p></td><td><p>170</p></td><td><p>230</p></td><td><p>333</p></td><td><p>625</p></td><td><p>625</p></td></tr><tr><td><p>9</p></td><td><p>125</p></td><td><p>145</p></td><td><p>169</p></td><td><p>230</p></td><td><p>332</p></td><td><p>625</p></td><td><p>625</p></td></tr><tr><td><p>10</p></td><td><p>126</p></td><td><p>146</p></td><td><p>169</p></td><td><p>229</p></td><td><p>332</p></td><td><p>625</p></td><td><p>625</p></td></tr><tr><td><p>11</p></td><td><p>125</p></td><td><p>146</p></td><td><p>168</p></td><td><p>228</p></td><td><p>331</p></td><td><p>624</p></td><td><p>624</p></td></tr><tr><td><p>12</p></td><td><p>124</p></td><td><p>145</p></td><td><p>167</p></td><td><p>227</p></td><td><p>329</p></td><td><p>622</p></td><td><p>622</p></td></tr><tr><td><p>13</p></td><td><p>123</p></td><td><p>144</p></td><td><p>166</p></td><td><p>225</p></td><td><p>328</p></td><td><p>621</p></td><td><p>621</p></td></tr><tr><td><p>14</p></td><td><p>122</p></td><td><p>143</p></td><td><p>164</p></td><td><p>224</p></td><td><p>326</p></td><td><p>619</p></td><td><p>619</p></td></tr><tr><td><p>15</p></td><td><p>120</p></td><td><p>141</p></td><td><p>162</p></td><td><p>222</p></td><td><p>324</p></td><td><p>617</p></td><td><p>617</p></td></tr><tr><td><p>16</p></td><td><p>118</p></td><td><p>139</p></td><td><p>160</p></td><td><p>220</p></td><td><p>322</p></td><td><p>615</p></td><td><p>615</p></td></tr><tr><td><p>17</p></td><td><p>116</p></td><td><p>137</p></td><td><p>158</p></td><td><p>218</p></td><td><p>320</p></td><td><p>613</p></td><td><p>613</p></td></tr><tr><td><p>18</p></td><td><p>114</p></td><td><p>135</p></td><td><p>156</p></td><td><p>216</p></td><td><p>318</p></td><td><p>611</p></td><td><p>611</p></td></tr><tr><td><p>19</p></td><td><p>112</p></td><td><p>133</p></td><td><p>154</p></td><td><p>214</p></td><td><p>317</p></td><td><p>609</p></td><td><p>609</p></td></tr><tr><td><p>20</p></td><td><p>110</p></td><td><p>132</p></td><td><p>153</p></td><td><p>212</p></td><td><p>315</p></td><td><p>608</p></td><td><p>608</p></td></tr><tr><td><p>21</p></td><td><p>109</p></td><td><p>130</p></td><td><p>151</p></td><td><p>211</p></td><td><p>313</p></td><td><p>606</p></td><td><p>606</p></td></tr><tr><td><p>22</p></td><td><p>107</p></td><td><p>128</p></td><td><p>149</p></td><td><p>209</p></td><td><p>311</p></td><td><p>604</p></td><td><p>604</p></td></tr><tr><td><p>23</p></td><td><p>105</p></td><td><p>126</p></td><td><p>147</p></td><td><p>207</p></td><td><p>310</p></td><td><p>602</p></td><td><p>602</p></td></tr><tr><td><p>24</p></td><td><p>103</p></td><td><p>124</p></td><td><p>145</p></td><td><p>205</p></td><td><p>308</p></td><td><p>600</p></td><td><p>600</p></td></tr><tr><td><p>25</p></td><td><p>101</p></td><td><p>122</p></td><td><p>143</p></td><td><p>203</p></td><td><p>306</p></td><td><p>599</p></td><td><p>599</p></td></tr><tr><td><p>26</p></td><td><p>99</p></td><td><p>121</p></td><td><p>142</p></td><td><p>201</p></td><td><p>304</p></td><td><p>597</p></td><td><p>597</p></td></tr><tr><td><p>27</p></td><td><p>98</p></td><td><p>119</p></td><td><p>140</p></td><td><p>200</p></td><td><p>302</p></td><td><p>595</p></td><td><p>595</p></td></tr><tr><td><p>28</p></td><td><p>96</p></td><td><p>117</p></td><td><p>138</p></td><td><p>198</p></td><td><p>300</p></td><td><p>593</p></td><td><p>593</p></td></tr><tr><td><p>29</p></td><td><p>94</p></td><td><p>115</p></td><td><p>136</p></td><td><p>196</p></td><td><p>299</p></td><td><p>592</p></td><td><p>592</p></td></tr><tr><td><p>30</p></td><td><p>92</p></td><td><p>114</p></td><td><p>135</p></td><td><p>195</p></td><td><p>297</p></td><td><p>590</p></td><td><p>590</p></td></tr></tbody></table> 2.24 Real <table><col/><col/><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>Duration (in years)</p></td><td><p>Credit quality step 0</p></td><td><p>Credit quality step 1</p></td><td><p>Credit quality step 2</p></td><td><p>Credit quality step 3</p></td><td><p>Credit quality step 4</p></td><td><p>Credit quality step 5</p></td><td><p>Credit quality step 6</p></td></tr><tr><td><p>1</p></td><td><p>167</p></td><td><p>180</p></td><td><p>203</p></td><td><p>272</p></td><td><p>385</p></td><td><p>677</p></td><td><p>1&#160;477</p></td></tr><tr><td><p>2</p></td><td><p>176</p></td><td><p>189</p></td><td><p>212</p></td><td><p>281</p></td><td><p>394</p></td><td><p>686</p></td><td><p>1&#160;172</p></td></tr><tr><td><p>3</p></td><td><p>182</p></td><td><p>196</p></td><td><p>218</p></td><td><p>280</p></td><td><p>395</p></td><td><p>687</p></td><td><p>950</p></td></tr><tr><td><p>4</p></td><td><p>185</p></td><td><p>200</p></td><td><p>222</p></td><td><p>284</p></td><td><p>395</p></td><td><p>688</p></td><td><p>784</p></td></tr><tr><td><p>5</p></td><td><p>186</p></td><td><p>203</p></td><td><p>227</p></td><td><p>287</p></td><td><p>396</p></td><td><p>688</p></td><td><p>688</p></td></tr><tr><td><p>6</p></td><td><p>187</p></td><td><p>204</p></td><td><p>230</p></td><td><p>291</p></td><td><p>395</p></td><td><p>688</p></td><td><p>688</p></td></tr><tr><td><p>7</p></td><td><p>187</p></td><td><p>205</p></td><td><p>231</p></td><td><p>293</p></td><td><p>394</p></td><td><p>687</p></td><td><p>687</p></td></tr><tr><td><p>8</p></td><td><p>186</p></td><td><p>205</p></td><td><p>230</p></td><td><p>291</p></td><td><p>393</p></td><td><p>686</p></td><td><p>686</p></td></tr><tr><td><p>9</p></td><td><p>185</p></td><td><p>204</p></td><td><p>229</p></td><td><p>289</p></td><td><p>392</p></td><td><p>684</p></td><td><p>684</p></td></tr><tr><td><p>10</p></td><td><p>184</p></td><td><p>204</p></td><td><p>228</p></td><td><p>288</p></td><td><p>390</p></td><td><p>683</p></td><td><p>683</p></td></tr><tr><td><p>11</p></td><td><p>183</p></td><td><p>204</p></td><td><p>226</p></td><td><p>286</p></td><td><p>389</p></td><td><p>682</p></td><td><p>682</p></td></tr><tr><td><p>12</p></td><td><p>181</p></td><td><p>202</p></td><td><p>224</p></td><td><p>284</p></td><td><p>387</p></td><td><p>679</p></td><td><p>679</p></td></tr><tr><td><p>13</p></td><td><p>179</p></td><td><p>200</p></td><td><p>222</p></td><td><p>281</p></td><td><p>384</p></td><td><p>677</p></td><td><p>677</p></td></tr><tr><td><p>14</p></td><td><p>176</p></td><td><p>198</p></td><td><p>219</p></td><td><p>279</p></td><td><p>381</p></td><td><p>674</p></td><td><p>674</p></td></tr><tr><td><p>15</p></td><td><p>173</p></td><td><p>195</p></td><td><p>216</p></td><td><p>276</p></td><td><p>378</p></td><td><p>671</p></td><td><p>671</p></td></tr><tr><td><p>16</p></td><td><p>171</p></td><td><p>192</p></td><td><p>213</p></td><td><p>273</p></td><td><p>375</p></td><td><p>668</p></td><td><p>668</p></td></tr><tr><td><p>17</p></td><td><p>168</p></td><td><p>189</p></td><td><p>210</p></td><td><p>270</p></td><td><p>372</p></td><td><p>665</p></td><td><p>665</p></td></tr><tr><td><p>18</p></td><td><p>165</p></td><td><p>186</p></td><td><p>207</p></td><td><p>267</p></td><td><p>369</p></td><td><p>662</p></td><td><p>662</p></td></tr><tr><td><p>19</p></td><td><p>162</p></td><td><p>183</p></td><td><p>204</p></td><td><p>264</p></td><td><p>366</p></td><td><p>659</p></td><td><p>659</p></td></tr><tr><td><p>20</p></td><td><p>159</p></td><td><p>180</p></td><td><p>201</p></td><td><p>261</p></td><td><p>363</p></td><td><p>656</p></td><td><p>656</p></td></tr><tr><td><p>21</p></td><td><p>156</p></td><td><p>177</p></td><td><p>198</p></td><td><p>258</p></td><td><p>360</p></td><td><p>653</p></td><td><p>653</p></td></tr><tr><td><p>22</p></td><td><p>153</p></td><td><p>174</p></td><td><p>195</p></td><td><p>255</p></td><td><p>357</p></td><td><p>650</p></td><td><p>650</p></td></tr><tr><td><p>23</p></td><td><p>150</p></td><td><p>171</p></td><td><p>192</p></td><td><p>252</p></td><td><p>354</p></td><td><p>647</p></td><td><p>647</p></td></tr><tr><td><p>24</p></td><td><p>147</p></td><td><p>168</p></td><td><p>189</p></td><td><p>249</p></td><td><p>351</p></td><td><p>644</p></td><td><p>644</p></td></tr><tr><td><p>25</p></td><td><p>144</p></td><td><p>165</p></td><td><p>186</p></td><td><p>246</p></td><td><p>348</p></td><td><p>641</p></td><td><p>641</p></td></tr><tr><td><p>26</p></td><td><p>141</p></td><td><p>162</p></td><td><p>183</p></td><td><p>243</p></td><td><p>345</p></td><td><p>638</p></td><td><p>638</p></td></tr><tr><td><p>27</p></td><td><p>138</p></td><td><p>159</p></td><td><p>180</p></td><td><p>240</p></td><td><p>342</p></td><td><p>635</p></td><td><p>635</p></td></tr><tr><td><p>28</p></td><td><p>135</p></td><td><p>156</p></td><td><p>177</p></td><td><p>237</p></td><td><p>339</p></td><td><p>632</p></td><td><p>632</p></td></tr><tr><td><p>29</p></td><td><p>132</p></td><td><p>153</p></td><td><p>174</p></td><td><p>234</p></td><td><p>337</p></td><td><p>630</p></td><td><p>630</p></td></tr><tr><td><p>30</p></td><td><p>129</p></td><td><p>151</p></td><td><p>172</p></td><td><p>232</p></td><td><p>334</p></td><td><p>627</p></td><td><p>627</p></td></tr></tbody></table> 2.25 Renminbi-yuan <table><col/><col/><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>Duration (in years)</p></td><td><p>Credit quality step 0</p></td><td><p>Credit quality step 1</p></td><td><p>Credit quality step 2</p></td><td><p>Credit quality step 3</p></td><td><p>Credit quality step 4</p></td><td><p>Credit quality step 5</p></td><td><p>Credit quality step 6</p></td></tr><tr><td><p>1</p></td><td><p>32</p></td><td><p>45</p></td><td><p>68</p></td><td><p>137</p></td><td><p>250</p></td><td><p>543</p></td><td><p>1&#160;264</p></td></tr><tr><td><p>2</p></td><td><p>33</p></td><td><p>46</p></td><td><p>69</p></td><td><p>138</p></td><td><p>251</p></td><td><p>543</p></td><td><p>1&#160;015</p></td></tr><tr><td><p>3</p></td><td><p>34</p></td><td><p>48</p></td><td><p>70</p></td><td><p>132</p></td><td><p>247</p></td><td><p>540</p></td><td><p>826</p></td></tr><tr><td><p>4</p></td><td><p>35</p></td><td><p>50</p></td><td><p>73</p></td><td><p>134</p></td><td><p>246</p></td><td><p>539</p></td><td><p>683</p></td></tr><tr><td><p>5</p></td><td><p>36</p></td><td><p>53</p></td><td><p>77</p></td><td><p>137</p></td><td><p>246</p></td><td><p>538</p></td><td><p>573</p></td></tr><tr><td><p>6</p></td><td><p>37</p></td><td><p>54</p></td><td><p>80</p></td><td><p>141</p></td><td><p>245</p></td><td><p>538</p></td><td><p>538</p></td></tr><tr><td><p>7</p></td><td><p>37</p></td><td><p>55</p></td><td><p>81</p></td><td><p>143</p></td><td><p>244</p></td><td><p>537</p></td><td><p>537</p></td></tr><tr><td><p>8</p></td><td><p>36</p></td><td><p>55</p></td><td><p>80</p></td><td><p>141</p></td><td><p>243</p></td><td><p>536</p></td><td><p>536</p></td></tr><tr><td><p>9</p></td><td><p>36</p></td><td><p>55</p></td><td><p>79</p></td><td><p>140</p></td><td><p>242</p></td><td><p>535</p></td><td><p>535</p></td></tr><tr><td><p>10</p></td><td><p>35</p></td><td><p>56</p></td><td><p>79</p></td><td><p>139</p></td><td><p>242</p></td><td><p>535</p></td><td><p>535</p></td></tr><tr><td><p>11</p></td><td><p>35</p></td><td><p>56</p></td><td><p>79</p></td><td><p>139</p></td><td><p>241</p></td><td><p>534</p></td><td><p>534</p></td></tr><tr><td><p>12</p></td><td><p>35</p></td><td><p>56</p></td><td><p>78</p></td><td><p>138</p></td><td><p>240</p></td><td><p>533</p></td><td><p>533</p></td></tr><tr><td><p>13</p></td><td><p>35</p></td><td><p>56</p></td><td><p>78</p></td><td><p>137</p></td><td><p>240</p></td><td><p>533</p></td><td><p>533</p></td></tr><tr><td><p>14</p></td><td><p>35</p></td><td><p>56</p></td><td><p>77</p></td><td><p>137</p></td><td><p>240</p></td><td><p>532</p></td><td><p>532</p></td></tr><tr><td><p>15</p></td><td><p>35</p></td><td><p>56</p></td><td><p>77</p></td><td><p>137</p></td><td><p>239</p></td><td><p>532</p></td><td><p>532</p></td></tr><tr><td><p>16</p></td><td><p>35</p></td><td><p>56</p></td><td><p>77</p></td><td><p>137</p></td><td><p>239</p></td><td><p>532</p></td><td><p>532</p></td></tr><tr><td><p>17</p></td><td><p>35</p></td><td><p>56</p></td><td><p>77</p></td><td><p>137</p></td><td><p>239</p></td><td><p>532</p></td><td><p>532</p></td></tr><tr><td><p>18</p></td><td><p>35</p></td><td><p>56</p></td><td><p>77</p></td><td><p>137</p></td><td><p>239</p></td><td><p>532</p></td><td><p>532</p></td></tr><tr><td><p>19</p></td><td><p>35</p></td><td><p>56</p></td><td><p>77</p></td><td><p>137</p></td><td><p>239</p></td><td><p>532</p></td><td><p>532</p></td></tr><tr><td><p>20</p></td><td><p>35</p></td><td><p>56</p></td><td><p>77</p></td><td><p>137</p></td><td><p>240</p></td><td><p>532</p></td><td><p>532</p></td></tr><tr><td><p>21</p></td><td><p>35</p></td><td><p>56</p></td><td><p>77</p></td><td><p>137</p></td><td><p>240</p></td><td><p>532</p></td><td><p>532</p></td></tr><tr><td><p>22</p></td><td><p>35</p></td><td><p>56</p></td><td><p>77</p></td><td><p>137</p></td><td><p>239</p></td><td><p>532</p></td><td><p>532</p></td></tr><tr><td><p>23</p></td><td><p>35</p></td><td><p>56</p></td><td><p>77</p></td><td><p>137</p></td><td><p>239</p></td><td><p>532</p></td><td><p>532</p></td></tr><tr><td><p>24</p></td><td><p>34</p></td><td><p>56</p></td><td><p>77</p></td><td><p>137</p></td><td><p>239</p></td><td><p>532</p></td><td><p>532</p></td></tr><tr><td><p>25</p></td><td><p>34</p></td><td><p>55</p></td><td><p>76</p></td><td><p>136</p></td><td><p>239</p></td><td><p>532</p></td><td><p>532</p></td></tr><tr><td><p>26</p></td><td><p>34</p></td><td><p>55</p></td><td><p>76</p></td><td><p>136</p></td><td><p>238</p></td><td><p>531</p></td><td><p>531</p></td></tr><tr><td><p>27</p></td><td><p>33</p></td><td><p>55</p></td><td><p>76</p></td><td><p>136</p></td><td><p>238</p></td><td><p>531</p></td><td><p>531</p></td></tr><tr><td><p>28</p></td><td><p>33</p></td><td><p>54</p></td><td><p>75</p></td><td><p>135</p></td><td><p>238</p></td><td><p>531</p></td><td><p>531</p></td></tr><tr><td><p>29</p></td><td><p>33</p></td><td><p>54</p></td><td><p>75</p></td><td><p>135</p></td><td><p>237</p></td><td><p>530</p></td><td><p>530</p></td></tr><tr><td><p>30</p></td><td><p>32</p></td><td><p>54</p></td><td><p>75</p></td><td><p>135</p></td><td><p>237</p></td><td><p>530</p></td><td><p>530</p></td></tr></tbody></table> 2.26 Ringgit <table><col/><col/><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>Duration (in years)</p></td><td><p>Credit quality step 0</p></td><td><p>Credit quality step 1</p></td><td><p>Credit quality step 2</p></td><td><p>Credit quality step 3</p></td><td><p>Credit quality step 4</p></td><td><p>Credit quality step 5</p></td><td><p>Credit quality step 6</p></td></tr><tr><td><p>1</p></td><td><p>30</p></td><td><p>43</p></td><td><p>65</p></td><td><p>134</p></td><td><p>247</p></td><td><p>540</p></td><td><p>1&#160;288</p></td></tr><tr><td><p>2</p></td><td><p>31</p></td><td><p>44</p></td><td><p>67</p></td><td><p>136</p></td><td><p>249</p></td><td><p>542</p></td><td><p>1&#160;037</p></td></tr><tr><td><p>3</p></td><td><p>34</p></td><td><p>48</p></td><td><p>70</p></td><td><p>132</p></td><td><p>247</p></td><td><p>540</p></td><td><p>845</p></td></tr><tr><td><p>4</p></td><td><p>37</p></td><td><p>52</p></td><td><p>74</p></td><td><p>135</p></td><td><p>247</p></td><td><p>540</p></td><td><p>699</p></td></tr><tr><td><p>5</p></td><td><p>39</p></td><td><p>55</p></td><td><p>80</p></td><td><p>140</p></td><td><p>248</p></td><td><p>541</p></td><td><p>587</p></td></tr><tr><td><p>6</p></td><td><p>40</p></td><td><p>57</p></td><td><p>83</p></td><td><p>144</p></td><td><p>248</p></td><td><p>541</p></td><td><p>541</p></td></tr><tr><td><p>7</p></td><td><p>42</p></td><td><p>60</p></td><td><p>86</p></td><td><p>148</p></td><td><p>249</p></td><td><p>541</p></td><td><p>541</p></td></tr><tr><td><p>8</p></td><td><p>42</p></td><td><p>61</p></td><td><p>86</p></td><td><p>147</p></td><td><p>249</p></td><td><p>542</p></td><td><p>542</p></td></tr><tr><td><p>9</p></td><td><p>42</p></td><td><p>62</p></td><td><p>86</p></td><td><p>146</p></td><td><p>249</p></td><td><p>542</p></td><td><p>542</p></td></tr><tr><td><p>10</p></td><td><p>43</p></td><td><p>63</p></td><td><p>87</p></td><td><p>147</p></td><td><p>249</p></td><td><p>542</p></td><td><p>542</p></td></tr><tr><td><p>11</p></td><td><p>44</p></td><td><p>65</p></td><td><p>87</p></td><td><p>147</p></td><td><p>250</p></td><td><p>542</p></td><td><p>542</p></td></tr><tr><td><p>12</p></td><td><p>45</p></td><td><p>66</p></td><td><p>88</p></td><td><p>147</p></td><td><p>250</p></td><td><p>543</p></td><td><p>543</p></td></tr><tr><td><p>13</p></td><td><p>45</p></td><td><p>66</p></td><td><p>88</p></td><td><p>147</p></td><td><p>250</p></td><td><p>543</p></td><td><p>543</p></td></tr><tr><td><p>14</p></td><td><p>45</p></td><td><p>66</p></td><td><p>87</p></td><td><p>147</p></td><td><p>250</p></td><td><p>543</p></td><td><p>543</p></td></tr><tr><td><p>15</p></td><td><p>45</p></td><td><p>66</p></td><td><p>87</p></td><td><p>147</p></td><td><p>250</p></td><td><p>543</p></td><td><p>543</p></td></tr><tr><td><p>16</p></td><td><p>45</p></td><td><p>66</p></td><td><p>87</p></td><td><p>147</p></td><td><p>249</p></td><td><p>542</p></td><td><p>542</p></td></tr><tr><td><p>17</p></td><td><p>45</p></td><td><p>66</p></td><td><p>87</p></td><td><p>147</p></td><td><p>250</p></td><td><p>542</p></td><td><p>542</p></td></tr><tr><td><p>18</p></td><td><p>45</p></td><td><p>66</p></td><td><p>87</p></td><td><p>147</p></td><td><p>250</p></td><td><p>542</p></td><td><p>542</p></td></tr><tr><td><p>19</p></td><td><p>45</p></td><td><p>66</p></td><td><p>87</p></td><td><p>147</p></td><td><p>250</p></td><td><p>543</p></td><td><p>543</p></td></tr><tr><td><p>20</p></td><td><p>45</p></td><td><p>67</p></td><td><p>88</p></td><td><p>148</p></td><td><p>250</p></td><td><p>543</p></td><td><p>543</p></td></tr><tr><td><p>21</p></td><td><p>46</p></td><td><p>67</p></td><td><p>88</p></td><td><p>148</p></td><td><p>250</p></td><td><p>543</p></td><td><p>543</p></td></tr><tr><td><p>22</p></td><td><p>45</p></td><td><p>67</p></td><td><p>88</p></td><td><p>148</p></td><td><p>250</p></td><td><p>543</p></td><td><p>543</p></td></tr><tr><td><p>23</p></td><td><p>45</p></td><td><p>66</p></td><td><p>88</p></td><td><p>147</p></td><td><p>250</p></td><td><p>543</p></td><td><p>543</p></td></tr><tr><td><p>24</p></td><td><p>45</p></td><td><p>66</p></td><td><p>87</p></td><td><p>147</p></td><td><p>249</p></td><td><p>542</p></td><td><p>542</p></td></tr><tr><td><p>25</p></td><td><p>44</p></td><td><p>66</p></td><td><p>87</p></td><td><p>146</p></td><td><p>249</p></td><td><p>542</p></td><td><p>542</p></td></tr><tr><td><p>26</p></td><td><p>44</p></td><td><p>65</p></td><td><p>86</p></td><td><p>146</p></td><td><p>248</p></td><td><p>541</p></td><td><p>541</p></td></tr><tr><td><p>27</p></td><td><p>43</p></td><td><p>65</p></td><td><p>86</p></td><td><p>145</p></td><td><p>248</p></td><td><p>541</p></td><td><p>541</p></td></tr><tr><td><p>28</p></td><td><p>43</p></td><td><p>64</p></td><td><p>85</p></td><td><p>145</p></td><td><p>247</p></td><td><p>540</p></td><td><p>540</p></td></tr><tr><td><p>29</p></td><td><p>42</p></td><td><p>63</p></td><td><p>84</p></td><td><p>144</p></td><td><p>247</p></td><td><p>539</p></td><td><p>539</p></td></tr><tr><td><p>30</p></td><td><p>41</p></td><td><p>63</p></td><td><p>84</p></td><td><p>144</p></td><td><p>246</p></td><td><p>539</p></td><td><p>539</p></td></tr></tbody></table> 2.27 Russian rouble <table><col/><col/><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>Duration (in years)</p></td><td><p>Credit quality step 0</p></td><td><p>Credit quality step 1</p></td><td><p>Credit quality step 2</p></td><td><p>Credit quality step 3</p></td><td><p>Credit quality step 4</p></td><td><p>Credit quality step 5</p></td><td><p>Credit quality step 6</p></td></tr><tr><td><p>1</p></td><td><p>127</p></td><td><p>140</p></td><td><p>163</p></td><td><p>232</p></td><td><p>345</p></td><td><p>638</p></td><td><p>1&#160;425</p></td></tr><tr><td><p>2</p></td><td><p>126</p></td><td><p>139</p></td><td><p>162</p></td><td><p>231</p></td><td><p>344</p></td><td><p>636</p></td><td><p>1&#160;147</p></td></tr><tr><td><p>3</p></td><td><p>126</p></td><td><p>140</p></td><td><p>162</p></td><td><p>224</p></td><td><p>339</p></td><td><p>632</p></td><td><p>934</p></td></tr><tr><td><p>4</p></td><td><p>127</p></td><td><p>142</p></td><td><p>164</p></td><td><p>226</p></td><td><p>337</p></td><td><p>630</p></td><td><p>771</p></td></tr><tr><td><p>5</p></td><td><p>127</p></td><td><p>143</p></td><td><p>168</p></td><td><p>228</p></td><td><p>336</p></td><td><p>629</p></td><td><p>647</p></td></tr><tr><td><p>6</p></td><td><p>127</p></td><td><p>144</p></td><td><p>170</p></td><td><p>231</p></td><td><p>335</p></td><td><p>628</p></td><td><p>628</p></td></tr><tr><td><p>7</p></td><td><p>127</p></td><td><p>145</p></td><td><p>171</p></td><td><p>233</p></td><td><p>334</p></td><td><p>627</p></td><td><p>627</p></td></tr><tr><td><p>8</p></td><td><p>126</p></td><td><p>145</p></td><td><p>170</p></td><td><p>231</p></td><td><p>333</p></td><td><p>626</p></td><td><p>626</p></td></tr><tr><td><p>9</p></td><td><p>125</p></td><td><p>145</p></td><td><p>169</p></td><td><p>229</p></td><td><p>332</p></td><td><p>625</p></td><td><p>625</p></td></tr><tr><td><p>10</p></td><td><p>125</p></td><td><p>145</p></td><td><p>169</p></td><td><p>229</p></td><td><p>331</p></td><td><p>624</p></td><td><p>624</p></td></tr><tr><td><p>11</p></td><td><p>125</p></td><td><p>146</p></td><td><p>168</p></td><td><p>228</p></td><td><p>331</p></td><td><p>624</p></td><td><p>624</p></td></tr><tr><td><p>12</p></td><td><p>124</p></td><td><p>145</p></td><td><p>167</p></td><td><p>227</p></td><td><p>330</p></td><td><p>622</p></td><td><p>622</p></td></tr><tr><td><p>13</p></td><td><p>124</p></td><td><p>145</p></td><td><p>166</p></td><td><p>226</p></td><td><p>328</p></td><td><p>621</p></td><td><p>621</p></td></tr><tr><td><p>14</p></td><td><p>123</p></td><td><p>144</p></td><td><p>165</p></td><td><p>225</p></td><td><p>327</p></td><td><p>620</p></td><td><p>620</p></td></tr><tr><td><p>15</p></td><td><p>121</p></td><td><p>142</p></td><td><p>163</p></td><td><p>223</p></td><td><p>325</p></td><td><p>618</p></td><td><p>618</p></td></tr><tr><td><p>16</p></td><td><p>119</p></td><td><p>140</p></td><td><p>161</p></td><td><p>221</p></td><td><p>323</p></td><td><p>616</p></td><td><p>616</p></td></tr><tr><td><p>17</p></td><td><p>116</p></td><td><p>137</p></td><td><p>158</p></td><td><p>218</p></td><td><p>321</p></td><td><p>614</p></td><td><p>614</p></td></tr><tr><td><p>18</p></td><td><p>114</p></td><td><p>135</p></td><td><p>156</p></td><td><p>216</p></td><td><p>319</p></td><td><p>611</p></td><td><p>611</p></td></tr><tr><td><p>19</p></td><td><p>112</p></td><td><p>133</p></td><td><p>154</p></td><td><p>214</p></td><td><p>317</p></td><td><p>609</p></td><td><p>609</p></td></tr><tr><td><p>20</p></td><td><p>110</p></td><td><p>131</p></td><td><p>152</p></td><td><p>212</p></td><td><p>314</p></td><td><p>607</p></td><td><p>607</p></td></tr><tr><td><p>21</p></td><td><p>108</p></td><td><p>129</p></td><td><p>150</p></td><td><p>210</p></td><td><p>312</p></td><td><p>605</p></td><td><p>605</p></td></tr><tr><td><p>22</p></td><td><p>105</p></td><td><p>127</p></td><td><p>148</p></td><td><p>208</p></td><td><p>310</p></td><td><p>603</p></td><td><p>603</p></td></tr><tr><td><p>23</p></td><td><p>103</p></td><td><p>125</p></td><td><p>146</p></td><td><p>205</p></td><td><p>308</p></td><td><p>601</p></td><td><p>601</p></td></tr><tr><td><p>24</p></td><td><p>101</p></td><td><p>122</p></td><td><p>143</p></td><td><p>203</p></td><td><p>306</p></td><td><p>599</p></td><td><p>599</p></td></tr><tr><td><p>25</p></td><td><p>99</p></td><td><p>120</p></td><td><p>141</p></td><td><p>201</p></td><td><p>303</p></td><td><p>596</p></td><td><p>596</p></td></tr><tr><td><p>26</p></td><td><p>97</p></td><td><p>118</p></td><td><p>139</p></td><td><p>199</p></td><td><p>301</p></td><td><p>594</p></td><td><p>594</p></td></tr><tr><td><p>27</p></td><td><p>95</p></td><td><p>116</p></td><td><p>137</p></td><td><p>197</p></td><td><p>299</p></td><td><p>592</p></td><td><p>592</p></td></tr><tr><td><p>28</p></td><td><p>93</p></td><td><p>114</p></td><td><p>135</p></td><td><p>195</p></td><td><p>297</p></td><td><p>590</p></td><td><p>590</p></td></tr><tr><td><p>29</p></td><td><p>91</p></td><td><p>112</p></td><td><p>133</p></td><td><p>193</p></td><td><p>295</p></td><td><p>588</p></td><td><p>588</p></td></tr><tr><td><p>30</p></td><td><p>89</p></td><td><p>110</p></td><td><p>131</p></td><td><p>191</p></td><td><p>293</p></td><td><p>586</p></td><td><p>586</p></td></tr></tbody></table> 2.28 Singapore dollar <table><col/><col/><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>Duration (in years)</p></td><td><p>Credit quality step 0</p></td><td><p>Credit quality step 1</p></td><td><p>Credit quality step 2</p></td><td><p>Credit quality step 3</p></td><td><p>Credit quality step 4</p></td><td><p>Credit quality step 5</p></td><td><p>Credit quality step 6</p></td></tr><tr><td><p>1</p></td><td><p>1</p></td><td><p>14</p></td><td><p>37</p></td><td><p>105</p></td><td><p>219</p></td><td><p>511</p></td><td><p>1&#160;295</p></td></tr><tr><td><p>2</p></td><td><p>3</p></td><td><p>16</p></td><td><p>39</p></td><td><p>107</p></td><td><p>220</p></td><td><p>513</p></td><td><p>1&#160;040</p></td></tr><tr><td><p>3</p></td><td><p>5</p></td><td><p>19</p></td><td><p>41</p></td><td><p>103</p></td><td><p>218</p></td><td><p>511</p></td><td><p>845</p></td></tr><tr><td><p>4</p></td><td><p>8</p></td><td><p>23</p></td><td><p>45</p></td><td><p>107</p></td><td><p>218</p></td><td><p>511</p></td><td><p>698</p></td></tr><tr><td><p>5</p></td><td><p>10</p></td><td><p>26</p></td><td><p>51</p></td><td><p>111</p></td><td><p>219</p></td><td><p>512</p></td><td><p>585</p></td></tr><tr><td><p>6</p></td><td><p>11</p></td><td><p>28</p></td><td><p>55</p></td><td><p>116</p></td><td><p>219</p></td><td><p>512</p></td><td><p>512</p></td></tr><tr><td><p>7</p></td><td><p>13</p></td><td><p>31</p></td><td><p>57</p></td><td><p>119</p></td><td><p>220</p></td><td><p>512</p></td><td><p>512</p></td></tr><tr><td><p>8</p></td><td><p>13</p></td><td><p>32</p></td><td><p>57</p></td><td><p>118</p></td><td><p>220</p></td><td><p>512</p></td><td><p>512</p></td></tr><tr><td><p>9</p></td><td><p>13</p></td><td><p>32</p></td><td><p>57</p></td><td><p>117</p></td><td><p>219</p></td><td><p>512</p></td><td><p>512</p></td></tr><tr><td><p>10</p></td><td><p>13</p></td><td><p>33</p></td><td><p>57</p></td><td><p>117</p></td><td><p>219</p></td><td><p>512</p></td><td><p>512</p></td></tr><tr><td><p>11</p></td><td><p>13</p></td><td><p>34</p></td><td><p>57</p></td><td><p>117</p></td><td><p>219</p></td><td><p>512</p></td><td><p>512</p></td></tr><tr><td><p>12</p></td><td><p>14</p></td><td><p>35</p></td><td><p>56</p></td><td><p>116</p></td><td><p>219</p></td><td><p>512</p></td><td><p>512</p></td></tr><tr><td><p>13</p></td><td><p>14</p></td><td><p>35</p></td><td><p>56</p></td><td><p>116</p></td><td><p>218</p></td><td><p>511</p></td><td><p>511</p></td></tr><tr><td><p>14</p></td><td><p>14</p></td><td><p>35</p></td><td><p>56</p></td><td><p>116</p></td><td><p>218</p></td><td><p>511</p></td><td><p>511</p></td></tr><tr><td><p>15</p></td><td><p>13</p></td><td><p>35</p></td><td><p>56</p></td><td><p>116</p></td><td><p>218</p></td><td><p>511</p></td><td><p>511</p></td></tr><tr><td><p>16</p></td><td><p>13</p></td><td><p>34</p></td><td><p>55</p></td><td><p>115</p></td><td><p>218</p></td><td><p>511</p></td><td><p>511</p></td></tr><tr><td><p>17</p></td><td><p>14</p></td><td><p>34</p></td><td><p>55</p></td><td><p>115</p></td><td><p>218</p></td><td><p>511</p></td><td><p>511</p></td></tr><tr><td><p>18</p></td><td><p>14</p></td><td><p>34</p></td><td><p>56</p></td><td><p>115</p></td><td><p>218</p></td><td><p>511</p></td><td><p>511</p></td></tr><tr><td><p>19</p></td><td><p>15</p></td><td><p>35</p></td><td><p>56</p></td><td><p>116</p></td><td><p>218</p></td><td><p>511</p></td><td><p>511</p></td></tr><tr><td><p>20</p></td><td><p>16</p></td><td><p>35</p></td><td><p>56</p></td><td><p>116</p></td><td><p>218</p></td><td><p>511</p></td><td><p>511</p></td></tr><tr><td><p>21</p></td><td><p>17</p></td><td><p>36</p></td><td><p>57</p></td><td><p>116</p></td><td><p>219</p></td><td><p>512</p></td><td><p>512</p></td></tr><tr><td><p>22</p></td><td><p>18</p></td><td><p>36</p></td><td><p>57</p></td><td><p>117</p></td><td><p>219</p></td><td><p>512</p></td><td><p>512</p></td></tr><tr><td><p>23</p></td><td><p>18</p></td><td><p>36</p></td><td><p>57</p></td><td><p>117</p></td><td><p>219</p></td><td><p>512</p></td><td><p>512</p></td></tr><tr><td><p>24</p></td><td><p>19</p></td><td><p>36</p></td><td><p>57</p></td><td><p>117</p></td><td><p>219</p></td><td><p>512</p></td><td><p>512</p></td></tr><tr><td><p>25</p></td><td><p>19</p></td><td><p>36</p></td><td><p>57</p></td><td><p>117</p></td><td><p>220</p></td><td><p>512</p></td><td><p>512</p></td></tr><tr><td><p>26</p></td><td><p>20</p></td><td><p>36</p></td><td><p>57</p></td><td><p>117</p></td><td><p>220</p></td><td><p>513</p></td><td><p>513</p></td></tr><tr><td><p>27</p></td><td><p>20</p></td><td><p>36</p></td><td><p>57</p></td><td><p>117</p></td><td><p>220</p></td><td><p>513</p></td><td><p>513</p></td></tr><tr><td><p>28</p></td><td><p>22</p></td><td><p>37</p></td><td><p>58</p></td><td><p>117</p></td><td><p>220</p></td><td><p>513</p></td><td><p>513</p></td></tr><tr><td><p>29</p></td><td><p>23</p></td><td><p>37</p></td><td><p>58</p></td><td><p>117</p></td><td><p>220</p></td><td><p>513</p></td><td><p>513</p></td></tr><tr><td><p>30</p></td><td><p>23</p></td><td><p>37</p></td><td><p>58</p></td><td><p>117</p></td><td><p>220</p></td><td><p>513</p></td><td><p>513</p></td></tr></tbody></table> 2.29 South Korean won <table><col/><col/><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>Duration (in years)</p></td><td><p>Credit quality step 0</p></td><td><p>Credit quality step 1</p></td><td><p>Credit quality step 2</p></td><td><p>Credit quality step 3</p></td><td><p>Credit quality step 4</p></td><td><p>Credit quality step 5</p></td><td><p>Credit quality step 6</p></td></tr><tr><td><p>1</p></td><td><p>36</p></td><td><p>49</p></td><td><p>72</p></td><td><p>140</p></td><td><p>253</p></td><td><p>546</p></td><td><p>1&#160;305</p></td></tr><tr><td><p>2</p></td><td><p>36</p></td><td><p>49</p></td><td><p>72</p></td><td><p>141</p></td><td><p>254</p></td><td><p>546</p></td><td><p>1&#160;048</p></td></tr><tr><td><p>3</p></td><td><p>36</p></td><td><p>50</p></td><td><p>72</p></td><td><p>134</p></td><td><p>249</p></td><td><p>542</p></td><td><p>851</p></td></tr><tr><td><p>4</p></td><td><p>37</p></td><td><p>52</p></td><td><p>74</p></td><td><p>136</p></td><td><p>247</p></td><td><p>540</p></td><td><p>702</p></td></tr><tr><td><p>5</p></td><td><p>37</p></td><td><p>53</p></td><td><p>78</p></td><td><p>138</p></td><td><p>246</p></td><td><p>539</p></td><td><p>589</p></td></tr><tr><td><p>6</p></td><td><p>39</p></td><td><p>56</p></td><td><p>82</p></td><td><p>143</p></td><td><p>247</p></td><td><p>540</p></td><td><p>540</p></td></tr><tr><td><p>7</p></td><td><p>37</p></td><td><p>55</p></td><td><p>81</p></td><td><p>143</p></td><td><p>244</p></td><td><p>537</p></td><td><p>537</p></td></tr><tr><td><p>8</p></td><td><p>40</p></td><td><p>59</p></td><td><p>84</p></td><td><p>145</p></td><td><p>247</p></td><td><p>540</p></td><td><p>540</p></td></tr><tr><td><p>9</p></td><td><p>39</p></td><td><p>59</p></td><td><p>83</p></td><td><p>143</p></td><td><p>246</p></td><td><p>539</p></td><td><p>539</p></td></tr><tr><td><p>10</p></td><td><p>34</p></td><td><p>55</p></td><td><p>78</p></td><td><p>138</p></td><td><p>241</p></td><td><p>533</p></td><td><p>533</p></td></tr><tr><td><p>11</p></td><td><p>31</p></td><td><p>51</p></td><td><p>74</p></td><td><p>134</p></td><td><p>236</p></td><td><p>529</p></td><td><p>529</p></td></tr><tr><td><p>12</p></td><td><p>28</p></td><td><p>49</p></td><td><p>71</p></td><td><p>131</p></td><td><p>233</p></td><td><p>526</p></td><td><p>526</p></td></tr><tr><td><p>13</p></td><td><p>26</p></td><td><p>47</p></td><td><p>69</p></td><td><p>128</p></td><td><p>231</p></td><td><p>524</p></td><td><p>524</p></td></tr><tr><td><p>14</p></td><td><p>24</p></td><td><p>46</p></td><td><p>67</p></td><td><p>127</p></td><td><p>229</p></td><td><p>522</p></td><td><p>522</p></td></tr><tr><td><p>15</p></td><td><p>23</p></td><td><p>44</p></td><td><p>65</p></td><td><p>125</p></td><td><p>228</p></td><td><p>520</p></td><td><p>520</p></td></tr><tr><td><p>16</p></td><td><p>22</p></td><td><p>43</p></td><td><p>64</p></td><td><p>124</p></td><td><p>226</p></td><td><p>519</p></td><td><p>519</p></td></tr><tr><td><p>17</p></td><td><p>21</p></td><td><p>42</p></td><td><p>63</p></td><td><p>123</p></td><td><p>225</p></td><td><p>518</p></td><td><p>518</p></td></tr><tr><td><p>18</p></td><td><p>20</p></td><td><p>41</p></td><td><p>62</p></td><td><p>122</p></td><td><p>225</p></td><td><p>518</p></td><td><p>518</p></td></tr><tr><td><p>19</p></td><td><p>20</p></td><td><p>41</p></td><td><p>62</p></td><td><p>122</p></td><td><p>224</p></td><td><p>517</p></td><td><p>517</p></td></tr><tr><td><p>20</p></td><td><p>20</p></td><td><p>41</p></td><td><p>62</p></td><td><p>122</p></td><td><p>224</p></td><td><p>517</p></td><td><p>517</p></td></tr><tr><td><p>21</p></td><td><p>20</p></td><td><p>41</p></td><td><p>62</p></td><td><p>122</p></td><td><p>224</p></td><td><p>517</p></td><td><p>517</p></td></tr><tr><td><p>22</p></td><td><p>20</p></td><td><p>41</p></td><td><p>62</p></td><td><p>122</p></td><td><p>224</p></td><td><p>517</p></td><td><p>517</p></td></tr><tr><td><p>23</p></td><td><p>20</p></td><td><p>41</p></td><td><p>62</p></td><td><p>122</p></td><td><p>224</p></td><td><p>517</p></td><td><p>517</p></td></tr><tr><td><p>24</p></td><td><p>20</p></td><td><p>41</p></td><td><p>62</p></td><td><p>122</p></td><td><p>224</p></td><td><p>517</p></td><td><p>517</p></td></tr><tr><td><p>25</p></td><td><p>19</p></td><td><p>41</p></td><td><p>62</p></td><td><p>122</p></td><td><p>224</p></td><td><p>517</p></td><td><p>517</p></td></tr><tr><td><p>26</p></td><td><p>20</p></td><td><p>41</p></td><td><p>62</p></td><td><p>121</p></td><td><p>224</p></td><td><p>517</p></td><td><p>517</p></td></tr><tr><td><p>27</p></td><td><p>20</p></td><td><p>40</p></td><td><p>61</p></td><td><p>121</p></td><td><p>224</p></td><td><p>517</p></td><td><p>517</p></td></tr><tr><td><p>28</p></td><td><p>22</p></td><td><p>40</p></td><td><p>61</p></td><td><p>121</p></td><td><p>224</p></td><td><p>516</p></td><td><p>516</p></td></tr><tr><td><p>29</p></td><td><p>23</p></td><td><p>40</p></td><td><p>61</p></td><td><p>121</p></td><td><p>223</p></td><td><p>516</p></td><td><p>516</p></td></tr><tr><td><p>30</p></td><td><p>23</p></td><td><p>40</p></td><td><p>61</p></td><td><p>121</p></td><td><p>223</p></td><td><p>516</p></td><td><p>516</p></td></tr></tbody></table> 2.30 Turkish lira <table><col/><col/><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>Duration (in years)</p></td><td><p>Credit quality step 0</p></td><td><p>Credit quality step 1</p></td><td><p>Credit quality step 2</p></td><td><p>Credit quality step 3</p></td><td><p>Credit quality step 4</p></td><td><p>Credit quality step 5</p></td><td><p>Credit quality step 6</p></td></tr><tr><td><p>1</p></td><td><p>211</p></td><td><p>224</p></td><td><p>247</p></td><td><p>315</p></td><td><p>428</p></td><td><p>721</p></td><td><p>1&#160;522</p></td></tr><tr><td><p>2</p></td><td><p>208</p></td><td><p>221</p></td><td><p>244</p></td><td><p>312</p></td><td><p>425</p></td><td><p>718</p></td><td><p>1&#160;201</p></td></tr><tr><td><p>3</p></td><td><p>204</p></td><td><p>218</p></td><td><p>240</p></td><td><p>302</p></td><td><p>417</p></td><td><p>710</p></td><td><p>962</p></td></tr><tr><td><p>4</p></td><td><p>201</p></td><td><p>216</p></td><td><p>239</p></td><td><p>300</p></td><td><p>412</p></td><td><p>704</p></td><td><p>785</p></td></tr><tr><td><p>5</p></td><td><p>197</p></td><td><p>213</p></td><td><p>238</p></td><td><p>298</p></td><td><p>406</p></td><td><p>699</p></td><td><p>699</p></td></tr><tr><td><p>6</p></td><td><p>194</p></td><td><p>211</p></td><td><p>237</p></td><td><p>298</p></td><td><p>402</p></td><td><p>694</p></td><td><p>694</p></td></tr><tr><td><p>7</p></td><td><p>190</p></td><td><p>208</p></td><td><p>234</p></td><td><p>296</p></td><td><p>397</p></td><td><p>690</p></td><td><p>690</p></td></tr><tr><td><p>8</p></td><td><p>186</p></td><td><p>204</p></td><td><p>230</p></td><td><p>290</p></td><td><p>393</p></td><td><p>685</p></td><td><p>685</p></td></tr><tr><td><p>9</p></td><td><p>181</p></td><td><p>201</p></td><td><p>225</p></td><td><p>286</p></td><td><p>388</p></td><td><p>681</p></td><td><p>681</p></td></tr><tr><td><p>10</p></td><td><p>178</p></td><td><p>198</p></td><td><p>221</p></td><td><p>281</p></td><td><p>384</p></td><td><p>677</p></td><td><p>677</p></td></tr><tr><td><p>11</p></td><td><p>174</p></td><td><p>195</p></td><td><p>217</p></td><td><p>277</p></td><td><p>380</p></td><td><p>672</p></td><td><p>672</p></td></tr><tr><td><p>12</p></td><td><p>170</p></td><td><p>191</p></td><td><p>213</p></td><td><p>273</p></td><td><p>375</p></td><td><p>668</p></td><td><p>668</p></td></tr><tr><td><p>13</p></td><td><p>166</p></td><td><p>188</p></td><td><p>209</p></td><td><p>269</p></td><td><p>371</p></td><td><p>664</p></td><td><p>664</p></td></tr><tr><td><p>14</p></td><td><p>163</p></td><td><p>184</p></td><td><p>205</p></td><td><p>265</p></td><td><p>367</p></td><td><p>660</p></td><td><p>660</p></td></tr><tr><td><p>15</p></td><td><p>159</p></td><td><p>180</p></td><td><p>201</p></td><td><p>261</p></td><td><p>364</p></td><td><p>657</p></td><td><p>657</p></td></tr><tr><td><p>16</p></td><td><p>156</p></td><td><p>177</p></td><td><p>198</p></td><td><p>258</p></td><td><p>360</p></td><td><p>653</p></td><td><p>653</p></td></tr><tr><td><p>17</p></td><td><p>152</p></td><td><p>173</p></td><td><p>195</p></td><td><p>254</p></td><td><p>357</p></td><td><p>650</p></td><td><p>650</p></td></tr><tr><td><p>18</p></td><td><p>149</p></td><td><p>170</p></td><td><p>191</p></td><td><p>251</p></td><td><p>354</p></td><td><p>646</p></td><td><p>646</p></td></tr><tr><td><p>19</p></td><td><p>146</p></td><td><p>167</p></td><td><p>188</p></td><td><p>248</p></td><td><p>351</p></td><td><p>643</p></td><td><p>643</p></td></tr><tr><td><p>20</p></td><td><p>143</p></td><td><p>164</p></td><td><p>185</p></td><td><p>245</p></td><td><p>348</p></td><td><p>640</p></td><td><p>640</p></td></tr><tr><td><p>21</p></td><td><p>140</p></td><td><p>161</p></td><td><p>182</p></td><td><p>242</p></td><td><p>345</p></td><td><p>638</p></td><td><p>638</p></td></tr><tr><td><p>22</p></td><td><p>137</p></td><td><p>158</p></td><td><p>180</p></td><td><p>239</p></td><td><p>342</p></td><td><p>635</p></td><td><p>635</p></td></tr><tr><td><p>23</p></td><td><p>134</p></td><td><p>156</p></td><td><p>177</p></td><td><p>236</p></td><td><p>339</p></td><td><p>632</p></td><td><p>632</p></td></tr><tr><td><p>24</p></td><td><p>131</p></td><td><p>153</p></td><td><p>174</p></td><td><p>234</p></td><td><p>336</p></td><td><p>629</p></td><td><p>629</p></td></tr><tr><td><p>25</p></td><td><p>129</p></td><td><p>150</p></td><td><p>171</p></td><td><p>231</p></td><td><p>333</p></td><td><p>626</p></td><td><p>626</p></td></tr><tr><td><p>26</p></td><td><p>126</p></td><td><p>147</p></td><td><p>168</p></td><td><p>228</p></td><td><p>331</p></td><td><p>623</p></td><td><p>623</p></td></tr><tr><td><p>27</p></td><td><p>123</p></td><td><p>145</p></td><td><p>166</p></td><td><p>226</p></td><td><p>328</p></td><td><p>621</p></td><td><p>621</p></td></tr><tr><td><p>28</p></td><td><p>121</p></td><td><p>142</p></td><td><p>163</p></td><td><p>223</p></td><td><p>326</p></td><td><p>618</p></td><td><p>618</p></td></tr><tr><td><p>29</p></td><td><p>119</p></td><td><p>140</p></td><td><p>161</p></td><td><p>221</p></td><td><p>323</p></td><td><p>616</p></td><td><p>616</p></td></tr><tr><td><p>30</p></td><td><p>116</p></td><td><p>138</p></td><td><p>158</p></td><td><p>218</p></td><td><p>321</p></td><td><p>614</p></td><td><p>614</p></td></tr></tbody></table> 2.31 US dollar <table><col/><col/><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>Duration (in years)</p></td><td><p>Credit quality step 0</p></td><td><p>Credit quality step 1</p></td><td><p>Credit quality step 2</p></td><td><p>Credit quality step 3</p></td><td><p>Credit quality step 4</p></td><td><p>Credit quality step 5</p></td><td><p>Credit quality step 6</p></td></tr><tr><td><p>1</p></td><td><p>8</p></td><td><p>25</p></td><td><p>48</p></td><td><p>101</p></td><td><p>234</p></td><td><p>527</p></td><td><p>1&#160;315</p></td></tr><tr><td><p>2</p></td><td><p>8</p></td><td><p>25</p></td><td><p>48</p></td><td><p>101</p></td><td><p>234</p></td><td><p>527</p></td><td><p>1&#160;053</p></td></tr><tr><td><p>3</p></td><td><p>10</p></td><td><p>28</p></td><td><p>50</p></td><td><p>97</p></td><td><p>232</p></td><td><p>525</p></td><td><p>854</p></td></tr><tr><td><p>4</p></td><td><p>12</p></td><td><p>32</p></td><td><p>54</p></td><td><p>95</p></td><td><p>233</p></td><td><p>525</p></td><td><p>704</p></td></tr><tr><td><p>5</p></td><td><p>16</p></td><td><p>38</p></td><td><p>59</p></td><td><p>98</p></td><td><p>233</p></td><td><p>526</p></td><td><p>590</p></td></tr><tr><td><p>6</p></td><td><p>18</p></td><td><p>42</p></td><td><p>63</p></td><td><p>95</p></td><td><p>234</p></td><td><p>527</p></td><td><p>527</p></td></tr><tr><td><p>7</p></td><td><p>19</p></td><td><p>44</p></td><td><p>63</p></td><td><p>89</p></td><td><p>234</p></td><td><p>527</p></td><td><p>527</p></td></tr><tr><td><p>8</p></td><td><p>18</p></td><td><p>43</p></td><td><p>62</p></td><td><p>89</p></td><td><p>234</p></td><td><p>527</p></td><td><p>527</p></td></tr><tr><td><p>9</p></td><td><p>19</p></td><td><p>45</p></td><td><p>64</p></td><td><p>92</p></td><td><p>234</p></td><td><p>527</p></td><td><p>527</p></td></tr><tr><td><p>10</p></td><td><p>21</p></td><td><p>48</p></td><td><p>67</p></td><td><p>96</p></td><td><p>234</p></td><td><p>527</p></td><td><p>527</p></td></tr><tr><td><p>11</p></td><td><p>23</p></td><td><p>50</p></td><td><p>68</p></td><td><p>99</p></td><td><p>234</p></td><td><p>527</p></td><td><p>527</p></td></tr><tr><td><p>12</p></td><td><p>24</p></td><td><p>52</p></td><td><p>69</p></td><td><p>100</p></td><td><p>234</p></td><td><p>527</p></td><td><p>527</p></td></tr><tr><td><p>13</p></td><td><p>26</p></td><td><p>54</p></td><td><p>70</p></td><td><p>100</p></td><td><p>234</p></td><td><p>527</p></td><td><p>527</p></td></tr><tr><td><p>14</p></td><td><p>26</p></td><td><p>54</p></td><td><p>71</p></td><td><p>100</p></td><td><p>234</p></td><td><p>527</p></td><td><p>527</p></td></tr><tr><td><p>15</p></td><td><p>26</p></td><td><p>55</p></td><td><p>71</p></td><td><p>100</p></td><td><p>234</p></td><td><p>527</p></td><td><p>527</p></td></tr><tr><td><p>16</p></td><td><p>26</p></td><td><p>55</p></td><td><p>71</p></td><td><p>100</p></td><td><p>234</p></td><td><p>527</p></td><td><p>527</p></td></tr><tr><td><p>17</p></td><td><p>26</p></td><td><p>55</p></td><td><p>71</p></td><td><p>100</p></td><td><p>234</p></td><td><p>527</p></td><td><p>527</p></td></tr><tr><td><p>18</p></td><td><p>26</p></td><td><p>55</p></td><td><p>71</p></td><td><p>100</p></td><td><p>234</p></td><td><p>527</p></td><td><p>527</p></td></tr><tr><td><p>19</p></td><td><p>26</p></td><td><p>55</p></td><td><p>71</p></td><td><p>100</p></td><td><p>234</p></td><td><p>527</p></td><td><p>527</p></td></tr><tr><td><p>20</p></td><td><p>26</p></td><td><p>55</p></td><td><p>71</p></td><td><p>100</p></td><td><p>234</p></td><td><p>527</p></td><td><p>527</p></td></tr><tr><td><p>21</p></td><td><p>26</p></td><td><p>55</p></td><td><p>71</p></td><td><p>100</p></td><td><p>234</p></td><td><p>527</p></td><td><p>527</p></td></tr><tr><td><p>22</p></td><td><p>26</p></td><td><p>55</p></td><td><p>71</p></td><td><p>100</p></td><td><p>234</p></td><td><p>527</p></td><td><p>527</p></td></tr><tr><td><p>23</p></td><td><p>26</p></td><td><p>55</p></td><td><p>71</p></td><td><p>100</p></td><td><p>234</p></td><td><p>527</p></td><td><p>527</p></td></tr><tr><td><p>24</p></td><td><p>26</p></td><td><p>55</p></td><td><p>71</p></td><td><p>100</p></td><td><p>234</p></td><td><p>527</p></td><td><p>527</p></td></tr><tr><td><p>25</p></td><td><p>26</p></td><td><p>55</p></td><td><p>71</p></td><td><p>100</p></td><td><p>234</p></td><td><p>527</p></td><td><p>527</p></td></tr><tr><td><p>26</p></td><td><p>26</p></td><td><p>55</p></td><td><p>71</p></td><td><p>100</p></td><td><p>234</p></td><td><p>527</p></td><td><p>527</p></td></tr><tr><td><p>27</p></td><td><p>26</p></td><td><p>55</p></td><td><p>71</p></td><td><p>100</p></td><td><p>233</p></td><td><p>526</p></td><td><p>526</p></td></tr><tr><td><p>28</p></td><td><p>26</p></td><td><p>55</p></td><td><p>71</p></td><td><p>100</p></td><td><p>233</p></td><td><p>526</p></td><td><p>526</p></td></tr><tr><td><p>29</p></td><td><p>26</p></td><td><p>55</p></td><td><p>71</p></td><td><p>100</p></td><td><p>233</p></td><td><p>526</p></td><td><p>526</p></td></tr><tr><td><p>30</p></td><td><p>26</p></td><td><p>55</p></td><td><p>71</p></td><td><p>100</p></td><td><p>232</p></td><td><p>525</p></td><td><p>525</p></td></tr></tbody></table> 2.32 Yen <table><col/><col/><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>Duration (in years)</p></td><td><p>Credit quality step 0</p></td><td><p>Credit quality step 1</p></td><td><p>Credit quality step 2</p></td><td><p>Credit quality step 3</p></td><td><p>Credit quality step 4</p></td><td><p>Credit quality step 5</p></td><td><p>Credit quality step 6</p></td></tr><tr><td><p>1</p></td><td><p>0</p></td><td><p>3</p></td><td><p>15</p></td><td><p>84</p></td><td><p>197</p></td><td><p>490</p></td><td><p>1&#160;223</p></td></tr><tr><td><p>2</p></td><td><p>1</p></td><td><p>5</p></td><td><p>14</p></td><td><p>82</p></td><td><p>195</p></td><td><p>488</p></td><td><p>980</p></td></tr><tr><td><p>3</p></td><td><p>2</p></td><td><p>5</p></td><td><p>13</p></td><td><p>75</p></td><td><p>190</p></td><td><p>483</p></td><td><p>796</p></td></tr><tr><td><p>4</p></td><td><p>2</p></td><td><p>6</p></td><td><p>15</p></td><td><p>77</p></td><td><p>188</p></td><td><p>481</p></td><td><p>657</p></td></tr><tr><td><p>5</p></td><td><p>4</p></td><td><p>6</p></td><td><p>19</p></td><td><p>79</p></td><td><p>187</p></td><td><p>480</p></td><td><p>552</p></td></tr><tr><td><p>6</p></td><td><p>4</p></td><td><p>7</p></td><td><p>22</p></td><td><p>83</p></td><td><p>187</p></td><td><p>480</p></td><td><p>480</p></td></tr><tr><td><p>7</p></td><td><p>5</p></td><td><p>9</p></td><td><p>24</p></td><td><p>85</p></td><td><p>187</p></td><td><p>479</p></td><td><p>479</p></td></tr><tr><td><p>8</p></td><td><p>7</p></td><td><p>9</p></td><td><p>24</p></td><td><p>84</p></td><td><p>186</p></td><td><p>479</p></td><td><p>479</p></td></tr><tr><td><p>9</p></td><td><p>7</p></td><td><p>10</p></td><td><p>23</p></td><td><p>84</p></td><td><p>186</p></td><td><p>479</p></td><td><p>479</p></td></tr><tr><td><p>10</p></td><td><p>8</p></td><td><p>10</p></td><td><p>24</p></td><td><p>84</p></td><td><p>186</p></td><td><p>479</p></td><td><p>479</p></td></tr><tr><td><p>11</p></td><td><p>8</p></td><td><p>11</p></td><td><p>24</p></td><td><p>84</p></td><td><p>186</p></td><td><p>479</p></td><td><p>479</p></td></tr><tr><td><p>12</p></td><td><p>9</p></td><td><p>13</p></td><td><p>24</p></td><td><p>84</p></td><td><p>187</p></td><td><p>479</p></td><td><p>479</p></td></tr><tr><td><p>13</p></td><td><p>10</p></td><td><p>13</p></td><td><p>24</p></td><td><p>84</p></td><td><p>187</p></td><td><p>480</p></td><td><p>480</p></td></tr><tr><td><p>14</p></td><td><p>11</p></td><td><p>14</p></td><td><p>25</p></td><td><p>85</p></td><td><p>187</p></td><td><p>480</p></td><td><p>480</p></td></tr><tr><td><p>15</p></td><td><p>12</p></td><td><p>14</p></td><td><p>25</p></td><td><p>85</p></td><td><p>187</p></td><td><p>480</p></td><td><p>480</p></td></tr><tr><td><p>16</p></td><td><p>13</p></td><td><p>15</p></td><td><p>26</p></td><td><p>85</p></td><td><p>187</p></td><td><p>480</p></td><td><p>480</p></td></tr><tr><td><p>17</p></td><td><p>13</p></td><td><p>16</p></td><td><p>27</p></td><td><p>85</p></td><td><p>188</p></td><td><p>481</p></td><td><p>481</p></td></tr><tr><td><p>18</p></td><td><p>14</p></td><td><p>17</p></td><td><p>28</p></td><td><p>86</p></td><td><p>188</p></td><td><p>481</p></td><td><p>481</p></td></tr><tr><td><p>19</p></td><td><p>14</p></td><td><p>18</p></td><td><p>30</p></td><td><p>86</p></td><td><p>189</p></td><td><p>482</p></td><td><p>482</p></td></tr><tr><td><p>20</p></td><td><p>15</p></td><td><p>18</p></td><td><p>31</p></td><td><p>87</p></td><td><p>189</p></td><td><p>482</p></td><td><p>482</p></td></tr><tr><td><p>21</p></td><td><p>16</p></td><td><p>19</p></td><td><p>32</p></td><td><p>87</p></td><td><p>190</p></td><td><p>483</p></td><td><p>483</p></td></tr><tr><td><p>22</p></td><td><p>17</p></td><td><p>20</p></td><td><p>33</p></td><td><p>88</p></td><td><p>190</p></td><td><p>483</p></td><td><p>483</p></td></tr><tr><td><p>23</p></td><td><p>18</p></td><td><p>21</p></td><td><p>34</p></td><td><p>88</p></td><td><p>190</p></td><td><p>483</p></td><td><p>483</p></td></tr><tr><td><p>24</p></td><td><p>18</p></td><td><p>21</p></td><td><p>36</p></td><td><p>88</p></td><td><p>191</p></td><td><p>483</p></td><td><p>483</p></td></tr><tr><td><p>25</p></td><td><p>19</p></td><td><p>22</p></td><td><p>37</p></td><td><p>88</p></td><td><p>191</p></td><td><p>483</p></td><td><p>483</p></td></tr><tr><td><p>26</p></td><td><p>19</p></td><td><p>23</p></td><td><p>38</p></td><td><p>88</p></td><td><p>191</p></td><td><p>483</p></td><td><p>483</p></td></tr><tr><td><p>27</p></td><td><p>20</p></td><td><p>23</p></td><td><p>39</p></td><td><p>88</p></td><td><p>190</p></td><td><p>483</p></td><td><p>483</p></td></tr><tr><td><p>28</p></td><td><p>20</p></td><td><p>25</p></td><td><p>40</p></td><td><p>88</p></td><td><p>190</p></td><td><p>483</p></td><td><p>483</p></td></tr><tr><td><p>29</p></td><td><p>21</p></td><td><p>25</p></td><td><p>41</p></td><td><p>88</p></td><td><p>190</p></td><td><p>483</p></td><td><p>483</p></td></tr><tr><td><p>30</p></td><td><p>22</p></td><td><p>26</p></td><td><p>42</p></td><td><p>88</p></td><td><p>190</p></td><td><p>483</p></td><td><p>483</p></td></tr></tbody></table> 3. Other exposures 3.1 Euro <table><col/><col/><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>Duration (in years)</p></td><td><p>Credit quality step 0</p></td><td><p>Credit quality step 1</p></td><td><p>Credit quality step 2</p></td><td><p>Credit quality step 3</p></td><td><p>Credit quality step 4</p></td><td><p>Credit quality step 5</p></td><td><p>Credit quality step 6</p></td></tr><tr><td><p>1</p></td><td><p>2</p></td><td><p>14</p></td><td><p>21</p></td><td><p>42</p></td><td><p>159</p></td><td><p>304</p></td><td><p>3&#160;139</p></td></tr><tr><td><p>2</p></td><td><p>2</p></td><td><p>14</p></td><td><p>21</p></td><td><p>42</p></td><td><p>159</p></td><td><p>347</p></td><td><p>2&#160;352</p></td></tr><tr><td><p>3</p></td><td><p>2</p></td><td><p>14</p></td><td><p>23</p></td><td><p>46</p></td><td><p>154</p></td><td><p>363</p></td><td><p>1&#160;780</p></td></tr><tr><td><p>4</p></td><td><p>2</p></td><td><p>15</p></td><td><p>26</p></td><td><p>50</p></td><td><p>152</p></td><td><p>363</p></td><td><p>1&#160;378</p></td></tr><tr><td><p>5</p></td><td><p>3</p></td><td><p>17</p></td><td><p>29</p></td><td><p>52</p></td><td><p>152</p></td><td><p>355</p></td><td><p>1&#160;093</p></td></tr><tr><td><p>6</p></td><td><p>4</p></td><td><p>20</p></td><td><p>31</p></td><td><p>55</p></td><td><p>152</p></td><td><p>341</p></td><td><p>887</p></td></tr><tr><td><p>7</p></td><td><p>6</p></td><td><p>22</p></td><td><p>33</p></td><td><p>57</p></td><td><p>152</p></td><td><p>325</p></td><td><p>734</p></td></tr><tr><td><p>8</p></td><td><p>6</p></td><td><p>23</p></td><td><p>34</p></td><td><p>60</p></td><td><p>152</p></td><td><p>308</p></td><td><p>617</p></td></tr><tr><td><p>9</p></td><td><p>6</p></td><td><p>24</p></td><td><p>36</p></td><td><p>63</p></td><td><p>152</p></td><td><p>291</p></td><td><p>525</p></td></tr><tr><td><p>10</p></td><td><p>6</p></td><td><p>25</p></td><td><p>37</p></td><td><p>65</p></td><td><p>152</p></td><td><p>273</p></td><td><p>452</p></td></tr><tr><td><p>11</p></td><td><p>7</p></td><td><p>25</p></td><td><p>38</p></td><td><p>65</p></td><td><p>152</p></td><td><p>257</p></td><td><p>393</p></td></tr><tr><td><p>12</p></td><td><p>7</p></td><td><p>26</p></td><td><p>38</p></td><td><p>66</p></td><td><p>152</p></td><td><p>245</p></td><td><p>344</p></td></tr><tr><td><p>13</p></td><td><p>7</p></td><td><p>26</p></td><td><p>38</p></td><td><p>66</p></td><td><p>152</p></td><td><p>245</p></td><td><p>303</p></td></tr><tr><td><p>14</p></td><td><p>7</p></td><td><p>26</p></td><td><p>38</p></td><td><p>66</p></td><td><p>152</p></td><td><p>245</p></td><td><p>268</p></td></tr><tr><td><p>15</p></td><td><p>7</p></td><td><p>26</p></td><td><p>40</p></td><td><p>66</p></td><td><p>152</p></td><td><p>245</p></td><td><p>245</p></td></tr><tr><td><p>16</p></td><td><p>7</p></td><td><p>26</p></td><td><p>43</p></td><td><p>66</p></td><td><p>152</p></td><td><p>245</p></td><td><p>245</p></td></tr><tr><td><p>17</p></td><td><p>7</p></td><td><p>26</p></td><td><p>45</p></td><td><p>66</p></td><td><p>152</p></td><td><p>245</p></td><td><p>245</p></td></tr><tr><td><p>18</p></td><td><p>7</p></td><td><p>26</p></td><td><p>47</p></td><td><p>66</p></td><td><p>152</p></td><td><p>245</p></td><td><p>245</p></td></tr><tr><td><p>19</p></td><td><p>7</p></td><td><p>26</p></td><td><p>50</p></td><td><p>66</p></td><td><p>152</p></td><td><p>245</p></td><td><p>245</p></td></tr><tr><td><p>20</p></td><td><p>7</p></td><td><p>26</p></td><td><p>52</p></td><td><p>66</p></td><td><p>152</p></td><td><p>245</p></td><td><p>245</p></td></tr><tr><td><p>21</p></td><td><p>7</p></td><td><p>26</p></td><td><p>54</p></td><td><p>66</p></td><td><p>152</p></td><td><p>245</p></td><td><p>245</p></td></tr><tr><td><p>22</p></td><td><p>8</p></td><td><p>26</p></td><td><p>57</p></td><td><p>66</p></td><td><p>152</p></td><td><p>245</p></td><td><p>245</p></td></tr><tr><td><p>23</p></td><td><p>9</p></td><td><p>26</p></td><td><p>59</p></td><td><p>66</p></td><td><p>152</p></td><td><p>245</p></td><td><p>245</p></td></tr><tr><td><p>24</p></td><td><p>9</p></td><td><p>26</p></td><td><p>62</p></td><td><p>66</p></td><td><p>152</p></td><td><p>245</p></td><td><p>245</p></td></tr><tr><td><p>25</p></td><td><p>10</p></td><td><p>26</p></td><td><p>64</p></td><td><p>66</p></td><td><p>152</p></td><td><p>245</p></td><td><p>245</p></td></tr><tr><td><p>26</p></td><td><p>10</p></td><td><p>26</p></td><td><p>67</p></td><td><p>68</p></td><td><p>152</p></td><td><p>245</p></td><td><p>245</p></td></tr><tr><td><p>27</p></td><td><p>11</p></td><td><p>26</p></td><td><p>69</p></td><td><p>70</p></td><td><p>152</p></td><td><p>245</p></td><td><p>245</p></td></tr><tr><td><p>28</p></td><td><p>11</p></td><td><p>26</p></td><td><p>72</p></td><td><p>72</p></td><td><p>152</p></td><td><p>245</p></td><td><p>245</p></td></tr><tr><td><p>29</p></td><td><p>11</p></td><td><p>26</p></td><td><p>74</p></td><td><p>73</p></td><td><p>152</p></td><td><p>245</p></td><td><p>245</p></td></tr><tr><td><p>30</p></td><td><p>12</p></td><td><p>26</p></td><td><p>77</p></td><td><p>76</p></td><td><p>152</p></td><td><p>245</p></td><td><p>245</p></td></tr></tbody></table> 3.2 Czech koruna <table><col/><col/><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>Duration (in years)</p></td><td><p>Credit quality step 0</p></td><td><p>Credit quality step 1</p></td><td><p>Credit quality step 2</p></td><td><p>Credit quality step 3</p></td><td><p>Credit quality step 4</p></td><td><p>Credit quality step 5</p></td><td><p>Credit quality step 6</p></td></tr><tr><td><p>1</p></td><td><p>13</p></td><td><p>25</p></td><td><p>31</p></td><td><p>52</p></td><td><p>170</p></td><td><p>324</p></td><td><p>3&#160;369</p></td></tr><tr><td><p>2</p></td><td><p>14</p></td><td><p>27</p></td><td><p>33</p></td><td><p>54</p></td><td><p>171</p></td><td><p>368</p></td><td><p>2&#160;509</p></td></tr><tr><td><p>3</p></td><td><p>14</p></td><td><p>27</p></td><td><p>35</p></td><td><p>59</p></td><td><p>166</p></td><td><p>382</p></td><td><p>1&#160;888</p></td></tr><tr><td><p>4</p></td><td><p>14</p></td><td><p>28</p></td><td><p>38</p></td><td><p>62</p></td><td><p>164</p></td><td><p>380</p></td><td><p>1&#160;453</p></td></tr><tr><td><p>5</p></td><td><p>14</p></td><td><p>29</p></td><td><p>40</p></td><td><p>64</p></td><td><p>163</p></td><td><p>369</p></td><td><p>1&#160;148</p></td></tr><tr><td><p>6</p></td><td><p>15</p></td><td><p>31</p></td><td><p>42</p></td><td><p>66</p></td><td><p>162</p></td><td><p>354</p></td><td><p>929</p></td></tr><tr><td><p>7</p></td><td><p>15</p></td><td><p>32</p></td><td><p>43</p></td><td><p>67</p></td><td><p>161</p></td><td><p>337</p></td><td><p>767</p></td></tr><tr><td><p>8</p></td><td><p>15</p></td><td><p>32</p></td><td><p>43</p></td><td><p>69</p></td><td><p>161</p></td><td><p>319</p></td><td><p>643</p></td></tr><tr><td><p>9</p></td><td><p>15</p></td><td><p>33</p></td><td><p>44</p></td><td><p>71</p></td><td><p>160</p></td><td><p>301</p></td><td><p>547</p></td></tr><tr><td><p>10</p></td><td><p>15</p></td><td><p>33</p></td><td><p>45</p></td><td><p>73</p></td><td><p>160</p></td><td><p>283</p></td><td><p>471</p></td></tr><tr><td><p>11</p></td><td><p>14</p></td><td><p>33</p></td><td><p>45</p></td><td><p>73</p></td><td><p>159</p></td><td><p>265</p></td><td><p>408</p></td></tr><tr><td><p>12</p></td><td><p>14</p></td><td><p>32</p></td><td><p>45</p></td><td><p>73</p></td><td><p>158</p></td><td><p>252</p></td><td><p>357</p></td></tr><tr><td><p>13</p></td><td><p>13</p></td><td><p>32</p></td><td><p>44</p></td><td><p>72</p></td><td><p>158</p></td><td><p>251</p></td><td><p>314</p></td></tr><tr><td><p>14</p></td><td><p>13</p></td><td><p>31</p></td><td><p>44</p></td><td><p>71</p></td><td><p>157</p></td><td><p>251</p></td><td><p>278</p></td></tr><tr><td><p>15</p></td><td><p>12</p></td><td><p>31</p></td><td><p>43</p></td><td><p>71</p></td><td><p>157</p></td><td><p>250</p></td><td><p>250</p></td></tr><tr><td><p>16</p></td><td><p>12</p></td><td><p>30</p></td><td><p>44</p></td><td><p>71</p></td><td><p>156</p></td><td><p>250</p></td><td><p>250</p></td></tr><tr><td><p>17</p></td><td><p>12</p></td><td><p>30</p></td><td><p>47</p></td><td><p>70</p></td><td><p>156</p></td><td><p>250</p></td><td><p>250</p></td></tr><tr><td><p>18</p></td><td><p>12</p></td><td><p>30</p></td><td><p>49</p></td><td><p>70</p></td><td><p>156</p></td><td><p>250</p></td><td><p>250</p></td></tr><tr><td><p>19</p></td><td><p>12</p></td><td><p>30</p></td><td><p>51</p></td><td><p>71</p></td><td><p>156</p></td><td><p>250</p></td><td><p>250</p></td></tr><tr><td><p>20</p></td><td><p>12</p></td><td><p>31</p></td><td><p>54</p></td><td><p>71</p></td><td><p>157</p></td><td><p>250</p></td><td><p>250</p></td></tr><tr><td><p>21</p></td><td><p>12</p></td><td><p>31</p></td><td><p>57</p></td><td><p>71</p></td><td><p>157</p></td><td><p>250</p></td><td><p>250</p></td></tr><tr><td><p>22</p></td><td><p>13</p></td><td><p>31</p></td><td><p>59</p></td><td><p>71</p></td><td><p>157</p></td><td><p>251</p></td><td><p>251</p></td></tr><tr><td><p>23</p></td><td><p>13</p></td><td><p>31</p></td><td><p>61</p></td><td><p>71</p></td><td><p>157</p></td><td><p>251</p></td><td><p>251</p></td></tr><tr><td><p>24</p></td><td><p>13</p></td><td><p>31</p></td><td><p>63</p></td><td><p>71</p></td><td><p>157</p></td><td><p>251</p></td><td><p>251</p></td></tr><tr><td><p>25</p></td><td><p>13</p></td><td><p>31</p></td><td><p>66</p></td><td><p>71</p></td><td><p>157</p></td><td><p>251</p></td><td><p>251</p></td></tr><tr><td><p>26</p></td><td><p>13</p></td><td><p>31</p></td><td><p>68</p></td><td><p>71</p></td><td><p>157</p></td><td><p>251</p></td><td><p>251</p></td></tr><tr><td><p>27</p></td><td><p>13</p></td><td><p>31</p></td><td><p>71</p></td><td><p>72</p></td><td><p>157</p></td><td><p>250</p></td><td><p>250</p></td></tr><tr><td><p>28</p></td><td><p>12</p></td><td><p>31</p></td><td><p>73</p></td><td><p>74</p></td><td><p>157</p></td><td><p>250</p></td><td><p>250</p></td></tr><tr><td><p>29</p></td><td><p>12</p></td><td><p>31</p></td><td><p>77</p></td><td><p>76</p></td><td><p>157</p></td><td><p>250</p></td><td><p>250</p></td></tr><tr><td><p>30</p></td><td><p>12</p></td><td><p>31</p></td><td><p>79</p></td><td><p>78</p></td><td><p>157</p></td><td><p>250</p></td><td><p>250</p></td></tr></tbody></table> 3.3 Danish krone <table><col/><col/><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>Duration (in years)</p></td><td><p>Credit quality step 0</p></td><td><p>Credit quality step 1</p></td><td><p>Credit quality step 2</p></td><td><p>Credit quality step 3</p></td><td><p>Credit quality step 4</p></td><td><p>Credit quality step 5</p></td><td><p>Credit quality step 6</p></td></tr><tr><td><p>1</p></td><td><p>2</p></td><td><p>14</p></td><td><p>20</p></td><td><p>42</p></td><td><p>159</p></td><td><p>304</p></td><td><p>3&#160;138</p></td></tr><tr><td><p>2</p></td><td><p>2</p></td><td><p>14</p></td><td><p>20</p></td><td><p>42</p></td><td><p>159</p></td><td><p>347</p></td><td><p>2&#160;352</p></td></tr><tr><td><p>3</p></td><td><p>1</p></td><td><p>14</p></td><td><p>23</p></td><td><p>46</p></td><td><p>154</p></td><td><p>363</p></td><td><p>1&#160;780</p></td></tr><tr><td><p>4</p></td><td><p>2</p></td><td><p>15</p></td><td><p>25</p></td><td><p>50</p></td><td><p>151</p></td><td><p>363</p></td><td><p>1&#160;378</p></td></tr><tr><td><p>5</p></td><td><p>2</p></td><td><p>17</p></td><td><p>29</p></td><td><p>52</p></td><td><p>151</p></td><td><p>355</p></td><td><p>1&#160;093</p></td></tr><tr><td><p>6</p></td><td><p>4</p></td><td><p>20</p></td><td><p>31</p></td><td><p>55</p></td><td><p>151</p></td><td><p>341</p></td><td><p>887</p></td></tr><tr><td><p>7</p></td><td><p>5</p></td><td><p>22</p></td><td><p>33</p></td><td><p>57</p></td><td><p>151</p></td><td><p>325</p></td><td><p>733</p></td></tr><tr><td><p>8</p></td><td><p>6</p></td><td><p>23</p></td><td><p>34</p></td><td><p>60</p></td><td><p>151</p></td><td><p>308</p></td><td><p>616</p></td></tr><tr><td><p>9</p></td><td><p>6</p></td><td><p>24</p></td><td><p>36</p></td><td><p>62</p></td><td><p>151</p></td><td><p>291</p></td><td><p>525</p></td></tr><tr><td><p>10</p></td><td><p>6</p></td><td><p>25</p></td><td><p>37</p></td><td><p>64</p></td><td><p>151</p></td><td><p>273</p></td><td><p>452</p></td></tr><tr><td><p>11</p></td><td><p>7</p></td><td><p>25</p></td><td><p>38</p></td><td><p>65</p></td><td><p>151</p></td><td><p>257</p></td><td><p>393</p></td></tr><tr><td><p>12</p></td><td><p>7</p></td><td><p>25</p></td><td><p>38</p></td><td><p>65</p></td><td><p>151</p></td><td><p>245</p></td><td><p>344</p></td></tr><tr><td><p>13</p></td><td><p>7</p></td><td><p>25</p></td><td><p>38</p></td><td><p>66</p></td><td><p>151</p></td><td><p>245</p></td><td><p>303</p></td></tr><tr><td><p>14</p></td><td><p>7</p></td><td><p>25</p></td><td><p>38</p></td><td><p>65</p></td><td><p>151</p></td><td><p>245</p></td><td><p>268</p></td></tr><tr><td><p>15</p></td><td><p>7</p></td><td><p>25</p></td><td><p>40</p></td><td><p>65</p></td><td><p>151</p></td><td><p>245</p></td><td><p>245</p></td></tr><tr><td><p>16</p></td><td><p>7</p></td><td><p>25</p></td><td><p>43</p></td><td><p>65</p></td><td><p>151</p></td><td><p>245</p></td><td><p>245</p></td></tr><tr><td><p>17</p></td><td><p>7</p></td><td><p>25</p></td><td><p>45</p></td><td><p>65</p></td><td><p>151</p></td><td><p>245</p></td><td><p>245</p></td></tr><tr><td><p>18</p></td><td><p>7</p></td><td><p>25</p></td><td><p>47</p></td><td><p>65</p></td><td><p>151</p></td><td><p>245</p></td><td><p>245</p></td></tr><tr><td><p>19</p></td><td><p>7</p></td><td><p>25</p></td><td><p>50</p></td><td><p>65</p></td><td><p>151</p></td><td><p>245</p></td><td><p>245</p></td></tr><tr><td><p>20</p></td><td><p>7</p></td><td><p>25</p></td><td><p>52</p></td><td><p>65</p></td><td><p>151</p></td><td><p>245</p></td><td><p>245</p></td></tr><tr><td><p>21</p></td><td><p>7</p></td><td><p>25</p></td><td><p>54</p></td><td><p>66</p></td><td><p>151</p></td><td><p>245</p></td><td><p>245</p></td></tr><tr><td><p>22</p></td><td><p>8</p></td><td><p>25</p></td><td><p>57</p></td><td><p>66</p></td><td><p>151</p></td><td><p>245</p></td><td><p>245</p></td></tr><tr><td><p>23</p></td><td><p>9</p></td><td><p>25</p></td><td><p>59</p></td><td><p>66</p></td><td><p>151</p></td><td><p>245</p></td><td><p>245</p></td></tr><tr><td><p>24</p></td><td><p>9</p></td><td><p>25</p></td><td><p>62</p></td><td><p>66</p></td><td><p>151</p></td><td><p>245</p></td><td><p>245</p></td></tr><tr><td><p>25</p></td><td><p>10</p></td><td><p>25</p></td><td><p>64</p></td><td><p>66</p></td><td><p>151</p></td><td><p>245</p></td><td><p>245</p></td></tr><tr><td><p>26</p></td><td><p>10</p></td><td><p>25</p></td><td><p>67</p></td><td><p>68</p></td><td><p>151</p></td><td><p>245</p></td><td><p>245</p></td></tr><tr><td><p>27</p></td><td><p>11</p></td><td><p>25</p></td><td><p>69</p></td><td><p>70</p></td><td><p>151</p></td><td><p>245</p></td><td><p>245</p></td></tr><tr><td><p>28</p></td><td><p>11</p></td><td><p>25</p></td><td><p>72</p></td><td><p>72</p></td><td><p>151</p></td><td><p>245</p></td><td><p>245</p></td></tr><tr><td><p>29</p></td><td><p>11</p></td><td><p>25</p></td><td><p>74</p></td><td><p>73</p></td><td><p>151</p></td><td><p>245</p></td><td><p>245</p></td></tr><tr><td><p>30</p></td><td><p>12</p></td><td><p>26</p></td><td><p>77</p></td><td><p>76</p></td><td><p>151</p></td><td><p>245</p></td><td><p>245</p></td></tr></tbody></table> 3.4 Forint <table><col/><col/><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>Duration (in years)</p></td><td><p>Credit quality step 0</p></td><td><p>Credit quality step 1</p></td><td><p>Credit quality step 2</p></td><td><p>Credit quality step 3</p></td><td><p>Credit quality step 4</p></td><td><p>Credit quality step 5</p></td><td><p>Credit quality step 6</p></td></tr><tr><td><p>1</p></td><td><p>73</p></td><td><p>85</p></td><td><p>92</p></td><td><p>113</p></td><td><p>230</p></td><td><p>353</p></td><td><p>3&#160;699</p></td></tr><tr><td><p>2</p></td><td><p>70</p></td><td><p>82</p></td><td><p>89</p></td><td><p>110</p></td><td><p>227</p></td><td><p>400</p></td><td><p>2&#160;753</p></td></tr><tr><td><p>3</p></td><td><p>72</p></td><td><p>85</p></td><td><p>94</p></td><td><p>117</p></td><td><p>225</p></td><td><p>414</p></td><td><p>2&#160;067</p></td></tr><tr><td><p>4</p></td><td><p>71</p></td><td><p>85</p></td><td><p>95</p></td><td><p>119</p></td><td><p>221</p></td><td><p>411</p></td><td><p>1&#160;587</p></td></tr><tr><td><p>5</p></td><td><p>70</p></td><td><p>85</p></td><td><p>96</p></td><td><p>119</p></td><td><p>219</p></td><td><p>399</p></td><td><p>1&#160;250</p></td></tr><tr><td><p>6</p></td><td><p>70</p></td><td><p>86</p></td><td><p>97</p></td><td><p>121</p></td><td><p>217</p></td><td><p>382</p></td><td><p>1&#160;008</p></td></tr><tr><td><p>7</p></td><td><p>70</p></td><td><p>86</p></td><td><p>97</p></td><td><p>121</p></td><td><p>216</p></td><td><p>362</p></td><td><p>830</p></td></tr><tr><td><p>8</p></td><td><p>69</p></td><td><p>86</p></td><td><p>97</p></td><td><p>123</p></td><td><p>215</p></td><td><p>342</p></td><td><p>695</p></td></tr><tr><td><p>9</p></td><td><p>68</p></td><td><p>86</p></td><td><p>98</p></td><td><p>125</p></td><td><p>214</p></td><td><p>322</p></td><td><p>590</p></td></tr><tr><td><p>10</p></td><td><p>65</p></td><td><p>84</p></td><td><p>96</p></td><td><p>123</p></td><td><p>210</p></td><td><p>304</p></td><td><p>507</p></td></tr><tr><td><p>11</p></td><td><p>63</p></td><td><p>82</p></td><td><p>94</p></td><td><p>122</p></td><td><p>208</p></td><td><p>301</p></td><td><p>440</p></td></tr><tr><td><p>12</p></td><td><p>62</p></td><td><p>81</p></td><td><p>93</p></td><td><p>121</p></td><td><p>207</p></td><td><p>300</p></td><td><p>384</p></td></tr><tr><td><p>13</p></td><td><p>61</p></td><td><p>80</p></td><td><p>93</p></td><td><p>120</p></td><td><p>206</p></td><td><p>299</p></td><td><p>338</p></td></tr><tr><td><p>14</p></td><td><p>61</p></td><td><p>80</p></td><td><p>92</p></td><td><p>120</p></td><td><p>206</p></td><td><p>299</p></td><td><p>299</p></td></tr><tr><td><p>15</p></td><td><p>61</p></td><td><p>80</p></td><td><p>92</p></td><td><p>120</p></td><td><p>205</p></td><td><p>299</p></td><td><p>299</p></td></tr><tr><td><p>16</p></td><td><p>60</p></td><td><p>79</p></td><td><p>91</p></td><td><p>119</p></td><td><p>205</p></td><td><p>298</p></td><td><p>298</p></td></tr><tr><td><p>17</p></td><td><p>60</p></td><td><p>79</p></td><td><p>91</p></td><td><p>119</p></td><td><p>205</p></td><td><p>298</p></td><td><p>298</p></td></tr><tr><td><p>18</p></td><td><p>59</p></td><td><p>78</p></td><td><p>91</p></td><td><p>118</p></td><td><p>204</p></td><td><p>297</p></td><td><p>297</p></td></tr><tr><td><p>19</p></td><td><p>59</p></td><td><p>77</p></td><td><p>90</p></td><td><p>118</p></td><td><p>203</p></td><td><p>297</p></td><td><p>297</p></td></tr><tr><td><p>20</p></td><td><p>58</p></td><td><p>77</p></td><td><p>89</p></td><td><p>117</p></td><td><p>203</p></td><td><p>296</p></td><td><p>296</p></td></tr><tr><td><p>21</p></td><td><p>58</p></td><td><p>76</p></td><td><p>89</p></td><td><p>116</p></td><td><p>202</p></td><td><p>296</p></td><td><p>296</p></td></tr><tr><td><p>22</p></td><td><p>57</p></td><td><p>76</p></td><td><p>88</p></td><td><p>116</p></td><td><p>201</p></td><td><p>295</p></td><td><p>295</p></td></tr><tr><td><p>23</p></td><td><p>56</p></td><td><p>75</p></td><td><p>87</p></td><td><p>115</p></td><td><p>201</p></td><td><p>294</p></td><td><p>294</p></td></tr><tr><td><p>24</p></td><td><p>55</p></td><td><p>74</p></td><td><p>86</p></td><td><p>114</p></td><td><p>200</p></td><td><p>293</p></td><td><p>293</p></td></tr><tr><td><p>25</p></td><td><p>54</p></td><td><p>73</p></td><td><p>85</p></td><td><p>113</p></td><td><p>199</p></td><td><p>292</p></td><td><p>292</p></td></tr><tr><td><p>26</p></td><td><p>53</p></td><td><p>72</p></td><td><p>84</p></td><td><p>112</p></td><td><p>198</p></td><td><p>291</p></td><td><p>291</p></td></tr><tr><td><p>27</p></td><td><p>52</p></td><td><p>71</p></td><td><p>83</p></td><td><p>111</p></td><td><p>197</p></td><td><p>290</p></td><td><p>290</p></td></tr><tr><td><p>28</p></td><td><p>51</p></td><td><p>70</p></td><td><p>82</p></td><td><p>110</p></td><td><p>195</p></td><td><p>289</p></td><td><p>289</p></td></tr><tr><td><p>29</p></td><td><p>50</p></td><td><p>68</p></td><td><p>81</p></td><td><p>109</p></td><td><p>194</p></td><td><p>288</p></td><td><p>288</p></td></tr><tr><td><p>30</p></td><td><p>49</p></td><td><p>67</p></td><td><p>83</p></td><td><p>108</p></td><td><p>193</p></td><td><p>287</p></td><td><p>287</p></td></tr></tbody></table> 3.5 Krona <table><col/><col/><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>Duration (in years)</p></td><td><p>Credit quality step 0</p></td><td><p>Credit quality step 1</p></td><td><p>Credit quality step 2</p></td><td><p>Credit quality step 3</p></td><td><p>Credit quality step 4</p></td><td><p>Credit quality step 5</p></td><td><p>Credit quality step 6</p></td></tr><tr><td><p>1</p></td><td><p>6</p></td><td><p>18</p></td><td><p>25</p></td><td><p>46</p></td><td><p>163</p></td><td><p>307</p></td><td><p>3&#160;178</p></td></tr><tr><td><p>2</p></td><td><p>8</p></td><td><p>20</p></td><td><p>26</p></td><td><p>47</p></td><td><p>165</p></td><td><p>350</p></td><td><p>2&#160;373</p></td></tr><tr><td><p>3</p></td><td><p>8</p></td><td><p>21</p></td><td><p>30</p></td><td><p>53</p></td><td><p>161</p></td><td><p>365</p></td><td><p>1&#160;795</p></td></tr><tr><td><p>4</p></td><td><p>9</p></td><td><p>23</p></td><td><p>33</p></td><td><p>57</p></td><td><p>159</p></td><td><p>365</p></td><td><p>1&#160;388</p></td></tr><tr><td><p>5</p></td><td><p>10</p></td><td><p>25</p></td><td><p>36</p></td><td><p>60</p></td><td><p>159</p></td><td><p>357</p></td><td><p>1&#160;101</p></td></tr><tr><td><p>6</p></td><td><p>12</p></td><td><p>27</p></td><td><p>38</p></td><td><p>63</p></td><td><p>159</p></td><td><p>343</p></td><td><p>892</p></td></tr><tr><td><p>7</p></td><td><p>13</p></td><td><p>30</p></td><td><p>40</p></td><td><p>65</p></td><td><p>159</p></td><td><p>326</p></td><td><p>738</p></td></tr><tr><td><p>8</p></td><td><p>12</p></td><td><p>30</p></td><td><p>41</p></td><td><p>67</p></td><td><p>158</p></td><td><p>309</p></td><td><p>620</p></td></tr><tr><td><p>9</p></td><td><p>12</p></td><td><p>30</p></td><td><p>42</p></td><td><p>69</p></td><td><p>158</p></td><td><p>291</p></td><td><p>527</p></td></tr><tr><td><p>10</p></td><td><p>12</p></td><td><p>31</p></td><td><p>43</p></td><td><p>71</p></td><td><p>158</p></td><td><p>274</p></td><td><p>454</p></td></tr><tr><td><p>11</p></td><td><p>13</p></td><td><p>31</p></td><td><p>44</p></td><td><p>71</p></td><td><p>157</p></td><td><p>257</p></td><td><p>394</p></td></tr><tr><td><p>12</p></td><td><p>13</p></td><td><p>31</p></td><td><p>44</p></td><td><p>71</p></td><td><p>157</p></td><td><p>251</p></td><td><p>345</p></td></tr><tr><td><p>13</p></td><td><p>13</p></td><td><p>31</p></td><td><p>44</p></td><td><p>72</p></td><td><p>157</p></td><td><p>251</p></td><td><p>304</p></td></tr><tr><td><p>14</p></td><td><p>13</p></td><td><p>32</p></td><td><p>44</p></td><td><p>72</p></td><td><p>157</p></td><td><p>251</p></td><td><p>269</p></td></tr><tr><td><p>15</p></td><td><p>13</p></td><td><p>32</p></td><td><p>44</p></td><td><p>72</p></td><td><p>158</p></td><td><p>251</p></td><td><p>251</p></td></tr><tr><td><p>16</p></td><td><p>13</p></td><td><p>31</p></td><td><p>44</p></td><td><p>71</p></td><td><p>157</p></td><td><p>251</p></td><td><p>251</p></td></tr><tr><td><p>17</p></td><td><p>13</p></td><td><p>32</p></td><td><p>45</p></td><td><p>72</p></td><td><p>158</p></td><td><p>251</p></td><td><p>251</p></td></tr><tr><td><p>18</p></td><td><p>13</p></td><td><p>32</p></td><td><p>47</p></td><td><p>72</p></td><td><p>158</p></td><td><p>251</p></td><td><p>251</p></td></tr><tr><td><p>19</p></td><td><p>13</p></td><td><p>32</p></td><td><p>50</p></td><td><p>72</p></td><td><p>158</p></td><td><p>251</p></td><td><p>251</p></td></tr><tr><td><p>20</p></td><td><p>14</p></td><td><p>33</p></td><td><p>53</p></td><td><p>73</p></td><td><p>159</p></td><td><p>252</p></td><td><p>252</p></td></tr><tr><td><p>21</p></td><td><p>14</p></td><td><p>33</p></td><td><p>55</p></td><td><p>73</p></td><td><p>159</p></td><td><p>252</p></td><td><p>252</p></td></tr><tr><td><p>22</p></td><td><p>15</p></td><td><p>33</p></td><td><p>58</p></td><td><p>73</p></td><td><p>159</p></td><td><p>253</p></td><td><p>253</p></td></tr><tr><td><p>23</p></td><td><p>15</p></td><td><p>33</p></td><td><p>59</p></td><td><p>73</p></td><td><p>159</p></td><td><p>253</p></td><td><p>253</p></td></tr><tr><td><p>24</p></td><td><p>15</p></td><td><p>33</p></td><td><p>62</p></td><td><p>73</p></td><td><p>159</p></td><td><p>253</p></td><td><p>253</p></td></tr><tr><td><p>25</p></td><td><p>15</p></td><td><p>33</p></td><td><p>65</p></td><td><p>73</p></td><td><p>159</p></td><td><p>253</p></td><td><p>253</p></td></tr><tr><td><p>26</p></td><td><p>15</p></td><td><p>33</p></td><td><p>67</p></td><td><p>73</p></td><td><p>159</p></td><td><p>253</p></td><td><p>253</p></td></tr><tr><td><p>27</p></td><td><p>15</p></td><td><p>33</p></td><td><p>70</p></td><td><p>73</p></td><td><p>159</p></td><td><p>253</p></td><td><p>253</p></td></tr><tr><td><p>28</p></td><td><p>15</p></td><td><p>33</p></td><td><p>72</p></td><td><p>73</p></td><td><p>159</p></td><td><p>252</p></td><td><p>252</p></td></tr><tr><td><p>29</p></td><td><p>14</p></td><td><p>33</p></td><td><p>74</p></td><td><p>75</p></td><td><p>159</p></td><td><p>252</p></td><td><p>252</p></td></tr><tr><td><p>30</p></td><td><p>14</p></td><td><p>33</p></td><td><p>78</p></td><td><p>77</p></td><td><p>159</p></td><td><p>252</p></td><td><p>252</p></td></tr></tbody></table> 3.6 Kuna <table><col/><col/><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>Duration (in years)</p></td><td><p>Credit quality step 0</p></td><td><p>Credit quality step 1</p></td><td><p>Credit quality step 2</p></td><td><p>Credit quality step 3</p></td><td><p>Credit quality step 4</p></td><td><p>Credit quality step 5</p></td><td><p>Credit quality step 6</p></td></tr><tr><td><p>1</p></td><td><p>41</p></td><td><p>53</p></td><td><p>60</p></td><td><p>81</p></td><td><p>198</p></td><td><p>303</p></td><td><p>3&#160;125</p></td></tr><tr><td><p>2</p></td><td><p>45</p></td><td><p>57</p></td><td><p>63</p></td><td><p>85</p></td><td><p>202</p></td><td><p>346</p></td><td><p>2&#160;346</p></td></tr><tr><td><p>3</p></td><td><p>49</p></td><td><p>61</p></td><td><p>70</p></td><td><p>93</p></td><td><p>201</p></td><td><p>363</p></td><td><p>1&#160;780</p></td></tr><tr><td><p>4</p></td><td><p>51</p></td><td><p>65</p></td><td><p>75</p></td><td><p>99</p></td><td><p>201</p></td><td><p>364</p></td><td><p>1&#160;381</p></td></tr><tr><td><p>5</p></td><td><p>53</p></td><td><p>68</p></td><td><p>79</p></td><td><p>102</p></td><td><p>202</p></td><td><p>357</p></td><td><p>1&#160;098</p></td></tr><tr><td><p>6</p></td><td><p>54</p></td><td><p>70</p></td><td><p>81</p></td><td><p>106</p></td><td><p>202</p></td><td><p>344</p></td><td><p>893</p></td></tr><tr><td><p>7</p></td><td><p>56</p></td><td><p>72</p></td><td><p>83</p></td><td><p>107</p></td><td><p>201</p></td><td><p>329</p></td><td><p>741</p></td></tr><tr><td><p>8</p></td><td><p>55</p></td><td><p>72</p></td><td><p>83</p></td><td><p>109</p></td><td><p>201</p></td><td><p>312</p></td><td><p>624</p></td></tr><tr><td><p>9</p></td><td><p>54</p></td><td><p>72</p></td><td><p>84</p></td><td><p>111</p></td><td><p>200</p></td><td><p>295</p></td><td><p>533</p></td></tr><tr><td><p>10</p></td><td><p>54</p></td><td><p>72</p></td><td><p>84</p></td><td><p>112</p></td><td><p>199</p></td><td><p>292</p></td><td><p>459</p></td></tr><tr><td><p>11</p></td><td><p>53</p></td><td><p>71</p></td><td><p>84</p></td><td><p>111</p></td><td><p>198</p></td><td><p>291</p></td><td><p>399</p></td></tr><tr><td><p>12</p></td><td><p>52</p></td><td><p>70</p></td><td><p>83</p></td><td><p>110</p></td><td><p>196</p></td><td><p>290</p></td><td><p>350</p></td></tr><tr><td><p>13</p></td><td><p>51</p></td><td><p>69</p></td><td><p>82</p></td><td><p>109</p></td><td><p>195</p></td><td><p>288</p></td><td><p>308</p></td></tr><tr><td><p>14</p></td><td><p>49</p></td><td><p>68</p></td><td><p>81</p></td><td><p>108</p></td><td><p>194</p></td><td><p>287</p></td><td><p>287</p></td></tr><tr><td><p>15</p></td><td><p>49</p></td><td><p>67</p></td><td><p>80</p></td><td><p>107</p></td><td><p>193</p></td><td><p>286</p></td><td><p>286</p></td></tr><tr><td><p>16</p></td><td><p>48</p></td><td><p>66</p></td><td><p>79</p></td><td><p>107</p></td><td><p>192</p></td><td><p>286</p></td><td><p>286</p></td></tr><tr><td><p>17</p></td><td><p>47</p></td><td><p>66</p></td><td><p>78</p></td><td><p>106</p></td><td><p>192</p></td><td><p>285</p></td><td><p>285</p></td></tr><tr><td><p>18</p></td><td><p>47</p></td><td><p>65</p></td><td><p>78</p></td><td><p>105</p></td><td><p>191</p></td><td><p>285</p></td><td><p>285</p></td></tr><tr><td><p>19</p></td><td><p>46</p></td><td><p>65</p></td><td><p>77</p></td><td><p>105</p></td><td><p>191</p></td><td><p>284</p></td><td><p>284</p></td></tr><tr><td><p>20</p></td><td><p>46</p></td><td><p>64</p></td><td><p>77</p></td><td><p>104</p></td><td><p>190</p></td><td><p>284</p></td><td><p>284</p></td></tr><tr><td><p>21</p></td><td><p>45</p></td><td><p>64</p></td><td><p>76</p></td><td><p>104</p></td><td><p>190</p></td><td><p>283</p></td><td><p>283</p></td></tr><tr><td><p>22</p></td><td><p>44</p></td><td><p>63</p></td><td><p>76</p></td><td><p>103</p></td><td><p>189</p></td><td><p>282</p></td><td><p>282</p></td></tr><tr><td><p>23</p></td><td><p>44</p></td><td><p>62</p></td><td><p>75</p></td><td><p>102</p></td><td><p>188</p></td><td><p>282</p></td><td><p>282</p></td></tr><tr><td><p>24</p></td><td><p>43</p></td><td><p>62</p></td><td><p>74</p></td><td><p>102</p></td><td><p>188</p></td><td><p>281</p></td><td><p>281</p></td></tr><tr><td><p>25</p></td><td><p>42</p></td><td><p>61</p></td><td><p>73</p></td><td><p>101</p></td><td><p>187</p></td><td><p>280</p></td><td><p>280</p></td></tr><tr><td><p>26</p></td><td><p>41</p></td><td><p>60</p></td><td><p>72</p></td><td><p>100</p></td><td><p>186</p></td><td><p>279</p></td><td><p>279</p></td></tr><tr><td><p>27</p></td><td><p>41</p></td><td><p>59</p></td><td><p>72</p></td><td><p>99</p></td><td><p>185</p></td><td><p>278</p></td><td><p>278</p></td></tr><tr><td><p>28</p></td><td><p>40</p></td><td><p>58</p></td><td><p>73</p></td><td><p>98</p></td><td><p>184</p></td><td><p>278</p></td><td><p>278</p></td></tr><tr><td><p>29</p></td><td><p>39</p></td><td><p>58</p></td><td><p>76</p></td><td><p>98</p></td><td><p>184</p></td><td><p>277</p></td><td><p>277</p></td></tr><tr><td><p>30</p></td><td><p>38</p></td><td><p>57</p></td><td><p>78</p></td><td><p>97</p></td><td><p>183</p></td><td><p>276</p></td><td><p>276</p></td></tr></tbody></table> 3.7 Lev <table><col/><col/><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>Duration (in years)</p></td><td><p>Credit quality step 0</p></td><td><p>Credit quality step 1</p></td><td><p>Credit quality step 2</p></td><td><p>Credit quality step 3</p></td><td><p>Credit quality step 4</p></td><td><p>Credit quality step 5</p></td><td><p>Credit quality step 6</p></td></tr><tr><td><p>1</p></td><td><p>1</p></td><td><p>13</p></td><td><p>20</p></td><td><p>41</p></td><td><p>158</p></td><td><p>304</p></td><td><p>3&#160;136</p></td></tr><tr><td><p>2</p></td><td><p>1</p></td><td><p>13</p></td><td><p>20</p></td><td><p>41</p></td><td><p>158</p></td><td><p>347</p></td><td><p>2&#160;350</p></td></tr><tr><td><p>3</p></td><td><p>1</p></td><td><p>14</p></td><td><p>22</p></td><td><p>46</p></td><td><p>153</p></td><td><p>363</p></td><td><p>1&#160;779</p></td></tr><tr><td><p>4</p></td><td><p>1</p></td><td><p>15</p></td><td><p>25</p></td><td><p>49</p></td><td><p>151</p></td><td><p>363</p></td><td><p>1&#160;377</p></td></tr><tr><td><p>5</p></td><td><p>2</p></td><td><p>17</p></td><td><p>28</p></td><td><p>51</p></td><td><p>151</p></td><td><p>354</p></td><td><p>1&#160;092</p></td></tr><tr><td><p>6</p></td><td><p>3</p></td><td><p>19</p></td><td><p>30</p></td><td><p>54</p></td><td><p>151</p></td><td><p>341</p></td><td><p>886</p></td></tr><tr><td><p>7</p></td><td><p>5</p></td><td><p>22</p></td><td><p>32</p></td><td><p>57</p></td><td><p>151</p></td><td><p>325</p></td><td><p>733</p></td></tr><tr><td><p>8</p></td><td><p>5</p></td><td><p>22</p></td><td><p>33</p></td><td><p>59</p></td><td><p>151</p></td><td><p>308</p></td><td><p>616</p></td></tr><tr><td><p>9</p></td><td><p>5</p></td><td><p>23</p></td><td><p>35</p></td><td><p>62</p></td><td><p>151</p></td><td><p>290</p></td><td><p>525</p></td></tr><tr><td><p>10</p></td><td><p>6</p></td><td><p>24</p></td><td><p>36</p></td><td><p>64</p></td><td><p>151</p></td><td><p>273</p></td><td><p>452</p></td></tr><tr><td><p>11</p></td><td><p>6</p></td><td><p>24</p></td><td><p>37</p></td><td><p>65</p></td><td><p>151</p></td><td><p>256</p></td><td><p>392</p></td></tr><tr><td><p>12</p></td><td><p>6</p></td><td><p>25</p></td><td><p>37</p></td><td><p>65</p></td><td><p>151</p></td><td><p>244</p></td><td><p>343</p></td></tr><tr><td><p>13</p></td><td><p>6</p></td><td><p>25</p></td><td><p>37</p></td><td><p>65</p></td><td><p>151</p></td><td><p>244</p></td><td><p>302</p></td></tr><tr><td><p>14</p></td><td><p>6</p></td><td><p>25</p></td><td><p>37</p></td><td><p>65</p></td><td><p>151</p></td><td><p>244</p></td><td><p>268</p></td></tr><tr><td><p>15</p></td><td><p>6</p></td><td><p>25</p></td><td><p>40</p></td><td><p>65</p></td><td><p>151</p></td><td><p>244</p></td><td><p>244</p></td></tr><tr><td><p>16</p></td><td><p>6</p></td><td><p>25</p></td><td><p>43</p></td><td><p>65</p></td><td><p>151</p></td><td><p>244</p></td><td><p>244</p></td></tr><tr><td><p>17</p></td><td><p>6</p></td><td><p>25</p></td><td><p>45</p></td><td><p>65</p></td><td><p>151</p></td><td><p>244</p></td><td><p>244</p></td></tr><tr><td><p>18</p></td><td><p>6</p></td><td><p>25</p></td><td><p>47</p></td><td><p>65</p></td><td><p>151</p></td><td><p>244</p></td><td><p>244</p></td></tr><tr><td><p>19</p></td><td><p>7</p></td><td><p>25</p></td><td><p>50</p></td><td><p>65</p></td><td><p>151</p></td><td><p>244</p></td><td><p>244</p></td></tr><tr><td><p>20</p></td><td><p>7</p></td><td><p>25</p></td><td><p>52</p></td><td><p>65</p></td><td><p>151</p></td><td><p>244</p></td><td><p>244</p></td></tr><tr><td><p>21</p></td><td><p>7</p></td><td><p>25</p></td><td><p>54</p></td><td><p>65</p></td><td><p>151</p></td><td><p>244</p></td><td><p>244</p></td></tr><tr><td><p>22</p></td><td><p>8</p></td><td><p>25</p></td><td><p>57</p></td><td><p>65</p></td><td><p>151</p></td><td><p>244</p></td><td><p>244</p></td></tr><tr><td><p>23</p></td><td><p>9</p></td><td><p>25</p></td><td><p>59</p></td><td><p>65</p></td><td><p>151</p></td><td><p>244</p></td><td><p>244</p></td></tr><tr><td><p>24</p></td><td><p>9</p></td><td><p>25</p></td><td><p>62</p></td><td><p>65</p></td><td><p>151</p></td><td><p>244</p></td><td><p>244</p></td></tr><tr><td><p>25</p></td><td><p>10</p></td><td><p>25</p></td><td><p>64</p></td><td><p>66</p></td><td><p>151</p></td><td><p>244</p></td><td><p>244</p></td></tr><tr><td><p>26</p></td><td><p>10</p></td><td><p>25</p></td><td><p>67</p></td><td><p>68</p></td><td><p>151</p></td><td><p>244</p></td><td><p>244</p></td></tr><tr><td><p>27</p></td><td><p>11</p></td><td><p>25</p></td><td><p>69</p></td><td><p>70</p></td><td><p>151</p></td><td><p>244</p></td><td><p>244</p></td></tr><tr><td><p>28</p></td><td><p>11</p></td><td><p>25</p></td><td><p>72</p></td><td><p>72</p></td><td><p>151</p></td><td><p>244</p></td><td><p>244</p></td></tr><tr><td><p>29</p></td><td><p>11</p></td><td><p>25</p></td><td><p>74</p></td><td><p>73</p></td><td><p>151</p></td><td><p>244</p></td><td><p>244</p></td></tr><tr><td><p>30</p></td><td><p>12</p></td><td><p>26</p></td><td><p>77</p></td><td><p>76</p></td><td><p>151</p></td><td><p>244</p></td><td><p>244</p></td></tr></tbody></table> 3.8 Pound sterling <table><col/><col/><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>Duration (in years)</p></td><td><p>Credit quality step 0</p></td><td><p>Credit quality step 1</p></td><td><p>Credit quality step 2</p></td><td><p>Credit quality step 3</p></td><td><p>Credit quality step 4</p></td><td><p>Credit quality step 5</p></td><td><p>Credit quality step 6</p></td></tr><tr><td><p>1</p></td><td><p>0</p></td><td><p>11</p></td><td><p>22</p></td><td><p>44</p></td><td><p>177</p></td><td><p>316</p></td><td><p>3&#160;278</p></td></tr><tr><td><p>2</p></td><td><p>0</p></td><td><p>11</p></td><td><p>22</p></td><td><p>44</p></td><td><p>177</p></td><td><p>361</p></td><td><p>2&#160;458</p></td></tr><tr><td><p>3</p></td><td><p>1</p></td><td><p>10</p></td><td><p>23</p></td><td><p>49</p></td><td><p>172</p></td><td><p>377</p></td><td><p>1&#160;858</p></td></tr><tr><td><p>4</p></td><td><p>1</p></td><td><p>13</p></td><td><p>26</p></td><td><p>54</p></td><td><p>169</p></td><td><p>376</p></td><td><p>1&#160;435</p></td></tr><tr><td><p>5</p></td><td><p>2</p></td><td><p>16</p></td><td><p>28</p></td><td><p>58</p></td><td><p>168</p></td><td><p>367</p></td><td><p>1&#160;135</p></td></tr><tr><td><p>6</p></td><td><p>2</p></td><td><p>18</p></td><td><p>32</p></td><td><p>59</p></td><td><p>167</p></td><td><p>352</p></td><td><p>919</p></td></tr><tr><td><p>7</p></td><td><p>4</p></td><td><p>21</p></td><td><p>36</p></td><td><p>59</p></td><td><p>166</p></td><td><p>335</p></td><td><p>758</p></td></tr><tr><td><p>8</p></td><td><p>6</p></td><td><p>24</p></td><td><p>37</p></td><td><p>59</p></td><td><p>164</p></td><td><p>317</p></td><td><p>636</p></td></tr><tr><td><p>9</p></td><td><p>9</p></td><td><p>30</p></td><td><p>41</p></td><td><p>58</p></td><td><p>163</p></td><td><p>298</p></td><td><p>541</p></td></tr><tr><td><p>10</p></td><td><p>11</p></td><td><p>34</p></td><td><p>42</p></td><td><p>57</p></td><td><p>163</p></td><td><p>280</p></td><td><p>465</p></td></tr><tr><td><p>11</p></td><td><p>10</p></td><td><p>33</p></td><td><p>42</p></td><td><p>57</p></td><td><p>162</p></td><td><p>263</p></td><td><p>403</p></td></tr><tr><td><p>12</p></td><td><p>9</p></td><td><p>32</p></td><td><p>42</p></td><td><p>57</p></td><td><p>161</p></td><td><p>254</p></td><td><p>353</p></td></tr><tr><td><p>13</p></td><td><p>8</p></td><td><p>31</p></td><td><p>42</p></td><td><p>57</p></td><td><p>160</p></td><td><p>254</p></td><td><p>310</p></td></tr><tr><td><p>14</p></td><td><p>8</p></td><td><p>31</p></td><td><p>43</p></td><td><p>58</p></td><td><p>160</p></td><td><p>253</p></td><td><p>275</p></td></tr><tr><td><p>15</p></td><td><p>8</p></td><td><p>31</p></td><td><p>43</p></td><td><p>58</p></td><td><p>159</p></td><td><p>252</p></td><td><p>252</p></td></tr><tr><td><p>16</p></td><td><p>8</p></td><td><p>31</p></td><td><p>43</p></td><td><p>58</p></td><td><p>158</p></td><td><p>251</p></td><td><p>251</p></td></tr><tr><td><p>17</p></td><td><p>8</p></td><td><p>31</p></td><td><p>46</p></td><td><p>58</p></td><td><p>157</p></td><td><p>250</p></td><td><p>250</p></td></tr><tr><td><p>18</p></td><td><p>8</p></td><td><p>31</p></td><td><p>48</p></td><td><p>58</p></td><td><p>156</p></td><td><p>250</p></td><td><p>250</p></td></tr><tr><td><p>19</p></td><td><p>8</p></td><td><p>31</p></td><td><p>51</p></td><td><p>58</p></td><td><p>156</p></td><td><p>249</p></td><td><p>249</p></td></tr><tr><td><p>20</p></td><td><p>9</p></td><td><p>31</p></td><td><p>53</p></td><td><p>58</p></td><td><p>156</p></td><td><p>250</p></td><td><p>250</p></td></tr><tr><td><p>21</p></td><td><p>9</p></td><td><p>31</p></td><td><p>55</p></td><td><p>60</p></td><td><p>156</p></td><td><p>250</p></td><td><p>250</p></td></tr><tr><td><p>22</p></td><td><p>9</p></td><td><p>31</p></td><td><p>58</p></td><td><p>62</p></td><td><p>156</p></td><td><p>250</p></td><td><p>250</p></td></tr><tr><td><p>23</p></td><td><p>9</p></td><td><p>31</p></td><td><p>61</p></td><td><p>63</p></td><td><p>156</p></td><td><p>249</p></td><td><p>249</p></td></tr><tr><td><p>24</p></td><td><p>10</p></td><td><p>31</p></td><td><p>63</p></td><td><p>65</p></td><td><p>155</p></td><td><p>248</p></td><td><p>248</p></td></tr><tr><td><p>25</p></td><td><p>10</p></td><td><p>31</p></td><td><p>66</p></td><td><p>67</p></td><td><p>154</p></td><td><p>248</p></td><td><p>248</p></td></tr><tr><td><p>26</p></td><td><p>10</p></td><td><p>31</p></td><td><p>68</p></td><td><p>69</p></td><td><p>154</p></td><td><p>247</p></td><td><p>247</p></td></tr><tr><td><p>27</p></td><td><p>11</p></td><td><p>31</p></td><td><p>71</p></td><td><p>71</p></td><td><p>153</p></td><td><p>247</p></td><td><p>247</p></td></tr><tr><td><p>28</p></td><td><p>11</p></td><td><p>31</p></td><td><p>73</p></td><td><p>73</p></td><td><p>153</p></td><td><p>246</p></td><td><p>246</p></td></tr><tr><td><p>29</p></td><td><p>12</p></td><td><p>31</p></td><td><p>75</p></td><td><p>75</p></td><td><p>152</p></td><td><p>246</p></td><td><p>246</p></td></tr><tr><td><p>30</p></td><td><p>12</p></td><td><p>31</p></td><td><p>78</p></td><td><p>77</p></td><td><p>152</p></td><td><p>245</p></td><td><p>245</p></td></tr></tbody></table> 3.9 Romanian leu <table><col/><col/><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>Duration (in years)</p></td><td><p>Credit quality step 0</p></td><td><p>Credit quality step 1</p></td><td><p>Credit quality step 2</p></td><td><p>Credit quality step 3</p></td><td><p>Credit quality step 4</p></td><td><p>Credit quality step 5</p></td><td><p>Credit quality step 6</p></td></tr><tr><td><p>1</p></td><td><p>80</p></td><td><p>92</p></td><td><p>99</p></td><td><p>120</p></td><td><p>237</p></td><td><p>332</p></td><td><p>3&#160;425</p></td></tr><tr><td><p>2</p></td><td><p>79</p></td><td><p>91</p></td><td><p>97</p></td><td><p>118</p></td><td><p>236</p></td><td><p>376</p></td><td><p>2&#160;571</p></td></tr><tr><td><p>3</p></td><td><p>77</p></td><td><p>90</p></td><td><p>98</p></td><td><p>122</p></td><td><p>229</p></td><td><p>394</p></td><td><p>1&#160;949</p></td></tr><tr><td><p>4</p></td><td><p>75</p></td><td><p>89</p></td><td><p>99</p></td><td><p>124</p></td><td><p>225</p></td><td><p>395</p></td><td><p>1&#160;509</p></td></tr><tr><td><p>5</p></td><td><p>74</p></td><td><p>89</p></td><td><p>100</p></td><td><p>124</p></td><td><p>223</p></td><td><p>385</p></td><td><p>1&#160;196</p></td></tr><tr><td><p>6</p></td><td><p>74</p></td><td><p>90</p></td><td><p>101</p></td><td><p>125</p></td><td><p>221</p></td><td><p>371</p></td><td><p>970</p></td></tr><tr><td><p>7</p></td><td><p>73</p></td><td><p>90</p></td><td><p>100</p></td><td><p>125</p></td><td><p>219</p></td><td><p>353</p></td><td><p>801</p></td></tr><tr><td><p>8</p></td><td><p>71</p></td><td><p>88</p></td><td><p>99</p></td><td><p>125</p></td><td><p>217</p></td><td><p>335</p></td><td><p>673</p></td></tr><tr><td><p>9</p></td><td><p>69</p></td><td><p>87</p></td><td><p>99</p></td><td><p>126</p></td><td><p>215</p></td><td><p>316</p></td><td><p>572</p></td></tr><tr><td><p>10</p></td><td><p>68</p></td><td><p>87</p></td><td><p>99</p></td><td><p>126</p></td><td><p>213</p></td><td><p>307</p></td><td><p>492</p></td></tr><tr><td><p>11</p></td><td><p>67</p></td><td><p>86</p></td><td><p>98</p></td><td><p>126</p></td><td><p>212</p></td><td><p>305</p></td><td><p>427</p></td></tr><tr><td><p>12</p></td><td><p>66</p></td><td><p>84</p></td><td><p>97</p></td><td><p>125</p></td><td><p>211</p></td><td><p>304</p></td><td><p>373</p></td></tr><tr><td><p>13</p></td><td><p>64</p></td><td><p>83</p></td><td><p>96</p></td><td><p>123</p></td><td><p>209</p></td><td><p>302</p></td><td><p>328</p></td></tr><tr><td><p>14</p></td><td><p>63</p></td><td><p>82</p></td><td><p>94</p></td><td><p>122</p></td><td><p>208</p></td><td><p>301</p></td><td><p>301</p></td></tr><tr><td><p>15</p></td><td><p>62</p></td><td><p>80</p></td><td><p>93</p></td><td><p>121</p></td><td><p>206</p></td><td><p>300</p></td><td><p>300</p></td></tr><tr><td><p>16</p></td><td><p>61</p></td><td><p>79</p></td><td><p>92</p></td><td><p>119</p></td><td><p>205</p></td><td><p>299</p></td><td><p>299</p></td></tr><tr><td><p>17</p></td><td><p>60</p></td><td><p>78</p></td><td><p>91</p></td><td><p>118</p></td><td><p>204</p></td><td><p>298</p></td><td><p>298</p></td></tr><tr><td><p>18</p></td><td><p>59</p></td><td><p>77</p></td><td><p>90</p></td><td><p>118</p></td><td><p>203</p></td><td><p>297</p></td><td><p>297</p></td></tr><tr><td><p>19</p></td><td><p>58</p></td><td><p>77</p></td><td><p>89</p></td><td><p>117</p></td><td><p>203</p></td><td><p>296</p></td><td><p>296</p></td></tr><tr><td><p>20</p></td><td><p>57</p></td><td><p>76</p></td><td><p>88</p></td><td><p>116</p></td><td><p>202</p></td><td><p>295</p></td><td><p>295</p></td></tr><tr><td><p>21</p></td><td><p>56</p></td><td><p>75</p></td><td><p>87</p></td><td><p>115</p></td><td><p>201</p></td><td><p>294</p></td><td><p>294</p></td></tr><tr><td><p>22</p></td><td><p>55</p></td><td><p>74</p></td><td><p>86</p></td><td><p>114</p></td><td><p>200</p></td><td><p>293</p></td><td><p>293</p></td></tr><tr><td><p>23</p></td><td><p>54</p></td><td><p>73</p></td><td><p>85</p></td><td><p>113</p></td><td><p>199</p></td><td><p>292</p></td><td><p>292</p></td></tr><tr><td><p>24</p></td><td><p>53</p></td><td><p>72</p></td><td><p>84</p></td><td><p>112</p></td><td><p>198</p></td><td><p>291</p></td><td><p>291</p></td></tr><tr><td><p>25</p></td><td><p>52</p></td><td><p>71</p></td><td><p>83</p></td><td><p>111</p></td><td><p>197</p></td><td><p>290</p></td><td><p>290</p></td></tr><tr><td><p>26</p></td><td><p>51</p></td><td><p>70</p></td><td><p>82</p></td><td><p>110</p></td><td><p>196</p></td><td><p>289</p></td><td><p>289</p></td></tr><tr><td><p>27</p></td><td><p>50</p></td><td><p>68</p></td><td><p>81</p></td><td><p>109</p></td><td><p>194</p></td><td><p>288</p></td><td><p>288</p></td></tr><tr><td><p>28</p></td><td><p>49</p></td><td><p>67</p></td><td><p>80</p></td><td><p>107</p></td><td><p>193</p></td><td><p>287</p></td><td><p>287</p></td></tr><tr><td><p>29</p></td><td><p>48</p></td><td><p>66</p></td><td><p>79</p></td><td><p>106</p></td><td><p>192</p></td><td><p>286</p></td><td><p>286</p></td></tr><tr><td><p>30</p></td><td><p>47</p></td><td><p>65</p></td><td><p>82</p></td><td><p>105</p></td><td><p>191</p></td><td><p>285</p></td><td><p>285</p></td></tr></tbody></table> 3.10 Zloty <table><col/><col/><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>Duration (in years)</p></td><td><p>Credit quality step 0</p></td><td><p>Credit quality step 1</p></td><td><p>Credit quality step 2</p></td><td><p>Credit quality step 3</p></td><td><p>Credit quality step 4</p></td><td><p>Credit quality step 5</p></td><td><p>Credit quality step 6</p></td></tr><tr><td><p>1</p></td><td><p>53</p></td><td><p>65</p></td><td><p>71</p></td><td><p>92</p></td><td><p>210</p></td><td><p>326</p></td><td><p>3&#160;386</p></td></tr><tr><td><p>2</p></td><td><p>52</p></td><td><p>64</p></td><td><p>70</p></td><td><p>92</p></td><td><p>209</p></td><td><p>372</p></td><td><p>2&#160;537</p></td></tr><tr><td><p>3</p></td><td><p>51</p></td><td><p>64</p></td><td><p>72</p></td><td><p>96</p></td><td><p>203</p></td><td><p>388</p></td><td><p>1&#160;919</p></td></tr><tr><td><p>4</p></td><td><p>50</p></td><td><p>64</p></td><td><p>74</p></td><td><p>99</p></td><td><p>200</p></td><td><p>388</p></td><td><p>1&#160;484</p></td></tr><tr><td><p>5</p></td><td><p>50</p></td><td><p>64</p></td><td><p>76</p></td><td><p>99</p></td><td><p>199</p></td><td><p>379</p></td><td><p>1&#160;175</p></td></tr><tr><td><p>6</p></td><td><p>49</p></td><td><p>65</p></td><td><p>76</p></td><td><p>101</p></td><td><p>197</p></td><td><p>364</p></td><td><p>952</p></td></tr><tr><td><p>7</p></td><td><p>50</p></td><td><p>66</p></td><td><p>77</p></td><td><p>101</p></td><td><p>196</p></td><td><p>347</p></td><td><p>787</p></td></tr><tr><td><p>8</p></td><td><p>48</p></td><td><p>66</p></td><td><p>77</p></td><td><p>103</p></td><td><p>194</p></td><td><p>328</p></td><td><p>660</p></td></tr><tr><td><p>9</p></td><td><p>47</p></td><td><p>65</p></td><td><p>77</p></td><td><p>104</p></td><td><p>193</p></td><td><p>310</p></td><td><p>562</p></td></tr><tr><td><p>10</p></td><td><p>47</p></td><td><p>65</p></td><td><p>77</p></td><td><p>105</p></td><td><p>192</p></td><td><p>291</p></td><td><p>483</p></td></tr><tr><td><p>11</p></td><td><p>46</p></td><td><p>65</p></td><td><p>77</p></td><td><p>105</p></td><td><p>191</p></td><td><p>284</p></td><td><p>419</p></td></tr><tr><td><p>12</p></td><td><p>45</p></td><td><p>64</p></td><td><p>77</p></td><td><p>104</p></td><td><p>190</p></td><td><p>283</p></td><td><p>367</p></td></tr><tr><td><p>13</p></td><td><p>45</p></td><td><p>64</p></td><td><p>76</p></td><td><p>104</p></td><td><p>190</p></td><td><p>283</p></td><td><p>323</p></td></tr><tr><td><p>14</p></td><td><p>44</p></td><td><p>63</p></td><td><p>75</p></td><td><p>103</p></td><td><p>189</p></td><td><p>282</p></td><td><p>285</p></td></tr><tr><td><p>15</p></td><td><p>44</p></td><td><p>62</p></td><td><p>75</p></td><td><p>102</p></td><td><p>188</p></td><td><p>282</p></td><td><p>282</p></td></tr><tr><td><p>16</p></td><td><p>43</p></td><td><p>62</p></td><td><p>74</p></td><td><p>102</p></td><td><p>187</p></td><td><p>281</p></td><td><p>281</p></td></tr><tr><td><p>17</p></td><td><p>42</p></td><td><p>61</p></td><td><p>74</p></td><td><p>101</p></td><td><p>187</p></td><td><p>280</p></td><td><p>280</p></td></tr><tr><td><p>18</p></td><td><p>42</p></td><td><p>61</p></td><td><p>73</p></td><td><p>101</p></td><td><p>187</p></td><td><p>280</p></td><td><p>280</p></td></tr><tr><td><p>19</p></td><td><p>41</p></td><td><p>60</p></td><td><p>73</p></td><td><p>100</p></td><td><p>186</p></td><td><p>279</p></td><td><p>279</p></td></tr><tr><td><p>20</p></td><td><p>41</p></td><td><p>60</p></td><td><p>72</p></td><td><p>100</p></td><td><p>186</p></td><td><p>279</p></td><td><p>279</p></td></tr><tr><td><p>21</p></td><td><p>41</p></td><td><p>60</p></td><td><p>72</p></td><td><p>100</p></td><td><p>186</p></td><td><p>279</p></td><td><p>279</p></td></tr><tr><td><p>22</p></td><td><p>41</p></td><td><p>59</p></td><td><p>72</p></td><td><p>99</p></td><td><p>185</p></td><td><p>278</p></td><td><p>278</p></td></tr><tr><td><p>23</p></td><td><p>40</p></td><td><p>59</p></td><td><p>71</p></td><td><p>99</p></td><td><p>185</p></td><td><p>278</p></td><td><p>278</p></td></tr><tr><td><p>24</p></td><td><p>39</p></td><td><p>58</p></td><td><p>70</p></td><td><p>98</p></td><td><p>184</p></td><td><p>277</p></td><td><p>277</p></td></tr><tr><td><p>25</p></td><td><p>39</p></td><td><p>57</p></td><td><p>70</p></td><td><p>97</p></td><td><p>183</p></td><td><p>277</p></td><td><p>277</p></td></tr><tr><td><p>26</p></td><td><p>38</p></td><td><p>57</p></td><td><p>70</p></td><td><p>97</p></td><td><p>183</p></td><td><p>276</p></td><td><p>276</p></td></tr><tr><td><p>27</p></td><td><p>37</p></td><td><p>56</p></td><td><p>73</p></td><td><p>96</p></td><td><p>182</p></td><td><p>275</p></td><td><p>275</p></td></tr><tr><td><p>28</p></td><td><p>37</p></td><td><p>55</p></td><td><p>76</p></td><td><p>95</p></td><td><p>181</p></td><td><p>275</p></td><td><p>275</p></td></tr><tr><td><p>29</p></td><td><p>36</p></td><td><p>55</p></td><td><p>78</p></td><td><p>95</p></td><td><p>180</p></td><td><p>274</p></td><td><p>274</p></td></tr><tr><td><p>30</p></td><td><p>35</p></td><td><p>54</p></td><td><p>81</p></td><td><p>94</p></td><td><p>180</p></td><td><p>273</p></td><td><p>273</p></td></tr></tbody></table> 3.11 Norwegian krone <table><col/><col/><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>Duration (in years)</p></td><td><p>Credit quality step 0</p></td><td><p>Credit quality step 1</p></td><td><p>Credit quality step 2</p></td><td><p>Credit quality step 3</p></td><td><p>Credit quality step 4</p></td><td><p>Credit quality step 5</p></td><td><p>Credit quality step 6</p></td></tr><tr><td><p>1</p></td><td><p>27</p></td><td><p>39</p></td><td><p>46</p></td><td><p>67</p></td><td><p>184</p></td><td><p>309</p></td><td><p>3&#160;200</p></td></tr><tr><td><p>2</p></td><td><p>28</p></td><td><p>40</p></td><td><p>46</p></td><td><p>67</p></td><td><p>185</p></td><td><p>352</p></td><td><p>2&#160;388</p></td></tr><tr><td><p>3</p></td><td><p>27</p></td><td><p>39</p></td><td><p>48</p></td><td><p>71</p></td><td><p>179</p></td><td><p>367</p></td><td><p>1&#160;804</p></td></tr><tr><td><p>4</p></td><td><p>26</p></td><td><p>40</p></td><td><p>50</p></td><td><p>74</p></td><td><p>176</p></td><td><p>367</p></td><td><p>1&#160;395</p></td></tr><tr><td><p>5</p></td><td><p>26</p></td><td><p>41</p></td><td><p>52</p></td><td><p>76</p></td><td><p>175</p></td><td><p>358</p></td><td><p>1&#160;105</p></td></tr><tr><td><p>6</p></td><td><p>27</p></td><td><p>43</p></td><td><p>54</p></td><td><p>78</p></td><td><p>174</p></td><td><p>344</p></td><td><p>896</p></td></tr><tr><td><p>7</p></td><td><p>27</p></td><td><p>44</p></td><td><p>55</p></td><td><p>79</p></td><td><p>173</p></td><td><p>328</p></td><td><p>741</p></td></tr><tr><td><p>8</p></td><td><p>27</p></td><td><p>44</p></td><td><p>55</p></td><td><p>81</p></td><td><p>173</p></td><td><p>310</p></td><td><p>623</p></td></tr><tr><td><p>9</p></td><td><p>26</p></td><td><p>44</p></td><td><p>56</p></td><td><p>83</p></td><td><p>172</p></td><td><p>293</p></td><td><p>530</p></td></tr><tr><td><p>10</p></td><td><p>26</p></td><td><p>44</p></td><td><p>57</p></td><td><p>84</p></td><td><p>171</p></td><td><p>275</p></td><td><p>456</p></td></tr><tr><td><p>11</p></td><td><p>26</p></td><td><p>44</p></td><td><p>57</p></td><td><p>84</p></td><td><p>171</p></td><td><p>264</p></td><td><p>396</p></td></tr><tr><td><p>12</p></td><td><p>25</p></td><td><p>44</p></td><td><p>56</p></td><td><p>84</p></td><td><p>170</p></td><td><p>263</p></td><td><p>347</p></td></tr><tr><td><p>13</p></td><td><p>25</p></td><td><p>43</p></td><td><p>56</p></td><td><p>83</p></td><td><p>169</p></td><td><p>262</p></td><td><p>305</p></td></tr><tr><td><p>14</p></td><td><p>24</p></td><td><p>43</p></td><td><p>55</p></td><td><p>83</p></td><td><p>169</p></td><td><p>262</p></td><td><p>270</p></td></tr><tr><td><p>15</p></td><td><p>23</p></td><td><p>42</p></td><td><p>54</p></td><td><p>82</p></td><td><p>168</p></td><td><p>261</p></td><td><p>261</p></td></tr><tr><td><p>16</p></td><td><p>23</p></td><td><p>41</p></td><td><p>54</p></td><td><p>81</p></td><td><p>167</p></td><td><p>261</p></td><td><p>261</p></td></tr><tr><td><p>17</p></td><td><p>22</p></td><td><p>41</p></td><td><p>54</p></td><td><p>81</p></td><td><p>167</p></td><td><p>260</p></td><td><p>260</p></td></tr><tr><td><p>18</p></td><td><p>22</p></td><td><p>41</p></td><td><p>53</p></td><td><p>81</p></td><td><p>167</p></td><td><p>260</p></td><td><p>260</p></td></tr><tr><td><p>19</p></td><td><p>22</p></td><td><p>41</p></td><td><p>53</p></td><td><p>81</p></td><td><p>167</p></td><td><p>260</p></td><td><p>260</p></td></tr><tr><td><p>20</p></td><td><p>22</p></td><td><p>41</p></td><td><p>53</p></td><td><p>81</p></td><td><p>167</p></td><td><p>260</p></td><td><p>260</p></td></tr><tr><td><p>21</p></td><td><p>22</p></td><td><p>41</p></td><td><p>55</p></td><td><p>81</p></td><td><p>167</p></td><td><p>260</p></td><td><p>260</p></td></tr><tr><td><p>22</p></td><td><p>22</p></td><td><p>41</p></td><td><p>58</p></td><td><p>81</p></td><td><p>167</p></td><td><p>260</p></td><td><p>260</p></td></tr><tr><td><p>23</p></td><td><p>22</p></td><td><p>41</p></td><td><p>61</p></td><td><p>81</p></td><td><p>167</p></td><td><p>260</p></td><td><p>260</p></td></tr><tr><td><p>24</p></td><td><p>22</p></td><td><p>40</p></td><td><p>62</p></td><td><p>80</p></td><td><p>166</p></td><td><p>260</p></td><td><p>260</p></td></tr><tr><td><p>25</p></td><td><p>21</p></td><td><p>40</p></td><td><p>65</p></td><td><p>80</p></td><td><p>166</p></td><td><p>259</p></td><td><p>259</p></td></tr><tr><td><p>26</p></td><td><p>21</p></td><td><p>40</p></td><td><p>67</p></td><td><p>80</p></td><td><p>166</p></td><td><p>259</p></td><td><p>259</p></td></tr><tr><td><p>27</p></td><td><p>21</p></td><td><p>39</p></td><td><p>70</p></td><td><p>80</p></td><td><p>165</p></td><td><p>259</p></td><td><p>259</p></td></tr><tr><td><p>28</p></td><td><p>20</p></td><td><p>39</p></td><td><p>72</p></td><td><p>79</p></td><td><p>165</p></td><td><p>258</p></td><td><p>258</p></td></tr><tr><td><p>29</p></td><td><p>20</p></td><td><p>39</p></td><td><p>75</p></td><td><p>79</p></td><td><p>165</p></td><td><p>258</p></td><td><p>258</p></td></tr><tr><td><p>30</p></td><td><p>20</p></td><td><p>39</p></td><td><p>78</p></td><td><p>79</p></td><td><p>164</p></td><td><p>258</p></td><td><p>258</p></td></tr></tbody></table> 3.12 Swiss franc <table><col/><col/><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>Duration (in years)</p></td><td><p>Credit quality step 0</p></td><td><p>Credit quality step 1</p></td><td><p>Credit quality step 2</p></td><td><p>Credit quality step 3</p></td><td><p>Credit quality step 4</p></td><td><p>Credit quality step 5</p></td><td><p>Credit quality step 6</p></td></tr><tr><td><p>1</p></td><td><p>0</p></td><td><p>0</p></td><td><p>4</p></td><td><p>23</p></td><td><p>141</p></td><td><p>295</p></td><td><p>3&#160;040</p></td></tr><tr><td><p>2</p></td><td><p>0</p></td><td><p>1</p></td><td><p>6</p></td><td><p>24</p></td><td><p>142</p></td><td><p>336</p></td><td><p>2&#160;271</p></td></tr><tr><td><p>3</p></td><td><p>1</p></td><td><p>1</p></td><td><p>8</p></td><td><p>29</p></td><td><p>137</p></td><td><p>351</p></td><td><p>1&#160;719</p></td></tr><tr><td><p>4</p></td><td><p>1</p></td><td><p>3</p></td><td><p>12</p></td><td><p>33</p></td><td><p>134</p></td><td><p>352</p></td><td><p>1&#160;331</p></td></tr><tr><td><p>5</p></td><td><p>1</p></td><td><p>4</p></td><td><p>15</p></td><td><p>35</p></td><td><p>134</p></td><td><p>344</p></td><td><p>1&#160;056</p></td></tr><tr><td><p>6</p></td><td><p>2</p></td><td><p>4</p></td><td><p>17</p></td><td><p>38</p></td><td><p>134</p></td><td><p>331</p></td><td><p>858</p></td></tr><tr><td><p>7</p></td><td><p>2</p></td><td><p>6</p></td><td><p>20</p></td><td><p>40</p></td><td><p>134</p></td><td><p>315</p></td><td><p>710</p></td></tr><tr><td><p>8</p></td><td><p>2</p></td><td><p>6</p></td><td><p>21</p></td><td><p>43</p></td><td><p>134</p></td><td><p>299</p></td><td><p>597</p></td></tr><tr><td><p>9</p></td><td><p>4</p></td><td><p>7</p></td><td><p>24</p></td><td><p>45</p></td><td><p>134</p></td><td><p>282</p></td><td><p>509</p></td></tr><tr><td><p>10</p></td><td><p>4</p></td><td><p>8</p></td><td><p>27</p></td><td><p>47</p></td><td><p>134</p></td><td><p>265</p></td><td><p>438</p></td></tr><tr><td><p>11</p></td><td><p>4</p></td><td><p>9</p></td><td><p>30</p></td><td><p>49</p></td><td><p>135</p></td><td><p>249</p></td><td><p>380</p></td></tr><tr><td><p>12</p></td><td><p>4</p></td><td><p>9</p></td><td><p>31</p></td><td><p>48</p></td><td><p>134</p></td><td><p>233</p></td><td><p>333</p></td></tr><tr><td><p>13</p></td><td><p>4</p></td><td><p>11</p></td><td><p>34</p></td><td><p>49</p></td><td><p>135</p></td><td><p>228</p></td><td><p>293</p></td></tr><tr><td><p>14</p></td><td><p>5</p></td><td><p>11</p></td><td><p>37</p></td><td><p>49</p></td><td><p>135</p></td><td><p>228</p></td><td><p>260</p></td></tr><tr><td><p>15</p></td><td><p>6</p></td><td><p>13</p></td><td><p>39</p></td><td><p>48</p></td><td><p>133</p></td><td><p>227</p></td><td><p>231</p></td></tr><tr><td><p>16</p></td><td><p>6</p></td><td><p>13</p></td><td><p>41</p></td><td><p>47</p></td><td><p>133</p></td><td><p>226</p></td><td><p>226</p></td></tr><tr><td><p>17</p></td><td><p>6</p></td><td><p>14</p></td><td><p>44</p></td><td><p>49</p></td><td><p>133</p></td><td><p>226</p></td><td><p>226</p></td></tr><tr><td><p>18</p></td><td><p>6</p></td><td><p>15</p></td><td><p>46</p></td><td><p>51</p></td><td><p>133</p></td><td><p>226</p></td><td><p>226</p></td></tr><tr><td><p>19</p></td><td><p>7</p></td><td><p>16</p></td><td><p>48</p></td><td><p>53</p></td><td><p>133</p></td><td><p>226</p></td><td><p>226</p></td></tr><tr><td><p>20</p></td><td><p>7</p></td><td><p>16</p></td><td><p>51</p></td><td><p>55</p></td><td><p>134</p></td><td><p>227</p></td><td><p>227</p></td></tr><tr><td><p>21</p></td><td><p>7</p></td><td><p>18</p></td><td><p>54</p></td><td><p>57</p></td><td><p>134</p></td><td><p>227</p></td><td><p>227</p></td></tr><tr><td><p>22</p></td><td><p>8</p></td><td><p>19</p></td><td><p>55</p></td><td><p>58</p></td><td><p>134</p></td><td><p>227</p></td><td><p>227</p></td></tr><tr><td><p>23</p></td><td><p>8</p></td><td><p>19</p></td><td><p>58</p></td><td><p>61</p></td><td><p>134</p></td><td><p>227</p></td><td><p>227</p></td></tr><tr><td><p>24</p></td><td><p>8</p></td><td><p>21</p></td><td><p>60</p></td><td><p>63</p></td><td><p>134</p></td><td><p>227</p></td><td><p>227</p></td></tr><tr><td><p>25</p></td><td><p>9</p></td><td><p>21</p></td><td><p>63</p></td><td><p>65</p></td><td><p>133</p></td><td><p>227</p></td><td><p>227</p></td></tr><tr><td><p>26</p></td><td><p>9</p></td><td><p>22</p></td><td><p>65</p></td><td><p>67</p></td><td><p>135</p></td><td><p>227</p></td><td><p>227</p></td></tr><tr><td><p>27</p></td><td><p>10</p></td><td><p>23</p></td><td><p>68</p></td><td><p>69</p></td><td><p>136</p></td><td><p>226</p></td><td><p>226</p></td></tr><tr><td><p>28</p></td><td><p>10</p></td><td><p>24</p></td><td><p>70</p></td><td><p>71</p></td><td><p>137</p></td><td><p>226</p></td><td><p>226</p></td></tr><tr><td><p>29</p></td><td><p>10</p></td><td><p>24</p></td><td><p>73</p></td><td><p>73</p></td><td><p>138</p></td><td><p>226</p></td><td><p>226</p></td></tr><tr><td><p>30</p></td><td><p>11</p></td><td><p>26</p></td><td><p>75</p></td><td><p>74</p></td><td><p>139</p></td><td><p>226</p></td><td><p>226</p></td></tr></tbody></table> 3.13 Australian dollar <table><col/><col/><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>Duration (in years)</p></td><td><p>Credit quality step 0</p></td><td><p>Credit quality step 1</p></td><td><p>Credit quality step 2</p></td><td><p>Credit quality step 3</p></td><td><p>Credit quality step 4</p></td><td><p>Credit quality step 5</p></td><td><p>Credit quality step 6</p></td></tr><tr><td><p>1</p></td><td><p>41</p></td><td><p>53</p></td><td><p>59</p></td><td><p>80</p></td><td><p>198</p></td><td><p>311</p></td><td><p>3&#160;221</p></td></tr><tr><td><p>2</p></td><td><p>41</p></td><td><p>53</p></td><td><p>59</p></td><td><p>80</p></td><td><p>198</p></td><td><p>355</p></td><td><p>2&#160;411</p></td></tr><tr><td><p>3</p></td><td><p>40</p></td><td><p>53</p></td><td><p>61</p></td><td><p>85</p></td><td><p>192</p></td><td><p>370</p></td><td><p>1&#160;823</p></td></tr><tr><td><p>4</p></td><td><p>39</p></td><td><p>53</p></td><td><p>63</p></td><td><p>88</p></td><td><p>189</p></td><td><p>371</p></td><td><p>1&#160;410</p></td></tr><tr><td><p>5</p></td><td><p>39</p></td><td><p>54</p></td><td><p>66</p></td><td><p>89</p></td><td><p>188</p></td><td><p>362</p></td><td><p>1&#160;118</p></td></tr><tr><td><p>6</p></td><td><p>40</p></td><td><p>56</p></td><td><p>67</p></td><td><p>91</p></td><td><p>187</p></td><td><p>348</p></td><td><p>907</p></td></tr><tr><td><p>7</p></td><td><p>41</p></td><td><p>57</p></td><td><p>68</p></td><td><p>92</p></td><td><p>187</p></td><td><p>332</p></td><td><p>751</p></td></tr><tr><td><p>8</p></td><td><p>40</p></td><td><p>57</p></td><td><p>68</p></td><td><p>94</p></td><td><p>186</p></td><td><p>315</p></td><td><p>631</p></td></tr><tr><td><p>9</p></td><td><p>39</p></td><td><p>57</p></td><td><p>69</p></td><td><p>96</p></td><td><p>185</p></td><td><p>297</p></td><td><p>537</p></td></tr><tr><td><p>10</p></td><td><p>39</p></td><td><p>57</p></td><td><p>70</p></td><td><p>97</p></td><td><p>184</p></td><td><p>279</p></td><td><p>463</p></td></tr><tr><td><p>11</p></td><td><p>39</p></td><td><p>57</p></td><td><p>70</p></td><td><p>97</p></td><td><p>183</p></td><td><p>277</p></td><td><p>402</p></td></tr><tr><td><p>12</p></td><td><p>38</p></td><td><p>57</p></td><td><p>69</p></td><td><p>97</p></td><td><p>183</p></td><td><p>276</p></td><td><p>351</p></td></tr><tr><td><p>13</p></td><td><p>37</p></td><td><p>56</p></td><td><p>68</p></td><td><p>96</p></td><td><p>182</p></td><td><p>275</p></td><td><p>310</p></td></tr><tr><td><p>14</p></td><td><p>37</p></td><td><p>55</p></td><td><p>68</p></td><td><p>95</p></td><td><p>181</p></td><td><p>275</p></td><td><p>275</p></td></tr><tr><td><p>15</p></td><td><p>36</p></td><td><p>55</p></td><td><p>67</p></td><td><p>95</p></td><td><p>181</p></td><td><p>274</p></td><td><p>274</p></td></tr><tr><td><p>16</p></td><td><p>35</p></td><td><p>54</p></td><td><p>66</p></td><td><p>94</p></td><td><p>180</p></td><td><p>273</p></td><td><p>273</p></td></tr><tr><td><p>17</p></td><td><p>35</p></td><td><p>54</p></td><td><p>66</p></td><td><p>94</p></td><td><p>180</p></td><td><p>273</p></td><td><p>273</p></td></tr><tr><td><p>18</p></td><td><p>34</p></td><td><p>53</p></td><td><p>66</p></td><td><p>93</p></td><td><p>179</p></td><td><p>272</p></td><td><p>272</p></td></tr><tr><td><p>19</p></td><td><p>34</p></td><td><p>53</p></td><td><p>65</p></td><td><p>93</p></td><td><p>179</p></td><td><p>272</p></td><td><p>272</p></td></tr><tr><td><p>20</p></td><td><p>34</p></td><td><p>53</p></td><td><p>65</p></td><td><p>93</p></td><td><p>178</p></td><td><p>272</p></td><td><p>272</p></td></tr><tr><td><p>21</p></td><td><p>34</p></td><td><p>52</p></td><td><p>65</p></td><td><p>92</p></td><td><p>178</p></td><td><p>272</p></td><td><p>272</p></td></tr><tr><td><p>22</p></td><td><p>33</p></td><td><p>52</p></td><td><p>64</p></td><td><p>92</p></td><td><p>178</p></td><td><p>271</p></td><td><p>271</p></td></tr><tr><td><p>23</p></td><td><p>33</p></td><td><p>51</p></td><td><p>64</p></td><td><p>91</p></td><td><p>177</p></td><td><p>270</p></td><td><p>270</p></td></tr><tr><td><p>24</p></td><td><p>32</p></td><td><p>51</p></td><td><p>63</p></td><td><p>91</p></td><td><p>177</p></td><td><p>270</p></td><td><p>270</p></td></tr><tr><td><p>25</p></td><td><p>31</p></td><td><p>50</p></td><td><p>66</p></td><td><p>90</p></td><td><p>176</p></td><td><p>269</p></td><td><p>269</p></td></tr><tr><td><p>26</p></td><td><p>30</p></td><td><p>49</p></td><td><p>68</p></td><td><p>89</p></td><td><p>175</p></td><td><p>268</p></td><td><p>268</p></td></tr><tr><td><p>27</p></td><td><p>30</p></td><td><p>48</p></td><td><p>71</p></td><td><p>88</p></td><td><p>174</p></td><td><p>268</p></td><td><p>268</p></td></tr><tr><td><p>28</p></td><td><p>29</p></td><td><p>48</p></td><td><p>73</p></td><td><p>88</p></td><td><p>174</p></td><td><p>267</p></td><td><p>267</p></td></tr><tr><td><p>29</p></td><td><p>28</p></td><td><p>47</p></td><td><p>76</p></td><td><p>87</p></td><td><p>173</p></td><td><p>266</p></td><td><p>266</p></td></tr><tr><td><p>30</p></td><td><p>28</p></td><td><p>46</p></td><td><p>78</p></td><td><p>86</p></td><td><p>172</p></td><td><p>265</p></td><td><p>265</p></td></tr></tbody></table> 3.14 Baht <table><col/><col/><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>Duration (in years)</p></td><td><p>Credit quality step 0</p></td><td><p>Credit quality step 1</p></td><td><p>Credit quality step 2</p></td><td><p>Credit quality step 3</p></td><td><p>Credit quality step 4</p></td><td><p>Credit quality step 5</p></td><td><p>Credit quality step 6</p></td></tr><tr><td><p>1</p></td><td><p>13</p></td><td><p>25</p></td><td><p>32</p></td><td><p>53</p></td><td><p>170</p></td><td><p>300</p></td><td><p>3&#160;093</p></td></tr><tr><td><p>2</p></td><td><p>17</p></td><td><p>29</p></td><td><p>35</p></td><td><p>56</p></td><td><p>174</p></td><td><p>343</p></td><td><p>2&#160;319</p></td></tr><tr><td><p>3</p></td><td><p>19</p></td><td><p>32</p></td><td><p>40</p></td><td><p>64</p></td><td><p>171</p></td><td><p>359</p></td><td><p>1&#160;760</p></td></tr><tr><td><p>4</p></td><td><p>21</p></td><td><p>35</p></td><td><p>45</p></td><td><p>70</p></td><td><p>171</p></td><td><p>361</p></td><td><p>1&#160;365</p></td></tr><tr><td><p>5</p></td><td><p>24</p></td><td><p>39</p></td><td><p>50</p></td><td><p>73</p></td><td><p>173</p></td><td><p>353</p></td><td><p>1&#160;085</p></td></tr><tr><td><p>6</p></td><td><p>23</p></td><td><p>39</p></td><td><p>50</p></td><td><p>75</p></td><td><p>171</p></td><td><p>340</p></td><td><p>882</p></td></tr><tr><td><p>7</p></td><td><p>28</p></td><td><p>45</p></td><td><p>56</p></td><td><p>80</p></td><td><p>174</p></td><td><p>325</p></td><td><p>730</p></td></tr><tr><td><p>8</p></td><td><p>27</p></td><td><p>45</p></td><td><p>56</p></td><td><p>81</p></td><td><p>173</p></td><td><p>308</p></td><td><p>615</p></td></tr><tr><td><p>9</p></td><td><p>28</p></td><td><p>46</p></td><td><p>58</p></td><td><p>85</p></td><td><p>174</p></td><td><p>291</p></td><td><p>524</p></td></tr><tr><td><p>10</p></td><td><p>30</p></td><td><p>49</p></td><td><p>61</p></td><td><p>88</p></td><td><p>175</p></td><td><p>274</p></td><td><p>452</p></td></tr><tr><td><p>11</p></td><td><p>31</p></td><td><p>50</p></td><td><p>62</p></td><td><p>90</p></td><td><p>176</p></td><td><p>269</p></td><td><p>393</p></td></tr><tr><td><p>12</p></td><td><p>32</p></td><td><p>51</p></td><td><p>63</p></td><td><p>91</p></td><td><p>177</p></td><td><p>270</p></td><td><p>344</p></td></tr><tr><td><p>13</p></td><td><p>33</p></td><td><p>51</p></td><td><p>64</p></td><td><p>91</p></td><td><p>177</p></td><td><p>271</p></td><td><p>303</p></td></tr><tr><td><p>14</p></td><td><p>33</p></td><td><p>52</p></td><td><p>64</p></td><td><p>92</p></td><td><p>178</p></td><td><p>271</p></td><td><p>271</p></td></tr><tr><td><p>15</p></td><td><p>33</p></td><td><p>52</p></td><td><p>64</p></td><td><p>92</p></td><td><p>178</p></td><td><p>271</p></td><td><p>271</p></td></tr><tr><td><p>16</p></td><td><p>33</p></td><td><p>51</p></td><td><p>64</p></td><td><p>91</p></td><td><p>177</p></td><td><p>271</p></td><td><p>271</p></td></tr><tr><td><p>17</p></td><td><p>33</p></td><td><p>51</p></td><td><p>64</p></td><td><p>92</p></td><td><p>177</p></td><td><p>271</p></td><td><p>271</p></td></tr><tr><td><p>18</p></td><td><p>32</p></td><td><p>51</p></td><td><p>63</p></td><td><p>91</p></td><td><p>177</p></td><td><p>270</p></td><td><p>270</p></td></tr><tr><td><p>19</p></td><td><p>32</p></td><td><p>51</p></td><td><p>63</p></td><td><p>91</p></td><td><p>177</p></td><td><p>270</p></td><td><p>270</p></td></tr><tr><td><p>20</p></td><td><p>32</p></td><td><p>51</p></td><td><p>63</p></td><td><p>91</p></td><td><p>177</p></td><td><p>270</p></td><td><p>270</p></td></tr><tr><td><p>21</p></td><td><p>32</p></td><td><p>51</p></td><td><p>63</p></td><td><p>91</p></td><td><p>177</p></td><td><p>270</p></td><td><p>270</p></td></tr><tr><td><p>22</p></td><td><p>32</p></td><td><p>50</p></td><td><p>63</p></td><td><p>90</p></td><td><p>176</p></td><td><p>270</p></td><td><p>270</p></td></tr><tr><td><p>23</p></td><td><p>31</p></td><td><p>50</p></td><td><p>63</p></td><td><p>90</p></td><td><p>176</p></td><td><p>269</p></td><td><p>269</p></td></tr><tr><td><p>24</p></td><td><p>31</p></td><td><p>50</p></td><td><p>63</p></td><td><p>90</p></td><td><p>176</p></td><td><p>269</p></td><td><p>269</p></td></tr><tr><td><p>25</p></td><td><p>31</p></td><td><p>49</p></td><td><p>65</p></td><td><p>89</p></td><td><p>175</p></td><td><p>269</p></td><td><p>269</p></td></tr><tr><td><p>26</p></td><td><p>30</p></td><td><p>49</p></td><td><p>67</p></td><td><p>89</p></td><td><p>175</p></td><td><p>268</p></td><td><p>268</p></td></tr><tr><td><p>27</p></td><td><p>30</p></td><td><p>48</p></td><td><p>70</p></td><td><p>88</p></td><td><p>174</p></td><td><p>268</p></td><td><p>268</p></td></tr><tr><td><p>28</p></td><td><p>29</p></td><td><p>48</p></td><td><p>73</p></td><td><p>88</p></td><td><p>174</p></td><td><p>267</p></td><td><p>267</p></td></tr><tr><td><p>29</p></td><td><p>29</p></td><td><p>47</p></td><td><p>76</p></td><td><p>87</p></td><td><p>173</p></td><td><p>266</p></td><td><p>266</p></td></tr><tr><td><p>30</p></td><td><p>28</p></td><td><p>47</p></td><td><p>78</p></td><td><p>87</p></td><td><p>173</p></td><td><p>266</p></td><td><p>266</p></td></tr></tbody></table> 3.15 Canadian dollar <table><col/><col/><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>Duration (in years)</p></td><td><p>Credit quality step 0</p></td><td><p>Credit quality step 1</p></td><td><p>Credit quality step 2</p></td><td><p>Credit quality step 3</p></td><td><p>Credit quality step 4</p></td><td><p>Credit quality step 5</p></td><td><p>Credit quality step 6</p></td></tr><tr><td><p>1</p></td><td><p>14</p></td><td><p>26</p></td><td><p>32</p></td><td><p>53</p></td><td><p>171</p></td><td><p>312</p></td><td><p>3&#160;235</p></td></tr><tr><td><p>2</p></td><td><p>15</p></td><td><p>27</p></td><td><p>33</p></td><td><p>54</p></td><td><p>172</p></td><td><p>355</p></td><td><p>2&#160;411</p></td></tr><tr><td><p>3</p></td><td><p>15</p></td><td><p>28</p></td><td><p>36</p></td><td><p>60</p></td><td><p>168</p></td><td><p>369</p></td><td><p>1&#160;818</p></td></tr><tr><td><p>4</p></td><td><p>16</p></td><td><p>29</p></td><td><p>40</p></td><td><p>64</p></td><td><p>166</p></td><td><p>368</p></td><td><p>1&#160;403</p></td></tr><tr><td><p>5</p></td><td><p>17</p></td><td><p>31</p></td><td><p>43</p></td><td><p>66</p></td><td><p>165</p></td><td><p>359</p></td><td><p>1&#160;111</p></td></tr><tr><td><p>6</p></td><td><p>18</p></td><td><p>34</p></td><td><p>45</p></td><td><p>69</p></td><td><p>165</p></td><td><p>345</p></td><td><p>900</p></td></tr><tr><td><p>7</p></td><td><p>19</p></td><td><p>36</p></td><td><p>47</p></td><td><p>71</p></td><td><p>165</p></td><td><p>329</p></td><td><p>744</p></td></tr><tr><td><p>8</p></td><td><p>19</p></td><td><p>37</p></td><td><p>48</p></td><td><p>74</p></td><td><p>165</p></td><td><p>311</p></td><td><p>625</p></td></tr><tr><td><p>9</p></td><td><p>20</p></td><td><p>38</p></td><td><p>49</p></td><td><p>76</p></td><td><p>165</p></td><td><p>293</p></td><td><p>532</p></td></tr><tr><td><p>10</p></td><td><p>20</p></td><td><p>39</p></td><td><p>51</p></td><td><p>78</p></td><td><p>165</p></td><td><p>276</p></td><td><p>458</p></td></tr><tr><td><p>11</p></td><td><p>21</p></td><td><p>39</p></td><td><p>52</p></td><td><p>79</p></td><td><p>166</p></td><td><p>259</p></td><td><p>398</p></td></tr><tr><td><p>12</p></td><td><p>21</p></td><td><p>40</p></td><td><p>52</p></td><td><p>80</p></td><td><p>166</p></td><td><p>259</p></td><td><p>348</p></td></tr><tr><td><p>13</p></td><td><p>21</p></td><td><p>40</p></td><td><p>52</p></td><td><p>80</p></td><td><p>166</p></td><td><p>259</p></td><td><p>306</p></td></tr><tr><td><p>14</p></td><td><p>21</p></td><td><p>40</p></td><td><p>52</p></td><td><p>80</p></td><td><p>166</p></td><td><p>259</p></td><td><p>271</p></td></tr><tr><td><p>15</p></td><td><p>21</p></td><td><p>40</p></td><td><p>52</p></td><td><p>80</p></td><td><p>166</p></td><td><p>259</p></td><td><p>259</p></td></tr><tr><td><p>16</p></td><td><p>21</p></td><td><p>39</p></td><td><p>52</p></td><td><p>80</p></td><td><p>165</p></td><td><p>259</p></td><td><p>259</p></td></tr><tr><td><p>17</p></td><td><p>21</p></td><td><p>40</p></td><td><p>52</p></td><td><p>80</p></td><td><p>165</p></td><td><p>259</p></td><td><p>259</p></td></tr><tr><td><p>18</p></td><td><p>21</p></td><td><p>39</p></td><td><p>52</p></td><td><p>80</p></td><td><p>165</p></td><td><p>259</p></td><td><p>259</p></td></tr><tr><td><p>19</p></td><td><p>21</p></td><td><p>39</p></td><td><p>52</p></td><td><p>79</p></td><td><p>165</p></td><td><p>259</p></td><td><p>259</p></td></tr><tr><td><p>20</p></td><td><p>21</p></td><td><p>40</p></td><td><p>53</p></td><td><p>80</p></td><td><p>165</p></td><td><p>259</p></td><td><p>259</p></td></tr><tr><td><p>21</p></td><td><p>21</p></td><td><p>39</p></td><td><p>55</p></td><td><p>79</p></td><td><p>165</p></td><td><p>259</p></td><td><p>259</p></td></tr><tr><td><p>22</p></td><td><p>20</p></td><td><p>39</p></td><td><p>58</p></td><td><p>79</p></td><td><p>165</p></td><td><p>258</p></td><td><p>258</p></td></tr><tr><td><p>23</p></td><td><p>20</p></td><td><p>39</p></td><td><p>61</p></td><td><p>79</p></td><td><p>165</p></td><td><p>258</p></td><td><p>258</p></td></tr><tr><td><p>24</p></td><td><p>20</p></td><td><p>38</p></td><td><p>62</p></td><td><p>78</p></td><td><p>164</p></td><td><p>258</p></td><td><p>258</p></td></tr><tr><td><p>25</p></td><td><p>19</p></td><td><p>38</p></td><td><p>65</p></td><td><p>78</p></td><td><p>164</p></td><td><p>257</p></td><td><p>257</p></td></tr><tr><td><p>26</p></td><td><p>19</p></td><td><p>37</p></td><td><p>67</p></td><td><p>77</p></td><td><p>163</p></td><td><p>257</p></td><td><p>257</p></td></tr><tr><td><p>27</p></td><td><p>18</p></td><td><p>37</p></td><td><p>70</p></td><td><p>77</p></td><td><p>163</p></td><td><p>256</p></td><td><p>256</p></td></tr><tr><td><p>28</p></td><td><p>18</p></td><td><p>36</p></td><td><p>72</p></td><td><p>76</p></td><td><p>162</p></td><td><p>256</p></td><td><p>256</p></td></tr><tr><td><p>29</p></td><td><p>17</p></td><td><p>36</p></td><td><p>75</p></td><td><p>76</p></td><td><p>162</p></td><td><p>255</p></td><td><p>255</p></td></tr><tr><td><p>30</p></td><td><p>17</p></td><td><p>36</p></td><td><p>78</p></td><td><p>77</p></td><td><p>162</p></td><td><p>255</p></td><td><p>255</p></td></tr></tbody></table> 3.16 Chilean peso <table><col/><col/><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>Duration (in years)</p></td><td><p>Credit quality step 0</p></td><td><p>Credit quality step 1</p></td><td><p>Credit quality step 2</p></td><td><p>Credit quality step 3</p></td><td><p>Credit quality step 4</p></td><td><p>Credit quality step 5</p></td><td><p>Credit quality step 6</p></td></tr><tr><td><p>1</p></td><td><p>48</p></td><td><p>60</p></td><td><p>66</p></td><td><p>87</p></td><td><p>205</p></td><td><p>340</p></td><td><p>3&#160;546</p></td></tr><tr><td><p>2</p></td><td><p>50</p></td><td><p>62</p></td><td><p>69</p></td><td><p>90</p></td><td><p>207</p></td><td><p>379</p></td><td><p>2&#160;605</p></td></tr><tr><td><p>3</p></td><td><p>52</p></td><td><p>65</p></td><td><p>74</p></td><td><p>97</p></td><td><p>205</p></td><td><p>392</p></td><td><p>1&#160;952</p></td></tr><tr><td><p>4</p></td><td><p>54</p></td><td><p>67</p></td><td><p>77</p></td><td><p>102</p></td><td><p>203</p></td><td><p>390</p></td><td><p>1&#160;502</p></td></tr><tr><td><p>5</p></td><td><p>55</p></td><td><p>70</p></td><td><p>81</p></td><td><p>105</p></td><td><p>204</p></td><td><p>380</p></td><td><p>1&#160;187</p></td></tr><tr><td><p>6</p></td><td><p>57</p></td><td><p>73</p></td><td><p>84</p></td><td><p>108</p></td><td><p>205</p></td><td><p>365</p></td><td><p>961</p></td></tr><tr><td><p>7</p></td><td><p>59</p></td><td><p>75</p></td><td><p>86</p></td><td><p>110</p></td><td><p>205</p></td><td><p>347</p></td><td><p>793</p></td></tr><tr><td><p>8</p></td><td><p>58</p></td><td><p>76</p></td><td><p>87</p></td><td><p>113</p></td><td><p>204</p></td><td><p>328</p></td><td><p>665</p></td></tr><tr><td><p>9</p></td><td><p>59</p></td><td><p>77</p></td><td><p>88</p></td><td><p>115</p></td><td><p>204</p></td><td><p>310</p></td><td><p>566</p></td></tr><tr><td><p>10</p></td><td><p>59</p></td><td><p>78</p></td><td><p>90</p></td><td><p>117</p></td><td><p>204</p></td><td><p>298</p></td><td><p>486</p></td></tr><tr><td><p>11</p></td><td><p>59</p></td><td><p>78</p></td><td><p>90</p></td><td><p>118</p></td><td><p>204</p></td><td><p>297</p></td><td><p>422</p></td></tr><tr><td><p>12</p></td><td><p>59</p></td><td><p>77</p></td><td><p>90</p></td><td><p>117</p></td><td><p>203</p></td><td><p>297</p></td><td><p>369</p></td></tr><tr><td><p>13</p></td><td><p>58</p></td><td><p>77</p></td><td><p>89</p></td><td><p>117</p></td><td><p>203</p></td><td><p>296</p></td><td><p>324</p></td></tr><tr><td><p>14</p></td><td><p>57</p></td><td><p>76</p></td><td><p>88</p></td><td><p>116</p></td><td><p>202</p></td><td><p>295</p></td><td><p>295</p></td></tr><tr><td><p>15</p></td><td><p>57</p></td><td><p>75</p></td><td><p>88</p></td><td><p>115</p></td><td><p>201</p></td><td><p>294</p></td><td><p>294</p></td></tr><tr><td><p>16</p></td><td><p>56</p></td><td><p>75</p></td><td><p>87</p></td><td><p>115</p></td><td><p>200</p></td><td><p>294</p></td><td><p>294</p></td></tr><tr><td><p>17</p></td><td><p>55</p></td><td><p>74</p></td><td><p>86</p></td><td><p>114</p></td><td><p>200</p></td><td><p>293</p></td><td><p>293</p></td></tr><tr><td><p>18</p></td><td><p>55</p></td><td><p>73</p></td><td><p>86</p></td><td><p>113</p></td><td><p>199</p></td><td><p>293</p></td><td><p>293</p></td></tr><tr><td><p>19</p></td><td><p>54</p></td><td><p>73</p></td><td><p>85</p></td><td><p>113</p></td><td><p>199</p></td><td><p>292</p></td><td><p>292</p></td></tr><tr><td><p>20</p></td><td><p>53</p></td><td><p>72</p></td><td><p>84</p></td><td><p>112</p></td><td><p>198</p></td><td><p>291</p></td><td><p>291</p></td></tr><tr><td><p>21</p></td><td><p>53</p></td><td><p>71</p></td><td><p>84</p></td><td><p>111</p></td><td><p>197</p></td><td><p>291</p></td><td><p>291</p></td></tr><tr><td><p>22</p></td><td><p>52</p></td><td><p>71</p></td><td><p>83</p></td><td><p>111</p></td><td><p>196</p></td><td><p>290</p></td><td><p>290</p></td></tr><tr><td><p>23</p></td><td><p>51</p></td><td><p>70</p></td><td><p>82</p></td><td><p>110</p></td><td><p>196</p></td><td><p>289</p></td><td><p>289</p></td></tr><tr><td><p>24</p></td><td><p>50</p></td><td><p>69</p></td><td><p>81</p></td><td><p>109</p></td><td><p>195</p></td><td><p>288</p></td><td><p>288</p></td></tr><tr><td><p>25</p></td><td><p>49</p></td><td><p>68</p></td><td><p>80</p></td><td><p>108</p></td><td><p>194</p></td><td><p>287</p></td><td><p>287</p></td></tr><tr><td><p>26</p></td><td><p>48</p></td><td><p>67</p></td><td><p>79</p></td><td><p>107</p></td><td><p>193</p></td><td><p>286</p></td><td><p>286</p></td></tr><tr><td><p>27</p></td><td><p>47</p></td><td><p>66</p></td><td><p>78</p></td><td><p>106</p></td><td><p>192</p></td><td><p>285</p></td><td><p>285</p></td></tr><tr><td><p>28</p></td><td><p>46</p></td><td><p>65</p></td><td><p>77</p></td><td><p>105</p></td><td><p>191</p></td><td><p>284</p></td><td><p>284</p></td></tr><tr><td><p>29</p></td><td><p>45</p></td><td><p>64</p></td><td><p>78</p></td><td><p>104</p></td><td><p>190</p></td><td><p>283</p></td><td><p>283</p></td></tr><tr><td><p>30</p></td><td><p>44</p></td><td><p>63</p></td><td><p>81</p></td><td><p>103</p></td><td><p>189</p></td><td><p>282</p></td><td><p>282</p></td></tr></tbody></table> 3.17 Colombian peso <table><col/><col/><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>Duration (in years)</p></td><td><p>Credit quality step 0</p></td><td><p>Credit quality step 1</p></td><td><p>Credit quality step 2</p></td><td><p>Credit quality step 3</p></td><td><p>Credit quality step 4</p></td><td><p>Credit quality step 5</p></td><td><p>Credit quality step 6</p></td></tr><tr><td><p>1</p></td><td><p>78</p></td><td><p>90</p></td><td><p>97</p></td><td><p>118</p></td><td><p>235</p></td><td><p>344</p></td><td><p>3&#160;596</p></td></tr><tr><td><p>2</p></td><td><p>83</p></td><td><p>95</p></td><td><p>101</p></td><td><p>123</p></td><td><p>240</p></td><td><p>394</p></td><td><p>2&#160;707</p></td></tr><tr><td><p>3</p></td><td><p>84</p></td><td><p>97</p></td><td><p>105</p></td><td><p>129</p></td><td><p>236</p></td><td><p>414</p></td><td><p>2&#160;056</p></td></tr><tr><td><p>4</p></td><td><p>84</p></td><td><p>98</p></td><td><p>108</p></td><td><p>133</p></td><td><p>234</p></td><td><p>415</p></td><td><p>1&#160;594</p></td></tr><tr><td><p>5</p></td><td><p>87</p></td><td><p>102</p></td><td><p>113</p></td><td><p>137</p></td><td><p>236</p></td><td><p>406</p></td><td><p>1&#160;266</p></td></tr><tr><td><p>6</p></td><td><p>90</p></td><td><p>105</p></td><td><p>117</p></td><td><p>141</p></td><td><p>237</p></td><td><p>392</p></td><td><p>1&#160;027</p></td></tr><tr><td><p>7</p></td><td><p>92</p></td><td><p>109</p></td><td><p>119</p></td><td><p>144</p></td><td><p>238</p></td><td><p>374</p></td><td><p>849</p></td></tr><tr><td><p>8</p></td><td><p>93</p></td><td><p>111</p></td><td><p>122</p></td><td><p>147</p></td><td><p>239</p></td><td><p>354</p></td><td><p>714</p></td></tr><tr><td><p>9</p></td><td><p>94</p></td><td><p>112</p></td><td><p>124</p></td><td><p>151</p></td><td><p>240</p></td><td><p>335</p></td><td><p>607</p></td></tr><tr><td><p>10</p></td><td><p>95</p></td><td><p>113</p></td><td><p>126</p></td><td><p>153</p></td><td><p>240</p></td><td><p>333</p></td><td><p>522</p></td></tr><tr><td><p>11</p></td><td><p>95</p></td><td><p>114</p></td><td><p>126</p></td><td><p>154</p></td><td><p>240</p></td><td><p>333</p></td><td><p>453</p></td></tr><tr><td><p>12</p></td><td><p>94</p></td><td><p>113</p></td><td><p>125</p></td><td><p>153</p></td><td><p>239</p></td><td><p>332</p></td><td><p>396</p></td></tr><tr><td><p>13</p></td><td><p>93</p></td><td><p>112</p></td><td><p>124</p></td><td><p>152</p></td><td><p>238</p></td><td><p>331</p></td><td><p>348</p></td></tr><tr><td><p>14</p></td><td><p>92</p></td><td><p>111</p></td><td><p>123</p></td><td><p>151</p></td><td><p>237</p></td><td><p>330</p></td><td><p>330</p></td></tr><tr><td><p>15</p></td><td><p>91</p></td><td><p>109</p></td><td><p>122</p></td><td><p>149</p></td><td><p>235</p></td><td><p>328</p></td><td><p>328</p></td></tr><tr><td><p>16</p></td><td><p>89</p></td><td><p>108</p></td><td><p>120</p></td><td><p>148</p></td><td><p>234</p></td><td><p>327</p></td><td><p>327</p></td></tr><tr><td><p>17</p></td><td><p>88</p></td><td><p>107</p></td><td><p>119</p></td><td><p>147</p></td><td><p>232</p></td><td><p>326</p></td><td><p>326</p></td></tr><tr><td><p>18</p></td><td><p>87</p></td><td><p>105</p></td><td><p>118</p></td><td><p>145</p></td><td><p>231</p></td><td><p>324</p></td><td><p>324</p></td></tr><tr><td><p>19</p></td><td><p>85</p></td><td><p>104</p></td><td><p>116</p></td><td><p>144</p></td><td><p>230</p></td><td><p>323</p></td><td><p>323</p></td></tr><tr><td><p>20</p></td><td><p>84</p></td><td><p>103</p></td><td><p>115</p></td><td><p>143</p></td><td><p>228</p></td><td><p>322</p></td><td><p>322</p></td></tr><tr><td><p>21</p></td><td><p>82</p></td><td><p>101</p></td><td><p>113</p></td><td><p>141</p></td><td><p>227</p></td><td><p>320</p></td><td><p>320</p></td></tr><tr><td><p>22</p></td><td><p>81</p></td><td><p>99</p></td><td><p>112</p></td><td><p>140</p></td><td><p>225</p></td><td><p>319</p></td><td><p>319</p></td></tr><tr><td><p>23</p></td><td><p>79</p></td><td><p>98</p></td><td><p>110</p></td><td><p>138</p></td><td><p>224</p></td><td><p>317</p></td><td><p>317</p></td></tr><tr><td><p>24</p></td><td><p>77</p></td><td><p>96</p></td><td><p>109</p></td><td><p>136</p></td><td><p>222</p></td><td><p>315</p></td><td><p>315</p></td></tr><tr><td><p>25</p></td><td><p>76</p></td><td><p>94</p></td><td><p>107</p></td><td><p>135</p></td><td><p>220</p></td><td><p>314</p></td><td><p>314</p></td></tr><tr><td><p>26</p></td><td><p>74</p></td><td><p>93</p></td><td><p>105</p></td><td><p>133</p></td><td><p>219</p></td><td><p>312</p></td><td><p>312</p></td></tr><tr><td><p>27</p></td><td><p>72</p></td><td><p>91</p></td><td><p>104</p></td><td><p>131</p></td><td><p>217</p></td><td><p>310</p></td><td><p>310</p></td></tr><tr><td><p>28</p></td><td><p>71</p></td><td><p>89</p></td><td><p>102</p></td><td><p>130</p></td><td><p>215</p></td><td><p>309</p></td><td><p>309</p></td></tr><tr><td><p>29</p></td><td><p>69</p></td><td><p>88</p></td><td><p>100</p></td><td><p>128</p></td><td><p>214</p></td><td><p>307</p></td><td><p>307</p></td></tr><tr><td><p>30</p></td><td><p>68</p></td><td><p>86</p></td><td><p>99</p></td><td><p>126</p></td><td><p>212</p></td><td><p>306</p></td><td><p>306</p></td></tr></tbody></table> 3.18 Hong Kong dollar <table><col/><col/><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>Duration (in years)</p></td><td><p>Credit quality step 0</p></td><td><p>Credit quality step 1</p></td><td><p>Credit quality step 2</p></td><td><p>Credit quality step 3</p></td><td><p>Credit quality step 4</p></td><td><p>Credit quality step 5</p></td><td><p>Credit quality step 6</p></td></tr><tr><td><p>1</p></td><td><p>7</p></td><td><p>19</p></td><td><p>26</p></td><td><p>47</p></td><td><p>164</p></td><td><p>312</p></td><td><p>3&#160;233</p></td></tr><tr><td><p>2</p></td><td><p>10</p></td><td><p>22</p></td><td><p>29</p></td><td><p>50</p></td><td><p>167</p></td><td><p>356</p></td><td><p>2&#160;417</p></td></tr><tr><td><p>3</p></td><td><p>12</p></td><td><p>25</p></td><td><p>33</p></td><td><p>57</p></td><td><p>164</p></td><td><p>371</p></td><td><p>1&#160;825</p></td></tr><tr><td><p>4</p></td><td><p>14</p></td><td><p>27</p></td><td><p>38</p></td><td><p>62</p></td><td><p>163</p></td><td><p>370</p></td><td><p>1&#160;410</p></td></tr><tr><td><p>5</p></td><td><p>16</p></td><td><p>30</p></td><td><p>42</p></td><td><p>65</p></td><td><p>164</p></td><td><p>361</p></td><td><p>1&#160;117</p></td></tr><tr><td><p>6</p></td><td><p>17</p></td><td><p>33</p></td><td><p>44</p></td><td><p>69</p></td><td><p>165</p></td><td><p>347</p></td><td><p>906</p></td></tr><tr><td><p>7</p></td><td><p>19</p></td><td><p>36</p></td><td><p>46</p></td><td><p>71</p></td><td><p>165</p></td><td><p>331</p></td><td><p>748</p></td></tr><tr><td><p>8</p></td><td><p>19</p></td><td><p>37</p></td><td><p>48</p></td><td><p>73</p></td><td><p>165</p></td><td><p>313</p></td><td><p>628</p></td></tr><tr><td><p>9</p></td><td><p>20</p></td><td><p>38</p></td><td><p>49</p></td><td><p>76</p></td><td><p>165</p></td><td><p>295</p></td><td><p>535</p></td></tr><tr><td><p>10</p></td><td><p>20</p></td><td><p>38</p></td><td><p>51</p></td><td><p>78</p></td><td><p>165</p></td><td><p>277</p></td><td><p>460</p></td></tr><tr><td><p>11</p></td><td><p>20</p></td><td><p>39</p></td><td><p>51</p></td><td><p>79</p></td><td><p>165</p></td><td><p>260</p></td><td><p>399</p></td></tr><tr><td><p>12</p></td><td><p>20</p></td><td><p>39</p></td><td><p>51</p></td><td><p>79</p></td><td><p>165</p></td><td><p>258</p></td><td><p>349</p></td></tr><tr><td><p>13</p></td><td><p>19</p></td><td><p>38</p></td><td><p>51</p></td><td><p>78</p></td><td><p>164</p></td><td><p>257</p></td><td><p>308</p></td></tr><tr><td><p>14</p></td><td><p>19</p></td><td><p>37</p></td><td><p>50</p></td><td><p>78</p></td><td><p>163</p></td><td><p>257</p></td><td><p>272</p></td></tr><tr><td><p>15</p></td><td><p>18</p></td><td><p>37</p></td><td><p>49</p></td><td><p>77</p></td><td><p>163</p></td><td><p>256</p></td><td><p>256</p></td></tr><tr><td><p>16</p></td><td><p>17</p></td><td><p>36</p></td><td><p>49</p></td><td><p>76</p></td><td><p>162</p></td><td><p>255</p></td><td><p>255</p></td></tr><tr><td><p>17</p></td><td><p>17</p></td><td><p>36</p></td><td><p>48</p></td><td><p>76</p></td><td><p>162</p></td><td><p>255</p></td><td><p>255</p></td></tr><tr><td><p>18</p></td><td><p>17</p></td><td><p>36</p></td><td><p>48</p></td><td><p>76</p></td><td><p>162</p></td><td><p>255</p></td><td><p>255</p></td></tr><tr><td><p>19</p></td><td><p>17</p></td><td><p>36</p></td><td><p>51</p></td><td><p>76</p></td><td><p>162</p></td><td><p>255</p></td><td><p>255</p></td></tr><tr><td><p>20</p></td><td><p>17</p></td><td><p>36</p></td><td><p>53</p></td><td><p>76</p></td><td><p>162</p></td><td><p>255</p></td><td><p>255</p></td></tr><tr><td><p>21</p></td><td><p>17</p></td><td><p>36</p></td><td><p>55</p></td><td><p>76</p></td><td><p>162</p></td><td><p>255</p></td><td><p>255</p></td></tr><tr><td><p>22</p></td><td><p>17</p></td><td><p>36</p></td><td><p>58</p></td><td><p>76</p></td><td><p>162</p></td><td><p>255</p></td><td><p>255</p></td></tr><tr><td><p>23</p></td><td><p>17</p></td><td><p>36</p></td><td><p>61</p></td><td><p>76</p></td><td><p>162</p></td><td><p>255</p></td><td><p>255</p></td></tr><tr><td><p>24</p></td><td><p>17</p></td><td><p>36</p></td><td><p>63</p></td><td><p>76</p></td><td><p>162</p></td><td><p>255</p></td><td><p>255</p></td></tr><tr><td><p>25</p></td><td><p>17</p></td><td><p>35</p></td><td><p>66</p></td><td><p>76</p></td><td><p>161</p></td><td><p>255</p></td><td><p>255</p></td></tr><tr><td><p>26</p></td><td><p>17</p></td><td><p>35</p></td><td><p>68</p></td><td><p>75</p></td><td><p>161</p></td><td><p>255</p></td><td><p>255</p></td></tr><tr><td><p>27</p></td><td><p>16</p></td><td><p>35</p></td><td><p>71</p></td><td><p>75</p></td><td><p>161</p></td><td><p>254</p></td><td><p>254</p></td></tr><tr><td><p>28</p></td><td><p>16</p></td><td><p>35</p></td><td><p>73</p></td><td><p>75</p></td><td><p>161</p></td><td><p>254</p></td><td><p>254</p></td></tr><tr><td><p>29</p></td><td><p>16</p></td><td><p>35</p></td><td><p>76</p></td><td><p>75</p></td><td><p>161</p></td><td><p>254</p></td><td><p>254</p></td></tr><tr><td><p>30</p></td><td><p>16</p></td><td><p>34</p></td><td><p>78</p></td><td><p>77</p></td><td><p>160</p></td><td><p>254</p></td><td><p>254</p></td></tr></tbody></table> 3.19 Indian rupee <table><col/><col/><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>Duration (in years)</p></td><td><p>Credit quality step 0</p></td><td><p>Credit quality step 1</p></td><td><p>Credit quality step 2</p></td><td><p>Credit quality step 3</p></td><td><p>Credit quality step 4</p></td><td><p>Credit quality step 5</p></td><td><p>Credit quality step 6</p></td></tr><tr><td><p>1</p></td><td><p>90</p></td><td><p>102</p></td><td><p>109</p></td><td><p>130</p></td><td><p>247</p></td><td><p>342</p></td><td><p>3&#160;364</p></td></tr><tr><td><p>2</p></td><td><p>91</p></td><td><p>104</p></td><td><p>110</p></td><td><p>131</p></td><td><p>249</p></td><td><p>370</p></td><td><p>2&#160;524</p></td></tr><tr><td><p>3</p></td><td><p>92</p></td><td><p>104</p></td><td><p>113</p></td><td><p>136</p></td><td><p>244</p></td><td><p>387</p></td><td><p>1&#160;912</p></td></tr><tr><td><p>4</p></td><td><p>92</p></td><td><p>106</p></td><td><p>116</p></td><td><p>140</p></td><td><p>242</p></td><td><p>388</p></td><td><p>1&#160;480</p></td></tr><tr><td><p>5</p></td><td><p>93</p></td><td><p>108</p></td><td><p>119</p></td><td><p>142</p></td><td><p>242</p></td><td><p>379</p></td><td><p>1&#160;174</p></td></tr><tr><td><p>6</p></td><td><p>94</p></td><td><p>110</p></td><td><p>121</p></td><td><p>145</p></td><td><p>241</p></td><td><p>365</p></td><td><p>952</p></td></tr><tr><td><p>7</p></td><td><p>95</p></td><td><p>112</p></td><td><p>123</p></td><td><p>147</p></td><td><p>241</p></td><td><p>348</p></td><td><p>787</p></td></tr><tr><td><p>8</p></td><td><p>95</p></td><td><p>113</p></td><td><p>124</p></td><td><p>149</p></td><td><p>241</p></td><td><p>334</p></td><td><p>661</p></td></tr><tr><td><p>9</p></td><td><p>95</p></td><td><p>113</p></td><td><p>124</p></td><td><p>151</p></td><td><p>240</p></td><td><p>334</p></td><td><p>563</p></td></tr><tr><td><p>10</p></td><td><p>94</p></td><td><p>112</p></td><td><p>125</p></td><td><p>152</p></td><td><p>239</p></td><td><p>332</p></td><td><p>485</p></td></tr><tr><td><p>11</p></td><td><p>93</p></td><td><p>111</p></td><td><p>124</p></td><td><p>151</p></td><td><p>237</p></td><td><p>331</p></td><td><p>421</p></td></tr><tr><td><p>12</p></td><td><p>91</p></td><td><p>110</p></td><td><p>122</p></td><td><p>150</p></td><td><p>236</p></td><td><p>329</p></td><td><p>368</p></td></tr><tr><td><p>13</p></td><td><p>89</p></td><td><p>108</p></td><td><p>120</p></td><td><p>148</p></td><td><p>234</p></td><td><p>327</p></td><td><p>327</p></td></tr><tr><td><p>14</p></td><td><p>88</p></td><td><p>106</p></td><td><p>119</p></td><td><p>146</p></td><td><p>232</p></td><td><p>326</p></td><td><p>326</p></td></tr><tr><td><p>15</p></td><td><p>86</p></td><td><p>105</p></td><td><p>117</p></td><td><p>145</p></td><td><p>231</p></td><td><p>324</p></td><td><p>324</p></td></tr><tr><td><p>16</p></td><td><p>84</p></td><td><p>103</p></td><td><p>115</p></td><td><p>143</p></td><td><p>229</p></td><td><p>322</p></td><td><p>322</p></td></tr><tr><td><p>17</p></td><td><p>83</p></td><td><p>101</p></td><td><p>114</p></td><td><p>141</p></td><td><p>227</p></td><td><p>321</p></td><td><p>321</p></td></tr><tr><td><p>18</p></td><td><p>81</p></td><td><p>100</p></td><td><p>112</p></td><td><p>140</p></td><td><p>226</p></td><td><p>319</p></td><td><p>319</p></td></tr><tr><td><p>19</p></td><td><p>80</p></td><td><p>98</p></td><td><p>111</p></td><td><p>139</p></td><td><p>224</p></td><td><p>318</p></td><td><p>318</p></td></tr><tr><td><p>20</p></td><td><p>79</p></td><td><p>97</p></td><td><p>110</p></td><td><p>138</p></td><td><p>223</p></td><td><p>317</p></td><td><p>317</p></td></tr><tr><td><p>21</p></td><td><p>78</p></td><td><p>96</p></td><td><p>109</p></td><td><p>136</p></td><td><p>222</p></td><td><p>316</p></td><td><p>316</p></td></tr><tr><td><p>22</p></td><td><p>77</p></td><td><p>95</p></td><td><p>108</p></td><td><p>135</p></td><td><p>221</p></td><td><p>315</p></td><td><p>315</p></td></tr><tr><td><p>23</p></td><td><p>75</p></td><td><p>94</p></td><td><p>106</p></td><td><p>134</p></td><td><p>220</p></td><td><p>313</p></td><td><p>313</p></td></tr><tr><td><p>24</p></td><td><p>74</p></td><td><p>93</p></td><td><p>105</p></td><td><p>133</p></td><td><p>219</p></td><td><p>312</p></td><td><p>312</p></td></tr><tr><td><p>25</p></td><td><p>73</p></td><td><p>92</p></td><td><p>104</p></td><td><p>132</p></td><td><p>218</p></td><td><p>311</p></td><td><p>311</p></td></tr><tr><td><p>26</p></td><td><p>72</p></td><td><p>90</p></td><td><p>103</p></td><td><p>130</p></td><td><p>216</p></td><td><p>310</p></td><td><p>310</p></td></tr><tr><td><p>27</p></td><td><p>70</p></td><td><p>89</p></td><td><p>102</p></td><td><p>129</p></td><td><p>215</p></td><td><p>308</p></td><td><p>308</p></td></tr><tr><td><p>28</p></td><td><p>69</p></td><td><p>88</p></td><td><p>100</p></td><td><p>128</p></td><td><p>214</p></td><td><p>307</p></td><td><p>307</p></td></tr><tr><td><p>29</p></td><td><p>68</p></td><td><p>87</p></td><td><p>99</p></td><td><p>127</p></td><td><p>213</p></td><td><p>306</p></td><td><p>306</p></td></tr><tr><td><p>30</p></td><td><p>67</p></td><td><p>86</p></td><td><p>98</p></td><td><p>126</p></td><td><p>212</p></td><td><p>305</p></td><td><p>305</p></td></tr></tbody></table> 3.20 Mexican peso <table><col/><col/><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>Duration (in years)</p></td><td><p>Credit quality step 0</p></td><td><p>Credit quality step 1</p></td><td><p>Credit quality step 2</p></td><td><p>Credit quality step 3</p></td><td><p>Credit quality step 4</p></td><td><p>Credit quality step 5</p></td><td><p>Credit quality step 6</p></td></tr><tr><td><p>1</p></td><td><p>307</p></td><td><p>319</p></td><td><p>326</p></td><td><p>347</p></td><td><p>464</p></td><td><p>559</p></td><td><p>3&#160;587</p></td></tr><tr><td><p>2</p></td><td><p>82</p></td><td><p>94</p></td><td><p>101</p></td><td><p>122</p></td><td><p>239</p></td><td><p>388</p></td><td><p>2&#160;668</p></td></tr><tr><td><p>3</p></td><td><p>84</p></td><td><p>97</p></td><td><p>105</p></td><td><p>129</p></td><td><p>236</p></td><td><p>403</p></td><td><p>2&#160;006</p></td></tr><tr><td><p>4</p></td><td><p>86</p></td><td><p>100</p></td><td><p>110</p></td><td><p>135</p></td><td><p>236</p></td><td><p>402</p></td><td><p>1&#160;546</p></td></tr><tr><td><p>5</p></td><td><p>88</p></td><td><p>103</p></td><td><p>114</p></td><td><p>138</p></td><td><p>237</p></td><td><p>392</p></td><td><p>1&#160;223</p></td></tr><tr><td><p>6</p></td><td><p>90</p></td><td><p>106</p></td><td><p>117</p></td><td><p>142</p></td><td><p>238</p></td><td><p>377</p></td><td><p>991</p></td></tr><tr><td><p>7</p></td><td><p>92</p></td><td><p>109</p></td><td><p>119</p></td><td><p>144</p></td><td><p>238</p></td><td><p>359</p></td><td><p>819</p></td></tr><tr><td><p>8</p></td><td><p>93</p></td><td><p>110</p></td><td><p>121</p></td><td><p>147</p></td><td><p>239</p></td><td><p>340</p></td><td><p>687</p></td></tr><tr><td><p>9</p></td><td><p>94</p></td><td><p>112</p></td><td><p>123</p></td><td><p>150</p></td><td><p>239</p></td><td><p>332</p></td><td><p>585</p></td></tr><tr><td><p>10</p></td><td><p>94</p></td><td><p>112</p></td><td><p>125</p></td><td><p>152</p></td><td><p>239</p></td><td><p>332</p></td><td><p>502</p></td></tr><tr><td><p>11</p></td><td><p>94</p></td><td><p>113</p></td><td><p>125</p></td><td><p>153</p></td><td><p>239</p></td><td><p>332</p></td><td><p>436</p></td></tr><tr><td><p>12</p></td><td><p>94</p></td><td><p>113</p></td><td><p>125</p></td><td><p>153</p></td><td><p>239</p></td><td><p>332</p></td><td><p>381</p></td></tr><tr><td><p>13</p></td><td><p>95</p></td><td><p>113</p></td><td><p>126</p></td><td><p>153</p></td><td><p>239</p></td><td><p>333</p></td><td><p>335</p></td></tr><tr><td><p>14</p></td><td><p>95</p></td><td><p>114</p></td><td><p>126</p></td><td><p>154</p></td><td><p>240</p></td><td><p>333</p></td><td><p>333</p></td></tr><tr><td><p>15</p></td><td><p>96</p></td><td><p>114</p></td><td><p>127</p></td><td><p>154</p></td><td><p>240</p></td><td><p>334</p></td><td><p>334</p></td></tr><tr><td><p>16</p></td><td><p>97</p></td><td><p>115</p></td><td><p>128</p></td><td><p>155</p></td><td><p>241</p></td><td><p>335</p></td><td><p>335</p></td></tr><tr><td><p>17</p></td><td><p>98</p></td><td><p>116</p></td><td><p>129</p></td><td><p>156</p></td><td><p>242</p></td><td><p>336</p></td><td><p>336</p></td></tr><tr><td><p>18</p></td><td><p>99</p></td><td><p>117</p></td><td><p>130</p></td><td><p>157</p></td><td><p>243</p></td><td><p>336</p></td><td><p>336</p></td></tr><tr><td><p>19</p></td><td><p>99</p></td><td><p>118</p></td><td><p>130</p></td><td><p>158</p></td><td><p>244</p></td><td><p>337</p></td><td><p>337</p></td></tr><tr><td><p>20</p></td><td><p>100</p></td><td><p>118</p></td><td><p>131</p></td><td><p>158</p></td><td><p>244</p></td><td><p>338</p></td><td><p>338</p></td></tr><tr><td><p>21</p></td><td><p>100</p></td><td><p>118</p></td><td><p>131</p></td><td><p>158</p></td><td><p>244</p></td><td><p>338</p></td><td><p>338</p></td></tr><tr><td><p>22</p></td><td><p>99</p></td><td><p>118</p></td><td><p>130</p></td><td><p>158</p></td><td><p>244</p></td><td><p>337</p></td><td><p>337</p></td></tr><tr><td><p>23</p></td><td><p>99</p></td><td><p>117</p></td><td><p>130</p></td><td><p>157</p></td><td><p>243</p></td><td><p>337</p></td><td><p>337</p></td></tr><tr><td><p>24</p></td><td><p>98</p></td><td><p>116</p></td><td><p>129</p></td><td><p>156</p></td><td><p>242</p></td><td><p>336</p></td><td><p>336</p></td></tr><tr><td><p>25</p></td><td><p>96</p></td><td><p>115</p></td><td><p>128</p></td><td><p>155</p></td><td><p>241</p></td><td><p>334</p></td><td><p>334</p></td></tr><tr><td><p>26</p></td><td><p>95</p></td><td><p>114</p></td><td><p>126</p></td><td><p>154</p></td><td><p>240</p></td><td><p>333</p></td><td><p>333</p></td></tr><tr><td><p>27</p></td><td><p>94</p></td><td><p>113</p></td><td><p>125</p></td><td><p>153</p></td><td><p>238</p></td><td><p>332</p></td><td><p>332</p></td></tr><tr><td><p>28</p></td><td><p>92</p></td><td><p>111</p></td><td><p>124</p></td><td><p>151</p></td><td><p>237</p></td><td><p>330</p></td><td><p>330</p></td></tr><tr><td><p>29</p></td><td><p>91</p></td><td><p>110</p></td><td><p>122</p></td><td><p>150</p></td><td><p>236</p></td><td><p>329</p></td><td><p>329</p></td></tr><tr><td><p>30</p></td><td><p>89</p></td><td><p>108</p></td><td><p>121</p></td><td><p>148</p></td><td><p>234</p></td><td><p>327</p></td><td><p>327</p></td></tr></tbody></table> 3.21 New Taiwan dollar <table><col/><col/><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>Duration (in years)</p></td><td><p>Credit quality step 0</p></td><td><p>Credit quality step 1</p></td><td><p>Credit quality step 2</p></td><td><p>Credit quality step 3</p></td><td><p>Credit quality step 4</p></td><td><p>Credit quality step 5</p></td><td><p>Credit quality step 6</p></td></tr><tr><td><p>1</p></td><td><p>0</p></td><td><p>7</p></td><td><p>13</p></td><td><p>35</p></td><td><p>152</p></td><td><p>298</p></td><td><p>3&#160;076</p></td></tr><tr><td><p>2</p></td><td><p>0</p></td><td><p>7</p></td><td><p>13</p></td><td><p>34</p></td><td><p>152</p></td><td><p>340</p></td><td><p>2&#160;298</p></td></tr><tr><td><p>3</p></td><td><p>1</p></td><td><p>7</p></td><td><p>15</p></td><td><p>39</p></td><td><p>146</p></td><td><p>355</p></td><td><p>1&#160;739</p></td></tr><tr><td><p>4</p></td><td><p>1</p></td><td><p>7</p></td><td><p>17</p></td><td><p>42</p></td><td><p>143</p></td><td><p>355</p></td><td><p>1&#160;346</p></td></tr><tr><td><p>5</p></td><td><p>1</p></td><td><p>8</p></td><td><p>20</p></td><td><p>43</p></td><td><p>142</p></td><td><p>347</p></td><td><p>1&#160;068</p></td></tr><tr><td><p>6</p></td><td><p>2</p></td><td><p>10</p></td><td><p>21</p></td><td><p>45</p></td><td><p>142</p></td><td><p>334</p></td><td><p>867</p></td></tr><tr><td><p>7</p></td><td><p>2</p></td><td><p>12</p></td><td><p>22</p></td><td><p>47</p></td><td><p>141</p></td><td><p>318</p></td><td><p>717</p></td></tr><tr><td><p>8</p></td><td><p>2</p></td><td><p>12</p></td><td><p>23</p></td><td><p>48</p></td><td><p>140</p></td><td><p>302</p></td><td><p>603</p></td></tr><tr><td><p>9</p></td><td><p>4</p></td><td><p>12</p></td><td><p>24</p></td><td><p>50</p></td><td><p>139</p></td><td><p>284</p></td><td><p>514</p></td></tr><tr><td><p>10</p></td><td><p>4</p></td><td><p>12</p></td><td><p>27</p></td><td><p>52</p></td><td><p>139</p></td><td><p>268</p></td><td><p>442</p></td></tr><tr><td><p>11</p></td><td><p>4</p></td><td><p>12</p></td><td><p>30</p></td><td><p>52</p></td><td><p>139</p></td><td><p>251</p></td><td><p>384</p></td></tr><tr><td><p>12</p></td><td><p>4</p></td><td><p>12</p></td><td><p>32</p></td><td><p>53</p></td><td><p>139</p></td><td><p>236</p></td><td><p>336</p></td></tr><tr><td><p>13</p></td><td><p>4</p></td><td><p>13</p></td><td><p>34</p></td><td><p>53</p></td><td><p>139</p></td><td><p>232</p></td><td><p>296</p></td></tr><tr><td><p>14</p></td><td><p>5</p></td><td><p>13</p></td><td><p>37</p></td><td><p>53</p></td><td><p>139</p></td><td><p>232</p></td><td><p>263</p></td></tr><tr><td><p>15</p></td><td><p>6</p></td><td><p>13</p></td><td><p>40</p></td><td><p>53</p></td><td><p>139</p></td><td><p>233</p></td><td><p>234</p></td></tr><tr><td><p>16</p></td><td><p>6</p></td><td><p>13</p></td><td><p>41</p></td><td><p>53</p></td><td><p>139</p></td><td><p>233</p></td><td><p>233</p></td></tr><tr><td><p>17</p></td><td><p>6</p></td><td><p>14</p></td><td><p>44</p></td><td><p>54</p></td><td><p>140</p></td><td><p>233</p></td><td><p>233</p></td></tr><tr><td><p>18</p></td><td><p>6</p></td><td><p>15</p></td><td><p>47</p></td><td><p>55</p></td><td><p>141</p></td><td><p>234</p></td><td><p>234</p></td></tr><tr><td><p>19</p></td><td><p>7</p></td><td><p>16</p></td><td><p>49</p></td><td><p>55</p></td><td><p>141</p></td><td><p>235</p></td><td><p>235</p></td></tr><tr><td><p>20</p></td><td><p>7</p></td><td><p>17</p></td><td><p>51</p></td><td><p>56</p></td><td><p>142</p></td><td><p>235</p></td><td><p>235</p></td></tr><tr><td><p>21</p></td><td><p>7</p></td><td><p>18</p></td><td><p>54</p></td><td><p>58</p></td><td><p>143</p></td><td><p>236</p></td><td><p>236</p></td></tr><tr><td><p>22</p></td><td><p>8</p></td><td><p>19</p></td><td><p>57</p></td><td><p>60</p></td><td><p>144</p></td><td><p>237</p></td><td><p>237</p></td></tr><tr><td><p>23</p></td><td><p>8</p></td><td><p>19</p></td><td><p>59</p></td><td><p>61</p></td><td><p>144</p></td><td><p>237</p></td><td><p>237</p></td></tr><tr><td><p>24</p></td><td><p>8</p></td><td><p>21</p></td><td><p>61</p></td><td><p>63</p></td><td><p>145</p></td><td><p>238</p></td><td><p>238</p></td></tr><tr><td><p>25</p></td><td><p>10</p></td><td><p>21</p></td><td><p>63</p></td><td><p>65</p></td><td><p>145</p></td><td><p>238</p></td><td><p>238</p></td></tr><tr><td><p>26</p></td><td><p>10</p></td><td><p>23</p></td><td><p>66</p></td><td><p>67</p></td><td><p>145</p></td><td><p>239</p></td><td><p>239</p></td></tr><tr><td><p>27</p></td><td><p>11</p></td><td><p>23</p></td><td><p>68</p></td><td><p>69</p></td><td><p>145</p></td><td><p>239</p></td><td><p>239</p></td></tr><tr><td><p>28</p></td><td><p>11</p></td><td><p>24</p></td><td><p>71</p></td><td><p>71</p></td><td><p>146</p></td><td><p>239</p></td><td><p>239</p></td></tr><tr><td><p>29</p></td><td><p>11</p></td><td><p>25</p></td><td><p>73</p></td><td><p>73</p></td><td><p>146</p></td><td><p>239</p></td><td><p>239</p></td></tr><tr><td><p>30</p></td><td><p>12</p></td><td><p>26</p></td><td><p>76</p></td><td><p>75</p></td><td><p>146</p></td><td><p>239</p></td><td><p>239</p></td></tr></tbody></table> 3.22 New Zealand dollar <table><col/><col/><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>Duration (in years)</p></td><td><p>Credit quality step 0</p></td><td><p>Credit quality step 1</p></td><td><p>Credit quality step 2</p></td><td><p>Credit quality step 3</p></td><td><p>Credit quality step 4</p></td><td><p>Credit quality step 5</p></td><td><p>Credit quality step 6</p></td></tr><tr><td><p>1</p></td><td><p>47</p></td><td><p>59</p></td><td><p>65</p></td><td><p>86</p></td><td><p>204</p></td><td><p>314</p></td><td><p>3&#160;253</p></td></tr><tr><td><p>2</p></td><td><p>48</p></td><td><p>60</p></td><td><p>66</p></td><td><p>87</p></td><td><p>205</p></td><td><p>358</p></td><td><p>2&#160;433</p></td></tr><tr><td><p>3</p></td><td><p>47</p></td><td><p>60</p></td><td><p>68</p></td><td><p>92</p></td><td><p>199</p></td><td><p>373</p></td><td><p>1&#160;838</p></td></tr><tr><td><p>4</p></td><td><p>46</p></td><td><p>60</p></td><td><p>70</p></td><td><p>95</p></td><td><p>196</p></td><td><p>373</p></td><td><p>1&#160;421</p></td></tr><tr><td><p>5</p></td><td><p>47</p></td><td><p>61</p></td><td><p>73</p></td><td><p>96</p></td><td><p>196</p></td><td><p>364</p></td><td><p>1&#160;125</p></td></tr><tr><td><p>6</p></td><td><p>48</p></td><td><p>63</p></td><td><p>75</p></td><td><p>99</p></td><td><p>195</p></td><td><p>350</p></td><td><p>912</p></td></tr><tr><td><p>7</p></td><td><p>48</p></td><td><p>65</p></td><td><p>75</p></td><td><p>100</p></td><td><p>194</p></td><td><p>333</p></td><td><p>754</p></td></tr><tr><td><p>8</p></td><td><p>48</p></td><td><p>65</p></td><td><p>76</p></td><td><p>102</p></td><td><p>193</p></td><td><p>316</p></td><td><p>634</p></td></tr><tr><td><p>9</p></td><td><p>47</p></td><td><p>65</p></td><td><p>77</p></td><td><p>104</p></td><td><p>193</p></td><td><p>298</p></td><td><p>539</p></td></tr><tr><td><p>10</p></td><td><p>46</p></td><td><p>65</p></td><td><p>77</p></td><td><p>105</p></td><td><p>192</p></td><td><p>285</p></td><td><p>464</p></td></tr><tr><td><p>11</p></td><td><p>45</p></td><td><p>64</p></td><td><p>76</p></td><td><p>104</p></td><td><p>190</p></td><td><p>284</p></td><td><p>403</p></td></tr><tr><td><p>12</p></td><td><p>44</p></td><td><p>63</p></td><td><p>75</p></td><td><p>103</p></td><td><p>189</p></td><td><p>282</p></td><td><p>352</p></td></tr><tr><td><p>13</p></td><td><p>43</p></td><td><p>62</p></td><td><p>74</p></td><td><p>102</p></td><td><p>187</p></td><td><p>281</p></td><td><p>310</p></td></tr><tr><td><p>14</p></td><td><p>42</p></td><td><p>60</p></td><td><p>73</p></td><td><p>100</p></td><td><p>186</p></td><td><p>280</p></td><td><p>280</p></td></tr><tr><td><p>15</p></td><td><p>40</p></td><td><p>59</p></td><td><p>71</p></td><td><p>99</p></td><td><p>185</p></td><td><p>278</p></td><td><p>278</p></td></tr><tr><td><p>16</p></td><td><p>39</p></td><td><p>58</p></td><td><p>70</p></td><td><p>98</p></td><td><p>184</p></td><td><p>277</p></td><td><p>277</p></td></tr><tr><td><p>17</p></td><td><p>38</p></td><td><p>57</p></td><td><p>69</p></td><td><p>97</p></td><td><p>183</p></td><td><p>276</p></td><td><p>276</p></td></tr><tr><td><p>18</p></td><td><p>37</p></td><td><p>56</p></td><td><p>68</p></td><td><p>96</p></td><td><p>182</p></td><td><p>275</p></td><td><p>275</p></td></tr><tr><td><p>19</p></td><td><p>36</p></td><td><p>55</p></td><td><p>67</p></td><td><p>95</p></td><td><p>181</p></td><td><p>274</p></td><td><p>274</p></td></tr><tr><td><p>20</p></td><td><p>36</p></td><td><p>55</p></td><td><p>67</p></td><td><p>95</p></td><td><p>181</p></td><td><p>274</p></td><td><p>274</p></td></tr><tr><td><p>21</p></td><td><p>35</p></td><td><p>54</p></td><td><p>66</p></td><td><p>94</p></td><td><p>180</p></td><td><p>273</p></td><td><p>273</p></td></tr><tr><td><p>22</p></td><td><p>35</p></td><td><p>53</p></td><td><p>66</p></td><td><p>93</p></td><td><p>179</p></td><td><p>273</p></td><td><p>273</p></td></tr><tr><td><p>23</p></td><td><p>34</p></td><td><p>53</p></td><td><p>65</p></td><td><p>93</p></td><td><p>179</p></td><td><p>272</p></td><td><p>272</p></td></tr><tr><td><p>24</p></td><td><p>33</p></td><td><p>52</p></td><td><p>65</p></td><td><p>92</p></td><td><p>178</p></td><td><p>271</p></td><td><p>271</p></td></tr><tr><td><p>25</p></td><td><p>33</p></td><td><p>51</p></td><td><p>66</p></td><td><p>91</p></td><td><p>177</p></td><td><p>271</p></td><td><p>271</p></td></tr><tr><td><p>26</p></td><td><p>32</p></td><td><p>51</p></td><td><p>68</p></td><td><p>91</p></td><td><p>177</p></td><td><p>270</p></td><td><p>270</p></td></tr><tr><td><p>27</p></td><td><p>31</p></td><td><p>50</p></td><td><p>71</p></td><td><p>90</p></td><td><p>176</p></td><td><p>269</p></td><td><p>269</p></td></tr><tr><td><p>28</p></td><td><p>31</p></td><td><p>49</p></td><td><p>73</p></td><td><p>89</p></td><td><p>175</p></td><td><p>269</p></td><td><p>269</p></td></tr><tr><td><p>29</p></td><td><p>30</p></td><td><p>49</p></td><td><p>76</p></td><td><p>89</p></td><td><p>175</p></td><td><p>268</p></td><td><p>268</p></td></tr><tr><td><p>30</p></td><td><p>29</p></td><td><p>48</p></td><td><p>79</p></td><td><p>88</p></td><td><p>174</p></td><td><p>267</p></td><td><p>267</p></td></tr></tbody></table> 3.23 Rand <table><col/><col/><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>Duration (in years)</p></td><td><p>Credit quality step 0</p></td><td><p>Credit quality step 1</p></td><td><p>Credit quality step 2</p></td><td><p>Credit quality step 3</p></td><td><p>Credit quality step 4</p></td><td><p>Credit quality step 5</p></td><td><p>Credit quality step 6</p></td></tr><tr><td><p>1</p></td><td><p>110</p></td><td><p>122</p></td><td><p>128</p></td><td><p>149</p></td><td><p>267</p></td><td><p>362</p></td><td><p>3&#160;415</p></td></tr><tr><td><p>2</p></td><td><p>111</p></td><td><p>123</p></td><td><p>130</p></td><td><p>151</p></td><td><p>268</p></td><td><p>376</p></td><td><p>2&#160;568</p></td></tr><tr><td><p>3</p></td><td><p>113</p></td><td><p>125</p></td><td><p>134</p></td><td><p>157</p></td><td><p>265</p></td><td><p>394</p></td><td><p>1&#160;949</p></td></tr><tr><td><p>4</p></td><td><p>114</p></td><td><p>128</p></td><td><p>138</p></td><td><p>162</p></td><td><p>264</p></td><td><p>395</p></td><td><p>1&#160;511</p></td></tr><tr><td><p>5</p></td><td><p>116</p></td><td><p>130</p></td><td><p>142</p></td><td><p>165</p></td><td><p>264</p></td><td><p>387</p></td><td><p>1&#160;201</p></td></tr><tr><td><p>6</p></td><td><p>117</p></td><td><p>133</p></td><td><p>144</p></td><td><p>169</p></td><td><p>265</p></td><td><p>374</p></td><td><p>976</p></td></tr><tr><td><p>7</p></td><td><p>119</p></td><td><p>136</p></td><td><p>146</p></td><td><p>171</p></td><td><p>265</p></td><td><p>358</p></td><td><p>809</p></td></tr><tr><td><p>8</p></td><td><p>119</p></td><td><p>136</p></td><td><p>147</p></td><td><p>173</p></td><td><p>265</p></td><td><p>358</p></td><td><p>681</p></td></tr><tr><td><p>9</p></td><td><p>119</p></td><td><p>137</p></td><td><p>149</p></td><td><p>175</p></td><td><p>264</p></td><td><p>358</p></td><td><p>581</p></td></tr><tr><td><p>10</p></td><td><p>119</p></td><td><p>137</p></td><td><p>150</p></td><td><p>177</p></td><td><p>264</p></td><td><p>357</p></td><td><p>501</p></td></tr><tr><td><p>11</p></td><td><p>118</p></td><td><p>137</p></td><td><p>149</p></td><td><p>177</p></td><td><p>263</p></td><td><p>356</p></td><td><p>435</p></td></tr><tr><td><p>12</p></td><td><p>117</p></td><td><p>136</p></td><td><p>148</p></td><td><p>176</p></td><td><p>262</p></td><td><p>355</p></td><td><p>381</p></td></tr><tr><td><p>13</p></td><td><p>116</p></td><td><p>134</p></td><td><p>147</p></td><td><p>174</p></td><td><p>260</p></td><td><p>353</p></td><td><p>353</p></td></tr><tr><td><p>14</p></td><td><p>114</p></td><td><p>133</p></td><td><p>145</p></td><td><p>173</p></td><td><p>258</p></td><td><p>352</p></td><td><p>352</p></td></tr><tr><td><p>15</p></td><td><p>112</p></td><td><p>131</p></td><td><p>143</p></td><td><p>171</p></td><td><p>257</p></td><td><p>350</p></td><td><p>350</p></td></tr><tr><td><p>16</p></td><td><p>110</p></td><td><p>129</p></td><td><p>141</p></td><td><p>169</p></td><td><p>254</p></td><td><p>348</p></td><td><p>348</p></td></tr><tr><td><p>17</p></td><td><p>108</p></td><td><p>127</p></td><td><p>139</p></td><td><p>167</p></td><td><p>253</p></td><td><p>346</p></td><td><p>346</p></td></tr><tr><td><p>18</p></td><td><p>106</p></td><td><p>125</p></td><td><p>137</p></td><td><p>165</p></td><td><p>251</p></td><td><p>344</p></td><td><p>344</p></td></tr><tr><td><p>19</p></td><td><p>104</p></td><td><p>123</p></td><td><p>135</p></td><td><p>163</p></td><td><p>249</p></td><td><p>342</p></td><td><p>342</p></td></tr><tr><td><p>20</p></td><td><p>102</p></td><td><p>121</p></td><td><p>134</p></td><td><p>161</p></td><td><p>247</p></td><td><p>340</p></td><td><p>340</p></td></tr><tr><td><p>21</p></td><td><p>101</p></td><td><p>119</p></td><td><p>132</p></td><td><p>159</p></td><td><p>245</p></td><td><p>339</p></td><td><p>339</p></td></tr><tr><td><p>22</p></td><td><p>99</p></td><td><p>118</p></td><td><p>130</p></td><td><p>158</p></td><td><p>244</p></td><td><p>337</p></td><td><p>337</p></td></tr><tr><td><p>23</p></td><td><p>97</p></td><td><p>116</p></td><td><p>128</p></td><td><p>156</p></td><td><p>242</p></td><td><p>335</p></td><td><p>335</p></td></tr><tr><td><p>24</p></td><td><p>95</p></td><td><p>114</p></td><td><p>126</p></td><td><p>154</p></td><td><p>240</p></td><td><p>333</p></td><td><p>333</p></td></tr><tr><td><p>25</p></td><td><p>93</p></td><td><p>112</p></td><td><p>124</p></td><td><p>152</p></td><td><p>238</p></td><td><p>331</p></td><td><p>331</p></td></tr><tr><td><p>26</p></td><td><p>92</p></td><td><p>110</p></td><td><p>123</p></td><td><p>150</p></td><td><p>236</p></td><td><p>329</p></td><td><p>329</p></td></tr><tr><td><p>27</p></td><td><p>90</p></td><td><p>108</p></td><td><p>121</p></td><td><p>148</p></td><td><p>234</p></td><td><p>328</p></td><td><p>328</p></td></tr><tr><td><p>28</p></td><td><p>88</p></td><td><p>107</p></td><td><p>119</p></td><td><p>147</p></td><td><p>233</p></td><td><p>326</p></td><td><p>326</p></td></tr><tr><td><p>29</p></td><td><p>86</p></td><td><p>105</p></td><td><p>117</p></td><td><p>145</p></td><td><p>231</p></td><td><p>324</p></td><td><p>324</p></td></tr><tr><td><p>30</p></td><td><p>85</p></td><td><p>103</p></td><td><p>116</p></td><td><p>143</p></td><td><p>229</p></td><td><p>323</p></td><td><p>323</p></td></tr></tbody></table> 3.24 Real <table><col/><col/><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>Duration (in years)</p></td><td><p>Credit quality step 0</p></td><td><p>Credit quality step 1</p></td><td><p>Credit quality step 2</p></td><td><p>Credit quality step 3</p></td><td><p>Credit quality step 4</p></td><td><p>Credit quality step 5</p></td><td><p>Credit quality step 6</p></td></tr><tr><td><p>1</p></td><td><p>163</p></td><td><p>175</p></td><td><p>181</p></td><td><p>202</p></td><td><p>320</p></td><td><p>415</p></td><td><p>3&#160;676</p></td></tr><tr><td><p>2</p></td><td><p>172</p></td><td><p>184</p></td><td><p>190</p></td><td><p>211</p></td><td><p>329</p></td><td><p>424</p></td><td><p>2&#160;722</p></td></tr><tr><td><p>3</p></td><td><p>176</p></td><td><p>189</p></td><td><p>197</p></td><td><p>221</p></td><td><p>328</p></td><td><p>423</p></td><td><p>2&#160;052</p></td></tr><tr><td><p>4</p></td><td><p>178</p></td><td><p>191</p></td><td><p>202</p></td><td><p>226</p></td><td><p>327</p></td><td><p>421</p></td><td><p>1&#160;587</p></td></tr><tr><td><p>5</p></td><td><p>179</p></td><td><p>194</p></td><td><p>205</p></td><td><p>228</p></td><td><p>328</p></td><td><p>421</p></td><td><p>1&#160;258</p></td></tr><tr><td><p>6</p></td><td><p>180</p></td><td><p>195</p></td><td><p>207</p></td><td><p>231</p></td><td><p>327</p></td><td><p>420</p></td><td><p>1&#160;021</p></td></tr><tr><td><p>7</p></td><td><p>180</p></td><td><p>197</p></td><td><p>207</p></td><td><p>232</p></td><td><p>326</p></td><td><p>419</p></td><td><p>844</p></td></tr><tr><td><p>8</p></td><td><p>179</p></td><td><p>196</p></td><td><p>207</p></td><td><p>233</p></td><td><p>325</p></td><td><p>418</p></td><td><p>710</p></td></tr><tr><td><p>9</p></td><td><p>178</p></td><td><p>196</p></td><td><p>208</p></td><td><p>235</p></td><td><p>324</p></td><td><p>417</p></td><td><p>605</p></td></tr><tr><td><p>10</p></td><td><p>178</p></td><td><p>196</p></td><td><p>208</p></td><td><p>236</p></td><td><p>323</p></td><td><p>416</p></td><td><p>521</p></td></tr><tr><td><p>11</p></td><td><p>176</p></td><td><p>195</p></td><td><p>207</p></td><td><p>235</p></td><td><p>321</p></td><td><p>414</p></td><td><p>452</p></td></tr><tr><td><p>12</p></td><td><p>174</p></td><td><p>193</p></td><td><p>205</p></td><td><p>233</p></td><td><p>319</p></td><td><p>412</p></td><td><p>412</p></td></tr><tr><td><p>13</p></td><td><p>171</p></td><td><p>190</p></td><td><p>203</p></td><td><p>230</p></td><td><p>316</p></td><td><p>409</p></td><td><p>409</p></td></tr><tr><td><p>14</p></td><td><p>169</p></td><td><p>187</p></td><td><p>200</p></td><td><p>227</p></td><td><p>313</p></td><td><p>407</p></td><td><p>407</p></td></tr><tr><td><p>15</p></td><td><p>166</p></td><td><p>184</p></td><td><p>197</p></td><td><p>224</p></td><td><p>310</p></td><td><p>404</p></td><td><p>404</p></td></tr><tr><td><p>16</p></td><td><p>163</p></td><td><p>181</p></td><td><p>194</p></td><td><p>221</p></td><td><p>307</p></td><td><p>401</p></td><td><p>401</p></td></tr><tr><td><p>17</p></td><td><p>160</p></td><td><p>178</p></td><td><p>191</p></td><td><p>218</p></td><td><p>304</p></td><td><p>398</p></td><td><p>398</p></td></tr><tr><td><p>18</p></td><td><p>157</p></td><td><p>176</p></td><td><p>188</p></td><td><p>216</p></td><td><p>301</p></td><td><p>395</p></td><td><p>395</p></td></tr><tr><td><p>19</p></td><td><p>154</p></td><td><p>173</p></td><td><p>185</p></td><td><p>213</p></td><td><p>299</p></td><td><p>392</p></td><td><p>392</p></td></tr><tr><td><p>20</p></td><td><p>151</p></td><td><p>170</p></td><td><p>182</p></td><td><p>210</p></td><td><p>296</p></td><td><p>389</p></td><td><p>389</p></td></tr><tr><td><p>21</p></td><td><p>148</p></td><td><p>167</p></td><td><p>179</p></td><td><p>207</p></td><td><p>293</p></td><td><p>386</p></td><td><p>386</p></td></tr><tr><td><p>22</p></td><td><p>145</p></td><td><p>164</p></td><td><p>176</p></td><td><p>204</p></td><td><p>290</p></td><td><p>383</p></td><td><p>383</p></td></tr><tr><td><p>23</p></td><td><p>142</p></td><td><p>161</p></td><td><p>173</p></td><td><p>201</p></td><td><p>287</p></td><td><p>380</p></td><td><p>380</p></td></tr><tr><td><p>24</p></td><td><p>139</p></td><td><p>158</p></td><td><p>170</p></td><td><p>198</p></td><td><p>283</p></td><td><p>377</p></td><td><p>377</p></td></tr><tr><td><p>25</p></td><td><p>136</p></td><td><p>154</p></td><td><p>167</p></td><td><p>195</p></td><td><p>280</p></td><td><p>374</p></td><td><p>374</p></td></tr><tr><td><p>26</p></td><td><p>133</p></td><td><p>151</p></td><td><p>164</p></td><td><p>192</p></td><td><p>277</p></td><td><p>371</p></td><td><p>371</p></td></tr><tr><td><p>27</p></td><td><p>130</p></td><td><p>149</p></td><td><p>161</p></td><td><p>189</p></td><td><p>275</p></td><td><p>368</p></td><td><p>368</p></td></tr><tr><td><p>28</p></td><td><p>127</p></td><td><p>146</p></td><td><p>158</p></td><td><p>186</p></td><td><p>272</p></td><td><p>365</p></td><td><p>365</p></td></tr><tr><td><p>29</p></td><td><p>124</p></td><td><p>143</p></td><td><p>155</p></td><td><p>183</p></td><td><p>269</p></td><td><p>362</p></td><td><p>362</p></td></tr><tr><td><p>30</p></td><td><p>122</p></td><td><p>140</p></td><td><p>153</p></td><td><p>180</p></td><td><p>266</p></td><td><p>360</p></td><td><p>360</p></td></tr></tbody></table> 3.25 Renminbi-yuan <table><col/><col/><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>Duration (in years)</p></td><td><p>Credit quality step 0</p></td><td><p>Credit quality step 1</p></td><td><p>Credit quality step 2</p></td><td><p>Credit quality step 3</p></td><td><p>Credit quality step 4</p></td><td><p>Credit quality step 5</p></td><td><p>Credit quality step 6</p></td></tr><tr><td><p>1</p></td><td><p>28</p></td><td><p>40</p></td><td><p>46</p></td><td><p>68</p></td><td><p>185</p></td><td><p>302</p></td><td><p>3&#160;116</p></td></tr><tr><td><p>2</p></td><td><p>29</p></td><td><p>41</p></td><td><p>47</p></td><td><p>68</p></td><td><p>186</p></td><td><p>344</p></td><td><p>2&#160;330</p></td></tr><tr><td><p>3</p></td><td><p>28</p></td><td><p>41</p></td><td><p>50</p></td><td><p>73</p></td><td><p>181</p></td><td><p>360</p></td><td><p>1&#160;765</p></td></tr><tr><td><p>4</p></td><td><p>28</p></td><td><p>42</p></td><td><p>52</p></td><td><p>77</p></td><td><p>178</p></td><td><p>361</p></td><td><p>1&#160;367</p></td></tr><tr><td><p>5</p></td><td><p>29</p></td><td><p>44</p></td><td><p>55</p></td><td><p>78</p></td><td><p>178</p></td><td><p>352</p></td><td><p>1&#160;085</p></td></tr><tr><td><p>6</p></td><td><p>30</p></td><td><p>45</p></td><td><p>57</p></td><td><p>81</p></td><td><p>177</p></td><td><p>339</p></td><td><p>881</p></td></tr><tr><td><p>7</p></td><td><p>30</p></td><td><p>47</p></td><td><p>58</p></td><td><p>82</p></td><td><p>176</p></td><td><p>323</p></td><td><p>729</p></td></tr><tr><td><p>8</p></td><td><p>30</p></td><td><p>47</p></td><td><p>58</p></td><td><p>84</p></td><td><p>175</p></td><td><p>307</p></td><td><p>613</p></td></tr><tr><td><p>9</p></td><td><p>29</p></td><td><p>47</p></td><td><p>59</p></td><td><p>86</p></td><td><p>175</p></td><td><p>289</p></td><td><p>523</p></td></tr><tr><td><p>10</p></td><td><p>29</p></td><td><p>47</p></td><td><p>60</p></td><td><p>87</p></td><td><p>174</p></td><td><p>272</p></td><td><p>450</p></td></tr><tr><td><p>11</p></td><td><p>28</p></td><td><p>47</p></td><td><p>60</p></td><td><p>87</p></td><td><p>173</p></td><td><p>267</p></td><td><p>391</p></td></tr><tr><td><p>12</p></td><td><p>28</p></td><td><p>47</p></td><td><p>59</p></td><td><p>87</p></td><td><p>173</p></td><td><p>266</p></td><td><p>342</p></td></tr><tr><td><p>13</p></td><td><p>28</p></td><td><p>46</p></td><td><p>59</p></td><td><p>86</p></td><td><p>172</p></td><td><p>265</p></td><td><p>302</p></td></tr><tr><td><p>14</p></td><td><p>27</p></td><td><p>46</p></td><td><p>58</p></td><td><p>86</p></td><td><p>172</p></td><td><p>265</p></td><td><p>267</p></td></tr><tr><td><p>15</p></td><td><p>27</p></td><td><p>46</p></td><td><p>58</p></td><td><p>86</p></td><td><p>172</p></td><td><p>265</p></td><td><p>265</p></td></tr><tr><td><p>16</p></td><td><p>27</p></td><td><p>45</p></td><td><p>58</p></td><td><p>86</p></td><td><p>171</p></td><td><p>265</p></td><td><p>265</p></td></tr><tr><td><p>17</p></td><td><p>27</p></td><td><p>45</p></td><td><p>58</p></td><td><p>86</p></td><td><p>171</p></td><td><p>265</p></td><td><p>265</p></td></tr><tr><td><p>18</p></td><td><p>27</p></td><td><p>46</p></td><td><p>58</p></td><td><p>86</p></td><td><p>172</p></td><td><p>265</p></td><td><p>265</p></td></tr><tr><td><p>19</p></td><td><p>27</p></td><td><p>46</p></td><td><p>58</p></td><td><p>86</p></td><td><p>172</p></td><td><p>265</p></td><td><p>265</p></td></tr><tr><td><p>20</p></td><td><p>27</p></td><td><p>46</p></td><td><p>58</p></td><td><p>86</p></td><td><p>172</p></td><td><p>265</p></td><td><p>265</p></td></tr><tr><td><p>21</p></td><td><p>27</p></td><td><p>46</p></td><td><p>58</p></td><td><p>86</p></td><td><p>172</p></td><td><p>265</p></td><td><p>265</p></td></tr><tr><td><p>22</p></td><td><p>27</p></td><td><p>46</p></td><td><p>58</p></td><td><p>86</p></td><td><p>172</p></td><td><p>265</p></td><td><p>265</p></td></tr><tr><td><p>23</p></td><td><p>27</p></td><td><p>46</p></td><td><p>59</p></td><td><p>86</p></td><td><p>171</p></td><td><p>265</p></td><td><p>265</p></td></tr><tr><td><p>24</p></td><td><p>27</p></td><td><p>45</p></td><td><p>62</p></td><td><p>85</p></td><td><p>171</p></td><td><p>265</p></td><td><p>265</p></td></tr><tr><td><p>25</p></td><td><p>26</p></td><td><p>45</p></td><td><p>65</p></td><td><p>85</p></td><td><p>171</p></td><td><p>264</p></td><td><p>264</p></td></tr><tr><td><p>26</p></td><td><p>26</p></td><td><p>45</p></td><td><p>67</p></td><td><p>85</p></td><td><p>171</p></td><td><p>264</p></td><td><p>264</p></td></tr><tr><td><p>27</p></td><td><p>26</p></td><td><p>44</p></td><td><p>70</p></td><td><p>84</p></td><td><p>170</p></td><td><p>264</p></td><td><p>264</p></td></tr><tr><td><p>28</p></td><td><p>25</p></td><td><p>44</p></td><td><p>72</p></td><td><p>84</p></td><td><p>170</p></td><td><p>263</p></td><td><p>263</p></td></tr><tr><td><p>29</p></td><td><p>25</p></td><td><p>44</p></td><td><p>74</p></td><td><p>84</p></td><td><p>170</p></td><td><p>263</p></td><td><p>263</p></td></tr><tr><td><p>30</p></td><td><p>25</p></td><td><p>43</p></td><td><p>78</p></td><td><p>83</p></td><td><p>169</p></td><td><p>263</p></td><td><p>263</p></td></tr></tbody></table> 3.26 Ringgit <table><col/><col/><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>Duration (in years)</p></td><td><p>Credit quality step 0</p></td><td><p>Credit quality step 1</p></td><td><p>Credit quality step 2</p></td><td><p>Credit quality step 3</p></td><td><p>Credit quality step 4</p></td><td><p>Credit quality step 5</p></td><td><p>Credit quality step 6</p></td></tr><tr><td><p>1</p></td><td><p>25</p></td><td><p>37</p></td><td><p>44</p></td><td><p>65</p></td><td><p>182</p></td><td><p>307</p></td><td><p>3&#160;178</p></td></tr><tr><td><p>2</p></td><td><p>27</p></td><td><p>39</p></td><td><p>45</p></td><td><p>67</p></td><td><p>184</p></td><td><p>352</p></td><td><p>2&#160;385</p></td></tr><tr><td><p>3</p></td><td><p>28</p></td><td><p>41</p></td><td><p>49</p></td><td><p>73</p></td><td><p>180</p></td><td><p>368</p></td><td><p>1&#160;809</p></td></tr><tr><td><p>4</p></td><td><p>29</p></td><td><p>43</p></td><td><p>53</p></td><td><p>78</p></td><td><p>179</p></td><td><p>369</p></td><td><p>1&#160;402</p></td></tr><tr><td><p>5</p></td><td><p>31</p></td><td><p>46</p></td><td><p>57</p></td><td><p>81</p></td><td><p>180</p></td><td><p>361</p></td><td><p>1&#160;113</p></td></tr><tr><td><p>6</p></td><td><p>33</p></td><td><p>49</p></td><td><p>60</p></td><td><p>84</p></td><td><p>180</p></td><td><p>348</p></td><td><p>904</p></td></tr><tr><td><p>7</p></td><td><p>35</p></td><td><p>52</p></td><td><p>62</p></td><td><p>87</p></td><td><p>181</p></td><td><p>332</p></td><td><p>748</p></td></tr><tr><td><p>8</p></td><td><p>35</p></td><td><p>52</p></td><td><p>63</p></td><td><p>89</p></td><td><p>181</p></td><td><p>315</p></td><td><p>629</p></td></tr><tr><td><p>9</p></td><td><p>36</p></td><td><p>54</p></td><td><p>65</p></td><td><p>92</p></td><td><p>181</p></td><td><p>297</p></td><td><p>536</p></td></tr><tr><td><p>10</p></td><td><p>36</p></td><td><p>55</p></td><td><p>67</p></td><td><p>95</p></td><td><p>181</p></td><td><p>279</p></td><td><p>462</p></td></tr><tr><td><p>11</p></td><td><p>37</p></td><td><p>56</p></td><td><p>68</p></td><td><p>96</p></td><td><p>182</p></td><td><p>275</p></td><td><p>401</p></td></tr><tr><td><p>12</p></td><td><p>37</p></td><td><p>56</p></td><td><p>68</p></td><td><p>96</p></td><td><p>182</p></td><td><p>275</p></td><td><p>351</p></td></tr><tr><td><p>13</p></td><td><p>37</p></td><td><p>56</p></td><td><p>69</p></td><td><p>96</p></td><td><p>182</p></td><td><p>275</p></td><td><p>310</p></td></tr><tr><td><p>14</p></td><td><p>37</p></td><td><p>56</p></td><td><p>68</p></td><td><p>96</p></td><td><p>182</p></td><td><p>275</p></td><td><p>275</p></td></tr><tr><td><p>15</p></td><td><p>37</p></td><td><p>56</p></td><td><p>68</p></td><td><p>96</p></td><td><p>182</p></td><td><p>275</p></td><td><p>275</p></td></tr><tr><td><p>16</p></td><td><p>37</p></td><td><p>56</p></td><td><p>68</p></td><td><p>96</p></td><td><p>182</p></td><td><p>275</p></td><td><p>275</p></td></tr><tr><td><p>17</p></td><td><p>37</p></td><td><p>56</p></td><td><p>68</p></td><td><p>96</p></td><td><p>182</p></td><td><p>275</p></td><td><p>275</p></td></tr><tr><td><p>18</p></td><td><p>37</p></td><td><p>56</p></td><td><p>68</p></td><td><p>96</p></td><td><p>182</p></td><td><p>275</p></td><td><p>275</p></td></tr><tr><td><p>19</p></td><td><p>37</p></td><td><p>56</p></td><td><p>68</p></td><td><p>96</p></td><td><p>182</p></td><td><p>275</p></td><td><p>275</p></td></tr><tr><td><p>20</p></td><td><p>38</p></td><td><p>56</p></td><td><p>69</p></td><td><p>96</p></td><td><p>182</p></td><td><p>276</p></td><td><p>276</p></td></tr><tr><td><p>21</p></td><td><p>38</p></td><td><p>56</p></td><td><p>69</p></td><td><p>97</p></td><td><p>182</p></td><td><p>276</p></td><td><p>276</p></td></tr><tr><td><p>22</p></td><td><p>38</p></td><td><p>56</p></td><td><p>69</p></td><td><p>96</p></td><td><p>182</p></td><td><p>276</p></td><td><p>276</p></td></tr><tr><td><p>23</p></td><td><p>37</p></td><td><p>56</p></td><td><p>68</p></td><td><p>96</p></td><td><p>182</p></td><td><p>275</p></td><td><p>275</p></td></tr><tr><td><p>24</p></td><td><p>37</p></td><td><p>56</p></td><td><p>68</p></td><td><p>96</p></td><td><p>182</p></td><td><p>275</p></td><td><p>275</p></td></tr><tr><td><p>25</p></td><td><p>37</p></td><td><p>55</p></td><td><p>68</p></td><td><p>95</p></td><td><p>181</p></td><td><p>274</p></td><td><p>274</p></td></tr><tr><td><p>26</p></td><td><p>36</p></td><td><p>55</p></td><td><p>69</p></td><td><p>95</p></td><td><p>181</p></td><td><p>274</p></td><td><p>274</p></td></tr><tr><td><p>27</p></td><td><p>35</p></td><td><p>54</p></td><td><p>71</p></td><td><p>94</p></td><td><p>180</p></td><td><p>273</p></td><td><p>273</p></td></tr><tr><td><p>28</p></td><td><p>35</p></td><td><p>54</p></td><td><p>73</p></td><td><p>94</p></td><td><p>179</p></td><td><p>273</p></td><td><p>273</p></td></tr><tr><td><p>29</p></td><td><p>34</p></td><td><p>53</p></td><td><p>77</p></td><td><p>93</p></td><td><p>179</p></td><td><p>272</p></td><td><p>272</p></td></tr><tr><td><p>30</p></td><td><p>34</p></td><td><p>52</p></td><td><p>79</p></td><td><p>92</p></td><td><p>178</p></td><td><p>272</p></td><td><p>272</p></td></tr></tbody></table> 3.27 Russian rouble <table><col/><col/><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>Duration (in years)</p></td><td><p>Credit quality step 0</p></td><td><p>Credit quality step 1</p></td><td><p>Credit quality step 2</p></td><td><p>Credit quality step 3</p></td><td><p>Credit quality step 4</p></td><td><p>Credit quality step 5</p></td><td><p>Credit quality step 6</p></td></tr><tr><td><p>1</p></td><td><p>123</p></td><td><p>135</p></td><td><p>141</p></td><td><p>163</p></td><td><p>280</p></td><td><p>375</p></td><td><p>3&#160;537</p></td></tr><tr><td><p>2</p></td><td><p>122</p></td><td><p>134</p></td><td><p>140</p></td><td><p>161</p></td><td><p>279</p></td><td><p>387</p></td><td><p>2&#160;656</p></td></tr><tr><td><p>3</p></td><td><p>120</p></td><td><p>133</p></td><td><p>141</p></td><td><p>165</p></td><td><p>272</p></td><td><p>405</p></td><td><p>2&#160;012</p></td></tr><tr><td><p>4</p></td><td><p>120</p></td><td><p>133</p></td><td><p>143</p></td><td><p>168</p></td><td><p>269</p></td><td><p>406</p></td><td><p>1&#160;557</p></td></tr><tr><td><p>5</p></td><td><p>120</p></td><td><p>134</p></td><td><p>146</p></td><td><p>169</p></td><td><p>269</p></td><td><p>396</p></td><td><p>1&#160;234</p></td></tr><tr><td><p>6</p></td><td><p>120</p></td><td><p>136</p></td><td><p>147</p></td><td><p>171</p></td><td><p>267</p></td><td><p>382</p></td><td><p>1&#160;000</p></td></tr><tr><td><p>7</p></td><td><p>120</p></td><td><p>137</p></td><td><p>148</p></td><td><p>172</p></td><td><p>266</p></td><td><p>364</p></td><td><p>826</p></td></tr><tr><td><p>8</p></td><td><p>120</p></td><td><p>137</p></td><td><p>148</p></td><td><p>174</p></td><td><p>265</p></td><td><p>359</p></td><td><p>694</p></td></tr><tr><td><p>9</p></td><td><p>119</p></td><td><p>137</p></td><td><p>148</p></td><td><p>175</p></td><td><p>264</p></td><td><p>358</p></td><td><p>590</p></td></tr><tr><td><p>10</p></td><td><p>119</p></td><td><p>137</p></td><td><p>149</p></td><td><p>177</p></td><td><p>264</p></td><td><p>357</p></td><td><p>508</p></td></tr><tr><td><p>11</p></td><td><p>118</p></td><td><p>137</p></td><td><p>149</p></td><td><p>177</p></td><td><p>263</p></td><td><p>356</p></td><td><p>441</p></td></tr><tr><td><p>12</p></td><td><p>117</p></td><td><p>136</p></td><td><p>148</p></td><td><p>176</p></td><td><p>262</p></td><td><p>355</p></td><td><p>386</p></td></tr><tr><td><p>13</p></td><td><p>116</p></td><td><p>135</p></td><td><p>147</p></td><td><p>175</p></td><td><p>261</p></td><td><p>354</p></td><td><p>354</p></td></tr><tr><td><p>14</p></td><td><p>115</p></td><td><p>133</p></td><td><p>146</p></td><td><p>173</p></td><td><p>259</p></td><td><p>353</p></td><td><p>353</p></td></tr><tr><td><p>15</p></td><td><p>113</p></td><td><p>131</p></td><td><p>144</p></td><td><p>171</p></td><td><p>257</p></td><td><p>351</p></td><td><p>351</p></td></tr><tr><td><p>16</p></td><td><p>111</p></td><td><p>129</p></td><td><p>142</p></td><td><p>169</p></td><td><p>255</p></td><td><p>349</p></td><td><p>349</p></td></tr><tr><td><p>17</p></td><td><p>108</p></td><td><p>127</p></td><td><p>139</p></td><td><p>167</p></td><td><p>253</p></td><td><p>346</p></td><td><p>346</p></td></tr><tr><td><p>18</p></td><td><p>106</p></td><td><p>125</p></td><td><p>137</p></td><td><p>165</p></td><td><p>251</p></td><td><p>344</p></td><td><p>344</p></td></tr><tr><td><p>19</p></td><td><p>104</p></td><td><p>123</p></td><td><p>135</p></td><td><p>163</p></td><td><p>249</p></td><td><p>342</p></td><td><p>342</p></td></tr><tr><td><p>20</p></td><td><p>102</p></td><td><p>121</p></td><td><p>133</p></td><td><p>161</p></td><td><p>247</p></td><td><p>340</p></td><td><p>340</p></td></tr><tr><td><p>21</p></td><td><p>100</p></td><td><p>119</p></td><td><p>131</p></td><td><p>159</p></td><td><p>244</p></td><td><p>338</p></td><td><p>338</p></td></tr><tr><td><p>22</p></td><td><p>98</p></td><td><p>116</p></td><td><p>129</p></td><td><p>156</p></td><td><p>242</p></td><td><p>336</p></td><td><p>336</p></td></tr><tr><td><p>23</p></td><td><p>95</p></td><td><p>114</p></td><td><p>127</p></td><td><p>154</p></td><td><p>240</p></td><td><p>333</p></td><td><p>333</p></td></tr><tr><td><p>24</p></td><td><p>93</p></td><td><p>112</p></td><td><p>124</p></td><td><p>152</p></td><td><p>238</p></td><td><p>331</p></td><td><p>331</p></td></tr><tr><td><p>25</p></td><td><p>91</p></td><td><p>110</p></td><td><p>122</p></td><td><p>150</p></td><td><p>236</p></td><td><p>329</p></td><td><p>329</p></td></tr><tr><td><p>26</p></td><td><p>89</p></td><td><p>108</p></td><td><p>120</p></td><td><p>148</p></td><td><p>234</p></td><td><p>327</p></td><td><p>327</p></td></tr><tr><td><p>27</p></td><td><p>87</p></td><td><p>105</p></td><td><p>118</p></td><td><p>146</p></td><td><p>231</p></td><td><p>325</p></td><td><p>325</p></td></tr><tr><td><p>28</p></td><td><p>85</p></td><td><p>103</p></td><td><p>116</p></td><td><p>143</p></td><td><p>229</p></td><td><p>323</p></td><td><p>323</p></td></tr><tr><td><p>29</p></td><td><p>83</p></td><td><p>101</p></td><td><p>114</p></td><td><p>141</p></td><td><p>227</p></td><td><p>321</p></td><td><p>321</p></td></tr><tr><td><p>30</p></td><td><p>81</p></td><td><p>99</p></td><td><p>112</p></td><td><p>140</p></td><td><p>225</p></td><td><p>319</p></td><td><p>319</p></td></tr></tbody></table> 3.28 Singapore dollar <table><col/><col/><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>Duration (in years)</p></td><td><p>Credit quality step 0</p></td><td><p>Credit quality step 1</p></td><td><p>Credit quality step 2</p></td><td><p>Credit quality step 3</p></td><td><p>Credit quality step 4</p></td><td><p>Credit quality step 5</p></td><td><p>Credit quality step 6</p></td></tr><tr><td><p>1</p></td><td><p>0</p></td><td><p>9</p></td><td><p>15</p></td><td><p>36</p></td><td><p>154</p></td><td><p>309</p></td><td><p>3&#160;196</p></td></tr><tr><td><p>2</p></td><td><p>0</p></td><td><p>10</p></td><td><p>17</p></td><td><p>38</p></td><td><p>155</p></td><td><p>352</p></td><td><p>2&#160;392</p></td></tr><tr><td><p>3</p></td><td><p>1</p></td><td><p>12</p></td><td><p>20</p></td><td><p>44</p></td><td><p>152</p></td><td><p>368</p></td><td><p>1&#160;810</p></td></tr><tr><td><p>4</p></td><td><p>1</p></td><td><p>14</p></td><td><p>24</p></td><td><p>49</p></td><td><p>150</p></td><td><p>368</p></td><td><p>1&#160;399</p></td></tr><tr><td><p>5</p></td><td><p>2</p></td><td><p>17</p></td><td><p>28</p></td><td><p>52</p></td><td><p>151</p></td><td><p>359</p></td><td><p>1&#160;109</p></td></tr><tr><td><p>6</p></td><td><p>4</p></td><td><p>20</p></td><td><p>31</p></td><td><p>55</p></td><td><p>152</p></td><td><p>345</p></td><td><p>899</p></td></tr><tr><td><p>7</p></td><td><p>6</p></td><td><p>23</p></td><td><p>33</p></td><td><p>58</p></td><td><p>152</p></td><td><p>329</p></td><td><p>743</p></td></tr><tr><td><p>8</p></td><td><p>6</p></td><td><p>23</p></td><td><p>34</p></td><td><p>60</p></td><td><p>152</p></td><td><p>311</p></td><td><p>624</p></td></tr><tr><td><p>9</p></td><td><p>6</p></td><td><p>24</p></td><td><p>36</p></td><td><p>63</p></td><td><p>152</p></td><td><p>293</p></td><td><p>531</p></td></tr><tr><td><p>10</p></td><td><p>6</p></td><td><p>25</p></td><td><p>37</p></td><td><p>65</p></td><td><p>152</p></td><td><p>276</p></td><td><p>457</p></td></tr><tr><td><p>11</p></td><td><p>6</p></td><td><p>25</p></td><td><p>38</p></td><td><p>65</p></td><td><p>151</p></td><td><p>259</p></td><td><p>397</p></td></tr><tr><td><p>12</p></td><td><p>6</p></td><td><p>25</p></td><td><p>37</p></td><td><p>65</p></td><td><p>151</p></td><td><p>244</p></td><td><p>347</p></td></tr><tr><td><p>13</p></td><td><p>6</p></td><td><p>25</p></td><td><p>37</p></td><td><p>65</p></td><td><p>151</p></td><td><p>244</p></td><td><p>306</p></td></tr><tr><td><p>14</p></td><td><p>6</p></td><td><p>24</p></td><td><p>38</p></td><td><p>65</p></td><td><p>150</p></td><td><p>244</p></td><td><p>271</p></td></tr><tr><td><p>15</p></td><td><p>6</p></td><td><p>24</p></td><td><p>40</p></td><td><p>64</p></td><td><p>150</p></td><td><p>244</p></td><td><p>244</p></td></tr><tr><td><p>16</p></td><td><p>6</p></td><td><p>24</p></td><td><p>43</p></td><td><p>64</p></td><td><p>150</p></td><td><p>243</p></td><td><p>243</p></td></tr><tr><td><p>17</p></td><td><p>6</p></td><td><p>24</p></td><td><p>46</p></td><td><p>64</p></td><td><p>150</p></td><td><p>243</p></td><td><p>243</p></td></tr><tr><td><p>18</p></td><td><p>7</p></td><td><p>24</p></td><td><p>48</p></td><td><p>64</p></td><td><p>150</p></td><td><p>243</p></td><td><p>243</p></td></tr><tr><td><p>19</p></td><td><p>7</p></td><td><p>24</p></td><td><p>50</p></td><td><p>64</p></td><td><p>150</p></td><td><p>244</p></td><td><p>244</p></td></tr><tr><td><p>20</p></td><td><p>7</p></td><td><p>25</p></td><td><p>53</p></td><td><p>65</p></td><td><p>151</p></td><td><p>244</p></td><td><p>244</p></td></tr><tr><td><p>21</p></td><td><p>7</p></td><td><p>25</p></td><td><p>55</p></td><td><p>65</p></td><td><p>151</p></td><td><p>244</p></td><td><p>244</p></td></tr><tr><td><p>22</p></td><td><p>9</p></td><td><p>25</p></td><td><p>58</p></td><td><p>65</p></td><td><p>151</p></td><td><p>245</p></td><td><p>245</p></td></tr><tr><td><p>23</p></td><td><p>9</p></td><td><p>26</p></td><td><p>61</p></td><td><p>66</p></td><td><p>152</p></td><td><p>245</p></td><td><p>245</p></td></tr><tr><td><p>24</p></td><td><p>10</p></td><td><p>26</p></td><td><p>62</p></td><td><p>66</p></td><td><p>152</p></td><td><p>245</p></td><td><p>245</p></td></tr><tr><td><p>25</p></td><td><p>10</p></td><td><p>26</p></td><td><p>65</p></td><td><p>67</p></td><td><p>152</p></td><td><p>245</p></td><td><p>245</p></td></tr><tr><td><p>26</p></td><td><p>10</p></td><td><p>26</p></td><td><p>67</p></td><td><p>69</p></td><td><p>152</p></td><td><p>245</p></td><td><p>245</p></td></tr><tr><td><p>27</p></td><td><p>11</p></td><td><p>26</p></td><td><p>70</p></td><td><p>71</p></td><td><p>152</p></td><td><p>245</p></td><td><p>245</p></td></tr><tr><td><p>28</p></td><td><p>11</p></td><td><p>26</p></td><td><p>72</p></td><td><p>73</p></td><td><p>152</p></td><td><p>245</p></td><td><p>245</p></td></tr><tr><td><p>29</p></td><td><p>11</p></td><td><p>26</p></td><td><p>75</p></td><td><p>75</p></td><td><p>152</p></td><td><p>245</p></td><td><p>245</p></td></tr><tr><td><p>30</p></td><td><p>12</p></td><td><p>26</p></td><td><p>78</p></td><td><p>77</p></td><td><p>152</p></td><td><p>245</p></td><td><p>245</p></td></tr></tbody></table> 3.29 South Korean won <table><col/><col/><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>Duration (in years)</p></td><td><p>Credit quality step 0</p></td><td><p>Credit quality step 1</p></td><td><p>Credit quality step 2</p></td><td><p>Credit quality step 3</p></td><td><p>Credit quality step 4</p></td><td><p>Credit quality step 5</p></td><td><p>Credit quality step 6</p></td></tr><tr><td><p>1</p></td><td><p>31</p></td><td><p>43</p></td><td><p>50</p></td><td><p>71</p></td><td><p>188</p></td><td><p>311</p></td><td><p>3&#160;224</p></td></tr><tr><td><p>2</p></td><td><p>32</p></td><td><p>44</p></td><td><p>50</p></td><td><p>71</p></td><td><p>189</p></td><td><p>355</p></td><td><p>2&#160;412</p></td></tr><tr><td><p>3</p></td><td><p>30</p></td><td><p>43</p></td><td><p>52</p></td><td><p>75</p></td><td><p>183</p></td><td><p>371</p></td><td><p>1&#160;823</p></td></tr><tr><td><p>4</p></td><td><p>29</p></td><td><p>43</p></td><td><p>53</p></td><td><p>78</p></td><td><p>179</p></td><td><p>370</p></td><td><p>1&#160;409</p></td></tr><tr><td><p>5</p></td><td><p>29</p></td><td><p>44</p></td><td><p>55</p></td><td><p>79</p></td><td><p>178</p></td><td><p>361</p></td><td><p>1&#160;117</p></td></tr><tr><td><p>6</p></td><td><p>32</p></td><td><p>48</p></td><td><p>59</p></td><td><p>83</p></td><td><p>179</p></td><td><p>347</p></td><td><p>905</p></td></tr><tr><td><p>7</p></td><td><p>30</p></td><td><p>47</p></td><td><p>57</p></td><td><p>82</p></td><td><p>176</p></td><td><p>331</p></td><td><p>748</p></td></tr><tr><td><p>8</p></td><td><p>33</p></td><td><p>51</p></td><td><p>62</p></td><td><p>87</p></td><td><p>179</p></td><td><p>313</p></td><td><p>628</p></td></tr><tr><td><p>9</p></td><td><p>33</p></td><td><p>51</p></td><td><p>62</p></td><td><p>89</p></td><td><p>178</p></td><td><p>295</p></td><td><p>534</p></td></tr><tr><td><p>10</p></td><td><p>28</p></td><td><p>46</p></td><td><p>59</p></td><td><p>86</p></td><td><p>173</p></td><td><p>277</p></td><td><p>459</p></td></tr><tr><td><p>11</p></td><td><p>24</p></td><td><p>42</p></td><td><p>55</p></td><td><p>82</p></td><td><p>169</p></td><td><p>262</p></td><td><p>399</p></td></tr><tr><td><p>12</p></td><td><p>21</p></td><td><p>39</p></td><td><p>52</p></td><td><p>80</p></td><td><p>165</p></td><td><p>259</p></td><td><p>349</p></td></tr><tr><td><p>13</p></td><td><p>18</p></td><td><p>37</p></td><td><p>50</p></td><td><p>77</p></td><td><p>163</p></td><td><p>256</p></td><td><p>307</p></td></tr><tr><td><p>14</p></td><td><p>17</p></td><td><p>35</p></td><td><p>48</p></td><td><p>75</p></td><td><p>161</p></td><td><p>255</p></td><td><p>272</p></td></tr><tr><td><p>15</p></td><td><p>15</p></td><td><p>34</p></td><td><p>46</p></td><td><p>74</p></td><td><p>160</p></td><td><p>253</p></td><td><p>253</p></td></tr><tr><td><p>16</p></td><td><p>14</p></td><td><p>32</p></td><td><p>45</p></td><td><p>72</p></td><td><p>158</p></td><td><p>252</p></td><td><p>252</p></td></tr><tr><td><p>17</p></td><td><p>13</p></td><td><p>32</p></td><td><p>46</p></td><td><p>72</p></td><td><p>158</p></td><td><p>251</p></td><td><p>251</p></td></tr><tr><td><p>18</p></td><td><p>12</p></td><td><p>31</p></td><td><p>48</p></td><td><p>71</p></td><td><p>157</p></td><td><p>250</p></td><td><p>250</p></td></tr><tr><td><p>19</p></td><td><p>12</p></td><td><p>31</p></td><td><p>50</p></td><td><p>71</p></td><td><p>157</p></td><td><p>250</p></td><td><p>250</p></td></tr><tr><td><p>20</p></td><td><p>12</p></td><td><p>31</p></td><td><p>53</p></td><td><p>71</p></td><td><p>157</p></td><td><p>250</p></td><td><p>250</p></td></tr><tr><td><p>21</p></td><td><p>12</p></td><td><p>31</p></td><td><p>55</p></td><td><p>71</p></td><td><p>157</p></td><td><p>250</p></td><td><p>250</p></td></tr><tr><td><p>22</p></td><td><p>12</p></td><td><p>31</p></td><td><p>58</p></td><td><p>71</p></td><td><p>157</p></td><td><p>250</p></td><td><p>250</p></td></tr><tr><td><p>23</p></td><td><p>12</p></td><td><p>31</p></td><td><p>61</p></td><td><p>71</p></td><td><p>156</p></td><td><p>250</p></td><td><p>250</p></td></tr><tr><td><p>24</p></td><td><p>12</p></td><td><p>30</p></td><td><p>63</p></td><td><p>70</p></td><td><p>156</p></td><td><p>250</p></td><td><p>250</p></td></tr><tr><td><p>25</p></td><td><p>12</p></td><td><p>30</p></td><td><p>65</p></td><td><p>70</p></td><td><p>156</p></td><td><p>250</p></td><td><p>250</p></td></tr><tr><td><p>26</p></td><td><p>11</p></td><td><p>30</p></td><td><p>67</p></td><td><p>70</p></td><td><p>156</p></td><td><p>249</p></td><td><p>249</p></td></tr><tr><td><p>27</p></td><td><p>11</p></td><td><p>30</p></td><td><p>70</p></td><td><p>71</p></td><td><p>156</p></td><td><p>249</p></td><td><p>249</p></td></tr><tr><td><p>28</p></td><td><p>11</p></td><td><p>30</p></td><td><p>73</p></td><td><p>73</p></td><td><p>156</p></td><td><p>249</p></td><td><p>249</p></td></tr><tr><td><p>29</p></td><td><p>11</p></td><td><p>30</p></td><td><p>75</p></td><td><p>75</p></td><td><p>156</p></td><td><p>249</p></td><td><p>249</p></td></tr><tr><td><p>30</p></td><td><p>12</p></td><td><p>30</p></td><td><p>78</p></td><td><p>77</p></td><td><p>155</p></td><td><p>249</p></td><td><p>249</p></td></tr></tbody></table> 3.30 Turkish lira <table><col/><col/><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>Duration (in years)</p></td><td><p>Credit quality step 0</p></td><td><p>Credit quality step 1</p></td><td><p>Credit quality step 2</p></td><td><p>Credit quality step 3</p></td><td><p>Credit quality step 4</p></td><td><p>Credit quality step 5</p></td><td><p>Credit quality step 6</p></td></tr><tr><td><p>1</p></td><td><p>206</p></td><td><p>218</p></td><td><p>225</p></td><td><p>246</p></td><td><p>363</p></td><td><p>458</p></td><td><p>3&#160;794</p></td></tr><tr><td><p>2</p></td><td><p>203</p></td><td><p>215</p></td><td><p>222</p></td><td><p>243</p></td><td><p>360</p></td><td><p>455</p></td><td><p>2&#160;795</p></td></tr><tr><td><p>3</p></td><td><p>198</p></td><td><p>211</p></td><td><p>219</p></td><td><p>243</p></td><td><p>351</p></td><td><p>446</p></td><td><p>2&#160;083</p></td></tr><tr><td><p>4</p></td><td><p>194</p></td><td><p>208</p></td><td><p>218</p></td><td><p>242</p></td><td><p>344</p></td><td><p>438</p></td><td><p>1&#160;593</p></td></tr><tr><td><p>5</p></td><td><p>190</p></td><td><p>204</p></td><td><p>216</p></td><td><p>239</p></td><td><p>339</p></td><td><p>432</p></td><td><p>1&#160;255</p></td></tr><tr><td><p>6</p></td><td><p>186</p></td><td><p>202</p></td><td><p>213</p></td><td><p>238</p></td><td><p>334</p></td><td><p>427</p></td><td><p>1&#160;015</p></td></tr><tr><td><p>7</p></td><td><p>183</p></td><td><p>200</p></td><td><p>211</p></td><td><p>235</p></td><td><p>329</p></td><td><p>423</p></td><td><p>840</p></td></tr><tr><td><p>8</p></td><td><p>179</p></td><td><p>196</p></td><td><p>207</p></td><td><p>233</p></td><td><p>325</p></td><td><p>418</p></td><td><p>709</p></td></tr><tr><td><p>9</p></td><td><p>175</p></td><td><p>193</p></td><td><p>204</p></td><td><p>231</p></td><td><p>320</p></td><td><p>414</p></td><td><p>607</p></td></tr><tr><td><p>10</p></td><td><p>171</p></td><td><p>189</p></td><td><p>202</p></td><td><p>229</p></td><td><p>316</p></td><td><p>409</p></td><td><p>525</p></td></tr><tr><td><p>11</p></td><td><p>167</p></td><td><p>186</p></td><td><p>198</p></td><td><p>226</p></td><td><p>312</p></td><td><p>405</p></td><td><p>457</p></td></tr><tr><td><p>12</p></td><td><p>163</p></td><td><p>182</p></td><td><p>194</p></td><td><p>222</p></td><td><p>308</p></td><td><p>401</p></td><td><p>401</p></td></tr><tr><td><p>13</p></td><td><p>159</p></td><td><p>178</p></td><td><p>190</p></td><td><p>218</p></td><td><p>304</p></td><td><p>397</p></td><td><p>397</p></td></tr><tr><td><p>14</p></td><td><p>155</p></td><td><p>174</p></td><td><p>186</p></td><td><p>214</p></td><td><p>300</p></td><td><p>393</p></td><td><p>393</p></td></tr><tr><td><p>15</p></td><td><p>151</p></td><td><p>170</p></td><td><p>182</p></td><td><p>210</p></td><td><p>296</p></td><td><p>389</p></td><td><p>389</p></td></tr><tr><td><p>16</p></td><td><p>148</p></td><td><p>166</p></td><td><p>179</p></td><td><p>206</p></td><td><p>292</p></td><td><p>386</p></td><td><p>386</p></td></tr><tr><td><p>17</p></td><td><p>144</p></td><td><p>163</p></td><td><p>175</p></td><td><p>203</p></td><td><p>289</p></td><td><p>382</p></td><td><p>382</p></td></tr><tr><td><p>18</p></td><td><p>141</p></td><td><p>160</p></td><td><p>172</p></td><td><p>200</p></td><td><p>286</p></td><td><p>379</p></td><td><p>379</p></td></tr><tr><td><p>19</p></td><td><p>138</p></td><td><p>157</p></td><td><p>169</p></td><td><p>197</p></td><td><p>283</p></td><td><p>376</p></td><td><p>376</p></td></tr><tr><td><p>20</p></td><td><p>135</p></td><td><p>154</p></td><td><p>166</p></td><td><p>194</p></td><td><p>280</p></td><td><p>373</p></td><td><p>373</p></td></tr><tr><td><p>21</p></td><td><p>132</p></td><td><p>151</p></td><td><p>163</p></td><td><p>191</p></td><td><p>277</p></td><td><p>370</p></td><td><p>370</p></td></tr><tr><td><p>22</p></td><td><p>129</p></td><td><p>148</p></td><td><p>161</p></td><td><p>188</p></td><td><p>274</p></td><td><p>367</p></td><td><p>367</p></td></tr><tr><td><p>23</p></td><td><p>127</p></td><td><p>145</p></td><td><p>158</p></td><td><p>185</p></td><td><p>271</p></td><td><p>364</p></td><td><p>364</p></td></tr><tr><td><p>24</p></td><td><p>124</p></td><td><p>142</p></td><td><p>155</p></td><td><p>182</p></td><td><p>268</p></td><td><p>362</p></td><td><p>362</p></td></tr><tr><td><p>25</p></td><td><p>121</p></td><td><p>140</p></td><td><p>152</p></td><td><p>180</p></td><td><p>266</p></td><td><p>359</p></td><td><p>359</p></td></tr><tr><td><p>26</p></td><td><p>118</p></td><td><p>137</p></td><td><p>149</p></td><td><p>177</p></td><td><p>263</p></td><td><p>356</p></td><td><p>356</p></td></tr><tr><td><p>27</p></td><td><p>116</p></td><td><p>134</p></td><td><p>147</p></td><td><p>174</p></td><td><p>260</p></td><td><p>354</p></td><td><p>354</p></td></tr><tr><td><p>28</p></td><td><p>113</p></td><td><p>132</p></td><td><p>144</p></td><td><p>172</p></td><td><p>258</p></td><td><p>351</p></td><td><p>351</p></td></tr><tr><td><p>29</p></td><td><p>111</p></td><td><p>129</p></td><td><p>142</p></td><td><p>169</p></td><td><p>255</p></td><td><p>349</p></td><td><p>349</p></td></tr><tr><td><p>30</p></td><td><p>108</p></td><td><p>127</p></td><td><p>139</p></td><td><p>167</p></td><td><p>253</p></td><td><p>346</p></td><td><p>346</p></td></tr></tbody></table> 3.31 US dollar <table><col/><col/><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>Duration (in years)</p></td><td><p>Credit quality step 0</p></td><td><p>Credit quality step 1</p></td><td><p>Credit quality step 2</p></td><td><p>Credit quality step 3</p></td><td><p>Credit quality step 4</p></td><td><p>Credit quality step 5</p></td><td><p>Credit quality step 6</p></td></tr><tr><td><p>1</p></td><td><p>0</p></td><td><p>14</p></td><td><p>25</p></td><td><p>51</p></td><td><p>169</p></td><td><p>314</p></td><td><p>3&#160;249</p></td></tr><tr><td><p>2</p></td><td><p>0</p></td><td><p>14</p></td><td><p>25</p></td><td><p>51</p></td><td><p>169</p></td><td><p>357</p></td><td><p>2&#160;425</p></td></tr><tr><td><p>3</p></td><td><p>1</p></td><td><p>16</p></td><td><p>28</p></td><td><p>55</p></td><td><p>166</p></td><td><p>372</p></td><td><p>1&#160;830</p></td></tr><tr><td><p>4</p></td><td><p>1</p></td><td><p>20</p></td><td><p>31</p></td><td><p>60</p></td><td><p>165</p></td><td><p>371</p></td><td><p>1&#160;413</p></td></tr><tr><td><p>5</p></td><td><p>3</p></td><td><p>23</p></td><td><p>36</p></td><td><p>66</p></td><td><p>165</p></td><td><p>362</p></td><td><p>1&#160;119</p></td></tr><tr><td><p>6</p></td><td><p>5</p></td><td><p>27</p></td><td><p>39</p></td><td><p>68</p></td><td><p>166</p></td><td><p>347</p></td><td><p>907</p></td></tr><tr><td><p>7</p></td><td><p>8</p></td><td><p>30</p></td><td><p>42</p></td><td><p>70</p></td><td><p>166</p></td><td><p>331</p></td><td><p>749</p></td></tr><tr><td><p>8</p></td><td><p>10</p></td><td><p>34</p></td><td><p>45</p></td><td><p>74</p></td><td><p>166</p></td><td><p>313</p></td><td><p>629</p></td></tr><tr><td><p>9</p></td><td><p>12</p></td><td><p>37</p></td><td><p>49</p></td><td><p>76</p></td><td><p>166</p></td><td><p>295</p></td><td><p>535</p></td></tr><tr><td><p>10</p></td><td><p>14</p></td><td><p>39</p></td><td><p>51</p></td><td><p>77</p></td><td><p>167</p></td><td><p>277</p></td><td><p>460</p></td></tr><tr><td><p>11</p></td><td><p>14</p></td><td><p>40</p></td><td><p>52</p></td><td><p>78</p></td><td><p>167</p></td><td><p>260</p></td><td><p>399</p></td></tr><tr><td><p>12</p></td><td><p>15</p></td><td><p>42</p></td><td><p>54</p></td><td><p>79</p></td><td><p>166</p></td><td><p>260</p></td><td><p>349</p></td></tr><tr><td><p>13</p></td><td><p>16</p></td><td><p>43</p></td><td><p>54</p></td><td><p>80</p></td><td><p>166</p></td><td><p>260</p></td><td><p>308</p></td></tr><tr><td><p>14</p></td><td><p>17</p></td><td><p>44</p></td><td><p>55</p></td><td><p>80</p></td><td><p>166</p></td><td><p>260</p></td><td><p>272</p></td></tr><tr><td><p>15</p></td><td><p>17</p></td><td><p>44</p></td><td><p>55</p></td><td><p>80</p></td><td><p>166</p></td><td><p>260</p></td><td><p>260</p></td></tr><tr><td><p>16</p></td><td><p>17</p></td><td><p>44</p></td><td><p>55</p></td><td><p>80</p></td><td><p>166</p></td><td><p>259</p></td><td><p>259</p></td></tr><tr><td><p>17</p></td><td><p>17</p></td><td><p>44</p></td><td><p>55</p></td><td><p>80</p></td><td><p>166</p></td><td><p>259</p></td><td><p>259</p></td></tr><tr><td><p>18</p></td><td><p>17</p></td><td><p>44</p></td><td><p>55</p></td><td><p>80</p></td><td><p>166</p></td><td><p>259</p></td><td><p>259</p></td></tr><tr><td><p>19</p></td><td><p>17</p></td><td><p>44</p></td><td><p>55</p></td><td><p>80</p></td><td><p>166</p></td><td><p>260</p></td><td><p>260</p></td></tr><tr><td><p>20</p></td><td><p>17</p></td><td><p>44</p></td><td><p>55</p></td><td><p>80</p></td><td><p>166</p></td><td><p>260</p></td><td><p>260</p></td></tr><tr><td><p>21</p></td><td><p>17</p></td><td><p>44</p></td><td><p>55</p></td><td><p>80</p></td><td><p>167</p></td><td><p>260</p></td><td><p>260</p></td></tr><tr><td><p>22</p></td><td><p>17</p></td><td><p>44</p></td><td><p>58</p></td><td><p>80</p></td><td><p>167</p></td><td><p>260</p></td><td><p>260</p></td></tr><tr><td><p>23</p></td><td><p>17</p></td><td><p>44</p></td><td><p>61</p></td><td><p>80</p></td><td><p>167</p></td><td><p>260</p></td><td><p>260</p></td></tr><tr><td><p>24</p></td><td><p>17</p></td><td><p>44</p></td><td><p>63</p></td><td><p>80</p></td><td><p>166</p></td><td><p>260</p></td><td><p>260</p></td></tr><tr><td><p>25</p></td><td><p>17</p></td><td><p>44</p></td><td><p>65</p></td><td><p>80</p></td><td><p>166</p></td><td><p>260</p></td><td><p>260</p></td></tr><tr><td><p>26</p></td><td><p>17</p></td><td><p>44</p></td><td><p>67</p></td><td><p>80</p></td><td><p>166</p></td><td><p>259</p></td><td><p>259</p></td></tr><tr><td><p>27</p></td><td><p>17</p></td><td><p>44</p></td><td><p>70</p></td><td><p>80</p></td><td><p>166</p></td><td><p>259</p></td><td><p>259</p></td></tr><tr><td><p>28</p></td><td><p>17</p></td><td><p>44</p></td><td><p>72</p></td><td><p>80</p></td><td><p>165</p></td><td><p>259</p></td><td><p>259</p></td></tr><tr><td><p>29</p></td><td><p>17</p></td><td><p>44</p></td><td><p>75</p></td><td><p>80</p></td><td><p>165</p></td><td><p>258</p></td><td><p>258</p></td></tr><tr><td><p>30</p></td><td><p>17</p></td><td><p>44</p></td><td><p>78</p></td><td><p>80</p></td><td><p>165</p></td><td><p>258</p></td><td><p>258</p></td></tr></tbody></table> 3.32 Yen <table><col/><col/><col/><col/><col/><col/><col/><col/><tbody><tr><td><p>Duration (in years)</p></td><td><p>Credit quality step 0</p></td><td><p>Credit quality step 1</p></td><td><p>Credit quality step 2</p></td><td><p>Credit quality step 3</p></td><td><p>Credit quality step 4</p></td><td><p>Credit quality step 5</p></td><td><p>Credit quality step 6</p></td></tr><tr><td><p>1</p></td><td><p>0</p></td><td><p>0</p></td><td><p>3</p></td><td><p>14</p></td><td><p>132</p></td><td><p>292</p></td><td><p>3&#160;009</p></td></tr><tr><td><p>2</p></td><td><p>0</p></td><td><p>1</p></td><td><p>6</p></td><td><p>13</p></td><td><p>130</p></td><td><p>333</p></td><td><p>2&#160;245</p></td></tr><tr><td><p>3</p></td><td><p>1</p></td><td><p>1</p></td><td><p>8</p></td><td><p>16</p></td><td><p>124</p></td><td><p>347</p></td><td><p>1&#160;697</p></td></tr><tr><td><p>4</p></td><td><p>1</p></td><td><p>3</p></td><td><p>11</p></td><td><p>19</p></td><td><p>120</p></td><td><p>347</p></td><td><p>1&#160;314</p></td></tr><tr><td><p>5</p></td><td><p>1</p></td><td><p>4</p></td><td><p>13</p></td><td><p>21</p></td><td><p>120</p></td><td><p>339</p></td><td><p>1&#160;043</p></td></tr><tr><td><p>6</p></td><td><p>2</p></td><td><p>4</p></td><td><p>16</p></td><td><p>24</p></td><td><p>119</p></td><td><p>326</p></td><td><p>846</p></td></tr><tr><td><p>7</p></td><td><p>2</p></td><td><p>6</p></td><td><p>19</p></td><td><p>26</p></td><td><p>119</p></td><td><p>311</p></td><td><p>701</p></td></tr><tr><td><p>8</p></td><td><p>2</p></td><td><p>6</p></td><td><p>21</p></td><td><p>29</p></td><td><p>119</p></td><td><p>295</p></td><td><p>589</p></td></tr><tr><td><p>9</p></td><td><p>4</p></td><td><p>7</p></td><td><p>24</p></td><td><p>31</p></td><td><p>119</p></td><td><p>278</p></td><td><p>502</p></td></tr><tr><td><p>10</p></td><td><p>4</p></td><td><p>8</p></td><td><p>27</p></td><td><p>33</p></td><td><p>119</p></td><td><p>262</p></td><td><p>432</p></td></tr><tr><td><p>11</p></td><td><p>4</p></td><td><p>9</p></td><td><p>28</p></td><td><p>36</p></td><td><p>119</p></td><td><p>246</p></td><td><p>376</p></td></tr><tr><td><p>12</p></td><td><p>4</p></td><td><p>9</p></td><td><p>31</p></td><td><p>38</p></td><td><p>119</p></td><td><p>231</p></td><td><p>329</p></td></tr><tr><td><p>13</p></td><td><p>4</p></td><td><p>11</p></td><td><p>34</p></td><td><p>40</p></td><td><p>119</p></td><td><p>216</p></td><td><p>290</p></td></tr><tr><td><p>14</p></td><td><p>5</p></td><td><p>11</p></td><td><p>37</p></td><td><p>42</p></td><td><p>119</p></td><td><p>213</p></td><td><p>257</p></td></tr><tr><td><p>15</p></td><td><p>6</p></td><td><p>13</p></td><td><p>38</p></td><td><p>44</p></td><td><p>120</p></td><td><p>213</p></td><td><p>229</p></td></tr><tr><td><p>16</p></td><td><p>6</p></td><td><p>13</p></td><td><p>41</p></td><td><p>46</p></td><td><p>120</p></td><td><p>213</p></td><td><p>213</p></td></tr><tr><td><p>17</p></td><td><p>6</p></td><td><p>14</p></td><td><p>43</p></td><td><p>49</p></td><td><p>120</p></td><td><p>213</p></td><td><p>213</p></td></tr><tr><td><p>18</p></td><td><p>6</p></td><td><p>15</p></td><td><p>46</p></td><td><p>51</p></td><td><p>121</p></td><td><p>214</p></td><td><p>214</p></td></tr><tr><td><p>19</p></td><td><p>7</p></td><td><p>16</p></td><td><p>48</p></td><td><p>52</p></td><td><p>122</p></td><td><p>214</p></td><td><p>214</p></td></tr><tr><td><p>20</p></td><td><p>7</p></td><td><p>16</p></td><td><p>51</p></td><td><p>55</p></td><td><p>125</p></td><td><p>215</p></td><td><p>215</p></td></tr><tr><td><p>21</p></td><td><p>7</p></td><td><p>18</p></td><td><p>53</p></td><td><p>57</p></td><td><p>126</p></td><td><p>215</p></td><td><p>215</p></td></tr><tr><td><p>22</p></td><td><p>8</p></td><td><p>18</p></td><td><p>55</p></td><td><p>58</p></td><td><p>128</p></td><td><p>216</p></td><td><p>216</p></td></tr><tr><td><p>23</p></td><td><p>8</p></td><td><p>19</p></td><td><p>58</p></td><td><p>61</p></td><td><p>130</p></td><td><p>216</p></td><td><p>216</p></td></tr><tr><td><p>24</p></td><td><p>8</p></td><td><p>21</p></td><td><p>60</p></td><td><p>63</p></td><td><p>131</p></td><td><p>216</p></td><td><p>216</p></td></tr><tr><td><p>25</p></td><td><p>9</p></td><td><p>21</p></td><td><p>63</p></td><td><p>65</p></td><td><p>133</p></td><td><p>216</p></td><td><p>216</p></td></tr><tr><td><p>26</p></td><td><p>9</p></td><td><p>22</p></td><td><p>64</p></td><td><p>66</p></td><td><p>134</p></td><td><p>216</p></td><td><p>216</p></td></tr><tr><td><p>27</p></td><td><p>10</p></td><td><p>23</p></td><td><p>67</p></td><td><p>68</p></td><td><p>136</p></td><td><p>216</p></td><td><p>216</p></td></tr><tr><td><p>28</p></td><td><p>10</p></td><td><p>24</p></td><td><p>69</p></td><td><p>70</p></td><td><p>136</p></td><td><p>216</p></td><td><p>216</p></td></tr><tr><td><p>29</p></td><td><p>10</p></td><td><p>24</p></td><td><p>72</p></td><td><p>72</p></td><td><p>138</p></td><td><p>216</p></td><td><p>216</p></td></tr><tr><td><p>30</p></td><td><p>11</p></td><td><p>26</p></td><td><p>75</p></td><td><p>73</p></td><td><p>138</p></td><td><p>216</p></td><td><p>216</p></td></tr></tbody></table> ANNEX III Volatility adjustment to the relevant risk-free interest rate term structure <table><col/><col/><col/><tbody><tr><td><p>Currency</p></td><td><p>National insurance market</p></td><td><p>Volatility adjustment (in bps)</p></td></tr><tr><td><p>Euro</p></td><td><p>Austria</p></td><td><p>17</p></td></tr><tr><td><p>Euro</p></td><td><p>Belgium</p></td><td><p>17</p></td></tr><tr><td><p>Euro</p></td><td><p>Cyprus</p></td><td><p>17</p></td></tr><tr><td><p>Euro</p></td><td><p>Estonia</p></td><td><p>17</p></td></tr><tr><td><p>Euro</p></td><td><p>Finland</p></td><td><p>17</p></td></tr><tr><td><p>Euro</p></td><td><p>France</p></td><td><p>17</p></td></tr><tr><td><p>Euro</p></td><td><p>Germany</p></td><td><p>17</p></td></tr><tr><td><p>Euro</p></td><td><p>Greece</p></td><td><p>17</p></td></tr><tr><td><p>Euro</p></td><td><p>Ireland</p></td><td><p>17</p></td></tr><tr><td><p>Euro</p></td><td><p>Italy</p></td><td><p>17</p></td></tr><tr><td><p>Euro</p></td><td><p>Latvia</p></td><td><p>17</p></td></tr><tr><td><p>Euro</p></td><td><p>Lithuania</p></td><td><p>17</p></td></tr><tr><td><p>Euro</p></td><td><p>Luxembourg</p></td><td><p>17</p></td></tr><tr><td><p>Euro</p></td><td><p>Malta</p></td><td><p>17</p></td></tr><tr><td><p>Euro</p></td><td><p>Netherlands</p></td><td><p>17</p></td></tr><tr><td><p>Euro</p></td><td><p>Portugal</p></td><td><p>17</p></td></tr><tr><td><p>Euro</p></td><td><p>Slovakia</p></td><td><p>17</p></td></tr><tr><td><p>Euro</p></td><td><p>Slovenia</p></td><td><p>17</p></td></tr><tr><td><p>Euro</p></td><td><p>Spain</p></td><td><p>17</p></td></tr><tr><td><p>Czech koruna</p></td><td><p>Czech Republic</p></td><td><p>32</p></td></tr><tr><td><p>Danish krone</p></td><td><p>Denmark</p></td><td><p>49</p></td></tr><tr><td><p>Forint</p></td><td><p>Hungary</p></td><td><p>22</p></td></tr><tr><td><p>Krona</p></td><td><p>Sweden</p></td><td><p>4</p></td></tr><tr><td><p>Kuna</p></td><td><p>Croatia</p></td><td><p>2</p></td></tr><tr><td><p>Lev</p></td><td><p>Bulgaria</p></td><td><p>-4</p></td></tr><tr><td><p>Pound sterling</p></td><td><p>United Kingdom</p></td><td><p>26</p></td></tr><tr><td><p>Romanian leu</p></td><td><p>Romania</p></td><td><p>9</p></td></tr><tr><td><p>Zloty</p></td><td><p>Poland</p></td><td><p>24</p></td></tr><tr><td><p>Kr&#243;na</p></td><td><p>Iceland</p></td><td><p>3</p></td></tr><tr><td><p>Norwegian krone</p></td><td><p>Norway</p></td><td><p>23</p></td></tr><tr><td><p>Swiss franc</p></td><td><p>Liechtenstein</p></td><td><p>-3</p></td></tr><tr><td><p>Swiss franc</p></td><td><p>Switzerland</p></td><td><p>-3</p></td></tr><tr><td><p>Australian dollar</p></td><td><p>Australia</p></td><td><p>13</p></td></tr><tr><td><p>Canadian dollar</p></td><td><p>Canada</p></td><td><p>20</p></td></tr><tr><td><p>Renminbi-yuan</p></td><td><p>China</p></td><td><p>11</p></td></tr><tr><td><p>Hong Kong dollar</p></td><td><p>Hong Kong</p></td><td><p>5</p></td></tr><tr><td><p>US dollar</p></td><td><p>United States</p></td><td><p>66</p></td></tr><tr><td><p>Yen</p></td><td><p>Japan</p></td><td><p>2</p></td></tr></tbody></table>

ENG

32022R2282

<table><col/><col/><col/><col/><tbody><tr><td><p>24.2.2022&#160;&#160;&#160;</p></td><td><p>EN</p></td><td><p>Official Journal of the European Union</p></td><td><p>L 43/35</p></td></tr></tbody></table> COMMISSION DELEGATED DIRECTIVE (EU) 2022/277 of 13 December 2021 amending, for the purpose of adapting to technical and scientific progress, Annex III to Directive 2011/65/EU of the European Parliament and of the Council as regards an exemption for the use of mercury in single capped (compact) fluorescent lamps for general lighting purposes < 30 W with a lifetime equal to or above 20 000 h (Text with EEA relevance) THE EUROPEAN COMMISSION, Having regard to the Treaty on the Functioning of the European Union, Having regard to Directive 2011/65/EU of the European Parliament and of the Council of 8 June 2011 on the restriction of the use of certain hazardous substances in electrical and electronic equipment ( 1 ) , and in particular Article 5(1), point (b), thereof, Whereas: <table><col/><col/><tbody><tr><td><p>(1)</p></td><td><p>Directive 2011/65/EU requires Member States to ensure that electrical and electronic equipment placed on the market does not contain the hazardous substances listed in Annex II to that Directive. That restriction does not apply to certain exempted applications listed in Annex III to the Directive.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(2)</p></td><td><p>The categories of electrical and electronic equipment to which Directive 2011/65/EU applies are listed in Annex I to that Directive.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(3)</p></td><td><p>Mercury is a restricted substance listed in Annex II to Directive 2011/65/EU.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(4)</p></td><td><p>By Delegated Directive 2014/14/EU&#160;<a>(<span>2</span>)</a>, the Commission granted an exemption for the use of mercury, with a maximum content of 3,5 mg, in single capped (compact) fluorescent lamps for general lighting purposes &lt; 30 W with a lifetime equal or above 20&#160;000 h (&#8216;the exemption&#8217;), which is now listed as exemption&#160;1(g) in Annex III to Directive 2011/65/EU. The exemption was to expire on 31&#160;December 2017, in accordance with Annex III to Directive 2014/14/EU.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(5)</p></td><td><p>Mercury is used in single capped (compact) fluorescent lamps to produce ultraviolet light, which is then converted into visible light by the fluorescent coating on the lamp bulb.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(6)</p></td><td><p>On 28&#160;June 2016, the Commission received an application for renewal of the exemption (&#8216;the renewal application&#8217;), that is within the time laid down in Article&#160;5(5) of Directive 2011/65/EU, that was updated with a renewed application on 17&#160;January 2020. In accordance with Article&#160;5(5) of Directive 2011/65/EU, the exemption remains valid until a decision on the renewal application has been adopted.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(7)</p></td><td><p>The evaluation of the renewal application, which took into account the availability of substitutes and the socioeconomic impact of substitution, concluded that sufficiently reliable mercury-free substitutes for the lamp types covered by the exemption are available and that the substitution is scientifically and technically practicable. Furthermore, that evaluation concluded that the benefits of substitution will clearly outweigh any negative impact. The evaluation included stakeholder consultations in accordance with Article&#160;5(7) of Directive 2011/65/EU. The comments received during these consultations were made publicly available on a dedicated website.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(8)</p></td><td><p>As the conditions set out in Article&#160;5(1), point&#160;(a), of Directive 2011/65/EU are no longer fulfilled, the exemption should be revoked.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(9)</p></td><td><p>An expiry date for this exemption should be set in accordance with Article&#160;5(6) of Directive 2011/65/EU. While a small share of the lamp types&#160;<a>(<span>3</span>)</a> covered by this exemption are subject to the ecodesign criteria laid down in Annex II of Commission Regulation (EU) 2019/2020&#160;<a>(<span>4</span>)</a>, which are applicable as of 1&#160;September 2021, and will hence not be placed on the market any longer, the vast majority of lamps covered by the current exemption are not affected by the criteria under the above-mentioned Ecodesign Regulation. Consequently, the maximum possible expiry date of 18 months following the decision should be set with regard to the entire exemption entry in order to avoid unnecessary high socio-economic costs by market participants directly linked to the substitution of the latter category.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(10)</p></td><td><p>Directive 2011/65/EU should therefore be amended accordingly,</p></td></tr></tbody></table> HAS ADOPTED THIS DIRECTIVE: Article 1 Annex III to Directive 2011/65/EU is amended as set out in the Annex to this Directive. Article 2 1. Member States shall adopt and publish, by 30 September 2022 at the latest, the laws, regulations and administrative provisions necessary to comply with this Directive. They shall forthwith communicate to the Commission the text of those provisions. They shall apply those provisions from 1 October 2022. When Member States adopt those provisions, they shall contain a reference to this Directive or be accompanied by such a reference on the occasion of their official publication. Member States shall determine how such reference is to be made. 2. Member States shall communicate to the Commission the text of the main provisions of national law which they adopt in the field covered by this Directive. Article 3 This Directive shall enter into force on the twentieth day following that of its publication in the Official Journal of the European Union . Article 4 This Directive is addressed to the Member States. Done at Brussels, 13 December 2021. For the Commission The President Ursula VON DER LEYEN ( 1 ) OJ L 174, 1.7.2011, p. 88 . ( 2 ) Commission Delegated Directive 2014/14/EU of 18 October 2013 amending, for the purposes of adapting to technical progress, the Annex III to Directive 2011/65/EU of the European Parliament and of the Council as regards an exemption for 3,5 mg mercury per lamp in single capped compact fluorescent lamps for general lighting purposes < 30 W with a lifetime equal to or above 20 000 h ( OJ L 4, 9.1.2014, p. 71 ). ( 3 ) CFL with integrated control gear (CFLi) are covered by the entry ‘Other light sources in scope not mentioned above’ in Table 1 of Annex II of Commission Regulation (EU) 2019/2020 from 1 September 2021. ( 4 ) As stated in Recitals 9 and 10 of Commission Regulation (EU) 2019/2020, no specific ecodesign requirements on mercury content are to be set in that Regulation. ANNEX In Annex III to Directive 2011/65/EU, entry 1(g) is replaced by the following: <table><col/><col/><col/><tbody><tr><td><p>Exemption</p></td><td><p>Scope and dates of applicability</p></td></tr><tr><td><p>&#8216;1(g)</p></td><td><p>For general lighting purposes &lt; 30 W with a lifetime equal or above 20&#160;000 h: 3,5 mg</p></td><td><p>Expires on 24&#160;August 2023&#8217;</p></td></tr></tbody></table>

ENG

32022L0277

<table><col/><col/><col/><col/><tbody><tr><td><p>3.4.2019&#160;&#160;&#160;</p></td><td><p>EN</p></td><td><p>Official Journal of the European Union</p></td><td><p>L 94/1</p></td></tr></tbody></table> COMMISSION IMPLEMENTING REGULATION (EU) 2019/542 of 2 April 2019 entering a name in the register of protected designations of origin and protected geographical indications (‘ស្ករត្នោតកំពង់ស្ពឺ’ (Skor Thnot Kampong Speu) (PGI)) THE EUROPEAN COMMISSION, Having regard to the Treaty on the Functioning of the European Union, Having regard to Regulation (EU) No 1151/2012 of the European Parliament and of the Council of 21 November 2012 on quality schemes for agricultural products and foodstuffs ( 1 ) , and in particular Article 52(3)(a) thereof, Whereas: <table><col/><col/><tbody><tr><td><p>(1)</p></td><td><p>Pursuant to Article 50(2)(a) of Regulation (EU) No 1151/2012, the application from Cambodia to register the name &#8216;&#6047;&#6098;&#6016;&#6042;&#6031;&#6098;&#6035;&#6084;&#6031;&#6016;&#6086;&#6038;&#6020;&#6091;&#6047;&#6098;&#6038;&#6074;&#8217; (Skor Thnot Kampong Speu) as protected geographical indication (PGI) was published on 3&#160;October 2017 in the<span>Official Journal of the European Union</span>&#160;<a>(<span>2</span>)</a>.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(2)</p></td><td><p>On 22&#160;December 2017 the Commission received the notice of opposition and the related reasoned statement of opposition from the sugar company Sucre Suisse SA based in Switzerland. The Commission forwarded the notice of opposition and the reasoned statement of opposition submitted by Sucre Suisse SA to Cambodia on 9&#160;January 2018.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(3)</p></td><td><p>On 3&#160;January 2018 the Commission received also the notice of opposition and the related reasoned statement of opposition from Belgium. The Commission forwarded the notice of opposition and the reasoned statement of opposition sent by Belgium to Cambodia on 9&#160;January 2018. On 8&#160;March 2018 Belgium informed the Commission of the withdrawal of its opposition to the application for registration of &#8216;&#6047;&#6098;&#6016;&#6042;&#6031;&#6098;&#6035;&#6084;&#6031;&#6016;&#6086;&#6038;&#6020;&#6091;&#6047;&#6098;&#6038;&#6074;&#8217; (Skor Thnot Kampong Speu).</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(4)</p></td><td><p>Sucre Suisse SA opposed to the registration of the name &#8216;&#6047;&#6098;&#6016;&#6042;&#6031;&#6098;&#6035;&#6084;&#6031;&#6016;&#6086;&#6038;&#6020;&#6091;&#6047;&#6098;&#6038;&#6074;&#8217; (Skor Thnot Kampong Speu) because the description of the product &#8216;palm sugar&#8217; is unspecific and the product does not fulfil definition of sugars as established in Council Directive 2001/111/EC&#160;<a>(<span>3</span>)</a> relating to certain sugars intended for human consumption.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(5)</p></td><td><p>Finding such opposition admissible, pursuant to Article 51(3) first subparagraph of Regulation (EU) No 1151/2012 the Commission invited Cambodia and Sucre Suisse SA by letter dated 3&#160;April 2018 to engage in appropriate consultations for a period of three months to seek agreement among themselves in accordance with their internal procedures.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(6)</p></td><td><p>On 29&#160;June 2018 Cambodia requested the extension of the deadline for the consultations.&#160;In accordance with Article 51(3) last subparagraph of Regulation (EU) No 1151/2012 the Commission extended the deadline for the consultations for additional three months starting on 4&#160;July 2018.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(7)</p></td><td><p>Following consultations an agreement was reached between the interested parties.&#160;Cambodia communicated the results of the agreement to the Commission on 3&#160;October 2018.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(8)</p></td><td><p>Cambodia and Sucre Suisse SA agreed that there is no need to modify the Single Document published under Article 50(2) of Regulation (EU) No 1151/2012. The interested parties consider also as useful to clarify what &#8216;&#6047;&#6098;&#6016;&#6042;&#6031;&#6098;&#6035;&#6084;&#6031;&#6016;&#6086;&#6038;&#6020;&#6091;&#6047;&#6098;&#6038;&#6074;&#8217; (Skor Thnot Kampong Speu) is by stating that &#8216;&#8220;Skor Thnot Kampong Speu&#8221; is a sugar that comes from palm trees.&#160;Palm sugar is not defined in the Directives 2001/111/EC relating to certain sugars intended for human consumption but it may be marketed in EU subject to the general legal requirements.&#160;Palm sugar has been used for human consumption across the world for centuries.&#8217;</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(9)</p></td><td><p>As the agreement complies with the provisions of Regulation (EU) No 1151/2012 and EU legislation, the content of the agreement concluded between Cambodia and Sucre Suisse SA should be taken into account.</p></td></tr></tbody></table> <table><col/><col/><tbody><tr><td><p>(10)</p></td><td><p>In the light of the above, the name &#8216;&#6047;&#6098;&#6016;&#6042;&#6031;&#6098;&#6035;&#6084;&#6031;&#6016;&#6086;&#6038;&#6020;&#6091;&#6047;&#6098;&#6038;&#6074;&#8217; (Skor Thnot Kampong Speu) should be entered in the Register of protected designations of origin and protected geographical indications,</p></td></tr></tbody></table> HAS ADOPTED THIS REGULATION: Article 1 The name ‘ស្ករត្នោតកំពង់ស្ពឺ’ (Skor Thnot Kampong Speu) is hereby entered in the register. The name in the first paragraph identifies a product from Class 1.8. Other products of Annex I to the Treaty (spices etc.) of annex XI of Commission Implementing Regulation (EU) No 668/2014 ( 4 ) . Article 2 This Regulation shall enter into force on the twentieth day following that of its publication in the Official Journal of the European Union . This Regulation shall be binding in its entirety and directly applicable in all Member States. Done at Brussels, 2 April 2019. For the Commission The President Jean-Claude JUNCKER <note> ( 1 ) OJ L 343, 14.12.2012, p. 1 . ( 2 ) OJ C 331, 3.10.2017, p. 8 . ( 3 ) Council Directive 2001/111/EC of 20 December 2001 relating to certain sugars intended for human consumption ( OJ L 10, 12.1.2002, p. 53 ). ( 4 ) Commission Implementing Regulation (EU) No 668/2014 of 13 June 2014 laying down rules for the application of Regulation (EU) No 1151/2012 of the European Parliament and of the Council on quality schemes for agricultural products and foodstuffs ( OJ L 179, 19.6.2014, p. 36 ). </note>

ENG

32019R0542