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Transvestic Disorder 703 Specifiers The presence of fetishism decreases the likelih ood of gender dysphoria in men with trans- vestic disorder. The presence of autogynephilia increases the likelihood of gender dyspho- ria in men with transvestic disorder. Diagnostic Features The diagnosis of transvestic diso rder does not apply to all individuals who dress as the op- posite sex, even those who do so habitually. It applies to individuals whose cross-dressing or thoughts of cross-dressing are always or of ten accompanied by sexual excitement (Cri- terion A) and who are emotionally distressed by this pattern or feel it impairs social or in- terpersonal functioning (Crite rion B). The cross-dressing may involve only one or two articles of clothing (e.g., for men, it may pertain only to women’s undergarments), or it may involve dressing completely in the inner and outer garments of the other sex and (in men) may include the use of women’s wigs and make-up. Transvestic disorder is nearly exclusively reported in males. Sexual arousal, in its most obvious form of penile erection, may co-occur with cross-dressing in various wa ys. In younger males, cross-dressing often leads to masturbation, following which any fe male clothing is removed. Older males often learn to avoid masturbating or doing anything to stimulate the penis so that the avoidance of ejaculation allows them to prolong their cr oss-dressing session. Males with female part- ners sometimes complete a cro ss-dressing session by having intercourse with their part- ners, and some have difficult y maintaining a sufficient erec tion for intercourse without cross-dressing (or private fantasies of cross-dressing). Clinical assessment of distress or impairme nt, like clinical assessment of transvestic
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Clinical assessment of distress or impairme nt, like clinical assessment of transvestic sexual arousal, is usually dependent on the in dividual’s self-report. The pattern of behav- ior “purging and acquisition” often signifies the presence of distress in individuals with transvestic disorder. During this behavioral pattern, an individual (usually a man) who has spent a great deal of money on women’s clothes and other apparel (e.g., shoes, wigs) discards the items (i.e., purges them) in an effort to overc ome urges to cross-dress, and then begins acquiring a woman’s wardrobe all over again. Associated Features Supporting Diagnosis Transvestic disorder in men is often accompanied by autogynephilia (i.e., a male’s para- philic tendency to be sexually aroused by th e thought or image of himself as a woman). Autogynephilic fantasies and behaviors may focu s on the idea of exhibiting female phys- iological functions (e.g., lactat ion, menstruation), engaging in stereotypically feminine be- havior (e.g., knitting), or posses sing female anatomy (e.g., breasts). Prevalence The prevalence of transvestic di sorder is unknown. Transvesti c disorder is rare in males and extremely rare in females. Fewer than 3% of males repo rt having ever been sexually aroused by dressing in women’s attire. The percentage of individuals who have cross- dressed with sexual arousal more than once or a few times in their lifetimes would be even lower. The majority of males with transvesti c disorder identify as heterosexual, although some individuals have occasional sexual in teraction with other males, especially when they are cross-dressed. Development and Course
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they are cross-dressed. Development and Course In males, the first signs of transvestic disorder may begin in childhood, in the form of strong fascination with a particular item of women’s attire. Prior to puberty, cross-dress- ing produces generalized feelings of pleasura ble excitement. With the arrival of puberty, dressing in women’s clothes begins to elicit pe nile erection and, in some cases, leads di-
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704 Paraphilic Disorders rectly to first ejaculation. In many cases, cross-dressing elicits less and less sexual ex- citement as the individual grows older; eventually it may produce no discernible penile response at all. The desire to cross-dress, at the same time, remains the same or grows even stronger. Individuals who report such a dimi nution of sexual response typically report that the sexual excitement of cross-dressing has been replaced by feelings of comfort or well-being. In some cases, the course of transvestic disorder is contin uous, and in others it is epi- sodic. It is not rare for men with transvestic d isorder to lose interest in cross-dressing when they first fall in love with a woman and be gin a relationship, but such abatement usually proves temporary. When the desire to cross-dr ess returns, so does the associated distress. Some cases of transvestic disorder progress to gender dysphoria. The males in these cases, who may be indistinguishable from othe rs with transvestic disorder in adolescence or early childhood, gradually develop desires to remain in the female role for longer pe- riods and to feminize their anatomy. The de velopment of gender dysphoria is usually ac- companied by a (self-reported) reduction or e limination of sexual arousal in association with cross-dressing. The manifestation of transvestism in penile erection and stimulation, like the manifesta- tion of other paraphilic as well as normophilic sexual interests, is most intense in adolescence and early adulthood. The severity of transvestic disorder is highest in adulthood, when the transvestic drives are most likely to conflict with performance in he terosexual intercourse
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transvestic drives are most likely to conflict with performance in he terosexual intercourse and desires to marry and start a family. Middle -age and older men with a history of trans- vestism are less likely to present with transvestic disorder than with gender dysphoria. Functional Consequences of Transvestic Disorder Engaging in transvestic behaviors can interfer e with, or detract from, heterosexual rela- tionships. This can be a source of distress to men who wish to maintain conventional mar- riages or romantic partnerships with women. Differential Diagnosis Fetishistic disorder. This disorder may resemble transv estic disorder, in particular, in men with fetishism who put on women’s unde rgarments while masturbating with them. Distinguishing transvestic disorder depends on the individual’s specific thoughts during such activity (e.g., are there any ideas of be ing a woman, being like a woman, or being dressed as a woman?) and on the presence of othe r fetishes (e.g., soft, silky fabrics, whether these are used for garments or for something else). Gender dysphoria. Individuals with transvestic disorder do not report an incongruence be- tween their experienced gender and assigned gender nor a desire to be of the other gender; and they typically do not have a history of chil dhood cross-gender behaviors, which would be present in individuals with gender dysphoria. Individuals with a presentation that meets full criteria for transvestic disorder as well as ge nder dysphoria should be given both diagnoses. Comorbidity Transvestism (and thus transvestic disorder) is often found in associ ation with other para- philias. The most frequently co-occurring paraphilias are fetishism and masochism. One
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particularly dangerous form of masochism, autoerotic asphyxia, is associated with transves- tism in a substantial proportion of fatal cases.
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Other Specified Paraphilic Disorder 705 Other Specified Paraphilic Disorder 302.89 (F65.89) This category applies to presentations in whic h symptoms characteristic of a paraphilic disor- der that cause clinically significant distress or impairment in social, occupational, or other im- portant areas of functioning predominate but do not meet the full criteria for any of the disorders in the paraphilic disorders diagnostic class. The other specified paraphilic disorder category is used in situations in which the clinician chooses to communicate the specific reason that the presentation does not meet the cr iteria for any specific paraphilic disorder. This is done by re- cording “other specified paraphilic disorder” followed by the spec ific reason (e.g., “zoophilia”). Examples of presentations that can be specified using the “other specified” designation include, but are not limited to, recurrent and intense sexual arousal involving telephone scatologia (obscene phone calls), necrophilia (corpses), zoophilia (animals), coprophilia (feces), klismaphilia (enemas), or urophilia (urine) that has been present for at least 6 months and causes marked distress or impairment in social, occupational, or other important ar- eas of functioning. Other specified paraphilic disorder can be specified as in remission and/or as occurring in a controlled environment. Unspecified Paraphilic Disorder 302.9 (F65.9) This category applies to presentations in which symptoms characteristic of a paraphilic disorder that cause clinically significant distress or impairment in social, occupational, or other important areas of functioning predominate but do not meet the full criteria for any of
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other important areas of functioning predominate but do not meet the full criteria for any of the disorders in the paraphilic disorders diagnostic class. The unspecified paraphilic dis- order category is used in situations in which the clinician chooses not to specify the reason that the criteria are not met for a specific paraphilic disorder, and includes presentations in which there is insufficient information to make a more specific diagnosis.
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707Other Mental Disorders Four disorders are included in this chapter: ot her specified mental disorder due to another medical condition; unsp ecified mental disorder due to another medical condition; other specified mental disorder; and unspecified mental disorder. This residual category applies to presentations in which symptoms char acteristic of a mental disorder that cause clinically significant distress or impairment in social, occupational, or other important ar- eas of functioning predominate but do not meet the full criteria for any other mental dis- order in DSM-5. For other specified and un specified mental diso rders due to another medical condition, it must be established that the disturbance is caused by the physiolog- ical effects of another medica l condition. If other specified and unspecified mental disor- ders are due to another medi cal condition, it is necessary to code and list the medical condition first (e.g., 042 [B20] HIV disease), fo llowed by the other spec ified or unspecified mental disorder (use appropriate code). Other Specified Mental Disorder Due to Another Medical Condition 294.8 (F06.8) This category applies to presentations in whic h symptoms characteristic of a mental dis- order due to another medical condition that cause clinically significant distress or impair- ment in social, occupational, or other impor tant areas of functioning predominate but do not meet the full criteria for any specific mental disorder attributable to another medical condition. The other specified mental disor der due to another medical condition category is used in situations in which the clinician chooses to communicate the specific reason that the presentation does not meet the criteria for any specific mental disorder attributable to another medical condition. This is done by recording the name of the disorder, with the specific etiological medical condition inserted in place of “another medical condition,” fol-
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specific etiological medical condition inserted in place of “another medical condition,” fol- lowed by the specific symptomatic manifestation that does not meet the criteria for any specific mental disorder due to another medical condition. Furthermore, the diagnostic code for the specific medical condition must be listed immediately before the code for the other specified mental disorder due to anothe r medical condition. For example, dissocia- tive symptoms due to complex partial seizures would be coded and recorded as 345.40 (G40.209), complex partial seizures 294.8 (F06. 8) other specified mental disorder due to complex partial seizures, dissociative symptoms. An example of a presentation that can be specified using the “other specified” desig- nation is the following: Dissociative symptoms: This includes symptoms occurring, for example, in the con- text of complex partial seizures.
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708 Other Mental Disorders Unspecified Mental Disorder Due to Another Medical Condition 294.9 (F09) This category applies to presentations in which symptoms characteristic of a mental dis- order due to another medical condition that cause clinically significant distress or impair- ment in social, occupational, or other impor tant areas of functioning predominate but do not meet the full criteria for any specific mental disorder due to another medical condition. The unspecified mental disorder due to another medical condition category is used in sit- uations in which the clinician chooses not to specify the reason that the criteria are not met for a specific mental disorder due to another medical condition, and includes presentations for which there is insufficient information to make a more specific diagnosis (e.g., in emer- gency room settings). This is done by recording the name of the disorder, with the specific etiological medical condition inserted in plac e of “another medical condition.” Furthermore, the diagnostic code for the specific medical condition must be listed immediately before the code for the unspecified mental disorder due to another medical condition. For exam- ple, dissociative symptoms due to complex partial seizures would be coded and recorded as 345.40 (G40.209) complex partial seizures , 294.9 (F06.9) unspecified mental disorder due to complex partial seizures. Other Specified Mental Disorder 300.9 (F99) This category applies to presentations in which symptoms characteristic of a mental dis- order that cause clinically significant distre ss or impairment in social, occupational, or oth- er important areas of functioning predominate but do not meet the full criteria for any specific mental disorder. The other specified m ental disorder category is used in situations in which the clinician chooses to communicate the specific reason that the presentation does not meet the criteria for any specific mental disorder. This is done by recording “other
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does not meet the criteria for any specific mental disorder. This is done by recording “other specified mental disorder” followed by the specific reason. Unspecified Mental Disorder 300.9 (F99) This category applies to presentations in which symptoms characteristic of a mental dis- order that cause clinically significant distre ss or impairment in social, occupational, or oth- er important areas of functioning predominate but do not meet the full criteria for any mental disorder. The unspecified mental disorder category is used in situations in which the clinician chooses not to specify the reason that the criteria are not met for a specific mental disorder, and includes presentations for which there is insufficient information to make a more specific diagnosis (e.g., in emergency room settings).
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709Medication-Induced Movement Disorders and Other Adverse Effects of Medication Medication-induced movement disorders are included in Section II because of their frequent importance in 1) the management by medication of mental disorders or oth- er medical conditions and 2) the differential diagnosis of mental disorders (e.g., anxiety disorder versus neuroleptic-induced akathisi a; malignant catatonia versus neuroleptic malignant syndrome). Although these moveme nt disorders are labeled “medication in- duced,” it is often difficult to establish the causal relationship between medication expo- sure and the development of the movement di sorder, especially because some of these movement disorders also occu r in the absence of medicati on exposure. The conditions and problems listed in this ch apter are not mental disorders. The term neuroleptic is becoming outdated because it highlights the propensity of an- tipsychotic medications to cause abnormal movements, and it is being replaced with the term antipsychotic in many contexts. Nevertheless, the term neuroleptic remains appropri- ate in this context. Although newer antipsychotic medications may be less likely to cause some medication-induced move ment disorders, those disorders still occur. Neuroleptic medications include so-called conventional, “t ypical,” or first-gene ration antipsychotic agents (e.g., chlorpromazine, haloperidol, fl uphenazine); “atypical” or second-generation antipsychotic agents (e.g., clozapine, risperidone, olanzapine, quetiapine); certain dopa- mine receptor–blocking drugs used in the tr eatment of symptoms such as nausea and gas-
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mine receptor–blocking drugs used in the tr eatment of symptoms such as nausea and gas- troparesis (e.g., prochlorperazine, prometh azine, trimethobenzamide, thiethylperazine, metoclopramide); and amoxapine, which is marketed as an antidepressant. Neuroleptic-Induced Parkinsonism Other Medication-Induced Parkinsonism 332.1 (G21.11) Neuroleptic-Induced Parkinsonism 332.1 (G21.19) Other Medication-Induced Parkinsonism Parkinsonian tremor, muscular rigidity, akinesia (i.e., loss of movement or difficulty ini- tiating movement), or bradykinesia (i.e., slowing movement) developing within a few weeks of starting or raising the dosage of a me dication (e.g., a neuroleptic) or after reduc- ing the dosage of a medication used to treat extrapyramidal symptoms. Neuroleptic Malignant Syndrome 333.92 (G21.0) Neuroleptic Malignant Syndrome Although neuroleptic malignant syndrome is easily recognized in its classic full-blown form, it is often heterogeneous in onset, pres entation, progression, and outcome. The clin- ical features described below are those consid ered most important in making the diagno- sis of neuroleptic malignant syndrome based on consensus recommendations.
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710 Medication-Induced Movement Disorders Diagnostic Features Patients have generally been exposed to a dopamine antagonist within 72 hours prior to symptom development. Hyperthermia ( 100.4 F or 38.0C on at least two occasions, measured orally), associated with profuse dia phoresis, is a distinguishing feature of neu- roleptic malignant syndrome, sett ing it apart from other neurol ogical side effects of anti- psychotic medications. Extreme elevations in temperature, reflecting a breakdown in central thermoregulation, are more likely to support the diagnosis of neuroleptic malig- nant syndrome. Generalized rigidity, described as “lead pipe” in its most severe form and usually unresponsive to antiparkinsonian agen ts, is a cardinal feature of the disorder and may be associated with other neurological symptoms (e.g., tremor, sialorrhea, akinesia, dystonia, trismus, myoclonus, dysarthria, dysphagia, rhab domyolysis). Creatine kinase elevation of at least four times the upper limit of normal is commonly seen. Changes in mental status, characterized by delirium or altered consciousness ranging from stupor to coma, are often an early sign. Affected indi viduals may appear alert but dazed and unre- sponsive, consistent with catatonic stupor. Autonomic activation and instability—mani- fested by tachycardia (rate 25% above baseline), diaphoresis, blood pressure elevation (systolic or diastolic 25% above baseline) or fluctuation ( 20 mmHg diastolic change or
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25 mmHg systolic change within 24 hours), urinary incontinence, and pallor—may be seen at any time but provide an early clue to the diagnosis. Tachypnea (rate 50% above baseline) is common, and respiratory distress —resulting from metabolic acidosis, hyper- metabolism, chest wall restriction, aspiration pneumonia, or pulmonary emboli—can oc- cur and lead to sudden respiratory arrest. A workup, including laboratory investigation, to exclude other infectious, toxic, met- abolic, and neuropsychiatric et iologies or complications is essential (see the section “Dif- ferential Diagnosis” later in this discussion ). Although several laboratory abnormalities are associated with neuroleptic malignant synd rome, no single abnormality is specific to the diagnosis. Individuals with neuroleptic malignant syndrome may have leukocytosis, metabolic acidosis, hypoxia, decreased serum iron concentrations, and elevations in se- rum muscle enzymes and catecholamines. Findings from cerebrospinal fluid analysis and neuroimaging studies are generally normal, whereas electroencephalography shows gen- eralized slowing. Autopsy findings in fatal ca ses have been nonspecific and variable, de- pending on complications. Development and Course Evidence from database studies suggests in cidence rates for neuroleptic malignant syn- drome of 0.01%–0.02% among indi viduals treated with antips ychotics. The temporal pro- gression of signs and symptoms provides important clues to the diagnosis and prognosis of neuroleptic malignant syndrome. Alteration in mental status and other neurological signs typically precede systemic signs. The on set of symptoms varies from hours to days after drug initiation. Some cases develop with in 24 hours after drug initiation, most within
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after drug initiation. Some cases develop with in 24 hours after drug initiation, most within the first week, and virtually all cases within 30 days. Once the syndrome is diagnosed and oral antipsychotic drugs are d iscontinued, neuroleptic maligna nt syndrome is self-limited in most cases. The mean reco very time after drug discontinuation is 7–10 days, with most individuals recovering within 1 week and nearly all within 30 days. The duration may be prolonged when long-acting antipsychotics are implicated. There have been reports of in- dividuals in whom residual neurological signs persisted for weeks after the acute hyper- metabolic symptoms re solved. Total resolution of symp toms can be obtained in most cases of neuroleptic malignant syndrome; howe ver, fatality rates of 10%–20% have been
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metabolic symptoms re solved. Total resolution of symp toms can be obtained in most cases of neuroleptic malignant syndrome; howe ver, fatality rates of 10%–20% have been reported when the disorder is not recogniz ed. Although many individuals do not experi- ence a recurrence of neuroleptic malignant syndrome when rechallenged with antipsy- chotic medication, some do, especially when antipsychotics are reinstituted soon after an episode.
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Medication-Induced Movement Disorders 711 Risk and Prognostic Factors Neuroleptic malignant sy ndrome is a potential risk in an y individual after antipsychotic drug administration. It is not specific to an y neuropsychiatric diagnosis and may occur in individuals without a diagnosable mental disorder who receive dopamine antagonists. Clinical, systemic, and metabolic factors associ ated with a heightened risk of neuroleptic malignant syndrome include agitation, exhaus tion, dehydration, and iron deficiency. A prior episode associated with antipsychotics has been described in 15%–20% of index cases, suggesting underlying vulnerability in some patients; however, genetic findings based on neurotransmitter receptor polymorphi sms have not been replicated consistently. Nearly all dopamine antagonists have been associated with neuroleptic malignant syndrome, although high-potency antipsychotics pose a greater risk compared with low- potency agents and newer atypical antipsychoti cs. Partial or milder forms may be associ- ated with newer antipsychotics, but neurolep tic malignant syndrome varies in severity even with older drugs. Dopami ne antagonists used in medical settings (e.g., metoclopra- mide, prochlorperazine) have also been impl icated. Parenteral administration routes, rapid titration rates, and higher total drug dosages have been associated with increased risk; however, neuroleptic malignant syndrome usually occurs within the therapeutic dos- age range of antipsychotics. Differential Diagnosis Neuroleptic malignant syndrome must be di stinguished from other serious neurological or medical conditions, including central nerv ous system infections, inflammatory or au- toimmune conditions, status ep ilepticus, subcortical structur al lesions, and systemic con-
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ditions (e.g., pheochromocytoma, thyrotoxicosis, tetanu s, heat stroke). Neuroleptic malignant syndrome also must be distinguished from similar syndromes resulting from the use of other substances or medications, such as serotonin syndrome; parkinsonian hyperthermia syndrome following abrupt discontinuation of dopamine ag- onists; alcohol or sedative withdrawal; malignant hyperthe rmia occurring during anes- thesia; hyperthermia associated with abuse of stimulants and hallucinogens; and atropine poisoning from anticholinergics. In rare instances, individuals with schizophrenia or a mood diso rder may present with malignant catatonia, which ma y be indistinguishable from neuroleptic malignant syn- drome. Some investigators consider neurol eptic malignant syndrome to be a drug- induced form of malignant catatonia. Medication-Induced Acute Dystonia 333.72 (G24.02) Medication-Induced Acute Dystonia Abnormal and prolonged contract ion of the muscles of the ey es (oculogyric crisis), head, neck (torticollis or retrocollis), limbs, or trunk developing within a few days of starting or raising the dosage of a medication (such as a neuroleptic) or after reducing the dosage of a medication used to treat extrapyramidal symptoms. Medication-Induced Acute Akathisia 333.99 (G25.71) Medication-Induced Acute Akathisia Subjective complaints of restlessness, ofte n accompanied by observed excessive move- ments (e.g., fidgety movements of the legs, rocking from foot to foot, pacing, inability to sit
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or stand still), developing within a few weeks of starting or raising the dosage of a medi- cation (such as a neuroleptic) or after reducing the dosage of a medication used to treat ex- trapyramidal symptoms.
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712 Medication-Induced Movement Disorders Tardive Dyskinesia 333.85 (G24.01) Tardive Dyskinesia Involuntary athetoid or chorei form movements (lasting at le ast a few weeks) generally of the tongue, lower face and jaw, and extremit ies (but sometimes involving the pharyngeal, diaphragmatic, or trunk muscles) developing in association with the use of a neuroleptic medication for at least a few months. Symptoms may develop after a shorter period of medication use in older persons. In some patients, movements of this type may ap pear after discontinuation, or after change or reduction in dosage, of neuroleptic medica tions, in which case the condition is called neuroleptic withdrawal -emergent dyskinesia. Because withdrawal-emergent dyskinesia is usually time-limited, lasting less than 4–8 week s, dyskinesia that persists beyond this win- dow is considered to be tardive dyskinesia. Tardive Dystonia Tardive Akathisia 333.72 (G24.09) Tardive Dystonia 333.99 (G25.71) Tardive Akathisia Tardive syndrome involving other types of movement problems, such as dystonia or akathisia, which are distinguished by their late emergence in the course of treatment and their potential persistence for months to years, even in the face of neuroleptic discontinu- ation or dosage reduction. Medication-Induced Postural Tremor 333.1 (G25.1) Medication-Induced Postural Tremor Fine tremor (usually in the range of 8–12 Hz) occurring during attempts to maintain a pos-
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ture and developing in associ ation with the use of medicati on (e.g., lithium, antidepres- sants, valproate). This tremor is very similar to the tremor seen with anxiety, caffeine, and other stimulants. Other Medication-Induced Movement Disorder 333.99 (G25.79) Other Medication-Induced Movement Disorder This category is for medication-induced movement disorders not captured by any of the specific disorders listed above. Examples include 1) presentations resembling neuroleptic malignant syndrome that are associated with medications other than neuroleptics and 2) other medication-induc ed tardive conditions. Antidepressant Discontinuation Syndrome 995.29 ( T43.205A )Initial encounter 995.29 ( T43.205D )Subsequent encounter 995.29 ( T43.205S )Sequelae Antidepressant discontinuation syndrome is a set of symptoms that can occur after an abrupt cessation (or marked re duction in dose) of an antide pressant medication that was taken continuously for at least 1 month. Symp toms generally begin within 2–4 days and typically include specific sensory, somatic, and cognitive-emotional manifestations. Fre-
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Medication-Induced Movement Disorders 713 quently reported sensory and somatic symptoms include flashes of lights, “electric shock” sensations, nausea, and hyperre sponsivity to nois es or lights. Nons pecific anxiety and feelings of dread may also be reported. Symptoms are alleviated by restarting the same medication or starting a different medication that has a similar mechanism of action— for example, discontinuation symptoms afte r withdrawal from a serotonin-norepineph- rine reuptake inhibitor may be alleviated by starting a tricyclic antidepressant. To qualify as antidepressant discontinuation syndrome, the symptoms should not have been present before the antidepressant dosa ge was reduced and are not be tter explained by another mental disorder (e.g., manic or hypomanic episode, substance intoxication, substance withdrawal, somatic symptom disorder). Diagnostic Features Discontinuation symptoms may occur following treatment with tricyclic antidepressants (e.g., imipramine, amitriptyline, desipramine) , serotonin reuptake in hibitors (e.g., fluox- etine, paroxetine, sertraline), and monoamine oxidase inhibitors (e.g., phenelzine, selegi- line, pargyline). The incidence of this syndrome depends on the dosage and half-life of the medication being taken, as well as the rate at which the medication is tapered. Short-acting medications that are stopped ab ruptly rather than tapered gradually may pose the great- est risk. The short-acting selective serotonin reuptake inhibitor (SSRI) paroxetine is the agent most commonly associated with disconti nuation symptoms, but such symptoms oc- cur for all types of antidepressants.
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cur for all types of antidepressants. Unlike withdrawal syndromes associated with opioids, alcohol, and other substances of abuse, antidepressant discontinuation sy ndrome has no pathognomonic symptoms. In- stead, the symptoms tend to be vague and variable and typically begin 2–4 days after the last dose of the antidepressant. For SSRIs (e.g., paroxetine), symptoms such as dizziness, ringing in the ears, “electric shocks in the head ,” an inability to sleep, and acute anxiety are described. The antidepressant use prior to discontinuation must not have incurred hypo- mania or euphoria (i.e., there should be confidence that the discontinuation syndrome is not the result of fluctuations in mood stabi lity associated with the previous treatment). The antidepressant discontinuation syndrome is based solely on pharmacological factors and is not related to the reinforcing effects of an antidepressant. Also, in the case of stim- ulant augmentation of an antidepressant, abru pt cessation may result in stimulant with- drawal symptoms (see “Stimulant Withdraw al” in the chapter “Substance-Related and Addictive Disorders”) rather than the antide pressant discontinuation syndrome described here. Prevalence The prevalence of antidepressant discontinu ation syndrome is unknown but is thought to vary according to the dosage prior to discon tinuation, the half-life and receptor-binding affinity of the medication, and possibly the indi vidual’s genetically influenced rate of me- tabolism for this medication. Course and Development Because longitudinal studies are lacking, little is known about the clinical course of anti- depressant discontinuation syndrome. Sympto ms appear to abate over time with very gradual dosage reductions. After an episode, some individuals may pr efer to resume med-
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gradual dosage reductions. After an episode, some individuals may pr efer to resume med- ication indefinitely if tolerated. Differential Diagnosis The differential diagnosis of antidepressant discontinuation syndrome includes anxiety and depressive disorders, su bstance use disorders, and tolerance to medications.
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714 Medication-Induced Movement Disorders Anxiety and depressive disorders. Discontinuation symptoms often resemble symptoms of a persistent anxiety disorder or a return of somatic symptoms of depression for which the medication was initially given. Substance use disorders. Antidepressant discontinuatio n syndrome differs from sub- stance withdrawal in that antidepressants th emselves have no reinforcing or euphoric ef- fects. The medication dosage has usually not been increased without the clinician’s permission, and the individual generally does no t engage in drug-seeking behavior to ob- tain additional medication. Criteria for a substance use disorder are not met. Tolerance to medications. Tolerance and discontinuation symptoms can occur as a normal physiological response to stopping medication after a substantial duration of exposure. Most cases of medication tolerance can be managed through carefully con- trolled tapering. Comorbidity Typically, the individual was initially started on the medication for a major depressive dis- order; the original symptoms may return during the discontinuation syndrome. Other Adverse Effect of Medication 995.20 ( T50.905A )Initial encounter 995.20 ( T50.905D )Subsequent encounter 995.20 ( T50.905S )Sequelae This category is available for optional use by clinicians to code side effects of medication (other than movement symptoms) when these ad verse effects become a main focus of clin- ical attention. Examples include severe hypotension, cardia c arrhythmias, and priapism.
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715Other Conditions That May Be a Focus of Clinical Attention This discussion covers other conditions and proble ms that may be a focus of clini- cal attention or that may otherwise affect the diagnosis, course, prog nosis, or treatment of a patient’s mental disorder. These conditio ns are presented with their corresponding codes from ICD-9-CM (usually V codes) and ICD-10-CM (usu ally Z codes). A condition or problem in this chapter may be coded if it is a reason for the current visit or helps to explain the need for a test, procedure, or trea tment. Conditions and problems in this chap- ter may also be included in the medical record as useful information on circumstances that may affect the patient’s care, regardless of their relevance to the current visit. The conditions and problems listed in this chapter are not mental disorders. Their in- clusion in DSM-5 is meant to draw attention to the scope of additional issues that may be encountered in routine clinical practice and to provide a systematic listing that may be useful to clinicians in documenting these issues. Relational Problems Key relationships, especially intimate adult partner relationships and parent/caregiver- child relationships, have a significant impact on the health of the individuals in these re- lationships. These relationships can be health promoting and protective, neutral, or detri- mental to health outcomes. In the extreme, th ese close relationships can be associated with maltreatment or neglect, which has signif icant medical and psyc hological consequences for the affected individual. A relational problem may come to clinical attention either as the reason that the individual seeks health care or as a pr oblem that affects the course, prognosis, or treatment of the individual’s mental or other medical disorder.
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prognosis, or treatment of the individual’s mental or other medical disorder. Problems Related to Family Upbringing V61.20 (Z62.820) Parent-Child Relational Problem For this category, the term parent is used to refer to one of the child’s primary caregivers, who may be a biological, adoptive, or foster pa rent or may be another relative (such as a grandparent) who fulfills a parent al role for the child. This ca tegory should be used when the main focus of clinical atte ntion is to address the quality of the parent-child relationship or when the quality of the parent-child relati onship is affecting th e course, prognosis, or treatment of a mental or other medical disorder. Typically, the parent-child relational problem is associated with impaired functionin g in behavioral, cognitive, or affective do- mains. Examples of behavioral problems include inadequate parental control, supervision, and involvement with the child; parental over protection; excessive parental pressure; ar- guments that escalate to threats of physical violence; and avoidance without resolution of problems. Cognitive problems may include negati ve attributions of th e other’s intentions, hostility toward or scapegoating of the other, and unwarranted feelings of estrangement. Affective problems may include feelings of sadness, apathy, or anger about the other in- dividual in the relationship. Clinicians should take into account the developmental needs of the child and the cultural context.
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716 Other Conditions That May Be a Focus of Clinical Attention V61.8 (Z62.891) Sibling Relational Problem This category should be used when the focus of clinical attention is a pattern of interaction among siblings that is associated with significan t impairment in individual or family function- ing or with development of symptoms in one or more of the siblings, or when a sibling relational problem is affecting the course, prognosis, or treatment of a sibling’s mental or other medical disorder. This category can be used for either children or adults if the focus is on the sibling re- lationship. Siblings in this context include fu ll, half-, step-, foster , and adopted siblings. V61.8 (Z62.29) Upbringing Away From Parents This category should be used when the main focus of clinical attention pertains to issues regarding a child being raised away from the parents or when this separate upbringing af- fects the course, prognosis, or treatment of a mental or other medical disorder. The child could be one who is under state custody and pl aced in kin care or foster care. The child could also be one who is living in a nonparenta l relative’s home, or with friends, but whose out-of-home placement is not mandated or sanctioned by the courts. Problems related to a child living in a group home or orphanage are also included. This category excludes issues related to V60.6 (Z59.3) ch ildren in boarding schools. V61.29 (Z62.898) Child Affected by Parental Relationship Distress This category should be used when the focus of clinical attention is the negative effects of parental relationship discord (e.g., high levels of conflict, distress, or disparagement) on a child in the family, including effects on the child’s mental or other medical disorders.
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child in the family, including effects on the child’s mental or other medical disorders. Other Problems Related to Primary Support Group V61.10 (Z63.0) Relationship Distress With Spouse or Intimate Partner This category should be used when the major fo cus of the clinical contact is to address the quality of the intimate (spouse or partner) relationship or when the quality of that rela- tionship is affecting the course, prognosis, or treatment of a mental or other medical dis- order. Partners can be of the same or differ ent genders. Typically, the relationship distress is associated with impaired functioning in beha vioral, cognitive, or affective domains. Ex- amples of behavioral proble ms include conflict resolution difficulty, withdrawal, and overinvolvement. Cognit ive problems can manifest as chronic negative attributions of the other’s intentions or dismissals of the part ner’s positive behaviors. Affective problems would include chronic sadness, apathy, and/or anger about the other partner. Note: This category excludes clinical encounte rs for V61.1x (Z69.1x) mental health ser- vices for spousal or partner abuse prob lems and V65.49 (Z70.9) sex counseling. V61.03 (Z63.5) Disruption of Family by Separation or Divorce This category should be used when partners in an intimate adult couple are living apart due to relationship problems or are in the process of divorce. V61.8 (Z63.8) High Expressed Emotion Level Within Family Expressed emotion is a construct used as a qualitat ive measure of the “amount” of emo- tion—in particular, hostility, emotional overin volvement, and criticism directed toward a
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tion—in particular, hostility, emotional overin volvement, and criticism directed toward a family member who is an identified patient—displayed in the family environment. This category should be used when a family’s hi gh level of expressed emotion is the focus of clinical attention or is affecting the course, prognosis, or treatment of a family member’s mental or other medical disorder. V62.82 (Z63.4) Uncomplicated Bereavement This category can be used when the focus of cl inical attention is a normal reaction to the death of a loved one. As part of their reaction to such a loss, some grieving individuals present with symptoms characteristic of a major depressive episode—for example, feel-
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Other Conditions That May Be a Focus of Clinical Attention 717 ings of sadness and associated symptoms su ch as insomnia, poor appetite, and weight loss. The bereaved individual typically re gards the depressed mood as “normal,” al- though the individual may seek professional help for relief of associated symptoms such as insomnia or anorexia. The duration and expression of “normal” bereavement vary con- siderably among different cultural groups. Fu rther guidance in distinguishing grief from a major depressive episode is provided in the criteria for major depressive episode. Abuse and Neglect Maltreatment by a family member (e.g., caregiver, intimate adult partner) or by a nonrel- ative can be the area of current clinical focu s, or such maltreatment can be an important factor in the assessment and treatment of pati ents with mental or other medical disorders. Because of the legal implications of abuse and neglect, care should be used in assessing these conditions and assigning these codes. Ha ving a past history of abuse or neglect can influence diagnosis and treatment response in a number of mental disorders, and may also be noted along with the diagnosis. For the following categories, in addition to listings of the confirmed or suspected event of abuse or neglect, other code s are provided for use if the cu rrent clinical encounter is to provide mental health services to either the victim or the perpetrator of the abuse or ne- glect. A separate code is also provided for designating a past history of abuse or neglect. Coding Note for ICD-10-CM Abuse and Neglect Conditions For T codes only, the 7th character should be coded as follows: A (initial encounter) —Use while the patient is receiving active treatment for the condition (e.g., surgical treatment, emergency department encounter, eval-
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the condition (e.g., surgical treatment, emergency department encounter, eval- uation and treatment by a new clinician); or D (subsequent encounter) —Use for encounters after the patient has received active treatment for the condition and wh en he or she is receiving routine care for the condition during the healing or re covery phase (e.g., cast change or re- moval, removal of external or internal fixation device, medi cation adjustment, other aftercare and follow-up visits). Child Maltreatment and Neglect Problems Child Physical Abuse Child physical abuse is nonaccidental physical injury to a child—ranging from minor bruises to severe fractures or death—occurring as a re sult of punching, beating, kicking, biting, shaking, throwing, stabbing, choking, hitting (with a hand, stick, strap, or other object), burning, or any other method that is inflicted by a parent, caregiver, or other individual who has responsibility for the child. Such injury is considered abuse regardless of whether the caregiver intended to hurt the ch ild. Physical discipline, such as spanking or paddling, is not considered abuse as long as it is reasonable and causes no bodily injury to the child. Child Physical Abuse, Confirmed 995.54 (T74.12XA) Initial encounter 995.54 (T74.12XD) Subsequent encounter Child Physical Abuse, Suspected 995.54 (T76.12XA) Initial encounter 995.54 (T76.12XD) Subsequent encounter
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718 Other Conditions That May Be a Focus of Clinical Attention Other Circumstances Related to Child Physical Abuse V61.21 (Z69.010) Encounter for mental health services for victim of child abuse by parent V61.21 (Z69.020) Encounter for mental health servic es for victim of nonparental child abuse V15.41 (Z62.810) Personal history (past history) of physical abuse in childhood V61.22 (Z69.011) Encounter for mental health services for perpetrator of parental child abuse V62.83 (Z69.021) Encounter for mental health servic es for perpetrator of nonparental child abuse Child Sexual Abuse Child sexual abuse encompasses any sexual act involving a child that is intended to pro- vide sexual gratification to a parent, caregi ver, or other individual who has responsibility for the child. Sexual abuse includes activities such as fondling a child’s genitals, penetra- tion, incest, rape, sodomy, and indecent exposure. Sexual abuse also includes noncontact exploitation of a child by a parent or caregi ver—for example, forcing, tricking, enticing, threatening, or pressuring a child to participate in acts for the sexual gratification of others, without direct physical contact between child and abuser. Child Sexual Abuse, Confirmed 995.53 (T74.22XA) Initial encounter 995.53 (T74.22XD) Subsequent encounter Child Sexual Abuse, Suspected 995.53 (T76.22XA) Initial encounter 995.53 (T76.22XD) Subsequent encounter Other Circumstances Related to Child Sexual Abuse V61.21 (Z69.010) Encounter for mental health services for victim of child sexual abuse by parent
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by parent V61.21 (Z69.020) Encounter for mental health servic es for victim of nonparental child sexual abuse V15.41 (Z62.810) Personal history (past history) of sexual abuse in childhood V61.22 (Z69.011) Encounter for mental health services for perpetrator of parental child sexual abuse V62.83 (Z69.021) Encounter for mental health servic es for perpetrator of nonparental child sexual abuse Child Neglect Child neglect is defined as any confirmed or suspected egregious ac t or omission by a child’s parent or other caregiver that deprives the child of basic age-appropriate needs and thereby results, or has reasonab le potential to result, in physical or psychological harm to the child. Child neglect encompasses abandonm ent; lack of appropriate supervision; fail- ure to attend to necessary em otional or psychological needs; and failure to provide neces- sary education, medical care, nouris hment, shelter, and/or clothing. Child Neglect, Confirmed 995.52 (T74.02XA) Initial encounter 995.52 (T74.02XD) Subsequent encounter
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Other Conditions That May Be a Focus of Clinical Attention 719 Child Neglect, Suspected 995.52 (T76.02XA) Initial encounter 995.52 (T76.02XD) Subsequent encounter Other Circumstances Related to Child Neglect V61.21 (Z69.010) Encounter for mental health servic es for victim of child neglect by parent V61.21 (Z69.020) Encounter for mental health servic es for victim of nonparental child neglect V15.42 (Z62.812) Personal history (past history) of neglect in childhood V61.22 (Z69.011) Encounter for mental health services for perpetrator of parental child neglect V62.83 (Z69.021) Encounter for mental health servic es for perpetrator of nonparental child neglect Child Psychological Abuse Child psychological abuse is nonaccidental verb al or symbolic acts by a child’s parent or caregiver that result, or have reasonable potential to result, in significant psychological harm to the child. (Physical and sexual abusive acts are not included in this category.) Ex- amples of psychological abuse of a child include berating, disparaging, or humiliating the child; threatening the child; harming/abandoning—or indicating that the alleged offender will harm/abandon—people or things that the child cares about; confining the child (as by tying a child’s arms or legs togeth er or binding a child to furniture or another object, or confining a child to a small enclosed area [e.g., a closet]); egregious scapegoating of the child; coercing the child to inflict pain on himself or herself; and disciplining the child excessively (i.e., at an extremely high fr equency or duration, even if not at a level of
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physical abuse) through physical or nonphysical means. Child Psychological Abuse, Confirmed 995.51 (T74.32XA) Initial encounter 995.51 (T74.32XD) Subsequent encounter Child Psychological Abuse, Suspected 995.51 (T76.32XA) Initial encounter 995.51 (T76.32XD) Subsequent encounter Other Circumstances Related to Child Psychological Abuse V61.21 (Z69.010) Encounter for mental health services for victim of child psychological abuse by parent V61.21 (Z69.020) Encounter for mental health servic es for victim of nonparental child psychological abuse V15.42 (Z62.811) Personal history (past history) of psychological abuse in childhood V61.22 (Z69.011) Encounter for mental health services for perpetrator of parental child psychological abuse V62.83 (Z69.021) Encounter for mental health servic es for perpetrator of nonparental child psychological abuse
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720 Other Conditions That May Be a Focus of Clinical Attention Adult Maltreatment and Neglect Problems Spouse or Partner Violence, Physical This category should be used when nonaccidental acts of physical force that result, or have reasonable potential to result, in physical harm to an intimate partner or that evoke signif- icant fear in the partner have occurred during the past year. Nonaccidental acts of physical force include shoving, slapping, hair pulling, pinching, restraining, shaking, throwing, biting, kicking, hitting with the fist or an ob ject, burning, poisoning, applying force to the throat, cutting off the air supply, holding th e head under water, and using a weapon. Acts for the purpose of physically protecting oneself or one’s partner are excluded. Spouse or Partner Violen ce, Physical, Confirmed 995.81 (T74.11XA) Initial encounter 995.81 (T74.11XD) Subsequent encounter Spouse or Partner Violence, Physical, Suspected 995.81 (T76.11XA) Initial encounter 995.81 (T76.11XD) Subsequent encounter Other Circumstances Related to Spou se or Partner Violence, Physical V61.11 (Z69.11) Encounter for mental health services for victim of spouse or partner violence, physical V15.41 (Z91.410) Personal history (past history) of spouse or partner violence, physical V61.12 (Z69.12) Encounter for mental health services for perpetrator of spouse or partner violence, physical Spouse or Partner Violence, Sexual This category should be used when forced or coerced sexual acts with an intimate partner have occurred during the past year. Sexual violence may involve the use of physical force
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have occurred during the past year. Sexual violence may involve the use of physical force or psychological coercion to compel the partner to engage in a sexual act against his or her will, whether or not the act is completed. Also included in this category are sexual acts with an intimate partner who is unable to consent. Spouse or Partner Violence, Sexual, Confirmed 995.83 (T74.21XA) Initial encounter 995.83 (T74.21XD) Subsequent encounter Spouse or Partner Violence, Sexual, Suspected 995.83 (T76.21XA) Initial encounter 995.83 (T76.21XD) Subsequent encounter Other Circumstances Related to Sp ouse or Partner Violence, Sexual V61.11 (Z69.81) Encounter for mental health services for victim of spouse or partner violence, sexual V15.41 (Z91.410) Personal history (past history) of spouse or partner violence, sexual V61.12 (Z69.12) Encounter for mental health services for perpetrator of spouse or partner violence, sexual
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Other Conditions That May Be a Focus of Clinical Attention 721 Spouse or Partner Neglect Partner neglect is any egregious act or omission in the past year by one partner that de- prives a dependent partner of basic needs and thereby results, or has reasonable potential to result, in physical or psycho logical harm to the dependent pa rtner. This category is used in the context of relationships in which one partner is extremely dependent on the other partner for care or for assistance in navigating ordinary daily activities—for example, a partner who is incapable of self-care owing to substantial physical, psychological/intel- lectual, or cultural limitations (e.g., inability to communicat e with others and manage ev- eryday activities due to living in a foreign culture). Spouse or Partner Neglect, Confirmed 995.85 (T74.01XA) Initial encounter 995.85 (T74.01XD) Subsequent encounter Spouse or Partner Neglect, Suspected 995.85 (T76.01XA) Initial encounter 995.85 (T76.01XD) Subsequent encounter Other Circumstances Related to Spouse or Partner Neglect V61.11 (Z69.11) Encounter for mental health services for victim of spouse or partner neglect V15.42 (Z91.412) Personal history (past history) of spouse or partner neglect V61.12 (Z69.12) Encounter for mental health services for perpetrator of spouse or partner neglect Spouse or Partner Abuse, Psychological Partner psychological abuse encompasses nonaccidental verbal or symbolic acts by one partner that result, or have reasonable potentia l to result, in significant harm to the other partner. This category should be used when such psycholo gical abuse has occurred during
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partner. This category should be used when such psycholo gical abuse has occurred during the past year. Acts of psycholo gical abuse include berating or humiliating the victim; inter- rogating the victim; restricting the victim’s ability to come and go freely; obstructing the vic- tim’s access to assistance (e.g., law enforcemen t; legal, protective, or medical resources); threatening the victim with physical harm or sexual assault; harming, or threatening to harm, people or things that th e victim cares about; unwarranted restriction of the victim’s ac- cess to or use of economic resources; isolating the victim from family, friends, or social sup- port resources; stalking the victim; and trying to make the victim think that he or she is crazy. Spouse or Partner Abuse, Psychological, Confirmed 995.82 (T74.31XA) Initial encounter 995.82 (T74.31XD) Subsequent encounter Spouse or Partner Abuse, Psychological, Suspected 995.82 (T76.31XA) Initial encounter 995.82 (T76.31XD) Subsequent encounter Other Circumstances Related to Spouse or Partner Abuse, Psychological V61.11 (Z69.11) Encounter for mental health services for victim of spouse or partner psychological abuse
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722 Other Conditions That May Be a Focus of Clinical Attention V15.42 (Z91.411) Personal history (past history) of sp ouse or partner psychological abuse V61.12 (Z69.12) Encounter for mental health services for perpetrator of spouse or part- ner psychological abuse Adult Abuse by Nons pouse or Nonpartner These categories should be used when an ad ult has been abused by another adult who is not an intimate partner. Such maltreatment may involve acts of physical, sexual, or emo- tional abuse. Examples of adult abuse include nonaccidental acts of physical force (e.g., pushing/shoving, scratching, slapping, thro wing something that could hurt, punching, biting) that have resulted—o r have reasonable potential to result—in physical harm or have caused significant fear; forced or coer ced sexual acts; and ve rbal or symbolic acts with the potential to cause psychological harm (e.g., berating or humiliating the person; interrogating the person; restricting the person ’s ability to come and go freely; obstructing the person’s access to assistance; threatening the person; harming or threatening to harm people or things that the person cares about; restricting the person’s access to or use of eco- nomic resources; isolating the person from fa mily, friends, or social support resources; stalking the person; trying to make the person think that he or she is crazy). Acts for the purpose of physically protecting oneself or the other person are excluded. Adult Physical Abuse by Nonspouse or Nonpartner, Confirmed 995.81 (T74.11XA) Initial encounter 995.81 (T74.11XD) Subsequent encounter Adult Physical Abuse by Nonspouse or Nonpartner, Suspected 995.81 (T76.11XA) Initial encounter
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995.81 (T76.11XA) Initial encounter 995.81 (T76.11XD) Subsequent encounter Adult Sexual Abuse by Nonspo use or Nonpartner, Confirmed 995.83 (T74.21XA) Initial encounter 995.83 (T74.21XD) Subsequent encounter Adult Sexual Abuse by Nonspo use or Nonpartn er, Suspected 995.83 (T76.21XA) Initial encounter 995.83 (T76.21XD) Subsequent encounter Adult Psychological Abuse by Nonspouse or Nonpartner, Confirmed 995.82 (T74.31XA) Initial encounter 995.82 (T74.31XD) Subsequent encounter Adult Psychological Abuse by Nonspouse or Nonpartner, Suspected 995.82 (T76.31XA) Initial encounter 995.82 (T76.31XD) Subsequent encounter Other Circumstances Related to Adult Abuse by Nonspouse or Nonpartner V65.49 (Z69.81) Encounter for mental health services for victim of nonspousal or non- partner adult abuse V62.83 (Z69.82) Encounter for mental health services for perpetrator of nonspousal or nonpartner adult abuse
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Other Conditions That May Be a Focus of Clinical Attention 723 Educational and Occu pational Problems Educational Problems V62.3 (Z55.9) Academic or Educational Problem This category should be used when an academic or educational problem is the focus of clinical attention or has an impact on the in dividual’s diagnosis, tr eatment, or prognosis. Problems to be consider ed include illiteracy or low-level lit eracy; lack of access to school- ing owing to unavailability or unattainability; problems with academ ic performance (e.g., failing school examinations, receiving failing marks or grades) or underachievement (be- low what would be expected given the indivi dual’s intellectual capacity); discord with teachers, school staff, or other students; an d any other problems related to education and/ or literacy. Occupational Problems V62.21 (Z56.82) Problem Related to Current Military Deployment Status This category should be used when an occupa tional problem directly related to an indi- vidual’s military deployment status is the focus of clinical attention or has an impact on the individual’s diagnosis, treatment, or prognosi s. Psychological reactions to deployment are not included in this category; such reactions would be better captured as an adjustment disorder or another mental disorder. V62.29 (Z56.9) Other Problem Related to Employment This category should be used when an occupational problem is the focus of clinical atten- tion or has an impact on the individual’s treatment or prog nosis. Areas to be considered include problems with employment or in the work environment, including unemploy- ment; recent change of job; threat of job loss; job dissatisfaction; stressful work schedule; uncertainty about career choices; sexual ha rassment on the job; other discord with boss,
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supervisor, co-workers, or others in the wo rk environment; uncongenial or hostile work environments; other psychosocial stressors re lated to work; and any other problems re- lated to employment and/or occupation. Housing and Economic Problems Housing Problems V60.0 (Z59.0) Homelessness This category should be used when lack of a regular dwelling or living quarters has an im- pact on an individual’s treatment or prognosi s. An individual is considered to be homeless if his or her primary nighttime residence is a homeless shelter, a warming shelter, a do- mestic violence shelter, a public space (e.g., tunnel, transportation st ation, mall), a build- ing not intended for residential use (e.g., abandoned structure, unused factory), a cardboard box or cave, or some other ad hoc housing situation. V60.1 (Z59.1) Inadequate Housing This category should be used when lack of adequate housing has an impact on an individ- ual’s treatment or prognosis. Examples of in adequate housing conditions include lack of heat (in cold temperatures) or electricity, infestation by insects or rodents, inadequate plumbing and toilet facilities , overcrowding, lack of adequa te sleeping space, and exces- sive noise. It is important to consider cultural norms before assigning this category. V60.89 (Z59.2) Discord With Neighbor, Lodger, or Landlord This category should be used when discord with neighbors, lodgers, or a landlord is a fo- cus of clinical attention or has an impact on the individual’s treatment or prognosis.
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724 Other Conditions That May Be a Focus of Clinical Attention V60.6 (Z59.3) Problem Related to Living in a Residential Institution This category should be used when a problem (or problems) related to living in a residen- tial institution is a focus of clinical attention or has an impact on the individual’s treatment or prognosis. Psychological reactions to a chan ge in living situation are not included in this category; such reactions would be better captured as an adjustment disorder. Economic Problems V60.2 (Z59.4) Lack of Adequate Food or Safe Drinking Water V60.2 (Z59.5) Extreme Poverty V60.2 (Z59.6) Low Income V60.2 (Z59.7) Insufficient Social Insurance or Welfare Support This category should be used for individuals wh o meet eligibility criter ia for social or wel- fare support but ar e not receiving such support, who rece ive support that is insufficient to address their needs, or who otherwise lack access to needed insurance or support pro- grams. Examples include inability to qualify for welfare support owing to lack of proper documentation or evidence of address, inability to obtain ad equate health insurance be- cause of age or a preexisting condition, and denial of support owing to excessively strin- gent income or other requirements. V60.9 (Z59.9) Unspecified Housing or Economic Problem This category should be used when there is a problem related to hou sing or economic cir- cumstances other than as specified above. Other Problems Related to the Social Environment V62.89 (Z60.0) Phase of Life Problem This category should be used when a problem adjusting to a life-cycle transition (a partic- ular developmental phase) is the focus of clinic al attention or has an impact on the indi-
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vidual’s treatment or prognosis. Examples of such transitions include entering or completing school, leaving parental control, getting married, starting a new career, be- coming a parent, adjusting to an “empty ne st” after children leave home, and retiring. V60.3 (Z60.2) Problem Related to Living Alone This category should be used when a problem associated with living alone is the focus of clinical attention or has an impact on the in dividual’s treatment or prognosis. Examples of such problems include chronic feelings of lonelin ess, isolation, and lack of structure in car- rying out activities of daily living (e.g., i rregular meal and sleep schedules, inconsistent performance of home maintenance chores). V62.4 (Z60.3) Acculturation Difficulty This category should be used when difficulty in adjusting to a new culture (e.g., following migration) is the focus of clinical attention or has an impact on the individual’s treatment or prognosis. V62.4 (Z60.4) Social Exclusion or Rejection This category should be used when there is an imbalance of social power such that there is recurrent social exclusion or rejection by others. Examples of social rejection include bul- lying, teasing, and intimidation by others; be ing targeted by others for verbal abuse and humiliation; and being purposefully excluded fr om the activities of peers, workmates, or others in one’s social environment. V62.4 (Z60.5) Target of (Perceived) Adverse Discrimination or Persecution This category should be used when there is perceived or experienced discrimination against or persecution of the individual based on his or her membership (or perceived
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Other Conditions That May Be a Focus of Clinical Attention 725 membership) in a specific category. Typically , such categories include gender or gender identity, race, ethnicity, religion, sexual orientation, country of origin, political beliefs, dis- ability status, caste, social status , weight, and physical appearance. V62.9 (Z60.9) Unspecified Problem Related to Social Environment This category should be used when there is a pr oblem related to the individual’s social en- vironment other than as specified above. Problems Related to Crime or Interaction With the Legal System V62.89 (Z65.4) Victim of Crime V62.5 (Z65.0) Conviction in Civil or Criminal Proceedings Without Imprisonment V62.5 (Z65.1) Imprisonment or Other Incarceration V62.5 (Z65.2) Problems Related to Release From Prison V62.5 (Z65.3) Problems Related to Other Legal Circumstances Other Health Service Encounters for Counseling and Medical Advice V65.49 (Z70.9) Sex Counseling This category should be used when the indi vidual seeks counseling related to sex educa- tion, sexual behavior, sexual orientation, sexual attitudes (embarrassment, timidity), oth- ers’ sexual behavior or orientation (e.g., spou se, partner, child), sexu al enjoyment, or any other sex-related issue. V65.40 (Z71.9) Other Counseling or Consultation This category should be used when counseling is provided or advice/consultation is sought for a problem that is not specified above or elsewhere in this chapter. Examples in- clude spiritual or religious counseling, dietar y counseling, and counseling on nicotine use.
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clude spiritual or religious counseling, dietar y counseling, and counseling on nicotine use. Problems Related to Other Psychosocial, Personal, and Environmental Circumstances V62.89 (Z65.8) Religious or Spiritual Problem This category can be used when the focus of clinical attention is a religious or spiritual problem. Examples include distressing experi ences that involve lo ss or questioning of faith, problems associated with conversion to a new faith, or questioning of spiritual val- ues that may not necessarily be related to an organized church or religious institution. V61.7 (Z64.0) Problems Related to Unwanted Pregnancy V61.5 (Z64.1) Problems Related to Multiparity V62.89 (Z64.4) Discord With Social Service Provider, Including Probation Officer, Case Manager, or Social Services Worker V62.89 (Z65.4) Victim of Terrorism or Torture V62.22 (Z65.5) Exposure to Disaster, War, or Other Hostilities V62.89 (Z65.8) Other Problem Related to Psychosocial Circumstances V62.9 (Z65.9) Unspecified Problem Related to Un specified Psychosocial Circum- stances
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726 Other Conditions That May Be a Focus of Clinical Attention Other Circumstances of Personal History V15.49 (Z91.49) Other Personal History of Psychological Trauma V15.59 (Z91.5) Personal History of Self-Harm V62.22 (Z91.82) Personal History of Military Deployment V15.89 (Z91.89) Other Personal Risk Factors V69.9 (Z72.9) Problem Related to Lifestyle This category should be used when a lifestyle pr oblem is a specific focus of treatment or di- rectly affects the course, prognosis, or treatmen t of a mental or other medical disorder. Ex- amples of lifestyle problems include lack of physical exercise, inappropriate diet, high-risk sexual behavior, and poor sleep hygiene. A prob lem that is attributable to a symptom of a mental disorder should not be coded unless that problem is a specific focus of treatment or directly affects the course, prognosis, or treatmen t of the individual. In such cases, both the mental disorder and the lifesty le problem should be coded. V71.01 (Z72.811) Adult Antisocial Behavior This category can be used when the focus of c linical attention is adult antisocial behavior that is not due to a mental disorder (e.g., conduct disorder , antisocial personality disor- der). Examples include the behavior of some pr ofessional thieves, racketeers, or dealers in illegal substances. V71.02 (Z72.810) Child or Adolescent Antisocial Behavior This category can be used when the focus of clinical attention is antisocial behavior in a child or adolescent that is no t due to a mental disorder (e.g ., intermittent explosive disor- der, conduct disorder). Examples include isol ated antisocial acts by children or adoles-
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der, conduct disorder). Examples include isol ated antisocial acts by children or adoles- cents (not a pattern of antisocial behavior). Problems Related to Access to Medical and Other Health Care V63.9 (Z75.3) Unavailability or Inaccessibility of Health Care Facilities V63.8 (Z75.4) Unavailability or Inaccessibility of Other Helping Agencies Nonadherence to Medical Treatment V15.81 (Z91.19) Nonadherence to Medical Treatment This category can be used when the focus of clinical attention is nonadherence to an im- portant aspect of treatment for a mental diso rder or another medica l condition. Reasons for such nonadherence may include discomfort resulting from treatment (e.g., medication side effects), expense of treatment, personal value judgments or religious or cultural be- liefs about the proposed treatment, age-related debility, and the presence of a mental dis- order (e.g., schizophrenia, personality disorder ). This category should be used only when the problem is sufficiently severe to warrant independent clinical attention and does not meet diagnostic criteria fo r psychological factors affect ing other medical conditions. 278.00 (E66.9) Overweight or Obesity This category may be used when overweight or obesity is a focus of clinical attention. V65.2 (Z76.5) Malingering The essential feature of malingering is the inte ntional production of false or grossly exag- gerated physical or psychologi cal symptoms, motivated by external incentives such as avoiding military duty, avoiding work, obta ining financial compensation, evading crimi- nal prosecution, or obtaining drugs. Under some circumstances, malingering may repre-
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Other Conditions That May Be a Focus of Clinical Attention 727 sent adaptive behavior—for example, feigni ng illness while a captive of the enemy during wartime. Malingering should be strongly suspected if any combination of the following is noted: 1. Medicolegal context of presentation (e.g., th e individual is referred by an attorney to the clinician for examination, or the indivi dual self-refers while litigation or criminal charges are pending). 2. Marked discrepancy between the individual’s claimed stress or disability and the ob- jective findings and observations. 3. Lack of cooperation during the diagnostic evaluation and in complying with the pre- scribed treatment regimen. 4. The presence of antisocial personality disorder. Malingering differs from factitious disorder in that the motiva tion for the symptom production in malingering is an external ince ntive, whereas in factit ious disorder external incentives are absent. Malingering is differen tiated from conversion disorder and somatic symptom–related mental disorders by the inte ntional production of symptoms and by the obvious external incentives assoc iated with it. Definite evidence of feigning (such as clear evidence that loss of function is present du ring the examination but not at home) would suggest a diagnosis of factitious disorder if the individual’s apparent aim is to assume the sick role, or malingering if it is to obtain an incentive, such as money. V40.31 (Z91.83) Wandering Associated With a Mental Disorder This category is used for individuals with a mental disorder whose desire to walk about leads to significant clinical management or safety concerns. For example, individuals with major neurocognitive or neurodevelopmental disorders may experience a restless urge to
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major neurocognitive or neurodevelopmental disorders may experience a restless urge to wander that places them at risk for falls and causes them to leave supervised settings with- out needed accompaniment. This category excl udes individuals whose intent is to escape an unwanted housing situation (e.g., childre n who are running away from home, patients who no longer wish to remain in the hospital) or those who walk or pace as a result of med- ication-induced akathisia. Coding note: First code associated mental disorder (e.g., major neurocognitive disor- der, autism spectrum disorder), then co de V40.31 (Z91.83) wandering associated with [specific mental disorder]. V62.89 (R41.83) Borderline Intellectual Functioning This category can be used when an individual’s borderline intellectual functioning is the fo- cus of clinical attention or has an impact on the individual’s treatmen t or prognosis. Differ- entiating borderline intellectual functioning and mild intellectual disability (intellectual developmental disorder) requires careful asse ssment of intellectual and adaptive functions and their discrepanc ies, particularly in the presence of co-occurring mental disorders that may affect patient compliance with standardized testing procedures (e.g., schizophrenia or attention-deficit/hyperactivity diso rder with severe impulsivity).
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SECTION III Emerging Measures and Models Assessment Measures . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .733 Cross-Cutting Symptom Measures . . . . . . . . . . . . . . . . . . . . . . . . . . .734 DSM-5 Self-Rated Level 1 Cross-Cutting Symptom Measure—Adult. . . . . . . . . . . . . . . . . . . . . . . . . . . . .738 Parent/Guardian-Rated DSM-5 Level 1 Cross-Cutting Symptom Measure—Child Age 6–17 . . . . . . . . . . . . . . . . . . . .740 Clinician-Rated Dimensions of Psycho sis Symptom Severity . . . . . .742 World Health Organization Disability Assessment Schedule 2.0 (WHODAS 2.0) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .745 Cultural Formulation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .749 Cultural Formulation Interview (CFI). . . . . . . . . . . . . . . . . . . . . . . . . . .750 Cultural Formulation Interview (CFI)—Informant Version . . . . . . . . . .755
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Alternative DSM-5 Model for Personality Disorders . . . . . . . . . . . . . . . .761 Conditions for Further Study . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .783 Attenuated Psychosis Syndrome . . . . . . . . . . . . . . . . . . . . . . . . . . . . .783 Depressive Episodes With Short-Duration Hypomania . . . . . . . . . . .786 Persistent Complex Bereavement Disorder . . . . . . . . . . . . . . . . . . . .789 Caffeine Use Disorder. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .792 Internet Gaming Disorder . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .795 Neurobehavioral Disorder Associated With Prenatal Alcohol Exposure . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .798 Suicidal Behavior Disorder . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .801 Nonsuicidal Self-Injury . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .803
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This section contains tools and techniques to enhance the clinical deci- sion-making process, understand the cultural context of mental disorders, and recognize emerging diagnoses for further study. It provides strategies to en- hance clinical practice and new criteria to stimulate future research, represent- ing a dynamic DSM-5 that will evolve with advances in the field. Among the tools in Section III is a Level 1 cross-cutting self/informant-rated measure that serves as a review of systems across mental disorders. A clini- cian-rated severity scale for schizophrenia and other psychotic disorders also is provided, as well as the World He alth Organization Disability Assessment Schedule, Version 2 (WHODAS 2.0). Level 2 severity measures are available online (www.psychiatry.org/dsm5) and may be used to explore significant re- sponses to the Level 1 screen. A comprehensive review of the cultural context of mental disorders, and the Cultural Formulation Interview (CFI) for clinical use, are provided. Proposed disorders for future study are provided, which include a new model for the diagnosis of personality disorders as an alternative to the estab- lished diagnostic criteria; the proposed m odel incorporates impairments in per- sonality functioning as well as pathological personality traits. Also included are new conditions that are the focus of active research, such as attenuated psy- chosis syndrome and nonsuicidal self-injury.
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733 Assessment Measures A growing body of scientific evidence favors dimensional concepts in the diagnosis of mental disorders. The limitations of a cate gorical approach to diagnosis include the fail- ure to find zones of rarity between diagnoses (i.e., delineation of mental disorders from one another by natural boundaries), the need for in termediate categories like schizoaffective dis- order, high rates of comorbidity, frequent not-otherwise-specified (NOS) diagnoses, relative lack of utility in furthering the identification of unique antecedent validators for most men- tal disorders, and lack of treatment specif icity for the various di agnostic categories. From both clinical and research perspectiv es, there is a need for a more dimensional approach that can be combined with DSM’s se t of categorical diagnoses. Such an approach incorporates variations of features within an in dividual (e.g., differential severity of indi- vidual symptoms both within and outside of a disorder’s diagnostic criteria as measured by intensity, duration, or number of symptoms , along with other features such as type and severity of disabilities) rather than relying on a simple yes-or-no approach. For diagnoses for which all symptoms are needed for a diagnosis (a monothetic criteria set), different se- verity levels of the constituent symptoms may be noted. If a threshold endorsement of multiple symptoms is needed, su ch as at least five of nine symptoms for major depressive disorder (a polythetic criteria set), both severity levels and different combinations of the criteria may identify more ho mogeneous diagnostic groups. A dimensional approach depending primarily on an individual’s subjective reports of symptom experiences along with the clinician’s interpretation is consistent with current diagnostic practice. It is expected that as our understanding of basic disease mechanisms
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diagnostic practice. It is expected that as our understanding of basic disease mechanisms based on pathophysiology, neurocircuitry, ge ne-environment interactions, and laboratory tests increases, approaches that integrate both objective and subjective patient data will be developed to supplement and enhance the accuracy of the diagnostic process. Cross-cutting symptom measures modeled on general medicine’s review of systems can serve as an approach for reviewing critical psychopathological domains. The general med- ical review of systems is crucial to detecting subtle changes in different organ systems that can facilitate diagnosis and treatment. A simi lar review of various mental functions can aid in a more comprehensive mental status assessment by drawing attention to symptoms that may not fit neatly into the diagnostic cr iteria suggested by the individual’s presenting symptoms, but may nonetheless be important to the individual’s care. The cross-cutting measures have two levels: Level 1 questions ar e a brief survey of 13 symptom domains for adult patients and 12 domains for child and ad olescent patients. Level 2 questions provide a more in-depth assessment of certain domains. These measures were developed to be administered both at initial interview and ov er time to track the patient’s symptom status and response to treatment. Severity measures are disorder-specific, corresponding closely to the criteria that consti- tute the disorder definition. They may be ad ministered to individuals who have received a diagnosis or who have a clinically signific ant syndrome that falls short of meeting full criteria for a diagnosis. Some of the assess ments are self-completed by the individual, while others require a clinician to complete . As with the cross-cutting symptom measures, these measures were developed to be administered both at initial interview and over time to track the severity of the individual’s disorder and response to treatment.
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734 Assessment Measures The World Health Organization Disability Assessment Schedule , Version 2.0 (WHODAS 2.0) was developed to assess a patient’s ability to perform activities in six areas: understanding and communicating; getting around; self-care; getting along with people; life activities (e.g., household, work/school); and participat ion in society. The scale is self-administered and was developed to be used in patients with any medical disorder. It corresponds to concepts contained in the WH O International Classification of Functioning, Disability and Health. This assessment can also be used over time to track changes in a patient’s dis- abilities. This chapter focuses on the DSM-5 Leve l 1 Cross-Cutting Symptom Measure (adult self-rated and parent/guardian versions); the Clinician-Rated Dimensions of Psychosis Symptom Severity; and the WHODAS 2.0. Cl inician instructions, scoring information, and interpretation guidelines are included for each. These measures and additional dimensional assessments, including those for diagnostic severity, can be found online at www.psychiatry.org/dsm5. Cross-Cutting Symptom Measures Level 1 Cross-Cuttin g Symptom Measure The DSM-5 Level 1 Cross-Cuttin g Symptom Measure is a patien t- or informant-rated mea- sure that assesses mental health domains th at are important across psychiatric diagnoses. It is intended to help clinicians identify addi tional areas of inquiry that may have signifi- cant impact on the individual’s treatment and prognosis. In addition, the measure may be used to track changes in the individu al’s symptom presentation over time. The adult version of the measure consists of 23 questions that assess 13 psychiatric do-
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The adult version of the measure consists of 23 questions that assess 13 psychiatric do- mains, including depression, an ger, mania, anxiety, somatic symptoms, suicidal ideation, psychosis, sleep problems, memo ry, repetitive thoughts and behaviors, dissociation, per- sonality functioning, and substance use (Table 1). Each domain consists of one to three questions. Each item inquires about how mu ch (or how often) the individual has been bothered by the specific symptom during the p ast 2 weeks. If the individual is of impaired capacity and unable to complete the form (e .g., an individual with dementia), a knowl- edgeable adult informant may complete this measure. The measure was found to be clin- ically useful and to have good reliability in the DSM-5 field trials that were conducted in adult clinical samples across the United States and in Canada. The parent/guardian-rated ver sion of the measure (for childr en ages 6–17) consists of 25 questions that assess 12 psychiatric domain s, including depression, anger, irritability, mania, anxiety, somatic symptoms, inattent ion, suicidal ideation/attempt, psychosis, sleep disturbance, repetitive thoughts and behaviors, an d substance use (Table 2). Each item asks the parent or guardian to rate ho w much (or how often) his or her child has been bothered by the specific psychiatric symptom during the past 2 weeks. The measure was also found to be clinically useful and to ha ve good reliability in the DSM-5 field trials that were conducted in pediatric clinical samples across the United States. For children ages 11–17, along with the parent/guardian rating of the child’s sympto ms, the clinician may
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consider having the child complete the child -rated version of the measure. The child-rated version of the measure can be found online at www.psychiatry.org/dsm5. Scoring and interpretation. On the adult self-rated version of the measure, each item is rated on a 5-point scale (0=none or not at all; 1=slight or rare, less than a day or two; 2=mild or several days; 3=moderate or more than half the days; and 4=severe or nearly every day). The score on each item within a domain should be reviewed. However, a rating of mild (i.e., 2) or greater on any item within a domain, ex cept for substance use, suicidal ideation, and
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The score on each item within a domain should be reviewed. However, a rating of mild (i.e., 2) or greater on any item within a domain, ex cept for substance use, suicidal ideation, and psychosis, may serve as a guide for additional inquiry and follow-up to determine if a more detailed assessment is necessary, which may include the Level 2 cross-cutting symptom as- sessment for the domain (see Table 1). For substa nce use, suicidal idea tion, and psychosis, a
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Assessment Measures 735 rating of slight (i.e., 1) or greater on any item within the domain may serve as a guide for ad- ditional inquiry and follow-up to determine if a more detailed a ssessment is needed. As such, indicate the highest score within a domain in the “Highest domain score” column. Table 1 outlines threshold scores that may guide further inquiry for the remaining domains. On the parent/guardian-rated version of the measure (for children ages 6–17), 19 of the 25 items are each rated on a 5-point scale (0=none or not at all; 1=slight or rare, less than a day or two; 2=mild or several days; 3=moderate or mo re than half the days; and 4=severe or nearly every day). The suicidal ideation, suicide atte mpt, and substance abuse items are each rated on a “Yes, No, or Don’t Know” scale. The score on each item within a domain should be re- viewed. However, with the exception of inattentio n and psychosis, a rating of mild (i.e., 2) or greater on any item within a domain that is scored on the 5-point scale may serve as a guide for additional inquiry and follow-up to determin e if a more detailed assessment is necessary, which may include the Level 2 cross-cutting symptom assessment for the domain (see Table 2). For inattention or psychosis, a rating of slight or greater (i.e., 1 or greater) may beTABLE 1 Adult DSM-5 Self-Rated Level 1 Cross-Cutting Symptom Measure: 13 domains, thresholds for further inquiry, and associated DSM-5 Level 2 measures Domain Domain nameThreshold to guide
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Level 2 measures Domain Domain nameThreshold to guide further inquiryDSM-5 Level 2 Cross-Cutting Symptom Measurea I. Depression Mild or greater Lev el 2—Depression—Adult (PROMIS Emotional Distress—Short Form) II. Anger Mild or greater Level 2—Anger—Adult (PROMIS Emo- tional Distress—Anger—Short Form) III. Mania Mild or greater Level 2— Mania—Adult (Altman Self-Rating Mania Scale [ASRM]) IV. Anxiety Mild or greater Level 2—Anxiety—Adult (PROMIS Emotional Distress—Anxiety—Short Form) V. Somatic symptoms Mild or greater Le vel 2—Somatic Symptom—Adult (Patient Health Questionnaire–15 [PHQ-15] Somatic Symptom Severity Scale) VI. Suicidal ideation Slight or greater None VII. Psychosis Slight or greater None VIII. Sleep problems Mild or greater Level 2—Sleep Disturbance—Adult (PROMIS Sleep Disturbance—Short Form) IX. Memory Mild or greater None X. Repetitive thoughts and behaviorsMild or greater Level 2—Repetitive Thoughts and Behaviors—Adult (Florida Obsessive- Compulsive Inventory [FOCI] Severity Scale) XI. Dissociation Mild or greater None XII. Personality functioningMild or greater None XIII. Substance use Slight or greater L evel 2—Substance Us e—Adult (adapted from the NIDA-Modified ASSIST) Note. NIDA=National Institute on Drug Abuse.
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Note. NIDA=National Institute on Drug Abuse. aAvailable at www.ps ychiatry.org/dsm5.
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736 Assessment Measures used as an indicator for additional inquiry. A parent or guardian’s ra ting of “Don’t Know” on the suicidal ideation, suicide a ttempt, and any of the substance use items, especially for chil- dren ages 11–17 years, may result in additional probing of the issues with the child, including using the child-rated Level 2 Cross-Cutting Symptom Measure for the relevant domain. Be- cause additional inquiry is made on the basis of the highest score on any item within a do- main, clinicians should indicate that score in the “Highest Domain Score” column. Table 2 outlines threshold scores that may guide further inquiry for the remaining domains.TABLE 2 Parent/guardian-rated DSM-5 Level 1 Cross-Cutting Symptom Measure for child age 6–17: 12 domains, thresholds for further inquiry, and associated Level 2 measures Domain Domain nameThreshold to guide further inquiryDSM-5 Level 2 Cross-Cutting Symptom Measurea I. Somatic symptoms Mild or greater Le vel 2—Somatic Symptoms—Parent/Guard- ian of Child Age 6–17 (Patient Health Questionnaire–15 Somatic Symptom Sever- ity Scale [PHQ-15]) II. Sleep problems Mild or greater Lev el 2—Sleep Disturbance—Parent/Guard- ian of Child Age 6–17 (PROMIS Sleep Disturbance—Short Form) III. Inattention Slight or greater Level 2—Inattention—Parent/Guardian of Child Age 6–17 (Swanson , Nolan, and Pel- ham, Version IV [SNAP-IV]) IV. Depression Mild or greater Level 2—Depression—Parent/Guardian of
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IV. Depression Mild or greater Level 2—Depression—Parent/Guardian of Child Age 6–17 (PROMIS Emotional Dis- tress—Depression—Parent Item Bank) V. Anger Mild or greater Level 2—Anger—Parent/Guardian of Child (PROMIS Calibrated Anger Measure—Parent) VI. Irritability Mild or greater Level 2—Irritability—Parent/Guardian of Child (Affective Reactivity Index [ARI]) VII. Mania Mild or greater Level 2— Mania—Parent/Guardian of Child Age 6–17 (Altman Self-Rating Mania Scale [ASRM]) VIII. Anxiety Mild or greater Level 2—Anxiety—Parent/Guardian of Child Age 6–17 (PROMIS Emotional Distress— Anxiety—Parent Item Bank) IX. Psychosis Slight or greater None X. Repetitive thoughts and behaviorsMild or greater None XI. Substance use Yes Level 2—Substance Use—Parent/Guardian of Child Age 6–17 (adapted from the NIDA- modified ASSIST) Don’t Know NIDA-modified ASSIST (adapted)— Child-Rated (age 11–17 years) XII. Suicidal ideation/ suicide attemptsYes None Don’t Know None Note. NIDA=National Institute on Drug Abuse. aAvailable at www.ps ychiatry.org/dsm5.
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Assessment Measures 737 Level 2 Cross-Cuttin g Symptom Measures Any threshold scores on the Level 1 Cross- Cutting Symptom Measure (as noted in Tables 1 and 2 and described in “Scoring and Interpretation” indicate a possible need for detailed clinical inquiry. Level 2 Cr oss-Cutting Symptom Measures provide one method of obtain- ing more in-depth information on potentially significant symptoms to inform diagnosis, treatment planning, and follow-up. They ar e available online at www.psychiatry.org/ dsm5. Tables 1 and 2 outline each Level 1 domain and identify the domains for which DSM-5 Level 2 Cross-Cutting Symptom Measures are available for more detailed assess- ments. Adult and pediatric (parent and child) versions are available online for most Level 1 symptom domains at www.psychiatry.org/dsm5. Frequency of Use of the Cross-Cutting Symptom Measures To track change in the individual’s sympto m presentation over time , the Level 1 and rel- evant Level 2 cross-cutting symptom measures may be completed at regular intervals as clinically indicated, depending on the stab ility of the individual’s symptoms and treat- ment status. For individuals with impaired capacity and for children ages 6–17 years, it is preferable for the measures to be comple ted at follow-up appointments by the same knowledgeable informant and by the same parent or guardian. Consistently high scores on a particular domain may indicate signif icant and problematic sy mptoms for the indi- vidual that might warrant further assessment, treatment, and follow-up. Clinical judg- ment should guide decision making.
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738 Assessment MeasuresDSM-5 Self-Rated Level 1 Cross-Cutting Symptom Measure—Adult Name:__________________________________________ ______________ Age: __________ Sex: [ ] Male [ ] Female Date:_____________ If the measure is being completed by an informant , what is your relationship with the individual?: __________________________ ____ In a typical week, approximately how much time do you spend with th e individual? _________________________ hours/week Instructions: The questions below ask about things that might have bothered you. For each question, circle the nu mber that best describes ho w much (or how often) you have been bothered by each problem during the past TWO (2) WEEKS. During the past TWO (2) WEEKS, how much (or how often) have you been bothered by the following problems?None Not at allSlight Rare, less than a day or twoMild Several daysModerate More than half the daysSevere Nearly every dayHighest Domain Score (clinician) I. 1.Little interest or pleasure in doing things? 0 1 2 3 4 2.Feeling down, depressed, or hopeless? 0 1 2 3 4 II. 3. Feeling more irritated, gr ouchy, angry than usual? 0 1 2 3 4 III. 4.Sleeping less than usual, but still have a lot of energy? 0 1 2 3 4 5.Starting lots more projects than usual or doing more risky things than usual?0 1 2 3 4 IV. 6.Feeling nervous, anxious, frig htened, worried, or on edge? 0 1 2 3 4
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7.Feeling panic or being frightened? 0 1 2 3 4 8.Avoiding situations that make you anxious? 0 1 2 3 4 V. 9.Unexplained aches and pains (e.g., head, back, joints, abdomen, legs)?0 1 2 3 4 10. Feeling that your illnesses are not being taken seriously enough? 0 1 2 3 4 VI. 11. Thoughts of actually hurting yourself? 0 1 2 3 4
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Assessment Measures 739VII. 12. Hearing things other people couldn’t hear, such as voices even when no one was around?0 1 2 3 4 13. Feeling that someone could hear your thoughts, or that you could hear what another person was thinking?0 1 2 3 4 VIII. 14. Problems with sleep that affect ed your sleep quality over all? 0 1 2 3 4 IX. 15. Problems with memory (e.g., lear ning new information) or with location (e.g., finding your way home)?0 1 2 3 4 X. 16. Unpleasant thoughts, urges, or images that repeatedly enter your mind?0 1 2 3 4 17. Feeling driven to perform certai n behaviors or mental acts over and over again?0 1 2 3 4 XI. 18. Feeling detached or distant from yourself, your body, your phys- ical surroundings, or your memories?0 1 2 3 4 XII. 19. Not knowing who you really are or what you want out of life? 0 1 2 3 4 20. Not feeling close to other people or enjoying your relationships with them?01 23 4 XIII. 21. Drink at least 4 drinks of any kind of alcohol in a single day? 0 1 2 3 4 22. Smoke any cigarettes, a cigar, or pipe, or use snuff or chewing tobacco?0 1 2 3 4 23. Use any of the following medicines ON YOUR OWN, that is, without a doctor’s prescription, in greater amounts or longer
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without a doctor’s prescription, in greater amounts or longer than prescribed [e.g., painkillers (like Vicodin), stimulants (like Ritalin or Adderall), sedatives or tranquilizers (like sleeping pills or Valium), or drugs like marijuana, cocaine or crack, club drugs (like ecstasy), hallucinogen s (like LSD), heroin, inhalants or solvents (like glue), or methamphetamine (like speed)]?0 1 2 3 4
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740 Assessment MeasuresParent/Guardian-Rated DSM-5 Level 1 Cros s-Cutting Symptom Measure—Child Age 6–17 Child’s Name:__________________________________________ ___ Age: __________ Sex: [ ] Male [ ] Female Date:_____________ Relationship to the child: ___________________________________ Instructions (to parent or guardian of child): The questions below ask about things that might have bothered your child. For each question, circle the number that best describes how much (or how often) your child has been bothered by each problem during t he past TWO (2) WEEKS. During the past TWO (2) WEEKS, how much (or how often) has your child…None Not at allSlight Rare, less than a day or twoMild Several daysModerate More than half the daysSevere Nearly every dayHighest Domain Score (clinician) I. 1.Complained of stomachaches, headaches, or other aches and pains?0 1 2 3 4 2.Said he/she was worried about hi s/her health or about getting sick?0 1 2 3 4 II. 3. Had problems sleeping—that is, trouble falling asleep, staying asleep, or waking up too early?01 23 4 III. 4.Had problems paying attention when he/she was in class or doing his/her homework or read ing a book or playing a game?0 1 2 3 4 IV. 5. Had less fun doing things than he/she used to? 0 1 2 3 4 6. Seemed sad or depressed for several hours? 0 1 2 3 4 V. and
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V. and VI.7.Seemed more irritated or easily annoyed than usual? 0 1 2 3 4 8.Seemed angry or lost his/her temper? 0 1 2 3 4 VII. 9. Starting lots more projects than usual or doing more risky things than usual?01 23 4 10. Sleeping less than usual for him/her but still has lots of energy? 0 1 2 3 4 VIII. 11. Said he/she felt nervous, anxious, or scared? 0 1 2 3 4 12. Not been able to stop worrying? 0 1 2 3 4 13. Said he/she couldn’t do things he/she wanted to or should have done because they made him/her feel nervous? 0 1 2 3 4
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Assessment Measures 741IX. 14. Said that he/she heard voices—when there was no one there— speaking about him/her or tellin g him/her what to do or say- ing bad things to him/her?01 23 4 15. Said that he/she had a vision when he/she was completely awake— that is, saw something or someone that no one else could see?01 23 4 X.16. Said that he/she had thoughts that kept coming into his/her mind that he/she would do so mething bad or that something bad would happen to him/her or to someone else?0 1 2 3 4 17. Said he/she felt the need to chec k on certain things over and over again, like whether a door was locked or whether the stove was turned off?0 1 2 3 4 18. Seemed to worry a lot about things he/she touched being dirty or having germs or being poisoned?0 1 2 3 4 19. Said that he/she had to do things in a certain way, like counting or saying special things out lo ud, in order to keep something bad from happening?0 1 2 3 4 In the past TWO (2) WEEKS, has your child… XI. 20. Had an alcoholic beverage (beer, wine, liquor, etc.)? ❑ Yes ❑ No ❑ Don’t Know 21. Smoked a cigarette, a cigar, or pipe, or used snuff or chewing tobacco?❑ Yes ❑ No ❑ Don’t Know 22. Used drugs like marijuana, cocaine or crack, club drugs (like ecstasy), hallucinogens (like LSD), heroin, inhalants or solvents
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ecstasy), hallucinogens (like LSD), heroin, inhalants or solvents (like glue), or methamphetamine (like speed)?❑ Yes ❑ No ❑ Don’t Know 23. Used any medicine without a doctor ’s prescription (e.g., painkillers [like Vicodin], stimulants [like Ritalin or Adderall], sedatives or tranquilizers [like sleeping pills or Valium], or steroids)?❑ Yes ❑ No ❑ Don’t Know XII. 24. In the past TWO (2) WEEKS, has he/she talked about wanting to kill himself/herself or about wanting to commit suicide?❑ Yes ❑ No ❑ Don’t Know 25. Has he/she EVER tried to kill himself/herself? ❑ Yes ❑ No ❑ Don’t Know
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742 Assessment Measures Clinician-Rated Dimensions of Psychosis Symptom Severity As described in the chapter “Schizophrenia Spectrum and Other Psychotic Disorders,” psychotic disorders are hetero geneous, and symptom severity can predict important as- pects of the illness, such as the degree of cogn itive and/or neurobiological deficits. Dimen- sional assessments capture meaningful variation in the severity of symptoms, which may help with treatment planning, prognostic decision-making, and research on pathophysi- ological mechanisms. The Clinician-Rated Dimensions of Psychosis Symptom Severity provides scales for the dimensional assessment of the primary symptoms of psychosis, in- cluding hallucinations, delusions, disorganiz ed speech, abnormal psychomotor behavior, and negative symptoms. A scale for the dimensional assessment of cognitive impairment is also included. Many individuals with psyc hotic disorders have im pairments in a range of cognitive domains, which predict functional abilities. In addition, scales for dimensional assessment of depression and mania are provided , which may alert clinicians to mood pa- thology. The severity of mood symptoms in psychosis has prognostic value and guides treatment. The Clinician-Rated Dimensions of Psychosis Symptom Severity is an 8-item measure that may be completed by the clinician at the time of the clinical assessment. Each item asks the clinician to rate the severity of each sy mptom as experienced by the individual during the past 7 days. Scoring and Interpretation Each item on the measure is rated on a 5-poin t scale (0=none; 1=equivocal; 2=present, but mild; 3=present and moderate; and 4=present and severe) with a sy mptom-specific defi-
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nition of each rating level. The clinician may review all of the individual’s available infor- mation and, based on clinical judgment, select (with checkmark) the level that most accurately describes the severity of the indivi dual’s condition. The clinician then indicates the score for each item in the “Score” column provided. Frequency of Use To track changes in the indi vidual’s symptom severity over time, the measure may be completed at regular intervals as clinically in dicated, depending on the stability of the in- dividual’s symptoms an d treatment status. Consistently high scores on a particular do- main may indicate significant and problematic areas for the individual that might warrant further assessment, treatment, and follow-up. Clinical judgment should guide decision making.
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Assessment Measures 743Clinician-Rated Dimensions of Psychosis Symptom Severity Name:______________________________________ ______ Age: __________ Sex: [ ] Male [ ] Female Date:________________ Instructions: Based on all the information you have on the individual and usin g your clinical judgment, please rate (with checkmark) the pre sence and severity of the following symptoms as experienced by the in dividual in the past seven (7) days.  Domain 0 1 2 3 4 Score I. Hallucinations ❑ Not present ❑ Equivocal (severity or duration not sufficient to be considered psy- chosis)❑ Present, but mild (lit- tle pressure to act upon voices, not very bothered by voices)❑ Present and moderate (some pressure to respond to voices, or is somewhat bothered by voices)❑ Present and severe (severe pressure to respond to voices, or is very bothered by voices) II. Delusions ❑ Not present ❑ Equivocal (severity or duration not sufficient to be considered psy- chosis)❑ Present, but mild (lit- tle pressure to act upon delusional beliefs, not very both- ered by beliefs)❑ Present and moderate (some pressure to act upon beliefs, or is somewhat bothered by beliefs)❑ Present and severe (severe pressure to act upon beliefs, or is very bothered by beliefs) III. Disorganized speech ❑ Not present ❑ Equivocal (severity or duration not sufficient to be considered dis- organization)❑ Present, but mild
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to be considered dis- organization)❑ Present, but mild (some difficulty fol- lowing speech)❑ Present and moderate (speech often difficult to follow)❑ Present and severe (speech almost impos- sible to follow) IV. Abnormal psychomo- tor behavior❑ Not present ❑ Equivocal (severity or duration not sufficient to be considered abnormal psychomo- tor behavior)❑ Present, but mild (occasional abnormal or bizarre motor behavior or catatonia)❑ Present and moderate (frequent abnormal or bizarre motor behav- ior or catatonia)❑ Present and severe (abnormal or bizarre motor behavior or catatonia almost con- stant) V. Negative symptoms (restricted emotional expression or avolition)❑ Not present ❑ Equivocal decrease in facial expressivity, prosody, gestures, or self-initiated behavior❑ Present, but mild decrease in facial expressivity, pros- ody, gestures, or self- initiated behavior❑ Present and moderate decrease in facial expressivity, pros- ody, gestures, or self- initiated behavior❑ Present and severe decrease in facial expressivity, pros- ody, gestures, or self- initiated behavior
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744 Assessment Measures Domain 0 1 2 3 4 Score VI. Impaired cognition ❑ Not present ❑ Equivocal (cognitive function not clearly outside the range expected for age or SES; i.e., within 0.5 SD of mean)❑ Present, but mild (some reduction in cognitive function; below expected for age and SES, 0.5–1 SD from mean)❑ Present and moderate (clear reduction in cognitive function; below expected for age and SES, 1–2 SD from mean)❑ Present and severe (severe reduction in cognitive function; below expected for age and SES, >2 SD from mean) VII. Depression ❑ Not present ❑ Equivocal (occasion- ally feels sad, down, depressed, or hope- less; concerned about having failed some- one or at something but not preoccupied)❑ Present, but mild (fre- quent periods of feel- ing very sad, down, moderately depressed, or hope- less; concerned about having failed some- one or at something, with some preoccupa- tion)❑ Present and moderate (frequent periods of deep depression or hopelessness; preoc- cupation with guilt, having done wrong)❑ Present and severe (deeply depressed or hopeless daily; delu- sional guilt or unrea- sonable self-reproach grossly out of propor- tion to circumstances)
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sonable self-reproach grossly out of propor- tion to circumstances) VIII. Mania ❑ Not present ❑ Equivocal (occasional elevated, expansive, or irritable mood or some restlessness)❑ Present, but mild (fre- quent periods of somewhat elevated, expansive, or irritable mood or restlessness)❑ Present and moderate (frequent periods of extensively elevated, expansive, or irritable mood or restlessness)❑ Present and severe (daily and extensively elevated, expansive, or irritable mood or restlessness) Note. SD=standard deviation; SES=socioeconomic status.
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Assessment Measures 745 World Health Organization Disability Assessment Schedule 2.0 The adult self-administered vers ion of the World Health Organization Disability Assessment Schedule 2.0 (WHODAS 2.0) is a 36-item measur e that assesses disability in adults age 18 years and older. It assesses disability across six domains, including understanding and communicating, getting around, self-care, gett ing along with people, life activities (i.e., household, work, and/or school activities), an d participation in society. If the adult indi- vidual is of impaired capacity and unable to complete the form (e.g., a patient with demen- tia), a knowledgeable informant may complete the proxy-administered version of the measure, which is available at www.psychiatry. org/dsm5. Each item on the self-administered version of the WHODAS 2.0 asks the individual to rate how much difficulty he or she has had in specific areas of functioning during the past 30 days. WHODAS 2.0 Scoring Instructions Provided by WHO WHODAS 2.0 summary scores. There are two basic options for computing the summary scores for the WHODAS 2.0 36-item full version. Simple: The scores assigned to each of the items—“none” (1), “mild” (2), “moderate” (3), “severe” (4), and “extreme” (5 )—are summed. This method is referred to as simple scoring because the scores from each of the items are simply added up withou t recoding or collaps- ing of response categories; thus, there is no we ighting of individual items. This approach is
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practical to use as a hand-scoring approach, and may be the method of choice in busy clin- ical settings or in paper-and-pencil interview situations. As a result, the simple sum of the scores of the items across all domains constitutes a statistic that is suff icient to describe the degree of functional limitations. Complex: The more complex method of scoring is called “item-response-theory” (IRT)–based scoring. It takes into account mu ltiple levels of diffic ulty for each WHODAS 2.0 item. It takes the coding for each item response as “none,” “mild,” “moderate,” “se- vere,” and “extreme” separately, and then uses a computer to determine the summary score by differentially weighting the items and the levels of severity. The computer pro- gram is available from the WHO Web site. The scoring has three steps: • Step 1—Summing of recoded item scores within each domain. • Step 2—Summing of all six domain scores. • Step 3—Converting the summary score in to a metric ranging from 0 to 100 (where 0=no disability; 100=full disability). WHODAS 2.0 domain scores. WHODAS 2.0 produces domain-specific scores for six different functioning domains: cognition, mobilit y, self-care, getting along, life activities (household and work/school), and participation. WHODAS 2.0 population norms. For the population norms fo r IRT-based scoring of the WHODAS 2.0 and for the population distribution of IRT-based scores for WHODAS 2.0, please see www.who.int/clas sifications/icf/Pop_norms_distrib_IRT_scores.pdf.
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Additional Scoring and Inte rpretation Guidance for DSM-5 Users The clinician is asked to review the individu al’s response on each item on the measure during the clinical interview and to indicate th e self-reported score for each item in the sec- tion provided for “Clinician Use Only.” However, if the clinician determines that the score on an item should be different based on the clinical interview and other information avail-
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746 Assessment Measures able, he or she may indicate a corrected score in the raw item score box. Based on findings from the DSM-5 Field Trials in adult patient samples across si x sites in the United States and one in Canada, DSM-5 recommends calculation and use of average scores for each domain and for general disability. The average scores are comparab le to the WHODAS 5-point scale, which allows the clinician to think of the individual’s disability in terms of none (1), mild (2), moderate (3), severe (4 ), or extreme (5). The averag e domain and general disability scores were found to be reliable, easy to use, and clinically useful to the clinicians in the DSM-5 Field Trials. The average domain score is calculated by dividing the raw domain score by the number of items in the domain (e.g., if all the items within the “understanding and communicating” domain are rated as being moderate then the average domain score would be 18/6=3, indicating moderate disability). The average general disability score is cal- culated by dividing the raw overall score by nu mber of items in the measure (i.e., 36). The individual should be encouraged to complete a ll of the items on the WHODAS 2.0. If no re- sponse is given on 10 or more items of the measure (i.e., more than 25% of the 36 total items), calculation of the simple and average general disability scores may not be helpful. If 10 or more of the total items on the measur e are missing but the items for some of the do- mains are 75%–100% complete, the simple or aver age domain scores may be used for those domains.
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domains. Frequency of use. To track change in the individual’s level of disability over time, the measure may be completed at regular intervals as clinically indicated, depending on the stability of the individual’s symptoms and trea tment status. Consistently high scores on a particular domain may indicate significant and problematic areas for the individual that might warrant further assessment and intervention.
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Assessment Measures 747 WHODAS 2.0 World Health Organization Disability Assessment Schedule 2.0 36-item version, self-administered 3DWLHQW1DPH BBBBBBBBBBBBBBBBBBBBBBB$JH BBBBBB  6H[‰0DOH‰)HPDOH ' D W H BBBBBBBBBBBBB  This questionnaire asks about difficulties due to health /mental health conditions. Health conditions include diseases or illnesses, other health problems that may be short or long lasting, injuries, mental or emotional problems, and problems with alcohol or drugs. Think back over the past 30 days and answer these questions thinking about how much difficulty you had doing the following activities. For each question, please circle only one response. ClinicianUse Only Numeric scores assigned to each of the items: 1 2 3 4 5 Raw Item Score Raw Domain Score Average Domain Score In the last 30 days, how much difficulty did you have in: Understanding and communicating D1.1 Concentrating on doing so mething for ten minutes? None Mild Moderate Severe Extreme or cannot do ____ 30 ____ 5 D1.2 Remembering to do important things? None Mild Moderate Severe Extreme or cannot do D1.3 Analyzing and finding solutions to problems in day- to-day life? None Mild Moderate Severe Extreme or cannot do D1.4 Learning a new task, for example, learning how to
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D1.4 Learning a new task, for example, learning how to get to a new place? None Mild Moderate Severe Extreme or cannot do D1.5 Generally understanding what people say? None Mild Moderate Severe Extreme or cannot do D1.6 Starting and maintaining a conversation? None Mild Moderate Severe Extreme or cannot do Getting around D2.1 Standing for long periods, such as 30 minutes? None Mild Moderate Severe Extreme or cannot do ____ 25 ____ 5 D2.2 Standing up from sitting down? None Mild Moderate Severe Extreme or cannot do D2.3 Moving around inside your home? None Mild Moderate Severe Extreme or cannot do D2.4 Getting out of your home? None Mild Moderate Severe Extreme or cannot do D2.5 Walking a long distance, such as a kilometer (or equivalent)? None Mild Moderate Severe Extreme or cannot do Self-care D3.1 Washing your whole body? None Mild Moderate Severe Extreme or cannot do ____ 20 ____ 5 D3.2 Getting dressed? None Mild Moderate Severe Extreme or cannot do D3.3 Eating? None Mild Moderate Severe Extreme or cannot do D3.4 Staying by yourself for a few days? None Mild Moderate Severe Extreme or cannot do Getting along with people D4.1 Dealing with people you do not know? None Mild Moderate Severe Extreme or cannot do ____ 25 ____
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cannot do ____ 25 ____ 5 D4.2 Maintaining a friendship? None Mild Moderate Severe Extreme or cannot do D4.3 Getting along with people who are close to you? None Mild Moderate Severe Extreme or cannot do D4.4 Making new friends? None Mild Moderate Severe Extreme or cannot do D4.5 Sexual activities? None Mild Moderate Severe Extreme or cannot do
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748 Assessment Measures ClinicianUse Only Numeric scores assigned to each of the items: 1 2 3 4 5 Raw Item Score Raw Domain Score Average Domain Score In the last 30 days, how much difficulty did you have in: Life activities ͶHousehold D5.1 Taking care of your household responsibilities? None Mild Moderate Severe Extreme or cannot do ____ 20 ____ 5 D5.2 Doing most important household tasks well? None Mild Moderate Severe Extreme or cannot do D5.3 Getting all of the household work done that you needed to do? None Mild Moderate Severe Extreme or cannot do D5.4 Getting your household work done as quickly as needed? None Mild Moderate Severe Extreme or cannot do Life activities ͶSchool/Work If you work (paid, non-paid, self-employed) or go to school, complete questions D5.5 ʹD5.8, below. Otherwise, skip to D6.1. Because of your health condition, in the past 30 days, how much difficulty did you have in: D5.5 Your day-to-day work/school? None Mild Moderate Severe Extreme or cannot do ____ 20 ____ 5 D5.6 Doing your most important work/school tasks well? None Mild Moderate Severe Extreme or cannot do D5.7 Getting all of the work done that you need to do? None Mild Moderate Severe Extreme or cannot do
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cannot do D5.8 Getting your work done as quickly as needed? None Mild Moderate Severe Extreme or cannot do Participation in society In the past 30 days: D6.1 How much of a problem did you have in joining in community activities (for example, festivities, religious, or other activities) in the same way as anyone else can? None Mild Moderate Severe Extreme or cannot do ____ 40 ____ 5 D6.2 How much of a problem did you have because of barriers or hindrances around you? None Mild Moderate Severe Extreme or cannot do D6.3 How much of a problem did you have living with dignity because of the attitudes and actions of others? None Mild Moderate Severe Extreme or cannot do D6.4 How much time did you spend on your health condition or its consequences? None Some Moderate A Lot Extreme or cannot do D6.5 How much have you been emotionally affected by your health condition? None Mild Moderate Severe Extreme or cannot do D6.6 How much has your health been a drain on the financial resources of you or your family? None Mild Moderate Severe Extreme or cannot do D6.7 How much of a problem did your family have because of your health problems? None Mild Moderate Severe Extreme or cannot do D6.8 How much of a problem did you have in doing things by yourself for relaxation or pleasure? None Mild Moderate Severe Extreme or cannot do General Disability Score (Total): ____
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cannot do General Disability Score (Total): ____ 180 ____ 5 ‹:RUOG+HDOWK2UJDQL]DWLRQ$OOULJKWVUHVHUYHG0HDVXUL QJKHDOWKDQGGLVDELOLW\PDQXDOIRU:+2'LVDELOLW\ $VVHVVPHQW6FKHGXOH :+2'$6 :RUOG+HDOWK2UJDQL]DWLRQ *HQHYD  7KH:RUOG+HDOWK2UJDQL]DWLRQKD VJUDQWHGWKH3XEOLVKHUSHUPLVV LRQIRUWKHUHSURGXFWLRQRIWKLV LQVWUXPHQW7KLVPDWHULDOFDQ EHUHSURGXFHGZLWKRXWSHUPLVVLRQE\FOLQLFLDQVIRUXVHZLWKWKH LURZQSDWLHQWV$Q\RWKHUXVHLQFOXGLQJHOHFWURQLFXVH
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UHTXLUHVZULWWHQSHUPLVVLRQIURP:+2 © World Health Organization, 2012. All rights reserved. Measuring health and disability: manual for WHO Disability Assessment Schedule (WHODAS 2.0), World Health Organization, 2010, Geneva. The World Health Organization has granted the Publisher permission for the reproduction of this instrument. This material can be reproduced without permission by clinicians for use with their own patients. Any other use, including electronic use, requires written permission from WHO.
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749Cultural Formulation Understanding the cultural context of illness experience is essential for effec- tive diagnostic assessment and clinical management. Culture refers to systems of knowl- edge, concepts, rules, and practices that ar e learned and transmitted across generations. Culture includes language, religion and spirit uality, family structur es, life-cycle stages, ceremonial rituals, and customs, as well as moral and legal systems. Cultures are open, dynamic systems that undergo continuous ch ange over time; in the contemporary world, most individuals and groups are exposed to mu ltiple cultures, which they use to fashion their own identities and make sense of experi ence. These features of culture make it cru- cial not to overgeneralize cultur al information or stereotype groups in terms of fixed cul- tural traits. Race is a culturally constructed category of identity that divides humanity into groups based on a variety of superficia l physical traits attributed to some hypothetical intrinsic, biological characteristics. Racial categories an d constructs have varied widely over history and across societies. The construct of race has no consistent biological definition, but it is socially important because it supports racial ideologies, racism, discrimination, and social exclusion, which can have strong negative effe cts on mental health. There is evidence that racism can exacerbate many psychiatric disord ers, contributing to poor outcome, and that racial biases can affect diagnostic assessment. Ethnicity is a culturally constructed group identity used to define peoples and communi- ties. It may be rooted in a common history, geography, language, religion, or other shared characteristics of a group, which distinguish th at group from others. Ethnicity may be self- assigned or attributed by out siders. Increasing mobility, inte rmarriage, and intermixing of
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