id
stringlengths 2
8
| url
stringlengths 31
206
| title
stringlengths 1
130
| text
stringlengths 16.4k
435k
|
---|---|---|---|
2067 | https://en.wikipedia.org/wiki/Ann%20Arbor%2C%20Michigan | Ann Arbor, Michigan | Ann Arbor is a city in the U.S. state of Michigan and the seat of government of Washtenaw County. The 2020 census recorded its population to be 123,851, making it the fifth-largest city in Michigan. It is the principal city of the Ann Arbor Metropolitan Statistical Area, which encompasses all of Washtenaw County. Ann Arbor is also included in the Greater Detroit Combined Statistical Area and the Great Lakes megalopolis, the most populated and largest megalopolis in North America.
Ann Arbor is home to the University of Michigan. The university significantly shapes Ann Arbor's economy as it employs about 30,000 workers, including about 12,000 in its medical center. The city's economy is also centered on high technology, with several companies drawn to the area by the university's research and development infrastructure.
Ann Arbor was founded in 1824. It was named after the wives of the village's founders, both named Ann, and the stands of bur oak trees they found at the site of the town. The city's population grew at a rapid rate in the early to mid-20th century.
History
Before founding as Ann Arbor
The lands of present-day Ann Arbor were part of Massachusetts's western claim after the French and Indian War (1754–1763), bounded by the latitudes of Massachusetts Bay Colony's original charter, to which it was entitled by its interpretation of its original sea-to-sea grant from The British Crown. Massachusetts ceded the claim to the federal government as part of the Northwest Territory after April 19, 1785.
In about 1774, the Potawatomi founded two villages in the area of what is now Ann Arbor.
19th century
Ann Arbor was founded in 1824 by land speculators John Allen and Elisha Walker Rumsey. On May 25, 1824, the town plat was registered with Wayne County as the Village of Annarbour, the earliest known use of the town's name. Allen and Rumsey decided to name it for their wives, both named Ann, and for the stands of bur oak in the of land they purchased for $800 from the federal government at $1.25 per acre. The local Ojibwa named the settlement kaw-goosh-kaw-nick, after the sound of Allen's sawmill.
Ann Arbor became the seat of Washtenaw County in 1827 and was incorporated as a village in 1833. The Ann Arbor Land Company, a group of speculators, set aside of undeveloped land and offered it to the state of Michigan as the site of the state capitol, but lost the bid to Lansing. In 1837, the property was accepted instead as the site of the University of Michigan.
Since the university's establishment in the city in 1837, the histories of the University of Michigan and Ann Arbor have been closely linked. The town became a regional transportation hub in 1839 with the arrival of the Michigan Central Railroad, and a north–south railway connecting Ann Arbor to Toledo and other markets to the south was established in 1878. Throughout the 1840s and the 1850s settlers continued to come to Ann Arbor. While the earlier settlers were primarily of British ancestry, the newer settlers also consisted of Germans, Irish, and Black people. In 1851, Ann Arbor was chartered as a city, though the city showed a drop in population during the Depression of 1873. It was not until the early 1880s that Ann Arbor again saw robust growth, with new immigrants from Greece, Italy, Russia, and Poland.
20th century
Ann Arbor saw increased growth in manufacturing, particularly in milling. Ann Arbor's Jewish community also grew after the turn of the 20th century, and its first and oldest synagogue, Beth Israel Congregation, was established in 1916.
In 1960, Ann Arbor voters approved a $2.3 million bond issue to build the current city hall, which was designed by architect Alden B. Dow. The City Hall opened in 1963. In 1995, the building was renamed the Guy C. Larcom, Jr. Municipal Building in honor of the longtime city administrator who championed the building's construction.
During the 1960s and 1970s, the city gained a reputation as an important center for liberal politics. Ann Arbor also became a locus for left-wing activism and anti-Vietnam War movement, as well as the student movement. The first major meetings of the national left-wing campus group Students for a Democratic Society took place in Ann Arbor in 1960; in 1965, the city was home to the first U.S. teach-in against the Vietnam War. During the ensuing 15 years, many countercultural and New Left enterprises sprang up and developed large constituencies within the city. These influences washed into municipal politics during the early and mid-1970s when three members of the Human Rights Party (HRP) won city council seats on the strength of the student vote. During their time on the council, HRP representatives fought for measures including pioneering antidiscrimination ordinances, measures decriminalizing marijuana possession, and a rent-control ordinance; many of these progressive organizations remain in effect today in modified form.
Two religious-conservative institutions were created in Ann Arbor; the Word of God (established in 1967), a charismatic inter-denominational movement; and the Thomas More Law Center (established in 1999).
Following a 1956 vote, the city of East Ann Arbor merged with Ann Arbor to encompass the eastern sections of the city.
21st century
In the past several decades, Ann Arbor has grappled with the effects of sharply rising land values, gentrification, and urban sprawl stretching into outlying countryside. On November 4, 2003, voters approved a greenbelt plan under which the city government bought development rights on agricultural parcels of land adjacent to Ann Arbor to preserve them from sprawling development. Since then, a vociferous local debate has hinged on how and whether to accommodate and guide development within city limits. Ann Arbor consistently ranks in the "top places to live" lists published by various mainstream media outlets every year. In 2008, it was ranked by CNNMoney.com 27th out of 100 "America's best small cities". And in 2010, Forbes listed Ann Arbor as one of the most liveable cities in the United States.
In 2016, the city changed mayoral terms from two years to four. Until 2017, City Council held annual elections in which half of the seats (one from each ward) were elected to 2-year terms. These elections were staggered, with each ward having one of its seats up for election in odd years and its other seat up for election in even years. Beginning in 2018 the city council has had staggered elections to 4-year terms in even years. This means that half of the members (one from each ward) are elected in presidential election years, while the other half are elected in mid-term election years. To facilitate this change in scheduling, the 2017 election elected members to terms that lasted 3-years.
Geography
Ann Arbor is located along the Huron River, which flows southeast through the city on its way to Lake Erie. It is the central core of the Ann Arbor, MI Metropolitan Statistical Area, which consists of the whole of Washtenaw County, but is also a part of the Metro Detroit Combined Statistical Area designated by the U.S. Census Bureau. While it borders only Townships, the built-up nature of the sections of Pittsfield and Ypsilanti townships between Ann Arbor and the city of Ypsilanti make the two effectively a single urban area.
Landscape
The landscape of Ann Arbor consists of hills and valleys, with the terrain becoming steeper near the Huron River. The elevation ranges from about along the Huron River to on the city's west side, near the intersection of Maple Road and Pauline Blvd. Ann Arbor Municipal Airport, which is south of the city at , has an elevation of .
Ann Arbor is nicknamed "Tree Town," both due to its name and to the dense forestation of its parks and residential areas. The city contains more than 50,000 trees along its streets and an equal number in parks. In recent years, the emerald ash borer has destroyed many of the city's approximately 10,500 ash trees. The city contains 157 municipal parks ranging from small neighborhood green spots to large recreation areas. Several large city parks and a university park border sections of the Huron River. Fuller Recreation Area, near the University Hospital complex, contains sports fields, pedestrian and bike paths, and swimming pools. The Nichols Arboretum, owned by the University of Michigan, is a arboretum that contains hundreds of plant and tree species. It is on the city's east side, near the university's Central Campus. Located across the Huron River just beyond the university's North Campus is the university's Matthaei Botanical Gardens, which contains 300 acres of gardens and a large tropical conservatory as well as a wildflower garden specializing in the vegetation of the southern Great Lakes Region.
Cityscape
The cityscape of Ann Arbor is heavily influenced by the University of Michigan, with 22% of downtown and 9.4% of the total land owned by the university. The downtown Central Campus contains some of the oldest extant structures in the city — including the President's House, built in 1840 — and separates the South University District from the other three downtown commercial districts. These other three districts, Kerrytown, State Street, and Main Street are contiguous near the northwestern corner of the university.
Three commercial areas south of downtown include the areas near I-94 and Ann Arbor-Saline Road, Briarwood Mall, and the South Industrial area. Other commercial areas include the Arborland/Washtenaw Avenue and Packard Road merchants on the east side, the Plymouth Road area in the northeast, and the Westgate/West Stadium areas on the west side. Downtown contains a mix of 19th- and early-20th-century structures and modern-style buildings, as well as a farmers' market in the Kerrytown district. The city's commercial districts are composed mostly of two- to four-story structures, although downtown and the area near Briarwood Mall contain a small number of high-rise buildings.
Ann Arbor's residential neighborhoods contain architectural styles ranging from classic 19th- and early 20th-century designs to ranch-style houses. Among these homes are a number of kit houses built in the early 20th century. Contemporary-style houses are farther from the downtown district. Surrounding the University of Michigan campus are houses and apartment complexes occupied primarily by student renters. Tower Plaza, a 26-story condominium building located between the University of Michigan campus and downtown, is the tallest building in Ann Arbor. The 19th-century buildings and streetscape of the Old West Side neighborhood have been preserved virtually intact; in 1972, the district was listed on the National Register of Historic Places, and it is further protected by city ordinances and a nonprofit preservation group.
Climate
Ann Arbor has a typically Midwestern humid continental climate (Köppen Dfa), which is influenced by the Great Lakes. There are four distinct seasons: winters are cold and snowy, with average highs around . Summers are warm to hot and humid, with average highs around and with slightly more precipitation. Spring and autumn are transitional between the two. The area experiences lake effect weather, primarily in the form of increased cloudiness during late fall and early winter. The monthly daily average temperature in July is , while the same figure for January is . Temperatures reach or exceed on 10 days, and drop to or below on 4.6 nights. Precipitation tends to be the heaviest during the summer months, but most frequent during winter. Snowfall, which normally occurs from November to April but occasionally starts in October, averages per season. The lowest recorded temperature was on February 11, 1885, and the highest recorded temperature was on July 24, 1934.
Demographics
As of the 2020 U.S. Census, there were 123,851 people and 49,948 households residing in the city. The population density was , making it less densely populated than Detroit proper and its inner-ring suburbs like Oak Park and Ferndale, but more densely populated than outer-ring suburbs like Livonia and Troy. The racial makeup of the city was 67.6% White, 6.8% Black, 0.2% Native American, 15.7% Asian, 0.1% Native Hawaiian or Pacific Islander, 1.8% from other races, and 7.9% from two or more races. Hispanic or Latino residents of any race made up 5.5% of the population. Ann Arbor has a small population of Arab Americans, including students as well as local Lebanese and Palestinians.
As of the 2010 U.S. Census, there were 113,934 people, 20,502 families, and 47,060 households residing in the city. The population density was . The racial makeup of the city was 73.0% White (70.4% non-Hispanic White), 7.7% Black, 0.3% Native American, 14.4% Asian, 0.0% Native Hawaiian or Pacific Islander, 1.0% from other races, and 3.6% from two or more races. Hispanic or Latino residents of any race made up 4.1% of the population.
In 2013, Ann Arbor had the second-largest community of Japanese citizens in the state of Michigan, at 1,541; this figure trailed only that of Novi, which had 2,666 Japanese nationals.
In 2010, out of 47,060 households, 43.6% were family households, 20.1% had individuals under the age of 18 living in them, and 17.0% had individuals over age 65 living in them. Of the 20,502 family households, 19.2% included children under age 18, 34.2% were husband-wife families (estimates did not include same-sex married couples), and 7.1% had a female householder with no husband present. The average household size was 2.17 people, and the average family size was 2.85 people. The median age was 27.8; 14.4% of the population was under age 18, and 9.3% was age 65 or older. By the 2022 American Community Survey, the percentage of married couple households was 33.8%, while male householders with no spouse present (family households) were 26.1%, and female householders with no spouse present (family households) were 30.4%.
According to the 2012–2016 American Community Survey estimates, the median household income was $57,697, and the median family income was $95,528. Males over age 25 and with earnings had a median income of $51,682, versus $39,203 for females. The per capita income for the city was $37,158. Nearly a quarter (23.4%) of people and 6.7% of families had incomes below the poverty level.
Economy
The University of Michigan shapes Ann Arbor's economy significantly. It employs about 30,000 workers, including about 12,000 in the medical center. Other employers are drawn to the area by the university's research and development money, and by its graduates. High tech, health services and biotechnology are other major components of the city's economy; numerous medical offices, laboratories, and associated companies are located in the city. Automobile manufacturers, such as General Motors and Visteon, also employ residents.
High tech companies have located in the area since the 1930s, when International Radio Corporation introduced the first mass-produced AC/DC radio (the Kadette, in 1931) as well as the first pocket radio (the Kadette Jr., in 1933). The Argus camera company, originally a subsidiary of International Radio, manufactured cameras in Ann Arbor from 1936 to the 1960s. Current firms include Arbor Networks (provider of Internet traffic engineering and security systems), Arbortext (provider of XML-based publishing software), JSTOR (the digital scholarly journal archive), MediaSpan (provider of software and online services for the media industries), Truven Health Analytics, and ProQuest, which includes UMI. Ann Arbor Terminals manufactured a video-display terminal called the Ann Arbor Ambassador during the 1980s. Barracuda Networks, which provides networking, security, and storage products based on network appliances and cloud services, opened an engineering office in Ann Arbor in 2008 on Depot St. and currently occupies the building previously used as the Borders headquarters on Maynard Street. Duo Security, a cloud-based access security provider protecting thousands of organizations worldwide through two-factor authentication, is headquartered in Ann Arbor. It was formerly a unicorn and continues to be headquartered in Ann Arbor after its acquisition by Cisco Systems. In November 2021, semiconductor test equipment company KLA Corporation opened a new North American headquarters in Ann Arbor.
Websites and online media companies in or near the city include All Media Guide, the Weather Underground, and Zattoo. Ann Arbor is the home to Internet2 and the Merit Network, a not-for-profit research and education computer network. Both are located in the South State Commons 2 building on South State Street, which once housed the Michigan Information Technology Center Foundation. The city is also home to a secondary office of Google's AdWords program—the company's primary revenue stream. The recent surge in companies operating in Ann Arbor has led to a decrease in its office and flex space vacancy rates. As of December 31, 2012, the total market vacancy rate for office and flex space is 11.80%, a 1.40% decrease in vacancy from one year previous, and the lowest overall vacancy level since 2003. The office vacancy rate decreased to 10.65% in 2012 from 12.08% in 2011, while the flex vacancy rate decreased slightly more, with a drop from 16.50% to 15.02%.
As of 2022, Ann Arbor is home to more than twenty video game and XR studios of varying sizes. The city plays host to a regional chapter of the International Game Developers Association (IGDA) which hosts monthly meetups, presentations, and educational events.
Pfizer, once the city's second-largest employer, operated a large pharmaceutical research facility on the northeast side of Ann Arbor. On January 22, 2007, Pfizer announced it would close operations in Ann Arbor by the end of 2008. The facility was previously operated by Warner-Lambert and, before that, Parke-Davis. In December 2008, the University of Michigan Board of Regents approved the purchase of the facilities, and the university anticipates hiring 2,000 researchers and staff during the next 10 years. It is now known as North Campus Research Complex. The city is the home of other research and engineering centers, including those of Lotus Engineering, General Dynamics and the National Oceanic and Atmospheric Administration (NOAA). Other research centers sited in the city are the United States Environmental Protection Agency's National Vehicle and Fuel Emissions Laboratory and the Toyota Technical Center. The city is also home to National Sanitation Foundation International (NSF International), the nonprofit non-governmental organization that develops generally accepted standards for a variety of public health related industries and subject areas.
Borders Books, started in Ann Arbor, was opened by brothers Tom and Louis Borders in 1971 with a stock of used books. The Borders chain was based in the city, as was its flagship store until it closed in September 2011. Domino's Pizza's headquarters is near Ann Arbor on Domino's Farms, a Frank Lloyd Wright-inspired complex just northeast of the city. Another Ann Arbor-based company is Zingerman's Delicatessen, which serves sandwiches and has developed businesses under a variety of brand names. Zingerman's has grown into a family of companies which offers a variety of products (bake shop, mail order, creamery, coffee) and services (business education). Flint Ink Corp., another Ann Arbor-based company, was the world's largest privately held ink manufacturer until it was acquired by Stuttgart-based XSYS Print Solutions in October 2005. Avfuel, a global supplier of aviation fuels and services, is also headquartered in Ann Arbor.
The controversial detective and private security firm, Pinkerton is headquartered in Ann Arbor, being located on 101 N Main St.
Many cooperative enterprises were founded in the city; among those that remain are the People's Food Co-op and the Inter-Cooperative Council at the University of Michigan, a student housing cooperative founded in 1937. There are also three cohousing communities—Sunward, Great Oak, and Touchstone—located immediately to the west of the city limits.
Culture
Several performing arts groups and facilities are on the University of Michigan's campus, as are museums dedicated to art, archaeology, and natural history and sciences. Founded in 1879, the University Musical Society is an independent performing arts organization that presents over 60 events each year, bringing international artists in music, dance, and theater. Since 2001 Shakespeare in the Arb has presented one play by Shakespeare each June, in a large park near downtown. Regional and local performing arts groups not associated with the university include the Ann Arbor Civic Theatre, the Arbor Opera Theater, the Ann Arbor Symphony Orchestra, the Ann Arbor Ballet Theater, the Ann Arbor Civic Ballet (established in 1954 as Michigan's first chartered ballet company), The Ark, and Performance Network Theatre. Another unique piece of artistic expression in Ann Arbor is the fairy doors. These small portals are examples of installation art and can be found throughout the downtown area.
The Ann Arbor Hands-On Museum is located in a renovated and expanded historic downtown fire station. Multiple art galleries exist in the city, notably in the downtown area and around the University of Michigan campus. Aside from a large restaurant scene in the Main Street, South State Street, and South University Avenue areas, Ann Arbor ranks first among U.S. cities in the number of booksellers and books sold per capita. The Ann Arbor District Library maintains four branch outlets in addition to its main downtown building. The city is also home to the Gerald R. Ford Presidential Library.
Several annual events—many of them centered on performing and visual arts—draw visitors to Ann Arbor. One such event is the Ann Arbor Art Fairs, a set of four concurrent juried fairs held on downtown streets. Scheduled on Thursday through Sunday of the third week of July, the fairs draw upward of half a million visitors. Another is the Ann Arbor Film Festival, held during the third week of March, which receives more than 2,500 submissions annually from more than 40 countries and serves as one of a handful of Academy Award–qualifying festivals in the United States.
Ann Arbor has a long history of openness to marijuana, given Ann Arbor's decriminalization of cannabis, the large number of medical marijuana dispensaries in the city (one dispensary, called People's Co-op, was directly across the street from Michigan Stadium until zoning forced it to move one mile to the west), the large number of pro-marijuana residents, and the annual Hash Bash: an event that is held on the first Saturday of April. Until (at least) the successful passage of Michigan's medical marijuana law, the event had arguably strayed from its initial intent, although for years, a number of attendees have received serious legal responses due to marijuana use on University of Michigan property, which does not fall under the city's progressive and compassionate ticketing program.
Ann Arbor is a major center for college sports, most notably at the University of Michigan. Several well-known college sports facilities exist in the city, including Michigan Stadium, the largest American football stadium in the world and the third-largest stadium of any kind in the world. Michigan Stadium has a capacity of 107,601, with the final "extra" seat said to be reserved for and in honor of former athletic director and Hall of Fame football coach Fitz Crisler. The stadium was completed in 1927 and cost more than $950,000 to build. The stadium is colloquially known as "The Big House" due to its status as the largest American football stadium. Crisler Center and Yost Ice Arena play host to the school's basketball (both men's and women's) and ice hockey teams, respectively. Concordia University, a member of the NAIA, also fields sports teams.
Ann Arbor is represented in the NPSL by semi-pro soccer team AFC Ann Arbor, a club founded in 2014 who call themselves The Mighty Oak.
A person from Ann Arbor is called an "Ann Arborite", and many long-time residents call themselves "townies". The city itself is often called "A²" ("A-squared") or "A2" ("A two") or "AA", "The Deuce" (mainly by Chicagoans), and "Tree Town". With tongue-in-cheek reference to the city's liberal political leanings, some occasionally refer to Ann Arbor as "The People's Republic of Ann Arbor" or "25 square miles surrounded by reality", the latter phrase being adapted from Wisconsin Governor Lee Dreyfus's description of Madison, Wisconsin. In A Prairie Home Companion broadcast from Ann Arbor, Garrison Keillor described Ann Arbor as "a city where people discuss socialism, but only in the fanciest restaurants." Ann Arbor sometimes appears on citation indexes as an author, instead of a location, often with the academic degree MI, a misunderstanding of the abbreviation for Michigan.
Government and politics
As the county seat of Washtenaw County, the Washtenaw County Trial Court (22nd Circuit Court) is located in Ann Arbor at the Washtenaw County Courthouse on Main Street. Seven judges serve on the court. The 15th Michigan district court, which serves only the city itself, is located within the Ann Arbor Justice Center, immediately next to city hall. The U.S. District Court for the Eastern District of Michigan and Court of Appeals for the Sixth Circuit are also located in downtown Ann Arbor, at the federal building on Liberty Street.
Government
Ann Arbor has a council-manager form of government, with 11 voting members: the mayor and 10 city council members. Each of the city's five wards are represented by two council members, with the mayor elected at-large during midterm years. Half of the council members are elected in midterm years, with the other in general election years. The mayor is the presiding officer of the city council and has the power to appoint all council committee members as well as board and commission members, with the approval of the city council. The current mayor of Ann Arbor is Christopher Taylor, a Democrat who was elected as mayor in 2014. Day-to-day city operations are managed by a city administrator chosen by the city council.
Politics
Progressive politics have been particularly strong in municipal government since the 1960s. Voters approved charter amendments that have lessened the penalties for possession of marijuana (1974), and that aim to protect access to abortion in the city should it ever become illegal in the State of Michigan (1990). In 1974, Kathy Kozachenko's victory in an Ann Arbor city-council race made her the country's first openly homosexual candidate to win public office. In 1975, Ann Arbor became the first U.S. city to use instant-runoff voting for a mayoral race. Adopted through a ballot initiative sponsored by the local Human Rights Party, which feared a splintering of the liberal vote, the process was repealed in 1976 after use in only one election. As of April 2021, Democrats hold the mayorship and all ten council seats.
Anti-abortion protesters were outnumbered ten-to-one by abortion-rights counterprotesters in 2017. In 2019, The Diag hosted a Stop the Bans rally. In 2022 in the shadow of the Dobbs decision, the diag once again became a rallying point for abortion rights protests, drawing thousands of protesters, including US Rep. Debbie Dingell Senator Debbie Stabenow, and Michigan Lt. Gov. Garlin Gilchrist.
Education
Primary and secondary education
Public schools are part of the Ann Arbor Public Schools (AAPS) district. AAPS has one of the country's leading music programs. In September 2008, 16,539 students had been enrolled in the Ann Arbor Public Schools. Notable schools include Pioneer, Huron, Skyline, and Community high schools, and Ann Arbor Open School. The district has a preschool center with both free and tuition-based programs for preschoolers in the district. The University High School, a "demonstration school" with teachers drawn from the University of Michigan's education program, was part of the school system from 1924 to 1968.
Ann Arbor is home to several private schools, including Emerson School, the Father Gabriel Richard High School, Rudolf Steiner School of Ann Arbor (a Prek-12 Waldorf school), Clonlara School, Michigan Islamic Academy, and Greenhills School, a prep school. The city is also home to several charter schools such as Central Academy (Michigan) (PreK-12) of the Global Educational Excellence (GEE) charter school company, Washtenaw Technical Middle College, and Honey Creek Community School.
Higher education
The University of Michigan dominates the city of Ann Arbor, providing the city with its distinctive college-town character. University buildings are located in the center of the city and the campus is directly adjacent to the State Street and South University downtown areas.
Other local colleges and universities include Concordia University Ann Arbor, a Lutheran liberal-arts institution, and Cleary University, a private business school. Washtenaw Community College is located in neighboring Ann Arbor Township. In 2000, the Ave Maria School of Law, a Roman Catholic law school established by Domino's Pizza founder Tom Monaghan, opened in northeastern Ann Arbor, but the school moved to Ave Maria, Florida in 2009, and the Thomas M. Cooley Law School acquired the former Ave Maria buildings for use as a branch campus.
Media
The Ann Arbor News, owned by the Michigan-based Booth Newspapers chain, was the major newspaper serving Ann Arbor and the rest of Washtenaw County. The newspaper ended its 174-year daily print run in 2009, due to economic difficulties and began producing two printed editions a week under the name AnnArbor.com, It resumed using its former name in 2013. It also produces a daily digital edition named Mlive.com. Another Ann Arbor-based publication that has ceased production was the Ann Arbor Paper, a free monthly. Ann Arbor has been said to be the first significant city to lose its only daily paper. The Ann Arbor Chronicle, an online newspaper, covered local news, including meetings of the library board, county commission, and DDA until September 3, 2014.
Current publications in the city include the Ann Arbor Journal (A2 Journal), a weekly community newspaper; the Ann Arbor Observer, a free monthly local magazine; and Current, a free entertainment-focused alt-weekly. The Ann Arbor Business Review covers local business in the area. Car and Driver magazine and Automobile Magazine are also based in Ann Arbor. The University of Michigan is served by many student publications, including the independent Michigan Daily student newspaper, which reports on local, state, and regional issues in addition to campus news.
Four major AM radio stations based in or near Ann Arbor are WAAM 1600, a conservative news and talk station; WLBY 1290, a business news and talk station; WDEO 990, Catholic radio; and WTKA 1050, which is primarily a sports station. The city's FM stations include NPR affiliate WUOM 91.7; country station WWWW 102.9; and adult-alternative station WQKL 107.1. Freeform station WCBN-FM 88.3 is a local community radio/college radio station operated by the students of the University of Michigan featuring noncommercial, eclectic music and public-affairs programming. The city is also served by public and commercial radio broadcasters in Ypsilanti, the Lansing/Jackson area, Detroit, Windsor, and Toledo.
Ann Arbor is part of the Detroit television market. WPXD channel 31, the owned-and-operated Detroit outlet of the ION Television network, is licensed to the city. Until its sign-off on August 31, 2017, WHTV channel 18, a MyNetworkTV-affiliated station for the Lansing market, was broadcast from a transmitter in Lyndon Township, west of Ann Arbor. Community Television Network (CTN) is a city-provided cable television channel with production facilities open to city residents and nonprofit organizations. Detroit and Toledo-area radio and television stations also serve Ann Arbor, and stations from Lansing and Windsor, Ontario, can be seen in parts of the area.
Environment and services
The University of Michigan Medical Center, the only teaching hospital in the city, took the number 1 slot in U.S. News & World Report for best hospital in the state of Michigan, as of 2015. The University of Michigan Health System (UMHS) includes University Hospital, C.S. Mott Children's Hospital and Women's Hospital in its core complex. UMHS also operates out-patient clinics and facilities throughout the city. The area's other major medical centers include a large facility operated by the Department of Veterans Affairs in Ann Arbor, and Saint Joseph Mercy Hospital in nearby Superior Township.
The city provides sewage disposal and water supply services, with water coming from the Huron River and groundwater sources. There are two water-treatment plants, one main and three outlying reservoirs, four pump stations, and two water towers. These facilities serve the city, which is divided into five water districts. The city's water department also operates four dams along the Huron River—Argo, Barton, Geddes, and Superior—of which Barton and Superior provide hydroelectric power. The city also offers waste management services, with Recycle Ann Arbor handling recycling service. Other utilities are provided by private entities. Electrical power and gas are provided by DTE Energy. AT&T Inc. is the primary wired telephone service provider for the area. Cable TV service is primarily provided by Comcast.
A plume of the industrial solvent dioxane is migrating under the city from the contaminated Gelman Sciences, Inc. property on the westside of Ann Arbor. It is currently detected at 0.039 ppb. The Gelman plume is a potential threat to one of the City of Ann Arbor's drinking water sources, the Huron River, which flows through downtown Ann Arbor.
Crime
In 2015, Ann Arbor was ranked 11th safest among cities in Michigan with a population of over 50,000. It ranked safer than cities such as Royal Oak, Livonia, Canton and Clinton Township. The level of most crimes in Ann Arbor has fallen significantly in the past 20 years. In 1995 there were 294 aggravated assaults, 132 robberies and 43 rapes while in 2015 there were 128 aggravated assaults, 42 robberies and 58 rapes (under the revised definition).
Ann Arbor's crime rate was below the national average in 2000. The violent crime rate was further below the national average than the property crime rate; the two rates were 48% and 11% lower than the U.S. average, respectively.
Transportation
Ann Arbor is considered one of the US's most walkable cities, with one sixth of Ann Arborites walking to work according to the 2020 census.
Non-motorized transportation
Ann Arbor has made efforts to reverse the trend of car-dependent development. In 2020, the city introduced a Healthy Streets program to encourage non-motorized transportation.
The Washtenaw county Border-to-Border Trail connects Ann Arbor to Ypsilanti, mostly along the Huron river, for pedestrians, bicycles and other non-motorized transportation. In 2017, Spin scooters started providing a scooter share program in Ann Arbor, expanding this to include dockless e-bikes in 2023.
Walkability
Ann Arbor has a gold designation by the Walk Friendly Communities program. Since 2011, the city's property taxes have included a provision for sidewalk maintenance and expansions, expanding the sidewalk network, filling sidewalk gaps, and repairing existing sidewalks. The city has created a sidewalk gap dashboard, which showed 143 miles of sidewalk gaps in May 2022. The downtown was ranked in 2016 is the most walkable neighborhood in mid-sized cities in the Midwest. However, the outlying parts of the city and the township districts between Ann Arbor and Ypsilanti still contain markedly unwalkable areas.
Bicycle
Between 2019 and 2022 Ann Arbor's Downtown Development Authority built four two-way protected bikeways downtown. Early studies have shown a significant increase in bicycle use downtown since the construction of these bikeways. In 2023, the city reported over 900 bicycle parking spaces downtown, though this is still a small portion compared to the over 8,000 car parking spots for cars.
Public transit
The Ann Arbor Area Transportation Authority (AAATA), which brands itself as "TheRide", operates public bus services throughout the city and nearby Ypsilanti. The AATA operates Blake Transit Center on Fourth Ave. in downtown Ann Arbor, and the Ypsilanti Transit Center. A separate zero-fare bus service operates within and between the University of Michigan campuses. Since April 2012, route 98 (the "AirRide") connects to Detroit Metro Airport a dozen times a day. There are also limited-stop bus services between Ann Arbor and Chelsea as well as Canton. These two routes, 91 and 92 respectively, are known as the "ExpressRide".
Intercity buses
Greyhound Lines provides intercity bus service. The Michigan Flyer, a service operated by Indian Trails, cooperates with AAATA for their AirRide and additionally offers bus service to East Lansing. Megabus has direct service to Chicago, Illinois, while a bus service is provided by Amtrak for rail passengers making connections to services in East Lansing and Toledo, Ohio.
Railroads
The city was a major rail hub, notably for freight traffic between Toledo and ports north of Chicago, Illinois, from 1878 to 1982; however, the Ann Arbor Railroad also provided passenger service from 1878 to 1950, going northwest to Frankfort and Elberta on Lake Michigan and southeast to Toledo. (In Elberta connections to ferries across the Lake could be made.) The city was served by the Michigan Central Railroad starting in 1837. The Ann Arbor and Ypsilanti Street Railway, Michigan's first interurban, served the city from 1891 to 1929.
Amtrak, which provides service to the city at the Ann Arbor Train Station, operates the Wolverine train between Chicago and Pontiac, via Detroit. The present-day train station neighbors the city's old Michigan Central Depot, which was renovated as a restaurant in 1970.
Airports
Ann Arbor Municipal Airport is a small, city-run general aviation airport located south of I-94. Detroit Metropolitan Airport, the area's large international airport, is about east of the city, in Romulus. Willow Run Airport east of the city near Ypsilanti serves freight, corporate, and general aviation clients.
Roads and highways
The streets in downtown Ann Arbor conform to a grid pattern, though this pattern is less common in the surrounding areas. Major roads branch out from the downtown district like spokes on a wheel to the highways surrounding the city. The city is belted by three freeways: I-94, which runs along the southern and western portion of the city; U.S. Highway 23 (US 23), which primarily runs along the eastern edge of Ann Arbor; and M-14, which runs along the northern edge of the city. Other nearby highways include US 12 (Michigan Ave.), M-17 (Washtenaw Ave.), and M-153 (Ford Rd.). Several of the major surface arteries lead to the I-94/M-14 interchange in the west, US 23 in the east, and the city's southern areas.
Sister cities
Ann Arbor has seven sister cities:
Tübingen, Baden-Württemberg, Germany (since 1965) The schools in Ann Arbor and Tübingen have regular exchanges.
Belize City, Belize (since 1967)
Hikone, Shiga, Japan (since 1969) The schools in Ann Arbor and Hikone have regular exchanges.
Peterborough, Ontario, Canada (since 1983)
Juigalpa, Chontales, Nicaragua (since 1986)
Dakar, Senegal (since 1997)
Remedios, Cuba (since 2003)
See also
Ann Arbor staging
Ardis Publishing
List of people from Ann Arbor
Metro Detroit
Iggy Pop
Notes
References
Works cited
Further reading
External links
City's official website
Ann Arbor Area Convention and Visitor's Bureau
Collection: "Ann Arbor and the University of Michigan" from the University of Michigan Museum of Art
Materials on Ann Arbor's history from HathiTrust
Populated places established in 1824
Academic enclaves
County seats in Michigan
Cities in Washtenaw County, Michigan
Metro Detroit
1824 establishments in Michigan Territory
Geographical articles missing image alternative text |
2070 | https://en.wikipedia.org/wiki/Act%20of%20Settlement%201701 | Act of Settlement 1701 | The Act of Settlement is an Act of the Parliament of England that settled the succession to the English and Irish crowns to only Protestants, which passed in 1701. More specifically, anyone who became a Roman Catholic, or who married one, became disqualified to inherit the throne. This had the effect of deposing the remaining descendants of Charles I, other than his Protestant granddaughter Anne, as the next Protestant in line to the throne was Sophia of Hanover. Born into the House of Wittelsbach, she was a granddaughter of James VI and I from his most junior surviving line, with the crowns descending only to her non-Catholic heirs. Sophia died shortly before the death of Queen Anne, and Sophia's son succeeded to the throne as King George I, starting the Hanoverian dynasty in Britain.
The Act of Supremacy 1558 had confirmed the independence of the Church of England from Roman Catholicism under the English monarch. One of the principal factors which contributed to the Glorious Revolution was the perceived assaults made on the Church by King James II, a Roman Catholic, who was deposed in favour of his Protestant daughter Mary II and her husband William III. The need for this Act of Settlement was prompted by the inability of William and Mary, as well as of Mary's Protestant sister (the future Queen Anne), to produce any surviving children, and by the perceived threat posed by the pretensions to the throne by remaining Roman Catholic members of the House of Stuart.
The Act played a key role in the formation of the Kingdom of Great Britain as, though England and Scotland had shared a monarch since 1603, they had remained separately governed countries, with the Act catalysing the Union of England and Scotland. However, the Parliament of Scotland was more reluctant to abandon the House of Stuart, members of which had been Scottish monarchs long before they became English. Moreover, the Act also placed limits on both the role of foreigners in the British government and the power of the monarch with respect to the Parliament of England, though some of those provisions have been altered by subsequent legislation.
Along with the Bill of Rights 1689, the Act of Settlement remains today one of the main constitutional laws governing the succession not only to the throne of the United Kingdom, but to those of the other Commonwealth realms, whether by assumption or by patriation. The Act of Settlement cannot be altered in any realm except by that realm's own parliament and, by convention, only with the consent of all the other realms, as it touches on the succession to the shared crown. On 26 March 2015, following the Perth Agreement, legislation amending the Act came into effect across the Commonwealth realms that removed the disqualification arising from marriage to a Roman Catholic and instituted absolute primogeniture.
Background
Following the Glorious Revolution, the line of succession to the English throne was governed by the Bill of Rights 1689, which declared that the flight of James II from England to France during the revolution amounted to an abdication of the throne and that James's daughter Mary II and her husband/cousin, William III (William of Orange, who was also James's nephew), were James's successors. The Bill of Rights also provided that the line of succession would go through Mary's Protestant descendants by William and any possible future husband should she outlive him, then through Mary's sister Anne and her Protestant descendants, and then to the Protestant descendants of William III by a possible later marriage should he outlive Mary. During the debate, the House of Lords had attempted to append Sophia and her descendants to the line of succession, but the amendment failed in the Commons.
Mary II died childless in 1694, after which William III did not remarry. In 1700, Prince William, Duke of Gloucester, who was Anne's only child to survive infancy, died of what may have been smallpox at the age of 11. Thus, Anne was left as the only person in line to the throne. The Bill of Rights excluded Catholics from the throne, which ruled out James II and his children (as well as their descendants) sired after he converted to Catholicism in 1668. However, it did not provide for the further succession after Anne. Parliament thus saw the need to settle the succession on Sophia and her descendants, and thereby guarantee the continuity of the Crown in the Protestant line.
With religion and lineage initially decided, the ascendancy of William of Orange in 1689 would also bring his partiality to his foreign favourites that followed. By 1701 English jealousy of foreigners was rampant, and action was considered necessary.
The Act
The Act of Settlement provided that the throne would pass to the Electress Sophia of Hanover – a granddaughter of James VI and I and a niece of King Charles I – and her descendants, but it excluded "for ever" "all and every Person and Persons who ... is are or shall be reconciled to or shall hold Communion with the See or Church of Rome or shall profess the Popish Religion or shall marry a Papist". Thus, those who were Roman Catholics, and those who married Roman Catholics, were barred from ascending the throne.
Conditional provisions
The Act contained eight additional provisions that were to only come into effect upon the death of both William and Anne:
Firstly, the monarch "shall join in communion with the Church of England". This was intended to ensure the exclusion of a Roman Catholic monarch. Along with James II's perceived despotism, his religion was the main cause of the Glorious Revolution, and of the previous linked religious and succession problems which had been resolved by the joint monarchy of William III and Mary II.
Second, if a person not native to England comes to the throne, England will not wage war for "any dominions or territories which do not belong to the Crown of England, without the consent of Parliament". This would become relevant when a member of the House of Hanover ascended the British throne, as he would retain the territories of the Electorate of Hanover in what is now Lower Saxony (Germany), then part of the Holy Roman Empire. This provision has been dormant since Queen Victoria ascended the throne, because she did not inherit Hanover under the Salic Laws of the German-speaking states.
Third, no monarch may leave "the dominions of England, Scotland, or Ireland", without the consent of Parliament. This provision was repealed in 1716, at the request of George I who was also the Elector of Hanover and Duke of Brunswick-Lüneburg within the Holy Roman Empire; because of this, and also for personal reasons, he wished to visit Hanover from time to time.
Fourth, all government matters within the jurisdiction of the Privy Council were to be transacted there, and all council resolutions were to be signed by those who advised and consented to them. This was because Parliament wanted to know who was deciding policies, as sometimes councillors' signatures normally attached to resolutions were absent. This provision was repealed early in Queen Anne's reign, as many councillors ceased to offer advice and some stopped attending meetings altogether.
Fifth, no foreigner ("no Person born out of the Kingdoms of England Scotland or Ireland or the Dominions thereunto belonging"), even if naturalised or made a denizen (unless born of English parents), can be a Privy Councillor or a member of either House of Parliament, or hold "any Office or Place of Trust, either Civill or Military, or to [sic] have any Grant of Lands, Tenements or Hereditaments from the Crown, to himself or to any other or others in Trust for him". Subsequent nationality laws (today primarily the British Nationality Act 1981) made naturalised citizens the equal of those native born, and excluded Commonwealth citizens from the definition of foreigners, and citizens of the Irish Republic from the definition of aliens, but otherwise this provision still applies. It has however been disapplied in particular cases by a number of other statutes.
Sixth, no person who has an office under the monarch, or receives a pension from the Crown, was to be a Member of Parliament. This provision was inserted to avoid unwelcome royal influence over the House of Commons. It remains in force, but with several exceptions; ministers of the Crown were exempted early on before Anne's death in order to continue some degree of royal patronage, but had to stand for a by-election to re-enter the House upon such appointment until 1926. As a side effect, this provision means that members of the Commons seeking to resign from parliament can get around the prohibition on resignation by obtaining a sinecure in the control of the Crown; while several offices have historically been used for this purpose, two are currently in use: appointments generally alternate between the stewardships of the Chiltern Hundreds and of the Manor of Northstead.
Seventh, Judges' commissions are valid quamdiu se bene gesserint (during good behaviour) and if they do not behave themselves, they can be removed only by both Houses of Parliament (or in other Commonwealth realms the one House of Parliament, depending on the legislature's structure). This provision was the result of various monarchs influencing judges' decisions, and its purpose was to assure judicial independence. This patent was used prior to 1701 but did not prevent Charles I from removing Sir John Walter as Chief Baron of the Exchequer.
Eighth, that "no Pardon under the Great Seal of England be pleadable to an Impeachment by the Commons in Parliament". This meant in effect that no pardon by the monarch was to save someone from being impeached by the House of Commons.
Opposition
The Tory administration that replaced the Whig Junto in 1699 took responsibility for steering the Act through Parliament. As a result, it passed with little opposition, although five peers voted against it in the House of Lords, including the Earl of Huntingdon, his brother-in-law the Earl of Scarsdale and three others. While many shared their opposition to a 'foreign' king, the general feeling was summed up as 'better a German prince than a French one.'
Legacy
For different reasons, various constitutionalists have praised the Act of Settlement: Henry Hallam called the Act "the seal of our constitutional laws" and David Lindsay Keir placed its importance above the Bill of Rights of 1689. Naamani Tarkow wrote: "If one is to make sweeping statements, one may say that, save Magna Carta (more truly, its implications), the Act of Settlement is probably the most significant statute in English history".
Union of Scotland with England and Wales
The Act of Settlement was, in many ways, the major cause of the union of Scotland with England and Wales to form the Kingdom of Great Britain. The Parliament of Scotland was not happy with the Act of Settlement and, in response, passed the Act of Security in 1704, through which Scotland reserved the right to choose its own successor to Queen Anne. Stemming from this, the Parliament of England decided that, to ensure the stability and future prosperity of Great Britain, full union of the two parliaments and nations was essential before Anne's death.
It used a combination of exclusionary legislation (the Alien Act 1705), politics, and bribery to achieve this within three years under the Act of Union 1707. This success was in marked contrast to the four attempts at political union between 1606 and 1689, which all failed owing to a lack of political will in both kingdoms. By virtue of Article II of the Treaty of Union, which defined the succession to the throne of Great Britain, the Act of Settlement became part of Scots law as well.
Succession to the Crown
In addition to excluding James II, who died a few months after the Act received royal assent, and his Roman Catholic children, Prince James (The Old Pretender) and the Princess Royal, the Act also excluded the descendants of Princess Henrietta, the youngest sister of James II. Henrietta's daughter was Anne, Queen of Sardinia, a Roman Catholic, from whom descend all Jacobite pretenders after 1807.
With the legitimate descendants of Charles I either childless (in the case of his two grand-daughters the late Queen Mary II and her successor Queen Anne) or Roman Catholic, Parliament's choice was limited to Sophia of Hanover, the Protestant daughter of the late Elizabeth of Bohemia, the only other child of King James I to have survived childhood. Elizabeth had borne nine children who reached adulthood, of whom Sophia was the youngest daughter. However in 1701 Sophia was the senior Protestant one, therefore with a legitimate claim to the English throne; Parliament passed over her Roman Catholic siblings, namely her sister Louise Hollandine of the Palatinate, and their descendants, who included Elizabeth Charlotte, Duchess of Orléans; Louis Otto, Prince of Salm, and his aunts; Anne Henriette, Princess of Condé, and Benedicta Henrietta, Duchess of Brunswick-Lüneburg.
Removal from the succession due to Catholicism
Since the Act's passing the most senior living member of the royal family to have married a Roman Catholic, and thereby to have been removed from the line of succession, is Prince Michael of Kent, who married Baroness Marie-Christine von Reibnitz in 1978; he was fifteenth in the line of succession at the time. He was restored to the line of succession in 2015 when the Succession to the Crown Act 2013 came into force, and became 34th in line.
The next most senior living descendant of the Electress Sophia who had been ineligible to succeed on this ground is George Windsor, Earl of St Andrews, the elder son of Prince Edward, Duke of Kent, who married the Roman Catholic Sylvana Palma Tomaselli in 1988. His son, Lord Downpatrick, converted to Roman Catholicism in 2003 and is the most senior descendant of Sophia to be barred as a result of his religion. In 2008 his daughter, Lady Marina Windsor, also converted to Catholicism and was removed from the line of succession. More recently, Peter Phillips, the son of Anne, Princess Royal, and eleventh in line to the throne, married Autumn Kelly; Kelly had been brought up as a Roman Catholic, but she converted to Anglicanism prior to the wedding. Had she not done so, Phillips would have forfeited his place in the succession upon their marriage, only to have it restored in 2015.
Excluding those princesses who have married into Roman Catholic royal families, such as Marie of Edinburgh, Victoria Eugenie of Battenberg and Princess Beatrice of Edinburgh, one member of the Royal Family (that is, with the style of Royal Highness) has converted to Roman Catholicism since the passage of the Act: the Duchess of Kent, wife of Prince Edward, Duke of Kent, who converted on 14 January 1994, but her husband did not lose his place in the succession because she was an Anglican at the time of their marriage.
Present status
As well as being part of the law of the United Kingdom, the Act of Settlement was received into the laws of all the countries and territories over which the British monarch reigned. It remains part of the laws of the 15 Commonwealth realms and the relevant jurisdictions within those realms. In accordance with established convention, the Statute of Westminster 1931 and later laws, the Act of Settlement (along with the other laws governing the succession of the Commonwealth realms) may only be changed with the agreement of all the realms (and, in some federal realms, the constituent members of those federations). The Succession to the Crown Act 2013 changed many provisions of this Act.
Amendment proposals
Challenges have been made against the Act of Settlement, especially its provisions regarding Roman Catholics and preference for males. However, changing the Act is a complex process, since the Act governs the shared succession of all the Commonwealth realms. The Statute of Westminster 1931 acknowledges by established convention that any changes to the rules of succession may be made only with the agreement of all of the states involved, with concurrent amendments to be made by each state's parliament or parliaments. Further, as the current monarch's eldest child and, in turn, his eldest child, are Anglican males, any change to the succession laws would have no immediate implications. Consequently, there was little public concern with the issues and debate had been confined largely to academic circles until the November 2010 announcement that Prince William was to marry. This raised the question of what would happen if he were to produce first a daughter and then a son.
The Times reported on 6 November 1995 that Prince Charles had said on that day to Tony Blair and Paddy Ashdown that "Catholics should be able to ascend to the British throne". Ashdown claimed the Prince said: "I really can't think why we can't have Catholics on the throne". In 1998, during debate on a Succession to the Crown Bill, Junior Home Office Minister Lord Williams of Mostyn informed the House of Lords that the Queen had "no objection to the Government's view that in determining the line of succession to the throne, daughters and sons should be treated in the same way."
Australia
In October 2011 the Australian federal government was reported to have reached an agreement with all of the states on potential changes to their laws in the wake of amendments to the Act of Settlement. The practice of the Australian states—for example, New South Wales and Victoria—has been, when legislating to repeal some imperial statutes so far as they still applied in Australia, to provide that imperial statutes concerning the royal succession remain in force.
The legal process required at the federal level remains, theoretically, unclear. The Australian constitution, as was noted during the crisis of 1936, contains no power for the federal parliament to legislate with respect to the monarchy. Everything thus turns upon the status and meaning of clause 2 in the Commonwealth of Australia Constitution Act 1900, which provides: "The provisions of this Act referring to the Queen shall extend to Her Majesty's heirs and successors in the sovereignty of the United Kingdom."
Anne Twomey reviews three possible interpretations of the clause.
First: it "mandates that whoever is the sovereign of the United Kingdom is also, by virtue of this external fact, sovereign of Australia"; accordingly, changes to British succession laws would have no effect on Australian law, but if the British amendment changed the sovereign, then the new sovereign of the United Kingdom would automatically become the new sovereign of Australia.
Second, it is "merely an interpretative provision", operating to ensure that references to "the Queen" in the Constitution are references to whoever may at the time be the incumbent of the "sovereignty of the United Kingdom" as determined with regard to Australia, following the Australia Act 1986, by Australian law.
Or, third, it incorporates the United Kingdom rules of succession into the Commonwealth of Australia Constitution Act, which itself can now be altered only by Australia, according to the Australia Act 1986; in that way, the British rules of succession have been patriated to Australia and, with regard to Australia, are subject to amendment or repeal solely by Australian law.
However, Twomey expresses confidence that, if the High Court of Australia were to be faced with the problems of covering clause 2, it would find some way to conclude that, with regard to Australia, the clause is subject solely to Australian law. Canadian scholar Richard Toporoski theorised in 1998 that "if, let us say, an alteration were to be made in the United Kingdom to the Act of Settlement 1701, providing for the succession of the Crown... [i]t is my opinion that the domestic constitutional law of Australia or Papua New Guinea, for example, would provide for the succession in those countries of the same person who became Sovereign of the United Kingdom."
In practice, when legislating for the Perth Agreement (see below), the Australian governments took the approach of the states requesting, and referring power to, the federal government to enact the legislation on behalf of the states (under paragraph 51(xxxviii) of the Australian Constitution) and the Commonwealth of Australia.
Canada
In Canada, where the Act of Settlement () is now a part of Canadian constitutional law, Tony O'Donohue, a Canadian civic politician, took issue with the provisions that exclude Roman Catholics from the throne, and which make the monarch of Canada the Supreme Governor of the Church of England, requiring him or her to be an Anglican. This, he claimed, discriminated against non-Anglicans, including Catholics, who are the largest faith group in Canada. In 2002, O'Donohue launched a court action that argued the Act of Settlement violated the Canadian Charter of Rights and Freedoms, but, the case was dismissed by the court. It found that, as the Act of Settlement is part of the Canadian constitution, the Charter of Rights and Freedoms, as another part of the same constitution, does not have supremacy over it. Also, the court noted that, while Canada has the power to amend the line of succession to the Canadian throne, the Statute of Westminster stipulates that the agreement of the governments of the fifteen other Commonwealth realms that share the Crown would first have to be sought if Canada wished to continue its relationship with these countries. An appeal of the decision was dismissed on 16 March 2005. Some commentators state that, as a result of this, any single provincial legislature could hinder any attempts to change this Act, and by extension, to the line of succession for the shared crown of all 16 Commonwealth realms. Others contend that that is not the case, and changes to the succession instituted by an Act of the Parliament of Canada "[in accord] with the convention of symmetry that preserves the personal unity of the British and Dominion Crowns".
With the announcement in 2007 of the engagement of Peter Phillips to Autumn Kelly, a Roman Catholic and a Canadian, discussion about the Act of Settlement was revived. Norman Spector called in The Globe and Mail for Prime Minister Stephen Harper to address the issue of the Act's bar on Catholics, saying Phillips' marriage to Kelly would be the first time the provisions of the Act would bear directly on Canada—Phillips would be barred from acceding to the Canadian throne because he married a Roman Catholic Canadian. (In fact, Lord St Andrews had already lost his place in the line of succession when he married the Roman Catholic Canadian Sylvana Palma Tomaselli in 1988. But St Andrews' place in the line of succession was significantly lower than Phillips'.) Criticism of the Act of Settlement due to the Phillips–Kelly marriage was muted when Autumn Kelly converted to Anglicanism shortly before her marriage, thus preserving her husband's place in the line of succession.
United Kingdom
From time to time there has been debate over repealing the clause that prevents Roman Catholics, or those who marry one, from ascending to the British throne. Proponents of repeal argue that the clause is a bigoted anachronism; Cardinal Winning, who was leader of the Roman Catholic Church in Scotland, called the act an "insult" to Catholics. Cardinal Murphy-O'Connor, the leader of the Roman Catholic Church in England, pointed out that Prince William (later the Duke of Cambridge) "can marry by law a Hindu, a Buddhist, anyone, but not a Roman Catholic." Opponents of repeal, such as Enoch Powell and Adrian Hilton, believe that it would lead to the disestablishment of the Church of England as the state religion if a Roman Catholic were to come to the throne. They also note that the monarch must swear to defend the faith and be a member of the Anglican Communion, but that a Roman Catholic monarch would, like all Roman Catholics, owe allegiance to the Pope. This would, according to opponents of repeal, amount to a loss of sovereignty for the Anglican Church.
When in December 1978 there was media speculation that Prince Charles might marry a Roman Catholic, Powell defended the provision that excludes Roman Catholics from ascending the throne, stating his objection was not rooted in religious bigotry but in political considerations. He said a Roman Catholic monarch would mean the acceptance of a source of authority external to the realm and "in the literal sense, foreign to the Crown-in-Parliament ... Between Roman Catholicism and royal supremacy there is, as Saint Thomas More concluded, no reconciliation." Powell concluded that a Roman Catholic crown would be the destruction of the Church of England because "it would contradict the essential character of that church."
He continued:
When Thomas Hobbes wrote that "the Papacy is no other than the ghost of the deceased Roman Empire sitting crowned upon the grave thereof", he was promulgating an enormously important truth. Authority in the Roman Church is the exertion of that imperium from which England in the 16th century finally and decisively declared its national independence as the alter imperium, the "other empire", of which Henry VIII declared "This realm of England is an empire" ... It would signal the beginning of the end of the British monarchy. It would portend the eventual surrender of everything that has made us, and keeps us still, a nation.
The Scottish Parliament unanimously passed a motion in 1999 calling for the complete removal of any discrimination linked to the monarchy and the repeal of the Act of Settlement. The following year, The Guardian challenged the succession law in court, claiming that it violated the European Convention on Human Rights, which provides,
The enjoyment of the rights and freedoms set forth in this Convention shall be secured without discrimination on any ground such as sex, race, colour, language, religion, political or other opinion, national or social origin, association with a national minority, property, birth, or other status.
As the Convention nowhere lists the right to succeed to the Crown as a human right, the challenge was rejected.
Adrian Hilton, writing in The Spectator in 2003, defended the Act of Settlement as not "irrational prejudice or blind bigotry", but claimed that it was passed because "the nation had learnt that when a Roman Catholic monarch is upon the throne, religious and civil liberty is lost." He points to the Pope's claiming universal jurisdiction, and Hilton argues that "it would be intolerable to have, as the sovereign of a Protestant and free country, one who owes any allegiance to the head of any other state" and contends that, if such situation came about, "we will have undone centuries of common law." He said that because the Roman Catholic Church does not recognise the Church of England as an apostolic church, a Roman Catholic monarch who abided by their faith's doctrine would be obliged to view Anglican and Church of Scotland archbishops, bishops, and clergy as part of the laity and therefore "lacking the ordained authority to preach and celebrate the sacraments." (Hilton noted that the Church of Scotland's Presbyterian polity does not include bishops or archbishops.) Hilton said a Roman Catholic monarch would be unable to be crowned by the Archbishop of Canterbury and notes that other European states have similar religious provisions for their monarchs: Denmark, Norway, and Sweden, whose constitutions compel their monarchs to be Lutherans; the Netherlands, which has a constitution requiring its monarchs be members of the Protestant House of Orange; and Belgium, which has a constitution that provides for the succession to be through Roman Catholic houses.
In December 2004, a private member's bill—the Succession to the Crown Bill—was introduced in the House of Lords. The government, headed by Tony Blair, blocked all attempts to revise the succession laws, claiming it would raise too many constitutional issues and it was unnecessary at the time. In the British general election the following year, Michael Howard promised to work towards having the prohibition removed if the Conservative Party gained a majority of seats in the House of Commons, but the election was won by Blair's Labour Party. Four years later, plans drawn up by Chris Bryant were revealed that would end the exclusion of Catholics from the throne and end the doctrine of agnatic (male-preference) primogeniture in favour of absolute primogeniture, which governs succession solely on birth order and not on sex. The issue was raised again in January 2009, when a private member's bill to amend the Act of Succession was introduced in parliament.
Across the realms
In early 2011 Keith Vaz, a Labour Member of Parliament, introduced to the House of Commons at Westminster a private member's bill which proposed that the Act of Settlement be amended to remove the provisions relating to Roman Catholicism and change the primogeniture governing the line of succession to the British throne from agnatic to absolute cognatic. Vaz sought support for his project from the Canadian Cabinet and Prime Minister Stephen Harper, but the Office of the Prime Minister of Canada responded that the issue was "not a priority for the government or for Canadians without further elaboration on the merits or drawbacks of the proposed reforms". Stephenson King, Prime Minister of Saint Lucia, said he supported the idea and it was reported that the government of New Zealand did, as well. The Monarchist League of Canada said at the time to the media that it "supports amending the Act of Settlement in order to modernize the succession rules."
Later the same year, the Deputy Prime Minister of the United Kingdom, Nick Clegg, announced that the government was considering a change in the law. At approximately the same time, it was reported that British Prime Minister David Cameron had written to each of the prime ministers of the other fifteen Commonwealth realms, asking for their support in changing the succession to absolute primogeniture and notifying them he would raise his proposals at that year's Commonwealth Heads of Government Meeting (CHOGM) in Perth, Australia. Cameron reportedly also proposed removing the restriction on successors being or marrying Roman Catholics; however, potential Roman Catholic successors would be required to convert to Anglicanism prior to acceding to the throne. In reaction to the letter and media coverage, Harper stated that, this time, he was "supportive" of what he saw as "reasonable modernizations".
At the 2011 Commonwealth Heads of Government Meeting on 28 October 2011, the prime ministers of the other Commonwealth realms agreed to support Cameron's proposed changes to the Act. The bill put before the Parliament of the United Kingdom would act as a model for the legislation required to be passed in at least some of the other realms, and any changes would only first take effect if the Duke of Cambridge were to have a daughter before a son.
The British group Republic asserted that succession reform would not make the monarchy any less discriminatory. As it welcomed the gender equality reforms, the British newspaper The Guardian criticized the lack of a proposal to remove the ban on Catholics sitting on the throne, as did Alex Salmond, First Minister of Scotland, who pointed out that "It is deeply disappointing that the reform [of the Act of Settlement of 1701] has stopped short of removing the unjustifiable barrier on a Catholic becoming monarch." On the subject, Cameron asserted: "Let me be clear, the monarch must be in communion with the Church of England because he or she is the head of that Church."
The disqualification arising from marriage to a Roman Catholic was removed by the Succession to the Crown Act 2013.
See also
Jacobitism
List of British monarchs
List of Canadian monarchs
List of New Zealand monarchs
List of Australian monarchs
Royal Succession Bills and Acts
Succession to the British throne
Alternative successions of the English and British crown
References
Citations
Notes
Bibliography
External links
Text of the Act of Settlement as originally passed, The Statutes at Large: vol X: 1696/7–1703 (1764), pp. 357–60.
Official text of the "Act of Settlement 1700" as currently in force in the Australian Capital Territory
British Monarchy web page on the Act of Settlement
Image of original act from the Parliamentary Archives website
Australian constitutional law
Constitution of Canada
Constitutional laws of England
Constitution of the United Kingdom
Acts of the Parliament of England
Acts of the Parliament of England still in force
1701 in law
1701 in England
Monarchy in Canada
Monarchy in Australia
Monarchy in New Zealand
Succession acts
Succession to the British crown
Succession to the Canadian Crown
Law about religion in the United Kingdom
History of Christianity in Canada
History of Catholicism in England
Anti-Catholicism in England
Sophia of Hanover |
2075 | https://en.wikipedia.org/wiki/Aircraft%20hijacking | Aircraft hijacking | Aircraft hijacking (also known as airplane hijacking, skyjacking, plane hijacking, plane jacking, air robbery, air piracy, or aircraft piracy, with the last term used within the special aircraft jurisdiction of the United States) is the unlawful seizure of an aircraft by an individual or a group. Dating from the earliest of hijackings, most cases involve the pilot being forced to fly according to the hijacker's demands. There have also been incidents where the hijackers have overpowered the flight crew, made unauthorized entry into the cockpit and flown them into buildingsmost notably in the September 11 attacksand in several cases, planes have been hijacked by the official pilot or co-pilot; e.g., Ethiopian Airlines Flight 702.
Unlike carjacking or sea piracy, an aircraft hijacking is not usually committed for robbery or theft. Individuals driven by personal gain often divert planes to destinations where they are not planning to go themselves. Some hijackers intend to use passengers or crew as hostages, either for monetary ransom or for some political or administrative concession by authorities. Various motives have driven such occurrences, such as demanding the release of certain high-profile individuals or for the right of political asylum (notably Flight ET 961), but sometimes a hijacking may have been affected by a failed private life or financial distress, as in the case of Aarno Lamminparras in the Oulu Aircraft Hijacking. Hijackings involving hostages have produced violent confrontations between hijackers and the authorities, during negotiation and settlement. In the case of Lufthansa Flight 181 and Air France Flight 139, the hijackers were not satisfied and showed no inclination to surrender, resulting in attempts by special forces to rescue passengers.
In most jurisdictions of the world, aircraft hijacking is punishable by life imprisonment or a long prison sentence. In most jurisdictions where the death penalty is a legal punishment, aircraft hijacking is a capital crime, including in China, India, Liberia and the U.S. states of Georgia and Mississippi.
History
Airplane hijackings have occurred since the early days of flight. These can be classified in the following eras: 1929–1957, 1958–1979, 1980–2000 and 2001–present. Early incidents involved light planes, but this later involved passenger aircraft as commercial aviation became widespread.
1929–1957
Between 1929 and 1957, there were fewer than 20 incidents of reported hijackings worldwide; several occurred in Eastern Europe.
One of the first unconfirmed hijackings occurred in December 1929. J. Howard "Doc" DeCelles was flying a postal route for a Mexican firm, Transportes Aeras Transcontinentales, ferrying mail from San Luis Potosí to Torreon and then on to Guadalajara. Saturnino Cedillo, the governor of the state of San Luis Potosí, ordered him to divert. Several other men were also involved, and through an interpreter, DeCelles had no choice but to comply. He was allegedly held captive for several hours under armed guard before being released.
The first recorded aircraft hijack took place on February 21, 1931, in Arequipa, Peru. Byron Richards, flying a Ford Tri-Motor, was approached on the ground by armed revolutionaries. He refused to fly them anywhere during a 10-day standoff. Richards was informed that the revolution was successful and he could be freed in return for flying one of the men to Lima.
The following year, in September 1932, a Sikorsky S-38 with registration P-BDAD, registered to Nyrba do Brasil, was seized in the company's hangar by three men, who took a hostage. Despite having no flying experience, they managed to take off. However, the aircraft crashed in São João de Meriti, killing the four men. Apparently, the hijack was related to the events of the Constitutionalist Revolution in São Paulo; it is considered to be the first hijack that took place in Brazil.
On October 28, 1939, the first murder on a plane took place in Brookfield, Missouri, US. The victim was Carl Bivens, a flight instructor, who was teaching a man named Earnest P. "Larry" Pletch. While airborne in a Taylor Cub monoplane, Pletch shot Bivens twice in the back of the head. Pletch later told prosecutors, "Carl was telling me I had a natural ability and I should follow that line", adding, "I had a revolver in my pocket and without saying a word to him, I took it out of my overalls and I fired a bullet into the back of his head. He never knew what struck him." The Chicago Daily Tribune stated it was one of the most spectacular crimes of the 20th century. Pletch pleaded guilty and was sentenced to life in prison. However, he was released on March 1, 1957, after serving 17 years, and lived until June 2001.
In 1942 near Malta, two New Zealanders, a South African and an Englishman achieved the first confirmed in-air hijack when they overpowered their captors aboard an Italian seaplane that was flying them to a prisoner-of-war camp. As they approached an Allied base, they were strafed by Supermarine Spitfires unaware of the aircraft's true operators and forced to land on the water. However, all on board survived to be picked up by a British boat.
In the years following World War II, Philip Baum, an aviation security expert suggests that the development of a rebellious youth "piggybacking on to any cause which challenged the status quo or acted in support of those deemed oppressed", may have been a contributor to attacks against the aviation field. The first hijacking of a commercial flight occurred on the Cathay Pacific Miss Macao on July 16, 1948. After this incident and others in the 1950s, airlines recommended that flight crews comply with the hijackers' demands rather than risk a violent confrontation. There were also various hijacking incidents and assaults on planes in China and the Middle East.
On 23 July 1956, in the Hungarian People's Republic, seven passengers hijacked a domestic flight of Malév Hungarian Airlines, a Lisunov Li-2 (registration HA-LIG), to escape from behind the Iron Curtain, and flew it to West Germany. The aircraft landed safely at Ingolstadt Air Base without injuries.
An aircraft belonging to the airline Lloyd Aereo Boliviano was hijacked in Bolivia on September 26, 1956. The DC-4 was carrying 47 prisoners who were being transported from Santa Cruz, Bolivia, to El Alto, in La Paz. A political group was waiting to take them to a concentration camp located in Carahuara de Carangas, Oruro. The 47 prisoners overpowered the crew and gained control of the aircraft while airborne and diverted the plane to Tartagal, Argentina. Prisoners took control of the aircraft and received instructions to again fly to Salta, Argentina, as the airfield in Tartagal was not big enough. Upon landing, they told the government of the injustice they were subjected to, and received political asylum.
On October 22, 1956, French forces hijacked a Moroccan airplane carrying leaders of the Algerian National Liberation Front (FLN) during the ongoing Algerian War. The plane, which was carrying Ahmed Ben Bella, Hocine Aït Ahmed, and Mohamed Boudiaf, was destined to leave from Palma de Mallorca for Tunis where the FLN leaders were to conference with Prime Minister Habib Bourguiba, but French forces redirected the flight to occupied Algiers, where the FLN leaders were arrested.
1958–1979
Between 1958 and 1967, there were approximately 40 hijackings worldwide. Beginning in 1958, hijackings from Cuba to other destinations started to occur; in 1961, hijackings from other destinations to Cuba became prevalent. The first happened on May 1, 1961, on a flight from Miami to Key West. The perpetrator, armed with a knife and gun, forced the captain to land in Cuba.
Australia was relatively untouched by the threat of hijackings until July 19, 1960. On that evening, a 22-year-old Russian man attempted to divert Trans Australia Airlines Flight 408 to Darwin or Singapore. The crew were able to subdue the man after a brief struggle.
According to the FAA, in the 1960s, there were 100 attempts of hijackings involving U.S. aircraft: 77 successful and 23 unsuccessful. Recognizing the danger early, the FAA issued a directive on July 28, 1961, which prohibits unauthorized persons from carrying concealed firearms and interfering with crew member duties. The Federal Aviation Act of 1958 was amended to impose severe penalties for those seizing control of a commercial aircraft. Airlines could also refuse to transport passengers who were likely to cause danger. That same year, the FAA and Department of Justice created the Peace Officers Program which put trained marshals on flights. A few years later, on May 7, 1964, the FAA adopted a rule requiring that cockpit doors on commercial aircraft be kept locked at all times.
In a five-year period (1968–1972) the world experienced 326 hijack attempts, or one every 5.6 days. The incidents were frequent and often just an inconvenience, which resulted in television shows creating parodies. Time magazine even ran a lighthearted comedy piece called "What to Do When the Hijacker Comes". Most incidents occurred in the United States. There were two distinct types: hijackings for transportation elsewhere and hijackings for extortion with the threat of harm.
Between 1968 and 1972, there were 90 recorded transport attempts to Cuba. In contrast, there were 26 extortion attempts (see table on the right). The longest and first transcontinental (Los Angeles, Denver, New York, Bangor, Shannon and Rome) hijacking from the US started on 31 October 1969.
The Eastern Air Lines Shuttle flight 1320 on May 17, 1970, witnessed the first fatality in the course of a U.S. hijacking.
Incidents also became problematic outside of the U.S. For instance, in 1968, El Al Flight 426 was seized by Popular Front for the Liberation of Palestine (PFLP) militants on 23 July, an incident which lasted 40 days, making it one of the longest. This record was later beaten in 1999.
As a result of the evolving threat, President Nixon issued a directive in 1970 to promote security at airports, electronic surveillance and multilateral agreements for tackling the problem.
The International Civil Aviation Organization (ICAO) issued a report on aircraft hijacking in July 1970. Beginning in 1969 until the end of June 1970, there were 118 incidents of unlawful seizure of aircraft and 14 incidents of sabotage and armed attacks against civil aviation. This involved airlines of 47 countries and more than 7,000 passengers. In this period, 96 people were killed and 57 were injured as a result of hijacking, sabotage and armed attacks.
The ICAO stated that this is not isolated to one nation or one region, but a worldwide issue to the safe growth of international civil aviation. Incidents also became notoriousin 1971, a man known as D. B. Cooper hijacked a plane and extorted US$200,000 in ransom before parachuting over Oregon. He was never identified.
On August 20, 1971, a Pakistan Air Force T-33 military plane was hijacked prior the Indo-Pakistani war of 1971 in Karachi. Lieutenant Matiur Rahman attacked Officer Rashid Minhas and attempted to land in India. Minhas deliberately crashed the plane into the ground near Thatta to prevent the diversion.
Countries around the world continued their efforts to tackle crimes committed on-board planes. The Tokyo Convention, drafted in 1958, established an agreement between signatories that the "state in which the aircraft is registered is competent to exercise jurisdiction over crimes committed on board that aircraft while it is in flight". While the Convention does not make hijacking an international crime, it does contain provisions which obligate the country in which a hijacked aircraft lands to restore the aircraft to its responsible owner, and allow the passengers and crew to continue their journey. The Convention came into force in December 1969.
A year later, in December 1970, the Hague Convention was drafted which punishes hijackers, enabling each state to prosecute a hijacker if that state does not extradite them, and to deprive them from asylum from prosecution.
On December 5, 1972, the FAA issued emergency rules requiring all passengers and their carry-on baggage to be screened. Airports slowly implemented walk-through metal detectors, hand-searches and X-ray machines, to prohibit weapons and explosive devices. These rules came into effect on January 5, 1973, and were welcomed by most of the public. In 1974, Congress enacted a statute which provided for the death penalty for acts of aircraft piracy resulting in death. Between 1968 and 1977, there were approximately 41 hijackings per year.
In the 1970s, in pursuit of their demands for Croatia's independence from the Socialist Republic of Yugoslavia, Croatian nationalists hijacked several civilian airliners, such as Scandinavian Airlines System Flight 130 and TWA Flight 355.
1980–2000
By 1980, airport screening and greater cooperation from the international community led to fewer successful hijackings; the number of events had significantly dropped below the 1968 level. Between 1978 and 1988, there were roughly 26 incidents of hijackings a year. A new threat emerged in the 1980s: organised terrorists destroying aircraft to draw attention. For instance, terrorist groups were responsible for the bombing of Air India Flight 182 over the Irish coast. In 1988, Pan Am Flight 103 was bombed flying over Scotland. Terrorist activity which included hijack attempts in the Middle East were also a cause of concern.
During the 1990s, there was relative peace in the United States airspace as the threat of domestic hijacking was seen as a distant memory. Globally, however, hijackings still persisted. Between 1993 and 2003, the highest number of hijackings occurred in 1993 (see table below). This number can be attributed to events in China where hijackers were trying to gain political asylum in Taiwan. Europe and the rest of East Asia were not immune either. On December 26, 1994, Air France Flight 8969 with 172 passengers and crew was hijacked after leaving Algiers. Authorities believed that the goal was to crash the plane into the Eiffel Tower. On June 21, 1995, All Nippon Airways Flight 857 was hijacked by a man claiming to be a member of the Aum Shinrikyo religious cult, demanding the release of its imprisoned leader Shoko Asahara. The incident was resolved when the police stormed the plane.
On October 17, 1996, the first hijacking that was brought to an end while airborne was carried out by four operatives of the Austrian special law enforcement unit Cobra on a Russian Aeroflot flight from Malta to Lagos, Nigeria, aboard a Tupolev Tu-154. The operatives escorted inmates detained for deportation to their homelands and were equipped with weapons and gloves. On 12 April 1999, six ELN members hijacked a Fokker 50 of Avianca Flight 9463, flying from Bucaramanga to Bogotá. Many hostages were held for more than a year, and the last hostage was finally freed 19 months after the hijacking.
2001–present
On September 11, 2001, four airliners were hijacked by 19 Al-Qaeda extremists: American Airlines Flight 11, United Airlines Flight 175, American Airlines Flight 77 and United Airlines Flight 93. The first two planes were deliberately crashed into the Twin Towers of the World Trade Center in New York City and the third was crashed into The Pentagon in Arlington County, Virginia. The fourth crashed in a field in Stonycreek Township near Shanksville, Pennsylvania after crew and passengers attempted to overpower the hijackers. Authorities believe that the intended target was the U.S. Capitol or the White House in Washington DC. In total, 2,996 people perished and more than 6,000 were injured in the attacks, making the hijackings the deadliest in modern history.
Following the attacks, the U.S. government formed the Transportation Security Administration (TSA) to handle airport screening at U.S. airports. Government agencies around the world tightened their airport security, procedures and intelligence gathering. Until the September 11 attacks, there had never been an incident whereby a passenger aircraft was used as a weapon of mass destruction. The 9/11 Commission report stated that it was always assumed that a "hijacking would take the traditional form"; therefore, airline crews never had a contingency plan for a suicide-hijacking. As Patrick Smith, an airline pilot, summarizes:
Throughout the mid-2000s, hijackings still occurred but there were much fewer incidents and casualties. The number of incidents had been declining, even before the September 11 attacks. One notable incident in 2006 was the hijacking of Turkish Airlines Flight 1476, flying from Tirana to Istanbul, which was seized by a man named Hakan Ekinci. The aircraft, with 107 passengers and 6 crew, made distress calls to air traffic control and the plane was escorted by military aircraft before landing safely at Brindisi, Italy. In 2007, several incidents occurred in the Middle East and Northern Africa; hijackers in one of these incidents claimed to be affiliated with Al-Qaeda. Towards the end of the decade, AeroMexico experienced its first terror incident when Flight 576 was hijacked by a man demanding to speak with President Calderón.
Between 2010 and 2019, the Aviation Safety Network estimates there have been 15 hijackings worldwide with three fatalities. This is a considerably lower figure than in previous decades which can be attributed to greater security enhancements and awareness of September 11–style attacks. On June 29, 2012, an attempt was made to hijack Tianjin Airlines Flight GS7554 from Hotan to Ürümqi in China. More recently was the 2016 hijacking of EgyptAir Flight MS181, involving an Egyptian man who claimed to have a bomb and ordered the plane to land in Cyprus. He surrendered several hours later, after freeing the passengers and crew.
Countermeasures
As a result of the large number of U.S.–Cuba hijackings in the late 1960s to early 1970s, international airports introduced screening technology such as metal detectors, X-ray machines and explosive detection tools. In the U.S, these rules were enforced starting from January 1973 and were eventually copied around the world. These security measures did make hijacking a "higher-risk proposition" and deter criminals in later decades. Until September 2001, the FAA set and enforced a "layered" system of defense: hijacking intelligence, passenger pre-screening, checkpoint screening and on-board security. The idea was that if one layer were later to fail, another would be able stop a hijacker from boarding a plane. However, the 9/11 Commission found that this layered approach was flawed and unsuitable to prevent the September 11 attacks. The U.S Transportation Security Administration has since strengthened this approach, with a greater emphasis on intelligence sharing.
On-board security
In the history of hijackings, most incidents involved planes being forced to land at a certain destination with demands. As a result, commercial airliners adopted a "total compliance" rule which taught pilots and cabin crew to comply with the hijackers' demands. Crews advise passengers to sit quietly to increase their chances of survival. The ultimate goal is to land the plane safely and let the security forces handle the situation. The FAA suggested that the longer a hijacking persisted, the more likely it would end peacefully with the hijackers reaching their goal. Although total compliance is still relevant, the events of September 11 changed this paradigm as this technique cannot prevent a murder-suicide hijacking.
After the September 11 attacks, it became evident that each hijacking situation needs to be evaluated on a case-by-case basis. Cabin crew, now aware of the severe consequences, have a greater responsibility for maintaining control of their aircraft. Most airlines also give crew members training in self-defense tactics. Ever since the 1970s, crew are taught to be vigilant for suspicious behaviour. For example, passengers who have no carry-on luggage, or are standing next to the cockpit door with fidgety movements. There have been various incidents when crew and passengers intervened to prevent attacks: on December 22, 2001, Richard Reid attempted to ignite explosives on American Airlines Flight 63. In 2009, on Northwest Flight 253, Umar Farouk Abdulmutallab attempted to detonate explosives sewn into his underwear. In 2012, the attempted hijacking of Tianjin Airlines Flight 7554 was stopped when cabin crew placed a trolley in-front of the cockpit door and asked passengers for help.
American Airlines Flight 11
In the September 11 attacks, crew on one of the hijacked planes went beyond their scope of training by informing the airline ground crew about the events on board. In separate phone calls, Amy Sweeney and Betty Ong provided information on seat numbers of the attackers and passenger injuries. This helped authorities identify them.
Cockpit security
As early as 1964, the FAA required cockpit doors on commercial aircraft be kept locked during flight. In 2002, U.S. Congress passed the Arming Pilots Against Terrorism Act, allowing pilots at U.S. airlines to carry guns in the cockpit. Since 2003, these pilots are known as Federal Flight Deck Officers. It is estimated that one in 10 of the 125,000 commercial pilots are trained and armed. Also in 2002, aircraft manufacturers such as Airbus introduced a reinforced cockpit door which is resistant to gunfire and forced entry. Shortly afterwards, the FAA required operators of more than 6,000 aircraft to install tougher cockpit doors by April 9, 2003. Rules were also tightened to restrict cockpit access and make it easier for pilots to lock the doors. In 2015, Germanwings Flight 9525 was seized by the co-pilot and deliberately crashed, while the captain was out. The captain was unable to re-enter the cockpit, because the airline had already reinforced the cockpit door. The European Aviation Safety Agency issued a recommendation for airlines to ensure that at least two people, one pilot and a member of cabin crew, occupy the cockpit during flight. The FAA in the United States enforce a similar rule.
Air marshal service
Some countries operate a marshal service, which puts members of law enforcement on high-risk flights based on intelligence. Their role is to keep passengers safe, by preventing hijackings and other criminal acts committed on a plane. Federal marshals in the U.S. are required to identify themselves before boarding a plane; marshals of other countries often are not. According to the Congressional Research Service, the budget for the U.S. Federal Air Marshal Service was US$719 million in 2007. Marshals often sit as regular passengers, at the front of the plane to allow observation of the cockpit. Despite the expansion of the marshal service, they cannot be on every plane, and they rarely face a real threat on a flight. Critics have questioned the need for them.
Air traffic control
There is no generic or set of rules for handling a hijacking situation. Air traffic controllers are expected to exercise their best judgement and expertise when dealing with the apparent consequences of an unlawful interference or hijack. Depending on the jurisdiction, the controller will inform authorities, such as the military, who will escort the hijacked plane. Controllers are expected to keep communications to a minimum and clear the runway for a possible landing.
Legislation for downing hijacked aircraft
Germany
In January 2005, a federal law came into force in Germany, called the , which allows "direct action by armed force" against a hijacked aircraft to prevent a September 11–style attack. However, in February 2006 the Federal Constitutional Court struck down these provisions of the law, stating such preventive measures were unconstitutional and would essentially be state-sponsored murder, even if such an act would save many more lives on the ground. The main reason behind this decision was that the state would effectively be killing innocent hostages in order to avoid a terrorist attack. The Court also ruled that the Minister of Defense is constitutionally not entitled to act in terrorism matters, as this is the duty of the state and federal police forces. President of Germany Horst Köhler urged judicial review of the constitutionality of the Luftsicherheitsgesetz after he signed it into law in 2005.
India
India published its new anti-hijacking policy in August 2005. The policy came into force after approval from the Cabinet Committee on Security (CCS). The main points of the policy are:
Any attempt to hijack will be considered an act of aggression against the country and will prompt a response fit for an aggressor.
Hijackers, if captured alive, will be put on trial, convicted, and sentenced to death.
Hijackers will be engaged in negotiations only to bring the incident to an end, to comfort passengers and to prevent loss of lives.
The hijacked plane will be shot down if it is deemed to become a missile heading for strategic targets.
The hijacked plane will be escorted by armed fighter aircraft and will be forced to land.
A hijacked grounded plane will not be allowed to take off under any circumstance.
United States
Prior to the September 11 attacks, countermeasures were focused on "traditional" hijackings. As such, there were no specific rules for handling suicide hijackings, where aircraft would be used as a weapon. Moreover, military response at the time consisted of multiple uncoordinated units, each with its own set of rules of engagement with no unified command structure. Soon after the attacks, however, new rules of engagement were introduced, authorizing the North American Aerospace Defense Command (NORAD)the Air Force command tasked with protecting U.S. airspaceto shoot down hijacked commercial airliners if the plane is deemed a threat to strategic targets. In 2003, the military stated that fighter pilots exercise this scenario several times a week.
Other countries
Poland and Russia are among other countries that have had laws or directives for shooting down hijacked planes. However, in September 2008 the Polish Constitutional Court ruled that the Polish rules were unconstitutional, and voided them.
International law
Tokyo Convention
The Convention on Offences and Certain Other Acts Committed on Board Aircraft, known as the Tokyo Convention, is an international treaty which entered force on December 4, 1969. , it has been ratified by 186 parties. Article 11 of the Tokyo Convention states the following:
The signatories agree that if there is unlawful takeover of an aircraft, or a threat of it on their territory, then they will take all necessary measures to regain or keep control over an aircraft. The captain can also disembark a suspected person on the territory of any country, where the aircraft lands, and that country must agree to it, as stated in Articles 8 and 12 of the convention.
Hague Convention
The Convention for the Suppression of Unlawful Seizure of Aircraft (known as the Hague Convention) went into effect on October 14, 1971. , the convention has 185 signatories.
Montreal Convention
The Montreal Convention is a multilateral treaty adopted by a diplomatic meeting of ICAO member states in 1999. It amended important provisions of the Warsaw Convention's regime concerning compensation for the victims of air disasters.
In popular culture
Superman saves Metropolis from a bombardier hijacked by Japanese spies in the short animated film Japoteurs (1942).
The 1997 Hollywood film Air Force One is based on the fictional hijacking of Air Force One.
Hijacking is a central theme in the Turbulence movie trilogy.
In Mission: Impossible 2, one of the film's antagonists hijacks a plane at the start of the movie.
The 2006 film United 93 is based on the real events onboard United Airlines Flight 93 one of the four airlines hijacked during the September 11 attacks.
The 2012 film The Dark Knight Rises features an opening sequence of hijacking and crashing an aircraft for the purpose of kidnapping a man and faking his death.
The film Con Air features a U.S. Marshals aircraft being hijacked by the maximum-security prisoners on board.
The Taking of Flight 847: The Uli Derickson Story was a made-for-TV film based on the actual hijacking of TWA Flight 847, as seen through the eyes of the chief flight attendant Uli Derickson.
Passenger 57 depicts an airline security expert trapped on a passenger jet when terrorists seize control.
Executive Decision depicts a Boeing 747 carrying 400 passengers being hijacked by Algerian terrorists, and U.S. marine and Army special forces use a reconnaissance aircraft to re-take the plane.
Skyjacked is a 1972 film about a crazed Vietnam War veteran hijacking an airliner, demanding to be taken to the Soviet Union.
The 1986 film The Delta Force depicted a Special Forces squad tasked with retaking a plane hijacked by Lebanese terrorists, loosely based on the hijacking of TWA Flight 847.
The 2004 film The Assassination of Richard Nixon, based on a true incident, depicts a disillusioned tire salesman who attempts to hijack a plane in 1974 and crash it into the White House. His attempt failed and he was mortally wounded by an airport policeman. He killed himself before police stormed the plane.
The 2006 film Snakes On a Plane is a fictional story about aircraft piracy through the in-flight release of venomous snakes.
In Harold and Kumar 2, two U.S. Air Marshals subdue Harold and Kumar on board a plane after mistaking them for terrorists.
The 2011 film Payanam is a movie entirely based on the negotiations and rescue operations done by the Indian security forces in response to a flight hijacking incident.
In the 2013 video game Grand Theft Auto V the player is tasked with hijacking a cargo plane carrying a large shipment of weapons by crashing a crop duster into the cargo bay mid-flight and fighting to seize control of the aircraft. The cargo plane is later shot down by the US Air Force, requiring the player to bail out.
The 2014 film Non-Stop depicts an aircraft hijacking.
The Indian film Neerja is based on the hijacking of Pan Am Flight 73 in Karachi.
In 2016, German television broadcast the film , in which a Bundeswehr military pilot shoots down a hijacked passenger plane with 164 people on board that was heading towards a stadium filled with 70,000 people. Following the broadcast, a public vote was called for in Germany, Austria and Switzerland, and 86.9% of viewers voted that the pilot was not guilty of murder.
The 2019 film 7500 depicts the struggle of a pilot to land an aircraft and maintain control of its cockpit during a hijacking.
The 2023 Apple TV+ original series Hijack stars Idris Elba as Sam, a talented business negotiator, who embarks on a mission to broker a peaceful end to a hijacking of his 7-hour flight from Dubai to London.
See also
Air pirate
Airport security
Canadian Air Transport Security Authority
Dymshits–Kuznetsov hijacking affair
El Al
Federal Air Marshal Service
Federal Bureau of Investigation
Federal crime in the United States
List of aircraft hijackings
List of Cuba–United States aircraft hijackings
Palestinian political violence
Terrorism
Transportation Security Administration (TSA)
United States Department of Homeland Security (DHS)
References
External links
"The First Hijacking Myth" at Fortnight Journal
"America's first highjacking" at A Blast From the Past
Aviation risks
Aviation security
Terrorism tactics |
2076 | https://en.wikipedia.org/wiki/Acropolis%20of%20Athens | Acropolis of Athens | The Acropolis of Athens (; ) is an ancient citadel located on a rocky outcrop above the city of Athens, Greece, and contains the remains of several ancient buildings of great architectural and historical significance, the most famous being the Parthenon. The word Acropolis is from the Greek words (akron, "highest point, extremity") and (polis, "city"). The term acropolis is generic and there are many other acropoleis in Greece. During ancient times the Acropolis of Athens was also more properly known as Cecropia, after the legendary serpent-man Cecrops, the supposed first Athenian king.
While there is evidence that the hill was inhabited as early as the fourth millennium BC, it was Pericles (–429 BC) in the fifth century BC who coordinated the construction of the buildings whose present remains are the site's most important ones, including the Parthenon, the Propylaea, the Erechtheion and the Temple of Athena Nike. The Parthenon and the other buildings were seriously damaged during the 1687 siege by the Venetians during the Morean War when gunpowder being stored by the then Turkish rulers in the Parthenon was hit by a Venetian bombardment and exploded.
History
Early settlement
The Acropolis is located on a flattish-topped rock that rises above sea level in the city of Athens, with a surface area of about . While the earliest artifacts date to the Middle Neolithic era, there have been documented habitations in Attica from the Early Neolithic period (6th millennium BC).
There is little doubt that a Mycenaean megaron palace stood upon the hill during the late Bronze Age. Nothing of this megaron survives except, probably, a single limestone column base and pieces of several sandstone steps. Soon after the palace was constructed, a Cyclopean massive circuit wall was built, 760 meters long, up to 10 meters high, and ranging from 3.5 to 6 meters thick. From the end of the Helladic IIIB (1300–1200 BC) on, this wall would serve as the main defense for the acropolis until the 5th century. The wall consisted of two parapets built with large stone blocks and cemented with an earth mortar called emplekton (Greek: ἔμπλεκτον). The wall uses typical Mycenaean conventions in that it followed the natural contour of the terrain and its gate, which was towards the south, was arranged obliquely, with a parapet and tower overhanging the incomers' right-hand side, thus facilitating defense. There were two lesser approaches up the hill on its north side, consisting of steep, narrow flights of steps cut in the rock. Homer is assumed to refer to this fortification when he mentions the "strong-built house of Erechtheus" (Odyssey 7.81). At some time before the 13th century BC, an earthquake caused a fissure near the northeastern edge of the Acropolis. This fissure extended some 35 meters to a bed of soft marl in which a well was dug. An elaborate set of stairs was built and the well served as an invaluable, protected source of drinking water during times of siege for some portion of the Mycenaean period.
Archaic Acropolis
Not much is known about the architectural appearance of the Acropolis until the Archaic era. During the 7th and the 6th centuries BC, the site was controlled by Kylon during the failed Kylonian revolt, and twice by Peisistratos; each of these was attempts directed at seizing political power by coups d'état. Apart from the Hekatompedon mentioned later, Peisistratos also built an entry gate or propylaea. Nevertheless, it seems that a nine-gate wall, the Enneapylon, had been built around the acropolis hill and incorporated the biggest water spring, the Clepsydra, at the northwestern foot.
A temple to Athena Polias, the tutelary deity of the city, was erected between 570 and 550 BC. This Doric limestone building, from which many relics survive, is referred to as the Hekatompedon (Greek for "hundred–footed"), Ur-Parthenon (German for "original Parthenon" or "primitive Parthenon"), H–Architecture or Bluebeard temple, after the pedimental three-bodied man-serpent sculpture, whose beards were painted dark blue. Whether this temple replaced an older one or just a sacred precinct or altar is not known. Probably, the Hekatompedon was built where the Parthenon now stands.
Between 529 and 520 BC yet another temple was built by the Pisistratids, the Old Temple of Athena, usually referred to as the Arkhaios Neōs (ἀρχαῖος νεώς, "ancient temple"). This temple of Athena Polias was built upon the Dörpfeld foundations, between the Erechtheion and the still-standing Parthenon. The Arkhaios Neōs was destroyed as part of the Achaemenid destruction of Athens during the Second Persian invasion of Greece during 480–479 BC; however, the temple was probably reconstructed during 454 BC, since the treasury of the Delian League was transferred in its opisthodomos. The temple may have been burnt down during 406/405 BC as Xenophon mentions that the old temple of Athena was set afire. Pausanias does not mention it in his 2nd century AD Description of Greece.
Around 500 BC the Hekatompedon was dismantled to make place for a new grander building, the Older Parthenon (often referred to as the Pre-Parthenon or Early Parthenon). For this reason, Athenians decided to stop the construction of the Olympieion temple which was connoted with the tyrant Peisistratos and his sons, and, instead, used the Piraeus limestone destined for the Olympieion to build the Older Parthenon. To accommodate the new temple, the south part of the summit was cleared, made level by adding some 8,000 two-ton blocks of limestone, a foundation deep at some points, and the rest was filled with soil kept in place by the retaining wall. However, after the victorious Battle of Marathon in 490 BC, the plan was revised and marble was used instead. The limestone phase of the building is referred to as Pre-Parthenon I and the marble phase as Pre-Parthenon II. In 485 BC, construction stalled to save resources as Xerxes became king of Persia, and war seemed imminent.
The Older Parthenon was still under construction when the Persians invaded and sacked the city in 480 BC. The building was burned and looted, along with the Ancient Temple and practically everything else on the rock. After the Persian crisis had subsided, the Athenians incorporated many architectural parts of the unfinished temple (unfluted column drums, triglyphs, metopes, etc.) into the newly built northern curtain wall of the Acropolis, where they served as a prominent "war memorial" and can still be seen today. The devastated site was cleared of debris. Statuary, cult objects, religious offerings, and unsalvageable architectural members were buried ceremoniously in several deeply dug pits on the hill, serving conveniently as a fill for the artificial plateau created around the Classical Parthenon. This "Persian debris" was the richest archaeological deposit excavated on the Acropolis by 1890.
The Periclean building program
After winning at Eurymedon during 468 BC, Cimon and Themistocles ordered the reconstruction of the southern and northern walls of the Acropolis. Most of the major temples, including the Parthenon, were rebuilt by order of Pericles during the so-called Golden Age of Athens (460–430 BC). Phidias, an Athenian sculptor, and Ictinus and Callicrates, two famous architects, were responsible for the reconstruction.
During 437 BC, Mnesicles started building the Propylaea, a monumental gate at the western end of the Acropolis with Doric columns of Pentelic marble, built partly upon the old Propylaea of Peisistratos. These colonnades were almost finished during 432 BC and had two wings, the northern one decorated with paintings by Polygnotus. About the same time, south of the Propylaea, building started on the small Ionic Temple of Athena Nike in Pentelic marble with tetrastyle porches, preserving the essentials of Greek temple design. After an interruption caused by the Peloponnesian War, the temple was finished during the time of Nicias' peace, between 421 BC and 409 BC.
Construction of the elegant temple of Erechtheion in Pentelic marble (421–406 BC) was by a complex plan which took account of the extremely uneven ground and the need to circumvent several shrines in the area. The entrance, facing east, is lined with six Ionic columns. Unusually, the temple has two porches, one on the northwest corner borne by Ionic columns, the other, to the southwest, supported by huge female figures or caryatids. The eastern part of the temple was dedicated to Athena Polias, while the western part, serving the cult of the archaic king Poseidon-Erechtheus, housed the altars of Hephaestus and Voutos, brother of Erechtheus. Little is known about the original plan of the interior, which was destroyed by fire during the first century BC and has been rebuilt several times.
During the same period, a combination of sacred precincts including the temples of Athena Polias, Poseidon, Erechtheus, Cecrops, Herse, Pandrosos and Aglauros, with its Kore Porch (Porch of the Maidens) or Caryatids' Balcony was begun. Between the temple of Athena Nike and the Parthenon, there was the Sanctuary of Artemis Brauronia (or the Brauroneion), the goddess represented as a bear and worshipped in the deme of Brauron. According to Pausanias, a wooden statue or xoanon of the goddess and a statue of Artemis made by Praxiteles during the 4th century BC were both in the sanctuary.
Behind the Propylaea, Phidias' gigantic bronze statue of Athena Promachos ("Athena who fights in the front line"), built between 450 BC and 448 BC, dominated. The base was high, while the total height of the statue was . The goddess held a lance, the gilt tip of which could be seen as a reflection by crews on ships rounding Cape Sounion, and a giant shield on the left side, decorated by Mys with images of the fight between the Centaurs and the Lapiths. Other monuments that have left almost nothing visible to the present day are the Chalkotheke, the Pandroseion, Pandion's sanctuary, Athena's altar, Zeus Polieus's sanctuary and, from Roman times, the circular Temple of Roma and Augustus.
Hellenistic and Roman Period
During the Hellenistic and Roman periods, many of the existing buildings in the area of the Acropolis were repaired to remedy damage from age and occasionally war. Monuments to foreign kings were erected, notably those of the Attalid kings of Pergamon Attalos II (in front of the NW corner of the Parthenon), and Eumenes II, in front of the Propylaea. These were rededicated during the early Roman Empire to Augustus or Claudius (uncertain) and Agrippa, respectively. Eumenes was also responsible for constructing a stoa on the south slope, similar to that of Attalos in the agora below.
During the Julio-Claudian period, the Temple of Roma and Augustus, a small, round edifice about 23 meters from the Parthenon, was to be the last significant ancient construction on the summit of the rock. Around the same time, on the north slope, in a cave next to the one dedicated to Pan since the Classical period, a sanctuary was founded where the archons dedicated to Apollo on assuming office. During 161 AD, on the south slope, the Roman Herodes Atticus built his grand amphitheater or odeon. It was destroyed by the invading Herulians a century later but was reconstructed during the 1950s.
During the 3rd century, under threat from a Herulian invasion, repairs were made to the Acropolis walls, and the Beulé Gate was constructed to restrict entrance in front of the Propylaea, thus returning the Acropolis to use as a fortress.
Byzantine, Latin, and Ottoman Period
During the Byzantine period, the Parthenon was used as a church dedicated to the Virgin Mary. During the Latin Duchy of Athens, the Acropolis functioned as the city's administrative center, with the Parthenon as its cathedral, and the Propylaea as part of the ducal palace. A large tower was added, the Frankopyrgos, demolished during the 19th century.
After the Ottoman conquest of Greece, the Parthenon was used as the garrison headquarters of the Turkish army, and the Erechtheum was turned into the governor's private harem. The buildings of the Acropolis suffered significant damage during the 1687 siege by the Venetians in the Morean War. The Parthenon, which was being used as a gunpowder magazine, was hit by artillery shot and damaged severely.
During subsequent years, the Acropolis was a site of bustling human activity with many Byzantine, Frankish, and Ottoman structures. The dominant feature during the Ottoman period was a mosque inside the Parthenon, complete with a minaret.
The Acropolis was besieged thrice during the Greek War of Independence—two sieges from the Greeks in 1821–1822 and one from the Ottomans in 1826–1827. A new bulwark named after Odysseas Androutsos was built by the Greeks between 1822 and 1825 to protect the recently rediscovered Klepsydra spring, which became the sole fresh water supply of the fortress.
After independence, most features that dated from the Byzantine, Frankish, and Ottoman periods were cleared from the site in an attempt to restore the monument to its original form, "cleansed" of all later additions.
German Neoclassicist architect Leo von Klenze was responsible for the restoration of the Acropolis in the 19th century, according to German historian Wolf Seidl, as described in his book Bavarians in Greece.
Second World War
At the beginning of the Axis occupation of Greece in 1941, German soldiers raised the Nazi German War Flag over the Acropolis. It would be taken down by Manolis Glezos and Apostolos Santas in one of the first acts of resistance. In 1944 Greek Prime Minister Georgios Papandreou arrived on the Acropolis to celebrate liberation from the Nazis.
Archaeological remains
The entrance to the Acropolis was a monumental gateway termed the Propylaea. To the south of the entrance is the tiny Temple of Athena Nike. At the centre of the Acropolis is the Parthenon or Temple of Athena Parthenos (Athena the Virgin). East of the entrance and north of the Parthenon is the temple known as the Erechtheum. South of the platform that forms the top of the Acropolis there are also the remains of the ancient, though often remodelled, Theatre of Dionysus. A few hundred metres away, there is the now partially reconstructed Odeon of Herodes Atticus.
All the valuable ancient artifacts are situated in the Acropolis Museum, which resides on the southern slope of the same rock, 280 metres from the Parthenon.
Site plan
Site plan of the Acropolis at Athens showing the major archaeological remains.
Parthenon
Old Temple of Athena
Erechtheum
Statue of Athena Promachos
Propylaea
Temple of Athena Nike
Eleusinion
Sanctuary of Artemis Brauronia or Brauroneion
Chalkotheke
Pandroseion
Arrephorion
Altar of Athena
Sanctuary of Zeus Polieus
Sanctuary of Pandion
Odeon of Herodes Atticus
Stoa of Eumenes
Sanctuary of Asclepius or Asclepieion
Theatre of Dionysus Eleuthereus
Odeon of Pericles
Temenos of Dionysus Eleuthereus
Mycenaean fountain
The Acropolis Restoration Project
The Acropolis Restoration Project began in 1975 to reverse the decay of centuries of attrition, pollution, destruction from military actions, and misguided past restorations. The project included the collection and identification of all stone fragments, even small ones, from the Acropolis and its slopes, and the attempt was made to restore as much as possible using reassembled original material (anastylosis), with new marble from Mount Pentelicus used sparingly. All restoration was made using titanium dowels and is designed to be completely reversible, in case future experts decide to change things. A combination of cutting-edge modern technology and extensive research and reinvention of ancient techniques were used.
The Parthenon colonnades, largely destroyed by Venetian bombardment during the 17th century, were restored, with many wrongly assembled columns now properly placed. The roof and floor of the Propylaea were partly restored, with sections of the roof made of new marble and decorated with blue and gold inserts, as in the original. Restoration of the Temple of Athena Nike was completed in 2010.
A total of 2,675 tons of architectural members were restored, with 686 stones reassembled from fragments of the originals, 905 patched with new marble, and 186 parts made entirely of new marble. A total of 530 cubic meters of new Pentelic marble were used.
In 2021, the addition of new reinforced concrete paths to the site to improve accessibility caused controversy among archaeologists.
Cultural significance
Every four years, the Athenians had a festival called the Great Panathenaea that rivaled the Olympic Games in popularity. During the festival, a procession (believed to be depicted on the Parthenon frieze) traveled through the city via the Panathenaic Way and culminated on the Acropolis. There, a new robe of woven wool (peplos) was placed on either the statue of Athena Polias in the Erechtheum (during the annual Lesser Panathenaea) or the statue of Athena Parthenos in the Parthenon (during the Great Panathenaea, held every four years).
Within the later tradition of Western civilization and Classical revival, the Acropolis, from at least the mid-18th century on, has often been invoked as a critical symbol of the Greek legacy and of the glories of Classical Greece.
Most of the artifacts from the temple are housed today in the Acropolis Museum at the foot of the ancient rock.
Geology
The Acropolis is a klippe consisting of two lithostratigraphic units: the Athens schist and the overlying Acropolis limestone. The Athens schist is a soft reddish rock dating from the late Cretaceous period. The original sediments were deposited in a river delta approximately 72 million years ago. The Acropolis limestone dates from the late Jurassic period, predating the underlying Athens schist by about 30 million years. The Acropolis limestone was thrust over the Athens schist by compressional tectonic forces, forming a nappe or overthrust sheet. Erosion of the limestone nappe led to the eventual detachment of the Acropolis, forming the present-day feature. Where the Athens schist and the limestone meet there are springs and karstic caves.
Many of the hills in the Athens region were formed by the erosion of the same nappe as the Acropolis. These include the hills of Lykabettos, Areopagus, and Mouseion.
The marble used for the buildings of the Acropolis was sourced from the quarries of Mount Pentelicus, a mountain to the northeast of the city.
Geological instability
The limestone that the Acropolis is built upon is unstable because of the erosion and tectonic shifts that the region is prone to. This instability can cause rock slides that cause damage to the historic site. Various measures have been implemented to protect the site including retaining walls, drainage systems, and rock bolts. These measures work to counter the natural processes that threaten the historic site.
Gallery
See also
Landscaping of the Acropolis of Athens
References
Notes
Bibliography
Cohen, Beth. (2010). "Deconstructing the Acropolis: The Acropolis Museum, Athens, opened 20 June 2009 by Bernard Tschumi Architects." American Journal of Archaeology 114:745–753.
Goette, Hans Rupprecht. (2001). Athens, Attica, and the Megarid: An Archaeological Guide. London and New York: Routledge.
Harris, Diane. (1995). The Treasures of the Parthenon and Erechtheion. New York: Oxford Univ. Press.
Neils, Jenifer, ed. (1996). Worshipping Athena: Panathenaia and Parthenon. Madison: Univ. of Wisconsin Press.
Pollitt, Jerome J. (1990). The Art of Ancient Greece: Sources and Documents. New York: Cambridge Univ. Press.
External links
The Acropolis of Athens (Greek Government website)
The Acropolis Restoration Project (Greek Government website)
The Acropolis of Athens Virtual Tour
The Acropolis Museum and the Goddess Athena
The Glafka Project
UNESCO World Heritage Centre — Acropolis, Athens
Ancient Athens 3D
Excerpt on the geology of Athens from: A Geological Companion to Greece and the Aegean by Michael and Reynold Higgins, Cornell University Press, 1996
The Acropolis of Athens-Athensguide
Tour of Acropolis of Athens, Site of the Parthenon-About.com
Athenian Acropolis
Videos
Acropolis of Athens, Full Reconstruction, animation by the Technological Research Institute, University of Santiago de Compostela, on YouTube
Timelapse video of Acropolis during Earth Hour 2010 Timelapse showing how the Acropolis of Athens switched off & on the lights during Earth Hour 2010
The Acropolis in 1955
The Acropolis in 1969
Greek Glory A tour of ancient Greek buildings and monuments in Athens in the 1940s
Acropolis of Athens from the old Greek TV show "Ελλάδος Περιήγησις..." (Greece Tours), 1998
Athens, Greece: Ancient Acropolis and Agora by Rick Steves
Three dimensional reconstruction of ancient Acropolis
Buildings and structures completed in the 5th century BC
Ancient Greek culture
Ancient Greek sanctuaries in Greece
Art of ancient Attica
Culture of Greece
Former populated places in Greece
Landmarks in Athens
World Heritage Sites in Greece
Tourist attractions in Athens |
2078 | https://en.wikipedia.org/wiki/Acorn%20Electron | Acorn Electron | The Acorn Electron (nicknamed the Elk inside Acorn and beyond) was a lower-cost alternative to the BBC Micro educational/home computer, also developed by Acorn Computers Ltd, to provide many of the features of that more expensive machine at a price more competitive with that of the ZX Spectrum. It had 32 kilobytes of RAM, and its ROM included BBC BASIC II together with the operating system. Announced in 1982 for a possible release the same year, it was eventually introduced on 25 August 1983 priced at £199.
The Electron was able to save and load programs onto audio cassette via a supplied cable that connected it to any standard tape recorder that had the correct sockets. It was capable of bitmapped graphics, and could use either a television set, a colour (RGB) monitor or a monochrome monitor as its display. Several expansions were made available to provide many of the capabilities omitted from the BBC Micro. Acorn introduced a general-purpose expansion unit, the Plus 1, offering analogue joystick and parallel ports, together with cartridge slots into which ROM cartridges, providing software, or other kinds of hardware expansions, such as disc interfaces, could be inserted. Acorn also produced a dedicated disc expansion, the Plus 3, featuring a disc controller and 3.5-inch floppy drive.
For a short period, the Electron was reportedly the best selling micro in the United Kingdom, with an estimated 200,000 to 250,000 machines sold over its entire commercial lifespan. With production effectively discontinued by Acorn as early as 1985, and with the machine offered in bundles with games and expansions, later being substantially discounted by retailers, a revival in demand for the Electron supported a market for software and expansions without Acorn's involvement, with its market for games also helping to sustain the continued viability of games production for the BBC Micro.
History
After Acorn Computers released the BBC Micro, executives believed that the company needed a less-expensive computer for the mass market. In May 1982, when asked about the recently announced Sinclair ZX Spectrum's potential to hurt sales of the BBC Micro, priced at £125 for the 16K model compared to around twice that price for the 16K BBC Model A, Acorn co-founder Hermann Hauser responded that in the third quarter of that year Acorn would release a new £120–150 computer which "will probably be called the Electron", a form of "miniaturised BBC Micro", having 32 KB of RAM and 32 KB of ROM, with "higher resolution graphics than those offered by the Spectrum".
Acorn co-founder Chris Curry also emphasised the Electron's role as being "designed to compete with the Spectrum... to get the starting price very low, but not preclude expansion in the long term." In order to reduce component costs, and to prevent cloning, the company reduced the number of chips in the Electron from the 102 on the BBC Micro's motherboard to "something like 12 to 14 chips" with most functionality on a single 2,400-gate Uncommitted Logic Array (ULA). Reports during the second half of 1982 indicated a potential December release, with Curry providing qualified confirmation of such plans, together with an accurate depiction of the machine's form and capabilities, noting that the "massive ULA" would be the "dominant factor" in any pre-Christmas release. However, as the end of the year approached, with the ULA not ready for "main production", the launch of the Electron was to be delayed until the spring.
By June 1983, with the planned March release having passed, the launch of the Electron had been rescheduled for the Acorn User Exhibition in August 1983, and the machine was indeed launched at the event. The company expected to ship the Electron before Christmas, and sell 100,000 by February 1984. The price at launch - £199 - remained unchanged from that stated in an announcement earlier in the year, with the machine's nickname within Acorn - the "Elk" - also being reported publicly for perhaps the first time.
Reviews were generally favourable, starting with positive impressions based on the physical design of the computer, with one reviewer noting, "The Electron is beautifully designed and built — quite a shock compared to the BBC. Its designer case will look great on the coffee table." Praise was also forthcoming for the Electron's keyboard which was regarded as being better than most of its low-cost peers, with only the VIC-20 being comparable. In one review, the keyboard was even regarded as better than the one in the BBC Micro. The provision of rapid BASIC keyword entry though the combination of the key with various letter keys was also welcomed as a helpful aid to prevent typing errors by "most users", while "touch typists" were still able to type out the keywords in full.
Reviewers also welcomed the machine's excellent graphics compared to its rivals, noting that "the graphics are much more flexible and the maximum resolution is many times that of the Spectrum's". The provision of screen modes supporting 80 columns of readable text and graphics resolutions of was described as "unrivalled by every machine up to the BBC Model B itself", although the absence of a teletext mode was considered regrettable. Although valued for its low memory usage characteristics in the BBC Micro, one reviewer considered the absence of a "software simulation of a teletext screen" to be a "lazy omission" even if it would have to be "awfully slow and take up piles of memory".
While its speed was acceptable compared to its immediate competition, the Electron was, however, rather slower than the BBC Micro with one review noting that games designed for the BBC Micro ran "at less than half the speed, with very significant effects on their appeal". The reduced performance can be attributed to the use of a 4-bit wide memory system instead of the 8-bit wide memory system of the BBC Micro to reduce cost. Due to needing two accesses to the memory instead of one to fetch each byte, along with contention with the video hardware also needing access, reading or writing RAM was much slower than on the BBC Micro. Reviewers were also disappointed by the single-channel sound, noting that "BBC-style music" and its "imitations of various musical instruments" would not be possible, the latter due to the inability of the sound system to vary the amplitude of sounds.
Despite some uncertainty about Acorn's target demographic for the Electron, some noted the potential for the machine in education given its robustness, but also given its price, noting that the high price of BBC Model B machines seemed "rarely justified by their actual practical applications in schools". The introduction of the Electron was seen as potentially leading to competition between Acorn's different models within the schools market rather than creating a broader audience for them, although the potential for more computers in schools, giving more "hands-on" experience for students, was welcomed. Nevertheless, reviewers anticipated that the Electron would sell well at the lower end of the market, with projected sales of 100,000 units by Christmas 1983, helped by the Electron's software compatibility with the BBC Micro and the already established reputation of its predecessor. With parents potentially being convinced of the Electron's educational value, some reviewers foresaw a conflict between parents and "discerning children", the latter merely wanting to play games and preferring models with sound and graphics capabilities more appropriate for gaming. Although Acorn had based its expansion into the United States on the BBC Micro, the company did have plans to introduce the Electron at a later time, with Chris Curry having indicated "a very heavy push overseas" involving both the BBC Micro and Electron. A model for the US market was described in an official book, The Acorn Guide to the Electron, but this model was never produced.
Production difficulties at Astec in Malaysia delayed the machine's introduction, forcing Acorn to look to other manufacturers such as AB Electronics in Wales and Wongs in Hong Kong (an original equipment manufacturer making over 30 million circuit boards a year, along with power supplies and plastic housings, for companies such as IBM, Xerox, Atari, and Apple, including units made for Acorn for the BBC Micro). By October 1983, Acorn had received orders for more than 150,000 units, but had production targets of only 25,000 a month before Christmas, meaning that the existing backlog would take more than six months to fulfil. Demand for the Electron was high but only two of WH Smith's London branches had inventory. Ultimately, manufacturing in Malaysia ceased with the anticipated but unspecified number of units having been produced, this having been originally reported as 100,000 units. Acorn's marketing manager, Tom Hohenberg, admitted in early 1984 that "a lot of the trouble stemmed from the ULA" in getting production to the desired levels, but that such difficulties had been resolved, although Acorn faced an order backlog of almost a quarter of a million units.
As the company increased production during 1984, however, the British home computer market greatly weakened. Hohenberg later noted that after the 1983 Christmas season, Electron deliveries had increased to meet a demand that was no longer there, with the market having "completely dried up". Acorn's Christmas 1984 sales were greatly below expectations and by March 1985 the company had reduced the Electron's price to £129. With the company's unsuccessful expansion into the United States abandoned, Acorn's financial situation had deteriorated sufficiently to prompt Olivetti to rescue the company by taking a 49.30% ownership stake. Renewed efforts were made to sell the machine, bundling it with Acorn's own expansions and software, such as one package adding the Plus 1 expansion, joysticks and a ROM cartridge game to the base machine for a total price of £219. Acorn committed to supporting the machine "until the end of 1986", continuing to supply it (as the Merlin M2105) to British Telecom as part of the Healthnet communications system, with small-scale manufacturing continuing while existing stocks were being run down.
By autumn, retailers appeared eager to discount the computer, with prices in stores as low as £100, reportedly less than the distributor prices of the summer months. As the Christmas season approached, Dixons Retail acquired the remaining Electron inventory to sell, bundled with a cassette recorder and software, at a retail price of £99.95. This deal, from the perspective of a year later, apparently played a significant part in helping to reduce Acorn's unsold inventory from a value of £18 million to around £7.9 million, and in combination with "streamlining corporate activities and reducing overheads", had helped to reduce Acorn's losses from over £20 million to less than £3 million.
The deal effectively brought to an end Acorn's interest in the Electron and the lower-cost end of the home computing market, but empowered third-party suppliers whose "inventiveness and initiative" was noted as being in contrast with Acorn's lack of interest in the product and the "false promises" made to its users. However, Acorn subsequently released the Master Compact a model in the Master series of microcomputers with fewer BBC Micro-style ports and a similar expansion connector to that used by the Electron with the home audience specifically in mind. Indeed, prior to its release, the Master Compact had been perceived as the successor to the Electron. Superficial similarities between the Compact and Acorn Communicator, together with technical similarities between the Electron (particularly when expanded in the form of the Merlin M2105) and the Communicator, may also have driven rumours of an updated Electron model. A more substantial emphasis on the "home, music and hobby sectors" came with the appointment of a dedicated marketing manager in 1989 following the launch of the BBC A3000 in the Acorn Archimedes range.
Although the Electron presented challenges to developers in terms of the amount of memory available to programs and, particularly for those writing or porting games to the machine, a reduction in hardware features useful for controlling or presenting content on the screen, developers often discovered creative workarounds to deliver commercially successful products, making the business of writing conversions a viable one for some developers.
Several features that would later be associated with the BBC Master and Archimedes first appeared as features of Electron expansion units, including ROM cartridge slots and the Advanced Disc Filing System, a hierarchical improvement to the BBC's original Disc Filing System. Having been envisaged as the basis of a portable computer with "a very strong emphasis on communications" during its development, supporting both modem and Econet interfaces, the BT Merlin M2105 product subsequently combined the Electron with communications functionality, and the Acorn Communicator developed such concepts further, introducing networking support.
The availability of the Electron at discounted prices from 1985 onwards led to increased demand for third-party software and expansions for the machine. While it may not have been as popular as the Spectrum, Commodore 64 or Amstrad CPC, it did sell in sufficient numbers to ensure that new software titles from established producers were being produced right up until the early 1990s, with mainstream publications dedicated to the machine having effectively supported it for five years beyond the point at which Acorn's own support had ceased.
Hardware expansions
Since the Electron provided only a selection of video output ports, a cassette port and the expansion connector, a range of additional expansions were produced to offer ports and connections to various peripherals. The first expansions were largely joystick and printer interfaces or sideways ROM boards. For instance, First Byte Computers developed an interface and software which allowed a "switched" joystick to be used with the majority of software titles. This interface became very popular and was sold by W.H. Smiths, Boots, Comet and hundreds of independent computer dealers, selling as many as 23,000 units over a two-year period, helped by a bundling agreement with Dixons.
Acorn's own expansion strategy was led by the Plus 1 which offered a combination of ports and cartridge connectors, followed by the Plus 3 disc drive unit, but by early 1986 the more general range of expansions had broadened to include floppy drive and RS423 interfaces, Teletext adapters, and other fundamental enhancements to the base machine.
Multi-function expansions
Since the Electron's expansion connector was the basis of practically all external hardware expansions for the machine, unless an expansion propagated this connector to others, as was done by the Acorn Plus 3, the capabilities of any given expansion would limit the capabilities of the expanded machine. Thus, expansions offering a single function, such as joystick ports or a printer port, would need to be disconnected if other capabilities were needed, and then reconnected later. Consequently, multi-function expansions offering a combination of different capabilities offered a significant degree of convenience as well as avoiding wear on the expansion connector.
Alongside announcements of Acorn's then-unreleased Plus 1, Solidisk previewed a General Purpose Interface for the Electron in early 1984 offering a Centronics printer port, switched joystick port, user port, sideways ROM sockets, and mini-cartridge sockets supported by the 6522 versatile interface adapter (VIA) chip. The Plus 1 itself was released in mid-1984, introducing the influential cartridge format for expansions ultimately used by several other companies.
Acorn Plus 1
The Acorn Plus 1 added two ROM cartridge slots, an analogue interface (supporting four channels) and a Centronics parallel port, priced at £59.90. The analogue interface was normally used for joysticks, although trackball and graphics tablet devices were available, and the parallel interface was typically used to connect a printer. Game ROM cartridges would boot automatically. Languages in paged ROM cartridges would take precedence over BASIC. (The slot at the front of the interface took priority if both were populated.)
Access to ROM occurred at 2 MHz until RAM access was required, so theoretically programs released on ROM could run up to twice as fast as those released on tape or disc. Despite this, all of the games released on ROM were packaged as ROM filing system cartridges, from which the micro would load programs into main memory in exactly the same way as if it were loading from tape. This meant that programs did not need to be modified for their new memory location and could be written in BASIC but gave no execution speed benefits. Six ROM cartridge titles were announced for the launch of the Plus 1: three arcade games, one adventure game, one educational title, and the Lisp language implementation, the latter being a genuine language ROM that "takes the place of the BASIC ROM" and is instantly available when switching on.
The cartridge slots provided additional control lines (compared to the lines available via the edge connector on the rear of the Electron) to ease implementation of ROM cartridges. Acorn described the hardware extension possibilities in promotional literature, giving an RS423 cartridge as an example of this capability of the Plus 1.
Additional peripheral cartridges were produced by companies such as Advanced Computer Products (and subsequently PRES) whose Advanced ROM Adaptor (ARA) and Advanced Sideways RAM (ASR) products provided sideways ROM and RAM capabilities, allowing ROM- or EPROM-based software to be accessed to provide languages, utilities and applications. ROM or EPROM devices containing the software could be physically inserted into empty ZIF sockets, or the software would be loaded from ROM image files (typically provided on disk) into RAM devices fitted in such sockets. Such RAM could potentially be powered by a battery and thus be able to retain its contents when the computer itself was powered off. Both such arrangements exposed the software in the same sideways memory region.
Such cartridge support enabled the Electron to provide the same functionality as that offered by the expansion ROM slots under the keyboard and on the bottom-left of the BBC Micro B keyboard. However, the need to use cartridge sockets for other peripherals encouraged PRES to develop the Advanced Plus 6 (AP6): an internal RAM and ROM board for the Plus 1 providing six sockets that could be freely used for ROM, EPROM and RAM devices. Installation of the AP6 unit required some modifications to the Plus 1, undertaken either by the user or by PRES, and the product could also be enhanced with the Advanced Plus 7 offering battery-backed RAM support for two 16 KB banks.
The addition of the Plus 1 added a number of new *FX or OSBYTE calls that allowed the OS to read values from the analogue interface and write to the parallel interface.
The Plus 1 needed memory page &D for its workspace, and the unit added some processing overhead when enabled, both of these things causing issues with the loading and running of software, particularly cassette-based games. To disable the Plus 1, after pressing BREAK, the following commands could be issued:
*FX163,128,1
?&212=&D6
?&213=&F1
?&2AC=0
An official application note described a similar set of commands to "remove the Plus One completely from the address map disabling the Centronics and A/D ports (additionally disabling the RS423 cartridge if fitted)".
Further developments
After Acorn's change of focus away from the Electron, and with a shortage of Plus 1 units available to purchase, Advanced Computer Products secured the rights to manufacture the unit under licence from Acorn, obtaining the injection moulds and tooling, thus restarting production in 1987 after Acorn's own production of the unit had ceased in November 1985. The Advanced Plus 2 (AP2) ROM was later sold by PRES as a replacement ROM for the Plus 1, of whose 8 KB utility ROM only 3 KB had been used, thus providing an opportunity for a more comprehensive ROM to be developed. The AP2 added ROM management commands familiar from the BBC Master series, support for various sideways RAM products from PRES, disc formatting and verification utilities for different ADFS versions, a command to disable the Plus 1 entirely, and improvements that made tape loading more reliable in "high memory" screen modes.
Slogger Rombox Plus
Following on from Slogger's earlier Rombox product an expansion similar in profile to the Plus 1 but offering eight ROM sockets and propagating the expansion connector to other units the Rombox Plus was positioned more directly as a competitor to the Plus 1 in that it offered two cartridge slots and a Centronics print port alongside four ROM sockets. Priced at £49.95, the unit was mostly compatible with cartridges designed for the Plus 1 although one reviewer reported physical issues with some expansion cartridges, suggesting some manufacturing inconsistencies given other users' more positive experiences, but indicated that it was still "worth considering as an alternative to the Plus 1". One review reported that the Cumana Electron Filing System cartridge had an edge connector that would not physically fit inside the slot in the Rombox Plus unit; this along with a perceived lack of robustness of the case being their only major reservations about the product. The product's support for utilising 8 KB RAM devices as a printer buffer, with buffer management provided by the built-in EPROM, was noted as a particular advantage over the Plus 1.
Slogger Remote Expansion and Plus 2
In early 1989, Slogger announced its "remote expansion" (RX) system for the Electron, providing a separate case with power supply to house expansions and disc drives, able to support the weight of a monitor or television. Intended for the RX system, the Plus 2 offered two ROM cartridge slots compatible with the Plus 1, three ROM sockets, and RS423 and user port capabilities. One application of the user port was to connect a mouse, utilised by Slogger's version of the Stop Press desktop publishing package by Advanced Memory Systems.
Software Bargains Plus 1
In mid-1989, Software Bargains announced an expansion providing different levels of Plus 1 functionality, offered as a bare printed circuit board without casing and in three different variants: the basic model offered one cartridge port and was bundled with View and Viewsheet cartridges for £29.95; an extended model offered one cartridge port and a printer port with the two bundled cartridges for £36.95; the full model offered two cartridge ports, printer port and the bundled cartridges for £39.95. Various board upgrade options were also offered between the variants, with the product being described mainly as a vehicle to expose the bundled software packages to as many as 150,000 owners of the estimated 200,000 Electrons in the UK who "have not yet been able to acquire or use View or Viewsheet". The lack of casing was considered the most significant disadvantage, with the absence of the analogue port deemed less critical due to a general lack of support for joysticks in many games.
Communications and networking
To support connectivity, Acorn announced a Plus 2 network interface with availability scheduled for early 1985, together with a RS423 cartridge for the Plus 1. Neither of these products were delivered as announced.
Acorn Plus 2
The Acorn Plus 2 interface was due to provide Econet capability. This interface did not make it to market. However, an Econet interface was produced by Barson Computers in Australia and possibly other individuals and businesses.
Acorn Plus 4
The Acorn Plus 4 interface was due to provide a modem communications capability.
Andyk RS423 cartridge
Andyk announced an RS423 cartridge for the Plus 1 providing a serial port, alongside other products, in late 1985. It was priced at £34.99.
Pace Tellstar/Nightingale
Originally reported in mid-1985 as a collaboration between Acorn and Pace Micro Technology, but launched in early 1986, Pace offered a communications product consisting of a RS423 cartridge, bundled with a Nightingale modem and Tellstar communications software, offered at a discounted price of £145.
Jafa Systems RS423 cartridge
Jafa Systems announced an RS423 cartridge in late 1989 to "fill a two year gap in the market", offering a serial connector compatible with the BBC Micro together with an on-board socket for 8 KB or 16 KB EPROM devices or for 32 KB RAM, the latter being configured to present two sideways RAM banks to the system. Write protect functionality was supported to prevent certain ROM software from attempting to overwrite itself if stored in RAM. The cartridge board itself was priced at around £30, with a case costing £5 extra, and an optional 32 KB RAM adding another £20. Support for the E00 ADFS offered by PRES for that company's AP3 disc system was indicated as an application for the sideways RAM.
Slogger Plus 2 RS423 interface
Slogger provided an RS423 interface as an option for its own Plus 2 expansion, announced in early 1989.
Disc interfaces
The first disc interface to be announced for the Electron was Pace's Le Box in 1984, offering a single-sided 100 KB floppy drive controlled by the 8271 controller and accessed using the Amcom Disc Filing System, with pricing at £299 plus VAT including the drive or around £199 without. The unit also provided eight sideways ROM sockets and was intended to sit under the Electron itself. The unit was connected via cabling to the expansion edge connector and included its own power supply, and other drives including switchable 40/80 track drives offering up to 400 KB capacity were dealer-supplied options. Although the product was meant to be on sale at the Acorn User Show in August 1984, and had been advertised, it was "discontinued" in early 1985 before getting to market, with a Pace representative indicating that prohibitive pricing of the 8271 chips (each at "over £80 at times") had left the company considering a re-launch of the product should the pricing situation become more favourable.
Following on from Acorn's Plus 3 interface, Cumana, Solidisk, Advanced Computer Products and Slogger all offered disc interfaces for the Electron. Unlike disc systems on the BBC Micro and the Acorn Plus 3, many of the systems released for the Electron did not claim RAM workspace (and raise the PAGE variable affecting applications above the default of &E00), making it easier to use cassette-based software transferred to disc and to run larger programs from disc.
Low-cost alternatives to disc systems, briefly made fashionable by press coverage of the Sinclair Microdrive, were reportedly under development by expansion suppliers such as Solidisk, and finished products such as the Phloopy looped tape system were offered for the Electron. Reliability issues were described with the Phloopy, and the product was apparently short-lived.
Acorn Plus 3
Launched in late 1984 for a price of £229, the Acorn Plus 3 was a hardware module that connected independently of the Plus 1 and provided a "self contained disc interface and 3.5 inch single sided disc drive" offering over 300 KB of storage per disc using the newly introduced Advanced Disc Filing System (ADFS). The Plus 3 was also reportedly produced with a double-sided drive fitted.
An expansion connector for a second 3.5- or 5.25-inch drive was also provided by the unit, with such drives needing to provide a Shugart-compatible connector and their own power supply. The original Electron edge connector was repeated on the back of the Plus 3, allowing the Plus 1 or other compatible expansion to be connected in conjunction with the Plus 3.
The double-density drive of the Plus 3 was driven using a WD1770 drive controller by the ADFS. (The Plus 3 had been rumoured to offer Acorn's DFS and to feature a 8272 double-density disk controller before its launch.) Because the WD1770 is capable of single-density mode and uses the same IBM360-derived floppy disc format as the Intel 8271 found in the BBC Micro, it was also possible to use the Disc Filing System with an alternate ROM, such as the ACP 1770 DFS.
The Plus 3 reset PAGE to &1D00, reducing the amount of free RAM available to the user. The ADFS system could be temporarily disabled (and PAGE reset to &E00) via the command. Later products such as the PRES E00 ADFS remedied the memory demands of the ADFS, along with other issues suffered by the software as delivered with the Plus 3. If using the Plus 3 in screen modes 0–3, the pseudo-variable would be thrown off, as the interrupts were disabled during disk access in these modes. The screen would also blank during disc accesses.
Disks had to be manually mounted and dismounted using the / commands, or using the ++ key combination. Disks could also be booted from via the standard + key-combination, if the !BOOT file was present on the disk. This behaviour was the same as on the BBC Micro.
The Plus 3 included an uprated square black power supply unit with mains cord, manufactured by STC, designed and manufactured in England to and , that was designed to power the Plus 3, in addition to the Electron and the Plus 1 interface as well. This replaced the original cream-coloured "wall wart" style power supply, designed to and manufactured in Hong Kong.
Original Part no: 0201,113; input 220/240 V AC/50 Hz; output 19 V AC/0.737 A/14 W: Usage: Electron, Electron+Plus1
Uprated Part no: 0865,010; input 240 V AC/50 Hz 50 W; output 21 V AC/1.75 A/36.75 W: Usage: Electron+Plus3, Electron+Plus3+Plus1
Repair note: If the internal power-supply connector, used to power the existing internal 3.5-inch drive is damaged, and requires replacement, then the original AMP 800-930 4-pin connector, which was already in short supply during the original production run, may be replaced with a Molex 5264 50-37-5043 "Mini-SPOX" connector as an alternative.
Advanced Plus 3
Designed and produced by Baildon Electronics and sold by PRES, the Advanced Plus 3 (AP3) was a Plus 1 cartridge interface using the WD1770 controller, supplied with Acorn's ADFS and a single-sided 3½-inch disc drive for £99 plus VAT, offering equivalent functionality to the Acorn Plus 3. Announced in late 1987, the product was made possible by an agreement between ACP and Acorn to license the ADFS software. As with many disc interfaces for the Electron, since the interface provided a connector for the drive, this made it possible to connect a 5¼" floppy disc drive (more common amongst BBC Micro owners) or the more typical 3½-inch drive.
PRES later released a version of ADFS with support for PAGE at &E00, this being achieved by using RAM provided by the Advanced Battery Backed RAM (ABR) cartridge. This version also fixed two notable bugs in Acorn's ADFS, eliminating unreliability when accessing the first tracks on a disc which had previously necessitated the writing of a file (ZYSYSHELP) as a workaround, and switching off the text cursor during disc compaction which had previously caused disc corruption (since the disc data would be processed using screen memory during this operation, and the cursor would modify that data when blinking). The ROM image was supplied on disc for £17.19, whereas a bundle of the ROM and ABR cartridge was £50.95.
In 1989, the Advanced Plus 3 Mark 2 was launched, offering a double-sided drive in place of the single-sided drive previously offered. This meant that the storage capacity of each disc was increased from the 320 KB of the original Plus 3 to 640 KB (this being supported by ADFS on the Master Compact).
Cumana Floppy Disc System
Early in 1985, Cumana released a cartridge-based interface providing support for double-density storage, a real-time clock and calendar for timestamping of files, and a spare ROM socket for user-fitted sideways ROMs. The filing system used was Cumana's own QFS, supporting 89 files per disc, PAGE at &E00, a non-hierarchical catalogue, ten-character filenames, with a format not directly compatible with either of Acorn's DFS or ADFS. The interface itself cost £149.95 when originally announced, but settled at around £115.95 including VAT, also being offered in a promotional bundle with a 5¼-inch drive for £224.15 including VAT. Later pricing put the interface at £74.95 including VAT.
Solidisk EFS
In mid-1985, Solidisk released a cartridge-based interface with support for single and double density storage and providing Acorn DFS and ADFS compatibility, 16 KB of on-board sideways RAM, and a connector for a Winchester hard drive. The cartridge itself cost £59, with a bundle including a double-sided, double-density, 3½-inch drive costing £200. A 20 MB hard drive was offered at a price of £805.
Advanced Plus 4
Announced in early 1986, the Advanced Plus 4 (AP4) from Advanced Computer Products was a cartridge-based interface employing the WD1770 controller and featuring ACP's 1770 DFS product, providing compatibility with Acorn's DFS from the BBC Micro and thereby supporting seven-character filenames and up to 31 files per disc. However, 8 KB of on-board static RAM was used as workspace for the filing system, keeping PAGE at &E00. An extra ROM socket was provided for a user-fitted sideways ROM, and being a 1770-based interface, it was reported that Acorn's ADFS could be used instead, although since it was not aware of the additional RAM, PAGE would be raised to &1D00 as it would be when using Acorn's Plus 3. The interface was priced at £69.55 plus VAT.
Slogger Electron Disc System and Pegasus 400
Slogger, an established producer of expansions and a reseller of other disc systems, introduced the Electron Disc System in early 1987, priced at £74.95, featuring the Cumana Floppy Disc System interface, which was combined with an Acorn-compatible DFS, SEDFS, having the capability of reading 40-track discs on 80-track drives plus support for Slogger's tape-to-disc conversion products, and reported as offering "virtual 100 per cent 8271 emulation" for compatibility with traditional DFS software. The SEDFS ROM was also available separately for existing Cumana interface owners, priced at £24.95.
The SEDFS was later bundled with Slogger's own cartridge-based interface and a 40/80-track switchable drive offering up to 400 KB storage per disc, with the bundle taking the Pegasus 400 name, introduced as part of a sales tour towards the end of 1987. This package of interface and drive cost £130. The precise DFS variant used by the Pegasus 400 system kept PAGE at &E00 and introduced "typeahead" support, permitting keystroke buffering during disc activity on systems with the Turbo-Driver or Master RAM Board fitted and enabled.
Slogger/Elektuur Turbo boards
Announced in early 1986, the Slogger Turbo-Driver was a professionally fitted upgrade priced at £42. The board itself plugged into the CPU and BASIC ROM sockets on the main circuit board of the Electron, which merely involved removing socketed components on very early Electron models, but required desoldering work and therefore benefited from a fitting service for later units. The performance benefit of fitting the board was to make some programs, particularly those running in the high bandwidth modes (0 to 3), run up to three times faster.
The direct origins of the Slogger product appear to be a board designed by Andyk Limited, announced as the Fast Electron Board in late 1985 with a price of £29.99, whereas the Elektuur modification was described in an article in Dutch Electronics magazine Elektuur and intended for users to perform at home.
The Slogger and Elektuur Turbo boards were born out of a hack initially devised at Acorn. By shadowing the lowest 8 KB of RAM with a static RAM chip outside of reach of the ULA, the CPU could always access it at 2 MHz. The tradeoff was that the screen could not be located in that 8 KB. In practice the operating system ROMs always put the screen into the top 20 KB and as a result this probably only broke compatibility with around 2% of software. Speeding up the low portion of memory is particularly useful on 6502 derived machines because that processor has a faster addressing for the first 256 bytes and so it is common for software to put any variables involved in time-critical sections of program into that region.
The cost of the 64 Kbit SRAM chip would have been more than that of doubling the four 64 Kbit DRAM chips to give 8-bit RAM access, fixing both the modest memory and poor performance issues of the Electron.
Slogger Master RAM Board
Introduced at around the start of 1987 and priced at £64.95 fitted or £54.95 as a kit, the Master RAM Board offered the familiar turbo mode from the Slogger Turbo-Driver alongside a shadow mode providing 32 KB of static shadow RAM in addition to the existing 32 KB, thus giving 64 KB in total. So-called "legally written software", this being software using the operating system calls and not writing directly to the screen, could function without significant modification, making substantially more memory available for BASIC, View, Viewsheet, language ROMs and many other applications. By providing extra storage this modification also allowed some games and applications intended for the BBC Micro to function on the Electron despite the lack of a native Mode 7.
Applications could not directly address video memory in shadow mode without modification, so it was incompatible with most games, although there is no inherent reason why a game could not be written to function in shadow mode. A switch mounted through the case switched between normal, turbo and shadow modes.
Towards the end of the Electron's commercial lifetime, the Turbo-Driver and Master RAM Boards were offered already fitted to new Electrons in an attempt to increase sales. For a time, Jafa Systems manufactured their own equivalent of the Master RAM Board in order to support their own product range.
Mode 7 display expansions
One of the features of the BBC Micro that was absent in the Electron was the Teletext-style Mode 7 display. The omission of this display mode was remarkable because it had a very low memory requirement (just 1000 bytes) and many BBC programs used it to maximise available memory for program code and data while also providing a colourful 40-column textual display with simple low-resolution graphical decorations.
Such display capabilities, desirable in their own right on low-memory computers, were also desirable for delivering content through low-bandwidth communications channels such as that from Teletext and Viewdata services. However, access to such services can be considered to be a separate capability, and the BBC Micro needed to be upgraded to complement its display capability with the Teletext or Prestel adapters to receive such over-the-air or online content.
Jafa Systems provided a number of solutions to remedy the absence of a Teletext display capability. Morley Electronics instead chose to offer an expansion combining the display and reception capabilities.
Sir Computers
In late 1984, Sir Computers announced a Mode 7 adapter unit that plugged into the Electron's expansion connector. Unfortunately, Sir Computers ceased trading before the product was brought to market.
Jafa Systems
Released in 1987 at a price of £89, the Mode 7 Mark 1 Display Unit was a separate unit "about the size, shape and colour of the Plus One or a Slogger ROMbox" that connected to the Electron's expansion connector and featured a Motorola 6845 display controller and Mullard SAA5050 character generator to replicate the main elements of the BBC Micro's Teletext display solution. This only used 1 KB of memory for the display, with the expansion listening to display memory write accesses and buffering the data in its own memory. A ROM was included to extend the operating system to allow activation of Mode 7 as a genuine screen mode and to provide extra commands and to support keyboard shortcuts used on the BBC Micro to emit Teletext control sequences. To support the output of both the Mode 7 display and the existing video output, a lead connected the Electron's RGB output to the expansion, with the expansion providing only RF (television) output.
Conscious of the relatively high price of the Mark 1 unit, John Wike of Jafa devised and, at the end of 1988, introduced a software-based Mode 7 Simulator, priced at £25, supplied on a ROM cartridge that rendered the Mode 7 display in a low-resolution, 8-colour graphics mode. Although cheap and effective in enabling use of some software that only used official operating system routines for text output, this solution proved very slow because the Electron had to be placed into the high-bandwidth Mode 2 display to be able to show eight colours at once. In doing so, the CPU spent a lot of time drawing representations of Mode 7 characters and graphics that in a hardware solution would be achieved without any demand on the CPU. It also used up 20 KB of RAM for the graphics display rather than the 1000 bytes of a hardware Mode 7.
A conceptually similar predecessor to the software-based simulator was published by Electron User in early 1987, offering a monochrome Mode 4 simulation of the Teletext display, using the lower 25 character lines of the screen to show the Teletext output, reserving several lines at the top of the screen for a representation of Mode 7 used to prepare the eventual visual output. However, the program did not support direct access to Mode 7 memory locations. The author noted that a Mode 2 version would have been possible but would have required a redesigned character set and "too much memory".
A further refinement of the hardware solution was introduced in 1989 with the Mode 7 Mark 2 Display Unit, which retained the SAA5050 character generator but omitted the 6845 display controller, and was fitted internally in the Electron itself instead of being housed in an external unit, although some kind of ROM expansion unit was needed to hold the driver/utilities ROM. It used software to ensure that the SAA5050 was fed with the correct character data. A software ROM would put the machine into a two-colour, 40-column graphics mode (thus providing one byte per character), and as the ULA read display data from memory in the usual fashion, the SAA5050 would listen to the data it was reading and produce a Mode 7 interpretation of the same information, this being achieved by fitting a board on top of the ULA connecting to its pins. When necessary the hardware would switch between the conventional Electron graphics output and the Mode 7 output being produced by the add-on, feeding it to the Electron's built-in video output sockets via the red, green and blue lines on the motherboard.
The disadvantage to this system is that while the SAA5050 would expect to be repeatedly fed the same 40 bytes of data for every display scanline of each character row, the ULA would read a different set of 40 bytes for every display scanline in order to produce a full graphics display. A software ROM worked around this by duplicating the data intended for a Mode 7 display in memory. Although this produced a Mode 7 that had less of an impact upon CPU performance than a software solution, gave the same visual quality as the BBC Micro, and supported direct access to Mode 7 screen addresses as well as accesses via operating system routines, it still used 10 KB of memory for the display and reduced the amount of readily-usable application memory (as indicated by HIMEM) by another 6 KB.
However, with users increasingly able to rely on expansions such as the Slogger Master RAM board to provide more memory, and with this combination of expansions acknowledged throughout the user manual, the emphasis of the Mode 7 Simulator and Mark 2 Display Unit was arguably to deliver the actual display capabilities for those applications that needed them, instead of using Mode 7 as a way of economising with regard to memory usage, and to do so at a reasonable price. In this latter regard, the Mark 2 model was available as a kit costing £25 or as an assembled product (requiring some soldering) costing £49, with a fitting service available for £10.
The Jafa interfaces did not provide a Teletext or Viewdata reception capability, but the Mark 2 was explicitly stated to work in conjunction with the Morley Electronics Teletext Adapter. Meanwhile, the manual for the Mark 2 noted that the product would provide the functionality of a Viewdata terminal if combined with Jafa's RS423 cartridge.
Morley Electronics
Morley Electronics produced a Teletext Adaptor expansion for the BBC Micro and the Electron. Since the BBC Micro has the Mode 7 display capability, the model aimed at the BBC Micro merely provided the content reception capability needed to receive and decode Teletext signals, connecting to the user port and power supply. However, the Electron models provided both display and reception capabilities, doing so by routing either the RGB or UHF signals (depending on the model) through the unit in order to introduce the Mode 7 output produced by the unit, also connecting via a cartridge. The Teletext display capabilities in the Electron models exceeded those of the BBC Micro, with one reviewer noting that the enhanced capabilities permitted "black text on a coloured background, something I've always wanted to do on my Beeb". The UHF model of the Electron adapter also supported overlaying of Teletext onto video and framing of video.
Second Processor expansions
Acorn did demonstrate a prototype "Tube" interface for the Electron alongside the Plus 3 interface at the Compec exhibition in November 1984, although this was never brought to market directly by Acorn.
Advanced Plus 5
Despite Acorn's withdrawal from the Electron peripheral market, Baildon Electronics developed the Advanced Plus 5 (AP5) expansion, featuring Tube, 1 MHz bus and user port interfaces, which plugged into a Plus 1 cartridge socket. This provided a sufficient level of compatibility that both the 6502 and Z80 second processor products from Acorn were shown to work, providing a Tube implementation that was "as faithful as you can get", with it also being noted that the Electron being available for as little as £50 at that point in its commercial lifespan was a "very cheap way of getting a CP/M machine". Some differences in the memory map of the Electron meant that BBC Micro software would need modifications to work on the Electron with AP5. The price of the unit in late 1986 was £66.70.
The additional facilities of the AP5 alongside the Tube interface permitted various expansions for the BBC Micro to be made available for the Electron. These included the Hybrid Music 5000 and the AMX Mouse.
PMS Electron Second Processor
In 1986, Permanent Memory Systems (PMS) announced a second processor product for the Electron, the PMS-E2P, as a self-contained cartridge for use with the Plus 1 containing a second 2 MHz 6502A processor plus 64 KB of RAM, priced at £89. This was based on a product originally developed by John Wike of Jafa Systems. Available as a kit or in assembled form, it could even be adapted to connect directly to the Electron's expansion connector, thus avoiding the need to even have a Plus 1 expansion, although this would require the user to find other solutions for attaching peripherals. The implementation of the interface between the Electron and second processor was said to adhere closely to Acorn's recommendations, noting that any hardware or software compatibility issues were likely to be the fault of other vendors not similarly adhering to Acorn's guidelines. PMS supplied Acorn's Hi-BASIC with the E2P, permitting the use of as much as 44 KB of the second processor's RAM with BASIC programs. The company also made a version of Computer Concepts' Wordwise Plus available for the E2P, priced at £39.95.
Sound system expansions
Despite the Electron having only limited sound generation capabilities, few expansions were offered to overcome the machine's limitations.
Millsgrade Voxbox
Advertised in late 1985, the Voxbox by Millsgrade Limited was an expansion connecting to the Electron's expansion connector that provided allophone-based speech synthesis, with driver software provided on cassette. The supplied software supported the definition of spoken words built up from the allophones these allophones or sounds being stored in the expansion's own ROM and for catalogues of words to be created and saved. A program was supplied that extended BASIC to allow the use of the synthesiser in user programs. The expansion used the General Instrument SP0256A-AL2 speech synthesis chip.
Sound Expansion cartridge
Originally announced in 1987 by Project Expansions to be priced at around £40, the Sound Expansion cartridge could be fitted in a Plus 1 (or compatible) slot and provide sound output equivalent to that of the BBC Micro, with Superior Software's Speech bundled as a "limited offer". A product of the same name and with similar functionality was subsequently sold by Complex Software for around £55, employing its own adjustable speaker in the cartridge unit. Superior Software had announced a version of Speech for the unexpanded Acorn Electron in 1986, but this was never released.
Hybrid Music 5000
Hybrid Technology's Music 5000 was adapted and released by PRES for use with the 1 MHz bus of the Advanced Plus 5 expansion, with the Music 5000 itself priced at £113.85. The only functional differences between the Electron adaptation and the original BBC Micro unit involved the use of Mode 6 for the display and the reduced performance of the Electron imposing some limitations on processing in programs written for the system, although this was not thought to prevent most programs for the system from working on the Electron version.
Merlin M2105
An unusual variant of the Electron was sold by British Telecom Business Systems as the BT Merlin M2105 Communications Terminal, being previewed by British Telecom at the Communications '84 show. This consisted of a rebadged Electron plus a large expansion unit containing 32 KB of battery-backed RAM (making up 64 KB of RAM in total), up to 64 KB of ROM resident in four sockets (making up to 96 KB of ROM in total), a Centronics printer port, an RS423 serial port, a modem, and the speech generator previously offered for the BBC Micro. The ROM firmware provided dial-up communications facilities, text editing and text messaging functions. The complete product included a monitor and dot-matrix printer.
Initially trialled in a six-month pilot at 50 florists, with the intention of rolling out to all 2,500 members of the UK network, these were used by the Interflora florists network in the UK for over a decade. Used mostly for sending messages, despite providing support for other applications, limited availability of the product led Interflora to look for alternatives after five years, although users appeared to be happy with the product as it was.
This generic product combination of the Electron and accompanying expansion was apparently known as the Chain during development, itself having a different board layout, with British Telecom having intended the M2105 to be a product supporting access to an online service known as Healthnet. This service aimed to improve and speed up communications within hospitals so that patients could be treated and discharged more quickly, and to facilitate transfers of information to doctors and health workers outside hospitals, with communications taking place over conventional telephone lines. The service was to be introduced in the Hammersmith and Fulham district health authority, with installation starting at Charing Cross Hospital. The Electron was said to be particularly suitable for deployment in this application in that it had a "large expansion bus", ostensibly making the machine amenable to the necessary adaptations required for the role, together with its "price, and the fact it has a real keyboard". As a Healthnet terminal, the M2105 was intended to support the exchange of forms, letters and memos.
The adoption of an Acorn product in this role was perhaps also unusual in that much of BT's Merlin range of this era had been supplied by ICL, notably the M2226 small business computer and M3300 "communicating word processor". Nevertheless, the M2105 offered interoperability with other BT products such as the QWERTYphone which was able to receive messages from the M2105 and the Merlin Tonto.
The hardware specifications of the M2105, observed from manufactured units, include the 6502 CPU (SY6502 or R6502), ULA and 32 KB of dynamic RAM fitted in the Electron main unit, plus 32 KB of static RAM, two 6522 VIA devices for interfacing, AM2910PC modem, SCN2681A UART, and TMS5220 plus TMS6100 for speech synthesis. The speech synthesis was used for the "voice response" function which answered incoming voice calls by playing a synthesised message to the caller. The components chosen and the capabilities provided (excluding speech synthesis) are broadly similar to those featured by the Acorn Communicator which was another product of Acorn's custom systems division.
The product documentation indicates a specification with 48 KB of RAM plus 16 KB of "non volatile CMOS RAM" and 96 KB of ROM, although this particular composition of RAM is apparently contradicted by the RAM devices present on surviving M2105 machines. However, the earlier Chain variant of the board does appear to provide only 16 KB of static RAM using two HM6264LP-15 chips, also providing an extra 16 KB of dynamic RAM using eight MK4516-15 chips, suggesting that the product evolved during development.
Technical information
Much of the core functionality of the BBC Micro the video and memory controller, cassette input/output, timers and sound generation was replicated using a single customised ULA chip designed by Acorn in conjunction with Ferranti, albeit with only one sound channel instead of three (and one noise channel), and without the character-based Teletext Mode 7.
The edge connector on the rear of the Electron exposes all address and data bus lines from the CPU, including the upper eight bits of the address bus, in contrast to the limited selection available via the BBC Micro's expansion ports, with the One Megahertz Bus as the principal mechanism for general purpose expansion on the BBC Micro only providing the lower eight bits of the address bus. In addition, various control signals provided by the CPU and ULA are exposed via the Electron's expansion connector.
For Issue 1–4 motherboards, the ULA had an issue similar to those experienced by other socketed CPUs. Over time, the thermal heating and cooling could cause the ULA to rise slightly out of its socket just enough to cause the machine to start exhibiting 'hanging' or other startup-failure issues, such as a continuous 'startup beep'. This was despite a metal cover, and locking-bar mechanism designed to prevent this from occurring. Pushing down on the metal cover to reseat the ULA was normally sufficient to rectify these issues. Issue 5 and 6 boards utilized a different ULA type, this being known as the Aberdeen ULA (as opposed to the earlier Ferranti ULA) which was mounted on a board that was directly soldered to the main board, with the chip being covered by epoxy resin "insulating material". This arrangement dispensed with the 68-pin socket, and this new type of ULA was expected to be "less prone to failure". This type of ULA was also used on the German release of the Electron mainboard which is designated by the marking "GERMAN ELECTRON Issue 1" on the mainboard rather than just "ELECTRON" as for the UK model.
The keyboard includes a form of quick keyword input, similar to that used on the Sinclair ZX Spectrum, through use of the key in combination with other keys labelled with BASIC keywords. However, unlike the Spectrum, this method of rapid keyword entry is optional, and keywords can be entered manually if preferred.
The ULA mediates access to 32 KB of addressable RAM using 4 64-kilobit RAM chips (4164), sharing the RAM between the CPU and the video signal generation (or screen refresh) performed by the ULA itself. Two accesses have to be made to the RAM to get each byte (albeit with a single RAS), delivering a maximum transfer rate to or from RAM of one byte per 2 MHz cycle. In generating the video signal, the ULA is able to take advantage of this 2 MHz bandwidth when producing the picture for the high-bandwidth screen modes. Due to signalling constraints, the CPU can only access RAM at 1 MHz, even when it is not competing with the video system.
When the ULA is consuming all of the RAM bandwidth during the active portion of a display line, the CPU is unable to access the RAM. (The Electron uses the Synertek variant of the 6502 processor as that allowed the clock to be stopped for this 40 microsecond period.) In other modes the CPU and video accesses are interleaved with each accessor acquiring bytes at 1 MHz.
In contrast, the BBC Micro employs one or two sets of eight 16-kilobit devices, with the RAM running at twice the speed (4 MHz) of the CPU (2 MHz), allowing the video system (screen refresh) and CPU memory accesses to be interleaved, with each accessor able to transfer bytes at 2 MHz. The RAM access limitations imposed by the Electron's ULA therefore reduce the effective CPU speed by as much as a factor of four relative to the BBC Micro in the more demanding display modes, and as much as a factor of two otherwise. Byte transfers from ROM occur at 2 MHz, however.
Hardware
The hardware specification according to official documentation, combined with more technical documentation and analysis is as follows:
CPU: Synertek SY6502A
Clock rate: variable. CPU runs at 2 MHz when accessing ROM and 1 MHz when accessing RAM. The CPU is also periodically halted.
Glue logic: Ferranti Semiconductor Custom ULA
RAM: 32 KB
ROM: 32 KB
Graphics modes: 160×256 pixels (20×32 characters) in 4 or 16 colours, 320×256 (40×32 characters) in 2 or 4 colours, 640×256 (80x32 characters) in 2 colours
Text modes: 40x25 characters in 2 colours, 80x25 characters in 2 colours
Colours: 8 colours (TTL combinations of RGB primaries) + 8 flashing versions of the same colours
Sound: 1 channel of sound, 7 octaves; built-in speaker. Software emulation of noise channel supported
Keyboard: 56 key "full travel QWERTY keyboard"
Dimensions: 16×34×6.5 cm
I/O ports: Expansion port, tape recorder connector (1200 baud CUTS variation on the Kansas City standard for data encoding, via a 7-pin circular DIN connector), aerial TV connector (RF modulator), composite video and RGB monitor output
Power supply: External PSU, 19V AC
The composite video output provides a greyscale image on the standard machine, but an internal modification allows a colour image to be produced, albeit with a degradation in picture quality. Acorn ostensibly intended the composite output to be a high-quality output for monochrome monitors, with the RGB output being the preferred high-quality output for colour images.
Quirks
Like the BBC Micro, the Electron was constrained by limited memory resources. Of the 32 KB RAM, 3½ KB was allocated to the OS at startup and at least 10 KB was taken up by the display buffer in contiguous display modes.
Although programs running on the BBC Micro could use the machine's 6522 chip to trigger interrupts at certain points in the update of each display frame, using these events to change the palette and potentially switching all colours to black, thus blanking regions of the screen and hiding non-graphical data that had been stored in screen memory, the Electron lacked such hardware capabilities as standard. However, it was possible to take advantage of the characteristics of interrupts that were provided, permitting palette changes after the top 100 lines of each display frame, thus facilitating the blanking of either the top 100 or bottom 156 lines of the display. Many games took advantage of this, gaining storage by leaving non-graphical data in the disabled area.
Other games would simply load non-graphical data into the display and leave it visible as regions of apparently randomly coloured pixels. One notable example is Superior Software's Citadel.
Although page flipping was a hardware possibility, the limited memory forced most applications to do all their drawing directly to the visible screen, often resulting in graphical flicker or visible redraw. A notable exception is Players' Joe Blade series.
Tricks
Firetrack: smooth vertical scrolling
Although programs can alter the position of the screen in memory, the non-linear format of the display means that vertical scrolling can only be done in blocks of 8 pixels without further work.
Firetrack, released on a compilation by Superior Software, exploits a division in the way the Electron handles its display of the seven available graphics modes, two are configured so that the final two of every ten scanlines are blank and are not based on the contents of RAM. If 16 scanlines of continuous graphical data are written to a character-block-aligned portion of the screen then they will appear as a continuous block in most modes but in the two non-continuous modes they will be displayed as two blocks of eight scanlines, separated in the middle by two blank scanlines.
In order to keep track of its position within the display, the Electron maintains an internal display address counter. The same counter is used in both the continuous and non-continuous graphics modes and switching modes mid-frame does not cause any adjustment to the counter.
Firetrack switches from a non-continuous to a continuous graphics mode part way down the display. By using the palette to mask the top area of the display and taking care about when it changes mode it can shift the continuous graphics at the bottom of the display down in two pixel increments because the internal display counter is not incremented on blank scanlines during non-continuous graphics modes.
Exile: sampled speech
Exile turns the Electron's one channel output into a digital speaker for PCM output.
The speaker can be programmatically switched on or off at any time but is permanently attached to a hardware counter so is normally only able to output a square wave. But if set to a frequency outside the human audible range then the ear can't perceive the square wave, only the difference between the speaker being switched on and off. This gives the effect of a simple toggle speaker similar to that seen in the 48 KB Sinclair ZX Spectrum. Exile uses this to output 1-bit audio samples.
Frak! and Zalaga: Polyphonic music
As part of their copy protection, illegal copies of Aardvark Software's Frak! and Zalaga would cause a pseudo-polyphonic rendition of Trumpet Hornpipe, the Captain Pugwash theme tune, to play endlessly rather than loading the game properly (Pugwash being a pirate). On the Electron version of Frak!, the tune was the main theme from "Benny Hill" (Boots Randolph's "Yakety Sax"). The polyphony was achieved via fast note-switching to achieve the necessary chords.
Software
A range of titles were made available on cassette at the launch of the Electron through the Acornsoft publishing arm of Acorn, including a number of games, the Forth and Lisp languages, and a handful of other educational and productivity titles. Acorn's decision to provide the Electron with a degree of compatibility with the BBC Micro meant that a number of titles already available for the older machine could be expected to run on its new machine, with only minor cosmetic issues occurring when running some titles. Of the Acornsoft languages, the existing Forth and Lisp language releases worked on the Electron (these being re-released specially for the machine), together with BCPL and Microtext (which remained BBC-only releases). Games such as Chess and Snooker, plus a number of other titles were also established as being compatible prior to launch. Various applications in Acornsoft's View suite, together with the languages Comal, Logo and ISO Pascal, were reported as being compatible with the Electron, as were some titles from BBC Soft and other developers.
Languages
A significant selling point for the Electron was its built-in BBC BASIC interpreter, providing a degree of familiarity from the BBC Micro along with a level of compatibility with the earlier machine. However, as had been the case with the BBC Micro, support for other languages was quickly forthcoming, facilitated by the common heritage of the two systems.
In addition to the early releases, Forth and Lisp, Acornsoft released the Pascal subset, S-Pascal, on cassette and followed up with an ISO Pascal implementation on ROM cartridge, the latter providing two 16 KB ROMs containing a program editor and a Pascal compiler producing intermediate code that required Pascal run-time routines to be loaded. As a more minimal implementation, S-Pascal made use of the machine's built-in BASIC program editing facilities and provided a compiler generating assembly language that would then be assembled, generating machine code for direct execution. ISO Pascal had Oxford Pascal as a direct competitor offering a range of features differentiating it from Acornsoft's product, notably a compiler that could produce a stand-alone "relocatable 6502 machine-code file". Acornsoft later released the ISO Pascal Stand Alone Generator product for the BBC Micro and Master series, permitting the generation of executable programs embedding "sections of the interpreter" required by each program, with such executables being subject to various licensing restrictions.
Acornsoft Forth, aiming for compliance with the Forth-79 standard, was regarded as "an excellent implementation of the language". It saw competition from Skywave Software's Multi-Forth 83 which was delivered on a ROM chip, supported the Forth-83 standard, and provided a multitasking environment. Future availability of Multi-Forth 83 on ROM cartridge was advertised.
With the launch of the Plus 1, Acornsoft Lisp was also made available on cartridge. This Lisp implementation provided only the "bare essentials" of a Lisp system that "a small micro such as the Electron" could hope to be able to support. However, with the interpreter and initialised workspace being loaded from cassette into RAM in the earlier release, one stated advantage of the ROM version was the availability of more memory for use by programs, with the immediacy of a Lisp system provided as a language ROM being an implicit benefit.
Acornsoft provided two products offering different degrees of support for the Logo programming language. Turtle Graphics was a cassette-based product, available alongside Forth, Lisp and S-Pascal amongst the first titles released for the Electron, featuring a subset of Logo focused on the interactive aspects of the language. Acornsoft Logo was provided on ROM cartridge and offered a vocabulary of over 200 commands as part of a more comprehensive implementation of the language, exposing its list processing foundations. Turtle Graphics was substantially cheaper than Logo: by 1987, the former had been reportedly discounted to under £3 whereas the latter cost "less than £30". Unlike other Acornsoft language products, however, Logo was supplied with "two thick manuals".
Applications
Acornsoft made a number of applications available for the Electron. In early 1985, the View word processor and ViewSheet spreadsheet applications, familiar from the BBC Micro, were released on ROM cartridge for use with the Electron expanded with a Plus 1, priced at £49.50 each. By running directly from ROM, these applications were able to dedicate all of the machine's available RAM to their documents, and using general filing system mechanisms, documents could be loaded from and saved to cassette or disc, although disc users could also use commands that took advantage of that faster, random-access medium. Cassette-based operation was still regarded as "perfectly feasible" since the software itself did not need to be loaded, with loading and saving operations in View achieving about 800 words per minute and in ViewSheet achieving around 200 cells per minute.
When using View in Mode 6, providing a 40-column, 25-line display occupying 8 KB of memory, around 20 KB of RAM was available to cassette-based systems or to disc-based systems using products such as the Cumana Floppy Disc System that also maintained PAGE at &E00, this corresponding to about 10 or 11 A4 pages of text. In Mode 3, providing an 80-column, 25-line display occupying 16 KB, around 6 or 7 A4 pages of text could be retained in memory. Acorn's Plus 3 disc system reduced this workspace by a further 4 KB. However, documents could be broken up into sections to be processed individually by View. Operation in the 80-column Mode 0 and Mode 3 was reported as being "sometimes slow" due to the Electron's hardware architecture, but View supported horizontal scrolling across documents, permitting the use of a 40-column mode to edit wider documents.
ViewSheet could also operate in different display modes, with spreadsheets of approximately 1600 cells being editable in Mode 6 and around 800 cells in Mode 3. A windowing system was provided that permitted ten different views of a spreadsheet to be displayed on screen at once, and recalculation operations were reported to be "around ten seconds for quite a large model". Reviewers considered the View and ViewSheet applications to be "professional" and to "compare well with similar software sold for much more expensive machines" such as the IBM PC, with WordStar being noted as a broadly similar package to View. Compatibility with the same programs on the BBC Micro made a complete Electron-based system an attractive, low-cost, entry-level word processing and spreadsheet system. However, View's printing support was criticised as inadequate without the use of a companion printer driver program.
Acornsoft did not release its ViewStore database program specifically for the Electron, but the software was reported as being compatible, albeit with function key combinations different to those documented for the BBC Micro. However, Acornsoft did release a product, Database, on 3.5-inch diskette for use with the Electron upgraded with the Plus 3 expansion. The product provided a suite of programs for the creation, maintenance and analysis of structured data files, visualising records using a card index user interface metaphor, and supporting sorting and searching operations on the stored data.
Slogger, an established provider of expansions, also produced productivity applications such as Starword, a word processor, and Starstore, a database. Starword provided separate command and editing modes familiar from Acornsoft's View, also supporting 132-column documents and horizontal scrolling for the editing of such wider documents. Along with other operations familiar from View, such as search and replace functions, block-based editing, and control over text justification, it had built-in support for customising documents for output using a mail merge function. Available on ROM for fitting to a ROM expansion such as Slogger's Rombox or inside a separately purchased ROM cartridge, and reportedly developed specifically for the Electron, Starword was considered "comprehensive and powerful".
Starstore, also available on ROM, provided a database management suite primarily aimed at users of cassette storage, with databases being entirely resident in RAM. It supported database definition, data editing, searching, sorting and printing activities. Various features complemented Starword, such as mail merge integration. Starstore II followed on as an alternative to, as opposed to a direct successor of, the earlier Starstore product by requiring a disc-based system and permitting databases to be as large as the amount of free space on any given disc. Its user interface was improved over the earlier product, offering pop-up menus and cursor-based navigation.
Computer Concepts' Wordwise Plus, developed from the company's earlier Wordwise product for the BBC Micro and launched in early 1985, was made available for use with the Electron expanded with the E2P-6502 second processor cartridge. The original Wordwise product was incompatible with the Electron due to its use of Mode 7 (the BBC Micro's 40-column Teletext display mode), and being supplied on a ROM chip, it could also not be readily added to the Electron without appropriate expansions. Available from Permanent Memory Systems, producers of the E2P-6502 cartridge, the Electron version of the software was the Hi-Wordwise Plus variant, supplied on disc instead of ROM, and designed to run on the second processor and to use the expanded memory provided in that environment. The program used the Electron's 40-column Mode 6 display.
Expansion manufacturers Advanced Computer Products and Slogger both made solutions available based on products from Advanced Memory Systems. ACP released a bundle of the AMX Mouse and AMX Art software for use with its Advanced Plus 5 expansion, also requiring a DFS-compatible disc system. Slogger produced a version of the desktop publishing package Stop Press for the Electron, requiring a DFS-compatible disc system, two spare ROM sockets, a mouse, and a suitable user port expansion, with Slogger producing its own user port expansion cartridge. Competing with these products but requiring only a disc system, AVP's Pixel Perfect offered a rudimentary desktop publishing solution, utilising the computer's high-resolution Mode 0 display.
Games
Of the twelve software titles announced by Acornsoft for the Electron at the machine's launch, six were games titles: Snapper, Monsters (a clone of Space Panic), Meteors (a clone of Asteroids), Starship Command, Chess, and the combined title Draughts and Reversi. When the Plus 1 expansion was launched in 1984, three of these titles - Hopper, Snapper and Starship Command - were among the six ROM cartridge titles available at launch, together with the adventure Countdown to Doom. Acornsoft would continue to release games including those based on existing arcade games such as Arcadians (based on Galaxian) and Hopper (based on Frogger), as well as original titles such as Free Fall and Elite.
Micro Power, already an established BBC Micro games publisher, also entered the Electron market at a relatively early stage, offering ten initial titles either converted from the BBC Micro, in the case of Escape from Moonbase Alpha and Killer Gorilla, or "completely re-written", in the case of Moonraider (due to differences in the screen handling between the machines). Superior Software, also a significant publisher for the BBC Micro, routinely released games for both machines, notably a licensed version of Atari's Tempest in 1985, but also successful original titles such as the Repton series of games, Citadel, Thrust and Galaforce. Superior's role in games publishing for the Acorn machines expanded in 1986 when the company acquired the right to use the Acornsoft brand, leading to the co-branding of games and compilations released by the company and the re-release of existing Acornsoft titles with this branding, Elite among them. The company would subsequently release another "masterpiece" with bundled novella - the 1988 game Exile - as well as numerous conversions and compilations.
By 1988, the "big three" full-price games publishers for the Acorn 8-bit market were identified as Superior Software, Audiogenic (ASL) and Tynesoft, with Top Ten and Alternative Software being the significant budget publishers, and other "strong contenders" being Godax, Mandarin and Bug Byte, this assessment made from the perspective of an established games author evaluating trustworthy publishers for aspiring authors. Commercial considerations motivated authors to make their games available for the Electron due to its importance in sales terms, representing "around half of the Acorn market", with it being regarded as "almost compulsory for any mainstream game" to have an Electron version "unless your game is a state-of-the-art masterpiece", with Revs, Cholo and Sentinel cited as such BBC Micro exclusives. Although the Electron imposed additional technical constraints on authors accustomed to the BBC Micro, some authors were able to use this to their creative advantage. For instance, of Frak! it was noted that the "Electron version is more popular, and considered better than the BBC version because it has a screen designer included".
Although not as well supported by the biggest software publishers as rivals like the Commodore 64 and Sinclair ZX Spectrum, a good range of games were available for the Electron including popular multi-format games such as Chuckie Egg. There were also many popular games officially converted to the Electron from arcade machines (including Crystal Castles, Tempest, Commando, Paperboy and Yie Ar Kung-Fu) and other home computer systems (including Impossible Mission, Jet Set Willy, The Way of the Exploding Fist, Tetris, The Last Ninja, Barbarian, Ballistix, Predator, Hostages and SimCity).
Despite Acorn themselves effectively shelving the Electron in 1985, games continued to be developed and released by professional software houses until the early 1990s. There were around 1,400 games released for the Acorn Electron, several thousand extra public domain titles were released on disc through Public Domain libraries. Notable enterprises which produced discs of such software are BBC PD, EUG (Electron User Group) and HeadFirst PD.
Emulation
Several emulators of the machine exist: ElectrEm for Windows/Linux/macOS, Elkulator for Windows/Linux/DOS, ElkJS is a browser-based (JavaScript/HTML5) emulator, and the multi-system emulators MESS and Clock Signal feature support for the Electron. Electron software is predominantly archived in the UEF file format.
There are also two known publicly documented FPGA based recreations of the Acorn Electron hardware: ElectronFPGA for the Papilio Duo hardware and the Acorn-Electron core for the FPGA Arcade "Replay" board. In addition, an implementation of the ULA for the Lattice ICE40 series has been made available.
Design team
The operating system ROM locations 0xFC00-0xFFFF contain the details of some members of the Electron's design team, these differing somewhat from those listed in the corresponding message in the BBC Model B ROM:
Additionally, the last bytes of both the BASIC ROM and the Plus 3 interface's ADFS v1.0 ROM include the word "Roger", thought to be a reference to Roger Wilson.
The case was designed by industrial designer Allen Boothroyd of Cambridge Product Design Ltd.
See also
Electron User, the most popular Acorn Electron focused magazine
References
Notes
External links
Stairway To Hell
Acorn Electron tape archive - playUEF@8bitkick
Acorn Electron World
Electron MODE 7 Photos
Electron
6502-based home computers
Home computers
Computer-related introductions in 1983
Computers designed in the United Kingdom |
2084 | https://en.wikipedia.org/wiki/Acts%20of%20the%20Apostles | Acts of the Apostles | The Acts of the Apostles (, Práxeis Apostólōn; ) is the fifth book of the New Testament; it tells of the founding of the Christian Church and the spread of its message to the Roman Empire.
Acts and the Gospel of Luke make up a two-part work, Luke–Acts, by the same anonymous author. Traditionally, the author is believed to be Luke the Evangelist, a doctor who travelled with Paul the Apostle. It is usually dated to around 80–90 AD, although some scholars suggest 110–120 AD. The first part, the Gospel of Luke, tells how God fulfilled his plan for the world's salvation through the life, death, and resurrection of Jesus of Nazareth. Acts continues the story of Christianity in the 1st century, beginning with the ascension of Jesus to Heaven. The early chapters, set in Jerusalem, describe the Day of Pentecost (the coming of the Holy Spirit,) the expulsion of Christians from Jerusalem and the establishment of the church at Antioch. The later chapters narrate the continuation of the message under Paul the Apostle and concludes with his imprisonment in Rome, where he awaits trial.
Luke–Acts is an attempt to answer a theological problem, namely how the Messiah of the Jews came to have an overwhelmingly non-Jewish church; the answer it provides is that the message of Christ was sent to the Gentiles because as a whole Jews rejected it. Luke–Acts can also be seen as a defense of the Jesus movement addressed to the Jews: the bulk of the speeches and sermons in Acts are addressed to Jewish audiences, with the Romans serving as external arbiters on disputes concerning Jewish customs and law. On the one hand, Luke portrays the followers of Jesus as a sect of the Jews, and therefore entitled to legal protection as a recognised religion; on the other, Luke seems unclear as to the future that God intends for Jews and Christians, celebrating the Jewishness of Jesus and his immediate followers, while also stressing how the Jews had rejected the Messiah.
Composition and setting
Title, unity of Luke – Acts, authorship and date
The name "Acts of the Apostles" was first used by Irenaeus in the late 2nd century. It is not known whether this was an existing name for the book or one invented by Irenaeus; it does seem clear that it was not given by the author, as the word práxeis (deeds, acts) only appears once in the text (Acts 19:18) and there it refers not to the apostles but to deeds confessed by their followers.
The Gospel of Luke and Acts make up a two-volume work which scholars call Luke–Acts. Together they account for 27.5% of the New Testament, the largest contribution attributed to a single author, providing the framework for both the Church's liturgical calendar and the historical outline into which later generations have fitted their idea of the story of Jesus and the early church. The author is not named in either volume. According to Church tradition dating from the 2nd century, the author was Luke, named as a companion of the apostle Paul in three of the letters attributed to Paul himself; this view is still sometimes advanced, but "a critical consensus emphasizes the countless contradictions between the account in Acts and the authentic Pauline letters." (An example can be seen by comparing Acts's accounts of Paul's conversion (Acts 9:1–31, 22:6–21, and 26:9–23) with Paul's own statement that he remained unknown to Christians in Judea after that event (Galatians 1:17–24).) The author "is an admirer of Paul, but does not share Paul's own view of himself as an apostle; his own theology is considerably different from Paul's on key points and does not represent Paul's own views accurately." He was educated, a man of means, probably urban, and someone who respected manual work, although not a worker himself; this is significant, because more high-brow writers of the time looked down on the artisans and small business people who made up the early church of Paul and were presumably Luke's audience.
The earliest possible date for Luke-Acts is around 62 AD, the time of Paul's imprisonment in Rome, but most scholars date the work to 80–90 AD on the grounds that it uses Mark as a source, looks back on the destruction of Jerusalem, and does not show any awareness of the letters of Paul (which began circulating late in the first century); if it does show awareness of the Pauline epistles, and also of the work of the Jewish historian Josephus, as some believe, then a date in the early 2nd century is possible.
Manuscripts
There are two major textual variants of Acts, the Western text-type and the Alexandrian. The oldest complete Alexandrian manuscripts date from the 4th century and the oldest Western ones from the 6th, with fragments and citations going back to the 3rd. Western texts of Acts are 6.2–8.4% longer than Alexandrian texts, the additions tending to enhance the Jewish rejection of the Messiah and the role of the Holy Spirit, in ways that are stylistically different from the rest of Acts. The majority of scholars prefer the Alexandrian (shorter) text-type over the Western as the more authentic, but this same argument would favour the Western over the Alexandrian for the Gospel of Luke, as in that case the Western version is the shorter.
Genre, sources and historicity of Acts
The title "Acts of the Apostles" (Praxeis Apostolon) would seem to identify it with the genre telling of the deeds and achievements of great men (praxeis), but it was not the title given by the author. The anonymous author aligned Luke–Acts to the "narratives" (διήγησις, diēgēsis) which many others had written, and described his own work as an "orderly account" (ἀκριβῶς καθεξῆς). It lacks exact analogies in Hellenistic or Jewish literature. The author may have taken as his model the works of Dionysius of Halicarnassus, who wrote a well-known history of Rome, or the Jewish historian Josephus, author of a history of the Jews. Like them, he anchors his history by dating the birth of the founder (Romulus for Dionysius, Moses for Josephus, Jesus for Luke) and like them he tells how the founder is born from God, taught authoritatively, and appeared to witnesses after death before ascending to heaven. By and large the sources for Acts can only be guessed at, but the author would have had access to the Septuagint (a Greek translation of the Jewish scriptures), the Gospel of Mark, and either the hypothetical collection of "sayings of Jesus" called the Q source or the Gospel of Matthew. He transposed a few incidents from Mark's gospel to the time of the Apostles—for example, the material about "clean" and "unclean" foods in Mark 7 is used in Acts 10, and Mark's account of the accusation that Jesus has attacked the Temple (Mark 14:58) is used in a story about Stephen (Acts 6:14). There are also points of contacts (meaning suggestive parallels but something less than clear evidence) with 1 Peter, the Letter to the Hebrews, and 1 Clement. Other sources can only be inferred from internal evidence—the traditional explanation of the three "we" passages, for example, is that they represent eyewitness accounts. The search for such inferred sources was popular in the 19th century, but by the mid-20th it had largely been abandoned.
Acts was read as a reliable history of the early church well into the post-Reformation era, but by the 17th century biblical scholars began to notice that it was incomplete and tendentious—its picture of a harmonious church is quite at odds with that given by Paul's letters, and it omits important events such as the deaths of both Peter and Paul. The mid-19th-century scholar Ferdinand Baur suggested that the author had re-written history to present a united Peter and Paul and advance a single orthodoxy against the Marcionites (Marcion was a 2nd-century heretic who wished to cut Christianity off entirely from the Jews); Baur continues to have enormous influence, but today there is less interest in determining the historical accuracy of Acts (although this has never died out) than in understanding the author's theological program.
Audience and authorial intent
Luke was written to be read aloud to a group of Jesus-followers gathered in a house to share the Lord's supper. The author assumes an educated Greek-speaking audience, but directs his attention to specifically Christian concerns rather than to the Greco-Roman world at large. He begins his gospel with a preface addressed to Theophilus (Luke 1:3; cf. Acts 1:1), informing him of his intention to provide an "ordered account" of events which will lead his reader to "certainty". He did not write in order to provide Theophilus with historical justification—"did it happen?"—but to encourage faith—"what happened, and what does it all mean?"
Acts (or Luke–Acts) is intended as a work of "edification," meaning "the empirical demonstration that virtue is superior to vice." The work also engages with the question of a Christian's proper relationship with the Roman Empire, the civil power of the day: could a Christian obey God and also Caesar? The answer is ambiguous. The Romans never move against Jesus or his followers unless provoked by the Jews, in the trial scenes the Christian missionaries are always cleared of charges of violating Roman laws, and Acts ends with Paul in Rome proclaiming the Christian message under Roman protection; at the same time, Luke makes clear that the Romans, like all earthly rulers, receive their authority from Satan, while Christ is ruler of the kingdom of God.
Structure and content
Structure
Acts has two key structural principles. The first is the geographic movement from Jerusalem, centre of God's Covenantal people, the Jews, to Rome, centre of the Gentile world. This structure reaches back to the author's preceding work, the Gospel of Luke, and is signaled by parallel scenes such as Paul's utterance in Acts 19:21, which echoes Jesus's words in Luke 9:51: Paul has Rome as his destination, as Jesus had Jerusalem. The second key element is the roles of Peter and Paul, the first representing the Jewish Christian church, the second the mission to the Gentiles.
Transition: reprise of the preface addressed to Theophilus and the closing events of the gospel (Acts 1–1:26)
Petrine Christianity: the Jewish church from Jerusalem to Antioch (Acts 2:1–12:25)
2:1–8:1 – beginnings in Jerusalem
8:2–40 – the church expands to Samaria and beyond
9:1–31 – conversion of Paul
9:32–12:25 – the conversion of Cornelius, and the formation of the Antioch church
Pauline Christianity: the Gentile mission from Antioch to Rome (Acts 13:1–28:31)
13:1–14:28 – the Gentile mission is promoted from Antioch
15:1–35 – the Gentile mission is confirmed in Jerusalem
15:36–28:31 – the Gentile mission, climaxing in Paul's passion story in Rome (21:17–28:31)
Outline
Dedication to Theophilus (1:1–2)
Resurrection appearances (1:3)
Great Commission (1:4–8)
Ascension (1:9)
Second Coming Prophecy (1:10–11)
Matthias replaced Judas (1:12–26)
the Upper Room (1:13)
The Holy Spirit came at Shavuot (Pentecost) (2:1-47), see also Paraclete
Peter healed a crippled beggar (3:1–10)
Peter's speech at the Temple (3:11–26)
Peter and John before the Sanhedrin (4:1–22)
Resurrection of the dead (4:2)
Believers' Prayer (4:23–31)
Everything is shared (4:32–37)
Ananias and Sapphira (5:1–11)
Signs and Wonders (5:12–16)
Apostles before the Sanhedrin (5:17–42)
Seven Deacons appointed (6:1–7)
Stephen before the Sanhedrin (6:8–7:60)
The "Cave of the Patriarchs" was located in Shechem (7:16)
"Moses was educated in all the wisdom of the Egyptians" (7:22)
First mentioning of Saul (Paul the Apostle) in the Bible (7:58)
Paul the Apostle confesses his part in the martyrdom of Stephen (7:58–60)
Saul persecuted the Church of Jerusalem (8:1–3)
Philip the Evangelist (8:4–40)
Simon Magus (8:9–24)
Ethiopian eunuch (8:26–39)
Conversion of Paul the Apostle (9:1–31, 22:1–22, 26:9–24)
Paul the Apostle confesses his active part in the martyrdom of Stephen (22:20)
Peter healed Aeneas and raised Tabitha from the dead (9:32–43)
Conversion of Cornelius (10:1–8, 24–48)
Peter's vision of a sheet with animals (10:9–23, 11:1–18)
Church of Antioch founded (11:19–30)
term "Christian" first used (11:26)
James the Great executed (12:1–2)
Peter's rescue from prison (12:3–19)
Death of Herod Agrippa I [in 44] (12:20–25)
"the voice of a god" (12:22)
Mission of Barnabas and Saul (13–14)
"Saul, who was also known as Paul" (13:9)
called "gods ... in human form" (14:11)
Council of Jerusalem (15:1–35)
Paul separated from Barnabas (15:36–41)
2nd and 3rd missions (16–20)
Areopagus sermon (17:16–34)
"God...has set a day" (17:30–31)
Trial before Gallio c. 51–52 (18:12–17)
Trip to Jerusalem (21)
Before the people and the Sanhedrin (22–23)
Before Felix–Festus–Herod Agrippa II (24–26)
Trip to Rome (27–28)
called a god on Malta (28:6)
Content
The Gospel of Luke began with a prologue addressed to Theophilus; Acts likewise opens with an address to Theophilus and refers to "my earlier book", almost certainly the gospel.
The apostles and other followers of Jesus meet and elect Matthias to replace Judas Iscariot as a member of The Twelve. On Pentecost, the Holy Spirit descends and confers God's power on them, and Peter and John preach to many in Jerusalem and perform healings, casting out of evil spirits, and raising of the dead. The first believers share all property in common, eat in each other's homes, and worship together. At first many Jews follow Christ and are baptized, but the followers of Jesus begin to be increasingly persecuted by other Jews. Stephen is accused of blasphemy and stoned. Stephen's death marks a major turning point: the Jews have rejected the message, and henceforth it will be taken to the Gentiles.
The death of Stephen initiates persecution, and many followers of Jesus leave Jerusalem. The message is taken to the Samaritans, a people rejected by Jews, and to the Gentiles. Saul of Tarsus, one of the Jews who persecuted the followers of Jesus, is converted by a vision to become a follower of Christ (an event which Luke regards as so important that he relates it three times). Peter, directed by a series of visions, preaches to Cornelius the Centurion, a Gentile God-fearer, who becomes a follower of Christ. The Holy Spirit descends on Cornelius and his guests, thus confirming that the message of eternal life in Christ is for all mankind. The Gentile church is established in Antioch (north-western Syria, the third-largest city of the empire), and here Christ's followers are first called Christians.
The mission to the Gentiles is promoted from Antioch and confirmed at a meeting in Jerusalem between Paul and the leadership of the Jerusalem church. Paul spends the next few years traveling through western Asia Minor and the Aegean, preaching, converting, and founding new churches. On a visit to Jerusalem he is set on by a Jewish mob. Saved by the Roman commander, he is accused by the Jews of being a revolutionary, the "ringleader of the sect of the Nazarenes", and imprisoned. Later, Paul asserts his right as a Roman citizen, to be tried in Rome and is sent by sea to Rome, where he spends another two years under house arrest, proclaiming the Kingdom of God and teaching freely about "the Lord Jesus Christ". Acts ends abruptly without recording the outcome of Paul's legal troubles.
Theology
Prior to the 1950s, Luke–Acts was seen as a historical work, written to defend Christianity before the Romans or Paul against his detractors; since then the tendency has been to see the work as primarily theological. Luke's theology is expressed primarily through his overarching plot, the way scenes, themes and characters combine to construct his specific worldview. His "salvation history" stretches from the Creation to the present time of his readers, in three ages: first, the time of "the Law and the Prophets" (Luke 16:16), the period beginning with Genesis and ending with the appearance of John the Baptist (Luke 1:5–3:1); second, the epoch of Jesus, in which the Kingdom of God was preached (Luke 3:2–24:51); and finally the period of the Church, which began when the risen Christ was taken into Heaven, and would end with his second coming.
Luke–Acts is an attempt to answer a theological problem, namely how the Messiah, promised to the Jews, came to have an overwhelmingly non-Jewish church; the answer it provides, and its central theme, is that the message of Christ was sent to the Gentiles because the Jews rejected it. This theme is introduced in Chapter 4 of the Gospel of Luke, when Jesus, rejected in Nazareth, recalls that the prophets were rejected by Israel and accepted by Gentiles; at the end of the gospel he commands his disciples to preach his message to all nations, "beginning from Jerusalem." He repeats the command in Acts, telling them to preach "in Jerusalem, in all Judea and Samaria, and to the end of the Earth." They then proceed to do so, in the order outlined: first Jerusalem, then Judea and Samaria, then the entire (Roman) world.
For Luke, the Holy Spirit is the driving force behind the spread of the Christian message, and he places more emphasis on it than do any of the other evangelists. The Spirit is "poured out" at Pentecost on the first Samaritan and Gentile believers and on disciples who had been baptised only by John the Baptist, each time as a sign of God's approval. The Holy Spirit represents God's power (at his ascension, Jesus tells his followers, "You shall receive power when the Holy Spirit has come upon you"): through it the disciples are given speech to convert thousands in Jerusalem, forming the first church (the term is used for the first time in Acts 5).
One issue debated by scholars is Luke's political vision regarding the relationship between the early church and the Roman Empire. On the one hand, Luke generally does not portray this interaction as one of direct conflict. Rather, there are ways in which each may have considered having a relationship with the other rather advantageous to its own cause. For example, early Christians may have appreciated hearing about the protection Paul received from Roman officials against Gentile rioters in Philippi (Acts 16:16–40) and Ephesus (Acts 19:23–41), and against Jewish rioters on two occasions (Acts 17:1–17; Acts 18:12–17). Meanwhile, Roman readers may have approved of Paul's censure of the illegal practice of magic (Acts 19:17–19) as well as the amicability of his rapport with Roman officials such as Sergius Paulus (Acts 13:6–12) and Festus (Acts 26:30–32). Furthermore, Acts does not include any account of a struggle between Christians and the Roman government as a result of the latter's imperial cult. Thus Paul is depicted as a moderating presence between the church and the Roman Empire.
On the other hand, events such as the imprisonment of Paul at the hands of the empire (Acts 22–28) as well as several encounters that reflect negatively on Roman officials (for instance, Felix's desire for a bribe from Paul in Acts 24:26) function as concrete points of conflict between Rome and the early church. Perhaps the most significant point of tension between Roman imperial ideology and Luke's political vision is reflected in Peter's speech to the Roman centurion, Cornelius (Acts 10:36). Peter states that "this one" [οὗτος], i.e. Jesus, "is lord [κύριος] of all." The title, κύριος, was often ascribed to the Roman emperor in antiquity, rendering its use by Luke as an appellation for Jesus an unsubtle challenge to the emperor's authority.
Comparison with other writings
Gospel of Luke
As the second part of the two-part work Luke–Acts, Acts has significant links to the Gospel of Luke. Major turning points in the structure of Acts, for example, find parallels in Luke: the presentation of the child Jesus in the Temple parallels the opening of Acts in the Temple, Jesus's forty days of testing in the wilderness prior to his mission parallel the forty days prior to his Ascension in Acts, the mission of Jesus in Samaria and the Decapolis (the lands of the Samaritans and Gentiles) parallels the missions of the Apostles in Samaria and the Gentile lands, and so on (see Gospel of Luke). These parallels continue through both books. There are also differences between Luke and Acts, amounting at times to outright contradiction. For example, the gospel seems to place the Ascension on Easter Sunday, shortly after the Resurrection, while Acts 1 puts it forty days later. There are similar conflicts over the theology, and while not seriously questioning the single authorship of Luke–Acts, these differences do suggest the need for caution in seeking too much consistency in books written in essence as popular literature.
Pauline epistles
Acts agrees with Paul's letters on the major outline of Paul's career: he is converted and becomes a Christian missionary and apostle, establishing new churches in Asia Minor and the Aegean and struggling to free Gentile Christians from the Jewish Law. There are also agreements on many incidents, such as Paul's escape from Damascus, where he is lowered down the walls in a basket. But details of these same incidents are frequently contradictory: for example, according to Paul it was a pagan king who was trying to arrest him in Damascus, but according to Luke it was the Jews (2 Corinthians 11:33 and Acts 9:24). Acts speaks of "Christians" and "disciples", but Paul never uses either term, and it is striking that Acts never brings Paul into conflict with the Jerusalem church and places Paul under the authority of the Jerusalem church and its leaders, especially James and Peter (Acts 15 vs. Galatians 2). Acts omits much from the letters, notably Paul's problems with his congregations (internal difficulties are said to be the fault of the Jews instead), and his apparent final rejection by the church leaders in Jerusalem (Acts has Paul and Barnabas deliver an offering that is accepted, a trip that has no mention in the letters). There are also major differences between Acts and Paul on Christology (the understanding of Christ's nature), eschatology (the understanding of the "last things"), and apostleship.
See also
Les Actes des Apotres
Acts of the Apostles (genre)
Historical reliability of the Acts of the Apostles
Holy Spirit in the Acts of the Apostles
List of Gospels
List of New Testament verses not included in modern English translations
The Lost Chapter of the Acts of the Apostles, also known as the Sonnini Manuscript
Textual variants in the Acts of the Apostles
Notes
References
Bibliography
External links
Book of Acts at Bible Gateway (NIV & KJV)
Tertullian.org: The Western Text of the Acts of the Apostles (1923) J. M. WILSON, D.D.
Various versions
1st-century books
1st-century Christianity
New Testament books
Acts of the Apostles (genre) |
2085 | https://en.wikipedia.org/wiki/Assyria | Assyria | Assyria (Neo-Assyrian cuneiform: , romanized:māt Aššur) was a major ancient Mesopotamian civilization which existed as a city-state from the 21st century BC to the 14th century BC, then to a territorial state, and eventually an empire from the 14th century BC to the 7th century BC.
Spanning from the early Bronze Age to the late Iron Age, modern historians typically divide ancient Assyrian history into the Early Assyrian ( 2600–2025 BC), Old Assyrian ( 2025–1364 BC), Middle Assyrian ( 1363–912 BC), Neo-Assyrian (911–609 BC) and post-imperial (609 BC– AD 240) periods, based on political events and gradual changes in language. Assur, the first Assyrian capital, was founded 2600 BC but there is no evidence that the city was independent until the collapse of the Third Dynasty of Ur in the 21st century BC, when a line of independent kings beginning with Puzur-Ashur I began ruling the city. Centered in the Assyrian heartland in northern Mesopotamia, Assyrian power fluctuated over time. The city underwent several periods of foreign rule or domination before Assyria rose under Ashur-uballit I in the early 14th century BC as the Middle Assyrian Empire. In the Middle and Neo-Assyrian periods Assyria was one of the two major Mesopotamian kingdoms, alongside Babylonia in the south, and at times became the dominant power in the ancient Near East. Assyria was at its strongest in the Neo-Assyrian period, when the Assyrian army was the strongest military power in the world and the Assyrians ruled the largest empire then yet assembled in world history, spanning from parts of modern-day Iran in the east to Egypt in the west.
The Neo-Assyrian Empire fell in the late 7th century BC, conquered by a coalition of the Babylonians, who had lived under Assyrian rule for about a century, and the Medes. Though the core urban territory of Assyria was extensively devastated in the Medo-Babylonian conquest of the Assyrian Empire and the succeeding Neo-Babylonian Empire invested little resources in rebuilding it, ancient Assyrian culture and traditions continued to survive for centuries throughout the post-imperial period. Assyria experienced a recovery under the Seleucid and Parthian empires, though declined again under the Sasanian Empire, which sacked numerous cities and semi independent Assyrian territories in the region, including Assur itself. The remaining Assyrian people, who have survived in northern Mesopotamia to modern times, were gradually Christianized from the 1st century AD onward. Ancient Mesopotamian religion persisted at Assur until its final sack in the 3rd century AD, and at certain other holdouts for centuries thereafter.
The triumph of ancient Assyria can be attributed not only to its vigorous warrior-monarchs but also to its adeptness in efficiently assimilating and governing conquered territories using inventive and advanced administrative mechanisms. The developments in warfare and governance introduced by ancient Assyria continued to be employed by subsequent empires and states for countless centuries. Ancient Assyria also left a legacy of great cultural significance, particularly through the Neo-Assyrian Empire making a prominent impression in later Assyrian, Greco-Roman and Hebrew literary and religious tradition.
Nomenclature
In the Old Assyrian period, when Assyria was merely a city-state centered on the city of Assur, the state was typically referred to as ālu Aššur ("city of Ashur"). From the time of its rise as a territorial state in the 14th century BC and onward, Assyria was referred to in official documents as māt Aššur ("land of Ashur"), marking its shift to being a regional polity. The first attested use of the term māt Aššur is during the reign of Ashur-uballit I ( 1363–1328 BC), who was the first king of the Middle Assyrian Empire. Both ālu Aššur and māt Aššur derive from the name of the Assyrian national deity Ashur. Ashur probably originated in the Early Assyrian period as a deified personification of Assur itself. In the Old Assyrian period the deity was considered the formal king of Assur; the actual rulers only used the style Išši'ak ("governor"). From the time of Assyria's rise as a territorial state, Ashur began to be regarded as an embodiment of the entire land ruled by the Assyrian kings.
The modern name "Assyria" is of Greek origin, derived from Ασσυρία (Assuría). The term’s first attested use is during the time of the ancient Greek historian Herodotus (5th century BC). The Greeks called the Levant "Syria" and Mesopotamia "Assyria", even though the local population (both at that time and well into the later Christian period) used both terms interchangeably to refer to the entire region. it is not known whether the Greeks began referring to Mesopotamia as "Assyria" because they equated the region with the Assyrian Empire (long fallen by the time the term is first attested) or because they named the region after the people who lived there (the Assyrians). Because the term is so similar to "Syria", scholars have been examining since the 17th century whether the two terms are connected. And because, in sources predating the Greek ones, the shortened form "Syria" is attested as a synonym for Assyria, notably in Luwian and Aramaic texts from the time of the Neo-Assyrian Empire, modern scholars overwhelmingly support the conclusion that the names are connected.
Both "Assyria" and the contraction, "Syria," are ultimately derived from the Akkadian Aššur. Following the decline of the Neo-Assyrian Empire, the subsequent empires that held dominion over the Assyrian lands adopted distinct appellations for the region, with a significant portion of these names also being rooted in Aššur. The Achaemenid Empire referred to Assyria as Aθūrā ("Athura"). The Sasanian Empire inexplicably referred to Lower Mesopotamia as Asoristan ("land of the Assyrians"), though the northern province of Nōdšīragān, which included much of the old Assyrian heartland, was also sometimes called Atūria or Āthōr. In Syriac, Assyria was and is referred to as ʾĀthor.
History
Early history
Agricultural villages in the region that would later become Assyria are known to have existed by the time of the Hassuna culture, 6300–5800 BC. Though the sites of some nearby cities that would later be incorporated into the Assyrian heartland, such as Nineveh, are known to have been inhabited since the Neolithic, the earliest archaeological evidence from Assur dates to the Early Dynastic Period, 2600 BC. During this time, the surrounding region was already relatively urbanized. There is no evidence that early Assur was an independent settlement, and it might not have been called Assur at all initially, but rather Baltil or Baltila, used in later times to refer to the city's oldest portion. The name "Assur" is first attested for the site in documents of the Akkadian period in the 24th century BC. Through most of the Early Assyrian period ( 2600–2025 BC), Assur was dominated by states and polities from southern Mesopotamia. Early on, Assur for a time fell under the loose hegemony of the Sumerian city of Kish and it was later occupied by both the Akkadian Empire and then the Third Dynasty of Ur. In 2025 BC, due to the collapse of the Third Dynasty of Ur, Assur became an independent city-state under Puzur-Ashur I.
Assur was under the Puzur-Ashur dynasty home to less than 10,000 people and likely held very limited military power; no military institutions at all are known from this time and no political influence was exerted on neighboring cities. The city was still influential in other ways; under Erishum I ( 1974–1934 BC), Assur experimented with free trade, the earliest known such experiment in world history, which left the initiative for trade and large-scale foreign transactions entirely to the populace rather than the state. Royal encouragement of trade led to Assur quickly establishing itself as a prominent trading city in northern Mesopotamia and soon thereafter establishing an extensive long-distance trade network, the first notable impression Assyria left in the historical record. Among the evidence left from this trade network are large collections of Old Assyrian cuneiform tablets from Assyrian trade colonies, the most notable of which is a set of 22,000 clay tablets found at Kültepe, near the modern city of Kayseri in Turkey. As trade declined, perhaps due to increased warfare and conflict between the growing states of the Near East, Assur was frequently threatened by larger foreign states and kingdoms. The original Assur city-state, and the Puzur-Ashur dynasty, came to an end 1808 BC when the city was conquered by the Amorite ruler of Ekallatum, Shamshi-Adad I. Shamshi-Adad's extensive conquests in northern Mesopotamia eventually made him the ruler of the entire region, founding what some scholars have termed the "Kingdom of Upper Mesopotamia". The survival of this realm relied chiefly on Shamshi-Adad's own strength and charisma and it thus collapsed shortly after his death 1776 BC.
After Shamshi-Adad's death, the political situation in northern Mesopotamia was highly volatile, with Assur at times coming under the brief control of Eshnunna, Elam and the Old Babylonian Empire. At some point, the city returned to being an independent city-state, though the politics of Assur itself were volatile as well, with fighting between members of Shamshi-Adad's dynasty, native Assyrians and Hurrians for control. The infighting came to an end after the rise of Bel-bani as king 1700 BC. Bel-bani founded the Adaside dynasty, which after his reign ruled Assyria for about a thousand years. Assyria's rise as a territorial state in later times was in large part facilitated by two separate invasions of Mesopotamia by the Hittites. An invasion by the Hittite king Mursili I in 1595 BC destroyed the dominant Old Babylonian Empire, allowing the smaller kingdoms of Mitanni and Kassite Babylonia to rise in the north and south, respectively. Around 1430 BC, Assur was subjugated by Mitanni, an arrangement that lasted for about 70 years, until 1360 BC. Another Hittite invasion by Šuppiluliuma I in the 14th century BC effectively crippled the Mitanni kingdom. After his invasion, Assyria succeeded in freeing itself from its suzerain, achieving independence once more under Ashur-uballit I ( 1363–1328 BC) whose rise to power, independence, and conquests of neighboring territory traditionally marks the rise of the Middle Assyrian Empire ( 1363–912 BC).
Assyrian Empire
Ashur-uballit I was the first native Assyrian ruler to claim the royal title šar ("king"). Shortly after achieving independence, he further claimed the dignity of a great king on the level of the Egyptian pharaohs and the Hittite kings. Assyria's rise was intertwined with the decline and fall of the Mitanni kingdom, its former suzerain, which allowed the early Middle Assyrian kings to expand and consolidate territories in northern Mesopotamia. Under the warrior-kings Adad-nirari I ( 1305–1274 BC), Shalmaneser I ( 1273–1244 BC) and Tukulti-Ninurta I ( 1243–1207 BC), Assyria began to realize its aspirations of becoming a significant regional power. These kings campaigned in all directions and incorporated a significant amount of territory into the growing Assyrian Empire. Under Shalmaneser I, the last remnants of the Mitanni kingdom were formally annexed into Assyria. The most successful of the Middle Assyrian kings was Tukulti-Ninurta I, who brought the Middle Assyrian Empire to its greatest extent. His most notable military achievements were his victory at the Battle of Nihriya 1237 BC, which marked the beginning of the end of Hittite influence in northern Mesopotamia, and his temporary conquest of Babylonia, which became an Assyrian vassal 1225–1216 BC. Tukulti-Ninurta was also the first Assyrian king to try to move the capital away from Assur, inaugurating the new city Kar-Tukulti-Ninurta as capital 1233 BC. The capital was returned to Assur after his death.
Tukulti-Ninurta I's assassination 1207 BC was followed by inter-dynastic conflict and a significant drop in Assyrian power. Tukulti-Ninurta I's successors were unable to maintain Assyrian power and Assyria became increasingly restricted to just the Assyrian heartland, a period of decline broadly coinciding with the Late Bronze Age collapse. Though some kings in this period of decline, such as Ashur-dan I ( 1178–1133 BC), Ashur-resh-ishi I (1132–1115 BC) and Tiglath-Pileser I (1114–1076 BC) worked to reverse the decline and made significant conquests, their conquests were ephemeral and shaky, quickly lost again. From the time of Eriba-Adad II (1056–1054 BC) onward, Assyrian decline intensified. The Assyrian heartland remained safe since it was protected by its geographical remoteness. Since Assyria was not the only state to undergo decline during these centuries, and the lands surrounding the Assyrian heartland were also significantly fragmented, it would ultimately be relatively easy for the reinvigorated Assyrian army to reconquer large parts of the empire. Under Ashur-dan II (934–912 BC), who campaigned in the northeast and northwest, Assyrian decline was at last reversed, paving the way for grander efforts under his successors. The end of his reign conventionally marks the beginning of the Neo-Assyrian Empire (911–609 BC).
Through decades of conquests, the early Neo-Assyrian kings worked to retake the lands of the Middle Assyrian Empire. Since this reconquista had to begin nearly from scratch, its eventual success was an extraordinary achievement. Under Ashurnasirpal II (883–859 BC), the Neo-Assyrian Empire became the dominant political power in the Near East. In his ninth campaign, Ashurnasirpal II marched to the coast of the Mediterranean Sea, collecting tribute from various kingdoms on the way. A significant development during Ashurnasirpal II's reign was the second attempt to transfer the Assyrian capital away from Assur. Ashurnasirpal restored the ancient and ruined town of Nimrud, also located in the Assyrian heartland, and in 879 BC designated that city as the new capital of the empire Though no longer the political capital, Assur remained the ceremonial and religious center of Assyria. Ashurnasirpal II's son Shalmaneser III (859–824 BC) also went on wide-ranging wars of conquest, expanding the empire in all directions. After Shalmaneser III's death, the Neo-Assyrian Empire entered into a period of stagnation dubbed the "age of the magnates", when powerful officials and generals were the principal wielders of political power rather than the king. This time of stagnation came to an end with the rise of Tiglath-Pileser III (745–727 BC), who reduced the power of the magnates, consolidated and centralized the holdings of the empire, and through his military campaigns and conquests more than doubled the extent of Assyrian territory. The most significant conquests were the vassalization of the Levant all the way to the Egyptian border and the 729 BC conquest of Babylonia.
The Neo-Assyrian Empire reached the height of its extent and power under the Sargonid dynasty, founded by Sargon II (722–705 BC). Under Sargon II and his son Sennacherib (705–681 BC), the empire was further expanded and the gains were consolidated. Both kings founded new capitals; Sargon II moved the capital to the new city of Dur-Sharrukin in 706 BC and the year after, Sennacherib transferred the capital to Nineveh, which he ambitiously expanded and renovated, and might even have built the hanging gardens there, one of the seven wonders of the ancient world. The 671 BC conquest of Egypt under Esarhaddon (681–669 BC) brought Assyria to its greatest ever extent. After the death of Ashurbanipal (669–631 BC), the Neo-Assyrian Empire swiftly collapsed. One of the primary reasons was the inability of the Neo-Assyrian kings to resolve the "Babylonian problem"; despite many attempts to appease Babylonia in the south, revolts were frequent all throughout the Sargonid period. The revolt of Babylon under Nabopolassar in 626 BC, in combination with an invasion by the Medes under Cyaxares in 615/614 BC, led to the Medo-Babylonian conquest of the Assyrian Empire. Assur was sacked in 614 BC and Nineveh fell in 612 BC. The last Assyrian ruler, Ashur-uballit II, tried to rally the Assyrian army at Harran in the west but he was defeated in 609 BC, marking the end of the ancient line of Assyrian kings and of Assyria as a state.
Later history
Despite the violent downfall of the Assyrian Empire, Assyrian culture continued to survive through the subsequent post-imperial period (609 BC – AD 240) and beyond. The Assyrian heartland experienced a dramatic decrease in the size and number of inhabited settlements during the rule of the Neo-Babylonian Empire founded by Nabopolassar; the former Assyrian capital cities Assur, Nimrud and Nineveh were nearly completely abandoned. Throughout the time of the Neo-Babylonian and later Achaemenid Empire, Assyria remained a marginal and sparsely populated region. Toward the end of the 6th century BC, the Assyrian dialect of the Akkadian language went extinct, having toward the end of the Neo-Assyrian Empire already largely been replaced by Aramaic as a vernacular language. Under the empires succeeding the Neo-Babylonians, from the late 6th century BC onward, Assyria began to experience a recovery. Under the Achaemenids, most of the territory was organized into the province Athura (Aθūrā). The organization into a single large province, the lack of interference of the Achaemenid rulers in local affairs, and the return of the cult statue of Ashur to Assur soon after the Achaemenids conquered Babylon facilitated the survival of Assyrian culture. Under the Seleucid Empire, which controlled Mesopotamia from the late 4th to mid-2nd century BC, Assyrian sites such as Assur, Nimrud and Nineveh were resettled and a large number of villages were rebuilt and expanded.
After the Parthian Empire conquered the region in the 2nd century BC, the recovery of Assyria continued, culminating in an unprecedented return to prosperity and revival in the 1st to 3rd centuries AD. The region was resettled and restored so intensely that the population and settlement density reached heights not seen since the Neo-Assyrian Empire. The region was under the Parthians primarily ruled by a group of vassal kingdoms, including Osroene, Adiabene and Hatra. Though in some aspects influenced by Assyrian culture, these states were for the most part not ruled by Assyrian rulers. Assur itself flourished under Parthian rule. From around or shortly after the end of the 2nd century BC, the city may have become the capital of its own small semi-autonomous Assyrian realm, either under the suzerainty of Hatra, or under direct Parthian suzerainty. On account of the resemblance between the stelae by the local rulers and those of the ancient Assyrian kings, they may have seen themselves as the restorers and continuators of the old royal line. The ancient Ashur temple was restored in the 2nd century AD. This last cultural golden age came to an end with the sack of Assur by the Sasanian Empire 240. During the sack, the Ashur temple was destroyed again and the city's population was dispersed.
Starting from the 1st century AD onward, many of the Assyrians became Christianized, though holdouts of the old ancient Mesopotamian religion continued to survive for centuries. Despite the loss of political power, the Assyrians continued to constitute a significant portion of the population in northern Mesopotamia until religiously-motivated suppression and massacres under the Ilkhanate and the Timurid Empire in the 14th century, which relegated them to a local ethnic and religious minority. The Assyrians lived largely in peace under the rule of the Ottoman Empire, which gained control of Assyria in 16th century. In the late 19th and early 20th century, when the Ottomans grew increasingly nationalistic, further persecutions and massacres were enacted against the Assyrians, most notably the Sayfo (Assyrian genocide), which resulted in the deaths of as many as 250,000 Assyrians. Throughout the 20th century, many unsuccessful proposals have been made by the Assyrians for autonomy or independence. Further massacres and persecutions, enacted both by governments and by terrorist groups such as the Islamic State, have resulted in most of the Assyrian people living in diaspora.
Government and military
Kingship
In the Assur city-state of the Old Assyrian period, the government was in many respects an oligarchy, where the king was a permanent, albeit not the only prominent, actor. The Old Assyrian kings were not autocrats, with sole power, but rather acted as stewards on behalf of the god Ashur and presided over the meetings of the city assembly, the main Assyrian administrative body during this time. The composition of the city assembly is not known, but it is generally believed to have been made up of members of the most powerful families of the city, many of whom were merchants. The king acted as the main executive officer and chairman of this group of influential individuals and also contributed with legal knowledge and expertise. The Old Assyrian kings were styled as iššiak Aššur ("governor [on behalf] of Ashur"), with Ashur being considered the city's formal king. That the populace of Assur in the Old Assyrian period often referred to the king as rubā’um ("great one") clearly indicates that the kings, despite their limited executive power, were seen as royal figures and as being primus inter pares (first among equals) among the powerful individuals of the city.
Assur first experienced a more autocratic form of kingship under the Amorite conqueror Shamshi-Adad I, the earliest ruler of Assur to use the style šarrum (king) and the title 'king of the Universe'. Shamshi-Adad I appears to have based his more absolute form of kingship on the rulers of the Old Babylonian Empire. Under Shamshi-Adad I, Assyrians also swore their oaths by the king, not just by the god. This practice did not survive beyond his death. The influence of the city assembly had disappeared by the beginning of the Middle Assyrian period. Though the traditional iššiak Aššur continued to be used at times, the Middle Assyrian kings were autocrats, in terms of power having little in common with the rulers of the Old Assyrian period. As the Assyrian Empire grew, the kings began to employ an increasingly sophisticated array of royal titles. Ashur-uballit I was the first to assume the style šar māt Aššur ("king of the land of Ashur") and his grandson Arik-den-ili ( 1317–1306 BC) introduced the style šarru dannu ("strong king"). Adad-nirari I's inscriptions required 32 lines to be devoted just to his titles. This development peaked under Tukulti-Ninurta I, who assumed, among other titles, the styles "king of Assyria and Karduniash", "king of Sumer and Akkad", "king of the Upper and the Lower Seas" and "king of all peoples". Royal titles and epithets were often highly reflective of current political developments and the achievements of individual kings; during periods of decline, the royal titles used typically grew more simple again, only to grow grander once more as Assyrian power experienced resurgences.
The kings of the Middle and Neo-Assyrian periods continued to present themselves, and be viewed by their subjects, as the intermediaries between Ashur and mankind. This position and role was used to justify imperial expansion: the Assyrians saw their empire as being the part of the world overseen and administered by Ashur through his human agents. In their ideology, the outer realm outside of Assyria was characterized by chaos and the people there were uncivilized, with unfamiliar cultural practices and strange languages. The mere existence of the "outer realm" was regarded as a threat to the cosmic order within Assyria and as such, it was the king's duty to expand the realm of Ashur and incorporate these strange lands, converting chaos to civilization. Texts describing the coronation of Middle and Neo-Assyrian kings at times include Ashur commanding the king to "broaden the land of Ashur" or "extend the land at his feet". As such, expansion was cast as a moral and necessary duty. Because the rule and actions of the Assyrian king were seen as divinely sanctioned, resistance to Assyrian sovereignty in times of war was regarded to be resistance against divine will, which deserved punishment. Peoples and polities who revolted against Assyria were seen as criminals against the divine world order. Since Ashur was the king of the gods, all other gods were subjected to him and thus the people who followed those gods should be subjected to the representative of Ashur, the Assyrian king.
The kings also had religious and judicial duties. Kings were responsible for performing various rituals in support of the cult of Ashur and the Assyrian priesthood. They were expected, together with the Assyrian people, to provide offerings to not only Ashur but also all the other gods. From the time of Ashur-resh-ishi I onward, the religious and cultic duties of the king were pushed somewhat into the background, though they were still prominently mentioned in accounts of building and restoring temples. Assyrian titles and epithets in inscriptions from then on generally emphasized the kings as powerful warriors. Developing from their role in the Old Assyrian period, the Middle and Neo-Assyrian kings were the supreme judicial authority in the empire, though they generally appear to have been less concerned with their role as judges than their predecessors in the Old Assyrian period were. The kings were expected to ensure the welfare and prosperity of the Assyria and its people, indicated by multiple inscriptions referring to the kings as "shepherds" (re’û).
Capital cities
No word for the idea of a capital city existed in Akkadian, the nearest being the idea of a "city of kingship", i.e. an administrative center used by the king, but there are several examples of kingdoms having multiple "cities of kingship". Due to Assyria growing out of the Assur city-state of the Old Assyrian period, and due to the city's religious importance, Assur was the administrative center of Assyria through most of its history. Though the royal administration at times moved elsewhere, the ideological status of Assur was never fully superseded and it remained a ceremonial center in the empire even when it was governed from elsewhere. The transfer of the royal seat of power to other cities was ideologically possible since the king was Ashur's representative on Earth. The king, like the deity embodied Assyria itself, and so the capital of Assyria was in a sense wherever the king happened to have his residence.
The first transfer of administrative power away from Assur occurred under Tukulti-Ninurta I, who 1233 BC inaugurated Kar-Tukulti-Ninurta as capital. Tukulti-Ninurta I's foundation of a new capital was perhaps inspired by developments in Babylonia in the south, where the Kassite dynasty had transferred the administration from the long-established city of Babylon to the newly constructed city of Dur-Kurigalzu, also named after a king. It seems that Tukulti-Ninurta I intended to go further than the Kassites and also establish Kar-Tukulti-Ninurta as the new Assyrian cult center. The city was however not maintained as capital after Tukulti-Ninurta I's death, with subsequent kings once more ruling from Assur.
The Neo-Assyrian Empire underwent several different capitals. There is some evidence that Tukulti-Ninurta II (890–884 BC), perhaps inspired by his predecessor of the same name, made unfulfilled plans to transfer the capital to a city called Nemid Tukulti-Ninurta, either a completely new city or a new name applied to Nineveh, which by this point already rivalled Assur in scale and political importance. The capital was transferred under Tukulti-Ninurta II's son Ashurnasirpal II to Nimrud in 879 BC. An architectural detail separating Nimrud and the other Neo-Assyrian capitals from Assur is that they were designed in a way that emphasized royal power: the royal palaces in Assur were smaller than the temples but the situation was reversed in the new capitals. Sargon II transferred the capital in 706 BC to the city Dur-Sharrukin, which he built himself. Since the location of Dur-Sharrukin had no obvious practical or political merit, this move was probably an ideological statement. Immediately after Sargon II's death in 705 BC, his son Sennacherib transferred the capital to Nineveh, a far more natural seat of power. Though it was not meant as a permanent royal residence, Ashur-uballit II chose Harran as his seat of power after the fall of Nineveh in 612 BC. Harran is typically seen as the short-lived final Assyrian capital. No building projects were conducted during this time, but Harran had been long-established as a major religious center, dedicated to the god Sîn.
Aristocracy and elite
Because of the nature of source preservation, more information about the upper classes of ancient Assyria survives than for the lower ones. At the top of Middle and Neo-Assyrian society were members of long-established and large families called "houses". Members of this aristocracy tended to occupy the most important offices within the government and they were likely descendants of the most prominent families of the Old Assyrian period. One of the most influential offices in the Assyrian administration was the position of vizier (sukkallu). From at least the time of Shalmaneser I onward, there were grand viziers (sukkallu rabi’u), superior to the ordinary viziers, who at times governed their own lands as appointees of the kings. At least in the Middle Assyrian period, the grand viziers were typically members of the royal family and the position was at this time, as were many other offices, hereditary.
The elite of the Neo-Assyrian Empire was expanded and included several different offices. The Neo-Assyrian inner elite is typically divided by modern scholars into the "magnates", a set of high-ranking offices, and the "scholars" (ummânī), tasked with advising and guiding the kings through interpreting omens. The magnates included the offices masennu (treasurer), nāgir ekalli (palace herald), rab šāqê (chief cupbearer), rab ša-rēši (chief officer/eunuch), sartinnu (chief judge), sukkallu (grand vizier) and turtanu (commander-in-chief), which at times continued to be occupied by royal family members. Some of the magnates also acted as governors of important provinces and all of them were deeply involved with the Assyrian military, controlling significant forces. They also owned large tax-free estates, scattered throughout the empire. In the late Neo-Assyrian Empire, there was a growing disconnect between the traditional Assyrian elite and the kings due to eunuchs growing unprecedently powerful. The highest offices both in the civil administration and the army began to be occupied by eunuchs with deliberately obscure and lowly origins since this ensured that they would be loyal to the king. Eunuchs were trusted since they were believed to not be able to have any dynastic aspirations of their own.
From the time of Erishum I in the early Old Assyrian period onward, a yearly office-holder, a limmu official, was elected from the influential men of Assyria. The limmu official gave their name to the year, meaning that their name appeared in all administrative documents signed that year. Kings were typically the limmu officials in their first regnal years. In the Old Assyrian period, the limmu officials also held substantial executive power, though this aspect of the office had disappeared by the time of the rise of the Middle Assyrian Empire.
Administration
The success of Assyria was not only due to energetic kings who expanded its borders but more importantly due to its ability to efficiently incorporate and govern conquered lands. From the rise of Assyria as a territorial state at the beginning of the Middle Assyrian period onward, Assyrian territory was divided into a set of provinces or districts (pāḫutu). The total number and size of these provinces varied and changed as Assyria expanded and contracted. Every province was headed by a provincial governor (bel pāḫete, bēl pīhāti or šaknu) who was responsible for handling local order, public safety and economy. Governors also stored and distributed the goods produced in their province, which were inspected and collected by royal representatives once a year. Through these inspections, the central government could keep track of current stocks and production throughout the country. Governors had to pay both taxes and offer gifts to the god Ashur, though such gifts were usually small and mainly symbolic. The channeling of taxes and gifts were not only a method of collecting profit but also served to connect the elite of the entire empire to the Assyrian heartland. In the Neo-Assyrian period, an extensive hierarchy within the provincial administration is attested. At the bottom of this hierarchy were lower officials, such as village managers (rab ālāni) who oversaw one or more villages, collecting taxes in the form of labor and goods and keeping the administration informed of the conditions of their settlements, and corvée officers (ša bēt-kūdini) who kept tallies on the labor performed by forced laborers and the remaining time owed. Individual cities had their own administrations, headed by mayors (ḫazi’ānu), responsible for the local economy and production.
Some regions of the Assyrian Empire were not incorporated into the provincial system but were still subjected to the rule of the Assyrian kings. Such vassal states could be ruled indirectly through allowing established local lines of kings to continue ruling in exchange for tribute or through the Assyrian kings appointing their own vassal rulers. Through the ilku system, the Assyrian kings could also grant arable lands to individuals in exchange for goods and military service.
To overcome the challenges of governing a large empire, the Neo-Assyrian Empire developed a sophisticated state communication system, which included various innovative techniques and relay stations. Per estimates by Karen Radner, an official message sent in the Neo-Assyrian period from the western border province Quwê to the Assyrian heartland, a distance of 700 kilometers (430 miles) over a stretch of lands featuring many rivers without any bridges, could take less than five days to arrive. Such communication speed was unprecedented before the rise of the Neo-Assyrian Empire and was not surpassed in the Middle East until the telegraph was introduced by the Ottoman Empire in 1865, nearly two and a half thousand years after the Neo-Assyrian Empire's fall.
Military
The Assyrian army was throughout its history mostly composed of levies, mobilized only when they were needed (such as in the time of campaigns). Through regulations, obligations and sophisticated government systems, large amounts of soldiers could be recruited and mobilized already in the early Middle Assyrian period. A small central standing army unit was established in the Neo-Assyrian Empire, dubbed the kiṣir šarri ("king's unit"). Some professional (though not standing) troops are also attested in the Middle Assyrian period, dubbed ḫurādu or ṣābū ḫurādātu, though what their role was is not clear due to the scarcity of sources. Perhaps this category included archers and charioteers, who needed more extensive training than normal foot soldiers.
The Assyrian army developed and evolved over time. In the Middle Assyrian period, foot soldiers were divided into the sạ bū ša kakkē ("weapon troops") and the sạ bū ša arâtē ("shield-bearing troops") but surviving records are not detailed enough to determine what the differences were. It is possible that the sạ bū ša kakkē included ranged troops, such as slingers (ṣābū ša ušpe) and archers (ṣābū ša qalte). The chariots in the army composed a unit of their own. Based on surviving depictions, chariots were crewed by two soldiers: an archer who commanded the chariot (māru damqu) and a driver (ša mugerre). Chariots first entered extensive military use under Tiglath-Pileser I in the 12th–11th centuries BC and were in the later Neo-Assyrian period gradually phased out in favor of cavalry (ša petḫalle). In the Middle Assyrian period, cavalry was mainly used for escorting or message deliveries.
Under the Neo-Assyrian Empire, important new developments in the military were the large-scale introduction of cavalry, the adoption of iron for armor and weapons, and the development of new and innovative siege warfare techniques. At the height of the Neo-Assyrian Empire, the Assyrian army was the strongest army yet assembled in world history. The number of soldiers in the Neo-Assyrian army was likely several hundred thousand. The Neo-Assyrian army was subdivided into kiṣru, composed of perhaps 1,000 soldiers, most of whom would have been infantry soldiers (zūk, zukkû or raksūte). The infantry was divided into three types: light, medium and heavy, with varying weapons, level of armor and responsibilities. While on campaign, the Assyrian army made heavy use of both interpreters/translators (targumannu) and guides (rādi kibsi), both probably being drawn from foreigners resettled in Assyra.
Population and society
Population and social standing
Populace
The majority of the population of ancient Assyria were farmers who worked land owned by their families. Old Assyrian society was divided into two main groups: slaves (subrum) and free citizens, referred to as awīlum ("men") or DUMU Aššur ("sons of Ashur"). Among the free citizens there was also a division into rabi ("big") and ṣaher ("small") members of the city assembly. Assyrian society grew more complex and hierarchical over time. In the Middle Assyrian Empire, there were several groups among the lower classes, the highest of which were the free men (a’ılū), who like the upper classes could receive land in exchange for performing duties for the government, but who could not live on these lands since they were comparably small. Below the free men were the unfree men (šiluhlu̮). The unfree men had given up their freedom and entered the services of others on their own accord, and were in turn provided with clothes and rations. Many of them probably originated as foreigners. Though similar to slavery, it was possible for an unfree person to regain their freedom by providing a replacement and they were during their service considered the property of the government rather than their employers. Other lower classes of the Middle Assyrian period included the ālāyû ("village residents"), ālik ilke (people recruited through the ilku system) and the hupšu, though what these designations meant in terms of social standing and living standards is not known.
The Middle Assyrian structure of society by and large endured through the subsequent Neo-Assyrian period. Below the higher classes of Neo-Assyrian society were free citizens, semi-free laborers and slaves. It was possible through steady service to the Assyrian state bureaucracy for a family to move up the social ladder; in some cases stellar work conducted by a single individual enhanced the status of their family for generations to come. In many cases, Assyrian family groups, or "clans", formed large population groups within the empire referred to as tribes. Such tribes lived together in villages and other settlements near or adjacent to their agricultural lands.
Slavery was an intrinsic part of nearly every society in the ancient Near East. There were two main types of slaves in ancient Assyria: chattel slaves, primarily foreigners who were kidnapped or who were spoils of war, and debt slaves, formerly free men and women who had been unable to pay off their debts. In some cases, Assyrian children were seized by authorities due to the debts of their parents and sold off into slavery when their parents were unable to pay. Children born to slave women automatically became slaves themselves, unless some other arrangement had been agreed to. Though Old Babylonian texts frequently mention the geographical and ethnic origin of slaves, there is only a single known such reference in Old Assyrian texts (whereas there are many describing slaves in a general sense), a slave girl explicitly being referred to as Subaraean, indicating that ethnicity was not seen as very important in terms of slavery. The surviving evidence suggests that the number of slaves in Assyria never reached a large share of the population. In the Akkadian language, several terms were used for slaves, commonly wardum, though this term could confusingly also be used for (free) official servants, retainers and followers, soldiers and subjects of the king. Because many individuals designated as wardum in Assyrian texts are described as handling property and carrying out administrative tasks on behalf of their masters, many may have in actuality been free servants and not slaves in the common meaning of the term. A number of wardum are however also recorded as being bought and sold.
Status of women
The main evidence concerning the lives of ordinary women in ancient Assyria is in administrative documents and law codes. There was no legal distinction between men and women in the Old Assyrian period and they had more or less the same rights in society. Since several letters written by women are known from the Old Assyrian period, it is evident that women were free to learn how to read and write. Both men and women paid the same fines, could inherit property, participated in trade, bought, owned, and sold houses and slaves, made their own last wills, and were allowed to divorce their partners. Records of Old Assyrian marriages confirm that the dowry to the bride belonged to her, not the husband, and it was inherited by her children after her death. Although they were equal legally, men and women in the Old Assyrian period were raised and socialized differently and had different social expectations and obligations. Typically, girls were raised by their mothers, taught to spin, weave, and help with daily tasks and boys were taught trades by masters, later often following their fathers on trade expeditions. Sometimes the eldest daughter of a family was consecrated as a priestess. She was not allowed to marry and became economically independent.
Wives were expected to provide their husbands with garments and food. Although marriages were typically monogamous, husbands were allowed to buy a female slave in order to produce an heir if his wife was infertile. The wife was allowed to choose that slave and the slave never gained the status of a second wife. Husbands who were away on long trading journeys were allowed to take a second wife in one of the trading colonies, although with strict rules that must be followed: the second wife was not allowed to accompany him back to Assur and both wives had to be provided with a home to live in, food, and wood.
The status of women decreased in the Middle Assyrian period, as can be gathered from laws concerning them among the Middle Assyrian Laws. Among these laws were punishments for various crimes, often sexual or marital ones. Although they did not deprive women of all their rights and they were not significantly different from other ancient Near Eastern laws of their time, the Middle Assyrian Laws effectively made women second-class citizens. However, it is not clear how strongly these laws were enforced. These laws gave men the right to punish their wives as they wished. Among the harshest punishments written into these laws, for a crime not even committed by the woman, was that a raped woman would be forcibly married to her rapist. These laws also specified that certain women were obliged to wear veils while out on the street, marital status being the determining factor. Some women, such as slave women and ḫarımtū women, were prohibited from wearing veils and others, such as certain priestesses, were only allowed to wear veils if they were married.
Not all laws were suppressive against women; women whose husbands died or were taken prisoner in war, and who did not have any sons or relatives to support them, were guaranteed support from the government. The ḫarımtū women have historically been believed to have been prostitutes, but today, are interpreted as women with an independent social existence, i.e. not tied to a husband, father, or institution. Although most ḫarımtū appear to have been poor, there were noteworthy exceptions. The term appears with negative connotations in several texts. Their mere existence makes it clear that it was possible for women to live independent lives, despite their lesser social standing during that period.
During the Neo-Assyrian period that followed, royal and upper-class women experienced increased influence. Women attached to the Neo-Assyrian royal court sent and received letters, were independently wealthy, and could buy and own lands of their own. The queens of the Neo-Assyrian Empire are better attested historically than queens of preceding periods of the culture. Under the Sargonid dynasty, they were granted their own military units, sometimes they are known to have partaken alongside other units in military campaigns.
Among the most influential women of the Neo-Assyrian period were Shammuramat, queen of Shamshi-Adad V (824–811 BC), who in the reign of her son Adad-nirari III (811–783 BC) might have been regent and participated in military campaigns. Another is Naqi'a, who influenced politics in the reigns of Sennacherib, Esarhaddon, and Ashurbanipal.
Economy
In the Old Assyrian period, a major portion of Assur's population was involved in the city's international trade. As can be gathered from hiring contracts and other records, the trade involved people of many different occupations, including porters, guides, donkey drivers, agents, traders, bakers and bankers. Because of the extensive cuneiform records known from the period, details of the trade are relatively well-known. It has been estimated that just in the period 1950–1836 BC, twenty-five tons of Anatolian silver was transported to Assur, and that approximately one hundred tons of tin and 100,000 textiles were transported to Anatolia in return. The Assyrians also sold livestock, processed goods and reed products. In many cases, the materials sold by Assyrian colonists came from far-away places; the textiles sold by Assyrians in Anatolia were imported from southern Mesopotamia and the tin came from the east in the Zagros Mountains.
After international trade declined in the 19th century BC, the Assyrian economy became increasingly oriented toward the state. In the Neo-Assyrian period, the wealth generated through private investments was dwarfed by the wealth of the state, which was by far the largest employer in the empire and had a monopoly on agriculture, manufacturing and exploitation of minerals. The imperial economy advantaged mainly the elite, since it was structured in a way that ensured that surplus wealth flowed to the government and was then used for the maintenance of the state throughout the empire. Though all means of production were owned by the state, there also continued to be a vibrant private economic sector within the empire, with property rights of individuals ensured by the government.
Personal identity and continuity
Ethnicity and culture are largely based in self-perception and self-designation. A distinct Assyrian identity seems to have formed already in the Old Assyrian period, when distinctly Assyrian burial practices, foods and dress codes are attested and Assyrian documents appear to consider the inhabitants of Assur to be a distinct cultural group. A wider Assyrian identity appears to have spread across northern Mesopotamia under the Middle Assyrian Empire, since later writings concerning the reconquests of the early Neo-Assyrian kings refer to some of their wars as liberating the Assyrian people of the cities they reconquered.
Surviving evidence suggests that the ancient Assyrians had a relatively open definition of what it meant to be Assyrian. Modern ideas such as a person's ethnic background, or the Roman idea of legal citizenship, do not appear to have been reflected in ancient Assyria. Although Assyrian accounts and artwork of warfare frequently describe and depict foreign enemies, they are not depicted with different physical features, but rather with different clothing and equipment. Assyrian accounts describe enemies as barbaric only in terms of their behavior, as lacking correct religious practices, and as doing wrongdoings against Assyria. All things considered, there does not appear to have been any well-developed concepts of ethnicity or race in ancient Assyria. What mattered for a person to be seen by others as Assyrian was mainly fulfillment of obligations (such as military service), being affiliated with the Assyrian Empire politically and maintaining loyalty to the Assyrian king. One of the inscriptions that attest to this view, as well as royal Assyrian policies enacted to encourage assimilation and cultural mixture, is Sargon II's account of the construction of Dur-Sharrukin. One of the passages of the inscription reads:
Although the text clearly differentiates the new settlers from those that had been "born Assyrians", the aim of Sargon's policy was also clearly to transform the new settlers into Assyrians through appointing supervisors and guides to teach them. Though the expansion of the Assyrian Empire, in combination with resettlements and deportations, changed the ethno-cultural make-up of the Assyrian heartland, there is no evidence to suggest that the more ancient Assyrian inhabitants of the land ever disappeared or became restricted to a small elite, nor that the ethnic and cultural identity of the new settlers was anything other than "Assyrian" after one or two generations.
Although the use of the term "Assyrian" by the modern Assyrian people has historically been the target of misunderstanding and controversy, both politically and academically, Assyrian continuity is generally scholarly accepted based on both historical and genetic evidence in the sense that the modern Assyrians are regarded to be descendants of the population of the ancient Assyrian Empire. Though the ancient Akkadian language and cuneiform script did not survive for long in Assyria after the empire was destroyed in 609 BC, Assyrian culture clearly did; the old Assyrian religion continued to be practised at Assur until the 3rd century AD, and at other sites for centuries thereafter, gradually losing ground to Christianity. At Mardin, believers in the old religion are known from as late as the 18th century. Individuals with names harkening back to ancient Mesopotamia are also attested at Assur until it was sacked for the last time in AD 240 and at other sites as late as the 13th century. Though many foreign states ruled over Assyria in the millennia following the empire's fall, there is no evidence of any large scale influx of immigrants that replaced the original population, which instead continued to make up a significant portion of the region's people until the Mongol and Timurid massacres in the late 14th century.
In pre-modern Syriac-language (the type of Aramaic used in Christian Mesopotamian writings) sources, the typical self-designations used are ʾārāmāyā ("Aramean") and suryāyā, with the term ʾāthorāyā ("Assyrian") rarely being used as a self-designation. The terms Assyria (ʾāthor) and Assyrian (ʾāthorāyā) were however used in several senses in pre-modern times; most notably being used for the ancient Assyrians and for the land surrounding Nineveh (and for the city of Mosul, built next to Nineveh's ruins). In Syriac translations of the Bible, the term ʾāthor is also used to refer to the ancient Assyrian Empire. In the sense of a citizen of Mosul, the designation ʾāthorāyā were used for some individuals in the pre-modern period. The reluctance of Christians to use ʾāthorāyā as a self-designation could perhaps be explained by the Assyrians described in the Bible being prominent enemies of Israel; the term ʾāthorāyā was sometimes employed in Syriac writings as a term for enemies of Christians. In this context, the term was sometimes applied to the Persians of the Sasanian Empire; the 4th-century Syriac writer Ephrem the Syrian for instance referred to the Sasanian Empire as "filthy ʾāthor, mother of corruption". In a similar fashion, the term was also sometimes applied to the later Muslim rulers.
The self-designation suryāyā, suryāyē or sūrōyē, sometimes translated as "Syrian", is believed to be derived from the Akkadian term assūrāyu ("Assyrian"), which was sometimes even in ancient times rendered in the shorter form sūrāyu. Some medieval Syriac Christian documents used āsūrāyē and sūrāyē, rather than āthōrāyē, also for the ancient Assyrians. Medieval and modern Armenian sources also connected assūrāyu and suryāyā, consistently referring to the Aramaic-speaking Christians of Mesopotamia and Syria as Asori.
Despite the complex issue of self-designations, pre-modern Syriac-language sources at times identified positively with the ancient Assyrians and drew connections between the ancient empire and themselves. Most prominently, ancient Assyrian kings and figures long appeared in local folklore and literary tradition and claims of descent from ancient Assyrian royalty were forwarded both for figures in folklore and by actual living high-ranking members of society in northern Mesopotamia. Visits by missionaries from various western churches to the Assyrian heartland in the 18th century likely contributed to the Assyrian people more strongly relating their self-designation and identity to ancient Assyria; in the context of interactions with westerners who connected them to the ancient Assyrians, and due to an increasing number of atrocities and massacres directed against them, the Assyrian people experienced a cultural "awakening" or "renaissance" toward the end of the 19th century, which led to the development of a national ideology more strongly rooted in their descent from ancient Assyria and a re-adoption of self-designations such as ʾāthorāyā and ʾāsurāyā. Today, sūryōyō or sūrāyā are the predominant self-designations used by Assyrians in their native language, though they are typically translated as "Assyrian" rather than "Syrian".
Culture
Languages
Akkadian
The ancient Assyrians primarily spoke and wrote the Assyrian language, a Semitic language (i.e. related to modern Hebrew and Arabic) closely related to Babylonian, spoken in southern Mesopotamia. Both Assyrian and Babylonian are generally regarded by modern scholars to be dialects of the Akkadian language. This is a modern convention since contemporary ancient authors considered Assyrian and Babylonian to be two separate languages; only Babylonian was referred to as akkadûm, with Assyrian being referred to as aššurû or aššurāyu. Though both were written with cuneiform script, the signs look quite different and can be distinguished relatively easily. Given the vast timespan covered by ancient Assyria, the Assyrian language developed and evolved over time. Modern scholars broadly categorize it into three different periods, roughly (though far from precisely) corresponding to the periods used to divide Assyrian history: the Old Assyrian language (2000–1500 BC), Middle Assyrian language (1500–1000 BC) and Neo-Assyrian language (1000–500 BC). Because the record of Assyrian tablets and documents is still somewhat spotty, many of the stages of the language remain poorly known and documented.
The signs used in Old Assyrian texts are for the most part less complex than those used during the succeeding Middle and Neo-Assyrian periods and they were fewer in number, amounting to no more than 150–200 unique signs, most of which were syllabic signs (representing syllables). Due to the limited number of signs used, Old Assyrian is relatively easier to decipher for modern researchers than later forms of the language, though the limited number of signs also means that there are in cases several possible alternative phonetic values and readings. This means that while it is easy to decipher the signs, many researchers remain uncomfortable with the language itself. Though it was a more archaic variant of the later Assyrian language, Old Assyrian also contains several words that are not attested in later periods, some being peculiar early forms of words and others being names for commercial terms or various textile and food products from Anatolia.
In the Middle and Neo-Assyrian empires, the later versions of the Assyrian language were not the only versions of Akkadian used. Though Assyrian was typically used in letters, legal documents, administrative documents, and as a vernacular, Standard Babylonian was also used in an official capacity. Standard Babylonian was a highly codified version of ancient Babylonian, as used around 1500 BC, and was used as a language of high culture, for nearly all scholarly documents, literature, poetry and royal inscriptions. The culture of the Assyrian elite was strongly influenced by Babylonia in the south; in a vein similar to how Greek civilization was respected in, and influenced, ancient Rome, the Assyrians had much respect for Babylon and its ancient culture.
Because of the multilingual nature of the vast empire, many loan words are attested as entering the Assyrian language during the Neo-Assyrian period. The number of surviving documents written in cuneiform grow considerably fewer in the late reign of Ashurbanipal, which suggests that the language was declining since it is probably attributable to an increased use of Aramaic, often written on perishable materials such as leather scrolls or papyrus. The ancient Assyrian language did not disappear completely until around the end of the 6th century BC, well into the subsequent post-imperial period.
Aramaic and other languages
Because the Assyrians never imposed their language on foreign peoples whose lands they conquered outside of the Assyrian heartland, there were no mechanisms in place to stop the spread of languages other than Akkadian. Beginning with the migrations of Arameans into Assyrian territory during the Middle Assyrian period, this lack of linguistic policies facilitated the spread of the Aramaic language. As the most widely spoken and mutually understandable of the Semitic languages (the language group containing many of the languages spoken through the empire), Aramaic grew in importance throughout the Neo-Assyrian period and increasingly replaced the Neo-Assyrian language even within the Assyrian heartland itself. From the 9th century BC onward, Aramaic became the de facto lingua franca of the Neo-Assyrian Empire, with Neo-Assyrian and other forms of Akkadian becoming relegated to a language of the political elite.
From the time of Shalmaneser III, in the 9th century BC, Aramaic was used in state-related contexts alongside Akkadian and by the time of Tiglath-Pileser III, the kings employed both Akkadian and Aramaic-language royal scribes, confirming the rise of Aramaic to a position of an official language used by the imperial administration. During the time after the fall of the Neo-Assyrian Empire, the old Assyrian language was completely abandoned in Mesopotamia in favor of Aramaic. By 500 BC, Akkadian was probably no longer a spoken language.
Modern Assyrian people refer to their language as "Assyrian" (Sūrayt or Sūreth). Though it has little in common with the Assyrian dialect of the Akkadian language, it is a modern version of the ancient Mesopotamian Aramaic. The language retains some influence of ancient Akkadian, particularly in the form of loanwords. Modern Assyrian varieties of Aramaic are often referred to by scholars as Neo-Aramaic or Neo-Syriac. As a liturgical language, many Assyrians also speak Syriac, a codified version of classical Aramaic as spoken at Edessa during the Christianization of Assyria.
Another language sometimes used in ancient Assyria as a language of scholarship and culture, though only in written form, was the ancient Sumerian language. At the height of the Neo-Assyrian Empire, various other local languages were also spoken within the imperial borders, though none achieved the same level of official recognition as Aramaic.
Architecture
There are three surviving forms of primary evidence for the architecture of ancient Assyria. The most important form is the surviving buildings themselves, found through archaeological excavations, but important evidence can also be gathered from both contemporary documentation, such as letters and administrative documents that describe buildings that might not have been preserved, as well as documentation by later kings concerning the building works of previous kings. Assyrian buildings and construction works were almost always constructed out of mudbrick. Limestone was also used, though primarily only in works such as aqueducts and river walls, exposed to running water, and defensive fortifications.
In order to support large buildings, they were often built on top of foundation platforms or on mud brick foundations. Floors were typically made of rammed earth, covered in important rooms with carpets or reed mats. Floors in locations that were exposed to the elements, such as outside on terraces or in courtyards, were paved with stone slabs or backed bricks. Roofs, particularly in larger rooms, were supported through the use of wooden beams.
The ancient Assyrians accomplished several technologically complex construction projects, including constructions of whole new capital cities, which indicates sophisticated technical knowledge. Though in large part following previous Mesopotamian architecture, there are several characteristic features of ancient Assyrian architecture. Some examples of features of ancient Assyrian architecture include stepped merlons, vaulted roofs, and palaces to a large degree often being made up of sets of self-contained suites.
Art
A relatively large number of statues and figurines have been recovered from the ruins of temples in Assur dating to the Early Assyrian period. Most of the surviving artwork from this time was clearly influenced by the artwork of foreign powers. For instance, a set of 87 alabaster figures of male and female worshippers from Assur before the rise of the Akkadian Empire greatly resembles Early Dynastic Sumerian figures. Because of variation in artwork elsewhere, the artwork of early Assur was also highly variable depending on the time period, ranging from highly stylized to highly naturalistic.
Among the most unique finds from the Early period is the head of a woman of which her eyes, eyebrows, and elaborate hair covering were originally inlaid. This head is typical of the art style of the Akkadian period, with an overall naturalistic style, smooth and soft curves and a full mouth. Another unique art piece from the early period is an ivory figurine of a nude woman, and fragments of at least five additional similar figurines. The ivory used might have come from Indian elephants, which would indicate trade between early Assur and the early tribes and states of Iran. Among other artwork known from the early period are a handful of large stone statues of rulers (governors and foreign kings), figures of animals, and stone statues of naked women.
The artwork known from the Old Assyrian period, other than a few objects such as a partial stone statue perhaps depicting Erishum I, is largely limited to seals and impressions of seals on cuneiform documents. Royal seals from the Puzur-Ashur dynasty of kings, prior to the rise of Shamshi-Adad I, are very similar to the seals of the kings of the Third Dynasty of Ur. In the Middle Assyrian period, from Ashur-uballit I onward, seals looked quite different and appear to emphasize royal power, rather than the theological and cosmic sources of the king's right to rule. Among non-royal seals of the Middle Assyrian period a wide assortment of different motifs are known, including both religious scenes and peaceful scenes of animals and trees. From the time of Tukulti-Ninurta I onward, seals also sometimes featured contests and struggles between humans, various animals, and mythological creatures.
Several other new artistic innovations were also made in the Middle Assyrian period. In the temple dedicated to Ishtar in Assur, four cult pedestals (or "altars") from the time of Tukulti-Ninurta I have been discovered. These altars were decorated with various motifs, common inclusions being the king (sometimes multiple times) and protective divine figures and standards. One of the pedestals preserves along the lower step of its base a relief image which is the earliest known narrative image in Assyrian art history. This relief, which is not very well-preserved, appears to depict rows of prisoners before the Assyrian king. The earliest known Assyrian wall paintings are also from the time of Tukulti-Ninurta I, from his palace in Kar-Tukulti-Ninurta. Motifs included plant-based patterns (rosettes and palmettes), trees and bird-headed genies. The colors used to paint the walls included black, red, blue, and white. An unusual limestone statue of a nude woman is known from Nineveh from the time of Ashur-bel-kala (1074–1056 BC). An entirely new type of monument introduced in the 11th century BC were obelisks; four-sided stone stelae decorated all around with both images and text. Obelisks saw continued use until at least the 9th century BC.
Compared to other periods, a larger amount of artwork survives from the Neo-Assyrian period, particularly monumental art made under the patronage of the kings. The most well-known form of Neo-Assyrian monumental art are wall reliefs, carved stone artwork that lined the internal and external walls of temples and palaces. Another well-known form of Neo-Assyrian art are colossi, often human-headed lions or bulls (lamassu), that were placed at the gates of temples, palaces and cities. The earliest known examples of both wall reliefs and colossi are from the reign of Ashurnasirpal II, who might have been inspired by the Hittite monumental art that he saw on his campaigns to the Mediterranean. Wall paintings such as those made under Tukulti-Ninurta I in the Middle Assyrian period also continued to be used, sometimes to supplement wall reliefs and sometimes instead of them. Interior walls could be decorated by covering the mudbrick used in construction with painted mud plaster and exterior walls were at times decorated with glazed and painted tiles or bricks. The most extensive known surviving sets of wall reliefs are from the reign of Sennacherib. In terms of Neo-Assyrian artwork, modern scholars have paid particular attention to the reliefs produced under Ashurbanipal, which have been described as possessing a distinct "epic quality" unlike the art under his predecessors.
Scholarship and literature
Ancient Assyrian literature drew heavily on Babylonian literary traditions. Both the Old and Middle Assyrian periods are limited in terms of surviving literary texts. The most important surviving Old Assyrian literary work is Sargon, Lord of Lies, a text found in a well-preserved version on a cuneiform tablet from Kültepe. Once thought to have been a parody, the tale is a first-person narrative of the reign of Sargon of Akkad, the founder of the Akkadian Empire. The text follows Sargon as he gains strength from the god Adad, swears by Ishtar, the "lady of combat", and speaks with the gods. Surviving Middle Assyrian literature is only slightly more diverse. A distinct Assyrian scholarship tradition, though still drawing on Babylonian tradition, is conventionally placed as beginning around the time of the beginning of the Middle Assyrian period. The rising status of scholarship at this time might be connected to the kings beginning to regard amassing knowledge as a way to strengthen their power. Known Middle Assyrian works include the Tukulti-Ninurta Epic (a narrative of the reign of Tukulti-Ninurta I and his exploits), fragments of other royal epics, The Hunter (a short martial poem) and some royal hymns.
The clear majority of surviving ancient Assyrian literature is from the Neo-Assyrian period. The kings of the Neo-Assyrian Empire began to see preserving knowledge as one of their responsibilities, and not (as previous kings had) a responsibility of private individuals and temples. This development might have originated with the kings no longer viewing the divination performed by their diviners as enough and wished to have access to the relevant texts themselves. The office of chief scholar is first attested in the reign of the Neo-Assyrian king Tukulti-Ninurta II.
Most of the surviving ancient Assyrian literature comes from the Neo-Assyrian Library of Ashurbanipal, which included more than 30,000 documents. Libraries were built in the Neo-Assyrian period to preserve knowledge of the past and maintain scribal culture. Neo-Assyrian texts fall into a wide array of genres, including divinatory texts, divination reports, treatments for the sick (either medical or magical), ritual texts, incantations, prayers and hymns, school texts and literary texts. An innovation of the Neo-Assyrian period were the annals, a genre of texts recording the events of the reigns of a king, particularly military exploits. Annals were disseminated throughout the empire and probably served propagandistic purposes, supporting the legitimacy of the king's rule. Various purely literary works, previously aligned by scholars with propaganda, are known from the Neo-Assyrian period. Such works include, among others, the Underworld Vision of an Assyrian Crown Prince, the Sin of Sargon and the Marduk Ordeal. In addition to their own works, the Assyrians also copied and preserved earlier Mesopotamian literature. The inclusion of texts such as the Epic of Gilgamesh, the Enûma Eliš (the Babylonian creation myth), Erra, the Myth of Etana and the Epic of Anzu in the Library of Ashurbanipal is the primary reason for how such texts have survived to the present day.
Religion
Ancient Assyrian religion
Knowledge of the ancient polytheistic Assyrian religion, referred to as "Ashurism" by some modern Assyrians, is mostly limited to state cults given that little can be ascertained of the personal religious beliefs and practices of the common people of ancient Assyria. The Assyrians worshipped the same pantheon of gods as the Babylonians in southern Mesopotamia. The chief Assyrian deity was the national deity Ashur. Though the deity and the ancient capital city are commonly distinguished by modern historians through calling the god Ashur and the city Assur, both were inscribed in the exact same way in ancient times (Aššur). In documents from the preceding Old Assyrian period, the city and god are often not clearly differentiated, which suggests that Ashur originated sometime in the Early Assyrian period as a deified personification of the city itself. Below Ashur, the other Mesopotamian deities were organized in a hierarchy, with each having their own assigned roles (the sun-god Shamash was for instance regarded as a god of justice and Ishtar was seen as a goddess of love and war) and their own primary seats of worship (Ninurta was for instance primarily worshipped at Nimrud and Ishtar primarily at Arbela). Quintessentially Babylonian deities such as Enlil, Marduk, and Nabu were worshipped in Assyria just as much as in Babylonia, and several traditionally Babylonian rituals, such as the akitu festival, were borrowed in the north.
Ashur's role as the chief deity was flexible and changed with the changing culture and politics of the Assyrians themselves. In the Old Assyrian period, Ashur was mainly regarded as a god of death and revival, related to agriculture. Under the Middle and Neo-Assyrian Empire, Ashur's role was expanded and thoroughly altered. Possibly originating as a reaction to the period of suzerainty under the Mittani kingdom, Middle Assyrian theology presented Ashur as a god of war, who bestowed the Assyrian kings not only with divine legitimacy, something retained from the Old Assyrian period, but also commanded the kings to enlarge Assyria ("the land of Ashur") with Ashur's "just scepter", i.e. expand the Assyrian Empire through military conquest. This militarization of Ashur might also have derived from the Amorite conqueror Shamshi-Adad I equating Ashur with the southern Enlil during his rule over northern Mesopotamia in the 18th and 17th centuries BC. In the Middle Assyrian period, Ashur is attested with the title "king of the gods", a role previous civilizations in both northern and southern Mesopotamia ascribed to Enlil. The development of equating Ashur with Enlil, or at least transferring Enlil's role to Ashur, was paralleled in Babylon, where the previously unimportant local god Marduk was elevated in the reign of Hammurabi (18th century BC) to the head of the pantheon, modelled after Enlil.
Assyrian religion was centered in temples, monumental structures that included a central shrine which housed the cult statue of the temple's god, and several subordinate chapels with space for statues of other deities. Temples were typically self-contained communities; they had their own economic resources, chiefly in the form of land holdings, and their own hierarchically organized personnel. In later times, temples became increasingly dependent on royal benefits, in the shape of specific taxes, offerings and donations of booty and tribute. The head of a temple was titled as the "chief administrator" and was responsible to the Assyrian king since the king was regarded to be Ashur's representative in the mortal world. Records from temples showcase that divination in the form of astrology and extispicy (studying the entrails of dead animals) were important parts of the Assyrian religion since they were believed to be means through which deities communicated with the mortal world.
Unlike many other ancient empires, the Neo-Assyrian Empire did at its height not impose its culture and religion on conquered regions; there were no significant temples built for Ashur outside of northern Mesopotamia. In the post-imperial period, after the fall of the Neo-Assyrian Empire, the Assyrians continued to venerate Ashur and the rest of the pantheon, though without the Assyrian state, religious beliefs in many parts of the Assyrian heartland diverged and developed in different directions. From the time of Seleucid rule over the region (4th to 2nd century BC) onward, there was a strong influence of the ancient Greek religion, with many Greek deities becoming syncretized with Mesopotamian deities. There was also some influence of Judaism, given that the kings of Adiabene, a vassal kingdom covering much of the old Assyrian heartland, converted to Judaism in the 1st century AD. In the 1st century BC onward, as a frontier region between the Roman and the Parthian empires, Assyria was likely highly religiously complex and diverse. Under Parthian rule, both old and new gods were worshipped at Assur. As late as the time of the city's second destruction in the 3rd century AD, the most important deity was still Ashur, known during this time as Assor or Asor. Worship of Ashur during this time was carried out in the same way as it had been in ancient times, per a cultic calendar effectively identical to that used under the Neo-Assyrian Empire 800 years prior. The ancient Mesopotamian religion persisted in some places for centuries after the end of the post-imperial period, such as at Harran until at least the 10th century (the "Sabians" of Harran) and at Mardin until as late as the 18th century (the Shamsīyah).
Christianity
The Church of the East developed early in Christian history. Though tradition holds that Christianity was first spread to Mesopotamia by Thomas the Apostle, the exact timespan when the Assyrians were first Christianized is unknown. The city of Arbela was an important early Christian center; according to the later Chronicle of Arbela, Arbela became the seat of a bishop already in AD 100, but the reliability of this document is questioned among scholars. It is however known that both Arbela and Kirkuk later served as important Christian centers in the Sasanian and later Islamic periods. According to some traditions, Christianity took hold in Assyria when Saint Thaddeus of Edessa converted King Abgar V of Osroene in the mid-1st century AD. From the 3rd century AD onward, it is clear that Christianity was becoming the major religion of the region, with Christ replacing the old Mesopotamian deities. Assyrians had by this time already intellectually contributed to Christian thought; in the 1st century AD, the Christian Assyrian writer Tatian composed the influential Diatessaron, a synoptic rendition of the gospels.
Though Christianity is today an intrinsic part of Assyrian identity, Assyrian Christians have over the centuries splintered into a number of different Christian denominations. Though the prominent Assyrian Church of the East, the followers of which have often been termed "Nestorians", continues to exist, other prominent eastern churches include the Chaldean Catholic Church, which split off in the 16th century, the Syriac Orthodox Church, the Syriac Catholic Church, and the Ancient Church of the East, which branched off from the Assyrian Church of the East in 1968.
Though these churches have been distinct for centuries, they still follow much of the same liturgical, spiritual and theological foundation. There are also Assyrian followers of various denominations of Protestantism, chiefly due to missions by American missionaries of the Presbyterian Church.
Because the Assyrian Church of the East remains dismissed as "Nestorian" and heretical by many other branches of Christianity, it has not been admitted into the Middle East Council of Churches and it does not take part in the Joint International Commission for Theological Dialogue Between the Catholic Church and the Orthodox Church. This does not mean that efforts to approach ecumenism have not been undertaken. In 1994, Pope John Paul II and Patriarch Dinkha IV signed the Common Christological Declaration Between the Catholic Church and the Assyrian Church of the East, with some further efforts also having been made in the years since. Historically, the main obstacle in the way of ecumenism has been the ancient text Liturgy of Addai and Mari, used in the Assyrian churches, wherein the anaphora does not contain the Words of Institution, seen as indispensable by the Catholic Church. This obstacle was removed in 2001, when the Catholic Congregation for the Doctrine of the Faith determined that the text could be considered valid in Catholicism as well, despite the absence of the words. Some efforts have also been made to approach reunification of the Assyrian and Chaldean churches. In 1996, Dinkha IV and Patriarch Raphael I Bidawid of the Chaldean Church signed a list of common proposals to move toward unity, approved by synods of both churches in 1997.
See also
Ancient Near East
Chronology of the ancient Near East
History of Mesopotamia
Geography of Mesopotamia
Music of Mesopotamia
List of Mesopotamian dynasties
Beth Nahrain
Beth Garmai
History of the Middle East
History of Iraq
Assyrian nationalism
List of Assyrian settlements
List of Assyrian tribes
Assyrian cuisine
Notes
References
Bibliography
Web sources
External links
Ancient Levant
Ancient Mesopotamia
Ancient Near East
Bronze Age countries in Asia
Iron Age countries in Asia
9th century BC
8th century BC
7th century BC
States and territories established in the 3rd millennium BC
States and territories disestablished in the 7th century BC
7th-century BC disestablishments
Eastern Mediterranean
Former empires |
2088 | https://en.wikipedia.org/wiki/Aphasia | Aphasia | In aphasia (sometimes called dysphasia), a person may be unable to comprehend or unable to formulate language because of damage to specific brain regions. The major causes are stroke and head trauma; prevalence is hard to determine but aphasia due to stroke is estimated to be 0.1–0.4% in the Global North. Aphasia can also be the result of brain tumors, epilepsy, brain damage and brain infections, or neurodegenerative diseases (such as dementias).
To be diagnosed with aphasia, a person's language must be significantly impaired in one (or more) of the four aspects of communication. Alternatively, in the case of progressive aphasia, it must have significantly declined over a short period of time. The four aspects of communication are spoken language production and comprehension, and written language production and comprehension, impairments in any of these aspects can impact on functional communication.
The difficulties of people with aphasia can range from occasional trouble finding words, to losing the ability to speak, read, or write; intelligence, however, is unaffected. Expressive language and receptive language can both be affected as well. Aphasia also affects visual language such as sign language. In contrast, the use of formulaic expressions in everyday communication is often preserved. For example, while a person with aphasia, particularly expressive aphasia (Broca's aphasia), may not be able to ask a loved one when their birthday is, they may still be able to sing "Happy Birthday". One prevalent deficit in the aphasias is anomia, which is a difficulty in finding the correct word.
With aphasia, one or more modes of communication in the brain have been damaged and are therefore functioning incorrectly. Aphasia is not caused by damage to the brain that results in motor or sensory deficits, which produces abnormal speech; that is, aphasia is not related to the mechanics of speech but rather the individual's language cognition (although a person can have both problems, as an example, if they have a haemorrhage that damaged a large area of the brain). An individual's language is the socially shared set of rules, as well as the thought processes that go behind communication (as it affects both verbal and nonverbal language). It is not a result of a more peripheral motor or sensory difficulty, such as paralysis affecting the speech muscles or a general hearing impairment.
Neurodevelopmental forms of auditory processing disorder are differentiable from aphasia in that aphasia is by definition caused by acquired brain injury, but acquired epileptic aphasia has been viewed as a form of APD.
Signs and symptoms
People with aphasia may experience any of the following behaviors due to an acquired brain injury, although some of these symptoms may be due to related or concomitant problems, such as dysarthria or apraxia, and not primarily due to aphasia. Aphasia symptoms can vary based on the location of damage in the brain. Signs and symptoms may or may not be present in individuals with aphasia and may vary in severity and level of disruption to communication. Often those with aphasia may have a difficulty with naming objects, so they might use words such as thing or point at the objects. When asked to name a pencil they may say it is a "thing used to write".
Inability to comprehend language
Inability to pronounce, not due to muscle paralysis or weakness
Inability to form words
Inability to recall words (anomia)
Poor enunciation
Excessive creation and use of personal neologisms
Inability to repeat a phrase
Persistent repetition of one syllable, word, or phrase (stereotypies, recurrent/recurring utterances/speech automatism) also known as perseveration.
Paraphasia (substituting letters, syllables or words)
Agrammatism (inability to speak in a grammatically correct fashion)
speaking in incomplete sentences
Inability to read
Inability to write
Limited verbal output
Difficulty in naming
Speech disorder
Speaking gibberish
Inability to follow or understand simple requests
Related behaviors
Given the previously stated signs and symptoms, the following behaviors are often seen in people with aphasia as a result of attempted compensation for incurred speech and language deficits:
Self-repairs: Further disruptions in fluent speech as a result of mis-attempts to repair erred speech production.
Struggle in non-fluent aphasias: A severe increase in expelled effort to speak after a life where talking and communicating was an ability that came so easily can cause visible frustration.
Preserved and automatic language: A behavior in which some language or language sequences that were used so frequently prior to onset are still produced with more ease than other language post onset.
Subcortical
Subcortical aphasias characteristics and symptoms depend upon the site and size of subcortical lesion. Possible sites of lesions include the thalamus, internal capsule, and basal ganglia.
Cognitive deficits
While aphasia has traditionally been described in terms of language deficits, there is increasing evidence that many people with aphasia commonly experience co-occurring non-linguistic cognitive deficits in areas such as attention, memory, executive functions and learning. By some accounts, cognitive deficits, such as attention and working memory constitute the underlying cause of language impairment in people with aphasia. Others suggest that cognitive deficits often co-occur but are comparable to cognitive deficits in stroke patients without aphasia and reflect general brain dysfunction following injury. The degree to which deficits in attention and other cognitive domains underlie language deficits in aphasia is still unclear.
In particular, people with aphasia often demonstrate short-term and working memory deficits. These deficits can occur in both the verbal domain as well as the visuospatial domain. Furthermore, these deficits are often associated with performance on language specific tasks such as naming, lexical processing, and sentence comprehension, and discourse production. Other studies have found that most, but not all people with aphasia demonstrate performance deficits on tasks of attention, and their performance on these tasks correlate with language performance and cognitive ability in other domains. Even patients with mild aphasia, who score near the ceiling on tests of language often demonstrate slower response times and interference effects in non-verbal attention abilities.
In addition to deficits in short-term memory, working memory, and attention, people with aphasia can also demonstrate deficits in executive function. For instance, people with aphasia may demonstrate deficits in initiation, planning, self-monitoring, and cognitive flexibility. Other studies have found that people with aphasia demonstrate reduced speed and efficiency during completion executive function assessments.
Regardless of their role in the underlying nature of aphasia, cognitive deficits have a clear role in the study and rehabilitation of aphasia. For instance, the severity of cognitive deficits in people with aphasia has been associated with lower quality of life, even more so than the severity of language deficits. Furthermore, cognitive deficits may influence the learning process of rehabilitation and language treatment outcomes in aphasia. Non-linguistic cognitive deficits have also been the target of interventions directed at improving language ability, though outcomes are not definitive. While some studies have demonstrated language improvement secondary to cognitively-focused treatment, others have found little evidence that the treatment of cognitive deficits in people with aphasia has an influence on language outcomes.
One important caveat in the measurement and treatment of cognitive deficits in people with aphasia is the degree to which assessments of cognition rely on language abilities for successful performance. Most studies have attempted to circumvent this challenge by utilizing non-verbal cognitive assessments to evaluate cognitive ability in people with aphasia. However, the degree to which these tasks are truly 'non-verbal' and not mediated by language in unclear. For instance, Wall et al. found that language and non-linguistic performance was related, except when non-linguistic performance was measured by 'real life' cognitive tasks.
Causes
Aphasia is most often caused by stroke, where about a quarter of patients who experience an acute stroke develop aphasia. However, any disease or damage to the parts of the brain that control language can cause aphasia. Some of these can include brain tumors, traumatic brain injury, epilepsy and progressive neurological disorders. In rare cases, aphasia may also result from herpesviral encephalitis. The herpes simplex virus affects the frontal and temporal lobes, subcortical structures, and the hippocampal tissue, which can trigger aphasia. In acute disorders, such as head injury or stroke, aphasia usually develops quickly. When caused by brain tumor, infection, or dementia, it develops more slowly.
Substantial damage to tissue anywhere within the region shown in blue (on the figure in the infobox above) can potentially result in aphasia. Aphasia can also sometimes be caused by damage to subcortical structures deep within the left hemisphere, including the thalamus, the internal and external capsules, and the caudate nucleus of the basal ganglia. The area and extent of brain damage or atrophy will determine the type of aphasia and its symptoms. A very small number of people can experience aphasia after damage to the right hemisphere only. It has been suggested that these individuals may have had an unusual brain organization prior to their illness or injury, with perhaps greater overall reliance on the right hemisphere for language skills than in the general population.
Primary progressive aphasia (PPA), while its name can be misleading, is actually a form of dementia that has some symptoms closely related to several forms of aphasia. It is characterized by a gradual loss in language functioning while other cognitive domains are mostly preserved, such as memory and personality. PPA usually initiates with sudden word-finding difficulties in an individual and progresses to a reduced ability to formulate grammatically correct sentences (syntax) and impaired comprehension. The etiology of PPA is not due to a stroke, traumatic brain injury (TBI), or infectious disease; it is still uncertain what initiates the onset of PPA in those affected by it.
Epilepsy can also include transient aphasia as a prodromal or episodic symptom. However, the repeated seizure activity within language regions may also lead to chronic, and progressive aphasia. Aphasia is also listed as a rare side-effect of the fentanyl patch, an opioid used to control chronic pain.
Diagnosis
Neuroimaging methods
Magnetic resonance imaging (MRI) and functional magnetic resonance imaging (fMRI) are the most common neuroimaging tools used in identifying aphasia and studying the extent of damage in the loss of language abilities. This is done by doing MRI scans and locating the extent of lesions or damage within brain tissue, particularly within areas of the left frontal and temporal regions- where a lot of language related areas lie. In fMRI studies a language related task is often completed and then the BOLD image is analyzed. If there are lower than normal BOLD responses that indicate a lessening of blood flow to the affected area and can show quantitatively that the cognitive task is not being completed.
There are limitations to the use of fMRI in aphasic patients particularly. Because a high percentage of aphasic patients develop it because of stroke there can be infarct present which is the total loss of blood flow. This can be due to the thinning of blood vessels or the complete blockage of it. This is important in fMRI as it relies on the BOLD response (the oxygen levels of the blood vessels), and this can create a false hyporesponse upon fMRI study. Due to the limitations of fMRI such as a lower spatial resolution, it can show that some areas of the brain are not active during a task when they in reality are. Additionally, with stroke being the cause of many cases of aphasia the extent of damage to brain tissue can be difficult to quantify therefore the effects of stroke brain damage on the functionality of the patient can vary.
Neural substrates of aphasia subtypes
MRI is often used to predict or confirm the subtype of aphasia present. Researchers compared 3 subtypes of aphasia- nonfluent-variant primary progressive aphasia (nfPPA), logopenic-variant primary progressive aphasia (lvPPA), and semantic-variant primary progressive aphasia (svPPA), with primary progressive aphasia (PPA) and Alzheimer's disease. This was done by analyzing the MRIs of patients with each of the subsets of PPA. Images which compare subtypes of aphasia as well as for finding the extent of lesions are generated by overlapping images of different participant's brains (if applicable) and isolating areas of lesions or damage using third party software such as MRIcron. MRI has also been used to study the relationship between the type of aphasia developed and the age of the person with aphasia. It was found that patients with fluent aphasia are on average older than people with non-fluent aphasia. It was also found that among patients with lesions confined to the anterior portion of the brain an unexpected portion of them presented with fluent aphasia and were remarkably older than those with non-fluent aphasia. This effect was not found when the posterior portion of the brain was studied.
Associated conditions
In a study on the features associated with different disease trajectories in Alzheimer's disease (AD)-related primary progressive aphasia (PPA), it was found that metabolic patterns via PET SPM analysis can help predict progression of total loss of speech and functional autonomy in AD and PPA patients. This was done by comparing an MRI or CT image of the brain and presence of a radioactive biomarker with normal levels in patients without Alzheimer's Disease. Apraxia is another disorder often correlated with aphasia. This is due to a subset of apraxia which affects speech. Specifically, this subset affects the movement of muscles associated with speech production, apraxia and aphasia are often correlated due to the proximity of neural substrates associated with each of the disorders. Researchers concluded that there were 2 areas of lesion overlap between patients with apraxia and aphasia, the anterior temporal lobe and the left inferior parietal lobe.
Treatment and neuroimaging
Evidence for positive treatment outcomes can also be quantified using neuroimaging tools. The use of fMRI and an automatic classifier can help predict language recovery outcomes in stroke patients with 86% accuracy when coupled with age and language test scores. The stimuli tested were sentences both correct and incorrect and the subject had to press a button whenever the sentence was incorrect. The fMRI data collected focused on responses in regions of interest identified by healthy subjects. Recovery from aphasia can also be quantified using diffusion tensor imaging. The accurate fasciculus (AF) connects the right and left superior temporal lobe, premotor regions/posterior inferior frontal gyrus. and the primary motor cortex. In a study which enrolled patients in a speech therapy program, an increase in AF fibers and volume was found in patients after 6-weeks in the program which correlated with long-term improvement in those patients. The results of the experiment are pictured in Figure 2. This implies that DTI can be used to quantify the improvement in patients after speech and language treatment programs are applied.
Classification
Aphasia is best thought of as a collection of different disorders, rather than a single problem. Each individual with aphasia will present with their own particular combination of language strengths and weaknesses. Consequently, it is a major challenge just to document the various difficulties that can occur in different people, let alone decide how they might best be treated. Most classifications of the aphasias tend to divide the various symptoms into broad classes. A common approach is to distinguish between the fluent aphasias (where speech remains fluent, but content may be lacking, and the person may have difficulties understanding others), and the nonfluent aphasias (where speech is very halting and effortful, and may consist of just one or two words at a time).
However, no such broad-based grouping has proven fully adequate, or reliable. There is wide variation among people even within the same broad grouping, and aphasias can be highly selective. For instance, people with naming deficits (anomic aphasia) might show an inability only for naming buildings, or people, or colors. Unfortunately, assessments that characterize aphasia in these groupings have persisted. This is not helpful to people living with aphasia, and provides inaccurate descriptions of an individual pattern of difficulties.
It is important to note that there are typical difficulties with speech and language that come with normal aging as well. As we age, language can become more difficult to process resulting in a slowing of verbal comprehension, reading abilities and more likely word finding difficulties. With each of these though, unlike some aphasias, functionality within daily life remains intact.
Boston classification
Individuals with receptive aphasia (Wernicke's aphasia), also referred to as fluent aphasia, may speak in long sentences that have no meaning, add unnecessary words, and even create new "words" (neologisms). For example, someone with receptive aphasia may say, "delicious taco", meaning "The dog needs to go out so I will take him for a walk". They have poor auditory and reading comprehension, and fluent, but nonsensical, oral and written expression. Individuals with receptive aphasia usually have great difficulty understanding the speech of both themselves and others and are, therefore, often unaware of their mistakes. Receptive language deficits usually arise from lesions in the posterior portion of the left hemisphere at or near Wernicke's area. It is often the result of trauma to the temporal region of the brain, specifically damage to Wernicke's area. Trauma can be the result from an array of problems, however it is most commonly seen as a result of stroke
Individuals with expressive aphasia (Broca's aphasia) frequently speak short, meaningful phrases that are produced with great effort. It is thus characterized as a nonfluent aphasia. Affected people often omit small words such as "is", "and", and "the". For example, a person with expressive aphasia may say, "walk dog", which could mean "I will take the dog for a walk", "you take the dog for a walk" or even "the dog walked out of the yard." Individuals with expressive aphasia are able to understand the speech of others to varying degrees. Because of this, they are often aware of their difficulties and can become easily frustrated by their speaking problems. While Broca's aphasia may appear to be solely an issue with language production, evidence suggests that it may be rooted in an inability to process syntactical information. Individuals with expressive aphasia may have a speech automatism (also called recurring or recurrent utterance). These speech automatisms can be repeated lexical speech automatisms; e.g., modalisations ('I can't..., I can't...'), expletives/swearwords, numbers ('one two, one two') or non-lexical utterances made up of repeated, legal but meaningless, consonant-vowel syllables (e.g.., /tan tan/, /bi bi/). In severe cases, the individual may be able to utter only the same speech automatism each time they attempt speech.
Individuals with anomic aphasia have difficulty with naming. People with this aphasia may have difficulties naming certain words, linked by their grammatical type (e.g., difficulty naming verbs and not nouns) or by their semantic category (e.g., difficulty naming words relating to photography but nothing else) or a more general naming difficulty. People tend to produce grammatic, yet empty, speech. Auditory comprehension tends to be preserved. Anomic aphasia is the aphasial presentation of tumors in the language zone; it is the aphasial presentation of Alzheimer's disease. Anomic aphasia is the mildest form of aphasia, indicating a likely possibility for better recovery.
Individuals with transcortical sensory aphasia, in principle the most general and potentially among the most complex forms of aphasia, may have similar deficits as in receptive aphasia, but their repetition ability may remain intact.
Global aphasia is considered a severe impairment in many language aspects since it impacts expressive and receptive language, reading, and writing. Despite these many deficits, there is evidence that has shown individuals benefited from speech language therapy. Even though individuals with global aphasia will not become competent speakers, listeners, writers, or readers, goals can be created to improve the individual's quality of life. Individuals with global aphasia usually respond well to treatment that includes personally relevant information, which is also important to consider for therapy.
Individuals with conduction aphasia have deficits in the connections between the speech-comprehension and speech-production areas. This might be caused by damage to the arcuate fasciculus, the structure that transmits information between Wernicke's area and Broca's area. Similar symptoms, however, can be present after damage to the insula or to the auditory cortex. Auditory comprehension is near normal, and oral expression is fluent with occasional paraphasic errors. Paraphasic errors include phonemic/literal or semantic/verbal. Repetition ability is poor. Conduction and transcortical aphasias are caused by damage to the white matter tracts. These aphasias spare the cortex of the language centers but instead create a disconnection between them. Conduction aphasia is caused by damage to the arcuate fasciculus. The arcuate fasciculus is a white matter tract that connects Broca's and Wernicke's areas. People with conduction aphasia typically have good language comprehension, but poor speech repetition and mild difficulty with word retrieval and speech production. People with conduction aphasia are typically aware of their errors. Two forms of conduction aphasia have been described: reproduction conduction aphasia (repetition of a single relatively unfamiliar multisyllabic word) and repetition conduction aphasia (repetition of unconnected short familiar words.
Transcortical aphasias include transcortical motor aphasia, transcortical sensory aphasia, and mixed transcortical aphasia. People with transcortical motor aphasia typically have intact comprehension and awareness of their errors, but poor word finding and speech production. People with transcortical sensory and mixed transcortical aphasia have poor comprehension and unawareness of their errors. Despite poor comprehension and more severe deficits in some transcortical aphasias, small studies have indicated that full recovery is possible for all types of transcortical aphasia.
Classical-localizationist approaches
Localizationist approaches aim to classify the aphasias according to their major presenting characteristics and the regions of the brain that most probably gave rise to them. Inspired by the early work of nineteenth-century neurologists Paul Broca and Carl Wernicke, these approaches identify two major subtypes of aphasia and several more minor subtypes:
Expressive aphasia (also known as "motor aphasia" or "Broca's aphasia"), which is characterized by halted, fragmented, effortful speech, but well-preserved comprehension relative to expression. Damage is typically in the anterior portion of the left hemisphere, most notably Broca's area. Individuals with Broca's aphasia often have right-sided weakness or paralysis of the arm and leg, because the left frontal lobe is also important for body movement, particularly on the right side.
Receptive aphasia (also known as "sensory aphasia" or "Wernicke's aphasia"), which is characterized by fluent speech, but marked difficulties understanding words and sentences. Although fluent, the speech may lack in key substantive words (nouns, verbs, adjectives), and may contain incorrect words or even nonsense words. This subtype has been associated with damage to the posterior left temporal cortex, most notably Wernicke's area. These individuals usually have no body weakness, because their brain injury is not near the parts of the brain that control movement.
Conduction aphasia, where speech remains fluent, and comprehension is preserved, but the person may have disproportionate difficulty repeating words or sentences. Damage typically involves the arcuate fasciculus and the left parietal region.
Transcortical motor aphasia and transcortical sensory aphasia, which are similar to Broca's and Wernicke's aphasia respectively, but the ability to repeat words and sentences is disproportionately preserved.
Recent classification schemes adopting this approach, such as the Boston-Neoclassical Model, also group these classical aphasia subtypes into two larger classes: the nonfluent aphasias (which encompasses Broca's aphasia and transcortical motor aphasia) and the fluent aphasias (which encompasses Wernicke's aphasia, conduction aphasia and transcortical sensory aphasia). These schemes also identify several further aphasia subtypes, including: anomic aphasia, which is characterized by a selective difficulty finding the names for things; and global aphasia, where both expression and comprehension of speech are severely compromised.
Many localizationist approaches also recognize the existence of additional, more "pure" forms of language disorder that may affect only a single language skill. For example, in pure alexia, a person may be able to write but not read, and in pure word deafness, they may be able to produce speech and to read, but not understand speech when it is spoken to them.
Cognitive neuropsychological approaches
Although localizationist approaches provide a useful way of classifying the different patterns of language difficulty into broad groups, one problem is that most individuals do not fit neatly into one category or another. Another problem is that the categories, particularly the major ones such as Broca's and Wernicke's aphasia, still remain quite broad and do not meaningfully reflect a person's difficulties. Consequently, even amongst those who meet the criteria for classification into a subtype, there can be enormous variability in the types of difficulties they experience.
Instead of categorizing every individual into a specific subtype, cognitive neuropsychological approaches aim to identify the key language skills or "modules" that are not functioning properly in each individual. A person could potentially have difficulty with just one module, or with a number of modules. This type of approach requires a framework or theory as to what skills/modules are needed to perform different kinds of language tasks. For example, the model of Max Coltheart identifies a module that recognizes phonemes as they are spoken, which is essential for any task involving recognition of words. Similarly, there is a module that stores phonemes that the person is planning to produce in speech, and this module is critical for any task involving the production of long words or long strings of speech. Once a theoretical framework has been established, the functioning of each module can then be assessed using a specific test or set of tests. In the clinical setting, use of this model usually involves conducting a battery of assessments, each of which tests one or a number of these modules. Once a diagnosis is reached as to the skills/modules where the most significant impairment lies, therapy can proceed to treat these skills.
Progressive aphasias
Primary progressive aphasia (PPA) is a neurodegenerative focal dementia that can be associated with progressive illnesses or dementia, such as frontotemporal dementia / Pick Complex Motor neuron disease, Progressive supranuclear palsy, and Alzheimer's disease, which is the gradual process of progressively losing the ability to think. Gradual loss of language function occurs in the context of relatively well-preserved memory, visual processing, and personality until the advanced stages. Symptoms usually begin with word-finding problems (naming) and progress to impaired grammar (syntax) and comprehension (sentence processing and semantics). The loss of language before the loss of memory differentiates PPA from typical dementias. People with PPA may have difficulties comprehending what others are saying. They can also have difficulty trying to find the right words to make a sentence. There are three classifications of Primary Progressive Aphasia : Progressive nonfluent aphasia (PNFA), Semantic Dementia (SD), and Logopenic progressive aphasia (LPA).
Progressive Jargon Aphasia is a fluent or receptive aphasia in which the person's speech is incomprehensible, but appears to make sense to them. Speech is fluent and effortless with intact syntax and grammar, but the person has problems with the selection of nouns. Either they will replace the desired word with another that sounds or looks like the original one or has some other connection or they will replace it with sounds. As such, people with jargon aphasia often use neologisms, and may perseverate if they try to replace the words they cannot find with sounds. Substitutions commonly involve picking another (actual) word starting with the same sound (e.g., clocktower – colander), picking another semantically related to the first (e.g., letter – scroll), or picking one phonetically similar to the intended one (e.g., lane – late).
Deaf aphasia
There have been many instances showing that there is a form of aphasia among deaf individuals. Sign languages are, after all, forms of language that have been shown to use the same areas of the brain as verbal forms of language. Mirror neurons become activated when an animal is acting in a particular way or watching another individual act in the same manner. These mirror neurons are important in giving an individual the ability to mimic movements of hands. Broca's area of speech production has been shown to contain several of these mirror neurons resulting in significant similarities of brain activity between sign language and vocal speech communication. Facial communication is a significant portion of how animals interact with each other. Humans use facial movements to create, what other humans perceive, to be faces of emotions. While combining these facial movements with speech, a more full form of language is created which enables the species to interact with a much more complex and detailed form of communication. Sign language also uses these facial movements and emotions along with the primary hand movement way of communicating. These facial movement forms of communication come from the same areas of the brain. When dealing with damages to certain areas of the brain, vocal forms of communication are in jeopardy of severe forms of aphasia. Since these same areas of the brain are being used for sign language, these same, at least very similar, forms of aphasia can show in the Deaf community. Individuals can show a form of Wernicke's aphasia with sign language and they show deficits in their abilities in being able to produce any form of expressions. Broca's aphasia shows up in some people, as well. These individuals find tremendous difficulty in being able to actually sign the linguistic concepts they are trying to express.
Severity
The severity of the type of aphasia varies depending on the size of the stroke. However, there is much variance between how often one type of severity occurs in certain types of aphasia. For instance, any type of aphasia can range from mild to profound. Regardless of the severity of aphasia, people can make improvements due to spontaneous recovery and treatment in the acute stages of recovery. Additionally, while most studies propose that the greatest outcomes occur in people with severe aphasia when treatment is provided in the acute stages of recovery, Robey (1998) also found that those with severe aphasia are capable of making strong language gains in the chronic stage of recovery as well. This finding implies that persons with aphasia have the potential to have functional outcomes regardless of how severe their aphasia may be. While there is no distinct pattern of the outcomes of aphasia based on severity alone, global aphasia typically makes functional language gains, but may be gradual since global aphasia affects many language areas.
Prevention
Aphasia is largely caused by unavoidable instances. However, some precautions can be taken to decrease risk for experiencing one of the two major causes of aphasia: stroke and traumatic brain injury (TBI). To decrease the probability of having an ischemic or hemorrhagic stroke, one should take the following precautions:
Exercising regularly
Eating a healthy diet, avoiding cholesterol in particular
Keeping alcohol consumption low and avoiding tobacco use
Controlling blood pressure
Going to the emergency room immediately if you begin to experience unilateral extremity (especially leg) swelling, warmth, redness, and/or tenderness as these are symptoms of a deep vein thrombosis which can lead to a stroke
To prevent aphasia due to traumatic injury, one should take precautionary measures when engaging in dangerous activities such as:
Wearing a helmet when operating a bicycle, motor cycle, ATV, or any other moving vehicle that could potentially be involved in an accident
Wearing a seatbelt when driving or riding in a car
Wearing proper protective gear when playing contact sports, especially American football, rugby, and hockey, or refraining from such activities
Minimizing anticoagulant use (including aspirin) if at all possible as they increase the risk of hemorrhage after a head injury
Additionally, one should always seek medical attention after sustaining head trauma due to a fall or accident. The sooner that one receives medical attention for a traumatic brain injury, the less likely one is to experience long-term or severe effects.
Management
Most acute cases of aphasia recover some or most skills by participating in speech and language therapy. Recovery and improvement can continue for years after the stroke. After the onset of aphasia, there is approximately a six-month period of spontaneous recovery; during this time, the brain is attempting to recover and repair the damaged neurons. Improvement varies widely, depending on the aphasia's cause, type, and severity. Recovery also depends on the person's age, health, motivation, handedness, and educational level.
Speech and language therapy that is higher intensity, higher dose or provided over a long duration of time leads to significantly better functional communication but people might be more likely to drop out of high intensity treatment (up to 15 hours per week). A total of 20-50 hours of speech and language therapy is necessary for the best recovery. The most improvement happens when 2-5 hours of therapy is provided each week over 4-5 days. Recovery is further improved when besides the therapy people practice tasks at home. Speech and language therapy is also effective if it is delivered online through video or by a family member who has been trained by a professional therapist.
Recovery with therapy is also dependent on the recency of stroke and the age of the person. Receiving therapy within a month after the stroke leads to the greatest improvements. 3 or 6 months after the stroke more therapy will be needed but symptoms can still be improved. People with aphasia who are younger than 55 years are the most likely to improve but people older than 75 years can still get better with therapy.
There is no one treatment proven to be effective for all types of aphasias. The reason that there is no universal treatment for aphasia is because of the nature of the disorder and the various ways it is presented. Aphasia is rarely exhibited identically, implying that treatment needs to be catered specifically to the individual. Studies have shown that, although there is no consistency on treatment methodology in literature, there is a strong indication that treatment, in general, has positive outcomes. Therapy for aphasia ranges from increasing functional communication to improving speech accuracy, depending on the person's severity, needs and support of family and friends. Group therapy allows individuals to work on their pragmatic and communication skills with other individuals with aphasia, which are skills that may not often be addressed in individual one-on-one therapy sessions. It can also help increase confidence and social skills in a comfortable setting.
Evidence does not support the use of transcranial direct current stimulation (tDCS) for improving aphasia after stroke. Moderate quality evidence does indicate naming performance improvements for nouns but not verbs using tDCS
Specific treatment techniques include the following:
Copy and recall therapy (CART) – repetition and recall of targeted words within therapy may strengthen orthographic representations and improve single word reading, writing, and naming
Visual communication therapy (VIC) – the use of index cards with symbols to represent various components of speech
Visual action therapy (VAT) – typically treats individuals with global aphasia to train the use of hand gestures for specific items
Functional communication treatment (FCT) – focuses on improving activities specific to functional tasks, social interaction, and self-expression
Promoting aphasic's communicative effectiveness (PACE) – a means of encouraging normal interaction between people with aphasia and clinicians. In this kind of therapy, the focus is on pragmatic communication rather than treatment itself. People are asked to communicate a given message to their therapists by means of drawing, making hand gestures or even pointing to an object
Melodic intonation therapy (MIT) – aims to use the intact melodic/prosodic processing skills of the right hemisphere to help cue retrieval of words and expressive language
Centeredness Theory Interview (CTI) - Uses client centered goal formation into the nature of current patient interactions as well as future / desired interactions to improve subjective well-being, cognition and communication.
Other – i.e. drawing as a way of communicating, trained conversation partners
Semantic feature analysis (SFA) – a type of aphasia treatment that targets word-finding deficits. It is based on the theory that neural connections can be strengthened by using related words and phrases that are similar to the target word, to eventually activate the target word in the brain. SFA can be implemented in multiple forms such as verbally, written, using picture cards, etc. The SLP provides prompting questions to the individual with aphasia in order for the person to name the picture provided. Studies show that SFA is an effective intervention for improving confrontational naming.
Melodic intonation therapy is used to treat non-fluent aphasia and has proved to be effective in some cases. However, there is still no evidence from randomized controlled trials confirming the efficacy of MIT in chronic aphasia. MIT is used to help people with aphasia vocalize themselves through speech song, which is then transferred as a spoken word. Good candidates for this therapy include people who have had left hemisphere strokes, non-fluent aphasias such as Broca's, good auditory comprehension, poor repetition and articulation, and good emotional stability and memory. An alternative explanation is that the efficacy of MIT depends on neural circuits involved in the processing of rhythmicity and formulaic expressions (examples taken from the MIT manual: "I am fine," "how are you?" or "thank you"); while rhythmic features associated with melodic intonation may engage primarily left-hemisphere subcortical areas of the brain, the use of formulaic expressions is known to be supported by right-hemisphere cortical and bilateral subcortical neural networks.
Systematic reviews support the effectiveness and importance of partner training. According to the National Institute on Deafness and Other Communication Disorders (NIDCD), involving family with the treatment of an aphasic loved one is ideal for all involved, because while it will no doubt assist in their recovery, it will also make it easier for members of the family to learn how best to communicate with them.
When a person's speech is insufficient, different kinds of augmentative and alternative communication could be considered such as alphabet boards, pictorial communication books, specialized software for computers or apps for tablets or smartphones.
When addressing Wernicke's aphasia, according to Bakheit et al. (2007), the lack of awareness of the language impairments, a common characteristic of Wernicke's aphasia, may affect the rate and extent of therapy outcomes. Robey (1998) determined that at least 2 hours of treatment per week is recommended for making significant language gains. Spontaneous recovery may cause some language gains, but without speech-language therapy, the outcomes can be half as strong as those with therapy.
When addressing Broca's aphasia, better outcomes occur when the person participates in therapy, and treatment is more effective than no treatment for people in the acute period. Two or more hours of therapy per week in acute and post-acute stages produced the greatest results. High-intensity therapy was most effective, and low-intensity therapy was almost equivalent to no therapy.
People with global aphasia are sometimes referred to as having irreversible aphasic syndrome, often making limited gains in auditory comprehension, and recovering no functional language modality with therapy. With this said, people with global aphasia may retain gestural communication skills that may enable success when communicating with conversational partners within familiar conditions. Process-oriented treatment options are limited, and people may not become competent language users as readers, listeners, writers, or speakers no matter how extensive therapy is. However, people's daily routines and quality of life can be enhanced with reasonable and modest goals. After the first month, there is limited to no healing to language abilities of most people. There is a grim prognosis leaving 83% who were globally aphasic after the first month they will remain globally aphasic at the first year. Some people are so severely impaired that their existing process-oriented treatment approaches offer no signs of progress, and therefore cannot justify the cost of therapy.
Perhaps due to the relative rareness of conduction aphasia, few studies have specifically studied the effectiveness of therapy for people with this type of aphasia. From the studies performed, results showed that therapy can help to improve specific language outcomes. One intervention that has had positive results is auditory repetition training. Kohn et al. (1990) reported that drilled auditory repetition training related to improvements in spontaneous speech, Francis et al. (2003) reported improvements in sentence comprehension, and Kalinyak-Fliszar et al. (2011) reported improvements in auditory-visual short-term memory.
Individualized service delivery
Intensity of treatment should be individualized based on the recency of stroke, therapy goals, and other specific characteristics such as age, size of lesion, overall health status, and motivation. Each individual reacts differently to treatment intensity and is able to tolerate treatment at different times post-stroke. Intensity of treatment after a stroke should be dependent on the person's motivation, stamina, and tolerance for therapy.
Outcomes
If the symptoms of aphasia last longer than two or three months after a stroke, a complete recovery is unlikely. However, it is important to note that some people continue to improve over a period of years and even decades. Improvement is a slow process that usually involves both helping the individual and family understand the nature of aphasia and learning compensatory strategies for communicating.
After a traumatic brain injury (TBI) or cerebrovascular accident (CVA), the brain undergoes several healing and re-organization processes, which may result in improved language function. This is referred to as spontaneous recovery. Spontaneous recovery is the natural recovery the brain makes without treatment, and the brain begins to reorganize and change in order to recover. There are several factors that contribute to a person's chance of recovery caused by stroke, including stroke size and location. Age, sex, and education have not been found to be very predictive. There is also research pointing to damage in the left hemisphere healing more effectively than the right.
Specific to aphasia, spontaneous recovery varies among affected people and may not look the same in everyone, making it difficult to predict recovery.
Though some cases of Wernicke's aphasia have shown greater improvements than more mild forms of aphasia, people with Wernicke's aphasia may not reach as high a level of speech abilities as those with mild forms of aphasia.
Prevalence
Aphasia affects about two million people in the U.S. and 250,000 people in Great Britain. Nearly 180,000 people acquire the disorder every year in the U.S., 170,000 due to stroke. Any person of any age can develop aphasia, given that it is often caused by a traumatic injury. However, people who are middle aged and older are the most likely to acquire aphasia, as the other etiologies are more likely at older ages. For example, approximately 75% of all strokes occur in individuals over the age of 65. Strokes account for most documented cases of aphasia: 25% to 40% of people who survive a stroke develop aphasia as a result of damage to the language-processing regions of the brain.
History
The first recorded case of aphasia is from an Egyptian papyrus, the Edwin Smith Papyrus, which details speech problems in a person with a traumatic brain injury to the temporal lobe.
During the second half of the 19th century, aphasia was a major focus for scientists and philosophers who were working in the beginning stages of the field of psychology.
In medical research, speechlessness was described as an incorrect prognosis, and there was no assumption that underlying language complications existed. Broca and his colleagues were some of the first to write about aphasia, but Wernicke was the first credited to have written extensively about aphasia being a disorder that contained comprehension difficulties. Despite claims of who reported on aphasia first, it was F.J. Gall that gave the first full description of aphasia after studying wounds to the brain, as well as his observation of speech difficulties resulting from vascular lesions. A recent book on the entire history of aphasia is available (Reference: Tesak, J. & Code, C. (2008) Milestones in the History of Aphasia: Theories and Protagonists. Hove, East Sussex: Psychology Press).
Etymology
Aphasia is from Greek a- ("without", negative prefix) + phásis (φάσις, "speech").
The word aphasia comes from the word ἀφασία aphasia, in Ancient Greek, which means "speechlessness", derived from ἄφατος aphatos, "speechless" from ἀ- a-, "not, un" and φημί phemi, "I speak".
Further research
Research is currently being done using functional magnetic resonance imaging (fMRI) to witness the difference in how language is processed in normal brains vs aphasic brains. This will help researchers to understand exactly what the brain must go through in order to recover from Traumatic Brain Injury (TBI) and how different areas of the brain respond after such an injury.
Another intriguing approach being tested is that of drug therapy. Research is in progress that will hopefully uncover whether or not certain drugs might be used in addition to speech-language therapy in order to facilitate recovery of proper language function. It's possible that the best treatment for Aphasia might involve combining drug treatment with therapy, instead of relying on one over the other.
One other method being researched as a potential therapeutic combination with speech-language therapy is brain stimulation. One particular method, Transcranial Magnetic Stimulation (TMS), alters brain activity in whatever area it happens to stimulate, which has recently led scientists to wonder if this shift in brain function caused by TMS might help people re-learn languages.
The research being put into Aphasia has only just begun. Researchers appear to have multiple ideas on how Aphasia could be more effectively treated in the future.
See also
Agnosia, inability to process sensory information (e.g. inability to recognize objects)
Aphasiology, study of language impairment (usually from brain damage)
Apraxia of speech, difficulty connecting speech messages from the brain to the mouth
Aprosodia
Auditory processing disorder
Lethologica
Lists of language disorders
My Beautiful Broken Brain, a 2014 documentary
Origin of speech
Notes
References
External links
National Aphasia Association
Alexia (condition)
Communication disorders
Language disorders
Symptoms and signs: Speech and voice |
2100 | https://en.wikipedia.org/wiki/Applesoft%20BASIC | Applesoft BASIC | Applesoft BASIC is a dialect of Microsoft BASIC, developed by Marc McDonald and Ric Weiland, supplied with the Apple II series of computers. It supersedes Integer BASIC and is the BASIC in ROM in all Apple II series computers after the original Apple II model. It is also referred to as FP BASIC (from floating point) because of the Apple DOS command used to invoke it, instead of INT for Integer BASIC.
Applesoft BASIC was supplied by Microsoft and its name is derived from the names of both Apple Computer and Microsoft. Apple employees, including Randy Wigginton, adapted Microsoft's interpreter for the Apple II and added several features. The first version of Applesoft was released in 1977 on cassette tape and lacked proper support for high-resolution graphics. Applesoft II, which was made available on cassette and disk and in the ROM of the Apple II Plus and subsequent models, was released in 1978. It is this latter version, which has some syntax differences and support for the Apple II high-resolution graphics modes, that is usually synonymous with the term "Applesoft."
A compiler for Applesoft BASIC, TASC (The Applesoft Compiler), was released by Microsoft in 1981.
History
When Steve Wozniak wrote Integer BASIC for the Apple II, he did not implement support for floating-point arithmetic because he was primarily interested in writing games, a task for which integers alone were sufficient. In 1976, Microsoft had developed Microsoft BASIC for the MOS Technology 6502, but at the time there was no production computer that used it. Upon learning that Apple had a 6502 machine, Microsoft asked if the company were interested in licensing BASIC, but Steve Jobs replied that Apple already had one.
The Apple II was unveiled to the public at the West Coast Computer Faire in April 1977 and became available for sale in June. One of the most common customer complaints about the computer was BASIC's lack of floating-point math. Making things more problematic was that the rival Commodore PET personal computer had a floating point-capable BASIC interpreter from the beginning. As Wozniak—the only person who understood Integer BASIC well enough to add floating point features—was busy with the Disk II drive and controller and with Apple DOS, Apple turned to Microsoft.
Apple reportedly obtained an eight-year license for Applesoft BASIC from Microsoft for a flat fee of $31,000, renewing it in 1985 through an arrangement that gave Microsoft the rights and source code for Apple's Macintosh version of BASIC. Applesoft was designed to be backwards-compatible with Integer BASIC and uses the core of Microsoft's 6502 BASIC implementation, which includes using the GET command for detecting key presses and not requiring any spaces on program lines. While Applesoft BASIC is slower than Integer BASIC, it has many features that the older BASIC lacks:
Atomic strings: A string is no longer an array of characters (as in Integer BASIC and C); it is instead a garbage-collected object (as in Scheme and Java). This allows for string arrays; creates an array of eleven string variables numbered 0–10.
Multidimensional arrays (numbers or strings)
Single-precision floating-point variables with an 8-bit exponent and a 31-bit significand and improved math capabilities, including trigonometry and logarithmic functions
Commands for high-resolution graphics
DATA statements, with READ and RESTORE commands, for representing numerical and string values in quantity
CHR$, STR$, and VAL functions for converting between string and numeric types (both languages did have the ASC function)
User-defined functions: simple one-line functions written in BASIC, with a single parameter
Error-trapping: allowing BASIC programs to handle unexpected errors via subroutine written in BASIC
Conversely, Applesoft lacks the MOD (remainder) operator from Integer BASIC.
Adapting BASIC for the Apple II was a tedious job as Apple received a source listing for Microsoft 6502 BASIC which proved to be buggy and also required the addition of Integer BASIC commands. Since Apple had no 6502 assembler on hand, the development team was forced to send the source code over the phone lines to Call Computer, an outfit that offered compiler services. This was an extremely tedious, slow process and after Call Computer lost the source code due to an equipment malfunction, one of the programmers, Cliff Huston, used his own IMSAI 8080 computer to cross assemble the BASIC source.
Features
Applesoft is similar to Commodore's BASIC 2.0 aside from features inherited from Integer BASIC. There are a few minor differences such as Applesoft's lack of bitwise operators; otherwise most BASIC programs that do not use hardware-dependent features will run on both BASICs.
The statement redirects output to an expansion card, and redirects input from an expansion card. The slot number of the card is specified after the or within the statement. The computer locks-up if there is no card present in the slot. restores output to the 40 column screen and to the keyboard.
The statement can be used to redirect output to the printer (e.g. ) where x is the slot number containing the printer port card. To send a BASIC program listing to the printer, the user types .
Using on a slot with a disk drive (usually in slot 6) causes Applesoft to boot the disk drive. Using on a slot with an 80 column card (usually in slot 1) switches to 80 column text mode.
As with Commodore BASIC, numeric variables are stored as 40-bit floating point; each variable requires five bytes of memory. The programmer may designate variables as integer by following them with a percent sign, in which case they use two bytes and are limited to a range of -32768 to 32767; however BASIC internally converts them back to floating point when performing calculations, while each percent sign also takes an additional byte of program code, so in practice this feature is only useful for reducing the memory usage of large array variables, as it offers no performance benefit.
The RND function generates a pseudorandom fractional number between 0 and 1. returns the most recently generated random number. with a negative number will jump to a point in the sequence determined by the particular negative number used. RND with any positive value generates the next number in the sequence, not dependent on the actual value given.
Like other implementations of Microsoft BASIC, Applesoft discards spaces (outside of strings and comments) on program lines. LIST adds spaces when displaying code for the sake of readability. Since adds a space before and after every tokenized keyword, it often produces two spaces in a row where one would suffice for readability.
The default prompt for INPUT is a question mark. PRINT does not add a leading space in front of numbers.
Limitations
Through several early models of the Apple II, Applesoft BASIC did not support the use of lowercase letters in programs, except in strings. PRINT is a valid command but print and Print result in a syntax error.
Applesoft lacks several commands and functions common to most of the non-6502 Microsoft BASIC interpreters, such as:
INSTR (search for a substring in a string)
PRINT USING (format numbers in printed output)
INKEY$ (check for a keypress without stopping the program; although a PEEK to location $C000 achieves this action)
LPRINT (output to a printer instead of the screen)
Applesoft does not have commands for file or disk handling, other than to save and load programs via cassette tape. The Apple II disk operating system, known simply as DOS, augments the language to provide such abilities.
Only the first two letters of variables names are significant. For example, "LOW" and "LOSS" are treated as the same variable, and attempting to assign a value to "LOSS" overwrites any value assigned to "LOW". A programmer also has to avoid consecutive letters that are Applesoft commands or operations. The name "SCORE" for a variable is interpreted as containing the OR Boolean operator, rendered as SC OR E. "BACKGROUND" contains GR, the command to invoke the low-resolution graphics mode, and results in a syntax error.
Sound and graphics
The only built-in sound support is the option to PRINT an ASCII bell character to sound the system alert beep.
Applesoft supports drawing in the Apple II's low resolution and high resolution modes. There are commands to plot pixels and draw horizontal and vertical lines in low resolution. High resolution allows arbitrary lines and vector-based shape tables for drawing scaled and rotated objects. The only provision for mixing text and graphics is the four lines of text at the bottom of a graphic display.
Beginning with the Apple IIe, a "double-high resolution" mode became available on machines with 128k of memory. This mode essentially duplicates the resolution of the original high resolution mode, but including all 16 colors of the low resolution palette. Applesoft does not provide direct support for this mode. Apple IIGS-specific modes are likewise not supported.
Extensions
Applesoft BASIC can be extended by two means: the ampersand () command and the function. These are two features that call low-level machine-language routines stored in memory, which is useful for routines that need to be fast or require direct access to arbitrary functions or data in memory. The function takes one argument, and can be programmed to derive and return a calculated function value to be used in a numerical expression. is effectively a shorthand for , with an address that is predefined. By calling routines in the Applesoft ROM, it is possible for ampersand routines to parse values that follow the ampersand. Numerous third-party commercial packages were available to extend Applesoft using ampersand routines.
Bugs
A deficiency with error-trapping via ONERR means that the system stack is not reset if an error-handling routine does not invoke RESUME, potentially leading to a crash. The built-in pseudorandom number generator function RND is capable of producing a predictable series of outputs due to the manner in which the generator is seeded when first powering on. This behavior is contrary to how Apple's documentation describes the function.
Performance
Wozniak originally referred to his Integer BASIC as "Game BASIC" (having written it so he could implement a Breakout clone for his new computer). Few action games were written in Applesoft BASIC, in large part because the use of floating-point numbers for all math operations degrades performance.
Applesoft BASIC programs are stored as a linked list of lines; a GOTO or GOSUB takes linear time. Some programs have the subroutines at the top to reduce the time for calling them.
Unlike Integer BASIC, Applesoft does not convert literal numbers (like 100) in the source code to binary when a line is entered. Rather, the ASCII string is converted whenever the line is executed. Since variable lookup is often faster than this conversion, it can be faster to store numeric constants used inside loops in variables before the loop is entered.
Sample code
Hello World in Applesoft BASIC can be entered as the following:
10TEXT:HOME
20?"HELLO WORLD"
Multiple commands can be included on the same line of code if separated by a colon (:). The ? can be used in Applesoft BASIC (and almost all versions of Microsoft BASIC) as a shortcut for "PRINT", though spelling out the word is not only acceptable but canonical—Applesoft converted "?" in entered programs to the same token as "PRINT" (thus no memory is actually saved by using "?"), thus either appears as "PRINT" when a program is listed. The program above appears in a LIST command as:
10 TEXT : HOME
20 PRINT "HELLO WORLD"
When Applesoft II BASIC was initially released in mid-1978, it came on cassette tape and could be loaded into memory via the Apple II's machine language monitor. When the enhanced Apple II+ replaced the original II in 1979, Applesoft was now included in ROM and automatically started on power-up if no bootable floppy disk was present. Conversely, Integer BASIC was now removed from ROM and turned into an executable file on the DOS 3.3 disk.
Early evolution
The original Applesoft, stored in RAM as documented in its Reference Manual of November 1977, has smaller interpreter code than the later Applesoft II, occupying 8½ KB of memory, instead of the 10 KB used by the later Applesoft II. Consequently, it lacks a number of command features developed for the later, mainstream version:
All commands supporting Apple's "high resolution" graphics (9 total)
Error-trapping with ONERR...GOTO and RESUME
Machine-routine shorthand call "&"
Screen-clearing HOME (a call to a system ROM routine)
Text-output control NORMAL, INVERSE, FLASH and SPEED=
The print-space function SPC() is listed among reserved words in the manual, but is not otherwise documented (the TAB() print-function is documented)
Cassette tape storage of numerical arrays: STORE and RECALL
Device response: WAIT
as well as several the later version would have, that had already been present in Apple's Integer BASIC:
Program-line deletion: DEL
Machine-routine access: CALL
Peripheral device access: IN# and PR# (although IN without "#" is listed among reserved words)
Memory range control: HIMEM: and LOMEM:
Execution tracking for debugging: TRACE and NOTRACE
Screen-positioning: HTAB and VTAB
Subroutine aborting POP
Functions PDL() to read the analog controllers, and SCRN() to read the low-resolution graphics screen (both accessing system ROM routines)
In addition, its low-resolution graphics commands have different names from their Integer BASIC/Applesoft II counterparts. All command names are of the form PLTx such that GR, COLOR=, PLOT, HLIN and VLIN are called PLTG, PLTC, PLTP, PLTH, and PLTV, respectively. The command for returning to text mode, known as TEXT in other versions, is simply TEX, and carries the proviso that it has to be the last statement in a program line.
Applesoft BASIC 1.x was closer to Microsoft's original 6502 BASIC code than the later Applesoft II; it retained the Memory Size? prompt and displayed a Microsoft copyright notice. To maintain consistency with Integer BASIC, the "Ok" prompt from Microsoft's code was replaced by a ] character. Applesoft 1.x also prompted the user upon loading if he wished to disable the REM statement and the LET keyword in assignment statements in exchange for lores graphics commands.
The USR() function is also defined differently, serving as a stand-in for the absent CALL command. Its argument is not for passing a numerical value to the machine-language routine, but is instead the call-address of the routine itself; there is no "hook" to pre-define the address. All of several examples in the manual use the function only to access "system monitor ROM" routines, or short user-routines to manipulate the ROM routines. No mention is made of any code to calculate the value returned by the function itself; the function is always shown being assigned to "dummy" variables, which, without action to set a value by user-code, just receive a meaningless value handed back to them. Even accessed ROM routines that return values (in examples, those that provide the service of PDL() and SCRN() functions) merely have their values stored, by user-routines, in locations that are separately PEEKed in a subsequent statement.
Unlike in Integer BASIC and Applesoft II, the Boolean operators AND, OR and NOT perform bitwise operations on 16-bit integer values. If they are given values outside that range, an error results.
The terms OUT and PLT (and the aforementioned IN) appear in the list of reserved words, but are not explained anywhere in the manual.
Related BASICs
Coleco claimed that its Adam home computer's SmartBASIC was source-code compatible with Applesoft.
Microsoft licensed a BASIC compatible with Applesoft to VTech for its Laser 128 clone.
See also
ALF's Formula Transfer Link, speed enhancement for Applesoft BASIC
Chinese BASIC, a Chinese-localized version of Applesoft BASIC
Apple III BASICs from Apple and Microsoft
References
This article includes text from Everything2, licensed under GFDL.
External links
Disassembled ROM
AppleSoft BASIC in JavaScript
Apple II software
BASIC interpreters
Discontinued Microsoft BASICs
BASIC programming language family
Microsoft programming languages |
2101 | https://en.wikipedia.org/wiki/Asterix | Asterix | Asterix or The Adventures of Asterix ( or , "Asterix the Gaul") is a bande dessinée comic book series about a village of indomitable Gaulish warriors who adventure around the world and fight the Roman Republic, with the aid of a magic potion, during the era of Julius Caesar, in an ahistorical telling of the time after the Gallic Wars. The series first appeared in the Franco-Belgian comic magazine Pilote on 29 October 1959. It was written by René Goscinny and illustrated by Albert Uderzo until Goscinny's death in 1977. Uderzo then took over the writing until 2009, when he sold the rights to publishing company Hachette; he died in 2020. In 2013, a new team consisting of Jean-Yves Ferri (script) and Didier Conrad (artwork) took over. , 39 volumes have been released, with the most recent released in October 2021. The 40th volume, penned by new writer Fabrice Caro and again drawn by Conrad, was released on 26 October 2023.
Description
Asterix comics usually start with the following introduction: The year is 50 BC. Gaul is entirely occupied by the Romans. Well, not entirely... One small village of indomitable Gauls still holds out against the invaders. And life is not easy for the Roman legionaries who garrison the fortified camps of Totorum, Aquarium, Laudanum and Compendium... The series follows the adventures of a village of Gauls as they resist Roman occupation in 50 BC. They do so using a magic potion, brewed by their druid Getafix (Panoramix in the French version), which temporarily gives the recipient superhuman strength. The protagonists, the title character Asterix and his friend Obelix, have various adventures. The "-ix" ending of both names (as well as all the other pseudo-Gaulish "-ix" names in the series) alludes to the "-rix" suffix (meaning "king", like "-rex" in Latin) present in the names of many real Gaulish chieftains such as Vercingetorix, Orgetorix, and Dumnorix.
In some of the stories they travel to foreign countries, whilst other tales are set in and around their village. For much of the history of the series (volumes 4 through 29), settings in Gaul and abroad alternate, with even-numbered volumes set abroad and odd-numbered volumes set in Gaul, mostly in the village.
The Asterix series is one of the most popular Franco-Belgian comics in the world, with the series being translated into 111 languages and dialects .
The success of the series has led to the adaptation of its books into 15 films: ten animated, and five live action (two of which, Asterix & Obelix: Mission Cleopatra and Asterix and Obelix vs. Caesar, were major box office successes in France). There have also been a number of games based on the characters, and a theme park near Paris, Parc Astérix. The very first French satellite, Astérix, launched in 1965, was named after the character, whose name is close to Greek ἀστήρ and Latin astrum, meaning a "star". As of 20 April 2022, 385million copies of Asterix books had been sold worldwide and translated in 111 languages making it the world's most widely translated comic book series, with co-creators René Goscinny and Albert Uderzo being France's best-selling authors abroad.
In April 2022 Albert and René’s general director, Céleste Surugue, hosted a 45-minute talk entitled ‘The Next Incarnation of a Heritage Franchise: Asterix’ and spoke about the success of the Asterix franchise, of which he noted "The idea was to find a subject with a strong connection with French culture and, while looking at the country's history, they ended up choosing its first defeat, namely the Gaul's Roman colonisation". He also went on to say how since 1989 Parc Asterix has attracted an average of 2.3 million visitors per year. Other notable mentions were how the franchise includes 10 animated movies, which recorded over 53 million viewers worldwide. The inception of Studios Idefix in 1974 and the opening of Studio 58 in 2016 were among the necessary steps to make Asterix a "100% Gaulish production", considered the best solution to keep the creative process under control from start to finish and to employ French manpower. He also noted how a new album is now published every two years, with print figures of 5 million and an estimated readership of 20 million.
History
Prior to creating the Asterix series, Goscinny and Uderzo had had success with their series Oumpah-pah, which was published in Tintin magazine.
Astérix was originally serialised in Pilote magazine, debuting in the first issue on 29 October 1959. In 1961 the first book was put together, titled Asterix the Gaul. From then on, books were released generally on a yearly basis. Their success was exponential; the first book sold 6,000 copies in its year of publication; a year later, the second sold 20,000. In 1963, the third sold 40,000; the fourth, released in 1964, sold 150,000. A year later, the fifth sold 300,000; 1966's Asterix and the Big Fight sold 400,000 upon initial publication. The ninth Asterix volume, when first released in 1967, sold 1.2 million copies in two days.
Uderzo's first preliminary sketches portrayed Asterix as a huge and strong traditional Gaulish warrior. But Goscinny had a different picture in his mind, visualizing Asterix as a shrewd, compact warrior who would possess intelligence and wit more than raw strength. However, Uderzo felt that the downsized hero needed a strong but dim companion, to which Goscinny agreed. Hence, Obelix was born. Despite the growing popularity of Asterix with the readers, the financial backing for the publication Pilote ceased. Pilote was taken over by Georges Dargaud.
When Goscinny died in 1977, Uderzo continued the series by popular demand of the readers, who implored him to continue. He continued to issue new volumes of the series, but on a less frequent basis. Many critics and fans of the series prefer the earlier collaborations with Goscinny. Uderzo created his own publishing company, Éditions Albert René, which published every album drawn and written by Uderzo alone since then. However, Dargaud, the initial publisher of the series, kept the publishing rights on the 24 first albums made by both Uderzo and Goscinny. In 1990, the Uderzo and Goscinny families decided to sue Dargaud to take over the rights. In 1998, after a long trial, Dargaud lost the rights to publish and sell the albums. Uderzo decided to sell these rights to Hachette instead of Albert-René, but the publishing rights on new albums were still owned by Albert Uderzo (40%), Sylvie Uderzo (20%) and Anne Goscinny (40%).
In December 2008, Uderzo sold his stake to Hachette, which took over the company. In a letter published in the French newspaper Le Monde in 2009, Uderzo's daughter, Sylvie, attacked her father's decision to sell the family publishing firm and the rights to produce new Astérix adventures after his death. She said:
... the co-creator of Astérix, France's comic strip hero, has betrayed the Gaulish warrior to the modern-day Romans – the men of industry and finance.
However, René Goscinny's daughter, Anne, also gave her agreement to the continuation of the series and sold her rights at the same time. She is reported to have said that "Asterix has already had two lives: one during my father's lifetime and one after it. Why not a third?". A few months later, Uderzo appointed three illustrators, who had been his assistants for many years, to continue the series. In 2011, Uderzo announced that a new Asterix album was due out in 2013, with Jean-Yves Ferri writing the story and Frédéric Mébarki drawing it. A year later, in 2012, the publisher Albert-René announced that Frédéric Mébarki had withdrawn from drawing the new album, due to the pressure he felt in following in the steps of Uderzo. Comic artist Didier Conrad was officially announced to take over drawing duties from Mébarki, with the due date of the new album in 2013 unchanged.
In January 2015, after the murders of seven cartoonists at the satirical Paris weekly Charlie Hebdo, Astérix creator Albert Uderzo came out of retirement to draw two Astérix pictures honouring the memories of the victims.
List of titles
Numbers 1–24, 32 and 34 are by Goscinny and Uderzo. Numbers 25–31 and 33 are by Uderzo alone. Numbers 35–39 are by Jean-Yves Ferri and Didier Conrad. Years stated are for their initial album release.
Asterix the Gaul (1961)
Asterix and the Golden Sickle (1962)
Asterix and the Goths (1963)
Asterix the Gladiator (1964)
Asterix and the Banquet (1965)
Asterix and Cleopatra (1965)
Asterix and the Big Fight (1966)
Asterix in Britain (1966)
Asterix and the Normans (1967)
Asterix the Legionary (1967)
Asterix and the Chieftain's Shield (1967)
Asterix at the Olympic Games (1968)
Asterix and the Cauldron (1969)
Asterix in Spain (1969)
Asterix and the Roman Agent (1970)
Asterix in Switzerland (1970)
The Mansions of the Gods (1971)
Asterix and the Laurel Wreath (1972)
Asterix and the Soothsayer (1972)
Asterix in Corsica (1973)
Asterix and Caesar's Gift (1974)
Asterix and the Great Crossing (1975)
Obelix and Co. (1976)
Asterix in Belgium (1979)
Asterix and the Great Divide (1980)
Asterix and the Black Gold (1981)
Asterix and Son (1983)
Asterix and the Magic Carpet (1987)
Asterix and the Secret Weapon (1991)
Asterix and Obelix All at Sea (1996)
Asterix and the Actress (2001)
Asterix and the Class Act (2003)
Asterix and the Falling Sky (2005)
Asterix and Obelix's Birthday: The Golden Book (2009)
Asterix and the Picts (2013)
Asterix and the Missing Scroll (2015)
Asterix and the Chariot Race (2017)
Asterix and the Chieftain's Daughter (2019)
Asterix and the Griffin (2021)
Asterix and the White Iris (2023)
Non-canonical volumes:
Asterix Conquers Rome, to be the 23rd volume, before Obelix and Co. (1976) - comic
How Obelix Fell into the Magic Potion When he was a Little Boy (1989) - special issue album
Uderzo Croqué par ses Amis (Uderzo sketched by his friends) (1996) - tribute album by various artists
The Twelve Tasks of Asterix (2016) - special issue album, illustrated text
Asterix Conquers Rome is a comics adaptation of the animated film The Twelve Tasks of Asterix. It was released in 1976 and was the 23rd volume to be published, but it has been rarely reprinted and is not considered to be canonical to the series. The only English translations ever to be published were in the Asterix Annual 1980 and never an English standalone volume. A picture-book version of the same story was published in English translation as The Twelve Tasks of Asterix by Hodder & Stoughton in 1978.
In 1996, a tribute album in honour of Albert Uderzo was released titled Uderzo Croqué par ses Amis, a volume containing 21 short stories with Uderzo in Ancient Gaul. This volume was published by Soleil Productions and has not been translated into English.
In 2007, Éditions Albert René released a tribute volume titled Astérix et ses Amis, a 60-page volume of one-to-four-page short stories. It was a tribute to Albert Uderzo on his 80th birthday by 34 European cartoonists. The volume was translated into nine languages. , it has not been translated into English.
In 2016, the French publisher Hachette, along with Anne Goscinny and Albert Uderzo decided to make the special issue album The XII Tasks of Asterix for the 40th anniversary of the film The Twelve Tasks of Asterix. There was no English edition.
Synopsis and characters
The main setting for the series is an unnamed coastal village, rumoured to be inspired by Erquy in Armorica (present-day Brittany), a province of Gaul (modern France), in the year 50 BC. Julius Caesar has conquered nearly all of Gaul for the Roman Empire during the Gallic Wars. The little Armorican village, however, has held out because the villagers can gain temporary superhuman strength by drinking a magic potion brewed by the local village druid, Getafix. His chief is Vitalstatistix.
The main protagonist and hero of the village is Asterix, who, because of his shrewdness, is usually entrusted with the most important affairs of the village. He is aided in his adventures by his rather corpulent and slower thinking friend, Obelix, who, because he fell into the druid's cauldron of the potion as a baby, has permanent superhuman strength (because of this, Getafix steadfastly refuses to allow Obelix to drink the potion, as doing so would have a dangerous and unpredictable result, as shown in Asterix and Obelix All at Sea). Obelix is usually accompanied by Dogmatix, his little dog. (Except for Asterix and Obelix, the names of the characters change with the language. For example, Obelix's dog's name is "Idéfix" in the original French edition.)
Asterix and Obelix (and sometimes other members of the village) go on various adventures both within the village and in far away lands. Places visited in the series include parts of Gaul (Lutetia, Corsica etc.), neighbouring nations (Belgium, Spain, Britain, Germany etc.), and far away lands (North America, Middle East, India etc.).
The series employs science-fiction and fantasy elements in the more recent books; for instance, the use of extraterrestrials in Asterix and the Falling Sky and the city of Atlantis in Asterix and Obelix All at Sea.
With rare exceptions, the ending of the albums usually shows a big banquet with the village's inhabitants gathering - the sole exception is the bard Cacofonix restrained and gagged to prevent him from singing (but in Asterix and the Normans the blacksmith Fulliautomatix was tied up). Mostly the banquets are held under the starry nights in the village, where roast boar is devoured and all (but one) are set about in merrymaking. However, there are a few exceptions, such as in Asterix and Cleopatra.
Humour
The humour encountered in the Asterix comics often centers around puns, caricatures, and tongue-in-cheek stereotypes of contemporary European nations and French regions. Much of the humour in the initial Asterix books was French-specific, which delayed the translation of the books into other languages for fear of losing the jokes and the spirit of the story. Some translations have actually added local humour: In the Italian translation, the Roman legionaries are made to speak in 20th-century Roman dialect, and Obelix's famous Ils sont fous, ces Romains ("These Romans are crazy") is translated properly as Sono pazzi questi romani, humorously alluding to the Roman abbreviation SPQR. In another example: Hiccups are written onomatopoeically in French as hips, but in English as "hic", allowing Roman legionaries in more than one of the English translations to decline their hiccups absurdly in Latin (hic, haec, hoc). The newer albums share a more universal humour, both written and visual.
Character names
All the fictional characters in Asterix have names which are puns on their roles or personalities, and which follow certain patterns specific to nationality. Certain rules are followed (most of the time) such as Gauls (and their neighbours) having an "-ix" suffix for the men and ending in "-a" for the women; for example, Chief Vitalstatistix (so called due to his portly stature) and his wife Impedimenta (often at odds with the chief). The male Roman names end in "-us", echoing Latin nominative male singular form, as in Gluteus Maximus, a muscle-bound athlete whose name is literally the butt of the joke. Gothic names (present-day Germany) end in "-ic", after Gothic chiefs such as Alaric and Theoderic; for example Rhetoric the interpreter. Greek names end in "-os" or "-es"; for example, Thermos the restaurateur. British names usually end in "-ax" or "-os" and are often puns on the taxation associated with the later United Kingdom; examples include Mykingdomforanos, a British tribal chieftain, Valuaddedtax the druid, and Selectivemploymentax the mercenary. Names of Normans end with "-af", for example Nescaf or Cenotaf. Egyptian characters often end in -is, such as the architects Edifis and Artifis, and the scribe Exlibris. Indic names, apart from the only Indic female characters Orinjade and Lemuhnade, exhibit considerable variation; examples include Watziznehm, Watzit, Owzat, and Howdoo. Other nationalities are treated to pidgin translations from their language, like Huevos y Bacon, a Spanish chieftain (whose name, meaning eggs and bacon, is often guidebook Spanish for tourists), or literary and other popular media references, like Dubbelosix (a sly reference to James Bond's codename "007").
Most of these jokes, and hence the names of the characters, are specific to the translation; for example, the druid named Getafix in English translation - "get a fix", referring to the character's role in dispensing the magic potion - is Panoramix in the original French and Miraculix in German. Even so, occasionally the wordplay has been preserved: Obelix's dog, known in the original French as Idéfix (from idée fixe, a "fixed idea" or obsession), is called Dogmatix in English, which not only renders the original meaning strikingly closely ("dogmatic") but in fact adds another layer of wordplay with the syllable "Dog-" at the beginning of the name.
The name Asterix, French Astérix, comes from , meaning "asterisk", which is the typographical symbol * indicating a footnote, from the Greek word ἀστήρ (aster), meaning a "star". His name is usually left unchanged in translations, aside from accents and the use of local alphabets. For example, in Esperanto, Polish, Slovene, Latvian, and Turkish it is Asteriks (in Turkish he was first named Bücür meaning "shorty", but the name was then standardised). Two exceptions include Icelandic, in which he is known as Ástríkur ("Rich of love"), and Sinhala, where he is known as (Soora Pappa), which can be interpreted as "Hero". The name Obelix (Obélix) may refer to "obelisk", a stone column from ancient Egypt, but also to another typographical symbol, the obelisk or obelus ().
For explanations of some of the other names, see List of Asterix characters.
Ethnic stereotypes
Many of the Asterix adventures take place in other countries away from their homeland in Gaul. In every album that takes place abroad, the characters meet (usually modern-day) stereotypes for each country, as seen by the French.
Italics (Italians) are the inhabitants of Italy. In the adventures of Asterix, the term "Romans" is used by non-Italics to refer to all inhabitants of Italy, who at that time had extended their dominion over a large part of the Mediterranean basin. But as can be seen in Asterix and the Chariot Race, in the Italic peninsula this term is used only to refer to the people from the capital, with many Italics preferring to identify themselves as Umbrians, Etruscans, Venetians, etc. Various topics from this country are explored, as in this example, Italian gastronomy (pasta, pizza, wine), art, famous people (Pavarotti, Berlusconi, Mona Lisa), and even the controversial issue of political corruption.Romans in general appear more similar to the historical Romans, than to modern-age Italians.
Goths (Germans) are disciplined and militaristic, they are composed of many factions that fight amongst each other (which is a reference to Germany before Otto von Bismarck, and to East and West Germany after the Second World War), and they wear the Pickelhaube helmet common during the German Empire. In later appearances, the Goths tend to be more good-natured.
Helvetians (Swiss) are neutral, eat fondue, and are obsessed with cleaning, accurate time-keeping, and banks.
The Britons (English) are phlegmatic, and speak with early 20th-century aristocratic slang (similar to Bertie Wooster). They stop for tea every day (making it with hot water and a drop of milk until Asterix brings them actual tea leaves), drink lukewarm beer (Bitter), eat tasteless foods with mint sauce (Rosbif), and live in streets containing rows of identical houses. In Asterix and Obelix: God Save Britannia the Britons all wore woollen pullovers and Tam o' shanters.
Hibernians (Irish) inhabit Hibernia, the Latin name of Ireland and they fight against the Romans alongside the Britons to defend the British Isles.
Iberians (Spanish) are filled with pride and have rather choleric tempers. They produce olive oil, provide very slow aid for chariot problems on the Roman roads and (thanks to Asterix) adopt bullfighting as a tradition.
When the Gauls visited North America in Asterix and the Great Crossing, Obelix punches one of the attacking Native Americans with a knockout blow. The warrior first hallucinates American-style emblematic eagles; the second time, he sees stars in the formation of the Stars and Stripes; the third time, he sees stars shaped like the United States Air Force roundel. Asterix's inspired idea for getting the attention of a nearby Viking ship (which could take them back to Gaul) is to hold up a torch; this refers to the Statue of Liberty (which was a gift from France).
Corsicans are proud, patriotic, and easily aroused but lazy, making decisions by using pre-filled ballot boxes. They harbour vendettas against each other, and always take their siesta.
Greeks are chauvinists and consider Romans, Gauls, and all others to be barbarians. They eat stuffed grape leaves (dolma), drink resinated wine (retsina), and are hospitable to tourists. Most seem to be related by blood, and often suggest some cousin appropriate for a job. Greek characters are often depicted in side profile, making them resemble figures from classical Greek vase paintings.
Normans (Vikings) drink endlessly, they always use cream in their cuisine, they don't know what fear is (which they're trying to discover), and in their home territory (Scandinavia), the night lasts for 6 months.Their depiction in the albums is a mix of stereotypes of Swedish Vikings and the Norman French.
Cimbres (Danes) are very similar to the Normans with the greatest difference being that the Gauls are unable to communicate with them. Their names end in "-sen", a common ending of surnames in Denmark and Norway akin to "-son".
Belgians speak with a funny accent, snub the Gauls, and always eat sliced roots deep-fried in bear fat. They also tell Belgian jokes.
Lusitanians (Portuguese) are short in stature and polite (Uderzo said all the Portuguese who he had met were like that).
The Indians have elephant trainers, as well as gurus who can fast for weeks and levitate on magic carpets. They worship thirty-three million deities and consider cows as sacred. They also bathe in the Ganges river.
Egyptians are short with prominent noses, endlessly engaged in building pyramids and palaces. Their favorite food is lentil soup and they sail feluccas along the banks of the Nile River.
Persians (Iranians) produce carpets and staunchly refuse to mend foreign ones. They eat caviar, as well as roasted camel and the women wear burqas.
Hittites, Sumerians, Akkadians, Assyrians, and Babylonians are perpetually at war with each other and attack strangers because they confuse them with their enemies, but they later apologize when they realize that the strangers are not their enemies. This is likely a criticism of the constant conflicts among the Middle Eastern peoples.
The Jews are all depicted as Yemenite Jews, with dark skin, black eyes, and beards, a tribute to Marc Chagall, the famous painter whose painting of King David hangs at the Knesset (Israeli Parliament).
Numidians, contrary to the Berber inhabitants of ancient Numidia (located in North Africa), are obviously Africans from sub-Saharan Africa. The names end in "-tha", similar to the historical king Jugurtha of Numidia.
The Picts (Scots) wear a typical dress with a kilt (skirt), have the habit of drinking "malt water" (whisky) and throwing logs (caber tossing) as a popular sport and their names all start with "Mac-".
Sarmatians (Ukrainians), inhabit the North Black Sea area, which represents present-day Ukraine. Their names end in "-ov", like many Ukrainian surnames.
When the Gauls see foreigners speaking their foreign languages, these have different representations in the cartoon speech bubbles:
Iberian: Same as Spanish, with inversion of exclamation marks ('¡') and question marks ("¿")
Goth language: Gothic script (incomprehensible to the Gauls, except Getafix, who speaks Gothic)
Viking (Normans and Cimbres): "Ø" and "Å" instead of "O" and "A" (incomprehensible to the Gauls)
Amerindian: Pictograms and sign language (generally incomprehensible to the Gauls)
Egyptians and Kushites: Hieroglyphs with explanatory footnotes (incomprehensible to the Gauls)
Greek: Straight letters, carved as if in stone
Sarmatian: In their speech balloons, some letters (E, F, N, R ...) are written in a mirror-reversed form, which evokes the modern Cyrillic alphabet.
Translations
The various volumes have been translated into more than 100 languages and dialects. Besides the original French language, most albums are available in Bengali, Estonian, English, Czech, Dutch, German, Galician, Danish, Icelandic, Norwegian, Swedish, Finnish, Spanish, Catalan, Basque, Portuguese, Italian, Greek, Hungarian, Polish, Romanian, Turkish, Slovene, Bulgarian, Serbian, Croatian, Latvian, Welsh, and also in Latin.
Some books have also been translated into languages including Esperanto, Scottish Gaelic, Irish, Scots, Indonesian, Persian, Mandarin, Korean, Japanese, Bengali, Afrikaans, Arabic, Hindi, Hebrew, Frisian, Romansch, Vietnamese, Sinhala, Ancient Greek, and Luxembourgish.
In Europe, several volumes were translated into a variety of regional languages and dialects, such as Alsatian, Breton, Chtimi (Picard), and Corsican in France; Bavarian, Swabian, and Low German in Germany; and Savo, Karelia, Rauma, and Helsinki slang dialects in Finland. In Portugal a special edition of the first volume, Asterix the Gaul, was translated into local language Mirandese. In Greece, a number of volumes have appeared in the Cretan Greek, Cypriot Greek, and Pontic Greek dialects. In the Italian version, while the Gauls speak standard Italian, the legionaries speak in the Romanesque dialect. In the former Yugoslavia, the "Forum" publishing house translated Corsican text in Asterix in Corsica into the Montenegrin dialect of Serbo-Croatian (today called Montenegrin).
In the Netherlands, several volumes were translated into West Frisian, a Germanic language spoken in the province of Friesland; into Limburgish, a regional language spoken not only in Dutch Limburg but also in Belgian Limburg and North Rhine-Westphalia, Germany; and into Tweants, a dialect in the region of Twente in the eastern province of Overijssel. Hungarian-language books were published in Yugoslavia for the Hungarian minority living in Serbia. Although not translated into a fully autonomous dialect, the books differ slightly from the language of the books issued in Hungary. In Sri Lanka, the cartoon series was adapted into Sinhala as Sura Pappa.
Most volumes have been translated into Latin and Ancient Greek, with accompanying teachers' guides, as a way of teaching these ancient languages.
English translation
Before Asterix became famous, translations of some strips were published in British comics including Valiant, Ranger, and Look & Learn, under names Little Fred and Big Ed and Beric the Bold, set in Roman-occupied Britain. These were included in an exhibition on Goscinny's life and career, and Asterix, in London's Jewish Museum in 2018.
In 1970 William Morrow published English translations in hardback of three Asterix albums for the American market. These were Asterix the Gaul, Asterix and Cleopatra and Asterix the Legionary. Lawrence Hughes in a letter to The New York Times stated, "Sales were modest, with the third title selling half the number of the first. I was publisher at the time, and Bill Cosby tried to buy film and television rights. When that fell through, we gave up the series."
The first 33 Asterix albums were translated into English by Anthea Bell and Derek Hockridge (including the three volumes reprinted by William Morrow), who were widely praised for maintaining the spirit and humour of the original French versions. Hockridge died in 2013, so Bell translated books 34 to 36 by herself, before retiring in 2016 for health reasons. She died in 2018. Adriana Hunter became translator.
US publisher Papercutz in December 2019 announced it would begin publishing "all-new more American translations" of the Asterix books, starting on 19 May 2020. The launch was postponed to 15 July 2020 as a result of the COVID-19 pandemic. The new translator is Joe Johnson, a professor of French and Spanish at Clayton State University.
Adaptations
The series has been adapted into various media. There are 18 films, 15 board games, 40 video games, and 1 theme park.
Films
Deux Romains en Gaule, 1967 black and white television film, mixed media, live-action with Asterix and Obelix animated. Released on DVD in 2002.
Asterix the Gaul, 1967, animated, based on the album Asterix the Gaul.
Asterix and the Golden Sickle, 1967, animated, based upon the album Asterix and the Golden Sickle, incomplete and never released.
Asterix and Cleopatra, 1968, animated, based on the album Asterix and Cleopatra.
The Dogmatix Movie, 1973, animated, a unique story based on Dogmatix and his animal friends, Albert Uderzo created a comic version (consisting of eight comics, as the film is a combination of 8 different stories) of the never-released movie in 2003.
The Twelve Tasks of Asterix, 1976, animated, a unique story not based on an existing comic.
Asterix Versus Caesar, 1985, animated, based on both Asterix the Legionary and Asterix the Gladiator.
Asterix in Britain, 1986, animated, based upon the album Asterix in Britain.
Asterix and the Big Fight, 1989, animated, based on both Asterix and the Big Fight and Asterix and the Soothsayer.
Asterix Conquers America, 1994, animated, loosely based upon the album Asterix and the Great Crossing.
Asterix and Obelix vs. Caesar, 1999, live-action, based primarily upon Asterix the Gaul, Asterix and the Soothsayer, Asterix and the Goths, Asterix the Legionary, and Asterix the Gladiator.
Asterix & Obelix: Mission Cleopatra, 2002, live-action, based upon the album Asterix and Cleopatra.
Asterix and Obelix in Spain, 2004, live-action, based upon the album Asterix in Spain, incomplete and never released because of disagreement with the team behind the movie and the creator of the comics.
Asterix and the Vikings, 2006, animated, loosely based upon the album Asterix and the Normans.
Asterix at the Olympic Games, 2008, live-action, loosely based upon the album Asterix at the Olympic Games.
Asterix and Obelix: God Save Britannia, 2012, live-action, loosely based upon the album Asterix in Britain and Asterix and the Normans.
Asterix: The Mansions of the Gods, 2014, computer-animated, based upon the album The Mansions of the Gods and is the first animated Asterix movie in stereoscopic 3D.
Asterix: The Secret of the Magic Potion, 2018, computer-animated, original story.
Asterix & Obelix: The Middle Kingdom, 2023, live-action, original story
Television series
On 17 November, 2018, a 52 eleven-minute episode computer-animated series centred around Dogmatix was announced to be in production by Studio 58 and Futurikon for broadcast on France Télévisions in 2020. On 21 December, 2020, it was confirmed that Dogmatix and the Indomitables had been pushed back to fall 2021, with o2o Studio producing the animation. The show is distributed globally by LS Distribution. The series premiered on the Okoo streaming service on 2 July before beginning its linear broadcast on France 4 on 28 August 2021.
On 3 March, 2021, it was announced that Asterix the Gaul is to star in a new Netflix animated series directed by Alain Chabat. The series will be adapted from one of the classic volumes, Asterix and the Big Fight, where the Romans, after being constantly embarrassed by Asterix and his village cohorts, organize a brawl between rival Gaulish chiefs and try to fix the result by kidnapping a druid along with his much-needed magic potion. The series will debut in 2023. The series will be CG-Animated.
Games
Many gamebooks, board games and video games are based upon the Asterix series. In particular, many video games were released by various computer game publishers.
Theme park
Parc Astérix, a theme park 22 miles north of Paris, based upon the series, was opened in 1989. It is one of the most visited sites in France, with around 2.3 million visitors per year.
Influence in popular culture
The first French satellite, which was launched in 1965, was named Astérix-1 in honour of Asterix. Asteroids 29401 Asterix and 29402 Obelix were also named in honour of the characters. Coincidentally, the word Asterix/Asterisk originates from the Greek for Little Star.
During the campaign for Paris to host the 1992 Summer Olympics, Asterix appeared in many posters over the Eiffel Tower.
The French company Belin introduced a series of Asterix crisps shaped in the forms of Roman shields, gourds, wild boar, and bones.
In the UK in 1995, Asterix coins were presented free in every Nutella jar.
In 1991, Asterix and Obelix appeared on the cover of Time for a special edition about France, art directed by Mirko Ilic. In a 2009 issue of the same magazine, Asterix is described as being seen by some as a symbol for France's independence and defiance of globalisation. Despite this, Asterix has made several promotional appearances for fast food chain McDonald's, including one advertisement which featured members of the village enjoying the traditional story-ending feast at a McDonald's restaurant.
Version 4.0 of the operating system OpenBSD features a parody of an Asterix story.
Action Comics Issue #579, published by DC Comics in 1986, written by Lofficier and Illustrated by Keith Giffen, featured a homage to Asterix where Superman and Jimmy Olsen are drawn back in time to a small village of indomitable Gauls.
In 2005, the Mirror World Asterix exhibition was held in Brussels. The Belgian post office also released a set of stamps to coincide with the exhibition. A book was released to coincide with the exhibition, containing sections in French, Dutch and English.
On 29 October 2009, the Google homepage of a great number of countries displayed a logo (called Google Doodle) commemorating 50 years of Asterix.
Although they have since changed, the #2 and #3 heralds in the Society for Creative Anachronism's Kingdom of Ansteorra were the Asterisk and Obelisk Heralds.
Asterix and Obelix were the official mascots of the 2017 Ice Hockey World Championships, jointly hosted by France and Germany.
In 2019, France issued a commemorative €2 coin to celebrate the 60th anniversary of Asterix.
The Royal Canadian Navy has a supply vessel named MV Asterix. A second Resolve-Class ship, to have been named MV Obelix, was cancelled.
Asterix, Obelix and Vitalstatistix appear in Larry Gonick's The Cartoon History of the Universe volume 2, especially in the depiction of the Gallic invasion of Italy (390 – 387 BCE). In the final panel of that sequence, as they trudge off into the sunset, Obelix says "Come on, Asterix! Let's get our own comic book."
See also
List of Asterix characters
Bande dessinée
English translations of Asterix
List of Asterix games
List of Asterix volumes
Kajko i Kokosz
Potion
Roman Gaul, after Julius Caesar's conquest of 58–51 BC that consisted of five provinces
Commentarii de Bello Gallico
References
Sources
Astérix publications in Pilote BDoubliées
Astérix albums Bedetheque
Relevant literature
- This is Chapter #16, in Part III: Translations, Transformations, Migrations
Tosina Fernández, Luis J. “Creatividad paremiológica en las traducciones al castellano de Astérix”. Proverbium vol. 38, 2021, pp. 361-376. Proverbiium PDF
Tosina Fernández, Luis J. “Paremiological Creativity and Visual Representation of Proverbs: An Analysis of the Use of Proverbs in the Adventures of Asterix the Gaul”. Proceedings of the Fourteenth Interdisciplinary Colloquium on Proverbs, 2nd to 8th November 2020, at Tavira, Portugal, edited by Rui J.B. Soares and Outi Lauhakangas, Tavira: Tipografia Tavirense, 2021, pp. 256-277.
External links
Official site
Asterix the Gaul at Don Markstein's Toonopedia, from the original on 6 April 2012.
Asterix around the World – The many languages
Alea Jacta Est (Asterix for grown-ups) Each Asterix book is examined in detail
Les allusions culturelles dans Astérix - Cultural allusions
The Asterix Annotations – album-by-album explanations of all the historical references and obscure in-jokes
Bandes dessinées
French comic strips
Pilote titles
Dargaud titles
Alternate history comics
Lagardère SCA franchises
Satirical comics
Comic franchises
Fantasy comics
Historical comics
Humor comics
Pirate comics
1959 comics debuts
Fiction set in Roman Gaul
Comics set in ancient Rome
Comics set in France
Comics set in Brittany
Comics set in the 1st century BC
French comics adapted into films
Comics adapted into animated films
Comics adapted into animated series
Comics adapted into video games
1959 establishments in France
Works about rebels
Works about rebellions
Fiction about rebellions
Gallia Lugdunensis
Comics by Albert Uderzo
Armorica |
2102 | https://en.wikipedia.org/wiki/Arizona%20Cardinals | Arizona Cardinals | The Arizona Cardinals are a professional American football team based in the Phoenix metropolitan area. The Cardinals compete in the National Football League (NFL) as a member of the National Football Conference (NFC) West division, and play their home games at State Farm Stadium in Glendale, a suburb northwest of Phoenix.
The team was established in Chicago in 1898 as the Morgan Athletic Club, and joined the NFL as a charter member on September 17, 1920. The Cardinals are the oldest continuously run professional football franchise in the United States, as well as one of only two NFL charter member franchises still in operation since the league's founding, the other also from Chicago, the Chicago Bears (the Green Bay Packers were an independent team and did not join the NFL until a year after its creation in 1921). The team moved to St. Louis in and played there until . The team in St. Louis was commonly referred to as the "Football Cardinals", the "Gridbirds" or the "Big Red" to avoid confusion with the Major League Baseball's (MLB) St. Louis Cardinals. Before the season, the team moved west to Tempe, Arizona, a suburb east of Phoenix and played their home games for the next 18 seasons at Sun Devil Stadium on the campus of Arizona State University. In , the team moved to their current home field in suburban Glendale, although their executive offices and training facility remain in Tempe. From 1988 to 2012 (except 2005, when they trained in Prescott), the Cardinals conducted their annual summer training camp at Northern Arizona University in Flagstaff. The Cardinals moved their training camp to State Farm Stadium (then University of Phoenix Stadium) in 2013.
The Cardinals have won two NFL championships, both while the team was in Chicago. The first occurred in , but is the subject of controversy, with supporters of the Pottsville Maroons believing that Pottsville should have won the title. Their second, and the first to be won in a championship game, came in , nearly two decades before the first Super Bowl. They returned to the title game to defend in 1948, but lost the rematch 7–0 in a snowstorm in Philadelphia.
Since winning the championship in 1947, the team suffered many losing seasons, and currently holds the longest active championship drought of North American sports at 75 consecutive seasons. In 2012, the Cardinals became the first NFL franchise to lose 700 games since its inception. The team's all-time win–loss record (including regular season and playoff games) at the conclusion of the 2022 season is ( in the regular season, in the playoffs). They have been to the playoffs eleven times and have won seven playoff games, three of which were victories during their run in the 2008–09 NFL playoffs. During that season, they won their only NFC Championship Game since the 1970 AFL–NFL merger, and reached Super Bowl XLIII in 2009, losing 27–23 to the Pittsburgh Steelers. The team has also won five division titles (, , , and ) since their 1947–48 NFL championship game appearances. The Cardinals are the only NFL team who have never lost a playoff game at home, with a 5–0 record: the 1947 NFL Championship Game, two postseason victories during the aforementioned 2008–09 NFL playoffs, one during the 2009–10 playoffs, and one during the 2015–16 playoffs. The Cardinals have a total of 6 playoff appearances, 3 division titles and the one NFC championship in their 35 seasons since relocating to the Valley of the Sun in 1988.
Franchise history
Chicago Cardinals (1920–1959)
The franchise's inception dates back to 1898, when a neighborhood group gathered to play on the South Side of Chicago, calling themselves the Morgan Athletic Club. Chicago painting and building contractor Chris O'Brien acquired the team, which he relocated to Normal Field on Racine Avenue. The team was known as the Racine Normals until 1901, when O'Brien bought used jerseys from the University of Chicago. After he described the faded maroon clothing as "Cardinal red", the team became the Racine Street Cardinals. Eventually in 1920, the team became a charter member of the American Professional Football Association (APFA), which was rechristened the National Football League (NFL) two years later. The team entered the league as the Racine Cardinals, but changed their name to the Chicago Cardinals in 1922 to avoid confusion with the Horlick-Racine Legion, who entered the league two years earlier.
NFL champions (1925)
In 1925, the Cardinals were awarded the NFL Championship after the Pottsville Maroons were suspended for playing a game in what was deemed "another teams ". Having beat the Cardinals in a head-to-head game earlier in the season, the Pottsville Maroons won their extra game against the University of Notre Dame, helping them finish the year with the same record as the Cardinals. The Cardinals were also guilty of breaking NFL rules when they had scheduled two additional games, playing against the Hammond Pros and the Milwaukee Badgers, both of whom had already disbanded for the season. The game against the Badgers spurred a scandal when the Badgers filled out their roster with four high school players, in violation of NFL rules. The Cardinals experienced some success on the playing field during their first 26 seasons in the league.
NFL Champions (1947)
During the post-World War II years, the team reached two straight NFL finals against the Philadelphia Eagles, winning in 1947 (eight months after Charles Bidwill's death) but losing the following year. In the late 1950s, after years of bad seasons and losing fans to their crosstown rivals, the Chicago Bears, the Cardinals were almost bankrupt, and owner Violet Bidwill Wolfner became interested in a relocation.
St. Louis Cardinals (1960–1987)
Due to the formation of the rival American Football League, the NFL allowed Bidwill to relocate the team to St. Louis, Missouri, where they became the St. Louis Cardinals (they were locally called the "Big Red", the "Gridbirds" or the "Football Cardinals" to avoid confusion with the baseball team of the same name). During the Cardinals' 28-year stay in St. Louis, they advanced to the playoffs just three times (1974, 1975 and 1982), never hosting or winning in any appearance. The overall mediocrity of the Cardinals, combined with a then-21-year-old stadium, caused game attendance to dwindle, and owner Bill Bidwill decided to move the team to Arizona.
Phoenix/Arizona Cardinals (1988–present)
Not long after the end of the 1987 NFL season, Bidwill agreed to move to Phoenix on a handshake deal with state and local officials, and the team became the Phoenix Cardinals (the franchise has never played in the city of Phoenix proper; however, there are several NFL teams which do not play in their market's central cities). The team changed their geographic name to the Arizona Cardinals on March 17, 1994. The 1998 NFL season saw the Cardinals break two long droughts, qualifying for the playoffs for the first time in 16 years. The team got their first postseason win since 1947 by defeating the Dallas Cowboys 20–7 in the wild-card round of the playoffs.
In , the Cardinals, led by quarterback Kurt Warner, won the NFC Championship Game against the Philadelphia Eagles to advance to the Super Bowl for the first time in their history. They lost Super Bowl XLIII 27–23 to the Pittsburgh Steelers in the final seconds of the game.
After their historic 2008 season, the Cardinals posted a 10–6 record in , their first season with 10 wins in Arizona. The Cardinals clinched their second consecutive NFC West title, but were defeated by the eventual Super Bowl champion, the New Orleans Saints, 45–14 in the divisional playoffs. The next time they would make the playoffs would be in , when they ended up as a wild card. They set the best regular-season record in their history in Arizona at 11–5, but were defeated by the 7–8–1 NFC South champions, the Carolina Panthers.
The next year, the Cardinals set a franchise-best 13–3 record, and clinched their first-ever first-round playoff bye as the NFC's second seed. They defeated the Green Bay Packers 26–20 in overtime, giving quarterback Carson Palmer his first playoff victory. The Cardinals then advanced to their second NFC Championship Game in their history, but were blown out by the top-seeded 15–1 Panthers 49–15, committing seven turnovers.
The Cardinals then fell to 7–8–1 in and 8–8 in before ultimately dropping to 3–13 in , tying the franchise record set in for the worst record in a 16-game season. The team improved to 5–10–1 in and 8–8 in . In , the Cardinals went 11–6, posting a winning record and returning to the postseason for the first time since 2015, but lost to the Los Angeles Rams in the Wild Card round. They failed to improve their record in 2022, dropping to the bottom of NFC West at 4–13, and missing the playoffs.
Logos and uniforms
Starting in , the team had a logo of a cardinal bird perched on the laces of a football.
The Cardinals moved to Arizona in , and the flag of Arizona was added to the sleeves the following year. In , the team began wearing red pants with their white jerseys, as new coach Joe Bugel wanted to emulate his former employer, the Washington Redskins, who at the time wore burgundy pants with their white jerseys (the Redskins later returned to their 1970s gold pants with all their jerseys).
In , the Cardinals participated in the NFL's 75th-anniversary throwback uniform program. The jerseys were similar to those of the 1920s Chicago Cardinals, with an interlocking "CC" logo and three stripes on each sleeve. The uniform numbers were relocated to the right chest. The pants were khaki to simulate the color and material used in that era. The Cardinals also stripped the logos from their helmets for two games: at Cleveland and home vs. Pittsburgh.
The Cardinal head on the helmet also appeared on the sleeve of the white jersey from 1982 to 1995. In 1996, the state flag of Arizona was moved higher on the sleeve after the Cardinal head was eliminated as sleeves on football jerseys became shorter, and black was removed as an accent color, instead replaced with a blue to match the predominant color of the state flag. In 2002, the Cardinals began to wear all-red and all-white combinations, and continued to do so through 2004, prior to the team's makeover.
In , the team unveiled its first major changes in a century. The cardinal-head logo was updated to look sleeker and meaner than its predecessor. Numerous fans had derisively called the previous version a "parakeet". Black again became an accent color after an eight-year absence, while trim lines were added to the outside shoulders, sleeves, and sides of the jerseys and pants. Both the red and white jerseys have the option of red or white pants.
Hoping to break a six-game losing streak, the Cardinals wore the red pants for the first time on October 29, 2006, in a game at Lambeau Field against the Green Bay Packers. The Packers won 31–14, and the Cards headed into their bye week with a 1–7 mark. Following the bye week, the Cardinals came out in an all-red combination at home against the Dallas Cowboys and lost, 27–10. Arizona did not wear the red pants for the remainder of the season and won four of their last seven games. However, the following season, in , the Cardinals again wore their red pants for their final 3 home games. They wore red pants with white jerseys in games on the road at the Cincinnati Bengals and Seattle Seahawks. They paired red pants with red jerseys, the all-red combination, for home games against the Detroit Lions, San Francisco 49ers, Cleveland Browns, and St. Louis Rams. The red pants were not worn at all in , but they were used in home games vs. Seattle, Minnesota, and St. Louis in . The red pants were paired with the white road jersey for the first time in three years during a 2010 game at Carolina, but the white jersey/red pants combination was not used again until 2018, when they broke out the combination against the Kansas City Chiefs.
The Cardinals' first home game in Arizona, in 1988, saw them play in red jerseys. Thereafter, for the next 18 years in Arizona, the Cardinals, like a few other NFL teams in warm climates, wore their white jerseys at home during the first half of the season—forcing opponents to suffer in their darker jerseys during Arizona autumns that frequently see temperatures over 100 °F (38 °C). However, this tradition did not continue when the Cardinals moved from Sun Devil Stadium to State Farm Stadium in 2006, as early-season games (and some home games late in the season) were played with the roof closed. With the temperature inside at a comfortable 70 °F (21 °C), the team opted to wear red jerseys at home full-time. The Cardinals wore white jerseys at home for the first time at State Farm Stadium on August 29, 2008, in a preseason game against the Denver Broncos.
The Cardinals wore white at home for the first time in a regular-season game at State Farm Stadium against the Houston Texans on October 11, . In October 2009, the NFL recognized Breast Cancer Awareness Month, and players wore pink-accented items, including gloves, wristbands, and shoes. The team thought the pink accents looked better with white uniforms than with red.
From 1970 through 1983, and again in many seasons between 1989 and 2002, the Cardinals would wear white when hosting the Dallas Cowboys in order to force the Cowboys to don their "jinxed" blue jerseys. They have not done this since moving into State Farm Stadium, however.
The season saw the Cardinals debut a new, alternate black jersey. In , the Cardinals debuted an all-black set for the NFL Color Rush program. While the regular black alternates featured white lettering and are paired with white pants, the Cardinals' Color Rush alternates used red lettering and black pants for the occasion. Starting in 2022, both black uniforms would be paired with an alternate black helmet.
Before the season, the Cardinals unveiled new uniforms. Most notably, the team opted to wear all-red uniforms at home and all-white uniforms on the road, with all-black uniforms as the alternate. The red uniform featured the state name in front in addition to white numbers with silver trim. The white uniform featured red numbers with black trim, and red and silver stripes along the pants and sleeves. The black alternate uniform design mirrored that of the white uniform, featuring red numbers with silver trim, and red and silver stripes along the pants and sleeves. On both uniforms, the silver sleeve stripe contained the team name. Both the red and white uniforms are worn with white helmets and silver facemasks, while the black uniform is worn with black helmets and black facemasks.
Fans
The Cardinals' playoff drought has exhibited resilience for some fans who have shown longtime devotion to the team. Fans of the Cardinals are often referred to as the Red Sea or the Bird Gang, with several notable fans such as Blake Shelton and Jordin Sparks. In honor of the tragic death of former safety Pat Tillman, the Cardinals strengthened their relationship with members of the armed forces community. The team regularly markets to military personnel and frequently visits nearby Luke Air Force Base in support of Arizona's servicemen.
Rivalries
Los Angeles Rams
One of the oldest matchups for the Cardinals as both teams first met during the 1937 NFL Season whilst the Rams played in Cleveland, and the Cardinals were still originally located in Chicago. Their Rivalry with the Los Angeles Rams has resurged in recent years as both teams found playoff success, despite the Cardinals' best efforts; the Rams have been 9-1 since hiring head coach Sean McVay in 2017. The Week 17 matchup of the 2020 season saw both teams playing for a playoff berth; despite the injury to Rams quarterback Jared Goff, the Cardinals lost 18-7 and were eliminated from the postseason. The Cardinals' streak ended against the Rams the following season. They took the lead in the NFC over the Rams and started the season 7–0. In the following matchup, the Rams won on Monday Night Football; the Cardinals lost 6 of 10 games after their 7–0 start. The Cardinals would clinch a wild card berth after a week 17 win over the Dallas Cowboys. They played the Rams in Los Angeles and lost 34-11 as Kyler Murray threw 2 interceptions with one returned for a touchdown.
Seattle Seahawks
One of the newer rivalries in the NFL, the Cardinals and Seahawks became divisional rivals after both were relocated to the NFC West as a result of the league's realignment in 2002. This rivalry has become one of the NFL's more bitter in recent years, as the mid-to-late 2010s often saw the Seahawks and Cardinals squaring off for NFC West supremacy. Many Cardinals fans see the Seahawks as their top rival due to their 2010s dominance under quarterback Russell Wilson and head coach Pete Carroll, although Seattle shares more intense rivalries with the San Francisco 49ers, Los Angeles Rams, and even the Green Bay Packers. Seattle leads the series 25–22–1, and the two teams have yet to meet in the playoffs.
San Francisco 49ers
Though they first met in 1951 and would meet occasionally until 2000, this would not become a full-fledged rivalry until both teams were placed in the NFC West division in 2002. While a close rivalry, it is often lopsided on both ends. After the 49ers won nine of ten meetings between 2009 and 2013, the Cardinals won eight straight meetings between 2014 and 2018. The 49ers lead the series 34–29.
The two teams have yet to meet in the playoffs.
Chicago Bears
The Cardinals' rivalry with the Bears features the only two teams that remain from the league's inception in 1920. At that time, the Bears were known as the Decatur Staleys, and the Cardinals were the Racine Cardinals. In 1922, the matchup between the teams became known as "The Battle of Chicago" for 38 years, making it the first true rivalry in the league's history. The Bears lead the all-time series 59–29–6.
Seasons and overall records
Single-season records
Points Scored: 489 ()
Passing
Passing yards: 4,671 – Carson Palmer ()
Passing touchdowns: 35 – Carson Palmer ()
Passes completed: 401 – Kurt Warner ()
Passes attempted: 598 – Kurt Warner ()
Longest completed pass: 98 yards – Doug Russell (); Ogden Compton (); Jim Hart ()
Rushing
Rushing yards: 1,605 – Ottis Anderson ()
Rushing attempts: 337 – Edgerrin James ()
Rushing touchdowns: 16 – David Johnson ()
Rushing touchdowns (rookie): 10 – Tim Hightower ()
Longest rushing attempt: 83 yards – John David Crow ()
Rushing yards per game: 100.3 yards – Ottis Anderson ()
Receiving
Receptions: 109 – Larry Fitzgerald ()
Receiving yards: 1,598 – David Boston ()
Receiving touchdowns: 15 – Sonny Randle ()
Returns
Punt returns in a season: 44 – Vai Sikahema ()
Longest punt return: 99 yards – Patrick Peterson ()
Longest kickoff return: 108 yards – David Johnson ()
Kicking
Field goals: 40 – Neil Rackers ()
Points after touchdown (PAT)s converted: 53 – Pat Harder ()
Punts: 112 – Dave Zastudil ()
Punting yards: 5,209 – Dave Zastudil ()
Career records
As of 2021
Passing yards: 34,639, Jim Hart (–)
Passing touchdowns: 209, Jim Hart (–)
Rushing yards: 7,999, Ottis Anderson (–)
Rushing touchdowns: 46, Ottis Anderson (–)
Receptions: 1,234, Larry Fitzgerald (–)
Receiving yards: 15,545, Larry Fitzgerald (–)
Passes intercepted: 52, Larry Wilson (–)
Field goals made: 282, Jim Bakken (–)
Points: 1,380, Jim Bakken (–)
Total touchdowns: 110, Larry Fitzgerald (–)
Punt return average: 13.7, Charley Trippi (–)
Kickoff return average: 28.5, Ollie Matson (, –)
Yards per punt average: 44.9, Jerry Norton (–)
Sacks: 71.5, Chandler Jones (–)
Tackles: 785, Eric Hill (1989–1997)
Players of note
Current roster
Retired numbers
Notes:
Although retired, #99 was re-issued to J. J. Watt after the daughter of Marshall Goldberg gave her blessing for Watt to wear it on March 2, 2021. Watt wore #99 for the 2021 and 2022 seasons until his retirement.
Pro Football Hall of Famers
Italics = played a portion of career with the Cardinals and enshrined representing another team
Dierdorf, Smith, Wehrli and Wilson were members of the St. Louis Football Ring of Fame in The Dome at America's Center when the Rams played there from 1995 to 2015.
Ring of Honor
The Cardinals' Ring of Honor was started in to mark the opening of State Farm Stadium. It honors former Cardinal greats from all eras of the franchise's history. Following is a list of inductees and the dates that they were inducted.
Staff
The Cardinals have had 42 head coaches throughout their history. Their first head coach was Paddy Driscoll, who compiled a 17–8–4 record with the team from 1920 to 1922. Jimmy Conzelman, Jim Hanifan and Ken Whisenhunt are tied as the longest-serving head coaches in Cardinals history. On April 14, 2022, Mark Ahlemeier, the Cardinals equipment manager retired after working with the organization for 41 seasons.
Current staff
Radio and television
The Cardinals' flagship radio station is KMVP-FM; Dave Pasch, Ron Wolfley, and Paul Calvisi handle the radio broadcast. Spanish-language radio broadcasts are heard on the combo of KQMR/KHOV-FM "Latino Mix" under a contract with Univisión, signed in 2015. Prior to 2015, they were heard on KDVA/KVVA-FM "José FM", as well as co-owned KBMB AM 710. The Cardinals were the first NFL team to offer all 20 preseason and regular season games on Spanish-language radio, doing so in 2000. Luis Hernandez and Rolando Cantú are the Spanish broadcast team. The Cardinals have the most extensive Mexican affiliate network in the NFL, with contracts with Grupo Larsa (in the state of Sonora) and Grupo Radiorama (outside Sonora) and stations in 20 cities, including Hermosillo, Guadalajara and Mexico City.
As of the 2017 season, NBC affiliate KPNX broadcasts the team's preseason games on television (which, that year, included the Hall of Fame Game broadcast by NBC), called by Pasch and Wolfley, with station anchor Paul Gerke as sideline reporter. The broadcasts are syndicated regionally to KTTU and KMSB-TV in Tucson, and KVVU-TV in Las Vegas.
English radio affiliates
See also
References
Notes
Further reading
Ziemba, Joe (2010). When Football Was Football: The Chicago Cardinals and the Birth of the NFL. Chicago: Triumph Books. .
External links
Arizona Cardinals at the National Football League official website
Sports in Phoenix, Arizona
National Football League teams
Sports in Glendale, Arizona
American football teams in Arizona
American football teams established in 1898 |
2103 | https://en.wikipedia.org/wiki/Atlanta%20Falcons | Atlanta Falcons | The Atlanta Falcons are a professional American football team based in Atlanta. The Falcons compete in the National Football League (NFL) as a member club of the league's National Football Conference (NFC) South division. The Falcons were founded on June 30, 1965, and joined the NFL in 1966 as an expansion team, after the NFL offered then-owner Rankin Smith a franchise to keep him from joining the rival American Football League (AFL).
In their 55 years of existence, the Falcons have compiled a record of 379–487–6 ( in the regular season and in the playoffs), winning division championships in 1980, 1998, 2004, 2010, 2012, and 2016. The Falcons have appeared in two Super Bowls, the first during the 1998 season in Super Bowl XXXIII, where they lost to the Denver Broncos and the second 18 years later, a overtime loss to the New England Patriots in Super Bowl LI.
The Falcons' current home field is Mercedes-Benz Stadium, which opened for the 2017 season; the team's headquarters and practice facilities are located at a site in Flowery Branch, northeast of Atlanta in Hall County.
Franchise history
Professional football comes to Atlanta (1962)
Professional football first came to Atlanta in 1962, when the American Football League (AFL) staged two preseason contests, with one featuring the Denver Broncos vs. the Houston Oilers and the second pitting the Dallas Texans against the Oakland Raiders. Two years later, the AFL held another exhibition, this time with the New York Jets taking on the San Diego Chargers.
In 1965, after the Atlanta–Fulton County Stadium (then known simply as Atlanta Stadium) was built, the city of Atlanta felt the time was right to start pursuing professional football. One independent group which had been active in NFL exhibition promotions in Atlanta applied for franchises in both the AFL and NFL, acting entirely on its own with no guarantee of stadium rights. Another group reported it had deposited earnest money for a team in the AFL.
With everyone running in different directions, some local businessmen (Cox Broadcasting) worked out a deal and were awarded an AFL franchise on contingent upon acquiring exclusive stadium rights from city NFL Commissioner Pete Rozelle, who had been moving slowly in Atlanta matters, was spurred by the AFL interest and headed on the next plane down to Atlanta to block the rival league's claim on the city of Atlanta. He forced the city to make a choice between the two leagues; by June 30, the city picked Rankin Smith and the NFL.
The AFL's original expansion plans in June 1965 were for two new teams in Atlanta and It later evolved into the Miami Dolphins in 1966 and the Cincinnati Bengals in 1968. The NFL had planned to add two teams in ; the competition with the AFL for Atlanta forced the first to be added a year early in . The odd number of teams (15) resulted in one idle team (bye) each week, with each team playing 14 games over 15 weeks (similar to : 12 games over 13 weeks). The second expansion team, the New Orleans Saints, joined the NFL as planned in 1967 as its sixteenth franchise.
The Atlanta Falcons franchise began when it was approved to begin play in 1966 by a unanimous vote of the NFL club owners on June 21, 1965. Rozelle granted ownership nine days later on June 30 to 40-year-old Rankin Smith Sr., an executive vice president of Life Insurance Company of Georgia. He paid $8.5 million, the highest price in NFL history at the time for a franchise. Rozelle and Smith made the deal in about five minutes and the Atlanta Falcons brought the largest and most popular sport to the city of Atlanta. The Atlanta expansion team became the 15th NFL franchise, and they were awarded the first overall pick in the 1966 NFL Draft as well as the final pick in each of the first five rounds. They selected consensus All-American linebacker Tommy Nobis from the University of Texas, making him the first-ever Falcon. The league also held the expansion draft six weeks later in which Atlanta selected unprotected players from the 14 existing franchises. Although the Falcons selected many good players in those drafts, they still were not able to win right away.
The Atlanta team received its nickname on August 29, 1965. Miss Julia Elliott, a school teacher from Griffin, was singled out from many people who suggested "Falcons" as the nickname for the new franchise. She wrote: "the Falcon is proud and dignified, with great courage and fight. It never drops its prey. It is deadly and has a great sporting tradition."
Smith family era (1966–2001)
The Falcons' inaugural season was in 1966, and their first preseason game was on August 1, a loss to the Philadelphia Eagles. Under head coach Norb Hecker, Atlanta lost their first nine regular-season games in 1966; their first victory came on the road against the struggling New York Giants on November 20 in Yankee Stadium. Two weeks later, Atlanta won at Minnesota, and beat St. Louis in Atlanta the next week for their first home win. The team finished the 1960s with 12 wins in four seasons.
The Falcons had their first Monday Night Football game in Atlanta during the 1970 season, a 20–7 loss to the Miami Dolphins. The only two winning seasons in their first 12 years were and
In the 1978 season, the Falcons qualified for the playoffs for the first time and won the Wild Card game against the Eagles 14–13. The following week, they lost to the Dallas Cowboys 27–20 in the Divisional Playoffs.
In the 1980 season, after a nine-game winning streak, the Falcons posted a franchise then-best record of 12–4 and captured their first NFC West division title. The next week, their dream season ended at home with a loss to the Cowboys 30–27 in the divisional playoffs. In the strike-shortened 1982 season, the Falcons made the playoffs but lost to the Minnesota Vikings, 30–24. Falcons coach Leeman Bennett was fired after the loss. The team then had losing seasons for the next eight years.
In the 1989 NFL Draft, the Falcons selected cornerback Deion Sanders in the first round, who helped them for the next four years, setting many records for the franchise. "Neon Deion" (a.k.a. "Prime Time") had a flashy appeal and helped bring media attention to one of the league's most anonymous franchises. Sanders was also famous for playing on major league baseball teams (New York Yankees and the Atlanta Braves) while simultaneously playing in the NFL.
After defeating the New Orleans Saints in the NFC Wild Card game, the Falcons' 1991 season ended in a divisional playoff loss to the Washington Redskins. In the 1991 NFL Draft, the Falcons selected quarterback Brett Favre as the 33rd overall pick. During his rookie season, he played in two games where he amassed a record of four passing attempts with no receptions and two interceptions. The following February, Favre was traded to the Green Bay Packers.
In 1992, the Atlanta Falcons opened a new chapter in their history moving into the newly constructed Georgia Dome, where the team has defeated all 31 other NFL teams at least once during its time there.
Dan Reeves years (1997–2003)
In 1998, under recently acquired head coach Dan Reeves, quarterback Chris Chandler and running back Jamal Anderson the "Dirty Bird" Falcons had their greatest season to date. On November 8, they beat the New England Patriots 41–10, ending a streak of 22 losses at cold-weather sites. The team finished with a franchise-best 14–2 regular-season record and the NFC West division championship. On January 17, 1999, the Falcons upset the top-seeded Vikings at the Hubert H. Humphrey Metrodome in the NFC Championship Game 30–27, in an exciting overtime victory. However, in their first-ever Super Bowl appearance, they lost 34–19 to the defending champion Denver Broncos in Super Bowl XXXIII.
In the second game of the Falcons 1999 season, running back Jamal Anderson, who had been a key player in the Falcons' 1998 success, suffered a season-ending knee injury. The Falcons finished the season with a very disappointing 5–11 regular-season record. In 2000, the Falcons suffered through another horrendous season finishing 4–12 and once again missing the playoffs.
In the 2001 NFL draft, the Falcons orchestrated a trade with the San Diego Chargers, acquiring the first overall pick (which was used on quarterback Michael Vick) in exchange for wide receiver-return specialist Tim Dwight and the fifth overall pick (used on running back LaDainian Tomlinson).
The Falcons finished the 2001 season with a record of 7–9 and missed the playoffs. Jessie Tuggle retired following 14 seasons in Atlanta.
Arthur Blank era (2002–present)
On December 6, 2001, Arthur M. Blank reached a preliminary agreement with the Falcons' Taylor Smith to purchase the team. In a special meeting prior to Super Bowl XXXVI in New Orleans on February 2, 2002, NFL owners voted unanimously to approve the purchase.
The 2002 season saw the Falcons return to the playoffs with a regular-season record of 9–6–1, tying the Pittsburgh Steelers. It was Vick's first year as the starter, and the team, with newly acquired running back Warrick Dunn, delivered the Green Bay Packers their first home playoff loss ever. A 20–6 loss to the Donovan McNabb-led Philadelphia Eagles the following week, however, ended the Falcons' season.
On March 19, 2003, the Falcons presented their new logo. During the 2003 preseason Vick broke his leg and missed the first 12 games of the season. After losing 7 straight games, the decision was made to release head coach Dan Reeves. Wade Phillips acted as interim coach for the final 3 games. Although the Falcons won 3 of their last 4 games after the return of Vick, they ended up with a 5–11 record that year. In 2004, a new head coach, Jim L. Mora, was hired and Vick returned for the full season. The Falcons went 11–5, winning their third division title and earning a first-round bye into the playoffs. In the divisional playoffs, the Falcons defeated the St. Louis Rams, 47–17, in the Georgia Dome, advancing to the NFC Championship Game, which they lost to the Eagles, 27–10.
The Falcons again fell short of achieving back-to-back winning seasons in , going 8–8. In , Michael Vick became the first quarterback in league history to rush for more than 1,000 yards in a season, with 1,039. After finishing the season 7–9, however, coach Jim Mora was dismissed and Bobby Petrino, the University of Louisville's football coach, replaced him. Before the 2007 season began, Vick was suspended indefinitely by the NFL after pleading guilty to charges involving dog fighting in the state of Virginia. On December 10, 2007, Vick received a 23-month prison sentence and was officially cut from the Atlanta roster.
For the 2007 season, the Falcons were forced to start Joey Harrington at quarterback. On December 11, 13 games into his first NFL season as head coach, Bobby Petrino resigned without notice to coach at the University of Arkansas, leaving the beleaguered players only a note in the locker room. Secondary Coach Emmitt Thomas was named interim coach for the final three games of the season on December 12. The Falcons ended the year with a dismal 4–12 record.
After the tumultuous and disappointing 2007 season, the Falcons made a number of moves, hiring a new general manager and head coach, drafting a new starting quarterback, and signing a starting running back.
On January 13, 2008, the Falcons named former Patriots director of college football scouting Thomas Dimitroff General Manager. On January 23, Jacksonville Jaguars defensive coach and former linebackers coach for the 2000 Super Bowl champion Baltimore Ravens Mike Smith was named the Falcons' new head coach. Chargers back-up running back Michael Turner agreed to a 6-year, $30 million deal on March 2. On April 26, Matt Ryan (quarterback from Boston College) was drafted third overall in the 2008 NFL draft by the Falcons.
The Falcons finished the 2008 regular season with a record of 11–5, and the #5 seed in the playoffs. On December 21, 2008, Atlanta beat the Minnesota Vikings 24–17 to clinch a wild card spot, earning a trip to the playoffs for the first time since 2004. The Falcons would go on to lose in the wild-card round of the 2008 NFL playoffs to the eventual NFC champion Arizona Cardinals, 30–24.
Matt Ryan started all 16 games in his rookie season and was named the Associated Press Offensive Rookie of the Year. First-year head coach Mike Smith was named 2008 NFL Coach of the Year.
Although they failed to make the playoffs in 2009 the team rallied to win their final three regular-season games to record back-to-back winning seasons for the first time in franchise history. The Falcons defeated the Tampa Bay Buccaneers 20–10 in the final game of the season to improve their record to 9–7.
In 2010, with a regular-season record of 13–3, the Falcons secured a third straight winning season, their fourth overall divisional title, and the top overall seed in the NFC playoffs; however, the Falcons were overpowered by the eventual Super Bowl XLV champion Green Bay Packers in the NFC Divisional Playoffs 48–21. The Falcons scored 414 points – the fifth-most in franchise history. The team sent an NFL-high and franchise-best nine players to the 2011 Pro Bowl.
The Falcons made a surprise trade up with the Cleveland Browns in the 2011 NFL draft to select Alabama wide receiver Julio Jones sixth overall. In exchange, the Falcons gave up their first-, second- and fourth-round draft picks in 2011, and their first and fourth draft picks in 2012. Jones, along with teammates Tony Gonzalez and Roddy White, have since been dubbed Atlanta's "Big Three" (based on their total number of reception yards). On August 30, 2011, Sports Illustrated senior writer Peter King, who correctly predicted the 2011 Super Bowl, made his predictions for the 2011 season and picked the Falcons to defeat the San Diego Chargers in the 2012 Super Bowl. The Falcons finished the season at 10–6, securing the fifth seed after a Week 17 beatdown of Tampa Bay in which the Falcons pulled their starters after leading 42–0 just 23 minutes into the game.
The Falcons then went on to play the New York Giants in a 2011 NFC Wild Card Game at MetLife Stadium in East Rutherford, New Jersey. The first half was a defensive struggle, with the first points coming off of a safety by the Falcons, giving Atlanta a 2–0 lead. In the second quarter, though, Eli Manning connected with Hakeem Nicks for a short touchdown pass to make it 7–2 Giants heading into the second half. Then the Giants took control, as Manning threw for two more touchdown passes to Mario Manningham and Nicks and the defense completed its shutout of the Falcons to give the New York Giants the win, 24–2, and the Falcons their third straight playoff loss with Matt Ryan and Mike Smith. After the season, defensive coordinator Brian VanGorder accepted a coaching job at Auburn University, and the offensive coordinator Mike Mularkey took the head coaching job in Jacksonville.
Atlanta exploded out of the gate, going a franchise-best 8–0 and remaining the last unbeaten team in the NFL that year. Their hopes to get an undefeated season came to an end with a 27–31 loss to the division rival Saints. Julio Jones had a remarkable second year, grabbing 10 touchdowns and 1,198 yards. The Falcons finished the season 13–3, and clinched the number one seed in the NFC playoffs.
The Falcons played the Seattle Seahawks in their first playoff game. Although they went down 28–27 with only 31 seconds left on the clock, Matt Ryan led the team to their first playoff victory, 30–28. It was the only playoff victory in the Mike Smith era.
The Atlanta Falcons then advanced to face the San Francisco 49ers. The Falcons seized control of the game early with a Matt Bryant field goal, a trio of Matt Ryan touchdown passes caught by Julio Jones and Tony Gonzalez coupled with outstanding defensive play. By the end of the half, the score was 24–14. The tides of the game began to shift in the second half as the 49ers rallied back with a pair of Frank Gore touchdown runs. Atlanta's offense attempted to reply but were ultimately shut down by the 49er defense. A few series later, late in the 4th quarter with little time remaining, Atlanta found themselves in a 4th and 4 situation at the 10-yard line. The Falcons needed just 10 more yards to secure victory and advance to their first Super Bowl berth in 14 years. Matt Ryan fired a pass to Roddy White which was ultimately broken up by inside linebacker NaVorro Bowman, resulting in a 28–24 defeat.
Following the success of the previous season, the Falcons were an expected Super Bowl contender. However, injuries hampered the team's performance and the team finished the season 4–12. With that, the streak of consecutive winning seasons came to an end and Mike Smith had his first losing season as a head coach. Tony Gonzalez, in his final season in the NFL, was selected to the 2014 Pro Bowl as a starter representing Team Rice. Following the conclusion of the 2012 season, director of player personnel Les Snead departed the team to join the St. Louis Rams and Dave Caldwell, assistant to general manager Thomas Dimitroff, left the team to join the Jacksonville Jaguars. Scott Pioli, former GM of the Kansas City Chiefs, was announced as the Falcons' new assistant GM. Mike Smith was given a one-year extension on his contract as head coach. The Falcons had the 6th overall pick in the 2014 NFL draft with which they selected Jake Matthews, who played as offensive tackle for Texas A&M.
Despite having another rough season, the Falcons still had an opportunity to qualify for the playoffs at the end of the regular season. The Falcons hosted the Carolina Panthers in their regular season finale, with the winners clinching the NFC South division. Unfortunately, the Falcons lost in a 34–3 blowout as Matt Ryan threw two interceptions that were returned for touchdowns and got sacked six times. The Falcons finished the season 6–10, marking the second consecutive losing season for the team. The following day, Mike Smith was fired after seven seasons as head coach. The Falcons would soon hire Seattle Seahawks defensive coordinator Dan Quinn as the team's 16th head coach. The Falcons had the 8th overall pick in the 2015 NFL draft with which they selected Vic Beasley, a defensive end from Clemson University.
Dan Quinn years (2015–2020)
In February 2015, the team was investigated by the NFL for alleged use of artificial crowd noise in the Georgia Dome. The Falcons lost a 2016 NFL Draft selection as a result of the league's investigation.
Dan Quinn's first season saw a 5–0 start, the team's best start in four years. They would then struggle throughout the rest of the season by losing 8 of their last 11 games, resulting in an 8–8 record. They did, however, give the Panthers their only regular-season loss. The Falcons used their first-round pick in the 2016 NFL Draft on safety Keanu Neal from the University of Florida.
In the Falcons' 25th and final season in the Georgia Dome, Atlanta lost their week 1 game to the Buccaneers 24–31. The Falcons would then win their next four including one over the Panthers, when the franchise set new records: Matt Ryan threw for 503 yards, and Julio Jones caught 12 passes for 300 yards. Beating the San Francisco 49ers 41–13 in Week 15, the Falcons improved to 9–5 and secured their first winning season since 2012. One week later, the Falcons defeated the Panthers in Charlotte, North Carolina, and clinched their first NFC South division title since 2012. In their last regular-season game at the Georgia Dome, the Falcons defeated the New Orleans Saints, and secured an 11–5 record and a first-round bye.
In the divisional round of the playoffs, Atlanta defeated the Seahawks 36–20 in the Georgia Dome, and hosted their last game at the Dome against the Green Bay Packers in the NFC Championship Game on January 22, 2017. The Falcons defeated the Packers 44–21 to advance to Super Bowl LI as the NFC champions. Atlanta was up 28–3 late in the third quarter, and the New England Patriots scored 31 unanswered points, with the last 6 in the first-ever overtime in the Super Bowl. The Patriots' 25-point comeback was the largest in Super Bowl history.
In 2016, the Falcons scored 540 points in the regular season, the seventh-most in NFL history, tied with the Greatest Show on Turf (the 2000 St. Louis Rams). However, the Falcons defense gave up 406 points, 27th in the league.
The Falcons moved into their new home, the Mercedes-Benz Stadium, this season. Their first game ever played at the new stadium was a preseason loss to the Arizona Cardinals. The first regular-season game at the new stadium was a rematch of the 2016–17 NFC Championship, with Atlanta defeating Green Bay 34–23. Their first loss of the season was a 23–17 home defeat to the Buffalo Bills in week 4. The team returned to the playoffs with a 10–6 record (albeit with a third-place finish in the NFC South). The Falcons defeated the Los Angeles Rams 26–13 in the Wild Card round, but their 2017 season came to an end a week later in the Divisional Playoff round at the hands of the eventual Super Bowl champion Philadelphia Eagles 15–10.
In their first game with new uniforms, the Falcons lost to the Seattle Seahawks at home 38–25. The Falcons then suffered comebacks made by both the Cowboys on the road (39–40) and then back in Atlanta against the Bears (26–30). On October 11, after the team suffered a 23–16 loss at home against the Carolina Panthers and fell to 0–5, the Falcons announced the firings of Quinn and Dimitroff. Defensive coordinator Raheem Morris took over for the rest of the season, leading the team to a 4–12 record. Morris was not retained after the season, and soon joined the Los Angeles Rams as their defensive coordinator.
Arthur Smith years (2021–present)
On January 15, 2021, the Falcons announced that Tennessee Titans offensive coordinator Arthur Smith had been named the 18th head coach in franchise history. Four days later, New Orleans Saints executive Terry Fontenot was named the Falcons' new general manager. Tight end Kyle Pitts was selected with the 4th pick of the 2021 draft, and longtime star receiver Julio Jones was traded to the Titans, after publicly requesting a trade from Atlanta. The Falcons improved on their record from the prior year, finishing the season with a 7–10 record.
On March 21, 2022, the Falcons traded longtime star quarterback Matt Ryan to the Indianapolis Colts.
Stadiums
The Falcons have called three stadiums home in their 51 years of existence, and its third home in their history opened in the late summer of 2017. The first was the Atlanta–Fulton County Stadium, sharing with the Atlanta Braves Major League Baseball team until 1991. In 1992, the Georgia Dome was built, and the Falcons played there from its opening to the 2016 season. The Dome has been frequently used for college football, including Georgia State football and college bowl games such as the Peach Bowl.
In an effort to replace the aging Georgia Dome and potentially host a future Super Bowl, team owner Arthur Blank proposed a deal with the city of Atlanta to build a new state-of-the-art stadium not far from where the Georgia Dome is located. Blank will contribute $800 million and the city of Atlanta will contribute an additional $200 million via bonds backed by the city's hotel/motel tax towards the construction of a retractable roof stadium. Blank will contribute additional money for cost overruns if it is needed. The team will provide up to $50 million towards infrastructure costs that weren't included in the construction budget and to retire the remaining debt on the Georgia Dome. In addition, Blank's foundation and the city will each provide $15 million for development in surrounding neighborhoods. Though the total cost of the stadium was initially estimated to be around $1 billion, the total cost was revised to $1.5 billion according to Blank. In March 2013, the Atlanta City Council voted 11–4 in favor of building the stadium. The retractable roof Mercedes-Benz Stadium broke ground in May 2014, and became the third home stadium for the Falcons and the first for the new Atlanta United FC Major League Soccer club upon opening in 2017.
Logo and uniforms
The Atlanta Falcons' colors are black, red, silver and white. When the team began play in 1966, the Falcons wore red helmets with a black falcon crest logo. In the center of the helmet was a center black stripe surrounded by two gold stripes and two white stripes. These colors represented the two college rival schools in the state of Georgia; rival schools Georgia Tech Yellow Jackets (white and gold) and the Georgia Bulldogs (red and black). Although the gold was removed after several seasons, the white remains to this day. They wore white pants and either black or white jerseys. At first, the falcon crest logo was also put on the jersey sleeves, but it was replaced by a red and white stripe pattern four years later. They switched from black to red jerseys in 1971, and the club began to wear silver pants in 1978. The facemasks on the helmets were initially gray, becoming white in 1978, and then black in 1984; the team wore black face masks until its 2020 redesign.
A prototype white helmet was developed for the team prior to the 1974 season, but was never worn.
In 1990, the uniform design changed to black helmets, silver pants, and either black or white jerseys. The numbers on the white jerseys were black, but were changed to red in 1997. (The red numerals could be seen on the away jerseys briefly in 1990.)
Both the logo and uniforms changed in 2003. The logo was redesigned with red and silver accents to depict a more powerful, aggressive falcon, which now more closely resembles the capital letter F.
Although the Falcons still wore black helmets, the new uniforms featured jerseys and pants with red trim down the sides. The uniform design consisted of either black or white jerseys, and either black or white pants. During that same year, a red alternate jersey with black trim was also introduced. The Falcons also started wearing black cleats with these uniforms.
In 2004, the red jerseys became the primary jerseys, and the black ones became the alternate, both worn with white pants. In select road games, the Falcons wear black pants with white jerseys. The Falcons wore an all-black combination for home games against their archrivals, the New Orleans Saints, winning the first two contests (24–21 in and 36–17 in ), but losing 31–13 in . The Falcons wore the all-black combination against the New Orleans Saints for four straight seasons starting in 2004, With the last time being in 2007, losing 34–14. They wore the combination again in 2006, against the Tampa Bay Buccaneers in Week 2. The Falcons won that game, 14–3. The Falcons also wore their all-black uniform in 2007 against the New York Giants, and in 2008 against the Carolina Panthers and against the Tampa Bay Buccaneers (for the second time). After that, the black pants and uniforms were retired and the white pants were now used full-time with the regular uniforms.
In the 1980s, the Falcons wore their white uniforms at home most of the time because of the heat. When the Falcons started playing in a dome, the team switched to their dark uniforms for home games but have worn their white uniforms at home a few times since switching to the dome. It was announced at the 2009 state of the franchise meeting that the Falcons would wear 1966 throwback uniforms for a couple games during the 2009 season. The Atlanta Falcons wore 1966 throwback jerseys for two home games in 2009 – against the Carolina Panthers on September 20 and against the Tampa Bay Buccaneers on November 29. The Falcons won both of those games. They donned the throwbacks again for 2 games in 2010, against Baltimore and San Francisco, winning both of those games as well. The throwbacks were used twice in 2011 and 2012; both times were against the Panthers and Saints. However, the throwbacks were retired following a 2013 NFL rule requiring only one helmet shell per team.
The Falcons unveiled an all-red Color Rush uniform on September 13, 2016; however, due to the fact that the Falcons and the Tampa Bay Buccaneers had similar all-red Color Rush uniforms, the Falcons were unable to wear their Color Rush uniform until the 2017 season.
Also in 2016, the Falcons unveiled a mixed throwback uniform set. The uniform tops, pants and socks closely resembled their 1960s kits. From 2016 to 2021, due to the NFL's one-shell rule, the Falcons wore the black helmets with the original logo decal similar to the design they wore in the 1990s. However, starting in 2022, with the NFL now reinstating the use of alternate helmets, the Falcons brought back the original red helmets to pair with their throwback uniforms.
It was revealed in January 2020 that the Falcons will change uniforms for the 2020 NFL season. The ensuing design featured the return to black as the primary home uniform color for the first time since 2003. Both the primary home and road uniforms featured the "ATL" abbreviation in red above either white or black numbers with red drop shadows. The white and black tops are usually paired with either white or black pants. The alternate uniform featured a red/black gradient design and also featured the "ATL" abbreviation in white above white numbers with black drop shadows. Black pants are only used with this uniform. All three uniforms feature red side stripes. The current throwback uniform was also retained. In addition, the Falcons switched to matte helmets with the enlarged falcon logo and gray facemasks.
Rivalries
New Orleans Saints
The Falcons have shared a heated divisional rivalry with the New Orleans Saints (first the NFC West, and now the NFC South). The two teams were often basement-dwellers in the division; but the rivalry grew as a means of pride between the two cities, as they were the only two NFL teams in the Deep South for multiple decades. The series is the oldest and most iconic rivalry in the NFC South as the two teams have long harbored bad blood against one another. Atlanta leads the series 52–48, including the lone postseason matchup with the Saints 1–0.
Carolina Panthers
In addition, the Falcons share a similar, rivalry with the Carolina Panthers, with both teams having been in the NFC West from the Panthers' founding in 1995 to the NFL realignment in 2002. Similar to their rivalry with the Saints, the Falcons have often endured several competitive divisional battles with the Panthers for lead of the NFC South, though the two have yet to meet in the postseason. The series is also known as the "I-85 Rivalry" due to Atlanta and Charlotte being only four hours apart on Interstate 85. The Falcons lead the series 27–17.
Tampa Bay Buccaneers
The Falcons share a less-intense divisional rivalry with the Tampa Bay Buccaneers since the NFL realignment in 2002. The two had been regional opponents but very little had linked any further animosity towards the two as the Buccaneers played in the former NFC Central before the realignment. The two teams would find themselves competing over staff and players alike, particularly during the 2000s after the Falcons had lured general manager Rich McKay after winning Super Bowl XXXVII the season prior. McKay's ties with Tampa extend into his family as his father John McKay was head coach of the Buccaneers for nine seasons.
Philadelphia Eagles
The Eagles lead the Falcons 21–15–1, with a 3–1 lead in playoff games. The rivalry first emerged after the Falcons upset the Eagles in the 1978 Wild Card Round, and only intensified further in the 2000s thanks to the rivalry between prominent dual-threat quarterbacks Donovan McNabb, and Michael Vick. Recently, the Falcons lost to the Eagles in the 2017 divisional round.
Green Bay Packers
The Falcons have also shared a playoff rivalry with the Green Bay Packers as much of the connections between the two teams stems from Atlanta trading future hall-of-fame quarterback Brett Favre to the Green Bay on February 11, 1992 in exchange for a first-round pick. The two teams have met four times in the postseason, most recently during the 2016–17 NFC Championship as it would also be the final game played at the Georgia Dome. The Packers lead the all-time series 19–16, while both teams are tied in the postseason 2–2.
Statistics
Season-by-season records
Record vs. opponents
Includes postseason records
Source:
|-
| St. Louis/Phoenix/Arizona Cardinals || 16 || 16 || 0 || || W 20-19 || January 1, 2023 || Mercedes-Benz Stadium || 0–1 postseason
|-
| Baltimore Ravens || 2 || 4 || 0 || || L 16–26 || December 2, 2018 || Mercedes-Benz Stadium ||
|-
| Buffalo Bills || 7 || 6 || 0 || || L 15–29 || January 2, 2022 || Highmark Stadium ||
|-
| Carolina Panthers || 37 || 20 || 0 || || W 24–10 || September 10, 2023 || Mercedes-Benz Stadium ||
|-
| Chicago Bears || 14 || 15 || 0 || || W 27–24 || November 20, 2022 || Mercedes-Benz Stadium ||
|-
| Cincinnati Bengals || 5 || 9 || 0 || || L 36–37 || September 30, 2018 || Mercedes-Benz Stadium ||
|-
| Cleveland Browns || 4 || 12 || 0 || || W 23–20 || November 11, 2022 || Mercedes-Benz Stadium ||
|-
| Dallas Cowboys || 11 || 17 || 0 || || L 3–43 || November 14, 2021 || AT&T Stadium || 0–2 postseason
|-
| Denver Broncos || 7 || 8 || 0 || || W 34–27 || November 8, 2020 || Mercedes-Benz Stadium || 0–1 postseason
|-
| Detroit Lions || 14 || 25 || 0 || || W 20–16 || December 26, 2021 || Mercedes-Benz Stadium ||
|-
| Green Bay Packers || 15 || 17 || 0 || || W 25–24 || September 17, 2023 || Mercedes-Benz Stadium || 2–2 postseason
|-
| Houston Texans || 2 || 3 || 0 || || L 32–53 || October 6, 2019 || NRG Stadium ||
|-
| Baltimore/Indianapolis Colts || 2 || 15 || 0 || || L 24–27 || September 22, 2019 || Lucas Oil Stadium ||
|-
| Jacksonville Jaguars || 5 || 3 || 0 || || W 21–14 || November 28, 2021 || TIAA Bank Field ||
|-
| Kansas City Chiefs || 3 || 7 || 0 || || L 14–17 || December 27, 2020 || Arrowhead Stadium ||
|-
| San Diego/Los Angeles Chargers || 8 || 3 || 0 || || L 17–20 || December 13, 2020 || SoFi Stadium ||
|-
| St. Louis/Los Angeles Rams || 28 || 48 || 2 || || L 10–37 || October 20, 2019 || Mercedes-Benz Stadium || 2–0 postseason
|-
| Miami Dolphins || 5 || 9 || 0 || || W 30–28 || October 24, 2021 || Hard Rock Stadium ||
|-
| Minnesota Vikings || 11 || 19 || 0 || || W 40–23 || October 18, 2020 || US Bank Stadium || 1–1 postseason
|-
| New England Patriots || 6 || 9 || 0 || || L 0–25 || November 18, 2021 || Mercedes-Benz Stadium || 0–1 postseason
|-
| New Orleans Saints || 53 || 52 || 0 || || L 20–30 || January 9, 2022 || Mercedes-Benz Stadium || 1–0 postseason
|-
| New York Giants || 14 || 11 || 0 || || W 17–14 || September 26, 2021 || MetLife Stadium || 0–1 postseason
|-
| New York Jets || 8 || 5 || 0 || || W 27–20 || October 10, 2021 || Tottenham Hotspur Stadium ||
|-
| Las Vegas/Oakland/Los Angeles Raiders || 8 || 7 || 0 || || W 43–6 || November 29, 2020 || Mercedes-Benz Stadium ||
|-
| Philadelphia Eagles || 14 || 18 || 1 || || L 6–32 || September 12, 2021 || Mercedes-Benz Stadium || 1–3 postseason
|-
| Pittsburgh Steelers || 2 || 14 || 1 || || L 17–41 || October 7, 2018 || Heinz Field ||
|-
| San Francisco 49ers || 32 || 47 || 1 || || W 28–14 || October 16, 2022 || Mercedes-Benz Stadium || 1–1 postseason
|-
| Seattle Seahawks || 7 || 12 || 0 || || W 25–38 || September 25, 2022 || Lumen Field || 2–0 postseason
|-
| Tampa Bay Buccaneers || 28 || 29 || 0 || || L 17–30 || December 5, 2021 || Mercedes-Benz Stadium ||
|-
| Tennessee Titans/Houston Oilers || 7 || 8 || 0 || || L 10–24 || September 29, 2019 || Mercedes-Benz Stadium ||
|-
| Washington Commanders || 10 || 15 || 1 || || L 30–34 ||October 3, 2021 || Mercedes-Benz Stadium || 0–1 postseason
|-
! Total || 383 || 455 || 6 || || || || || 10–14 ()
Notes International Series
Single game records
Rushing: Michael Turner, 220 (September 7, 2008)
Passing: Matt Ryan, 503 (October 2, 2016)
Passing touchdowns: Wade Wilson, 5 (December 13, 1992) and Matt Ryan, 5 (September 23, 2018)
Receptions: William Andrews, 15 (September 15, 1981)
Receiving yards: Julio Jones, 300 (October 2, 2016)
Interceptions: Several Falcons, 2, most recently Jessie Bates, 2 (September 10, 2023)
Field goals: Norm Johnson, 6 (November 13, 1994)
Total touchdowns: T. J. Duckett, 4 (December 12, 2004) and Michael Turner, 4 (November 23, 2008)
Points scored: T. J. Duckett, 24 (December 12, 2004) and Michael Turner, 24 (November 23, 2008)
Sacks: Adrian Clayborn, 6 (November 13, 2017)
Single season records
Passing attempts: 651 Matt Ryan (2013)
Passing completions: 439 Matt Ryan (2013)
Passing yards: 4,944 Matt Ryan (2016)
Passing touchdowns: 38 Matt Ryan (2016)
Passing interceptions: 25 Bobby Hebert (1996)
Completion percentage: 69.9 Matt Ryan (2016)
Passing rating: 117.1 Matt Ryan (2016)
Rushing attempts: 410 Jamal Anderson (1998)
Rushing yards: 1,846 Jamal Anderson (1998)
Rushing touchdowns: 17 Michael Turner (2008)
Receiving catches: 136 Julio Jones (2015)
Receiving yards: 1,871 Julio Jones (2015)
Receiving touchdowns: 15 Andre Rison (1993)
Quarterback sacks: 16.5 John Abraham (2008)
Pass interceptions: 10 Scott Case (1988)
Field goal attempts: 40 Jay Feely (2002)
Field goals made: 34 Matt Bryant (2016 and 2017)
Points: 158 Matt Bryant (2016)
Total touchdowns: 17 Michael Turner (2008)
Career records
Passing attempts: 6,817 Matt Ryan (2008–2021)
Passing completions: 4,460 Matt Ryan (2008–2021)
Passing yards: 51,186 Matt Ryan (2008–2021)
Passing touchdowns: 321 Matt Ryan (2008–2021)
Passing interceptions: 147 Matt Ryan (2008–2021)
Passing rating: 94.6 Matt Ryan (2008–2021)
Rushing attempts: 1,587 Gerald Riggs (1982–1988)
Rushing yards: 6,631 Gerald Riggs (1982–1988)
Rushing yards by a QB: 3,859 Michael Vick (2001–2006)
Rushing touchdowns: 60 Michael Turner (2008–2012)
Receiving catches: 808 Roddy White (2005–2015)
Receiving yards: 12,125 Julio Jones (2011–2020)
Receiving touchdowns: 63 Roddy White (2005–2015)
Quarterback sacks: 68.5 John Abraham (2006–2012)
Pass interceptions: 39 Rolland Lawrence (1973–1980)
Field goal attempts: 296 Matt Bryant (2009–2019)
Field goals made: 224 Matt Bryant (2009–2019)
Points: 1,163 Matt Bryant (2009–2019)
Total touchdowns: 63 Roddy White (2005–2015)
Pass interception return yards: 658 Rolland Lawrence (1973–1980)
Pass interception returned for touchdowns: 4 Deion Jones (2016–2022)
Punt return yards: 1,723 Allen Rossum (2002–2006)
Kickoff return yards: 5,489 Allen Rossum (2002–2006)
Longest punt: 75 John James (1972–1981) and Harold Alexander (1993–1994)
Longest field goal: 59 Morten Andersen (1995–2000, 2006–2007) and Matt Bryant (2009–2019)
Players
Current roster
Pro Football Hall of Famers
Sanders, Humphrey, Andersen, and Gonzalez are the only players in the Hall of Fame that have been inducted based substantially on their service with the Falcons. Andersen spent eight of his 25 NFL seasons with the Falcons, previously being the team's all-time scoring leader, but he also played his first 13 NFL seasons with the New Orleans Saints, leading that team's career scoring list.
Ring of Honor
The Atlanta Falcons organization does not officially retire jersey numbers, but considers certain players' jerseys worthy of being honored. The Falcons Ring of Honor honors individual players.
Retired numbers
Georgia Sports Hall of Fame
Starting quarterbacks
Draft history
Coaching staff
Head coaches
In their history, the Atlanta Falcons have had 18 head coaches.
Current staff
Radio and television
The Falcons' flagship radio station is WZGC 92.9 The Game. Wes Durham, son of longtime North Carolina Tar Heels voice Woody Durham, is the Falcons' play-by-play announcer, with former Atlanta Falcons QB and pro football veteran, Dave Archer serving as color commentator.
In 2014, The CW affiliate WUPA became the official television station of the Falcons, gaining rights to its preseason games, which are produced by CBS Sports.
In the regular season, the team's games are seen on Fox's O&O affiliate WAGA. When the Falcons challenge an AFC team, CBS affiliate WANF will air those games while Sunday night games are televised on WXIA, the local NBC affiliate.
Radio affiliates
Source:
Georgia
Alabama
Mississippi
South Carolina
Tennessee
Notes and references
External links
Atlanta Falcons at the National Football League official website
American football teams in Atlanta
National Football League teams
American football teams established in 1966
1966 establishments in Georgia (U.S. state) |
2112 | https://en.wikipedia.org/wiki/Associative%20algebra | Associative algebra | In mathematics, an associative algebra A over a commutative ring (often a field) K is a ring A together with a ring homomorphism from K into the center of A. This is thus an algebraic structure with an addition, a multiplication, and a scalar multiplication (the multiplication by the image by the ring homomorphism of an element of K). The addition and multiplication operations together give A the structure of a ring; the addition and scalar multiplication operations together give A the structure of a module or vector space over K. In this article we will also use the term [[algebra over a field|K-algebra]] to mean an associative algebra over K. A standard first example of a K-algebra is a ring of square matrices over a commutative ring K, with the usual matrix multiplication.
A commutative algebra is an associative algebra that has a commutative multiplication, or, equivalently, an associative algebra that is also a commutative ring.
In this article associative algebras are assumed to have a multiplicative identity, denoted 1; they are sometimes called unital associative algebras for clarification. In some areas of mathematics this assumption is not made, and we will call such structures non-unital associative algebras. We will also assume that all rings are unital, and all ring homomorphisms are unital.
Every ring is an associative algebra over its center and over the integers.
Definition
Let R be a commutative ring (so R could be a field). An associative R-algebra (or more simply, an R-algebra) is a ring
that is also an R-module in such a way that the two additions (the ring addition and the module addition) are the same operation, and scalar multiplication satisfies
for all r in R and x, y in the algebra. (This definition implies that the algebra, being a ring, is unital, since rings are supposed to have a multiplicative identity.)
Equivalently, an associative algebra A is a ring together with a ring homomorphism from R to the center of A. If f is such a homomorphism, the scalar multiplication is (here the multiplication is the ring multiplication); if the scalar multiplication is given, the ring homomorphism is given by . (See also below).
Every ring is an associative Z-algebra, where Z denotes the ring of the integers.
A is an associative algebra that is also a commutative ring.
As a monoid object in the category of modules
The definition is equivalent to saying that a unital associative R-algebra is a monoid object in [[category of modules|R-Mod]] (the monoidal category of R-modules). By definition, a ring is a monoid object in the category of abelian groups; thus, the notion of an associative algebra is obtained by replacing the category of abelian groups with the category of modules.
Pushing this idea further, some authors have introduced a "generalized ring" as a monoid object in some other category that behaves like the category of modules. Indeed, this reinterpretation allows one to avoid making an explicit reference to elements of an algebra A. For example, the associativity can be expressed as follows. By the universal property of a tensor product of modules, the multiplication (the R-bilinear map) corresponds to a unique R-linear map
.
The associativity then refers to the identity:
From ring homomorphisms
An associative algebra amounts to a ring homomorphism whose image lies in the center. Indeed, starting with a ring A and a ring homomorphism whose image lies in the center of A, we can make A an R-algebra by defining
for all and . If A is an R-algebra, taking , the same formula in turn defines a ring homomorphism whose image lies in the center.
If a ring is commutative then it equals its center, so that a commutative R-algebra can be defined simply as a commutative ring A together with a commutative ring homomorphism .
The ring homomorphism η appearing in the above is often called a structure map. In the commutative case, one can consider the category whose objects are ring homomorphisms ; i.e., commutative R-algebras and whose morphisms are ring homomorphisms that are under R; i.e., is (i.e., the coslice category of the category of commutative rings under R.) The prime spectrum functor Spec then determines an anti-equivalence of this category to the category of affine schemes over Spec R.
How to weaken the commutativity assumption is a subject matter of noncommutative algebraic geometry and, more recently, of derived algebraic geometry. See also: Generic matrix ring.
Algebra homomorphisms
A homomorphism between two R-algebras is an R-linear ring homomorphism. Explicitly, is an associative algebra homomorphism if
The class of all R-algebras together with algebra homomorphisms between them form a category, sometimes denoted R-Alg.
The subcategory of commutative R-algebras can be characterized as the coslice category R/CRing where CRing is the category of commutative rings.
Examples
The most basic example is a ring itself; it is an algebra over its center or any subring lying in the center. In particular, any commutative ring is an algebra over any of its subrings. Other examples abound both from algebra and other fields of mathematics.
Algebra
Any ring A can be considered as a Z-algebra. The unique ring homomorphism from Z to A is determined by the fact that it must send 1 to the identity in A. Therefore, rings and Z-algebras are equivalent concepts, in the same way that abelian groups and Z-modules are equivalent.
Any ring of characteristic n is a (Z/nZ')-algebra in the same way.
Given an R-module M, the endomorphism ring of M, denoted EndR(M) is an R-algebra by defining .
Any ring of matrices with coefficients in a commutative ring R forms an R-algebra under matrix addition and multiplication. This coincides with the previous example when M is a finitely-generated, free R-module.
In particular, the square n-by-n matrices with entries from the field K form an associative algebra over K.
The complex numbers form a 2-dimensional commutative algebra over the real numbers.
The quaternions form a 4-dimensional associative algebra over the reals (but not an algebra over the complex numbers, since the complex numbers are not in the center of the quaternions).
Every polynomial ring is a commutative R-algebra. In fact, this is the free commutative R-algebra on the set .
The free R-algebra on a set E is an algebra of "polynomials" with coefficients in R and noncommuting indeterminates taken from the set E.
The tensor algebra of an R-module is naturally an associative R-algebra. The same is true for quotients such as the exterior and symmetric algebras. Categorically speaking, the functor that maps an R-module to its tensor algebra is left adjoint to the functor that sends an R-algebra to its underlying R-module (forgetting the multiplicative structure).
The following ring is used in the theory of λ-rings. Given a commutative ring A, let the set of formal power series with constant term 1. It is an abelian group with the group operation that is the multiplication of power series. It is then a ring with the multiplication, denoted by , such that determined by this condition and the ring axioms. The additive identity is 1 and the multiplicative identity is . Then A has a canonical structure of a G(A)-algebra given by the ring homomorphism
On the other hand, if A is a λ-ring, then there is a ring homomorphism
giving G(A) a structure of an A-algebra.
Given a module M over a commutative ring R, the direct sum of modules has a structure of an R-algebra by thinking M consists of infinitesimal elements; i.e., the multiplication is given as . The notion is sometimes called the algebra of dual numbers.
A quasi-free algebra, introduced by Cuntz and Quillen, is a sort of generalization of a free algebra and a semisimple algebra over an algebraically closed field.
Representation theory
The universal enveloping algebra of a Lie algebra is an associative algebra that can be used to study the given Lie algebra.
If G is a group and R is a commutative ring, the set of all functions from G to R with finite support form an R-algebra with the convolution as multiplication. It is called the group algebra of G. The construction is the starting point for the application to the study of (discrete) groups.
If G is an algebraic group (e.g., semisimple complex Lie group), then the coordinate ring of G is the Hopf algebra A corresponding to G. Many structures of G translate to those of A.
A quiver algebra (or a path algebra) of a directed graph is the free associative algebra over a field generated by the paths in the graph.
Analysis
Given any Banach space X, the continuous linear operators form an associative algebra (using composition of operators as multiplication); this is a Banach algebra.
Given any topological space X, the continuous real- or complex-valued functions on X form a real or complex associative algebra; here the functions are added and multiplied pointwise.
The set of semimartingales defined on the filtered probability space forms a ring under stochastic integration.
The Weyl algebra
An Azumaya algebra
Geometry and combinatorics
The Clifford algebras, which are useful in geometry and physics.
Incidence algebras of locally finite partially ordered sets are associative algebras considered in combinatorics.
The partition algebra and its subalgebras, including the Brauer algebra and the Temperley-Lieb algebra.
A differential graded algebra is an associative algebra together with a grading and a differential. For example, the de Rham algebra , where consists of differential p-forms on a manifold M, is a differential graded algebra.
Mathematical physics
A Poisson algebra is a commutative associative algebra over a field together with a structure of a Lie algebra so that the Lie bracket satisfies the Leibniz rule; i.e., .
Given a Poisson algebra , consider the vector space of formal power series over . If has a structure of an associative algebra with multiplication such that, for ,
,
then is called a deformation quantization of .
A quantized enveloping algebra. The dual of such an algebra turns out to be an associative algebra (see ) and is, philosophically speaking, the (quantized) coordinate ring of a quantum group.
Gerstenhaber algebra
Constructions
Subalgebras A subalgebra of an R-algebra A is a subset of A which is both a subring and a submodule of A. That is, it must be closed under addition, ring multiplication, scalar multiplication, and it must contain the identity element of A.
Quotient algebras Let A be an R-algebra. Any ring-theoretic ideal I in A is automatically an R-module since . This gives the quotient ring the structure of an R-module and, in fact, an R-algebra. It follows that any ring homomorphic image of A is also an R-algebra.
Direct products The direct product of a family of R-algebras is the ring-theoretic direct product. This becomes an R-algebra with the obvious scalar multiplication.
Free products One can form a free product of R-algebras in a manner similar to the free product of groups. The free product is the coproduct in the category of R-algebras.
Tensor products The tensor product of two R-algebras is also an R-algebra in a natural way. See tensor product of algebras for more details. Given a commutative ring R and any ring A the tensor product R ⊗Z A can be given the structure of an R-algebra by defining . The functor which sends A to is left adjoint to the functor which sends an R-algebra to its underlying ring (forgetting the module structure). See also: Change of rings'.
Free algebra A free algebra is an algebra generated by symbols. If one imposes commutativity; i.e., take the quotient by commutators, then one gets a polynomial algebra.
Dual of an associative algebra
Let A be an associative algebra over a commutative ring R. Since A is in particular a module, we can take the dual module A* of A. A priori, the dual A* need not have a structure of an associative algebra. However, A may come with an extra structure (namely, that of a Hopf algebra) so that the dual is also an associative algebra.
For example, take A to be the ring of continuous functions on a compact group G. Then, not only A is an associative algebra, but it also comes with the co-multiplication and co-unit . The "co-" refers to the fact that they satisfy the dual of the usual multiplication and unit in the algebra axiom. Hence, the dual A* is an associative algebra. The co-multiplication and co-unit are also important in order to form a tensor product of representations of associative algebras (see below).
Enveloping algebra
Given an associative algebra A over a commutative ring R, the enveloping algebra Ae of A is the algebra or , depending on authors.
Note that a bimodule over A is exactly a left module over Ae.
Separable algebra
Let A be an algebra over a commutative ring R. Then the algebra A is a right module over with the action . Then, by definition, A is said to separable if the multiplication map splits as an Ae-linear map, where is an Ae-module by . Equivalently,
A is separable if it is a projective module over ; thus, the -projective dimension of A, sometimes called the bidimension of A, measures the failure of separability.
Finite-dimensional algebra
Let A be a finite-dimensional algebra over a field k. Then A is an Artinian ring.
Commutative case
As A is Artinian, if it is commutative, then it is a finite product of Artinian local rings whose residue fields are algebras over the base field k. Now, a reduced Artinian local ring is a field and thus the following are equivalent
is separable.
is reduced, where is some algebraic closure of k.
for some n.
is the number of -algebra homomorphisms .
Let , the profinite group of finite Galois extensions of k. Then is an anti-equivalence of the category of finite-dimensional separable k-algebras to the category of finite sets with continuous -actions.
Noncommutative case
Since a simple Artinian ring is a (full) matrix ring over a division ring, if A is a simple algebra, then A is a (full) matrix algebra over a division algebra D over k; i.e., . More generally, if A is a semisimple algebra, then it is a finite product of matrix algebras (over various division k-algebras), the fact known as the Artin–Wedderburn theorem.
The fact that A is Artinian simplifies the notion of a Jacobson radical; for an Artinian ring, the Jacobson radical of A is the intersection of all (two-sided) maximal ideals (in contrast, in general, a Jacobson radical is the intersection of all left maximal ideals or the intersection of all right maximal ideals.)
The Wedderburn principal theorem states: for a finite-dimensional algebra A with a nilpotent ideal I, if the projective dimension of as a module over the enveloping algebra is at most one, then the natural surjection splits; i.e., A contains a subalgebra B such that is an isomorphism. Taking I to be the Jacobson radical, the theorem says in particular that the Jacobson radical is complemented by a semisimple algebra. The theorem is an analog of Levi's theorem for Lie algebras.
Lattices and orders
Let R be a Noetherian integral domain with field of fractions K (for example, they can be Z, Q). A lattice L in a finite-dimensional K-vector space V is a finitely generated R-submodule of V that spans V; in other words, .
Let AK be a finite-dimensional K-algebra. An order in AK is an R-subalgebra that is a lattice. In general, there are a lot fewer orders than lattices; e.g., Z is a lattice in Q but not an order (since it is not an algebra).
A maximal order is an order that is maximal among all the orders.
Related concepts
Coalgebras
An associative algebra over K is given by a K-vector space A endowed with a bilinear map having two inputs (multiplicator and multiplicand) and one output (product), as well as a morphism identifying the scalar multiples of the multiplicative identity. If the bilinear map is reinterpreted as a linear map (i.e., morphism in the category of K-vector spaces) (by the universal property of the tensor product), then we can view an associative algebra over K as a K-vector space A endowed with two morphisms (one of the form and one of the form ) satisfying certain conditions that boil down to the algebra axioms. These two morphisms can be dualized using categorial duality by reversing all arrows in the commutative diagrams that describe the algebra axioms; this defines the structure of a coalgebra.
There is also an abstract notion of F-coalgebra, where F is a functor. This is vaguely related to the notion of coalgebra discussed above.
Representations
A representation of an algebra A is an algebra homomorphism from A to the endomorphism algebra of some vector space (or module) V. The property of ρ being an algebra homomorphism means that ρ preserves the multiplicative operation (that is, for all x and y in A), and that ρ sends the unit of A to the unit of End(V) (that is, to the identity endomorphism of V).
If A and B are two algebras, and and are two representations, then there is a (canonical) representation of the tensor product algebra on the vector space . However, there is no natural way of defining a tensor product of two representations of a single associative algebra in such a way that the result is still a representation of that same algebra (not of its tensor product with itself), without somehow imposing additional conditions. Here, by tensor product of representations, the usual meaning is intended: the result should be a linear representation of the same algebra on the product vector space. Imposing such additional structure typically leads to the idea of a Hopf algebra or a Lie algebra, as demonstrated below.
Motivation for a Hopf algebra
Consider, for example, two representations and . One might try to form a tensor product representation according to how it acts on the product vector space, so that
However, such a map would not be linear, since one would have
for . One can rescue this attempt and restore linearity by imposing additional structure, by defining an algebra homomorphism , and defining the tensor product representation as
Such a homomorphism Δ is called a comultiplication if it satisfies certain axioms. The resulting structure is called a bialgebra. To be consistent with the definitions of the associative algebra, the coalgebra must be co-associative, and, if the algebra is unital, then the co-algebra must be co-unital as well. A Hopf algebra is a bialgebra with an additional piece of structure (the so-called antipode), which allows not only to define the tensor product of two representations, but also the Hom module of two representations (again, similarly to how it is done in the representation theory of groups).
Motivation for a Lie algebra
One can try to be more clever in defining a tensor product. Consider, for example,
so that the action on the tensor product space is given by
.
This map is clearly linear in x, and so it does not have the problem of the earlier definition. However, it fails to preserve multiplication:
.
But, in general, this does not equal
.
This shows that this definition of a tensor product is too naive; the obvious fix is to define it such that it is antisymmetric, so that the middle two terms cancel. This leads to the concept of a Lie algebra.
Non-unital algebras
Some authors use the term "associative algebra" to refer to structures which do not necessarily have a multiplicative identity, and hence consider homomorphisms which are not necessarily unital.
One example of a non-unital associative algebra is given by the set of all functions whose limit as x nears infinity is zero.
Another example is the vector space of continuous periodic functions, together with the convolution product.
See also
Abstract algebra
Algebraic structure
Algebra over a field
Sheaf of algebras, a sort of an algebra over a ringed space
Deligne's conjecture on Hochschild cohomology
Notes
Citations
References
James Byrnie Shaw (1907) A Synopsis of Linear Associative Algebra, link from Cornell University Historical Math Monographs.
Ross Street (1998) Quantum Groups: an entrée to modern algebra, an overview of index-free notation.
Algebras
Algebraic geometry |
2114 | https://en.wikipedia.org/wiki/IBM%20AIX | IBM AIX | AIX (Advanced Interactive eXecutive, pronounced ,) is a series of proprietary Unix operating systems developed and sold by IBM for several of its computer platforms.
Background
Originally released for the IBM RT PC RISC workstation in 1986, AIX has supported a wide variety of hardware platforms, including the IBM RS/6000 series and later Power and PowerPC-based systems, IBM System i, System/370 mainframes, PS/2 personal computers, and the Apple Network Server. It is currently supported on IBM Power Systems alongside IBM i and Linux.
AIX is based on UNIX System V with 4.3BSD-compatible extensions. It is certified to the UNIX 03 and UNIX V7 marks of the Single UNIX Specification, beginning with AIX versions 5.3 and 7.2 TL5 respectively. Older versions were previously certified to the UNIX 95 and UNIX 98 marks.
AIX was the first operating system to have a journaling file system, and IBM has continuously enhanced the software with features such as processor, disk and network virtualization, dynamic hardware resource allocation (including fractional processor units), and reliability engineering ported from its mainframe designs.
History
Unix started life at AT&T's Bell Labs research center in the early 1970s, running on DEC minicomputers. By 1976, the operating system was in use at various academic institutions, including Princeton, where Tom Lyon and others ported it to the S/370, to run as a guest OS under VM/370. This port would later grow out to become UTS, a mainframe Unix offering by IBM's competitor Amdahl Corporation.
IBM's own involvement in Unix can be dated to 1979, when it assisted Bell Labs in doing its own Unix port to the 370 (to be used as a build host for the 5ESS switch's software). In the process, IBM made modifications to the TSS/370 hypervisor to better support Unix.
It took until 1985 for IBM to offer its own Unix on the S/370 platform, IX/370, which was developed by Interactive Systems Corporation and intended by IBM to compete with Amdahl UTS. The operating system offered special facilities for interoperating with PC/IX, Interactive/IBM's version of Unix for IBM PC compatible hardware, and was licensed at $10,000 per sixteen concurrent users.
AIX Version 1, introduced in 1986 for the IBM RT PC workstation, was based on UNIX System V Releases 1 and 2. In developing AIX, IBM and Interactive Systems Corporation (whom IBM contracted) also incorporated source code from 4.2 and 4.3 BSD UNIX.
Among other variants, IBM later produced AIX Version 3 (also known as AIX/6000), based on System V Release 3, for their POWER-based RS/6000 platform. Since 1990, AIX has served as the primary operating system for the RS/6000 series (later renamed IBM eServer pSeries, then IBM System p, and now IBM Power Systems). AIX Version 4, introduced in 1994, added symmetric multiprocessing with the introduction of the first RS/6000 SMP servers and continued to evolve through the 1990s, culminating with AIX 4.3.3 in 1999. Version 4.1, in a slightly modified form, was also the standard operating system for the Apple Network Server systems sold by Apple Computer to complement the Macintosh line.
In the late 1990s, under Project Monterey, IBM and the Santa Cruz Operation planned to integrate AIX and UnixWare into a single 32-bit/64-bit multiplatform UNIX with particular emphasis on running on Intel IA-64 (Itanium) architecture CPUs. A beta test version of AIX 5L for IA-64 systems was released, but according to documents released in the SCO v. IBM lawsuit, less than forty licenses for the finished Monterey Unix were ever sold before the project was terminated in 2002. In 2003, the SCO Group alleged that (among other infractions) IBM had misappropriated licensed source code from UNIX System V Release 4 for incorporation into AIX; SCO subsequently withdrew IBM's license to develop and distribute AIX. IBM maintains that their license was irrevocable, and continued to sell and support the product until the litigation was adjudicated.
AIX was a component of the 2003 SCO v. IBM lawsuit, in which the SCO Group filed a lawsuit against IBM, alleging IBM contributed SCO's intellectual property to the Linux codebase. The SCO Group, who argued they were the rightful owners of the copyrights covering the Unix operating system, attempted to revoke IBM's license to sell or distribute the AIX operating system. In March 2010, a jury returned a verdict finding that Novell, not the SCO Group, owns the rights to Unix.
AIX 6 was announced in May 2007, and it ran as an open beta from June 2007 until the general availability (GA) of AIX 6.1 on November 9, 2007. Major new features in AIX 6.1 included full role-based access control, workload partitions (which enable application mobility), enhanced security (Addition of AES encryption type for NFS v3 and v4), and Live Partition Mobility on the POWER6 hardware.
AIX 7.1 was announced in April 2010, and an open beta ran until general availability of AIX 7.1 in September 2010. Several new features, including better scalability, enhanced clustering and management capabilities were added. AIX 7.1 includes a new built-in clustering capability called Cluster Aware AIX. AIX is able to organize multiple LPARs through the multipath communications channel to neighboring CPUs, enabling very high-speed communication between processors. This enables multi-terabyte memory address range and page table access to support global petabyte shared memory space for AIX POWER7 clusters so that software developers can program a cluster as if it were a single system, without using message passing (i.e. semaphore-controlled Inter-process Communication). AIX administrators can use this new capability to cluster a pool of AIX nodes. By default, AIX V7.1 pins kernel memory and includes support to allow applications to pin their kernel stack. Pinning kernel memory and the kernel stack for applications with real-time requirements can provide performance improvements by ensuring that the kernel memory and kernel stack for an application is not paged out.
AIX 7.2 was announced in October 2015, and released in December 2015. The principal feature of AIX 7.2 is the Live Kernel Update capability, which allows OS fixes to replace the entire AIX kernel with no impact to applications, by live migrating workloads to a temporary surrogate AIX OS partition while the original OS partition is patched. AIX 7.2 was also restructured to remove obsolete components. The networking component, bos.net.tcp.client was repackaged to allow additional installation flexibility. Unlike AIX 7.1, AIX 7.2 is only supported on systems based on POWER7 or later processors.
In January 2023, IBM moved development of AIX to its Indian subsidiary.
Supported hardware platforms
IBM RT PC
The original AIX (sometimes called AIX/RT) was developed for the IBM RT PC workstation by IBM in conjunction with Interactive Systems Corporation, who had previously ported UNIX System III to the IBM PC for IBM as PC/IX. According to its developers, the AIX source (for this initial version) consisted of one million lines of code. Installation media consisted of eight 1.2M floppy disks. The RT was based on the IBM ROMP microprocessor, the first commercial RISC chip. This was based on a design pioneered at IBM Research (the IBM 801).
One of the novel aspects of the RT design was the use of a microkernel, called Virtual Resource Manager (VRM). The keyboard, mouse, display, disk drives and network were all controlled by a microkernel. One could "hotkey" from one operating system to the next using the Alt-Tab key combination. Each OS in turn would get possession of the keyboard, mouse and display. Besides AIX v2, the PICK OS also included this microkernel.
Much of the AIX v2 kernel was written in the PL/8 programming language, which proved troublesome during the migration to AIX v3. AIX v2 included full TCP/IP networking, as well as SNA and two networking file systems: NFS, licensed from Sun Microsystems, and Distributed Services (DS). DS had the distinction of being built on top of SNA, and thereby being fully compatible with DS on and on midrange systems running OS/400 through IBM i. For the graphical user interfaces, AIX v2 came with the X10R3 and later the X10R4 and X11 versions of the X Window System from MIT, together with the Athena widget set. Compilers for Fortran and C were available.
IBM PS/2 series
AIX PS/2 (also known as AIX/386) was developed by Locus Computing Corporation under contract to IBM. AIX PS/2, first released in October 1988, ran on IBM PS/2 personal computers with Intel 386 and compatible processors.
The product was announced in September 1988 with a baseline tag price of $595, although some utilities like uucp were included in a separate Extension package priced at $250. nroff and troff for AIX were also sold separately in a Text Formatting System package priced at $200. The TCP/IP stack for AIX PS/2 retailed for another $300. The X Window System package was priced at $195, and featured a graphical environment called the AIXwindows Desktop, based on IXI's X.desktop. The C and FORTRAN compilers each had a price tag of $275. Locus also made available their DOS Merge virtual machine environment for AIX, which could run MS DOS 3.3 applications inside AIX; DOS Merge was sold separately for another $250. IBM also offered a $150 AIX PS/2 DOS Server Program, which provided file server and print server services for client computers running PC DOS 3.3.
The last version of PS/2 AIX is 1.3. It was released in 1992 and announced to add support for non-IBM (non-microchannel) computers as well. Support for PS/2 AIX ended in March 1995.
IBM mainframes
In 1988, IBM announced AIX/370, also developed by Locus Computing. AIX/370 was IBM's fourth attempt to offer Unix-like functionality for their mainframe line, specifically the System/370 (the prior versions were a TSS/370-based Unix system developed jointly with AT&T c.1980, a VM/370-based system named VM/IX developed jointly with Interactive Systems Corporation c.1984, and a VM/370-based version of TSS/370 named IX/370 which was upgraded to be compatible with UNIX System V). AIX/370 was released in 1990 with functional equivalence to System V Release 2 and 4.3BSD as well as IBM enhancements. With the introduction of the ESA/390 architecture, AIX/370 was replaced by AIX/ESA in 1991, which was based on OSF/1, and also ran on the System/390 platform. This development effort was made partly to allow IBM to compete with Amdahl UTS. Unlike AIX/370, AIX/ESA ran both natively as the host operating system, and as a guest under VM. AIX/ESA, while technically advanced, had little commercial success, partially because UNIX functionality was added as an option to the existing mainframe operating system, MVS, as MVS/ESA SP Version 4 Release 3 OpenEdition in 1994, and continued as an integral part of MVS/ESA SP Version 5, OS/390 and z/OS, with the name eventually changing from OpenEdition to Unix System Services. IBM also provided OpenEdition in VM/ESA Version 2 through z/VM.
IA-64 systems
As part of Project Monterey, IBM released a beta test version of AIX 5L for the IA-64 (Itanium) architecture in 2001, but this never became an official product due to lack of interest.
Apple Network Servers
The Apple Network Server (ANS) systems were PowerPC-based systems designed by Apple Computer to have numerous high-end features that standard Apple hardware did not have, including swappable hard drives, redundant power supplies, and external monitoring capability. These systems were more or less based on the Power Macintosh hardware available at the time but were designed to use AIX (versions 4.1.4 or 4.1.5) as their native operating system in a specialized version specific to the ANS called AIX for Apple Network Servers.
AIX was only compatible with the Network Servers and was not ported to standard Power Macintosh hardware. It should not be confused with A/UX, Apple's earlier version of Unix for 68k-based Macintoshes.
POWER ISA/PowerPC/Power ISA-based systems
The release of AIX version 3 (sometimes called AIX/6000) coincided with the announcement of the first POWER1-based IBM RS/6000 models in 1990.
AIX v3 innovated in several ways on the software side. It was the first operating system to introduce the idea of a journaling file system, JFS, which allowed for fast boot times by avoiding the need to ensure the consistency of the file systems on disks (see fsck) on every reboot. Another innovation was shared libraries which avoid the need for static linking from an application to the libraries it used. The resulting smaller binaries used less of the hardware RAM to run, and used less disk space to install. Besides improving performance, it was a boon to developers: executable binaries could be in the tens of kilobytes instead of a megabyte for an executable statically linked to the C library. AIX v3 also scrapped the microkernel of AIX v2, a contentious move that resulted in v3 containing no PL/8 code and being somewhat more "pure" than v2.
Other notable subsystems included:
IRIS GL, a 3D rendering library, the progenitor of OpenGL. IRIS GL was licensed by IBM from SGI in 1987, then still a fairly small company, which had sold only a few thousand machines at the time. SGI also provided the low-end graphics card for the RS/6000, capable of drawing 20,000 gouraud-shaded triangles per second. The high-end graphics card was designed by IBM, a follow-on to the mainframe-attached IBM 5080, capable of rendering 990,000 vectors per second.
PHIGS, another 3D rendering API, popular in automotive CAD/CAM circles, and at the core of CATIA.
Full implementation of version 11 of the X Window System, together with Motif as the recommended widget toolkit and window manager.
Network file systems: NFS from Sun; AFS, the Andrew File System; and DFS, the Distributed File System.
NCS, the Network Computing System, licensed from Apollo Computer (later acquired by HP).
DPS on-screen display system. This was notable as a "plan B" in case the X11+Motif combination failed in the marketplace. However, it was highly proprietary, supported only by Sun, NeXT, and IBM. This cemented its failure in the marketplace in the face of the open systems challenge of X11+Motif and its lack of 3D capability.
In addition, AIX applications can run in the PASE subsystem under IBM i.
Source code
IBM formerly made the AIX for RS/6000 source code available to customers for an additional fee; in 1991, IBM customers could order the AIX 3.0 source code for a one-time charge of US$60,000; subsequently, IBM released the AIX 3.1 source code in 1992, and AIX 3.2 in 1993. These source code distributions excluded certain files (authored by third-parties) which IBM did not have rights to redistribute, and also excluded layered products such as the MS-DOS emulator and the C compiler. Furthermore, in order to be able to license the AIX source code, the customer first had to procure source code license agreements with AT&T and the University of California, Berkeley.
Versions
POWER/PowerPC/Power ISA releases
AIX V7.3, December 10, 2021
Requires POWER8 or newer CPUs
AIX V7.2, October 5, 2015
Live update for Interim Fixes, Service Packs and Technology Levels replaces the entire AIX kernel without impacting applications
Flash based filesystem caching
Cluster Aware AIX automation with repository replacement mechanism
SRIOV-backed VNIC, or dedicated VNIC virtualized network adapter support
RDSv3 over RoCE adds support of the Oracle RDSv3 protocol over the Mellanox Connect RoCE adapters
Supports secure boot on POWER9 systems.
Requires POWER7 or newer CPUs
AIX V7.1, September 10, 2010
Support for 256 cores / 1024 threads in a single LPAR
The ability to run AIX V5.2 or V5.3 inside of a Workload Partition
An XML profile based system configuration management utility
Support for export of Fibre Channel adapters to WPARs
VIOS disk support in a WPAR
Cluster Aware AIX
AIX Event infrastructure
Role-based access control (RBAC) with domain support for multi-tenant environments
Requires POWER4 or newer CPUs
AIX V6.1, November 9, 2007
Workload Partitions (WPARs) operating system-level virtualization
Live Application Mobility
Live Partition Mobility
Security
Role Based Access Control RBAC
AIX Security Expert a system and network security hardening tool
Encrypting JFS2 filesystem
Trusted AIX
Trusted Execution
Integrated Electronic Service Agent for auto error reporting
Concurrent Kernel Maintenance
Kernel exploitation of POWER6 storage keys
ProbeVue dynamic tracing
Systems Director Console for AIX
Integrated filesystem snapshot
Requires POWER4 or newer CPUs
AIX 6 withdrawn from Marketing effective April 2016 and from Support effective April 2017
AIX 5L 5.3, August 13, 2004, end of support April 30, 2012
NFS Version 4
Advanced Accounting
Virtual SCSI
Virtual Ethernet
Exploitation of Simultaneous multithreading (SMT)
Micro-Partitioning enablement
POWER5 exploitation
JFS2 quotas
Ability to shrink a JFS2 filesystem
Kernel scheduler has been enhanced to dynamically increase and decrease the use of virtual processors.
AIX 5L 5.2, October 18, 2002, end of support April 30, 2009
Ability to run on the IBM BladeCenter JS20 with the PowerPC 970
Minimum level required for POWER5 hardware
MPIO for Fibre Channel disks
iSCSI Initiator software
Participation in Dynamic LPAR
Concurrent I/O (CIO) feature introduced for JFS2 released in Maintenance Level 01 in May 2003
AIX 5L 5.1, May 4, 2001, end of support April 1, 2006
Ability to run on an IA-64 architecture processor, although this never went beyond beta.
Minimum level required for POWER4 hardware and the last release that worked on the Micro Channel architecture
64-bit kernel, installed but not activated by default
JFS2
Ability to run in a Logical Partition on POWER4
The L stands for Linux affinity
Trusted Computing Base (TCB)
Support for mirroring with striping
AIX 4.3.3, September 17, 1999
Online backup function
Workload Manager (WLM)
Introduction of topas utility
AIX 4.3.2, October 23, 1998
AIX 4.3.1, April 24, 1998
First TCSEC security evaluation, completed December 18, 1998
AIX 4.3, October 31, 1997
Ability to run on 64-bit architecture CPUs
IPv6
Web-based System Manager
AIX 4.2.1, April 25, 1997
NFS Version 3
Y2K-compliant
AIX 4.2, May 17, 1996
AIX 4.1.5, November 8, 1996
AIX 4.1.4, October 20, 1995
AIX 4.1.3, July 7, 1995
CDE 1.0 became the default GUI environment, replacing the AIXwindows Desktop.
AIX 4.1.1, October 28, 1994
AIX 4.1, August 12, 1994
AIX Ultimedia Services introduced (multimedia drivers and applications)
AIX 4.0, 1994
Run on RS/6000 systems with PowerPC processors and PCI busses.
AIX 3.2.5, October 15, 1993
AIX 3.2 1992
AIX 3.1, (General Availability) February 1990
Journaled File System (JFS) filesystem type
AIXwindows Desktop (based on X.desktop from IXI Limited)
AIX 3.0 1989 (Early Access)
LVM (Logical Volume Manager) was incorporated into OSF/1, and in 1995 for HP-UX, and the Linux LVM implementation is similar to the HP-UX LVM implementation.
SMIT was introduced.
IBM System/370 releases
AIX/370 Version 1 Release 1
Announced March 15, 1988
Available February 16, 1989
Does not run in XA, ESA or z mode
AIX/370 Version 1 Release 2.1
Announced February 5, 1991
Available February February 22, 1991
Withdrawn December 31, 1992
Does not run in XA, ESA or z mode
AIX/ESA Version 2 Release 1
Announced March 31, 1992
Available June 26, 1992
Withdrawn Jun 19, 1993
Runs only in S/370-ESA mode
AIX/ESA Version 2 Release 2
Announced December 15, 1992
Available February 26, 1993
Withdrawn Jun 19, 1993
Runs only in S/370-ESA mode
IBM PS/2 releases
AIX PS/2 v1.3, October 1992
Withdrawn from sale in US, March 1995
Patches supporting IBM ThinkPad 750C family of notebook computers, 1994
Patches supporting non PS/2 hardware and systems, 1993
AIX PS/2 v1.2.1, May 1991
AIX PS/2 v1.2, March 1990
AIX PS/2 v1.1, March 1989
IBM RT releases
AIX RT v2.2.1, March 1991
AIX RT v2.2, March 1990
AIX RT v2.1, March 1989
X-Windows included on installation media
AIX RT v1.1, 1986
AIX RT v1.0, 1985
User interfaces
The default shell was Bourne shell up to AIX version 3, but was changed to KornShell (ksh88) in version 4 for XPG4 and POSIX compliance.
Graphical
The Common Desktop Environment (CDE) is AIX's default graphical user interface. As part of Linux Affinity and the free AIX Toolbox for Linux Applications (ATLA), open-source KDE Plasma Workspaces and GNOME desktop are also available.
System Management Interface Tool
SMIT is the System Management Interface Tool for AIX. It allows a user to navigate a menu hierarchy of commands, rather than using the command line. Invocation is typically achieved with the command smit. Experienced system administrators make use of the F6 function key which generates the command line that SMIT will invoke to complete it.
SMIT also generates a log of commands that are performed in the smit.script file. The smit.script file automatically records the commands with the command flags and parameters used. The smit.script file can be used as an executable shell script to rerun system configuration tasks. SMIT also creates the smit.log file, which contains additional detailed information that can be used by programmers in extending the SMIT system.
smit and smitty refer to the same program, though smitty invokes the text-based version, while smit will invoke an X Window System based interface if possible; however, if smit determines that X Window System capabilities are not present, it will present the text-based version instead of failing. Determination of X Window System capabilities is typically performed by checking for the existence of the DISPLAY variable.
Database
Object Data Manager (ODM) is a database of system information integrated into AIX, analogous to the registry in Microsoft Windows. A good understanding of the ODM is essential for managing AIX systems.
Data managed in ODM is stored and maintained as objects with associated attributes. Interaction with ODM is possible via application programming interface (API) library for programs, and command-line utilities such as odmshow, odmget, odmadd, odmchange and odmdelete for shell scripts and users. SMIT and its associated AIX commands can also be used to query and modify information in the ODM. ODM is stored on disk using Berkeley DB files.
Example of information stored in the ODM database are:
Network configuration
Logical volume management configuration
Installed software information
Information for logical devices or software drivers
List of all AIX supported devices
Physical hardware devices installed and their configuration
Menus, screens and commands that SMIT uses
See also
AOS, IBM's educational-market port of 4.3BSD
IBM PowerHA SystemMirror (formerly HACMP)
List of Unix systems
nmon
Operating systems timeline
Service Update Management Assistant
Vital Product Data (VPD)
References
External links
IBM AIX
IBM operating systems
Power ISA operating systems
PowerPC operating systems
IBM Aix
Object-oriented database management systems
1986 software |
2115 | https://en.wikipedia.org/wiki/AppleTalk | AppleTalk | AppleTalk is a discontinued proprietary suite of networking protocols developed by Apple Computer for their Macintosh computers. AppleTalk includes a number of features that allow local area networks to be connected with no prior setup or the need for a centralized router or server of any sort. Connected AppleTalk-equipped systems automatically assign addresses, update the distributed namespace, and configure any required inter-networking routing.
AppleTalk was released in 1985 and was the primary protocol used by Apple devices through the 1980s and 1990s. Versions were also released for the IBM PC and compatibles and the Apple IIGS. AppleTalk support was also available in most networked printers (especially laser printers), some file servers, and a number of routers.
The rise of TCP/IP during the 1990s led to a reimplementation of most of these types of support on that protocol, and AppleTalk became unsupported as of the release of Mac OS X v10.6 in 2009. Many of AppleTalk's more advanced autoconfiguration features have since been introduced in Bonjour, while Universal Plug and Play serves similar needs.
History
AppleNet
After the release of the Apple Lisa computer in January 1983, Apple invested considerable effort in the development of a local area networking (LAN) system for the machines. Known as AppleNet, it was based on the seminal Xerox XNS protocol stack but running on a custom 1 Mbit/s coaxial cable system rather than Xerox's 2.94 Mbit/s Ethernet. AppleNet was announced early in 1983 with a full introduction at the target price of $500 for plug-in AppleNet cards for the Lisa and the Apple II.
At that time, early LAN systems were just coming to market, including Ethernet, Token Ring, Econet, and ARCNET. This was a topic of major commercial effort at the time, dominating shows like the National Computer Conference (NCC) in Anaheim in May 1983. All of the systems were jockeying for position in the market, but even at this time, Ethernet's widespread acceptance suggested it was to become a de facto standard. It was at this show that Steve Jobs asked Gursharan Sidhu a seemingly innocuous question: "Why has networking not caught on?"
Four months later, in October, AppleNet was cancelled. At the time, they announced that "Apple realized that it's not in the business to create a networking system. We built and used AppleNet in-house, but we realized that if we had shipped it, we would have seen new standards coming up." In January, Jobs announced that they would instead be supporting IBM's Token Ring, which he expected to come out in a "few months".
AppleBus
Through this period, Apple was deep in development of the Macintosh computer. During development, engineers had made the decision to use the Zilog 8530 serial controller chip (SCC) instead of the lower-cost and more common UART to provide serial port connections. The SCC cost about $5 more than a UART, but offered much higher speeds of up to 250 kilobits per second (or higher with additional hardware) and internally supported a number of basic networking-like protocols like IBM's Bisync.
The SCC was chosen because it would allow multiple devices to be attached to the port. Peripherals equipped with similar SCCs could communicate using the built-in protocols, interleaving their data with other peripherals on the same bus. This would eliminate the need for more ports on the back of the machine, and allowed for the elimination of expansion slots for supporting more complex devices. The initial concept was known as AppleBus, envisioning a system controlled by the host Macintosh polling "dumb" devices in a fashion similar to the modern Universal Serial Bus.
AppleBus networking
The Macintosh team had already begun work on what would become the LaserWriter and had considered a number of other options to answer the question of how to share these expensive machines and other resources. A series of memos from Bob Belleville clarified these concepts, outlining the Mac, LaserWriter, and a file server system which would become the Macintosh Office. By late 1983 it was clear that IBM's Token Ring would not be ready in time for the launch of the Mac, and might miss the launch of these other products as well. In the end, Token Ring would not ship until October 1985.
Jobs' earlier question to Sidhu had already sparked a number of ideas. When AppleNet was cancelled in October, Sidhu led an effort to develop a new networking system based on the AppleBus hardware. This new system would not have to conform to any existing preconceptions, and was designed to be worthy of the Mac – a system that was user-installable, had zero configuration, and no fixed network addresses – in short, a true plug-and-play network. Considerable effort was needed, but by the time the Mac was released, the basic concepts had been outlined, and some of the low-level protocols were on their way to completion. Sidhu mentioned the work to Belleville only two hours after the Mac was announced.
The "new" AppleBus was announced in early 1984, allowing direct connection from the Mac or Lisa through a small box that is plugged into the serial port and connected via cables to the next computer upstream and downstream. Adaptors for Apple II and Apple III were also announced. Apple also announced that AppleBus networks could be attached to, and would appear to be a single node within, a Token Ring system. Details of how this would work were sketchy.
AppleTalk Personal Network
Just prior to its release in early 1985, AppleBus was renamed AppleTalk. Initially marketed as AppleTalk Personal Network, it comprised a family of network protocols and a physical layer.
The physical layer had a number of limitations, including a speed of only 230.4 kbit/s, a maximum distance of from end to end, and only 32 nodes per LAN. But as the basic hardware was built into the Mac, adding nodes only cost about $50 for the adaptor box. In comparison, Ethernet or Token Ring cards cost hundreds or thousands of dollars. Additionally, the entire networking stack required only about 6 kB of RAM, allowing it to run on any Mac.
The relatively slow speed of AppleTalk allowed further reductions in cost. Instead of using RS-422's balanced transmit and receive circuits, the AppleTalk cabling used a single common electrical ground, which limited speeds to about 500 kbit/s, but allowed one conductor to be removed. This meant that common three-conductor cables could be used for wiring. Additionally, the adaptors were designed to be "self-terminating", meaning that nodes at the end of the network could simply leave their last connector unconnected. There was no need for the wires to be connected back together into a loop, nor the need for hubs or other devices.
The system was designed for future expansion; the addressing system allowed for expansion to 255 nodes in a LAN (although only 32 could be used at that time), and by using "bridges" (which came to be known as "routers", although technically not the same) one could interconnect LANs into larger collections. "Zones" allowed devices to be addressed within a bridge-connected internet. Additionally, AppleTalk was designed from the start to allow use with any potential underlying physical link, and within a few years, the physical layer would be renamed LocalTalk, so as to differentiate it from the AppleTalk protocols.
The main advantage of AppleTalk was that it was completely maintenance-free. To join a device to a network, a user simply plugged the adaptor into the machine, then connected a cable from it to any free port on any other adaptor. The AppleTalk network stack negotiated a network address, assigned the computer a human-readable name, and compiled a list of the names and types of other machines on the network so the user could browse the devices through the Chooser. AppleTalk was so easy to use that ad hoc networks tended to appear whenever multiple Macs were in the same room. Apple would later use this in an advertisement showing a network being created between two seats in an airplane.
PhoneNet and other adaptors
A thriving 3rd party market for AppleTalk devices developed over the next few years. One particularly notable example was an alternate adaptor designed by BMUG and commercialized by Farallon as PhoneNET in 1987. This was essentially a replacement for Apple's connector that had conventional phone jacks instead of Apple's round connectors. PhoneNet allowed AppleTalk networks to be connected together using normal telephone wires, and with very little extra work, could run analog phones and AppleTalk on a single four-conductor phone cable.
Other companies took advantage of the SCC's ability to read external clocks in order to support higher transmission speeds, up to 1 Mbit/s. In these systems, the external adaptor also included its own clock, and used that to signal the SCC's clock input pins. The best-known such system was Centram's FlashTalk, which ran at 768 kbit/s, and was intended to be used with their TOPS networking system. A similar solution was the 850 kbit/s DaynaTalk, which used a separate box that plugged in between the computer and a normal LocalTalk/PhoneNet box. Dayna also offered a PC expansion card that ran up to 1.7 Mbit/s when talking to other Dayna PC cards. Several other systems also existed with even higher performance, but these often required special cabling that was incompatible with LocalTalk/PhoneNet, and also required patches to the networking stack that often caused problems.
AppleTalk over Ethernet
As Apple expanded into more commercial and education markets, they needed to integrate AppleTalk into existing network installations. Many of these organizations had already invested in a very expensive Ethernet infrastructure and there was no direct way to connect a Macintosh to Ethernet. AppleTalk included a protocol structure for interconnecting AppleTalk subnets and so as a solution, EtherTalk was initially created to use the Ethernet as a backbone between LocalTalk subnets. To accomplish this, organizations would need to purchase a LocalTalk-to-Ethernet bridge and Apple left it to third parties to produce these products. A number of companies responded, including Hayes and a few newly formed companies like Kinetics.
LocalTalk, EtherTalk, TokenTalk, and AppleShare
By 1987, Ethernet was clearly winning the standards battle over Token Ring, and in the middle of that year, Apple introduced EtherTalk 1.0, an implementation of the AppleTalk protocol over the Ethernet physical layer. Introduced for the newly released Macintosh II computer, Apple's first Macintosh with expansion slots, the operating system included a new Network control panel that allowed the user to select which physical connection to use for networking (from "Built-in" or "EtherTalk"). At introduction, Ethernet interface cards were available from 3Com and Kinetics that plugged into a Nubus slot in the machine. The new networking stack also expanded the system to allow a full 255 nodes per LAN. With EtherTalk's release, AppleTalk Personal Network was renamed LocalTalk, the name it would be known under for the bulk of its life. Token Ring would later be supported with a similar TokenTalk product, which used the same Network control panel and underlying software. Over time, many third-party companies would introduce compatible Ethernet and Token Ring cards that used these same drivers.
The appearance of a Macintosh with a direct Ethernet connection also magnified the Ethernet and LocalTalk compatibility problem: Networks with new and old Macs needed some way to communicate with each other. This could be as simple as a network of Ethernet Mac II's trying to talk to a LaserWriter that only connected to LocalTalk. Apple initially relied on the aforementioned LocalTalk-to-Ethernet bridge products, but contrary to Apple's belief that these would be low-volume products, by the end of 1987, 130,000 such networks were in use. AppleTalk was at that time the most used networking system in the world, with over three times the installations of any other vendor.
1987 also marked the introduction of the AppleShare product, a dedicated file server that ran on any Mac with 512 kB of RAM or more. A common AppleShare machine was the Mac Plus with an external SCSI hard drive. AppleShare was the #3 network operating system in the late 1980s, behind Novell NetWare and Microsoft's MS-Net. AppleShare was effectively the replacement for the failed Macintosh Office efforts, which had been based on a dedicated file server device.
AppleTalk Phase II and other developments
A significant re-design was released in 1989 as AppleTalk Phase II. In many ways, Phase II can be considered an effort to make the earlier version (never called Phase I) more generic. LANs could now support more than 255 nodes, and zones were no longer associated with physical networks but were entirely virtual constructs used simply to organize nodes. For instance, one could now make a "Printers" zone that would list all the printers in an organization, or one might want to place that same device in the "2nd Floor" zone to indicate its physical location. Phase II also included changes to the underlying inter-networking protocols to make them less "chatty", which had previously been a serious problem on networks that bridged over wide-area networks.
By this point, Apple had a wide variety of communications products under development, and many of these were announced along with AppleTalk Phase II. These included updates to EtherTalk and TokenTalk, AppleTalk software and LocalTalk hardware for the IBM PC, EtherTalk for Apple's A/UX operating system allowing it to use LaserPrinters and other network resources, and the Mac X.25 and MacX products.
Ethernet had become almost universal by 1990, and it was time to build Ethernet into Macs direct from the factory. However, the physical wiring used by these networks was not yet completely standardized. Apple solved this problem using a single port on the back of the computer into which the user could plug an adaptor for any given cabling system. This FriendlyNet system was based on the industry-standard Attachment Unit Interface or AUI, but deliberately chose a non-standard connector that was smaller and easier to use, which they called "Apple AUI", or AAUI. FriendlyNet was first introduced on the Quadra 700 and Quadra 900 computers, and used across much of the Mac line for some time. As with LocalTalk, a number of 3rd party FriendlyNet adaptors quickly appeared.
As 10BASE-T became the de facto cabling system for Ethernet, second-generation Power Macintosh machines added a 10BASE-T port in addition to AAUI. The PowerBook 3400c and lower-end Power Macs also added 10BASE-T. The Power Macintosh 7300/8600/9600 were the final Macs to include AAUI, and 10BASE-T became universal starting with the Power Macintosh G3 and PowerBook G3.
The capital-I Internet
From the beginning of AppleTalk, users wanted to connect the Macintosh to the TCP/IP network environments. In 1984, Bill Croft at Stanford University pioneered the development of IP packets encapsulated in DDP as part of the SEAGATE (Stanford Ethernet–AppleTalk Gateway) project. SEAGATE was commercialized by Kinetics in their LocalTalk-to-Ethernet bridge as an additional routing option. A few years later, MacIP, was separated from the SEAGATE code and became the de facto method for IP packets to be routed over LocalTalk networks. By 1986, Columbia University released the first version of the Columbia AppleTalk Package (CAP) that allowed higher integration of Unix, TCP/IP, and AppleTalk environments. In 1988, Apple released MacTCP, a system that allowed the Mac to support TCP/IP on machines with suitable Ethernet hardware. However, this left many universities with the problem of supporting IP on their many LocalTalk-equipped Macs. It was soon common to include MacIP support in LocalTalk-to-Ethernet bridges. MacTCP would not become a standard part of the Classic Mac OS until 1994, by which time it also supported SNMP and PPP.
For some time in the early 1990s, the Mac was a primary client on the rapidly expanding Internet. Among the better-known programs in wide use were Fetch, Eudora, eXodus, NewsWatcher, and the NCSA packages, especially NCSA Mosaic and its offspring, Netscape Navigator. Additionally, a number of server products appeared that allowed the Mac to host Internet content. Through this period, Macs had about 2 to 3 times as many clients connected to the Internet as any other platform, despite the relatively small overall microcomputer market share.
As the world quickly moved to IP for both LAN and WAN uses, Apple was faced with maintaining two increasingly outdated code bases on an ever-wider group of machines as well as the introduction of the PowerPC based machines. This led to the Open Transport efforts, which re-implemented both MacTCP and AppleTalk on an entirely new code base adapted from the Unix standard STREAMS. Early versions had problems and did not become stable for some time. By that point, Apple was deep in their ultimately doomed Copland efforts.
Legacy and abandonment
With the purchase of NeXT and subsequent development of Mac OS X, AppleTalk was strictly a legacy system. Support was added to OS X in order to provide support for a large number of existing AppleTalk devices, notably laser printers and file shares, but alternate connection solutions common in this era, notably USB for printers, limited their demand. As Apple abandoned many of these product categories, and all new systems were based on IP, AppleTalk became less and less common. AppleTalk support was finally removed from the MacOS in Mac OS X v10.6 in 2009.
However, the loss of AppleTalk did not reduce the desire for networking solutions that combined its ease of use with IP routing. Apple has led the development of many such efforts, from the introduction of the AirPort router to the development of the Zero-configuration networking system and their implementation of it, Bonjour.
As of 2020, AppleTalk support has been completely removed from legacy support with macOS 11 Big Sur.
Design
The AppleTalk design rigorously followed the OSI model of protocol layering. Unlike most of the early LAN systems, AppleTalk was not built using the archetypal Xerox XNS system. The intended target was not Ethernet, and it did not have 48-bit addresses to route. Nevertheless, many portions of the AppleTalk system have direct analogs in XNS.
One key differentiation for AppleTalk was it contained two protocols aimed at making the system completely self-configuring. The AppleTalk address resolution protocol (AARP) allowed AppleTalk hosts to automatically generate their own network addresses, and the Name Binding Protocol (NBP) was a dynamic system for mapping network addresses to user-readable names. Although systems similar to AARP existed in other systems, Banyan VINES for instance. Beginning about 2002 Multicast DNS provided capabilities similar to NBP.
Both AARP and NBP had defined ways to allow "controller" devices to override the default mechanisms. The concept was to allow routers to provide the information or "hardwire" the system to known addresses and names. On larger networks where AARP could cause problems as new nodes searched for free addresses, the addition of a router could reduce "chattiness." Together AARP and NBP made AppleTalk an easy-to-use networking system. New machines were added to the network by plugging them in and optionally giving them a name. The NBP lists were examined and displayed by a program known as the Chooser which would display a list of machines on the local network, divided into classes such as file-servers and printers.
Addressing
An AppleTalk address was a four-byte quantity. This consisted of a two-byte network number, a one-byte node number, and a one-byte socket number. Of these, only the network number required any configuration, being obtained from a router. Each node dynamically chose its own node number, according to a protocol (originally the LocalTalk Link Access Protocol LLAP and later, for Ethernet/EtherTalk, the AppleTalk Address Resolution Protocol, AARP) which handled contention between different nodes accidentally choosing the same number. For socket numbers, a few well-known numbers were reserved for special purposes specific to the AppleTalk protocol itself. Apart from these, all application-level protocols were expected to use dynamically-assigned socket numbers at both the client and server end.
Because of this dynamism, users could not be expected to access services by specifying their address. Instead, all services had names which, being chosen by humans, could be expected to be meaningful to users, and also could be sufficiently long to minimize the chance of conflicts.
As NBP names translated to an address, which included a socket number as well as a node number, a name in AppleTalk mapped directly to a service being provided by a machine, which was entirely separate from the name of the machine itself. Thus, services could be moved to a different machine and, so long as they kept the same service name, there was no need for users to do anything different in order to continue accessing the service. And the same machine could host any number of instances of services of the same type, without any network connection conflicts.
Contrast this with A records in the DNS, in which a name translates to a machine's address, not including the port number that might be providing a service. Thus, if people are accustomed to using a particular machine name to access a particular service, their access will break when the service is moved to a different machine. This can be mitigated somewhat by insistence on using CNAME records indicating service rather than actual machine names to refer to the service, but there is no way of guaranteeing that users will follow such a convention. Some newer protocols, such as Kerberos and Active Directory use DNS SRV records to identify services by name, which is much closer to the AppleTalk model.
Protocols
AppleTalk Address Resolution Protocol
AARP resolves AppleTalk addresses to link layer addresses. It is functionally equivalent to ARP and obtains address resolution by a method very similar to ARP.
AARP is a fairly simple system. When powered on, an AppleTalk machine broadcasts an AARP probe packet asking for a network address, intending to hear back from controllers such as routers. If no address is provided, one is picked at random from the "base subnet", 0. It then broadcasts another packet saying "I am selecting this address", and then waits to see if anyone else on the network complains. If another machine has that address, it will pick another address, and keep trying until it finds a free one. On a network with many machines it may take several tries before a free address is found, so for performance purposes the successful address is "written down" in NVRAM and used as the default address in the future. This means that in most real-world setups where machines are added a few at a time, only one or two tries are needed before the address effectively become constant.
AppleTalk Data Stream Protocol
This was a comparatively late addition to the AppleTalk protocol suite, done when it became clear that a TCP-style reliable connection-oriented transport was needed. Significant differences from TCP were that:
a connection attempt could be rejected
there were no "half-open" connections; once one end initiated a tear-down of the connection, the whole connection would be closed (i.e., ADSP is full-duplex, not dual simplex).
AppleTalk had an included attention message system which allowed short messages to be sent which would bypass the normal stream data flow. These were delivered reliably but out of order with respect to the stream. Any attention message would be delivered as soon as possible instead of waiting for the current stream byte sequence point to become current.
Apple Filing Protocol
The Apple Filing Protocol (AFP), formerly AppleTalk Filing Protocol, is the protocol for communicating with AppleShare file servers. Built on top of AppleTalk Session Protocol (for legacy AFP over DDP) or the Data Stream Interface (for AFP over TCP), it provides services for authenticating users (extensible to different authentication methods including two-way random-number exchange) and for performing operations specific to the Macintosh HFS filesystem. AFP is still in use in macOS, even though most other AppleTalk protocols have been deprecated.
AppleTalk Session Protocol
ASP was an intermediate protocol, built on top of ATP, which in turn was the foundation of AFP. It provided basic services for requesting responses to arbitrary commands d performing out-of-band status queries. It also allowed the server to send asynchronous attention messages to the client.
Datagram Delivery Protocol
DDP was the lowest-level data-link-independent transport protocol. It provided a datagram service with no guarantees of delivery. All application-level protocols, including the infrastructure protocols NBP, RTMP and ZIP, were built on top of DDP. AppleTalk's DDP corresponds closely to the Network layer of the Open Systems Interconnection (OSI) communication model.
Name Binding Protocol
Name Binding Protocol was a dynamic, distributed system for managing AppleTalk names. When a service started up on a machine, it registered a name for itself as chosen by a human administrator. At this point, NBP provided a system for checking that no other machine had already registered the same name. Later, when a client wanted to access that service, it used NBP to query machines to find that service. NBP provided browsability ("what are the names of all the services available?") as well as the ability to find a service with a particular name. Names were human readable, containing spaces, upper and lower case letters, and including support for searching.
AppleTalk Echo Protocol
AEP (AppleTalk Echo Protocol) is a transport layer protocol designed to test the reachability of network nodes. AEP generates packets to be sent to the network node and is identified in the Type field of a packet as an AEP packet. The packet is first passed to the source DDP. After it is identified as an AEP packet, it is forwarded to the node where the packet is examined by the DDP at the destination. After the packet is identified as an AEP packet, the packet is then copied and a field in the packet is altered to create an AEP reply packet, and is then returned to the source node.
Printer Access Protocol
PAP was the standard way of communicating with PostScript printers. It was built on top of ATP. When a PAP connection was opened, each end sent the other an ATP request which basically meant "send me more data". The client's response to the server was to send a block of PostScript code, while the server could respond with any diagnostic messages that might be generated as a result, after which another "send-more-data" request was sent. This use of ATP provided automatic flow control; each end could only send data to the other end if there was an outstanding ATP request to respond to.
PAP also provided for out-of-band status queries, handled by separate ATP transactions. Even while it was busy servicing a print job from one client, a PAP server could continue to respond to status requests from any number of other clients. This allowed other Macintoshes on the LAN that were waiting to print to display status messages indicating that the printer was busy, and what the job was that it was busy with.
Routing Table Maintenance Protocol
RTMP was the protocol by which routers kept each other informed about the topology of the network. This was the only part of AppleTalk that required periodic unsolicited broadcasts: every 10 seconds, each router had to send out a list of all the network numbers it knew about and how far away it thought they were.
Zone Information Protocol
ZIP was the protocol by which AppleTalk network numbers were associated with zone names. A zone was a subdivision of the network that made sense to humans (for example, "Accounting Department"); but while a network number had to be assigned to a topologically-contiguous section of the network, a zone could include several different discontiguous portions of the network.
Physical implementation
The initial default hardware implementation for AppleTalk was a high-speed serial protocol known as LocalTalk that used the Macintosh's built-in RS-422 ports at 230.4 kbit/s. LocalTalk used a splitter box in the RS-422 port to provide an upstream and downstream cable from a single port. The topology was a bus: cables were daisy-chained from each connected machine to the next, up to the maximum of 32 permitted on any LocalTalk segment. The system was slow by today's standards, but at the time the additional cost and complexity of networking on PC machines was such that it was common that Macs were the only networked personal computers in an office. Other larger computers, such as UNIX or VAX workstations, would commonly be networked via Ethernet.
Other physical implementations were also available. A very popular replacement for LocalTalk was PhoneNET, a 3rd party solution from Farallon Computing, Inc. (renamed Netopia, acquired by Motorola in 2007) that also used the RS-422 port and was indistinguishable from LocalTalk as far as Apple's LocalTalk port drivers were concerned, but ran over the two unused wires in standard four-wire phone cabling. Foreshadowing today's network hubs and switches, Farallon provided solutions for PhoneNet to be used in "star" as well as bus configurations, with both "passive" star connections (with the phone wires simply bridged to each other at a central point), and "active" star with "PhoneNet Star Controller" hub hardware. Apple's LocalTalk connectors didn't have a locking feature, so connectors could easily come loose, and the bus configuration resulted in any loose connector bringing down the whole network, and being hard to track down. PhoneNet RJ-11 connectors, on the other hand, snapped into place, and in a star configuration any wiring issue only affected one device, and problems were easy to pinpoint. PhoneNet's low cost, flexibility, and easy troubleshooting resulted in it being the dominant choice for Mac networks into the early 1990s.
AppleTalk protocols also came to run over Ethernet (first coaxial and then twisted pair) and Token Ring physical layers, labeled by Apple as EtherTalk and TokenTalk, respectively. EtherTalk gradually became the dominant implementation method for AppleTalk as Ethernet became generally popular in the PC industry throughout the 1990s. Besides AppleTalk and TCP/IP, any Ethernet network could also simultaneously carry other protocols such as DECnet and IPX.
Networking model
Versions
Cross-platform solutions
When AppleTalk was first introduced, the dominant office computing platform was the PC compatible running MS-DOS. Apple introduced the AppleTalk PC Card in early 1987, allowing PCs to join AppleTalk networks and print to LaserWriter printers. A year later AppleShare PC was released, allowing PCs to access AppleShare file servers.
The "TOPS Teleconnector" MS-DOS networking system over AppleTalk system enabled MS-DOS PCs to communicate over AppleTalk network hardware; it comprised an AppleTalk interface card for the PC and a suite of networking software allowing such functions as file, drive and printer sharing. As well as allowing the construction of a PC-only AppleTalk network, it allowed communication between PCs and Macs with TOPS software installed. (Macs without TOPS installed could use the same network but only to communicate with other Apple machines.) The Mac TOPS software did not match the quality of Apple's own either in ease of use or in robustness and freedom from crashes, but the DOS software was relatively simple to use in DOS terms, and was robust.
The BSD and Linux operating systems support AppleTalk through an open source project called Netatalk, which implements the complete protocol suite and allows them to both act as native file or print servers for Macintosh computers, and print to LocalTalk printers over the network.
The Windows Server operating systems supported AppleTalk starting with Windows NT and ending after Windows Server 2003. Miramar included AppleTalk in its PC MacLAN product which was discontinued by CA in 2007. GroupLogic continues to bundle its AppleTalk protocol with its ExtremeZ-IP server software for Macintosh-Windows integration which supports Windows Server 2008 and Windows Vista as well prior versions. HELIOS Software GmbH offers a proprietary implementation of the AppleTalk protocol stack, as part of their HELIOS UB2 server. This is essentially a File and Print Server suite that runs on a whole range of different platforms.
In addition, Columbia University released the Columbia AppleTalk Package (CAP) which implemented the protocol suite for various Unix flavors including Ultrix, SunOS, BSD and IRIX. This package is no longer actively maintained.
See also
Netatalk is a free, open-source implementation of the AppleTalk suite of protocols.
Network File System
Remote File Sharing
Samba
Server Message Block
Notes
References
Citations
Bibliography
Apple Inc. software
Network operating systems
Network protocols |
2116 | https://en.wikipedia.org/wiki/Apple%20II%20series | Apple II series | The Apple II series (trademarked with square brackets as "Apple ][" and rendered on later models as "Apple //") is a family of home computers, one of the first highly successful mass-produced microcomputer products, designed primarily by Steve Wozniak, manufactured by Apple Computer (now Apple Inc.), and launched in 1977 with the original Apple II.
In terms of ease of use, features, and expandability, the Apple II was a major advancement over its predecessor, the Apple I, a limited-production bare circuit board computer for electronics hobbyists. Through 1988, a number of models were introduced, with the most popular, the Apple IIe, remaining relatively unchanged into the 1990s.
A model with more advanced graphics and sound and a 16-bit processor, the Apple IIGS, was added in 1986. It remained compatible with earlier Apple II models, but the IIGS had more in common with mid-1980s systems like the Atari ST, Amiga, and Acorn Archimedes.
The Apple II was first sold on June 10, 1977. By the end of production in 1993, somewhere between five and six million Apple II series computers (including about 1.25 million Apple IIGS models) had been produced. The Apple II was one of the longest running mass-produced home computer series, with models in production for just under 17 years.
The Apple II became one of several recognizable and successful computers during the 1980s and early 1990s, although this was mainly limited to the US. It was aggressively marketed through volume discounts and manufacturing arrangements to educational institutions, which made it the first computer in widespread use in American secondary schools, displacing the early leader Commodore PET. The effort to develop educational and business software for the Apple II, including the 1979 release of the popular VisiCalc spreadsheet, made the computer especially popular with business users and families.
Despite the introduction of the Motorola 68000-based Macintosh in 1984, the Apple II series still reportedly accounted for 85% of the company's hardware sales in the first quarter of fiscal 1985. Apple continued to sell Apple II systems alongside the Macintosh until terminating the IIGS in December 1992 and the IIe in November 1993. The last II-series Apple in production, the IIe card for Macintoshes, was discontinued on October 15, 1993. The total Apple II sales of all of its models during its 16-year production run were about 6 million units, with the peak occurring in 1983 when 1 million were sold.
Hardware
All the machines in the series, except the //c, shared similar overall design elements. The plastic case was designed to look more like a home appliance than a piece of electronic equipment, and the machine could be opened without the use of tools, allowing access to the computer's internals.
The motherboard held eight expansion slots and an array of random access memory (RAM) sockets that could hold up to 48 kilobytes. Over the course of the Apple II series' life, an enormous amount of first- and third-party hardware was made available to extend the capabilities of the machine.
The //c was designed as a compact, portable unit, not intended to be disassembled, and could not use most of the expansion hardware sold for the other machines in the series.
All machines in the Apple II series had a built-in keyboard, with the exception of the IIgs which had a separate keyboard.
Apple IIs had color and high-resolution graphics modes, sound capabilities and a built-in BASIC programming language. The Apple II was targeted for the masses rather than just hobbyists and engineers, and influenced many of the microcomputers that followed it. Unlike preceding home microcomputers, it was sold as a finished consumer appliance rather than as a kit (unassembled or preassembled). The Apple II series eventually supported over 1,500 software programs.
Apple marketed the machine as a durable product, including a 1981 ad in which an Apple II survived a fire started when a cat belonging to one early user knocked over a lamp.
Software
The original Apple II provided an operating system in ROM along with a BASIC variant called Integer BASIC. The only form of storage available was cassette tape.
When the Disk II floppy disk drive was released in 1978, a new operating system, Apple DOS, was commissioned from Shepardson Microsystems and developed by Paul Laughton, adding support for the disk drive. The final and most popular version of this software was Apple DOS 3.3.
Apple DOS was superseded by ProDOS, which supported a hierarchical filesystem and larger storage devices. With an optional third-party Z80-based expansion card, the Apple II could boot into the CP/M operating system and run WordStar, dBase II, and other CP/M software. With the release of MousePaint in 1984 and the Apple IIGS in 1986, the platform took on the look of the Macintosh user interface, including a mouse.
Apple eventually released Applesoft BASIC, a more advanced variant of the language which users could run instead of Integer BASIC for more capabilities.
Some commercial Apple II software booted directly and did not use standard DOS disk formats. This discouraged the copying or modifying of the software on the disks, and improved loading speed.
Models
Apple II
The first Apple II computers went on sale on June 10, 1977 with a MOS Technology 6502 (later Synertek) microprocessor running at 1.023 MHz, 4 KB of RAM, an audio cassette interface for loading programs and storing data, and the Integer BASIC programming language built into the ROMs. The video controller displayed 40 columns by 24 lines of monochrome, upper-case-only (the original character set matches ASCII characters 0x20 to 0x5F) text on the screen, with NTSC composite video output suitable for display on a TV monitor, or on a regular TV set by way of a separate RF modulator. The original retail price of the computer was US$1298(with 4 KB of RAM) and US$2638 (with the maximum 48 KB of RAM). To reflect the computer's color graphics capability, the Apple logo on the casing was represented using rainbow stripes, which remained a part of Apple's corporate logo until early 1998. The earliest Apple IIs were assembled in Silicon Valley, and later in Texas; printed circuit boards were manufactured in Ireland and Singapore.
An external -inch floppy disk drive, the Disk II, attached via a controller card that plugged into one of the computer's expansion slots (usually slot 6), was used for data storage and retrieval to replace cassettes. The Disk II interface, created by Steve Wozniak, was regarded as an engineering masterpiece for its economy of electronic components.
Rather than having a dedicated sound-synthesis chip, the Apple II had a toggle circuit that could only emit a click through a built-in speaker or a line out jack; all other sounds (including two, three and, eventually, four-voice music and playback of audio samples and speech synthesis) were generated entirely by software that clicked the speaker at just the right times.
The Apple II's multiple expansion slots permitted a wide variety of third-party devices, including Apple II peripheral cards such as serial controllers, display controllers, memory boards, hard disks, networking components, and realtime clocks. There were plug-in expansion cards – such as the Z-80 SoftCard – that permitted the Apple to use the Z80 processor and run a multitude of programs developed under the CP/M operating system, including the dBase II database and the WordStar word processor. There was also a third-party 6809 card that would allow OS-9 Level One to be run. Third-party sound cards greatly improved audio capabilities, allowing simple music synthesis and text-to-speech functions. Eventually, Apple II accelerator cards were created to double or quadruple the computer's speed.
Rod Holt designed the Apple II's power supply. He employed a switched-mode power supply design, which was far smaller and generated less unwanted heat than the linear power supply some other home computers used.
The original Apple II was discontinued at the start of 1981, having been superseded by the Apple II+. By 1984, over six million machines had been sold.
Apple II Plus
The Apple II Plus, introduced in June 1979, included the Applesoft BASIC programming language in ROM. This Microsoft-authored dialect of BASIC, which was previously available as an upgrade, supported floating-point arithmetic, and became the standard BASIC dialect on the Apple II series (though it ran at a noticeably slower speed than Steve Wozniak's Integer BASIC).
Except for improved graphics and disk-booting support in the ROM, and the removal of the 2k 6502 assembler/disassembler to make room for the floating point BASIC, the II+ was otherwise identical to the original II. RAM prices fell during 1980–81 and all II+ machines came from the factory with a full 48k of memory already installed.
Apple II Europlus and J-Plus
After the success of the first Apple II in the United States, Apple expanded its market to include Europe, Australia and the Far East in 1979, with the Apple II Europlus (Europe, Australia) and the Apple II J-Plus (Japan). In these models, Apple made the necessary hardware, software and firmware changes in order to comply to standards outside of the US.
Apple IIe
The Apple II Plus was followed in 1983 by the Apple IIe, a cost-reduced yet more powerful machine that used newer chips to reduce the component count and add new features, such as the display of upper and lowercase letters and a standard 64 KB of RAM.
The IIe RAM was configured as if it were a 48 KB Apple II Plus with a language card. The machine had no slot 0, but instead had an auxiliary slot that could accept a 1 KB memory card to enable the 80-column display. This card contained only RAM; the hardware and firmware for the 80-column display was built into the Apple IIe. An "extended 80-column card" with more memory increased the machine's RAM to 128 KB.
The Apple IIe was the most popular machine in the Apple II series. It has the distinction of being the longest-lived Apple computer of all time—it was manufactured and sold with only minor changes for nearly 11 years. The IIe was the last Apple II model to be sold, and was discontinued in November 1993.
During its lifespan two variations were introduced: the Apple IIe Enhanced (four replacement chips to give it some of the features of the later model Apple IIc) and the Apple IIe Platinum (a modernized case color to match other Apple products of the era, along with the addition of a numeric keypad).
Some of the feature of the IIe were carried over from the less successful Apple III, among them the ProDOS operating system.
Apple IIc
The Apple IIc was released in April 1984, billed as a portable Apple II because it could be easily carried due to its size and carrying handle, which could be flipped down to prop the machine up into a typing position. Unlike modern portables it lacked a built-in display and battery. It was the first of three Apple II models to be made in the Snow White design language, and the only one that used its unique creamy off-white color.
The Apple IIc was the first Apple II to use the 65C02 low-power variant of the 6502 processor, and featured a built-in 5.25-inch floppy drive and 128 KB RAM, with a built-in disk controller that could control external drives, composite video (NTSC or PAL), serial interfaces for modem and printer, and a port usable by either a joystick or mouse. Unlike previous Apple II models, the IIc had no internal expansion slots at all.
Two different monochrome LC displays were sold for use with the IIc's video expansion port, although both were short-lived due to high cost and poor legibility. The IIc had an external power supply that converted AC power to 15 V DC, though the IIc itself will accept between 12 V and 17 V DC, allowing third parties to offer battery packs and automobile power adapters that connected in place of the supplied AC adapter.
Apple IIGS
The Apple IIGS, released on September 15, 1986, is the penultimate and most advanced model in the Apple II series, and a radical departure from prior models. It uses a 16-bit microprocessor, the 65C816 operating at 2.8 MHz with 24-bit addressing, allowing expansion up to 8 MB of RAM. The graphics are significantly improved, with 4096 colors and new modes with resolutions of 320×200 and 640×400. The audio capabilities are vastly improved, with a built-in music synthesizer that far exceeded any other home computer.
The Apple IIGS evolved the platform while still maintaining near-complete backward compatibility. Its Mega II chip contains the functional equivalent of an entire Apple IIe computer (sans processor). This, combined with the 65816's ability to execute 65C02 code directly, provides full support for legacy software, while also supporting 16-bit software running under a new OS.
The OS eventually included a Macintosh-like graphical Finder for managing disks and files and opening documents and applications, along with desk accessories. Later, the IIGS gained the ability to read and write Macintosh disks and, through third-party software, a multitasking Unix-like shell and TrueType font support.
The GS includes a 32-voice Ensoniq 5503 DOC sample-based sound synthesizer chip with 64 KB dedicated RAM, 256 KB (or later 1.125 MB) of standard RAM, built-in peripheral ports (switchable between IIe-style card slots and IIc-style onboard controllers for disk drives, mouse, RGB video, and serial devices) and, built-in AppleTalk networking.
Apple IIc Plus
The final Apple II model was the Apple IIc Plus introduced in 1988. It was the same size and shape as the IIc that came before it, but the 5.25-inch floppy drive had been replaced with a -inch drive, the power supply was moved inside the case, and the processor was a fast 4 MHz 65C02 processor that actually ran 8-bit Apple II software faster than the IIGS.
The IIc Plus also featured a new keyboard layout that matched the Platinum IIe and IIGS. Unlike the IIe IIc and IIGS, the IIc Plus came only in one version (American) and was not officially sold anywhere outside the US. The Apple IIc Plus ceased production in 1990, with its two-year production run being the shortest of all the Apple II computers.
Apple IIe Card
Although not an extension of the Apple II line, in 1990 the Apple IIe Card, an expansion card for the LC line of Macintosh computers, was released. Essentially a miniaturized Apple IIe computer on a card (using the Mega II chip from the Apple IIGS), it allowed the Macintosh to run 8-bit Apple IIe software through hardware emulation (although video was emulated in software and was slower at times than a IIe).
Many of the LC's built-in Macintosh peripherals could be "borrowed" by the card when in Apple II mode (i.e. extra RAM, 3.5-inch floppy, AppleTalk networking, hard disk). The IIe card could not, however, run software intended for the 16-bit Apple IIGS.
Advertising, marketing, and packaging
Mike Markkula, a retired Intel marketing manager, provided the early critical funding for Apple Computer. From 1977 to 1981, Apple used the Regis McKenna agency for its advertisements and marketing. In 1981, Chiat-Day acquired Regis McKenna's advertising operations and Apple used Chiat-Day. At Regis McKenna Advertising, the team assigned to launch the Apple II consisted of Rob Janoff, art director, Chip Schafer, copywriter and Bill Kelley, account executive. Janoff came up with the Apple logo with a bite out of it. The design was originally an olive green with matching company logotype all in lower case. Steve Jobs insisted on promoting the color capability of the Apple II by putting rainbow stripes on the Apple logo. In its letterhead and business card implementation, the rounded "a" of the logotype echoed the "bite" in the logo. This logo was developed simultaneously with an advertisement and a brochure; the latter being produced for distribution initially at the first West Coast Computer Faire.
Since the original Apple II, Apple has paid high attention to its quality of packaging, partly because of Steve Jobs' personal preferences and opinions on packaging and final product appearance. All of Apple's packaging for the Apple II series looked similar, featuring much clean white space and showing the Apple rainbow logo prominently. For several years up until the late 1980s, Apple used the Motter Tektura font for packaging, until changing to the Apple Garamond font.
Apple ran the first advertisement for the Apple II, a two-page spread ad titled "Introducing Apple II", in BYTE in July 1977. The first brochure, was entitled "Simplicity" and the copy in both the ad and brochure pioneered "demystifying" language intended to make the new idea of a home computer more "personal." The Apple II introduction ad was later run in the September 1977 issue of Scientific American.
Apple later aired eight television commercials for the Apple IIGS, emphasizing its benefits to education and students, along with some print ads.
Clones
The Apple II was frequently cloned, both in the United States and abroad, in a similar way to the IBM PC. According to some sources (see below), more than 190 different models of Apple II clones were manufactured. Most could not be legally imported into the United States. Apple sued and sought criminal charges against clone makers in more than a dozen countries.
Data storage
Cassette
Originally the Apple II used Compact Cassette tapes for program and data storage. A dedicated tape recorder along the lines of the Commodore Datasette was never produced; Apple recommended using the Panasonic RQ309 in some of its early printed documentation. The uses of common consumer cassette recorders and a standard video monitor or television set (with a third party R-F modulator) made the total cost of owning an Apple II less expensive and helped contribute to the Apple II's success.
Cassette storage may have been inexpensive, but it was also slow and unreliable. The Apple II's lack of a disk drive was "a glaring weakness" in what was otherwise intended to be a polished, professional product. Recognizing that the II needed a disk drive to be taken seriously, Apple set out to develop a disk drive and a DOS to run it. Wozniak spent the 1977 Christmas holidays designing a disk controller that reduced the number of chips used by a factor of 10 compared to existing controllers. Still lacking a DOS, and with Wozniak inexperienced in operating system design, Jobs approached Shepardson Microsystems with the project. On April 10, 1978, Apple signed a contract for $13,000 with Sheperdson to develop the DOS.
Even after disk drives made the cassette tape interfaces obsolete they were still used by enthusiasts as simple one-bit audio input-output ports. Ham radio operators used the cassette input to receive slow scan TV (single frame images). A commercial speech recognition Blackjack program was available, after some user-specific voice training it would recognize simple commands (Hit, stand). Bob Bishop's "Music Kaleidoscope" was a simple program that monitored the cassette input port and based on zero-crossings created color patterns on the screen, a predecessor to current audio visualization plug-ins for media players. Music Kaleidoscope was especially popular on projection TV sets in dance halls.
The OS Disk
Apple and many third-party developers made software available on tape at first, but after the Disk II became available in 1978, tape-based Apple II software essentially disappeared from the market. The initial price of the Disk II drive and controller was US$595, although a $100 off coupon was available through the Apple newsletter "Contact". The controller could handle two drives and a second drive (without controller) retailed for $495.
The Disk II single-sided floppy drive used 5.25-inch floppy disks; double-sided disks could be used, one side at a time, by turning them over and notching a hole for the write protect sensor. The first disk operating systems for the were and DOS 3.2, which stored 113.75 KB on each disk, organized into 35 tracks of 13 256-byte sectors each. After about two years, DOS 3.3 was introduced, storing 140 KB thanks to a minor firmware change on the disk controller that allowed it to store 16 sectors per track. (This upgrade was user-installable as two PROMs on older controllers.) After the release of DOS 3.3, the user community discontinued use of except for running legacy software. Programs that required DOS 3.2 were fairly rare; however, as DOS 3.3 was not a major architectural change aside from the number of sectors per track, a program called MUFFIN was provided with DOS 3.3 to allow users to copy files from DOS 3.2 disks to DOS 3.3 disks. It was possible for software developers to create a DOS 3.2 disk which would also boot on a system with firmware.
Later, double-sided drives, with heads to read both sides of the disk, became available from third-party companies. (Apple only produced double-sided 5.25-inch disks for the Lisa 1 computer).
On a DOS 3.x disk, tracks 0, 1, and most of track 2 were reserved to store the operating system. (It was possible, with a special utility, to reclaim most of this space for data if a disk did not need to be bootable.) A short ROM program on the disk controller had the ability to seek to track zero which it did without regard for the read/write head's current position, resulting in the characteristic "chattering" sound of a Disk II boot, which was the read/write head hitting the rubber stop block at the end of the rail – and read and execute code from sector 0. The code contained in there would then pull in the rest of the operating system. DOS stored the disk's directory on track 17, smack in the middle of the 35-track disks, in order to reduce the average seek time to the frequently used directory track. The directory was fixed in size and could hold a maximum of 105 files. Subdirectories were not supported.
Most game publishers did not include DOS on their floppy disks, since they needed the memory it occupied more than its capabilities; instead, they often wrote their own boot loaders and read-only file systems. This also served to discourage "crackers" from snooping around in the game's copy-protection code, since the data on the disk was not in files that could be accessed easily.
Some third-party manufacturers produced floppy drives that could write 40 tracks to most 5.25-inch disks, yielding 160 KB of storage per disk, but the format did not catch on widely, and no known commercial software was published on 40-track media. Most drives, even Disk IIs, could write 36 tracks; a two byte modification to DOS to format the extra track was common.
The Apple Disk II stored 140 KB on single-sided, "single-density" floppy disks, but it was very common for Apple II users to extend the capacity of a single-sided floppy disk to 280 KB by cutting out a second write-protect notch on the side of the disk using a "disk notcher" or hole puncher and inserting the disk flipped over. Double-sided disks, with notches on both sides, were available at a higher price, but in practice the magnetic coating on the reverse of nominally single-sided disks was usually of good enough quality to be used (both sides were coated in the same way to prevent warping, although only one side was certified for use). Early on, diskette manufacturers routinely warned that this technique would damage the read/write head of the drives or wear out the disk faster, and these warnings were frequently repeated in magazines of the day. In practice, however, this method was an inexpensive way to store twice as much data for no extra cost, and was widely used for commercially released floppies as well.
Later, Apple IIs were able to use 3.5-inch disks with a total capacity of 800 KB and hard disks. did not support these drives natively; third-party software was required, and disks larger than about 400 KB had to be split up into multiple "virtual disk volumes."
DOS 3.3 was succeeded by ProDOS, a 1983 descendant of the Apple ///'s SOS. It added support for subdirectories and volumes up to 32 MB in size. ProDOS became the DOS of choice; AppleWorks and other newer programs required it.
Legacy
Industry impact
The Apple II series of computers had an enormous impact on the technology industry and expanded the role of microcomputers in society. The Apple II was the first personal computer many people ever saw. Its price was within the reach of many middle-class families, and a partnership with MECC helped make the Apple II popular in schools. By the end of 1980 Apple had already sold over 100,000 Apple IIs. Its popularity bootstrapped the computer game and educational software markets and began the boom in the word processor and computer printer markets. The first spreadsheet application, VisiCalc, was initially released for the Apple II, and many businesses bought them just to run VisiCalc. Its success drove IBM in part to create the IBM PC, which many businesses purchased to run spreadsheet and word processing software, at first ported from Apple II versions.
The Apple II's slots, allowing any peripheral card to take control of the bus and directly access memory, enabled an independent industry of card manufacturers who together created a flood of hardware products that let users build systems that were far more powerful and useful (at a lower cost) than any competing system, most of which were not nearly as expandable and were universally proprietary. The first peripheral card was a blank prototyping card intended for electronics enthusiasts who wanted to design their own peripherals for the Apple II.
Specialty peripherals kept the Apple II in use in industry and education environments for many years after Apple Computer stopped supporting the Apple II. Well into the 1990s every clean-room (the super-clean facility where spacecraft are prepared for flight) at the Kennedy Space Center used an Apple II to monitor the environment and air quality. Most planetariums used Apple IIs to control their projectors and other equipment.
Even the game port was unusually powerful and could be used for digital and analog input and output. The early manuals included instructions for how to build a circuit with only four commonly available components (one transistor and three resistors) and a software routine to drive a common Teletype Model 33 machine. Don Lancaster used the game I/O to drive a LaserWriter printer.
Modern use
Today, emulators for various Apple II models are available to run Apple II software on macOS, Linux, Microsoft Windows, homebrew enabled Nintendo DS and other operating systems. Numerous disk images of Apple II software are available free over the Internet for use with these emulators. AppleWin and MESS are among the best emulators compatible with most Apple II images. The MESS emulator supports recording and playing back of Apple II emulation sessions, as does Home Action Replay Page (a.k.a. HARP).
In addition, an active retrocomputing community of vintage Apple II collectors and users, continue to restore, maintain and develop hardware and software for daily use of these original computers. There is still a small annual convention, KansasFest, dedicated to the platform.
In 2017, the band 8 Bit Weapon released the world's first 100% Apple II based music album entitled, "Class Apples." The album featured dance-oriented cover versions of classical music by Bach, Beethoven, and Mozart recorded directly off the Apple II motherboard.
See also
Apple Industrial Design Group
List of publications and periodicals devoted to the Apple II
Apple II peripheral cards
Apple II graphics
List of Apple II application software
List of Apple II games
List of Apple IIGS games
References
External links
epocalc Apple II clones list
"These Pictures Of Apple's First Employees Are Absolutely Wonderful", contains a c.1977 photograph taken inside Apple of early employees Chrisann Brennan, Mark Johnson, and Robert Martinengo standing in front of a stack of Apple IIs that they had tested, assembled, and were about to ship (Business Insider, December 26, 2013).
Apple II computers
Computer-related introductions in 1977
Products and services discontinued in 1993
Discontinued Apple Inc. products |
2117 | https://en.wikipedia.org/wiki/Apple%20III | Apple III | The Apple III (styled as apple ///) is a business-oriented personal computer produced by Apple Computer and released in 1980. Running the Apple SOS operating system, it was intended as the successor to the Apple II series, but was largely considered a failure in the market. It was designed to provide key features business users wanted in a personal computer: a true typewriter-style upper/lowercase keyboard (the Apple II only supported uppercase) and an 80-column display.
Work on the Apple III started in late 1978 under the guidance of Dr. Wendell Sander. It had the internal code name of "Sara", named after Sander's daughter. The system was announced on May 19, 1980 and released in late November that year. Serious stability issues required a design overhaul and a recall of the first 14,000 machines produced. The Apple III was formally reintroduced on November 9, 1981.
Damage to the computer's reputation had already been done, however, and it failed to do well commercially. Development stopped, and the Apple III was discontinued on April 24, 1984. Its last successor, the III Plus, was dropped from the Apple product line in September 1985.
An estimated 65,000–75,000 Apple III computers were sold. The Apple III Plus brought this up to approximately 120,000. Apple co-founder Steve Wozniak stated that the primary reason for the Apple III's failure was that the system was designed by Apple's marketing department, unlike Apple's previous engineering-driven projects. The Apple III's failure led Apple to reevaluate its plan to phase out the Apple II, prompting the eventual continuation of development of the older machine. As a result, later Apple II models incorporated some hardware and software technologies of the Apple III.
Overview
Design
Steve Wozniak and Steve Jobs expected hobbyists to purchase the Apple II, but because of VisiCalc and Disk II, small businesses purchased 90% of the computers. The Apple III was designed to be a business computer and successor. Though the Apple II contributed to the inspirations of several important business products, such as VisiCalc, Multiplan, and Apple Writer, the computer's hardware architecture, operating system, and developer environment are limited. Apple management intended to clearly establish market segmentation by designing the Apple III to appeal to the 90% business market, leaving the Apple II to home and education users. Management believed that "once the Apple III was out, the Apple II would stop selling in six months", Wozniak said.
The Apple III is powered by a 1.8-megahertz Synertek 6502A or 6502B 8-bit CPU and, like some of the later machines in the Apple II family, uses bank switching techniques to address memory beyond the 6502's traditional 64 KB limit, up to 256 KB in the III's case. Third-party vendors produced memory upgrade kits that allow the Apple III to reach up to 512 KB of random-access memory (RAM). Other Apple III built-in features include an 80-column, 24-line display with upper and lowercase characters, a numeric keypad, dual-speed (pressure-sensitive) cursor control keys, 6-bit (DAC) audio, and a built-in 140-kilobyte 5.25-inch floppy disk drive. Graphics modes include 560x192 in black and white, and 280x192 with 16 colors or shades of gray. Unlike the Apple II, the Disk III controller is part of the logic board.
The Apple III is the first Apple product to allow the user to choose both a screen font and a keyboard layout: either QWERTY or Dvorak. These choices cannot be changed while programs were running, unlike the Apple IIc, which has a keyboard switch directly above the keyboard, allowing the user to switch on the fly.
Software
The Apple III introduced an advanced operating system called Apple SOS, pronounced "apple sauce". Its ability to address resources by name allows the Apple III to be more scalable than the Apple II's addressing by physical location such as PR#6, CATALOG, D1. Apple SOS allows the full capacity of a storage device to be used as a single volume, such as the Apple ProFile hard disk drive, and it supports a hierarchical file system. Some of the features and code base of Apple SOS were later adopted into the Apple II's ProDOS and GS/OS operating systems, as well as Lisa 7/7 and Macintosh system software.
With a starting price between , the Apple III was more expensive than many of the CP/M-based business computers that were available at the time. Few software applications other than VisiCalc are available for the computer; according to a presentation at KansasFest 2012, fewer than 50 Apple III-specific software packages were ever published, most shipping when the III Plus was released. Because Apple did not view the Apple III as suitable for hobbyists, it did not provide much of the technical software information that accompanies the Apple II. Originally intended as a direct replacement to the Apple II series, it was designed to be backward compatible with Apple II software. However, since Apple did not want to encourage continued development of the II platform, Apple II compatibility exists only in a special Apple II Mode which is limited in its capabilities to the emulation of a basic Apple II Plus configuration with of RAM. Special chips were intentionally added to prevent access from Apple II Mode to the III's advanced features such as its larger amount of memory.
Peripherals
The Apple III has four expansion slots, a number that inCider in 1986 called "miserly". Apple II cards are compatible but risk violating government RFI regulations, and require Apple III-specific device drivers; BYTE stated that "Apple provides virtually no information on how to write them". As with software, Apple provided little hardware technical information with the computer but Apple III-specific products became available, such as one that made the computer compatible with the Apple IIe. Several new Apple-produced peripherals were developed for the Apple III. The original Apple III has a built-in real-time clock, which is recognized by Apple SOS. The clock was later removed from the "revised" model, and was instead made available as an add-on.
Along with the built-in floppy drive, the Apple III can also handle up to three additional external Disk III floppy disk drives. The Disk III is only officially compatible with the Apple III. The Apple III Plus requires an adaptor from Apple to use the Disk III with its DB-25 disk port.
With the introduction of the revised Apple III a year after launch, Apple began offering the ProFile external hard disk system. Priced at $3,499 for 5 MB of storage, it also required a peripheral slot for its controller card.
Backward compatibility
The Apple III has the built-in hardware capability to run Apple II software. In order to do so, an emulation boot disk is required that functionally turns the machine into a standard 48-kilobyte Apple II Plus, until it is powered off. The keyboard, internal floppy drive (and one external Disk III), display (color is provided through the 'B/W video' port) and speaker all act as Apple II peripherals. The paddle and serial ports can also function in Apple II mode, however with some limitations and compatibility issues.
Apple engineers added specialized circuitry with the sole purpose of blocking access to its advanced features when running in Apple II emulation mode. This was done primarily to discourage further development and interest in the Apple II line, and to push the Apple III as its successor. For example, no more than of RAM can be accessed, even if the machine has of RAM or higher present. Many Apple II programs require a minimum of of RAM, making them impossible to run on the Apple III. Similarly, access to lowercase support, 80 columns text, or its more advanced graphics and sound are blocked by this hardware circuitry, making it impossible for even skilled software programmers to bypass Apple's lockout. A third-party company, Titan Technologies, sold an expansion board called the III Plus II that allows Apple II mode to access more memory, a standard game port, and with a later released companion card, even emulate the Apple IIe.
Certain Apple II slot cards can be installed in the Apple III and used in native III-mode with custom written SOS device drivers, including Grappler Plus and Liron 3.5 Controller.
Revisions
After overheating issues were attributed to serious design flaws, a redesigned logic board was introduced in mid-December 1981 – which included a lower power supply requirement, wider circuit traces and better-designed chip sockets. The $3,495 revised model also includes 256 KB of RAM as the standard configuration. The 14,000 units of the original Apple III sold were returned and replaced with the entirely new revised model.
Apple III Plus
Apple discontinued the III in October 1983 because it violated FCC regulations, and the FCC required the company to change the redesigned computer's name. It introduced the Apple III Plus in December 1983 at a price of US$2,995. This newer version includes a built-in clock, video interlacing, standardized rear port connectors, 55-watt power supply, 256 KB of RAM as standard, and a redesigned, Apple IIe-like keyboard.
Owners of the Apple III could purchase individual III Plus upgrades, like the clock and interlacing feature, and obtain the newer logic board as a service replacement. A keyboard upgrade kit, dubbed "Apple III Plus upgrade kit" was also made available – which included the keyboard, cover, keyboard encoder ROM, and logo replacements. This upgrade had to be installed by an authorized service technician.
Design flaws
According to Wozniak, the Apple III "had 100 percent hardware failures". Former Apple executive Taylor Pohlman stated that:
Jobs insisted on the idea of having no fan or air vents, in order to make the computer run quietly. He would later push this same ideology onto almost all Apple models he had control of, from the Apple Lisa and Macintosh 128K to the iMac. To allow the computer to dissipate heat, the base of the Apple III was made of heavy cast aluminum, which supposedly acts as a heat sink. One advantage to the aluminum case was a reduction in RFI (Radio Frequency Interference), a problem which had plagued the Apple II series throughout its history. Unlike the Apple II series, the power supply was mounted – without its own shell – in a compartment separate from the logic board. The decision to use an aluminum shell ultimately led to engineering issues which resulted in the Apple III's reliability problems. The lead time for manufacturing the shells was high, and this had to be done before the motherboard was finalized. Later, it was realized that there was not enough room on the motherboard for all of the components unless narrow traces were used.
Many Apple IIIs were thought to have failed due to their inability to properly dissipate heat. inCider stated in 1986 that "Heat has always been a formidable enemy of the Apple ///", and some users reported that their Apple IIIs became so hot that the chips started dislodging from the board, causing the screen to display garbled data or their disk to come out of the slot "melted". BYTE wrote, "the integrated circuits tended to wander out of their sockets". It has been rumored Apple advised customers to tilt the front of the Apple III six inches above the desk and then drop it to reseat the chips as a temporary solution. Other analyses blame a faulty automatic chip insertion process, not heat.
Case designer Jerry Manock denied the design flaw charges, insisting that tests proved that the unit adequately dissipated the internal heat. The primary cause, he claimed, was a major logic board design problem. The logic board used "fineline" technology that was not fully mature at the time, with narrow, closely spaced traces. When chips were "stuffed" into the board and wave-soldered, solder bridges would form between traces that were not supposed to be connected. This caused numerous short circuits, which required hours of costly diagnosis and hand rework to fix. Apple designed a new circuit board with more layers and normal-width traces. The new logic board was laid out by one designer on a huge drafting board, rather than using the costly CAD-CAM system used for the previous board, and the new design worked.
Earlier Apple III units came with a built-in real time clock. The hardware, however, would fail after prolonged use. Assuming that National Semiconductor would test all parts before shipping them, Apple did not perform this level of testing. Apple was soldering chips directly to boards and could not easily replace a bad chip if one was found. Eventually, Apple solved this problem by removing the real-time clock from the Apple III's specification rather than shipping the Apple III with the clock pre-installed, and then sold the peripheral as a level 1 technician add-on.
BASIC
Microsoft and Apple each developed their own versions of BASIC for the Apple III. Apple III Microsoft BASIC was designed to run on the CP/M platform available for the Apple III. Apple Business BASIC shipped with the Apple III. Donn Denman ported Applesoft BASIC to SOS and reworked it to take advantage of the extended memory of the Apple III.
Both languages introduced a number of new or improved features over Applesoft BASIC. Both languages replaced Applesoft's single-precision floating-point variables using 5-byte storage with the somewhat-reduced-precision 4-byte variables, while also adding a larger numerical format. Apple III Microsoft BASIC provides double-precision floating-point variables, taking 8 bytes of storage, while Apple Business BASIC offers an extra-long integer type, also taking 8 bytes for storage. Both languages also retain 2-byte integers, and maximum 255-character strings.
Other new features common to both languages include:
Incorporation of disk-file commands within the language.
Operators for MOD and for integer-division.
An optional ELSE clause in IF...THEN statements.
HEX$() function for hexadecimal-format output.
INSTR function for finding a substring within a string.
PRINT USING statement to control format of output. Apple Business BASIC had an option, in addition to directly specifying the format with a string expression, of giving the line number where an IMAGE statement gave the formatting expression, similar to a FORMAT statement in FORTRAN.
Some features work differently in each language:
Microsoft BASIC additional features
function to replace Applesoft's command.
statement to input an entire line of text, regardless of punctuation, into a single string variable.
and statements to automatically direct output to paper.
and statements to left- or right-justify a string expression within a given string variable's character length.
function for output, and "&"- or "&O"-formatted expressions, for manipulating octal notation.
function for generating blank spaces outside of a statement, and function to do likewise with any character.
... statements, for loop structures built on general Boolean conditions without an index variable.
Bitwise Boolean (16-bit) operations (, , ), with additional operators , , .
Line number specification in the command.
options of (to skip to the statement after that which caused the error) or a specified line number (which replaces the idea of exiting error-handling by -line, thus avoiding Applesoft II's stack error problem).
Multiple parameters in user-defined () functions.
A return to the old Applesoft One concept of having multiple functions at different addresses, by establishing ten different functions, numbered to , with separate statements to define the address of each. The argument passed to a function can be of any specific type, including string. The returned value can also be of any type, by default the same type as the argument passed.
There is no support for graphics provided within the language, nor for reading analog controls or buttons; nor is there a means of defining the active window of the text screen.
Business BASIC additional features
Apple Business BASIC eliminates all references to absolute memory addresses. Thus, the POKE command and PEEK() function were not included in the language, and new features replaced the CALL statement and USR() function. The functionality of certain features in Applesoft that had been achieved with various PEEK and POKE locations is now provided by:
BUTTON() function to read game-controller buttons
WINDOW statement to define the active window of the text screen by its coordinates
KBD, HPOS, and VPOS system variables
External binary subroutines and functions are loaded into memory by a single INVOKE disk-command that loads separately-assembled code modules. A PERFORM statement is then used to call an INVOKEd procedure by name, with an argument-list. INVOKEd functions would be referenced in expressions by EXFN. (floating-point) or EXFN%. (integer), with the function name appended, plus the argument-list for the function.
Graphics are supported with an INVOKEd module, with features including displaying text within graphics in various fonts, within four different graphics modes available on the Apple III.
Reception
Despite devoting the majority of its R&D to the Apple III and so ignoring the II that for a while dealers had difficulty in obtaining the latter, the III's technical problems made marketing the computer difficult. Ed Smith, who after designing the APF Imagination Machine worked as a distributor's representative, described the III as "a complete disaster". He recalled that he "was responsible for going to every dealership, setting up the Apple III in their showroom, and then explaining to them the functions of the Apple III, which in many cases didn't really work".
Sales
Pohlman reported that Apple was only selling 500 units a month by late 1981, mostly as replacements. The company was able to eventually raise monthly sales to 5,000, but the IBM PC's successful launch had encouraged software companies to develop for it instead, prompting Apple to shift focus to the Lisa and Macintosh. The PC almost ended sales of the Apple III, the most closely comparable Apple computer model. By early 1984, sales were primarily to existing III owners, Apple itself—its 4,500 employees were equipped with some 3,000-4,500 units—and some small businesses. Apple finally discontinued the Apple III series on April 24, 1984, four months after introducing the III Plus, after selling only 65,000-75,000 units and replacing 14,000 defective units.
Jobs said that the company lost "infinite, incalculable amounts" of money on the Apple III. Wozniak estimated that Apple had spent $100 million on the III, instead of improving the II and better competing against IBM. Pohlman claimed that there was a "stigma" at Apple associated with having contributed to the computer. Most employees who worked on the III reportedly left Apple.
Legacy
The file system and some design ideas from Apple SOS, the Apple III's operating system, were part of Apple ProDOS and Apple GS/OS, the major operating systems for the Apple II series following the demise of the Apple III, as well as the Apple Lisa, which was the de facto business-oriented successor to the Apple III. The hierarchical file system influenced the evolution of the Macintosh: while the original Macintosh File System (MFS) was a flat file system designed for a floppy disk without subdirectories, subsequent file systems were hierarchical. By comparison, the IBM PC's first file system (again designed for floppy disks) was also flat and later versions (designed for hard disks) were hierarchical.
In popular culture
At the start of the Walt Disney Pictures film TRON, lead character Kevin Flynn (played by Jeff Bridges) is seen hacking into the ENCOM mainframe using an Apple III.
References
Sources
External links
The Ill-Fated Apple III
Many manuals and diagrams
Sara – Apple /// emulator
The Ill-Fated Apple III Low End Mac
Apple III Chaos: Apple's First Failure Low End Mac
Apple II family
Computer-related introductions in 1980
Products and services discontinued in 1984
Discontinued Apple Inc. products
8-bit computers |
2118 | https://en.wikipedia.org/wiki/AVL%20tree | AVL tree | In computer science, an AVL tree (named after inventors Adelson-Velsky and Landis) is a self-balancing binary search tree. In an AVL tree, the heights of the two child subtrees of any node differ by at most one; if at any time they differ by more than one, rebalancing is done to restore this property. Lookup, insertion, and deletion all take time in both the average and worst cases, where is the number of nodes in the tree prior to the operation. Insertions and deletions may require the tree to be rebalanced by one or more tree rotations.
The AVL tree is named after its two Soviet inventors, Georgy Adelson-Velsky and Evgenii Landis, who published it in their 1962 paper "An algorithm for the organization of information". It is the oldest self-balancing binary search tree data structure to be invented.
AVL trees are often compared with red–black trees because both support the same set of operations and take time for the basic operations. For lookup-intensive applications, AVL trees are faster than red–black trees because they are more strictly balanced. Similar to red–black trees, AVL trees are height-balanced. Both are, in general, neither weight-balanced nor -balanced for any ; that is, sibling nodes can have hugely differing numbers of descendants.
Definition
Balance factor
In a binary tree the balance factor of a node X is defined to be the height difference
of its two child sub-trees rooted by node X. A binary tree is defined to be an AVL tree if the invariant
holds for every node X in the tree.
A node X with is called "left-heavy", one with is called "right-heavy", and one with is sometimes simply called "balanced".
Properties
Balance factors can be kept up-to-date by knowing the previous balance factors and the change in height – it is not necessary to know the absolute height. For holding the AVL balance information, two bits per node are sufficient.
The height (counted as the maximal number of levels) of an AVL tree with nodes lies in the interval:
where is the golden ratio and
This is because an AVL tree of height contains at least nodes where is the Fibonacci sequence with the seed values
Operations
Read-only operations of an AVL tree involve carrying out the same actions as would be carried out on an unbalanced binary search tree, but modifications have to observe and restore the height balance of the sub-trees.
Searching
Searching for a specific key in an AVL tree can be done the same way as that of any balanced or unbalanced binary search tree. In order for search to work effectively it has to employ a comparison function which establishes a total order (or at least a total preorder) on the set of keys. The number of comparisons required for successful search is limited by the height and for unsuccessful search is very close to , so both are in .
Traversal
As a read-only operation the traversal of an AVL tree functions the same way as on any other binary tree. Exploring all nodes of the tree visits each link exactly twice: one downward visit to enter the subtree rooted by that node, another visit upward to leave that node's subtree after having explored it.
Once a node has been found in an AVL tree, the next or previous node can be accessed in amortized constant time. Some instances of exploring these "nearby" nodes require traversing up to links (particularly when navigating from the rightmost leaf of the root's left subtree to the root or from the root to the leftmost leaf of the root's right subtree; in the AVL tree of figure 1, navigating from node P to the next-to-the-right node Q takes 3 steps). Since there are links in any tree, the amortized cost is , or approximately 2.
Insert
When inserting a node into an AVL tree, you initially follow the same process as inserting into a Binary Search Tree. If the tree is empty, then the node is inserted as the root of the tree. If the tree is not empty, then we go down the root, and recursively go down the tree searching for the location to insert the new node. This traversal is guided by the comparison function. In this case, the node always replaces a NULL reference (left or right) of an external node in the tree i.e., the node is either made a left-child or a right-child of the external node.
After this insertion, if a tree becomes unbalanced, only ancestors of the newly inserted node are unbalanced. This is because only those nodes have their sub-trees altered. So it is necessary to check each of the node's ancestors for consistency with the invariants of AVL trees: this is called "retracing". This is achieved by considering the balance factor of each node.
Since with a single insertion the height of an AVL subtree cannot increase by more than one, the temporary balance factor of a node after an insertion will be in the range For each node checked, if the temporary balance factor remains in the range from –1 to +1 then only an update of the balance factor and no rotation is necessary. However, if the temporary balance factor is ±2, the subtree rooted at this node is AVL unbalanced, and a rotation is needed. With insertion as the code below shows, the adequate rotation immediately perfectly rebalances the tree.
In figure 1, by inserting the new node Z as a child of node X the height of that subtree Z increases from 0 to 1.
Invariant of the retracing loop for an insertion
The height of the subtree rooted by Z has increased by 1. It is already in AVL shape.
for (X = parent(Z); X != null; X = parent(Z)) { // Loop (possibly up to the root)
// BF(X) has to be updated:
if (Z == right_child(X)) { // The right subtree increases
if (BF(X) > 0) { // X is right-heavy
// ==> the temporary BF(X) == +2
// ==> rebalancing is required.
G = parent(X); // Save parent of X around rotations
if (BF(Z) < 0) // Right Left Case (see figure 3)
N = rotate_RightLeft(X, Z); // Double rotation: Right(Z) then Left(X)
else // Right Right Case (see figure 2)
N = rotate_Left(X, Z); // Single rotation Left(X)
// After rotation adapt parent link
} else {
if (BF(X) < 0) {
BF(X) = 0; // Z’s height increase is absorbed at X.
break; // Leave the loop
}
BF(X) = +1;
Z = X; // Height(Z) increases by 1
continue;
}
} else { // Z == left_child(X): the left subtree increases
if (BF(X) < 0) { // X is left-heavy
// ==> the temporary BF(X) == -2
// ==> rebalancing is required.
G = parent(X); // Save parent of X around rotations
if (BF(Z) > 0) // Left Right Case
N = rotate_LeftRight(X, Z); // Double rotation: Left(Z) then Right(X)
else // Left Left Case
N = rotate_Right(X, Z); // Single rotation Right(X)
// After rotation adapt parent link
} else {
if (BF(X) > 0) {
BF(X) = 0; // Z’s height increase is absorbed at X.
break; // Leave the loop
}
BF(X) = -1;
Z = X; // Height(Z) increases by 1
continue;
}
}
// After a rotation adapt parent link:
// N is the new root of the rotated subtree
// Height does not change: Height(N) == old Height(X)
parent(N) = G;
if (G != null) {
if (X == left_child(G))
left_child(G) = N;
else
right_child(G) = N;
} else
tree->root = N; // N is the new root of the total tree
break;
// There is no fall thru, only break; or continue;
}
// Unless loop is left via break, the height of the total tree increases by 1.
In order to update the balance factors of all nodes, first observe that all nodes requiring correction lie from child to parent along the path of the inserted leaf. If the above procedure is applied to nodes along this path, starting from the leaf, then every node in the tree will again have a balance factor of −1, 0, or 1.
The retracing can stop if the balance factor becomes 0 implying that the height of that subtree remains unchanged.
If the balance factor becomes ±1 then the height of the subtree increases by one and the retracing needs to continue.
If the balance factor temporarily becomes ±2, this has to be repaired by an appropriate rotation after which the subtree has the same height as before (and its root the balance factor 0).
The time required is for lookup, plus a maximum of retracing levels ( on average) on the way back to the root, so the operation can be completed in time.
Delete
The preliminary steps for deleting a node are described in section Binary search tree#Deletion.
There, the effective deletion of the subject node or the replacement node decreases the height of the corresponding child tree either from 1 to 0 or from 2 to 1, if that node had a child.
Starting at this subtree, it is necessary to check each of the ancestors for consistency with the invariants of AVL trees. This is called "retracing".
Since with a single deletion the height of an AVL subtree cannot decrease by more than one, the temporary balance factor of a node will be in the range from −2 to +2.
If the balance factor remains in the range from −1 to +1 it can be adjusted in accord with the AVL rules. If it becomes ±2 then the subtree is unbalanced and needs to be rotated. (Unlike insertion where a rotation always balances the tree, after delete, there may be BF(Z) ≠ 0 (see figures 2 and 3), so that after the appropriate single or double rotation the height of the rebalanced subtree decreases by one meaning that the tree has to be rebalanced again on the next higher level.) The various cases of rotations are described in section Rebalancing.
Invariant of the retracing loop for a deletion
The height of the subtree rooted by N has decreased by 1. It is already in AVL shape.
for (X = parent(N); X != null; X = G) { // Loop (possibly up to the root)
G = parent(X); // Save parent of X around rotations
// BF(X) has not yet been updated!
if (N == left_child(X)) { // the left subtree decreases
if (BF(X) > 0) { // X is right-heavy
// ==> the temporary BF(X) == +2
// ==> rebalancing is required.
Z = right_child(X); // Sibling of N (higher by 2)
b = BF(Z);
if (b < 0) // Right Left Case (see figure 3)
N = rotate_RightLeft(X, Z); // Double rotation: Right(Z) then Left(X)
else // Right Right Case (see figure 2)
N = rotate_Left(X, Z); // Single rotation Left(X)
// After rotation adapt parent link
} else {
if (BF(X) == 0) {
BF(X) = +1; // N’s height decrease is absorbed at X.
break; // Leave the loop
}
N = X;
BF(N) = 0; // Height(N) decreases by 1
continue;
}
} else { // (N == right_child(X)): The right subtree decreases
if (BF(X) < 0) { // X is left-heavy
// ==> the temporary BF(X) == -2
// ==> rebalancing is required.
Z = left_child(X); // Sibling of N (higher by 2)
b = BF(Z);
if (b > 0) // Left Right Case
N = rotate_LeftRight(X, Z); // Double rotation: Left(Z) then Right(X)
else // Left Left Case
N = rotate_Right(X, Z); // Single rotation Right(X)
// After rotation adapt parent link
} else {
if (BF(X) == 0) {
BF(X) = -1; // N’s height decrease is absorbed at X.
break; // Leave the loop
}
N = X;
BF(N) = 0; // Height(N) decreases by 1
continue;
}
}
// After a rotation adapt parent link:
// N is the new root of the rotated subtree
parent(N) = G;
if (G != null) {
if (X == left_child(G))
left_child(G) = N;
else
right_child(G) = N;
} else
tree->root = N; // N is the new root of the total tree
if (b == 0)
break; // Height does not change: Leave the loop
// Height(N) decreases by 1 (== old Height(X)-1)
}
// If (b != 0) the height of the total tree decreases by 1.
The retracing can stop if the balance factor becomes ±1 (it must have been 0) meaning that the height of that subtree remains unchanged.
If the balance factor becomes 0 (it must have been ±1) then the height of the subtree decreases by one and the retracing needs to continue.
If the balance factor temporarily becomes ±2, this has to be repaired by an appropriate rotation. It depends on the balance factor of the sibling Z (the higher child tree in figure 2) whether the height of the subtree decreases by one –and the retracing needs to continue– or does not change (if Z has the balance factor 0) and the whole tree is in AVL-shape.
The time required is for lookup, plus a maximum of retracing levels ( on average) on the way back to the root, so the operation can be completed in time.
Set operations and bulk operations
In addition to the single-element insert, delete and lookup operations, several set operations have been defined on AVL trees: union, intersection and set difference. Then fast bulk operations on insertions or deletions can be implemented based on these set functions. These set operations rely on two helper operations, Split and Join. With the new operations, the implementation of AVL trees can be more efficient and highly-parallelizable.
The function Join on two AVL trees and and a key will return a tree containing all elements in , as well as . It requires to be greater than all keys in and smaller than all keys in . If the two trees differ by height at most one, Join simply create a new node with left subtree , root and right subtree . Otherwise, suppose that is higher than for more than one (the other case is symmetric). Join follows the right spine of until a node which is balanced with . At this point a new node with left child , root and right child is created to replace c. The new node satisfies the AVL invariant, and its height is one greater than . The increase in height can increase the height of its ancestors, possibly invalidating the AVL invariant of those nodes. This can be fixed either with a double rotation if invalid at the parent or a single left rotation if invalid higher in the tree, in both cases restoring the height for any further ancestor nodes. Join will therefore require at most two rotations. The cost of this function is the difference of the heights between the two input trees.
function JoinRightAVL(TL, k, TR)
(l, k', c) = expose(TL)
if (Height(c) <= Height(TR)+1)
T' = Node(c, k, TR)
if (Height(T') <= Height(l)+1) then return Node(l, k', T')
else return rotateLeft(Node(l, k', rotateRight(T')))
else
T' = JoinRightAVL(c, k, TR)
T'' = Node(l, k', T')
if (Height(T') <= Height(l)+1) return T''
else return rotateLeft(T'')
function JoinLeftAVL(TL, k, TR)
/* symmetric to JoinRightAVL */
function Join(TL, k, TR)
if (Height(TL)>Height(TR)+1) return JoinRightAVL(TL, k, TR)
if (Height(TR)>Height(TL)+1) return JoinLeftAVL(TL, k, TR)
return Node(TL, k, TR)
Here Height(v) is the height of a subtree (node) . (l,k,r) = expose(v) extracts 's left child , the key of 's root, and the right child . Node(l,k,r) means to create a node of left child , key , and right child .
To split an AVL tree into two smaller trees, those smaller than key , and those larger than key , first draw a path from the root by inserting into the AVL. After this insertion, all values less than will be found on the left of the path, and all values greater than will be found on the right. By applying Join, all the subtrees on the left side are merged bottom-up using keys on the path as intermediate nodes from bottom to top to form the left tree, and the right part is asymmetric. The cost of Split is , order of the height of the tree.
function Split(T, k)
if (T = nil) return (nil, false, nil)
(L,m,R) = expose(T)
if (k = m) return (L, true, R)
if (k<m)
(L',b,R') = Split(L,k)
return (L', b, Join(R', m, R))
if (k>m)
(L',b,R') = Split(R, k)
return (Join(L, m, L'), b, R'))
The union of two AVL trees and representing sets and , is an AVL that represents .
function Union(t1, t2):
if t1 = nil:
return t2
if t2 = nil:
return t1
(t<, b, t>) = Split(t2, t1.root)
return Join(Union(left(t1), t<), t1.root, Union(right(t1), t>))
Here, Split is presumed to return two trees: one holding the keys less its input key, one holding the greater keys. (The algorithm is non-destructive, but an in-place destructive version exists as well.)
The algorithm for intersection or difference is similar, but requires the Join2 helper routine that is the same as Join but without the middle key. Based on the new functions for union, intersection or difference, either one key or multiple keys can be inserted to or deleted from the AVL tree. Since Split calls Join but does not deal with the balancing criteria of AVL trees directly, such an implementation is usually called the "join-based" implementation.
The complexity of each of union, intersection and difference is for AVL trees of sizes and . More importantly, since the recursive calls to union, intersection or difference are independent of each other, they can be executed in parallel with a parallel depth . When , the join-based implementation has the same computational DAG as single-element insertion and deletion.
Rebalancing
If during a modifying operation the height difference between two child subtrees changes, this may, as long as it is < 2, be reflected by an adaption of the balance information at the parent. During insert and delete operations a (temporary) height difference of 2 may arise, which means that the parent subtree has to be "rebalanced". The given repair tools are the so-called tree rotations, because they move the keys only "vertically", so that the ("horizontal") in-order sequence of the keys is fully preserved (which is essential for a binary-search tree).
Let X be the node that has a (temporary) balance factor of −2 or +2. Its left or right subtree was modified. Let Z be the higher child (see figures 2 and 3). Note that both children are in AVL shape by induction hypothesis.
In case of insertion this insertion has happened to one of Z's children in a way that Z's height has increased.
In case of deletion this deletion has happened to the sibling t1 of Z in a way so that t1's height being already lower has decreased. (This is the only case where Z's balance factor may also be 0.)
There are four possible variants of the violation:
And the rebalancing is performed differently:
Thereby, the situations are denoted as where C (= child direction) and B (= balance) come from the set } with The balance violation of case is repaired by a simple rotation whereas the case is repaired by a double rotation
The cost of a rotation, either simple or double, is constant.
Simple rotation
Figure 2 shows a Right Right situation. In its upper half, node X has two child trees with a balance factor of +2. Moreover, the inner child t23 of Z (i.e., left child when Z is right child, or right child when Z is left child) is not higher than its sibling t4. This can happen by a height increase of subtree t4 or by a height decrease of subtree t1. In the latter case, also the pale situation where t23 has the same height as t4 may occur.
The result of the left rotation is shown in the lower half of the figure. Three links (thick edges in figure 2) and two balance factors are to be updated.
As the figure shows, before an insertion, the leaf layer was at level h+1, temporarily at level h+2 and after the rotation again at level h+1. In case of a deletion, the leaf layer was at level h+2, where it is again, when t23 and t4 were of same height. Otherwise the leaf layer reaches level h+1, so that the height of the rotated tree decreases.
Code snippet of a simple left rotation
node *rotate_Left(node *X, node *Z) {
// Z is by 2 higher than its sibling
t23 = left_child(Z); // Inner child of Z
right_child(X) = t23;
if (t23 != null)
parent(t23) = X;
left_child(Z) = X;
parent(X) = Z;
// 1st case, BF(Z) == 0,
// only happens with deletion, not insertion:
if (BF(Z) == 0) { // t23 has been of same height as t4
BF(X) = +1; // t23 now higher
BF(Z) = –1; // t4 now lower than X
} else
{ // 2nd case happens with insertion or deletion:
BF(X) = 0;
BF(Z) = 0;
}
return Z; // return new root of rotated subtree
}
Double rotation
Figure 3 shows a Right Left situation. In its upper third, node X has two child trees with a balance factor of +2. But unlike figure 2, the inner child Y of Z is higher than its sibling t4. This can happen by the insertion of Y itself or a height increase of one of its subtrees t2 or t3 (with the consequence that they are of different height) or by a height decrease of subtree t1. In the latter case, it may also occur that t2 and t3 are of the same height.
The result of the first, the right, rotation is shown in the middle third of the figure. (With respect to the balance factors, this rotation is not of the same kind as the other AVL single rotations, because the height difference between Y and t4 is only 1.) The result of the final left rotation is shown in the lower third of the figure. Five links (thick edges in figure 3) and three balance factors are to be updated.
As the figure shows, before an insertion, the leaf layer was at level h+1, temporarily at level h+2 and after the double rotation again at level h+1. In case of a deletion, the leaf layer was at level h+2 and after the double rotation it is at level h+1, so that the height of the rotated tree decreases.
Code snippet of a right-left double rotation
node *rotate_RightLeft(node *X, node *Z) {
// Z is by 2 higher than its sibling
Y = left_child(Z); // Inner child of Z
// Y is by 1 higher than sibling
t3 = right_child(Y);
left_child(Z) = t3;
if (t3 != null)
parent(t3) = Z;
right_child(Y) = Z;
parent(Z) = Y;
t2 = left_child(Y);
right_child(X) = t2;
if (t2 != null)
parent(t2) = X;
left_child(Y) = X;
parent(X) = Y;
// 1st case, BF(Y) == 0,
// only happens with deletion, not insertion:
if (BF(Y) == 0) {
BF(X) = 0;
BF(Z) = 0;
} else
// other cases happen with insertion or deletion:
if (BF(Y) > 0) { // t3 was higher
BF(X) = –1; // t1 now higher
BF(Z) = 0;
} else {
// t2 was higher
BF(X) = 0;
BF(Z) = +1; // t4 now higher
}
BF(Y) = 0;
return Y; // return new root of rotated subtree
}
Comparison to other structures
Both AVL trees and red–black (RB) trees are self-balancing binary search trees and they are related mathematically. Indeed, every AVL tree can be colored red–black, but there are RB trees which are not AVL balanced. For maintaining the AVL (or RB) tree's invariants, rotations play an important role. In the worst case, even without rotations, AVL or RB insertions or deletions require inspections and/or updates to AVL balance factors (or RB colors). RB insertions and deletions and AVL insertions require from zero to three tail-recursive rotations and run in amortized time, thus equally constant on average. AVL deletions requiring rotations in the worst case are also on average. RB trees require storing one bit of information (the color) in each node, while AVL trees mostly use two bits for the balance factor, although, when stored at the children, one bit with meaning «lower than sibling» suffices. The bigger difference between the two data structures is their height limit.
For a tree of size
an AVL tree's height is at most
where the golden ratio, and .
a RB tree's height is at most
.
AVL trees are more rigidly balanced than RB trees with an asymptotic relation AVL/RB ≈0.720 of the maximal heights. For insertions and deletions, Ben Pfaff shows in 79 measurements a relation of AVL/RB between 0.677 and 1.077 with median ≈0.947 and geometric mean ≈0.910.
See also
WAVL tree
Splay tree
Scapegoat tree
B-tree
T-tree
List of data structures
References
Further reading
Donald Knuth. The Art of Computer Programming, Volume 3: Sorting and Searching, Third Edition. Addison-Wesley, 1997. . Pages 458–475 of section 6.2.3: Balanced Trees.
.
External links
1962 in computing
Articles with example pseudocode
Binary trees
Soviet inventions
Search trees
Amortized data structures |
2122 | https://en.wikipedia.org/wiki/Astrology | Astrology | Astrology is a range of divinatory practices, recognized as pseudoscientific since the 18th century, that claim to discern information about human affairs and terrestrial events by studying the apparent positions of celestial objects. Different cultures have employed forms of astrology since at least the 2nd millennium BCE, these practices having originated in calendrical systems used to predict seasonal shifts and to interpret celestial cycles as signs of divine communications. Most, if not all, cultures have attached importance to what they observed in the sky, and some—such as the Hindus, Chinese, and the Maya—developed elaborate systems for predicting terrestrial events from celestial observations. Western astrology, one of the oldest astrological systems still in use, can trace its roots to 19th–17th century BCE Mesopotamia, from where it spread to Ancient Greece, Rome, the Islamic world, and eventually Central and Western Europe. Contemporary Western astrology is often associated with systems of horoscopes that purport to explain aspects of a person's personality and predict significant events in their lives based on the positions of celestial objects; the majority of professional astrologers rely on such systems.
Throughout most of its history, astrology was considered a scholarly tradition and was common in academic circles, often in close relation with astronomy, alchemy, meteorology, and medicine. It was present in political circles and is mentioned in various works of literature, from Dante Alighieri and Geoffrey Chaucer to William Shakespeare, Lope de Vega, and Calderón de la Barca. During the Enlightenment, however, astrology lost its status as an area of legitimate scholarly pursuit. Following the end of the 19th century and the wide-scale adoption of the scientific method, researchers have successfully challenged astrology on both theoretical and experimental grounds, and have shown it to have no scientific validity or explanatory power. Astrology thus lost its academic and theoretical standing in the western world, and common belief in it largely declined, until a continuing resurgence starting in the 1960s. In India, belief in astrology is long-standing, widespread and continuing.
Etymology
The word astrology comes from the early Latin word astrologia, which derives from the Greek —from ἄστρον astron ("star") and -λογία -logia, ("study of"—"account of the stars"). The word entered the English language via Latin and medieval French, and its use overlapped considerably with that of astronomy (derived from the Latin astronomia). By the 17th century, astronomy became established as the scientific term, with astrology referring to divinations and schemes for predicting human affairs.
History
Many cultures have attached importance to astronomical events, and the Indians, Chinese, and Maya developed elaborate systems for predicting terrestrial events from celestial observations. A form of astrology was practised in the Old Babylonian period of Mesopotamia, . Vedāṅga Jyotiṣa is one of earliest known Hindu texts on astronomy and astrology (Jyotisha). The text is dated between 1400 BCE to final centuries BCE by various scholars according to astronomical and linguistic evidences. Chinese astrology was elaborated in the Zhou dynasty (1046–256 BCE). Hellenistic astrology after 332 BCE mixed Babylonian astrology with Egyptian Decanic astrology in Alexandria, creating horoscopic astrology. Alexander the Great's conquest of Asia allowed astrology to spread to Ancient Greece and Rome. In Rome, astrology was associated with "Chaldean wisdom". After the conquest of Alexandria in the 7th century, astrology was taken up by Islamic scholars, and Hellenistic texts were translated into Arabic and Persian. In the 12th century, Arabic texts were imported to Europe and translated into Latin. Major astronomers including Tycho Brahe, Johannes Kepler and Galileo practised as court astrologers. Astrological references appear in literature in the works of poets such as Dante Alighieri and Geoffrey Chaucer, and of playwrights such as Christopher Marlowe and William Shakespeare.
Throughout most of its history, astrology was considered a scholarly tradition. It was accepted in political and academic contexts, and was connected with other studies, such as astronomy, alchemy, meteorology, and medicine. At the end of the 17th century, new scientific concepts in astronomy and physics (such as heliocentrism and Newtonian mechanics) called astrology into question. Astrology thus lost its academic and theoretical standing, and common belief in astrology has largely declined.
Ancient world
Astrology, in its broadest sense, is the search for meaning in the sky. Early evidence for humans making conscious attempts to measure, record, and predict seasonal changes by reference to astronomical cycles, appears as markings on bones and cave walls, which show that lunar cycles were being noted as early as 25,000 years ago. This was a first step towards recording the Moon's influence upon tides and rivers, and towards organising a communal calendar. Farmers addressed agricultural needs with increasing knowledge of the constellations that appear in the different seasons—and used the rising of particular star-groups to herald annual floods or seasonal activities. By the 3rd millennium BCE, civilisations had sophisticated awareness of celestial cycles, and may have oriented temples in alignment with heliacal risings of the stars.
Scattered evidence suggests that the oldest known astrological references are copies of texts made in the ancient world. The Venus tablet of Ammisaduqa is thought to have been compiled in Babylon around 1700 BCE. A scroll documenting an early use of electional astrology is doubtfully ascribed to the reign of the Sumerian ruler Gudea of Lagash ( – 2124 BCE). This describes how the gods revealed to him in a dream the constellations that would be most favourable for the planned construction of a temple. However, there is controversy about whether these were genuinely recorded at the time or merely ascribed to ancient rulers by posterity. The oldest undisputed evidence of the use of astrology as an integrated system of knowledge is therefore attributed to the records of the first dynasty of Mesopotamia (1950–1651 BCE). This astrology had some parallels with Hellenistic Greek (western) astrology, including the zodiac, a norming point near 9 degrees in Aries, the trine aspect, planetary exaltations, and the dodekatemoria (the twelve divisions of 30 degrees each). The Babylonians viewed celestial events as possible signs rather than as causes of physical events.
The system of Chinese astrology was elaborated during the Zhou dynasty (1046–256 BCE) and flourished during the Han dynasty (2nd century BCE to 2nd century CE), during which all the familiar elements of traditional Chinese culture – the Yin-Yang philosophy, theory of the five elements, Heaven and Earth, Confucian morality – were brought together to formalise the philosophical principles of Chinese medicine and divination, astrology, and alchemy.
The ancient Arabs that inhabited the Arabian Peninsula before the advent of Islam used to profess a widespread belief in fatalism (ḳadar) alongside a fearful consideration for the sky and the stars, which they held to be ultimately responsible for every phenomena that occurs on Earth and for the destiny of humankind. Accordingly, they shaped their entire lives in accordance with their interpretations of astral configurations and phenomena.
Ancient objections
The Hellenistic schools of philosophical skepticism criticized the rationality of astrology. Criticism of astrology by academic skeptics such as Cicero, Carneades, and Favorinus; and Pyrrhonists such as Sextus Empiricus has been preserved.
Carneades argued that belief in fate denies free will and morality; that people born at different times can all die in the same accident or battle; and that contrary to uniform influences from the stars, tribes and cultures are all different.
Cicero stated the twins objection (that with close birth times, personal outcomes can be very different), later developed by Augustine. He argued that since the other planets are much more distant from the Earth than the Moon, they could have only very tiny influence compared to the Moon's. He also argued that if astrology explains everything about a person's fate, then it wrongly ignores the visible effect of inherited ability and parenting, changes in health worked by medicine, or the effects of the weather on people.
Favorinus argued that it was absurd to imagine that stars and planets would affect human bodies in the same way as they affect the tides, and equally absurd that small motions in the heavens cause large changes in people's fates.
Sextus Empiricus argued that it was absurd to link human attributes with myths about the signs of the zodiac, and wrote an entire book, Against the Astrologers (Πρὸς ἀστρολόγους, Pros astrologous), compiling arguments against astrology. Against the Astrologers was the fifth section of a larger work arguing against philosophical and scientific inquiry in general, Against the Professors (Πρὸς μαθηματικούς, Pros mathematikous).
Plotinus, a neoplatonist, argued that since the fixed stars are much more distant than the planets, it is laughable to imagine the planets' effect on human affairs should depend on their position with respect to the zodiac. He also argues that the interpretation of the Moon's conjunction with a planet as good when the moon is full, but bad when the moon is waning, is clearly wrong, as from the Moon's point of view, half of its surface is always in sunlight; and from the planet's point of view, waning should be better, as then the planet sees some light from the Moon, but when the Moon is full to us, it is dark, and therefore bad, on the side facing the planet in question.
Hellenistic Egypt
In 525 BCE, Egypt was conquered by the Persians. The 1st century BCE Egyptian Dendera Zodiac shares two signs – the Balance and the Scorpion – with Mesopotamian astrology.
With the occupation by Alexander the Great in 332 BCE, Egypt became Hellenistic. The city of Alexandria was founded by Alexander after the conquest, becoming the place where Babylonian astrology was mixed with Egyptian Decanic astrology to create Horoscopic astrology. This contained the Babylonian zodiac with its system of planetary exaltations, the triplicities of the signs and the importance of eclipses. It used the Egyptian concept of dividing the zodiac into thirty-six decans of ten degrees each, with an emphasis on the rising decan, and the Greek system of planetary Gods, sign rulership and four elements. 2nd century BCE texts predict positions of planets in zodiac signs at the time of the rising of certain decans, particularly Sothis. The astrologer and astronomer Ptolemy lived in Alexandria. Ptolemy's work the Tetrabiblos formed the basis of Western astrology, and, "...enjoyed almost the authority of a Bible among the astrological writers of a thousand years or more."
Greece and Rome
The conquest of Asia by Alexander the Great exposed the Greeks to ideas from Syria, Babylon, Persia and central Asia. Around 280 BCE, Berossus, a priest of Bel from Babylon, moved to the Greek island of Kos, teaching astrology and Babylonian culture. By the 1st century BCE, there were two varieties of astrology, one using horoscopes to describe the past, present and future; the other, theurgic, emphasising the soul's ascent to the stars. Greek influence played a crucial role in the transmission of astrological theory to Rome.
The first definite reference to astrology in Rome comes from the orator Cato, who in 160 BCE warned farm overseers against consulting with Chaldeans, who were described as Babylonian 'star-gazers'. Among both Greeks and Romans, Babylonia (also known as Chaldea) became so identified with astrology that 'Chaldean wisdom' became synonymous with divination using planets and stars. The 2nd-century Roman poet and satirist Juvenal complains about the pervasive influence of Chaldeans, saying, "Still more trusted are the Chaldaeans; every word uttered by the astrologer they will believe has come from Hammon's fountain."
One of the first astrologers to bring Hermetic astrology to Rome was Thrasyllus, astrologer to the emperor Tiberius, the first emperor to have had a court astrologer, though his predecessor Augustus had used astrology to help legitimise his Imperial rights.
Medieval world
Hindu
The main texts upon which classical Indian astrology is based are early medieval compilations, notably the , and Sārāvalī by .
The Horāshastra is a composite work of 71 chapters, of which the first part (chapters 1–51) dates to the 7th to early 8th centuries and the second part (chapters 52–71) to the later 8th century. The Sārāvalī likewise dates to around 800 CE. English translations of these texts were published by N.N. Krishna Rau and V.B. Choudhari in 1963 and 1961, respectively.
Islamic
Astrology was taken up by Islamic scholars following the collapse of Alexandria to the Arabs in the 7th century, and the founding of the Abbasid empire in the 8th. The second Abbasid caliph, Al Mansur (754–775) founded the city of Baghdad to act as a centre of learning, and included in its design a library-translation centre known as Bayt al-Hikma 'House of Wisdom', which continued to receive development from his heirs and was to provide a major impetus for Arabic-Persian translations of Hellenistic astrological texts. The early translators included Mashallah, who helped to elect the time for the foundation of Baghdad, and Sahl ibn Bishr, (a.k.a. Zael), whose texts were directly influential upon later European astrologers such as Guido Bonatti in the 13th century, and William Lilly in the 17th century. Knowledge of Arabic texts started to become imported into Europe during the Latin translations of the 12th century.
Europe
In the seventh century, Isidore of Seville argued in his Etymologiae that astronomy described the movements of the heavens, while astrology had two parts: one was scientific, describing the movements of the Sun, the Moon and the stars, while the other, making predictions, was theologically erroneous.
The first astrological book published in Europe was the Liber Planetis et Mundi Climatibus ("Book of the Planets and Regions of the World"), which appeared between 1010 and 1027 AD, and may have been authored by Gerbert of Aurillac. Ptolemy's second century AD Tetrabiblos was translated into Latin by Plato of Tivoli in 1138. The Dominican theologian Thomas Aquinas followed Aristotle in proposing that the stars ruled the imperfect 'sublunary' body, while attempting to reconcile astrology with Christianity by stating that God ruled the soul. The thirteenth century mathematician Campanus of Novara is said to have devised a system of astrological houses that divides the prime vertical into 'houses' of equal 30° arcs, though the system was used earlier in the East. The thirteenth century astronomer Guido Bonatti wrote a textbook, the Liber Astronomicus, a copy of which King Henry VII of England owned at the end of the fifteenth century.
In Paradiso, the final part of the Divine Comedy, the Italian poet Dante Alighieri referred "in countless details" to the astrological planets, though he adapted traditional astrology to suit his Christian viewpoint, for example using astrological thinking in his prophecies of the reform of Christendom.
John Gower in the fourteenth century defined astrology as essentially limited to the making of predictions. The influence of the stars was in turn divided into natural astrology, with for example effects on tides and the growth of plants, and judicial astrology, with supposedly predictable effects on people. The fourteenth-century sceptic Nicole Oresme however included astronomy as a part of astrology in his Livre de divinacions. Oresme argued that current approaches to prediction of events such as plagues, wars, and weather were inappropriate, but that such prediction was a valid field of inquiry. However, he attacked the use of astrology to choose the timing of actions (so-called interrogation and election) as wholly false, and rejected the determination of human action by the stars on grounds of free will. The friar Laurens Pignon (c. 1368–1449) similarly rejected all forms of divination and determinism, including by the stars, in his 1411 Contre les Devineurs. This was in opposition to the tradition carried by the Arab astronomer Albumasar (787-886) whose Introductorium in Astronomiam and De Magnis Coniunctionibus argued the view that both individual actions and larger scale history are determined by the stars.
In the late 15th century, Giovanni Pico della Mirandola forcefully attacked astrology in Disputationes contra Astrologos, arguing that the heavens neither caused, nor heralded earthly events. His contemporary, Pietro Pomponazzi, a "rationalistic and critical thinker", was much more sanguine about astrology and critical of Pico's attack.
Renaissance and Early Modern
Renaissance scholars commonly practised astrology. Gerolamo Cardano cast the horoscope of king Edward VI of England, while John Dee was the personal astrologer to queen Elizabeth I of England. Catherine de Medici paid Michael Nostradamus in 1566 to verify the prediction of the death of her husband, king Henry II of France made by her astrologer Lucus Gauricus. Major astronomers who practised as court astrologers included Tycho Brahe in the royal court of Denmark, Johannes Kepler to the Habsburgs, Galileo Galilei to the Medici, and Giordano Bruno who was burnt at the stake for heresy in Rome in 1600. The distinction between astrology and astronomy was not entirely clear. Advances in astronomy were often motivated by the desire to improve the accuracy of astrology. Kepler, for example, was driven by a belief in harmonies between Earthly and celestial affairs, yet he disparaged the activities of most astrologers as "evil-smelling dung".
Ephemerides with complex astrological calculations, and almanacs interpreting celestial events for use in medicine and for choosing times to plant crops, were popular in Elizabethan England. In 1597, the English mathematician and physician Thomas Hood made a set of paper instruments that used revolving overlays to help students work out relationships between fixed stars or constellations, the midheaven, and the twelve astrological houses. Hood's instruments also illustrated, for pedagogical purposes, the supposed relationships between the signs of the zodiac, the planets, and the parts of the human body adherents believed were governed by the planets and signs. While Hood's presentation was innovative, his astrological information was largely standard and was taken from Gerard Mercator's astrological disc made in 1551, or a source used by Mercator. Despite its popularity, Renaissance astrology had what historian Gabor Almasi calls "elite debate", exemplified by the polemical letters of Swiss physician Thomas Erastus who fought against astrology, calling it "vanity" and "superstition." Then around the time of the new star of 1572 and the comet of 1577 there began what Almasi calls an "extended epistemological reform" which began the process of excluding religion, astrology and anthropocentrism from scientific debate. By 1679, the yearly publication La Connoissance des temps eschewed astrology as a legitimate topic.”
Enlightenment period and onwards
During the Enlightenment, intellectual sympathy for astrology fell away, leaving only a popular following supported by cheap almanacs. One English almanac compiler, Richard Saunders, followed the spirit of the age by printing a derisive Discourse on the Invalidity of Astrology, while in France Pierre Bayle's Dictionnaire of 1697 stated that the subject was puerile. The Anglo-Irish satirist Jonathan Swift ridiculed the Whig political astrologer John Partridge.
In the second half of the Seventeenth Century, the Society of Astrologers (1647–1684), a trade, educational, and social organization, sought to unite London's often fractious astrologers in the task of revitalizing Astrology. Following the template of the popular “Feasts of Mathematicians” they endeavored to defend their art in the face of growing religious criticism. The Society hosted banquets, exchanged “instruments and manuscripts”, proposed research projects, and funded the publication of sermons that depicted astrology as a legitimate biblical pursuit for Christians. They commissioned sermons that argued Astrology was divine, Hebraic, and scripturally supported by Bible passages about the Magi and the sons of Seth. According to historian Michelle Pfeffer, “The society's public relations campaign ultimately failed.” Modern historians have mostly neglected the Society of Astrologers in favor of the still extant Royal Society (1660), even though both organizations initially had some of the same members.
Astrology saw a popular revival starting in the 19th century, as part of a general revival of spiritualism and—later, New Age philosophy, and through the influence of mass media such as newspaper horoscopes. Early in the 20th century the psychiatrist Carl Jung developed some concepts concerning astrology, which led to the development of psychological astrology.
Principles and practice
Advocates have defined astrology as a symbolic language, an art form, a science, and a method of divination. Though most cultural astrology systems share common roots in ancient philosophies that influenced each other, many use methods that differ from those in the West. These include Hindu astrology (also known as "Indian astrology" and in modern times referred to as "Vedic astrology") and Chinese astrology, both of which have influenced the world's cultural history.
Western
Western astrology is a form of divination based on the construction of a horoscope for an exact moment, such as a person's birth. It uses the tropical zodiac, which is aligned to the equinoctial points.
Western astrology is founded on the movements and relative positions of celestial bodies such as the Sun, Moon and planets, which are analysed by their movement through signs of the zodiac (twelve spatial divisions of the ecliptic) and by their aspects (based on geometric angles) relative to one another. They are also considered by their placement in houses (twelve spatial divisions of the sky). Astrology's modern representation in western popular media is usually reduced to sun sign astrology, which considers only the zodiac sign of the Sun at an individual's date of birth, and represents only 1/12 of the total chart.
The horoscope visually expresses the set of relationships for the time and place of the chosen event. These relationships are between the seven 'planets', signifying tendencies such as war and love; the twelve signs of the zodiac; and the twelve houses. Each planet is in a particular sign and a particular house at the chosen time, when observed from the chosen place, creating two kinds of relationship. A third kind is the aspect of each planet to every other planet, where for example two planets 120° apart (in 'trine') are in a harmonious relationship, but two planets 90° apart ('square') are in a conflicted relationship. Together these relationships and their interpretations are said to form "...the language of the heavens speaking to learned men."
Along with tarot divination, astrology is one of the core studies of Western esotericism, and as such has influenced systems of magical belief not only among Western esotericists and Hermeticists, but also belief systems such as Wicca, which have borrowed from or been influenced by the Western esoteric tradition. Tanya Luhrmann has said that "all magicians know something about astrology," and refers to a table of correspondences in Starhawk's The Spiral Dance, organised by planet, as an example of the astrological lore studied by magicians.
Hindu
The earliest Vedic text on astronomy is the Vedanga Jyotisha; Vedic thought later came to include astrology as well.
Hindu natal astrology originated with Hellenistic astrology by the 3rd century BCE, though incorporating the Hindu lunar mansions. The names of the signs (e.g. Greek 'Krios' for Aries, Hindi 'Kriya'), the planets (e.g. Greek 'Helios' for Sun, astrological Hindi 'Heli'), and astrological terms (e.g. Greek 'apoklima' and 'sunaphe' for declination and planetary conjunction, Hindi 'apoklima' and 'sunapha' respectively) in Varaha Mihira's texts are considered conclusive evidence of a Greek origin for Hindu astrology. The Indian techniques may also have been augmented with some of the Babylonian techniques.
Chinese and East Asian
Chinese astrology has a close relation with Chinese philosophy (theory of the three harmonies: heaven, earth and man) and uses concepts such as yin and yang, the Five phases, the 10 Celestial stems, the 12 Earthly Branches, and shichen (時辰 a form of timekeeping used for religious purposes). The early use of Chinese astrology was mainly confined to political astrology, the observation of unusual phenomena, identification of portents and the selection of auspicious days for events and decisions.
The constellations of the Zodiac of western Asia and Europe were not used; instead the sky is divided into Three Enclosures (三垣 sān yuán), and Twenty-Eight Mansions (二十八宿 èrshíbā xiù) in twelve Ci (十二次). The Chinese zodiac of twelve animal signs is said to represent twelve different types of personality. It is based on cycles of years, lunar months, and two-hour periods of the day (the shichen). The zodiac traditionally begins with the sign of the Rat, and the cycle proceeds through 11 other animal signs: the Ox, Tiger, Rabbit, Dragon, Snake, Horse, Goat, Monkey, Rooster, Dog, and Pig. Complex systems of predicting fate and destiny based on one's birthday, birth season, and birth hours, such as ziping and Zi Wei Dou Shu () are still used regularly in modern-day Chinese astrology. They do not rely on direct observations of the stars.
The Korean zodiac is identical to the Chinese one. The Vietnamese zodiac is almost identical to the Chinese, except for second animal being the Water Buffalo instead of the Ox, and the fourth animal the Cat instead of the Rabbit. The Japanese have since 1873 celebrated the beginning of the new year on 1 January as per the Gregorian calendar. The Thai zodiac begins, not at Chinese New Year, but either on the first day of the fifth month in the Thai lunar calendar, or during the Songkran festival (now celebrated every 13–15 April), depending on the purpose of the use.
Theological viewpoints
Ancient
Augustine (354430) believed that the determinism of astrology conflicted with the Christian doctrines of man's free will and responsibility, and God not being the cause of evil, but he also grounded his opposition philosophically, citing the failure of astrology to explain twins who behave differently although conceived at the same moment and born at approximately the same time.
Medieval
Some of the practices of astrology were contested on theological grounds by medieval Muslim astronomers such as Al-Farabi (Alpharabius), Ibn al-Haytham (Alhazen) and Avicenna. They said that the methods of astrologers conflicted with orthodox religious views of Islamic scholars, by suggesting that the Will of God can be known and predicted. For example, Avicenna's 'Refutation against astrology', Risāla fī ibṭāl aḥkām al-nojūm, argues against the practice of astrology while supporting the principle that planets may act as agents of divine causation. Avicenna considered that the movement of the planets influenced life on earth in a deterministic way, but argued against the possibility of determining the exact influence of the stars. Essentially, Avicenna did not deny the core dogma of astrology, but denied our ability to understand it to the extent that precise and fatalistic predictions could be made from it. Ibn Qayyim al-Jawziyya (1292–1350), in his Miftah Dar al-SaCadah, also used physical arguments in astronomy to question the practice of judicial astrology. He recognised that the stars are much larger than the planets, and argued: And if you astrologers answer that it is precisely because of this distance and smallness that their influences are negligible, then why is it that you claim a great influence for the smallest heavenly body, Mercury? Why is it that you have given an influence to [the head] and [the tail], which are two imaginary points [ascending and descending nodes]?
Modern
Martin Luther denounced astrology in his Table Talk. He asked why twins like Esau and Jacob had two different natures yet were born at the same time. Luther also compared astrologers to those who say their dice will always land on a certain number. Although the dice may roll on the number a couple of times, the predictor is silent for all the times the dice fails to land on that number.
The Catechism of the Catholic Church maintains that divination, including predictive astrology, is incompatible with modern Catholic beliefs such as free will:
Scientific analysis and criticism
The scientific community rejects astrology as having no explanatory power for describing the universe, and considers it a pseudoscience. Scientific testing of astrology has been conducted, and no evidence has been found to support any of the premises or purported effects outlined in astrological traditions. There is no proposed mechanism of action by which the positions and motions of stars and planets could affect people and events on Earth that does not contradict basic and well understood aspects of biology and physics. Those who have faith in astrology have been characterised by scientists including Bart J. Bok as doing so "...in spite of the fact that there is no verified scientific basis for their beliefs, and indeed that there is strong evidence to the contrary".
Confirmation bias is a form of cognitive bias, a psychological factor that contributes to belief in astrology. Astrology believers tend to selectively remember predictions that turn out to be true, and do not remember those that turn out false. Another, separate, form of confirmation bias also plays a role, where believers often fail to distinguish between messages that demonstrate special ability and those that do not. Thus there are two distinct forms of confirmation bias that are under study with respect to astrological belief.
Demarcation
Under the criterion of falsifiability, first proposed by the philosopher of science Karl Popper, astrology is a pseudoscience. Popper regarded astrology as "pseudo-empirical" in that "it appeals to observation and experiment," but "nevertheless does not come up to scientific standards." In contrast to scientific disciplines, astrology has not responded to falsification through experiment.
In contrast to Popper, the philosopher Thomas Kuhn argued that it was not lack of falsifiability that makes astrology unscientific, but rather that the process and concepts of astrology are non-empirical. Kuhn thought that, though astrologers had, historically, made predictions that categorically failed, this in itself does not make astrology unscientific, nor do attempts by astrologers to explain away failures by claiming that creating a horoscope is very difficult. Rather, in Kuhn's eyes, astrology is not science because it was always more akin to medieval medicine; astrologers followed a sequence of rules and guidelines for a seemingly necessary field with known shortcomings, but they did no research because the fields are not amenable to research, and so "they had no puzzles to solve and therefore no science to practise." While an astronomer could correct for failure, an astrologer could not. An astrologer could only explain away failure but could not revise the astrological hypothesis in a meaningful way. As such, to Kuhn, even if the stars could influence the path of humans through life, astrology is not scientific.
The philosopher Paul Thagard asserts that astrology cannot be regarded as falsified in this sense until it has been replaced with a successor. In the case of predicting behaviour, psychology is the alternative. To Thagard a further criterion of demarcation of science from pseudoscience is that the state-of-the-art must progress and that the community of researchers should be attempting to compare the current theory to alternatives, and not be "selective in considering confirmations and disconfirmations." Progress is defined here as explaining new phenomena and solving existing problems, yet astrology has failed to progress having only changed little in nearly 2000 years. To Thagard, astrologers are acting as though engaged in normal science believing that the foundations of astrology were well established despite the "many unsolved problems", and in the face of better alternative theories (psychology). For these reasons Thagard views astrology as pseudoscience.
For the philosopher Edward W. James, astrology is irrational not because of the numerous problems with mechanisms and falsification due to experiments, but because an analysis of the astrological literature shows that it is infused with fallacious logic and poor reasoning.
Effectiveness
Astrology has not demonstrated its effectiveness in controlled studies and has no scientific validity. Where it has made falsifiable predictions under controlled conditions, they have been falsified. One famous experiment included 28 astrologers who were asked to match over a hundred natal charts to psychological profiles generated by the California Psychological Inventory (CPI) questionnaire. The double-blind experimental protocol used in this study was agreed upon by a group of physicists and a group of astrologers nominated by the National Council for Geocosmic Research, who advised the experimenters, helped ensure that the test was fair and helped draw the central proposition of natal astrology to be tested. They also chose 26 out of the 28 astrologers for the tests (two more volunteered afterwards). The study, published in Nature in 1985, found that predictions based on natal astrology were no better than chance, and that the testing "...clearly refutes the astrological hypothesis."
In 1955, the astrologer and psychologist Michel Gauquelin stated that though he had failed to find evidence that supported indicators like zodiacal signs and planetary aspects in astrology, he did find positive correlations between the diurnal positions of some planets and success in professions that astrology traditionally associates with those planets. The best-known of Gauquelin's findings is based on the positions of Mars in the natal charts of successful athletes and became known as the Mars effect. A study conducted by seven French scientists attempted to replicate the claim, but found no statistical evidence. They attributed the effect to selective bias on Gauquelin's part, accusing him of attempting to persuade them to add or delete names from their study.
Geoffrey Dean has suggested that the effect may be caused by self-reporting of birth dates by parents rather than any issue with the study by Gauquelin. The suggestion is that a small subset of the parents may have had changed birth times to be consistent with better astrological charts for a related profession. The number of births under astrologically undesirable conditions was also lower, indicating that parents choose dates and times to suit their beliefs. The sample group was taken from a time where belief in astrology was more common. Gauquelin had failed to find the Mars effect in more recent populations, where a nurse or doctor recorded the birth information.
Dean, a scientist and former astrologer, and psychologist Ivan Kelly conducted a large scale scientific test that involved more than one hundred cognitive, behavioural, physical, and other variables—but found no support for astrology. Furthermore, a meta-analysis pooled 40 studies that involved 700 astrologers and over 1,000 birth charts. Ten of the tests—which involved 300 participants—had the astrologers pick the correct chart interpretation out of a number of others that were not the astrologically correct chart interpretation (usually three to five others). When date and other obvious clues were removed, no significant results suggested there was any preferred chart.
Lack of mechanisms and consistency
Testing the validity of astrology can be difficult, because there is no consensus amongst astrologers as to what astrology is or what it can predict. Most professional astrologers are paid to predict the future or describe a person's personality and life, but most horoscopes only make vague untestable statements that can apply to almost anyone.
Many astrologers claim that astrology is scientific, while some have proposed conventional causal agents such as electromagnetism and gravity. Scientists reject these mechanisms as implausible since, for example, the magnetic field, when measured from Earth, of a large but distant planet such as Jupiter is far smaller than that produced by ordinary household appliances.
Western astrology has taken the earth's axial precession (also called precession of the equinoxes) into account since Ptolemy's Almagest, so the "first point of Aries", the start of the astrological year, continually moves against the background of the stars. The tropical zodiac has no connection to the stars, and as long as no claims are made that the constellations themselves are in the associated sign, astrologers avoid the concept that precession seemingly moves the constellations. Charpak and Broch, noting this, referred to astrology based on the tropical zodiac as being "...empty boxes that have nothing to do with anything and are devoid of any consistency or correspondence with the stars." Sole use of the tropical zodiac is inconsistent with references made, by the same astrologers, to the Age of Aquarius, which depends on when the vernal point enters the constellation of Aquarius.
Astrologers usually have only a small knowledge of astronomy, and often do not take into account basic principles—such as the precession of the equinoxes, which changes the position of the sun with time. They commented on the example of Élizabeth Teissier, who claimed that, "The sun ends up in the same place in the sky on the same date each year", as the basis for claims that two people with the same birthday, but a number of years apart, should be under the same planetary influence. Charpak and Broch noted that, "There is a difference of about twenty-two thousand miles between Earth's location on any specific date in two successive years", and that thus they should not be under the same influence according to astrology. Over a 40-year period there would be a difference greater than 780,000 miles.
Reception in the social sciences
The general consensus of astronomers and other natural scientists is that astrology is a pseudoscience which carries no predictive capability, with many philosophers of science considering it a "paradigm or prime example of pseudoscience." Some scholars in the social sciences have cautioned against categorizing astrology, especially ancient astrology, as "just" a pseudoscience or projecting the distinction backwards into the past. Thagard, while demarcating it as a pseudoscience, notes that astrology "should be judged as not pseudoscientific in classical or Renaissance times...Only when the historical and social aspects of science are neglected does it become plausible that pseudoscience is an unchanging category." Historians of science such as Tamsyn Barton, Roger Beck, Francesca Rochberg, and Wouter J. Hanegraaff argue that such a wholesale description is anachronistic when applied to historical contexts, stressing that astrology was not pseudoscience before the 18th century and the importance of the discipline to the development of medieval science. R. J. Hakinson writes in the context of Hellenistic astrology that "the belief in the possibility of [astrology] was, at least some of the time, the result of careful reflection on the nature and structure of the universe."
Nicholas Campion, both an astrologer and academic historian of astrology, argues that Indigenous astronomy is largely used as a synonym for astrology in academia, and that modern Indian and Western astrology are better understood as modes of cultural astronomy or ethnoastronomy. Roy Willis and Patrick Curry draw a distinction between propositional episteme and metaphoric metis in the ancient world, identifying astrology with the latter and noting that the central concern of astrology "is not knowledge (factual, let alone scientific) but (ethical, spiritual and pragmatic)". Similarly, historian of science Justin Niermeier-Dohoney writes that astrology was "more than simply a science of prediction using the stars and comprised a vast body of beliefs, knowledge, and practices with the overarching theme of understanding the relationship between humanity and the rest of the cosmos through an interpretation of stellar, solar, lunar, and planetary movement." Scholars such as Assyriologist Matthew Rutz have begun using the term "astral knowledge" rather than astrology "to better describe a category of beliefs and practices much broader than the term 'astrology' can capture."
Cultural impact
Western politics and society
In the West, political leaders have sometimes consulted astrologers. For example, the British intelligence agency MI5 employed Louis de Wohl as an astrologer after claims surfaced that Adolf Hitler used astrology to time his actions. The War Office was "...interested to know what Hitler's own astrologers would be telling him from week to week." In fact, de Wohl's predictions were so inaccurate that he was soon labelled a "complete charlatan", and later evidence showed that Hitler considered astrology "complete nonsense". After John Hinckley's attempted assassination of US President Ronald Reagan, first lady Nancy Reagan commissioned astrologer Joan Quigley to act as the secret White House astrologer. However, Quigley's role ended in 1988 when it became public through the memoirs of former chief of staff, Donald Regan.
There was a boom in interest in astrology in the late 1960s. The sociologist Marcello Truzzi described three levels of involvement of "Astrology-believers" to account for its revived popularity in the face of scientific discrediting. He found that most astrology-believers did not claim it was a scientific explanation with predictive power. Instead, those superficially involved, knowing "next to nothing" about astrology's 'mechanics', read newspaper astrology columns, and could benefit from "tension-management of anxieties" and "a cognitive belief-system that transcends science." Those at the second level usually had their horoscopes cast and sought advice and predictions. They were much younger than those at the first level, and could benefit from knowledge of the language of astrology and the resulting ability to belong to a coherent and exclusive group. Those at the third level were highly involved and usually cast horoscopes for themselves. Astrology provided this small minority of astrology-believers with a "meaningful view of their universe and [gave] them an understanding of their place in it." This third group took astrology seriously, possibly as an overarching religious worldview (a sacred canopy, in Peter L. Berger's phrase), whereas the other two groups took it playfully and irreverently.
In 1953, the sociologist Theodor W. Adorno conducted a study of the astrology column of a Los Angeles newspaper as part of a project examining mass culture in capitalist society. Adorno believed that popular astrology, as a device, invariably leads to statements that encouraged conformity—and that astrologers who go against conformity, by discouraging performance at work etc., risk losing their jobs. Adorno concluded that astrology is a large-scale manifestation of systematic irrationalism, where individuals are subtly led—through flattery and vague generalisations—to believe that the author of the column is addressing them directly. Adorno drew a parallel with the phrase opium of the people, by Karl Marx, by commenting, "occultism is the metaphysic of the dopes."
A 2005 Gallup poll and a 2009 survey by the Pew Research Center reported that 25% of US adults believe in astrology, while a 2018 Pew survey found a figure of 29%. According to data released in the National Science Foundation's 2014 Science and Engineering Indicators study, "Fewer Americans rejected astrology in 2012 than in recent years." The NSF study noted that in 2012, "slightly more than half of Americans said that astrology was 'not at all scientific,' whereas nearly two-thirds gave this response in 2010. The comparable percentage has not been this low since 1983." Astrology apps became popular in the late 2010s, some receiving millions of dollars in Silicon Valley venture capital.
India and Japan
In India, there is a long-established and widespread belief in astrology. It is commonly used for daily life, particularly in matters concerning marriage and career, and makes extensive use of electional, horary and karmic astrology. Indian politics have also been influenced by astrology. It is still considered a branch of the Vedanga. In 2001, Indian scientists and politicians debated and critiqued a proposal to use state money to fund research into astrology, resulting in permission for Indian universities to offer courses in Vedic astrology.
In February 2011, the Bombay High Court reaffirmed astrology's standing in India when it dismissed a case that challenged its status as a science.
In Japan, strong belief in astrology has led to dramatic changes in the fertility rate and the number of abortions in the years of Fire Horse. Adherents believe that women born in hinoeuma years are unmarriageable and bring bad luck to their father or husband. In 1966, the number of babies born in Japan dropped by over 25% as parents tried to avoid the stigma of having a daughter born in the hinoeuma year.
Literature and music
The fourteenth-century English poets John Gower and Geoffrey Chaucer both referred to astrology in their works, including Gower's Confessio Amantis and Chaucer's The Canterbury Tales. Chaucer commented explicitly on astrology in his Treatise on the Astrolabe, demonstrating personal knowledge of one area, judicial astrology, with an account of how to find the ascendant or rising sign.
In the fifteenth century, references to astrology, such as with similes, became "a matter of course" in English literature.
In the sixteenth century, John Lyly's 1597 play, The Woman in the Moon, is wholly motivated by astrology, while Christopher Marlowe makes astrological references in his plays Doctor Faustus and Tamburlaine (both c. 1590), and Sir Philip Sidney refers to astrology at least four times in his romance The Countess of Pembroke's Arcadia (c. 1580). Edmund Spenser uses astrology both decoratively and causally in his poetry, revealing "...unmistakably an abiding interest in the art, an interest shared by a large number of his contemporaries." George Chapman's play, Byron's Conspiracy (1608), similarly uses astrology as a causal mechanism in the drama. William Shakespeare's attitude towards astrology is unclear, with contradictory references in plays including King Lear, Antony and Cleopatra, and Richard II. Shakespeare was familiar with astrology and made use of his knowledge of astrology in nearly every play he wrote, assuming a basic familiarity with the subject in his commercial audience. Outside theatre, the physician and mystic Robert Fludd practised astrology, as did the quack doctor Simon Forman. In Elizabethan England, "The usual feeling about astrology ... [was] that it is the most useful of the sciences."
In seventeenth century Spain, Lope de Vega, with a detailed knowledge of astronomy, wrote plays that ridicule astrology. In his pastoral romance La Arcadia (1598), it leads to absurdity; in his novela Guzman el Bravo (1624), he concludes that the stars were made for man, not man for the stars. Calderón de la Barca wrote the 1641 comedy Astrologo Fingido (The Pretended Astrologer); the plot was borrowed by the French playwright Thomas Corneille for his 1651 comedy Feint Astrologue.
The most famous piece of music influenced by astrology is the orchestral suite The Planets. Written by the British composer Gustav Holst (1874–1934), and first performed in 1918, the framework of The Planets is based upon the astrological symbolism of the planets. Each of the seven movements of the suite is based upon a different planet, though the movements are not in the order of the planets from the Sun. The composer Colin Matthews wrote an eighth movement entitled Pluto, the Renewer, first performed in 2000. In 1937, another British composer, Constant Lambert, wrote a ballet on astrological themes, called Horoscope. In 1974, the New Zealand composer Edwin Carr wrote The Twelve Signs: An Astrological Entertainment for orchestra without strings. Camille Paglia acknowledges astrology as an influence on her work of literary criticism Sexual Personae (1990).
Astrology features strongly in Eleanor Catton's The Luminaries, recipient of the 2013 Man Booker Prize.
See also
Astrology and science
Astrology software
Barnum effect
List of astrological traditions, types, and systems
List of topics characterised as pseudoscience
Jewish astrology
Scientific skepticism
Notes
References
Sources
Further reading
External links
Digital International Astrology Library (ancient astrological works)
Biblioastrology (www.biblioastrology.com) (specialised bibliography)
Paris Observatory
Astrology – Merriam-Webster
Pseudoscience |
2126 | https://en.wikipedia.org/wiki/Ani%20DiFranco | Ani DiFranco | Angela Maria "Ani" DiFranco (; born September 23, 1970) is an American-Canadian singer-songwriter. She has released more than 20 albums. DiFranco's music has been classified as folk rock and alternative rock, although it has additional influences from punk, funk, hip hop and jazz. She has released all her albums on her own record label, Righteous Babe.
DiFranco supports many social and political movements by performing benefit concerts, appearing on benefit albums and speaking at rallies. Through the Righteous Babe Foundation, DiFranco has backed grassroots cultural and political organizations supporting causes including abortion rights and LGBT visibility. She counts American folk singer and songwriter Pete Seeger among her mentors.
DiFranco released a memoir, No Walls and the Recurring Dream, on May 7, 2019, via Viking Books and made The New York Times Best Seller list.
Early life and education
DiFranco was born in Buffalo, New York, on September 23, 1970, the daughter of Elizabeth (Ross) and Dante Americo DiFranco, who had met while attending the Massachusetts Institute of Technology. Her father was of Italian descent, and her mother was from Montreal. DiFranco started playing Beatles covers at local bars and busking with her guitar teacher, Michael Meldrum, at the age of nine. By 14 she was writing her own songs. She played them at bars and coffee houses throughout her teens. DiFranco graduated from the Buffalo Academy for Visual and Performing Arts high school at 16 and began attending classes at Buffalo State College. She was living by herself, having moved out of her mother's apartment after she became an emancipated minor when she was 15.
Career
DiFranco started her own record company, Righteous Babe Records, in 1989 at age 19. She released her self-titled debut album in the winter of 1990, shortly after relocating to New York City. There, she took poetry classes at The New School, where she met poet Sekou Sundiata, who was to become a friend and mentor. She toured steadily for the next 15 years, pausing only to record albums. Appearances at Canadian folk festivals and increasingly larger venues in the U.S. reflected her increasing popularity on the North American folk and roots scene. Throughout the early and mid-1990s DiFranco toured solo and also as a duo with Canadian drummer Andy Stochansky.
In September 1995, DiFranco participated in a concert at the Rock and Roll Hall of Fame in Cleveland Ohio, inaugurating the opening of the Woody Guthrie Archives in New York City. She later released a CD on Righteous Babe of the concert Til We Outnumber Em featuring artists such as DiFranco, Billy Bragg, Ramblin' Jack Elliott, Arlo Guthrie, Indigo Girls, Dave Pirner, Tim Robbins, and Bruce Springsteen with 100 percent of proceeds going to the Woody Guthrie Foundation and Archives and the Rock and Roll Hall of Fame Museum educational department.
In 1996, bassist Sara Lee joined the touring group, whose live rapport is showcased on the 1997 album Living in Clip. DiFranco would later release Lee's solo album Make It Beautiful on Righteous Babe. In 1998, Stochansky left to pursue a solo career as a singer-songwriter. A new touring ensemble consisting of Jason Mercer on bass, Julie Wolf on keyboards, and Daren Hahn on drums, augmented at times by a horn section, accompanied DiFranco on tour between 1998 and 2002.
The 1990s were a period of heightened exposure for DiFranco, as she continued playing ever larger venues around the world and attracted international attention of the press, including cover stories in Spin, Ms., and Magnet, among others, as well as appearances on MTV and VH1. Her playfully ironic cover of the Bacharach/David song "Wishin' and Hopin'" appeared under the opening titles of the film My Best Friend's Wedding.
She guest starred on a 1998 episode of the Fox sitcom King of the Hill, as the voice of Peggy's feminist guitar teacher, Emily.
Beginning in 1999, Righteous Babe Records began releasing albums by other artists including Sara Lee, Sekou Sundiata, Arto Lindsay, Bitch and Animal, That One Guy, Utah Phillips, Hamell on Trial, Andrew Bird, Kurt Swinghammer, Buddy Wakefield, Anaïs Mitchell and Nona Hendryx.
On September 11, 2001, DiFranco was in Manhattan and later penned the poem "Self Evident" about the experience. The poem was featured in the book It's a Free Country: Personal Freedom in America After September 11. The poem's title also became the name of DiFranco's first book of poetry released exclusively in Italy by Minimum Fax. It was later also featured in Verses, a book of her poetry published in the U.S. by Seven Stories press. DiFranco has written and performed many spoken-word pieces throughout her career and was showcased as a poet on the HBO series Def Poetry in 2005.
Since her 2005 release Knuckle Down (co-produced by Joe Henry) DiFranco's touring band and recordings have featured bass player Todd Sickafoose and in turns other musicians such as Allison Miller, Andy Borger, Herlin Riley, and Terence Higgins on drums and Mike Dillon on percussion and vibes.
On September 11, 2007, she released the first retrospective of her career, a two-disc compilation entitled Canon and simultaneously a retrospective collection of poetry book Verses. On September 30, 2008, she released Red Letter Year.
In 2009, DiFranco appeared at Pete Seeger's 90th birthday celebration at Madison Square Garden, debuting her revamped version of the 1930s labor anthem "Which Side Are You On?" in a duet with Bruce Cockburn and also duetting with Kris Kristofferson on the folk classic "There's a Hole in the Bucket".
DiFranco released an album on January 17, 2012, ¿Which Side Are You On?. It includes collaborations with Pete Seeger, Ivan Neville, Cyril Neville, Skerik, Adam Levy, Righteous Babe recording artist Anaïs Mitchell, CC Adcock, and a host of New Orleans-based horn players known for their work in such outfits as Galactic, Bonerama, and Rebirth Brass Band.
In 2014, she released her eighteenth album, Allergic to Water. In 2017, she released her nineteenth, Binary.
On May 7, 2019, DiFranco released a memoir, No Walls and the Recurring Dream, via Viking Books. It is described as a "coming-of-age story".
In 2021, DiFranco released the album Revolutionary Love which was largely inspired by Valarie Kaur's book See No Stranger.
Personal life
DiFranco came out as bisexual in her twenties, and has written songs about love and sex with women and men. She addressed the controversy about her sexuality in the song "In or Out" on the album Imperfectly (1992). However, in 2015 she told the blog GoPride.com that she was ""not so queer anymore, but definitely a woman-centered woman and just a human rights-centered artist." In a 2019 interview with Jezebel, she stated that she preferred the term "queer" because "bisexual" "always sounded very medical, like something you do to a frog in 9th grade science or something", and further added that "the irony is I'm pretty fuckin' hetero, which is unfortunate for me because many of my deepest connections are with women. But, naw, I just like what's in boys' pants better.". In 1998, she married her sound engineer Andrew Gilchrist in a Unitarian Universalist service in Canada. DiFranco and Gilchrist divorced in 2003.
In 1990, she wrote "Lost Woman Song", which was inspired by her abortions at ages eighteen and twenty.
DiFranco's father died in the summer of 2004. In July 2005, DiFranco developed tendinitis and took a nine-month hiatus from touring. In January 2007 DiFranco gave birth to her first child, a daughter, at her Buffalo home. She married the child's father, Mike Napolitano, also her regular producer, in 2009. In an interview on September 13, 2012, DiFranco mentioned that she was pregnant with her second child. In April 2013, she gave birth to her second child, a son.
DiFranco has resided in the Bywater, New Orleans, neighborhood since 2008.
DiFranco has described herself as an atheist. On the subject of religion, DiFranco has stated:
DiFranco has spoken critically of cancel culture, saying it is "just gonna get us nowhere" and "The human family can't divorce each other". DiFranco herself has received criticism for planning a 2013 songwriting retreat at Nottoway, a former slave plantation, and wrote that she "[sympathized] with both sides" regarding the controversial trans-exclusionary policies of the Michigan Womyn's Music Festival.
Critical reception
DiFranco has been a critical success for much of her career, with a career album average of 72 on Metacritic. Living in Clip, DiFranco's 1998 double live album, is the only one to achieve gold record status to date. DiFranco was praised by The Buffalo News in 2006 as "Buffalo's leading lady of rock music".
Starting in 2003, DiFranco was nominated four consecutive times for Best Recording Package at the Grammy Awards, winning in 2004 for Evolve.
On July 21, 2006, DiFranco received the Woman of Courage Award at the National Organization for Women (NOW) Conference and Young Feminist Summit in Albany, New York. DiFranco was one of the first musicians to receive the award, given each year to a woman who has set herself apart by her contributions to the feminist movement.
In 2009, DiFranco received the Woody Guthrie Award for being a voice of positive social change.
Music
Style
DiFranco's guitar playing is often characterized by a signature staccato style, rapid fingerpicking and many alternate tunings. She delivers many of her lines in a speaking style notable for its rhythmic variation. Her lyrics, which often include alliteration, metaphor, word play and a more or less gentle irony, have also received praise for their sophistication.
Although DiFranco's music has been classified as both folk rock and alternative rock, she has reached across genres since her earliest albums incorporating first punk, then funk, hiphop, and jazz influences.
While primarily an acoustic guitarist she has used a variety of instruments and styles: brass instrumentation was prevalent in 1998's Little Plastic Castle; a simple walking bass in her 1997 cover of Hal David and Burt Bacharach's "Wishin' and Hopin' "; strings on the 1997 live album Living in Clip and 2004's Knuckle Down; and electronics and synthesizers in 1999's To the Teeth and 2006's Reprieve.
DiFranco has stated that "folk music is not an acoustic guitar – that's not where the heart of it is. I use the word 'folk' in reference to punk music and rap music. It's an attitude, it's an awareness of one's heritage, and it's a community. It's subcorporate music that gives voice to different communities and their struggle against authority."
Musical collaborations, cover versions, and samples
DiFranco has collaborated with a wide range of artists. In 1997, she appeared on Canadian songwriter Bruce Cockburn's Charity of Night album. In 1998, she produced fellow folksinger Dan Bern's album Fifty Eggs.
She developed a deep association with folksinger and social activist Utah Phillips throughout the mid-1990s, sharing her stage and her audience with the older musician until his death in 2008 and resulting in two collaborative albums: The Past Didn't Go Anywhere (1996) and Fellow Workers (1999, with liner notes by Howard Zinn). The Past is built around Phillips's storytelling, an important part of his art that had not previously been documented on recordings; on the album, DiFranco provides musical settings for his speaking voice. The followup, Fellow Workers, was recorded live in Daniel Lanois's Kingsway Studio in New Orleans and features Phillips fronting DiFranco's touring band for a collection of songs and stories.
Prince recorded two songs with DiFranco in 1999, "Providence" on her To the Teeth album, and "Eye Love U, But Eye Don't Trust U Anymore" on Prince's Rave Un2 the Joy Fantastic album. Funk and soul jazz musician Maceo Parker and rapper Corey Parker have both appeared on DiFranco's albums and featured appearances by her on theirs. Parker and DiFranco toured together in 1999.
She has appeared on several compilations of the songs of Pete Seeger and frequented his Hudson Clearwater Revival Festival. In 2001, she appeared on Brazilian artist Lenine's album Falange Canibal. In 2002, her rendition of Greg Brown's "The Poet Game" appeared on Going Driftless: An Artist's Tribute to Greg Brown. Also in 2002 she recorded a duet with Jackie Chan of the Irving Gordon song "Unforgettable" for a record of unlikely collaborations, When Pigs Fly: Songs You Never Thought You'd Hear.
In 2005, she appeared on Dar Williams' record My Better Self, duetting on William's cover of Pink Floyd's "Comfortably Numb". She performed with Cyndi Lauper on "Sisters of Avalon" a track from Lauper's 2005 The Body Acoustic album. In 2006, she produced Hamell on Trial's album Songs for Parents Who Enjoy Drugs. In 2008, she appeared on Todd Sickafoose's album Tiny Resisters. In 2010, she co-produced a track with Margaret Cho called "Captain Cameltoe" for the comedian's Cho Dependant album. In 2011, she appeared on Rob Wasserman's album Note of Hope, an exploration of the writings of Woody Guthrie with musical accompaniment, though the track in which she appeared, "Voice", was actually recorded 13 years earlier. Also in 2011 she duetted with Greg Dulli on the Twilight Singers record Dynamite Steps.
Other artists have covered and sampled DiFranco's work throughout the years. Her spoken word poem "Self Evident" was covered by Public Enemy founder Chuck D's group called Impossebulls. Alana Davis had some commercial success with DiFranco's song "32 Flavors".
Samples from the track "Coming Up" were used by DJ Spooky in his album Live Without Dead Time, produced for AdBusters Magazine in 2003.
In 2010, DiFranco played Persephone on Anaïs Mitchell's album Hadestown.
DiFranco was approached by Zoe Boekbinder to work on their Prison Music Project, an album of collaborations between incarcerated and formerly incarcerated writers and musicians on the outside. DiFranco co-produced the project with Boekbinder and co-wrote and performed "Nowhere but Barstow and Prison." The album Long Time Gone was released on Righteous Babe Records in 2020 after ten years in the making.
Lyrical content
Although much of DiFranco's material is autobiographical, it is often also strongly political. Many of her songs are concerned with contemporary social issues such as racism, sexism, sexual abuse, homophobia, reproductive rights, poverty, and war. In 2008, she donated a song to Aid Still Required's CD to assist with the restoration of the devastation done to Southeast Asia from the 2004 tsunami.
The combination of personal and political is partially responsible for DiFranco's early popularity among politically active college students, particularly those of the left wing, some of whom set up fan pages on the web to document DiFranco's career as early as 1994. DiFranco's rapid rise in popularity in the mid-1990s was fueled mostly by personal contact and word of mouth rather than mainstream media.
Label independence
Ani cites her anti-corporate ethos for the main reason she decided to start her own label. This has allowed her a considerable degree of creative freedom over the years, including, for example, providing all instrumentals and vocals and recording the album herself at her home on an analog 8-track reel to reel, and handling much of the artwork and packaging design for her 2004 album Educated Guess. She has referenced this independence from major labels in song more than once, including "The Million You Never Made" (Not a Pretty Girl), which discusses the act of turning down a lucrative contract, "The Next Big Thing" (Not So Soft), which describes an imagined meeting with a label head-hunter who evaluates the singer based on her looks, and "Napoleon" (Dilate), which sympathizes sarcastically with an unnamed friend who did sign with a label.
The business grew organically starting in 1990 with the first cassette tape. Connections were made when women in colleges started duplicating and sharing tapes. Offers to play at colleges started coming in and her popularity grew largely by word of mouth and through women's groups or organizations. Zango and Goldenrod, two music distributors specializing in women's music, started carrying DiFranco's music. In general they sold music to independent music stores and women's book stores. In 1995, Righteous Babe Records signed with Koch International for DiFranco's release of Not a Pretty Girl. Her records could then be found in large and small record stores alike.
DiFranco has occasionally joined with Prince in discussing publicly the problems associated with major record companies. Righteous Babe Records employs a number of people in her hometown of Buffalo. In a 1997 open letter to Ms. magazine she expressed displeasure that what she considers a way to ensure her own artistic freedom was seen by others solely in terms of its financial success.
Activism
From the earliest days of her career, DiFranco has lent her voice and her name to a broad range of social movements, performing benefit concerts, appearing on benefit albums, speaking at rallies, and offering info table space to organizations at her concerts and the virtual equivalent on her website, among other methods and actions. In 1999, she created her own not-for-profit organization; as the Buffalo News has reported, "Through the Righteous Babe Foundation, DiFranco has backed various grassroots cultural and political organizations, supporting causes ranging from abortion rights to gay visibility."
During the first Gulf War, DiFranco participated in the anti-war movement. In early 1993 she played Pete Seeger's Clearwater Folk Festival for the first time. In 1998, she was a featured performer in the Dead Man Walking benefit concert series raising money for Sister Helen Prejean's "Not in Our Name" anti-death penalty organization. DiFranco's commitment to opposing the death penalty is longstanding; she has also been a long time supporter of the Southern Center for Human Rights.
During the 2000 U.S. presidential election, she actively supported and voted for Green Party candidate Ralph Nader, though in an open letter she made clear that if she lived in a swing state, she would vote for Al Gore to prevent George W. Bush from being elected.
In 2004, DiFranco visited Burma in order to learn about the Burmese resistance movement and the country's fight for democracy. During her travels she met with then-detained resistance leader Aung San Suu Kyi. Her song "In The Way" was later featured on For the Lady, a benefit CD that donated all proceeds to the United States Campaign for Burma.
During the 2004 presidential primaries, she supported liberal, anti-war Democrat Dennis Kucinich, who appeared on stage with her during several of her concerts. After the primary season ended, and John Kerry was the clear Democratic candidate, DiFranco launched a "Vote Dammit!" tour of swing states encouraging audience members to vote. In 2005, she lobbied Congress against the proliferation of nuclear power in general and the placement of nuclear waste dumps on Indian land in particular. In 2008, she again backed Kucinich in his bid for the presidency.
In 2002, Righteous Babe Records established the "Aiding Buffalo's Children" program in conjunction with members of the local community to raise funds for Buffalo's public school system. To kick off the program, DiFranco donated "a day's pay"—the performance fee from her concert that year at Shea's Performing Arts Center— to ABC and challenged her fans to do the same. Aiding Buffalo's Children has since been folded into the Community Foundation of Greater Buffalo, contributing to a variety of charitable funds.
In 2005, when Hurricane Katrina devastated DiFranco's newly adopted home town of New Orleans, she collected donations from fans around the world through The Righteous Babe Store website for the Katrina Piano Fund, helping musicians replace instruments lost in the hurricane, raising over $47,500 for the cause.
In 2010, after the Deepwater Horizon oil spill, she performed at the "For Our Coast" benefit concert joining Marianne Faithfull, C. C. Adcock and others at the Acadiana Center for the Arts Theater in Lafayette, raising money for Gulf Aid Acadiana, and the Gulf Aid show with Lenny Kravitz, Mos Def, and others at Mardi Gras World River City in New Orleans, both shows raising money to help protect the wetlands, clean up the coast and to assist the fishermen and their families affected by the spill.
DiFranco also sits on the board for The Roots of Music, founded by Rebirth Brass Band drummer Derrick Tabb. The organization provides free marching band instruction to children in the New Orleans area in addition to academic tutoring and mentoring.
DiFranco joined about 500,000 people at the March for Women's Lives in DC in April 2004. As an honored guest she marched in the front row for the three-mile route, along with Margaret Cho, Janeane Garofalo, Whoopi Goldberg, Gloria Steinem and others. Later in the day, Ani played a few songs on the main stage in front of the Capitol, including "Your Next Bold Move".
Scot Fisher, formerly Righteous Babe label president and DiFranco's manager for many years, has been a longtime advocate of the preservation movement in Buffalo. In 1999, he and DiFranco purchased a decaying church on the verge of demolition in downtown Buffalo and began the lengthy process of restoring it. In 2006, the building opened its doors again, first briefly as "The Church" and then as "Babeville," housing two concert venues, the record label's business office, and Hallwalls Contemporary Arts Center.
DiFranco is also a member of the Toronto-based charity Artists Against Racism for which she participated in a radio PSA.
Awards and nominations
Discography
Studio albums
Ani DiFranco (1990)
Not So Soft (1991)
Imperfectly (1992)
Puddle Dive (1993)
Out of Range (1994)
Not a Pretty Girl (1995)
Dilate (1996)
Little Plastic Castle (1998)
Up Up Up Up Up Up (1999)
To the Teeth (1999)
Revelling/Reckoning (2001)
Evolve (2003)
Educated Guess (2004)
Knuckle Down (2005)
Reprieve (2006)
Red Letter Year (2008)
¿Which Side Are You On? (2012)
Allergic to Water (2014)
Binary (2017)
Revolutionary Love (2021)
with Utah Phillips
The Past Didn't Go Anywhere (1996)
Fellow Workers (1999)
Live albums
1994 – An Acoustic Evening With
1994 – Women in (E)motion (German Release)
1997 – Living in Clip
2002 – So Much Shouting, So Much Laughter
2004 – Atlanta – 10.9.03 (Official Bootleg series #1)
2004 – Sacramento – 10.25.03 (Official Bootleg series #1)
2004 – Portland – 4.7.04 (Official Bootleg series #1)
2005 – Boston – 11.16.03 (Official Bootleg series #1)
2005 – Chicago – 1.17.04 (Official Bootleg series #1)
2005 – Madison – 1.25.04 (Official Bootleg series #1)
2005 – Rome – 11.15.04 (Official Bootleg series #1)
2006 – Carnegie Hall – 4.6.02 (Official Bootleg series No. 1 – available in stores)
2007 – Boston – 11.10.06 (Official Bootleg series #1)
2008 – Hamburg – 10.18.07 (Official Bootleg series #1)
2009 – Saratoga, CA – 9.18.06 (Official Bootleg series #1)
2009 – Chicago – 9.22.07 (Official Bootleg series #1)
2010 – Live at Bull Moose Music (Limited edition)
2012 – Buffalo – April 22, 2012 (Official Bootleg series #2)
2013 – London – October 29, 2008 (Official Bootleg series #2)
2014 – Ridgefield, CT – November 18, 2009 (Official Bootleg series #2)
2014 – Harrisburg, PA – January 23, 2008 (Official Bootleg series #2)
2015 – New York, NY – March 30, 1995 (Official Bootleg series #2)
2016 – Glenside, PA – November 11, 2012 (Official Bootleg series #2)
2016 – Melbourne, FL – January 19, 2016 (Official Bootleg series #2)
2018 – Charlottesville, VA 5.12.18 (Official Bootleg series #3)
2019 – Woodstock, NY Jun 16, 2019 (Official Bootleg series #3)
2020 – Keene, NH Nov 16, 2019 (Official Bootleg series #3)
2021 – Revolutionary Love: Live at Big Blue
EPs
1996 – More Joy, Less Shame
1999 – Little Plastic Remixes (limited distribution)
2000 – Swing Set
2016 – Play God
Videos
2002 – Render: Spanning Time with Ani DiFranco
2004 – Trust
2008 – Live at Babeville
Compilations
1993 – Like I Said: Songs 1990–91
1995 – Live from Mountain Stage, Vol. 8 – "Buildings & Bridges (live)"
1996 – Women's Work – "Cradle and All (live)"
1996 – Women: Live from Mountain Stage – "Egos Like Hairdos (live)"
1997 – Divine Divas: A World of Women's Voices – "Amazing Grace"
1998 – Live at World Café Vol. 6 – "Buildings & Bridges (live)"
1998 – Modern Day Storytellers – "Buildings & Bridges"
1998 – Rare on Air Vol. 4 (KCRW) – "Gravel (live)"
1998 – Where Have All the Flowers Gone: Songs of Pete Seeger – "My Name is Lisa Kalvelage"
1998 – Women of Spirit – "Done Wrong"
1999 – Respect: A Century of Women in Music – "32 Flavors"
2000 – Badlands: A Tribute to Bruce Springsteen's Nebraska – "Used Cars"
2000 – Best of Hard Rock Café Live – "Little Plastic Castle (live)"
2000 – 'Til We Outnumber 'Em – Performed "Do Re Mi" solo and "Ramblin' Round" with Indigo Girls; Producer
2001 – Live @ The World Café Vol. 10 – "32 Flavors"
2001 – Best of Sessions at West 54th – "32 Flavors"
2002 – Gascd – "Your Next Bold Move"
2002 – Going Driftless: An Artist Tribute to Greg Brown – "The Poet Game"
2002 – When Pigs Fly: Songs You Never Thought You'd Hear – "Unforgettable" w/ Jackie Chan
2003 – Peace Not War – "Self Evident"
2004 – Peace Not War Vol. 2 – "Animal"
2004 – For the Lady – "In the Way"
2005 – Bonnaroo Music Festival 2004 (CD & DVD) – "Evolve (live)"
2006 – Music Is Hope – "Napoleon (remix)"
2006 – Dead Man Walking: Music from and Inspired by the Motion Picture – "Crime for Crime", "Fuel", "Up Up Up Up Up Up"
2007 – Canon
2007 – Sowing the Seed: The 10th Anniversary Appleseed Recordings – "Waist Deep in the Big Muddy"
2007 – Cool as Folk: Cambridge Folk Festival – "Cradle and All (live)"
2009 – Singing Through the Hard Times: A Utah Phillips Celebration – "The International"
2011 – Note of Hope: A Celebration of Woody Guthrie – "Voice"
2011 – Every Mother Counts – "Present/Infant" (Remix)
2012 – Occupy This Album – "Which Side Are You On? (a capella)"
2019 – No Walls Mixtape
2020 – Prison Music Project: Long Time Gone – "Nowhere but Barstow and Prison"
As producer
1998 – Dan Bern – Fifty Eggs
2010 – Margaret Cho – Cho Dependent – co-producer on "Captain Cameltoe"
2017 – Peter Mulvey – Are You Listening?
2020 – Prison Music Project: Long Time Gone
Other contributions
1989 – Demo tape (unreleased)
2001 – John Gorka – The Company You Keep – backing vocals on "Oh Abraham"
2006 – Jason Karaban – Doomed to Make Choices
2006 – Twilight Singers – Powder Burns – Featured on "Bonnie Brae," "Candy Cane Crawl," and "Powder Burns"
2008 – Dr. John – The City That Care Forgot – Contributed backing vocals to the title track.
2009 – Jason Karaban – Sobriety Kills
2010 – Anaïs Mitchell – Hadestown
2010 – Preservation Hall Jazz Band – Preservation: An Album to Benefit Preservation Hall & The Preservation Hall Music Outreach Program – Featured on "Freight Train"
2011 – Twilight Singers – Dynamite Steps – Featured on "Blackbird and the Fox"
2016 – Ryan Harvey – Featured on "Old Man Trump"
2019 – Rising Appalachia – Leylines – Featured on "Speak Out"
2021 – Pieta Brown – Featured on "We Are Not Machines"
Poetry
2004 – Self-evident: poesie e disegni
2007 – Verses
References
External links
The Righteous Babe homepage
Ani DiFranco at Rolling Stone
1970 births
American activists
20th-century American women guitarists
20th-century American guitarists
20th-century atheists
20th-century American LGBT people
21st-century American bass guitarists
21st-century American composers
21st-century American singer-songwriters
21st-century American women guitarists
21st-century American women singers
21st-century atheists
21st-century American LGBT people
21st-century women composers
Activists from New York (state)
American abortion-rights activists
American acoustic guitarists
American anti–death penalty activists
American atheists
American contraltos
American folk guitarists
American folk rock musicians
American folk singers
American gun control activists
American people of Canadian descent
American people of Italian descent
American rock songwriters
American street performers
American women rock singers
American women singer-songwriters
Anti-corporate activists
Atheist feminists
Bisexual feminists
Bisexual singers
Bisexual composers
Bisexual songwriters
Bisexual women musicians
Buffalo State College alumni
Feminist musicians
Grammy Award winners
Guitarists from New York (state)
LGBT people from New York (state)
American LGBT rights activists
American LGBT singers
American LGBT songwriters
American LGBT composers
Living people
Musicians from Buffalo, New York
The New School alumni
Righteous Babe Records artists
Singer-songwriters from New York (state)
Women bass guitarists
American bisexual musicians
American bisexual writers |
2130 | https://en.wikipedia.org/wiki/Aesthetics | Aesthetics | Aesthetics (also spelled esthetics) is the branch of philosophy concerned with the nature of beauty and the nature of taste; and functions as the philosophy of art. Aesthetics examines the philosophy of aesthetic value, which is determined by critical judgements of artistic taste; thus, the function of aesthetics is the "critical reflection on art, culture and nature".
Aesthetics studies natural and artificial sources of experiences and how people form a judgement about those sources of experience. It considers what happens in our minds when we engage with objects or environments such as viewing visual art, listening to music, reading poetry, experiencing a play, watching a fashion show, movie, sports or exploring various aspects of nature. The philosophy of art specifically studies how artists imagine, create, and perform works of art, as well as how people use, enjoy, and criticize art. Aesthetics considers why people like some works of art and not others, as well as how art can affect our moods and our beliefs. Both aesthetics and the philosophy of art try to find answers to what exactly is art and what makes good art.
Etymology
The word aesthetic is derived from the Ancient Greek (, "perceptive, sensitive, pertaining to sensory perception"), which in turn comes from (, "I perceive, sense, learn") and is related to (, "perception, sensation"). Aesthetics in this central sense has been said to start with the series of articles on "The Pleasures of the Imagination", which the journalist Joseph Addison wrote in the early issues of the magazine The Spectator in 1712.
The term aesthetics was appropriated and coined with new meaning by the German philosopher Alexander Baumgarten in his dissertation Meditationes philosophicae de nonnullis ad poema pertinentibus () in 1735; Baumgarten chose "aesthetics" because he wished to emphasize the experience of art as a means of knowing. Baumgarten's definition of aesthetics in the fragment Aesthetica (1750) is occasionally considered the first definition of modern aesthetics.
The term was introduced into the English language by Thomas Carlyle in his Life of Friedrich Schiller (1825).
History of aesthetics
The history of the philosophy of art as aesthetics covering the visual arts, the literary arts, the musical arts and other artists forms of expression can be dated back at least to Aristotle and the ancient Greeks. Aristotle writing of the literary arts in his Poetics stated that epic poetry, tragedy, comedy, dithyrambic poetry, painting, sculpture, music, and dance are all fundamentally acts of mimesis ("imitation"), each varying in imitation by medium, object, and manner. He applies the term mimesis both as a property of a work of art and also as the product of the artist's intention and contends that the audience's realisation of the mimesis is vital to understanding the work itself. Aristotle states that mimesis is a natural instinct of humanity that separates humans from animals and that all human artistry "follows the pattern of nature". Because of this, Aristotle believed that each of the mimetic arts possesses what Stephen Halliwell calls "highly structured procedures for the achievement of their purposes." For example, music imitates with the media of rhythm and harmony, whereas dance imitates with rhythm alone, and poetry with language. The forms also differ in their object of imitation. Comedy, for instance, is a dramatic imitation of men worse than average; whereas tragedy imitates men slightly better than average. Lastly, the forms differ in their manner of imitation – through narrative or character, through change or no change, and through drama or no drama. Eric Auerbach has extended the discussion of history of aesthetics in his book titled Mimesis.
Aesthetics and the philosophy of art
Some distinguish aesthetics from the philosophy of art, claiming that the former is the study of beauty and taste while the latter is the study of works of art. But aesthetics typically considers questions of beauty as well as of art. It examines topics such as art works, aesthetic experience, and aesthetic judgments. Aesthetic experience refers to the sensory contemplation or appreciation of an object (not necessarily a work of art), while artistic judgement refers to the recognition, appreciation or criticism of art in general or a specific work of art. In the words of one philosopher, "Philosophy of art is about art. Aesthetics is about many things—including art. But it is also about our experience of breathtaking landscapes or the pattern of shadows on the wall opposite your office.
Philosophers of art weigh a culturally contingent conception of art versus one that is purely theoretical. They study the varieties of art in relation to their physical, social, and cultural environments. Aesthetic philosophers sometimes also refer to psychological studies to help understand how people see, hear, imagine, think, learn, and act in relation to the materials and problems of art. Aesthetic psychology studies the creative process and the aesthetic experience.
Aesthetic judgment, universals, and ethics
Aesthetic judgment
Aesthetics examines affective domain response to an object or phenomenon. Judgments of aesthetic value rely on the ability to discriminate at a sensory level. However, aesthetic judgments usually go beyond sensory discrimination.
For David Hume, delicacy of taste is not merely "the ability to detect all the ingredients in a composition", but also the sensitivity "to pains as well as pleasures, which escape the rest of mankind." Thus, sensory discrimination is linked to capacity for pleasure.
For Immanuel Kant (Critique of Judgment, 1790), "enjoyment" is the result when pleasure arises from sensation, but judging something to be "beautiful" has a third requirement: sensation must give rise to pleasure by engaging reflective contemplation. Judgments of beauty are sensory, emotional and intellectual all at once. Kant (1790) observed of a man "If he says that canary wine is agreeable he is quite content if someone else corrects his terms and reminds him to say instead: It is agreeable to me," because "Everyone has his own (sense of) taste". The case of "beauty" is different from mere "agreeableness" because, "If he proclaims something to be beautiful, then he requires the same liking from others; he then judges not just for himself but for everyone, and speaks of beauty as if it were a property of things."
Viewer interpretations of beauty may on occasion be observed to possess two concepts of value: aesthetics and taste. Aesthetics is the philosophical notion of beauty. Taste is a result of an education process and awareness of elite cultural values learned through exposure to mass culture. Bourdieu examined how the elite in society define the aesthetic values like taste and how varying levels of exposure to these values can result in variations by class, cultural background, and education. According to Kant, beauty is subjective and universal; thus certain things are beautiful to everyone. In the opinion of Władysław Tatarkiewicz, there are six conditions for the presentation of art: beauty, form, representation, reproduction of reality, artistic expression and innovation. However, one may not be able to pin down these qualities in a work of art.
The question of whether there are facts about aesthetic judgments belongs to the branch of metaphilosophy known as meta-aesthetics.
Factors involved in aesthetic judgment
Aesthetic judgement is closely tied to disgust. Responses like disgust show that sensory detection is linked in instinctual ways to facial expressions including physiological responses like the gag reflex. Disgust is triggered largely by dissonance; as Darwin pointed out, seeing a stripe of soup in a man's beard is disgusting even though neither soup nor beards are themselves disgusting. Aesthetic judgments may be linked to emotions or, like emotions, partially embodied in physical reactions. For example, the awe inspired by a sublime landscape might physically manifest with an increased heart-rate or pupil dilation.
As seen, emotions are conformed to 'cultural' reactions, therefore aesthetics is always characterized by 'regional responses', as Francis Grose was the first to affirm in his 'Rules for Drawing Caricaturas: With an Essay on Comic Painting' (1788), published in W. Hogarth, The Analysis of Beauty, Bagster, London s.d. (1791? [1753]), pp. 1–24. Francis Grose can therefore be claimed to be the first critical 'aesthetic regionalist' in proclaiming the anti-universality of aesthetics in contrast to the perilous and always resurgent dictatorship of beauty. 'Aesthetic Regionalism' can thus be seen as a political statement and stance which vies against any universal notion of beauty to safeguard the counter-tradition of aesthetics related to what has been considered and dubbed un-beautiful just because one's culture does not contemplate it, e.g. Edmund Burke's sublime, what is usually defined as 'primitive' art, or un-harmonious, non-cathartic art, camp art, which 'beauty' posits and creates, dichotomously, as its opposite, without even the need of formal statements, but which will be 'perceived' as ugly.
Likewise, aesthetic judgments may be culturally conditioned to some extent. Victorians in Britain often saw African sculpture as ugly, but just a few decades later, Edwardian audiences saw the same sculptures as beautiful. Evaluations of beauty may well be linked to desirability, perhaps even to sexual desirability. Thus, judgments of aesthetic value can become linked to judgments of economic, political, or moral value. In a current context, a Lamborghini might be judged to be beautiful partly because it is desirable as a status symbol, or it may be judged to be repulsive partly because it signifies over-consumption and offends political or moral values.
The context of its presentation also affects the perception of artwork; artworks presented in a classical museum context are liked more and rated more interesting than when presented in a sterile laboratory context. While specific results depend heavily on the style of the presented artwork, overall, the effect of context proved to be more important for the perception of artwork than the effect of genuineness (whether the artwork was being presented as original or as a facsimile/copy).
Aesthetic judgments can often be very fine-grained and internally contradictory. Likewise aesthetic judgments seem often to be at least partly intellectual and interpretative. What a thing means or symbolizes is often what is being judged. Modern aestheticians have asserted that will and desire were almost dormant in aesthetic experience, yet preference and choice have seemed important aesthetics to some 20th-century thinkers. The point is already made by Hume, but see Mary Mothersill, "Beauty and the Critic's Judgment", in The Blackwell Guide to Aesthetics, 2004. Thus aesthetic judgments might be seen to be based on the senses, emotions, intellectual opinions, will, desires, culture, preferences, values, subconscious behaviour, conscious decision, training, instinct, sociological institutions, or some complex combination of these, depending on exactly which theory is employed.
A third major topic in the study of aesthetic judgments is how they are unified across art forms. For instance, the source of a painting's beauty has a different character to that of beautiful music, suggesting their aesthetics differ in kind. The distinct inability of language to express aesthetic judgment and the role of social construction further cloud this issue.
Aesthetic universals
The philosopher Denis Dutton identified six universal signatures in human aesthetics:
Expertise or virtuosity. Humans cultivate, recognize, and admire technical artistic skills.
Nonutilitarian pleasure. People enjoy art for art's sake, and do not demand that it keep them warm or put food on the table.
Style. Artistic objects and performances satisfy rules of composition that place them in a recognizable style.
Criticism. People make a point of judging, appreciating, and interpreting works of art.
Imitation. With a few important exceptions like abstract painting, works of art simulate experiences of the world.
Special focus. Art is set aside from ordinary life and made a dramatic focus of experience.
Artists such as Thomas Hirschhorn have indicated that there are too many exceptions to Dutton's categories. For example, Hirschhorn's installations deliberately eschew technical virtuosity. People can appreciate a Renaissance Madonna for aesthetic reasons, but such objects often had (and sometimes still have) specific devotional functions. "Rules of composition" that might be read into Duchamp's Fountain or John Cage's 4′33″ do not locate the works in a recognizable style (or certainly not a style recognizable at the time of the works' realization). Moreover, some of Dutton's categories seem too broad: a physicist might entertain hypothetical worlds in his/her imagination in the course of formulating a theory. Another problem is that Dutton's categories seek to universalize traditional European notions of aesthetics and art forgetting that, as André Malraux and others have pointed out, there have been large numbers of cultures in which such ideas (including the idea "art" itself) were non-existent.
Aesthetic ethics
Aesthetic ethics refers to the idea that human conduct and behaviour ought to be governed by that which is beautiful and attractive. John Dewey has pointed out that the unity of aesthetics and ethics is in fact reflected in our understanding of behaviour being "fair"—the word having a double meaning of attractive and morally acceptable. More recently, James Page has suggested that aesthetic ethics might be taken to form a philosophical rationale for peace education.
Beauty
Beauty is one of the main subjects of aesthetics, together with art and taste. Many of its definitions include the idea that an object is beautiful if perceiving it is accompanied by aesthetic pleasure. Among the examples of beautiful objects are landscapes, sunsets, humans and works of art. Beauty is a positive aesthetic value that contrasts with ugliness as its negative counterpart.
Different intuitions commonly associated with beauty and its nature are in conflict with each other, which poses certain difficulties for understanding it. On the one hand, beauty is ascribed to things as an objective, public feature. On the other hand, it seems to depend on the subjective, emotional response of the observer. It is said, for example, that "beauty is in the eye of the beholder". It may be possible to reconcile these intuitions by affirming that it depends both on the objective features of the beautiful thing and the subjective response of the observer. One way to achieve this is to hold that an object is beautiful if it has the power to bring about certain aesthetic experiences in the perceiving subject. This is often combined with the view that the subject needs to have the ability to correctly perceive and judge beauty, sometimes referred to as "sense of taste". Various conceptions of how to define and understand beauty have been suggested. Classical conceptions emphasize the objective side of beauty by defining it in terms of the relation between the beautiful object as a whole and its parts: the parts should stand in the right proportion to each other and thus compose an integrated harmonious whole. Hedonist conceptions, on the other hand, focus more on the subjective side by drawing a necessary connection between pleasure and beauty, e.g. that for an object to be beautiful is for it to cause disinterested pleasure. Other conceptions include defining beautiful objects in terms of their value, of a loving attitude towards them or of their function.
New Criticism and "The Intentional Fallacy"
During the first half of the twentieth century, a significant shift to general aesthetic theory took place which attempted to apply aesthetic theory between various forms of art, including the literary arts and the visual arts, to each other. This resulted in the rise of the New Criticism school and debate concerning the intentional fallacy. At issue was the question of whether the aesthetic intentions of the artist in creating the work of art, whatever its specific form, should be associated with the criticism and evaluation of the final product of the work of art, or, if the work of art should be evaluated on its own merits independent of the intentions of the artist.
In 1946, William K. Wimsatt and Monroe Beardsley published a classic and controversial New Critical essay entitled "The Intentional Fallacy", in which they argued strongly against the relevance of an author's intention, or "intended meaning" in the analysis of a literary work. For Wimsatt and Beardsley, the words on the page were all that mattered; importation of meanings from outside the text was considered irrelevant, and potentially distracting.
In another essay, "The Affective Fallacy," which served as a kind of sister essay to "The Intentional Fallacy" Wimsatt and Beardsley also discounted the reader's personal/emotional reaction to a literary work as a valid means of analyzing a text. This fallacy would later be repudiated by theorists from the reader-response school of literary theory. One of the leading theorists from this school, Stanley Fish, was himself trained by New Critics. Fish criticizes Wimsatt and Beardsley in his essay "Literature in the Reader" (1970).
As summarized by Berys Gaut and Livingston in their essay "The Creation of Art": "Structuralist and post-structuralists theorists and critics were sharply critical of many aspects of New Criticism, beginning with the emphasis on aesthetic appreciation and the so-called autonomy of art, but they reiterated the attack on biographical criticisms' assumption that the artist's activities and experience were a privileged critical topic." These authors contend that: "Anti-intentionalists, such as formalists, hold that the intentions involved in the making of art are irrelevant or peripheral to correctly interpreting art. So details of the act of creating a work, though possibly of interest in themselves, have no bearing on the correct interpretation of the work."
Gaut and Livingston define the intentionalists as distinct from formalists stating that: "Intentionalists, unlike formalists, hold that reference to intentions is essential in fixing the correct interpretation of works." They quote Richard Wollheim as stating that, "The task of criticism is the reconstruction of the creative process, where the creative process must in turn be thought of as something not stopping short of, but terminating on, the work of art itself."
Derivative forms of aesthetics
A large number of derivative forms of aesthetics have developed as contemporary and transitory forms of inquiry associated with the field of aesthetics which include the post-modern, psychoanalytic, scientific, and mathematical among others.
Post-modern aesthetics and psychoanalysis
Early-twentieth-century artists, poets and composers challenged existing notions of beauty, broadening the scope of art and aesthetics. In 1941, Eli Siegel, American philosopher and poet, founded Aesthetic Realism, the philosophy that reality itself is aesthetic, and that "The world, art, and self explain each other: each is the aesthetic oneness of opposites."
Various attempts have been made to define Post-Modern Aesthetics. The challenge to the assumption that beauty was central to art and aesthetics, thought to be original, is actually continuous with older aesthetic theory; Aristotle was the first in the Western tradition to classify "beauty" into types as in his theory of drama, and Kant made a distinction between beauty and the sublime. What was new was a refusal to credit the higher status of certain types, where the taxonomy implied a preference for tragedy and the sublime to comedy and the Rococo.
Croce suggested that "expression" is central in the way that beauty was once thought to be central. George Dickie suggested that the sociological institutions of the art world were the glue binding art and sensibility into unities. Marshall McLuhan suggested that art always functions as a "counter-environment" designed to make visible what is usually invisible about a society. Theodor Adorno felt that aesthetics could not proceed without confronting the role of the culture industry in the commodification of art and aesthetic experience. Hal Foster attempted to portray the reaction against beauty and Modernist art in The Anti-Aesthetic: Essays on Postmodern Culture. Arthur Danto has described this reaction as "kalliphobia" (after the Greek word for beauty, κάλλος kallos). André Malraux explains that the notion of beauty was connected to a particular conception of art that arose with the Renaissance and was still dominant in the eighteenth century (but was supplanted later). The discipline of aesthetics, which originated in the eighteenth century, mistook this transient state of affairs for a revelation of the permanent nature of art. Brian Massumi suggests to reconsider beauty following the aesthetical thought in the philosophy of Deleuze and Guattari. Walter Benjamin echoed Malraux in believing aesthetics was a comparatively recent invention, a view proven wrong in the late 1970s, when Abraham Moles and Frieder Nake analyzed links between beauty, information processing, and information theory. Denis Dutton in "The Art Instinct" also proposed that an aesthetic sense was a vital evolutionary factor.
Jean-François Lyotard re-invokes the Kantian distinction between taste and the sublime. Sublime painting, unlike kitsch realism, "... will enable us to see only by making it impossible to see; it will please only by causing pain."
Sigmund Freud inaugurated aesthetical thinking in Psychoanalysis mainly via the "Uncanny" as aesthetical affect. Following Freud and Merleau-Ponty, Jacques Lacan theorized aesthetics in terms of sublimation and the Thing.
The relation of Marxist aesthetics to post-modern aesthetics is still a contentious area of debate.
Aesthetics and science
The field of experimental aesthetics was founded by Gustav Theodor Fechner in the 19th century. Experimental aesthetics in these times had been characterized by a subject-based, inductive approach. The analysis of individual experience and behaviour based on experimental methods is a central part of experimental aesthetics. In particular, the perception of works of art, music, or modern items such as websites or other IT products is studied. Experimental aesthetics is strongly oriented towards the natural sciences. Modern approaches mostly come from the fields of cognitive psychology (aesthetic cognitivism) or neuroscience (neuroaesthetics).
In the 1970s, Abraham Moles and Frieder Nake were among the first to analyze links between aesthetics, information processing, and information theory.
In the 1990s, Jürgen Schmidhuber described an algorithmic theory of beauty which takes the subjectivity of the observer into account and postulates that among several observations classified as comparable by a given subjective observer, the most aesthetically pleasing is the one that is encoded by the shortest description. He uses the differences between these lengths to account for subjective differences between the aesthetic tastes of different observers, as one's ability to efficiently describe an observation is based on their particular mental method of encoding data and the proximity of the observation to the subject's prior knowledge. The theory is inspired by principles of algorithmic information theory, especially minimum description length, which prefers mathematical models that use the least information to describe data. As an example, Schmidhuber notes that mathematicians tend to aesthetically prefer simple proofs with a short description in their formal language. Another concrete example describes an aesthetically pleasing human face whose proportions can be described by very few bits of information, drawing inspiration from less detailed 15th century proportion studies by Leonardo da Vinci and Albrecht Dürer. Schmidhuber's theory explicitly distinguishes between that which is beautiful and that which is interesting, stating that interestingness corresponds to the first derivative of subjectively perceived beauty. He supposes that every observer continually tries to improve the predictability and compressibility of their observations by identifying regularities like repetition, symmetry, and fractal self-similarity. Whenever the observer's learning process (which may be a predictive artificial neural network) leads to improved data compression such that the observation sequence can be described by fewer bits than before, the temporary interestingness of the data corresponds to the number of saved bits. This compression progress is proportional to the observer's internal reward, also called curiosity reward. A reinforcement learning algorithm is used to maximize future expected reward by learning to execute action sequences that cause additional interesting input data with yet unknown but learnable predictability or regularity. The principles can be implemented on artificial agents which then exhibit a form of artificial curiosity.
Truth in beauty and mathematics
Mathematical considerations, such as symmetry and complexity, are used for analysis in theoretical aesthetics. This is different from the aesthetic considerations of applied aesthetics used in the study of mathematical beauty. Aesthetic considerations such as symmetry and simplicity are used in areas of philosophy, such as ethics and theoretical physics and cosmology to define truth, outside of empirical considerations. Beauty and Truth have been argued to be nearly synonymous, as reflected in the statement "Beauty is truth, truth beauty" in the poem "Ode on a Grecian Urn" by John Keats, or by the Hindu motto "Satyam Shivam Sundaram" (Satya (Truth) is Shiva (God), and Shiva is Sundaram (Beautiful)). The fact that judgments of beauty and judgments of truth both are influenced by processing fluency, which is the ease with which information can be processed, has been presented as an explanation for why beauty is sometimes equated with truth. Recent research found that people use beauty as an indication for truth in mathematical pattern tasks. However, scientists including the mathematician David Orrell and physicist Marcelo Gleiser have argued that the emphasis on aesthetic criteria such as symmetry is equally capable of leading scientists astray.
Computational approaches
Computational approaches to aesthetics emerged amid efforts to use computer science methods "to predict, convey, and evoke emotional response to a piece of art. It this field, aesthetics is not considered to be dependent on taste but is a matter of cognition, and, consequently, learning. In 1928, the mathematician George David Birkhoff created an aesthetic measure M = O/C as the ratio of order to complexity.
Since about 2005, computer scientists have attempted to develop automated methods to infer aesthetic quality of images. Typically, these approaches follow a machine learning approach, where large numbers of manually rated photographs are used to "teach" a computer about what visual properties are of relevance to aesthetic quality. A study by Y. Li and C.J. Hu employed Birkhoff's measurement in their statistical learning approach where order and complexity of an image determined aesthetic value. The image complexity was computed using information theory while the order was determined using fractal compression. There is also the case of the Acquine engine, developed at Penn State University, that rates natural photographs uploaded by users.
There have also been relatively successful attempts with regard to chess and music. Computational approaches have also been attempted in film making as demonstrated by a software model developed by Chitra Dorai and a group of researchers at the IBM T.J. Watson Research Center. The tool predicted aesthetics based on the values of narrative elements. A relation between Max Bense's mathematical formulation of aesthetics in terms of "redundancy" and "complexity" and theories of musical anticipation was offered using the notion of Information Rate.
Evolutionary aesthetics
Evolutionary aesthetics refers to evolutionary psychology theories in which the basic aesthetic preferences of Homo sapiens are argued to have evolved in order to enhance survival and reproductive success. One example being that humans are argued to find beautiful and prefer landscapes which were good habitats in the ancestral environment. Another example is that body symmetry and proportion are important aspects of physical attractiveness which may be due to this indicating good health during body growth. Evolutionary explanations for aesthetical preferences are important parts of evolutionary musicology, Darwinian literary studies, and the study of the evolution of emotion.
Applied aesthetics
As well as being applied to art, aesthetics can also be applied to cultural objects, such as crosses or tools. For example, aesthetic coupling between art-objects and medical topics was made by speakers working for the US Information Agency. Art slides were linked to slides of pharmacological data, which improved attention and retention by 'simultaneous activation of intuitive right brain with rational left'. It can also be used in topics as diverse as cartography, mathematics, gastronomy, fashion and website design.
Other approaches
Guy Sircello has pioneered efforts in analytic philosophy to develop a rigorous theory of aesthetics, focusing on the concepts of beauty, love and sublimity. In contrast to romantic theorists, Sircello argued for the objectivity of beauty and formulated a theory of love on that basis.
British philosopher and theorist of conceptual art aesthetics, Peter Osborne, makes the point that "'post-conceptual art' aesthetic does not concern a particular type of contemporary art so much as the historical-ontological condition for the production of contemporary art in general ...". Osborne noted that contemporary art is 'post-conceptual' in a public lecture delivered in 2010.
Gary Tedman has put forward a theory of a subjectless aesthetics derived from Karl Marx's concept of alienation, and Louis Althusser's antihumanism, using elements of Freud's group psychology, defining a concept of the 'aesthetic level of practice'.
Gregory Loewen has suggested that the subject is key in the interaction with the aesthetic object. The work of art serves as a vehicle for the projection of the individual's identity into the world of objects, as well as being the irruptive source of much of what is uncanny in modern life. As well, art is used to memorialize individuated biographies in a manner that allows persons to imagine that they are part of something greater than themselves.
Criticism
The philosophy of aesthetics as a practice has been criticized by some sociologists and writers of art and society. Raymond Williams, for example, argues that there is no unique and or individual aesthetic object which can be extrapolated from the art world, but rather that there is a continuum of cultural forms and experience of which ordinary speech and experiences may signal as art. By "art" we may frame several artistic "works" or "creations" as so though this reference remains within the institution or special event which creates it and this leaves some works or other possible "art" outside of the frame work, or other interpretations such as other phenomenon which may not be considered as "art".
Pierre Bourdieu disagrees with Kant's idea of the "aesthetic". He argues that Kant's "aesthetic" merely represents an experience that is the product of an elevated class habitus and scholarly leisure as opposed to other possible and equally valid "aesthetic" experiences which lay outside Kant's narrow definition.
Timothy Laurie argues that theories of musical aesthetics "framed entirely in terms of appreciation, contemplation or reflection risk idealizing an implausibly unmotivated listener defined solely through musical objects, rather than seeing them as a person for whom complex intentions and motivations produce variable attractions to cultural objects and practices".
See also
Aesthetics of science
Art and Theosophy
Art periods
Esthesic and poietic
Everyday Aesthetics
History of aesthetics before the 20th century
Japanese aesthetics
Medieval aesthetics
Mise en scène
Theological aesthetics
Theory of art
References
Sources
Further reading
Mario Perniola, 20th Century Aesthetics. Towards A Theory of Feeling, translated by Massimo Verdicchio, London, New Delhi, New York, Sydney: Bloomsbury, 2013, .
Handbook of Phenomenological Aesthetics. Edited by Hans Rainer Sepp and Lester Embree. (Series: Contributions To Phenomenology, Vol. 59) Springer, Dordrecht / Heidelberg / London / New York 2010.
Theodor W. Adorno, Aesthetic Theory, Minneapolis, University of Minnesota Press, 1997.
Ayn Rand, The Romantic Manifesto: A Philosophy of Literature, New York: New American Library, 1971
Derek Allan, Art and the Human Adventure, Andre Malraux's Theory of Art, Rodopi, 2009
Derek Allan. Art and Time, Cambridge Scholars, 2013.
Augros, Robert M., Stanciu, George N., The New Story of Science: mind and the universe, Lake Bluff, Ill.: Regnery Gateway, 1984. (has significant material on Art, Science and their philosophies)
John Bender and Gene Blocker, Contemporary Philosophy of Art: Readings in Analytic Aesthetics 1993.
René Bergeron. L'Art et sa spiritualité. Québec, QC.: Éditions du Pelican, 1961.
Christine Buci-Glucksmann (2003), Esthétique de l'éphémère, Galilée. (French)
Noël Carroll (2000), Theories of Art Today, University of Wisconsin Press.
Mario Costa (1999) (in Italian), L'estetica dei media. Avanguardie e tecnologia, Milan: Castelvecchi, .
Benedetto Croce (1922), Aesthetic as Science of Expression and General Linguistic.
E.S. Dallas (1866), The Gay Science, 2 volumes, on the aesthetics of poetry.
Danto, Arthur (2003), The Abuse of Beauty: Aesthetics and the Concept of Art, Open Court.
Stephen Davies (1991), Definitions of Art.
Terry Eagleton (1990), The Ideology of the Aesthetic. Blackwell.
Susan L. Feagin and Patrick Maynard (1997), Aesthetics. Oxford Readers.
Penny Florence and Nicola Foster (eds.) (2000), Differential Aesthetics. London: Ashgate.
Berys Gaut and Dominic McIver Lopes (eds.), Routledge Companion to Aesthetics. 3rd ed. London and New York: Routledge, 2013.
Annemarie Gethmann-Siefert (1995), Einführung in die Ästhetik, Munich, W. Fink.
David Goldblatt and Lee B. Brown, ed. (2010), Aesthetics: A Reader in the Philosophy of the Arts. 3rd ed. Pearson Publishing.
Theodore Gracyk (2011), The Philosophy of Art: An Introduction. Polity Press.
Greenberg, Clement (1960), "Modernist Painting", The Collected Essays and Criticism 1957–1969, The University of Chicago Press, 1993, 85–92.
Evelyn Hatcher (ed.), Art as Culture: An Introduction to the Anthropology of Art. 1999
Georg Wilhelm Friedrich Hegel (1975), Aesthetics. Lectures on Fine Art, trans. T.M. Knox, 2 vols. Oxford: Clarendon Press.
Hans Hofmann and Sara T Weeks; Bartlett H Hayes; Addison Gallery of American Art; Search for the real, and other essays (Cambridge, Massachusetts, M.I.T. Press, 1967)
Michael Ann Holly and Keith Moxey (eds.), Art History and Visual Studies. Yale University Press, 2002.
Carol Armstrong and Catherine de Zegher (eds.), Women Artists at the Millennium. Massachusetts: October Books/MIT Press, 2006.
Kant, Immanuel (1790), Critique of Judgement, Translated by Werner S. Pluhar, Hackett Publishing Co., 1987.
Kelly, Michael (Editor in Chief) (1998) Encyclopedia of Aesthetics. New York, Oxford, Oxford University Press. 4 vol. pp. xvii–521, pp. 555, pp. 536, pp. 572; 2224 total pages; 100 b/w photos; . Covers philosophical, historical, sociological, and biographical aspects of Art and Aesthetics worldwide.
Søren Kierkegaard (1843), Either/Or, translated by Alastair Hannay, London, Penguin, 1992
Peter Kivy (ed.), The Blackwell Guide to Aesthetics. 2004
Carolyn Korsmeyer (ed.), Aesthetics: The Big Questions. 1998
Lyotard, Jean-François (1979), The Postmodern Condition, Manchester University Press, 1984.
Merleau-Ponty, Maurice (1969), The Visible and the Invisible, Northwestern University Press.
David Novitz (1992), The Boundaries of Art.
Mario Perniola, The Art and Its Shadow, foreword by Hugh J. Silverman, translated by Massimo Verdicchio, London-New York, Continuum, 2004.
Griselda Pollock, "Does Art Think?" In: Dana Arnold and Margaret Iverson (eds.) Art and Thought. Oxford: Basil Blackwell, 2003. 129–174. .
Griselda Pollock, Encounters in the Virtual Feminist Museum: Time, Space and the Archive. Routledge, 2007. .
Griselda Pollock, Generations and Geographies in the Visual Arts. Routledge, 1996. .
George Santayana (1896), The Sense of Beauty. Being the Outlines of Aesthetic Theory. New York, Modern Library, 1955.
Elaine Scarry, On Beauty and Being Just. Princeton, 2001.
Friedrich Schiller, (1795), On the Aesthetic Education of Man. Dover Publications, 2004.
Alan Singer and Allen Dunn (eds.), Literary Aesthetics: A Reader. Blackwell Publishing Limited, 2000.
Jadranka Skorin-Kapov, The Intertwining of Aesthetics and Ethics: Exceeding of Expectations, Ecstasy, Sublimity. Lexington Books, 2016.
Władysław Tatarkiewicz, A History of Six Ideas: an Essay in Aesthetics, The Hague, 1980.
Władysław Tatarkiewicz, History of Aesthetics, 3 vols. (1–2, 1970; 3, 1974), The Hague, Mouton.
Markand Thakar Looking for the 'Harp' Quartet: An Investigation into Musical Beauty. University of Rochester Press, 2011.
Leo Tolstoy, What Is Art?, Penguin Classics, 1995.
Roger Scruton, Beauty: A Very Short Introduction, Oxford University Press, 2009.
Roger Scruton, The Aesthetic Understanding: Essays in the Philosophy of Art and Culture (1983)
The London Philosophy Study Guide offers many suggestions on what to read, depending on the student's familiarity with the subject: Aesthetics
John M. Valentine, Beginning Aesthetics: An Introduction to the Philosophy of Art. McGraw-Hill, 2006.
von Vacano, Diego, "The Art of Power: Machiavelli, Nietzsche and the Making of Aesthetic Political Theory," Lanham MD: Lexington: 2007.
Thomas Wartenberg, The Nature of Art. 2006.
John Whitehead, Grasping for the Wind. 2001.
Ludwig Wittgenstein, Lectures on aesthetics, psychology and religious belief, Oxford, Blackwell, 1966.
Richard Wollheim, Art and its objects, 2nd edn, 1980, Cambridge University Press,
Gino Zaccaria, The Enigma of Art. On the Provenance of Artistic Creation, 2021, Brill,
Ben Shneiderman, The Power of Aesthetic: Enhancing Visual Appeal in Your Designs , Ben, 1968.
Jean-Marc Rouvière, Au prisme du readymade, incises sur l'identité équivoque de l'objet préface de Philippe Sers et G. Litichevesky, Paris L'Harmattan 2023
Indian aesthetics
External links
Aesthetics in Continental Philosophy article in the Internet Encyclopedia of Philosophy
Medieval Theories of Aesthetics article in the Internet Encyclopedia of Philosophy
Revue online Appareil
Postscript 1980 – Some Old Problems in New Perspectives
Aesthetics in Art Education: A Look Toward Implementation
More about Art, culture and Education
The Concept of the Aesthetic
Aesthetics entry in the Routledge Encyclopedia of Philosophy
Philosophy of Aesthetics entry in the Philosophy Archive
Washington State Board for Community & Technical Colleges: Introduction to Aesthetics
Beauty , BBC Radio 4 discussion with Angie Hobbs, Susan James & Julian Baggini (In Our Time, 19 May 2005)
1730s neologisms
Humanities |
2134 | https://en.wikipedia.org/wiki/Ark%20of%20the%20Covenant | Ark of the Covenant | The Ark of the Covenant, also known as the Ark of the Testimony or the Ark of God, is an artifact believed to be the most sacred relic of the Israelites, which is described as a wooden chest, covered in pure gold, with an elaborately designed lid called the mercy seat. According to the Book of Exodus, the Ark contained the two stone tablets of the Ten Commandments. According to the New Testament Book of Hebrews, it also contained Aaron's rod and a pot of manna.
The biblical account relates that approximately one year after the Israelites' exodus from Egypt, the Ark was created according to the pattern given to Moses by God when the Israelites were encamped at the foot of Mount Sinai. Thereafter, the gold-plated acacia chest was carried by its staves by the Levites approximately 2,000 cubits (approximately ) in advance of the people when on the march. God spoke with Moses "from between the two cherubim" on the Ark's cover.
Biblical account
Construction and description
According to the Book of Exodus, God instructed Moses to build the Ark during his 40-day stay upon Mount Sinai. He was shown the pattern for the tabernacle and furnishings of the Ark, and told that it would be made of shittim wood (also known as acacia wood) to house the Tablets of Stone. Moses instructed Bezalel and Aholiab to construct the Ark.
The Book of Exodus gives detailed instructions on how the Ark is to be constructed. It is to be cubits in length, cubits breadth, and cubits height (approximately ) of acacia wood. Then it is to be gilded entirely with gold, and a crown or molding of gold is to be put around it. Four rings of gold are to be attached to its four corners, two on each side—and through these rings staves of shittim wood overlaid with gold for carrying the Ark are to be inserted; and these are not to be removed.
Mobile vanguard
The biblical account continues that, after its creation by Moses, the Ark was carried by the Israelites during their 40 years of wandering in the desert. Whenever the Israelites camped, the Ark was placed in a separate room in a sacred tent, called the Tabernacle.
When the Israelites, led by Joshua toward the Promised Land, arrived at the banks of the River Jordan, the Ark was carried in the lead, preceding the people, and was the signal for their advance. During the crossing, the river grew dry as soon as the feet of the priests carrying the Ark touched its waters, and remained so until the priests—with the Ark—left the river after the people had passed over. As memorials, twelve stones were taken from the Jordan at the place where the priests had stood.
During the Battle of Jericho, the Ark was carried around the city once a day for six days, preceded by the armed men and seven priests sounding seven trumpets of rams' horns. On the seventh day, the seven priests sounding the seven trumpets of rams' horns before the Ark, compassed the city seven times and, with a great shout, Jericho's wall fell down flat and the people took the city.
After the defeat at Ai, Joshua lamented before the Ark. When Joshua read the Law to the people between Mount Gerizim and Mount Ebal, they stood on each side of the Ark. We next hear of the Ark in Bethel, where it was being cared for by the priest Phinehas, the grandson of Aaron. According to this verse, it was consulted by the people of Israel when they were planning to attack the Benjaminites at the Battle of Gibeah. Later the Ark was kept at Shiloh, another religious centre some north of Bethel, at the time of the prophet Samuel's apprenticeship, where it was cared for by Hophni and Phinehas, two sons of Eli.
Capture by the Philistines
According to the biblical narrative, a few years later the elders of Israel decided to take the Ark onto the battlefield to assist them against the Philistines, having recently been defeated at the battle of Eben-Ezer. They were again heavily defeated, with the loss of 30,000 men. The Ark was captured by the Philistines and Hophni and Phinehas were killed. The news of its capture was at once taken to Shiloh by a messenger "with his clothes rent, and with earth upon his head". The old priest, Eli, fell dead when he heard it; and his daughter-in-law, bearing a son at the time the news of the Ark's capture was received, named him Ichabod—explained as "The glory has departed Israel" in reference to the loss of the Ark. Ichabod's mother died at his birth.
The Philistines took the Ark to several places in their country, and at each place misfortune befell them. At Ashdod it was placed in the temple of Dagon. The next morning Dagon was found prostrate, bowed down, before it; and on being restored to his place, he was on the following morning again found prostrate and broken. The people of Ashdod were smitten with tumors; a plague of rodents was sent over the land. This may have been the bubonic plague. The affliction of tumours was also visited upon the people of Gath and of Ekron, whither the Ark was successively removed.
Return of the Ark to the Israelites
After the Ark had been among them for seven months, the Philistines, on the advice of their diviners, returned it to the Israelites, accompanying its return with an offering consisting of golden images of the tumors and mice wherewith they had been afflicted. The Ark was set up in the field of Joshua the Beth-shemite, and the Beth-shemites offered sacrifices and burnt offerings. Out of curiosity the men of Beth-shemesh gazed at the Ark; and as a punishment, seventy of them (fifty thousand and seventy in some translations) were struck down by the Lord. The Bethshemites sent to Kirjath-jearim, or Baal-Judah, to have the Ark removed; and it was taken to the house of Abinadab, whose son Eleazar was sanctified to keep it. Kirjath-jearim remained the abode of the Ark for twenty years. Under Saul, the Ark was with the army before he first met the Philistines, but the king was too impatient to consult it before engaging in battle. In 1 Chronicles 13:3 it is stated that the people were not accustomed to consulting the Ark in the days of Saul.
In the days of King David
In the biblical narrative, at the beginning of his reign over the United Monarchy, King David removed the Ark from Kirjath-jearim amid great rejoicing. On the way to Zion, Uzzah, one of the drivers of the cart that carried the Ark, put out his hand to steady the Ark, and was struck dead by God for touching it. The place was subsequently named "Perez-Uzzah", literally , as a result. David, in fear, carried the Ark aside into the house of Obed-edom the Gittite, instead of carrying it on to Zion, and it stayed there for three months.
On hearing that God had blessed Obed-edom because of the presence of the Ark in his house, David had the Ark brought to Zion by the Levites, while he himself, "girded with a linen ephod[...] danced before the Lord with all his might" and in the sight of all the public gathered in Jerusalem, a performance which caused him to be scornfully rebuked by his first wife, Saul's daughter Michal. In Zion, David put the Ark in the tent he had prepared for it, offered sacrifices, distributed food, and blessed the people and his own household. David used the tent as a personal place of prayer.
The Levites were appointed to minister before the Ark. David's plan of building a temple for the Ark was stopped on the advice of the prophet Nathan. The Ark was with the army during the siege of Rabbah; and when David fled from Jerusalem at the time of Absalom's conspiracy, the Ark was carried along with him until he ordered Zadok the priest to return it to Jerusalem.
In Solomon's Temple
According to the Biblical narrative, when Abiathar was dismissed from the priesthood by King Solomon for having taken part in Adonijah's conspiracy against David, his life was spared because he had formerly borne the Ark. Solomon worshipped before the Ark after his dream in which God promised him wisdom.
During the construction of Solomon's Temple, a special inner room, named ('Holy of Holies'), was prepared to receive and house the Ark; and when the Temple was dedicated, the Ark—containing the original tablets of the Ten Commandments—was placed therein. When the priests emerged from the holy place after placing the Ark there, the Temple was filled with a cloud, "for the glory of the Lord had filled the house of the Lord".
When Solomon married Pharaoh's daughter, he caused her to dwell in a house outside Zion, as Zion was consecrated because it contained the Ark. King Josiah also had the Ark returned to the Temple, from which it appears to have been removed by one of his predecessors (cf. 2 Chronicles 33–34 and 2 Kings 21–23).
In the days of King Hezekiah
King Hezekiah is the last biblical figure mentioned as having seen the Ark. Hezekiah is also known for protecting Jerusalem against the Assyrian Empire by improving the city walls and diverting the waters of the Gihon Spring through a tunnel known today as Hezekiah's Tunnel, which channeled the water inside the city walls to the Pool of Siloam.
In a noncanonical text known as the Treatise of the Vessels, Hezekiah is identified as one of the kings who had the Ark and the other treasures of Solomon's Temple hidden during a time of crisis. This text lists the following hiding places, which it says were recorded on a bronze tablet: (1) a spring named Kohel or Kahal with pure water in a valley with a stopped-up gate; (2) a spring named Kotel (or "wall" in Hebrew); (3) a spring named Zedekiah; (4) an unidentified cistern; (5) Mount Carmel; and (6) locations in Babylon.
To many scholars, Hezekiah is also credited as having written all or some of the Book of Kohelet (Ecclesiastes in the Christian tradition), in particular the famously enigmatic epilogue. Notably, the epilogue appears to refer to the Ark story with references to almond blossoms (i.e., Aaron's rod), locusts, silver, and gold. The epilogue then cryptically refers to a pitcher broken at a fountain and a wheel broken at a cistern.
Although scholars disagree on whether the Pool of Siloam's pure spring waters were used by pilgrims for ritual purification, many scholars agree that a stepped pilgrimage road between the pool and the Temple had been built in the first century CE. This roadway has been partially excavated, but the west side of the Pool of Siloam remains unexcavated.
The Babylonian conquest and aftermath
In 587 BC, when the Babylonians destroyed Jerusalem, an ancient Greek version of the biblical third Book of Ezra, 1 Esdras, suggests that Babylonians took away the vessels of the ark of God, but does not mention taking away the Ark:
In Rabbinic literature, the final disposition of the Ark is disputed. Some rabbis hold that it must have been carried off to Babylon, while others hold that it must have been hidden lest it be carried off into Babylon and never brought back. A late 2nd-century rabbinic work known as the states the opinions of these rabbis that Josiah, the king of Judah, stored away the Ark, along with the jar of manna, and a jar containing the holy anointing oil, the rod of Aaron which budded and a chest given to Israel by the Philistines.
Service of the Kohathites
The Kohathites were one of the Levite houses from the Book of Numbers. Theirs was the responsibility to care for "the most holy things" in the tabernacle. When the camp, then wandering the Wilderness, set out the Kohathites would enter the tabernacle with Aaron and cover the ark with the screening curtain and "then they shall put on it a covering of fine leather, and spread over that a cloth all of blue, and shall put its poles in place." The ark was one of the items of the tent of meeting that the Kohathites were responsible for carrying.
Samaritan tradition
Samaritan tradition claims that until the split between Samaritanism and Judaism, which arose when the priest Eli stole the Ark of the Covenant and established a rival cult at Shiloh, the Ark of the Covenant had been kept at the sanctuary of YHWH on Mt. Gerizim.
Archaeology
Archaeological evidence shows strong cultic activity at Kiriath-Jearim in the 8th and 7th centuries BC, well after the ark was supposedly removed from there to Jerusalem. In particular, archaeologists found a large elevated podium, associated with the Northern Kingdom and not the Southern Kingdom, which may have been a shrine. Thomas Römer suggests that this may indicate that the ark was not moved to Jerusalem until much later, possibly during the reign of King Josiah (reigned ). He notes that this might explain why the ark featured prominently in the history before Solomon, but not after. Additionally, 2 Chronicles 35:3 indicates that it was moved during King Josiah's reign.
Some scholars believe the story of the Ark was written independently around the 8th century in a text referred to as the "Ark Narrative" and then incorporated into the main biblical narrative just before the Babylonian exile.
Römer also suggests that the ark may have originally carried sacred stones "of the kind found in the chests of pre-Islamic Bedouins" and speculates that these may have been either a statue of Yahweh or a pair of statues depicting both Yahweh and his companion goddess Asherah. In contrast, Scott Noegel has argued that the parallels between the ark and these practices "remain unconvincing" in part because the Bedouin objects lack the ark's distinctive structure, function, and mode of transportation. Specifically, unlike the ark, the Bedouin chests "contained no box, no lid, and no poles," they did not serve as the throne or footstool of a god, they were not overlaid with gold, did not have kerubim figures upon them, there were no restrictions on who could touch them, and they were transported on horses or camels. Noegel suggests that the ancient Egyptian bark is a more plausible model for the Israelite ark, since Egyptian barks had all the features just mentioned. Noegel adds that the Egyptians also were known to place written covenants beneath the feet of statues, proving a further parallel to the placement of the covenantal tablets inside the ark.
References in Abrahamic religions
Tanakh
The Ark is first mentioned in the Book of Exodus and then numerous times in Deuteronomy, Joshua, Judges, I Samuel, II Samuel, I Kings, I Chronicles, II Chronicles, Psalms, and Jeremiah.
In the Book of Jeremiah, it is referenced by Jeremiah, who, speaking in the days of Josiah, prophesied a future time, possibly the end of days, when the Ark will no longer be talked about or be made use of again:
Rashi comments on this verse that "The entire people will be so imbued with the spirit of sanctity that God's Presence will rest upon them collectively, as if the congregation itself was the Ark of the Covenant."
Second Book of Maccabees
According to Second Maccabees, at the beginning of chapter 2:
The "mountain from the top of which Moses saw God's promised land" would be Mount Nebo, located in what is now Jordan.
New Testament
In the New Testament, the Ark is mentioned in the Letter to the Hebrews and the Revelation to St. John. Hebrews 9:4 states that the Ark contained "the golden pot that had manna, and Aaron's rod that budded, and the tablets of the covenant." Revelation 11:19 says the prophet saw God's temple in heaven opened, "and the ark of his covenant was seen within his temple."
The contents of the ark are seen by theologians such as the Church Fathers and Thomas Aquinas as personified by Jesus Christ: the manna as the Holy Eucharist; Aaron's rod as Jesus' eternal priestly authority; and the tablets of the Law, as the Lawgiver himself.
Catholic scholars connect this verse with the Woman of the Apocalypse in Revelation 12:2, which immediately follows, and say that the Blessed Virgin Mary is identified as the "Ark of the New Covenant." Carrying the saviour of mankind within her, she herself became the Holy of Holies. This is the interpretation given in the third century by Gregory Thaumaturgus, and in the fourth century by Saint Ambrose, Saint Ephraem of Syria and Saint Augustine. The Catholic Church teaches that Mary is a metaphorical version of the ark in the Catechism of the Catholic Church: "Mary, in whom the Lord himself has just made his dwelling, is the daughter of Zion in person, the ark of the covenant, the place where the glory of the Lord dwells. She is 'the dwelling of God[...] with men."
In the Gospel of Luke, the author's accounts of the Annunciation and Visitation are constructed using eight points of literary parallelism to compare Mary to the Ark.
Saint Athanasius, the bishop of Alexandria, is credited with writing about the connections between the Ark and the Virgin Mary: "O noble Virgin, truly you are greater than any other greatness. For who is your equal in greatness, O dwelling place of God the Word? To whom among all creatures shall I compare you, O Virgin? You are greater than them all O (Ark of the) Covenant, clothed with purity instead of gold! You are the Ark in which is found the golden vessel containing the true manna, that is, the flesh in which Divinity resides" (Homily of the Papyrus of Turin).
Quran
The Ark is referred to in the Quran (Surah The Heifer: 248):
The Ark in other faiths
According to Uri Rubin, the Ark of the Covenant has a religious basis in Islam (and the Baha'i faith), which gives it special significance.
Whereabouts
Since its disappearance from the Biblical narrative, there have been a number of claims of having discovered or of having possession of the Ark, and several possible places have been suggested for its location.
Maccabees
2 Maccabees 2:4–10, written around 100 BC, says that the prophet Jeremiah, "being warned by God" before the Babylonian invasion, took the Ark, the Tabernacle, and the Altar of Incense, and buried them in a cave, informing those of his followers who wished to find the place that it should remain unknown "until the time that God should gather His people again together, and receive them unto mercy."
Ethiopia
The Ethiopian Orthodox Tewahedo Church claims to possess the Ark of the Covenant in Axum. The Ark is currently kept under guard in a treasury near the Church of Our Lady Mary of Zion. Replicas of the tablets within the Ark, or Tabots, are kept in every Ethiopian Orthodox Tewahedo Church, and kept in its own holy of holies, each with its own dedication to a particular saint; the most popular of these include Saint Mary, Saint George and Saint Michael.
The Kebra Nagast is often said to have been composed to legitimise the Solomonic dynasty, which ruled the Ethiopian Empire following its establishment in 1270, but this is not the case. It was originally composed in some other language (Coptic or Greek), then translated into Arabic, and translated into Ge'ez in 1321. It narrates how the real Ark of the Covenant was brought to Ethiopia by Menelik I with divine assistance, while a forgery was left in the Temple in Jerusalem. Although the Kebra Nagast is the best-known account of this belief, it predates the document. Abu al-Makarim, writing in the last quarter of the twelfth century, makes one early reference to this belief that they possessed the Ark. "The Abyssinians possess also the Ark of the Covenant", he wrote, and, after a description of the object, describes how the liturgy is celebrated upon the Ark four times a year, "on the feast of the great nativity, on the feast of the glorious Baptism, on the feast of the holy Resurrection, and on the feast of the illuminating Cross."
In his controversial 1992 book The Sign and the Seal, British writer Graham Hancock reports on the Ethiopian belief that the ark spent several years in Egypt before it came to Ethiopia via the Nile River, where it was kept in the islands of Lake Tana for about four hundred years and finally taken to Axum. (Archaeologist John Holladay of the University of Toronto called Hancock's theory "garbage and hogwash"; Edward Ullendorff, a former professor of Ethiopian Studies at the University of London, said he "wasted a lot of time reading it.") In a 1992 interview, Ullendorff says that he personally examined the ark held within the church in Axum in 1941 while a British Army officer. Describing the ark there, he says, "They have a wooden box, but it's empty. Middle- to late-medieval construction, when these were fabricated ad hoc."
On 25 June 2009, the patriarch of the Orthodox Church of Ethiopia, Abune Paulos, said he would announce to the world the next day the unveiling of the Ark of the Covenant, which he said had been kept safe and secure in a church in Axum, Ethiopia. The following day, on 26 June 2009, the patriarch announced that he would not unveil the Ark after all, but that instead he could attest to its current status.
Southern Africa
The Lemba people of South Africa and Zimbabwe have claimed that their ancestors carried the Ark south, calling it the ngoma lungundu or "voice of God", eventually hiding it in a deep cave in the Dumghe mountains, their spiritual home.
On 14 April 2008, in a UK Channel 4 documentary, Tudor Parfitt, taking a literalist approach to the Biblical story, described his research into this claim. He says that the object described by the Lemba has attributes similar to the Ark. It was of similar size, was carried on poles by priests, was not allowed to touch the ground, was revered as a voice of their God, and was used as a weapon of great power, sweeping enemies aside.
In his book The Lost Ark of the Covenant (2008), Parfitt also suggests that the Ark was taken to Arabia following the events depicted in the Second Book of Maccabees, and cites Arabic sources which maintain it was brought in distant times to Yemen. Genetic Y-DNA analyses in the 2000s have established a partially Middle-Eastern origin for a portion of the male Lemba population but no specific Jewish connection. Lemba tradition maintains that the Ark spent some time in a place called Sena, which might be Sena in Yemen. Later, it was taken across the sea to East Africa and may have been taken inland at the time of the Great Zimbabwe civilization. According to their oral traditions, some time after the arrival of the Lemba with the Ark, it self-destructed. Using a core from the original, the Lemba priests constructed a new one. This replica was discovered in a cave by a Swedish German missionary named Harald von Sicard in the 1940s and eventually found its way to the Museum of Human Science in Harare.
Europe
Rome
The Ark of the Covenant was said to have been kept in the Basilica of St. John Lateran, surviving the pillages of Rome by Alaric I and Gaiseric but lost when the basilica burned.
"Rabbi Eliezer ben José stated that he saw in Rome the mercy-seat of the temple. There was a bloodstain on it. On inquiry he was told that it was a stain from the blood which the high priest sprinkled thereon on the Day of Atonement."
Ireland
Between 1899 and 1902, the British-Israel Association of London carried out some excavations of the Hill of Tara in Ireland looking for the Ark of the Covenant. The Irish nationalists like Maud Gonne and the Royal Society of Antiquaries of Ireland (RSAI) campaigned successfully to have them stopped before they destroyed the hill. A non-invasive survey by archaeologist Conor Newman carried out from 1992 until 1995 found no evidence of the Ark.
The British Israelites believed that the Ark was located at the grave of the Egyptian princess Tea Tephi, who according to Irish legend came to Ireland in the 6th century BC and married Irish King Érimón. Because of the historical importance of Tara, Irish nationalists like Douglas Hyde and W. B. Yeats voiced their protests in newspapers and in 1902 Maud Gonne led a protest against the excavations at the site.
In popular culture
Philip Kaufman conceived of the Ark of the Covenant as the main plot device of Steven Spielberg's 1981 adventure film Raiders of the Lost Ark, where it is found by Indiana Jones in the Egyptian city of Tanis in 1936. In early 2020, a prop version made for the film (which does not actually appear onscreen) was featured on Antiques Roadshow.
In the Danish family film The Lost Treasure of the Knights Templar from 2006, the main part of the treasure found in the end is the Ark of the Covenant. The power of the Ark comes from static electricity stored in separated metal plates like a giant Leyden jar.
In Harry Turtledove's novel Alpha and Omega (2019) the ark is found by archeologists, and the characters have to deal with the proven existence of God.
Yom HaAliyah
Yom HaAliyah (Aliyah Day) () is an Israeli national holiday celebrated annually on the tenth of the Hebrew month of Nisan to commemorate the Israelites crossing the Jordan River into the Land of Israel while carrying the Ark of the Covenant.
See also
Copper Scroll
List of artifacts in biblical archaeology
The Exodus Decoded (2006 television documentary)
History of ancient Israel and Judah
Jewish symbolism
Mikoshi, a portable Shinto shrine
Gihon Spring
Josephus
Mount Gerizim
Temple menorah
Pool of Siloam
Samaritans
Siloam Tunnel
Solomon's Temple
Footnotes
References
Further reading
Carew, Mairead, Tara and the Ark of the Covenant: A Search for the Ark of the Covenant by British Israelites on the Hill of Tara, 1899–1902. Royal Irish Academy, 2003.
Cline, Eric H. (2007), From Eden to Exile: Unravelling Mysteries of the Bible, National Geographic Society,
Falk, David A. (2020), The Ark of the Covenant in Its Egyptian Context: An Illustrated Journey, Hendrickson Publishers,
Foster, Charles, Tracking the Ark of the Covenant. Monarch, 2007.
Grierson, Roderick & Munro-Hay, Stuart, The Ark of the Covenant. Orion Books Ltd, 2000.
Hancock, Graham, The Sign and the Seal: The Quest for the Lost Ark of the Covenant. Touchstone Books, 1993.
Haran, M., The Disappearance of the Ark, IEJ 13 (1963), pp. 46–58
Hertz, J.H., The Pentateuch and Haftoras. Deuteronomy. Oxford University Press, 1936.
Hubbard, David (1956) The Literary Sources of the Kebra Nagast Ph.D. dissertation, St. Andrews University, Scotland
Munro-Hay, Stuart, The Quest For The Ark of The Covenant: The True History of The Tablets of Moses. L. B. Tauris & Co Ltd., 2006.
Ritmeyer, L., The Ark of the Covenant: Where It Stood in Solomon's Temple. Biblical Archaeology Review 22/1: 46–55, 70–73, 1996.
Stolz, Fritz. "Ark of the Covenant." In The Encyclopedia of Christianity, edited by Erwin Fahlbusch and Geoffrey William Bromiley, 125. Vol. 1. Grand Rapids, Michigan: Wm. B. Eerdmans, 1999.
External links
Portions of this article have been taken from the Jewish Encyclopedia of 1906. Ark of the Covenant
The Catholic Encyclopedia, Volume I. Ark of the Covenant
Smithsonian.com "Keepers of the Lost Ark?"'.
Shyovitz, David, The Lost Ark of the Covenant. Jewish Virtual Library.
Hebrew Bible objects
Hebrew Bible words and phrases
Tabernacle and Temples in Jerusalem
Book of Exodus
Containers
Relics
Chests (furniture)
Individual wooden objects
Gold objects
Epistle to the Hebrews
Lost works of art |
2137 | https://en.wikipedia.org/wiki/Aster%20CT-80 | Aster CT-80 | The Aster CT-80 is a 1982 personal computer developed by the small Dutch company MCP (later renamed to Aster Computers), was sold in its first incarnation as a kit for hobbyists. Later it was sold ready to use. It consisted of several Eurocard PCB's with DIN 41612 connectors, and a backplane all based on a 19-inch rack configuration. It was the first commercially available Dutch personal/home computer. The Aster computer could use the software written for the popular Tandy TRS-80 computer while fixing many of the problems of that computer, but it could also run CP/M software, with a large amount of free memory Transient Program Area, (TPA) and a full 80×25 display, and it could be used as a Videotext terminal. Although the Aster was a clone of the TRS-80 Model I it was in fact more compatible with the TRS-80 Model III and ran all the software of these systems including games. It also had a built-in speaker which was compatible with such games software.
Models
Three models were sold. The first model (launched June 1982) looked like the IBM PC, a rectangular base unit with two floppy drives on the front, and a monitor on top with a separate detachable keyboard. The second incarnation was a much smaller unit the width of two 5" floppy drives stacked on top of each other, and the third incarnation looked like a flattened Apple with a built-in keyboard.
All units ran much faster than the original TRS-80, at 4 MHz, (with a software selectable throttle to the original speed for compatibility purposes) and the display supported upper and lower case, hardware snow suppression (video ram bus arbitration logic), and an improved character font set. The floppy disk interface supported dual density, and disk capacities up to 800 KB, more than four times the capacity of the original TRS-80. A special version of NewDos/80, (an improved TRS-DOS compatible Disk operating system) was used to support these disk capacities when using the TRS-80 compatibility mode.
For the educational market a version of the first model was produced with a new plastic enclosure (the First Asters had an all-metal enclosure) that also had an opening on the top in which a cassette recorder could be placed. This model was used in a cluster with one Aster (with disk drives) for the teacher, and eight disk less versions for the pupils. The pupils could download software from the teachers computer through a network based on a fast serial connection, as well as sending back their work to the teachers computer. There was also hardware in place through which the teacher could see the display of each pupils screen on his own monitor.
Working modes
The Aster used 64 KB of RAM and had the unique feature of supporting two fundamentally different internal architectures: when turned on without a boot floppy or with a TRS-DOS floppy, the Aster would be fully TRS-80 compatible, with 48 KB of RAM. When the boot loader detected a CP/M floppy, the Aster would reconfigure its internal memory architecture on the fly to optimally support CP/M with 60 KB free RAM for programs (TPA) and an 80 x 25 display. This dual-architecture capability only existed on one other TRS-80 clone, the LOBO Max-80.
With a special configuration tool, the CT-80 could reconfigure its floppy drivers to read and write the floppies of about 80 other CP/M systems.
A third mode was entered with a special boot floppy which turned the Aster into a Videotex terminal with a 40x25 display and a Videotex character set, The software used the built in RS-232 interface of the Aster to control a modem through which it could contact a Prestel service provider.
Sales
Most Aster CT-80's (about 10 thousand of them) were sold to schools for computer education, in a project first known as the "honderd scholen project" (one hundred schools project), but which later involved many more than just one hundred schools. MCP received this order from the Dutch government because their computer met all the technical and other demands, including the demand that the computers should be of Dutch origin and should be built in the Netherlands. Another important demand was that the computers could be used in a network (Aster developed special software and hardware for that). Later however the Government turned around and gave 50% of the order to Philips and their P2000 homecomputer even though the P2000 did not meet all the technical demands, was made in Austria and did not have network hardware nor software.
Company
Aster computers was based in the small town of Arkel near the town of Gorinchem.
Initially Aster computer b.v. was called MCP (Music print Computer Product), because it was specialized in producing computer assisted printing of sheet music. The director of the company was interested in Microprocessor technology and noticed there was a market for selling kits to computer building amateurs, so they started selling electronic kits to hobbyists, and employed four persons at that time . They also assembled kits for people without soldering skills, especially the "junior Computer" from Elektor (a copy of the KIM-1), and the ZX80 from Sinclair. Among the kits sold there were also alternative floppy disk drives for TRS-80 computers. But these needed the infamous TRS-80 expansion interface, which was very expensive, and had a very unreliable floppy disk controller because it used the WD1771 floppy disk controller chip without an external "data separator". To fix this problem MCP developed a small plugin board which could be plugged into the socket for the WD1771, and which contained a data separator, and a socket for the WD1791 to support dual-density operation. Still, the expansion interface was expensive and due to its design it was also unreliable. So they decided to also develop their own alternative in the form of an improved floppy disk controller and printer interface that could be built right into a floppy disk enclosure. The lack of RAM expansion offered by this solution was solved by a service in which the 16 KB RAM chips inside the base unit would be replaced by 64 KB RAM chips.
While this went on MCP renamed itself to MCP CHIP but ran into problems with the German computer magazine CHIP, and had to return to its former name. At that time MCP did also sell imported home computers like the TRS-80, the Video Genie (another TRS-80 clone), the Luxor ABC 80 and the Apple II.
They also sold the exotic Olivetti M20, a very early 16-bit personal computer that was one of the very few systems to use a Z8000 CPU.
After designing their own fully functional replacement for the TRS-80 expansion interface (which was never commercialized) the company realized that they could do better than just re-designing the expansion interface. They observed that the TRS-80 was a great computer but it lacked in several areas. The display logic and resulting display 'snow' was irritating, as was the missing lower case support, the CPU speed could be improved, the quality and layout of the keyboard was bothersome, and the floppy disk capacity and reliability was low. Also the more interesting software offered for CP/M systems could not run well on a TRS-80. So they decided to design a TRS-80 and CP/M software-compatible computer system, which (following the lead of Apple Computer) they decided to name after a "typical Dutch flower". So they called it the Aster CT-80 (CP/M/Tandy-1980). Why they went with Aster, and not the more well known Tulip is unknown, perhaps they thought it would be to presumptuous, or perhaps the fact that "Aster" is also a Dutch girls' name has something to do with it. Remarkably "Aster" was also the name given to a Dutch Supercomputer much later, in 2002.
The first version of the Aster consisted of four "Eurocards", one Z80 CPU card with 64 KB memory, one Motorola MC6845-based video card, one double density floppy disk controller card and one "keyboard/RS-232/cassette interface" card. Plus a "backplane card", (which connected all the other cards) and a keyboard. And was intended for hobbyists, to be sold as a kit consisting of the parts and the PCB's for the computer and attached keyboard. After selling a few kits, MCP became convinced there was a much bigger market for an improved model sold as a completed working system. However the original kit version lacked many features that prevented its use as a serious computer system. Because the original designer had left the company another employee completely redesigned most of the system, (adding a display snow remover circuit, true 80/64 column text mode support, (with different size letters for TRS-80 and CP/M mode, so that in TRS-80 mode the full screen was also used, not just a 64×16 portion of the 80×25 screen) with an improved font set (adding "gray scale" version of the TRS-80 mozaik graphics and many special PETSCII like characters), and a more flexible and reliable floppy disk controller and keyboard interface plus many other small improvements), also an enclosure was developed for the main computer system, (in the form of a 19-inch rack for the Eurocards) and for two floppy disk drives and the power supply. A software engineer was hired to write the special "dual boot mode" BIOS and the special CP/M BIOS. The "dual boot mode" BIOS actually discovered whether a TRS-DOS, or Aster CP/M disk was placed in the drive, and would, depending on the type of disk, reorganise the internal memory architecture of the system, to either be 100% TRS-80 compatible or optimally support CP/M, with as much "workspace" as possible, and the 80×25 video mode. It also was responsible for switching to ROM BASIC when the system was turned on with the break key pressed, and later supported a primitive LAN system, using the RS-232 port with modified cabling. The very first of the ready made computers were sold with the "kit" versions of the euro cards, the version with redesigned cards came a month or so later.
Soon the little shop became much too small and they moved to a much larger factory building nearby (formerly a window glass factory), and started mass-producing the Aster for a period of a few years, in which time its staff grew twentyfold.
After the Aster having been a few years on the Market Tandy released its own improved model, the TRS-80 Model III computer which solved many of the same problems that the Aster also had solved, but the model 3 still did not fully support CP/M as the Aster did. In the meantime IBM had released its original IBM PC, which incidentally looked remarkably like the Asters base with floppy drives + separate keyboard set-up.
The Aster was chosen for Dutch schools by the Dutch ministry of education, in a set-up with eight disk-less Asters, and one Aster with high-capacity floppy drives all connected by a LAN based on the Aster's high-speed serial port hardware, and special cables that permitted that any single computer on the LAN could broadcast to all other computers. The floppy based system was operated by the teacher who could send programs from his floppy disk, and data, to the student's disk-less systems thanks to the special BIOS in those systems. The students could send programs and data back to the teacher through the same LAN, or could save to a cassette recorder built into the disk-less units. Through a special "video-switch" the teacher was also able to see a copy of each student's display on his own screen. About a thousand of such systems were sold for many hundreds of Dutch schools.
Because of cash flow problems (resulting from growing too fast, insufficient financial backing, technical problems, and a sudden problem with Z80 processor deliveries) the company suddenly folded even before it came to full fruition.
Perhaps the Aster computer inspired another Dutch computer firm to name their computer after another typical Dutch flower—the Tulip's Tulip System-1 which appeared about the same time Aster folded.
Most of the engineers who designed the hardware and software of the Aster went on to design hardware and software for the (then new) MSX system for a company called "Micro Technology b.v.".
Unreleased add ons
To enhance and modernize the Aster CT-80 the company also designed three alternative video display adapters to supplement or replace the TRS-80 compatible video card, (due to the modular nature of the Aster it was simply a matter of changing the video card, and/or CPU card to upgrade the system):
A very High resolution monochrome video card with blitter and hardware text line and arc drawing capability, was designed for CAD applications, based on the NEC μPD7220 chip designed for graphic terminals, but was also used by some personal computers like the DEC Rainbow, and notably also for the Tulip System I.
A colour video card with sprite capability based on the same TMS9918 video chip as the TI-99/4 and MSX computers, designed for gaming, and more creative and colorful educational software. A working prototype of this card was finished.
A replacement card for the original TRS-80 compatible video card, software compatible to the original one, but with added color and very high resolution capabilities. was also on the drawing board. Based on a newer, slightly more flexible, version of the Asters original Motorola MC6845 video chip, the Rockwell 6545, it worked by adding a new video mode, one with the ability to reprogram an extended, (2048 characters instead of 256 characters) version of the character set, supported by an extended character memory of the video card that did not use one (8 bit) byte per character, but an 11 bit "word", so it could address each one of the available 2048 unique programmable characters. This meant it could provide a separate programmable character for all of the 1024 (64x16) or 2000 (80x25) characters on the screen. By filling the character pointer memory with values from zero to 1999 this essentially turned the text mode display into a very high resolution graphics mode, with the "font memory", acting as the high resolution Raster graphics video memory. Because the characters were 8 x 12 pixels this meant that video resolutions of 512 x 192 pixels (in 64x16 character mode), or 640 x 300 pixels (in 80x25 character mode) were created, which was quite high for the time. The "double width" mode of the TRS-80 was also supported, so 256 x 192 pixels (in 32x16 character mode), or 320 x 300 pixels (in 40x25 character mode) were also possible. The video card also supported 16 foreground and 16 background colors per character, by providing one byte per character position (2K) of "color ram". One nibble of such a byte then controlled the foreground color, and the other nibble controlled the background color, a system very similar to the ZX Spectrum, in fact in the 256x192 mode the display mode was virtually identical to the video of the ZX Spectrum. The color memory was also available in the "normal" TRS-80 and CP/M text modes, which meant that existing TRS-80 and CP/M software could be easily modified to add color. This video card would also support fast scrolling of high resolution color screens for games, because it had the indirection of the character pointers, so it was possible to quickly scroll the high resolution display, (or use other effects) by simply manipulating the 1920/1024 bytes of text video instead of the 24,576 bytes of high-resolution video memory.
A hard disk interface was also in the works, which would, add a SCSI interface, and the necessary software. A working prototype was developed that added a 40MB hard disk.
On the software front, work was being done to implement the replacement for the aging "user interface" of CP/M, (the Command Console Processor CCP) with the more modern ZCPR.
Finally a replacement for the aging Z80 processor was being developed in the form of an Intel 8086 board, and additional 512K 16 bit memory boards. Such replacements of CPU and memory system components were possible because the Aster CT-80 was designed to use a backplane that was designed to support both 8 and 16 bit processors, and used a modular Eurocard based design with slots to spare for expansion. In theory the system could support the Z80 and the 8086 simultaneously. Plans were formulated to support CP/M-86 and even MS-DOS.
Unfortunately none of these extensions to the system became available because the company folded before any of them could be released.
External links
Pictures of the Aster CT-80 model one from a Spanish computer museum, the educational model with an opening for a cassette player is the one on the right
A picture of the Aster CT-80 model two used for a business application
A picture of the Aster CT-80 model three without cover (Computermuseumgroningen does not have this item anymore)
Preliminary manual for the Aster CT-80 (in dutch)
Notes
Z80-based home computers
Home computers
Personal computers
TRS-80 |
2140 | https://en.wikipedia.org/wiki/Atlanta%20Braves | Atlanta Braves | The Atlanta Braves are an American professional baseball team based in the Atlanta metropolitan area. The Braves compete in Major League Baseball (MLB) as a member club of the National League (NL) East division. The Braves were founded in Boston, Massachusetts, in 1871, as the Boston Red Stockings. The club was known by various names until the franchise settled on the Boston Braves in 1912. The Braves are the oldest continuously operating professional sports franchise in North America.
After 81 seasons and one World Series title in Boston, the club moved to Milwaukee, Wisconsin, in 1953. With a roster of star players such as Hank Aaron, Eddie Mathews, and Warren Spahn, the Milwaukee Braves won the World Series in 1957. Despite the team's success, fan attendance declined. The club's owners moved the team to Atlanta, Georgia, in 1966.
The Braves did not find much success in Atlanta until 1991. From 1991 to 2005, the Braves were one of the most successful teams in baseball, winning an unprecedented 14 consecutive division titles, making an MLB record eight consecutive National League Championship Series appearances, and producing one of the greatest pitching rotations in the history of baseball including Hall of Famers Greg Maddux, John Smoltz, and Tom Glavine.
The Braves are one of the two remaining National League charter franchises that debuted in 1876. The club has won an MLB record 23 divisional titles, 18 National League pennants, and four World Series championships. The Braves are the only Major League Baseball franchise to have won the World Series in three different home cities. At the end of the 2022 season, the Braves' overall win–loss record is .
History
Boston (1871–1952)
1871–1913
The Cincinnati Red Stockings, established in 1869 as the first openly all-professional baseball team, voted to dissolve after the 1870 season. Player-manager Harry Wright, with brother George and two other Cincinnati players, then went to Boston, Massachusetts, at the invitation of Boston Red Stockings founder Ivers Whitney Adams to form the nucleus of the Boston Red Stockings, a charter member of the National Association of Professional Base Ball Players (NAPBBP).
The original Boston Red Stockings team and its successors can lay claim to being the oldest continuously playing team in American professional sports. The only other team that has been organized as long, the Chicago Cubs, did not play for the two years following the Great Chicago Fire of 1871. Two young players hired away from the Forest City club of Rockford, Illinois, turned out to be the biggest stars during the NAPBBP years: pitcher Al Spalding, founder of Spalding sporting goods, and second baseman Ross Barnes.
Led by the Wright brothers, Barnes, and Spalding, the Red Stockings dominated the National Association, winning four of that league's five championships. The team became one of the National League's charter franchises in 1876, sometimes called the "Red Caps" (as a new Cincinnati Red Stockings club was another charter member).
The Boston Red Caps played in the first game in the history of the National League, on Saturday, April 22, 1876, defeating the Philadelphia Athletics, 6–5.
Although somewhat stripped of talent in the National League's inaugural year, Boston bounced back to win the 1877 and 1878 pennants. The Red Caps/Beaneaters were one of the league's dominant teams during the 19th century, winning a total of eight pennants. For most of that time, their manager was Frank Selee. Boston came to be called the Beaneaters in 1883 while retaining red as the team color. The 1898 team finished 102–47, a club record for wins that would stand for almost a century. Stars of those 1890s Beaneater teams included the "Heavenly Twins", Hugh Duffy and Tommy McCarthy, as well as "Slidin'" Billy Hamilton.
The team was decimated when the American League's new Boston entry set up shop in 1901. Many of the Beaneaters' stars jumped to the new team, which offered contracts that the Beaneaters' owners did not even bother to match. They only managed one winning season from 1900 to 1913 and lost 100 games five times. In 1907, the Beaneaters temporarily eliminated the last bit of red from their stockings because their manager thought the red dye could cause wounds to become infected, as noted in The Sporting News Baseball Guide in the 1940s.
The American League club's owner, Charles Taylor, wasted little time in adopting Red Sox as his team's first official nickname. Up to that point they had been called by the generic "Americans". Media-driven nickname changes to the Doves in 1907 and the Rustlers in 1911 did nothing to change the National League club's luck. The team became the Braves for the first time before the 1912 season. The president of the club, John M. Ward named the club after the owner, James Gaffney. Gaffney was called one of the "braves" of New York City's political machine, Tammany Hall, which used a Native American chief as their symbol.
1914: Miracle
Two years later, the Braves put together one of the most memorable seasons in baseball history. After a dismal 4–18 start, the Braves seemed to be on pace for a last-place finish. On July 4, 1914, the Braves lost both games of a doubleheader to the Brooklyn Dodgers. The consecutive losses put their record at 26–40 and the Braves were in last place, 15 games behind the league-leading New York Giants, who had won the previous three league pennants. After a day off, the Braves started to put together a hot streak, and from July 6 through September 5, the Braves went 41–12.
On September 7 and 8, the Braves took two of three games from the New York Giants and moved into first place. The Braves tore through September and early October, closing with 25 wins against six losses, while the Giants went 16–16. They were the only team, under the old eight-team league format, to win a pennant after being in last place on the Fourth of July. They were in last place as late as July 18, but were close to the pack, moving into fourth on July 21 and second place on August 12.
Despite their amazing comeback, the Braves entered the World Series as a heavy underdog to Connie Mack's Philadelphia A's. Nevertheless, the Braves swept the Athletics—the first unqualified sweep in the young history of the modern World Series (the 1907 Series had one tied game) to win the world championship. Meanwhile, Johnny Evers won the Chalmers Award.
The Braves played the World Series (as well as the last few games of the 1914 season) at Fenway Park, since their normal home, the South End Grounds, was too small. However, the Braves' success inspired owner Gaffney to build a modern park, Braves Field, which opened in August 1915. It was the largest park in the majors at the time, with 40,000 seats and a very spacious outfield. The park was novel for its time; public transportation brought fans right to the park.
1915–1953
After contending for most of 1915 and 1916, the Braves only twice posted winning records from 1917 to 1932. The lone highlight of those years came when Judge Emil Fuchs bought the team in 1923 to bring his longtime friend, pitching great Christy Mathewson, back into the game. However, Mathewson died in 1925, leaving Fuchs in control of the team.
Fuchs was committed to building a winner, but the damage from the years prior to his arrival took some time to overcome. The Braves finally managed to be competitive in 1933 and 1934 under manager Bill McKechnie, but Fuchs' revenue was severely depleted due to the Great Depression.
Looking for a way to get more fans and more money, Fuchs worked out a deal with the New York Yankees to acquire Babe Ruth, who had started his career with the Red Sox. Fuchs made Ruth team vice president, and promised him a share of the profits. He was also granted the title of assistant manager, and was to be consulted on all of the Braves' deals. Fuchs even suggested that Ruth, who had long had his heart set on managing, could take over as manager once McKechnie stepped down—perhaps as early as 1936.
At first, it appeared that Ruth was the final piece the team needed in 1935. On opening day, he had a hand in all of the Braves' runs in a 4–2 win over the Giants. However, that proved to be the only time the Braves were over .500 all year. Events went downhill quickly. While Ruth could still hit, he could do little else. He could not run, and his fielding was so terrible that three of the Braves' pitchers threatened to go on strike if Ruth were in the lineup. It soon became obvious that he was vice president and assistant manager in name only and Fuchs' promise of a share of team profits was hot air. In fact, Ruth discovered that Fuchs expected him to invest some of his money in the team.
Seeing a franchise in complete disarray, Ruth retired on June 1—only six days after he clouted what turned out to be the last three home runs of his career. He had wanted to quit as early as May 12, but Fuchs wanted him to hang on so he could play in every National League park. The Braves finished 38–115, the worst season in franchise history. Their .248 winning percentage is the second-worst in the modern era and the second-worst in National League history (ahead of the 1899 Cleveland Spiders with a .130 winning percentage).
Fuchs lost control of the team in August 1935, and the new owners tried to change the team's image by renaming it the Boston Bees. This did little to change the team's fortunes. After five uneven years, a new owner, construction magnate Lou Perini, changed the nickname back to the Braves. He immediately set about rebuilding the team. World War II slowed things down a little, but the team rode the pitching of Warren Spahn to impressive seasons in 1946 and 1947.
In 1948, the team won the pennant, behind the pitching of Spahn and Johnny Sain, who won 39 games between them. The remainder of the rotation was so thin that in September, Boston Post writer Gerald Hern wrote this poem about the pair:
First we'll use Spahn
then we'll use Sain
Then an off day
followed by rain
Back will come Spahn
followed by Sain
And followed
we hope
by two days of rain.
The poem received such a wide audience that the sentiment, usually now paraphrased as "Spahn and Sain and pray for rain", entered the baseball vocabulary. However, in the 1948 season, the Braves had the same overall winning percentage as in games that Spahn and Sain started.
The 1948 World Series, which the Braves lost in six games to the Indians, turned out to be the Braves' last hurrah in Boston. In 1950, Sam Jethroe became the team's first African American player, making his major league debut on April 18. Amid four mediocre seasons, attendance steadily dwindled until, on March 13, 1953, Perini, who had recently bought out his original partners, announced he was moving the team to Milwaukee, where the Braves had their top farm club, the Brewers. Milwaukee had long been a possible target for relocation. Bill Veeck had tried to return his St. Louis Browns there earlier the same year (Milwaukee was the original home of that franchise), but his proposal had been voted down by the other American League owners.
Milwaukee (1953–1965)
Milwaukee went wild over the Braves, drawing a then-NL record 1.8 million fans. The Braves finished 92–62 in their first season in Milwaukee. The success of the relocated team showed that baseball could succeed in new markets, and the Philadelphia Athletics, St. Louis Browns, Brooklyn Dodgers, and New York Giants left their hometowns within the next five years.
As the 1950s progressed, the reinvigorated Braves became increasingly competitive. Sluggers Eddie Mathews and Hank Aaron drove the offense (they hit a combined 1,226 home runs as Braves, with 850 of those coming while the franchise was in Milwaukee and 863 coming while they were teammates), often aided by another power hitter, Joe Adcock, while Warren Spahn, Lew Burdette, and Bob Buhl anchored the rotation. The 1956 Braves finished second, only one game behind the Brooklyn Dodgers.
In 1957, the Braves celebrated their first pennant in nine years spearheaded by Aaron's MVP season, as he led the National League in both home runs and RBI. Perhaps the most memorable of his 44 round-trippers that season came on September 23, a two-run walk-off home run that gave the Braves a 4–2 victory over the St. Louis Cardinals and clinched the League championship. The team then went on to its first World Series win in over 40 years, defeating the powerful New York Yankees of Berra, Mantle, and Ford in seven games. One-time Yankee Burdette, the Series MVP, threw three complete-game victories against his former team, giving up only two earned runs.
In 1958, the Braves again won the National League pennant and jumped out to a three games to one lead in the World Series against the New York Yankees once more, thanks in part to the strength of Spahn's and Burdette's pitching. But the Yankees stormed back to take the last three games, in large part to World Series MVP Bob Turley's pitching.
The 1959 season saw the Braves finish the season in a tie with the Los Angeles Dodgers, both with 86–68 records. Many residents of Chicago and Milwaukee were hoping for a Sox-Braves Series, as the cities are only about apart, but it was not to be because Milwaukee fell in a best-of-3 playoff with two straight losses to the Dodgers. The Dodgers would go on to defeat the Chicago White Sox in the World Series.
The next six years were up-and-down for the Braves. The 1960 season featured two no-hitters by Burdette and Spahn, and Milwaukee finished seven games behind the Pittsburgh Pirates, who went on to win the World Series that year, in second place, one year after the Braves were on the winning end of the 13-inning near-perfect game of Pirates pitcher Harvey Haddix. The 1961 season saw a drop in the standings for the Braves down to fourth, despite Spahn recording his 300th victory and pitching another no-hitter that year.
Aaron hit 45 home runs in 1962, a Milwaukee career high for him, but this did not translate into wins for the Braves, as they finished fifth. The next season, Aaron again hit 44 home runs and notched 130 RBI, and 42-year-old Warren Spahn was once again the ace of the staff, going 23–7. However, none of the other Braves produced at that level, and the team finished in the "second division", for the first time in its short history in Milwaukee.
The Braves were mediocre as the 1960s began, with an inflated win total fed by the expansion New York Mets and Houston Colt .45s. To this day, the Milwaukee Braves are the only major league team that played more than one season and never had a losing record.
Perini sold the Braves to a Chicago-based group led by William Bartholomay in 1962. Almost immediately Bartholomay started shopping the Braves to a larger television market. Keen to attract them, the fast-growing city of Atlanta, led by Mayor Ivan Allen Jr. constructed a new $18 million, 52,000-seat ballpark in less than one year, Atlanta Stadium, which was officially opened in 1965 in hopes of luring an existing major league baseball and/or NFL/AFL team. After the city failed to lure the Kansas City A's to Atlanta (the A's ultimately moved to Oakland in 1968), the Braves announced their intention to move to Atlanta for the 1965 season. However, an injunction filed in Wisconsin kept the Braves in Milwaukee for one final year. In 1966, the Braves completed the move to Atlanta.
Eddie Mathews is the only Braves player to have played for the organization in all three cities that they have been based in. Mathews played with the Braves for their last season in Boston, the team's entire tenure in Milwaukee, and their first season in Atlanta.
Atlanta (1966–present)
1966–1974
The Braves were a .500 team in their first few years in Atlanta; 85–77 in 1966, 77–85 in 1967, and 81–81 in 1968. The 1967 season was the Braves' first losing season since 1952, their last year in Boston. In 1969, with the onset of divisional play, the Braves won the first-ever National League West Division title, before being swept by the "Miracle Mets" in the National League Championship Series. They would not be a factor during the next decade, posting only two winning seasons between 1970 and 1981 – in some cases, fielding teams as bad as the worst Boston teams.
In the meantime, fans had to be satisfied with the achievements of Hank Aaron. In the relatively hitter-friendly confines and higher-than-average altitude of Atlanta Stadium ("The Launching Pad"), he actually increased his offensive production. Atlanta also produced batting champions in Rico Carty (in 1970) and Ralph Garr (in 1974). In the shadow of Aaron's historical home run pursuit, was that three Atlanta sluggers hit 40 or more home runs in 1973 – Darrell Evans and Davey Johnson along with Aaron.
By the end of the 1973 season, Aaron had hit 713 home runs, one short of Ruth's record. Throughout the winter he received racially motivated death threats, but stood up well under the pressure. On April 4, opening day of the next season, he hit No. 714 in Cincinnati, and on April 8, in front of his home fans and a national television audience, he finally beat Ruth's mark with a home run to left-center field off left-hander Al Downing of the Los Angeles Dodgers. Aaron spent most of his career as a Milwaukee and Atlanta Brave before being traded to the Milwaukee Brewers on November 2, 1974.
Ted Turner era
1976–1977: Ted Turner buys the team
In 1976, the team was purchased by media magnate Ted Turner, owner of superstation WTBS, as a means to keep the team (and one of his main programming staples) in Atlanta. The financially strapped Turner used money already paid to the team for their broadcast rights as a down-payment. It was then that Atlanta Stadium was renamed Atlanta–Fulton County Stadium. Turner quickly gained a reputation as a quirky, hands-on baseball owner. On May 11, 1977, Turner appointed himself manager, but because MLB passed a rule in the 1950s barring managers from holding a financial stake in their teams, Turner was ordered to relinquish that position after one game (the Braves lost 2–1 to the Pittsburgh Pirates to bring their losing streak to 17 games).
Turner used the Braves as a major programming draw for his fledgling cable network, making the Braves the first franchise to have a nationwide audience and fan base. WTBS marketed the team as "The Atlanta Braves: America's Team", a nickname that still sticks in some areas of the country, especially the South. Among other things, in 1976 Turner suggested the nickname "Channel" for pitcher Andy Messersmith and jersey number 17, in order to promote the television station that aired Braves games. Major League Baseball quickly nixed the idea.
1978–1990
After three straight losing seasons, Bobby Cox was hired for his first stint as manager for the 1978 season. He promoted 22-year-old slugger Dale Murphy into the starting lineup. Murphy hit 77 home runs over the next three seasons, but he struggled on defense, unable to adeptly play either catcher or first base. In 1980, Murphy was moved to center field and demonstrated excellent range and throwing ability, while the Braves earned their first winning season since 1974. Cox was fired after the 1981 season and replaced with Joe Torre, under whose leadership the Braves attained their first divisional title since 1969.
Strong performances from Bob Horner, Chris Chambliss, pitcher Phil Niekro, and short relief pitcher Gene Garber helped the Braves, but no Brave was more acclaimed than Murphy, who won both a Most Valuable Player and a Gold Glove award. Murphy also won an MVP award the following season, but the Braves began a period of decline that defined the team throughout the 1980s. Murphy, excelling in defense, hitting, and running, was consistently recognized as one of the league's best players, but the Braves averaged only 65 wins per season between 1985 and 1990. Their lowest point came in 1988, when they lost 106 games. The 1986 season saw the return of Bobby Cox as general manager. Also in 1986, the team stopped using their Native American-themed mascot, Chief Noc-A-Homa.
1991–1994: From worst to first
From 1991 to 2005 the Braves were one of the most consistently winning teams in baseball. The Braves won a record 14 straight division titles, five National League pennants, and one World Series title in 1995. Bobby Cox returned to the dugout as manager in the middle of the 1990 season, replacing Russ Nixon. The Braves finished the year with the worst record in baseball, at 65–97. They traded Dale Murphy to the Philadelphia Phillies after it was clear he was becoming a less dominant player. Pitching coach Leo Mazzone began developing young pitchers Tom Glavine, Steve Avery, and John Smoltz into future stars. That same year, the Braves used the number one overall pick in the 1990 MLB draft to select Chipper Jones, who became one of the best hitters in team history. Perhaps the Braves' most important move was not on the field, but in the front office. Immediately after the season, John Schuerholz was hired away from the Kansas City Royals as general manager.
The following season, Glavine, Avery, and Smoltz would be recognized as the best young pitchers in the league, winning 52 games among them. Meanwhile, behind position players David Justice, Ron Gant and unexpected league Most Valuable Player and batting champion Terry Pendleton, the Braves overcame a 39–40 start, winning 55 of their final 83 games over the last three months of the season and edging the Los Angeles Dodgers by one game in one of baseball's more memorable playoff races.
The "Worst to First" Braves, who had not won a divisional title since 1982, captivated the city of Atlanta and the entire southeast during their improbable run to the flag. They defeated the Pittsburgh Pirates in a very tightly contested seven-game NLCS only to lose the World Series, also in seven games, to the Minnesota Twins. The series, considered by many to be one of the greatest ever, was the first time a team that had finished last in its division one year went to the World Series the next; both the Twins and Braves accomplished the feat.
Despite the 1991 World Series loss, the Braves' success would continue. In 1992, the Braves returned to the NLCS and once again defeated the Pirates in seven games, culminating in a dramatic game seven win. Francisco Cabrera's two-out single that scored David Justice and Sid Bream capped a three-run rally in the bottom of the ninth inning that gave the Braves a 3–2 victory. It was the first time in post-season history that the tying and winning runs had scored on a single play in the ninth inning. The Braves lost the World Series to the Toronto Blue Jays, however.
In 1993, the Braves signed Cy Young Award winning pitcher Greg Maddux from the Chicago Cubs, leading many baseball insiders to declare the team's pitching staff the best in baseball. The 1993 team posted a franchise-best 104 wins after a dramatic pennant race with the San Francisco Giants, who won 103 games. The Braves needed a stunning 55–19 finish to edge out the Giants, who led the Braves by nine games in the standings as late as August 11. However, the Braves fell in the NLCS to the Philadelphia Phillies in six games.
In 1994, in a realignment of the National League's divisions following the 1993 expansion, the Braves moved to the Eastern Division. This realignment was the main cause of the team's heated rivalry with the New York Mets during the mid-to-late 1990s.
The player's strike cut short the 1994 season, prior to the division championships, with the Braves six games behind the Montreal Expos with 48 games left to play.
1995–2005: World Series champs and 14 straight division titles
The Braves returned strong the following strike-shortened (144 games instead of the customary 162) year and beat the Cleveland Indians in the 1995 World Series. This squelched claims by many Braves critics that they were the "Buffalo Bills of Baseball" (January 1996 issue of Beckett Baseball Card Monthly). With this World Series victory, the Braves became the first team in Major League Baseball to win world championships in three different cities. With their strong pitching as a constant, the Braves appeared in the and 1999 World Series, losing both to the New York Yankees, managed by Joe Torre, a former Braves manager.
In October 1996, Time Warner acquired Ted Turner's Turner Broadcasting System and all of its assets, including its cable channels and the Atlanta Braves. Over the next few years, Ted Turner's presence as the owner of the team would diminish.
A 95–67 record in produced a ninth consecutive division title. However, a sweep by the St. Louis Cardinals in the National League Division Series prevented the Braves from reaching the NL Championship Series.
In 2002, 2003 and 2004, the Braves won their division again, but lost in the NLDS in all three years; 3 games to 2 to the San Francisco Giants and Chicago Cubs, and 3 games to 1 to the Houston Astros.
They had a streak of 14 division titles from 1991 to 2005, three in the Western Division and eleven in the Eastern, interrupted only in 1994 when the strike ended the season early. Pitching was not the only constant in the Braves organization —Cox was the Braves' manager, while Schuerholz remained the team's GM until after the 2007 season when he was promoted to team president. Terry Pendleton finished his playing career elsewhere but returned to the Braves system as the hitting coach.
Liberty Media era
Liberty Media buys the team
In December 2005, team owner Time Warner, which inherited the Braves after purchasing Turner Broadcasting System in 1996, announced it was placing the team for sale. Liberty Media began negotiations to purchase the team.
In February 2007, after more than a year of negotiations, Time Warner agreed to a deal to sell the Braves to Liberty Media, which owned a large amount of stock in Time Warner, pending approval by 75 percent of MLB owners and the Commissioner of Baseball, Bud Selig. The deal included the exchange of the Braves, valued in the deal at $450 million, a hobbyist magazine publishing company, and $980 million cash, for 68.5 million shares of Time Warner stock held by Liberty, worth approximately $1.48 billion. Team President Terry McGuirk anticipated no change in the front office structure, personnel, or day-to-day operations of the Braves, and Liberty did not participate in day-to-day operations. On May 16, 2007, Major League Baseball's owners approved the sale. The Braves are one of only two Major League Baseball teams under majority corporate ownership (and the only NL team with this distinction); the other team is the Toronto Blue Jays (owned by Canadian media conglomerate Rogers Communications).
2010: Cox's final season
The 2010 Braves' season featured an attempt to reclaim a postseason berth for the first time since 2005. The Braves were once again skippered by Bobby Cox, in his 25th and final season managing the team. The Braves started the 2010 season slowly and had a nine-game losing streak in April. Then they had a nine-game winning streak from May 26 through June 3, the Braves longest since 2000 when they won 16 in a row. On May 31, the Atlanta Braves defeated the then-first place Philadelphia Phillies at Turner Field to take sole possession of first place in the National League East standings, a position they had maintained through the middle of August.
The last time the Atlanta Braves led the NL East on August 1 was in 2005. On July 13, 2010, at the 2010 MLB All-Star Game in Anaheim, Braves catcher Brian McCann was awarded the All-Star Game MVP Award for his clutch two-out, three-run double in the seventh inning to give the National League its first win in the All-Star Game since 1996. He became the first Brave to win the All-Star Game MVP Award since Fred McGriff did so in 1994. The Braves made two deals before the trade deadline to acquire Álex González, Rick Ankiel and Kyle Farnsworth from the Toronto Blue Jays and Kansas City Royals, giving up shortstop Yunel Escobar, pitchers Jo-Jo Reyes and Jesse Chavez, outfielder Gregor Blanco and three minor leaguers. On August 18, 2010, they traded three pitching prospects for first baseman Derrek Lee from the Chicago Cubs.
On August 22, 2010, against the Chicago Cubs, Mike Minor struck out 12 batters across 6 innings; an Atlanta Braves single game rookie strikeout record. The Braves dropped to second in the NL East in early September, but won the NL Wild Card. They lost to the San Francisco Giants in the National League Division Series in four games. Every game of the series was determined by one run. After the series-clinching victory for the Giants in Game 4, Bobby Cox was given a standing ovation by the fans, also by players and coaches of both the Braves and Giants.
2012: Chipper's last season
In 2012, the Braves began their 138th season after an upsetting end to the 2011 season. On March 22, the Braves announced that third baseman Chipper Jones would retire following the 2012 season after 19 Major League seasons with the team. The Braves also lost many key players through trades or free agency, including pitcher Derek Lowe, shortstop Alex González, and outfielder Nate McLouth. To compensate for this, the team went on to receive many key players such as outfielder Michael Bourn, along with shortstops Tyler Pastornicky and Andrelton Simmons.
Washington ended up winning their first division title in franchise history, but the Braves remained in first place of the NL wild-card race. Keeping with a new MLB rule for the 2012 season, the top two wild card teams in each league must play each other in a playoff game before entering into the Division Series. The Braves played the St. Louis Cardinals in the first-ever Wild Card Game. The Braves lost the game 6–3, ending their season.
2013: Braves win the East
On June 28, 2013, the Atlanta Braves retired former third baseman Chipper Jones' jersey, number 10, before the game against the Arizona Diamondbacks. He was honored before 51,300 fans at Turner Field in Atlanta. He served as a staple of the Braves franchise for 19 years before announcing his retirement at the beginning of the 2012 season. Chipper Jones played his last regular-season game for the Braves on September 30, 2012.
The Braves won its first division title since 2005. The Braves clinched the 18th division title in team history on September 22, 2013. They lost to the Dodgers 3–1 in the 2013 NLDS.
2017: Front office changes
After the 2016 season was over the Braves promoted interim manager Brian Snitker to full-time manager. On October 2, 2017, John Coppolella resigned as general manager of the Braves amid a Major League Baseball investigation into Atlanta's international signings, having committed what the Braves termed "a breach of MLB rules regarding the international player market". On November 13, 2017, the Braves announced Alex Anthopoulos as the new general manager and executive vice president. John Hart was removed as team president and assumed a senior adviser role with the organization.
Braves chairman Terry McGuirk apologized to fans "on behalf of the entire Braves family" for the scandal. McGuirk described Anthopoulos as "a man of integrity" and that "he will operate in a way that will make all of our Braves fans proud." On November 17, 2017, the Braves announced that John Hart had stepped down as senior advisor for the organization. Hart said in a statement that "with the hiring of Alex Anthopoulos as general manager, this organization is in great hands."
MLB investigation and penalties
On November 21, 2017, Major League Baseball Commissioner Rob Manfred announced the findings of the MLB investigation into Atlanta's international signings. Manfred ruled that the Braves must forfeit 13 international prospects, including highly touted Kevin Maitan, an infielder from Venezuela who signed for $4.25 million in 2016.
The team also forfeited a third-round draft pick in the 2018 draft. Former Braves general manager John Coppolella was placed on baseball's permanently ineligible list. Additionally, the Braves shall be prohibited from signing any international player for more than $10,000 during the 2019–20 signing period and their international signing bonus pool for the 2020–21 signing period will be reduced by 50%.
2018–2023: Return to NL East dominance and World Series title
In 2018 the Braves began a new streak of NL East division titles, when they went 90–72. The Braves also introduced a new mascot named Blooper on January 27, 2018, at the Atlanta Braves fan fest. Blooper succeeded the Braves' "Homer of the Brave" mascot after he went into retirement. In 2019, their 97–65 record was their best since 2003. However, in neither season did the Braves advance past the Division Series. In the 2020 National League Championship Series against the Dodgers, the Braves led 3–1 before the Dodgers came back to win the series and advance to the World Series.
The Braves returned to the NLCS in 2021 after beating the Milwaukee Brewers 3–1 in the 2021 NLDS on the heels of a Freddie Freeman game-winning home run in the bottom of the 8th inning in Game 4. With the score tied at 4, Freeman delivered a blast to left center field to give the Braves a 5–4 lead headed to the top of the 9th. After allowing a lead off single to Eduardo Escobar, Will Smith subsequently retired the side in order to secure the Braves berth in the NLCS.
On October 23, 2021, the Braves defeated the Dodgers in the National League Championship Series, a rematch of the 2020 NLCS, in six games to advance to the World Series for the first time since 1999, thereby securing their first pennant in 22 years. They defeated the Houston Astros in six games to win their fourth World Series title.
In 2022 the 12 team playoff systems was introduced. The Braves tied with the New York Mets for the best record in the National League East. The Braves were awarded the division title since they were 10–9 against the Mets in the regular season. The Braves lost in the first round of the 2022 NLDS to the Philadelphia Phillies. The Braves won the NL East again in 2023 and finished the regular season with MLB's best record before losing again to the Phillies in the 2023 NLDS.
Logos
From 1945 to 1955 the Braves primary logo consisted of the head of an Native American warrior. From 1956 to 1965 it was a laughing Native American with a mohawk and one feather in his hair. When the Braves moved to Atlanta in 1966, the "Braves" script was added underneath the laughing Native American. In 1985, the Braves made a small script change to the logo. The Braves modern logo debuted in 1987. The modern logo is the word "Braves" in cursive with a tomahawk below it. In 2018, the Braves made a subtle color change to the primary logo.
World Series championships
Over the 120 years since the inception of the World Series (118 total World Series played), the Braves franchise has won a total of four World Series Championships, with at least one in each of the three cities they have played in.
Uniforms
The Braves updated their uniform set in 1987, returning to buttoned uniforms and belted pants. This design returned to the classic look they wore in the 1950s. For the 2023 season the Braves have four uniform combinations. The white home uniform features red and navy piping, the "Braves" script and tomahawk in front, and radially arched (vertically arched until 2005; sewn into a nameplate until 2012) navy letters and red numbers with navy trim at the back. The gray road uniforms are identical to the white home uniforms save for the "Atlanta" script in front. Initially, the cap worn with both uniforms is the red-brimmed navy cap with the script "A" in front. In 2008, an all-navy cap was introduced and became the primary road cap the following season.
The Braves alternate navy blue road jerseys features red lettering, a red tomahawk and silver piping. Unlike the home uniforms, which are worn based on a schedule, the road uniforms are chosen on game day by the starting pitcher. However, they are also subject to Major League Baseball rules requiring the road team to wear uniforms that contrast with the uniforms worn by the home team. Due to this rule, the gray uniforms are worn when the home team chooses to wear navy blue, and sometimes when the home team chooses to wear black.
For home games the Braves also have two alternate uniforms. The team has a Friday night red alternate home uniform. The uniform features navy piping, navy "Braves" script and tomahawk in front, and white letters and navy numbers with white trim at the back. It was paired with the Braves normal home cap. For Saturday games, the Braves wear the City Connect uniforms in honor of Hank Aaron. The jersey is inspired by the 1974 Braves home uniform and is reimagined with "The A" emblazoned across the chest. The cap features the "A" logo and bears the colors of the 1974 uniform.
Ballparks
Truist Park
The Atlanta Braves home ballpark has been Truist Park since 2017. Truist Park is located approximately 10 miles (16 km) northwest of downtown Atlanta in the unincorporated community of Cumberland, in Cobb County, Georgia. The team played its home games at Atlanta–Fulton County Stadium from 1966 to 1996, and at Turner Field from 1997 to 2016. The Braves opened Truist Park on April 14, 2017, with a four-game sweep of the San Diego Padres. The park received positive reviews. Woody Studenmund of the Hardball Times called the park a "gem" saying that he was impressed with "the compact beauty of the stadium and its exciting approach to combining baseball, business and social activities." J.J. Cooper of Baseball America praised the "excellent sight lines for pretty much every seat."
CoolToday Park
Since 2019, the Braves have played spring training games at CoolToday Park in North Port, Florida. The ballpark opened on March 24, 2019, with the Braves' 4–2 win over the Tampa Bay Rays. The Braves left Champion Stadium, their previous Spring Training home near Orlando to reduce travel times and to get closer to other teams' facilities. CoolToday Park also serves as the Braves' year round rehabilitation facility.
Home attendance
Turner Field
Truist Park
(*) – There were no fans allowed in any MLB stadium in 2020 due to the COVID-19 pandemic.
Major rivalries
New York Mets
The Braves–Mets rivalry is a rivalry between the two teams, featuring the Braves and the New York Mets as they both play in the National League East.
Although their first major confrontation occurred when the Mets swept the Braves in the 1969 NLCS, en route to their first World Series championship, the first playoff series won by an expansion team (also the first playoff appearance by an expansion team), the rivalry did not become especially heated until the 1994 season when division realignment put both the Mets and the Braves in the NL East division. During this time the Braves became one of the most dominant teams in professional baseball, earning 14 straight division titles through 2005, including five World Series berths, and one World Series championship during the 1995 season. The rivalry remained heated through the early 2000s.
Philadelphia Phillies
While their rivalry with the Philadelphia Phillies lacks the history and hatred of the Mets, it has been the more important one in the last decade. Between 1993 and 2013, the two teams reigned almost exclusively as NL East champions, the exceptions being in 2006, when the Mets won their first division title since 1988 (no division titles were awarded in 1994 due to the player's strike), and in 2012, when the Washington Nationals claimed their first division title since 1981 when playing as the Montreal Expos. The Phillies 1993 championship was also part of a four-year reign of exclusive division championships by the Phillies and the Pittsburgh Pirates, their in-state rivals.
While rivalries are generally characterized by mutual hatred, the Braves and Phillies deeply respect each other. Each game played (18 games in 2011) is vastly important between these two NL East giants, but at the end of the day, they are very similar organizations. Overall, the Braves have five more National League East division titles than the Phillies, the Braves having won 16 times since 1995, and holding it for 11 consecutive years from 1995 through 2005. (The Braves also have five NL West titles from 1969 through 1993.) Recently, the Braves have struggled against the Phillies in the postseason, losing the 2022 and 2023 NLDS despite finishing with a substantially better regular season record both times.
Nationwide fanbase
In addition to having strong fan support in the Atlanta metropolitan area and the state of Georgia, the Braves are often referred to as "America's Team" in reference to the team's games being broadcast nationally on TBS from the 1970s until 2007, giving the team a nationwide fan base.
The Braves boast heavy support within the Southeastern United States particularly in states such as Mississippi, Alabama, South Carolina, North Carolina, Tennessee and Florida.
Tomahawk chop
The tomahawk chop was adopted by fans of the Atlanta Braves in 1991. Carolyn King, the Braves organist, had played the "tomahawk song" during most at bats for a few seasons, but it finally caught on with Braves fans when the team started winning. The usage of foam tomahawks led to criticism from Native American groups that it was "demeaning" to them and called for them to be banned. In response, the Braves' public relations director said that it was "a proud expression of unification and family". King, who did not understand the sociopolitical ramifications, approached one of the Native American chiefs who were protesting. The chief told her that leaving her job as an organist would not change anything and that if she left "they'll find someone else to play."
The controversy has persisted since and became national news again during the 2019 National League Division Series. During the series, St. Louis Cardinals relief pitcher and Cherokee Nation member, Ryan Helsley was asked about the chop and chant. Helsley said he found the fans' chanting and arm-motions insulting and that the chop depicts natives "in this kind of caveman-type people way who aren't intellectual." The relief pitcher's comments prompted the Braves to stop handing out foam tomahawks, playing the chop music or showing the chop graphic when the series returned to Atlanta for Game 5. The Braves released a statement saying they would "continue to evaluate how we activate elements of our brand, as well as the overall in-game experience" and that they would continue a "dialogue with those in the Native American community after the postseason concludes." The heads of the Muscogee (Creek) Nation and Cherokee Nation both publicly condemned the chop and chant.
During the off-season, the Braves met with the National Congress of American Indians to start discussing a path forward. In July 2020, the team faced mounting pressure to change their name after the Cleveland Indians and Washington Redskins announced they were discussing brand change. The Braves released a statement announcing that discussions were still ongoing about the chop, but the team name would not be changed.
Achievements
Awards
Team records
Team captains
Eddie Mathews 1966-67
Hank Aaron 1969-74
Bob Horner 1982–1986
Dale Murphy 1987–1990
Retired numbers
The Braves have retired eleven numbers in the history of the franchise, including most recently Andruw Jones’ number 25 in 2023, Chipper Jones' number 10 in 2013, John Smoltz's number 29 in 2012, Bobby Cox's number 6 in 2011, Tom Glavine's number 47 in 2010, and Greg Maddux's number 31 in 2009. Additionally, Hank Aaron's 44, Dale Murphy's 3, Phil Niekro's 35, Eddie Mathews' 41, Warren Spahn's 21 and Jackie Robinson's 42, which is retired for all of baseball with the exception of Jackie Robinson Day, have also been retired. The color and design of the retired numbers reflect the uniform design at the time the person was on the team, excluding Robinson.
Of the eleven Braves whose numbers have been retired, all who are eligible for the National Baseball Hall of Fame have been elected with the exceptions of Dale Murphy and Andruw Jones.
On April 3, 2023, the Braves announced that they will retire number 25 in honor of former centerfielder Andruw Jones on September 9.
Baseball Hall of Famers
Ford C. Frick Award recipients (broadcasters)
Braves Hall of Fame
Roster
Minor league affiliates
The Atlanta Braves farm system consists of six minor league affiliates.
Radio and television
The Braves regional games are exclusively broadcast on Bally Sports Southeast. Brandon Gaudin is the play-by-play announcer for Bally Sports Southeast. Gaudin is joined in the booth primarily by Jeff Francoeur. Tom Glavine will join the broadcast for 35 to 40 games. Peter Moylan and Nick Green will also appear in the booth for select games as in-game analysts. John Smoltz will also join the booth for two series at the end of the 2023 regular season.
The radio broadcast team is led by the tandem of play-by-play announcer Ben Ingram and analyst Joe Simpson. They work the bulk of the games, with Jim Powell joining Simpson or Ingram throughout the season. Braves games are broadcast across Georgia and seven other states on at least 172 radio affiliates, including flagship station 680 The Fan in Atlanta and stations as far away as Richmond, Virginia; Louisville, Kentucky; and the US Virgin Islands. The games are carried on at least 82 radio stations in Georgia.
References
Footnotes
Citations
Further reading
External links
Team index page at Baseball Reference
Milwaukee Braves informational website
Sports Illustrated Atlanta Braves Page
ESPN Atlanta Braves Page
History of the Boston Braves on MassHistory.com
Major League Baseball teams
Grapefruit League
Liberty Media subsidiaries
Companies listed on the Frankfurt Stock Exchange
Companies listed on the Nasdaq
Companies traded over-the-counter in the United States
19th century in Boston
Baseball teams in Boston
Baseball teams established in 1876
1876 establishments in Massachusetts
Former WarnerMedia subsidiaries
Baseball teams in Georgia (U.S. state) |
2141 | https://en.wikipedia.org/wiki/Atari%20ST | Atari ST | The Atari ST is a line of personal computers from Atari Corporation and the successor to the Atari 8-bit family. The initial model, the Atari 520ST, had limited release in April–June 1985 and was widely available in July. It was the first personal computer with a bitmapped color GUI, using a version of Digital Research's GEM from February 1985. The Atari 1040ST, released in 1986 with 1 MB of RAM, was the first home computer with a cost-per-kilobyte of less than US$1.
After Jack Tramiel purchased the assets of the Atari, Inc. consumer division to create Atari Corporation, the 520ST was designed in five months by a small team led by Shiraz Shivji. Alongside the Macintosh, Amiga, Apple IIGS, and Acorn Archimedes, the ST is part of a mid-1980s generation of computers with 16- or 32-bit processors, 256 KB or more of RAM, and mouse-controlled graphical user interfaces. "ST" officially stands for "Sixteen/Thirty-two", referring to the Motorola 68000's 16-bit external bus and 32-bit internals.
The ST was sold with either Atari's color monitor or less expensive monochrome monitor. Color graphics modes are available only on the former while the highest-resolution mode requires the monochrome monitor. Some models can display the color modes on a TV. In Germany and some other markets, the ST gained a foothold for CAD and desktop publishing. With built-in MIDI ports, it was popular for music sequencing and as a controller of musical instruments among amateur and professional musicians. The primary competitor of the Atari ST was the Amiga from Commodore.
The 520ST and 1040ST were followed by the Mega series, the STE, and the portable STacy. In the early 1990s, Atari released three final evolutions of the ST with significant technical differences from the original models: TT030 (1990), Mega STE (1991), and Falcon (1992). Atari discontinued the entire ST computer line in 1993, shifting the company's focus to the Jaguar video game console.
Development
The Atari ST was born from the rivalry between home computer makers Atari, Inc. and Commodore International. Jay Miner, one of the designers of the custom chips in the Atari 2600 and Atari 8-bit family, tried to convince Atari management to create a new chipset for a video game console and computer. When his idea was rejected, he left Atari to form a small think tank called Hi-Toro in 1982 and began designing the new "Lorraine" chipset.
Amiga ran out of capital to complete Lorraine's development, and Atari, by then owned by Warner Communications, paid Amiga to continue its work. In return, Atari received exclusive use of the Lorraine design for one year as a video game console. After that time, Atari had the right to add a keyboard and market the complete computer, designated the 1850XLD.
Tramel Technology
After leaving Commodore International in January 1984, Jack Tramiel formed Tramel (without an "i") Technology, Ltd. with his sons and other ex-Commodore employees and, in April, began planning a new computer. Interested in Atari's overseas manufacturing and worldwide distribution network, Tramiel negotiated with Warner in May and June 1984. He secured funding and bought Atari's consumer division, which included the console and home computer departments, in July. As executives and engineers left Commodore to join Tramel Technology, Commodore responded by filing lawsuits against four former engineers for infringement of trade secrets. The Tramiels did not purchase the employee contracts with the assets of Atari, Inc. and re-hired approximately 100 of the 900 former employees. Tramel Technology soon changed its name to Atari Corporation.
Commodore and Amiga
Amid rumors that Tramiel was negotiating to buy Atari, Amiga Corp. entered discussions with Commodore. This led to Commodore wanting to purchase Amiga Corporation outright, which Commodore believed would cancel any outstanding contracts, including Atari's. Instead of Amiga Corp. delivering Lorraine to Atari, Commodore delivered a check of $500,000 on Amiga's behalf, in effect returning the funds Atari invested in Amiga for the chipset. Tramiel countered by suing Amiga Corp. on August 13, 1984, seeking damages and an injunction to bar Amiga (and effectively Commodore) from producing anything with its technology.
The lawsuit left the Amiga team in limbo during mid-1984. Commodore eventually moved forward, with plans to improve the chipset and develop an operating system. Commodore announced the Amiga 1000 with the Lorraine chipset in July 1985, but it wasn't available in quantity until 1986. The delay gave Atari time to deliver the Atari 520ST in June 1985. In March 1987, the two companies settled the dispute out of court in a closed decision.
ST hardware
The lead architect of the new computer project at Tramel Technology and Atari Corporation was ex-Commodore employee Shiraz Shivji, who previously worked on the Commodore 64's development. Different CPUs were investigated, including the 32-bit National Semiconductor NS32000, but engineers were disappointed with its performance, and they moved to the Motorola 68000. The Atari ST design was completed in 5 months in 1984, concluding with it being shown at the January 1985 Consumer Electronics Show.
A custom sound processor called AMY had been in development at Atari, Inc. and was considered for the new ST computer design. The chip needed more time to complete, so AMY was dropped in favor of a commodity Yamaha YM2149F variant of the General Instrument AY-3-8910.
Operating system
Soon after the Atari buyout, Microsoft suggested to Tramiel that it could port Windows to the platform, but the delivery date was out by two years. Another possibility was Digital Research, which was working on a new GUI-based system then known as Crystal, soon to become GEM. Another option was to write a new operating system, but this was rejected as Atari management was unsure whether the company had the required expertise.
Digital Research was fully committed to the Intel platform, so a team from Atari was sent to the Digital Research headquarters to work with the "Monterey Team", which comprised a mixture of Atari and Digital Research engineers. Atari's Leonard Tramiel was the Atari person overseeing "Project Jason" (also known as The Operating System) for the Atari ST series, named for designer and developer Jason Loveman.
GEM is based on CP/M-68K, a direct port of CP/M to the 68000. By 1985, CP/M was becoming increasingly outdated; it did not support subdirectories, for example. Digital Research was also in the process of building GEMDOS, a disk operating system for GEM, and debated whether a port of it could be completed in time for product delivery in June. The decision was eventually taken to port it, resulting in a GEMDOS file system which became part of Atari TOS (for "The Operating System", colloquially known as the "Tramiel Operating System"). This gave the ST a fast, hierarchical file system, essential for hard drives, and provided programmers with function calls similar to MS-DOS. The Atari ST character set is based on codepage 437.
Release
After six months of intensive effort following Tramiel's takeover, Atari announced the 520ST at the Winter Consumer Electronics Show in Las Vegas in January 1985. InfoWorld assessed the prototypes shown at computer shows as follows:Pilot production models of the Atari machine are much slicker than the hand-built models shown at earlier computer fairs; it doesn't look like a typical Commodore 64-style, corner-cutting, low-cost Jack Tramiel product of the past.Atari unexpectedly displayed the ST at Atlanta COMDEX in May. Similarities to the original Macintosh and Tramiel's role in its development resulted in it being nicknamed "Jackintosh". Atari's rapid development of the ST amazed many, but others were skeptical, citing its "cheap" appearance, Atari's uncertain financial health, and poor relations between Tramiel-led Commodore and software developers.
Atari ST print advertisements stated, "America, We Built It For You", and quoted Atari president Sam Tramiel: "We promised. We delivered. With pride, determination, and good old ATARI know how". But Atari was out of cash, Jack Tramiel admitted that sales of its 8-bit family were "very, very slow", and employees feared that he would shut the company down.
In early 1985, the 520ST shipped to the press, developers, and user groups, and in early July 1985 for general retail sales. It saved the company. By November, Atari stated that more than 50 thousand 520STs had been sold, "with U.S. sales alone well into five figures". The machine had gone from concept to store shelves in a little under one year.
Atari had intended to release the 130ST with 128 KB of RAM and the 260ST with 256 KB. However, the ST initially shipped without TOS in ROM and required booting TOS from floppy, taking 206 KB RAM away from applications. The 260ST was launched in Europe on a limited basis. Early models have six ROM sockets for easy upgrades to TOS. New ROMs were released a few months later and were included in new machines and as an upgrade for older machines.
Atari originally intended to include GEM's GDOS (Graphical Device Operating System), which allows programs to send GEM VDI (Virtual Device Interface) commands to drivers loaded by GDOS. This allows developers to send VDI instructions to other devices simply by pointing to it. However, GDOS was not ready at the time the ST started shipping and was included in software packages and with later ST machines. Later versions of GDOS support vector fonts.
A limited set of GEM fonts were included in the ROMs, including the ST's standard 8x8 pixel graphical character set. It contains four characters which can be placed together in a square, forming the face of J. R. "Bob" Dobbs (the figurehead of the Church of the SubGenius).
The ST was less expensive than most contemporaries, including the Macintosh Plus, and is faster than many. Largely as a result of its price and performance factor, the ST became fairly popular, especially in Europe where foreign-exchange rates amplified prices. The company's English advertising slogan of the era was "Power Without the Price". An Atari ST and terminal emulation software was much cheaper than a Digital VT220 terminal, commonly needed by offices with central computers.
By late 1985, the 520STM added an RF modulator for TV display.
Industry reaction
Computer Gaming World stated that Tramiel's poor pre-Atari reputation would likely make computer stores reluctant to deal with the company, hurting its distribution of the ST. One retailer said, "If you can believe Lucy when she holds the football for Charlie Brown, you can believe Jack Tramiel"; another said that because of its experience with Tramiel, "our interest in Atari is zero, zilch". Neither Atari nor Commodore could persuade large chains like ComputerLand or BusinessLand to sell its products. Observers criticized Atari's erratic discussion of its stated plans for the new computer, as it shifted between using mass merchandisers, specialty computer stores, and both. When asked at COMDEX, Atari executives could not name any computer stores that would carry the ST. After a meeting with Atari, one analyst said, "We've seen marketing strategies changed before our eyes".
Tramiel's poor reputation influenced potential software developers. One said, "Dealing with Commodore is like dealing with Attila the Hun. I don't know if Tramiel will be following his old habits ... I don't see a lot of people rushing to get software on the machine." Large business-software companies like Lotus, Ashton-Tate, and Microsoft did not promise software for either the ST or Amiga, and the majority of software companies were hesitant to support another platform beyond the IBM PC, Apple, and Commodore 64. Philippe Kahn of Borland said, "These days, if I were a consumer, I'd stick with companies [such as Apple and IBM] I know will be around".
At Las Vegas COMDEX in November 1985, the industry was surprised by more than 30 companies exhibiting ST software while the Amiga had almost none. After Atlanta COMDEX, The New York Times reported that "more than 100 software titles will be available for the [ST], most written by small software houses that desperately need work", and contrasted the "small, little-known companies" at Las Vegas with the larger ones like Electronic Arts and Activision, which planned Amiga applications.
Trip Hawkins of Electronic Arts said, "I don't think Atari understands the software business. I'm still skeptical about its resources and its credibility." Although Michael Berlyn of Infocom promised that his company would quickly publish all of its games for the new computer, he doubted many others would soon do so. Spinnaker and Lifetree were more positive, both promising to release ST software. Spinnaker said that "Atari has a vastly improved attitude toward software developers. They are eager to give us technical support and machines". Lifetree said, "We are giving Atari high priority". Some, such as Software Publishing Corporation, were unsure of whether to develop for the ST or the Amiga. John C. Dvorak wrote that the public saw both Commodore and Atari as selling "cheap disposable" game machines, in part because of their computers' sophisticated graphics.
Design
The original 520ST case design was created by Ira Velinsky, Atari's chief Industrial Designer. It is wedge-shaped, with bold angular lines and a series of grilles cut into the rear for airflow. The keyboard has soft tactile feedback and rhomboid-shaped function keys across the top. It is an all-in-one unit, similar to earlier home computers like the Commodore 64, but with a larger keyboard with cursor keys and a numeric keypad. The original has an external floppy drive (SF354) and AC adapter. Starting with the 1040ST, the floppy drive and power supply are integrated into the base unit.
Ports
The ports on the 520ST remained largely unchanged over its history.
Standard
RS-232c serial port (DB25 male, operating as basic 9-conductor DTE)
Centronics printer port (DB25 female, officially compliant only with the most basic unidirectional standard with a single, "Busy" input line; unofficially offering some bidirectional capabilities)
Atari joystick ports (DE-9 male) for the mouse and game controllers
2 MIDI ports (5-pin DIN, "IN" and "OUT")
Because of its bi-directional design, the Centronics printer port can be used for joystick input, and several games used available adaptors that used the printer socket, providing two additional 9-pin joystick ports.
ST-specific
Monitor port (custom 13-pin DIN, 12 of the pins in a rectangular pattern, carrying signals for both RGB and monochrome monitors, monophonic audio and, in later models, composite video)
ACSI (similar to SCSI) DMA port (custom-sized 19-pin D-sub, for hard disks and laser printers, capable of up to 2 MByte/s with efficient programming)
Floppy port (14-pin DIN, listed as operating at 250 kbit/s)
ST cartridge port (double-sided 40-contact edge connector socket, for 128 KB ROM cartridges)
Monitor
The ST supports a monochrome or colour monitor. The colour hardware supports two resolutions: 320 × 200 pixels, with 16 of 512 colours; and 640 × 200, with 4 of 512 colours. The monochrome monitor was less expensive and has a single resolution of 640 × 400 at 71.25 Hz. The attached monitor determines available resolutions, so each application either supports both types of monitors or only one. Most ST games require colour with productivity software favouring the monochrome.
Floppy drive
Atari initially used single-sided 3.5 inch floppy disk drives that could store up to 360 KB. Later drives were double-sided and stored 720 KB. Some commercial software, particularly games, shipped by default on single-sided disks, even supplying two 360 KB floppies instead of a single double-sided one, to avoid alienating early adopters.
Some software uses formats which allow the full disk to be read by double-sided drives but still lets single-sided drives access side A of the disk. Many magazine coverdisks (such as the first 30 issues of ST Format) were designed this way, as were a few games. The music in Carrier Command and the intro sequence in Populous are not accessible to single-sided drives, for example.
STs with double-sided drives can read disks formatted by MS-DOS, but IBM PC compatibles can not read Atari disks because of differences in the layout of data on track 0.
Later systems
1040ST
Atari upgraded the basic design in 1986 with the 1040STF, stylized as 1040STF: essentially a 520ST with twice the RAM and with the power supply and a double-sided floppy drive built-in instead of external. This adds to the size of the machine, but reduces cable clutter. The joystick and mouse ports, formerly on the right side of the machine, are in a niche underneath the keyboard. An "FM" variant includes an RF modulator allowing a television to be used instead of a monitor.
The trailing "F" and "FM" were often dropped in common usage. In BYTE magazine's March 1986 cover photo of the system, the name plate reads 1040STFM but in the headline and article it's simply "1040ST".
The 1040ST is one of the earliest personal computers shipped with a base RAM configuration of 1 MB. With a list price of in the US, BYTE hailed it as the first computer to break the $1000 per megabyte price barrier. Compute! noted that the 1040ST is the first computer with one megabyte of RAM to sell for less than $2,500.
A limited number of 1040STFs shipped with a single-sided floppy drive.
Mega
Initial sales were strong, especially in Europe, where Atari sold 75% of its computers. West Germany became Atari's strongest market, with small business owners using them for desktop publishing and CAD.
To address this growing market segment, Atari introduced the ST1 at Comdex in 1986. Renamed to Mega, it includes a high-quality detached keyboard, a stronger case to support the weight of a monitor, and an internal bus expansion connector. An optional 20 MB hard drive can be placed below or above the main case. Initially equipped with 2 or 4 MB of RAM (a 1 MB version, the Mega 1, followed), the Mega machines can be combined with Atari laser's printer for a low-cost desktop publishing package.
A custom blitter coprocessor improved some graphics performance, but was not included in all models. Developers wanting to use it had to detect its presence in their programs. Properly written applications using the GEM API automatically make use of the blitter.
STE
In late 1989, Atari Corporation released the 520STE and 1040STE (also written STE), enhanced version of the ST with improvements to the multimedia hardware and operating system. It features an increased color palette of 4,096 colors from the ST's 512 (though the maximum displayable palette without programming tricks is still limited to 16 in the lowest 320 × 200 resolution, and even fewer in higher resolutions), genlock support, and a blitter coprocessor (stylized as "BLiTTER") which can quickly move large blocks of data (particularly, graphics data) around in RAM. The STE is the first Atari with PCM audio; using a new chip, it added the ability to play back 8-bit (signed) samples at 6258 Hz, 12517 Hz, 25033 Hz, and even 50066 Hz, via direct memory access (DMA). The channels are arranged as either a mono track or a track of LRLRLRLR... bytes. RAM is now much more simply upgradable via SIMMs.
Two enhanced joystick ports were added (two normal joysticks can be plugged into each port with an adapter), with the new connectors placed in more easily accessed locations on the side of the case. The enhanced joystick ports were re-used in the Atari Jaguar console and are compatible.
The STE models initially had software and hardware conflicts resulting in some applications and video games written for the ST line being unstable or even completely unusable, primarily caused by programming direct hardware calls which bypassed the operating system. Furthermore, even having a joystick plugged in would sometimes cause strange behavior with a few applications (such as the WYSIWYG word-processor application 1st Word Plus). Very little use was made of the extra features of the STE: STE-enhanced and STE-only software was rare.
The last STE machine, the Mega STE, is an STE in a grey Atari TT case that had a switchable 16 MHz, dual-bus design (16-bit external, 32-bit internal), optional Motorola 68881 FPU, built-in 1.44 MB "HD" 3-inch floppy disk drive, VME expansion slot, a network port (very similar to that used by Apple's LocalTalk) and an optional built-in 3" hard drive. It also shipped with TOS 2.00 (better support for hard drives, enhanced desktop interface, memory test, 1.44 MB floppy support, bug fixes). It was marketed as more affordable than a TT but more powerful than an ordinary ST.
Atari TT
In 1990, Atari released the high-end workstation-oriented Atari TT030, based on a 32 MHz Motorola 68030 processor. The "TT" name ("Thirty-two/Thirty-two") continued the nomenclature because the 68030 chip has 32-bit buses both internally and externally. Originally planned with a 68020 CPU, the TT has improved graphics and more powerful support chips. The case has a new design with an integrated hard-drive enclosure.
Falcon
The final model of ST computer is the Falcon030. Like the TT, it is 68030-based, at 16 MHz, but with improved video modes and an on-board Motorola 56001 audio digital signal processor. Like the Atari STE, it supports sampling frequencies above 44.1 kHz; the sampling master clock is 98340 Hz (which can be divided by a number between 2 and 16 to get the actual sampling frequencies). It can play the STE sample frequencies (up to 50066 Hz) in 8 or 16 bit, mono or stereo, all by using the same DMA interface as the STE, with a few additions. It can both play back and record samples, with 8 mono channels and 4 stereo channels, allowing musicians to use it for recording to hard drive. Although the 68030 microprocessor can use 32-bit memory, the Falcon uses a 16-bit bus, which reduces performance and cost. In another cost-reduction measure, Atari shipped the Falcon in an inexpensive case much like that of the STF and STE. Aftermarket upgrade kits allow it to be put in a desktop or rack-mount case, with the keyboard separate.
Released in 1992, the Falcon was discontinued by Atari the following year. In Europe, C-Lab licensed the Falcon design from Atari and released the C-Lab Falcon Mk I, identical to Atari's Falcon except for slight modifications to the audio circuitry. The Mk II added an internal 500 MB SCSI hard disk; and the Mk X further added a desktop case. C-Lab Falcons were also imported to the US by some Atari dealers.
Software
As with the Atari 8-bit family of computers, software publishers attributed their reluctance to produce Atari ST products in part to—as Compute! reported in 1988—the belief in the existence of a "higher-than-normal amount of software piracy". That year, WordPerfect threatened to discontinue the Atari ST version of its word processor because the company discovered that pirate bulletin board systems (BBSs) were distributing it, causing ST-Log to warn that "we had better put a stop to piracy now ... it can have harmful effects on the longevity and health of your computer". In 1989, magazines published a letter by Gilman Louie, head of Spectrum HoloByte. He stated that he had been warned by competitors that releasing a game like Falcon on the ST would fail because BBSs would widely disseminate it. Within 30 days of releasing the non-copy protected ST version, the game was available on BBSs with maps and code wheels. Because the ST market was smaller than that for the IBM PC, it was more vulnerable to piracy which, Louie said, seemed to be better organized and more widely accepted for the ST. He reported that the Amiga version sold in six weeks twice as much as the ST version in nine weeks, and that the Mac and PC versions had four times the sales. Computer Gaming World stated "This is certainly the clearest exposition ... we have seen to date" of why software companies produced less software for the ST than for other computers.
Several third-party OSes were developed for, or ported to, the Atari ST. Unix clones include Idris, Minix, and the MiNT OS which was developed specifically for the Atari ST.
Audio
Plenty of professional quality MIDI-related software was released. The popular Windows and Macintosh applications Cubase and Logic Pro originated on the Atari ST (the latter as Creator, Notator, Notator-SL, and Notator Logic). Another popular and powerful ST music sequencer application, KCS, contains a "Multi-Program Environment" that allows ST users to run other applications, such as the synthesizer patch editing software XoR (now known as Unisyn on the Macintosh), from within the sequencer application.
Music tracker software became popular on the ST, such as the TCB Tracker, aiding the production of quality music from the Yamaha synthesizer, now called chiptunes.
Due to the ST having comparatively large amounts of memory for the time, sound sampling packages became feasible. Replay Professional features a sound sampler using the ST cartridge port to read in parallel from the cartridge port from the ADC. For output of digital sound, it uses the on-board frequency output, sets it to 128 kHz (inaudible) and then modulates the amplitude of that.
MasterTracks Pro originated on Macintosh, then ST, then IBM PC version. It continued on Windows and macOS, along with the original company's notation applications Encore.
Applications
Professional desktop publishing software includes PageStream and Calamus. Word processors include WordPerfect, Microsoft Write, AtariWorks, Signum, Script and First Word (bundled with the machine). Spreadsheets include 3D-Calc, and databases include Zoomracks. Graphics applications include NEOchrome, DEGAS & DEGAS Elite, Deluxe Paint, STAD, and Cyber Paint (which author Jim Kent would later evolve into Autodesk Animator) with advanced features such as 3D design and animation. The Spectrum 512 paint program uses rapid palette switching to expand the on-screen color palette to 512 (up to 46 colors per scan line).
3D computer graphics applications (like Cyber Studio CAD-3D, which author Tom Hudson later developed into Autodesk 3D Studio), brought 3D modelling, sculpting, scripting, and computer animation to the desktop. Video capture and editing applications use dongles connected to the cartridge port for low frame rate, mainly silent and monochrome, but progressed to sound and basic color in still frames. At the end, Spectrum 512 and CAD-3D teamed up to produce realistic 512-color textured 3D renderings, but processing was slow, and Atari's failure to deliver a machine with a math coprocessor had Hudson and Yost looking towards the PC as the future before a finished product could be delivered to the consumer.
Garry Kasparov became the first chess player to register a copy of ChessBase, a popular commercial database program for storing and searching records of chess games. The first version was built for Atari ST with his collaboration in January 1987. In his autobiography Child of Change, he regards this facility as "the most important development in chess research since printing".
Graphical touchscreen point of sale software for restaurants was originally developed for Atari ST by Gene Mosher under the ViewTouch copyright and trademark. Instead of using GEM, he developed a GUI and widget framework for the application using the NEOchrome paint program.
Software development
The 520ST was bundled with both Digital Research Logo and Atari ST BASIC. Third-party BASIC systems with better performance were eventually released: HiSoft BASIC, GFA BASIC, FaST BASIC, DBASIC, LDW BASIC, Omikron BASIC, BASIC 1000D and STOS. In the later years of the Atari ST, Omikron Basic was bundled with it in Germany.
Atari's initial development kit from Atari is a computer and manuals. The cost discouraged development. The later Atari Developer's Kit consists of software and manuals for . It includes a resource kit, C compiler (first Alcyon C, then Mark Williams C), debugger, 68000 assembler, and non-disclosure agreement. The third-party Megamax C development package was .
Other development tools include 68000 assemblers (MadMac from Atari, HiSoft Systems's Devpac, TurboAss, GFA-Assembler), Pascal (OSS Personal Pascal, Maxon Pascal, PurePascal), Modula-2, C compilers (Lattice C, Pure C, Megamax C, GNU C, Aztec C, AHCC), LISP, and Prolog.
Games
The ST had success in gaming due to the low cost, fast performance, and colorful graphics compared to contemporary PCs or 8-bit systems. ST game developers include Peter Molyneux, Doug Bell, Jeff Minter, Éric Chahi, Jez San, and David Braben.
The realtime pseudo-3D role-playing video game Dungeon Master, was developed and released first on the ST, and is considered to be the best-selling software ever produced for the platform. Simulation games like Falcon and Flight Simulator II use the ST's graphics hardware, as do many arcade ports. The 1987 first person shooter, MIDI Maze, uses the MIDI ports to connect up to 16 machines for networked deathmatch play. The critically acclaimed Another World was originally released for ST and Amiga in 1991 with its engine developed on the ST and the rotoscoped animation created on the Amiga. While American developers stopped making ST games around 1991 (The Secret of Monkey Island was the last major American-coded title) it remained popular with many European developers (primarily in France and Britain) until 1993.
The ST's lack of hardware scrolling meant that many games used smaller screen windows, or flick-screen gameplay instead of scrolling. Combined with sound hardware that was not considered the equal of the Amiga or Commodore 64, the machine's performance for 2D arcade games was seen as its weakest point. Games simultaneously released on the Amiga that do not use the Amiga's superior graphics and sound capabilities were often accused by video game magazines of simply being ST ports.. While the ST was often the lead machine, or jointly with the Amiga version, for the 68000 coded versions, later titles such as Lemmings, Cannon Fodder, Turrican II, Sensible Soccer, The Chaos Engine and Civilization were usually coded for the Amiga in 32 colors first and later converted down to the ST in 16 colors.
Emulators
Spectre GCR emulates the Macintosh. MS-DOS emulators were released in the late 1980s. PC-Ditto has a software-only version, and a hardware version that plugs into the cartridge slot or kludges internally. After running the software, an MS-DOS boot disk is required to load the system. Both run MS-DOS programs in CGA mode, though much more slowly than on an IBM PC. Other options are the PC-Speed (NEC V30), AT-Spee (Intel 80286), and ATonce-386SX (Intel 80386SX) hardware emulator boards.
Music industry
The ST's low cost, built-in MIDI ports, and fast, low-latency response times made it a favorite with musicians.
Prominent Russian film music and song composer Aleksandr Zatsepin started using personal computers for work with Atari 1040ST and continued using Cubase and Vienna Symphonic Library.
German electronic music pioneers Tangerine Dream relied heavily on the Atari ST in the studio and for live performances during the late 1980s and 1990s.
The album notes for Mike Oldfield's Earth Moving state that it was recorded using an Atari ST and C-Lab MIDI software.
The Fatboy Slim album You've Come a Long Way, Baby was created using an Atari ST.
In the Paris performance of Jean Michel Jarre's album Waiting for Cousteau, the Paris La Défense – Une Ville En Concert, musicians have attached Atari ST machines with C-Lab Unitor software to their keyboards, as seen in the TV live show and video recordings.
White Town's "Your Woman", which reached #1 in the UK singles charts, was created using an Atari ST.
The Utah Saints used a 520ST and 1040ST running Cubase during the recording of both of their albums, Utah Saints and Two, with their 1040ST still occasionally used for re-recording or remixing early tracks up to 2015.
Atari Teenage Riot programmed most of their music on an Atari ST, including the entire album Is This Hyperreal? (June 2011).
Cabaret Voltaire founder Richard H. Kirk said in 2016 that he continues to write music on an Atari 1040ST with C-Lab.
Darude used Cubase on an Atari 1040ST when he created his 2000 hit "Sandstorm".
Depeche Mode used a combination of an Atari ST and Cubase in the studio during the production of Songs of Faith and Devotion in 1992. The machine is visible in the documentary included with the 2006 remaster of the album.
Record producer Jimmy Hotz used an Atari ST to produce Fleetwood Mac's "Tango In The Night" album, and records for B.B. King and Dave Mason.
British DJ and house producer Joey Negro.
British songwriters and record producers Stock, Aitken, and Waterman.
British synth pop duo Pet Shop Boys replaced their Fairlight CMI with an Atari ST, with their programmer Pete Gleadall saying "[Atari ST] was just much easier to work with".
Canadian industrial band Skinny Puppy used the Atari ST with Steinberg Pro 24 software to produce several of their albums, including Rabies and The Process. A 1040ST can be seen in footage of the band jamming in their studio during The Process''' writing sessions.
Technical specifications
All STs are made up of both custom and commercial chips.
Custom chips:
ST Shifter "Video shift register chip": Enables bitmap graphics using 32 KB of contiguous memory for all resolutions. Screen address has to be a multiple of 256.
ST GLU "Generalized Logic Unit": Control logic for the system used to connect the ST's chips. Not part of the data path, but needed to bridge chips with each other.
ST MMU "Memory Management Unit": Provides signals needed for CPU/blitter/DMA and Shifter to access dynamic RAM. Even memory accesses are given to CPU/blitter/DMA while odd cycles are reserved for DRAM refresh or used by Shifter for displaying contents of the frame buffer.
ST DMA "Direct Memory Access": Used for floppy and hard drive data transfers. Can directly access main memory in the ST.
Support chips:
MC6850P ACIA "Asynchronous Common Interface Adapter": Enables the ST to directly communicate with MIDI devices and keyboard (two chips used). for MIDI, for keyboard.
MC68901 MFP "Multi Function Peripheral": Used for interrupt generation/control, serial and misc. control input signals. Atari TT030 has two MFP chips.
WD-1772-PH "Western Digital Floppy Disk Controller": Floppy controller chip.
YM2149F PSG "Programmable Sound Generator": Provides three-voice sound synthesis, also used for floppy signalling, serial control output and printer parallel port.
HD6301V1 "Hitachi keyboard processor": Used for keyboard scanning and mouse/joystick ports.
ST/STF/STM/STFM
As originally released in the 520ST:
CPU: Motorola 68000 16-/32-bit CPU @ 8 MHz. 16-bit data/32-bit internal/24-bit address.
RAM: 512 KB or 1 MB
Display modes (60 Hz NTSC, 50 Hz PAL, 71.2 Hz monochrome):
Low resolution: 320 × 200 (16 color), palette of 512 colors
Medium resolution: 640 × 200 (4 color), palette of 512 colors
High resolution: 640 × 400, monochrome
Sound: Yamaha YM2149 3-voice squarewave plus 1-voice white noise mono Programmable Sound Generator
Drive: Single-sided 3" floppy disk drive, 360 KB capacity when formatted to standard 9 sector, 80 track layout.
Ports: TV out (on ST-M and ST-FM models, NTSC or PAL standard RF modulated), MIDI in/out (with 'out-thru'), RS-232 serial, Centronics parallel (printer), monitor (RGB or Composite Video color and mono, 13-pin DIN), extra disk drive port (14-pin DIN), DMA port (ACSI port, Atari Computer System Interface) for hard disks and Atari Laser Printer (sharing RAM with computer system), joystick and mouse ports (9-pin MSX standard)
Operating System: TOS v1.00 (TOS meaning The Operating System) with the Graphics Environment Manager (GEM)
Very early machines have the OS on a floppy disk before a final version was burned into ROM. This version of TOS was bootstrapped from a small core boot ROM.
In 1986, most production models became STFs, with an integrated single- (520STF) or double-sided (1040STF) double density floppy disk drive built-in, but no other changes. Also in 1986, the 520STM (or 520STM) added an RF Modulator for allowing the low and medium resolution color modes when connected to a TV. Later F and FM'' models of the 520 had a built-in double-sided disk drive instead of a single-sided one.
STE
As originally released in the 520STE/1040STE:
All of the features of the 520STFM/1040STFM
Extended palette of 4,096 available colors to choose from
Blitter chip (stylized as BLiTTER) to copy/fill/clear large data blocks with a max write rate of 4 Mbytes/s
Hardware support for horizontal and vertical fine scrolling and split screen (using the Shifter video chip)
DMA sound chip with 2-channels stereo 8-bit PCM sound at 6.25/12.5/25/50 kHz and stereo RCA audio-out jacks (using enhancements to the Shifter video chip to support audio shifting)
National LMC 1992 audio controller chip, allowing adjustable left/right/master volume and bass and treble EQ via a Microwire interface
Memory: 30-pin SIMM memory slots (SIPP packages in earliest versions) allowing upgrades up to 4 MB Allowable memory sizes including only 0.5, 1.0, 2.0, 2.5 and 4.0 MB due to configuration restraints (however, 2.5 MB is not officially supported and has compatibility problems). Later third-party upgrade kits allow a maximum of 14MB w/Magnum-ST, bypassing the stock MMU with a replacement unit and the additional chips on a separate board fitting over it.
Ability to synchronize the video timings with an external device so that a video Genlock device can be used without having to make any modifications to computer's hardware
Analogue joypad ports (2), with support for devices such as paddles and light pens in addition to joysticks/joypads. The Atari Jaguar joypads and Power Pad joypads (gray version of Jaguar joypads marketed for the STE and Falcon) can be used without an adapter. Two standard Atari-style digital joysticks could be plugged into each analogue port with an adapter.
TOS 1.06 (also known as TOS 1.6) or TOS 1.62 (which fixed some major backwards-compatibility bugs in TOS 1.6) in two socketed 128 KB ROM chips.
Socketed PLCC 68000 CPU
Models
The members of the ST family are listed below, in roughly chronological order:
520ST original model with 512 KB RAM, external power supply, no floppy disk drive. The early models had only a bootstrap ROM and TOS had to be loaded from disk.
520ST+ same as the original model 520ST, but with 1 MB of RAM,
260ST originally intended to be a 256 KB variant, but actually sold in small quantities in Europe with 512 KB. Used after the release of the 520ST+ to differentiate the cheaper 512 KB models from the 1 MB models. Because the early 520STs were sold with TOS on disk, which used up 192 KB of RAM, the machine only had around 256 KB left.
520STM a 520ST with a built-in modulator for TV output and 512 KB RAM.
520STFM a 520STM with a redesigned motherboard in a larger case with a built-in floppy disk drive (in some cases a single-sided drive only), and 512 KB RAM.
520STF a 520STFM without RF modulator
1040STF a 520STFM with 1 MB of RAM and a built-in double-sided floppy disk drive, but without RF modulator
1040STFM a 520STFM with 1 MB of RAM and a built-in double-sided floppy disk drive with RF modulator
Mega ST (MEGA 1, MEGA 2, MEGA 4) redesigned motherboard with 1, 2 or 4 MB of RAM, respectively, in a much improved "pizza box" case with a detached keyboard. All MEGA mainboards have a PLCC socket for the BLiTTER chip and some early models did not include the BLiTTER chip. They also included a real-time clock and internal expansion connector. Some early MEGA 2 had a MEGA 4 mainboard with half of the memory chip places unpopulated and the MEGA 2 can be upgraded by adding the additional DRAM chips and some resistors for the control lines. The MEGA 1 mainboards had a redesigned memory chip area and could not be upgraded in this way as there are only places for the 1 MByte DRAM chips.
520STE and 1040STE a 520STFM/1040STFM with enhanced sound, a BLiTTER chip, and a 4096-color palette, in the older 1040-style all-in-one case
Mega STE same hardware as 1040STE except for a faster 16 MHz processor with 16K cache, an onboard SCSI controller, additional faster RS232 port, VME expansion port, in an ST gray version of the TT case
STacy a portable (but definitely not laptop) version of the ST with the complete ST keyboard, an LCD screen simulating 640x400 hi-res, and a mini-trackball intended mostly for travelers and musicians because of the backlit screen and its built-in midi ports. Originally designed to operate on 12 standard C cell flashlight batteries for portability, when Atari finally realized how quickly the machine would use up a set of batteries (especially when rechargeable batteries of the time supplied insufficient power compared to the intended alkalines), they simply glued the lid of the battery compartment shut.
ST BOOK a later portable ST, more portable than the STacy, but sacrificing several features in order to achieve this, notably the backlight and internal floppy disk drive. Files were meant to be stored on a small amount (one megabyte) of internal flash memory 'on the road' and transferred using serial or parallel links, memory flashcards or external (and externally powered) floppy disk to a desktop ST once back indoors. The screen is highly reflective for the time, but still hard to use indoors or in low light, it is fixed to the 640 × 400 1-bit mono mode, and no external video port was provided. Despite its limitations, it gained some popularity, particularly amongst musicians.
Unreleased
The 130ST was intended to be a 128 KB variant. It was announced at the 1985 CES alongside the 520ST but never produced. The 4160STE was a 1040STE, but with 4 MB of RAM. A small quantity of development units were produced, but the system was never officially released. Atari did produce a quantity of 4160STE metallic case badges which found their way to dealers, so it's not uncommon to find one attached to systems which were originally 520/1040STE. No such labels were produced for the base of the systems.
Related systems
Atari Transputer Workstation is a standalone machine developed in conjunction with Perihelion Hardware, containing modified ST hardware and up to 17 transputers capable of massively parallel operations for tasks such as ray tracing.
Clones
Following Atari's departure from the computer market, both Medusa Computer Systems and Milan Computer manufactured Atari Falcon/TT-compatible machines with 68040 and 68060 processors. The FireBee is an Atari ST/TT clone based on the Coldfire processor. The GE-Soft Eagle is a 32 MHz TT clone.
Peripherals
SF354: Single-sided double-density 3-inch floppy drive (360 KB) with external power supply
SF314: Double-sided double-density 3-inch floppy drive (720 KB) with external power supply
PS3000: Combined 12-inch color monitor and 360k 3-inch floppy drive (SF354). Speaker. Manufactured by JVC in limited quantity (≈1000), only a few working models remain.
SM124: Monochrome monitor, 12-inch screen, 640 × 400 pixels, 70 Hz refresh
SM125: Monochrome monitor, 12-inch screen, up/down/sideways swivel stand, speaker, 640x400 pixels, 70 Hz refresh
SM147: Monochrome monitor, 14-inch screen, no speaker, replacement for SM124
SC1224: Color monitor, 12-inch screen, 640 × 200 pixels plus speaker
SC1425: Color monitor, 14-inch screen, One speaker on the left of screen, a jack to plug ear-listeners
SC1435: Color monitor, 14-inch screen, stereo speakers, replacement for SC1224 (rebadged Magnavox 1CM135)
SM195: Monochrome monitor, 19-inch screen for TT030. 1280 × 960 pixels. 70 Hz refresh
SH204: External hard drive, 20 MB MFM drive, "shoe box" case made of metal
SH205: External hard drive, Mega ST matching case, 20 MB MFM 3.5-inch (Tandon TM262) or 5.25-inch (Segate ST225) drive with ST506 interface (became later the Megafile 20)
Megafile 20, 30, 60: External hard drive, Mega ST matching case, ACSI bus; Megafile 30 and 60 had a 5.25-inch RLL (often a Seagate ST238R 30 MByte or Seagate ST277R 60 MByte drive) with ST506 interface
Megafile 44: Removable cartridge drive, ACSI bus, Mega ST matching case
SLM804: Laser printer, connected through ACSI DMA port, used ST's memory and processor to build pages for printing
SLM605: Laser printer, connected through ACSI DMA port, smaller than SLM804.
See also
Bitstream Speedo Fonts – the fonts included in the Atari ST
References
External links
"The little green desktop"
Atarimania: Atari ST software preservation project
Atari ST Computer Systems, Peripherals and Prototypes
BYTE Magazine September 1986, Atari ST Software Development
68000-based home computers
All-in-one desktop computers
Atari ST
Home computers
Products introduced in 1985 |
2144 | https://en.wikipedia.org/wiki/Aaliyah | Aaliyah | Aaliyah Dana Haughton ( ; January 16, 1979 – August 25, 2001) was an American singer and actress. She has been credited with helping to redefine contemporary R&B, pop, and hip hop, earning her the nicknames the "Princess of R&B" and "Queen of Urban Pop".
Born in Brooklyn and raised in Detroit, she first gained recognition at the age of 10, when she appeared on the television show Star Search and performed in concert alongside Gladys Knight. At the age of 12, Aaliyah signed with Jive Records and her uncle Barry Hankerson's Blackground Records. Hankerson introduced her to R. Kelly, who became her mentor, as well as lead songwriter and producer of her debut album, Age Ain't Nothing but a Number. The album sold three million copies in the United States and was certified double platinum by the Recording Industry Association of America (RIAA). After allegations of an illegal marriage with Kelly, Aaliyah ended her contract with Jive and signed with Atlantic Records.
Aaliyah worked with record producers Timbaland and Missy Elliott for her second album, One in a Million, which sold three million copies in the United States and more than eight million copies worldwide. In 2000, Aaliyah appeared in her first film, Romeo Must Die. She contributed to the film's soundtrack, which spawned the single "Try Again". The song topped the Billboard Hot 100 solely on airplay, making Aaliyah the first artist in Billboard history to achieve this goal. After completing Romeo Must Die, Aaliyah filmed her role in Queen of the Damned, and released, in 2001, her third and final album Aaliyah, which topped the Billboard 200.
On August 25, 2001, Aaliyah was killed in an airplane accident in the Bahamas at the age of 22 along with eight other passengers when the overloaded aircraft, which she was traveling in, crashed shortly after takeoff. The pilot was later found to have traces of cocaine and alcohol in his body and was not qualified to fly the aircraft designated for the flight. Aaliyah's family later filed a wrongful death lawsuit against the aircraft's operator, Blackhawk International Airways, which was settled out of court. In the decades since her death, Aaliyah's music has continued to achieve commercial success, aided by several posthumous releases. She has sold 8.1 million albums in the US and an estimated 24 to 32 million albums worldwide. Billboard lists her as the tenth most successful female R&B artist of the past 25 years, and the 27th most successful in history. Her accolades include three American Music Awards and two MTV VMAs, along with five Grammy Award nominations.
Early life
Aaliyah Dana Haughton was born on January 16, 1979, in Brooklyn, New York, the younger child of Diane and Michael "Miguel" Haughton, a warehouse worker. She was of African-American descent. Her name is the feminine form of the Arabic "Ali", meaning "highest, most exalted one, the best." Aaliyah was fond of her name, calling it "beautiful" and saying she was "very proud of it" and strove to live up to her name every day. When she was five years old, her family moved to Detroit, Michigan, where she was raised along with her older brother, Rashad.
In Detroit, her father began working in the warehouse business, one of his brother-in-law Barry Hankerson's widening interests. Her mother stayed home and raised she and her brother.
At an early age her mother enrolled her in voice lessons. Eventually, she started performing at weddings, church choir, and charity events. Aaliyah attended a Catholic school, Gesu Elementary, where in first grade she was cast in the stage play Annie, which inspired her to become an entertainer.
Aaliyah's mother was a vocalist, and her uncle Hankerson was an entertainment lawyer who had been married to Gladys Knight. As a child, Aaliyah traveled with Knight and worked with an agent in New York to audition for commercials and television programs, including Family Matters. After failing to land a role on the show she continued her acting through the Gesu Players. In 1989 at age ten she appeared on Star Search, where she performed "My Funny Valentine". Aaliyah chose to begin auditioning. Her mother made the decision to drop her surname. She auditioned for several record labels and at age 11 appeared in concerts alongside Knight. During her childhood, she had several pet animals including ducks, snakes and iguanas. Her cousin Jomo had a pet alligator, which Aaliyah felt was too much, remarking, "that was something I wasn't going to stroke."
Education
When she was growing up, Aaliyah attended Detroit schools and believed she was well-liked, but got teased for her short stature. She recalled coming into her own before age 15 and came to love her height. Her mother told her to be happy she was small and complimented her. Other children disliked Aaliyah, but she did not stay focused on them. "You always have to deal with people who are jealous, but there were so few it didn't even matter. The majority of kids supported me, which was wonderful. When it comes to dealing with negative people, I just let it in one ear and out the other. Those people were invisible to me." Even in her adult life, she considered herself small. She had "learned to accept and love" herself and added: "the most important thing is to think highly of yourself because if you don't, no one else will".
During her audition for acceptance to the Detroit High School for the Fine and Performing Arts, Aaliyah sang the song "Ave Maria" in its entirety in the Italian language. Aaliyah, who maintained a perfect 4.0 grade-point average when graduating from high school, felt education was important. She saw fit to keep her grades up despite the pressures and time constraints brought on her during the early parts of her career. She called herself a perfectionist and recalled always being a good student. Aaliyah reflected: "I always wanted to maintain that, even in high school when I first started to travel. I wanted to keep that 4.0. Being in the industry, you know, I don't want kids to think, 'I can just sing and forget about school.' I think it's very important to have an education, and even more important to have something to fall back on." She did this in her own life, as she planned to "fall back on" another part of the entertainment industry. She believed that she could teach music history or open her own school to teach that or drama if she did not make a living as a recording artist because, as she reasoned, "when you pick a career it has to be something you love".
Career
1991–1995: Age Ain't Nothing but a Number
After Hankerson signed a distribution deal with Jive Records, he signed Aaliyah to his Blackground Records label at the age of 12. Hankerson later introduced her to recording artist and producer R. Kelly, who became Aaliyah's mentor, as well as lead songwriter and producer of her first album, recorded when she was 14. Aaliyah's debut album, Age Ain't Nothing but a Number, was released under her mononym "Aaliyah", by Jive and Blackground Records on May 24, 1994; it debuted at number 24 on the Billboard 200 chart, selling 38,000 copies in its first week. It peaked at number 18 on the Billboard 200 and it was certified two times Platinum by the RIAA. To date the album has sold over 3 million copies in the US. In Canada, the album was certified gold by Music Canada for 50,000 copies in shipments. In 2014, Vibe magazine estimated that the album had sold six million copies globally.
Upon its release, Age Ain't Nothing But a Number received generally favorable reviews from music critics. Some writers noted that Aaliyah's "silky vocals" and "sultry voice" blended with Kelly's new jack swing helped define R&B in the 1990s. Her sound was also compared to that of female quartet En Vogue. Christopher John Farley of Time magazine called the album a "beautifully restrained work", noting that Aaliyah's "girlish, breathy vocals rode calmly on R. Kelly's rough beats". Stephen Thomas Erlewine of AllMusic felt that the album had its "share of filler", but described the singles as "slyly seductive". He also wrote that the songs on the album were "frequently better" than that of Kelly's second studio album, 12 Play. The single "At Your Best (You Are Love)" was criticized by Billboard for being out of place on the album and for its length.
Aaliyah's debut single, "Back & Forth", peaked at number 5 on the Hot 100 and topped the Hot R&B/Hip-Hop Songs chart for three weeks. Two more singles charted: a cover of the Isley Brothers' "At Your Best (You Are Love)" peaked at number 6 on the Billboard Hot 100, and the album's title track, "Age Ain't Nothing but a Number", peaked at number 75. Additionally, she released "The Thing I Like" as part of the soundtrack to the 1994 film A Low Down Dirty Shame.
1996–2000: One in a Million and Romeo Must Die
In 1996, Aaliyah left Jive Records and signed with Atlantic Records. She worked with record producers Timbaland and Missy Elliott, who contributed to her second studio album, One in a Million. Elliott recalled Timbaland and herself being nervous to work with Aaliyah, since Aaliyah had already released her successful debut album while Elliott and Timbaland were just starting out. Elliott also feared she would be a diva, but reflected that Aaliyah "came in and was so warming; she made us immediately feel like family." The album yielded the lead single "If Your Girl Only Knew", which peaked at number 11 on the Billboard Hot 100 and topped the Billboard Hot R&B/Hip-Hop Songs for two weeks. It also generated the singles "Hot Like Fire" and "4 Page Letter". One in a Million peaked at number 18 on the Billboard 200, and was certified double platinum by the RIAA on June 16, 1997, denoting shipments of two million copies. The album went on to sell 3 million copies in the US and over eight million copies worldwide. The year after her album was released, Aaliyah was featured on Timbaland & Magoo's debut single, "Up Jumps da Boogie".
In 1997 Aaliyah graduated with a 4.0 GPA from the Detroit High School for the Fine and Performing Arts, where she majored in drama. The same year, she began her acting career, playing herself in the police drama television series New York Undercover. During this time, Aaliyah participated in the Children's Benefit Concert, a charity concert at the Beacon Theatre in New York. She also became the spokesperson for the Tommy Hilfiger Corporation. During her campaign with Tommy Hilfiger, the company sold over 2,400 pairs of the red, white and blue baggy jeans she wore in their advertisements. In December 1997, she performed the Christmas carol "What Child Is This?" at the annual Christmas in Washington television special. She also contributed to the soundtrack album for the animated film Anastasia, performing a cover version of "Journey to the Past" that earned songwriters Lynn Ahrens and Stephen Flaherty a nomination for the Academy Award for Best Original Song. Aaliyah performed the song at the 1998 Academy Awards ceremony, becoming the youngest singer to perform at the event. Also in 1998, she released the song "Are You That Somebody?" which was featured on the Dr. Dolittle soundtrack. The song peaked at number 21 on the Billboard Hot 100 and earned Aaliyah her first Grammy Award nomination.
In 1999, Aaliyah landed her first big-screen acting role in Romeo Must Die. She starred opposite martial artist Jet Li, playing a couple who fall in love amid their warring families. Released on March 24, 2000, the movie grossed US$18.6 million in its first weekend, ranking number two at the box office. Aaliyah purposely stayed away from reviews of the film to "make it easier on" herself, but she heard "that people were able to get into me, which is what I wanted." In contrast, some critics felt there was no chemistry between her and Jet Li, as well as viewing the film as too simplistic. This was echoed by Elvis Mitchell of The New York Times, who wrote that while Aaliyah was "a natural" and the film was conceived as a spotlight for both her and Li, "they have so little chemistry together you'd think they're putting out a fire instead of shooting off sparks.
In addition to acting, Aaliyah served as an executive producer of the film's soundtrack, for which she contributed four songs. "Try Again" was released as a single from the soundtrack; the song topped the Billboard Hot 100, making Aaliyah the first artist to top the chart based solely on airplay; this led the song to be released in a 12-inch vinyl and 7-inch single. The music video won the Best Female Video and Best Video from a Film awards at the 2000 MTV Video Music Awards. It also earned her a Grammy Award nomination for Best Female R&B Vocalist. The soundtrack went on to sell 1.5 million copies in the United States.
2001: Aaliyah and Queen of the Damned
After completing Romeo Must Die, Aaliyah began to work on her second film, Queen of the Damned. She played the role of an ancient vampire, Queen Akasha, which she described as a "manipulative, crazy, sexual being". Filming both Romeo Must Die and Queen of the Damned delayed the release of the album. Aaliyah had not intended for her albums to have such a gap between them. "I wanted to take a break after One in a Million to just relax, think about how I wanted to approach the next album. Then, when I was ready to start back up, "Romeo" happened, and so I had to take another break and do that film and then do the soundtrack, then promote it. The break turned into a longer break than I anticipated." Ultimately, she filmed Queen of the Damned and recorded her third album at the same time so that it could be released in 2001. Aaliyah enjoyed balancing her singing and acting careers. Though she called music a "first" for her, she also had been acting since she was young and had wanted to begin acting "at some point in my career", but "wanted it to be the right time and the right vehicle" and felt Romeo Must Die "was it". Connie Johnson of the Los Angeles Times argued that Aaliyah having to focus on her film career may have caused her to not give the album "the attention it merited."
During the recording stages for the album, Aaliyah's publicist disclosed that the album's release date was most likely in October 2000. Eventually, she finished recording the album in March 2001; after a year of recording tracks that began in March of the previous year.
Aaliyah was released five years after One in a Million on July 17, 2001, and it debuted at number two on the Billboard 200, selling 187,000 copies in its first week. The first single from the album, "We Need a Resolution", peaked at number 59 on the Billboard Hot 100. The week after Aaliyah's death, her third album rose from number 19 to number 1 on the Billboard 200. "Rock the Boat" was released as a posthumous single. The music video premiered on BET's Access Granted, and it became the most viewed and highest rated episode in the history of the show. The song peaked at number 14 on the Billboard Hot 100. Promotional posters for Aaliyah that had been put up in major cities such as New York and Los Angeles became makeshift memorials for grieving fans. In February 2002, the album was certified double Platinum by the RIAA.
"More than a Woman" and "I Care 4 U" were released as posthumous singles and peaked within the top 25 of the Billboard Hot 100. "More than a Woman" reached number one on the UK singles chart making Aaliyah the first female deceased artist to reach number one on the UK singles chart. "More than a Woman" was replaced by George Harrison's "My Sweet Lord" which is the only time in the UK singles chart's history when a dead artist has replaced another dead artist at number one.
Aaliyah was signed to appear in several future films, including a romantic film titled Some Kind of Blue, and a Whitney Houston–produced remake of the 1976 film Sparkle. Houston recalled Aaliyah being "so enthusiastic" about the film; the project was shelved after she died. Before her death Aaliyah filmed some scenes for the sequels of The Matrix as the character Zee. A portion of her role in The Matrix Reloaded was filmed; these unused scenes were included in the tribute section of the Matrix Ultimate Collection series.
Artistry
Voice
Aaliyah had the vocal range of a soprano, and with the release of her debut album Age Ain't Nothing but a Number, writer Dimitri Ehrlich of Entertainment Weekly compared her style and sound to R&B group En Vogue. Ehrlich also expressed that Aaliyah's "silky vocals are more agile than those of self-proclaimed queen of hip-hop soul Mary J. Blige." In her review for Aaliyah's second studio album One in a Million Vibe magazine, music critic Dream Hampton said that Aaliyah's "deliciously feline" voice has the same "pop appeal" as Janet Jackson's. According to Rolling Stone "the most remarkable thing about Aaliyah's voice, besides its flexibility and crisp range, was its almost preternatural poise — she always seemed to be holding her power in reserve, to know every side of the scenarios she described". While, Siân Pattenden from Mixmag stated that, "She doesn't try to toss the caber with vocal athleticism. There's no shouting, screeching, wailing or jazz-style noodling. Everything is underplayed: Ms Haughton's range is displayed by the slightest high-octave backing and tiniest harmonies".
Aaliyah herself said her vocal styling consisted of her singing softly while utilizing her falsetto. She further explained saying, "My signature style is breathy, tone-y, airy. It's simple but I can ride a crazy track." Although she frequently sang in a softer tone, there were moments when she utilized other facets of her voice. "Never Givin' Up" (1996) and "The One I Gave My Heart To" (1997) are a few stand-out vocal highlights. Daryl Simmons the producer of "The One I Gave My Heart To", recalled Aaliyah doing opera vocal warm-up exercises in preparation for the songs recording. While commenting on her doing opera vocal warm ups Simmons mentioned, "It was the furthest thing I would have ever thought that she could do. It just blew my mind." The song's writer, Diane Warren praised her vocals on the song, saying: "It showed her vocal range, and I know a couple of people thought she wouldn't be able to do that song. I thought, 'No, she'll be able to do that." Variety echoed a similar sentiment as warren, saying "The One I Gave My Heart To" "showcased Aaliyah's ability to hit higher notes." Discussing her approach on "Never Givin' Up" producer Craig King said, "lyrically and vocally she just took you to places that you didn't know she could go".
Musical style
From the very beginning, she opted "for an edgier, more mature sound", and her songs were often uptempo and at the same time often dark, revolving around "matters of the heart". She "easily straddled the hip-hop and pop worlds, never projecting the frilliness of her ingénue peers". In 2001, Aaliyah called her sound "street but sweet", pairing feminine vocals with a gritty urban rhythm track. In another interview she further spoke about her artistry, saying, "I love to fuse other types of music with my own". She explored a wide range of genres such as R&B, pop, hip hop, funk, soul, and dance-pop.
Discussing her lyrical content in The New Rolling Stone Album Guide (2004), Keith Harris said "When it came to sexual availability, she was between En Vogue maliciously taunting 'You're never gonna get it' and Tweet blankly cooing 'Oops, there goes my shirt.'" Lyrically, "Her first two albums carefully toed the line between adolescence and adulthood, displaying a woman exploring the terrain of love, trust, and lust; one who exuded a playful innocence while hinting at a more sultry side." Aaliyah did not usually write her own lyrics. The only time she had a hand in writing is on the song "Death of a Playa" from the "Hot Like Fire" single (1997). She co-wrote that song with her brother Rashad Haughton, and "it reflects Aaliyah's dark perspective on romance". Of her role in crafting her music, Aaliyah said, "I like to have the final say but I was trained as a singer, actress and dancer, the interpreter, bringing other people's words to life. I need the songs to reflect me in one way or another". After her R. Kelly–produced debut album, Aaliyah worked with Timbaland and Missy Elliott, whose productions were more electronic. The duo "mixed choppy, nervous rhythms over loops of computer-generated backing tracks, and incorporating harmonies which – within the genre's limited horizons – seemed daring". They also created, the "Freeze-and-stop style of singing on top of bass-heavy instrumentals" which became Aaliyah's signature style.
Aaliyah's songs have been said to have "crisp production" and "staccato arrangements" that "extend genre boundaries" while containing "old-school" soul music. Kelefah Sanneh of The New York Times called her "a digital diva who wove a spell with ones and zeroes", and writes that her songs comprised "simple vocal riffs, repeated and refracted to echo the manipulated loops that create digital rhythm", as Timbaland's "computer-programmed beats fitted perfectly with her cool, breathy voice to create a new kind of electronic music." She released "musically risky singles into a notoriously fickle pop market", without being "concerned about conforming to the stereotypes of the marketplace". Her songs "gracefully walk a line between commerciality and experimentation". Reviewing her album, British publication NME felt that Aaliyah's "radical" third album was "intended to consolidate her position as U.S. R&B's most experimental artist".
As her albums progressed, writers felt that Aaliyah matured, calling her progress a "near-flawless declaration of strength and independence". ABC News noted that her music was "evolving from the punchy pop-influenced hip hop and R&B to a more mature, introspective sound", on her third album. Stephen Thomas Erlewine of AllMusic described her album Aaliyah as "a statement of maturity and a stunning artistic leap forward", and called it one of the strongest urban soul records of its time. She portrayed "unfamiliar sounds, styles and emotions", but managed to please critics with the contemporary sound it contained. Ernest Hardy of Rolling Stone felt that Aaliyah was displaying stronger technique, giving her best vocal performances. Altogether, Aaliyah's music can be described as alternative R&B, progressive soul, and neo soul, according to Time Farley.
Influences
As an artist, Aaliyah said she was inspired by a number of performers. These include Michael Jackson, Stevie Wonder, Sade, Trent Reznor of Nine Inch Nails, Korn, Donnie Hathaway, Johnny Mathis, Janet Jackson, Whitney Houston, and Barbra Streisand. Aaliyah said that Michael Jackson's Thriller was her "favorite album" and that "nothing will ever top Thriller." She said she had always wanted to work with Janet Jackson, to whom she had often been compared, saying, "I admire her a great deal. She's a total performer ... I'd love to do a duet with Janet Jackson." Jackson reciprocated Aaliyah's affection, saying, "I've loved her from the beginning because she always comes out and does something different, musically." Jackson also said she would have enjoyed collaborating with Aaliyah.
Music videos
According to director Paul Hunter from day one, "Aaliyah wanted her videos to stand out from clips by other R&B singers". He stated, "You can watch programming all day and see a certain type of video by female artists, "Then when one of hers comes on it's something special, something different to look at. That's what she was about." Christopher John Farley from Time stated that Aaliyah's "videos, for the most part, are about mood, not about storylines... Her videos are usually lushly shot and infused with sexual tension, though not in overt and obvious ways".
Alisha Acquaye from Teen Vogue felt that, "There's much to gather while watching an Aaliyah music video" in fact, she thinks that watching them is "actually an understatement". Acquaye further explained, "There's a state of hypnosis you submit to as she envelops you through sight and sound, tugging at your heartstrings. Between a sequence of sensual, strong movements, infectious instrumentals, and intuitive lyrics that spark emotions of desire, sex, and empowerment, you are enraptured in Aaliyah's physical presence".
Most of Aaliyah's videos included dance routines. While discussing her video choreography Billboard mentioned that she "coined the smooth choreography and tomboyish style that would inspire [R&B]'s future generations for years to come". Vibe praised several videos saying, "Looking back on her videos like "Try Again" and "Are You That Somebody," Aaliyah's talent in all of those techniques of dancing are apparent, as she's able to hit every syncopated word and beat with ease as if she's moving on air". Kyann-Sian Williams from NME named "Are You That Somebody?" as a visual that, "pushed the boundaries when it came to dance breaks in music videos". Williams declared, "Until that time, dance breaks were usually reserved for boybands like *NSync and the Backstreet Boys, but Aaliyah claimed it for R&B stars too".
Public image
Aaliyah focused on her public image while protecting her private life. She felt that it was "important ... to differentiate yourself from the rest of the pack". USA Today said, "Her slinky vocal style and eye-popping videos made her a crossover star, while her persistent protection of her privacy added an air of intrigue about her". According to Aaliyah, "I put a lot of pressure on myself to be true to myself and not let anything else influence me to do what someone else is doing. Being a little edgy and sexy is me. My image isn't a put-on. I'm happy to put over that dark edge in my videos, because it's always been there. I used to wear my sunglasses or have my hair over one eye a lot more when I was younger. [Now] I'm happy with all aspects of myself."
She often wore baggy clothes and sunglasses, stating that she wanted to be herself. Aaliyah also wore black clothing, starting a trend for similar fashion among women in United States and Japan. In 1998, she hired a personal trainer to keep in shape, and exercised five days a week and ate diet foods. As her career progressed, "she went through so many fashion revamps". For example, When she changed her hairstyle, Aaliyah took her mother's advice and covered her left eye, much like Veronica Lake. The look has become known as her signature and been referred to as fusion of "unnerving emotional honesty" and "a sense of mystique". In regards to her fashion choices, writer Jeff Lorez described her as a "model of understatement". According to Lorez, " She's beautiful, but hardly in a high-gloss, supermodel way—more like a really good-looking girl next door. And rather than bling-blinging her ice in a ghetto-fabulous manner befitting her Trumped-up surroundings, she blings on the down-low: A subtle bracelet here, a winking pendant there, offset by her simple black jeans and matching sweater. Trés cool". Former TRL host Carson Daly said that she was "cutting edge, always one step ahead of the curve and that the TRL audience looks to her to figure out what's hot and what's new".
Aaliyah was often praised for her "clean-cut image" and "moral values". Robert Christgau of The Village Voice wrote of Aaliyah's artistry and image, "she was lithe and dulcet in a way that signified neither jailbait nor hottie—an ingenue whose selling point was sincerity, not innocence and the obverse it implies." Emil Wilbekin, told CNN: "Aaliyah is an excellent role model because she started her career in the public eye at age 15 with a gold album, Age Ain't Nothing but a Number. And then her second album, One in a Million went double platinum. She had the leading role in Romeo Must Die, which was a box office success. She's won numerous awards, several MTV music video awards, and aside from her professional successes, many of her lyrics are very inspirational and uplifting. She also carried herself in a very professional manner. She was well-spoken. She was beautiful, but she didn't use her beauty to sell her music. She used her talent. Many young hip-hop fans greatly admire her."
She was also seen by others as a sex symbol and didn't have a problem with being considered one. "I know that people think I'm sexy and I am looked at as that, and it is cool with me," she stated. "It's wonderful to have sex appeal. If you embrace it, it can be a very beautiful thing. I am totally cool with that. Definitely. I see myself as sexy. If you are comfortable with it, it can be very classy and it can be very appealing." Aaliyah also felt though her image was "risque and sexy", it was important to remain respectable because she wanted to make songs that everyone could relate to without it being vulgar. When she participated in fashion designer Tommy Hilfiger's All America Tour Tommy Jean ads, she wore boxer shorts, baggy jeans and a tube top. Hilfiger's brother, Andy, called it "a whole new look" that was "classy but sexy". The single "We Need a Resolution" was argued to have transformed "the once tomboy into a sexy grown woman".
Personal life
Family
Aaliyah's family played a major role in the course of her career. Beginning in 1995, Aaliyah's father Michael Haughton served as her personal manager, and her mother assisted him. Aaliyah's brother Rashad Haughton and her cousin Jomo Hankerson were with her when she worked. After her father became ill, her brother Rashad became her manager.
Aaliyah was known to have usually been accompanied by members of her family. Her brother Rashad stated that the filming of "Rock the Boat" was the only time her family was not present during a video shoot. In October 2001, Rashad said: "It really boggles everyone [that] from Day One, every single video she ever shot there's always been myself or my mother or my father there. The circumstances surrounding this last video were really strange because my mother had eye surgery and couldn't fly. That really bothered her because she always traveled. My dad had to take care of my mom at that time. And I went to Australia to visit some friends. We really couldn't understand why we weren't there. You ask yourself maybe we could have stopped it. But you can't really answer the question. There's always gonna be that question of why." Her friend Kidada Jones said in the last year of Aaliyah's life, her parents had given her more freedom and she had spoken about wanting a family.
Illegal marriage
With the release of Age Ain't Nothing but a Number, rumors circulated about a relationship between Aaliyah and R. Kelly, including the allegation that they had secretly married without her parents' knowledge. Vibe magazine later revealed a marriage certificate that listed the couple married on August 31, 1994, in Sheraton Gateway Suites in Rosemont, Illinois. Aaliyah, who was 15 at the time, was listed as 18 on the certificate; R. Kelly was 27. The marriage was annulled by her parents in February 1995, but the pair denied the allegations, saying that neither was married and that the certificate was a forgery.
Aaliyah reportedly developed an intimate relationship with Kelly during the recording of her debut album. She told Vibe magazine in 1994 that she and Kelly would "go watch a movie" and "go eat" when she got tired and would then "come back and work". She described the relationship between her and Kelly as "rather close." In December 1994, Aaliyah told the Chicago Sun-Times that whenever she was asked about being married to Kelly, she urged them not to believe "all that mess" and that she and Kelly were "close" and "people took it the wrong way".
Jamie Foster Brown in the 1994 issue of Sister 2 Sister wrote that "R. Kelly told me that he and Aaliyah got together, and it was just magic." Brown also reported hearing about a sexual relationship between them. "I've been hearing about Robert and Aaliyah for a while—that she was pregnant. Or that she was coming and going in and out of his house. People would see her walking his dog, 12 Play, with her basketball cap and sunglasses on. Every time I asked the label, they said it was platonic. But I kept hearing complaints from people about her being in the studio with all those men." Brown later added "at 15, you have all those hormones and no brains attached to them".
In his 2011 book The Man Behind the Man: Looking from the Inside Out, Demetrius Smith Sr., Kelly's former tour manager, revealed that Kelly married Aaliyah after she told him that she was pregnant. In the 2019 documentary Surviving R. Kelly, Smith described how he helped Aaliyah forge the necessary documents to show she was 18 to marry Kelly. Smith also said he was "not proud" of his role in facilitating their marriage. Additionally, the documentary revealed that Jovante Cunningham, a former backup dancer, claimed to have witnessed Kelly having sex with Aaliyah on his tour bus.
Aaliyah admitted in court documents that she had lied about her age. In May 1997, she filed suit in Cook County seeking to have all records of the marriage expunged because she was not old enough under state law to get married without her parents' consent. It was reported that she cut off all professional and personal ties with Kelly after the marriage was annulled and ceased contact with him. In a 2014 interview, Aaliyah's cousin Jomo Hankerson said that she "got villainized" for her relationship with Kelly and the scandal over the marriage made it difficult to find producers for her second album. "We were coming off of a multi-platinum debut album and except for a couple of relationships with Jermaine Dupri and Puffy, it was hard for us to get producers on the album." Hankerson also expressed confusion over why "they were upset" with Aaliyah given her age at the time.
Aaliyah was known to avoid answering questions about Kelly after the professional split. During an interview with Christopher John Farley, she was asked whether she was still in contact with him and would ever work with him again. Farley said Aaliyah responded with a "firm, frosty 'no to both questions. Vibe magazine said Aaliyah changed the subject anytime "you bring up the marriage with her". A spokeswoman for Aaliyah said in 2000 that when "R. Kelly comes up, she doesn't even speak his name, and nobody's allowed to ask about it at all." Kelly later said that Aaliyah had opportunities to address their relationship after they separated professionally but chose not to. In 2019, Damon Dash revealed to Hip Hop Motivation that Aaliyah did not even speak of her relationship with Kelly in private; he tried multiple times to discuss it with her, but she would only say that Kelly was a "bad man". Dash said he was unable to watch Surviving R. Kelly because its interviews with visibly traumatized girls struggling to discuss their encounters with Kelly reminded him of how Aaliyah behaved when trying to recount her relationship with Kelly. Dash later appeared in Surviving R. Kelly, Part II in 2020.
Other allegations were made about Kelly regarding underage girls in the years after Aaliyah's death, and their marriage was used as an example of his involvement with them. He has refused to discuss his relationship with her, citing her death. "Out of respect for her, and her mom and her dad, I will not discuss Aaliyah. That was a whole other situation, a whole other time, it was a whole other thing, and I'm sure that people also know that." In 2016, Kelly said that he was as in love with Aaliyah as he was with "anybody else." Aaliyah's mother, Diane Haughton, reflected that everything "that went wrong in her life" began with her relationship with Kelly.
After the documentary Surviving R. Kelly aired in January 2019, pressure from the public using the Mute R. Kelly hashtag escalated and RCA Records dropped Kelly from the label. In February 2019, Kelly was indicted on ten counts of aggravated criminal sexual abuse. In July 2019, he was arrested on federal charges of sex crimes, human trafficking, child pornography, racketeering, and obstruction of justice. When his trial began in August 2021, Kelly faced 22 federal criminal charges that involved allegedly abusing 11 girls and women between 1994 and 2018. Aaliyah's illegal marriage to Kelly was heavily featured in the court case. On September 27, 2021, a federal court jury found Kelly guilty of nine counts including racketeering, sexual exploitation of a child, kidnapping, bribery, sex trafficking, and a violation of the Mann Act. The judge ordered that Kelly remain in custody pending sentencing, which was set for May 4, 2022. On June 29, 2022, Kelly was sentenced to 30 years in prison.
Relationship with Damon Dash
Aaliyah was dating the co-founder of Roc-A-Fella Records, Damon Dash, at the time of her death. Although they were not formally engaged, Dash claimed the couple had planned to marry in interviews given after Aaliyah's death. In the summer of 2000, Aaliyah was introduced to Dash by his accountant and they formed a friendship. Aaliyah never publicly addressed their relationship as anything but platonic. Due to their hectic work schedules, Aaliyah and Dash were separated for long periods of time. Jay-Z mentioned Aaliyah and Dash in the remix of her song "Miss You", released in 2003. In August 2021, Dash told Entertainment Tonight Kevin Frazier, "I was reflecting [that] there hasn't been one day since she's passed, not one in the 20 years, that I haven't either heard her name, heard her record, or seen a picture of her ... Every single day she's present in my life and I feel lucky for that."
Death
On August 25, 2001, at 6:50 p.m. (EDT), Aaliyah and some employees of her record company boarded a twin-engine Cessna 402 light aircraft at the Marsh Harbour Airport in Abaco Islands, the Bahamas, to travel to Opa-Locka Airport in Florida after they completed filming the video for "Rock the Boat". They had a flight scheduled the next day, but with filming finishing early, Aaliyah and her entourage were eager to return to the US and decided to leave immediately. The designated airplane was smaller than the Cessna 404 on which they had originally arrived, but the whole party and all the equipment were accommodated on board. The plane crashed and caught fire shortly after takeoff, about from the end of the runway.
Aaliyah and the eight others on board—pilot Luis Morales III, hair stylist Eric Forman, Anthony Dodd, security guard Scott Gallin, family friend Keith Wallace, make-up stylist Christopher Maldonado, and Blackground Records employees Douglas Kratz and Gina Smith—were killed.
The passengers had grown impatient because the Cessna was supposed to arrive at 4:30 pm. EDT, but did not arrive until 6:15 pm. Charter pilot Lewis Key claimed to have overheard passengers arguing with the pilot, Morales, before takeoff, adding that Morales warned them that there was too much weight for a "safe flight". Key added: "He tried to convince them the plane was overloaded, but they insisted they had chartered the plane and they had to be in Miami Saturday night." Key indicated that Morales gave in to the passengers and that he had trouble starting one of the engines.
According to findings from an inquest conducted by the coroner's office in the Bahamas, Aaliyah had "severe burns and a blow to the head" in addition to severe shock and a weak heart. The coroner theorized that she went into such a state of shock that even if she had survived the crash, her recovery would have been nearly impossible given the severity of her injuries. The bodies were taken to the morgue at Princess Margaret Hospital in Nassau, where they were kept for relatives to help identify them. Some of them were badly burned.
As the subsequent investigation determined, the aircraft was overloaded by when it attempted to take off, and was carrying one more passenger than it was certified for. The National Transportation Safety Board reported, "The airplane was seen lifting off the runway, and then nose down, impacting in a marsh on the south side of the departure end of runway 27." The report indicated that the pilot was not approved to fly the plane. Morales falsely obtained his FAA license by showing hundreds of hours never flown, and he may also have falsified how many hours he had flown to get a job with his employer, Blackhawk International Airways. Additionally, toxicology tests performed on Morales revealed traces of cocaine and alcohol in his system.
Funeral
Aaliyah's private funeral Mass was held on August 31, 2001, at the Church of St. Ignatius Loyola in Manhattan, following a procession from the Frank E. Campbell Funeral Chapel. Her body was set in a silver-plated copper-deposit casket, which was carried in a horse-drawn, glass hearse. An estimated 800 mourners attended the procession.
Among those in attendance at the private ceremony were Missy Elliott, Timbaland, Gladys Knight, Lil' Kim, and Sean Combs. After the service, 22 white doves were released to symbolize each year of her life.
Aaliyah's brother Rashad delivered the eulogy and described his sister as giving him strength: "Aaliyah, you left, but I'll see you always next to me and I can see you smiling through the sunshine. When our life is over, our book is done. I hope God keeps me strong until I see her again." He read the names of the other victims of the crash and concluded by asking mourners to pray for them as well. As Diane Haughton and the mourners left, they sang Aaliyah's song "One in a Million".
Posthumous releases
2001–2011: Aaliyah Memorial Fund, Queen of the Damned and compilations
Immediately after Aaliyah's death, there was uncertainty over whether the music video for "Rock the Boat" would ever air. It made its world premiere on BET's Access Granted on October 9, 2001. She won two posthumous awards at the American Music Awards of 2002; Favorite Female R&B Artist and Favorite R&B/Soul Album for Aaliyah. Her second and final film, Queen of the Damned, was released in February 2002. Before its release, Aaliyah's brother, Rashad, re-dubbed some of her lines during post-production. It grossed US$15.2 million in its first weekend, ranking number one at the box office. On the first anniversary of Aaliyah's death, a candlelight vigil was held in Times Square; millions of fans observed a moment of silence; and throughout the United States, radio stations played her music in remembrance. In December 2002, a collection of previously unreleased material was released as Aaliyah's first posthumous album, I Care 4 U. A portion of the proceeds was donated to the Aaliyah Memorial Fund, a program that benefits the Revlon UCLA Women's Cancer Research Program and Harlem's Sloan Kettering Cancer Center. It debuted at number three on the US Billboard 200, selling 280,000 copies in its first week. The album's lead single, "Miss You", peaked at number three on the Billboard Hot 100 and topped the Hot R&B/Hip-Hop Songs chart for three weeks. In August of the following year, luxury fashion house Dior donated profits from sales in honor of Aaliyah.
In April 2005, Aaliyah's second posthumous album, a double CD+DVD box set titled Ultimate Aaliyah, was released in the United Kingdom by Blackground Records. Andy Kellman of AllMusic remarked "Ultimate Aaliyah adequately represents the shortened career of a tremendous talent who benefited from some of the best songwriting and production work by Timbaland, Missy Elliott, and R. Kelly." A documentary movie Aaliyah Live in Amsterdam was released in 2011, shortly before the tenth anniversary of Aaliyah's death. The documentary, by Pogus Caesar, contained previously unseen footage shot of her career beginnings in 1995 when she was appearing in the Netherlands.
2012–2014: Proposed posthumous album
In March 2012, music producer Jeffrey "J-Dub" Walker announced on his Twitter account that a song "Steady Ground", which he produced for Aaliyah's third album, would be included in the forthcoming posthumous Aaliyah album. This second proposed posthumous album would feature this song using demo vocals, as Walker claims the originals were somehow lost by his sound engineer. Aaliyah's brother Rashad later denied Walker's claim, claiming that "no official album [is] being released and supported by the Haughton family." On August 5, 2012, Blackground Records released the track "Enough Said" online. It was produced by Noah "40" Shebib and features Canadian rapper Drake. Four days later, Jomo Hankerson confirmed a posthumous album is being produced and that it was scheduled to be released by the end of 2012 by Blackground Records. The album was reported to include 16 unreleased songs and have contributions from Aaliyah's longtime collaborators Timbaland and Missy Elliott, among others. On August 13, Timbaland and Missy Elliott dismissed rumors about being contacted or participating for the project. Elliott's manager Mona Scott-Young said to XXL, "Although Missy and Timbaland always strive to keep the memory of their close friend alive, we have not been contacted about the project nor are there any plans at this time to participate. We've seen the reports surfacing that they have been confirmed to participate but that is not the case. Both Missy and Timbaland are very sensitive to the loss still being felt by the family so we wanted to clear up any misinformation being circulated." Elliott herself said, "Tim and I carry Aaliyah with us everyday, like so many of the people who love her. She will always live in our hearts. We have nothing but love and respect for her memory and for her loved ones left behind still grieving her loss. They are always in our prayers."
In June 2013, Aaliyah was featured on a new track by Chris Brown, titled "Don't Think They Know"; with Aaliyah singing the song's hook. The video features dancing holographic versions of Aaliyah. The song appears on Brown's sixth studio album, X. Timbaland voiced his disapproval for "Enough Said" and "Don't Think They Know" in July 2013. He exclaimed, "Aaliyah music only work with its soulmate, which is me". Soon after, Timbaland apologized to Chris Brown over his remarks, which he explained were made due to Aaliyah and her death being a "very sensitive subject". In January 2014, producer Noah "40" Shebib confirmed that the posthumous album was shelved due to the negative reception surrounding Drake's involvement. Aaliyah was featured on the Tink track "Million", which was released in May 2015 and contained samples from her song "One in a Million".
2015–present: Merchandise, catalogue rerelease and Unstoppable
In September 2015, Aaliyah by Xyrena, an official tribute fragrance, was announced. In November 2015, Timbaland teased that he was working on a new mixtape; a month later on December 16, he revealed the mixtape title, cover, and track listing which included Aaliyah. The 'Kings Stay Kings' mixtape was released on Christmas 2015 and it included an unreleased Aaliyah song titled "Shakin" featuring rapper Strado. In August 2017 MAC Cosmetics announced that an Aaliyah collection would be made available in the summer of 2018. The Aaliyah for Mac collection was released on June 20 online and June 21 in stores; along with the MAC collection, MAC and i-D Magazine partnered up to release a short film titled "A-Z of Aaliyah" which coincided with the launch. The Aaliyah for Mac collectors box was priced at $250 and sold out within minutes.
On August 21, 2019, the Madame Tussauds museum revealed a wax figure of Aaliyah at their Las Vegas location. The lifesize figure was modelled on Aaliyah's iconic "Try Again" outfit and makeup. It was unveiled by her brother, Rashad, to an invited audience. Four days later, Aaliyah's family announced that they were in talks with record companies to discuss the future of her discography, with a view of making it available for download and streaming.
In January 2021, it was announced that Aaliyah would have her own Funko Pop!figurine. The collectible was styled in Aaliyah's 1994 era and was released March 2021 worldwide. In August 2021, it was reported that the album and Aaliyah's other recorded work for Blackground (since rebranded as Blackground Records 2.0) would be re-released on physical, digital, and streaming services in a deal between the label and Empire Distribution. One in a Million was reissued on August 20, despite Aaliyah's estate issuing a statement in response to Blackground 2.0's announcement, denouncing the "unscrupulous endeavor to release Aaliyah's music without any transparency or full accounting to the estate". After the album's re-release, One in a Million re-entered the UK Official Hip Hop and R&B Albums Chart Top 40 at number eight. In the US, the album reached the top ten for on the Billboard 200 for the first time at number ten, selling 26,000 album-equivalent units in the week ending of August 26.
On August 25, 2021, Barry Hankerson revealed in an interview with Big Tigger for WVEE that a fourth (and likely final) studio album, titled Unstoppable, would be released in "a matter of weeks". The album will feature Drake, Snoop Dogg, Ne-Yo, Chris Brown, Future and use previously unreleased vocals from before Aaliyah's passing. Hankerson shared that this will be the end of new music for the late star and added, "I think it's wonderful. It's a very emotional process to do. It's very difficult to hear her sing when she's not here, but we got through it." Aaliyah was reissued September 10, 2021. After the album's re-release, Aaliyah re-entered the UK Official Hip Hop and R&B Albums Chart Top 40 at number seven and re-entered the US Billboard 200 chart at number 13. In celebration of the reissue, Blackground released an animated commercial titled "It's Been A Long Time" (in a similar style to the album's original 2001 commercial), directed by Takahiro Tanaka, showing Aaliyah resurrecting her music from out of a large underground vault. Compilation albums I Care 4 U and Ultimate Aaliyah were reissued October 8, 2021. While the I Care 4 U album failed to rechart, Ultimate Aaliyah peaked at number 8 on the UK R&B Albums Chart Top 40 and charted for the first time in the US at number 41 on the Billboard 200.
On December 14, 2021, it was announced that a new single would be released by Aaliyah, featuring The Weeknd. The mid-tempo track, "Poison", was released on December 17, 2021. The single was written by Static Major, The Weeknd and Belly and produced by DannyBoyStyles and Nick Lamb. On January 4, 2022, Hankerson confirmed that Unstoppable would be released later that month, however, there was no sign of the album, nor any announcement from the label and as of 2023 remains unreleased.
Legacy and influence
Aaliyah has been credited for helping redefine R&B, pop and hip hop in the 1990s, "leaving an indelible imprint on the music industry as a whole." According to Billboard, she revolutionized R&B with her sultry mix of pop, soul and hip hop. Peter Piatkowski from PopMatters, stated, "Much like Janet Jackson's Control set a template of sorts for dance-pop divas in the 1980s, Aaliyah's patented brand of Black pop, which was a mélange of hip-hop, electropop, and soul, set a standard against which other young urban-pop singers were judged". In a 2001 review of her third album, Ernest Hardy from Rolling Stone professed that Aaliyah's impact on R&B and pop has been enormous. Steve Huey of AllMusic wrote Aaliyah ranks among the "elite" artists of the R&B genre, as she "played a major role in popularizing the stuttering, futuristic production style that consumed hip-hop and urban soul in the late 1990s." Critic Bruce Britt stated that by combining "schoolgirl charm with urban grit, Aaliyah helped define the teen-oriented sound that has resulted in contemporary pop phenom's like Brandy, Christina Aguilera and Destiny's Child".
Described as one of "R&B's most important artists" during the 1990s, her second studio album, One in a Million, became one of the most influential R&B albums of the decade. Music critic Simon Reynolds cited "Are You That Somebody?" as "the most radical pop single" of 1998. Kelefah Sanneh of The New York Times wrote that rather than being the song's focal point, Aaliyah "knew how to disappear into the music, how to match her voice to the bass line", and consequently "helped change the way popular music sounds; the twitchy, beat-driven songs of Destiny's Child owe a clear debt to 'Are You That Somebody'." Sanneh asserted that by the time of her death in 2001, Aaliyah "had recorded some of the most innovative and influential pop songs of the last five years." Music publication Popdust called Aaliyah an unlikely queen of the underground for her influence on the underground alternative music scene. The publication also mentioned that the forward-thinking music Aaliyah made with Timbaland and the experimental music being made by many underground alternative artists are "somewhat cut from the same cloth". While compiling a list of artists that take cues from Aaliyah, MTV Hive stated that it's easy to spot her influence on underground movements like dubstep, strains of indie pop, and lo-fi R&B movements. Erika Ramirez, an associate editor of Billboard, said at the time of Aaliyah's career "there weren't many artists using the kind of soft vocals the ways she was using it, and now you see a lot of artists doing that and finding success". Ramirez argued that Aaliyah's second album One in a Million was "very much ahead of its time, with the bass and electro kind of R&B sounds that they produced", and that the sound, "really stood out" at its time, was being replicated.
There has been continuing belief that Aaliyah would have achieved greater career success had it not been for her death. Emil Wilbekin mentioned the deaths of The Notorious B.I.G. and Tupac Shakur in conjunction with hers and added: "Her just-released third album and scheduled role in a sequel to The Matrix could have made her another Janet Jackson or Whitney Houston". Director of Queen of the Damned Michael Rymer said of Aaliyah, "God, that girl could have gone so far" and spoke of her having "such a clarity about what she wanted. Nothing was gonna step in her way. No ego, no nervousness, no manipulation. There was nothing to stop her." On July 18, 2014, it was announced that Alexandra Shipp replaced Zendaya for the role of Aaliyah for the Lifetime TV biopic movie Aaliyah: The Princess of R&B, which premiered on November 15, 2014. Zendaya drew criticism because people felt that she was too light skinned and did not greatly resemble Aaliyah. She voiced her strong respect for Aaliyah before dropping out of the project. She explained her choice to withdraw from the film in videos on Instagram. Aaliyah's family has been vocal in their disapproving of the film. Her cousin Jomo Hankerson stated the family would prefer a "major studio release along the lines" of What's Love Got to Do with It, the biopic based on the life of Tina Turner. Aaliyah's family has consulted a lawyer to stop Lifetime from using "any of the music, or any of the photographs and videos" they own and Jomo Hankerson claimed the TV network "didn't reach out." On August 9, 2014, it was announced that Chattrisse Dolabaille and Izaak Smith had been cast as Aaliyah's collaborators Missy Elliott and Timbaland. Dolabaille and Smith both received criticism for their appearances in comparison with that of Missy Elliot and Timbaland. Despite negative reviews, the film's premiere drew 3.2 million viewers, becoming the second highest rated television movie of 2014.
On August 17, 2021, Atria Books (an imprint of Simon & Schuster) published Kathy Iandoli's Baby Girl: Better Known as Aaliyah, a biography that draws on interviews with Aaliyah's friends, mentors and family, and document how her career influenced a new generation of artists. It has not been authorized by the Haughton family. On August 5, 2022, Beyoncé released "The Queens Remix" to her single "Break My Soul", in which she name-drops Aaliyah, along with other cultural icons. On June 14, 2023, Aaliyah was the subject of the documentary Superstar: Aaliyah, which was broadcast on ABC. The documentary included interviews with Damon Dash, Barry Hankerson, Sevyn Streeter, Will.i.am, Justine Skye, and author Kathy Iandoli, and discussed Aaliyah's life, career and legacy.
Achievements
Aaliyah has sold 8.1 million albums in the United States and an estimated 24 to 32 million albums worldwide. Throughout the years, she has earned several honorific nicknames, including "Princess of R&B", "Pop Princess", and "Queen of Urban Pop",
as she "proved she was a muse in her own right". While Ernest Hardy of Rolling Stone dubbed her the "undisputed queen of the midtempo come-on". She also has been referred to as a pop and R&B icon for her impact on those genres.
At the 2001 MTV Video Music Awards, Aaliyah was honored by Janet Jackson, Missy Elliott, Timbaland, Ginuwine and her brother, Rashad, who all paid tribute to her. Also during 2001, the United States Social Security Administration ranked the name Aaliyah as one of the 100 most popular names for newborn girls. In 2003 Aaliyah was ranked as one of "The Top 40 Women of the Video Era" in VH1's The Greatest series. Also, in 2003 in memory of Aaliyah, the Entertainment Industry Foundation created the Aaliyah Memorial Fund to donate money raised to charities she supported. In 2008, she was ranked at number 18 on BET's "Top 25 Dancers of All Time". In December 2009, Billboard magazine ranked Aaliyah at number 70 on its Top Artists of the Decade, while her album Aaliyah was ranked at number 181 on the magazine's Top 200 Albums of the Decade. In 2010 Billboard listed her as the tenth most successful female R&B artist of the past 25 years, and 27th most successful R&B artist overall. In 2011, Essence ranked her at number 14 on its 50 Most Influential R&B Starts list. In 2012, VH1 ranked her number 48 on their "Greatest Women in Music". In 2014, NME ranked her at number 18 on NME 100 most influential artist list. In August 2018, Billboard ranked Aaliyah at number 47 on their Top 60 Female Artists of All-Time list. In 2020, the publication included her on its list of the 100 Greatest Music Video Artists of All Time. Rolling Stone ranked her at number 40 on their 200 Best Singers of All Time list. In September 2023, she was inducted into the National Rhythm & Blues Hall of Fame.
Discography
Studio albums
Age Ain't Nothing but a Number (1994)
One in a Million (1996)
Aaliyah (2001)
Unstoppable (TBA)
Compilation albums
I Care 4 U (2002)
Ultimate Aaliyah (2005)
Filmography
See also
List of artists who reached number one in the United States
List of awards and nominations received by Aaliyah
List of fatalities from aviation accidents
References
Bibliography
External links
Aaliyah on Grammy Awards
1979 births
2001 deaths
20th-century American actresses
20th-century African-American women singers
21st-century American actresses
21st-century African-American women singers
Actresses from Brooklyn
Actresses from Detroit
African-American actresses
African-American Catholics
African-American female dancers
African-American female models
Alternative R&B musicians
American child singers
American contemporary R&B singers
American female dancers
American film actresses
American neo soul singers
American women hip hop singers
American women pop singers
American sopranos
Atlantic Records artists
Burials at Ferncliff Cemetery
Child marriage in the United States
Child pop musicians
Dancers from Michigan
Jive Records artists
Midwest hip hop musicians
Musicians from Detroit
Musicians killed in aviation accidents or incidents
Progressive soul musicians
Singers from Brooklyn
Singers from Detroit
Swing Mob artists
Universal Records artists
Victims of aviation accidents or incidents in 2001
Victims of aviation accidents or incidents in the Bahamas
Virgin Records artists |
2147 | https://en.wikipedia.org/wiki/Armour | Armour | Armour (Commonwealth English) or armor (American English; see spelling differences) is a covering used to protect an object, individual, or vehicle from physical injury or damage, especially direct contact weapons or projectiles during combat, or from a potentially dangerous environment or activity (e.g. cycling, construction sites, etc.). Personal armour is used to protect soldiers and war animals. Vehicle armour is used on warships, armoured fighting vehicles, and some mostly ground attack combat aircraft.
A second use of the term armour describes armoured forces, armoured weapons, and their role in combat. After the development of armoured warfare, tanks and mechanised infantry and their combat formations came to be referred to collectively as "armour".
Etymology
The word "armour" began to appear in the Middle Ages as a derivative of Old French. It is dated from 1297 as a "mail, defensive covering worn in combat". The word originates from the Old French , itself derived from the Latin meaning "arms and/or equipment", with the root meaning "arms or gear".
Personal
Armour has been used throughout recorded history. It has been made from a variety of materials, beginning with the use of leathers or fabrics as protection and evolving through chain mail and metal plate into today's modern composites. For much of military history the manufacture of metal personal armour has dominated the technology and employment of armour.
Armour drove the development of many important technologies of the Ancient World, including wood lamination, mining, metal refining, vehicle manufacture, leather processing, and later decorative metal working. Its production was influential in the industrial revolution, and furthered commercial development of metallurgy and engineering. Armour was the single most influential factor in the development of firearms, which in turn revolutionised warfare.
History
Significant factors in the development of armour include the economic and technological necessities of its production. For instance, plate armour first appeared in Medieval Europe when water-powered trip hammers made the formation of plates faster and cheaper. At times the development of armour has paralleled the development of increasingly effective weaponry on the battlefield, with armourers seeking to create better protection without sacrificing mobility.
Well-known armour types in European history include the lorica hamata, lorica squamata, and the lorica segmentata of the Roman legions, the mail hauberk of the early medieval age, and the full steel plate harness worn by later medieval and renaissance knights, and breast and back plates worn by heavy cavalry in several European countries until the first year of World War I (1914–1915). The samurai warriors of feudal Japan utilised many types of armour for hundreds of years up to the 19th century.
Early
Cuirasses and helmets were manufactured in Japan as early as the 4th century. Tankō, worn by foot soldiers and keikō, worn by horsemen were both pre-samurai types of early Japanese armour constructed from iron plates connected together by leather thongs. Japanese lamellar armour (keiko) passed through Korea and reached Japan around the 5th century. These early Japanese lamellar armours took the form of a sleeveless jacket, leggings and a helmet.
Armour did not always cover all of the body; sometimes no more than a helmet and leg plates were worn. The rest of the body was generally protected by means of a large shield. Examples of armies equipping their troops in this fashion were the Aztecs (13th to 15th century CE).
In East Asia, many types of armour were commonly used at different times by various cultures, including scale armour, lamellar armour, laminar armour, plated mail, mail, plate armour, and brigandine. Around the dynastic Tang, Song, and early Ming Period, cuirasses and plates (mingguangjia) were also used, with more elaborate versions for officers in war. The Chinese, during that time used partial plates for "important" body parts instead of covering their whole body since too much plate armour hinders their martial arts movement. The other body parts were covered in cloth, leather, lamellar, or Mountain pattern. In pre-Qin dynasty times, leather armour was made out of various animals, with more exotic ones such as the rhinoceros.
Mail, sometimes called "chainmail", made of interlocking iron rings is believed to have first appeared some time after 300 BC. Its invention is credited to the Celts; the Romans are thought to have adopted their design.
Gradually, small additional plates or discs of iron were added to the mail to protect vulnerable areas. Hardened leather and splinted construction were used for arm and leg pieces. The coat of plates was developed, an armour made of large plates sewn inside a textile or leather coat.
13th to 18th century Europe
Early plate in Italy, and elsewhere in the 13th–15th century, were made of iron. Iron armour could be carburised or case hardened to give a surface of harder steel. Plate armour became cheaper than mail by the 15th century as it required much less labour and labour had become much more expensive after the Black Death, though it did require larger furnaces to produce larger blooms. Mail continued to be used to protect those joints which could not be adequately protected by plate, such as the armpit, crook of the elbow and groin. Another advantage of plate was that a lance rest could be fitted to the breast plate.
The small skull cap evolved into a bigger true helmet, the bascinet, as it was lengthened downward to protect the back of the neck and the sides of the head. Additionally, several new forms of fully enclosed helmets were introduced in the late 14th century.
Probably the most recognised style of armour in the world became the plate armour associated with the knights of the European Late Middle Ages, but continuing to the early 17th century Age of Enlightenment in all European countries.
By 1400, the full harness of plate armour had been developed in armouries of Lombardy. Heavy cavalry dominated the battlefield for centuries in part because of their armour.
In the early 15th century, advances in weaponry allowed infantry to defeat armoured knights on the battlefield. The quality of the metal used in armour deteriorated as armies became bigger and armour was made thicker, necessitating breeding of larger cavalry horses. If during the 14–15th centuries armour seldom weighed more than 15 kg, then by the late 16th century it weighed 25 kg. The increasing weight and thickness of late 16th century armour therefore gave substantial resistance.
In the early years of low velocity firearms, full suits of armour, or breast plates actually stopped bullets fired from a modest distance. Crossbow bolts, if still in use, would seldom penetrate good plate, nor would any bullet unless fired from close range. In effect, rather than making plate armour obsolete, the use of firearms stimulated the development of plate armour into its later stages. For most of that period, it allowed horsemen to fight while being the targets of defending arquebusiers without being easily killed. Full suits of armour were actually worn by generals and princely commanders right up to the second decade of the 18th century. It was the only way they could be mounted and survey the overall battlefield with safety from distant musket fire.
The horse was afforded protection from lances and infantry weapons by steel plate barding. This gave the horse protection and enhanced the visual impression of a mounted knight. Late in the era, elaborate barding was used in parade armour.
Later
Gradually, starting in the mid-16th century, one plate element after another was discarded to save weight for foot soldiers.
Back and breast plates continued to be used throughout the entire period of the 18th century and through Napoleonic times, in many European heavy cavalry units, until the early 20th century. From their introduction, muskets could pierce plate armour, so cavalry had to be far more mindful of the fire. In Japan, armour continued to be used until the late 19th century, with the last major fighting in which armour was used, this occurred in 1868. Samurai armour had one last short lived use in 1877 during the Satsuma Rebellion.
Though the age of the knight was over, armour continued to be used in many capacities. Soldiers in the American Civil War bought iron and steel vests from peddlers (both sides had considered but rejected body armour for standard issue). The effectiveness of the vests varied widely, some successfully deflected bullets and saved lives, but others were poorly made and resulted in tragedy for the soldiers. In any case the vests were abandoned by many soldiers due to their increased weight on long marches, as well as the stigma they got for being cowards from their fellow troops.
At the start of World War I, thousands of the French Cuirassiers rode out to engage the German Cavalry. By that period, the shiny metallic cuirass was covered in a dark paint and a canvas wrap covered their elaborate Napoleonic style helmets, to help mitigate the sunlight being reflected off the surfaces, thereby alerting the enemy of their location. Their armour was only meant for protection against edged weapons such as bayonets, sabres, and lances. Cavalry had to be wary of repeating rifles, machine guns, and artillery, unlike the foot soldiers, who at least had a trench to give them some protection.
Present
Today, ballistic vests, also known as flak jackets, made of ballistic cloth (e.g. kevlar, dyneema, twaron, spectra etc.) and ceramic or metal plates are common among police forces, security staff, corrections officers and some branches of the military.
The US Army has adopted Interceptor body armour, which uses Enhanced Small Arms Protective Inserts (ESAPIs) in the chest, sides, and back of the armour. Each plate is rated to stop a range of ammunition including 3 hits from a 7.62×51 NATO AP round at a range of . Dragon Skin is another ballistic vest which is currently in testing with mixed results. As of 2019, it has been deemed too heavy, expensive, and unreliable, in comparison to more traditional plates, and it is outdated in protection compared to modern US IOTV armour, and even in testing was deemed a downgrade from the IBA.
The British Armed Forces also have their own armour, known as Osprey. It is rated to the same general equivalent standard as the US counterpart, the Improved Outer Tactical Vest, and now the Soldier Plate Carrier System and Modular Tactical Vest.
The Russian Armed Forces also have armour, known as the 6B43, all the way to 6B45, depending on variant. Their armour runs on the GOST system, which, due to regional conditions, has resulted in a technically higher protective level overall.
Vehicle
The first modern production technology for armour plating was used by navies in the construction of the ironclad warship, reaching its pinnacle of development with the battleship. The first tanks were produced during World War I. Aerial armour has been used to protect pilots and aircraft systems since the First World War.
In modern ground forces' usage, the meaning of armour has expanded to include the role of troops in combat. After the evolution of armoured warfare, mechanised infantry were mounted in armoured fighting vehicles and replaced light infantry in many situations. In modern armoured warfare, armoured units equipped with tanks and infantry fighting vehicles serve the historic role of heavy cavalry, light cavalry, and dragoons, and belong to the armoured branch of warfare.
History
Ships
The first ironclad battleship, with iron armour over a wooden hull, , was launched by the French Navy in 1859 prompting the British Royal Navy to build a counter. The following year they launched , which was twice the size and had iron armour over an iron hull. After the first battle between two ironclads took place in 1862 during the American Civil War, it became clear that the ironclad had replaced the unarmoured line-of-battle ship as the most powerful warship afloat.
Ironclads were designed for several roles, including as high seas battleships, coastal defence ships, and long-range cruisers. The rapid evolution of warship design in the late 19th century transformed the ironclad from a wooden-hulled vessel which carried sails to supplement its steam engines into the steel-built, turreted battleships and cruisers familiar in the 20th century. This change was pushed forward by the development of heavier naval guns (the ironclads of the 1880s carried some of the heaviest guns ever mounted at sea), more sophisticated steam engines, and advances in metallurgy which made steel shipbuilding possible.
The rapid pace of change in the ironclad period meant that many ships were obsolete as soon as they were complete, and that naval tactics were in a state of flux. Many ironclads were built to make use of the ram or the torpedo, which a number of naval designers considered the crucial weapons of naval combat. There is no clear end to the ironclad period, but towards the end of the 1890s the term ironclad dropped out of use. New ships were increasingly constructed to a standard pattern and designated battleships or armoured cruisers.
Trains
Armoured trains saw use from the mid-19th to the mid-20th century, including the American Civil War (1861–1865), the Franco-Prussian War (1870–1871), the First and Second Boer Wars (1880–81 and 1899–1902), the Polish–Soviet War (1919–1921), the First (1914–1918) and Second World Wars (1939–1945) and the First Indochina War (1946–1954). The most intensive use of armoured trains was during the Russian Civil War (1918–1920).
Armoured fighting vehicles
Ancient siege engines were usually protected by wooden armour, often covered with wet hides or thin metal to prevent being easily burned.
Medieval war wagons were horse-drawn wagons that were similarly armoured. These contained guns or crossbowmen that could fire through gun-slits.
The first modern armoured fighting vehicles were armoured cars, developed circa 1900. These started as ordinary wheeled motor-cars protected by iron shields, typically mounting a machine gun.
During the First World War, the stalemate of trench warfare during on the Western Front spurred the development of the tank. It was envisioned as an armoured machine that could advance under fire from enemy rifles and machine guns, and respond with its own heavy guns. It used caterpillar tracks to cross ground broken up by shellfire and trenches.
Aircraft
With the development of effective anti-aircraft artillery in the period before the Second World War, military pilots, once the "knights of the air" during the First World War, became far more vulnerable to ground fire. As a response, armour plating was added to aircraft to protect aircrew and vulnerable areas such as engines and fuel tanks. Self-sealing fuel tanks functioned like armour in that they added protection but also increased weight and cost.
Present
Tank armour has progressed from the Second World War armour forms, now incorporating not only harder composites, but also reactive armour designed to defeat shaped charges. As a result of this, the main battle tank (MBT) conceived in the Cold War era can survive multiple rocket-propelled grenade strikes with minimal effect on the crew or the operation of the vehicle. The light tanks that were the last descendants of the light cavalry during the Second World War have almost completely disappeared from the world's militaries due to increased lethality of the weapons available to the vehicle-mounted infantry.
The armoured personnel carrier (APC) was devised during the First World War. It allows the safe and rapid movement of infantry in a combat zone, minimising casualties and maximising mobility. APCs are fundamentally different from the previously used armoured half-tracks in that they offer a higher level of protection from artillery burst fragments, and greater mobility in more terrain types. The basic APC design was substantially expanded to an infantry fighting vehicle (IFV) when properties of an APC and a light tank were combined in one vehicle.
Naval armour has fundamentally changed from the Second World War doctrine of thicker plating to defend against shells, bombs and torpedoes. Passive defence naval armour is limited to kevlar or steel (either single layer or as spaced armour) protecting particularly vital areas from the effects of nearby impacts. Since ships cannot carry enough armour to completely protect against anti-ship missiles, they depend more on defensive weapons destroying incoming missiles, or causing them to miss by confusing their guidance systems with electronic warfare.
Although the role of the ground attack aircraft significantly diminished after the Korean War, it re-emerged during the Vietnam War, and in the recognition of this, the US Air Force authorised the design and production of what became the A-10 dedicated anti-armour and ground-attack aircraft that first saw action in the Gulf War.
High-voltage transformer fire barriers are often required to defeat ballistics from small arms as well as projectiles from transformer bushings and lightning arresters, which form part of large electrical transformers, per NFPA 850. Such fire barriers may be designed to inherently function as armour, or may be passive fire protection materials augmented by armour, where care must be taken to ensure that the armour's reaction to fire does not cause issues with regards to the fire barrier being armoured to defeat explosions and projectiles in addition to fire, especially since both functions must be provided simultaneously, meaning they must be fire-tested together to provide realistic evidence of fitness for purpose.
Combat drones use little to no vehicular armour as they are not manned vessels, this results in them being lightweight and small in size.
Animal armour
Horse armour
Body armour for war horses has been used since at least 2000 BC. Cloth, leather, and metal protection covered cavalry horses in ancient civilisations, including ancient Egypt, Assyria, Persia, and Rome. Some formed heavy cavalry units of armoured horses and riders used to attack infantry and mounted archers. Armour for horses is called barding (also spelled bard or barb) especially when used by European knights.
During the late Middle Ages as armour protection for knights became more effective, their mounts became targets. This vulnerability was exploited by the Scots at the Battle of Bannockburn in the 14th century, when horses were killed by the infantry, and for the English at the Battle of Crécy in the same century where longbowmen shot horses and the then dismounted French knights were killed by heavy infantry. Barding developed as a response to such events.
Examples of armour for horses could be found as far back as classical antiquity. Cataphracts, with scale armour for both rider and horse, are believed by many historians to have influenced the later European knights, via contact with the Byzantine Empire.
Surviving period examples of barding are rare; however, complete sets are on display at the Philadelphia Museum of Art, the Wallace Collection in London, the Royal Armouries in Leeds, and the Metropolitan Museum of Art in New York. Horse armour could be made in whole or in part of cuir bouilli (hardened leather), but surviving examples of this are especially rare.
Elephant armour
War elephants were first used in ancient times without armour, but armour was introduced because elephants injured by enemy weapons would often flee the battlefield. Elephant armour was often made from hardened leather, which was fitted onto an individual elephant while moist, then dried to create a hardened shell. Alternatively, metal armour pieces were sometimes sewn into heavy cloth. Later lamellar armour (small overlapping metal plates) was introduced. Full plate armour was not typically used due to its expense and the danger of the animal overheating.
See also
Battledress
Bomb suit
High-voltage transformer fire barriers
Linothorax
Powered exoskeleton
Rolled homogeneous armour
Notes
References
"Ballistic Protection Levels." BulletproofME.com Body Armor. ArmorUP L.P., n.d. 19 October 2014
External links
Articles containing video clips
Safety clothing
Military equipment of antiquity |
2148 | https://en.wikipedia.org/wiki/Armoured%20fighting%20vehicle | Armoured fighting vehicle | An armoured fighting vehicle (British English) or armored fighting vehicle (American English) (AFV) is an armed combat vehicle protected by armour, generally combining operational mobility with offensive and defensive capabilities. AFVs can be wheeled or tracked. Examples of AFVs are tanks, armoured cars, assault guns, self-propelled artilleries, infantry fighting vehicles (IFV), and armoured personnel carriers (APC).
Armoured fighting vehicles are classified according to their characteristics and intended role on the battlefield. The classifications are not absolute; two countries may classify the same vehicle differently, and the criteria change over time. For example, relatively lightly armed armoured personnel carriers were largely superseded by infantry fighting vehicles with much heavier armament in a similar role.
Successful designs are often adapted to a wide variety of applications. For example, the MOWAG Piranha, originally designed as an APC, has been adapted to fill numerous roles such as a mortar carrier, infantry fighting vehicle, and assault gun.
Armoured fighting vehicles began to appear in use in World War I with the armoured car, the tank, the self-propelled gun, and the personnel carrier seeing use. By World War II, armies had large numbers of AFVs, together with other vehicles to carry troops this permitted highly mobile manoeuvre warfare.
Evolution
The concept of a highly mobile and protected fighting unit has been around for centuries; from Hannibal's war elephants to Leonardo's contraptions, military strategists endeavoured to maximize the mobility and survivability of their soldiers.
Armoured fighting vehicles were not possible until internal combustion engines of sufficient power became available at the start of the 20th century.
History
Pre-modern
Modern armoured fighting vehicles represent the realization of an ancient concept – that of providing troops with mobile protection and firepower. Armies have deployed war machines and cavalries with rudimentary armour in battle for millennia. Use of these animals and engineering designs sought to achieve a balance between the conflicting paradoxical needs of mobility, firepower and protection.
Siege machine
Siege engines, such as battering rams and siege towers, would often be armoured in order to protect their crews from enemy action. Polyidus of Thessaly developed a very large movable siege tower, the helepolis, as early as 340 BC, and Greek forces used such structures in the Siege of Rhodes (305 BC).
The idea of a protected fighting vehicle has been known since antiquity. Frequently cited is Leonardo da Vinci's 15th-century sketch of a mobile, protected gun-platform; the drawings show a conical, wooden shelter with apertures for cannons around the circumference. The machine was to be mounted on four wheels which would be turned by the crew through a system of hand cranks and cage (or "lantern") gears. Leonardo claimed: "I will build armoured wagons which will be safe and invulnerable to enemy attacks. There will be no obstacle which it cannot overcome." Modern replicas have demonstrated that the human crew would have been able to move it over only short distances.
War wagon
Hussite forces in Bohemia developed war wagons – medieval horse-drawn wagons that doubled as wagon forts – around 1420 during the Hussite Wars. These heavy wagons were given protective sides with firing slits; their heavy firepower came from either a cannon or from a force of hand-gunners and crossbowmen, supported by light cavalry and infantry using pikes and flails. Heavy arquebuses mounted on wagons were called arquebus à croc. These carried a ball of about .
Modern
By the end of World War II, most modern armies had vehicles to carry infantry, artillery and anti-aircraft weaponry. Most modern AFVs are superficially similar in design to their World War II counterparts, but with significantly better armour, weapons, engines, electronics, and suspension. The increase in the capacity of transport aircraft makes possible and practicable the transport of AFVs by air. Many armies are replacing some or all of their traditional heavy vehicles with lighter airmobile versions, often with wheels instead of tracks.
Armed and armoured car
The first modern AFVs were armed cars, dating back virtually to the invention of the motor car. The British inventor F. R. Simms designed and built the Motor Scout in 1898. It was the first armed, petrol-engine powered vehicle ever built. It consisted of a De Dion-Bouton quadricycle with a Maxim machine gun mounted on the front bar. An iron shield offered some protection for the driver from the front, but it lacked all-around protective armour.
The armoured car was the first modern fully armoured fighting vehicle. The first of these was the Simms's Motor War Car, also designed by Simms and built by Vickers, Sons & Maxim in 1899. The vehicle had Vickers armour 6 mm thick and was powered by a four-cylinder 3.3-litre 16 hp Cannstatt Daimler engine giving it a maximum speed of around . The armament, consisting of two Maxim guns, was carried in two turrets with 360° traverse.
Another early armoured car of the period was the French Charron, Girardot et Voigt 1902, presented at the Salon de l'Automobile et du cycle in Brussels, on 8 March 1902. The vehicle was equipped with a Hotchkiss machine gun, and with 7 mm armour for the gunner. Armoured cars were first used in large numbers on both sides during World War I as scouting vehicles.
Tank
In 1903, H. G. Wells published the short story "The Land Ironclads," positing indomitable war machines that would bring a new age of land warfare, the way steam-powered ironclad warships had ended the age of sail.
Wells's literary vision was realized in 1916, when, amidst the pyrrhic standstill of the Great War, the British Landship Committee deployed revolutionary armoured vehicles to break the stalemate. The tank was envisioned as an armoured machine that could cross ground under fire from machine guns and reply with its own mounted machine guns and naval artillery. These first British tanks of World War I moved on caterpillar tracks that had substantially lower ground pressure than wheeled vehicles, enabling them to pass the muddy, pocked terrain and slit trenches of the Battle of the Somme.
Troop transport
The tank eventually proved highly successful and, as technology improved, it became a weapon that could cross large distances at much higher speeds than supporting infantry and artillery. The need to provide the units that would fight alongside the tank led to the development of a wide range of specialised AFVs, especially during the Second World War (1939–1945).
The armoured personnel carrier, designed to transport infantry troops to the frontline, emerged towards the end of World War I. During the first actions with tanks, it had become clear that close contact with infantry was essential in order to secure ground won by the tanks. Troops on foot were vulnerable to enemy fire, but they could not be transported in the tank because of the intense heat and noxious atmosphere. In 1917, Lieutenant G. J. Rackham was ordered to design an armoured vehicle that could fight and carry troops or supplies. The Mark IX tank was built by Armstrong, Whitworth & Co., although just three vehicles had been finished at the time of the Armistice in November 1918, and only 34 were built in total.
Tankette
Different tank classifications emerged in the interwar period. The tankette was conceived as a mobile, two-man model, mainly intended for reconnaissance. In 1925, Sir John Carden and Vivian Loyd produced the first such design to be adopted – the Carden Loyd tankette. Tankettes saw use in the Royal Italian Army during the Italian invasion of Ethiopia (1935–1936), the Spanish Civil War (1936–1939), and almost everywhere Italian soldiers fought during World War II. The Imperial Japanese Army used tankettes for jungle warfare.
Self-propelled artillery
The British Gun Carrier Mark I, the first Self-propelled artillery, was fielded in 1917. It was based on the first tank, the British Mark I, and carried a heavy field-gun. The next major advance was the Birch gun (1925), developed for the British motorised warfare experimental brigade (the Experimental Mechanized Force). This mounted a field gun, capable of the usual artillery trajectories and even anti-aircraft use, on a tank chassis.
During World War II, most major military powers developed self-propelled artillery vehicles. These had guns mounted on a tracked chassis (often that of an obsolete or superseded tank) and provided an armoured superstructure to protect the gun and its crew. The first British design, "Bishop", carried the 25 pdr gun-howitzer in an extemporised mounting on a tank chassis that severely limited the gun's performance. It was replaced by the more effective Sexton. The Germans built many lightly armoured self-propelled anti-tank guns using captured French equipment (for example Marder I), their own obsolete light tank chassis (Marder II), or ex-Czech chassis (Marder III). These led to better-protected tank destroyers, built on a medium-tank chassis such as the Jagdpanzer IV or the Jagdpanther.
Anti-aircraft vehicle
The Self-propelled anti-aircraft weapon debuted in WWI. The German 88 mm anti-aircraft gun was truck-mounted and used to great effect against British tanks, and the British QF 3-inch 20 cwt was mounted on trucks for use on the Western Front. Although the Birch gun was a general purpose artillery piece on an armoured tracked chassis, it was capable of elevation for anti-aircraft use. Vickers Armstrong developed one of the first SPAAGs based on the chassis of the Mk.E 6-ton light tank/Dragon Medium Mark IV tractor, mounting a Vickers QF-1 "Pom-Pom" gun of 40 mm. The Germans fielded the Sd.Kfz. 10/4 and 6/2, cargo halftracks mounting single 20 mm or 37 mm AA guns (respectively) by the start of the war.
Self-propelled multiple rocket-launcher
Rocket launchers such as the Soviet Katyusha originated in the late 1930s. The Wehrmacht fielded self-propelled rocket artillery in World War II – the Panzerwerfer and Wurfrahmen 40 equipped half-track armoured fighting vehicles. Many modern multiple rocket launchers are self propelled by either truck or tank chassis.
Design
Survivability
The level of armour protection between AFVs varies greatly – a main battle tank will normally be designed to take hits from other tank guns and anti-tank missiles, whilst light reconnaissance vehicles are often only armoured "just in case". Whilst heavier armour provides better protection, it makes vehicles less mobile (for a given engine power), limits its air-transportability, increases cost, uses more fuel and may limit the places it can go – for example, many bridges may be unable to support the weight of a main battle tank. A trend toward composite armour is taking the place of steel – composites are stronger for a given weight, allowing the tank to be lighter for the same protection as steel armour, or better protected for the same weight. Armour is being supplemented with active protection systems on a number of vehicles, allowing the AFV to protect itself from incoming projectiles.
The level of protection also usually varies considerably throughout the individual vehicle too, depending on the role of the vehicle and the likely direction of attack. For example, a main battle tank will usually have the heaviest armour on the hull front and the turret, lighter armour on the sides of the hull and the thinnest armour on the top and bottom of the tank. Other vehicles – such as the MRAP family – may be primarily armoured against the threat from IEDs and so will have heavy, sloped armour on the bottom of the hull.
Firepower
Weaponry varies by a very wide degree between AFVs – lighter vehicles for infantry carrying, reconnaissance or specialist roles may have only a autocannon or machine gun (or no armament at all), whereas heavy self-propelled artillery will carry howitzers, mortars or rocket launchers. These weapons may be mounted on a pintle, affixed directly to the vehicle or placed in a turret or cupola.
The greater the recoil of the weapon on an AFV, the larger the turret ring needs to be. A larger turret ring necessitates a larger vehicle. To avoid listing to the side, turrets on amphibious vehicles are usually located at the centre of the vehicle.
Grenade launchers provide a versatile launch platform for a plethora of munitions including, smoke, phosphorus, tear gas, illumination, anti-personnel, infrared and radar-jamming rounds.
Turret stabilization is an important capability because it enables firing on the move and prevents crew fatigue.
Maneuverability
Modern AFVs have primarily used either petrol (gasoline) or diesel piston engines. More recently, gas turbines have been used. Most early AFVs used petrol engines, as they offer a good power-to-weight ratio. However, they fell out of favour during World War II due to the flammability of the fuel.
Most current AFVs are powered by a diesel engine; modern technology, including the use of turbo-charging, helps to overcome the lower power-to-weight ratio of diesel engines compared to petrol.
Gas turbine (turboshaft) engines offer a very high power-to-weight ratio and were starting to find favour in the late 20th century – however, they offer very poor fuel consumption and as such some armies are switching from gas turbines back to diesel engines (i.e. the Russian T-80 used a gas turbine engine, whereas the later T-90 does not). The US M1 Abrams is a notable example of a gas turbine powered tank.
Modern classification by type and role
Notable armoured fighting vehicles extending from post-World War I to today.
Tank
The tank is an all terrain AFV incorporating artillery which is designed to fill almost all battlefield roles and to engage enemy forces by the use of direct fire in the frontal assault role. Though several configurations have been tried, particularly in the early experimental "golden days" of tank development, a standard, mature design configuration has since emerged to a generally accepted pattern. This features a main tank gun or artillery gun, mounted in a fully rotating turret atop a tracked automotive hull, with various additional secondary weapon systems throughout.
Philosophically, the tank is, by its very nature, an offensive weapon. Being a protective encasement with at least one gun position, it is essentially a pillbox or small fortress (though these are static fortifications of a purely defensive nature) that can move toward the enemy – hence its offensive utility. Psychologically, the tank is a force multiplier that has a positive morale effect on the infantry it accompanies. It also instills fear in the opposing force who can often hear and even feel their arrival.
Tank classifications
Tanks were classified either by size or by role.
Classification by relative size was common, as this also tended to influence the tanks' role.
Light tanks are smaller tanks with thinner armour and lower-powered guns, allowing for better tactical mobility and ease of strategic transport. These are intended for armoured reconnaissance, skirmishing, artillery observation, expeditionary warfare and supplementing airborne or naval landings. Light tanks are typically cheaper to build and maintain, but fare poorly against heavier tanks. They may be held in reserve for exploiting any breakthroughs in enemy lines, with the goal of disrupting communications and supply lines.
Medium tanks are mid-sized tanks with adequate armour and guns, and fair mobility, allowing for a balance of fighting abilities, mobility, cost-effectiveness, and transportability. Medium tanks are effective in groups when used against enemy tanks.
Heavy tanks are larger tanks with thick armour and more powerful guns, but less mobile and more difficult to transport. They were intended to be more than a match for typical enemy medium tanks, easily penetrating their armour while being much less susceptible to their attacks. Heavy tanks cost more to both build and maintain, and their heavy armour proved most effective when deployed in support infantry assaulting entrenched fortifications.
Over time, tanks tended to be designed with heavier armour and weapons, increasing the weight of all tanks, so these classifications are relative to the average for the nation's tanks for any given period. An older tank design might be reclassified over time, such as a tank being first deployed as a medium tank, but in later years relegated to light tank roles.
Tanks were also classified by roles that were independent of size, such as cavalry tank, cruiser tank, fast tank, infantry tank, "assault" tank, or "breakthrough" tank. Military theorists initially tended to assign tanks to traditional military infantry, cavalry, and artillery roles, but later developed more specialized roles unique to tanks.
In modern use, the heavy tank has fallen out of favour, being supplanted by more heavily armed and armoured descendant of the medium tanks – the universal main battle tank. The light tank has, in many armies, lost favour to cheaper, faster, lighter armoured cars; however, light tanks (or similar vehicles with other names) are still in service with a number of forces as reconnaissance vehicles, most notably the Russian Marines with the PT-76, the British Army with the Scimitar, and the Chinese Army with the Type 63.
Main battle tank
Modern main battle tanks or "universal tanks" incorporate recent advances in automotive, artillery, armour, and electronic technology to combine the best characteristics of the historic medium and heavy tanks into a single, all-around type. They are also the most expensive to mass-produce. A main battle tank is distinguished by its high level of firepower, mobility and armour protection relative to other vehicles of its era. It can cross comparatively rough terrain at high speeds, but its heavy dependency on fuel, maintenance, and ammunition makes it logistically demanding. It has the heaviest armour of any AFVs on the battlefield, and carries a powerful precision-guided munition weapon systems that may be able to engage a wide variety of both ground targets and air targets. Despite significant advances in anti-tank warfare, it still remains the most versatile and fearsome land-based weapon-systems of the 21st-century, valued for its shock action and high survivability.
Tankette
A tankette is a tracked armed and armoured vehicle resembling a small "ultra-light tank" or "super-light tank" roughly the size of a car, mainly intended for light infantry support or scouting. They were one or two-man vehicles armed with a machine gun. Colloquially it may also simply mean a "small tank".
Tankettes were designed and built by several nations between the 1920s and 1940s following the British Carden Loyd tankette which was a successful implementation of "one man tank" ideas from Giffard Le Quesne Martel. They were very popular with smaller countries. Some saw some combat (with limited success) in World War II. However, the vulnerability of their light armour eventually caused the concept to be abandoned. However, the German Army uses a modern design of air-transportable armoured weapons carriers, the Wiesel AWC, which resembles the concept of a tankette.
Super-heavy tank
The term "super-heavy tank" has been used to describe armoured fighting vehicles of extreme size, generally over 75 tonnes. Programs have been initiated on several occasions with the aim of creating an invincible siegeworks/breakthrough vehicle for penetrating enemy formations and fortifications without fear of being destroyed in combat. Examples were designed in World War I and World War II (such as the Panzer VIII Maus), along with a few in the Cold War. However, few working prototypes were built and there is no clear evidence any of these vehicles saw combat, as their immense size would have made most designs impractical.
Missile tank
A missile tank is a tank fulfilling the role of a main battle tank, but using only anti-tank surface-to-surface missiles for main armament. Several nations have experimented with prototypes, notably the Soviet Union during the tenure of Nikita Khrushchev (projects Object 167, Object 137Ml, Object 155Ml, Object 287, Object 775),
Flame tank
A flame tank is an otherwise-standard tank equipped with a flamethrower, most commonly used to supplement combined arms attacks against fortifications, confined spaces, or other obstacles. The type only reached significant use in the Second World War, during which the United States, Soviet Union, Germany, Italy, Japan and the United Kingdom (including members of the British Commonwealth) all produced flamethrower-equipped tanks. Usually, the flame projector replaced one of the tank's machineguns, however, some flame projectors replaced the tank's main gun. Fuel for the flame weapon was generally carried inside the tank, although a few designs mounted the fuel externally, such as the armoured trailer used on the Churchill Crocodile.
Flame tanks have been superseded by thermobaric weapons such as the Russian TOS-1.
Infantry tank
The idea for this tank was developed during World War I by British and French. The infantry tank was designed to work in concert with infantry in the assault, moving mostly at a walking pace, and carrying heavy armour to survive defensive fire. Its main purpose was to suppress enemy fire, crush obstacles such as barbed-wire entanglements, and protect the infantry on their advance into and through enemy lines by giving mobile overwatch and cover. The French Renault FT was the first iteration of this concept.
The British and French retained the concept between the wars and into the Second World War era. Because infantry tanks did not need to be fast, they could carry heavy armour. One of the best-known infantry tanks was the Matilda II of World War II. Other examples include the French R-35, the British Valentine, and the British Churchill.
Cruiser tank
A cruiser tank, or cavalry tank, was designed to move fast and exploit penetrations of the enemy front. The idea originated in "Plan 1919", a British plan to break the trench deadlock of World War I in part via the use of high-speed tanks. The first cruiser tank was the British Whippet.
Between the wars, this concept was implemented in the "fast tanks" pioneered by J. Walter Christie. These led to the Soviet BT tank series and the British cruiser tank series.
During World War II, British cruiser tanks were designed to complement infantry tanks, exploiting gains made by the latter to attack and disrupt the enemy rear areas. In order to give them the required speed, cruiser designs sacrificed armour and armament compared to the infantry tanks. Pure British cruisers were generally replaced by more capable medium tanks such as the US Sherman and, to a lesser extent, the Cromwell by 1943.
The Soviet fast tank (bistrokhodniy tank, or BT tank) classification also came out of the infantry/cavalry concept of armoured warfare and formed the basis for the British cruisers after 1936. The T-34 was a development of this line of tanks as well, though their armament, armour, and all-round capability places them firmly in the medium tank category.
Armoured car
The armoured car is a wheeled, often lightly armoured, vehicle adapted as a fighting machine. Its earliest form consisted of a motorised ironside chassis fitted with firing ports. By World War I, this had evolved into a mobile fortress equipped with command equipment, searchlights, and machine guns for self-defence. It was soon proposed that the requirements for the armament and layout of armoured cars be somewhat similar to those on naval craft, resulting in turreted vehicles. The first example carried a single revolving cupola with a Vickers gun; modern armoured cars may boast heavier armament – ranging from twin machine guns to large calibre cannon.
Some multi-axled wheeled fighting vehicles can be quite heavy, and superior to older or smaller tanks in terms of armour and armament. Others are often used in military marches and processions, or for the escorting of important figures. Under peacetime conditions, they form an essential part of most standing armies. Armoured car units can move without the assistance of transporters and cover great distances with fewer logistical problems than tracked vehicles.
During World War II, armoured cars were used for reconnaissance alongside scout cars. Their guns were suitable for some defence if they encountered enemy armoured fighting vehicles, but they were not intended to engage enemy tanks. Armoured cars have since been used in the offensive role against tanks with varying degrees of success, most notably during the South African Border War, Toyota War, the Invasion of Kuwait, and other lower-intensity conflicts.
Aerosledge
An aerosledge is a type of propeller-driven snowmobile, running on skis, used for communications, mail deliveries, medical aid, emergency recovery and border patrolling in northern Russia, as well as for recreation. Aerosledges were used by the Soviet Red Army during the Winter War and World War II.
Some early aerosledges were built by young Igor Sikorsky in 1909–10, before he built multi-engine airplanes and helicopters. They were very light plywood vehicles on skis, propelled by old airplane engines and propellers.
Scout car
A scout car is a military armoured reconnaissance vehicle, capable of off-road mobility and often carrying mounted weapons such as machine guns for offensive capabilities and crew protection. They often only carry an operational crew aboard, which differentiates them from wheeled armoured personnel carriers (APCs) and infantry mobility vehicles (IMVs), but early scout cars, such as the open-topped US M3 scout car could carry a crew of seven. The term is often used synonymously with the more general term armoured car, which also includes armoured civilian vehicles. They are also differentiated by being designed and built for purpose, as opposed to improvised "technicals" which might serve in the same role.
Reconnaissance vehicle
A reconnaissance vehicle, also known as a scout vehicle, is a military vehicle used for forward reconnaissance. Both tracked and wheeled reconnaissance vehicles are in service. In some nations, light tanks such as the M551 Sheridan and AMX-13 are also used by scout platoons. Reconnaissance vehicles are usually designed with a low profile or small size and are lightly armoured, relying on speed and cover to escape detection. Their armament ranges from a medium machine gun to an autocannon. Modern examples are often fitted with ATGMs and a wide range of sensors.
Some armoured personnel carriers and infantry mobility vehicle, such as the M113, TPz Fuchs, and Cadillac Gage Commando double in the reconnaissance role.
Internal security vehicle
An internal security vehicle (ISV), also known as an armoured security vehicle (ASV), is a combat vehicle used for suppressing civilian unrest. Security vehicles are typically armed with a turreted heavy machine gun and auxiliary medium machine gun. The vehicle is designed to minimize firepower dead space and the vehicles weapons can be depressed to a maximum of 12°. Non-lethal water cannons and tear gas cannons can provide suppressive fire in lieu of unnecessary deadly fire.
The vehicle must be protected against weapons typical of riots. Protection from improvised incendiary devices is achieved though coverage of the air intake and exhaust ports as well as a strong locking mechanism on the fuel opening. Turret and door locks prevent access to the interior of the vehicle by rioters. Vision blocks, ballistic glass and window shutters and outside surveillance cameras allow protected observation from within the vehicle. Wheeled 4x4 and 6x6 configurations are typical of security vehicles. Tracked security vehicles are often cumbersome and leave negative political connotations for being perceived as an imperial invading force.
Military light utility vehicle
Military light utility vehicles are the lightest weight class of military vehicles. It refers to light 4x4 military vehicles with light or no armour and all-terrain mobility. This type of vehicle originated in the first half of the 20th century when horses and other draft animals were replaced with mechanization. Light utility vehicles such as the Willys Jeep were frequently mounted with .50-calibre machineguns and other small weapons for hit-and-run tactics in WWII, especially by the British Special Air Service who used Jeeps to raid Axis airfields during the North Africa campaign. After WWII, vehicles like the Toyota Mega Cruiser and Humvee filled this role. In the 21st century, improvised explosive devices continue to pose threat to mobile infantry resulting in light utility vehicles being made heavier and with more armour.
Improvised fighting vehicle
An improvised fighting vehicle is a combat vehicle resulting from modifications to a civilian or military non-combat vehicle in order to give it a fighting capability. Such modifications usually consist of the grafting of armour plating and weapon systems. Various militaries have procured such vehicles, ever since the introduction of the first automobiles into military service.
During the early days, the absence of a doctrine for the military use of automobiles or of an industry dedicated to producing them, lead to much improvisation in the creation of early armoured cars, and other such vehicles. Later, despite the advent of arms industries in many countries, several armies still resorted to using ad hoc contraptions, often in response to unexpected military situations, or as a result of the development of new tactics for which no available vehicle was suitable. The construction of improvised fighting vehicles may also reflect a lack of means for the force that uses them. This is especially true in underdeveloped countries and even in developing countries, where various armies and guerrilla forces have used them, as they are more affordable than military-grade combat vehicles.
Modern examples include military gun truck used by units of regular armies or other official government armed forces, based on a conventional military cargo truck, that is able to carry a large weight of weapons and armour. They have mainly been used by regular armies to escort military convoys in regions subject to ambush by guerrilla forces. "Narco tanks", used by Mexican drug cartels in the Mexican drug war, are built from such trucks, which combines operational mobility, tactical offensive, and defensive capabilities.
Troop carriers
Troop-carrying AFVs are divided into three main types – armoured personnel carriers (APCs), infantry fighting vehicles (IFVs) and infantry mobility vehicles (IMV). The main difference between the three is their intended role – the APC is designed purely to transport troops and is armed for self-defence only – whereas the IFV is designed to provide close-quarters and anti-armour fire support to the infantry it carries. IMV is a wheeled armoured personnel carrier serving as a military patrol, reconnaissance or security vehicle.
Armoured personnel carrier
Armoured personnel carriers (APCs) are intended to carry infantry quickly and relatively safely to the point where they are deployed. In the Battle of Amiens, 8 August 1918, the British Mk V* tank (a lengthened Mark V) carried a small number of machine gunners as an experiment, but the men were debilitated by the conditions inside the vehicle. Later that year the first purpose-built APC, the British Mk IX tank (Mark Nine), appeared. In 1944, the Canadian general Guy Simonds ordered the conversion of redundant armoured vehicles to carry troops (generically named "Kangaroos"). This proved highly successful, even without training, and the concept was widely used in the 21st Army Group. Post-war, specialised designs were built, such as the Soviet BTR-60 and US M113.
Infantry fighting vehicle
An infantry fighting vehicle (IFV), also known as a mechanized infantry combat vehicle (MICV), is a type of armoured fighting vehicle used to carry infantry into battle and provide direct fire support. The first example of an IFV was the West German Schützenpanzer Lang HS.30 which served in the Bundeswehr from 1958 until the early 1980s.
IFVs are similar to armoured personnel carriers (APCs) and infantry carrier vehicles (ICVs), designed to transport a section or squad of infantry (generally between five and ten men) and their equipment. They are differentiated from APCswhich are purely "troop-transport" vehicles armed only for self-defencebecause they are designed to give direct fire support to the dismounted infantry and so usually have significantly enhanced armament. IFVs also often have improved armour and some have firing ports (allowing the infantry to fire personal weapons while mounted).
They are typically armed with an autocannon of 20 to 57 mm calibre, 7.62mm machine guns, anti-tank guided missiles (ATGMs) and/or surface-to-air missiles (SAMs). IFVs are usually tracked, but some wheeled vehicles fall into this category. IFVs are generally less heavily armed and armoured than main battle tanks. They sometimes carry anti-tank missiles to protect and support infantry against armoured threats, such as the NATO TOW missile and Soviet Bastion, which offer a significant threat to tanks. Specially equipped IFVs have taken on some of the roles of light tanks; they are used by reconnaissance organizations, and light IFVs are used by airborne units which must be able to fight without the heavy firepower of tanks.
Infantry mobility vehicle
An infantry mobility vehicle (IMV) or protected patrol vehicle (PPV) is a wheeled armoured personnel carrier (APC) serving as a military patrol, reconnaissance or security vehicle. Examples include the ATF Dingo, AMZ Dzik, AMZ Tur, Mungo ESK, and Bushmaster IMV. This term also applies to the vehicles currently being fielded as part of the MRAP program.
IMVs were developed in response to the threats of modern counterinsurgency warfare, with an emphasis on Ambush Protection and Mine-Resistance. Similar vehicles existed long before the term IMV was coined, such as the French VAB and South African Buffel. The term is coming more into use to differentiate light 4x4 wheeled APCs from the traditional 8x8 wheeled APCs. It is a neologism for what might have been classified in the past as an armoured scout car, such as the BRDM, but the IMV is distinguished by having a requirement to carry dismountable infantry. The up-armoured M1114 Humvee variant can be seen as an adaptation of the unarmoured Humvee to serve in the IMV role.
Amphibious vehicles
Many modern military vehicles, ranging from light wheeled command and reconnaissance, through armoured personnel carriers and tanks, are manufactured with amphibious capabilities. Contemporary wheeled armoured amphibians include the French Véhicule de l'Avant Blindé and Véhicule Blindé Léger. The latter is a small, lightly armoured 4×4 all-terrain vehicle that is fully amphibious and can swim at 5.4 km/h. The VAB (Véhicule de l'Avant Blindé – 'armoured vanguard vehicle') is a fully amphibious armoured personnel carrier powered in the water by two water jets, that entered service in 1976 and produced in numerous configurations, ranging from basic personnel carrier, anti-tank missile platform.
During the Cold War the Soviet bloc states developed a number of amphibious APCs, fighting vehicles and tanks, both wheeled and tracked. Most of the vehicles the Soviets designed were amphibious, or could ford deep water. Wheeled examples are the BRDM-1 and BRDM-2 4x4 armoured scout cars, as well as the BTR-60, BTR-70, BTR-80 and BTR-94 8x8 armoured personnel carriers and the BTR-90 infantry fighting vehicle.
The United States started developing a long line of Landing Vehicle Tracked (LVT) designs from . The US Marine Corps currently uses the AAV7-A1 Assault Amphibious Vehicle, which was to be succeeded by the Expeditionary Fighting Vehicle, which was capable of planing on water and can achieve water speeds of 37–46 km/h. The EFV project has been cancelled.
A significant number of tracked armoured vehicles that are primarily intended for land-use, have some amphibious capability, tactically useful inland, reducing dependence on bridges. They use their tracks, sometimes with added propeller or water jets for propulsion. As long as the banks have a shallow enough slopes to enter or leave the water they can cross rivers and water obstacles.
Some heavy tanks can operate amphibiously with a fabric skirt to add buoyancy. The Sherman DD tank used in the Normandy landings had this setup. When in water the waterproof float screen was raised and propellers deployed. Some modern vehicles use a similar skirt.
Airborne vehicles
Lightweight armoured fighting vehicles designed or modified to be carried by aircraft and delivered by air drop, helicopter lift, glider, or air landing with infantry to provide heavier tactical firepower and mobility. The air-equivalent to amphibious vehicles, the main advantage of airborne forces is their ability to be deployed into combat zones without land passage, as long as the airspace is accessible. Airborne vehicles are limited only by the tonnage capacity of their transport aircraft. Airborne vehicles typically lack the armour and supplies necessary for prolonged combat, so they are utilized for establishing an airhead to bring in larger forces before carrying out other combat objectives. One modern example is the German Wiesel AWC. The USA also created the M22 Locust as a way to aid paratroopers/ being paradropped in as it was very lightly armored and very small.
Armoured engineering vehicle
Modern engineering AFV's utilize chassis based on main battle tank platforms: these vehicles are as well armoured and protected as tanks, designed to keep up with tanks, breach obstacles to help tanks get to wherever it needs to be, perform utility functions necessary to expedite mission objectives of tanks, and to conduct other earth-moving and engineering work on the battlefield. These vehicles go by different names depending upon the country of use or manufacture. In the United States the term "combat engineer vehicle (CEV)" is used, in the United Kingdom the term "Armoured Vehicle Royal Engineers (AVRE)" is used, while in Canada and other commonwealth nations the term "armoured engineer vehicle (AEV)" is used. There is no set template for what such a vehicle will look like, yet likely features include a large dozer blade or mine ploughs, a large calibre demolition cannon, augers, winches, excavator arms and cranes, or lifting booms.
Although the term "armoured engineer vehicle" is used specifically to describe these multi-purpose tank-based engineering vehicles, that term is also used more generically in British and Commonwealth militaries to describe all heavy tank-based engineering vehicles used in the support of mechanized forces. Thus, "armoured engineer vehicle" used generically would refer to AEV, AVLB, Assault Breachers, and so on. Good examples of this type of vehicle include the UK Trojan AVRE, the Russian IMR, and the US M728 Combat Engineer Vehicle.
Breaching vehicle
A breaching vehicle is especially designed to clear pathways for troops and other vehicles through minefields and along roadside bombs and other improvised explosive devices. These vehicles are equipped with mechanical or other means for the breaching of man-made obstacles. Common types of breaching vehicles include mechanical flails, mine plough vehicles, and mine roller vehicles.
Armoured bulldozer
The armoured bulldozer is a basic tool of combat engineering. These combat engineering vehicles combine the earth moving capabilities of the bulldozer with armour which protects the vehicle and its operator in or near combat. Most are civilian bulldozers modified by addition of vehicle armour/military equipment, but some are tanks stripped of armament and fitted with a dozer blade. Some tanks have bulldozer blades while retaining their armament, but this does not make them armoured bulldozers as such, because combat remains the primary role – earth moving is a secondary task.
Armoured recovery vehicle
An armoured recovery vehicle (ARV) is a type of vehicle recovery armoured fighting vehicle used to repair battle- or mine-damaged as well as broken-down armoured vehicles during combat, or to tow them out of the danger zone for more extensive repairs. To this end the term armoured repair and recovery vehicle (ARRV) is also used.
ARVs are normally built on the chassis of a main battle tank (MBT), but some are also constructed on the basis of other armoured fighting vehicles, mostly armoured personnel carriers (APCs). ARVs are usually built on the basis of a vehicle in the same class as they are supposed to recover; a tank-based ARV is used to recover tanks, while an APC-based one recovers APCs, but does not have the power to tow a much heavier tank.
Armoured vehicle-launched bridge
An armoured vehicle-launched bridge (AVLB) is a combat support vehicle, sometimes regarded as a subtype of combat engineering vehicle, designed to assist militaries in rapidly deploying tanks and other armoured fighting vehicles across rivers. The AVLB is usually a tracked vehicle converted from a tank chassis to carry a folding metal bridge instead of weapons. The AVLB's job is to allow armoured or infantry units to cross water, when a river too deep for vehicles to wade through is reached, and no bridge is conveniently located (or sufficiently sturdy, a substantial concern when moving 60-ton tanks).
The bridge layer unfolds and launches its cargo, providing a ready-made bridge across the obstacle in only minutes. Once the span has been put in place, the AVLB vehicle detaches from the bridge, and moves aside to allow traffic to pass. Once all of the vehicles have crossed, it crosses the bridge itself and reattaches to the bridge on the other side. It then retracts the span ready to move off again. A similar procedure can be employed to allow crossings of small chasms or similar obstructions. AVLBs can carry bridges of or greater in length. By using a tank chassis, the bridge layer is able to cover the same terrain as main battle tanks, and the provision of armour allows them to operate even in the face of enemy fire. However, this is not a universal attribute: some exceptionally sturdy 6x6 or 8x8 truck chassis have lent themselves to bridge-layer applications.
Combat engineer section carriers
Combat engineer section carriers are used to transport sappers (combat engineers) and can be fitted with bulldozers' blades and other mine-breaching devices. They are often used as APCs because of their carrying ability and heavy protection. They are usually armed with machine guns and grenade launchers and usually tracked to provide enough tractive force to push blades and rakes. Some examples are the U.S. M113 APC, IDF Puma, Nagmachon, Husky, and U.S. M1132 ESV (a Stryker variant).
Air defence vehicles
An anti-aircraft vehicle, also known as a self-propelled anti-aircraft gun (SPAAG) or self-propelled air defense system (SPAD), is a mobile vehicle with a dedicated anti-aircraft capability.
Specific weapon systems used include machine guns, anti-aircraft autocannons, larger anti-air guns, or surface-to-air-missiles, and some mount both guns and longer-ranged missiles (e.g. the Pantsir-S1). Platforms used include both trucks and heavier combat vehicles such as armored personnel carriers and tanks, which add protection from aircraft, artillery, and small arms fire for front line deployment.
Anti-aircraft guns are usually mounted in a quickly-traversing turret with a high rate of elevation, for tracking fast-moving aircraft. They are often in dual or quadruple mounts, allowing a high rate of fire. In addition, most anti-aircraft guns can be used in a direct-fire role against surface targets to great effect. In the early 21st century, missiles (generally mounted on similar turrets) largely supplanted anti-aircraft guns, though guns have recently shown revived utility against slow, low-flying drones.
Artillery tractor
An artillery tractor, also referred to as a gun tractor, is a specialized heavy-duty form of tractor unit used to tow artillery pieces of varying weights and calibres. It may be wheeled, tracked, or half-tracked.
There are two main types of artillery tractors, depending on the type of traction: wheeled and tracked.
Wheeled tractors are usually variations of lorries adapted for military service.
Tracked tractors run on continuous track; in some cases are built on a modified tank chassis with the superstructure replaced with a compartment for the gun crew or ammunition.
In addition, half-track tractors were used in the interwar period and in World War II, especially by the Wehrmacht. This type of tractor was mostly discontinued postwar.
Self-propelled artillery
Self-propelled artillery vehicles give mobility to artillery. Within the term are covered self-propelled guns (or howitzers) and rocket artillery. They are highly mobile, usually based on tracked chassis carrying either a large howitzer or other field gun or alternatively a mortar or some form of rocket or missile launcher. They are usually used for long-range indirect bombardment support on the battlefield.
In the past, self-propelled artillery has included direct-fire "Gun Motor Carriage" vehicles, such as assault guns and tank destroyers (also known as self-propelled anti-tank guns). These have been heavily armoured vehicles, the former providing danger-close fire-support for infantry and the latter acting as specialized anti-tank vehicles.
Modern self-propelled artillery vehicles may superficially resemble tanks, but they are generally lightly armoured, too lightly to survive in direct-fire combat. However, they protect their crews against shrapnel and small arms and are therefore usually included as armoured fighting vehicles. Many are equipped with machine guns for defence against enemy infantry.
The key advantage of self-propelled over towed artillery is that it can be brought into action much faster. Before towed artillery can be used, it has to stop, unlimber and the guns set up. To move position, the guns must be limbered up again and brought – usually towed – to the new location. By comparison, self-propelled artillery in combination with modern communications, can stop at a chosen location and begin firing almost immediately, then quickly move on to a new position. This ability is very useful in a mobile conflict and particularly on the advance.
Conversely, towed artillery was and remains cheaper to build and maintain. It is also lighter and can be taken to places that self-propelled guns cannot reach, so despite the advantages of the self-propelled artillery, towed guns remain in the arsenals of many modern armies.
Assault gun
An assault gun is a gun or howitzer mounted on a motor vehicle or armoured chassis, designed for use in the direct fire role in support of infantry when attacking other infantry or fortified positions.
Historically, the custom-built fully armoured assault guns usually mounted the gun or howitzer in a fully enclosed casemate on a tank chassis. The use of a casemate instead of a gun turret limited these weapons' field of fire, but allowed a larger gun to be fitted relative to the chassis, more armour to be fitted for the same weight, and provided a cheaper construction. In most cases, these turretless vehicles also presented a lower profile as a target for the enemy.
Self-propelled siege mortar
A siege mortar is a form of self-propelled gun that holds a siege mortar. The only siege mortar ever built was the Karl-Gerät. It could be argued that these could be classified as a Mortar carrier.
Mortar carrier
A mortar carrier is a self-propelled artillery vehicle carrying a mortar as its primary weapon. Mortar carriers cannot be fired while on the move and some must be dismounted to fire. In U.S. Army doctrine, mortar carriers provide close and immediate indirect fire support for maneuver units while allowing for rapid displacement and quick reaction to the tactical situation. The ability to relocate not only allows fire support to be provided where it is needed faster, but also allows these units to avoid counter-battery fire. Mortar carriers have traditionally avoided direct contact with the enemy. Many units report never using secondary weapons in combat.
Prior to the Iraq War, American 120 mm mortar platoons reorganized from six M1064 mortar carriers and two M577 fire direction centres (FDC) to four M1064 and one FDC. The urban environment of Iraq made it difficult to utilize mortars. New technologies such as mortar ballistic computers and communication equipment and are being integrated. Modern era combat is becoming more reliant on direct fire support from mortar carrier machine guns.
Multiple rocket launcher
A multiple rocket launcher is a type of unguided rocket artillery system. Like other rocket artillery, multiple rocket launchers are less accurate and have a much lower (sustained) rate of fire than batteries of traditional artillery guns. However, they have the capability of simultaneously dropping many hundreds of kilograms of explosive, with devastating effect.
The Korean Hwacha is an example of an early weapon system with a resemblance to the modern-day multiple rocket launcher. The first self-propelled multiple rocket launchers – and arguably the most famous – were the Soviet BM-13 Katyushas, first used during World War II and exported to Soviet allies afterwards. They were simple systems in which a rack of launch rails was mounted on the back of a truck. This set the template for modern multiple rocket launchers. The first modern multiple rocket launcher was the German 15 cm Nebelwerfer 41 of the 1930s, a small towed artillery piece. Only later in World War II did the British deploy similar weapons in the form of the Land Mattress.The Americans mounted tubular launchers atop M4 Sherman tanks to create the T34 Calliope rocket launching tank, only used in small numbers, as their closest equivalent to the Katyusha.
Missile vehicle
Missile vehicles are trucks or tractor units designed to carry rockets or missiles. The missile vehicle may be a self-propelled unit, or the missile holder/launcher may be on a trailer towed by a prime mover. They are used in the military forces of a number of countries in the world. Long missiles are commonly transported parallel to the ground on these vehicles, but elevated into an inclined or vertical position for launching.
A Transporter erector launcher (TEL) is a missile vehicle with an integrated prime mover (tractor unit) that can carry, elevate to firing position and launch one or more missiles. Such vehicles exist for both surface-to-air missiles and surface-to-surface missiles.
Tank destroyer
Tank destroyers and tank hunters are armed with an anti-tank gun or anti-tank missile launcher, and are designed specifically to engage enemy armoured vehicles. Many have been based on a tracked tank chassis, while others are wheeled. Since World War II, main battle tanks have largely replaced gun-armed tank destroyers; although lightly armoured anti-tank guided missile (ATGM) carriers are commonly used for supplementary long-range anti-tank engagements.
In post-Cold War conflict, the resurgence of expeditionary warfare has seen the emergence of gun-armed wheeled vehicles, sometimes called "protected gun systems", which may bear a superficial resemblance to tank destroyers, but are employed as direct fire support units typically providing support in low intensity operations such as Iraq and Afghanistan. These have the advantage of easier deployment, as only the largest air transports can carry a main battle tank, and their smaller size makes them more effective in urban combat.
Many forces' IFVs carry anti-tank missiles in every infantry platoon, and attack helicopters have also added anti-tank capability to the modern battlefield. But there are still dedicated anti-tank vehicles with very heavy long-range missiles, or intended for airborne use. There have also been dedicated anti-tank vehicles built on ordinary armoured personnel carrier or armoured car chassis. Examples include the U.S. M901 ITV (Improved TOW Vehicle) and the Norwegian NM142, both on an M113 chassis, several Soviet ATGM launchers based on the BRDM scout car, the British FV438 Swingfire and FV102 Striker and the German Raketenjagdpanzer series built on the chassis of the HS 30 and Mardar IFVs.
Armoured train
An armoured train is a railway train protected with armour. They are usually equipped with rail cars armed with artillery, autocannons, machine guns, tank turrets and anti-aircraft guns. They were mostly used during the late 19th to mid-20th century, when they offered an innovative way to quickly move large amounts of firepower. Their use was discontinued in most countries when road vehicles became much more powerful and offered more flexibility, and because armoured trains were too vulnerable to track sabotage and attacks from the air. However, the Russian Federation used improvised armoured trains in the Second Chechen War in the late 1990s and 2000s. Armoured trains carrying ballistic missiles have also been used.
The rail cars on an armoured train were designed for many tasks, such as carrying artillery and machine guns, infantry units, anti-tank and anti-aircraft guns. During World War II, the Germans would sometimes put a Fremdgerät (captured AFVs such as the French Somua S-35 or Czech PzKpfw 38(t)), or obsolescent Panzer II light tanks on a flatbed rail car, which could quickly be offloaded by means of a ramp and used away from the railway line to chase down enemy partisans.
Different types of armour were used to protect armoured trains from attack. In addition to various metal plates, concrete and sandbags were used in some cases on armoured trains.
Armoured trains were sometimes escorted by a kind of rail-tank called a draisine. One such example was the Italian 'Littorina' armoured trolley, which had a cab in the front and rear, each with a control set so it could be driven down the tracks in either direction. Littorina mounted two dual 7.92mm MG13 machine gun turrets from Panzer I light tanks.
See also
References
Sources
External links
US Wheeled armoured fighting vehicles
Military vehicles by type |
2152 | https://en.wikipedia.org/wiki/All%20Quiet%20on%20the%20Western%20Front | All Quiet on the Western Front | All Quiet on the Western Front () is a novel by Erich Maria Remarque, a German veteran of World War I. The book describes the German soldiers' extreme physical and mental trauma during the war as well as the detachment from civilian life felt by many upon returning home from the war.
The novel was first published in November and December 1928 in the German newspaper and in book form in late January 1929. The book and its sequel, The Road Back (1930), were among the books banned and burned in Nazi Germany. All Quiet on the Western Front sold 2.5 million copies in 22 languages in its first 18 months in print.
Three film adaptations of the book have been made, each of which was lauded. The 1930 American adaptation, directed by Lewis Milestone, won two Academy Awards. The 1979 British-American adaptation, a television film by Delbert Mann, won a Golden Globe Award and an Emmy Award. The 2022 German adaptation, directed by Edward Berger, won four Academy Awards.
Title and translation
The English translation by Arthur Wesley Wheen gives the title as All Quiet on the Western Front. The literal translation of "" is "Nothing New in the West," with "West" being the Western Front; the phrase refers to the content of an official communiqué at the end of the novel.
Brian Murdoch's 1993 translation rendered the phrase as "there was nothing new to report on the Western Front" within the narrative. However, in the foreword, he explains his retention of the original book title:
Although it does not match the German exactly, Wheen's title has justly become part of the English language and is retained here with gratitude.
The phrase "" has become a colloquial expression meaning stagnation, or lack of visible change, in any context.
Murdoch also explains how, due to the time it was published, Wheen's translation was obliged to Anglicise some lesser-known German references and lessen the impact of certain passages, while omitting others entirely. Murdoch's translation is more accurate to the original text and completely unexpurgated.
Plot summary
The book centers on Paul Bäumer, a German soldier on the Western Front during World War I. At the start of the book, Paul lives with his parents and sister in a charming German village. He attends school, where the patriotic speeches of his teacher Kantorek lead the whole class to volunteer for the Imperial German Army shortly after the start of The Great War. At the training camp, where they meet Himmelstoß, his class is scattered over the platoons amongst Frisian fishermen, peasants, and labourers, with whom they soon become friends. Bäumer arrives at the Western Front with his friends and schoolmates (Leer, Müller, Kropp, Kemmerich and a number of other characters). There, they meet Stanislaus Katczinsky, an older soldier nicknamed Kat, who becomes Paul's mentor.
While fighting at the front, Bäumer and his comrades engage in frequent battles and endure the treacherous and filthy conditions of trench warfare. The battles fought here have no names and seem to have little overall significance, except for the impending possibility of injury or death. Only meager pieces of land are gained, which are often lost again later. Remarque often refers to the living soldiers as old and dead, emotionally drained and shaken. "We are not youth any longer. We don't want to take the world by storm. We are fleeing from ourselves, from our life. We were eighteen and had begun to love life and the world; and we had to shoot it to pieces".
Paul visits home, and the contrast with civilian life highlights the cost of the war on his psyche. The town has not changed since he went off to war, but he has: he finds that he does "not belong here anymore, it is a foreign world". He feels disconnected from most of the townspeople. His father asks him "stupid and distressing" questions about his war experiences, not understanding "that a man cannot talk of such things". An old schoolmaster lectures him about strategy and advancing to Paris while insisting that Paul and his friends know only their "own little sector" of the war but nothing of the big picture.
Indeed, the only person he remains connected to is his dying mother, with whom he shares a tender, yet restrained relationship. The night before he is to return from leave, he stays up with her, exchanging small expressions of love and concern for each other. He thinks to himself, "Ah! Mother, Mother! How can it be that I must part from you? Here I sit and there you are dying; we have so much to say, and we shall never say it." In the end, he concludes that he "ought never to have come [home] on leave".
Paul is glad to return and reunite with his comrades. Soon after, he volunteers to go on a patrol and kills a man in hand-to-hand combat for the first time. He watches the man die slowly in agony for hours. He is remorseful and devastated, asking for forgiveness from the man's corpse. He later confesses to Kat and Albert, who try to comfort him and reassure him that it is only part of the war. Afterwards, they are sent on what Paul calls a "good job". They must guard a supply depot in a village that was evacuated due to being shelled too heavily. During this time, the men are able to adequately feed themselves, unlike the near-starvation conditions in the German trenches. In addition, the men enjoy themselves while living off the spoils from the village and officers' luxuries from the supply depot (such as fine cigars). While evacuating the villagers (enemy civilians), Paul and Albert are taken by surprise by artillery fired at the civilian convoy and are wounded by a shell. On the train back home, Albert takes a turn for the worse and cannot complete the journey, and instead is sent off the train to recuperate in a Catholic hospital. By a combination of bartering and manipulation, Paul manages to stay together with Albert. Albert eventually has his leg amputated, while Paul is deemed fit for service and returned to the front.
By now, the war is nearing its end and the German Army is retreating. In despair, Paul watches as his friends fall one by one. Kat's death is the last straw that finally causes Paul to lose his will to live. In the final chapter, he comments that peace is coming soon, but he does not see the future as bright and shining with hope. Paul feels that he has no aims left in life and that their generation will be different and misunderstood.
In October 1918, Paul is finally killed on a remarkably peaceful day. The situation report from the frontline states a simple phrase: "All quiet on the Western Front." Paul's corpse displays a calm expression on its face, "as though almost glad the end had come."
Themes
At the beginning of the book, Remarque writes, "This book is to be neither an accusation nor a confession, and least of all an adventure, for death is not an adventure to those who stand face to face with it. It will try simply to tell of a generation of men who, even though they may have escaped (its) shells, were destroyed by the war." The book does not focus on heroic stories of bravery, but rather gives a view of the conditions in which the soldiers find themselves. The monotony between battles, the constant threat of artillery fire and bombardments, the struggle to find food, the lack of training of young recruits (meaning lower chances of survival), and the overarching role of random chance in the lives and deaths of the soldiers are described in detail.
One of the major themes of the novel is the difficulty experienced by former soldiers trying to revert to civilian life after having experienced extreme combat situations. This internal destruction can be found as early as the first chapter as Paul comments that, although all the boys are young, their youth has already left them. In addition, the massive loss of life and negligible gains from the fighting are constantly emphasized. Soldiers' lives are thrown away by their commanding officers who are stationed comfortably away from the front, ignorant of and indifferent to the suffering and terror of the front lines.
Another major theme is the concept of blind nationalism. Remarque often emphasizes that the boys were not forced to join the war effort against their will, but rather by a sense of patriotism and pride. Kantorek called Paul's platoon the "Iron Youth", teaching his students a romanticized version of warfare with glory and duty to the Fatherland. It is only when the boys go to war and have to live and fight in dirty, cramped trenches with little protection from enemy bullets and shells while contending with hunger and sickness that they realize just how dispiriting it is to actually serve in the army.
Main characters
Paul Bäumer
The main character and central figure of the novel.
Albert Kropp
Kropp is in Paul's class at school and is described as the clearest thinker of the group as well as the smallest. Kropp is wounded towards the end of the novel and undergoes a leg amputation. Both he and Bäumer end up spending time in a Catholic hospital together, Bäumer suffering from shrapnel wounds to the leg and arm. Although Kropp initially plans to commit suicide if he requires an amputation, he postponed suicide because of the strength of military camaraderie and a lack of a revolver. Kropp and Bäumer part ways when Bäumer is recalled to his regiment after recovering. Paul comments that saying farewell was "very hard, but it is something a soldier learns to deal with."
Haie Westhus
Haie is tall and strong with a good sense of humor, and a peat-digger by profession. His size and behavior make him seem older than Paul, yet he is the same age as Paul and his school-friends, who are roughly 19 at the start of the book. During combat, he is fatally injured in his back (Chapter 6)—the resulting wound is large enough for Paul to see Haie's breathing lung while Himmelstoß (Himmelstoss) carries him to safety. He later dies of this injury.
Friedrich Müller
Müller is one of Bäumer's classmates, and is 19 when he also volunteers to join the German army. Carrying his old school books with him to the battlefield, he constantly reminds himself of the importance of learning and education. Even while under enemy fire, he "mutters propositions in physics." He takes a liking to Kemmerich's boots and inherits them when Kemmerich dies early in the novel. He is killed later after being shot point-blank in the stomach with a "light pistol" (flare gun). As he was dying "quite conscious and in terrible pain", he gave his boots which he inherited from Kemmerich to Paul.
Stanislaus "Kat" Katczinsky
Katczinsky, a recalled reserve militiaman, was a cobbler in civilian life. He is older than Paul Bäumer and his comrades, about 40 years old, and serves as their leadership figure. He also represents a literary model highlighting the differences between the younger and older soldiers. While the older men have already had a life of professional and personal experience before the war, Paul and the men of his age have had little life experience or time for personal growth.
Kat is well known for his ability to scavenge nearly any item needed, especially food. At one point he secures four boxes of lobster. Paul describes Kat as possessing a sixth sense. One night, Paul along with a group of other soldiers are held up in a factory with neither rations nor comfortable bedding. Katczinsky leaves for a short while, returning with straw to put over the bare wires of the beds. Later, to feed the hungry men, Kat brings bread, a bag of horse flesh, a lump of fat, a pinch of salt and a pan in which to cook the food.
Kat is hit by shrapnel near the end of the story, leaving him with a smashed shin. Paul carries him back to camp on his back, only to discover upon their arrival that a stray splinter had hit Kat in the back of the head and killed him on the way. He is thus the last of Paul's close friends to die in battle. It is Kat's death that eventually makes Bäumer indifferent as to whether he survives the war or not, yet certain that he can face the rest of his life without fear. "Let the months and the years come, they can take nothing from me, they can take nothing more. I am so alone, and so without hope that I can confront them without fear."
Tjaden
One of Bäumer's non-schoolmate friends. Before the war, Tjaden was a locksmith. A big eater with a grudge against the former postman-turned-corporal Himmelstoß (thanks to his strict "disciplinary actions"), he manages to forgive Himmelstoß later in the book. Throughout the book, Paul frequently remarks on how much of an eater he is, yet somehow manages to stay as "thin as a rake". He appears in the sequel, The Road Back.
Secondary characters
Kantorek
Kantorek is the schoolmaster of Paul and his friends, including Kropp, Leer, Müller, and Behm. Behaving "in a way that cost [him] nothing," Kantorek is a strong supporter of the war and encourages Bäumer and other students in his class to join the war effort.
Kantorek is a hypocrite, urging the young men he teaches to fight in the name of patriotism, while not voluntarily enlisting himself. In a twist of fate, Kantorek is later drafted. He reluctantly joins the ranks of his former students, where he is drilled and taunted by Mittelstädt, one of the students he had earlier persuaded to enlist.
Peter Leer
Leer is an intelligent soldier in Bäumer's company, and one of his classmates. He is very popular with women; when he and his comrades meet three French women, he is the first to seduce one of them. Bäumer describes Leer's ability to attract women by saying "Leer is an old hand at the game". In chapter 11, Leer is hit by a shell fragment, which also hits Bertinck. The shrapnel tears open Leer's hip, causing him to bleed to death quickly. His death causes Paul to ask himself, "What use is it to him now that he was such a good mathematician in school?"
Bertinck
Lieutenant Bertinck is the leader of Bäumer's company. His men have a great respect for him, and Bertinck has great respect for his men. In the beginning of the book, he permits them to eat the rations of the men that had been killed in action, standing up to the chef Ginger who allowed them only their allotted share. Bertinck is genuinely despondent when he learns that few of his men had survived an engagement.
When he and the other characters are trapped in a trench under heavy attack, Bertinck, who has been injured in the firefight, spots a flamethrower team advancing on them. He gets out of cover and takes aim on the flamethrower but misses, and gets hit by enemy fire. With his next shot he kills the flamethrower, and immediately afterwards an enemy shell explodes on his position blowing off his chin. The same explosion also fatally wounds Leer.
Himmelstoß
Sergeant der Reserve Himmelstoß (which translates as "Heaven-Bound") was a village postman before being mobilised for the war and securing a position as a Sergeant in the Landwehr (Reserves of persons 28-39). Himmelstoß is a power-hungry martinet who compensated for his lack of social standing by abusing his position as the Training NCO for the men under his control, taking sadistic pleasure in punishing the minor infractions of his trainees during their basic training in preparation for their deployment. He had a special contempt for Paul and his friends, because they knew him as their local postman. Paul later figures that the training taught by Himmelstoß made them "hard, suspicious, pitiless, and tough" but most importantly it taught them comradeship. Bäumer and his comrades exact their revenge on Himmelstoß, mercilessly whipping him on the night before they depart for the front.
Himmelstoß later joins them at the front, revealing himself as a coward by pretending to be wounded because of a scratch on his face. Paul Bäumer beats him because of it and when a lieutenant comes along looking for men for a trench charge, Himmelstoß joins and leads the charge. He carries Haie Westhus's body to Bäumer after he is fatally wounded. Matured and repentant through his experiences, Himmelstoß later asks for forgiveness from his previous charges. As he becomes the new staff cook, to prove his friendship he secures two pounds of sugar for Bäumer and half a pound of butter for Tjaden.
In the 1979 film adaptation, he is referred to as "Corporal" and wears a post 1941 shoulderboard for "Unteroffizier", a very junior NCO. In the book, he was a "Sergeant" or "Unterfeldwebel", a rank reserved for long serving "Unteroffiziere" who fulfilled a staff role such as quartermaster, cook, clerks etc.
Detering
Detering is a farmer who constantly longs to return to his wife and farm. He is fond of horses and is angered when he sees them used in combat. He says, "It is of the vilest baseness to use horses in the war," when the group hears several wounded horses writhe and scream for a long time before dying during a bombardment. He tries to shoot them to put them out of their misery, but is stopped by Kat to keep their current position hidden. He is driven to desert when he sees a cherry tree in blossom, which reminds him of home. He is found by military police and court-martialed and is never heard from again.
Josef Hamacher
Hamacher is a patient at the Catholic hospital where Paul and Albert Kropp are temporarily stationed. He has an intimate knowledge of the workings of the hospital. He also has a "Special Permit", certifying him as sporadically not responsible for his actions due to a head wound, though he is clearly quite sane and exploiting his permit so he can stay in the hospital and away from the war as long as possible.
Franz Kemmerich
Just 19 years old, Franz Kemmerich had enlisted with his best friend and classmate, Bäumer. Kemmerich is shot in the leg early in the story; his injured leg has to be amputated, and he dies shortly after. In anticipation of Kemmerich's imminent death, Müller was eager to get his boots. While in the hospital, someone steals Kemmerich's watch that he intended to give to his mother, causing him great distress and prompting him to ask about his watch every time his friends visit him in the hospital. Paul later finds the watch and hands it over to Kemmerich's mother, and lies to her that Franz died instantly and painlessly.
Joseph Behm
Youthful and overweight, Behm was the only student in Paul's class that was not quickly influenced by Kantorek's patriotism to join the war. Eventually, after pressure from friends and Kantorek, he joins the war. He is the first of Paul's friends to die. He is blinded in no man's land and believed to be dead by his friends. The next day, when he is seen walking blindly around no man's land, it is discovered that he was only unconscious, but he is killed before he can be rescued.
Publication and reception
From November 10 to December 9, 1928, All Quiet on the Western Front was published in serial form in Vossische Zeitung magazine. It was released in book form the following year to great success, selling one and a half million copies that same year. It was the best-selling work of fiction in America for the year 1929, according to Publishers Weekly. Although publishers had worried that interest in World War I had waned more than 10 years after the armistice, Remarque's realistic depiction of trench warfare from the perspective of young soldiers struck a chord with the war's survivors—soldiers and civilians alike—and provoked strong reactions, both positive and negative, around the world.
With All Quiet on the Western Front, Remarque emerged as an eloquent spokesman for a generation that had been, in his own words, "destroyed by war, even though it might have escaped its shells." Remarque's harshest critics, in turn, were his countrymen, many of whom felt the book denigrated the German war effort, and that Remarque had exaggerated the horrors of war to further his pacifist agenda. The strongest voices against Remarque came from the emerging Nazi Party and its ideological allies. In 1933, when the Nazis rose to power, All Quiet on the Western Front became one of the first degenerate books to be publicly burnt; in 1930, screenings of the Academy Award-winning film based on the book were met with Nazi-organized protests and mob attacks on both movie theatres and audience members.
Objections to Remarque's portrayal of the World War I German soldiers were not limited to those of the Nazis in 1933. Dr. was concerned about Remarque's depiction of the medical personnel as being inattentive, uncaring, or absent from frontline action. Kroner was specifically worried that the book would perpetuate German stereotypes abroad that had subsided since the First World War. He offered the following clarification: "People abroad will draw the following conclusions: if German doctors deal with their own fellow countrymen in this manner, what acts of inhumanity will they not perpetuate against helpless prisoners delivered up into their hands or against the populations of occupied territory?"
A fellow patient of Remarque's in the military hospital in Duisburg objected to the negative depictions of the nuns and patients and to the general portrayal of soldiers: "There were soldiers to whom the protection of homeland, protection of house and homestead, protection of family were the highest objective, and to whom this will to protect their homeland gave the strength to endure any extremities."
These criticisms suggest that experiences of the war and the personal reactions of individual soldiers to their experiences may be more diverse than Remarque portrays them; however, it is beyond question that Remarque gives voice to a side of the war and its experience that was overlooked or suppressed at the time. This perspective is crucial to understanding the true effects of World War I. The evidence can be seen in the lingering depression that Remarque and many of his friends and acquaintances were suffering a decade later.
The book was also banned in other European countries on the grounds that it was considered anti-war propaganda; Austrian soldiers were forbidden from reading the book in 1929, and Czechoslovakia banned it from its military libraries. The Italian translation was also banned in 1933. When the Nazis were re-militarizing Germany, the book was banned as it was deemed counterproductive to German rearmament. In contrast, All Quiet on the Western Front was trumpeted by pacifists as an anti-war book.
Remarque makes a point in the opening statement that the novel does not advocate any political position, but is merely an attempt to describe the experiences of the soldier.
Much of the literary criticism came from Salomo Friedlaender, who wrote a book Hat Erich Maria Remarque wirklich gelebt? "Did Erich Maria Remarque really live?" (under the pen name Mynona), which was, in its turn, criticized in: Hat Mynona wirklich gelebt? "Did Mynona really live?" by Kurt Tucholsky. Friedlaender's criticism was mainly personal in nature—he attacked Remarque as being egocentric and greedy. Remarque publicly stated that he wrote All Quiet on the Western Front for personal reasons, not for profit, as Friedlaender had charged.
Adaptations
Film
All Quiet on the Western Front, a 1930 American film directed by Lewis Milestone, starring Louis Wolheim, Lew Ayres, John Wray, Arnold Lucy, and Ben Alexander. Recipient of two Oscars, including Best Picture at the 3rd Academy Awards.
All Quiet on the Western Front, a 2022 German film directed by Edward Berger, starring Felix Kammerer and Albrecht Schuch. Nominated for nine Oscars, including Best Picture, at the 95th Academy Awards, and winning seven British Academy Film Awards and four Oscars.
Television film
All Quiet on the Western Front, a 1979 CBS television film by Delbert Mann, starring Richard Thomas and Ernest Borgnine.
Music
"All Quiet on the Western Front", a song from Elton John's 1982 album Jump Up!, written by Elton and Bernie Taupin.
Radio
All Quiet on the Western Front, a 2008 radio adaptation broadcast on BBC Radio 3, starring Robert Lonsdale and Shannon Graney, written by Dave Sheasby, and directed by David Hunter.
Audiobooks
All Quiet on the Western Front, a 2000 Recorded Books audiobook of the text, read by Frank Muller.
All Quiet on the Western Front, a 2010 Hachette Audio UK audiobook narrated by Tom Lawrence.
Comics
"All Quiet on the Western Front", a 1952 comic book adaptation as part of the Classics Illustrated series.
See also
Bildungsroman
List of books with anti-war themes
References
External links
CliffsNotes
Spark Notes
Schneider, Thomas: All Quiet on the Western Front (novel) (2014) at 1914–1918-online: International Encyclopedia of the First World War.
1929 German-language novels
1929 German novels
Anti-war novels
Censored books
German novels adapted into films
Novels adapted into comics
German novels adapted into television shows
Novels adapted into radio programs
Novels by Erich Maria Remarque
Novels first published in serial form
Works originally published in Vossische Zeitung
Novels set during World War I
Novels set in Europe
Little, Brown and Company books |
2154 | https://en.wikipedia.org/wiki/African%20Americans | African Americans | African Americans, also known as Afro-Americans or Black Americans, are an ethnic group consisting of Americans with partial or total ancestry from any of the black racial groups of Africa. The term "African American" generally denotes descendants of enslaved Africans who are from the United States. While some Black immigrants or their children may also come to identify as African American, the majority of first-generation immigrants do not, preferring to identify with their nation of origin.
African Americans constitute the third largest racial ethnic group in the U.S. after White Americans and Hispanic and Latino Americans. Most African Americans are descendants of enslaved people within the boundaries of the present United States. On average, African Americans are of West and Central African, Western European, and Native American ancestry.
African American history began in the 16th century, with Africans from West and Central Africa being sold to European slave traders and transported across the Atlantic to the Western Hemisphere. After arriving in the Americas, they were sold as slaves to European colonists and put to work on plantations, particularly in the southern colonies. A few were able to achieve freedom through manumission or escape and founded independent communities before and during the American Revolution. After the United States was founded in 1783, most Black people continued to be enslaved, being most concentrated in the American South, with four million enslaved only liberated during and at the end of the Civil War in 1865. During Reconstruction, they gained citizenship and the right to vote; due to the widespread policy and ideology of White supremacy, they were largely treated as second-class citizens and found themselves soon disenfranchised in the South. These circumstances changed due to participation in the military conflicts of the United States, substantial migration out of the South, the elimination of legal racial segregation, and the civil rights movement which sought political and social freedom. However, racism against African Americans remains a problem into the 21st century. In 2008, Barack Obama became the first African American to be elected president of the United States.
African American culture has had a significant influence on worldwide culture, making numerous contributions to visual arts, literature, the English language, philosophy, politics, cuisine, sports, and music. The African American contribution to popular music is so profound that virtually all American music, including jazz, gospel, blues, disco, hip hop, R&B, soul and rock, has its origins either partially or entirely in the African American community.
History
Colonial era
The vast majority of those who were enslaved and transported in the transatlantic slave trade were people from Central and West Africa, who had been captured directly by the slave traders in coastal raids, or sold by other West Africans, or by half-European "merchant princes" to European slave traders, who brought them to the Americas. Enslaved Africans were kidnapped and sold off to the Americas before modern day African countries were formed, meaning they were taken from several ethnic groups from the continent of Africa who all had different cultures and languages.
The first African slaves arrived via Santo Domingo to the San Miguel de Gualdape colony (most likely located in the Winyah Bay area of present-day South Carolina), founded by Spanish explorer Lucas Vázquez de Ayllón in 1526. The ill-fated colony was almost immediately disrupted by a fight over leadership, during which the slaves revolted and fled the colony to seek refuge among local Native Americans. De Ayllón and many of the colonists died shortly afterward of an epidemic and the colony was abandoned. The settlers and the slaves who had not escaped returned to Haiti, whence they had come.
The marriage between Luisa de Abrego, a free Black domestic servant from Seville, and Miguel Rodríguez, a White Segovian conquistador in 1565 in St. Augustine (Spanish Florida), is the first known and recorded Christian marriage anywhere in what is now the continental United States.
The first recorded Africans in English America (including most of the future United States) were "20 and odd negroes" who came to Jamestown, Virginia via Cape Comfort in August 1619 as indentured servants. As many Virginian settlers began to die from harsh conditions, more and more Africans were brought to work as laborers.
An indentured servant (who could be White or Black) would work for several years (usually four to seven) without wages. The status of indentured servants in early Virginia and Maryland was similar to slavery. Servants could be bought, sold, or leased and they could be physically beaten for disobedience or running away. Unlike slaves, they were freed after their term of service expired or was bought out, their children did not inherit their status, and on their release from contract they received "a year's provision of corn, double apparel, tools necessary", and a small cash payment called "freedom dues". Africans could legally raise crops and cattle to purchase their freedom. They raised families, married other Africans and sometimes intermarried with Native Americans or European settlers.
By the 1640s and 1650s, several African families owned farms around Jamestown and some became wealthy by colonial standards and purchased indentured servants of their own. In 1640, the Virginia General Court recorded the earliest documentation of lifetime slavery when they sentenced John Punch, a Negro, to lifetime servitude under his master Hugh Gwyn for running away.
In the Spanish Florida some Spanish married or had unions with Pensacola, Creek or African women, both slave and free, and their descendants created a mixed-race population of mestizos and mulattos. The Spanish encouraged slaves from the colony of Georgia to come to Florida as a refuge, promising freedom in exchange for conversion to Catholicism. King Charles II issued a royal proclamation freeing all slaves who fled to Spanish Florida and accepted conversion and baptism. Most went to the area around St. Augustine, but escaped slaves also reached Pensacola. St. Augustine had mustered an all-Black militia unit defending Spanish Florida as early as 1683.
One of the Dutch African arrivals, Anthony Johnson, would later own one of the first Black "slaves", John Casor, resulting from the court ruling of a civil case.
The popular conception of a race-based slave system did not fully develop until the 18th century. The Dutch West India Company introduced slavery in 1625 with the importation of eleven Black slaves into New Amsterdam (present-day New York City). All the colony's slaves, however, were freed upon its surrender to the English.
Massachusetts was the first English colony to legally recognize slavery in 1641. In 1662, Virginia passed a law that children of enslaved women took the status of the mother, rather than that of the father, as under common law. This legal principle was called partus sequitur ventrum.
By an act of 1699, the colony ordered all free Blacks deported, virtually defining as slaves all people of African descent who remained in the colony. In 1670, the colonial assembly passed a law prohibiting free and baptized Blacks (and Indians) from purchasing Christians (in this act meaning White Europeans) but allowing them to buy people "of their owne nation".
In the Spanish Louisiana although there was no movement toward abolition of the African slave trade, Spanish rule introduced a new law called coartación, which allowed slaves to buy their freedom, and that of others. Although some did not have the money to buy their freedom, government measures on slavery allowed many free Blacks. That brought problems to the Spaniards with the French Creoles who also populated Spanish Louisiana, French creoles cited that measure as one of the system's worst elements.
First established in South Carolina in 1704, groups of armed White men—slave patrols—were formed to monitor enslaved Black people. Their function was to police slaves, especially fugitives. Slave owners feared that slaves might organize revolts or slave rebellions, so state militias were formed in order to provide a military command structure and discipline within the slave patrols so they could be used to detect, encounter, and crush any organized slave meetings which might lead to revolts or rebellions.
The earliest African American congregations and churches were organized before 1800 in both northern and southern cities following the Great Awakening. By 1775, Africans made up 20% of the population in the American colonies, which made them the second largest ethnic group after English Americans.
From the American Revolution to the Civil War
During the 1770s, Africans, both enslaved and free, helped rebellious American colonists secure their independence by defeating the British in the American Revolutionary War. Blacks played a role in both sides in the American Revolution. Activists in the Patriot cause included James Armistead, Prince Whipple, and Oliver Cromwell. Around 15,000 Black Loyalists left with the British after the war, most of them ending up as free Black people in England or its colonies, such as the Black Nova Scotians and the Sierra Leone Creole people.
In the Spanish Louisiana, Governor Bernardo de Gálvez organized Spanish free Black men into two militia companies to defend New Orleans during the American Revolution. They fought in the 1779 battle in which Spain captured Baton Rouge from the British. Gálvez also commanded them in campaigns against the British outposts in Mobile, Alabama, and Pensacola, Florida. He recruited slaves for the militia by pledging to free anyone who was seriously wounded and promised to secure a low price for coartación (buy their freedom and that of others) for those who received lesser wounds. During the 1790s, Governor Francisco Luis Héctor, baron of Carondelet reinforced local fortifications and recruit even more free Black men for the militia. Carondelet doubled the number of free Black men who served, creating two more militia companies—one made up of Black members and the other of pardo (mixed race). Serving in the militia brought free Black men one step closer to equality with Whites, allowing them, for example, the right to carry arms and boosting their earning power. However, actually these privileges distanced free Black men from enslaved Blacks and encouraged them to identify with Whites.
Slavery had been tacitly enshrined in the U.S. Constitution through provisions such as Article I, Section 2, Clause 3, commonly known as the 3/5 compromise. Because of Section 9, Clause 1, Congress was unable to pass an Act Prohibiting Importation of Slaves until 1807. Fugitive slave laws (derived from the Fugitive Slave Clause of the Constitution—Article IV, Section 2, Clause 3) were passed by Congress in 1793 and 1850, guaranteeing the right for a slaveholder to recover an escaped slave within the U.S. Slave owners, who viewed slaves as property, made it a federal crime to assist those who had escaped slavery or to interfere with their capture. Slavery, which by then meant almost exclusively Black people, was the most important political issue in the Antebellum United States, leading to one crisis after another. Among these were the Missouri Compromise, the Compromise of 1850, the Dred Scott decision, and John Brown's raid on Harpers Ferry.
Prior to the Civil War, eight serving presidents owned slaves, a practice protected by the U.S. Constitution. By 1860, there were 3.5 to 4.4 million enslaved Black people in the U.S. due to the Atlantic slave trade, and another 488,000–500,000 Blacks lived free (with legislated limits) across the country. With legislated limits imposed upon them in addition to "unconquerable prejudice" from Whites according to Henry Clay, some Black people who were not enslaved left the U.S. for Liberia in West Africa. Liberia began as a settlement of the American Colonization Society (ACS) in 1821, with the abolitionist members of the ACS believing Blacks would face better chances for freedom and equality in Africa.
The slaves not only constituted a large investment, they produced America's most valuable product and export: cotton. They helped build the United States Capitol, the White House and other Washington, D.C.-based buildings.) Similar building projects existed in the slave states.
By 1815, the domestic slave trade had become a major economic activity in the United States; it lasted until the 1860s. Historians estimate nearly one million in total took part in the forced migration of this new "Middle Passage". The historian Ira Berlin called this forced migration of slaves the "central event" in the life of a slave between the American Revolution and the Civil War, writing that whether slaves were directly uprooted or lived in fear that they or their families would be involuntarily moved, "the massive deportation traumatized black people". Individuals lost their connection to families and clans, and many ethnic Africans lost their knowledge of varying tribal origins in Africa.
The 1863 photograph of Wilson Chinn, a branded slave from Louisiana, like the one of Gordon and his scarred back, served as two early examples of how the newborn medium of photography could encapsulate the cruelty of slavery.
Emigration of free Blacks to their continent of origin had been proposed since the Revolutionary war. After Haiti became independent, it tried to recruit African Americans to migrate there after it re-established trade relations with the United States. The Haitian Union was a group formed to promote relations between the countries. After riots against Blacks in Cincinnati, its Black community sponsored founding of the Wilberforce Colony, an initially successful settlement of African American immigrants to Canada. The colony was one of the first such independent political entities. It lasted for a number of decades and provided a destination for about 200 Black families emigrating from a number of locations in the United States.
In 1863, during the American Civil War, President Abraham Lincoln signed the Emancipation Proclamation. The proclamation declared that all slaves in Confederate-held territory were free. Advancing Union troops enforced the proclamation, with Texas being the last state to be emancipated, in 1865.
Slavery in a few border states continued until the ratification of the Thirteenth Amendment in December 1865. While the Naturalization Act of 1790 limited U.S. citizenship to Whites only, the 14th Amendment (1868) gave Black people citizenship, and the 15th Amendment (1870) gave Black men the right to vote.
Reconstruction era and Jim Crow
African Americans quickly set up congregations for themselves, as well as schools and community/civic associations, to have space away from White control or oversight. While the post-war Reconstruction era was initially a time of progress for African Americans, that period ended in 1876. By the late 1890s, Southern states enacted Jim Crow laws to enforce racial segregation and disenfranchisement. Segregation was now imposed with Jim Crow laws, using signs used to show Blacks where they could legally walk, talk, drink, rest, or eat. For those places that were racially mixed, non-Whites had to wait until all White customers were dealt with. Most African Americans obeyed the Jim Crow laws, to avoid racially motivated violence. To maintain self-esteem and dignity, African Americans such as Anthony Overton and Mary McLeod Bethune continued to build their own schools, churches, banks, social clubs, and other businesses.
In the last decade of the 19th century, racially discriminatory laws and racial violence aimed at African Americans began to mushroom in the United States, a period often referred to as the "nadir of American race relations". These discriminatory acts included racial segregation—upheld by the United States Supreme Court decision in Plessy v. Ferguson in 1896—which was legally mandated by southern states and nationwide at the local level of government, voter suppression or disenfranchisement in the southern states, denial of economic opportunity or resources nationwide, and private acts of violence and mass racial violence aimed at African Americans unhindered or encouraged by government authorities.
Great migration and civil rights movement
The desperate conditions of African Americans in the South sparked the Great Migration during the first half of the 20th century which led to a growing African American community in Northern and Western United States. The rapid influx of Blacks disturbed the racial balance within Northern and Western cities, exacerbating hostility between both Blacks and Whites in the two regions. The Red Summer of 1919 was marked by hundreds of deaths and higher casualties across the U.S. as a result of race riots that occurred in more than three dozen cities, such as the Chicago race riot of 1919 and the Omaha race riot of 1919. Overall, Blacks in Northern and Western cities experienced systemic discrimination in a plethora of aspects of life. Within employment, economic opportunities for Blacks were routed to the lowest-status and restrictive in potential mobility. At the 1900 Hampton Negro Conference, Reverend Matthew Anderson said: "...the lines along most of the avenues of wage earning are more rigidly drawn in the North than in the South." Within the housing market, stronger discriminatory measures were used in correlation to the influx, resulting in a mix of "targeted violence, restrictive covenants, redlining and racial steering". While many Whites defended their space with violence, intimidation, or legal tactics toward African Americans, many other Whites migrated to more racially homogeneous suburban or exurban regions, a process known as White flight.
Despite discrimination, drawing cards for leaving the hopelessness in the South were the growth of African American institutions and communities in Northern cities. Institutions included Black oriented organizations (e.g., Urban League, NAACP), churches, businesses, and newspapers, as well as successes in the development in African American intellectual culture, music, and popular culture (e.g., Harlem Renaissance, Chicago Black Renaissance). The Cotton Club in Harlem was a Whites-only establishment, with Blacks (such as Duke Ellington) allowed to perform, but to a White audience. Black Americans also found a new ground for political power in Northern cities, without the enforced disabilities of Jim Crow.
By the 1950s, the civil rights movement was gaining momentum. A 1955 lynching that sparked public outrage about injustice was that of Emmett Till, a 14-year-old boy from Chicago. Spending the summer with relatives in Money, Mississippi, Till was killed for allegedly having wolf-whistled at a White woman. Till had been badly beaten, one of his eyes was gouged out, and he was shot in the head. The visceral response to his mother's decision to have an open-casket funeral mobilized the Black community throughout the U.S. Vann R. Newkirk wrote "the trial of his killers became a pageant illuminating the tyranny of White supremacy". The state of Mississippi tried two defendants, but they were speedily acquitted by an all-White jury. One hundred days after Emmett Till's murder, Rosa Parks refused to give up her seat on the bus in Alabama—indeed, Parks told Emmett's mother Mamie Till that "the photograph of Emmett's disfigured face in the casket was set in her mind when she refused to give up her seat on the Montgomery bus."
The March on Washington for Jobs and Freedom and the conditions which brought it into being are credited with putting pressure on presidents John F. Kennedy and Lyndon B. Johnson. Johnson put his support behind passage of the Civil Rights Act of 1964 that banned discrimination in public accommodations, employment, and labor unions, and the Voting Rights Act of 1965, which expanded federal authority over states to ensure Black political participation through protection of voter registration and elections. By 1966, the emergence of the Black Power movement, which lasted from 1966 to 1975, expanded upon the aims of the civil rights movement to include economic and political self-sufficiency, and freedom from White authority.
During the post-war period, many African Americans continued to be economically disadvantaged relative to other Americans. Average Black income stood at 54 percent of that of White workers in 1947, and 55 percent in 1962. In 1959, median family income for Whites was $5,600 (), compared with $2,900 () for non-White families. In 1965, 43 percent of all Black families fell into the poverty bracket, earning under $3,000 () a year. The 1960s saw improvements in the social and economic conditions of many Black Americans.
From 1965 to 1969, Black family income rose from 54 to 60 percent of White family income. In 1968, 23 percent of Black families earned under $3,000 () a year, compared with 41 percent in 1960. In 1965, 19 percent of Black Americans had incomes equal to the national median, a proportion that rose to 27 percent by 1967. In 1960, the median level of education for Blacks had been 10.8 years, and by the late 1960s, the figure rose to 12.2 years, half a year behind the median for Whites.
Post–civil rights era
Politically and economically, African Americans have made substantial strides during the post–civil rights era. In 1967, Thurgood Marshall became the first African American Supreme Court Justice. In 1968, Shirley Chisholm became the first Black woman elected to the U.S. Congress. In 1989, Douglas Wilder became the first African American elected governor in U.S. history. Clarence Thomas succeeded Marshall to become the second African American Supreme Court Justice in 1991. In 1992, Carol Moseley-Braun of Illinois became the first African American woman elected to the U.S. Senate. There were 8,936 Black officeholders in the United States in 2000, showing a net increase of 7,467 since 1970. In 2001, there were 484 Black mayors.
In 2005, the number of Africans immigrating to the United States, in a single year, surpassed the peak number who were involuntarily brought to the United States during the Atlantic Slave Trade. On November 4, 2008, Democratic Senator Barack Obama defeated Republican Senator John McCain to become the first African American to be elected president. At least 95 percent of African American voters voted for Obama. He also received overwhelming support from young and educated Whites, a majority of Asians, and Hispanics, picking up a number of new states in the Democratic electoral column. Obama lost the overall White vote, although he won a larger proportion of White votes than any previous nonincumbent Democratic presidential candidate since Jimmy Carter. Obama was reelected for a second and final term, by a similar margin on November 6, 2012. In 2021, Kamala Harris became the first woman, the first African American, and the first Asian American to serve as Vice President of the United States. In June 2021, Juneteenth, a day which commemorates the end of slavery in the US, became a federal holiday.
Demographics
In 1790, when the first U.S. census was taken, Africans (including slaves and free people) numbered about 760,000—about 19.3% of the population. In 1860, at the start of the Civil War, the African American population had increased to 4.4 million, but the percentage rate dropped to 14% of the overall population of the country. The vast majority were slaves, with only 488,000 counted as "freemen". By 1900, the Black population had doubled and reached 8.8 million.
In 1910, about 90% of African Americans lived in the South. Large numbers began migrating north looking for better job opportunities and living conditions, and to escape Jim Crow laws and racial violence. The Great Migration, as it was called, spanned the 1890s to the 1970s. From 1916 through the 1960s, more than 6 million Black people moved north. But in the 1970s and 1980s, that trend reversed, with more African Americans moving south to the Sun Belt than leaving it.
The following table of the African American population in the United States over time shows that the African American population, as a percentage of the total population, declined until 1930 and has been rising since then.
By 1990, the African American population reached about 30 million and represented 12% of the U.S. population, roughly the same proportion as in 1900.
At the time of the 2000 U.S. census, 54.8% of African Americans lived in the South. In that year, 17.6% of African Americans lived in the Northeast and 18.7% in the Midwest, while only 8.9% lived in the Western states. The west does have a sizable Black population in certain areas, however. California, the nation's most populous state, has the fifth largest African American population, only behind New York, Texas, Georgia, and Florida. According to the 2000 Census, approximately 2.05% of African Americans identified as Hispanic or Latino in origin, many of whom may be of Brazilian, Puerto Rican, Dominican, Cuban, Haitian, or other Latin American descent. The only self-reported ancestral groups larger than African Americans are the Irish and Germans.
According to the 2010 census, nearly 3% of people who self-identified as Black had recent ancestors who immigrated from another country. Self-reported non-Hispanic Black immigrants from the Caribbean, mostly from Jamaica and Haiti, represented 0.9% of the U.S. population, at 2.6 million. Self-reported Black immigrants from sub-Saharan Africa also represented 0.9%, at about 2.8 million. Additionally, self-identified Black Hispanics represented 0.4% of the United States population, at about 1.2 million people, largely found within the Puerto Rican and Dominican communities. Self-reported Black immigrants hailing from other countries in the Americas, such as Brazil and Canada, as well as several European countries, represented less than 0.1% of the population. Mixed-race Hispanic and non-Hispanic Americans who identified as being part Black, represented 0.9% of the population. Of the 12.6% of United States residents who identified as Black, around 10.3% were "native Black American" or ethnic African Americans, who are direct descendants of West/Central Africans brought to the U.S. as slaves. These individuals make up well over 80% of all Blacks in the country. When including people of mixed-race origin, about 13.5% of the U.S. population self-identified as Black or "mixed with Black". However, according to the U.S. Census Bureau, evidence from the 2000 census indicates that many African and Caribbean immigrant ethnic groups do not identify as "Black, African Am., or Negro". Instead, they wrote in their own respective ethnic groups in the "Some Other Race" write-in entry. As a result, the census bureau devised a new, separate "African American" ethnic group category in 2010 for ethnic African Americans.
Historically, African Americans have been undercounted in the U.S. census due to a number of factors and biases. In the 2020 census, the African American population was undercounted at an estimated rate of 3.3%, up from 2.1% in 2010.
Texas has the largest African American population by state. Followed by Texas is Florida, with 3.8 million, and Georgia, with 3.6 million.
U.S. cities
After 100 years of African Americans leaving the south in large numbers seeking better opportunities and treatment in the west and north, a movement known as the Great Migration, there is now a reverse trend, called the New Great Migration. As with the earlier Great Migration, the New Great Migration is primarily directed toward cities and large urban areas, such as Atlanta, Charlotte, Houston, Dallas, Raleigh, Tampa, San Antonio, New Orleans, Memphis, Nashville, Jacksonville, and so forth. A growing percentage of African Americans from the west and north are migrating to the southern region of the U.S. for economic and cultural reasons. New York City, Chicago, and Los Angeles have the highest decline in African Americans, while Atlanta, Dallas, and Houston have the highest increase respectively. Despite recent declines, as of 2020, the New York City metropolitan area still has the largest African American metropolitan population in the United States and the only to have over 3 million African Americans.
Among cities of 100,000 or more, South Fulton, Georgia had the highest percentage of Black residents of any large U.S. city in 2020, with 93%. Other large cities with African American majorities include Jackson, Mississippi (80%), Detroit, Michigan (80%), Birmingham, Alabama (70%), Miami Gardens, Florida (67%), Memphis, Tennessee (63%), Montgomery, Alabama (62%), Baltimore, Maryland (60%), Augusta, Georgia (59%), Shreveport, Louisiana (58%), New Orleans, Louisiana (57%), Macon, Georgia (56%), Baton Rouge, Louisiana (55%), Hampton, Virginia (53%), Newark, New Jersey (53%), Mobile, Alabama (53%), Cleveland, Ohio (52%), Brockton, Massachusetts (51%), and Savannah, Georgia (51%).
The nation's most affluent community with an African American majority resides in View Park–Windsor Hills, California, with an annual median household income of $159,618. Other largely affluent and African American communities include Prince George's County (namely Mitchellville, Woodmore, Upper Marlboro) and Charles County in Maryland, Dekalb County (namely Stonecrest, Lithonia, Smoke Rise) and South Fulton in Georgia, Charles City County in Virginia, Baldwin Hills in California, Hillcrest and Uniondale in New York, and Cedar Hill, DeSoto, and Missouri City in Texas. Queens County, New York is the only county with a population of 65,000 or more where African Americans have a higher median household income than White Americans.
Seatack, Virginia is currently the oldest African American community in the United States. It survives today with a vibrant and active civic community.
Education
During slavery, anti-literacy laws were enacted in the U.S. that prohibited education for Black people. Slave owners saw literacy as a threat to the institution of slavery. As a North Carolina statute stated, "Teaching slaves to read and write, tends to excite dissatisfaction in their minds, and to produce insurrection and rebellion."
When slavery was finally abolished in 1865, public educational systems were expanding across the country. By 1870, around seventy-four institutions in the south provided a form of advanced education for African American students. By 1900, over a hundred programs at these schools provided training for Black professionals, including teachers. Many of the students at Fisk University, including the young W. E. B. Du Bois, taught school during the summers to support their studies.
African Americans were very concerned to provide quality education for their children, but White supremacy limited their ability to participate in educational policymaking on the political level. State governments soon moved to undermine their citizenship by restricting their right to vote. By the late 1870s, Blacks were disenfranchised and segregated across the American South. White politicians in Mississippi and other states withheld financial resources and supplies from Black schools. Nevertheless, the presence of Black teachers, and their engagement with their communities both inside and outside the classroom, ensured that Black students had access to education despite these external constraints.
During World War II, demands for unity and racial tolerance on the home front provided an opening for the first Black history curriculum in the country. For example, during the early 1940s, Madeline Morgan, a Black teacher in the Chicago public schools, created a curriculum for students in grades one through eight highlighting the contributions of Black people to the history of the United States. At the close of the war, Chicago's Board of Education downgraded the curriculum's status from mandatory to optional.
Predominantly Black schools for kindergarten through twelfth grade students were common throughout the U.S. before the 1970s. By 1972, however, desegregation efforts meant that only 25% of Black students were in schools with more than 90% non-White students. However, since then, a trend towards re-segregation affected communities across the country: by 2011, 2.9 million African American students were in such overwhelmingly minority schools, including 53% of Black students in school districts that were formerly under desegregation orders.
As late as 1947, about one third of African Americans over 65 were considered to lack the literacy to read and write their own names. By 1969, illiteracy as it had been traditionally defined, had been largely eradicated among younger African Americans.
U.S. census surveys showed that by 1998, 89 percent of African Americans aged 25 to 29 had completed a high-school education, less than Whites or Asians, but more than Hispanics. On many college and university entrance exams or on standardized tests and grades, African Americans have historically lagged behind Whites, but some studies suggest that the achievement gap has been closing. Many policy makers have proposed that this gap can and will be eliminated through policies such as affirmative action, desegregation, and multiculturalism.
Between 1995 and 2009, freshmen college enrollment for African Americans increased by 73 percent and only 15 percent for Whites. Black women are enrolled in college more than any other race and gender group, leading all with 9.7% enrolled according to the 2011 U.S. Census Bureau.
The average high school graduation rate of Blacks in the United States has steadily increased to 71% in 2013. Separating this statistic into component parts shows it varies greatly depending upon the state and the school district examined. 38% of Black males graduated in the state of New York but in Maine 97% graduated and exceeded the White male graduation rate by 11 percentage points. In much of the southeastern United States and some parts of the southwestern United States the graduation rate of White males was in fact below 70% such as in Florida where 62% of White males graduated from high school. Examining specific school districts paints an even more complex picture. In the Detroit school district, the graduation rate of Black males was 20% but 7% for White males. In the New York City school district 28% of Black males graduate from high school compared to 57% of White males. In Newark County 76% of Black males graduated compared to 67% for White males. Further academic improvement has occurred in 2015. Roughly 23% of all Blacks have bachelor's degrees. In 1988, 21% of Whites had obtained a bachelor's degree versus 11% of Blacks. In 2015, 23% of Blacks had obtained a bachelor's degree versus 36% of Whites. Foreign born Blacks, 9% of the Black population, made even greater strides. They exceed native born Blacks by 10 percentage points.
College Board, which runs the official college-level advanced placement (AP) programs in American high schools, have has received criticism in recent years that its curricula have focused too much on Euro-centric history. In 2020, College Board reshaped some curricula among history-based courses to further reflect the African diaspora. In 2021, College Board announced it would be piloting an AP African American Studies course between 2022 and 2024. The course is expected to launch in 2024.
Historically Black colleges and universities
Historically Black colleges and universities (HBCUs), which were founded when segregated institutions of higher learning did not admit African Americans, continue to thrive and educate students of all races today. There are 101 HBCUs representing three percent of the nation's colleges and universities with the majority established in the Southeast. HBCUs have been largely responsible for establishing and expanding the African American middle-class by providing opportunities not usually given to African Americans.
Economic status
African Americans' economic status has improved some since the civil rights era. The racial disparity in poverty rates has narrowed. The poverty rate among African Americans has decreased from 24.7% in 2004 to 18.8% in 2020, compared to 10.5% for all Americans. Poverty is associated with higher rates of marital stress and dissolution, physical and mental health problems, disability, cognitive deficits, low educational attainment, and crime.
African Americans have a long and diverse history of business ownership. Although the first African American business is unknown, slaves captured from West Africa are believed to have established commercial enterprises as peddlers and skilled craftspeople as far back as the 17th century. Around 1900, Booker T. Washington became the most famous proponent of African American businesses. His critic and rival W. E. B. DuBois also commended business as a vehicle for African American advancement.
African Americans had a combined buying power of over $1.6 trillion as of 2021, a 171% increase of their buying power in 2000 but lagging significantly in growth behind American Latinos and Asians in the same timer period (with 288% and 383%, respectively; for reference, US growth overall was 144% in the same period); however, African American net worth had shrunk 14% in the previous year despite strong growth in property prices and the S&P 500. In 2002, African American-owned businesses accounted for 1.2 million of the US's 23 million businesses. , African American-owned businesses account for approximately 2 million US businesses. Black-owned businesses experienced the largest growth in number of businesses among minorities from 2002 to 2011.
Twenty-five percent of Blacks had white-collar occupations (management, professional, and related fields) in 2000, compared with 33.6% of Americans overall. In 2001, over half of African American households of married couples earned $50,000 or more. Although in the same year African Americans were over-represented among the nation's poor, this was directly related to the disproportionate percentage of African American families headed by single women; such families are collectively poorer, regardless of ethnicity.
In 2006, the median earnings of African American men was more than Black and non-Black American women overall, and in all educational levels. At the same time, among American men, income disparities were significant; the median income of African American men was approximately 76 cents for every dollar of their European American counterparts, although the gap narrowed somewhat with a rise in educational level.
Overall, the median earnings of African American men were 72 cents for every dollar earned of their Asian American counterparts, and $1.17 for every dollar earned by Hispanic men. On the other hand, by 2006, among American women with post-secondary education, African American women have made significant advances; the median income of African American women was more than those of their Asian-, European- and Hispanic American counterparts with at least some college education.
The U.S. public sector is the single most important source of employment for African Americans. During 2008–2010, 21.2% of all Black workers were public employees, compared with 16.3% of non-Black workers. Both before and after the onset of the Great Recession, African Americans were 30% more likely than other workers to be employed in the public sector. The public sector is also a critical source of decent-paying jobs for Black Americans. For both men and women, the median wage earned by Black employees is significantly higher in the public sector than in other industries.
In 1999, the median income of African American families was $33,255 compared to $53,356 of European Americans. In times of economic hardship for the nation, African Americans suffer disproportionately from job loss and underemployment, with the Black underclass being hardest hit. The phrase "last hired and first fired" is reflected in the Bureau of Labor Statistics unemployment figures. Nationwide, the October 2008 unemployment rate for African Americans was 11.1%, while the nationwide rate was 6.5%. In 2007, the average income for African Americans was approximately $34,000, compared to $55,000 for Whites. African Americans experience a higher rate of unemployment than the general population.
The income gap between Black and White families is also significant. In 2005, employed Blacks earned 65% of the wages of Whites, down from 82% in 1975. The New York Times reported in 2006 that in Queens, New York, the median income among African American families exceeded that of White families, which the newspaper attributed to the growth in the number of two-parent Black families. It noted that Queens was the only county with more than 65,000 residents where that was true. In 2011, it was reported that 72% of Black babies were born to unwed mothers. The poverty rate among single-parent Black families was 39.5% in 2005, according to Walter E. Williams, while it was 9.9% among married-couple Black families. Among White families, the respective rates were 26.4% and 6% in poverty.
Collectively, African Americans are more involved in the American political process than other minority groups in the United States, indicated by the highest level of voter registration and participation in elections among these groups in 2004. African Americans also have the highest level of Congressional representation of any minority group in the U.S.
African American homeownership
Homeownership in the U.S. is the strongest indicator of financial stability and the primary asset most Americans use to generate wealth. African Americans continue to lag behind other racial groups in becoming homeowners. In the first quarter of 2021, 45.1% of African Americans owned their homes, compared to 65.3% of all Americans. The African American homeownership rate has remained relatively flat since the 1970s despite an increase in anti-discrimination housing laws and protections. The average white high-school drop-out still has a slightly better chance of owning a home than the average African American college graduate usually due to above-average debt-to-income ratios or below-average credit scores among most African American college graduates. Since 2000, fast-growing housing costs in most cities have made it even more difficult for the African-American homeownership rate to significantly grow and reach over 50% for the first time in history. From 2000 to 2022, the median home price in the U.S. grew 160%, outpacing average annual household income growth in that same period, which only grew about 30%. South Carolina is the state with the most African American home ownership, with about 55% of African Americans owning their own homes.
Politics
Since the mid 20th century, a large majority of African Americans support the Democratic Party. In the 2020 Presidential election, 91% of African American voters supported Democrat Joe Biden, while 8% supported Republican Donald Trump. Although there is an African American lobby in foreign policy, it has not had the impact that African American organizations have had in domestic policy.
Many African Americans were excluded from electoral politics in the decades following the end of Reconstruction. For those that could participate, until the New Deal, African Americans were supporters of the Republican Party because it was Republican President Abraham Lincoln who helped in granting freedom to American slaves; at the time, the Republicans and Democrats represented the sectional interests of the North and South, respectively, rather than any specific ideology, and both conservative and liberal were represented equally in both parties.
The African American trend of voting for Democrats can be traced back to the 1930s during the Great Depression, when Franklin D. Roosevelt's New Deal program provided economic relief to African Americans. Roosevelt's New Deal coalition turned the Democratic Party into an organization of the working class and their liberal allies, regardless of region. The African American vote became even more solidly Democratic when Democratic presidents John F. Kennedy and Lyndon B. Johnson pushed for civil rights legislation during the 1960s. In 1960, nearly a third of African Americans voted for Republican Richard Nixon.
Black national anthem
"Lift Every Voice and Sing" is often referred to as the Black national anthem in the United States. In 1919, the National Association for the Advancement of Colored People (NAACP) had dubbed it the "Negro national anthem" for its power in voicing a cry for liberation and affirmation for African American people.
Sexuality
According to a Gallup survey, 4.6% of Black or African Americans self-identified as LGBT in 2016, while the total portion of American adults in all ethnic groups identifying as LGBT was 4.1% in 2016.
Health
General
The life expectancy for Black men in 2008 was 70.8 years. Life expectancy for Black women was 77.5 years in 2008. In 1900, when information on Black life expectancy started being collated, a Black man could expect to live to 32.5 years and a Black woman 33.5 years. In 1900, White men lived an average of 46.3 years and White women lived an average of 48.3 years. African American life expectancy at birth is persistently five to seven years lower than European Americans. Black men have shorter lifespans than any other group in the US besides Native American men.
Black people have higher rates of obesity, diabetes, and hypertension than the U.S. average. For adult Black men, the rate of obesity was 31.6% in 2010. For adult Black women, the rate of obesity was 41.2% in 2010. African Americans have higher rates of mortality than any other racial or ethnic group for 8 of the top 10 causes of death. In 2013, among men, Black men had the highest rate of getting cancer, followed by White, Hispanic, Asian/Pacific Islander (A/PI), and American Indian/Alaska Native (AI/AN) men. Among women, White women had the highest rate of getting cancer, followed by Black, Hispanic, Asian/Pacific Islander, and American Indian/Alaska Native women. African Americans also have higher prevalence and incidence of Alzheimer's disease compared to the overall average.
Violence has an impact upon African American life expectancy. A report from the U.S. Department of Justice states "In 2005, homicide victimization rates for blacks were 6 times higher than the rates for whites". The report also found that "94% of black victims were killed by blacks." Black boys and men age 15–44 are the only race/sex category for which homicide is a top-five cause of death.
In December 2020, African Americans were less likely to be vaccinated against COVID-19 due to mistrust in the U.S. medical system related to decades of abuses and anti-black treatment. From 2021 to 2022, there was an increase in African Americans who became vaccinated. Still, in 2022, COVID-19 complications became the third leading cause of death for African Americans.
Sexual health
According to the Centers for Disease Control and Prevention, African Americans have higher rates of sexually transmitted infections (STIs) compared to Whites, with 5 times the rates of syphilis and chlamydia, and 7.5 times the rate of gonorrhea.
The disproportionately high incidence of HIV/AIDS among African Americans has been attributed to homophobic influences and lack of access to proper healthcare. The prevalence of HIV/AIDS among Black men is seven times higher than the prevalence for White men, and Black men are more than nine times as likely to die from HIV/AIDS-related illness than White men.
Mental health
African Americans have several barriers for accessing mental health services. Counseling has been frowned upon and distant in utility and proximity to many people in the African American community. In 2004, a qualitative research study explored the disconnect with African Americans and mental health. The study was conducted as a semi-structured discussion which allowed the focus group to express their opinions and life experiences. The results revealed a couple key variables that create barriers for many African American communities to seek mental health services such as the stigma, lack of four important necessities; trust, affordability, cultural understanding and impersonal services.
Historically, many African American communities did not seek counseling because religion was a part of the family values. African American who have a faith background are more likely to seek prayer as a coping mechanism for mental issues rather than seeking professional mental health services. In 2015 a study concluded, African Americans with high value in religion are less likely to utilize mental health services compared to those who have low value in religion.
Most counseling approaches are westernized and do not fit within the African American culture. African American families tend to resolve concerns within the family, and it is viewed by the family as a strength. On the other hand, when African Americans seek counseling, they face a social backlash and are criticized. They may be labeled "crazy", viewed as weak, and their pride is diminished. Because of this, many African Americans instead seek mentorship within communities they trust.
Terminology is another barrier in relation to African Americans and mental health. There is more stigma on the term psychotherapy versus counseling. In one study, psychotherapy is associated with mental illness whereas counseling approaches problem-solving, guidance and help. More African Americans seek assistance when it is called counseling and not psychotherapy because it is more welcoming within the cultural and community. Counselors are encouraged to be aware of such barriers for the well-being of African American clients. Without cultural competency training in health care, many African Americans go unheard and misunderstood.
Although suicide is a top-10 cause of death for men overall in the US, it is not a top-10 cause of death for Black men.
Genetics
Genome-wide studies
Recent surveys of African Americans using a genetic testing service have found varied ancestries which show different tendencies by region and sex of ancestors. These studies found that on average, African Americans have 73.2–82.1% West African, 16.7%–24% European, and 0.8–1.2% Native American genetic ancestry, with large variation between individuals. Genetics websites themselves have reported similar ranges, with some finding 1 or 2 percent Native American ancestry and Ancestry.com reporting an outlying percentage of European ancestry among African Americans, 29%.
According to a genome-wide study by Bryc et al. (2009), the mixed ancestry of African Americans in varying ratios came about as the result of sexual contact between West/Central Africans (more frequently females) and Europeans (more frequently males). Consequently, the 365 African Americans in their sample have a genome-wide average of 78.1% West African ancestry and 18.5% European ancestry, with large variation among individuals (ranging from 99% to 1% West African ancestry). The West African ancestral component in African Americans is most similar to that in present-day speakers from the non-Bantu branches of the Niger-Congo (Niger-Kordofanian) family.
Correspondingly, Montinaro et al. (2014) observed that around 50% of the overall ancestry of African Americans traces comes from a population similar to the Niger-Congo-speaking Yoruba of southern Nigeria and southern Benin, reflecting the centrality of this West African region in the Atlantic slave trade. The next most frequent ancestral component found among African Americans was derived from Great Britain, in keeping with historical records. It constitutes a little over 10% of their overall ancestry and is most similar to the Northwest European ancestral component also carried by Barbadians. Zakharaia et al. (2009) found a similar proportion of Yoruba-like ancestry in their African American samples, with a minority also drawn from Mandenka and Bantu populations. Additionally, the researchers observed an average European ancestry of 21.9%, again with significant variation between individuals. Bryc et al. (2009) note that populations from other parts of the continent may also constitute adequate proxies for the ancestors of some African American individuals; namely, ancestral populations from Guinea Bissau, Senegal and Sierra Leone in West Africa and Angola in Southern Africa.
Altogether, genetic studies suggest that African Americans are a genetically diverse people. According to DNA analysis led in 2006 by Penn State geneticist Mark D. Shriver, around 58 percent of African Americans have at least 12.5% European ancestry (equivalent to one European great-grandparent and their forebears), 19.6 percent of African Americans have at least 25% European ancestry (equivalent to one European grandparent and their forebears), and 1 percent of African Americans have at least 50% European ancestry (equivalent to one European parent and their forebears). According to Shriver, around 5 percent of African Americans also have at least 12.5% Native American ancestry (equivalent to one Native American great-grandparent and their forebears). Research suggests that Native American ancestry among people who identify as African American is a result of relationships that occurred soon after slave ships arrived in the American colonies, and European ancestry is of more recent origin, often from the decades before the Civil War.
Y-DNA
Africans bearing the E-V38 (E1b1a) likely traversed across the Sahara, from east to west, approximately 19,000 years ago. E-M2 (E1b1a1) likely originated in West Africa or Central Africa. According to a Y-DNA study by Sims et al. (2007), the majority (≈60%) of African Americans belong to various subclades of the E-M2 (E1b1a1, formerly E3a) paternal haplogroup. This is the most common genetic paternal lineage found today among West/Central African males and is also a signature of the historical Bantu migrations. The next most frequent Y-DNA haplogroup observed among African Americans is the R1b clade, which around 15% of African Americans carry. This lineage is most common today among Northwestern European males. The remaining African Americans mainly belong to the paternal haplogroup I (≈7%), which is also frequent in Northwestern Europe.
mtDNA
According to an mtDNA study by Salas et al. (2005), the maternal lineages of African Americans are most similar to haplogroups that are today especially common in West Africa (>55%), followed closely by West-Central Africa and Southwestern Africa (<41%). The characteristic West African haplogroups L1b, L2b,c,d, and L3b,d and West-Central African haplogroups L1c and L3e in particular occur at high frequencies among African Americans. As with the paternal DNA of African Americans, contributions from other parts of the continent to their maternal gene pool are insignificant.
Racism and social status
Formal political, economic and social discrimination against minorities has been present throughout American history. Leland T. Saito, Associate Professor of Sociology and American Studies & Ethnicity at the University of Southern California, writes, "Political rights have been circumscribed by race, class and gender since the founding of the United States, when the right to vote was restricted to White men of property. Throughout the history of the United States race has been used by Whites for legitimizing and creating difference and social, economic and political exclusion."
Although they have gained a greater degree of social equality since the civil rights movement, African Americans have remained stagnant economically, which has hindered their ability to break into the middle class and beyond. As of 2020, the racial wealth gap between Whites and Blacks remains as large as it was in 1968, with the typical net worth of a White household equivalent to that of 11.5 black households. Despite this, African Americans have increased employment rates and gained representation in the highest levels of American government in the post–civil rights era. However, widespread racism remains an issue that continues to undermine the development of social status.
Economically, of all the racially Black ethnic groups on the globe, African Americans are the wealthiest and most successful, with one in every fifty African American families being millionaires. This equates in 2023 to approximately 1.79 million African American millionaires in the United States, which is more than the total amount of millionaires in any Black country, and many other countries, around the world.
Policing and criminal justice
Forty percent of prison inmates are African American. In 2023, African Americans make up the second largest population of prison inmates, coming in second to White Americans who are the largest population of prison inmates at sixty percent. African American males are more likely to be killed by police when compared to other races. This is one of the factors that led to the creation of the Black Lives Matter movement in 2013. A historical issue in the U.S. where women have weaponized their White privilege in the country by reporting on Black people, often instigating racial violence, White women calling the police on Black people became widely publicized in 2020. In African American culture there is a long history of calling a meddlesome White woman by a certain name, while The Guardian called 2020 "the year of Karen".
Although in the last decade Black youth have had lower rates of cannabis (marijuana) consumption than Whites of the same age, they have disproportionately higher arrest rates than Whites: in 2010, for example, Blacks were 3.73 times as likely to get arrested for using cannabis than Whites, despite not significantly more frequently being users. Even since the legalization of cannabis, there are still more arrests made for Black users than White, wasting taxpayer money, due to many of those cases being abandoned or dropped, with no charges being filed after the trivial, racially-biased arrests.
Social issues
After over 50 years, marriage rates for all Americans began to decline while divorce rates and out-of-wedlock births have climbed. These changes have been greatest among African Americans. After more than 70 years of racial parity Black marriage rates began to fall behind Whites. Single-parent households have become common, and according to U.S. census figures released in January 2010, only 38 percent of Black children live with both their parents. In 2021, statistics show that over 80 percent marriages in the African American ethnic group marry within their ethnic group.
The first ever anti-miscegenation law was passed by the Maryland General Assembly in 1691, criminalizing interracial marriage. In a speech in Charleston, Illinois in 1858, Abraham Lincoln stated, "I am not, nor ever have been in favor of making voters or jurors of negroes, nor of qualifying them to hold office, nor to intermarry with white people". By the late 1800s, 38 US states had anti-miscegenation statutes. By 1924, the ban on interracial marriage was still in force in 29 states. While interracial marriage had been legal in California since 1948, in 1957 actor Sammy Davis Jr. faced a backlash for his involvement with White actress Kim Novak. Harry Cohn, the president of Columbia Pictures, with whom Novak was under contract, gave in to his concerns that a racist backlash against the relationship could hurt the studio. Davis briefly married Black dancer Loray White in 1958 to protect himself from mob violence. Inebriated at the wedding ceremony, Davis despairingly said to his best friend, Arthur Silber Jr., "Why won't they let me live my life?" The couple never lived together, and commenced divorce proceedings in September 1958. In 1958, officers in Virginia entered the home of Mildred and Richard Loving and dragged them out of bed for living together as an interracial couple, on the basis that "any white person intermarry with a colored person"—or vice versa—each party "shall be guilty of a felony" and face prison terms of five years. In 1967 the law was ruled unconstitutional (via the 14th Amendment adopted in 1868) by the U.S. Supreme Court in Loving v. Virginia.
In 2008, Democrats overwhelmingly voted 70% against California Proposition 8, African Americans voted 58% in favor of it while 42% voted against Proposition 8. On May 9, 2012, Barack Obama, the first Black president, became the first U.S. president to support same-sex marriage. Since Obama's endorsement there has been a rapid growth in support for same-sex marriage among African Americans. As of 2012, 59% of African Americans support same-sex marriage, which is higher than support among the national average (53%) and White Americans (50%).
Polls in North Carolina, Pennsylvania, Missouri, Maryland, Ohio, Florida, and Nevada have also shown an increase in support for same sex marriage among African Americans. On November 6, 2012, Maryland, Maine, and Washington all voted for approve of same-sex marriage, along with Minnesota rejecting a constitutional amendment banning same-sex marriage. Exit polls in Maryland show about 50% of African Americans voted for same-sex marriage, showing a vast evolution among African Americans on the issue and was crucial in helping pass same-sex marriage in Maryland.
Black Americans hold far more conservative opinions on abortion, extramarital sex, and raising children out of wedlock than Democrats as a whole. On financial issues, however, African Americans are in line with Democrats, generally supporting a more progressive tax structure to provide more government spending on social services.
Political legacy
African Americans have fought in every war in the history of the United States.
The gains made by African Americans in the civil rights movement and in the Black Power movement not only obtained certain rights for African Americans but changed American society in far-reaching and fundamentally important ways. Prior to the 1950s, Black Americans in the South were subject to de jure discrimination, or Jim Crow laws. They were often the victims of extreme cruelty and violence, sometimes resulting in deaths: by the post World War II era, African Americans became increasingly discontented with their long-standing inequality. In the words of Martin Luther King Jr., African Americans and their supporters challenged the nation to "rise up and live out the true meaning of its creed that all men are created equal..."
The civil rights movement marked an enormous change in American social, political, economic and civic life. It brought with it boycotts, sit-ins, nonviolent demonstrations and marches, court battles, bombings and other violence; prompted worldwide media coverage and intense public debate; forged enduring civic, economic and religious alliances; and disrupted and realigned the nation's two major political parties.
Over time, it has changed in fundamental ways the manner in which Blacks and Whites interact with and relate to one another. The movement resulted in the removal of codified, de jure racial segregation and discrimination from American life and law, and heavily influenced other groups and movements in struggles for civil rights and social equality within American society, including the Free Speech Movement, the disabled, the women's movement, and migrant workers. It also inspired the Native American rights movement, and in King's 1964 book Why We Can't Wait he wrote the U.S. "was born in genocide when it embraced the doctrine that the original American, the Indian, was an inferior race."
African Americans were also involved in the drafting of laws in the United States, such as Frank L. Stanley Sr. who drafted the laws for the Human Rights Commission and the integration of Kentucky schools while his study of how African Americans were segregated was utilized by the government which led to the integration of the military.
Media and coverage
Some activists and academics contend that American news media coverage of African American news, concerns, or dilemmas is inadequate, or that the news media present distorted images of African Americans.
To combat this, Robert L. Johnson founded Black Entertainment Television (BET), a network that targets young African Americans and urban audiences in the United States. Over the years, the network has aired such programming as rap and R&B music videos, urban-oriented movies and television series, and some public affairs programs. On Sunday mornings, BET would broadcast Christian programming; the network would also broadcast non-affiliated Christian programs during the early morning hours daily. According to Viacom, BET is now a global network that reaches households in the United States, Caribbean, Canada, and the United Kingdom. The network has gone on to spawn several spin-off channels, including BET Her (originally launched as BET on Jazz), which originally showcased jazz music-related programming, and later expanded to include general-interest urban programs as well as some R&B, soul, and world music.
Another network targeting African Americans is TV One. TV One's original programming was formally focused on lifestyle and entertainment-oriented shows, movies, fashion, and music programming. The network also reruns classic series from as far back as the 1970s to current series such as Empire and Sister Circle. TV One is owned by Urban One, founded and controlled by Catherine Hughes. Urban One is one of the nation's largest radio broadcasting companies and the largest African American-owned radio broadcasting company in the United States.
In June 2009, NBC News launched a new website named The Grio in partnership with the production team that created the Black documentary film Meeting David Wilson. It is the first African American video news site that focuses on underrepresented stories in existing national news. The Grio consists of a broad spectrum of original video packages, news articles, and contributor blogs on topics including breaking news, politics, health, business, entertainment and Black History.
Other Black-owned and oriented media outlets include:
The Africa Channel – Dedicated to programming representing the best in African culture.
aspireTV – a digital cable and satellite channel owned by businessman and former basketball player Magic Johnson.
ATTV – an independent public affairs and educational channel.
Bounce TV – a digital multicast network owned by E. W. Scripps Company.
Cleo TV – a sister network to TV One targeting African American women.
Fox Soul – a digital streaming channel primarily airing original talk shows and syndicated programming
Oprah Winfrey Network – a cable and satellite network founded by Oprah Winfrey and jointly owned by Discovery, Inc. and Harpo Studios. While not exclusively targeting African Americans, much of its original programming is geared towards a similar demographic.
Revolt – a music channel owned by Sean "Puff Daddy" Combs.
Soul of the South Network – a regional broadcast network.
VH1 – A female-oriented general entertainment channel owned by Viacom. Originally focused on light genres of music, the network's programming became slanted towards African American culture in recent years.
Culture
From their earliest presence in North America, African Americans have significantly contributed literature, art, agricultural skills, cuisine, clothing styles, music, language, and social and technological innovation to American culture. The cultivation and use of many agricultural products in the United States, such as yams, peanuts, rice, okra, sorghum, grits, watermelon, indigo dyes, and cotton, can be traced to West African and African American influences. Notable examples include George Washington Carver, who created nearly 500 products from peanuts, sweet potatoes, and pecans. Soul food is a variety of cuisine popular among African Americans. It is closely related to the cuisine of the Southern United States. The descriptive terminology may have originated in the mid-1960s, when soul was a common definer used to describe African American culture (for example, soul music). African Americans were the first peoples in the United States to make fried chicken, along with Scottish immigrants to the South. Although the Scottish had been frying chicken before they emigrated, they lacked the spices and flavor that African Americans had used when preparing the meal. The Scottish American settlers therefore adopted the African American method of seasoning chicken. However, fried chicken was generally a rare meal in the African American community and was usually reserved for special events or celebrations.
Language
African-American English is a variety (dialect, ethnolect, and sociolect) of American English, commonly spoken by urban working-class and largely bi-dialectal middle-class African Americans.
African American English evolved during the antebellum period through interaction between speakers of 16th- and 17th-century English of Great Britain and Ireland and various West African languages. As a result, the variety shares parts of its grammar and phonology with the Southern American English dialect. African American English differs from Standard American English (SAE) in certain pronunciation characteristics, tense usage, and grammatical structures, which were derived from West African languages (particularly those belonging to the Niger–Congo family).
Virtually all habitual speakers of African American English can understand and communicate in Standard American English. As with all linguistic forms, AAVE's usage is influenced by various factors, including geographical, educational and socioeconomic background, as well as formality of setting. Additionally, there are many literary uses of this variety of English, particularly in African American literature.
Traditional names
African-American names are part of the cultural traditions of African Americans, most of these cultural names having no connection to Africa but strictly an African American cultural practice that developed in the United States during enslavement. This new evidence became apparent by census records which show African Americans and White Americans, though they spoke the same language, chose to use different names even during times of enslavement, which is where and when the development of African American cultural names began.
Prior to this newer information, it was only thought that before the 1950s, and 1960s, most African-American names closely resembled those used within European-American culture. Babies of that era were generally given a few common names, with children using nicknames to distinguish the various people with the same name. With the rise of 1960s civil rights movement, there was a dramatic increase in names of various origins.
By the 1970s, and 1980s, it had become common among African Americans to invent new names for themselves, although many of these invented names took elements from popular existing names. Prefixes such as La/Le, Da/De, Ra/Re and Ja/Je, and suffixes like -ique/iqua, -isha and -aun/-awn are common, as are inventive spellings for common names. The book Baby Names Now: From Classic to Cool—The Very Last Word on First Names places the origins of "La" names in African-American culture in New Orleans.
Even with the rise of inventive names, it is still common for African Americans to use biblical, historical, or traditional European names. Daniel, Christopher, Michael, David, James, Joseph, and Matthew were thus among the most frequent names for African-American boys in 2013.
The name LaKeisha is typically considered American in origin but has elements that were drawn from both French and West/Central African roots. Names such as LaTanisha, JaMarcus, DeAndre, and Shaniqua were created in the same way. Punctuation marks are seen more often within African American names than other American names, such as the names Mo'nique and D'Andre.
Religion
The majority of African Americans are Protestant, many of whom follow the historically Black churches. The term Black church refers to churches which minister to predominantly African American congregations. Black congregations were first established by freed slaves at the end of the 17th century, and later when slavery was abolished more African Americans were allowed to create a unique form of Christianity that was culturally influenced by African spiritual traditions.
According to a 2007 survey, more than half of the African American population are part of the historically Black churches. The largest Protestant denomination among African Americans are the Baptists, distributed mainly in four denominations, the largest being the National Baptist Convention, USA and the National Baptist Convention of America. The second largest are the Methodists, the largest denominations are the African Methodist Episcopal Church and the African Methodist Episcopal Zion Church.
Pentecostals are distributed among several different religious bodies, with the Church of God in Christ as the largest among them by far. About 16% of African American Christians are members of White Protestant communions, these denominations (which include the United Church of Christ) mostly have a 2 to 3% African American membership. There are also large numbers of Catholics, constituting 5% of the African American population. Of the total number of Jehovah's Witnesses, 22% are Black.
Some African Americans follow Islam. Historically, between 15 and 30% of enslaved Africans brought to the Americas were Muslims, but most of these Africans were converted to Christianity during the era of American slavery. During the twentieth century, some African Americans converted to Islam, mainly through the influence of Black nationalist groups that preached with distinctive Islamic practices; including the Moorish Science Temple of America, and the largest organization, the Nation of Islam, founded in the 1930s, which attracted at least 20,000 people by 1963. Prominent members included activist Malcolm X and boxer Muhammad Ali.
Malcolm X is considered the first person to start the movement among African Americans towards mainstream Islam, after he left the Nation and made the pilgrimage to Mecca. In 1975, Warith Deen Mohammed, the son of Elijah Muhammad took control of the Nation after his father's death and guided the majority of its members to orthodox Islam.
African American Muslims constitute 20% of the total U.S. Muslim population, the majority are Sunni or orthodox Muslims, some of these identify under the community of W. Deen Mohammed. The Nation of Islam led by Louis Farrakhan has a membership ranging from 20,000 to 50,000 members.
There is also a small but growing group of African American Jews, making up less than 0.5% of African Americans or about 2% of the Jewish population in the United States. The majority of African-American Jews are Ashkenazi, while smaller numbers identify as Sephardi, Mizrahi, or other. Many African-American Jews are affiliated with denominations such as the Reform, Conservative, Reconstructionist, or Orthodox branches of Judaism, but the majority identify as "Jews of no religion", commonly known as secular Jews. A significant number of people who identify themselves as "Black Jews" are affiliated with syncretic religious groups, largely the Black Hebrew Israelites, whose beliefs include the claim that African Americans are descended from the Biblical Israelites. Jews of all races typically do not accept Black Hebrew Israelites as Jews, in part because they are usually not Jewish according to Jewish law, and in part because these groups are sometimes associated with antisemitism. African-American Jews have criticized the Black Hebrew Israelites, regarding the movement as primarily composed of Black non-Jews who have appropriated Black-Jewish identity.
Confirmed atheists are less than one half of one percent, similar to numbers for Hispanics.
Music
African American music is one of the most pervasive African American cultural influences in the United States today and is among the most dominant in mainstream popular music. Hip hop, R&B, funk, rock and roll, soul, blues, and other contemporary American musical forms originated in Black communities and evolved from other Black forms of music, including blues, doo-wop, barbershop, ragtime, bluegrass, jazz, and gospel music.
African American-derived musical forms have also influenced and been incorporated into virtually every other popular music genre in the world, including country and techno. African American genres are the most important ethnic vernacular tradition in America, as they have developed independent of African traditions from which they arise more so than any other immigrant groups, including Europeans; make up the broadest and longest lasting range of styles in America; and have, historically, been more influential, interculturally, geographically, and economically, than other American vernacular traditions.
Dance
African Americans have also had an important role in American dance. Bill T. Jones, a prominent modern choreographer and dancer, has included historical African American themes in his work, particularly in the piece "Last Supper at Uncle Tom's Cabin/The Promised Land". Likewise, Alvin Ailey's artistic work, including his "Revelations" based on his experience growing up as an African American in the South during the 1930s, has had a significant influence on modern dance. Another form of dance, Stepping, is an African American tradition whose performance and competition has been formalized through the traditionally Black fraternities and sororities at universities.
Literature and academics
Many African American authors have written stories, poems, and essays influenced by their experiences as African Americans. African American literature is a major genre in American literature. Famous examples include Langston Hughes, James Baldwin, Richard Wright, Zora Neale Hurston, Ralph Ellison, Nobel Prize winner Toni Morrison, and Maya Angelou.
African American inventors have created many widely used devices in the world and have contributed to international innovation. Norbert Rillieux created the technique for converting sugar cane juice into white sugar crystals. Moreover, Rillieux left Louisiana in 1854 and went to France, where he spent ten years working with the Champollions deciphering Egyptian hieroglyphics from the Rosetta Stone. Most slave inventors were nameless, such as the slave owned by the Confederate President Jefferson Davis who designed the ship propeller used by the Confederate navy.
By 1913, over 1,000 inventions were patented by Black Americans. Among the most notable inventors were Jan Matzeliger, who developed the first machine to mass-produce shoes, and Elijah McCoy, who invented automatic lubrication devices for steam engines. Granville Woods had 35 patents to improve electric railway systems, including the first system to allow moving trains to communicate. Garrett A. Morgan developed the first automatic traffic signal and gas mask.
Lewis Howard Latimer invented an improvement for the incandescent light bulb. More recent inventors include Frederick McKinley Jones, who invented the movable refrigeration unit for food transport in trucks and trains. Lloyd Quarterman worked with six other Black scientists on the creation of the atomic bomb (code named the Manhattan Project.) Quarterman also helped develop the first nuclear reactor, which was used in the atomically powered submarine called the Nautilus.
A few other notable examples include the first successful open heart surgery, performed by Daniel Hale Williams, and the air conditioner, patented by Frederick McKinley Jones. Mark Dean holds three of the original nine patents on the computer on which all PCs are based. More current contributors include Otis Boykin, whose inventions included several novel methods for manufacturing electrical components that found use in applications such as guided missile systems and computers, and Colonel Frederick Gregory, who was not only the first Black astronaut pilot but the person who redesigned the cockpits for the last three space shuttles. Gregory was also on the team that pioneered the microwave instrumentation landing system.
As part of the preservation of their culture, African Americans have continuously launched their own publications and punishing houses, such as Robert Sengstacke Abbott, founder of the Chicago Defender newspaper, and Carter G. Woodson, the founder of Black History Month who spent over thirty years documenting and publishing African American history in journals and books. The Johnson Publishing Company, founded by John H. Johnson in 1942, is a National Historic Landmark.
Terminology
General
The term African American, popularized by Jesse Jackson in the 1980s, carries important social implications. Earlier terms used to describe Americans of African ancestry referred more to skin color than to ancestry. Other terms (such as colored, person of color, or negro) were included in the wording of various laws and legal decisions which some thought were being used as tools of White supremacy and oppression.
A 16-page pamphlet entitled "A Sermon on the Capture of Lord Cornwallis" is notable for the attribution of its authorship to "An African American". Published in 1782, the book's use of this phrase predates any other yet identified by more than 50 years.
In the 1980s, the term African American was advanced on the model of, for example, German American or Irish American, to give descendants of American slaves, and other American Blacks who lived through the slavery era, a heritage and a cultural base. The term was popularized in Black communities around the country via word of mouth and ultimately received mainstream use after Jesse Jackson publicly used the term in front of a national audience in 1988. Subsequently, major media outlets adopted its use.
In 2023, the government released a new more detailed breakdown due to the rise in racially Black immigration into the US, listing African American as a compound termed ethnicity, distinguished from other racially Black ethnicities such as Nigerian, Jamaican etc.
Surveys show that the majority of Black Americans have no preference for African American versus Black American, although they have a slight preference for the latter in personal settings and the former in more formal settings.
The term African American embraces pan-Africanism as earlier enunciated by prominent African thinkers such as Marcus Garvey, W. E. B. Du Bois, and George Padmore. The term Afro-Usonian, and variations of such, are more rarely used.
Official identity
Since 1977, in an attempt to keep up with changing social opinion, the United States government has officially classified Black people (revised to Black or African American in 1997) as "having origins in any of the black racial groups of Africa." Other federal offices, such as the U.S. Census Bureau, adhere to the Office of Management and Budget standards on race in their data collection and tabulation efforts. In preparation for the 2010 U.S. Census, a marketing and outreach plan called 2010 Census Integrated Communications Campaign Plan (ICC) recognized and defined African Americans as Black people born in the United States. From the ICC perspective, African Americans are one of three groups of Black people in the United States.
The ICC plan was to reach the three groups by acknowledging that each group has its own sense of community that is based on geography and ethnicity. The best way to market the census process toward any of the three groups is to reach them through their own unique communication channels and not treat the entire Black population of the U.S. as though they are all African Americans with a single ethnic and geographical background. The Federal Bureau of Investigation of the U.S. Department of Justice categorizes Black or African American people as "[a] person having origins in any of the black racial groups of Africa" through racial categories used in the UCR Program adopted from the Statistical Policy Handbook (1978) and published by the Office of Federal Statistical Policy and Standards, U.S. Department of Commerce, derived from the 1977 Office of Management and Budget classification.
Admixture
Historically, "race mixing" between Black and White people was taboo in the United States. So-called anti-miscegenation laws, barring Blacks and Whites from marrying or having sex, were established in colonial America as early as 1691, and endured in many Southern states until the Supreme Court ruled them unconstitutional in Loving v. Virginia (1967). The taboo among American Whites surrounding White-Black relations is a historical consequence of the oppression and racial segregation of African Americans. Historian David Brion Davis notes the racial mixing that occurred during slavery was frequently attributed by the planter class to the "lower-class white males" but Davis concludes that "there is abundant evidence that many slaveowners, sons of slaveowners, and overseers took black mistresses or in effect raped the wives and daughters of slave families." A famous example was Thomas Jefferson's mistress, Sally Hemings. Although publicly opposed to race mixing, Jefferson, in his Notes on the State of Virginia published in 1785, wrote: "The improvement of the blacks in body and mind, in the first instance of their mixture with the whites, has been observed by every one, and proves that their inferiority is not the effect merely of their condition of life".
Harvard University historian Henry Louis Gates Jr. wrote in 2009 that "African Americans...are a racially mixed or mulatto people—deeply and overwhelmingly so" (see genetics). After the Emancipation Proclamation, Chinese American men married African American women in high proportions to their total marriage numbers due to few Chinese American women being in the United States. African slaves and their descendants have also had a history of cultural exchange and intermarriage with Native Americans, although they did not necessarily retain social, cultural or linguistic ties to Native peoples. There are also increasing intermarriages and offspring between non-Hispanic Blacks and Hispanics of any race, especially between Puerto Ricans and African Americans (American-born Blacks). According to author M.M. Drymon, many African Americans identify as having Scots-Irish ancestry.
Racially mixed marriages have become increasingly accepted in the United States since the civil rights movement and up to the present day. Approval in national opinion polls has risen from 36% in 1978, to 48% in 1991, 65% in 2002, 77% in 2007. A Gallup poll conducted in 2013 found that 84% of Whites and 96% of Blacks approved of interracial marriage, and 87% overall.
At the end of World War II, some African American military men who had been stationed in Japan married Japanese women, who then immigrated to the United States.
Terminology dispute
In her book The End of Blackness, as well as in an essay for Salon, author Debra Dickerson has argued that the term Black should refer strictly to the descendants of Africans who were brought to America as slaves, and not to the sons and daughters of Black immigrants who lack that ancestry. Thus, under her definition, President Barack Obama, who is the son of a Kenyan, is not Black. She makes the argument that grouping all people of African descent together regardless of their unique ancestral circumstances would inevitably deny the lingering effects of slavery within the American community of slave descendants, in addition to denying Black immigrants recognition of their own unique ancestral backgrounds. "Lumping us all together", Dickerson wrote, "erases the significance of slavery and continuing racism while giving the appearance of progress."
Similar viewpoints have been expressed by author Stanley Crouch in a New York Daily News piece, Charles Steele Jr. of the Southern Christian Leadership Conference and African American columnist David Ehrenstein of the Los Angeles Times, who accused White liberals of flocking to Blacks who were Magic Negros, a term that refers to a Black person with no past who simply appears to assist the mainstream White (as cultural protagonists/drivers) agenda. Ehrenstein went on to say "He's there to assuage white 'guilt' they feel over the role of slavery and racial segregation in American history."
The American Descendants of Slavery (ADOS) movement coalesces around this view, arguing that Black descendants of American slavery deserve a separate ethnic category that distinguishes them from other Black groups in the United States. Their terminology has gained popularity in some circles, but others have criticized the movement for a perceived bias against (especially poor and Black) immigrants, and for its often inflammatory rhetoric. Politicians such as Obama and Harris have received especially pointed criticism from the movement, as neither are ADOS and have spoken out at times against policies specific to them.
Many Pan-African movements and organizations that are ideologically Black nationalist, anti-imperialist, anti-Zionist, and Scientific socialist like The All-African People's Revolutionary Party (A-APRP), have argued that African (relating to the diaspora) or New Afrikan should be used instead of African American. Most notably, Malcolm X and Kwame Ture expressed similar views that African Americans are Africans who "happen to be in America", and should not claim or identify as being American if they are fighting for Black (New Afrikan) liberation. Historically, this is due to the enslavement of Africans during the Trans-Atlantic slave trade, ongoing anti-black violence, and structural racism in countries like the United States.
Terms no longer in common use
Before the independence of the Thirteen Colonies until the abolition of slavery in 1865, an African American slave was commonly known as a negro. Free negro was the legal status in the territory of an African American person who was not enslaved. In response to the project of the American Colonization Society to transport free Blacks to the future Liberia, a project most Blacks strongly rejected, the Blacks at the time said they were no more African than White Americans were European, and referred to themselves with what they considered a more acceptable term, "colored Americans". The term was used until the second quarter of the 20th century, when it was considered outmoded and generally gave way again to the exclusive use of negro. By the 1940s, the term was commonly capitalized (Negro); but by the mid-1960s, it was considered disparaging. By the end of the 20th century, negro had come to be considered inappropriate and was rarely used and perceived as a pejorative. The term is rarely used by younger Black people, but remained in use by many older African Americans who had grown up with the term, particularly in the southern U.S. The term remains in use in some contexts, such as the United Negro College Fund, an American philanthropic organization that funds scholarships for Black students and general scholarship funds for 39 private historically Black colleges and universities.
There are many other deliberately insulting terms, many of which were in common use (e.g., nigger), but had become unacceptable in normal discourse before the end of the 20th century. One exception is the use, among the Black community, of the slur nigger rendered as nigga, representing the pronunciation of the word in African American English. This usage has been popularized by American rap and hip-hop music cultures and is used as part of an in-group lexicon and speech. It is not necessarily derogatory and, when used among Black people, the word is often used to mean "homie" or "friend".
Acceptance of intra-group usage of the word nigga is still debated, although it has established a foothold among younger generations. The NAACP denounces the use of both nigga and nigger. Mixed-race usage of nigga is still considered taboo, particularly if the speaker is White. However, trends indicate that usage of the term in intragroup settings is increasing even among White youth due to the popularity of rap and hip hop culture.
See also
African-American art
African American cinema
African-American middle class
African-American neighborhood
African-American upper class
African diaspora in the Americas
Afrophobia
AP African American Studies
Black Belt in the American South
Black Hispanic and Latino Americans
Black Southerners
Civil rights movement (1865–1896)
Civil rights movement (1896–1954)
Juneteenth
National Museum of African American History and Culture
North Africans in the United States
Society and Black people in the Spanish Colonial Americas
South African Americans
Stereotypes of African Americans
Timeline of the civil rights movement
West Indian Americans
Diaspora
African Americans in Africa
African Americans in Ghana
Americo-Liberian people
Sierra Leone Creole people
African Americans in France
African Americans in Israel
Black Nova Scotians
Samaná Americans
Lists
Index of articles related to African Americans
List of African-American neighborhoods
List of African-American newspapers and media outlets
List of historically black colleges and universities
List of African-American inventors and scientists
List of monuments to African Americans
List of populated places in the United States with African-American plurality populations
List of topics related to the African diaspora
Lists of African Americans
Notes
References
Further reading
Finkelman, Paul, ed. Encyclopedia of African American History, 1619–1895: From the Colonial Period to the Age of Frederick Douglass (3 vol Oxford University Press, 2006).
Finkelman, Paul, ed. Encyclopedia of African American History, 1896 to the Present: From the Age of Segregation to the Twenty-first Century (5 vol. Oxford University Press, US, 2009).
John Hope Franklin, Alfred Moss, From Slavery to Freedom. A History of African Americans, McGraw-Hill Education 2001, standard work, first edition in 1947.
Gates, Henry L. and Evelyn Brooks Higginbotham (eds), African American Lives, Oxford University Press, 2004 – more than 600 biographies.
Hine, Darlene Clark, Rosalyn Terborg-Penn, Elsa Barkley Brown (eds), Black Women in America: An Historical Encyclopedia, (Indiana University Press 2005).
Horton, James Oliver, and Lois E. Horton. Hard Road to Freedom: The Story of African America, African Roots Through the Civil War. Vol. 1 (Rutgers University Press, 2002); Hard Road to Freedom: The Story of African America: Volume 2: From the Civil War to the Millennium (2002). online
Kranz, Rachel. African-American Business Leaders and Entrepreneurs (Infobase Publishing, 2004).
Salzman, Jack, ed. Encyclopedia of Afro-American culture and history, New York City: Macmillan Library Reference US, 1996.
External links
Richard Thompson Ford Name Games, Slate, September 16, 2004. Article discussing the problems of defining African American
Scientific American Magazine (June 2006) Trace Elements Reconnecting African Americans to an ancestral past
Black History related original documents and photos
Frank Newport, "Black or African American?" , Gallup, September 28, 2007
"The Long Journey of Black Americans" – slideshow by The First Post
Ethnic groups in the United States
History of civil rights in the United States
American |
2162 | https://en.wikipedia.org/wiki/Afrikaans | Afrikaans | Afrikaans (, ) is a West Germanic language that evolved in the Dutch Cape Colony from the Dutch vernacular of Holland proper (i.e. the Hollandic dialect) used by Dutch, French, and German settlers and people enslaved by them. Afrikaans gradually began to develop distinguishing characteristics during the course of the 18th century. Now spoken in South Africa, Namibia and (to a lesser extent) Botswana, Zambia and Zimbabwe, estimates of the total number of Afrikaans speakers range between 15 and 23 million. Most linguists consider Afrikaans to be a partly creole language.
An estimated 90% to 95% of the vocabulary is of Dutch origin, with adopted words from other languages, including German and the Khoisan languages of Southern Africa. Differences with Dutch include a more analytic-type morphology and grammar, and some pronunciations. There is a large degree of mutual intelligibility between the two languages, especially in written form.
About 13.5% of the South African population (7 million people) speak Afrikaans as a first language, making it the third most common natively-spoken language in the country, after Zulu and Xhosa. It has the widest geographic and racial distribution of the 11 official languages and is widely spoken and understood as a second or third language, although Zulu and English are estimated to be understood as a second language by a much larger proportion of the population. It is the majority language of the western half of South Africa—the provinces of the Northern Cape and Western Cape—and the first language of 75.8% of Coloured South Africans (4.8 million people), 60.8% of Whites (2.7 million people), 1.5% of Blacks (600,000 people), and 4.6% of Indians (58,000 people).
Etymology
The name of the language comes directly from the Dutch word (now spelled ) meaning "African". It was previously referred to as "Cape Dutch" (Kaap-Hollands/Kaap-Nederlands), a term also used to refer to the early Cape settlers collectively, or the derogatory "kitchen Dutch" (kombuistaal) from its use by slaves of colonial settlers "in the kitchen".
History
Origin
The Afrikaans language arose in the Dutch Cape Colony, through a gradual divergence from European Dutch dialects, during the course of the 18th century. As early as the mid-18th century and as recently as the mid-20th century, Afrikaans was known in standard Dutch as a "kitchen language" (), lacking the prestige accorded, for example, even by the educational system in Africa, to languages spoken outside Africa. Other early epithets setting apart ("Cape Dutch", i.e. Afrikaans) as putatively beneath official Dutch standards included , and ("mutilated/broken/uncivilised Dutch"), as well as ("incorrect Dutch").
Den Besten theorises that modern Standard Afrikaans derives from two sources:
Cape Dutch, a direct transplantation of European Dutch to Southern Africa, and
'Hottentot Dutch', a pidgin that descended from 'Foreigner Talk' and ultimately from the Dutch pidgin spoken by slaves, via a hypothetical Dutch creole.
Thus in his view Afrikaans is neither a creole nor a direct descendant of Dutch, but a fusion of two transmission pathways.
Development
Most of the first settlers whose descendants today are the Afrikaners were from the United Provinces (now Netherlands), with up to one-sixth of the community of French Huguenot origin, and a seventh from Germany.
African and Asian workers, Cape Coloured children of European settlers and Khoikhoi women, and slaves contributed to the development of Afrikaans. The slave population was made up of people from East Africa, West Africa, India, Madagascar, and the Dutch East Indies (modern Indonesia). A number were also indigenous Khoisan people, who were valued as interpreters, domestic servants, and labourers. Many free and enslaved women married or cohabited with the male Dutch settlers. M. F. Valkhoff argued that 75% of children born to female slaves in the Dutch Cape Colony between 1652 and 1672 had a Dutch father. Sarah Grey Thomason and Terrence Kaufman argue that Afrikaans' development as a separate language was "heavily conditioned by nonwhites who learned Dutch imperfectly as a second language."
Beginning in about 1815, Afrikaans started to replace Malay as the language of instruction in Muslim schools in South Africa, written with the Arabic alphabet: see Arabic Afrikaans. Later, Afrikaans, now written with the Latin script, started to appear in newspapers and political and religious works in around 1850 (alongside the already established Dutch).
In 1875, a group of Afrikaans-speakers from the Cape formed the ("Society for Real Afrikaners"), and published a number of books in Afrikaans including grammars, dictionaries, religious materials and histories.
Until the early 20th century, Afrikaans was considered a Dutch dialect, alongside Standard Dutch, which it eventually replaced as an official language. Before the Boer wars, "and indeed for some time afterwards, Afrikaans was regarded as inappropriate for educated discourse. Rather, Afrikaans was described derogatorily as 'a kitchen language' or 'a bastard jargon', suitable for communication mainly between the Boers and their servants."
Recognition
In 1925, Afrikaans was recognised by the South African government as a distinct language, rather than simply a vernacular of Dutch. On 8 May 1925, twenty-three years after the Second Boer War ended, the Official Languages of the Union Act of 1925 was passed—mostly due to the efforts of the Afrikaans-language movement—at a joint sitting of the House of Assembly and the Senate, in which the Afrikaans language was declared a variety of Dutch. The Constitution of 1961 reversed the position of Afrikaans and Dutch, so that English and Afrikaans were the official languages, and Afrikaans was deemed to include Dutch. The Constitution of 1983 removed any mention of Dutch altogether.
The Afrikaans Language Monument is located on a hill overlooking Paarl in the Western Cape Province. Officially opened on 10 October 1975, it was erected on the 100th anniversary of the founding of the Society of Real Afrikaners, and the 50th anniversary of Afrikaans being declared an official language of South Africa in distinction to Dutch.
Standardisation
The earliest Afrikaans texts were some doggerel verse from 1795 and a dialogue transcribed by a Dutch traveller in 1825. Afrikaans used the Latin alphabet around this time, although the Cape Muslim community used the Arabic script. In 1861, L.H. Meurant published his ("Conversation between Nicholas Truthsayer and John Doubter"), which is considered to be the first book published in Afrikaans.
The first grammar book was published in 1876; a bilingual dictionary was later published in 1902. The main modern Afrikaans dictionary in use is the (HAT). A new authoritative dictionary, called (WAT), was under development as of 2018. The official orthography of Afrikaans is the , compiled by .
The Afrikaans Bible
The Afrikaners primarily were Protestants, of the Dutch Reformed Church of the 17th century. Their religious practices would later be influenced in South Africa by British ministries during the 1800s. A landmark in the development of the language was the translation of the whole Bible into Afrikaans. While significant advances had been made in the textual criticism of the Bible, especially the Greek New Testament, the 1933 translation followed the Textus Receptus and was closely akin to the . Before this, most Cape Dutch-Afrikaans speakers had to rely on the Dutch . This had its origins with the Synod of Dordrecht of 1618 and was thus in an archaic form of Dutch. This was hard for Dutch speakers to understand, and increasingly unintelligible for Afrikaans speakers.
C. P. Hoogehout, , and Stephanus Jacobus du Toit were the first Afrikaans Bible translators. Important landmarks in the translation of the Scriptures were in 1878 with C. P. Hoogehout's translation of the (Gospel of Mark, lit. Gospel according to Mark); however, this translation was never published. The manuscript is to be found in the South African National Library, Cape Town.
The first official translation of the entire Bible into Afrikaans was in 1933 by J. D. du Toit, E. E. van Rooyen, J. D. Kestell, H. C. M. Fourie, and BB Keet. This monumental work established Afrikaans as , that is "a pure and proper language" for religious purposes, especially amongst the deeply Calvinist Afrikaans religious community that previously had been sceptical of a Bible translation that varied from the Dutch version that they were used to.
In 1983, a fresh translation marked the 50th anniversary of the 1933 version and provided a much-needed revision. The final editing of this edition was done by E. P. Groenewald, A. H. van Zyl, P. A. Verhoef, J. L. Helberg and W. Kempen. This translation was influenced by Eugene Nida's theory of dynamic equivalence which focused on finding the nearest equivalent in the receptor language to the idea that the Greek, Hebrew or Aramaic wanted to convey.
A new translation, Die Bybel: 'n Direkte Vertaling was released in November 2020. It is the first truly ecumenical translation of the Bible in Afrikaans as translators from various churches, including the Roman Catholic and Anglican Churches, were involved.
Various commercial translations of the Bible in Afrikaans have also appeared since the 1990s, such as Die Boodskap and the Nuwe Lewende Vertaling. Most of these translations were published by Christelike Uitgewersmaatskappy (CUM).
Classification
Indo-European languages
Germanic
West Germanic
Low Franconian
Dutch
Afrikaans
Afrikaans descended from Dutch dialects in the 17th century. It belongs to a West Germanic sub-group, the Low Franconian languages. Other West Germanic languages related to Afrikaans are German, English, the Frisian languages, and the unstandardised languages Low German and Yiddish.
Geographic distribution
Statistics
Sociolinguistics
Some state that instead of Afrikaners, which refers to an ethnic group, the terms or (lit. Afrikaans speakers) should be used for people of any ethnic origin who speak Afrikaans. Linguistic identity has not yet established which terms shall prevail, and all three are used in common parlance.
Afrikaans is also widely spoken in Namibia. Before independence, Afrikaans had equal status with German as an official language. Since independence in 1990, Afrikaans has had constitutional recognition as a national, but not official, language. There is a much smaller number of Afrikaans speakers among Zimbabwe's white minority, as most have left the country since 1980. Afrikaans was also a medium of instruction for schools in Bophuthatswana, an Apartheid-era Bantustan. Eldoret in Kenya was founded by Afrikaners.
Many South Africans living and working in Belgium, the Netherlands, the United Kingdom, Republic of Ireland, Australia, New Zealand, Canada, the United States, Israel, the UAE and Kuwait are also Afrikaans speakers. They have access to Afrikaans websites, news sites such as Netwerk24.com and Sake24, and radio broadcasts over the web, such as those from Radio Sonder Grense, Bokradio and Radio Pretoria. There are also many artists that tour to bring Afrikaans to the emigrants.
Afrikaans has been influential in the development of South African English. Many Afrikaans loanwords have found their way into South African English, such as ("pickup truck"), ("barbecue"), ("tangerine"), (American "sneakers", British "trainers", Canadian "runners"). A few words in standard English are derived from Afrikaans, such as aardvark (lit. "earth pig"), trek ("pioneering journey", in Afrikaans lit. "pull" but used also for "migrate"), spoor ("animal track"), ("Southern African grassland" in Afrikaans, lit. "field"), commando from Afrikaans meaning small fighting unit, ("tree snake") and ("segregation"; more accurately "apartness" or "the state or condition of being apart").
In 1976, secondary-school pupils in Soweto began a rebellion in response to the government's decision that Afrikaans be used as the language of instruction for half the subjects taught in non-White schools (with English continuing for the other half). Although English is the mother tongue of only 8.2% of the population, it is the language most widely understood, and the second language of a majority of South Africans. Afrikaans is more widely spoken than English in the Northern and Western Cape provinces, several hundred kilometres from Soweto. The Black community's opposition to Afrikaans and preference for continuing English instruction was underlined when the government rescinded the policy one month after the uprising: 96% of Black schools chose English (over Afrikaans or native languages) as the language of instruction. Afrikaans-medium schools were also accused of using language policy to deter black African parents. Some of these parents, in part supported by provincial departments of education, initiated litigation which enabled enrolment with English as language of instruction. By 2006 there were 300 single-medium Afrikaans schools, compared to 2,500 in 1994, after most converted to dual-medium education. Due to Afrikaans being viewed as the "language of the white oppressor" by some, pressure has been increased to remove Afrikaans as a teaching language in South African universities, resulting in bloody student protests in 2015.
Under South Africa's Constitution of 1996, Afrikaans remains an official language, and has equal status to English and nine other languages. The new policy means that the use of Afrikaans is now often reduced in favour of English, or to accommodate the other official languages. In 1996, for example, the South African Broadcasting Corporation reduced the amount of television airtime in Afrikaans, while South African Airways dropped its Afrikaans name from its livery. Similarly, South Africa's diplomatic missions overseas now display the name of the country only in English and their host country's language, and not in Afrikaans. Meanwhile, the constitution of the Western Cape, which went into effect in 1998, declares Afrikaans to be an official language of the province alongside English and Xhosa.
In spite of these moves, the language has remained strong, and Afrikaans newspapers and magazines continue to have large circulation figures. Indeed, the Afrikaans-language general-interest family magazine has the largest readership of any magazine in the country. In addition, a pay-TV channel in Afrikaans called KykNet was launched in 1999, and an Afrikaans music channel, MK () (lit. 'Music Channel'), in 2005. A large number of Afrikaans books are still published every year, mainly by the publishers Human & Rousseau, , , and . The Afrikaans film trilogy (first released in 2008) caused a reawakening of the Afrikaans film industry (which had been moribund since the mid to late 1990s ) and Belgian-born singer Karen Zoid's debut single "" (released 2001) caused a resurgence in the Afrikaans music industry, as well as giving rise to the Afrikaans Rock genre.
Afrikaans has two monuments erected in its honour. The first was erected in , South Africa, in 1893, and the second, nowadays better-known Afrikaans Language Monument (), was built in Paarl, South Africa, in 1975.
When the British design magazine Wallpaper described Afrikaans as "one of the world's ugliest languages" in its September 2005 article about the monument, South African billionaire Johann Rupert (chairman of the Richemont Group), responded by withdrawing advertising for brands such as Cartier, Van Cleef & Arpels, Montblanc and Alfred Dunhill from the magazine. The author of the article, Bronwyn Davies, was an English-speaking South African.
Mutual intelligibility with Dutch
An estimated 90 to 95% of the Afrikaans lexicon is ultimately of Dutch origin, and there are few lexical differences between the two languages. Afrikaans has a considerably more regular morphology, grammar, and spelling. There is a high degree of mutual intelligibility between the two languages, particularly in written form.
Afrikaans acquired some lexical and syntactical borrowings from other languages such as Malay, Khoisan languages, Portuguese, and Bantu languages, and Afrikaans has also been significantly influenced by South African English. Dutch speakers are confronted with fewer non-cognates when listening to Afrikaans than the other way round. Mutual intelligibility thus tends to be asymmetrical, as it is easier for Dutch speakers to understand Afrikaans than for Afrikaans speakers to understand Dutch.
In general, mutual intelligibility between Dutch and Afrikaans is far better than between Dutch and Frisian or between Danish and Swedish. The South African poet writer Breyten Breytenbach, attempting to visualise the language distance for Anglophones once remarked that the differences between (Standard) Dutch and Afrikaans are comparable to those between the Received Pronunciation and Southern American English.
Current status
Post-apartheid South Africa has seen a loss of preferential treatment by the government for Afrikaans, in terms of education, social events, media (TV and radio), and general status throughout the country, given that it now shares its place as official language with ten other languages. Nevertheless, Afrikaans remains more prevalent in the media – radio, newspapers and television – than any of the other official languages, except English. More than 300 book titles in Afrikaans are published annually. South African census figures suggest a growing number of speakers in all nine provinces, a total of 6.85 million in 2011 compared to 5.98 million a decade earlier. The South African Institute of Race Relations (SAIRR) projects that a growing majority will be Coloured Afrikaans speakers. Afrikaans speakers experience higher employment rates than other South African language groups, though as of 2012 half a million were unemployed.
Despite the challenges of demotion and emigration that it faces in South Africa, the Afrikaans vernacular remains competitive, being popular in DSTV pay channels and several internet sites, while generating high newspaper and music CD sales. A resurgence in Afrikaans popular music since the late 1990s has invigorated the language, especially among a younger generation of South Africans. A recent trend is the increased availability of pre-school educational CDs and DVDs. Such media also prove popular with the extensive Afrikaans-speaking emigrant communities who seek to retain language proficiency in a household context.
Afrikaans-language cinema showed signs of new vigour in the early 21st century. The 2007 film , the first full-length Afrikaans movie since Paljas in 1998, is seen as the dawn of a new era in Afrikaans cinema. Several short films have been created and more feature-length movies, such as and (both in 2008) have been produced, besides the 2011 Afrikaans-language film , which was the first Afrikaans film to screen at the Cannes Film Festival. The film was also released in 2011. The Afrikaans film industry started gaining international recognition via the likes of big Afrikaans Hollywood film stars, like Charlize Theron (Monster) and Sharlto Copley (District 9) promoting their mother tongue.
SABC3 announced early in 2009 that it would increase Afrikaans programming due to the "growing Afrikaans-language market and [their] need for working capital as Afrikaans advertising is the only advertising that sells in the current South African television market". In April 2009, SABC3 started screening several Afrikaans-language programmes. Further latent support for the language derives from its de-politicised image in the eyes of younger-generation South Africans, who less and less often view it as "the language of the oppressor". Indeed, there is a groundswell movement within Afrikaans to be inclusive, and to promote itself along with the other indigenous official languages. In Namibia, the percentage of Afrikaans speakers declined from 11.4% (2001 Census) to 10.4% (2011 Census). The major concentrations are in Hardap (41.0%), ǁKaras (36.1%), Erongo (20.5%), Khomas (18.5%), Omaheke (10.0%), Otjozondjupa (9.4%), Kunene (4.2%), and Oshikoto (2.3%).
Many native speakers of Bantu languages and English also speak Afrikaans as a second language. It is widely taught in South African schools, with about 10.3 million second-language students. Even in KwaZulu-Natal (where there are relatively few Afrikaans home-speakers), the majority of pupils opt for Afrikaans as their first additional language because it is regarded as easier than Zulu.
Afrikaans is offered at many universities outside South Africa, including in the Netherlands, Belgium, Germany, Poland, Russia and the United States.
Grammar
In Afrikaans grammar, there is no distinction between the infinitive and present forms of verbs, with the exception of the verbs 'to be' and 'to have':
In addition, verbs do not conjugate differently depending on the subject. For example,
Only a handful of Afrikaans verbs have a preterite, namely the auxiliary ("to be"), the modal verbs, and the verb ("to think"). The preterite of ("may") is rare in contemporary Afrikaans.
All other verbs use the perfect tense, het + past participle (ge-), for the past. Therefore, there is no distinction in Afrikaans between I drank and I have drunk. (In colloquial German, the past tense is also often replaced with the perfect.)
When telling a longer story, Afrikaans speakers usually avoid the perfect and simply use the present tense, or historical present tense instead (as is possible, but less common, in English as well).
A particular feature of Afrikaans is its use of the double negative; it is classified in Afrikaans as and is something that is absent from the other West Germanic standard languages. For example,
English: He can not speak Afrikaans. / He can't speak Afrikaans.
Both French and San origins have been suggested for double negation in Afrikaans. While double negation is still found in Low Franconian dialects in West Flanders and in some "isolated" villages in the centre of the Netherlands (such as Garderen), it takes a different form, which is not found in Afrikaans. The following is an example:
* (lit. I want not this do not.)
English: I do not want to do this.
* Compare with , which changes the meaning to "I want not to do this." Whereas emphasizes a lack of desire to act, emphasizes the act itself.
The was the Middle Dutch way to negate but it has been suggested that since became highly non-voiced, or was needed to complement the . With time the disappeared in most Dutch dialects.
The double negative construction has been fully grammaticalised in standard Afrikaans and its proper use follows a set of fairly complex rules as the examples below show:
A notable exception to this is the use of the negating grammar form that coincides with negating the English present participle. In this case there is only a single negation.
English: He is in [the] hospital, though he eats not.
Certain words in Afrikaans arise due to grammar. For example, , which literally means "must not", usually becomes ; although one does not have to write or say it like this, virtually all Afrikaans speakers will change the two words to in the same way as do not shifts to don't in English.
The Dutch word ("it" in English) does not correspond to in Afrikaans. The Dutch words corresponding to Afrikaans are , , and .
Phonology
Vowels
As phonemes, and occur only in the words 'mirror' and 'bullet', which used to be pronounced with sequences and , respectively. In other cases, and occur as allophones of, respectively, and before .
is phonetically long before .
is always stressed and occurs only in the word 'wedges'.
The closest unrounded counterparts of are central , rather than front .
occur only in a few words.
occurs as an allophone of before , though this occurs primarily dialectally, most commonly in the former Transvaal and Free State provinces.
Diphthongs
occur mainly in loanwords.
Consonants
All obstruents at the ends of words are devoiced, so that e.g. a final is realized as .
occur only in loanwords. is also an allophone of in some environments.
is most often uvular . Velar occurs only in some speakers.
is usually an alveolar trill or tap . In some parts of the former Cape Province, it is realized uvularly, either as a trill or a fricative .
Dialects
Following early dialectal studies of Afrikaans, it was theorised that three main historical dialects probably existed after the Great Trek in the 1830s. These dialects are the Northern Cape, Western Cape, and Eastern Cape dialects. Northern Cape dialect may have resulted from contact between Dutch settlers and the Khoekhoe people between the Great Karoo and the Kunene, and Eastern Cape dialect between the Dutch and the Xhosa. Remnants of these dialects still remain in present-day Afrikaans, although the standardising effect of Standard Afrikaans has contributed to a great levelling of differences in modern times.
There is also a prison cant, known as Sabela, which is based on Afrikaans, yet heavily influenced by Zulu. This language is used as a secret language in prison and is taught to initiates.
The term Kaapse Afrikaans () is sometimes erroneously used to refer to the entire Western Cape dialect; it is more commonly used for a particular sociolect spoken in the Cape Peninsula of South Africa. was once spoken by all population groups. However, it became increasingly restricted to the Cape Coloured ethnic group in Cape Town and surrounds. Kaapse Afrikaans is still understood by the large majority of native Afrikaans speakers in South Africa.
preserves some features more similar to Dutch than to Afrikaans.
The first-person singular pronoun as in Dutch as opposed to Afrikaans .
The diminutive endings , pronounced as in Dutch and not as as in Afrikaans.
The use of the form (compare Dutch ) as opposed to Afrikaans .
has some other features not typically found in Afrikaans.
The pronunciation of , normally as in Dutch is often a . This is the strongest feature of .
The insertion of after , and when followed by , e.g. as opposed to Standard Afrikaans .
is also characterised by much code-switching between South African English and Afrikaans, especially in the inner-city and areas in Cape Town with lower socio-economic status.
An example of characteristic :
:
English (literal): And I say to you, what seek you here by me? I seek you not! No, go now away!
English: And I'm telling you, what are you looking for here? I'm not looking for you! No, go away now!
The term ("Afrikaans of the Orange River") is sometimes erroneously used to refer to the Northern Cape dialect; it is more commonly used for the regional peculiarities of standard Afrikaans spoken in the Upington/Orange River wine district of South Africa.
Some of the characteristics of are the plural form (Ma-, ), variant pronunciation such as in ("Church") and ("money") and the ending , which indicates possession.
Patagonian Afrikaans dialect
A distinct dialect of Afrikaans is spoken by the 650-strong South African community of Argentina, in the region of Patagonia.
Influences on Afrikaans from other languages
Malay
Due to the early settlement of a Cape Malay community in Cape Town, who are now known as Coloureds, numerous Classical Malay words were brought into Afrikaans. Some of these words entered Dutch via people arriving from what is now known as Indonesia as part of their colonial heritage. Malay words in Afrikaans include:
, which means 'very'/'much'/'many' (from ) is a very commonly used Afrikaans word, different from its Dutch equivalent or .
, Afrikaans for jacket (from , ultimately from Persian), used where Dutch would use or . The word in Dutch is now considered archaic and only used in written, literary texts.
bobotie, a traditional Cape-Malay dish, made from spiced minced meat baked with an egg-based topping.
, which means banana. This is different from the common Dutch word . The Indonesian word is also used in Dutch, though usage is more common.
, which means saucer (from , also from Persian).
Portuguese
Some words originally came from Portuguese such as ("umbrella") from the Portuguese , ("pen/cattle enclosure") from the Portuguese and ("corn", from ). Some of these words also exist in Dutch, like "parasol", though usage is less common and meanings can slightly differ.
Khoisan languages
, meaning cannabis
, meaning lizard, diminutive adapted from a Khoekhoe word
, meaning insect, from the Khoisan xo-xo
, blanket of animal hides
, walking stick from Khoekhoe
Some of these words also exist in Dutch, though with a more specific meaning: for example means "South-African tribal javelin" and means "South-African tribal blanket of animal hides".
Bantu languages
Loanwords from Bantu languages in Afrikaans include the names of indigenous birds, such as and , and indigenous plants, such as and .
, from the Zulu word meaning "scholar" or "student", but used to mean someone who is a student of/expert on a certain subject, i.e. He is a language .
, meaning bride price, from (and referring to) lobolo of the Nguni languages
, the grey crowned crane, known in Latin as Balearica regulorum
, medium-sized dioecious tree known in Latin as Sclerocarya birrea
, species of thatching grass known as Hyparrhenia
, deciduous tree also known by its Latin name, Spirostachys africana
/ , an adaption of the word , meaning "to go home" or "to knock off (from work)".
French
The revoking of the Edict of Nantes on 22 October 1685 was a milestone in the history of South Africa, for it marked the beginning of the great Huguenot exodus from France. It is estimated that between 250,000 and 300,000 Protestants left France between 1685 and 1700; out of these, according to Louvois, 100,000 had received military training. A measure of the calibre of these immigrants and of their acceptance by host countries (in particular South Africa) is given by H. V. Morton in his book: In Search of South Africa (London, 1948). The Huguenots were responsible for a great linguistic contribution to Afrikaans, particularly in terms of military terminology as many of them fought on the battlefields during the wars of the Great Trek.
Most of the words in this list are descendants from Dutch borrowings from French, Old French or Latin, and are not direct influences from French on Afrikaans.
Orthography
The Afrikaans writing system is based on Dutch, using the 26 letters of the ISO basic Latin alphabet, plus 16 additional vowels with diacritics. The hyphen (e.g. in a compound like see-eend 'sea duck'), apostrophe (e.g. ma's 'mothers'), and a whitespace character (e.g. in multi-word units like Dooie See 'Dead Sea') is part of the orthography of words, while the indefinite article ʼn is a ligature. All the alphabet letters, including those with diacritics, have capital letters as allographs; the ʼn does not have a capital letter allograph. This means that Afrikaans has 88 graphemes with allographs in total.
In Afrikaans, many consonants are dropped from the earlier Dutch spelling. For example, ('only') in Dutch becomes in Afrikaans. Also, Afrikaans and some Dutch dialects make no distinction between and , having merged the latter into the former; while the word for "south" is written in Dutch, it is spelled in Afrikaans (as well as dialectal Dutch writings) to represent this merger. Similarly, the Dutch digraph , normally pronounced as , corresponds to Afrikaans , except where it replaces the Dutch suffix which is pronounced as , as in > .
Another difference is the indefinite article, in Afrikaans and in Dutch. "A book" is in Afrikaans, whereas it is either or in Dutch. This is usually pronounced as just a weak vowel, , just like English "a".
The diminutive suffix in Afrikaans is , or , whereas in Dutch it is or , hence a "bit" is ʼn in Afrikaans and in Dutch.
The letters c, q, x, and z occur almost exclusively in borrowings from French, English, Greek and Latin. This is usually because words that had c and ch in the original Dutch are spelled with k and g, respectively, in Afrikaans. Similarly original qu and x are most often spelt kw and ks, respectively. For example, instead of equatoriaal, and instead of excuus.
The vowels with diacritics in non-loanword Afrikaans are: á, ä, é, è, ê, ë, í, î, ï, ó, ô, ö, ú, û, ü, ý. Diacritics are ignored when alphabetising, though they are still important, even when typing the diacritic forms may be difficult. For example, ("ate") instead of the 3 e's alongside each other: *, which can never occur in Afrikaans, or , which translates to "say", whereas is a possessive form. The acute's (á, é, í, ó, ú, ý) primary function is to place emphasis on a word (i.e. for emphatic reasons), by adding it to the emphasised syllable of the word. For example, sál ("will" (verb)), néé ('no'), móét ("must"), hý ("he"), gewéét ("knew"). The acute is only placed on the i if it is the only vowel in the emphasised word: wil ('want' (verb)) becomes wíl, but lui ('lazy') becomes lúi. Only a few non-loan words is spelled with acutes, e.g. dié ('this'), ná ('after'), óf ... óf ('either ... or'), nóg ... nóg ('neither ... nor'), etc. Only four non-loan words are spelled with the grave: ('yes?', 'right?', 'eh?'), ('here, take this!' or '[this is] yours!'), hè ('huh?', 'what?', 'eh?'), and appèl ('(formal) appeal' (noun)).
Initial apostrophes
A few short words in Afrikaans take initial apostrophes. In modern Afrikaans, these words are always written in lower case (except if the entire line is uppercase), and if they occur at the beginning of a sentence, the next word is capitalised. Three examples of such apostrophed words are . The last (the indefinite article) is the only apostrophed word that is common in modern written Afrikaans, since the other examples are shortened versions of other words ( and , respectively) and are rarely found outside of a poetic context.
Here are a few examples:
The apostrophe and the following letter are regarded as two separate characters, and are never written using a single glyph, although a single character variant of the indefinite article appears in Unicode, .
Table of characters
For more on the pronunciation of the letters below, see Help:IPA/Afrikaans.
Afrikaans phrases
Although there are many different dialects and accents, the transcription would be fairly standard.
In the Dutch language the word means African, in the general sense. Consequently, Afrikaans is commonly denoted as . This ambiguity also exists in Afrikaans itself and is resolved either in the context of its usage, or by using in the adjective sense (e.g. Afrika-olifant for African elephant).
A handful of Afrikaans words are exactly the same as in English. The following Afrikaans sentences, for example, are exactly the same in the two languages, in terms of both their meaning and spelling; only their pronunciation differs.
()
()
Sample text
Psalm 23 1983 translation:
Die Here is my Herder, ek kom niks kort nie.
Hy laat my rus in groen weivelde. Hy bring my by waters waar daar vrede is.
Hy gee my nuwe krag. Hy lei my op die regte paaie tot eer van Sy naam.
Selfs al gaan ek deur donker dieptes, sal ek nie bang wees nie, want U is by my. In U hande is ek veilig.
Psalm 23 1953 translation:
Die Here is my Herder, niks sal my ontbreek nie.
Hy laat my neerlê in groen weivelde; na waters waar rus is, lei Hy my heen.
Hy verkwik my siel; Hy lei my in die spore van geregtigheid, om sy Naam ontwil.
Al gaan ek ook in 'n dal van doodskaduwee, ek sal geen onheil vrees nie; want U is met my: u stok en u staf die vertroos my.
Lord's Prayer (Afrikaans New Living translation)
Ons Vader in die hemel, laat U Naam geheilig word.
Laat U koningsheerskappy spoedig kom.
Laat U wil hier op aarde uitgevoer word soos in die hemel.
Gee ons die porsie brood wat ons vir vandag nodig het.
En vergeef ons ons sondeskuld soos ons ook óns skuldenaars vergewe het.
Bewaar ons sodat ons nie aan verleiding sal toegee nie; en bevry ons van die greep van die bose.
Want van U is die koninkryk,
en die krag,
en die heerlikheid,
tot in ewigheid.
Amen
Lord's Prayer (Original translation):
Onse Vader wat in die hemel is,
laat U Naam geheilig word;
laat U koninkryk kom;
laat U wil geskied op die aarde,
net soos in die hemel.
Gee ons vandag ons daaglikse brood;
en vergeef ons ons skulde
soos ons ons skuldenaars vergewe
en laat ons nie in die versoeking nie
maar verlos ons van die bose
Want aan U behoort die koninkryk
en die krag
en die heerlikheid
tot in ewigheid.
Amen
See also
Arts Festival
Afrikaans literature
Afrikaans speaking population in South Africa
Arabic Afrikaans
(Afrikaans Dictionary)
Differences between Afrikaans and Dutch
IPA/Afrikaans
(Arts Festival)
Languages of South Africa
List of Afrikaans language poets
List of Afrikaans singers
List of English words of Afrikaans origin
South African Translators' Institute
Notes
References
Citations
Sources
Further reading
Grieshaber, Nicky. 2011. Diacs and Quirks in a Nutshell – Afrikaans spelling explained. Pietermaritzburg. ; e-.
External links
afrikaans.com
Afrikaans English Online Dictionary at Hablaa (archived 4 June 2012)
Afrikaans-English Online Dictionary at majstro.com
Learn Afrikaans Online (Open Learning Environment)
Federasie van Afrikaanse Kultuurvereniginge (FAK) – Federation of Afrikaans Cultural Associations
Dutch Writers from South Africa: A Cultural-Historical Study, Part I from the World Digital Library
Afrikaans Literature and Language Web dossier African Studies Centre, Leiden (2011)
Analytic languages
Articles containing video clips
Languages of Botswana
Languages of Namibia
Languages of South Africa
Languages of Eswatini
Low Franconian languages
Stress-timed languages
Subject–object–verb languages
Verb-second languages |
2167 | https://en.wikipedia.org/wiki/Alford%20plea | Alford plea | In United States law, an Alford plea, also called a Kennedy plea in West Virginia, an Alford guilty plea, and the Alford doctrine, is a guilty plea in criminal court, whereby a defendant in a criminal case does not admit to the criminal act and asserts innocence, even if the evidence presented by the prosecution would be likely to persuade a judge or jury to find the defendant guilty beyond a reasonable doubt. This can be caused by circumstantial evidence and testimony favoring the prosecution and difficulty finding evidence and witnesses that would aid the defense.
Alford pleas are legally permissible in nearly all U.S. federal and state courts, except in the state courts of Indiana, Michigan, and New Jersey, or in the courts of the United States Armed Forces.
Origin
The Alford guilty plea is named after the United States Supreme Court case of North Carolina v. Alford (1970). Henry Alford had been indicted on a charge of first-degree murder in 1963. Evidence in the case included testimony from witnesses that Alford himself had said, after the victim's death, that he had killed the individual. Court testimony showed that Alford and the victim had argued at the victim's house. Alford left the house, and afterwards the victim received a fatal gunshot wound when he opened the door responding to a knock.
Alford was faced with the possibility of capital punishment if convicted by a jury trial. The death penalty was the default sentence by North Carolina law at the time, if two requisites in the case were satisfied: the defendant had to have pleaded not guilty, and the jury did not instead recommend a life sentence. Had he pleaded guilty to first-degree murder, Alford would have had the possibility of a life sentence and would have avoided the death penalty, but he did not want to admit guilt. Nonetheless, Alford pleaded guilty to second-degree murder and said he was doing so to avoid a death sentence, were he to be convicted of first-degree murder, after attempting to contest that charge. Alford was sentenced to 30 years in prison after the trial judge accepted the plea bargain and ruled that the defendant had been adequately advised by his defense lawyer.
Alford appealed and requested a new trial, arguing he was forced into a guilty plea because he was afraid of receiving a death sentence. The Supreme Court of North Carolina ruled that the defendant had voluntarily entered the guilty plea with knowledge of what that meant. Following this ruling, Alford petitioned for a writ of habeas corpus in the United States District Court for the Middle District of North Carolina, which upheld the initial ruling, and subsequently to the United States Court of Appeals for the Fourth Circuit, which ruled that Alford's plea was not voluntary, because it was made under fear of the death penalty. "I just pleaded guilty because they said if I didn't, they would gas me for it," wrote Alford in one of his appeals.
The case was then appealed to the U.S. Supreme Court. Supreme Court Justice Byron White wrote the majority decision, which held that for the plea to be accepted, the defendant must have been advised by a competent lawyer who was able to inform the individual that his best decision in the case would be to enter a guilty plea. The Court ruled that the defendant can enter such a plea "when he concludes that his interests require a guilty plea and the record strongly indicates guilt." The Court allowed the guilty plea with a simultaneous protestation of innocence only because there was enough evidence to show that the prosecution had a strong case for a conviction and the defendant was entering such a plea to avoid this possible sentencing. The Court went on to note that even if the defendant could have shown that he would not have entered a guilty plea "but for" the rationale of receiving a lesser sentence, the plea itself would not have been ruled invalid. As evidence existed that could have supported Alford's conviction, the Supreme Court held that his guilty plea was allowable while the defendant himself still maintained that he was not guilty.
Alford died in prison in 1975.
Definition
The Dictionary of Politics: Selected American and Foreign Political and Legal Terms defines the term "Alford plea" as: "A plea under which a defendant may choose to plead guilty, not because of an admission to the crime, but because the prosecutor has sufficient evidence to place a charge and to obtain conviction in court. The plea is commonly used in local and state courts in the United States." According to University of Richmond Law Review, "When offering an Alford plea, a defendant asserts his innocence but admits that sufficient evidence exists to convict him of the offense." A Guide to Military Criminal Law notes that under the Alford plea, "the defendant concedes that the prosecution has enough evidence to convict, but the defendant still refuses to admit guilt." The book Plea Bargaining's Triumph: A History of Plea Bargaining in America published by Stanford University Press defines the plea as one in "which the defendant adheres to his/her claim of innocence even while allowing that the government has enough evidence to prove his/her guilt beyond a reasonable doubt". According to the book Gender, Crime, and Punishment published by Yale University Press, "Under the Alford doctrine, a defendant does not admit guilt but admits that the state has sufficient evidence to find him or her guilty, should the case go to trial." Webster's New World Law Dictionary defines Alford plea as: "A guilty plea entered as part of a plea bargain by a criminal defendant who denies committing the crime or who does not actually admit his guilt. In federal courts, such plea may be accepted as long as there is evidence that the defendant is actually guilty."
The Alford guilty plea is "a plea of guilty containing a protestation of innocence". The defendant pleads guilty, but does not have to specifically admit to the guilt itself. The defendant maintains a claim of innocence, but agrees to the entry of a conviction in the charged crime. Upon receiving an Alford guilty plea from a defendant, the court may immediately pronounce the defendant guilty and impose sentence as if the defendant had otherwise been convicted of the crime. Sources disagree, as may differing states' laws, as to what category of plea the Alford plea falls under: Some sources state that the Alford guilty plea is a form of nolo contendere, where the defendant in the case states "no contest" to the factual matter of the case as given in the charges outlined by the prosecution. Others hold that an Alford plea is simply one form of a guilty plea, and, as with other guilty pleas, the judge must see there is some factual basis for the plea.
Defendants can take advantage of the ability to use the Alford guilty plea, by admitting there is enough evidence to convict them of a higher crime, while at the same time pleading guilty to a lesser charge. Defendants usually enter an Alford guilty plea if they want to avoid a possible worse sentence were they to lose the case against them at trial. It affords defendants the ability to accept a plea bargain, while maintaining innocence.
Court and government use
This form of guilty plea has been frequently used in local and state courts in the United States, though it constitutes a small percentage of all plea bargains in the U.S. This form of plea is not allowed in courts of the United States military. In 2000, the United States Department of Justice noted, "In an Alford plea the defendant agrees to plead guilty because he or she realizes that there is little chance to win acquittal because of the strong evidence of guilt. About 17% of State inmates and 5% of Federal inmates submitted either an Alford plea or a no contest plea, regardless of the type of attorney. This difference reflects the relative readiness of State courts, compared to Federal courts, to accept an alternative plea."
In the 1995 case State of Idaho v. Howry before the Idaho Court of Appeals, the Court commented on the impact of the Alford guilty plea on later sentencing. The Court ruled, "Although an Alford plea allows a defendant to plead guilty amid assertions of innocence, it does not require a court to accept those assertions. The sentencing court may, of necessity, consider a broad range of information, including the evidence of the crime, the defendant's criminal history and the demeanor of the defendant, including the presence or absence of remorse." In the 1999 South Carolina Supreme Court case State v. Gaines, the Court held that Alford guilty pleas were to be held valid even in the absence of a specific on-the-record ruling that the pleas were voluntary – provided that the sentencing judge acted appropriately in accordance with the rules for acceptance of a plea made voluntarily by the defendant. The Court held that a ruling that the plea was entered into voluntarily is implied by the act of sentencing.
In the 2006 case before the United States Court of Appeals for the Fifth Circuit, Ballard v. Burton, Judge Carl E. Stewart writing for the Court held that an Alford guilty plea is a "variation of an ordinary guilty plea". In October 2008, the United States Department of Justice defined an Alford plea as: "the defendant maintains his or her innocence with respect to the charge to which he or she offers to plead guilty".
In March 2009, the Minnesota House of Representatives characterized the Alford plea as: "a form of a guilty plea in which the defendant asserts innocence but acknowledges on the record that the prosecutor could present enough evidence to prove guilt." The Minnesota Judicial Branch similarly states: "Alford Plea: A plea of guilty that may be accepted by a court even where the defendant does not admit guilt. In an Alford plea, defendant has to admit that he has reviewed the state's evidence, a reasonable jury could find him guilty, and he wants to take advantage of a plea offer that has been made. Court has discretion as to whether to accept this type of plea."
The U.S. Attorneys' Manual states that in the federal system, Alford pleas "should be avoided except in the most unusual circumstances, even if no plea agreement is involved and the plea would cover all pending charges." U.S. Attorneys are required to obtain the approval of an Assistant Attorney General with supervisory responsibility over the subject matter before accepting such a plea.
Use in post-conviction proceedings
The Alford plea has received public attention for its use in resolving high-profile post-conviction proceedings for individuals who claim they were wrongfully convicted for crimes they did not commit. In 2011, the West Memphis Three—three men who had been convicted as teenagers of the 1993 murders of three children and sentenced to life in prison or, for one defendant, the death penalty—entered Alford pleas decades following their initial convictions. New evidence had come to light that might exonerate them, so the Arkansas Supreme Court ordered an evidentiary hearing to consider whether a new trial would be required. Instead of holding the hearing, the defendants and state prosecutors agreed that the court would vacate the prior convictions to permit the defendants to enter Alford pleas, be re-sentenced to "time served," and obtain immediate release from prison. As part of the plea deal, the men agreed not to sue the state seeking civil damages for their convictions and imprisonment.
Similarly, novelist Michael Peterson, who had been convicted in 2003 of murdering his wife, entered an Alford plea in 2017 to resolve the case against him. Peterson's case had been the subject of the 2004 documentary series The Staircase and other media scrutiny, and Peterson continued to challenge his conviction based on alleged law enforcement misconduct and judicial errors. He was eventually granted a new trial, but then agreed to enter an Alford plea to the lesser offense of voluntary manslaughter instead. The judge then imposed a sentence that, after being reduced to account for time already served, resulted in Peterson serving no additional time in prison. A 2022 scripted drama miniseries, also called The Staircase, portrayed the events of the case, including the legal battle and Alford plea.
Commentary
In his book American Criminal Justice (1972), Jonathan D. Casper comments on the Supreme Court decision, noting, "The Alford decision recognizes the plea-bargaining system, acknowledging that a man may maintain his innocence but still plead guilty in order to minimize his potential loss." Casper comments on the impact of the Supreme Court's decision to require evidence of guilt in such a plea: "By requiring that there be some evidence of guilt in such a situation, the decision attempts to protect the 'really' innocent from the temptations to which plea-bargaining and defense attorneys may subject them."
US Air Force attorney Steven E. Walburn argues in a 1998 article in The Air Force Law Review that this form of guilty plea should be adopted for usage by the United States military. "In fairness to an accused, if, after consultation with his defense counsel, he knowingly and intelligently determines that his best interest is served by an Alford-type guilty plea, he should be free to choose this path. The system should not force him to lie under oath, nor to go to trial with no promise of the ultimate outcome concerning guilt or punishment. We must trust the accused to make such an important decision for himself. The military provides an accused facing court-martial with a qualified defense attorney. Together, they are in the best position to properly weigh what the impact his decision, and the resulting conviction, will have upon himself and his family," writes Walburn. He emphasizes that when allowing these pleas, "trial counsel should establish as strong a factual basis as possible", in order to minimize the possible negative outcomes to "the public's perception of the administration of justice within the military".
Stephanos Bibas writes in a 2003 analysis for Cornell Law Review that Judge Frank H. Easterbrook and a majority of scholars "praise these pleas as efficient, constitutional means of resolving cases". Bibas notes that prominent plea bargain critic Albert Alschuler supports the use of this form of plea, writing, "He views them as a lesser evil, a way to empower defendants within a flawed system. As long as we have plea bargaining, he maintains, innocent defendants should be free to use these pleas to enter advantageous plea bargains without lying. And guilty defendants who are in denial should be empowered to use these pleas instead of being forced to stand trial." Bibas instead asserts that this form of plea is "unwise and should be abolished". Bibas argues, "These procedures may be constitutional and efficient, but they undermine key values served by admissions of guilt in open court. They undermine the procedural values of accuracy and public confidence in accuracy and fairness, by convicting innocent defendants and creating the perception that innocent defendants are being pressured into pleading guilty. More basically, they allow guilty defendants to avoid accepting responsibility for their wrongs."
Legal scholar Jim Drennan, an expert on the court system at the Institute of Government at the University of North Carolina at Chapel Hill, told the Winston-Salem Journal in a 2007 interview that the ability to use this form of guilty plea as an option in courts had a far-reaching effect throughout the United States. Drennan commented, "We have lots of laws, but human interaction creates unique circumstances and the law has to adapt." He said of the Supreme Court case, "They had to make a decision about what to do. One of the things the court has to do is figure out how to answer new questions, and that is what happened in this case."
Common criticisms of Alford pleas include: harm to victims who are denied justice, harm to society from lack of respect for the criminal justice system, the incentive for coercion, violating the right against self-incrimination, hindering rehabilitation by avoiding treatment, and the arbitrary nature in which they are utilized, allowing a person to say one thing when they mean another.
See also
Alternative pleading
Deferred adjudication
Insanity defense
List of people who entered an Alford plea
List of U.S. states by Alford plea usage
Malum in se
Malum prohibitum
Nolo contendere
Peremptory plea
Michael Peterson
West Memphis Three
References
Further reading
External links
Alford Doctrine – State of Connecticut, Judicial Branch
USAM 9-16.000 Pleas—Federal Rule of Criminal Procedure 11, United States Department of Justice
Issue: Effect of Alford Plea of Guilty, Issues In NY Criminal Law, Volume 4, Issue 11.
Transcript Of Plea Form, North Carolina, with question about term
Court cases
North Carolina v. Alford, Supreme Court of the United States
US v. Szucko, Definition of term by United States Court of Appeals for the Fifth Circuit
US v. Bierd, Definition of term by United States Court of Appeals for the First Circuit
Pleas |
2174 | https://en.wikipedia.org/wiki/Arsenal%20F.C. | Arsenal F.C. | Arsenal Football Club is an English professional football club based in Holloway, North London. Arsenal compete in the Premier League, the top flight of English football. The club has won 13 league titles (including one unbeaten title), a record 14 FA Cups, two League Cups, 17 FA Community Shields, the Football League Centenary Trophy, one European Cup Winners' Cup and one Inter-Cities Fairs Cup. In terms of trophies won, it is the third-most successful club in English football.
Arsenal was the first club from the South of England to join the Football League in 1893, and they reached the First Division in 1904. Relegated only once, in 1913, they continue the longest streak in the top division, and have won the second-most top-flight matches in English football history. In the 1930s, Arsenal won five League Championships and two FA Cups, and another FA Cup and two Championships after the war. In 1970–71, they won their first League and FA Cup Double. Between 1989 and 2005, they won five League titles and five FA Cups, including two more Doubles. They completed the 20th century with the highest average league position. Between 1998 and 2017, Arsenal qualified for the UEFA Champions League for nineteen consecutive seasons.
In 1886, munitions workers at the Royal Arsenal in Woolwich founded the club as Dial Square. In 1913 the club crossed the city to Arsenal Stadium in Highbury, becoming close neighbours of Tottenham Hotspur, and creating the North London derby. Herbert Chapman, who changed the fortunes of Arsenal forever, won the club its first silverware, and his legacy led the club to dominate the 1930s. He helped introduce the WM formation, floodlights, and shirt numbers; he also added the white sleeves and brighter red to the club's jersey. Arsène Wenger is the club's longest-serving manager and has won the most trophies for it. He won a record seven FA Cups, and his title-winning team set an English record for the longest top-flight unbeaten league run at 49 games between 2003 and 2004, receiving the nickname The Invincibles.
In 2006, the club moved to the nearby Emirates Stadium. With an annual revenue of £367.1m in the 2021–22 season, Arsenal was estimated to be worth US$2.26 billion by Forbes, making it the world's tenth most valuable football club, while it is one of the most followed on social media. The motto of the club is Victoria Concordia Crescit, Latin for "Victory Through Harmony".
History
1886–1912: from Dial Square to Arsenal
In October 1886, Scotsman David Danskin and fifteen fellow munitions workers in Woolwich formed Dial Square Football Club, named after a workshop at the heart of the Royal Arsenal complex. Each member contributed sixpence and Danskin also added three shillings to help form the club. Dial Square played their first match on 11 December 1886 against Eastern Wanderers and won 6–0. The club had renamed to Royal Arsenal by January 1887, and its first home was Plumstead Common, though they spent most of their time playing at the Manor Ground. Their first trophies were the Kent Senior Cup and London Charity Cup in 1889–90 and the London Senior Cup in 1890–91; these were the only county association trophies Arsenal won during their time in South East London. In 1891, Royal Arsenal became the first London club to turn professional.
Royal Arsenal renamed for a second time upon becoming a limited liability company in 1893. They registered their new name, Woolwich Arsenal, with The Football League when the club ascended later that year. Woolwich Arsenal was the first southern member of The Football League, starting out in the Second Division and reaching the First Division in 1904. Falling attendances, due to financial difficulties among the munitions workers and the arrival of more accessible football clubs elsewhere in the city, led the club close to bankruptcy by 1910. Businessmen Henry Norris and William Hall became involved in the club, and sought to move them elsewhere.
1912–1925: Bank of England club
In 1913, soon after relegation back to the Second Division, the club moved across the river to the new Arsenal Stadium in Highbury. In 1919, The Football League controversially voted to promote The Arsenal, instead of relegated local rivals Tottenham Hotspur, into the newly enlarged First Division, despite only finishing fifth in the Second Division's last pre-war season of 1914–15. Later that year, The Arsenal started dropping "The" in official documents, gradually shifting its name for the final time towards Arsenal, as it is generally known today.
With a new home and First Division football, attendances were more than double those at the Manor Ground, and Arsenal's budget grew rapidly. With record-breaking spending and gate receipts, Arsenal quickly became known as the Bank of England club.
1925–1934: Herbert Chapman's legendary Gunners
Arsenal's location and record-breaking salary offer lured star Huddersfield Town manager Herbert Chapman in 1925. Over the next five years, Chapman built a revolutionary new Arsenal. He appointed an enduring new trainer Tom Whittaker who would one day rise to become a fabled Arsenal manager himself, and with the help of player Charlie Buchan, implemented a twist on the nascent WM formation. He also captured generational young talents such as Cliff Bastin and Eddie Hapgood, and lavished Highbury's income on stars like David Jack and Alex James.
Transformed, Chapman's Arsenal claimed their first national trophy, the FA Cup in 1930, and League Championships followed in 1930–31 and 1932–33. Chapman also presided over off the pitch changes: white sleeves and shirt numbers were added to the kit; a Tube station was named after the club; and the first of two opulent, Art Deco stands was completed, with some of the first floodlights in English football. Suddenly, in the middle of the 1933–34 season, Chapman died of pneumonia.
1934–1947: Shaw, Allison & World War II
Chapman's death meant work was left to his colleagues Joe Shaw and George Allison, with both proving to be shrewd & consummate custodians of Chapman's excellent Arsenal team, seeing out a hat-trick of league wins with the 1933–34, 1934–35, and 1937–38 titles, and then furthermore winning the 1936 FA Cup.
World War II meant The Football League was suspended for seven years. While Arsenal were paraded by the nation as a symbol of solidarity with war efforts, the war took a huge toll on the team as the club had had more players killed than any top flight club. Furthermore, debt from reconstructing an ambitious North Bank Stand redevelopment greatly bled Arsenal's resources.
1947–1962: Tom Whittaker's meteoric Gunners
Despite this period of turbulence & churn, Arsenal returned to win the league in the second post-war season of 1947–48. This was Tom Whittaker's first season as manager, and meant the club equalled the champions of England record. Tom Whittaker, despite his disarming humble & modest disposition, was oft-referred to as the "brains" behind the charismatic Chapman's legendary Arsenal side. He gathered a successful & highly skilled Arsenal side in spite of greatly limited resources, with a fiery and expansive style that drove great fanfare at the time.
They won a third FA Cup in 1950, and then won a record-breaking seventh championship in 1952–53 making Arsenal the most successful team in English history at the time.
1962–1984: Billy Wright, Bertie Mee and Neill's cohorts
Arsenal were not to win the League or the FA Cup for another 18 years. The '53 Champions squad had aged, and the club failed to attract strong enough replacements. Although Arsenal were competitive during these years, their fortunes had waned; the club spent most of the 1950s and 1960s in mid-table mediocrity. Even former England captain Billy Wright could not bring the club any success as manager, in a stint between 1962 and 1966.
Arsenal tentatively appointed club physiotherapist Bertie Mee as acting manager in 1966. With new assistant Don Howe and new players such as Bob McNab and George Graham, Mee led Arsenal to their first League Cup finals, in 1967–68 and 1968–69. Next season saw a breakthrough, with Arsenal's first competitive European trophy, the 1969–70 Inter-Cities Fairs Cup. The season after, Arsenal achieved an even greater triumph with their first League and FA Cup double, and a new champions of England record. This marked a premature high point of the decade; the Double-winning side was soon broken up and the rest of the decade was characterised by a series of near misses, with Arsenal finishing as FA Cup runners up in 1972, and First Division runners-up in 1972–73.
Former player Terry Neill succeeded Mee in 1976. At the age of 34, he became the youngest Arsenal manager to date. With new signings like Malcolm Macdonald and Pat Jennings, and a crop of talent in the side like Liam Brady and Frank Stapleton, the club reached a trio of FA Cup finals (1978 FA Cup, 1979 FA Cup and 1980 FA Cup), and lost the 1980 European Cup Winners' Cup Final on penalties. The club's only trophy during this time was the 1979 FA Cup, achieved with a last-minute 3–2 victory over Manchester United, in a final is widely regarded as a classic.
1984–1996: George Graham's Arsenal
One of Mee's double winners, George Graham, returned as manager in 1986, with Arsenal winning their first League Cup in 1987, Graham's first season in charge. New signings Nigel Winterburn, Lee Dixon and Steve Bould had joined the club by 1988 to complete the "famous Back Four", led by homegrown player Tony Adams. Graham's credo of prioritising defensive excellence seemingly clashed with the club's traditional expansive motif & the young player demographic at the club at the time, however they quickly gained a cult following after initial successes.
They immediately won the 1988 Football League Centenary Trophy, and followed it with the 1988–89 Football League title, snatched with a last-minute goal in the final game of the season against fellow title challengers Liverpool. Graham's Arsenal won another title in 1990–91, losing only one match, won the FA Cup and League Cup double in 1993, and the European Cup Winners' Cup in 1994. Graham's reputation was tarnished when he was found to have taken kickbacks from agent Rune Hauge for signing certain players, and he was dismissed in 1995. His replacement, Bruce Rioch, lasted for only one season, leaving the club after a dispute with the board of directors.
1996–2018: Wenger years
The club metamorphosed during the tenure of French manager Arsène Wenger, who was appointed in 1996. Attacking football, an overhaul of dietary and fitness practices, and efficiency with money
have defined his reign. Accumulating key players from Wenger's homeland, such as Patrick Vieira and Thierry Henry, Arsenal won a second League and Cup double in 1997–98 and a third in 2001–02. In addition, the club reached the final of the 1999–2000 UEFA Cup, were victorious in the 2003 and 2005 FA Cup finals, and won the Premier League in 2003–04 without losing a single match, an achievement which earned the side the nickname "The Invincibles". This feat came within a run of 49 league matches unbeaten from 7 May 2003 to 24 October 2004, a national record.
Arsenal finished in either first or second place in the league in eight of Wenger's first nine seasons at the club, although they never won the title in two consecutive seasons.
The club had never progressed beyond the quarter-finals of the Champions League until 2005–06; in that season they became the first club from London to reach the final in the competition's fifty-year history, but were beaten 2–1 by Barcelona. In July 2006, they moved into the Emirates Stadium, after 93 years at Highbury.
Arsenal reached the final of the 2007 and 2011 League Cups, losing 2–1 to Chelsea and Birmingham City respectively. The club had not gained a trophy since the 2005 FA Cup until, spearheaded by club record acquisition Mesut Özil, Arsenal beat Hull City in the 2014 FA Cup Final, coming back from a 2–0 deficit to win the match 3–2. A year later, Arsenal completed another victorious FA Cup campaign, and became the most successful club in the tournament's history by winning their 13th FA Cup in 2016–17. However, in that same season, Arsenal finished fifth in the league, the first time they had finished outside the top four since before Wenger arrived in 1996. After another unspectacular league season the following year, Wenger departed Arsenal on 13 May 2018.
2018–2020: post-Wenger revolution
After conducting an overhaul in the club's operating model to coincide with Wenger's departure, Spaniard Unai Emery was named as the club's new head coach on 23 May 2018. He became the club's first ever 'head coach' and second manager from outside the United Kingdom. In Emery's first season, Arsenal finished fifth in the Premier League and as runner-up in the Europa League. On 29 November 2019, Emery was dismissed as manager and former player and assistant first team coach Freddie Ljungberg was appointed as interim head coach.
2020–: Arteta era
On 20 December 2019, Arsenal appointed former club captain Mikel Arteta as the new head coach. Arsenal finished the league season in eighth, their lowest finish since 1994–95, but beat Chelsea 2–1 to earn a record-extending 14th FA Cup win. After the season, Arteta's title was changed from head coach to manager. On 18 April 2021, Arsenal were announced as a founding club of the breakaway European competition The Super League; they withdrew from the competition two days later amid near-universal condemnation. Arsenal finished the season in eighth place once again, not qualifying for a European competition for the first time in 26 years. In the 2022–23 Premier League season, Arsenal returned to the Champions League by coming second to Manchester City. Arsenal led the league for most of the season, but suffered a series of losses at the end of the run, setting a record for most time spent on top of the table without actually winning the league.
Crest
Unveiled in 1888, Royal Arsenal's first crest featured three cannons viewed from above, pointing northwards, similar to the coat of arms of the Metropolitan Borough of Woolwich (nowadays transferred to the coat of arms of the Royal Borough of Greenwich). These can sometimes be mistaken for chimneys, but the presence of a carved lion's head and a cascabel on each are clear indicators that they are cannons. This was dropped after the move to Highbury in 1913, only to be reinstated in 1922, when the club adopted a crest featuring a single cannon, pointing eastwards, with the club's nickname, The Gunners, inscribed alongside it; this crest only lasted until 1925, when the cannon was reversed to point westward and its barrel slimmed down.
In 1949, the club unveiled a modernised crest featuring the same style of cannon below the club's name, set in blackletter typography, and above the coat of arms of the Metropolitan Borough of Islington and a scroll inscribed with the club's newly adopted Latin motto, Victoria Concordia Crescit – "victory comes from harmony" – coined by the club's programme editor Harry Homer. For the first time, the crest was rendered in colour, which varied slightly over the crest's lifespan, finally becoming red, gold and green. Because of the numerous revisions of the crest, Arsenal were unable to copyright it. Although the club had managed to register the crest as a trademark, and had fought (and eventually won) a long legal battle with a local street trader who sold "unofficial" Arsenal merchandise,
Arsenal eventually sought a more comprehensive legal protection. Therefore, in 2002 they introduced a new crest featuring more modern curved lines and a simplified style, which was copyrightable.
The cannon once again faces east and the club's name is written in a sans-serif typeface above the cannon. Green was replaced by dark blue. The new crest was criticised by some supporters; the Arsenal Independent Supporters' Association claimed that the club had ignored much of Arsenal's history and tradition with such a radical modern design, and that fans had not been properly consulted on the issue.
Until the 1960s, a badge was worn on the playing shirt only for high-profile matches such as FA Cup finals, usually in the form of a monogram of the club's initials in red on a white background.
The monogram theme was developed into an Art Deco-style badge on which the letters A and C framed a football rather than the letter F, the whole set within a hexagonal border. This early example of a corporate logo, introduced as part of Herbert Chapman's rebranding of the club in the 1930s, was used not only on Cup Final shirts but as a design feature throughout Highbury Stadium, including above the main entrance and inlaid in the floors.
From 1967, a white cannon was regularly worn on the shirts, until replaced by the club crest, sometimes with the addition of the nickname "The Gunners", in the 1990s.
In the 2011–12 season, Arsenal celebrated their 125th anniversary. The celebrations included a modified version of the current crest worn on their jerseys for the season. The crest was all white, surrounded by 15 oak leaves to the right and 15 laurel leaves to the left. The oak leaves represent the 15 founding members of the club who met at the Royal Oak pub. The 15 laurel leaves represent the design detail on the six pence pieces paid by the founding fathers to establish the club. The laurel leaves also represent strength. To complete the crest, 1886 and 2011 are shown on either sides of the motto "Forward" at the bottom of the crest.
Colours
For much of Arsenal's history, their home colours have been bright red shirts with white sleeves and white shorts, though this has not always been the case. The choice of red is in recognition of a charitable donation from Nottingham Forest, soon after Arsenal's foundation in 1886. Two of Dial Square's founding members, Fred Beardsley and Morris Bates, were former Forest players who had moved to Woolwich for work. As they put together the first team in the area, no kit could be found, so Beardsley and Bates wrote home for help and received a set of kit and a ball. The shirt was redcurrant, a dark shade of red, and was worn with white shorts and socks with blue and white hoops.
In 1933, Herbert Chapman, wanting his players to be more distinctly dressed, updated the kit, adding white sleeves and changing the shade to a brighter pillar box red. Two possibilities have been suggested for the origin of the white sleeves. One story reports that Chapman noticed a supporter in the stands wearing a red sleeveless sweater over a white shirt; another was that he was inspired by a similar outfit worn by the cartoonist Tom Webster, with whom Chapman played golf.
Regardless of which story is true, the red and white shirts have come to define Arsenal and the team have worn the combination ever since, aside from two seasons. The first was 1966–67, when Arsenal wore all-red shirts; this proved unpopular and the white sleeves returned the following season. The second was 2005–06, the last season that Arsenal played at Highbury, when the team wore commemorative redcurrant shirts similar to those worn in 1913, their first season in the stadium; the club reverted to their normal colours at the start of the next season. In the 2008–09 season, Arsenal replaced the traditional all-white sleeves with red sleeves with a broad white stripe.
Arsenal's home colours have been the inspiration for at least three other clubs. In 1909, Sparta Prague adopted a dark red kit like the one Arsenal wore at the time; in 1938, Hibernian adopted the design of the Arsenal shirt sleeves in their own green and white strip.
In 1941, Luis Robledo, an England-schooled founder of Santa Fe and a fan of Arsenal, selected the main colors for his newly created team. In 1920, Sporting Clube de Braga's manager returned from a game at Highbury and changed his team's green kit to a duplicate of Arsenal's red with white sleeves and shorts, giving rise to the team's nickname of Os Arsenalistas.
These teams still wear those designs to this day.
For many years Arsenal's away colours were white or navy blue. However, in 1968 the FA banned navy shirts (they looked too similar to referees' black kit) so in the 1969–70 season, Arsenal introduced an away kit of yellow shirts with blue shorts. This kit was worn in the 1971 FA Cup Final as Arsenal beat Liverpool to secure the double for the first time in their history. The yellow and blue strip became almost as famous as their iconic red and white home kit. Arsenal reached the FA Cup final again the following year wearing the red and white home strip and were beaten by Leeds United. Arsenal then competed in three consecutive FA Cup finals between 1978 and 1980 wearing their "lucky" yellow and blue strip, which remained the club's away strip until the release of a green and navy away kit in 1982–83. The following season, Arsenal returned to the yellow and blue scheme, albeit with a darker shade of blue than before.
When Nike took over from Adidas as Arsenal's kit provider in 1994, Arsenal's away colours were again changed to two-tone blue shirts and shorts. Since the advent of the lucrative replica kit market, the away kits have been changed regularly, with Arsenal usually releasing both away and third choice kits. During this period the designs have been either all blue designs, or variations on the traditional yellow and blue, such as the metallic gold and navy strip used in the 2001–02 season, the yellow and dark grey used from 2005 to 2007, and the yellow and maroon of 2010 to 2013.
Until 2014, the away kit was changed every season, and the outgoing away kit became the third-choice kit if a new home kit was being introduced in the same year.
Since Puma began manufacturing Arsenal's kits in 2014, new home, away and third kits were released every single season. In the 2017–18 season, Puma released a new color scheme for the away and third kits. The away kit was a light blue, which fades to a darker blue near the bottom, while the third kit was black with red highlight. Puma returned to the original color scheme for the 2018–19 season.
From the 2019–20 season Arsenal's kits are manufactured by Adidas. In the 2020–21 season, Adidas unveiled the new away kit to
mark the 15-year anniversary since leaving Highbury. The new away kit is white, with a marbled pattern all across to replicate the iconic marble hall in the East stand of Highbury.
Kit suppliers and shirt sponsors
Stadiums
Before joining the Football League, Arsenal played briefly on Plumstead Common, then at the Manor Ground in Plumstead, then spent three years between 1890 and 1893 at the nearby Invicta Ground. Upon joining the Football League in 1893, the club returned to the Manor Ground and installed stands and terracing, upgrading it from just a field. Arsenal continued to play their home games there for the next twenty years (with two exceptions in the 1894–95 season), until the move to north London in 1913.
Widely referred to as Highbury, Arsenal Stadium was the club's home from September 1913 until May 2006. The original stadium was designed by the renowned football architect Archibald Leitch, and had a design common to many football grounds in the UK at the time, with a single covered stand and three open-air banks of terracing. The entire stadium was given a massive overhaul in the 1930s: new Art Deco West and East stands were constructed, opening in 1932 and 1936 respectively, and a roof was added to the North Bank terrace, which was bombed during the Second World War and not restored until 1954.
Highbury could hold more than 60,000 spectators at its peak, and had a capacity of 57,000 until the early 1990s. The Taylor Report and Premier League regulations obliged Arsenal to convert Highbury to an all-seater stadium in time for the 1993–94 season, thus reducing the capacity to 38,419 seated spectators. This capacity had to be reduced further during Champions League matches to accommodate additional advertising boards, so much so that for two seasons, from 1998 to 2000, Arsenal played Champions League home matches at Wembley, which could house more than 70,000 spectators.
Expansion of Highbury was restricted because the East Stand had been designated as a Grade II listed building and the other three stands were close to residential properties. These limitations prevented the club from maximising matchday revenue during the 1990s and first decade of the 21st century, putting them in danger of being left behind in the football boom of that time. After considering various options, in 2000 Arsenal proposed building a new 60,361-capacity stadium at Ashburton Grove, since named the Emirates Stadium, about 500 metres south-west of Highbury. The project was initially delayed by red tape and rising costs, and construction was completed in July 2006, in time for the start of the 2006–07 season. The stadium was named after its sponsors, the airline company Emirates, with whom the club signed the largest sponsorship deal in English football history, worth around £100 million. Some fans referred to the ground as Ashburton Grove, or the Grove, as they did not agree with corporate sponsorship of stadium names. The stadium will be officially known as Emirates Stadium until at least 2028, and the airline will be the club's shirt sponsor until at least 2024. From the start of the 2010–11 season on, the stands of the stadium have been officially known as North Bank, East Stand, West Stand and Clock end. The capacity of the Emirates now stands at 60,704.
Arsenal's players train at the Shenley Training Centre in Hertfordshire, a purpose-built facility which opened in 1999.
Before that the club used facilities on a nearby site owned by the University College of London Students' Union. Until 1961 they had trained at Highbury.
Arsenal's Academy under-18 teams play their home matches at Shenley, while the reserves play their games at Meadow Park, which is also the home of Boreham Wood F.C. Both the Academy under-18 & the reserves occasionally play their big games at the Emirates in front of a crowd reduced to only the lower west stand.
Supporters and rivalries
Arsenal's fanbase are referred to as "Gooners" – the name derived from the club's nickname "The Gunners". Virtually all home matches sell out; in 2007–08 Arsenal had the second-highest average League attendance for an English club (60,070, which was 99.5% of available capacity), and, as of 2015, the third-highest all-time average attendance. Arsenal have the seventh highest average attendance of European football clubs only behind Borussia Dortmund, FC Barcelona, Manchester United, Real Madrid, Bayern Munich, and Schalke. The club's location, adjoining wealthy areas such as Canonbury and Barnsbury, mixed areas such as Islington, Holloway, Highbury, and the adjacent London Borough of Camden, and largely working-class areas such as Finsbury Park and Stoke Newington, has meant that Arsenal's supporters have come from a variety of social classes. Much of the Afro-Caribbean support comes from the neighbouring London Borough of Hackney and a large portion of the South Asian Arsenal supporters commute to the stadium from Wembley Park, North West of the capital. There was also traditionally a large Irish community that followed Arsenal, with the surrounding Islington and particularly the nearby Archway area having a large community of residents with Irish heritage. But Irish migration to North London is recently much lower than in the 1960s or 1970s.
Like all major English football clubs, Arsenal have a number of domestic supporters' clubs, including the Arsenal Football Supporters' Club, which works closely with the club, and the Arsenal Independent Supporters' Association, which maintains a more independent line. The Arsenal Supporters' Trust promotes greater participation in ownership of the club by fans. The club's supporters also publish fanzines such as The Gooner, Gunflash and the satirical Up The Arse!
There have always been Arsenal supporters outside London, and since the advent of satellite television, a supporter's attachment to a football club has become less dependent on geography. Consequently, Arsenal have a significant number of fans from beyond London and all over the world; in 2007, 24 UK, 37 Irish and 49 other overseas supporters clubs were affiliated with the club. A 2011 report by SPORT+MARKT estimated Arsenal's global fanbase at 113 million. The club's social media activity was the fifth highest in world football during the 2014–15 season.
Anthem
The team's anthem is The Angel (North London Forever) by Louis Dunford. The song is typically played at Arsenal home games before a match.
Other Songs
In addition to the usual English football chants, Arsenal's supporters sing "One-Nil to the Arsenal" (to the tune of "Go West") and also regularly sing "Who's that team they call the Arsenal", "Good Old Arsenal" (to the tune of "Rule, Britannia!") and "We're the North Bank/Clock End Highbury". The fans also chant "Boring, Boring Arsenal" in self-deprecating reference to Arsenal's reputation during the 1970s and 1980s as an overly defensive, cautious team.
Rivalries
Arsenal's longest-running and deepest rivalry is with their nearest major neighbour, Tottenham Hotspur; matches between the two are referred to as the North London derby. There also exists a rivalry between Arsenal and Chelsea. In addition, Arsenal and Manchester United developed a strong on-pitch rivalry in the late 1980s, which intensified in the early 2000s when both clubs were competing for the Premier League title. During the 2010s and now the 2020s, a competitive rivalry with Manchester City began during the Arteta era following a close title race in the 2022-23 Premier League season.
Mascot
The club mascot is Gunnersaurus Rex, a smiling, 7-foot-tall green dinosaur, who first appeared at a home match against Manchester City in August 1994 (or 1993). He is based on a drawing by then 11-year-old Peter Lovell, whose design and another similar idea won a Junior Gunners contest; his official back story is that he hatched from an egg found during renovations at Highbury.
The same person, Jerry Quy, has been inside the suit from the start; in early October 2020, as part of cost-cutting brought about by the COVID-19 pandemic, the club made him redundant from that and his other part-time job in supporter liaison, together with 55 full-time employees, although they later said Gunnersaurus could return after spectators were allowed back in stadiums. An online fundraiser was begun for Quy, and Mesut Özil offered to pay his salary himself as long as he remains with Arsenal. In November 2020, in advance of COVID-19 regulations being relaxed to allow supporters to attend home games from 3 December, Arsenal announced that Gunnersaurus would return, to be played by a roster of people that could include Quy if he wished.
Ownership and finances
The largest shareholder on the Arsenal board is American sports tycoon Stan Kroenke. Kroenke first launched a bid for the club in April 2007, and faced competition for shares from Red and White Securities, which acquired its first shares from David Dein in August 2007. Red & White Securities was co-owned by Russian billionaire Alisher Usmanov and Iranian London-based financier Farhad Moshiri, though Usmanov bought Moshiri's stake in 2016. Kroenke came close to the 30% takeover threshold in November 2009, when he increased his holding to 18,594 shares (29.9%). In April 2011, Kroenke achieved a full takeover by purchasing the shareholdings of Nina Bracewell-Smith and Danny Fiszman, taking his shareholding to 62.89%. In May 2017, Kroenke owned 41,721 shares (67.05%) and Red & White Securities owned 18,695 shares (30.04%). In January 2018, Kroenke expanded his ownership by buying twenty-two more shares, taking his total ownership to 67.09%. In August 2018, Kroenke bought out Usmanov for £550m. Now owning more than 90% of the shares, he had the required stake to complete the buyout of the remaining shares and become the sole owner. There has been criticism of Arsenal's poor performance since Kroenke took over, which has been attributed to his ownership. Ivan Gazidis was the club's Chief executive from 2009 to 2018.
Arsenal's parent company, Arsenal Holdings plc, operates as an unlisted public limited company, whose ownership is considerably different from that of other football clubs. Only 62,219 shares in Arsenal have been issued, and they are not traded on a public exchange such as the FTSE or AIM; instead, they are traded relatively infrequently on the ICAP Securities and Derivatives Exchange, a specialist market. On 29 May 2017, a single share in Arsenal had a mid price of £18,000, which sets the club's market capitalisation value at approximately £1,119.9m. Most football clubs are not listed on an exchange, which makes direct comparisons of their values difficult. Consultants Brand Finance valued the club's brand and intangible assets at $703m in 2015, and consider Arsenal an AAA global brand. Business magazine Forbes valued Arsenal as a whole at $2.238 billion (£1.69 billion) in 2018, ranked third in English football. Research by the Henley Business School ranked Arsenal second in English football, modelling the club's value at £1.118 billion in 2015.
Arsenal's financial results for the 2019–20 season showed an after tax loss of £47.8m, due in part to the impact of the COVID-19 pandemic. The Deloitte Football Money League is a publication that homogenises and compares clubs' annual revenue. Deloitte put Arsenal's footballing revenue in 2019 at £392.7m (€445.6m), ranking Arsenal eleventh among world football clubs. Arsenal and Deloitte both listed the match day revenue generated in 2019 by the Emirates Stadium as €109.2m (£96.2m).
In popular culture
Partly due to their proximity to the Alexandra Palace transmitter, Arsenal have appeared in a number of media "firsts". On 22 January 1927, their match at Highbury against Sheffield United was the first English League match to be broadcast live on radio. A decade later, on 16 September 1937, an exhibition match between Arsenal's first team and the reserves was the first football match in the world to be televised live. Arsenal also featured in the first edition of the BBC's Match of the Day, which screened highlights of their match against Liverpool at Anfield on 22 August 1964. Sky's coverage of Arsenal's January 2010 match against Manchester United was the first live public broadcast of a sports event on 3D television.
As one of the most successful teams in the country, Arsenal have often featured when football is depicted in the arts in Britain. They formed the backdrop to one of the earliest football-related novels, The Arsenal Stadium Mystery (1939), which was made into a film in the same year. The story centres on a friendly match between Arsenal and an amateur side, one of whose players is poisoned while playing. Many Arsenal players appeared as themselves in the film and manager George Allison was given a speaking part. The book Fever Pitch by Nick Hornby was an autobiographical account of Hornby's life and relationship with football and Arsenal in particular. Published in 1992, it formed part of the revival and rehabilitation of football in British society during the 1990s. The book was twice adapted for the cinema – the 1997 British film focuses on Arsenal's 1988–89 title win, and a 2005 American version features a fan of baseball's Boston Red Sox.
Arsenal have often been stereotyped as a defensive and "boring" side, especially during the 1970s and 1980s. In the 1997 film The Full Monty the principal characters move forward in a line and raise their hands, deliberately mimicking the Arsenal defence's offside trap, in an attempt to co-ordinate their striptease routine.
Fifteen years later an almost identical scene was included in the 2012 Disney science-fiction film John Carter (director and co-writer Andrew Stanton, a notable overseas supporter of the club), along with other visual cues and oblique dialogue hints and references to the club throughout the film.
Another film reference to the club's defence comes in the film Plunkett & Macleane, in which two characters are named Dixon and Winterburn after Arsenal's long-serving full backs – the right-sided Lee Dixon and the left-sided Nigel Winterburn.
In August 2022, Amazon Prime Video released an eight-episode docuseries called All or Nothing: Arsenal. It documented the club by spending time with the coaching staff and players behind the scenes both on and off the field throughout their 2021–22 season, in which they were the youngest team in the Premier League with an average starting age of 24 years and 308 days – more than a whole year younger than the next team.
In the community
In 1985, Arsenal founded a community scheme, "Arsenal in the Community", which offered sporting, social inclusion, educational and charitable projects. The club support a number of charitable causes directly and in 1992 established The Arsenal Charitable Trust, which by 2006 had raised more than £2 million for local causes. An ex-professional and celebrity football team associated with the club also raised money by playing charity matches. The club launched the Arsenal for Everyone initiative in 2008 as an annual celebration of the diversity of the Arsenal family. In the 2009–10 season Arsenal announced that they had raised a record breaking £818,897 for the Great Ormond Street Hospital Children's Charity. The original target was £500,000. In 2022, Arsenal and Adidas partnered up to launch the "No More Red" campaign to support the long-standing work being done by Arsenal in the Community to help keep young people safe from knife crime and youth violence. To promote the event, the club launched an exclusive all white kit that was not commercially available and only awarded to individuals who are making a positive difference in the community.
Save the Children has been Arsenal global charity partner since 2011 and have worked together in numerous projects to improve safety and well-being for vulnerable children in London and abroad. On 3 September 2016 The Arsenal Foundation has donated £1m to build football pitches for children in London, Indonesia, Iraq, Jordan and Somalia thanks to The Arsenal Foundation Legends Match against Milan Glorie at the Emirates Stadium. On 3 June 2018, Arsenal played Real Madrid in the Corazon Classic Match 2018 at the Bernabeu, where the proceeds went to Realtoo Real Madrid Foundation projects that are aimed at the most vulnerable children. In addition there will be a return meeting on 8 September 2018 at the Emirates stadium where proceeds will go towards the Arsenal foundation.
During 2007 in Pleiku, Vietnam, Arsenal partnered with the JMG Academy and the Hoang Anh Gia Lai Corporation to found a youth academy for the V.League 1 side Hoàng Anh Lai Lai, which saw a selection of Vietnam based players train with Arsenal; the club ended their partnership with the club in 2017. Additionally, the club formally partnered with a variety of clubs overseas including Virginia based Richmond Strikers and Cairo based Wadi Degla.
Players
First-team squad
Out on loan
Under-23s and Academy
Current Arsenal Academy players who have made a first-team appearance for Arsenal
Out on loan
Management and staff
Current staff
Arsenal board
Statistics and records
Arsenal's tally of 13 League Championships is the third highest in English football, after Manchester United (20) and Liverpool (19),
and they were the first club to reach a seventh and an eighth League Championship. As of June 2020, they are one of seven teams, the others being Manchester United, Blackburn Rovers, Chelsea, Manchester City, Leicester City and Liverpool, to have won the Premier League since its formation in 1992.
They hold the highest number of FA Cup trophies, with 14. The club is one of only six clubs to have won the FA Cup twice in succession, in 2002 and 2003, and 2014 and 2015.
Arsenal have achieved three League and FA Cup "Doubles" (in 1971, 1998 and 2002), a feat only previously achieved by Manchester United (in 1994, 1996 and 1999).
They were the first side in English football to complete the FA Cup and League Cup double, in 1993.
Arsenal were also the first London club to reach the final of the UEFA Champions League, in 2006, losing the final 2–1 to Barcelona.
Arsenal have one of the best top-flight records in history, having finished below fourteenth only seven times. They have won the second most top flight league matches in English football, and have also accumulated the second most points, whether calculated by two points per win or by the contemporary points value. They have been in the top flight for the most consecutive seasons (98 as of 2023–24). Arsenal also have the highest average league finishing position for the 20th century, with an average league placement of 8.5.
Arsenal hold the record for the longest run of unbeaten League matches (49 between May 2003 and October 2004). This included all 38 matches of their title-winning 2003–04 season, when Arsenal became only the second club to finish a top-flight campaign unbeaten, after Preston North End (who played only 22 matches) in 1888–89. They also hold the record for the longest top flight win streak. Arsenal set a Champions League record during the 2005–06 season by going ten matches without conceding a goal, beating the previous best of seven set by A.C. Milan. They went a record total stretch of 995 minutes without letting an opponent score; the streak ended in the final, when Samuel Eto'o scored a 76th-minute equaliser for Barcelona.
David O'Leary holds the record for Arsenal appearances, having played 722 first-team matches between 1975 and 1993. Fellow centre half and former captain Tony Adams comes second, having played 669 times. The record for a goalkeeper is held by David Seaman, with 564 appearances. Thierry Henry is the club's top goalscorer with 228 goals in all competitions between 1999 and 2012,
having surpassed Ian Wright's total of 185 in October 2005.
Wright's record had stood since September 1997, when he overtook the longstanding total of 178 goals set by winger Cliff Bastin in 1939.
Henry also holds the club record for goals scored in the League, with 175, a record that had been held by Bastin until February 2006.
Declan Rice is the Arsenal record signing after a deal with West Ham United was completed in July 2023, for an initial £100 million. This easily surpassed the former record of £72 million for Nicolas Pepe.
Arsenal's record home attendance is 73,707, for a UEFA Champions League match against RC Lens on 25 November 1998 at Wembley Stadium, where the club formerly played home European matches because of the limits on Highbury's capacity. The record attendance for an Arsenal match at Highbury is 73,295, for a 0–0 draw against Sunderland on 9 March 1935, while that at Emirates Stadium is 60,161, for a 2–2 draw with Manchester United on 3 November 2007.
Honours
Arsenal's first ever silverware was won as the Royal Arsenal in 1890. The Kent Junior Cup, won by Royal Arsenal's reserves, was the club's first trophy, while the first team's first trophy came three weeks later when they won the Kent Senior Cup. Their first national senior honour came in 1930, when they won the FA Cup. The club enjoyed further success in the 1930s, winning another FA Cup and five Football League First Division titles. Arsenal won their first league and cup double in the 1970–71 season and twice repeated the feat, in 1997–98 and 2001–02, as well as winning a cup double of the FA Cup and League Cup in 1992–93.
Seasons in bold are seasons when the club won a Double of the league and FA Cup, or of the FA Cup and League Cup. The 2003–04 season was the only 38-match league season unbeaten in English football history. A special gold version of the Premier League trophy was commissioned and presented to the club the following season.
As of 6 August 2023
– Record
– Shared title
County FAs
When the FA Cup was the only national football association competition available to Arsenal, the other football association competitions were County Cups, and they made up many of the matches the club played during a season. Arsenal's first first-team trophy was a County Cup, the inaugural Kent Senior Cup. Arsenal became ineligible for the London Cups when the club turned professional in 1891, and rarely participated in County Cups after this. Due to the club's original location within the borders of both the London and Kent Football Associations, Arsenal competed in and won trophies organised by each.
Other
During Arsenal's history, the club has participated in and won a variety of pre-season and friendly honours. These include Arsenal's own pre-season competition the Emirates Cup, begun in 2007. During the wars, previous competitions were widely suspended and the club had to participate in wartime competitions. During WWII, Arsenal won several of these.
Arsenal Women
Arsenal Women is the women's football club affiliated to Arsenal. Founded as Arsenal Ladies F.C. in 1987 by Vic Akers, they turned semi-professional in 2002 and have been managed since 2021 by Jonas Eidevall; Akers holds the role of Honorary President of Arsenal Women. As part of the festivities surrounding their 30th anniversary in 2017, the club announced that they were changing their formal name to Arsenal Women F.C., and would use "Arsenal" in all references except rare cases where there might be confusion with the men's side.
Arsenal Women are the most successful team in English women's football having won a total of 58 trophies. In the 2008–09 season, they won all three major English trophies – the FA Women's Premier League, FA Women's Cup and FA Women's Premier League Cup, and, as of 2017, were the only English side to have won the UEFA Women's Cup or UEFA Women's Champions League, having won the Cup in the 2006–07 season as part of a unique quadruple. The men's and women's clubs are formally separate entities but have close ties; Arsenal Women are entitled to play at the Emirates Stadium, though they usually play their home matches at Meadow Park in Borehamwood.
Footnotes
References
Works cited
Further reading
External links
Arsenal F.C. at Premier League
Arsenal F.C. at UEFA
1886 establishments in England
Association football clubs established in 1886
Companies formerly listed on the Alternative Investment Market
Sport in the London Borough of Islington
EFL Cup winners
FA Cup winners
Football clubs in England
Football clubs in London
English Football League clubs
G-14 clubs
Kroenke Sports & Entertainment
Premier League clubs
UEFA Cup Winners' Cup winning clubs
Inter-Cities Fairs Cup winning clubs |
2175 | https://en.wikipedia.org/wiki/American%20cuisine | American cuisine | American cuisine consists of the cooking style and traditional dishes prepared in the United States of America. It has been significantly influenced by Europeans, indigenous Native Americans, Africans, Latin Americans, Asians, Pacific Islanders, and many other cultures and traditions. Principal influences on American cuisine are European, Native American, soul food, regional heritages including Cajun, Louisiana Creole, Pennsylvania Dutch, Mormon foodways, Texan, Tex-Mex, New Mexican, and Tlingit, and the cuisines of immigrant groups such as Chinese American, Italian American, Greek American and Mexican American. The large size of America and its long history of immigration have created an especially diverse cuisine that varies by region.
American cooking dates back to the traditions of the Native Americans, whose diet included a mix of farmed and hunted food, and varied widely across the continent. The Colonial period created a mix of Native and Old World cookery, and brought with it new crops and livestock. During the early 19th century, cooking was based mostly on what the agrarian population could grow, hunt, or raise on their land. With an increasing influx of immigrants, and a move to city life, American food further diversified in the later part of the 19th century. The 20th century saw a revolution in cooking as new technologies, the World Wars, a scientific understanding of food, and continued immigration combined to create a wide range of new foods. This has allowed for the current rich diversity in food dishes throughout the country. This was driven in part by the many chefs and television personalities who contributed to the rise of the culinary arts in America.
Highlights of American cuisine include milkshakes, barbecue, and a wide range of fried foods. Many quintessential American dishes are unique takes on food originally from other culinary traditions, including pizza, hot dogs, and Tex-Mex. Regional highlights include a range of fish dishes in the coastal states, gumbo, and cheesesteak. American cuisine has specific foods that are eaten on holidays, such as a turkey at thanksgiving dinner or Christmas dinner. Modern American cuisine includes a focus on fast food, as well as take-out food, which is often ethnic. There is also a vibrant culinary scene in the country surrounding televised celebrity chefs.
History
Native Americans origins: American cuisine before 1600
Early Native Americans utilized a number of cooking methods in early American cuisine that have been blended with the methods of early Europeans to form the basis of what is now American cuisine. Nearly all regions and subregions of the present-day cuisine have roots in the foodways of Native Americans, who lived in tribes numbering in the thousands. Prior to 1600, native peoples lived off the land in very diverse bioregions and had done so for thousands of years, often living a nomadic life where their diet changed with the season.
Many practiced a form of agriculture revolving around the Three Sisters, the rotation of beans, maize, and squash as staples of their diet. In the East, this was documented as early as the 1620s in Of Plimoth Plantation, evidenced by the pages William Bradford wrote regarding Squanto, who showed them the traditional regional method of burying a fish or eel in a mound with seeds for maize to improve the soil; this itself is also part of the widely practiced phenomenon of companion planting.
Wild game was equally a staple of nearly every tribe: generally, deer, elk, and bison were staples, as were rabbits and hare. The Cherokee of the Southern Appalachians used blowguns made of an indigenous type of bamboo to hunt squirrels.
Northern tribes like the Ojibwe of what is now the state of Michigan and the peoples of the Wabanaki of what is now the state of Maine would stalk and hunt moose, whereas their Southern counterparts, like the Choctaw or Catawba, hunted snapping turtles and other testudines, possums, and young alligators in the subtropical swamps of Louisiana and South Carolina.
Many tribes would preserve their meat in the form of pemmican, needed on long journeys or to survive harsh winters.
Fish and crustaceans
As with the hunted game, the biome in which one lived often dictated what was available to catch. For example, the Apache and Navajo peoples of the Southwest, whose territories each would have included swathes of New Mexico and Arizona, generally do not eat fish because in both cultures it is taboo, as well as often inconvenient. The Navajo believe that fish have a part in the story of creation, the Apache were in general afraid of water since they associated it with thunder, and the arid desert climate made fish a rarity.
However, in the culture of the Lenape, the tribe that originally lived in New Jersey, on the Delaware River, and the area that now comprises New York City, fish and shellfish were a staple in their diet and it was such a revered part of the culture that there is a documented and still-practiced harvest dance called the Fish Dance. Originally it would have been done to celebrate bringing in fish from places like the Delaware or Raritan River or the estuary around Manhattan Island and the completion of smoking them as a source of food for the winter ahead.
Eastern tribes would have eaten cod, particularly groups that spoke the Algonquian languages of New England as far south as present day Connecticut, winter flounder and other flatfish, species of herring like the alewife, shad, Atlantic herring, and Atlantic menhaden, They also would have consumed the Atlantic sturgeon and drum.
In the West, Pacific several species of sturgeon, like the white sturgeon and green sturgeon, olachen and several autochthonal fish of the Oncorhynchus family including the rainbow trout, cutthroat trout, coho salmon, kokanee salmon, and chinook salmon. The last makes an appearance in the accounts of Lewis and Clark as being fished for in the Columbia River Basin, and this species is named for a family of tribes of the Pacific Northwest, indicating its important role in that food culture.
Pacific gray whales and humpbacks were hunted by American Indians off the Northwest coast, especially by the Makah, and used for their meat and oil. Catfish was also popular among native people throughout the land, over many types of terrain.
Crustaceans included shrimp, lobster, crayfish, and dungeness crabs in the Northwest and shrimp, lobster and blue crabs in the East. Other shellfish include abalone and geoduck on the West Coast, while on the East Coast the surf clam, quahog, and the soft-shell clam. Oysters were eaten on both shores, as were mussels and periwinkles.
Cooking methods
Early American natives used a number of cooking methods that have been blended with early European cooking methods to form the basis of American cuisine. Grilling meats was common. Spit roasting over a pit fire was common as well. Vegetables, especially root vegetables, were often cooked directly in the ashes of the fire.
As early Native Americans lacked pottery that could be used directly over a fire, they developed a technique many anthropologists call "stone boiling". They heated rocks in a fire, then added the rocks to a pot filled with water until it came to a boil to cook the meat or vegetables. In what is now the Southwestern United States, they also created adobe ovens, dubbed hornos by the Spanish, to bake products such as cornmeal bread. Other parts of America dug pit ovens, which were also used to steam foods by adding heated rocks or embers. One technique performed extensively by New England tribes was adding seaweed or corn husks on top of the layers of stones to steam fish and shellfish as well as vegetables. A later addition was potatoes, a garden plant that came to New England by the 18th century, added while still in skin with corn in husk, later to be referred to as a clambake by colonists.
Colonial period
The European settlement of the Americas introduced a number of ingredients, spices, herbs, and cooking styles to the continent.
When European colonists came to Virginia, Pennsylvania, Massachusetts, and any of the other English colonies on the eastern seaboard of North America, their initial attempts at survival included planting crops familiar to them from back home in England. In the same way, they farmed animals for clothing and meat. Through hardships and the eventual establishment of trade with England, the West Indies and other regions, the colonists were able to derive a cuisine similar to what they had previously consumed in Britain and Ireland, while also introducing local animals and plants to their diet. American colonists followed along the line of British cookery up until the Revolution, when a desire to distinguish themselves from Britain led Americans to create "American" styles of cookery.
In 1796, the first American cookbook was published, and others followed. There was a general disdain for French cuisine/French cookery, even with French Huguenot settlers in South Carolina and French-Canadian emigrants in America. One of the cookbooks that proliferated in the colonies was The Art of Cookery Made Plain and Easy (1747) by Hannah Glasse, who referred to "the blind folly of this age that would rather be imposed on by a French booby, than give encouragement to a good English cook!" Of the French recipes given in the text, she speaks out flagrantly against the dishes as she "... think[s] it an odd jumble of trash."
With the introduction of slavery, Africans were brought into the colonies. With them, came foods and ingredients such as bananas, peanuts, sweet potato, yams, and coffee, and cooking styles reminiscent of West African cuisines are still found in many dishes, especially in Southern cuisine.
The expulsion of the Acadians from Acadia led many of them to Louisiana, where they left a French influence in the diet of those settled in Louisiana, and among the Acadian Francophones who settled eastern Maine and parts of what is now northern Vermont at the same time they colonized New Brunswick.
Some of the Jews who fled from the Inquisition with other Sephardic Jews in the 15th century had previously settled in Recife, Brazil and the West Indies, where their cuisine was influenced by new local ingredients like molasses, rum, sugar, vanilla, chocolate, peppers, corn, tomatoes, kidney beans, string beans and turkey. In 1654, twenty three Sephardic Jews arrived in New Amsterdam bringing this cuisine with them to the early colonial United States. Early American Jewish cuisine was heavily influenced by this branch of Sephardic cuisine. Many of the recipes were bound up in observance of traditional holidays and remained true to their origins. These included dishes such as stew and fish fried in olive oil, beef and bean stews, almond puddings, and egg custards. The first kosher cookbook in America was the Jewish Cookery Book by Esther Levy, published in 1871 in Philadelphia and includes many of the traditional recipes.
Common ingredients
The American colonial diet varied depending on the settled region in which someone lived. Local cuisine patterns had been established by the mid-18th century. The New England colonies were extremely similar in their dietary habits to those that many of them had brought from England. As many of the New Englanders were originally from England, game hunting was useful when they immigrated to the New World. Many of the northern colonists depended upon their ability to hunt, or upon others from whom they could purchase game. Hunting was the preferred method of protein acquisition, as opposed to animal husbandry, which required much more work to defend the kept animals against raids
A striking difference for the colonists in New England compared to other regions was seasonality. While in the southern colonies, they could farm almost year-round, in the northern colonies, the growing seasons were very restricted. In addition, northern colonists' close proximity to the ocean gave them a bounty of fresh fish to add to their diet.
Wheat, the grain used to bake bread back in England, was almost impossible to grow, and imports of wheat were far from cost productive. Substitutes in cases such as this included cornmeal. The Johnnycake was a poor substitute to some for wheaten bread, but acceptance by both the northern and southern colonies seems evident.
Livestock and game
Commonly hunted game included deer, bear, buffalo, and wild turkey. The larger muscles of the animals were roasted and served with currant sauce, while the other smaller portions went into soups, stews, sausages, pies, and pastries. In addition to the game, colonists' protein intake was supplemented by mutton.
The Spanish in Florida originally introduced sheep to the New World, but this development never quite reached the North, and there they were introduced by the Dutch and English. The keeping of sheep was a result of the English non-practice of animal husbandry. The animals provided wool when young and mutton upon maturity after wool production was no longer desirable. The forage-based diet for sheep that prevailed in the Colonies produced a characteristically strong, gamy flavor and a tougher consistency, which required aging and slow cooking to tenderize.
Fats and oils
Fats and oils made from animals served to cook many colonial foods. Many homes had a sack made of deerskin filled with bear oil for cooking, while solidified bear fat resembled shortening.
Rendered pork fat made the most popular cooking medium, especially from the cooking of bacon. Pork fat was used more often in the southern colonies than the northern colonies as the Spanish introduced pigs earlier to the South. The colonists enjoyed butter in cooking as well, but it was rare prior to the American Revolution, as cattle were not yet plentiful.
Alcoholic drinks
Prior to the Revolution, New Englanders consumed large quantities of rum and beer, as maritime trade provided them relatively easy access to the goods needed to produce these items. Rum was the distilled spirit of choice, as the main ingredient, molasses, was readily available from trade with the West Indies.
Further into the interior, however, one would often find colonists consuming whiskey, as they did not have similar access to sugar cane. They did have ready access to corn and rye, which they used to produce their whiskey.
Until the Revolution, many considered whiskey to be a coarse alcohol unfit for human consumption, as many believed that it caused the poor to become raucous and unkempt drunkards. In addition to these alcohol-based products produced in America, imports were seen on merchant shelves, including wine and brandy.
Southern variations
In comparison to the northern colonies, the southern colonies were quite diverse in their agricultural diet. The uplands of Piedmont and the coastal lowlands made up the two main parts of the southern colonies.
The diet of the uplands often included wild game, cabbage, string beans, corn, squashes and white potatoes. People had biscuits as part of their breakfast, along with healthy portions of pork. The lowlands of Louisiana included a varied diet heavily influenced by the French, Spanish, Acadians, Germans, Native Americans, Africans and Caribbeans. Rice played a large part of the diet in Louisiana. In addition, unlike the uplands, the lowlands subsistence of protein came mostly from coastal seafood. Much of the diet involved the use of peppers, as it still does to this day.
Post-colonial cuisine
During the 18th and 19th centuries, Americans developed many new foods. Some, such as Rocky Mountain oysters, stayed regional; some spread throughout the nation but with little international appeal, such as peanut butter (a core ingredient of the peanut butter and jelly sandwich); and some spread throughout the world, such as popcorn, cola, fried chicken, cornbread, unleavened muffins such as the poppyseed muffin, and brownies.
19th-century American farmhouse
During the 1800s, American farms were mostly self-sufficient, but certain staples like salt, coffee, sugar, and baking soda would be purchased at the town general store. If the family did not grow wheat, then flour would also be purchased. Another luxury was canned salmon, which was sometimes eaten for Sunday dinner. Items purchased at the general store would be paid for with eggs, butter or some other food from the farm. Women were responsible for much of the processing of food like straining fresh milk, churning butter, making molasses from sorghum, grinding corn into cornmeal or cleaning whole chickens. Fresh picked apples were pressed into cider, which could be fermented to make apple cider vinegar. Fruits and vegetables were preserved by various means like canning, drying or pickling.
One contemporary writer from Michigan described October as cider season, when apple butter would be made. Her writings mention johnnycakes, and, as winter fare, buckwheat cakes.
Typical farmhouse fare included fried chicken, simmered green beans, boiled corn, chicken and dumplings, fried ham, boiled beans and beets, stewed tomatoes, potatoes, and coleslaw made of shredded cabbage. Pon haus, similar to the scrapple of the Pennsylvania Dutch, was a typical breakfast dish among the Germans who had settled Indiana in the 19th century.
Pork scraps and corn meal were cooked into a thick porridge and molded in loaf pans. Once solidified, the mixture would be cut and fried. During the fall months, pork might be replaced with fried apples or potatoes. It was served with buttered biscuits, jam, jelly, milk gravy or sorghum syrup. Fruit butter might be made from apples, plums or peaches to accompany the meal.
20th century
The 20th century revolutionized American cooking, with the advent of many new technologies, and a continued influx of immigrants with unique food traditions.
Pre-World War I
At the universities, nutritionists and home economists taught a new scientific approach to food. In the early 1900s muckraking journalists raised public concern about the wholesomeness of industrialized food products that contained various preservatives and adulterants of unknown safety. From 1902 to 1912 Harvey Washington Wiley, a chemist at the U.S. Department of Agriculture, supervised "hygienic table trials" to test the safety of food additives and preservatives. His work contributed to the enactment of the Pure Food and Drug Act of 1906. He became the first commissioner of the FDA and later led the laboratories of Good Housekeeping Magazine.
During World War I the Progressives' moral advice about food conservation was emphasized in large-scale state and federal programs designed to educate housewives. Large-scale foreign aid during and after the war brought American standards to Europe.
From 1912 to the end of the 1930s researchers discovered and popularized the role of various vitamins and minerals in human health. Starting with iodized salt in 1924, commercially distributed food began to be fortified with vitamins and minerals. In 1932, milk began to be fortified with viosterol, a purified vitamin D2 product. Synthetic thiamin (vitamin B1) first became available after 1936 and bakers began voluntarily enriching bread with high-vitamin yeast or synthetic vitamins in the late 1930s.
The cookware of the period was made of cast iron and these were thoroughly seasoned with pork fat. Fried salt pork with gravy was an indulgent fat-laden dish often served with a side of boiled potatoes. In the Appalachian region a dish called "killed lettuce" was made with pokeweed, dandelion and assorted wild greens that were drizzled with hot bacon grease until wilted or "killed".
Pie could be served up to three times a day and many varieties were prepared depending on the season. During the spring months, pies would be made of rhubarb and strawberry; in summer peach, cherry, blackberry, blueberry, elderberry and grape; and in fall apple.
The staples of the urban diet were bread, dairy and canned goods. Dinner might be tomato bisque from a can topped with cream or a salad made of canned string beans and mayonnaise. Many preferred to purchase food at delicatessens, rather than attempt to prepare meals in the cramped kitchenettes.
German delicatessens in cities like New York and Milwaukee sold imported cold cuts, potato salads, schmierkase, wienerwurst, North Sea herring, assorted pickles (pickled cucumber) and other prepared foods. Jewish immigrants from Germany soon followed suit, replacing pork dishes with corned beef (salt-cured beef) and pastrami. Ice cream soda was served at soda fountains, along with various other early "soda water" recipes like the Garden Sass Sundae (rhubarb) or the Oh-Oh-Cindy Sundae (strawberry ice cream topped with chocolate syrup, chopped nuts, whipped cream and candied cherries).
During that same time frame, grain-feeding of cattle during low pasture months made milk increasingly available year-round. The invention of milking machines lowered production costs. Pasteurization, homogenization, evaporation, condensation, and refrigeration along with glass milk bottles, wax-paper cartons, and then plastic bottles made milk increasingly available and safe for urban consumers. Milk became a staple food item and an increasingly important ingredient in American cuisine. Examples include the root beer float and the milkshake.
Pork was a staple of the rural diet through the Southern and Midwestern United States. Lard was used for baking, frying and even as a seasoning.
Major railroads featured upscale cuisine in their dining cars. Restaurant chains emerged with standardized decor and menus, including the Fred Harvey restaurants along the route of the Santa Fe Railroad in the Southwest.
World War II and later
The Food and Nutrition Board of the National Academy of Science established the first set of "Recommended Dietary Allowances" in 1941. In 1943, the US War Foods Administration issued the War Food Order No. 1, which made enriched bread the temporary law of the land.
In 1945 George Stigler published an article on "The cost of subsistence" which described the so-called Stigler diet, his solution to the problem of providing a diet that met the RDA at a minimum cost.
The logistical requirements of the US military during WW2 and the Korean War spurred the development and growth of the processed foods industry in the US. These wars encouraged the production of shelf-stable ingredients processed on a vast industrial scale. Examples include powdered milk, powdered eggs, potato flakes, and frozen concentrated orange juice.
After the war, low-cost, highly processed foods became one of the foundational elements of an era of mass prosperity. Many companies in the American food industry developed new products requiring minimal preparation, such as frozen entrees. One such example is the TV dinner in which a multi-course meal was assembled in aluminum packaging in a food factory and flash frozen, then reheated at home in a thermal oven to be served while watching TV. Convenience foods of the era were designed to simplify home preparation.
One example is macaroni & cheese created using a powdered artificial cheese product that is reconstituted at home with fresh milk. Newspapers and magazines ran recipe columns, aided by research from corporate kitchens, which were major food manufacturers like General Mills, Campbell's, and Kraft Foods. For example, General Mills Betty Crocker's Cookbook, first published in 1950, was a popular book in American homes.
Highly processed foods of the mid-20th century included novelty elements like multi-colored Jell-O using various chemical food colorings, prepared breakfast cereals marketed to children with large amounts of sugar and artificial colors (e.g. Froot Loops). Fruit-flavored punches made with artificial fruit flavorings (e.g. Tang, Hi-C). Mid-20th-century foods also added novelty packaging elements like spray cheese in an aerosol can, pimento-stuffed olives, and drink pouches.
The development of the microwave oven resulted in the creation of industrial food products and packaging intended to take advantage of the opportunities and overcome the unique challenges of that technology. Microwave popcorn is an example of such a product.
Throughout the second half of the 20th century the US commercial food system has become increasingly dependent on subsidized maize (corn) production to provide feed for livestock and ingredients for human foods such as high-fructose corn syrup. It is estimated that the typical American gets 70 percent of their carbon intake from maize (corn) sources.
The last half of the 20th century saw the development of controversial technological innovations intended to lower the cost of, improve the quality of, or increase the safety of commercial food including: food irradiation, genetically modified organisms, livestock treated with antibiotics/hormones, and concentrated animal feeding operations. Activists have raised concerns about the wholesomeness, safety, or humaneness of these innovations and recommend alternatives such as organic produce, veganism/vegetarianism, and locavore diets.
Fast-food restaurants with standardized product and franchised service models began to appear and spread with the development of the highway system. White Castle (1916) was one of the first examples. Franchising was introduced in 1921 by A&W Root Beer. The McDonald brothers created their "Speedee Service System" in 1948. Other examples include Burger King, KFC, Wendy's, Pizza Hut, Little Caesars, Domino's Pizza and Papa John's Pizza.
Ethnic influences
One signature characteristic of American cooking is the fusion of multiple ethnic or regional approaches into completely new cooking styles. For example, spaghetti is Italian, while hot dogs are German; a popular meal, especially among young children, is spaghetti containing slices of hot dogs. Since the 1960s, Asian cooking has played a particularly large role in American fusion cuisine.
Some dishes that are typically considered American have their origins in other countries. American cooks and chefs have substantially altered these dishes over the years, to the degree that the dishes now enjoyed around the world are considered to be American. Hot dogs and hamburgers are both based on traditional German dishes, but in their modern popular form they can be reasonably considered American dishes.
Pizza is based on the traditional Italian dish, brought by Italian immigrants to the United States, but varies highly in style based on the region of development since its arrival. For example, Chicago style has focus on a thicker, taller crust, whereas a "New York Slice" is known to have a much thinner crust which can be folded. These different types of pizza can be advertised throughout the country and are generally recognizable and well-known, with some restaurants going so far as to import New York tap water from a thousand or more miles away to recreate the signature style in other regions.
Some dishes that Americans think of as being of "foreign" in origin and/or associated with a particular immigrant group were in fact invented in America and customized to American tastes. For example General Tso's chicken was invented by Chinese or Taiwanese chefs working in New York in the early 1970s. The dish is unknown in China, except for a distant resemblance to a much spicier dish from Hong Kong said to have influenced the American version. The fortune cookie was likewise invented in California in the early 1900s and is known in Asia only as an American style food.
A wave of celebrity chefs began with Julia Child and Graham Kerr in the 1970s, with many more following after the rise of cable channels like Food Network. Probably the best-known television chef was Child, who taught French cuisine in her weekly show, The French Chef. By the beginning of the 21st century, regional variations in consumption of meat began to reduce, as more meat was consumed overall. Saying they eat too much protein, the 2015–2020 Dietary Guidelines for Americans asked men and teenage boys to increase their consumption of underconsumed foods such as vegetables.
New American
During the 1980s, upscale restaurants introduced a mixing of cuisines that contain Americanized styles of cooking with foreign elements commonly referred to as New American cuisine, a type of fusion cuisine combining flavors from the melting pot of traditional American cooking techniques with those from other cultures, sometimes adding molecular gastronomy components.
21st century
In the 21st century, vegan and vegetarian meals increased in popularity, with more restaurants catering to vegans and vegetarians.
Regional cuisines
In the present day, the modern cuisine of the United States is very regional in nature. Excluding Alaska and Hawaii, the terrain spans from east to west and more than from north to south.
Northeast
New England
New England cuisine traces its roots to English cuisine and the Native American cuisine of the Abenaki, Narragansett, Niantic, Wabanaki, Wampanoag, and other native peoples. It also includes influences from French, Italian, and Portuguese cuisine, among others. It is characterized by the extensive use of potatoes, beans, dairy products and seafood. Corn, historically the main crop grown by Native American tribes in New England, continues to be grown in all New England states. It is traditionally used in hasty pudding, cornbread and corn chowder. Three prominent foodstuffs native to New England are maple syrup, cranberries and blueberries. Maine is the only state with a commercial wild blueberry industry, with 105 million pounds harvested in 2021.
Initial European colonists came from East Anglia in England. East Anglian cookery included dishes like suet puddings, soda breads, and a few shellfish delicacies, and would have been quite simple in contrast to the dishes prepared in contemporary London. Most of this cuisine was one-pot cookery, which developed into such dishes as succotash, chowder, baked beans, and others.
The most popular starches in New England cuisine include potatoes and cornmeal, and a few native breads like Anadama bread, johnnycakes, bulkie rolls, Parker House rolls, popovers, ployes, and New England brown bread. Because of the influence of New Englander health reformers, the most well known of whom is Sylvester Graham, this region is fairly conservative with its spices, but typical spices include nutmeg, ginger, cinnamon, cloves, and allspice, especially in desserts, and for savory foods, thyme, black pepper, sea salt, and sage. Typical condiments include maple syrup, grown from the native sugar maple, molasses, and cranberry sauce.
The fruits of the region include the Vitis labrusca grapes used in grape juice made by companies such as Welch's, along with jelly, Kosher wine by companies like Mogen David and Manischewitz along with other wineries that make higher quality wines. Though not anywhere near as productive a region as the top three apple-producing regions, apples have been a staple of New England foodways since at least the 1640s, and it is here that a very high amount of heirloom varieties are found, many of them gaining renewed interest as part of locavore movements and the re-emergence of cider as a beverage of choice. Apples from New England would include varieties imported from their earliest in Europe and a few natives, like Baldwin, Lady, Mother, Pomme Grise, Porter, Roxbury Russet, Rhode Island Greening, Sops of Wine, Hightop Sweet, Peck's Pleasant, Titus Pippin, Westfield-Seek-No-Further, and Duchess of Oldenburg. Beach plums a small native species with fruits the size of a pinball, are sought after in summer to make into a jam. Cranberries are another fruit indigenous to the region, often collected in autumn in huge flooded bogs. Thereafter they are juiced so they can be drunk fresh for breakfast, or dried and incorporated into salads and quickbreads.
Winter squashes like pumpkin and butternut squashes have been a staple for generations owing to their ability to keep for long periods over icy New England winters and being an excellent source of beta carotene; in summer, they are replaced with pattypan and zucchini, the latter brought to the region by immigrants from Southern Italy a century ago. Blueberries are a very common summertime treat owing to them being an important crop, and find their way into muffins, pies and pancakes.
Historically New England and the other original 13 colonies were major producers of hard cider and the only reason why this changed were that immigrants from Western and Central Europe preferred beer, especially lagers, to apple based alcohol. In more recent years cider has made a roaring comeback nationwide, with New England being the first to break out of the box and with many pomologists scouring the woods for abandoned apple trees and heirloom varieties to add to the cider press. Angry Orchard is a local commercial brand that began in New Hampshire but has since skyrocketed in sales, with other large marques following suit around the land.
Typical favorite desserts are quite diverse, and encompass hasty pudding, blueberry pie, whoopie pies, Boston cream pie, pumpkin pie, Joe Frogger cookies, hand-crafted ice cream, Hermit cookies, and the chocolate chip cookie, invented in Massachusetts in the 1930s.
New England is noted for having a heavy emphasis on seafood, a legacy inherited from coastal tribes like the Wampanoag and Narragansett, who equally used the rich fishing banks offshore for sustenance. Favorite fish include cod, salmon, winter flounder, haddock, striped bass, pollock, hake, bluefish, and, in southern New England, tautog. All of these are prepared numerous ways, such as frying cod for fish fingers, grilling bluefish over hot coals for summertime, smoking salmon or serving a whole poached one chilled for feasts with a dill sauce, or, on cold winter nights, serving haddock baked in casserole dish with a creamy sauce and crumbled breadcrumbs as a top so it forms a crust. Clam cakes, a savory fritter based on chopped clams, are a specialty of Rhode Island. Also, a hard shell clam is unique to Rhode Island called the Quahoag which is used in clear chowders. Farther inland, brook trout, largemouth bass, and herring are sought after, especially in the rivers and icy finger lakes in upper New England where New Englanders will fly fish for them in summertime.
Meat is present though not as prominent, and typically is either stewed in dishes like Yankee pot roast and New England boiled dinner or braised, as in a picnic ham; these dishes suit the weather better as summers are humid and hot but winters are raw and cold, getting below 0 °C for most of the winter and only just above it by March. The roasting of whole turkeys began here as a centerpiece for large American banquets, and like all other East Coast tribes, the Native American tribes of New England prized wild turkeys as a source of sustenance and later Anglophone settlers were enamored of cooking them using methods they knew from Europe: often that meant trussing the bird and spinning it on a string or spit roasting. Today turkey meat is a key ingredient in soups, and also a favorite in several sandwiches like the Pilgrim. For lunch, hot roast beef is sometimes chopped finely into small pieces and put on a roll with salami and American or provolone cheese to make a steak bomb. Bacon is often maple cured, and often bacon or salt pork drippings are an ingredient in corn chowder, a cousin of clam chowder. Veal consumption was prevalent in the North Atlantic States prior to World War II.
A variety of linguiça is favored as a breakfast food, introduced by Portuguese fishermen and Brazilian immigrants. Dairy farming and its resultant products figure strongly on the ingredient list, and homemade ice cream is a summertime staple of the region: it was a small seasonal roadside stand in Vermont that eventually became the internationally famous Ben and Jerry's ice cream. Vermont is known for producing farmhouse style cheeses, especially a type of cheddar. The recipe goes all the way back to colonial times when English settlers brought the recipe with them from England and found the rocky landscape eminently suitable to making the cheese. Today Vermont has more artisanal cheese makers per capita than any other state, and diversity is such that interest in goat's milk cheeses has become prominent.
Crustaceans and mollusks are also an essential ingredient in the regional cookery. Maine and Massachusetts, in more recent years, have taken to harvesting peekytoe crab and Jonah crab and making crab bisques, based on cream with 35% milkfat, and crabcakes out of them: often these were overlooked as bycatch of lobster pots by fishermen of the region, but in the past 30 years their popularity has firmly established them as a staple. They even appear on the menu as far south as to be out of the region in New York, where they are sold to four star restaurants in the form of cocktail claws. Whelks are eaten in salad, and lobster, which is indigenous to the coastal waters of the region and are a feature of many dishes, baked, boiled, roasted, and steamed, or simply eaten as a sandwich, chilled with mayonnaise and chopped celery in Maine and Massachusetts, or slathered with melted butter on Long Island and in Connecticut. Shellfish of all sorts are part of the diet, and shellfish of the coastal regions include little neck clams, sea scallops, blue mussels, oysters, soft shell clams, and razor shell clams. Much of this shellfish contributes to New England tradition, the clambake. The clambake as known today is a colonial interpretation of an American Indian tradition.
In summer, oysters and clams are dipped in batter and fried, often served in a basket with french fries, or commonly on a wheaten bun as a clam roll. Oysters are otherwise eaten chilled on a bed of crushed ice on the half shell with mignonette sauce, and are often branded on where they were harvested. Large quahogs are stuffed with breadcrumbs and seasoning and baked in their shells, and smaller ones often find their way into clam chowder. Other preparations include clams casino, clams on the half shell served stuffed with herbs like oregano and streaky bacon.
Southern New England, particularly along the coast, shares many specialties with the Mid-Atlantic, including especially dishes from Jewish and Italian-American cuisine. Coastal Connecticut is known for distinctive kinds of pizza, locally called apizza (pronounced locally as abeetz), differing in texture (thin and slightly blackened) and toppings (such as clams) from pizza further south in the so-called pizza belt, which stretches from New Haven, Connecticut southward through New York, New Jersey, and into Maryland.
Delaware Valley and Mid-Atlantic
The mid-Atlantic states comprise the states of New York, New Jersey, Delaware, Pennsylvania, and Northern Maryland. The oldest major settlement in this area of the country is found in the most populous city in the nation, New York, founded in 1625 by the Dutch. Today, it is a major cultural capital of the United States.
The influences on cuisine in this region are extremely eclectic owing to the fact that it has been and continues to be a gateway for international culture as well as a gateway for new immigrants. Going back to colonial times, each new group has left their mark on homegrown cuisine and in turn the cities in this region disperse trends to the wider United States. In addition, cities like New York and Philadelphia have had the past influence of Dutch, Italian, German, Irish, British, and Jewish cuisines, and that continues to this day. Baltimore has become the crossroads between North and South, a distinction it has held since the end of the Civil War.
A global power city, New York is well known for its diverse and cosmopolitan dining scene. Its restaurants compete fiercely for good reviews in the Food and Dining section of The New York Times, online guides, and Zagat's, the last of which is widely considered the premier American dining guide, published yearly and headquartered in New York.
Many of the more complicated dishes with rich ingredients like Lobster Newberg, waldorf salad, vichyssoise, eggs benedict, and the New York strip steak were born out of a need to entertain and impress the well-to-do in expensive bygone restaurants like Delmonico's and still standing establishments like the Waldorf-Astoria Hotel. Modern commercial American cream cheese was developed in 1872.
Since the first reference to an alcoholic mixed drink called a cocktail comes from New York State in 1803, it is not a surprise that there have been many cocktails invented in New York and the surrounding environs. Even today New York bars are noted for being highly influential in making national trends. Cosmopolitans, Long Island iced teas, Manhattans, Rob Roys, Tom Collins, Aviations, and Greyhounds were all invented in New York bars, and the gin martini was popularized in New York in speakeasies during the 1920s, as evidenced by its appearance in the works of New Yorker and American writer F. Scott Fitzgerald. Like its neighbor Philadelphia, many rare and unusual liquors and liqueurs often find their way into a mixologist's cupboard or restaurant wine list.
New York State is the third most productive area in the country for wine grapes, just behind California and Washington. It has AVA's near the Finger Lakes, the Catskills, and Long Island, and in the Hudson Valley has the second-most productive area in the country for growing apples, making it a center for hard cider production, just like New England. Pennsylvania has been growing rye since Germans began to emigrate to the area at the end of the 17th century and required a grain they knew from Germany. Therefore, overall it is not unusual to find New York grown Gewürtztraminer and Riesling, Pennsylvania rye whiskey, or marques of locally produced ciders like Original Sin on the same menu.
Since their formative years, New York, Philadelphia, and Baltimore have welcomed immigrants of every kind to their shores, and all three have been an important gateway through which new citizens to the general United States arrive. Traditionally natives have eaten cheek to jowl with newcomers for centuries as the newcomers would open new restaurants and small businesses and all the different groups would interact.
Even in colonial days this region was a very diverse mosaic of peoples, as settlers from Switzerland, Wales, England, Ulster, Wallonia, Holland, Gelderland, the British Channel Islands, and Sweden sought their fortune in this region. This is very evident in many signature dishes and local foods, all of which have evolved to become American dishes in their own right.
The original Dutch settlers of New York brought recipes they knew and understood from the Netherlands and their mark on local cuisine is still apparent today: in many quarters of New York their version of apple pie with a streusel top is still baked. In the colony of New Amsterdam, their predilection for waffles in time evolved into the American national recipe and forms part of a New York brunch. They also made coleslaw, originally a Dutch salad, but today accented with the later 18th-century introduction of mayonnaise.
The doughnut began its life originally as a New York pastry that arrived in the 18th century as the Dutch olykoek, with later additions from other nations of Europe like the Italian zeppole, the Jewish/Polish pączki, and the German Berliner arriving in the 19th century to complete the variety found in modern doughnuts today.
Crab cakes were once a kind of English croquette, but over time as spices have been added they and the Maryland crab feast became two of Baltimore's signature dishes. Fishing for blue crab is a favorite summer pastime in the waters off Maryland, New Jersey, and Delaware where they may grace the table at summer picnics.
Other mainstays of the region have been present since the early years of American history, like oysters from Cape May, the Chesapeake Bay, and Long Island, and lobster and tuna from the coastal waters found in New York and New Jersey. Philadelphia Pepper Pot, a tripe stew, was originally a British dish but today is a classic of home cooking in Pennsylvania alongside bookbinder soup, a type of turtle soup.
In the winter, New York pushcarts sell roasted chestnuts, a delicacy dating back to English Christmas traditions, and it was in New York and Pennsylvania that the earliest Christmas cookies were introduced: Germans introduced crunchy molasses-based gingerbread and sugar cookies in Pennsylvania, and the Dutch introduced cinnamon-based cookies, all of which have become part of the traditional Christmas meal.
Scrapple was originally a type of savory pudding that early Pennsylvania Germans made to preserve the offal of a pig slaughter. The Philadelphia soft pretzel was originally brought to Eastern Pennsylvania in the early 18th century, and later, 19th-century immigrants sold them to the masses from pushcarts to make them the city's best-known bread product, having evolved into its own unique recipe.
After the 1820s, new groups began to arrive and the character of the region began to change. There had been some Irish from Ulster prior to 1820, however largely they had been Protestants with somewhat different culture and (often) a different language than the explosion of emigrants that came to Castle Garden and Locust Point in Baltimore in their masses starting in the 1840s.
The Irish arrived in America in a rather woeful state, as Ireland at the time was often plagued by some of the worst poverty in Europe and often heavy disenfranchisement among the masses. Many of them arrived barely alive having ridden coffin ships to the New World, very sick with typhus and gaunt from prolonged starvation.
In addition, they were the first to face challenges other groups did not have: they were the first large wave of Catholics. They faced prejudice for their faith and the cities of Philadelphia, New York, and Baltimore were not always set up for their needs.
For example, Catholic bishops in the U.S. mandated until the 1960s that all Catholics were forbidden from eating red meat on Fridays and during Lent, and attending Mass sometimes conflicted with work as produce and meat markets would be open on high holy days; this was difficult for Irishmen supporting families since many worked as laborers.
Unsurprisingly, many Irishmen also found their fortunes working as longshoremen, which would have given their families access to fish and shellfish whenever a fisherman made berth, which was frequent on the busy docks of Baltimore and New York.
Though there had been some activity in Baltimore in founding a see earlier by the Carrolls, the Irish were the first major wave of Catholic worship in this region, and that meant bishops and cardinals sending away to Europe for wine. Wine, with water, is consecrated as part of the Catholic Mass.
Taverns had existed prior to their emigration to America in the region, though the Irish brought their particular brand of pub culture and founded some of the first saloons and bars that served Dublin style stout and red ale; they brought with them the knowledge of single-malt style whiskey and sold it.
The Irish were the first immigrant group to arrive in this region in massive millions, and these immigrants also founded some of the earliest saloons and bars in this region, of which McSorley's is a still operating example.
It was also in this region that the Irish introduced something that today is a very important festival in American culture that involves a large amount of food, drink, and merry making: Halloween. In England and Wales, where prior immigrants had come from, the feast of All Hallows Eve had died out in the Reformation, dismissed as superstition and excess having nothing to do with the Bible and often replaced with the festival of Guy Fawkes Night. Other immigrant groups like the Germans preferred to celebrate October 31 as Reformation Day, and after the American Revolution all of the above were less and less eager to celebrate the legacy of an English festival given they had fought against Great Britain for their independence.
The Catholicism of the Irish demanded attendance at church on November 1 and charity and deeds, not just faith, as a cornerstone of dogma, and many of their older traditions survived the Reformation and traveled with them. Naturally, they went door-to-door to collect victuals for masked parties as well as gave them out, like nuts to roast on the fire, whiskey, beer, or cider, and barmbracks; they also bobbed for apples and made dumb cakes. Later in the century they were joined by Scots going guising, children going door-to-door to ask for sweets and treats in costume.
From the Mid-Atlantic this trend spread to be nationwide and evolved into American children trick-or-treating on October 31 wearing costumes and their older counterparts having wild costume parties with various foods and drinks such as caramel apples, candy apples, dirt cakes, punch, cocktails, cider (both alcoholic and non,) pumpkin pie, candy corn, chocolate turtles, peanut brittle, taffy, tipsy cake, and copious buckets full of candy; children carving jack-o-lanterns and eating squash derived foods derive from Halloween's heritage as a harvest festival and from Irish and Scottish traditions of carving turnips and eating root vegetables at this time of year.
Bobbing for apples has survived to the present day as a Halloween party classic game, as has a variation on the parlor game of trying to grab an apple hanging from the ceiling blindfolded: it has evolved into trying to catch a donut in one's teeth.
Immigrants from Southern Europe, namely Sicily, Campania, Lazio, and Calabria, appeared between 1880 and 1960 in New York, New Jersey, Pennsylvania, and Eastern Maryland hoping to escape the extreme poverty and corruption endemic to Italy.
Typically none of them spoke English, but rather dialects of Italian and had a culture that was more closely tied to the village they were born in than the high culture only accessible to those who could afford it at this time; many could not read or write in any language.
They were employed in manual labor or factory work but it is because of them that dishes like spaghetti with meatballs, New York–style pizza, calzones, and baked ziti exist, and Americans of today are very familiar with semolina based pasta noodles.
Their native cuisine had less of an emphasis on meat, as evidenced by dishes they introduced like pasta e fagioli and minestrone, but the dishes they created in America often piled it on as a sign of wealth and newfound prosperity since for the first time even cheap cuts of it were affordable. The American recipe for lasagna is proof of this, as mostly it is derived from the Neapolitan version of the dish with large amounts of meat and cheese.
New York–style hot dogs came about with German-speaking emigrants from Austria and Germany, particularly with the frankfurter sausage and the smaller wiener sausage; Jews would also contribute here by introducing the kosher version of these sausages, made of beef rather than pork. Today, the New York–style hot dog with sauerkraut, mustard, and the optional cucumber pickle relish is such a part of the local fabric, that it is one of the favorite comestibles of New York and both the pork and the beef versions are beloved. Hot dogs are a typical street food sold year round in all but the most inclement weather from thousands of pushcarts.
As with all other stadiums in Major League Baseball they are an essential for New York Yankees and the New York Mets games though it is the local style of preparation that predominates without exception.
Hot dogs are also the focus of a televised eating contest on the Fourth of July in Coney Island, at Nathan's Famous, one of the earliest hot dog stands opened in the United States in 1916 by Nathan Handwerker. Handwerker was a Jewish man who emigrated from what is now Ukraine in 1912 and whose influence is felt today around the world.
Coney Island is most famous for being a traditional boardwalk amusement park and the site of the world's first rollercoaster, a precursor of modern theme parks. Hot dogs are a staple of amusement parks 100 years later.
A summertime treat, Italian ice, began its life as a sweeter adaptation of the Sicilian granita that was strictly lemon-flavored and brought to New York and Philadelphia. Its Hispanic counterpart, piragua, is a common shaved-ice treat brought to New York by Puerto Ricans in the 1930s. Unlike the original dish which included flavors like tamarind, mango, coconut, piragua is evolving to include flavors like grape and cherry, fruits which are impossible to grow in the tropical Puerto Rican climate and get exported back to the island from New York.
Taylor Ham, a meat delicacy of New Jersey, first appeared around the time of the Civil War and today is often served for breakfast with eggs and cheese on a kaiser roll, a variant of a roll brought to the area by Austrians in the second half of the 19th century, now commonly used for sandwiches at lunchtime, often topped with poppyseeds. This breakfast meat is generally known as pork roll in southern New Jersey and Philadelphia, and Taylor Ham in northern New Jersey.
Other dishes came about during the early 20th century and have much to do with delicatessen fare, set up largely by Jewish immigrants from Eastern Europe who came to America incredibly poor, often illiterate in any other language but Yiddish, and often banished from mainstream society in their place of origin for centuries. Most often they were completely unable to partake in the outdoor food markets that the general population utilized as most of the food for sale was not kosher.
The influence of European Jewry before their destruction in the Holocaust on modern mid-Atlantic cooking remains strong and reinforced by their many descendants in the region. These currently form the largest concentration of Jews outside Tel Aviv and are very integrated into the local mainstream of New York in particular.
American-style pickles, now a common addition to hamburgers and sandwiches, were brought by Polish Jews, and Austro-Hungarian Jews brought a recipe for almond horns that now is a common regional cookie, diverting from the original recipe in dipping the ends in dark chocolate.
New York–style cheesecake has copious amounts of cream and eggs because animal rennet is not kosher and so could not be sold to a large number of the deli's clientele.
New York inherited its bagels and bialys from Jews, as well as Challah bread. Pastrami first entered the country via Romanian Jews, and is a feature of many sandwiches, often eaten on marble rye, a bread that was born in the mid-Atlantic.
Whitefish salad, lox, and matzoh ball soup are now standard fare made to order at local diners and delicatessens, but started their life as foods that made up a strict dietary code. Rugelach cookies and hamentashen are sweet staples still sold to the general public, but came to New York over a century ago with Ashkenazi Jews along with Jewish rye.
Many of their dishes passed into the mainstream enough that they became standard fare in diners by the end of the 20th century, a type of restaurant that is now the most common in the region, and the subject matter of the artist Edward Hopper.
In the past this sort of establishment was the haven of the short-order cook grilling or frying simple foods for the working man. Today typical service includes staples from this large region like beef on weck, Manhattan clam chowder, the club sandwich, Buffalo wings, Philadelphia cheesesteak, the black and white cookie, shoofly pie, snapper soup, Smith Island cake, blackout cake, grape pie, milkshakes, and the egg cream, a vanilla or chocolate fountain drink with a frothy top and fizzy taste.
As in Hopper's painting from 1942, many of these businesses are open 24 hours a day.
Midwest
This region today comprises the states near the Great Lakes and also the Great Plains; much of it is prairie with very flat terrain. Winters are bitterly cold, windy, and wet.
Midwestern cuisine today is a very eclectic and odd mix and match of foodways, covering everything from Kansas City–style barbecue to the Chicago-style hot dog, though many of its classics are very simple, hearty fare.
This region was mostly untouched by European and American settlers until after the American Revolutionary War, and excepting Missouri and the heavily forested states near the Great Lakes, was mainly populated by nomadic tribes like the Sioux, Osage, Arapaho, and Cheyenne. As with most other American Indian tribes, these tribes consumed the Three Sisters of beans, maize, and squash, but also for thousands of years followed the herds of bison, hunting them on foot and later on horseback, typically using bow and arrow. There are buffalo jumps dating back nearly 10,000 years and several photographs and written accounts of trappers and homesteaders attesting to their dependence on the buffalo and to a lesser degree elk.
After nearly wiping out elk and bison, this region has taken to raising bison alongside cattle for their meat and at an enormous profit, making them into burgers and steaks.
Often that means harsh blizzards especially near the Great Lakes where Arctic winds blow off of Canada, where ice on rivers and lakes freezes thick enough for ice hockey, and for ice fishing for pike, walleye and panfish to be ubiquitous. In Minnesota, Wisconsin, and Michigan, they often become part of the local fish fry.
The primary meats here are beef and poultry, since the Midwest has been raising turkeys, chickens, and geese for over 150 years. Chickens have been common for so long that the Midwest has several native breeds that are prized for both backyard farming and for farmer's markets, such as the Buckeye and Wyandotte. One, Billina, appears as a character in the second book of the Oz series by L. Frank Baum.
Favorite fruits of the region include some native plants inherited from Native American tribes like the pawpaw, and American persimmons are also highly favored.
As in the American South, pawpaws are the region's largest native fruit, about the size of a mango, often found growing wild come September; they are made into preserves and cakes and command quite a price at farmer's markets in Chicago.
The American persimmon is often smaller than its Japanese cousin, about the size of a small plum, but in the Midwest and parts of the East it is the main ingredient in the steamed persimmon pudding, topped with crème anglaise.
Other crops inherited from the Native Americans include wild rice, which grows on the banks of lakes and is a local favorite for fancy meals and today often used in stuffing for Thanksgiving.
Typical fruits of the region are cold-weather crops. Once it was thought that its winters were too harsh for apples, but a breeder in Minnesota produced the Wealthy apple and it became the third-most productive region for apple growing in the country, with local varieties comprising Wolf River, Enterprise, Melrose, Paula Red, Rome Beauty, Honeycrisp, and the Red Delicious.
Cherries are important to Michigan and Wisconsin grows many cranberries, a legacy of early-19th-century emigration of New England farmers. Crabapple jelly is a favorite condiment of the region.
The influence of German, Scandinavian, and Slavic peoples on the northern portion of the region is very strong; many emigrated to Wisconsin, Minnesota, Michigan, Ohio, and Illinois in the 19th century to take advantage of jobs in the meatpacking business as well as being homesteaders and tradesmen.
Bratwurst is a very common sausage eaten at tailgate parties for the Green Bay Packers, Chicago Bears, or Detroit Lions, often served boiled in lager beer with sauerkraut, different from many of the recipes currently found in Germany.
Polish sausage, in particular a locally invented type of kielbasa, is essential for sporting events in Chicago: Chicago today has approximately 200,000 Polish speakers and has had a similar population for over 100 years.
When Poles came to Chicago and surrounding cities from Europe, they brought with them long ropes of kielbasa, cabbage rolls, and pierogi. Poles that left Poland after the fall of the Berlin Wall and descendants of earlier immigrants still make them, and they remain common in local diners and delis.
Today alongside the pierogi, the sausage is served on a long roll with mustard like a hot dog or as a Maxwell Street Polish, a sandwich with caramelized onions. In Cleveland, the same sausage is served in the form of the Polish boy, a sandwich made of french fries, spicy barbecue sauce, and coleslaw.
Unlike cities in the East where the hot dog alone is traditional, fans of the Cleveland Indians, Detroit Tigers, Chicago Cubs, and Milwaukee Brewers favor two or three different kinds of sausage sold in the pushcarts outside the stadium.
The hot dogs themselves tend to follow the Chicago style, with mustard and pickled vegetables.
In Cincinnati, where the Cincinnati Reds play, there is a competitor in Cincinnati chili. Invented by Macedonian immigrants, it includes spaghetti as its base, chili with a Mediterranean-inspired spice mix, and cheddar cheese; the chili itself is often a topping for local hot dogs at games.
In the Midwest and especially Minnesota, the tradition of the church potluck is a gathering where local foods reign, and has been since the era of the frontier; pioneers often needed to pool resources to have a celebration in the 19th century and that simply never changed.
Nowhere is this more clear than with the hotdish, a type of casserole believed to have derived from a Norwegian recipe, it is usually topped with potatoes or tater tots. Next to the hotdish at potlucks usually glorified rice is found, a kind of rice pudding mixed with crushed pineapple and maraschino cherries. Next to that is the booyah, a thick soup made of meat, vegetables, and seasonings that is meant to simmer on the stove for up to two days.
Lefse, traditionally a Scandinavian flatbread, has been handed down to descendants for over a hundred years and is common on the table. Behind that is venison, a popular meat around the Great Lakes and often eaten as steaks, sandwiches, and crown roasts for special events. Within Wisconsin, Minnesota and the Dakotas, tiger meat, a dish similar to steak tartare, is common.
Last on the table are the dessert bars and brownies, created originally in 1898 in Chicago, now a global food and international favorite.
Further south, barbecue has its own style in places in Kansas City and St. Louis different from the South and American West. Kansas City and St. Louis were and are important hubs for the railroad that connected the plains with the Great Lakes and cities farther east, like Philadelphia.
At the turn of the 19th century, the St. Louis area, Omaha, and Kansas City had huge stockyards, waystations for cattle and pigs on their way east to the cities of the coast and north to the Great Lakes. They all had large growing immigrant and migrant populations from Europe and the South respectively, so the region has developed unique styles of barbecue.
St. Louis–style barbecue favors a heavy emphasis on a sticky sweet barbecue sauce. Its standbys include the pork steak, a cut taken from the shoulder of the pig, grilled then slowly stewed in a pan over charcoal; crispy snoots, a cut from the cheek and nose of the pig that is fried up like cracklins and eaten dipped in sauce; pork spare ribs; and a mix of either beer-boiled bratwurst or grilled Italian sausage, flavored with fennel.
Dessert is usually something like gooey butter cake, invented in the city in the 1930s.
Kansas City–style barbecue uses several different kinds of meat, more than most styles of American barbecue—turkey, mutton, pork, and beef to name a few—but is distinct from St. Louis in that the barbecue sauce adds molasses in with the tomato-based recipe and typically has a more tart taste.
Traditionally, Kansas City uses a low-and-slow method of smoking the meat in addition to just stewing it in the sauce. It also favors using hickory wood for smoking and continual watering or layering of the sauce while cooking to form a glaze; with burnt ends this step is necessary to create the "bark" or charred outer layer of the brisket.
Southern United States
When referring to the American South as a region, typically it should indicate Southern Maryland and the states that were once part of the Old Confederacy, with the dividing line between the East and West jackknifing about 100 miles west of Dallas, Texas, and mostly south of the old Mason–Dixon line. Cities found in this area include New Orleans, Atlanta, Washington, D.C., Memphis, Charleston, and Charlotte with Houston, Texas being the largest. The Florida Panhandle is usually considered part of the South, but the Florida peninsula (especially its lower half) is not.
These states are much more closely tied to each other and have been part of U.S. territory for much longer than states much farther west than East Texas, and in the case of food, the influences and cooking styles are strictly separated as the terrain begins to change to prairie and desert from bayou and hardwood forest.
This section of the country has some of the oldest known U.S. foodways, with some recipes almost 400 years old.
Native American influences are still quite visible in the use of cornmeal as an essential staple and found in the Southern predilection for hunting wild game, in particular wild turkey, deer, woodcock, and various kinds of waterfowl; for example, coastal North Carolina is a place where hunters will seek tundra swan as a part of Christmas dinner; the original English and Scottish settlers would have rejoiced at this revelation owing to the fact that such was banned among the commoner class in what is now the United Kingdom, and naturally, their descendants have not forgotten.
Native Americans also consumed turtles and catfish, specifically the snapping turtle, the alligator snapping turtle, and blue catfish. Catfish are often caught with one's bare hands, gutted, breaded, and fried to make a Southern variation on English fish and chips and turtles are turned into stews and soups.
Native American tribes of the region such as the Cherokee or Choctaw often cultivated or gathered local plants like pawpaw, maypop and several sorts of squashes and corn as food. They also used spicebush and sassafras as spices, and the aforementioned fruits are still cultivated as food in the South.
Maize is to this day found in dishes for breakfast, lunch and dinner in the form of grits, hoecakes, baked cornbread, and spoonbread, and nuts like the hickory, black walnut and pecan are commonly included in desserts and pastries as varied as mince pies, pecan pie, pecan rolls and honey buns (both are types of sticky bun), and quick breads, which were themselves invented in the South during the American Civil War.
Peaches have been grown in this region since the 17th century and are a staple crop as well as a favorite fruit, with peach cobbler being a signature dessert.
Early history
European influence began soon after the settlement of Jamestown in 1607 and the earliest recipes emerged by the end of the 17th century. Specific influences from Europe were quite varied, and they remain traditional and essential to the modern cookery overall.
German speakers often settled in the Piedmont on small farms from the coast, and invented an American delicacy that is now nationally beloved, apple butter, based on their recipe for apfelkraut, and later they introduced red cabbage and rye.
From the British Isles, an enormous amount of influence was bestowed upon the South, specifically foodways from 17th- and 18th-century Ulster, the borderlands between England and Scotland, the Scottish Highlands, portions of Wales, the West Midlands, the West Country, Black Country and Southern England. Settlers bound for America fled the tumult of the Civil War, Ulster and the Highland Clearances.
Often ships' manifests show their belongings nearly always included cookpots or bakestones and seed stock for plants like peaches, plums, and apples to grow orchards which they planted in their hundreds. Each group brought foods and ideas from their respective regions.
Settlers from Ireland and Scotland were well known for creating peatreak and poitín, strong hard liquor based on fermenting potatoes or barley. In time they came up with a method for distilling a corn mash with added sugar and aging in charred barrels made of select hardwoods, which created a whiskey with a high proof. This gave birth to American whiskey and Kentucky bourbon, and its cousins moonshine and Everclear.
Closer to the coast, 18th-century recipes for English trifle turned into tipsy cakes, replacing the sherry with whiskey and their recipe for pound cake, brought to the South around the same time, still works with American baking units: one pound sugar, one pound eggs, one pound butter, one pound flour.
Common features
Pork is the popular choice in 80% of Southern style barbecue and features in other preparations like sausages and sandwiches. For most Southerners in the antebellum period, corn and pork were staples of the diet. Country sausage is an ingredient in the Southern breakfast dish of biscuits and gravy. Country ham is often served for breakfast and cured with salt or sugar and hickory-smoked.
Accompanying many meals is the southern style fluffy biscuit, where the leavening agent is baking soda and often includes buttermilk, and for breakfast they often accompany country ham, grits, and scrambled eggs.
Desserts
Desserts in the South tend to be quite rich and very much a legacy of entertaining to impress guests, since a Southern housewife was (and to a degree still is) expected to show her hospitality by laying out as impressive a banquet as she is able to manage.
Desserts are vast and encompass Lane cake, sweet potato pie, peach cobbler, pecan pie, hummingbird cake, Jefferson Davis pie, peanut brittle, coconut cake, apple fritters, peanut cookies, Moravian spice cookies, chess pie, doberge cake, Lady Baltimore cake, bourbon balls, and caramel cake.
American-style sponge cakes tend to be the rule rather than the exception as is American buttercream, a place where Southern baking intersects with the rest of the United States. Nuts like pecan and hickory tend to be revered as garnishes for these desserts, and they make their way into local bakeries as fillings for chocolates.
Cajun and Creole cuisine of Louisiana
In Louisiana, cooking methods have more in common with rustic French cuisines of the 17th and 18th century than anything ever found at the French court in Versailles or the bistros of 19th- and 20th-century Paris; this is especially true of Cajun cuisine.
Cajun French is more closely related to dialects spoken in Northern Maine, New Brunswick, and to a lesser degree Haiti than anything spoken in modern France, and likewise their terminology, methodology, and culture concerning food is much more closely related to the styles of these former French colonies even today.
Unlike other areas of the South, Cajuns were and still are largely Catholics and thus much of what they eat is seasonal; for example pork is an important component of the Cajun boucherie (a large community event where the hog is butchered, prepared with a fiery spice mix, and eaten snout to tail) but it is never consumed in the five weeks of Lent, when such would be forbidden.
Cajun cuisine tends to focus on what is locally available, historically because Cajuns were often poor, illiterate, independent farmers and not plantation owners but today it is because such is deeply imbedded in local culture.
Boudin is a type of sausage found only in this area of the country, and it is often by far more spicy than anything found in France or Belgium. Chaudin is unique to the area, and the method of cooking is comparable to the Scottish dish haggis: the stuffing includes onions, rice, bell peppers, spices, and pork sewn up in the stomach of a pig, and served in slices piping hot.
Crawfish are a staple of the Cajun grandmother's cookpot, as they are abundant in the bayous of Southern Louisiana and a main source of livelihood, as are blue crabs, shrimp, corn on the cob, and red potatoes, since these are the basic ingredients of the Louisiana crawfish boil.
New Orleans has been the capital of Creole culture since before Louisiana was a state. This culture is that of the colonial French and Spanish that evolved in the city of New Orleans, which was and still is quite distinct from the rural culture of Cajuns and dovetails with what would have been eaten in antebellum Louisiana plantation culture long ago.
Cooking to impress and show one's wealth was a staple of Creole culture, which often mixed French, Spanish, Italian, German, African, Caribbean and Native American cooking methods, producing rich dishes like oysters bienville, pompano en papillote, and even the muffaletta sandwich.
However, Louisiana Creole cuisine tends to diverge from the original ideas brought to the region in ingredients: profiteroles, for example, use a near identical choux pastry to that which is found in modern Paris but often use vanilla or chocolate ice cream rather than custard as the filling, pralines nearly always use pecan and not almonds, and bananas foster came about when New Orleans was a key port for the import of bananas from the Caribbean Sea.
Gumbos tend to be thickened with okra, or the leaves of the sassafrass tree. Andouille is often used, but not the andouille currently known in France, since French andouille uses tripe whereas Louisiana andouille is made from a Boston butt, usually inflected with pepper flakes, and smoked for hours over pecan wood.
Other ingredients that are native to Louisiana and not found in the cuisine of modern France would include rice, which has been a staple of both Creole and Cajun cooking for generations, and sugarcane, which has been grown in Louisiana since the early 1800s.
Ground cayenne pepper is a key spice of the region, as is the meat of the American alligator, something settlers learned from the Choctaws and Houma. The maypop plant has been a favorite of Southerners for 350 years; it gives its name to the Ocoee River in Tennessee, a legacy of the Cherokees, and in Southern Louisiana it is known as liane de grenade, indicating its consumption by Cajuns. It is a close relative of the commercial passionfruit, similar in size, and is a common plant growing in gardens all over the South as a source of fresh summertime fruit.
African American influences
West African influences came with enslaved peoples from Ghana, Benin, Mali, Congo, Angola, Sierra Leone, Nigeria, and other portions of the Gold Coast, and the mark Africans and their descendants, the African Americans, have made on Southern food is strong today and an essential addition to the Southern table.
Crops like okra, sorghum, sesame seeds, eggplant, and many different kinds of melons were brought with them from West Africa along with the incredibly important introduction of rice to the Carolinas and later to Texas and Louisiana, whence it became a staple grain of that region and still remains a staple in those areas today, found in dishes like Hoppin John, purloo, and Charleston red rice.
Like the poorer indentured servants that came to the South, slaves often got the leftovers of what was slaughtered for the consumption of the master of the plantation and so many recipes had to be adapted for offal, like pig's ears and fatback though other methods encouraged low and slow methods of cooking to tenderize the tougher cuts of meat, like braising, smoking, and pit roasting, the last of which was a method known to West Africans in the preparation of roasting goat.
Peanut soup is one of the oldest known recipes brought to Virginia by Africans and over time, through their descendants, it has become creamier and milder tasting than the original.
Florida cuisine
Certain portions of the South often have their own distinct subtypes of cuisine owing to local history and landscape. Floridian cuisine, for example, has a distinct way of cooking that includes different ingredients, especially south of Tampa and Orlando.
Spain had control of the state until the early 19th century and used the southern tip as an outpost to guard the Spanish Main beginning in the 1500s, but Florida kept and still maintains ties with the Caribbean Sea, including the Bahamas, Haiti, Cuba, Puerto Rico, the Dominican Republic, and Jamaica.
South of Tampa, there are and have been for a long time many speakers of Caribbean Spanish, Haitian French, Jamaican Patois, and Haitian Creole and each Caribbean culture has a strong hold on cooking methods and spices in Florida. In turn, each mixes and matches with the foodways of the Seminole tribe and Anglophone settlers. Thus, for almost 200 years, Floridian cooking has had a more tropical flavor than any other Southern state.
Allspice, a spice originally from Jamaica, is an ingredient found in spice mixes in summer barbecues along with ginger, garlic, scotch bonnet peppers, sea salt, and nutmeg; in Floridian cooking this is often a variant of Jamaican jerk spice. Coconuts are grown in the areas surrounding Miami and are shipped in daily through its port for consumption of the milk, meat, and water of the coconut.
Bananas are not just the yellow Cavendish variety found in supermarkets across America: in Florida they are available as bananitos, colorados, plátanos, and maduros. The first of these is a tiny miniature banana only about 4-5 inches (10–13 cm) in length and it is sweet. The second has a red peel and an apple-like aftertaste, and the third and fourth are used as a starch on nearly every Caribbean island as a side dish, baked or fried: all of the above are a staple of Florida outdoor markets when in season and all have been grown in the Caribbean for almost 400 years.
Mangoes are grown as a backyard plant in Southern Florida and otherwise are a favorite treat coming in many different shapes in sizes from Nam Doc Mai, brought to Florida after the Vietnam War, to Madame Francis, a mango from Haiti. Sweetsop and soursop are popular around Miami, but nearly unheard of in other areas of the South.
Citrus is a major crop of Florida, and features at many breakfast tables and many markets, with the height of the season near the first week of January. Hamlin oranges are the main cultivar planted, and from this crop the rest of the United States and to a lesser extent Europe gets orange juice. Other plantings would include grapefruits, tangerines, clementine oranges, limes, and even a few more rare ones, like cara cara navels, tangelos, and the Jamaican Ugli fruit. Tomatoes, bell peppers, habanero peppers, and figs, especially taken from the Florida strangler fig, complete the produce menu.
Blue crab, conch, Florida stone crab, red drum, dorado, and marlins tend to be local favorite ingredients. Dairy is available in this region, but it is less emphasized due to the year round warmth.
Traditional key lime pie, a dessert from the islands off the coast of Miami, is made with condensed milk to form the custard with the eye wateringly tart limes native to the Florida Keys in part because milk would spoil in an age before refrigeration.
Pork in this region tends to be roasted in methods similar to those found in Puerto Rico and Cuba, owing to mass emigration from those countries in the 20th century, especially in the counties surrounding Miami.
Orange blossom honey is a specialty of the state, and is widely available in farmer's markets. Caribbean lobster is a favorite special meal eagerly sought after by Floridians as it is found as far north as Fort Myers: spear diving and collecting them from reefs in the Florida Keys and near rocky shoals is a common practice of local scuba divers.
Other small game
Ptarmigan, grouse, crow, blackbirds, dove, duck and other game fowl are consumed in the United States. In the American state of Arkansas, beaver tail stew is consumed in Cotton town. Squirrel, raccoon, possum, bear, muskrat, chipmunk, skunk, groundhog, pheasant, armadillo and rabbit are also consumed in the United States.
Cuisine in the West
Cooking in the American West gets its influence from Native American and Hispanophone cultures, as well as later settlers that came in the 19th century: Texas, for example, has some influence from Germany in its choice of barbecue by using sausages.
Another instance can be found in the Northwestern region, which encompasses Oregon, Washington, and Northern California. All of the aforementioned rely on local seafood and a few classics of their own.
In New Mexico, Colorado, Nevada, Arizona, Utah, West Texas, and Southern California, Mexican flavors and influences are extremely common, especially from the Mexican states of Chihuahua, Baja California, and Sonora.
Northwest
The Pacific Northwest as a region includes Alaska and the state of Washington near the Canada-US border and terminates near Sacramento, California. Here, the terrain is mostly temperate rainforest on the coast mixed with pine forest as one approaches the Canada-US border inland.
One of the core favorite foodstuffs is Pacific salmon, native to many of the larger rivers of the area and often smoked or grilled on cedar planks. In Alaska, wild game like ptarmigan and moose meat feature extensively since much of the state is wilderness.
Fresh fish like steelhead trout, Pacific cod, Pacific halibut, and pollock are fished for extensively and feature on the menu of many restaurants, as do a plethora of fresh berries and vegetables, like Cameo apples from Washington state, the headquarters of the U.S. apple industry, cherries from Oregon, blackberries, and marionberries, a feature of many pies. Hazelnuts are grown extensively in this region and are a feature of baking, such as in chocolate hazelnut pie, an Oregon favorite, and Almond Roca is a local candy.
This region is also heavily dominated by some notable wineries producing a high-quality product.
Like its counterpart on the opposite coast to the East, there is a grand variety of shellfish in this region. Geoducks are a native species of giant clam that have incredibly long necks; they are eaten by the bucketful and shipped to Asia for millions of dollars as they are believed to be an aphrodisiac. Gaper clams are a favorite food, often grilled or steamed in a sauce.
Native California abalone is protected as a food source, and a traditional foodway predating settlement by whites, today featuring heavily in the cooking of fine restaurants as well as in home cooking, in mirin-flavored soups (the influence of Japanese cooking is strong in the region) noodle dishes and on the barbecue.
Native Olympia oysters are served on the half shell as well as the Kumamoto oyster, introduced by Japanese immigrants and a staple at dinner as an appetizer.
California mussels are a delicacy of the region, and have been a feature of the cooking for generations. There is evidence that Native American tribes consumed them up and down the California coast for centuries.
Crabs are a delicacy, and included in this are Alaskan king crab, red crab, yellow crab, and Dungeness crab. Californian and Oregonian sportsmen pursue the last three extensively using hoop nets, and prepare them in a multitude of ways.
Alaskan king crab, able to grow as large as 10 kg, is often served steamed for a whole table with lemon-butter sauce or put in chunks of salad with avocado, and native crabs are the base of dishes like the California roll, cioppino, a tomato-based fisherman's stew, and Crab Louie, another kind of salad native to San Francisco.
Favorite grains are mainly wheat, and the region is known for sourdough bread. Cheeses of the region include Humboldt Fog, Cougar Gold and Teleme.
Southwest and Southern California
The states of the Four Corners (Arizona, New Mexico, Colorado, and Utah) plus Nevada, Southern California, and West Texas make up a large chunk of the United States.
There is a distinct Hispanic accent to the cookery here, with each having cultural capitals in Albuquerque, Denver, Las Vegas, Los Angeles, Phoenix, Santa Fe, San Diego, and Tucson.
For centuries, prior to California's statehood in the 1850s, it was part of the Spanish Empire, namely Alta California (modern California), Santa Fe de Nuevo México (modern New Mexico), and Tejas (modern Texas). Today it is home of a large population of Native Americans, Hispanos, descendants of the American frontier, Asian Americans, and immigrants from Mexico and Latin America.
California, New Mexico, and Texas continue to hold their unique identities which is reflected in their distinct regional cuisines, the multiple cuisines of California, New Mexican cuisine, Texan cuisine, and Tex-Mex. Spanish is a commonly spoken secondary language here; the state of New Mexico has its own distinct dialect.
With the exception of Southern California, the signature meat is beef, since this is one of the two regions in which cowboys lived and modern cattle ranchers still eke out their living today. High-quality beefstock is a feature that has been present in the region for more than 200 years and the many cuts of beef are unique to the United States. These cuts of meat are different from the related Mexican cuisine over the border in that certain kind of offal, like lengua (tongue) cabeza (head) and tripas (tripe) are considered less desirable and are thus less emphasized. Typical cuts would include the ribs, brisket, sirloin, flank steak, skirt steak, and t-bone.
Historically, Spanish settlers that came to the region found it completely unsuitable to the mining operations that much older settlements in Mexico had to offer as their technology was not advanced enough to extract the silver that would later be found. They had no knowledge of the gold in California, which would not be found until 1848, and knew even less about the silver in Nevada, undiscovered until after the Civil War.
Instead, in order to make the pueblos prosper, they adapted the old rancho system of places like Andalusia in Spain and brought the earliest beefstock, among these were breeds that would go feral and become the Texas longhorn, and Navajo-Churro sheep, still used as breeding stock because they are easy to keep and well adapted to the extremely arid and hot climate, where temperatures easily exceed 38 °C.
Later, cowboys learned from their management practices, many of which still stand today, like the practical management of stock on horseback using the Western saddle.
Likewise, settlers learned the cooking methods of those who came before and local tribes as well, for example, portions of Arizona and New Mexico still use the aforementioned beehive shaped clay contraption called an horno, an outdoor wood-fired oven both Native American tribes like the Navajo and Spaniards used for roasting meat, maize, and baking bread.
Meats that see frequent use are elk meat, a favorite in crown roasts and burgers, and nearer the Mexican border rattlesnake, often skinned and stewed.
The taste for alcohol tends toward light and clean flavors found in tequila, a staple of this region since the days of the Wild West and a staple in the bartender's arsenal for cocktails, especially in Las Vegas. In Utah, a state heavily populated by Mormons, alcohol is frowned upon by the Church of Jesus Christ of Latter-day Saints but still available in area bars in Salt Lake City, mainly consumed by the populations of Catholics and other Protestant denominations living there.
Introduction of agriculture was limited prior to the 20th century and the development of better irrigation techniques, but included the addition of peaches, a crop still celebrated by Native American tribes like the Havasupai, and oranges. Today in Arizona, Texas, and New Mexico the favored orange today is the Moro blood orange, which often finds its way into the local cuisine, like cakes and marmalade.
Pine nuts are a particular regional specialty and feature often in fine dining and cookies; in Nevada the Native American tribes that live there are by treaty given rights to exclusive harvest, and in New Mexico they reserve usage of the term piñon for certain species of indigenous pine nuts.
From Native Americans, Westerners learned the practice of eating cactus fruit from the myriad species of opuntia that occupy the Chihuahuan, Sonoran, and Mojave desert lands. In California, Spanish missionaries brought with them the mission fig, and today this fruit is a delicacy.
Cuisine in this region tends to have certain key ingredients: tomatoes, onions, black beans, pinto beans, rice, bell peppers, chile peppers, and cheese, in particular Monterey Jack, invented in Southern California in the 19th century and itself often further altered into pepper Jack where spicy jalapeño peppers are incorporated into the cheese to create a smoky taste.
Chili peppers play an important role in the cuisine, with a few native to the region. This is especially true with the region's distinct New Mexico chile pepper, still grown by Hispanos of New Mexico and Puebloans the most sought after of which come from the Hatch valley, Albuquerque's Central Rio Grande, Chimayo, and Pueblos.
In New Mexico, chile is eaten on a variety of foods, such as the green chile cheeseburger, made popular by fast food chains such as Blake's Lotaburger. Indeed, even national fast food chains operating in the state, such as McDonald's, offer locally grown chile on many of their menu items.
In the 20th century a few more recent additions have arrived like the poblano pepper, rocoto pepper, ghost pepper, thai chili pepper, and Korean pepper, the last three especially when discussing Southern California and its large population from East and South Asia.
Cornbread is consumed, however the recipe differs from ones in the East in that the batter is cooked in a cast-iron skillet.
Outdoor cooking is popular and still utilizes an old method settlers brought from the East with them, in which a cast-iron Dutch oven is covered with the coals of the fire and stacked or hung from a tripod: this is different from the earthenware pots of Mexico.
Tortillas are still made the traditional way here and form an important component of the spicy breakfast burrito, which contains ham, eggs, and salsa or pico de gallo. They are also used for regular burritos, which contains any combination of marinated meats, vegetables, and piquant chilis; smothered burritos, often both containing and topped with New Mexico chile sauces; quesadillas, a much loved grilled dish where cheese and other ingredients are stuffed between two tortillas and served by the slice; and steak fajitas, where sliced skirt steak sizzles in a skillet with caramelized onions.
Unlike Mexico, tortillas of this region also may incorporate vegetables like spinach into the flatbread dough to make wraps, which were invented in Southern California. Food here tends to use pungent spices and condiments, typically chili verde sauce, various kinds of hot sauce, sriracha sauce, chili powder, cayenne pepper, white pepper, cumin, paprika, onion powder, thyme and black pepper. Nowhere is this fiery mix of spice more evident than in the dishes chili con carne, a meaty stew, and cowboy beans, both of which are a feature of regional cookoffs.
Southern California has several additions like five spice powder, rosemary, curry powder, kimchi, and lemongrass, with many of these brought by recent immigration to the region and often a feature of Southern California's fusion cuisine, popular in fine dining.
In Texas, the local barbecue is often entirely made up of beef brisket or large rib racks, where the meat is seasoned with a spice rub and cooked over coals of mesquite. In other portions of the state they smoke the meat and peppery sausages over high heat using pecan, apple, and oak wood and serve it with a side of pickled vegetables, a legacy of German and Czech settlers of the late 1800s.
California is home to Santa Maria–style barbecue, where the spices involved generally are black pepper, paprika, and garlic salt, and grill over the coals of coast live oak.
Native American additions may include Navajo frybread and corn on the cob, often roasted on the grill in its husk. A typical accompaniment or appetizer of all these states is the tortilla chip, which sometimes includes cornmeal from cultivars of corn that are blue or red in addition to the standard yellow of sweetcorn, and is served with salsa of varying hotness.
Tortilla chips also are an ingredient in the Tex Mex dish nachos, where these chips are loaded with any combination of ground beef, melted Monterey Jack, cheddar, or Colby cheese, guacamole, sour cream, and salsa, and Texas usually prefers a version of potato salad as a side dish.
For alcohol, a key ingredient is tequila: this spirit has been made on both sides of the US-Mexican border for generations, and in modern cuisine it is a must-have in a bartender's arsenal as well as an addition to dishes for sauteeing.
Southern California is focused more towards the coast and has had more contact with immigration from the West Pacific and Baja California, in addition to having the international city of Los Angeles as its capital. Here, the prime mode of transportation is by car.
Drive through fast food was invented in this area, but so was the concept of the gourmet burger movement, giving birth to chains like In-N-Out Burger, with many variations of burgers including chili, multiple patties, avocado, special sauces, and Angus or wagyu beef. Common accompaniments include thick milkshakes in various flavors like mint, chocolate, peanut butter, vanilla, strawberry, and mango.
Smoothies are a common breakfast item made with fresh fruit juice, yogurt, and crushed ice. Agua fresca, a drink originated by Mexican immigrants, is a common hot-weather beverage sold in many supermarkets and at mom and pop stands, available in citrus, watermelon, and strawberry flavors; the California version usually served chilled without grain in it.
The weather in Southern California is such that the temperature rarely drops below in winter, thus, sun-loving crops like pistachios, kiwifruit, avocadoes, strawberries, and tomatoes are staple crops of the region, the last often dried in the sun and a feature of salads and sandwiches.
Olive oil is a staple cooking oil of the region and has been since the days of Junípero Serra; today the mission olive is a common tree growing in a Southern Californian's back garden. As a crop olives are increasingly a signature of the region along with Valencia oranges and Meyer lemons.
Soybeans, bok choy, Japanese persimmon, thai basil, Napa cabbage, nori, mandarin oranges, water chestnuts, and mung beans are other crops brought to the region from East Asia and are common additions to salads as the emphasis on fresh produce in both Southern and Northern California is strong.
Other vegetables and herbs have a distinct Mediterranean flavor which would include oregano, basil, summer squash, eggplant, and broccoli, with all of the above extensively available at farmers' markets all around Southern California.
Naturally, salads native to Southern California tend to be hearty affairs, like Cobb salad and Chinese chicken salad, and dressings like green goddess and ranch are a staple.
California-style pizza tends to have disparate ingredients with an emphasis on vegetables, with any combination of chili oil, prawns, eggs, chicken, shiitake mushrooms, olives, bell pepper, goat cheese, and feta cheese. Peanut noodles tend to include a sweet dressing with lo mein noodles and chopped peanuts.
Fresh fish and shellfish in Southern California tends to be expensive in restaurants, but every year since the end of WWII, the Pismo clam festival has taken place where the local population takes a large species of clam and bakes, stuffs, and roasts it as it is a regional delicacy.
Fishing for pacific species of octopus and the Humboldt squid are common, and both are a feature of East Asian and other L.A. fish markets. Lingcod is a coveted regional fish that is often caught in the autumn off the coast of San Diego and in the Channel Islands and often served baked. California sheephead are often grilled and are much sought after by spear fishermen and the immigrant Chinese population, in which case it is basket steamed.
Most revered of all in recent years is the California spiny lobster, a beast that can grow to 44 lb, and is a delicacy that now rivals the fishery for Dungeness crab in its importance.
Pacific and Hawaiian cuisine
Hawaii is often considered to be one of the most culturally diverse U.S. states, as well as being the only state with an Asian-majority population and one of the few places where United States territory extends into the tropics. As a result, Hawaiian cuisine borrows elements of a variety of cuisines, particularly those of Asian and Pacific-rim cultures, as well as traditional native Hawaiian and a few additions from the American mainland.
American influence in the last 150 years has brought cattle, goats, and sheep to the islands, introducing cheese, butter, and yogurt products, as well as crops like red cabbage.
Major Asian and Polynesian influences on modern Hawaiian cuisine are from Japan, Korea, Vietnam, China (especially near the Pearl River delta,) Samoa, and the Philippines. From Japan, the concept of serving raw fish as a meal with rice was introduced, as was soft tofu, setting the stage for the popular dish called poke.
From Korea, immigrants to Hawaii brought a love of spicy garlic marinades for meat and kimchi. From China, their version of char siu baau became modern manapua, a type of steamed pork bun with a spicy filling.
Filipinos brought vinegar, bagoong, and lumpia, and during the 20th century immigrants from American Samoa brought the open pit fire umu and the Vietnamese introduced lemongrass and fish sauce.
Each East Asian culture brought several different kinds of noodles, including udon, ramen, mei fun, and pho, and today these are common lunchtime meals.
Much of this cuisine mixes and melts into traditions like the lu'au, whose traditional elaborate fare was once the prerogative of kings and queens but is today the subject of parties for both tourists and also private parties for the ‘ohana (meaning family and close friends.)
Traditionally, women and men ate separately under the Hawaiian kapu system, a system of religious beliefs that honored the Hawaiian gods similar to the Maori tapu system, though in this case had some specific prohibitions towards females eating things like coconut, pork, turtle meat, and bananas as these were considered parts of the male gods. Punishment for violation could be severe, as a woman might endanger a man's mana, or soul, by eating with him or otherwise by eating the forbidden food because doing so dishonored the male gods.
As the system broke down after 1810, introductions of foods from laborers on plantations began to be included at feasts and much cross pollination occurred, where Asian foodstuffs mixed with Polynesian foodstuffs like breadfruit, kukui nuts, and purple sweet potatoes.
Some notable Hawaiian fare includes seared ahi tuna, opakapaka (snapper) with passionfruit, Hawaiian island-raised lamb, beef and meat products, Hawaiian plate lunch, and Molokai shrimp. Seafood traditionally is caught fresh in Hawaiian waters, and particular delicacies are ula poni, papaikualoa, ‘opihi, and ‘opihi malihini, better known as Hawaiian spiny lobster, Kona crab, Hawaiian limpet, and abalone, the last brought over with Japanese immigrants.
Some cuisine also incorporates a broad variety of produce and locally grown agricultural products, including tomatoes, sweet Maui onions, taro, and macadamia nuts. Tropical fruits also play an important role in the cuisine as a flavoring in cocktails and in desserts, including local cultivars of bananas, sweetsop, mangoes, lychee, coconuts, papayas, and lilikoi (passionfruit). Pineapples have been an island staple since the 19th century and figure into many marinades and drinks.
Common dishes found on a regional level
Ethnicity-specific and immigrant influence
The influence of ethnicity-specific cuisines like Italian cuisine and Mexican cuisine was present in the United States by World War I. There are recipes for Chilean meat pies, chicken chop suey, chow mein, Mexican pork pastries and Italian meatballs going back to at least the 1930s, but many of the recipes were Anglicized and they appeared relatively infrequently compared to Northern European recipes.
19th-century cookbooks bear evidence of diverse influences with some including recipes like Indian pickle, Italian pork and various curries. 19th-century literature shows knowledge of Jewish, Russian, Italian, Chinese and Greek-American cuisines, and foreign cookbooks continued to grow more detailed through World War I including recipes like Peruvian chicken, Mexican enchiladas, Chilean corn pudding and Hindustan chicken curry.
Louise Rice, author of Dainty Dishes from Foreign Lands describes the recipes in her book as "not wholly vegetarian" though noting at the time of publication in 1911 that most of the recipes would likely be new to average American cooks and likely contain higher proportions of vegetables to meat. She includes Italian pasta recipes like macaroni in milk, soups and polentas and German recipes like liver dumplings called Leberknödel and a variation of Sauerbraten.
The demand for ethnic foods in the United States reflects the nation's changing diversity as well as its development over time. According to the National Restaurant Association, Restaurant industry sales are expected to reach a record high of $476 billion in 2005, an increase of 4.9 percent over 2004... Driven by consumer demand, the ethnic food market reached record sales in 2002, and has emerged as the fastest growing category in the food and beverage product sector, according to USBX Advisory Services. Minorities in the U.S. spend a combined $142 billion on food and by 2010, America's ethnic population is expected to grow by 40 percent.
A movement began during the 1980s among popular leading chefs to reclaim America's ethnic foods within its regional traditions, where these trends originated. One of the earliest was Paul Prudhomme, who in 1984 began the introduction of his influential cookbook, Paul Prodhomme's Louisiana Kitchen, by describing the over 200-year history of Creole and Cajun cooking; he aims to "preserve and expand the Louisiana tradition." Prodhomme's success quickly inspired other chefs. Norman Van Aken embraced a Floridian type cuisine fused with many ethnic and globalized elements in his Feast of Sunlight cookbook in 1988. California became swept up in the movement, then seemingly started to lead the trend itself, in, for example, the popular restaurant Chez Panisse in Berkeley.
Examples of the Chez Panisse phenomenon, chefs who embraced a new globalized cuisine, were celebrity chefs like Jeremiah Tower and Wolfgang Puck, both former colleagues at the restaurant. Puck went on to describe his belief in contemporary, new style American cuisine in the introduction to The Wolfgang Puck Cookbook:
Another major breakthrough, whose originators were once thought to be crazy, is the mixing of ethnic cuisines. It is not at all uncommon to find raw fish listed next to tortillas on the same menu. Ethnic crossovers also occur when distinct elements meet in a single recipe. This country is, after all, a huge melting pot. Why should its cooking not illustrate the American transformation of diversity into unity?
Puck's former colleague, Jeremiah Tower became synonymous with California Cuisine and the overall American culinary revolution. Meanwhile, the restaurant that inspired both Puck and Tower became a distinguished establishment, popularizing its so called "mantra" in its book by Paul Bertolli and owner Alice Waters, Chez Panisse Cooking, in 1988. Published well after the restaurants' founding in 1971, this new cookbook from the restaurant seemed to perfect the idea and philosophy that had developed over the years. The book embraced America's natural bounty, specifically that of California, while containing recipes that reflected Bertoli and Waters' appreciation of both northern Italian and French style foods.
Early ethnic influences
While the earliest cuisine of the United States was influenced by Native Americans, the thirteen colonies, or the antebellum South, the overall culture of the nation, its gastronomy and the growing culinary arts became ever more influenced by its changing ethnic mix and immigrant patterns from the 18th and 19th centuries unto the present. Some of the ethnic groups that continued to influence the cuisine were here in prior years; others arrived more numerously during "The Great Transatlantic Migration" (of 1870–1914) or other mass migrations.
Some of the ethnic influences could be found across the nation after the American Civil War and into the continental expansion for most of the 19th century. Ethnic influences already in the nation at that time would include the following groups and their respective cuisines:
Select nationalities of Europe and the respective developments from early modern European cuisine of the colonial age:
British-Americans and on-going developments in New England cuisine, the national traditions founded in the cuisine of the original thirteen colonies, The Cuisine of the Southern United States, and many aspects of other regional cuisine.
Spanish Americans and early modern Spanish cuisine, as well as Basque-Americans and Basque cuisine.
Early German-American or Pennsylvania Dutch and Pennsylvania Dutch cuisine
French Americans and their New World regional identities such as:
Acadian
Cajun and Cajun cuisine
Louisiana Creole and Louisiana Creole cuisine. Louisiana Creole (also called French Créole) refers to native-born people of the New Orleans area who are descended from the Colonial French and Spanish settlers of Colonial French Louisiana, before it became part of the United States in 1803 with the Louisiana Purchase.
The various ethnicities originating from the early gastronomy and cuisines of the New World, Latin American cuisine, and North American cuisine:
Native Americans in the United States and Native American cuisine
African Americans and Soul food.
Puerto Rican cuisine
Mexican Americans and Mexican-American cuisine; as well as related regional cuisines:
Tex-Mex (regional Texas and Mexican fusion)
Some aspects of "Southwestern cuisine".
New Mexican cuisine from New Mexico and the historical region of Santa Fe de Nuevo México, and now ethnically tied to the Pueblos and Hispanos of New Mexico.
Later ethnic and immigrant influence
Mass migrations of immigrants to the United States came over time. Historians identify several waves of migration to the United States: one from 1815 to 1860, in which some five million English, Irish, German, Scandinavian, and others from northwestern Europe came to the United States; one from 1865 to 1890, in which some 10 million immigrants, also mainly from northwestern Europe, settled; and a third from 1890 to 1914, in which 15 million immigrants, mainly from central, eastern, and southern Europe (many Austrian, Hungarian, Turkish, Lithuanian, Russian, Jewish, Greek, Italian, and Romanian) settled in the United States.
Together with earlier arrivals to the United States (including the indigenous Native Americans, Hispanic and Latino Americans, particularly in the West, Southwest, and Texas; African Americans who came to the United States in the Atlantic slave trade; and early colonial migrants from Europe), these new waves of immigrants had a profound impact on national or regional cuisine. Some of these more prominent groups include the following:
Albanian Americans—Albanian cuisine
Arab Americans, particularly Lebanese Americans (the largest ethnic Arab group in the United States)—Arab cuisine, Lebanese cuisine
Argentine Americans—Argentine cuisine
Armenian Americans—Armenian cuisine
Brazilian Americans—Brazilian cuisine
Cambodian Americans—Cambodian cuisine
Chinese Americans—American Chinese cuisine, Chinese cuisine
Colombian Americans—Colombian cuisine
Cuban Americans—Cuban cuisine
Dominican Americans—Dominican Republic cuisine
Dutch Americans—Dutch cuisine
Ethiopian Americans—Eritrean Americans: Ethiopian cuisine, Eritrean cuisine in Los Angeles, Washington, D.C., Denver, New York.
Filipino Americans—Filipino cuisine, Filipino-American cuisine
French Americans—French cuisine
German Americans—German cuisine (the Pennsylvania Dutch, although descended from Germans, arrived earlier than the bulk of German migrants and have distinct culinary traditions)
Greek Americans—Greek-American cuisine, Greek cuisine, Mediterranean cuisine
Guatemalan Americans—Guatemalan cuisine
Haitian Americans—Haitian cuisine
Honduran Americans—Honduran cuisine
Hungarian Americans—Hungarian cuisine
Indian Americans—Indian cuisine
Irish Americans—Irish cuisine
Italian Americans—Italian-American cuisine, Italian cuisine
Japanese Americans—Japanese cuisine, with influences on the Hawaiian cuisine
Jewish Americans—Jewish cuisine, with particular influence on New York City cuisine
Korean Americans—Korean cuisine
Lithuanian Americans—Lithuanian cuisine, Midwest
Nicaraguan American—Nicaraguan cuisine
Nigerian Americans—Nigerian cuisine
Pakistani Americans—Pakistani cuisine
Peruvian Americans—Peruvian cuisine
Polish Americans—Polish cuisine, with particular impact on Midwest
Polynesian Americans—Hawaiian cuisine
Portuguese Americans—Portuguese cuisine
Romanian Americans—Romanian cuisine
Russian Americans—Russian cuisine, with particular impact on Midwest
Salvadoran Americans—Salvadoran cuisine
Scottish Americans—Scottish cuisine
Spanish Americans—Spanish cuisine
Thai Americans—Thai cuisine
Turkish Americans—Turkish cuisine, Balkan cuisine
Venezuelan Americans—Venezuelan cuisine
Vietnamese Americans—Vietnamese cuisine
West Indian Americans—Caribbean cuisine, Jamaican cuisine, Trinidad and Tobago cuisine, Barbadian cuisine, Bahamian cuisine
Italian, Mexican and Chinese (Cantonese) cuisines have indeed joined the mainstream. These three cuisines have become so ingrained in the American culture that they are no longer foreign to the American palate. According to the study, more than nine out of 10 consumers are familiar with and have tried these foods, and about half report eating them frequently. The research also indicates that Italian, Mexican and Chinese (Cantonese) have become so adapted to such an extent that "authenticity" is no longer a concern to customers.
Contributions from these ethnic foods have become as common as traditional "American" fares such as hot dogs, hamburgers, beef steak, which are derived from German cuisine, (chicken-fried steak, for example, is a variation on German schnitzel), cherry pie, Coca-Cola, milkshakes, fried chicken (Fried chicken is of English, Scottish, and African influence), Pepsi, Dr Pepper and so on. Nowadays, Americans also have a ubiquitous consumption of foods like pizza and pasta, tacos and burritos to "General Tso's chicken" and fortune cookies. Fascination with these and other ethnic foods may also vary with region.
Other popular foods
Fast food
The United States has a large fast food industry. Major American fast food chains include McDonald's, Burger King, Wendy's, Domino's, Pizza Hut, KFC, Popeyes, Subway, Taco Bell, Arby's, Starbucks, Dunkin' Donuts, White Castle, In-N-Out Burger, Sonic Drive-In, Chick-fil-A, Church's Chicken, and Raising Cane's, among numerous other multinational, national, regional, and local chains. Traditional American fast food items are hamburgers, french fries, breaded chicken, and pizza, though several chains also offer items from different cuisines modified for American palates, such as tacos, pasta, and stir-fry. Many American fast food chains have expanded abroad to other countries, typically offering standard American fare alongside items adapted to appeal to regional tastes within their markets.
Desserts
A classic American dessert is apple pie. Some other famous American desserts are banana split, Boston cream pie, key lime pie, and bananas foster. Other famous American desserts are chocolate chip cookies, pecan pie, carrot cake, banana pudding, S'more, black and white cookies, pumpkin pie, coconut cake, funnel cake, brownies and red velvet cake.
Influential figures and American cuisine on television
American chefs have been influential both in the food industry and in popular culture. Some important 19th-century American chefs include Charles Ranhofer of Delmonico's Restaurant in New York, and Bob Payton, who is credited with bringing American-style pizza to the UK. Later, chefs Charles Scotto, Louis Pacquet, John Massironi were founded the American Culinary Federation in 1930, taking after similar organizations across Europe. In the 1940s, Chef James Beard hosted the first nationally televised cooking show I Love to Eat. His name is also carried by the foundation and prestigious cooking award recognizing excellence in the American cooking community. Since Beard, many chefs and cooking personalities have taken to television, and the success of the Cooking Channel and Food Network have contributed to the popularity of American cuisine. In 1946, the Culinary Institute of America was founded by Katharine Angel and Frances Roth. This would become the United States' most prestigious culinary school, where many of the most talented American chefs would study prior to successful careers. The American Culinary community has grown due to both restaurants and media, through the work of many talented chefs.
Influential figures
Notable American restaurant chefs include Samin Nosrat (Salt, Fat, Acid, Heat), Thomas Keller (The French Laundry), Charlie Trotter (Trotter's), Grant Achatz (Alinea), Alfred Portale (Portale), Paul Prudhomme (K-Paul's), Paul Bertolli (Oliveto), Jonathan Waxman (Barbuto), Mark Peel (Campanile), Frank Stitt (Bottega), Alice Waters (Chez Panisse), Wolfgang Puck (Spago), Patrick O'Connell (The Inn), Eric Ripert (Le Bernardin), Todd English (Olives) and Anthony Bourdain (Les Halles). Many of these chefs have received much critical acclaim, as Keller, Achatz, Ripert and O'Connell have all received three Michelin stars, the highest distinction which a restaurant can be given. Keller was given this award for The French Laundry, Achatz for Alinea, Ripert for Le Bernardin and O'Connell for The Inn at Little Washington.
Celebrity chefs have also helped to expand the culinary arts into popular culture, with chefs such as David Chang (Chef's Table), Alton Brown (Iron Chef America), Emeril Lagasse (Emeril Live), Cat Cora (Iron Chef America), Erik Davidson (Phat Erik's), Michael Symon (The Chew), Bobby Flay (Beat Bobby Flay), Ina Garten (Barefoot Contessa) and Guy Fieri (Diners, Drive-ins and Dives). Many of these celebrity chefs, such as David Chang, Emeril Lagasse and Bobby Flay began their careers in restaurants before branching out into television. The shows have a wide variety of formats, including cooking competitions, such as Iron Chef, documentaries, such as Anthony Bourdain's Parts Unknown, shows that take a look into restaurants, as Chef's Table does, and shows that teach cooking. The success of food television specifically in the United States has helped American Cuisine grow around the world.
Regional cuisine chefs
Regional chefs are emerging as localized celebrity chefs with growing broader appeal, such as Peter Merriman (Hawaii Regional Cuisine), Roy Choi (Korean American Cuisine), Jerry Traunfeld, Alan Wong (Pacific Rim cuisine), Rick Bayless and Daniela Soto-Innes (traditional Mexican cuisine with modern interpretations), Norman Van Aken (New World Cuisine – fusion Latin, Caribbean, Asian, African and American), and Mark Miller (American Southwest cuisine).
See also
Cuisine of the Americas
Indigenous cuisine of the Americas
Native American cuisine
Soul food
Types
American wine
Regional
Cuisine of California
Cuisine of Minnesota
Cuisine of New York City
Cuisine of the Southern United States
Cuisine of Atlanta
Cuisine of Houston
Tex-Mex cuisine
Ethnic
American Chinese cuisine
Mexican-American cuisine
Italian-American cuisine
Greek-American cuisine
Puerto Rican cuisine
Other
High on the Hog: How African American Cuisine Transformed America
Cuisine of Antebellum America
List of American desserts
List of American breads
List of American foods
List of American regional and fusion cuisines
List of American breakfast foods
Tlingit cuisine
Cuisine of the Americas
Cuisine of the Pennsylvania Dutch
Cuisine of the Southern United States
American tea culture
References
Works cited
.
.
.
.
Fried, Stephen. Appetite for America: How Visionary Businessman Fred Harvey Built a Railroad Hospitality Empire That Civilized the Wild West (Bantam; 2010)
.
.
.
.
.
.
.
.
Veit, Helen Zoe. Modern Food, Moral Food: Self-Control, Science, and the Rise of Modern American Eating in the Early Twentieth Century (2013)
Further reading
External links
Cultural history of the United States
North American cuisine |
2176 | https://en.wikipedia.org/wiki/Ahmad%20Shah%20Massoud | Ahmad Shah Massoud | Ahmad Shah Massoud (Dari/Pashto: , ; September 2, 1953September 9, 2001) was an Afghan politician and military commander. He was a powerful guerrilla commander during the resistance against the Soviet occupation between 1979 and 1989. In the 1990s, he led the government's military wing against rival militias; after the Taliban takeover, he was the leading opposition commander against their regime until his assassination in 2001.
Massoud came from an ethnic Tajik, Sunni Muslim background in the Panjshir Valley of Northern Afghanistan. He began studying engineering at Polytechnical University of Kabul in the 1970s, where he became involved with religious anti-communist movements around Burhanuddin Rabbani, a leading Islamist. He participated in a failed uprising against Mohammed Daoud Khan's government. He later joined Rabbani's Jamiat-e Islami party. During the Soviet–Afghan War, his role as a powerful insurgent leader of the Afghan mujahideen earned him the nickname "Lion of Panjshir" () among his followers. Supported by Britain's MI6 and to a lesser extent by the U.S. Central Intelligence Agency (CIA), he successfully resisted the Soviets from taking the Panjshir Valley. In 1992, he signed the Peshawar Accord, a peace and power-sharing agreement, in the post-communist Islamic State of Afghanistan. He was appointed the Minister of Defense as well as the government's main military commander. His militia fought to defend Kabul against militias led by Gulbuddin Hekmatyar and other warlords who were bombing the city, as well as later against the Taliban, who laid siege to the capital in January 1995 after the city had seen fierce fighting with at least 60,000 civilians killed.
Following the rise of the Taliban in 1996, Massoud, who rejected the Taliban's fundamentalist interpretation of Islam, returned to armed opposition until he was forced to flee to Kulob, Tajikistan, strategically destroying the Salang Tunnel on his way north. He became the military and political leader of the United Islamic Front for the Salvation of Afghanistan or Northern Alliance, which by 2000 controlled only between 5 and 10 percent of the country. In 2001 he visited Europe and urged European Parliament leaders to pressure Pakistan on its support for the Taliban. He also asked for humanitarian aid to combat the Afghan people's gruesome conditions under the Taliban. On September 9, 2001, Massoud was injured in a suicide bombing by two al-Qaeda assassins, ordered personally by the al-Qaeda leader Osama bin Laden himself; he lost his life while en route to a hospital across the border in Tajikistan. Two days later, the September 11 attacks occurred in the United States, which ultimately led to the North Atlantic Treaty Organization invading Afghanistan and allying with Massoud's forces. The Northern Alliance eventually won the two-month-long war in December 2001, removing the Taliban from power.
Massoud has been described as one of the greatest guerrilla leaders of the 20th century and has been compared to Josip Broz Tito, Ho Chi Minh and Che Guevara. Massoud was posthumously named "National Hero" by the order of President Hamid Karzai after the Taliban were ousted from power. The date of Massoud's death, September 9, was observed as a national holiday known as "Massoud Day" until the Taliban takeover in August 2021. His followers call him Amer Sāhib-e Shahīd (), which translates to "(our) martyred commander". He has been posthumously honored by a plaque in France in 2021, and in the same year was awarded with the highest honor of Tajikistan.
Early life
Ahmad Shah Massoud was born in 1953 in the small village of Jangalak, Bazarak in the Panjshir Valley (now administered as part of the Panjshir Province), to a well-to-do family native to the Panjshir Valley. Massoud's name at birth was 'Ahmad Shah' after King Ahamad Shah Durrani, founder of the modern, unified state of Afghanistan, later taking the name 'Massoud' as a nom de guerre in 1974 when he joined the resistance movement against the forces of Daoud Khan. Massoud's father, Dost Mohammad, was a colonel in the Royal Afghan Army; his mother, Bibi Khorshaid has been described as a "modern-minded" woman who taught herself to read and write determined to educate her daughters no less than her sons.
Moving along with his father's postings, the adolescent Massoud attended primary school in Afghanistan's western city of Herat before his father was dispatched to Kabul. There, Massoud was sent to the renowned Franco-Afghan Lycée Esteqlal (lit. Independence High School) where he attained his proficiency in French. Massoud's experience at Lycée would be formative and, as he would later remark, was the happiest period of his life. At Lycée his classes were taught by French and Afghan tutors educated in France and the students donned Western jackets, neckties, trousers, skirts, scarves, and stockings. Although his knowledge of the French language would earn him greater affinity among French journalists and politicians, later conservative Islamist opponents such as Gulbuddin Hekmatyar and the Taliban would derogatorily dub him "The Frenchmen" or "The Parisian" suggestive of his sympathies to Western culture.
While at the Lycée, Massoud was described as an intellectually-gifted student, hard-working, religiously devout, and mature for his age with a particular interest in ethics, politics, universal justice. Friends and family recall an instance where Massoud, returning from school, came to the defense of a younger boy leaving the three bullies knocked-out on the pavement. More formatively, Massoud followed closely reports of the 1967 Six-Day War and the defiant statements of Arab leaders like Egyptian President Gamal Abdel Nasser. He later told researcher Peter DeNeufville that, at fourteen, the war left him determined to be a soldier and gave him a new regard for Pan-Islamism after hearing the stories told by Jordanian, Egyptian, and Syrian soldiers defending their homelands. Massoud refused repeated suggestions to apply for a scholarship to study in France expressing his desire to remain in Afghanistan and apply to the nation's military academy in Kabul.
By protest of his father and eldest brother, Massoud enrolled at Kabul Polytechnic Institute, then Kabul University's newest and most prestigious addition founded, financed, and operated by the Soviet Union. Massoud studied engineering and architecture but never attempted to learn Russian. There he found interest in politics, political Islam, and anti-Communism which often put him and his pious peers at odds with communist-inspired students.
1975 rebellion in Panjshir
In 1973, former Prime Minister Mohammed Daoud Khan was brought to power in a coup d'état backed by the People's Democratic Party of Afghanistan, and the Republic of Afghanistan was established. These developments gave rise to an Islamist movement opposed to the increasing communist and Soviet influence over Afghanistan. During that time, while studying at Kabul University, Massoud became involved with the Muslim Youth (Sazman-i Jawanan-i Musulman), the student branch of the Jamiat-e Islami (Islamic Society), whose chairman then was the professor Burhanuddin Rabbani. Kabul University was a center for political debate and activism during that time.
Infuriated by the arrogance of his communist peers and Russian professors, a physical altercation between Massoud and his Russian professor led Massoud to walk out of the university, and shortly after, Kabul. Two days later, Massoud and a number of fellow militant students traveled to Pakistan where, goaded by another trainee of the Pakistani Inter-Services Intelligence (ISI), Gulbaddin Hekmatyar, Massoud agreed to take part in a coup against Daoud with his forces rising up in the Panjshir and Hekmatyar's elsewhere. In July 1975, Massoud, with help from the Pakistani intelligence, led the first rebellion of Panjshir residents against the government of Daoud Khan. While the uprising in the Panjshir began saw initial success, even taking the military garrison in Rokha, the promised support from Kabul never came and the rebellion was suppressed by Daoud Khan's forces sending Massoud back into Pakistan (after a day hiding in Jangalak) where he would attend a secret, paramilitary ISI training center in Cherat. Dissatisfied, Massoud left the center and returned to Peshawar where he committed himself to personal military studies. Massoud read Mao Tse-tung's writings on the Long March, of Che Guevara's career, the memoirs of General de Gualle, General Võ Nguyên Giáp, Sun Tzu's Art of War, and an unnamed handbook on counterterrorism by an American general which Massoud called "the most instructive of all".
After this failure, a "profound and long-lasting schism" within the Islamist movement began to emerge. The Islamic Society split between supporters of the more moderate forces around Massoud and Rabbani, who led the Jamiat-i Islami, and more radical Islamist elements surrounding Gulbuddin Hekmatyar, who founded the Hezb-i Islami. The conflict reached such a point that Hekmatyar reportedly tried to kill Massoud, then 22 years old.
Resistance against communism
Resistance against the PDPA (1978)
The government of Mohammed Daoud Khan tried to scale back the communist People's Democratic Party of Afghanistan's influence, dismissing PDPA members from their government posts, appointing conservatives to replace them, and finally dissolved the PDPA, with the arrests of senior party members. On April 27, 1978, the PDPA and military units loyal to it killed Daoud Khan, his immediate family, and bodyguards in a violent coup, and seized control of the capital Kabul declaring the new Democratic Republic of Afghanistan (DRA). The new communist government, led by a revolutionary council, did not enjoy the support of the masses. It implemented a doctrine hostile to political dissent, whether inside or outside the party. The PDPA started reforms along Marxist–Leninist and Soviet lines. The reforms and the PDPA's affinity to the Soviet Union were met with strong resistance by the population, especially as the government attempted to enforce its Marxist policies by arresting or executing those who resisted. Between 50,000 and 100,000 people were estimated to have been arrested and killed by communist troops in the countryside alone. Due to the repression, large parts of the country, especially the rural areas, organized into open revolt against the PDPA government. By spring 1979, unrest had reached 24 out of 28 Afghan provinces, including major urban areas. Over half of the Afghan army either deserted or joined the insurrection.
With religious elders declaring a jihad against the government, in May 1979 Massoud prepared in Peshawar to oppose the new communist government in Panjshir. Along with twenty-four of his friends, Massoud took a bus to Bajaur and, with arms-smuggling Pashtun tribesmen, marched on foot into the Panjshir Valley. Massoud's group seized control over a number of government outposts in the Valley, entered the Shomali Plain to capture Gulbahar, and cut off the Salang Highway, the main supply route between Kabul and the Soviet border raising alarm in both Kabul and Moscow which brought upon Massoud and his group a government counterattack.
Believing that an uprising against the Soviet-backed communists would be supported by the people, Massoud, on July 6, 1979, started an insurrection in the Panjshir, which initially failed. Massoud decided to avoid conventional confrontation with the larger government forces and to wage a guerrilla war. He subsequently took full control of Panjshir, pushing out Afghan communist troops. Oliver Roy writes that in the following period, Massoud's "personal prestige and the efficiency of his military organization persuaded many local commanders to come and learn from him."
Resistance against the Soviet Union (1979–1989)
Following the 1979 Soviet invasion and occupation of Afghanistan, Massoud devised a strategic plan for expelling the invaders and overthrowing the communist regime. The first task was to establish a popularly based resistance force that had the loyalty of the people. The second phase was "active defense" of the Panjshir stronghold, while carrying out asymmetric warfare. In the third phase, the "strategic offensive", Massoud's forces would gain control of large parts of Northern Afghanistan. The fourth phase was the "general application" of Massoud's principles to the whole country, and the defeat of the Afghan communist government.
Massoud's mujahideen attacked the occupying Soviet forces, ambushing Soviet and Afghan communist convoys travelling through the Salang Pass, and causing fuel shortages in Kabul. The Soviets mounted a series of offensives against the Panjshir. Between 1980 and 1985, these offensives were conducted twice a year. Despite engaging more men and hardware on each occasion, the Soviets were unable to defeat Massoud's forces. In 1982, the Soviets began deploying major combat units in the Panjshir, numbering up to 30,000 men. Massoud pulled his troops back into subsidiary valleys, where they occupied fortified positions. When the Soviet columns advanced onto these positions, they fell into ambushes. When the Soviets withdrew, Afghan army garrisons took over their positions. Massoud and his mujahideen forces attacked and recaptured them one by one.
In 1983, the Soviets offered Massoud a temporary truce, which he accepted in order to rebuild his own forces and give the civilian population a break from Soviet attacks. He put the respite to good use. In this time he created the Shura-e Nazar (Supervisory Council), which subsequently united 130 commanders from 12 Afghan provinces in their fight against the Soviet army. This council existed outside the Peshawar parties, which were prone to internecine rivalry and bickering, and served to smooth out differences between resistance groups, due to political and ethnic divisions. It was the predecessor of what could have become a unified Islamic Afghan army.
Relations with the party headquarters in Peshawar were often strained, as Rabbani insisted on giving Massoud no more weapons and supplies than to other Jamiat commanders, even those who did little fighting. To compensate for this deficiency, Massoud relied on revenues drawn from exports of emeralds and lapis lazuli, that are traditionally exploited in Northern Afghanistan.
Regarding infighting among different mujahideen factions, following a Soviet truce, Massoud said in an interview:
Britain's MI6 having activated long-established networks of contacts in Pakistan were able to support Massoud, and soon became their key ally. MI6 sent an annual mission of two of their officers as well as military instructors to Massoud and his fighters. They also gave supplies to Massoud which included sniper rifles with silencers and mortars. As well as training Massoud's junior commanders, MI6 team's most important contribution was help with organisation and communication via radio equipment which was highly useful for Massoud to coordinate his forces and be warned of any impending Soviet attacks. The United States however provided Massoud with comparatively less support than other factions. Part of the reason was that it permitted its funding and arms distribution to be administered by Pakistan, which favored the rival mujahideen leader Gulbuddin Hekmatyar. In an interview, Massoud said, "We thought the CIA knew everything. But they didn't. They supported some bad people [meaning Hekmatyar]." Primary advocates for supporting Massoud were the US State Department's Edmund McWilliams and Peter Tomsen, who were on the ground in Afghanistan and Pakistan. Others included two Heritage Foundation foreign policy analysts, Michael Johns and James A. Phillips, both of whom championed Massoud as the Afghan resistance leader most worthy of U.S. support under the Reagan Doctrine. Thousands of foreign Islamic volunteers entered Afghanistan to fight with the mujahideen against the Soviet troops.
To organize support for the mujahideen, Massoud established an administrative system that enforced law and order (nazm) in areas under his control. The Panjshir was divided into 22 bases (qarargah) governed by a military commander and a civilian administrator, and each had a judge, a prosecutor and a public defender. Massoud's policies were implemented by different committees: an economic committee was charged with funding the war effort. The health committee provided health services, assisted by volunteers from foreign humanitarian non-governmental organizations, such as Aide médicale internationale. An education committee was charged with the training of the military and administrative cadre. A culture committee and a judiciary committee were also created.
This expansion prompted Babrak Karmal to demand that the Red Army resume their offensives, in order to crush the Panjshir groups. However, Massoud had received warning of the attack through Britain's GCHQ intelligence and he evacuated all 130,000 inhabitants from the valley into the Hindukush mountains, leaving the Soviet bombings to fall on empty ground and the Soviet battalions to face the mountains.
With the defeat of the Soviet-Afghan attacks, Massoud carried out the next phase of his strategic plan, expanding the resistance movement and liberating the northern provinces of Afghanistan. In August 1986, he captured Farkhar in Takhar Province. In November 1986, his forces overran the headquarters of the government's 20th division at Nahrin in Baghlan Province, scoring an important victory for the resistance. This expansion was also carried out through diplomatic means, as more mujahideen commanders were persuaded to adopt the Panjshir military system.
Despite almost constant attacks by the Red Army and the Afghan army, Massoud increased his military strength. Starting in 1980 with a force of less than 1,000 ill-equipped guerrillas, the Panjshir valley mujahideen grew to a 5,000-strong force by 1984. After expanding his influence outside the valley, Massoud increased his resistance forces to 13,000 fighters by 1989. The junior commanders were trained by Britain's SAS as well as private military contractors, some being sent as far as Oman and even SAS training grounds in the Scottish Highlands. These forces were divided into different types of units: the locals (mahalli) were tasked with static defense of villages and fortified positions. The best of the mahalli were formed into units called grup-i zarbati (shock troops), semi-mobile groups that acted as reserve forces for the defense of several strongholds. A different type of unit was the mobile group (grup-i-mutaharek), a lightly equipped commando-like formation numbering 33 men, whose mission was to carry out hit-and-run attacks outside the Panjshir, sometimes as far as 100 km from their base. These men were professional soldiers, well-paid and trained, and, from 1983 on, they provided an effective strike force against government outposts. Uniquely among the mujahideen, these groups wore uniforms, and their use of the pakul made this headwear emblematic of the Afghan resistance.
Massoud's military organization was an effective compromise between the traditional Afghan method of warfare and the modern principles of guerrilla warfare which he had learned from the works of Mao Zedong and Che Guevara. His forces were considered the most effective of all the various Afghan resistance movements.
The Soviet army and the Afghan communist army were mainly defeated by Massoud and his mujahideen in numerous small engagements between 1984 and 1988. After describing the Soviet Union's military engagement in Afghanistan as "a bleeding wound" in 1986, Soviet General Secretary Mikhail Gorbachev began a withdrawal of Soviet troops from the nation in May 1988. On February 15, 1989, in what was depicted as an improbable victory for the mujahideen, the last Soviet soldier left the nation.
Fall of the Afghan communist regime (1992)
After the departure of Soviet troops in 1989, the People's Democratic Party of Afghanistan regime, then headed by Mohammad Najibullah, held its own against the mujahideen. Backed by a massive influx of weapons from the Soviet Union, the Afghan armed forces reached a level of performance they had never reached under direct Soviet tutelage. They maintained control over all of Afghanistan's major cities. During late 1990, helped by hundreds of mujahideen forces, Massoud targeted the Tajik Supreme Soviet, trying to oust communism from the neighboring Tajikistan to further destabilize the dying Soviet Union, which would also impact the Afghan government. At that time, as per Asad Durrani, the director-general of the ISI during this period, Massoud's base camp was in Garam Chashma, in Pakistan. By 1992, after the collapse of the Soviet Union, the Afghan regime eventually began to crumble. Food and fuel shortages undermined the capacities of the government's army, and a resurgence of factionalism split the regime between Khalq and Parcham supporters.
A few days after Najibullah had lost control of the nation, his army commanders and governors arranged to turn over authority to resistance commanders and local warlords throughout the country. Joint councils (shuras) were immediately established for local government, in which civil and military officials of the former government were usually included. In many cases, prior arrangements for transferring regional and local authority had been made between foes.
Collusions between military leaders quickly brought down the Kabul government. In mid-January 1992, within three weeks of the demise of the Soviet Union, Massoud was aware of conflict within the government's northern command. General Abdul Momim, in charge of the Hairatan border crossing at the northern end of Kabul's supply highway, and other non-Pashtun generals based in Mazar-i-Sharif, feared removal by Najibullah and replacement by Pashtun officers. When the generals rebelled, Abdul Rashid Dostum, who held general rank as head of the Jowzjani militia, also based in Mazar-i-Sharif, took over.
He and Massoud reached a political agreement, together with another major militia leader, Sayyed Mansour, of the Ismaili community based in Baghlan Province. These northern allies consolidated their position in Mazar-i-Sharif on March 21. Their coalition covered nine provinces in the north and northeast. As turmoil developed within the government in Kabul, no government force stood between the northern allies and the major air force base at Bagram, some seventy kilometers north of Kabul. By mid-April 1992, the Afghan air force command at Bagram had capitulated to Massoud. On March 18, 1992, Najibullah decided to resign. On April 17, as his government fell, he tried to escape but was stopped at Kabul Airport by Dostum's forces. He took refuge at the United Nations mission, where he remained unharmed until 1996, while Massoud controlled the area surrounding the mission.
Senior communist generals and officials of the Najibullah administration acted as a transitional authority to transfer power to Ahmad Shah Massoud's alliance. The Kabul interim authority invited Massoud to enter Kabul as the new Head of State, but he held back. Massoud ordered his forces, positioned to the north of Kabul, not to enter the capital until a political solution was in place. He called on all the senior Afghan party leaders, many then based in exile in Peshawar, to work out a political settlement acceptable to all sides and parties.
War in Afghanistan (1992–2001)
War in Kabul and other parts of the country (1992–1996)
Peace and power-sharing agreement (1992)
With United Nations support, most Afghan political parties decided to appoint a legitimate national government to succeed communist rule, through an elite settlement. While the external Afghan party leaders were residing in Peshawar, the military situation around Kabul involving the internal commanders was tense. A 1991 UN peace process brought about some negotiations, but the attempted elite settlement did not develop. In April 1992, resistance leaders in Peshawar tried to negotiate a settlement. Massoud supported the Peshawar process of establishing a broad coalition government inclusive of all resistance parties, but Hekmatyar sought to become the sole ruler of Afghanistan, stating, "In our country coalition government is impossible because, this way or another, it is going to be weak and incapable of stabilizing the situation in Afghanistan."
Massoud wrote:
All the parties had participated in the war, in jihad in Afghanistan, so they had to have their share in the government, and in the formation of the government. Afghanistan is made up of different nationalities. We were worried about a national conflict between different tribes and different nationalities. In order to give everybody their own rights and also to avoid bloodshed in Kabul, we left the word to the parties so they should decide about the country as a whole. We talked about it for a temporary stage and then after that the ground should be prepared for a general election.
A recorded radio communication between the two leaders showed the divide as Massoud asked Hekmatyar:
The Kabul regime is ready to surrender, so instead of the fighting we should gather. ... The leaders are meeting in Peshawar. ... The troops should not enter Kabul, they should enter later on as part of the government.
Hekmatyar's response:
We will march into Kabul with our naked sword. No one can stop us. ... Why should we meet the leaders?"
Massoud answered:
"It seems to me that you don't want to join the leaders in Peshawar nor stop your threat, and you are planning to enter Kabul ... in that case I must defend the people.
At that point Osama bin Laden, trying to mediate, urged Hekmatyar to "go back with your brothers" and to accept a compromise. Bin Laden reportedly "hated Ahmad Shah Massoud". Bin Laden was involved in ideological and personal disputes with Massoud and had sided with Gulbuddin Hekmatyar against Massoud in the inner-Afghan conflict since the late 1980s. But Hekmatyar refused to accept a compromise, confident that he would be able to gain sole power in Afghanistan.
On April 24, 1992, the leaders in Peshawar agreed on and signed the Peshawar Accord, establishing the post-communist Islamic State of Afghanistan – which was a stillborn 'state' with a paralyzed 'government' right from its inception, until its final succumbing in September 1996. The creation of the Islamic State was welcomed though by the General Assembly of the United Nations and the Islamic State of Afghanistan was recognized as the legitimate entity representing Afghanistan until June 2002, when its successor, the Islamic Republic of Afghanistan, was established under the interim government of Hamid Karzai. Under the 1992 Peshawar Accord, the Defense Ministry was given to Massoud while the Prime Ministership was given to Hekmatyar. Hekmatyar refused to sign. With the exception of Hekmatyar's Hezb-e Islami, all of the other Peshawar resistance parties were unified under this peace and power-sharing accord in April 1992.
Escalating war over Kabul (1992)
Although repeatedly offered the position of prime minister, Gulbuddin Hekmatyar refused to recognize the peace and power-sharing agreement. His Hezb-e Islami militia initiated a massive bombardment campaign against the Islamic State and the capital city Kabul. Gulbuddin Hekmatyar received operational, financial and military support from neighboring Pakistan. The Director of the Centre for Arab and Islamic Studies at the Australian National University, Amin Saikal, writes in Modern Afghanistan: A History of Struggle and Survival that without Pakistan's support, Hekmatyar "would not have been able to target and destroy half of Kabul." Saikal states that Pakistan wanted to install a favorable regime under Hekmatyar in Kabul so that it could use Afghan territory for access to Central Asia.
Hekmatyar's rocket bombardments and the parallel escalation of violent conflict between two militias, Ittihad and Wahdat, which had entered some suburbs of Kabul, led to a breakdown in law and order. Shia Iran and Sunni Wahabbi Saudi Arabia, as competitors for regional hegemony, encouraged conflict between the Ittihad and Wahdat factions. On the one side was the Shia Hazara Hezb-i Wahdat of Abdul Ali Mazari and on the other side, the Sunni Pashtun Ittihad-i Islami of Abdul Rasul Sayyaf.
According to Human Rights Watch, Iran was strongly supporting the Hezb-i Wahdat forces, with Iranian intelligence officials providing direct orders, while Saudi Arabia supported Sayyaf and his Ittihad-i Islami faction to maximize Wahhabi influence. Kabul descended into lawlessness and chaos, as described in reports by Human Rights Watch and the Afghanistan Justice Project. Massoud's Jamiat commanders, the interim government, and the International Committee of the Red Cross (ICRC) repeatedly tried to negotiate ceasefires, which broke down in only a few days. Another militia, the Junbish-i Milli of former communist general Abdul Rashid Dostum, was backed by Uzbekistan. Uzbek president Islam Karimov was keen to see Dostum controlling as much of Afghanistan as possible, especially in the north. Dostum repeatedly changed allegiances.
The Afghanistan Justice Project (AJP) says, that "while [Hekmatyar's anti-government] Hizb-i Islami is frequently named as foremost among the factions responsible for the deaths and destruction in the bombardment of Kabul, it was not the only perpetrator of these violations." According to the AJP, "the scale of the bombardment and kinds of weapons used represented disproportionate use of force" in a capital city with primarily residential areas by all the factions involved – including the government forces. Crimes were committed by individuals within the different armed factions. Gulbuddin Hekmatyar released 10,000 dangerous criminals from the main prisons into the streets of Kabul to destabilize the city and cut off Kabul from water, food and energy supplies. The Iran-controlled Wahdat of Abdul Ali Mazari, as well as the Ittihad of Abdul Rasul Sayyaf supported by Saudi Arabia, targeted civilians of the 'opposite side' in systematic atrocities. Abdul Rashid Dostum allowed crimes as a perceived payment for his troops.
Afshar operation (February 1993)
"The major criticism of Massoud's human rights record" is the escalation of the Afshar military operation in 1993. A report by the Afghanistan Justice Project describes Massoud as failing to prevent atrocities carried out by his forces and those of their factional ally, Ittihad-i Islami, against civilians on taking the suburb of Afshar during a military operation against an anti-state militia allied to Gulbuddin Hekmatyar. They shelled residential areas in the capital city in February 1993. Critics said that Massoud should have foreseen these problems. A meeting convened by Massoud on the next day ordered a halt to killing and looting, but it failed to stop abuses. Human Rights Watch, in a report based largely on the material collected by the Afghanistan Justice Project, concurs that Massoud's Jamiat forces bear a share of the responsibility for human rights abuses throughout the war, including the indiscriminate targeting of civilians in Afshar, and that Massoud was personally implicated in some of these abuses. Roy Gutman has argued that the witness reports about Afshar cited in the AJP report implicated only the Ittihad forces, and that these had not been under Massoud's direct command.
Anthony Davis, who studied and observed Massoud's forces from 1981 to 2001, reported that during the observed period, there was "no pattern of repeated killings of enemy civilians or military prisoners" by Massoud's forces. Edward Girardet, who covered Afghanistan for over three decades, was also in Kabul during the war. He states that while Massoud was able to control most of his commanders well during the anti-Soviet and anti-Taliban resistance, he was not able to control every commander in Kabul. According to this and similar testimonies, this was due to a breakdown of law and order in Kabul and a war on multiple fronts, which they say, Massoud personally had done all in his power to prevent:
Further war over Kabul (March–December 1993)
In 1993, Massoud created the Cooperative Mohammad Ghazali Culture Foundation (Bonyad-e Farhangi wa Ta'wani Mohammad-e Ghazali) to further humanitarian assistance and politically independent Afghan culture. The Ghazali Foundation provided free medical services during some days of the week to residents of Kabul who were unable to pay for medical treatment. The Ghazali Foundation's department for distribution of auxiliary goods was the first partner of the Red Cross. The Ghazali Foundation's department of family consultation was a free advisory board, which was accessible seven days a week for the indigent. Although Massoud was responsible for the financing of the foundation, he did not interfere with its cultural work. A council led the foundation and a jury, consisting of impartial university lecturers, decided on the works of artists. The Ghazali foundation enabled Afghan artists to exhibit their works at different places in Kabul, and numerous artists and authors were honoured for their works; some of them neither proponents of Massoud nor the Islamic State government.
In March 1993, Massoud resigned his government position in exchange for peace, as requested by Hekmatyar, who considered him as a personal rival. According to the Islamabad Accord, Burhanuddin Rabbani, belonging to the same party as Massoud, remained president, while Gulbuddin Hekmatyar took the long-offered position of prime minister. Two days after the Islamabad Accord was put into effect, however, Hekmatyar's allies of Hezb-e Wahdat renewed rocket attacks in Kabul.
Both the Wahhabi Pashtun Ittehad-i Islami of Abdul Rasul Sayyaf backed by Saudi Arabia and the Shia Hazara Hezb-e Wahdat supported by Iran remained involved in heavy fighting against each other. Hekmatyar was afraid to enter Kabul proper, and chaired only one cabinet meeting. The author Roy Gutman of the United States Institute of Peace wrote in How We Missed the Story: Osama bin Laden, the Taliban, and the Hijacking of Afghanistan:
Hekmatyar had become prime minister ... But after chairing one cabinet meeting, Hekmatyar never returned to the capital, fearing, perhaps, a lynching by Kabulis infuriated over his role in destroying their city. Even his close aides were embarrassed. Hekmatyar spokesman Qutbuddin Helal was still setting up shop in the prime minister's palace when the city came under Hezb[-i Islami] rocket fire late that month. "We are here in Kabul and he is rocketing us. Now we have to leave. We can't do anything," he told Massoud aides.
Hekmatyar, who was generally opposed to coalition government and struggled for undisputed power, had conflicts with other parties over the selection of cabinet members. His forces started major attacks against Kabul for one month. The President, Burhanuddin Rabbani, was attacked when he attempted to meet Hekmatyar. Massoud resumed his responsibilities as minister of defense.
In May 1993, a new effort was made to reinstate the Islamabad Accord. In August, Massoud reached out to Hekmatyar in an attempt to broaden the government. By the end of 1993, however, Hekmatyar and the former communist general and militia leader, Abdul Rashid Dostum, were involved in secret negotiations encouraged by Pakistan's secret Inter-Services Intelligence, Iran's intelligence service, and Uzbekistan's Karimov administration. They planned a coup to oust the Rabbani administration and to attack Massoud in his northern areas.
War in Kabul, Taliban arise in the south (1994)
In January 1994, Hekmatyar and Dostum mounted a bombardment campaign against the capital and attacked Massoud's core areas in the northeast. Amin Saikal writes, Hekmatyar had the following objectives in all his operations:
The first was to make sure that Rabbani and Massoud were not allowed to consolidate power, build a credible administration, or expand their territorial control, so that the country would remain divided into small fiefdoms, run by various Muajhideen leaders and local warlords or a council of such elements, with only some of them allied to Kabul. The second was to ensure the Rabbani government acquired no capacity to dispense patronage, and to dissuade the Kabul population from giving more than limited support to the government. The third was to make Kabul an unsafe city for representatives of the international community and to prevent the Rabbani government from attracting the international support needed to begin the post-war reconstruction of Afghanistan and generate a level of economic activity which would enhance its credibility and popularity.
By mid-1994, Hekmatyar and Dostum were on the defensive in Kabul against Islamic State forces led by Massoud. Southern Afghanistan had been neither under the control of foreign-backed militias nor of the government in Kabul, but was ruled by local Pashtun leaders, such as Gul Agha Sherzai, and their militias. In 1994, the Taliban (a movement originating from Jamiat Ulema-e-Islam-run religious schools for Afghan refugees in Pakistan) also developed in Afghanistan as a politico-religious force, reportedly in opposition to the tyranny of the local governor. When the Taliban took control of Kandahar in 1994, they forced the surrender of dozens of local Pashtun leaders who had presided over a situation of complete lawlessness and atrocities. In 1994, the Taliban took power in several provinces in southern and central Afghanistan.
Taliban siege of Kabul (1995–1996)
Hizb-i Islami had bombarded Kabul from January 1994 until February 1995 when the Taliban expelled Hizb from its Charasiab headquarters, after which the Taliban relaunched the bombardment of Kabul and started to besiege the town.
By early 1995, Massoud initiated a nationwide political process with the goal of national consolidation and democratic elections. He arranged a conference in three parts uniting political and cultural personalities, governors, commanders, clergymen and representatives, in order to reach a lasting agreement. Massoud's favourite for candidacy to the presidency was Dr. Mohammad Yusuf, the first democratic prime minister under Zahir Shah, the former king. In the first meeting representatives from 15 different Afghan provinces met, in the second meeting there were already 25 provinces participating.
Massoud also invited the Taliban to join the peace process wanting them to be a partner in providing stability to Afghanistan during such a process. But the Taliban, which had emerged over the course of 1994 in southern Afghanistan, were already at the doors of the capital city. Against the advice of his security personnel, Massoud went to talk to some Taliban leaders in Maidan Shar, Taliban territory. The Taliban declined to join the peace process leading towards general elections. When Massoud returned to Kabul unharmed, the Taliban leader who had received him as his guest paid with his life: he was killed by other senior Taliban for failing to assassinate Massoud while the possibility had presented itself. The Taliban, placing Kabul under a two-year siege and bombardment campaign from early 1995 onwards, in later years committed massacres against civilians, compared by United Nations observers to those that happened during the War in Bosnia.
Neighboring Pakistan exerted strong influence over the Taliban. A publication with the George Washington University describes: "Initially, the Pakistanis supported ... Gulbuddin Hekmatyar ... When Hekmatyar failed to deliver for Pakistan, the administration began to support a new movement of religious students known as the Taliban." Many analysts like Amin Saikal describe the Taliban as developing into a proxy force for Pakistan's regional interests. The Taliban started shelling Kabul in early 1995 but were defeated by forces of the Islamic State government under Ahmad Shah Massoud. Amnesty International, referring to the Taliban offensive, wrote in a 1995 report:
The Taliban's early victories in 1994 were followed by a series of defeats that resulted in heavy losses. The Taliban's first major offensive against the important western city of Herat, under the rule of Islamic state ally Ismail Khan, in February 1995 was defeated when Massoud airlifted 2,000 of his own core forces from Kabul to help defend Herat. Ahmed Rashid writes: "The Taliban had now been decisively pushed back on two fronts by the government and their political and military leadership was in disarray. Their image as potential peacemakers was badly dented, for in the eyes of many Afghans they had become nothing more than just another warlord party." International observers already speculated that the Taliban as a country-wide organization might have "run its course".
Mullah Omar, however, consolidated his control of the Taliban and with foreign help rebuilt and re-equipped his forces. Pakistan increased its support to the Taliban. Its military advisers oversaw the restructuring of Taliban forces. The country provided armored pick-up trucks and other military equipment. Saudi Arabia provided the funding. Furthermore, there was a massive influx of 25,000 new Taliban fighters, many of them recruited in Pakistan. This enabled the Taliban to capture Herat to the west of Kabul in a surprise attack against the forces of Ismail Khan in September 1995. A nearly one-year siege and bombardment campaign against Kabul, however, was again defeated by Massoud's forces.
Massoud and Rabbani meanwhile kept working on an internal Afghan peace process – successfully. By February 1996, all of Afghanistan's armed factions – except for the Taliban – had agreed to take part in the peace process and to set up a peace council to elect a new interim president. Many Pashtun areas under Taliban control had representatives also advocating for a peace agreement with the Islamic State government. But Taliban leader Mullah Omar and the Kandaharis surrounding him wanted to expand the war. At that point the Taliban leadership and their foreign supporters decided they needed to act quickly before the government could consolidate the new understanding between the parties. The Taliban moved against Jalalabad, under the control of the Pashtun Jalalabad Shura, to the east of Kabul. Part of the Jalalabad Shura was bribed with millions of dollars by the Taliban's foreign sponsors, especially Saudi Arabia, to vacate their positions. The Taliban's battle for Jalalabad was directed by Pakistani military advisers. Hundreds of Taliban crossed the Afghan-Pakistani border moving on Jalalabad from Pakistan and thereby suddenly placed to the east of Kabul. This left the capital city Kabul "wide open" to many sides as Ismail Khan had been defeated to the west, Gulbuddin Hekmatyar had vacated his positions to the south and the fall and surrender of Jalalabad had suddenly opened a new front to the east.
At that point Massoud decided to conduct a strategic retreat through a northern corridor, according to Ahmed Rashid, "knowing he could not defend [Kabul] from attacks coming from all four points of the compass. Nor did he want to lose the support of Kabul's population by fighting for the city and causing more bloodshed." On September 26, 1996, as the Taliban with military support by Pakistan and financial support by Saudi Arabia prepared for another major offensive, Massoud ordered a full retreat from Kabul. The Taliban marched into Kabul on September 27, 1996, and established the Islamic Emirate of Afghanistan. Massoud and his troops retreated to the northeast of Afghanistan which became the base for the still internationally recognized Islamic State of Afghanistan.
Resistance against the Taliban (1996–2001)
United Front against the Taliban
Ahmad Shah Massoud created the United Front (Northern Alliance) against the Taliban advance. The United Front included forces and leaders from different political backgrounds as well as from all ethnicities of Afghanistan. From the Taliban conquest in 1996 until November 2001, the United Front controlled territory in which roughly 30% of Afghanistan's population was living, in provinces such as Badakhshan, Kapisa, Takhar and parts of Parwan, Kunar, Nuristan, Laghman, Samangan, Kunduz, Ghōr and Bamyan.
Meanwhile, the Taliban imposed their repressive regime in the parts of Afghanistan under their control. Hundreds of thousands of people fled to Northern Alliance territory, Pakistan and Iran. Massoud's soldiers held some 1,200 Taliban prisoners in the Panjshir Valley, 122 of them foreign Muslims who had come to Afghanistan to fight a jihad. In 1998, after the defeat of Abdul Rashid Dostum's faction in Mazar-i-Sharif, Ahmad Shah Massoud remained the only main leader of the United Front in Afghanistan and the only leader who was able to defend vast parts of his area against the Taliban. Most major leaders including the Islamic State's President Burhanuddin Rabbani, Abdul Rashid Dostum, and others, were living in exile. During this time, commentators remarked that "The only thing standing in the way of future Taliban massacres is Ahmad Shah Massoud."
Massoud stated that the Taliban repeatedly offered him a position of power to make him stop his resistance. He declined, declaring the differences between their ideology and his own pro-democratic outlook on society to be insurmountable.
Massoud wanted to convince the Taliban to join a political process leading towards democratic elections in a foreseeable future. He also predicted that without assistance from Pakistan and external extremist groups, the Taliban would lose their hold on power.
In early 2001, the United Front employed a new strategy of local military pressure and global political appeals. Resentment was increasingly gathering against Taliban rule from the bottom of Afghan society including the Pashtun areas. At the same time, Massoud was very wary not to revive the failed Kabul government of the early 1990s. Already in 1999 the United Front leadership ordered the training of police forces specifically to keep order and protect the civilian population in case the United Front would be successful.
Cross-factional negotiations
From 1999 onwards, a renewed process was set into motion by the Tajik Ahmad Shah Massoud and the Pashtun Abdul Haq to unite all the ethnicities of Afghanistan. Massoud united the Tajiks, Hazara and Uzbeks as well as several Pashtun commanders under his United Front. Besides meeting with Pashtun tribal leaders and acting as a point of reference, Abdul Haq received increasing numbers of Pashtun Taliban themselves who were secretly approaching him. Some commanders who had worked for the Taliban military apparatus agreed to the plan to topple the Taliban regime as the Taliban lost support even among the Pashtuns. Senior diplomat and Afghanistan expert Peter Tomsen wrote that "[t]he 'Lion of Kabul' [Abdul Haq] and the 'Lion of Panjshir' [Ahmad Shah Massoud] would make a formidable anti-Taliban team if they combined forces. Haq, Massoud, and Karzai, Afghanistan's three leading moderates, could transcend the Pashtun – non-Pashtun, north-south divide." Steve Coll referred to this plan as a "grand Pashtun-Tajik alliance". The senior Hazara and Uzbek leaders took part in the process just like later Afghan president Hamid Karzai. They agreed to work under the banner of the exiled Afghan king Zahir Shah in Rome.
In November 2000, leaders from all ethnic groups were brought together in Massoud's headquarters in northern Afghanistan, travelling from other parts of Afghanistan, Europe, the United States, Pakistan and India to discuss a Loya Jirga for a settlement of Afghanistan's problems and to discuss the establishment of a post-Taliban government. In September 2001, an international official who met with representatives of the alliance remarked, "It's crazy that you have this today ... Pashtuns, Tajiks, Uzbeks, Hazara ... They were all ready to buy in to the process".
In early 2001, Ahmad Shah Massoud with leaders from all ethnicities of Afghanistan addressed the European Parliament in Brussels, asking the international community to provide humanitarian aid to the people of Afghanistan. He stated that the Taliban and al-Qaeda had introduced "a very wrong perception of Islam" and that without the support of Pakistan and Bin Laden the Taliban would not be able to sustain their military campaign for up to a year. On that visit to Europe, he also warned the U.S. about Bin Laden.
The areas of Massoud
Life in the areas under direct control of Massoud was different from the life in the areas under Taliban or Dostum's control. In contrast to the time of chaos in which all structures had collapsed in Kabul, Massoud was able to control most of the troops under his direct command well during the period starting in late 1996. Massoud always controlled the Panjshir, Takhar, parts of Parwan and Badakhshan during the war. Some other provinces (notably Kunduz, Baghlan, Nuristan and the north of Kabul) were captured by his forces from the Taliban and lost again from time to time as the frontlines varied.
Massoud created democratic institutions which were structured into several committees: political, health, education and economic. Still, many people came to him personally when they had a dispute or problem and asked him to solve their problems.
In September 2000, Massoud signed the Declaration of the Essential Rights of Afghan Women drafted by Afghan women. The declaration established gender equality in front of the law and the right of women to political participation, education, work, freedom of movement and speech. In the areas of Massoud, women and girls did not have to wear the Afghan burqa by law. They were allowed to work and to go to school. Although it was a time of war, girls' schools were operating in some districts. In at least two known instances, Massoud personally intervened against cases of forced marriage in favour of the women to make their own choice.
While it was Massoud's stated personal conviction that men and women are equal and should enjoy the same rights, he also had to deal with Afghan traditions which he said would need a generation or more to overcome. In his opinion, that could only be achieved through education. Author Pepe Escobar wrote in Asia Times:
Humayun Tandar, who took part as an Afghan diplomat in the 2001 International Conference on Afghanistan in Bonn, said that "strictures of language, ethnicity, region were [also] stifling for Massoud. That is why ... he wanted to create a unity which could surpass the situation in which we found ourselves and still find ourselves to this day." This applied also to strictures of religion. Jean-José Puig describes how Massoud often led prayers before a meal or at times asked his fellow Muslims to lead the prayer but also did not hesitate to ask the Jewish Princeton Professor Michael Barry or his Christian friend Jean-José Puig: "Jean-José, we believe in the same God. Please, tell us the prayer before lunch or dinner in your own language."
International relations
U.S. policy regarding Massoud, the Taliban and Afghanistan remained ambiguous and differed between the various U.S. government agencies.
In 1997, U.S. State Department's Robin Raphel suggested to Massoud he should surrender to the Taliban. He soundly rejected the proposal.
At one point in the war, in 1997, two top foreign policy officials in the Clinton administration flew to northern Afghanistan in an attempt to convince Massoud not to take advantage of a strategic opportunity to make crucial gains against the Taliban.
In 1998, a U.S. Defense Intelligence Agency analyst, Julie Sirrs, visited Massoud's territories privately, having previously been denied official permission to do so by her agency. She reported that Massoud had conveyed warnings about strengthened ties between the Taliban and foreign Islamist terrorists. Returning home, she was sacked from her agency for insubordination, because at that time the U.S. administration had no trust in Massoud.
In the meantime, the only collaboration between Massoud and another U.S. intelligence service, the Central Intelligence Agency (CIA), consisted of an effort to trace Osama bin Laden following the 1998 embassy bombings. The U.S. and the European Union provided no support to Massoud for the fight against the Taliban.
A change of policy, lobbied for by CIA officers on the ground who had visited the area of Massoud, regarding support to Massoud, was underway in the course of 2001. According to Steve Coll's book Ghost Wars (who won the 2005 Pulitzer Prize for General Non-Fiction):
U.S. Congressman Dana Rohrabacher also recalled:
[B]etween Bush's inauguration and 9/11, I met with the new national security staff on 3 occasions, including one meeting with Condoleezza Rice to discuss Afghanistan. There were, in fact, signs noted in an overview story in The Washington Post about a month ago that some steps were being made to break away from the previous administration's Afghan policy.
CIA lawyers, working with officers in the Near East Division and Counterterrorist Center, began to draft a formal, legal presidential finding for Bush's signature authorizing a new covert action program in Afghanistan, the first in a decade that sought to influence the course of the Afghan war in favour of Massoud. This change in policy was finalized in August 2001 when it was too late.
After Pakistan had funded, directed and supported the Taliban's rise to power in Afghanistan, Massoud and the United Front received some assistance from India. The assistance provided by India was extensive, including uniforms, ordnance, mortars, small armaments, refurbished Kalashnikovs, combat and winter clothes, as well as funds. India was particularly concerned about Pakistan's Taliban strategy and the Islamic militancy in its neighborhood; it provided U.S.$70 million in aid including two Mi-17 helicopters, three additional helicopters in 2000 and US$8 million worth of high-altitude equipment in 2001. Also In the 1990s, India had run a field hospital at Farkor on the Tajik-Afghan border to treat wounded fighters from the then Northern Alliance that was battling the Taliban regime in Afghanistan.
It was at the very same hospital that the Northern Alliance leader Ahmed Shah Masood was pronounced dead after being assassinated just two days before the 9/11 terror strikes in 2001. Furthermore, the alliance supposedly also received minor aid from Tajikistan, Russia and Iran because of their opposition to the Taliban and the Pakistani control over the Taliban's Emirate. Their support, however, remained limited to the most needed things. Meanwhile, Pakistan engaged up to 28,000 Pakistani nationals and regular Pakistani army troops to fight alongside the Taliban and Al Qaeda forces against Massoud.
In April 2001, the president of the European Parliament, Nicole Fontaine (who called Massoud the "pole of liberty in Afghanistan"), invited Massoud with the support of French and Belgian politicians to address the European Parliament in Brussels, Belgium. In his speech, he asked for humanitarian aid for the people of Afghanistan. Massoud further went on to warn that his intelligence agents had gained limited knowledge about a large-scale terrorist attack on U.S. soil being imminent.
Assassination
Massoud, then aged 48, was the target of an assassination plot in Khwājah Bahā ud Dīn (Khvājeh Bahāuḏḏīn), Takhar Province in northeastern Afghanistan on September 9, 2001. The attackers' names were alternately given as Dahmane Abd al-Sattar, husband of Malika El Aroud, and Bouraoui el-Ouaer; or 34-year-old Karim Touzani and 26-year-old Kacem Bakkali.
The attackers claimed to be Belgians originally from Morocco. According to Le Monde they transited through the municipality of Molenbeek. Their passports turned out to be stolen and their nationality was later determined to be Tunisian. Waiting for almost three weeks (during which they also interviewed Burhanuddin Rabbani and Abdul Rasul Sayyaf) for an interview opportunity, on September 8, 2001, an aide to Massoud recalls the would-be suicide attackers "were so worried" and threatened to leave if the interview did not happen in the next 24 hours (until September 10, 2001). They were finally granted an interview. During the interview, they set off a bomb composed of explosives hidden in the camera and in a battery-pack belt. Massoud died in a helicopter that was taking him to an Indian military field hospital at Farkhor in nearby Tajikistan. The explosion also killed Mohammed Asim Suhail, a United Front official, while Mohammad Fahim Dashty and Massoud Khalili were injured. One of the suicide attackers, Bouraoui, was killed by the explosion, while Dahmane Abd al-Sattar was captured and shot while trying to escape.
Despite initial denials by the United Front, news of Massoud's death was reported almost immediately, appearing on the BBC, and in European and North American newspapers on September 10, 2001. On September 16, the United Front officially announced that Massoud had died of injuries in the suicide attack. Massoud was buried in his home village of Bazarak in the Panjshir Valley. The funeral, although in a remote rural area, was attended by hundreds of thousands of people.
Massoud had survived assassination attempts over a period of 26 years, including attempts made by al-Qaeda, the Taliban, the Pakistani ISI and before them the Soviet KGB, the Afghan communist KHAD and Hekmatyar. The first attempt on Massoud's life was carried out by Hekmatyar and two Pakistani ISI agents in 1975 when Massoud was 22 years old. In early 2001, al-Qaeda would-be assassins were captured by Massoud's forces while trying to enter his territory.
Connection to September 11, 2001
The assassination of Massoud is considered to have a strong connection to the September 11 attacks in 2001 on U.S. soil, which killed nearly 3,000 people. It appeared to have been the major terrorist attack which Massoud had warned against in his speech to the European Parliament several months earlier.
In late 2001, a computer was seized that was stolen from an office used by al-Qaeda immediately after the fall of Kabul in November. This computer was mainly used by Aiman al-Zawahri and contained the letter with the interview request for Massoud. The two assassins had completed military training in training camps in Afghanistan at the end of 2000 and were selected for the suicide mission in the spring or early summer of the following year. The Afghan publicist Waheed Muzhda, who worked for the Taliban in the Foreign Ministry, confirmed the two assassins met with al-Qaeda officials in Kandahar and bin Laden and al-Zawahri saw them off when they left. Following the assassination, bin Laden had an emissary deliver Dahmane Abd al-Sattar's widow a letter with $500 in an envelope to settle a debt. An al-Qaeda magazine in Saudi Arabia later published a biography of Youssef al-Aayyiri, who headed al-Qaeda's operations in Saudi Arabia from 2002, which described al-Qaeda's involvement in Massoud's assassination. Osama bin Laden commissioned the assassination attempt to appease the Taliban because of the imminent terrorist attacks in the US, which would cause serious problems for the Taliban.
The Taliban denied any involvement in Massoud's assassination, and it is very unlikely that they were privy to the assassination plans. There were a few minor attacks by the Taliban after the attack, but no major offensive.
Investigative commission
In April 2003, the Karzai administration created a commission to investigate the assassination of Massoud. In 2003, French investigators and the FBI were able to trace the provenance of the camera used in the assassination, which had been stolen in France some time earlier.
Legacy
National Hero of Afghanistan
Massoud was the only chief Afghan leader who never left Afghanistan in the fight against the Soviet Union and later in the fight against the Taliban Emirate. In the areas under his direct control, such as Panjshir, some parts of Parwan and Takhar, Massoud established democratic institutions. One refugee who cramped his family of 27 into an old jeep to flee from the Taliban to the area of Massoud described Massoud's territory in 1997 as "the last tolerant corner of Afghanistan".
In 2001, the Afghan interim government under president Hamid Karzai officially awarded Massoud the title of "Hero of the Afghan Nation". One analyst in 2004 said:
One man holds a greater political punch than all 18 living [Afghan] presidential candidates combined. Though already dead for three years.... Since his death on September 9, 2001 at the hands of two al Qaeda-linked Islamic radicals, Massoud has been transformed from mujahedin to national heroif not saint. Pictures of Massoud, the Afghan mujahedin who battled the Soviets, other warlords, and the Taliban for more than 20 years, vastly outnumber those of any other Afghan including those of Karzai.
Today Panjshir, the home of Massoud,
is arguably the most peaceful place in the entire country. A small US military reconstruction team is based here, but there are none of the signs of foreign occupation that exist elsewhere. Even Afghan soldiers are few and far between. Instead, the people like to boast about how they keep their own security.
A Massoud Foundation was established in 2003, to provide humanitarian assistance to Afghans, especially in the fields of health care and education. It also runs programs in the fields of culture, construction, agriculture and welfare.
A major road in Kabul was named Great Massoud Road.
A monument to Massoud was installed outside the US Embassy.
A street in New Delhi, India, is named after Ahmad Shah Massoud. It is the first time that such an honour has been extended to a leader from that country as part of close ties between Afghanistan and India.
Magpul Massoud was a 7.62 NATO rifle produced by Magpul which was named after himself.
The road near the Afghanistan Embassy is a "symbol of ties" that binds the two nations that have always "enjoyed excellent relations".
His friend Abdullah Abdullah said that Massoud was different from the other guerilla leaders. "He is a hero who led a clear struggle for the values of the people".
In a 2001 mourning ceremony at Moscow to honour the memory of Ahmad Shah Massoud, one-time foe Colonel Abdul Qadir stated: "Though Massoud and I used to be enemies, I am sure he deserves great respect as an outstanding military leader and, first of all, as a patriot of his country".
Lion of Panjshir
Massoud's byname, "Lion of Panjshir" (, "Shir-e-Panjshir"), earned for his role during the Soviet occupation, is a rhyming play on words in Persian, as the name of the valley means "five lions".
The Wall Street Journal referred to Massoud as "The Afghan Who Won the Cold War", referring to the global significance of the Soviet defeat in Afghanistan for the subsequent collapse of the Eastern Bloc.
Honors outside Afghanistan
In 2007, the government of India decided to name a road in New Delhi's Chanakyapuri district after Massoud.
In February 2021, the Council of Paris in France honored Massoud by installing a plaque in the 8th arrondissement of Paris. The decision reflected Massoud's unique connections with France. In March 2021, the Mayor of Paris named a pathway in the Champs-Élysées gardens after Massoud. The ceremony was attended by Massoud's son and former president Hamid Karzai.
Civilian orders
Tajikistan: Order of Ismoili Somoni – posthumously awarded on September 2, 2021.
Views on Pakistan and potential al-Qaeda attacks
Although Pakistan were supporting the mujahideen groups during the Soviet-Afghan War, Ahmad Shah Massoud increasingly distrusted the Pakistanis and eventually kept his distance from them. In a 1999 interview, Massoud says "They [Pakistan] are trying to turn us into a colony. Without them there would be no war".
In the spring 2001, Ahmad Shah Massoud addressed the European Parliament in Brussels, saying that Pakistan was behind the situation in Afghanistan. He also said that he believed that, without the support of Pakistan, Osama bin Laden, and Saudi Arabia, the Taliban would not be able to sustain their military campaign for up to a year. He said the Afghan population was ready to rise against them. Addressing the United States specifically, he warned that should the U.S. not work for peace in Afghanistan and put pressure on Pakistan to cease their support to the Taliban, the problems of Afghanistan would soon become the problems of the U.S. and the world.
Declassified Defense Intelligence Agency (DIA) documents from November 2001 show that Massoud had gained "limited knowledge... regarding the intentions of al-Qaeda to perform a terrorist act against the U.S. on a scale larger than the 1998 bombing of the U.S. embassies in Kenya and Tanzania." They noted that he warned about such attacks.
Succession and resistance to Taliban by his son
In September 2019, his son Ahmad Massoud was declared as his successor. Following the 2021 Taliban offensive and the Fall of Kabul, Massoud allied with self-proclaimed acting president Amrullah Saleh and established the National Resistance Front of Afghanistan to the Taliban in the Panjshir Valley. Massoud called for West's support to resist the Taliban.
Personal life
Massoud was married to Sediqa Massoud. They had one son, Ahmad Massoud (born in 1989) and five daughters (Fatima born in 1992, Mariam born in 1993, Ayesha born in 1995, Zohra born in 1996 and Nasrine born in 1998). In 2005 Sediqa Massoud published a personal account on her life with Massoud (co-authored by two women's rights activists and friends of Sediqa Massoud, Chékéba Hachemi and ) called "Pour l'amour de Massoud" (For the love of Massoud), in which she describes a decent and loving husband.
Massoud liked reading and had a library of 3,000 books at his home in Panjshir. He used to read the works of revolutionaries Mao Zedong and Che Guevara, and was a great admirer of Charles de Gaulle, founder of the French Fifth Republic. Massoud said his favorite author was Victor Hugo and he was also a fan of classical Persian poetry, including the works of Bidel and Hafez. He was keen at playing football and chess.
Massoud's reputation for fearlessness is illustrated by a story about him told in Afghanistan, which cannot be confirmed. Once, while inspecting the front lines with a deputy, Massoud's driver had become lost and driven into the middle of a Taliban encampment. In tremendous peril, since he was recognized immediately, Massoud demanded to see the Taliban commander, making polite conversation for just long enough to bluff that he had arrived intentionally and not accidentally. The confused Taliban allowed him to leave.
Massoud's family since his death have had a great deal of prestige in the politics of Afghanistan. One of his six brothers, Ahmad Zia Massoud, was the Vice President of Afghanistan from 2004 until 2009 under the first democratically elected government of Afghanistan. Unsuccessful attempts have been made on the life of Ahmad Zia Massoud in 2004 and late 2009. The Associated Press reported that eight Afghans died in the attempt on Ahmad Zia Massoud's life. Ahmad Zia Massoud leads the National Front of Afghanistan (a United Front group). Another brother, Ahmad Wali Massoud, was Afghanistan's Ambassador to the United Kingdom from 2002 to 2006. He was a member of Abdullah Abdullah's National Coalition of Afghanistan (another United Front group).
In literature
Essay
Sebastian Junger, one of the last Western journalists to interview Massoud in depth, featured him in an essay in his 2002 collection, Fire.
Fiction
Massoud is the subject of Ken Follett's 1986 novel Lie Down With Lions, about the Soviet-Afghan War.
He also is featured as a historical figure in James McGee's 1989 thriller, Crow's War.
Massoud is the subject of Olivier Weber's novel Massoud's Confession, about the Islam of Enlightenment and the need to reform religious practices.
Massoud is played by Mido Hamada in the 2006 miniseries The Path to 9/11.
Notes
References
Further reading
Sandy Gall (2021): Afghan Napoleon: The Life of Ahmad Shah Massoud. London: Haus Publishing. ISBN 978-1-913368-22-7.
Marcela Grad (2009): Massoud: An Intimate Portrait of the Legendary Afghan Leader; Webster University Press, 310pp
Sediqa Massoud with Chékéba Hachemi and Marie-Francoise Colombani (2005): Pour l'amour de Massoud; Document XO Editions, 265pp (in French)
Amin Saikal (2006): Modern Afghanistan: A History of Struggle and Survival; I. B. Tauris, 352pp ("One of the "Five Best" Books on Afghanistan" – The Wall Street Journal)
Roy Gutman (2008): How We Missed the Story: Osama Bin Laden, the Taliban and the Hijacking of Afghanistan; United States Institute of Peace Press, 304pp
Coll, Steve (2004): Ghost Wars: The Secret History of the CIA, Afghanistan and Bin Laden, from the Soviet Invasion to September 9, 2001; Penguin Press, 695pp, . (won the 2005 Pulitzer Prize for General Non-Fiction)
Stephen Tanner: Afghanistan: A Military History from Alexander the Great to the Fall of the Taliban
Christophe de Ponfilly (2001): Massoud l'Afghan; Gallimard, 437pp (in French)
Gary W. Bowersox (2004): The Gem Hunter-True Adventures of an American in Afghanistan; Geovision, Inc. (January 22, 2004), .
Olivier Weber (2001): Le Faucon afghan; Robert Laffont
Olivier Weber (2001, with Reza): Afghan eternities; Le Chene/ UNESCO
Gary C. Schroen (2005): 'First In' An Insiders Account of How The CIA Spearheaded the War on Terror in Afghanistan; New York: Presidio Press/Ballantine Books, .
Peter Bergen: Holy War, Inc.
Ahmed Rashid: TALIBAN – The Story of the Afghan Warlords; .
A. R. Rowan: On The Trail Of A Lion: Ahmed Shah Massoud, Oil Politics and Terror
MaryAnn T. Beverly (2007): From That Flame; Kallisti Publishing
Roger Plunk: The Wandering Peacemaker
References to Massoud appear in the book "A Thousand Splendid Suns" by Khaled Hosseini.
References to Massoud appear in the book "Sulla rotta dei ribelli" by Emilio Lonardo; .
Kara Kush, London: William Collins Sons and Co., Ltd., 1986. The novel Kara Kush by Idries Shah is rumored to be loosely based on the exploits of Massoud during the Afghan-Soviet War
Olivier Weber (2013): Massoud's Confession; Flammarion.
External links
Interviews
The Last Interview with Ahmad Shah Massoud Piotr Balcerowicz, early August 2001
Obituaries and articles
Remembering Massoud, a fighter for peace, The New York Times, September 10, 2002
60 Years of Asian Heroes: Ahmad Shah Massoud Time, 2006
Profile: Afghanistan's 'Lion Of Panjshir' Radio Free Europe/Radio Liberty, September 5, 2006
Afghan Commander Massoud, Killed on Eve of 9/11 Attacks, is a National Hero by The LA Times, September 22, 2010
Documentaries/Panegyrics
An 18-minute video, 'Starving to Death', about Massoud defending Kabul against the Taliban siege in March 1996. With horrifying pictures of civilian war victims. By Journeyman Pictures/Journeyman.tv. Retrieved on YouTube, June 27, 2018.
Reza and Olivier Weber on Massoud, National Geographic
'Afghanistan Revealed' (2000) | SnagFilms . A portrait of Massoud by National Geographic photographer Reza Deghati, cinematographer Stephen Cocklin, and writer Sebastian Junger
[Dead link, on National Geographic:] A Film Screening and Panel Discussion Focusing on the Middle East and Afghanistan
1953 births
2001 deaths
Afghan guerrillas
Afghan guerrillas killed in action
Afghan politicians
Afghan Sunni Muslims
Afghan Tajik people
Assassinated Afghan politicians
Assassinated military personnel
Deaths by suicide bomber
Defence ministers of Afghanistan
Guerrilla warfare theorists
Military personnel killed in action
Mujahideen members of the Soviet–Afghan War
People killed by al-Qaeda
People murdered in Afghanistan
2000s assassinated politicians in Asia |
2178 | https://en.wikipedia.org/wiki/Atlantis | Atlantis | Atlantis () is a fictional island mentioned in Plato's works Timaeus and Critias as part of an allegory on the hubris of nations. In the story, Atlantis is described as a naval empire that ruled all Western parts of the known world, making it the literary counter-image of the Achaemenid Empire. After an ill-fated attempt to conquer "Ancient Athens," Atlantis falls out of favor with the deities and submerges into the Atlantic Ocean. Since Plato describes Athens as resembling his ideal state in the Republic, the Atlantis story is meant to bear witness to the superiority of his concept of a state.
Despite its minor importance in Plato's work, the Atlantis story has had a considerable impact on literature. The allegorical aspect of Atlantis was taken up in utopian works of several Renaissance writers, such as Francis Bacon's New Atlantis and Thomas More's Utopia. On the other hand, nineteenth-century amateur scholars misinterpreted Plato's narrative as historical tradition, most famously Ignatius L. Donnelly in his Atlantis: The Antediluvian World. Plato's vague indications of the time of the events (more than 9,000 years before his time) and the alleged location of Atlantis ("beyond the Pillars of Hercules") gave rise to much pseudoscientific speculation. As a consequence, Atlantis has become a byword for any and all supposed advanced prehistoric lost civilizations and continues to inspire contemporary fiction, from comic books to films.
While present-day philologists and classicists agree on the story's fictional nature, there is still debate on what served as its inspiration. Plato is known to have freely borrowed some of his allegories and metaphors from older traditions, as he did with the story of Gyges. This led a number of scholars to suggest possible inspiration of Atlantis from Egyptian records of the Thera eruption, the Sea Peoples invasion, or the Trojan War. Others have rejected this chain of tradition as implausible and insist that Plato created an entirely fictional account, drawing loose inspiration from contemporary events such as the failed Athenian invasion of Sicily in 415–413 BC or the destruction of Helike in 373 BC.
Plato's dialogues
Timaeus
The only primary sources for Atlantis are Plato's dialogues Timaeus and Critias; all other mentions of the island are based on them. The dialogues claim to quote Solon, who visited Egypt between 590 and 580 BC; they state that he translated Egyptian records of Atlantis. Plato introduced Atlantis in Timaeus, written in 360 BC:
The four people appearing in those two dialogues are the politicians Critias and Hermocrates as well as the philosophers Socrates and Timaeus of Locri, although only Critias speaks of Atlantis. In his works Plato makes extensive use of the Socratic method in order to discuss contrary positions within the context of a supposition.
The Timaeus begins with an introduction, followed by an account of the creations and structure of the universe and ancient civilizations. In the introduction, Socrates muses about the perfect society, described in Plato's Republic (), and wonders if he and his guests might recollect a story which exemplifies such a society. Critias mentions a tale he considered to be historical, that would make the perfect example, and he then follows by describing Atlantis as is recorded in the Critias. In his account, ancient Athens seems to represent the "perfect society" and Atlantis its opponent, representing the very antithesis of the "perfect" traits described in the Republic.
Critias
According to Critias, the Hellenic deities of old divided the land so that each deity might have their own lot; Poseidon was appropriately, and to his liking, bequeathed the island of Atlantis. The island was larger than Ancient Libya and Asia Minor combined, but it was later sunk by an earthquake and became an impassable mud shoal, inhibiting travel to any part of the ocean. Plato asserted that the Egyptians described Atlantis as an island consisting mostly of mountains in the northern portions and along the shore and encompassing a great plain in an oblong shape in the south "extending in one direction three thousand stadia [about 555 km; 345 mi], but across the center inland it was two thousand stadia [about 370 km; 230 mi]." Fifty stadia [9 km; 6 mi] from the coast was a mountain that was low on all sides ... broke it off all round about ... the central island itself was five stades in diameter [about 0.92 km; 0.57 mi].
In Plato's metaphorical tale, Poseidon fell in love with Cleito, the daughter of Evenor and Leucippe, who bore him five pairs of male twins. The eldest of these, Atlas, was made rightful king of the entire island and the ocean (called the Atlantic Ocean in his honor), and was given the mountain of his birth and the surrounding area as his fiefdom. Atlas's twin Gadeirus, or Eumelus in Greek, was given the extremity of the island toward the pillars of Hercules. The other four pairs of twins—Ampheres and Evaemon, Mneseus and Autochthon, Elasippus and Mestor, and Azaes and Diaprepes—were also given "rule over many men, and a large territory."
Poseidon carved the mountain where his love dwelt into a palace and enclosed it with three circular moats of increasing width, varying from one to three stadia and separated by rings of land proportional in size. The Atlanteans then built bridges northward from the mountain, making a route to the rest of the island. They dug a great canal to the sea, and alongside the bridges carved tunnels into the rings of rock so that ships could pass into the city around the mountain; they carved docks from the rock walls of the moats. Every passage to the city was guarded by gates and towers, and a wall surrounded each ring of the city. The walls were constructed of red, white, and black rock, quarried from the moats, and were covered with brass, tin, and the precious metal orichalcum, respectively.
According to Critias, 9,000 years before his lifetime a war took place between those outside the Pillars of Hercules at the Strait of Gibraltar and those who dwelt within them. The Atlanteans had conquered the parts of Libya within the Pillars of Hercules, as far as Egypt, and the European continent as far as Tyrrhenia, and had subjected its people to slavery. The Athenians led an alliance of resistors against the Atlantean empire, and as the alliance disintegrated, prevailed alone against the empire, liberating the occupied lands.
The logographer Hellanicus of Lesbos wrote an earlier work entitled Atlantis, of which only a few fragments survive. Hellanicus' work appears to have been a genealogical one concerning the daughters of Atlas (Ἀτλαντὶς in Greek means "of Atlas"), but some authors have suggested a possible connection with Plato's island. John V. Luce notes that when Plato writes about the genealogy of Atlantis's kings, he writes in the same style as Hellanicus, suggesting a similarity between a fragment of Hellanicus's work and an account in the Critias. Rodney Castleden suggests that Plato may have borrowed his title from Hellanicus, who may have based his work on an earlier work about Atlantis.
Castleden has pointed out that Plato wrote of Atlantis in 359 BC, when he returned to Athens from Sicily. He notes a number of parallels between the physical organisation and fortifications of Syracuse and Plato's description of Atlantis. Gunnar Rudberg was the first who elaborated upon the idea that Plato's attempt to realize his political ideas in the city of Syracuse could have heavily inspired the Atlantis account.
Interpretations
Ancient
Some ancient writers viewed Atlantis as fictional or metaphorical myth; others believed it to be real. Aristotle believed that Plato, his teacher, had invented the island to teach philosophy. The philosopher Crantor, a student of Plato's student Xenocrates, is cited often as an example of a writer who thought the story to be historical fact. His work, a commentary on Timaeus, is lost, but Proclus, a Neoplatonist of the fifth century AD, reports on it. The passage in question has been represented in the modern literature either as claiming that Crantor visited Egypt, had conversations with priests, and saw hieroglyphs confirming the story, or, as claiming that he learned about them from other visitors to Egypt. Proclus wrote:
The next sentence is often translated "Crantor adds, that this is testified by the prophets of the Egyptians, who assert that these particulars [which are narrated by Plato] are written on pillars which are still preserved." But in the original, the sentence starts not with the name Crantor but with the ambiguous He; whether this referred to Crantor or to Plato is the subject of considerable debate. Proponents of both Atlantis as a metaphorical myth and Atlantis as history have argued that the pronoun refers to Crantor.
Alan Cameron argues that the pronoun should be interpreted as referring to Plato, and that, when Proclus writes that "we must bear in mind concerning this whole feat of the Athenians, that it is neither a mere myth nor unadorned history, although some take it as history and others as myth", he is treating "Crantor's view as mere personal opinion, nothing more; in fact he first quotes and then dismisses it as representing one of the two unacceptable extremes".
Cameron also points out that whether he refers to Plato or to Crantor, the statement does not support conclusions such as Otto Muck's "Crantor came to Sais and saw there in the temple of Neith the column, completely covered with hieroglyphs, on which the history of Atlantis was recorded. Scholars translated it for him, and he testified that their account fully agreed with Plato's account of Atlantis" or J. V. Luce's suggestion that Crantor sent "a special enquiry to Egypt" and that he may simply be referring to Plato's own claims.
Another passage from the commentary by Proclus on the Timaeus gives a description of the geography of Atlantis:
Marcellus remains unidentified.
Other ancient historians and philosophers who believed in the existence of Atlantis were Strabo and Posidonius. Some have theorized that, before the sixth century BC, the "Pillars of Hercules" may have applied to mountains on either side of the Gulf of Laconia, and also may have been part of the pillar cult of the Aegean. The mountains stood at either side of the southernmost gulf in Greece, the largest in the Peloponnese, and it opens onto the Mediterranean Sea. This would have placed Atlantis in the Mediterranean, lending credence to many details in Plato's discussion.
The fourth-century historian Ammianus Marcellinus, relying on a lost work by Timagenes, a historian writing in the first century BC, writes that the Druids of Gaul said that part of the inhabitants of Gaul had migrated there from distant islands. Some have understood Ammianus's testimony as a claim that at the time of Atlantis's sinking into the sea, its inhabitants fled to western Europe; but Ammianus, in fact, says that "the Drasidae (Druids) recall that a part of the population is indigenous but others also migrated in from islands and lands beyond the Rhine" (Res Gestae 15.9), an indication that the immigrants came to Gaul from the north (Britain, the Netherlands, or Germany), not from a theorized location in the Atlantic Ocean to the south-west. Instead, the Celts who dwelled along the ocean were reported to venerate twin gods, (Dioscori), who appeared to them coming from that ocean.
Jewish and Christian
During the early first century, the Hellenistic Jewish philosopher Philo wrote about the destruction of Atlantis in his On the Eternity of the World, xxvi. 141, in a longer passage allegedly citing Aristotle's successor Theophrastus:
The theologian Joseph Barber Lightfoot (Apostolic Fathers, 1885, II, p. 84) noted on this passage: "Clement may possibly be referring to some known, but hardly accessible land, lying without the pillars of Hercules. But more probably he contemplated some unknown land in the far west beyond the ocean, like the fabled Atlantis of Plato ..."
Other early Christian writers wrote about Atlantis, although they had mixed views on whether it once existed or was an untrustworthy myth of pagan origin. Tertullian believed Atlantis was once real and wrote that in the Atlantic Ocean once existed "[the isle] that was equal in size to Libya or Asia" referring to Plato's geographical description of Atlantis. The early Christian apologist writer Arnobius also believed Atlantis once existed, but blamed its destruction on pagans.
Cosmas Indicopleustes in the sixth century wrote of Atlantis in his Christian Topography in an attempt to prove his theory that the world was flat and surrounded by water:
Modern
Aside from Plato's original account, modern interpretations regarding Atlantis are an amalgamation of diverse, speculative movements that began in the sixteenth century, when scholars began to identify Atlantis with the New World. Francisco Lopez de Gomara was the first to state that Plato was referring to America, as did Francis Bacon and Alexander von Humboldt; Janus Joannes Bircherod said in 1663 orbe novo non-novo ("the New World is not new"). Athanasius Kircher accepted Plato's account as literally true, describing Atlantis as a small continent in the Atlantic Ocean.
Contemporary perceptions of Atlantis share roots with Mayanism, which can be traced to the beginning of the Modern Age, when European imaginations were fueled by their initial encounters with the indigenous peoples of the Americas. From this era sprang apocalyptic and utopian visions that would inspire many subsequent generations of theorists.
Most of these interpretations are considered pseudohistory, pseudoscience, or pseudoarchaeology, as they have presented their works as academic or scientific, but lack the standards or criteria.
The Flemish cartographer and geographer Abraham Ortelius is believed to have been the first person to imagine that the continents were joined before drifting to their present positions. In the 1596 edition of his Thesaurus Geographicus he wrote: "Unless it be a fable, the island of Gadir or Gades will be the remaining part of the island of Atlantis or America, which was not sunk (as Plato reports in the Timaeus) so much as torn away from Europe and Africa by earthquakes and flood... The traces of the ruptures are shown by the projections of Europe and Africa and the indentations of America in the parts of the coasts of these three said lands that face each other to anyone who, using a map of the world, carefully considered them. So that anyone may say with Strabo in Book 2, that what Plato says of the island of Atlantis on the authority of Solon is not a figment."
Early influential literature
The term "utopia" (from "no place") was coined by Sir Thomas More in his sixteenth-century work of fiction Utopia. Inspired by Plato's Atlantis and travelers' accounts of the Americas, More described an imaginary land set in the New World. His idealistic vision established a connection between the Americas and utopian societies, a theme that Bacon discussed in The New Atlantis (). A character in the narrative gives a history of Atlantis that is similar to Plato's and places Atlantis in America. People had begun believing that the Mayan and Aztec ruins could possibly be the remnants of Atlantis.
Impact of Mayanism
Much speculation began as to the origins of the Maya, which led to a variety of narratives and publications that tried to rationalize the discoveries within the context of the Bible and that had undertones of racism in their connections between the Old and New World. The Europeans believed the indigenous people to be inferior and incapable of building that which was now in ruins and by sharing a common history, they insinuated that another race must have been responsible.
In the middle and late nineteenth century, several renowned Mesoamerican scholars, starting with Charles Étienne Brasseur de Bourbourg, and including Edward Herbert Thompson and Augustus Le Plongeon, formally proposed that Atlantis was somehow related to Mayan and Aztec culture.
The French scholar Brasseur de Bourbourg traveled extensively through Mesoamerica in the mid-1800s, and was renowned for his translations of Mayan texts, most notably the sacred book Popol Vuh, as well as a comprehensive history of the region. Soon after these publications, however, Brasseur de Bourbourg lost his academic credibility, due to his claim that the Maya peoples had descended from the Toltecs, people he believed were the surviving population of the racially superior civilization of Atlantis. His work combined with the skillful, romantic illustrations of Jean Frederic Waldeck, which visually alluded to Egypt and other aspects of the Old World, created an authoritative fantasy that excited much interest in the connections between worlds.
Inspired by Brasseur de Bourbourg's diffusion theories, the pseudoarchaeologist Augustus Le Plongeon traveled to Mesoamerica and performed some of the first excavations of many famous Mayan ruins. Le Plongeon invented narratives, such as the kingdom of Mu saga, which romantically drew connections to him, his wife Alice, and Egyptian deities Osiris and Isis, as well as to Heinrich Schliemann, who had just discovered the ancient city of Troy from Homer's epic poetry (that had been described as merely mythical). He also believed that he had found connections between the Greek and Mayan languages, which produced a narrative of the destruction of Atlantis.
Ignatius Donnelly
The 1882 publication of Atlantis: the Antediluvian World by Ignatius L. Donnelly stimulated much popular interest in Atlantis. He was greatly inspired by early works in Mayanism, and like them, attempted to establish that all known ancient civilizations were descended from Atlantis, which he saw as a technologically sophisticated, more advanced culture. Donnelly drew parallels between creation stories in the Old and New Worlds, attributing the connections to Atlantis, where he believed the Biblical Garden of Eden existed. As implied by the title of his book, he also believed that Atlantis was destroyed by the Great Flood mentioned in the Bible.
Donnelly is credited as the "father of the nineteenth century Atlantis revival" and is the reason the myth endures today. He unintentionally promoted an alternative method of inquiry to history and science, and the idea that myths contain hidden information that opens them to "ingenious" interpretation by people who believe they have new or special insight.
Madame Blavatsky and the Theosophists
Helena Petrovna Blavatsky, the founder of the Theosophists, took up Donnelly's interpretations when she wrote The Secret Doctrine (1888), which she claimed was originally dictated in Atlantis. She maintained that the Atlanteans were cultural heroes (contrary to Plato, who describes them mainly as a military threat). She believed in a form of racial evolution (as opposed to primate evolution). In her process of evolution the Atlanteans were the fourth "root race", which were succeeded by the fifth, the "Aryan race", which she identified with the modern human race.
In her book, Blavatsky reported that the civilization of Atlantis reached its peak between 1,000,000 and 900,000 years ago, but destroyed itself through internal warfare brought about by the dangerous use of psychic and supernatural powers of the inhabitants. Rudolf Steiner, the founder of anthroposophy and Waldorf Schools, along with other well known Theosophists, such as Annie Besant, also wrote of cultural evolution in much the same vein. Other occultists followed the same lead, at least to the point of tracing the lineage of occult practices back to Atlantis. Among the most famous is Dion Fortune in her Esoteric Orders and Their Work.
Drawing on the ideas of Rudolf Steiner and Hanns Hörbiger, Egon Friedell started his book , and thus his historical analysis of antiquity, with the ancient culture of Atlantis. The book was published in 1940.
Nazism and occultism
Blavatsky was also inspired by the work of the 18th-century astronomer Jean-Sylvain Bailly, who had "Orientalized" the Atlantis myth in his mythical continent of Hyperborea, a reference to Greek myths featuring a Northern European region of the same name, home to a giant, godlike race. Dan Edelstein claims that her reshaping of this theory in The Secret Doctrine provided the Nazis with a mythological precedent and a pretext for their ideological platform and their subsequent genocide. However, Blavatsky's writings mention that the Atlantean were in fact olive-skinned peoples with Mongoloid traits who were the ancestors of modern Native Americans, Mongolians, and Malayans.
The idea that the Atlanteans were Hyperborean, Nordic supermen who originated in the Northern Atlantic or even in the far North, was popular in the German ariosophic movement around 1900, propagated by Guido von List and others. It gave its name to the Thule Gesellschaft, an antisemite Münich lodge, which preceded the German Nazi Party (see Thule). The scholars (1920) and Herman Wirth (1928) were the first to speak of a "Nordic-Atlantean" or "Aryan-Nordic" master race that spread from Atlantis over the Northern Hemisphere and beyond. The Hyperboreans were contrasted with the Jewish people. Party ideologist Alfred Rosenberg (in The Myth of the Twentieth Century, 1930) and SS-leader Heinrich Himmler made it part of the official doctrine. The idea was followed up by the adherents of Esoteric Nazism such as Julius Evola (1934) and, more recently, Miguel Serrano (1978).
The idea of Atlantis as the homeland of the Caucasian race would contradict the beliefs of older Esoteric and Theosophic groups, which taught that the Atlanteans were non-Caucasian brown-skinned peoples. Modern Esoteric groups, including the Theosophic Society, do not consider Atlantean society to have been superior or Utopian—they rather consider it a lower stage of evolution.
Edgar Cayce
The clairvoyant Edgar Cayce spoke frequently of Atlantis. During his "life readings", he claimed that many of his subjects were reincarnations of people who had lived there. By tapping into their collective consciousness, the "Akashic Records" (a term borrowed from Theosophy), Cayce declared that he was able to give detailed descriptions of the lost continent. He also asserted that Atlantis would "rise" again in the 1960s (sparking much popularity of the myth in that decade) and that there is a "Hall of Records" beneath the Egyptian Sphinx which holds the historical texts of Atlantis.
Recent times
As continental drift became widely accepted during the 1960s, and the increased understanding of plate tectonics demonstrated the impossibility of a lost continent in the geologically recent past, most "Lost Continent" theories of Atlantis began to wane in popularity.
Plato scholar Julia Annas, Regents Professor of Philosophy at the University of Arizona, had this to say on the matter:
One of the proposed explanations for the historical context of the Atlantis story is that it serves as Plato's warning to his fellow citizens against their striving for naval power.
Kenneth Feder points out that Critias's story in the Timaeus provides a major clue. In the dialogue, Critias says, referring to Socrates' hypothetical society:
Feder quotes A. E. Taylor, who wrote, "We could not be told much more plainly that the whole narrative of Solon's conversation with the priests and his intention of writing the poem about Atlantis are an invention of Plato's fancy."
Location hypotheses
Since Donnelly's day, there have been dozens of locations proposed for Atlantis, to the point where the name has become a generic concept, divorced from the specifics of Plato's account. This is reflected in the fact that many proposed sites are not within the Atlantic at all. Few today are scholarly or archaeological hypotheses, while others have been made by psychic (e.g., Edgar Cayce) or other pseudoscientific means. (The Atlantis researchers Jacques Collina-Girard and Georgeos Díaz-Montexano, for instance, each claim the other's hypothesis is pseudoscience.) Many of the proposed sites share some of the characteristics of the Atlantis story (water, catastrophic end, relevant time period), but none has been demonstrated to be a true historical Atlantis.
In or near the Mediterranean Sea
Most of the historically proposed locations are in or near the Mediterranean Sea: islands such as Sardinia, Crete, Santorini (Thera), Sicily, Cyprus, and Malta; land-based cities or states such as Troy, Tartessos, and Tantalis (in the province of Manisa, Turkey); Israel-Sinai or Canaan; and northwestern Africa, including the Richat Structure in Mauritania.
The Thera eruption, dated to the seventeenth or sixteenth century BC, caused a large tsunami that some experts hypothesize devastated the Minoan civilization on the nearby island of Crete, further leading some to believe that this may have been the catastrophe that inspired the story. In the area of the Black Sea the following locations have been proposed: Bosporus and Ancomah (a legendary place near Trabzon).
Others have noted that, before the sixth century BC, the mountains on either side of the Laconian Gulf were called the "Pillars of Hercules", and they could be the geographical location being described in ancient reports upon which Plato was basing his story. The mountains stood at either side of the southernmost gulf in Greece, the largest in the Peloponnese, and that gulf opens onto the Mediterranean Sea.
If from the beginning of discussions, misinterpretation of Gibraltar as the location rather than being at the Gulf of Laconia, would lend itself to many erroneous concepts regarding the location of Atlantis. Plato may have not been aware of the difference. The Laconian pillars open to the south toward Crete and beyond which is Egypt. The Thera eruption and the Late Bronze Age collapse affected that area and might have been the devastation to which the sources used by Plato referred. Significant events such as these would have been likely material for tales passed from one generation to another for almost a thousand years.
In the Atlantic Ocean
The location of Atlantis in the Atlantic Ocean has a certain appeal given the closely related names. Popular culture often places Atlantis there, perpetuating the original Platonic setting as they understand it. The Canary Islands and Madeira Islands have been identified as a possible location, west of the Straits of Gibraltar, but in relative proximity to the Mediterranean Sea. Detailed studies of their geomorphology and geology have demonstrated, however, that they have been steadily uplifted, without any significant periods of subsidence, over the last four million years, by geologic processes such as erosional unloading, gravitational unloading, lithospheric flexure induced by adjacent islands, and volcanic underplating.
Various islands or island groups in the Atlantic were also identified as possible locations, notably the Azores. Similarly, cores of sediment covering the ocean bottom surrounding the Azores and other evidence demonstrate that it has been an undersea plateau for millions of years. The area is known for its volcanism however, which is associated with rifting along the Azores Triple Junction. The spread of the crust along the existing faults and fractures has produced many volcanic and seismic events.
The area is supported by a buoyant upwelling in the deeper mantle, which some associate with an Azores hotspot. Most of the volcanic activity has occurred primarily along the Terceira Rift. From the beginning of the islands' settlement, around the 15th century, there have been about 30 volcanic eruptions (terrestrial and submarine) as well as numerous, powerful earthquakes. The island of São Miguel in the Azores is the site of the Sete Cidades volcano and caldera, which are the byproducts of historical volcanic activity in the Azores.
The submerged island of Spartel near the Strait of Gibraltar has also been suggested.
In Europe
Several hypotheses place the sunken island in northern Europe, including Doggerland in the North Sea, and Sweden (by Olof Rudbeck in Atland, 1672–1702). Doggerland, as well as Viking Bergen Island, is thought to have been flooded by a megatsunami following the Storegga Slide of c. 6100 BC. Some have proposed the Celtic Shelf as a possible location, and that there is a link to Ireland. In 2004, Swedish physiographist Ulf Erlingsson proposed that the legend of Atlantis was based on Stone Age Ireland. He later stated that he does not believe that Atlantis ever existed but maintained that his hypothesis that its description matches Ireland's geography has a 99.8% probability. The director of the National Museum of Ireland commented that there was no archaeology supporting this.
In 2011, a team, working on a documentary for the National Geographic Channel, led by Professor Richard Freund from the University of Hartford, claimed to have found possible evidence of Atlantis in southwestern Andalusia. The team identified its possible location within the marshlands of the Doñana National Park, in the area that once was the Lacus Ligustinus, between the Huelva, Cádiz, and Seville provinces, and they speculated that Atlantis had been destroyed by a tsunami, extrapolating results from a previous study by Spanish researchers, published four years earlier.
Spanish scientists have dismissed Freund's speculations, claiming that he sensationalised their work. The anthropologist Juan Villarías-Robles, who works with the Spanish National Research Council, said, "Richard Freund was a newcomer to our project and appeared to be involved in his own very controversial issue concerning King Solomon's search for ivory and gold in Tartessos, the well documented settlement in the Doñana area established in the first millennium BC", and described Freund's claims as "fanciful".
A similar theory had previously been put forward by a German researcher, Rainer W. Kühne, that is based only on satellite imagery and places Atlantis in the Marismas de Hinojos, north of the city of Cádiz. Before that, the historian Adolf Schulten had stated in the 1920s that Plato had used Tartessos as the basis for his Atlantis myth.
Other locations
Several writers, such as Flavio Barbiero as early as 1974, have speculated that Antarctica is the site of Atlantis. A number of claims involve the Caribbean, such as an alleged underwater formation off the Guanahacabibes Peninsula in Cuba. The adjacent Bahamas or the folkloric Bermuda Triangle have been proposed as well. Areas in the Pacific and Indian Oceans have also been proposed, including Indonesia (i.e. Sundaland). The stories of a lost continent off the coast of India, named "Kumari Kandam", have inspired some to draw parallels to Atlantis.
Literary interpretations
Ancient versions
In order to give his account of Atlantis verisimilitude, Plato mentions that the story was heard by Solon in Egypt, and transmitted orally over several generations through the family of Dropides, until it reached Critias, a dialogue speaker in Timaeus and Critias. Solon had supposedly tried to adapt the Atlantis oral tradition into a poem (that if published, was to be greater than the works of Hesiod and Homer). While it was never completed, Solon passed on the story to Dropides. Modern classicists deny the existence of Solon's Atlantis poem and the story as an oral tradition.
Instead, Plato is thought to be the sole inventor or fabricator.
Hellanicus of Lesbos used the word "Atlantis" as the title for a poem published before Plato, a fragment of which may be Oxyrhynchus Papyrus 11, 1359. This work only describes the Atlantides, the daughters of Atlas, and has no relation to Plato's Atlantis account.
In the new era, the third century AD Neoplatonist Zoticus wrote an epic poem based on Plato's account of Atlantis. Plato's work may already have inspired parodic imitation, however. Writing only a few decades after the Timaeus and Critias, the historian Theopompus of Chios wrote of a land beyond the ocean known as Meropis. This description was included in Book 8 of his Philippica, which contains a dialogue between Silenus and King Midas. Silenus describes the Meropids, a race of men who grow to twice normal size, and inhabit two cities on the island of Meropis: Eusebes (, "Pious-town") and Machimos (, "Fighting-town").
He also reports that an army of ten million soldiers crossed the ocean to conquer Hyperborea, but abandoned this proposal when they realized that the Hyperboreans were the luckiest people on earth. Heinz-Günther Nesselrath has argued that these and other details of Silenus' story are meant as imitation and exaggeration of the Atlantis story, by parody, for the purpose of exposing Plato's ideas to ridicule.
Utopias and dystopias
The creation of Utopian and dystopian fictions was renewed after the Renaissance, most notably in Francis Bacon's New Atlantis (1627), the description of an ideal society that he located off the western coast of America. Thomas Heyrick (1649–1694) followed him with "The New Atlantis" (1687), a satirical poem in three parts. His new continent of uncertain location, perhaps even a floating island either in the sea or the sky, serves as background for his exposure of what he described in a second edition as "A True Character of Popery and Jesuitism".
The title of The New Atalantis by Delarivier Manley (1709), distinguished from the two others by the single letter, is an equally dystopian work but set this time on a fictional Mediterranean island. In it sexual violence and exploitation is made a metaphor for the hypocritical behaviour of politicians in their dealings with the general public. In Manley's case, the target of satire was the Whig Party, while in David Maclean Parry's The Scarlet Empire (1906) it is Socialism as practised in foundered Atlantis. It was followed in Russia by Velimir Khlebnikov's poem The Fall of Atlantis (Gibel' Atlantidy, 1912), which is set in a future rationalist dystopia that has discovered the secret of immortality and is so dedicated to progress that it has lost touch with the past. When the high priest of this ideology is tempted by a slave girl into an act of irrationality, he murders her and precipitates a second flood, above which her severed head floats vengefully among the stars.
A slightly later work, The Ancient of Atlantis (Boston, 1915) by Albert Armstrong Manship, expounds the Atlantean wisdom that is to redeem the earth. Its three parts consist of a verse narrative of the life and training of an Atlantean wise one, followed by his Utopian moral teachings and then a psychic drama set in modern times in which a reincarnated child embodying the lost wisdom is reborn on earth.
In Hispanic eyes, Atlantis had a more intimate interpretation. The land had been a colonial power which, although it had brought civilization to ancient Europe, had also enslaved its peoples. Its tyrannical fall from grace had contributed to the fate that had overtaken it, but now its disappearance had unbalanced the world. This was the point of view of Jacint Verdaguer's vast mythological epic L'Atlantida (1877). After the sinking of the former continent, Hercules travels east across the Atlantic to found the city of Barcelona and then departs westward again to the Hesperides. The story is told by a hermit to a shipwrecked mariner, who is inspired to follow in his tracks and so "call the New World into existence to redress the balance of the Old". This mariner, of course, was Christopher Columbus.
Verdaguer's poem was written in Catalan, but was widely translated in both Europe and Hispano-America. One response was the similarly entitled Argentinian Atlantida of Olegario Víctor Andrade (1881), which sees in "Enchanted Atlantis that Plato foresaw, a golden promise to the fruitful race" of Latins. The bad example of the colonising world remains, however. José Juan Tablada characterises its threat in his "De Atlántida" (1894) through the beguiling picture of the lost world populated by the underwater creatures of Classical myth, among whom is the Siren of its final stanza with
There is a similar ambivalence in Janus Djurhuus' six-stanza "Atlantis" (1917), where a celebration of the Faroese linguistic revival grants it an ancient pedigree by linking Greek to Norse legend. In the poem a female figure rising from the sea against a background of Classical palaces is recognised as a priestess of Atlantis. The poet recalls "that the Faroes lie there in the north Atlantic Ocean/ where before lay the poet-dreamt lands," but also that in Norse belief, such a figure only appears to those about to drown.
A land lost in the distance
The fact that Atlantis is a lost land has made of it a metaphor for something no longer attainable. For the American poet Edith Willis Linn Forbes, "The Lost Atlantis" stands for idealisation of the past; the present moment can only be treasured once that is realised. Ella Wheeler Wilcox finds the location of "The Lost Land" (1910) in one's carefree youthful past. Similarly, for the Irish poet Eavan Boland in "Atlantis, a lost sonnet" (2007), the idea was defined when "the old fable-makers searched hard for a word/ to convey that what is gone is gone forever".
For some male poets too, the idea of Atlantis is constructed from what cannot be obtained. Charles Bewley in his Newdigate Prize poem (1910) thinks it grows from dissatisfaction with one's condition,
in a dream of Atlantis. Similarly for the Australian Gary Catalano in a 1982 prose poem, it is "a vision that sank under the weight of its own perfection". W. H. Auden, however, suggests a way out of such frustration through the metaphor of journeying toward Atlantis in his poem of 1941. While travelling, he advises the one setting out, you will meet with many definitions of the goal in view, only realising at the end that the way has all the time led inward.
Epic narratives
A few late-19th century verse narratives complement the genre fiction that was beginning to be written at the same period. Two of them report the disaster that overtook the continent as related by long-lived survivors. In Frederick Tennyson's Atlantis (1888), an ancient Greek mariner sails west and discovers an inhabited island which is all that remains of the former kingdom. He learns of its end and views the shattered remnant of its former glory, from which a few had escaped to set up the Mediterranean civilisations. In the second, Mona, Queen of Lost Atlantis: An Idyllic Re-embodiment of Long Forgotten History (Los Angeles CA 1925) by James Logue Dryden (1840–1925), the story is told in a series of visions. A Seer is taken to Mona's burial chamber in the ruins of Atlantis, where she revives and describes the catastrophe. There follows a survey of the lost civilisations of Hyperborea and Lemuria as well as Atlantis, accompanied by much spiritualist lore.
William Walton Hoskins (1856–1919) admits to the readers of his Atlantis and other poems (Cleveland OH, 1881), that he is only 24. Its melodramatic plot concerns the poisoning of the descendant of god-born kings. The usurping poisoner is poisoned in his turn, following which the continent is swallowed in the waves. Asian gods people the landscape of The Lost Island (Ottawa 1889) by Edward Taylor Fletcher (1816–97). An angel foresees impending catastrophe and that the people will be allowed to escape if their semi-divine rulers will sacrifice themselves. A final example, Edward N. Beecher's The Lost Atlantis or The Great Deluge of All (Cleveland OH, 1898) is just a doggerel vehicle for its author's opinions: that the continent was the location of the Garden of Eden; that Darwin's theory of evolution is correct, as are Donnelly's views.
Atlantis was to become a theme in Russia following the 1890s, taken up in unfinished poems by Valery Bryusov and Konstantin Balmont, as well as in a drama by the schoolgirl Larissa Reisner. One other long narrative poem was published in New York by George V. Golokhvastoff. His 250-page The Fall of Atlantis (1938) records how a high priest, distressed by the prevailing degeneracy of the ruling classes, seeks to create an androgynous being from royal twins as a means to overcome this polarity. When he is unable to control the forces unleashed by his occult ceremony, the continent is destroyed.
Artistic representations
Music
The Spanish composer Manuel de Falla worked on a dramatic cantata based on Verdaguer's L'Atlántida, during the last 20 years of his life. The name has been affixed to symphonies by Jānis Ivanovs (Symphony 4, 1941), Richard Nanes, and Vaclav Buzek (2009). There was also the symphonic celebration of Alan Hovhaness: "Fanfare for the New Atlantis" (Op. 281, 1975).
The Bohemian-American composer and arranger Vincent Frank Safranek wrote Atlantis (The Lost Continent) Suite in Four Parts; I. Nocturne and Morning Hymn of Praise, II. A Court Function, III. "I Love Thee" (The Prince and Aana), IV. The Destruction of Atlantis, for military (concert) band in 1913.
The opera Der Kaiser von Atlantis (The Emperor of Atlantis) was written in 1943 by Viktor Ullmann with a libretto by Petr Kien, while they were both inmates at the Nazi concentration camp of Theresienstadt. The Nazis did not allow it to be performed, assuming the opera's reference to an Emperor of Atlantis to be a satire on Hitler. Though Ullmann and Kiel were murdered in Auschwitz, the manuscript survived and was performed for the first time in 1975 in Amsterdam.
Painting and sculpture
Paintings of the submersion of Atlantis are comparatively rare. In the seventeenth century there was François de Nomé's The Fall of Atlantis, which shows a tidal wave surging toward a Baroque city frontage. The style of architecture apart, it is not very different from Nicholas Roerich's The Last of Atlantis of 1928.
The most dramatic depiction of the catastrophe was Léon Bakst's Ancient Terror (Terror Antiquus, 1908), although it does not name Atlantis directly. It is a mountain-top view of a rocky bay breached by the sea, which is washing inland about the tall structures of an ancient city. A streak of lightning crosses the upper half of the painting, while below it rises the impassive figure of an enigmatic goddess who holds a blue dove between her breasts. Vyacheslav Ivanov identified the subject as Atlantis in a public lecture on the painting given in 1909, the year it was first exhibited, and he has been followed by other commentators in the years since.
Sculptures referencing Atlantis have often been stylized single figures. One of the earliest was Einar Jónsson's The King of Atlantis (1919–1922), now in the garden of his museum in Reykjavík. It represents a single figure, clad in a belted skirt and wearing a large triangular helmet, who sits on an ornate throne supported between two young bulls. The walking female entitled Atlantis (1946) by Ivan Meštrović was from a series inspired by ancient Greek figures with the symbolical meaning of unjustified suffering.
In the case of the Brussels fountain feature known as The Man of Atlantis (2003) by the Belgian sculptor , the 4-metre tall figure wearing a diving suit steps from a plinth into the spray. It looks light-hearted but the artist's comment on it makes a serious point: "Because habitable land will be scarce, it is no longer improbable that we will return to the water in the long term. As a result, a portion of the population will mutate into fish-like creatures. Global warming and rising water levels are practical problems for the world in general and here in the Netherlands in particular".
Robert Smithson's Hypothetical Continent – Map of Broken Clear Glass: Atlantis was first created as a photographical project in Loveladies, New Jersey, in 1969, and then recreated as a gallery installation of broken glass. On this he commented that he liked "landscapes that suggest prehistory", and this is borne out by the original conceptual drawing of the work that includes an inset map of the continent sited off the coast of Africa and at the straits into the Mediterranean.
See also
Mythology:
Antillia
Avalon
Brasil (mythical island)
Brittia
Cantre'r Gwaelod
Iram of the Pillars
Lemuria (continent)
List of mythological places
Mayda
Mu (lost continent)
Numenor
Saint Brendan's Island
Sandy Island, New Caledonia
Thule
Ys
Underwater geography:
Yonaguni Monument
Bimini Road
Other:
Atlantis in comics
Doggerland
Hidden Worlds
Kumari Kandam
List of lost lands
Minoan eruption
Notes
Further reading
Ancient sources
Plato, Timaeus, translated by Benjamin Jowett at Project Gutenberg; alternative version with commentary.
Plato, Critias, translated by Benjamin Jowett at Project Gutenberg; alternative version with commentary.
Modern sources
Allegory
Esoteric anthropogenesis
Legendary tribes in Greco-Roman historiography
Mythological populated places
Phantom islands
Platonism
Theoretical continents
Pseudohistory |
2180 | https://en.wikipedia.org/wiki/Arcadius | Arcadius | Arcadius ( ; 377 – 1 May 408) was Roman emperor from 383 to his death in 408. He was the eldest son of the Augustus Theodosius I () and his first wife Aelia Flaccilla, and the brother of Honorius (). Arcadius ruled the eastern half of the empire from 395, when their father died, while Honorius ruled the west. A weak ruler, his reign was dominated by a series of powerful ministers and by his wife, Aelia Eudoxia.
Early life
Arcadius was born in 377 in Hispania, the eldest son of Theodosius I and Aelia Flaccilla, and brother of Honorius. On 16 January 383, his father declared the five-year-old Arcadius an Augustus and co-ruler for the eastern half of the Empire. Ten years later a corresponding declaration made Honorius Augustus of the western half. Arcadius passed his early years under the tutelage of the rhetorician Themistius and Arsenius Zonaras, a monk.
Emperor
Early reign
Both of Theodosius' sons were young and inexperienced, susceptible to being dominated by ambitious subordinates. In 394 Arcadius briefly exercised independent power with the help of his advisors in Constantinople, when his father Theodosius went west to fight Arbogastes and Eugenius. Theodosius died on 17 January 395, and Arcadius, still aged only 17, fell under the influence of the praetorian prefect of the East, Rufinus. Honorius, aged 10, was consigned to the guardianship of the magister militum Stilicho. Rufinus ambitiously sought to marry his daughter to Arcadius and thereby gain the prestige of being the emperor's father-in-law. However, when the prefect was called away to business in Antioch (where according to Zosimus, Rufinus had Lucianus, the comes orientis, flogged to death with whips loaded with lead), Arcadius was shown a painting of Aelia Eudoxia, the daughter of the deceased Frankish magister militum per orientem, Bauto. Seeing the young emperor's interest in Eudoxia, Eutropius, the eunuch praepositus sacri cubiculi, arranged for the two to meet. Arcadius fell in love and a marriage was quickly arranged, with the ceremony performed on 27 April 395. According to Zosimus, Rufinus assumed that his daughter was still to be the bride, only discovering otherwise when the nuptial procession went to Eudoxia's residence rather than his own. The rise of Eudoxia, facilitated by a general who was a rival of Rufinus, demonstrates the shifting of the centres of power in the eastern court. Such jostling for influence over the malleable emperor would be a recurring feature of Arcadius's reign.
The first crisis facing the young Arcadius was the rebellion of the Visigoths in 395, under the command of Alaric I (), who sought to take advantage of the accession of two inexperienced Roman emperors. As Alaric marched towards Constantinople, plundering Macedonia and Thrace, the eastern court could offer no response, as the majority of its army had gone to Italy with Theodosius and was now in the hands of Stilicho. Perhaps sensing an opportunity to exercise power in the eastern half of the empire as well, Stilicho declared that Theodosius had made him guardian over both his sons. He traveled eastward, ostensibly to face Alaric, leading both his own forces and the Gothic mercenaries whom Theodosius had taken west in the civil war with Eugenius. Arcadius and Rufinus felt more threatened by Stilicho than by Alaric; upon landing in Thessaly Stilicho received an imperial order to send along the eastern regiments, but himself to proceed no further. Stilicho complied, falling back to Salona while Gainas led the mercenaries to Constantinople. Arcadius and his entourage received Gainas in the Campus Martius, a parade ground adjacent to the city, on 27 November 395. There Rufinus was suddenly assassinated by the Goths, on the orders of Stilicho and possibly with the support of Eutropius. The murder certainly created an opportunity for Eutropius and for Arcadius' wife, Eudoxia, who took Rufinus' place as advisors and guardians of the emperor.
While Eutropius consolidated his hold on power in the capital, the distracted government still failed to react to the presence of Alaric in Greece. At first Eutropius may have coordinated with Stilicho around the defence of Illyricum; by 397, when Stilicho personally led a blockade that compelled Alaric to retreat into Epirus, the atmosphere of the eastern court had changed. As neither Arcadius nor Eutropius was keen to have Stilicho intervening in the affairs of the eastern empire, they provided no further military aid to Stilicho, who then abandoned the blockade of the Visigoths. At Eutropius's urging, Arcadius declared Stilicho to be a hostis publicus, and came to an arrangement with Alaric, making him magister militum per Illyricum. At around the same time, the eastern court persuaded Gildo, the magister utriusque militiae per Africam, to transfer his allegiance from Honorius to Arcadius, causing relations between the two imperial courts to deteriorate further.
Eutropius' influence lasted four years, during which time he sought to marginalise the military and promote the civilian offices within the bureaucracy. He brought to trial two prominent military officers, Timasius and Abundantius. He also had Arcadius introduce two administrative innovations: the running of the cursus publicus (office of postmaster general) and the office in charge of manufacturing military equipment was transferred from the praetorian prefects to the magister officiorum (master of offices). Secondly, the role that Eutropius held, the praepositus sacri cubiculi (grand chamberlain) was given the rank of illustris, and therefore equal in rank to the praetorian prefects. In the autumn of 397 he issued a law in Arcadius's name, targeting the Roman military, where any conspiracy involving soldiers or the barbarian regiments against persons holding the rank of illustris was considered to be treason, with the conspirators to be sentenced to death, and their descendants to be deprived of citizenship.
In 398, Eutropius led a successful campaign against the Huns in Roman Armenia. The following year he convinced Arcadius to grant him the consulship, triggering protests across the empire. For traditionalists, the granting of the consulship to a eunuch and former slave was an insult to the Roman system and other contemporary Romans, and the western court refused to recognize him as consul. The crisis escalated when the Ostrogoths who had been settled in Asia Minor by Theodosius I revolted, demanding the removal of Eutropius. The emperor sent two forces against Tribigild, the rebel leader; the first, under an officer named Leo, was defeated. The second force was commanded by Gainas, rival of Eutropius in the Eastern court. He returned to Arcadius and argued that the Ostrogoths could not be defeated, and that it would be sensible to accede to their demand. Arcadius viewed this proposal with displeasure, but was convinced to support it by Eudoxia, who wished to take Eutropius’ place as the main influence upon the emperor. Arcadius therefore dismissed Eutropius and sent him into exile (17 August 399), before recalling him to face trial and execution during the autumn of 399. The imperial edict issued by Arcadius detailing Eutropius's banishment survives:
The Emperors Arcadius and Honorius, Augusti, to Aurelian, Praetorian Prefect. We have added to our treasury all the property of Eutropius, who was formerly the Praepositus sacri cubiculi, having stripped him of his splendour, and delivered the consulate from the foul stain of his tenure, and from the recollection of his name and the base filth thereof ; so that, all his acts having been repealed, all time may be dumb concerning him ; and that the blot of our age may not appear by the mention of him ; and that those who by their valour and wounds extend the Roman borders or guard the same by equity in the maintenance of law, may not groan over the fact that the divine reward of consulship has been befouled and defiled by a filthy monster. Let him learn that he has been deprived of the rank of the patriciate and all lower dignities that he stained with the perversity of his character. That all the statues, all the images —whether of bronze or marble, or painted in colours, or of any other material used in art—we command to be abolished in all cities, towns, private and public places, that they may not, as a brand of infamy on our age, pollute the gaze of beholders. Accordingly under the conduct of faithful guards let him be taken to the island of Cyprus, whither let your sublimity know that he has been banished ; so that therein guarded with most watchful diligence he may be unable to work confusion with his mad designs.
Later reign
With Eutropius' fall from power, Gainas sought to take advantage of Arcadius's current predicament. He joined the rebel Ostrogoths, and, in a face to face meeting with Arcadius, forced the emperor to make him magister militum praesentalis and Consul designate for 401. Arcadius also acquiesced when Gainas asked for the dismissal of further officials, such as the urban prefect Aurelianus, as well as a place for settlement for his troops in Thrace. However, Arcadius refused to agree to Gainas's demand for an Arian church in Constantinople for his Gothic mercenaries, following the advice of John Chrysostom, the Archbishop of Constantinople.
By July 400, the actions of Gainas had irritated a significant portion of the population of Constantinople to the point that a general riot broke out in the capital. Although Gainas had stationed his troops outside of the capital walls, he was either unable or unwilling to bring them into the capital when many Goths in the city were hunted down and attacked. As many as 7,000 Goths were killed in the rioting; those who took refuge in a church were stoned and burned to death, after they received the emperor's permission, nor was it condemned by the Archbishop of Constantinople, John Chrysostom.
Although initially staying his hand (probably through the intervention of the new Praetorian Prefect of the East Caesarius), Gainas eventually withdrew with his Gothic mercenaries into Thrace and rebelled against Arcadius. He attempted to take his forces across the Hellespont into Asia, but was intercepted and defeated by Fravitta, another Goth who held the position of magister militum praesentalis. Following his defeat, Gainas fled to the Danube with his remaining followers, but was ultimately defeated and killed by Uldin the Hun in Thrace.
With the fall of Gainas, the next conflict emerged between Eudoxia and John Chrysostom. The Archbishop was a stern, ascetic individual, who was a vocal critic of all displays of extravagant wealth. But his ire tended to focus especially on wealthy women, and their use of clothing, jewellery and makeup as being vain and frivolous. Eudoxia assumed that Chrysostom's denunciations of extravagance in feminine dress were aimed at her. As the tensions between the two escalated, Chrysostom, who felt that Eudoxia had used her imperial connections to obtain the possessions of the wife of a condemned senator, preached a sermon in 401 in which Eudoxia was openly called Jezebel, the infamous wife of the Israelite king Ahab. Eudoxia retaliated by supporting Bishop Severian of Gabala in his conflict with Chrysostom. As Chrysostom was very popular in the capital, riots erupted in favour of the Archbishop, forcing Arcadius and Eudoxia to publicly back down and beg Chrysostom to revoke Severian's excommunication.
Then in 403, Eudoxia saw another chance to strike against the Archbishop, when she threw her support behind Theophilus of Alexandria who presided over a synod in 403 (the Synod of the Oak) to charge Chrysostom with heresy. Although Arcadius originally supported Chrysostom, the Archbishop's decision not to participate caused Arcadius to change his mind and support Theophilus, resulting in Chrysostom's deposition and banishment. He was called back by Arcadius almost immediately, as the people started rioting over his departure, even threatening to burn the imperial palace. There was an earthquake the night of his arrest, which Eudoxia took for a sign of God's anger, prompting her to ask Arcadius for John's reinstatement.
Peace was short-lived. In September 403 a silver statue of Eudoxia was erected in the Augustaion, near the Magna Ecclesia church. Chrysostom, who was conducting a mass at the time, denounced the noisy dedication ceremonies as pagan and spoke against the Empress in harsh terms: "Again Herodias raves; again she is troubled; she dances again; and again desires to receive John's head in a charger", an allusion to the events surrounding the death of John the Baptist. This time Arcadius was unwilling to overlook the insult to his wife; a new synod was called in early 404 where Chrysostom was condemned. Arcadius hesitated until Easter to enforce the sentence, but Chrysostom refused to go, even after Arcadius sent in a squad of soldiers to escort him into exile. Arcadius procrastinated, but by 20 June 404, the emperor finally managed to get the Archbishop to submit, and he was taken away to his place of banishment, this time to Abkhazia in the Caucasus. Eudoxia did not get to enjoy her victory for long, dying later that year.
Death
With the death of Eudoxia, Arcadius once again fell under the domination of a member of his court, this time the competent Anthemius, the Praetorian Prefect. He would rule in Arcadius's name for the final four years of his reign, seeking to repair the harm done by his predecessors. He attempted to heal the divisions of the past decade by trying to make peace with Stilicho in the West. Stilicho, however, had lost patience with the eastern court, and in 407 encouraged Alaric and the Visigoths to seize the Praetorian prefecture of Illyricum and hand it over to the western empire. Stilicho's plan failed, and soon after, on 1 May 408, Arcadius died. He was succeeded by his young son, Theodosius.
Like Constantine the Great and several of his successors, he was buried in the Church of the Holy Apostles, in a porphyry sarcophagus that was described in the 10th century by Constantine VII Porphyrogenitus in the De Ceremoniis.
Character and achievements
In noting the character of Arcadius, the historian J. B. Bury described him and his abilities thus: He was of short stature, of dark complexion, thin and inactive, and the dullness of his wit was betrayed by his speech and by his sleepy, drooping eyes. His mental deficiency and the weakness of his character made it inevitable that he should be governed by the strong personalities of his court.
Traditional interpretations of the reign of Arcadius have revolved around his weakness as an Emperor, and the formulation of policy by prominent individuals (and the court parties that formed and regrouped round them) towards curtailing the increasing influence of barbarians in the military, which in Constantinople at this period meant the Goths. Scholars such as the historian J. B. Bury spoke of a group in Arcadius's court with Germanic interests and, opposed to them, a Roman faction. So when interpreting the revolt of Gainas and the massacre of the Goths in Constantinople in 400, the episode has been traditionally interpreted by scholars such as Otto Seeck as a violent anti-barbarian reaction that functioned to stabilize the East and prevent the rise of all powerful Romanised barbarian military leaders such as Stilicho in the West - what has been termed the victory of anti-Germanism in the eastern empire.
The main source of this interpretation has been the works Synesius of Cyrene, specifically Aegyptus sive de providentia and De regno. Both works have traditionally been interpreted to support the thesis that there were anti-barbarian and pro-barbarian groups, with the Praetorian Prefect Aurelianus being the leader of the anti-barbarian faction. Recent scholarly research has revised this interpretation, and has instead favoured the interaction of personal ambition and enmities among the principal participants as being the leading cause for the court intrigue throughout Arcadius's reign. The gradual decline of the use of Gothic mercenaries in the eastern empire's armies that began in the reign of Arcadius was driven by recruitment issues, as the regions beyond the Danube were made inaccessible by the Huns, forcing the empire to seek recruitment in Asia Minor. The current consensus can be summarised by the historian Thomas S. Burns: "Despite much civilian distrust and outright hatred of the army and the barbarians in it, there were no anti-barbarian or pro-barbarian parties at the court."
With respect to Arcadius himself, as emperor was more concerned with appearing to be a pious Christian than he was with political or military matters. Not being a military leader, he began to promote a new type of imperial victory through images, not via the traditional military achievements, but focusing on his piety. Arcadius's reign saw the growing push towards the outright abolishment of paganism. On 13 July 399, Arcadius issued an edict ordering that all remaining non-Christian temples should be immediately demolished.
In terms of buildings and monuments, a new forum was built in the name of Arcadius, on the seventh hill of Constantinople, the Xērolophos, in which a column was begun to commemorate his 'victory' over Gainas (although the column was only completed after Arcadius' death by Theodosius II). The Pentelic marble portrait head of Arcadius (now in the Istanbul Archaeology Museum) was discovered in Istanbul close to the Forum Tauri, in June 1949, in excavating foundations for new buildings of the university at Beyazit. The neck was designed to be inserted in a torso, but no statue, base or inscription was found. The diadem is a fillet with rows of pearls along its edges and a rectangular stone set about with pearls over the young Emperor's forehead.
A more nuanced assessment of Arcadius's reign was provided by Warren Treadgold: By failing to reign, Arcadius had allowed a good deal of maladministration. But by continuing to reign—so harmlessly that nobody had taken the trouble to depose him—he had maintained legal continuity during a troubled time.
Arcadius had four children with Eudoxia: three daughters, Pulcheria, Arcadia and Marina, and one son, Theodosius, the future Emperor Theodosius II.
Notes
Sources
Primary sources
Zosimus, "Historia Nova", Book 5
Secondary sources
McEvoy, Meaghan, An imperial jellyfish? The emperor Arcadius and imperial leadership in the late fourth century A.D.', in Erika Manders, Daniëlle Slootjes (eds), Leadership, ideology and crowds in the Roman empire of the fourth century AD. Stuttgart: Franz Steiner Verlag (2020).
Nicholson, O. ed. (2018). "Arcadius, Flavius". The Oxford Dictionary of Late Antiquity.
Lee, A. D. (2013). From Rome to Byzantium AD 363 to 565, Edinburgh University Press.
Liebeschuetz, J. H. W. G. (2011). Ambrose and John Chrysostom: Clerics Between Desert and Empire. Oxford University Press.
Goldsworthy, Adrian (2010). The Fall of the West: The Death of the Roman Superpower. Phoenix.
Long, Jacqueline (1996). Claudian's In Eutropium, Or, How, When, and why to Slander a Eunuch. University of North Carolina Press.
Burns, Thomas Samuel (1994). Barbarians Within the Gates of Rome: A Study of Roman Military Policy and the Barbarians, Ca. 375-425 A.D. Indiana University Press.
Cameron, A.; Long, J., Sherry, L., (1993). Barbarians and Politics at the Court of Arcadius. University of California Press.
Kazhdan, Alexander ed. (1991). Arkadios. The Oxford Dictionary of Byzantium, pp. 173–174.
Jones, A. H. M., John Robert Martindale, John Morris (1971). Arcadius 5. The Prosopography of the Later Roman Empire I. Cambridge University Press, p. 99.
Bury, J. B. (1889). A History of the Later Roman Empire from Arcadius to Irene I.
Gibbon, Edward (1932) [1789]. The Decline and Fall of the Roman Empire. New York: The Modern Library.
External links
Laws of Arcadius, extracted from Justinian's Corpus Juris Civilis
Watts, Edward, "the motifs of Imperial authority in the bust of Arcadius"
This list of Roman laws of the fourth century shows laws passed by Arcadius relating to Christianity.
370s births
408 deaths
4th-century Roman consuls
5th-century Roman consuls
4th-century Roman emperors
5th-century Byzantine emperors
4th-century Christians
5th-century Christians
Sons of Roman emperors
Theodosian dynasty |
2185 | https://en.wikipedia.org/wiki/Arabs | Arabs | The Arabs (, DIN 31635: , Arabic pronunciation: ), also known as the Arab people (), are an ethnic group mainly inhabiting the Arab world in Western Asia and Northern Africa, which formally denotes the "Arab homeland". Moreover, a significant Arab diaspora is present in various parts of the world.
According to the Abrahamic tradition, Arabs are descendants of Abraham through his son Ishmael, who was born in Canaan, a region in the Levant that is now part of Palestine and Israel. Islamic sources state that Abraham brought Hagar and Ishmael to Mecca. The 14th century Arab historian Ibn Kathir mentions that the pre-Islamic Arabs considered Ishmael as their patriarch. Arabs have been in the Fertile Crescent for thousands of years. In the 9th century BCE, the Assyrians made written references to Arabs as inhabitants of the Levant, Mesopotamia, and Arabia. Throughout the ancient Near East, Arabs established influential civilizations starting from 3000 BCE onwards, such as Dilmun, Gerrha and, Magan, playing a vital role in trade between Mesopotamia, and the Mediterranean. Other prominent tribes include Midian, ʿĀd, and Thamud mentioned in the Bible and Quran. The Amorites, likely originating from Arabia, emerged around 2100 BCE in the Levant and Mesopotamia. Around 1300 BCE, the Edomites were found adjacent to Moab in the southern Levant. Later, in 900 BCE, the Qedarites enjoyed close relations with the nearby Canaanite and Aramaean states, and their territory extended from Lower Egypt to the Southern Levant. From 1200 BCE to 110 BCE, powerful Arab kingdoms such as Saba, Lihyan, Minaean, Qataban, Hadhramaut, Awsan, and Homerite emerged in Arabia.
During classical antiquity, the Nabataeans established their kingdom with Petra as the capital in 300 BCE, by 271 CE, the Palmyrene Empire with the capital Palmyra, led by Queen Zenobia, encompassed the Syria Palaestina, Arabia Petraea, and Egypt, as well as large parts of Anatolia. The Arab Itureans inhabited Lebanon, Syria, and northern Palestine (Galilee) during the Hellenistic and Roman periods. The Osroene and Hatran were Arab kingdoms in Upper Mesopotamia around 200 CE. In 164 CE, the Sasanians recognized the Arabs as "Arbayistan", meaning "land of the Arabs," as they were part of Adiabene in upper Mesopotamia. The Arab Emesenes ruled by 46 BCE Emesa (Homs), Syria. During late antiquity, the Tanukhids, Salihids, Lakhmids, Kinda, and Ghassanids were dominant Arab tribes in the Levant, Mesopotamia, and Arabia, they predominantly embraced Christianity. During the Middle Ages, Islam fostered a vast Arab union, leading to significant Arab migration from the East, extremely to North Africa, under the rule of Arab empires such as the Rashidun, Umayyad, Abbasid, and Fatimid, ultimately leading to the decline of the Byzantine and Sasanian empires. At its peak, Arab territories stretched from southern France to western China, forming one of history's largest empires. The Great Arab Revolt in the early 20th century, aided in dismantling the Ottoman Empire, ultimately leading to the formation of the Arab League on 22 March 1945, with its Charter endorsing the principle of a "unified Arab homeland".
Arabs from Morocco to Iraq share a common bond based on ethnicity, language, culture, history, identity, ancestry, nationalism, geography, unity, and politics, which give the region a distinct identity and distinguish it from other parts of the Muslim world. They also have their own customs, literature, music, dance, media, food, clothing, society, sports, architecture, art and, mythology. Arabs have significantly influenced and contributed to human progress in many fields, including science, technology, philosophy, ethics, literature, politics, business, art, music, comedy, theatre, cinema, architecture, food, medicine, and religion. Before Islam, most Arabs followed polytheistic Semitic religion, while some tribes adopted Judaism or Christianity and a few individuals, known as the hanifs, followed a form of monotheism. Currently, around 93% of Arabs are Muslims, while the rest are mainly Arab Christians, as well as Arab groups of Druze and Baháʼís.
Etymology
The earliest documented use of the word Arab in reference to a people appears in the Kurkh Monoliths, an Akkadian-language record of the Assyrian conquest of Aram (9th century BCE). The Monoliths used the term to refer to Bedouins of the Arabian Peninsula under King Gindibu, who fought as part of a coalition opposed to Assyria. Listed among the booty captured by the army of the Assyrian king Shalmaneser III in the Battle of Qarqar (853 BCE) are 1000 camels of "Gîndibuʾ the Arbâya" or "[the man] Gindibu belonging to the Arabs" (ar-ba-a-a being an adjectival nisba of the noun ʿArab).
The related word ʾaʿrāb is used to refer to Bedouins today, in contrast to ʿArab which refers to Arabs in general. Both terms are mentioned around 40 times in pre-Islamic Sabaean inscriptions. The term ʿarab ('Arab') occurs also in the titles of the Himyarite kings from the time of 'Abu Karab Asad until MadiKarib Ya'fur. According to Sabaean grammar, the term ʾaʿrāb is derived from the term ʿarab. The term is also mentioned in Quranic verses, referring to people who were living in Madina and it might be a south Arabian loanword into Quranic language.
The oldest surviving indication of an Arab national identity is an inscription made in an archaic form of Arabic in 328 CE using the Nabataean alphabet, which refers to Imru' al-Qays ibn 'Amr as 'King of all the Arabs'. Herodotus refers to the Arabs in the Sinai, southern Palestine, and the frankincense region (Southern Arabia). Other Ancient-Greek historians like Agatharchides, Diodorus Siculus and Strabo mention Arabs living in Mesopotamia (along the Euphrates), in Egypt (the Sinai and the Red Sea), southern Jordan (the Nabataeans), the Syrian steppe and in eastern Arabia (the people of Gerrha). Inscriptions dating to the 6th century BCE in Yemen include the term 'Arab'.
The most popular Arab account holds that the word Arab came from an eponymous father named Ya'rub, who was supposedly the first to speak Arabic. Abu Muhammad al-Hasan al-Hamdani had another view; he states that Arabs were called gharab ('westerners') by Mesopotamians because Bedouins originally resided to the west of Mesopotamia; the term was then corrupted into Arab.
Yet another view is held by al-Masudi that the word Arab was initially applied to the Ishmaelites of the Arabah valley. In Biblical etymology, Arab (Hebrew: arvi) comes from the desert origin of the Bedouins it originally described (arava means 'wilderness').
The root ʿ-r-b has several additional meanings in Semitic languages—including 'west, sunset', 'desert', 'mingle', 'mixed', 'merchant' and 'raven'—and are "comprehensible" with all of these having varying degrees of relevance to the emergence of the name. It is also possible that some forms were metathetical from , 'moving around' (Arabic: , 'traverse') and hence, it is alleged, 'nomadic'.
Origins
Arabic is a Semitic language that belongs to the Afroasiatic language family. The majority of scholars accept the "Arabian peninsula" has long been accepted as the original Urheimat (linguistic homeland) of the Semitic languages. Or to be from the Levant. The ancient Semitic-speaking peoples lived in the ancient Near East, including the Levant, Mesopotamia, and the Arabian Peninsula from the 3rd millennium BCE to the end of antiquity. Proto-Semitic likely reached the Arabian Peninsula by the 4th millennium BCE, and its daughter languages spread outward from there, while Old Arabic began to differentiate from Central Semitic by the start of the 1st millennium BCE. Central Semitic is a branch of the Semitic language includes Arabic, Aramaic, Canaanite, Phoenician, Hebrew and others. The origins of Proto-Semitic may lie in the Arabian Peninsula, with the language spreading from there to other regions. This theory proposes that Semitic peoples reached Mesopotamia and other areas from the deserts to the west, such as the Akkadians who entered Mesopotamia around the late 4th millennium BCE. The origins of Semitic peoples are thought to include various regions Mesopotamia, the Levant, the Arabian Peninsula, and North Africa. Some view that Semitic may have originated in the Levant around 3800 BCE and subsequently spread to the Horn of Africa around 800 BCE from Arabia, as well as to North Africa.
According to Arab-Islamic-Jewish traditions, Ishmael son of Abraham was "father of the Arabs", to be the ancestor of the Arabs. That Abraham be the ancestor of the Arabs and Israelites. Shem's descendants: Genesis chapter 10 verses 21–30 gives one list of descendants of Shem. In chapter 11 verses 10–26 a second list of descendants of Shem names Abraham and thus the Arabs and Israelites. Genetic research has indicated that Arabs and Jews share common genetic ancestry and are closely related. Additionally, it is common for Arabs and Jews to refer to each other as "cousins". The Book of Genesis narrates that God promised Hagar to beget from Ishmael twelve princes and turn him to a "great nation". Ya'rub is the grandson of Abir being the son of Qahtan/Joktan is an ancestor of the Ishmaelites and the Israelites according to the "Table of Nations" in the Book of Genesis () and the Books of Chronicles (). Qahtan/Joktan mentioned in the Hebrew Bible, he descends from Shem, son of Noah. Joktan's sons in the order provided in , were Almodad, Sheleph, Hazarmaveth, Jerah, Hadoram, Uzal, Diklah, Obal, Abimael, Sheba, Ophir, Havilah, and Jobab. Keturah was a wife of Abraham, according to the Book of Genesis, Abraham married Keturah after the death of his first wife, Sarah. Abraham and Keturah had six sons: Zimran, Jokshan, Medan, Midian, Ishbak, and Shuah. Genesis and First Chronicles also list seven of her grandsons (Sheba, Dedan, Ephah, Epher, Hanoch, Abida, and Eldaah). Keturah's sons were to have represented the Arab tribes who lived south and east of Palestine ().
Ishmael was considered the ancestor of Muhammad the founder of Islam, was linked to him through the lineage of the patriarch Adnan. Ishmael also has been claimed as the ancestor of the Southern Arabs through his descendant Qahtan. "Zayd ibn Amr" was another Pre-Islamic figure who refused idolatry and preached monotheism, claiming it was the original belief of their [Arabs] father Ishmael. The tribes of Central West Arabia called themselves the "people of Abraham and the offspring of Ishmael." Ibn Khaldun an Arab scholar in the 8th century described the Arabs were divided into two groups: ‘Adnan and Qahtan, both of which were attributed to Ishmaelite origins. He provided a definition of who the Arabs were, stating that they were a large nation occupying territories from the Atlantic Ocean (Maghreb) in the West (Mashriq) to Yemen and the Indian border in the East. According to him, most Arabs descending from the Qudā‘a, Qahtan, and ‘Adnan tribes (Ishmaelite).
The Hebrew Bible occasionally refers to Aravi peoples (or variants thereof), translated as "Arab". The scope of the term at that early stage is unclear, but it seems to have referred to various desert-dwelling Semitic tribes in the Levant and Arabia. And the Book of Jubilees claims that the sons of Ishmael intermingled with the 6 sons of Keturah, from Abraham, and their descendants were called Arabs and Ishmaelites: "And Ishmael and his sons, and the sons of Keturah and their sons, went together and dwelt from Paran to the entering in of Babylon in all the land towards the East facing the desert. And these mingled with each other, and their name was called Arabs, and Ishmaelites".
The Biblical texts mention Ishmael, son of Abraham, as the ancestor of twelve nomadic tribes who settled in the desert lands between North Arabia, Egypt, and Palestine (Genesis 25:13-16). The Ishmaelites denoted a broad confederation of people, including sub-groups such as the Midianites, Amalekites, and Hagarites (Genesis 37:25, 27; 39:1). Chapter 25 lists his sons as: And these are the names of the sons of Ishmael, by their names, according to their generations: the firstborn of Ishmael Nebaioth; and Kedar, and Adbeel, and Mibsam, And Mishma, and Dumah, and Massa, Hadar, and Tema, Jetur, Naphish, and Kedemah. The Bible also mentions "Arabs" or "Arabians" as nomads wandering in North Arabia and Southern Palestine, with some verses associating them with animal-breeding, such as the tribute of flocks, rams, and goats brought to Jehoshaphat by the Arabs.The Quran mention, Ibrahim (Abraham) and his wife Hajar (Hagar) bore a prophetic child named Ishmael, who was gifted by God all of Ishmael, Alyasa, Yunus and Lut a favor above the nations. God ordered Ibrahim to bring Hajar and Ishmael to Mecca, where he prayed for them to be provided with water and fruits. Hajar ran between the hills of Safa and Marwa in search of water, and an angel appeared to them and provided them with water. Ishmael grew up in Mecca. Ibrahim was later ordered to sacrifice Ishmael in a dream, but God intervened and replaced him with a goat. Ibrahim and Ishmael then built the Kaaba in Mecca, which was originally constructed by Adam. The Quran calls itself , "Arabic", and , "clear".
According to the Samaritan book Asaṭīr adds: "And after the death of Abraham, Ishmael reigned twenty-seven years; And all the children of Nebaot ruled for one year in the lifetime of Ishmael; And for thirty years after his death from the river of Egypt to the river Euphrates; and they built Mecca." Josephus also lists the sons and states that they "...inhabit the lands which are between Euphrates and the Red Sea, the name of which country is Nabathæa. The Targum Onkelos annotates (Genesis 25:16), describing the extent of their settlements: The Ishmaelites lived from Hindekaia (India) to Chalutsa (possibly in Arabia), by the side of Mizraim (Egypt), and from the area around Arthur (Assyria) up towards the north. This description suggests that the Ishmaelites were a widely dispersed group with a presence across a significant portion of the ancient Near East.
History
The nomads of Arabia have been spreading through the desert fringes of the Fertile Crescent since at least 3000 BCE, but the first known reference to the Arabs as a distinct group is from an Assyrian scribe recording a battle in 853 BCE. The history of the Arabs during the pre-Islamic period in various regions, including Arabia, Levant, Mesopotamia, and Egypt. The Arabs were mentioned by their neighbors, such as Assyrian and Babylonian Royal Inscriptions from 9th to 6th century BCE, mention the king of Qedar as king of the Arabs and King of the Ishmaelites. Of the names of the sons of Ishmael the names "Nabat, Kedar, Abdeel, Dumah, Massa, and Teman" were mentioned in the Assyrian Royal Inscriptions as tribes of the Ishmaelites. Jesur was mentioned in Greek inscriptions in the 1st century BCE. There are also records from Sargon's reign that mention sellers of iron to people called Arabs in Ḫuzaza in Babylon, causing Sargon to prohibit such trade out of fear that the Arabs might use the resource to manufacture weapons against the Assyrian army. The history of the Arabs in relation to the Bible shows that they were a significant part of the region and played a role in the lives of the Israelites. The study asserts that the Arab nation is an ancient and significant entity; however, it highlights that the Arabs lacked a collective awareness of their unity. They did not inscribe their identity as Arabs or assert exclusive ownership over specific territories.
Magan, Midian, and ʿĀd are all ancient tribes or civilizations that are mentioned in Arabic literature and have roots in the Arabia. Magan (, ), known for its production of copper and other metals, the region was an important trading center in ancient times and is mentioned in the Qur'an as a place where the prophet Moses traveled during his lifetime. Midian (, ), on the other hand, was a region located in the northwestern part of the Arabia, the people of Midian are mentioned in the Qur'an as having worshiped idols and having been punished by God for their disobedience. The prophet Moses also lived in Midian for a time, where he married and worked as a shepherd. ʿĀd (, ), as mentioned earlier, was an ancient tribe that lived in the southern Arabia, the tribe was known for its wealth, power, and advanced technology, but they were ultimately destroyed by a powerful windstorm as punishment for their disobedience to God. ʿĀd is regarded as one of the original Arab tribes.
The historian Herodotus provided extensive information about Arabia, describing the spices, terrain, folklore, trade, clothing, and weapons of the Arabs. In his third book, he mentioned the Arabs (Άραβες) as a force to be reckoned with in the north of the Arabian Peninsula just before Cambyses’ campaign against Egypt. Other Greek and Latin authors who wrote about Arabia include Theophrastus, Strabo, Diodorus Siculus, and Pliny the Elder. The Jewish historian Flavius Josephus wrote about the Arabs and their king, mentioning their relationship with Cleopatra, the queen of Egypt. The tribute paid by the Arab king to Cleopatra was collected by Herod, the king of the Jews, but the Arab king later became slow in his payments and refused to pay without further deductions. This sheds some light on the relations between the Arabs, Jews, and Egypt at that time. Geshem the Arab was an Arab man who opposed Nehemiah in the Hebrew Bible (Neh. 2:19, 6:1). He was likely the chief of the Arab tribe "Gushamu" and have been a powerful ruler with influence stretching from northern Arabia to Judah. The Arabs and the Samaritans made efforts to hinder Nehemiah's rebuilding of the walls of Jerusalem.
The term "Saracens" was a term used in the early centuries, both in Greek and Latin writings, to refer to the "Arabs" who lived in and near what was designated by the Romans as Arabia Petraea (Levant) and Arabia Deserta (Arabia). The Christians of Iberia used the term Moor to describe all the Arabs and Muslims of that time. Arabs of Medina referred to the nomadic tribes of the deserts as the A'raab, and considered themselves sedentary, but were aware of their close racial bonds. Hagarenes is a term widely used by early Syriac, Greek, and Armenian to describe the early Arab conquerors of Mesopotamia, Syria and Egypt, refers to the descendants of Hagar, who bore a son named Ishmael to Abraham in the Old Testament. In the Bible, the Hagarenes referred to as "Ishmaelites" or "Arabs." The Arab conquests in the 7th century was a sudden and dramatic conquest led by Arab armies, which quickly conquered much of the Middle East, North Africa, and Spain. It was a significant moment for Islam, which saw itself as the successor of Judaism and Christianity. The term ʾiʿrāb has the same root refers to the Bedouin tribes of the desert who rejected Islam and resisted Muhammad.(Quran 9:97) The 14th century Kebra Nagast says "And therefore the children of Ishmael became kings over Tereb, and over Kebet, and over Nôbâ, and Sôba, and Kuergue, and Kîfî, and Mâkâ, and Môrnâ, and Fînḳânâ, and ’Arsîbânâ, and Lîbâ, and Mase'a, for they were the seed of Shem."
Antiquity
Limited local historical coverage of these civilizations means that archaeological evidence, foreign accounts and Arab oral traditions are largely relied on to reconstruct this period. Prominent civilizations at the time included, Dilmun civilization was an important trading centre which at the height of its power controlled the Arabian Gulf trading routes. The Sumerians regarded Dilmun as holy land. Dilmun is regarded as one of the oldest ancient civilizations in the Middle East. which arose around the 4th millennium BCE and lasted to 538 BCE. Gerrha was an ancient city of Eastern Arabia, on the west side of the Gulf, Gerrha was the center of an Arab kingdom from approximately 650 BCE to circa CE 300. Thamud, which arose around the 1st millennium BCE and lasted to about 300 CE. From the beginning of the first millennium BCE, Proto-Arabic, or Ancient North Arabian, texts give a clearer picture of the Arabs' emergence. The earliest are written in variants of epigraphic south Arabian musnad script, including the 8th century BCE Hasaean inscriptions of eastern Saudi Arabia, the Thamudic texts found throughout the Arabian Peninsula and Sinai.
The Qedarites were a largely nomadic ancient Arab tribal confederation centred in the Wādī Sirḥān in the Syrian Desert. They were known for their nomadic lifestyle and for their role in the caravan trade that linked the Arabian Peninsula with the Mediterranean world. The Qedarites gradually expanded their territory over the course of the 8th and 7th centuries BCE, and by the 6th century BCE, they had consolidated into a kingdom that covered a large area in northern Arabia, southern Palestine, and the Sinai Peninsula. The Qedarites were influential in the ancient Near East, and their kingdom played a significant role in the political and economic affairs of the region for several centuries.
Sheba ( Saba) is kingdom mentioned in the Hebrew Bible (Old Testament) and the Quran. Sheba features in Jewish, Muslim, and Christian traditions, whose lineage goes back to Qahtan son of Hud, one of the ancestors of the Arabs, Sheba was mentioned in Assyrian inscriptions and in the writings of Greek and Roman writers. One of the ancient written references that also spoke of Sheba is the Old Testament, which stated that the people of Sheba supplied Syria and Egypt with incense, especially frankincense, and exported gold and precious stones to them. The Queen of Sheba who travelled to Jerusalem to question King Solomon, great caravan of camels, carrying gifts of gold, precious stones, and spices, when she arrived, she was impressed by the wisdom and wealth of King Solomon, and she posed a series of difficult questions to him. King Solomon was able to answer all of her questions, and the Queen of Sheba was impressed by his wisdom and his wealth.()Sabaeans are mentioned several times in the Hebrew Bible. In the Quran, they are described as either (, not to be confused with , ), or as (). They were known for their prosperous trade and agricultural economy, which was based on the cultivation of frankincense and myrrh, these highly valued aromatic resins were exported to Egypt, Greece, and Rome, making the Sabaeans wealthy and powerful, they also traded in spices, textiles, and other luxury goods. The Maʾrib Dam was one of the greatest engineering achievements of the ancient world, and it provided water for the city of Maʾrib and the surrounding agricultural lands.
Lihyan also called Dadān or Dedan was a powerful and highly organized ancient Arab kingdom that played a vital cultural and economic role in the north-western region of the Arabian Peninsula and used Dadanitic language. The Lihyanites were known for their advanced organization and governance, and they played a significant role in the cultural and economic life of the region. The kingdom was centered around the city of Dedan (modern-day Al Ula), and it controlled a large territory that extended from Yathrib in the south to parts of the Levant in the north. The Arab genealogies consider the Banu Lihyan to be Ishmaelites, and used Dadanitic language.
The Kingdom of Ma'in was an ancient Arab kingdom with a hereditary monarchy system and a focus on agriculture and trade. Proposed dates range from the 15th century BCE to the 1st century CE Its history has been recorded through inscriptions and classical Greek and Roman books, although the exact start and end dates of the kingdom are still debated. The Ma'in people had a local governance system with councils called "Mazood," and each city had its own temple that housed one or more gods. They also adopted the Phoenician alphabet and used it to write their language. The kingdom eventually fell to the Arab Sabaean people.Qataban was an ancient kingdom located in the South Arabia, which existed from the early 1st millennium BCE till the late 1st or 2nd centuries CE. It developed into a centralized state in the 6th century BCE with two co-kings ruling poles. Qataban expanded its territory, including the conquest of Ma'in and successful campaigns against the Sabaeans. It challenged the supremacy of the Sabaeans in the region and waged a successful war against Hadramawt in the 3rd century BCE. Qataban's power declined in the following centuries, leading to its annexation by Hadramawt and Ḥimyar in the 1st century CE.
The Kingdom of Hadhramaut it was known for its rich cultural heritage, as well as its strategic location along important trade routes that connected the Middle East, South Asia, and East Africa. The Kingdom was established around the 3rd century BCE, and it reached its peak during the 2nd century CE, when it controlled much of the southern Arabian Peninsula. The kingdom was known for its impressive architecture, particularly its distinctive towers, which were used as watchtowers, defensive structures, and homes for wealthy families. The people of Hadhramaut were skilled in agriculture, especially in growing frankincense and myrrh. They had a strong maritime culture and traded with India, East Africa, and Southeast Asia. Although the kingdom declined in the 4th century, Hadhramaut remained a cultural and economic center. Its legacy can still be seen today.
The ancient Kingdom of Awsān (8th century BCE–7th century BCE) was indeed one of the most important small kingdoms of South Arabia, and its capital Ḥajar Yaḥirr was a significant center of trade and commerce in the ancient world. It is fascinating to learn about the rich history of this region and the cultural heritage that has been preserved through the archaeological sites like Ḥajar Asfal. The destruction of the city in the 7th century BCE by the king and Mukarrib of Saba' Karab El Watar is a significant event in the history of South Arabia. It highlights the complex political and social dynamics that characterized the region at the time and the power struggles between different kingdoms and rulers. The victory of the Sabaeans over Awsān is also a testament to the military might and strategic prowess of the Sabaeans, who were one of the most powerful and influential kingdoms in the region.
The Himyarite Kingdom or Himyar, was an ancient kingdom that existed from around the 2nd century BCE to the 6th century CE. It was centered in the city of Zafar, which is located in present-day Yemen. The Himyarites were a Arab people who spoke a South Arabian language and were known for their prowess in trade and seafaring, they controlled the southern part of Arabia and had a prosperous economy based on agriculture, commerce, and maritime trade, they were skilled in irrigation and terracing, which allowed them to cultivate crops in the arid environment. The Himyarites converted to Judaism in the 4th century CE, and their rulers became known as the "Kings of the Jews", this conversion was likely influenced by their trade connections with the Jewish communities of the Red Sea region and the Levant, however, the Himyarites also tolerated other religions, including Christianity and the local pagan religions.
Classical antiquity
The Nabataeans were nomadic Arabs who moved into territory vacated by the Edomites– Semites who settled the region centuries before them. Their early inscriptions were in Aramaic, but gradually switched to Arabic, and since they had writing, it was they who made the first inscriptions in Arabic. The Nabataean alphabet was adopted by Arabs to the south, and evolved into modern Arabic script around the 4th century. This is attested by Safaitic inscriptions (beginning in the 1st century BCE) and the many Arabic personal names in Nabataean inscriptions. From about the 2nd century BCE, a few inscriptions from Qaryat al-Faw reveal a dialect no longer considered proto-Arabic, but pre-classical Arabic. Five Syriac inscriptions mentioning Arabs have been found at Sumatar Harabesi, one of which dates to the 2nd century CE.
Arabs are first recorded in Palmyra in the late first millennium BCE. The soldiers of the sheikh Zabdibel, who aided the Seleucids in the battle of Raphia (217 BCE), were described as Arabs; Zabdibel and his men were not actually identified as Palmyrenes in the texts, but the name "Zabdibel" is a Palmyrene name leading to the conclusion that the sheikh hailed from Palmyra. After the Battle of Edessa in 260 CE. Valerian's capture by the Sassanian king Shapur I was a significant blow to Rome, and it left the empire vulnerable to further attacks. Zenobia was able to capture most of the Near East, including Egypt and parts of Asia Minor. However, their empire was short-lived, as Aurelian was able to defeat the Palmyrenes and recover the lost territories. The Palmyrenes were helped by their Arab allies, but Aurelian was also able to leverage his own alliances to defeat Zenobia and her army. Ultimately, the Palmyrene Empire lasted only a few years, but it had a significant impact on the history of the Roman Empire and the Near East.
The Itureans were an Arab people who inhabited the region of Iturea, emerged as a prominent power in the region after the decline of the Seleucid Empire in the 2nd century BCE, from their base around Mount Lebanon and the Beqaa Valley, they came to dominate vast stretches of Syrian territory, and appear to have penetrated into northern parts of Palestine as far as the Galilee. Tanukhids were an Arab tribal confederation that lived in the central and eastern Arabian Peninsula during the late ancient and early medieval periods. As mentioned earlier, they were a branch of the Rabi'ah tribe, which was one of the largest Arab tribes in the pre-Islamic period. They were known for their military prowess and played a significant role in the early Islamic period, fighting in battles against the Byzantine and Sassanian empires and contributing to the expansion of the Arab empire.
The Osroene Arabs, also known as the Abgarids, were in possession of the city of Edessa in the ancient Near East for a significant period of time. Edessa was located in the region of Osroene, which was an ancient kingdom that existed from the 2nd century BCE to the 3rd century CE. They established a dynasty known as the Abgarids, which ruled Edessa for several centuries. The most famous ruler of the dynasty was Abgar V, who is said to have corresponded with Jesus Christ and is believed to have converted to Christianity. The Abgarids played an important role in the early history of Christianity in the region, and Edessa became a center of Christian learning and scholarship. The Kingdom of Hatra was an ancient city located in the region of Mesopotamia, it was founded in the 2nd or 3rd century BCE and flourished as a major center of trade and culture during the Parthian Empire. The rulers of Hatra were known as the Arsacid dynasty, which was a branch of the Parthian ruling family. However, in the 2nd century CE, the Arab tribe of Banu Tanukh seized control of Hatra and established their own dynasty. The Arab rulers of Hatra assumed the title of "malka," which means king in Arabic, and they often referred to themselves as the "King of the Arabs."
The Osroeni and Hatrans were part of several Arab groups or communities in upper Mesopotamia, who also included the Praetavi of Singara reported by Pliny the Elder, and the Arabs of Adiabene which was an ancient kingdom in northern Mesopotamia, its chief city was Arbela (Arba-ilu), where Mar Uqba had a school, or the neighboring Hazzah, by which name the later Arabs also called Arbela. This elaborate Arab presence in upper Mesopotamia was acknowledged by the Sasanians, who called the region Arbayistan, meaning "land of the Arabs", is first attested as a province in the Ka'ba-ye Zartosht inscription of the second Sasanian King of Kings (shahanshah) Shapur I (), which was erected in 262. The Emesene were a dynasty of Arab priest-kings that ruled the city of Emesa (modern-day Homs, Syria) in the Roman province of Syria from the 1st century CE to the 3rd century CE. The dynasty is notable for producing a number of high priests of the god El-Gabal, who were also influential in Roman politics and culture. The first ruler of the Emesene dynasty was Sampsiceramus I, who came to power in 64 CE. He was succeeded by his son, Iamblichus, who was followed by his own son, Sampsiceramus II. Under Sampsiceramus II, Emesa became a client kingdom of the Roman Empire, and the dynasty became more closely tied to Roman political and cultural traditions.
Late antiquity
The Ghassanids, Lakhmids and Kindites were the last major migration of pre-Islamic Arabs out of Yemen to the north. The Ghassanids increased the Semitic presence in then-Hellenized Syria, the majority of Semites were Aramaic peoples. They mainly settled in the Hauran region and spread to modern Lebanon, Palestine and Jordan. Greeks and Romans referred to all the nomadic population of the desert in the Near East as Arabi. The Romans called Yemen "Arabia Felix". The Romans called the vassal nomadic states within the Roman Empire Arabia Petraea, after the city of Petra, and called unconquered deserts bordering the empire to the south and east Arabia Magna. The Lakhmids as a dynasty inherited their power from the Tanukhids, the mid Tigris region around their capital Al-Hira. They ended up allying with the Sassanids against the Ghassanids and the Byzantine Empire. The Lakhmids contested control of the Central Arabian tribes with the Kindites with the Lakhmids eventually destroying the Kingdom of Kinda in 540 after the fall of their main ally Himyar. The Persian Sassanids dissolved the Lakhmid dynasty in 602, being under puppet kings, then under their direct control. The Kindites migrated from Yemen along with the Ghassanids and Lakhmids, but were turned back in Bahrain by the Abdul Qais Rabi'a tribe. They returned to Yemen and allied themselves with the Himyarites who installed them as a vassal kingdom that ruled Central Arabia from "Qaryah Dhat Kahl" (the present-day called Qaryat al-Faw). They ruled much of the Northern/Central Arabian peninsula, until they were destroyed by the Lakhmid king Al-Mundhir, and his son 'Amr.
The Ghassanids were an Arab tribe in the Levant in the early third century. According to Arab genealogical tradition, they were considered a branch of the Azd tribe. They fought alongside the Byzantines against the Sasanians and Arab Lakhmids. Most Ghassanids were Christians, converting to Christianity in the first few centuries, and some merged with Hellenized Christian communities. After the Muslim conquest of the Levant, few Ghassanids became Muslims, and most remained Christian and joined Melkite and Syriac communities within what is now Jordan, Palestine, Syria, and Lebanon. The Salihids were Arab foederati in the 5th century, were ardent Christians, and their period is less documented than the preceding and succeeding periods due to a scarcity of sources. Most references to the Salihids in Arabic sources derive from the work of Hisham ibn al-Kalbi, with the Tarikh of Ya'qubi considered valuable for determining the Salihids' fall and the terms of their foedus with the Byzantines.
Middle Ages
During the Middle Ages, Arab civilization flourished and the Arabs made significant contributions to the fields of science, mathematics, medicine, philosophy, and literature, with the rise of great cities like Baghdad, Cairo, and Cordoba, they became centers of learning, attracting scholars, scientists, and intellectuals. Arabs forged many empires and dynasties, most notably, the Rashidun Empire, the Umayyad Empire, the Abbasid Empire, the Fatimid Empire, among others. These empires were characterized by their expansion, scientific achievements, and cultural flourishing, extended from Spain to India The Arabs during the Middle Ages was a vibrant and dynamic region that left a lasting impact on the world.The rise of Islam began when Muhammad and his followers migrated from Mecca to Medina in an event known as the Hijra. Muhammad spent the last ten years of his life engaged in a series of battles to establish and expand the Muslim community. From 622 to 632, he led the Muslims in a state of war against the Meccans. During this period, the Arabs conquered the region of Basra, and under the leadership of Umar, they established a base and built a mosque there. Another conquest was Midian, but due to its harsh environment, the settlers eventually moved to Kufa. Umar successfully defeated rebellions by various Arab tribes, bringing stability to the entire Arabian peninsula and unifying it. Under the leadership of Uthman, the Arab empire expanded through the conquest of Persia, with the capture of Fars in 650 and parts of Khorasan in 651. The conquest of Armenia also began in the 640s. During this time, the Rashidun Empire extended its rule over the entire Sassanid Empire and more than two-thirds of the Eastern Roman Empire. However, the reign of Ali ibn Abi Talib, the fourth caliph, was marred by the First Fitna, or the First Islamic Civil War, which lasted throughout his rule. After a peace treaty with Hassan ibn Ali and the suppression of early Kharijite disturbances, Muawiyah I became the Caliph. This marked a significant transition in leadership.
Arab empires
Rashidun era (632–661)
After the death of Muhammad in 632, Rashidun armies launched campaigns of conquest, establishing the Caliphate, or Islamic Empire, one of the largest empires in history. It was larger and lasted longer than the previous Arab empire Tanukhids of Queen Mawia or the Arab Palmyrene Empire. The Rashidun state was a completely new state and unlike the Arab kingdoms of its century such as the Himyarite, Lakhmids or Ghassanids.
During the Rashidun era, the Arab community expanded rapidly, conquering many territories and establishing a vast Arab empire, which is marked by the reign of the first four caliphs, or leaders, of the Arab community. These caliphs are Abu Bakr, Umar, Uthman and Ali, who are collectively known as the Rashidun, meaning "rightly guided." The Rashidun era is significant in Arab and Islamic history as it marks the beginning of the Arab empire and the spread of Islam beyond the Arabian Peninsula. During this time, the Arab community faced numerous challenges, including internal divisions and external threats from neighboring empires.
Under the leadership of Abu Bakr, the Arab community successfully quelled a rebellion by some tribes who refused to pay Zakat, or Islamic charity. During the reign of Umar ibn al-Khattab, the Arab empire expanded significantly, conquering territories such as Egypt, Syria, and Iraq. The reign of Uthman ibn Affan was marked by internal dissent and rebellion, which ultimately led to his assassination. Ali, the cousin and son-in-law of the Prophet Muhammad, succeeded Uthman as caliph but faced opposition from some members of the Islamic community who believed he was not rightfully appointed. Despite these challenges, the Rashidun era is remembered as a time of great progress and achievement in Arab and Islamic history, the caliphs established a system of governance that emphasized justice and equality for all members of the Islamic community. They also oversaw the compilation of the Quran into a single text and spread Arabic teachings and principles throughout the empire. Overall, the Rashidun era played a crucial role in shaping Arab history and continues to be revered by Muslims worldwide as a period of exemplary leadership and guidance.
Umayyad era (661–750 & 756–1031)
In 661, the Rashidun Caliphate fell into the hands of the Umayyad dynasty and Damascus was established as the empire's capital. The Umayyads were proud of their Arab identity and sponsored the poetry and culture of pre-Islamic Arabia. They established garrison towns at Ramla, Raqqa, Basra, Kufa, Mosul and Samarra, all of which developed into major cities. Caliph Abd al-Malik established Arabic as the Caliphate's official language in 686. Caliph Umar II strove to resolve the conflict when he came to power in 717. He rectified the disparity, demanding that all Muslims be treated as equals, but his intended reforms did not take effect, as he died after only three years of rule. By now, discontent with the Umayyads swept the region and an uprising occurred in which the Abbasids came to power and moved the capital to Baghdad.
Umayyads expanded their Empire westwards capturing North Africa from the Byzantines. Before the Arab conquest, North Africa was conquered or settled by various people including Punics, Vandals and Romans. After the Abbasid Revolution, the Umayyads lost most of their territories with the exception of Iberia.
Their last holding became known as the Emirate of Córdoba. It was not until the rule of the grandson of the founder of this new emirate that the state entered a new phase as the Caliphate of Córdoba. This new state was characterized by an expansion of trade, culture and knowledge, and saw the construction of masterpieces of al-Andalus architecture and the library of Al-Ḥakam II which housed over 400,000 volumes. With the collapse of the Umayyad state in 1031 CE, Al-Andalus was divided into small kingdoms.
Abbasid era (750–1258 & 1261–1517)
The Abbasids were the descendants of Abbas ibn Abd al-Muttalib, one of the youngest uncles of Muhammad and of the same Banu Hashim clan. The Abbasids led a revolt against the Umayyads and defeated them in the Battle of the Zab effectively ending their rule in all parts of the Empire with the exception of al-Andalus. In 762, the second Abbasid Caliph al-Mansur founded the city of Baghdad and declared it the capital of the Caliphate. Unlike the Umayyads, the Abbasids had the support of non-Arab subjects. The Islamic Golden Age was inaugurated by the middle of the 8th century by the ascension of the Abbasid Caliphate and the transfer of the capital from Damascus to the newly founded city of Baghdad. The Abbasids were influenced by the Quranic injunctions and hadith such as "The ink of the scholar is more holy than the blood of martyrs" stressing the value of knowledge.
During this period the Arab Empire became an intellectual centre for science, philosophy, medicine and education as the Abbasids championed the cause of knowledge and established the "House of Wisdom" () in Baghdad. Rival dynasties such as the Fatimids of Egypt and the Umayyads of al-Andalus were also major intellectual centres with cities such as Cairo and Córdoba rivaling Baghdad. The Abbasids ruled for 200 years before they lost their central control when Wilayas began to fracture in the 10th century; afterwards, in the 1190s, there was a revival of their power, which was ended by the Mongols, who conquered Baghdad in 1258 and killed the Caliph Al-Musta'sim. Members of the Abbasid royal family escaped the massacre and resorted to Cairo, which had broken from the Abbasid rule two years earlier; the Mamluk generals taking the political side of the kingdom while Abbasid Caliphs were engaged in civil activities and continued patronizing science, arts and literature.
Fatimid era (909–1171)
The Fatimid caliphate was founded by al-Mahdi Billah, a descendant of Fatimah, the daughter of Muhammad, the Fatimid Caliphate was a Shia that existed from 909 to 1171 CE. The empire was based in North Africa, with its capital in Cairo, and at its height, it controlled a vast territory that included parts of modern-day Egypt, Libya, Tunisia, Algeria, Morocco, Syria, and Palestine. The Fatimid state took shape among the Kutama, in the West of the North African littoral, in Algeria, in 909 conquering Raqqada, the Aghlabid capital. In 921 the Fatimids established the Tunisian city of Mahdia as their new capital. In 948 they shifted their capital to Al-Mansuriya, near Kairouan in Tunisia, and in 969 they conquered Egypt and established Cairo as the capital of their caliphate.
The Fatimids were known for their religious tolerance and intellectual achievements, they established a network of universities and libraries that became centers of learning in the Islamic world. They also promoted the arts, architecture, and literature, which flourished under their patronage. One of the most notable achievements of the Fatimids was the construction of the Al-Azhar Mosque and Al-Azhar University in Cairo. Founded in 970 CE, it is one of the oldest universities in the world and remains an important center of Islamic learning to this day. The Fatimids also had a significant impact on the development of Islamic theology and jurisprudence. They were known for their support of Shia Islam and their promotion of the Ismaili branch of Shia Islam. Despite their many achievements, the Fatimids faced numerous challenges during their reign. They were constantly at war with neighboring empires, including the Abbasid Caliphate and the Byzantine Empire. They also faced internal conflicts and rebellions, which weakened their empire over time. In 1171 CE, the Fatimid Caliphate was conquered by the Ayyubid dynasty, led by Saladin. Although the Fatimid dynasty came to an end, its legacy continued to influence Arab-Islamic culture and society for centuries to come.
Ottoman era (1517–1918)
From 1517 to 1918, The Ottomans defeated the Mamluk Sultanate in Cairo, and ended the Abbasid Caliphate in the battles of Marj Dabiq and Ridaniya. They entered the Levant and Egypt as conquerors, and brought down the Abbasid caliphate after it lasted for many centuries. In 1911, Arab intellectuals and politicians from throughout the Levant formed al-Fatat ("the Young Arab Society"), a small Arab nationalist club, in Paris. Its stated aim was "raising the level of the Arab nation to the level of modern nations." In the first few years of its existence, al-Fatat called for greater autonomy within a unified Ottoman state rather than Arab independence from the empire. Al-Fatat hosted the Arab Congress of 1913 in Paris, the purpose of which was to discuss desired reforms with other dissenting individuals from the Arab world. However, as the Ottoman authorities cracked down on the organization's activities and members, al-Fatat went underground and demanded the complete independence and unity of the Arab provinces.
The Arab Revolt was a military uprising of Arab forces against the Ottoman Empire during World War I, began in 1916, led by Sherif Hussein bin Ali, the goal of the revolt was to gain independence for the Arab lands under Ottoman rule and to create a unified Arab state. The revolt was sparked by a number of factors, including the Arab desire for greater autonomy within the Ottoman Empire, resentment towards Ottoman policies, and the influence of Arab nationalist movements. The Arab Revolt was a significant factor in the eventual defeat of the Ottoman Empire. The revolt helped to weaken Ottoman military power and tie up Ottoman forces that could have been deployed elsewhere. It also helped to increase support for Arab independence and nationalism, which would have a lasting impact on the region in the years to come. The Empire's defeat and the occupation of part of its territory by the Allied Powers in the aftermath of World War I, the Sykes–Picot Agreement had a significant impact on the Arab world and its people. The agreement divided the Arab territories of the Ottoman Empire into zones of control for France and Britain, ignoring the aspirations of the Arab people for independence and self-determination.
Renaissance
The Golden Age of Arab Civilization known as the "Islamic Golden Age", traditionally dated from the 8th century to the 13th century. The period is traditionally said to have ended with the collapse of the Abbasid caliphate due to Siege of Baghdad in 1258. During this time, Arab scholars made significant contributions to fields such as mathematics, astronomy, medicine, and philosophy. These advancements had a profound impact on European scholars during the Renaissance.
The Arabs shared its knowledge and ideas with Europe, including translations of Arabic texts. These translations had a significant impact on culture of Europe, leading to the transformation of many philosophical disciplines in the medieval Latin world. Additionally, the Arabs made original innovations in various fields, including the arts, agriculture, alchemy, music, and pottery, and traditional star names such as Aldebaran, scientific terms like alchemy (whence also chemistry), algebra, algorithm, etc. and names of commodities such as sugar, camphor, cotton, coffee, etc.
From the medieval scholars of the Renaissance of the 12th century, who had focused on studying Greek and Arabic works of natural sciences, philosophy, and mathematics, rather than on such cultural texts. Arab logician, most notably Averroes, had inherited Greek ideas after they had invaded and conquered Egypt and the Levant. Their translations and commentaries on these ideas worked their way through the Arab West into Iberia and Sicily, which became important centers for this transmission of ideas. From the 11th to the 13th century, many schools dedicated to the translation of philosophical and scientific works from Classical Arabic to Medieval Latin were established in Iberia, most notably the Toledo School of Translators. This work of translation from Arab culture, though largely unplanned and disorganized, constituted one of the greatest transmissions of ideas in history.
During the Timurid Renaissance spanning the late 14th, the 15th, and the early 16th centuries, there was a significant exchange of ideas, art, and knowledge between different cultures and civilizations. Arab scholars, artists, and intellectuals played a role in this cultural exchange, contributing to the overall intellectual atmosphere of the time. They participated in various fields, including literature, art, science, and philosophy. In the late 19th and early 20th centuries, the Arab Renaissance, also known as the Nahda, was a cultural and intellectual movement that emerged. The term "Nahda" means "awakening" or "renaissance" in Arabic, and refers to a period of renewed interest in Arabic language, literature, and culture.
Modern period
The modern period in Arab history refers to the time period from the late 19th century to the present day. During this time, the Arab world experienced significant political, economic, and social changes. One of the most significant events of the modern period was the collapse of the Ottoman Empire, the end of Ottoman rule led to the emergence of new nation-states in the Arab world.
Sharif Hussein was supposed, in the event of the success of the Arab revolution and the victory of the Allies in World War I, to be able to establish an independent Arab state consisting of the Arabian Peninsula and the Fertile Crescent, including Iraq and the Levant. He aimed to become "King of the Arabs" in this state, however, the Arab revolution only succeeded in achieving some of its objectives, including the independence of the Hejaz and the recognition of Sharif Hussein as its king by the Allies.Arab nationalism emerged as a major movement in the early 20th century, with many Arab intellectuals, artists, and political leaders seeking to promote unity and independence for the Arab world. This movement gained momentum after World War II, leading to the formation of the Arab League and the creation of several new Arab states. Pan-Arabism that emerged in the early 20th century and aimed to unite all Arabs into a single nation or state. It emphasized on a shared ancestry, culture, history, language and identity and sought to create a sense of pan-Arab identity and solidarity.
The roots of pan-Arabism can be traced back to the Arab Renaissance or Al-Nahda movement of the late 19th century, which saw a revival of Arab culture, literature, and intellectual thought. The movement emphasized the importance of Arab unity and the need to resist colonialism and foreign domination. One of the key figures in the development of pan-Arabism was the Egyptian statesman and intellectual, Gamal Abdel Nasser, who led the 1952 revolution in Egypt and became the country's president in 1954. Nasser promoted pan-Arabism as a means of strengthening Arab solidarity and resisting Western imperialism. He also supported the idea of Arab socialism, which sought to combine pan-Arabism with socialist principles. Similar attempts were made by other Arab leaders, such as Hafiz al-Assad, Ahmed Hassan al-Bakr, Faisal I of Iraq, Muammar Gaddafi, Saddam Hussein, Gaafar Nimeiry and Anwar Sadat.
Many proposed unions aimed to create a unified Arab entity that would promote cooperation and integration among Arab countries. However, the initiatives faced numerous challenges and obstacles, including political divisions, regional conflicts, and economic disparities. The United Arab Republic (UAR) was a political union formed between Egypt and Syria in 1958, with the goal of creating a federal structure that would allow each member state to retain its identity and institutions. However, by 1961, Syria had withdrawn from the UAR due to political differences, and Egypt continued to call itself the UAR until 1971, when it became the Arab Republic of Egypt. In the same year the UAR was formed, another proposed political union, the Arab Federation, was established between Jordan and Iraq, but it collapsed after only six months due to tensions with the UAR and the 14 July Revolution. A confederation called the United Arab States, which included the UAR and the Mutawakkilite Kingdom of Yemen, was also created in 1958 but dissolved in 1961. Later attempts to create a political and economic union among Arab countries included the Federation of Arab Republics, which was formed by Egypt, Libya, and Syria in the 1970s but dissolved after five years due to political and economic challenges. Muammar Gaddafi, the leader of Libya, also proposed the Arab Islamic Republic with Tunisia, aiming to include Algeria and Morocco, instead the Arab Maghreb Union was formed in 1989.
During the latter half of the 20th century, many Arab countries experienced political upheaval and conflicts, including, revolutions. The Arab-Israeli conflict remains a major issue in the region, and has resulted in ongoing tensions and periodic outbreaks of violence. In recent years, the Arab world has faced new challenges, including economic and social inequalities, demographic changes, and the impact of globalization. The Arab Spring was a series of pro-democracy uprisings and protests that swept across several countries in the Arab world in 2010 and 2011. The uprisings were sparked by a combination of political, economic, and social grievances and called for democratic reforms and an end to authoritarian rule. While the protests resulted in the downfall of some long-time authoritarian leaders, they also led to ongoing conflicts and political instability in other countries.
Identity
Arab identity is defined independently of religious identity, and pre-dates the spread of Islam, with historically attested Arab Christian kingdoms and Arab Jewish tribes. Today, however, most Arabs are Muslim, with a minority adhering to other faiths, largely Christianity, but also Druze and Baháʼí. Paternal descent has traditionally been considered the main source of affiliation in the Arab world when it comes to membership into an ethnic group or clan.
Arab identity is shaped by a range of factors, including ancestry, history, language, customs, and traditions. Arab identity has been shaped by a rich history that includes the rise and fall of empires, colonization, and political turmoil. Despite the challenges faced by Arab communities, their shared cultural heritage has helped to maintain a sense of unity and pride in their identity. Today, Arab identity continues to evolve as Arab communities navigate complex political, social, and economic landscapes. Despite this, the Arab identity remains an important aspect of the cultural and historical fabric of the Arab world, and continues to be celebrated and preserved by communities around the world.
Subgroups
Arab tribes are prevalent in the Arabian Peninsula, Mesopotamia, Levant, Egypt, Maghreb, the Sudan region and Horn Africa.
The Arabs of the Levant are traditionally divided into Qays and Yaman tribes. The distinction between Qays and Yaman dates back to the pre-Islamic era and was based on tribal affiliations and geographic locations.; they include Banu Kalb, Kinda, Ghassanids, and Lakhmids. The Qays were made up of tribes such as Banu Kilab, Banu Tayy, Banu Hanifa, and Banu Tamim, among others. The Yaman, on the other hand, were composed of tribes such as Banu Hashim, Banu Makhzum, Banu Umayya, and Banu Zuhra, among others.
Most notable Arab tribes of Mesopotamia (Iraq) are Banu Khuza'ah, Shammar, Al-Dulaimi, Al-Jubouri, Al-Aniza, Al-Asadi, Al-Ali, Al-Duraji, Bani Hasan, Al-Khazraj, Banu Lam, Bani Malik, Al-Muntafiq, Al-Bu Nasir, Al-Dhafeer, Al-Musawi, Al-Ubaid, Otaibah, Al-Zubaidi, Mutair, Banu Tamim, Banu Kilab, Banu Asad and as well in Iran began well before the Arab conquest of Persia in 633 CE. The largest group of Iranian Arabs are the Ahwazi Arabs, including Banu Ka'b, Bani Turuf and the Musha'sha'iyyah sect. Smaller groups are the Khamseh nomads in Fars Province and the Arabs in Khorasan.
As a result of the centuries-long Arab migration to the Maghreb, several Arab tribes (including Banu Hilal, Banu Sulaym and Maqil) settled in the Maghreb and formed the sub-tribes which exist to present-day. The most notable Arab tribes of Morocco include Abda, Ahl Rachida, Azwafit, Banu Ma'qil, Banu Tamim, Beni Ahsen, Beni Amir, Beni Guil, Beni Ḥassān, Banu Hilal, Beni Khirane, Beni Mathar, Beni Moussa, Banu Sulaym, Beni Zemmour, Chaouia, Doukkala, Hyayna, Khlout, Mzab, Oulad Delim, Oulad Tidrarin, Oulad Zyan, Rahamna, Sless, Zaër, Zughba, Zyayda. The Banu Hilal spent almost a century in Egypt before moving to Libya, Tunisia and Algeria, and another century later moved to Morocco. The most well known Arab tribes of Algeria are Chaamba, Dhouaouda, Doui-Menia, Ghenanma, Beni Hassan, Ouled Djerir, Awlad Sidi Shaykh, Banu Tamim, Thaaliba, Ouled Nail, Beni Amer, Hamyan, Riyah, Zughba, Athbaj, Ahl Ben Ali, Banu Suwayd, Awlad Sidi Yahya, Mirdas and Banu Latif.
Most notable Arab tribes of Sudan are Ababda, Artega, Awadia, Awlad Himayd, Batahin, Bedaria, Beni Halba, Dubasiyin, Fadnia, Fezara, Gawamaa, Gimma, Habbaniya, Hasania, Hawazma, Humr, Husseinat, Ja'alin, Kababish, Kawahla, Maalia, Mahamid, Manasir, Messiria, Rashaida, Rizeigat, Rubatab, Rufa'a, Selim, Shaigiya, Shukria, Ta’isha.
According to Arab traditions, tribes are divided into different divisions called Arab skulls, which are described in the traditional custom of strength, abundance, victory, and honor. A number of them branched out, which later became independent tribes (sub-tribes). The majority of Arab tribes are descended from these major tribes.
They are:
Bakr, has descendants in Arabia and Iraq.
Kinanah, has descendants in Arabia, Iraq, Egypt, Sudan, Palestine, Tunisia, Morocco, and Syria.
Hawazin, has descendants in Arabia, Libya, Algeria, Morocco, Sudan, and Iraq.
Tamim, has descendants in Arabia, Iraq, Iran, Palestine, Algeria, and Morocco
Azd, has descendants in Arabia, Iraq, Levant, and North Africa.
Ghatafan, has descendants in Arabia and the Maghreb.
Madhhij, has descendants in Arabia and Iraq.
Abd al-Qays, has descendants in Arabia.
Al Qays (القيس), has descendants in Arabia.
Quda'a, has descendants in Arabia, Syria, and North Africa.
Geographic distribution
Arab homeland
The total number of Arabs living in the Arab nations is estimated at 366 million by the CIA Factbook (as of 2014). The estimated number of Arabs in countries outside the Arab League is estimated at 17.5 million, yielding a total of close to 384 million. The Arab world stretches around , from the Atlantic Ocean in the west to the Arabian Sea in the east and from the Mediterranean Sea in the north to the Horn of Africa and the Indian Ocean in the southeast.
Arab diaspora
Arab diaspora refers to descendants of the Arab immigrants who, voluntarily or as refugees, emigrated from their native lands in non-Arab countries, primarily in East Africa, South America, Europe, North America, Australia and parts of South Asia, Southeast Asia, the Caribbean, and West Africa. According to the International Organization for Migration, there are 13 million first-generation Arab migrants in the world, of which 5.8 million reside in Arab countries. Arab expatriates contribute to the circulation of financial and human capital in the region and thus significantly promote regional development. In 2009, Arab countries received a total of US$35.1 billion in remittance in-flows and remittances sent to Jordan, Egypt and Lebanon from other Arab countries are 40 to 190 per cent higher than trade revenues between these and other Arab countries. The 250,000 strong Lebanese community in West Africa is the largest non-African group in the region. Arab traders have long operated in Southeast Asia and along the East Africa's Swahili coast. Zanzibar was once ruled by Omani Arabs. Most of the prominent Indonesians, Malaysians, and Singaporeans of Arab descent are Hadhrami people with origins in southern Arabia in the Hadramawt coastal region.
Europe
There are millions of Arabs living in Europe, mostly concentrated in France (about 6,000,000 in 2005). Most Arabs in France are from the Maghreb but some also come from the Mashreq areas of the Arab world. Arabs in France form the second largest ethnic group after French people. In Italy, Arabs first arrived on the southern island of Sicily in the 9th century. The largest modern societies on the island from the Arab world are Tunisians and Moroccans, who make up 10.9% and 8% respectively of the foreign population of Sicily, which in itself constitutes 3.9% of the island's total population. The modern Arab population of Spain numbers 1,800,000, and there have been Arabs in Spain since the early 8th century when the Muslim conquest of Hispania created the state of Al-Andalus. Arabs In Germany the Arab population numbers over 1,401,950. in the United Kingdom between 366,769 and 500,000, and in Greece between 250,000 and 750,000). In addition, Greece is home to people from Arab countries who have the status of refugees (e.g. refugees of the Syrian civil war). In the Netherlands 180,000, and in Denmark 121,000. Other countries are also home to Arab populations, including Norway, Austria, Bulgaria, Switzerland, North Macedonia, Romania and Serbia. As of late 2015, Turkey had a total population of 78.7 million, with Syrian refugees accounting for 3.1% of that figure based on conservative estimates. Demographics indicated that the country previously had 1,500,000 to 2,000,000 Arab residents, Turkey's Arab population is now 4.5 to 5.1% of the total population, or approximately 4–5 million people.
Americas
Arab immigration to the United States began in larger numbers during the 1880s, and today, an estimated 3.7 million Americans have some Arabic background. Arab Americans are found in every state, but more than two thirds of them live in just ten states, and one-third live in Los Angeles, Detroit, and New York City specifically. Most Arab Americans were born in the US, and nearly 82% of US-based Arabs are citizens.
Arabs immigrants began to arrive in Canada in small numbers in 1882. Their immigration was relatively limited until 1945, after which time it increased progressively, particularly in the 1960s and thereafter. According to the website "Who are Arab Canadians," Montreal, the Canadian city with the largest Arab population, has approximately 267,000 Arab inhabitants.
Latin America has the largest Arab population outside of the Arab World. Latin America is home to anywhere from 17–25 to 30 million people of Arab descent, which is more than any other diaspora region in the world. The Brazilian and Lebanese governments claim there are 7 million Brazilians of Lebanese descent. Also, the Brazilian government claims there are 4 million Brazilians of Syrian descent. Other large Arab communities includes Argentina (about 3,500,000)
The interethnic marriage in the Arab community, regardless of religious affiliation, is very high; most community members have only one parent who has Arab ethnicity. Colombia (over 3,200,000), Venezuela (over 1,600,000), Mexico (over 1,100,000), Chile (over 800,000), and Central America, particularly El Salvador, and Honduras (between 150,000 and 200,000). Arab Haitians (257,000) a large number of whom live in the capital are more often than not, concentrated in financial areas where the majority of them establish businesses.
Caucasus
In 1728, a Russian officer described a group of Arab nomads who populated the Caspian shores of Mughan (in present-day Azerbaijan) and spoke a mixed Turkic-Arabic language. It is believed that these groups migrated to the South Caucasus in the 16th century. The 1888 edition of Encyclopædia Britannica also mentioned a certain number of Arabs populating the Baku Governorate of the Russian Empire. They retained an Arabic dialect at least into the mid-19th century, there are nearly 30 settlements still holding the name Arab (for example, Arabgadim, Arabojaghy, Arab-Yengija, etc.). From the time of the Arab conquest of the South Caucasus, continuous small-scale Arab migration from various parts of the Arab world occurred in Dagestan. The majority of these lived in the village of Darvag, to the north-west of Derbent. The latest of these accounts dates to the 1930s. Most Arab communities in southern Dagestan underwent linguistic Turkicisation, thus nowadays Darvag is a majority-Azeri village.
Central, South, East and Southeast Asia
According to the History of Ibn Khaldun, the Arabs that were once in Central Asia have been either killed or have fled the Tatar invasion of the region, leaving only the locals. However, today many people in Central Asia identify as Arabs. Most Arabs of Central Asia are fully integrated into local populations, and sometimes call themselves the same as locals (for example, Tajiks, Uzbeks) but they use special titles to show their Arab origin such as Sayyid, Khoja or Siddiqui.
There are only two communities in India which claim Arab descent, the Chaush of the Deccan region and the Chavuse of Gujarat. These groups are largely descended from Hadhrami migrants who settled in these two regions in the 18th century. However, neither community still speaks Arabic, although the Chaush have seen re-immigration to Eastern Arabia and thus a re-adoption of Arabic. In South Asia, where Arab ancestry is considered prestigious, some communities have origin myths that claim Arab ancestry. Several communities following the Shafi'i madhab (in contrast to other South Asian Muslims who follow the Hanafi madhab) claim descent from Arab traders like the Konkani Muslims of the Konkan region, the Mappilla of Kerala, and the Labbai and Marakkar of Tamil Nadu and a few Christian groups in India that claim and have Arab roots are situated in the state of Kerala. South Asian Iraqi biradri may have records of their ancestors who migrated from Iraq in historical documents. The Sri Lankan Moors are the third largest ethnic group in Sri Lanka, constituting 9.23% of the country's total population. Some sources trace the ancestry of the Sri Lankan Moors to Arab traders who settled in Sri Lanka at some time between the 8th and 15th centuries. There are about 5,000,000 Native Indonesians with Arab ancestry, of Hadrami descent.
Sub-Saharan Africa
Afro-Arabs are individuals and groups from Africa who are of partial Arab descent. Most Afro-Arabs inhabit the Swahili Coast in the African Great Lakes region, although some can also be found in parts of the Arab world. Large numbers of Arabs migrated to West Africa, particularly Côte d'Ivoire (home to over 100,000 Lebanese), Senegal (roughly 30,000 Lebanese), Sierra Leone (roughly 10,000 Lebanese today; about 30,000 prior to the outbreak of civil war in 1991), Liberia, and Nigeria. Since the end of the civil war in 2002, Lebanese traders have become re-established in Sierra Leone. The Arabs of Chad occupy northern Cameroon and Nigeria (where they are sometimes known as Shuwa), and extend as a belt across Chad and into Sudan, where they are called the Baggara grouping of Arab ethnic groups inhabiting the portion of Africa's Sahel. There are 171,000 in Cameroon, 150,000 in Niger), and 107,000 in the Central African Republic.
Religion
Arabs are mostly Muslims with a Sunni majority and a Shia minority, one exception being the Ibadis, who predominate in Oman. Arab Christians generally follow Eastern Churches such as the Greek Orthodox and Greek Catholic churches, though a minority of Protestant Church followers also exists. There are also Arab communities consisting of Druze and Baháʼís. Historically, there were also sizeable populations of Arab Jews around the Arab World.
Before the coming of Islam, most Arabs followed a pagan religion with a number of deities, including Hubal, Wadd, Allāt, Manat, and Uzza. A few individuals, the hanifs, had apparently rejected polytheism in favor of monotheism unaffiliated with any particular religion. Some tribes had converted to Christianity or Judaism. The most prominent Arab Christian kingdoms were the Ghassanid and Lakhmid kingdoms. When the Himyarite king converted to Judaism in the late 4th century, the elites of the other prominent Arab kingdom, the Kindites, being Himyirite vassals, apparently also converted (at least partly). With the expansion of Islam, polytheistic Arabs were rapidly Islamized, and polytheistic traditions gradually disappeared.
Today, Sunni Islam dominates in most areas, vastly so in Levant, North Africa, West Africa and the Horn of Africa. Shia Islam is dominant in Bahrain and southern Iraq while northern Iraq is mostly Sunni. Substantial Shia populations exist in Lebanon, Yemen, Kuwait, Saudi Arabia, northern Syria and Al-Batinah Region in Oman. There are small numbers of Ibadi and non-denominational Muslims too. The Druze community is concentrated in Levant.
Christianity had a prominent presence In pre-Islamic Arabia among several Arab communities, including the Bahrani people of Eastern Arabia, the Christian community of Najran, in parts of Yemen, and among certain northern Arabian tribes such as the Ghassanids, Lakhmids, Taghlib, Banu Amela, Banu Judham, Tanukhids and Tayy. In the early Christian centuries, Arabia was sometimes known as Arabia heretica, due to its being "well known as a breeding-ground for heterodox interpretations of Christianity."
Christians make up 5.5% of the population of Western Asia and North Africa. In Lebanon, Christians number about 40.5% of the population. In Syria, Christians make up 10% of the population. Christians in Palestine make up 8% and 0.7% of the populations, respectively. In Egypt, Christians number about 10% of the population. In Iraq, Christians constitute 0.1% of the population.
In Israel, Arab Christians constitute 2.1% (roughly 9% of the Arab population). Arab Christians make up 8% of the population of Jordan. Most North and South American Arabs are Christian, so are about half of the Arabs in Australia who come particularly from Lebanon, Syria and Palestine. One well known member of this religious and ethnic community is Saint Abo, martyr and the patron saint of Tbilisi, Georgia. Arab Christians also live in holy Christian cities such as Nazareth, Bethlehem and the Christian Quarter of the Old City of Jerusalem and many other villages with holy Christian sites.
Culture
Arab culture is shaped by a long and rich history that spans thousands of years, from the Atlantic Ocean in the west to the Arabian Sea in the east, and from the Mediterranean Sea in the north to the Horn of Africa and the Indian Ocean in the southeast. The various religions the Arabs have adopted throughout their history and the various empires and kingdoms that have ruled and took lead of the Arabic civilization have contributed to the ethnogenesis and formation of modern Arab culture. Language, literature, gastronomy, art, architecture, music, spirituality, philosophy and mysticism are all part of the cultural heritage of the Arabs.
One of the defining features of Arab culture is its strong emphasis on family and community. Social bonds and obligations are highly valued, and individuals are expected to prioritize the needs and well-being of their families and communities over their own personal interests. Hospitality is also a key aspect of Arab culture, with guests traditionally treated with great warmth and generosity. Arabs share basic beliefs and values that cross national and social class boundaries. Social attitudes have remained constant because Arab society is more conservative and demands conformity from its members.
Language
Arabic is a Semitic language of the Afro-Asiatic Family. The first evidence for the emergence of the language appears in military accounts from 853 BCE. Today it has developed widely used as a lingua franca for more than 500 million people. It is also a liturgical language for 1.7 billion Muslims. Arabic is one of six official languages of the United Nations, and is revered in Islam as the language of the Quran.
Arabic has two main registers. Classical Arabic is the form of the Arabic language used in literary texts from Umayyad and Abbasid times (7th to 9th centuries). It is based on the medieval dialects of Arab tribes. Modern Standard Arabic (MSA) is the direct descendant used today throughout the Arab world in writing and in formal speaking, for example, prepared speeches, some radio broadcasts, and non-entertainment content, while the lexis and stylistics of Modern Standard Arabic are different from Classical Arabic. There are also various regional dialects of colloquial spoken Arabic that both vary greatly from both each other and from the formal written and spoken forms of Arabic.
Mythology
Arabic mythology comprises the ancient beliefs of the Arabs. Prior to Islam the Kaaba of Mecca was covered in symbols representing the myriad demons, djinn, demigods, or simply tribal gods and other assorted deities which represented the polytheistic culture of pre-Islamic. It has been inferred from this plurality an exceptionally broad context in which mythology could flourish.
The most popular beasts and demons of Arabian mythology are Bahamut, Dandan, Falak, Ghoul, Hinn, Jinn, Karkadann, Marid, Nasnas, Qareen, Roc, Shadhavar, Werehyena and other assorted creatures which represented the profoundly polytheistic environment of pre-Islamic.
The most prominent symbol of Arabian mythology is the Jinn or genie. Jinns are supernatural beings that can be good or evil. They are not purely spiritual, but are also physical in nature, being able to interact in a tactile manner with people and objects and likewise be acted upon. The jinn, humans, and angels make up the known sapient creations of God.
Ghouls also feature in the mythology as a monster or evil spirit associated with graveyards and consuming human flesh. In Arabic folklore, ghouls belonged to a diabolic class of jinn and were said to be the offspring of Iblīs, the prince of darkness in Islam. They were capable of constantly changing form, but always retained donkey's hooves.
Literature
The Quran, the main holy book of Islam, had a significant influence on the Arabic language, and marked the beginning of Arabic literature. Muslims believe it was transcribed in the Arabic dialect of the Quraysh, the tribe of Muhammad. As Islam spread, the Quran had the effect of unifying and standardizing Arabic.
Not only is the Quran the first work of any significant length written in the language, but it also has a far more complicated structure than the earlier literary works with its 114 suwar (chapters) which contain 6,236 ayat (verses). It contains injunctions, narratives, homilies, parables, direct addresses from God, instructions and even comments on how the Quran will be received and understood. It is also admired for its layers of metaphor as well as its clarity, a feature which is mentioned in An-Nahl, the 16th surah.
Al-Jahiz (born 776, in Basra – December 868/January 869) was an Arab prose writer and author of works of literature, Mu'tazili theology, and politico-religious polemics. A leading scholar in the Abbasid Caliphate, his canon includes two hundred books on various subjects, including Arabic grammar, zoology, poetry, lexicography, and rhetoric. Of his writings, only thirty books survive. Al-Jāḥiẓ was also one of the first Arabian writers to suggest a complete overhaul of the language's grammatical system, though this would not be undertaken until his fellow linguist Ibn Maḍāʾ took up the matter two hundred years later.
There is a small remnant of pre-Islamic poetry, but Arabic literature predominantly emerges in the Middle Ages, during the Golden Age of Islam. Imru' al-Qais was a king and poet in the 6th century, he was the last king of Kindite. He is among the finest Arabic poetry to date, as well sometimes considered the father of Arabic poetry. Kitab al-Aghani by Abul-Faraj was called by the 14th-century historian Ibn Khaldun the register of the Arabs. Literary Arabic is derived from Classical Arabic, based on the language of the Quran as it was analyzed by Arabic grammarians beginning in the 8th century.
A large portion of Arabic literature before the 20th century is in the form of poetry, and even prose from this period is either filled with snippets of poetry or is in the form of saj or rhymed prose. The ghazal or love poem had a long history being at times tender and chaste and at other times rather explicit. In the Sufi tradition the love poem would take on a wider, mystical and religious importance.
Arabic epic literature was much less common than poetry, and presumably originates in oral tradition, written down from the 14th century or so. Maqama or rhymed prose is intermediate between poetry and prose, and also between fiction and non-fiction. Maqama was an incredibly popular form of Arabic literature, being one of the few forms which continued to be written during the decline of Arabic in the 17th and 18th centuries.
Arabic literature and culture declined significantly after the 13th century, to the benefit of Turkish and Persian. A modern revival took place beginning in the 19th century, alongside resistance against Ottoman rule. The literary revival is known as al-Nahda in Arabic, and was centered in Egypt and Lebanon. Two distinct trends can be found in the nahda period of revival.
The first was a neo-classical movement which sought to rediscover the literary traditions of the past, and was influenced by traditional literary genres—such as the maqama—and works like One Thousand and One Nights. In contrast, a modernist movement began by translating Western modernist works—primarily novels—into Arabic. A tradition of modern Arabic poetry was established by writers such as Francis Marrash, Ahmad Shawqi and Hafiz Ibrahim. Iraqi poet Badr Shakir al-Sayyab is considered to be the originator of free verse in Arabic poetry.
Cuisine
Arab cuisine is largely divided into Khaleeji cuisine, Levantine cuisine and Maghrebi cuisine. Is characterized by a variety of herbs and spices, including cumin, coriander, cinnamon, sumac, za'atar, and cardamom, which add depth and complexity to dishes.
In the Maghreb, is known for its use of Couscous, a type of semolina pasta that is served with stews or tagines made with meat, vegetables, and aromatic spices such as cumin, coriander, and saffron. In the Levant, its cuisine is known for its mezze, a variety of small dishes that are served as appetizers or side dishes. Mezze dishes include Hummus, Baba ghanoush, Tabouleh and stuffed grape leaves, is also known for its Kebabs, Shawarma and Falafel. Gulf cuisine leans heavily on meat and rice and is heavily spiced, its use of rice, meat, and spices, such as saffron and cardamom. Mansaf, a traditional dish from Jordan made with lamb, rice, and a fermented yogurt sauce, is a popular dish in the Arabian Peninsula. Fertile Crescent cuisine is known for its use of herbs and spices, such as mint, dill, and cilantro. Tharid, a soup made with bread, lamb, and vegetables, is a traditional Iraqi dish, as well other popular Iraqi dishes include Dolma, a dish of stuffed vegetables, and kubba, a dish of stuffed meatballs.
Arab cuisine is also known for its sweets and desserts, such as Knafeh, Baklava, Halva, and Qatayef. Arabic coffee, or qahwa, is a traditional drink that is served with dates. Arab cuisine has influenced other cuisines various cultures, including Ottoman, Persian, and Andalusian. Arab cuisine is rich in history and culture, and each region has its unique flavors and cooking styles that reflect its traditions and heritage.
One will find the following items in most dishes; cinnamon, fish (in coastal areas), garlic, lamb (or veal), mild to hot sauces, mint, onion, rice, saffron, sesame, yogurt, spices due to heavy trading between the two regions. Tea, thyme (or oregano), turmeric, a variety of fruits (primarily citrus) and vegetables such as cucumbers, eggplants, lettuce, tomato, green pepper, green beans, zucchini and parsley.
Art
Arabic art has taken various forms, including, among other things, jewelry, textiles and architecture. Arabic script has also traditionally been heavily embellished with often colorful Arabic calligraphy, with one notable and widely used example being Kufic script. Arabic miniatures (Arabic: الْمُنَمْنَمَات الْعَرَبِيَّة, Al-Munamnamāt al-ʿArabīyah) are small paintings on paper, usually book or manuscript illustrations but also sometimes separate artworks that occupy entire pages. The earliest example dates from around 690 CE, with a flourishing of the art from between 1000 and 1200 CE in the Abbasid caliphate. The art form went through several stages of evolution while witnessing the fall and rise of several Arab caliphates.
Arab miniaturists got totally assimilated and subsequently disappeared due to the Ottoman occupation of the Arab world. Nearly all forms of Islamic miniatures (Persian miniatures, Ottoman miniatures and Mughal miniatures) owe their existences to Arabic miniatures, as Arab patrons were the first to demand the production of illuminated manuscripts in the Caliphate, it was not until the 14th century that the artistic skill reached the non-Arab regions of the Caliphate.
Despite the considerable changes in Arabic miniature style and technique, even during their last decades, the early Umayyad Arab influence could still be noticed. Arabic miniature artists include Ismail al-Jazari, who illustrated his own Book of Knowledge of Ingenious Mechanical Devices, and the Abbasid artist, Yahya Al-Wasiti, who probably lived in Baghdad in the late Abbasid era (12th to 13th-centuries), was one of the pre-eminent exponents of the Baghdad school.
In 1236-1237, he is known to have transcribed and illustrated the book, Maqamat (also known as the Assemblies or the Sessions), a series of anecdotes of social satire written by Al-Hariri of Basra. The narrative concerns the travels of a middle-aged man as he uses his charm and eloquence to swindle his way across the Arabic world.
With most surviving Arabic manuscripts in western museums, Arabic miniatures occupy very little space in modern Arab culture. Arabesque is a form of artistic decoration consisting of "surface decorations based on rhythmic linear patterns of scrolling and interlacing foliage, tendrils" or plain lines, often combined with other elements. Another definition is "Foliate ornament, typically using leaves, derived from stylised half-palmettes, which were combined with spiralling stems". It usually consists of a single design which can be 'tiled' or seamlessly repeated as many times as desired.
Architecture
Arabic Architecture has a deep diverse history as well Arab world is home to the greatest number of UNESCO World Heritage Sites (List of World Heritage Sites in the Arab states), it dates to the dawn of the history in pre-Islamic Arabia and includes various styles from the Nabataean architecture developed in the ancient kingdom of the Nabataeans, who were a nomadic Arab tribe that controlled a significant portion of the Middle East from the 4th century BCE to the 2nd century CE. The Nabataeans were known for their skill in carving out elaborate buildings, tombs, and other structures from the sandstone cliffs of the region. One of the most famous examples of Nabataean architecture is the city of Petra, which is located in modern-day Jordan, was the capital of the Nabataean kingdom and is renowned for its impressive rock-cut architecture.
Prior to the start of the Arab conquests, Arab tribal client states, the Lakhmids and Ghassanids, played a significant role in transmitting and adapting the architectural traditions of the Byzantine and Sasanian empires to the later Arab Islamic dynasties, which lasted from the 7th to the 13th century, was characterized by a fusion of various architectural styles and techniques.
The Arab empire expanded rapidly, and with it, came a diverse range of architectural influences. One of the most notable architectural achievements of the Arab Empire is the Great Mosque of Damascus in Syria, which was built in the early 8th century, was constructed on the site of a Christian basilica and incorporated elements of Byzantine and Roman architecture, such as arches, columns, and intricate mosaics. Another important architectural is the Al-Aqsa Mosque in Jerusalem, which was built in the late 7th century. The mosque features an impressive dome and a large prayer hall, as well as intricate geometric patterns and calligraphy on the walls.
During the Umayyad and Abbasid periods of the Arab Empire, many new architectural forms were developed, including the horseshoe arch, the pointed arch, and the muqarnas, a type of vaulting used to create intricate, three-dimensional geometric patterns. These Arab client states were located on the borders of the two empires, and as such, they were exposed to the cultural and architectural influences of both.
In Sicily, Arab-Norman architecture combined Occidental features, such as the Classical pillars and friezes, with typical Arabic decorations and calligraphy. The principal Islamic architectural types are: the Mosque, the Tomb, the Palace and the Fort. From these four types, the vocabulary of Islamic architecture is derived and used for other buildings such as public baths, fountains and domestic architecture.
Music
Arabic music, while independent and flourishing in the 2010s, has a long history of interaction with many other regional musical styles and genres. It is an amalgam of the music of the Arab people in the Arabian Peninsula and the music of all the peoples that make up the Arab world today. Pre-Islamic Arab music was similar to that of Ancient Middle Eastern music. Most historians agree that there existed distinct forms of music in the Arabian peninsula in the pre-Islamic period between the 5th and 7th century CE. Arab poets of that "Jahili poets", meaning "the poets of the period of ignorance"—used to recite poems with a high notes. It was believed that Jinns revealed poems to poets and music to musicians. By the 11th century, Islamic Iberia had become a center for the manufacture of instruments. These goods spread gradually throughout France, influencing French troubadours, and eventually reaching the rest of Europe. The English words lute, rebec, and naker are derived from Arabic oud, rabab, and naqareh.
A number of musical instruments used in classical music are believed to have been derived from Arabic musical instruments: the lute was derived from the Oud, the rebec (ancestor of violin) from the Maghreb rebab, the guitar from qitara, which in turn was derived from the Persian Tar, naker from naqareh, adufe from al-duff, alboka from al-buq, anafil from al-nafir, exabeba from al-shabbaba (flute), atabal (bass drum) from al-tabl, atambal from al-tinbal, the balaban, the castanet from kasatan, sonajas de azófar from sunuj al-sufr, the conical bore wind instruments, the xelami from the sulami or fistula (flute or musical pipe), the shawm and dulzaina from the reed instruments zamr and al-zurna, the gaita from the ghaita, rackett from iraqya or iraqiyya, geige (violin) from ghichak, and the theorbo from the tarab.
During the 1950s and the 1960s, Arabic music began to take on a more Western tone – artists Umm Kulthum, Abdel Halim Hafez, and Shadia along with composers Mohamed Abd al-Wahab and Baligh Hamdi pioneered the use of western instruments in Egyptian music. By the 1970s several other singers had followed suit and a strand of Arabic pop was born. Arabic pop usually consists of Western styled songs with Arabic instruments and lyrics. Melodies are often a mix between Eastern and Western. Beginning in the mid-1980s, Lydia Canaan, musical pioneer widely regarded as the first rock star of the Middle East
Spirituality
Arab polytheism was the dominant religion in pre-Islamic Arabia. Gods and goddesses, including Hubal and the goddesses al-Lāt, Al-'Uzzá and Manāt, were worshipped at local shrines, such as the Kaaba in Mecca, whilst Arabs in the south, in what is today's Yemen, worshipped various gods, some of which represented the Sun or Moon. Different theories have been proposed regarding the role of Allah in Meccan religion. Many of the physical descriptions of the pre-Islamic gods are traced to idols, especially near the Kaaba, which is said to have contained up to 360 of them. Until about the fourth century, almost all Arabs practised polytheistic religions. Although significant Jewish and Christian minorities developed, polytheism remained the dominant belief system in pre-Islamic Arabia.
The religious beliefs and practices of the nomadic bedouin were distinct from those of the settled tribes of towns such as Mecca. Nomadic religious belief systems and practices are believed to have included fetishism, totemism and veneration of the dead but were connected principally with immediate concerns and problems and did not consider larger philosophical questions such as the afterlife. Settled urban Arabs, on the other hand, are thought to have believed in a more complex pantheon of deities. While the Meccans and the other settled inhabitants of the Hejaz worshipped their gods at permanent shrines in towns and oases, the bedouin practised their religion on the move.
Most notable Arab gods and goddesses: 'Amm, A'ra, Abgal, Allah, Al-Lat, Al-Qaum, Almaqah, Anbay, ʿAṯtar, Basamum, Dhu l-Khalasa, Dushara, Haukim, Hubal, Isāf and Nā'ila, Manaf, Manāt, Nasr, Nuha, Quzah, Ruda, Sa'd, Shams, Samas, Syn, Suwa', Ta'lab, Theandrios, al-‘Uzzá, Wadd, Ya'uq, Yaghūth, Yatha, Aglibol, Astarte, Atargatis, Baalshamin, Bēl, Bes, Ēl, Ilāh, Inanna/Ishtar, Malakbel, Nabū, Nebo, Nergal, Yarhibol.
Philosophy
The philosophical thought in the Arab world is heavily influenced by Arabic Philosophy. Schools of Arabic/Islamic thought include Avicennism and Averroism. The first great Arab thinker in the Islamic tradition is widely regarded to be al-Kindi (801–873 A.D.), a Neo-Platonic philosopher, mathematician and scientist who lived in Kufa and Baghdad (modern day Iraq). After being appointed by the Abbasid Caliphs to translate Greek scientific and philosophical texts into Arabic, he wrote a number of original treatises of his own on a range of subjects, from metaphysics and ethics to mathematics and pharmacology.
Much of his philosophical output focuses on theological subjects such as the nature of God, the soul and prophetic knowledge. Doctrines of the Arabic philosophers of the 9th–12th century who influenced medieval Scholasticism in Europe. The Arabic tradition combines Aristotelianism and Neoplatonism with other ideas introduced through Islam. Influential thinkers include the non-Arabs al-Farabi and Avicenna. The Arabic philosophic literature was translated into Hebrew and Latin, this contributed to the development of modern European philosophy. The Arabic tradition was developed by Moses Maimonides and Ibn Khaldun.
Science
Arabic science underwent considerable development during the Middle Ages (8th to 13th centuries CE), a source of knowledge that later spread throughout Medieval Europe and greatly influenced both medical practice and education. The language of recorded science was Arabic. Scientific treatises were composed by thinkers originating from across the Muslim world. These accomplishments occurred after Muhammad united the Arab tribes and the spread of Islam beyond the Arabian peninsula.
Within a century after Muhammed's death (632 CE), an empire ruled by Arabs was established. It encompassed a large part of the planet, stretching from southern Europe to North Africa to Central Asia and on to India. In 711 CE, Arab Muslims invaded southern Spain; al-Andalus was a center of Arabic scientific accomplishment. Soon after, Sicily too joined the greater Islamic world. Another center emerged in Baghdad from the Abbasids, who ruled part of the Islamic world during a historic period later characterized as the "Golden Age" (~750 to 1258 CE).
This era can be identified as the years between 692 and 945, and ended when the caliphate was marginalized by local Muslim rulers in Baghdad – its traditional seat of power. From 945 onward until the sacking of Baghdad by the Mongols in 1258, the Caliph continued on as a figurehead, with power devolving more to local subordinates. The pious scholars of Islam, men and women collectively known as the ulama, were the most influential element of society in the fields of Sharia law, speculative thought and theology. Arabic scientific achievement is not as yet fully understood, but is very large. These achievements encompass a wide range of subject areas, especially mathematics, astronomy, and medicine. Other subjects of scientific inquiry included physics, alchemy and chemistry, cosmology, ophthalmology, geography and cartography, sociology, and psychology.
Al-Battani was an astronomer, astrologer and mathematician of the Islamic Golden Age. His work is considered instrumental in the development of science and astronomy. One of Al-Battani's best-known achievements in astronomy was the determination of the solar year as being 365 days, 5 hours, 46 minutes and 24 seconds which is only 2 minutes and 22 seconds off. In mathematics, al-Battānī produced a number of trigonometrical relationships. Al-Zahrawi, regarded by many as the greatest surgeon of the middle ages. His surgical treatise "De chirurgia" is the first illustrated surgical guide ever written. It remained the primary source for surgical procedures and instruments in Europe for the next 500 years. The book helped lay the foundation to establish surgery as a scientific discipline independent from medicine, earning al-Zahrawi his name as one of the founders of this field.
Other notable Arabic contributions include among other things: the pioneering of organic chemistry by Jābir ibn Hayyān, establishing the science of cryptology and cryptanalysis by al-Kindi, the development of analytic geometry by Ibn al-Haytham, who has been described as the "world's first true scientist", the discovery of the pulmonary circulation by Ibn al-Nafis, the discovery of the itch mite parasite by Ibn Zuhr, the first use of irrational numbers as an algebraic objects by Abū Kāmil, the first use of the positional decimal fractions by al-Uqlidisi, the development of the Arabic numerals and an early algebraic symbolism in the Maghreb, the Thabit number and Thābit theorem by Thābit ibn Qurra, the discovery of several new trigonometric identities by Ibn Yunus and al-Battani, the mathematical proof for Ceva's theorem by Ibn Hűd, the first accurate lunar model by Ibn al-Shatir, the invention of the torquetum by Jabir ibn Aflah, the invention of the universal astrolabe and the equatorium by al-Zarqali, the first description of the crankshaft by al-Jazari, the anticipation of the inertia concept by Averroes, the discovery of the physical reaction by Avempace, the identification of more than 200 new plants by Ibn al-Baitar the Arab Agricultural Revolution, and the Tabula Rogeriana, which was the most accurate world map in pre-modern times by al-Idrisi.
The birth of the University institution can be traced to this development, as several universities and educational institutions of the Arab world such as the University of Al Quaraouiyine, Al Azhar University, and Al Zaytuna University are considered to be the oldest in the world. Founded by Fatima al Fihri in 859 as a mosque, the University of Al Quaraouiyine in Fez is the oldest existing, continually operating and the first degree awarding educational institution in the world according to UNESCO and Guinness World Records and is sometimes referred to as the oldest university.
There are many scientific Arabic loanwords in Western European languages, including English, mostly via Old French. This includes traditional star names such as Aldebaran, scientific terms like alchemy (whence also chemistry), algebra, algorithm, alcohol, alkali, cipher, zenith, etc.
Under Ottoman rule, cultural life and science in the Arab world declined. In the 20th and 21st centuries, Arabs who have won important science prizes include Ahmed Zewail and Elias Corey (Nobel Prize), Michael DeBakey and Alim Benabid (Lasker Award), Omar M. Yaghi (Wolf Prize), Huda Zoghbi (Shaw Prize), Zaha Hadid (Pritzker Prize), and Michael Atiyah (both Fields Medal and Abel Prize). Rachid Yazami was one of the co-inventors of the lithium-ion battery, and Tony Fadell was important in the development of the iPod and the iPhone.
Theatre
Arab theatre is a rich and diverse cultural form that encompasses a wide range of styles, genres, and historical influences. Its roots in the pre-Islamic era, when poetry, storytelling, and musical performances were the main forms of artistic expressionIt refers to theatrical performances that are created by Arab playwrights, actors, and directors. The roots of Arab theatre can be traced back to ancient Arabic poetry and storytelling, which often incorporated music and dance. In the early Arabic period, storytelling evolved into a more formalized art form that was performed in public gatherings and festivals.
During the Islamic Golden Age in the 8th and 9th centuries, the city of Baghdad emerged as a hub of intellectual and artistic activity, including theatre. The court of the Abbasid Caliphate was home to many influential playwrights and performers, who helped to develop and popularize theatre throughout the Islamic world. Arab theatre has a long tradition of incorporating comedy and satire into its performances, often using humor to address social and political issues.
Arab theatre encompasses a wide range of dramatic genres, including tragedy, melodrama, and historical plays. Many Arab playwrights have used drama to address contemporary issues, the role of women in Arab society, and the challenges facing young people in the modern world. In recent decades, many Arab theatre artists have pushed the boundaries of the form, experimenting with new styles and techniques. This has led to the emergence of a vibrant contemporary theatre scene in many Arab countries, with innovative productions and performances that challenge traditional notions of Arab identity and culture.
Fashion
Arab fashion and design have a rich history and cultural significance that spans centuries, each with its unique fashion and design traditions. One of the most notable aspects of Arab fashion is the use of luxurious fabrics and intricate embroidery. Traditional garments, such as the Abaya and Thobe, are often made from high-quality fabrics like silk, satin, brocade, and are embellished with intricate embroidery and beading. In recent years, Arab fashion has gained global recognition, with designers like Elie Saab, Zuhair Murad, and Reem Acra showcasing their designs on international runways.
These designers incorporate traditional Arab design elements into their collections, such as ornate patterns, luxurious fabrics, and intricate embellishments. In addition to fashion, Arab design is also characterized by its intricate geometric patterns, calligraphy, and use of vibrant colors. Arabic art and architecture, with their intricate geometric patterns and motifs, have influenced Arab design for centuries. Arab designers also incorporate traditional motifs, such as the paisley and the arabesque, into their work. Overall, Arab fashion elements are rooted in the rich cultural heritage of the Arab world and continue to inspire designers today.
Wedding and marriage
Arabic weddings have changed greatly in the past 100 years. Original traditional Arabic weddings are supposed to be very similar to modern-day Bedouin weddings and rural weddings, and they are in some cases unique from one region to another, even within the same country. The practice of marrying of relatives is a common feature of Arab culture.
In the Arab world today between 40% and 50% of all marriages are consanguineous or between close family members, though these figures may vary among Arab nations. In Egypt, around 40% of the population marry a cousin. A 1992 survey in Jordan found that 32% were married to a first cousin; a further 17.3% were married to more distant relatives. 67% of marriages in Saudi Arabia are between close relatives as are 54% of all marriages in Kuwait, whereas 18% of all Lebanese were between blood relatives. Due to the actions of Muhammad and the Rightly Guided Caliphs, marriage between cousins is explicitly allowed in Islam and the Quran itself does not discourage or forbid the practice. Nevertheless, opinions vary on whether the phenomenon should be seen as exclusively based on Islamic practices as a 1992 study among Arabs in Jordan did not show significant differences between Christian Arabs or Muslim Arabs when comparing the occurrence of consanguinity.
Genetics
Arabs are diverse genetically as a result of their intermarriage and mixing with indigenous people of the pre-Islamic Middle East and North Africa following the Islamic expansion. Genetic ancestry components related to the Arabian peninsula display an increasing frequency pattern from west to east over North African, a similar frequency pattern exist across northeastern Africa with decreasing genetic affinities to groups of the Arabian peninsula along the Nile river valley across Sudan and South Sudan the more they go south. This genetic cline of admixture is dated to the time of Arab expansion and immigration to north and northeast Africa.
In the Levant, the introduction of Islam to the region and the conversion of the region’s population to it caused major rearrangements in populations' relations and affinities through admixture with "culturally similar but geographically remote populations" with whom they enjoyed a shared Islamic culture and Arabic culture and language, which led to "genetic similarities between remarkably distant populations like Jordanians, Moroccans, and Yemenis".
A 2018 study of Arabs found that peninsular Arabs genetically showed two distinct clusters and that Arabs in general can be genetically stratified into four groups; the first consisting of Maghrebis along with the first Arabian peninsula cluster, which consists of Saudis, Kuwaitis and Yemenis, the second consisting of levantine Arabs (Palestinians, Lebanese, Syrians and Jordanians) along with Egyptians and Iraqis, the third compromising Sudanis and Comorians, and the fourth compromising the second Arabian peninsula cluster consisting of Omanis, Emiratis, and Bahrainis. The study confirmed the high genetic heterogeneity among Arabs, especially those of the Arabian peninsula.
See also
Arab Union
Arab world
List of Arabs
Lists of Arab companies
North African Arabs
References
Notes
Citations
Sources
(2 volumes)
Touma, Habib Hassan. The Music of the Arabs. Portland, Oregon: Amadeus P, 1996. .
Lipinski, Edward. Semitic Languages: Outlines of a Comparative Grammar, 2nd ed., Orientalia Lovanensia Analecta: Leuven 2001
Kees Versteegh, The Arabic Language, Edinburgh University Press (1997)
The Catholic Encyclopedia, Robert Appleton Company, 1907, Online Edition, K. Night 2003: article Arabia
History of Arabic language(1894), Jelsoft Enterprises Ltd.
The Arabic language, National Institute for Technology and Liberal Education web page (2006)
Hooker, Richard. "Pre-Islamic Arabic Culture." WSU Web Site. 6 June 1999. Washington State University.
Owen, Roger. "State Power and Politics in the Making of the Modern Middle East 3rd Ed" Page 57
Further reading
Price-Jones, David. The Closed Circle: an Interpretation of the Arabs. Pbk. ed., with a new preface by the author. Chicago: I. R. Dee, 2002. xiv, 464 p.
Ankerl, Guy. Coexisting Contemporary Civilizations: Arabo-Muslim, Bharati, Chinese, and Western. INU PRESS, Geneva, 2000. .
External links
www.LasPortal.org
ArabCultureFund AFAC (archived 2 December 2016)
Semitic-speaking peoples
Ancient peoples of the Near East
Ethnic groups in Africa
Ethnic groups in North Africa
Ethnic groups in the Arab world
Ethnic groups in the Middle East
Muslim communities in Africa
Muslim communities in Asia |
2187 | https://en.wikipedia.org/wiki/Antisemitism%20in%20the%20Arab%20world | Antisemitism in the Arab world | Antisemitism (prejudice against and hatred of Jews) has increased greatly in the Arab world since the beginning of the 20th century, for several reasons: the dissolution and breakdown of the Ottoman Empire and traditional Islamic society; European influence, brought about by Western imperialism and Arab Christians; Nazi propaganda and relations between Nazi Germany and the Arab world; resentment over Jewish nationalism; the rise of Arab nationalism; and the widespread proliferation of anti-Jewish and anti-Zionist conspiracy theories.
Traditionally, Jews in the Muslim world were considered to be People of the Book and were subjected to dhimmi status. They were afforded relative security against persecution, provided they did not contest the varying inferior social and legal status imposed on them under Islamic rule.
While there were antisemitic incidents before the 20th century, during this time antisemitism in the Arab world increased greatly. During the 1930s and the 1940s several Jewish communities in the Arab world suffered from pogroms. The status of Jews in Arab countries deteriorated further at the onset of the Arab–Israeli conflict. After the 1948 Arab–Israeli War, the Palestinian exodus, the creation of the State of Israel and Israeli victories during the wars of 1956 and 1967 were a severe humiliation to Israel's opponents—primarily Egypt, Syria, and Iraq. However, by the mid-1970s the vast majority of Jews had left Arab and Muslim countries, moving primarily to Israel, France, and the United States. The reasons for the exodus are varied and disputed.
By the 1980s, according to historian Bernard Lewis, the volume of antisemitic literature published in the Arab world, and the authority of its sponsors, seemed to suggest that classical antisemitism had become an essential part of Arab intellectual life, considerably more than in late 19th- and early 20th-century France and to a degree that has been compared to Nazi Germany. The rise of political Islam during the 1980s and afterwards provided a new mutation of Islamic antisemitism, giving the hatred of Jews a religious component.
In their 2008 report on contemporary Arab-Muslim antisemitism, the Israeli Intelligence and Terrorism Information Center dates the beginning of this phenomenon to the spread of classic European Christian antisemitism into the Arab world starting in the late 19th century. In 2014, the Anti-Defamation League published a global survey of worldwide antisemitic attitudes, reporting that in the Middle East, 74% of adults agreed with a majority of the survey's eleven antisemitic propositions, including that "Jews have too much power in international financial markets" and that "Jews are responsible for most of the world's wars."
Medieval times
Jews, along with Christians, Sabians, and Zoroastrians living under early and medieval Muslim rule were known as "People of the Book" to Muslims and subjected to the status of dhimmi ("protected" minority) in the lands conquered by Muslim Arabs, a status generally applied to Non-Muslim minorities that was later also extended to other Non-Muslims like Sikhs, Hindus, Jains, and Buddhists. Jews were generally seen as a religious group (not a separate race), thus being a part of the "Arab family".
Dhimmi were subjected to a number of restrictions, the application and severity of which varied with time and place. Restrictions included residency in segregated quarters, obligation to wear distinctive clothing such as the Yellow badge, public subservience to Muslims, prohibitions against proselytizing and against marrying Muslim women, and limited access to the legal system (the testimony of a Jew did not count if contradicted by that of a Muslim). Dhimmi had to pay a special poll tax (the jizya), which exempted them from military service, and also from payment of the zakat alms tax required of Muslims. In return, dhimmi were granted limited rights, including a degree of tolerance, community autonomy in personal matters, and protection from being killed outright. Jewish communities, like Christian ones, were typically constituted as semi-autonomous entities managed by their own laws and leadership, who carried the responsibility for the community towards the Muslim rulers.
The situation of Jews was comparatively better than their European counterparts, though they still suffered persecution. Between the years of death of Idris I of Morocco in 793 and beginning of Almohad rule in 1130, Jews mostly led a peaceful existence in North Africa. The Almohads started forcing Jews and Christians to convert to Islam or be killed after conquering the region. There were also numerous massacres at other times in Morocco, Libya, and Algeria where they were eventually forced to live in ghettos.
The situation where Jews both enjoyed cultural and economic prosperity at times, but were widely persecuted at other times, was summarised by G. E. Von Grunebaum:
It would not be difficult to put together the names of a very sizable number of Jewish subjects or citizens of the Islamic area who have attained to high rank, to power, to great financial influence, to significant and recognized intellectual attainment; and the same could be done for Christians. But it would again not be difficult to compile a lengthy list of persecutions, arbitrary confiscations, attempted forced conversions, or pogroms.
Views in modernity
Some scholars hold that Arab antisemitism in the modern world arose in the nineteenth century, against the backdrop of conflicting Jewish and Arab nationalism, and was imported into the Arab world primarily by nationalistically minded Christian Arabs (and only subsequently was it "Islamized"), Mark Cohen states. According to Bernard Lewis:
19th century
The Damascus affair was an accusation of ritual murder and a blood libel against Jews in Damascus in 1840. On February 5, 1840, Franciscan Capuchin friar Father Thomas and his Greek servant were reported missing, never to be seen again. The Turkish governor and the French consul Ratti-Menton believed accusations of ritual murder and blood libel, as the alleged murder occurred before the Jewish Passover. An investigation was staged, and Solomon Negrin, a Jewish barber, confessed under torture and accused other Jews. Two other Jews died under torture, and one (Moses Abulafia) converted to Islam to escape torture. More arrests and atrocities followed, culminating in 63 Jewish children being held hostage and mob attacks on Jewish communities throughout the Middle East. International outrage led to Ibrahim Pasha in Egypt ordering an investigation. Negotiations in Alexandria eventually secured the unconditional release and recognition of innocence of the nine prisoners still remaining alive (out of thirteen). Later in Constantinople, Moses Montefiore (leader of the British Jewish community) persuaded Sultan Abdülmecid I to issue a firman (edict) intended to halt the spread of blood libel accusations in the Ottoman Empire:
... and for the love we bear to our subjects, we cannot permit the Jewish nation, whose innocence for the crime alleged against them is evident, to be worried and tormented as a consequence of accusations which have not the least foundation in truth....
Nevertheless, the blood libel spread through the Middle East and North Africa: Aleppo (1810, 1850, 1875), Damascus (1840, 1848, 1890), Beirut (1862, 1874), Dayr al-Qamar (1847), Jerusalem (1847), Cairo (1844, 1890, 1901–02), Mansura (1877), Alexandria (1870, 1882, 1901–02), Port Said (1903, 1908), and Damanhur (1871, 1873, 1877, 1892).
The Dreyfus affair of the late 19th century had consequences in the Arab world. Passionate outbursts of antisemitism in France were echoed in areas of French influence, especially Maronite Lebanon. The Muslim Arab press, however, was sympathetic to the falsely accused Captain Dreyfus, and criticized the persecution of Jews in France.
20th century
Pre-state antisemitism
While Arab antisemitism has increased in the wake of the Arab–Israeli conflict, there were pogroms against Jews prior to the establishment of the State of Israel in May 1948, including Nazi-inspired pogroms in Algeria in the 1930s, and attacks on the Jews of Iraq and Libya in the 1940s. In 1941, 180 Jews were murdered and 700 were injured in the anti-Jewish riots known as "the Farhud". Four hundred Jews were injured in violent demonstrations in Egypt in 1945 and Jewish property was vandalized and looted. In Libya, 130 Jews were killed and 266 injured. In December 1947, 13 Jews were killed in Damascus, including 8 children, and 26 were injured. In Aleppo, rioting resulted in dozens of Jewish casualties, damage to 150 Jewish homes, and the torching of 5 schools and 10 synagogues. In Yemen, 97 Jews were murdered and 120 injured.
Speculated causes
Antisemitism in the Arab world increased in the 20th century, as resentment against Jewish immigration and Zionist activities in Palestine Mandate grew. Around this time, the fabricated antisemitic text The Protocols of the Elders of Zion started to become available in Palestine. A translation of the text in Arabic was done by an Arab Christian in Cairo in 1927 or 1928, this time as a published book. In March 1921, Musa Khazem El Husseini, Mayor of Jerusalem, told Winston Churchill "The Jews have been amongst the most active advocates of destruction in many lands. ... It is well known that the disintegration of Russia was wholly or in great part brought about by the Jews, and a large proportion of the defeat of Germany and Austria must also be put at their door."
Matthias Küntzel has suggested that the decisive transfer of Jewish conspiracy theory took place between 1937 and 1945 under the impact of Nazi propaganda targeted at the Arab world. According to Kuntzel, the Nazi Arabic radio service had a staff of 80 and broadcast every day in Arabic, stressing the similarities between Islam and Nazism and supported by the activities of the Grand Mufti of Jerusalem, Amin al-Husseini (who broadcast pro-Nazi propaganda from Berlin). Alongside al-Husseini's collaboration with the Nazis, cooperative political and military relationships between the Arab world and the Axis powers (Nazi Germany and Fascist Italy) were founded on shared antisemitic scorn and hostilities toward common enemies: the United Kingdom, France, and Zionism. The Nazi regime also provided funding to the Egyptian Moslem Brotherhood, which began calling for boycotts of Jewish businesses in 1936.
Bernard Lewis also describes Nazi influence in the Arab world, including its impact on Michel Aflaq, the principal founder of Ba'athist thought (which later dominated Syria and Iraq). After the promulgation of the Nuremberg Laws, Hitler received telegrams of congratulation from all over the Arab and Muslim world, especially from Morocco and Palestine, where the Nazi propaganda had been most active.... Before long political parties of the Nazi and Fascist type began to appear, complete with paramilitary youth organizations, colored shirts, strict discipline and more or less charismatic leaders.
George Gruen attributes the increased animosity towards Jews in the Arab world to the defeat and breakdown of the Ottoman Empire and traditional Islamic society; domination by Western colonial powers under which Jews gained a disproportionately large role in the commercial, professional, and administrative life of the region; the rise of Arab nationalism, whose proponents sought the wealth and positions of local Jews through government channels; resentment over Jewish nationalism and the Zionist movement; and the readiness of unpopular Arab regimes to scapegoat local Jews for political purposes.
After the 1948 Arab–Israeli War, the Palestinian exodus, the creation of the state of Israel, and the independence of Arab countries from European control, conditions for Jews in the Arab world deteriorated. Over the next few decades, almost all would flee the Arab world, some willingly, and some under threat (see Jewish exodus from Arab and Muslim countries). In 1945 there were between 758,000 and 866,000 Jews (see table below) living in communities throughout the Arab world. Today, there are fewer than 8,000. In some Arab states, such as Libya (which was once around 3% Jewish), the Jewish community no longer exists; in other Arab countries, only a few hundred Jews remain.
Harvard University Professor Ruth R. Wisse claims that "anti-Semitism / Zionism has been the cornerstone of pan-Arab politics since the Second World War" and that it is the "strongest actual and potential source of unity" in the Arab world. This is because Jews and Israel function as substitutes for Western values that challenge the hegemony of religious and political power in the Middle East. Antisemitism is also malleable enough that it can unite right-wing and left-wing groups within the Arab world.
Robert Bernstein, founder of Human Rights Watch, says that antisemitism is "deeply ingrained and institutionalized" in "Arab nations in modern times".
Contemporary attitudes
Israeli Arabs
In 2003, Israeli-Arab Raed Salah, the leader of the northern branch of the Islamic Movement in Israel published the following poem in the Islamic Movement's periodical:
You Jews are criminal bombers of mosques,
Slaughterers of pregnant women and babies.
Robbers and germs in all times,
The Creator sentenced you to be loser monkeys,
Victory belongs to Muslims, from the Nile to the Euphrates.
During a speech in 2007, Salah accused Jews of using children's blood to bake bread. "We have never allowed ourselves to knead [the dough for] the bread that breaks the fast in the holy month of Ramadan with children's blood," he said. "Whoever wants a more thorough explanation, let him ask what used to happen to some children in Europe, whose blood was mixed in with the dough of the [Jewish] holy bread.".
Kamal Khatib, deputy leader of the northern branch of the Islamic movement, referred in one of his speeches to the Jews as "fleas".
Of all groups surveyed, a 2010 Pew Research global poll found that Israeli Arabs have the lowest rate of anti-Jewish attitudes in the Middle East.
Egypt
Egyptian Muslim Brotherhood leader Mohammed Mahdi Akef has denounced what he called "the myth of the Holocaust" in defending Iranian president Mahmoud Ahmadinejad's denial of it.
The Egyptian government-run newspaper, Al Akhbar, on April 29, 2002, published an editorial denying the Holocaust as a fraud. The next paragraph decries the failure of the Holocaust to eliminate all of the Jews:
With regard to the fraud of the Holocaust. ... Many French studies have proven that this is no more than a fabrication, a lie, and a fraud!! That is, it is a 'scenario' the plot of which was carefully tailored, using several faked photos completely unconnected to the truth. Yes, it is a film, no more and no less. Hitler himself, whom they accuse of Nazism, is in my eyes no more than a modest 'pupil' in the world of murder and bloodshed. He is completely innocent of the charge of frying them in the hell of his false Holocaust!!
The entire matter, as many French and British scientists and researchers have proven, is nothing more than a huge Israeli plot aimed at extorting the German government in particular and the European countries in general. But I, personally and in light of this imaginary tale, complain to Hitler, even saying to him from the bottom of my heart, 'If only you had done it, brother, if only it had really happened, so that the world could sigh in relief [without] their evil and sin.'
In an article in October 2000 columnist Adel Hammoda alleged in the state-owned Egyptian newspaper al-Ahram that Jews made Matza from the blood of (non-Jewish) children. Mohammed Salmawy, editor of Al-Ahram Hebdo, "defended the use of old European myths like the blood libel" in his newspapers.
In August 2010, Saudi columnist Iman Al-Quwaifli sharply criticized the "phenomenon of sympathy for Adolf Hitler and for Nazism in the Arab world", specifically citing the words of Hussam Fawzi Jabar, an Islamic cleric who justified Hitler's actions against the Jews in an Egyptian talk show one month earlier.
In an October 2012 sermon broadcast on Egyptian Channel 1 (which was attended by Egyptian President Muhammad Morsi) Futouh Abd Al-Nabi Mansour, the Head of Religious Endowment of the Matrouh Governorate, prayed (as translated by MEMRI):
Jordan
Jordan does not allow entry to Jews with visible signs of Judaism or even with personal religious items in their possession. The Jordanian ambassador to Israel replied to a complaint by a religious Jew denied entry that security concerns required that travelers entering the Hashemite Kingdom not do so with prayer shawls (Tallit) and phylacteries (Tefillin). Jordanian authorities state that the policy is in order to ensure the Jewish tourists' safety.
In July 2009, six Breslov Hasidim were deported after attempting entry into Jordan in order to visit the tomb of Aaron / Sheikh Harun on Mount Hor, near Petra, because of an alert from the Ministry of Tourism. The group had taken a ferry from Sinai, Egypt because they understood that Jordanian authorities were making it hard for visible Jews to enter from Israel. The Israeli Ministry of Foreign Affairs is aware of the issue.
Saudi Arabia
Hostility toward Jews is common in Saudi Arabian media, religious sermons, school curriculum, and official government policy.
Indoctrination against Jews is a part of school curriculum in Saudi Arabia. Children are advised not to befriend Jews, are given false information about them (such as the claim that Jews worship the Devil), and are encouraged to engage in jihad against Jews.
Conspiracy theories about Jews are widely disseminated in Saudi Arabian state-controlled media.
According to the U.S. State Department, religious freedom "does not exist" in Saudi Arabia, and therefore, Jews may not freely practice their religion.
Syria
On March 2, 1974, the bodies of four Syrian Jewish women were discovered by border police in a cave in the Zabdani Mountains northwest of Damascus. Fara Zeibak 24, her sisters Lulu Zeibak 23, Mazal Zeibak 22 and their cousin Eva Saad 18, had contracted with a band of smugglers to flee Syria to Lebanon and eventually to Israel. The girls' bodies were found raped, murdered and mutilated. The police also found the remains of two Jewish boys, Natan Shaya 18 and Kassem Abadi 20, victims of an earlier massacre. Syrian authorities deposited the bodies of all six in sacks before the homes of their parents in the Jewish ghetto in Damascus.
In 1984 Syrian Defense Minister Mustafa Tlass published a book called The Matzah of Zion, which claimed that Jews had killed Christian children in Damascus to make Matzas (see Damascus affair). His book inspired the Egyptian TV series Horseman Without a Horse (see below) and a spinoff, The Diaspora, which led to Hezbollah's al-Manar being banned in Europe for broadcasting it.
Former Ku Klux Klan leader David Duke visited Syria in November 2005 and made a speech that was broadcast live on Syrian television.
Tunisia
For a personal account of the discrimination and physical attacks experienced by Jews in Tunisia the Jewish-Arab anti-colonialist writer Albert Memmi wrote:
At each crisis, with every incident of the slightest importance, the mob would go wild, setting fire to Jewish shops. This even happened during the Yom Kippur War. Tunisia's President, Habib Bourguiba, has in all probability never been hostile to the Jews, but there was always that notorious "delay", which meant that the police arrived on the scene only after the shops had been pillaged and burnt. Is it any wonder that the exodus to France and Israel continued and even increased?
On November 30, 2012, prominent Tunisian imam Sheikh Ahmad Al-Suhayli of Radès, told his followers during a live broadcast on Hannibal TV that "God wants to destroy this [Tunisian] sprinkling of Jews and is sterilizing the wombs of Jewish women." This was the fourth time incitement against Jews has been reported in the public sphere since the overthrow of Tunisian President Zine El Abidine Ben Ali in 2011, thus prompting Jewish community leaders to demand security protection from the Tunisian government. Al-Suhayli subsequently posted a video on the Internet in which he claimed that his statements had been misinterpreted.
On January 18, 2021, Tunisian president Kais Saied was caught on video telling a crowd that "We know very well who the people are who are controlling the country today. It is the Jews who are doing the stealing, and we need to put an end to it." Saied's office responded that the president's words had been misheard and that he meant to say something else instead of Jews. Two days later, Saied publicly apologized for his statements, holding a phone call with Djerba's chief rabbi, Haim Bitan in which he expressed regret for his statements.
The history of the Jews in Tunisia goes back to Roman times. Before 1948, the Jewish population of Tunisia reached a peak of 110,000. Today it has a Jewish community of less than 2,000 people.
The El Ghriba Synagogue in Djerba has twice been the target of terrorist atrocities: in 2002 an al-Qaeda suicide bomber killed 20 and injured dozens more, while in 2023 a lone gunman killed two worshippers and two police and injured several others.
Palestinian territories
The Hamas, an offshoot of the Egyptian Muslim Brotherhood, has a foundational statement of principles, or "covenant" that claims that the French revolution, the Russian revolution, colonialism and both world wars were created by the Zionists. It also claims the Freemasons and Rotary clubs are Zionist fronts and refers to the Protocols of the Elders of Zion.
Claims that Jews and Freemasons were behind the French Revolution originated in Germany in the mid-19th century.
Mahmoud Abbas, leader of the PLO, published a Ph.D. thesis (at Moscow University) in 1982, called The Secret Connection between the Nazis and the Leaders of the Zionist Movement.
His doctoral thesis later became a book, The Other Side: the Secret Relationship Between Nazism and Zionism, which, following his appointment as Palestinian Prime Minister in 2003, was heavily criticized as an example of Holocaust denial. In his book, Abbas wrote:
It seems that the interest of the Zionist movement, however, is to inflate this figure [of Holocaust deaths] so that their gains will be greater. This led them to emphasize this figure [six million] in order to gain the solidarity of international public opinion with Zionism. Many scholars have debated the figure of six million and reached stunning conclusions—fixing the number of Jewish victims at only a few hundred thousand.Gross, Tom. Abu Mazen and the Holocaust
Lebanon
Hezbollah's Al-Manar TV channel has often been accused of airing antisemitic broadcasts, blaming the Jews for a Zionist conspiracy against the Arab world, and often airing excerpts from the Protocols of the Elders of Zion, which the Encyclopædia Britannica describes as a "fraudulent document that served as a pretext and rationale for anti-Semitism in the early 20th century".
Al-Manar recently aired a drama series, called The Diaspora, which is based on historical antisemitic allegations. BBC reporters who watched the series said that: Correspondents who have viewed The Diaspora note that it quotes extensively from the Protocols of the Elders of Zion, a notorious 19th-century publication used by the Nazis among others to fuel race hatred.
In another incident, an Al-Manar commentator recently referred to "Zionist attempts to transmit AIDS to Arab countries". Al-Manar officials deny broadcasting antisemitic incitement and state that their position is anti-Israeli, not antisemitic. However, Hezbollah has directed strong rhetoric both against Israel and Jews, and it has cooperated in publishing and distributing outright antisemitic literature. The government of Lebanon has not criticized continued broadcast of antisemitic material on television.
Due to protests by the CRIF umbrella group of French Jews regarding allegations of antisemitic content, French Prime Minister Jean-Pierre Raffarin called for a ban on Al-Manar broadcasting in France on December 2, 2004, just two weeks after al-Manar was authorised to continue broadcasting in Europe by France's media watchdog agency. On December 13, 2004, France's highest administrative court banned Hizbullah's Al-Manar TV station on the grounds that it consistently incites racial hatred and antisemitism.
Yemen
The 1940s and the establishment of Israel saw rapid emigration of Jews out of Yemen, in the wake of anti-Jewish riots and massacres. By the late 1990s, only several hundred remained, mainly in a northwestern mountainous region named Sa'ada and town of Raida. Houthi members put up notes on the Jews' doors, accusing them of corrupting Muslim morals. Eventually, the Houthi leaders sent threatening messages to the Jewish community: "We warn you to leave the area immediately.... We give you a period of 10 days, or you will regret it."
On 28 March 2021, 13 Jews were forced by the Houthis to leave Yemen, leaving four elderly Jews the only Jews still in Yemen.
Horseman Without a Horse
In 2001–2002, Arab Radio and Television produced a 30-part television miniseries entitled Horseman Without a Horse, starring prominent Egyptian actor Mohamed Sobhi, which contains dramatizations of The Protocols of the Elders of Zion. The United States and Israel criticized Egypt for airing the program, which includes racist falsehoods that have a history of being used "as a pretext for persecuting Jews".
Opinion polling
In 2008 a Pew Research Center survey found that negative views concerning Jews were most common in the three predominantly Arab nations polled, with 97% of Lebanese having unfavorable opinion of Jews, 95% in Egypt and 96% in Jordan.
See also
Contemporary imprints of The Protocols of the Elders of Zion
Covenant of Umar I
Dhimmi
Islam and antisemitism
Jewish exodus from Arab and Muslim lands
Jizya
Mellah
Pact of Umar II
Qutbism
Racism in the Arab world
Notes
References
Bibliography
Lewis, Bernard (1984). The Jews of Islam. Princeton: Princeton University Press.
Lewis, Bernard (1999). Semites and anti-Semites.
Gerber, Jane S. (1986). "Anti-Semitism and the Muslim World". In History and Hate: The Dimensions of Anti-Semitism, ed. David Berger. Jewish Publications Society.
Bostom, Andrew G. The Legacy of Islamic Antisemitism: From Sacred texts to Solemn History. Prometheus Books. 2008.
Laqueur, Walter. The Changing Face of Antisemitism: From Ancient Times To The Present Day. Oxford University Press. 2006.
Poliakov, Leon (1997). "Anti-Semitism". Encyclopaedia Judaica (CD-ROM Edition Version 1.0). Ed. Cecil Roth. Keter Publishing House.
Segev, Tom. One Palestine, Complete: Jews and Arabs Under the British Mandate. Trans. Haim Watzman. New York: Henry Holt and Company, 2001.
Wistrich, Robert S. Hitler's Apocalypse: Jews and the Nazi Legacy. Weidenfeld & Nicolson. 1985.
Wistrich, Robert S. A Lethal Obsession: Anti-Semitism from Antiquity to the Global Jihad. Random House. 2010.
External links
Arab Anti-Semitism in 1998/99 – summary of Arab antisemitism, by the University of Tel Aviv
S.RES.366 Urging the Government of Egypt and other Arab governments not to allow their government-controlled television stations to broadcast any program that lends legitimacy to the Protocols of the Elders of Zion, and for other purposes. (Passed/agreed to in Senate on November 20, 2002).
MEMRI Organization that monitors Middle-Eastern media for antisemitism. See MEMRI.
Arab world
Discrimination in the Arab world
Arab world |
2192 | https://en.wikipedia.org/wiki/August%2011 | August 11 |
Events
Pre-1600
3114 BC – The Mesoamerican Long Count calendar, used by several pre-Columbian Mesoamerican civilizations, notably the Maya, begins.
2492 BC – Traditional date of the defeat of Bel by Hayk, progenitor and founder of the Armenian nation.
106 – The south-western part of Dacia (modern Romania) becomes a Roman province: Roman Dacia.
355 – Claudius Silvanus, accused of treason, proclaims himself Roman Emperor against Constantius II.
490 – Battle of Adda: The Goths under Theodoric the Great and his ally Alaric II defeat the forces of Odoacer on the Adda River, near Milan.
923 – The Qarmatians of Bahrayn capture and pillage the city of Basra.
1315 – The Great Famine of Europe becomes so dire that even the king of England has difficulties buying bread for himself and his entourage.
1332 – Wars of Scottish Independence: Battle of Dupplin Moor: Scots under Domhnall II, Earl of Mar are routed by Edward Balliol.
1473 – The Battle of Otlukbeli: Mehmed the Conqueror of the Ottoman Empire decisively defeats Uzun Hassan of Aq Qoyunlu.
1492 – Rodrigo de Borja is elected as Head of the Catholic Church, taking the name Pope Alexander VI.
1601–1900
1675 – Franco-Dutch War: Forces of the Holy Roman Empire defeat the French in the Battle of Konzer Brücke.
1786 – Captain Francis Light establishes the British colony of Penang in Malaysia.
1804 – Francis II assumes the title of first Emperor of Austria.
1812 – Peninsular War: French troops engage British-Portuguese forces in the Battle of Majadahonda.
1813 – In Colombia, Juan del Corral declares the independence of Antioquia.
1858 – The Eiger in the Bernese Alps is ascended for the first time by Charles Barrington accompanied by Christian Almer and Peter Bohren.
1871 – An explosion of guncotton occurs in Stowmarket, England, killing 28.
1898 – Spanish–American War: American troops enter the city of Mayagüez, Puerto Rico.
1901–present
1918 – World War I: The Battle of Amiens ends.
1919 – Germany's Weimar Constitution is signed into law.
1920 – The 1920 Cork hunger strike begins which eventually results in the deaths of three Irish Republicans including the Lord Mayor of Cork Terence MacSwiney.
1920 – The Latvian–Soviet Peace Treaty, which relinquished Russia's authority and pretenses to Latvia, is signed, ending the Latvian War of Independence.
1929 – Babe Ruth becomes the first baseball player to hit 500 home runs in his career with a home run at League Park in Cleveland, Ohio.
1934 – The first civilian prisoners arrive at the Federal prison on Alcatraz Island.
1942 – Actress Hedy Lamarr and composer George Antheil receive a patent for a Frequency-hopping spread spectrum communication system that later became the basis for modern technologies in wireless telephones, two-way radio communications, and Wi-Fi.
1945 – Poles in Kraków engage in a pogrom against Jews in the city, killing one and wounding five.
1952 – Hussein bin Talal is proclaimed King of Jordan.
1959 – Sheremetyevo International Airport, the second-largest airport in Russia, opens.
1960 – Chad declares independence from France.
1961 – The former Portuguese territories in India of Dadra and Nagar Haveli are merged to create the Union Territory Dadra and Nagar Haveli.
1962 – Vostok 3 launches from the Baikonur Cosmodrome and cosmonaut Andrian Nikolayev becomes the first person to float in microgravity.
1965 – Race riots (the Watts Riots) begin in the Watts area of Los Angeles, California.
1969 – The Apollo 11 astronauts are released from a three-week quarantine following their liftoff from the Moon.
1972 – Vietnam War: The last United States ground combat unit leaves South Vietnam.
1975 – East Timor: Governor Mário Lemos Pires of Portuguese Timor abandons the capital Dili, following a coup by the Timorese Democratic Union (UDT) and the outbreak of civil war between UDT and Fretilin.
1979 – Two Aeroflot Tupolev Tu-134s collide over the Ukrainian city of Dniprodzerzhynsk and crash, killing all 178 aboard both airliners.
1982 – A bomb explodes on Pan Am Flight 830, en route from Tokyo, Japan to Honolulu, Hawaii, killing one passenger and injuring 15 others.
1984 – "We begin bombing in five minutes": United States President Ronald Reagan, while running for re-election, jokes while preparing to make his weekly Saturday address on National Public Radio.
1988 – A meeting between Sayyed Imam Al-Sharif, Osama bin Laden, Abdullah Yusuf Azzam, and leaders of Egyptian Islamic Jihad in Afghanistan culminates in the formation of Al-Qaeda.
1992 – The Mall of America in Bloomington, Minnesota opens. At the time the largest shopping mall in the United States.
2000 – An air rage incident occurs on board Southwest Airlines Flight 1763 when 19-year-old Jonathan Burton attempts to storm the cockpit, but he is subdued by other passengers and dies from his injuries.
2003 – NATO takes over command of the peacekeeping force in Afghanistan, marking its first major operation outside Europe in its 54-year-history.
2003 – Jemaah Islamiyah leader Riduan Isamuddin, better known as Hambali, is arrested in Bangkok, Thailand.
2006 – The oil tanker MT Solar 1 sinks off the coast of Guimaras and Negros Islands in the Philippines, causing the country's worst oil spill.
2012 – At least 306 people are killed and 3,000 others injured in a pair of earthquakes near Tabriz, Iran.
2017 – At least 41 people are killed and another 179 injured after two passenger trains collide in Alexandria, Egypt.
2023 – Luna 25 launches from the Vostochny Cosmodrome.
Births
Pre-1600
1086 – Henry V, Holy Roman Emperor (d. 1125)
1384 – Yolande of Aragon (d. 1442)
1472 – Nikolaus von Schönberg, Catholic cardinal (d. 1537)
1510 – Margaret Paleologa, Sovereign Marchioness of Montferrat (d. 1566)
1601–1900
1673 – Richard Mead, English physician and astrologer (d. 1754)
1718 – Frederick Haldimand, Swiss-English general and politician, 22nd Governor of Quebec (d. 1791)
1722 – Richard Brocklesby, English physician (d. 1797)
1748 – Joseph Schuster, German composer (d. 1812)
1778 – Friedrich Ludwig Jahn, Prussian gymnast, educator, and politician (d. 1852)
1794 – James B. Longacre, American engraver (d. 1869)
1807 – David Rice Atchison, American general, lawyer, and politician (d. 1886)
1808 – William W. Chapman, American lawyer and politician (d. 1892)
1816 – Frederick Innes, Scottish-Australian politician, 9th Premier of Tasmania (d. 1882)
1833 – Robert G. Ingersoll, American soldier, lawyer, and politician (d. 1899)
1833 – Kido Takayoshi, Japanese samurai and politician (d. 1877)
1836 – Warren Brown, American historian and politician (d. 1919)
1837 – Marie François Sadi Carnot, French engineer and politician, 4th President of the French Republic (d. 1894)
1855 – John Hodges, Australian cricketer (d. 1933)
1858 – Christiaan Eijkman, Dutch physician and academic, Nobel Prize laureate (d. 1930)
1860 – Ottó Bláthy, Hungarian engineer and chess player (d. 1939)
1870 – Tom Richardson, English cricketer (d. 1912)
1874 – Princess Louise Charlotte of Saxe-Altenburg (d. 1953)
1877 – Adolph M. Christianson, American lawyer and judge (d. 1954)
1878 – Oliver W. F. Lodge, English poet and author (d. 1955)
1881 – Aleksander Aberg, Estonian wrestler (d. 1920)
1884 – Hermann Wlach, Austrian-Swiss actor (d. 1962)
1885 – Stephen Butterworth, English physicist and engineer (d. 1958)
1891 – Stancho Belkovski, Bulgarian architect and educator (d. 1962)
1891 – Edgar Zilsel, Austrian historian and philosopher of science, linked to the Vienna Circle (d. 1944)
1892 – Hugh MacDiarmid, Scottish poet and linguist (d. 1978)
1892 – Eiji Yoshikawa, Japanese author (d. 1962)
1897 – Enid Blyton, English author, poet, and educator (d. 1968)
1897 – Louise Bogan, American poet and critic (d. 1970)
1898 – Peter Mohr Dam, Faroese educator and politician, 3rd Prime Minister of the Faroe Islands (d. 1968)
1900 – Charley Paddock, American sprinter (d. 1943)
1900 – Philip Phillips, American archaeologist and scholar (d. 1994)
1901–present
1902 – Alfredo Binda, Italian cyclist (d. 1986)
1902 – Lloyd Nolan, American actor (d. 1985)
1902 – Christian de Castries, French general (d. 1991)
1905 – Erwin Chargaff, Austrian-American biochemist and academic (d. 2002)
1905 – Ernst Jaakson, Estonian diplomat (d. 1998)
1907 – Ted a'Beckett, Australian cricketer and lawyer (d. 1989)
1908 – Don Freeman, American author and illustrator (d. 1978)
1908 – Torgny T:son Segerstedt, Swedish sociologist and philosopher (d. 1999)
1909 – Yūji Koseki, Japanese composer (d. 1989)
1909 – Uku Masing, Estonian philosopher and theologian (d. 1985)
1911 – Thanom Kittikachorn, Thai field marshal and politician, 10th Prime Minister of Thailand (d. 2004)
1912 – Eva Ahnert-Rohlfs, German astronomer and academic (d. 1954)
1912 – Raphael Blau, American screenwriter and producer (d. 1996)
1913 – Paul Dupuis, Canadian actor (d. 1976)
1913 – Bob Scheffing, American baseball player and manager (d. 1985)
1913 – Angus Wilson, English author and academic (d. 1991)
1915 – Morris Weiss, American author and illustrator (d. 2014)
1916 – Johnny Claes, English-Belgian race car driver and trumpet player (d. 1956)
1919 – Luis Olmo, Puerto Rican-American baseball player and manager (d. 2017)
1920 – Mike Douglas, American singer and talk show host (d. 2006)
1920 – Chuck Rayner, Canadian ice hockey player (d. 2002)
1921 – Alex Haley, American historian and author (d. 1992)
1922 – John "Mule" Miles, American baseball player (d. 2013)
1923 – Stan Chambers, American journalist and actor (d. 2015)
1925 – Floyd Curry, Canadian ice hockey player and manager (d. 2006)
1925 – Arlene Dahl, American actress, businesswoman and writer (d. 2021)
1926 – Aaron Klug, Lithuanian-English chemist and biophysicist, Nobel Prize laureate (d. 2018)
1927 – Raymond Leppard, English harpsichord player and conductor (d. 2019)
1927 – Stuart Rosenberg, American director and producer (d. 2007)
1932 – Fernando Arrabal, Spanish actor, director, and playwright
1932 – Izzy Asper, Canadian lawyer, businessman, and politician, founded Canwest (d. 2003)
1932 – Geoffrey Cass, English businessman
1932 – Peter Eisenman, American architect, designed the City of Culture of Galicia
1932 – John Gorrie, English director and screenwriter
1933 – Jerry Falwell, American minister and television host (d. 2007)
1933 – Jerzy Grotowski, Polish director and producer (d. 1999)
1933 – Tamás Vásáry, Hungarian pianist and conductor
1934 – Bob Hepple, South African lawyer and academic (d. 2015)
1936 – Andre Dubus, American short story writer, essayist, and memoirist (d. 1999)
1936 – Bill Monbouquette, American baseball player and coach (d. 2015)
1936 – Jonathan Spence, English-American historian and academic (d. 2021)
1937 – Anna Massey, English actress (d. 2011)
1937 – Patrick Joseph McGovern, American businessman, founded International Data Group (d. 2014)
1939 – James Mancham, first President of Seychelles (d. 2017)
1939 – Ronnie Dawson, American singer and guitarist (d. 2003)
1940 – Glenys Page, New Zealand cricketer (d. 2012)
1941 – John Ellison, American-Canadian musician and songwriter
1942 – Mike Hugg, English drummer and keyboard player
1942 – Otis Taylor, American football player (d. 2023)
1943 – Jim Kale, Canadian bass player
1943 – Pervez Musharraf, Pakistani general and politician, 10th President of Pakistan (d. 2023)
1943 – Denis Payton, English saxophonist (d. 2006)
1944 – Martin Linton, Swedish-English journalist and politician
1944 – Frederick W. Smith, American businessman, founded FedEx
1944 – Ian McDiarmid, Scottish actor
1946 – John Conlee, American singer-songwriter
1946 – Marilyn vos Savant, American journalist and author
1947 – Theo de Jong, Dutch footballer, coach, and manager
1947 – Georgios Karatzaferis, Greek journalist and politician
1947 – Wilma van den Berg, Dutch sprinter
1948 – Don Boyd, Scottish director, producer, and screenwriter
1949 – Eric Carmen, American singer-songwriter and guitarist
1949 – Tim Hutchinson, American lawyer and politician
1949 – Ian Charleson, Scottish-English actor and singer (d. 1990)
1950 – Erik Brann, American singer-songwriter and guitarist (d. 2003)
1950 – Gennadiy Nikonov, Russian engineer, designed the AN-94 rifle (d. 2003)
1950 – Steve Wozniak, American computer scientist and programmer, co-founded Apple Inc.
1952 – Reid Blackburn, American photographer (d. 1980)
1952 – Bob Mothersbaugh, American singer, guitarist, and producer
1953 – Hulk Hogan, American wrestler
1953 – Wijda Mazereeuw, Dutch swimmer
1954 – Bryan Bassett, American guitarist
1954 – Vance Heafner, American golfer and coach (d. 2012)
1954 – Joe Jackson, English singer-songwriter and musician
1954 – Tarmo Rüütli, Estonian footballer, coach, and manager
1954 – Yashpal Sharma, Indian cricketer and umpire (d. 2021)
1955 – Marc Bureau, Canadian politician, 16th Mayor of Gatineau
1955 – Sylvia Hermon, Northern Irish academic and politician
1956 – Pierre-Louis Lions, French mathematician and academic
1957 – Ian Stuart Donaldson, English singer-songwriter and guitarist (d. 1993)
1957 – Masayoshi Son, Japanese technology entrepreneur and investor
1958 – Steven Pokere, New Zealand rugby player
1958 – Jah Wobble, English singer-songwriter and bass player
1959 – Gustavo Cerati, Argentinian singer-songwriter, guitarist, and producer (d. 2014)
1959 – Yoshiaki Murakami, Japanese businessman
1959 – Taraki Sivaram, Sri Lankan journalist and author (d. 2005)
1959 – Richard Scudamore, English businessman
1959 – László Szlávics, Jr., Hungarian sculptor
1961 – David Brooks, American journalist and author
1961 – Craig Ehlo, American basketball player and coach
1962 – Brian Azzarello, American author
1962 – Charles Cecil, English video game designer and co-founded Revolution Software
1962 – John Micklethwait, English journalist and author
1962 – Rob Minkoff, American director and producer
1963 – Hiromi Makihara, Japanese baseball player
1964 – Jim Lee, South Korean-American author and illustrator
1964 – Grant Waite, New Zealand golfer
1965 – Marc Bergevin, Canadian ice hockey player and manager
1965 – Embeth Davidtz, American actress
1965 – Viola Davis, American actress
1966 – Nigel Martyn, English footballer and coach
1966 – Juan María Solare, Argentinian pianist and composer
1967 – Massimiliano Allegri, Italian footballer and manager
1967 – Enrique Bunbury, Spanish singer-songwriter and guitarist
1967 – Joe Rogan, American actor, comedian, and television host
1967 – Petter Wettre, Norwegian saxophonist and composer
1968 – Anna Gunn, American actress
1968 – Sophie Okonedo, British actress
1968 – Charlie Sexton, American singer-songwriter and guitarist
1970 – Dirk Hannemann, German footballer and manager
1970 – Gianluca Pessotto, Italian footballer
1971 – Alejandra Barros, Mexican actress and screenwriter
1971 – Tommy Mooney, English footballer
1973 – Kristin Armstrong, American cyclist
1974 – Marie-France Dubreuil, Canadian figure skater
1974 – Hadiqa Kiani, Pakistani singer, songwriter and philanthropist
1974 – Audrey Mestre, French biologist and diver (d. 2002)
1974 – Carolyn Murphy, American model and actress
1975 – Chris Cummings, Canadian singer-songwriter
1976 – Iván Córdoba, Colombian footballer and manager
1976 – Bubba Crosby, American baseball player
1976 – Will Friedle, American actor and screenwriter
1976 – Ben Gibbard, American singer-songwriter and guitarist
1976 – Ľubomír Višňovský, Slovak ice hockey player
1977 – Gemma Hayes, Irish singer-songwriter
1977 – Dênio Martins, Brazilian footballer
1978 – Spyros Gogolos, Greek footballer
1978 – Charlotte Leslie, British politician
1978 – Lillian Nakate, Ugandan politician
1978 – Isy Suttie, English comedian, musician, actress, and writer
1979 – Walter Ayoví, Ecuadorian footballer
1980 – Daniel Lloyd, English cyclist and sportscaster
1980 – Lee Suggs, American football player
1981 – Daniel Poohl, Swedish journalist
1982 – Andy Lee, American football player
1983 – Chris Hemsworth, Australian actor
1983 – Luke Lewis, Australian rugby league player
1983 – Pavel 183, Russian painter (d. 2013)
1984 – Mojtaba Abedini, Iranian Olympic fencer
1984 – Melky Cabrera, Dominican baseball player
1984 – Lucas di Grassi, Brazilian race car driver
1985 – Jacqueline Fernandez, Bahraini–Sri Lankan actress
1985 – Asher Roth, American rapper
1986 – Mokhtar Benmoussa, Algerian footballer
1986 – Pablo Sandoval, Venezuelan baseball player
1987 – Dany N'Guessan, French footballer
1987 – Drew Storen, American baseball player
1988 – Rabeh Al-Hussaini, Filipino basketball player
1988 – Patty Mills, Australian basketball player
1988 – Mustafa Pektemek, Turkish footballer
1989 – Junior Heffernan, Irish cyclist and triathlete (d. 2013)
1989 – Sebastian Huke, German footballer
1990 – Lenka Juríková, Slovak tennis player
1991 – Cristian Tello, Spanish footballer
1992 – Tomi Lahren, American conservative political commentator
1993 – Alyson Stoner, American actor, singer, and dancer
1994 – Storm Sanders, Australian tennis player
1994 – Anton Cooper, New Zealand cross-country cyclist
1994 – Joseph Barbato, French footballer
1994 – Song I-han, South Korean singer
1997 – Sarah Clelland, Scottish footballer
2001 – Moyuka Uchijima, Japanese tennis player
Deaths
Pre-1600
223 – Jia Xu, Chinese politician and strategist (b. 147)
353 – Magnentius, Roman usurper (b. 303)
449 – Archbishop Flavian of Constantinople
632 – Rusticula, abbess of Arles
919 – Dhuka al-Rumi, Abbasid governor of Egypt
979 – Gero, Count of Alsleben
991 – Byrhtnoth, English soldier (b. 956)
1044 – Sokkate, king of the Pagan dynasty of Burma (b. 1001)
1204 – Guttorm of Norway (b. 1199)
1253 – Clare of Assisi, Italian follower of Francis of Assisi (b. 1194)
1259 – Möngke Khan, Mongolian emperor (b. 1208)
1268 – Agnes of Faucigny, Dame ruler of Faucigny, Countess consort of Savoy
1332 – Domhnall II, Earl of Mar
1332 – Robert II Keith, Marischal of Scotland
1332 – Thomas Randolph, 2nd Earl of Moray
1332 – Murdoch III, Earl of Menteith
1332 – Robert Bruce, Lord of Liddesdale
1456 – John Hunyadi, Hungarian general and politician (b. 1387)
1464 – Nicholas of Cusa, German cardinal and mystic (b. 1401)
1465 – Kettil Karlsson, regent of Sweden and Bishop of Linköping (b. 1433)
1486 – William Waynflete, English Lord Chancellor and bishop of Winchester (b. c. 1398)
1494 – Hans Memling, German-Belgian painter (b. 1430)
1519 – Johann Tetzel, German preacher (b. 1465)
1556 – John Bell, English bishop
1563 – Bartolomé de Escobedo, Spanish composer and educator (b. 1500)
1578 – Pedro Nunes, Portuguese mathematician and academic (b. 1502)
1596 – Hamnet Shakespeare, son of William Shakespeare (b. 1585)
1601–1900
1614 – Lavinia Fontana, Italian painter (b. 1552)
1656 – Ottavio Piccolomini, Austrian-Italian field marshal (b. 1599)
1725 – Prince Vittorio Amedeo Theodore of Savoy (b. 1723)
1774 – Charles-François Tiphaigne de la Roche, French physician and author (b. 1722)
1813 – Henry James Pye, English poet and politician (b. 1745)
1851 – Lorenz Oken, German botanist, biologist, and ornithologist (b. 1779)
1854 – Macedonio Melloni, Italian physicist and academic (b. 1798)
1868 – Halfdan Kjerulf, Norwegian pianist and composer (b. 1815)
1886 – Lydia Koidula, Estonian poet and playwright (b. 1843)
1890 – John Henry Newman, English cardinal and theologian (b. 1801)
1892 – Enrico Betti, Italian mathematician and academic (b. 1813)
1901–present
1903 – Eugenio María de Hostos, Puerto Rican-American sociologist, philosopher, and lawyer (b. 1839)
1908 – Khudiram Bose, Indian Bengali revolutionary (b. 1889)
1919 – Andrew Carnegie, Scottish-American businessman and philanthropist, founded the Carnegie Steel Company and Carnegie Hall (b. 1835)
1921 – Mary Sumner, English philanthropist, founded the Mothers' Union (b. 1828)
1936 – Blas Infante, Spanish historian and politician (b. 1885)
1937 – Edith Wharton, American novelist and short story writer (b. 1862)
1939 – Jean Bugatti, German-Italian engineer (b. 1909)
1939 – Siegfried Flesch, Austrian fencer (b. 1872)
1945 – Stefan Jaracz, Polish actor and theater producer (b. 1883)
1953 – Tazio Nuvolari, Italian race car driver and motorcycle racer (b. 1892)
1956 – Jackson Pollock, American painter (b. 1912)
1961 – Antanas Škėma, Lithuanian-American author, playwright, actor, and director (b. 1910)
1963 – Otto Wahle, Austrian-American swimmer and coach (b. 1879)
1965 – Bill Woodfull, Australian cricketer and educator (b. 1897)
1969 – Miriam Licette, English soprano and educator (b. 1885)
1972 – Max Theiler, South African-American virologist and academic, Nobel Prize laureate (b. 1899)
1974 – Vicente Emilio Sojo, Venezuelan conductor and composer (b. 1887)
1977 – Frederic Calland Williams, British co-inventor of the Williams-Kilborn tube, used for memory in early computer systems (b. 1911)
1978 – Berta Ruck, Indian-born Welsh romance novelist (b. 1878)
1979 – J. G. Farrell, English author (b. 1935)
1980 – Paul Robert, French lexicographer and publisher (b. 1910)
1982 – Tom Drake, American actor and singer (b. 1918)
1984 – Alfred A. Knopf Sr., American publisher, founded Alfred A. Knopf, Inc. (b. 1892)
1984 – Paul Felix Schmidt, Estonian–American chemist and chess player (b. 1916)
1986 – János Drapál, Hungarian motorcycle racer (b. 1948)
1988 – Anne Ramsey, American actress (b. 1929)
1989 – John Meillon, Australian actor (b. 1934)
1991 – J. D. McDuffie, American race car driver (b. 1938)
1994 – Peter Cushing, English actor (b. 1913)
1995 – Phil Harris, American singer-songwriter and actor (b. 1904)
1996 – Rafael Kubelík, Czech conductor and composer (b. 1914)
1996 – Ambrosio Padilla, Filipino basketball player and politician (b. 1910)
2000 – Jean Papineau-Couture, Canadian composer and academic (b. 1916)
2001 – Percy Stallard, English cyclist and coach (b. 1909)
2002 – Galen Rowell, American photographer and mountaineer (b. 1940)
2003 – Armand Borel, Swiss-American mathematician and academic (b. 1923)
2003 – Herb Brooks, American ice hockey player and coach (b. 1937)
2006 – Mike Douglas, American singer and talk show host (b. 1920)
2008 – George Furth, American actor and playwright (b. 1932)
2008 – Dursun Karataş, founding leader of the Revolutionary People's Liberation Party–Front (DHKP-C) in Turkey (b. 1952)
2009 – Eunice Kennedy Shriver, American activist, founded the Special Olympics (b. 1921)
2010 – James Mourilyan Tanner, British paediatric endocrinologist (b. 1920)
2012 – Red Bastien, American wrestler, trainer, and promoter (b. 1931)
2012 – Michael Dokes, American boxer (b. 1958)
2012 – Lucy Gallardo, Argentinian-Mexican actress and screenwriter (b. 1929)
2013 – Raymond Delisle, French cyclist (b. 1943)
2013 – Zafar Futehally, Indian ornithologist and author (b. 1919)
2013 – David Howard, English ballet dancer and educator (b. 1937)
2014 – Vladimir Beara, Croatian footballer and manager (b. 1928)
2014 – Raymond Gravel, Canadian priest and politician (b. 1952)
2014 – Kika Szaszkiewiczowa, Polish author and blogger (b. 1917)
2014 – Robin Williams, American actor and comedian (b. 1951)
2015 – Serge Collot, French viola player and educator (b. 1923)
2015 – Harald Nielsen, Danish footballer and manager (b. 1941)
2015 – Richard Oriani, Salvadoran-American metallurgist and engineer (b. 1920)
2017 – Yisrael Kristal, Polish-Israeli supercentenarian; oldest living Holocaust survivor and one of the ten oldest men ever (b. 1903)
2017 – Segun Bucknor, Nigerian musician and journalist (b. 1946)
2018 – V S Naipaul, British writer, Nobel Prize laureate (b. 1932)
2019 – Sergio Obeso Rivera, Mexican Roman Catholic cardinal (b. 1931)
2020 – Trini Lopez, American singer and guitarist (b. 1937)
2020 – Sumner Redstone, American billionaire businessman (b. 1923)
2022 – Anne Heche, American actress (b. 1969)
2022 – Hanae Mori, Japanese fashion designer (b. 1926)
2023 – Mike Ahern, Australian politician, 32nd Premier of Queensland (b. 1942)
Holidays and observances
Christian Feast Day:
Athracht
Clare of Assisi
Gaugericus
John Henry Newman (Church of England)
Philomena
Susanna
Taurinus of Évreux
Tiburtius and Chromatius
August 11 (Eastern Orthodox liturgics)
Flag Day (Pakistan)
Independence Day, celebrates the independence of Chad from France in 1960.
Mountain Day (Japan)
References
External links
Days of the year
August |
2194 | https://en.wikipedia.org/wiki/April%205 | April 5 |
Events
Pre-1600
823 – Lothair I is crowned King of Italy by Pope Paschal I.
919 – The second Fatimid invasion of Egypt begins, when the Fatimid heir-apparent, al-Qa'im bi-Amr Allah, sets out from Raqqada at the head of his army.
1242 – During the Battle on the Ice of Lake Peipus, Russian forces, led by Alexander Nevsky, rebuff an invasion attempt by the Teutonic Knights.
1536 – Charles V makes a Royal Entry into Rome, demolishing a swath of the city to re-enact a Roman triumph.
1566 – Two hundred Dutch noblemen, led by Hendrick van Brederode, force themselves into the presence of Margaret of Parma and present the Petition of Compromise, denouncing the Spanish Inquisition in the Seventeen Provinces.
1601–1900
1614 – In Virginia, Native American Pocahontas marries English colonist John Rolfe.
1621 – The Mayflower sets sail from Plymouth, Massachusetts on a return trip to England.
1792 – United States President George Washington exercises his authority to veto a bill, the first time this power is used in the United States.
1795 – Peace of Basel between France and Prussia is made.
1818 – In the Battle of Maipú, Chile's independence movement, led by Bernardo O'Higgins and José de San Martín, win a decisive victory over Spain, leaving 2,000 Spaniards and 1,000 Chilean patriots dead.
1862 – American Civil War: The Battle of Yorktown begins.
1879 – Bolivia declares war on Chile, and Chile declares war on Peru, starting the War of the Pacific.
1901–present
1902 – A stand box collapses at Ibrox Park (now Ibrox Stadium) in Glasgow, Scotland, which led to the deaths of 25 and injuries to more than 500 supporters during an international association football match between Scotland and England.
1910 – The Transandine Railway connecting Chile and Argentina is inaugurated.
1922 – The American Birth Control League, forerunner of Planned Parenthood, is incorporated.
1932 – Dominion of Newfoundland: Ten thousand rioters seize the Colonial Building leading to the end of self-government.
1933 – U.S. President Franklin D. Roosevelt signs two executive orders: 6101 to establish the Civilian Conservation Corps, and 6102 "forbidding the Hoarding of Gold Coin, Gold Bullion, and Gold Certificates" by U.S. citizens.
1933 – Andorran Revolution: The Young Andorrans occupy the Casa de la Vall and force the government to hold democratic elections with universal male suffrage.
1936 – Tupelo–Gainesville tornado outbreak: An F5 tornado kills 233 in Tupelo, Mississippi.
1942 – World War II: Adolf Hitler issues Fuhrer Directive No. 41 summarizing Case Blue, including the German Sixth Army's planned assault on Stalingrad.
1942 – World War II: The Imperial Japanese Navy launches a carrier-based air attack on Colombo, Ceylon during the Indian Ocean raid. Port and civilian facilities are damaged and the Royal Navy cruisers and are sunk southwest of the island.
1943 – World War II: United States Army Air Forces bomber aircraft accidentally cause more than 900 civilian deaths, including 209 children, and 1,300 wounded among the civilian population of the Belgian town of Mortsel. Their target was the Erla factory one kilometer from the residential area hit.
1945 – Cold War: Yugoslav leader Josip Broz Tito signs an agreement with the Soviet Union to allow "temporary entry of Soviet troops into Yugoslav territory".
1946 – Soviet troops end their year-long occupation of the Danish island of Bornholm.
1946 – A Fleet Air Arm Vickers Wellington crashes into a residential area in Rabat, Malta during a training exercise, killing all 4 crew members and 16 civilians on the ground.
1949 – A fire in a hospital in Effingham, Illinois, kills 77 people and leads to nationwide fire code improvements in the United States.
1951 – Cold War: Ethel and Julius Rosenberg are sentenced to death for spying for the Soviet Union.
1956 – Cuban Revolution: Fidel Castro declares himself at war with Cuban President Fulgencio Batista.
1958 – Ripple Rock, an underwater threat to navigation in the Seymour Narrows in Canada is destroyed in one of the largest non-nuclear controlled explosions of the time.
1966 – During the Buddhist Uprising, South Vietnamese Prime Minister Nguyễn Cao Kỳ personally attempts to lead the capture of the restive city of Đà Nẵng before backing down.
1969 – Vietnam War: Massive antiwar demonstrations occur in many U.S. cities.
1971 – In Sri Lanka, Janatha Vimukthi Peramuna launches a revolt against the United Front government of Sirimavo Bandaranaike.
1976 – In China, the April Fifth Movement leads to the Tiananmen Incident.
1977 – The US Supreme Court rules that congressional legislation that diminished the size of the Sioux people's reservation thereby destroyed the tribe's jurisdictional authority over the area in Rosebud Sioux Tribe v. Kneip.
1991 – An ASA EMB 120 crashes in Brunswick, Georgia, killing all 23 aboard including Sen. John Tower and astronaut Sonny Carter.
1992 – Alberto Fujimori, president of Peru, dissolves the Peruvian congress by military force.
1992 – Peace protesters Suada Dilberovic and Olga Sučić are killed on the Vrbanja Bridge in Sarajevo, becoming the first casualties of the Bosnian War.
1998 – In Japan, the Akashi Kaikyō Bridge opens to traffic, becoming the longest bridge span in the world.
1999 – Two Libyans suspected of bringing down Pan Am Flight 103 in 1988 are handed over for eventual trial in the Netherlands.
2007 – The cruise ship MS Sea Diamond strikes a volcanic reef near Nea Kameni and sinks the next day. Two passengers were never recovered and are presumed dead.
2009 – North Korea launches its controversial Kwangmyŏngsŏng-2 rocket. The satellite passed over mainland Japan, which prompted an immediate reaction from the United Nations Security Council, as well as participating states of Six-party talks.
2010 – Twenty-nine coal miners are killed in an explosion at the Upper Big Branch Mine in West Virginia.
2018 – Agents with the U.S. Immigration and Customs Enforcement raid a slaughterhouse in Tennessee, detaining nearly 100 undocumented Hispanic workers in one of the largest workplace raids in the history of the United States.
2021 – Nguyễn Xuân Phúc took office as President of Vietnam after dismissing the title of Prime Minister.
Births
Pre-1600
1170 – Isabella of Hainault (d. 1190)
1219 – Wonjong of Goryeo, 24th ruler of Goryeo (d. 1274)
1279 – Al-Nuwayri, Egyptian Muslim historian (d. 1333)
1288 – Emperor Go-Fushimi of Japan (d. 1336)
1315 – James III of Majorca (d. 1349)
1365 – William II, Duke of Bavaria (d. 1417)
1472 – Bianca Maria Sforza, Italian wife of Maximilian I, Holy Roman Emperor (d. 1510)
1521 – Francesco Laparelli, Italian architect (d. 1570)
1523 – Blaise de Vigenère, French cryptographer and diplomat (d. 1596)
1533 – Giulio della Rovere, Italian Catholic Cardinal (d. 1578)
1539 – George Frederick, Margrave of Brandenburg-Ansbach (d. 1603)
1549 – Princess Elizabeth of Sweden (d. 1597)
1568 – Pope Urban VIII (d. 1644)
1588 – Thomas Hobbes, English philosopher (d. 1679)
1591 – Frederick Ulrich, Duke of Brunswick-Luneburg (d. 1634)
1595 – John Wilson, English composer and educator (d. 1674)
1601–1900
1604 – Charles IV, Duke of Lorraine (d. 1675)
1616 – Frederick, Count Palatine of Zweibrücken (d. 1661)
1622 – Vincenzo Viviani, Italian mathematician, astronomer, and physicist (d. 1703)
1649 – Elihu Yale, American-English merchant and philanthropist (d. 1721)
1656 – Nikita Demidov, Russian industrialist (d. 1725)
1664 – Élisabeth Thérèse de Lorraine, French noblewoman and Princess of Epinoy (d. 1748)
1674 – Margravine Elisabeth Sophie of Brandenburg, (d. 1748)
1691 – Louis VIII, Landgrave of Hesse-Darmstadt (d. 1768)
1692 – Adrienne Lecouvreur, French actress (d. 1730)
1719 – Axel von Fersen the Elder, Swedish field marshal and politician, Lord Marshal of Sweden (d. 1794)
1726 – Benjamin Harrison V, American politician, planter and merchant (d. 1791)
1727 – Pasquale Anfossi, Italian violinist and composer (d. 1797)
1729 – Frederick Charles Ferdinand, Duke of Brunswick-Lüneburg (d. 1809)
1730 – Jean Baptiste Seroux d'Agincourt, French archaeologist and historian (d. 1814)
1732 – Jean-Honoré Fragonard, French painter and etcher (d. 1806)
1735 – Franziskus Herzan von Harras, Czech Roman Catholic cardinal (d. 1804)
1739 – Philemon Dickinson, American lawyer and politician (d. 1809)
1752 – Sébastien Érard, French instrument maker (d. 1831)
1761 – Sybil Ludington, American figure of the American Revolutionary War (d. 1839)
1769 – Sir Thomas Hardy, 1st Baronet, English admiral (d. 1839)
1773 – José María Coppinger, governor of Spanish East Florida (d. 1844)
1773 – Duchess Therese of Mecklenburg-Strelitz, (d. 1839)
1777 – Marie Jules César Savigny, French zoologist (d. 1851)
1782 – Wincenty Krasiński, Polish nobleman (d. 1858)
1784 – Louis Spohr, German violinist, composer, and conductor (d. 1859)
1788 – Franz Pforr, German painter (d. 1812)
1793 – Casimir Delavigne, French poet and dramatist (d. 1843)
1793 – Felix de Muelenaere, Belgian politician (d. 1862)
1795 – Henry Havelock, British general (d. 1857)
1799 – Jacques Denys Choisy, Swiss clergyman and botanist (d. 1859)
1801 – Félix Dujardin, French biologist (d. 1860)
1801 – Vincenzo Gioberti, Italian philosopher, publicist and politician (d. 1852)
1804 – Matthias Jakob Schleiden, German botanist (d. 1881)
1809 – Karl Felix Halm, German scholar and critic (d. 1882)
1810 – Sir Henry Rawlinson, British East India Company army officer and politician (d. 1895)
1811 – Jules Dupré, French painter (d. 1889)
1814 – Felix Lichnowsky, Czech soldier and politician (d. 1848)
1822 – Émile Louis Victor de Laveleye, Belgian economist (d. 1892)
1827 – Joseph Lister, English surgeon and academic (d. 1912)
1832 – Jules Ferry, French lawyer and politician, 44th Prime Minister of France (d. 1893)
1834 – Prentice Mulford, American humorist and author (d. 1891)
1834 – Wilhelm Olbers Focke, German medical doctor and botanist (d. 1922)
1834 – Frank R. Stockton, American writer and humorist (d. 1902)
1835 – Vítězslav Hálek, Czech poet, writer, journalist, dramatist and theatre critic. (d. 1874)
1837 – Algernon Charles Swinburne, English poet, playwright, novelist, and critic (d. 1909)
1839 – Robert Smalls, African-American ship's pilot, sea captain, and politician (d. 1915)
1840 – Ghazaros Aghayan, Armenian historian and linguist (d. 1911)
1842 – Hans Hildebrand, Swedish archaeologist (d. 1913)
1845 – Friedrich Sigmund Merkel, German anatomist and histopathologist (d. 1919)
1845 – Jules Cambon, French diplomat (d. 1935)
1846 – Sigmund Exner, Austrian physiologist (d. 1926)
1846 – Henry Wellesley, British peer and politician (d. 1900)
1848 – Thure de Thulstrup, American illustrator (d. 1930)
1848 – Ulrich Wille, Swiss army general (d. 1925)
1850 – Enrico Mazzanti, Italian engineer and cartoonist (d. 1910)
1852 – Émile Billard, French sailor (d. 1930)
1852 – Walter W. Winans, American marksman and sculptor (d. 1920)
1852 – Franz Eckert, German composer and musician (d. 1916)
1856 – Booker T. Washington, African-American educator, essayist and historian (d. 1915)
1857 – Alexander of Battenberg (d. 1893)
1858 – Washington Atlee Burpee, Canadian businessman, founded Burpee Seeds (d. 1915)
1859 – Reinhold Seeberg, German theologian (d. 1935)
1860 – Harry S. Barlow, British tennis player (d. 1917)
1862 – Louis Ganne, French conductor (d. 1923)
1862 – Leo Stern, English cellist (d. 1904)
1863 – Princess Victoria of Hesse and by Rhine (d. 1950)
1867 – Ernest Lewis, British tennis player (d. 1930)
1869 – Sergey Chaplygin, Russian physicist, mathematician, and engineer (d. 1942)
1869 – Albert Roussel, French composer (d. 1937)
1870 – Motobu Chōki, Japanese karateka (d. 1944)
1871 – Stanisław Grabski, Polish economist and politician (d. 1949)
1872 – Samuel Cate Prescott, American microbiologist and chemist (d. 1962)
1873 – Joseph Rheden, Austrian astronomer (d. 1946)
1874 – Emmanuel Célestin Suhard, French Cardinal of the Catholic Church (d. 1949)
1874 – Manuel María Ponce Brousset, President of Peru (d. 1966)
1878 – Albert Champion, French cyclist (d. 1927)
1878 – Georg Misch, German philosopher (d. 1965)
1878 – Paul Weinstein, German high jumper (d. 1964)
1879 – Arthur Berriedale Keith, Scottish lawyer (d. 1944)
1879 – Nikolaus zu Dohna-Schlodien, German naval officer and author (d. 1956)
1880 – Eric Carlberg, Swedish Army officer, diplomat, shooter, fencer and modern pentathlete (d. 1963)
1880 – Vilhelm Carlberg, Swedish Army officer and shooter (d. 1970)
1882 – Song Jiaoren, Chinese revolutionary (d. 1913)
1882 – Natalia Sedova, 2nd wife of Leon Trotsky (d. 1962)
1883 – Walter Huston, Canadian-American actor and singer (d. 1950)
1884 – Ion Inculeț, Bessarabian academic and politician, President of Moldova (d. 1940)
1885 – Dimitrie Cuclin, Romanian composer (d. 1978)
1886 – Gotthelf Bergsträsser, German linguist (d. 1933)
1886 – Frederick Lindemann, British physicist (d. 1957)
1886 – Gustavo Jiménez, Peruvian colonel and politician, 73rd President of Peru (d. 1933)
1887 – William Cowhig, British gymnast (d. 1964)
1889 – Vicente Ferreira Pastinha, Brazilian martial artist (d. 1981)
1890 – Karl Kirk, Danish gymnast (d. 1955)
1890 – William Moore, British track and field athlete (d. 1956)
1891 – Arnold Jackson, English runner, soldier, and lawyer (d. 1972)
1891 – Laura Vicuña, Chilean nun (d. 1904)
1892 – Raymond Bonney, American ice hockey player (d. 1964)
1893 – Frithjof Andersen, Norwegian wrestler (d. 1975)
1893 – Clas Thunberg, Finnish speed skater (d. 1973)
1894 – Lawrence Dale Bell, American industrialist and founder of Bell Aircraft Corporation (d. 1956)
1894 – Hans Hüttig, German SS officer (d. 1980)
1894 – Carl Rudolf Florin, Swedish botanist (d. 1965)
1895 – Mike O'Dowd, American boxer (d. 1957)
1896 – Einar Lundborg, Swedish aviator (d. 1931)
1897 – Hans Schuberth, German politician (d. 1976)
1898 – Solange d'Ayen, French noblewoman, Duchess of Ayen and journalist (d. 1976)
1899 – Alfred Blalock, American surgeon and academic (d. 1964)
1900 – Herbert Bayer, Austrian-American graphic designer, painter, and photographer (d. 1985)
1900 – Roman Steinberg, Estonian wrestler (d. 1939)
1900 – Spencer Tracy, American actor (d. 1967)
1901–present
1901 – Curt Bois, German actor (d. 1991)
1901 – Chester Bowles, American diplomat and ambassador (d. 1986)
1901 – Melvyn Douglas, American actor (d. 1981)
1901 – Doggie Julian, American football, basketball, and baseball player and coach (d. 1967)
1902 – Menachem Mendel Schneerson, Russian-American rabbi (d. 1994)
1903 – Marion Aye, American actress (d. 1951)
1904 – Richard Eberhart, American poet and academic (d. 2005)
1906 – Albert Charles Smith, American botanist (d. 1999)
1906 – Fernando Germani, Italian organist (d. 1998)
1906 – Ted Morgan, New Zealand boxer (d. 1952)
1907 – Sanya Dharmasakti, Thai jurist (d. 2002)
1908 – Bette Davis, American actress (d. 1989)
1908 – Kurt Neumann, German director (d. 1958)
1908 – Jagjivan Ram, Indian politician, 4th Deputy Prime Minister of India (d. 1986)
1908 – Herbert von Karajan, Austrian conductor and manager (d. 1989)
1909 – Albert R. Broccoli, American film producer, co-founded Eon Productions (d. 1996)
1909 – Giacomo Gentilomo, Italian film director and painter (d. 2001)
1909 – Károly Sós, Hungarian footballer and manager (d. 1991)
1909 – Erwin Wegner, German hurdler (d. 1945)
1910 – Sven Andersson, Swedish politician (d. 1987)
1910 – Oronzo Pugliese, Italian football manager (d. 1990)
1911 – Hedi Amara Nouira, Tunisian politician (d. 1993)
1911 – Johnny Revolta, American golfer (d. 1991)
1912 – Jehan Buhan, French fencer (d. 1999)
1912 – Habib Elghanian, Iranian businessman (d. 1979)
1912 – Antonio Ferri, Italian scientist (d. 1975)
1912 – Carlos Guastavino, Argentine composer (d. 2000)
1912 – Makar Honcharenko, Ukrainian footballer and manager (d. 1997)
1912 – John Le Mesurier, English actor (d. 1983)
1912 – István Örkény, Hungarian author and playwright (d. 1979)
1912 – Bill Roberts, English sprinter and soldier (d. 2001)
1913 – Antoni Clavé, Catalan artist (d. 2005)
1913 – Nicolas Grunitzky, 2nd President of Togo (d. 1969)
1913 – Ruth Smith, Faroese artist (d. 1958)
1914 – Felice Borel, Italian footballer (d. 1993)
1916 – Gregory Peck, American actor, political activist, and producer (d. 2003)
1917 – Robert Bloch, American author (d. 1994)
1917 – Frans Gommers, Belgian footballer (d. 1996)
1919 – Lester James Peries, Sri Lankan director, screenwriter, and producer (d. 2018)
1920 – Barend Biesheuvel, Dutch politician, Prime Minister of the Netherlands (d. 2001)
1920 – Arthur Hailey, English-Canadian soldier and author (d. 2004)
1920 – Alfonso Thiele, Turkish-Italian race car driver (d. 1986)
1920 – John Willem Gran, Swedish bishop (d. 2008)
1921 – Christopher Hewett, English actor and theatre director (d. 2001)
1922 – Tom Finney, English footballer (d. 2014)
1922 – Harry Freedman, Polish-Canadian horn player, composer, and educator (d. 2005)
1922 – Andy Linden, American race car driver (d. 1987)
1922 – Gale Storm, American actress and singer (d. 2009)
1923 – Ernest Mandel, German-born Belgian Marxist economist, Trotskyist activist and theorist (d. 1995)
1923 – Michael V. Gazzo, American actor (d. 1995)
1923 – Nguyễn Văn Thiệu, Vietnamese general and politician, 5th President of South Vietnam (d. 2001)
1924 – Igor Borisov, Soviet rower (d. before 2005)
1925 – Janet Rowley, American human geneticist (d. 2013)
1925 – Pierre Nihant, Belgian cyclist (d. 1993)
1926 – Roger Corman, American actor, director, producer, and screenwriter
1926 – Liang Yusheng, Chinese writer (d. 2009)
1927 – Thanin Kraivichien, Thai lawyer and politician
1927 – Arne Hoel, Norwegian ski jumper (d. 2006)
1928 – Enzo Cannavale, Italian actor (d. 2011)
1928 – Tony Williams, American singer (d. 1992)
1929 – Hugo Claus, Belgian author, poet, and painter (d. 2008)
1929 – Ivar Giaever, Norwegian-American physicist and academic, Nobel Prize laureate
1929 – Nigel Hawthorne, English actor and producer (d. 2001)
1929 – Joe Meek, English songwriter and producer (d. 1967)
1929 – Mahmoud Mollaghasemi, Iranian wrestler
1930 – Mary Costa, American singer and actress
1930 – Pierre Lhomme, French director of photography (d. 2019)
1931 – Jack Clement, American singer-songwriter and producer (d. 2013)
1931 – Héctor Olivera, Argentine director, producer and screenwriter
1933 – Feridun Buğeker, Turkish footballer (d. 2014)
1933 – Frank Gorshin, American actor (d. 2005)
1933 – Barbara Holland, American author (d. 2010)
1933 – K. Kailasapathy, Sri Lankan journalist and academic (d. 1982)
1934 – John Carey, English author and critic
1934 – Roman Herzog, German lawyer and politician, 7th President of Germany (d. 2017)
1934 – Moise Safra, Brazilian businessman and philanthropist, co-founded Banco Safra (d. 2014)
1934 – Stanley Turrentine, American saxophonist and composer (d. 2000)
1935 – Giovanni Cianfriglia, Italian actor
1935 – Peter Grant, English talent manager (d. 1995)
1935 – Donald Lynden-Bell, English astrophysicist and astronomer (d. 2018)
1935 – Frank Schepke, German rower (d. 2017)
1936 – Ronnie Bucknum, American race car driver (d. 1992)
1936 – Glenn Jordan, American director and producer
1936 – Dragoljub Minić, Yugoslavian chess Grandmaster (d. 2005)
1937 – Joseph Lelyveld, American journalist and author
1937 – Colin Powell, American general and politician, 65th United States Secretary of State (d. 2021)
1937 – Andrzej Schinzel, Polish mathematician (d. 2021)
1937 – Arie Selinger, Israeli volleyball player and manager
1937 – Juan Vicente Lezcano, Paraguayan footballer (d. 2012)
1938 – Colin Bland, Zimbabwean-South African cricketer (d. 2018)
1938 – Mal Colston, Australian educator and politician (d. 2003)
1938 – Nancy Holt, American sculptor and painter (d. 2014)
1938 – Natalya Kustinskaya, Soviet actress (d. 2012)
1938 – Giorgos Sideris, Greek footballer
1939 – Leka I, Crown Prince of Albania (d. 2011)
1939 – Crispian St. Peters, English singer-songwriter (d. 2010)
1939 – Haidar Abu Bakr al-Attas, Prime Minister of Yemen
1939 – Ronald White, American singer-songwriter (d. 1995)
1939 – David Winters, English-American actor, choreographer and producer (d. 2019)
1940 – Tommy Cash, American singer-songwriter and guitarist
1940 – Gilles Proulx, Canadian journalist, historian, and radio host
1941 – Michael Moriarty, American-Canadian actor
1941 – Dave Swarbrick, English singer-songwriter and fiddler (d. 2016)
1942 – Allan Clarke, English singer-songwriter
1942 – Pascal Couchepin, Swiss politician
1942 – Juan Gisbert Sr., Spanish tennis player
1942 – Peter Greenaway, Welsh director and screenwriter
1943 – Dean Brown, Australian politician, 41st Premier of South Australia
1943 – Max Gail, American actor and director
1943 – Fighting Harada, Japanese boxer
1943 – Miet Smet, Belgian politician
1943 – Jean-Louis Tauran, French cardinal (d. 2018)
1944 – Willeke van Ammelrooy, Dutch actress and director
1944 – János Martonyi, Hungarian politician
1944 – Evan Parker, British musician
1944 – Douangchay Phichit, Laotian politician (d. 2014)
1944 – Willy Planckaert, Belgian cyclist
1944 – Pedro Rosselló, Puerto Rican physician and politician, 7th Governor of Puerto Rico
1944 – Peter T. King, American soldier, lawyer, and politician
1945 – Ove Bengtson, Swedish tennis player
1945 – Steve Carver, American director and producer (d. 2021)
1945 – Cem Karaca, Turkish musician (d. 2004)
1945 – Tommy Smith, English footballer (d. 2019)
1946 – Jane Asher, English actress
1946 – Julio Ángel Fernández, Uruguayan astronomer
1946 – Björn Granath, Swedish actor (d. 2017)
1946 – Georgi Markov, Bulgarian Greco-Roman wrestler
1947 – Đurđica Bjedov, Yugoslav swimmer
1947 – Willy Chirino, Cuban-American musician
1947 – Gloria Macapagal Arroyo, Filipino academic and politician, 14th President of the Philippines
1947 – Ramón Mifflin, Peruvian footballer
1947 – Virendra Sharma, Indian-English lawyer and politician
1948 – Pierre-Albert Chapuisat, Swiss footballer
1948 – Dave Holland, English drummer (d. 2018)
1948 – Roy McFarland, English footballer and manager
1949 – Stanley Dziedzic, American wrestler
1949 – Larry Franco, American film producer
1949 – Judith Resnik, American engineer and astronaut (d. 1986)
1950 – Ann C. Crispin, American writer (d. 2013)
1950 – Franklin Chang Díaz, Costa Rican-Chinese American astronaut and physicist
1950 – Agnetha Fältskog, Swedish singer-songwriter and producer
1950 – Toshiko Fujita, Japanese actress, singer and narrator (d. 2018)
1950 – Miki Manojlović, Serbian actor
1951 – Les Binks, Irish drummer and songwriter
1951 – Yevgeniy Gavrilenko, Belarusian hurdler
1951 – Nedim Gürsel, Turkish writer
1951 – Dean Kamen, American inventor and businessman, founded Segway Inc.
1951 – Dave McArtney, New Zealand singer-songwriter and guitarist (d. 2013)
1951 – Ubol Ratana, Thai Princess
1952 – Alfie Conn, Scottish international footballer
1952 – John C. Dvorak, American author and editor
1952 – Sandy Mayer, American tennis player
1952 – Dennis Mortimer, English footballer
1952 – Mitch Pileggi, American actor
1953 – Frank Gaffney, American journalist and radio host
1953 – Keiko Han, Japanese actress
1953 – Tae Jin-ah, South Korean singer
1953 – Raleb Majadele, Israeli politician
1953 – Ian Swales, English accountant and politician
1954 – Guy Bertrand, Canadian linguist and radio host
1954 – Peter Case, American singer-songwriter and guitarist
1954 – Mohamed Ben Mouza, Tunisian footballer
1954 – Stan Ridgway, American singer-songwriter and guitarist
1954 – Yoshiichi Watanabe, Japanese footballer
1955 – Charlotte de Turckheim, French actress, producer, and screenwriter
1955 – Ricardo Ferrero, Argentine footballer (d. 2015)
1955 – Christian Gourcuff, French footballer and manager
1955 – Anthony Horowitz, English author and screenwriter
1955 – Bernard Longley, English prelate
1955 – Akira Toriyama, Japanese illustrator
1955 – Takayoshi Yamano, Japanese footballer
1956 – Diamond Dallas Page, American wrestler and actor
1956 – Leonid Fedun, Russian businessman
1956 – Reid Ribble, American politician
1957 – Sebastian Adayanthrath, Indian bishop
1957 – Karin Roßley, German hurdler
1958 – Kevin Dann, Australian rugby league player (d. 2021)
1958 – Henrik Dettmann, Finnish basketball coach
1958 – Ryoichi Kawakatsu, Japanese footballer
1958 – Johan Kriek, South African-American tennis player
1958 – Daniel Schneidermann, French journalist
1958 – Lasantha Wickrematunge, Sri Lankan lawyer and journalist (d. 2009)
1959 – Paul Chung, Hong Kong actor and host (d. 1989)
1960 – Asteris Koutoulas, Romanian-German record producer, manager, and author
1960 – Larry McCray, American singer-songwriter and guitarist
1960 – Ian Redford, Scottish footballer and manager (d. 2014)
1960 – Hiromi Taniguchi, Japanese long-distance runner
1960 – Adnan Terzić, Bosnian politician
1961 – Andrea Arnold, English filmmaker and actress
1961 – Anna Caterina Antonacci, Italian soprano
1961 – Abdulhadi al-Khawaja, Bahraini-Danish human rights activist
1961 – Lisa Zane, American actress and singer
1962 – Lana Clarkson, American actress and model (d. 2003)
1962 – Sara Danius, Swedish scholar of literature and aesthetics (d. 2019)
1962 – Richard Gough, Swedish born Scottish international footballer
1962 – Arild Monsen, Norwegian cross-country skier
1962 – Kirsan Ilyumzhinov, Russian businessman and politician, 1st President of Kalmykia
1963 – Arthur Adams, American comic book artist and writer
1964 – Neil Eckersley, British judoka
1964 – Vakhtang Iagorashvili, Soviet modern pentathlete
1964 – Levon Julfalakyan, Soviet Armenian Greco-Roman wrestler
1964 – Marius Lăcătuș, Romanian footballer and coach
1965 – Aykut Kocaman, Turkish footballer and manager
1965 – Lang Tzu-yun, Taiwanese actress
1965 – Elizabeth McIntyre, American freestyle skier
1965 – Svetlana Paramygina, Belarusian biathlete
1966 – Yoon Hyun, South Korean judoka
1966 – Mike McCready, American guitarist and songwriter
1966 – Peter Overton, English-Australian journalist and television host
1967 – Troy Gentry, American singer-songwriter and guitarist (d. 2017)
1967 – Franck Silvestre, French footballer
1967 – Erland Johnsen, Norwegian footballer
1967 – Laima Zilporytė, Soviet cyclist
1968 – Paula Cole, American singer-songwriter and pianist
1969 – Dinos Angelidis, Greek basketball player
1969 – Viatcheslav Djavanian, Russian cyclist
1969 – Pontus Kåmark, Swedish footballer
1969 – Pavlo Khnykin, Ukrainian swimmer
1969 – Tomislav Piplica, Bosnian footballer and manager
1969 – Ravindra Prabhat, Indian writer and journalist
1970 – Soheil Ayari, French race car driver
1970 – Valérie Bonneton, French actress
1970 – Diamond D, American hip hop producer
1970 – Petar Genov, Bulgarian chess grandmaster
1970 – Thea Gill, Canadian actress
1970 – Miho Hatori, Japanese singer-songwriter
1970 – Irina Timofeyeva, Russian long-distance runner
1971 – Dong Abay, Filipino singer-songwriter and guitarist
1971 – Krista Allen, American actress
1971 – Austin Berry, Costa Rican footballer
1971 – Simona Cavallari, Italian actress
1971 – Victoria Hamilton, English actress
1971 – Nelson Parraguez, Chilean footballer
1971 – Kim Soo-nyung, South Korean archer
1972 – Nima Arkani-Hamed, American-Canadian theoretical physicist
1972 – Tom Coronel, Dutch race car driver
1972 – Paul Okon, Australian footballer and manager
1972 – Duncan Spencer, English cricketer
1972 – Yasuhiro Takemoto, Japanese animator and director (d. 2019)
1972 – Junko Takeuchi, Japanese actress
1973 – Élodie Bouchez, French-American actress
1973 – Brendan Cannon, Australian rugby player
1973 – Lidia Trettel, Italian snowboarder
1973 – Pharrell Williams, American singer, songwriter and rapper
1974 – Sandra Bagarić, Croatian opera singer and actress
1974 – Julien Boutter, French tennis player
1974 – Katja Holanti, Finnish biathlete
1974 – Oleg Khodkov, Russian handball player
1974 – Ariel López, Argentine footballer
1974 – Lukas Ridgeston, Slovak actor and director
1974 – Vyacheslav Voronin, Russian high jumper
1975 – Sarah Baldock, English organist and conductor
1975 – John Hartson, Welsh footballer and coach
1975 – Juicy J, American rapper and producer
1975 – Serhiy Klymentiev, Ukrainian ice hockey player
1975 – Caitlin Moran, English journalist, author, and critic
1975 – Marcos Vales, Spanish footballer
1975 – Shammond Williams, American basketball player and coach
1976 – Luis de Agustini, Uruguayan footballer
1976 – Péter Biros, Hungarian water polo player
1976 – Sterling K. Brown, American actor
1976 – Aleksei Budõlin, Estonian judoka
1976 – Simone Inzaghi, Italian footballer
1976 – Fernando Morientes, Spanish footballer and coach
1976 – Natascha Ragosina, Russian boxer
1976 – Henrik Stenson, Swedish golfer
1976 – Valeria Straneo, Italian long-distance runner
1976 – Indrek Tobreluts, Estonian biathlete
1976 – Anouska van der Zee, Dutch cyclist
1977 – Jonathan Erlich, Israeli tennis player
1977 – Trevor Letowski, Canadian ice hockey player and coach
1977 – Daniel Majstorović, Swedish footballer
1978 – Dwain Chambers, British track sprinter
1978 – Marcone Amaral Costa, Qatari footballer
1978 – Tarek El-Said, Egyptian footballer
1978 – Jairo Patiño, Colombian footballer
1978 – Sohyang, South Korean singer
1978 – Stephen Jackson, American basketball player
1978 – Arnaud Tournant, French cyclist
1978 – Franziska van Almsick, German swimmer
1978 – Günther Weidlinger, Austrian long-distance runner
1979 – Vlada Avramov, Serbian footballer
1979 – Josh Boone, American screenwriter and director
1979 – Song Dae-nam, South Korean judoka
1979 – Timo Hildebrand, German footballer
1979 – Imany, French singer
1979 – Barel Mouko, Congolese footballer
1979 – Cesare Natali, Italian footballer
1979 – Mitsuo Ogasawara, Japanese footballer
1979 – Alexander Resch, German luger
1979 – Andrius Velička, Lithuanian footballer
1979 – Dante Wesley, American football player
1979 – Chen Yanqing, Chinese weightlifter
1980 – Matt Bonner, American basketball player
1980 – Alberta Brianti, Italian tennis player
1980 – Rafael Cavalcante, Brazilian mixed martial artist
1980 – David Chocarro, Argentinian baseball player and actor
1980 – Mike Glumac, Canadian ice hockey player
1980 – Mario Kasun, Croatian basketball player
1980 – Lee Jae-won, South Korean DJ and singer
1980 – Joris Mathijsen, Dutch footballer
1980 – Rasmus Quist Hansen, Danish rower
1980 – Odlanier Solís, Cuban boxer
1981 – Matthew Emmons, American rifle shooter
1981 – Michael A. Monsoor, American sailor, Medal of Honor recipient (d. 2006)
1981 – Mariqueen Maandig, Filipino-American musician and singer-songwriter
1981 – Daba Modibo Keïta, Malian taekwondo athlete
1981 – Marissa Nadler, American musician
1981 – Tom Riley, English actor and producer
1981 – Mompati Thuma, Botswana footballer
1981 – Pieter Weening, Dutch cyclist
1982 – Hayley Atwell, English-American actress
1982 – Matheus Coradini Vivian, Brazilian footballer
1982 – Thomas Hitzlsperger, German footballer
1982 – Kelly Pavlik, American boxer
1982 – Matt Pickens, American soccer player
1982 – Alexandre Prémat, French race car driver
1982 – Danylo Sapunov, Ukrainian-Kazakhstani triathlete
1982 – Hubert Schwab, Swiss cyclist
1982 – Marcel Seip, Dutch former footballer
1983 – Jaime Castrillón, Colombian footballer
1983 – Jorge Andrés Martínez, Uruguayan footballer
1983 – Brock Radunske, Canadian-South Korean ice hockey player
1983 – Yohann Sangaré, French basketball player
1983 – Cécile Storti, French cross-country skier
1983 – Shikha Uberoi, Indian-American tennis player
1984 – Marshall Allman, American actor
1984 – Aram Mp3, Armenian singer and comedian
1984 – Rune Brattsveen, Norwegian biathlete
1984 – Alexei Glukhov, Russian ice hockey player
1984 – Maartje Goderie, Dutch field hockey player
1984 – Darija Jurak, Croatian tennis player
1984 – Dejan Kelhar, Slovenian footballer
1984 – Dmitry Kozonchuk, Russian cyclist
1984 – Shin Min-a, South Korean actress
1984 – Jess Sum, Hong Kong actress
1984 – Peter Penz, Austrian luger
1984 – Samuele Preisig, Swiss footballer
1984 – Cristian Săpunaru, Romanian footballer
1984 – Fabio Vitaioli, San Marinese footballer
1984 – Kisho Yano, Japanese footballer
1984 – Saba Qamar, Pakistani actress-model
1985 – Daniel Congré, French footballer
1985 – Erwin l'Ami, Dutch chess player
1985 – Jolanda Keizer, Dutch heptathlete
1985 – Sergey Khachatryan, Armenian violinist
1985 – Linas Pilibaitis, Lithuanian footballer
1985 – Jan Smeets, Dutch chess grandmaster
1985 – Kristof Vandewalle, Belgian cyclist
1986 – Anna Sophia Berglund, American model and actress
1986 – Anzor Boltukayev, Chechen wrestler
1986 – Diego Chará, Colombian footballer
1986 – Charlotte Flair, American wrestler, author and actress
1986 – Róbert Kasza, Hungarian Modern pentathlete
1986 – Eetu Muinonen, Finnish footballer
1986 – Manuel Ruz, Spanish footballer
1986 – Albert Selimov, Azerbaijani boxer
1987 – Max Grün, German footballer
1987 – Balázs Hárai, Hungarian water polo player
1987 – Anton Kokorin, Russian sprint athlete
1987 – Fyodor Kudryashov, Russian footballer
1987 – Etiënne Reijnen, Dutch footballer
1988 – Gerson Acevedo, Chilean footballer
1988 – Teresa Almeida, Angolan handball player
1988 – Quade Cooper, New Zealand-Australian rugby player and boxer
1988 – Jonathan Davies, Welsh rugby union player
1988 – Gevorg Ghazaryan, Armenian footballer
1988 – Alisha Glass, American ex-indoor volleyball player
1988 – Vurğun Hüseynov, Azerbaijani footballer
1988 – Matthias Jaissle, German footballer and manager
1988 – Christopher Papamichalopoulos, Cypriot skier
1988 – Zack Smith, Canadian ice hockey player
1988 – Pape Sy, French basketball player
1988 – Alexey Volkov, Russian biathlete
1989 – Kader Amadou, Nigerien footballer
1989 – Yémi Apithy, Beninese fencer
1989 – Liemarvin Bonevacia, Dutch sprinter
1989 – Freddie Fox, English actor
1989 – Emre Güral, Turkish footballer
1989 – Justin Holiday, American basketball player
1989 – Rachel Homan, Canadian curler
1989 – Lily James, English actress
1989 – Trevor Marsicano, American speed skater
1989 – Jonathan Rossini, Swiss footballer
1989 – Kiki Sukezane, Japanese actress
1989 – Sosuke Takatani, Japanese wrestler
1990 – Amer Said Al-Shatri, Omani footballer
1990 – Alex Cuthbert, Welsh rugby player
1990 – Patrick Dangerfield, Australian footballer
1990 – Fredy Hinestroza, Colombian footballer
1990 – Chen Huijia, Chinese swimmer
1990 – Haruma Miura, Japanese actor and singer (d. 2020)
1990 – Ismaeel Mohammad, Qatari footballer
1990 – Iryna Pamialova, Belarusian canoeist
1990 – Jakub Sedláček, Czech ice hockey player
1990 – Sercan Yıldırım, Turkish footballer
1990 – Género Zeefuik, Dutch footballer
1991 – Yassine Bounou, Moroccan footballer
1991 – Nathaniel Clyne, English footballer
1991 – Adriano Grimaldi, Italian-German footballer
1991 – Joël Mall, Swiss footballer
1991 – Guilherme dos Santos Torres, Brazilian footballer
1992 – Emmalyn Estrada, Canadian singer-songwriter and dancer
1992 – Shintaro Kurumaya, Japanese footballer
1992 – Kaveh Rezaei, Iranian footballer
1992 – Dmytro Ryzhuk, Ukrainian footballer
1993 – Andreas Bouchalakis, Greek footballer
1993 – Maya DiRado, American swimmer
1993 – Laura Feiersinger, Austrian footballer
1993 – Benjamin Garcia, French rugby league player
1993 – Scottie Wilbekin, American-Turkish basketball player
1994 – Mateusz Bieniek, Polish volleyball player
1994 – Edem Rjaïbi, Tunisian footballer
1994 – Richard Sánchez, Mexican footballer
1995 – Viliame Kikau, Fijian rugby league player
1995 – Sei Muroya, Japanese footballer
1995 – Gleb Rassadkin, Belarusian footballer
1995 – Sebastian Starke Hedlund, Swedish footballer
1996 – Nicolas Beer, Danish race car driver
1996 – Raouf Benguit, Algerian footballer
1997 – Borja Mayoral, Spanish footballer
1997 – Dominik Mysterio, American wrestler
1999 – Bobby Miller, American baseball player
2000 – Ayush Mahesh Khedekar, Indian actor
2001 – Johnny Beecher, American ice hockey player
2001 – Thylane Blondeau, French model and actress
Deaths
Pre-1600
517 – Timothy I of Constantinople, Byzantine patriarch
582 – Eutychius of Constantinople, Byzantine patriarch
584 – Ruadán of Lorrha, Irish abbot
902 – Al-Mu'tadid, Abbasid caliph
1168 – Robert de Beaumont, 2nd Earl of Leicester, English politician (b. 1104)
1183 – Ramon Berenguer III, Spanish count of Cerdanya and Provence
1205 – Isabella I of Jerusalem, queen regnant of Jerusalem (b. 1172)
1258 – Juliana of Liège, Belgian canoness and saint
1308 – Ivan Kőszegi, Hungarian baron and oligarch
1325 – Ralph de Monthermer, 1st Baron of Monthermer and Earl of Gloucester (b. c.1270)
1419 – Vincent Ferrer, Spanish missionary and saint (b. 1350)
1431 – Bernard I, margrave of Baden-Baden (b. 1364)
1512 – Lazzaro Bastiani, Italian painter (b. 1429)
1534 – Jan Matthys, Dutch anabaptist reformer
1594 – Catherine of Palma, Spanish nun (b. 1533)
1601–1900
1612 – Diana Scultori, Italian engraver
1617 – Alonso Lobo, Spanish composer (b. 1555)
1626 – Anna Koltovskaya, Russian tsarina
1673 – François Caron, Belgian-French explorer and politician, 8th Governor of Formosa (b. 1600)
1679 – Anne Geneviève de Bourbon, French princess (b. 1619)
1684 – William Brouncker, English mathematician (b. 1620)
1684 – Karl Eusebius, prince of Liechtenstein (b. 1611)
1693 – Anne Marie Louise d'Orléans, French noblewoman (b. 1627)
1693 – Philip William August, German nobleman (b. 1668)
1695 – George Savile, English politician, Lord President of the Council (b. 1633)
1697 – Charles XI, king of Sweden (b. 1655)
1704 – Christian Ulrich I, German nobleman and Duke of Württemberg-Oels (b. 1652)
1708 – Christian Heinrich, German prince and member of the House of Hohenzollern (b. 1661)
1709 – Roger de Piles, French painter, engraver, art critic and diplomat (b. 1635)
1712 – Jan Luyken, Dutch poet, illustrator and engraver (b. 1649)
1717 – Jean Jouvenet, French painter (b. 1647)
1723 – Johann Bernhard Fischer von Erlach, Austrian architect, sculptor and historian (b. 1656)
1735 – William Derham, English minister and philosopher (b. 1657)
1751 – Frederick I, prince consort and king of Sweden (b. 1676)
1765 – Edward Young, English poet and author (b. 1683)
1767 – Princess Charlotte Wilhelmine of Saxe-Coburg-Saalfeld, German princess of Saxe-Coburg-Saalfeld (b. 1685)
1768 – Egidio Forcellini, Italian philologist (b. 1688)
1769 – Marc-Antoine Laugier, Jesuit priest (b. 1713)
1794 – Georges Danton, French lawyer and politician, French Minister of Justice (b. 1759)
1794 – François Chabot, French politician (b. 1756)
1794 – Camille Desmoulins, French journalist, lawyer, and politician (b. 1760)
1794 – Fabre d'Églantine, French actor, dramatist, poet and politician (b. 1750)
1794 – Marie-Jean Hérault de Séchelles, French judge and politician (b. 1759)
1794 – Pierre Philippeaux, French lawyer (b. 1754)
1794 – François Joseph Westermann, French general (b. 1751)
1799 – Johann Christoph Gatterer, German historian (b. 1727)
1804 – Jean-Charles Pichegru, French general (b. 1761)
1808 – Johann Georg Wille, German engraver (b. 1715)
1830 – Richard Chenevix, Irish chemist and playwright (b. 1774)
1831 – Pierre Léonard Vander Linden, Belgian entomologist (b. 1797)
1842 – Shah Shujah Durrani, 5th Emir of Afghanistan (b. 1785)
1852 – Prince Felix of Schwarzenberg, (b. 1800)
1861 – Ferdinand Joachimsthal, German mathematician (b. 1818)
1862 – Barend Cornelis Koekkoek, Dutch artist (b. 1803)
1865 – Manfredo Fanti, Italian general (b. 1806)
1866 – Thomas Hodgkin, British physician (b. 1798)
1868 – Karel Purkyně, Czech painter (b. 1834)
1871 – Paolo Savi, Italian geologist and ornithologist (b. 1798)
1872 – Paul-Auguste-Ernest Laugier, French astronomer (b. 1812)
1873 – Milivoje Blaznavac, Serbian soldier and politician (b. 1824)
1882 – Pierre Guillaume Frédéric le Play, (b. 1806)
1888 – Vsevolod Garshin, Russian author (b. 1855)
1891 – Johann Hermann Bauer, (b. 1861)
1900 – Joseph Bertrand, French mathematician, economist, and academic (b. 1822)
1900 – Osman Nuri Pasha, Ottoman field marshal and the hero of the Siege of Plevna in 1877 (b. 1832)
1901–present
1901 – Angelo Messedaglia, Italian social scientist and statistician (b. 1820)
1902 – Hans Ernst August Buchner, German bacteriologist (b. 1850)
1904 – Ernst Leopold, 4th Prince of Leiningen (b. 1830)
1904 – Frances Power Cobbe, Irish writer (b. 1822)
1906 – Eastman Johnson, American painter (b. 1824)
1914 – Bernard Borggreve, German forestry scientist (b. 1836)
1916 – Maksim Kovalevsky, Russian sociologist (b. 1851)
1918 – George Tupou II, King of Tonga (b. 1874)
1918 – Paul Vidal de La Blache, French geographer (b. 1845)
1920 – Laurent Marqueste, French sculptor (b. 1848)
1921 – Alphons Diepenbrock, Dutch composer (b. 1862)
1921 – Sophie Elkan, Swedish writer and translator (b. 1853)
1923 – George Herbert, 5th Earl of Carnarvon, English archaeologist and businessman (b. 1866)
1924 – Victor Hensen, German zoologist (b. 1835)
1928 – Roy Kilner, English cricketer and soldier (b. 1890)
1928 – Viktor Oliva, Czech painter and illustrator (b. 1861)
1929 – Francis Aidan Gasquet, English Benedictine monk (b. 1846)
1929 – Ludwig von Sybel, German archeologist (b. 1846)
1932 – María Blanchard, Spanish painter (b. 1881)
1933 – Earl Derr Biggers, American novelist and playwright (b. 1884)
1933 – Hjalmar Mellin, Finnish mathematician and functional theorist (b. 1854)
1934 – Salvatore Di Giacomo, Italian poet, playwright, songwriter and fascist intellectual (b. 1860)
1934 – Jiro Sato, Japanese tennis player (b. 1908)
1935 – Achille Locatelli, Roman Catholic cardinal (b. 1856)
1935 – Emil Młynarski, Polish conductor, violinist, composer, and pedagogue (b. 1870)
1935 – Franz von Vecsey, Hungarian violinist and composer (b. 1893)
1936 – Chandler Egan, American golfer and architect (b. 1884)
1937 – Gustav Adolf Deissmann, (b. 1866)
1937 – José Benlliure y Gil, Spanish painter (b. 1858)
1938 – Helena Westermarck, Finnish artist and writer (b. 1857)
1938 – Verner Lehtimäki, Finnish revolutionary (b. 1890)
1940 – Charles Freer Andrews, English-Indian priest, missionary, and educator (b. 1871)
1940 – Robert Maillart, Swiss civil engineer (b. 1872)
1940 – Jay O'Brien, American bobsledder (b. 1883)
1940 – Song Zheyuan, Chinese general (b. 1885)
1941 – Parvin E'tesami, Persian poet (b. 1907)
1941 – Nigel Gresley, Scottish-English engineer (b. 1876)
1941 – Franciszek Kleeberg, Polish general (b. 1888)
1945 – Heinrich Borgmann, German officer (b. 1912)
1945 – Karl-Otto Koch, German SS officer (b. 1897)
1946 – Vincent Youmans, American composer and producer (b. 1898)
1947 – Bernhard Pankok, German painter, artist and architect (b. 1872)
1947 – Elis Strömgren, Swedish-Danish astronomer (b. 1870)
1948 – Abby Aldrich Rockefeller, American socialite and philanthropist (b. 1874)
1949 – Erich Zeigner, Prime Minister of Saxony (b. 1886)
1950 – Hiroshi Yoshida, Japanese painter (b. 1876)
1952 – Agnes Morton, British tennis player (b.
1954 – Princess Märtha of Sweden, (b. 1901)
1954 – Claude Delvincourt, French pianist and composer (b. 1888)
1955 – Tibor Szele, Hungarian mathematician (b. 1918)
1956 – William Titt, British gymnast (b. 1881)
1958 – Prince Ferdinand of Bavaria, (b. 1884)
1958 – Ásgrímur Jónsson, Icelandic painter (b. 1876)
1958 – Isidora Sekulić, Serbian writer (b. 1877)
1961 – Nikolai Kryukov, Russian composer (b. 1908)
1962 – Boo Kullberg, Swedish gymnast (b. 1889)
1963 – Jacobus Oud, Dutch architect (b. 1890)
1964 – James Chapin, American ornithologist (b. 1889)
1964 – Aloïse Corbaz, Swiss artist (b. 1886)
1964 – Douglas MacArthur, American general (b. 1880)
1965 – Pedro Sernagiotto, Italian-Brazilian footballer (b. 1908)
1965 – Sándor Szalay, Hungarian figure skater (b. 1893)
1967 – Mischa Elman, Ukrainian-American violinist (b. 1891)
1967 – Johan Falkberget, Norwegian author (b. 1879)
1967 – Hermann Joseph Muller, American geneticist and academic, Nobel Prize laureate (b. 1890)
1967 – Herbert Johnston, British runner (b. 1902)
1968 – Félix Couchoro, Togolese writer (b. 1900)
1968 – Lajos Csordás, Hungarian footballer
1968 – Giuseppe Paris, Italian gymnast (b. 1895)
1969 – Alberto Bonucci, Italian actor and director (b. 1918)
1969 – Rómulo Gallegos, Venezuelan novelist and politician (b. 1917)
1969 – Ain-Ervin Mere, Estonian SS officer (b. 1903)
1970 – Louisa Bolus, South African botanist and taxonomist (b. 1877)
1970 – Alfred Sturtevant, American geneticist and academic (b. 1891)
1970 – Karl von Spreti, German diplomat (b. 1907)
1971 – José Cubiles, Spanish pianist and conductor (b. 1894)
1973 – David Murray, British race car driver (b. 1909)
1973 – Isabel Jewell, American actress and singer (b. 1907)
1973 – Alla Tarasova, Russian ballerina (b. 1898)
1974 – Bino Bini, Italian fencer (b. 1900)
1974 – A. Y. Jackson, Canadian painter (b. 1882)
1975 – Tell Berna, American middle and long-distance runner (b. 1891)
1975 – Victor Marijnen, Dutch politician (b. 1917)
1975 – Chiang Kai-shek, Chinese general and politician, 1st President of the Republic of China (b. 1887)
1975 – Harold Osborn, American track and fielder (b. 1899)
1976 – Howard Hughes, American pilot, engineer, and director (b. 1905)
1976 – Wilder Penfield, American-Canadian surgeon and academic (b. 1891)
1976 – Harry Wyld, British cyclist (b. 1900)
1977 – Carlos Prío Socarrás, President of Cuba, (b. 1903)
1977 – Yuri Zavadsky, Russian actor and director (b. 1894)
1981 – Émile Hanse, Belgian footballer (b. 1892)
1981 – Bob Hite, American singer-songwriter (b. 1945)
1981 – Pinchus Kremegne, French artist (b. 1890)
1982 – Abe Fortas, American lawyer and jurist (b. 1910)
1983 – Abd al-Quddus al-Ansari, Saudi Arabian historian, journalist and writer. (b. 1907)
1984 – Hans Lunding, Danish military officer (b. 1899)
1984 – Giuseppe Tucci, Italian scholar of oriental cultures (b. 1894)
1986 – Manly Wade Wellman, American writer (b. 1903)
1987 – Leabua Jonathan, 2nd Prime Minister of Lesotho (b. 1914)
1988 – Alf Kjellin, Swedish actor and director (b. 1920)
1989 – Frank Foss, American pole vaulter (b. 1895)
1989 – Karel Zeman, Czech director, artist, production designer and animator (b. 1910)
1991 – Sonny Carter, American soccer player, physician, and astronaut (b. 1947)
1991 – Jay Miller, American basketball player (b. 1943)
1991 – Jiří Mucha, Czech journalist, writer and screenwriter (b. 1915)
1991 – William Sidney, 1st Viscount De L'Isle (b. 1909)
1991 – John Tower, American soldier, academic, and politician (b. 1925)
1992 – Takeshi Inoue, Japanese footballer (b. 1928)
1992 – Molly Picon, American actress (b. 1898)
1992 – Sam Walton, American businessman, founded Walmart and Sam's Club (b. 1918)
1993 – Divya Bharti, Indian actress (b. 1974)
1994 – Kurt Cobain, American singer-songwriter and guitarist (b. 1967)
1995 – Nicolaas Cortlever, Dutch chess player (b. 1915)
1995 – Emilio Greco, Italian sculptor and engraver (b. 1913)
1995 – Christian Pineau, French Resistance fighter (b. 1904)
1996 – Charlene Holt, American actress (b. 1928)
1997 – Allen Ginsberg, American poet (b. 1926)
1998 – Frederick Charles Frank, British theoretical physicist (b. 1911)
1998 – Cozy Powell, English drummer (b. 1947)
1999 – Giulio Einaudi, Italian book publisher (b. 1912)
2000 – Heinrich Müller, Austrian footballer (b. 1909)
2000 – Lee Petty, American race car driver (b. 1914)
2001 – Aldo Olivieri, Italian footballer (b. 1910)
2002 – Layne Staley, American singer-songwriter (b. 1967)
2002 – Kim Won-gyun, North Korean composer and politician (b. 1917)
2003 – Keizo Morishita, Japanese painter (b. 1944)
2004 – Fernand Goyvaerts, Belgian footballer (b. 1938)
2004 – Sławomir Rawicz, Polish lieutenant (b. 1915)
2004 – Heiner Zieschang, German mathematician and academic (b. 1936)
2005 – Saul Bellow, Canadian-American novelist, essayist and short story writer, Nobel Prize laureate (b. 1915)
2005 – Robert Borg, American military officer and equestrian (b. 1913)
2005 – Chung Nam-sik, South Korean footballer (b. 1917)
2006 – Allan Kaprow, American painter and educator (b. 1927)
2006 – Gene Pitney, American singer-songwriter (b. 1940)
2006 – Yevgeny Seredin, Russian swimmer (b. 1958)
2006 – Pasquale Macchi, Roman Catholic archbishop (b. 1923)
2007 – Maria Gripe, Swedish journalist and author (b. 1923)
2007 – Leela Majumdar, Indian author and academic (b. 1908)
2007 – Werner Maser, German historian and journalist (b. 1922)
2007 – Mark St. John, American guitarist (b. 1956)
2007 – Thomas Stoltz Harvey, American pathologist (b. 1912)
2008 – Charlton Heston, American actor, director, and political activist (b. 1923)
2009 – I. J. Good, British mathematician (b. 1916)
2010 – Vitaly Sevastyanov, Soviet cosmonaut and engineer (b. 1935)
2011 – Baruch Samuel Blumberg, American physician and geneticist (b. 1925)
2011 – Ange-Félix Patassé, Central African politician (b. 1937)
2012 – Ferdinand Alexander Porsche, German designer (b. 1935)
2012 – Pedro Bartolomé Benoit, Dominican Republican politician military officer
2012 – Jim Marshall, English businessman, founded Marshall Amplification (b. 1923)
2012 – Barney McKenna, Irish musician (b. 1939)
2012 – Bingu wa Mutharika, Malawian economist and politician, 3rd President of Malawi (b. 1934)
2013 – Regina Bianchi, Italian actress (b. 1921)
2013 – Piero de Palma, Italian tenor and actor (b. 1924)
2013 – Nikolaos Pappas, Greek Navy admiral (b. 1930)
2014 – Alan Davie, Scottish saxophonist and painter (b. 1920)
2014 – Mariano Díaz, Spanish cyclist (b. 1939)
2014 – Peter Matthiessen, American novelist, short story writer, editor, co-founded The Paris Review (b. 1927)
2014 – John Pinette, American comedian (b. 1964)
2014 – José Wilker, Brazilian actor, director, and producer (b. 1947)
2015 – Fredric Brandt, American dermatologist and author (b. 1949)
2015 – Juan Carlos Cáceres, Argentinian singer and pianist (b. 1936)
2016 – Koço Kasapoğlu, Turkish footballer (b. 1936)
2017 – Attilio Benfatto, Italian cyclist (b. 1943)
2017 – Arthur Bisguier, American chess Grandmaster (b. 1929)
2017 – Paul G. Comba, Italian-American computer scientist and astronomer (b. 1926)
2017 – Makoto Ōoka, Japanese poet and literary critic (b. 1931)
2017 – Paul O'Neill, American rock composer and producer (b. 1956)
2017 – Tim Parnell, British race car driver (b. 1932)
2017 – Memè Perlini, Italian actor and director (b. 1947)
2017 – Atanase Sciotnic, Romanian sprint canoeist (b. 1942)
2017 – Ilkka Sinisalo, Finnish ice hockey player (b. 1958)
2018 – Isao Takahata, Japanese director (b. 1935)
2019 – Sydney Brenner, South African biologist (b. 1927)
2021 – Paul Ritter, English actor (b. 1966)
2022 – Nehemiah Persoff, Israeli-American actor (b. 1919)
2022 – Jimmy Wang Yu, Taiwanese actor (b. 1943)
Holidays and observances
Christian feast day:
Albert of Montecorvino
Derfel Gadarn
Æthelburh of Kent
Gerald of Sauve-Majeure
Juliana of Liège
Maria Crescentia Höss
Blessed Mariano de la Mata
Pandita Mary Ramabai (Episcopal Church (USA))
Ruadhán of Lorrha
Vincent Ferrer
April 5 (Eastern Orthodox liturgics)
Cold Food Festival, held on April 4 if it is a leap year (China); and its related observances:
Earliest day on which Sham el-Nessim can fall, while May 9 is the latest; celebrated on Monday after the Orthodox Easter (Egypt)
Children's Day (Palestinian territories)
First Contact Day (International observance)
Sikmogil (South Korea)
National Maritime Day is observed in India, in commemoration of the first voyage of SS Loyalty of the Scindia Steam Navigation Company Ltd. in 1919.
International Day of Conscience
Other
April the Fifth (1929–1954), British Thoroughbred racehorse
(ends 5 April)
References
External links
BBC: On This Day
Historical Events on April 5
Days of the year
April |
2195 | https://en.wikipedia.org/wiki/April%2020 | April 20 |
Events
Pre-1600
1303 – The Sapienza University of Rome is instituted by a bull of Pope Boniface VIII.
1601–1900
1653 – Oliver Cromwell dissolves England's Rump Parliament.
1657 – English Admiral Robert Blake destroys a Spanish silver fleet, under heavy fire from the shore, at the Battle of Santa Cruz de Tenerife.
1657 – Freedom of religion is granted to the Jews of New Amsterdam (later New York City).
1752 – Start of Konbaung–Hanthawaddy War, a new phase in the Burmese Civil War (1740–57).
1770 – The Georgian king, Erekle II, abandoned by his Russian ally Count Totleben, wins a victory over Ottoman forces at Aspindza.
1775 – American Revolutionary War: The Siege of Boston begins, following the battles at Lexington and Concord.
1789 – George Washington arrives at Grays Ferry, Philadelphia, while en route to Manhattan for his inauguration.
1792 – France declares war against the "King of Hungary and Bohemia", the beginning of the French Revolutionary Wars.
1800 – The Septinsular Republic is established.
1809 – Two Austrian army corps in Bavaria are defeated by a First French Empire army led by Napoleon at the Battle of Abensberg on the second day of a four-day campaign that ended in a French victory.
1828 – René Caillié becomes the second non-Muslim to enter Timbuktu, following Major Gordon Laing. He would also be the first to return alive.
1836 – U.S. Congress passes an act creating the Wisconsin Territory.
1861 – American Civil War: Robert E. Lee resigns his commission in the United States Army in order to command the forces of the state of Virginia.
1861 – Thaddeus S. C. Lowe, attempting to display the value of balloons, makes record journey, flying 900 miles from Cincinnati to South Carolina.
1862 – Louis Pasteur and Claude Bernard complete the experiment disproving the theory of spontaneous generation.
1865 – Astronomer Angelo Secchi demonstrates the Secchi disk, which measures water clarity, aboard Pope Pius IX's yacht, the L'Immaculata Concezion.
1876 – The April Uprising begins. Its suppression shocks European opinion, and Bulgarian independence becomes a condition for ending the Russo-Turkish War.
1884 – Pope Leo XIII publishes the encyclical Humanum genus, condemning Freemasonry.
1898 – U.S. President William McKinley signs a joint resolution to Congress for declaration of war against Spain, beginning the Spanish–American War.
1901–present
1902 – Pierre and Marie Curie refine radium chloride.
1908 – Opening day of competition in the New South Wales Rugby League.
1914 – Nineteen men, women, and children participating in a strike are killed in the Ludlow Massacre during the Colorado Coalfield War.
1918 – Manfred von Richthofen, a.k.a. The Red Baron, shoots down his 79th and 80th victims, his final victories before his death the following day.
1922 – The Soviet government creates South Ossetian Autonomous Oblast within Georgian SSR.
1945 – World War II: U.S. troops capture Leipzig, Germany, only to later cede the city to the Soviet Union.
1945 – World War II: Führerbunker: On his 56th birthday Adolf Hitler makes his last trip to the surface to award Iron Crosses to boy soldiers of the Hitler Youth.
1945 – Twenty Jewish children used in medical experiments at Neuengamme are killed in the basement of the Bullenhuser Damm school.
1946 – The League of Nations officially dissolves, giving most of its power to the United Nations.
1961 – Cold War: Failure of the Bay of Pigs Invasion of US-backed Cuban exiles against Cuba.
1968 – English politician Enoch Powell makes his controversial "Rivers of Blood" speech.
1968 – South African Airways Flight 228 crashes near the Hosea Kutako International Airport in South West Africa (now Namibia), killing 123 people.
1972 – Apollo program: Apollo 16 lunar module, commanded by John Young and piloted by Charles Duke, lands on the moon.
1998 – Air France Flight 422 crashes after taking off from El Dorado International Airport in Bogotá, Colombia, killing all 53 people on board.
1999 – Columbine High School massacre: Eric Harris and Dylan Klebold kill 13 people and injure 24 others before committing suicide at Columbine High School in Columbine, Colorado.
2007 – Johnson Space Center shooting: William Phillips barricades himself with a handgun in NASA's Johnson Space Center in Houston, Texas before killing a male hostage and himself.
2008 – Danica Patrick wins the Indy Japan 300 becoming the first female driver in history to win an Indy car race.
2010 – The Deepwater Horizon drilling rig explodes in the Gulf of Mexico, killing eleven workers and beginning an oil spill that would last six months.
2012 – One hundred twenty-seven people are killed when a plane crashes in a residential area near the Benazir Bhutto International Airport near Islamabad, Pakistan.
2013 – A 6.6-magnitude earthquake strikes Lushan County, Ya'an, in China's Sichuan province, killing more than 150 people and injuring thousands.
2015 – Ten people are killed in a bomb attack on a convoy carrying food supplies to a United Nations compound in Garowe in the Somali region of Puntland.
2020 – For the first time in history, oil prices drop below zero, an effect of the 2020 Russia-Saudi Arabia oil price war.
2021 – State of Minnesota v. Derek Michael Chauvin: Derek Chauvin is found guilty of all charges in the murder of George Floyd by the Fourth Judicial District Court of Minnesota.
2023 – SpaceX's Starship rocket, the largest and most powerful rocket ever built, launches for the first time. It explodes 4 minutes into flight.
Births
Pre-1600
1494 – Johannes Agricola, German theologian and reformer (d. 1566)
1544 – Renata of Lorraine, Duchess consort of Bavaria (d. 1602)
1586 – Rose of Lima, Peruvian mystic and saint (d. 1617)
1601–1900
1633 – Emperor Go-Kōmyō of Japan (d. 1654)
1646 – Charles Plumier, French botanist and author (d. 1704)
1650 – William Bedloe, English spy (d. 1680)
1718 – David Brainerd, American missionary (d. 1747)
1723 – Cornelius Harnett, American merchant, farmer, and politician (d. 1781)
1727 – Florimond Claude, Comte de Mercy-Argenteau, Belgian-Austrian minister and diplomat (d. 1794)
1745 – Philippe Pinel, French physician and psychiatrist (d. 1826)
1748 – Georg Michael Telemann, German composer and theologian (d. 1831)
1808 – Napoleon III, French politician, 1st President of France (d. 1873)
1816 – Bogoslav Šulek, Croatian philologist, historian, and lexicographer (d. 1895)
1818 – Heinrich Göbel, German-American mechanic and engineer (d. 1893)
1826 – Dinah Craik, English author and poet (d. 1887)
1836 – Eli Whitney Blake, Jr., American scientist and academic (d. 1895)
1839 – Carol I of Romania, King of Romania (d. 1914)
1840 – Odilon Redon, French painter and illustrator (d. 1916)
1850 – Daniel Chester French, American sculptor, designed the Lincoln statue (d. 1931)
1851 – Alexander Dianin, Russian chemist (d. 1918)
1851 – Siegmund Lubin, Polish-American businessman, founded the Lubin Manufacturing Company (d. 1923)
1860 – Justinien de Clary, French target shooter (d. 1933)
1871 – Sydney Chapman, English economist and civil servant (d. 1951)
1873 – James Harcourt, English character actor (d. 1951)
1875 – Vladimir Vidrić, Croatian poet and lawyer (d. 1909)
1879 – Paul Poiret, French fashion designer (d. 1944)
1882 – Holland Smith, American general (d. 1967)
1884 – Princess Beatrice of Saxe-Coburg and Gotha (d. 1966)
1884 – Oliver Kirk, American boxer (d. 1960)
1884 – Daniel Varoujan, Armenian poet and educator (d. 1915)
1889 – Albert Jean Amateau, Turkish rabbi, lawyer, and activist (d. 1996)
1889 – Prince Erik, Duke of Västmanland (d. 1918)
1889 – Marie-Antoinette de Geuser, French mystic (d. 1918)
1889 – Adolf Hitler, Austrian-born German politician, Führer of Nazi Germany (d. 1945)
1889 – Tonny Kessler, Dutch footballer (d. 1960)
1890 – Maurice Duplessis, Canadian lawyer and politician, 16th Premier of Quebec (d. 1959)
1890 – Adolf Schärf, Austrian soldier and politician, 6th President of Austria (d. 1965)
1891 – Dave Bancroft, American baseball player and manager (d. 1972)
1893 – Harold Lloyd, American actor, comedian, and producer (d. 1971)
1893 – Joan Miró, Spanish painter and sculptor (d. 1983)
1895 – Emile Christian, American trombonist and composer (d. 1973)
1895 – Henry de Montherlant, French essayist, novelist, and dramatist (d. 1972)
1896 – Wop May, Canadian captain and pilot (d. 1952)
1899 – Alan Arnett McLeod, Canadian lieutenant, Victoria Cross recipient (d. 1918)
1901–present
1904 – Bruce Cabot, American actor (d. 1972)
1907 – Miran Bakhsh, Pakistani cricketer (d. 1991)
1907 – Augoustinos Kantiotes, Greek bishop (d. 2010)
1908 – Lionel Hampton, American vibraphone player, pianist, bandleader, and actor (d. 2002)
1910 – Fatin Rüştü Zorlu, Turkish diplomat and politician (d. 1961)
1913 – Mimis Fotopoulos, Greek actor and poet (d. 1986)
1913 – Willi Hennig, German biologist and entomologist (d. 1976)
1914 – Betty Lou Gerson, American actress (d. 1999)
1915 – Joseph Wolpe, South African psychotherapist and physician (d. 1997)
1916 – Nasiba Zeynalova, Azerbaijani actress (d. 2004)
1918 – Kai Siegbahn, Swedish physicist and academic, Nobel Prize laureate (d. 2007)
1919 – Richard Hillary, Australian lieutenant and pilot (d. 1943)
1920 – Frances Ames, South African neurologist, psychiatrist, and human rights activist (d. 2002)
1920 – Clement Isong, Nigerian banker and politician, Governor of Cross River State (d. 2000)
1920 – John Paul Stevens, American lawyer and jurist, Associate Justice of the Supreme Court of the United States (d. 2019)
1921 – Katarína Kolníková, Slovak actress (d. 2006)
1923 – Mother Angelica, American nun and broadcaster, founded Eternal Word Television Network (d. 2016)
1923 – Irene Lieblich, Polish-American painter and illustrator (d. 2008)
1923 – Tito Puente, American drummer and producer (d. 2000)
1924 – Nina Foch, Dutch-American actress (d. 2008)
1924 – Leslie Phillips, English actor and producer (d. 2022)
1924 – Guy Rocher, Canadian sociologist and academic
1925 – Ernie Stautner, German-American football player and coach (d. 2006)
1925 – Elena Verdugo, American actress (d. 2017)
1927 – Bud Cullen, Canadian judge and politician, 1st Canadian Minister of Employment and Immigration (d. 2005)
1927 – Phil Hill, American race car driver (d. 2008)
1927 – K. Alex Müller, Swiss physicist and academic, Nobel Prize laureate (d. 2023)
1928 – Robert Byrne, American chess player and author (d. 2013)
1928 – Johnny Gavin, Irish international footballer (d. 2007)
1929 – Harry Agganis, American baseball and football player (d. 1955)
1929 – Bobby Hollander, American film director, actor, and magazine publisher (d. 2002)
1930 – Dwight Gustafson, American composer and conductor (d. 2014)
1930 – Antony Jay, English director and screenwriter (d. 2016)
1931 – Michael Allenby, 3rd Viscount Allenby, English lieutenant and politician (d. 2014)
1931 – John Eccles, 2nd Viscount Eccles, English businessman and politician
1932 – Myriam Bru, French actress
1936 – Lisa Davis, English-American actress
1936 – Pauli Ellefsen, Faroese technician, surveyor, and politician, 6th Prime Minister of the Faroe Islands (d. 2012)
1936 – Pat Roberts, American captain, journalist, and politician
1937 – Jiří Dienstbier, Czech journalist and politician, Czech Minister of Foreign Affairs (d. 2011)
1937 – Harvey Quaytman, American painter and educator (d. 2002)
1937 – George Takei, American actor
1938 – Betty Cuthbert, Australian sprinter (d. 2017)
1938 – Manfred Kinder, German runner
1938 – Eszter Tamási, Hungarian actress (d. 1991)
1939 – Peter S. Beagle, American author and screenwriter
1939 – Gro Harlem Brundtland, Norwegian physician and politician, 22nd Prime Minister of Norway
1939 – Johnny Tillotson, American singer-songwriter
1940 – James Gammon, American actor (d. 2010)
1941 – Ryan O'Neal, American actor
1943 – Alan Beith, English academic and politician
1943 – John Eliot Gardiner, English conductor and director
1944 – Toivo Aare, Estonian journalist and author (d. 1999)
1945 – Michael Brandon, American actor and director
1945 – Olga Karlatos, Greek actress and Bermudian lawyer
1945 – Thein Sein, Burmese general and politician, 8th President of Burma
1945 – Naftali Temu, Kenyan runner (d. 2003)
1945 – Steve Spurrier, American football player and coach
1945 – Mike, American Wyandotte chicken, lived 18 months following decapitation (d. 1947)
1946 – Sandro Chia, Italian painter and sculptor
1947 – Rita Dionne-Marsolais, Canadian economist and politician
1947 – Viktor Suvorov, Russian intelligence officer, historian, and author
1948 – Matthias Kuhle, German geographer and academic (d. 2015)
1949 – Veronica Cartwright, English-American actress
1949 – Toller Cranston, Canadian-Mexican figure skater and painter (d. 2015)
1949 – Massimo D'Alema, Italian journalist and politician, 76th Prime Minister of Italy
1949 – Jessica Lange, American actress
1950 – Alexander Lebed, Russian general and politician (d. 2002)
1950 – N. Chandrababu Naidu, Indian politician, 13th Chief Minister of Andhra Pradesh
1951 – Luther Vandross, American singer-songwriter and producer (d. 2005)
1952 – Louka Katseli, Greek economist and politician
1953 – Sebastian Faulks, English journalist and author
1955 – Donald Pettit, American engineer and astronaut
1955 – Svante Pääbo, Swedish geneticist and Nobel Laureate
1956 – Beatrice Ask, Swedish politician, Swedish Minister for Justice
1956 – Peter Chelsom, English film director, writer, and actor
1956 – Kakha Bendukidze, Georgian economist and politician (d. 2014)
1958 – Viacheslav Fetisov, Russian ice hockey player and coach
1960 – Debbie Flintoff-King, Australian hurdler and coach
1961 – Don Mattingly, American baseball player, coach, and manager
1961 – Konstantin Lavronenko, Russian actor
1963 – Rachel Whiteread, English sculptor
1964 – John Carney, American football player
1964 – Crispin Glover, American actor and filmmaker
1964 – Andy Serkis, English actor and director
1964 – Rosalynn Sumners, American figure skater
1965 – Kostis Chatzidakis, Greek politician, Ministry of Economy, Infrastructure, Shipping and Tourism
1965 – Léa Fazer, Swiss film director, screenwriter and actress
1966 – David Chalmers, Australian philosopher and academic
1966 – David Filo, American businessman, co-founded Yahoo!
1967 – Mike Portnoy, American drummer and songwriter
1968 – Julia Morris, Australian entertainer
1969 – Felix Baumgartner, Austrian daredevil
1969 – Will Hodgman, Australian politician, 45th Premier of Tasmania
1970 – Shemar Moore, American actor
1971 – Allan Houston, American basketball player
1972 – Carmen Electra, American model and actress
1972 – Stephen Marley, Jamaican-American musician
1973 – Julie Powell, American food writer and memoirist (d. 2022)
1975 – Killer Mike, American rapper
1978 – Carl Greenidge, English cricketer
1980 – Emma Husar, Australian politician
1983 – Miranda Kerr, Australian model
1988 – Brandon Belt, American baseball player
1990 – Jason Behrendorff, Australian cricketer
1991 – Luke Kuechly, American football player
1997 – Alexander Zverev, German tennis player
Deaths
Pre-1600
689 – Cædwalla, king of Wessex (b. 659)
888 – Xi Zong, Chinese emperor (b. 862)
1099 – Peter Bartholomew (b. 1061)
1164 – Antipope Victor IV
1176 – Richard de Clare, 2nd Earl of Pembroke, English-Irish politician, Lord Chief Justice of Ireland (b. 1130)
1248 – Güyük Khan, Mongol ruler, 3rd Great Khan of the Mongol Empire (b. 1206)
1284 – Hōjō Tokimune, regent of Japan (b. 1251)
1314 – Pope Clement V (b. 1264)
1322 – Simon Rinalducci, Italian Augustinian friar
1502 – Mary of Looz-Heinsberg, Dutch noble (b. 1424)
1521 – Zhengde, Chinese emperor (b. 1491)
1534 – Elizabeth Barton, English nun and martyr (b. 1506)
1558 – Johannes Bugenhagen, German priest and theologian (b. 1485)
1601–1900
1643 – Christoph Demantius, German composer and poet (b. 1567)
1703 – Lancelot Addison, English clergyman and educator (b. 1632)
1769 – Chief Pontiac, American tribal leader (b. 1720)
1831 – John Abernethy, English surgeon and anatomist (b. 1764)
1873 – William Tite, English architect, designed the Royal Exchange (b. 1798)
1874 – Alexander H. Bailey, American lawyer, judge, and politician (b. 1817)
1881 – William Burges, English architect and designer (b. 1827)
1886 – Charles-François-Frédéric, marquis de Montholon-Sémonville, French general and diplomat, French ambassador to the United States (b. 1814)
1887 – Muhammad Sharif Pasha, Greek-Egyptian politician, 2nd Prime Minister of Egypt (b. 1826)
1899 – Joseph Wolf, German ornithologist and illustrator (b. 1820)
1901–present
1902 – Joaquim de Sousa Andrade, Brazilian poet and educator (b. 1833)
1912 – Bram Stoker, Anglo-Irish novelist and critic, created Count Dracula (b. 1847)
1918 – Karl Ferdinand Braun, German-American physicist and academic, Nobel Prize laureate (b. 1850)
1927 – Enrique Simonet, Spanish painter and educator (b. 1866)
1929 – Prince Henry of Prussia (b. 1862)
1931 – Sir Cosmo Duff-Gordon, 5th Baronet, Scottish-English fencer and businessman (b. 1862)
1932 – Giuseppe Peano, Italian mathematician and philosopher (b. 1858)
1935 – John Cameron, Scottish footballer and manager (b. 1872)
1935 – Lucy, Lady Duff-Gordon, English fashion designer (b. 1863)
1942 – Jüri Jaakson, Estonian businessman and politician, 6th State Elder of Estonia (b. 1870)
1944 – Elmer Gedeon, American baseball player and pilot (b. 1917)
1945 – Erwin Bumke, Polish-German jurist and politician (b. 1874)
1946 – Mae Busch, Australian actress (b. 1891)
1947 – Christian X of Denmark (b. 1870)
1951 – Ivanoe Bonomi, Italian politician, 25th Prime Minister of Italy (b. 1873)
1961 – Ado Vabbe, Estonian painter (b. 1892)
1967 – Léo-Paul Desrosiers, Canadian journalist and author (b. 1896)
1968 – Rudolph Dirks, German-American illustrator (b. 1877)
1969 – Vjekoslav Luburić, Croatian Ustaše official and concentration camp administrator (b. 1914)
1980 – M. Canagaratnam, Sri Lankan politician (b. 1924)
1982 – Archibald MacLeish, American poet, playwright, and lawyer (b. 1892)
1986 – Sibte Hassan, Pakistani journalist, scholar, and activist (b. 1916)
1991 – Steve Marriott, English singer-songwriter and producer (b. 1947)
1991 – Don Siegel, American director and producer (b. 1912)
1992 – Marjorie Gestring, American springboard diver (b. 1922)
1992 – Benny Hill, English comedian, actor, and screenwriter (b. 1924)
1993 – Cantinflas, Mexican actor, producer, and screenwriter (b. 1911)
1995 – Milovan Đilas, Yugoslav communist, politician, theorist and author (b. 1911)
1996 – Trần Văn Trà, Vietnamese general and politician (b. 1918)
1999 – Rick Rude, American professional wrestler (b. 1958)
2001 – Giuseppe Sinopoli, Italian conductor and composer (b. 1946)
2002 – Alan Dale, American singer (b. 1925)
2003 – Bernard Katz, German-English biophysicist and academic, Nobel Prize laureate (b. 1911)
2004 – Lizzy Mercier Descloux, French musician, singer-songwriter, composer, actress, writer and painter (b. 1956)
2005 – Fumio Niwa, Japanese journalist and author (b. 1904)
2007 – Andrew Hill, American pianist, composer, and bandleader (b. 1931)
2007 – Michael Fu Tieshan, Chinese bishop (b. 1931)
2008 – Monica Lovinescu, Romanian journalist and author (b. 1923)
2010 – Dorothy Height, American educator and activist (b. 1912)
2011 – Tim Hetherington, English photographer and journalist (b. 1970)
2012 – Bert Weedon, English guitarist and songwriter (b. 1920)
2014 – Neville Wran, Australian politician, 35th Premier of New South Wales (b. 1926)
2016 – Victoria Wood, British comedian, actress and writer (b. 1953)
2018 – Avicii, Swedish DJ and musician (b. 1989)
2021 – Idriss Déby, Chadian politician and military officer (b. 1952)
2021 – Monte Hellman, American film director (b.1929)
2021 – Les McKeown, Scottish pop singer (b. 1955)
2022 – Gavin Millar, Scottish film director (b. 1938)
Holidays and observances
Christian feast day:
Agnes of Montepulciano
Beuno
Johannes Bugenhagen (Lutheran)
Theotimos
April 20 (Eastern Orthodox liturgics)
420 (cannabis culture)
UN Chinese Language Day (United Nations)
References
External links
BBC: On This Day
Historical Events on April 20
Days of the year
April |
2196 | https://en.wikipedia.org/wiki/April%2019 | April 19 |
Events
Pre-1600
AD 65 – The freedman Milichus betrays Piso's plot to kill the Emperor Nero and all of the conspirators are arrested.
531 – Battle of Callinicum: A Byzantine army under Belisarius is defeated by the Persians at Raqqa (northern Syria).
1506 – The Lisbon Massacre begins, in which accused Jews are slaughtered by Portuguese Catholics.
1529 – Beginning of the Protestant Reformation: After the Second Diet of Speyer bans Lutheranism, a group of rulers (German: Fürst) and independent cities protests the reinstatement of the Edict of Worms.
1539 – The Treaty of Frankfurt between Protestants and the Holy Roman Emperor is signed.
1601–1900
1608 – In Ireland, O'Doherty's Rebellion is launched by the Burning of Derry.
1677 – The French army captures the town of Cambrai held by Spanish troops.
1713 – With no living male heirs, Charles VI, Holy Roman Emperor, issues the Pragmatic Sanction of 1713 to ensure that Habsburg lands and the Austrian throne would be inheritable by a female; his daughter and successor, Maria Theresa, was not born until 1717.
1770 – Captain James Cook, still holding the rank of lieutenant, sights the eastern coast of what is now Australia.
1770 – Marie Antoinette marries Louis XVI of France in a proxy wedding.
1775 – American Revolutionary War: The war begins with an American victory in Concord during the battles of Lexington and Concord.
1782 – John Adams secures Dutch recognition of the United States as an independent government. The house which he had purchased in The Hague becomes the first American embassy.
1809 – An Austrian corps is defeated by the forces of the Duchy of Warsaw in the Battle of Raszyn, part of the struggles of the Fifth Coalition. On the same day the Austrian main army is defeated by a First French Empire Corps led by Louis-Nicolas Davout at the Battle of Teugen-Hausen in Bavaria, part of a four-day campaign that ended in a French victory.
1810 – Venezuela achieves home rule: Vicente Emparán, Governor of the Captaincy General is removed by the people of Caracas and a junta is installed.
1818 – French physicist Augustin Fresnel signs his preliminary "Note on the Theory of Diffraction" (deposited on the following day). The document ends with what we now call the Fresnel integrals.
1839 – The Treaty of London establishes Belgium as a kingdom and guarantees its neutrality.
1861 – American Civil War: Baltimore riot of 1861: A pro-Secession mob in Baltimore attacks United States Army troops marching through the city.
1901–present
1903 – The Kishinev pogrom in Kishinev (Bessarabia) begins, forcing tens of thousands of Jews to later seek refuge in Palestine and the Western world.
1927 – Mae West is sentenced to ten days in jail for obscenity for her play Sex.
1942 – World War II: In German-occupied Poland, the Majdan-Tatarski ghetto is established, situated between the Lublin Ghetto and a Majdanek subcamp.
1943 – World War II: In German-occupied Poland, the Warsaw Ghetto Uprising begins, after German troops enter the Warsaw Ghetto to round up the remaining Jews.
1943 – Albert Hofmann deliberately doses himself with LSD for the first time, three days after having discovered its effects on April 16, an event commonly known and celebrated as Bicycle Day.
1956 – Actress Grace Kelly marries Prince Rainier of Monaco.
1960 – Students in South Korea hold a nationwide pro-democracy protest against president Syngman Rhee, eventually forcing him to resign.
1971 – Sierra Leone becomes a republic, and Siaka Stevens the president.
1971 – Launch of Salyut 1, the first space station.
1971 – Charles Manson is sentenced to death (later commuted to life imprisonment) for conspiracy in the Tate–LaBianca murders.
1973 – The Portuguese Socialist Party is founded in the German town of Bad Münstereifel.
1975 – India's first satellite Aryabhata launched in orbit from Kapustin Yar, Russia.
1975 – South Vietnamese forces withdrew from the town of Xuan Loc in the last major battle of the Vietnam War.
1976 – A violent F5 tornado strikes around Brownwood, Texas, injuring 11 people. Two people were thrown at least by the tornado and survived uninjured.
1984 – Advance Australia Fair is proclaimed as Australia's national anthem, and green and gold as the national colours.
1985 – Two hundred ATF and FBI agents lay siege to the compound of the white supremacist survivalist group The Covenant, the Sword, and the Arm of the Lord in Arkansas; the CSA surrenders two days later.
1987 – The Simpsons first appear as a series of shorts on The Tracey Ullman Show, first starting with "Good Night".
1989 – A gun turret explodes on the , killing 47 sailors.
1993 – The 51-day FBI siege of the Branch Davidian building in Waco, Texas, USA, ends when a fire breaks out. Seventy-six Davidians, including 18 children under age 10, died in the fire.
1995 – Oklahoma City bombing: The Alfred P. Murrah Federal Building in Oklahoma City, USA, is bombed, killing 168 people including 19 children under the age of six.
1999 – The German Bundestag returns to Berlin.
2000 – Air Philippines Flight 541 crashes in Samal, Davao del Norte, killing all 131 people on board.
2005 – Cardinal Joseph Ratzinger is elected to the papacy and becomes Pope Benedict XVI.
2011 – Fidel Castro resigns as First Secretary of the Communist Party of Cuba after holding the title since July 1961.
2013 – Boston Marathon bombing suspect Tamerlan Tsarnaev is killed in a shootout with police. His brother Dzhokhar is later captured hiding in a boat inside a backyard in the suburb of Watertown.
2020 – A killing spree in Nova Scotia, Canada, leaves 22 people and the perpetrator dead, making it the deadliest rampage in the country's history.
2021 – The Ingenuity helicopter becomes the first aircraft to achieve flight on another planet.
Births
Pre-1600
1452 – Frederick IV, King of Naples (d. 1504)
1593 – Sir John Hobart, 2nd Baronet, English politician (d. 1647)
1601–1900
1603 – Michel Le Tellier, French politician, French Minister of Defence (d. 1685)
1613 – Christoph Bach, German musician (d. 1661)
1633 – Willem Drost, Dutch painter (d. 1659)
1655 – George St Lo(e), Royal Navy officer and administrator (d. 1718)
1658 – Johann Wilhelm, Elector Palatine, German husband of Archduchess Maria Anna Josepha of Austria (d. 1716)
1665 – Jacques Lelong, French author (d. 1721)
1686 – Vasily Tatishchev, Russian ethnographer and politician (d. 1750)
1715 – James Nares, English organist and composer (d. 1783)
1721 – Roger Sherman, American lawyer and politician (d. 1793)
1734 – Karl von Ordóñez, Austrian violinist and composer (d. 1786)
1757 – Edward Pellew, 1st Viscount Exmouth, English admiral and politician (d. 1833)
1758 – William Carnegie, 7th Earl of Northesk, Scottish admiral (d. 1831)
1785 – Alexandre Pierre François Boëly, French pianist and composer (d. 1858)
1787 – Deaf Smith, American soldier (d. 1837)
1793 – Ferdinand I of Austria (d. 1875)
1806 – Sarah Bagley, American labor organizer (d. 1889)
1814 – Louis Amédée Achard, French journalist and author (d. 1875)
1831 – Mary Louise Booth, American writer, editor and translator (d. 1889)
1832 – José Echegaray, Spanish poet and playwright, Nobel Prize laureate (d. 1916)
1835 – Julius Krohn, Finnish poet and journalist (d. 1888)
1863 – Hemmo Kallio, Finnish actor (d. 1940)
1872 – Alice Salomon, German social reformer (d. 1948)
1873 – Sydney Barnes, English cricketer (d. 1967)
1874 – Ernst Rüdin, Swiss psychiatrist, geneticist, and eugenicist (d. 1952)
1877 – Ole Evinrude, Norwegian-American engineer, invented the outboard motor (d. 1934)
1879 – Arthur Robertson, Scottish runner (d. 1957)
1882 – Getúlio Vargas, Brazilian lawyer and politician, 14th President of Brazil (d. 1954)
1883 – Henry Jameson, American soccer player (d. 1938)
1883 – Richard von Mises, Austrian-American mathematician and physicist (d. 1953)
1885 – Karl Tarvas, Estonian architect (d. 1975)
1889 – Otto Georg Thierack, German jurist and politician (d. 1946)
1891 – Françoise Rosay, French actress (d. 1974)
1892 – Germaine Tailleferre, French composer and educator (d. 1983)
1894 – Elizabeth Dilling, American author and activist (d. 1966)
1897 – Peter de Noronha, Indian businessman and philanthropist (d. 1970)
1897 – Jiroemon Kimura, Japanese super-centenarian, oldest verified man ever (d. 2013)
1898 – Constance Talmadge, American actress and producer (d. 1973)
1899 – George O'Brien, American actor (d. 1985)
1899 – Cemal Tollu, Turkish lieutenant and painter (d. 1968)
1900 – Iracema de Alencar, Brazilian film actress (d. 1978)
1900 – Richard Hughes, English author, poet, and playwright (d. 1976)
1900 – Roland Michener, Canadian lawyer and politician, 20th Governor General of Canada (d. 1991)
1900 – Rhea Silberta, American Yiddish songwriter and singing teacher (d. 1959)
1901–present
1902 – Veniamin Kaverin, Russian author and screenwriter (d. 1989)
1903 – Eliot Ness, American law enforcement agent (d. 1957)
1908 – Irena Eichlerówna, Polish actress (d. 1990)
1912 – Glenn T. Seaborg, American chemist and academic, Nobel Prize laureate (d. 1999)
1913 – Ken Carpenter, American discus thrower and coach (d. 1984)
1917 – Sven Hassel, Danish-German soldier and author (d. 2012)
1919 – Sol Kaplan, American pianist and composer (d. 1990)
1920 – Marvin Mandel, American lawyer and politician, 56th Governor of Maryland (d. 2015)
1920 – Julien Ries, Belgian cardinal (d. 2013)
1921 – Anna Lee Aldred, American jockey (d. 2006)
1921 – Leon Henkin, American logician (d. 2006)
1921 – Roberto Tucci, Italian Jesuit leader, cardinal, and theologian (d. 2015)
1922 – Erich Hartmann, German colonel and pilot (d. 1993)
1922 – David Smith, politician in Rhodesia and Zimbabwe (d. 1996)
1925 – John Kraaijkamp, Sr., Dutch actor (d. 2011)
1925 – Hugh O'Brian, American actor (d. 2016)
1926 – Rawya Ateya, Egyptian captain and politician (d. 1997)
1928 – John Horlock, English engineer and academic (d. 2015)
1928 – Azlan Shah of Perak, Yang di-Pertuan Agong of Malaysia (d. 2014)
1931 – Walter Stewart, Canadian journalist and author (d. 2004)
1932 – Fernando Botero, Colombian painter and sculptor (d. 2023)
1933 – Jayne Mansfield, American model and actress (d. 1967)
1934 – Dickie Goodman, American singer-songwriter and producer (d. 1989)
1935 – Dudley Moore, English actor, comedian, and pianist (d. 2002)
1935 – Justin Francis Rigali, American cardinal
1936 – Wilfried Martens, Belgian politician, 60th Prime Minister of Belgium (d. 2013)
1936 – Jack Pardee, American football player and coach (d. 2013)
1937 – Antonio Carluccio, Italian-English chef and author (d. 2017)
1937 – Elinor Donahue, American actress
1937 – Joseph Estrada, Filipino politician, 13th President of the Philippines
1938 – Stanley Fish, American theorist, author, and scholar
1939 – E. Clay Shaw, Jr., American accountant, judge, and politician (d. 2013)
1941 – Michel Roux, French-English chef and author (d. 2020)
1941 – Bobby Russell, American singer-songwriter (d. 1992)
1942 – Alan Price, English keyboard player, singer, and composer
1943 – Margo MacDonald, Scottish journalist and politician (d. 2014)
1944 – James Heckman, American economist and academic, Nobel Prize laureate
1944 – Bernie Worrell, American keyboard player and songwriter (d. 2016)
1946 – Tim Curry, English actor and singer
1951 – Jóannes Eidesgaard, Faroese educator and politician, Prime Minister of the Faroe Islands
1952 – Simon Cowell, English conservationist and author
1954 – Trevor Francis, English footballer and manager (d. 2023)
1956 – Anne Glover, Scottish biologist and academic
1957 – Mukesh Ambani, Indian businessman, chairman of Reliance Industries
1960 – Ara Gevorgyan, Armenian pianist, composer, and producer
1960 – Frank Viola, American baseball player and coach
1964 – Kim Weaver, American astrophysicist, astronomer, and academic
1965 – Suge Knight, American record executive
1966 – Véronique Gens, French soprano and actress
1968 – Ashley Judd, American actress
1968 – Mswati III, King (Ngwenyama) of Eswatini (Swaziland)
1970 – Kelly Holmes, English athlete and double Olympic champion
1972 – Rivaldo Vitor Borba Ferreira, Brazilian footballer
1978 – James Franco, American actor, director, producer, and screenwriter
1978 – Amanda Sage, American-Austrian painter and educator
1979 – Kate Hudson, American actress
1981 – Hayden Christensen, Canadian actor
1981 – Troy Polamalu, American football player
1982 – Samuel C. Morrison, Jr., Liberian-American journalist, producer, and screenwriter
1982 – Ali Wong, American comedian and actress
1983 – Joe Mauer, American baseball player
1986 – Candace Parker, American basketball player
1987 – Joe Hart, English footballer
1987 – Maria Sharapova, Russian tennis player
1989 – Simu Liu, Canadian actor
1990 – Jackie Bradley Jr., American baseball player
1990 – Kim Chiu, Filipino actress, singer, and dancer
2002 – Loren Gray, American singer and internet personality
Deaths
Pre-1600
843 – Judith of Bavaria, Frankish empress
1012 – Ælfheah of Canterbury, English archbishop and saint (b. 954)
1013 – Hisham II, Umayyad caliph of Córdoba (b. 966)
1044 – Gothelo I, duke of Lorraine
1054 – Leo IX, pope of the Catholic Church (b. 1002)
1321 – Gerasimus I, patriarch of Constantinople
1390 – Robert II, king of Scotland (b. 1316)
1405 – Thomas West, 1st Baron West, English nobleman (b. 1335)
1431 – Adolph III, count of Waldeck (b. 1362)
1560 – Philip Melanchthon, German theologian and reformer (b. 1497)
1567 – Michael Stifel, German monk and mathematician (b. 1487)
1578 – Uesugi Kenshin, Japanese samurai and warlord (b. 1530)
1588 – Paolo Veronese, Italian painter (b. 1528)
1601–1900
1608 – Thomas Sackville, 1st Earl of Dorset, English poet, playwright, and politician, Lord High Treasurer (b. 1536)
1618 – Thomas Bastard, English priest and author (b. 1566)
1619 – Jagat Gosain, Mughal empress (b. 1573)
1629 – Sigismondo d'India, Italian composer (b. 1582)
1686 – Antonio de Solís y Ribadeneyra, Spanish historian and playwright (b. 1610)
1689 – Christina, queen of Sweden (b. 1626)
1733 – Elizabeth Hamilton, countess of Orkney (b. 1657)
1739 – Nicholas Saunderson, English mathematician and academic (b. 1682)
1768 – Canaletto, Italian painter and etcher (b. 1697)
1776 – Jacob Emden, German rabbi and author (b. 1697)
1791 – Richard Price, Welsh-English preacher and philosopher (b. 1723)
1813 – Benjamin Rush, American physician and educator (b. 1745)
1824 – Lord Byron, English-Scottish poet and playwright (b. 1788)
1831 – Johann Gottlieb Friedrich von Bohnenberger, German astronomer and mathematician (b. 1765)
1833 – James Gambier, 1st Baron Gambier, Bahamian-English admiral and politician, 36th Commodore Governor of Newfoundland (b. 1756)
1840 – Jean-Jacques Lartigue, Canadian bishop (b. 1777)
1854 – Robert Jameson, Scottish mineralogist and academic (b. 1774)
1881 – Benjamin Disraeli, English journalist and politician, Prime Minister of the United Kingdom (b. 1804)
1882 – Charles Darwin, English biologist and theorist (b. 1809)
1893 – Martin Körber, Estonian-German pastor, composer, and conductor (b. 1817)
1901–present
1901 – Alfred Horatio Belo, American publisher, founded The Dallas Morning News (b. 1839)
1903 – Oliver Mowat, Canadian politician, third Premier of Ontario, eighth Lieutenant Governor of Ontario (b. 1820)
1906 – Pierre Curie, French physicist and academic, Nobel Prize laureate (b. 1859)
1906 – Spencer Gore, English tennis player and cricketer (b. 1850)
1909 – Signe Rink, Greenland-born Danish writer and ethnologist (b. 1836)
1914 – Charles Sanders Peirce, American mathematician and philosopher (b. 1839)
1915 – Thomas Playford II, English-Australian politician, 17th Premier of South Australia (b. 1837)
1916 – Ephraim Shay, American engineer, designed the Shay locomotive (b. 1839)
1926 – Alexander Alexandrovich Chuprov, Russian-Swiss statistician and theorist (b. 1874)
1930 – Georges-Casimir Dessaulles, Canadian businessman and politician (b. 1827)
1937 – Martin Conway, 1st Baron Conway of Allington, English cartographer and politician (b. 1856)
1937 – William Morton Wheeler, American entomologist and zoologist (b. 1865)
1940 – Jack McNeela, Irish Republican died on hunger strike
1941 – Johanna Müller-Hermann, Austrian composer (b. 1878)
1949 – Ulrich Salchow, Danish-Swedish figure skater (b. 1877)
1950 – Ernst Robert Curtius, French-German philologist and scholar (b. 1886)
1952 – Steve Conway, British singer (b. 1921)
1955 – Jim Corbett, British-Indian colonel, hunter, and author (b. 1875)
1960 – Beardsley Ruml, American economist and statistician (b. 1894)
1961 – Max Hainle, German swimmer (b. 1882)
1966 – Väinö Tanner, Finnish politician of Social Democratic Party of Finland; the Prime Minister of Finland (b. 1881)
1967 – Konrad Adenauer, German politician, 1st Chancellor of Germany (b. 1876)
1971 – Luigi Piotti, Italian race car driver (b. 1913)
1975 – Percy Lavon Julian, American chemist and academic (b. 1899)
1988 – Kwon Ki-ok, Korean pilot (b. 1901)
1989 – Daphne du Maurier, English novelist and playwright (b. 1907)
1991 – Stanley Hawes, English-Australian director and producer (b. 1905)
1992 – Frankie Howerd, English actor and screenwriter (b. 1917)
1993 – David Koresh, American religious leader (b. 1959)
1993 – George S. Mickelson, American captain, lawyer, and politician, 28th Governor of South Dakota (b. 1941)
1998 – Octavio Paz, Mexican poet, philosopher, and academic Nobel Prize laureate (b. 1914)
1999 – Hermine Braunsteiner, Austrian-German SS officer (b. 1919)
2000 – Louis Applebaum, Canadian composer and conductor (b. 1918)
2002 – Reginald Rose, American writer (b. 1920)
2004 – Norris McWhirter, English author and activist co-founded the Guinness World Records (b. 1925)
2004 – John Maynard Smith, English biologist and geneticist (b. 1920)
2004 – Jenny Pike, Canadian WWII servicewoman and photographer (b. 1922)
2006 – Albert Scott Crossfield, American engineer, pilot, and astronaut (b. 1921)
2007 – Jean-Pierre Cassel, French actor (b. 1932)
2009 – J. G. Ballard, English novelist, short story writer, and essayist (b. 1930)
2011 – Elisabeth Sladen, English actress (b. 1946)
2012 – Levon Helm, American musician and actor (b. 1940)
2013 – François Jacob, French biologist and academic, Nobel Prize laureate (b. 1920)
2013 – Al Neuharth, American journalist, author, and publisher, founded USA Today (b. 1924)
2015 – Raymond Carr, English historian and academic (b. 1919)
2015 – Roy Mason, English miner and politician, Secretary of State for Defence (b. 1924)
2016 – Patricio Aylwin, Chilean politician (b. 1918)
2017 – Lu Chao-Hsuan, Taiwanese guitarist, performer and educator. (b. 1929)
2021 – Walter Mondale, American politician, 42nd Vice President of the United States (b. 1928)
2021 – Jim Steinman, American composer, lyricist (b. 1947)
2022 – Kane Tanaka, Japanese supercentenarian (b. 1903)
2023 – Moonbin, South Korean singer and actor (b. 1998)
Holidays and observances
Christian feast day:
Ælfheah of Canterbury (Anglican, Catholic)
Conrad of Ascoli
Emma of Lesum
Expeditus
George of Antioch
Olaus and Laurentius Petri (Lutheran)
Pope Leo IX
Ursmar
April 19 (Eastern Orthodox liturgics)
References
External links
BBC: On This Day
Historical Events on April 19
Days of the year
April |
2197 | https://en.wikipedia.org/wiki/Amstrad%20CPC | Amstrad CPC | The Amstrad CPC (short for Colour Personal Computer) is a series of 8-bit home computers produced by Amstrad between 1984 and 1990. It was designed to compete in the mid-1980s home computer market dominated by the Commodore 64 and the ZX Spectrum, where it successfully established itself primarily in the United Kingdom, France, Spain, and the German-speaking parts of Europe.
The series spawned a total of six distinct models: The CPC 464, CPC 664, and CPC 6128 were highly successful competitors in the European home computer market. The later 464plus and 6128plus, intended to prolong the system's lifecycle with hardware updates, were considerably less successful, as was the attempt to repackage the plus hardware into a game console as the GX4000.
The CPC models' hardware is based on the Zilog Z80A CPU, complemented with either 64 or 128 KB of RAM. Their computer-in-a-keyboard design prominently features an integrated storage device, either a compact cassette deck or 3-inch floppy disk drive. The main units were only sold bundled with either a colour, green-screen or monochrome monitor that doubles as the main unit's power supply. Additionally, a wide range of first and third-party hardware extensions such as external disk drives, printers, and memory extensions, was available.
The CPC series was pitched against other home computers primarily used to play video games and enjoyed a strong supply of game software. The comparatively low price for a complete computer system with dedicated monitor, its high-resolution monochrome text and graphic capabilities and the possibility to run CP/M software also rendered the system attractive for business users, which was reflected by a wide selection of application software.
During its lifetime, the CPC series sold approximately three million units.
Models
The original range
The philosophy behind the CPC series was twofold, firstly the concept was of an "all-in-one", where the computer, keyboard and its data storage device were combined in a single unit and sold with its own dedicated display monitor. Most home computers at that time such as ZX Spectrum series, Commodore 64, and BBC Micro relied on the use of the domestic television set and a separately connected tape recorder or disk drive. In itself, the all-in-one concept was not new, having been seen before on business-oriented machines and the Commodore PET.
Secondly, Amstrad founder Alan Sugar wanted the machine to resemble a "real computer, similar to what someone would see being used to check them in at the airport for their holidays", and for the machine to not look like "a pregnant calculator" – in reference presumably to the ZX81 and ZX Spectrum with their low cost, membrane-type keyboards.
CPC 464
The CPC 464 was one of the most successful computers in Europe and sold more than two million units.
The CPC 464 featured 64 KB RAM and an internal cassette deck. It was introduced in June 1984 in the UK. Initial suggested retail prices for the CPC 464 were £249.00/DM899.00 with a green screen and £359.00/DM1398.00 with a colour monitor. Following the introduction of the CPC 6128 in late 1985, suggested retail prices for the CPC 464 were cut by £50.00/DM100.00.
In 1990, the 464plus replaced the CPC 464 in the model line-up, and production of the CPC 464 was discontinued.
CPC 664
The CPC 664 features 64 KB RAM and an internal 3-inch floppy disk drive. It was introduced on 25 April 1985 in the UK. Initial suggested retail prices for the CPC 664 were £339.00/DM1198.00 with a green screen and £449.00/DM1998.00 with a colour monitor.
After the successful release of the CPC 464, consumers were constantly asking for two improvements: more memory and an internal disk drive. For Amstrad, the latter was easier to realise. At the deliberately low-key introduction of the CPC 664, the machine was positioned not only as the lowest-cost disk system but even the lowest-cost CP/M 2.2 machine. In the Amstrad CPC product range the CPC 664 complemented the CPC 464 which was neither discontinued nor reduced in price.
Compared to the CPC 464, the CPC 664's main unit has been significantly redesigned, not only to accommodate the floppy disk drive but also with a redesigned keyboard area. Touted as "ergonomic" by Amstrad's promotional material, the keyboard is noticeably tilted to the front with MSX-style cursor keys above the numeric keypad. Compared to the CPC 464's multicoloured keyboard, the CPC 664's keys are kept in a much quieter grey and pale blue colour scheme.
The back of the CPC 664 main unit features the same connectors as the CPC 464, with the exception of an additional 12V power lead. Unlike the CPC 464's cassette tape drive that could be powered off the main unit's 5V voltage, the CPC 664's floppy disk drive requires an additional 12V voltage. This voltage had to be separately supplied by an updated version of the bundled green screen/colour monitor (GT-65 and CTM-644 respectively).
The CPC 664 was only produced for approximately six months. In late 1985, when the CPC 6128 was introduced in Europe, Amstrad decided not to keep three models in the line-up, and production of the CPC 664 was discontinued.
CPC 6128
The CPC 6128 features 128 KB RAM and an internal 3-inch floppy disk drive. Aside from various hardware and firmware improvements, one of the CPC 6128's most prominent features is the compatibility with the CP/M+ operating system that rendered it attractive for business uses.
The CPC 6128 was released on 13 June 1985 and initially only sold in the US. Imported and distributed by Indescomp, Inc. of Chicago, it was the first Amstrad product to be sold in the United States, a market that at the time was traditionally hostile towards European computer manufacturers. Two months later, on 15 August 1985, it arrived in Europe and replaced the CPC 664 in the CPC model line-up. Initial suggested retail prices for the CPC 6128 were US$699.00/£299.00/DM1598.00 with a green screen and US$799.00/£399.00/DM2098.00 with a colour monitor.
In 1990, the 6128plus replaced the CPC 6128 in the model line-up, and production of the CPC 6128 was discontinued.
The plus range
In 1990, confronted with a changing home computer market, Amstrad decided to refresh the CPC model range by introducing a new range variantly labelled plus or PLUS, 1990, or CPC+ range. The main goals were numerous enhancements to the existing CPC hardware platform, to restyle the casework to provide a contemporary appearance, and to add native support of cartridge media. The new model palette includes three variants, the 464plus and 6128plus computers and the GX4000 video game console. The "CPC" abbreviation was dropped from the model names.
The redesign significantly enhanced the CPC hardware, mainly to rectify its previous shortcomings as a gaming platform. The redesigned video hardware allows for hardware sprites and soft scrolling, with a colour palette extended from a maximum of 16 colours (plus separately definable border) at one time from a choice of 27, increased to a maximum of 31 (16 for background and 15 for hardware sprites) out of 4096. The enhanced sound hardware offers automatic DMA transfer, allowing more complex sound effects with a significantly reduced processor overhead. Other hardware enhancements include the support of analogue joysticks, 8-bit printers, and ROM cartridges up to 4 Mbits.
The new range of models was intended to be completely backwards compatible with the original CPC models. Its enhanced features are only available after a deliberately obscure unlocking mechanism has been triggered, thus preventing existing CPC software from accidentally invoking them.
Despite the significant hardware enhancements, many viewed it as outdated, being based on an 8-bit CPU, and it failed to attract both customers and software producers who were moving towards systems such as the Commodore Amiga and Sega Mega Drive which was launched a few short months after the plus range. The plus range was a commercial failure, and production was discontinued shortly after its introduction in 1990.
464plus, 6128plus
The 464plus and 6128plus models were intended as "more sophisticated and stylish" replacements of the CPC 464 and CPC 6128. Based on the redesigned plus hardware platform, they share the same base characteristics as their predecessors: The 464plus is equipped with 64 KB RAM and a cassette tape drive, the 6128plus features 128 KB RAM and a 3" floppy disk drive. Both models share a common case layout with a keyboard taken over from the CPC 6128 model, and the respective mass storage drive inserted in a case breakout.
In order to simplify the EMC screening process, the edge connectors of the previous models have been replaced with micro-ribbon connectors as previously used on the German Schneider CPC 6128. As a result, a wide range of extensions for the original CPC range are connector-incompatible with the 464plus and 6128plus. In addition, the 6128plus does not have a tape socket for an external tape drive.
The plus range is not equipped with an on-board ROM, and thus the 464plus and the 6128plus do not contain a firmware. Instead, Amstrad provided the firmware for both models via the ROM extension facility, contained on the included Burnin' Rubber and Locomotive BASIC cartridge. This resulted in reduced hardware localization cost (only some select key caps and case labels had to be localized) with the added benefit of a rudimentary copy protection mechanism (without a firmware present, the machine itself could not copy a game cartridge's content). As the enhanced V4 firmware's structural differences causes problems with some CPC software directly calling firmware functions by their memory addresses, Amstrad separately sold a cartridge containing the original CPC 6128's V3 firmware.
Both the 464plus and the 6128plus were introduced to the public in September 1990. Initial suggested retail prices were / with a monochrome monitor and / with a colour monitor for the 464plus, and / with a monochrome monitor and / with a colour monitor for the 6128plus.
GX4000
Developed as part of the plus range, the GX4000 was Amstrad's short-lived attempt to enter the video game consoles market. Sharing the plus range's enhanced hardware characteristics, it represents the bare minimum variant of the range without a keyboard or support for mass storage devices. It came bundled with 2 paddle controllers and the racing game Burnin' Rubber.
Special models and clones
CPC 472
During the August holidays of 1985, Spain briefly introduced an import tax of 15 000 pesetas () on computers containing 64 KB or less of RAM (Royal Decree 1215/1985 and 1558/1985), and a new law (Royal Decree 1250/1985) mandated that all computers sold in Spain must have a Spanish keyboard. To circumvent this, Amstrad's Spanish distributor Indescomp (later to become Amstrad Spain) created and distributed the CPC 472, a modified version of the CPC 464. Its main differences are a small additional daughter board containing a CPC 664 ROM chip and an 8 KB memory chip, and a keyboard with a ñ key (although some of them were temporarily manufactured without the ñ key). The sole purpose of the 8 KB memory chip (which is not electrically connected to the machine, so consequently rendered unusable) is to increase the machine's total memory specs to 72 KB in order to circumvent the import tax. Some months later, Spain joined the European Communities by the Treaty of Accession 1985 and the import tax was suppressed, so Amstrad added the ñ key for the 464 and production of the CPC472 was discontinued.
KC compact
The ("" - which means "small computer" - being a rather literal German translation of the English "microcomputer") is an unauthorized and unofficial clone of the Amstrad CPC built by East Germany's , part of , in October 1989. Although the machine included various substitutes and emulations of an Amstrad CPC's hardware, the machine is largely compatible with Amstrad CPC software. It is equipped with 64 KB of memory and a CPC 6128's firmware customized to the modified hardware, including a copy of Locomotive BASIC 1.1 modified in the startup banner only. The expansion port is a K 1520 bus slot. The KC compact is the last 8-bit computer introduced in East Germany. Due to the German reunification happening at the time of the release only a very small number of systems were sold. The KC compact can be emulated by free software JKCEMU.
Aleste 520EX
In 1993, Omsk, Russia based company Patisonic released the Aleste 520EX, a computer highly compatible with the Amstrad CPC 6128. It could also be switched into an MSX mode. An expansion board named Magic Sound allowed to play Scream Tracker files.
Reception
A BYTE columnist in January 1985 called the CPC 464 "the closest yet to filling" his criteria for a useful home computer, including good keyboard, 80-column text, inexpensive disk drive, and support for a mainstream operating system like CP/M.
Hardware
Processor
The entire CPC series is based on the Zilog Z80; a processor, clocked at 4 MHz.
In order to avoid the CPU and the video logic simultaneously accessing the shared main memory and causing video corruption ("snowing"), CPU memory access is constrained to occur on microsecond boundaries. This effectively pads every machine cycle to four clock cycles, causing a minor loss of processing power and resulting in what Amstrad estimated to be an "effective clock rate" of "approximately 3.3 MHz".
Memory
Amstrad CPCs are equipped with either 64 (CPC 464, CPC 664, 464plus, GX4000) or 128 (CPC 6128, 6128plus) KB of RAM. This base memory can be extended by up to 512 KB using memory expansions sold by third-party manufacturers, and by up to 4096 KB using experimental methods developed by hardware enthusiasts. Because the Z80 processor is only able to directly address 64 KB of memory, additional memory from the 128 KB models and memory expansions is made available using bank switching.
Video
Underlying a CPC's video output is the unusual pairing of a CRTC (Motorola 6845 or compatible) with a custom-designed gate array to generate a pixel display output. CPC 6128s later in production as well as the models from the plus range integrate both the CRTC and the gate array's functions with the system's ASIC.
Three built-in display resolutions are available: 160×200 pixels with 16 colours ("Mode 0", 20 text columns), 320×200 pixels with 4 colours ("Mode 1", 40 text columns), and 640×200 pixels with 2 colours ("Mode 2", 80 text columns). Increased screen size can be achieved by reprogramming the CRTC.
The original CPC video hardware supports a colour palette of 27 colours, generated from RGB colour space with each colour component assigned as either off, half on, or on (3 level RGB palette). The plus range extended the palette to 4096 colours, also generated from RGB with 4 bits each for red, green and blue (12-bit RGB).
With the exception of the GX4000, all CPC models lack an RF television or composite video output and instead shipped with a 6-pin RGB DIN connector, also used by Acorn computers, to connect the supplied Amstrad monitor. This connector delivers a 1v p-p analogue RGB with a 50 Hz composite sync signal that, if wired correctly, can drive a 50 Hz SCART television. External adapters for RF television were available as a first-party hardware accessory.
Audio
The CPC uses the General Instrument AY-3-8912 sound chip, providing three channels, each configurable to generate square waves, white noise or both. A small array of hardware volume envelopes are available.
Output is provided in mono by a small (4 cm) built-in loudspeaker with volume control, driven by an internal amplifier. Stereo output is provided through a headphones jack.
It is possible to play back digital sound samples at a resolution of approximately 5-bit by sending a stream of values to the sound chip. This technique is very processor-intensive and hard to combine with any other processing. Examples are the title screens or other non-playable scenes of games like Chase H.Q., Meltdown, and RoboCop. The later Plus models incorporated a DMA engine in order to offload this processing.
Floppy disk drive
Amstrad uses Matsushita's 3" floppy disk drive [ref: CPCWiki], which was compatible with Hitachi's existing 3" floppy disk format. The chosen drive (built-in for later models) is a single-sided 40-track unit that requires the user to remove and flip the disk to access the other side. Each side has its own independent write-protect switch. The sides are termed "A" and "B", with each one commonly formatted to 180 KB (in AMSDOS format, comprising 2 KB directory and 178 KB storage) for a total of 360 KB per disk.
The interface with the drives is an NEC 765 FDC, used for the same purpose in the IBM PC/XT, PC/AT and PS/2 machines. Its features are not fully used in order to cut costs, namely DMA transfers and support for single density disks; they were formatted as double density using modified frequency modulation.
Discs were shipped in a paper sleeve or a hard plastic case resembling a compact disc "jewel" case. The casing is thicker and more rigid than that of 3.5 inch diskettes, and designed to be mailed without any additional packaging. A sliding metal cover to protect the media surface is internal to the casing and latched, unlike the simple external sliding cover of Sony's version. They were significantly more expensive than both 5.25 inch and 3.5 inch alternatives. This, combined with their low nominal capacities and their essentially proprietary nature, led to the format being discontinued shortly after the CPC itself was discontinued.
Apart from Amstrad's other 3-inch machines (the PCW and the ZX Spectrum +3), the few other computer systems to use them included the Sega SF-7000 and CP/M systems such as the Tatung Einstein and Osborne machines. They also found use on embedded systems.
The Shugart-standard interface means that Amstrad CPC machines are able to use standard 3", 3½" or 5¼" drives as their second drive. Programs such as ROMDOS and ParaDOS extend the standard AMSDOS system to provide support for double-sided, 80-track formats, enabling up to 800 KB to be stored on a single disk.
The 3-inch disks themselves are usually known as "discs" on the CPC, following the spelling on the machine's plastic casing and conventional British English spelling.
Expansion
The hardware and firmware was designed to be able to access software provided on external ROMs. Each ROM has to be a 16 KB block and is switched in and out of the memory space shared with the video RAM. The Amstrad firmware is deliberately designed so that new software could be easily accessed from these ROMs. Popular applications were marketed on ROM, particularly word processing and programming utility software (examples are Protext and Brunword of the former, and the MAXAM assembler of the latter type).
Such extra ROM chips do not plug directly into the CPC itself, but into extra plug-in "rom boxes" which contain sockets for the ROM chips and a minimal amount of decoding circuitry for the main machine to be able to switch between them. These boxes were either marketed commercially or could be built by competent hobbyists and they attached to the main expansion port at the back of the machine. Software on ROM loads much faster than from disc or tape and the machine's boot-up sequence was designed to evaluate ROMs it found and optionally hand over control of the machine to them. This allows significant customisation of the functionality of the machine, something that enthusiasts exploited for various purposes. However, the typical users would probably not be aware of this added ROM functionality unless they read the CPC press, as it is not described in the user manual and was hardly ever mentioned in marketing literature. It is, however, documented in the official Amstrad firmware manual.
The machines also feature a 9-pin Atari joystick port that will either directly take one joystick, or two joysticks by use of a splitter cable.
Peripherals
RS232 serial adapters
Amstrad issued two RS-232-C D25 serial interfaces, attached to the expansion connector on the rear of the machine, with a through-connector for the CPC 464 disk drive or other peripherals.
The original interface came with a Book of Spells for facilitating data transfer between other systems using a proprietary protocol in the device's own ROM, as well as terminal software to connect to British Telecom's Prestel service. A separate version of the ROM was created for the U.S. market due to the use of the commands "|SUCK" and "|BLOW", which were considered unacceptable there.
Software and hardware limitations in this interface led to its replacement with an Amstrad-branded version of a compatible alternative by Pace. Serial interfaces were also available from third-party vendors such as KDS Electronics and Cirkit.
Software
BASIC and operating system
Like most home computers at the time, the CPC has its OS and a BASIC interpreter built in as ROM. It uses Locomotive BASIC - an improved version of Locomotive Software's Z80 BASIC for the BBC Micro co-processor board. It is particularly notable for providing easy access to the machine's video and audio resources in contrast to the POKE commands required on generic Microsoft implementations. Other unusual features include timed event handling with the AFTER and EVERY commands, and text-based windowing.
CP/M
Digital Research's CP/M operating system was supplied with the 664 and 6128 disk-based systems, and the DDI-1 disk expansion unit for the 464. 64k machines shipped with CP/M 2.2 alone, while the 128k machines also include CP/M 3.1. The compact CP/M 2.2 implementation is largely stored on the boot sectors of a 3" disk in what was called "System format"; typing |CPM from Locomotive BASIC would load code from these sectors, making it a popular choice for custom game loading routines. The CP/M 3.1 implementation is largely in a separate file which is in turn loaded from the boot sector.
Much public domain CP/M software was made available for the CPC, from word-processors such as VDE to complete bulletin board systems such as ROS.
Other languages
Although it was possible to obtain compilers for Locomotive BASIC, C and Pascal, the majority of the CPC's software was written in native Z80 assembly language. Popular assemblers were Hisoft's Devpac, Arnor's Maxam, and (in France) DAMS. Disk-based CPC (not Plus) systems shipped with an interpreter for the educational language LOGO, booted from CP/M 2.2 but largely CPC-specific with much code resident in the AMSDOS ROM; 6128 machines also include a CP/M 3.1, non-ROM version. A C compiler was also written and made available for the European market through Tandy Europe, by Micro Business products.
Roland
In an attempt to give the CPC a recognisable mascot, a number of games by Amstrad's in-house software publisher Amsoft have been tagged with the Roland name. However, as the games had not been designed around the Roland character and only had the branding added later, the character design varies immensely, from a spiky-haired blonde teenager (Roland Goes Digging) to a white cube with legs (Roland Goes Square Bashing) or a mutant flea (Roland in the Caves). The only two games with similar gameplay and main character design are Roland in Time and its sequel Roland in Space. The Roland character was named after Roland Perry, one of the lead designers of the original CPC range.
Schneider Computer Division
In order to market its computers in Germany, Austria, and Switzerland where Amstrad did not have any distribution structures, Amstrad entered a partnership with Schneider Rundfunkwerke AG, a German company that - very much like Amstrad itself - was previously only known for value-priced audio products. In 1984, Schneider's Schneider Computer Division daughter company was created specifically for the task, and the complete Amstrad CPC line-up was branded and sold as Schneider CPC.
Although they are based on the same hardware, the Schneider CPC models differ from the Amstrad CPC models in several details. Most prominently, the Schneider CPC 464 and CPC 664 keyboards featured grey instead of coloured keys, but still in the original British keyboard layout. To achieve a German "QWERTZ" keyboard layout, Schneider marketed a small software program to reassign the keys as well as sticker labels for the keys. In order to conform with stricter German EMC regulations, the complete Schneider CPC line-up is equipped with an internal metal shielding. For the same reason, the Schneider CPC 6128 features micro ribbon type connectors instead of edge connectors. Both the greyscale keyboard and the micro ribbon connectors found their way up into the design of later Amstrad CPC models.
In 1988, after Schneider refused to market Amstrad's AT-compatible computer line, the cooperation ended. Schneider went on to sell the remaining stock of Schneider CPC models and used their now well-established market position to introduce its own PC designs. With the formation of its German daughter company Amstrad GmbH to distribute its product lines including the CPC 464 and CPC 6128, Amstrad attempted but ultimately failed to establish their own brand in the German-speaking parts of Europe.
Community
The Amstrad CPC enjoyed a strong and long lifetime, mainly due to the machines use for businesses as well as gaming. Dedicated programmers continued working on the CPC range, even producing graphical user interface (GUI) operating systems such as SymbOS. Internet sites devoted to the CPC have appeared from around the world featuring forums, news, hardware, software, programming and games. CPC Magazines appeared during the 1980s including publications in countries such as Britain, France, Spain, Germany, Denmark, Australia, and Greece. Titles included the official Amstrad Computer User publication, as well as independent titles like Amstrad Action, Amtix!, Computing with the Amstrad CPC, CPC Attack, Australia's The Amstrad User, France's Amstrad Cent Pour Cent and Amstar. Following the CPC's end of production, Amstrad gave permission for the CPC ROMs to be distributed freely as long as the copyright message is not changed and that it is acknowledged that Amstrad still holds copyright, giving emulator authors the possibility to ship the CPC firmware with their programs.
Influence on other Amstrad machines
Amstrad followed their success with the CPC 464 by launching the Amstrad PCW word-processor range, another Z80-based machine with a 3" disk drive and software by Locomotive Software. The PCW was originally developed to be partly compatible with an improved version of the CPC (ANT, or Arnold Number Two - the CPC's development codename was Arnold). However, Amstrad decided to focus on the PCW, and the ANT project never came to market.
On 7 April 1986, Amstrad announced it had bought from Sinclair Research "...the worldwide rights to sell and manufacture all existing and future Sinclair computers and computer products, together with the Sinclair brand name and those intellectual property rights where they relate to computers and computer-related products." which included the ZX Spectrum, for £5 million. This included Sinclair's unsold stock of Sinclair QLs and Spectrums. Amstrad made more than £5 million on selling these surplus machines alone. Amstrad launched two new variants of the Spectrum: the ZX Spectrum +2, based on the ZX Spectrum 128, with a built-in tape drive (like the CPC 464) and, the following year, the ZX Spectrum +3, with a built-in floppy disk drive (similar to the CPC 664 and 6128), taking the 3" discs that Amstrad CPC machines used.
Production Timeline
See also
Amstrad CPC character set
Amstrad CP/M Plus character set
List of Amstrad CPC emulators
List of Amstrad CPC games
GX4000
SymbOS (multitasking operating system)
Notes and references
External links
CPC-Wiki (CPC specific Wiki containing further information)
Unofficial Amstrad WWW Resource
New OS for the CPC
Computer-related introductions in 1984
CPC
Z80-based home computers
Computers designed in the United Kingdom |
2202 | https://en.wikipedia.org/wiki/Analytic%20geometry | Analytic geometry | In mathematics, analytic geometry, also known as coordinate geometry or Cartesian geometry, is the study of geometry using a coordinate system. This contrasts with synthetic geometry.
Analytic geometry is used in physics and engineering, and also in aviation, rocketry, space science, and spaceflight. It is the foundation of most modern fields of geometry, including algebraic, differential, discrete and computational geometry.
Usually the Cartesian coordinate system is applied to manipulate equations for planes, straight lines, and circles, often in two and sometimes three dimensions. Geometrically, one studies the Euclidean plane (two dimensions) and Euclidean space. As taught in school books, analytic geometry can be explained more simply: it is concerned with defining and representing geometric shapes in a numerical way and extracting numerical information from shapes' numerical definitions and representations. That the algebra of the real numbers can be employed to yield results about the linear continuum of geometry relies on the Cantor–Dedekind axiom.
History
Ancient Greece
The Greek mathematician Menaechmus solved problems and proved theorems by using a method that had a strong resemblance to the use of coordinates and it has sometimes been maintained that he had introduced analytic geometry.
Apollonius of Perga, in On Determinate Section, dealt with problems in a manner that may be called an analytic geometry of one dimension; with the question of finding points on a line that were in a ratio to the others. Apollonius in the Conics further developed a method that is so similar to analytic geometry that his work is sometimes thought to have anticipated the work of Descartes by some 1800 years. His application of reference lines, a diameter and a tangent is essentially no different from our modern use of a coordinate frame, where the distances measured along the diameter from the point of tangency are the abscissas, and the segments parallel to the tangent and intercepted between the axis and the curve are the ordinates. He further developed relations between the abscissas and the corresponding ordinates that are equivalent to rhetorical equations (expressed in words) of curves. However, although Apollonius came close to developing analytic geometry, he did not manage to do so since he did not take into account negative magnitudes and in every case the coordinate system was superimposed upon a given curve a posteriori instead of a priori. That is, equations were determined by curves, but curves were not determined by equations. Coordinates, variables, and equations were subsidiary notions applied to a specific geometric situation.
Persia
The 11th-century Persian mathematician Omar Khayyam saw a strong relationship between geometry and algebra and was moving in the right direction when he helped close the gap between numerical and geometric algebra with his geometric solution of the general cubic equations, but the decisive step came later with Descartes. Omar Khayyam is credited with identifying the foundations of algebraic geometry, and his book Treatise on Demonstrations of Problems of Algebra (1070), which laid down the principles of analytic geometry, is part of the body of Persian mathematics that was eventually transmitted to Europe. Because of his thoroughgoing geometrical approach to algebraic equations, Khayyam can be considered a precursor to Descartes in the invention of analytic geometry.
Western Europe
Analytic geometry was independently invented by René Descartes and Pierre de Fermat, although Descartes is sometimes given sole credit. Cartesian geometry, the alternative term used for analytic geometry, is named after Descartes.
Descartes made significant progress with the methods in an essay titled La Géométrie (Geometry), one of the three accompanying essays (appendices) published in 1637 together with his Discourse on the Method for Rightly Directing One's Reason and Searching for Truth in the Sciences, commonly referred to as Discourse on Method.
La Geometrie, written in his native French tongue, and its philosophical principles, provided a foundation for calculus in Europe. Initially the work was not well received, due, in part, to the many gaps in arguments and complicated equations. Only after the translation into Latin and the addition of commentary by van Schooten in 1649 (and further work thereafter) did Descartes's masterpiece receive due recognition.
Pierre de Fermat also pioneered the development of analytic geometry. Although not published in his lifetime, a manuscript form of Ad locos planos et solidos isagoge (Introduction to Plane and Solid Loci) was circulating in Paris in 1637, just prior to the publication of Descartes' Discourse. Clearly written and well received, the Introduction also laid the groundwork for analytical geometry. The key difference between Fermat's and Descartes' treatments is a matter of viewpoint: Fermat always started with an algebraic equation and then described the geometric curve that satisfied it, whereas Descartes started with geometric curves and produced their equations as one of several properties of the curves. As a consequence of this approach, Descartes had to deal with more complicated equations and he had to develop the methods to work with polynomial equations of higher degree. It was Leonhard Euler who first applied the coordinate method in a systematic study of space curves and surfaces.
Coordinates
In analytic geometry, the plane is given a coordinate system, by which every point has a pair of real number coordinates. Similarly, Euclidean space is given coordinates where every point has three coordinates. The value of the coordinates depends on the choice of the initial point of origin. There are a variety of coordinate systems used, but the most common are the following:
Cartesian coordinates (in a plane or space)
The most common coordinate system to use is the Cartesian coordinate system, where each point has an x-coordinate representing its horizontal position, and a y-coordinate representing its vertical position. These are typically written as an ordered pair (x, y). This system can also be used for three-dimensional geometry, where every point in Euclidean space is represented by an ordered triple of coordinates (x, y, z).
Polar coordinates (in a plane)
In polar coordinates, every point of the plane is represented by its distance r from the origin and its angle θ, with θ normally measured counterclockwise from the positive x-axis. Using this notation, points are typically written as an ordered pair (r, θ). One may transform back and forth between two-dimensional Cartesian and polar coordinates by using these formulae: This system may be generalized to three-dimensional space through the use of cylindrical or spherical coordinates.
Cylindrical coordinates (in a space)
In cylindrical coordinates, every point of space is represented by its height z, its radius r from the z-axis and the angle θ its projection on the xy-plane makes with respect to the horizontal axis.
Spherical coordinates (in a space)
In spherical coordinates, every point in space is represented by its distance ρ from the origin, the angle θ its projection on the xy-plane makes with respect to the horizontal axis, and the angle φ that it makes with respect to the z-axis. The names of the angles are often reversed in physics.
Equations and curves
In analytic geometry, any equation involving the coordinates specifies a subset of the plane, namely the solution set for the equation, or locus. For example, the equation y = x corresponds to the set of all the points on the plane whose x-coordinate and y-coordinate are equal. These points form a line, and y = x is said to be the equation for this line. In general, linear equations involving x and y specify lines, quadratic equations specify conic sections, and more complicated equations describe more complicated figures.
Usually, a single equation corresponds to a curve on the plane. This is not always the case: the trivial equation x = x specifies the entire plane, and the equation x2 + y2 = 0 specifies only the single point (0, 0). In three dimensions, a single equation usually gives a surface, and a curve must be specified as the intersection of two surfaces (see below), or as a system of parametric equations. The equation x2 + y2 = r2 is the equation for any circle centered at the origin (0, 0) with a radius of r.
Lines and planes
Lines in a Cartesian plane, or more generally, in affine coordinates, can be described algebraically by linear equations. In two dimensions, the equation for non-vertical lines is often given in the slope-intercept form:
where:
m is the slope or gradient of the line.
b is the y-intercept of the line.
x is the independent variable of the function y = f(x).
In a manner analogous to the way lines in a two-dimensional space are described using a point-slope form for their equations, planes in a three dimensional space have a natural description using a point in the plane and a vector orthogonal to it (the normal vector) to indicate its "inclination".
Specifically, let be the position vector of some point , and let be a nonzero vector. The plane determined by this point and vector consists of those points , with position vector , such that the vector drawn from to is perpendicular to . Recalling that two vectors are perpendicular if and only if their dot product is zero, it follows that the desired plane can be described as the set of all points such that
(The dot here means a dot product, not scalar multiplication.)
Expanded this becomes
This is just a linear equation:
Conversely, it is easily shown that if a, b, c and d are constants and a, b, and c are not all zero, then the graph of the equation
This familiar equation for a plane is called the general form of the equation of the plane.
In three dimensions, lines can not be described by a single linear equation, so they are frequently described by parametric equations:
where:
x, y, and z are all functions of the independent variable t which ranges over the real numbers.
(x0, y0, z0) is any point on the line.
a, b, and c are related to the slope of the line, such that the vector (a, b, c) is parallel to the line.
Conic sections
In the Cartesian coordinate system, the graph of a quadratic equation in two variables is always a conic section – though it may be degenerate, and all conic sections arise in this way. The equation will be of the form
As scaling all six constants yields the same locus of zeros, one can consider conics as points in the five-dimensional projective space
The conic sections described by this equation can be classified using the discriminant
If the conic is non-degenerate, then:
if , the equation represents an ellipse;
if and , the equation represents a circle, which is a special case of an ellipse;
if , the equation represents a parabola;
if , the equation represents a hyperbola;
if we also have , the equation represents a rectangular hyperbola.
Quadric surfaces
A quadric, or quadric surface, is a 2-dimensional surface in 3-dimensional space defined as the locus of zeros of a quadratic polynomial. In coordinates , the general quadric is defined by the algebraic equation
Quadric surfaces include ellipsoids (including the sphere), paraboloids, hyperboloids, cylinders, cones, and planes.
Distance and angle
In analytic geometry, geometric notions such as distance and angle measure are defined using formulas. These definitions are designed to be consistent with the underlying Euclidean geometry. For example, using Cartesian coordinates on the plane, the distance between two points (x1, y1) and (x2, y2) is defined by the formula
which can be viewed as a version of the Pythagorean theorem. Similarly, the angle that a line makes with the horizontal can be defined by the formula
where m is the slope of the line.
In three dimensions, distance is given by the generalization of the Pythagorean theorem:
while the angle between two vectors is given by the dot product. The dot product of two Euclidean vectors A and B is defined by
where θ is the angle between A and B.
Transformations
Transformations are applied to a parent function to turn it into a new function with similar characteristics.
The graph of is changed by standard transformations as follows:
Changing to moves the graph to the right units.
Changing to moves the graph up units.
Changing to stretches the graph horizontally by a factor of . (think of the as being dilated)
Changing to stretches the graph vertically.
Changing to and changing to rotates the graph by an angle .
There are other standard transformation not typically studied in elementary analytic geometry because the transformations change the shape of objects in ways not usually considered. Skewing is an example of a transformation not usually considered.
For more information, consult the Wikipedia article on affine transformations.
For example, the parent function has a horizontal and a vertical asymptote, and occupies the first and third quadrant, and all of its transformed forms have one horizontal and vertical asymptote, and occupies either the 1st and 3rd or 2nd and 4th quadrant. In general, if , then it can be transformed into . In the new transformed function, is the factor that vertically stretches the function if it is greater than 1 or vertically compresses the function if it is less than 1, and for negative values, the function is reflected in the -axis. The value compresses the graph of the function horizontally if greater than 1 and stretches the function horizontally if less than 1, and like , reflects the function in the -axis when it is negative. The and values introduce translations, , vertical, and horizontal. Positive and values mean the function is translated to the positive end of its axis and negative meaning translation towards the negative end.
Transformations can be applied to any geometric equation whether or not the equation represents a function.
Transformations can be considered as individual transactions or in combinations.
Suppose that is a relation in the plane. For example,
is the relation that describes the unit circle.
Finding intersections of geometric objects
For two geometric objects P and Q represented by the relations and the intersection is the collection of all points which are in both relations.
For example, might be the circle with radius 1 and center : and might be the circle with radius 1 and center . The intersection of these two circles is the collection of points which make both equations true. Does the point make both equations true? Using for , the equation for becomes or which is true, so is in the relation . On the other hand, still using for the equation for becomes or which is false. is not in so it is not in the intersection.
The intersection of and can be found by solving the simultaneous equations:
Traditional methods for finding intersections include substitution and elimination.
Substitution: Solve the first equation for in terms of and then substitute the expression for into the second equation:
We then substitute this value for into the other equation and proceed to solve for :
Next, we place this value of in either of the original equations and solve for :
So our intersection has two points:
Elimination: Add (or subtract) a multiple of one equation to the other equation so that one of the variables is eliminated. For our current example, if we subtract the first equation from the second we get . The in the first equation is subtracted from the in the second equation leaving no term. The variable has been eliminated. We then solve the remaining equation for , in the same way as in the substitution method:
We then place this value of in either of the original equations and solve for :
So our intersection has two points:
For conic sections, as many as 4 points might be in the intersection.
Finding intercepts
One type of intersection which is widely studied is the intersection of a geometric object with the and coordinate axes.
The intersection of a geometric object and the -axis is called the -intercept of the object.
The intersection of a geometric object and the -axis is called the -intercept of the object.
For the line , the parameter specifies the point where the line crosses the axis. Depending on the context, either or the point is called the -intercept.
Geometric axis
Axis in geometry is the perpendicular line to any line, object or a surface.
Also for this may be used the common language use as a: normal (prependicular) line, otherwise in engineering as axial line.
In geometry, a normal is an object such as a line or vector that is perpendicular to a given object. For example, in the two-dimensional case, the normal line to a curve at a given point is the line perpendicular to the tangent line to the curve at the point.
In the three-dimensional case a surface normal, or simply normal, to a surface at a point P is a vector that is perpendicular to the tangent plane to that surface at P. The word "normal" is also used as an adjective: a line normal to a plane, the normal component of a force, the normal vector, etc. The concept of normality generalizes to orthogonality.
Spherical and nonlinear planes and their tangents
Tangent is the linear approximation of a spherical or other curved or twisted line of a function.
Tangent lines and planes
In geometry, the tangent line (or simply tangent) to a plane curve at a given point is the straight line that "just touches" the curve at that point. Informally, it is a line through a pair of infinitely close points on the curve. More precisely, a straight line is said to be a tangent of a curve at a point on the curve if the line passes through the point on the curve and has slope where f is the derivative of f. A similar definition applies to space curves and curves in n-dimensional Euclidean space.
As it passes through the point where the tangent line and the curve meet, called the point of tangency, the tangent line is "going in the same direction" as the curve, and is thus the best straight-line approximation to the curve at that point.
Similarly, the tangent plane to a surface at a given point is the plane that "just touches" the surface at that point. The concept of a tangent is one of the most fundamental notions in differential geometry and has been extensively generalized; see Tangent space.
See also
Applied geometry
Cross product
Rotation of axes
Translation of axes
Vector space
Notes
References
Books
John Casey (1885) Analytic Geometry of the Point, Line, Circle, and Conic Sections, link from Internet Archive.
Mikhail Postnikov (1982) Lectures in Geometry Semester I Analytic Geometry via Internet Archive
Articles
External links
Coordinate Geometry topics with interactive animations |
2204 | https://en.wikipedia.org/wiki/Arabic%20alphabet | Arabic alphabet | The Arabic alphabet (, or , ), or Arabic abjad, is the Arabic script as specifically codified for writing the Arabic language. It is written from right-to-left in a cursive style, and includes 28 letters, of which most have contextual letterforms. The Arabic alphabet is considered an abjad, with only consonants required to be written; due to its optional use of diacritics to notate vowels, it is considered an impure abjad.
Consonants
The basic Arabic alphabet contains 28 letters. Forms using the Arabic script to write other languages added and removed letters: for example Persian, Ottoman Turkish, Kurdish, Urdu, Sindhi, Azerbaijani, Malay, Pashto, Punjabi, Uyghur, Arwi and Arabi Malayalam all have additional letters in their alphabets. There are no distinct upper and lower case letterforms.
Many letters look similar but are distinguished from one another by dots () above or below their central part (). These dots are an integral part of a letter, since they distinguish between letters that represent different sounds. For example, the Arabic letters , , and have the same basic shape, but with one dot added below, two dots added above, and three dots added above respectively. The letter also has the same form in initial and medial forms, with one dot added above, though it is somewhat different in its isolated and final forms.
Both printed and written Arabic are cursive, with most letters within a word directly joined to adjacent letters.
Alphabetical order
There are two main collating sequences ('alphabetical orderings') for the Arabic alphabet: , and .
The original order derives from that used by the Phoenician alphabet, and is therefore reminiscent of the orderings of other alphabets, such as those in Hebrew and Greek. With this ordering, letters are also used as numbers known as abjad numerals, possessing the same numerological codes as in Hebrew gematria and Greek isopsephy.
The or order is used when sorting lists of words and names, such as in phonebooks, classroom lists, and dictionaries. The ordering groups letters by the graphical similarity of the glyphs' shapes.
Abjadi
The order is not a simple correspondence with the earlier north Semitic alphabetic order, as it has a position corresponding to the Aramaic letter samek , which has no cognate letter in the Arabic alphabet historically.
The loss of was compensated for by:
In the Mashriqi abjad sequence, the letter shin was split into two Arabic letters, and , the latter of which took the place of .
In the Maghrebi abjad sequence, the letter was split into two independent Arabic letters, and , with the latter taking the place of .
The six other letters that do not correspond to any north Semitic letter are placed at the end.
This is commonly vocalized as follows:
.
Another vocalization is:
This can be vocalized as:
Modern dictionaries and other reference books do not use the order to sort alphabetically; instead, the newer order is used wherein letters are partially grouped together by similarity of shape. The order is never used as numerals.
In the order (replaced recently by the Mashriqi order, (though still used in many Quranic schools in Algeria) the sequence is:
In Abu Muhammad al-Hasan al-Hamdani's encyclopedia , the letter sequence is:
Letter forms
The Arabic alphabet is always cursive and letters vary in shape depending on their position within a word. Letters can exhibit up to four distinct forms corresponding to an initial, medial (middle), final, or isolated position (IMFI). While some letters show considerable variations, others remain almost identical across all four positions. Generally, letters in the same word are linked together on both sides by short horizontal lines, but six letters () can only be linked to their preceding letter. For example, (Ararat) has only isolated forms because each letter cannot be connected to its following one. In addition, some letter combinations are written as ligatures (special shapes), notably , which is the only mandatory ligature (the un-ligated combination is considered difficult to read).
Table of basic letters
Notes
See the article Romanization of Arabic for details on various transliteration schemes. Arabic language speakers may usually not follow a standardized scheme when transcribing words or names. Some Arabic letters which do not have an equivalent in English (such as ق) are often spelled as numbers when Romanized. Also names are regularly transcribed as pronounced locally, not as pronounced in Literary Arabic (if they were of Arabic origin).
Regarding pronunciation, the phonemic values given are those of Modern Standard Arabic, which is taught in schools and universities. In practice, pronunciation may vary considerably from region to region. For more details concerning the pronunciation of Arabic, consult the articles Arabic phonology and varieties of Arabic.
The names of the Arabic letters can be thought of as abstractions of an older version where they were meaningful words in the Proto-Semitic language. Names of Arabic letters may have quite different names popularly.
Six letters () do not have a distinct medial form and have to be written with their final form without being connected to the next letter. Their initial form matches the isolated form. The following letter is written in its initial form, or isolated form if it is the final letter in the word.
The letter originated in the Phoenician alphabet as a consonant-sign indicating a glottal stop. Today it has lost its function as a consonant, and, together with and , is a mater lectionis, a consonant sign standing in for a long vowel (see below), or as support for certain diacritics ( and ).
Arabic currently uses a diacritic sign, , called , to denote the glottal stop , written alone or with a carrier:
alone:
with a carrier: (above or under an ), (above a ), (above a dotless or ).
In academic work, the () is transliterated with the modifier letter right half ring (ʾ), while the modifier letter left half ring (ʿ) transliterates the letter (), which represents a different sound, not found in English.
The has a single form, since it is never linked to a preceding or following letter. However, it is sometimes combined with a , , or , and in that case the carrier behaves like an ordinary , , or .
Variations
Alif
Modified letters
The following are not individual letters, but rather different contextual variants of some of the Arabic letters.
Ligatures
The use of ligature in Arabic is common. There is one compulsory ligature, that for ل + ا, which exists in two forms. All other ligatures, of which there are many, are optional.
A more complex ligature that combines as many as seven distinct components is commonly used to represent the word .
The only ligature within the primary range of Arabic script in Unicode (U+06xx) is + . This is the only one compulsory for fonts and word-processing. Other ranges are for compatibility to older standards and contain other ligatures, which are optional.
+
Note: Unicode also has in its Presentation Form B FExx range a code for this ligature. If your browser and font are configured correctly for Arabic, the ligature displayed above should be identical to this one, U+FEFB ARABIC LIGATURE LAM WITH ALEF ISOLATED FORM:
U+0640 ARABIC TATWEEL + +
Note: Unicode also has in its Presentation Form B U+FExx range a code for this ligature. If your browser and font are configured correctly for Arabic, the ligature displayed above should be identical to this one:
U+FEFC ARABIC LIGATURE LAM WITH ALEF FINAL FORM
Another ligature in the Unicode Presentation Form A range U+FB50 to U+FDxx is the special code for glyph for the ligature ("God"), U+FDF2 ARABIC LIGATURE ALLAH ISOLATED FORM:
This is a work-around for the shortcomings of most text processors, which are incapable of displaying the correct vowel marks for the word in Koran. Because Arabic script is used to write other texts rather than Koran only, rendering + + as the previous ligature is considered faulty.
If one of a number of the fonts (Noto Naskh Arabic, mry_KacstQurn, KacstOne, Nadeem, DejaVu Sans, Harmattan, Scheherazade, Lateef, Iranian Sans, Baghdad, DecoType Naskh) is installed on a computer (Iranian Sans is supported by Wikimedia web-fonts), the word will appear without diacritics.
+ + = LILLĀH (meaning "to Allāh [only to God]")
or لله
+ + + = ALLĀH (the Arabic word for "god")
or الله
+ + + U+0651 ARABIC SHADDA + U+0670 ARABIC LETTER SUPERSCRIPT ALEF +
اللّٰه (DejaVu Sans and KacstOne don't show the added superscript Alef)
An attempt to show them on the faulty fonts without automatically adding the gemination mark and the superscript alif, although may not display as desired on all browsers, is by adding the U+200d (Zero width joiner) after the first or second
( +) + + U+200d ZERO WIDTH JOINER +
Gemination
Gemination is the doubling of a consonant. Instead of writing the letter twice, Arabic places a W-shaped sign called , above it. Note that if a vowel occurs between the two consonants the letter will simply be written twice. The diacritic only appears where the consonant at the end of one syllable is identical to the initial consonant of the following syllable. (The generic term for such diacritical signs is ).
Nunation
Nunation ( ) is the addition of a final to a noun or adjective. The vowel before it indicates grammatical case. In written Arabic nunation is indicated by doubling the vowel diacritic at the end of the word.
Vowels
Users of Arabic usually write long vowels but omit short ones, so readers must utilize their knowledge of the language in order to supply the missing vowels. However, in the education system and particularly in classes on Arabic grammar these vowels are used since they are crucial to the grammar. An Arabic sentence can have a completely different meaning by a subtle change of the vowels. This is why in an important text such as the the three basic vowel signs (see below) are mandated, like the ḥarakāt and all the other diacritics or other types of marks, for example the cantillation signs.
Short vowels
In the Arabic handwriting of everyday use, in general publications, and on street signs, short vowels are typically not written. On the other hand, copies of the cannot be endorsed by the religious institutes that review them unless the diacritics are included. Children's books, elementary school texts, and Arabic-language grammars in general will include diacritics to some degree. These are known as "vocalized" texts.
Short vowels may be written with diacritics placed above or below the consonant that precedes them in the syllable, called . All Arabic vowels, long and short, follow a consonant; in Arabic, words like "Ali" or "alif", for example, start with a consonant: , .
Long vowels
In the fully vocalized Arabic text found in texts such as Quran, a long following a consonant other than a is written with a short sign () on the consonant plus an after it; long is written as a sign for short () plus a ; and long as a sign for short () plus a . Briefly, = ; = ; and = . Long following a may be represented by an or by a free followed by an (two consecutive s are never allowed in Arabic).
The table below shows vowels placed above or below a dotted circle replacing a primary consonant letter or a sign. For clarity in the table, the primary letters on the left used to mark these long vowels are shown only in their isolated form. Most consonants do connect to the left with , and written then with their medial or final form. Additionally, the letter in the last row may connect to the letter on its left, and then will use a medial or initial form. Use the table of primary letters to look at their actual glyph and joining types.
In unvocalized text (one in which the short vowels are not marked), the long vowels are represented by the vowel in question: , , or . Long vowels written in the middle of a word of unvocalized text are treated like consonants with a (see below) in a text that has full diacritics. Here also, the table shows long vowel letters only in isolated form for clarity.
Combinations and are always pronounced and respectively. The exception is the suffix in verb endings where is silent, resulting in or .
In addition, when transliterating names and loanwords, Arabic language speakers write out most or all the vowels as long ( with , and with , and and with ), meaning it approaches a true alphabet.
Diphthongs
The diphthongs and are represented in vocalized text as follows:
Vowel omission
An Arabic syllable can be open (ending with a vowel) or closed (ending with a consonant):
open: CV [consonant-vowel] (long or short vowel)
closed: CVC (short vowel only)
A normal text is composed only of a series of consonants plus vowel-lengthening letters; thus, the word qalb, "heart", is written qlb, and the word qalaba "he turned around", is also written qlb.
To write qalaba without this ambiguity, we could indicate that the l is followed by a short a by writing a fatḥah above it.
To write qalb, we would instead indicate that the l is followed by no vowel by marking it with a diacritic called sukūn (), like this: .
This is one step down from full vocalization, where the vowel after the q would also be indicated by a fatḥah: .
The Qurʾān is traditionally written in full vocalization.
The long i sound in some editions of the Qur’ān is written with a kasrah followed by a diacritic-less y, and long u by a ḍammah followed by a bare w. In others, these y and w carry a sukūn. Outside of the Qur’ān, the latter convention is extremely rare, to the point that y with sukūn will be unambiguously read as the diphthong , and w with sukūn will be read .
For example, the letters can be read like English meel or mail, or (theoretically) also like mayyal or mayil. But if a sukūn is added on the y then the m cannot have a sukūn (because two letters in a row cannot be sukūnated), cannot have a ḍammah (because there is never an uy sound in Arabic unless there is another vowel after the y), and cannot have a kasrah (because kasrah before sukūnated y is never found outside the Qur’ān), so it must have a fatḥah and the only possible pronunciation is (meaning mile, or even e-mail). By the same token, m-y-t with a sukūn over the y can be mayt but not mayyit or meet, and m-w-t with a sukūn on the w can only be mawt, not moot (iw is impossible when the w closes the syllable).
Vowel marks are always written as if the i‘rāb vowels were in fact pronounced, even when they must be skipped in actual pronunciation. So, when writing the name Aḥmad, it is optional to place a sukūn on the ḥ, but a sukūn is forbidden on the d, because it would carry a ḍammah if any other word followed, as in Aḥmadu zawjī "Ahmad is my husband".
Another example: the sentence that in correct literary Arabic must be pronounced Aḥmadu zawjun shirrīr "Ahmad is a wicked husband", is usually mispronounced (due to influence from vernacular Arabic varieties) as Aḥmad zawj shirrīr. Yet, for the purposes of Arabic grammar and orthography, is treated as if it were not mispronounced and as if yet another word followed it, i.e., if adding any vowel marks, they must be added as if the pronunciation were Aḥmadu zawjun sharrīrun with a tanwīn 'un' at the end. So, it is correct to add an un tanwīn sign on the final r, but actually pronouncing it would be a hypercorrection. Also, it is never correct to write a sukūn on that r, even though in actual pronunciation it is (and in correct Arabic MUST be) sukūned.
Of course, if the correct i‘rāb is a sukūn, it may be optionally written.
ٰٰ
The sukūn is also used for transliterating words into the Arabic script. The Persian word (mâsk, from the English word "mask"), for example, might be written with a sukūn above the to signify that there is no vowel sound between that letter and the .
Additional letters
Regional variations
Some letters take a traditionally different form in specific regions:
Non-native letters to Standard Arabic
Some modified letters are used to represent non-native sounds of Modern Standard Arabic. These letters are used in transliterated names, loanwords and dialectal words.
is considered a native phoneme/allophone in some dialects, e.g. Kuwaiti and Iraqi dialects.
is considered a native phoneme (instead of ) in a number of Levantine and North African dialects and as an allophone in others.
is considered a native phoneme/allophone in most modern Arabic dialects.
Used in languages other than Arabic
Numerals
There are two main kinds of numerals used along with Arabic text; Western Arabic numerals and Eastern Arabic numerals. In most of present-day North Africa, the usual Western Arabic numerals are used. Like Western Arabic numerals, in Eastern Arabic numerals, the units are always right-most, and the highest value left-most. Eastern Arabic numbers are written from left to right.
Letters as numerals
In addition, the Arabic alphabet can be used to represent numbers (Abjad numerals). This usage is based on the order of the alphabet. is 1, is 2, is 3, and so on until = 10, = 20, = 30, ..., = 200, ..., = 1000. This is sometimes used to produce chronograms.
History
The Arabic alphabet can be traced back to the Nabataean script used to write Nabataean Aramaic. The first known text in the Arabic alphabet is a late fourth-century inscription from 50 km east of in Jordan, but the first dated one is a trilingual inscription at Zebed in Syria from 512. However, the epigraphic record is extremely sparse, with only five certainly pre-Islamic Arabic inscriptions surviving, though some others may be pre-Islamic. Later, dots were added above and below the letters to differentiate them. (The Aramaic language had fewer phonemes than the Arabic, and some originally distinct Aramaic letters had become indistinguishable in shape, so that in the early writings 15 distinct letter-shapes had to do duty for 29 sounds; cf. the similarly ambiguous Book Pahlavi.)
The first surviving document that definitely uses these dots is also the first surviving Arabic papyrus (PERF 558), dated April 643, although they did not become obligatory until much later. Important texts were and still are frequently memorized, especially in Qurʾan memorization.
Later still, vowel marks and the hamzah were introduced, beginning some time in the latter half of the 7th century, preceding the first invention of Syriac and Tiberian vocalizations. Initially, this was done by a system of red dots, said to have been commissioned in the Umayyad era by Abu al-Aswad al-Du'ali, a dot above = , a dot below = , a dot on the line = , and doubled dots indicated nunation. However, this was cumbersome and easily confusable with the letter-distinguishing dots, so about 100 years later, the modern system was adopted. The system was finalized around 786 by al-Khalil ibn Ahmad al-Farahidi.
Arabic printing
Medieval Arabic blockprinting flourished from the 10th century until the 14th. It was devoted only to very small texts, usually for use in amulets.
In 1514, following Johannes Gutenberg's invention of the printing press in 1450, Gregorio de Gregorii, a Venetian, published an entire prayer-book in Arabic script; it was entitled Kitab Salat al-Sawa'i and was intended for eastern Christian communities.
Between 1580 and 1586, type designer Robert Granjon designed Arabic typefaces for Cardinal Ferdinando de' Medici, and the Medici Oriental Press published many Christian prayer and scholarly Arabic texts in the late 16th century.
Maronite monks at Maar Quzhay Monastery on Mount Lebanon published the first Arabic books to use movable type in the Middle East. The monks transliterated the Arabic language using Syriac script.
Although Napoleon generally receives credit for introducing the printing press to Egypt during his invasion of that country in 1798, and though he did indeed bring printing presses and Arabic presses to print the French occupation's official newspaper Al-Tanbiyyah "The Courier", printing in the Arabic language started several centuries earlier.
A goldsmith (like Gutenberg) designed and implemented an Arabic-script movable-type printing-press in the Middle East. The Lebanese Melkite monk Abdallah Zakher set up an Arabic printing press using movable type at the monastery of Saint John at the town of Dhour El Shuwayr in Mount Lebanon, the first homemade press in Lebanon using Arabic script. He personally cut the type molds and did the founding of the typeface. The first book came off his press in 1734; this press continued in use until 1899.
Computers
The Arabic alphabet can be encoded using several character sets, including ISO-8859-6, Windows-1256 and Unicode (see links in Infobox above), latter thanks to the "Arabic segment", entries U+0600 to U+06FF. However, none of the sets indicates the form that each character should take in context. It is left to the rendering engine to select the proper glyph to display for each character.
Each letter has a position-independent encoding in Unicode, and the rendering software can infer the correct glyph form (initial, medial, final or isolated) from its joining context. That is the current recommendation. However, for compatibility with previous standards, the initial, medial, final and isolated forms can also be encoded separately.
Unicode
As of Unicode , the Arabic script is contained in the following blocks:
Arabic (0600–06FF, 256 characters)
Arabic Supplement (0750–077F, 48 characters)
Arabic Extended-A (08A0–08FF, 96 characters)
Arabic Extended-B (0870–089F, 41 characters)
Arabic Extended-C (10EC0–10EFF, 3 characters)
Arabic Presentation Forms-A (FB50–FDFF, 631 characters)
Arabic Presentation Forms-B (FE70–FEFF, 141 characters)
Rumi Numeral Symbols (10E60–10E7F, 31 characters)
Indic Siyaq Numbers (1EC70–1ECBF, 68 characters)
Ottoman Siyaq Numbers (1ED00–1ED4F, 61 characters)
Arabic Mathematical Alphabetic Symbols (1EE00—1EEFF, 143 characters)
The basic Arabic range encodes the standard letters and diacritics but does not encode contextual forms (U+0621-U+0652 being directly based on ISO 8859-6). It also includes the most common diacritics and Arabic-Indic digits. U+06D6 to U+06ED encode Qur'anic annotation signs such as "end of ayah" ۖ and "start of rub el hizb" ۞. The Arabic supplement range encodes letter variants mostly used for writing African (non-Arabic) languages. The Arabic Extended-A range encodes additional Qur'anic annotations and letter variants used for various non-Arabic languages.
The Arabic Presentation Forms-A range encodes contextual forms and ligatures of letter variants needed for Persian, Urdu, Sindhi and Central Asian languages. The Arabic Presentation Forms-B range encodes spacing forms of Arabic diacritics, and more contextual letter forms. The Arabic Mathematical Alphabetical Symbols block encodes characters used in Arabic mathematical expressions.
See also the notes of the section on modified letters.
Keyboards
Keyboards designed for different nations have different layouts, so proficiency in one style of keyboard, such as Iraq's, does not transfer to proficiency in another, such as Saudi Arabia's. Differences can include the location of non-alphabetic characters.
All Arabic keyboards allow typing Roman characters, e.g., for the URL in a web browser. Thus, each Arabic keyboard has both Arabic and Roman characters marked on the keys. Usually, the Roman characters of an Arabic keyboard conform to the QWERTY layout, but in North Africa, where French is the most common language typed using the Roman characters, the Arabic keyboards are AZERTY.
To encode a particular written form of a character, there are extra code points provided in Unicode which can be used to express the exact written form desired. The range Arabic presentation forms A (U+FB50 to U+FDFF) contain ligatures while the range Arabic presentation forms B (U+FE70 to U+FEFF) contains the positional variants. These effects are better achieved in Unicode by using the zero-width joiner and zero-width non-joiner, as these presentation forms are deprecated in Unicode and should generally only be used within the internals of text-rendering software; when using Unicode as an intermediate form for conversion between character encodings; or for backwards compatibility with implementations that rely on the hard-coding of glyph forms.
Finally, the Unicode encoding of Arabic is in logical order, that is, the characters are entered, and stored in computer memory, in the order that they are written and pronounced without worrying about the direction in which they will be displayed on paper or on the screen. Again, it is left to the rendering engine to present the characters in the correct direction, using Unicode's bi-directional text features. In this regard, if the Arabic words on this page are written left to right, it is an indication that the Unicode rendering engine used to display them is out of date.
There are competing online tools, e.g. Yamli editor, which allow entry of Arabic letters without having Arabic support installed on a PC, and without knowledge of the layout of the Arabic keyboard.
Handwriting recognition
The first software program of its kind in the world that identifies Arabic handwriting in real time was developed by researchers at Ben-Gurion University (BGU).
The prototype enables the user to write Arabic words by hand on an electronic screen, which then analyzes the text and translates it into printed Arabic letters in a thousandth of a second. The error rate is less than three percent, according to Dr. Jihad El-Sana, from BGU's department of computer sciences, who developed the system along with master's degree student Fadi Biadsy.
See also
Abjad numerals
Ancient South Arabian script
Algerian braille
Arabic braille
Arabic calligraphy
Arabic chat alphabet
Arabic diacritics
Arabic letter frequency
Arabic Mathematical Alphabetic Symbols
Arabic numerals
Arabic phonology
Arabic script – about other languages written in Arabic script
ArabTeX – provides Arabic support for TeX and LaTeX
History of the Arabic alphabet
Kufic
Modern Arabic mathematical notation
Perso-Arabic script
Rasm
Romanization of Arabic
References
Sources
External links
Arabic orthography |
2208 | https://en.wikipedia.org/wiki/Arctic%20fox | Arctic fox | The Arctic fox (Vulpes lagopus), also known as the white fox, polar fox, or snow fox, is a small fox that belongs to the family of Canidae, native to the Arctic regions of the Northern Hemisphere and common throughout the Arctic tundra biome. It is well adapted to living in cold environments, and is best known for its thick, warm fur that is also used as camouflage. It has a large and very fluffy tail. In the wild, most individuals do not live past their first year but some exceptional ones survive up to 11 years. Its body length ranges from , with a generally rounded body shape to minimize the escape of body heat.
The Arctic fox preys on many small creatures such as lemmings, voles, ringed seal pups, fish, waterfowl, and seabirds. It also eats carrion, berries, seaweed, and insects and other small invertebrates. Arctic foxes form monogamous pairs during the breeding season and they stay together to raise their young in complex underground dens. Occasionally, other family members may assist in raising their young. Natural predators of the Arctic fox are golden eagles, Arctic wolves, polar bears, wolverines, red foxes, and grizzly bears.
Behavior
Arctic foxes must endure a temperature difference of up to between the external environment and their internal core temperature. To prevent heat loss, the Arctic fox curls up tightly tucking its legs and head under its body and behind its furry tail. This position gives the fox the smallest surface area to volume ratio and protects the least insulated areas. Arctic foxes also stay warm by getting out of the wind and residing in their dens. Although the Arctic foxes are active year-round and do not hibernate, they attempt to preserve fat by reducing their locomotor activity. They build up their fat reserves in the autumn, sometimes increasing their body weight by more than 50%. This provides greater insulation during the winter and a source of energy when food is scarce.
Reproduction
In the spring, the Arctic fox's attention switches to reproduction and a home for their potential offspring. They live in large dens in frost-free, slightly raised ground. These are complex systems of tunnels covering as much as and are often in eskers, long ridges of sedimentary material deposited in formerly glaciated regions. These dens may be in existence for many decades and are used by many generations of foxes.
Arctic foxes tend to select dens that are easily accessible with many entrances, and that are clear from snow and ice making it easier to burrow in. The Arctic fox builds and chooses dens that face southward towards the sun, which makes the den warmer. Arctic foxes prefer large, maze-like dens for predator evasion and a quick escape especially when red foxes are in the area. Natal dens are typically found in rugged terrain, which may provide more protection for the pups. But, the parents will also relocate litters to nearby dens to avoid predators. When red foxes are not in the region, Arctic foxes will use dens that the red fox previously occupied. Shelter quality is more important to the Arctic fox than the proximity of spring prey to a den.
The main prey in the tundra are lemmings, which is why the white fox is often called the "lemming fox". The white fox's reproduction rates reflect the lemming population density, which cyclically fluctuates every 3–5 years. When lemmings are abundant, the white fox can give birth to 18 pups, but they often do not reproduce when food is scarce. The "coastal fox" or blue fox lives in an environment where food availability is relatively consistent, and they will have up to 5 pups every year.
Breeding usually takes place in April and May, and the gestation period is about 52 days. Litters may contain as many as 25 (the largest litter size in the order Carnivora). The young emerge from the den when 3 to 4 weeks old and are weaned by 9 weeks of age.
Arctic foxes are primarily monogamous and both parents will care for the offspring. When predators and prey are abundant, Arctic foxes are more likely to be promiscuous (exhibited in both males and females) and display more complex social structures. Larger packs of foxes consisting of breeding or non-breeding males or females can guard a single territory more proficiently to increase pup survival. When resources are scarce, competition increases and the number of foxes in a territory decreases. On the coasts of Svalbard, the frequency of complex social structures is larger than inland foxes that remain monogamous due to food availability. In Scandinavia, there are more complex social structures compared to other populations due to the presence of the red fox. Also, conservationists are supplying the declining population with supplemental food. One unique case, however, is Iceland where monogamy is the most prevalent. The older offspring (1-year-olds) often remain within their parent's territory even though predators are absent and there are fewer resources, which may indicate kin selection in the fox.
Diet
Arctic foxes generally eat any small animal they can find, including lemmings, voles, other rodents, hares, birds, eggs, fish, and carrion. They scavenge on carcasses left by larger predators such as wolves and polar bears, and in times of scarcity also eat their feces. In areas where they are present, lemmings are their most common prey, and a family of foxes can eat dozens of lemmings each day. In some locations in northern Canada, a high seasonal abundance of migrating birds that breed in the area may provide an important food source. On the coast of Iceland and other islands, their diet consists predominantly of birds. During April and May, the Arctic fox also preys on ringed seal pups when the young animals are confined to a snow den and are relatively helpless. They also consume berries and seaweed, so they may be considered omnivores. This fox is a significant bird-egg predator, consuming eggs of all except the largest tundra bird species.
Arctic foxes survive harsh winters and food scarcity by either hoarding food or storing body fat subcutaneously and viscerally. At the beginning of winter, one Arctic fox has approximately 14740 kJ of energy storage from fat alone. Using the lowest BMR value measured in Arctic foxes, an average sized fox of would need 471 kJ/day during the winter to survive. In Canada, Arctic foxes acquire from snow goose eggs at a rate of 2.7–7.3 eggs/h and store 80–97% of them. Scats provide evidence that they eat the eggs during the winter after caching. Isotope analysis shows that eggs can still be eaten after a year, and the metabolizable energy of a stored goose egg only decreases by 11% after 60 days; a fresh egg has about 816 kJ. Eggs stored in the summer are accessed the following spring prior to reproduction.
Adaptations
The Arctic fox lives in some of the most frigid extremes on the planet, but they do not start to shiver until the temperature drops to . Among its adaptations for survival in the cold is its dense, multilayered pelage, which provides excellent insulation. Additionally, the Arctic fox is the only canid whose foot pads are covered in fur. There are two genetically distinct coat color morphs: white and blue. The white morph has seasonal camouflage, white in winter and brown along the back with light grey around the abdomen in summer. The blue morph is often a dark blue, brown, or grey color year-round. Although the blue allele is dominant over the white allele, 99% of the Arctic fox population is the white morph. Two similar mutations to MC1R cause the blue color and the lack of seasonal color change. The fur of the Arctic fox provides the best insulation of any mammal.
The fox has a low surface area to volume ratio, as evidenced by its generally compact body shape, short muzzle and legs, and short, thick ears. Since less of its surface area is exposed to the Arctic cold, less heat escapes from its body.
Sensory modalities
The Arctic fox has a functional hearing range between 125 Hz–16 kHz with a sensitivity that is ≤ 60 dB in air, and an average peak sensitivity of 24 dB at 4 kHz. Overall, the Arctic foxes hearing is less sensitive than the dog and the kit fox. The Arctic fox and the kit fox have a low upper-frequency limit compared to the domestic dog and other carnivores. The Arctic fox can easily hear lemmings burrowing under 4-5 inches of snow. When it has located its prey, it pounces and punches through the snow to catch its prey.
The Arctic fox also has a keen sense of smell. They can smell carcasses that are often left by polar bears anywhere from . It is possible that they use their sense of smell to also track down polar bears. Additionally, Arctic foxes can smell and find frozen lemmings under of snow, and can detect a subnivean seal lair under of snow.
Physiology
The Arctic fox contains advantageous genes to overcome extreme cold and starvation periods. Transcriptome sequencing has identified two genes that are under positive selection: Glycolipid transfer protein domain containing 1 (GLTPD1) and V-akt murine thymoma viral oncogene homolog 2 (AKT2). GLTPD1 is involved in the fatty acid metabolism, while AKT2 pertains to the glucose metabolism and insulin signaling.
The average mass specific BMR and total BMR are 37% and 27% lower in the winter than the summer. The Arctic fox decreases its BMR via metabolic depression in the winter to conserve fat storage and minimize energy requirements. According to the most recent data, the lower critical temperature of the Arctic fox is at in the winter and in the summer. It was commonly believed that the Arctic fox had a lower critical temperature below . However, some scientists have concluded that this statistic is not accurate since it was never tested using the proper equipment.
About 22% of the total body surface area of the Arctic fox dissipates heat readily compared to red foxes at 33%. The regions that have the greatest heat loss are the nose, ears, legs, and feet, which is useful in the summer for thermal heat regulation. Also, the Arctic fox has a beneficial mechanism in their nose for evaporative cooling like dogs, which keeps the brain cool during the summer and exercise. The thermal conductivity of Arctic fox fur in the summer and winter is the same; however, the thermal conductance of the Arctic fox in the winter is lower than the summer since fur thickness increases by 140%. In the summer, the thermal conductance of the Arctic foxes body is 114% higher than the winter, but their body core temperature is constant year-round.
One way that Arctic foxes regulate their body temperature is by utilizing a countercurrent heat exchange in the blood of their legs. Arctic foxes can constantly keep their feet above the tissue freezing point () when standing on cold substrates without losing mobility or feeling pain. They do this by increasing vasodilation and blood flow to a capillary rete in the pad surface, which is in direct contact with the snow rather than the entire foot. They selectively vasoconstrict blood vessels in the center of the foot pad, which conserves energy and minimizes heat loss. Arctic foxes maintain the temperature in their paws independently from the core temperature. If the core temperature drops, the pad of the foot will remain constantly above the tissue freezing point.
Size
The average head-and-body length of the male is , with a range of , while the female averages with a range of . In some regions, no difference in size is seen between males and females. The tail is about long in both sexes. The height at the shoulder is . On average males weigh , with a range of , while females average , with a range of .
Taxonomy
Vulpes lagopus is a 'true fox' belonging to the genus Vulpes of the fox tribe Vulpini, which consists of 12 extant species. It is classified under the subfamily Caninae of the canid family Canidae. Although it has previously been assigned to its own monotypic genus Alopex, recent genetic evidence now places it in the genus Vulpes along with the majority of other foxes.
It was originally described by Carl Linnaeus in the 10th edition of Systema Naturae in 1758 as Canis lagopus. The type specimen was recovered from Lapland, Sweden. The generic name vulpes is Latin for "fox". The specific name lagopus is derived from Ancient Greek λαγώς (lagōs, "hare") and πούς (pous, "foot"), referring to the hair on its feet similar to those found in cold-climate species of hares.
Looking at the most recent phylogeny, the Arctic fox and the red fox (Vulpes vulpes) diverged approximately 3.17MYA. Additionally, the Arctic fox diverged from its sister group, the kit fox (Vulpes macrotis), at about 0.9MYA.
Origins
The origins of the Arctic fox have been described by the "out of Tibet" hypothesis. On the Tibetan Plateau, fossils of the extinct ancestral Arctic fox (Vulpes qiuzhudingi) from the early Pliocene (5.08–3.6 MYA) were found along with many other precursors of modern mammals that evolved during the Pliocene (5.3–2.6 MYA). It is believed that this ancient fox is the ancestor of the modern Arctic fox. Globally, the Pliocene was about 2–3 °C warmer than today, and the Arctic during the summer in the mid-Pliocene was 8 °C warmer. By using stable carbon and oxygen isotope analysis of fossils, researchers claim that the Tibetan Plateau experienced tundra-like conditions during the Pliocene and harbored cold-adapted mammals that later spread to North America and Eurasia during the Pleistocene Epoch (2.6 million-11,700 years ago).
Subspecies
Besides the nominate subspecies, the common Arctic fox, V. l. lagopus, four other subspecies of this fox have been described:
Bering Islands Arctic fox, V. l. beringensis
Greenland Arctic fox, V. l. foragoapusis
Iceland Arctic fox, V. l. fuliginosus
Pribilof Islands Arctic fox, V. l. pribilofensis
Distribution and habitat
The Arctic fox has a circumpolar distribution and occurs in Arctic tundra habitats in northern Europe, northern Asia, and North America. Its range includes Greenland, Iceland, Fennoscandia, Svalbard, Jan Mayen (where it was hunted to extinction) and other islands in the Barents Sea, northern Russia, islands in the Bering Sea, Alaska, and Canada as far south as Hudson Bay. In the late 19th century, it was introduced into the Aleutian Islands southwest of Alaska. However, the population on the Aleutian Islands is currently being eradicated in conservation efforts to preserve the local bird population. It mostly inhabits tundra and pack ice, but is also present in Canadian boreal forests (northeastern Alberta, northern Saskatchewan, northern Manitoba, Northern Ontario, Northern Quebec, and Newfoundland and Labrador) and the Kenai Peninsula in Alaska. They are found at elevations up to above sea level and have been seen on sea ice close to the North Pole.
The Arctic fox is the only land mammal native to Iceland. It came to the isolated North Atlantic island at the end of the last ice age, walking over the frozen sea. The Arctic Fox Center in Súðavík contains an exhibition on the Arctic fox and conducts studies on the influence of tourism on the population. Its range during the last ice age was much more extensive than it is now, and fossil remains of the Arctic fox have been found over much of northern Europe and Siberia.
The color of the fox's coat also determines where they are most likely to be found. The white morph mainly lives inland and blends in with the snowy tundra, while the blue morph occupies the coasts because its dark color blends in with the cliffs and rocks.
Migrations and travel
During the winter, 95.5% of Arctic foxes utilize commuting trips, which remain within the fox's home range. Commuting trips in Arctic foxes last less than 3 days and occur between 0–2.9 times a month. Nomadism is found in 3.4% of the foxes, and loop migrations (where the fox travels to a new range, then returns to its home range) are the least common at 1.1%. Arctic foxes in Canada that undergo nomadism and migrations voyage from the Canadian archipelago to Greenland and northwestern Canada. The duration and distance traveled between males and females is not significantly different.
Arctic foxes closer to goose colonies (located at the coasts) are less likely to migrate. Meanwhile, foxes experiencing low-density lemming populations are more likely to make sea ice trips. Residency is common in the Arctic fox population so that they can maintain their territories. Migratory foxes have a mortality rate >3 times higher than resident foxes. Nomadic behavior becomes more common as the foxes age.
In July 2019, the Norwegian Polar Institute reported the story of a yearling female which was fitted with a GPS tracking device and then released by their researchers on the east coast of Spitsbergen in the Svalbard group of islands. The young fox crossed the polar ice from the islands to Greenland in 21 days, a distance of . She then moved on to Ellesmere Island in northern Canada, covering a total recorded distance of in 76 days, before her GPS tracker stopped working. She averaged just over a day, and managed as much as in a single day.
Conservation status
The Arctic fox has been assessed as least concern on the IUCN Red List since 2004. However, the Scandinavian mainland population is acutely endangered, despite being legally protected from hunting and persecution for several decades. The estimate of the adult population in all of Norway, Sweden, and Finland is fewer than 200 individuals. Of these, especially in Finland, the Arctic fox is even classified as critically endangered, because even though the animal was pacified in Finland since 1940, the population has not recovered despite that. As a result, the populations of Arctic fox have been carefully studied and inventoried in places such as the Vindelfjällens Nature Reserve (Sweden), which has the Arctic fox as its symbol.
The abundance of the Arctic fox tends to fluctuate in a cycle along with the population of lemmings and voles (a 3- to 4-year cycle). The populations are especially vulnerable during the years when the prey population crashes, and uncontrolled trapping has almost eradicated two subpopulations.
The pelts of Arctic foxes with a slate-blue coloration were especially valuable. They were transported to various previously fox-free Aleutian Islands during the 1920s. The program was successful in terms of increasing the population of blue foxes, but their predation of Aleutian Canada geese conflicted with the goal of preserving that species.
The Arctic fox is losing ground to the larger red fox. This has been attributed to climate change—the camouflage value of its lighter coat decreases with less snow cover. Red foxes dominate where their ranges begin to overlap by killing Arctic foxes and their kits. An alternative explanation of the red fox's gains involves the gray wolf. Historically, it has kept red fox numbers down, but as the wolf has been hunted to near extinction in much of its former range, the red fox population has grown larger, and it has taken over the niche of top predator. In areas of northern Europe, programs are in place that allow the hunting of red foxes in the Arctic fox's previous range.
As with many other game species, the best sources of historical and large-scale population data are hunting bag records and questionnaires. Several potential sources of error occur in such data collections. In addition, numbers vary widely between years due to the large population fluctuations. However, the total population of the Arctic fox must be in the order of several hundred thousand animals.
The world population of Arctic foxes is thus not endangered, but two Arctic fox subpopulations are. One is on Medny Island (Commander Islands, Russia), which was reduced by some 85–90%, to around 90 animals, as a result of mange caused by an ear tick introduced by dogs in the 1970s. The population is currently under treatment with antiparasitic drugs, but the result is still uncertain.
The other threatened population is the one in Fennoscandia (Norway, Sweden, Finland, and Kola Peninsula). This population decreased drastically around the start of the 20th century as a result of extreme fur prices, which caused severe hunting also during population lows. The population has remained at a low density for more than 90 years, with additional reductions during the last decade. The total population estimate for 1997 is around 60 adults in Sweden, 11 adults in Finland, and 50 in Norway. From Kola, there are indications of a similar situation, suggesting a population of around 20 adults. The Fennoscandian population thus numbers around 140 breeding adults. Even after local lemming peaks, the Arctic fox population tends to collapse back to levels dangerously close to nonviability.
The Arctic fox is classed as a "prohibited new organism" under New Zealand's Hazardous Substances and New Organisms Act 1996, preventing it from being imported into the country.
See also
Arctic rabies virus
References
Further reading
Nowak, Ronald M. (2005). Walker's Carnivores of the World. Baltimore: Johns Hopkins Press. .
External links
State of the Environment Norway: Arctic fox
Smithsonian Institution – North American Mammals: Vulpes lagopus
Photo Gallery by islandsmyndir.is
https://www.britannica.com/animal/Arctic-fox
Fox, arctic
Holarctic fauna
Mammals described in 1758
Mammals of Europe
Mammals of Asia
Mammals of Greenland
Mammals of Iceland
Mammals of North America
Mammals of Russia
Mammals of Canada
Mammals of the United States
Mammals of the Arctic
Taxa named by Carl Linnaeus
Vulpes
Habitats Directive Species |
2210 | https://en.wikipedia.org/wiki/Folklore%20of%20the%20United%20States | Folklore of the United States | American folklore encompasses the folklores that have evolved in the present-day United States since Europeans arrived in the 16th century. While it contains much in the way of Native American tradition, it is not wholly identical to the tribal beliefs of any community of native people.
Folklore consists of legends, music, oral history, proverbs, jokes, popular beliefs, fairy tales, stories, tall tales, and customs that are the traditions of a culture, subculture, or group. It is also the set of practices through which those expressive genres are shared.
Native American folklore
Native American cultures are rich in myths and legends that explain natural phenomena and the relationship between humans and the spirit world. According to Barre Toelken, feathers, beadwork, dance steps and music, the events in a story, the shape of a dwelling, or items of traditional food can be viewed as icons of cultural meaning.
Native American cultures are numerous and diverse. Though some neighboring cultures hold similar beliefs, others can be quite different from one another. The most common myths are the creation myths, which tell a story to explain how the earth was formed, and where humans and other beings came from. Others may include explanations about the Sun, Moon, constellations, specific animals, seasons, and weather. This is one of the ways that many tribes have kept, and continue to keep, their cultures alive; these stories are told as a way of preserving and transmitting the nation, tribe, or band's particular beliefs, history, customs, spirituality, and traditional way of life. According to Barre Toelken, "Stories not only entertain but also embody Native behavioral and ethical values."
Although individual tribes have their own sacred beliefs and myths, many stories have much in common. Myths about floods are almost universal amongst Plains tribes, stories of a flooded earth being restored. There are many "hero stories" immortalising the adventures of heroes with supernatural powers, who right wrongs and defeat evils. Animal tales are common, some explaining how features of certain animals occurred, some using animal characters for narration, and others using animals symbolically. There are also myths where supernatural beings appear in the form of animals, with the bear, elk, eagle, owl, and snake frequently referred to.
Founding myths
The founding of the United States is often surrounded by legends and tall tales. Many stories have developed since the founding long ago to become a part of America's folklore and cultural awareness, and non-Native American folklore especially includes any narrative which has contributed to the shaping of American culture and belief systems. These narratives have varying levels of historical accuracy; the veracity of the stories is not a determining factor.
Christopher Columbus
Christopher Columbus, as a hero and symbol to the then-immigrants, is an important figure in the body of American myth. His status, not unlike most American icons, is representative not of his own accomplishments, but the self-perception of the society which chose him as a hero. Having effected a separation from England and its cultural icons, the United States was left without history—or heroes on which to base a shared sense of their social selves. Washington Irving was instrumental in popularizing Columbus. His version of Columbus' life, published in 1829, was more a romance than a biography. The book was very popular, and contributed to an image of the discoverer as a solitary individual who challenged the unknown sea, as triumphant Americans contemplated the dangers and promise of their own wilderness frontier. As a consequence of his vision and audacity, there was now a land free from kings, a vast continent for new beginnings. In the years following the Revolution the poetic device "Columbia" was used as a symbol of both Columbus and America. King's College of New York changed its name in 1792 to Columbia, and the new capital in Washington was subtitled District of Columbia.
Jamestown
In May 1607, the Susan Constant, the Discovery, and the Godspeed sailed through Chesapeake Bay and thirty miles up the James River settlers built Jamestown, Virginia, England's first permanent colony. Too late in the season to plant crops, many were not accustomed to manual labor. Within a few months, some settlers died of famine and disease. Only thirty-eight made it through their first year in the New World. Captain John Smith, a pirate turned gentleman turned the settlers into foragers and successful traders with the Native Americans, who taught the English how to plant corn and other crops. Smith led expeditions to explore the regions surrounding Jamestown, and it was during one of these that the chief of the Powhatan Native Americans captured Smith. According to an account Smith published in 1624, he was going to be put to death until the chief's daughter, Pocahontas, saved him. From this the legend of Pocahontas sprang forth, becoming part of American folklore, children's books, and movies.
Pilgrims
Plymouth Rock is the traditional site of disembarkation of William Bradford and the Mayflower Pilgrims who founded Plymouth Colony in 1620, and an important symbol in American history. There are no contemporary references to the Pilgrims' landing on a rock at Plymouth. The first written reference to the Pilgrims landing on a rock is found 121 years after they landed. The Rock, or one traditionally identified as it, has long been memorialized on the shore of Plymouth Harbor in Plymouth, Massachusetts. The holiday of Thanksgiving is said to have begun with the Pilgrims in 1621. They had come to America to escape religious persecution, but then nearly starved to death. Some friendly Native Americans, including Squanto, helped the Pilgrims survive through the first winter. The perseverance of the Pilgrims is celebrated during the annual Thanksgiving festival.
Revolutionary War figures
George Washington
George Washington (February 22, 1732 – December 14, 1799), the country's first president, is the most preeminent of American historical and folkloric figures, as he holds the place of "Pater Patriae". Apocryphal stories about Washington's childhood include a claim that he skipped a silver dollar across the Rappahannock River at Ferry Farm. Another tale claims that as a young child, Washington chopped down his father's cherry tree. His angry father confronted the young Washington, who proclaimed "I cannot tell a lie" and admitted to the transgression, thus illuminating his honesty. Parson Mason Locke Weems mentions the first citation of this legend in his 1806 book, The Life of George Washington: With Curious Anecdotes, Equally Honorable to Himself and Exemplary to His Young Countrymen. This anecdote cannot be independently verified. Samuel Clemens, also known as Mark Twain, is also known to have spread the story while lecturing, personalizing it by adding "I have a higher and greater standard of principle. Washington could not lie. I can lie but I won't."
Patrick Henry
Patrick Henry (May 29, 1736 – June 6, 1799) was an attorney, planter and politician who became known as an orator during the movement for independence in Virginia in the 1770s. Patrick Henry is best known for the speech he made in the House of Burgesses on March 23, 1775, in Saint John's Church in Richmond, Virginia. With the House undecided on whether to mobilize for military action against the encroaching British military force, Henry argued in favor of mobilization. Forty-two years later, Henry's first biographer, William Wirt, working from oral histories, tried to reconstruct what Henry said. According to Wirt, Henry ended his speech with words that have since become immortalized: "I know not what course others may take; but as for me, Give me Liberty, or give me Death!" The crowd, by Wirt's account, jumped up and shouted "To Arms! To Arms!". For 160 years Wirt's account was taken at face value. In the 1970s, historians began to question the authenticity of Wirt's reconstruction.
Betsy Ross
Betsy Ross (January 1, 1752 – January 30, 1836) is widely credited with making the first American flag. There is, however, no credible historical evidence that the story is true. Research conducted by the National Museum of American History notes that the story of Betsy Ross making the first American flag for General George Washington entered into American consciousness about the time of the 1876 centennial celebrations. In the 2008 book The Star-Spangled Banner: The Making of an American Icon, Smithsonian experts point out that accounts of the event appealed to Americans eager for stories about the revolution and its heroes and heroines. Betsy Ross was promoted as a patriotic role model for young girls and a symbol of women's contributions to American history.
Other Revolutionary War heroes who became figures of American folklore include: Benedict Arnold, Benjamin Franklin, Nathan Hale, John Hancock, John Paul Jones and Francis Marion.
Tall tales
The tall tale is a fundamental element of American folk literature. The tall tale's origins are seen in the bragging contests that often occurred when men of the American frontier gathered. A tall tale is a story with unbelievable elements, relayed as if it were true and factual. Some such stories are exaggerations of actual events; others are completely fictional tales set in a familiar setting, such as the American Old West, or the beginning of the Industrial Revolution. They are usually humorous or good-natured. The line between myth and tall tale is distinguished primarily by age; many myths exaggerate the exploits of their heroes, but in tall tales, the exaggeration looms large, to the extent of becoming the whole of the story.
Based on historical figures
John Chapman (September 26, 1774 – March 18, 1845), widely known as Johnny Appleseed, was an American pioneer nurseryman who introduced apple trees to large parts of Pennsylvania, Ohio, Indiana, and Illinois. He became an American legend while still alive, largely because of his kind and generous ways, and the symbolic importance he attributed to apples. Johnny Appleseed is remembered in American popular culture by his traveling song or Swedenborgian hymn ("The Lord is good to me...").
Daniel Boone (November 2, 1734 [O.S. October 22] – September 26, 1820) was an American pioneer, explorer, and frontiersman whose frontier exploits made him one of the first folk heroes of the United States.
Davy Crockett (August 17, 1786 – March 6, 1836) was a 19th-century American folk hero, frontiersman, soldier and politician. He is commonly referred to in popular culture by the epithet, "King of the Wild Frontier". He represented Tennessee in the U.S. House of Representatives, served in the Texas Revolution, and died at the Battle of the Alamo.
Mike Fink (c. 1770/1780 – c. 1823) called "king of the keelboaters", was a semi-legendary brawler and river boatman who exemplified the tough and hard-drinking men who ran keelboats up and down the Ohio and Mississippi Rivers.
Martha Jane Canary (May 1, 1852 – August 1, 1903), better known as Calamity Jane, was an American frontierswoman, and professional scout best known for her claim of being an acquaintance of Wild Bill Hickok. She is said to have also exhibited kindness and compassion, especially to the sick and needy. It was from her that Bret Harte took his famous character of Cherokee Sal in The Luck of Roaring Camp.
Jigger Johnson (1871–1935), was a lumberjack and log driver from northern New England who is known for his numerous off-the-job exploits, such as catching bobcats alive with his bare hands, and drunken brawls.
John Henry was an African-American railroad worker who is said to have worked as a "steel-driving man"—a man tasked with hammering a steel drill into rock to make holes for explosives to blast the rock away in constructing a railroad tunnel. According to legend, John Henry's prowess as a steel-driver was measured in a race against a steam-powered hammer, which he won, only to die in victory with his hammer in his hand and his heart giving out from stress. The "Ballad of John Henry" is a musical rendition of his story.
Molly Pitcher was a nickname given to a woman said to have fought in the American Battle of Monmouth, who is generally believed to have been Mary Hays. Since various Molly Pitcher tales grew in the telling, many historians regard Molly Pitcher as folklore rather than history, or suggest that Molly Pitcher may be a composite image inspired by the actions of a number of real women. The name itself may have originated as a nickname given to women who carried water to men on the battlefield during the war.
Other historical figures include Titanic survivor Molly Brown, Wild West showman Buffalo Bill Cody, and sharpshooter Annie Oakley.
Fictional characters
Paul Bunyan is a lumberjack figure in North American folklore and tradition. One of the most famous and popular North American folklore heroes, he is usually described as a giant as well as a lumberjack of unusual skill, and is often accompanied in stories by his animal companion, Babe the Blue Ox. The character originated in folktales circulated among lumberjacks in the Northeastern United States and eastern Canada, first appearing in print in a story published by Northern Michigan journalist James MacGillivray in 1906.
Cordwood Pete is said to be the younger brother of legendary lumberjack Paul Bunyan.
The Lone Ranger is a fictional hero of the west who fought raiders and robbers in the Texas area. The sole survivor of a group of six rangers, he set out to bring the criminals who killed his brother to justice. The Lone Ranger is said to have been based on Bass Reeves by Historian Art Burton but that is in dispute.
Johnny Kaw is a mythical Kansas settler whose exploits created elements of the Kansas landscape and helped establish wheat and sunflowers as major crops. The character dates to the 1955 centennial of Kansas and has been explored in numerous books.
John the Conqueror also known as High John the Conqueror, and many other folk variants, is a folk hero from African-American folklore. John the Conqueror was an African prince who was sold as a slave in the Americas. Despite his enslavement, his spirit was never broken and he survived in folklore as a sort of a trickster figure, because of the tricks he played to evade his masters. Joel Chandler Harris's 'Br'er Rabbit' of the Uncle Remus stories is said to be patterned after High John the Conqueror.
Pecos Bill is an American cowboy, apocryphally immortalized in numerous tall tales of the Old West during American westward expansion into the Southwest of Texas, New Mexico, Southern California, and Arizona
Captain Stormalong was an American folk hero and the subject of numerous nautical-themed tall tales originating in Massachusetts. Stormalong was said to be a sailor and a giant, some 30 feet tall; he was the master of a huge clipper ship known in various sources as either the Courser or the Tuscarora, a ship so tall that it had hinged masts to avoid catching on the moon.
Legendary and folkloric creatures
Bigfoot, also known as "Sasquatch", is the name given to an ape-like creature that some believe inhabit mostly forests in the Pacific Northwest region of, and throughout the entirety of, North America. Bigfoot is usually described as a large, hairy, bipedal humanoid, although descriptions vary depending on location. The height range is about 6 to 10 feet tall with black, dark brown, or dark reddish hair. One of the most famous accounts of Bigfoot is the Patterson-Gimlin film, where a supposedly female Bigfoot marches across the screen with giant strides, turns to face the camera, then marches off up a steep hill and into the forest. There are more than 100 sightings reported yearly. Among these reporters are veterans, campers, hikers, explorers, hunters, and more. There are several websites, podcasts and organizations related to Bigfoot.
Champ is the name given to a reputed lake monster living in Lake Champlain, a natural freshwater lake in North America. The lake crosses the Canada–United States border, located partially in the Canadian province of Quebec and partially in the U.S. states of Vermont and New York. There is no scientific evidence for Champ's existence, though there have been over 300 reported sightings.
Punxsutawney Phil is a semi-mythical groundhog central to the most well-known Groundhog Day ceremony, a Pennsylvania Dutch superstition that claims to predict the arrival of spring. According to tradition, the same groundhog has made predictions ever since the 1800s.
The Jersey Devil is a legendary creature said to inhabit the New Jersey Pine Barrens of Southern New Jersey in the United States. The creature is often described as a flying biped with hooves, but there are many different variations. The most common description is that of a kangaroo-like creature with the face of a horse, the head of a dog, leathery bat-like wings, horns, small arms with clawed hands, red eyes, cloven hooves and a forked tail. It has been reported to move quickly, as to avoid human contact, and often is described as emitting a "blood-curdling scream". The legend goes as such: a woman named Mother Leeds gave birth to her 13th child on a dark, stormy night. Mother Leed is said to be a witch and her 13th child was born the Devil. It soon grew wings and hooves, killed the midwife, and took off into the night.
The White Lady is a type of female ghost reportedly seen in rural areas and associated with some local legend of tragedy. Common to many of them is the theme of losing or being betrayed by a husband or fiancé. They are often associated with an individual family line or said to be a harbinger of death, similar to a banshee.
Mothman is a mythical creature from Point Pleasant, West Virginia described as a large humanoid with glowing red eyes on its face and large bird-like wings with fur covering its body. Mothman has been blamed for the collapse of the Silver Bridge.
The Hodag is a mythical beast that is said to inhabit the forests of Northern Wisconsin, particularly around the city of Rhinelander. The Hodag has a reptilian body with the horns of a bull and is said to have a penchant for mischief.
Old Black Eyes is a spectral hound said to frequent an area known as the Baker Rocks, located near the top of the Black Mountains of North Carolina. Old Black Eyes is said to be the spirit of Jim Baker, who lived at the rocks and was regarded as a witch with supernatural powers by the local mountain people. According to legend, Jim Baker performed some sort of ritual at an old Indian cemetery, near the Black Mountains, where he proceeded to sell his soul to the Devil. The Devil proceeded to turn Baker's pupils "unnaturally black" as a sign of their deal and hell's claim on his soul. Upon his death, Baker was said to take the spirit of a "devil dog", identifiable by the large black pupils of its eyes, that people feared to approach, believing it was surrounded in black magic. It was said the only way to get rid of Old Black Eyes was to draw its picture, pin it to a tree, and then shoot it with a gun.
In North American folklore, Fearsome critters were tall tale animals jokingly said to inhabit the wilderness in or around logging camps, especially in the Great Lakes region. Today, the term may also be applied to similar fabulous beasts.
Other folkloric creatures include the Chupacabra, Jackalope, the Nain Rouge of Detroit, Michigan, Wendigo of Minnesota and Chessie, a legendary sea monster said to live in Chesapeake Bay.
Literature
Santa Claus, also known as Saint Nicholas, Father Christmas, or simply "Santa", is a figure with legendary, mythical, historical and folkloric origins. The modern figure of Santa Claus was derived from the Dutch figure, Sinterklaas, which may, in turn, have its origins in the hagiographical tales concerning the Christian Saint Nicholas. "A Visit from St. Nicholas", also known as "The Night Before Christmas" is a poem first published anonymously in 1823 and generally attributed to Clement Clarke Moore. The poem, which has been called "arguably the best-known verses ever written by an American", is largely responsible for the conception of Santa Claus from the mid-nineteenth century to today, including his physical appearance, the night of his visit, his mode of transportation, the number and names of his reindeer, as well as the tradition that he brings toys to children. The poem has influenced ideas about St. Nicholas and Santa Claus from the United States to the rest of the English-speaking world and beyond. Is There a Santa Claus? was the title of an editorial appearing in the September 21, 1897, edition of The (New York) Sun. The editorial, which included the famous reply "Yes, Virginia, there is a Santa Claus", has become a part of popular Christmas folklore in the United States and Canada.
The Headless Horseman is a fictional character from the short story "The Legend of Sleepy Hollow" by American author Washington Irving. The story, from Irving's collection of short stories, entitled The Sketch Book of Geoffrey Crayon, has worked itself into known American folklore/legend through literature and film.
"Rip Van Winkle" is a short story by the American author Washington Irving, first published in 1819. It follows a Dutch-American villager in colonial America named Rip Van Winkle who meets mysterious Dutchmen, imbibes their liquor and falls asleep in the Catskill Mountains. He awakes 20 years later to a very changed world, having missed the American Revolution.
Inspired by a conversation on nostalgia with his American expatriate brother-in-law, Irving wrote the story while temporarily living in Birmingham, England. It was published in his collection, The Sketch Book of Geoffrey Crayon, Gent. While the story is set in New York's Catskill Mountains near where Irving later took up residence, he admitted, "When I wrote the story, I had never been on the Catskills."
Folk music
Native Americans were the earliest inhabitants of the land that is today known as the United States and played its first music. Beginning in the 17th century, immigrants from the United Kingdom, Ireland, Spain, Germany and France began arriving in large numbers, bringing with them new styles and instruments. African slaves brought musical traditions, and each subsequent wave of immigrants contributes to a melting pot. Folk music includes both traditional music and the genre that evolved from it during the 20th-century folk revival. The term originated in the 19th century but is often applied to music that is older than that.
The earliest American scholars were with The American Folklore Society (AFS), which emerged in the late 1800s. Their studies expanded to include Native American music but still treated folk music as a historical item preserved in isolated societies. In North America, during the 1930s and 1940s, the Library of Congress worked through the offices of traditional music collectors Robert Winslow Gordon, Alan Lomax and others to capture as much North American field material as possible. Lomax was the first prominent scholar to study distinctly American folk music such as that of cowboys and southern blacks. His first major published work was in 1911, Cowboy Songs and Other Frontier Ballads, and was arguably the most prominent US folk music scholar of his time, notably during the beginnings of the folk music revival in the 1930s and early 1940s.
The American folk music revival was a phenomenon in the United States that began during the 1940s and peaked in popularity in the mid-1960s. Its roots went earlier, and performers like Burl Ives, Woody Guthrie, Lead Belly, and Oscar Brand had enjoyed a limited general popularity in the 1930s and 1940s. The revival brought forward musical styles that had, in earlier times, contributed to the development of country & western, jazz, and rock and roll music.
African-American music
Slavery was introduced to the Thirteen Colonies beginning in the early 17th century in Virginia. The ancestors of today's African-American population were brought from hundreds of tribes across West Africa and brought with them certain traits of West African music. This included call and response vocals, complex rhythmic music, syncopated beats, shifting accents, incorporation of hums and moans, which are sounds with no distinct meaning, and a combination of sound and body movements. The African musical focus on rhythmic singing and dancing was brought to the New World, where it became part of a distinct folk culture that helped Africans "retain continuity with their past through music." Along with retaining many African elements, there was also a continuation of instruments. Enslaved Africans would either take with them African instruments or reconstructed them once in the New World. The first slaves in the United States sang work songs and field hollers. However, slave music was used for a variety of reasons. Music was included in religious ceremonies and celebrations, used to coordinate work, and to conceal hidden messages, like when they were commenting on slave owners. African American slave songs can be divided into three groups: religious, work, and recreational songs.
Spirituals
Protestant hymns written mostly by New England preachers became a feature of camp meetings held among devout Christians across the South. Most slaves were typically animists or were a part of some other form of African Religion. To destroy any remnants of African culture or make more people disciples, slaves would be encouraged and taken to church. They became attracted to the grace and freedom that was preached within the church, which was very different from the lives they were living. Slaves would learn the same hymns that their masters sang, and when they came together they developed and sang adapted versions of these hymns, they were called Negro spirituals. It was from these roots, of spiritual songs, work songs, and field hollers, that blues, jazz, and gospel developed. Negro spirituals were primarily expressions of religious faith. These songs provided them a voice for their longing for freedom and to experience it. Around the 1840s, slaves knew that in the northern states, slavery was illegal, and some northerners wanted the complete abolishment of slavery. So when they sang about heaven, it was also about possibly escaping north. In the early 19th century the Underground Railroad was developed, containing a network of secret routes and safe houses, and it greatly impacted slaves' religious music. When there was any mention of trains, stations, etc. in spirituals they were directly referencing the Underground Railroad, such as the song "Swing Low, Sweet Chariot". These songs were designed so that slave owners thought that slaves were only singing about heaven.
Work songs
Work Songs at least had two functions: one to benefit the slaves and another to benefit overseers. When a group of slaves had to work together on a hard task, like carrying a heavy load, singing would provide a rhythm that allowed them to coordinate their movements. When picking crops, music was not necessary, but when there was silence it would be uncomfortable for the overseers. Even though there was a presence of melancholy in songs, Southern slave owners would interpret that their slaves were happy and content, possibly because of their singing.
Recreational songs
Even if slave owners attempted to forbid things like drums or remnants of African culture, they did not seem to mind them learning European instruments and music. In some cases, black string players would be invited to play to entertain white audiences. Between the week of Christmas and New Years’, owners would give their slaves a holiday. This provided a chance for slave families who had different masters to come together, otherwise, they would not go anywhere. Some slaves would craft items, but masters detested industrious slaves. So most slaves would spend their recreational time doing other things, like dancing and singing. Masters approved of such activities, but they may not have listened carefully to the songs that were performed.
Folk songs
The original Thirteen Colonies of the United States were all former British possessions, and Anglo culture became a major foundation for American folk and popular music. Many American folk songs are identical to British songs in arrangements, but with new lyrics, often as parodies of the original material. Anglo-American traditional music also includes a variety of broadside ballads, humorous stories and tall tales, and disaster songs regarding mining, shipwrecks and murder.
Folk songs may be classified by subject matter, such as: drinking songs, sporting songs, train songs, work songs, war songs, and ballads.
The Star-Spangled Banner's tune was adapted from an old English drinking song by John Stafford Smith called "To Anacreon in Heaven."
"The Ballad of Casey Jones" is a traditional song about railroad engineer Casey Jones and his death at the controls of the train he was driving. It tells of how Jones and his fireman Sim Webb raced their locomotive to make up for lost time, but discovered another train ahead of them on the line, and how Jones remained on board to try to stop the train as Webb jumped to safety.
"When Johnny Comes Marching Home" (sometimes "When Johnny Comes Marching Home Again") is a popular song of the American Civil War that expressed people's longing for the return of their friends and relatives who were fighting in the war. The Irish anti-war song "Johnny I Hardly Knew Ye" and "When Johnny Comes Marching Home" share the same melodic material. Based on internal textual references, "Johnny I Hardly Knew Ye" apparently dates from the early 1820s, while When Johnny Comes Marching Home was first published in 1863. "Johnny I Hardly Knew Ye" is a popular traditional Irish anti-war and anti-recruiting song. It is generally dated to the early 19th century, when soldiers from Athy, County Kildare served the British East India Company.
"Oh My Darling, Clementine" (1884) is an American western folk ballad believed to have been based on another song called Down by the River Liv'd a Maiden (1863). The words are those of a bereaved lover singing about his darling, the daughter of a miner in the 1849 California Gold Rush. He loses her in a drowning accident. The song plays during the opening credits for the highly acclaimed John Ford movie "My Darling Clementine". It also runs as a background score all through the movie.
The Yellow Rose of Texas is a traditional folk song. The original love song has become associated with the legend that Emily D. West, a biracial indentured servant, "helped win the Battle of San Jacinto, the decisive battle in the Texas Revolution".
"Take Me Out to the Ball Game" is a 1908 Tin Pan Alley song by Jack Norworth and Albert Von Tilzer which has become the unofficial anthem of baseball, although neither of its authors had attended a game prior to writing the song. The song is traditionally sung during the seventh-inning stretch of a baseball game. Fans are generally encouraged to sing along.
Other American folksongs include: "She'll Be Coming 'Round the Mountain", "Skewball", "Big Bad John", "Stagger Lee", "Camptown Races" and "The Battle Hymn of the Republic".
Sea shanties
Work songs sung by sailors between the 18th and 20th centuries are known as sea shanties. The shanty was a distinct type of work song, developed especially in American-style merchant vessels that had come to prominence in decades prior to the American Civil War. These songs were typically performed while adjusting the rigging, raising anchor, and other tasks where men would need to pull in rhythm. These songs usually have a very punctuated rhythm precisely for this reason, along with a call-and-answer format. Well before the 19th century, sea songs were common on rowing vessels. Such songs were also very rhythmic in order to keep the rowers together.
They were notably influenced by songs of African Americans, such as those sung whilst manually loading vessels with cotton in ports of the southern United States. The work contexts in which African-Americans sang songs comparable to shanties included: boat-rowing on rivers of the southeastern U.S. and Caribbean; the work of stokers or "firemen", who cast wood into the furnaces of steamboats plying great American rivers;and stevedoring on the U.S. eastern seaboard, the Gulf Coast, and the Caribbean—including "cotton-screwing": the loading of ships with cotton in ports of the American South. During the first half of the 19th century, some of the songs African Americans sang also began to appear in use for shipboard tasks, i.e. as shanties.
Shanty repertoire borrowed from the contemporary popular music enjoyed by sailors, including minstrel music, popular marches, and land-based folk songs, which were adapted to suit musical forms matching the various labor tasks required to operate a sailing ship. Such tasks, which usually required a coordinated group effort in either a pulling or pushing action, included weighing anchor and setting sail.
"Poor Paddy Works on the Railway" is a popular Irish and American folk song. Historically, it was often sung as a sea chanty. The song portrays an Irish worker working on a railroad. There are numerous titles of the song including, "Pat Works on the Railway" and "Paddy on the Railway". "Paddy Works on the Erie" is another version of the song. "Paddy on the Railway" is attested as a chanty in the earliest known published work to use the word "chanty", G. E. Clark's Seven Years of a Sailor's Life (1867). Clark recounted experiences fishing on the Grand Banks of Newfoundland, in a vessel out of Provincetown, Mass. c. 1865–66. At one point, the crew is getting up the anchor in a storm, by means of a pump-style windlass. One of the chanties the men sing while performing this task is mentioned by title, "Paddy on the Railway."
Shaker music
The Shakers is a religious sect founded in 18th-century England upon the teachings of Ann Lee. Shakers today are most known for their cultural contributions, especially style of music and furniture. The Shakers composed thousands of songs, and also created many dances; both were an important part of the Shaker worship services. In Shaker society, a spiritual "gift" could also be a musical revelation, and they considered it important to record musical inspirations as they occurred. "Simple Gifts" was composed by Elder Joseph Brackett and originated in the Alfred Shaker community in Maine in 1848. Aaron Copland's iconic 1944 ballet score Appalachian Spring, uses the now famous Shaker tune "Simple Gifts" as the basis of its finale.
Folk dancing
Folk dances of British origin include the square dance, descended from the quadrille, combined with the American innovation of a caller instructing the dancers. The religious communal society known as the Shakers emigrated from England during the 18th century and developed their own folk dance style.
Locations and landmarks
the "Lost Colony" of Roanoke Island: In 1587, Sir Walter Raleigh recruited over 100 men, women and children to journey from England to Roanoke Island on North Carolina's coast and establish the first English settlement in America under the direction of John White as governor. Virginia Dare (born August 18, 1587) was the first child born in the Americas to English parents, Ananias and Eleanor White Dare in the short-lived Roanoke Colony. The fact of her birth is known because the governor of the settlement, Virginia Dare's grandfather, John White, returned to England in 1587 to seek fresh supplies. When White eventually returned three years later, Virginia and the other colonists were gone. During the past four hundred years, Virginia Dare has become a prominent figure in American myth and folklore, symbolizing different things to different groups of people. She is the subject of a poem (Peregrine White and Virginia Dare) by Rosemary and Stephen Vincent Benét, and the North Carolina Legend of the White Doe. While often cited as an indigenous legend, the white doe seems to have its roots in English folklore. White deer are common in English legends and often used as symbols of Christian virtue. A similar story of a young girl transformed into a white deer can be found in Yorkshire, where it formed the basis for Wordsworth's poem The White Doe of Rylstone. In the four centuries since their disappearance, the Roanoke colonists have been the subject of a mystery that still challenges historians and archaeologists as one of America's oldest.
Bennington Triangle is an area of southwestern Vermont within which a number of people went missing between 1945 and 1950. The area shares characteristics with the Bridgewater Triangle in Southeastern Massachusetts.
The Bridgewater Triangle is an area of about 200 square miles (520 km2) within southeastern Massachusetts in the United States, claimed to be a site of alleged paranormal phenomena, ranging from UFOs to poltergeists, orbs, balls of fire and other spectral phenomena, various bigfoot-like sightings, giant snakes and thunderbirds. The term was coined by New England based cryptozoologist Loren Coleman.
Times Square is a major commercial intersection in Midtown Manhattan, New York City, at the junction of Broadway and Seventh Avenue and stretching from West 42nd to West 47th Streets. Times Square – iconified as "The Crossroads of the World" is the brightly illuminated hub of the Broadway Theater District. Formerly Longacre Square, Times Square was renamed in April 1904 after The New York Times moved its headquarters to the newly erected Times Building site of the annual ball drop on New Year's Eve. The northern triangle of Times Square is technically Duffy Square, dedicated in 1937 to Chaplain Francis P. Duffy of New York City's "Fighting 69th" Infantry Regiment; a memorial to Duffy is located there, along with a statue of George M. Cohan. The Duffy Statue and the square were listed on the National Register of Historic Places in 2001.
Empire State Building is a 102-story skyscraper located in New York City at the intersection of Fifth Avenue and West 34th Street. Its name is derived from the nickname for New York, the Empire State. It stood as the world's tallest building for 40 years, from its completion in 1931. The Empire State Building is generally thought of as an American cultural icon. The project involved 3,400 workers, mostly immigrants from Europe, along with hundreds of Mohawk ironworkers, many from the Kahnawake reserve near Montreal. Perhaps the most famous popular culture representation of the building is in the 1933 film King Kong, in which the title character, a giant ape, climbs to the top to escape his captors but falls to his death after being attacked by airplanes. The 1957 romantic drama film An Affair to Remember involves a couple who plan to meet atop the Empire State Building, a rendezvous that is averted by an automobile accident. The 1993 film Sleepless in Seattle, a romantic comedy partially inspired by An Affair to Remember, climaxes with a scene at the Empire State observatory.
Other locations and landmarks that have become part of American folklore include: Independence Hall, Monument Valley, Ellis Island, Hoover Dam, Pearl Harbor, the Vietnam War Memorial, and the Grand Canyon.
Cultural icons
The Liberty Bell is an iconic symbol of American independence, located in Philadelphia, Pennsylvania. The bell was commissioned from the London firm of Lester and Pack in 1752, and was cast with the lettering (part of Leviticus 25:10) "Proclaim LIBERTY throughout all the land unto all the inhabitants thereof." In the 1830s, the bell was adopted as a symbol by abolitionist societies, who dubbed it the "Liberty Bell". It acquired its distinctive large crack sometime in the early 19th century—a widespread story claims it cracked while ringing after the death of Chief Justice John Marshall in 1835.
The Statue of Liberty a colossal neoclassical sculpture on Liberty Island in New York Harbor, designed by Frédéric Bartholdi and dedicated on October 28, 1886. The statue, a gift to the United States from the people of France, is of a robed female figure representing Libertas, the Roman goddess of freedom, who bears a torch and a tablet upon which is inscribed the date of the American Declaration of Independence, July 4, 1776. The statue is an icon of freedom and of the United States: a welcoming signal to immigrants arriving from abroad.
Uncle Sam (initials U.S.) is a common national personification of the American government and came into use during the War of 1812. According to legend, Samuel Wilson, a meatpacker in New York, supplied rations for the soldiers and stamped the letters U.S. on the boxes, which stood for United States but was jokingly said to be the initials of Uncle Sam. An Uncle Sam is mentioned as early as 1775, in the original "Yankee Doodle" lyrics of the Revolutionary War . "Columbia", who first appeared in 1738 and sometimes was associated with liberty, is the personification of the American nation, while Uncle Sam is a personification of the government; they are some times shown working together or disputing with one another over political issues, especially in the political cartoons of Puck. With the American Revolutionary War came Brother Jonathan as a personification of the American Everyman; but it wasn't until after the War of 1812 Uncle Sam appeared. Brother Jonathan saw full literary development into the personification of American national character through the 1825 novel Brother Jonathan by John Neal.
Shark Mouth nose art on military aircraft: Although originally from Austria this stylistic design was applied to the American Volunteer Group in Asia known more commonly as "The Flying Tigers". This design was painted on the units' P-40 fighters around the large air intake near the front of the plane. This image has since been placed on various aircraft such as American UH-1 and AH-1 helicopters during the Vietnam War as well as the modern-day A-10 Thunderbolt II, A-29 Supertucano and AT-6 Wolverine, and other vehicles both military and civilian alike.
Other cultural icons include Rosie the Riveter, the United States Constitution, the Colt Single Action Army, Smokey Bear, the Boeing B-52 Stratofortress, and apple pie.
History
Historical events that form a part of American folklore include: the Boston Massacre, the Boston Tea Party, Paul Revere's Ride, the Battle of the Alamo, the Salem witch trials, the Gunfight at the O.K. Corral, the California Gold Rush, the Battle of the Little Bighorn, the Battle of Gettysburg, the Attack on Pearl Harbor, and the September 11th attacks.
See also
Black Heritage Trail
John C. Campbell Folk School
Seeing the elephant
References
Further reading
Coffin, Tristram P.; Cohen, Hennig, (editors), Folklore in America; tales, songs, superstitions, proverbs, riddles, games, folk drama and folk festivals, Garden City, N.Y. : Doubleday, 1966. Selections from the Journal of American folklore.
—the evolution of the Elephant Riddle that entered U.S. folklore in California in 1963
Cox, William T. with Latin Classifications by George B. Sudworth. Fearsome Creatures of the Lumberwoods. (Washington, D.C.: Judd & Detweiler Inc., 1910)
External links
American Folklore Society
American Myth Today: O Brother, Where Art Thou? American Studies at the University of Virginia
United States |
2215 | https://en.wikipedia.org/wiki/Sid%20Meier%27s%20Alpha%20Centauri | Sid Meier's Alpha Centauri | Sid Meier's Alpha Centauri is a 4X video game, considered a spiritual sequel to the Civilization series. Set in a science fiction depiction of the 22nd century, the game begins as seven competing ideological factions land on the planet Chiron ("Planet") in the Alpha Centauri star system. As the game progresses, Planet's growing sentience becomes a formidable obstacle to the human colonists.
Sid Meier, designer of Civilization, and Brian Reynolds, designer of Civilization II, developed Alpha Centauri after they left MicroProse to join with Jeff Briggs in creating a new video game developer: Firaxis Games. Electronic Arts released both Alpha Centauri and its expansion, Sid Meier's Alien Crossfire, in 1999. The following year, Aspyr Media ported both titles to Classic Mac OS while Loki Software ported them to Linux.
Alpha Centauri features improvements on Civilization IIs game engine, including simultaneous multiplay, social engineering, climate, customizable units, alien native life, additional diplomatic and spy options, additional ways to win, and greater mod-ability. Alien Crossfire introduces five new human and two non-human factions, as well as additional technologies, facilities, secret projects, native life, unit abilities, and a victory condition.
The game received wide critical acclaim, being compared favorably to Civilization II. Critics praised its science fiction storyline (comparing the plot to works by Stanley Kubrick, Frank Herbert, Arthur C. Clarke, and Isaac Asimov), the in-game writing, the voice acting, the user-created custom units, and the depth of the technology tree. Alpha Centauri also won several awards for best game of the year and best strategy game of the year.
Synopsis
Setting
Space-race victories in the Civilization series conclude with a journey to Alpha Centauri. Beginning with that premise the Alpha Centauri narrative starts in the 22nd century, after the United Nations sends "Unity", a colonization mission, to Alpha Centauri's planet Chiron ("Planet"). Unbeknownst to humans, advanced extraterrestrials ("Progenitors") had been conducting experiments in vast distributed nervous systems, culminating in a planetary biosphere-sized presentient nervous system ("Manifold") on Chiron, leaving behind monoliths and artifacts on Planet to guide and examine the system's growth. Immediately prior to the start of the game, a reactor malfunction on the Unity spacecraft wakes the crew and colonists early and irreparably severs communications with Earth. After the captain is assassinated, the most powerful leaders on board build ideological factions with dedicated followers, conflicting agendas for the future of mankind, and "desperately serious" commitments. As the ship breaks up, seven escape pods, each containing a faction, are scattered across Planet.
In the Alien Crossfire expansion pack, players learn that alien experiments led to disastrous consequences at Tau Ceti, creating a hundred-million-year evolutionary cycle that ended with the eradication of most complex animal life in several neighboring inhabited star systems. After the disaster (referred to by Progenitors as "Tau Ceti Flowering"), the Progenitors split into two factions: Manifold Caretakers, opposed to further experimentation and dedicated to preventing another Flowering; and Manifold Usurpers, favoring further experimentation and intending to induce a controlled Flowering in Alpha Centauris Planet. In Alien Crossfire, these factions compete along with the human factions for control over the destiny of Planet.
Characters and factions
The game focuses on the leaders of seven factions, chosen by the player from the 14 possible leaders in Alpha Centauri and Alien Crossfire, and Planet (voiced by Alena Kanka). The characters are developed from the faction leaders' portraits, the spoken monologues accompanying scientific discoveries and the "photographs in the corner of a commlink – home towns, first steps, first loves, family, graduation, spacewalk." The leaders in Alpha Centauri comprise: Lady Deirdre Skye, a Scottish activist (voiced by Carolyn Dahl), of Gaia's Stepdaughters; Chairman Sheng-Ji Yang, a Chinese Legalist official (voiced by Lu Yu), of the Human Hive; Academician Prokhor Zakharov, a Russian academic (voiced by Yuri Nesteroff) of the University of Planet; CEO Nwabudike Morgan, a Namibian businessman (voiced by Regi Davis), of Morgan Industries; Colonel Corazon Santiago, an American militiawoman (voiced by Wanda Niño) of the Spartan Federation; Sister Miriam Godwinson, an American minister and social psychologist (voiced by Gretchen Weigel), of the Lord's Believers; and Commissioner Pravin Lal, an Indian surgeon and diplomat (voiced by Hesh Gordon), of the Peacekeeping Forces.
The player controls one of the leaders and competes against the others to colonize and conquer Planet. The Datalinks (voiced by Robert Levy and Katherine Ferguson) are minor characters who provide information to the player. Each faction excels at one or two important aspects of the game and follows a distinct philosophical belief, such as technological utopianism, Conclave Christianity, "free-market" capitalism, militarist survivalism, Chinese Legalism, U.N. Charter humanitarianism, or Environmentalist Gaia philosophy. The game takes place on Planet, with its "rolling red ochre plains" and "bands of lonely terraformed green".
The seven additional faction leaders in Alien Crossfire are Prime Function Aki Zeta-Five, a Norwegian research assistant-turned-cyborg (voiced by Allie Rivenbark), of The Cybernetic Consciousness; Captain Ulrik Svensgaard, an American fisherman and naval officer (voiced by James Liebman), of The Nautilus Pirates; Foreman Domai, an Australian labor leader (voiced by Frederick Serafin), of The Free Drones; Datajack Sinder Roze, a Trinidadian hacker (voiced by Christine Melton), of The Data Angels; Prophet Cha Dawn, a human born on Planet (voiced by Stacy Spenser) of The Cult of Planet; Guardian Lular H'minee, a Progenitor leader (voiced by Jeff Gordon), of The Manifold Caretakers; and Conqueror Judaa Maar, a Progenitor leader (voiced by Jeff Gordon), of The Manifold Usurpers.
Plot
The story unfolds via the introduction video, explanations of new technologies, videos obtained for completing secret projects, interludes, and cut-scenes. The native life consists primarily of simple wormlike alien parasites and a type of red fungus that spreads rapidly via spores. The fungus is difficult to traverse, provides invisibility for the enemy, provides few resources, and spawns "mindworms" that attack population centres and military units by neurally parasitising them. Mindworms can eventually be captured and bred in captivity and used as terroristic bioweapons, and the player eventually discovers that the fungus and mindworms can think collectively.
A voice intrudes into the player's dreams and soon waking moments, threatening more attacks if the industrial pollution and terraforming by the colonists is not reversed. The player discovers that Planet is a dormant semi-sentient hive organism that will soon experience a metamorphosis which will destroy all human life. To counter this threat, the player or a computer faction builds "The Voice of Alpha Centauri" secret project, which artificially links Planet's distributed nervous system into the human Datalinks, delaying Planet's metamorphosis into full self-awareness but incidentally increasing its ultimate intelligence substantially by giving it access to all of humanity's accumulated knowledge. Finally, the player or a computer faction embraces the "Ascent to Transcendence" in which humans too join their brains with the hive organism in its metamorphosis to godhood. Thus, Alpha Centauri closes "with a swell of hope and wonder in place of the expected triumphalism", reassuring "that the events of the game weren't the entirety of mankind's future, but just another step."
Gameplay
Alpha Centauri, a turn-based strategy game with a science fiction setting, is played from an isometric perspective. Many game features from Civilization II are present, but renamed or slightly tweaked: players establish bases (Civilization II's cities), build facilities (buildings) and secret projects (Wonders of the World), explore territory, research technology, and conquer other factions (civilizations). In addition to conquering all non-allied factions, players may also win by obtaining votes from three quarters of the total population (similar to Civilization IVs Diplomatic victory), "cornering the Global Energy Market", completing the Ascent to Transcendence secret project, or for alien factions, constructing six Subspace Generators.
The main map (the upper two thirds of the screen) is divided into squares, on which players can establish bases, move units and engage in combat. Through terraforming, players may modify the effects of the individual map squares on movement, combat and resources. Resources are used to feed the population, construct units and facilities, and supply energy. Players can allocate energy between research into new technology and energy reserves. Unlike Civilization II, new technology grants access to additional unit components rather than pre-designed units, allowing players to design and re-design units as their factions' priorities shift. Energy reserves allow the player to upgrade units, maintain facilities, and attempt to win by the Global Energy Market scenario. Bases are military strongpoints and objectives that are vital for all winning strategies. They produce military units, house the population, collect energy, and build secret projects and Subspace Generators. Facilities and secret projects improve the performance of individual bases and of the entire faction.
In addition to terraforming, optimizing individual base performance and building secret projects, players may also benefit their factions through social engineering, probe teams, and diplomacy. Social engineering modifies the ideologically based bonuses and penalties forced by the player's choice of faction. Probe teams can sabotage and steal information, units, technology, and energy from enemy bases, while diplomacy lets the player create coalitions with other factions. It also allows the trade or transfer of units, bases, technology and energy. The Planetary Council, similar to the United Nations Security Council, takes Planet-wide actions and determines population victories.
In addition to futuristic technological advances and secret projects, the game includes alien life, structures and machines. "Xenofungus" and "sea fungus" provide movement, combat, and resource penalties, as well as concealment for "mind worms" and "spore launchers". Immobile "fungal towers" spawn native life. Native life, including the seaborne "Isles of the Deep" and "Sealurks" and airborne "Locusts of Chiron", use psionic combat, an alternate form of combat which ignores weapons and armor. Monoliths repair units and provide resources; artifacts yield new technology and hasten secret projects; landmarks provide resource bonuses; and random events add danger and opportunity. Excessive development leads to terraforming-destroying fungus blooms and new native life.
Alpha Centauri provides a single player mode and supports customization and multiplayer. Players may customize the game by choosing options at the beginning of the game, using the built-in scenario and map editors, and modifying Alpha Centauris game files. In addition to a choice of seven (or 14 in Alien Crossfire) factions, pre-game options include scenario game, customized random map, difficulty level, and game rules that include victory conditions, research control, and initial map knowledge. The scenario and map editors allow players to create customized scenarios and maps. The game's basic rules, diplomatic dialog, and the factions' starting abilities are in text files, which "the designers have done their best to make it reasonably easy to modify..., even for non-programmers." Alpha Centauri supports play by email ("PBEM") and TCP/IP mode featuring simultaneous movement, and introduces direct player-to-player negotiation, allowing the unconstrained trade of technology, energy, maps, and other elements.
Development
Inspirations
In 1996, MicroProse released the lauded Civilization II, designed by Brian Reynolds. Spectrum Holobyte who owned MicroProse at the time, opted to consolidate their business under the MicroProse name, moving the company from Maryland to California by the time the game shipped, and laying off several MicroProse employees. Disagreements between the new management and its employees prompted Reynolds, Jeff Briggs, and Sid Meier (designer of the original Civilization) to leave MicroProse and found Firaxis. Although unable to use the same intellectual property as Civilization II, the new company felt that players wanted "a new sweeping epic of a turn-based game". Having just completed a game of human history up to the present, they wanted a fresh topic and chose science fiction.
With no previous experience in science fiction games, the developers believed future history was a fitting first foray. For the elements of exploring and terraforming an alien world, they chose a plausible near future situation of a human mission to colonize the solar system's nearest neighbour and human factions. Reynolds researched science fiction for the game's writing. His inspiration included "classic works of science fiction", including Frank Herbert's The Jesus Incident and Hellstrom's Hive, A Fire Upon the Deep by Vernor Vinge, and The Mote in God's Eye by Larry Niven and Jerry Pournelle for alien races; Kim Stanley Robinson's Red Mars, Slant by Greg Bear, and Stephen R. Donaldson's The Real Story for future technology and science; and Dune by Herbert and Bear's Anvil of Stars for negative interactions between humans.
Alpha Centauri set out to capture the whole sweep of humanity's future, including technology, futuristic warfare, social and economic development, the future of the human condition, spirituality, and philosophy. Reynolds also said that "getting philosophy into the game" was one of the attractions of the game. Believing good science fiction thrives on constraint, the developers began with near-future technologies. As they proceeded into the future, they tried to present a coherent, logical, and detailed picture of future developments in physics, biology, information technology, economics, society, government, and philosophy. Alien ecologies and mysterious intelligences were incorporated into Alpha Centauri as external "natural forces" intended to serve as flywheels for the backstory and a catalyst for many player intelligences. Chris Pine, creator of the in-game map of Planet, strove to make Planet look like a real planet, which resulted in evidence of tectonic action. Another concern was that Planet matched the story, which resulted in the fungus being connected across continents, as it is supposed to be a gigantic neural network.
Terraforming is a natural outgrowth of colonizing an alien world. The first playable prototype was just a map generator that tested climate changes during the game. This required the designers to create a world builder program and climatic model far more powerful than anything they'd done before. Temperature, wind, and rainfall patterns were modeled in ways that allow players to make changes: for example, creating a ridge-line and then watching the effects. In addition to raising terrain, the player can also divert rivers, dig huge boreholes into the planet's mantle, and melt ice caps.
In addition to scientific advances, the designers speculated on the future development of human society. The designers allow the player to decide on a whole series of value choices and choose a "ruthless", "moderate", or "idealistic" stance. Reynolds said the designers don't promote a single "right" answer, instead giving each value choice positive and negative consequences. This design was intended to force the player to "think" and make the game "addictive". He also commented that Alpha Centauris fictional nature allowed them to draw their characters "a lot more sharply and distinctly than the natural blurring and greyness of history".
Chiron, the name of the planet, is the name of the only non-barbaric centaur in Greek mythology and an important loregiver and teacher for humanity. The name also pays homage to James P. Hogan's 1982 space opera novel Voyage from Yesteryear, in which a human colony is artificially planted by an automatic probe on a planet later named by colonists as Chiron. In the game, Chiron has two moons, named after the centaurs Nessus and Pholus, with the combined tidal force of Earth's Moon, and is the second planet out from Alpha Centauri A, the innermost planet being the Mercury-like planet named after the centaur Eurytion. Alpha Centauri B is also dubbed Hercules, a reference to him killing several centaurs in mythology, and the second star preventing the formation of larger planets. The arrival on Chiron is referred to as "Planetfall", which is a term used in many science fiction novels, including Robert A. Heinlein's Future History series, and Infocom's celebrated comic interactive fiction adventure Planetfall. Vernor Vinge's concept of technological singularity is the origin of the Transcendence concept. The game's cutscenes use montages of live-action video, CGI, or both; most of the former is from the 1992 experimental documentary Baraka.
Alpha Centauri
In July 1996, Firaxis began work on Alpha Centauri, with Reynolds heading the project. Meier and Reynolds wrote playable prototype code and Jason Coleman wrote the first lines of the development libraries. Because the development of Gettysburg took up most of Firaxis' time, the designers spent the first year prototyping the basic ideas. By late 1996, the developers were playing games on the prototype, and by the middle of the next year, they were working on a multiplayer engine. Although Firaxis intended to include multiplayer support in its games, an important goal was to create games with depth and longevity in single-player mode because they believed that the majority of players spend most of their time playing this way. Reynolds felt that smart computer opponents are an integral part of a classic computer game, and considered it a challenge to make them so. Reynolds' previous games omitted internet support because he believed that complex turn-based games with many player options and opportunities for player input are difficult to facilitate online.
Reynolds said that the most important principle of game design is for the designer to play the game as it is developed; Reynolds claimed that this was how a good artificial intelligence (AI) was built. To this end, he would track the decisions he made and why he made them as he played the game. The designer also watched what the computer players did, noting "dumb" actions and trying to discover why the computer made them. Reynolds then taught the computer his reasoning process so the AI could find the right choice when presented several attractive possibilities. He said the AI for diplomatic personalities was the best he had done up to that point.
Doug Kaufman, a co-designer of Civilization II, was invited to join development as a game balancer. Reynolds cited the Alpha Centauris balance for the greater sense of urgency and the more pressing pacing than in his earlier game, Sid Meier's Colonization. According to producer Timothy Train, in designing the strengths and weaknesses of the factions, the goal was to suggest, without requiring, certain strategies and give the player interesting and fun things to do without unbalancing the game. He didn't want a faction to be dependent on its strength or a faction's power to be dominant over the rest. Train felt that fun meant the factions always have something fun to do with their attributes.
Around the summer of 1997, the staff began research on the scientific realities involved in interstellar travel. In late 1997, Bing Gordon—then Chief Creative Officer of Electronic Arts—joined the team, and was responsible for the Planetary Council, extensive diplomacy, and landmarks. A few months before the 1998 Electronic Entertainment Expo (E3), the team incorporated the Explore/Discover/Build/Conquer marketing campaign into the game. The game was announced in May 1998 at E3.
In the latter half of 1998, the team produced a polished and integrated interface, wrote the game manual and foreign language translations, painted the faction leader portraits and terrain, built the 3D vehicles and vehicle parts, and created the music. Michael Ely directed the Secret Project movies and cast the faction leaders. 25 volunteers participated in Firaxis' first public beta test. The beta testers suggested the Diplomatic and Economic victories and the Random Events.
The design team started with a very simple playable game. They strengthened the "fun" aspects and fixed or removed the unenjoyable ones, a process Sid Meier called "surrounding the fun". After the revision, they played it again, repeating the cycle of revision and play. Playing the game repeatedly and in-depth was a rule at Firaxis. In the single-player mode, the team tried extreme strategies to find any sure-fire paths to victory and to see how often a particular computer faction ends up at the bottom. The goal was a product of unprecedented depth, scope, longevity, and addictiveness, where the player is always challenged by the game to come up with new strategies with no all-powerful factions or unstoppable tactics. According to Reynolds, the process has been around since Sid Meier's early days at Microprose. At Firaxis, as iterations continue, they expand the group giving feedback, bringing in outside gamers with fresh perspectives. Alpha Centauri was the first Firaxis game with public beta testers.
Finally, Brian Reynolds discussed the use of the demo in the development process. Originally a marketing tool released prior to the game, they started getting feedback. They were able to incorporate many suggestions into the retail version. According to Brian Reynolds, they made improvement in the game's interface, added a couple of new features and fixed a few glitches. They also improved some rules, fine-tuned the game balance and improved the AI. Finally, he adds that they continued to add patches to enhance the game after the game was released.
In the months leading to the release of Alpha Centauri, multimedia producer Michael Ely wrote the 35 weekly episodes of Journey to Centauri detailing the splintering of the U.N. mission to Alpha Centauri.
Alien Crossfire
A month after Alpha Centauris February 1999 release, the Firaxis team began work on the expansion pack, Sid Meier's Alien Crossfire. Alien Crossfire features seven new factions (two that are non-human), new technologies, new facilities, new secret projects, new alien life forms, new unit special abilities, new victory conditions (including the new "Progenitor Victory") and several additional concepts and strategies. The development team included Train as producer and designer, Chris Pine as programmer, Jerome Atherholt and Greg Foertsch as artists, and Doug Kaufman as co-designer and game balancer.
The team considered several ideas, including a return to a post-apocalyptic earth and the conquest of another planet in the Alpha Centauri system, before deciding to keep the new title on Planet. The premise allowed them to mix and match old and new characters and delve into the mysteries of the monoliths and alien artifacts. The backstory evolved quickly, and the main conflict centered on the return of the original alien inhabitants. The idea of humans inadvertently caught up in an off-world civil war focused the story.
Train wanted to improve the "build" aspects, feeling that the god-game genre had always been heavily slanted towards the "Conquer" end of the spectrum. He wanted to provide "builders" with the tools to construct an empire in the face of heated competition. The internet community provided "invaluable" feedback. The first "call for features" was posted around April 1999 and produced the Fletchette Defense System, Algorithmic Enhancement, and The Nethack Terminus.
The team had several goals: factions should not be "locked-in" to certain strategies; players should have interesting things to do without unbalancing the game, and the factions must be fun to play. The team believed the "coolness" of the Progenitor aliens would determine the success or failure of Alien Crossfire. They strove to make them feel significantly different to play, but still compatible with the existing game mechanics. The developers eventually provided the aliens with Battle Ogres, a Planetary survey, non-blind research, and other powers to produce "a nasty and potent race that would take the combined might of humanity to bring them down". Chris Pine modified the AI to account for the additions. The team also used artwork, sound effects, music, and diplomatic text to set the aliens apart. Other than the aliens, the Pirates proved to be the toughest faction to balance because their ocean start gave them huge advantages.
Upon completion, the team felt that Alien Crossfire was somewhere between an expansion and a full-blown sequel. In the months leading to the release of Alien Crossfire, multimedia producer Michael Ely wrote the 9 episodes of Centauri: Arrival, introducing the Alien Crossfire factions. The game initially had a single production run. Electronic Arts bundled Alpha Centauri and Alien Crossfire in the Alpha Centauri Planetary Pack in 2000 and included both games in The Laptop Collection in 2003. In 2000, both Alpha Centauri and Alien Crossfire were ported to Classic Mac OS by Aspyr Media and to Linux by Loki Software.
Reception
Alpha Centauri received wide critical acclaim upon its release, with reviewers voicing respect for the game's pedigree, especially that of Reynolds and Meier. The video game review aggregator websites GameRankings and Metacritic, which collect data from numerous review websites, listed scores of 92% and 89%, respectively. The game was favorably compared to Reynold's previous title, Civilization II, and Rawn Shah of IT World Canada praised the expansion for a "believable" plot. However, despite its critical reception, it sold the fewest copies of all the games in the Civilization series. It sold more than 100,000 copies in its first two months of release. This was followed by 50,000 copies in April, May and June. In the United States, Alpha Centauri was the tenth-best-selling computer game of 1999's first half. Its sales in that country alone reached 224,939 copies by the end of 1999, and rose to 281,115 units by September 2000.
Critical reaction
The game showed well at the 1998 Electronic Entertainment Expo (E3). Walter Morbeck of GameSpot said that Alpha Centauri was "more than hi-tech physics and new ways to blow each other up", and that the game would feature realistic aliens. Terry Coleman of Computer Gaming World predicted that Alpha Centauri would be "another huge hit". OGR awarded it "Most Promising Strategy Game" and one of the top 25 games of E3 '98. In a vote of 27 journalists from 22 gaming magazine, Alpha Centauri won "Best Turn Based Strategy" of E3 Show Award. Aaron John Loeb, the Awards Committee Chairman, said "for those that understand the intricacies, the wonder, the glory of turn based 'culture building,' this is the game worth skipping class for."
Alpha Centauri's science fiction storyline received high praise; IGN considered the game an exception to PC sci-fi cliches, and GamePro compared the plot to the works of writers Stanley Kubrick and Isaac Asimov. J.C. Herz of The New York Times suggested that the game was a marriage of SimCity and Frank Herbert's Dune. GamePros Dan Morris said "As the single-player campaign builds to its final showdown, the ramifications of the final theoretical discoveries elevate Alpha Centauri from great strategy game to science-fiction epic." Game Revolution said, "The well crafted story, admirable science-fiction world, fully realized scenario, and quality core gameplay are sure to please." Edge praised the uniqueness of expression saying it was "the same kind of old-fashioned, consensual storytelling that once drew universes out of ASCII." The in-game writing and faction leaders were also well-received for their believability, especially the voice acting. GameSpot reviewer Denny Atkin called the factions and their abilities Alpha Centauris "most impressive aspect". Greg Tito of The Escapist said, "the genius of the game is how it flawlessly blends its great writing with strategy elements."
Alpha Centauri's turn-based gameplay, including the technology trees and factional warfare, was commonly compared to Civilization and Civilization II. The Adrenaline Vault's Pete Hines said, "While Alpha Centauri is the evolutionary off-spring to [Civilization] and [Civilization II], it is not [Civilization II] in space. Although the comparison is inevitable because of the lineage, it is still short-sighted." Edge in 2006 praised "Alpha Centauri's greater sophistications as a strategy game." IGN said "Alpha Centauri is a better game than Civilization II; it's deep, rich, rewarding, thought-provoking in almost every way." Game Revolution's reviewer was less magnanimous, saying "Alpha Centauri is at least as good a game as Civilization 2. But it is its great similarity that also does it the most detriment. Alpha Centauri simply does not do enough that is new; it just doesn't innovate enough to earn a higher grade." The ability to create custom units was praised, as was the depth of the tech tree. The artificial intelligence of computer-controlled factions, which featured adaptability and behavioral subtlety, was given mixed comments; some reviewers thought it was efficient and logical, while others found it confusing or erratic. Edge was disappointed in the game's diplomacy, finding "no more and no less than is expected from the genre" and unhappy with "the inability to sound out any real sense of relationship or rational discourse."
The game's graphics were widely acknowledged to be above average at the time of its release, but not revolutionary. Its maps and interface were
considered detailed and in accordance with a space theme, but the game was released with a limited color palette. The in-game cutscenes, particularly the full motion video that accompanied technological advances, were praised for their quality and innovation. Alpha Centauri's sound and music received similar comments; FiringSquad said "[The sound effect quality] sort of follows the same line as the unit graphics – not too splashy but enough to get the job done."
Next Generation reviewed the PC version of the game, rating it five stars out of five, and stated that "Sid Meier creates yet another masterpiece in this game that, at a glance, looks all too familiar."
Alpha Centauri has won several Game of the Year awards, including those from the Denver Post and the Toronto Sun. It won the "Turn-based Strategy Game of the Year" award from GameSpot as well. The Academy of Interactive Arts & Sciences awarded Alpha Centauri for "PC Strategy Game of the Year" at the 2nd Annual Interactive Achievement Awards; it also received nominations for "Game of the Year", "Computer Entertainment Title of the Year", and "Outstanding Achievement in Interactive Design". In 2000, Alpha Centauri won the Origins Award for Best Strategy Computer Game of 1999. The editors of PC Gamer US named Alpha Centauri their "Best Turn-Based Strategy Game" of 1999, and wrote that it "set a new standard for this venerable genre." Alpha Centauri has the distinction of receiving gaming magazine PC Gamers highest score to date as of 2019 (98%), alongside Half-Life 2 and Crysis, surpassing Civilization IIs score (97%). Alien Crossfire was a runner-up for Computer Games Strategy Pluss 1999 "Add-on of the Year" award, which ultimately went to Heroes of Might and Magic III: Armageddon's Blade.
Legacy
There have been no direct sequels beyond Alien Crossfire, something that writer Greg Tito attributed to Reynolds leaving Firaxis in 2000 to form Big Huge Games. Alien Crossfire producer and lead designer Timothy Train also left Firaxis with Reynolds. However, a spiritual sequel, Civilization: Beyond Earth, was announced by Firaxis in April 2014 and released on October 24, 2014; several of those that worked on Alpha Centauri helped to develop the new title. A review in Polygon noted however that while the new game has better graphics, its story fails to rival the original, a sentiment echoed by another review in PC Gamer. Another in Engadget noted "as a spiritual successor to Sid Meier's Alpha Centauri, however, it's a cut-rate disappointment".
Many of the features introduced in Alpha Centauri were carried over into subsequent Civilization titles; upon its release, Civilization III was compared negatively to Alpha Centauri, whose Civilization characteristics were reminiscent of faction bonuses and penalties. The government system in Civilization IV closely resembles Alpha Centauris, and Civilization V includes a new victory condition: the completion of the 'Utopia project', which is reminiscent of the Ascent to Transcendence secret project.
According to Edge magazine, Alpha Centauri remained "highly regarded" in 2006. A decade after its release, Sold-Out Software and GOG.com re-released the game for online-download sales. Escapist Magazine reviewed the game in 2014, noting that "Alpha Centauri is still playable. It still has a unique flavor that is unlike anything else".
After the release of the expansion, multimedia producer Michael Ely wrote a trilogy of novels based on the game. Writer Steve Darnall and illustrator Rafael Kayanan also made a graphic novel entitled Alpha Centauri: Power of the Mindworms. Steve Jackson Games published GURPS Alpha Centauri, a sourcebook for the GURPS role-playing game set in the Alpha Centauri universe.
See also
Alpha Centauri in fiction
Group mind (science fiction)
Survivalism in fiction
Sid Meier's Civilization: Beyond Earth
Notes
References
Further reading
– covers the early years of colonization of the planet Chiron and describes the siege of United Nations HQ by the Spartans, the loss of Peacekeeper sovereignty and the consequent flight by the United Nations survivors into Gaian territory.
– occurs years after the events of Centauri Dawn and describes the Gaia's Stepdaughters' use of "mindworms" to rebuff an attack by the technologically superior Morgan Industries.
– follows the tension between the University of Planet and the Lord's Believers and describes the use of singularity bombs to destroy Morgan Industries and the Spartan Federation and the native life uprising which destroys humanity.
External links
Official website mirrored by alphacentauri2.info.
Unofficial patches
1999 video games
4X video games
Alpha Centauri in fiction
Aspyr games
City-building games
Civilization (series)
Firaxis Games games
Interstellar travel in fiction
Linux games
Loki Entertainment games
Classic Mac OS games
MacOS games
Multiplayer and single-player video games
Origins Award winners
Religion in science fiction
Science fiction video games
Alpha Centauri
Turn-based strategy video games
Video games about extraterrestrial life
Video games adapted into comics
Video games developed in the United States
Video games scored by Jeff Briggs
Video games set on fictional planets
Video games with expansion packs
Video games with isometric graphics
Video games with voxel graphics
Windows games
Multiplayer hotseat games
Xenoarchaeology in fiction |
2216 | https://en.wikipedia.org/wiki/Abu%20Sayyaf | Abu Sayyaf | Abu Sayyaf (; ; , ASG), officially known by the Islamic State as the Islamic State – East Asia Province, is a Jihadist militant and pirate group that follows the Wahhabi doctrine of Sunni Islam. It is based in and around Jolo and Basilan islands in the southwestern part of the Philippines, where for more than four decades, Moro groups have been engaged in an insurgency seeking to make Moro Province independent. The group is considered violent and was responsible for the Philippines' worst terrorist attack, the bombing of MV Superferry 14 in 2004, which killed 116 people. The name of the group is derived from the Arabic (; "father of"), and (; "swordsmith"). , the group is estimated to have about 20 members, down from 1,250 in 2000. They use mostly improvised explosive devices, mortars and automatic rifles.
Since its inception in 1989, the group has carried out bombings, kidnappings, assassinations and extortion. They have been involved in criminal activities, including rape, child sexual assault, forced marriage, drive-by shootings and drug trafficking. The goals of the group "appear to have alternated over time between criminal objectives and a more ideological intent".
The group has been designated as a terrorist group by Australia, Canada, Indonesia, Japan, Malaysia, the Philippines, the United Arab Emirates, the United Kingdom and the United States. From January 15, 2002, to February 24, 2015, fighting Abu Sayyaf became a mission of the American military's Operation Enduring Freedom and part of the Global War on Terrorism. Several hundred United States soldiers were stationed in the area to mainly train local forces in counter-terror and counterguerrilla operations, but, following a status of forces agreement and under Philippine law, they were not allowed to engage in direct combat.
The group was founded by Abdurajak Abubakar Janjalani, and led after his death in 1998 by his younger brother Khadaffy Janjalani until his death in 2006. On July 23, 2014, Isnilon Hapilon, one of the group's leaders, swore an oath of loyalty to Abu Bakr al-Baghdadi, the leader of the Islamic State (IS). In September 2014, the group began kidnapping people for ransom, in the name of the IS.
Background and history
In the early 1970s, the Moro National Liberation Front (MNLF) was the main Muslim rebel group fighting in Basilan and Mindanao. Abdurajak Abubakar Janjalani, the older brother of Khadaffy Janjalani, had been a teacher from Basilan, who studied Islamic theology and Arabic in Libya, Syria and Saudi Arabia during the 1980s. Abdurajak went to Afghanistan to fight against the Soviet Union and the Afghan government during the Soviet–Afghan War. During that period, he was alleged to have met Osama bin Laden and been given $6 million to establish a more Islamic group drawn from the MNLF. Both Abdurajak Abubakar and Khadaffy were natives of Isabela City, one of the poorest cities of the Philippines and capital of Basilan.
Abdurajak Abubakar Janjalani leadership (1989–1998)
In the early 1990s, the MNLF moderated into governing the Autonomous Region in Muslim Mindanao, becoming the ruling government in majority Muslim areas of Mindanao in 1996. When Abdurajak returned to Basilan in 1990, he gathered radical members of the old MNLF who wanted to resume armed struggle and in 1991 established the Abu Sayyaf. Janjalani was funded by a Saudi Islamist, Mohammed Jamal Khalifa, who came to the Philippines in 1987 or 1988 and was head of the Philippine branch of the International Islamic Relief Organization foundation. A defector from Abu Sayyaf told Filipino authorities, "The IIRO was behind the construction of Mosques, school buildings, and other livelihood projects" but only "in areas penetrated, highly influenced and controlled by the Abu Sayyaf". According to the defector, "Only 10 to 30% of the foreign funding goes to the legitimate relief and livelihood projects and the rest go to terrorist operations". Khalifa married a local woman, Alice "Jameelah" Yabo.
By 1995, Abu Sayyaf was active in large-scale bombings and attacks. The first attack was the assault on the town of Ipil, Zamboanga del Sur in April 1995. This year marked the escape of 20-year-old Khadaffy Janjalani from Camp Crame in Manila along with another member named Jovenal Bruno. On December 18, 1998, Abdurajak was killed in a gun battle with the Philippine National Police in Basilan. He was thought to have been about 39.
The death of Aburajak marked a turning point in Abu Sayyaf operations. The group shifted to kidnappings, murders, and robberies, under his younger brother Khadaffy. The Sulu Archipelago experienced some of the fiercest fights between government troops and Abu Sayyaf through the early 1990s. It was reported that Abu Sayyaf began expanding into neighboring Malaysia and Indonesia by that time.
Khadaffy Janjalani leadership (1999–2007)
Until his death in a gun battle on September 4, 2006, Khaddafy Janjalani was considered the nominal leader of the group by the Armed Forces of the Philippines. Then 23-year-old Khadaffy took leadership of one of the Abu Sayyaf's factions in an internecine struggle. He then worked to consolidate his leadership, causing the group to appear inactive for a period. After his leadership was secured, Abu Sayyaf began a new strategy, taking hostages. The group's motive for kidnapping became more financial than religious during this period, according to locals. Hostage money probably provides the group's financing.
Abu Sayyaf expanded its operations to Malaysia in 2000, when it abducted foreigners from two resorts. This action was condemned by most Islamic leaders. It was responsible for the kidnapping and murder of more than 30 foreigners and Christian clerics and workers, including Martin and Gracia Burnham. An influential commander named Abu Sabaya was killed at sea in June 2002 while trying to evade local forces. His death was considered a crucial turning point for the group, as the number of operatives working for Abu Sayyaf sharply decreased from 1,100 in 2001 to 450 in late 2002, and had since been stagnant for the next ten years.
Ghalib Andang, alias Commander Robot, one of the group's leaders, was captured in Sulu in December 2003. On 14 March 2005, inmates from the Abu Sayyaf Group rioted inside Camp Bagong Diwa in Taguig in an apparent escape attempt and barricaded the second floor of the building, leading to a standoff which ended the next day when government forces stormed the prison. 24 Abu Sayyaf members, including Commanders Robot, Kosovo (Alhamser Limbong) and Global (Nadjmi Sabdullah), were killed, along with three prison guards and a police officer.
An explosion at a military base in Jolo, on February 18, 2006, was blamed on the group by Brig. General Alexander Aleo. Khadaffy was indicted in the United States District Court for the District of Columbia for his alleged involvement in terrorist attacks, including hostage-taking and murder, against United States nationals and other foreign nationals. Consequently, on February 24, 2006, Khadaffy was among six fugitives in the second and most recent group of indicted fugitives to be added to the FBI Most Wanted Terrorists list along with two fellow members, Isnilon Totoni Hapilon and Jainal Antel Sali Jr.
On December 13, 2006, it was reported that Abu Sayyaf members may have been planning attacks during the Association of Southeast Asian Nations (ASEAN) summit in the Philippines. The group was reported to have trained alongside Jemaah Islamiyah militants. The plot was reported to have involved detonating a car bomb in Cebu City where the summit was to take place. On December 27, the Philippine military reported that Khaddafi's remains had been recovered near Patikul, in Jolo and that DNA tests had been ordered to confirm the discovery. He was allegedly shot in the neck in an encounter with government troops in September on Luba Hills in Patikul, Sulu.
2010–present
In a video published in the summer of 2014, senior Abu Sayyaf leader Isnilon Hapilon and other masked men swore their allegiance or "bay'ah" to Abu Bakr al-Baghdadi, the "Islamic State" (IS) caliph. "We pledge to obey him on anything which our hearts desire or not and to value him more than anyone else. We will not take any emir (leader) other than him unless we see in him any obvious act of disbelief that could be questioned by Allah in the hereafter." For many years prior to this, Islamic State's competitor, al-Qaeda, had the support of Abu Sayyaf "through various connections". Observers were skeptical about whether the pledge would lead to Abu Sayyaf becoming an ISIS outpost in Southeast Asia, or was simply a way for the group to take advantage of the newer group's international publicity.
In May 2017, Hapilon and other members of Abu Sayyaf joined the Islamic extremist Maute Group based in Lanao del Sur during their attempt to seize control of Marawi City and establish an IS caliphate in Mindanao, sparking the Battle of Marawi which destroyed much of the city and ended with his killing, along with that of Maute leader Omar Maute by government forces in October.
In August 2020, MNLF chairman Nur Misuari turned in Abu Sayyaf sub-commander Anduljihad "Idang" Susukan to the Philippine National Police four months after Susukan surrendered to Misuari in Davao City.
By 2022, the Islamic State's East Asia Province had absorbed pro-IS groups in Indonesia and a few militants in Thailand. In the latter country, alleged IS members have become involved in the South Thailand insurgency, claiming their first attack in Pattani on April 15, 2022.
In 2023, the government declared that Sulu province was free of Abu Sayyaf militants.
Supporters and funding
Abdurajak Abubakar Janjalani's first recruits were soldiers of MNLF and the Moro Islamic Liberation Front (MILF). However, both MNLF and MILF deny links with Abu Sayyaf. Both officially distance themselves because of its attacks on civilians and its supposed profiteering. The Philippine military, however, has claimed that elements of both groups provide support to Abu Sayyaf. The group was originally not thought to receive funding from outside sources, but intelligence reports from the United States, Indonesia and Australia found intermittent ties to the Indonesian Jemaah Islamiyah terrorist group, and the Philippine government considers the Abu Sayyaf to be part of Jemaah Islamiyah. The government noted that initial funding for ASG came from al-Qaeda through the brother-in-law of Osama bin Laden, Mohammed Jamal Khalifa.
Al-Qaeda-affiliated terrorist Ramzi Yousef operated in the Philippines in the mid-1990s and trained Abu Sayyaf soldiers. The 2002 edition of the United States Department's Patterns of Global Terrorism mention links to Al-Qaeda. Continuing ties to Islamist groups in the Middle East indicate that al-Qaeda may be continuing support. As of mid-2005, Jemaah Islamiyah personnel reportedly had trained about 60 Abu Sayyaf cadres in bomb assembling and detonations.
Funding
The group obtains most of its financing through kidnap ransom and extortion. One report estimated its revenues from ransom payments in 2000 were between $10 and $25 million. According to the State Department, it may receive funding from radical Islamic benefactors in the Middle East and South Asia. It was reported that Libya facilitated ransom payments to Abu Sayyaf. It was also suggested that Libyan money could possibly be channeled to Abu Sayyaf. Russian intelligence agencies connected with Victor Bout's planes reportedly provided Abu Sayyaf with arms. In 2014 and since, kidnapping for ransom has been the primary means of funding.
The chart below collects events that Abu Sayyaf received ransoms or payments that are euphemistically called "board and lodgings". The more detailed information can be seen in the Timeline of Abu Sayyaf attacks.
Motivation, beliefs, targets
Filipino Islamist guerrillas such as Abu Sayyaf have been described as "rooted in a distinct class made up of closely-knit networks built through the marriage of important families through socioeconomic backgrounds and family structures", according to Michael Buehler. This tight-knit, familial structure provides resilience but also limits their growth. Commander of the Western Mindanao Command Lieutenant General Rustico Guerrero, describes Abu Sayyaf as "a local group with a local agenda". Two kidnapping victims, (Martin and Gracia Burnham) who were kept in captivity by ASG for over a year, "gently engaged their captors in theological discussion" and found Abu Sayyaf fighters to be unfamiliar with the Qur'an. They had only "a sketchy" notion of Islam, which they saw as "a set of behavioural rules, to be violated when it suited them", according to author Mark Bowden. As "holy warriors, they were justified in kidnapping, killing and stealing. Having sex with women captives was justified by their claiming them as "wives".
Unlike MILF and MNLF, the group is not recognised by the Organization of Islamic Cooperation, and according to author Robert East, was seen as "nothing more than a criminal operation" at least prior to 2001. A Center for Strategic and International Studies report by Jack Fellman notes the political rather than religious motivation of ASG. He quotes Khadaffy's statement that his brother was right to split from MNLF because "up to now, nothing came out" of attempts to gain more autonomy for Moro Muslims. This suggests, Fellman believes, that ASG "is merely the latest, albeit most violent, iteration of Moro political dissatisfaction that has existed for the last several decades".
Some Abu Sayyaf members are also "shabu" (methamphetamine) users as described by surviving hostages who saw Abu Sayyaf members taking shabu as well from military findings who found drug packets in many of the abandoned Abu Sayyaf nests that justified their motivation as extreme criminals and terrorists as their state of mind were under the influence of drugs rather than being consciously fighting for the betterment of their region as well rights to living under their minority religion without any discrimination from the majority Filipinos. Its spokesman known as Abu Rami ( 2017) appeared to lack knowledge of the activities of other members, as the group had apparently separated into many small groups with their own leaders.
Targets
Most Abu Sayyaf victims have been Filipinos; however, in recent years (especially from 2011 onwards), Australian, British, Canadian, Chinese, Dutch, French, German, Indonesian, Japanese, Korean, Malaysian, Norwegian, Swiss and Vietnamese nationals have been kidnapped or attacked.
Previously, Americans were particularly targeted. An unnamed ASG spokesman allegedly stated, "We have been trying hard to get an American because they may think we are afraid of them". He added, "We want to fight the American people."
In 1993, Abu Sayyaf kidnapped an American Bible translator. In 2000, Abu Sayyaf captured an American Muslim and demanded that the United States release Sheikh Omar Abdel Rahman and Ramzi Yousef, who were jailed for their involvement in the 1993 World Trade Center bombing in New York City.
Between March 2016 – July 2017, the majority of Abu Sayyaf kidnap for ransom operations shifted to the high seas. Seventeen ships were boarded and some sixty-five hostages from six countries were taken. In total, thirty hostages have been released (usually after a ransom was paid), seven escaped, three were rescued by Philippine security forces, and four were executed. Two others were killed during the attacks while eight seamen escaped during the shipjackings. An additional forty seamen were not taken hostage.
Crimes and terrorism
Abu Sayyaf has carried out numerous bombings, kidnappings, assassinations, and extortion activities. These include the 2000 Sipadan kidnappings, the 2001 Dos Palmas kidnappings and the 2004 SuperFerry 14 bombing.
Kidnappings
Although the group has engaged in kidnapping hostages to be exchanged for ransom for many years, this means of funding grew dramatically beginning in 2014, providing funds for the group's rapid growth.
In the Philippines
Journalists abducted since 2000
ABS-CBN's Newsbreak reported that Abu Sayyaf abducted at least 20 journalists from 2000 to 2008 (mostly foreign journalists). All of them were eventually released upon payment of ransom.
GMA-7 television reporter Susan Enriquez (April 2000, Basilan, a few days);
10 Foreign journalists (7 German, 1 French, 1 Australian and 1 Danish, in May 2000, Jolo, for 10 hours);
German Andreas Lorenz of the magazine Der Spiegel (July 2000, Jolo, for 25 days; he was also kidnapped in May);
French television reporter Maryse Burgot and cameraman Jean-Jacques Le Garrec and sound technician Roland Madura (July 2000, Jolo, for 2 months);
ABS-CBN television reporter Maan Macapagal and cameraman Val Cuenca (July 2000, Jolo, for 4 days);
Philippine Daily Inquirer contributor and Net 25 television reporter Arlyn de la Cruz (January 2002, Zamboanga, for 3 months)
GMA-7 television reporter Carlo Lorenzo and cameraman Gilbert Ordiales (September 2002, Jolo, for 6 days).
Filipino Ces Drilon and news cameramen Jimmy Encarnacion and Angelo Valderrama released unharmed after ransom paid (June 2008 Maimbung, Sulu for 9 days; See 2008 Maimbung kidnappings).
Jordanian TV journalist Baker Atyani and his two Filipino crews were kidnapped in June 2012 by the Abu Sayyaf militants they had sought to interview in the jungles of Sulu province. The two crew were freed in February 2013. Al Arabiya News Channel stated that their correspondent, Atyani, was handed over to the local governor's office on December 4, 2013. However, police and military officials could not ascertain whether Atyani had escaped from his captors or was freed.
Jeffrey Schilling
On August 31, 2000, American citizen and Muslim convert Jeffrey Schilling from Oakland, California, was captured on Jolo while visiting a terrorist camp with his new wife, Ivy Osani (a cousin of Abu Sabaya, one of the rebel leaders), whom he had met online. ASG demanded a $10 million ransom. Rebels also sarcastically threatened to behead him in 2001 as a "birthday present" to then Philippine President Gloria Macapagal Arroyo, who responded by declaring "all-out war" on them. The beheading threat was withdrawn after Schilling's mother, Carol, flew to the Philippines and appealed for mercy on local radio. On April 12, 2001, Philippine soldiers raided a rebel camp and rescued the American. The United States praised the Philippine government for freeing Schilling.
Many commentators have been critical of Schilling, who claims to have walked willingly into the camp after he was invited by his wife's cousin, a member of Abu Sayyaf.
Schilling was one of more than 40 hostages taken by Abu Sayyaf in 2000, including 21 tourists and workers seized in a raid on Sipadan diving resort in neighboring Malaysia. Many of the hostages were released after Libya paid millions of dollars. A Libyan official stated that Schilling had visited the Jolo camp often before his capture. Philippine intelligence sources say he was interested in selling military equipment to the rebels, while the bandits accused him of being a CIA agent. Abu Sayyaf threatened several times to kill Schilling. At one stage, Schilling reportedly went on a hunger strike to win his freedom.
Martin and Gracia Burnham
On May 27, 2001, an Abu Sayyaf raid kidnapped about 20 people from Dos Palmas, an expensive resort in Honda Bay, taking them to the north of Puerto Princesa City on the island of Palawan, which had been "considered completely safe". The most "valuable" hostages were three North Americans, Martin and Gracia Burnham, a missionary couple, and Guillermo Sobero, a Peruvian-American tourist who was later beheaded, following a $1 million ransom demand. The hostages and hostage-takers then returned to Abu Sayyaf territories in Mindanao. According to Bowden, the leader of the raid was Abu Sabaya. According to Gracia Burnham, she told her husband "to identify his kidnappers" to authorities "as 'the Osama bin Laden Group,' but Burnham was unfamiliar with that name and stuck with" Abu Sayyaf. After returning to Mindanao, Abu Sayyaf conducted numerous raids, including one that culminated in the Siege of Lamitan and "one at a coconut plantation called Golden Harvest; they took about 15 people captive there and later used bolo knives to hack the heads off two men. The number of hostages waxed and waned as some were ransomed and released, new ones were taken and others were killed."
On June 7, 2002, about a year after the raid, Philippine army troops conducted a rescue operation in which Martin Burnham and Filipino nurse Ediborah Yap were killed. The remaining hostage was wounded and the hostage takers escaped. In July 2004, Gracia Burnham testified at a trial of eight Abu Sayyaf members and identified six of the suspects as her captors, including Alhamzer Limbong, Abdul Azan Diamla, Abu Khari Moctar, Bas Ishmael, Alzen Jandul, and Dazid Baize. "The eight suspects sat silently during her three-hour testimony, separated from her by a wooden grill. They face the death sentence if found guilty of kidnapping for ransom. The trial began this year and is not expected to end for several months." Alhamzer Limbong was later killed in a prison uprising. Burnham claimed that Philippine military officials were colluding with her captors, saying that the Armed Forces of the Philippines "didn't pursue us ... As time went on, we noticed that they never pursued us".
2007 Father Bossi kidnapping
On June 10, 2007, Italian priest Reverend Giancarlo Bossi was kidnapped near Pagadian, capital of Zamboanga del Sur Province in the southern Philippines. Pope Benedict XVI made an appeal to free him. Bossi was released on July 19, 2007, at Karumatan, a Muslim town in Lanao del Norte Province, allegedly after the payment of ransom. Father Bossi died in Italy on September 23, 2012.
In December 2020, Samad Awang, alias Ahmad Jamal, of the Abdussalam kidnap-for-ransom group was killed in a firefight with government troops in Zamboanga City. Awang was reportedly involved in the kidnapping of Italian missionary Fr. Giancarlo Bossi in 2007, businessman Joel Endino in 2011, and teacher Kathy Kasipong in 2013.
2009 Red Cross kidnapping
On January 15, 2009, Abu Sayyaf kidnapped International Committee of the Red Cross (ICRC) delegates in Patikul, Sulu Province, Philippines. Three ICRC workers had finished conducting fieldwork in Sulu province, located in the southwest of the country when they were abducted by an unknown group, later confirmed as Albader Parad's group. All three were eventually released. According to a CNN story, Parad was reportedly killed, along with five other militants, in an assault by Philippine marines in Sulu province on Sunday, February 21, 2010.
2009 Irish priest kidnapping
On October 11, 2009, Irish Catholic missionary Michael Sinnott, aged 79, from Barntown County Wexford was kidnapped from a gated compound in Pagadian, the capital of Zamboanga del Sur province, suspected to be part of ASG and some renegade members of MILF. Six kidnappers forced the priest into a mini-van and drove towards Sta. Lucia (district), where they transferred to a boat. Sinnott had a heart condition and was without medication when abducted. In early November, a demand for $US2 million ransom was made. On November 11, 2009, Father Sinnott was released in Zamboanga City. The Department of Foreign Affairs (Ireland) claimed that no ransom was paid by the Irish Government.
2010 Japanese treasure hunter
On July 16, 2010, Japanese national Toshio Ito was kidnapped from Pangutaran, Sulu. At one point, the Philippine police believed the "treasure hunter", a Muslim convert also known by his Muslim name Mamaito Katayama, was acting as a cook for Abu Sayyaf; however, this was disputed by other nations, including the United States, which included him on its list of kidnap victims. A classified document obtained by Rappler lists Ito first, saying he was held captive by Abu Sayyaf's most senior leader, Radullan Sahiron, in Langpas, Indanan, Sulu early in 2013.
2011 Malaysian gecko trader
On May 8, 2011, Malaysian gecko trader Mohammad Nasauddin Bin Saidin was kidnapped while hunting for gecko (tuko) in Indanan, Sulu. Saidin was freed on May 12, 2012.
2011 Indian national kidnapping
On June 22, 2011, Indian national Biju Kolara Veetil was captured by four armed men while visiting his wife's relatives on the island of Jolo. A$10 million ransom was demanded. Veetil later denied that he was released in August 2012 because he had converted to Islam during captivity.
Warren Rodwell
Warren Richard Rodwell, a former Australian Army soldier and university English teacher, was shot through the right hand when seized from his home at Ipil, Zamboanga Sibugay on the island of Mindanao in the southern Philippines on December 5, 2011 by ASG militants. Rodwell later had to have a finger amputated. ASG threatened to behead Rodwell if their $US2 million ransom demand was not met. Both the Australian and Philippine governments had strict policies against paying ransoms. Australia formed a multi-agency task force to liaise with Rodwell's family and assist Philippine authorities. A news blackout was imposed. Filipino politicians helped negotiate the release. After the payment of $AUD94,000 for "board and lodging" expenses by his siblings, Rodwell was released on March 23, 2013.
Arrests and killings
On June 16, 2014, suspects Jimmy Nurilla (alias Doc) and Bakrin Haris were arrested. Both reportedly worked under Basilan-based Abu Sayyaf leader Khair Mundos and Furuji Indama. Authorities believed Nurilla and Haris took part in the Rodwell kidnapping, as well as the separate abduction of US citizen Gerfa Yeatts Lunsman and her son Kevin in 2012. In January 2015, Mindanao Examiner newspaper reported the arrest of Barahama Ali kidnap gang sub-leaders linked to the kidnapping of Rodwell, who was seized by at least 5 gunmen (disguised as policemen), and eventually handed over or sold by the kidnappers to the Abu Sayyaf in Basilan province.
In May 2015, ex-Philippine National Police (PNP) officer Jun A. Malban, alias Michael Zoo, was arrested in Kota Kinabalu, Malaysia, for the crime of "Kidnapping for Ransom" after Rodwell identified him as the negotiator/spokesperson. Further PNP investigation revealed that Malban is the cousin of Abu Sayyaf leaders Khair and Borhan Mundos (both of whom were arrested in 2014). The director of the Anti-Kidnapping Group (AKG) stated that Malban's arrest resulted from close co-ordination by the PNP, National Bureau of Investigation (Philippines) and Presidential Anti-Organized Crime Commission with the Malaysian counterparts and through Interpol. In January 2018, Rodwell attended a court hearing for Malban and others in Ipil, Zamboanga Sibugay, pursuant to a Supreme Court petition to transfer his case for security reasons to a court in either Manila or Zamboanga City.
In August 2015, Edeliza Sumbahon Ulep, alias Gina Perez, was arrested at Trento, Agusan del Sur during a joint manhunt operation by police and military units. Ulep was tagged as the ransom courier in the kidnapping. In August 2016, The Manila Times reported the arrest of the kidnap-for-ransom group of Barahama Alih sub-leader, Hasim Calon alias Husien (also a notorious drug dealer), in his hideout in Tenan village in Ipil town. Hasim Calon was involved in Rodwell's abduction. Earlier in 2016, police forces killed Waning Abdulsalam, a former MILF leader, in the village of Singkilon. Abdulsalam was one of the most wanted criminals in the southern Philippines and connected to ASG. He was linked to the kidnappings of Rodwell in 2011, Irish missionary Michael Sinnott in 2009 in Pagadian City, and Italian Catholic priest Giancarlo Bossi in Zamboanga del Sur's Payao town in 2007. In March 2019, combined security forces of the 44th Infantry Battalion, Philippine National Police, Philippine Drugs Enforcement Agency, National Bureau of Investigation and Philippine Coast Guard arrested five members (Benhazer Anduhol, Solaiman Calonof, Nicanel Maningo, Jay-ar Abba Quartocruz and Hashim Lucas Samdani) of Barahama Alih criminal gang during drug operations with warrants in Barangay Tenan of Ipil town, Zamboanga Sibugay. Military sources allege Barahama Alih Group was responsible for a number of kidnapping incidents in previous years including the abduction of Australian national Warren Rodwell, Italian priest Giancarlo Bossi, and some local Filipinos.
In February 2018, Abu Sayyaf sub-commander Nurhassan Jamiri was reported by Malaysia regional intelligence sources as one of three gunmen killed in a gunfight with police in Sabah. Jamiri was atop the Philippines' most wanted list and implicated in dozens of ransom kidnappings including Rodwell. In March 2018, Jamiri turned up alive when he and thirteen followers surrendered to authorities in Basilan. Over the preceding two years, many Abu Sayyaf bandits had surrendered to authorities in Basilan, Sulu, and Tawi-Tawi. More were expected to yield because of the regional government's Program Against Violence and Extremism (PAVE), designed to provide opportunities and interventions, including psychosocial sessions, medical check-ups, introduction to farming systems, and expository tours outside the island provinces to facilitate the reintegration of former combatants into society. In April 2018, Rodwell lauded the surrenders and reintegration program, but said he would not interfere with the legal processing of any charges already filed against anyone involved with his own kidnapping.
In June 2020, Inquirer newspaper reported the killing of Mamay Aburi by government troops in Titay, Zamboanga Sibugay after authorities attended to serve a warrant of arrest. Aburi was allegedly a subleader of a kidnap-for-ransom group and had been linked with the Abu Sayyaf Group based in Sulu. The provincial director of the Criminal Investigation and Detection Group (CIDG) said Aburi was involved in the 2011 kidnapping of Australian national Warren Rodwell and the 2019 abduction of the Hyrons couple in Tukuran, Zamboanga del Sur. In February 2021, The Manila Times reported that Abu Sayyaf subleader Arrasid Halissam was shot dead when he opened fire on police serving a warrant on him in the village of Santa Maria, Zamboanga City. Halissam was linked to numerous kidnappings such as Australian adventurer Warren Rodwell, Americans Gerfa Lunsmann and son Kevin, Chinese Yuan Lin Kai and Jian Luo, South Korean Nwi Seong Hong, and almost a dozen Filipinos. Halissam was also allegedly involved in the 2015 bombing in Zamboanga that killed two people and injured over fifty others.
2012 European bird watchers
On February 1, 2012, two European bird watchers were seized on Tawi Tawi island. Swiss Lorenzo Vinciguerra escaped in December 2014 as government troops attacked the jungle camp where he was captive on the island of Jolo. Vinciguerra was shot by rebels as he escaped; however, his injuries were non-life-threatening. Dutch captive Ewold Horn was reportedly unable to escape. The whereabouts of Horn remained unknown. On May 31, 2019, Western Mindanao Command confirmed that Horn was shot dead during a clash with military in Patikul, Sulu. Additionally, the military advised that the wife of ASG leader Radulan Sahiron and five other ASG members were also killed.
2012 Mayor Jeffrey Lim Kidnapping
On April 2, 2012, Mayor Jeffrey Lim of Salug, Zamboanga del Norte was kidnapped by ten armed men disguised as policemen. Lim was reportedly handed over to Abu Sayyaf. On November 6, he was freed near Zamboanga City after payment of P1.3M ($US25,000) ransom. On August 9, 2013, a Mindanao Pagadian Frontline report named a "Sehar Muloc" aka "Red Eye" as a suspect in the 2012 kidnapping of Mayor Jeffrey Lim. Abner Gumandol, alias Sehar Muloc and Red Eye, was said to be the leader of a criminal syndicate called the Muloc Group. Gumandol was arrested on June 12, 2016.
2014 Kabasalan ZSP kidnapping
On September 11, 2014, Chinese national Li Pei Zhei was abducted by four gunmen in Kabasalan, Zamboanga Sibugay and taken to Basilan. He was released in Sitio Lugay-Lugay, Barangay Naga-Naga, Alicia, Zamboanga Sibugay on November 5, 2014. Police subsequently charged Ibni Basaludin, Yug Enriquez, Brahama Ali, and Ging-Ging Calon, all residents of Barangay Tenan, Ipil, Zamboanga Sibugay with kidnapping with serious illegal detention.
2015 Roseller Lim ZSP kidnapping
On January 24, 2015, Korean national Nwi Seong Hong was abducted by armed men in Roseller Lim, Zamboanga Sibugay Province. The victim's son, Abby, escaped after he fought off the kidnappers. According to intelligence information from the JTG-SULU, the captors of were Algabsy Misaya, Idang Susukan, Alden Bagade and Mohammad Salud alias Ama Maas, Indanan-based members led by sub-leaders Isang Susukan and Anga Adji. On October 31, 2015, the body of 74-year-old Nwi Seong Hong was found in Barangay Bangkal, Patikul, Sulu. Investigators said the victim died due to severe illness.
2015 Samal Island kidnappings
On September 21, 2015, Canadians Robert Hall and John Ridsdel, as well as Norwegian Kjartan Sekkingstad, and (Hall's girlfriend) Marites Flor; a Filipino woman, were abducted on Samal Island near Davao. Ridsdel was beheaded by Abu Sayyaf on April 25, 2016, following a ransom deadline. ASG reportedly demanded more than $8.1 million for Ridsdel and the others.
On May 3, 2016, a video of the Ridsdel execution was released, along with new demands for the remaining hostages. A masked captor said, "Note to the Philippine government and to the Canadian government: The lesson is clear. John Ridsdel has been beheaded. Now there are three remaining captives here. If you procrastinate once again the negotiations, we will behead this all anytime".
On May 15, Hall appeared in a new video, announcing that he and Norwegian Kjartan Sekkingstad would be decapitated at 3 pm on Monday June 13 absent a ransom of $16 million. Both hostages wore orange coveralls, similar to hostages in videos produced by IS, to which Abu Sayyaf had previously pledged allegiance. The deadline passed. Hall was beheaded.
On June 24, Abu Sayyaf released Filipina Marites Flor. She was subsequently flown to Davao to meet President-elect Rodrigo Duterte. Duterte said he directed negotiations with the Abu Sayyaf. He did not elaborate.
On September 17, 2016, remaining hostage Norwegian Kjartan Sekkingstad was released on Jolo island. Abu Rami, an ASG spokesman, claimed $638,000 was paid as ransom.
2015 Dipolog kidnapping
On October 7, 2015, Italian national and pizza restaurant owner Rolando del Torchio was kidnapped in Dipolog, the capital of Zamboanga del Norte. On April 8, 2016, Del Torchio was released and found at Jolo port aboard MV KC Beatrice bound for Zamboanga City after his family paid P29 million ($US650,000) in ransom.
2019 Tukuran kidnapping
On October 4, 2019, armed men abducted British national Allan Hyrons and his Filipino wife Wilma from their beach resort in Tukuran town, Zamboanga del Sur province on the southern island of Mindanao. After a brief exchange of gunfire in November between Abu Sayyaf and Philippine troops on the island of Jolo, the couple was abandoned and rescued. No ransom was reportedly paid.
In Malaysia
2000 Sipadan kidnappings
On May 3, 2000, Abu Sayyaf guerrillas occupied the Malaysian dive resort island Sipadan and took 21 hostages, including 10 tourists and 11 resort workers – 19 foreign nationals in total. The hostages were taken to an Abu Sayyaf base in Jolo. Two Muslim Malaysians were released soon after. Abu Sayyaf made various demands for the release of several prisoners, including 1993 World Trade Center bomber Ramzi Yousef and $2.4 million. In July, a Filipino television evangelist and 12 of members of the Jesus Miracle Crusade Church offered their help and went as mediators for the relief of other hostages. They, three French television crew members and a German journalist, all visiting Abu Sayyaf on Jolo, were also taken hostage. Most hostages were released in August and September 2000, partly due to mediation by Libyan leader Muammar Gaddafi and an offer of $25 million in "development aid".
Abu Sayyaf conducted a second raid on the island of Pandanan near Sipadan on September 10 and seized three more Malaysians. The Philippine army launched a major offensive on September 16, 2000, rescuing all remaining hostages, except Filipino dive instructor Roland Ullah. He was freed in 2003. Abu Sayyaf coordinated with the Chinese 14K Triad gang in carrying out the kidnappings. The 14K Triad has militarily supported Abu Sayyaf.
2013 Pom Pom kidnappings
On November 15, 2013, Abu Sayyaf militants raided a resort on the Malaysian island of Pom Pom. During the ambush, Taiwanese citizen Chang An-wei was kidnapped and her husband, Hsu Li-min, was killed. Chang was taken to the Sulu Archipelago. Chang was freed in Sulu Province and returned to Taiwan on December 21.
2014 Singamata, Baik Island and Kampung Air Sapang kidnappings
On April 2, 2014, a kidnap gang believed to originate from Abu Sayyaf militants raided Singamata Reef Resort off Semporna. Chinese tourist Gao Huayun from Shanghai and Filipino resort worker Marcy Dayawan were abducted and taken to the Sulu Archipelago. The two hostages were later rescued after a collaboration between Malaysian and Philippines security forces.
On May 6, five Abu Sayyaf gunmen raided a Malaysian fish farm on Baik Island Sabah, kidnapped the fish farm manager and took him to Jolo island. He was freed in July with the help of Malaysian negotiators.
On June 16, two gunmen believed to be from Abu Sayyaf kidnapped a Chinese fish farm manager and one Filipino worker in Kampung Air Sapang. The worker managed to escape and disappeared. Meanwhile, the fish farm manager was taken to Jolo. He was released on December 10.
Malaysian authorities identified five Filipinos, the "Muktadil brothers", as responsible for these cases. They sold their hostages to the Abu Sayyaf group. Of the five Muktadil brothers: Mindas Muktadil was killed by Philippine police in May 2015, Kadafi Muktadil was arrested in late 2015, Nixon Muktadil and Brown Muktadil were killed by the Philippine military on September 27, 2016, after they resisted arrest, while Badong Muktadil succumbed to his injuries while fleeing after he was shot when his brothers was killed. His body was discovered in a pump boat in Mususiasi.
2015 Ocean King Restaurant kidnappings
On May 15, 2015, four armed Abu Sayyaf members kidnapped two Malaysian nationals from Ocean King Restaurant in an upscale resort in Sandakan, Sabah and took them to Parang, Sulu. Police identified the leaders of the group behind the abduction as Alhabsy Misaya, Alden Bagade and Angah Adji. On November 8, Thien Nyuk Fun, the seafood restaurant owner, was released after payment of 30 million pesos ($US675,000) ransom. The initial agreement of 30 million pesos was reportedly for both hostages; however, a faction within the Abu Sayyaf Group demanded more after Thien Nyuk Fun was released. Further negotiations broke down and the other hostage, electrical engineer Bernard Then, was beheaded on Jolo Island on November 17.
Philippines and Malaysia waters
2014 German sailors kidnapping
In April 2014, Germans Dr. Stefan Viktor Okonek and Henrike Dielen were captured on their yacht on the high seas near Borneo. Abu Sayyaf threatened to behead one of them. After payment of $US5.6 million in October 2014, the pair were released in Patikul, Sulu.
2016 Local and foreign sailors kidnappings
On March 26, 2016, ten Indonesian seafarers were held hostage by ASG operating in Sulu Archipelago. They were abducted from the Brahma 12 tugboat and the Anand 12 barge near Tawi-Tawi province. The Indonesian vessels were freighting coal from South Borneo heading for Batangas port when hijacked. In April, the Indonesian government announced that the company that owned tugboat Brahma 12 had agreed to pay the 50-million-peso ($1 million) ransom. On May 2, they were released.
On April 1, four Malaysian sailors aboard a tugboat from Manila were kidnapped when they arrived near the shore of Ligitan Island. Their companions, three Myanmar nationals and two Indonesians, were unharmed. On June 8, they were released.
On April 15, four Indonesian sailors were kidnapped when two Indonesian tugboats from Cebu, Henry and Cristi, were attacked by Abu Sayyaf militants. While five of the passengers were safe, one was shot before he was rescued. They were released on May 11. A group of concerned Filipinos in Sabah urged Philippine president-elect Rodrigo Duterte to intervene for the release of four Malaysians held hostage by Abu Sayyaf. The issue strained the relationship between the Philippines and Malaysia.
On June 21, seven Indonesian sailors were kidnapped while aboard a tugboat passing through the Sulu Archipelago.
On July 9, three Indonesian fishermen were kidnapped near the coast of Lahad Datu, Sabah, Malaysia and released on September 17.
On July 18, five Malaysian sailors were abducted near the coast of Lahad Datu.
On August 3, an Indonesian sailor was kidnapped in the waters of Malaysia leaving two other crew members unharmed. This incident was reported by victims on August 5. Two of the hostages managed to escape after receiving persistent threats of beheading.
On September 10, three Filipino fishermen were kidnapped on the shores of Pom Pom Island.
On September 22, another Indonesian hostage was released.
On September 27, one Malaysian boat-skipper was kidnapped from his trawler by seven armed militants before the group attacked another Indonesian trawler; however, no kidnappings were committed in the second incident. The hostage was released on October 1, with no ransom demand, along with three Indonesians hostages who were released the same day.
On October 21, approximately ten Abu Sayyaf militants attacked a South Korean-bound vessel named MV Dongbang Gian and abducted a South Korean skipper and a Filipino crewman off Bongao, Tawi-Tawi.
On November 5, German sailor Sabine Merz was shot dead while her husband Jürgen Kantner was abducted from their yacht off Tanjong Luuk Pisuk in Sabah. On or before February 27, 2017, Kantner was beheaded after a ransom of 30 million pesos ($US600,000) was not paid.
On November 11, Vietnamese vessel MV Royale 16 with nineteen sailors on board was attacked by Abu Sayyaf near Basilan, abducting six sailors and injuring one. The remaining thirteen sailors were released.
On November 20, two Indonesian fishermen were kidnapped by five gunmen off Lahad Datu.
Due to the increase of attacks against foreign vessels by Abu Sayyaf, the governments of Indonesia, Malaysia, and the Philippines agreed to jointly patrol their waters on May 5, 2016. The three countries formed another agreement on joint air patrols.
During the first six months of 2016, Abu Sayyaf made $7.3 million, equivalent to Php 353 million, from ransom payoffs.
Beheadings
As part of its kidnap-for-ransom operations, the Abu Sayyaf has executed some of their male hostages if ransom demands were not met. The group had previously beheaded Christian civilians and others they consider kafir without demanding ransoms for their release, due to their religious affiliation.
Bombings
2004 Superferry 14 Bombing
Superferry 14 was a large ferry destroyed by a bomb on February 27, 2004, killing 116 people in the Philippines' worst terrorist attack and the world's deadliest terrorist attack at sea. On that day, the 10,192 ton ferry sailed out of Manila with about 900 passengers and crew on board. A television set filled with 8 lb. (4 kilograms) of TNT had been placed on board. 90 minutes out of port, the bomb exploded. 63 people were killed instantly and 53 were missing and presumed dead. Despite claims from terrorist groups, the blast was initially thought to have been an accident caused by a gas explosion. However, after divers righted the ferry five months after it had sunk, they found evidence of a bomb blast. A man called Redendo Cain Dellosa admitted to planting the bomb for Abu Sayyaf. Six suspects were arrested in connection with the bombing while the masterminds, Khadaffy Janjalani and Abu Sulaiman, were killed.
2016 Davao City bombing
On September 2, 2016, an explosion occurred at a night market in Davao City, Philippines killing at least 15 and injuring 70. Shortly before the bombing, Abu Sayyaf made a threat following the intensified military operation against them. Abu Sayyaf spokesperson Abu Rami was reported to claim responsibility. He later denied the report and any involvement, saying a group allied to them; the Daulat Ul-Islamiya were responsible. Although the Abu Sayyaf spokesman denied involvement, the Philippine government blame the group.
2019 Jolo Cathedral bombings
On January 27, 2019, two bombs detonated at the Roman Catholic Cathedral of Our Lady of Mount Carmel in Jolo town which is the center of Abu Sayyaf stronghold. The bombings resulting to eighteen people were killed while 82 others were injured, mostly from Philippine Army's 35th Battalion and civilians inside the church. The Philippine military said the Abu Sayyaf under the faction of Ajang-Ajang are responsible which is also echoed by peace advocate with evidence from military intelligence operatives that they have intercepted plans of the latter to bomb the other parts of downtown Jolo months before. The bombings took place a week after a referendum for the creation of Bangsamoro Autonomous Region with the attacks is described as the opposition by the Abu Sayyaf group for their areas inclusion under the Bangsamoro authorities since the whole Sulu province itself is already known to be against the referendum with 163,526 oppose votes (54.3%).
Criticism of attacks against civilians
Sheikh Yusuf al-Qaradawi in Qatar denounced the kidnappings and killings committed by Abu Sayyaf, asserting that they are not part of the dispute between the Abu Sayyaf and the Philippine government. He stated that it is shameful to commit such acts in the name of the Islamic faith, saying that such acts produce backlash against Islam and Muslims. During the 2000 Sipadan kidnappings, the Organization of the Islamic Conference (OIC) condemned the kidnapping and offered to help secure their release. OIC Secretary General Azeddine Laraki, told the Philippine government he was prepared to send an envoy to help save the hostages and issued a statement condemning the rebels. "The Secretary General has pointed out that this operation and the like are rejected by divine laws and that they are neither the appropriate nor correct means to resolve conflicts", the statement said.
The terrorism against civilians committed were condemned by MNLF and MILF, who said that Abu Sayyaf strayed from their real paths of struggle, with MILF labeling Abu Sayyaf as "anti-Islam" soon after Ridsdel's beheading in 2016. MNLF described the group as "causing chaos to their community". Both Christian and Muslim groups in the Philippines condemned Abu Sayyaf beheadings.
The kidnappings were criticized by Indonesia. On July 14, 2016, a group of Indonesian protesters gathered in front of the Philippine Embassy in Jakarta, holding banners that read "Go to hell Philippines and Abu Sayyaf" and "Destroy the Philippines and Abu Sayyaf" due to what was seen as the lack of action from the Philippine government. The group demanded a large scale military operation to destroy the Abu Sayyaf, with the Indonesian military proposing to send its forces to the Philippines prior to the protest, only to be rejected by the Philippine government on constitutional grounds.
Military operations
The Philippine military has engaged Abu Sayyaf since the 1990s. Under President Duterte, the Philippine government sought a peace agreement with the MNLF and MILF, but not the "bunch of criminals" in Abu Sayyaf. The Philippine military intensified operations in 2003, following the arrest of a Filipino-American who was alleged to have sold illegal weapons to the group. The suspect was tagged by US authorities as "one of the United States' most wanted fugitives". He was then deported by the Philippine government to face legal action in the United States.
On July 29, 2016, the military gained control of an Abu Sayyaf stronghold in Tipo-Tipo. The Philippine military pledged to eliminate Abu Sayyaf. On August 25, President Duterte ordered the group to be "destroyed" after it beheaded a teenager. Following the incident, the Philippine military sent thousands of troops to fight and destroy Abu Sayyaf. Filipino Army Major Filemon Tan said, "The order of the president is to search and destroy the Abu Sayyaf so that's what we are doing". Both MNLF and MILF began helping to suppress extremism in Mindanao, which helps the peace process for both groups.
Philippine security forces collaborated with Malaysia and Indonesia to maintain security in the Sulu Sea. The Indonesian government proposed to station army units in Mindanao to launch a major offensive against Abu Sayyaf. The Indonesian government called on the Malaysian and Philippine armies to launch combined land attacks together on Mindanao, while at the same time urging the Philippine government to allow Indonesia and Malaysia military forces to enter Philippine territory. The Vietnamese military started to hold military exercises against Abu Sayyaf (known locally as "pirates" by the Vietnamese) following the repeat kidnappings of Malaysian and Indonesian sailors. The Philippine military provided one battalion to go against each subgroup. On September 9, following the meeting between President Duterte and Indonesian President Joko Widodo, an agreement was reached to pursue the Abu Sayyaf. The Philippine President said in a statement:
However, the government of Indonesia decided to not launch a military operation in the southern Philippines, stating that there is enough Philippine military personnel had been deployed. Indonesia's view was seconded by Malaysia. Philippine military chief Ricardo Visaya warned the Abu Sayyaf that they would continue with further major military operations. The military chief gave notice to Abu Sayyaf members to surrender or be "neutralised", (killed or apprehended).
Some 20 Abu Sayyaf surrendered in Sumisip on September 22. The day before, Philippine armed forces confiscated 200 speedboats used by the Abu Sayyaf in Basilan, Sulu, Tawi-Tawi and Zamboanga. President Duterte rejected a proposal by Nur Misuari, the leader of MNLF to include Abu Sayyaf in peace talks. On September 27, another attempt to smuggle weapons to Abu Sayyaf was prevented by the Philippine National Police in San Juan City. Four people were arrested. By October 14, the Philippine military had launched 579 military operations, 426 of which were focused to "neutralise" group members. 54 engagements resulted in 56 Abu Sayyaf members killed, 21 surrendered and 17 arrested.
Abu Sayyaf fatalities then increased to 102, with seven more apprehended. Notable Abu Sayyaf leaders were killed, including Nelson Muktadil, Braun Muktadil, their sub-leader Mohammad Said, Jamiri Jawhari, Musanna Jamiri, the group spokesman Abu Rami and Alhabsy Misaya. In addition, another 165 fast boats used for transport and kidnapping activities were confiscated. By April 13, 2017, 50 more ASG members had surrendered. In the same month, Philippine authorities discovered the presence of militants from Indonesia and Malaysia killed during the ongoing operations (notable foreigners such as Sanusi, Zulkifli Abdhir, Ibrahim Ali, Mohd Najib Husen and Mohisen were among the dead) as well the presence of a "traitor" among their security members when a top policewoman was caught for her ties with the group. Indonesia admitted the presence of its citizens who came from North Sulawesi and said they could not prevent them from joining, given the lack of security on their borders. Malaysia discovered that militants were using Sabah as a transit point. The two pledged to prevent cross-border terrorism and curb the activities of militants
Early on November 26, 2016, Duterte stated that he would open peace talks with Abu Sayyaf group (as he did with the MNLF and MILF by offering federalism as a possible solution) while continuing to fight against the Maute group, a move criticized by Philippine analysts as it would be used by extreme rebels to claim for legitimacy as a group. In a statement, the President said:
His statements were criticized by national media as leading to confusion about whether he wanted peace talks. Another IS-linked group, the Maute emerged in 2016. On December 7, Duterte told the Indonesian and Malaysian leaders that "they can bomb the Abu Sayyaf along with the hostages if the Abu Sayyaf continue to present persistent threats and the hostages should already know that there is repeated warnings to not go there". In early 2019, Duterte emphatically stated that he would never initiate or agree to any peace talks with Abu Sayyaf due to his detestation for the group's record of atrocities and its treatment of innocent people as young as 8 years old.
In the aftermath of the 2019 Jolo Cathedral bombings, President Duterte ordered an "All-Out-War" directive against the Abu Sayyaf Group, which led to heavy ground operations, massive airstrikes, artillery bombardment in surrounding areas, the evacuation of civilian in other areas, and the creation of the 11th Infantry Division of the Philippine Army.
See also
Bangsamoro Islamic Freedom Fighters
Siege of Marawi
Notes
References
External links
Most Wanted Terrorists, Federal Bureau of Investigation, US Department of Justice
Council on Foreign Relations: Abu Sayyaf Group (Philippines, Islamist separatists)
Reward For Information (on five ASG members), Rewards for Justice Program, US Department of State
Looking for al-Qaeda in the Philippines
Balik-Terrorism: The Return of Abu Sayyaf (PDF), Strategic Studies Institute, US Army War College
The bloodstained trail of the Abu Sayyaf, Agence France-Presse
Jihadist groups
Organizations based in Asia designated as terrorist
Organized crime groups in the Philippines
Organisations designated as terrorist by Australia
Organisations designated as terrorist by Japan
Salafi jihadists
Organizations designated as terrorist by Canada |
2217 | https://en.wikipedia.org/wiki/Armenian%20language | Armenian language | Armenian ( (reformed), (classical), , ) is an Indo-European language and the sole member of an independent branch of that language family. It is the native language of the Armenian people and the official language of Armenia. Historically spoken in the Armenian highlands, today Armenian is widely spoken throughout the Armenian diaspora. Armenian is written in its own writing system, the Armenian alphabet, introduced in 405 AD by the canonized saint Mesrop Mashtots. The estimated number of Armenian speakers worldwide is between five and seven million.
History
Classification and origins
Armenian is an independent branch of the Indo-European languages. It is of interest to linguists for its distinctive phonological changes within that family. Armenian exhibits more satemization than centumization, although it is not classified as belonging to either of these subgroups. Some linguists tentatively conclude that Armenian, Greek (and Phrygian) and Indo-Iranian were dialectally close to each other; within this hypothetical dialect group, Proto-Armenian was situated between Proto-Greek (centum subgroup) and Proto-Indo-Iranian (satem subgroup). Ronald I. Kim has noted unique morphological developments connecting Armenian to Balto-Slavic languages.
The Armenian language has a long literary history, with a 5th-century Bible translation as its oldest surviving text. Its vocabulary has historically been influenced by Western Middle Iranian languages, particularly Parthian; its derivational morphology and syntax were also affected by language contact with Parthian, but to a lesser extent. Contact with Greek, Persian, and Syriac also resulted in a number of loanwords. There are two standardized modern literary forms, Eastern Armenian (spoken mainly in Armenia) and Western Armenian (spoken originally mainly in modern-day Turkey and, since the Armenian genocide, mostly in the diaspora). The differences between them are considerable but they are mutually intelligible after significant exposure. Some subdialects such as Homshetsi are not mutually intelligible with other varieties.
Although Armenians were known to history much earlier (for example, they were mentioned in the 6th-century BC Behistun Inscription and in Xenophon's 4th century BC history, The Anabasis), the oldest surviving Armenian-language writing is etched in stone on Armenian temples and is called Mehenagir. The Armenian alphabet was created by Mesrop Mashtots in 405, at which time it had 36 letters. He is also credited by some with the creation of the Georgian alphabet and the Caucasian Albanian alphabet.
While Armenian constitutes the sole member of the Armenian branch of the Indo-European family, Aram Kossian has suggested that the hypothetical Mushki language may have been a (now extinct) Armenic language.
Early contacts
W. M. Austin (1942) concluded that there was early contact between Armenian and Anatolian languages, based on what he considered common archaisms, such as the lack of a feminine gender and the absence of inherited long vowels. Unlike shared innovations (or synapomorphies), the common retention of archaisms (or symplesiomorphy) is not considered conclusive evidence of a period of common isolated development. There are words used in Armenian that are generally believed to have been borrowed from Anatolian languages, particularly from Luwian, although some researchers have identified possible Hittite loanwords as well. One notable loanword from Anatolian is Armenian xalam, "skull", cognate to Hittite ḫalanta, "head".
In 1985, the Soviet linguist Igor M. Diakonoff noted the presence in Classical Armenian of what he calls a "Caucasian substratum" identified by earlier scholars, consisting of loans from the Kartvelian and Northeast Caucasian languages. Noting that Hurro-Urartian-speaking peoples inhabited the Armenian homeland in the second millennium BC, Diakonoff identifies in Armenian a Hurro-Urartian substratum of social, cultural, and animal and plant terms such as ałaxin "slave girl" ( ← Hurr. al(l)a(e)ḫḫenne), cov "sea" ( ← Urart. ṣûǝ "(inland) sea"), ułt "camel" ( ← Hurr. uḷtu), and xnjor "apple (tree)" ( ← Hurr. ḫinzuri). Some of the terms he gives admittedly have an Akkadian or Sumerian provenance, but he suggests they were borrowed through Hurrian or Urartian. Given that these borrowings do not undergo sound changes characteristic of the development of Armenian from Proto-Indo-European, he dates their borrowing to a time before the written record but after the Proto-Armenian language stage.
Contemporary linguists, such as Hrach Martirosyan, have rejected many of the Hurro-Urartian and Northeast Caucasian origins for these words and instead suggest native Armenian etymologies, leaving the possibility that these words may have been loaned into Hurro-Urartian and Caucasian languages from Armenian, and not vice versa. A notable example is arciv, meaning "eagle", believed to have been the origin of Urartian Arṣibi and Northeast Caucasian arzu. This word is derived from Proto-Indo-European *h₂r̥ǵipyós, with cognates in Sanskrit (ऋजिप्य, ṛjipyá), Avestan (ərəzifiia), and Greek (αἰγίπιος, aigípios). Hrach Martirosyan and Armen Petrosyan propose additional borrowed words of Armenian origin loaned into Urartian and vice versa, including grammatical words and parts of speech, such as Urartian eue ("and"), attested in the earliest Urartian texts and likely a loan from Armenian (compare to Armenian , ultimately from Proto-Indo-European *h₁epi). Other loans from Armenian into Urartian includes personal names, toponyms, and names of deities.
Loan words from Iranian languages, along with the other ancient accounts such as that of Xenophon above, initially led linguists to erroneously classify Armenian as an Iranian language. Scholars such as Paul de Lagarde and F. Müller believed that the similarities between the two languages meant that Armenian belonged to the Iranian language family. The distinctness of Armenian was recognized when philologist Heinrich Hübschmann (1875) used the comparative method to distinguish two layers of Iranian words from the older Armenian vocabulary. He showed that Armenian often had two morphemes for one concept, that the non-Iranian components yielded a consistent Proto-Indo-European pattern distinct from Iranian, and that the inflectional morphology was different from that of Iranian languages.
Graeco-Armenian hypothesis
The hypothesis that Greek is Armenian's closest living relative originates with Holger Pedersen (1924), who noted that the number of Greek-Armenian lexical cognates is greater than that of agreements between Armenian and any other Indo-European language. Antoine Meillet (1925, 1927) further investigated morphological and phonological agreement and postulated that the parent languages of Greek and Armenian were dialects in immediate geographical proximity during the Proto-Indo-European period. Meillet's hypothesis became popular in the wake of his book Esquisse d'une histoire de la langue latine (1936). Georg Renatus Solta (1960) does not go as far as postulating a Proto-Graeco-Armenian stage, but he concludes that considering both the lexicon and morphology, Greek is clearly the dialect to be most closely related to Armenian. Eric P. Hamp (1976, 91) supports the Graeco-Armenian thesis and even anticipates a time "when we should speak of Helleno-Armenian" (meaning the postulate of a Graeco-Armenian proto-language). Armenian shares the augment and a negator derived from the set phrase in the Proto-Indo-European language ("never anything" or "always nothing"), the representation of word-initial laryngeals by prothetic vowels, and other phonological and morphological peculiarities with Greek. Nevertheless, as Fortson (2004) comments, "by the time we reach our earliest Armenian records in the 5th century AD, the evidence of any such early kinship has been reduced to a few tantalizing pieces".
Greco-Armeno-Aryan hypothesis
Graeco-(Armeno)-Aryan is a hypothetical clade within the Indo-European family, ancestral to the Greek language, the Armenian language, and the Indo-Iranian languages. Graeco-Aryan unity would have become divided into Proto-Greek and Proto-Indo-Iranian by the mid-3rd millennium BC. Conceivably, Proto-Armenian would have been located between Proto-Greek and Proto-Indo-Iranian, consistent with the fact that Armenian shares certain features only with Indo-Iranian (the satem change) but others only with Greek (s > h).
Graeco-Aryan has comparatively wide support among Indo-Europeanists who believe the Indo-European homeland to be located in the Armenian Highlands, the "Armenian hypothesis". Early and strong evidence was given by Euler's 1979 examination on shared features in Greek and Sanskrit nominal flection.
Used in tandem with the Graeco-Armenian hypothesis, the Armenian language would also be included under the label Aryano-Greco-Armenic, splitting into Proto-Greek/Phrygian and "Armeno-Aryan" (ancestor of Armenian and Indo-Iranian).
Evolution
Classical Armenian (Arm: grabar), attested from the 5th century to the 19th century as the literary standard (up to the 11th century also as a spoken language with different varieties), was partially superseded by Middle Armenian, attested from the 12th century to the 18th century. Specialized literature prefers "Old Armenian" for grabar as a whole, and designates as "Classical" the language used in the 5th century literature, "Post-Classical" from the late 5th to 8th centuries, and "Late Grabar" that of the period covering the 8th to 11th centuries. Later, it was used mainly in religious and specialized literature, with the exception of a revival during the early modern period, when attempts were made to establish it as the language of a literary renaissance, with neoclassical inclinations, through the creation and dissemination of literature in varied genres, especially by the Mekhitarists. The first Armenian periodical, Azdarar, was published in grabar in 1794.
The classical form borrowed numerous words from Middle Iranian languages, primarily Parthian, and contains smaller inventories of loanwords from Greek, Syriac, Aramaic, Arabic, Mongol, Persian, and indigenous languages such as Urartian. An effort to modernize the language in Bagratid Armenia and the Armenian Kingdom of Cilicia (11–14th centuries) resulted in the addition of two more characters to the alphabet ("" and ""), bringing the total number to 38.
The Book of Lamentations by Gregory of Narek (951–1003) is an example of the development of a literature and writing style of Old Armenian by the 10th century. In addition to elevating the literary style and vocabulary of the Armenian language by adding well above a thousand new words, through his other hymns and poems Gregory paved the way for his successors to include secular themes and vernacular language in their writings. The thematic shift from mainly religious texts to writings with secular outlooks further enhanced and enriched the vocabulary. "A Word of Wisdom", a poem by Hovhannes Sargavak devoted to a starling, legitimizes poetry devoted to nature, love, or female beauty. Gradually, the interests of the population at large were reflected in other literary works as well. Konsdantin Yerzinkatsi and several others took the unusual step of criticizing the ecclesiastic establishment and addressing the social issues of the Armenian homeland. These changes represented the nature of the literary style and syntax, but they did not constitute immense changes to the fundamentals of the grammar or the morphology of the language. Often, when writers codify a spoken dialect, other language users are then encouraged to imitate that structure through the literary device known as parallelism.
In the 19th century, the traditional Armenian homeland was once again divided. This time Eastern Armenia was conquered from Qajar Iran by the Russian Empire, while Western Armenia, containing two thirds of historical Armenia, remained under Ottoman control. The antagonistic relationship between the Russian and Ottoman empires led to creation of two separate and different environments under which Armenians lived. Halfway through the 19th century, two important concentrations of Armenian communities were further consolidated. Because of persecutions or the search for better economic opportunities, many Armenians living under Ottoman rule gradually moved to Istanbul, whereas Tbilisi became the center of Armenians living under Russian rule. These two cosmopolitan cities very soon became the primary poles of Armenian intellectual and cultural life.
The introduction of new literary forms and styles, as well as many new ideas sweeping Europe, reached Armenians living in both regions. This created an ever-growing need to elevate the vernacular, Ashkharhabar, to the dignity of a modern literary language, in contrast to the now-anachronistic Grabar. Numerous dialects existed in the traditional Armenian regions, which, different as they were, had certain morphological and phonetic features in common. On the basis of these features two major standards emerged:
Western standard: The influx of immigrants from different parts of the traditional Armenian homeland to Istanbul crystallized the common elements of the regional dialects, paving the way for a style of writing that required a shorter and more flexible learning curve than Grabar.
Eastern standard: The Yerevan dialect provided the primary elements of Eastern Armenian, centered in Tbilisi, Georgia. Similar to the Western Armenian variant, the Modern Eastern was in many ways more practical and accessible to the masses than Grabar.
Both centers vigorously pursued the promotion of Ashkharhabar. The proliferation of newspapers in both versions (Eastern & Western) and the development of a network of schools where modern Armenian was taught, dramatically increased the rate of literacy (in spite of the obstacles by the colonial administrators), even in remote rural areas. The emergence of literary works entirely written in the modern versions increasingly legitimized the language's existence. By the turn of the 20th century both varieties of the one modern Armenian language prevailed over Grabar and opened the path to a new and simplified grammatical structure of the language in the two different cultural spheres. Apart from several morphological, phonetic, and grammatical differences, the largely common vocabulary and generally analogous rules of grammatical fundamentals allows users of one variant to understand the other as long as they are fluent in one of the literary standards.
After World War I, the existence of the two modern versions of the same language was sanctioned even more clearly. The Armenian Soviet Socialist Republic (1920–1990) used Eastern Armenian as its official language, whereas the diaspora created after the Armenian genocide preserved the Western Armenian dialect.
The two modern literary dialects, Western (originally associated with writers in the Ottoman Empire) and Eastern (originally associated with writers in the Russian Empire), removed almost all of their Turkish lexical influences in the 20th century, primarily following the Armenian genocide.
Geographic distribution
In addition to Armenia and Turkey, where it is indigenous, Armenian is spoken among the diaspora. According to Ethnologue, globally there are million Western Armenian speakers and million Eastern Armenian speakers, totalling million Armenian speakers.
In Georgia, Armenian speakers are concentrated in Ninotsminda and Akhalkalaki districts where they represent over 90% of the population.
Status and usage
The short-lived First Republic of Armenia declared Armenian its official language. Eastern Armenian was then dominating in institutions and among the population. When Armenia was incorporated into the USSR, the Armenian Soviet Socialist Republic made Eastern Armenian the language of the courts, government institutions and schools. Armenia was also russified. The current Republic of Armenia upholds the official status of the Armenian language. Eastern Armenian is the official variant used, making it the prestige variety while other variants have been excluded from national institutions. Indeed, Western Armenian is perceived by some as a mere dialect. Armenian is also official in the Republic of Artsakh. It is recognized as an official language of the Eurasian Economic Union although Russian is the working language.
Armenian (without reference to a specific variety) is officially recognized as a minority language in Cyprus, Hungary, Iraq, Poland, Romania, and Ukraine. It is recognized as a minority language and protected in Turkey by the 1923 Treaty of Lausanne.
Western Armenian is the language of the diaspora, it is the medium of instruction in the majority of Armenian-language schools outside Armenia. In particular, in the Samtskhe-Javakheti region of Georgia, although Armenian has no legal status, there were 144 state-funded schools in the area as of 2010 where Armenian is the main language of instruction. The Lebanese curriculum allows Armenian schools to teach the Armenian language as a basic language. In California, home to a large Armenian American community, various state government agencies provide Armenian translations of their documents: the California Department of Social Services, California Department of Motor Vehicles, California superior courts. In the city of Glendale, there are street signs in Armenian.
In Iran, article 15 of the constitution allows the use of "regional and tribal languages" in the mass media as well as within the schools. However, these languages do not receive formal status and are not officially regulated by the authorities. Iranian Armenians are de facto the only non-Persian ethnic group in Iran enjoying this right. They have their own private schools, where Armenian is the medium of instruction.
Phonology
Proto-Indo-European voiceless stop consonants are aspirated in the Proto-Armenian language, one of the circumstances that is often linked to the glottalic theory, a version of which postulated that some voiceless occlusives of Proto-Indo-European were aspirated.
Stress
In Armenian, the stress falls on the last syllable unless the last syllable contains the definite article or , and the possessive articles and , in which case it falls on the penultimate one. For instance, , , but and . Exceptions to this rule are some words with the final letter ( in the reformed orthography) () and sometimes the ordinal numerals (, etc.), as well as , and a small number of other words.
Vowels
Modern Armenian has six monophthongs. Each vowel phoneme in the table is represented by three symbols. The first is the sounds transcription in the International Phonetic Alphabet (IPA). After that appears the corresponding letter of the Armenian alphabet. The last symbol is its Latin transliteration.
Western and other dialects may also have /, /.
Consonants
The following table lists the Eastern Armenian consonantal system. The occlusives and affricates have an aspirated series, commonly transcribed with a reversed apostrophe after the letter. Each phoneme in the table is represented by IPA, Armenian script and romanization.
The major phonetic difference between dialects is in the reflexes of Classical Armenian voice-onset time. The seven dialect types have the following correspondences, illustrated with the t–d series:
{| class="wikitable" style=text-align:center
|+Correspondence in initial position
!Armenian Letter
|Թ
|Տ
|Դ
|-
!Indo-European
|*
|*
|*
|-
!Karin, Sebastia
| rowspan="7" |
|
|
|-
!Istanbul
|colspan=2|
|-
!Kharberd, Middle Armenian
| rowspan="2" |
|
|-
!Malatya, SWA
|
|-
!Classical Armenian, Agulis, SEA, Yerevan
|
|
|-
!Van, Artsakh
|colspan=2|
|}
Morphology
Armenian corresponds with other Indo-European languages in its structure, but it shares distinctive sounds and features of its grammar with neighboring languages of the Caucasus region. The Armenian orthography is rich in combinations of consonants, but in pronunciation, this is broken up with schwas. Both classical Armenian and the modern spoken and literary dialects have a complicated system of noun declension, with six or seven noun cases but no gender. In modern Armenian, the use of auxiliary verbs to show tense (comparable to will in "he will go") has generally supplanted the inflected verbs of Classical Armenian. Negative verbs are conjugated differently from positive ones (as in English "he goes" and "he does not go") in many tenses, otherwise adding only the negative to the positive conjugation. Grammatically, early forms of Armenian had much in common with classical Greek and Latin, but the modern language, like modern Greek, has undergone many transformations, adding some analytic features.
Noun
Armenian has no grammatical gender, not even in the pronoun, but there is a feminine suffix ( "-uhi"). For example, (usucʻičʻ, "teacher") becomes (usucʻčʻuhi, female teacher). This suffix does not have a grammatical effect on the sentence. The nominal inflection reserves several types of inherited stem classes. Historically, nouns were declined for one of seven cases: nominative (ուղղական uġġakan), accusative (հայցական haycʻakan), locative (ներգոյական nergoyakan), genitive (սեռական seṙakan), dative (տրական trakan), ablative (բացառական bacʻaṙakan), or instrumental (գործիական gorciakan), but in the modern language, the nominative and accusative cases, as well as the dative and genitive cases, have merged.
Examples of noun declension in Eastern Armenian
Which case the direct object takes is split based on animacy (a phenomenon more generally known as differential object marking). Inanimate nouns take the nominative, while animate nouns take the dative. Additionally, animate nouns can never take the locative case.
Examples of noun declension in Western Armenian
Verb
Verbs in Armenian have an expansive system of conjugation with two main verb types in Eastern Armenian and three in Western Armenian changing form based on tense, mood and aspect.
Dialects
Armenian is a pluricentric language, having two modern standardized forms: Eastern Armenian and Western Armenian. The most distinctive feature of Western Armenian is that it has undergone several phonetic mergers; these may be due to proximity to Arabic- and Turkish-speaking communities.
Classical Armenian (Grabar), which remained the standard until the 18th century, was quite homogeneous across the different regions that works in it were written; it may have been a cross-regional standard. The Middle Armenian variety used in the court of Cilician Armenia (1080–1375) provides a window into the development of Western Armenian, which came to be based on what became the dialect of Istanbul, while the standard for Eastern Armenian was based on the dialect around Mount Ararat and Yerevan. Although the Armenian language is often divided into "east" and "west", the two standards are actually relatively close to each other in light of wealth of the diversity present among regional non-standard Armenian dialects. The different dialects have experienced different degrees of language contact effects, often with Turkic and Caucasian languages; for some, the result has been significant phonological and syntactic changes. Fortson notes that the modern standard as well has now attained a subordinate clausal structure that greatly resembles a Turkic language.
Eastern Armenian speakers pronounce () as [tʰ], () as [d], and () as a tenuis occlusive [t˭]. Western Armenian has simplified the occlusive system into a simple division between voiced occlusives and aspirated ones; the first series corresponds to the tenuis series of Eastern Armenian, and the second corresponds to the Eastern voiced and aspirated series. Thus, the Western dialect pronounces both () and () as [tʰ], and the () letter as [d].
There is no precise linguistic border between one dialect and another because there is nearly always a dialect transition zone of some size between pairs of geographically identified dialects.
Armenian can be divided into two major dialectal blocks and those blocks into individual dialects, though many of the Western Armenian dialects have become extinct due to the effects of the Armenian genocide. In addition, neither dialect is completely homogeneous: any dialect can be subdivided into several subdialects. Although Western and Eastern Armenian are often described as different dialects of the same language, many subdialects are not readily mutually intelligible. Nevertheless, a fluent speaker of one of two greatly varying dialects who is also literate in one of the standards, when exposed to the other dialect for a period of time will be able to understand the other with relative ease.
Distinct Western Armenian varieties currently in use include Homshetsi, spoken by the Hemshin peoples; the dialects of Armenians of Kessab (Քեսապի բարբառ), Latakia and Jisr al-Shughur (Syria), Anjar, Lebanon, and Vakıflı, Samandağ (Turkey), part of the "Sueidia" dialect (Սուէտիայի բարբառ).
Forms of the Karin dialect of Western Armenian are spoken by several hundred thousand people in Northern Armenia, mostly in Gyumri, Artik, Akhuryan, and around 130 villages in Shirak Province, and by Armenians in Samtskhe–Javakheti province of Georgia (Akhalkalaki, Akhaltsikhe).
Nakhichevan-on-Don Armenians speak another Western Armenian variety based on the dialect of Armenians in Crimea, where they came from in order to establish the town and surrounding villages in 1779 (Նոր Նախիջևանի բարբառ).
Western Armenian dialects are currently spoken also in Gavar (formerly Nor Bayazet and Kamo, on the western shore of Lake Sevan), Aparan, and Talin in Armenia (Mush dialect), and by the large Armenian population residing in Abkhazia, where they are considered to be the first or second ethnic minority, or even equal in number to the local Abkhaz population
Orthography
The Armenian alphabet ( or ) is a graphically unique alphabetical writing system that is used to write the Armenian language. It was introduced around AD 405 by Mesrop Mashtots, an Armenian linguist and ecclesiastical leader, and originally contained 36 letters. Two more letters, օ (ō) and ֆ (f), were added in the Middle Ages.
During the 1920s orthography reform in Soviet Armenia, a new letter և (capital ԵՎ) was added, which was a ligature before ե+ւ, whereas the letter Ւ ւ was discarded and reintroduced as part of a new letter ՈՒ ու (which was a digraph before). This alphabet and associated orthography is used by most Armenian speakers of Armenia and the countries of the former Soviet Union. Neither the alphabet nor the orthography has been adopted by Diaspora Armenians, including Eastern Armenian speakers of Iran and all Western Armenian speakers, who keep using the traditional alphabet and spelling.
Vocabulary
Indo-European cognates
Armenian is an Indo-European language, so many of its Proto-Indo-European-descended words are cognates of words in other Indo-European languages such as English, Latin, Greek, and Sanskrit.
Due to extensive loaning, only around 1,500 words (G. Jahukyan) are known to have been inherited from Indo-European by the Classical Armenian stage; the rest were lost, a fact that presents a major challenge to endeavors to better understand Proto-Armenian and its place within the family, especially as many of the sound changes along the way from Indo-European to Armenian remain quite difficult to analyze.
This table lists some of the more recognizable cognates that Armenian shares with English words descended from Old English.
See also
Armenian PowerSpell, electronic text corrector
Armenian Sign Language
Auguste Carrière
Languages of Armenia
Language families and languages
List of Indo-European languages
Classical Armenian orthography
Notes
Footnotes
References
Further reading
Adjarian, Hrachya H. (1909) Classification des dialectes arméniens, par H. Adjarian. Paris: Honoré Champion.
Clackson, James. 1994. The Linguistic Relationship Between Armenian and Greek. London: Publications of the Philological Society, No 30. (and Oxford: Blackwell Publishing)
Holst, Jan Henrik (2009) Armenische Studien. Wiesbaden: Harrassowitz.
Mallory, J. P. (1989) In Search of the Indo-Europeans: Language, Archaeology and Myth. London: Thames & Hudson.
Vaux, Bert. 1998. The Phonology of Armenian. Oxford: Clarendon Press.
Vaux, Bert. 2002. "The Armenian dialect of Jerusalem". In Armenians in the Holy Land. Louvain: Peters.
External links
Armenian Lessons () (free online through the Linguistics Research Center at UT Austin)
Armenian Swadesh list of basic vocabulary words (from Wiktionary's Swadesh list appendix)
ARMENIA AND IRAN iv. History, discussion, and the presentation of Iranian influences in Armenian Language over the millennia
Nayiri.com (Library of Armenian dictionaries)
dictionaries.arnet.am Collection of Armenian XDXF and Stardict dictionaries
Grabar (Brief introduction to Classical Armenian also known as Grabar)
բառարան.հայ – Armenian dictionary
Articles containing video clips
Indo-European languages
Languages attested from the 5th century
Languages of Armenia
Languages of Azerbaijan
Languages of Cyprus
Languages of Georgia (country)
Languages of Iran
Languages of Kazakhstan
Languages of Kurdistan
Languages of Lebanon
Languages of Russia
Languages of the Caucasus
Languages of Turkey
Subject–object–verb languages |
2219 | https://en.wikipedia.org/wiki/Aircraft%20carrier | Aircraft carrier | An aircraft carrier is a warship that serves as a seagoing airbase, equipped with a full-length flight deck and facilities for carrying, arming, deploying, and recovering aircraft. Typically, it is the capital ship of a fleet, as it allows a naval force to project air power worldwide without depending on local bases for staging aircraft operations. Carriers have evolved since their inception in the early twentieth century from wooden vessels used to deploy balloons to nuclear-powered warships that carry numerous fighters, strike aircraft, helicopters, and other types of aircraft. While heavier aircraft such as fixed-wing gunships and bombers have been launched from aircraft carriers, these aircraft have not landed on a carrier. By its diplomatic and tactical power, its mobility, its autonomy and the variety of its means, the aircraft carrier is often the centerpiece of modern combat fleets. Tactically or even strategically, it replaced the battleship in the role of flagship of a fleet. One of its great advantages is that, by sailing in international waters, it does not interfere with any territorial sovereignty and thus obviates the need for overflight authorizations from third-party countries, reduces the times and transit distances of aircraft and therefore significantly increases the time of availability on the combat zone.
There is no single definition of an "aircraft carrier", and modern navies use several variants of the type. These variants are sometimes categorized as sub-types of aircraft carriers, and sometimes as distinct types of naval aviation-capable ships. Aircraft carriers may be classified according to the type of aircraft they carry and their operational assignments. Admiral Sir Mark Stanhope, RN, former First Sea Lord (head) of the Royal Navy, has said, "To put it simply, countries that aspire to strategic international influence have aircraft carriers." Henry Kissinger, while United States Secretary of State, also said: "An aircraft carrier is 100,000 tons of diplomacy."
As of , there are 47 active aircraft carriers in the world operated by fourteen navies. The United States Navy has 11 large nuclear-powered fleet carriers—carrying around 80 fighters each—the largest carriers in the world; the total combined deck space is over twice that of all other nations combined. As well as the aircraft carrier fleet, the US Navy has nine amphibious assault ships used primarily for helicopters, although these also each carry up to 20 vertical or short take-off and landing (V/STOL) fighter jets and are similar in size to medium-sized fleet carriers. The United Kingdom, India and China each operate two aircraft carriers. France and Russia each operate a single aircraft carrier with a capacity of 30 to 60 fighters. Italy operates two light V/STOL carriers and Spain operates one V/STOL aircraft-carrying assault ship. Helicopter carriers are operated by Japan (4, two of which are being converted to operate V/STOL fighters), France (3), Australia (2), Egypt (2), South Korea (2), China (3), Thailand (1) and Brazil (1). Future aircraft carriers are under construction or in planning by China, France, India, Russia, South Korea, Turkey, and the US.
Types of carriers
General features
Speed is a crucial attribute for aircraft carriers, as they need to be able to be deployed quickly anywhere in the world and have to be fast enough to evade detection and targeting from enemy forces. A high speed also increases the "wind over the deck", boosting the lift available for fixed-wing aircraft to carry fuel and ammunition. In order to evade nuclear submarines, the carriers should have a speed of more than 30 knots.
Aircraft carriers are among the largest types of warships due to their need for ample deck space.
An aircraft carrier must be able to perform increasingly diverse mission sets. Diplomacy, power projection, quick crisis response force, land attack from the sea, sea base for helicopter and amphibious assault forces, anti-surface warfare (ASUW), Defensive Counter Air (DCA), and humanitarian aid disaster relief (HADR) are some of the missions the aircraft carrier is expected to accomplish. Traditionally an aircraft carrier is supposed to be one ship that can perform at least power projection and sea control missions.
An aircraft carrier must be able to efficiently operate an air combat group. This means it should handle fixed-wing jets as well as helicopters. This includes ships designed to support operations of short-takeoff/vertical-landing (STOVL) jets.
Basic types
Aircraft cruiser
Amphibious assault ship and sub-types
Anti-submarine warfare carrier
Balloon carrier and balloon tenders
Escort carrier
Fleet carrier
Flight deck cruiser
Helicopter carrier
Light aircraft carrier
Sea Control Ship
Seaplane tender and seaplane carriers
Utility carrier: This type was mainly used in the US Navy, in the decade after World War 2 to ferry aircraft.
Some of the types listed here are not strictly defined as aircraft carriers by some sources.
By role
A fleet carrier is intended to operate with the main fleet and usually provides an offensive capability. These are the largest carriers capable of fast speeds. By comparison, escort carriers were developed to provide defense for convoys of ships. They were smaller and slower with lower numbers of aircraft carried. Most were built from mercantile hulls or, in the case of merchant aircraft carriers, were bulk cargo ships with a flight deck added on top. Light aircraft carriers were fast enough to operate with the main fleet but of smaller size with reduced aircraft capacity.
The Soviet aircraft carrier Admiral Kusnetsov was termed a "heavy aircraft-carrying cruiser". This was primarily a legal construct to avoid the limitations of the Montreux Convention preventing 'aircraft carriers' transiting the Turkish Straits between the Soviet Black Sea bases and the Mediterranean Sea. These ships, while sized in the range of large fleet carriers, were designed to deploy alone or with escorts. In addition to supporting fighter aircraft and helicopters, they provide both strong defensive weaponry and heavy offensive missiles equivalent to a guided-missile cruiser.
By configuration
Aircraft carriers today are usually divided into the following four categories based on the way that aircraft take off and land:
Catapult-assisted take-off barrier-arrested recovery (CATOBAR): these carriers generally carry the largest, heaviest, and most heavily armed aircraft, although smaller CATOBAR carriers may have other limitations (weight capacity of aircraft elevator, etc.). All CATOBAR carriers in service today are nuclear powered. Twelve are in service: ten Nimitz and one fleet carriers in the United States; and the Charles de Gaulle in France.
Short take-off barrier-arrested recovery (STOBAR): these carriers are generally limited to carrying lighter fixed-wing aircraft with more limited payloads. STOBAR carrier air wings, such as the Sukhoi Su-33 and future Mikoyan MiG-29K wings of are often geared primarily towards air superiority and fleet defense roles rather than strike/power projection tasks, which require heavier payloads (bombs and air-to-ground missiles). Five are in service: two in China; two in India and one in Russia.
Short take-off vertical-landing (STOVL): limited to carrying STOVL aircraft. STOVL aircraft, such as the Harrier family and Yakovlev Yak-38 generally have limited payloads, lower performance, and high fuel consumption when compared with conventional fixed-wing aircraft; however, a new generation of STOVL aircraft, currently consisting of the Lockheed Martin F-35B Lightning II, has much improved performance. Fourteen are in service; nine STOVL amphibious assault ships in the US; two carriers each in Italy and the UK; and one STOVL amphibious assault ship in Spain.
Helicopter carrier: Helicopter carriers have a similar appearance to other aircraft carriers but operate only helicopters – those that mainly operate helicopters but can also operate fixed-wing aircraft are known as STOVL carriers (see above). Seventeen are in service: four in Japan; three in France; two each in Australia, China, Egypt and South Korea; and one each in Brazil and Thailand. In the past, some conventional carriers were converted and these were called "commando carriers" by the Royal Navy. Some helicopter carriers, but not all, are classified as amphibious assault ships, tasked with landing and supporting ground forces on enemy territory.
By size
Fleet carrier
Light aircraft carrier
Escort carrier
Supercarrier
The appellation "supercarrier" is not an official designation with any national navy, but a term used predominantly by the media and typically when reporting on larger and more advanced carrier types. It is also used when comparing carriers of various sizes and capabilities, both current and past. It was first used by The New York Times in 1938, in an article about the Royal Navy's , that had a length of , a displacement of 22,000 ton and was designed to carry 72 aircraft. Since then, aircraft carriers have consistently grown in size, both in length and displacement, as well as improved capabilities; in defense, sensors, electronic warfare, propulsion, range, launch and recovery systems, number and types of aircraft carried and number of sorties flown per day.
China, Russia, and the United Kingdom all have carriers in service or under construction with displacements ranging from 65,000 to 85,000 tons and lengths from which have been described as "supercarriers". The largest "supercarriers" in service as of 2022, however, are with the US Navy, with displacements exceeding 100,000 tons, lengths of over , and capabilities that match or exceed that of any other class.
Hull type identification symbols
Several systems of identification symbol for aircraft carriers and related types of ship have been used. These include the pennant numbers used by the Royal Navy, Commonwealth countries, and Europe, along with the hull classification symbols used by the US and Canada.
History
Origins
The 1903 advent of the heavier-than-air fixed-wing airplane with the Wright brothers' first flight at Kitty Hawk, North Carolina, was closely followed on 14 November 1910, by Eugene Burton Ely's first experimental take-off of a Curtiss Pusher airplane from the deck of a United States Navy ship, the cruiser anchored off Norfolk Navy Base in Virginia. Two months later, on 18 January 1911, Ely landed his Curtiss Pusher airplane on a platform on the armored cruiser anchored in San Francisco Bay. On 9 May 1912, the first take off of an airplane from a ship while underway was made by Commander Charles Samson flying a Short Improved S.27 biplane "S.38" of the Royal Naval Air Service (RNAS) from the deck of the Royal Navy's pre-dreadnought battleship , thus providing the first practical demonstration of the aircraft carrier for naval operations at sea. Seaplane tender support ships came next, with the French of 1911.
Early in World War I, the Imperial Japanese Navy ship conducted the world's first successful ship-launched air raid: on 6 September 1914, a Farman aircraft launched by Wakamiya attacked the Austro-Hungarian cruiser and the Imperial German gunboat Jaguar in Jiaozhou Bay off Qingdao; neither was hit. The first attack using an air-launched torpedo occurred on 2 August, when a torpedo was fired by Flight Commander Charles H. K. Edmonds from a Short Type 184 seaplane, launched from the seaplane carrier .
The first carrier-launched airstrike was the Tondern raid in July 1918. Seven Sopwith Camels were launched from the battlecruiser which had been completed as a carrier by replacing her planned forward turret with a flight deck and hangar prior to commissioning. The Camels attacked and damaged the German airbase at Tondern, Germany (modern day Tønder, Denmark) and destroyed two zeppelin airships.
The first landing of an airplane on a moving ship was by Squadron Commander Edwin Harris Dunning, when he landed his Sopwith Pup on HMS Furious in Scapa Flow, Orkney on 2 August 1917. Landing on the forward flight deck required the pilot to approach round the ship's superstructure, a difficult and dangerous manoeuver and Dunning was later killed when his airplane was thrown overboard while attempting another landing on Furious. HMS Furious was modified again when her rear turret was removed and another flight deck added over a second hangar for landing aircraft over the stern. Her funnel and superstructure remained intact however and turbulence from the funnel and superstructure was severe enough that only three landing attempts were successful before further attempts were forbidden. This experience prompted the development of vessels with a flush deck and produced the first large fleet ships. In 1918, became the world's first carrier capable of launching and recovering naval aircraft.
As a result of the Washington Naval Treaty of 1922, which limited the construction of new heavy surface combat ships, most early aircraft carriers were conversions of ships that were laid down (or had served) as different ship types: cargo ships, cruisers, battlecruisers, or battleships. These conversions gave rise to the US s (1927), Japanese and , and British . Specialist carrier evolution was well underway, with several navies ordering and building warships that were purposefully designed to function as aircraft carriers by the mid-1920s. This resulted in the commissioning of ships such as the Japanese (1922), (1924, although laid down in 1918 before Hōshō), and (1927). During World War II, these ships would become known as fleet carriers.
World War II
The aircraft carrier dramatically changed naval warfare in World War II, because air power was becoming a significant factor in warfare. The advent of aircraft as focal weapons was driven by the superior range, flexibility, and effectiveness of carrier-launched aircraft. They had greater range and precision than naval guns, making them highly effective. The versatility of the carrier was demonstrated in November 1940, when launched a long-range strike on the Italian fleet at their base in Taranto, signalling the beginning of the effective and highly mobile aircraft strikes. This operation in the shallow water harbor incapacitated three of the six anchored battleships at a cost of two torpedo bombers.
World War II in the Pacific Ocean involved clashes between aircraft carrier fleets. The Japanese surprise attack on the American Pacific fleet at Pearl Harbor naval and air bases on Sunday, 7 December 1941, was a clear illustration of the power projection capability afforded by a large force of modern carriers. Concentrating six carriers in a single unit turned naval history about, as no other nation had fielded anything comparable. Further versatility was demonstrated during the "Doolittle Raid", on 18 April 1942, when US Navy carrier sailed to within of Japan and launched 16 B-25 bombers from her deck in a retaliatory strike on the mainland, including the capital, Tokyo. However, the vulnerability of carriers compared to traditional battleships when forced into a gun-range encounter was quickly illustrated by the sinking of by German battleships during the Norwegian campaign in 1940.
This new-found importance of naval aviation forced nations to create a number of carriers, in efforts to provide air superiority cover for every major fleet in order to ward off enemy aircraft. This extensive usage led to the development and construction of 'light' carriers. Escort aircraft carriers, such as , were sometimes purpose-built but most were converted from merchant ships as a stop-gap measure to provide anti-submarine air support for convoys and amphibious invasions. Following this concept, light aircraft carriers built by the US, such as , represented a larger, more "militarized" version of the escort carrier. Although with similar complement to escort carriers, they had the advantage of speed from their converted cruiser hulls. The UK 1942 Design Light Fleet Carrier was designed for building quickly by civilian shipyards and with an expected service life of about 3 years. They served the Royal Navy during the war, and the hull design was chosen for nearly all aircraft carrier equipped navies after the war, until the 1980s. Emergencies also spurred the creation or conversion of highly unconventional aircraft carriers. CAM ships were cargo-carrying merchant ships that could launch (but not retrieve) a single fighter aircraft from a catapult to defend the convoy from long range land-based German aircraft.
Postwar era
Before World War II, international naval treaties of 1922, 1930, and 1936 limited the size of capital ships including carriers. Since World War II, aircraft carrier designs have increased in size to accommodate a steady increase in aircraft size. The large, modern of US Navy carriers has a displacement nearly four times that of the World War II–era , yet its complement of aircraft is roughly the same—a consequence of the steadily increasing size and weight of individual military aircraft over the years. Today's aircraft carriers are so expensive that some nations which operate them risk significant economic and military impact if a carrier is lost.
Some changes were made after 1945 in carriers:
The angled flight deck was invented by Royal Navy Captain (later Rear Admiral) Dennis Cambell, as naval aviation jets higher speeds required carriers be modified to "fit" their needs. Additionally, the angled flight deck allows for simultaneous launch and recovery.
Jet blast deflectors became necessary to protect aircraft and handlers from jet blast. The first US Navy carriers to be fitted with them were the wooden-decked s which were adapted to operate jets in the late 1940s. Later versions had to be water-cooled because of increasing engine power.
Optical landing systems were developed to facilitate the very precise landing angles required by jet aircraft, which have a faster landing speed giving the pilot little time to correct misalignments, or mistakes. The first system was fitted to in 1952.
Aircraft carrier designs have increased in size to accommodate continuous increase in aircraft size. The 1950s saw US Navy's commission of "supercarriers", designed to operate naval jets, which offered better performance at the expense of bigger size and demanded more ordnance to be carried on-board (fuel, spare parts, electronics, etc.).
The combination of increased carrier size, speed requirements above 30 knots, and a requirement to operate at sea for long periods mean that modern large aircraft carriers often use nuclear reactors to create power for propulsion, electricity, catapulting airplanes from aircraft carriers, and a few more minor uses.
Modern navies that operate such aircraft carriers treat them as capital ships of fleets, a role previously held by the galleons, ships-of-the-line and battleships. This change took place during World War II in response to air power becoming a significant factor in warfare, driven by the superior range, flexibility and effectiveness of carrier-launched aircraft. Following the war, carrier operations continued to increase in size and importance, and along with, carrier designs also increased in size and ability. Some of these larger carriers, dubbed by the media as "supercarriers", displacing 75,000 tons or greater, have become the pinnacle of carrier development. Some are powered by nuclear reactors and form the core of a fleet designed to operate far from home. Amphibious assault ships, such as the and classes, serve the purpose of carrying and landing Marines, and operate a large contingent of helicopters for that purpose. Also known as "commando carriers" or "helicopter carriers", many have the capability to operate VSTOL aircraft.
The threatening role of aircraft carriers has a place in modern asymmetric warfare, like the gunboat diplomacy of the past. Carriers also facilitate quick and precise projections of overwhelming military power into such local and regional conflicts.
Lacking the firepower of other warships, carriers by themselves are considered vulnerable to attack by other ships, aircraft, submarines, or missiles. Therefore, an aircraft carrier is generally accompanied by a number of other ships to provide protection for the relatively unwieldy carrier, to carry supplies, re-supply (Many carriers are self-sufficient and will supply their escorts) and perform other support services, and to provide additional offensive capabilities. The resulting group of ships is often termed a carrier strike group, battle group, carrier group, or carrier battle group.
There is a view among some military pundits that modern anti-ship weapons systems, such as torpedoes and missiles, or even ballistic missiles with nuclear warheads have made aircraft carriers and carrier groups too vulnerable for modern combat.
like the German U24 of the conventional 206 class which in 2001 "fired" at the Enterprise during the exercise JTFEX 01-2 in the Caribbean Sea by firing flares and taking a photograph through its periscope or the Swedish Gotland which managed the same feat in 2006 during JTFEX 06-2 by penetrating the defensive measures of Carrier Strike Group 7 which was protecting .
Description
Structure
Carriers are large and long ships, although there is a high degree of variation depending on their intended role and aircraft complement. The size of the carrier has varied over history and among navies, to cater to the various roles that global climates have demanded from naval aviation.
Regardless of size, the ship itself must house their complement of aircraft, with space for launching, storing, and maintaining them. Space is also required for the large crew, supplies (food, munitions, fuel, engineering parts), and propulsion. US aircraft carriers are notable for having nuclear reactors powering their systems and propulsion.
The top of the carrier is the flight deck, where aircraft are launched and recovered. On the starboard side of this is the island, where the funnel, air-traffic control and the bridge are located.
The constraints of constructing a flight deck affect the role of a given carrier strongly, as they influence the weight, type, and configuration of the aircraft that may be launched. For example, assisted launch mechanisms are used primarily for heavy aircraft, especially those loaded with air-to-ground weapons. CATOBAR is most commonly used on US Navy fleet carriers as it allows the deployment of heavy jets with full load-outs, especially on ground-attack missions. STOVL is used by other navies because it is cheaper to operate and still provides good deployment capability for fighter aircraft.
Due to the busy nature of the flight deck, only 20 or so aircraft may be on it at any one time. A hangar storage several decks below the flight deck is where most aircraft are kept, and aircraft are taken from the lower storage decks to the flight deck through the use of an elevator. The hangar is usually quite large and can take up several decks of vertical space.
Munitions are commonly stored on the lower decks because they are highly explosive. Usually this is below the waterline so that the area can be flooded in case of emergency.
Flight deck
As "runways at sea", aircraft carriers have a flat-top flight deck, which launches and recovers aircraft. Aircraft launch forward, into the wind, and are recovered from astern. The flight deck is where the most notable differences between a carrier and a land runway are found. Creating such a surface at sea poses constraints on the carrier. For example, the size of the vessel is a fundamental limitation on runway length. This affects take-off procedure, as a shorter runway length of the deck requires that aircraft accelerate more quickly to gain lift. This either requires a thrust boost, a vertical component to its velocity, or a reduced take-off load (to lower mass). The differing types of deck configuration, as above, influence the structure of the flight deck. The form of launch assistance a carrier provides is strongly related to the types of aircraft embarked and the design of the carrier itself.
There are two main philosophies in order to keep the deck short: add thrust to the aircraft, such as using a Catapult Assisted Take-Off (CATO-); and changing the direction of the airplanes' thrust, as in Vertical and/or Short Take-Off (V/STO-). Each method has advantages and disadvantages of its own:
Catapult assisted take-off but arrested recovery (CATOBAR): A steam- or electric-powered catapult is connected to the aircraft, and is used to accelerate conventional aircraft to a safe flying speed. By the end of the catapult stroke, the aircraft is airborne and further propulsion is provided by its own engines. This is the most expensive method as it requires complex machinery to be installed under the flight deck, but allows for even heavily loaded aircraft to take off.
Short take-off but arrested recovery (STOBAR) depends on increasing the net lift on the aircraft. Aircraft do not require catapult assistance for take off; instead on nearly all ships of this type an upwards vector is provided by a ski-jump at the forward end of the flight deck, often combined with thrust vectoring by the aircraft. Alternatively, by reducing the fuel and weapon load, an aircraft is able to reach faster speeds and generate more upwards lift and launch without a ski-jump or catapult.
Short take-off vertical-landing (STOVL): On aircraft carriers, non-catapult-assisted, fixed-wing short takeoffs are accomplished with the use of thrust vectoring, which may also be used in conjunction with a runway "ski-jump". Use of STOVL tends to allow aircraft to carry a larger payload as compared to during VTOL use, while still only requiring a short runway. The most famous examples are the Hawker Siddeley Harrier and the BAe Sea Harrier. Although technically VTOL aircraft, they are operationally STOVL aircraft due to the extra weight carried at take-off for fuel and armaments. The same is true of the Lockheed F-35B Lightning II, which demonstrated VTOL capability in test flights but is operationally STOVL or in the case of UK uses "shipborne rolling vertical landing"
Vertical take-off and landing (VTOL): Certain aircraft are specifically designed for the purpose of using very high degrees of thrust vectoring (e.g. if the thrust to weight-force ratio is greater than 1, it can take off vertically), but are usually slower than conventionally propelled aircraft due to the additional weight from associated systems.
On the recovery side of the flight deck, the adaptation to the aircraft load-out is mirrored. Non-VTOL or conventional aircraft cannot decelerate on their own, and almost all carriers using them must have arrested-recovery systems (-BAR, e.g. CATOBAR or STOBAR) to recover their aircraft. Aircraft that are landing extend a tailhook that catches on arrestor wires stretched across the deck to bring themselves to a stop in a short distance. Post-World War II Royal Navy research on safer CATOBAR recovery eventually led to universal adoption of a landing area angled off axis to allow aircraft who missed the arresting wires to "bolt" and safely return to flight for another landing attempt rather than crashing into aircraft on the forward deck.
If the aircraft are VTOL-capable or helicopters, they do not need to decelerate and hence there is no such need. The arrested-recovery system has used an angled deck since the 1950s because, in case the aircraft does not catch the arresting wire, the short deck allows easier take off by reducing the number of objects between the aircraft and the end of the runway. It also has the advantage of separating the recovery operation area from the launch area. Helicopters and aircraft capable of vertical or short take-off and landing (V/STOL) usually recover by coming abreast of the carrier on the port side and then using their hover capability to move over the flight deck and land vertically without the need for arresting gear.
Staff and deck operations
Carriers steam at speed, up to into the wind during flight deck operations to increase wind speed over the deck to a safe minimum. This increase in effective wind speed provides a higher launch airspeed for aircraft at the end of the catapult stroke or ski-jump, as well as making recovery safer by reducing the difference between the relative speeds of the aircraft and ship.
Since the early 1950s on conventional carriers it has been the practice to recover aircraft at an angle to port of the axial line of the ship. The primary function of this angled deck is to allow aircraft that miss the arresting wires, referred to as a bolter, to become airborne again without the risk of hitting aircraft parked forward. The angled deck allows the installation of one or two "waist" catapults in addition to the two bow cats. An angled deck also improves launch and recovery cycle flexibility with the option of simultaneous launching and recovery of aircraft.
Conventional ("tailhook") aircraft rely upon a landing signal officer (LSO, radio call sign 'paddles') to monitor the aircraft's approach, visually gauge glideslope, attitude, and airspeed, and transmit that data to the pilot. Before the angled deck emerged in the 1950s, LSOs used colored paddles to signal corrections to the pilot (hence the nickname). From the late 1950s onward, visual landing aids such as the optical landing system have provided information on proper glide slope, but LSOs still transmit voice calls to approaching pilots by radio.
Key personnel involved in the flight deck include the shooters, the handler, and the air boss. Shooters are naval aviators or naval flight officers and are responsible for launching aircraft. The handler works just inside the island from the flight deck and is responsible for the movement of aircraft before launching and after recovery. The "air boss" (usually a commander) occupies the top bridge (Primary Flight Control, also called primary or the tower) and has the overall responsibility for controlling launch, recovery and "those aircraft in the air near the ship, and the movement of planes on the flight deck, which itself resembles a well-choreographed ballet". The captain of the ship spends most of his time one level below primary on the Navigation Bridge. Below this is the Flag Bridge, designated for the embarked admiral and his staff.
To facilitate working on the flight deck of a US aircraft carrier, the sailors wear colored shirts that designate their responsibilities. There are at least seven different colors worn by flight deck personnel for modern United States Navy carrier air operations. Carrier operations of other nations use similar color schemes.
Deck structures
The superstructure of a carrier (such as the bridge, flight control tower) are concentrated in a relatively small area called an island, a feature pioneered on in 1923. While the island is usually built on the starboard side of the flight deck, the Japanese aircraft carriers and had their islands built on the port side. Very few carriers have been designed or built without an island. The flush deck configuration proved to have significant drawbacks, primary of which was management of the exhaust from the power plant. Fumes coming across the deck were a major issue in . In addition, lack of an island meant difficulties managing the flight deck, performing air traffic control, a lack of radar housing placements and problems with navigating and controlling the ship itself.
Another deck structure that can be seen is a ski-jump ramp at the forward end of the flight deck. This was first developed to help launch short take off vertical landing (STOVL) aircraft take off at far higher weights than is possible with a vertical or rolling takeoff on flat decks. Originally developed by the Royal Navy, it since has been adopted by many navies for smaller carriers. A ski-jump ramp works by converting some of the forward rolling movement of the aircraft into vertical velocity and is sometimes combined with the aiming of jet thrust partly downwards. This allows heavily loaded and fueled aircraft a few more precious seconds to attain sufficient air velocity and lift to sustain normal flight. Without a ski-jump, launching fully-loaded and fueled aircraft such as the Harrier would not be possible on a smaller flat deck ship before either stalling out or crashing directly into the sea.
Although STOVL aircraft are capable of taking off vertically from a spot on the deck, using the ramp and a running start is far more fuel efficient and permits a heavier launch weight. As catapults are unnecessary, carriers with this arrangement reduce weight, complexity, and space needed for complex steam or electromagnetic launching equipment. Vertical landing aircraft also remove the need for arresting cables and related hardware. Russian, Chinese, and Indian carriers include a ski-jump ramp for launching lightly loaded conventional fighter aircraft but recover using traditional carrier arresting cables and a tailhook on their aircraft.
The disadvantage of the ski-jump is the penalty it exacts on aircraft size, payload, and fuel load (and thus range); heavily laden aircraft cannot launch using a ski-jump because their high loaded weight requires either a longer takeoff roll than is possible on a carrier deck, or assistance from a catapult or JATO rocket. For example, the Russian Sukhoi Su-33 is only able to launch from the carrier with a minimal armament and fuel load. Another disadvantage is on mixed flight deck operations where helicopters are also present, such as on a US landing helicopter dock or landing helicopter assault amphibious assault ship. A ski jump is not included as this would eliminate one or more helicopter landing areas; this flat deck limits the loading of Harriers but is somewhat mitigated by the longer rolling start provided by a long flight deck compared to many STOVL carriers.
National fleets
The US Navy has the largest fleet of carriers in the world, with eleven supercarriers currently in service. China and India each have two STOBAR carriers in service. The UK has two STOVL carriers in service. The navies of France and Russia each operate a single medium-sized carrier. The US also has nine similarly sized Amphibious Warfare Ships. There are five small light carriers in use capable of operating both fixed-wing aircraft and helicopters; Japan and Italy each operate two, and Spain one.
Additionally there are eighteen small carriers which only operate helicopters serving the navies of Australia (2), Brazil (1), China (2), Egypt (2), France (3), Japan (4), South Korea (2), Thailand (1) and Turkey (1).
Algeria
Current
Kalaat Béni Abbès (L-474) is an amphibious transport dock of the Algerian National Navy with two deck-landing spots for helicopters.
Australia
Current
The Royal Australian Navy operates two s. The two-ship class, based on the Spanish vessel and built by Navantia and BAE Systems Australia, represents the largest ships ever built for the Royal Australian Navy.
underwent sea trials in late 2013 and was commissioned in 2014. Her sister ship, , was commissioned in December 2015. The Australian ships retain the ski-ramp from the Juan Carlos I design, although the RAN has not acquired carrier-based fixed-wing aircraft.
Brazil
Current
In December 2017, the Brazilian Navy confirmed the purchase of for (GBP) £84.6 million (equivalent to R$359.5M and US$113.2M) and renamed her . The ship was decommissioned from Royal Navy service in March 2018. The Brazilian Navy commissioned the carrier on 29 June 2018 in the United Kingdom. After undertaking a period of maintenance in the UK, the ship travelled to its new home port, Arsenal de Marinha do Rio de Janeiro (AMRJ) in order to be fully operational by 2020. The ship displaces 21,578 tonnes, is long and has a range of .
Before leaving HMNB Devonport for her new homeport in Rio's AMRJ, Atlântico underwent operational sea training under the Royal Navy's Flag Officer Sea Training (FOST) program.
On 12 November 2020, Atlântico was redesignated "NAM", for "multipurpose aircraft carrier" (), from "PHM", for "multipurpose helicopter carrier" (), to reflect the ship's capability to operate with fixed-wing medium-altitude long-endurance unmanned aerial vehicles as well as crewed tiltrotor VTOL aircraft.
China
Current
2 STOBAR carriers:
(60,900 tons) was originally built as the Soviet carrier Varyag and was later purchased as a hulk in 1998 on the pretext of use as a floating casino, then towed to China for rebuild and completion. Liaoning was commissioned on 25 September 2012 and began service for testing and training. In November 2012, Liaoning launched and recovered Shenyang J-15 naval fighter aircraft for the first time. After a refit in January 2019, she was assigned to the North Sea Fleet, a change from her previous role as a training carrier.
(60,000–70,000 tons) was launched on 26 April 2017. She is the first to be built domestically, to an improved Kuznetsov-class design. Shandong started sea trials on 23 April 2018, and entered service in December 2019.
1 CATOBAR carrier:
(80,000 tons) is a CATOBAR carrier which was under construction between 2015 and 2016 before being completed in June 2022. She is being fitted out as of 2022 and will commence service in 2023–2024.
3 Landing helicopter docks
A Type 075 LHD, was commissioned on 23 April 2021 at the naval base in Sanya. A second ship, Guangxi, was commissioned on 26 December 2021 and a third ship, Anhui, was commissioned in October 2022.
Future
China has had a long-term plan to operate six large aircraft carriers with two carriers per fleet.
China is planning a class of eight landing helicopter dock vessels, the Type 075 (NATO reporting name Yushen-class landing helicopter assault). This is a class of amphibious assault ship under construction by the Hudong–Zhonghua Shipbuilding company. The first ship was commissioned in April 2021. China is also planning a modified class of the same concept, the Type 076 landing helicopter dock, that will also be equipped with an electromagnetic catapult launch system.
Egypt
Current
Egypt signed a contract with French shipbuilder DCNS to buy two helicopter carriers for approximately 950 million euros. The two ships were originally to be sold to Russia, but the deal was cancelled by France due to the Russian invasion of Ukraine.
On 2 June 2016, Egypt received the first of two helicopter carriers acquired in October 2015, the landing helicopter dock . The flag transfer ceremony took place in the presence of Egyptian and French Navies' chiefs of staff, chairman and chief executive officers of both DCNS and STX France, and senior Egyptian and French officials. On 16 September 2016, DCNS delivered the second of two helicopter carriers, the landing helicopter dock which also participated in a joint military exercise with the French Navy before arriving at her home port of Alexandria.
Egypt is so far the only country in Africa or the Middle East to possess a helicopter carrier.
France
Current
The French Navy operates the 42,000-tonne nuclear-powered aircraft carrier, . Commissioned in 2001, she is the flagship of the French Navy. The ship carries a complement of Dassault Rafale M and E-2C Hawkeye aircraft, EC725 Caracal and AS532 Cougar helicopters for combat search and rescue, as well as modern electronics and Aster missiles. She is a CATOBAR-type carrier that uses two 75 m C13-3 steam catapults of a shorter version of the catapult system installed on the US carriers, one catapult at the bow and one across the front of the landing area. In addition, the French Navy operates three s.
Future
In October 2018, the French Ministry of Defence began an 18-month study for €40 million for the eventual future replacement of the beyond 2030. In December 2020, President Macron announced that construction of the next generation carrier would begin in around 2025 with sea trials to start in about 2036. The carrier is planned to have a displacement of around 75,000 tons and to carry about 32 next-generation fighters, two to three E-2D Advanced Hawkeyes and a yet-to-be-determined number of unmanned carrier air vehicles.
India
Current
2 STOBAR carriers:
, 45,400 tonnes, modified Kiev class. The carrier was purchased by India on 20 January 2004 after years of negotiations at a final price of $2.35 billion (). The ship successfully completed her sea trials in July 2013 and aviation trials in September 2013. She was formally commissioned on 16 November 2013 at a ceremony held at Severodvinsk, Russia.
, also known as Indigenous Aircraft Carrier 1 (IAC-1) a 45,000-tonne, aircraft carrier whose keel was laid in 2009. The new carrier will operate MiG-29K and naval HAL Tejas aircraft. The ship is powered by gas-turbines and has a range of and deploys 10 helicopters and 30 aircraft. The ship was launched in 2013, sea-trials began in August 2021 and was commissioned on 02 September 2022.
Future
India has plans for a third carrier, , also known as Indigenous Aircraft Carrier 2 (IAC-2) with a displacement of over 65,000 tonnes and is planned with a CATOBAR system to launch and recover heavier aircraft.
India has also issued a request for information (RFI) to procure four Landing helicopter dock displacing 30,000-40,000 tons with a capacity to operate 12 medium lift special ops and two heavy lift helicopters and troops for amphibious operations.
Italy
Current
2 STOVL carriers:
: 14,000-tonne Italian STOVL carrier, commissioned in 1985.
: 30000-tonne Italian STOVL carrier designed and built with secondary amphibious assault facilities, commissioned in 2008.
Future
Italy plans to replace ageing aircraft carrier Giuseppe Garibaldi, as well as one of the landing helicopter docks, with a new amphibious assault ship, to be named . The ship will be significantly larger than her predecessors with a displacement of 38,000 tonnes at full load. Trieste is to carry the F-35B Joint Strike Fighter. Meanwhile, Giuseppe Garibaldi will be transferred to Italian Space Operation Command for use as a satellite launch platform.
Japan
Current
2 s – , 19,500-tonne (27,000 tonnes full load) STOVL carrier Izumo was launched August 2013 and commissioned March 2015. Izumos sister ship, Kaga, was commissioned in 2017.
In December 2018, the Japanese Cabinet gave approval to convert both Izumo-class destroyers into aircraft carriers for F-35B STOVL operations. The conversion of Izumo was underway as of mid-2020. The modification of maritime escort vessels is to "increase operational flexibility" and enhance Pacific air defense, the Japanese defense ministry's position is "We are not creating carrier air wings or carrier air squadrons" similar to the US Navy. The Japanese STOVL F-35s, when delivered, will be operated by the Japan Air Self Defense Force from land bases; according to the 2020 Japanese Defense Ministry white paper the STOVL model was chosen for the JASDF due the lack of appropriately long runways to support air superiority capability across all of Japanese airspace. Japan has requested that the USMC deploy STOVL F-35s and crews aboard the Izumo-class ships "for cooperation and advice on how to operate the fighter on the deck of the modified ships".
On 3 October 2021, two USMC F-35Bs performed the first vertical landings and horizontal take-offs from JS Izumo, marking 75 years since fixed-wing aircraft operated from a Japanese carrier.
2 s – 19,000-tonne (full load) anti-submarine warfare carriers with enhanced command-and-control capabilities allowing them to serve as fleet flagships.
Russia
Current
1 STOBAR carrier: Admiral Flota Sovetskogo Soyuza Kuznetsov: 55,000-tonne STOBAR aircraft carrier. Launched in 1985 as Tbilisi, renamed and operational from 1995. Without catapults she can launch and recover lightly fueled naval fighters for air defense or anti-ship missions but not heavy conventional bombing strikes. Officially designated an aircraft carrying cruiser, she is unique in carrying a heavy cruiser's complement of defensive weapons and large P-700 Granit offensive missiles. The P-700 systems will be removed in the coming refit to enlarge her below decks aviation facilities as well as upgrading her defensive systems.
Future
The Russian Government has been considering the potential replacement of Admiral Kuznetsov for some time and has considered the Shtorm-class aircraft carrier as a possible option. This carrier will be a hybrid of CATOBAR and STOBAR, given the fact that she utilizes both systems of launching aircraft. The carrier is expected to cost As of 2020, the project had not yet been approved and, given the financial costs, it was unclear whether it would be made a priority over other elements of Russian naval modernization.
A class of 2 LHD, Project 23900 is planned and an official keel laying ceremony for the project happened on 20 July 2020.
South Korea
Current
Two 18,860-tonne full deck amphibious assault ships with hospital and well deck and facilities to serve as fleet flagships.
Future
South Korea has set tentative plans for procuring two light aircraft carriers by 2033, which would help make the ROKN a blue water navy. In December 2020, details of South Korea's planned carrier program (CVX) were finalized. A vessel of about 40,000 tons is envisaged carrying about 20 F-35B fighters as well as future maritime attack helicopters. Service entry had been anticipated in the early 2030s. The program has encountered opposition in the National Assembly. In November 2021, the National Defense Committee of the National Assembly reduced the program's requested budget of 7.2 billion KRW and to just 500 million KRW (about $400K USD), effectively putting the project on hold, at least temporarily. However, on 3 December 2021 the full budget of 7.2 billion won was passed by the National Assembly. Basic design work is to begin in earnest starting 2022.
Spain
Current
: 27,000-tonne, specially designed multipurpose strategic projection ship which can operate as an amphibious assault ship and aircraft carrier. Juan Carlos I has full facilities for both functions including a ski jump for STOVL operations, is equipped with the AV-8B Harrier II attack aircraft. Also, well deck, and vehicle storage area which can be used as additional hangar space, launched in 2008, commissioned 30 September 2010.
Thailand
Current
1 offshore helicopter support ship: helicopter carrier: 11,400-tonne STOVL carrier based on Spanish design. Commissioned in 1997. The AV-8S Matador/Harrier STOVL fighter wing, mostly inoperable by 1999, was retired from service without replacement in 2006. As of 2010, the ship is used for helicopter operations and for disaster relief.
Turkey
Current
is a 27,079-tonne amphibious assault ship (LHD) of the Turkish Navy that can be configured as a 24,660-tonne V/STOL aircraft carrier. Construction began on 30 April 2016 by Sedef Shipbuilding Inc. at their Istanbul shipyard. TCG Anadolu was commissioned with a ceremony on April 10, 2023.
The construction of a sister ship, to be named TCG Trakya, is currently being planned by the Turkish Navy.
The Baykar Kızılelma, a newly designed, jet-engined UCAV developed for the Turkish Navy and Turkish Air Force as part of Project MIUS, will operate from TCG Anadolu. Its maiden flight was successfully completed on December 14, 2022. The runway tests of TAI Anka-3, another jet-engined UCAV of Project MIUS (with a flying wing design and stealth technology), began in April 2023. Its maiden flight is scheduled for May 2023.
United Kingdom
Current
Two 65,000-tonne Queen Elizabeth-class STOVL carriers which operate the F-35 Lightning II. was commissioned in December 2017 and in December 2019.
Queen Elizabeth undertook her first operational deployment in 2021. Each Queen Elizabeth-class ship is able to operate around 40 aircraft during peacetime operations and is thought to be able to carry up to 72 at maximum capacity. As of the end of April 2020, 18 F-35B aircraft had been delivered to the Royal Navy and the Royal Air Force. "Full operating capability" for the UK's carrier strike capability had been planned for 2023 (2 squadrons or 24 jets operating from one carrier). The longer-term aim remains for the ability to conduct a wide range of air operations and support amphibious operations worldwide from both carriers by 2026. They form the central part of the UK Carrier Strike Group.
Future
The Queen Elizabeth-class ships are expected to have service lives of 50 years.
United States
Current
11 CATOBAR carriers, all nuclear-powered:
: ten 101,000-tonne, fleet carriers, the first of which was commissioned in 1975. A Nimitz-class carrier is powered by two nuclear reactors providing steam to four steam turbines.
, one 100,000-tonne, fleet carrier. The lead of the class came into service in 2017, with another nine planned to replace the aging Nimitz-class ships.
Nine amphibious assault ships carrying vehicles, Marine fighters, attack and transport helicopters, and landing craft with STOVL fighters for CAS and CAP:
: a class of 45,000-tonne amphibious assault ships, although the first two ships in this class, (Flight 0) do not have a well decks, all subsequent ships (Flight I) will have well decks. Two ships are currently in service out of a planned 11 ships. Ships of this class can have a secondary mission as a light aircraft carrier with 20 AV-8B Harrier II, and in the future the F-35B Lightning II aircraft after unloading their Marine expeditionary unit.
: a class of 41,000-tonne amphibious assault ships, members of this class have been used in wartime in their secondary mission as light carriers with 20 to 25 AV-8Bs after unloading their Marine expeditionary unit. Seven ship currently in service of an original eight, with one lost to fire.
Future
The current US fleet of Nimitz-class carriers will be followed into service (and in some cases replaced) by the . It is expected that the ships will be more automated in an effort to reduce the amount of funding required to maintain and operate the vessels. The main new features are implementation of Electromagnetic Aircraft Launch System (EMALS) (which replaces the old steam catapults) and unmanned aerial vehicles. In terms of future carrier developments, Congress has discussed the possibility of accelerating the phasing-out of one or more Nimitz-class carriers, postponing or canceling the procurement of CVN-81 and CVN-82, or modifying the purchase contract.
Following the deactivation of in December 2012, the US fleet comprised 10 fleet carriers, but that number increased back to 11 with the commissioning of Gerald R. Ford in July 2017. The House Armed Services Seapower subcommittee on 24 July 2007, recommended seven or eight new carriers (one every four years). However, the debate has deepened over budgeting for the $12–14.5 billion (plus $12 billion for development and research) for the 100,000-tonne Gerald R. Ford-class carrier (estimated service 2017) compared to the smaller $2 billion 45,000-tonne s, which are able to deploy squadrons of F-35Bs. The first of this class, , is now in active service with another, , and 9 more are planned.
In a report to Congress in February 2018, the Navy stated it intends to maintain a "12 CVN force" as part of its 30-year acquisition plan.
Aircraft carriers in preservation
Current museum carriers
A few aircraft carriers have been preserved as museum ships. They are:
in Mount Pleasant, South Carolina
in New York City
in Alameda, California
in Corpus Christi, Texas
in San Diego, California
in Tianjin, China
in Nantong, China
Former museum carriers
was moored as a museum in Mumbai from 2001 to 2012, but was never able to find an industrial partner and was closed that year. She was scrapped in 2014.
was acquired for preservation and moored in New Orleans from 1990 to 2002, but due to an embezzlement scandal, funding for the museum never materialized and the ship was scrapped in 2002.
Future museum carriers
has a preservation campaign to bring her to the West Coast of the United States as the world's first amphibious assault ship museum.
See also
Airborne aircraft carrier
Aviation-capable naval vessels
Carrier-based aircraft
Lily and Clover
Merchant aircraft carrier
Mobile offshore base
Project Habakkuk
Seadrome
Submarine aircraft carrier
Unsinkable aircraft carrier
Related lists
List of aircraft carriers
List of aircraft carriers in service
List of aircraft carriers by configuration
List of aircraft carriers of the Second World War
List of sunken aircraft carriers
List of amphibious warfare ships
List of carrier-based aircraft
List of Canadian Navy aircraft carriers
List of aircraft carriers of the People's Liberation Army Navy (China)
List of current French Navy aircraft carriers
List of German aircraft carriers
List of aircraft carriers of the Indian Navy
List of Italian Navy aircraft carriers
List of aircraft carriers of the Japanese Navy
List of aircraft carriers of Russia and the Soviet Union
List of active Spanish aircraft carriers
List of aircraft carriers of the Royal Navy
List of escort carriers of the Royal Navy
List of seaplane carriers of the Royal Navy
List of aircraft carriers of the United States Navy
List of aircraft carrier classes of the United States Navy
List of escort aircraft carriers of the United States Navy
References
Bibliography
Further reading
Ader, Clement. Military Aviation, 1909, Edited and translated by Lee Kennett, Air University Press, Maxwell Air Force Base, Alabama, 2003, .
Chesneau, Roger. Aircraft Carriers of the World, 1914 to the Present: An Illustrated Encyclopedia. Naval Institute Press, 1984.
Francillon, René J, Tonkin Gulf Yacht Club US Carrier Operations off Vietnam, 1988, .
Melhorn, Charles M. Two-Block Fox: The Rise of the Aircraft Carrier, 1911–1929. Naval Institute Press, 1974.
Nordeen, Lon, Air Warfare in the Missile Age, 1985, .
Polmar, Norman. Aircraft Carriers: A History of Carrier Aviation and its Influence on World Events, 1901–2006. (two vols.) Potomac Books, 2006.
Wadle, Ryan David. United States navy fleet problems and the development of carrier aviation, 1929–1933. PhD dissertation Texas A&M University, 2005. online.
External links
- technical training film from the Royal Navy
Ship types
Articles containing video clips |
2221 | https://en.wikipedia.org/wiki/Apicomplexa | Apicomplexa | The Apicomplexa (also called Apicomplexia) are a large phylum of mainly parasitic alveolates. Most of them possess a unique form of organelle that comprises a type of non-photosynthetic plastid called an apicoplast, and an apical complex structure. The organelle is an adaptation that the apicomplexan applies in penetration of a host cell.
The Apicomplexa are unicellular and spore-forming. Most are obligate endoparasites of animals, except Nephromyces, a symbiont in marine animals, originally classified as a chytrid fungus, and the Chromerida, some of which are photosynthetic partners of corals. Motile structures such as flagella or pseudopods are present only in certain gamete stages.
The Apicomplexa are a diverse group that includes organisms such as the coccidia, gregarines, piroplasms, haemogregarines, and plasmodia.
Diseases caused by Apicomplexa include:
Babesiosis (Babesia)
Malaria (Plasmodium)
Cryptosporidiosis (Cryptosporidium parvum)
Cyclosporiasis (Cyclospora cayetanensis)
Cystoisosporiasis (Cystoisospora belli)
Toxoplasmosis (Toxoplasma gondii)
The name Apicomplexa derives from two Latin words—apex (top) and complexus (infolds)—for the set of organelles in the sporozoite. The Apicomplexa comprise the bulk of what used to be called the Sporozoa, a group of parasitic protozoans, in general without flagella, cilia, or pseudopods. Most of the Apicomplexa are motile, however, with a gliding mechanism that uses adhesions and small static myosin motors. The other main lines were the Ascetosporea (a group of Rhizaria), the Myxozoa (highly derived cnidarian animals), and the Microsporidia (derived from fungi). Sometimes, the name Sporozoa is taken as a synonym for the Apicomplexa, or occasionally as a subset.
Description
The phylum Apicomplexa contains all eukaryotes with a group of structures and organelles collectively termed the apical complex. This complex consists of structural components and secretory organelles required for invasion of host cells during the parasitic stages of the Apicomplexan life cycle. Apicomplexa have complex life cycles, involving several stages and typically undergoing both asexual and sexual replication. All Apicomplexa are obligate parasites for some portion of their life cycle, with some parasitizing two separate hosts for their asexual and sexual stages.
Besides the conserved apical complex, Apicomplexa are morphologically diverse. Different organisms within Apicomplexa, as well as different life stages for a given apicomplexan, can vary substantially in size, shape, and subcellular structure. Like other eukaryotes, Apicomplexa have a nucleus, endoplasmic reticulum and Golgi complex. Apicomplexa generally have a single mitochondrion, as well as another endosymbiont-derived organelle called the apicoplast which maintains a separate 35 kilobase circular genome (with the exception of Cryptosporidium species and Gregarina niphandrodes which lack an apicoplast).
All members of this phylum have an infectious stage—the sporozoite—which possesses three distinct structures in an apical complex. The apical complex consists of a set of spirally arranged microtubules (the conoid), a secretory body (the rhoptry) and one or more polar rings. Additional slender electron-dense secretory bodies (micronemes) surrounded by one or two polar rings may also be present. This structure gives the phylum its name. A further group of spherical organelles is distributed throughout the cell rather than being localized at the apical complex and are known as the dense granules. These typically have a mean diameter around 0.7 μm. Secretion of the dense-granule content takes place after parasite invasion and localization within the parasitophorous vacuole and persists for several minutes.
Flagella are found only in the motile gamete. These are posteriorly directed and vary in number (usually one to three).
Basal bodies are present. Although hemosporidians and piroplasmids have normal triplets of microtubules in their basal bodies, coccidians and gregarines have nine singlets.
The mitochondria have tubular cristae.
Centrioles, chloroplasts, ejectile organelles, and inclusions are absent.
The cell is surrounded by a pellicle of three membrane layers (the alveolar structure) penetrated by micropores.
Replication:
Mitosis is usually closed, with an intranuclear spindle; in some species, it is open at the poles.
Cell division is usually by schizogony.
Meiosis occurs in the zygote.
Mobility:
Apicomplexans have a unique gliding capability which enables them to cross through tissues and enter and leave their host cells. This gliding ability is made possible by the use of adhesions and small static myosin motors.
Other features common to this phylum are a lack of cilia, sexual reproduction, use of micropores for feeding, and the production of oocysts containing sporozoites as the infective form.
Transposons appear to be rare in this phylum, but have been identified in the genera Ascogregarina and Eimeria.
Life cycle
Most members have a complex lifecycle, involving both asexual and sexual reproduction. Typically, a host is infected via an active invasion by the parasites (similar to entosis), which divide to produce sporozoites that enter its cells. Eventually, the cells burst, releasing merozoites, which infect new cells. This may occur several times, until gamonts are produced, forming gametes that fuse to create new cysts. Many variations occur on this basic pattern, however, and many Apicomplexa have more than one host.
The apical complex includes vesicles called rhoptries and micronemes, which open at the anterior of the cell. These secrete enzymes that allow the parasite to enter other cells. The tip is surrounded by a band of microtubules, called the polar ring, and among the Conoidasida is also a funnel of tubulin proteins called the conoid. Over the rest of the cell, except for a diminished mouth called the micropore, the membrane is supported by vesicles called alveoli, forming a semirigid pellicle.
The presence of alveoli and other traits place the Apicomplexa among a group called the alveolates. Several related flagellates, such as Perkinsus and Colpodella, have structures similar to the polar ring and were formerly included here, but most appear to be closer relatives of the dinoflagellates. They are probably similar to the common ancestor of the two groups.
Another similarity is that many apicomplexan cells contain a single plastid, called the apicoplast, surrounded by either three or four membranes. Its functions are thought to include tasks such as lipid and heme biosynthesis, and it appears to be necessary for survival. In general, plastids are considered to have a common origin with the chloroplasts of dinoflagellates, and evidence points to an origin from red algae rather than green.
Subgroups
Within this phylum are four groups — coccidians, gregarines, haemosporidians (or haematozoans, including in addition piroplasms), and marosporidians. The coccidians and haematozoans appear to be relatively closely related.
Perkinsus , while once considered a member of the Apicomplexa, has been moved to a new phylum — Perkinsozoa.
Gregarines
The gregarines are generally parasites of annelids, arthropods, and molluscs. They are often found in the guts of their hosts, but may invade the other tissues. In the typical gregarine lifecycle, a trophozoite develops within a host cell into a schizont. This then divides into a number of merozoites by schizogony. The merozoites are released by lysing the host cell, which in turn invade other cells. At some point in the apicomplexan lifecycle, gametocytes are formed. These are released by lysis of the host cells, which group together. Each gametocyte forms multiple gametes. The gametes fuse with another to form oocysts. The oocysts leave the host to be taken up by a new host.
Coccidians
In general, coccidians are parasites of vertebrates. Like gregarines, they are commonly parasites of the epithelial cells of the gut, but may infect other tissues.
The coccidian lifecycle involves merogony, gametogony, and sporogony. While similar to that of the gregarines it differs in zygote formation. Some trophozoites enlarge and become macrogamete, whereas others divide repeatedly to form microgametes (anisogamy). The microgametes are motile and must reach the macrogamete to fertilize it. The fertilized macrogamete forms a zygote that in its turn forms an oocyst that is normally released from the body. Syzygy, when it occurs, involves markedly anisogamous gametes. The lifecycle is typically haploid, with the only diploid stage occurring in the zygote, which is normally short-lived.
The main difference between the coccidians and the gregarines is in the gamonts. In the coccidia, these are small, intracellular, and without epimerites or mucrons. In the gregarines, these are large, extracellular, and possess epimerites or mucrons. A second difference between the coccidia and the gregarines also lies in the gamonts. In the coccidians, a single gamont becomes a macrogametocyte, whereas in the gregarines, the gamonts give rise to multiple gametocytes.
Haemosporidia
The Haemosporidia have more complex lifecycles that alternate between an arthropod and a vertebrate host. The trophozoite parasitises erythrocytes or other tissues in the vertebrate host. Microgametes and macrogametes are always found in the blood. The gametes are taken up by the insect vector during a blood meal. The microgametes migrate within the gut of the insect vector and fuse with the macrogametes. The fertilized macrogamete now becomes an ookinete, which penetrates the body of the vector. The ookinete then transforms into an oocyst and divides initially by meiosis and then by mitosis (haplontic lifecycle) to give rise to the sporozoites. The sporozoites escape from the oocyst and migrate within the body of the vector to the salivary glands where they are injected into the new vertebrate host when the insect vector feeds again.
Marosporida
The class Marosporida Mathur, Kristmundsson, Gestal, Freeman, and Keeling 2020 is a newly recognized lineage of apicomplexans that is sister to the Coccidia and Hematozoa. It is defined as a phylogenetic clade containing Aggregata octopiana Frenzel 1885, Merocystis kathae Dakin, 1911 (both Aggregatidae, originally coccidians), Rhytidocystis sp. 1 and Rhytidocystis sp. 2 Janouškovec et al. 2019 (Rhytidocystidae Levine, 1979, originally coccidians, Agamococcidiorida), and Margolisiella islandica Kristmundsson et al. 2011 (closely related to Rhytidocystidae). Marosporida infect marine invertebrates. Members of this clade retain plastid genomes and the canonical apicomplexan plastid metabolism. However, marosporidians have the most reduced apicoplast genomes sequenced to date, lack canonical plastidial RNA polymerase and so provide new insights into reductive organelle evolution.
Ecology and distribution
Many of the apicomplexan parasites are important pathogens of humans and domestic animals. In contrast to bacterial pathogens, these apicomplexan parasites are eukaryotic and share many metabolic pathways with their animal hosts. This makes therapeutic target development extremely difficult – a drug that harms an apicomplexan parasite is also likely to harm its human host. At present, no effective vaccines are available for most diseases caused by these parasites. Biomedical research on these parasites is challenging because it is often difficult, if not impossible, to maintain live parasite cultures in the laboratory and to genetically manipulate these organisms. In recent years, several of the apicomplexan species have been selected for genome sequencing. The availability of genome sequences provides a new opportunity for scientists to learn more about the evolution and biochemical capacity of these parasites. The predominant source of this genomic information is the EuPathDB family of websites, which currently provides specialised services for Plasmodium species (PlasmoDB), coccidians (ToxoDB), piroplasms (PiroplasmaDB), and Cryptosporidium species (CryptoDB). One possible target for drugs is the plastid, and in fact existing drugs such as tetracyclines, which are effective against apicomplexans, seem to operate against the plastid.
Many Coccidiomorpha have an intermediate host, as well as a primary host, and the evolution of hosts proceeded in different ways and at different times in these groups. For some coccidiomorphs, the original host has become the intermediate host, whereas in others it has become the definitive host. In the genera Aggregata, Atoxoplasma, Cystoisospora, Schellackia, and Toxoplasma, the original is now definitive, whereas in Akiba, Babesiosoma, Babesia, Haemogregarina, Haemoproteus, Hepatozoon, Karyolysus, Leucocytozoon, Plasmodium, Sarcocystis, and Theileria, the original hosts are now intermediate.
Similar strategies to increase the likelihood of transmission have evolved in multiple genera. Polyenergid oocysts and tissue cysts are found in representatives of the orders Protococcidiorida and Eimeriida. Hypnozoites are found in Karyolysus lacerate and most species of Plasmodium; transovarial transmission of parasites occurs in lifecycles of Karyolysus and Babesia.
Horizontal gene transfer appears to have occurred early on in this phylum's evolution with the transfer of a histone H4 lysine 20 (H4K20) modifier, KMT5A (Set8), from an animal host to the ancestor of apicomplexans. A second gene—H3K36 methyltransferase (Ashr3 in plants)—may have also been horizontally transferred.
Blood-borne genera
Within the Apicomplexa are three suborders of parasites:
suborder Adeleorina—eight genera
suborder Laveraniina (formerly Haemosporina)—all genera in this suborder
suborder Eimeriorina—two genera (Lankesterella and Schellackia)
Within the Adelorina are species that infect invertebrates and others that infect vertebrates. The Eimeriorina—the largest suborder in this phylum—the lifecycle involves both sexual and asexual stages. The asexual stages reproduce by schizogony. The male gametocyte produces a large number of gametes and the zygote gives rise to an oocyst, which is the infective stage. The majority are monoxenous (infect one host only), but a few are heteroxenous (lifecycle involves two or more hosts).
The number of families in this later suborder is debated, with the number of families being between one and 20 depending on the authority and the number of genera being between 19 and 25.
Taxonomy
History
The first Apicomplexa protozoan was seen by Antonie van Leeuwenhoek, who in 1674 saw probably oocysts of Eimeria stiedae in the gall bladder of a rabbit. The first species of the phylum to be described, Gregarina ovata in earwigs intestines, was named by Dufour in 1828. He thought that they were a peculiar group related to the trematodes, at that time included in Vermes. Since then, many more have been identified and named. During 1826–1850, 41 species and six genera of Apicomplexa were named. In 1951–1975, 1873 new species and 83 new genera were added.
The older taxon Sporozoa, included in Protozoa, was created by Leuckart in 1879 and adopted by Bütschli in 1880. Through history, it grouped with the current Apicomplexa many unrelated groups. For example, Kudo (1954) included in the Sporozoa species of the Ascetosporea (Rhizaria), Microsporidia (Fungi), Myxozoa (Animalia), and Helicosporidium (Chlorophyta), while Zierdt (1978) included the genus Blastocystis (Stramenopiles). Dermocystidium was also thought to be sporozoan. Not all of these groups had spores, but all were parasitic. However, other parasitic or symbiotic unicellular organisms were included too in protozoan groups outside Sporozoa (Flagellata, Ciliophora and Sarcodina), if they had flagella (e.g., many Kinetoplastida, Retortamonadida, Diplomonadida, Trichomonadida, Hypermastigida), cilia (e.g., Balantidium) or pseudopods (e.g., Entamoeba, Acanthamoeba, Naegleria). If they had cell walls, they also could be included in plant kingdom between bacteria or yeasts.
Sporozoa is no longer regarded as biologically valid and its use is discouraged, although some authors still use it as a synonym for the Apicomplexa. More recently, other groups were excluded from Apicomplexa, e.g., Perkinsus and Colpodella (now in Protalveolata).
The field of classifying Apicomplexa is in flux and classification has changed throughout the years since it was formally named in 1970.
By 1987, a comprehensive survey of the phylum was completed: in all, 4516 species and 339 genera had been named. They consisted of:
Class Conoidasida
Subclass Gregarinasina p.p.
Order Eugregarinorida, with 1624 named species and 231 named genera
Subclass Coccidiasina p.p
Order Eucoccidiorida p.p
Suborder Adeleorina p.p
Group Hemogregarines, with 399 species and four genera
Suborder Eimeriorina, with 1771 species and 43 genera
Class Aconoidasida
Order Haemospororida, with 444 species and nine genera
Order Piroplasmorida, with 173 species and 20 genera
Other minor groups omitted above, with 105 species and 32 genera
Although considerable revision of this phylum has been done (the order Haemosporidia now has 17 genera rather than 9), these numbers are probably still approximately correct.
Jacques Euzéby (1988)
Jacques Euzéby in 1988 created a new class Haemosporidiasina by merging subclass Piroplasmasina and suborder Haemospororina.
Subclass Gregarinasina (the gregarines)
Subclass Coccidiasina
Suborder Adeleorina (the adeleorins)
Suborder Eimeriorina (the eimeriorins)
Subclass Haemosporidiasina
Order Achromatorida
Order Chromatorida
The division into Achromatorida and Chromatorida, although proposed on morphological grounds, may have a biological basis, as the ability to store haemozoin appears to have evolved only once.
Roberts and Janovy (1996)
Roberts and Janovy in 1996 divided the phylum into the following subclasses and suborders (omitting classes and orders):
Subclass Gregarinasina (the gregarines)
Subclass Coccidiasina
Suborder Adeleorina (the adeleorins)
Suborder Eimeriorina (the eimeriorins)
Suborder Haemospororina (the haemospororins)
Subclass Piroplasmasina (the piroplasms)
These form the following five taxonomic groups:
The gregarines are, in general, one-host parasites of invertebrates.
The adeleorins are one-host parasites of invertebrates or vertebrates, or two-host parasites that alternately infect haematophagous (blood-feeding) invertebrates and the blood of vertebrates.
The eimeriorins are a diverse group that includes one host species of invertebrates, two-host species of invertebrates, one-host species of vertebrates and two-host species of vertebrates. The eimeriorins are frequently called the coccidia. This term is often used to include the adeleorins.
Haemospororins, often known as the malaria parasites, are two-host Apicomplexa that parasitize blood-feeding dipteran flies and the blood of various tetrapod vertebrates.
Piroplasms where all the species included are two-host parasites infecting ticks and vertebrates.
Perkins (2000)
Perkins et al. proposed the following scheme. It is outdated as the Perkinsidae have since been recognised as a sister group to the dinoflagellates rather that the Apicomplexia:
Class Aconoidasida
Conoid present only in the ookinete of some species
Order Haemospororida
Macrogamete and microgamete develop separately. Syzygy does not occur. Ookinete has a conoid. Sporozoites have three walls. Heteroxenous: alternates between vertebrate host (in which merogony occurs) and invertebrate host (in which sporogony occurs). Usually blood parasites, transmitted by blood-sucking insects.
Order Piroplasmorida
Class Conoidasida
Subclass Gregarinasina
Order Archigregarinorida
Order Eugregarinorida
Suborder Adeleorina
Suborder Eimeriorina
Order Neogregarinorida
Subclass Coccidiasina
Order Agamococcidiorida
Order Eucoccidiorida
Order Ixorheorida
Order Protococcidiorida
Class Perkinsasida
Order Perkinsorida
Family Perkinsidae
The name Protospiromonadida has been proposed for the common ancestor of the Gregarinomorpha and Coccidiomorpha.
Another group of organisms that belong in this taxon are the corallicolids. These are found in coral reef gastric cavities. Their relationship to the others in this phylum has yet to be established.
Another genus has been identified - Nephromyces - which appears to be a sister taxon to the Hematozoa. This genus is found in the renal sac of molgulid ascidian tunicates.
Evolution
Members of this phylum, except for the photosynthetic chromerids, are parasitic and evolved from a free-living ancestor. This lifestyle is presumed to have evolved at the time of the divergence of dinoflagellates and apicomplexans. Further evolution of this phylum has been estimated to have occurred about . The oldest extant clade is thought to be the archigregarines.
These phylogenetic relations have rarely been studied at the subclass level. The Haemosporidia are related to the gregarines, and the piroplasms and coccidians are sister groups. The Haemosporidia and the Piroplasma appear to be sister clades, and are more closely related to the coccidians than to the gregarines. Marosporida is a sister group to Coccidiomorphea.
Janouškovec et al 2015 presents a somewhat different phylogeny, supporting the work of others showing multiple events of plastids losing photosynthesis. More importantly this work provides the first phylogenetic evidence that there have also been multiple events of plastids becoming genome-free.
See also
Centrocone
References
External links
SAR supergroup phyla
Endoparasites |
2222 | https://en.wikipedia.org/wiki/Argentine%20cuisine | Argentine cuisine | Argentine cuisine is described as a blending of cultures, from the Indigenous peoples of Argentina who focused on ingredients such as humita, potatoes, cassava, peppers, tomatoes, beans, and yerba mate, to Mediterranean influences brought by the Spanish during the colonial period. This led to cultural blending of criollos (gauchos and early Spanish settlers), Indigenous, and sub-Saharan African (due to slave trading) in the cuisine. Later, this was complemented by the significant influx of Italian and Spanish immigrants to Argentina during the 19th and 20th centuries, who incorporated plenty of their food customs and dishes such as pizzas, pasta and Spanish tortillas.
Beef is a main part of the Argentine diet due to its vast production in the country's plains. In fact, Argentine annual consumption of beef has averaged per capita, approaching per capita during the 19th century; consumption averaged in 2007.
Beyond asado (the Argentine barbecue), no other dish more genuinely matches the national identity. Nevertheless, the country's vast area, and its cultural diversity, have led to a local cuisine of various dishes.
The great immigratory waves consequently imprinted a large influence in the Argentine cuisine, after all Argentina was the second country in the world with the most immigrants with 6.6 million, only second to the United States with 27 million, and ahead of other immigratory receptor countries such as Canada, Brazil, Australia, etc.
Argentine people have a reputation for their love of eating. Social gatherings are commonly centred on sharing a meal. Invitations to have dinner at home are generally viewed as a symbol of friendship, warmth, and integration. Sunday family lunch is considered the most significant meal of the week, whose highlights often include asado or pasta.
Another feature of Argentine cuisine is the preparation of homemade food such as French fries, patties, and pasta to celebrate a special occasion, to meet friends, or to honour someone. Homemade food is also seen as a way to show affection.
Argentine restaurants include a great variety of cuisines, prices, and flavours. Large cities tend to host everything from high-end international cuisine to bodegones (inexpensive traditional hidden taverns), less stylish restaurants, and bars and canteens offering a range of dishes at affordable prices.
History
Amerindians lived in Argentina thousands of years before European explorers arrived. They mostly lived off of agriculture, as well as hunting, gathering, and fishing. Generally, the most common crops at this time were maize, potatoes, common beans, quinoa, and squash.
The Argentinian native people could be divided in three groups based on their main modality of acquiring food:
Hunters and gatherers who inhabited the Patagonia, Pampa, and Chaco regions.
Farmers in the northwestern, Cuyo, and Cordoba's mountain regions who mostly grew squash, melons, and sweet potatoes. These groups had great influence from Andean-Incan tradition.
Farmers in the Mesopotamia plains who belonged to the guaraní culture.
Spanish settlers came to Argentina in 1536 and began building chacras where Amerindians would work to harvest the food. The arrival of Europeans brought Argentina into the Columbian Exchange, with ingredients from the Old World such as wheat, grapevine, figs, and several kinds of fruits being introduced to the country for the first time. It was also during the Spanish colonial period that cattle, goat, and pig farming were first introduced to Argentina, forming the foundation of the large Argentine beef industry.
Between 1853 and 1955, 6.6 million immigrants came to live in Argentina from Europe (especially from Italy, Wales, Germany and Switzerland), the Near and Middle East, Russia and Japan. They contributed to the development of Argentine cuisine by encouraging the production of a wider variety of foods. They also bought lands where they built chacras and encouraged the growth of farming. By this point, Argentina was the country with most immigrants only second to the United States.
During the XIX century, social standing was not associated with access to food. The price of beef, fish, and bird meats was cheap and accessible. However, grains and wheat was scarce so bread was very expensive. Some of the most common dishes during this time were soups with pork chunks, cooked partridge with legumes, spinach bread, beef slices, and lamb stew. The most prominent spices were garlic, parsley, and pepper.
By the turn of the century, Argentine Cuisine was on a constant decline due to shortage of several ingredients. However, eating habits began to shift with further immigration which facilitated a gastronomic revolution. Most immigrants in the 1900s came from Italy and Spain. The Italians introduced pizza, as well as a variety of pasta dishes, including spaghetti and lasagna. British, German, Jewish, and other immigrants also settled in Argentina, all bringing their styles of cooking and favorite foods with them. The British brought tea, starting the tradition of teatime. All of these cultures influenced the dishes of Argentina.
At this time, Italian cuisine began to really become a part of the cuisine. The neighborhood of La Boca, Buenos Aires, was the first big Italian hub, and from here plenty of traditionally Italian ingredients and eating habits expanded across the country. Different kinds of pastas such as long noodles or tallarines, gnocchi, ravioli, and cannelloni filled with ricotta cheese became popular along with pizza, fainá (Argentinian version of the traditional Italian Farinata), and milanesas. Different ways of preparing dishes were also adopted from Italian immigrants. These included the preparation of ice cream, fish, and shellfish. Spanish immigrants also left their mark, popularizing eating dry nuts, tomato sauce, pesto, olives, and olive oil. Additionally, deli stores started to incorporate traditional Iberian hams and sausages and great varieties of cheeses yet these were more limited. They were also mainly responsible for the massive diffusion of wine consumption, amongst some other habits. This occurred at the same time that other global products began arriving to Argentina such as saffron, cod, different varieties of beans, chickpeas, additional spices, chocolates, and tea.
Typical foods
Most regions of Argentina are known for their beef-oriented diet. Grilled meat from the asado (barbecue) is a staple, with steak and beef ribs especially common. The term asado itself refers to long strips of flank-cut beef ribs.
Popular items such as chorizo (pork sausage), morcilla (blood sausage), chinchulines (chitterlings), mollejas (sweetbread), and other parts of the animal are also enjoyed.
In Patagonia, however, lamb and chivito (goat) are eaten more frequently than beef. Whole lambs and goats are traditionally cooked over an open fire in a technique known as asado a la estaca.
The most common condiment for asado is chimichurri, a sauce of herbs, garlic and vinegar. Unlike other preparations, Argentines do not include chilli in their version of chimichurri, but it does include a still-spicy, but milder form of red pepper, ají molido.
Breaded and fried meats (milanesas) are used as snacks, in sandwiches, or eaten warm with mashed potatoes, purée.
Empanadas, small pastries of meat, cheese, sweet corn, and many other fillings, are a common sight at parties and picnics, or as starters to a meal. They also vary in their looks, since they are folded with a traditional decorative edging called repulgue. The repulgue is not just aesthetic, but also serves as a way to identify the flavor of each empanada since they are traditionally ordered in dozens where people mix and match flavors. Empanadas are one of the most important staples of this country due to the wide array of varieties.
The empanadas seen in Argentina today originate from a Spanish dish from the fifteenth century where travelers used easy-to-carry bread and filled it with a variety of ingredients. Eventually it evolved into a popular gastronomic item and spread across the world. Variations of empanadas both inside and outside of Argentina include the empanada gallega (Galician empanada), a large round meat pie made most commonly with tuna and mackerel (caballa in Spanish).
Vegetables and salads are also eaten by Argentines; tomatoes, onions, lettuce, eggplants, squashes, and zucchini are common side dishes.
Italian staples, such as pizza and pasta, are eaten as commonly as beef. Fideos (noodles), tallarines (fettuccine and tagliatelle), ñoquis (gnocchi) are traditionally served on the 29th day of the month, ravioles, and canelones (cannelloni) can be bought freshly made in many establishments in the larger cities. Italian-style ice cream is served in large parlours and even drive-through businesses. Other Italian staples are polenta, tarta pascualina, and pastafrola.
In Chubut, the Welsh community is known for its teahouses, offering scones and torta galesa, which is rather like torta negra.
Sandwiches de miga are delicate sandwiches made with crustless buttered English bread, very thinly sliced cured meat, cheese, and lettuce. They are often purchased from entrepreneurial home cooks and may be eaten for a light evening meal.
A sweet paste, dulce de leche is another treasured national food, used to fill cakes and pancakes, spread over toasted bread for breakfast, or served with ice cream. In terms of sweets, Alfajores are another key staple. These are shortbread cookies sandwiched together with chocolate and dulce de leche or a fruit paste. The "policeman's" or "truck driver's" sweet is cheese with quince paste or dulce de membrillo. Dulce de batata is made of sweet potato/yam: this with cheese is the Martín Fierros sweet. Additionally, ice cream shops or heladerias are a big boom especially in the city of Buenos Aires. Argentinian ice cream comes in plenty of flavors (from fruits to cheesecake and even duce de leche flavors) and has a special smoothness as it follows a recipe very similar to that of Italian gelato.
Apples, pears, peaches, kiwifruits, avocados, and plums are major exports.
A traditional drink of Argentina is an infusion called mate (in Spanish, mate, with the accent on the first syllable [MAH-teh]). The name comes from the hollow gourd from which it is traditionally drunk.
The mate (gourd) or other small cup is filled about three-quarters full with yerba mate, the dried leaves and twigs of the Ilex paraguariensis. The drink, which is rather bitter, is sipped through a metal or cane straw called a bombilla. Mate can be sweetened with sugar, or flavoured with aromatic herbs or dried orange peel.
Hot but not boiling water is poured into the gourd, drunk, then the mate is refilled. The mate is nearly full of leaves, so each refill only makes a small drink, but many refills are possible before the yerba is spent. In small gatherings it is traditional for one mate to be passed from person to person, filled by whoever has the kettle. It is customary not to thank the refiller routinely; a final gracias (thank you) implies that the drinker has had enough.
Drinking mate together is an important social ritual. Mate cocido is the same leaf, which rather than brewed is boiled and served, like tea, with milk and sugar to taste.
Other typical drinks include wine (sometimes with soda water added); tea and coffee are equally important. Quilmes is the national brand of pale lager, named after the town of Quilmes, Buenos Aires, where it was first produced.
Ingredients
Argentine cuisine uses locally-grown cereals, grains, oil seeds, fruits and vegetables, as well as meat.
Meat products have been dominant in the country since the 16th century. The country is regarded as a major beef, pork and poultry producing and consuming country. Certain areas such as those located in the south are usually engaged in activities involving sheep and lamb breeding, and shellfish, crustaceans, molluscs and salmonides fishing.
The vast breeding activity involving any type of cattle has given rise to a highly developed dairy industry that includes products like cow, sheep and camelide, dulce de leche and yogurts. Some of the cheeses from Argentina are reggianito, sardo, provoleta and cremoso. Argentina can also be conceived as a great industry engaged in the production of dried fruits, olives, all types of oils and spices.
In the Mesopotamia region, river fish such as silverside, surubi, dorado or boga are common.
Regional differences
Argentine cuisine is heavily influenced by its European roots and has regional variations. Asado, dulce de leche, empanadas, and yerba mate are found throughout Argentina. In many parts of the country, food is prepared differently and different kinds of foods are made; this includes to a smaller degree food from pre-Columbian times, as in the Northwest.
Central region and la Pampa
This region is composed of the city of Buenos Aires, Buenos Aires Province, Córdoba, La Pampa, Santa Fe, and Entre Ríos.
This region, especially within the larger urban areas of Buenos Aires, Rosario, and Córdoba welcomed European immigrants. These were especially of Italian and Spanish descent. Nevertheless, there was also a migratory flow of German, Swiss, and Middle Eastern immigrants arriving in Argentina. As a result, dishes such as pasta, pizza, pucheros (stews), croquetas (fritters), sauces, embutidos (sausages), and chicken and meat courses brought a wider scope of options to daily menus. The bread-making, dessert, pastry, and dairy industries have achieved considerable development in this region.
The above-mentioned dishes have developed a distinctively Argentine nuance. That is why, for example, Argentine pasta includes a wide variety of dishes ranging from spaghetti, fusiles (fusilli), ñoquis (gnocchi), ravioli, cintas (pasta ribbons), and lasagne to the Argentine-made sorrentinos, agnolottis (agnolotti), canelones (cannelloni), and fetuchines (fettuccine).
Pizza—made with very thin, and sometimes thick, high-rising doughs, with or without cheese, cooked in the oven or a la piedra (on a stone oven), and stuffed with numerous ingredients—is a dish which can be found in nearly every corner of the country. Buenos Aires, Rosario, and Córdoba also serve it with fainá, which is a chick pea-flour dough placed over the piece of pizza. People say that what makes Argentine pizza unique is the blending of Italian and Spanish cultures. At the turn of the 19th century, immigrants from Naples and Genoa opened the first pizza bars, though Spanish residents subsequently owned most of the pizza businesses.
Bread products are consumed all around the country. The deeply rooted bread, pastry, and dessert-making tradition derive from blending the above nationalities' products. Bakeries sell not only a wide scope of bread, cookies, and cakes, but also pastries. The latter resembles a sort of roll pastry whose main dough ingredient is either butter or fat and which may be simple or stuffed with dulce de leche, milk, jam, crema pastel, or quince or apple jelly, among other fillings. The most popular type of pastry is said to be that of medialunas (singular: medialuna, literally half-moon, that is to say, crescent), based upon French croissants. Sandwiches de miga are another type of bread products; they are made only with thin layers of white bread (generally referred to as crustless bread) and stuffed with food items ranging from ham and cheese to other more sophisticated combinations such as raw ham, tomatoes, olives, hard-boiled eggs, tuna, lettuce, red pepper, and the like.
Desserts and sweets are usually stuffed or covered with dulce de leche. The latter can be eaten alone or on top of cakes, alfajores, panqueques (crepes), and pastries, or as a topping spread over flan de leche. Chantilly cream is widely consumed and used in preparing sweets and desserts. Additionally, cakes, sponge cakes, and puddings are very popular dishes. Italian ice creams in this region also achieved a significant degree of development by adding local flavours that somehow preserved the local spirit involved in their preparation.
Although asado is eaten all over the country, its origin may be traced back to the Pampas. It entails many types of meat, which are generally eaten as follows: achuras (offal), morcilla (blood sausage), and sometimes also a provoleta (a piece of provolone cheese cooked on the grill with oregano) are eaten first. Then comes the choripán (a kind of spiced sausage made with pork or lamb and placed between two slices of bread), and finally meat such as asado de tira, vacío (flank steak), lomo (tenderloin), colita de cuadril (rump), matambre (rolled stuffed steak cut into slices and served cold), entraña (hanger steak); the list is never-ending. Cabrito al asador (roast kid or goat) is frequently eaten in the province of Córdoba.
Northwest and Cuyo
This region includes the provinces of Jujuy, Salta, Catamarca, Tucumán, Santiago del Estero, La Rioja, San Juan, Mendoza, and San Luis. It is also regarded as the one most influenced by Native Americans, and its foods are closely linked to the Andean-Incan tradition. When preparing regional dishes, potatoes and corn or wheat are almost always used, including quinoa (a cereal typically used in Incan cuisine), peppers, squashes, tomatoes and in some provinces beans. The most celebrated dishes are humita and tamal, in which the corn husk is stuffed with the corn filling itself, seasonings or meat.
This region is the most suitable to taste empanadas, particularly those stuffed with meat and offering different types of tempting varieties such as the meat empanada, salteña also filled with potatoes, or the empanada tucumana, which is stuffed with matambre and cut with a knife, or empanadas made with cheese. Empanadas are individual-sized and closed savoury pastries which may be fried or baked in the oven and are generally eaten with the hands.
Stews such as locro, carbonada, pollo al disco, and cazuelas (casseroles) are also typical dishes characterizing this region, which also include pumpkin or potato pudding stuffed with meat.
There are also some local holidays in this region related to food. For example, in Salta they hold a festival dedicated to a locally grown bean similar to Edamame. During this holiday, the traditional foods of corn and beans are celebrated. Meals of all kinds are eaten, always with these two ingredients as a side dish, and even competitions of who can eat a set number of beans in the shortest period of time are held.
Mesopotamia
The humid and verdant area of north-east Argentina known as Mesopotamia, comprising the provinces of Chaco, Corrientes, Misiones and Formosa is another area heavily influenced by Native Americans, particularly by the Guaraní tribe. Abounding in rivers and shores, it offers a wide diversity of fish species, such as dorado, pacú, surubi, boga and silverside.
Widely grown in this area, cassava is typically included in the region's dishes, as are other components of meals, such as the chipá (cassava and cheese bread). However, in this area Cassava is cooked alone too, boiled or fried, often as a side dish for Asado and empanadas. As well, mbeyú, chipá avatí, sopa paraguaya, sopa correntina, chipa solo or chipá con carne, el quibebé, el borí borí, chipá guasú o pastel de choclo, mbaipy, chipá mbocá o chipá caburé and some other similar meals that have as basis:manioc, corn, cheese and, sometimes, some meat.. Chipá from Cassava is often eaten during breakfast with yerba mate, prepared with hot water, or with café con leche. Sopa Paraguaya and pastel/Carta de Choclo are eaten for lunch or dinner. As regards products made with sugar, Papaya (mamón in Argentine Spanish) jam is typical of the north of this region.
The principal product of this region is certainly yerba mate. Consumed countrywide, this product features a peculiarity of its own in this area: it is not only prepared with hot water but, driven by the region's high temperatures, it is common to see it prepared with cold water as well, in which case the beverage is known as tereré.
Patagonia
The large southern region of Patagonia is made up of the provinces Neuquén, Río Negro, Chubut, Santa Cruz and Tierra del Fuego. This area also includes the Antarctica and Islas del Atlántico Sur. (or southern atlantic islands). Their most typical food ingredients include fish and seafood from the sea and rivers and the products of the sheep that are widely farmed there.
Marine species such as salmon, spider crabs, squid and other shellfish and molluscs may be caught in the Atlantic Ocean. There are trout in the rivers.
The many berries grown in the area include cherries, bilberries, strawberries, rosa mosqueta and elders, which are made into jams.
The Northern and Central European settlements in this region have built up large-scale production of chocolate and its by-products. Viennese and German cuisine and pastries are also typically associated with this region.
Mutton and lamb, together with wild boar and venison tend to make up the region's meat-based dishes. Also typical of the southern region are smoked products, including salmon, stag, wild boar, and pheasant.
Patagonia has been profoundly influenced by the tribes living there since long before Europeans arrived, in particular, the Mapuches and the Araucanos. A typical dish prepared by the latter is the curanto (a term meaning "hot stone"). Its preparation involves making a fire in a hole about 150 cm deep in the ground, and heating stones in it. A bed of nalca or maqui leaves is arranged on top of the stones, and ingredients are added in turn on top. Ingredients vary, but may include beef, lamb, pork, chicken, Argentine chorizos (pork sausages), potatoes, sweet potatoes, apples and holed squashes filled with cheese, cream and peas. The food is covered with leaves and damp pieces of cloth to keep the heat in, and covered with plenty of soil.
Alcoholic beverages
Though wine (vino) has traditionally been the most popular alcoholic beverage in Argentina, beer (cerveza; the Italian birra is frequently used) in recent decades has competed with wine in popularity. Breweries appeared in Argentina at the end of the 1860s, started by Alsatian colonists. The first were nearly all in the downtown of Buenos Aires (el égido de la Ciudad Autónoma de Buenos Aires), and soon Polish brewers began industrial production of beer: San Carlos in the province of Santa Fe, Río Segundo and Córdoba in the province of Córdoba, Quilmes and Llavallol on the outskirts of La Plata (in Buenos Aires Province), San Miguel de Tucumán in the province of Tucumán and on the outskirts of the cities of Mendoza and Salta.
The local consumption of beer has risen dramatically in the last generation: Argentines consumed 233 million litres in 1980 and 1.57 billion in 2007 (40 litres per capita). Outpacing that of wine since 2001, the growing production and consumption of beer have supported the existence of related events, for example, beer festivals called Oktoberfests or "Fiestas de la Cerveza" in locations that have a significant German population (Villa General Belgrano in Córdoba, San Carlos and Esperanza in the province of Santa Fe, etc.). Such celebrations copy, in an Argentine manner, Munich's Oktoberfest, and similarly are tourist attractions. However, the presence of a vigorous population of Celtic lineage, principally of Irish origin, has supported the creation of other celebrations of beer, often for marketing purposes, such as Saint Patrick's Day (Día de San Patricio), patron of Ireland, which is celebrated with abundant libations.
The consumption of alcoholic beverages in Argentina is similar to that of the United States and somewhat lower than the Western European average. Argentines enjoy a variety of alcoholic beverages and Argentina can boast a varied array of elaboraciones, whether industrial or artisanal. Besides beer and wine, Argentines frequently drink cider (here again, the heritage comes from Spain and Italy, more precisely from Asturias and Campania). Cider is the most popular beverage of the middle and lowers economic classes at Christmas and New Year (the upper classes proverbially preferring to celebrate with locally produced champagne, although real old-line "creole" aristocrats will still drink cider, which is much more traditional).
Other widely consumed spirits are aguardiente (firewater) made from sugar cane, known as caña quemada ("burnt cane") or, simply, 'caña'''' ("cane"). A folkloric note about caña quemada: until 21 June it is traditional to drink caña quemada with ruda macho (a variant of common rue), it is supposed that this mixture prevents the flu and other illnesses. Caña competes, mainly in rural areas, with gin ("ginebra"—as in the Dutch kind of gin.)
The bitter spirit Fernet, and particularly the Italian brand Fernet-Branca, is highly popular in Argentina. (A study in 2017 found that Argentines consume more than 75% of all fernet produced globally.) Fernet is most commonly enjoyed as a mixed drink with Coca-Cola. Given Fernet's qualities as a digestive aid, it is a common choice for an after-dinner digestif.
There are many artisanally produced liqueurs (distilled, flavoured alcoholic beverages) in Argentina, for example, those flavoured with orange, egg, anise, coffee, cherry and, inevitably, dulce de leche. The Hesperidina is a type of liqueur made from orange peels, invented in Argentina around 1890. One may also encounter chitronchelo or (in Italian) citronella, based on lemon. This beverage arrived with immigrants from the Mezzogiorno and is produced both artisanally and industrially (for example, at Mar del Plata).
Non-alcoholic specialties
Argentines enjoy a wide variety of non-alcoholic infusions (although now and then both "families" are mixed; the for example, is mate mixed with caña or gin). Among these, mate has long been the most widely enjoyed; in 2006, over 700,000 metric tons were harvested in Argentina, mostly for domestic consumption. Mate is also one of the top exports from Argentina, as it is valued all over the world.
The fact that mate is so prevalent in the Southern Cone, however, should not necessarily make visitors think that other infusions are rare in the region; in Argentina especially, given the strong European cultural imprint, the consumption of coffee is very common (141 cups per capita, annually). Chocolate infusions are also popular (the eating of chocolate is a Spanish influence, although the plant originated in Mesoamerica). This consumption grows during autumn and winter, or in the cold regions of the country; there are two dates where consumption of chocolate infusions is traditional in the primary educational centres: 25 May and 9 July, that is, the two national dates of Argentina.
English cultural influence (reinforced at the end of the 19th century and the beginnings of the 20th by British contacts with the Far East) has also made the consumption of tea very common.
Medicinal herbs are common in the whole country; among the most popular are: chamomile, lanceleaf, boldo, poleo, peperina, carqueja, thyme, canchalagua, rue (macho and hembra, that is, "male" and "female"), mallow, rosemary, passion flower, bira bira, palán palán, muña muña, to mention only the main ones. Many of these herbs are also used in apéritifs and bitters, whether alcoholic or not.
Popular short-order dishes
Common restoranes or restaurantes and (grill restaurants) nearly anywhere in Argentina today serve (into the small hours) quickly prepared meals that in the course of the 20th century came to be known as minutas, "short-order dishes". Some of the dishes included in the category of minutas are milanesas, churrascos, bifes (beefsteaks), escalopes, tallarines, ravioles (ravioli), ñoquis (gnocchi), although some are very typical of locations that sell food: "bifes" and "milanesas" are served "a caballo" ("on horseback", with fried egg on top), "milanesa completa" (a milanesa with two fried eggs and French fries), "revuelto Gramajo", "colchón de arvejas" (an omelette made with peas), "suprema de pollo" (chicken supreme, usually breaded as a milanesa), matambres, "lengua a la vinagreta" (pickled tongue), and "sandwiches" (sandwiches de miga) are made with sliced white bread, rather than, say, rolls.
The most common sandwiches are those made of milanesa, baked ham and cheese, pan de miga, toast, pebetes, panchos (hot dogs), choripanes, morcipanes, etc.; from Montevideo comes a different species of sandwich called the chivito, even though it contains no goat meat.Picadas, which are consumed at home or in bars, cafés, "cafetines" and "bodegones" are also popular; they consist of an ensemble of plates containing cubes of cheese (typically from Mar del Plata or Chubut), pieces of salame, olives in brine, french fries, maníes (peanuts), etc.; picadas are eaten accompanied by an alcoholic beverage ("fernet", beer, wine with soda, to give some common examples).
The people of Argentina greatly enjoy helado'' (ice creams of Italian lineage or sorbets Spanish lineage). In Spanish colonial times a type of sorbet was made from hail or snow.
Eating habits
Breakfast typically is small and consists of coffee (or mate) and pastry. In most parts of Argentina, lunch is the largest meal of the day. Excluding the largest cities, such as Buenos Aires, Rosario or Cordoba, most towns close for lunchtime. This is when most people return home to enjoy a large meal and siesta. Traditional lunches in Argentina are long and well developed. Argentines often have a light evening snack (called a "merienda" – typically a coffee or mate and a pastry) and it is common to not eat dinner until 9 at night, or even later on weekends.
See also
Argentine pizza
Cheese in Argentina
Italian cuisine
Spanish cuisine
Uruguayan cuisine
References
External links
SaltShaker – Blog on Buenos Aires "food, drink, and life".
Pick Up the Fork – Guide to Buenos Aires' food, restaurant and bar scene
Argentina on two steaks a day
South American cuisine
Latin American cuisine |
2224 | https://en.wikipedia.org/wiki/April%208 | April 8 |
Events
Pre-1600
217 – Roman emperor Caracalla is assassinated and is succeeded by his Praetorian Guard prefect, Marcus Opellius Macrinus.
876 – The Battle of Dayr al-'Aqul saves Baghdad from the Saffarids.
1139 – Roger II of Sicily is excommunicated by Innocent II for supporting Anacletus II as pope for seven years, even though Roger had already publicly recognized Innocent's claim to the papacy.
1232 – Mongol–Jin War: The Mongols begin their siege on Kaifeng, the capital of the Jin dynasty.
1250 – Seventh Crusade: Ayyubids of Egypt capture King Louis IX of France in the Battle of Fariskur.
1271 – In Syria, sultan Baibars conquers the Krak des Chevaliers.
1601–1900
1605 – The city of Oulu, Finland, is founded by Charles IX of Sweden.
1730 – Shearith Israel, the first synagogue in continental North America, is dedicated.
1812 – Czar Alexander I, the Russian Emperor and the Grand Duke of Finland, officially announces the transfer of the status of the Finnish capital from Turku to Helsinki.
1820 – The Venus de Milo is discovered on the Aegean island of Milos.
1832 – Black Hawk War: Around 300 United States 6th Infantry troops leave St. Louis, Missouri to fight the Sauk Native Americans.
1866 – Austro-Prussian War: Italy and Prussia sign a secret alliance against the Austrian Empire.
1886 – William Ewart Gladstone introduces the first Irish Home Rule Bill into the British House of Commons.
1895 – In Pollock v. Farmers' Loan & Trust Co. the Supreme Court of the United States declares unapportioned income tax to be unconstitutional.
1901–present
1904 – The French Third Republic and the United Kingdom of Great Britain and Ireland sign the Entente cordiale.
1906 – Auguste Deter, the first person to be diagnosed with Alzheimer's disease, dies.
1908 – Harvard University votes to establish the Harvard Business School.
1911 – Dutch physicist Heike Kamerlingh Onnes discovers superconductivity.
1913 – The 17th Amendment to the United States Constitution, requiring direct election of Senators, becomes law.
1918 – World War I: Actors Douglas Fairbanks and Charlie Chaplin sell war bonds on the streets of New York City's financial district.
1924 – Sharia courts are abolished in Turkey, as part of Atatürk's Reforms.
1929 – Indian independence movement: At the Delhi Central Assembly, Bhagat Singh and Batukeshwar Dutt throw handouts and bombs to court arrest.
1935 – The Works Progress Administration is formed when the Emergency Relief Appropriation Act of 1935 becomes law.
1940 – The Central Committee of the Mongolian People's Revolutionary Party elects Yumjaagiin Tsedenbal as General Secretary, marking the beginning of his 44-year-long tenure as de facto leader of Mongolia.
1942 – World War II: The Japanese take Bataan in the Philippines.
1943 – U.S. President Franklin D. Roosevelt, in an attempt to check inflation, freezes wages and prices, prohibits workers from changing jobs unless the war effort would be aided thereby, and bars rate increases by common carriers and public utilities.
1943 – Otto and Elise Hampel are executed in Berlin for their anti-Nazi activities.
1945 – World War II: After an air raid accidentally destroys a train carrying about 4,000 Nazi concentration camp internees in Prussian Hanover, the survivors are massacred by Nazis.
1946 – Électricité de France, the world's largest utility company, is formed as a result of the nationalisation of a number of electricity producers, transporters and distributors.
1950 – India and Pakistan sign the Liaquat–Nehru Pact.
1952 – U.S. President Harry Truman calls for the seizure of all domestic steel mills in an attempt to prevent the 1952 steel strike.
1953 – Mau Mau leader Jomo Kenyatta is convicted by British Kenya's rulers.
1954 – A Royal Canadian Air Force Canadair Harvard collides with a Trans-Canada Airlines Canadair North Star over Moose Jaw, Saskatchewan, killing 37 people.
1954 – South African Airways Flight 201 A de Havilland DH.106 Comet 1 crashes into the sea during night killing 21 people.
1959 – A team of computer manufacturers, users, and university people led by Grace Hopper meets to discuss the creation of a new programming language that would be called COBOL.
1959 – The Organization of American States drafts an agreement to create the Inter-American Development Bank.
1960 – The Netherlands and West Germany sign an agreement to negotiate the return of German land annexed by the Dutch in return for 280 million German marks as Wiedergutmachung.
1968 – BOAC Flight 712 catches fire shortly after takeoff. As a result of her actions in the accident, Barbara Jane Harrison is awarded a posthumous George Cross, the only GC awarded to a woman in peacetime.
1970 – Bahr El-Baqar primary school bombing: Israeli bombers accidentally strike an Egyptian school. Forty-six children are killed.
1975 – Frank Robinson manages the Cleveland Indians in his first game as major league baseball's first African American manager.
1987 – Los Angeles Dodgers executive Al Campanis resigns amid controversy over racist remarks he had made while on Nightline.
1992 – Retired tennis great Arthur Ashe announces that he has AIDS, acquired from blood transfusions during one of his two heart surgeries.
1993 – The Republic of North Macedonia joins the United Nations.
1993 – The Space Shuttle Discovery is launched on mission STS-56.
2004 – War in Darfur: The Humanitarian Ceasefire Agreement is signed by the Sudanese government, the Justice and Equality Movement, and the Sudan Liberation Movement/Army.
2005 – A solar eclipse occurs, visible over areas of the Pacific Ocean and Latin American countries such as Costa Rica, Panama, Colombia and Venezuela.
2006 – Shedden massacre: The bodies of eight men, all shot to death, are found in a field in Shedden, Elgin County, Ontario. The murders are soon linked to the Bandidos Motorcycle Club.
2008 – The construction of the world's first skyscraper to integrate wind turbines is completed in Bahrain.
2010 – U.S. President Barack Obama and Russian President Dmitry Medvedev sign the New START Treaty.
2013 – The Islamic State of Iraq enters the Syrian Civil War and begins by declaring a merger with the Al-Nusra Front under the name Islamic State of Iraq and ash-Sham.
2014 – Windows XP reaches its standard End Of Life and is no longer supported.
2020 – Bernie Sanders ends his presidential campaign, leaving Joe Biden as the Democratic Party's nominee.
Births
Pre-1600
1320 – Peter I of Portugal (d. 1367)
1408 – Jadwiga of Lithuania, Polish princess (d. 1431)
1435 – John Clifford, 9th Baron de Clifford, English noble (d. 1461)
1533 – Claudio Merulo, Italian organist and composer (d. 1604)
1536 – Barbara of Hesse (d. 1597)
1541 – Michele Mercati, Italian physician and archaeologist (d. 1593)
1580 – William Herbert, 3rd Earl of Pembroke, English noble, courtier and patron of the arts (d. 1630)
1596 – Juan van der Hamen, Spanish artist (d. 1631)
1601–1900
1605 – Philip IV of Spain (d. 1665)
1605 – Mary Stuart, English-Scottish princess (d. 1607)
1641 – Henry Sydney, 1st Earl of Romney, English general and politician, Secretary of State for the Northern Department (d. 1704)
1692 – Giuseppe Tartini, Italian violinist and composer (d. 1770)
1726 – Lewis Morris, American judge and politician (d. 1798)
1732 – David Rittenhouse, American astronomer and mathematician (d. 1796)
1761 – William Joseph Chaminade, French priest, founded the Society of Mary (d. 1850)
1770 – John Thomas Campbell, Irish-Australian banker and politician (d. 1830)
1798 – Dionysios Solomos, Greek poet and author (d. 1857)
1818 – Christian IX of Denmark (d. 1906)
1818 – August Wilhelm von Hofmann, German chemist and academic (d. 1892)
1826 – Pancha Carrasco, Costa Rican soldier (d. 1890)
1827 – Ramón Emeterio Betances, Puerto Rican ophthalmologist, journalist, and politician (d. 1898)
1842 – Elizabeth Bacon Custer, American author and educator (d. 1933)
1859 – Edmund Husserl, German Jewish-Austrian mathematician and philosopher (d. 1938)
1864 – Carlos Deltour, French rower and rugby player (d. 1920)
1867 – Allen Butler Talcott, American painter and educator (d. 1908)
1869 – Harvey Cushing, American surgeon and academic (d. 1939)
1871 – Clarence Hudson White, American photographer and educator (d. 1925)
1874 – Manuel Díaz, Cuban fencer (d. 1929)
1874 – Stanisław Taczak, Polish general (d. 1960)
1875 – Albert I of Belgium (d. 1934)
1882 (O.S. 27 March) – Dmytro Doroshenko, Lithuanian-Ukrainian historian and politician, Minister of Foreign Affairs of Ukraine and Prime Minister of Ukraine (d. 1951)
1883 – R. P. Keigwin, English cricketer and academic (d. 1972)
1883 – Julius Seljamaa, Estonian journalist and politician, Minister of Foreign Affairs of Estonia (d. 1936)
1885 – Dimitrios Levidis, Greek-French soldier, composer, and educator (d. 1951)
1886 – Margaret Ayer Barnes, American author and playwright (d. 1967)
1888 – Dennis Chávez, American journalist and politician (d. 1962)
1889 – Adrian Boult, English conductor (d. 1983)
1892 – Richard Neutra, Austrian-American architect, designer of the Los Angeles County Hall of Records (d. 1970)
1892 – Mary Pickford, Canadian-American actress, producer, screenwriter and co-founder of United Artists (d. 1979)
1896 – Yip Harburg, American composer (d. 1981)
1900 – Marie Byles, Australian solicitor (d. 1979)
1901–present
1902 – Andrew Irvine, English mountaineer and explorer (d. 1924)
1902 – Maria Maksakova Sr., Russian soprano (d. 1974)
1904 – John Hicks, English economist and academic, Nobel Prize laureate (d. 1989)
1904 – Hirsch Jacobs, American horse trainer (d. 1970)
1905 – Joachim Büchner, German sprinter and graphic designer (d. 1978)
1905 – Helen Joseph, English-South African activist (d. 1992)
1905 – Erwin Keller, German field hockey player (d. 1971)
1906 – Raoul Jobin, Canadian tenor and educator (d. 1974)
1908 – Hugo Fregonese, Argentinian director and screenwriter (d. 1987)
1909 – John Fante, American author and screenwriter (d. 1983)
1910 – George Musso, American football player and police officer (d. 2000)
1911 – Melvin Calvin, American chemist and academic, Nobel Prize laureate (d. 1997)
1911 – Emil Cioran, Romanian-French philosopher and academic (d. 1995)
1912 – Alois Brunner, Austrian-German SS officer (d. 2001 or 2010)
1912 – Sonja Henie, Norwegian-American figure skater and actress (d. 1969)
1914 – María Félix, Yaqui/Basque-Mexican actress (d. 2002)
1915 – Ivan Supek, Croatian physicist, philosopher and writer (d. 2007)
1917 – Winifred Asprey, American mathematician and computer scientist (d. 2007)
1917 – Lloyd Bott, Australian public servant (d. 2004)
1917 – Hubertus Ernst, Dutch bishop (d. 2017)
1917 – Grigori Kuzmin, Russian-Estonian astronomer (d. 1988)
1918 – Betty Ford, American wife of Gerald Ford, 40th First Lady of the United States (d. 2011)
1918 – Glendon Swarthout, American author and academic (d. 1992)
1919 – Ian Smith, Zimbabwean lieutenant and politician, 1st Prime Minister of Rhodesia (d. 2007)
1921 – Franco Corelli, Italian tenor and actor (d. 2003)
1920 – Carmen McRae, American singer-songwriter, pianist, and actress (d. 1994)
1921 – Jan Novák, Czech composer (d. 1984)
1921 – Herman van Raalte, Dutch footballer (d. 2013)
1923 – George Fisher, American cartoonist (d. 2003)
1923 – Edward Mulhare, Irish-American actor (d. 1997)
1924 – Frédéric Back, German-Canadian animator, director, and screenwriter (d. 2013)
1924 – Anthony Farrar-Hockley, English general and historian (d. 2006)
1924 – Kumar Gandharva, Hindustani classical singer (d. 1992)
1924 – Sara Northrup Hollister, American occultist (d. 1997)
1926 – Henry N. Cobb, American architect and academic, co-founded Pei Cobb Freed & Partners (d. 2020)
1926 – Shecky Greene, American comedian
1926 – Jürgen Moltmann, German theologian and academic
1927 – Tilly Armstrong, English author (d. 2010)
1927 – Ollie Mitchell, American trumpet player and bandleader (d. 2013)
1928 – Fred Ebb, American lyricist (d. 2004)
1929 – Jacques Brel, Belgian singer-songwriter and actor (d. 1978)
1929 – Renzo De Felice, Italian historian and author (d. 1996)
1930 – Carlos Hugo, Duke of Parma (d. 2010)
1931 – John Gavin, American actor and diplomat, United States Ambassador to Mexico (d. 2018)
1932 – Iskandar of Johor (d. 2010)
1933 – James Lockhart, American scholar of colonial Latin America, especially Nahua peoples (d. 2014)
1934 – Kisho Kurokawa, Japanese architect, designed the Nakagin Capsule Tower and Singapore Flyer (d. 2007)
1935 – Oscar Zeta Acosta, American lawyer and politician (d. 1974)
1935 – Albert Bustamante, American soldier, educator, and politician
1937 – Tony Barton, English footballer and manager (d. 1993)
1937 – Seymour Hersh, American journalist and author
1937 – Momo Kapor, Serbian author and painter (d. 2010)
1938 – Kofi Annan, Ghanaian economist and diplomat, 7th Secretary-General of the United Nations (d. 2018)
1938 – John Hamm, Canadian physician and politician, 25th Premier of Nova Scotia
1938 – Mary W. Gray, American mathematician, statistician, and lawyer
1939 – Manolis Angelopoulos, Greek singer, composer and songwriter (d. 1989)
1939 – John Arbuthnott, Scottish microbiologist and academic
1939 – Trina Schart Hyman, American author and illustrator (d. 2004)
1939 – Martin J. Schreiber, American politician, 39th Governor of Wisconsin
1940 – John Havlicek, American basketball player (d. 2019)
1941 – Vivienne Westwood, English fashion designer (d. 2022)
1942 – Tony Banks, Baron Stratford, Northern Irish politician, Minister for Sport and the Olympics (d. 2006)
1942 – Roger Chapman, English singer-songwriter and guitarist
1942 – Douglas Trumbull, American director, producer, and special effects artist (d. 2022)
1943 – Michael Bennett, American dancer, choreographer, and director (d. 1987)
1943 – Miller Farr, American football player
1943 – James Herbert, English author and illustrator (d. 2013)
1943 – Chris Orr, English painter and illustrator
1944 – Hywel Bennett, Welsh actor (d. 2017)
1944 – Odd Nerdrum, Swedish-Norwegian painter and illustrator
1945 – Derrick Walker, Scottish businessman
1945 – Jang Yong, South Korean actor
1946 – Catfish Hunter, American baseball player (d. 1999)
1946 – Tim Thomerson, American actor and producer
1947 – Tom DeLay, American lawyer and politician
1947 – Steve Howe, English guitarist, songwriter, and producer
1947 – Robert Kiyosaki, American businessman, co-founded Cashflow Technologies
1947 – Pascal Lamy, French businessman and politician, European Commissioner for Trade
1947 – Larry Norman, American singer-songwriter, and producer (d. 2008)
1948 – Barbara Young, Baroness Young of Old Scone, Scottish academic and politician
1949 – K. C. Kamalasabayson, Sri Lankan lawyer and politician, 39th Attorney General of Sri Lanka (d. 2007)
1949 – John Madden, English director and producer
1949 – Brenda Russell, African-American-Canadian singer-songwriter and keyboard player
1949 – John Scott, English sociologist and academic
1950 – Grzegorz Lato, Polish footballer and coach
1951 – Gerd Andres, German politician
1951 – Geir Haarde, Icelandic economist, journalist, and politician, 23rd Prime Minister of Iceland
1951 – Mel Schacher, American bass player
1951 – Joan Sebastian, Mexican singer-songwriter and actor (d. 2015)
1951 – Phil Schaap, American jazz disc jockey and historian (d. 2021)
1952 – Ahmet Piriştina, Turkish politician (d. 2004)
1954 – Gary Carter, American baseball player and coach (d. 2012)
1954 – Princess Lalla Amina of Morocco (d. 2012)
1954 – G.V. Loganathan, Indian-American engineer and academic (d. 2007)
1955 – Gerrie Coetzee, South African boxer (d. 2023)
1955 – Ron Johnson, American businessman and politician
1955 – Barbara Kingsolver, American novelist, essayist and poet
1955 – David Wu, Taiwanese-American lawyer and politician
1956 – Michael Benton, Scottish-English paleontologist and academic
1956 – Christine Boisson, French actress
1956 – Roman Dragoun, Czech singer-songwriter and keyboard player
1958 – Detlef Bruckhoff, German footballer
1958 – Tom Petranoff, American javelin thrower and coach
1959 – Alain Bondue, French cyclist
1960 – John Schneider, American actor and country singer
1961 – Richard Hatch, American reality contestant
1961 – Brian McDermott, English footballer and manager
1962 – Paddy Lowe, English engineer
1962 – Izzy Stradlin, American guitarist and songwriter
1963 – Tine Asmundsen, Norwegian bassist
1963 – Julian Lennon, English singer-songwriter
1963 – Dean Norris, American actor
1963 – Terry Porter, American basketball player and coach
1963 – Donita Sparks, American singer-songwriter and guitarist
1963 – Alec Stewart, English cricketer
1963 – Seth Tobias, American businessman (d. 2007)
1964 – Biz Markie, American rapper, producer, and actor (d. 2021)
1964 – John McGinlay, Scottish footballer and manager
1965 – Steven Blaney, Canadian businessman and politician, 5th Canadian Minister of Public Safety
1965 – Michael Jones, New Zealand rugby player and coach
1966 – Iveta Bartošová, Czech singer and actress (d. 2014)
1966 – Mark Blundell, English race car driver
1966 – Andy Currier, English rugby league player
1966 – Charlotte Dawson, New Zealand-Australian television host (d. 2014)
1966 – Dalton Grant, English high jumper
1966 – Mazinho, Brazilian footballer, coach, and manager
1966 – Harri Rovanperä, Finnish race car driver
1966 – Evripidis Stylianidis, Greek lawyer and politician, Greek Minister for the Interior
1966 – Robin Wright, American actress, director, producer
1967 – Kenny Benjamin, Antiguan cricketer
1968 – Patricia Arquette, American actress and director
1968 – Patricia Girard, French runner and hurdler
1968 – Tracy Grammer, American singer-songwriter and guitarist
1971 – Darren Jessee, American singer-songwriter and drummer
1972 – Paul Gray, American bass player and songwriter (d. 2010)
1972 – Sergei Magnitsky, Russian lawyer and accountant (d. 2009)
1973 – Khaled Badra, Tunisian footballer
1973 – Emma Caulfield, American actress
1974 – Toutai Kefu, Tongan-Australian rugby player
1974 – Chris Kyle, American sniper and memoirist (d. 2013)
1974 – Nnedi Okorafor, Nigerian-American author and educator
1975 – Anouk, Dutch singer
1975 – Francesco Flachi, Italian footballer
1975 – Timo Pérez, Dominican-American baseball player
1975 – Funda Arar, Turkish singer
1977 – Ana de la Reguera, Mexican actress
1977 – Mehran Ghassemi, Iranian journalist and author (d. 2008)
1977 – Mark Spencer, American computer programmer and engineer
1978 – Daigo, Japanese singer-songwriter, actor, and voice actor
1978 – Bernt Haas, Austrian-Swiss footballer
1978 – Rachel Roberts, Canadian model and actress
1978 – Jocelyn Robichaud, Canadian tennis player and coach
1978 – Evans Rutto, Kenyan runner
1979 – Alexi Laiho, Finnish singer-songwriter and guitarist (d. 2020)
1979 – Amit Trivedi, Indian singer-songwriter
1980 – Manuel Ortega, Austrian singer
1980 – Katee Sackhoff, American actress
1980 – Mariko Seyama, Japanese announcer, photographer, and model
1981 – Frédérick Bousquet, French swimmer
1981 – Taylor Kitsch, Canadian actor and model
1981 – Ofer Shechter, Israeli model, actor, and screenwriter
1982 – Gennady Golovkin, Kazakhstani boxer
1982 – Brett White, Australian rugby league player
1983 – Tatyana Petrova Arkhipova, Russian runner
1984 – Michelle Donelan, British politician
1984 – Ezra Koenig, American singer-songwriter and guitarist
1984 – Pablo Portillo, Mexican singer and actor
1984 – Taran Noah Smith, American actor
1985 – Patrick Schliwa, German rugby player
1985 – Yemane Tsegay, Ethiopian runner
1986 – Igor Akinfeev, Russian footballer
1986 – Félix Hernández, Venezuelan baseball player
1986 – Carlos Santana, Dominican baseball player
1987 – Royston Drenthe, Dutch footballer
1987 – Jeremy Hellickson, American baseball player
1987 – Elton John, Trinidadian footballer
1987 – Sam Rapira, New Zealand rugby league player
1988 – Jenni Asserholt, Swedish ice hockey player
1990 – Kim Jong-hyun, South Korean singer (d. 2017)
1992 – Jeff McNeil, American baseball player
1993 – Viktor Arvidsson, Swedish ice hockey player
1994 – Josh Chudleigh, Australian rugby league player
1995 – Cedi Osman, Turkish professional basketball player
1996 – Anna Korakaki, Greek Olympic shooter
1997 – Kim Woo-jin, South Korean singer
1997 – Saygrace, Australian singer and songwriter
1997 – Roquan Smith, American football player
1997 – Arno Verschueren, Belgian footballer
1998 – Lavinia Valbonesi, Ecuadorian nutritionist, businesswoman and First Lady-designate of Ecuador
1999 – CeeDee Lamb, American football player
2002 – Viktória Forster, Slovak track and field athlete
2002 – Skai Jackson, American actress
Deaths
Pre-1600
217 – Caracalla, Roman emperor (b. 188)
622 – Shōtoku, Japanese prince (b. 572)
632 – Charibert II, Frankish king (b. 607)
894 – Adalelm, Frankish nobleman
944 – Wang Yanxi, Chinese emperor
956 – Gilbert, Frankish nobleman
967 – Mu'izz al-Dawla, Buyid emir (b. 915)
1143 – John II Komnenos, Byzantine emperor (b. 1087)
1150 – Gertrude of Babenberg, duchess of Bohemia (b. 1118)
1321 – Thomas of Tolentino, Italian-Franciscan missionary (b. c. 1255)
1338 – Stephen Gravesend, bishop of London
1364 – John II, French king (b. 1319)
1450 – Sejong the Great, Korean king (b. 1397)
1461 – Georg von Peuerbach, German mathematician and astronomer (b. 1423)
1492 – Lorenzo de' Medici, Italian ruler (b. 1449)
1551 – Oda Nobuhide, Japanese warlord (b. 1510)
1586 – Martin Chemnitz, Lutheran theologian and reformer (b. 1522)
1601–1900
1608 – Magdalen Dacre, English noble (b. 1538)
1612 – Anne Catherine of Brandenburg (b. 1575)
1691 – Carlo Rainaldi, Italian architect, designed the Santa Maria dei Miracoli and Santa Maria in Montesanto (b. 1611)
1697 – Niels Juel, Norwegian-Danish admiral (b. 1629)
1704 – Hiob Ludolf, German orientalist and philologist (b. 1624)
1704 – Henry Sydney, 1st Earl of Romney, English colonel and politician, Lord Lieutenant of Ireland (b. 1641)
1709 – Wolfgang Dietrich of Castell-Remlingen, German nobleman (b. 1641)
1725 – John Wise, American minister (b. 1652)
1735 – Francis II Rákóczi, Hungarian prince (b. 1676)
1848 – Gaetano Donizetti, Italian composer (b. 1797)
1860 – István Széchenyi, Hungarian statesman and reformer (b.1791)
1861 – Elisha Otis, American businessman, founded the Otis Elevator Company (b. 1811)
1870 – Charles Auguste de Bériot, Belgian violinist and composer (b. 1802)
1877 – Bernardino António Gomes, Portuguese physician and naturalist (b. 1806)
1894 – Bankim Chandra Chattopadhyay, Indian journalist, author, and poet (b. 1838)
1901–present
1906 – Auguste Deter, German woman, first person diagnosed with Alzheimer's disease (b. 1850)
1919 – Loránd Eötvös, Hungarian physicist, academic, and politician, Hungarian Minister of Education (b. 1848)
1920 – Charles Griffes, American pianist and composer (b. 1884)
1931 – Erik Axel Karlfeldt, Swedish poet Nobel Prize laureate (b. 1864)
1936 – Róbert Bárány, Austrian physician and academic, Nobel Prize laureate (b. 1876)
1936 – Božena Benešová, Czech poet and novelist (b. 1873)
1941 – Marcel Prévost, French novelist and playwright (b. 1862)
1942 – Kostas Skarvelis, Greek guitarist and composer (b. 1880)
1947 – Olaf Frydenlund, Norwegian target shooter (b. 1862)
1950 – Vaslav Nijinsky, Polish dancer and choreographer (b. 1890)
1959 – Marios Makrionitis, Roman Catholic Archbishop of Athens (b. 1913)
1961 – Joseph Carrodus, Australian public servant (b. 1885)
1962 – Juan Belmonte, Spanish bullfighter (b. 1892)
1965 – Lars Hanson, Swedish actor (b. 1886)
1969 – Zinaida Aksentyeva, Ukrainian astronomer (b. 1900)
1973 – Pablo Picasso, Spanish painter and sculptor (b. 1881)
1974 – James Charles McGuigan, Canadian cardinal (b. 1894)
1979 – Breece D'J Pancake, American short story writer (b. 1952)
1981 – Omar Bradley, American general (b. 1893)
1983 – Isamu Kosugi, Japanese actor and director (b. 1904)
1984 – Pyotr Kapitsa, Russian physicist and academic, Nobel Prize laureate (b. 1894)
1985 – John Frederick Coots, American pianist and composer (b. 1897)
1990 – Ryan White, American activist, inspired the Ryan White Care Act (b. 1971)
1991 – Per Ohlin, Swedish musician (b. 1969)
1992 – Daniel Bovet, Swiss-Italian pharmacologist and academic, Nobel Prize laureate (b. 1907)
1993 – Marian Anderson, American operatic singer (b. 1897)
1994 – François Rozet, French-Canadian actor (b. 1899)
1996 – Ben Johnson, American actor and stuntman (b. 1918)
1996 – León Klimovsky, Argentinian-Spanish actor, director, and screenwriter (b. 1906)
1996 – Mick Young, Australian politician (b. 1936)
1997 – Laura Nyro, American singer-songwriter and pianist (b. 1947)
2000 – František Šťastný, Czech motorcycle racer (b. 1927)
2000 – Claire Trevor, American actress (b. 1910)
2002 – María Félix, Mexican actress (b. 1914)
2002 – Harvey Quaytman, American painter (b. 1937)
2004 – Werner Schumacher, German actor (b. 1921)
2005 – Onna White, Canadian choreographer and dancer (b. 1922)
2006 – Gerard Reve, Dutch author and poet (b. 1923)
2007 – Sol LeWitt, American painter and sculptor (b. 1928)
2008 – Kazuo Shiraga, Japanese painter (b. 1924)
2009 – Richard de Mille, American Scientologist, author, investigative journalist, and psychologist (b. 1922)
2009 – Piotr Morawski, Polish mountaineer (b. 1976)
2010 – Malcolm McLaren, English singer-songwriter (b. 1946)
2010 – Teddy Scholten, Dutch singer (b. 1926)
2011 – Hedda Sterne, Romanian-American painter and photographer (b. 1910)
2012 – Blair Kiel, American football player and coach (b. 1961)
2012 – Jack Tramiel, Polish-American businessman, founded Commodore International (b. 1928)
2012 – Janusz K. Zawodny, Polish-American soldier, historian, and political scientist (b. 1921)
2013 – Mikhail Beketov, Russian journalist (b. 1958)
2013 – Annette Funicello, American actress and singer (b. 1942)
2013 – Sara Montiel, Spanish-Mexican actress and singer (b. 1928)
2013 – José Luis Sampedro, Spanish economist and author (b. 1917)
2013 – Margaret Thatcher, English politician, first female Prime Minister of the United Kingdom (b. 1925)
2014 – Emmanuel III Delly, Iraqi patriarch (b. 1927)
2014 – Karlheinz Deschner, German author and activist (b. 1924)
2014 – Ivan Mercep, New Zealand architect, designed the Te Papa Tongarewa Museum (b. 1930)
2015 – Jayakanthan, Indian journalist and author (b. 1934)
2015 – Rayson Huang, Hong Kong chemist and academic (b. 1920)
2015 – Sergei Lashchenko, Ukrainian kick-boxer (b. 1987)
2015 – David Laventhol, American journalist and publisher (b. 1933)
2015 – Jean-Claude Turcotte, Canadian cardinal (b. 1936)
2019 – Josine Ianco-Starrels, Romanian-born American art curator (b. 1926)
2020 – Rick May, American-Canadian voice actor (b. 1940)
2020 – Abdul Momin Imambari, Bangladeshi Islamic scholar (b. 1930)
2022 – Mimi Reinhardt, Austrian Jewish secretary (b. 1915)
Holidays and observances
Buddha's Birthday, also known as Hana Matsuri, "Flower Festival" (Japan)
Christian feast day:
Anne Ayres (Episcopal Church (USA))
Constantina
Julie Billiart of Namur
Perpetuus
Walter of Pontoise
William Augustus Muhlenberg (Episcopal Church (USA))
April 8 (Eastern Orthodox liturgics)
Earliest day on which Fast and Prayer Day can fall, while April 14 is the latest; celebrated on the second Friday in April (Liberia)
International Romani Day
References
External links
BBC: On This Day
Historical Events on April 8
Days of the year
April |
2234 | https://en.wikipedia.org/wiki/Atari | Atari | Atari () is a brand name that has been owned by several entities since its inception in 1972. It is currently owned by French company Atari SA (formerly Infogrames) through a subsidiary named Atari Interactive. The original Atari, Inc., founded in Sunnyvale, California, USA in 1972 by Nolan Bushnell and Ted Dabney, was a pioneer in arcade games, home video game consoles, and home computers. The company's products, such as Pong and the Atari 2600, helped define the electronic entertainment industry from the 1970s to the mid-1980s.
In 1984, as a result of the video game crash of 1983, the home console and computer divisions of the original Atari Inc. were sold off to Jack Tramiel's Tramel Technology Ltd., which then renamed itself to Atari Corporation. Atari, Inc. was renamed Atari Games Inc. Atari Games received the rights to use the logo and brand name with appended text "Games" on arcade games. The rights to Atari, Inc.'s game properties were shared between the two companies, with Atari Corporation receiving the trademarks and the home rights. In 1996, Atari Corporation reverse-merged with disk-drive manufacturer JT Storage (JTS), becoming a division within the company. In 1998, Hasbro Interactive acquired all Atari Corporation–related properties from JTS, creating a new subsidiary, Atari Interactive.
Infogrames Entertainment (IESA) bought Hasbro Interactive in 2001 and renamed it Infogrames Interactive, which intermittently published Atari-branded titles. In 2003, it renamed the division Atari Interactive. Another IESA division, Infogrames Inc., changed its name to Atari, Inc. the same year, licensing the Atari name and logo from its fellow subsidiary. In 2008, IESA completed its acquisition of Atari, Inc.'s outstanding stock, making it a wholly owned subsidiary. IESA renamed itself Atari SA in 2009. It sought bankruptcy protection under French law in January 2013.
As of 2023, the current Atari's focus is on "video games, consumer hardware, licensing and blockchain".
History
Logotype
The name comes from the Japanese term atari, used while playing the ancient board game Go. The word atari means "to hit a target" in Japanese and is associated with good fortune; in Go, it indicates a situation where a player will be able to capture one or more stones of the opponent in the next move.
The Atari logo was designed by George Opperman, who was Atari's first in-house graphic designer and drawn by Evelyn Seto. The design is known as "Fuji" for its resemblance to the Japanese mountain, although the logo's origins are unrelated to it. Opperman designed the logo intending for the silhouette to look like the letter A as in Atari and for its three "prongs" to resemble players and the midline of the "court" in the company's first hit game, Pong.
Atari Inc. (1972–1984)
In 1971, Nolan Bushnell and Ted Dabney founded a small engineering company, Syzygy Engineering, that designed Computer Space, the world's first commercially available arcade video game, for Nutting Associates. On June 27, 1972, the two incorporated Atari, Inc. and soon hired Al Alcorn as their first design engineer. Bushnell asked Alcorn to produce an arcade version of the Magnavox Odyssey's Tennis game, which would be named Pong. While Bushnell incorporated Atari in June 1972, Syzygy Company was never formally incorporated. Before Atari's incorporation, Bushnell considered various terms from the game Go, eventually choosing atari, referencing a position in the game when a group of stones is imminently in danger of being taken by one's opponent. Atari was incorporated in the state of California on June 27, 1972.
In 1973, Atari secretly spawned a competitor called Kee Games, headed by Nolan's next-door neighbor Joe Keenan, to circumvent pinball distributors' insistence on exclusive distribution deals; both Atari and Kee could market nearly the same game to different distributors, each getting an "exclusive" deal. Joe Keenan's management of the subsidiary led to his appointment as president of Atari when Kee was absorbed into the company in 1974.
In 1975, Atari's Grass Valley, California subsidiary Cyan Engineering started the development of a flexible console that was capable of playing the four existing Atari games. The result was the Atari Video Computer System, or VCS (later renamed 2600 when the 5200 was released). The introductory price of $199 () included a console, two joysticks, a pair of paddles, and the Combat game cartridge. Bushnell knew he had another potential hit on his hands but bringing the machine to market would be extremely expensive. Looking for outside investors, Bushnell sold Atari to Warner Communications in 1976 for $28 million. Nolan continued to have disagreements with Warner Management over the direction of the company, the discontinuation of the pinball division, and most importantly, the notion of discontinuing the 2600. In 1978, Kee Games was disbanded. In December of that year, Bushnell was fired following an argument with Manny Gerard. "[W]e started fighting like cats and dogs. And then the wheels came off that fall. Warner claimed they fired me", recalled Bushnell. "I say I quit. It was a mutual separation."
The development of a successor to the 2600 started as soon as it shipped. The original team estimated the 2600 had a lifespan of about three years; it then set forth to build the most powerful machine possible within that time frame. Mid-way into their effort the home computer revolution took off, leading to the addition of a keyboard and features to produce the Atari 800 and its smaller sibling, the 400. The new machines had some success when they finally became available in quantity in 1980. From this platform Atari released their next-generation game console in 1982, the Atari 5200. It was unsuccessful due to incompatibility with the 2600 game library, a small quantity of dedicated games, and notoriously unreliable controllers. Porting arcade games to home systems with inferior hardware was difficult. The ported version of Pac-Man for Atari 2600 omitted many of the visual features of the original to compensate for the lack of ROM space and the hardware struggled when multiple ghosts appeared on the screen creating a flickering effect.
Under Warner and Atari's chairman and CEO, Raymond Kassar, the company achieved its greatest success, selling millions of 2600s and computers. At its peak, Atari accounted for a third of Warner's annual income and was the fastest-growing company in US history at the time. It ran into problems in the early 1980s. Faced with fierce competition and price wars in the game console and home computer markets, Atari was never able to duplicate the success of the 2600.
These problems were followed by the video game crash of 1983, with losses that totaled more than $500 million. Warner's stock price slid from $60 to $20, and the company began searching for a buyer for its troubled division. In 1983, Ray Kassar resigned. Financial problems continued to mount and Kassar's successor, James J. Morgan, had less than a year in which to tackle the company's problems. He began a massive restructuring of the company and worked with Warner Communications in May 1984 to create "NATCO" (an acronym for New Atari Company). NATCO further streamlined the company's facilities, personnel, and spending. Unknown to James Morgan and the senior management of Atari, Warner had been in talks with Tramel Technology to buy Atari's consumer electronics and home computer divisions. Negotiating until close to midnight on July 1, 1984, Jack Tramiel purchased the home computing and game console divisions of Atari for $240 million in promissory notes and stocks. Warner gained a 20% stake in Tramel Technologies, which was renamed Atari Corporation. Warner retained the arcade division, continuing it under the name Atari Games, but sold it to Namco in 1985. Warner also sold the Ataritel division to Mitsubishi.
Atari Corporation (1984–1996)
Under Tramiel's ownership, Atari Corp. used the remaining stock of game console inventory to keep the company afloat while they finished development on a 16/32-bit computer system, the Atari ST. ("ST" stands for "sixteen/thirty-two", referring to the machines' 16-bit bus and 32-bit processor core.) In April 1985, they released an update to the 8-bit computer line, the Atari 65XE, the first in the Atari XE series. June 1985 saw the release of the Atari 130XE; Atari User Groups received early sneak-preview samples of the new Atari 520ST's, and major retailer shipments hit store shelves in September 1985 of Atari's new 32-bit Atari ST computers. In 1986, Atari launched two consoles designed under Warner — the Atari 2600jr and the Atari 7800 console (which saw limited release in 1984). Atari rebounded, earning a $25 million profit that year.
In 1987, Atari acquired the Federated Group for $67.3 million, securing shelf space in over 60 stores in California, Arizona, Texas and Kansas at a time when major American electronics outlets were reluctant to carry Atari-branded computers, and two-thirds of Atari's PC production was sold in Europe. The Federated Group (not related to Federated Department Stores) was sold to Silo in 1989.
In 1988, the company unveiled the 1040STF and the Mega ST with a bit image manipulator chip, and launched its first parallel computer. The ATW-800 Transputer was based on the Inmos T800 CPU, which had a 32/64-bit architecture, ran at 15 million instructions per second (MIPS) and housed a Charity videochip that supported 16 million colors. The company continued to experiment with parallel computing aiming at B2B customers and graphic designers, but the transputer line failed to achieve commercial success.
In 1989, Atari released the Atari Lynx, a handheld console with color graphics, to much fanfare. A shortage of parts kept the system from being released nationwide for the 1989 Christmas season, and the Lynx lost market share to Nintendo's Game Boy, which, despite only having a black and white display, was cheaper, had better battery life and had much higher availability. Tramiel emphasized computers over game consoles but Atari's proprietary computer architecture and operating system fell victim to the success of the Wintel platform while the game market revived. In 1989, Atari Corp. sued Nintendo for $250 million, alleging it had an illegal monopoly. Atari eventually lost the case when it was rejected by a US district court in 1992.
In 1991, Atari released its PCs ABC386SXII and ABC386DXII based on Intel's i386 chip.
In 1993, Atari positioned its Jaguar as the only 64-bit interactive media entertainment system available, but it sold poorly. It would be the last home console to be produced by Atari and the last to be produced by an American manufacturer until Microsoft's introduction of the Xbox in 2001.
By 1996, a series of successful lawsuits had left Atari with millions of dollars in the bank, but the failure of the Lynx and Jaguar left Atari without a product to sell. Tramiel and his family also wanted out of the business. The result was a rapid succession of changes in ownership. In July 1996, Atari merged with JTS Inc., a short-lived maker of hard disk drives, to form JTS Corp. Atari's role in the new company largely became that of holder for the Atari properties and minor support, and consequently the name largely disappeared from the market.
Atari Games (1984–1999)
After the sale of the consumer electronics and computer divisions to Jack Tramiel, Atari was renamed Atari Games Corporation. Atari Games retained most of the same employees and managers from the coin-operated games division and continued many of the divisions projects from before the transition. In 1985, a controlling interest in the coin-operated games division was sold to Namco, which also took the Atari Games name. Warner renamed Atari Games to Atari Holdings, which continued as a non-operating subsidiary until 1992. Meanwhile, Namco later lost interest in operating Atari Games. In 1987, Namco sold 33% of its shares to a group of employees led by then-president Hideyuki Nakajima. He had been the president of Atari Games since 1985. Atari Ireland was a subsidiary of Atari Games that manufactured their games for the European market; while under Namco, Atari Ireland also manufactured Sega's Hang-On (1985) for the European market.
Atari Games continued to manufacture arcade games and units, and starting in 1988, also sold cartridges for the Nintendo Entertainment System under the Tengen brand name, including a version of Tetris. The companies exchanged a number of lawsuits in the late 1980s related to disputes over the rights to Tetris and Tengen's circumvention of Nintendo's lockout chip, which prevented third parties from creating unauthorized games. The suit finally reached a settlement in 1994, with Atari Games paying Nintendo cash damages and use of several patent licenses.
In April 1996, after an unsuccessful bid by Atari co-founder Nolan Bushnell, the company was sold to WMS Industries, owners of the Williams, Bally and Midway arcade brands, which restored the use of the Atari Games name. On November 19, 1999, Atari Games Corporation was renamed Midway Games West Inc., resulting in the Atari Games name no longer being used.
Hasbro Interactive (1998–2000)
On March 13, 1998, JTS sold the Atari name and assets to Hasbro Interactive for $5 million, less than a fifth of what Warner Communications had paid 22 years earlier. This transaction primarily involved the brand and intellectual property, which now fell under the Atari Interactive division of Hasbro Interactive. The brand name changed hands again in December 2000 when French software publisher Infogrames took over Hasbro Interactive.
Atari SA (2001–present)
In October 2001, Infogrames Entertainment SA (IESA, now Atari SA) announced that it was "reinventing" the Atari brand with the launch of three new games featuring a prominent Atari branding on their boxarts: Splashdown, MX Rider and TransWorld Surf. Infogrames used Atari as a brand name for games aimed at 18–34 year olds. Other Infogrames games under the Atari name included V-Rally 3, Neverwinter Nights, Stuntman and Enter the Matrix.
On May 8, 2003, IESA had its majority-owned, but discrete US subsidiary Infogrames, Inc. officially renamed Atari, Inc., renamed its European operations to Atari Europe but kept the original name of the main company Infogrames Entertainment. The original Atari holdings division purchased from Hasbro, Hasbro Interactive, was also made a separate corporate entity renamed as Atari Interactive.
Between 2004 and 2011, Atari produced and marketed Atari Flashback retro consoles, reminiscent of the Atari 2600 design. Since 2011, these consoles have been produced by AtGames under the license from Atari. Atari Flashback Portable is a handheld game console sold since 2016. In April 2011, Atari re-released their back catalogue of arcade and Atari 2600 games to be played on mobile devices.
On March 6, 2008, IESA made an offer to Atari, Inc. to buy out all remaining public shares for a value of $1.68 per share, or $11 million total. The offer would make IESA sole owner of Atari, Inc., thus making it a privately held company. On April 30, 2008, Atari, Inc. announced its intentions to accept Infogrames' buyout offer and to merge with Infogrames. On October 8, 2008, IESA completed its acquisition of Atari, Inc., making it a wholly owned subsidiary.
On December 9, 2008, Atari announced that it had acquired Cryptic Studios, a MMORPG developer.
Namco Bandai purchased a 34% stake in Atari Europe on May 14, 2009, paving the way for its acquisition from IESA. Atari had significant financial issues for several years prior, with losses in the tens of millions since 2005.
In May 2009, Infogrames Entertainment SA, the parent company of Atari, and Atari Interactive, announced it would change its name to Atari SA.
In April 2010, Atari SA board member and former CEO David Gardner resigned. Original Atari co-founder Nolan Bushnell joined the board as a representative for Blubay holdings.
As of March 31, 2011, the board of directors consisted of Frank Dangeard, Jim Wilson, Tom Virden, Gene Davis and Alexandra Fichelson.
On January 21, 2013, the four related companies Atari, Atari Interactive, Humongous, and California US Holdings filed for Chapter 11 bankruptcy in the United States Bankruptcy Court for the Southern District of New York. All three Ataris emerged from bankruptcy one year later and the entering of the social casino gaming industry with Atari Casino. Frederic Chesnais, who now heads all three companies, stated that their entire operations consist of a staff of 10 people.
On June 22, 2014, Atari announced a new corporate strategy that would include a focus on "new audiences", specifically "LGBT, social casinos, real-money gambling, and YouTube".
On June 8, 2017, a short teaser video was released, promoting a new product; and the following week Chesnais confirmed the company was developing a new game console – the hardware was stated to be based on PC technology, and still under development. In mid July 2017 an Atari press release confirmed the existence of the aforementioned new hardware, referred to as the "Ataribox". The box design was derived from early Atari designs (e.g. 2600) with a ribbed top surface, and a rise at the back of the console; two versions were announced: one with a traditional wood veneer front, and the other with a glass front. Connectivity options were revealed, including HDMI, USB (x4), and SD card – the console was said to support both classic and current games. Also, according to an official company statement of June 22, 2017, the product was to be initially launched via a crowdfunding campaign in order to minimize any financial risk to the parent company.
On September 26, 2017, Atari sent out a press release about the new "Atari VCS", which confirmed more details about the console. It will run a Linux operating system, with full access to the underlying OS, but it will have a custom interface designed for the TV.
On January 27, 2020, Atari announced a deal with GSD Group to build Atari Hotels, with the first breaking ground in Phoenix in mid-2020. Additional hotels were also planned in Las Vegas, Denver, Chicago, Austin, Seattle, San Francisco, and San Jose. The company plans to make the hotel experience immersive and accessible to all ages. Hotels are planned to include virtual and augmented reality technologies.
On December 16, 2020, Atari shipped the first units of the Atari VCS exclusive to backers of the systems crowdfunding campaign. Atari urged the backers to give feedback on the system so that the company could make changes to improve the product on its official launch.
In 2020, Atari launched its decentralized cryptocurrency Atari Token in equal partnership with the ICICB Group. Atari Group announced in March 2020 that it granted ICICB a non-exclusive license to run a cryptocurrency online casino on Atari's website, based on the Atari Token.
The group partnering with Atari opened a new company in Gibraltar called Atari Chain LTD.
In March 2021, Atari extended its partnership with ICICB Group for the development of Atari branded hotels, and the first hotels will be constructed at selected locations outside the United States, with Dubai, Gibraltar and Spain.
On 18 April 2022, Atari announced the termination of all license agreements with ICICB Group and its subsidiaries ("ICICB"). The license agreements between Atari and ICICB, including the Atari Chain Limited license (the "Joint Venture") and the related licenses including hotel and casino licenses, have been terminated effective 18 April 2022. ICICB is not authorized to represent Atari or its brands in any manner.
See also
Golden age of arcade video games
History of video games
References
External links
Atari official site
Former Atari brand's official global site
The Atari History Museum – Atari historical archive site
The biggest Atari Archive – Atari softwares archive site
Atari Times , supporting all Atari consoles
Atari On Film – List of Atari products in films
The Dot Eaters: classic video game history – Comprehensive history of video games, extensive info on Atari offerings and history
MTV Video Music Award winners
1972 establishments in California
American brands
French brands
Video game publishing brands |
2236 | https://en.wikipedia.org/wiki/Acadia%20University | Acadia University | Acadia University is a public, predominantly undergraduate university located in Wolfville, Nova Scotia, Canada, with some graduate programs at the master's level and one at the doctoral level. The enabling legislation consists of the Acadia University Act and the Amended Acadia University Act 2000.
The Wolfville Campus houses Acadia University Archives and the Acadia University Art Gallery. Acadia offers over 200 degree combinations in the faculties of arts, pure and applied science, professional studies, and theology. The student-faculty ratio is 15:1 and the average class size is 28. Open Acadia offers correspondence and distance education courses.
, Jeffrey J. Hennessy is Acadia's 17th President and Vice Chancellor.
History
Acadia began as an extension of Horton Academy in 1828, which was founded in Horton, Nova Scotia, by Baptists from Nova Scotia and Queen's College in 1838, who will be gathered into the Canadian Baptists of Atlantic Canada (Canadian Baptist Ministries). It was designed to prepare men for the ministry and to supply education for lay members.
In 1838, the Nova Scotia Baptist Education Society founded Queen's College (named for Queen Victoria). The college began with 21 students in January 1839. The name "Queen's College" was denied to the Baptist school, so it was renamed "Acadia College" in 1841, in reference to the history of the area as an Acadian settlement. Acadia College awarded its first degrees in 1843 and became Acadia University in 1891, established by the Acadia University Act.
The Granville Street Baptist Church (now First Baptist Church Halifax) was an instrumental and determining factor in the founding of the university. It has played a supporting role throughout its history, and shares much of the credit for its survival and development. Many individuals who have made significant contributions to Acadia University, including the first president John Pryor, were members of the First Baptist Church Halifax congregation. Similarly, the adjacent Wolfville United Baptist Church plays a significant role in the life of the university.
This was unique at the time, and a direct result of Baptists being denied entry into other schools that required religious tests of their students and staff.
In 1851, the power of appointing governors was transferred from the Nova Scotia Baptist Education Society to the Baptist Convention of the Maritime Provinces.
Charles Osborne Wickenden, an architect, and J.C. Dumaresq designed the Central Building, Acadia College, 1878–79.
Clara Belle Marshall, from Mount Hanley, Nova Scotia, became the first woman to graduate from Acadia University in 1879.
In 1891, there were changes in the Act of Incorporation.
Andrew R. Cobb designed several campus buildings including: Raynor Hall Residence, 1916; and Horton House, designed by Cobb in the Georgian style, and built by James Reid of Yarmouth, Nova Scotia, which was opened in 1915 as Horton Academy. Today, Horton Hall is the home of the Department of Psychology and Research and Graduate Studies. Emmerson Hall, built in 1913, is particularly interesting for the variety of building stones used. In 1967 Emmerson Hall was converted to classrooms and offices for the School of Education. It is a registered Heritage Property.
Unveiled on 16 August 1963, a wooden and metal organ in Manning Chapel, Acadia University, is dedicated to Acadia University's war dead of the First and Second World Wars and the Korean War. A book of remembrance in Manning Chapel, Acadia University was unveiled on 1 March 1998 through the efforts of the Wolfville Historical Society.
In 1966, it terminated its affiliation with the Canadian Baptists of Atlantic Canada (Canadian Baptist Ministries). The denomination maintains nine seats on the university's Board of Governors.
Acadia is a laureate of Washington's Smithsonian Institution and a part of the permanent research collection of the National Museum of American History. Acadia is also the only Canadian university selected for inclusion in the Education and Academia category of the Computerworld Smithsonian Award.
Faculty strikes
Acadia University's Board of Governors and members of the Acadia University Faculty Association (AUFA) have ratified a new collective agreement covering the period 1 July 2010 to 30 June 2014. The faculty of Acadia University have been on strike three times in the history of the institution. The first was 24 February to 12 March 2004. The second was 15 October to 5 November 2007. The second strike was resolved after the province's labour minister, Mark Parent, appointed a mediator, on 1 November, to facilitate an agreement. The third strike began on 1 February 2022 and ended 1 March 2022 with both sides agreeing to binding arbitration.
Academics
Rankings
In Maclean's 2023 Guide to Canadian Universities, Acadia was ranked fifth in the publication's "primarily undergraduate" Canadian university category, tied with Bishop's University. In the same year, the publication ranked Acadia 33rd, in Maclean's reputation survey.
Faculties
Acadia is organized into four faculties: Arts, Pure & Applied Science, Professional Studies and Theology. Each faculty is further divided into departments and schools specialized in areas of teaching and research.
Research
Acadia has over 15 research centres and 6 research chairs. Undergraduate students have the opportunity to participate in many research opportunities in a small university setting.
The Division of Research & Graduate Studies is separate from the faculties and oversees graduate students as well as Acadia's research programs.
Acadia's research programs explore coastal environments, ethno-cultural diversity, social justice, environmental monitoring and climate change, organizational relationships, data mining, the impact of digital technologies, and lifestyle choices contributing to health and wellness. Acadia's research centres include the Tidal Energy Institute, the Acadia Institute for Data Analytics, and the Beaubassin Field Station. Applied research opportunities include research with local wineries and grape growers, alternative insect control techniques and technologies.
Innovation
The Acadia Advantage
In 1996, Acadia University pioneered the use of mobile computing technology in a post-secondary educational environment.
This academic initiative, named the Acadia Advantage, integrated the use of notebook computers into the undergraduate curriculum and featured innovations in teaching. By 2000, all full-time, undergraduate Acadia students were taking part in the initiative. The initiative went beyond leasing notebook computers to students during the academic year, and included training, user support and the use of course-specific applications at Acadia that arguably revolutionized learning at the Wolfville, N.S. campus and beyond.
Because of its pioneering efforts, Acadia is a laureate of Washington's Smithsonian Institution and a part of the permanent research collection of the National Museum of American History. It is the only Canadian university selected for inclusion in the Education and Academia category of the Computerworld Smithsonian Award.
In addition, Acadia University received the Pioneer Award for Ubiquitous Computing. In 2001, it achieved high rankings in the annual Maclean's University Rankings, including Best Overall for Primarily Undergraduate University in their opinion survey, and it received the Canadian Information Productivity Award in 1997 as the first university in Canada to fully utilize information technology in the undergraduate curriculum.
In October 2006, Dinter-Gottlieb established a commission to review the Acadia Advantage learning environment 10 years after inception. The mandate of the commission was to determine how well the current Advantage program meets the needs of students, faculty, and staff and to examine how the role of technology in the postsecondary environment has changed at Acadia, and elsewhere. The commission was asked to recommend changes and enhancements to the Acadia Advantage that would benefit the entire university community and ensure its sustainability.
Some of the recommendations coming from the Acadia Advantage Renewal Report included developing a choice of model specifications and moving from Acadia-issued, student-leased notebook computers to a student-owned computer model.
The university was also advised to unbundle its tuition structure so that the cost of an Acadia education is more detailed and students can understand how their investment in the future of the school is allotted. In September 2008, Acadia moved to a student-owned notebook computer version of the Acadia Advantage, now named Acadia Advantage 2.0.
In 2017, Acadia announced the Huestis Innovation Pavilion as part of its $22.25 million Science Complex renewal project. Named in honour of lead donors, Faye and David Huestis of Saint John, New Brunswick, the Pavilion is a connection between Elliott and Huggins Halls, providing research and commercialization space.
The new Agri-Technology Access Centre in the Innovation Pavilion provides companies and industry organizations with access to specialized technology, lab space, subject-matter expertise and commercialization support services. It also enables Acadia to advance its applied research strength in a priority sector – agriculture – and expand its technology transfer and commercialization activities. The Science Complex renewal project was supported by an investment of $15.98 million by the Federal and Provincial governments.
Athletics
Acadia's sports teams are called the Axemen and Axewomen. They participate in the Atlantic University Sports conference of U Sports.
School spirit abounds with men's and women's varsity teams that have delivered more conference and national championships than any other institution in Atlantic University Sport. Routinely, more than one-third of Acadia's varsity athletes also achieve Academic All-Canadian designation through Canadian Interuniversity Sport by maintaining a minimum average of 80 per cent.
Expansion and modernization of Raymond Field was completed in the fall of 2007 and features the installation of an eight-lane all-weather running track and a move to the same premium artificial turf used by the New England Patriots of the National Football League for its main playing field. The Raymond Field modernization was a gift to the university by friends, alumni, and the province. War Memorial Gymnasium also saw the installation of a new playing floor to benefit its basketball and volleyball teams.
In September 2006, Acadia University announced its partnership with the Wolfville Tritons Swim Club and the Acadia Masters Swim Club to form the Acadia Swim Club and return competitive swimming to the university after a 14-year hiatus. On 26 September 2008, the university announced its intention to return swimming to a varsity status in September 2009.
Fight song
Notable among a number of songs commonly played and sung at various events such as commencement, convocation, and athletic games are: Stand Up and Cheer, the Acadia University fight song. According to 'Songs of Acadia College' (Wolfville, NS 1902–3, 1907), the songs include: 'Acadia Centennial Song' (1938); 'The Acadia Clan Song'; 'Alma Mater - Acadia;' 'Alma Mater Acadia' (1938) and 'Alma Mater Song.'
Symbols
In 1974, Acadia was granted a coat of arms designed by the College of Arms in London, England. The coat of arms is two-tone, with the school's official colours, garnet and blue, on the shield. The axes represent the school's origins in a rural setting, and the determination of its founders who cleared the land and built the school on donated items and labour. The open books represent the intellectual pursuits of a university, and the wolves heads are a whimsical representation of the university's location in Wolfville. "In pulvere vinces" (In dust you conquer) is the motto.
The university seal depicts the Greek goddess of wisdom Athena in front of the first college hall.
The university also uses a stylized "A" as a logo for its sports teams.
Notable among a number of fight songs commonly played and sung at various events such as commencement, convocation, and athletic games are: the Acadia University alma mater set to the tune of "Annie Lisle". The lyrics are:
Far above the dykes of Fundy
And its basin blue
Stands our noble alma mater
Glorious to view
Lift the chorus
Speed it onward
Sing it loud and free
Hail to thee our alma mater
Acadia, hail to thee
Far above the busy highway
And the sleepy town
Raised against the arch of heaven
Looks she proudly down
Historic buildings at Acadia University
Seminary House, also known as just "Sem", is a Second Empire style-building constructed in 1878 as a home for women attending the university. It was designated a National Historic Site of Canada in 1997 as Canada's oldest facility associated with the higher education of women. The building now serves as a co-ed residence, and Whitman House on campus now serves as the women's only residence.
Carnegie Hall, built in 1909, is a large, two-storey, Neo-classical brick building. It was designated under the provincial Heritage Property Act in 1989 as its construction in 1909 signified Acadia's evolution from classical college to liberal university.
The War Memorial House (more generally known as Barrax), which is a residence, and War Memorial Gymnasium are landmark buildings on the campus of Acadia University. The Memorial Hall and Gymnasium honours students who had enlisted and died in the First World War, and in the Second World War. Two granite shafts, which are part of the War Memorial Gymnasium complex at Acadia University, are dedicated to the university's war dead. The War Memorial House is dedicated to the war dead from Acadia University during the Second World War.
Student life
At Acadia University, students have access to the Student Union Building which serves as a hub for students and houses many Student Union organizations. The building houses The Axe Lounge, a convenience store, an information desk, two food outlets, and the Sexual Health Resource Centre. The university press, The Athenaeum is a member of CUP. There is a student-ran radio, available at https://www.axeradio.net/.
Student government
All students are represented by the Acadia Students' Union.
Residences
Approximately 1500 students live on-campus in 11 residences:
Chase Court
Chipman House
Christofor Hall
Crowell Tower (13 Story High-rise)
Cutten House
Dennis House - First floor houses student health services
Eaton House
Roy Jodrey Hall
Seminary House - Also houses the School of Education in lower level
War Memorial (Barrax) House
Whitman House (Tully) - All female residence
Willett House (former residence)
People
List of presidents and vice chancellors
John Pryor, 1846–1850
John Cramp, 1851–1853 (and 1856–1869)
Edmund Crawley, 1853–1856
John Cramp, 1856–1869
Artemas Wyman Sawyer, 1869–1896
Thomas Trotter, 1897–1906
W.B. Hutchinson, 1907–1909
George Barton Cutten, 1910–1922
Frederic Patterson, 1923–1948
Watson Kirkconnell, 1948–1964
James Beveridge, 1964–1978
Allan Sinclair, 1978–1981
James Perkin, 1981–1993
Kelvin Ogilvie, 1993–2004
Gail Dinter-Gottlieb, 2004–2008
Tom Herman (Acting President), 2008–2009
Ray Ivany, 2009 – 2017
Peter J Ricketts, 2017 - 2023
Jeffrey J Hennessy, 2023
List of chancellors
Alex Colville, 1981–1991
William Feindel, 1991–1996
Arthur Irving, 1996–2010
Libby Burnham, 2011–2018
Bruce Galloway, 2018–present
Notable alumni
Edgar Archibald, scientist and politician
Norman Atkins, Canadian senator
Solomon Adeniyi Babalola - Veteran Nigerian Baptist Missionary/Evangelist, Church Pastor, Church Administrator, Denominational Leader, and Theological Educator
Ron Barkhouse, MLA for Lunenburg East (Horton Academy)
Gordon Lockhart Bennett, Lieutenant-Governor of Prince Edward Island
Arthur Bourns, President of McMaster University
Libby Burnham, lawyer, Chancellor of Acadia University
Bob Cameron, football player
Dalton Camp, journalist, politician and political strategist
M. Elizabeth Cannon, University of Calgary's President & Vice-Chancellor
Lillian Chase, physician
Paul Corkum, physicist and F.R.S.
John Wallace de Beque Farris, Canadian senator
Mark Day, actor
Michael Dick, CBC-TV Journalist
Charles Aubrey Eaton (1868–1953), clergyman and politician
William Feindel, neurosurgeon
Dale Frail, astronomer
Rob Ramsay, actor
Alexandra Fuller, writer
Gary Graham, musician, choral conductor
Matthew Green, Member of Parliament
Milton Fowler Gregg, VC laureate, politician
Robbie Harrison, Nova Scotian politician and educator
Richard Hatfield, Premier of New Brunswick
Charles Brenton Huggins, Nobel Laureate
Kenneth Colin Irving, industrialist
Robert Irving, industrialist
Ron James, Canadian comedian
Lorie Kane, LPGA golfer
Gerald Keddy, Member of Parliament
Joanne Kelly, Actress
Kenneth Komoski, Educator
David H. Levy, astronomer
Peter MacKay, lawyer, Canadian Minister of National Defense
Henry Poole MacKeen, Lieutenant-Governor of Nova Scotia
Paul Masotti, football player
Harrison McCain, industrialist
Donald Oliver, Canadian senator
Henry Nicholas Paint (1830–1921), member of Parliament, merchant, landowner,
Freeman Patterson, photographer, writer
Robert Pope, Visual artist author,
Keith R. Porter, Cell Biologist
Heather Rankin, singer-songwriter, member of The Rankin Family
Perry F. Rockwood, radio evangelist
Erin Roger, scientist
Jacob Gould Schurman, President of Cornell University
Roger Tomlinson (1933–2014), geographer and "The Father of GIS"
Rev. William A. White, noted black minister and missionary
Rev. William Pearly Oliver, noted black minister and educator
Lance Woolaver, playwright
Honorary graduates
Jean Béliveau, professional hockey player and executive
Rt. Hon. Kim Campbell, former Prime Minister of Canada
Alex Colville, painter and former University Chancellor
Rt. Hon. John Diefenbaker, former Prime Minister of Canada
Rick Hansen, activist and Paralympic athlete
Grace Hopper, computer scientist and United States Navy rear admiral
Kyle Lowry, professional basketball player for the Miami Heat
Alexa McDonough, politician and first woman to lead a major, recognized political party in Canada
William Twaits, chairman and CEO of Imperial Oil Limited
Rev. William A. White, noted black minister and missionary
See also
Acadia Divinity College
Canadian government scientific research organizations
Canadian industrial research and development organizations
Canadian Interuniversity Sport
Canadian university scientific research organizations
Higher education in Nova Scotia
List of universities in Nova Scotia
List of National Historic Sites of Canada in Nova Scotia
Shad (Summer Program)
References
Further reading
Longley, R. S. Acadia University, 1838–1938. Wolfville, N.S.: Acadia University, 1939.
External links
Campaign for Acadia
Education in Kings County, Nova Scotia
Universities in Nova Scotia
Educational institutions established in 1838
Buildings and structures in Kings County, Nova Scotia
1838 establishments in Nova Scotia
Maple League |
2241 | https://en.wikipedia.org/wiki/Antonio%20Salieri | Antonio Salieri | Antonio Salieri (18 August 17507 May 1825) was an Italian composer and teacher of the classical period. He was born in Legnago, south of Verona, in the Republic of Venice, and spent his adult life and career as a subject of the Habsburg monarchy.
Salieri was a pivotal figure in the development of late 18th-century opera. As a student of Florian Leopold Gassmann, and a protégé of Christoph Willibald Gluck, Salieri was a cosmopolitan composer who wrote operas in three languages. Salieri helped to develop and shape many of the features of operatic compositional vocabulary, and his music was a powerful influence on contemporary composers.
Appointed the director of the Italian opera by the Habsburg court, a post he held from 1774 until 1792, Salieri dominated Italian-language opera in Vienna. During his career, he also spent time writing works for opera houses in Paris, Rome, and Venice, and his dramatic works were widely performed throughout Europe during his lifetime. As the Austrian imperial Kapellmeister from 1788 to 1824, he was responsible for music at the court chapel and attached school. Even as his works dropped from performance, and he wrote no new operas after 1804, he still remained one of the most important and sought-after teachers of his generation, and his influence was felt in every aspect of Vienna's musical life. Franz Liszt, Franz Schubert, Ludwig van Beethoven, Anton Eberl, Johann Nepomuk Hummel and Franz Xaver Wolfgang Mozart were among the most famous of his pupils.
Salieri's music slowly disappeared from the repertoire between 1800 and 1868 and was rarely heard after that period until the revival of his fame in the late 20th century. This revival was due to the fictionalized depiction of Salieri in Peter Shaffer's play Amadeus (1979) and its 1984 film version. The death of Wolfgang Amadeus Mozart in 1791 at the age of 35 was followed by rumors that he and Salieri had been bitter rivals, and that Salieri had poisoned the younger composer; however, this has been proven untrue because the symptoms displayed by Mozart's illness did not indicate poisoning and it is likely that they were, at least, mutually respectful peers. Despite denying the allegation, Salieri was greatly affected by the accusations and widespread public belief that he had contributed to Mozart's death, which contributed to his nervous breakdowns in later life.
Life and career
Early life (1750–1770)
Antonio Salieri was born on August 18, 1750, to Antonio Salieri and his wife, Anna Maria. Salieri started his musical studies in his native town of Legnago; he was first taught at home by his older brother Francesco Salieri (a former student of the violinist and composer Giuseppe Tartini), and he received further lessons from the organist of the Legnago Cathedral, Giuseppe Simoni, a pupil of Padre Giovanni Battista Martini. Salieri remembered little from his childhood in later years except for passions for sugar, reading, and music. He twice ran away from home without permission to hear his elder brother play violin concertos in neighboring churches on festival days and he recounted being chastised by his father after failing to greet a local priest with proper respect. Salieri responded to the reprimand by saying the priest's organ playing displeased him because it was in an inappropriately theatrical style. Sometime between 1763 and 1764, both of Salieri's parents died, and he was briefly taken in by an anonymous brother, a monk in Padua, and then for unknown reasons in 1765 or 1766, he became the ward of a Venetian nobleman named Giovanni Mocenigo (which Giovanni is at this time unknown), a member of the powerful and well connected Mocenigo family. It is possible that Salieri's father and Mocenigo were friends or business associates, but this is obscure. While living in Venice, Salieri continued his musical studies with the organist and opera composer Giovanni Battista Pescetti, then following Pescetti's sudden death he studied with the opera singer Ferdinando Pacini (or Pasini). It was through Pacini that Salieri gained the attention of the composer Florian Leopold Gassmann, who, impressed with his protege's talents and concerned for the boy's future, took the young orphan to Vienna, where he personally directed and paid for the remainder of Salieri's musical education.
Salieri and Gassmann arrived in Vienna on 15 June 1766. Gassmann's first act was to take Salieri to the Italian Church to consecrate his teaching and service to God, an event that left a deep impression on Salieri for the rest of his life. Salieri's education included instruction in Latin and Italian poetry by Fr. Don Pietro Tommasi, instruction in the German language, and European literature. His music studies revolved around vocal composition and thoroughbass. His musical theory training in harmony and counterpoint was rooted in Johann Fux's Gradus ad Parnassum, which Salieri translated during each Latin lesson. As a result, Salieri continued to live with Gassmann even after Gassmann's marriage, an arrangement that lasted until the year of Gassmann's death and Salieri's own marriage in 1774. Few of Salieri's compositions have survived from this early period. In his old age Salieri hinted that these works were either purposely destroyed or had been lost, with the exception of a few works for the church. Among these sacred works there survives a Mass in C major written without a "Gloria" and in the antique a cappella style (presumably for one of the church's penitential seasons) and dated 2 August 1767. A complete opera composed in 1769 (presumably as a culminating study) La vestal (The Vestal Virgin) has also been lost.
Beginning in 1766 Gassmann introduced Salieri to the daily chamber music performances held during Emperor Joseph II's evening meal. Salieri quickly impressed the Emperor, and Gassmann was instructed to bring his pupil as often as he wished. This was the beginning of a relationship between monarch and musician that lasted until Joseph's death in 1790. Salieri met Pietro Antonio Domenico Trapassi, better known as Metastasio, and Christoph Willibald Gluck during this period at the Sunday morning salons held at the home of the Martinez family. Metastasio had an apartment there and participated in the weekly gatherings. Over the next several years Metastasio gave Salieri informal instruction in prosody and the declamation of Italian poetry, and Gluck became an informal advisor, friend, and confidante. It was toward the end of this extended period of study that Gassmann was called away on a new opera commission and a gap in the theater's program allowed for Salieri to make his debut as a composer of a completely original opera buffa. Salieri's first full opera was composed during the winter and carnival season of 1770; Le Donne letterate and was based on Molière's Les Femmes Savantes (The Learned Ladies) with a libretto by , a dancer in the court ballet and a brother of the composer Luigi Boccherini. The modest success of this opera launched Salieri's 34-year operatic career as a composer of over 35 original dramas.
Early Viennese period and operas (1770–1778)
Following the modest success of Le Donne literate Salieri received new commissions for writing two additional operas in 1770, both with libretti by Giovanni Boccherini. The first, a pastoral opera, L'amore innocente (Innocent Love), was a light-hearted comedy set in the Austrian mountains. The second was based on an episode from Miguel de Cervantes' Don Quixote – Don Chisciotte alle Nozze di Gamace (Don Quixote at the marriage of Camacho). In these first works, drawn mostly from the traditions of mid-century opera buffa, Salieri showed a penchant for experimentation and for mixing the established characteristics of specific operatic genres. Don Chisciotte was a mix of ballet and opera buffa, and the lead female roles in L'amore innocence were designed to contrast and highlight the different traditions of operatic writing for soprano, even borrowing stylistic flourishes from opera seria in the use of coloratura in what was a short pastoral comedy more in keeping with a Roman Intermezzo. The mixing and pushing against the boundaries of established operatic genres was a continuing hallmark of Salieri's own personal style, and in his choice of material for the plot (as in his first opera), he manifested a lifelong interest in subjects drawn from classic drama and literature.
Salieri's first great success was in the realm of serious opera. Commissioned for an unknown occasion, Salieri's Armida was based on Torquato Tasso's epic poem La Gerusalemme liberata (Jerusalem Delivered); it premiered on 2 June 1771. Armida is a tale of love and duty in conflict and is saturated in magic. The opera is set during the First Crusade and features a dramatic mix of ballet, aria, ensemble, and choral writing, combining theatricality, scenic splendor, and high emotionalism. The work clearly followed in Gluck's footsteps and embraced his reform of serious opera beginning with Orfeo ed Euridice and Alceste. The libretto to Armida was by Marco Coltellini, the house poet for the imperial theaters. While Salieri followed the precepts set forth by Gluck and his librettist Ranieri de' Calzabigi in the preface to Alceste, Salieri also drew on some musical ideas from the more traditional opera seria and even opera buffa, creating a new synthesis in the process. Armida was translated into German and widely performed, especially in the northern German states, where it helped to establish Salieri's reputation as an important and innovative modern composer. It was also the first opera to receive a serious preparation in a piano and vocal reduction by in 1783.
Armida was soon followed by Salieri's first truly popular success, a commedia per musica in the style of Carlo Goldoni La Fiera di Venezia (The Fair of Venice). La Fiera was written for Carnival in 1772 and premiered on 29 January. Here Salieri returned to his collaboration with the young Giovanni Boccherini, who crafted an original plot. La Fiera featured characters singing in three languages, a bustling portrayal of the Ascension-tide Fair and Carnival in Venice, and large and lengthy ensembles and choruses. It also included an innovative scene that combined a series of on-stage dances with singing from both solo protagonists and the chorus. This was a pattern imitated by later composers, most famously and successfully by Wolfgang Amadeus Mozart in Don Giovanni. Salieri also wrote several bravura arias for a soprano playing the part of a middle-class character that combined coloratura and concertante woodwind solos, another innovation for comic opera that was widely imitated.
Salieri's next two operas were not particular or lasting successes. La Vecchia rapita (The Stolen Bucket) is a parody of the high flown and emotive arias found in Metastasian opera seria. It also contains innovative orchestrations, including the first known use of three tympani. Again a classic of Renaissance literature was the basis of the libretto by Boccherini, in this case, a comic mock-epic by Tassoni, in which a war between Modena and Bologna follows the theft of a bucket. This uneven work was followed by a popular comedic success (The Mistress of the Inn), an adaptation of the classic and popular spoken stage comedy La locandiera by Carlo Goldoni, with the libretto prepared by Domenico Poggi.
The majority of Salieri's modest number of instrumental works also date from this time. Salieri's instrumental works have been judged by various critics and scholars to lack the inspiration and innovation found in his writing for the stage. These orchestral works are mainly in the Galant style, and although they show some development toward the late classical, they reflect a general weakness in comparison to his operatic works of the same and later periods. These works were written for mostly unknown occasions and artists. They include two concertos for pianoforte, one in C major and one in B flat major (both 1773); a concerto for organ in C Major in two movements (the middle movement is missing from the autograph score, or perhaps, it was an improvised organ solo) (also 1773); and two concertante works: a concerto for oboe, violin and cello in D major (1770), and a flute and oboe concerto in C major (1774). These works are among the most frequently recorded of Salieri's compositions.
Upon Gassmann's death on 21 January, most likely due to complications from an accident with a carriage some years earlier, Salieri succeeded him as assistant director of the Italian opera in early 1774. On 10 October 1775 Salieri married Therese Helferstorfer, the daughter of a recently deceased financier and official of the court treasury. Sacred music was not a high priority for the composer during this stage of his career, but he did compose an Alleluia for chorus and orchestra in 1774.
During the next three years, Salieri was primarily concerned with rehearsing and conducting the Italian opera company in Vienna and with teaching. His three complete operas written during this time show the development of his compositional skills, but included no great success, either commercially or artistically. His most important compositions during this period were a symphony in D major, performed in the summer of 1776, and the oratorio La Passione di Gesù Cristo with a text by Metastasio, performed during Advent of 1776.
After the financial collapse of the Italian opera company in 1777 due to financial mismanagement, Joseph II decided to end the performance of Italian opera, French-spoken drama, and ballet. Instead, the two court-owned theaters would be reopened under new management, and partly subsidized by the Imperial Court, as a new National Theater. The re-launched theaters would promote German-language plays and musical productions that reflected Austrian (or as Joseph II would have said) German values, traditions, and outlook. The Italian opera buffa company was therefore replaced by a German-language Singspiel troupe. Joseph and his supporters of Imperial reform wanted to encourage pan-national pride that would unite his multi-lingual and ethnic subjects under one common language and hoped to save a considerable amount of money in the process. Beginning in 1778 the Emperor wished to have new works, in German, composed by his own subjects and brought on the stage with clear Imperial support. This in effect left Salieri's role as assistant court composer in a much-reduced position. Salieri also had never truly mastered the German language, and he now felt no longer competent to continue as an assistant opera director. A further blow to his career was when the spoken drama and musical Singspiel were placed on an equal footing. For the young composer, there would be few, if any, new compositional commissions to receive from the court. Salieri was left with few financial options and he began casting about for new opportunities.
Italian tour (1778–1780)
In 1778 Gluck turned down an offer to compose the inaugural opera for La Scala in Milan. Upon the suggestion of Joseph II and with the approval of Gluck, Salieri was offered the commission, which he gratefully accepted. Joseph II granted Salieri permission to take a year-long leave of absence (later extended), enabling him to write for La Scala and to undertake a tour of Italy. Salieri's Italian tour of 1778–80 began with the production of Europa riconosciuta (Europa Recognized) for La Scala (revived in 2004 for the same opera house's re-opening following extensive renovations). From Milan, Salieri included stops in Venice and Rome before returning to Milan. During this tour, he wrote three new comic operas and he collaborated with Giacomo Rust on one opera, (The Talisman). Of his Italian works one, La Scuola de' gelosi (The School for Jealousy), a witty study of amorous intrigue and emotion, proved a popular and lasting international success.
Middle Viennese period and Parisian operas (1780–1788)
Upon his return at imperial behest to Vienna in 1780, Salieri wrote one German Singspiel, Der Rauchfangkehrer (The Chimney Sweep), which premiered in 1781. Salieri's Chimney Sweep and Mozart's work for the same company in 1782, Die Entführung aus dem Serail (The Abduction from the Seraglio), were the only two major successes to emerge from the German Singspiel experiment, and only Mozart's opera survived on the stage beyond the close of the 18th century. In 1783 the Italian opera company was revived with singers partly chosen and vetted by Salieri during his Italian tour; the new season opened with a slightly re-worked version of Salieri's recent success La Scuola de' Pelosi. Salieri then returned to his rounds of rehearsing, composition, and teaching. However, his time at home in Vienna quickly ended when an opportunity to write an opera for Paris arose, again through the patronage of Gluck. Salieri traveled abroad to fulfill an important commission.
The opera Les Danaïdes (The Danaids) is a five-act tragédie lyrique. The plot was based on an ancient Greek legend that had been the basis for the first play in a trilogy by Aeschylus, entitled The Suppliants. The original commission that reached Salieri in 1783–84 was to assist Gluck in finishing a work for Paris that had been all but completed; in reality, Gluck had failed to notate any of the scores for the new opera and gave the entire project over to his young friend. Gluck feared that the Parisian critics would denounce the opera by a young composer known mostly for comic pieces and so the opera was originally billed in the press as being a new work by Gluck with some assistance from Salieri, then shortly before the premiere of the opera the Parisian press reported that the work was to be partly by Gluck and partly by Salieri, and finally, after popular and critical success on stage, the opera was acknowledged in a letter to the public by Gluck as being wholly by the young Salieri. Les Danaïdes was received with great acclaim and its popularity with audiences and critics alike produced several further requests for new works for Paris audiences by Salieri. Les Danaïdes followed in the tradition of reform that Gluck had begun in the 1760s and that Salieri had emulated in his earlier opera Armida. Salieri's first French opera contained scenes of great solemnity and festivity, but overshadowing it all was darkness and revenge. The opera depicted politically motivated murder, filial duty and love in conflict, tyrannicide, and finally eternal damnation. The opera, with its dark overture, lavish choral writing, many ballet scenes, and electrifying finale depicting a glimpse of hellish torture, kept the opera on the stage in Paris for over forty years. A young Hector Berlioz recorded the deep impression this work made on him in his Mémoires.
Upon returning to Vienna following his success in Paris, Salieri met and befriended Lorenzo Da Ponte and had his first professional encounters with Mozart. Da Ponte wrote his first opera libretto for Salieri, Il ricco d'un giorno (A rich man for a day) in 1784, which was not a success. Salieri next turned to Giambattista Casti as a librettist; a more successful set of collaborations flowed from this pairing. In the meantime, Da Ponte began working with Mozart on Le Nozze di Figaro (The Marriage of Figaro). In 1785 Salieri produced one of his greatest works with the text by Casti, La grotta di Trofonio (The cave of Trophonius), the first opera buffa published in full score by Artaria. Shortly after this success, Joseph II had Mozart and Salieri each contribute a one-act opera and/or Singspiel for production at a banquet in 1786. Salieri collaborated with Casti to produce a parody of the relationship between poet and composer in Prima la musica e poi le parole (First the music and then the words). This short work also highlighted the typical backstage antics of two high-flown sopranos. Salieri then returned to Paris for the premiere of his tragédie Lyrique Les Horaces (The Horatii), which proved a failure, which was more than made up for with his next Parisian opera Tarare, with a libretto by Beaumarchais. This was intended to be the of reform opera, a completely new synthesis of poetry and music that was an 18th-century anticipation of the ideals of Richard Wagner. Salieri also created a sacred cantata Le Judgment dernier (The Last Judgement). The success of his opera Tarare was such that it was soon translated into Italian at Joseph II's behest by Lorenzo Da Ponte as Axur, re d'Ormus (Axur, king of Hormuz) and staged at the royal wedding of Franz II in 1788.
Late Viennese operas (1788–1804)
In 1788 Salieri returned to Vienna, where he remained for the rest of his life. In that year he became Kapellmeister of the Imperial Chapel upon the death of Giuseppe Bonno; as Kapellmeister he conducted the music and musical school connected with the chapel until shortly before his death, being officially retired from the post in 1824.
His Italian adaptation of Tarare, Axur proved to be his greatest international success. Axur was widely produced throughout Europe and it even reached South America with the exiled royal house of Portugal in 1824. Axur and his other new compositions completed by 1792 marked the height of Salieri's popularity and his influence. Just as his apogee of fame was being reached abroad, his influence in Vienna began to diminish with the death of Joseph II in 1790. Joseph's death deprived Salieri of his greatest patron and protector. During this period of imperial change in Vienna and revolutionary ferment in France, Salieri composed two additional extremely innovative musical dramas to libretti by Giovanni Casti. Due, however, to their satiric and overtly liberal political inclinations, both operas were seen as unsuitable for public performance in the politically reactive cultures of Leopold II and later Francis II. This resulted in two of his most original operas being consigned to his desk drawer, namely Cublai, gran kan de' Tartari (Kublai Grand Kahn of Tartary) a satire on the autocracy and court intrigues at the court of the Russian Tsarina, Catherine the Great, and Catilina a semi-comic/semi-tragic account of the Catiline conspiracy that attempted to overthrow the Roman republic during the consulship of Cicero. These operas were composed in 1787 and 1792 respectively. Two other operas of little success and long-term importance were composed in 1789, and one great popular success La cifra (The Cipher).
As Salieri's political position became insecure he retired as director of the Italian opera in 1792. He continued to write new operas per imperial contract until 1804 when he voluntarily withdrew from the stage. Of his late works for the stage only two works gained wide popular esteem during his life, Palmira, Regina di Persia (Palmira, queen of Persia) 1795 and (Caesar on Pharmacusa), both drawing on the heroic and exotic success established with Axur. His late opera based on William Shakespeare's The Merry Wives of Windsor, Falstaff ossia Le tre burle (Falstaff, or the three tricks) (1799) has found a wider audience in modern times than its original reception promised. His last opera was a German-language Singspiel (The negroes), a melodrama set in colonial Virginia with a text by Georg Friedrich Treitschke (the author of the libretto for Beethoven's Fidelio); it was performed in 1804 and was a complete failure.
Life after opera (1804–1825)
When Salieri retired from the stage, he recognized that artistic styles had changed and he felt that he no longer had the creative capacity to adapt or the emotional desire to continue. Also as Salieri aged, he moved slowly away from his more liberal political stances as he saw the enlightened reform of Joseph II's reign, and the hoped-for reforms of the French revolution, replaced with more radical revolutionary ideas. As the political situation threatened and eventually overwhelmed Austria, which was repeatedly crushed by French political forces, Salieri's first and most important biographer Ignaz von Mosel described the emotional effect that this political, social, and cultural upheaval had on the composer. Mosel noted that these radical changes, especially the invasion and defeat of Austria, and the occupation of Vienna intertwined with the personal losses that struck Salieri in the same period and led to his withdrawal from operatic work. Related to this Mosel quotes the aged composer concerning the radical changes in musical taste that were underway in the age of Beethoven, "From that period [circa 1800] I realized that musical taste was gradually changing in a manner completely contrary to that of my own times. Eccentricity and confusion of genres replaced reasoned and masterful simplicity."
As his teaching and work with the imperial chapel continued, his duties required the composition of a large number of sacred works, and in his last years, it was almost exclusively in religious works and teaching that Salieri occupied himself. Among his compositions written for the chapel were two complete sets of vespers, many graduals, offertories, and four orchestral masses. During this period he lost his only son in 1805 and his wife in 1807.
Salieri continued to conduct publicly, including the performance on 18 March 1808 of Haydn's The Creation during which Haydn collapsed, and several premieres by Beethoven including the 1st and 2nd Piano Concertos and Wellington's Victory. He also continued to help administer several charities and organize their musical events.
His remaining secular works in this late period fall into three categories: first, large-scale cantatas and one oratorio Habsburg written on patriotic themes or in response to the international political situation, pedagogical works written to aid his students in voice, and finally simple songs, rounds or canons written for home entertainment; many with original poetry by the composer. He also composed one large-scale instrumental work in 1815 intended as a study in late classical orchestration: Twenty-Six Variations for the Orchestra on a Theme called La Folia di Spagna. The theme is likely folk-derived and is known as La Folía. This simple melodic and harmonic progression had served as an inspiration for many baroque composers and would be used by later romantic and post-romantic composers. Salieri's setting is a brooding work in the minor key, which rarely moves far from the original melodic material, its main interest lies in the deft and varied handling of orchestral colors. La Folia was the most monumental set of orchestral variations before Brahms' Variations on a Theme by Haydn.
His teaching of budding young musicians continued, and among his pupils in composition (usually vocal) were Ludwig van Beethoven, Antonio Casimir Cartellieri, Franz Liszt and Franz Schubert. He also instructed many prominent singers throughout his career, including Caterina Canzi. All but the wealthiest of his pupils received their lessons for free, a tribute to the kindness Gassmann had shown Salieri as a penniless orphan.
In November 1823 Salieri attempted suicide. He was committed to medical care and suffered dementia for the last year and a half of his life. He died in Vienna on 7 May 1825, aged 74 and was buried in the Matzleinsdorfer Friedhof on 10 May. At his memorial service on 22 June 1825, his own Requiem in C minor – composed in 1804 – was performed for the first time. His remains were later transferred to the Zentralfriedhof. His monument is adorned by a poem written by Joseph Weigl, one of his pupils:
Ruh sanft! Vom Staub entblößt,
Wird Dir die Ewigkeit erblühen.
Ruh sanft! In ew'gen Harmonien
Ist nun Dein Geist gelöst.
Er sprach sich aus in zaubervollen Tönen,
Jetzt schwebt er hin zum unvergänglich Schönen.
Rest in peace! Uncovered by dust
Eternity shall bloom for you.
Rest in peace! In eternal harmonies
Your spirit now is set free.
He expressed himself in enchanting notes,
Now he is floating to everlasting beauty.
Works
Opera
During his time in Vienna, Salieri acquired great prestige as a composer and conductor, particularly of opera, but also of chamber and sacred music. Among the most successful of his 37 operas staged during his lifetime were Armida (1771), La fiera di Venezia (1772), La scuola de' gelosi (1778), Der Rauchfangkehrer (1781), Les Danaïdes (1784), which was first presented as a work of Gluck's, La grotta di Trofonio (1785), Tarare (1787) (Tarare was reworked and revised several times as was Les Danaïdes ), Axur, re d'Ormus (1788), La cifra (1789), Palmira, regina di Persia (1795), Il mondo alla rovescia (1795), Falstaff (1799), and Cesare in Farmacusa (1800).
Sacred works
Salieri's earliest surviving work is a Mass in C major. He would write four major orchestral masses, a requiem, and many offertories, graduals, vesper settings, and sacred cantatas and oratorios. Much of his sacred music dates from after his appointment as Hofkapellmeister in 1788.
Instrumental works
His small instrumental output includes two piano concerti, a concerto for organ written in 1773, a concerto for flute, oboe and orchestra (1774), a triple concerto for oboe, violin and cello, and a set of twenty-six variations on "La folia di Spagna" (1815).
Relationship with Mozart
In the 1780s, while Mozart lived and worked in Vienna, he and his father Leopold wrote in their letters that several "cabals" of Italians led by Salieri were actively putting obstacles in the way of Mozart's obtaining certain posts or staging his operas. For example, Mozart wrote in December 1781 to his father that "the only one who counts in [the Emperor's] eyes is Salieri". Their letters suggest that both Mozart and his father, being Austrians who resented the special place that Italian composers had in the courts of the Austrian nobility, blamed the Italians in general and Salieri in particular for all of Mozart's difficulties in establishing himself in Vienna. Mozart wrote to his father in May 1783 about Salieri and Lorenzo Da Ponte, the court poet: "You know those Italian gentlemen; they are very nice to your face! Enough, we all know about them. And if [Da Ponte] is in league with Salieri, I'll never get a text from him, and I would love to show him what I can really do with an Italian opera." In July 1783, he again wrote to his father of "a trick of Salieri's", one of several letters in which Mozart accused Salieri of trickery.
Decades after Mozart's death, a rumor began to circulate that Mozart had been poisoned by Salieri. This rumor has been attributed by some to a rivalry between the German and the Italian schools of music. Carl Maria von Weber, a relative of Mozart by marriage whom Wagner has characterized as the most German of German composers, is said to have refused to join the Ludlamshöhle (Ludlam's cave), a social club of which Salieri was a member, and avoided having anything to do with him. These rumors then made their way into popular culture. Albert Lortzing's Singspiel Szenen aus Mozarts Leben LoWV28 (1832) and the popular 1984 film Amadeus uses the cliché of the jealous Salieri trying to hinder Mozart's career.
Ironically, Salieri's music was much more in the tradition of Gluck and Gassmann than of the Italians like Paisiello or Cimarosa. In 1772, Empress Maria Theresa commented on her preference for Italian composers over Germans like Gassmann, Salieri, or Gluck. While Italian by birth, Salieri had lived in imperial Vienna for almost 60 years and was regarded by such people as the music critic Friedrich Rochlitz as a German composer.
The biographer Alexander Wheelock Thayer believes that Mozart's rivalry with Salieri could have originated with an incident in 1781, when Mozart applied to be the music teacher of Princess Elisabeth of Württemberg, and Salieri was selected instead because of his reputation as a singing teacher. The following year Mozart once again failed to be selected as the princess's piano teacher. "Salieri and his tribe will move heaven and earth to put it down", Leopold Mozart wrote to his daughter Nannerl. But at the time of the premiere of Figaro, Salieri was busy with his new French opera Les Horaces. In addition, when Lorenzo Da Ponte was in Prague preparing the production of Mozart's setting of his Don Giovanni, the poet was ordered back to Vienna for a royal wedding for which Salieri's Axur, re d'Ormus would be performed. Obviously, Mozart was not pleased by this.
The rivalry between Salieri and Mozart became publicly visible as well as audible during the opera composition competition held by Emperor Joseph II in 1786 in the Orangery at Schönbrunn. Mozart was considered the loser of this competition. Mozart's 1791 opera The Magic Flute echoes that competition because the Papageno–Papagena duet is similar to the Cucuzza cavatina in Salieri's Prima la musica e poi le parole. The Magic Flute also echoes Salieri's music in that Papageno's whistle is based on a motif borrowed from Salieri's Concerto for Clavicembalo in B-flat major.
However, there is also evidence attesting to Mozart and Salieri sometimes appearing to support each other's work. For example, when Salieri was appointed Kapellmeister in 1788, he chose to revive Figaro instead of introducing a new opera of his own, and when he attended the coronation festivities for Leopold II in 1790, Salieri had no fewer than three Mozart masses in his luggage. Salieri and Mozart even jointly composed a cantata for voice and piano, Per la ricuperata salute di Ofelia, which celebrated the return to the stage of the singer Nancy Storace. This work, although it had been printed by Artaria in 1785, was considered lost until 10 January 2016, when the Schwäbische Zeitung reported on the discovery by musicologist and composer Timo Jouko Herrmann of a copy of its text and music while doing research on Antonio Salieri in the collections of the Czech Museum of Music. Mozart's Davide penitente (1785), his Piano Concerto KV 482 (1785), the Clarinet Quintet (1789) and the 40th Symphony (1788) had been premiered on the suggestion of Salieri, who supposedly conducted a performance of it in 1791. In his last surviving letter from 14 October 1791, Mozart told his wife that he had picked up Salieri and Caterina Cavalieri in his carriage and driven them both to the opera; about Salieri's attendance at his opera The Magic Flute, speaking enthusiastically: "He heard and saw with all his attention, and from the overture, to the last choir there was not a piece that didn't elicit a 'Bravo!' or 'Bello!' out of him [...]."
Salieri, along with Mozart's protégé J. N. Hummel, educated Mozart's younger son Franz Xaver Mozart, who was born about four months before his father's death.
Legacy
Salieri and his music were largely forgotten from the 19th century until the late 20th century. This revival was due to the dramatic and highly fictionalized depiction of Salieri in Peter Shaffer's play Amadeus (1979), which was given its greatest exposure in its 1984 film version, directed by Miloš Forman. His music today has regained some modest popularity via recordings. It is also the subject of increasing academic study, and a small number of his operas have returned to the stage. In addition, there is now a Salieri Opera Festival sponsored by the Fondazione Culturale Antonio Salieri and dedicated to rediscovering his work and those of his contemporaries. It is developing as an annual autumn event in his native town of Legnago, where a theatre has been renamed in his honor.
Modern performances of Salieri's work
In 2003, mezzo-soprano Cecilia Bartoli released The Salieri Album, a CD with 13 arias from Salieri's operas, most of which had never been recorded before. Patrice Michaels sang a number of his arias on the CD Divas of Mozart's Day. In 2008, another female opera star, Diana Damrau, released a CD with seven Salieri coloratura arias. Since 2000, there have also been complete recordings issued or re-issued of the operas Axur Re d'Ormus, Falstaff, Les Danaïdes, La Locandiera, La grotta di Trofonio, Prima la musica e poi le parole and . Salieri has yet to fully re-enter the general repertory, but performances of his works are progressively becoming more regular.
His operas Falstaff (1995 production from the Schwetzingen Festival) and Tarare (1987 production, also from the Schwetzingen Festival) has been released on DVD. In 2004, the opera Europa riconosciuta was staged in Milan for the reopening of La Scala in Milan, with soprano Diana Damrau in the title role. This production was also broadcast on television.
In November 2009, Il mondo alla rovescia was given its first staging in modern times at the Teatro Salieri in Legnago in a co-production between the Fondazione Culturale Antonio Salieri and the Fondazione Arena di Verona for the Salieri Opera Festival.
From 2009 to 2011 Antonio Giarola directed the Festival. From 2009 to 2012 Antonio Giarola also directed the Varietas Delectat, a contemporary dance show inspired by the music of Antonio Salieri.
On 14 November 2011 in Graz, Austria, the hometown of the librettist Leopold Auenbrugger, Salieri's Der Rauchfangkehrer was given its first modern production. In July 2014 there was another modern production of this Salieri opera. This time it was the Pinchgut Opera of Sydney, Australia, performing it as The Chimneysweep. The Sydney Morning Herald referred to it as the discovery of "a long-forgotten treasure".
Use of music by Salieri in films
Salieri has even begun to attract some attention from Hollywood. In 2001, his triple concerto was used in the soundtrack of The Last Castle, featuring Robert Redford and James Gandolfini. It is a story that builds on the rivalry between a meticulous but untested officer (Gandolfini) serving as the warden of a military prison and an imprisoned but much admired and highly decorated general (Redford). The Salieri piece is used as the warden's theme music, seemingly to invoke the image of jealousy of the inferior for his superior. In 2006, the movie Copying Beethoven referred to Salieri in a more positive light. In this movie, a young female music student hired by Beethoven to copy out his Ninth Symphony is staying at a monastery. The abbess tries to discourage her from working with the irreverent Beethoven. She notes that she too once had dreams, having come to Vienna to study opera singing with Salieri. The 2008 film Iron Man used the Larghetto movement from Salieri's Piano Concerto in C major. The scene where Obadiah Stane, the archrival of Tony Stark, the wealthy industrialist turned Iron Man, tells Tony that he is being ousted from his company by the board, Obadiah plays the opening few bars of the Salieri concerto on a piano in Stark's suite.
Fictional treatments
Salieri's life, and especially his relationship with Mozart, has been the subject of many stories, in a variety of media.
Within a few years of Salieri's death in 1825, Alexander Pushkin wrote his "little tragedy" Mozart and Salieri (1831), as a dramatic study of the sin of envy.
In 1898, Russian composer Nikolai Rimsky-Korsakov adapted Pushkin's play, Mozart and Salieri (1831), as an opera of the same name.
A hugely popular yet heavily fictionalized perpetuation of the story came in Peter Shaffer's play Amadeus (1979) and its Oscar-winning 1984 film adaptation directed by Miloš Forman. Salieri was portrayed in the award-winning play at London's National Theatre by Paul Scofield, on Broadway by Ian McKellen, and in the film by F. Murray Abraham (who won the Academy Award for Best Actor for the part). Abraham depicts Salieri as a Machiavellian, Iago-esque character, who uses his connections to keep Mozart as the underdog and slowly destroy Mozart's career.
Salieri's supposed hatred for Mozart is also alluded to in a spoof opera titled A Little Nightmare Music (1982), by P. D. Q. Bach. In the opera, Salieri attempts to poison an anachronistic Shaffer but is bumped by a "clumsy oaf", which causes him to inadvertently poison Mozart instead and spill wine on his favorite coat.
Patrick Stewart played Salieri in the 1985 production The Mozart Inquest.
Florent Mothe portrays Salieri in the French musical Mozart, l'opéra rock (2009).
C. Ian Kyer's first work of fiction is the historical novel Damaging Winds: Rumours that Salieri Murdered Mozart Swirl in the Vienna of Beethoven and Schubert (2013). Kyer was the co-author, with Bruce Salvatore, of the singspiel Setting the Record Straight: Mozart and Salieri Redux, first performed by the Adler Fellows of the San Francisco Opera Center in April 2016 under the direction of Erin Neff.
The HBO period drama telemovie, Virtuoso (2015), directed by Alan Ball, is largely centred around the early life of Salieri.
Antonio Salieri, alongside Mozart, appears as a playable Avenger-class servant in the mobile game Fate/Grand Order.
Notes, references, sources
Notes
References
Cited sources
Further reading
Rudolph Angermüller, Antonio Salieri 3 Vol. (München 1971–74)
Rudolph Angermüller, Antonio Salieri. Fatti e Documenti (Legnago 1985)
A. Della Corte, Un italiano all'estero: Antonio Salieri (Torino 1936)
V. Della Croce/F. Blanchetti, Il caso Salieri (Torino 1994)
, Catalogo tematico delle opere teatrali di Antonio Salieri, Lim, Lucca 2005, (Gli strumenti della ricerca musicale, collana della Società Italiana di Musicologia), p. CLVIII, 957. .
Biggi Parodi, Elena, "Preliminary observations on the «Ballo primo» of «Europa riconosciuta» by Antonio Salieri: Milan, The Scala Theatre, 1778, «Recercare», XVI 2004 (giugno 2005), pp. 263–303. .
Biggi Parodi, Elena, "Mozart und Salieri – ein unvermeidlicher Konflikt," in Mozart, Experiment Aufklärung, in Wien des Ausgehenden 18. Jahrhunderts, ed. Herbert Lachmayer, essays for Mozart exhibition, pp. 495–501. (Da Ponte Institut Wien, Katje Cantz Verlag, Ostfildern, 2006). .
Biggi Parodi, Elena, "Il Fastaff, o sia le tre burle di Salieri: osservazioni preliminari" in Quaderni di musicologia dell'Università degli studi Verona, Francesco Bissoli and Elisa Grossato, editors. vol. 2, II, pp. 119–138 (Verona, 2008).
Herrmann, Timo Jouko, Antonio Salieri und seine deutschsprachigen Werke für das Musiktheater (Leipzig 2015) .
Kyer, C. Ian, "Salieri as Portrayed in the Arts", (2012) 24 Intellectual Property Journal, 179–194.
I. F. Edler v. Mosel, Über das Leben und die Werke des Anton Salieri (Vienna 1827)
Salieri, Antonio. La Passione di Gesù Cristo, critical edition by Elena Biggi Parodi, Suvini Zerboni, Milano 2000, XLIV, 222 pages.
External links
Teatro Salieri, Legnago, Italy
Podcast interview about Salieri, National Arts Centre, Ottawa
Second podcast interview about Salieri, National Arts Centre, Ottawa
Kyer, C. Ian, Damaging Winds, 2013 novel about Salieri, 279 pp., incl. historical notes, further reading list, suggested listening list
Antonio Salieri
1750 births
1825 deaths
18th-century classical composers
18th-century Italian composers
18th-century male musicians
19th-century classical composers
19th-century Italian male musicians
Burials at the Vienna Central Cemetery
Classical composers of church music
Catholic liturgical composers
Composers from Vienna
Italian Classical-period composers
Italian emigrants to Austria
Italian male classical composers
Italian opera composers
Italian Roman Catholics
Italian Romantic composers
Male opera composers
People from Legnago
Pupils of Christoph Willibald Gluck |
2257 | https://en.wikipedia.org/wiki/Apostolic%20succession | Apostolic succession | Apostolic succession is the method whereby the ministry of the Christian Church is considered by some Christian denominations to be derived from the apostles by a continuous succession, which has usually been associated with a claim that the succession is through a series of bishops. Those of the Anglican, Church of the East, Eastern Orthodox, Hussite, Moravian, Old Catholic, Oriental Orthodox, Catholic and Scandinavian Lutheran traditions maintain that "a bishop cannot have regular or valid orders unless he has been consecrated in this apostolic succession". These traditions do not always consider the episcopal consecrations of all of the other traditions as valid.
This series was seen originally as that of the bishops of a particular see founded by one or more of the apostles. According to historian Justo L. González, apostolic succession is generally understood today as meaning a series of bishops, regardless of see, each consecrated by other bishops, themselves consecrated similarly in a succession going back to the apostles. According to the Joint International Commission for Theological Dialogue Between the Catholic Church and the Orthodox Church, "apostolic succession" means more than a mere transmission of powers. It is succession in a church which witnesses to the apostolic faith, in communion with the other churches, witnesses of the same apostolic faith. The "see (cathedra) plays an important role in inserting the bishop into the heart of ecclesial apostolicity", but once ordained, the bishop becomes in his church the guarantor of apostolicity and becomes a successor of the apostles.
Those who hold for the importance of apostolic succession via episcopal laying on of hands appeal to the New Testament which, they say, implies a personal apostolic succession (from Paul to Timothy and Titus, for example). They appeal as well to other documents of the early Church, especially the Epistle of Clement. In this context, Clement explicitly states that the apostles appointed bishops as successors and directed that these bishops should in turn appoint their own successors; given this, such leaders of the Church were not to be removed without cause and not in this way. Further, proponents of the necessity of the personal apostolic succession of bishops within the Church point to the universal practice of the undivided early Church (up to AD 431), before it was divided into the Church of the East, Oriental Orthodoxy, the Eastern Orthodox Church and the Roman Catholic Church.
Some Christians, including certain nonconformist Protestants, deny the need for this type of continuity, and the historical claims involved have been severely questioned by them; Anglican academic Eric G. Jay comments that the account given of the emergence of the episcopate in Chapter III of the dogmatic constitution Lumen gentium (1964) "is very sketchy, and many ambiguities in the early history of the Christian ministry are passed over".
Various meanings
Michael Ramsey, an English Anglican bishop and the Archbishop of Canterbury (1961–1974), described three meanings of "apostolic succession":
One bishop succeeding another in the same see meant that there was a continuity of teaching: "while the Church as a whole is the vessel into which the truth is poured, the Bishops are an important organ in carrying out this task".
The bishops were also successors of the apostles in that "the they performed of preaching, governing and ordaining were the same as the Apostles had performed".
It is also used to signify that "grace is transmitted from the Apostles by each generation of bishops through the imposition of hands".
He adds that this last has been controversial in that it has been claimed that this aspect of the doctrine is not found before the time of Augustine of Hippo, while others allege that it is implicit in the Church of the second and third centuries.
In its 1982 statement on Baptism, Eucharist and Ministry, the Faith and Order Commission of the World Council of Churches stated that "the primary manifestation of apostolic succession is to be found in the apostolic tradition of the Church as a whole. ... Under the particular historical circumstances of the growing Church in the early centuries, the succession of bishops became one of the ways, together with the transmission of the Gospel and the life of the community, in which the apostolic tradition of the Church was expressed." It spoke of episcopal succession as something that churches that do not have bishops can see "as a sign, though not a guarantee, of the continuity and unity of the Church" and that all churches can see "as a sign of the apostolicity of the life of the whole church".
The Porvoo Common Statement (1996), agreed to by the Anglican churches of the British Isles and most of the Lutheran churches of Scandinavia and the Baltic, echoed the Munich (1982) and Finland (1988) statements of the Joint International Commission for Theological Dialogue between the Roman Catholic Church and the Orthodox Church by stating that "the continuity signified in the consecration of a bishop to episcopal ministry cannot be divorced from the continuity of life and witness of the diocese to which he is called".
Some Anglicans, in addition to other Protestants, held that apostolic succession "may also be understood as a continuity in doctrinal teaching from the time of the apostles to the present". For example, the British Methodist Conference locates the "true continuity" with the Church of past ages in "the continuity of Christian experience, the fellowship in the gift of the one Spirit; in the continuity in the allegiance to one Lord, the continued proclamation of the message; the continued acceptance of the mission".
The teaching of the Second Vatican Council on apostolic succession has been summed up as follows:
In the early Fathers
According to International Theological Commission (ITC), conflicts could not always be avoided between individuals among the New Testament communities; Paul appealed to his apostolic authority when there was a disagreement about the Gospel or principles of Christian life. How the development of apostolic government proceeded is difficult to say accurately because of the paucity of relevant documents. ITC says that the apostles or their closest assistants or their successors directed the local colleges of episkopoi and presbyteroi by the end of the first century; while by the beginning of the second century the figure of a single bishop, as the head of the communities, appears explicitly in the letters of Ignatius of Antioch ( 35-107). In the Epistle to the Smyrnaeans, Ignatius wrote about three degrees ministry:
Ramsey says that the doctrine was formulated in the second century in the first of the three senses given by him, originally as a response to Gnostic claims of having received secret teaching from Christ or the apostles; it emphasised the public manner in which the apostles had passed on authentic teaching to those whom they entrusted with the care of the churches they founded and that these in turn had passed it on to their successors. Ramsey argues that only later was it given a different meaning, a process in which Augustine (Bishop of Hippo Regis, 395–430) played a part by emphasising the idea of "the link from consecrator to consecrated whereby the grace of order was handed on".
Writing in about AD 94, Clement of Rome states that the apostles appointed successors to continue their work where they had planted churches and for these in their turn to do the same because they foresaw the risk of discord: "Our Apostles, too, by the instruction of our Lord Jesus Christ, knew that strife would arise concerning the dignity of a bishop; and on this account, having received perfect foreknowledge, they appointed the above-mentioned as bishops and deacons: and then gave a rule of succession, in order that, when they had fallen asleep, other men, who had been approved, might succeed to their ministry." According to Anglican Eric G. Jay, the interpretation of his writing is disputed, but it is clear that he supports some sort of approved continuation of the ministry exercised by the apostles which in its turn was derived from Christ.
Hegesippus (180?) and Irenaeus (180) introduce explicitly the idea of the bishop's succession in office as a guarantee of the truth of what he preached in that it could be traced back to the apostles, and they produced succession lists to back this up. That this succession depended on the fact of ordination to a vacant see and the status of those who administered the ordination is seldom commented on. Woollcombe also states that no one questioned the apostolicity of the See of Alexandria despite the fact that its popes were consecrated by the college of presbyters up till the time of the Council of Nicaea in 325. On the contrary, other sources clearly state that Mark the Evangelist is the first bishop of Alexandria (Pope of Alexandria); then he ordained Annianus as his successor bishop (2nd Pope) as told by Eusebius.
James F. Puglisi, director of Centro Pro Unione, made a conclusion about Irenaeus' writings: "the terms episkopos and presbyteros are interchangeable, but the term episkopos [bishop] is applied to the person who is established in every Church by the apostles and their successors". According to Eric G. Jay, Irenaeus also refers to a succession of presbyters who preserve the tradition "which originates from the apostles" and later goes on to speak of their having "an infallible gift of truth" [charisma veritatis certum]. Jay comments that this is sometimes seen as an early reference to the idea of the transmission of grace through the apostolic succession which in later centuries was understood as being specifically transmitted through the laying on of hands by a bishop within the apostolic succession (the "pipeline theory"). He warns that this is open to the grave objection that it makes grace a (quasi)material commodity and represents an almost mechanical method of imparting what is by definition a free gift. He adds that the idea cannot be squeezed out of Irenaeus' words.
Writing a little later, Tertullian makes the same main point but adds expressly that recently founded churches (such as his own in Carthage) could be considered apostolic if they had "derived the tradition of faith and the seeds of doctrine" from an apostolic church. His disciple, Cyprian (Bishop of Carthage 248–58) appeals to the same fundamental principle of election to a vacant see in the aftermath of the Decian Persecution when denying the legitimacy of his rigorist rival in Carthage and that of the anti-pope Novatian in Rome. The emphasis is now on legitimating Cyprian's episcopal ministry as a whole and specifically his exclusive right to administer discipline to the lapsed rather than on the content of what is taught. Cyprian also laid great emphasis on the fact that any minister who broke with the Church lost ipso facto the gift of the Spirit which had validated his orders. This meant that the minister would have no power or authority to celebrate an efficacious sacrament.
As transmission of grace
For the adherents of this understanding of apostolic succession, grace is transmitted during episcopal consecrations (the ordination of bishops) by the laying on of hands of bishops previously consecrated within the apostolic succession. They hold that this lineage of ordination derives from the Twelve Apostles, thus making the Church the continuation of the early Apostolic Christian community. They see it as one of four elements that define the true Church of Jesus Christ, and legitimize the ministry of its clergy, since only a bishop within the succession can perform valid ordinations and only bishops and presbyters (priests) ordained by bishops in the apostolic succession can validly celebrate (or "confect") several of the other sacraments, including the Eucharist, reconciliation of penitents, confirmation and anointing of the sick. Everett Ferguson argued that Hippolytus, in Apostolic Tradition 9, is the first known source to state that only bishops have the authority to ordain; and normally at least three bishops were required to ordain another bishop. Cyprian also asserts that "if any one is not with the bishop, he is not in the church".
This position was stated by John Henry Newman, before his conversion from Anglicanism to Roman Catholicism, in Tracts for the Times:
We [priests of the Church of England] have been born, not of blood, nor of the will of the flesh, nor of the will of man, but of God. The Lord Jesus Christ gave His Spirit to His Apostles; they in turn laid their hands on those who should succeed them; and these again on others; and so the sacred gift has been handed down to our present bishops, who have appointed us as their assistants, and in some sense representatives. ... we must necessarily consider none to be ordained who have not been ordained.
Ferguson, in Encyclopedia of Early Christianity, says that example of James and the elders (presbyters) of the Jerusalem Church (Acts 21:18) may have provided a model for the development of 'monepiscopacy', in which James' position has figured conspicuously in modern theories about the rise of the monepiscopacy. Raymond E. Brown says that in the earlier stage (before the third century and perhaps earlier) there were plural bishops or overseers ("presbyter-bishops") in an individual community; in the later stage changed to only one bishop per community. Little is known about how the early bishops were formally chosen or appointed; afterwards the Church developed a regularized pattern of selection and ordination of bishops, and from the third century on that was universally applied. Brown asserts that the ministry was not ordained by the Church to act on its own authority, but as an important part to continue the ministry of Jesus Christ and helps to make the Church what it is.
Raymond E. Brown also states that by the early second century, as written in the letters of Ignatius of Antioch, in the threefold structure of the single bishop, plural presbyters, and plural deacons, the celebration of the Eucharist is assigned to the bishop alone; the bishop may delegate others when he goes away. At the Last Supper, Jesus says to those present, who were or included the Twelve Apostles, "Do this in remembrance of me," Brown presumes that the Twelve were remembered as presiding at the Eucharist. But they could scarcely have been present at all the Eucharists of the first century, and no information in New Testament whether a person was regularly assigned to do this task and, if so, who that person was. After all the Church regulated and regularized the celebration of the Eucharist, as that was an inevitable establishment if communities were to be provided regularly with the 'bread of life', since it could not rely on gratuitous provision.
Objections to the transmission of grace theory
According to William Griffith Thomas, some Protestants have objected that this theory is not explicitly found in Scripture, and the New Testament uses 'bishop' and 'presbyter' as alternative names for the same office. Michael Ramsey argued it is not clearly found in the writings of the Fathers before Augustine in the fourth century and there were attempts to read it back as implicit in earlier writers.
For example, C. K. Barrett points out that the Pastoral Epistles are concerned that ministers of the generation of Timothy and Titus should pass on the doctrine they had received to the third generation. According to Barrett, teaching and preaching are "the main, almost the only, activities of ministry". He argues that in Clement of Rome ministerial activity is liturgical: the undifferentiated 'presbyter-bishops' are to "make offerings to the Lord at the right time and in the right places" something which is simply not defined by the evangelists. He also mentions the change in the use of sacrificial language as a more significant still: for Paul the Eucharist is a receiving of gifts from God, the Christian sacrifice is the offering of one's body. Moving on to Ignatius of Antioch, Barrett states that a sharp distinction is found between 'presbyter' and 'bishop': the latter now stands out as "an isolated figure" who is to be obeyed and without whom it is not lawful to baptise or hold a love-feast. He also points out that when Ignatius writes to the Romans, there is no mention of a bishop of the Roman Church, "which we may suppose had not yet adopted the monarchical episcopate". Jalland comes to a similar conclusion and locates the change from the "polyepiscopacy" of the house church model in Rome, to monepiscopacy as occurring before the middle of the second century.
Similar objections are voiced by Harvey who comments that there is a "strong and ancient tradition" that the presence of an ordained man is necessary for the celebration of the Eucharist. But, according to him, there is "certainly no evidence for this view in the New Testament" and in the case of Clement of Rome and Ignatius of Antioch the implication is not that it be celebrated by anyone else, but that it not. Harvey says in the third century this "concern for propriety" begins to be displaced by the concept of 'power' to do so which means that in the absence of such a man it is "literally impossible" for a Eucharist to be celebrated.
Apostolicity as doctrinal and related continuity
Some Protestant denominations, not including Scandinavian Lutherans, Anglicans and Moravians, deny the need of maintaining episcopal continuity with the early Church, holding that the role of the apostles was that, having been chosen directly by Jesus as witnesses of his resurrection, they were to be the "special instruments of the Holy Spirit in founding and building up the Church". Anglican theologian E. A. Litton argues that the Church is "built upon 'the foundation of the Prophets and Apostles', but a foundation does not repeat itself"; therefore he says that when the apostles died, they were replaced by their writings. To share with the apostles the same faith, to believe their word as found in the Scriptures, to receive the same Holy Spirit, is to many Protestants the only meaningful "continuity". The most meaningful apostolic succession for them, then, is a "faithful succession" of apostolic teaching.
Max Thurian, before his conversion to Roman Catholicism in 1988, described the classic Reformed/Presbyterian concept of apostolic succession in the following terms. "The Christian ministry is not derived from the people but from the pastors; a scriptural ordinance provides for this ministry being renewed by the ordination of a presbyter by presbyters; this ordinance originates with the apostles, who were themselves presbyters, and through them it goes back to Christ as its source.". Then he continued:
"it does not guarantee the continuity and faithfulness of the Church. A purely historical or mechanical succession of ministers, bishops or pastors would not mean ipso facto true apostolic succession in the church, Reformed tradition, following authentic Catholic tradition, distinguishes four realities which make up the true apostolic succession, symbolized, but not absolutely guaranteed, by ministerial succession." At the same time Thurian argued that the realities form a "composite faithfulness" and are (i) "perseverance in the apostolic doctrine"; (ii) "the will to proclaim God's word"; (iii) "communion in the fundamental continuity of the Church, the Body of Christ, the faithful celebration of Baptism and the Eucharist"; (iv) "succession in the laying on of hands, the sign of ministerial continuity".
According to Walter Kasper, the Reformed-Catholic dialogue came to belief that there is an apostolic succession which is important to the life of the Church, though both sides distinguish the meaning of that succession. Besides, the dialogue states that apostolic succession "consists at least in continuity of apostolic doctrine, but this is not in opposition to succession through continuity of ordained ministry". While the Lutheran-Catholic dialogue distinguished between apostolic succession in faith (in substantive meaning) and apostolic succession as ministerial succession of bishops, it agreed that "succession in the sense of the succession of ministers must be seen within the succession of the whole church in the apostolic faith".
The Joint International Commission for Theological Dialogue Between the Catholic Church and the Orthodox Church asserts that apostolic succession means something more than just a transmission of authorities; it witnesses to the apostolic faith from the same apostolic faith, and in communion with other churches (attached to the apostolic communion). Apostolic tradition deals with the community, not only an ordained bishop as an isolated person. Since the bishop, once ordained, becomes the guarantor of apostolicity and successor of the apostles; he joins all the bishops, thus maintaining episkope of the local churches derived from the college of the apostles.
Churches claiming apostolic succession
Churches that claim some form of episcopal apostolic succession, dating back to the apostles or to leaders from the apostolic era, include:
the Roman Catholic Church
the Eastern Orthodox Church
the Oriental Orthodox Churches
the Church of the East
the Moravian Church
the Anglican Communion
many Lutheran churches
Old Catholics and other Independent Catholics (those incorporating the term "Catholic")
some churches in the Convergence Movement
The Anglican Communion and those Lutheran churches which claim apostolic succession do not specifically teach this but exclusively practice episcopal ordination. While some Anglicans claim it for their communion, their views are often nuanced and there is widespread reluctance to 'unchurch' Christian bodies which lack it.
Roman Catholics recognize the validity of the apostolic successions of the bishops, and therefore the rest of the clergy, of the Eastern Orthodox, Oriental Orthodox, Church of the East, and Polish National Catholic Church. The Orthodox generally recognize Roman Catholic clerical orders as being of apostolic lineage, but have a different concept of the apostolic succession as it exists outside the canonical borders of the Eastern Orthodox Church, extending the term only to bishops who have maintained communion, received ordination from a line of apostolic bishops, and preserved the catholic faith once delivered through the apostles and handed down as holy tradition. The lack of apostolic succession through bishops is the primary basis on which Protestant denominations (barring some like Anglicans and Old Catholics) are not called churches, in the proper sense, by the Orthodox and Roman Catholic churches, the latter referring to them as "ecclesial communities" in the official documents of the Second Vatican Council.
The Church of Jesus Christ of Latter-day Saints also claims apostolic succession. According to Latter-day Saint tradition, in 1829, Joseph Smith received the priesthood from a visit from heaven of Jesus' disciples Peter, James, and John. After its establishment, each subsequent prophet and leader of the church have received the authority passed down by the laying on of hands, or through apostolic succession. Orthodox, Roman Catholic, and Protestant Christians reject the claim that Smith possessed direct or indirect apostolic authority.
Apostolic founders
An early understanding of apostolic succession is represented by the traditional beliefs of various churches, as organised around important episcopal sees, to have been founded by specific apostles. On the basis of these traditions, the churches hold they have inherited specific authority, doctrines or practices on the authority of their founding apostle(s), which is understood to be continued by the bishops of the apostolic throne of the church that each founded and whose original leader he was. Thus:
The See of Rome, the head see of the Catholic Church, states that it was founded by Simon Peter (traditionally called "Prince of the Apostles" and "Chief of the Apostles") and Paul the Apostle. Although Peter also founded the See of Antioch, the See of Rome claims the full authority of Peter (who, according to Catholic doctrine, was the visible head of the church and the sole chief of the Apostles) exclusively for itself, because Peter died as the Bishop of Rome, and not of another see.
The Ecumenical Patriarchate of Constantinople, the primary patriarchate of the Eastern Orthodox Church, states that Apostle Andrew (elder brother of Simon Peter) was its founder.
Each Patriarchate of Alexandria (the Greek Orthodox Church of Alexandria, the Coptic Catholic Church, and the Coptic Orthodox Church) states that it was founded by Mark the Evangelist.
Each Patriarchate of Antioch (the Greek Orthodox Church of Antioch, the Syriac Orthodox Church, the Maronite Church, the Melkite Greek Catholic Church, and the Syriac Catholic Church) states that it was founded by Simon Peter.
The Eastern Orthodox Patriarchate of Jerusalem states that it was founded by James the Just.
Each Armenian Church (the Armenian Apostolic Church, based at Etchmiadzin, and the Armenian Catholic Church, whose patriarchal see is Cilicia but is based at Beirut) states that it was founded by the Apostles Bartholomew and Jude Thaddeus.
The following bodies state they were founded by the Apostle Thomas: the Assyrian Church of the East, the Ancient Church of the East and the Chaldean Catholic Church, originating in or around Mesopotamia, and churches based in Kerala, India having Syriac roots and generically known as the Saint Thomas Christians: the Syro-Malabar Catholic Church, the Syro-Malankara Catholic Church, the Jacobite Syrian Christian Church, the Malankara Orthodox Syrian Church, and the Mar Thoma Syrian Church.
The Orthodox Tewahedo churches (the Ethiopian Orthodox Tewahedo Church and the Eritrean Orthodox Tewahedo Church) state that they were founded by Philip the Evangelist and Mark the Evangelist.
The Orthodox Church of Georgia states that the Apostles Andrew and Simon the Zealot were its founders.
The Orthodox Church of Cyprus, based at Nova Justiniana (Erdek), states that it was founded by the Apostles Paul and Barnabas.
The Bulgarian Orthodox Church states that it has a connection with Andrew the Apostle.
The Russian Orthodox Church states that it has a connection with the Apostle Andrew, who is said to have visited the area where the city of Kyiv later arose.
Teachings
Teachings on the nature of apostolic succession vary depending on the ecclesiastic body, especially within various Protestant denominations. Christians of the Church of the East, Oriental Orthodox, Eastern Orthodox Church and the Roman Catholic Church teach apostolic succession. Among the previously mentioned churches opinions vary as to the validity of succession within Old Catholic, Anglican, Moravian, and Lutheran communities.
Roman Catholic Church
In Catholic theology, the doctrine of apostolic succession is that the apostolic tradition – including apostolic teaching, preaching, and authority – is handed down from the college of apostles to the college of bishops through the laying on of hands, as a permanent office in the Church. Historically, this has been understood as a succession in office, a succession of valid ordinations, or a succession of the entire college. It is understood as a sign and guarantee that the Church, both local and universal, is in diachronic continuity with the apostles; a necessary but insufficient guarantor thereof.
Papal primacy is different though related to apostolic succession as described here. The Roman Catholic Church has traditionally claimed a unique leadership role for the Apostle Peter, believed to have been named by Jesus as head of the Apostles and as a focus of their unity, who became the first Bishop of Rome, and whose successors inherited the role and accordingly became the leaders of the worldwide Church as well. Even so, Roman Catholicism acknowledges the papacy is built on apostolic succession, not the other way around. As such, apostolic succession is a foundational doctrine of authority in the Catholic Church. Peter was succeeded by Linus, Linus by Clement, Clement by Anacletus, Anacletus by Evaristus..." The Roman Catholic position is summarised this way: "The Lord says to Peter: 'I say to you,' he says, 'that you are Peter, and upon this rock I will build my Church, and the gates of hell will not overcome it ....' On him [Peter] he builds the Church, and to him he gives the command to feed the sheep, and although he assigns a like power to all the apostles, yet he founded a single chair [cathedra], and he established by his own authority a source and an intrinsic reason for that unity.... If someone [today] does not hold fast to this unity of Peter, can he imagine that he still holds the faith? If he [should] desert the chair of Peter upon whom the Church was built, can he still be confident that he is in the Church?"
Roman Catholicism holds that Christ entrusted the Apostles with the leadership of the community of believers, and the obligation to transmit and preserve the "deposit of faith" (the experience of Christ and his teachings contained in the doctrinal "tradition" handed down from the time of the apostles and the written portion, which is Scripture). The apostles then passed on this office and authority by ordaining bishops to follow after them.
Roman Catholic theology holds that the apostolic succession effects the power and authority to administer the sacraments except for baptism and matrimony. (Baptism may be administered by anyone and matrimony by the couple to each other.) Authority to so administer such sacraments is passed on only through the sacrament of Holy Orders, a rite by which a priest is ordained (ordination can be conferred only by bishop). The bishop, of course, must be from an unbroken line of bishops stemming from the original apostles selected by Jesus Christ. Thus, apostolic succession is necessary for the valid celebration of the sacraments.
Views concerning other churches
In the Roman Catholic Church, Pope Leo XIII stated in his 1896 bull Apostolicae curae that the Catholic Church believes specifically that Anglican orders were to be considered "absolutely null and utterly void".
His argument was as follows. First, the ordination rite of Edward VI had removed the language of a sacrificial priesthood. Ordinations using this new rite occurred for over a century and, because the restoration of the language of "priesthood" a century later in the ordination rite "was introduced too late, as a century had already elapsed since the adoption of the Edwardine Ordinal ... the Hierarchy had become extinct, there remained no power of ordaining." With this extinction of validly ordained bishops in England, "the true Sacrament of Order as instituted by Christ lapsed, and with it the hierarchical succession." As a result, the pope's final judgment was that Anglican ordinations going forward were to be considered "absolutely null and utterly void". Anglican clergy were from then on to be ordained as Roman Catholic priests upon entry into the Catholic Church.
A reply from the Archbishops of Canterbury and York (1896) was issued to counter Pope Leo's arguments: Saepius officio: Answer of the Archbishops of Canterbury and York to the Bull Apostolicae Curae of H. H. Leo XIII. They argued that if the Anglican orders were invalid, then the Roman orders were as well since the Pope based his case on the fact that the Anglican ordinals used did not contain certain essential elements but these were not found in the early Roman rites either. Catholics argue, this argument does not consider the sacramental intention involved in validating Holy Orders. In other words, Roman Catholics believe that the ordination rites were reworded so as to invalidate the ordinations because the intention behind the alterations in the rite was a fundamental change in Anglican understanding of the priesthood.
It is Roman Catholic doctrine that the teaching of Apostolicae curae is a truth to be "held definitively, but are not able to be declared as divinely revealed", as stated in a commentary by the Congregation for the Doctrine of the Faith. Cardinal Basil Hume explained the conditional character of his ordination of Graham Leonard, former Anglican bishop of the Diocese of London, to the priesthood in the following way: "While firmly restating the judgement of Apostolicae Curae that Anglican ordination is invalid, the Roman Catholic Church takes account of the involvement, in some Anglican episcopal ordinations, of bishops of the Old Catholic Church of the Union of Utrecht who are validly ordained. In particular and probably rare cases the authorities in Rome may judge that there is a 'prudent doubt' concerning the invalidity of priestly ordination received by an individual Anglican minister ordained in this line of succession." At the same time, he stated: "Since the church must be in no doubt of the validity of the sacraments celebrated for the Roman Catholic community, it must ask all who are chosen to exercise the priesthood in the Catholic Church to accept sacramental ordination in order to fulfill their ministry and be integrated into the apostolic succession." Since Apostolicae curae was issued many Anglican jurisdictions have revised their ordinals, bringing them more in line with ordinals of the early Church.
Timothy Dufort, writing in The Tablet in 1982, attempted to present an ecumenical solution to the problem of how the Roman Catholic Church might accept Anglican orders without needing to formally repudiate Apostolicae curae at all. Dufort argued that by 1969 all Anglican bishops had acquired apostolic succession fully recognized by Rome, since from the 1930s Old Catholic bishops (the validity of whose orders the Vatican has never questioned) have acted as co-consecrators in the ordination of Anglican bishops. This view has not yet been considered formally by the Holy See, but after Anglican Bishop Graham Leonard converted to Roman Catholicism, he was only reordained in 1994 because of the presence of Old Catholic bishops at his ordination.
The question of the validity of Anglican orders has been further complicated by the Anglican ordination of women. In a document it published in July 1998, the Congregation for the Doctrine of the Faith stated that the Catholic Church's declaration on the invalidity of Anglican ordinations is a teaching that the church has definitively propounded and that therefore every Roman Catholic is required to give "firm and definitive assent" to this matter. This being said, in May 2017, Cardinal Francesco Coccopalmerio, President of the Pontifical Council for Legislative Texts, has asked whether the current Roman Catholic position on invalidity could be revised in the future.
Eastern Orthodox
While Eastern Orthodox sources often refer to the bishops as "successors of the apostles" under the influence of Scholastic theology, strict Orthodox ecclesiology and theology hold that all legitimate bishops are properly successors of Peter. This also means that presbyters (or "priests") are successors of the apostles. As a result, Eastern Orthodox theology makes a distinction between a geographical or historical succession and proper ontological or ecclesiological succession. Hence, the bishops of Rome and Antioch can be considered successors of Peter in a historical sense on account of Peter's presence in the early community. This does not imply that these bishops are more successors of Peter than all others in an ontological sense.
The Eastern Orthodox have often permitted non-Eastern Orthodox clergy to be rapidly ordained within Orthodoxy as a matter of pastoral necessity and economia. Priests entering Eastern Orthodoxy from Oriental Orthodoxy and Roman Catholicism have usually been received by "vesting" and have been allowed to function immediately within Eastern Orthodoxy as priests. Recognition of Roman Catholic orders by the Russian Orthodox Church was stipulated in 1667 by the Synod of Moscow, but this position is not universal within the Eastern Orthodox communion. For example, Fr. John Morris of the Antiochian Orthodox Christian Archdiocese of North America, states that "Apostolic Succession is not merely a historical pedigree, but also requires Apostolic Faith. This is because Apostolic Succession is not the private possession of a bishop, but is the attribute of a local Church. A bishop who goes in schism or is cast out of office due to heresy does not take his Apostolic Succession with him as a private possession." The validity of a priest's ordination is decided by each autocephalous Eastern Orthodox church.
In 1922 the Eastern Orthodox Ecumenical Patriarch of Constantinople recognised Anglican orders as valid, holding that they carry "the same validity as the Roman, Old Catholic and Armenian churches possess". In the encyclical "From the Oecumenical Patriarch to the Presidents of the Particular Eastern Orthodox churches", Meletius IV of Constantinople, the Oecumenical Patriarch, wrote: "That the Orthodox theologians who have scientifically examined the question have almost unanimously come to the same conclusions and have declared themselves as accepting the validity of Anglican Orders." Following this declaration, in 1923, the Eastern Orthodox Patriarchate of Jerusalem, as well as the Eastern Orthodox Church of Cyprus agreed by "provisionally acceding that Anglican priests should not be re-ordained if they became Orthodox"; in 1936, the Romanian Orthodox Church "endorsed Anglican Orders".
Succeeding judgements have been more conflicting. The Eastern Orthodox churches require a totality of common teaching to recognise orders and in this broader view find ambiguities in Anglican teaching and practice problematic. Accordingly, in some parts of the Eastern Orthodox Church, Anglican clergy who convert to Orthodoxy are reordained, rather than vested.
Oriental Orthodox Churches
The Armenian Apostolic Church, which is one of the Oriental Orthodox churches, recognises Roman Catholic episcopal consecrations without qualification.
Anglican Communion
The Anglican Communion "has never officially endorsed any one particular theory of the origin of the historic episcopate, its exact relation to the apostolate, and the sense in which it should be thought of as God given, and in fact tolerates a wide variety of views on these points". Its claim to apostolic succession is rooted in the Church of England's evolution as part of the Western Church. Apostolic succession is viewed not so much as conveyed mechanically through an unbroken chain of the laying-on of hands, but as expressing continuity with the unbroken chain of commitment, beliefs and mission starting with the first apostles; and as hence emphasising the enduring yet evolving nature of the Church.
When Henry VIII broke away from the jurisdiction of Rome in 1533/4, the English Church () claimed the episcopal polity and apostolic succession inherent in its Roman Catholic past. Reformed theology gained a certain foothold, and under his successor, Edward VI what had been an administrative schism – as the Church under Henry was separated from Rome but remained essentially Roman Catholic in its theology and practice – became a reformation under the guiding hand of Thomas Cranmer. Although care was taken to maintain the unbroken sequence of episcopal consecrations – particularly in the case of Matthew Parker, who was consecrated Archbishop of Canterbury in 1559 by two bishops who had been ordained in the 1530s with the Roman Pontifical and two ordained with the Edwardine Ordinal of 1550 – apostolic succession was not seen as a major concern that a true ministry could not exist without episcopal consecrations: English Reformers such as Richard Hooker rejected the Roman position that Apostolic Succession is divinely commanded or necessary for true Christian ministry. American Episcopal theologian Richard A. Norris argues that the "foreign Reformed [Presbyterian] churches" were genuine ones despite the lack of apostolic succession because they had been abandoned by their bishops at the Reformation. In very different ways both James II and William III of England made it plain that the Church of England could no longer count on the 'godly prince' to maintain its identity and traditions and the 'High Church' clergy of the time began to look to the idea of apostolic succession as a basis for the church's life. For William Beveridge (Bishop of St Asaph, 1704–8) the importance of this lay in the fact that Christ himself is "continually present at such imposition of hands; thereby transferring the same Spirit, which He had first breathed into His Apostles, upon others successively after them", but the doctrine did not really come to the fore until the time of the Tractarians.
In 1833, before his conversion to Roman Catholicism, Newman wrote about the apostolic succession: "We must necessarily consider none to be ordained who has not been ordained". After quoting this, Michael Ramsey continues: "With romantic enthusiasm, the Tractarians propagated this doctrine. In doing so they involved themselves in some misunderstandings of history and in some confusion of theology". He goes on to explain that they ascribed to early Anglican authors a far more exclusive version of the doctrine than was the case, they blurred the distinction between succession in office (Irenaeus) and succession in consecration (Augustine); they spoke of apostolic succession as the channel of grace in a way that failed to do justice to His gracious activity within all the dispensations of the New Covenant. J. B. Lightfoot argued that monarchial episcopacy evolved upwards from a college of presbyters by the elevation of one of their number to be the episcopal president and A.C. Headlam laid great stress on Irenaeus' understanding of succession which had been lost from sight behind the Augustinian 'pipe-line theory'.
Lutheran churches
Variation exists within Lutheranism on this issue. There are two primary camps: episcopal succession, and succession of presbyters. All Lutherans believe in some form of apostolic succession, per the Lutheran Confessions. The Lutheran churches in Scandinavia, the Caribbean, and elsewhere practice episcopal succession in which the bishop whose holy orders can be traced back for centuries performs ordinations. German Lutheran churches and their subsequent offspring in the United States practice succession of presbyters in which another priest is the one who confers the priesthood onto another. This low view results from the Prussian state-ordered union with Reformed (Calvinist) churches in 1817.
Lutheran claims to apostolic succession
In Scandinavia and the Baltic region, Lutheran churches participating in the Porvoo Communion (those of Iceland, Norway, Sweden, Finland, Estonia, and Lithuania), as well as non-Porvoo membership Lutheran churches in the region (including those of Latvia, and Russia), and the confessional Communion of Nordic Lutheran Dioceses, believe that they ordain their bishops in apostolic succession in lines stemming from the original apostles. The New Westminster Dictionary of Church History states that "In Sweden the apostolic succession was preserved because the Catholic bishops were allowed to stay in office, but they had to approve changes in the ceremonies."
The Lutheran Church of Finland was at that time one with the Church of Sweden and so holds the same view regarding the see of Åbo/Turku.
In 2001, Francis Aloysius Sullivan wrote: "To my knowledge, the Catholic Church has never officially expressed its judgement on the validity of orders as they have been handed down by episcopal succession in these two national Lutheran churches." In 2007, the Holy See declared: "Christian Communities born out of the Reformation of the sixteenth century [...] do not enjoy apostolic succession in the sacrament of Orders, and are, therefore, deprived of a constitutive element of the Church." This statement speaks of the Protestant movement as a whole, not specifically of the Lutheran churches in Sweden and Finland. The 2010 report from the Roman Catholic – Lutheran Dialogue Group for Sweden and Finland, Justification in the Life of the Church, states: "The Evangelical-Lutheran churches in Sweden and Finland [...] believe that they are part of an unbroken apostolic chain of succession. The Catholic Church does however question how the ecclesiastical break in the 16th century has affected the apostolicity of the churches of the Reformation and thus the apostolicity of their ministry." Emil Anton interprets this report as saying that the Roman Catholic Church does not deny or approve the apostolic succession directly, but will continue with further inquiries about the matter.
Negotiated at Järvenpää, Finland, and inaugurated with a celebration of the Eucharist at Porvoo Cathedral in 1992, the Porvoo Communion agreement of unity includes the mutual recognition of the traditional apostolic succession among the following churches:
Lutheran churches: Evangelical Lutheran Church of Iceland, Church of Norway, Church of Sweden, Evangelical Lutheran Church of Finland, Estonian Evangelical Lutheran Church, Evangelical Lutheran Church of Lithuania, Church of Denmark, The Lutheran Church in Great Britain observer: Evangelical Lutheran Church of Latvia.
Anglican Communion: Church of Ireland, Scottish Episcopal Church, Church of England, the Church in Wales, the Lusitanian Catholic Apostolic Evangelical Church, and the Spanish Reformed Episcopal Church.
At least one of the Scandinavian Lutheran churches in the Porvoo Communion of churches, the Church of Denmark has bishops, but strictly speaking they were not in the historic apostolic succession prior to their entry into the Porvoo Communion, since their episcopate and holy orders derived from Johannes Bugenhagen, who was a pastor, not a bishop. In 2010, the Church of Denmark joined the Porvoo Communion of churches, after a process of mutual consecrations of bishops had led to the introduction of historic apostolic succession. The Lutheran Church in Great Britain also joined the Porvoo Agreement, in 2014.
In Scandinavia, where High Church Lutheranism and Pietist Lutheranism has been highly influential, the Evangelical Lutheran Mission Diocese of Finland, Mission Province of the Church of Sweden, and the Evangelical Lutheran Diocese of Norway entered into schism with their national churches due to "the secularization of the national/state churches in their respective countries involving matters of both Christian doctrine and ethics"; these have altar and pulpit fellowship through the Communion of Nordic Lutheran Dioceses and are members of the confessional International Lutheran Council with their bishops having lines of apostolic succession from other traditional Lutheran Churches, such as the Evangelical Lutheran Church in Kenya.
Similarly, in the High Church Lutheranism of Germany, some religious brotherhoods such as Hochkirchliche St. Johannes-Bruderschaft and Hochkirchlicher Apostolat St. Ansgar have managed to arrange for their own bishop to be re-ordained in apostolic succession. The members of these brotherhoods do not form into separate ecclesia.
The Evangelical Lutheran Church in America, North America's largest Lutheran body, gained apostolic succession through Lutheran bishops in the historic episcopate; this allowed for full communion with the Episcopal Church in 2000, upon the signing of Called to Common Mission. By this document the full communion between the Evangelical Lutheran Church in America and the Episcopal Church was established. As such, "all episcopal installations in the Evangelical Lutheran Church in America take place with the participation of bishops in the apostolic succession." The Evangelical Lutheran Church in America is headed by a presiding bishop who is elected by the churchwide assembly for a six-year term.
The Evangelical Catholic Church, a Lutheran denomination of Evangelical Catholic churchmanship based in North America, taught:
In recent years a number of Lutheran churches of the Evangelical Catholic and High Church Lutheran churchmanship in the United States of America have accepted the doctrine of apostolic succession and have successfully recovered it, generally from Independent Catholic churches. At present, most of these church bodies have memberships numbering in the hundreds.
The Lutheran Evangelical Protestant Church (LEPC) were some of the earliest Lutherans in America. They have autonomous and congregationally oriented ministries and consecrate male and female deacons, priests and bishops in apostolic succession with the laying on of hands during celebration of Word and Sacrament.
The Anglo-Lutheran Catholic Church recovered the apostolic succession from Old Catholic and Independent Catholic churches, and adopted a strict episcopal polity. All of its clergy have been ordained (or re-ordained) into the historic apostolic succession. This Church was formed in 1997, with its headquarters in Kansas City, Missouri.
The Lutheran Orthodox Church, founded in 2004 traces its historic lineage of apostolic succession through Anglican, Lutheran, and Old Catholic lines.
The Lutheran Church - International is another North American Lutheran church which reports that it has recovered the historic apostolic succession.
Indifference to the issue
Many German Lutherans appear to demur on this issue, which may be sourced in the church governance views of Martin Luther. Luther's reform movement usually did not abrogate the ecclesiastic office of bishop.
An important historical context to explicate the wide differences among German Lutheran churches is the Prussian Union of 1817, whereby the secular government directed the Lutheran churches in Prussia to merge with non-Lutheran Reformed churches in Prussia. The Reformed churches generally oppose on principle the traditional doctrine of ecclesiastic Apostolic Succession, e.g., not usually even recognising the church office of bishop. Later in the 19th century, other Lutheran and Reformed congregations merged to form united church bodies in some of the other 39 states of the German Confederation, e.g., in Anhalt, Baden, Bremen, Hesse and Nassau, Hesse-Kassel and Waldeck, and the Palatinate. Yet the partial nature of this list also serves to show that in Germany there remained many Lutherans who never united with the Reformed.
Other Lutheran churches are indifferent as a matter of doctrine regarding this particular issue of ecclesiastical governance. In America, the conservative Lutheran Church–Missouri Synod (LCMS) places its church authority in the congregation rather than in the bishop, and ordinations are typically performed by another pastor, although its founder, C. F. W. Walther, while establishing congregational polity for the LCMS, considered polity (a church's form of government) to be a matter of adiaphora (something indifferent).
Methodist churches
In the beginnings of the Methodist movement, adherents were instructed to receive the sacraments within the Anglican Church since the Methodists were still a movement and not as yet a separate church in England until 1805. The American Methodists soon petitioned to receive the sacraments from the local preachers who conducted worship services and revivals. The Bishop of London refused to ordain Methodist priests and deacons in the British American colonies. John Wesley, the founder of the movement, was reluctant to allow unordained preachers to administer the sacraments:
Some scholars argue that in 1763, Greek Orthodox bishop Erasmus of the Diocese of Arcadia, who was visiting London at the time, consecrated John Wesley a bishop, and ordained several Methodist lay preachers as priests, including John Jones. According to these arguments, Wesley could not openly announce his episcopal consecration without incurring the penalty of the Præmunire Act. In light of Wesley's alleged episcopal consecration, the Methodist Church could lay claim on apostolic succession, as understood in the traditional sense. Since John Wesley "ordained and sent forth every Methodist preacher in his day, who preached and baptized and ordained, and since every Methodist preacher who has ever been ordained as a Methodist was ordained in this direct 'succession' from Wesley, then the Methodist Church teaches that it has all the direct merits coming from apostolic succession, if any such there be."
Most Methodists view apostolic succession outside its high church sense. This is because Wesley believed that the offices of bishop and presbyter constituted one order, citing an ancient opinion from the Church of Alexandria; Jerome, a Church Father, wrote: "For even at Alexandria from the time of Mark the Evangelist until the episcopates of Heraclas and Dionysius the presbyters always named as bishop one of their own number chosen by themselves and set in a more exalted position, just as an army elects a general, or as deacons appoint one of themselves whom they know to be diligent and call him archdeacon. For what function, excepting ordination, belongs to a bishop that does not also belong to a presbyter?" (Letter CXLVI). John Wesley thus argued that for two centuries the succession of bishops in the Church of Alexandria, which was founded by Mark the Evangelist, was preserved through ordination by presbyters alone and was considered valid by that ancient Church.
Since the Bishop of London refused to ordain ministers in the British American colonies, this constituted an emergency and as a result, on 2 September 1784, Wesley, along with a priest from the Anglican Church and two other elders, operating under the ancient Alexandrian habitude, ordained Thomas Coke a superintendent, although Coke embraced the title bishop.
Today, the United Methodist Church follows this ancient Alexandrian practice as bishops are elected from the presbyterate: the Discipline of the Methodist Church, in ¶303, affirms that "ordination to this ministry is a gift from God to the Church. In ordination, the Church affirms and continues the apostolic ministry through persons empowered by the Holy Spirit." It also uses sacred scripture in support of this practice, namely, 1 Timothy 4:14, which states:
The Methodist Church also buttresses this argument with the leg of sacred tradition of the Wesleyan Quadrilateral by citing the Church Fathers, many of whom concur with this view.
In addition to the aforementioned arguments – or perhaps instead of them – in 1937 the annual Conference of the British Methodist Church located the "true continuity" with the Church of past ages in "the continuity of Christian experience, the fellowship in the gift of the one Spirit; in the continuity in the allegiance to one Lord, the continued proclamation of the message; the continued acceptance of the mission;..." [through a long chain which goes back to] "the first disciples in the company of the Lord Himself ... This is our doctrine of apostolic succession" [which neither depends on, nor is secured by,] "an official succession of ministers, whether bishops or presbyters, from apostolic times, but rather by fidelity to apostolic truth".
The Church of North India, Church of Pakistan and Church of South India are members of the World Methodist Council and the clergy of these three united Protestant churches possess lines of apostolic succession, according to the Anglican understanding of this doctrine, through the Church of India, Burma and Ceylon (CIBC), which finished merging with these three in the 1970s.
In June 2014, the Church of Ireland, a province of the Anglican Communion, extended its lines of apostolic succession into the Methodist Church in Ireland, as "the Archbishop of Dublin and Bishop of Down and Dromore took part in the installation of the new President of the Methodist Church of Ireland, the Rev. Peter Murray." In May 2014, the "Church of Ireland's General Synod approved an agreement signed with the Methodist Church that provided for the interchangeability of clergy, allowing an ordained minister of either church to come under the discipline and oversight of the other."
Hussite Church and Moravian Church
The Moravian Church, as with the Hussite Church, teaches the doctrine of apostolic succession. The Moravian Church claims apostolic succession as a legacy of the old Unity of the Brethren. In order to preserve the succession, three Bohemian Brethren were consecrated bishops by Bishop Stephen of Austria, a Waldensian bishop who had been ordained by a Roman Catholic bishop in 1434. These three consecrated bishops returned to Litice in Bohemia and then ordained other brothers, thereby preserving the historic episcopate.
Presbyterian/Reformed churches
Jus Divinum Regiminis Ecclesiastici (English translation: The Divine Right of Church Government), which was promulgated by Presbyterian clergy in 1646, holds that historic ministerial succession is necessary for legitimate ministerial authority. It states that ministerial succession is conferred by elders through the laying on of hands, in accordance with Timothy 4:14. The Westminster Assembly held that "There is one general church visible" and that "every minister of the word is to be ordained by imposition of hands, and prayer, with fasting, by those preaching presbyters to whom it doth belong".
The Church of North India, Church of Pakistan and Church of South India are members of the World Alliance of Reformed Churches and the clergy of these three united Protestant churches possess lines of apostolic succession, according to the Anglican understanding of this doctrine, through the Church of India, Burma and Ceylon (CIBC), which finished merging with these three in the 1970s.
Pentecostal churches
On 6 February 2003, Rt. the Rev. Dr. K. J. Samuel, the Moderator Bishop of the Church of South India (a United Protestant denomination that holds membership worldwide Anglican Communion in addition to the World Communion of Reformed Churches), along with the Rt. Rev. P.M. Dhotekar, Bishop of Nagpur of the Church of North India, and the Rt. Rev. Bancha Nidhi Nayak, Bishop of Phulbani of the Church of North India, consecrated Pentecostal minister K. P. Yohannan as a bishop in Anglican lines of apostolic succession; the Rt. Rev. K.P. Yohannan thereafter became the first Metropolitan of the Believers Eastern Church, a Pentecostal denomination which acquired an episcopal polity of ecclesiastical governance.
Many other Pentecostal Christians teach that "the sole guarantor of apostolic faith, which includes apostolic life, is the Holy Spirit." In addressing the Church of God General Assembly, Ambrose Jessup Tomlinson stated that "Although we do not claim a line of succession from the holy apostles, we do believe we are following in their example."
Latter Day Saint movement
Denominations within the Latter Day Saint movement preach the necessity of apostolic succession and claim it through the process of restoration. According to their teaching, a period of universal apostasy followed the death of the Twelve Apostles. Without apostles or prophets left on the earth with the legitimate Priesthood Authority, many of the true teachings and practices of Christianity were lost. Eventually these were restored to the prophet Joseph Smith and various others in a series of divine conferrals and ordinations by angelic men who had held this authority during their lifetimes (see this partial list of restoration events). As it relates to apostolic succession, Joseph Smith and Oliver Cowdery said that the apostles Peter, James, and John appeared to them in 1829 and conferred upon them the Melchizedek Priesthood and with it "the keys of the kingdom, and of the dispensation of the fullness of times".
For the Church of Jesus Christ of Latter-day Saints (LDS Church), the largest denomination in the Latter-day Saint movement, Apostolic Succession involves the leadership of the church being established through the Quorum of the Twelve Apostles. Each time the President of the Church dies, the most senior apostle, who is designated as the President of the Quorum of the Twelve Apostles, is set apart as the new church president.
Denominations that reject apostolic succession
Some Nonconformist Protestants, particularly those in the Calvinist tradition, deny the doctrine of apostolic succession, believing that it is neither taught in Scripture nor necessary for Christian teaching, life, and practice. Accordingly, these Protestants strip the notion of apostolic succession from the definition of "apostolic" or "apostolicity". For them, to be apostolic is simply to be in submission to the teachings of the original twelve apostles as recorded in Scripture. This doctrinal stance reflects the Protestant view of authority, embodied in the doctrine known as Sola Scriptura.
Among the first who rejected the doctrine of apostolic succession were John Calvin, and Martin Luther. They both said that the episcopacy was inadequate to address corruption, doctrinal or otherwise, and that this inadequacy justified the intervention of the church of common people. In part this position was also necessary, as otherwise there would have been no means to elicit or initiate reform of the church.
In the 20th century, there has been more contact between Protestants and Christians from Eastern traditions which claim apostolic succession for their ministry. Like the Roman Catholic Church, these ancient Eastern churches may use the doctrine of apostolic succession in ministry in their apologetics against some forms of Protestantism. Some Protestants feel that such claims of apostolic succession are proven false by the differences in traditions and doctrines between these churches: Roman Catholics and Eastern Orthodox consider both the Church of the East and the Oriental Orthodox churches to be heretical, having been anathematized in the early ecumenical councils of Ephesus (431) and Chalcedon (451) respectively. Churches that claim apostolic succession in ministry distinguish this from doctrinal orthodoxy, holding that "it is possible to have valid orders coming down from the apostles, and yet not to have a continuous spiritual history coming down from the apostles".
All Christians who have a genuine relationship with God through and in Christ are part of the "true Church", according to exemplary statements of evangelical Protestant theology, notwithstanding condemnation of the Catholic Church by some Protestants. According to these statements, claims that one or more denominations might be the "true Church" are nothing more than propaganda which has evolved over centuries to support authoritarian claims – based on tradition or based on scripture – of merely human institutions. Such claims can be found among the worldwide community of Christians. Yet all appear to treasure the truth that liberates, and Jesus taught his followers to love one another.
See also
Baptist successionism
Episcopi vagantes
List of bishops
New Apostolic Church
Pope Linus
Valid but illicit
References
Further reading
External links
Against Heresies, Online-text, Irenaeus, Against Heresies
Apostolicity in the Catholic Encyclopedia
Discussion of the Papacy by Scott Hahn
"Was Wesley Ordained By Bishop Erasmus?" The Methodist Quarterly Review (1878)
Methodist/Anglican Thoughts On Apostolic Succession by The Reverend Dr. Gregory S. Neal
Christian terminology
Ecclesiology
Episcopacy in Anglicanism
Episcopacy in the Catholic Church
Episcopacy in Eastern Orthodoxy
Succession |
2273 | https://en.wikipedia.org/wiki/AFC%20Ajax | AFC Ajax | Amsterdamsche Football Club Ajax (), also known as AFC Ajax, Ajax Amsterdam, or simply Ajax, is a Dutch professional football club based in Amsterdam, that plays in the , the top tier in Dutch football. Historically, Ajax (named after the legendary Greek hero) is the most successful club in the Netherlands, with 36 and 20 KNVB Cups. It has continuously played in the , since the league's inception in 1956 and, along with and , it is one of the country's "big three" clubs that have dominated that competition.
Ajax was one of the most successful clubs in the world in the 20th century. According to the International Federation of Football History & Statistics, Ajax was the seventh-most successful European club of the 20th century and The World's Club Team of the Year in 1992. According to German magazine Kicker, Ajax was the second-most successful European club of the 20th century. The club is one of five teams that have earned the right to keep the European Cup and to wear a multiple-winner badge. In 1972, they completed the continental treble by winning the , KNVB Cup, and the European Cup. They also won the first (albeit unofficial) European Super Cup against Rangers in January 1973. Ajax's most recent international trophies are the 1995 Intercontinental Cup, 1995 UEFA Super Cup and the 1995 Champions League, where they defeated Milan in the final; they lost the 1996 Champions League final on penalties to Juventus. In 1995, Ajax was crowned as World Team of the Year by World Soccer magazine.
Ajax is also one of four teams to win the continental treble and the Intercontinental Cup or Club World Cup in the same season/calendar year; this was achieved in the 1971–72 season. Ajax is one of five clubs to have won all three major UEFA club competitions. They have also won the Intercontinental Cup twice, the 1991–92 UEFA Cup, as well as the Karl Rappan Cup, a predecessor of the UEFA Intertoto Cup in 1962. Ajax plays at the Johan Cruyff Arena, which opened as the Amsterdam ArenA in 1996 and was renamed in 2018. They previously played at and the Amsterdam Olympic Stadium (for international matches). Throughout their history, Ajax have cultivated a reputation for scouting, spotting and developing young talent, and have remained focused on developing a youth system.
History
Ajax was founded in Amsterdam on 18 March 1900. The club achieved promotion to the highest level of Dutch football in 1911 and had its first major success in 1917, winning the KNVB Beker, the Netherlands' national cup. The following season, Ajax became national champion for the first time. The club defended its title in 1918–19, becoming the only team to achieve an unbeaten season in the Netherlands Football League Championship.
Throughout the 1920s, Ajax was a strong regional power, winning the Eerste Klasse West division in 1921, 1927 and 1928, but could not maintain its success at the national level. This changed in the 1930s, with the club winning five national championships (1931, 1932, 1934, 1937, 1939), making it the most successful Dutch team of the decade. Ajax won its second KNVB Cup in 1942–43, and an eighth Dutch title in 1946–47, the last season the club was managed by Englishman Jack Reynolds, who, up to this point, had overseen all of its national championship successes as well as its 1917 KNVB Cup win.
In 1956, the first season of the Netherlands' new professional league, the , was played with Ajax participating as a founding member. The Amsterdam club became the first national champions under the new format and made its debut in the European Champion Clubs' Cup the following year, losing to Hungarian champions 6–2 on aggregate at the quarter-final stage. The team was again champions in 1960 and won a third KNVB Cup in 1961.
In 1965, Rinus Michels, who had played for the club between 1946 and 1958, was appointed manager of Ajax, implementing his philosophy of Total Football which was to become synonymous with both Ajax and the Netherlands national team. A year earlier, Johan Cruyff, who would go on to become widely regarded as the greatest Dutch footballer of all-time, made his debut. Between them, Michels and Cruyff led Ajax through the most successful period in its history, winning seven titles, four KNVB Cups and three European Cups.
Ajax won the Dutch championship in 1966, 1967 and 1968, and reached the 1969 European Cup final, losing to Milan. During the 1966–67 season, Ajax scored a record 122 goals in an season and also won the KNVB Cup to achieve its first league and cup double. In 1969–70, Ajax won a fourth Dutch league championship and second league and cup double in five seasons, winning 27 out of 34 league matches and scoring 100 goals.
The 1970–71 season saw Ajax retain the KNVB Cup and reach the 1971 European Cup final, where they defeated 2–0 with goals from Dick van Dijk and Arie Haan to become continental champions for the first time, with Cruyff being named European Footballer of the Year. After this success, Michels departed to become manager of Barcelona and was replaced by the Romanian Ștefan Kovács. In Kovács' first season, Ajax completed a treble of the European Cup, the and a third consecutive KNVB Cup. The following season, the team beat Argentine to win the 1972 Intercontinental Cup and retained their and European Cup titles, becoming the first club to win three consecutive European Cups since Real Madrid in the 1950s.
In 1973, Michels' Barcelona broke the world transfer record to bring Cruyff to Catalonia. Kovács also departed to become manager of the France national team, signalling the end of this period of international success.
In 1976–77, Ajax won its first domestic championship in four seasons and recorded a double of the and KNVB Cup two years later.
The early 1980s saw the return of Cruyff to the club, as well as the emergence of young players Marco van Basten and Frank Rijkaard. The team won back-to-back titles in 1982 and 1983, with all three playing a significant role in the latter. After Cruyff's sale to rivals in 1983, van Basten became Ajax's key player, top scoring in the for four seasons between 1983–84 and 1986–87.
In 1985, Cruyff returned to Ajax as manager and the team ended his first season in charge with 120 goals from 34 matches. However, Ajax still finished as runner-up to PSV by eight points. The following season, Ajax again lost out on the title to PSV, but won the European Cup Winners' Cup, its first continental trophy in 14 years. After this, Cruyff left the club to become manager of Barcelona and Rijkaard and van Basten were sold to Sporting CP and Milan respectively. Despite these losses, Ajax reached a second consecutive Cup Winners' Cup final in 1988, where they lost to Belgian club .
The 1988–89 season saw Dennis Bergkamp, a young forward who had first appeared under Cruyff in 1986, establish himself as a regular goalscorer for Ajax. Bergkamp helped Ajax to the title and was the top scorer in the division in 1990–91, 1991–92 and 1992–93. Under the management of Louis van Gaal, Ajax won the UEFA Cup in 1992 to become the second club, after , to have won all three major European club competitions.
After the sale of Bergkamp to in 1993, van Gaal re-signed the experienced Rijkaard to complement his young Ajax team featuring academy graduates Frank and Ronald de Boer, Edwin van der Sar, Clarence Seedorf, Edgar Davids, Michael Reiziger and Winston Bogarde, as well as mercurial foreign talents Finidi George, Nwankwo Kanu and Jari Litmanen, and veteran captain Danny Blind. The team regained the Dutch championship in 1993–94, and won it again in 1994–95 and 1995–96 to become the first Ajax side to win three back-to-back championships since 1968. The height of van Gaal's success came in 1994–95, where Ajax became the first, and to date only, team to complete an entire season unbeaten. The team also won its first European Cup since its 1970s era, defeating Milan in the 1995 UEFA Champions League final 1–0, with the winning goal scored by 18-year-old Patrick Kluivert. Ajax again reached the final one year later, and was defeated on penalties by .
Ajax's return as a European force was short-lived, as van Gaal and several members of the squad soon departed to some of the continent's biggest clubs. The 2000s was a lean decade for the club, with only two championships won. However, Ajax's academy continued to produce star players such as Wesley Sneijder and Rafael van der Vaart.
In 2010, Frank de Boer was appointed manager of Ajax and led the club to its first league title in seven years, and record 30th title overall, in the 2010–11 season. This was followed by back-to-back wins in 2011–12 and 2012–13 to match his three consecutive titles as a player in the 1990s. In 2013–14, Ajax was again champions, winning four consecutive league titles for the first time in club history. After finishing as runner-up to PSV in both 2014–15 and 2015–16, de Boer resigned as Ajax head coach in May 2016.
Peter Bosz took over the club and led them to the 2017 UEFA Europa League final, their first European final in 21 years. They lost to Manchester United with a lineup that was the youngest ever in a European final, averaging an age of 22 years and 282 days. For the third consecutive season, they finished runner-up in the , this time to .
The 2018–19 season for Ajax involved a remarkable run in the UEFA Champions League. Due to their runner-up finish in the 2017–18 Eredivisie, Ajax entered the tournament in the second qualifying round. After successive victories against Sturm Graz, and , they qualified for the group stage. Ajax was drawn in a group with German champions Bayern Munich, Portuguese side Benfica and Greek champions AEK Athens. Ajax finished runner-up in this group, qualifying for the knockout stages, where it was drawn against three-time defending champions Real Madrid. After losing 1–2 in the first leg, they defeated Real Madrid 4–1 in the away match, stunning the defending champions in their own stadium, the Santiago Bernabéu, with an aggregate score of 5–3. Dušan Tadić was awarded a perfect score of 10 by following the match.
Thus, Ajax progressed to the quarter-finals and was drawn with Italian champions . In the first leg in the Johan Cruyff Arena, they drew 1–1. In the second leg at the Juventus Stadium, Ajax came from behind to win 2–1 and 3–2 on aggregate. Matthijs de Ligt scored the winning goal for Ajax to help the team advance to its first Champions League semi-final since 1997. There, they would face English side Tottenham Hotspur.
In the first leg of the semi-final, Ajax beat Tottenham 1–0 away from home. In the second leg, Ajax scored twice in the first half to generate a 3–0 lead on aggregate. However, in the second half, Lucas Moura scored three times, including in the 6th minute of added time, resulting in Ajax losing via the away goals rule.
Ajax was in first place on goal difference when the was declared void, preventing them being Dutch champions for the 35th time, but still qualified for the 2020–21 UEFA Champions League.
UEFA ranking
Academies (Youth/Coaching)
The club is also particularly famous for its renowned youth programme that has produced many Dutch talents over the years – Johan Cruyff, Edwin van der Sar, Gerald Vanenburg, Frank Rijkaard, Dennis Bergkamp, Rafael van der Vaart, Patrick Kluivert, Marco van Basten, Wesley Sneijder, Maarten Stekelenburg, Nigel de Jong, Frenkie de Jong, and Matthijs de Ligt have come through the ranks and are just some of the talents who have played for Ajax. Ajax also regularly supplies the Dutch national youth teams with local talent.
Due to mutual agreements with foreign clubs, the youth academy has also signed foreign players as teenagers before making first team debuts, such as Belgian defensive trio Jan Vertonghen, Toby Alderweireld and Thomas Vermaelen along with winger Tom De Mul, all of whom are full internationals, as well as Dutch international Vurnon Anita and Javier Martina, representing Curaçao.
Ajax has also expanded its talent searching programme to South Africa with Ajax Cape Town. Ajax Cape Town was set up with the help of Rob Moore. Ajax has also had a satellite club in the United States under the name Ajax America, until it filed for bankruptcy. There are some youth players from Ajax Cape Town that have been drafted into the squad, such as South African internationals Steven Pienaar and Thulani Serero and Cameroonian international Eyong Enoh.
In 1995, the year Ajax won the UEFA Champions League, the Netherlands national team was almost entirely composed of Ajax players, with van der Sar in goal; players such as Michael Reiziger, Frank de Boer and Danny Blind in defence; Ronald de Boer, Edgar Davids and Clarence Seedorf in midfield; and Patrick Kluivert and Marc Overmars in attack.
In 2011, Ajax opened its first youth academies outside the Netherlands when the club partnered up with George Kazianis and All Star Consultancy in Greece to open the Ajax Hellas Youth Academy. The offices are based in Nea Smyrni, Attica, with the main training facility located on the island of Corfu, hosting a total of 15 football youth academies throughout Greece and Cyprus. Eddie van Schaik heads the organization as coach and consultant, introducing the Ajax football philosophy at the various Greek football training camps.
In 2016, Ajax launched the ACA (Ajax Coaching Academy) with the intention of sharing knowledge, and setting up a variety of camps and clinics for both players and coaches.
Stadiums
Ajax's first stadium was built in 1911 out of wood and was called Het Houten Stadion (English: The Wooden Stadium). Ajax later played in the Olympic Stadium built for the 1928 Summer Olympics hosted in Amsterdam. This stadium, designed by Jan Wils, is known in Dutch as . In 1934, Ajax moved to De Meer Stadion in east Amsterdam, close to the location of Het Houten Stadion. It was designed by architect and Ajax-member Daan Roodenburgh, who had also designed the club's first stadium. It could accommodate 29,500 spectators and Ajax continued to play there until 1996. For big European and national fixtures, the club would often play at the Olympic Stadium, which could accommodate about twice the number of spectators.
In 1996, Ajax moved to a new home ground in the southeast of the city known as the Amsterdam Arena, since 2018 known as the Johan Cruyff Arena. This stadium was built by the Amsterdam city authority at a cost of $134 million. The stadium is capable of holding 55,865 spectators. The Arena has a retractable roof and set a trend for other modern stadiums built in Europe in the following years. In the Netherlands, the Arena earned a reputation for a terrible grass pitch caused by the removable roof that, even when open, takes away too much sunlight and fresh air. During the 2008–09 season, ground staff introduced an artificial lighting system that finally reduced this problem considerably.
The much-loved De Meer Stadion was torn down and the land was sold to the city council. A residential neighbourhood now occupies the area. The only thing left of the old stadium are the letters "AJAX", which nowadays is in place on the façade of the youth training grounds De Toekomst, near the Johan Cruyff Arena.
Crest and colours
Crest
In 1900, when the club was founded, the emblem of Ajax was just a picture of an Ajax player. The crest was slightly altered following the club's promotion to the top division in 1911 to match the club's new outfits. In 1928, the club logo was introduced with the head of the Greek hero Ajax. The logo was once again changed in 1990 into an abstract version of the previous one. The new logo still sports the portrait of Ajax, but drawn with just 11 lines, symbolizing the 11 players of a football team.
Colours
Ajax originally played in an all-black uniform with a red sash tied around the players' waists, but that uniform was soon replaced by a red/white striped shirt and black shorts. Red, black and white are the three colours of the flag of Amsterdam. Under manager Jack Kirwan, however, the club earned promotion to the top flight of Dutch football for the first time in 1911 (then the Eerste Klasse or 'First Class', later named the ), Ajax was forced to change its colours because Sparta Rotterdam already had exactly the same outfit. Special kits for away fixtures did not exist at the time and according to football association regulations the newcomers had to change their colours if two teams in the same league had identical uniforms. Ajax opted for white shorts and white shirt with a broad, vertical red stripe over chest and back, which still is Ajax's outfit.
Financial
AFC Ajax N.V.
AFC Ajax is the only Dutch club with an initial public offering (IPO). The club is registered as a Naamloze vennootschap (N.V.) listed on the stock exchange Euronext Amsterdam, since 17 May 1998. With a launch price of ƒ25,- (Guilders) the club managed to a bring its total revenue up to €54 million (converted) in its first year on the market. After short-lived success, however, the rate dropped, at one point as low as €3.50. Criticism was brought forth that the legal grid for a naamloze vennootschap would not be suitable for a Football club, and that the sports related ambitions would suffer from the new commercial interests of the now listed Ajax. Shares of the company in the year 2008 were valued at approximately €5.90 per share.
In 2008, a Commission under guidance of honorary member Uri Coronel concluded that the IPO was of no value to the club, and that measures should be taken to exit the stock exchange by purchasing back all public shares. Ajax remain on the stock exchange.
Sponsorship
Ajax's shirts have been sponsored by TDK from 1982 to 1991, and by ABN AMRO from 1991 to 2008. AEGON then replaced ABN AMRO as the new head sponsor for a period of seven years. On 1 April 2007, Ajax wore a different sponsor for the match against Heracles Almelo, Florius. Florius is a banking programme launched by ABN AMRO who wanted it to be the shirt sponsor for one match.
The shirts have been manufactured by Le Coq Sportif (1973–1977), Puma (1977–1979), Cor du Buy (1979-1980), Le Coq Sportif (1980–1984), Kappa (1985–1989) and Umbro (1989–2000) in the past, and by Adidas since 2000 (until at least 2025).
At the conclusion of the 2013–14 season, Ajax won the Football shirt of the Year award for its black and rose colored away shirt by Adidas. The annual award was presented by Subside Sports, which had previously given the award to Internazionale, Juventus and the Belgium national team. It was Ajax's first time winning the award.
On 7 November 2014, it was announced that Ajax had agreed to a four-and-a-half-year contract worth €8 million annually with Dutch cable operating company Ziggo as the new shirt sponsor for the club. Having extended its contract with AEGON for half a season until December, the club featured Fonds Gehandicaptensport, a charitable fund for handicapped sports on its away shirts for a six-month period before transitioning to Ziggo in 2015.
Kit suppliers and shirt sponsors
Kit deals
Other teams
Reserves team
Jong Ajax (formerly more commonly known as Ajax 2) is the reserve team of AFC Ajax. The team is composed mostly of professional footballers, who are often recent graduates from the highest youth level (Ajax A1) serving their first professional contract as a reserve, or players who are otherwise unable to play in the first team.
Since 1992, Jong Ajax competed in the Beloften Eredivisie, competing against other reserve teams such as Jong PSV, Jong FC Groningen or Jong AZ. They have won the Beloften title a record eight times, as well as the KNVB Reserve Cup three times, making them the most successful reserve squad in the Netherlands. By winning the Beloften Eredivisie title, Jong Ajax was able to qualify for the actual KNVB Cup, even advancing to the semi-finals on three occasions. Its best result in the Dutch Cup was under manager Jan Olde Riekerink in 2001–02, when a semi-final loss to Utrecht in a Penalty shoot-out after extra time, which saw Utrecht advance, and thus preventing an Ajax–Jong Ajax Dutch Cup final.
The 2013–14 season marked the Jupiler League debut of the Ajax reserves' squad, Jong Ajax. Previously playing in the Beloften Eredivisie (a separate league for reserve teams, not included in the Dutch professional or amateur league structure), players were allowed to move around freely between the reserve team and the first team during the season. This is no longer the case as Jong Ajax now registers and fields a separate squad from that of Ajax first team for the Eerste Divisie, the second tier of professional football in the Netherlands. Its home matches are played at Sportpark De Toekomst, except for the occasional match in the Johan Cruyff Arena. Now regarded a semi-professional team in its own respect, the only period in which players are able to move between squads are during the transfer windows, unless the player has made less than 15 appearances for the first team, then he is still eligible to appear in both first team and second team matches during the season. Furthermore, the team is not eligible for promotion to the or to participate in the KNVB Cup. Jong Ajax was joined in the Eerste Divisie by Jong Twente and Jong PSV, reserve teams who have also moved from the Beloften to the Eerste Divisie, in place of VV Katwijk, SC Veendam and AGOVV Apeldoorn, increasing the total number of teams in the Jupiler League from 18 to 20.
Ajax reserve squad Jong Ajax left the Beloften Eredivisie in 2013, having held a 21-year tenure in the reserves league, having also won the league title a record eight times (1994, 1996, 1998, 2001, 2002, 2004, 2005, 2009).
Women's team
AFC Ajax Vrouwen (English: AFC Ajax Women) is the women's team of AFC Ajax, competing in the women's eredivisie, the highest level of women's football in the Netherlands. Founded on 18 May 2012, the women's team saw Ajax attracting many of the Netherlands top talents, with International players such as Anouk Hoogendijk, Daphne Koster and Petra Hogewoning joining the Amsterdam club in its maiden season in women's professional football. The team won its first piece of silverware when they defeated PSV/FC Eindhoven 2–1 in the final of the KNVB Women's Cup.
Amateur team
AFC Ajax Amateurs, better known as Ajax Zaterdag, is a Dutch amateur football club founded 18 March 1900. It is the amateur team of the professional club AFC Ajax, playing its home matches at the Sportpark De Toekomst training grounds to a capacity of 5,000. The team was promoted from the Eerste Klasse to the Hoofdklasse ahead of the 2011–12 season, the league in which it is currently competing. The team has won the Eerste Klasse title twice, as well as the *KNVB District Cup West I on two occasions as well.
Furthermore, Ajax Zaterdag has also managed to qualify for the KNVB Cup on its own accord on three occasions, namely in 2004, 2005, 2008 and 2021. Even advancing to the second round before bowing out to Vitesse on 24 September 2008.
Other sports
Baseball
Ajax HVA (1922–1972) was the baseball team of AFC Ajax founded in 1922, and competed as founding members of the Honkbal Hoofdklasse, the top flight of professional baseball in the Netherlands. Ajax won the national baseball title a total of four times (1924, 1928, 1942, 1948) before the club opted to no longer field a baseball team, and to focus solely on football in 1972. Ajax spent a total of 50 years at the top flight of Baseball in the Netherlands from 1922 to 1972. The dissolution of Ajax baseball club resulted in the players finding a new sponsor in a mustard manufacturing company called Luycks, while merging with the Diemen Giants to become the Luycks Giants, thus replacing both former clubs.
Esports
In 2016, Ajax launched an esports team, with Koen Weijland as the club's first signing, making its debut on the Global stage of professional gaming. They have since signed the likes of Dani Hagebeuk, Lev Vinken, Joey Calabro and Bob van Uden, the latter spent his first season on loan to the esports team of Japanese club Sagan Tosu.
Affiliated clubs
The following clubs are currently affiliated with AFC Ajax:
Almere City (2005–present)
Barcelona (2007–present)
Cruzeiro (2007–present)
Beijing Guoan (2007–present)
Palmeiras (2010–present)
AS Trenčín (2012–present)
Guangzhou R&F (2017–present)
Sagan Tosu (2018–present)
Sharjah FC (2020–present)
Sydney FC (2018–present)
Sparta Rotterdam (2019–present)
Various HETT-clubs (See main article)
The following clubs were affiliated with AFC Ajax in the past:
Germinal Beerschot (1999–2003)
Ashanti Goldfields (1999–2003)
Ajax Orlando Prospects (2003–2007)
HFC Haarlem (2006–2010)
Volendam (2007–2010)
Ajax Cape Town (1999–2020)
Rivalries
As one of the traditional big three clubs in the Netherlands, Ajax have amassed a number of intense rivalries over the years. Listed below are the most significant of the rivalries involving Ajax.
Rivalry with Feyenoord
Feyenoord from Rotterdam is Ajax's archrival. Every year both clubs play the De Klassieker ("The Classic"), a match between the teams from the two largest cities of the Netherlands. Till the 1973/74-season, Ajax and Feyenoord were the only two clubs in the Netherlands who were able to clinch national titles, as well as achieve continental and even global success. From the 1974/75-season on, PSV (Eindhoven) and AZ (Alkmaar) too, competed with Ajax and Feyenoord. A meeting between the two clubs became the measure for who was truly the best club in the Netherlands. The Klassieker is the most famous of all the rivalries in the Netherlands and the matches are always sold out. The fixture is seen in the public eye as "the graceful and elegant football of Ajax, against the indomitable fighting spirit of Feyenoord"; the confidence of the capital city versus the blue collar mentality of Rotterdam. Matches are known for their tension and violence, both on and off the pitch. Over the years, several violent incidents have taken place involving rival supporters, leading to the current prohibition of away supporters in both stadiums. The lowest point was reached on 23 March 1997, when supporters of both clubs met on a field near Beverwijk, where Ajax-supporter Carlo Picornie was fatally injured, the incident is commonly referred to as the "Battle of Beverwijk".
Rivalry with PSV
PSV is also a rival of Ajax, but in terms of tension and rivalry, these matches are not as loaded as the duels with Feyenoord. The rivalry has existed for some time with PSV and stems from various causes, such as the different interpretations of whether current national and international successes of both clubs correlates and the supposed opposition between the Randstad and the province. The matches between these two teams is commonly referred to as "De Topper" ("The Topper"), and involves the two most trophy-laden sides in Dutch football and is essentially a clash of two competing schools of thought in Dutch football. Historically, PSV compete with a workmanlike ethic, preferring a more robust 4–3–1–2 or 4–2–3–1, typically shunning the frivolous 4–3–3 approach favoured in Amsterdam. While Rinus Michels and Johan Cruyff helped to innovate Total Football in the sixties and seventies, a different philosophy was honed in Eindhoven by Kees Rijvers and Guus Hiddink in the late 1970s and '80s. This in turn has created one of the more philosophical rivalries in football, an ideological battleground, which is gradually becoming as heated and intense as the matches Ajax and Feyenoord partake in.
Rivalries with other clubs
Aside from Feyenoord and PSV, Ajax have several other rivalries, although in most cases the sentiment is mostly felt by the opposition and is more directed towards Ajax, with one of them being Utrecht. Although the rivalry is more felt on the Utrecht side then with Ajax, matchups between the two sides are often quite intense. Both teams have fanatic supporters, and clashes off the pitch are more often the rule than the exception. The same goes for ADO Den Haag, with both supporter groups often getting in conflicts, when ADO-Hooligans set fire to the supporters home of Ajax, and Ajax hooligans subsequently broke into the Supporters home of ADO tensions between the two clubs rose. In 2006, supporters from both clubs were banned from attending away matches for five years due to frequent violent outbreaks and clashes.
Further teams who share a rivalry with Ajax include Twente, Vitesse Arnhem, Groningen and AZ, although the latter is often regarded by Ajax supporters as the club's "little brother". With AZ being from nearby Alkmaar and therefore situated in the same province as Ajax, match-ups between the two sides are commonly known as the "De Noord-Hollandse Derby" ("North Holland Derby") and are often very competitive, intense and loaded fixtures.
Past rivalries include local Amsterdam derbies between Ajax and clubs such as Blauw-Wit, DWS and De Volewijckers (which later merged to become FC Amsterdam in 1972). However, the tension between the local sides lessened as the division of the clubs through playing in different leagues over time became greater. Years of not competing in the same league resulted in less frequent match-ups, until tensions finally settled between the Amsterdam clubs. The last Amsterdam derby to take place in an official league match was when Ajax defeated FC Amsterdam 5–1 on 19 March 1978.
Supporters
Ajax is known for having fanatic core supporter-groups, of which F-Side and VAK410 are the most famous. The F-Side was founded on 3 October 1976, and is situated right behind the goal in the Johan Cruyff Arena, on the southern end of the stadium in rows 125–129. Its name is derived from the group's former location on the F-side of the old De Meer Stadion. The F-side supporters are responsible for a big part of the atmosphere in the stadium, and are also known for rioting during and after matches. If in any match Ajax should win the coin toss, the second half of the match Ajax always play towards the south-end of the stadium. VAK410 (English: Row 410) was founded in 2001 and is situated in the Zuidhoek (South corner) of the stadium on the upper ring in rows 424–425. The group was originally situated on the North-West side of the stadium in row 410, from where it derives its name, until relocating to their current place in the stands in 2008. Members of VAK410 are known to perform various stunts, which include massive banners, to enhance the atmosphere in the stadium. Neither F-Side or VAK410 have seats in their sections of the stadium, and both groups stand for the duration of the match.
Through the official Football Top 20 of Dutch sports research group SPORT+MARKT, it was revealed in 2010 that Ajax had approximately 7.1 million supporters throughout Europe. This is significantly more than rivals Feyenoord and PSV (each 1.6 and 1.3 million, respectively), which puts Ajax as the club with the 15th-most supporters across Europe. The study also revealed that approximately 39% of the Netherlands were Ajax supporters. Not only does Ajax have many supporters, but several fans attend their matches in European competition, with an average attendance of 48,677 spectators for every international match Ajax played, putting the team at 12th place in Europe for highest attendance, ahead of high-profile clubs such as Milan and Chelsea. It is noteworthy that not all stadiums share the capacity of the Johan Cruyff Arena.
Supporters clubs
The Supporters Club Ajax () is officially the largest supporters club in the Netherlands with 94,000 members. Founded on 7 May 1992, the supporters club organize big monthly events throughout the Netherlands, and particularly around the official Ajax Open Training Day, which attracts thousands of supporters each year. Furthermore, the supporters group is responsible for the Ajax Life website, as well as the fanzine which is issued 20 times a year.
In 2006, the AFCA Supportersclub was introduced as the club's second official supporters' association, through the merger of the Onafhankelijke Fanclub Ajax (OFA) and the Ajax Supporters Delegatie (ASD). The AFCA Supportersclub has a reported 42,000 members, as well as a former member on the Board of Administration of Ajax, in Ronald Pieloor.
The third official supporters club is the Ajax Business Associates (ABA). Founded in 1991 the ABA is the Business club of Ajax. Members occupy the skyboxes in the Stadium and can make use of the clubs' amenities and luxury suites including the ABA club and lounge. The ABA is also responsible for hosting the annual Ajax Business Golf Trophy, an amateur golf tournament where several active and former Ajax players, as well as prominent people and members of the ABA, participate.
Average attendance
This graph displays the average attendance for home matches of Ajax from 1988 to 2018, whereby the difference in capacity of the De Meer Stadion and the Johan Cruyff Arena (est. 1996) is clearly visible.
Mascot
Lucky Lynx, is the official team mascot. (2000–present)
Jewish connection
Historically, Ajax was popularly seen as having "Jewish roots". While it had fewer Jewish players than WV-HEDW, Ajax has had a Jewish image since the 1930s when the home stadium was located next to a Jewish neighbourhood of Amsterdam-Oost and opponents saw many supporters walking through the Nieuwmarkt/Waterloopleinbuurt (de Jodenhoek—the "Jews' corner") to get to the stadium. The city of Amsterdam was historically referred to as a Mokum city, Mokum (מקום) being the Yiddish word for "place" or "safe haven", and as anti-Semitic chants and name calling developed and intensified at the old De Meer Stadion from frustrated supporters of opposing clubs, Ajax fans (few of whom are actually Jewish) responded by embracing Ajax's "Jewish" identity: calling themselves "super Jews", chanting "Jews, Jews" ("Joden, Joden") at games, and adopting Jewish symbols such as the Star of David and the Israeli flag.
This Jewish imagery eventually became a central part of Ajax fans' culture. At one point, ringtones of "Hava Nagila", a Hebrew folk song, could be downloaded from the club's official website. Beginning in the 1980s, fans of Ajax's rivals escalated their anti-Semitic rhetoric, chanting slogans like "Hamas, Hamas/Jews to the gas" ("Hamas, hamas, joden aan het gas"), hissing to imitate the flow of gas, giving Nazi salutes, and other things. The eventual result was that many genuinely Jewish Ajax fans stopped going to games.
In the 2000s, the club began trying to persuade fans to drop its Jewish image. In 2013, a documentary titled Superjews was released by NTR and Viewpoint Productions which premiered at the International Documentary Film Festival Amsterdam (IDFA). The film was directed by Nirit Peled, an Israeli living in Amsterdam, and an independent film maker who offers a very personal view into the game, the lore of Ajax and its relation to Judaism from both the supporters as well as from a Jewish perspective.
Players
Current squad
Players out on loan
Retired numbers
14 – Johan Cruyff (Forward, 1964–73, 1981–83). Number retired on 25 April 2007 at Cruyff's 60th birthday celebration match.
Notes:
Youth/reserves squad
For the reserve squad of Ajax see: Jong Ajax.
Notable former players
Board and staff
Current board
Executive Board
Chairman: Frank Eijken
Board members: 3 – ( Wendy Nagel, Marc Stuut, Sander Mallie)
Board of Directors
Chief executive officer: Jan van Halst (interim)
Chief financial officer: Susan Lenderink
Chief commercial officer: Menno Geelen
Chief sports officer: Maurits Hendriks
Director of football: Vacant
Supervisory Board
Chairman: Pier Eringa
Board members: 4 – ( Annette Mosman, Jan van Halst, Cees van Oevelen, Georgette Schlick)
Current staff
Coaching staff
Head coach: John van 't Schip (interim)
Assistant coaches: Hedwiges Maduro Said Bakkati
First-team coach: Richard Witschge
Goalkeeping coach: Anton Scheutjens
Performance coach: Alessandro Schoenmaker
Medical staff
Team doctor: Bas Peijs
Team doctor: Don de Winter
Physiotherapist: Ralph van der Horst
Physiotherapist: Pim van Dord
Physiotherapist: Frank van Deursen
Fitness coach / Recovery trainer: Björn Rekelhof
Accompanying staff
Team manager: Jan Siemerink
Players supervisor: Herman Pinkster
Loan coach: Michel Kreek
Press officer: Miel Brinkhuis
List of Ajax chairmen
Floris Stempel (1900–08)
Chris Holst (1908–10)
Han Dade (1910–12)
Chris Holst (1912–13)
Willem Egeman (1913–25)
Frans Schoevaart (1925–32)
Marius Koolhaas (1932–56)
Wim Volkers (1956–58)
Jan Melchers (1958–64)
Jaap van Praag (1964–78)
Ton Harmsen (1978–88)
Michael van Praag (1989–2003)
John Jaakke (2003–08)
Uri Coronel (2008–11)
Hennie Henrichs (2011–20)
Frank Eijken (2020–present)
List of Ajax coaches
Jack Kirwan (1910–15)
Jack Reynolds (1915–25)
Harold Rose (1925–26)
Stanley Castle (1926–28)
Jack Reynolds (1928–40)
Vilmos Halpern (1940–41)
Wim Volkers (1941–42)
Dolf van Kol (1942–45)
Jack Reynolds (1945–47)
Robert Smith (1947–48)
Walter Crook (1948–50)
Robert Thomson (1950–52)
Karel Kaufman (1952–53)
Walter Crook (1953–54)
Karl Humenberger (1954–59)
Vic Buckingham (1959–61)
Keith Spurgeon (1961–62)
Joseph Gruber (1962–63)
Jack Rowley (1963–64)
Vic Buckingham (1964–65)
Rinus Michels (1965–71)
Ștefan Kovács (1971–73)
George Knobel (1973–74)
Bobby Haarms (1974, interim)
Hans Kraay (1974–75)
Jan van Daal (1975, interim)
Rinus Michels (1975–76)
Tomislav Ivić (1976–78)
Cor Brom (1978–79)
Leo Beenhakker (1979–81)
Aad de Mos (1981, interim)
Kurt Linder (1981–82)
Aad de Mos (1982–85)
Antoine Kohn, Tonny Bruins Slot and Cor van der Hart (1985, interim)
Johan Cruyff (1985–88)
Kurt Linder (1988)
Antoine Kohn, Bobby Haarms and Barry Hulshoff (1988–89, interim)
Leo Beenhakker (1989–91)
Louis van Gaal (1991–97)
Morten Olsen (1997–99)
Jan Wouters (1999–2000)
Hans Westerhof (2000, interim)
Co Adriaanse (2000–01)
Ronald Koeman (2001–05)
Ruud Krol (2005, interim)
Danny Blind (2005–06)
Henk ten Cate (2006–07)
Adrie Koster (2007–08, interim)
Marco van Basten (2008–09)
John van 't Schip (2009, interim)
Martin Jol (2009–10)
Frank de Boer (2010–16)
Peter Bosz (2016–17)
Marcel Keizer (2017)
Erik ten Hag (2017–2022)
Alfred Schreuder (2022–2023)
John Heitinga (2023)
Maurice Steijn (2023)
Hedwiges Maduro (2023, interim)
John van 't Schip (2023–2024, interim)
Honours
Official trophies (recognized by UEFA and FIFA)
National
Netherlands Football League Championship / Eredivisie (36; record):
1917–18, 1918–19, 1930–31, 1931–32, 1933–34, 1936–37, 1938–39, 1946–47, 1956–57, 1959–60, 1965–66, 1966–67, 1967–68, 1969–70, 1971–72, 1972–73, 1976–77, 1978–79, 1979–80, 1981–82, 1982–83, 1984–85, 1989–90, 1993–94, 1994–95, 1995–96, 1997–98, 2001–02, 2003–04, 2010–11, 2011–12, 2012–13, 2013–14, 2018–19, 2020–21, 2021–22
KNVB Cup (20; record):
1916–17, 1942–43, 1960–61, 1966–67, 1969–70, 1970–71, 1971–72, 1978–79, 1982–83, 1985–86, 1986–87, 1992–93, 1997–98, 1998–99, 2001–02, 2005–06, 2006–07, 2009–10, 2018–19, 2020–21
Johan Cruyff Shield (9):
1993, 1994, 1995, 2002, 2005, 2006, 2007, 2013, 2019
European
European Cup / UEFA Champions League (4; Dutch record):
1970–71, 1971–72, 1972–73, 1994–95
European Cup Winners' Cup (1; Dutch record):
1986–87
UEFA Cup (1):
1991–92
Super Competition / UEFA Super Cup (2; Dutch record):
1973, 1995 Ajax also won in 1972, however UEFA only sanctioned the UEFA Super Cup for the first time in 1973 so the 1972 edition was an unofficial one. Played against Rangers, winners of the 1971–72 European Cup Winners' Cup, it actually went ahead as 'a celebration of the Centenary of Rangers F.C.' (see below) because Rangers was serving a one-year ban at the time, imposed by UEFA for the misbehaviour of its fans. That victory meant Ajax had won every tournament (5 in total) they entered that year, a feat Celtic achieved in 1967 (with 6 trophies), Barcelona in 2009 (6 trophies), and Bayern in 2020 (also 6 trophies).
Worldwide
Intercontinental Cup (2; Dutch record):
1972, 1995
Other trophies
Ajax have won numerous friendly tournaments, unsanctioned by UEFA or FIFA, including the Amsterdam Tournament, Bruges Matins Trophy, Trofeo Santiago Bernabéu, Eusébio Cup, Ted Bates Trophy, Jalkapalloturnaus and Chippie Polar Cup. (For a complete list, see the list of AFC Ajax honours)
Club Awards
World Soccer World Team of the Year : 1
1995
France Football European Team of the Year : 4
1969, 1971, 1972, 1973
Dutch Sports Team of the Year : 5
1968, 1969, 1972, 1987, 1995
Sports Team of the Year : 1
1990
Dick van Rijn Trophy : 1
1995
Amsterdam Sportsteam of the year: 3
2011, 2013, 2014
ING Fair Play Award : 2
2013, 2014
Fair Play Cup : 1
1995
FIFA Club of the Century : shared 5th place
20th Century
kicker Sportmagazin Club of the Century: 2nd place
20th Century
Best Dutch club after 50 years of professional football : 1
2004
Football shirt of the Year : Ajax away shirt by adidas
2013–14
The Four-Four-Two Greatest Club Side Ever : Ajax (1965–1973)
2013
VVCS Best Pitch of the Year : 1
2012
Honorary club members
Ajax have a total of 45 honorary club members, from people who have been invested within the club's administrative engagements, to committed players who have excelled in the athletic department. Of those 45 members 40 have since died. Five members still remain, having been reduced from eight members after Piet Keizer renounced his membership, seven after the passing of Johan Cruyff and six after the passing of Uri Coronel.
Hennie Henrichs
Arie van Os
Michael van Praag
Rob Been
Sjaak Swart
The remaining 40 honorary members who have since died:
Floris Stempel
Han Dade
Chris Holst
L.W. van Fliet
K.W.F. van der Lee
Henk Alofs
Frans Schoevaart
Jan Grootmeijer
J. Oudheusden
Willem Egeman
Jan Schoevaart
Marius Koolhaas
Jordanus Roodenburgh
Theo Brokmann
F.H.W. de Bruijn
Jan de Boer
Frans Couton
A.L. Desmit
Wim Anderiesen
Wim Volkers
Jan Elzenga
Roef Vunderink
Kick Geudeker
G. de Jongh
Jack Reynolds
Ferry Dukker
Arie de Wit
W.F.C. Bruijnesteijn
Jan Westrik
Jaap van Praag
Henk Hordijk
M.J.W. Middendorp
Rinus Michels
Henk Timman
Jan Potharst
Bobby Haarms
André Kraan
Willem Schoevaart
Johan Cruyff
Uri Coronel
Results
Domestic results
Below is a table with Ajax's domestic results since the introduction of the in 1956.
Continental results
Team records
Most match appearances: 463 – Sjaak Swart
Most goals scored: 273 – Piet van Reenen
Most goals scored in a season: 41 – Henk Groot
First Ajax player to receive an International cap: Gerard Fortgens for the Netherlands in 1911
First Ajax player to score a goal for the national team: Theo Brokmann for the Netherlands in 1919
Club van 100
The Club van 100 is the official list of Football players who have appeared in one hundred or more official matches for AFC Ajax. The club currently has a total of over 150 members. The record for league appearances is held by Mr. Ajax himself Sjaak Swart, who appeared in 463 league matches for Ajax. There is a beneficiary team called Lucky Ajax, which was initiated by Sjaak Swart. Lucky Ajax participate in at least one match a year, usually in the name of charity, and commonly at football ceremonies to bid farewell to retiring players. One of the prerequisites for playing on Lucky Ajax, which is invitational only, is that you are a member of the Club van 100, having made at least 100 official match appearances for Ajax in the first team of the club.
Lucky Ajax
Lucky Ajax is a beneficiary team that was initiated by Sjaak Swart in the seventies, competing in at least one match a year, usually in the name of charity and/or to bid farewell to retiring former Ajax players. The team is made up of various members of the Club van 100 of Ajax who will come out of retirement for this match to face the Ajax squad that is current of that year. Past participants have included Barry Hulshoff, Sonny Silooy, Simon Tahamata, Ronald Koeman, Tscheu La Ling, Gerrie Mühren, John van 't Schip, Brian Roy, Stanley Menzo, Peter van Vossen and Fred Grim. The name Lucky Ajax is derived from the famous "Lucky Ajax" nickname from how people used to refer to the club when Ajax would either win a match by chance, by a decision of a referee, or by coincidence such as was said to be the case during the infamous Mistwedstrijd ("Fog Match").
Number 14 shirt
As of the 2007–08 season, no player could wear the number 14 shirt at Ajax after the club decided to retire the shirt out of respect for Johan Cruyff, "the legendary number fourteen". Cruyff himself laughed off the tribute, saying the club had to let its best player play with number 14. Spanish midfielder Roger was the last player to wear the number. Marvin Zeegelaar wore the shirt number In preparation for the 2011–12 season in one preseason match, while Aras Özbiliz wore the number 14 shirt in one pre-season match ahead of the 2011–12 season as well. The club stated that this was, in fact, not done in error.
Below is a list of all players to wear the number 14 shirt since Johan Cruyff's departure.
Former captains
Team tournaments
Amsterdam Tournament
Established in 1975 as the Amsterdam 700 Tournament to celebrate 700 years of history in the city. The tournament was hosted annually each summer by Ajax until 1992, when the last edition of the original tournament was played. It returned in 1999 with the backing of the International Event Partnership (IEP). Four teams participated in the competition, played in a league format since 1986. Since its return, the tournament used an unusual point scoring system. As with most league competitions, three points were awarded for a win, one for a draw, and none for a loss. An additional point, however, was awarded for each goal scored. The system was designed to reward teams that adopted a more attacking style of play. Each entrant played two matches, with the winner being the club that finished at the top of the table. The original competition was held at Het Olympisch Stadion where Ajax played the bigget games until 1996. The Amsterdam Arena (now Johan Cruyff Arena) played host to the event since its return until the last edition was played in 2009. Ajax is the most successful team of the tournament, having won it a record ten times, while Benfica from Portugal was the last team to win the tournament, in 2009.
Copa Amsterdam
Established in 2005, the Copa Amsterdam is an international friendly football tournament for Under-19 youth teams, that is organized by Ajax and the Amsterdam city council, which takes place at the Olympic Stadium as part of the annual Amsterdam Sports Weekend, a citywide sponsored initiative to promote 'sports and recreation' within the city of Amsterdam. Each Summer the city of Amsterdam and Ajax invite U-19 teams from various top clubs from around the World to participate in the tournament. Seven teams are invited and play in the competition every year. Over the years, clubs such as Barcelona, Juventus, Chelsea and Real Madrid have had their senior youth teams participate in the tournament. Cruzeiro from Brazil is the most successful club in the history of the tournament, having won it three times in total.
Future Cup
Established in 2010, the AEGON Future Cup is an international friendly tournament for Under-17 youth teams, which is organized by AFC Ajax and their main sponsor, the insurance company AEGON. The tournament is held each year at the Johan Cruyff Arena and at the Sportpark De Toekomst, the team's training ground, which also inspired the name of the competition, since De Toekomst in Dutch means The Future. Every year during the Easter weekend, six U-17 teams are invited to participate in the competition, while the seventh place for the contesters is reserved for the winners of the "Craques Mongeral AEGON Future Cup" in Brazil, the sister competition of the tournament in South America. Youth teams from top clubs such as Manchester United, Bayern Munich, Milan and many more have participated in the competition over the years. Ajax is the most successful club of the tournament, having won the trophy a total of five times.
See also
List of football clubs in the Netherlands
Bibliography
David Endt, De godenzonen van Ajax, Rap, Amsterdam, 1993,
Jan Baltus Kok, Naar Ajax. Mobiliteitspatronen van bezoekers bij vier thuiswedstrijden van Ajax, University of Amsterdam, Amsterdam, 1992,
Simon Kuper, Ajax, The Dutch, The War. Football in Europe during the Second World War, Orion Books, London (Translation of: Ajax, de Joden en Nederland ("Ajax, the Jews, The Netherlands)", 2003,
Evert Vermeer, 95 jaar Ajax. 1900–1995, Luitingh-Sijthoff, Amsterdam, 1996,
External links
AFC Ajax at weltfussballarchiv
AFC Ajax at soccerway
References
Football clubs in Amsterdam
Football clubs in the Netherlands
1900 establishments in the Netherlands
Association football clubs established in 1900
G-14 clubs
Aj
Aj
Aj
Aj
A |
2274 | https://en.wikipedia.org/wiki/Arthur%20Eddington | Arthur Eddington | Sir Arthur Stanley Eddington (28 December 1882 – 22 November 1944) was an English astronomer, physicist, and mathematician. He was also a philosopher of science and a populariser of science. The Eddington limit, the natural limit to the luminosity of stars, or the radiation generated by accretion onto a compact object, is named in his honour.
Around 1920, he foreshadowed the discovery and mechanism of nuclear fusion processes in stars, in his paper "The Internal Constitution of the Stars". At that time, the source of stellar energy was a complete mystery; Eddington was the first to correctly speculate that the source was fusion of hydrogen into helium.
Eddington wrote a number of articles that announced and explained Einstein's theory of general relativity to the English-speaking world. World War I had severed many lines of scientific communication, and new developments in German science were not well known in England. He also conducted an expedition to observe the solar eclipse of 29 May 1919 on the Island of Principe that provided one of the earliest confirmations of general relativity, and he became known for his popular expositions and interpretations of the theory.
Early years
Eddington was born 28 December 1882 in Kendal, Westmorland (now Cumbria), England, the son of Quaker parents, Arthur Henry Eddington, headmaster of the Quaker School, and Sarah Ann Shout.
His father taught at a Quaker training college in Lancashire before moving to Kendal to become headmaster of Stramongate School. He died in the typhoid epidemic which swept England in 1884. His mother was left to bring up her two children with relatively little income. The family moved to Weston-super-Mare where at first Stanley (as his mother and sister always called Eddington) was educated at home before spending three years at a preparatory school. The family lived at a house called Varzin, 42 Walliscote Road, Weston-super-Mare. There is a commemorative plaque on the building explaining Sir Arthur's contribution to science.
In 1893 Eddington entered Brynmelyn School. He proved to be a most capable scholar, particularly in mathematics and English literature. His performance earned him a scholarship to Owens College, Manchester (what was later to become the University of Manchester), in 1898, which he was able to attend, having turned 16 that year. He spent the first year in a general course, but he turned to physics for the next three years. Eddington was greatly influenced by his physics and mathematics teachers, Arthur Schuster and Horace Lamb. At Manchester, Eddington lived at Dalton Hall, where he came under the lasting influence of the Quaker mathematician J. W. Graham. His progress was rapid, winning him several scholarships and he graduated with a BSc in physics with First Class Honours in 1902.
Based on his performance at Owens College, he was awarded a scholarship to Trinity College, Cambridge, in 1902. His tutor at Cambridge was Robert Alfred Herman and in 1904 Eddington became the first ever second-year student to be placed as Senior Wrangler. After receiving his M.A. in 1905, he began research on thermionic emission in the Cavendish Laboratory. This did not go well, and meanwhile he spent time teaching mathematics to first year engineering students. This hiatus was brief. Through a recommendation by E. T. Whittaker, his senior colleague at Trinity College, he secured a position at the Royal Observatory, Greenwich, where he was to embark on his career in astronomy, a career whose seeds had been sown even as a young child when he would often "try to count the stars".
Astronomy
In January 1906, Eddington was nominated to the post of chief assistant to the Astronomer Royal at the Royal Greenwich Observatory. He left Cambridge for Greenwich the following month. He was put to work on a detailed analysis of the parallax of 433 Eros on photographic plates that had started in 1900. He developed a new statistical method based on the apparent drift of two background stars, winning him the Smith's Prize in 1907. The prize won him a fellowship of Trinity College, Cambridge. In December 1912, George Darwin, son of Charles Darwin, died suddenly, and Eddington was promoted to his chair as the Plumian Professor of Astronomy and Experimental Philosophy in early 1913. Later that year, Robert Ball, holder of the theoretical Lowndean chair, also died, and Eddington was named the director of the entire Cambridge Observatory the next year. In May 1914, he was elected a fellow of the Royal Society: he was awarded the Royal Medal in 1928 and delivered the Bakerian Lecture in 1926.
Eddington also investigated the interior of stars through theory, and developed the first true understanding of stellar processes. He began this in 1916 with investigations of possible physical explanations for Cepheid variable stars. He began by extending Karl Schwarzschild's earlier work on radiation pressure in Emden polytropic models. These models treated a star as a sphere of gas held up against gravity by internal thermal pressure, and one of Eddington's chief additions was to show that radiation pressure was necessary to prevent collapse of the sphere. He developed his model despite knowingly lacking firm foundations for understanding opacity and energy generation in the stellar interior. However, his results allowed for calculation of temperature, density and pressure at all points inside a star (thermodynamic anisotropy), and Eddington argued that his theory was so useful for further astrophysical investigation that it should be retained despite not being based on completely accepted physics. James Jeans contributed the important suggestion that stellar matter would certainly be ionized, but that was the end of any collaboration between the pair, who became famous for their lively debates.
Eddington defended his method by pointing to the utility of his results, particularly his important mass–luminosity relation. This had the unexpected result of showing that virtually all stars, including giants and dwarfs, behaved as ideal gases. In the process of developing his stellar models, he sought to overturn current thinking about the sources of stellar energy. Jeans and others defended the Kelvin–Helmholtz mechanism, which was based on classical mechanics, while Eddington speculated broadly about the qualitative and quantitative consequences of possible proton–electron annihilation and nuclear fusion processes.
Around 1920, he anticipated the discovery and mechanism of nuclear fusion processes in stars, in his paper "The Internal Constitution of the Stars". At that time, the source of stellar energy was a complete mystery; Eddington correctly speculated that the source was fusion of hydrogen into helium, liberating enormous energy according to Einstein's equation . This was a particularly remarkable development since at that time fusion and thermonuclear energy, and even the fact that stars are largely composed of hydrogen (see metallicity), had not yet been discovered. Eddington's paper, based on knowledge at the time, reasoned that:
The leading theory of stellar energy, the contraction hypothesis (cf. the Kelvin–Helmholtz mechanism), should cause stars' rotation to visibly speed up due to conservation of angular momentum. But observations of Cepheid variable stars showed this was not happening.
The only other known plausible source of energy was conversion of matter to energy; Einstein had shown some years earlier that a small amount of matter was equivalent to a large amount of energy.
Francis Aston had also recently shown that the mass of a helium atom was about 0.8% less than the mass of the four hydrogen atoms which would, combined, form a helium atom, suggesting that if such a combination could happen, it would release considerable energy as a byproduct.
If a star contained just 5% of fusible hydrogen, it would suffice to explain how stars got their energy. (We now know that most "ordinary" stars contain far more than 5% hydrogen.)
Further elements might also be fused, and other scientists had speculated that stars were the "crucible" in which light elements combined to create heavy elements, but without more accurate measurements of their atomic masses nothing more could be said at the time.
All of these speculations were proven correct in the following decades.
With these assumptions, he demonstrated that the interior temperature of stars must be millions of degrees. In 1924, he discovered the mass–luminosity relation for stars (see Lecchini in ). Despite some disagreement, Eddington's models were eventually accepted as a powerful tool for further investigation, particularly in issues of stellar evolution. The confirmation of his estimated stellar diameters by Michelson in 1920 proved crucial in convincing astronomers unused to Eddington's intuitive, exploratory style. Eddington's theory appeared in mature form in 1926 as The Internal Constitution of the Stars, which became an important text for training an entire generation of astrophysicists.
Eddington's work in astrophysics in the late 1920s and the 1930s continued his work in stellar structure, and precipitated further clashes with Jeans and Edward Arthur Milne. An important topic was the extension of his models to take advantage of developments in quantum physics, including the use of degeneracy physics in describing dwarf stars.
Dispute with Chandrasekhar on the mass limit of stars
The topic of extension of his models precipitated his dispute with Subrahmanyan Chandrasekhar, who was then a student at Cambridge. Chandrasekhar's work presaged the discovery of black holes, which at the time seemed so absurdly non-physical that Eddington refused to believe that Chandrasekhar's purely mathematical derivation had consequences for the real world. Eddington was wrong and his motivation is controversial. Chandrasekhar's narrative of this incident, in which his work is harshly rejected, portrays Eddington as rather cruel and dogmatic. Chandra benefited from his friendship with Eddington. It was Eddington and Milne who put up Chandra's name for the fellowship for the Royal Society which Chandra obtained. An FRS meant he was at the Cambridge high-table with all the luminaries and a very comfortable endowment for research. Eddington's criticism seems to have been based partly on a suspicion that a purely mathematical derivation from relativity theory was not enough to explain the seemingly daunting physical paradoxes that were inherent to degenerate stars, but to have "raised irrelevant objections" in addition, as Thanu Padmanabhan puts it.
Relativity
During World War I, Eddington was secretary of the Royal Astronomical Society, which meant he was the first to receive a series of letters and papers from Willem de Sitter regarding Einstein's theory of general relativity. Eddington was fortunate in being not only one of the few astronomers with the mathematical skills to understand general relativity, but owing to his internationalist and pacifist views inspired by his Quaker religious beliefs, one of the few at the time who was still interested in pursuing a theory developed by a German physicist. He quickly became the chief supporter and expositor of relativity in Britain. He and Astronomer Royal Frank Watson Dyson organized two expeditions to observe a solar eclipse in 1919 to make the first empirical test of Einstein's theory: the measurement of the deflection of light by the Sun's gravitational field. In fact, Dyson's argument for the indispensability of Eddington's expertise in this test was what prevented Eddington from eventually having to enter military service.
When conscription was introduced in Britain on 2 March 1916, Eddington intended to apply for an exemption as a conscientious objector. Cambridge University authorities instead requested and were granted an exemption on the ground of Eddington's work being of national interest. In 1918, this was appealed against by the Ministry of National Service. Before the appeal tribunal in June, Eddington claimed conscientious objector status, which was not recognized and would have ended his exemption in August 1918. A further two hearings took place in June and July, respectively. Eddington's personal statement at the June hearing about his objection to war based on religious grounds is on record. The Astronomer Royal, Sir Frank Dyson, supported Eddington at the July hearing with a written statement, emphasising Eddington's essential role in the solar eclipse expedition to Príncipe in May 1919. Eddington made clear his willingness to serve in the Friends' Ambulance Unit, under the jurisdiction of the British Red Cross, or as a harvest labourer. However, the tribunal's decision to grant a further twelve months' exemption from military service was on condition of Eddington continuing his astronomy work, in particular in preparation for the Príncipe expedition. The war ended before the end of his exemption.
After the war, Eddington travelled to the island of Príncipe off the west coast of Africa to watch the solar eclipse of 29 May 1919. During the eclipse, he took pictures of the stars (several stars in the Hyades cluster, including Kappa Tauri of the constellation Taurus) whose line of sight from the Earth happened to be near the Sun's location in the sky at that time of year. This effect is noticeable only during a total solar eclipse when the sky is dark enough to see stars which are normally obscured by the Sun's brightness. According to the theory of general relativity, stars with light rays that passed near the Sun would appear to have been slightly shifted because their light had been curved by its gravitational field. Eddington showed that Newtonian gravitation could be interpreted to predict half the shift predicted by Einstein.
Eddington's observations published the next year allegedly confirmed Einstein's theory, and were hailed at the time as evidence of general relativity over the Newtonian model. The news was reported in newspapers all over the world as a major story. Afterward, Eddington embarked on a campaign to popularize relativity and the expedition as landmarks both in scientific development and international scientific relations.
It has been claimed that Eddington's observations were of poor quality, and he had unjustly discounted simultaneous observations at Sobral, Brazil, which appeared closer to the Newtonian model, but a 1979 re-analysis with modern measuring equipment and contemporary software validated Eddington's results and conclusions. The quality of the 1919 results was indeed poor compared to later observations, but was sufficient to persuade contemporary astronomers. The rejection of the results from the expedition to Brazil was due to a defect in the telescopes used which, again, was completely accepted and well understood by contemporary astronomers.
Throughout this period, Eddington lectured on relativity, and was particularly well known for his ability to explain the concepts in lay terms as well as scientific. He collected many of these into the Mathematical Theory of Relativity in 1923, which Albert Einstein suggested was "the finest presentation of the subject in any language." He was an early advocate of Einstein's general relativity, and an interesting anecdote well illustrates his humour and personal intellectual investment: Ludwik Silberstein, a physicist who thought of himself as an expert on relativity, approached Eddington at the Royal Society's (6 November) 1919 meeting where he had defended Einstein's relativity with his Brazil-Príncipe solar eclipse calculations with some degree of scepticism, and ruefully charged Arthur as one who claimed to be one of three men who actually understood the theory (Silberstein, of course, was including himself and Einstein as the other). When Eddington refrained from replying, he insisted Arthur not be "so shy", whereupon Eddington replied, "Oh, no! I was wondering who the third one might be!"
Cosmology
Eddington was also heavily involved with the development of the first generation of general relativistic cosmological models. He had been investigating the instability of the Einstein universe when he learned of both Lemaître's 1927 paper postulating an expanding or contracting universe and Hubble's work on the recession of the spiral nebulae. He felt the cosmological constant must have played the crucial role in the universe's evolution from an Einsteinian steady state to its current expanding state, and most of his cosmological investigations focused on the constant's significance and characteristics. In The Mathematical Theory of Relativity, Eddington interpreted the cosmological constant to mean that the universe is "self-gauging".
Fundamental theory and the Eddington number
During the 1920s until his death, Eddington increasingly concentrated on what he called "fundamental theory" which was intended to be a unification of quantum theory, relativity, cosmology, and gravitation. At first he progressed along "traditional" lines, but turned increasingly to an almost numerological analysis of the dimensionless ratios of fundamental constants.
His basic approach was to combine several fundamental constants in order to produce a dimensionless number. In many cases these would result in numbers close to 1040, its square, or its square root. He was convinced that the mass of the proton and the charge of the electron were a "natural and complete specification for constructing a Universe" and that their values were not accidental. One of the discoverers of quantum mechanics, Paul Dirac, also pursued this line of investigation, which has become known as the Dirac large numbers hypothesis.
A somewhat damaging statement in his defence of these concepts involved the fine-structure constant, α. At the time it was measured to be very close to 1/136, and he argued that the value should in fact be exactly 1/136 for epistemological reasons. Later measurements placed the value much closer to 1/137, at which point he switched his line of reasoning to argue that one more should be added to the degrees of freedom, so that the value should in fact be exactly 1/137, the Eddington number. Wags at the time started calling him "Arthur Adding-one". This change of stance detracted from Eddington's credibility in the physics community. The current CODATA value is 1/
Eddington believed he had identified an algebraic basis for fundamental physics, which he termed "E-numbers" (representing a certain group – a Clifford algebra). These in effect incorporated spacetime into a higher-dimensional structure. While his theory has long been neglected by the general physics community, similar algebraic notions underlie many modern attempts at a grand unified theory. Moreover, Eddington's emphasis on the values of the fundamental constants, and specifically upon dimensionless numbers derived from them, is nowadays a central concern of physics. In particular, he predicted a number of hydrogen atoms in the Universe 136 × 2256 ≈ 1.57 1079, or equivalently the half of the total number of particles protons + electrons. He did not complete this line of research before his death in 1944; his book Fundamental Theory was published posthumously in 1948.
Eddington number for cycling
Eddington is credited with devising a measure of a cyclist's long-distance riding achievements. The Eddington number in the context of cycling is defined as the maximum number E such that the cyclist has cycled at least E miles on at least E days.
For example, an Eddington number of 70 would imply that the cyclist has cycled at least 70 miles in a day on at least 70 occasions. Achieving a high Eddington number is difficult, since moving from, say, 70 to 75 will (probably) require more than five new long-distance rides, since any rides shorter than 75 miles will no longer be included in the reckoning. Eddington's own life-time E-number was 84.
The Eddington number for cycling is analogous to the h-index that quantifies both the actual scientific productivity and the apparent scientific impact of a scientist.
Philosophy
Idealism
Eddington wrote in his book The Nature of the Physical World that "The stuff of the world is mind-stuff."
The idealist conclusion was not integral to his epistemology but was based on two main arguments.
The first derives directly from current physical theory. Briefly, mechanical theories of the ether and of the behaviour of fundamental particles have been discarded in both relativity and quantum physics. From this, Eddington inferred that a materialistic metaphysics was outmoded and that, in consequence, since the disjunction of materialism or idealism are assumed to be exhaustive, an idealistic metaphysics is required. The second, and more interesting argument, was based on Eddington's epistemology, and may be regarded as consisting of two parts. First, all we know of the objective world is its structure, and the structure of the objective world is precisely mirrored in our own consciousness. We therefore have no reason to doubt that the objective world too is "mind-stuff". Dualistic metaphysics, then, cannot be evidentially supported.
But, second, not only can we not know that the objective world is nonmentalistic, we also cannot intelligibly suppose that it could be material. To conceive of a dualism entails attributing material properties to the objective world. However, this presupposes that we could observe that the objective world has material properties. But this is absurd, for whatever is observed must ultimately be the content of our own consciousness, and consequently, nonmaterial.
Eddington believed that physics cannot explain consciousness - "light waves are propagated from the table to the eye; chemical changes occur in the retina; propagation of some kind occurs in the optic nerves; atomic changes follow in the brain. Just where the final leap into consciousness occurs is not clear. We do not know the last stage of the message in the physical world before it became a sensation in consciousness".
Ian Barbour, in his book Issues in Science and Religion (1966), p. 133, cites Eddington's The Nature of the Physical World (1928) for a text that argues the Heisenberg Uncertainty Principles provides a scientific basis for "the defense of the idea of human freedom" and his Science and the Unseen World (1929) for support of philosophical idealism "the thesis that reality is basically mental".
Charles De Koninck points out that Eddington believed in objective reality existing apart from our minds, but was using the phrase "mind-stuff" to highlight the inherent intelligibility of the world: that our minds and the physical world are made of the same "stuff" and that our minds are the inescapable connection to the world. As De Koninck quotes Eddington,
Indeterminism
Against Albert Einstein and others who advocated determinism, indeterminism—championed by Eddington—says that a physical object has an ontologically undetermined component that is not due to the epistemological limitations of physicists' understanding. The uncertainty principle in quantum mechanics, then, would not necessarily be due to hidden variables but to an indeterminism in nature itself. Eddington proclaimed "It is a consequence of the advent of the quantum theory that physics is no longer pledged to a scheme of deterministic law".
Popular and philosophical writings
Eddington wrote a parody of The Rubaiyat of Omar Khayyam, recounting his 1919 solar eclipse experiment. It contained the following quatrain:
During the 1920s and 30s, Eddington gave numerous lectures, interviews, and radio broadcasts on relativity, in addition to his textbook The Mathematical Theory of Relativity, and later, quantum mechanics. Many of these were gathered into books, including The Nature of the Physical World and New Pathways in Science. His use of literary allusions and humour helped make these difficult subjects more accessible.
Eddington's books and lectures were immensely popular with the public, not only because of his clear exposition, but also for his willingness to discuss the philosophical and religious implications of the new physics. He argued for a deeply rooted philosophical harmony between scientific investigation and religious mysticism, and also that the positivist nature of relativity and quantum physics provided new room for personal religious experience and free will. Unlike many other spiritual scientists, he rejected the idea that science could provide proof of religious propositions.
His popular writings made him a household name in Great Britain between the world wars.
Death
Eddington died of cancer in the Evelyn Nursing Home, Cambridge, on 22 November 1944. He was unmarried. His body was cremated at Cambridge Crematorium (Cambridgeshire) on 27 November 1944; the cremated remains were buried in the grave of his mother in the Ascension Parish Burial Ground in Cambridge.
Cambridge University's North West Cambridge development has been named Eddington in his honour.
Eddington was played by David Tennant in the television film Einstein and Eddington, with Einstein played by Andy Serkis. The film was notable for its groundbreaking portrayal of Eddington as a somewhat repressed gay man. It was first broadcast in 2008.
The actor Paul Eddington was a relative, mentioning in his autobiography (in light of his own weakness in mathematics) "what I then felt to be the misfortune" of being related to "one of the foremost physicists in the world".
Obituaries
Obituary 1 by Henry Norris Russell, Astrophysical Journal 101 (1943–46) 133
Obituary 2 by A. Vibert Douglas, Journal of the Royal Astronomical Society of Canada, 39 (1943–46) 1
Obituary 3 by Harold Spencer Jones and E. T. Whittaker, Monthly Notices of the Royal Astronomical Society 105 (1943–46) 68
Obituary 4 by Herbert Dingle, The Observatory 66 (1943–46) 1
The Times, Thursday, 23 November 1944; pg. 7; Issue 49998; col D: Obituary (unsigned) – Image of cutting available at
Honours
Awards and honors
Smith's Prize (1907)
International Honorary Member of the American Academy of Arts and Sciences (1922)
Bruce Medal of Astronomical Society of the Pacific (1924)
Henry Draper Medal of the National Academy of Sciences (1924)
Gold Medal of the Royal Astronomical Society (1924)
International Member of the United States National Academy of Sciences (1925)
Foreign membership of the Royal Netherlands Academy of Arts and Sciences (1926)
Prix Jules Janssen of the Société astronomique de France (French Astronomical Society) (1928)
Royal Medal of the Royal Society (1928)
Knighthood (1930)
International Member of the American Philosophical Society (1931)
Order of Merit (1938)
Honorary member of the Norwegian Astronomical Society (1939)
Hon. Freeman of Kendal, 1930
Named after him
Lunar crater Eddington
asteroid 2761 Eddington
Royal Astronomical Society's Eddington Medal
Eddington mission, now cancelled
Eddington Tower, halls of residence at the University of Essex
Eddington Astronomical Society, an amateur society based in his hometown of Kendal
Eddington, a house (group of students, used for in-school sports matches) of Kirkbie Kendal School
Eddington, new suburb of North West Cambridge, opened in 2017
Service
Gave the Swarthmore Lecture in 1929
Chairman of the National Peace Council 1941–1943
President of the International Astronomical Union; of the Physical Society, 1930–32; of the Royal Astronomical Society, 1921–23
Romanes Lecturer, 1922
Gifford Lecturer, 1927
In popular culture
Eddington is a central figure in the short story "The Mathematician's Nightmare: The Vision of Professor Squarepunt" by Bertrand Russell, a work featured in The Mathematical Magpie by Clifton Fadiman.
He was portrayed by David Tennant in the television film Einstein and Eddington, a co-production of the BBC and HBO, broadcast in the United Kingdom on Saturday, 22 November 2008, on BBC2.
His thoughts on humour and religious experience were quoted in the adventure game The Witness, a production of the Thelka, Inc., released on 26 January 2016.
Time placed him on the cover on 16 April 1934.
Publications
1914. Stellar Movements and the Structure of the Universe. London: Macmillan.
1918. Report on the relativity theory of gravitation. London, Fleetway Press, Ltd.
1920. Space, Time and Gravitation: An Outline of the General Relativity Theory. Cambridge University Press.
1922. The theory of relativity and its influence on scientific thought
1923. 1952. The Mathematical Theory of Relativity. Cambridge University Press.
1925. The Domain of Physical Science. 2005 reprint:
1926. Stars and Atoms. Oxford: British Association.
1926. The Internal Constitution of Stars. Cambridge University Press.
1928. The Nature of the Physical World. MacMillan. 1935 replica edition: , University of Michigan 1981 edition: (1926–27 Gifford lectures)
1929. Science and the Unseen World. US Macmillan, UK Allen & Unwin. 1980 Reprint Arden Library . 2004 US reprint – Whitefish, Montana : Kessinger Publications: . 2007 UK reprint London, Allen & Unwin (Swarthmore Lecture), with a new foreword by George Ellis.
1930. Why I Believe in God: Science and Religion, as a Scientist Sees It. Arrow/scrollable preview.
1933. The Expanding Universe: Astronomy's 'Great Debate', 1900–1931. Cambridge University Press.
1935. New Pathways in Science. Cambridge University Press.
1936. Relativity Theory of Protons and Electrons. Cambridge Univ. Press.
1939. Philosophy of Physical Science. Cambridge University Press. (1938 Tarner lectures at Cambridge)
1946. Fundamental Theory. Cambridge University Press.
See also
Astronomy
Chandrasekhar limit
Eddington luminosity (also called the Eddington limit)
Gravitational lens
Outline of astronomy
Stellar nucleosynthesis
Timeline of stellar astronomy
List of astronomers
Science
Arrow of time
Classical unified field theories
Degenerate matter
Dimensionless physical constant
Dirac large numbers hypothesis (also called the Eddington–Dirac number)
Eddington number
Introduction to quantum mechanics
Luminiferous aether
Parameterized post-Newtonian formalism
Special relativity
Theory of everything (also called "final theory" or "ultimate theory")
Timeline of gravitational physics and relativity
List of experiments
People
List of science and religion scholars
Other
Infinite monkey theorem
Numerology
Ontic structural realism
References
Further reading
Durham, Ian T., "Eddington & Uncertainty". Physics in Perspective (September – December). Arxiv, History of Physics
Lecchini, Stefano, "How Dwarfs Became Giants. The Discovery of the Mass–Luminosity Relation" Bern Studies in the History and Philosophy of Science, pp. 224. (2007)
Stanley, Matthew. "An Expedition to Heal the Wounds of War: The 1919 Eclipse Expedition and Eddington as Quaker Adventurer." Isis 94 (2003): 57–89.
Stanley, Matthew. "So Simple a Thing as a Star: Jeans, Eddington, and the Growth of Astrophysical Phenomenology" in British Journal for the History of Science, 2007, 40: 53–82.
External links
Trinity College Chapel
Arthur Stanley Eddington (1882–1944) . University of St Andrews, Scotland.
Quotations by Arthur Eddington
Arthur Stanley Eddington The Bruce Medalists.
Russell, Henry Norris, "Review of The Internal Constitution of the Stars by A.S. Eddington". Ap.J. 67, 83 (1928).
Experiments of Sobral and Príncipe repeated in the space project in proceeding in fórum astronomical.
Biography and bibliography of Bruce medalists: Arthur Stanley Eddington
Eddington books: The Nature of the Physical World, The Philosophy of Physical Science, Relativity Theory of Protons and Electrons, and Fundamental Theory
1882 births
1944 deaths
Alumni of Trinity College, Cambridge
Alumni of the Victoria University of Manchester
British anti–World War I activists
British astrophysicists
British conscientious objectors
British Christian pacifists
Corresponding Members of the Russian Academy of Sciences (1917–1925)
Corresponding Members of the USSR Academy of Sciences
British cosmologists
British Quakers
20th-century British astronomers
Fellows of Trinity College, Cambridge
Fellows of the Royal Astronomical Society
Fellows of the Royal Society
Foreign associates of the National Academy of Sciences
Knights Bachelor
Members of the Order of Merit
Members of the Royal Netherlands Academy of Arts and Sciences
People from Kendal
Presidents of the Physical Society
Presidents of the Royal Astronomical Society
Recipients of the Bruce Medal
Recipients of the Gold Medal of the Royal Astronomical Society
British relativity theorists
Royal Medal winners
Senior Wranglers
20th-century British physicists
Plumian Professors of Astronomy and Experimental Philosophy
Presidents of the International Astronomical Union
Members of the American Philosophical Society |
2275 | https://en.wikipedia.org/wiki/Apple%20II | Apple II | The Apple II (stylized as ) is an 8-bit home computer and one of the world's first highly successful mass-produced microcomputer products. It was designed primarily by Steve Wozniak; Jerry Manock developed the design of Apple II's foam-molded plastic case, Rod Holt developed the switching power supply, while Steve Jobs's role in the design of the computer was limited to overseeing Jerry Manock's work on the plastic case. It was introduced by Jobs and Wozniak at the 1977 West Coast Computer Faire, and marks Apple's first launch of a personal computer aimed at a consumer market—branded toward American households rather than businessmen or computer hobbyists.
Byte magazine referred to the Apple II, Commodore PET 2001, and TRS-80 as the "1977 Trinity". As the Apple II had the defining feature of being able to display color graphics, the Apple logo was redesigned to have a spectrum of colors.
The Apple II is the first model in the Apple II series, followed by Apple II+, Apple IIe, Apple IIc, Apple IIc Plus, and the 16-bit Apple IIGS—all of which remained compatible. Production of the last available model, Apple IIe, ceased in November 1993.
History
By 1976, Steve Jobs had convinced product designer Jerry Manock (who had formerly worked at Hewlett Packard designing calculators) to create the "shell" for the Apple II—a smooth case inspired by kitchen appliances that concealed the internal mechanics. The earliest Apple II computers were assembled in Silicon Valley and later in Texas; printed circuit boards were manufactured in Ireland and Singapore. The first computers went on sale on June 10, 1977 with an MOS Technology 6502 microprocessor running at 1.023 MHz ( of the NTSC color subcarrier), two game paddles (bundled until 1980, when they were found to violate FCC regulations), 4 KiB of RAM, an audio cassette interface for loading programs and storing data, and the Integer BASIC programming language built into ROMs. The video controller displayed 24 lines by 40 columns of monochrome, uppercase-only text on the screen (the original character set matches ASCII characters 20h to 5Fh), with NTSC composite video output suitable for display on a TV monitor or on a regular TV set (by way of a separate RF modulator).
The original retail price of the computer with 4 KiB of RAM was and with the maximum 48 KiB of RAM it was To reflect the computer's color graphics capability, the Apple logo on the casing has rainbow stripes, which remained a part of Apple's corporate logo until early 1998. Perhaps most significantly, the Apple II was a catalyst for personal computers across many industries; it opened the doors to software marketed at consumers.
Certain aspects of the system's design were influenced by Atari's arcade video game Breakout (1976), which was designed by Wozniak, who said: "A lot of features of the Apple II went in because I had designed Breakout for Atari. I had designed it in hardware. I wanted to write it in software now". This included his design of color graphics circuitry, the addition of game paddle support and sound, and graphics commands in Integer BASIC, with which he wrote Brick Out, a software clone of his own hardware game. Wozniak said in 1984: "Basically, all the game features were put in just so I could show off the game I was familiar with—Breakout—at the Homebrew Computer Club. It was the most satisfying day of my life [when] I demonstrated Breakout—totally written in BASIC. It seemed like a huge step to me. After designing hardware arcade games, I knew that being able to program them in BASIC was going to change the world."
Overview
In the May 1977 issue of Byte, Steve Wozniak published a detailed description of his design; the article began, "To me, a personal computer should be small, reliable, convenient to use, and inexpensive."
The Apple II used peculiar engineering shortcuts to save hardware and reduce costs, such as:
Taking advantage of the way the 6502 processor accesses memory: it occurs only on alternate phases of the clock cycle; video generation circuitry memory access on the otherwise unused phase avoids memory contention issues and interruptions of the video stream;
This arrangement simultaneously eliminated the need for a separate refresh circuit for DRAM chips, as video transfer accessed each row of dynamic memory within the timeout period. In addition, it did not require separate RAM chips for video RAM, while the PET and TRS-80 had SRAM chips for video;
Apart from the 6502 CPU and a few support chips, the vast majority of the semiconductors used were 74LS low-power Schottky chips;
Rather than use a complex analog-to-digital circuit to read the outputs of the game controller, Wozniak used a simple timer circuit, built around a quad 555 timer IC called a 558, whose period is proportional to the resistance of the game controller, and he used a software loop to measure the timers;
A single 14.31818 MHz master oscillator (fM) was divided by various ratios to produce all other required frequencies, including microprocessor clock signals (fM/14), video transfer counters, and color-burst samples (fM/4). A solderable jumper on the main board allowed to switch between European 50 Hz and USA 60 Hz video.
The text and graphics screens have a complex arrangement. For instance, the scanlines were not stored in sequential areas of memory. This complexity was reportedly due to Wozniak's realization that the method would allow for the refresh of dynamic RAM as a side effect (as described above). This method had no cost overhead to have software calculate or look up the address of the required scanline and avoided the need for significant extra hardware. Similarly, in high-resolution graphics mode, color is determined by pixel position and thus can be implemented in software, saving Wozniak the chips needed to convert bit patterns to colors. This also allowed to draw text with subpixel rendering, since orange and blue pixels appear half a pixel-width farther to the right on the screen than green and purple pixels.
The Apple II at first used data cassette storage, like most other microcomputers of the time. In 1978, the company introduced an external -inch floppy disk drive, called Disk II (stylized as Disk ][), attached through a controller card that plugs into one of the computer's expansion slots (usually slot 6). The Disk II interface, created by Wozniak, is regarded as an engineering masterpiece for its economy of electronic components.
The approach taken in the Disk II controller is typical of Wozniak's designs. With a few small-scale logic chips and a cheap PROM (programmable read-only memory), he created a functional floppy disk interface at a fraction of the component cost of standard circuit configurations.
Case design
The first production Apple II computers had hand-molded cases; these had visible bubbles and other lumps in them from the imperfect plastic molding process, which was soon switched to machine molding. In addition, the initial case design had no vent openings, causing high heat buildup from the PCB and resulting in the plastic softening and sagging. Apple added vent holes to the case within three months of production; customers with the original case could have them replaced at no charge.
PCB revisions
The Apple II's printed circuit board (PCB) underwent several revisions, as Steve Wozniak made modifications to it. The earliest version was known as Revision 0, and the first 6,000 units shipped used it. Later revisions added a color killer circuit to prevent color fringing when the computer was in text mode, as well as modifications to improve the reliability of cassette I/O. Revision 0 Apple IIs powered up in an undefined mode and had garbage on-screen, requiring the user to press Reset. This was eliminated in later board revisions. Revision 0 Apple IIs could display only four colors in hi-res mode, but Wozniak was able to increase this to six hi-res colors on later board revisions.
The PCB had three RAM banks for a total of 24 RAM chips. Original Apple IIs had jumper switches to adjust RAM size, and RAM configurations could be 4, 8, 12, 16, 20, 24, 32, 36, or 48 KiB. The three smallest memory configurations used 4kx1 DRAMs, with larger ones using 16kx1 DRAMs, or mix of 4-kilobyte and 16-kilobyte banks (the chips in any one bank have to be the same size). The early Apple II+ models retained this feature, but after a drop in DRAM prices, Apple redesigned the circuit boards without the jumpers, so that only 16kx1 chips were supported. A few months later, they started shipping all machines with a full 48 KiB complement of DRAM.
Unlike most machines, all integrated circuits on the Apple II PCB were socketed; although this cost more to manufacture and created the possibility of loose chips causing a system malfunction, it was considered preferable to make servicing and replacement of bad chips easier.
The Apple II PCB lacks any means of generating an interrupt request, although expansion cards may generate one. Program code had to stop everything to perform any I/O task; like many of the computer's other idiosyncrasies, this was due to cost reasons and Steve Wozniak assuming interrupts were not needed for gaming or using the computer as a teaching tool.
Display and graphics
Color on the Apple II series uses a quirk of the NTSC television signal standard, which made color display relatively easy and inexpensive to implement. The original NTSC television signal specification was black and white. Color was added later by adding a 3.58-megahertz subcarrier signal that was partially ignored by black-and-white TV sets. Color is encoded based on the phase of this signal in relation to a reference color burst signal. The result is that the position, size, and intensity of a series of pulses define color information. These pulses can translate into pixels on the computer screen, with the possibility of exploiting composite artifact colors.
The Apple II display provides two pixels per subcarrier cycle. When the color burst reference signal is turned on and the computer attached to a color display, it can display green by showing one alternating pattern of pixels, magenta with an opposite pattern of alternating pixels, and white by placing two pixels next to each other. Blue and orange are available by tweaking the pixel offset by half a pixel-width in relation to the color-burst signal. The high-resolution display offers more colors by compressing more (and narrower) pixels into each subcarrier cycle.
The coarse, low-resolution graphics display mode works differently, as it can output a pattern of dots per pixel to offer more color options. These patterns are stored in the character generator ROM, and replace the text character bit patterns when the computer is switched to low-res graphics mode. The text mode and low-res graphics mode use the same memory region and the same circuitry is used for both.
A single HGR page occupied 8 KiB of RAM; in practice this meant that the user had to have at least 12 KiB of total RAM to use HGR mode and 20 KiB to use two pages. Early Apple II games from the 1977–79 period often ran only in text or low-resolution mode in order to support users with small memory configurations; HGR not being near universally supported by games until 1980.
Sound
Rather than a dedicated sound-synthesis chip, the Apple II has a toggle circuit that can only emit a click through a built-in speaker or a line-out jack; all other sounds (including two-, three- and, eventually, four-voice music and playback of audio samples and speech synthesis) are generated entirely by software that clicked the speaker at just the right times. Similar techniques are used for cassette storage: cassette output works the same as the speaker, and input is a simple zero-crossing detector that serves as a relatively crude (1-bit) audio digitizer. Routines in machine ROM encode and decode data in frequency-shift keying for the cassette.
Programming languages
Initially, the Apple II was shipped with Integer BASIC encoded in the motherboard ROM chips. Written by Wozniak, the interpreter enabled users to write software applications without needing to purchase additional development utilities. Written with game programmers and hobbyists in mind, the language only supported the encoding of numbers in 16-bit integer format. Since it only supported integers between -32768 and +32767 (signed 16-bit integer), it was less suitable to business software, and Apple soon received complaints from customers. Because Steve Wozniak was busy developing the Disk II hardware, he did not have time to modify Integer BASIC for floating point support. Apple instead licensed Microsoft's 6502 BASIC to create Applesoft BASIC.
Disk users normally purchased a so-called Language Card, which had Applesoft in ROM, and was sat below the Integer BASIC ROM in system memory. The user could switch between either BASIC by typing FP or INT in BASIC prompt. Apple also offered a different version of Applesoft for cassette users, which occupied low memory, and was started by using the LOAD command in Integer BASIC.
As shipped, Apple II incorporated a machine code monitor with commands for displaying and altering the computer's RAM, either one byte at a time, or in blocks of 256 bytes at once. This enabled programmers to write and debug machine code programs without further development software. The computer powers on into the monitor ROM, displaying a * prompt. From there, Ctrl+B enters BASIC, or a machine language program can be loaded from cassette. Disk software can be booted with Ctrl+P followed by 6, referring to Slot 6 which normally contained the Disk II controller.
A 6502 assembler was soon offered on disk, and later the UCSD compiler and operating system for the Pascal language were made available. The Pascal system requires a 16 KiB RAM card to be installed in the language card position (expansion slot 0) in addition to the full 48 KiB of motherboard memory.
Manual
The first 1,000 or so Apple IIs shipped in 1977 with a 68-page mimeographed "Apple II Mini Manual", hand-bound with brass paper fasteners. This was the basis for the Apple II Reference Manual, which became known as the Red Book for its red cover, published in January 1978. All existing customers who sent in their warranty cards were sent free copies of the Red Book. The Apple II Reference Manual contained the complete schematic of the entire computer's circuitry, and a complete source listing of the "Monitor" ROM firmware that served as the machine's BIOS.
An Apple II manual signed by Steve Jobs in 1980 with the inscription "Julian, your generation is the first to grow up with computers. Go change the world." sold at auction for $787,484 in 2021.
Operating system
The original Apple II provided an operating system in ROM along with a BASIC variant called Integer BASIC. The only form of storage available was cassette tape which was inefficiently slow and, worse, unreliable. In 1977 when Apple decided against the popular but clunky CP/M operating system for Wozniak's innovative disk controller design, it contracted Shepardson Microsystems for $13,000 to write an Apple DOS for the Apple II series. At Shepardson, Paul Laughton developed the crucial disk drive software in just 35 days, a remarkably short deadline by any standard. Apple's Disk II -inch floppy disk drive was released in 1978. The final and most popular version of this software was Apple DOS 3.3.
Apple DOS was superseded by ProDOS, which supported a hierarchical filesystem and larger storage devices. With an optional third-party Z80-based expansion card, the Apple II could boot into the CP/M operating system and run WordStar, dBase II, and other CP/M software. With the release of MousePaint in 1984 and the Apple IIGS in 1986, the platform took on the look of the Macintosh user interface, including a mouse.
Apple released Applesoft BASIC in 1977, a more advanced variant of the language which users could run instead of Integer BASIC for more capabilities.
Some commercial Apple II software booted directly and did not use standard DOS disk formats. This discouraged the copying or modifying of the software on the disks, and improved loading speed.
Third-party devices and applications
When the Apple II initially shipped in June 1977, no expansion cards were available for the slots. This meant that the user did not have any way of connecting a modem or a printer. One popular hack involved connecting a teletype machine to the cassette output.
Wozniak's open-architecture design and Apple II's multiple expansion slots permitted a wide variety of third-party devices, including peripheral cards, such as serial controllers, display controllers, memory boards, hard disks, networking components, and real-time clocks. There were plug-in expansion cards—such as the Z-80 SoftCard—that permitted Apple II to use the Z80 processor and run programs for the CP/M operating system, including the dBase II database and the WordStar word processor. The Z80 card also allowed the connection to a modem, and thereby to any networks that a user might have access to. In the early days, such networks were scarce. But they expanded significantly with the development of bulletin board systems in later years. There was also a third-party 6809 card that allowed OS-9 Level One to be run. Third-party sound cards greatly improved audio capabilities, allowing simple music synthesis and text-to-speech functions. Apple II accelerator cards doubled or quadrupled the computer's speed.
Early Apple IIs were often sold with a Sup'R'Mod, which allowed the composite video signal to be viewed in a television.
The Soviet Union radio-electronics industry designed Apple II-compatible computer Agat. Roughly 12,000 Agat 7 and 9 models were produced and they were widely used in Soviet schools. Agat 9 computers could run "Apple II" compatibility and native modes. "Apple II" mode allowed to run wider variety of (presumably pirated) Apple II software, but at the expense of less RAM. Because of that Soviet developers preferred native mode over "Apple II" compatibility mode.
Reception
Jesse Adams Stein wrote, "As the first company to release a 'consumer appliance' micro-computer, Apple Computer offers us a clear view of this shift from a machine to an appliance." But the company also had "to negotiate the attitudes of its potential buyers, bearing in mind social anxieties about the uptake of new technologies in multiple contexts. The office, the home and the 'office-in-the-home' were implicated in these changing spheres of gender stereotypes and technological development." After seeing a crude, wire-wrapped prototype demonstrated by Wozniak and Steve Jobs in November 1976, Byte predicted in April 1977, that the Apple II "may be the first product to fully qualify as the 'appliance computer' ... a completed system which is purchased off the retail shelf, taken home, plugged in and used". The computer's color graphics capability especially impressed the magazine. The magazine published a favorable review of the computer in March 1978, concluding: "For the user that wants color graphics, the Apple II is the only practical choice available in the 'appliance' computer class."
Personal Computer World in August 1978 also cited the color capability as a strength, stating that "the prime reason that anyone buys an Apple II must surely be for the colour graphics". While mentioning the "oddity" of the artifact colors that produced output "that is not always what one wishes to do", it noted that "no-one has colour graphics like this at this sort of price". The magazine praised the sophisticated monitor software, user expandability, and comprehensive documentation. The author concluded that "the Apple II is a very promising machine" which "would be even more of a temptation were its price slightly lower ... for the moment, colour is an Apple II".
Although it sold well from the launch, the initial market was to hobbyists and computer enthusiasts. Sales expanded exponentially into the business and professional market, when the spreadsheet program VisiCalc was launched in mid-1979. VisiCalc is credited as the defining killer app in the microcomputer industry.
By the end of 1977 Apple had sales of for the fiscal year, which included sales of the Apple I. This puts Apple clearly behind the others of the "holy trinity" of the TRS-80 and Commodore PET, even though the TRS-80 was launched last of the three. However, during the first five years of operations, revenues doubled about every four months. Between September 1977 and September 1980, annual sales grew from to . During this period the sole products of the company were the Apple II and its peripherals, accessories, and software.
References
External links
Additional documentation in Bitsavers PDF Document archive
Apple II on Old-computers.com
Online Apple II Resource
Apple2History.org
How the Apple ][ Works! – on YouTube by the 8-Bit Guy
Apple II computers
Computer-related introductions in 1977
6502-based home computers
8-bit computers
Products and services discontinued in 1979
ca:Apple II |
2279 | https://en.wikipedia.org/wiki/April%203 | April 3 |
Events
Pre-1600
686 – Maya king Yuknoom Yich'aak K'ahk' assumes the crown of Calakmul.
1043 – Edward the Confessor is crowned King of England.
1077 – The Patriarchate of Friûl, the first Friulian state, is created.
1559 – The second of two treaties making up the Peace of Cateau-Cambrésis is signed, ending the Italian Wars.
1601–1900
1721 – Robert Walpole becomes, in effect, the first Prime Minister of Great Britain, though he himself denied that title.
1851 – Rama IV is crowned King of Thailand after the death of his half-brother, Rama III.
1860 – The first successful United States Pony Express run from St. Joseph, Missouri, to Sacramento, California, begins.
1865 – American Civil War: Union forces capture Richmond, Virginia, the capital of the Confederate States of America.
1882 – American Old West: Robert Ford kills Jesse James.
1885 – Gottlieb Daimler is granted a German patent for a light, high-speed, four-stroke engine, which he uses seven months later to create the world's first motorcycle, the Daimler Reitwagen.
1888 – Jack the Ripper: The first of 11 unsolved brutal murders of women committed in or near the impoverished Whitechapel district in the East End of London, occurs.
1895 – The trial in the libel case brought by Oscar Wilde begins, eventually resulting in his imprisonment on charges of homosexuality.
1901–present
1920 – Attempts are made to carry out the failed assassination attempt on General Mannerheim, led by Aleksander Weckman by order of Eino Rahja, during the White Guard parade in Tampere, Finland.
1922 – Joseph Stalin becomes the first General Secretary of the Communist Party of the Soviet Union.
1933 – First flight over Mount Everest, the British Houston-Mount Everest Flight Expedition, led by the Marquis of Clydesdale and funded by Lucy, Lady Houston.
1936 – Bruno Richard Hauptmann is executed for the kidnapping and death of Charles Augustus Lindbergh, Jr., the infant son of pilot Charles Lindbergh.
1942 – World War II: Japanese forces begin an assault on the United States and Filipino troops on the Bataan Peninsula.
1946 – Japanese Lt. General Masaharu Homma is executed in the Philippines for leading the Bataan Death March.
1948 – Cold War: U.S. President Harry S. Truman signs the Marshall Plan, authorizing $5 billion in aid for 16 countries.
1948 – In Jeju Province, South Korea, a civil-war-like period of violence and human rights abuses known as the Jeju uprising begins.
1955 – The American Civil Liberties Union announces it will defend Allen Ginsberg's book Howl against obscenity charges.
1956 – Hudsonville–Standale tornado: The western half of the Lower Peninsula of Michigan is struck by a deadly F5 tornado.
1968 – Martin Luther King Jr. delivers his "I've Been to the Mountaintop" speech; he was assassinated the next day.
1969 – Vietnam War: United States Secretary of Defense Melvin Laird announces that the United States will start to "Vietnamize" the war effort.
1973 – Martin Cooper of Motorola makes the first handheld mobile phone call to Joel S. Engel of Bell Labs.
1974 – The 1974 Super Outbreak occurs, the second largest tornado outbreak in recorded history (after the 2011 Super Outbreak). The death toll is 315, with nearly 5,500 injured.
1975 – Vietnam War: Operation Babylift, a mass evacuation of children in the closing stages of the war begins.
1975 – Bobby Fischer refuses to play in a chess match against Anatoly Karpov, giving Karpov the title of World Champion by default.
1980 – US Congress restores a federal trust relationship with the 501 members of the Shivwits, Kanosh, Koosharem, and the Indian Peaks and Cedar City bands of the Paiute people of Utah.
1981 – The Osborne 1, the first successful portable computer, is unveiled at the West Coast Computer Faire in San Francisco.
1989 – The US Supreme Court upholds the jurisdictional rights of tribal courts under the Indian Child Welfare Act of 1978 in Mississippi Choctaw Band v. Holyfield.
1993 – The outcome of the Grand National horse race is declared void for the first (and only) time
1996 – Suspected "Unabomber" Theodore Kaczynski is captured at his Montana cabin in the United States.
1996 – A United States Air Force Boeing T-43 crashes near Dubrovnik Airport in Croatia, killing 35, including Secretary of Commerce Ron Brown.
1997 – The Thalit massacre begins in Algeria; all but one of the 53 inhabitants of Thalit are killed by guerrillas.
2000 – United States v. Microsoft Corp.: Microsoft is ruled to have violated United States antitrust law by keeping "an oppressive thumb" on its competitors.
2004 – Islamic terrorists involved in the 2004 Madrid train bombings are trapped by the police in their apartment and kill themselves.
2007 – Conventional-Train World Speed Record: A French TGV train on the LGV Est high speed line sets an official new world speed record.
2008 – ATA Airlines, once one of the ten largest U.S. passenger airlines and largest charter airline, files for bankruptcy for the second time in five years and ceases all operations.
2008 – Texas law enforcement cordons off the FLDS's YFZ Ranch. Eventually 533 women and children will be taken into state custody.
2009 – Jiverly Antares Wong opens fire at the American Civic Association immigration center in Binghamton, New York, killing thirteen and wounding four before committing suicide.
2010 – Apple Inc. released the first generation iPad, a tablet computer.
2013 – More than 50 people die in floods resulting from record-breaking rainfall in La Plata and Buenos Aires, Argentina.
2016 – The Panama Papers, a leak of legal documents, reveals information on 214,488 offshore companies.
2017 – A bomb explodes in the St Petersburg metro system, killing 14 and injuring several more people.
2018 – YouTube headquarters shooting: A 38-year-old gunwoman opens fire at YouTube Headquarters in San Bruno, California, injuring three people before committing suicide.
Births
Pre-1600
1016 – Xing Zong, Chinese emperor (d. 1055)
1151 – Igor Svyatoslavich, Russian prince (d. 1202)
1395 – George of Trebizond, Greek philosopher, scholar and humanist (d. 1486)
1438 – John III of Egmont, Dutch nobleman (d. 1516)
1529 – Michael Neander, German mathematician and astronomer (d. 1581)
1540 – Maria de' Medici, Italian noblewoman, the eldest daughter of Cosimo I de' Medici, Grand Duke of Tuscany and Eleonora di Toledo. (d. 1557)
1593 – George Herbert, English poet (d. 1633)
1601–1900
1643 – Charles V, duke of Lorraine (d. 1690)
1682 – Valentin Rathgeber, German organist and composer (d. 1750)
1693 – George Edwards, English ornithologist and entomologist (d. 1773)
1715 – William Watson, English physician, physicist, and botanist (d. 1787)
1764 – John Abernethy, English surgeon and anatomist (d. 1831)
1769 – Christian Günther von Bernstorff, Danish-Prussian politician and diplomat (d. 1835)
1770 – Theodoros Kolokotronis, Greek general (d. 1843)
1778 – Pierre Bretonneau, French doctor who performed the first successful tracheotomy (d. 1862)
1781 – Swaminarayan, Indian religious leader (d. 1830)
1782 – Alexander Macomb, American general (d. 1841)
1783 – Washington Irving, American short story writer, essayist, biographer, historian (d. 1859)
1791 – Anne Lister, English diarist, mountaineer, and traveller (d.1840)
1798 – Charles Wilkes, American admiral, geographer, and explorer (d.1877)
1807 – Mary Carpenter, English educational and social reformer (d. 1877)
1814 – Lorenzo Snow, American religious leader, 5th President of The Church of Jesus Christ of Latter-day Saints (d. 1901)
1822 – Edward Everett Hale, American minister, historian, and author (d. 1909)
1823 – George Derby, American lieutenant and journalist (d. 1861)
1823 – William M. Tweed, American politician (d. 1878)
1826 – Cyrus K. Holliday, American businessman (d. 1900)
1837 – John Burroughs, American botanist and author (d. 1921)
1842 – Ulric Dahlgren, American colonel (d. 1864)
1848 – Arturo Prat, Chilean lawyer and captain (d. 1879)
1852 – Talbot Baines Reed, English author (d. 1893)
1858 – Jacob Gaudaur, Canadian rower (d. 1937)
1860 – Frederik van Eeden, Dutch psychiatrist and author (d. 1932)
1864 – Emil Kellenberger, Swiss target shooter (d. 1943)
1875 – Mistinguett, French actress and singer (d. 1956)
1876 – Margaret Anglin, Canadian actress, director, and producer (d. 1958)
1876 – Tomáš Baťa, Czech businessman, founded Bata Shoes (d. 1932)
1880 – Otto Weininger, Jewish-Austrian philosopher and author (d. 1903)
1881 – Alcide De Gasperi, Italian journalist and politician, 30th Prime Minister of Italy (d. 1954)
1882 – Philippe Desranleau, Canadian archbishop (d. 1952)
1883 – Ikki Kita, Japanese philosopher and author (d. 1937)
1885 – Allan Dwan, Canadian-American director, producer, and screenwriter (d. 1981)
1885 – Bud Fisher, American cartoonist (d. 1954)
1885 – Marie-Victorin Kirouac, Canadian botanist and academic (d. 1944)
1885 – St John Philby, English colonial and explorer (d. 1960)
1886 – Dooley Wilson, American actor and singer (d. 1953)
1887 – Ōtori Tanigorō, Japanese sumo wrestler, the 24th Yokozuna (d. 1956)
1887 – Nishizō Tsukahara, Japanese admiral (d. 1966)
1888 – Thomas C. Kinkaid, American admiral (d. 1972)
1889 – Grigoraș Dinicu, Romanian violinist and composer (d. 1949)
1893 – Leslie Howard, English actor (d. 1943)
1895 – Mario Castelnuovo-Tedesco, Italian-American composer and educator (d. 1968)
1895 – Zez Confrey, American pianist and composer (d. 1971)
1897 – Joe Kirkwood Sr., Australian golfer (d. 1970)
1897 – Thrasyvoulos Tsakalotos, Greek general (d. 1989)
1898 – David Jack, English footballer and manager (d. 1958)
1898 – George Jessel, American actor, singer, and producer (d. 1981)
1898 – Henry Luce, American publisher, co-founded Time magazine (d. 1967)
1900 – Camille Chamoun, Lebanese lawyer and politician, 7th President of Lebanon (d. 1987)
1900 – Albert Walsh, Canadian lawyer and politician, 1st Lieutenant Governor of Newfoundland (d. 1958)
1901–present
1903 – Kamaladevi Chattopadhyay, Indian social reformer and freedom fighter (d. 1988)
1904 – Iron Eyes Cody, American actor and stuntman (d. 1999)
1904 – Sally Rand, American dancer (d. 1979)
1904 – Russel Wright, American furniture designer (d. 1976)
1905 – Robert Sink, American general (d. 1965)
1909 – Stanislaw Ulam, Polish-American mathematician and academic (d. 1984)
1910 – Ted Hook, Australian public servant (d. 1990)
1911 – Nanette Bordeaux, Canadian-American actress (d. 1956)
1911 – Michael Woodruff, English-Scottish surgeon and academic (d. 2001)
1911 – Stanisława Walasiewicz, Polish-American runner (d. 1980)
1912 – Dorothy Eden, New Zealand-English author (d. 1982)
1912 – Grigoris Lambrakis, Greek physician and politician (d. 1963)
1913 – Per Borten, Norwegian politician, 18th Prime Minister of Norway (d. 2005)
1914 – Ray Getliffe, Canadian ice hockey player (d. 2008)
1914 – Sam Manekshaw, Indian field marshal (d. 2008)
1915 – Piet de Jong, Dutch politician and naval officer, Prime Minister of the Netherlands (d. 2016)
1915 – İhsan Doğramacı, Turkish physician and academic (d. 2010)
1916 – Herb Caen, American journalist and author (d. 1997)
1916 – Cliff Gladwin, English cricketer (d. 1988)
1916 – Louis Guglielmi, Catalan composer (d. 1991)
1918 – Mary Anderson, American actress (d. 2014)
1918 – Louis Applebaum, Canadian composer and conductor (d. 2000)
1919 – Ervin Drake, American songwriter and composer (d. 2015)
1919 – Clairette Oddera, French-Canadian actress and singer (d. 2008)
1920 – Stan Freeman, American composer and conductor (d. 2001)
1920 – Yoshibayama Junnosuke, Japanese sumo wrestler, the 43rd Yokozuna (d. 1977)
1921 – Robert Karvelas, American actor (d. 1991)
1921 – Jan Sterling, American actress (d. 2004)
1922 – Yevhen Bulanchyk, Ukrainian hurdler (d. 1996)
1922 – Doris Day, American singer and actress (d. 2019)
1923 – Daniel Hoffman, American poet and academic (d. 2013)
1924 – Marlon Brando, American actor and director (d. 2004)
1924 – Roza Shanina, Russian sergeant and sniper (d. 1945)
1925 – Tony Benn, English pilot and politician, Secretary of State for Industry (d. 2014)
1926 – Alex Grammas, American baseball player, manager, and coach (d. 2019)
1926 – Gus Grissom, American colonel, pilot, and astronaut (d. 1967)
1927 – Wesley A. Brown, American general and engineer (d. 2012)
1928 – Don Gibson, American singer-songwriter and guitarist (d. 2003)
1928 – Emmett Johns, Canadian priest, founded Dans la Rue (d. 2018)
1928 – Earl Lloyd, American basketball player and coach (d. 2015)
1928 – Jennifer Paterson, English chef and television personality (d. 1999)
1929 – Fazlur Rahman Khan, Bangladeshi engineer and architect, co-designed the Willis Tower and John Hancock Center (d. 1982)
1929 – Poul Schlüter, Danish lawyer and politician, 37th Prime Minister of Denmark (d. 2021)
1930 – Lawton Chiles, American soldier, lawyer, and politician, 41st Governor of Florida (d. 1998)
1930 – Helmut Kohl, German politician, Chancellor of Germany (d. 2017)
1930 – Mario Benjamín Menéndez, Argentinian general and politician (d. 2015)
1930 – Wally Moon, American baseball player and coach (d. 2018)
1931 – William Bast, American screenwriter and author (d. 2015)
1933 – Bob Dornan, American politician
1933 – Rod Funseth, American golfer (d. 1985)
1934 – Pamela Allen, New Zealand children's writer and illustrator
1934 – Jane Goodall, English primatologist and anthropologist
1934 – Jim Parker, American football player (d. 2005)
1935 – Harold Kushner, American rabbi and author (d. 2023)
1936 – Jimmy McGriff, American organist and bandleader (d. 2008)
1936 – Harold Vick, American saxophonist and flute player (d. 1987)
1938 – Jeff Barry, American singer-songwriter, and producer
1938 – Phil Rodgers, American golfer (d. 2018)
1939 – François de Roubaix, French composer (d. 1975)
1939 – Hawk Taylor, American baseball player and coach (d. 2012)
1939 – Paul Craig Roberts, American economist and politician
1941 – Jan Berry, American singer-songwriter (d. 2004)
1941 – Philippé Wynne, American soul singer (d. 1984)
1942 – Marsha Mason, American actress
1942 – Wayne Newton, American singer
1942 – Billy Joe Royal, American singer-songwriter and guitarist (d. 2015)
1943 – Mario Lavista, Mexican composer
1943 – Jonathan Lynn, English actor, director, and screenwriter
1943 – Richard Manuel, Canadian singer-songwriter and pianist (d. 1986)
1943 – Hikaru Saeki, Japanese admiral, the first female star officer of the Japan Self-Defense Forces
1944 – Peter Colman, Australian biologist and academic
1944 – Tony Orlando, American singer
1945 – Doon Arbus, American author and journalist
1945 – Bernie Parent, Canadian ice hockey player and coach
1945 – Catherine Spaak, French actress (d. 2022)
1946 – Nicholas Jones, English actor
1946 – Dee Murray, English bass player (d. 1992)
1946 – Hanna Suchocka, Polish politician, Prime Minister of Poland
1947 – Anders Eliasson, Swedish composer (d. 2013)
1948 – Arlette Cousture, Canadian author and screenwriter
1948 – Jaap de Hoop Scheffer, Dutch academic, politician, and diplomat, 11th Secretary General of NATO
1948 – Hans-Georg Schwarzenbeck, German footballer
1948 – Carlos Salinas de Gortari, Mexican economist and politician, 53rd President of Mexico
1949 – Lyle Alzado, American football player and actor (d. 1992)
1949 – A. C. Grayling, English philosopher and academic
1949 – Richard Thompson, English singer-songwriter and guitarist
1950 – Indrajit Coomaraswamy, Sri Lankan cricketer and economist
1951 – Brendan Barber, English trade union leader
1951 – Annette Dolphin, British academician and educator
1951 – Mitch Woods, American singer-songwriter and pianist
1952 – Mike Moore, American lawyer and politician
1953 – Sandra Boynton, American author and illustrator
1953 – Wakanohana Kanji II, Japanese sumo wrestler, the 56th Yokozuna
1953 – James Smith, American boxer
1954 – Elisabetta Brusa, Italian composer
1954 – K. Krishnasamy, Indian physician and politician
1956 – Kalle Kulbok, Estonian politician
1956 – Boris Miljković, Serbian director and producer
1956 – Miguel Bosé, Spanish musician and actor
1956 – Ray Combs, American game show host (d. 1996)
1958 – Alec Baldwin, American actor, comedian, producer and television host
1958 – Adam Gussow, American scholar, musician, and memoirist
1958 – Francesca Woodman, American photographer (d. 1981)
1959 – David Hyde Pierce, American actor and activist
1960 – Arjen Anthony Lucassen, Dutch singer-songwriter, guitarist, and producer
1961 – Tim Crews, American baseball player (d. 1993)
1961 – Eddie Murphy, American actor and comedian
1962 – Dave Miley, American baseball player and manager
1962 – Mike Ness, American singer-songwriter and guitarist
1962 – Jaya Prada, Indian actress and politician
1963 – Les Davidson, Australian rugby league player
1963 – Ricky Nixon, Australian footballer and manager
1963 – Criss Oliva, American guitarist and songwriter (d. 1993)
1964 – Marco Ballotta, Italian footballer and manager
1964 – Nigel Farage, English politician
1964 – Claire Perry, English banker and politician
1964 – Bjarne Riis, Danish cyclist and manager
1964 – Andy Robinson, English rugby player and coach
1964 – Jay Weatherill, Australian politician, 45th Premier of South Australia
1965 – Nazia Hassan, Pakistani pop singer-songwriter, lawyer and social activist (d. 2000)
1966 – John de Vries, Australian race car driver
1967 – Cat Cora, American chef and author
1967 – Pervis Ellison, American basketball player
1967 – Brent Gilchrist, Canadian ice hockey player
1967 – Cristi Puiu, Romanian director and screenwriter
1967 – Mark Skaife, Australian race car driver and sportscaster
1968 – Sebastian Bach, Bahamian-Canadian singer-songwriter and actor
1968 – Charlotte Coleman, English actress (d. 2001)
1968 – Jamie Hewlett, English director and performer
1968 – Tomoaki Kanemoto, Japanese baseball player
1969 – Rodney Hampton, American football player
1969 – Peter Matera, Australian footballer and coach
1969 – Ben Mendelsohn, Australian actor
1969 – Lance Storm, Canadian wrestler and trainer
1971 – Vitālijs Astafjevs, Latvian footballer and manager
1971 – Emmanuel Collard, French race car driver
1971 – Picabo Street, American skier
1972 – Jennie Garth, American actress and director
1972 – Catherine McCormack, English actress
1972 – Sandrine Testud, French tennis player
1973 – Nilesh Kulkarni, Indian cricketer
1973 – Adam Scott, American actor
1974 – Marcus Brown, American basketball player
1974 – Drew Shirley, American guitarist and songwriter
1974 – Lee Williams, Welsh model and actor
1975 – Shawn Bates, American ice hockey player
1975 – Michael Olowokandi, Nigerian-American basketball player
1975 – Aries Spears, American comedian and actor
1975 – Yoshinobu Takahashi, Japanese baseball player
1975 – Koji Uehara, Japanese baseball player
1976 – Nicolas Escudé, French tennis player
1978 – Matthew Goode, English actor
1978 – Tommy Haas, German-American tennis player
1978 – John Smit, South African rugby player
1979 – Simon Black, Australian footballer and coach
1980 – Andrei Lodis, Belarusian footballer
1980 – Megan Rohrer, American pastor and transgender activist
1981 – Aaron Bertram, American trumpet player
1981 – DeShawn Stevenson, American basketball player
1982 – Jared Allen, American football player
1982 – Iain Fyfe, Australian footballer
1982 – Cobie Smulders, Canadian actress
1983 – Ben Foster, English footballer
1983 – Stephen Weiss, Canadian ice hockey player
1984 – Jonathan Blondel, Belgian footballer
1984 – Maxi López, Argentinian footballer
1985 – Jari-Matti Latvala, Finnish race car driver
1985 – Leona Lewis, English singer-songwriter and producer
1986 – Amanda Bynes, American actress
1986 – Stephanie Cox, American soccer player
1986 – Annalisa Cucinotta, Italian cyclist
1986 – Sergio Sánchez Ortega, Spanish footballer
1987 – Rachel Bloom, American actress, writer, and producer
1987 – Jay Bruce, American baseball player
1987 – Yileen Gordon, Australian rugby league player
1987 – Jason Kipnis, American baseball player
1987 – Martyn Rooney, English sprinter
1987 – Julie Sokolow, American singer-songwriter and guitarist
1987 – Yuval Spungin, Israeli footballer
1988 – Kam Chancellor, American football player
1988 – Brandon Graham, American football player
1988 – Peter Hartley, English footballer
1988 – Tim Krul, Dutch footballer
1989 – Romain Alessandrini, French footballer
1989 – Israel Folau, Australian rugby player and footballer
1989 – Joel Romelo, Australian rugby league player
1989 – Thisara Perera, Sri Lankan cricketer
1990 – Karim Ansarifard, Iranian footballer
1990 – Madison Brengle, American tennis player
1990 – Sotiris Ninis, Greek footballer
1990 – Natasha Negovanlis, Canadian actress and singer
1991 – Hayley Kiyoko, American actress and singer
1992 – Simone Benedetti, Italian footballer
1992 – Yuliya Yefimova, Russian swimmer
1993 – Pape Moussa Konaté, Senegalese footballer
1994 – Kodi Nikorima, New Zealand rugby league player
1994 – Dylann Roof, American mass murderer
1996 – Mayo Hibi, Japanese tennis player
1997 – Gabriel Jesus, Brazilian footballer
1998 – Paris Jackson, American actress, model and singer
1999 – Chanel Harris-Tavita, New Zealand-Samoan rugby league player
Deaths
Pre-1600
963 – William III, Duke of Aquitaine (b. 915)
1153 – al-Adil ibn al-Sallar, vizier of the Fatimid Caliphate
1171 – Philip of Milly, seventh Grand Master of the Knights Templar (b. )
1203 – Arthur I, Duke of Brittany (b. 1187)
1253 – Saint Richard of Chichester
1287 – Pope Honorius IV (b. 1210)
1325 – Nizamuddin Auliya, Sufi saint (b. 1238)
1350 – Odo IV, Duke of Burgundy (b. 1295)
1538 – Elizabeth Boleyn, Countess of Wiltshire (b. 1480)
1545 – Antonio de Guevara, Spanish chronicler and moralist (b. 1481)
1601–1900
1606 – Charles Blount, 8th Baron Mountjoy, English general and politician, Lord Lieutenant of Ireland (b. 1563)
1630 – Christopher Villiers, 1st Earl of Anglesey, English noble (b. c. 1593)
1637 – Joseph Yuspa Nördlinger Hahn, German rabbi
1680 – Chatrapati Shivaji Maharaj , Indian emperor, founded the Maratha Empire (b. 1630)
1682 – Bartolomé Esteban Murillo, Spanish painter and educator (b. 1618)
1691 – Jean Petitot, French-Swiss painter (b. 1608)
1695 – Melchior d'Hondecoeter, Dutch painter (b. 1636)
1717 – Jacques Ozanam, French mathematician and academic (b. 1640)
1728 – James Anderson, Scottish lawyer and historian (b. 1662)
1792 – George Pocock, English admiral (b. 1706)
1804 – Jędrzej Kitowicz, Polish priest, historian, and author (b. 1727)
1826 – Reginald Heber, English priest (b. 1783)
1827 – Ernst Chladni, German physicist and academic (b. 1756)
1838 – François Carlo Antommarchi, French physician and author (b. 1780)
1844 – Edward Bigge, English cleric, 1st Archdeacon of Lindisfarne (b. 1807)
1846 – William Braine, English soldier and explorer (b. 1814)
1849 – Juliusz Słowacki, Polish-French poet and playwright (b. 1809)
1868 – Franz Berwald, Swedish composer and surgeon (b. 1796)
1880 – Felicita Vestvali, German actress and opera singer (b. 1831)
1882 – Jesse James, American criminal and outlaw (b. 1847)
1897 – Johannes Brahms, German pianist and composer (b. 1833)
1901–present
1901 – Richard D'Oyly Carte, English composer and talent agent (b. 1844)
1902 – Esther Hobart Morris, American lawyer and judge (b. 1814)
1930 – Emma Albani, Canadian-English operatic soprano (b. 1847)
1936 – Richard Hauptmann, German-American murderer (b. 1899)
1941 – Tachiyama Mineemon, Japanese sumo wrestler, the 22nd Yokozuna (b. 1877)
1941 – Pál Teleki, Hungarian academic and politician, 22nd Prime Minister of Hungary (b. 1879)
1943 – Conrad Veidt, German actor, director, and producer (b. 1893)
1946 – Masaharu Homma, Japanese general (b. 1887)
1950 – Kurt Weill, German-American composer and pianist (b. 1900)
1950 – Carter G. Woodson, American historian, author, and journalist, founded Black History Month (b. 1875)
1951 – Henrik Visnapuu, Estonian poet and playwright (b. 1890)
1952 – Miina Sillanpää, Finnish minister and politician (b. 1866)
1957 – Ned Sparks, Canadian-American actor (b. 1883)
1958 – Jaan Kärner, Estonian poet and author (b. 1891)
1962 – Manolis Kalomiris, Greek composer and educator (b. 1883)
1970 – Avigdor Hameiri, Israeli author (b. 1890)
1971 – Joseph Valachi, American gangster (b. 1904)
1972 – Ferde Grofé, American pianist and composer (b. 1892)
1975 – Mary Ure, Scottish-English actress (b. 1933)
1976 – David M. Dennison, American physicist and academic (b. 1900)
1976 – Claude-Henri Grignon, Canadian journalist and politician (b. 1894)
1978 – Ray Noble, English bandleader, composer, and actor (b. 1903)
1978 – Winston Sharples, American composer (b. 1909)
1981 – Juan Trippe, American businessman, founded Pan American World Airways (b. 1899)
1982 – Warren Oates, American actor (b. 1928)
1983 – Jimmy Bloomfield, English footballer and manager (b. 1934)
1986 – Peter Pears, English tenor and educator (b. 1910)
1987 – Tom Sestak, American football player (b. 1936)
1988 – Milton Caniff, American cartoonist (b. 1907)
1990 – Sarah Vaughan, American singer (b. 1924)
1991 – Charles Goren, American bridge player and author (b. 1901)
1991 – Graham Greene, English novelist, playwright, and critic (b. 1904)
1993 – Pinky Lee, American television host (b. 1907)
1994 – Frank Wells, American businessman (b. 1932)
1995 – Alfred J. Billes, Canadian businessman, co-founded Canadian Tire (b. 1902)
1996 – Ron Brown, American captain and politician, 30th United States Secretary of Commerce (b. 1941)
1998 – Mary Cartwright, English mathematician and academic (b. 1900)
1999 – Lionel Bart, English composer (b. 1930)
1999 – Geoffrey Walsh, Canadian general (b. 1909)
2000 – Terence McKenna, American botanist and philosopher (b. 1946)
2000 – Dina Abramowicz, Librarian and YIVO and Yiddish language expert (b. 1909)
2005 – François Gérin, Canadian lawyer and politician (b. 1944)
2007 – Nina Wang, Chinese businesswoman (b. 1937)
2008 – Hrvoje Ćustić, Croatian footballer (b. 1983)
2012 – Mingote, Spanish cartoonist and journalist (b. 1919)
2012 – Richard Descoings, French civil servant (b. 1958)
2012 – Govind Narain, Indian politician, 8th Governor of Karnataka (b. 1917)
2012 – Chief Jay Strongbow, American wrestler (b. 1928)
2012 – José María Zárraga, Spanish footballer and manager (b. 1930)
2013 – Mariví Bilbao, Spanish actress (b. 1930)
2013 – Ruth Prawer Jhabvala, German-American author and screenwriter (b. 1927)
2014 – Régine Deforges, French author, playwright, and director (b. 1935)
2014 – Fred Kida, American illustrator (b. 1920)
2014 – Prince Michael of Prussia (b. 1940)
2014 – Jovan Pavlović, Serbian metropolitan (b. 1936)
2014 – Arthur "Guitar Boogie" Smith, American guitarist, fiddler, and composer (b. 1921)
2015 – Sarah Brady, American activist and author (b. 1942)
2015 – Bob Burns, American drummer and songwriter (b. 1950)
2015 – Shmuel Wosner, Austrian-Israeli rabbi and author (b. 1913)
2016 – Cesare Maldini, Italian footballer and manager (b. 1932)
2016 – Joe Medicine Crow, American anthropologist, historian, and author (b. 1913)
2016 – Koji Wada, Japanese singer and songwriter (b. 1974)
2017 – Kishori Amonkar, Indian classical vocalist (b. 1931)
2021 – Stan Stephens, Canadian-American politician, 20th Governor of Montana (b. 1929)
2022 – June Brown, English actress (b. 1927)
Holidays and observances
Christian feast day:
Agape, Chionia, and Irene
Burgundofara
Luigi Scrosoppi
Richard of Chichester
April 3 (Eastern Orthodox liturgics)
References
External links
BBC: On This Day
Historical Events on April 3
Days of the year
April |
2286 | https://en.wikipedia.org/wiki/Tank%20destroyer | Tank destroyer | A tank destroyer, tank hunter or tank killer is a type of armoured fighting vehicle, predominantly intended for anti-tank duties. They are typically armed with a direct fire artillery gun, also known as a self-propelled anti-tank gun, or missile launcher, also called an anti-tank missile carrier. The vehicles are designed specifically to engage and destroy enemy tanks, often with limited operational capacities.
While tanks are designed for front-line combat, combining operational mobility and tactical offensive and defensive capabilities and performing all primary tasks of the armoured troops, the tank destroyer is specifically designed to take on enemy tanks and other armoured fighting vehicles. Many are based on a tracked tank chassis, while others are wheeled.
Since World War II, gun-armed powerful tank destroyers have fallen out of favor as armies have favored multirole main battle tanks. However, lightly armoured anti-tank guided missile (ATGM) carriers are commonly used for supplementary long-range anti-tank work. The resurgence of expeditionary warfare in the first two decades of the 21st century has seen the emergence of gun-armed wheeled vehicles, sometimes called "protected gun systems", which may bear a superficial resemblance to tank destroyers, but are employed as direct fire support units typically providing support in low-intensity operations, as was done in wars in Iraq and Afghanistan.
World War II
Dedicated anti-tank vehicles made their first major appearance in the Second World War as combatants developed effective armoured vehicles and tactics. Some were little more than stopgap solutions, mounting an anti-tank gun on a tracked vehicle to give mobility, while others were more sophisticated designs. An example of the development of tank destroyer technology throughout the war are the Marder III and Jagdpanzer 38 vehicle, that were very different in spite of being based on the same chassis: Marder was straightforwardly an anti-tank gun on tracks whereas the Jagdpanzer 38 traded some firepower (its 7.5 cm Pak 39, designed to operate within the confines of a fully armoured fighting compartment, fires the same projectiles from a reduced propellant charge compared to Marder's 7.5 cm Pak 40) for better armour protection and ease of concealment on the battlefield.
Except for most American designs, all tank destroyers were turretless vehicles with fixed or casemate superstructures. When a tank destroyer was used against enemy tanks from a defensive position such as by ambush, the lack of a rotating turret was not particularly critical, while the lower silhouette was highly desirable. The turretless design allowed accommodation of a more powerful gun, typically a dedicated anti-tank gun (in lieu of a regular tank's general-purpose main gun that fired both anti-tank and high explosive ammunition) that had a longer barrel than could be mounted in a turreted tank on the same chassis. The lack of a turret increased the vehicle's internal volume, allowing for increased ammunition stowage and crew comfort. Eliminating the turret let the vehicle carry thicker armour, and also let this armour be concentrated in the hull. Sometimes there was no armoured roof (only a weather cover) to keep the overall weight down to the limit that the chassis could bear. The absence of a turret meant that tank destroyers could be manufactured significantly cheaper, faster, and more easily than the tanks on which they were based, and they found particular favor when production resources were lacking.
Germany
The first German tank destroyers were the Panzerjäger ("Tank Hunters"), which mounted an existing anti-tank gun on a convenient chassis for mobility, usually with just a three-sided gun shield for crew protection. For instance, 202 obsolete Panzer I light tanks were modified by removing the turret and were rebuilt as the Panzerjäger I self-propelled 4.7 cm PaK(t). Similarly, Panzer II tanks were used on the eastern front. Captured Soviet anti-tank guns were mounted on modified Panzer II chassis, producing the Marder II self-propelled anti-tank gun. The most common mounting was a German anti-tank gun on the Czech Panzer 38(t) chassis as the Marder III. The Panzer 38(t) chassis was also used to make the Jagdpanzer 38 casemate style tank destroyer. The Panzerjäger series continued up to the equipped Nashorn.
German tank destroyers based on the Panzer III medium tank and later German tanks had more armour than their tank counterparts. One of the more successful German tank destroyers was designed as a self-propelled artillery gun, the Sturmgeschütz III. Based on the Panzer III tank chassis, the Sturmgeschütz III was originally fitted with a short barreled low-velocity howitzer-like gun, and was assigned to the artillery arm for infantry fire support as an assault gun. Later, after encountering Soviet tanks, it was refitted with a comparatively short-barreled high-velocity anti-tank gun, usually with a muzzle brake, enabling it to function as a tank destroyer. The Sturmgeschütz III from its 1938 origin used a new casemate-style superstructure with an integrated design, similar to the later Jagdpanzer vehicle designs' superstructure, to completely enclose the crew. It was employed in infantry support and offensive armoured operations as well as in the defensive anti-tank role. The StuG III assault gun was Germany's most-produced fully tracked armoured fighting vehicle during World War II, and second-most produced German armoured combat vehicle of any type after the Sd.Kfz. 251 half-track.
Although the early German Panzerjäger carried more effective weapons than the tanks on which they were based, they were generally lacking in protection for the crew, having thinly armoured open-topped superstructures. The "open-topped" design format of the Panzerjäger vehicles was succeeded by the Jagdpanzer ("hunting tanks"), which mounted the gun in true casemate-style superstructures, completely enclosing the crew compartment in armor that was usually integral to the hull. The first of these Jagdpanzers was the 70-ton Ferdinand (later renamed Elefant), based on the chassis, hulls, and drive systems of ninety-one Porsche VK4501 (P) heavy tanks, mounting a long-barreled 88 mm cannon in an added casemate, more like the earlier Panzerjägers had with their added-on armour shielding for the gun crew, but in the Ferdinand completely enclosing the gun and firing crew in the added casemate, as the later purpose-built Jagdpanzers would. However, the Ferdinand was mechanically unreliable and difficult to maneuver, and once all ninety-one unturreted "Porsche Tiger" hulls/drive systems were converted, no more were built. The German Army had more success with the Jagdpanther. Introduced in mid-1944, the Jagdpanther, of which some 415 examples were produced, was considered the best of the casemate-design Jagdpanzer designs. It featured the same powerful PaK 43 88 mm cannon used on the unwieldy Elefant, now fitted to the chassis of the medium Panther tank, providing greatly improved armour-penetrating capability in a medium-weight vehicle.
Facing an increasingly defensive war, the German Army turned to larger and more powerfully armed Jagdpanzer designs, and in July 1944 the first Jagdtiger rolled off the production line; it was the heaviest German armoured fighting vehicle to go into active service. The Jagdtiger was based on the Tiger II heavy tank featured a very large 128 mm PaK 44 cannon and heavy armour protection. Only 88 Jagdtiger vehicles were produced, barely matching the total number of the earlier Ferdinand / Elefant vehicles. They were first deployed to combat units in September 1944.
The decision of German armoured vehicle designers to use a casemate-style superstructure for all tank destroyers had the advantage of a reduced silhouette, allowing the crew to more frequently fire from defilade ambush positions. Such designs were also easier and faster to manufacture and offered good crew protection from artillery fire and shell splinters. However, the lack of a rotating turret limited the gun's traverse to a few degrees. This meant that the driver normally had to turn the entire tank onto its target, a much slower process than simply rotating a powered turret. If the vehicle became immobilized due to engine failure or track damage, it could not rotate its gun to counter opposing tanks, making it highly vulnerable to counterfire. This vulnerability was later exploited by opposing tank forces. Even the largest and most powerful of German tank destroyers were found abandoned on the field after a battle, having been immobilized by one or more hits by high explosive (HE) or armour-piercing (AP) shells to the track or front drive sprocket.
Italy
The most famous Italian tank destroyer of the Second World War was a self-propelled gun. The Semovente da 75/18, based on the M13/40 frame, was developed to support front-line infantry, and therefore had fixed armament: a 75 mm gun in casemate. However, thanks to its low height (185 cm) and the caliber of its gun the 75/18 also had good results in anti-tank combat, fighting against British and American (but not Soviet) units. After the Armistice of 1943, the 75/18 remained in use by German forces.
Built on the same frame, the Semovente da 105/25 was equipped with a 105 mm gun and known as "bassotto" (Italian for dachshund) due to its lower height. As manufacturing began in 1943, the 105/25 was used by German forces. A further development was the Semovente da 75/46, which had a longer gun than the 75/18 and inclined armour 100 mm thick, making it similar to Sturmgeschütz III. Only 11 of these were manufactured. Before the Semovente da 75/18, the L40, built on an L6/40 light tank chassis, saw action in Africa and in Russia, but with disappointing results.
Japan
The Type 1 Ho-Ni I was the first self-propelled gun design of the Imperial Japanese Army. They were meant to be self-propelled artillery and tank destroyers for armoured divisions. The plan was for the Type 1 Ho-Ni I gun tank to form part of a fire support company in each of the tank regiments. The Type 1 Ho-Ni I was developed by using the existing Type 97 Chi-Ha medium tank chassis and engine, and replacing the gun turret with a Type 90 75 mm field gun mounted in an open casemate with frontal and side armour only. They entered service in 1942 and were first deployed in combat at the Battle of Luzon in the Philippines in 1945. Some were used in static entrenched positions.
A variant, known as the Type 1 Ho-Ni II mounted a Type 91 105 mm howitzer and had a slightly changed superstructure as far as the side armor with re-positioned observation visors. Production began in 1943, with only 54 completed.
The other variant produced was the Type 3 Ho-Ni III, which mounted a Type 3 75 mm tank gun in a completely enclosed armored casemate to address the issue of crew protection in close combat. The welded superstructure had sloped armour and the gun mount had additional stamped armour plate. The total number produced of all three types in the Ho-Ni series were 111 units. Most of the Ho-Ni units were retained within the Japanese home islands to form part of the defenses against the projected American invasion, and did not see combat before the surrender of Japan.
The Type 2 Ho-I Gun tank used the Type 1 Chi-He medium tank chassis. It was designed as a self-propelled howitzer, mounting a short barreled Type 99 75 mm gun to provide close-in fire support. For deployment, the gun tank was intended to be used in a fire support company for each of the tank regiments. No Type 2 Ho-I gun tanks are known to have engaged in combat prior to Japan's surrender. The prototype was built in 1942 and 31 units were produced in 1944.
The Type 4 Ho-Ro self-propelled artillery used a modified Type 97 chassis. On to this platform, a Type 38 150 mm howitzer was mounted. The main gun could fire Type 88 APHE rounds and HEAT rounds. Given its breech loader, the maximum rate of fire was only 5 rounds per minute. The gun's elevation was restricted to 30 degrees by the construction of the chassis. Other design issues included the fact that although the gun crew was protected by a gun shield with armour thickness of 25 mm at the front, the shield only extended a very short distance on the sides; leaving the rest of the sides and back exposed. They were rushed into service, deployed and saw combat during the Philippines Campaign in the last year of World War II. Remaining units were deployed to Okinawa in ones and twos for island defense during the Battle of Okinawa, but were severely outnumbered by American artillery.
Soviet Union
As with the Germans of 1943, most of the Soviet designs mounted anti-tank guns, with limited traverse in casemate-style turretless hulls, in a general design format looking much like the Germans' own Jagdpanzer vehicles. The results were smaller, lighter, and simpler to build weapons that could carry larger guns than any contemporary tank, including the King Tiger. The Soviets produced high numbers of the SU-85 and SU-100 self-propelled guns based on the same chassis as the T-34 medium tank; the heavier-duty powertrain and hull of the IS-2 heavy tank were instead used to produce the heavier-hitting -armed ISU-122 and -armed ISU-152, both of which had impressive anti-tank capabilities earning each of them the Russian nickname Zveroboy ("beast killer") for their ability to destroy German Tigers, Panthers and Elefants. The predecessor of the ISU 152 was the SU-152, built on the KV-1s chassis and shared many similarities (including its gun) with the ISU-152. The ISU-152 built as a heavy assault gun, relied on the weight of the shell fired from its M-1937/43 howitzer to defeat tanks. In 1943, the Soviets also shifted all production of light tanks like the T-70 to much simpler and better-armed SU-76 self-propelled guns, which used the same drive train. The SU-76 was originally designed as an anti-tank vehicle, but was soon relegated to the infantry-support role.
United States
U.S. Army and counterpart British designs were very different in conception. U.S. doctrine was based, in light of the fall of France, on the perceived need to defeat German blitzkrieg tactics, and U.S. units expected to face large numbers of German tanks, attacking on relatively narrow fronts. These were expected to break through a thin screen of anti-tank guns, hence the decision that the main anti-tank units—the Tank Destroyer (TD) battalions—should be concentrated and very mobile. In practice, such German attacks rarely happened. Throughout the war, only one battalion ever fought in an engagement like that originally envisaged (the 601st, at the Battle of El Guettar). The Tank Destroyer Command eventually numbered over 100,000 men and 80 battalions each equipped with 36 self-propelled tank destroyers or towed guns.
Only a few shots were expected to be fired from any firing position. Strong reconnaissance elements were provided so that TDs could use pre-arranged firing positions to best advantage. Flanking fire by TDs was emphasized, both to penetrate thinner enemy side armour, and to reduce the likelihood of accurate enemy return fire.
All American tank destroyers were officially known by exactly the same collective term used for American self-propelled artillery ordnance, "gun motor carriage". The designs were intended to be very mobile and heavily armed. Most of the tank-hull based designs used special open-topped turrets of a differing design from the original tank it was based on, which was meant to both save weight and to accommodate a larger gun. The earliest expedient design was mounting an 75 mm M1897 field gun in a limited-traverse mount on a M3 Half-track which was designated 75 mm Gun Motor Carriage M3. Another, considerably less successful, early design was the M6 Gun Motor Carriage which mounted the US 37-mm anti-tank gun facing to the rear on the bed of a Dodge 3/4-ton light truck.
The M3 was first used against the Japanese in the Philippines and then in the Tunisian campaign of the war in North Africa. Some were supplied to British units who used them within armoured car reconnaissance regiments for fire support.
The M6 GMC was unarmoured and the 37mm gun was infective against most enemy tanks by the time it entered service.
By far the most common US design, and the first that was fully tracked and turreted (which became the American hallmark of World War II "tank destroyer" design) was the 3in Gun Motor Carriage M10, later supplemented by the 90 mm Gun Motor Carriage M36—both based on the M4 Sherman hull and powertrain—and the 76 mm Gun Motor Carriage M18 (Hellcat), based on a unique hull and powertrain design, with a slight visual resemblance to what was used for the later M24 Chaffee light tank. The M18 came closest to the US ideal; the vehicle was very fast, small, and mounted a gun in a roofless open turret. The M36 Jackson GMC possessed the only American-origin operational gun that could rival the German 8.8 cm Pak 43 anti-tank gun and its tank mounted variant, the 90 mm M3 gun, and the M36 remained in service well after World War II. The only dedicated American casemate hull design fighting vehicle of any type built during the war, that resembled the German and Soviet tank destroyers in hull and general gun mounting design, was the experimental T28 Super Heavy Tank, which mounted a 105 mm T5E1 long-barrel cannon. This gun had a maximum firing range of 12 miles (20 km), and the vehicle was originally designed as a very heavily armoured self-propelled assault gun to breach Germany's Siegfried Line defenses.
Of these tank destroyers, only the gun of the M36 proved effective against the frontal armour of Germans' larger armored vehicles at long range. The open top and light armour made these tank destroyers vulnerable to anything greater than small-arms fire. As the number of German tanks encountered by American forces steadily decreased throughout the war, most battalions were split up and assigned to infantry units as supporting arms, fighting as assault guns or being used essentially as tanks. In this sense they were an alternative to the Independent tank battalions that were attached to various Infantry Divisions.
The expectation that German tanks would be engaged in mass formation was a failed assumption. In reality, German attacks effectively used combined arms on the ground, fighting cohesively. American tank destroyer battalions comprised three tank destroyer companies supported by nine security sections. The single-purpose tactics of the tank destroyer battalion failed to account for non-tank threats.
In the 1950s the goal of providing airborne forces with a parachute-capable self-propelled anti-tank weapon led to the deployment of the M56 Scorpion and M50 Ontos. The concept later led to the M551 Sheridan light tank of the mid-1960s.
United Kingdom
British tanks in the early years of the war, both infantry tanks and cruiser tanks, were (with the exception of the pre-war Matilda I design) equipped with a gun capable of use against contemporary enemy tanks—the 40 mm Ordnance QF 2 pounder. This was replaced with the 57 mm Ordnance QF 6 pounder when that became available. There was extra impetus given to the development of anti-tank weaponry, which culminated in the 76mm Ordnance QF 17 pounder, widely considered one of the best anti-tank guns of the war.
Towed anti-tank guns were the domain of the Royal Artillery and vehicles adapted to mount artillery, including anti-tank self-propelled guns such as the Deacon (6pdr on an armoured wheeled truck chassis) and Archer (17pdr on tracked chassis) and US-supplied vehicles, were their preserve rather than the Royal Armoured Corps.
The self-propelled guns that were built in the "tank destroyer" mould came about through the desire to field the QF 17 pounder anti-tank gun and simultaneous lack of suitable standard tanks to carry it. As a result, they were of a somewhat extemporized nature. Mounting the gun on the Valentine tank chassis in a fixed superstructure gave the Archer, looking somewhat like the light-chassis German Marder III in appearance. The 17 pounder was also used to re-equip the US-supplied M10 Tank Destroyer, replacing the American 3-inch gun to produce the 17pdr SP Achilles.
In 1942 the General Staff agreed on investigating self-propelled mountings of the 6-pounder, 17-pounder, 3-inch 20cwt guns and the 25-pounder field gun/howitzer on the Matilda II, Valentine, Crusader and Cavalier (Cruiser Mark VII) tank chassis. In October 1942 it was decided to progress using the Valentine chassis with a 17-pdr (which would become Archer) and 25-pdr (which entered service as Bishop).
While there was a general move to a general purpose gun that was usable against both tanks and in supporting infantry, there was a need to put the 17 pdr into a tank for use against the enemy's heavy tanks. The Cruiser Mk VIII Challenger was a project to bring a 17 pdr tank into use to support the Cromwell cruiser tank. Delays led to it being outnumbered in use by the Sherman Firefly—but a derivative of Challenger was the more or less open-topped variant Avenger, which was delayed until post war before entering service. A cut-down 17 pdr, the 77mmHV was used to equip the Comet tank in the last year of the war.
The closest the British came to developing an armoured tank destroyer in the vein of the German Jagdpanzers or Soviet ISU series was the Churchill 3-inch Gun Carrier—a Churchill tank chassis with a boxy superstructure in place of the turret and mounting a 3-inch anti-aircraft gun. Although a number were ordered and fifty delivered in 1942, they were not put into service as the immediate threat passed. The design was rejected in favor of developing a 17 pounder armed Cromwell tank variant, ultimately leading to the Comet tank. The Tortoise "heavy assault tank", intended for use in breaking through fixed defensive lines, was well armoured and had a very powerful 32-pounder (94 mm) gun, but did not reach service use.
By 1944, a number of the Shermans in British use were being converted to Sherman Fireflies by adding the QF 17 pounder gun. Initially this gave each troop (platoon) of Shermans one powerfully armed tank. By war's end—through the production of more Fireflies and the replacement of Shermans by British tanks—about 50% of Shermans in British service were Fireflies. The Sherman Firefly, however, is not considered a tank destroyer since it could still perform the other duties of the regular M4 Sherman, albeit the Firefly was less capable due to the late development of a HE round for the QF 17 pounder.
Romania
Until 1942, the Romanian tank force was equipped exclusively with obsolete R-1, R-2 and R35 tanks. Having faced big problems against Soviet T-34 and KV-1 tanks on the Eastern Front, the Romanian Army leadership sought for ways to improve its anti-tank capabilities. The initial plan was the creation of a tank comparable in characteristics to the T-34; instead, Romania went for a number of tank destroyers, since they were more adequate for its industry.
The Mareșal is probably the best known Romanian AFV from the war; historians Steven Zaloga and Mark Axworthy state that it inspired the design of the later German Hetzer. Standing at only around 1.5 m tall, which would have made it very difficult to hit for its enemies, the Mareșal was a lightly armored, but highly mobile vehicle. It was armed with the Romanian 75 mm Reșița M1943 anti-tank gun, which proved to be among the best of its class during World War II, according to Mark Axworthy. During tests, the Mareșal proved to be superior in many aspects to the StuG III G, against which it competed. Those facts suggest that the Mareșal would have been an effective tank destroyer, had it been deployed into combat. There were, however, also critics of the vehicle, especially among high-ranking Romanian officials. It never saw action because the invading Soviet army had stopped its production.
Other Romanian tank destroyers include the TACAM R-2 and TACAM T-60, which were converted from R-2 and T-60 light tanks respectively. Both of them saw action. One TACAM R-2 survives today and is displayed at the National Military Museum in Bucharest. Another conversion was the VDC R-35, Romania's only turreted tank destroyer. Two other proposed tank destroyers existed: the TACAM R-1 and TACAM T-38.
Poland
Variants of the Polish TKS and TK-3 tankettes up-armed with 20 mm gun (23–26 vehicles) were operationally deployed in the invasion of Poland. They were used as an anti-tank component of the reconnaissance units. There were also 37 mm armed TKS-D (2 experimental vehicles) and 47 mm armed TKD (4 experimental vehicles). It is not certain whether they were used operationally at all.
France
Due to the quick defeat of France, few French vehicles were built. The Laffly W15 TCC (Chasseur de chars) was an attempt to quickly build a light tank destroyer by mounting a 47 mm SA37 anti-tank gun onto a lightly armoured Laffly W15T artillery tractor. Other French tank destroyers were being developed, including the SOMUA SAu-40, ARL V39 and various ad hoc conversions of the Lorraine 37L.
Subsequent developments
Missile-based tank destroyers
In the face of the Warsaw Pact, a general need for extra firepower was identified. In the late 1960s, West Germany developed the Kanonenjagdpanzer, essentially a modernized World War II Jagdpanzer mounting a gun. As Soviet designs became more heavily armoured, the gun became ineffective and the Kanonenjagdpanzers were retrofitted for different roles or retired. Some provisions were made for the fitting of a 105 mm cannon, and many of the vehicles were modified to fire HOT or TOW missiles in place of a main gun. These upgraded variants remained in service into the 1990s.
With the development of flexible anti-tank missiles, which were capable of installation on almost any vehicle in the 1960s, the concept of the tank destroyer has morphed into light vehicles with missiles. With the weight of main battle tanks growing to the forty to seventy-tonne range, airborne forces were unable to deploy reasonable anti-tank forces. The result was a number of attempts to make a light vehicle, including the conventional ASU-85, M56 Scorpion, the recoilless rifle-armed Ontos, and missile-armed Humber Hornet armoured truck and Sheridan light assault vehicle. The recent entries into that category are the 2S25 Sprut-SD, armed with a current-issue 125 mm tank gun that is also capable of launching missiles like the 9M119 Svir, and Israeli-modified Pandur IIs, which is to enter service with the Philippine Army by 2022 armed with an Elbit Turret and a 105 mm gun.
Many forces' infantry fighting vehicles (IFVs) carry anti-tank missiles in every infantry platoon, and attack helicopters have also added anti-tank capability to the modern battlefield. But there are still dedicated anti-tank vehicles with very heavy long-range missiles, and ones intended for airborne use.
There have also been dedicated anti-tank vehicles built on ordinary armoured personnel carrier or armored car chassis. Examples include the U.S. M901 ITV (Improved TOW Vehicle) and the Norwegian NM142, both on an M113 chassis, several Soviet ATGM launchers based on the BRDM reconnaissance car, the British FV438 Swingfire and FV102 Striker and the German Raketenjagdpanzer series built on the chassis of the HS 30 and Marder IFV. India fielded NAMIS (Nag Missile System) equipped with Nag Missiles.
A US Army combined arms battalion has two infantry companies with TOW missile-armed Bradley IFVs and can bring a large concentration of accurate and lethal fire to bear on an attacking enemy unit that uses AFVs. They can be complemented by mobile units of AH-64 Apache helicopters armed with Hellfire antitank missiles.
Missile carrying vehicles are often referred to as anti-tank missile carriers instead of tank destroyers.
Postwar gun-based tank destroyers
Despite the proliferation of ATGMs, some gun-armed tank destroyers remain in use. China has developed the tracked PTZ89 and the wheeled PTL02 tank destroyers. The PTZ89 is armed with a smoothbore cannon while the PTL02, developed by NORINCO for the PLA's new light (rapid reaction) mechanized infantry divisions, carries a one (a version armed with a 105 mm rifled gun is available for export). The PTL02 is built on the 6×6 wheeled chassis of the WZ551 APC.
Italy and Spain use the Italian-built Centauro, a wheeled tank destroyer with a cannon.
Russia, meanwhile, uses the Russian-built 2S25 Sprut-SD, operating as an amphibious light tank/tank destroyer armed with a cannon.
The Sabrah Pandur II is a Wheeled tank destroyer variant of the Sabrah Light Tank developed by the Elbit Systems of Israel for the Philippine Army's future combat systems.
The U.S. Army utilized the wheeled M1128 Mobile Gun System until 2022.
See also
Armoured warfare
Self-propelled anti-aircraft weapon
Self-propelled artillery
Notes
References
Harry Yeide, (2005) The Tank Killers: A History of America's World War II Tank Destroyer Force. Havertown, PA: Casemate.
.
External links
Tankdestroyer.net
Popular Science, April 1940, Tanks Can Be Destroyed article on early US Army concepts for tank destroyers
Tank Destroyer List
Anti-tank weapons
ms:Pemusnah kereta kebal |
2289 | https://en.wikipedia.org/wiki/AZ%20Alkmaar | AZ Alkmaar | Alkmaar Zaanstreek (), better known internationally as AZ Alkmaar, or simply and most commonly as AZ () in the Netherlands, is a Dutch professional football club from Alkmaar and the Zaan district. The club plays in the Eredivisie, the highest professional football league in the Netherlands.
AZ won the Eredivisie in 1980–81 and 2008–09. In the same season as their first league title, they also reached the UEFA Cup Final, which they lost to Ipswich Town. The team has won the KNVB Cup on four occasions, and one Johan Cruyff Shield.
History
1910–1972: foundation and first years
AZ was founded on 10 May 1967 as AZ '67, the result of a merger of Alkmaar '54 and FC Zaanstreek. Alkmaar '54 was founded as a professional team in April 1954 to play in the 10-team NBVB league, created because the Royal Dutch Football Association (KNVB) refused to organize a professional league (the KNVB took over in 1955). Alkmaar '54, and by extension AZ, played the very first professional match in the Netherlands: on 14 August 1954, they won 3–0 at home against Venlo '54, with Klaas Smit scoring the first and third goal. After winning the in 1960–61, it played one year in the Eredivisie.
FC Zaanstreek had been playing since 1910 as the Kooger Football Club (KFC). KFC had nearly become national champion in 1934 through a narrow loss to Ajax in the finals. The team became professional in 1955. In 1964 the professional part of KFC was renamed FC Zaanstreek, while the amateurs played on as KFC.
Also in 1964, the brothers Cees and Klaas Molenaar, former players and trainers for KFC and owners of a growing appliance store chain, sought to create a powerful football team in Zaanstreek by merging the two local professional teams: KFC and Zaanlandsche Football Club. After the ZFC leadership thwarted this attempt, the Molenaars successfully merged FC Zaanstreek with Alkmaar '54 in 1967. FC Zaanstreek had finished 7th and Alkmaar '54 12th in 1966–67 Eerste Divisie. The team would be based in Alkmaar, though the second team originally trained and played in Koog aan de Zaan.
1972–1985: the Molenaar years
Partially through the hiring of expensive foreign players, the new club soon acquired large debts. In 1972, the Molenaar brothers bailed it out and invested heavily in the club, to the point that AZ '67 were successful in the late 1970s and early '80s, regularly playing European football from 1977 to 1982 while also winning three KNVB Cups over that period.
After four close league campaigns, AZ finally became Dutch champions in 1981, becoming the only team other than the "big three" of Ajax, and PSV to do so in a 44-year period spanning from 1965 to 2009 (when AZ once again won the league title). They won the title with overwhelming power, winning 27 of 34 matches and only losing once, while scoring a club record 101 goals and conceding just 30. That same season, AZ reached the final of the UEFA Cup, losing 5–4 on aggregate to Ipswich Town. The next year, in the European Cup, they lost in the second round 3–2 on aggregate to Liverpool.
Georg Keßler was AZ's manager over most of these years (1978–82), while star players included: Kees Kist, the club's highest ever goalscorer with 212 goals and the first ever Dutchman to win the European Golden Boot in 1979 when he scored 34 goals in a season; Jan Peters, who played 120 matches for AZ during this period scoring 30 goals from midfield; and Hugo Hovenkamp, who played 239 matches in defence for AZ from 1975 to 1983, as well as receiving 31 caps for the Netherlands national team from 1977 to 1983 and playing each match in UEFA Euro 1980 while an AZ player. Additional stars included John Metgod, who spent six years at AZ playing 195 matches as a defender, scoring 26 goals including a goal against Ipswich Town in the final of the UEFA Cup. Like Hovenkamp, Metgod was also included in the Dutch squad for Euro 1980. Meanwhile, Danish forward Kristen Nygaard spent ten years at AZ, scoring 104 goals in 363 matches between 1972 and 1982.
1985–1993: the interim years
Co-owner Cees Molenaar died in 1979. AZ's fortunes deteriorated after his brother, Klaas Molenaar, left the club in 1985. After several mid-table finishes in previous seasons, AZ was relegated in 1988 from the Eredivisie, ending the season on 28 points from 34 matches and falling to the due to the superior goal difference of Roda JC. This relegation was significant since it occurred just seven years after the club's historic domestic double and marked the end of AZ's first period of success in Dutch football. Following this, AZ spent much of the next decade in the second tier, struggling to find a return to the top flight.
1993–2009: the Scheringa years
The involvement of businessman Dirk Scheringa in the mid-1990s marked the revival of the club as AZ returned to the Eredivisie, winning the 1997-98 Eerste Divisie title. The club achieved consecutive finishes around the middle positions in the league until ending up in third place in the 2004-05 Eredivisie season, AZ's highest position for 23 years. In the summer of 2006, the club moved to a new 17,000 capacity stadium, AZ Stadion.
Despite playing strongly for the majority of the 2006–07 season, AZ's season ended in disappointment. First, entering the last matchday of the 2006–07 Eredivisie season, AZ led PSV and Ajax on goal difference at the top of the league table, but ended up third after losing their last match against 16th placed team Excelsior, AZ played with ten men for 80 minutes. Additionally, AZ then lost the KNVB Cup final to Ajax 8–7 after a penalty shoot-out, while also falling to Ajax over two play-off matches for participation in the Champions League. After the season, key players like Tim de Cler, Danny Koevermans and Shota Arveladze left the team.
A remarkable run ended in the 2007–08 season: after AZ lost a group stage match against Everton (3–2) in the UEFA Cup, the club's unbeaten run of 32 home matches in European competitions – lasting from 1977 to 2007 – ended. AZ had a poor season, suffering elimination in the first round of the KNVB Cup and the group stage of the UEFA Cup, as well as finishing the 2007–08 Eredivisie in a disappointing 11th place. Towards the latter stages of the season, in March 2008, AZ manager Louis van Gaal had initially tendered his resignation, but after protests the players and directors, he rescinded his resignation.
The 2008–09 season had an unpromising start after two opening defeats against NAC Breda and ADO Den Haag. However, starting with a 1–0 victory over defending league champions PSV, AZ did not lose a match in its next 28 matches, including a run of 11-straight matches where AZ did not concede an opposition goal. Three weeks before the end of the season, AZ became Eredivisie champions, edging nearest title rivals Twente and Ajax comfortably. This was a historic achievement for the club as this was the first title-winning season for 28 years, and it also meant a return to the UEFA Champions League.
Being league champions, AZ qualified for the Champions League for only the second time. It was drawn into a group alongside Arsenal FC, Standard Liège and Olympiacos but only took four points from six matches and finished bottom of their group.
2009–2014: Advocaat–Verbeek years
For the 2009–10 season, Ronald Koeman succeeded Louis van Gaal, who had departed to manage Bayern Munich after leading AZ to the championship. Koeman was officially hired on 17 May 2009, but on 5 December, AZ announced he was no longer in charge of the club after losing 7 of his first 16 matches. Former Rangers and Zenit Saint Petersburg manager Dick Advocaat took over for the remainder of the season. Under Advocaat, AZ achieved solid results and secured European football for the next season.
For the 2010–11 season, AZ appointed Gertjan Verbeek as its new manager. They finished the 2010–11 Eredivisie in fourth place, thus securing Europa League football for the next season, while in the KNVB Cup, AZ reached the last eight, where they were beaten by rivals Ajax by a 1–0 scoreline. AZ also finished third in their Europa League group, thus failing to qualifying for the competition's knockout round.
In the 2011–12 season, AZ finished fourth in the Eredivisie, though performed significantly better in cup competitions, reaching the semi-finals in the KNVB Cup (losing to Heracles after extra time) and the quarter-finals in the Europa League. In the latter, the club ultimately lost to Valencia after having defeated Udinese, Anderlecht, Malmö FF, Austria Wien, Metalist Kharkiv, Aalesund and Baumit Jablonec to reach that stage.
On 21 December 2011, during the quarter-finals of the 2011–12 KNVB Cup, a 19-year-old Ajax fan invaded the Amsterdam Arena pitch in the 36th minute with Ajax winning 1–0, attacking AZ goalkeeper Esteban Alvarado. The fan slipped and Alvarado kicked the fan twice, prompting the referee to issue the goalkeeper a red card. Following this, AZ manager Gertjan Verbeek ordered his players to leave the pitch for the dressing room in protest. The match was later played on 19 January 2012, with Alvarado's red card rescinded; AZ won 3–2.
The 2012–13 season started in the Europa League with a qualifying play-off round against Guus Hiddink's Anzhi Makhachkala. AZ was hammered 6–0 on aggregate. Disappointingly, AZ finished tenth in the 2012–13 Eredivisie, although the club won the 2012–13 KNVB Cup after defeating PSV 2–1 in the final. As cup winners, AZ automatically qualified for the 2013–14 Europa League.
In September 2013, just one day after emphatically beating PSV, at the time the league leaders, Verbeek was dismissed as first team manager by the club due to "a lack of chemistry" between management and players. He was replaced by Dick Advocaat for the remainder of the season until a permanent replacement could be found. Advocaat took AZ to the semi-finals of the KNVB Cup, the quarter-finals of the Europa League and eighth in the league, ultimately losing to Groningen in the Europa League play-off final round (their 58th match of the season, a club record).
2014–2019: Van den Brom years
The 2014–15 season began with a new manager, former Heerenveen manager and Ajax great Marco van Basten. However, after just three matches into the season, Van Basten resigned as manager to become assistant manager under Alex Pastoor, citing heavy stress as the main reason. Pastoor was the interim manager during two matches under Van Basten's absence and received the official title on 16 September, but contract negotiations failed and he left the club just two days later. A week later, John van den Brom was appointed manager. Under Van den Brom, AZ quickly rose up to the sub-top, eventually finished the season in third place, surpassing Feyenoord on the final season's matchday and qualifying for the 2015–16 Europa League.
The 2015–16 Eredivisie started with AZ selling most of its first-team players from the previous season during the summer transfer period. As a response, AZ bought players from other Dutch clubs, notably Vincent Janssen from Almere City, Alireza Jahanbakhsh from NEC and Ben Rienstra from PEC Zwolle. In December, it was announced free agent Ron Vlaar signed a contract until the end of the season after training with the club for a few weeks prior. Vlaar quickly became team captain and helped lift AZ from tenth place to a fourth-place finish in the league. Along this rise, new signing Vincent Janssen scored 27 goals for the club, earning him the Eredivisie top goalscorer title. In the 2015–16 KNVB Cup, AZ made it to the semi-finals, losing 3–1 to Feyenoord. AZ won the first two qualification rounds to qualify for the 2015–16 Europa League group stage, but finished last in their group.
At the start of the 2016–17 Eredivisie, AZ sold last season's performer Vincent Janssen to Tottenham Hotspur and long-time midfielder Markus Henriksen to Hull City. In the 2016–17 Europa League, AZ finished second in Group D, surviving the group stage for the third time in five seasons.
Since 2019: Slot–Jansen years
After an excellent 2019/20 season in which AZ beat league leaders Ajax home and away, aided by consistent performances from youth academy talents such as Teun Koopmeiners, Myron Boadu, Calvin Stengs and Owen Wijndal, the season was forced to end early due to the effects of the COVID-19 pandemic. Joint on points with Ajax at the top of the table, AZ were given second place on goal difference, and subsequently earned Qualification to the Champions League second qualifying round.
A poor start to their 2020/21 Eredivisie campaign saw AZ draw five games in a row, before eventually picking up a victory against RKC Waalwijk on the 1st of November 2020.
AZ also struggled in European competitions this season. Despite a strong start, with a 3–1 extra time come back against Viktoria Plzen in the Champions League qualifiers, the club lost 2–0 to Dynamo Kiev several weeks later, seeing them fall back into the Europa League. After victory against Napoli and Rijeka early in the pool stages, AZ was on track to advance, though lost to Real Sociedad away, obtained a 0–0 draw in the reverse fixture, and also drew 1–1 with Napoli. Following these results, AZ needed to defeat Rijeka away to advance. However, the departure the week before the game of manager Arne Slot saw an unorganised team lose 2–1 to Rijeka, ending their European dream.
In 2022-2023, AZ stepped up their performance in Europa Conference League play, winning five out of six Group E matches against SC Dnipro-1, Apollon Limassol and Vaduz, then beating Lazio 4-2 on aggregate. However, their run was ended by defeats to West Ham United, with AZ's home leg marred by supporter violence.
Coaching staff
Players
Current squad
Out on loan
Jong AZ
Participating in the Eerste Divisie, the reserve squad of AZ trains and plays their home games in Zaanstad.
Stadium and sponsor
Stadium
AZ play its home matches at the AFAS Stadion, located in the southern part of the city of Alkmaar. The stadium, which is directly owned by the club, was opened in 2006 and replaced the old Alkmaarderhout venue as the DSB Stadion. The stadium currently has a capacity of 17,023. During its design stages, the name Victorie Stadion was frequently used, referring to the Dutch War of Independence, the phrase "In Alkmaar begint de victorie" (Victory begins in Alkmaar) in particular. Until now, this name has not been officially in use, the board instead opting for sponsorship deals because of financial motives. However, to this day, the name maintains a good share of support among the fans.
To further increase revenue, AZ's board of directors decided to expand the capacity of the new stadium to at least 30,000 somewhere in the future. The extension will be realised by constructing a second tier to three of the four stands. The main stand with all technical areas, VIP and sponsor and media facilities will remain in place. These plans, however, were put on hold after the DSB bankruptcy and there are no current plans to increase the capacity.
In October 2009, sponsor DSB Bank was declared bankrupt. The stadium name temporarily changed from DSB Stadion to AZ Stadion, as it was considered undesirable that the stadium was linked with a non-existent bank. In February 2010, a new main sponsor was found in construction works service provider BUKO, based in Beverwijk.
A year later, in the 2010–11 season, took over as official stadium sponsor. The current external name of the ground is the AFAS Stadion.
On 10 August 2019, the roof of the stadium partially collapsed. No people were injured during the incident. As the result AZ spent the rest of the year playing home matches at the Cars Jeans Stadion in The Hague whilst the damaged roof was being removed, before returning to the stadium on 15 December 2019, beating Ajax 1–0 in their first match back. AZ played the rest of the 2019/20 season, until the COVID-19 pandemic cut it short, without a roof. During the 2020/21 season, a new roof was installed, held up by 20 crane-like arms on three sides and a so-called mega truss on the main stand. The renewed stadium, which also included a capacity upgrade of nearly 2,500 seats for a new total capacity of 19,500, was officially opened on September 11, 2021, before the home game against PSV.
Kit suppliers and shirt sponsors
Honours
Domestic
Eredivisie
Winners (2): 1980–81, 2008–09
Runners-up (3): 1979–80, 2005–06, 2019–20
Eerste Divisie
Winners (3): 1959–601, 1995–96, 1997–98
Runners-up (3): 1956–571, 1967–68, 1971–72
Tweede Divisie
Winners (1): 1955–562
Runners-up (1): 1963–641
KNVB Cup
Winners (4): 1977–78, 1980–81, 1981–82, 2012–13
Runners-up (3): 2006–07, 2016–17, 2017–18
Johan Cruyff Shield
Winners (1): 2009
Runners-up (1): 2013
International
UEFA Cup/UEFA Europa League
Runners-up (1): 1980–81
Semi-finalists: 2004–05
Quarter-finalists: 2006–07, 2011–12, 2013–14
UEFA Europa Conference League
Semi-finalists: 2022–23
1 As Alkmaar '542 As KFC in the Eerste Klasse C, precursor of the Tweede Klasse in the first year of professional football in the Netherlands.
European record
Matches
UEFA coefficient ranking
Domestic results
Below is a table with AZ's domestic results since the introduction of professional football in 1956.
Coaches
Alkmaar '54
(1954–1956)
Kick Smit (1956–1958)
(1 July 1958 – 30 June 1960)
Piet de Wolf (1960–1961)
(1961–1962)
(1962–1963)
(1 July 1963 – 30 June 1965)
Barry Hughes (1 July 1965 – 30 June 1967)
KFC / FC Zaanstreek
Bob Kelly (1955–1956)
(1956–1958)
(1958–1960)
(1960–1963)
(1963–1964)
Piet de Wolf (1964–1965)
(1965–1966)
AZ '67
Lesley Talbot (1 July 1967 – 30 June 1968)
(1968–1969)
Robert Heinz (1969–1971)
Cor van der Hart (1 July 1971 – 30 June 1973)
Joop Brand (1 July 1973 – 30 June 1976)
Hans Kraay Sr. (1 July 1976 – 30 June 1977)
Jan Notermans (1977)
Cor van der Hart (1 July 1977 – 30 June 1978)
Georg Keßler (1 July 1978 – 30 June 1982)
Hans Eijkenbroek (1 July 1982 – 30 June 1983)
Piet de Visser (1 July 1983 – 30 June 1985)
Joop Brand (1 July 1985 – 30 June 1986)
Han Berger (1 July 1986 – 31 December 1986)
AZ
Hans Eijkenbroek (1987 – 30 June 1989)
Hans van Doorneveld (1 July 1989 – 30 June 1990)
Henk Wullems (1 July 1990 – 30 June 1993)
Piet Schrijvers (1 July 1993 – 30 June 1994)
Theo Vonk (1 July 1994 – 28 February 1997)
Hans de Koning (interim) (28 February 1997 – 30 June 1997)
Willem van Hanegem (1 July 1997 – 30 June 1999)
Gerard van der Lem (1 July 1999 – 30 March 2000)
Henk van Stee (31 March 2000 – 30 October 2002)
Co Adriaanse (30 October 2002 – 30 June 2005)
Louis van Gaal (1 July 2005 – 30 June 2009)
Ronald Koeman (1 July 2009 – 5 December 2009)
Martin Haar (interim) (5 December 2009 – 10 December 2009)
Dick Advocaat (10 December 2009 – 30 June 2010)
Gertjan Verbeek (1 July 2010 – 29 September 2013)
Martin Haar (interim) (29 September 2013 – 15 October 2013)
Dick Advocaat (15 October 2013 – 30 June 2014)
Marco van Basten (30 June 2014 – 16 September 2014)
John van den Brom (29 September 2014 – 30 June 2019)
Arne Slot (1 July 2019 – 5 December 2020)
Pascal Jansen (5 December 2020 – present )
Notes
References
External links
1967 establishments in the Netherlands
Association football clubs established in 1967
Football clubs in the Netherlands
Football clubs in Alkmaar |
2296 | https://en.wikipedia.org/wiki/Adrenal%20gland | Adrenal gland | The adrenal glands (also known as suprarenal glands) are endocrine glands that produce a variety of hormones including adrenaline and the steroids aldosterone and cortisol. They are found above the kidneys. Each gland has an outer cortex which produces steroid hormones and an inner medulla. The adrenal cortex itself is divided into three main zones: the zona glomerulosa, the zona fasciculata and the zona reticularis.
The adrenal cortex produces three main types of steroid hormones: mineralocorticoids, glucocorticoids, and androgens. Mineralocorticoids (such as aldosterone) produced in the zona glomerulosa help in the regulation of blood pressure and electrolyte balance. The glucocorticoids cortisol and cortisone are synthesized in the zona fasciculata; their functions include the regulation of metabolism and immune system suppression. The innermost layer of the cortex, the zona reticularis, produces androgens that are converted to fully functional sex hormones in the gonads and other target organs. The production of steroid hormones is called steroidogenesis, and involves a number of reactions and processes that take place in cortical cells. The medulla produces the catecholamines, which function to produce a rapid response throughout the body in stress situations.
A number of endocrine diseases involve dysfunctions of the adrenal gland. Overproduction of cortisol leads to Cushing's syndrome, whereas insufficient production is associated with Addison's disease. Congenital adrenal hyperplasia is a genetic disease produced by dysregulation of endocrine control mechanisms. A variety of tumors can arise from adrenal tissue and are commonly found in medical imaging when searching for other diseases.
Structure
The adrenal glands are located on both sides of the body in the retroperitoneum, above and slightly medial to the kidneys. In humans, the right adrenal gland is pyramidal in shape, whereas the left is semilunar or crescent shaped and somewhat larger. The adrenal glands measure approximately 5 cm in length, 3 cm in width, and up to 1 cm in thickness. Their combined weight in an adult human ranges from 7 to 10 grams. The glands are yellowish in colour.
The adrenal glands are surrounded by a fatty capsule and lie within the renal fascia, which also surrounds the kidneys. A weak septum (wall) of connective tissue separates the glands from the kidneys. The adrenal glands are directly below the diaphragm, and are attached to the crura of the diaphragm by the renal fascia.
Each adrenal gland has two distinct parts, each with a unique function, the outer adrenal cortex and the inner medulla, both of which produce hormones.
Adrenal cortex
The adrenal cortex is the outer region and also the largest part of an adrenal gland. It is divided into three separate zones: zona glomerulosa, zona fasciculata and zona reticularis. Each zone is responsible for producing specific hormones.
The adrenal cortex is the outermost layer of the adrenal gland. Within the cortex are three layers, called "zones". When viewed under a microscope each layer has a distinct appearance, and each has a different function. The adrenal cortex is devoted to production of hormones, namely aldosterone, cortisol, and androgens.
Zona glomerulosa
The outermost zone of the adrenal cortex is the zona glomerulosa. It lies immediately under the fibrous capsule of the gland. Cells in this layer form oval groups, separated by thin strands of connective tissue from the fibrous capsule of the gland and carry wide capillaries.
This layer is the main site for production of aldosterone, a mineralocorticoid, by the action of the enzyme aldosterone synthase. Aldosterone plays an important role in the long-term regulation of blood pressure.
Zona fasciculata
The zona fasciculata is situated between the zona glomerulosa and zona reticularis. Cells in this layer are responsible for producing glucocorticoids such as cortisol. It is the largest of the three layers, accounting for nearly 80% of the volume of the cortex. In the zona fasciculata, cells are arranged in columns radially oriented towards the medulla. Cells contain numerous lipid droplets, abundant mitochondria and a complex smooth endoplasmic reticulum.
Zona reticularis
The innermost cortical layer, the zona reticularis, lies directly adjacent to the medulla. It produces androgens, mainly dehydroepiandrosterone (DHEA), DHEA sulfate (DHEA-S), and androstenedione (the precursor to testosterone) in humans. Its small cells form irregular cords and clusters, separated by capillaries and connective tissue. The cells contain relatively small quantities of cytoplasm and lipid droplets, and sometimes display brown lipofuscin pigment.
Medulla
The adrenal medulla is at the centre of each adrenal gland, and is surrounded by the adrenal cortex. The chromaffin cells of the medulla are the body's main source of the catecholamines, such as adrenaline and noradrenaline, released by the medulla. Approximately 20% noradrenaline (norepinephrine) and 80% adrenaline (epinephrine) are secreted here.
The adrenal medulla is driven by the sympathetic nervous system via preganglionic fibers originating in the thoracic spinal cord, from vertebrae T5–T11. Because it is innervated by preganglionic nerve fibers, the adrenal medulla can be considered as a specialized sympathetic ganglion. Unlike other sympathetic ganglia, however, the adrenal medulla lacks distinct synapses and releases its secretions directly into the blood.
Blood supply
The adrenal glands have one of the greatest blood supply rates per gram of tissue of any organ: up to 60 small arteries may enter each gland. Three arteries usually supply each adrenal gland:
The superior suprarenal artery, a branch of the inferior phrenic artery
The middle suprarenal artery, a direct branch of the abdominal aorta
The inferior suprarenal artery, a branch of the renal artery
These blood vessels supply a network of small arteries within the capsule of the adrenal glands. Thin strands of the capsule enter the glands, carrying blood to them.
Venous blood is drained from the glands by the suprarenal veins, usually one for each gland:
The right suprarenal vein drains into the inferior vena cava.
The left suprarenal vein drains into the left renal vein or the left inferior phrenic vein.
The central adrenomedullary vein, in the adrenal medulla, is an unusual type of blood vessel. Its structure is different from the other veins in that the smooth muscle in its tunica media (the middle layer of the vessel) is arranged in conspicuous, longitudinally oriented bundles.
Variability
The adrenal glands may not develop at all, or may be fused in the midline behind the aorta. These are associated with other congenital abnormalities, such as failure of the kidneys to develop, or fused kidneys. The gland may develop with a partial or complete absence of the cortex, or may develop in an unusual location.
Function
The adrenal gland secretes a number of different hormones which are metabolised by enzymes either within the gland or in other parts of the body. These hormones are involved in a number of essential biological functions.
Corticosteroids
Corticosteroids are a group of steroid hormones produced from the cortex of the adrenal gland, from which they are named.
Mineralocorticoids such as aldosterone regulate salt ("mineral") balance and blood pressure
Glucocorticoids such as cortisol influence metabolism rates of proteins, fats and sugars ("glucose").
Androgens such as dehydroepiandrosterone.
Mineralocorticoids
The adrenal gland produces aldosterone, a mineralocorticoid, which is important in the regulation of salt ("mineral") balance and blood volume. In the kidneys, aldosterone acts on the distal convoluted tubules and the collecting ducts by increasing the reabsorption of sodium and the excretion of both potassium and hydrogen ions. Aldosterone is responsible for the reabsorption of about 2% of filtered glomerular filtrate. Sodium retention is also a response of the distal colon and sweat glands to aldosterone receptor stimulation. Angiotensin II and extracellular potassium are the two main regulators of aldosterone production. The amount of sodium present in the body affects the extracellular volume, which in turn influences blood pressure. Therefore, the effects of aldosterone in sodium retention are important for the regulation of blood pressure.
Glucocorticoids
Cortisol is the main glucocorticoid in humans. In species that do not create cortisol, this role is played by corticosterone instead. Glucocorticoids have many effects on metabolism. As their name suggests, they increase the circulating level of glucose. This is the result of an increase in the mobilization of amino acids from protein and the stimulation of synthesis of glucose from these amino acids in the liver. In addition, they increase the levels of free fatty acids, which cells can use as an alternative to glucose to obtain energy. Glucocorticoids also have effects unrelated to the regulation of blood sugar levels, including the suppression of the immune system and a potent anti-inflammatory effect. Cortisol reduces the capacity of osteoblasts to produce new bone tissue and decreases the absorption of calcium in the gastrointestinal tract.
The adrenal gland secretes a basal level of cortisol but can also produce bursts of the hormone in response to adrenocorticotropic hormone (ACTH) from the anterior pituitary. Cortisol is not evenly released during the day – its concentrations in the blood are highest in the early morning and lowest in the evening as a result of the circadian rhythm of ACTH secretion. Cortisone is an inactive product of the action of the enzyme 11β-HSD on cortisol. The reaction catalyzed by 11β-HSD is reversible, which means that it can turn administered cortisone into cortisol, the biologically active hormone.
Formation
All corticosteroid hormones share cholesterol as a common precursor. Therefore, the first step in steroidogenesis is cholesterol uptake or synthesis. Cells that produce steroid hormones can acquire cholesterol through two paths. The main source is through dietary cholesterol transported via the blood as cholesterol esters within low density lipoproteins (LDL). LDL enters the cells through receptor-mediated endocytosis. The other source of cholesterol is synthesis in the cell's endoplasmic reticulum. Synthesis can compensate when LDL levels are abnormally low. In the lysosome, cholesterol esters are converted to free cholesterol, which is then used for steroidogenesis or stored in the cell.
The initial part of conversion of cholesterol into steroid hormones involves a number of enzymes of the cytochrome P450 family that are located in the inner membrane of mitochondria. Transport of cholesterol from the outer to the inner membrane is facilitated by steroidogenic acute regulatory protein and is the rate-limiting step of steroid synthesis.
The layers of the adrenal gland differ by function, with each layer having distinct enzymes that produce different hormones from a common precursor. The first enzymatic step in the production of all steroid hormones is cleavage of the cholesterol side chain, a reaction that forms pregnenolone as a product and is catalyzed by the enzyme P450scc, also known as cholesterol desmolase. After the production of pregnenolone, specific enzymes of each cortical layer further modify it. Enzymes involved in this process include both mitochondrial and microsomal P450s and hydroxysteroid dehydrogenases. Usually a number of intermediate steps in which pregnenolone is modified several times are required to form the functional hormones. Enzymes that catalyze reactions in these metabolic pathways are involved in a number of endocrine diseases. For example, the most common form of congenital adrenal hyperplasia develops as a result of deficiency of 21-hydroxylase, an enzyme involved in an intermediate step of cortisol production.
Regulation
Glucocorticoids are under the regulatory influence of the hypothalamic–pituitary–adrenal axis (HPA) axis. Glucocorticoid synthesis is stimulated by adrenocorticotropic hormone (ACTH), a hormone released into the bloodstream by the anterior pituitary. In turn, production of ACTH is stimulated by the presence of corticotropin-releasing hormone (CRH), which is released by neurons of the hypothalamus. ACTH acts on the adrenal cells first by increasing the levels of StAR within the cells, and then of all steroidogenic P450 enzymes. The HPA axis is an example of a negative feedback system, in which cortisol itself acts as a direct inhibitor of both CRH and ACTH synthesis. The HPA axis also interacts with the immune system through increased secretion of ACTH at the presence of certain molecules of the inflammatory response.
Mineralocorticoid secretion is regulated mainly by the renin–angiotensin–aldosterone system (RAAS), the concentration of potassium, and to a lesser extent the concentration of ACTH. Sensors of blood pressure in the juxtaglomerular apparatus of the kidneys release the enzyme renin into the blood, which starts a cascade of reactions that lead to formation of angiotensin II. Angiotensin receptors in cells of the zona glomerulosa recognize the substance, and upon binding they stimulate the release of aldosterone.
Androgens
Cells in zona reticularis of the adrenal glands produce male sex hormones, or androgens, the most important of which is DHEA. In general, these hormones do not have an overall effect in the male body, and are converted to more potent androgens such as testosterone and DHT or to estrogens (female sex hormones) in the gonads, acting in this way as a metabolic intermediate.
Catecholamines
Primarily referred to in the United States as epinephrine and norepinephrine, adrenaline and noradrenaline are catecholamines, water-soluble compounds that have a structure made of a catechol group and an amine group. The adrenal glands are responsible for most of the adrenaline that circulates in the body, but only for a small amount of circulating noradrenaline. These hormones are released by the adrenal medulla, which contains a dense network of blood vessels. Adrenaline and noradrenaline act by interacting with adrenoreceptors throughout the body, with effects that include an increase in blood pressure and heart rate. Actions of adrenaline and noradrenaline are responsible for the fight or flight response, characterised by a quickening of breathing and heart rate, an increase in blood pressure, and constriction of blood vessels in many parts of the body.
Formation
Catecholamines are produced in chromaffin cells in the medulla of the adrenal gland, from tyrosine, a non-essential amino acid derived from food or produced from phenylalanine in the liver. The enzyme tyrosine hydroxylase converts tyrosine to L-DOPA in the first step of catecholamine synthesis. L-DOPA is then converted to dopamine before it can be turned into noradrenaline. In the cytosol, noradrenaline is converted to epinephrine by the enzyme phenylethanolamine N-methyltransferase (PNMT) and stored in granules. Glucocorticoids produced in the adrenal cortex stimulate the synthesis of catecholamines by increasing the levels of tyrosine hydroxylase and PNMT.
Catecholamine release is stimulated by the activation of the sympathetic nervous system. Splanchnic nerves of the sympathetic nervous system innervate the medulla of the adrenal gland. When activated, it evokes the release of catecholamines from the storage granules by stimulating the opening of calcium channels in the cell membrane.
Gene and protein expression
The human genome includes approximately 20,000 protein coding genes and 70% of these genes are expressed in the normal adult adrenal glands. Only some 250 genes are more specifically expressed in the adrenal glands compared to other organs and tissues. The adrenal-gland-specific genes with the highest level of expression include members of the cytochrome P450 superfamily of enzymes. Corresponding proteins are expressed in the different compartments of the adrenal gland, such as CYP11A1, HSD3B2 and FDX1 involved in steroid hormone synthesis and expressed in cortical cell layers, and PNMT and DBH involved in noradrenaline and adrenaline synthesis and expressed in the medulla.
Development
The adrenal glands are composed of two heterogenous types of tissue. In the center is the adrenal medulla, which produces adrenaline and noradrenaline and releases them into the bloodstream, as part of the sympathetic nervous system. Surrounding the medulla is the cortex, which produces a variety of steroid hormones. These tissues come from different embryological precursors and have distinct prenatal development paths. The cortex of the adrenal gland is derived from mesoderm, whereas the medulla is derived from the neural crest, which is of ectodermal origin.
The adrenal glands in a newborn baby are much larger as a proportion of the body size than in an adult. For example, at age three months the glands are four times the size of the kidneys. The size of the glands decreases relatively after birth, mainly because of shrinkage of the cortex. The cortex, which almost completely disappears by age 1, develops again from age 4–5. The glands weigh about at birth and develop to an adult weight of about each. In a fetus the glands are first detectable after the sixth week of development.
Cortex
Adrenal cortex tissue is derived from the intermediate mesoderm. It first appears 33 days after fertilisation, shows steroid hormone production capabilities by the eighth week and undergoes rapid growth during the first trimester of pregnancy. The fetal adrenal cortex is different from its adult counterpart, as it is composed of two distinct zones: the inner "fetal" zone, which carries most of the hormone-producing activity, and the outer "definitive" zone, which is in a proliferative phase. The fetal zone produces large amounts of adrenal androgens (male sex hormones) that are used by the placenta for estrogen biosynthesis. Cortical development of the adrenal gland is regulated mostly by ACTH, a hormone produced by the pituitary gland that stimulates cortisol synthesis. During midgestation, the fetal zone occupies most of the cortical volume and produces 100–200 mg/day of DHEA-S, an androgen and precursor of both androgens and estrogens (female sex hormones). Adrenal hormones, especially glucocorticoids such as cortisol, are essential for prenatal development of organs, particularly for the maturation of the lungs. The adrenal gland decreases in size after birth because of the rapid disappearance of the fetal zone, with a corresponding decrease in androgen secretion.
Adrenarche
During early childhood androgen synthesis and secretion remain low, but several years before puberty (from 6–8 years of age) changes occur in both anatomical and functional aspects of cortical androgen production that lead to increased secretion of the steroids DHEA and DHEA-S. These changes are part of a process called adrenarche, which has only been described in humans and some other primates. Adrenarche is independent of ACTH or gonadotropins and correlates with a progressive thickening of the zona reticularis layer of the cortex. Functionally, adrenarche provides a source of androgens for the development of axillary and pubic hair before the beginning of puberty.
Medulla
The adrenal medulla is derived from neural crest cells, which come from the ectoderm layer of the embryo. These cells migrate from their initial position and aggregate in the vicinity of the dorsal aorta, a primitive blood vessel, which activates the differentiation of these cells through the release of proteins known as BMPs. These cells then undergo a second migration from the dorsal aorta to form the adrenal medulla and other organs of the sympathetic nervous system. Cells of the adrenal medulla are called chromaffin cells because they contain granules that stain with chromium salts, a characteristic not present in all sympathetic organs. Glucocorticoids produced in the adrenal cortex were once thought to be responsible for the differentiation of chromaffin cells. More recent research suggests that BMP-4 secreted in adrenal tissue is the main responsible for this, and that glucocorticoids only play a role in the subsequent development of the cells.
Clinical significance
The normal function of the adrenal gland may be impaired by conditions such as infections, tumors, genetic disorders and autoimmune diseases, or as a side effect of medical therapy. These disorders affect the gland either directly (as with infections or autoimmune diseases) or as a result of the dysregulation of hormone production (as in some types of Cushing's syndrome) leading to an excess or insufficiency of adrenal hormones and the related symptoms.
Corticosteroid overproduction
Cushing's syndrome
Cushing's syndrome is the manifestation of glucocorticoid excess. It can be the result of a prolonged treatment with glucocorticoids or be caused by an underlying disease which produces alterations in the HPA axis or the production of cortisol. Causes can be further classified into ACTH-dependent or ACTH-independent. The most common cause of endogenous Cushing's syndrome is a pituitary adenoma which causes an excessive production of ACTH. The disease produces a wide variety of signs and symptoms which include obesity, diabetes, increased blood pressure, excessive body hair (hirsutism), osteoporosis, depression, and most distinctively, stretch marks in the skin, caused by its progressive thinning.
Primary aldosteronism
When the zona glomerulosa produces excess aldosterone, the result is primary aldosteronism. Causes for this condition are bilateral hyperplasia (excessive tissue growth) of the glands, or aldosterone-producing adenomas (a condition called Conn's syndrome). Primary aldosteronism produces hypertension and electrolyte imbalance, increasing potassium depletion sodium retention.
Adrenal insufficiency
Adrenal insufficiency (the deficiency of glucocorticoids) occurs in about 5 in 10,000 in the general population. Diseases classified as primary adrenal insufficiency (including Addison's disease and genetic causes) directly affect the adrenal cortex. If a problem that affects the hypothalamic–pituitary–adrenal axis arises outside the gland, it is a secondary adrenal insufficiency.
Addison's disease
Addison's disease refers to primary hypoadrenalism, which is a deficiency in glucocorticoid and mineralocorticoid production by the adrenal gland. In the Western world, Addison's disease is most commonly an autoimmune condition, in which the body produces antibodies against cells of the adrenal cortex. Worldwide, the disease is more frequently caused by infection, especially from tuberculosis. A distinctive feature of Addison's disease is hyperpigmentation of the skin, which presents with other nonspecific symptoms such as fatigue.
A complication seen in untreated Addison's disease and other types of primary adrenal insufficiency is the adrenal crisis, a medical emergency in which low glucocorticoid and mineralocorticoid levels result in hypovolemic shock and symptoms such as vomiting and fever. An adrenal crisis can progressively lead to stupor and coma. The management of adrenal crises includes the application of hydrocortisone injections.
Secondary adrenal insufficiency
In secondary adrenal insufficiency, a dysfunction of the hypothalamic–pituitary–adrenal axis leads to decreased stimulation of the adrenal cortex. Apart from suppression of the axis by glucocorticoid therapy, the most common cause of secondary adrenal insufficiency are tumors that affect the production of adrenocorticotropic hormone (ACTH) by the pituitary gland. This type of adrenal insufficiency usually does not affect the production of mineralocorticoids, which are under regulation of the renin–angiotensin system instead.
Congenital adrenal hyperplasia
Congenital adrenal hyperplasia is a family of congenital diseases in which mutations of enzymes that produce steroid hormones result in a glucocorticoid deficiency and malfunction of the negative feedback loop of the HPA axis. In the HPA axis, cortisol (a glucocorticoid) inhibits the release of CRH and ACTH, hormones that in turn stimulate corticosteroid synthesis. As cortisol cannot be synthesized, these hormones are released in high quantities and stimulate production of other adrenal steroids instead. The most common form of congenital adrenal hyperplasia is due to 21-hydroxylase deficiency. 21-hydroxylase is necessary for production of both mineralocorticoids and glucocorticoids, but not androgens. Therefore, ACTH stimulation of the adrenal cortex induces the release of excessive amounts of adrenal androgens, which can lead to the development of ambiguous genitalia and secondary sex characteristics.
Adrenal tumors
Adrenal tumors are commonly found as incidentalomas, unexpected asymptomatic tumors found during medical imaging. They are seen in around 3.4% of CT scans, and in most cases they are benign adenomas. Adrenal carcinomas are very rare, with an incidence of 1 case per million per year.
Pheochromocytomas are tumors of the adrenal medulla that arise from chromaffin cells. They can produce a variety of nonspecific symptoms, which include headaches, sweating, anxiety and palpitations. Common signs include hypertension and tachycardia. Surgery, especially adrenal laparoscopy, is the most common treatment for small pheochromocytomas.
History
Bartolomeo Eustachi, an Italian anatomist, is credited with the first description of the adrenal glands in 1563–4. However, these publications were part of the papal library and did not receive public attention, which was first received with Caspar Bartholin the Elder's illustrations in 1611.
The adrenal glands are named for their location relative to the kidneys. The term "adrenal" comes from Latin ad, "near", and ren, "kidney". Similarly, "suprarenal", as termed by Jean Riolan the Younger in 1629, is derived from the Latin supra, "above", and ren, "kidney", as well. The suprarenal nature of the glands was not truly accepted until the 19th century, as anatomists clarified the ductless nature of the glands and their likely secretory role – prior to this, there was some debate as to whether the glands were indeed suprarenal or part of the kidney.
One of the most recognized works on the adrenal glands came in 1855 with the publication of On the Constitutional and Local Effects of Disease of the Suprarenal Capsule, by the English physician Thomas Addison. In his monography, Addison described what the French physician George Trousseau would later name Addison's disease, an eponym still used today for a condition of adrenal insufficiency and its related clinical manifestations. In 1894, English physiologists George Oliver and Edward Schafer studied the action of adrenal extracts and observed their pressor effects. In the following decades several physicians experimented with extracts from the adrenal cortex to treat Addison's disease. Edward Calvin Kendall, Philip Hench and Tadeusz Reichstein were then awarded the 1950 Nobel Prize in Physiology or Medicine for their discoveries on the structure and effects of the adrenal hormones.
See also
Adrenopause
Adrenochrome
List of distinct cell types in the adult human body
References
External links
Adrenal gland at the Human Protein Atlas
Adrenal gland histology
– "Adrenal Gland"
– "Posterior Abdominal Wall: The Retroperitoneal Fat and Suprarenal Glands"
Adrenal Gland, from Colorado State University
Adrenaline |
2303 | https://en.wikipedia.org/wiki/Aramaic | Aramaic | Aramaic (; ; ; ; Western Neo-Aramaic ) is a Northwest Semitic language that originated in the ancient region of Syria, and quickly spread to Mesopotamia, the Southern Levant and eastern Anatolia where it has been continually written and spoken, in different varieties, for over three thousand years, today largely by Assyrians, Mandeans and Mizrahi Jews.
Aramaic served as a language of public life and administration of ancient kingdoms and empires, and also as a language of divine worship and religious study. Several modern varieties, the Neo-Aramaic languages, are still spoken by Assyrians (whose dialects are influenced by Akkadian), and Mandeans and Mizrahi Jews and is used as the liturgical language of a number of West Asian churches.
Aramaic belongs to the Northwest group of the Semitic language family, which also includes the mutually intelligable Canaanite languages such as Hebrew, Edomite, Moabite, Ekronite, Sutean and Phoenician, as well as Amorite and Ugaritic. Aramaic languages are written in the Aramaic alphabet, a descendant of the Phoenician alphabet, and the most prominent alphabet variant is the Syriac alphabet. The Aramaic alphabet also became a base for the creation and adaptation of specific writing systems in some other Semitic languages of West Asia, such as the Hebrew alphabet and the Arabic alphabet.
The Aramaic languages are now considered endangered, since several varieties are used mainly by the older generations. Researchers are working to record and analyze all of the remaining varieties of Neo-Aramaic languages before they or in case they become extinct. Aramaic dialects today form the mother tongues of the Assyrians and Mandaeans, as well as some Mizrahi Jews.
Early Aramaic inscriptions date from 11th century BC, placing it among the earliest languages to be written down. Aramaicist Holger Gzella notes, "The linguistic history of Aramaic prior to the appearance of the first textual sources in the ninth century BC remains unknown."
History
Historically and originally, Aramaic was the language of the Arameans, a Semitic-speaking people of the region between the northern Levant and the northern Tigris valley. By around 1000 BC, the Arameans had a string of kingdoms in what is now part of Syria, Lebanon, Jordan, Turkey and the fringes of southern Mesopotamia (Iraq). Aramaic rose to prominence under the Neo-Assyrian Empire (911–605 BC), under whose influence Aramaic became a prestige language after being adopted as a lingua franca of the empire by Assyrian kings, and its use was spread throughout Mesopotamia, the Levant and parts of Asia Minor, Arabian Peninsula and Ancient Iran under Assyrian rule. At its height, Aramaic was spoken in what is now Iraq, Syria, Lebanon, Palestine/Israel, Jordan, Kuwait, parts of southeast and south central Turkey, Northern parts of the Arabian Peninsula and parts of northwest Iran as well as the southern Caucasus, having gradually replaced several other related Semitic languages.
According to the Babylonian Talmud (Sanhedrin 38b), the language spoken by the Bible's first was Aramaic.
Aramaic was the language of Jesus ("Yeshua Mkheetha", Yeshu, Eshu, Esho, Isho in Aramaic dialects), who spoke the Galilean dialect during his public ministry, as well as the language of several sections of the Hebrew Bible, including parts of the books of Daniel and Ezra, and also the language of the Targum, the Aramaic translation of the Hebrew Bible. It is also the language of the Jerusalem Talmud, Babylonian Talmud and Zohar.
The scribes of the Neo-Assyrian bureaucracy had also used Aramaic, and this practice was subsequently inherited by the succeeding Neo-Babylonian Empire (605–539 BC), and later by the Achaemenid Empire (539–330 BC). Mediated by scribes that had been trained in the language, highly standardized written Aramaic (named by scholars as Imperial Aramaic) progressively also became the lingua franca of public life, trade and commerce throughout the Achaemenid territories. Wide use of written Aramaic subsequently led to the adoption of the Aramaic alphabet and (as logograms) some Aramaic vocabulary in the Pahlavi scripts, which were used by several Middle Iranian languages (including Parthian, Middle Persian, Sogdian, and Khwarazmian).
Aramaic was slowly phased out of public life starting from after the conquest of Arabia in the 7th century AD, but never fully died out.
Some variants of Aramaic are also retained as sacred languages by certain religious communities. Most notable among them is Classical Syriac, the liturgical language of Syriac Christianity. It is used by several communities, including the Assyrian Church of the East, the Ancient Church of the East, the Chaldean Catholic Church, the Syriac Orthodox Church, the Syriac Catholic Church, the Maronite Church, and also the Saint Thomas Christians (Native Christians) and Syrian Christians (K[Q]naya) of Kerala, India. One of Aramaic liturgical dialects was Mandaic, which besides becoming a vernacular (Neo-Mandaic) also remained the liturgical language of Mandaeism. Syriac was also the liturgical language of several now-extinct gnostic faiths, such as Manichaeism. Neo-Aramaic languages are still spoken in the 21st century as a first language by many communities of Assyrian Christians, Jews (in particular, the Jews of Kurdistan/Iraqi Jews), and Mandaeans of the Near East, and with numbers of fluent speakers ranging approximately from 1 million to 2 million, with the main Akkadian influenced languages among Assyrians being Suret (240,000 speakers) and Turoyo (100,000 speakers); in addition to Western Neo-Aramaic (21,700) which persists in only three villages in the Anti-Lebanon Mountains region in western Syria. They have retained use of the once dominant lingua franca despite subsequent language shifts experienced throughout the Middle East.
Name
The connection between Chaldean, Syriac, and Samaritan as "Aramaic" was first identified in 1679 by German theologian Johann Wilhelm Hilliger. In 1819–21 Ulrich Friedrich Kopp published his Bilder und Schriften der Vorzeit ("Images and Inscriptions of the Past"), in which he established the basis of the paleographical development of the Northwest Semitic scripts. Kopp criticised Jean-Jacques Barthélemy and other scholars who had characterized all the then-known inscriptions and coins as Phoenician, with "everything left to the Phoenicians and nothing to the Arameans, as if they could not have written at all". Kopp noted that some of the words on the Carpentras Stele corresponded to the Aramaic in the Book of Daniel, and in the Book of Ruth.
Josephus and Strabo (the latter citing Posidonius) both stated that the "Syrians" called themselves "Arameans". The Septuagint, the earliest extant full copy of the Hebrew Bible, a Greek translation, used the terms Syria and Syrian where the Masoretic Text, the earliest extant Hebrew copy of the Bible, uses the terms Aramean and Aramaic; numerous later bibles followed the Septuagint's usage, including the King James Version. This connection between the names Syrian and Aramaic was discussed in 1835 by Étienne Marc Quatremère.
In historical sources, Aramaic language is designated by two distinctive groups of terms, first of them represented by endonymic (native) names, and the other one represented by various exonymic (foreign in origin) names. Native (endonymic) terms for Aramaic language were derived from the same word root as the name of its original speakers, the ancient Arameans. Endonymic forms were also adopted in some other languages, like ancient Hebrew. In the Torah (Hebrew Bible), "Aram" is used as a proper name of several people including descendants of Shem, Nahor, and Jacob. Ancient Aram, bordering northern Israel and what is now called Syria, is considered the linguistic center of Aramaic, the language of the Arameans who settled the area during the Bronze Age . The language is often mistakenly considered to have originated within Assyria (Iraq). In fact, Arameans carried their language and writing into Mesopotamia by voluntary migration, by forced exile of conquering armies, and by nomadic Chaldean invasions of Babylonia during the period from 1200 to 1000 BC.
Unlike in Hebrew, designations for Aramaic language in some other ancient languages were mostly exonymic. In ancient Greek, Aramaic language was most commonly known as the "Syrian language", in relation to the native (non-Greek) inhabitants of the historical region of Syria. Since the name of Syria itself emerged as a variant of Assyria, the biblical Ashur, and Akkadian Ashuru, a complex set of semantic phenomena was created, becoming a subject of interest both among ancient writers and modern scholars.
The Koine Greek word (Hebraïstí) has been translated as "Aramaic" in some versions of the Christian New Testament, as Aramaic was at that time the language commonly spoken by the Jews. However, is consistently used in Koine Greek at this time to mean Hebrew and (Syristi) is used to mean Aramaic. In Biblical scholarship, the term "Chaldean" was for many years used as a synonym of Aramaic, due to its use in the book of Daniel and subsequent interpretation by Jerome.
Geographic distribution
During the Neo-Assyrian and Neo-Babylonian Empires, Arameans, the native speakers of Aramaic, began to settle in greater numbers, at first in Babylonia, and later in Assyria (Upper Mesopotamia, modern-day northern Iraq, northeast Syria, southwest Iran, and southeastern Turkey (what was Armenia at the time). The influx eventually resulted in the Neo-Assyrian Empire (911–605 BC) adopting an Akkadian-influenced Imperial Aramaic as the lingua franca of its empire. This policy was continued by the short-lived Neo-Babylonian Empire and Medes, and all three empires became operationally bilingual in written sources, with Aramaic used alongside Akkadian. The Achaemenid Empire (539–323 BC) continued this tradition, and the extensive influence of these empires led to Aramaic gradually becoming the lingua franca of most of western Asia, Anatolia, the Caucasus, and Egypt.
Beginning with the rise of the Rashidun Caliphate in the late 7th century, Arabic gradually replaced Aramaic as the lingua franca of the Near East. However, Aramaic remains a spoken, literary, and liturgical language for local Christians and also some Jews. Aramaic also continues to be spoken by the Assyrians of Iraq, northeastern Syria, southeastern Turkey and northwest Iran, with diaspora communities in Armenia, Georgia, Azerbaijan and southern Russia. The Mandaeans also continue to use Mandaic Aramaic as a liturgical language, although most now speak Arabic as their first language. There are still also a small number of first-language speakers of Western Aramaic varieties in isolated villages in western Syria.
Being in contact with other regional languages, some Aramaic dialects were often engaged in mutual exchange of influences, particularly with Arabic, Iranian, and Kurdish.
The turbulence of the last two centuries (particularly the Assyrian genocide) has seen speakers of first-language and literary Aramaic dispersed throughout the world. However, there are a number of sizable Assyrian towns in northern Iraq such as Alqosh, Bakhdida, Bartella, Tesqopa, and Tel Keppe, and numerous small villages, where Aramaic is still the main spoken language, and many large cities in this region also have Assyrian Aramaic-speaking communities, particularly Mosul, Erbil, Kirkuk, Dohuk, and al-Hasakah. In Modern Israel, the only native Aramaic speaking population are the Jews of Kurdistan, although the language is dying out. However, Aramaic is also experiencing a revival among Maronites in Israel in Jish.
Aramaic languages and dialects
Aramaic is often spoken of as a single language, but is in reality a group of related languages. Some Aramaic languages differ more from each other than the Romance languages do among themselves. Its long history, extensive literature, and use by different religious communities are all factors in the diversification of the language. Some Aramaic dialects are mutually intelligible, whereas others are not, not unlike the situation with modern varieties of Arabic. Some Aramaic languages are known under different names; for example, Syriac is particularly used to describe the Eastern Aramaic variety used in Christian ethnic communities in Iraq, southeastern Turkey, northeastern Syria, and northwestern Iran, and Saint Thomas Christians in India. Most dialects can be described as either "Eastern" or "Western", the dividing line being roughly the Euphrates, or slightly west of it. It is also helpful to draw a distinction between those Aramaic languages that are modern living languages (often called "Neo-Aramaic"), those that are still in use as literary languages, and those that are extinct and are only of interest to scholars. Although there are some exceptions to this rule, this classification gives "Modern", "Middle", and "Old" periods, alongside "Eastern" and "Western" areas, to distinguish between the various languages and dialects that are Aramaic.
Writing system
The earliest Aramaic alphabet was based on the Phoenician alphabet. In time, Aramaic developed its distinctive "square" style. The ancient Israelites and other peoples of Canaan adopted this alphabet for writing their own languages. Thus, it is better known as the Hebrew alphabet. This is the writing system used in Biblical Aramaic and other Jewish writing in Aramaic. The other main writing system used for Aramaic was developed by Christian communities: a cursive form known as the Syriac alphabet. A highly modified form of the Aramaic alphabet, the Mandaic alphabet, is used by the Mandaeans.
In addition to these writing systems, certain derivatives of the Aramaic alphabet were used in ancient times by particular groups: the Nabataean alphabet in Petra and the Palmyrene alphabet in Palmyra. In modern times, Turoyo (see below) has sometimes been written in a Latin script.
Periodization
Periodization of historical development of Aramaic language has been the subject of particular interest for scholars, who proposed several types of periodization, based on linguistic, chronological and territorial criteria. Overlapping terminology, used in different periodizations, led to the creation of several polysemic terms, that are used differently among scholars. Terms like: Old Aramaic, Ancient Aramaic, Early Aramaic, Middle Aramaic, Late Aramaic (and some others, like Paleo-Aramaic), were used in various meanings, thus referring (in scope or substance) to different stages in historical development of Aramaic language.
Most commonly used types of periodization are those of Klaus Beyer and Joseph Fitzmyer.
Periodization of Klaus Beyer (1929–2014):
Old Aramaic, from the earliest records, to 200 AD
Middle Aramaic, from 200 AD, to 1200 AD
Modern Aramaic, from 1200 AD, up to the modern times
Periodization of Joseph Fitzmyer (1920–2016):
Old Aramaic, from the earliest records, to regional prominence 700 BC
Official Aramaic, from 700 BC, to 200 BC
Middle Aramaic, from 200 BC, to 200 AD
Late Aramaic, from 200 AD, to 700 AD
Modern Aramaic, from 700 AD, up to the modern times
Recent periodization of Aaron Butts:
Old Aramaic, from the earliest records, to 538 BC
Achaemenid Aramaic, from 538 BC, to 333 BC
Middle Aramaic, from 333 BC, to 200 AD
Late Aramaic, from 200 AD, to 1200 AD
Neo-Aramaic, from 1200 AD, up to the modern times
Old Aramaic
Aramaic's long history and diverse and widespread use has led to the development of many divergent varieties, which are sometimes considered dialects, though they have become distinct enough over time that they are now sometimes considered separate languages. Therefore, there is not one singular, static Aramaic language; each time and place rather has had its own variation. The more widely spoken Eastern Aramaic and Mandaic forms are largely restricted to Assyrian Christian and Mandean gnostic communities in Iraq, northeastern Syria, northwestern Iran and southeastern Turkey, whilst the severely endangered Western Neo-Aramaic is spoken by small communities of Arameans in western Syria, and persisted in Mount Lebanon until as late as the 17th century.
The term "Old Aramaic" is used to describe the varieties of the language from its first known use, until the point roughly marked by the rise of the Sasanian Empire (224 AD), dominating the influential, eastern dialect region. As such, the term covers over thirteen centuries of the development of Aramaic. This vast time span includes all Aramaic that is now effectively extinct. Regarding the earliest forms, Beyer suggests that written Aramaic probably dates from the 11th century BCE, as it is established by the 10th century, to which he dates the oldest inscriptions of northern Syria. Heinrichs uses the less controversial date of the 9th century, for which there is clear and widespread attestation.
The central phase in the development of Old Aramaic was its official use by the Neo-Assyrian Empire (911–608 BC), Neo-Babylonian Empire (620–539 BC) and Achaemenid Empire (500–330 BC). The period before this, dubbed "Ancient Aramaic", saw the development of the language from being spoken in Aramaean city-states to become a major means of communication in diplomacy and trade throughout Mesopotamia, the Levant and Egypt. After the fall of the Achaemenid Empire, local vernaculars became increasingly prominent, fanning the divergence of an Aramaic dialect continuum and the development of differing written standards.
Ancient Aramaic
"Ancient Aramaic" refers to the earliest known period of the language, from its origin until it becomes the lingua franca of the Fertile Crescent. It was the language of the Aramean city-states of Damascus, Hamath and Arpad.
There are inscriptions that evidence the earliest use of the language, dating from the 10th century BC. These inscriptions are mostly diplomatic documents between Aramaean city-states. The alphabet of Aramaic at this early period seems to be based on the Phoenician alphabet, and there is a unity in the written language. It seems that, in time, a more refined alphabet, suited to the needs of the language, began to develop from this in the eastern regions of Aram. Due to increasing Aramean migration eastward, the Western periphery of Assyria became bilingual in Akkadian and Aramean at least as early as the mid-9th century BC. As the Neo-Assyrian Empire conquered Aramean lands west of the Euphrates, Tiglath-Pileser III made Aramaic the Empire's second official language, and it eventually supplanted Akkadian completely.
From 700 BC, the language began to spread in all directions, but lost much of its unity. Different dialects emerged in Assyria, Babylonia, the Levant and Egypt. Around 600 BC, Adon, a Canaanite king, used Aramaic to write to an Egyptian Pharaoh.
Imperial Aramaic
Around 500 BC, following the Achaemenid (Persian) conquest of Mesopotamia under Darius I, Aramaic (as had been used in that region) was adopted by the conquerors as the "vehicle for written communication between the different regions of the vast empire with its different peoples and languages. The use of a single official language, which modern scholarship has dubbed Official Aramaic or Imperial Aramaic, can be assumed to have greatly contributed to the astonishing success of the Achaemenids in holding their far-flung empire together for as long as they did". In 1955, Richard Frye questioned the classification of Imperial Aramaic as an "official language", noting that no surviving edict expressly and unambiguously accorded that status to any particular language. Frye reclassifies Imperial Aramaic as the lingua franca of the Achaemenid territories, suggesting then that the Achaemenid-era use of Aramaic was more pervasive than generally thought.
Imperial Aramaic was highly standardised; its orthography was based more on historical roots than any spoken dialect, and the inevitable influence of Persian gave the language a new clarity and robust flexibility. For centuries after the fall of the Achaemenid Empire (in 330 BC), Imperial Aramaic – or a version thereof near enough for it to be recognisable – would remain an influence on the various native Iranian languages. Aramaic script and – as ideograms – Aramaic vocabulary would survive as the essential characteristics of the Pahlavi scripts.
One of the largest collections of Imperial Aramaic texts is that of the Persepolis Administrative Archives, found at Persepolis, which number about five hundred. Many of the extant documents witnessing to this form of Aramaic come from Egypt, and Elephantine in particular (see Elephantine papyri). Of them, the best known is the Story of Ahikar, a book of instructive aphorisms quite similar in style to the biblical Book of Proverbs. Consensus regards the Aramaic portion of the Biblical book of Daniel (i.e., 2:4b–7:28) as an example of Imperial (Official) Aramaic.
Achaemenid Aramaic is sufficiently uniform that it is often difficult to know where any particular example of the language was written. Only careful examination reveals the occasional loan word from a local language.
A group of thirty Aramaic documents from Bactria have been discovered, and an analysis was published in November 2006. The texts, which were rendered on leather, reflect the use of Aramaic in the 4th century BC Achaemenid administration of Bactria and Sogdia.
Biblical Aramaic
Biblical Aramaic is the Aramaic found in four discrete sections of the Bible:
Ezra – documents from the Achaemenid period (5th century BC) concerning the restoration of the temple in Jerusalem.
Daniel – five tales and an apocalyptic vision.
Jeremiah 10:11 – a single sentence in the middle of a Hebrew text denouncing idolatry.
Genesis – translation of a Hebrew place-name.
Biblical Aramaic is a somewhat hybrid dialect. It is theorized that some Biblical Aramaic material originated in both Babylonia and Judaea before the fall of the Achaemenid dynasty.
Biblical Aramaic presented various challenges for writers who were engaged in early Biblical studies. Since the time of Jerome of Stridon (d. 420), Aramaic of the Bible was named as "Chaldean" (Chaldaic, Chaldee). That label remained common in early Aramaic studies, and persisted up into the nineteenth century. The "Chaldean misnomer" was eventually abandoned, when modern scholarly analyses showed that Aramaic dialect used in Hebrew Bible was not related to ancient Chaldeans and their language.
Post-Achaemenid Aramaic
The fall of the Achaemenid Empire ( 334–330 BC), and its replacement with the newly created political order, imposed by Alexander the Great (d. 323 BC) and his Hellenistic successors, marked an important turning point in the history of Aramaic language. During the early stages of the post-Achaemenid era, public use of Aramaic language was continued, but shared with the newly introduced Greek language. By the year 300 BC, all of the main Aramaic-speaking regions came under political rule of the newly created Seleucid Empire that promoted Hellenistic culture, and favored Greek language as the main language of public life and administration. During the 3rd century BCE, Greek overtook Aramaic in many spheres of public communication, particularly in highly Hellenized cities throughout the Seleucid domains. However, Aramaic continued to be used, in its post-Achaemenid form, among upper and literate classes of native Aramaic-speaking communities, and also by local authorities (along with the newly introduced Greek). Post-Achaemenid Aramaic, that bears a relatively close resemblance to that of the Achaemenid period, continued to be used up to the 2nd century BCE.
By the end of the 2nd century BC, several variants of Post-Achaemenid Aramaic emerged, bearing regional characteristics. One of them was Hasmonaean Aramaic, the official administrative language of Hasmonaean Judaea (142–37 BC), alongside Hebrew which was the language preferred in religious and some other public uses (coinage). It influenced the Biblical Aramaic of the Qumran texts, and was the main language of non-biblical theological texts of that community. The major Targums, translations of the Hebrew Bible into Aramaic, were originally composed in Hasmonaean Aramaic. It also appears in quotations in the Mishnah and Tosefta, although smoothed into its later context. It is written quite differently from Achaemenid Aramaic; there is an emphasis on writing as words are pronounced rather than using etymological forms.
The use of written Aramaic in the Achaemenid bureaucracy also precipitated the adoption of Aramaic(-derived) scripts to render a number of Middle Iranian languages. Moreover, many common words, including even pronouns, particles, numerals, and auxiliaries, continued to written as Aramaic "words" even when writing Middle Iranian languages. In time, in Iranian usage, these Aramaic "words" became disassociated from the Aramaic language and came to be understood as signs (i.e. logograms), much like the symbol '&' is read as "and" in English and the original Latin et is now no longer obvious. Under the early 3rd-century BC Parthian Arsacids, whose government used Greek but whose native language was Parthian, the Parthian language and its Aramaic-derived writing system both gained prestige. This in turn also led to the adoption of the name 'pahlavi' (< parthawi, "of the Parthians") for that writing system. The Persian Sassanids, who succeeded the Parthian Arsacids in the mid-3rd century AD, subsequently inherited/adopted the Parthian-mediated Aramaic-derived writing system for their own Middle Iranian ethnolect as well. That particular Middle Iranian dialect, Middle Persian, i.e. the language of Persia proper, subsequently also became a prestige language. Following the conquest of the Sassanids by the Arabs in the 7th-century, the Aramaic-derived writing system was replaced by the Arabic alphabet in all but Zoroastrian usage, which continued to use the name 'pahlavi' for the Aramaic-derived writing system and went on to create the bulk of all Middle Iranian literature in that writing system.
Other regional dialects continued to exist alongside these, often as simple, spoken variants of Aramaic. Early evidence for these vernacular dialects is known only through their influence on words and names in a more standard dialect. However, some of those regional dialects became written languages by the 2nd century BC. These dialects reflect a stream of Aramaic that is not directly dependent on Achaemenid Aramaic, and they also show a clear linguistic diversity between eastern and western regions.
Targumic
Babylonian Targumic is the later post-Achaemenid dialect found in the Targum Onqelos and Targum Jonathan, the "official" targums. The original, Hasmonaean targums had reached Babylon sometime in the 2nd or 3rd century AD. They were then reworked according to the contemporary dialect of Babylon to create the language of the standard targums. This combination formed the basis of Babylonian Jewish literature for centuries to follow.
Galilean Targumic is similar to Babylonian Targumic. It is the mixing of literary Hasmonaean with the dialect of Galilee. The Hasmonaean targums reached Galilee in the 2nd century AD, and were reworked into this Galilean dialect for local use. The Galilean Targum was not considered an authoritative work by other communities, and documentary evidence shows that its text was amended. From the 11th century AD onwards, once the Babylonian Targum had become normative, the Galilean version became heavily influenced by it.
Babylonian Documentary Aramaic
Babylonian Documentary Aramaic is a dialect in use from the 3rd century AD onwards. It is the dialect of Babylonian private documents, and, from the 12th century, all Jewish private documents are in Aramaic. It is based on Hasmonaean with very few changes. This was perhaps because many of the documents in BDA are legal documents, the language in them had to be sensible throughout the Jewish community from the start, and Hasmonaean was the old standard.
Nabataean
Nabataean Aramaic was the written language of the Arab kingdom of Nabataea, whose capital was Petra. The kingdom (c. 200 BC – 106 AD) controlled the region to the east of the Jordan River, the Negev, the Sinai Peninsula and the northern Hijaz, and supported a wide-ranging trade network. The Nabataeans used imperial Aramaic for written communications, rather than their native Arabic. Nabataean Aramaic developed from Imperial Aramaic, with some influence from Arabic: "l" is often turned into "n", and there are some Arabic loanwords. Arabic influence on Nabataean Aramaic increased over time. Some Nabataean Aramaic inscriptions date from the early days of the kingdom, but most datable inscriptions are from the first four centuries AD. The language is written in a cursive script which was the precursor to the Arabic alphabet. After annexation by the Romans in 106 AD, most of Nabataea was subsumed into the province of Arabia Petraea, the Nabataeans turned to Greek for written communications, and the use of Aramaic declined.
Palmyrene
Palmyrene Aramaic is the dialect that was in use in the Syriac city state of Palmyra in the Syrian Desert from 44 BC to 274 AD. It was written in a rounded script, which later gave way to cursive Estrangela. Like Nabataean, Palmyrene was influenced by Arabic, but to a much lesser degree.
Eastern dialects
In the eastern regions (from Mesopotamia to Persia), dialects like Palmyrene Aramaic and Arsacid Aramaic gradually merged with the regional vernacular dialects, thus creating languages with a foot in Achaemenid and a foot in regional Aramaic.
In the Kingdom of Osroene, founded in 132 BCE and centred in Edessa (Urhay), the regional dialect became the official language: Edessan Aramaic (Urhaya), that later came to be known as Classical Syriac. On the upper reaches of the Tigris, East Mesopotamian Aramaic flourished, with evidence from the regions of Hatra (Hatran Aramaic) and Assur (Assurian Aramaic).
Tatian, the author of the gospel harmony the Diatessaron came from Assyria, and perhaps wrote his work (172 AD) in East Mesopotamian rather than Syriac or Greek. In Babylonia, the regional dialect was used by the Jewish community, Jewish Old Babylonian (from c. 70 AD). This everyday language increasingly came under the influence of Biblical Aramaic and Babylonian Targumic.
The written form of Mandaic, the language of the Mandaean religion, was descended from the Arsacid chancery script.
Western dialects
The western regional dialects of Aramaic followed a similar course to those of the east. They are quite distinct from the eastern dialects and Imperial Aramaic. Aramaic came to coexist with Canaanite dialects, eventually completely displacing Phoenician in the first century BC and Hebrew around the turn of the fourth century AD.
The form of Late Old Western Aramaic used by the Jewish community is best attested, and is usually referred to as Jewish Old Palestinian. Its oldest form is Old East Jordanian, which probably comes from the region of Caesarea Philippi. This is the dialect of the oldest manuscript of the Book of Enoch (c. 170 BC). The next distinct phase of the language is called Old Judaean lasting into the second century AD. Old Judean literature can be found in various inscriptions and personal letters, preserved quotations in the Talmud and receipts from Qumran. Josephus' first, non-extant edition of his The Jewish War was written in Old Judean.
The Old East Jordanian dialect continued to be used into the first century AD by pagan communities living to the east of the Jordan. Their dialect is often then called Pagan Old Palestinian, and it was written in a cursive script somewhat similar to that used for Old Syriac. A Christian Old Palestinian dialect may have arisen from the pagan one, and this dialect may be behind some of the Western Aramaic tendencies found in the otherwise eastern Old Syriac gospels (see Peshitta).
Languages during Jesus' lifetime
It is generally believed by Christian scholars that in the first century, Jews in Judea primarily spoke Aramaic with a decreasing number using Hebrew as their first language, though many learned Hebrew as a liturgical language. Additionally, Koine Greek was the lingua franca of the Near East in trade, among the Hellenized classes (much like French in the 18th, 19th, and 20th centuries in Europe), and in the Roman administration. Latin, the language of the Roman army and higher levels of administration, had almost no impact on the linguistic landscape.
In addition to the formal, literary dialects of Aramaic based on Hasmonean and Babylonian, there were a number of colloquial Aramaic dialects. Seven Western Aramaic varieties were spoken in the vicinity of Judea in Jesus' time. They were probably distinctive yet mutually intelligible. Old Judean was the prominent dialect of Jerusalem and Judaea. The region of Ein Gedi spoke the Southeast Judaean dialect. Samaria had its distinctive Samaritan Aramaic, where the consonants "he", "" and "'ayin" all became pronounced as "aleph". Galilean Aramaic, the dialect of Jesus' home region, is only known from a few place names, the influences on Galilean Targumic, some rabbinic literature and a few private letters. It seems to have a number of distinctive features: diphthongs are never simplified into monophthongs. East of the Jordan, the various dialects of East Jordanian were spoken. In the region of Damascus and the Anti-Lebanon Mountains, Damascene Aramaic was spoken (deduced mostly from Modern Western Aramaic). Finally, as far north as Aleppo, the western dialect of Orontes Aramaic was spoken.
The three languages, especially Hebrew and Aramaic, influenced one another through loanwords and semantic loans. Hebrew words entered Jewish Aramaic. Most were mostly technical religious words, but a few were everyday words like עץ "wood". Conversely, Aramaic words, such as māmmôn "wealth", were borrowed into Hebrew, and Hebrew words acquired additional senses from Aramaic. For instance, Hebrew ראוי rā'ûi "seen" borrowed the sense "worthy, seemly" from the Aramaic meaning "seen" and "worthy".
The Greek of the New Testament preserves some semiticisms, including transliterations of Semitic words. Some are Aramaic, like talitha (ταλιθα), which represents the noun טליתא , and others may be either Hebrew or Aramaic like רבוני Rabbounei (Ραββουνει), which means "my master/great one/teacher" in both languages. Other examples:
"Talitha kumi" (טליתא קומי)
"Ephphatha" (אתפתח)
"Eloi, Eloi, lama sabachthani?" (?אלי, אלי, למה שבקתני)
The 2004 film The Passion of the Christ used Aramaic for much of its dialogue, specially reconstructed by a scholar, William Fulco, S.J. Where the appropriate words (in first-century Aramaic) were no longer known, he used the Aramaic of Daniel and fourth-century Syriac and Hebrew as the basis for his work.
Middle Aramaic
The 3rd century AD is taken as the threshold between Old and Middle Aramaic. During that century, the nature of the various Aramaic languages and dialects began to change. The descendants of Imperial Aramaic ceased to be living languages, and the eastern and western regional languages began to develop vital new literatures. Unlike many of the dialects of Old Aramaic, much is known about the vocabulary and grammar of Middle Aramaic.
Eastern Middle Aramaic
The dialects of Old Eastern Aramaic continued in Assyria, Mesopotamia, Armenia and Iran as a written language using the Estrangela script from Edessa. Eastern Aramaic comprises Mandean, Assyrian, Babylonian Jewish Aramaic dialects, and Syriac (what emerged as the classical literary dialect of Syriac differs in some small details from the Syriac of the earlier pagan inscriptions from the Edessa area).
Syriac Aramaic
Syriac Aramaic (also "Classical Syriac") is the literary, liturgical and often spoken language of Syriac Christianity. It originated by the first century AD in the region of Osroene, centered in Edessa, but its golden age was the fourth to eight centuries. This period began with the translation of the Bible into the language: the Peshitta, and the masterful prose and poetry of Ephrem the Syrian. Classical Syriac became the language of the Assyrian Church of the East, and the Syriac Orthodox Church and later the Nestorian Church. Missionary activity led to the spread of Syriac from Mesopotamia and Persia, into Central Asia, India and China.
Jewish Babylonian Aramaic
Jewish Middle Babylonian is the language employed by Jewish writers in Babylonia between the fourth and the eleventh century. It is most commonly identified with the language of the Babylonian Talmud (which was completed in the seventh century) and of post-Talmudic Geonic literature, which are the most important cultural products of Babylonian Judaism. The most important epigraphic sources for the dialect are the hundreds of incantation bowls written in Jewish Babylonian Aramaic.
Mandaic Aramaic
The Mandaic language, spoken by the Mandaeans of Iraq and Iran, is a sister dialect to Jewish Babylonian Aramaic, though it is both linguistically and culturally distinct. Classical Mandaic is the language in which the Mandaeans' gnostic religious literature was composed. It is characterized by a highly phonetic orthography and does not make use of vowel diacritics.
Western Middle Aramaic
The dialects of Old Western Aramaic continued with Jewish Middle Palestinian (in Hebrew "square script"), Samaritan Aramaic (in the old Hebrew script) and Christian Palestinian (in cursive Syriac script). Of these three, only Jewish Middle Palestinian continued as a written language.
Samaritan Aramaic
The Samaritan Aramaic is earliest attested by the documentary tradition of the Samaritans that can be dated back to the fourth century. Its modern pronunciation is based on the form used in the tenth century.
Jewish Palestinian Aramaic
In 135, after the Bar Kokhba revolt, many Jewish leaders, expelled from Jerusalem, moved to Galilee. The Galilean dialect thus rose from obscurity to become the standard among Jews in the west. This dialect was spoken not only in Galilee, but also in the surrounding parts. It is the linguistic setting for the Jerusalem Talmud (completed in the 5th century), Palestinian targumim (Jewish Aramaic versions of scripture), and midrashim (biblical commentaries and teaching). The standard vowel pointing for the Hebrew Bible, the Tiberian system (7th century), was developed by speakers of the Galilean dialect of Jewish Middle Palestinian. Classical Hebrew vocalisation, therefore, in representing the Hebrew of this period, probably reflects the contemporary pronunciation of this Aramaic dialect.
Middle Judaean Aramaic, the descendant of Old Judaean Aramaic, was no longer the dominant dialect, and was used only in southern Judaea (the variant Engedi dialect continued throughout this period). Likewise, Middle East Jordanian Aramaic continued as a minor dialect from Old East Jordanian Aramaic. The inscriptions in the synagogue at Dura-Europos are either in Middle East Jordanian or Middle Judaean.
Christian Palestinian Aramaic
This was the language of the Christian Melkite (Chalcedonian) community from the 5th to the 8th century. As a liturgical language, it was used up to the 13th century. It is also been called "Melkite Aramaic" and "Palestinian Syriac". The language itself comes from Old Christian Palestinian Aramaic, but its writing conventions were based on early Middle Syriac, and it was heavily influenced by Greek. For example, the name Jesus, Syriac īšū‘, is written īsūs, a transliteration of the Greek form, in Christian Palestinian.
Modern Aramaic
As the Western Aramaic languages of the Levant and Lebanon have become nearly extinct in non-liturgical usage, the most prolific speakers of Aramaic dialects in the 21st century are Sureth Eastern Neo-Aramaic speakers, the most numerous being the Northeastern Neo-Aramaic speakers of Mesopotamia. This includes speakers of the Assyrian (235,000 speakers) and Chaldean (216,000 speakers) varieties of Suret and Turoyo (112,000 to 450,000 speakers). Having largely lived in remote areas as insulated communities for over a millennium, the remaining speakers of modern Aramaic dialects, such as the Assyrians and the Arameans, escaped the linguistic pressures experienced by others during the large-scale language shifts that saw the proliferation of other tongues among those who previously did not speak them, most recently the Arabization of the Middle East and North Africa by Arabs beginning with the early Muslim conquests of the seventh century.
Modern Eastern Aramaic
Modern Eastern Aramaic exists in a wide variety of dialects and languages. There is significant difference between the Aramaic spoken by Assyrian Syriac Christians, Jews, and Mandaeans.
The Christian varieties are often called Modern Syriac, Neo-Assyrian or Neo-Syriac, particularly when referring to their literature, being deeply influenced by the old literary and liturgical language, the Syriac language. However, they also have roots in numerous, previously unwritten, local Aramaic varieties and some contain Akkadian language influences, and are not purely the direct descendants of the language of Ephrem the Syrian. The varieties are not all mutually intelligible. The principal Christian varieties are Suret, Assyrian Neo-Aramaic and Chaldean Neo-Aramaic, all belonging to the Northeastern Neo-Aramaic languages and spoken by ethnic Assyrians in Iraq, northeast Syria, southeast Turkey, northwest Iran and in the Assyrian diaspora.
The Judeo-Aramaic languages are now mostly spoken in Israel, and most are facing extinction. The Jewish varieties that have come from communities that once lived between Lake Urmia and Mosul are not all mutually intelligible. In some places, for example Urmia, Assyrian Christians and Jews speak mutually unintelligible varieties of Modern Eastern Aramaic in the same place. In others, the Nineveh Plains around Mosul for example, the varieties of these two ethnic communities (Assyrians and Iraqi Jews) are similar enough to allow conversation.
Modern Central Neo-Aramaic, being in between Western Neo-Aramaic and Eastern Neo-Aramaic) is generally represented by Turoyo, the language of the Assyrians of Tur Abdin. A related Assyrian language, Mlaḥsô, has recently become extinct.
Mandaeans living in the Khuzestan province of Iran and scattered throughout Iraq, speak Neo-Mandaic. It is quite distinct from any other Aramaic variety. Mandaeans number some 50,000–75,000 people, but it is believed Neo-Mandaic may now be spoken fluently by as few as 5000 people, with other Mandaeans having varying degrees of knowledge.
Modern Western Aramaic
Very little remains of Western Aramaic. Its only remaining vernacular is the Western Neo-Aramaic, which is still spoken in the Aramean villages of Maaloula, al-Sarkha (Bakhah), and Jubb'adin on Syria's side of the Anti-Lebanon Mountains, as well as by some people who migrated from these villages, to Damascus and other larger towns of Syria. All these speakers of Modern Western Aramaic are fluent in Arabic as well.
Other Western Aramaic languages, like Jewish Palestinian Aramaic and Samaritan Aramaic, are preserved only in liturgical and literary usage.
Phonology
Each dialect of Aramaic has its own distinctive pronunciation, and it would not be feasible here to go into all these properties. Aramaic has a phonological palette of 25 to 40 distinct phonemes. Some modern Aramaic pronunciations lack the series of "emphatic" consonants, and some have borrowed from the inventories of surrounding languages, particularly Arabic, Azerbaijani, Kurdish, Persian and Turkish.
Vowels
As with most Semitic languages, Aramaic can be thought of as having three basic sets of vowels:
Open a-vowels
Close front i-vowels
Close back u-vowels
These vowel groups are relatively stable, but the exact articulation of any individual is most dependent on its consonantal setting.
The open vowel is an open near-front unrounded vowel ("short" a, somewhat like the first vowel in the English "batter", ). It usually has a back counterpart ("long" a, like the a in "father", , or even tending to the vowel in "caught", ), and a front counterpart ("short" e, like the vowel in "head", ). There is much correspondence between these vowels between dialects. There is some evidence that Middle Babylonian dialects did not distinguish between the short a and short e. In West Syriac dialects, and possibly Middle Galilean, the long a became the o sound. The open e and back a are often indicated in writing by the use of the letters א "alaph" (a glottal stop) or ה "he" (like the English h).
The close front vowel is the "long" i (like the vowel in "need", ). It has a slightly more open counterpart, the "long" e, as in the final vowel of "café" (). Both of these have shorter counterparts, which tend to be pronounced slightly more open. Thus, the short close e corresponds with the open e in some dialects. The close front vowels usually use the consonant י y as a mater lectionis.
The close back vowel is the "long" u (like the vowel in "school", ). It has a more open counterpart, the "long" o, like the vowel in "show" (). There are shorter, and thus more open, counterparts to each of these, with the short close o sometimes corresponding with the long open a. The close back vowels often use the consonant ו w to indicate their quality.
Two basic diphthongs exist: an open vowel followed by י y (ay), and an open vowel followed by ו w (aw). These were originally full diphthongs, but many dialects have converted them to e and o respectively.
The so-called "emphatic" consonants (see the next section) cause all vowels to become mid-centralised.
Consonants
The various alphabets used for writing Aramaic languages have twenty-two letters (all of which are consonants). Some of these letters, though, can stand for two or three different sounds (usually a stop and a fricative at the same point of articulation). Aramaic classically uses a series of lightly contrasted plosives and fricatives:
Labial set: פּ\פ p/f and בּ\ב b/v,
Dental set: תּ\ת t/θ and דּ\ד d/ð,
Velar set: כּ\כ k/x and גּ\ג ɡ/ɣ.
Each member of a certain pair is written with the same letter of the alphabet in most writing systems (that is, p and f are written with the same letter), and are near allophones.
A distinguishing feature of Aramaic phonology (and that of Semitic languages in general) is the presence of "emphatic" consonants. These are consonants that are pronounced with the root of the tongue retracted, with varying degrees of pharyngealization and velarization. Using their alphabetic names, these emphatics are:
ח Ḥêṯ, a voiceless pharyngeal fricative, ,
ט Ṭêṯ, a pharyngealized t, ,
ע ʽAyin (or ʽE in some dialects), a pharyngealized glottal stop (sometimes considered to be a voiced pharyngeal approximant), or ,
צ Ṣāḏê, a pharyngealized s, ,
ק Qôp, a voiceless uvular stop, .
Ancient Aramaic may have had a larger series of emphatics, and some Neo-Aramaic languages definitely do. Not all dialects of Aramaic give these consonants their historic values.
Overlapping with the set of emphatics are the "guttural" consonants. They include ח Ḥêṯ and ע ʽAyn from the emphatic set, and add א ʼĀlap̄ (a glottal stop) and ה Hê (as the English "h").
Aramaic classically has a set of four sibilants (ancient Aramaic may have had six):
ס, שׂ (as in English "sea"),
ז (as in English "zero"),
שׁ (as in English "ship"),
צ (the emphatic Ṣāḏê listed above).
In addition to these sets, Aramaic has the nasal consonants מ m and נ n, and the approximants ר r (usually an alveolar trill), ל l, י y and ו w.
Historical sound changes
Six broad features of sound change can be seen as dialect differentials:
Vowel change occurs almost too frequently to document fully, but is a major distinctive feature of different dialects.
Plosive/fricative pair reduction. Originally, Aramaic, like Tiberian Hebrew, had fricatives as conditioned allophones for each plosive. In the wake of vowel changes, the distinction eventually became phonemic; still later, it was often lost in certain dialects. For example, Turoyo has mostly lost , using instead, like Arabic; other dialects (for instance, standard Assyrian Neo-Aramaic) have lost and and replaced them with and , as with Modern Hebrew. In most dialects of Modern Syriac, and are realized as after a vowel.
Loss of emphatics. Some dialects have replaced emphatic consonants with non-emphatic counterparts, while those spoken in the Caucasus often have glottalized rather than pharyngealized emphatics.
Guttural assimilation is the main distinctive feature of Samaritan pronunciation, also found in Samaritan Hebrew: all the gutturals are reduced to a simple glottal stop. Some Modern Aramaic dialects do not pronounce h in all words (the third person masculine pronoun hu becomes ow).
Proto-Semitic */θ/ */ð/ are reflected in Aramaic as */t/, */d/, whereas they became sibilants in Hebrew (the number three is שלוש šālôš in Hebrew but תלת tlāṯ in Aramaic, the word gold is זהב zahav in Hebrew but דהב dehav in Aramaic). Dental/sibilant shifts are still happening in the modern dialects.
New phonetic inventory. Modern dialects have borrowed sounds from the dominant surrounding languages. The most frequent borrowings are (as the first consonant in "azure"), (as in "jam") and (as in "church"). The Syriac alphabet has been adapted for writing these new sounds.
Grammar
As in other Semitic languages, Aramaic morphology (the way words are formed) is based on the consonantal root. The root generally consists of two or three consonants and has a basic meaning, for example, כת״ב k-t-b has the meaning of 'writing'. This is then modified by the addition of vowels and other consonants to create different nuances of the basic meaning:
כתבה kṯāḇâ, handwriting, inscription, script, book.
כתבי kṯāḇê, books, the Scriptures.
כתובה kāṯûḇâ, secretary, scribe.
כתבת kiṯḇeṯ, I wrote.
אכתב eḵtûḇ, I shall write.
Nouns and adjectives
Aramaic nouns and adjectives are inflected to show gender, number and state.
Aramaic has two grammatical genders: masculine and feminine. The feminine absolute singular is often marked by the ending ה- -â.
Nouns can be either singular or plural, but an additional "dual" number exists for nouns that usually come in pairs. The dual number gradually disappeared from Aramaic over time and has little influence in Middle and Modern Aramaic.
Aramaic nouns and adjectives can exist in one of three states. To a certain extent, these states correspond to the role of articles and cases in the Indo-European languages:
The absolute state is the basic form of a noun. In early forms of Aramaic, the absolute state expresses indefiniteness, comparable to the English indefinite article a(n) (for example, כתבה kṯāḇâ, "a handwriting"), and can be used in most syntactic roles. However, by the Middle Aramaic period, its use for nouns (but not adjectives) had been widely replaced by the emphatic state.
The construct state is a form of the noun used to make possessive constructions (for example, כתבת מלכתא kṯāḇat' malkṯâ, "the handwriting of the queen"). In the masculine singular, the form of the construct is often the same as the absolute, but it may undergo vowel reduction in longer words. The feminine construct and masculine construct plural are marked by suffixes. Unlike a genitive case, which marks the possessor, the construct state is marked on the possessed. This is mainly due to Aramaic word order: possessed[const.] possessor[abs./emph.] are treated as a speech unit, with the first unit (possessed) employing the construct state to link it to the following word. In Middle Aramaic, the use of the construct state for all but stock phrases (like בר נשא bar nāšâ, "son of man") begins to disappear.
The emphatic or determined state is an extended form of the noun that functions similarly to the definite article. It is marked with a suffix (for example, כתבתא kṯāḇtâ, "the handwriting"). Although its original grammatical function seems to have been to mark definiteness, it is used already in Imperial Aramaic to mark all important nouns, even if they should be considered technically indefinite. This practice developed to the extent that the absolute state became extraordinarily rare in later varieties of Aramaic.
Whereas other Northwest Semitic languages, like Hebrew, have the absolute and construct states, the emphatic/determined state is a unique feature to Aramaic. Case endings, as in Ugaritic, probably existed in a very early stage of the language, and glimpses of them can be seen in a few compound proper names. However, as most of those cases were expressed by short final vowels, they were never written, and the few characteristic long vowels of the masculine plural accusative and genitive are not clearly evidenced in inscriptions. Often, the direct object is marked by a prefixed -ל l- (the preposition "to") if it is definite.
Adjectives agree with their nouns in number and gender but agree in state only if used attributively. Predicative adjectives are in the absolute state regardless of the state of their noun (a copula may or may not be written). Thus, an attributive adjective to an emphatic noun, as in the phrase "the good king", is written also in the emphatic state מלכא טבא malkâ ṭāḇâking[emph.] good[emph.]. In comparison, the predicative adjective, as in the phrase "the king is good", is written in the absolute state מלכא טב malkâ ṭāḇking[emph.] good[abs.].
The final א- -â in a number of these suffixes is written with the letter aleph. However, some Jewish Aramaic texts employ the letter he for the feminine absolute singular. Likewise, some Jewish Aramaic texts employ the Hebrew masculine absolute singular suffix ים- -îm instead of ין- -în. The masculine determined plural suffix, יא- -ayyâ, has an alternative version, -ê. The alternative is sometimes called the "gentilic plural" for its prominent use in ethnonyms (יהודיא yəhûḏāyê, 'the Jews', for example). This alternative plural is written with the letter aleph, and came to be the only plural for nouns and adjectives of this type in Syriac and some other varieties of Aramaic. The masculine construct plural, -ê, is written with yodh. In Syriac and some other variants this ending is diphthongized to -ai.
Possessive phrases in Aramaic can either be made with the construct state or by linking two nouns with the relative particle -[ד[י d[î]-. As the use of the construct state almost disappears from the Middle Aramaic period on, the latter method became the main way of making possessive phrases.
For example, the various forms of possessive phrases (for "the handwriting of the queen") are:
כתבת מלכתא kṯāḇaṯ malkṯâ – the oldest construction, also known as סמיכות səmîḵûṯ : the possessed object (כתבה kṯābâ, "handwriting") is in the construct state (כתבת kṯāḇaṯ); the possessor (מלכה malkâ, "queen") is in the emphatic state (מלכתא malkṯâ)
כתבתא דמלכתא kṯāḇtâ d(î)-malkṯâ – both words are in the emphatic state and the relative particle -[ד[י d[î]- is used to mark the relationship
כתבתה דמלכתא kṯāḇtāh d(î)-malkṯâ – both words are in the emphatic state, and the relative particle is used, but the possessed is given an anticipatory, pronominal ending (כתבתה kṯāḇtā-h, "handwriting-her"; literally, "her writing, that (of) the queen").
In Modern Aramaic, the last form is by far the most common. In Biblical Aramaic, the last form is virtually absent.
Verbs
The Aramaic verb has gradually evolved in time and place, varying between varieties of the language. Verb forms are marked for person (first, second or third), number (singular or plural), gender (masculine or feminine), tense (perfect or imperfect), mood (indicative, imperative, jussive or infinitive) and voice (active, reflexive or passive). Aramaic also employs a system of conjugations, or verbal stems, to mark intensive and extensive developments in the lexical meaning of verbs.
Aspectual tense
Aramaic has two proper tenses: perfect and imperfect. These were originally aspectual, but developed into something more like a preterite and future. The perfect is unmarked, while the imperfect uses various preformatives that vary according to person, number and gender. In both tenses the third-person singular masculine is the unmarked form from which others are derived by addition of afformatives (and preformatives in the imperfect). In the chart below (on the root כת״ב K-T-B, meaning "to write"), the first form given is the usual form in Imperial Aramaic, while the second is Classical Syriac.
Conjugations or verbal stems
Like other Semitic languages, Aramaic employs a number of derived verb stems, to extend the lexical coverage of verbs. The basic form of the verb is called the ground stem, or G-stem. Following the tradition of mediaeval Arabic grammarians, it is more often called the Pə‘al פעל (also written Pe‘al), using the form of the Semitic root פע״ל P-‘-L, meaning "to do". This stem carries the basic lexical meaning of the verb.
By doubling of the second radical, or root letter, the D-stem or פעל Pa‘‘el is formed. This is often an intensive development of the basic lexical meaning. For example, qəṭal means "he killed", whereas qaṭṭel means "he slew". The precise relationship in meaning between the two stems differs for every verb.
A preformative, which can be -ה ha-, -א a- or -ש ša-, creates the C-stem or variously the Hap̄‘el, Ap̄‘el or Šap̄‘el (also spelt הפעל Haph‘el, אפעל Aph‘el and שפעל Shaph‘el). This is often an extensive or causative development of the basic lexical meaning. For example, טעה ṭə‘â means "he went astray", whereas אטעי aṭ‘î means "he deceived". The Šap̄‘el שפעל is the least common variant of the C-stem. Because this variant is standard in Akkadian, it is possible that its use in Aramaic represents loanwords from that language. The difference between the variants הפעל Hap̄‘el and אפעל Ap̄‘el appears to be the gradual dropping of the initial ה h sound in later Old Aramaic. This is noted by the respelling of the older he preformative with א aleph.
These three conjugations are supplemented with three further derived stems, produced by the preformative -הת hiṯ- or -את eṯ-. The loss of the initial ה h sound occurs similarly to that in the form above. These three derived stems are the Gt-stem, התפעל Hiṯpə‘el or אתפעל Eṯpə‘el (also written Hithpe‘el or Ethpe‘el), the Dt-stem, התפעּל Hiṯpa‘‘al or אתפעּל Eṯpa‘‘al (also written Hithpa‘‘al or Ethpa‘‘al), and the Ct-stem, התהפעל Hiṯhap̄‘al, אתּפעל Ettap̄‘al, השתפעל Hištap̄‘al or אשתפעל Eštap̄‘al (also written Hithhaph‘al, Ettaph‘al, Hishtaph‘al or Eshtaph‘al). Their meaning is usually reflexive, but later became passive. However, as with other stems, actual meaning differs from verb to verb.
Not all verbs use all of these conjugations, and, in some, the G-stem is not used. In the chart below (on the root כת״ב K-T-B, meaning "to write"), the first form given is the usual form in Imperial Aramaic, while the second is Classical Syriac.
In Imperial Aramaic, the participle began to be used for a historical present. Perhaps under influence from other languages, Middle Aramaic developed a system of composite tenses (combinations of forms of the verb with pronouns or an auxiliary verb), allowing for narrative that is more vivid. Aramaic syntax usually follows the order verb–subject–object (VSO). Imperial (Persian) Aramaic, however, tended to follow a S-O-V pattern (similar to Akkadian), which was the result of Persian syntactic influence.
See also
References
Sources
.
External links
Ancient Aramaic Audio Files: Contains audio recordings of scripture.
The Aramaic Language and Its Classification – Efrem Yildiz, Journal of Assyrian Academic Studies
Comprehensive Aramaic Lexicon (including editions of Targums) at the Hebrew Union College, Cincinnati
Dictionary of Judeo-Aramaic
Jewish Language Research Website: Jewish Aramaic
Languages attested from the 10th century BC |
2308 | https://en.wikipedia.org/wiki/Actinide | Actinide | The actinide () or actinoid () series encompasses the 14 metallic chemical elements with atomic numbers from 89 to 102, actinium through nobelium. The actinide series derives its name from the first element in the series, actinium. The informal chemical symbol An is used in general discussions of actinide chemistry to refer to any actinide.
The 1985 IUPAC Red Book recommends that actinoid be used rather than actinide, since the suffix -ide normally indicates a negative ion. However, owing to widespread current use, actinide is still allowed. Since actinoid literally means actinium-like (cf. humanoid or android), it has been argued for semantic reasons that actinium cannot logically be an actinoid, but IUPAC acknowledges its inclusion based on common usage.
All the actinides are f-block elements. Lawrencium is sometimes considered one as well, despite being a d-block element and a transition metal. The series mostly corresponds to the filling of the 5f electron shell, although in the ground state many have anomalous configurations involving the filling of the 6d shell due to interelectronic repulsion. In comparison with the lanthanides, also mostly f-block elements, the actinides show much more variable valence. They all have very large atomic and ionic radii and exhibit an unusually large range of physical properties. While actinium and the late actinides (from americium onwards) behave similarly to the lanthanides, the elements thorium, protactinium, and uranium are much more similar to transition metals in their chemistry, with neptunium and plutonium occupying an intermediate position.
All actinides are radioactive and release energy upon radioactive decay; naturally occurring uranium and thorium, and synthetically produced plutonium are the most abundant actinides on Earth. These are used in nuclear reactors and nuclear weapons. Uranium and thorium also have diverse current or historical uses, and americium is used in the ionization chambers of most modern smoke detectors.
Of the actinides, primordial thorium and uranium occur naturally in substantial quantities. The radioactive decay of uranium produces transient amounts of actinium and protactinium, and atoms of neptunium and plutonium are occasionally produced from transmutation reactions in uranium ores. The other actinides are purely synthetic elements. Nuclear weapons tests have released at least six actinides heavier than plutonium into the environment; analysis of debris from a 1952 hydrogen bomb explosion showed the presence of americium, curium, berkelium, californium, einsteinium and fermium.
In presentations of the periodic table, the f-block elements are customarily shown as two additional rows below the main body of the table. This convention is entirely a matter of aesthetics and formatting practicality; a rarely used wide-formatted periodic table inserts the 4f and 5f series in their proper places, as parts of the table's sixth and seventh rows (periods).
Discovery, isolation and synthesis
Like the lanthanides, the actinides form a family of elements with similar properties. Within the actinides, there are two overlapping groups: transuranium elements, which follow uranium in the periodic table; and transplutonium elements, which follow plutonium. Compared to the lanthanides, which (except for promethium) are found in nature in appreciable quantities, most actinides are rare. Most do not occur in nature, and of those that do, only thorium and uranium do so in more than trace quantities. The most abundant or easily synthesized actinides are uranium and thorium, followed by plutonium, americium, actinium, protactinium, neptunium, and curium.
The existence of transuranium elements was suggested in 1934 by Enrico Fermi, based on his experiments. However, even though four actinides were known by that time, it was not yet understood that they formed a family similar to lanthanides. The prevailing view that dominated early research into transuranics was that they were regular elements in the 7th period, with thorium, protactinium and uranium corresponding to 6th-period hafnium, tantalum and tungsten, respectively. Synthesis of transuranics gradually undermined this point of view. By 1944, an observation that curium failed to exhibit oxidation states above 4 (whereas its supposed 6th period homolog, platinum, can reach oxidation state of 6) prompted Glenn Seaborg to formulate an "actinide hypothesis". Studies of known actinides and discoveries of further transuranic elements provided more data in support of this position, but the phrase "actinide hypothesis" (the implication being that a "hypothesis" is something that has not been decisively proven) remained in active use by scientists through the late 1950s.
At present, there are two major methods of producing isotopes of transplutonium elements: (1) irradiation of the lighter elements with neutrons; (2) irradiation with accelerated charged particles. The first method is more important for applications, as only neutron irradiation using nuclear reactors allows the production of sizeable amounts of synthetic actinides; however, it is limited to relatively light elements. The advantage of the second method is that elements heavier than plutonium, as well as neutron-deficient isotopes, can be obtained, which are not formed during neutron irradiation.
In 1962–1966, there were attempts in the United States to produce transplutonium isotopes using a series of six underground nuclear explosions. Small samples of rock were extracted from the blast area immediately after the test to study the explosion products, but no isotopes with mass number greater than 257 could be detected, despite predictions that such isotopes would have relatively long half-lives of α-decay. This non-observation was attributed to spontaneous fission owing to the large speed of the products and to other decay channels, such as neutron emission and nuclear fission.
From actinium to uranium
Uranium and thorium were the first actinides discovered. Uranium was identified in 1789 by the German chemist Martin Heinrich Klaproth in pitchblende ore. He named it after the planet Uranus, which had been discovered eight years earlier. Klaproth was able to precipitate a yellow compound (likely sodium diuranate) by dissolving pitchblende in nitric acid and neutralizing the solution with sodium hydroxide. He then reduced the obtained yellow powder with charcoal, and extracted a black substance that he mistook for metal. Sixty years later, the French scientist Eugène-Melchior Péligot identified it as uranium oxide. He also isolated the first sample of uranium metal by heating uranium tetrachloride with metallic potassium. The atomic mass of uranium was then calculated as 120, but Dmitri Mendeleev in 1872 corrected it to 240 using his periodicity laws. This value was confirmed experimentally in 1882 by K. Zimmerman.
Thorium oxide was discovered by Friedrich Wöhler in the mineral thorianite, which was found in Norway (1827). Jöns Jacob Berzelius characterized this material in more detail in 1828. By reduction of thorium tetrachloride with potassium, he isolated the metal and named it thorium after the Norse god of thunder and lightning Thor. The same isolation method was later used by Péligot for uranium.
Actinium was discovered in 1899 by André-Louis Debierne, an assistant of Marie Curie, in the pitchblende waste left after removal of radium and polonium. He described the substance (in 1899) as similar to titanium and (in 1900) as similar to thorium. The discovery of actinium by Debierne was however questioned in 1971 and 2000, arguing that Debierne's publications in 1904 contradicted his earlier work of 1899–1900. This view instead credits the 1902 work of Friedrich Oskar Giesel, who discovered a radioactive element named emanium that behaved similarly to lanthanum. The name actinium comes from the , meaning beam or ray. This metal was discovered not by its own radiation but by the radiation of the daughter products. Owing to the close similarity of actinium and lanthanum and low abundance, pure actinium could only be produced in 1950. The term actinide was probably introduced by Victor Goldschmidt in 1937.
Protactinium was possibly isolated in 1900 by William Crookes. It was first identified in 1913, when Kasimir Fajans and Oswald Helmuth Göhring encountered the short-lived isotope 234mPa (half-life 1.17 minutes) during their studies of the 238U decay. They named the new element brevium (from Latin brevis meaning brief); the name was changed to protoactinium (from Greek πρῶτος + ἀκτίς meaning "first beam element") in 1918 when two groups of scientists, led by the Austrian Lise Meitner and Otto Hahn of Germany and Frederick Soddy and John Cranston of Great Britain, independently discovered the much longer-lived 231Pa. The name was shortened to protactinium in 1949. This element was little characterized until 1960, when A. G. Maddock and his co-workers in the U.K. isolated 130 grams of protactinium from 60 tonnes of waste left after extraction of uranium from its ore.
Neptunium and above
Neptunium (named for the planet Neptune, the next planet out from Uranus, after which uranium was named) was discovered by Edwin McMillan and Philip H. Abelson in 1940 in Berkeley, California. They produced the 239Np isotope (half-life = 2.4 days) by bombarding uranium with slow neutrons. It was the first transuranium element produced synthetically.
Transuranium elements do not occur in sizeable quantities in nature and are commonly synthesized via nuclear reactions conducted with nuclear reactors. For example, under irradiation with reactor neutrons, uranium-238 partially converts to plutonium-239:
This synthesis reaction was used by Fermi and his collaborators in their design of the reactors located at the Hanford Site, which produced significant amounts of plutonium-239 for the nuclear weapons of the Manhattan Project and the United States' post-war nuclear arsenal.
Actinides with the highest mass numbers are synthesized by bombarding uranium, plutonium, curium and californium with ions of nitrogen, oxygen, carbon, neon or boron in a particle accelerator. Thus nobelium was produced by bombarding uranium-238 with neon-22 as
_{92}^{238}U + _{10}^{22}Ne -> _{102}^{256}No + 4_0^1n.
The first isotopes of transplutonium elements, americium-241 and curium-242, were synthesized in 1944 by Glenn T. Seaborg, Ralph A. James and Albert Ghiorso. Curium-242 was obtained by bombarding plutonium-239 with 32-MeV α-particles
_{94}^{239}Pu + _2^4He -> _{96}^{242}Cm + _0^1n.
The americium-241 and curium-242 isotopes also were produced by irradiating plutonium in a nuclear reactor. The latter element was named after Marie Curie and her husband Pierre who are noted for discovering radium and for their work in radioactivity.
Bombarding curium-242 with α-particles resulted in an isotope of californium 245Cf (1950), and a similar procedure yielded in 1949 berkelium-243 from americium-241. The new elements were named after Berkeley, California, by analogy with its lanthanide homologue terbium, which was named after the village of Ytterby in Sweden.
In 1945, B. B. Cunningham obtained the first bulk chemical compound of a transplutonium element, namely americium hydroxide. Over the few years, milligram quantities of americium and microgram amounts of curium were accumulated that allowed production of isotopes of berkelium (Thomson, 1949) and californium (Thomson, 1950). Sizeable amounts of these elements were produced in 1958 (Burris B. Cunningham and Stanley G. Thomson), and the first californium compound (0.3 µg of CfOCl) was obtained in 1960 by B. B. Cunningham and J. C. Wallmann.
Einsteinium and fermium were identified in 1952–1953 in the fallout from the "Ivy Mike" nuclear test (1 November 1952), the first successful test of a hydrogen bomb. Instantaneous exposure of uranium-238 to a large neutron flux resulting from the explosion produced heavy isotopes of uranium, including uranium-253 and uranium-255, and their β-decay yielded einsteinium-253 and fermium-255. The discovery of the new elements and the new data on neutron capture were initially kept secret on the orders of the US military until 1955 due to Cold War tensions. Nevertheless, the Berkeley team were able to prepare einsteinium and fermium by civilian means, through the neutron bombardment of plutonium-239, and published this work in 1954 with the disclaimer that it was not the first studies that had been carried out on those elements. The "Ivy Mike" studies were declassified and published in 1955. The first significant (submicrograms) amounts of einsteinium were produced in 1961 by Cunningham and colleagues, but this has not been done for fermium yet.
The first isotope of mendelevium, 256Md (half-life 87 min), was synthesized by Albert Ghiorso, Glenn T. Seaborg, Gregory R. Choppin, Bernard G. Harvey and Stanley G. Thompson when they bombarded an 253Es target with alpha particles in the 60-inch cyclotron of Berkeley Radiation Laboratory; this was the first isotope of any element to be synthesized one atom at a time.
There were several attempts to obtain isotopes of nobelium by Swedish (1957) and American (1958) groups, but the first reliable result was the synthesis of 256No by the Russian group (Georgy Flyorov et al.) in 1965, as acknowledged by the IUPAC in 1992. In their experiments, Flyorov et al. bombarded uranium-238 with neon-22.
In 1961, Ghiorso et al. obtained the first isotope of lawrencium by irradiating californium (mostly californium-252) with boron-10 and boron-11 ions. The mass number of this isotope was not clearly established (possibly 258 or 259) at the time. In 1965, 256Lr was synthesized by Flyorov et al. from 243Am and 18O. Thus IUPAC recognized the nuclear physics teams at Dubna and Berkeley as the co-discoverers of lawrencium.
Isotopes
32 isotopes of actinium and eight excited isomeric states of some of its nuclides were identified by 2016. Three isotopes, 225Ac, 227Ac and 228Ac, were found in nature and the others were produced in the laboratory; only the three natural isotopes are used in applications. Actinium-225 is a member of the radioactive neptunium series; it was first discovered in 1947 as a decay product of uranium-233, it is an α-emitter with a half-life of 10 days. Actinium-225 is less available than actinium-228, but is more promising in radiotracer applications. Actinium-227 (half-life 21.77 years) occurs in all uranium ores, but in small quantities. One gram of uranium (in radioactive equilibrium) contains only 2 gram of 227Ac. Actinium-228 is a member of the radioactive thorium series formed by the decay of 228Ra; it is a β− emitter with a half-life of 6.15 hours. In one tonne of thorium there is 5 gram of 228Ac. It was discovered by Otto Hahn in 1906.
There are 31 known isotopes of thorium ranging in mass number from 208 to 238. Of these, the longest-lived is 232Th, whose half-life of means that it still exists in nature as a primordial nuclide. The next longest-lived is 230Th, an intermediate decay product of 238U with a half-life of 75,400 years. Several other thorium isotopes have half-lives over a day; all of these are also transient in the decay chains of 232Th, 235U, and 238U.
28 isotopes of protactinium are known with mass numbers 212–239 as well as three excited isomeric states. Only 231Pa and 234Pa have been found in nature. All the isotopes have short lifetimes, except for protactinium-231 (half-life 32,760 years). The most important isotopes are 231Pa and 233Pa, which is an intermediate product in obtaining uranium-233 and is the most affordable among artificial isotopes of protactinium. 233Pa has convenient half-life and energy of γ-radiation, and thus was used in most studies of protactinium chemistry. Protactinium-233 is a β-emitter with a half-life of 26.97 days.
There are 26 known isotopes of uranium, having mass numbers 215–242 (except 220 and 241). Three of them, 234U, 235U and 238U, are present in appreciable quantities in nature. Among others, the most important is 233U, which is a final product of transformation of 232Th irradiated by slow neutrons. 233U has a much higher fission efficiency by low-energy (thermal) neutrons, compared e.g. with 235U. Most uranium chemistry studies were carried out on uranium-238 owing to its long half-life of 4.4 years.
There are 24 isotopes of neptunium with mass numbers of 219, 220, and 223–244; they are all highly radioactive. The most popular among scientists are long-lived 237Np (t1/2 = 2.20 years) and short-lived 239Np, 238Np (t1/2 ~ 2 days).
There are 20 known isotopes of plutonium, having mass numbers 228–247. The most stable isotope of plutonium is 244Pu with half-life of 8.13 years.
Eighteen isotopes of americium are known with mass numbers from 229 to 247 (with the exception of 231). The most important are 241Am and 243Am, which are alpha-emitters and also emit soft, but intense γ-rays; both of them can be obtained in an isotopically pure form. Chemical properties of americium were first studied with 241Am, but later shifted to 243Am, which is almost 20 times less radioactive. The disadvantage of 243Am is production of the short-lived daughter isotope 239Np, which has to be considered in the data analysis.
Among 19 isotopes of curium, ranging in mass number from 233 to 251, the most accessible are 242Cm and 244Cm; they are α-emitters, but with much shorter lifetime than the americium isotopes. These isotopes emit almost no γ-radiation, but undergo spontaneous fission with the associated emission of neutrons. More long-lived isotopes of curium (245–248Cm, all α-emitters) are formed as a mixture during neutron irradiation of plutonium or americium. Upon short irradiation, this mixture is dominated by 246Cm, and then 248Cm begins to accumulate. Both of these isotopes, especially 248Cm, have a longer half-life (3.48 years) and are much more convenient for carrying out chemical research than 242Cm and 244Cm, but they also have a rather high rate of spontaneous fission. 247Cm has the longest lifetime among isotopes of curium (1.56 years), but is not formed in large quantities because of the strong fission induced by thermal neutrons.
Seventeen isotopes of berkelium were identified with mass numbers 233–234, 236, 238, and 240–252. Only 249Bk is available in large quantities; it has a relatively short half-life of 330 days and emits mostly soft β-particles, which are inconvenient for detection. Its alpha radiation is rather weak (1.45% with respect to β-radiation), but is sometimes used to detect this isotope. 247Bk is an alpha-emitter with a long half-life of 1,380 years, but it is hard to obtain in appreciable quantities; it is not formed upon neutron irradiation of plutonium because of the β-stability of isotopes of curium isotopes with mass number below 248.
The 20 isotopes of californium with mass numbers 237–256 are formed in nuclear reactors; californium-253 is a β-emitter and the rest are α-emitters. The isotopes with even mass numbers (250Cf, 252Cf and 254Cf) have a high rate of spontaneous fission, especially 254Cf of which 99.7% decays by spontaneous fission. Californium-249 has a relatively long half-life (352 years), weak spontaneous fission and strong γ-emission that facilitates its identification. 249Cf is not formed in large quantities in a nuclear reactor because of the slow β-decay of the parent isotope 249Bk and a large cross section of interaction with neutrons, but it can be accumulated in the isotopically pure form as the β-decay product of (pre-selected) 249Bk. Californium produced by reactor-irradiation of plutonium mostly consists of 250Cf and 252Cf, the latter being predominant for large neutron fluences, and its study is hindered by the strong neutron radiation.
Among the 18 known isotopes of einsteinium with mass numbers from 240 to 257, the most affordable is 253Es. It is an α-emitter with a half-life of 20.47 days, a relatively weak γ-emission and small spontaneous fission rate as compared with the isotopes of californium. Prolonged neutron irradiation also produces a long-lived isotope 254Es (t1/2 = 275.5 days).
Twenty isotopes of fermium are known with mass numbers of 241–260. 254Fm, 255Fm and 256Fm are α-emitters with a short half-life (hours), which can be isolated in significant amounts. 257Fm (t1/2 = 100 days) can accumulate upon prolonged and strong irradiation. All these isotopes are characterized by high rates of spontaneous fission.
Among the 17 known isotopes of mendelevium (mass numbers from 244 to 260), the most studied is 256Md, which mainly decays through the electron capture (α-radiation is ≈10%) with the half-life of 77 minutes. Another alpha emitter, 258Md, has a half-life of 53 days. Both these isotopes are produced from rare einsteinium (253Es and 255Es respectively), that therefore limits their availability.
Long-lived isotopes of nobelium and isotopes of lawrencium (and of heavier elements) have relatively short half-lives. For nobelium, 11 isotopes are known with mass numbers 250–260 and 262. The chemical properties of nobelium and lawrencium were studied with 255No (t1/2 = 3 min) and 256Lr (t1/2 = 35 s). The longest-lived nobelium isotope, 259No, has a half-life of approximately 1 hour. Lawrencium has 13 known isotopes with mass numbers 251–262 and 266. The most stable of them all is 266Lr with a half life of 11 hours.
Among all of these, the only isotopes that occur in sufficient quantities in nature to be detected in anything more than traces and have a measurable contribution to the atomic weights of the actinides are the primordial 232Th, 235U, and 238U, and three long-lived decay products of natural uranium, 230Th, 231Pa, and 234U. Natural thorium consists of 0.02(2)% 230Th and 99.98(2)% 232Th; natural protactinium consists of 100% 231Pa; and natural uranium consists of 0.0054(5)% 234U, 0.7204(6)% 235U, and 99.2742(10)% 238U.
Formation in nuclear reactors
The figure buildup of actinides is a table of nuclides with the number of neutrons on the horizontal axis (isotopes) and the number of protons on the vertical axis (elements). The red dot divides the nuclides in two groups, so the figure is more compact. Each nuclide is represented by a square with the mass number of the element and its half-life. Naturally existing actinide isotopes (Th, U) are marked with a bold border, alpha emitters have a yellow colour, and beta emitters have a blue colour. Pink indicates electron capture (236Np), whereas white stands for a long-lasting metastable state (242Am).
The formation of actinide nuclides is primarily characterised by:
Neutron capture reactions (n,γ), which are represented in the figure by a short right arrow.
The (n,2n) reactions and the less frequently occurring (γ,n) reactions are also taken into account, both of which are marked by a short left arrow.
Even more rarely and only triggered by fast neutrons, the (n,3n) reaction occurs, which is represented in the figure with one example, marked by a long left arrow.
In addition to these neutron- or gamma-induced nuclear reactions, the radioactive conversion of actinide nuclides also affects the nuclide inventory in a reactor. These decay types are marked in the figure by diagonal arrows. The beta-minus decay, marked with an arrow pointing up-left, plays a major role for the balance of the particle densities of the nuclides. Nuclides decaying by positron emission (beta-plus decay) or electron capture (ϵ) do not occur in a nuclear reactor except as products of knockout reactions; their decays are marked with arrows pointing down-right. Due to the long half-lives of the given nuclides, alpha decay plays almost no role in the formation and decay of the actinides in a power reactor, as the residence time of the nuclear fuel in the reactor core is rather short (a few years). Exceptions are the two relatively short-lived nuclides 242Cm (T1/2 = 163 d) and 236Pu (T1/2 = 2.9 y). Only for these two cases, the α decay is marked on the nuclide map by a long arrow pointing down-left. A few long-lived actinide isotopes, such as 244Pu and 250Cm, cannot be produced in reactors because neutron capture does not happen quickly enough to bypass the short-lived beta-decaying nuclides 243Pu and 249Cm; they can however be generated in nuclear explosions, which have much higher neutron fluxes.
Distribution in nature
Thorium and uranium are the most abundant actinides in nature with the respective mass concentrations of 16 ppm and 4 ppm. Uranium mostly occurs in the Earth's crust as a mixture of its oxides in the mineral uraninite, which is also called pitchblende because of its black color. There are several dozens of other uranium minerals such as carnotite (KUO2VO4·3H2O) and autunite (Ca(UO2)2(PO4)2·nH2O). The isotopic composition of natural uranium is 238U (relative abundance 99.2742%), 235U (0.7204%) and 234U (0.0054%); of these 238U has the largest half-life of 4.51 years. The worldwide production of uranium in 2009 amounted to 50,572 tonnes, of which 27.3% was mined in Kazakhstan. Other important uranium mining countries are Canada (20.1%), Australia (15.7%), Namibia (9.1%), Russia (7.0%), and Niger (6.4%).
The most abundant thorium minerals are thorianite (), thorite () and monazite, (). Most thorium minerals contain uranium and vice versa; and they all have significant fraction of lanthanides. Rich deposits of thorium minerals are located in the United States (440,000 tonnes), Australia and India (~300,000 tonnes each) and Canada (~100,000 tonnes).
The abundance of actinium in the Earth's crust is only about 5%. Actinium is mostly present in uranium-containing, but also in other minerals, though in much smaller quantities. The content of actinium in most natural objects corresponds to the isotopic equilibrium of parent isotope 235U, and it is not affected by the weak Ac migration. Protactinium is more abundant (10−12%) in the Earth's crust than actinium. It was discovered in the uranium ore in 1913 by Fajans and Göhring. As actinium, the distribution of protactinium follows that of 235U.
The half-life of the longest-lived isotope of neptunium, 237Np, is negligible compared to the age of the Earth. Thus neptunium is present in nature in negligible amounts produced as intermediate decay products of other isotopes. Traces of plutonium in uranium minerals were first found in 1942, and the more systematic results on 239Pu are summarized in the table (no other plutonium isotopes could be detected in those samples). The upper limit of abundance of the longest-living isotope of plutonium, 244Pu, is 3%. Plutonium could not be detected in samples of lunar soil. Owing to its scarcity in nature, most plutonium is produced synthetically.
Extraction
Owing to the low abundance of actinides, their extraction is a complex, multistep process. Fluorides of actinides are usually used because they are insoluble in water and can be easily separated with redox reactions. Fluorides are reduced with calcium, magnesium or barium:
Among the actinides, thorium and uranium are the easiest to isolate. Thorium is extracted mostly from monazite: thorium pyrophosphate (ThP2O7) is reacted with nitric acid, and the produced thorium nitrate treated with tributyl phosphate. Rare-earth impurities are separated by increasing the pH in sulfate solution.
In another extraction method, monazite is decomposed with a 45% aqueous solution of sodium hydroxide at 140 °C. Mixed metal hydroxides are extracted first, filtered at 80 °C, washed with water and dissolved with concentrated hydrochloric acid. Next, the acidic solution is neutralized with hydroxides to pH = 5.8 that results in precipitation of thorium hydroxide (Th(OH)4) contaminated with ~3% of rare-earth hydroxides; the rest of rare-earth hydroxides remains in solution. Thorium hydroxide is dissolved in an inorganic acid and then purified from the rare earth elements. An efficient method is the dissolution of thorium hydroxide in nitric acid, because the resulting solution can be purified by extraction with organic solvents:
Th(OH)4 + 4 HNO3 → Th(NO3)4 + 4 H2O
Metallic thorium is separated from the anhydrous oxide, chloride or fluoride by reacting it with calcium in an inert atmosphere:
ThO2 + 2 Ca → 2 CaO + Th
Sometimes thorium is extracted by electrolysis of a fluoride in a mixture of sodium and potassium chloride at 700–800 °C in a graphite crucible. Highly pure thorium can be extracted from its iodide with the crystal bar process.
Uranium is extracted from its ores in various ways. In one method, the ore is burned and then reacted with nitric acid to convert uranium into a dissolved state. Treating the solution with a solution of tributyl phosphate (TBP) in kerosene transforms uranium into an organic form UO2(NO3)2(TBP)2. The insoluble impurities are filtered and the uranium is extracted by reaction with hydroxides as (NH4)2U2O7 or with hydrogen peroxide as UO4·2H2O.
When the uranium ore is rich in such minerals as dolomite, magnesite, etc., those minerals consume much acid. In this case, the carbonate method is used for uranium extraction. Its main component is an aqueous solution of sodium carbonate, which converts uranium into a complex [UO2(CO3)3]4−, which is stable in aqueous solutions at low concentrations of hydroxide ions. The advantages of the sodium carbonate method are that the chemicals have low corrosivity (compared to nitrates) and that most non-uranium metals precipitate from the solution. The disadvantage is that tetravalent uranium compounds precipitate as well. Therefore, the uranium ore is treated with sodium carbonate at elevated temperature and under oxygen pressure:
2 UO2 + O2 + 6 → 2 [UO2(CO3)3]4−
This equation suggests that the best solvent for the uranium carbonate processing is a mixture of carbonate with bicarbonate. At high pH, this results in precipitation of diuranate, which is treated with hydrogen in the presence of nickel yielding an insoluble uranium tetracarbonate.
Another separation method uses polymeric resins as a polyelectrolyte. Ion exchange processes in the resins result in separation of uranium. Uranium from resins is washed with a solution of ammonium nitrate or nitric acid that yields uranyl nitrate, UO2(NO3)2·6H2O. When heated, it turns into UO3, which is converted to UO2 with hydrogen:
UO3 + H2 → UO2 + H2O
Reacting uranium dioxide with hydrofluoric acid changes it to uranium tetrafluoride, which yields uranium metal upon reaction with magnesium metal:
4 HF + UO2 → UF4 + 2 H2O
To extract plutonium, neutron-irradiated uranium is dissolved in nitric acid, and a reducing agent (FeSO4, or H2O2) is added to the resulting solution. This addition changes the oxidation state of plutonium from +6 to +4, while uranium remains in the form of uranyl nitrate (UO2(NO3)2). The solution is treated with a reducing agent and neutralized with ammonium carbonate to pH = 8 that results in precipitation of Pu4+ compounds.
In another method, Pu4+ and are first extracted with tributyl phosphate, then reacted with hydrazine washing out the recovered plutonium.
The major difficulty in separation of actinium is the similarity of its properties with those of lanthanum. Thus actinium is either synthesized in nuclear reactions from isotopes of radium or separated using ion-exchange procedures.
Properties
Actinides have similar properties to lanthanides. The 6d and 7s electronic shells are filled in actinium and thorium, and the 5f shell is being filled with further increase in atomic number; the 4f shell is filled in the lanthanides. The first experimental evidence for the filling of the 5f shell in actinides was obtained by McMillan and Abelson in 1940. As in lanthanides (see lanthanide contraction), the ionic radius of actinides monotonically decreases with atomic number (see also Aufbau principle).
Physical properties
Actinides are typical metals. All of them are soft and have a silvery color (but tarnish in air), relatively high density and plasticity. Some of them can be cut with a knife. Their electrical resistivity varies between 15 and 150 µΩ·cm. The hardness of thorium is similar to that of soft steel, so heated pure thorium can be rolled in sheets and pulled into wire. Thorium is nearly half as dense as uranium and plutonium, but is harder than either of them. All actinides are radioactive, paramagnetic, and, with the exception of actinium, have several crystalline phases: plutonium has seven, and uranium, neptunium and californium three. The crystal structures of protactinium, uranium, neptunium and plutonium do not have clear analogs among the lanthanides and are more similar to those of the 3d-transition metals.
All actinides are pyrophoric, especially when finely divided, that is, they spontaneously ignite upon reaction with air at room temperature. The melting point of actinides does not have a clear dependence on the number of f-electrons. The unusually low melting point of neptunium and plutonium (~640 °C) is explained by hybridization of 5f and 6d orbitals and the formation of directional bonds in these metals.
Chemical properties
Like the lanthanides, all actinides are highly reactive with halogens and chalcogens; however, the actinides react more easily. Actinides, especially those with a small number of 5f-electrons, are prone to hybridization. This is explained by the similarity of the electron energies at the 5f, 7s and 6d shells. Most actinides exhibit a larger variety of valence states, and the most stable are +6 for uranium, +5 for protactinium and neptunium, +4 for thorium and plutonium and +3 for actinium and other actinides.
Actinium is chemically similar to lanthanum, which is explained by their similar ionic radii and electronic structures. Like lanthanum, actinium almost always has an oxidation state of +3 in compounds, but it is less reactive and has more pronounced basic properties. Among other trivalent actinides Ac3+ is least acidic, i.e. has the weakest tendency to hydrolyze in aqueous solutions.
Thorium is rather active chemically. Owing to lack of electrons on 6d and 5f orbitals, the tetravalent thorium compounds are colorless. At pH < 3, the solutions of thorium salts are dominated by the cations [Th(H2O)8]4+. The Th4+ ion is relatively large, and depending on the coordination number can have a radius between 0.95 and 1.14 Å. As a result, thorium salts have a weak tendency to hydrolyse. The distinctive ability of thorium salts is their high solubility both in water and polar organic solvents.
Protactinium exhibits two valence states; the +5 is stable, and the +4 state easily oxidizes to protactinium(V). Thus tetravalent protactinium in solutions is obtained by the action of strong reducing agents in a hydrogen atmosphere. Tetravalent protactinium is chemically similar to uranium(IV) and thorium(IV). Fluorides, phosphates, hypophosphate, iodate and phenylarsonates of protactinium(IV) are insoluble in water and dilute acids. Protactinium forms soluble carbonates. The hydrolytic properties of pentavalent protactinium are close to those of tantalum(V) and niobium(V). The complex chemical behavior of protactinium is a consequence of the start of the filling of the 5f shell in this element.
Uranium has a valence from 3 to 6, the last being most stable. In the hexavalent state, uranium is very similar to the group 6 elements. Many compounds of uranium(IV) and uranium(VI) are non-stoichiometric, i.e. have variable composition. For example, the actual chemical formula of uranium dioxide is UO2+x, where x varies between −0.4 and 0.32. Uranium(VI) compounds are weak oxidants. Most of them contain the linear "uranyl" group, . Between 4 and 6 ligands can be accommodated in an equatorial plane perpendicular to the uranyl group. The uranyl group acts as a hard acid and forms stronger complexes with oxygen-donor ligands than with nitrogen-donor ligands. and are also the common form of Np and Pu in the +6 oxidation state. Uranium(IV) compounds exhibit reducing properties, e.g., they are easily oxidized by atmospheric oxygen. Uranium(III) is a very strong reducing agent. Owing to the presence of d-shell, uranium (as well as many other actinides) forms organometallic compounds, such as UIII(C5H5)3 and UIV(C5H5)4.
Neptunium has valence states from 3 to 7, which can be simultaneously observed in solutions. The most stable state in solution is +5, but the valence +4 is preferred in solid neptunium compounds. Neptunium metal is very reactive. Ions of neptunium are prone to hydrolysis and formation of coordination compounds.
Plutonium also exhibits valence states between 3 and 7 inclusive, and thus is chemically similar to neptunium and uranium. It is highly reactive, and quickly forms an oxide film in air. Plutonium reacts with hydrogen even at temperatures as low as 25–50 °C; it also easily forms halides and intermetallic compounds. Hydrolysis reactions of plutonium ions of different oxidation states are quite diverse. Plutonium(V) can enter polymerization reactions.
The largest chemical diversity among actinides is observed in americium, which can have valence between 2 and 6. Divalent americium is obtained only in dry compounds and non-aqueous solutions (acetonitrile). Oxidation states +3, +5 and +6 are typical for aqueous solutions, but also in the solid state. Tetravalent americium forms stable solid compounds (dioxide, fluoride and hydroxide) as well as complexes in aqueous solutions. It was reported that in alkaline solution americium can be oxidized to the heptavalent state, but these data proved erroneous. The most stable valence of americium is 3 in the aqueous solutions and 3 or 4 in solid compounds.
Valence 3 is dominant in all subsequent elements up to lawrencium (with the exception of nobelium). Curium can be tetravalent in solids (fluoride, dioxide). Berkelium, along with a valence of +3, also shows the valence of +4, more stable than that of curium; the valence 4 is observed in solid fluoride and dioxide. The stability of Bk4+ in aqueous solution is close to that of Ce4+. Only valence 3 was observed for californium, einsteinium and fermium. The divalent state is proven for mendelevium and nobelium, and in nobelium it is more stable than the trivalent state. Lawrencium shows valence 3 both in solutions and solids.
The redox potential \mathit E_\frac{M^4+}{AnO2^2+} increases from −0.32 V in uranium, through 0.34 V (Np) and 1.04 V (Pu) to 1.34 V in americium revealing the increasing reduction ability of the An4+ ion from americium to uranium. All actinides form AnH3 hydrides of black color with salt-like properties. Actinides also produce carbides with the general formula of AnC or AnC2 (U2C3 for uranium) as well as sulfides An2S3 and AnS2.
Compounds
Oxides and hydroxides
An – actinide **Depending on the isotopes
Some actinides can exist in several oxide forms such as An2O3, AnO2, An2O5 and AnO3. For all actinides, oxides AnO3 are amphoteric and An2O3, AnO2 and An2O5 are basic, they easily react with water, forming bases:
An2O3 + 3 H2O → 2 An(OH)3.
These bases are poorly soluble in water and by their activity are close to the hydroxides of rare-earth metals.
Np(OH)3 has not yet been synthesized, Pu(OH)3 has a blue color while Am(OH)3 is pink and curium hydroxide Cm(OH)3 is colorless. Bk(OH)3 and Cf(OH)3 are also known, as are tetravalent hydroxides for Np, Pu and Am and pentavalent for Np and Am.
The strongest base is of actinium. All compounds of actinium are colorless, except for black actinium sulfide (Ac2S3). Dioxides of tetravalent actinides crystallize in the cubic system, same as in calcium fluoride.
Thorium reacting with oxygen exclusively forms the dioxide:
Th{} + O2 ->[\ce{1000^\circ C}] \overbrace{ThO2}^{Thorium~dioxide}
Thorium dioxide is a refractory material with the highest melting point among any known oxide (3390 °C). Adding 0.8–1% ThO2 to tungsten stabilizes its structure, so the doped filaments have better mechanical stability to vibrations. To dissolve ThO2 in acids, it is heated to 500–600 °C; heating above 600 °C produces a very resistant to acids and other reagents form of ThO2. Small addition of fluoride ions catalyses dissolution of thorium dioxide in acids.
Two protactinium oxides have been obtained: PaO2 (black) and Pa2O5 (white); the former is isomorphic with ThO2 and the latter is easier to obtain. Both oxides are basic, and Pa(OH)5 is a weak, poorly soluble base.
Decomposition of certain salts of uranium, for example UO2(NO3)·6H2O in air at 400 °C, yields orange or yellow UO3. This oxide is amphoteric and forms several hydroxides, the most stable being uranyl hydroxide UO2(OH)2. Reaction of uranium(VI) oxide with hydrogen results in uranium dioxide, which is similar in its properties with ThO2. This oxide is also basic and corresponds to the uranium hydroxide (U(OH)4).
Plutonium, neptunium and americium form two basic oxides: An2O3 and AnO2. Neptunium trioxide is unstable; thus, only Np3O8 could be obtained so far. However, the oxides of plutonium and neptunium with the chemical formula AnO2 and An2O3 are well characterized.
Salts
*An – actinide **Depending on the isotopes
Actinides easily react with halogens forming salts with the formulas MX3 and MX4 (X = halogen). So the first berkelium compound, BkCl3, was synthesized in 1962 with an amount of 3 nanograms. Like the halogens of rare earth elements, actinide chlorides, bromides, and iodides are water-soluble, and fluorides are insoluble. Uranium easily yields a colorless hexafluoride, which sublimates at a temperature of 56.5 °C; because of its volatility, it is used in the separation of uranium isotopes with gas centrifuge or gaseous diffusion. Actinide hexafluorides have properties close to anhydrides. They are very sensitive to moisture and hydrolyze forming AnO2F2. The pentachloride and black hexachloride of uranium were synthesized, but they are both unstable.
Action of acids on actinides yields salts, and if the acids are non-oxidizing then the actinide in the salt is in low-valence state:
U + 2 H2SO4 → U(SO4)2 + 2 H2
2 Pu + 6 HCl → 2 PuCl3 + 3 H2
However, in these reactions the regenerating hydrogen can react with the metal, forming the corresponding hydride. Uranium reacts with acids and water much more easily than thorium.
Actinide salts can also be obtained by dissolving the corresponding hydroxides in acids. Nitrates, chlorides, sulfates and perchlorates of actinides are water-soluble. When crystallizing from aqueous solutions, these salts forming a hydrates, such as Th(NO3)4·6H2O, Th(SO4)2·9H2O and Pu2(SO4)3·7H2O. Salts of high-valence actinides easily hydrolyze. So, colorless sulfate, chloride, perchlorate and nitrate of thorium transform into basic salts with formulas Th(OH)2SO4 and Th(OH)3NO3. The solubility and insolubility of trivalent and tetravalent actinides is like that of lanthanide salts. So phosphates, fluorides, oxalates, iodates and carbonates of actinides are weakly soluble in water; they precipitate as hydrates, such as ThF4·3H2O and Th(CrO4)2·3H2O.
Actinides with oxidation state +6, except for the AnO22+-type cations, form [AnO4]2−, [An2O7]2− and other complex anions. For example, uranium, neptunium and plutonium form salts of the Na2UO4 (uranate) and (NH4)2U2O7 (diuranate) types. In comparison with lanthanides, actinides more easily form coordination compounds, and this ability increases with the actinide valence. Trivalent actinides do not form fluoride coordination compounds, whereas tetravalent thorium forms K2ThF6, KThF5, and even K5ThF9 complexes. Thorium also forms the corresponding sulfates (for example Na2SO4·Th(SO4)2·5H2O), nitrates and thiocyanates. Salts with the general formula An2Th(NO3)6·nH2O are of coordination nature, with the coordination number of thorium equal to 12. Even easier is to produce complex salts of pentavalent and hexavalent actinides. The most stable coordination compounds of actinides – tetravalent thorium and uranium – are obtained in reactions with diketones, e.g. acetylacetone.
Applications
While actinides have some established daily-life applications, such as in smoke detectors (americium) and gas mantles (thorium), they are mostly used in nuclear weapons and as fuel in nuclear reactors. The last two areas exploit the property of actinides to release enormous energy in nuclear reactions, which under certain conditions may become self-sustaining chain reactions.
The most important isotope for nuclear power applications is uranium-235. It is used in the thermal reactor, and its concentration in natural uranium does not exceed 0.72%. This isotope strongly absorbs thermal neutrons releasing much energy. One fission act of 1 gram of 235U converts into about 1 MW·day. Of importance, is that emits more neutrons than it absorbs; upon reaching the critical mass, enters into a self-sustaining chain reaction. Typically, uranium nucleus is divided into two fragments with the release of 2–3 neutrons, for example:
+ ⟶ + + 3
Other promising actinide isotopes for nuclear power are thorium-232 and its product from the thorium fuel cycle, uranium-233.
Emission of neutrons during the fission of uranium is important not only for maintaining the nuclear chain reaction, but also for the synthesis of the heavier actinides. Uranium-239 converts via β-decay into plutonium-239, which, like uranium-235, is capable of spontaneous fission. The world's first nuclear reactors were built not for energy, but for producing plutonium-239 for nuclear weapons.
About half of the produced thorium is used as the light-emitting material of gas mantles. Thorium is also added into multicomponent alloys of magnesium and zinc. So the Mg-Th alloys are light and strong, but also have high melting point and ductility and thus are widely used in the aviation industry and in the production of missiles. Thorium also has good electron emission properties, with long lifetime and low potential barrier for the emission. The relative content of thorium and uranium isotopes is widely used to estimate the age of various objects, including stars (see radiometric dating).
The major application of plutonium has been in nuclear weapons, where the isotope plutonium-239 was a key component due to its ease of fission and availability. Plutonium-based designs allow reducing the critical mass to about a third of that for uranium-235. The "Fat Man"-type plutonium bombs produced during the Manhattan Project used explosive compression of plutonium to obtain significantly higher densities than normal, combined with a central neutron source to begin the reaction and increase efficiency. Thus only 6.2 kg of plutonium was needed for an explosive yield equivalent to 20 kilotons of TNT. (See also Nuclear weapon design.) Hypothetically, as little as 4 kg of plutonium—and maybe even less—could be used to make a single atomic bomb using very sophisticated assembly designs.
Plutonium-238 is potentially more efficient isotope for nuclear reactors, since it has smaller critical mass than uranium-235, but it continues to release much thermal energy (0.56 W/g) by decay even when the fission chain reaction is stopped by control rods. Its application is limited by its high price (about US$1000/g). This isotope has been used in thermopiles and water distillation systems of some space satellites and stations. So Galileo and Apollo spacecraft (e.g. Apollo 14) had heaters powered by kilogram quantities of plutonium-238 oxide; this heat is also transformed into electricity with thermopiles. The decay of plutonium-238 produces relatively harmless alpha particles and is not accompanied by gamma-irradiation. Therefore, this isotope (~160 mg) is used as the energy source in heart pacemakers where it lasts about 5 times longer than conventional batteries.
Actinium-227 is used as a neutron source. Its high specific energy (14.5 W/g) and the possibility of obtaining significant quantities of thermally stable compounds are attractive for use in long-lasting thermoelectric generators for remote use. 228Ac is used as an indicator of radioactivity in chemical research, as it emits high-energy electrons (2.18 MeV) that can be easily detected. 228Ac-228Ra mixtures are widely used as an intense gamma-source in industry and medicine.
Development of self-glowing actinide-doped materials with durable crystalline matrices is a new area of actinide utilization as the addition of alpha-emitting radionuclides to some glasses and crystals may confer luminescence.
Toxicity
Radioactive substances can harm human health via (i) local skin contamination, (ii) internal exposure due to ingestion of radioactive isotopes, and (iii) external overexposure by β-activity and γ-radiation. Together with radium and transuranium elements, actinium is one of the most dangerous radioactive poisons with high specific α-activity. The most important feature of actinium is its ability to accumulate and remain in the surface layer of skeletons. At the initial stage of poisoning, actinium accumulates in the liver. Another danger of actinium is that it undergoes radioactive decay faster than being excreted. Adsorption from the digestive tract is much smaller (~0.05%) for actinium than radium.
Protactinium in the body tends to accumulate in the kidneys and bones. The maximum safe dose of protactinium in the human body is 0.03 µCi that corresponds to 0.5 micrograms of 231Pa. This isotope, which might be present in the air as aerosol, is 2.5 times more toxic than hydrocyanic acid.
Plutonium, when entering the body through air, food or blood (e.g. a wound), mostly settles in the lungs, liver and bones with only about 10% going to other organs, and remains there for decades. The long residence time of plutonium in the body is partly explained by its poor solubility in water. Some isotopes of plutonium emit ionizing α-radiation, which damages the surrounding cells. The median lethal dose (LD50) for 30 days in dogs after intravenous injection of plutonium is 0.32 milligram per kg of body mass, and thus the lethal dose for humans is approximately 22 mg for a person weighing 70 kg; the amount for respiratory exposure should be approximately four times greater. Another estimate assumes that plutonium is 50 times less toxic than radium, and thus permissible content of plutonium in the body should be 5 µg or 0.3 µCi. Such amount is nearly invisible under microscope. After trials on animals, this maximum permissible dose was reduced to 0.65 µg or 0.04 µCi. Studies on animals also revealed that the most dangerous plutonium exposure route is through inhalation, after which 5–25% of inhaled substances is retained in the body. Depending on the particle size and solubility of the plutonium compounds, plutonium is localized either in the lungs or in the lymphatic system, or is absorbed in the blood and then transported to the liver and bones. Contamination via food is the least likely way. In this case, only about 0.05% of soluble 0.01% insoluble compounds of plutonium absorbs into blood, and the rest is excreted. Exposure of damaged skin to plutonium would retain nearly 100% of it.
Using actinides in nuclear fuel, sealed radioactive sources or advanced materials such as self-glowing crystals has many potential benefits. However, a serious concern is the extremely high radiotoxicity of actinides and their migration in the environment. Use of chemically unstable forms of actinides in MOX and sealed radioactive sources is not appropriate by modern safety standards. There is a challenge to develop stable and durable actinide-bearing materials, which provide safe storage, use and final disposal. A key need is application of actinide solid solutions in durable crystalline host phases.
Nuclear properties
See also
Actinides in the environment
Lanthanides
Major actinides
Minor actinides
Transuranics
Notes
References
Bibliography
External links
Lawrence Berkeley Laboratory image of historic periodic table by Seaborg showing actinide series for the first time
Lawrence Livermore National Laboratory, Uncovering the Secrets of the Actinides
Los Alamos National Laboratory, Actinide Research Quarterly
Periodic table |
2310 | https://en.wikipedia.org/wiki/Arthur%20Miller | Arthur Miller | Arthur Asher Miller (October 17, 1915 – February 10, 2005) was an American playwright, essayist and screenwriter in the 20th-century American theater. Among his most popular plays are All My Sons (1947), Death of a Salesman (1949), The Crucible (1953), and A View from the Bridge (1955). He wrote several screenplays, including The Misfits (1961). The drama Death of a Salesman is considered one of the best American plays of the 20th century.
Miller was often in the public eye, particularly during the late 1940s, 1950s and early 1960s. During this time, he received a Pulitzer Prize for Drama, testified before the House Un-American Activities Committee, and married Marilyn Monroe. In 1980, he received the St. Louis Literary Award from the Saint Louis University Library Associates. He received the Praemium Imperiale prize in 2001, the Prince of Asturias Award in 2002, and the Jerusalem Prize in 2003, and the Dorothy and Lillian Gish Prize in 1999.
Early life and education
Miller was born in Harlem, in the New York City borough of Manhattan, the second of three children of Augusta (Barnett) and Isidore Miller. He was born into a Jewish family of Polish-Jewish descent. His father was born in Radomyśl Wielki, Galicia (then part of Austria-Hungary, now Poland), and his mother was a native of New York whose parents also arrived from that town. Isidore owned a women's clothing manufacturing business employing 400 people. He became a well respected man in the community. The family, including Miller's younger sister Joan Copeland, lived on South 110th Street in Manhattan, owned a summer house in Far Rockaway, Queens, and employed a chauffeur. In the Wall Street Crash of 1929, the family lost almost everything and moved to Gravesend, Brooklyn. (One source says they moved to Midwood.) As a teenager, Miller delivered bread every morning before school to help the family. Miller later published an account of his early years under the title "A Boy Grew in Brooklyn". After graduating in 1932 from Abraham Lincoln High School, he worked at several menial jobs to pay for his college tuition at the University of Michigan. After graduation (), he worked as a psychiatric aide and copywriter before accepting faculty posts at New York University and University of New Hampshire.
On May 1, 1935, he joined the League of American Writers (1935–1943), whose members included Alexander Trachtenberg of International Publishers, Franklin Folsom, Louis Untermeyer, I. F. Stone, Myra Page, Millen Brand, Lillian Hellman and Dashiell Hammett. (Members were largely either Communist Party members or fellow travelers.)
At the University of Michigan, Miller first majored in journalism and wrote for the student newspaper, The Michigan Daily, and the satirical Gargoyle Humor Magazine. It was during this time that he wrote his first play, No Villain. He switched his major to English, and subsequently won the Avery Hopwood Award for No Villain. The award led him to consider that he could have a career as a playwright. He enrolled in a playwriting seminar with the influential Professor Kenneth Rowe, who emphasized how a play was built to achieve its intended effect, or what Miller called "the dynamics of play construction". Rowe gave Miller realistic feedback and much-needed encouragement, and became a lifelong friend. Miller retained strong ties to his alma mater through the rest of his life, establishing the university's Arthur Miller Award in 1985 and the Arthur Miller Award for Dramatic Writing in 1999, and lending his name to the Arthur Miller Theatre in 2000. In 1937, Miller wrote Honors at Dawn, which also received the Avery Hopwood Award.
After his graduation in 1938, he joined the Federal Theatre Project, a New Deal agency established to provide jobs in the theater. He chose the theater project despite the more lucrative offer to work as a scriptwriter for 20th Century Fox. However, Congress, worried about possible Communist infiltration, closed the project in 1939. Miller began working in the Brooklyn Navy Yard while continuing to write radio plays, some of which were broadcast on CBS.
Career
1940–1949: Early career
In 1940, Miller married Mary Grace Slattery. The couple had two children, Jane (born September 7, 1944) and Robert (May 31, 1947 – March 6, 2022). Miller was exempted from military service during World War II because of a high school football injury to his left kneecap. In 1944 Miller's first play was produced: The Man Who Had All the Luck won the Theatre Guild's National Award. The play closed after four performances with disastrous reviews.
In 1947, Miller's play All My Sons, the writing of which had commenced in 1941, was a success on Broadway (earning him his first Tony Award, for Best Author) and his reputation as a playwright was established. Years later, in a 1994 interview with Ron Rifkin, Miller said that most contemporary critics regarded All My Sons as "a very depressing play in a time of great optimism" and that positive reviews from Brooks Atkinson of The New York Times had saved it from failure.
In 1948, Miller built a small studio in Roxbury, Connecticut. There, in less than a day, he wrote Act I of Death of a Salesman. Within six weeks, he completed the rest of the play, one of the classics of world theater. Death of a Salesman premiered on Broadway on February 10, 1949, at the Morosco Theatre, directed by Elia Kazan, and starring Lee J. Cobb as Willy Loman, Mildred Dunnock as Linda, Arthur Kennedy as Biff, and Cameron Mitchell as Happy. The play was commercially successful and critically acclaimed, winning a Tony Award for Best Author, the New York Drama Circle Critics' Award, and the Pulitzer Prize for Drama. It was the first play to win all three of these major awards. The play was performed 742 times.
In 1949, Miller exchanged letters with Eugene O'Neill regarding Miller's production of All My Sons. O'Neill had sent Miller a congratulatory telegram; in response, he wrote a letter that consisted of a few paragraphs detailing his gratitude for the telegram, apologizing for not responding earlier, and inviting Eugene to the opening of Death of a Salesman. O'Neill replied, accepting the apology, but declining the invitation, explaining that his Parkinson's disease made it difficult to travel. He ended the letter with an invitation to Boston, a trip that never occurred.
1950–1963: Critical years and HUAC controversy
In 1955, a one-act version of Miller's verse drama A View from the Bridge opened on Broadway in a joint bill with one of Miller's lesser-known plays, A Memory of Two Mondays. The following year, Miller revised A View from the Bridge as a two-act prose drama, which Peter Brook directed in London. A French-Italian co-production Vu du pont, based on the play, was released in 1962.
Shortly before the film's premiere in 1961, Miller and Monroe divorced after five years of marriage. Nineteen months later, on August 5, 1962, Monroe died of a likely drug overdose. Huston, who had also directed her in her first major role in The Asphalt Jungle in 1950, and who had seen her rise to stardom, put the blame for her death on her doctors as opposed to the stresses of being a star: "The girl was an addict of sleeping pills and she was made so by the God-damn doctors. It had nothing to do with the Hollywood set-up."
In 1952, Elia Kazan appeared before the House Un-American Activities Committee (HUAC). Kazan named eight members of the Group Theatre, including Clifford Odets, Paula Strasberg, Lillian Hellman, J. Edward Bromberg, and John Garfield, who in recent years had been fellow members of the Communist Party. Miller and Kazan were close friends throughout the late 1940s and early 1950s, but after Kazan's testimony to the HUAC, the pair's friendship ended. After speaking with Kazan about his testimony, Miller traveled to Salem, Massachusetts, to research the witch trials of 1692. He and Kazan did not speak to each other for the next ten years. Kazan later defended his own actions through his film On the Waterfront, in which a dockworker heroically testifies against a corrupt union boss. Miller would retaliate against Kazan's work by writing A View from the Bridge, a play where a longshoreman outs his co-workers motivated only by jealousy and greed. He sent a copy of the initial script to Kazan and when the director asked in jest to direct the movie, Miller replied "I only sent you the script to let you know what I think of Stool-Pigeons."
In The Crucible, Miller likened the situation with the House Un-American Activities Committee to the witch hunt in Salem in 1692. The play opened at the Martin Beck Theatre on Broadway on January 22, 1953. Though widely considered only somewhat successful at the time of its release, today The Crucible is Miller's most frequently produced work throughout the world. It was adapted into an opera by Robert Ward in 1961.
The HUAC took an interest in Miller himself not long after The Crucible opened, engineering the US State Department's denying him a passport to attend the play's London opening in 1954. When Miller applied in 1956 for a routine renewal of his passport, the House Un-American Activities Committee used this opportunity to subpoena him to appear before the committee. Before appearing, Miller asked the committee not to ask him to name names, to which the chairman, Francis E. Walter (D-PA) agreed. When Miller attended the hearing, to which Monroe accompanied him, risking her own career, he gave the committee a detailed account of his political activities. Reneging on the chairman's promise, the committee demanded the names of friends and colleagues who had participated in similar activities. Miller refused to comply, saying "I could not use the name of another person and bring trouble on him." As a result, a judge found Miller guilty of contempt of Congress in May 1957. Miller was sentenced to a fine and a prison sentence, blacklisted, and disallowed a US passport. In August 1958, his conviction was overturned by the court of appeals, which ruled that Miller had been misled by the chairman of the HUAC.
Miller's experience with the HUAC affected him throughout his life. In the late 1970s, he joined other celebrities (including William Styron and Mike Nichols) who were brought together by the journalist Joan Barthel. Barthel's coverage of the highly publicized Barbara Gibbons murder case helped raise bail for Gibbons' son Peter Reilly, who had been convicted of his mother's murder based on what many felt was a coerced confession and little other evidence. Barthel documented the case in her book A Death in Canaan, which was made as a television film of the same name and broadcast in 1978. City Confidential, an A&E Network series, produced an episode about the murder, postulating that part of the reason Miller took such an active interest (including supporting Reilly's defense and using his own celebrity to bring attention to Reilly's plight) was because he had felt similarly persecuted in his run-ins with the HUAC. He sympathized with Reilly, whom he firmly believed to be innocent and to have been railroaded by the Connecticut State Police and the Attorney General who had initially prosecuted the case.
Miller began work on writing the screenplay for The Misfits in 1960, directed by John Huston and starring Monroe. It was during the filming that Miller's and Monroe's relationship hit difficulties, and he later said that the filming was one of the lowest points in his life. Monroe was taking drugs to help her sleep and more drugs to help her wake up, which caused her to arrive on the set late and then have trouble remembering her lines. Huston was unaware that Miller and Monroe were having problems in their private life. He recalled later, "I was impertinent enough to say to Arthur that to allow her to take drugs of any kind was criminal and utterly irresponsible. Shortly after that I realized that she wouldn't listen to Arthur at all; he had no say over her actions."
1964–2004: Later career
In 1964, After the Fall was produced, and is said to be a deeply personal view of Miller's experiences during his marriage to Monroe. It reunited Miller with his former friend Kazan; they collaborated on the script and direction. It opened on January 23, 1964 at the ANTA Theatre in Washington Square Park amid a flurry of publicity and outrage at putting a Monroe-like character, Maggie, on stage. Robert Brustein, in a review in the New Republic, called After the Fall "a three and one half hour breach of taste, a confessional autobiography of embarrassing explicitness ... There is a misogynistic strain in the play which the author does not seem to recognize. ... He has created a shameless piece of tabloid gossip, an act of exhibitionism which makes us all voyeurs ... a wretched piece of dramatic writing." That year, Miller produced Incident at Vichy. In 1965, he was elected the first American president of PEN International, a position which he held for four years. A year later, he organized the 1966 PEN congress in New York City. He also wrote the penetrating family drama The Price, produced in 1968. It was his most successful play since Death of a Salesman.
In 1968, Miller attended the Democratic National Convention as a delegate for Eugene McCarthy. In 1969, Miller's works were banned in the Soviet Union after he campaigned for the freedom of dissident writers. Throughout the 1970s, he spent much of his time experimenting with the theatre, producing one-act plays such as Fame and The Reason Why, and traveling with his wife, producing In the Country and Chinese Encounters with her. Both his 1972 comedy The Creation of the World and Other Business and its musical adaptation, Up from Paradise, were critical and commercial failures.
Miller was an unusually articulate commentator on his own work. In 1978, he published a collection of his Theater Essays, edited by Robert A. Martin and with a foreword by Miller. Highlights of the collection included Miller's introduction to his Collected Plays, his reflections on the theory of tragedy, comments on the McCarthy Era, and pieces arguing for a publicly supported theater. Reviewing this collection in the Chicago Tribune, Studs Terkel remarked, "In reading [the Theater Essays] ... you are exhilaratingly aware of a social critic, as well as a playwright, who knows what he's talking about."
In 1983, Miller traveled to China to produce and direct Death of a Salesman at the People's Art Theatre in Beijing. It was a success in China and in 1984, Salesman in Beijing, a book about Miller's experiences in Beijing, was published. Around the same time, Death of a Salesman was adapted into a television film starring Dustin Hoffman as Willy Loman. The film was broadcast on CBS, and garnered an audience viewership of 25 million. In late 1987, Miller's autobiographical work, Timebends, was published. Before it was published, it was well known that Miller would not talk about Monroe in interviews; however, in the book, he wrote extensively in detail about his experiences with Monroe.
During the early 1990s, Miller wrote three new plays: The Ride Down Mt. Morgan (1991), The Last Yankee (1992), and Broken Glass (1994). In 1996, a film adaptation of The Crucible starring Daniel Day-Lewis, Paul Scofield, Bruce Davison and Winona Ryder was released. Miller spent much of 1996 working on the screenplay.
Mr. Peters' Connections was staged Off-Broadway in 1998, and Death of a Salesman was revived on Broadway in 1999 to celebrate its 50th anniversary. The 1999 revival ran for 274 performances at the Eugene O'Neill Theatre, starring Brian Dennehy as Willy Loman. Once again, it was a large critical success, winning a Tony Award for Best Revival of a Play.
In 1993, Miller received the National Medal of Arts. He was honored with the PEN/Laura Pels Theater Award for a Master American Dramatist in 1998. In 2001, the National Endowment for the Humanities selected him for the Jefferson Lecture, the U.S. federal government's highest honor for achievement in the humanities. His lecture, "On Politics and the Art of Acting", analyzed political events (including the U.S. presidential election of 2000)
in terms of the "arts of performance". It drew attacks from some conservatives such as Jay Nordlinger, who called it "a disgrace"; and George Will, who argued that Miller was not a legitimate "scholar".
In October 1999, Miller received The Dorothy and Lillian Gish Prize, given annually to "a man or woman who has made an outstanding contribution to the beauty of the world and to mankind's enjoyment and understanding of life". In 2001, he received the National Book Foundation's Medal for Distinguished Contribution to American Letters. On May 1, 2002, he received Spain's Principe de Asturias Prize for Literature as "the undisputed master of modern drama". Later that year, Ingeborg Morath died of lymphatic cancer at the age of 78. The following year, Miller won the Jerusalem Prize.
In December 2004, 89-year-old Miller announced that he had been in love with 34-year-old minimalist painter Agnes Barley and had been living with her at his Connecticut farm since 2002, and that they intended to marry.
Miller's final play, Finishing the Picture, opened at the Goodman Theatre, Chicago, in the fall of 2004, with one character said to be based on Barley. It was reportedly based on his experience during the filming of The Misfits, though Miller insisted the play was a work of fiction with independent characters that were no more than composite shadows of history.
Personal life
Marriages and family
In June 1956, Miller left his first wife, Mary Slattery, whom he had married in 1940, and wed film star Marilyn Monroe. They met in 1951, had a brief affair, and remained in contact. Monroe had just turned 30 when they married; she never had a real family of her own and was eager to join the family of her new husband.
Monroe began to reconsider her career and the fact that trying to manage it made her feel helpless. She admitted to Miller, "I hate Hollywood. I don't want it any more. I want to live quietly in the country and just be there when you need me. I can't fight for myself any more." Monroe converted to Judaism to "express her loyalty and get close to both Miller and his parents", writes biographer Jeffrey Meyers. She told her close friend, Susan Strasberg: "I can identify with the Jews. Everybody's always out to get them, no matter what they do, like me." Soon after Monroe converted, Egypt banned all of her movies. Away from Hollywood and the culture of celebrity, Monroe's life became more normal; she began cooking, keeping house and giving Miller more attention and affection than he had been used to.
Later that year, Miller was subpoenaed by the House Un-American Activities Committee, and Monroe accompanied him. In her personal notes, she wrote about her worries during this period:
Monroe obtained a "Mexican divorce" from Miller in January 1961.
In February 1962, Miller married photographer Inge Morath, who had worked as a photographer documenting the production of The Misfits. The first of their two children, Rebecca, was born September 15, 1962. Their son Daniel was born with Down syndrome in November 1966. Against his wife's wishes, Miller had him institutionalized, first at a home for infants in New York City, then at the Southbury Training School in Connecticut. Though Morath visited Daniel often, Miller never visited him at the school and rarely spoke of him. Miller and Inge remained together until her death in 2002. Miller's son-in-law, actor Daniel Day-Lewis, is said to have visited Daniel frequently, and to have persuaded Miller to meet with him.
Death
Miller died on the evening of February 10, 2005 (coincidentally the 56th anniversary of the Broadway debut of Death of a Salesman) at age 89 of bladder cancer and heart failure, at his home in Roxbury, Connecticut. He had been in hospice care at his sister's apartment in New York since his release from hospital the previous month. He was surrounded by Barley, family and friends. His body was interred at Roxbury Center Cemetery in Roxbury.
Within hours of her father's death, Rebecca Miller, who had been consistently opposed to the relationship with Agnes Barley, ordered her to vacate the home she shared with Arthur.
Legacy
Miller's writing career spanned over seven decades, and at the time of his death, he was considered one of the 20th century's greatest dramatists. After his death, many respected actors, directors, and producers paid tribute to him, some calling him the last great practitioner of the American stage, and Broadway theatres darkened their lights in a show of respect.
Miller's alma mater, the University of Michigan, opened the Arthur Miller Theatre in March 2007. Per his express wish, it is the only theater in the world that bears his name.
Miller's letters, notes, drafts and other papers are housed at the Harry Ransom Humanities Research Center at the University of Texas at Austin.
Miller is also a member of the American Theater Hall of Fame. He was inducted in 1979.
In 1993, he received the Four Freedoms Award for Freedom of Speech.
In 2017, his daughter, Rebecca Miller, a writer and filmmaker, completed a documentary about her father's life, Arthur Miller: Writer.
Minor planet 3769 Arthurmiller is named after him.
In the 2022 Netflix film Blonde, Miller was portrayed by Adrien Brody.
Foundation
The Arthur Miller Foundation was founded to honor the legacy of Miller and his New York City Public School education. Its mission is "Promoting increased access and equity to theater arts education in our schools and increasing the number of students receiving theater arts education as an integral part of their academic curriculum." Its other initiatives include certification of new theater teachers and their placement in public schools, increasing the number of theater teachers in the system from the current estimate of 180 teachers in 1800 schools, supporting professional development of all certified theater teachers, and providing teaching artists, cultural partners, physical spaces, and theater ticket allocations for students. The foundation's primary purpose is to provide arts education in the New York City school system. Its current chancellor is Carmen Farina, a prominent proponent of the Common Core State Standards Initiative. The Master Arts Council includes Alec Baldwin, Ellen Barkin, Bradley Cooper, Dustin Hoffman, Scarlett Johansson, Tony Kushner, Julianne Moore, Michael Moore, Liam Neeson, David O. Russell, and Liev Schreiber. Miller's son-in-law, Daniel Day-Lewis, has served on the current board of directors since 2016.
The foundation celebrated Miller's 100th birthday with a one-night performance of his seminal works in November 2015.
The Arthur Miller Foundation currently supports a pilot program in theater and film at the public school Quest to Learn, in partnership with the Institute of Play. The model is being used as an in-school elective theater class and lab. Its objective is to create a sustainable theater education model to disseminate to teachers at professional development workshops.
Archive
Miller donated thirteen boxes of his earliest manuscripts to the Harry Ransom Center at the University of Texas at Austin in 1961 and 1962. This collection included the original handwritten notebooks and early typed drafts for Death of a Salesman, The Crucible, All My Sons, and other works. In January, 2018, the Ransom Center announced the acquisition of the remainder of the Miller archive, totaling over 200 boxes. The full archive opened in November, 2019.
Literary and public criticism
Christopher Bigsby wrote Arthur Miller: The Definitive Biography based on boxes of papers Miller made available to him before his death in 2005. The book was published in November 2008, and is reported to reveal unpublished works in which Miller "bitterly attack[ed] the injustices of American racism long before it was taken up by the civil rights movement".
In his book Trinity of Passion, author Alan M. Wald conjectures that Miller was "a member of a writer's unit of the Communist Party around 1946," using the pseudonym Matt Wayne, and editing a drama column in the magazine The New Masses.
In 1999 the writer Christopher Hitchens attacked Miller for comparing the Monica Lewinsky investigation to the Salem witch hunt. Miller had asserted a parallel between the examination of physical evidence on Lewinsky's dress and the examinations of women's bodies for signs of the "Devil's Marks" in Salem. Hitchens scathingly disputed the parallel. In his memoir, Hitch-22, Hitchens bitterly noted that Miller, despite his prominence as a left-wing intellectual, had failed to support author Salman Rushdie during the Iranian fatwa involving The Satanic Verses.
Works
Stage plays
No Villain (1936)
They Too Arise (1937, based on No Villain)
Honors at Dawn (1938, based on They Too Arise)
The Grass Still Grows (1938, based on They Too Arise)
The Great Disobedience (1938)
Listen My Children (1939, with Norman Rosten)
The Golden Years (1940)
The Half-Bridge (1943)
The Man Who Had All the Luck (1944)
All My Sons (1947)
Death of a Salesman (1949)
An Enemy of the People (1950, adaptation of Henrik Ibsen's play An Enemy of the People)
The Crucible (1953)
A View from the Bridge (1955)
A Memory of Two Mondays (1955)
After the Fall (1964)
Incident at Vichy (1964)
The Price (1968)
The Reason Why (1970)
Fame (one-act, 1970; revised for television 1978)
The Creation of the World and Other Business (1972)
Up from Paradise (1974)
The Archbishop's Ceiling (1977)
The American Clock (1980)
Playing for Time (television play, 1980)
Elegy for a Lady (short play, 1982, first part of Two Way Mirror)
Some Kind of Love Story (short play, 1982, second part of Two Way Mirror)
I Think About You a Great Deal (1986)
Playing for Time (stage version, 1985)
I Can't Remember Anything (1987, collected in Danger: Memory!)
Clara (1987, collected in Danger: Memory!)
The Ride Down Mt. Morgan (1991)
The Last Yankee (1993)
Broken Glass (1994)
Mr. Peters' Connections (1998)
Resurrection Blues (2002)
Finishing the Picture (2004)
Radio plays
The Pussycat and the Expert Plumber Who Was a Man (1941)
Joel Chandler Harris (1941)
The Battle of the Ovens (1942)
Thunder from the Mountains (1942)
I Was Married in Bataan (1942)
That They May Win (1943)
Listen for the Sound of Wings (1943)
Bernardine (1944)
I Love You (1944)
Grandpa and the Statue (1944)
The Philippines Never Surrendered (1944)
The Guardsman (1944, based on Ferenc Molnár's play)
The Story of Gus (1947)
Screenplays
The Hook (1947)
All My Sons (1948)
Let's Make Love (1960)
The Misfits (1961)
Death of a Salesman (1985)
Everybody Wins (1990)
The Crucible (1996)
Assorted fiction
Focus (novel, 1945)
"The Misfits" (short story, published in Esquire, October 1957)
I Don't Need You Anymore (short stories, 1967)
"Homely Girl: A Life" (short story, 1992, published in UK as "Plain Girl: A Life" 1995)
Presence: Stories (2007) (short stories include "The Bare Manuscript", "Beavers", "The Performance", and "Bulldog")
Non-fiction
Situation Normal (1944) is based on his experiences researching the war correspondence of Ernie Pyle.
In Russia (1969), the first of three books created with his photographer wife Inge Morath, offers Miller's impressions of Russia and Russian society.
In the Country (1977), with photographs by Morath and text by Miller, provides insight into how Miller spent his time in Roxbury, Connecticut, and profiles of his various neighbors.
Chinese Encounters (1979) is a travel journal with photographs by Morath. It depicts the Chinese society in the state of flux which followed the end of the Cultural Revolution. Miller discusses the hardships of many writers, professors, and artists during Mao Zedong's regime.
Salesman in Beijing (1984) details Miller's experiences with the 1983 Beijing People's Theatre production of Death of a Salesman. He describes directing a Chinese cast in an American play.
Timebends: A Life, Methuen London (1987) . Miller's autobiography.
On Politics and the Art of Acting, Viking 2001 {ISBN 0-670-030-422} an 85-page essay about the thespian skills in American politics, comparing FDR, JFK, Reagan, Clinton.
Collections
Abbotson, Susan C. W. (ed.), Arthur Miller: Collected Essays, Penguin 2016
Kushner, Tony, ed. Arthur Miller, Collected Plays 1944–1961 (Library of America, 2006) .
Martin, Robert A. (ed.), "The theater essays of Arthur Miller", foreword by Arthur Miller. NY: Viking Press, 1978
References
Bibliography
Bigsby, Christopher (ed.), The Cambridge Companion to Arthur Miller, Cambridge 1997
Gottfried, Martin, Arthur Miller, A Life, Da Capo Press (US)/Faber and Faber (UK), 2003
Koorey, Stefani, Arthur Miller's Life and Literature, Scarecrow, 2000
Moss, Leonard. Arthur Miller, Boston: Twayne Publishers, 1980.
Further reading
Critical Companion to Arthur Miller, Susan C. W. Abbotson, Greenwood (2007)
Student Companion to Arthur Miller, Susan C. W. Abbotson, Facts on File (2000)
File on Miller, Christopher Bigsby (1988)
Arthur Miller & Company, Christopher Bigsby, editor (1990)
Arthur Miller: A Critical Study, Christopher Bigsby (2005)
Remembering Arthur Miller, Christopher Bigsby, editor (2005)
Arthur Miller 1915–1962, Christopher Bigsby (2008, U.K.; 2009, U.S.)
The Cambridge Companion to Arthur Miller (Cambridge Companions to Literature), Christopher Bigsby, editor (1998, updated and republished 2010)
Arthur Miller 1962–2005, Christopher Bigsby (2011)
Arthur Miller: Critical Insights, Brenda Murphy, editor, Salem (2011)
Understanding Death of a Salesman, Brenda Murphy and Susan C. W. Abbotson, Greenwood (1999)
Critical articles
Arthur Miller Journal, published biannually by Penn State UP. Vol. 1.1 (2006)
Radavich, David. "Arthur Miller's Sojourn in the Heartland". American Drama 16:2 (Summer 2007): 28–45.
External links
Organizations
Arthur Miller official website
Arthur Miller Society
The Arthur Miller Foundation
Archive
Arthur Miller Papers at the Harry Ransom Center
"Playwright Arthur Miller's archive comes to the Harry Ransom Center"
Finding aid to Arthur Miller papers at Columbia University. Rare Book & Manuscript Library.
Databases
Websites
A Visit With Castro – Miller's article in The Nation, January 12, 2004
Joyce Carol Oates on Arthur Miller
Arthur Miller Biography
Arthur Miller and Mccarthyism
Interviews
Miller interview, Humanities, March–April 2001
Obituaries
The New York Times Obituary
NPR obituary
CNN obituary
1915 births
2005 deaths
University of Michigan alumni
Kennedy Center honorees
Laurence Olivier Award winners
Primetime Emmy Award winners
Pulitzer Prize for Drama winners
Recipients of the Praemium Imperiale
Tony Award winners
20th-century American dramatists and playwrights
20th-century American essayists
20th-century American Jews
20th-century American novelists
20th-century American screenwriters
20th-century American short story writers
20th-century American memoirists
20th-century travel writers
21st-century American dramatists and playwrights
21st-century American essayists
21st-century American Jews
21st-century American non-fiction writers
21st-century American screenwriters
21st-century American short story writers
Abraham Lincoln High School (Brooklyn) alumni
American agnostics
American anti-capitalists
American anti-fascists
American autobiographers
American male dramatists and playwrights
American male essayists
American male non-fiction writers
American male novelists
American male screenwriters
American male short story writers
American memoirists
American people of Polish-Jewish descent
American radio writers
American travel writers
Analysands of Rudolph Lowenstein
Anti-consumerists
Deaths from bladder cancer
Deaths from cancer in Connecticut
Federal Theatre Project people
Free speech activists
Freethought writers
Hopwood Award winners
Jerusalem Prize recipients
Jewish agnostics
Jewish American dramatists and playwrights
Jewish novelists
Marilyn Monroe
Mass media theorists
American media critics
Members of the American Academy of Arts and Letters
Metaphor theorists
The Michigan Daily alumni
PEN International
People from Brooklyn Heights
People from Gravesend, Brooklyn
People from Midwood, Brooklyn
People from Roxbury, Connecticut
Postmodern writers
Recipients of the Four Freedoms Award
Special Tony Award recipients
Theatre theorists
Theatrologists
Writers about activism and social change
Writers about communism
Writers about theatre
Writers from Brooklyn
Writers from Connecticut
Writers of historical fiction set in the early modern period
Writers of historical fiction set in the modern age
Writers of historical romances
National Arts Club Medal of Honor Recipients
American lecturers |
2314 | https://en.wikipedia.org/wiki/Anita%20Hill | Anita Hill | Anita Faye Hill (born July 30, 1956) is an American lawyer, educator and author. She is a professor of social policy, law, and women's studies at Brandeis University and a faculty member of the university's Heller School for Social Policy and Management. She became a national figure in 1991 when she accused U.S. Supreme Court nominee Clarence Thomas, her supervisor at the United States Department of Education and the Equal Employment Opportunity Commission, of sexual harassment.
Early life and education
Anita Hill was born to a family of farmers in Lone Tree, Oklahoma, the youngest of Albert and Erma Hill's 13 children. Her family came from Arkansas, where her maternal grandfather Henry Eliot and all of her great-grandparents had been born into slavery. Hill was raised in the Baptist faith.
Hill graduated from Morris High School, Oklahoma in 1973, where she was class valedictorian. After high school, she enrolled at Oklahoma State University and received a bachelor's degree in psychology with honors in 1977. She studied at Yale Law School, obtaining her Juris Doctor degree with honors in 1980.
Early career
Hill was admitted to the District of Columbia Bar in 1980 and began her law career as an associate with the Washington, D.C. firm of Wald, Harkrader & Ross. In 1981, she became an attorney-adviser to Clarence Thomas, who was then the Assistant Secretary of the U.S. Department of Education's Office for Civil Rights. When Thomas became chairman of the U.S. Equal Employment Opportunity Commission (EEOC) in 1982, Hill served as his assistant, leaving the job in 1983.
Hill then became an assistant professor at the Evangelical Christian O. W. Coburn School of Law at Oral Roberts University where she taught from 1983 to 1986. In 1986, she joined the faculty at the University of Oklahoma College of Law where she taught commercial law and contracts.
In 1989, she became the first tenured African American professor at OU. She left the university in 1996 due to ongoing calls for her resignation that began after her 1992 testimony. In 1998, she became a visiting scholar at Brandeis University and, in 2015, a university professor at the school.
Allegations of sexual harassment against Clarence Thomas
In 1991, President George H. W. Bush nominated Clarence Thomas, a federal circuit judge, to succeed retiring Associate Supreme Court Justice Thurgood Marshall. Senate hearings on his confirmation were initially completed with Thomas's good character being presented as a primary qualification for the high court because he had only been a judge for slightly more than one year. There had been little organized opposition to Thomas's nomination, and his confirmation seemed assured until a report of a private interview of Hill by the FBI was leaked to the press. The hearings were then reopened, and Hill was called to publicly testify.
Hill said on October 11, 1991, in televised hearings that Thomas had sexually harassed her while he was her supervisor at the Department of Education and the EEOC. When questioned on why she followed Thomas to the second job after he had already allegedly harassed her, she said working in a reputable position within the civil rights field had been her ambition. The position was appealing enough to inhibit her from going back into private practice with her previous firm. She said that she only realized later in her life that the choice had represented poor judgment on her part, but that "at that time, it appeared that the sexual overtures... had ended."
According to Hill, Thomas asked her out socially many times during her two years of employment as his assistant, and after she declined his requests, he used work situations to discuss sexual subjects and push advances. "He spoke about... such matters as women having sex with animals and films showing group sex or rape scenes," she said, adding that on several occasions Thomas graphically described "his own sexual prowess" and the details of his anatomy. Hill also recounted an instance in which Thomas examined a can of Coke on his desk and asked, "Who has put pubic hair on my Coke?" During the hearing, Republican Senator Orrin Hatch implied that "Hill was working in tandem with 'slick lawyers' and interest groups bent on destroying Thomas's chances to join the court." Thomas said he had considered Hill a friend whom he had helped at every turn, so when accusations of harassment came from her they were particularly hurtful and he said, "I lost the belief that if I did my best, all would work out."
Four female witnesses waited in the wings to support Hill's credibility, but they were not called, due to what the Los Angeles Times described as a private, compromise deal between Republicans and the Senate Judiciary Committee chair, Democrat Joe Biden.
Hill agreed to take a polygraph test. While senators and other authorities observed that polygraph results cannot be relied upon and are inadmissible in courts, Hill's results did support her statements. Thomas did not take a polygraph test. He made a vehement and complete denial, saying that he was being subjected to a "high-tech lynching for uppity blacks" by white liberals who were seeking to block a black conservative from taking a seat on the Supreme Court. After extensive debate, the United States Senate confirmed Thomas to the Supreme Court by a vote of 52–48, the narrowest margin since the 19th century.
Members questioned Hill's credibility after the timeline of her events came into question. They mentioned the time delay of ten years between the alleged behavior by Thomas and Hill's accusations, and observed that Hill had followed Thomas to a second job and later had personal contacts with Thomas, including giving him a ride to an airport—behavior which they said would be inexplicable if Hill's allegations were true. Hill countered that she had come forward because she felt an obligation to share information on the character and actions of a person who was being considered for the Supreme Court. She testified that after leaving the EEOC, she had had two "inconsequential" phone conversations with Thomas, and had seen him personally on two occasions, once to get a job reference and the second time when he made a public appearance in Oklahoma where she was teaching.
Doubts about the veracity of Hill's 1991 testimony persisted among conservatives long after Thomas took his seat on the Court. They were furthered by right-wing magazine American Spectator writer David Brock in his 1993 book The Real Anita Hill, though he later recanted the claims he had made which he described in his book as "character assassination," and apologized to Hill. After interviewing a number of women who alleged that Thomas had frequently subjected them to sexually explicit remarks, The Wall Street Journal reporters Jane Mayer and Jill Abramson wrote, Strange Justice: The Selling of Clarence Thomas, a book that concluded that Thomas had lied during his confirmation process. Richard Lacayo in his 1994 review of the book for Time magazine remarked, however, that "Their book doesn't quite nail that conclusion." In 2007, Kevin , a co-author of another book on Thomas, remarked that what happened between Thomas and Hill was "ultimately unknowable" by others, but that it was clear that "one of them lied, period." Writing in 2007, Neil Lewis of The New York Times remarked that, "To this day, each side in the epic he-said, she-said dispute has its unmovable believers."
In 2007, Thomas published his autobiography, My Grandfather's Son, in which he revisited the controversy, calling Hill his "most traitorous adversary", and writing that pro-choice liberals, who feared he would vote to overturn Roe v. Wade if he were seated on the Supreme Court, used the scandal against him. He described Hill as touchy and apt to overreact, and her work at the EEOC as mediocre. He acknowledged that three other former EEOC employees had backed Hill's story, but said they had all left the agency on bad terms. He also wrote that Hill "was a left-winger who'd never expressed any religious sentiments whatsoever ... and the only reason why she'd held a job in the Reagan administration was because I'd given it to her." Hill denied the accusations in an op-ed in The New York Times saying she would not "stand by silently and allow [Justice Thomas], in his anger, to reinvent me."
In October 2010, Thomas's wife Virginia, a conservative activist, left a voicemail at Hill's office asking that Hill apologize for her 1991 testimony. Hill initially believed the call was a hoax and referred the matter to the Brandeis University campus police who alerted the FBI. After being informed that the call was indeed from Virginia Thomas, Hill told the media that she did not believe the message was meant to be conciliatory and said, "I testified truthfully about my experience and I stand by that testimony." Virginia Thomas responded that the call had been intended as an "olive branch".
Effects
Shortly after the Thomas confirmation hearings, President George H. W. Bush dropped his opposition to a bill that gave harassment victims the right to seek federal damage awards, back pay, and reinstatement, and the law was passed by Congress. One year later, harassment complaints filed with the EEOC were up 50 percent and public opinion had shifted in Hill's favor. Private companies also started training programs to deter sexual harassment. When journalist Cinny Kennard asked Hill in 1991 if she would testify against Thomas all over again, Hill answered, "I'm not sure if I could have lived with myself if I had answered those questions any differently."
The manner in which the Senate Judiciary Committee challenged and dismissed Hill's accusations of sexual harassment angered female politicians and lawyers. According to D.C. Congressional Delegate Eleanor Holmes Norton, Hill's treatment by the panel was a contributing factor to the large number of women elected to Congress in 1992. "Women clearly went to the polls with the notion in mind that you had to have more women in Congress," she said. In their anthology, All the Women Are White, All the Blacks Are Men, but Some of Us Are Brave, editors Gloria T. Hull, Patricia Bell-Scott, and Barbara Smith described black feminists mobilizing "a remarkable national response to the Anita Hill–Clarence Thomas controversy.
In 1992, a feminist group began a nationwide fundraising campaign and then obtained matching state funds to endow a professorship at the University of Oklahoma College of Law in honor of Hill. Conservative Oklahoma state legislators reacted by demanding Hill's resignation from the university, then introducing a bill to prohibit the university from accepting donations from out-of-state residents, and finally attempting to pass legislation to close down the law school. Elmer Zinn Million, a local activist, compared Hill to Lee Harvey Oswald, the assassin of President Kennedy. Certain officials at the university attempted to revoke Hill's tenure. After five years of pressure, Hill resigned. The University of Oklahoma Law School defunded the Anita F. Hill professorship in May 1999, without the position having ever been filled.
On April 25, 2019, the presidential campaign team for Joe Biden for the 2020 United States presidential election disclosed that he had called Hill to express "his regret for what she endured" in his role as the chairman of the Senate Judiciary Committee, presiding over the Thomas confirmation hearings. Hill said the call from Biden left her feeling "deeply unsatisfied". On June 13, 2019, Hill clarified that she did not consider Biden's actions disqualifying, and would be open to voting for him. In May 2020, Hill argued that sexual assault allegations made against Donald Trump as well as the sexual assault allegation against Biden should be investigated and their results "made available to the public."
On September 5, 2020, it was reported that Hill had vowed to vote for Biden and to work with him on gender issues.
Continued work and advocacy
Hill continued to teach at the University of Oklahoma, though she spent two years as a visiting professor in California. She resigned her post in October 1996 and finished her final semester of teaching there. In her final semester, she taught a law school seminar on civil rights. An endowed chair was created in her name, but was later defunded without ever having been filled.
Hill accepted a position as a visiting scholar at the Institute for the Study of Social Change at University of California, Berkeley in January 1997, but soon joined the faculty of Brandeis University—first at the Women's Studies Program, later moving to the Heller School for Social Policy and Management. In 2011, she also took a counsel position with the Civil Rights & Employment Practice group of the plaintiffs' law firm Cohen Milstein.
Over the years, Hill has provided commentary on gender and race issues on national television programs, including 60 Minutes, Face the Nation, and Meet the Press. She has been a speaker on the topic of commercial law as well as race and women's rights. She is also the author of articles that have been published in The New York Times and Newsweek and has contributed to many scholarly and legal publications in the areas of international commercial law, bankruptcy, and civil rights.
In 1995, Hill co-edited Race, Gender and Power in America: The Legacy of the Hill-Thomas Hearings with Emma Coleman Jordan. In 1997 Hill published her autobiography, Speaking Truth to Power, in which she chronicled her role in the Clarence Thomas confirmation controversy and wrote that creating a better society had been a motivating force in her life. She contributed the piece "The Nature of the Beast: Sexual Harassment" to the 2003 anthology Sisterhood Is Forever: The Women's Anthology for a New Millennium, edited by Robin Morgan. In 2011, Hill published her second book, Reimagining Equality: Stories of Gender, Race, and Finding Home, which focuses on the sub-prime lending crisis that resulted in the foreclosure of many homes owned by African-Americans. She calls for a new understanding about the importance of a home and its place in the American Dream. On March 26, 2015, the Brandeis Board of Trustees unanimously voted to recognize Hill with a promotion to Private University Professor of Social Policy, Law, and Women's Studies.
On December 16, 2017, the Commission on Sexual Harassment and Advancing Equality in the Workplace was formed, selecting Hill to lead its charge against sexual harassment in the entertainment industry. The new initiative was spearheaded by co-chair of the Nike Foundation Maria Eitel, venture capitalist Freada Kapor Klein, Lucasfilm President Kathleen Kennedy and talent attorney Nina Shaw. The report found not only a saddening prevalence of continued bias but also stark differences in how varying demographics perceived discrimination and harassment.
In September 2018, Hill wrote an op-ed in The New York Times regarding sexual assault allegations made by Christine Blasey Ford during the Brett Kavanaugh Supreme Court nomination. On November 8, 2018, Anita Hill spoke at the USC Dornsife's event, "From Social Movement to Social Impact: Putting an End to Sexual Harassment in the Workplace".
Writings
In 1994, Hill wrote a tribute to Thurgood Marshall, the first African American Supreme Court Justice who preceded Clarence Thomas, titled "A Tribute to Thurgood Marshall: A Man Who Broke with Tradition on Issues of Race and Gender". She outlined Marshall's contributions to the principles of equality as a judge and how his work has affected the lives of African Americans, specifically African American women.
On October 20, 1998, Hill published the book Speaking Truth to Power. Throughout much of the book she gives details on her side of the sexual harassment controversy, and her professional relationship with Clarence Thomas. Aside from that, she also provides a glimpse of what her personal life was like all the way from her childhood days growing up in Oklahoma to her position as a law professor.
Hill became a proponent for women's rights and feminism. This can be seen through the chapter she wrote in the 2007 book Women and leadership: the state of play and strategies for change. She wrote about women judges and why, in her opinion, they play such a large role in balancing the judicial system. She argues that since women and men have different life experiences, ways of thinking, and histories, both are needed for a balanced court system. She writes that in order for the best law system to be created in the United States, all people need the ability to be represented.
In 2011, Hill's second book, Reimagining Equality: Stories of Gender, Race, and Finding Home was published. She discusses the relationship between the home and the American Dream. She also exposes the inequalities within gender and race and home ownership. She argues that inclusive democracy is more important than debates about legal rights. She uses her own history and history of other African American women such as Nannie Helen Burroughs, in order to strengthen her argument for reimagining equality altogether.
On September 28, 2021, Hill published the book Believing: Our Thirty-Year Journey to End Gender Violence.
Awards and recognition
Hill received the American Bar Association's Commission on Women in the Profession's "Women of Achievement" award in 1992. In 2005, Hill was selected as a Fletcher Foundation Fellow. In 2008 she was awarded the Louis P. and Evelyn Smith First Amendment Award by the Ford Hall Forum. She also serves on the board of trustees for Southern Vermont College in Bennington, Vermont. Her opening statement to the Senate Judiciary Committee in 1991 is listed as in American Rhetoric's Top 100 Speeches of the 20th Century (listed by rank). She was inducted into the Oklahoma Women's Hall of Fame in 1993. On January 7, 2017, Hill was inducted as an honorary member of Zeta Phi Beta sorority at their National Executive Board Meeting in Dallas, Texas. The following year, Hill was awarded an honorary LLM degree by Wesleyan University. The Wing's Washington, D.C. location has a phone booth dedicated to Hill.
Minor planet 6486 Anitahill, discovered by Eleanor Helin, is named in her honor. The official naming citation was published by the Minor Planet Center on November 8, 2019 ().
In popular culture
In 1991, the television sitcom Designing Women built its episode "The Strange Case of Clarence and Anita" around the hearings on the Clarence Thomas nomination. The following season in the episode "The Odyssey", the characters imagined what would happen if new president Bill Clinton nominated Anita Hill to the Supreme Court to sit next to Clarence Thomas.
Hill is referenced in the 1992 Sonic Youth song "Youth Against Fascism."
Her case also inspired the 1994 Law & Order episode "Virtue", about a young lawyer who feels pressured to sleep with her supervisor at her law firm.
Anita Hill is mentioned in The X-Files episode "Musings of a Cigarette Smoking Man", which aired November 17, 1996.
In the 1996 film Jerry Maguire, after Tom Cruise's character makes a pass at his employee (played by Renee Zellweger), he apologizes with, "I feel like Clarence Thomas."
In 1999, Ernest Dickerson directed Strange Justice, a film based on the Anita Hill–Clarence Thomas controversy.
Anita Hill is interviewed – unrelated to the Clarence Thomas case – about the film The Tin Drum in the documentary Banned in Oklahoma (2004), included in The Criterion Collection DVD of the film (2004).
Hill's testimony is briefly shown in the 2005 movie North Country about the first class action lawsuit surrounding sexual harassment.
Hill was the subject of the 2013 documentary film Anita by director Freida Lee Mock, which chronicles her experience during the Clarence Thomas scandal.
The actor Kerry Washington portrayed Hill in the 2016 HBO film Confirmation.
In 2018, entertainer John Oliver interviewed Hill on his television program Last Week Tonight during which Hill answered various questions and concerns about workplace sexual harassment in the present day.
Hill has been interviewed by Stephen Colbert on The Late Show twice, once in 2018 and again in 2021.
See also
Clarence Thomas Supreme Court nomination
Brett Kavanaugh Supreme Court nomination
Christine Blasey Ford
References
External links
Faculty profile at Brandeis University
Audio lecture: Anita Hill discusses Reimagining Equality: Stories of Gender, Race, and Finding Home on October 4, 2011, on Forum Network.
An Outline of the Anita Hill and Clarence Thomas Controversy at Roy Rosenzweig Center for History and New Media
African American women speak out on Anita Hill-Clarence Thomas
The complete transcripts of the Clarence Thomas--Anita Hill hearings : October 11,12,13, 1991
1956 births
Living people
20th-century African-American academics
20th-century American academics
21st-century African-American academics
21st-century American academics
20th-century American lawyers
20th-century American women lawyers
20th-century American non-fiction writers
21st-century American non-fiction writers
20th-century African-American women writers
20th-century African-American writers
20th-century American women writers
21st-century African-American women writers
21st-century African-American writers
21st-century American women writers
African-American women lawyers
American legal scholars
African-American legal scholars
American women legal scholars
Equal Employment Opportunity Commission members
Sexual harassment in the United States
American feminists
African-American feminists
American women non-fiction writers
American autobiographers
Women autobiographers
American political writers
American political women
Brandeis University faculty
University of Oklahoma faculty
Oklahoma State University faculty
Oral Roberts University faculty
Yale Law School alumni
Oklahoma State University alumni
People from Okmulgee County, Oklahoma
Lawyers from Washington, D.C.
Writers from Oklahoma
Clarence Thomas
20th-century African-American lawyers |
2315 | https://en.wikipedia.org/wiki/August%2010 | August 10 |
Events
Pre-1600
654 – Pope Eugene I elected to succeed Martinus I.
955 – Battle of Lechfeld: Otto I, Holy Roman Emperor defeats the Magyars, ending 50 years of Magyar invasion of the West.
991 – Battle of Maldon: The English, led by Byrhtnoth, Ealdorman of Essex, are defeated by a band of inland-raiding Vikings near Maldon, Essex.
1030 – The Battle of Azaz ends with a humiliating retreat of the Byzantine emperor, Romanos III Argyros, against the Mirdasid rulers of Aleppo. The retreat degenerates into a rout, in which Romanos himself barely escapes capture.
1270 – Yekuno Amlak takes the imperial throne of Ethiopia, restoring the Solomonic dynasty to power after a 100-year Zagwe interregnum.
1316 – The Second Battle of Athenry takes place near Athenry during the Bruce campaign in Ireland.
1346 – Jaume Ferrer sets out from Majorca for the "River of Gold", the Senegal River.
1512 – The naval Battle of Saint-Mathieu, during the War of the League of Cambrai, sees the simultaneous destruction of the Breton ship La Cordelière and the English ship The Regent.
1519 – Ferdinand Magellan's five ships set sail from Seville to circumnavigate the globe. The Basque second-in-command Juan Sebastián Elcano will complete the expedition after Magellan's death in the Philippines.
1557 – Battle of St. Quentin: Spanish victory over the French in the Italian War of 1551–59.
1585 – The Treaty of Nonsuch signed by Elizabeth I of England and the Dutch Rebels.
1601–1900
1628 – The Swedish warship Vasa sinks on her maiden voyage off Stockholm.
1641 – The Treaty of London between England and Scotland, ending the Bishops' Wars, is signed.
1680 – The Pueblo Revolt begins in New Mexico.
1741 – King Marthanda Varma of Travancore defeats the Dutch East India Company at the Battle of Colachel, effectively bringing about the end of the Dutch colonial rule in India.
1755 – Under the direction of Charles Lawrence, the British begin to forcibly deport the Acadians from Nova Scotia to the Thirteen Colonies and France.
1792 – French Revolution: Storming of the Tuileries Palace: Louis XVI of France is arrested and taken into custody as his Swiss Guards are massacred by the Parisian mob.
1808 – Finnish War: Swedish forces led by General von Döbeln defeat Russian forces led by General Šepelev in the Battle of Kauhajoki.
1856 – The Last Island hurricane strikes Louisiana, resulting in over 200 deaths.
1861 – American Civil War: Battle of Wilson's Creek: A mixed force of Confederate, Missouri State Guard, and Arkansas State troops defeat outnumbered attacking Union forces in the southwestern part of the state.
1864 – After Uruguay's governing Blanco Party refuses Brazil's demands, José Antônio Saraiva announces that the Brazilian military will begin reprisals, beginning the Uruguayan War.
1901–present
1901 – The U.S. Steel recognition strike by the Amalgamated Association of Iron and Steel Workers begins.
1904 – Russo-Japanese War: The Battle of the Yellow Sea between the Russian and Japanese battleship fleets takes place.
1905 – Russo-Japanese War: Peace negotiations begin in Portsmouth, New Hampshire.
1913 – Second Balkan War: Delegates from Bulgaria, Romania, Serbia, Montenegro, and Greece sign the Treaty of Bucharest, ending the war.
1920 – World War I: Ottoman sultan Mehmed VI's representatives sign the Treaty of Sèvres that divides up the Ottoman Empire between the Allies.
1937 – Spanish Civil War: The Regional Defence Council of Aragon is dissolved by the Second Spanish Republic.
1944 – World War II: The Battle of Guam comes to an effective end.
1944 – World War II: The Battle of Narva ends with a defensive German victory.
1948 – Candid Camera makes its television debut after being on radio for a year as The Candid Microphone.
1949 – An amendment to the National Security Act of 1947 enhances the authority of the United States Secretary of Defense over the Army, Navy and Air Force, and replaces the National Military Establishment with the Department of Defense.
1953 – First Indochina War: The French Union withdraws its forces from Operation Camargue against the Viet Minh in central Vietnam.
1954 – At Massena, New York, the groundbreaking ceremony for the Saint Lawrence Seaway is held.
1961 – Vietnam War: The U.S. Army begins Operation Ranch Hand, spraying an estimated of defoliants and herbicides over rural areas of South Vietnam in an attempt to deprive the Viet Cong of food and vegetation cover.
1966 – The Heron Road Bridge collapses while being built, killing nine workers in the deadliest construction accident in both Ottawa and Ontario.
1969 – A day after murdering Sharon Tate and four others, members of Charles Manson's cult kill Leno and Rosemary LaBianca.
1971 – The Society for American Baseball Research is founded in Cooperstown, New York.
1977 – In Yonkers, New York, 24-year-old postal employee David Berkowitz ("Son of Sam") is arrested for a series of killings in the New York City area over the period of one year.
1978 – Three members of the Ulrich family are killed in an accident. This leads to the Ford Pinto litigation.
1981 – Murder of Adam Walsh: The head of John Walsh's son is found. This inspires the creation of the television series America's Most Wanted and the National Center for Missing & Exploited Children.
1988 – Japanese American internment: U.S. President Ronald Reagan signs the Civil Liberties Act of 1988, providing $20,000 payments to Japanese Americans who were either interned in or relocated by the United States during World War II.
1990 – The Magellan space probe reaches Venus.
1993 – Two earthquakes affect New Zealand. A 7.0 shock (intensity VI (Strong)) in the South Island was followed nine hours later by a 6.4 event (intensity VII (Very strong)) in the North Island.
1995 – Oklahoma City bombing: Timothy McVeigh and Terry Nichols are indicted for the bombing. Michael Fortier pleads guilty in a plea-bargain for his testimony.
1997 – Sixteen people are killed when Formosa Airlines Flight 7601 crashes near Beigan Airport in the Matsu Islands of Taiwan.
1998 – HRH Prince Al-Muhtadee Billah is proclaimed the crown prince of Brunei with a Royal Proclamation.
1999 – Los Angeles Jewish Community Center shooting.
2001 – The 2001 Angola train attack occurred, causing 252 deaths.
2001 – Space Shuttle program: The Space Shuttle Discovery is launched on STS-105 to the International Space Station, carrying the astronauts of Expedition 3 to replace the crew of Expedition 2.
2003 – The Okinawa Urban Monorail is opened in Naha, Okinawa.
2009 – Twenty people are killed in Handlová, Trenčín Region, in the deadliest mining disaster in Slovakia's history.
2012 – The Marikana massacre begins near Rustenburg, South Africa, resulting in the deaths of 47 people.
2014 – Forty people are killed when Sepahan Airlines Flight 5915 crashes at Tehran's Mehrabad International Airport.
2018 – Horizon Air employee Richard Russell hijacks and performs an unauthorized takeoff on a Horizon Air Bombardier Dash 8 Q400 plane at Seattle–Tacoma International Airport in Washington, flying it for more than an hour before crashing the plane and killing himself on Ketron Island in Puget Sound.
2018 – An anti-government rally turns into a riot when members of the Romanian Gendarmerie attack the 100,000 people protesting in front of the Victoria Palace, leading to 452 recorded injuries. The authorities alleged that the crowd was infiltrated by hooligans who began attacking law enforcement agents.
2019 – Thirty-two are killed and one million are evacuated as Typhoon Lekima makes landfall in Zhejiang, China. Earlier it had caused flooding in the Philippines.
2019 – Philip Manshaus shoots his stepsister and attacks a mosque in the Bærum mosque shooting.
2020 – Derecho in Iowa becomes the most costly thunderstorm disaster in U.S. history.
Births
Pre-1600
941 – Lê Hoàn, Vietnamese emperor (d. 1005)
1267 – James II of Aragon (d. 1327)
1296 – John of Bohemia (d. 1346)
1360 – Francesco Zabarella, Italian cardinal (d. 1417)
1397 – Albert II of Germany (d. 1439)
1439 – Anne of York, Duchess of Exeter, Duchess of York (d. 1476)
1449 – Bona of Savoy, Duchess of Savoy (d. 1503)
1466 – Francesco II Gonzaga, Marquess of Mantua (d. 1519)
1489 – Jacob Sturm von Sturmeck, German lawyer and politician (d. 1553)
1520 – Madeleine of Valois (d. 1537)
1528 – Eric II, Duke of Brunswick-Lüneburg (d. 1584)
1547 – Francis II, Duke of Saxe-Lauenburg (d. 1619)
1560 – Hieronymus Praetorius, German organist and composer (d. 1629)
1601–1900
1602 – Gilles de Roberval, French mathematician and academic (d. 1675)
1645 – Eusebio Kino, Italian priest and missionary (d. 1711)
1734 – Naungdawgyi, Burmese king (d. 1763)
1737 – Anton Losenko, Russian painter and academic (d. 1773)
1740 – Samuel Arnold, English organist and composer (d. 1802)
1744 – Alexandrine Le Normant d'Étiolles, daughter of Madame de Pompadour (d. 1754)
1755 – Narayan Rao, fifth Peshwa of the Maratha Empire (d. 1773)
1782 – Vicente Guerrero, Mexican insurgent leader and President of Mexico (d. 1831)
1805 – Ferenc Toldy, German-Hungarian historian and critic (d. 1875)
1809 – John Kirk Townsend, American ornithologist and explorer (d. 1851)
1810 – Camillo Benso, Count of Cavour, Italian soldier and politician, 1st Prime Minister of Italy (d. 1861)
1814 – Henri Nestlé, German businessman, founded Nestlé (d. 1890)
1814 – John C. Pemberton, United States soldier and Confederate general (d. 1881)
1821 – Jay Cooke, American financier, founded Jay Cooke & Company (d. 1905)
1823 – Hugh Stowell Brown, English minister and reformer (d. 1886)
1825 – István Türr, Hungarian soldier, architect, and engineer, co-designed the Corinth Canal (d. 1908)
1827 – Lovro Toman, Slovenian lawyer and politician (d. 1870)
1839 – Aleksandr Stoletov, Russian physicist and academic (d. 1896)
1845 – Abai Qunanbaiuli, Kazakh poet, composer, and philosopher (d. 1904)
1848 – William Harnett, Irish-American painter and educator (d. 1892)
1856 – William Willett, English inventor, founded British Summer Time (d. 1915)
1860 – Vishnu Narayan Bhatkhande, Indian singer and musicologist (d. 1936)
1865 – Alexander Glazunov, Russian composer, conductor, and educator (d. 1936)
1868 – Hugo Eckener, German pilot and businessman (d. 1954)
1869 – Laurence Binyon, English poet, playwright, and scholar (d. 1943)
1870 – Trần Tế Xương, Vietnamese poet and satirist (d. 1907)
1872 – William Manuel Johnson, American bassist (d. 1972)
1874 – Herbert Hoover, American engineer and politician, 31st President of the United States (d. 1964)
1874 – Antanas Smetona, Lithuanian jurist and politician, President of Lithuania (d. 1944)
1877 – Frank Marshall, American chess player and author (d. 1944)
1878 – Alfred Döblin, Polish-German physician and author (d. 1957)
1880 – Robert L. Thornton, American businessman and politician, Mayor of Dallas (d. 1964)
1884 – Panait Istrati, Romanian journalist and author (d. 1935)
1888 – Prince Christopher of Greece and Denmark (d. 1940)
1889 – Charles Darrow, American game designer, created Monopoly (d. 1967)
1889 – Zofia Kossak-Szczucka, Polish writer and member of the WW II Polish Resistance (d. 1968)
1890 – Angus Lewis Macdonald, Canadian lawyer and politician, 12th Premier of Nova Scotia (d. 1954)
1894 – V. V. Giri, Indian lawyer and politician, 4th President of India (d. 1980)
1895 – Hammy Love, Australian cricketer (d. 1969)
1897 – John W. Galbreath, American businessman and philanthropist, founded Darby Dan Farm (d. 1988)
1897 – Jack Haley, American actor and singer (d. 1979)
1900 – Arthur Porritt, Baron Porritt, New Zealand physician and politician, 11th Governor-General of New Zealand (d. 1994)
1901–present
1902 – Norma Shearer, Canadian-American actress (d. 1983)
1902 – Curt Siodmak, German-English author and screenwriter (d. 2000)
1902 – Arne Tiselius, Swedish biochemist and academic, Nobel Prize laureate (d. 1971)
1903 – Ward Moore, American author (d. 1978)
1905 – Era Bell Thompson, American journalist and author (d. 1986)
1907 – Su Yu, Chinese general and politician (d. 1984)
1908 – Rica Erickson, Australian botanist, historian, and author (d. 2009)
1908 – Billy Gonsalves, American soccer player (d. 1977)
1909 – Leo Fender, American businessman, founded Fender Musical Instruments Corporation (d. 1991)
1909 – Richard J. Hughes, American politician, 45th Governor of New Jersey, and Chief Justice of the New Jersey Supreme Court (d. 1992)
1910 – Guy Mairesse, French racing driver (d. 1954)
1911 – Leonidas Andrianopoulos, Greek footballer (d. 2011)
1911 – A. N. Sherwin-White, English historian and author (d. 1993)
1912 – Jorge Amado, Brazilian novelist and poet (d. 2001)
1913 – Noah Beery Jr., American actor (d. 1994)
1913 – Kalevi Kotkas, Estonian-Finnish high jumper and discus thrower (d. 1983)
1913 – Wolfgang Paul, German physicist and academic, Nobel Prize laureate (d. 1993)
1914 – Jeff Corey, American actor and director (d. 2002)
1914 – Carlos Menditeguy, Argentinian racing driver and polo player (d. 1973)
1914 – Ray Smith, English cricketer (d. 1996)
1918 – Eugene P. Wilkinson, American admiral (d. 2013)
1920 – Red Holzman, American basketball player and coach (d. 1998)
1922 – Al Alberts, American pop singer and composer (d. 2009)
1923 – Bill Doolittle, American football player and coach (d. 2014)
1923 – Rhonda Fleming, American actress (d. 2020)
1923 – Fred Ridgway, English cricketer and footballer (d. 2015)
1923 – SM Sultan, Bangladeshi painter and illustrator (d. 1994)
1924 – Nancy Buckingham, English author
1924 – Martha Hyer, American actress (d. 2014)
1924 – Jean-François Lyotard, French philosopher, sociologist, and literary theorist (d. 1998)
1925 – George Cooper, English general (d. 2020)
1926 – Marie-Claire Alain, French organist and educator (d. 2013)
1926 – Carol Ruth Vander Velde, American mathematician (d. 1972)
1927 – Jimmy Martin, American singer and guitarist (d. 2005)
1927 – Vernon Washington, American actor (d. 1988)
1928 – Jimmy Dean, American singer, actor, and businessman, founded the Jimmy Dean Food Company (d. 2010)
1928 – Eddie Fisher, American singer and actor (d. 2010)
1928 – Gerino Gerini, Italian racing driver (d. 2013)
1928 – Gus Mercurio, American-Australian actor (d. 2010)
1930 – Barry Unsworth, English-Italian author and academic (d. 2012)
1931 – Dolores Alexander, American journalist and activist (d. 2008)
1931 – Tom Laughlin, American actor, director, producer, and screenwriter (d. 2013)
1932 – Alexander Goehr, English composer and academic
1932 – Gaudencio Rosales, Filipino cardinal
1933 – Doyle Brunson, American poker player (d. 2023)
1933 – Elizabeth Butler-Sloss, Baroness Butler-Sloss, English lawyer and judge
1933 – Rocky Colavito, American baseball player and sportscaster
1933 – Keith Duckworth, English engineer, founded Cosworth (d. 2005)
1934 – Tevfik Kış, Turkish wrestler and trainer (d. 2019)
1935 – Ian Stewart, Baron Stewartby, English politician, Minister of State for the Armed Forces (d. 2018)
1935 – Ad van Luyn, Dutch bishop
1936 – Malene Schwartz, Danish actress
1937 – Anatoly Sobchak, Russian scholar and politician, Mayor of Saint Petersburg (d. 2000)
1938 – Tony Ross, English author and illustrator
1939 – Kate O'Mara, English actress (d. 2014)
1939 – Charlie Rose, American lawyer and politician (d. 2012)
1940 – Bobby Hatfield, American singer-songwriter (d. 2003)
1940 – Sid Waddell, English sportscaster (d. 2012)
1941 – Anita Lonsbrough, English swimmer and journalist
1941 – Susan Dorothea White, Australian painter and sculptor
1942 – Speedy Duncan, American football player (d. 2021)
1942 – Betsey Johnson, American fashion designer
1942 – Michael Pepper, English physicist and engineer
1943 – Louise Forestier, Canadian singer-songwriter and actress
1943 – Jimmy Griffin, American singer-songwriter and guitarist (d. 2005)
1943 – Michael Mantler, American trumpet player and composer
1943 – Shafqat Rana, Indian-Pakistani cricketer
1943 – Ronnie Spector, American singer-songwriter (d. 2022)
1947 – Ian Anderson, Scottish-English singer-songwriter and guitarist
1947 – Anwar Ibrahim, Malaysian academic and politician, 10th Prime Minister of Malaysia
1947 – John Spencer, English rugby player and manager
1947 – Alan Ward, English cricketer
1948 – Nick Stringer, English actor
1950 – Patti Austin, American singer-songwriter
1951 – Juan Manuel Santos, Colombian businessman and politician, 59th President of Colombia
1952 – Daniel Hugh Kelly, American actor
1952 – Diane Venora, American actress
1954 – Peter Endrulat, German footballer
1954 – Rick Overton, American screenwriter, actor and comedian
1955 – Jim Mees, American set designer (d. 2013)
1955 – Mel Tiangco, Filipino journalist and talk show host
1956 – Dianne Fromholtz, Australian tennis player
1956 – José Luis Montes, Spanish footballer and manager (d. 2013)
1956 – Fred Ottman, American wrestler
1956 – Charlie Peacock, American singer-songwriter, pianist, and producer
1956 – Perween Warsi, Indian-English businesswoman
1957 – Fred Ho, American saxophonist, composer, and playwright (d. 2014)
1957 – Andres Põime, Estonian architect
1957 – Aqeel Abbas Jafari, Pakistani writer, poet, architect and chief editor Urdu Dictionary Board
1958 – Michael Dokes, American boxer (d. 2012)
1958 – Jack Richards, English cricketer, coach, and manager
1958 – Rosie Winterton, English nurse and politician, Shadow Leader of the House of Commons
1959 – Rosanna Arquette, American actress, director, and producer
1959 – Albert Owen, Welsh sailor and politician
1959 – Mark Price, English drummer
1959 – Florent Vollant, Canadian singer-songwriter
1960 – Antonio Banderas, Spanish actor and producer
1960 – Annely Ojastu, Estonian sprinter and long jumper
1960 – Kenny Perry, American golfer
1961 – Jon Farriss, Australian drummer, songwriter, and producer
1962 – Suzanne Collins, American author and screenwriter
1962 – Julia Fordham, English singer-songwriter
1963 – Phoolan Devi, Indian lawyer and politician (d. 2001)
1963 – Anton Janssen, Dutch footballer and coach
1963 – Andrew Sullivan, English-American journalist and author
1963 – Henrik Fisker, Danish automotive designer and businessman
1964 – Aaron Hall, American singer-songwriter
1964 – Kåre Kolve, Norwegian saxophonist and composer
1964 – Hiro Takahashi, Japanese singer-songwriter and guitarist (d. 2005)
1965 – Claudia Christian, American actress, singer, writer, and director
1965 – Mike E. Smith, American jockey and sportscaster
1965 – John Starks, American basketball player and coach
1966 – Charlie Dimmock, English gardener and television host
1966 – Hansi Kürsch, German singer-songwriter and bass player
1966 – Hossam Hassan, Egyptian footballer and manager
1967 – Philippe Albert, Belgian footballer and sportscaster
1967 – Riddick Bowe, American boxer
1967 – Gus Johnson, American sportscaster
1967 – Todd Nichols, American singer-songwriter and guitarist
1967 – Reinout Scholte, Dutch cricketer
1968 – Michael Bivins, American singer and producer
1968 – Greg Hawgood, Canadian ice hockey player and coach
1969 – Emily Symons, Australian actress
1969 – Brian Drummond, Canadian voice actor
1970 – Doug Flach, American tennis player
1970 – Bret Hedican, American ice hockey player and sportscaster
1970 – Brendon Julian, New Zealand-Australian cricketer and journalist
1970 – Steve Mautone, Australian footballer and coach
1971 – Sal Fasano, American baseball player and coach
1971 – Stephan Groth, Danish singer-songwriter
1971 – Roy Keane, Irish footballer and manager
1971 – Mario Kindelán, Cuban boxer
1971 – Paul Newlove, English rugby player
1971 – Kevin Randleman, American mixed martial artist and wrestler (d. 2016)
1971 – Justin Theroux, American actor
1972 – Dilana, South African singer-songwriter and actress
1972 – Lawrence Dallaglio, English rugby player and sportscaster
1972 – Angie Harmon, American model and actress
1972 – Christofer Johnsson, Swedish singer-songwriter, guitarist, and producer
1973 – Lisa Raymond, American tennis player
1973 – Javier Zanetti, Argentinian footballer
1974 – Haifaa al-Mansour, Saudi Arabian director and producer
1974 – Luis Marín, Costa Rican footballer and manager
1974 – Rachel Simmons, American scholar and author
1974 – David Sommeil, French footballer
1975 – İlhan Mansız, Turkish footballer and figure skater
1976 – Roadkill, American wrestler
1976 – Ian Murray, Scottish businessman and politician, Shadow Secretary of State for Scotland
1977 – Danny Griffin, Irish footballer
1977 – Matt Morgan, English comedian, actor, and radio host
1978 – Danny Allsopp, Australian footballer
1978 – Marcus Fizer, American basketball player
1978 – Chris Read, English cricketer
1979 – Dinusha Fernando, Sri Lankan cricketer
1979 – JoAnna Garcia Swisher, American actress
1979 – Ted Geoghegan, American author, screenwriter, and producer
1979 – Brandon Lyon, American baseball player
1979 – Rémy Martin, French rugby player
1979 – Matjaž Perc, Slovene physicist
1979 – Yannick Schroeder, French racing driver
1980 – Wade Barrett, English boxer, wrestler, and actor
1980 – Aaron Staton, American actor
1981 – Taufik Hidayat, Indonesian badminton player
1982 – John Alvbåge, Swedish footballer
1982 – Josh Anderson, American baseball player
1982 – Julia Melim, Brazilian actress
1983 – Kyle Brown, American soccer player
1983 – C. B. Dollaway, American mixed martial artist
1983 – Héctor Faubel, Spanish motorcycle racer
1983 – Alexander Perezhogin, Russian ice hockey player
1983 – Mathieu Roy, Canadian ice hockey player
1984 – Ryan Eggold, American actor and composer
1984 – Mokomichi Hayami, Japanese model and actor
1984 – Jigar Naik, English cricketer
1985 – Enrico Cortese, Italian footballer
1985 – Roy O'Donovan, Irish footballer
1985 – Kakuryū Rikisaburō, Mongolian sumo wrestler
1985 – Julia Skripnik, Estonian tennis player
1986 – Andrea Hlaváčková, Czech tennis player
1987 – Jim Bakkum, Dutch singer and actor
1987 – Ari Boyland, New Zealand actor and singer
1989 – Sam Gagner, Canadian ice hockey player
1989 – Ben Sahar, Israeli footballer
1989 – Brenton Thwaites, Australian actor
1990 – Cruze Ah-Nau, Australian rugby player
1990 – Lee Sung-kyung, South Korean model, actress, and singer
1990 – Lucas Till, American actor
1991 – Dagný Brynjarsdóttir, Icelandic footballer
1991 – Marcus Foligno, American-Canadian ice hockey player
1991 – Nikos Korovesis, Greek footballer
1991 – Chris Tremain, Australian cricketer
1992 – Archie Bradley, American baseball player
1993 – Andre Drummond, American basketball player
1994 – Bernardo Silva, Portuguese footballer
1995 – Dalvin Cook, American football player
1996 – Lauren Tait, Scottish netball player
1997 – Kylie Jenner, American television personality and businesswoman
1999 – Ja Morant, American basketball player
2000 – Sophia Smith, American soccer player
Deaths
Pre-1600
258 – Lawrence of Rome, Spanish-Italian deacon and saint (b. 225)
794 – Fastrada, Frankish noblewoman (b. 765)
796 – Eanbald, archbishop of York
847 – Al-Wathiq, Abbasid caliph (b. 816)
955 – Bulcsú, Hungarian tribal chieftain (horka)
955 – Conrad ('the Red'), duke of Lorraine
1241 – Eleanor, Fair Maid of Brittany (b. 1184)
1250 – Eric IV of Denmark (b. 1216)
1284 – Tekuder, Khan of the Mongol Ilkhanate
1316 – Felim mac Aedh Ua Conchobair, King of Connacht
1322 – John of La Verna, Italian ascetic (b. 1259)
1410 – Louis II, Duke of Bourbon (b. 1337)
1535 – Ippolito de' Medici, Italian cardinal (b. 1509)
1536 – Francis III, Duke of Brittany, Dauphin of France, Brother of Henry II (b. 1518)
1601–1900
1653 – Maarten Tromp, Dutch admiral (b. 1598)
1655 – Alfonso de la Cueva, 1st Marquis of Bedmar, Spanish cardinal and diplomat (b. 1572)
1660 – Esmé Stewart, 2nd Duke of Richmond (b. 1649)
1723 – Guillaume Dubois, French cardinal and politician, French Secretary of State for Foreign Affairs (b. 1656)
1759 – Ferdinand VI of Spain (b. 1713)
1784 – Allan Ramsay, Scottish-English painter (b. 1713)
1796 – Ignaz Anton von Indermauer, Austrian nobleman and government official (b. 1759)
1802 – Franz Aepinus, German-Russian philosopher and academic (b. 1724)
1806 – Michael Haydn, Austrian composer and educator (b. 1737)
1839 – Sir John St Aubyn, 5th Baronet, English lawyer and politician (b. 1758)
1862 – Hon'inbō Shūsaku, Japanese Go player (b. 1829)
1875 – Karl Andree, German geographer and journalist (b. 1808)
1889 – Arthur Böttcher, German pathologist and anatomist (b. 1831)
1890 – John Boyle O'Reilly, Irish-born poet, journalist and fiction writer (b. 1844)
1896 – Otto Lilienthal, German pilot and engineer (b. 1848)
1901–present
1904 – Pierre Waldeck-Rousseau, French lawyer and politician, 68th Prime Minister of France (b. 1846)
1913 – Johannes Linnankoski, Finnish author (b. 1869)
1915 – Henry Moseley, English physicist and engineer (b. 1887)
1916 – John J. Loud, American inventor (b. 1844)
1918 – Erich Löwenhardt, German lieutenant and pilot (b. 1897)
1920 – Ádám Politzer, Hungarian-Austrian physician and academic (b. 1835)
1922 – Reginald Dunne, Irish Republican, executed for the killing of Sir Henry Wilson
1922 – Joseph O'Sullivan, Irish Republican, executed for the killing of Sir Henry Wilson
1929 – Pierre Fatou, French mathematician and astronomer (b. 1878)
1929 – Aletta Jacobs, Dutch physician (b. 1854)
1932 – Rin Tin Tin, American acting dog (b. 1918)
1933 – Alf Morgans, Welsh-Australian politician, 4th Premier of Western Australia (b. 1850)
1945 – Robert H. Goddard, American physicist and engineer (b. 1882)
1948 – Kan'ichi Asakawa, Japanese-American historian, author, and academic (b. 1873)
1948 – Andrew Brown, Scottish footballer and coach (b. 1870)
1948 – Montague Summers, English clergyman and author (b. 1880)
1949 – Homer Burton Adkins, American chemist (b. 1892)
1954 – Robert Adair, American-born British actor (b. 1900)
1958 – Frank Demaree, American baseball player and manager (b. 1910)
1960 – Hamide Ayşe Sultan, Ottoman princess (b. 1887)
1961 – Julia Peterkin, American author (b. 1880)
1963 – Estes Kefauver, American lawyer and politician (b. 1903)
1963 – Ernst Wetter, Swiss lawyer and jurist (b. 1877)
1969 – János Kodolányi, Hungarian author (b. 1899)
1976 – Bert Oldfield, Australian cricketer (b. 1894)
1979 – Dick Foran, American actor and singer (b. 1910)
1979 – Walter Gerlach, German physicist and academic (b. 1889)
1980 – Yahya Khan, Pakistani general and politician, 3rd President of Pakistan (b. 1917)
1982 – Anderson Bigode Herzer, Brazilian author and poet (b. 1962)
1985 – Nate Barragar, American football player and sergeant (b. 1906)
1987 – Georgios Athanasiadis-Novas, Greek lawyer and politician, 163rd Prime Minister of Greece (b. 1893)
1991 – Lưu Trọng Lư, Vietnamese poet and playwright (b. 1912)
1993 – Euronymous, Norwegian singer, guitarist, and producer (b. 1968)
1997 – Jean-Claude Lauzon, Canadian director and screenwriter (b. 1953)
1997 – Conlon Nancarrow, American-Mexican pianist and composer (b. 1912)
1999 – Jennifer Paterson, English chef and television presenter (b. 1928)
1999 – Baldev Upadhyaya, Indian historian, scholar, and critic (b. 1899)
2000 – Gilbert Parkhouse, Welsh cricketer and rugby player (b. 1925)
2001 – Lou Boudreau, American baseball player and manager (b. 1917)
2002 – Michael Houser, American singer-songwriter and guitarist (b. 1962)
2002 – Kristen Nygaard, Norwegian computer scientist and politician (b. 1926)
2007 – Henry Cabot Lodge Bohler, American lieutenant and pilot (b. 1925)
2007 – James E. Faust, American lawyer and religious leader (b. 1920)
2007 – Jean Rédélé, French race car driver and pilot, founded Alpine (b. 1922)
2007 – Tony Wilson, English journalist, producer, and manager, co-founded Factory Records (b. 1950)
2008 – Isaac Hayes, American singer-songwriter, pianist, producer, and actor (b. 1942)
2010 – Markus Liebherr, German-Swiss businessman (b. 1948)
2010 – Adam Stansfield, English footballer (b. 1978)
2010 – David L. Wolper, American director and producer (b. 1928)
2011 – Billy Grammer, American singer-songwriter and guitarist (b. 1925)
2012 – Philippe Bugalski, French race car driver (b. 1963)
2012 – Ioan Dicezare, Romanian general and pilot (b. 1916)
2012 – Irving Fein, American producer and manager (b. 1911)
2012 – William W. Momyer, American general and pilot (b. 1916)
2012 – Carlo Rambaldi, Italian special effects artist (b. 1925)
2013 – William P. Clark Jr., American judge and politician, 12th United States National Security Advisor (b. 1931)
2013 – Jonathan Dawson, Australian historian and academic (b. 1941)
2013 – Eydie Gormé, American singer and actress (b. 1928)
2013 – David C. Jones, American general (b. 1921)
2013 – Jody Payne, American singer and guitarist (b. 1936)
2013 – Amy Wallace, American author (b. 1955)
2014 – Jim Command, American baseball player and scout (b. 1928)
2014 – Dotty Lynch, American journalist and academic (b. 1945)
2014 – Kathleen Ollerenshaw, English mathematician, astronomer, and politician, Lord Mayor of Manchester (b. 1912)
2014 – Bob Wiesler, American baseball player (b. 1930)
2015 – Buddy Baker, American race car driver and sportscaster (b. 1941)
2015 – Endre Czeizel, Hungarian physician, geneticist, and academic (b. 1935)
2015 – Knut Osnes, Norwegian footballer and coach (b. 1922)
2015 – Eriek Verpale, Belgian author and poet (b. 1952)
2017 – Ruth Pfau, German-Pakistani doctor and nun (b. 1929)
2019 – Jeffrey Epstein, American financier (b. 1953)
2021 – Tony Esposito, Canadian-American ice hockey player (b. 1943)
2022 – Vesa-Matti Loiri, Finnish actor, musician and comedian (b. 1945)
Holidays and observances
Argentine Air Force Day (Argentina)
Christian feast day:
Bessus
Blane (Roman Catholic Church)
Geraint of Dumnonia
Lawrence of Rome
Nicola Saggio
Nuestra Señora del Buen Suceso de Parañaque, Patroness of Parañaque, Philippines
August 10 (Eastern Orthodox liturgics)
Declaration of Independence of Quito, proclaimed independence from Spain on August 10, 1809. Independence was finally attained on May 24, 1822, at the Battle of Pichincha. (Ecuador)
International Biodiesel Day
National Veterans Day (Indonesia)
References
External links
Days of the year
August |
2321 | https://en.wikipedia.org/wiki/Area%2051 | Area 51 | Area 51 is the common name of a highly classified United States Air Force (USAF) facility within the Nevada Test and Training Range. A remote detachment administered by Edwards Air Force Base, the facility is officially called Homey Airport or Groom Lake (after the salt flat next to its airfield). Details of its operations are not made public, but the USAF says that it is an open training range, and it is commonly thought to support the development and testing of experimental aircraft and weapons systems. The USAF and CIA acquired the site in 1955, primarily for flight testing the Lockheed U-2 aircraft.
The intense secrecy surrounding the base has made it the frequent subject of conspiracy theories and a central component of unidentified flying object (UFO) folklore. It has never been declared a secret base, but all research and occurrences in Area 51 are Top Secret/Sensitive Compartmented Information (TS/SCI). The CIA publicly acknowledged the base's existence on 25 June 2013, following a Freedom of Information Act (FOIA) request filed in 2005 and declassified documents detailing its history and purpose.
Area 51 is located in the southern portion of Nevada, north-northwest of Las Vegas. The surrounding area is a popular tourist destination, including the small town of Rachel on the "Extraterrestrial Highway".
Geography
Area 51
The original rectangular base of is now part of the so-called "Groom box", a rectangular area, measuring , of restricted airspace. The area is connected to the internal Nevada Test Site (NTS) road network, with paved roads leading south to Mercury and west to Yucca Flat. Leading northeast from the lake, the wide and well-maintained Groom Lake Road runs through a pass in the Jumbled Hills. The road formerly led to mines in the Groom basin but has been improved since their closure. Its winding course runs past a security checkpoint, but the restricted area around the base extends farther east. After leaving the restricted area, Groom Lake Road descends eastward to the floor of the Tikaboo Valley, passing the dirt-road entrances to several small ranches, before converging with State Route 375, the "Extraterrestrial Highway", south of Rachel.
Area 51 shares a border with the Yucca Flat region of the Nevada Test Site, the location of 739 of the 928 nuclear tests conducted by the United States Department of Energy at NTS. The Yucca Mountain nuclear waste repository is southwest of Groom Lake.
Groom Lake
Groom Lake is a salt flat in Nevada used for runways of the Nellis Bombing Range Test Site airport (XTA/KXTA) on the north of the Area 51 USAF military installation. The lake at elevation is approximately from north to south and from east to west at its widest point. Located within the namesake Groom Lake Valley portion of the Tonopah Basin, the lake is south of Rachel, Nevada.
History
The origin of the name "Area 51" is unclear. It is believed to be from an Atomic Energy Commission (AEC) numbering grid, although Area 51 is not part of this system; it is adjacent to Area 15. Another explanation is that 51 was used because it was unlikely that the AEC would use the number. According to the Central Intelligence Agency (CIA), the correct names for the facility are Homey Airport (XTA/KXTA) and Groom Lake, though the name "Area 51" was used in a CIA document from the Vietnam War. The facility has also been referred to as "Dreamland" and "Paradise Ranch", among other nicknames, with the former also being the approach control call sign for the surrounding area. The USAF public relations has referred to the facility as "an operating location near Groom Dry Lake". The special use airspace around the field is referred to as Restricted Area 4808 North (R-4808N).
Lead and silver were discovered in the southern part of the Groom Range in 1864, and the English company Groome Lead Mines Limited financed the Conception Mines in the 1870s, giving the district its name (nearby mines included Maria, Willow, and White Lake). J. B. Osborne and partners acquired the controlling interest in Groom in 1876, and Osbourne's son acquired it in the 1890s. Mining continued until 1918, then resumed after World War II until the early 1950s.
The airfield on the Groom Lake site began service in 1942 as Indian Springs Air Force Auxiliary Field and consisted of two unpaved 5,000-foot (1,524 m) runways.
U-2 program
The Central Intelligence Agency (CIA) established the Groom Lake test facility in April 1955 for Project AQUATONE: the development of the Lockheed U-2 strategic reconnaissance aircraft. Project director Richard M. Bissell Jr. understood that the flight test and pilot training programs could not be conducted at Edwards Air Force Base or Lockheed's Palmdale facility, given the extreme secrecy surrounding the project. He conducted a search for a suitable testing site for the U-2 under the same extreme security as the rest of the project. He notified Lockheed, who sent an inspection team out to Groom Lake. According to Lockheed's U-2 designer Kelly Johnson:
The lake bed made an ideal strip for testing aircraft, and the Emigrant Valley's mountain ranges and the NTS perimeter protected the site from visitors; it was about north of Las Vegas. The CIA asked the AEC to acquire the land, designated "Area 51" on the map, and to add it to the Nevada Test Site.
Johnson named the area "Paradise Ranch" to encourage workers to move to "the new facility in the middle of nowhere", as the CIA later described it, and the name became shortened to "the Ranch". On 4May 1955, a survey team arrived at Groom Lake and laid out a north–south runway on the southwest corner of the lakebed and designated a site for a base support facility. The Ranch initially consisted of little more than a few shelters, workshops, and trailer homes in which to house its small team. A little over three months later, the base consisted of a single paved runway, three hangars, a control tower, and rudimentary accommodations for test personnel. The base's few amenities included a movie theater and volleyball court. There was also a mess hall, several wells, and fuel storage tanks. CIA, Air Force, and Lockheed personnel began arriving by July 1955. The Ranch received its first U-2 delivery on 24 July 1955 from Burbank on a C-124 Globemaster II cargo plane, accompanied by Lockheed technicians on a Douglas DC-3. Regular Military Air Transport Service flights were set up between Area 51 and Lockheed's offices in Burbank, California. To preserve secrecy, personnel flew to Nevada on Monday mornings and returned to California on Friday evenings.
OXCART program
Project OXCART was established in August 1959 for "antiradar studies, aerodynamic structural tests, and engineering designs" and all later work on the Lockheed A-12. This included testing at Groom Lake, which had inadequate facilities consisting of buildings for only 150 people, a asphalt runway, and limited fuel, hangar, and shop space. Groom Lake had received the name "Area 51" when A-12 test facility construction began in September 1960, including a new runway to replace the existing runway.
Reynolds Electrical and Engineering Company (REECo) began construction of "Project 51" on 1October 1960 with double-shift construction schedules. The contractor upgraded base facilities and built a new runway (14/32) diagonally across the southwest corner of the lakebed. They marked an Archimedean spiral on the dry lake approximately two miles across so that an A-12 pilot approaching the end of the overrun could abort instead of plunging into the sagebrush. Area 51 pilots called it "The Hook". For crosswind landings, they marked two unpaved airstrips (runways 9/27 and 03/21) on the dry lakebed.
By August 1961, construction of the essential facilities was complete; three surplus Navy hangars were erected on the base's north side while hangar7 was new construction. The original U-2 hangars were converted to maintenance and machine shops. Facilities in the main cantonment area included workshops and buildings for storage and administration, a commissary, a control tower, a fire station, and housing. The Navy also contributed more than 130 surplus Babbitt duplex housing units for long-term occupancy facilities. Older buildings were repaired, and additional facilities were constructed as necessary. A reservoir pond surrounded by trees served as a recreational area one mile north of the base. Other recreational facilities included a gymnasium, a movie theater, and a baseball diamond. A permanent aircraft fuel tank farm was constructed by early 1962 for the special JP-7 fuel required by the A-12. Seven tanks were constructed, with a total capacity of 1,320,000 gallons.
Security was enhanced for the arrival of OXCART and the small mine was closed in the Groom basin. In January 1962, the Federal Aviation Administration (FAA) expanded the restricted airspace in the vicinity of Groom Lake, and the lakebed became the center of a 600-square mile addition to restricted area R-4808N. The CIA facility received eight USAF F-101 Voodoos for training, two T-33 Shooting Star trainers for proficiency flying, a C-130 Hercules for cargo transport, a U-3A for administrative purposes, a helicopter for search and rescue, and a Cessna 180 for liaison use, and Lockheed provided an F-104 Starfighter for use as a chase plane.
The first A-12 test aircraft was covertly trucked from Burbank on 26 February 1962 and arrived at Groom Lake on 28 February. It made its first flight 26 April 1962 when the base had over 1,000 personnel. The closed airspace above Groom Lake was within the Nellis Air Force Range airspace, and pilots saw the A-12 20 to 30 times. Groom was also the site of the first Lockheed D-21 drone test flight on 22 December 1964. By the end of 1963, nine A-12s were at Area 51, assigned to the CIA-operated "1129th Special Activities Squadron".
D-21 Tagboard
Following the loss of Gary Powers' U-2 over the Soviet Union, there were several discussions about using the A-12 OXCART as an unpiloted drone aircraft. Although Kelly Johnson had come to support the idea of drone reconnaissance, he opposed the development of an A-12 drone, contending that the aircraft was too large and complex for such a conversion. However, the Air Force agreed to fund the study of a high-speed, high-altitude drone aircraft in October 1962. The Air Force interest seems to have moved the CIA to take action, the project designated "Q-12". By October 1963, the drone's design had been finalized. At the same time, the Q-12 underwent a name change. To separate it from the other A-12-based projects, it was renamed the "D-21". (The "12" was reversed to "21"). "Tagboard" was the project's code name.
The first D-21 was completed in the spring of 1964 by Lockheed. After four more months of checkouts and static tests, the aircraft was shipped to Groom Lake and reassembled. It was to be carried by a two-seat derivative of the A-12, designated the "M-21". When the D-21/M-21 reached the launch point, the first step would be to blow off the D-21's inlet and exhaust covers. With the D-21/M-21 at the correct speed and altitude, the LCO would start the ramjet and the other systems of the D-21. "With the D-21's systems activated and running, and the launch aircraft at the correct point, the M-21 would begin a slight pushover, the LCO would push a final button, and the D-21 would come off the pylon".
Difficulties were addressed throughout 1964 and 1965 at Groom Lake with various technical issues. Captive flights showed unforeseen aerodynamic difficulties. By late January 1966, more than a year after the first captive flight, everything seemed ready. The first D-21 launch was made on 5March 1966 with a successful flight, with the D-21 flying 120 miles with limited fuel. A second D-21 flight was successful in April 1966 with the drone flying 1,200 miles, reaching Mach 3.3 and 90,000 feet. An accident on 30 July 1966 with a fully fueled D-21, on a planned checkout flight, suffered from an unstart of the drone after its separation, causing it to collide with the M-21 launch aircraft. The two crewmen ejected and landed in the ocean 150 miles offshore. One crew member was picked up by a helicopter, but the other, having survived the aircraft breakup and ejection, drowned when sea water entered his pressure suit. Kelly Johnson personally cancelled the entire program, having had serious doubts about its feasibility from the start. A number of D-21s had already been produced, and rather than scrapping the whole effort, Johnson again proposed to the Air Force that they be launched from a B-52H bomber.
By late summer of 1967, the modification work to both the D-21 (now designated D-21B) and the B-52Hs was complete. The test program could now resume. The test missions were flown out of Groom Lake, with the actual launches over the Pacific. The first D-21B to be flown was Article 501, the prototype. The first attempt was made on 28 September 1967 and ended in complete failure. As the B-52 was flying toward the launch point, the D-21B fell off the pylon. The B-52H gave a sharp lurch as the drone fell free. The booster fired and was "quite a sight from the ground". The failure was traced to a stripped nut on the forward right attachment point on the pylon. Several more tests were made, none of which met with success. However, the fact is that the resumptions of D-21 tests took place against a changing reconnaissance background. The A-12 had finally been allowed to deploy, and the SR-71 was soon to replace it. At the same time, new developments in reconnaissance satellite technology were nearing operation. Up to this point, the limited number of satellites available restricted coverage to the Soviet Union. A new generation of reconnaissance satellites could soon cover targets anywhere in the world. The satellites' resolution would be comparable to that of aircraft but without the slightest political risk. Time was running out for the Tagboard.
Several more test flights, including two over China, were made from Beale AFB, California, in 1969 and 1970, to varying degrees of success. On 15 July 1971, Kelly Johnson received a wire canceling the D-21B program. The remaining drones were transferred by a C-5A and placed in dead storage. The tooling used to build the D-21Bs was ordered destroyed. Like the A-12 Oxcart, the D-21B Tagboard drones remained a Black airplane, even in retirement. Their existence was not suspected until August 1976, when the first group was placed in storage at the Davis-Monthan AFB Military Storage and Disposition Center. A second group arrived in 1977. They were labeled "GTD-21Bs" (GT stood for ground training).
Davis-Monthan is an open base, with public tours of the storage area at the time, so the odd-looking drones were soon spotted and photos began appearing in magazines. Speculation about the D-21Bs circulated within aviation circles for years, and it was not until 1982 that details of the Tagboard program were released. However, it was not until 1993 that the B-52/D-21B program was made public. That same year, the surviving D-21Bs were released to museums.
Foreign technology evaluation
During the Cold War, one of the missions carried out by the United States was the test and evaluation of captured Soviet fighter aircraft. Beginning in the late 1960s, and for several decades, Area 51 played host to an assortment of Soviet-built aircraft.
Munir Redfas defection with a Mikoyan-Gurevich MiG-21 from Iraq for Israel's Mossad in Operation Diamond led to the HAVE DOUGHNUT, HAVE DRILL and HAVE FERRY programs. The first MiGs flown in the United States were used to evaluate the aircraft in performance, technical, and operational capabilities, pitting the types against U.S. fighters.
This was not a new mission, as testing of foreign technology by the USAF began during World War II. After the war, testing of acquired foreign technology was performed by the Air Technical Intelligence Center (ATIC, which became very influential during the Korean War), under the direct command of the Air Materiel Control Department. In 1961, ATIC became the Foreign Technology Division (FTD) and was reassigned to Air Force Systems Command. ATIC personnel were sent anywhere where foreign aircraft could be found.
The focus of Air Force Systems Command limited the use of the fighter as a tool with which to train the front line tactical fighter pilots. Air Force Systems Command recruited its pilots from the Air Force Flight Test Center at Edwards Air Force Base, California, who were usually graduates from various test pilot schools. Tactical Air Command selected its pilots primarily from the ranks of the Weapons School graduates.
In August 1966, Iraqi Air Force fighter pilot Captain Munir Redfa defected, flying his MiG-21 to Israel after being ordered to attack Iraqi Kurd villages with napalm. His aircraft was transferred to Groom Lake in late 1967 for study. Israel loaned the MiG-21 to the US Air Force from January 1968 to April 1968. In 1968, the US Air Force and Navy jointly formed a project known as HAVE DOUGHNUT in which Air Force Systems Command, Tactical Air Command, and the U.S. Navy's Air Test and Evaluation Squadron Four (VX-4) flew this acquired Soviet made aircraft in simulated air combat training. As U.S. possession of the Soviet MiG-21 was, itself, secret, it was tested at Groom Lake. A joint Air Force-Navy team was assembled for a series of dogfight tests.
Comparisons between the F-4 and the MiG-21 indicated that, on the surface, they were evenly matched. The HAVE DOUGHNUT tests showed the skill of the man in the cockpit was what made the difference. When the Navy or Air Force pilots flew the MiG-21, the results were a draw; the F-4 would win some fights, the MiG-21 would win others. There were no clear advantages. The problem was not with the planes, but with the pilots flying them. The pilots would not fly either plane to its limits. One of the Navy pilots was Marland W. "Doc" Townsend, then commander of VF-121, the F-4 training squadron at NAS Miramar. He was an engineer and a Korean War veteran and had flown almost every navy aircraft. When he flew against the MiG-21, he would outmaneuver it every time. The Air Force pilots would not go vertical in the MiG-21. The HAVE DOUGHNUT project officer was Tom Cassidy, a pilot with VX-4, the Navy's Air Development Squadron at Point Mugu. He had been watching as Townsend "waxed" the Air Force MiG-21 pilots. Cassidy climbed into the MiG-21 and went up against Townsend's F-4. This time the result was far different. Cassidy was willing to fight in the vertical, flying the plane to the point where it was buffeting, just above the stall. Cassidy was able to get on the F-4's tail. After the flight, they realized the MiG-21 turned better than the F-4 at lower speeds. The key was for the F-4 to keep its speed up. An F-4 had defeated the MiG-21; the weakness of the Soviet plane had been found. Further test flights confirmed what was learned. It was also clear that the MiG-21 was a formidable enemy. United States pilots would have to fly much better than they had been to beat it. This would require a special school to teach advanced air combat techniques.
On 12 August 1968, two Syrian air force lieutenants, Walid Adham and Radfan Rifai, took off in a pair of MiG-17Fs on a training mission. They lost their way and, believing they were over Lebanon, landed at the Betzet Landing Field in northern Israel. (One version has it that they were led astray by an Arabic-speaking Israeli). Prior to the end of 1968 these MiG-17s were transferred from Israeli stocks and added to the Area 51 test fleet. The aircraft were given USAF designations and fake serial numbers so that they could be identified in DOD standard flight logs. As in the earlier program, a small group of Air Force and Navy pilots conducted mock dogfights with the MiG-17s. Selected instructors from the Navy's Top Gun school at NAS Miramar, California, were chosen to fly against the MiGs for familiarization purposes. Very soon, the MiG-17's shortcomings became clear. It had an extremely simple, even crude, control system that lacked the power-boosted controls of American aircraft. The F-4's twin engines were so powerful it could accelerate out of range of the MiG-17's guns in thirty seconds. It was important for the F-4 to keep its distance from the MiG-17. As long as the F-4 was one and a half miles from the MiG-17, it was outside the reach of the Soviet fighter's guns, but the MiG was within reach of the F-4's missiles.
The data from the HAVE DOUGHNUT and HAVE DRILL tests were provided to the newly formed Top Gun school at NAS Miramar. By 1970, the HAVE DRILL program was expanded; a few selected fleet F-4 crews were given the chance to fight the MiGs. The most important result of Project HAVE DRILL is that no Navy pilot who flew in the project defeated the MiG-17 Fresco in the first engagement. The HAVE DRILL dogfights were by invitation only. The other pilots based at Nellis Air Force Base were not to know about the U.S.-operated MiGs. To prevent any sightings, the airspace above the Groom Lake range was closed. On aeronautical maps, the exercise area was marked in red ink. The forbidden zone became known as "Red Square".
During the remainder of the Vietnam War, the Navy kill ratio climbed to 8.33 to 1. In contrast, the Air Force rate improved only slightly to 2.83 to 1. The reason for this difference was Top Gun. The Navy had revitalized its air combat training, while the Air Force had stayed stagnant. Most of the Navy MiG kills were by Top Gun graduates.
In May 1973, Project HAVE IDEA was formed, which took over from the older HAVE DOUGHNUT, HAVE FERRY and HAVE DRILL projects, and the project was transferred to the Tonopah Test Range Airport. At Tonopah, testing of foreign technology aircraft continued and expanded throughout the 1970s and 1980s.
Area 51 also hosted another foreign materiel evaluation program called HAVE GLIB. This involved testing Soviet tracking and missile control radar systems. A complex of actual and replica Soviet-type threat systems began to grow around "Slater Lake", a mile northwest of the main base, along with an acquired Soviet "Barlock" search radar placed at Tonopah Air Force Station. They were arranged to simulate a Soviet-style air defense complex.
The Air Force began funding improvements to Area 51 in 1977 under project SCORE EVENT. In 1979, the CIA transferred jurisdiction of the Area 51 site to the Air Force Flight Test Center at Edwards AFB, California. Sam Mitchell, the last CIA commander of Area 51, relinquished command to USAF Lt. Col. Larry D. McClain.
In 2017, a USAF aircraft crashed at the site, killing the pilot, Colonel Eric "Doc" Schultz. The USAF refused to release further information regarding the crash. In 2022, unconfirmed reports emerged that the crash involved an SU-27 that was part of the classified Foreign Materials Exploitation program. The reports claimed that the aircraft suffered a technical issue that resulted in both crew members ejecting from the aircraft, resulting in the death of Schultz.
Have Blue/F-117 program
The Lockheed Have Blue prototype stealth fighter (a smaller proof-of-concept model of the F-117 Nighthawk) first flew at Groom in December 1977.
In 1978, the Air Force awarded a full-scale development contract for the F-117 to Lockheed Corporation's Advanced Development Projects. On 17 January 1981 the Lockheed test team at Area 51 accepted delivery of the first full-scale development (FSD) prototype 79–780, designated YF-117A. At 6:05 am on 18 June 1981 Lockheed Skunk Works test pilot Hal Farley lifted the nose of YF-117A 79–780 off the runway of Area 51.
Meanwhile, Tactical Air Command (TAC) decided to set up a group-level organization to guide the F-117A to an initial operating capability. That organization became the 4450th Tactical Group (Initially designated "A Unit"), which officially activated on 15 October 1979 at Nellis AFB, Nevada, although the group was physically located at Area 51. The 4450th TG also operated the A-7D Corsair II as a surrogate trainer for the F-117A, and these operations continued until 15 October 1982 under the guise of an avionics test mission.
Flying squadrons of the 4450th TG were the 4450th Tactical Squadron (Initially designated "I Unit") activated on 11 June 1981, and 4451st Tactical Squadron (Initially designated "P Unit") on 15 January 1983. The 4450th TS, stationed at Area 51, was the first F-117A squadron, while the 4451st TS was stationed at Nellis AFB and was equipped with A-7D Corsair IIs painted in a dark motif, tail coded "LV". Lockheed test pilots put the YF-117 through its early paces. A-7Ds were used for pilot training before any F-117As had been delivered by Lockheed to Area 51, later the A-7D's were used for F-117A chase testing and other weapon tests at the Nellis Range. On 15 October 1982, Major Alton C. Whitley Jr. became the first USAF 4450th TG pilot to fly the F-117A.
Although ideal for testing, Area 51 was not a suitable location for an operational group, so a new covert base had to be established for F-117 operations. Tonopah Test Range Airport was selected for operations of the first USAF F-117 unit, the 4450th Tactical Group (TG). From October 1979, the Tonopah Airport base was reconstructed and expanded. The 6,000-foot runway was lengthened to 10,000 feet. Taxiways, a concrete apron, a large maintenance hangar, and a propane storage tank were added.
By early 1982, four more YF-117As were operating at the base. After finding a large scorpion in their offices, the testing team (Designated "R Unit") adopted it as their mascot and dubbed themselves the "Baja Scorpions". Testing of a series of ultra-secret prototypes continued at Area 51 until mid-1981 when testing transitioned to the initial production of F-117 stealth fighters. The F-117s were moved to and from Area 51 by C-5 during darkness to maintain security. The aircraft were defueled, disassembled, cradled, and then loaded aboard the C-5 at night, flown to Lockheed, and unloaded at night before reassembly and flight testing. Groom performed radar profiling, F-117 weapons testing, and training of the first group of frontline USAF F-117 pilots.
While the "Baja Scorpions" were working on the F-117, there was also another group at work in secrecy, known as "the Whalers" working on Tacit Blue. A fly-by-wire technology demonstration aircraft with curved surfaces and composite material, to evade radar, was a prototype, and never went into production. Nevertheless, this strange-looking aircraft was responsible for many of the stealth technology advances that were used on several other aircraft designs, and had a direct influence on the B-2; with the first flight of Tacit Blue being performed on 5February 1982, by Northrop Grumman test pilot, Richard G. Thomas.
Production FSD airframes from Lockheed were shipped to Area 51 for acceptance testing. As the Baja Scorpions tested the aircraft with functional check flights and L.O. verification, the operational airplanes were then transferred to the 4450th TG.
On 17 May 1982, the move of the 4450th TG from Groom Lake to Tonopah was initiated, with the final components of the move completed in early 1983. Production FSD airframes from Lockheed were shipped to Area 51 for acceptance testing. As the Baja Scorpions tested the aircraft with functional check flights and L.O. verification, the operational airplanes were then transferred to the 4450th TG at Tonopah.
The R-Unit was inactivated on 30 May 1989. Upon inactivation, the unit was reformed as Detachment 1, 57th Fighter Weapons Wing (FWW). In 1990, the last F-117A (843) was delivered from Lockheed. After completion of acceptance flights at Area 51 of this last new F-117A aircraft, the flight test squadron continued flight test duties of refurbished aircraft after modifications by Lockheed. In February/March 1992 the test unit moved from Area 51 to the USAF Palmdale Plant 42 and was integrated with the Air Force Systems Command 6510th Test Squadron. Some testing, especially RCS verification and other classified activity was still conducted at Area 51 throughout the operational lifetime of the F-117. The recently inactivated (2008) 410th Flight Test Squadron traces its roots, if not its formal lineage to the 4450th TG R-unit.
Later operations
Since the F-117 became operational in 1983, operations at Groom Lake have continued. The base and its associated runway system were expanded, including the expansion of housing and support facilities. In 1995, the federal government expanded the exclusionary area around the base to include nearby mountains that had hitherto afforded the only decent overlook of the base, prohibiting access to of land formerly administered by the Bureau of Land Management. On 22 October 2015, a federal judge signed an order giving land that belonged to a Nevada family since the 1870s to the United States Air Force for expanding Area 51. According to the judge, the land that overlooked the base was taken to address security and safety concerns connected with their training and testing.
Legal status
U.S. government's positions on Area 51
The United States government has provided minimal information regarding Area 51. The area surrounding the lake is permanently off-limits to both civilian and normal military air traffic. Security clearances are checked regularly; cameras and weaponry are not allowed. Even military pilots training in the NAFR risk disciplinary action if they stray into the exclusionary "box" surrounding Groom's airspace. Surveillance is supplemented using buried motion sensors. Area 51 is a common destination for Janet, a small fleet of passenger aircraft operated on behalf of the Air Force to transport military personnel, primarily from Harry Reid International Airport.
The United States Geological Survey (USGS) topographic map for the area only shows the long-disused Groom Mine, but USGS aerial photographs of the site in 1959 and 1968 were publicly available. A civil aviation chart published by the Nevada Department of Transportation shows a large restricted area, defined as part of the Nellis restricted airspace. The National Atlas shows the area as lying within the Nellis Air Force Base. There are higher resolution and newer images available from other satellite imagery providers, including Russian providers and the IKONOS. These show the runway markings, base facilities, aircraft, and vehicles.
In 1998 USAF officially acknowledged the site's existence. On 25 June 2013, the CIA released an official history of the U-2 and OXCART projects which acknowledged that the U-2 was tested at Area 51, in response to a Freedom of Information Act request submitted in 2005 by Jeffrey T. Richelson of George Washington University's National Security Archive. It contains numerous references to Area 51 and Groom Lake, along with a map of the area. Media reports stated that releasing the CIA history was the first governmental acknowledgement of Area 51's existence; rather, it was the first official acknowledgement of specific activity at the site.
Environmental lawsuit
In 1994, five unnamed civilian contractors and the widows of contractors Walter Kasza and Robert Frost sued the Air Force and the United States Environmental Protection Agency. They alleged that they had been present when large quantities of unknown chemicals had been burned in open pits and trenches at Groom. Rutgers University biochemists analyzed biopsies from the complainants and found high levels of dioxin, dibenzofuran, and trichloroethylene in their body fat. The complainants alleged that they had sustained skin, liver, and respiratory injuries due to their work at Groom and that this had contributed to the deaths of Frost and Kasza. The suit sought compensation for the injuries, claiming that the Air Force had illegally handled toxic materials and that the EPA had failed in its duty to enforce the Resource Conservation and Recovery Act which governs the handling of dangerous materials. They also sought detailed information about the chemicals, hoping that this would facilitate the medical treatment of survivors. Congressman Lee H. Hamilton, former chairman of the House Intelligence Committee, told 60 Minutes reporter Lesley Stahl, "The Air Force is classifying all information about Area 51 in order to protect themselves from a lawsuit."
The government invoked the State Secrets Privilege and petitioned U.S. District Judge Philip Pro to disallow disclosure of classified documents or examination of secret witnesses, claiming that this would expose classified information and threaten national security. Judge Pro rejected the government's argument, so President Bill Clinton issued a Presidential Determination exempting what it called "the Air Force's Operating Location Near Groom Lake, Nevada" from environmental disclosure laws. Consequently, Pro dismissed the suit due to lack of evidence. Turley appealed to the U.S. Court of Appeals for the Ninth Circuit on the grounds that the government was abusing its power to classify material. Secretary of the Air Force Sheila E. Widnall filed a brief which stated that disclosures of the materials present in the air and water near Groom "can reveal military operational capabilities or the nature and scope of classified operations." The Ninth Circuit rejected Turley's appeal and the U.S. Supreme Court refused to hear it, putting an end to the complainants' case.
The President annually issues a determination continuing the Groom exception which is the only formal recognition that the government has ever given that Groom Lake is more than simply another part of the Nellis complex. An unclassified memo on the safe handling of F-117 Nighthawk material was posted on an Air Force web site in 2005. This discussed the same materials for which the complainants had requested information, which the government had claimed was classified. The memo was removed shortly after journalists became aware of it.
Civil aviation identification
In December 2007, airline pilots noticed that the base had appeared in their aircraft navigation systems' latest Jeppesen database revision with the ICAO airport identifier code of KXTA and listed as "Homey Airport". The probably inadvertent release of the airport data led to advice by the Aircraft Owners and Pilots Association (AOPA) that student pilots should be explicitly warned about KXTA, not to consider it as a waypoint or destination for any flight even though it now appears in public navigation databases.
Security
The perimeter of the base is marked out by orange posts and patrolled by guards in white pickup trucks and camouflage fatigues. The guards are popularly referred to as "camo dudes" by enthusiasts. The guards will not answer questions about their employers; however, according to the New York Daily News, there are indications they are employed through a contractor such as AECOM. Signage around the base perimeter advises that deadly force is authorized against trespassers.
Technology is also heavily used to maintain the border of the base; this includes surveillance cameras and motion detectors. Some of these motion detectors are placed some distance away from the base on public land to notify guards of people approaching.
1974 Skylab photography
Dwayne A. Day published "Astronauts and Area 51: the Skylab Incident" in The Space Review in January 2006. It was based on a memo written in 1974 to CIA director William Colby by an unknown CIA official. The memo reported that astronauts on board Skylab had inadvertently photographed a certain location:
The name of the location was obscured, but the context led Day to believe that the subject was Groom Lake. Day wrote that "the CIA considered no other spot on Earth to be as sensitive as Groom Lake". Even within the agency's National Photographic Interpretation Center that handled classified reconnaissance satellite photographs, images of the site were removed from film rolls and stored separately as not all photo interpreters had security clearance for the information. The memo details debate between federal agencies regarding whether the images should be classified, with Department of Defense agencies arguing that it should and NASA and the State Department arguing that it should not be classified. The memo itself questions the legality of retroactively classifying unclassified images.
The memo includes handwritten remarks, apparently by Director of Central Intelligence Colby:
The declassified documents do not disclose the outcome of discussions regarding the Skylab imagery. The debate proved moot, as the photograph appeared in the Federal Government's Archive of Satellite Imagery along with the remaining Skylab photographs.
2019 shooting incident
On 28 January 2019, an unidentified man drove through a security checkpoint near Mercury, Nevada, in an apparent attempt to enter the base. After an vehicle pursuit by base security, the man exited his vehicle carrying a "cylindrical object" and was shot dead by NNSS security officers and sheriff's deputies after refusing to obey requests to halt. There were no other injuries reported.
UFO and other conspiracy theories
Area 51 has become a focus of modern conspiracy theories due to its secretive nature and connection to classified aircraft research. Theories include:
The storage, examination, and reverse engineering of crashed alien spacecraft, including material supposedly recovered at Roswell, the study of their occupants, and the manufacture of aircraft based on alien technology
Meetings or joint undertakings with extraterrestrials
The development of exotic energy weapons for the Strategic Defense Initiative (SDI) or other weapons programs
The development of weather control
The development of time travel and teleportation technology
The development of exotic propulsion systems related to the Aurora Program
Activities related to a shadowy one-world government or the Majestic 12 organization
Many of the hypotheses concern underground facilities at Groom or at Papoose Lake (also known as "S-4 location"), south, and include claims of a transcontinental underground railroad system, a disappearing airstrip nicknamed the "Cheshire Airstrip", after Lewis Carroll's Cheshire cat, which briefly appears when water is sprayed onto its camouflaged asphalt, and engineering based on alien technology.
In the mid-1950s, civilian aircraft flew under 20,000 feet while military aircraft flew up to 40,000 feet. The U-2 began flying above 60,000 feet and there was an increasing number of UFO sighting reports. Sightings occurred most often during early evening hours, when airline pilots flying west saw the U-2's silver wings reflect the setting sun, giving the aircraft a "fiery" appearance. Many sighting reports came to the Air Force's Project Blue Book, which investigated UFO sightings, through air-traffic controllers and letters to the government. The project checked U-2 and later OXCART flight records to eliminate the majority of UFO reports that it received during the late 1950s and 1960s, although it could not reveal to the letter writers the truth behind what they saw. Similarly, veterans of experimental projects such as OXCART at Area 51 agree that their work inadvertently prompted many of the UFO sightings and other rumors:
They believe that the rumors helped maintain secrecy over Area 51's actual operations. The veterans deny the existence of a vast underground railroad system, although many of Area 51's operations did occur underground.
Bob Lazar claimed in 1989 that he had worked at Area 51's "Sector Four (S-4)", said to be located underground inside the Papoose Range near Papoose Lake. He claimed that he was contracted to work with alien spacecraft that the government had in its possession. Similarly, the 1996 documentary Dreamland directed by Bruce Burgess included an interview with a 71-year-old mechanical engineer who claimed to be a former employee at Area 51 during the 1950s. His claims included that he had worked on a "flying disc simulator" which had been based on a disc originating from a crashed extraterrestrial craft and was used to train pilots. He also claimed to have worked with an extraterrestrial being named "J-Rod" and described as a "telepathic translator". In 2004, Dan Burisch (pseudonym of Dan Crain) claimed to have worked on cloning alien viruses at Area 51, also alongside the alien named "J-Rod". Burisch's scholarly credentials are the subject of much debate, as he was apparently working as a Las Vegas parole officer in 1989 while also earning a PhD at State University of New York (SUNY).
In July 2019, more than 2,000,000 people responded to a joke proposal to storm Area 51 which appeared in an anonymous Facebook post. The event, scheduled for 20 September 2019, was billed as "Storm Area 51, They Can't Stop All of Us", an attempt to "see them aliens". Air Force spokeswoman Laura McAndrews said the government "would discourage anyone from trying to come into the area where we train American armed forces". Two music festivals in rural Nevada, AlienStock and Storm Area 51 Basecamp, were subsequently organized to capitalize on the popularity of the original Facebook event. Between 1,500 and 3,000 people showed up at the festivals, while over 150 people made the journey over several miles of rough roads to get near the gates to Area 51. Seven people were reportedly arrested at the event.
See also
Area 52 (disambiguation)
Black operation
Black project
Black site
List of United States Air Force installations
Special access program
Footnotes
Citations
Sources
Darlington, David (1998). Area 51: The Dreamland Chronicles. New York: Henry Holt.
Patton, Phil (1998). Dreamland: Travels Inside the Secret World of Roswell and Area 51. New York: Villard/Random House
Stahl, Lesley "Area 51 / Catch 22" 60 Minutes CBS Television 17 March 1996, a US TV news magazine's segment about the environmental lawsuit.
External links
Las Vegas sectional aeronautical chart, centered on Groom Lake (Federal Aviation Administration – SkyVector.com)
1942 establishments in Nevada
Buildings and structures in Lincoln County, Nevada
Conspiracy theories in the United States
Installations of the Central Intelligence Agency
Military installations in Nevada
Research installations of the United States Air Force
Secret places in the United States
UFO conspiracy theories
UFO culture in the United States |
2326 | https://en.wikipedia.org/wiki/April%2027 | April 27 |
Events
Pre-1600
247 – Philip the Arab marks the millennium of Rome with a celebration of the ludi saeculares.
395 – Emperor Arcadius marries Aelia Eudoxia, daughter of the Frankish general Flavius Bauto. She becomes one of the more powerful Roman empresses of Late Antiquity.
711 – Islamic conquest of Hispania: Moorish troops led by Tariq ibn Ziyad land at Gibraltar to begin their invasion of the Iberian Peninsula (Al-Andalus).
1296 – First War of Scottish Independence: John Balliol's Scottish army is defeated by an English army commanded by John de Warenne, 6th Earl of Surrey at the Battle of Dunbar.
1509 – Pope Julius II places the Italian state of Venice under interdict.
1521 – Battle of Mactan: Explorer Ferdinand Magellan is killed by natives in the Philippines led by chief Lapulapu.
1539 – Official founding of the city of Bogotá, New Granada (nowadays Colombia), by Nikolaus Federmann and Sebastián de Belalcázar.
1565 – Cebu is established becoming the first Spanish settlement in the Philippines.
1595 – The relics of Saint Sava are incinerated in Belgrade on the Vračar plateau by Ottoman Grand Vizier Sinan Pasha; the site of the incineration is now the location of the Church of Saint Sava, one of the largest Orthodox churches in the world
1601–1900
1650 – The Battle of Carbisdale: A Royalist army from Orkney invades mainland Scotland but is defeated by a Covenanter army.
1667 – Blind and impoverished, John Milton sells Paradise Lost to a printer for £10, so that it could be entered into the Stationers' Register.
1805 – First Barbary War: United States Marines and Berbers attack the Tripolitan city of Derna (The "shores of Tripoli" part of the Marines' Hymn).
1813 – War of 1812: American troops capture York, the capital of Upper Canada, in the Battle of York.
1861 – American President Abraham Lincoln suspends the writ of habeas corpus.
1901–present
1906 – The State Duma of the Russian Empire meets for the first time.
1909 – Sultan of Ottoman Empire Abdul Hamid II is overthrown, and is succeeded by his brother, Mehmed V.
1911 – Following the resignation and death of William P. Frye, a compromise is reached to rotate the office of President pro tempore of the United States Senate.
1911 – The Second Canton Uprising took place in Guangzhou, Qing China but was suppressed.
1927 – Carabineros de Chile (Chilean national police force and gendarmerie) are created.
1936 – The United Auto Workers (UAW) gains autonomy from the American Federation of Labor.
1941 – World War II: German troops enter Athens.
1945 – World War II: The last German formations withdraw from Finland to Norway. The Lapland War and thus, World War II in Finland, comes to an end and the Raising the Flag on the Three-Country Cairn photograph is taken.
1945 – World War II: Benito Mussolini is arrested by Italian partisans in Dongo, while attempting escape disguised as a German soldier.
1953 – Operation Moolah offers $50,000 to any pilot who defects with a fully mission-capable Mikoyan-Gurevich MiG-15 to South Korea. The first pilot was to receive $100,000.
1967 – Expo 67 officially opens in Montreal, Quebec, Canada with a large opening ceremony broadcast around the world. It opens to the public the next day.
1976 – Thirty-seven people are killed when American Airlines Flight 625 crashes at Cyril E. King Airport in Saint Thomas, U.S. Virgin Islands.
1978 – John Ehrlichman, a former aide to U.S. President Richard Nixon, is released from the Federal Correctional Institution, Safford, Arizona, after serving 18 months for Watergate-related crimes.
1978 – The Saur Revolution begins in Afghanistan, ending the following morning with the murder of Afghan President Mohammed Daoud Khan and the establishment of the Democratic Republic of Afghanistan.
1978 – Willow Island disaster: In the deadliest construction accident in United States history, 51 construction workers are killed when a cooling tower under construction collapses at the Pleasants Power Station in Willow Island, West Virginia.
1986 – The city of Pripyat and surrounding areas are evacuated due to Chernobyl disaster.
1987 – The U.S. Department of Justice bars Austrian President Kurt Waldheim (and his wife, Elisabeth, who had also been a Nazi) from entering the US, charging that he had aided in the deportations and executions of thousands of Jews and others as a German Army officer during World War II.
1989 – The April 27 demonstrations, student-led protests responding to the April 26 Editorial, during the Tiananmen Square protests of 1989.
1992 – The Federal Republic of Yugoslavia, comprising Serbia and Montenegro, is proclaimed.
1992 – Betty Boothroyd becomes the first woman to be elected Speaker of the British House of Commons in its 700-year history.
1992 – The Russian Federation and 12 other former Soviet republics become members of the International Monetary Fund and the World Bank.
1993 – Most of the Zambia national football team lose their lives in a plane crash off Libreville, Gabon en route to Dakar, Senegal to play a 1994 FIFA World Cup qualifying match against Senegal.
1994 – South African general election: The first democratic general election in South Africa, in which black citizens could vote. The Interim Constitution comes into force.
2005 – Airbus A380 aircraft has its maiden test flight.
2006 – Construction begins on the Freedom Tower (later renamed One World Trade Center) in New York City.
2007 – Estonian authorities remove the Bronze Soldier, a Soviet Red Army war memorial in Tallinn, amid political controversy with Russia.
2007 – Israeli archaeologists discover the tomb of Herod the Great south of Jerusalem.
2011 – The 2011 Super Outbreak devastates parts of the Southeastern United States, especially the states of Alabama, Mississippi, Georgia, and Tennessee. Two hundred five tornadoes touched down on April 27 alone, killing more than 300 and injuring hundreds more.
2012 – At least four explosions hit the Ukrainian city of Dnipropetrovsk with at least 27 people injured.
2018 – The Panmunjom Declaration is signed between North and South Korea, officially declaring their intentions to end the Korean conflict.
Births
Pre-1600
85 BC – Decimus Junius Brutus Albinus, Roman politician and general (d. 43 BC)
1468 – Frederick Jagiellon, Primate of Poland (d. 1503)
1564 – Henry Percy, 9th Earl of Northumberland (d. 1632)
1556 – François Béroalde de Verville, French writer (d. 1626)
1593 – Mumtaz Mahal, Mughal empress buried at the Taj Mahal (d. 1631)
1601–1900
1650 – Charlotte Amalie of Hesse-Kassel, Queen Consort of Denmark (1670-1699) (d. 1714)
1654 – Charles Blount, English deist and philosopher (d. 1693)
1701 – Charles Emmanuel III of Sardinia (d. 1773)
1718 – Thomas Lewis, Irish-born American surveyor and lawyer (d. 1790)
1748 – Adamantios Korais, Greek-French philosopher and scholar (d. 1833)
1755 – Marc-Antoine Parseval, French mathematician and theorist (d. 1836)
1759 – Mary Wollstonecraft, English philosopher, historian, and novelist (d. 1797)
1788 – Charles Robert Cockerell, English architect, archaeologist, and writer (d. 1863)
1791 – Samuel Morse, American painter and inventor, co-invented the Morse code (d. 1872)
1812 – William W. Snow, American lawyer and politician (d. 1886)
1812 – Friedrich von Flotow, German composer (d. 1883)
1820 – Herbert Spencer, English biologist, anthropologist, sociologist, and philosopher (d. 1903)
1822 – Ulysses S. Grant, American general and politician, 18th President of the United States (d. 1885)
1840 – Edward Whymper, English-French mountaineer, explorer, author, and illustrator (d. 1911)
1848 – Otto, King of Bavaria (d. 1916)
1850 – Hans Hartwig von Beseler, German general and politician (d. 1921)
1853 – Jules Lemaître, French playwright and critic (d. 1914)
1857 – Theodor Kittelsen, Norwegian painter and illustrator (d. 1914)
1861 – William Arms Fisher, American composer and music historian (d. 1948)
1866 – Maurice Raoul-Duval, French polo player (d. 1916)
1875 – Frederick Fane, Irish-born, English cricketer (d. 1960)
1880 – Mihkel Lüdig, Estonian organist, composer, and conductor (d. 1958)
1882 – Jessie Redmon Fauset, American author and poet (d. 1961)
1887 – Warren Wood, American golfer (d. 1926)
1888 – Florence La Badie, Canadian actress (d. 1917)
1891 – Sergei Prokofiev, Russian pianist, composer, and conductor (d. 1953)
1893 – Draža Mihailović, Serbian general (d. 1946)
1893 – Allen Sothoron, American baseball player, coach, and manager (d. 1939)
1894 – George Petty, American painter and illustrator (d. 1975)
1894 – Nicolas Slonimsky, Russian pianist, composer, and conductor (d. 1995)
1896 – Rogers Hornsby, American baseball player, coach, and manager (d. 1963)
1896 – William Hudson, New Zealand-Australian engineer (d. 1978)
1896 – Wallace Carothers, American chemist and inventor of nylon (d. 1937)
1898 – Ludwig Bemelmans, Italian-American author and illustrator (d. 1962)
1899 – Walter Lantz, American animator, producer, screenwriter, and actor (d. 1994)
1900 – August Koern, Estonian politician and diplomat, Estonian Minister of Foreign Affairs in exile (d. 1989)
1901–present
1902 – Tiemoko Garan Kouyaté, Malian educator and activist (d. 1942)
1904 – Cecil Day-Lewis, Anglo-Irish poet and author (d. 1972)
1904 – Nikos Zachariadis, Greek politician (d. 1973)
1905 – John Kuck, American javelin thrower and shot putter (d. 1986)
1906 – Yiorgos Theotokas, Greek author and playwright (d. 1966)
1910 – Chiang Ching-kuo, Chinese politician, 3rd President of the Republic of China (d. 1988)
1911 – Bruno Beger, German anthropologist and ethnologist (d. 2009)
1911 – Chris Berger, Dutch sprinter and footballer (d. 1965)
1912 – Jacques de Bourbon-Busset, French author and politician (d. 2001)
1912 – Zohra Sehgal, Indian actress, dancer, and choreographer (d. 2014)
1913 – Philip Abelson, American physicist and author (d. 2004)
1913 – Irving Adler, American mathematician, author, and academic (d. 2012)
1913 – Luz Long, German long jumper and soldier (d. 1943)
1916 – Robert Hugh McWilliams, Jr., American sergeant, lawyer, and judge (d. 2013)
1916 – Enos Slaughter, American baseball player and manager (d. 2002)
1917 – Roman Matsov, Estonian violinist, pianist, and conductor (d. 2001)
1918 – Sten Rudholm, Swedish lawyer and jurist (d. 2008)
1920 – Guido Cantelli, Italian conductor (d. 1956)
1920 – Mark Krasnosel'skii, Ukrainian mathematician and academic (d. 1997)
1920 – James Robert Mann, American colonel, lawyer, and politician (d. 2010)
1920 – Edwin Morgan, Scottish poet and translator (d. 2010)
1921 – Robert Dhéry, French actor, director, and screenwriter (d. 2004)
1922 – Jack Klugman, American actor (d. 2012)
1922 – Sheila Scott, English nurse and pilot (d. 1988)
1923 – Betty Mae Tiger Jumper, Seminole chief (d. 2011)
1924 – Vernon B. Romney, American lawyer and politician, 14th Attorney General of Utah (d. 2013)
1925 – Derek Chinnery, English broadcaster (d. 2015)
1926 – Tim LaHaye, American minister, activist, and author (d. 2016)
1926 – Basil A. Paterson, American lawyer and politician, 59th Secretary of State of New York (d. 2014)
1926 – Alan Reynolds, English painter and educator (d. 2014)
1927 – Coretta Scott King, African-American activist and author (d. 2006)
1927 – Joe Moakley, American soldier, lawyer, and politician (d. 2001)
1929 – Nina Ponomaryova, Russian discus thrower and coach (d. 2016)
1931 – Igor Oistrakh, Ukrainian violinist and educator (d. 2021)
1932 – Anouk Aimée, French actress
1932 – Pik Botha, South African lawyer, politician, and diplomat, 8th South African Ambassador to the United States (d. 2018)
1932 – Casey Kasem, American disc jockey, radio celebrity, and voice actor; co-created American Top 40 (d. 2014)
1932 – Chuck Knox, American football coach (d. 2018)
1932 – Derek Minter, English motorcycle racer (d. 2015)
1932 – Gian-Carlo Rota, Italian-American mathematician and philosopher (d. 1999)
1933 – Peter Imbert, Baron Imbert, English police officer and politician, Lord Lieutenant for Greater London (d. 2017)
1935 – Theodoros Angelopoulos, Greek director, producer, and screenwriter (d. 2012)
1935 – Ron Morris, American pole vaulter and coach
1936 – Geoffrey Shovelton, English singer and illustrator (d. 2016)
1937 – Sandy Dennis, American actress (d. 1992)
1937 – Robin Eames, Irish Anglican archbishop
1937 – Richard Perham, English biologist and academic (d. 2015)
1938 – Earl Anthony, American bowler and sportscaster (d. 2001)
1938 – Alain Caron, Canadian ice hockey player (d. 1986)
1939 – Judy Carne, English actress and comedian (d. 2015)
1939 – Stanisław Dziwisz, Polish cardinal
1941 – Fethullah Gülen, Turkish preacher and theologian
1941 – Dilip Kumar Chakrabarti, Indian archaeologist
1941 – Lee Roy Jordan, American football player
1942 – Ruth Glick, American author
1942 – Jim Keltner, American drummer
1943 – Helmut Marko, Austrian race car driver and manager
1944 – Michael Fish, English meteorologist and journalist
1944 – Cuba Gooding Sr., American singer (d. 2017)
1944 – Herb Pedersen, American singer-songwriter and guitarist
1945 – Martin Chivers, English footballer and manager
1945 – Jack Deverell, English general
1945 – Helen Hodgman, Scottish-Australian author
1945 – Terry Willesee, Australian journalist and television host
1945 – August Wilson, American author and playwright (d. 2005)
1946 – Franz Roth, German footballer
1947 – G. K. Butterfield, African-American soldier, lawyer, and politician
1947 – Nick Greiner, Hungarian-Australian politician, 37th Premier of New South Wales
1947 – Pete Ham, Welsh singer-songwriter and guitarist (d. 1975)
1947 – Keith Magnuson, Canadian ice hockey player and coach (d. 2003)
1947 – Ann Peebles, American soul singer-songwriter
1948 – Frank Abagnale Jr., American security consultant and criminal
1948 – Josef Hickersberger, Austrian footballer, coach, and manager
1948 – Kate Pierson, American singer-songwriter and bass player
1949 – Grant Chapman, Australian businessman and politician
1950 – Jaime Fresnedi, Filipino politician
1950 – Paul Lockyer, Australian journalist (d. 2011)
1951 – Ace Frehley, American guitarist and songwriter
1952 – Larry Elder, American lawyer and talk show host
1952 – George Gervin, American basketball player
1952 – Ari Vatanen, Finnish race car driver and politician
1953 – Arielle Dombasle, French-American actress and model
1954 – Frank Bainimarama, Fijian commander and politician, 8th Prime Minister of Fiji
1954 – Herman Edwards, American football player, coach, and sportscaster
1954 – Mark Holden, Australian singer, actor, and lawyer
1955 – Gudrun Berend, German hurdler (d. 2011)
1955 – Eric Schmidt, American engineer and businessman
1956 – Bryan Harvey, American singer-songwriter and guitarist (d. 2006)
1956 – Jeff Probyn, English rugby player, coach, and manager
1957 – Willie Upshaw, American baseball player and manager
1959 – Sheena Easton, Scottish-American singer-songwriter, actress, and producer
1959 – Marco Pirroni, English singer-songwriter, guitarist, and producer
1960 – Mike Krushelnyski, Canadian ice hockey player and coach
1961 – Andrew Schlafly, American lawyer and activist, founded Conservapedia
1962 – Ángel Comizzo, Argentinian footballer and manager
1962 – Seppo Räty, Finnish javelin thrower and coach
1962 – Im Sang-soo, South Korean director and screenwriter
1962 – Andrew Selous, English soldier and politician
1963 – Russell T Davies, Welsh screenwriter and producer
1965 – Anna Chancellor, English actress
1966 – Peter McIntyre, Australian cricketer
1966 – Yoshihiro Togashi, Japanese illustrator
1967 – Willem-Alexander, King of the Netherlands
1967 – Tommy Smith, Scottish saxophonist, composer, and educator
1967 – Erik Thomson, Scottish-New Zealand actor
1967 – Jason Whitlock, American football player and journalist
1968 – Dana Milbank, American journalist and author
1969 – Cory Booker, African-American lawyer and politician
1969 – Darcey Bussell, English ballerina
1971 – Olari Elts, Estonian conductor
1972 – Nigel Barker, English photographer and author
1972 – Almedin Civa, Bosnian footballer and coach
1973 – Duško Adamović, Serbian footballer
1973 – Sharlee D'Angelo, Swedish bass player and songwriter
1973 – Sébastien Lareau, Canadian tennis player
1974 – Frank Catalanotto, American baseball player
1974 – Richard Johnson, Australian footballer
1975 – Rabih Abdullah, American football player
1975 – Chris Carpenter, American baseball player and manager
1975 – Pedro Feliz, Dominican baseball player
1975 – Kazuyoshi Funaki, Japanese ski jumper
1976 – Isobel Campbell, Scottish singer-songwriter and cellist
1976 – Sally Hawkins, English actress
1976 – Walter Pandiani, Uruguayan footballer
1976 – Faisal Saif, Indian director, screenwriter, and critic
1979 – Will Boyd, American bass player
1979 – Natasha Chokljat, Australian netball player
1979 – Vladimir Kozlov, Ukrainian wrestler
1980 – Sybille Bammer, Austrian tennis player
1980 – Talitha Cummins, Australian journalist
1980 – Christian Lara, Ecuadorian footballer
1981 – Joey Gathright, American baseball player
1981 – Patrik Gerrbrand, Swedish footballer
1982 – François Parisien, Canadian cyclist
1982 – Alexander Widiker, German rugby player
1983 – Ari Graynor, American actress and producer
1983 – Martin Viiask, Estonian basketball player
1984 – Pierre-Marc Bouchard, Canadian ice hockey player
1984 – Daniel Holdsworth, Australian rugby league player
1984 – Patrick Stump, American musician, singer, and songwriter
1985 – José António de Miranda da Silva Júnior, Brazilian footballer
1985 – Meselech Melkamu, Ethiopian runner
1986 – Jenna Coleman, English actress
1986 – Hayley Mulheron, Scottish netball player
1986 – Dinara Safina, Russian tennis player
1987 – Taylor Chorney, American ice hockey player
1987 – Elliott Shriane, Australian speed skater
1987 – William Moseley, English actor
1987 – Wang Feifei, Chinese singer and actress
1988 – Joeri Dequevy, Belgian footballer
1988 – Lizzo, American singer and rapper
1988 – Kris Thackray, English footballer
1988 – Semyon Varlamov, Russian ice hockey player
1989 – Lars Bender, German footballer
1989 – Sven Bender, German footballer
1989 – Dmytro Kozban, Ukrainian footballer
1990 – Austin Dillon, American race car driver
1990 – Trude Raad, Norwegian deaf track and field athlete
1991 – Isaac Cuenca, Spanish footballer
1991 – Lara Gut, Swiss skier
1992 – Keenan Allen, American football player
1994 – Corey Seager, American baseball player
1995 – Nick Kyrgios, Australian tennis player
1997 – Josh Onomah, English footballer
Deaths
Pre-1600
630 – Ardashir III of Persia (b. 621)
1160 – Rudolf I, Count of Bregenz (b. 1081)
1272 – Zita, Italian saint (b. 1212)
1321 – Nicolò Albertini, Italian cardinal statesman (b. c. 1250)
1353 – Simeon of Moscow, Grand Prince of Moscow and Vladimir
1403 – Maria of Bosnia, Countess of Helfenstein (b. 1335)
1404 – Philip II, Duke of Burgundy (b. 1342)
1463 – Isidore of Kiev (b. 1385)
1521 – Ferdinand Magellan, Portuguese sailor and explorer (b. 1480)
1599 – Maeda Toshiie, Japanese general (b. 1538)
1601–1900
1605 – Pope Leo XI (b. 1535)
1607 – Edward Cromwell, 3rd Baron Cromwell, Governor of Lecale (b. 1560)
1613 – Robert Abercromby, Scottish priest and missionary (b. 1532)
1656 – Jan van Goyen, Dutch painter and illustrator (b. 1596)
1694 – John George IV, Elector of Saxony (b. 1668)
1695 – John Trenchard, English politician, Secretary of State for the Northern Department (b. 1640)
1702 – Jean Bart, French admiral (b. 1651)
1782 – William Talbot, 1st Earl Talbot, English politician, Lord Steward of the Household (b. 1710)
1813 – Zebulon Pike, American general and explorer (b. 1779)
1873 – William Macready, English actor and manager (b. 1793)
1882 – Ralph Waldo Emerson, American poet and philosopher (b. 1803)
1893 – John Ballance, Irish-born New Zealand journalist and politician, 14th Prime Minister of New Zealand (b. 1839)
1896 – Henry Parkes, English-Australian businessman and politician, 7th Premier of New South Wales (b. 1815)
1901–present
1915 – John Labatt, Canadian businessman (b. 1838)
1915 – Alexander Scriabin, Russian pianist and composer (b. 1872)
1932 – Hart Crane, American poet (b. 1899)
1936 – Karl Pearson, English mathematician and academic (b. 1857)
1937 – Antonio Gramsci, Italian sociologist, linguist, and politician (b. 1891)
1938 – Edmund Husserl, Czech mathematician and philosopher (b. 1859)
1949 – Benjamin Faunce, American druggist and businessman (b. 1873)
1952 – Guido Castelnuovo, Italian mathematician and statistician (b. 1865)
1961 – Roy Del Ruth, American director, producer, and screenwriter (b. 1893)
1962 – A. K. Fazlul Huq, Bangladeshi-Pakistani lawyer and politician, Pakistani Minister of the Interior (b. 1873)
1965 – Edward R. Murrow, American journalist (b. 1908)
1967 – William Douglas Cook, New Zealand farmer, founded the Eastwoodhill Arboretum (b. 1884)
1969 – René Barrientos, Bolivian soldier, pilot, and politician, 55th President of Bolivia (b. 1919)
1970 – Arthur Shields, Irish rebel and actor (b. 1896)
1972 – Kwame Nkrumah, Ghanaian politician, 1st President of Ghana (b. 1909)
1973 – Carlos Menditeguy, Argentinian race car driver and polo player (b. 1914)
1977 – Stanley Adams, American actor and screenwriter (b. 1915)
1988 – Fred Bear, American hunter and author (b. 1902)
1989 – Konosuke Matsushita, Japanese businessman, founded Panasonic (b. 1894)
1992 – Olivier Messiaen, French organist and composer (b. 1908)
1992 – Gerard K. O'Neill, American physicist and astronomer (b. 1927)
1995 – Katherine DeMille, Canadian-American actress (b. 1911)
1995 – Willem Frederik Hermans, Dutch author, poet, and playwright (b. 1921)
1996 – William Colby, American diplomat, 10th Director of Central Intelligence (b. 1920)
1996 – Gilles Grangier, French director and screenwriter (b. 1911)
1998 – John Bassett, Canadian journalist and politician (b. 1915)
1998 – Carlos Castaneda, Peruvian-American anthropologist and author (b. 1925)
1998 – Anne Desclos, French journalist and author (b. 1907)
1998 – Browning Ross, American runner and soldier (b. 1924)
1999 – Al Hirt, American trumpet player and bandleader (b. 1922)
1999 – Dale C. Thomson, Canadian historian, author, and academic (b. 1923)
1999 – Cyril Washbrook, English cricketer (b. 1914)
2002 – George Alec Effinger, American author (b. 1947)
2002 – Ruth Handler, American inventor and businesswoman, created the Barbie doll (b. 1916)
2005 – Red Horner, Canadian ice hockey player (b. 1909)
2006 – Julia Thorne, American author (b. 1944)
2007 – Mstislav Rostropovich, Russian cellist and conductor (b. 1927)
2009 – Frankie Manning, American dancer and choreographer (b. 1914)
2009 – Woo Seung-yeon, South Korean model and actress (b. 1983)
2009 – Feroz Khan (actor), Indian Actor, Film Director & Producer (b. 1939)
2011 – Marian Mercer, American actress and singer (b. 1935)
2012 – Daniel E. Boatwright, American soldier and politician (b. 1930)
2012 – Bill Skowron, American baseball player (b. 1930)
2013 – Aída Bortnik, Argentinian screenwriter (b. 1938)
2013 – Lorraine Copeland, Scottish archaeologist (b. 1921)
2013 – Antonio Díaz Jurado, Spanish footballer (b. 1969)
2013 – Jérôme Louis Heldring, Dutch journalist and author (b. 1917)
2013 – Aloysius Jin Luxian, Chinese bishop (b. 1916)
2013 – Mutula Kilonzo, Kenyan lawyer and politician, Kenyan Minister of Justice (b. 1948)
2014 – Yigal Arnon, Israeli lawyer (b. 1929)
2014 – Vujadin Boškov, Serbian footballer, coach, and manager (b. 1931)
2014 – Daniel Colchico, American football player and coach (b. 1935)
2014 – Harry Firth, Australian race car driver and manager (b. 1918)
2015 – Gene Fullmer, American boxer (b. 1931)
2015 – Verne Gagne, American football player, wrestler, and trainer (b. 1926)
2015 – Alexander Rich, American biologist, biophysicist, and academic (b. 1924)
2017 – Vinod Khanna, Indian actor, producer and politician (b. 1946)
2017 – Sadanoyama Shinmatsu, Japanese sumo wrestler (b. 1938)
2021 – Manoj Das, Indian writer (b. 1934)
2022 – Liao Guoxun, Chinese politician (b. 1963)
2023 – Jerry Springer, American politician and actor (b. 1944)
Holidays and observances
Christian feast days:
Anthimus of Nicomedia
Assicus
Floribert of Liège
John of Constantinople
Liberalis of Treviso
Pollio
Virgin of Montserrat
Zita
Origen Adamantius
April 27 (Eastern Orthodox liturgics)
Day of Russian Parliamentarism (Russia)
Day of the Uprising Against the Occupying Forces (Slovenia)
Flag Day (Moldova)
Freedom Day (South Africa)
Independence Day, celebrates the independence of Sierra Leone from United Kingdom in 1961.
Independence Day, celebrates the independence of Togo from France in 1960.
King's Day (Netherlands, Aruba, Curaçao, Sint Maarten) (celebrated on April 26 if April 27 falls on a Sunday)
National Veterans' Day (Finland)
References
External links
BBC: On This Day
Historical Events on April 27
Days of the year
April |
2328 | https://en.wikipedia.org/wiki/Ayahuasca | Ayahuasca | Ayahuasca is a South American psychoactive brew, traditionally used by Indigenous cultures and folk healers in Amazon and Orinoco basins for spiritual ceremonies, divination, and healing a variety of psychosomatic complaints. Originally restricted to areas of Peru, Brazil, Colombia and Ecuador, in the middle of 20th century it became widespread in Brazil in context of appearance of syncretic religions that uses ayahuasca as a sacrament, like Santo Daime, União do Vegetal and Barquinha, which blend elements of Amazonian Shamanism, Christianity, Kardecist Spiritism, and African-Brazilian religions such as Umbanda, Candomblé and Tambor de Mina, later expanding to several countries across all continents, notably the United States and Western Europe, and, more incipiently, in Eastern Europe, South Africa, Australia, and Japan.
More recently, new phenomena regarding ayahuasca use have evolved and moved to urban centers in North America and Europe, with the emergence of neoshamanic hybrid rituals and spiritual and recreational drug tourism. Also, anecdotal evidence, studies conducted among ayahuasca consumers and clinical trials suggest that ayahuasca has broad therapeutic potential, especially for the treatment of substance dependence, anxiety, and mood disorders. Thus, currently, despite continuing to be used in a traditional way, ayahuasca is also consumed recreationally worldwide, as well as used in modern medicine.
Ayahuasca is commonly made by the prolonged decoction of the stems of the Banisteriopsis caapi vine and the leaves of the Psychotria viridis shrub, although hundreds of species are used in addition or substitution (See "Preparation" below). P. viridis contains N,N-Dimethyltryptamine (DMT), a highly psychedelic substance, although orally inactive, and B. caapi is rich on harmala alkaloids, such as harmine, harmaline and tetrahydroharmine (THH), which can act as a monoamine oxidase inhibitor (MAOi), halting liver and gastrointestinal metabolism of DMT, allowing it to reach the systemic circulation and the brain, where it activates 5-HT1A/2A/2C receptors in frontal and paralimbic areas.
Etymology
Ayahuasca is the hispanicized (traditional) spelling of a word in the Quechuan languages, which are spoken in the Andean states of Ecuador, Bolivia, Peru, and Colombia—speakers of Quechuan languages who use the modern Alvarado orthography spell it ayawaska. This word refers both to the liana Banisteriopsis caapi, and to the brew prepared from it. In the Quechua languages, aya means "spirit, soul", or "corpse, dead body", and waska means "rope" or "woody vine", "liana". The word ayahuasca has been variously translated as "liana of the soul", "liana of the dead", and "spirit liana". In the cosmovision of its users, the ayahuasca is the vine that allows the spirit to wander detached from the body, entering the spiritual world, otherwise forbidden for the alive. In Brazil it is sometimes called hoasca or oasca.
Although ayahuasca is the most widely used terminology in Peru, Bolivia, Ecuador and Brazil, the brew is known by many names throughout Northern South America:
yagé (or yajé, from the Cofán language or iagê in Portuguese). Relatively spread use in Andean and Amazonian regions throughout the borders of Colombia, Peru, Ecuador and Brazil. Cofán people also uses oofa
caapi (or kahpi/gahpi in Tupi–Guarani language or kaapi in proto-Arawak language), used to address both the brew and the B. caapi itself. Meaning "weed" or "thin leaf", was the word utilized by Spruce for naming the liana
pinde (or pindê/pilde), used by the Colorado people
patem (or nátema), from the Chicham languages
shori, mii (or miiyagi) and uni, from the Yaminawa language
nishi cobin, from the Shipibo language
nixi pae, shuri, ondi, rambi and rame, from the Kashinawa language
kaji, kadana and kadanapira, used by Tucano people
kamarampi (or kamalampi) and hananeroca, from the Arawakan languages
bakko, from Bora-Muiname language
jono pase, useb by Ese'Ejja people
uipa, from Guahibo language
napa (or nepe/nepi), used by Tsáchila people
Biaxije, from Camsá language
Cipó ("liana") or Vegetal, in Portuguese language, used by União do Vegetal church members
Daime or Santo Daime, meaning "give me" in Portuguese, the term was coined by Santo Daime's founder Mestre Irineu in the 1940s, from a prayer dai-me alegria, dai-me resistência ("give-me happyness, give me strength"). Daime members also uses the words Luz ("light") or Santa Luz ("holy light")
Some nomenclature are created by the cultural and symbolic signification of ayahuasca, with names like planta professora ("plant teacher"), professor dos professores ("teacher of the teachers"), sagrada medicina ("holy medicine") or la purga ("the purge").
In the last decades, two new important terminologies emerged. Both are commonly used in the Western world in neoshamanic, recreative or pharmaceutical contexts to address ayahuasca-like substances created without the traditional botanical species, due to it being expensive and/or hard to find in these countries. These concepts are surrounded by some controversies involving patents, commodification and biopiracy:
Anahuasca (ayahuasca analogues). A term usually used to refers the ayahuasca produced with different plant species as sources of DMT (like Mimosa hostilis) or β-carbolines (like Peganum harmala).
Pharmahuasca (pharmaceutical ayahuasca). Indicate the pills produced with freebase DMT, synthetic harmaline, MAOi medications (such as moclobemide) and other isolated/purified compounds or extracts
History
Evidence of Banisteriopsis caapi use in South America dates back at least 1,000 years, as demonstrated by a bundle containing the residue of the beta-carboline harmine and various other preserved psychoactive alkaloids such as bufotenin and cocaine in a cave in southwestern Bolivia, discovered in 2010.
In the 16th century, Christian missionaries from Spain first encountered Indigenous people in the western Amazonian basin of South America using ayahuasca; their earliest reports described it as "the work of the devil". In 1905, the active chemical constituent of B. caapi was named telepathine, but in 1927, it was found to be identical to a chemical already isolated from Peganum harmala and was given the name harmine. Beat writer William S. Burroughs read a paper by Richard Evans Schultes on the subject and while traveling through South America in the early 1950s sought out ayahuasca in the hopes that it could relieve or cure opiate addiction (see The Yage Letters). Ayahuasca became more widely known when the McKenna brothers published their experience in the Amazon in True Hallucinations. Dennis McKenna later studied pharmacology, botany, and chemistry of ayahuasca and oo-koo-he, which became the subject of his master's thesis.
Richard Evans Schultes allowed Claudio Naranjo to make a special journey by canoe up the Amazon River to study ayahuasca with the South American Indians. He brought back samples of the beverage and published the first scientific description of the effects of its active alkaloids.
In Brazil, a number of modern religious movements based on the use of ayahuasca have emerged, the most famous being Santo Daime, Barquinha and the União do Vegetal (or UDV), usually in an animistic context that may be shamanistic or, more often (as with Santo Daime and the UDV), integrated with Christianity. Both Santo Daime and União do Vegetal now have members and churches throughout the world. Similarly, the US and Europe have started to see new religious groups develop in relation to increased ayahuasca use. Some Westerners have teamed up with shamans in the Amazon forest regions, forming ayahuasca healing retreats that claim to be able to cure mental and physical illness and allow communication with the spirit world.
In recent years, the brew has been popularized by Wade Davis (One River), English novelist Martin Goodman in I Was Carlos Castaneda, Chilean novelist Isabel Allende, writer Kira Salak, author Jeremy Narby (The Cosmic Serpent), author Jay Griffiths (Wild: An Elemental Journey), American novelist Steven Peck, radio personality Robin Quivers,, writer Paul Theroux (Figures in a Landscape: People and Places) and NFL quarterback Aaron Rodgers.
Preparation
Sections of Banisteriopsis caapi vine are macerated and boiled alone or with leaves from any of a number of other plants, including Psychotria viridis (chacruna), Diplopterys cabrerana (also known as chaliponga and chacropanga), and Mimosa tenuiflora, among other ingredients which can vary greatly from one shaman to the next. The resulting brew may contain the powerful psychedelic drug DMT and MAO inhibiting harmala alkaloids, which are necessary to make the DMT orally active. The traditional making of ayahuasca follows a ritual process that requires the user to pick the lower Chacruna leaf at sunrise, then say a prayer. The vine must be "cleaned meticulously with wooden spoons" and pounded "with wooden mallets until it's fibre."
Brews can also be made with plants that do not contain DMT, Psychotria viridis being replaced by plants such as Justicia pectoralis, Brugmansia, or sacred tobacco, also known as mapacho (Nicotiana rustica), or sometimes left out with no replacement. This brew varies radically from one batch to the next, both in potency and psychoactive effect, based mainly on the skill of the shaman or brewer, as well as other admixtures sometimes added and the intent of the ceremony. Natural variations in plant alkaloid content and profiles also affect the final concentration of alkaloids in the brew, and the physical act of cooking may also serve to modify the alkaloid profile of harmala alkaloids.
The actual preparation of the brew takes several hours, often taking place over the course of more than one day. After adding the plant material, each separately at this stage, to a large pot of water, it is boiled until the water is reduced by half in volume. The individual brews are then added together and brewed until reduced significantly. This combined brew is what is taken by participants in ayahuasca ceremonies.
Traditional use
The uses of ayahuasca in traditional societies in South America vary greatly. Some cultures do use it for shamanic purposes, but in other cases, it is consumed socially among friends, in order to learn more about the natural environment, and even in order to visit friends and family who are far away.
Nonetheless, people who work with ayahuasca in non-traditional contexts often align themselves with the philosophies and cosmologies associated with ayahuasca shamanism, as practiced among Indigenous peoples like the Urarina of the Peruvian Amazon. Dietary taboos are often associated with the use of ayahuasca, although these seem to be specific to the culture around Iquitos, Peru, a major center of ayahuasca tourism.
In the rainforest, these taboos tend towards the purification of one's self—abstaining from spicy and heavily seasoned foods, excess fat, salt, caffeine, acidic foods (such as citrus) and sex before, after, or during a ceremony. A diet low in foods containing tyramine has been recommended, as the speculative interaction of tyramine and MAOIs could lead to a hypertensive crisis; however, evidence indicates that harmala alkaloids act only on MAO-A, in a reversible way similar to moclobemide (an antidepressant that does not require dietary restrictions). Dietary restrictions are not used by the highly urban Brazilian ayahuasca church União do Vegetal, suggesting the risk is much lower than perceived and probably non-existent.
Ceremony and the role of shamans
Shamans, curanderos and experienced users of ayahuasca advise against consuming ayahuasca when not in the presence of one or several well-trained shamans.
In some areas, there are purported brujos (Spanish for "witches") who masquerade as real shamans and who entice tourists to drink ayahuasca in their presence. Shamans believe one of the purposes for this is to steal one's energy and/or power, of which they believe every person has a limited stockpile.
The shamans lead the ceremonial consumption of the ayahuasca beverage, in a rite that typically takes place over the entire night. During the ceremony, the effect of the drink lasts for hours. Prior to the ceremony, participants are instructed to abstain from spicy foods, red meat and sex. The ceremony is usually accompanied with purging which include vomiting and diarrhea, which is believed to release built-up emotions and negative energy.
Traditional brew
Traditional ayahuasca brews are usually made with Banisteriopsis caapi as an MAOI, while dimethyltryptamine sources and other admixtures vary from region to region. There are several varieties of caapi, often known as different "colors", with varying effects, potencies, and uses.
DMT admixtures:
Psychotria viridis (Chacruna) – leaves
Diplopterys cabrerana (Chaliponga, Chagropanga, Banisteriopsis rusbyana) – leaves
Psychotria carthagenensis (Amyruca) – leaves
Mimosa tenuiflora (M. hostilis) - root bark
Other common admixtures:
Justicia pectoralis
Brugmansia sp. (Toé)
Opuntia sp.
Epiphyllum sp.
Cyperus sp.
Nicotiana rustica (Mapacho, variety of tobacco)
Ilex guayusa, a relative of yerba mate
Lygodium venustum, (Tchai del monte)
Phrygilanthus eugenioides and Clusia sp (both called Miya)
Lomariopsis japurensis (Shoka)
Common admixtures with their associated ceremonial values and spirits:
Ayahuma bark: Cannon Ball tree. Provides protection and is used in healing susto (soul loss from spiritual fright or trauma).
Capirona bark: Provides cleansing, balance and protection. It is noted for its smooth bark, white flowers, and hard wood.
Chullachaki caspi bark (Brysonima christianeae): Provides cleansing to the physical body. Used to transcend physical body ailments.
Lopuna blanca bark: Provides protection.
Punga amarilla bark: Yellow Punga. Provides protection. Used to pull or draw out negative spirits or energies.
Remo caspi bark: Oar Tree. Used to move dense or dark energies.
Wyra (huaira) caspi bark (Cedrelinga catanaeformis): Air Tree. Used to create purging, transcend gastro/intestinal ailments, calm the mind, and bring tranquility.
Shiwawaku bark: Brings purple medicine to the ceremony.
Uchu sanango: Head of the sanango plants.
Huacapurana: Giant tree of the Amazon with very hard bark.
Bobinsana: Mermaid Spirit. Provides major heart chakra opening, healing of emotions and relationships.
Non-traditional usage
In the late 20th century, the practice of ayahuasca drinking began spreading to Europe, North America and elsewhere. The first ayahuasca churches, affiliated with the Brazilian Santo Daime, were established in the Netherlands. A legal case was filed against two of the Church's leaders, Hans Bogers (one of the original founders of the Dutch Santo Daime community) and Geraldine Fijneman (the head of the Amsterdam Santo Daime community). Bogers and Fijneman were charged with distributing a controlled substance (DMT); however, the prosecution was unable to prove that the use of ayahuasca by members of the Santo Daime constituted a sufficient threat to public health and order such that it warranted denying their rights to religious freedom under ECHR Article 9. The 2001 verdict of the Amsterdam district court is an important precedent. Since then groups that are not affiliated to the Santo Daime have used ayahuasca, and a number of different "styles" have been developed, including non-religious approaches.
Ayahuasca analogs
In modern Europe and North America, ayahuasca analogs are often prepared using non-traditional plants which contain the same alkaloids. For example, seeds of the Syrian rue plant can be used as a substitute for the ayahuasca vine, and the DMT-rich Mimosa hostilis is used in place of chacruna. Australia has several indigenous plants which are popular among modern ayahuasqueros there, such as various DMT-rich species of Acacia.
The name "ayahuasca" specifically refers to a botanical decoction that contains Banisteriopsis caapi. A synthetic version, known as pharmahuasca, is a combination of an appropriate MAOI and typically DMT. In this usage, the DMT is generally considered the main psychoactive active ingredient, while the MAOI merely preserves the psychoactivity of orally ingested DMT, which would otherwise be destroyed in the gut before it could be absorbed in the body. In contrast, traditionally among Amazonian tribes, the B. Caapi vine is considered to be the "spirit" of ayahuasca, the gatekeeper, and guide to the otherworldly realms.
Brews similar to ayahuasca may be prepared using several plants not traditionally used in South America:
DMT admixtures:
Acacia maidenii (Maiden's wattle) – bark *not all plants are "active strains", meaning some plants will have very little DMT and others larger amounts
Acacia phlebophylla, and other Acacias, most commonly employed in Australia – bark
Anadenanthera peregrina, A. colubrina, A. excelsa, A. macrocarpa
Desmanthus illinoensis (Illinois bundleflower) – root bark is mixed with a native source of beta-Carbolines (e.g., passion flower in North America) to produce a hallucinogenic drink called prairiehuasca.
MAOI admixtures:
Harmal (Peganum harmala, Syrian rue) – seeds
Passion flower
synthetic MAOIs, especially RIMAs (due to the dangers presented by irreversible MAOIs)
Effects
Adverse effects
Vomiting can follow ayahuasca ingestion and may harm people with conditions such as esophagus fissure, gastric ulcer, early pregnancy and similar. Vomiting is considered by many shamans and experienced users of ayahuasca to be a purging and an essential part of the experience, representing the release of negative energy and emotions built up over the course of one's life. Others report purging in the form of diarrhea and hot/cold flashes.
The ingestion of ayahuasca can also cause significant but temporary emotional and psychological distress. People that take ayahuasca with an active history of psychiatric disorders such as schizophrenia, psychosis, personality disorders, or bipolar disorder, among others, are at high risk of having persisting effects after the session. Excessive use could possibly lead to serotonin syndrome (although serotonin syndrome has never been specifically caused by ayahuasca except in conjunction with certain anti-depressants like SSRIs). Depending on dosage, the temporary non-entheogenic effects of ayahuasca can include tremors, nausea, vomiting, diarrhea, autonomic instability, hyperthermia, sweating, motor function impairment, sedation, relaxation, vertigo, dizziness, and muscle spasms which are primarily caused by the harmala alkaloids in ayahuasca. Long-term negative effects are not known.
A few deaths linked to participation in the consumption of ayahuasca have been reported. Some of the deaths may have been due to unscreened preexisting cardiovascular conditions, interaction with drugs, such as antidepressants, recreational drugs, caffeine (due to the CYP1A2 inhibition of the harmala alkaloids), nicotine (from drinking tobacco tea for purging/cleansing), or from improper/irresponsible use due to behavioral risks or possible drug to drug interactions.
Psychological effects
People who have consumed ayahuasca report having mystical experiences and spiritual revelations regarding their purpose on earth, the true nature of the universe, and deep insight into how to be the best person they possibly can. Many people also report therapeutic effects, especially around depression and personal traumas.
This is viewed by many as a spiritual awakening and what is often described as a near-death experience or rebirth. It is often reported that individuals feel they gain access to higher spiritual dimensions and make contact with various spiritual or extra-dimensional beings who can act as guides or healers.
The experiences that people have while under the influence of ayahuasca are also culturally influenced. Westerners typically describe experiences with psychological terms like "ego death" and understand the hallucinations as repressed memories or metaphors of mental states. However, at least in Iquitos, Peru (a center of ayahuasca ceremonies), those from the area describe the experiences more in terms of the actions in the body and understand the visions as reflections of their environment, sometimes including the person who they believe caused their illness, as well as interactions with spirits.
Recently, ayahuasca has been found to interact specifically with the visual cortex of the brain. In one study, de Araujo et al. measured the activity in the visual cortex when they showed participants photographs. Then, they measured the activity when the individuals closed their eyes. In the control group, the cortex was activated when looking at the photos, and less active when the participant closed his eyes; however, under the influence of ayahuasca and DMT, even with closed eyes, the cortex was just as active as when looking at the photographs. This study suggests that ayahuasca activates a complicated network of vision and memory which heightens the internal reality of the participants.
It is claimed that people may experience profound positive life changes subsequent to consuming ayahuasca, by author Don Jose Campos and others.
Potential therapeutic effects
There are potential antidepressant and anxiolytic effects of ayahuasca.
For example, in 2018 it was reported that a single dose of ayahuasca significantly reduced symptoms of treatment-resistant depression in a small placebo-controlled trial. More specifically, statistically significant reductions of up to 82% in depressive scores were observed between baseline and 1, 7 and 21 days after ayahuasca administration, as measured on the Hamilton Rating Scale for Depression (HAM-D), the Montgomery-Åsberg Depression Rating Scale (MADRS), and the Anxious-Depression subscale of the Brief Psychiatric Rating Scale (BPRS). Other placebo-controlled research has provided evidence that ayahuasca can help improve self-perceptions in those with social anxiety disorder.
Ayahuasca has also been studied for the treatment of addictions and shown to be effective, with lower Addiction Severity Index scores seen in users of ayahuasca compared to controls. Ayahuasca users have also been seen to consume less alcohol.
Chemistry and pharmacology
Harmala alkaloids are MAO-inhibiting beta-carbolines. The three most studied harmala alkaloids in the B. caapi vine are harmine, harmaline and tetrahydroharmine. Harmine and harmaline are selective and reversible inhibitors of monoamine oxidase A (MAO-A), while tetrahydroharmine is a weak serotonin reuptake inhibitor (SRI).
Individual polymorphisms of the cytochrome P450-2D6 enzyme affect the ability of individuals to metabolize harmine.
Legal status
Internationally, DMT is a Schedule I drug under the Convention on Psychotropic Substances. The Commentary on the Convention on Psychotropic Substances notes, however, that the plants containing it are not subject to international control:
A fax from the Secretary of the International Narcotics Control Board (INCB) to the Netherlands Ministry of Public Health sent in 2001 goes on to state that "Consequently, preparations (e.g. decoctions) made of these plants, including ayahuasca, are not under international control and, therefore, not subject to any of the articles of the 1971 Convention."
Despite the INCB's 2001 affirmation that ayahuasca is not subject to drug control by international convention, in its 2010 Annual Report the Board recommended that governments consider controlling (i.e. criminalizing) ayahuasca at the national level. This recommendation by the INCB has been criticized as an attempt by the Board to overstep its legitimate mandate and as establishing a reason for governments to violate the human rights (i.e., religious freedom) of ceremonial ayahuasca drinkers.
Under American federal law, DMT is a Schedule I drug that is illegal to possess or consume; however, certain religious groups have been legally permitted to consume ayahuasca. A court case allowing the União do Vegetal to import and use the tea for religious purposes in the United States, Gonzales v. O Centro Espírita Beneficente União do Vegetal, was heard by the U.S. Supreme Court on November 1, 2005; the decision, released February 21, 2006, allows the UDV to use the tea in its ceremonies pursuant to the Religious Freedom Restoration Act. In a similar case an Ashland, Oregon-based Santo Daime church sued for their right to import and consume ayahuasca tea. In March 2009, U.S. District Court Judge Panner ruled in favor of the Santo Daime, acknowledging its protection from prosecution under the Religious Freedom Restoration Act.
In 2017 the Santo Daime Church Céu do Montréal in Canada received religious exemption to use ayahuasca as a sacrament in their rituals.
Religious use in Brazil was legalized after two official inquiries into the tea in the mid-1980s, which concluded that ayahuasca is not a recreational drug and has valid spiritual uses.
In France, Santo Daime won a court case allowing them to use the tea in early 2005; however, they were not allowed an exception for religious purposes, but rather for the simple reason that they did not perform chemical extractions to end up with pure DMT and harmala and the plants used were not scheduled. Four months after the court victory, the common ingredients of ayahuasca as well as harmala were declared stupéfiants, or narcotic schedule I substances, making the tea and its ingredients illegal to use or possess.
In June 2019, Oakland, California, decriminalized natural entheogens. The City Council passed the resolution in a unanimous vote, ending the investigation and imposition of criminal penalties for use and possession of entheogens derived from plants or fungi. The resolution states: "Practices with Entheogenic Plants have long existed and have been considered to be sacred to human cultures and human interrelationships with nature for thousands of years, and continue to be enhanced and improved to this day by religious and spiritual leaders, practicing professionals, mentors, and healers throughout the world, many of whom have been forced underground."
In January 2020, Santa Cruz, California, and in September 2020, Ann Arbor, Michigan, decriminalized natural entheogens.
Intellectual property issues
Ayahuasca has stirred debate regarding intellectual property protection of traditional knowledge. In 1986 the US Patent and Trademarks Office (PTO) allowed the granting of a patent on the ayahuasca vine B. caapi. It allowed this patent based on the assumption that ayahuasca's properties had not been previously described in writing. Several public interest groups, including the Coordinating Body of Indigenous Organizations of the Amazon Basin (COICA) and the Coalition for Amazonian Peoples and Their Environment (Amazon Coalition) objected. In 1999 they brought a legal challenge to this patent which had granted a private US citizen "ownership" of the knowledge of a plant that is well-known and sacred to many Indigenous peoples of the Amazon, and used by them in religious and healing ceremonies.
Later that year the PTO issued a decision rejecting the patent, on the basis that the petitioners' arguments that the plant was not "distinctive or novel" were valid; however, the decision did not acknowledge the argument that the plant's religious or cultural values prohibited a patent. In 2001, after an appeal by the patent holder, the US Patent Office reinstated the patent, albeit to only a specific plant and its asexually reproduced offspring. The law at the time did not allow a third party such as COICA to participate in that part of the reexamination process. The patent, held by US entrepreneur Loren Miller, expired in 2003.
See also
Changa
Icaro
Kambo (drug)
Ibogaine
Yachay
Notes
Explanatory notes
Citations
Further reading
Burroughs, William S. and Allen Ginsberg. The Yage Letters. San Francisco: City Lights, 1963.
Langdon, E. Jean Matteson & Gerhard Baer, eds. Portals of Power: Shamanism in South America. Albuquerque: University of New Mexico Press, 1992.
Shannon, Benny. The Antipodes of the Mind: Charting the Phenomenology of the Ayahuasca Experience. Oxford: Oxford University Press, 2002.
Taussig, Michael. Shamanism, Colonialism, and the Wild Man: A Study in Terror and Healing. Chicago: University of Chicago Press, 1986.
External links
Entheogens
Herbal and fungal hallucinogens
Indigenous culture of the Amazon
Mixed drinks
Polysubstance drinks |
2338 | https://en.wikipedia.org/wiki/Rise%20and%20Fall%20of%20the%20City%20of%20Mahagonny | Rise and Fall of the City of Mahagonny | Rise and Fall of the City of Mahagonny () is a political-satirical opera composed by Kurt Weill to a German libretto by Bertolt Brecht. It was first performed on 9 March 1930 at the in Leipzig.
Some interpreters have viewed the play as a critique of American society. Others have perceived it as a critique of the chaotic and immoral Weimar Republic, particularly Berlin of the 1920s with its rampant prostitution, unstable government, political corruption, and economic crises.
Composition history
Weill was asked by the 1927 Baden-Baden music festival committee to write a one-act chamber opera for the festival. He ended up writing Mahagonny-Songspiel, sometimes known as Das kleine Mahagonny, a concert work commissioned for voices and a small orchestra. The work was written in May 1927, and performed in June. It consisted of eleven numbers, including "Alabama Song" and "Benares Song".
Weill then continued to rework the material into a full opera while Brecht worked on the libretto. The opera had its premiere in Leipzig on 9 March 1930 and played in Berlin in December of the following year. The opera was banned by the Nazis in 1933 and did not have a significant production until the 1960s.
Weill's score uses a number of styles, including rag-time, jazz and formal counterpoint. The "Alabama Song" has been interpreted by a range of artists, notably Ute Lemper, The Doors and David Bowie.
Language
The lyrics for the "Alabama Song" and another song, the "Benares Song", are in English (albeit specifically idiosyncratic English) and are performed in that language even when the opera is performed in its original (German) language.
A few lines of the briefly interpolated song, "Asleep in the Deep" (1897), lyrics by Arthur J. Lamb, music by H. W. Petrie, referred to in the opera by its opening words, "Stürmisch die Nacht " or "Stormy the Deep", are sung in the German version of the song, composed on verses of Martell, under the title "Des Seemanns Los" (The Sailor's Fate), when the opera is sung in the original German.
Although the name of the city itself sounds like the English word mahogany and its German-language equivalent, Mahagoni, the character Leokadja Begbick states that it means "City of Nets" while Brecht stated that it was a made-up word.
Performance history
The opera has played in opera houses around the world. Never achieving the popularity of Weill and Brecht's The Threepenny Opera, Mahagonny is still considered a work of stature with a haunting score. Herbert Lindenberger in his book Opera in History, for example, views Mahagonny alongside Schoenberg's Moses und Aron as indicative of the two poles of modernist opera.
Following the Leipzig premiere, the opera was presented in Berlin in December 1931 at the Theater am Schiffbauerdamm conducted by Alexander von Zemlinsky with Lotte Lenya as Jenny, Trude Hesterberg as Begbick, and Harald Paulsen as Jimmy. Another production was presented in January 1934 in Copenhagen at the Det ny Teater. Other productions within Europe waited until the end of the Second World War, some notable ones being in January 1963 in London at Sadler's Wells Opera conducted by Colin Davis and in Berlin in September 1977 by the Komische Oper.
It was not presented in the United States until 1970, when a short-lived April production at the Phyllis Anderson Theatre off Broadway starred Barbara Harris as Jenny, Frank Porretta as Jimmy, and Estelle Parsons as Begbick. It was then presented in Boston in 1973 under the direction of Sarah Caldwell.
The first university production in the US was in 1973 at UC Berkeley, directed by Jean-Bernard Bucky and Michael Senturia.
A full version was presented at the Yale Repertory Theatre in New Haven, Connecticut, in 1974, with Gilbert Price as Jimmy and Stephanie Cotsirilos as Jenny. Kurt Kasznar played Moses. The libretto was performed in an original translation by Michael Feingold; the production was directed by Alvin Epstein. In October 1978, Yale presented a "chamber version" adapted and directed by Keith Hack, with John Glover as Jimmy and June Gable as Begbick. Mark Linn-Baker played Fatty; Michael Gross was Trinity Moses. In November 1979, Mahagonny debuted at the Metropolitan Opera in a John Dexter production conducted by James Levine. The cast included Teresa Stratas as Jenny, Astrid Varnay as Begbick, Richard Cassilly as Jimmy, Cornell MacNeil as Moses, Ragnar Ulfung as Fatty and Paul Plishka as Joe. The production was televised in 1979 and was released on DVD in 2010. This production was streamed through the Met Opera on Demand platform on December 12, 2020 and July 3-4, 2021.
The Los Angeles Opera presented the opera in September 1989 under conductor Kent Nagano and with a Jonathan Miller production. Other notable productions in Europe from the 1980s included the March 1986 presentation by the Scottish Opera in Glasgow; a June 1990 production in Florence by the Maggio Musicale Fiorentino. In October 1995 and 1997, the Paris Opera staged by Graham Vick, under the baton of Jeffrey Tate starring Marie McLaughlin as Jenny, Felicity Palmer (1995) and Kathryn Harries (1997) as Begbick, and Kim Begley (1995)/Peter Straka (1997) as Jimmy.
The July 1998 Salzburg Festival production featured Catherine Malfitano as Jenny, Gwyneth Jones as Begbick, and Jerry Hadley as Jimmy. The Vienna State Opera added it to its repertoire in January 2012 in a production by Jérôme Deschamps conducted by Ingo Metzmacher starring Christopher Ventris as Jimmy and Angelika Kirchschlager as Jenny, notably casting young mezzo-soprano Elisabeth Kulman as Begbick, breaking the tradition of having a veteran soprano (like Varnay or Jones) or musical theater singer (like Patti LuPone) perform the role.
Productions within the US have included those in November 1998 by the Lyric Opera of Chicago directed by David Alden. Catherine Malfitano repeated her role as Jenny, while Felicity Palmer sang Begbick, and Kim Begley sang the role of Jimmy. The Los Angeles Opera's February 2007 production directed by John Doyle and conducted by James Conlon included Audra McDonald as Jenny, Patti LuPone as Begbick, and Anthony Dean Griffey as Jimmy. This production was recorded on DVD, and subsequently won the 2009 Grammy Awards for "Best Classical Album" and "Best Opera Recording."
In 2014 it was performed using an alternate libretto as a "wrestling opera" at the Oakland Metro by the performers of Hoodslam.
A major new production had its world premiere in July 2019 at the Aix-en-Provence Festival in France conducted by Esa-Pekka Salonen with stage direction by Ivo van Hove. It is a co-production of Dutch National Opera, Metropolitan Opera, Opera Ballet Vlaanderen, and Les Theatres De La Ville De Luxembourg.
Roles
Synopsis
Act 1
Scene 1: A desolate no-man's land
A truck breaks down. Three fugitives from justice get out and find themselves in the city of Mahagonny: Fatty the Bookkeeper, Trinity Moses, and Leocadia Begbick. Because the federal agents pursuing them will not search this far north, and they are in a good location to attract ships coming south from the Alaskan gold fields, Begbick decides that they can profit by staying where they are and founding a pleasure city, where men can have fun, because there is nothing else in the world to rely on.
Scene 2
The news of Mahagonny spreads quickly, and sharks from all over flock to the bait, including the whore Jenny Smith, who is seen, with six other girls, singing the "Alabama Song", in which she waves goodbye to her home and sets out in pursuit of whiskey, dollars and pretty boys.
Scene 3
In the big cities, where men lead boring, purposeless lives, Fatty and Moses spread the gospel of Mahagonny, city of gold, among the disillusioned.
Scene 4
Four Alaskan Lumberjacks who have shared hard times together in the timberlands and made their fortunes set off together for Mahagonny. Jimmy Mahoney and his three friends – Jacob Schmidt, Bank Account Billy, and Alaska Wolf Joe – sing of the pleasures awaiting them in "Off to Mahagonny", and look forward to the peace and pleasure they will find there.
Scene 5
The four friends arrive in Mahagonny, only to find other disappointed travelers already leaving. Begbick, well-informed about their personal tastes, marks down her prices, but for the penurious Billy, they still seem too high. Jimmy impatiently calls for the girls of Mahagonny to show themselves, so he can make a choice. Begbick suggests Jenny as the right girl for Jack, who finds her rates too high. She pleads with Jack to reconsider ("Havana Song"), which arouses Jim's interest, and he chooses her. Jenny and the girls sing a tribute to "the Jimmys from Alaska."
Scene 6
Jimmy and Jenny get to know one another as she asks him to define the terms of their contact: Does he wish her to wear her hair up or down, to wear fancy underwear or none at all? "What is your wish?" asks Jim, but Jenny evades answering.
Scene 7
Begbick, Fatty, and Moses meet to discuss the pleasure city's financial crisis: People are leaving in droves, and the price of whiskey is sinking rapidly. Begbick suggests going back to civilization, but Fatty reminds her that the federal agents have been inquiring for her in nearby Pensacola. Money would solve everything, declares Begbick, and she decides to soak the four new arrivals for all they've got.
Scene 8
Jimmy, restless, attempts to leave Mahagonny because he misses the wife he left in Alaska.
Scene 9
In front of the Rich Man's Hotel, Jimmy and the others sit lazily as a pianist plays Tekla Bądarzewska's "A Maiden's Prayer". With growing anger, Jimmy sings of how his hard work and suffering in Alaska have led only to this. Drawing a knife, he shouts for Begbick, while his friends try to disarm him and the other men call to have him thrown out. Calm again, he tells Begbick that Mahagonny can never make people happy: it has too much peace and quiet.
Scene 10
As if in answer to Jimmy's complaint, the city is threatened by a hurricane. Everyone sings in horror of the destruction awaiting them.
Scene 11
Tensely, people watch for the hurricane's arrival. The men sing a hymn-like admonition not to be afraid. Jim meditatively compares Nature's savagery to the far greater destructiveness of Man. Why do we build, he asks, if not for the pleasure of destroying? Since Man can outdo any hurricane, fear makes no sense. For the sake of human satisfaction, nothing should be forbidden: If you want another man's money, his house or his wife, knock him down and take it; do what you please. As Begbick and the men ponder Jimmy's philosophy, Fatty and Moses rush in with news: The hurricane has unexpectedly struck Pensacola, destroying Begbick's enemies, the federal agents. Begbick and her cohorts take it as a sign that Jimmy is right; they join him, Jenny, and his three friends in singing a new, defiant song: If someone walks over someone else, then it's me, and if someone gets walked on, then it's you. In the background, the men continue to chant their hymn as the hurricane draws nearer.
Act 2
Scene 12
Magically, the hurricane bypasses Mahagonny, and the people sing in awe of their miraculous rescue. This confirms Begbick's belief in the philosophy of "Do what you want," and she proceeds to put it into effect.
Scene 13 at the renovated "Do It" tavern.
The men sing of the four pleasures of life: Eating, Lovemaking, Fighting, and Drinking. First comes eating: To kitschy cafe music, Jimmy's friend Jacob gorges until he keels over and dies. The men sing a chorale over his body, saluting "a man without fear".
Scene 14: Loving.
While Begbick collects money and issues tips on behavior, Moses placates the impatient men queuing to make love to Jenny and the other whores. The men sing the "Mandalay Song", warning that love does not last forever, and urging those ahead of them to make it snappy.
Scene 15: Fighting.
The men flock to see a boxing match between Trinity Moses and Jim's friend Alaska Wolf Joe. While most of the men, including the ever-cautious Billy, bet on the burly Moses, Jim, out of friendship, bets heavily on Joe. The match is manifestly unfair; Moses not only wins but kills Joe in knocking him out.
Scene 16: Drinking.
In an effort to shake off the gloom of Joe's death, Jimmy invites everyone to have a drink on him. The men sing "Life in Mahagonny", describing how one could live in the city for only five dollars a day, but those who wanted to have fun always needed more. Jim, increasingly drunk, dreams of sailing back to Alaska. He takes down a curtain rod for a mast and climbs on the pool table, pretending it is a ship; Jenny and Billy play along. Jimmy is abruptly sobered up when Begbick demands payment for the whiskey as well as for the damage to her property. Totally broke, he turns in a panic to Jenny, who explains her refusal to help him out in the song "Make your own bed" – an adaptation of the ideas he proclaimed at the end of act 1. Jim is led off in chains as the chorus, singing another stanza of "Life in Mahagonny", returns to its pastimes. Trinity Moses assures the crowd that Jimmy will pay for his crimes with his life.
Scene 17
At night, Jim alone and chained to a lamppost sings a plea for the sun not to rise on the day of his impending trial.
Act 3
Scene 18: In the courtroom
Moses, like a carnival barker, sells tickets to the trials. He serves as prosecutor, Fatty as defense attorney, Begbick as judge. First comes the case of Toby Higgins, accused of premeditated murder for the purpose of testing an old revolver. Fatty invites the injured party to rise, but no one does so, since the dead do not speak. Toby bribes all three, and as a result, Begbick dismisses the case. Next Jimmy's case is called. Chained, he is led in by Billy, from whom he tries to borrow money; Billy of course refuses, despite Jim's plea to remember their time together in Alaska. In virtually the same speech he used to attack Higgins, Moses excoriates him for not paying his bills, for seducing Jenny (who presents herself as a plaintiff) to commit a "carnal act" with him for money, and for inciting the crowd with "an illegal joyous song" on the night of the typhoon. Billy, with the chorus's support, counters that, in committing the latter act, Jimmy discovered the laws by which Mahagonny lives. Moses argues that Jim hastened his friend Joe's death in a prizefight by betting on him, and Billy counters by asking who actually killed Joe. Moses does not reply. But there is no answer for the main count against him. Jim gets short sentences for his lesser crimes, but for having no money, he is sentenced to death. Begbick, Fatty, and Moses, rising to identify themselves as the injured parties, proclaim "in the whole human race / there is no greater criminal / than a man without money". As Jim is led off to await execution, everyone sings the "Benares Song", in which they long for that exotic city "where the sun is shining." But Benares has been destroyed by an earthquake. "Where shall we go?" they ask.
Scene 19: At the gallows
Jim says a tender goodbye to Jenny, who, dressed in white, declares herself his widow. He surrenders her to Billy, his last remaining companion from Alaska. When he tries to delay the execution by reminding the people of Mahagonny that God exists, they play out for him, under Moses' direction, the story of "God in Mahagonny", in which the Almighty condemns the town and is overthrown by its citizens, who declare that they can not be sent to Hell because they are already in Hell. Jim, chastened, asks only for a glass of water, but is refused even this as Moses gives the signal for the trap to be sprung.
Scene 20
A caption advises that, after Jim's death, increasing hostility among the city's various factions has caused the destruction of Mahagonny. To a potpourri of themes from earlier in the opera, groups of protesters are seen on the march, in conflict with one another, while the city burns in the background. Jenny and the whores carry Jim's clothing and accessories like sacred relics; Billy and several men carry his coffin. In a new theme, they and the others declare, "Nothing you can do will help a dead man". Begbick, Fatty, and Moses appear with placards of their own, joining the entire company in its march and declaring "Nothing will help him or us or you now," as the opera ends in chaos.
Musical numbers
Act 1
Scene 1: Gesucht werden Leokadja Begbick ("The Desired Progress of Leocadia Begbick")
Scene 1: Sie soll sein wie ein Netz ("It Should Be Made Like a Net")
Scene 2: Rasch wuchs ("Growing Up Quickly" ) / Moon of Alabama ("Oh, Show Us The Way...")
Scene 3: Die Nachricht ("The News")
Scene 4: In den nächsten Tagen ("In the Next Few Days")
Scene 5: Damals kam unter Anderen ("Among the Crowd There Came")
Scene 5: Heraus, ihr Schönen von Mahagonny ("Come Out, You Beauties of Mahagonny")
Scene 5: Ach, bedenken Sie ("Oh Worries")
Scene 6: Ich habe gelernt ("I Have Learned")
Scene 7: Alle großen Unternehmungen ("All Great Things")
Scene 7: Auch ich bin einmal ("Also I Was Once")
Scene 8: Alle wahrhaft Suchenden ("All Seekers of the Truth")
Scene 8: Aber etwas fehlt ("But Something is Missing")
Scene 9: Das ist die ewige Kunst ("That is the Eternal Art")
Scene 9: Sieben Jahre ("Seven Years!")
Scene 10: Ein Taifun! ("A Typhoon!")
Scene 11: In dieser Nacht des Entsetzens ("In This Night of Terror")
Scene 11: Nein, jetzt sage ich ("No, I Say Do It Now")
Scene 11: So tuet nur, was euch beliebt ("So, Just Do What You Like")
Act 2
Scene 12: Hurrikan bewegt ("The Eventful Hurricane")
Scene 12: O wunderbare Lösung! ("O Wonderful Result!")
Scene 13: Von nun an war der Leitspruch ("From Then On The Motto Was...")
Scene 13: Jetzt hab ich gegessen zwei Kälber ("Now I Have Eaten Two Calves")
Scene 14: Zweitens kommt die Liebe dran! ("Secondly Comes Being in Love")
Scene 14: Sieh jene Kraniche ("Look at Those Cranes") / The Duet of the Cranes
Scene 14: Erstens, vergesst nicht, kommt das Fressen ("Firstly, Don't Forget, Comes the Eating")
Scene 15: Wir, meine Herren ("We, My Dear Sirs...")
Scene 15: Dreimal hoch, Dreieinigkeitsmoses! ("Three Cheers for Trinity Moses!")
Scene 16: Freunde, kommt, ich lade euch ein ("Friends, Come, I Summon You")
Scene 16: Meine Herren, meine Mutter prägte ("My Dear Sirs, My Mother Impressed [Upon Me]")
Scene 17: Wenn der Himmel hell wird ("When the Sky is Bright")
Act 3
Scene 18: Haben all Zuschauer Billete? ("Do All The Gawkers Have Tickets?")
Scene 18: Zweitens der Fall des Jimmy Mahoney ("Secondly, the Case of Jimmy Mahoney")
Scene 19: In dieser Zeit gab es in Mahagonny ("In This Time It Was In Mahagonny")
Scene 20: Hinrichtung und Tod des Jimmy Mahoney ("The Execution and Death of Jimmy Mahoney")
Scene 20: Erstens, vergesst nicht, kommt das Fressen ("Firstly, Don't Forget, Comes the Eating")
Scene 21: Wollt ihr mich denn wirklich hinrichten? ("Do You Really Want Me to Be Executed After All?")
Scene 21: In diesen Tagen fanden in Mahagonny ("To This Day Found In Mahagonny")
In other media
The 2005 movie Manderlay, directed by Lars von Trier, contains several references to the plot of Mahagonny. The most notable of these is the threat of a hurricane approaching the city during the first act. Von Trier's earlier movie Dogville, to which Manderlay is a sequel, was in large part based on a song from Brecht's Threepenny Opera ("Pirate Jenny"). In the brothel scene in act 2 of Mahagonny, the choir sings a "Song von Mandelay". The play Happy End (1929) by Elisabeth Hauptmann, Brecht and Weill, also contains a song called "Der Song von Mandelay", which uses the same refrain as in the brothel scene of Mahagonny. Brecht's use of the name Mandelay/Mandalay was inspired by Rudyard Kipling's poem "Mandalay".
Recordings
1956: Lotte Lenya, Wilhelm Brückner-Rüggeberg (Sony 1990; originally recorded 1956)
1979: DVD, James Levine; John Dexter, stage director; Teresa Stratas, Astrid Varnay, Richard Cassilly; Metropolitan Opera
1985: Anja Silja, Jan Latham-Koenig (Capriccio 1988; recorded in 1985)
1997: DVD 1997, Salzburg Festival
2007: DVD Los Angeles Opera, starring Audra McDonald, Patti LuPone, and Anthony Dean Griffey. This recording won two 2009 Grammy Awards for Best Opera Recording and Best Classical Album. It was screened on TV as part of PBS' Great Performances
2010: Teatro Real (Madrid), starring Measha Brueggergosman, Jane Henschel, Michael König and Willard White, conducted by Pablo Heras-Casado and staged by La Fura dels Baus. (DVD and Blu-ray Bel Air Classiques 2011; filmed in 2010)
Cover versions of songs
"Alabama Song" has been covered by many artists, notably Ute Lemper, The Doors and David Bowie.
References
Informational notes
Citations
External links
"Aufstieg und Fall der Stadt Mahagonny (Rise and Fall of the City of Mahagonny), Kurt Weill Foundation for Music
Libretto (Italian/German, dicoseunpo.it
"Aufstieg und Fall der Stadt Mahagonny", work details, opera-arias.com
Work details (incl. instrumentation), Universal Edition
Operas by Kurt Weill
German-language operas
Operas
Plays by Bertolt Brecht
1930 operas |
2341 | https://en.wikipedia.org/wiki/Alkaloid | Alkaloid | Alkaloids are a class of basic, naturally occurring organic compounds that contain at least one nitrogen atom. This group also includes some related compounds with neutral and even weakly acidic properties. Some synthetic compounds of similar structure may also be termed alkaloids. In addition to carbon, hydrogen and nitrogen, alkaloids may also contain oxygen or sulfur. More rarely still, they may contain elements such as phosphorus, chlorine, and bromine.
Alkaloids are produced by a large variety of organisms including bacteria, fungi, plants, and animals. They can be purified from crude extracts of these organisms by acid-base extraction, or solvent extractions followed by silica-gel column chromatography. Alkaloids have a wide range of pharmacological activities including antimalarial (e.g. quinine), antiasthma (e.g. ephedrine), anticancer (e.g. homoharringtonine), cholinomimetic (e.g. galantamine), vasodilatory (e.g. vincamine), antiarrhythmic (e.g. quinidine), analgesic (e.g. morphine), antibacterial (e.g. chelerythrine), and antihyperglycemic activities (e.g. piperine). Many have found use in traditional or modern medicine, or as starting points for drug discovery. Other alkaloids possess psychotropic (e.g. psilocin) and stimulant activities (e.g. cocaine, caffeine, nicotine, theobromine), and have been used in entheogenic rituals or as recreational drugs. Alkaloids can be toxic too (e.g. atropine, tubocurarine). Although alkaloids act on a diversity of metabolic systems in humans and other animals, they almost uniformly evoke a bitter taste.
The boundary between alkaloids and other nitrogen-containing natural compounds is not clear-cut. Compounds like amino acid peptides, proteins, nucleotides, nucleic acid, amines, and antibiotics are usually not called alkaloids. Natural compounds containing nitrogen in the exocyclic position (mescaline, serotonin, dopamine, etc.) are usually classified as amines rather than as alkaloids. Some authors, however, consider alkaloids a special case of amines.
Naming
The name "alkaloids" () was introduced in 1819 by German chemist Carl Friedrich Wilhelm Meissner, and is derived from late Latin root and the Greek-language suffix -('like'). However, the term came into wide use only after the publication of a review article, by Oscar Jacobsen in the chemical dictionary of Albert Ladenburg in the 1880s.
There is no unique method for naming alkaloids. Many individual names are formed by adding the suffix "ine" to the species or genus name. For example, atropine is isolated from the plant Atropa belladonna; strychnine is obtained from the seed of the Strychnine tree (Strychnos nux-vomica L.). Where several alkaloids are extracted from one plant their names are often distinguished by variations in the suffix: "idine", "anine", "aline", "inine" etc. There are also at least 86 alkaloids whose names contain the root "vin" because they are extracted from vinca plants such as Vinca rosea (Catharanthus roseus); these are called vinca alkaloids.
History
Alkaloid-containing plants have been used by humans since ancient times for therapeutic and recreational purposes. For example, medicinal plants have been known in Mesopotamia from about 2000 BC. The Odyssey of Homer referred to a gift given to Helen by the Egyptian queen, a drug bringing oblivion. It is believed that the gift was an opium-containing drug. A Chinese book on houseplants written in 1st–3rd centuries BC mentioned a medical use of ephedra and opium poppies. Also, coca leaves have been used by Indigenous South Americans since ancient times.
Extracts from plants containing toxic alkaloids, such as aconitine and tubocurarine, were used since antiquity for poisoning arrows.
Studies of alkaloids began in the 19th century. In 1804, the German chemist Friedrich Sertürner isolated from opium a "soporific principle" (), which he called "morphium", referring to Morpheus, the Greek god of dreams; in German and some other Central-European languages, this is still the name of the drug. The term "morphine", used in English and French, was given by the French physicist Joseph Louis Gay-Lussac.
A significant contribution to the chemistry of alkaloids in the early years of its development was made by the French researchers Pierre Joseph Pelletier and Joseph Bienaimé Caventou, who discovered quinine (1820) and strychnine (1818). Several other alkaloids were discovered around that time, including xanthine (1817), atropine (1819), caffeine (1820), coniine (1827), nicotine (1828), colchicine (1833), sparteine (1851), and cocaine (1860). The development of the chemistry of alkaloids was accelerated by the emergence of spectroscopic and chromatographic methods in the 20th century, so that by 2008 more than 12,000 alkaloids had been identified.
The first complete synthesis of an alkaloid was achieved in 1886 by the German chemist Albert Ladenburg. He produced coniine by reacting 2-methylpyridine with acetaldehyde and reducing the resulting 2-propenyl pyridine with sodium.
Classifications
Compared with most other classes of natural compounds, alkaloids are characterized by a great structural diversity. There is no uniform classification. Initially, when knowledge of chemical structures was lacking, botanical classification of the source plants was relied on. This classification is now considered obsolete.
More recent classifications are based on similarity of the carbon skeleton (e.g., indole-, isoquinoline-, and pyridine-like) or biochemical precursor (ornithine, lysine, tyrosine, tryptophan, etc.). However, they require compromises in borderline cases; for example, nicotine contains a pyridine fragment from nicotinamide and a pyrrolidine part from ornithine and therefore can be assigned to both classes.
Alkaloids are often divided into the following major groups:
"True alkaloids" contain nitrogen in the heterocycle and originate from amino acids. Their characteristic examples are atropine, nicotine, and morphine. This group also includes some alkaloids that besides the nitrogen heterocycle contain terpene (e.g., evonine) or peptide fragments (e.g. ergotamine). The piperidine alkaloids coniine and coniceine may be regarded as true alkaloids (rather than pseudoalkaloids: see below) although they do not originate from amino acids.
"Protoalkaloids", which contain nitrogen (but not the nitrogen heterocycle) and also originate from amino acids. Examples include mescaline, adrenaline and ephedrine.
Polyamine alkaloids – derivatives of putrescine, spermidine, and spermine.
Peptide and cyclopeptide alkaloids.
Pseudoalkaloids – alkaloid-like compounds that do not originate from amino acids. This group includes terpene-like and steroid-like alkaloids, as well as purine-like alkaloids such as caffeine, theobromine, theacrine and theophylline. Some authors classify ephedrine and cathinone as pseudoalkaloids. Those originate from the amino acid phenylalanine, but acquire their nitrogen atom not from the amino acid but through transamination.
Some alkaloids do not have the carbon skeleton characteristic of their group. So, galanthamine and homoaporphines do not contain isoquinoline fragment, but are, in general, attributed to isoquinoline alkaloids.
Main classes of monomeric alkaloids are listed in the table below:
Properties
Most alkaloids contain oxygen in their molecular structure; those compounds are usually colorless crystals at ambient conditions. Oxygen-free alkaloids, such as nicotine or coniine, are typically volatile, colorless, oily liquids. Some alkaloids are colored, like berberine (yellow) and sanguinarine (orange).
Most alkaloids are weak bases, but some, such as theobromine and theophylline, are amphoteric. Many alkaloids dissolve poorly in water but readily dissolve in organic solvents, such as diethyl ether, chloroform or 1,2-dichloroethane. Caffeine, cocaine, codeine and nicotine are slightly soluble in water (with a solubility of ≥1g/L), whereas others, including morphine and yohimbine are very slightly water-soluble (0.1–1 g/L). Alkaloids and acids form salts of various strengths. These salts are usually freely soluble in water and ethanol and poorly soluble in most organic solvents. Exceptions include scopolamine hydrobromide, which is soluble in organic solvents, and the water-soluble quinine sulfate.
Most alkaloids have a bitter taste or are poisonous when ingested. Alkaloid production in plants appeared to have evolved in response to feeding by herbivorous animals; however, some animals have evolved the ability to detoxify alkaloids. Some alkaloids can produce developmental defects in the offspring of animals that consume but cannot detoxify the alkaloids. One example is the alkaloid cyclopamine, produced in the leaves of corn lily. During the 1950s, up to 25% of lambs born by sheep that had grazed on corn lily had serious facial deformations. These ranged from deformed jaws to cyclopia (see picture). After decades of research, in the 1980s, the compound responsible for these deformities was identified as the alkaloid 11-deoxyjervine, later renamed to cyclopamine.
Distribution in nature
Alkaloids are generated by various living organisms, especially by higher plants – about 10 to 25% of those contain alkaloids. Therefore, in the past the term "alkaloid" was associated with plants.
The alkaloids content in plants is usually within a few percent and is inhomogeneous over the plant tissues. Depending on the type of plants, the maximum concentration is observed in the leaves (for example, black henbane), fruits or seeds (Strychnine tree), root (Rauvolfia serpentina) or bark (cinchona). Furthermore, different tissues of the same plants may contain different alkaloids.
Beside plants, alkaloids are found in certain types of fungus, such as psilocybin in the fruiting bodies of the genus Psilocybe, and in animals, such as bufotenin in the skin of some toads and a number of insects, markedly ants. Many marine organisms also contain alkaloids. Some amines, such as adrenaline and serotonin, which play an important role in higher animals, are similar to alkaloids in their structure and biosynthesis and are sometimes called alkaloids.
Extraction
Because of the structural diversity of alkaloids, there is no single method of their extraction from natural raw materials. Most methods exploit the property of most alkaloids to be soluble in organic solvents but not in water, and the opposite tendency of their salts.
Most plants contain several alkaloids. Their mixture is extracted first and then individual alkaloids are separated. Plants are thoroughly ground before extraction. Most alkaloids are present in the raw plants in the form of salts of organic acids. The extracted alkaloids may remain salts or change into bases. Base extraction is achieved by processing the raw material with alkaline solutions and extracting the alkaloid bases with organic solvents, such as 1,2-dichloroethane, chloroform, diethyl ether or benzene. Then, the impurities are dissolved by weak acids; this converts alkaloid bases into salts that are washed away with water. If necessary, an aqueous solution of alkaloid salts is again made alkaline and treated with an organic solvent. The process is repeated until the desired purity is achieved.
In the acidic extraction, the raw plant material is processed by a weak acidic solution (e.g., acetic acid in water, ethanol, or methanol). A base is then added to convert alkaloids to basic forms that are extracted with organic solvent (if the extraction was performed with alcohol, it is removed first, and the remainder is dissolved in water). The solution is purified as described above.
Alkaloids are separated from their mixture using their different solubility in certain solvents and different reactivity with certain reagents or by distillation.
A number of alkaloids are identified from insects, among which the fire ant venom alkaloids known as solenopsins have received greater attention from researchers. These insect alkaloids can be efficiently extracted by solvent immersion of live fire ants or by centrifugation of live ants followed by silica-gel chromatography purification. Tracking and dosing the extracted solenopsin ant alkaloids has been described as possible based on their absorbance peak around 232 nanometers.
Biosynthesis
Biological precursors of most alkaloids are amino acids, such as ornithine, lysine, phenylalanine, tyrosine, tryptophan, histidine, aspartic acid, and anthranilic acid. Nicotinic acid can be synthesized from tryptophan or aspartic acid. Ways of alkaloid biosynthesis are too numerous and cannot be easily classified. However, there are a few typical reactions involved in the biosynthesis of various classes of alkaloids, including synthesis of Schiff bases and Mannich reaction.
Synthesis of Schiff bases
Schiff bases can be obtained by reacting amines with ketones or aldehydes. These reactions are a common method of producing C=N bonds.
In the biosynthesis of alkaloids, such reactions may take place within a molecule, such as in the synthesis of piperidine:
Mannich reaction
An integral component of the Mannich reaction, in addition to an amine and a carbonyl compound, is a carbanion, which plays the role of the nucleophile in the nucleophilic addition to the ion formed by the reaction of the amine and the carbonyl.
The Mannich reaction can proceed both intermolecularly and intramolecularly:
Dimer alkaloids
In addition to the described above monomeric alkaloids, there are also dimeric, and even trimeric and tetrameric alkaloids formed upon condensation of two, three, and four monomeric alkaloids. Dimeric alkaloids are usually formed from monomers of the same type through the following mechanisms:
Mannich reaction, resulting in, e.g., voacamine
Michael reaction (villalstonine)
Condensation of aldehydes with amines (toxiferine)
Oxidative addition of phenols (dauricine, tubocurarine)
Lactonization (carpaine).
There are also dimeric alkaloids formed from two distinct monomers, such as the vinca alkaloids vinblastine and vincristine, which are formed from the coupling of catharanthine and vindoline. The newer semi-synthetic chemotherapeutic agent vinorelbine is used in the treatment of non-small-cell lung cancer. It is another derivative dimer of vindoline and catharanthine and is synthesised from anhydrovinblastine, starting either from leurosine or the monomers themselves.
Biological role
Alkaloids are among the most important and best-known secondary metabolites, i.e. biogenic substances not directly involved in the normal growth, development, or reproduction of the organism. Instead, they generally mediate ecological interactions, which may produce a selective advantage for the organism by increasing its survivability or fecundity. In some cases their function, if any, remains unclear. An early hypothesis, that alkaloids are the final products of nitrogen metabolism in plants, as urea and uric acid are in mammals, was refuted by the finding that their concentration fluctuates rather than steadily increasing.
Most of the known functions of alkaloids are related to protection. For example, aporphine alkaloid liriodenine produced by the tulip tree protects it from parasitic mushrooms. In addition, the presence of alkaloids in the plant prevents insects and chordate animals from eating it. However, some animals are adapted to alkaloids and even use them in their own metabolism. Such alkaloid-related substances as serotonin, dopamine and histamine are important neurotransmitters in animals. Alkaloids are also known to regulate plant growth. One example of an organism that uses alkaloids for protection is the Utetheisa ornatrix, more commonly known as the ornate moth. Pyrrolizidine alkaloids render these larvae and adult moths unpalatable to many of their natural enemies like coccinelid beetles, green lacewings, insectivorous hemiptera and insectivorous bats. Another example of alkaloids being utilized occurs in the poison hemlock moth (Agonopterix alstroemeriana). This moth feeds on its highly toxic and alkaloid-rich host plant poison hemlock (Conium maculatum) during its larval stage. A. alstroemeriana may benefit twofold from the toxicity of the naturally-occurring alkaloids, both through the unpalatability of the species to predators and through the ability of A. alstroemeriana to recognize Conium maculatum as the correct location for oviposition. A fire ant venom alkaloid known as solenopsin has been demonstrated to protect queens of invasive fire ants during the foundation of new nests, thus playing a central role in the spread of this pest ant species around the world.
Applications
In medicine
Medical use of alkaloid-containing plants has a long history, and, thus, when the first alkaloids were isolated in the 19th century, they immediately found application in clinical practice. Many alkaloids are still used in medicine, usually in the form of salts widely used including the following:
Many synthetic and semisynthetic drugs are structural modifications of the alkaloids, which were designed to enhance or change the primary effect of the drug and reduce unwanted side-effects. For example, naloxone, an opioid receptor antagonist, is a derivative of thebaine that is present in opium.
In agriculture
Prior to the development of a wide range of relatively low-toxic synthetic pesticides, some alkaloids, such as salts of nicotine and anabasine, were used as insecticides. Their use was limited by their high toxicity to humans.
Use as psychoactive drugs
Preparations of plants containing alkaloids and their extracts, and later pure alkaloids, have long been used as psychoactive substances. Cocaine, caffeine, and cathinone are stimulants of the central nervous system. Mescaline and many indole alkaloids (such as psilocybin, dimethyltryptamine and ibogaine) have hallucinogenic effect. Morphine and codeine are strong narcotic pain killers.
There are alkaloids that do not have strong psychoactive effect themselves, but are precursors for semi-synthetic psychoactive drugs. For example, ephedrine and pseudoephedrine are used to produce methcathinone and methamphetamine. Thebaine is used in the synthesis of many painkillers such as oxycodone.
See also
Amine
Base (chemistry)
List of poisonous plants
Mayer's reagent
Natural products
Palau'amine
Secondary metabolite
Explanatory notes
Citations
General and cited references
External links |
2345 | https://en.wikipedia.org/wiki/Archbishop%20of%20Canterbury | Archbishop of Canterbury | The archbishop of Canterbury is the senior bishop and a principal leader of the Church of England, the ceremonial head of the worldwide Anglican Communion and the bishop of the Diocese of Canterbury. The current archbishop is Justin Welby, who was enthroned at Canterbury Cathedral on 21 March 2013. Welby is the 105th person to hold the position, as part of a line of succession going back to the "Apostle to the English" Augustine of Canterbury, who was sent to the island by the church in Rome in 597. Welby succeeded Rowan Williams.
From the time of Augustine until the 16th century, the archbishops of Canterbury were in full communion with the See of Rome, and usually received the pallium from the Pope. The various prerogatives of Henry VIII—emerging parallel with the spread of Protestantism on the continent—culminated in the English Reformation, wherein the Crown broke communion with Rome and seized leadership of the church, and with it the right to appoint bishops. Henry appointed Thomas Cranmer as the first Protestant archbishop of Canterbury in 1533, who would ultimately become one of the most important figures in the development of Anglicanism. The ascent of Henry's daughter Mary to the throne would bring with it a brief restoration of Catholic rule in England, with Cranmer replaced by Reginald Pole as archbishop in 1556. For his role in the Reformation, Cranmer was tried for heresy, and ultimately burned at the stake. Pole would be the final Roman Catholic to hold the office.
Before the modern era, there was a considerable variety in who appointed church offices, depending on era and political happenstance. Before the dissolution of the monasteries that occurred as part of the Reformation, the choice had often been made by the monks living in Canterbury Cathedral. At other times, the pope in Rome or the reigning monarch would fill the office. Today, the British prime minister is expected to advise the monarch regarding the appointment of the archbishop of Canterbury, with the prime minister in turn receiving a shortlist of two recommendations for the position from an ad hoc committee known as the Crown Nominations Commission.
Present roles and status
Today the archbishop fills four main roles:
He is the bishop of the Diocese of Canterbury, which covers the eastern parts of the County of Kent. Founded in 597, it is the oldest see in the English church.
He is the metropolitan archbishop of the Province of Canterbury, which covers the southern two-thirds of England.
He is the senior primate and chief religious figure of the Church of England (the British sovereign is the supreme governor of the church). Along with his colleague the archbishop of York he chairs the General Synod and sits on or chairs many of the church's important boards and committees; power in the church is not highly centralised, however, so the two archbishops can often lead only through persuasion. The archbishop of Canterbury plays a central part in national ceremonies such as coronations; due to his high public profile, his opinions are often in demand by the news media.
As spiritual leader of the Anglican Communion, the archbishop, although without legal authority outside England, is recognised by convention as primus inter pares ("first among equals") of all Anglican primates worldwide. Since 1867 he has convened more or less decennial meetings of worldwide Anglican bishops, the Lambeth Conferences.
In the last two of these functions, he has an important ecumenical and interfaith role, speaking on behalf of Anglicans in England and worldwide.
The archbishop's main residence is Lambeth Palace in the London Borough of Lambeth. He also has lodgings in the Old Palace, Canterbury, located beside Canterbury Cathedral, where the Chair of St Augustine sits.
As holder of one of the "five great sees" (the others being York, London, Durham and Winchester), the archbishop of Canterbury is ex officio one of the Lords Spiritual of the House of Lords. He is one of the highest-ranking men in England and the highest ranking non-royal in the United Kingdom's order of precedence.
Since Henry VIII broke with Rome, the archbishops of Canterbury have been selected by the English (British since the Act of Union in 1707) monarch. Since the 20th century, the appointment of archbishops of Canterbury conventionally alternates between Anglo-Catholics and Evangelicals.
The current archbishop, Justin Welby, the 105th archbishop of Canterbury, was enthroned at Canterbury Cathedral on 4 February 2013. As archbishop he signs himself as + Justin Cantuar. His predecessor, Rowan Williams, 104th archbishop of Canterbury, was enthroned at Canterbury Cathedral on 27 February 2003. Immediately prior to his appointment to Canterbury, Williams was the bishop of Monmouth and archbishop of Wales. On 18 March 2012, Williams announced he would be stepping down as archbishop of Canterbury at the end of 2012 to become master of Magdalene College, Cambridge.
Additional roles
In addition to his office, the archbishop holds a number of other positions; for example, he is joint president of the Council of Christians and Jews in the United Kingdom. Some positions he formally holds ex officio and others virtually so (the incumbent of the day, although appointed personally, is appointed because of his office). Amongst these are:
Chancellor of Canterbury Christ Church University
Visitor for the following academic institutions:
All Souls College, Oxford
Selwyn College, Cambridge
Merton College, Oxford
Keble College, Oxford
Ridley Hall, Cambridge
The University of Kent (main campus located in Canterbury)
King's College London
University of King's College
Sutton Valence School
Benenden School
Cranbrook School
Haileybury and Imperial Service College
Harrow School
King's College School, Wimbledon
The King's School, Canterbury
St John's School, Leatherhead
Marlborough College
Dauntsey's School
Wycliffe Hall, Oxford (also Patron)
Governor of Charterhouse School
Governor of Wellington College
Visitor, The Dulwich Charities
Visitor, Whitgift Foundation
Visitor, Hospital of the Blessed Trinity, Guildford (Abbot's Fund)
Trustee, Bromley College
Trustee, Allchurches Trust
President, Corporation of Church House, Westminster
Director, Canterbury Diocesan Board of Finance
Patron, St Edmund's School Canterbury
Patron, The Worshipful Company of Parish Clerks
Patron, Prisoners Abroad
Patron, The Kent Savers Credit Union
Patron, Sanctuary Mental Health Ministries
Ecumenical and interfaith
The archbishop is also a president of Churches Together in England (an ecumenical organisation). Geoffrey Fisher, 99th archbishop of Canterbury, was the first since 1397 to visit Rome, where he held private talks with Pope John XXIII in 1960. In 2005, Rowan Williams became the first archbishop of Canterbury to attend a papal funeral since the Reformation. He also attended the inauguration of Pope Benedict XVI. The 101st archbishop, Donald Coggan, was the first to attend a papal inauguration, that of Pope John Paul II in 1978.
Since 2002, the archbishop has co-sponsored the Alexandria Middle East Peace process with the Grand Mufti of Egypt. In July 2008, the archbishop attended a conference of Christians, Jews and Muslims convened by the king of Saudi Arabia at which the notion of the "clash of civilizations" was rejected. Delegates agreed "on international guidelines for dialogue among the followers of religions and cultures." Delegates said that "the deepening of moral values and ethical principles, which are common denominators among such followers, would help strengthen stability and achieve prosperity for all humans."
Origins
It has been suggested that the Roman province of Britannia had four archbishops, seated at Londinium (London), Eboracum (York), Lindum Colonia (Lincoln) and Corinium Dobunnorum (Cirencester). However, in the 5th and 6th centuries Britannia began to be overrun by pagan, Germanic peoples who came to be known collectively as the Anglo-Saxons. Of the kingdoms they created, Kent arguably had the closest links with European politics, trade and culture, because it was conveniently situated for communication with continental Europe. In the late 6th century, King Æthelberht of Kent married a Christian Frankish princess named Bertha, possibly before becoming king, and certainly a number of years before the arrival of the first Christian mission to England. He permitted the preaching of Christianity.
The first archbishop of Canterbury was Saint Augustine of Canterbury (not to be confused with Saint Augustine of Hippo), who arrived in Kent in 597 AD, having been sent by Pope Gregory I on a mission to the English. He was accepted by King Æthelbert, on his conversion to Christianity, about the year 598. It seems that Pope Gregory, ignorant of recent developments in the former Roman province, including the spread of the Pelagian heresy, had intended the new archiepiscopal sees for England to be established in London and York. In the event, Canterbury was chosen instead of London, owing to political circumstances. Since then the archbishops of Canterbury have been referred to as occupying the Chair of St. Augustine.
Univ
A gospel book believed to be directly associated with St Augustine's mission survives in the Parker Library, Corpus Christi College, University of Cambridge, England. Catalogued as Cambridge Manuscript 286, it has been positively dated to 6th-century Italy and this bound book, the St Augustine Gospels, is still used during the swearing-in ceremony of new archbishops of Canterbury.
Before the break with papal authority in the 16th century, the Church of England was an integral part of the Western European church. Since the break the Church of England, an established national church, still considers itself part of the broader Western Catholic tradition (although this is not accepted by the Roman Catholic Church which regards Anglicanism as schismatic and does not accept Anglican holy orders as valid) as well as being the "mother church" of the worldwide Anglican Communion.
The Report of the Commissioners appointed by his Majesty to inquire into the Ecclesiastical Revenues of England and Wales (1835) noted the net annual revenue for the Canterbury see was £19,182.
Province and Diocese of Canterbury
The archbishop of Canterbury exercises metropolitical (or supervisory) jurisdiction over the Province of Canterbury, which encompasses thirty of the forty-two dioceses of the Church of England, with the rest falling within the Province of York. The four Welsh dioceses were also under the Province of Canterbury until 1920 when they were transferred from the established church of England to the disestablished Church in Wales.
The archbishop of Canterbury has a ceremonial provincial curia, or court, consisting of some of the senior bishops of his province. The bishop of London—the most senior cleric of the church with the exception of the two archbishops—serves as Canterbury's provincial dean, the bishop of Winchester as chancellor, the bishop of Lincoln as vice-chancellor, the bishop of Salisbury as precentor, the bishop of Worcester as chaplain and the bishop of Rochester as cross-bearer.
Along with primacy over the archbishop of York, the archbishop of Canterbury also has a precedence of honour over the other bishops of the Anglican Communion. He is recognised as primus inter pares, or first amongst equals. He does not, however, exercise any direct authority in the provinces outside England, except in certain minor roles dictated by Canon in those provinces (for example, he is the judge in the event of an ecclesiastical prosecution against the archbishop of Wales). He does hold metropolitical authority over several extra-provincial Anglican churches, and he serves as ex officio bishop of the Falkland Islands.
At present the archbishop has four suffragan bishops:
The bishop of Dover is given the additional title of "bishop in Canterbury" and empowered to act almost as if the bishop of Dover were the diocesan bishop of the Diocese of Canterbury, since the archbishop is so frequently away fulfilling national and international duties.
Two further suffragans, the bishop of Ebbsfleet and the bishop of Richborough, are provincial episcopal visitors for the whole Province of Canterbury, licensed by the archbishop as "flying bishops" to provide oversight throughout the province to parishes who for conscience' sake cannot accept that women can be ordained in the Sacrament of Ordination in the Church of England.
The bishop of Maidstone provides alternative episcopal oversight for the Province of Canterbury for particular members who take a conservative evangelical view of male headship. On 23 September 2015, Rod Thomas was consecrated bishop of Maidstone. Previously the bishop of Maidstone was an actual suffragan bishop working in the diocese, until it was decided at the diocesan synod of November 2010 that a new bishop would not be appointed.
Styles and privileges
The archbishop of Canterbury and the archbishop of York are both styled as "The Most Reverend"; retired archbishops are styled as "The Right Reverend". Archbishops are, by convention, appointed to the Privy Council and may, therefore, also use the style of "The Right Honourable" for life (unless they are later removed from the council). In formal documents, the archbishop of Canterbury is referred to as "The Most Reverend Forenames, by Divine Providence Lord Archbishop of Canterbury, Primate of All England and Metropolitan". In debates in the House of Lords, the archbishop is referred to as "The Most Reverend Primate, the Archbishop of Canterbury". "The Right Honourable" is not used in either instance. He may also be formally addressed as "Your Grace"—or, more often these days, simply as "Archbishop", or "Father".
The surname of the archbishop of Canterbury is not always used in formal documents; often only the first name and see are mentioned. The archbishop is legally entitled to sign his name as "Cantuar" (from the Latin for Canterbury). The right to use a title as a legal signature is only permitted to bishops, peers of the Realm and peers by courtesy. The current archbishop of Canterbury usually signs as "+Justin Cantuar:".
In the English and Welsh order of precedence, the archbishop of Canterbury is ranked above all individuals in the realm, with the exception of the sovereign and members of the royal family. Immediately below him is the lord chancellor and then the archbishop of York.
Lambeth degrees
The archbishop of Canterbury awards academic degrees, commonly called "Lambeth degrees".
Residences
The archbishop of Canterbury's official residence in London is Lambeth Palace.
He also has a residence, named The Old Palace, next to Canterbury Cathedral on the site of the medieval Archbishop's Palace.
The archbishops had palaces on the periphery of London and on the route between London and Canterbury.
Former palaces of the archbishops include
Croydon Palace: the summer residence of the archbishops from the 15th to the 18th centuries.
Addington Palace: purchased as a replacement for Croydon Palace in 1807; sold in 1897.
Archbishop's Palace, Maidstone: constructed in the 1390s, the palace was seized by the Crown at the time of the Reformation.
Otford Palace: a medieval palace, rebuilt by Archbishop Warham and forfeited to the Crown by Thomas Cranmer in 1537.
Archbishop's Palace, Charing: a palace existed from at least the 13th century; seized by the Crown after the Dissolution.
Knole House: built by Archbishop Bourchier in the second half of the 15th century, it was forfeited to the Crown by Archbishop Cranmer in 1538.
List of recent archbishops
Since 1900, the following have served as archbishop of Canterbury:
1896–1902: Frederick Temple
1903–1928: Randall Davidson
1928–1942: Cosmo Gordon Lang
1942–1944: William Temple
1945–1961: Geoffrey Fisher
1961–1974: Michael Ramsey
1974–1980: Donald Coggan
1980–1991: Robert Runcie
1991–2002: George Carey
2002–2012: Rowan Williams
2013–present: Justin Welby
Archbishops who became peers
From 1660 to 1902, all the archbishops of Canterbury died in office. In 1928, two years before his death, Randall Davidson became the first voluntarily to resign his office. All his successors except William Temple (who died in office in 1944) have also resigned their office before death.
All those who retired have been given peerages: initially hereditary baronies (although both recipients of such titles died without male heirs and so their titles became extinct on their deaths), and life peerages after the enactment of the Life Peerages Act 1958. Such titles have allowed retired archbishops to retain the seats in the House of Lords which they held ex officio before their retirement.
See also
Accord of Winchester
Ecumenical Patriarch of Constantinople
Religion in the United Kingdom
References
External links
The Archbishopric of Canterbury, from Its Foundation to the Norman Conquest, by John William Lamb, published 1971, Faith Press, from Google Book Search
597 establishments
6th-century establishments in England
Anglican Communion
Anglican episcopal offices
Christianity in Kent
Church of England
Culture in Canterbury
Ecclesiastical titles
People associated with Canterbury Christ Church University
People associated with King's College London
People associated with the Royal National College for the Blind
People associated with the University of Kent
Canterbury
Religious leadership roles |
2348 | https://en.wikipedia.org/wiki/Anointing%20of%20the%20sick | Anointing of the sick | Anointing of the sick, known also by other names such as unction, is a form of religious anointing or "unction" (an older term with the same meaning) for the benefit of a sick person. It is practiced by many Christian churches and denominations.
Anointing of the sick was a customary practice in many civilizations, including among the ancient Greeks and early Jewish communities. The use of oil for healing purposes is referred to in the writings of Hippocrates.
Anointing of the sick should be distinguished from other religious anointings that occur in relation to other sacraments, in particular baptism, confirmation and ordination, and also in the coronation of a monarch.
Names
Since 1972, the Roman Catholic Church has used the name "Anointing of the Sick" both in the English translations issued by the Holy See of its official documents in Latin and in the English official documents of Episcopal conferences. It does not, of course, forbid the use of other names, for example the more archaic term "Unction of the Sick" or the term "Extreme Unction". Cardinal Walter Kasper used the latter term in his intervention at the 2005 Assembly of the Synod of Bishops. However, the Church declared that "'Extreme unction' ... may also and more fittingly be called 'anointing of the sick'", and has itself adopted the latter term, while not outlawing the former. This is to emphasize that the sacrament is available, and recommended, to all those suffering from any serious illness, and to dispel the common misconception that it is exclusively for those at or very near the point of death.
Extreme Unction was the usual name for the sacrament in the West from the late twelfth century until 1972, and was thus used at the Council of Trent and in the 1913 Catholic Encyclopedia. Peter Lombard (died 1160) is the first writer known to have used the term, which did not become the usual name in the West till towards the end of the twelfth century, and never became current in the East. The word "extreme" (final) indicated either that it was the last of the sacramental unctions (after the anointings at Baptism, Confirmation and, if received, Holy Orders) or because at that time it was normally administered only when a patient was in extremis.
Other names used in the West include the unction or blessing of consecrated oil, the unction of God, and the office of the unction. Among some Protestant bodies, who do not consider it a sacrament, but instead as a practice suggested rather than commanded by Scripture, it is called anointing with oil.
In the Greek Church the sacrament is called Euchelaion (Greek Εὐχέλαιον, from εὐχή, "prayer", and ἔλαιον, "oil"). Other names are also used, such as ἅγιον ἔλαιον (holy oil), ἡγιασμένον ἔλαιον (consecrated oil), and χρῖσις or χρῖσμα (anointing).
The Community of Christ uses the term administration to the sick.
The term "last rites" refers to administration to a dying person not only of this sacrament but also of Penance and Holy Communion, the last of which, when administered in such circumstances, is known as "Viaticum", a word whose original meaning in Latin was "provision for the journey". The normal order of administration is: first Penance (if the dying person is physically unable to confess, absolution, conditional on the existence of contrition, is given); next, Anointing; finally, Viaticum (if the person can receive it).
Biblical texts
The chief biblical text concerning the rite is the Epistle of James (): "Is any among you sick? Let him call for the elders of the church, and let them pray over him, anointing him with oil in the name of the Lord; and the prayer of faith will save the sick man, and the Lord will raise him up; and if he has committed sins, he will be forgiven" (RSV).
, and are also quoted in this context.
Sacramental beliefs
The Catholic, Eastern Orthodox and Coptic and Old Catholic Churches consider this anointing to be a sacrament. Other Christians too, in particular, Lutherans, Anglicans and some Protestant and other Christian communities use a rite of anointing the sick, without necessarily classifying it as a sacrament.
In the Churches mentioned here by name, the oil used (called "oil of the sick" in both West and East) is blessed specifically for this purpose.
Roman Catholic Church
An extensive account of the teaching of the Catholic Church on Anointing of the Sick is given in Catechism of the Catholic Church.
Anointing of the Sick is one of the seven Sacraments recognized by the Catholic Church, and is associated with not only bodily healing but also forgiveness of sins. Only ordained priests can administer it, and "any priest may carry the holy oil with him, so that in a case of necessity he can administer the sacrament of anointing of the sick."
Sacramental graces
The Catholic Church sees the effects of the sacrament as follows. As the sacrament of Marriage gives grace for the married state, the sacrament of Anointing of the Sick gives grace for the state into which people enter through sickness. Through the sacrament a gift of the Holy Spirit is given, that renews confidence and faith in God and strengthens against temptations to discouragement, despair and anguish at the thought of death and the struggle of death; it prevents from losing Christian hope in God's justice, truth and salvation.
The special grace of the sacrament of the Anointing of the Sick has as its effects:
the uniting of the sick person to the passion of Christ, for his own good and that of the whole Church;
the strengthening, peace, and courage to endure, in a Christian manner, the sufferings of illness or old age;
the forgiveness of sins, if the sick person was not able to obtain it through the sacrament of penance;
the restoration of , if it is conducive to the salvation of his soul;
the preparation for passing over to eternal life."
Sacramental oil
The duly blessed oil used in the sacrament is, as laid down in the Apostolic Constitution, Sacram unctionem infirmorum, pressed from olives or from other plants. It is blessed by the bishop of the diocese at the Chrism Mass he celebrates on Holy Thursday or on a day close to it. If oil blessed by the bishop is not available, the priest administering the sacrament may bless the oil, but only within the framework of the celebration.
Ordinary Form of the Roman Rite (1972)
The Roman Rite Anointing of the Sick, as revised in 1972, puts greater stress than in the immediately preceding centuries on the sacrament's aspect of healing, primarily spiritual but also physical, and points to the place sickness holds in the normal life of Christians and its part in the redemptive work of the Church. Canon law permits its administration to a Catholic who has reached the age of reason and is beginning to be put in danger by illness or old age, unless the person in question obstinately persists in a manifestly grave sin. "If there is any doubt as to whether the sick person has reached the use of reason, or is dangerously ill, or is dead, this sacrament is to be administered". There is an obligation to administer it to the sick who, when they were in possession of their faculties, at least implicitly asked for it. A new illness or a renewal or worsening of the first illness enables a person to receive the sacrament a further time.
The ritual book on pastoral care of the sick provides three rites: anointing outside Mass, anointing within Mass, and anointing in a hospital or institution. The rite of anointing outside Mass begins with a greeting by the priest, followed by sprinkling of all present with holy water, if deemed desirable, and a short instruction. There follows a penitential act, as at the beginning of Mass. If the sick person wishes to receive the sacrament of penance, it is preferable that the priest make himself available for this during a previous visit; but if the sick person must confess during the celebration of the sacrament of anointing, this confession replaces the penitential rite A passage of Scripture is read, and the priest may give a brief explanation of the reading, a short litany is said, and the priest lays his hands on the head of the sick person and then says a prayer of thanksgiving over the already blessed oil or, if necessary, blesses the oil himself.
The actual anointing of the sick person is done on the forehead, with the prayer:
PER ISTAM SANCTAM UNCTIONEM ET SUAM PIISSIMAM MISERICORDIAM ADIUVET TE DOMINUS GRATIA SPIRITUS SANCTI, UT A PECCATIS LIBERATUM TE SALVET ATQUE PROPITIUS ALLEVIET. AMEN.
"Through this holy anointing may the Lord in his love and mercy help you with the grace of the Holy Spirit," and on the hands, with the prayer "May the Lord who frees you from sin save you and raise you up". To each prayer the sick person, if able, responds: "Amen."
It is permitted, in accordance with local culture and traditions and the condition of the sick person, to anoint other parts of the body in addition, such as the area of pain or injury, but without repeating the sacramental form. In case of emergency, a single anointing, if possible but not absolutely necessary if not possible on the forehead, is sufficient.
Extraordinary Form of the Roman Rite
From the early Middle Ages until after the Second Vatican Council the sacrament was administered, within the Latin Church, only when death was approaching and, in practice, bodily recovery was not ordinarily looked for, giving rise, as mentioned above to the name "Extreme Unction" (i.e. final anointing). The extraordinary form of the Roman Rite includes anointing of seven parts of the body while saying in Latin:
Per istam sanctam Unctiónem + et suam piisimam misericórdiam, indúlgeat tibi Dóminus quidquid per (visum, auditorum, odorátum, gustum et locutiónem, tactum, gressum, lumborum delectationem) deliquisti.
Through this holy unction and His own most tender mercy may the Lord pardon thee whatever sins thou hast committed by (sight by hearing, smell, taste, touch, walking, carnal delectation), the last phrase corresponding to the part of the body that was touched. The 1913 Catholic Encyclopedia explains that "the unction of the loins is generally, if not universally, omitted in English-speaking countries, and it is of course everywhere forbidden in case of women".
Anointing in the extraordinary form is still permitted under the conditions mentioned in article 9 of the 2007 motu proprio Summorum Pontificum.
In the case of necessity when only a single anointing on the forehead is possible, it suffices for valid administration of the sacrament to use the shortened form:
Per istam sanctam unctionem indulgeat tibi Dominus, quidquid deliquisti. Amen.
Through this holy anointing, may the Lord pardon thee whatever sins thou hast committed. Amen.
When it become opportune, all the anointings are to be supplied together with their respective forms for the integrity of the sacrament. If the sacrament is conferred conditionally, for example, if a person is unconscious, "Si es capax (If you are capable)” is added to the beginning of the form, not "Si dispositus es (if you are disposed)." In doubt if the soul has left the body through death, the priest adds, "Si vivis (If you are alive)."
Other Western historical forms
Liturgical rites of the Catholic Church, both Western and Eastern, other than the Roman, have a variety of other forms for celebrating the sacrament. For example, according to Giovanni Diclich who cites De Rubeis, De Ritibus vestutis &c. cap. 28 p. 381, the Aquileian Rite, also called Rito Patriarchino, had twelve anointings, namely, of the head, forehead, eyes, ears, nose, lips, throat, chest, heart, shoulders, hands, and feet. The form used to anoint is the first person plural indicative, except for the anointing on the head which could be either in the first person singular or plural.
For example, the form is given as:
Ungo caput tuum Oleo benedicto + in nomine Patris, et Filii, et Spiritus Sancti. Vel Ungimus caput tuum Oleo divinitus sanctificato + in nomine Sanctae et Individuae Trinitatis ut more militis praeparatus ad luctamen, possis aereas superare catervas: per Christum Dominum nostrum. Amen.
I anoint your head with blessed Oil + in the name of the Father, and of the Son, and of the Holy Spirit. Or We anoint your head with divinely sanctified Oil + in the name of the Holy and Undivided Trinity so that prepared for the conflict in the way of a soldier, you might be able to overcome the aereal throng: through Christ our Lord. Amen.
The other anointings all mention an anointing with oil and are all made "through Christ our Lord," and "in the name of the Father, and of the Son, and of the Holy Spirit," except the anointing of the heart which, as in the second option for anointing of the head, is "in the name of the Holy and Undivided Trinity." the Latin forms are as follows:
(Ad frontem) Ungimus frontem tuam Oleo sancto in nomine Patris, et Filii, et Spiritus Sancti, in remissionem omnium peccatorum; ut sit tibi haec unction sanctificationis ad purificationem mentis et corporis; ut non lateat in te spiritus immundus neque in membris, neque in medullis, neque in ulla compagine membrorum: sed habitet in te virtus Christi Altissimi et Spiritus Sancti: per Christum Dominum nostrum. Amen.
(Ad oculos) Ungimus oculos tuos Oleo sanctificato, in nomine Patris, et Filii, et Spiritus Sancti: ut quidquid illicito visu deliquisti, hac unctione expietur per Christum Dominum nostrum. Amen.
(Ad aures) Ungimus has aures sacri Olei liquore in nomine Patris, et Filii, et Spiritus Sancti: ut quidquid peccati delectatione nocivi auditus admissum est, medicina hac spirituali evacuetur: per Christum Dominum nostrum. Amen.
(Ad nares) Ungimus has nares Olei hujus liquore in nomine Patris, et Filii, et Spiritus Sancti: ut quidquid noxio vapore contractum est, vel odore superfluo, ista evacuet unctio vel medicatio: per Christum Dominum nostrum. Amen.
(Ad labia) Ungimus labia ista consecrati Olei medicamento, in nomine Patris, et Filii, et Spiritus Sancti: ut quidquid otiose, vel etiam crimnosa peccasti locutione, divina clementia miserante expurgetur: per Christum Dominum nostrum. Amen.
(Ad guttur) Ungimus te in gutture Oleo sancto in nomine Patris, et Filii, et Spiritus Sancti, ut non lateat in te spiritus immundus, neque in membris, neque in medullis, neque in ulla compagine membrorum: sed habitet in te virtus Christi Altissimi et Spiritus Sancti:quatenus per hujus operationem mysterii, et per hanc sacrati Olei unctionem, atque nostrum deprecationem virtute Sanctae Trinitatis medicates, sive fotus; pristinam, et meliorem percipere merearis sanitatem: per Christum Dominum nostrum. Amen.
(Ad pectus) Ungimus pectus tuum Oleo divinitus sanctificato in nomine Patris, et Filii, et Spiritus Sancti, ut hac unctione pectoris fortiter certare valeas adversus aereas potestates: per Christum Dominum nostrum. Amen.
(Ad cor) Ungimus locum cordis Oleo divinitus sanctificato, coelesti munere nobis attributo, in nomine Sanctae et Individuae Trinitatis, ut ipsa interius exteriusque te sanando vivificet, quae universum ne pereat continent: per Christum Dominum nostrum. Amen.
(Ad scapulas) Ungimus has scapulas, sive in medio scapularum Oleo sacrato, in nomine Patris, et Filii, et Spiritus Sancti, ut ex omni parte spirituali protectione munitus, jacula diabolici impetus viriliter contemnere, ac procul possis cum robore superni juvaminis repellere: per Christum Dominum nostrum. Amen.
(Ad manus) Ungimus has manus Oleo sacro, in nomine Patris, et Filii, et Spiritus Sancti, ut quidquid illicito opera, vel noxio peregerunt, per hanc sanctam unctionem evacuetur: per Christum Dominum nostrum. Amen.
(Ad pedes) Ungimus hos pedes Oleo benedicto, in nomine Patris, et Filii, et Spiritus Sancti, ut quidquid superfluo, vel nocivo incessu commiserunt, ista aboleat perunctio: per Christum Dominum nostrum. Amen.
Eastern Orthodox Church
The teaching of the Eastern Orthodox Church on the Holy Mystery (sacrament) of Unction is similar to that of the Roman Catholic Church. However, the reception of the Mystery is not limited to those who are enduring physical illness. The Mystery is given for healing (both physical and spiritual) and for the forgiveness of sin. For this reason, it is normally required that one go to confession before receiving Unction. Because it is a Sacred Mystery of the Church, only Orthodox Christians may receive it.
The solemn form of Eastern Christian anointing requires the ministry of seven priests. A table is prepared, upon which is set a vessel containing wheat. Into the wheat has been placed an empty shrine-lamp, seven candles, and seven anointing brushes. Candles are distributed for all to hold during the service. The rite begins with reading Psalm 50 (the great penitential psalm), followed by the chanting of a special canon. After this, the senior priest (or bishop) pours pure olive oil and a small amount of wine into the shrine lamp, and says the "Prayer of the Oil", which calls upon God to "...sanctify this Oil, that it may be effectual for those who shall be anointed therewith, unto healing, and unto relief from every passion, every malady of the flesh and of the spirit, and every ill..." Then follow seven series of epistles, gospels, long prayers, Ektenias (litanies) and anointings. Each series is served by one of the seven priests in turn. The afflicted one is anointed with the sign of the cross on seven places: the forehead, the nostrils, the cheeks, the lips, the breast, the palms of both hands, and the back of the hands. After the last anointing, the Gospel Book is opened and placed with the writing down upon the head of the one who was anointed, and the senior priest reads the "Prayer of the Gospel". At the end, the anointed kisses the Gospel, the Cross and the right hands of the priests, receiving their blessing.
Anointing is considered to be a public rather than a private sacrament, and so as many of the faithful who are able are encouraged to attend. It should be celebrated in the church when possible, but if this is impossible, it may be served in the home or hospital room of the afflicted.
Unction in the Greek Orthodox Church and Churches of Hellenic custom (Antiochian Eastern Orthodox, Melkite, etc.) is usually given with a minimum of ceremony.
Anointing may also be given during Forgiveness Vespers and Great Week, on Great and Holy Wednesday, to all who are prepared. Those who receive Unction on Holy Wednesday should go to Holy Communion on Great Thursday. The significance of receiving Unction on Holy Wednesday is shored up by the hymns in the Triodion for that day, which speak of the sinful woman who anointed the feet of Christ. Just as her sins were forgiven because of her penitence, so the faithful are exhorted to repent of their sins. In the same narrative, Jesus says, "in that she hath poured this ointment on my body, she did it for my burial" (Id., v. 12), linking the unction with Christ's death and resurrection.
In some dioceses of the Russian Orthodox Church it is customary for the bishop to visit each parish or region of the diocese some time during Great Lent and give Anointing for the faithful, together with the local clergy.
Hussite Church
The Hussite Church regards anointing of the sick as one of the seven sacraments.
Anabaptist Churches
Anabaptists observe the ordinance of anointing of the sick in obedience to , with it being counted among the seven ordinances by Conservative Mennonite Anabaptists. In a compendium of Anabaptist doctrine, theologian Daniel Kauffman stated:
The 2021 Church Polity of the Dunkard Brethren Church, a Conservative Anabaptist denomination in the Schwarzenau Brethren tradition, teaches:
Lutheran churches
Anointing of the sick has been retained in Lutheran churches since the Reformation. Although it is not considered a sacrament like baptism, confession and the Eucharist, it is known as a ritual in the same respect as confirmation, holy orders, and matrimony.
Liturgy
After the penitent has received absolution following confession, the presiding minister recites James 5:14-16. He goes on to recite the following:
[Name], you have confessed your sins and received Holy Absolution. In remembrance of the grace of God given by the Holy Spirit in the waters of Holy Baptism, I will anoint you with oil. Confident in our Lord and in love for you, we also pray for you that you will not lose faith. Knowing that in Godly patience the Church endures with you and supports you during this affliction. We firmly believe that this illness is for the glory of God and that the Lord will both hear our prayer and work according to His good and gracious will.
He anoints the person on the forehead and says this blessing:
Almighty God, the Father of our Lord Jesus Christ, who has given you the new birth of water and the Spirit and has forgiven you all your sins, strengthen you with His grace to life everlasting. Amen.
Anglican churches
The 1552 and later editions of the Book of Common Prayer omitted the form of anointing given in the original (1549) version in its Order for the Visitation of the Sick, but most twentieth-century Anglican prayer books do have anointing of the sick. The Book of Common Prayer (1662) and the proposed revision of 1928 include the "visitation of the sick" and "communion of the sick" (which consist of various prayers, exhortations and psalms).
Some Anglicans accept that anointing of the sick has a sacramental character and is therefore a channel of God's grace, seeing it as an "outward and visible sign of an inward and spiritual grace" which is the definition of a sacrament. The Catechism of the Episcopal Church of the United States of America includes Unction of the Sick as among the "other sacramental rites" and it states that unction can be done with oil or simply with laying on of hands. The rite of anointing is included in the Episcopal Church's "Ministration to the Sick"
Article 25 of the Thirty-Nine Articles, which are one of the historical formularies of the Church of England (and as such, the Anglican Communion), speaking of the sacraments, says: "Those five commonly called Sacraments, that is to say, Confirmation, Penance, Orders, Matrimony, and extreme Unction, are not to be counted for Sacraments of the Gospel, being such as have grown partly of the corrupt following of the Apostles, partly are states of life allowed in the Scriptures; but yet have not like nature of Sacraments with Baptism, and the Lord's Supper, for that they have not any visible sign or ceremony ordained of God."
In 1915 members of the Anglican Communion founded the Guild of St Raphael, an organisation dedicated to promoting, supporting and practising Christ's ministry of healing.
Other Protestant communities
Protestants provide anointing in a wide variety of formats. Protestant communities generally vary widely on the sacramental character of anointing. Most Mainline Protestants recognize only two sacraments, the eucharist and baptism, deeming anointing only a humanly-instituted rite. Non-traditional Protestant communities generally use the term ordinance rather than sacrament.
Mainline beliefs
Liturgical or Mainline Protestant communities (e.g. Presbyterian, Congregationalist/United Church of Christ, Methodist, etc.) all have official yet often optional liturgical rites for the anointing of the sick partly on the model of Western pre-Reformation rites. Anointing need not be associated with grave illness or imminent danger of death.
Charismatic and Pentecostal beliefs
In Charismatic and Pentecostal communities, anointing of the sick is a frequent practice and has been an important ritual in these communities since the respective movements were founded in the 19th and 20th centuries. These communities use extemporaneous forms of administration at the discretion of the minister, who need not be a pastor. There is minimal ceremony attached to its administration. Usually, several people physically touch (laying on of hands) the recipient during the anointing. It may be part of a worship service with the full assembly of the congregation present, but may also be done in more private settings, such as homes or hospital rooms. Some Pentecostals believe that physical healing is within the anointing and so there is often great expectation or at least great hope that a miraculous cure or improvement will occur when someone is being prayed over for healing.
Evangelical and fundamentalist beliefs
In Evangelical and Fundamentalist communities, anointing of the sick is performed with varying degrees of frequency, although laying on of hands may be more common than anointing. The rite would be similar to that of Pentecostals in its simplicity, but would usually not have the same emotionalism attached to it. Unlike some Pentecostals, Evangelicals and Fundamentalists generally do not believe that physical healing is within the anointing. Therefore, God may or may not grant physical healing to the sick. The healing conferred by anointing is thus a spiritual event that may not result in physical recovery.
The Church of the Brethren practices Anointing with Oil as an ordinance along with Baptism, Communion, Laying on of Hands, and the Love Feast.
Evangelical Protestants who use anointing differ about whether the person doing the anointing must be an ordained member of the clergy, whether the oil must necessarily be olive oil and have been previously specially consecrated, and about other details. Several Evangelical groups reject the practice so as not to be identified with charismatic and Pentecostal groups, which practice it widely.
Latter Day Saint movement
Church of Jesus Christ of Latter-day Saints
Latter-day Saints, who consider themselves restorationists, also practice ritual anointing of the sick, as well as other forms of anointing. Members of the Church of Jesus Christ of Latter-day Saints (LDS Church) consider anointing to be an ordinance.
Members of the LDS Church who hold the Melchizedek priesthood may use consecrated olive oil in performing the ordinance of blessing of the "sick or afflicted", though oil is not required if it is unavailable. The priesthood holder anoints the recipient's head with a drop of oil, then lays hands upon that head and declare their act of anointing. Then another priesthood holder joins in, if available, and pronounces a "sealing" of the anointing and other words of blessing, as he feels inspired. Melchizedek priesthood holders are also authorized to consecrate any pure olive oil and often carry a personal supply in case they have need to perform an anointing. Oil is not used in other blessings, such as for people seeking comfort or counsel.
In addition to the James 5:14-15 reference, the Doctrine and Covenants contains numerous references to the anointing and healing of the sick by those with authority to do so.
Community of Christ
Administration to the sick is one of the eight sacraments of the Community of Christ, in which it has also been used for people seeking spiritual, emotional or mental healing.
See also
Anointing of the Sick (Catholic Church)
Faith healing
References
External links
Church Fathers on the Anointing of the Sick
Western
The Anointing of the Sick
Sacrament of the Anointing of the Sick
"Extreme Unction" in Catholic Encyclopedia (1913)
Apostolic Constitution "Sacram unctionem infirmorum"
Eastern
Holy Anointing of the Sick article from the Moscow Patriarchate
Unction of the Sick article from the Sydney, Australia diocese of the Russian Orthodox Church Outside of Russia
The Mystery of Unction Russian Orthodox Cathedral of St. John the Baptist, Washington, DC
Coptic Unction on Holy Saturday (Photo)
Christian terminology
New Testament words and phrases
Supernatural healing
Sacramentals |
2349 | https://en.wikipedia.org/wiki/Abstract%20data%20type | Abstract data type | In computer science, an abstract data type (ADT) is a mathematical model for data types, defined by its behavior (semantics) from the point of view of a user of the data, specifically in terms of possible values, possible operations on data of this type, and the behavior of these operations. This mathematical model contrasts with data structures, which are concrete representations of data, and are the point of view of an implementer, not a user.
Formally, an ADT may be defined as a "class of objects whose logical behavior is defined by a set of values and a set of operations"; this is analogous to an algebraic structure in mathematics. What is meant by "behaviour" varies by author, with the two main types of formal specifications for behavior being axiomatic (algebraic) specification and an abstract model; these correspond to axiomatic semantics and operational semantics of an abstract machine, respectively. Some authors also include the computational complexity ("cost"), both in terms of time (for computing operations) and space (for representing values). In practice, many common data types are not ADTs, as the abstraction is not perfect, and users must be aware of issues like arithmetic overflow that are due to the representation. For example, integers are often stored as fixed-width values (32-bit or 64-bit binary numbers), and thus experience integer overflow if the maximum value is exceeded.
ADTs are a theoretical concept, in computer science, used in the design and analysis of algorithms, data structures, and software systems, and do not correspond to specific features of computer languages—mainstream computer languages do not directly support formally specified ADTs. However, various language features correspond to certain aspects of ADTs, and are easily confused with ADTs proper; these include abstract types, opaque data types, protocols, and design by contract. ADTs were first proposed by Barbara Liskov and Stephen N. Zilles in 1974, as part of the development of the CLU language.
Discussion
For example, integers are an ADT, defined as the values ..., −2, −1, 0, 1, 2, ..., and by the operations of addition, subtraction, multiplication, and division, together with greater than, less than, etc., which behave according to familiar mathematics (with care for integer division), independently of how the integers are represented by the computer. Explicitly, "behavior" includes obeying various axioms (associativity and commutativity of addition, etc.), and preconditions on operations (cannot divide by zero). Typically integers are represented in a data structure as binary numbers, most often as two's complement, but might be binary-coded decimal or in ones' complement, but for most purposes, the user can work with the abstraction rather than the concrete choice of representation, and can simply use the data as if the type were truly abstract.
An ADT consists not only of operations but also of a domain of values and of constraints on the defined operations. An "interface" typically refers only to the operations, and perhaps some of the constraints on the operations, such as pre-conditions and post-conditions; but not to other constraints, such as relations between the operations.
For example, an abstract stack, which is a last-in-first-out structure, could be defined by three operations: push, that inserts a data item onto the stack; pop, that removes a data item from it; and peek or top, that accesses a data item on top of the stack without removal. An abstract queue, which is a first-in-first-out structure, would also have three operations: enqueue, that inserts a data item into the queue; dequeue, that removes the first data item from it; and front, that accesses and serves the first data item in the queue. If these were the entire definitions, there would be no way of differentiating these two data types and their very different expected ordering behavior. Thus, a constraint is introduced that for a stack specifies that each pop always returns (and removes) the most recently pushed item that has not been popped yet, and for a queue (in contrast) specifies that pop operates on the least recently pushed item.
When analyzing the efficiency of algorithms, one may also specify that all operations take the same time no matter how many data items have been pushed into the stack and that the stack uses a constant amount of storage for each element. However, time bounds are not always considered part of the definition of an ADT.
Abstract data types are purely theoretical entities, used (among other things) to simplify the description of abstract algorithms, to classify and evaluate data structures, and to formally describe the type systems of programming languages. However, an ADT may be implemented by specific data types or data structures, in many ways and in many programming languages; or described in a formal specification language. ADTs are often implemented as modules: the module's interface declares procedures that correspond to the ADT operations, sometimes with comments that describe the constraints. This information hiding strategy allows the implementation of the module to be changed without disturbing the client programs.
The term abstract data type can also be regarded as a generalized approach of a number of algebraic structures, such as lattices, groups, and rings. The notion of abstract data types is related to the concept of data abstraction, important in object-oriented programming and design by contract methodologies for software development.
Definition
An abstract data type is defined as a mathematical model of the data objects that make up a data type as well as the functions that operate on these objects. There are no standard conventions for defining them. A broad division may be drawn between "imperative" (or "operational") and "functional" (or "axiomatic") definition styles.
Imperative-style definition
In the theory of imperative programming languages, an abstract data structure is conceived as an entity that is mutable—meaning that it may be in different states at different times. Some operations may change the state of the ADT; therefore, the order in which operations are evaluated is important, and the same operation on the same entities may have different effects if executed at different times. This is analogous to the instructions of a computer or the commands and procedures of an imperative language. To underscore this view, it is customary to say that the operations are executed or applied, rather than evaluated, similar to the imperative style often used when describing abstract algorithms. (See The Art of Computer Programming by Donald Knuth for more details).
Abstract variable
Imperative-style definitions of ADT often depend on the concept of an abstract variable, which may be regarded as the simplest non-trivial ADT. An abstract variable V is a mutable entity that admits two operations:
store(V, x) where x is a value of unspecified nature;
fetch(V), that yields a value,
with the constraint that
fetch(V) always returns the value x used in the most recent store(V, x) operation on the same variable V.
Fetching before storing can be disallowed, defined to have a certain result, or (less desirably), leave the behavior unspecified.
As in many programming languages, the operation store(V, x) is often written V ← x (or some similar notation), and fetch(V) is implied whenever a variable V is used in a context where a value is required. Thus, for example, V ← V + 1 is commonly understood to be a shorthand for store(V,fetch(V) + 1).
In this definition, it is implicitly assumed that names are always distinct: storing a value into a variable U has no effect on the state of a distinct variable V. To make this assumption explicit, one could add the constraint that
if U and V are distinct variables, the sequence { store(U, x); store(V, y) } is equivalent to { store(V, y); store(U, x) }.
More generally, ADT definitions often assume that any operation that changes the state of one ADT instance has no effect on the state of any other instance of the same ADT, unless the ADT axioms define certain instances as connected (see aliased) in a specific way. The most common such connections include:
Aliasing, in which two or more names refer to the exact same data object.
Composition, in which an ADT is defined to contain instances of (the same or other) ADTs.
Reference, in which an ADT is defined to refer to instance of (the same or other) ADTs.
For example, when extending the definition of an abstract variable to include abstract records, operations upon a field F of a record variable R, clearly involve F, which is distinct from, but also a part of, R.
The definition of an ADT may restrict the stored value(s) for its instances, to members of a specific set X called the range of those variables. For example, an ADT for an aggregate such as a Stack or Queue, may constrain all items in the queue to be integers, or at least to all be of a single type (see homogeneity). As in programming languages, such restrictions may simplify the description and analysis of algorithms, and improve its readability.
Note that this definition does not imply anything about the result of evaluating fetch(V) when V is un-initialized, that is, before performing any store operation on V. An algorithm that does so may be considered invalid, either (a) because the ADT prohibits such an operation, or (b) simply because its effect is not defined by the ADT. However, there are some important algorithms whose efficiency strongly depends on the assumption that such a fetch is legal, and returns some arbitrary value in the variable's range.)
Instance creation
Some algorithms need to create new instances of some ADT (such as new variables, or new stacks). To describe such algorithms, one usually includes in the ADT definition a create() operation that yields an instance of the ADT, usually with axioms equivalent to
the result of create() is distinct from any instance already in use by the algorithm.
This axiom may be strengthened to exclude also partial aliasing with other instances. For practical use, such as axiom may still allow implementations of create() to yield a previously created instance that has become inaccessible to the program; however, defining that such an instance even is "the same" is difficult, especially in the abstract (though even a re-used block of memory is only "the same object" in certain senses).
Example: abstract stack (imperative)
As another example, an imperative-style definition of an abstract stack could specify that the state of a stack S can be modified only by the operations
push(S, x), where x is some value of unspecified nature;
pop(S), that yields a value as a result,
with the constraint that
For any value x and any abstract variable V, the sequence of operations { push(S, x); V ← pop(S) } is equivalent to V ← x.
Since the assignment V ← x, by definition, cannot change the state of S, this condition implies that V ← pop(S) restores S to the state it had before the push(S, x). From this condition and from the properties of abstract variables, it follows, for example, that the sequence
{ push(S, x); push(S, y); U ← pop(S); push(S, z); V ← pop(S); W ← pop(S) }
where x, y, and z are any values, and U, V, W are pairwise distinct variables, is equivalent to
{ U ← y; V ← z; W ← x }
Here it is implicitly assumed that operations on a stack instance do not modify the state of any other ADT instance, including other stacks; that is,
For any values x, y, and any distinct stacks S and T, the sequence { push(S, x); push(T, y) } is equivalent to { push(T, y); push(S, x) }.
An abstract stack definition usually includes also a Boolean-valued function empty(S) and a create() operation that returns a stack instance, with axioms equivalent to
create() ≠ S for any prior stack S (a newly created stack is distinct from all previous stacks);
empty(create()) (a newly created stack is empty);
not empty(push(S, x)) (pushing something into a stack makes it non-empty).
Single-instance style
Sometimes an ADT is defined as if only one instance of it existed during the execution of the algorithm, and all operations were applied to that instance, which is not explicitly notated. For example, the abstract stack above could have been defined with operations push(x) and pop(), that operate on the only existing stack. ADT definitions in this style can be easily rewritten to admit multiple coexisting instances of the ADT, by adding an explicit instance parameter (like S in the previous example) to every operation that uses or modifies the implicit instance.
On the other hand, some ADTs cannot be meaningfully defined without assuming multiple instances. This is the case when a single operation takes two distinct instances of the ADT as parameters. For an example, consider augmenting the definition of the abstract stack with an operation compare(S, T) that checks whether the stacks S and T contain the same items in the same order.
Functional-style definition
Another way to define an ADT, closer to the spirit of functional programming, is to consider each state of the structure as a separate entity. In this view, any operation that modifies the ADT is modelled as a mathematical function that takes the old state as an argument and returns the new state as part of the result. Unlike the imperative operations, these functions have no side effects. Therefore, the order in which they are evaluated is immaterial, and the same operation applied to the same arguments (including the same input states) will always return the same results (and output states).
In the functional view, in particular, there is no way (or need) to define an "abstract variable" with the semantics of imperative variables (namely, with fetch and store operations). Instead of storing values into variables, one passes them as arguments to functions.
Example: abstract stack (functional)
For example, a complete functional-style definition of an abstract stack could use the three operations:
push: takes a stack state and an arbitrary value, returns a stack state;
top: takes a stack state, returns a value;
pop: takes a stack state, returns a stack state.
In a functional-style definition there is no need for a create operation. Indeed, there is no notion of "stack instance". The stack states can be thought of as being potential states of a single stack structure, and two-stack states that contain the same values in the same order are considered to be identical states. This view actually mirrors the behavior of some concrete implementations, such as linked lists with hash cons.
Instead of create(), a functional-style definition of an abstract stack may assume the existence of a special stack state, the empty stack, designated by a special symbol like Λ or "()"; or define a bottom() operation that takes no arguments and returns this special stack state. Note that the axioms imply that
push(Λ, x) ≠ Λ.
In a functional-style definition of a stack one does not need an empty predicate: instead, one can test whether a stack is empty by testing whether it is equal to Λ.
Note that these axioms do not define the effect of top(s) or pop(s), unless s is a stack state returned by a push. Since push leaves the stack non-empty, those two operations are undefined (hence invalid) when s = Λ. On the other hand, the axioms (and the lack of side effects) imply that push(s, x) = push(t, y) if and only if x = y and s = t.
As in some other branches of mathematics, it is customary to assume also that the stack states are only those whose existence can be proved from the axioms in a finite number of steps. In the abstract stack example above, this rule means that every stack is a finite sequence of values, that becomes the empty stack (Λ) after a finite number of pops. By themselves, the axioms above do not exclude the existence of infinite stacks (that can be popped forever, each time yielding a different state) or circular stacks (that return to the same state after a finite number of pops). In particular, they do not exclude states s such that pop(s) = s or push(s, x) = s for some x. However, since one cannot obtain such stack states with the given operations, they are assumed "not to exist".
Whether to include complexity
Aside from the behavior in terms of axioms, it is also possible to include, in the definition of an ADT operation, their algorithmic complexity. Alexander Stepanov, designer of the C++ Standard Template Library, included complexity guarantees in the STL specification, arguing:
Advantages
Encapsulation
Abstraction provides a promise that any implementation of the ADT has certain properties and abilities; knowing these is all that is required to make use of an ADT object.
Localization of change
Code that uses an ADT object will not need to be edited if the implementation of the ADT is changed. Since any changes to the implementation must still comply with the interface, and since code using an ADT object may only refer to properties and abilities specified in the interface, changes may be made to the implementation without requiring any changes in code where the ADT is used.
Flexibility
Different implementations of the ADT, having all the same properties and abilities, are equivalent and may be used somewhat interchangeably in code that uses the ADT. This gives a great deal of flexibility when using ADT objects in different situations. For example, different implementations of the ADT may be more efficient in different situations; it is possible to use each in the situation where they are preferable, thus increasing overall efficiency.
Typical operations
Some operations that are often specified for ADTs (possibly under other names) are
compare(s, t), that tests whether two instances' states are equivalent in some sense;
hash(s), that computes some standard hash function from the instance's state;
print(s) or show(s), that produces a human-readable representation of the instance's state.
In imperative-style ADT definitions, one often finds also
create(), that yields a new instance of the ADT;
initialize(s), that prepares a newly created instance s for further operations, or resets it to some "initial state";
copy(s, t), that puts instance s in a state equivalent to that of t;
clone(t), that performs s ← create(), copy(s, t), and returns s;
free(s) or destroy(s), that reclaims the memory and other resources used by s.
The free operation is not normally relevant or meaningful, since ADTs are theoretical entities that do not "use memory". However, it may be necessary when one needs to analyze the storage used by an algorithm that uses the ADT. In that case, one needs additional axioms that specify how much memory each ADT instance uses, as a function of its state, and how much of it is returned to the pool by free.
Examples
Some common ADTs, which have proved useful in a great variety of applications, are
Collection
Container
List
String
Set
Multiset
Map
Multimap
Graph
Tree
Stack
Queue
Priority queue
Double-ended queue
Double-ended priority queue
Each of these ADTs may be defined in many ways and variants, not necessarily equivalent. For example, an abstract stack may or may not have a count operation that tells how many items have been pushed and not yet popped. This choice makes a difference not only for its clients but also for the implementation.
Abstract graphical data type
An extension of ADT for computer graphics was proposed in 1979: an abstract graphical data type (AGDT). It was introduced by Nadia Magnenat Thalmann, and Daniel Thalmann. AGDTs provide the advantages of ADTs with facilities to build graphical objects in a structured way.
Implementation
Implementing an ADT means providing one procedure or function for each abstract operation. The ADT instances are represented by some concrete data structure that is manipulated by those procedures, according to the ADT's specifications.
Usually, there are many ways to implement the same ADT, using several different concrete data structures. Thus, for example, an abstract stack can be implemented by a linked list or by an array.
In order to prevent clients from depending on the implementation, an ADT is often packaged as an opaque data type in one or more modules, whose interface contains only the signature (number and types of the parameters and results) of the operations. The implementation of the module—namely, the bodies of the procedures and the concrete data structure used—can then be hidden from most clients of the module. This makes it possible to change the implementation without affecting the clients. If the implementation is exposed, it is known instead as a transparent data type.
When implementing an ADT, each instance (in imperative-style definitions) or each state (in functional-style definitions) is usually represented by a handle of some sort.
Modern object-oriented languages, such as C++ and Java, support a form of abstract data types. When a class is used as a type, it is an abstract type that refers to a hidden representation. In this model, an ADT is typically implemented as a class, and each instance of the ADT is usually an object of that class. The module's interface typically declares the constructors as ordinary procedures, and most of the other ADT operations as methods of that class. However, such an approach does not easily encapsulate multiple representational variants found in an ADT. It also can undermine the extensibility of object-oriented programs. In a pure object-oriented program that uses interfaces as types, types refer to behaviours, not representations.
Example: implementation of the abstract stack
As an example, here is an implementation of the abstract stack above in the C programming language.
Imperative-style interface
An imperative-style interface might be:
typedef struct stack_Rep stack_Rep; // type: stack instance representation (opaque record)
typedef stack_Rep* stack_T; // type: handle to a stack instance (opaque pointer)
typedef void* stack_Item; // type: value stored in stack instance (arbitrary address)
stack_T stack_create(void); // creates a new empty stack instance
void stack_push(stack_T s, stack_Item x); // adds an item at the top of the stack
stack_Item stack_pop(stack_T s); // removes the top item from the stack and returns it
bool stack_empty(stack_T s); // checks whether stack is empty
This interface could be used in the following manner:
#include <stack.h> // includes the stack interface
stack_T s = stack_create(); // creates a new empty stack instance
int x = 17;
stack_push(s, &x); // adds the address of x at the top of the stack
void* y = stack_pop(s); // removes the address of x from the stack and returns it
if (stack_empty(s)) { } // does something if stack is empty
This interface can be implemented in many ways. The implementation may be arbitrarily inefficient, since the formal definition of the ADT, above, does not specify how much space the stack may use, nor how long each operation should take. It also does not specify whether the stack state s continues to exist after a call x ← pop(s).
In practice the formal definition should specify that the space is proportional to the number of items pushed and not yet popped; and that every one of the operations above must finish in a constant amount of time, independently of that number. To comply with these additional specifications, the implementation could use a linked list, or an array (with dynamic resizing) together with two integers (an item count and the array size).
Functional-style interface
Functional-style ADT definitions are more appropriate for functional programming languages, and vice versa. However, one can provide a functional-style interface even in an imperative language like C. For example:
typedef struct stack_Rep stack_Rep; // type: stack state representation (opaque record)
typedef stack_Rep* stack_T; // type: handle to a stack state (opaque pointer)
typedef void* stack_Item; // type: value of a stack state (arbitrary address)
stack_T stack_empty(void); // returns the empty stack state
stack_T stack_push(stack_T s, stack_Item x); // adds an item at the top of the stack state and returns the resulting stack state
stack_T stack_pop(stack_T s); // removes the top item from the stack state and returns the resulting stack state
stack_Item stack_top(stack_T s); // returns the top item of the stack state
ADT libraries
Many modern programming languages, such as C++ and Java, come with standard libraries that implement several common ADTs, such as those listed above.
Built-in abstract data types
The specification of some programming languages is intentionally vague about the representation of certain built-in data types, defining only the operations that can be done on them. Therefore, those types can be viewed as "built-in ADTs". Examples are the arrays in many scripting languages, such as Awk, Lua, and Perl, which can be regarded as an implementation of the abstract list.
See also
Concept (generic programming)
Formal methods
Functional specification
Generalized algebraic data type
Initial algebra
Liskov substitution principle
Type theory
Walls and Mirrors
Notes
Citations
References
Further reading
External links
Abstract data type in NIST Dictionary of Algorithms and Data Structures
Data types
Type theory |
2357 | https://en.wikipedia.org/wiki/American%20Football%20League | American Football League | The American Football League (AFL) was a major professional American football league that operated for ten seasons from 1960 until 1970, when it merged with the older National Football League (NFL), and became the American Football Conference. The upstart AFL operated in direct competition with the more established NFL throughout its existence. It was more successful than earlier rivals to the NFL with the same name, the 1926, 1936 and 1940 leagues, and the later All-America Football Conference (which existed between 1944 and 1950 but only played between 1946 and 1949).
This fourth version of the AFL was the most successful, created by a number of owners who had been refused NFL expansion franchises or had minor shares of NFL franchises. The AFL's original lineup consisted of an Eastern division of the New York Titans, Boston Patriots, Buffalo Bills, and the Houston Oilers, and a Western division of the Los Angeles Chargers, Denver Broncos, Oakland Raiders, and Dallas Texans. The league first gained attention by signing 75% of the NFL's first-round draft choices in 1960, including Houston's successful signing of college star and Heisman Trophy winner Billy Cannon.
While the first years of the AFL saw uneven competition and low attendance, the league was buttressed by a generous television contract with the American Broadcasting Company (ABC), followed by a contract with the competing National Broadcasting Company (NBC) for games starting with the 1965 season, that broadcast the more offense-oriented football league nationwide. Continuing to attract top talent from colleges and the NFL by the mid-1960s, as well as successful franchise shifts of the Chargers from L.A. south to San Diego and the Texans north to Kansas City (becoming the Kansas City Chiefs), the AFL established a dedicated following. The transformation of the struggling Titans into the New York Jets under new ownership, including the signing of University of Alabama star quarterback Joe Namath, further solidified the league's reputation among the major media.
As fierce competition made player salaries skyrocket in both leagues, especially after a series of "raids", the leagues agreed to a merger in 1966. Among the conditions were a common draft and a championship game played between the two league champions first played in early 1967, which would eventually become known as the Super Bowl.
The AFL and NFL operated as separate leagues until 1970, with separate regular season and playoff schedules except for the championship game. NFL Commissioner Pete Rozelle also became chief executive of the AFL from July 26, 1966, through the completion of the merger. During this time the AFL expanded, adding the Miami Dolphins and Cincinnati Bengals. After losses by the Kansas City Chiefs and Oakland Raiders in the first two AFL-NFL World Championship Games to the Green Bay Packers (1966–67), the New York Jets and Chiefs won Super Bowls III and IV (1968–69) respectively, cementing the league's claim to being an equal to the NFL.
In 1970, the AFL was absorbed into the NFL. The ten AFL franchises joined three existing NFL teams- the Baltimore Colts, the Cleveland Browns, and the Pittsburgh Steelers-to form the merged league's American Football Conference.
League history
During the 1950s, the National Football League had grown to rival Major League Baseball as one of the most popular professional sports leagues in the United States. One franchise that did not share in this newfound success of the league was the Chicago Cardinals – owned by the Bidwill family – who had become overshadowed by the more popular Chicago Bears. The Bidwills hoped to move their franchise, preferably to St. Louis, but could not come to terms with the league, which demanded money before it would approve the move. Needing cash, the Bidwills began entertaining offers from would-be investors, and one of the men who approached the Bidwills was Lamar Hunt, son and heir of millionaire oilman H. L. Hunt. Hunt offered to buy the Cardinals and move them to Dallas, where he had grown up. However, these negotiations came to nothing, since the Bidwills insisted on retaining a controlling interest in the franchise and were unwilling to move their team to a city where a previous NFL franchise had failed in . While Hunt negotiated with the Bidwills, similar offers were made by Bud Adams, Bob Howsam, and Max Winter.
When Hunt, Adams, and Howsam were unable to secure a controlling interest in the Cardinals, they approached NFL commissioner Bert Bell and proposed the addition of expansion teams. Bell, wary of expanding the 12-team league and risking its newfound success, rejected the offer. On his return flight to Dallas, Hunt conceived the idea of an entirely new league and decided to contact the others who had shown interest in purchasing the Cardinals. In addition to Adams, Howsam, and Winter, Hunt reached out to Bill Boyer, Winter's business partner, to gauge their interest in starting a new league. Hunt's first meeting with Adams was held in March 1959. Hunt, who felt a regional rivalry would be critical for the success of the new league, convinced Adams to join and found his team in Houston. Hunt next secured an agreement from Howsam to bring a team to Denver.
After Winter and Boyer agreed to start a team in Minneapolis-Saint Paul, the new league had its first four teams. Hunt then approached Willard Rhodes, who hoped to bring pro football to Seattle. However, not wanting to undermine its own brand, the University of Washington was unwilling to let the fledgling league use Husky Stadium, and Rhodes' effort came to nothing (Seattle would later get a pro football team of its own). Hunt also sought franchises in Los Angeles, Buffalo and New York City. During the summer of 1959, he sought the blessings of the NFL for his nascent league, as he did not seek a potentially costly rivalry. Within weeks of the July 1959 announcement of the league's formation, Hunt received commitments from Barron Hilton and Harry Wismer to bring teams to Los Angeles and New York, respectively. His initial efforts for Buffalo, however, were rebuffed, when Hunt's first choice of owner, Pat McGroder, declined to take part; McGroder had hoped that the threat of the AFL would be enough to prompt the NFL to expand to Buffalo.
On August 14, 1959, the first league meeting was held in Chicago, and charter memberships were given to Dallas, New York, Houston, Denver, Los Angeles, and Minneapolis-Saint Paul. On August 22, the league officially was named the American Football League at a meeting in Dallas. The NFL's initial reaction was not as openly hostile as it had been with the earlier All-America Football Conference (AAFC), as Bell had even given his public approval; but he died suddenly in October 1959, and individual NFL owners soon began a campaign to undermine the new league. AFL owners were approached with promises of new NFL franchises or ownership stakes in existing ones. Only the party from Minneapolis-Saint Paul accepted, and with the addition of Ole Haugsrud and Bernie Ridder the Minnesota group joined the NFL in 1961 as the Minnesota Vikings. The older league also announced on August 29 that it had conveniently reversed its position against expansion, and planned to bring new NFL teams to Houston and Dallas, to start play in 1961. (The NFL did not expand to Houston at that time, the promised Dallas team – the Dallas Cowboys – actually started play in 1960, and the Vikings began play in 1961.) Finally, the NFL quickly came to terms with the Bidwills and allowed them to relocate the struggling Cardinals to St. Louis, eliminating that city as a potential AFL market.
Ralph Wilson, who owned a minority interest in the NFL's Detroit Lions at the time, initially announced he was placing a team in Miami, but like the Seattle situation, was also rebuffed by local ownership (like Seattle, Miami would later get a pro football team of its own as well); given five other choices, Wilson negotiated with McGroder and brought the team that became the Bills to Buffalo. Buffalo was officially awarded its franchise on October 28. During a league meeting on November 22, a 10-man ownership group from Boston (led by Billy Sullivan) was awarded the AFL's eighth team. On November 30, 1959, Joe Foss, a World War II Marine fighter ace and former governor of South Dakota, was named the AFL's first commissioner. Foss commissioned a friend of Harry Wismer's to develop the AFL's eagle-on-football logo. Hunt was elected President of the AFL on January 26, 1960.
The AFL draft
The AFL's first draft took place the same day Boston was awarded its franchise, and lasted 33 rounds. The league held a second draft on December 2, which lasted for 20 rounds. Because the Oakland Raiders joined after the initial AFL drafts, they inherited Minnesota's selections. A special allocation draft was held in January 1960, to allow the Raiders to stock their team, as some of the other AFL teams had already signed some of Minneapolis' original draft choices.
Crisis and success (1960–61)
In November 1959, Minneapolis-Saint Paul owner Max Winter announced his intent to leave the AFL to accept a franchise offer from the NFL. In 1961, his team began play in the NFL as the Minnesota Vikings. Los Angeles Chargers owner Barron Hilton demanded that a replacement for Minnesota be placed in California, to reduce his team's operating costs and to create a rivalry. After a brief search, Oakland was chosen and an ownership group led by F. Wayne Valley and local real estate developer Chet Soda was formed. After initially being called the Oakland Señors, the rechristened Oakland Raiders officially joined the AFL on January 30, 1960.
The AFL's first major success came when the Houston Oilers signed Billy Cannon, the All-American and 1959 Heisman Trophy winner from LSU. Cannon signed a $100,000 contract to play for the Oilers, despite having already signed a $50,000 contract with the NFL's Los Angeles Rams. The Oilers filed suit and claimed that Rams general manager Pete Rozelle had unduly manipulated Cannon. The court upheld the Houston contract, and with Cannon the Oilers appeared in the AFL's first three championship games (winning two).
On June 9, 1960, the league signed a five-year television contract with ABC, which brought in revenues of approximately $2.125 million per year for the entire league. On June 17, the AFL filed an antitrust lawsuit against the NFL, which was dismissed in 1962 after a two-month trial. The AFL began regular-season play (a night game on Friday, September 9, 1960) with eight teams in the league – the Boston Patriots, Buffalo Bills, Dallas Texans, Denver Broncos, Houston Oilers, Los Angeles Chargers, New York Titans, and Oakland Raiders. Raiders' co-owner Wayne Valley dubbed the AFL ownership "The Foolish Club", a term Lamar Hunt subsequently used on team photographs he sent as Christmas gifts.
The Oilers became the first-ever league champions by defeating the Chargers, 24–16, in the AFL Championship on January 1, 1961. Attendance for the 1960 season was respectable for a new league, but not nearly that of the NFL. In 1960, the NFL averaged attendance of more than 40,000 fans per game and more popular NFL teams in 1960 regularly saw attendance figures in excess of 50,000 per game, while CFL attendances averaged approximately 20,000 per game. By comparison, AFL attendance averaged about 16,500 per game and generally hovered between 10,000 and 20,000 per game. Professional football was still primarily a gate-driven business in 1960, so low attendance meant financial losses. The Raiders, with a league-worst average attendance of just 9,612, lost $500,000 in their first year and only survived after receiving a $400,000 loan from Bills owner Ralph Wilson. In an early sign of stability, however, the AFL did not lose any teams after its first year of operation. In fact, the only major change was the Chargers' move from Los Angeles to nearby San Diego (they would return to Los Angeles in 2017).
On August 8, 1961, the AFL challenged the Canadian Football League to an exhibition game that would feature the Hamilton Tiger-Cats and the Buffalo Bills, which was attended by 24,376 spectators. Playing at Civic Stadium in Hamilton, Ontario, the Tiger-Cats defeated the Bills 38–21 playing a mix of AFL and CFL rules.
Movement and instability (1962–63)
While the Oilers found instant success in the AFL, other teams did not fare as well. The Oakland Raiders and New York Titans struggled on and off the field during their first few seasons in the league. Oakland's eight-man ownership group was reduced to just three in 1961, after heavy financial losses in their first season. Attendance for home games was poor, partly due to the team playing in the San Francisco Bay Area—which already had an established NFL team (the San Francisco 49ers)—but the product on the field was also to blame. After winning six games in their debut season, the Raiders won a total of three times in the 1961 and 1962 seasons. Oakland took part in a 1961 supplemental draft meant to boost the weaker teams in the league, but it did little good. They participated in another such draft in 1962.
The Titans fared a little better on the field but had their own financial troubles. Attendance was so low for home games that team owner Harry Wismer had fans move to seats closer to the field to give the illusion of a fuller stadium on television. Eventually Wismer could no longer afford to meet his payroll, and on November 8, 1962, the AFL took over operations of the team. The Titans were sold to a five-person ownership group headed by Sonny Werblin on March 28, 1963, and in April the new owners changed the team's name to the New York Jets.
The Raiders and Titans both finished last in their respective divisions in the 1962 season. The Texans and Oilers, winners of their divisions, faced each other for the 1962 AFL Championship on December 23. The Texans dethroned the two-time champion Oilers, 20–17, in a double-overtime contest that was, at the time, professional football's longest-ever game.
In 1963, the Texans became the second AFL team to relocate. Lamar Hunt felt that despite winning the league championship in 1962, the Texans could not sufficiently profit in the same market as the Dallas Cowboys, which entered the NFL as an expansion franchise in 1960. After meetings with New Orleans, Atlanta, and Miami, Hunt announced on May 22 that the Texans' new home would be Kansas City, Missouri. Kansas City mayor Harold Roe Bartle (nicknamed "Chief") was instrumental in his city's success in attracting the team. Partly to honor Bartle, the franchise officially became the Kansas City Chiefs on May 26.
The San Diego Chargers, under head coach Sid Gillman, won a decisive 51–10 victory over the Boston Patriots for the 1963 AFL Championship. Confident that his team was capable of beating that season's NFL champion Chicago Bears (he had the Chargers' rings inscribed with the phrase "World Champions"), Gillman approached NFL Commissioner Pete Rozelle and proposed a final championship game between the two teams. Rozelle declined the offer; however, the game would be instituted three seasons later.
Watershed years (1964–65)
A series of events throughout the next few years demonstrated the AFL's ability to achieve a greater level of equality with the NFL. On January 29, 1964, the AFL signed a lucrative $36 million television contract with NBC (beginning in the 1965 season), which gave the league money it needed to compete with the NFL for players. Pittsburgh Steelers owner Art Rooney was quoted as saying to NFL Commissioner Pete Rozelle after receiving the news of the AFL's new TV deal that, "They don't have to call us 'Mister' anymore". A single-game attendance record was set on November 8, 1964, when 61,929 fans packed Shea Stadium to watch the New York Jets and Buffalo Bills.
The bidding war for players between the AFL and NFL escalated in 1965. The Chiefs drafted University of Kansas star Gale Sayers in the first round of the 1965 AFL draft (held November 28, 1964), while the Chicago Bears did the same in the NFL draft. Sayers eventually signed with the Bears. A similar situation occurred when the New York Jets and the NFL's St. Louis Cardinals both drafted University of Alabama quarterback Joe Namath. In what was viewed as a key victory for the AFL, Namath signed a $427,000 contract with the Jets on January 2, 1965 (the deal included a new car). It was the highest amount of money ever paid to a collegiate football player, and is cited as the strongest contributing factor to the eventual merger between the two leagues.
After the 1963 season, the Newark Bears of the Atlantic Coast Football League expressed interest in joining the AFL; concerns over having to split the New York metro area with the still-uncertain Jets were a factor in the Bears' bid being rejected. In 1965, Milwaukee officials tried to lure an expansion team to play at Milwaukee County Stadium where the Green Bay Packers had played parts of their home schedule after an unsuccessful attempt to lure the Packers there full-time, but Packers head coach Vince Lombardi invoked the team's exclusive lease, and additionally, signed an extension to keep some home games in Milwaukee until 1976.
In June 1965, the AFL awarded its first expansion team to Cox Broadcasting of Atlanta. The NFL quickly counteroffered insurance executive Rankin Smith a franchise, which he accepted; the Atlanta Falcons began play as an NFL franchise for the 1966 season. In March 1965, Joe Robbie had met with Commissioner Foss to inquire about an expansion franchise for Miami. On May 6, Robbie secured an agreement with Miami mayor Robert King High to bring a team to Miami. League expansion was approved at a meeting held on June 7, and on August 16 the AFL's ninth franchise was officially awarded to Robbie and entertainer Danny Thomas. The Miami Dolphins joined the league for a fee of $7.5 million and started play in the AFL's Eastern Division in 1966. The AFL also planned to add two more teams by 1967.
Escalation and merger (1966–67)
In 1966, the rivalry between the AFL and NFL reached an all-time peak. On April 7, Joe Foss resigned as AFL commissioner. His successor was Oakland Raiders head coach and general manager Al Davis, who had been instrumental in turning around the fortunes of that franchise. That following May, Wellington Mara, owner of the NFL's New York Giants, broke a "gentleman's agreement" against signing another league's players and lured kicker Pete Gogolak away from the AFL's Buffalo Bills. In response to the Gogolak signing and no longer content with trying to outbid the NFL for college talent, the AFL under Davis began to also recruit players already on NFL squads. Davis's strategy focused on quarterbacks in particular, and in two months he persuaded seven NFL quarterbacks to sign with the AFL. Although Davis's intention was to help the AFL win the bidding war, some AFL and NFL owners saw the escalation as detrimental to both leagues. Alarmed with the rate of spending in the league, Hilton Hotels forced Barron Hilton to relinquish his stake in the Chargers as a condition of maintaining his leadership role with the hotel chain.
The same month Davis was named commissioner, several NFL owners, headed by Dallas Cowboys general manager Tex Schramm, secretly approached Lamar Hunt and other AFL owners and started negotiations with the AFL to merge. A series of secret meetings commenced in Dallas to discuss the concerns of both leagues over rapidly increasing player salaries, as well as the practice of player poaching. Hunt and Schramm completed the basic groundwork for a merger of the two leagues by the end of May, and on June 8, 1966, the merger was officially announced. Under the terms of the agreement, the two leagues would hold a common player draft. The agreement also called for a title game to be played between the champions of the respective leagues. The two leagues would be fully merged by 1970, NFL commissioner Pete Rozelle would remain as commissioner of the merged league, which would be named the NFL. Additional expansion teams would eventually be awarded by 1970 or soon thereafter to bring it to a 28-team league. (The additional expansion would not happen until 1976.) The AFL also agreed to pay indemnities of $18 million to the NFL over 20 years. In protest, Davis resigned as AFL commissioner on July 25 rather than remain until the completion of the merger, and Milt Woodard was named president of the AFL, with the "commissioner" title vacated because of Rozelle's expanded role.
On January 15, 1967, the first-ever championship game between the two separate professional football leagues, the "AFL-NFL World Championship Game" (retroactively referred to as Super Bowl I), was played in Los Angeles. After a close first half, the NFL champion Green Bay Packers overwhelmed the AFL champion Kansas City Chiefs, 35–10. The loss reinforced for many the notion that the AFL was an inferior league. Packers head coach Vince Lombardi stated after the game, "I do not think they are as good as the top teams in the National Football League."
The second AFL-NFL Championship (Super Bowl II) yielded a similar result. The Oakland Raiders—who had easily beaten the Houston Oilers to win their first AFL championship—were overmatched by the Packers, 33–14. The more experienced Packers capitalized on a number of Raiders miscues and never trailed. Green Bay defensive tackle Henry Jordan offered a compliment to Oakland and the AFL, when he said, "... the AFL is becoming much more sophisticated on offense. I think the league has always had good personnel, but the blocks were subtler and better conceived in this game."
The AFL added its tenth and final team on May 24, 1967, when it awarded the league's second expansion franchise to an ownership group from Cincinnati, Ohio, headed by NFL legend Paul Brown. Although Brown had intended to join the NFL, he agreed to join the AFL when he learned that his team would be included in the NFL once the merger was completed. The league's last newest expansion team, the Cincinnati Bengals began play in the 1968 season, finishing last in the Western Division.
Legitimacy and the end of an era (1968–1970)
While many AFL players and observers believed their league was the equal of the NFL, their first two Super Bowl performances did nothing to prove it. However, on November 17, 1968, when NBC cut away from a game between the Jets and Raiders to air the children's movie Heidi, the ensuing uproar helped disprove the notion that fans still considered the AFL an inferior product. The perception of AFL inferiority forever changed on January 12, 1969, when the AFL Champion New York Jets shocked the heavily favored NFL Champion Baltimore Colts in Super Bowl III. The Colts, who entered the contest favored by as many as 18 points, had completed the 1968 NFL season with a 13–1 record, and won the NFL title with a convincing 34–0 win over the Cleveland Browns. Led by their stalwart defense—which allowed a record-low 144 points—the 1968 Colts were considered one of the best-ever NFL teams.
By contrast, the Jets had allowed 280 points, the highest total for any division winner in the two leagues. They had also only narrowly beaten the favored Oakland Raiders 27–23 in the AFL championship game. Jets quarterback Joe Namath recalled that in the days leading up to the game, he grew increasingly angry when told New York had no chance to beat Baltimore. Three days before the game, a frustrated Namath responded to a heckler at the Touchdown Club in Miami by declaring, "We're going to win Sunday, I guarantee it!"
Namath and the Jets made good on his guarantee as they held the Colts scoreless until late in the fourth quarter. The Jets won, 16–7, in what is considered one of the greatest upsets in American sports history. With the win, the AFL finally achieved parity with the NFL and legitimized the merger of the two leagues. That notion was reinforced one year later in Super Bowl IV, when the AFL champion Kansas City Chiefs upset the NFL champion Minnesota Vikings, 23–7, in the last championship game to be played between the two leagues. The Vikings, favored by 12½ points, were held to just 67 rushing yards.
The last game in AFL history was the AFL All-Star Game, held in Houston's Astrodome on January 17, 1970. The Western All-Stars, led by Chargers quarterback John Hadl, defeated the Eastern All-Stars, 26–3. Buffalo rookie running back O. J. Simpson carried the ball for the last play in AFL history. Hadl was named the game's Most Valuable Player. The AFL ceased to exist as an unincorporated organization on February 1, 1970, when the NFL granted 10 new franchises and issued a new constitution.
Prior to the start of the 1970 NFL season, the merged league was organized into two conferences of three divisions each. All ten AFL teams made up the bulk of the new American Football Conference. To avoid having an inequitable number of teams in each conference, the leagues voted to move three NFL teams to the AFC. Motivated by the prospect of an intrastate rivalry with the Bengals as well as by personal animosity toward Paul Brown, Cleveland Browns owner Art Modell quickly offered to include his team in the AFC. He helped persuade the Pittsburgh Steelers (the Browns' archrivals) and Baltimore Colts (who shared the Baltimore-Washington market with the Washington Redskins) to follow suit, and each team received US$3 million to make the switch. The remaining 13 NFL teams became part of the National Football Conference.
Pro Football Hall of Fame receiver Charlie Joiner, who started his career with the Houston Oilers (1969), was the last AFL player active in professional football, retiring after the 1986 season, when he played for the San Diego Chargers.
Legacy
Overview
The American Football League stands as the only professional football league to successfully compete against the NFL. When the two leagues merged in 1970, all ten AFL franchises and their statistics became part of the new NFL. Every other professional league that had competed against the NFL before the AFL–NFL merger had folded completely: the three previous leagues named "American Football League" and the All-America Football Conference. From an earlier AFL (1936–1937), only the Cleveland Rams (now the Los Angeles Rams) joined the NFL and are currently operating, as are the Cleveland Browns and the San Francisco 49ers from the AAFC. A third AAFC team, the Baltimore Colts (not related to the 1953–1983 Baltimore Colts or to the current Indianapolis Colts franchise), played only one year in the NFL, disbanding at the end of the 1950 season. The league resulting from the merger was a 26-team juggernaut (since expanded to 32) with television rights covering all of the Big Three television networks (and since the 1990s, the newer Fox network) and teams in close proximity to almost all of the top 40 metropolitan areas, a fact that has precluded any other competing league from gaining traction since the merger; failed attempts to mimic the AFL's success included the World Football League (1974–75), United States Football League (1983–85), the United Football League (2009–2012) and the AAF (2019), and two iterations of the XFL (2001 and 2020), in addition to the NFL-backed and created World League of American Football (1991-92).
The AFL was also the most successful of numerous upstart leagues of the 1960s and 1970s that attempted to challenge a major professional league's dominance. All nine teams that were in the AFL at the time the merger was agreed upon were accepted into the league intact (as was the tenth team added between the time of the merger's agreement and finalization), and none of the AFL's teams have ever folded. For comparison, the World Hockey Association (1972–79) managed to have four of its six remaining teams merged into the National Hockey League, which actually caused the older league to contract a franchise, but WHA teams were forced to disperse the majority of their rosters and restart as expansion teams. The merged WHA teams were also not financially sound (in large part from the hefty expansion fees the NHL imposed on them), and three of the four were forced to relocate within 20 years. Like the WHA, The American Basketball Association (1967–76) also managed to have only four of its teams merged into the National Basketball Association, and the rest of the league was forced to fold. Both the WHA and ABA lost several teams to financial insolvency over the course of their existences. The Continental League, a proposed third league for Major League Baseball that was to begin play in 1961, never played a single game, largely because MLB responded to the proposal by expanding to four of that league's proposed cities. Historically, the only other professional sports league in the United States to exhibit a comparable level of franchise stability from its inception was the American League of Major League Baseball, which made its debut in the early 20th century.
Rule changes
The NFL adopted some of the innovations introduced by the AFL immediately and a few others in the years following the merger. One was including the names on player jerseys. The older league also adopted the practice of using the stadium scoreboard clocks to keep track of the official game time, instead of just having a stopwatch used by the referee. The AFL played a 14-game schedule for its entire existence, starting in 1960. The NFL, which had played a 12-game schedule since 1947, changed to a 14-game schedule in 1961, a year after the American Football League instituted it. The AFL also introduced the two-point conversion to professional football 34 years before the NFL instituted it in 1994 (college football had adopted the two-point conversion in the late 1950s). All of these innovations pioneered by the AFL, including its more exciting style of play and colorful uniforms, have essentially made today's professional football more like the AFL than like the old-line NFL. The AFL's challenge to the NFL also laid the groundwork for the Super Bowl, which has become the standard for championship contests in the United States of America.
Television
The NFL also adapted how the AFL used the growing power of televised football games, which were bolstered with the help of major network contracts (first with ABC and later with NBC). With that first contract with ABC, the AFL adopted the first-ever cooperative television plan for professional football, in which the proceeds were divided equally among member clubs. It featured many outstanding games, such as the classic 1962 double-overtime American Football League championship game between the Dallas Texans and the defending champion Houston Oilers. At the time it was the longest professional football championship game ever played. The AFL also appealed to fans by offering a flashier style of play (just like the ABA in basketball), compared to the more conservative game of the NFL. Long passes ("bombs") were commonplace in AFL offenses, led by such talented quarterbacks as John Hadl, Daryle Lamonica and Len Dawson.
Despite having a national television contract, the AFL often found itself trying to gain a foothold, only to come up against roadblocks. For example, CBS-TV, which broadcast NFL games, ignored and did not report scores from the innovative AFL, on orders from the NFL. It was only after the merger agreement was announced that CBS began to give out AFL scores.
Expanding and reintroducing the sport to more cities
The AFL took advantage of the burgeoning popularity of football by locating teams in major cities that lacked NFL franchises. Hunt's vision not only brought a new professional football league to California and New York, but introduced the sport to Colorado, restored it to Texas and later to fast-growing Florida, as well as bringing it to Greater Boston for the first time in 12 years. Buffalo, having lost its original NFL franchise in 1929 and turned down by the NFL at least twice (1940 and 1950) for a replacement, returned to the NFL with the merger. The return of football to Kansas City was the first time that city had seen professional football since the NFL's Kansas City Blues of the 1920s; the arrival of the Chiefs, and the contemporary arrival of the St. Louis Football Cardinals, brought professional football back to Missouri for the first time since the temporary St. Louis Gunners of 1934. St. Louis would later regain an NFL franchise in 1995 with the relocation of the LA Rams to the city. The Rams moved back in 2016.
In the case of the Dallas Cowboys, the NFL had long sought to return to the Dallas area after the Dallas Texans folded in 1952, but was originally met with strong opposition by Washington Redskins owner George Preston Marshall, who had enjoyed a monopoly as the only NFL team to represent the American South. Marshall later changed his position after future-Cowboys owner Clint Murchison bought the rights to Washington's fight song "Hail to the Redskins" and threatened to prevent Marshall from playing it at games. By then, the NFL wanted to quickly award the new Dallas franchise to Murchison so the team could immediately begin play and compete with the AFL's Texans. As a result, the Cowboys played its inaugural season in 1960 without the benefit of the NFL draft. The Texans eventually ceded Dallas to the Cowboys and became the Kansas City Chiefs.
As part of the merger agreement, additional expansion teams would be awarded by 1970 or soon thereafter to bring the league to 28 franchises; this requirement was fulfilled when the Seattle Seahawks and the Tampa Bay Buccaneers began play in 1976. In addition, had it not been for the existence of the Oilers from 1960 to 1996, the Houston Texans also would likely not exist today; the 2002 expansion team restored professional football in Houston after the original charter AFL member Oilers relocated to become the Tennessee Titans.
Kevin Sherrington of The Dallas Morning News has argued that the presence of AFL and the subsequent merger radically altered the fortunes of the Pittsburgh Steelers, saving the team "from stinking". Before the merger, the Steelers had long been one of the NFL's worst teams. Constantly lacking the money to build a quality team, the Steelers had only posted eight winning seasons, and just one playoff appearance, since their first year of existence in 1933 until the end of the 1969 season. They also finished with a 1–13 record in 1969, tied with the Chicago Bears for the worst record in the NFL. The $3 million indemnity that the Steelers received for joining the AFC with the rest of the former AFL teams after the merger helped them rebuild into a contender, drafting eventual-Pro Football Hall of Famers like Terry Bradshaw and Joe Greene, and ultimately winning four Super Bowls in the 1970s. Since the 1970 merger, the Steelers have the NFL's highest winning percentage, the most total victories, the most trips to either conference championship game, are tied for the second most trips to the Super Bowl (tied with the Dallas Cowboys and Denver Broncos, trailing only the New England Patriots), and have won six Super Bowl championships, tied with the Patriots for the most in NFL history.
Effects on players
Perhaps the greatest social legacy of the AFL was the domino effect of its policy of being more liberal than the entrenched NFL in offering opportunity for black players. While the NFL was still emerging from thirty years of segregation influenced by Washington Redskins' owner George Preston Marshall, the AFL actively recruited from small and predominantly black colleges. The AFL's color-blindness led not only to the explosion of black talent on the field, but to the eventual entry of blacks into scouting, coordinating, and ultimately head coaching positions, long after the league merged itself out of existence.
The AFL's free agents came from several sources. Some were players who could not find success playing in the NFL, while another source was the then newly-formed Canadian Football League. In the late 1950s, many players released by the NFL, or un-drafted and unsigned out of college by the NFL, went North to try their luck with the CFL (which formed in 1958), and later returned to the states to play in the AFL.
In the league's first years, players such as Oilers' George Blanda, Chargers/Bills' Jack Kemp, Texans' Len Dawson, the NY Titans' Don Maynard, Raiders/Patriots/Jets' Babe Parilli, Pats' Bob Dee proved to be AFL standouts. Other players such as the Broncos' Frank Tripucka, the Pats' Gino Cappelletti, the Bills' Cookie Gilchrist and the Chargers' Tobin Rote, Sam DeLuca and Dave Kocourek also made their mark to give the fledgling league badly needed credibility. Rounding out this mix of potential talent were the true "free agents", the walk-ons and the "wanna-be's", who tried out in droves for the chance to play professional American football.
After the AFL–NFL merger agreement in 1966, and after the AFL's Jets defeated an extremely strong Baltimore Colts team, a popular misconception fostered by the NFL and spread by media reports was that the AFL defeated the NFL because of the Common Draft instituted in 1967. This apparently was meant to assert that the AFL could not achieve parity as long as it had to compete with the NFL in the draft. But the 1968 Jets had less than a handful of "common draftees". Their stars were honed in the AFL, many of them since the Titans days.
Players who chose the AFL to develop their talent included Lance Alworth and Ron Mix of the Chargers, who had also been drafted by the NFL's San Francisco 49ers and Baltimore Colts respectively. Both eventually were elected to the Pro Football Hall of Fame after earning recognition during their careers as being among the best at their positions. Among specific teams, the 1964 Buffalo Bills stood out by holding their opponents to a pro football record 913 yards rushing on 300 attempts, while also recording fifty quarterback sacks in a 14-game schedule.
In 2009, a five-part series, Full Color Football: The History of the American Football League, on the Showtime Network, refuted many of the long-held misconceptions about the AFL. In it, Abner Haynes tells of how his father forbade him to accept being drafted by the NFL, after drunken scouts from that league had visited the Haynes home; the NFL Cowboys' Tex Schramm is quoted as saying that if his team had ever agreed to play the AFL's Dallas Texans, they would very likely have lost; George Blanda makes a case for more AFL players being inducted to the Pro Football Hall of Fame by pointing out that Hall of Famer Willie Brown was cut by the Houston Oilers because he couldn't cover Oilers flanker Charlie Hennigan in practice. Later, when Brown was with the Broncos, Hennigan needed nine catches in one game against the Broncos to break Lionel Taylor's Professional Football record of 100 catches in one season. Hennigan caught the nine passes and broke the record, even though he was covered by Brown.
Influence on professional football coaching
The AFL also spawned coaches whose style and techniques have profoundly affected the play of professional football to this day. In addition to AFL greats like Hank Stram, Lou Saban, Sid Gillman and Al Davis were eventual hall of fame coaches such as Bill Walsh, a protégé of Davis with the AFL Oakland Raiders for one season; and Chuck Noll, who worked for Gillman and the AFL LA/San Diego Chargers from 1960 through 1965. Others include Buddy Ryan (AFL's New York Jets), Chuck Knox (Jets), Walt Michaels (Jets), and John Madden (AFL's Oakland Raiders). Additionally, many prominent coaches began their pro football careers as players in the AFL, including Sam Wyche (Cincinnati Bengals), Marty Schottenheimer (Buffalo Bills), Wayne Fontes (Jets), and two-time Super Bowl winner Tom Flores (Oakland Raiders). Flores also has a Super Bowl ring as a player (1969 Kansas City Chiefs).
AFL 50th Anniversary Celebration
As the influence of the AFL continues through the present, the 50th anniversary of its launch was celebrated during 2009. The season-long celebration began in August with the 2009 Pro Football Hall of Fame Game in Canton, Ohio, between two AFC teams (as opposed to the AFC-vs-NFC format the game first adopted in 1971). The opponents were two of the original AFL franchises, the Buffalo Bills and Tennessee Titans (the former Houston Oilers). Bills' owner Ralph C. Wilson Jr. (a 2009 Hall of Fame inductee) and Titans' owner Bud Adams were the only surviving members of the Foolish Club at the time (both are now deceased; Wilson's estate sold the team in 2014), the eight original owners of AFL franchises. (As of the season, the Titans and Chiefs are still owned by descendants of the original eight owners.)
The Hall of Fame Game was the first of several "Legacy Weekends", during which each of the "original eight" AFL teams sported uniforms from their AFL era. Each of the 8 teams took part in at least two such "legacy" games. On-field officials also wore red-and-white-striped AFL uniforms during these games.
In the fall of 2009, the Showtime pay-cable network premiered Full Color Football: The History of the American Football League, a 5-part documentary series produced by NFL Films that features vintage game film and interviews as well as more recent interviews with those associated with the AFL.
The NFL sanctioned a variety of "Legacy" gear to celebrate the AFL anniversary, such as "throwback" jerseys, T-shirts, signs, pennants and banners, including items with the logos and colors of the Dallas Texans, Houston Oilers, and New York Titans, the three of the Original Eight AFL teams which have changed names or venues. A December 5, 2009, story by Ken Belson in The New York Times quotes league officials as stating that AFL "Legacy" gear made up twenty to thirty percent of the league's annual $3 billion merchandise income. Fan favorites were the Denver Broncos' vertically striped socks, which could not be re-stocked quickly enough.
AFL franchises
Today, two of the NFL's eight divisions are composed entirely of former AFL teams, the AFC West (Broncos, Chargers, Chiefs, and Raiders) and the AFC East (Bills, Dolphins, Jets, and Patriots). Additionally, the Bengals now play in the AFC North and the Tennessee Titans (formerly the Oilers) play in the AFC South.
Former stadiums: Oakland–Alameda County Coliseum, Los Angeles Memorial Coliseum, Fenway Park, Nickerson Field, Alumni Stadium, Nippert Stadium, the Cotton Bowl, Balboa Stadium and Kezar Stadium), still standing but currently vacant (Houston Astrodome), or demolished.
AFL playoffs
From 1960 to 1968, the AFL determined its champion via a single-elimination playoff game between the winners of its two divisions. The home teams alternated each year by division, so in 1968 the Jets hosted the Raiders, even though Oakland had a better record (this was changed in 1969). In 1963, the Buffalo Bills and Boston Patriots finished tied with identical records of 7–6–1 in the AFL East Division. There was no tie-breaker protocol in place, so a one-game playoff was held in War Memorial Stadium in December. The visiting Patriots defeated the host Bills 26–8. The Patriots traveled to San Diego as the Chargers completed a three-game season sweep over the weary Patriots with a 51–10 victory. A similar situation occurred in the 1968 season, when the Oakland Raiders and the Kansas City Chiefs finished the regular season tied with identical records of 12–2 in the AFL West Division. The Raiders beat the Chiefs 41–6 in a division playoff to qualify for the AFL Championship Game. In 1969, the final year of the independent AFL, Professional Football's first "wild card" playoffs were conducted. A four-team playoff was held, with the second-place teams in each division playing the winner of the other division. The Chiefs upset the Raiders in Oakland 17–7 in the league's Championship, the final AFL game played. The Kansas City Chiefs were the first Super Bowl champion to win two road playoff games and the first wildcard team to win the Super Bowl, although the term "wildcard" was coined by the media, and not used officially until several years later.
AFL Championship Games
AFL All-Star games
The AFL did not play an All-Star game after its first season in 1960, but did stage All-Star games for the 1961 through 1969 seasons. All-Star teams from the Eastern and Western divisions played each other after every season except 1965. That season, the league champion Buffalo Bills played all-stars from the other teams.
After the 1964 season, the AFL All-Star game had been scheduled for early 1965 in New Orleans' Tulane Stadium. After numerous black players were refused service by a number of area hotels and businesses, black and white players alike called for a boycott. Led by Bills players such as Cookie Gilchrist, the players successfully lobbied to have the game moved to Houston's Jeppesen Stadium.
All-Time AFL Team
As chosen by 1969 AFL Hall of Fame Selection committee members:
AFL records
The following is a sample of some records set during the existence of the league. The NFL considers AFL statistics and records equivalent to its own.
Yards passing, game – 464, George Blanda (Oilers, October 29, 1961)
Yards passing, season – 4,007, Joe Namath (Jets, 1967)
Yards passing, career – 21,130, Jack Kemp (Chargers, Bills)
Yards rushing, game – 243, Cookie Gilchrist (Bills, December 8, 1963)
Yards rushing, season – 1,458, Jim Nance (Patriots, 1966)
Yards rushing, career – 5,101, Clem Daniels (Texans, Raiders)
Receptions, season – 101, Charlie Hennigan (Oilers, 1964)
Receptions, career – 567, Lionel Taylor (Broncos)
Points scored, season – 155, Gino Cappelletti (Patriots, 1964)
Points scored, career – 1,100, Gino Cappelletti (Patriots)
Players, coaches, and contributors
List of American Football League players
American Football League Most Valuable Players
American Football League Rookies of the Year
American Football League Draft
American Football League Officials
Commissioners/Presidents of the American Football League
Joe Foss, commissioner (November 30, 1959 – April 7, 1966)
Al Davis, commissioner (April 8, 1966 – July 25, 1966)
Milt Woodard, president (July 25, 1966 – March 12, 1970)
See also
American Football League Draft
American Football League win–loss records
American Football League seasons
American Football League playoffs
American Football League Most Valuable Players
American Football League Rookies of the Year
American Football League Officials
AFL–NFL merger
List of leagues of American football
American Basketball Association
World Hockey Association
Footnotes
References
History: The AFL – Pro Football Hall of Fame (link).
External links
RemembertheAFL.com Website
afl-football.50webs.com
American Football League week-by-week box scores, 1960–1969
The Summer of the Little Super Bowls
PFRA article about the 1926 seasons of both the NFL and AFL
PFRA article about the 1930s and 40s AFL
Pro Football Hall of Fame American Football League Legacy Game
Official Titans website story on the AFL's 50th Anniversary Celebration
Schedule of American Football League Legacy Games
ESPN.com article on AFL Legacy Games
The New York Times article on AFL "Legacy" gear
Defunct professional sports leagues in the United States
Sports leagues established in 1960
1970 disestablishments in the United States
1960 establishments in the United States
Defunct national American football leagues
Sports leagues disestablished in 1970
1970 mergers and acquisitions |
2358 | https://en.wikipedia.org/wiki/AS%20Roma | AS Roma | Associazione Sportiva Roma (Rome Sport Association), commonly referred to as Roma (), is a professional football club based in Rome, Italy. Founded by a merger in 1927, Roma has participated in the top tier of Italian football for all of its existence, except for the 1951–52 season. Roma has won Serie A three times, in 1941–42, 1982–83 and 2000–01, as well as nine titles and two titles. In European competitions, Roma won the Inter-Cities Fairs Cup in 1960–61 and the UEFA Europa Conference League in 2021–22, while they finished runners-up in the 1983–84 European Cup, the 1990–91 UEFA Cup and the 2022–23 UEFA Europa League.
Sixteen players have won the FIFA World Cup while playing at Roma: Attilio Ferraris and Enrique Guaita (1934); Guido Masetti and Eraldo Monzeglio (1934 and 1938); Aldo Donati and Pietro Serantoni (1938); Bruno Conti (1982); Rudi Völler and Thomas Berthold (1990); Aldair (1994); Vincent Candela (1998); Cafu (2002); Daniele De Rossi, Simone Perrotta and Francesco Totti (2006); Paulo Dybala (2022).
Since 1953, Roma has played home matches at the Stadio Olimpico, a venue the club shares with city rivals Lazio. With a capacity of over 72,000, the stadium is the second-largest of its kind in Italy, with only the San Siro able to seat more. The club plans to move to a new stadium, though it is yet to start construction. Having a strong local rivalry, Roma and Lazio contest the Derby della Capitale.
The club's home colours are carmine red and golden yellow, which gives Roma its nickname "I Giallorossi" ("The Yellow and Reds"). These colours have often been combined with white shorts. The club badge features a she-wolf, an allusion to the founding myth of Rome.
History
Foundation
AS Roma was founded in the spring of 1927 when Italo Foschi initiated the merger of three older Italian Football Championship clubs from the city of Rome: Roman FC, SS Alba-Audace and Fortitudo-Pro Roma SGS. Foschi was an important Roman representative of the ruling National Fascist Party.
The purpose of the merger was to give the Italian capital a strong club to rival that of the more dominant Northern Italian clubs of the time. The only major Roman club to resist the merger was Lazio because of the intervention of the army General Vaccaro, a member of the club and executive of Italian Football Federation (FIGC).
All three founding clubs were relegated, but the fascist-aligned FIGC bet over the capacity of the new team to give a stronger representation to the capital of Italy, and they were awarded a wild card for the , the Serie A forerunner. The club played its earliest seasons at the Motovelodromo Appio stadium, before settling in the working-class streets of Testaccio, where it built an all-wooden ground Campo Testaccio; this was opened in November 1929. An early season in which Roma made a large mark was the 1930–31 championship, where the club finished as runners-up behind . Captain Attilio Ferraris, along with Guido Masetti, Fulvio Bernardini and Rodolfo Volk, were highly important players during this period.
First title victory and decline
After a slump in league form and the departure of high key players, Roma eventually rebuilt their squad, adding goalscorers such as the Argentine Enrique Guaita. Under the management of Luigi Barbesino, the Roman club came close to their first title in 1935–36, finishing just one point behind champions Bologna.
Roma returned to form after being inconsistent for much of the late 1930s. Roma recorded an unexpected title triumph in the 1941–42 season by winning their first title. The 18 goals scored by local player Amedeo Amadei were essential to the Alfréd Schaffer-coached Roma side winning the title. At the time, Italy was involved in World War II and Roma were playing at the Stadio Nazionale PNF.
In the years just after the war, Roma were unable to recapture their league stature from the early 1940s. Roma finished in the lower half of Serie A for five seasons in a row, before eventually succumbing to their only ever relegation to Serie B at the end of the 1950–51 season, around a decade after their championship victory. Under future Italy national team manager Giuseppe Viani, promotion straight back up was achieved.
After returning to the Serie A, Roma managed to stabilise themselves as a top-half club again with players such as Egisto Pandolfini, Dino da Costa and Dane Helge Bronée. Their best finish of this period was under the management of Englishman Jesse Carver, when in 1954–55, they finished as runners-up after Udinese, who originally finished second, were relegated for corruption. Although Roma were unable to break into the top four during the following decade, they did achieve some measure of cup success. Their first honour outside of Italy was recorded in 1960–61 when Roma won the Inter-Cities Fairs Cup by defeating Birmingham City 4–2 in the finals. A few years later, Roma won their first Coppa Italia trophy in 1963–64 after defeating Torino 1–0.
Their lowest point came during the 1964–65 season, when manager Juan Carlos Lorenzo announced the club could not pay its players and was unlikely to be able to afford to travel to Vicenza to fulfil its next fixture. Supporters kept the club going with a fundraiser at the Sistine Theatre and bankruptcy was avoided with the election of a new club president Franco Evangelisti.
Their second Coppa Italia trophy was won in 1968–69, when it competed in a small, league-like system. Giacomo Losi set a Roma appearance record in 1969 with 450 appearances in all competitions, a record that would last 38 years.
Time of mixed fortunes from the 1970s to the 1990s
Roma were able to add another cup to their collection in 1972, with a 3–1 victory over Blackpool in the Anglo-Italian Cup. During much of the 1970s, Roma's appearance in the top half of Serie A was sporadic. The best place the club were able to achieve during the decade was third in 1974–75. Notable players who turned out for the club during this period included midfielders Giancarlo De Sisti and Francesco Rocca.
The dawning of a newly successful era in Roma's footballing history was brought in with another Coppa Italia victory; they defeated Torino on penalties to win the 1979–80 edition. Roma would reach heights in the league which they had not touched since the 1940s by narrowly and controversially finishing as runners-up to in 1980–81. Former Milan player Nils Liedholm was the manager at the time, with players such as Bruno Conti, Agostino Di Bartolomei, Roberto Pruzzo and Falcão.
The second scudetto did not elude Roma for much longer. In 1982–83, the Roman club won the title for the first time in 41 years, amidst celebrations in the capital. The following season, Roma finished as runners-up in Italy and collected a Coppa Italia title; they also finished as runners-up in the European Cup final of 1984. The European Cup final with Liverpool ended in a 1–1 draw with a goal from Pruzzo, but Roma eventually lost in the penalty shoot-out. Roma's successful run in the 1980s would finish with a runners-up spot in 1985–86 and a Coppa Italia victory, beating out Sampdoria 3–2.
After, a comparative decline began in the league, one of the few league highs from the following period being a third-place finish in 1987–88. At the start of the 1990s, the club was involved in an all-Italian UEFA Cup final, where they lost 2–1 to in 1991. The same season, the club won its seventh Coppa Italia and ended runners-up to Sampdoria in the Supercoppa Italiana. Aside from finishing runners-up to Torino in a Coppa Italia final, the rest of the decade was largely sub-par in the history of Roma, particularly in the league, where the highest they could manage was fourth in 1997–98. The early 1990s also saw the emergence of homegrown striker Francesco Totti, who would go on to be an important member of the team and the club's iconic captain.
Third scudetto in the Sensi era
Roma won their third Serie A title in 2000–01. The Scudetto was won on the last day of the season after defeating Parma 3–1, edging Juventus by two points. The club's captain, Francesco Totti, was a large reason for the title victory and he would become one of the main heroes in the club's history, going on to break several club records. Other important players during this period included: Aldair, Cafu, Gabriel Batistuta and Vincenzo Montella.
In the 2001–02 Serie A, Roma ended as runners-up to Juventus by one point. This would be the start of Roma finishing as runners-up several times in both Serie A and Coppa Italia during the 2000s – they lost out 4–2 to Milan in the Coppa Italia final of 2003 and lost to Milan again by finishing second in Serie A for the 2003–04 season. The club also re-capitalized several time in 2003–04 season. In November 2003, €37.5 million was injected by "Roma 2000" to cover the half-year loss and loss carried from previous year. and again on 30 June for €44.57 million. Through stock market, a further €19.850 million of new shares issued, and at the year end, the share capital was €19.878 million, which was unchanged . The following season also saw the departure of Walter Samuel for €25 million and Emerson for €28 million, which decreased the strength of the squad. The Giallorossi finished in eighth place, one of the worst of recent seasons.
On 9 July 2006, Roma's Francesco Totti, Daniele De Rossi and Simone Perrotta were part of the Italy national team which defeated France in the 2006 FIFA World Cup Final. In the Calciopoli scandal of 2006, Roma were not one of the teams involved. After punishments were issued, Roma was re-classified as runners-up for 2005–06, the same season they finished second in the Coppa Italia losing to Internazionale. In the two following seasons, 2006–07 and 2007–08, Roma finished as Serie A runners-up, meaning that in the 2000s, Roma finished in the top two positions more than any other decade in their history. Meanwhile, in the UEFA Champions League during both of these seasons, they reached the quarter-finals before going out to Manchester United. In the 2008–09 Champions League, Roma reached the knockout stage ahead of Chelsea in their group, thus finishing for the first time in their history as winners of the group stage. However, they lost to Arsenal in the knockout stage on penalty kicks.
After a disappointing start to the 2009–10 season, Claudio Ranieri replaced Luciano Spalletti as head coach. At the time of the switch, Roma lay bottom of the Serie A table after losses to Juventus and Genoa. Despite this setback, Roma went on unbeaten streak of 24 matches in the league – with the last of the 24 being a 2–1 win over rivals Lazio, whereby they came from 1–0 down at half-time to defeat their city rivals after Ranieri substituted both Totti and De Rossi at the interval. The Giallorossi were on top of the table at one point, before a loss to Sampdoria later in the season. Roma would finish runners-up to Internazionale yet again in both Serie A and the Coppa Italia. During the 2000s, Roma had finally recaptured the Scudetto, two Coppa Italia trophies, and their first two Supercoppa Italiana titles. Other notable contributions to the club's history have included a return to the Champions League quarter-finals (in the 2006–07 and 2007–08 editions) since 1984, six runners up positions in the league, four Coppa Italia finals and three Supercoppa finals – marking Roma's greatest ever decade.
American ownership and Pallotta era
In the summer of 2010, the Sensi family agreed to relinquish their control of Roma as part of a debt-settlement agreement, ending their reign that had begun in 1993. Until a new owner was appointed, Rosella Sensi continued her directorial role of the club. Following a series of poor results that saw Roma engage in a winless streak of five consecutive matches, Claudio Ranieri resigned as head coach in February 2011, and former striker Vincenzo Montella was appointed as caretaker manager until the end of the season. It was also during this season that Roma icon Francesco Totti scored his 200th Serie A goal against Fiorentina in March 2011, becoming only the sixth player to achieve such a feat.
On 16 April 2011, the takeover contract was closed with an American investment group led by Thomas R. DiBenedetto, with James Pallotta, Michael Ruane and Richard D'Amore as partners. DiBenedetto became the 22nd president of the club, serving from 27 September 2011 to 27 August 2012 and was succeeded by Pallotta. The new intermediate holding company, NEEP Roma Holding, was 60% owned by American's "AS Roma SPV, LLC" and the rest (40%) was retained by the creditor of Sensi, UniCredit. In turn, NEEP owned all shares held previously by Sensi (about 67%) with the rest free float in the stock market. UniCredit later disinvested NEEP Roma Holding to sell to "AS Roma SPV, LLC" and Pallotta.
The new ownership hired Walter Sabatini as director of football and former Spanish international and Barcelona B coach Luis Enrique as manager. Signings included attacking midfielder Erik Lamela from River Plate and forward Bojan from Barcelona, as well as Dani Osvaldo and Miralem Pjanić. On the pitch, the team were eliminated from 2011–12 UEFA Europa League play-off round by Slovan Bratislava. In 2012, Pallotta became the new president. The 2012–13 pre-season started with the hiring of former manager Zdeněk Zeman. He was sacked on 2 February 2013, while the team ended up in sixth place in Serie A, and lost 1–0 to rivals Lazio in the Coppa Italia final. It was the first time that Lazio and Roma clashed in the Coppa Italia final. As a result, Roma missed out on European competition for the second-straight season.
On 12 June 2013, Rudi Garcia was appointed the new manager of Roma. He won his first ten matches (an all-time Serie A record) including a 2–0 derby win against Lazio, a 3–0 victory away to Internazionale and a 2–0 home win over title rivals Napoli. During this run, Roma scored 24 times while conceding just once, away to Parma. The club earned 85 points and finished second to Juventus, who won the league with a record-breaking 102 points. In 2014–15, Roma finished second behind Juventus for the second consecutive season after a poor run of form in 2015. At the end of season, the club was sanctioned for loss making and breaking UEFA Financial Fair Play Regulations, being punished with a fine of up to €6 million and a limited squad for UEFA competitions.
Ahead of the 2015–16 season, Roma acquired Bosnia international, Edin Džeko, from Manchester City on a €4 million loan with an €11 million option to buy clause, which was activated. On 13 January 2016, Garcia was sacked after a run of one win in seven Serie A matches. Luciano Spalletti was subsequently appointed manager of Roma for his second spell. On 21 February, Totti publicly criticised Spalletti due to his own lack of playing-time since returning from injury. Consequently, Totti was subsequently dropped by Spalletti for Roma's 5–0 win over Palermo, with the decision causing an uproar among the fans and in the media. After their initial disagreements, Spalletti began to use Totti as an immediate impact substitute, and he contributed with four goals and one assist after coming off the bench in five consecutive Serie A matches. Spalletti was able to lead Roma from a mid-table spot to a third-place finish in Serie A, clinching the UEFA Champions League play-off spot.
During the summer of 2016, Roma lost midfielder Miralem Pjanić to rivals Juventus to improve its financial position. On 27 April 2017, Roma appointed sporting director Monchi, formerly of Sevilla FC. On 28 May that year, on the last day of the 2016–17 season, Totti made his 786th and final appearance for Roma before retiring in a 3–2 home win against Genoa, coming on as a substitute for Mohamed Salah in the 54th minute and received a standing ovation from the fans. The win saw Roma finish second in Serie A behind Juventus. Daniele De Rossi succeeded Totti as club captain and signed a new two-year contract.
On 13 June 2017, former Roma player Eusebio Di Francesco was appointed as the club's new manager, replacing Spalletti, who had left for Internazionale. Roma again lost a key player during the summer transfer window, with Mohamed Salah joining Liverpool F.C. for a fee of €39 million (£34m). Several new players joined the club, including a club-record deal of up to €40 million for Sampdoria striker Patrik Schick. In the 2017–18 UEFA Champions League Roma were drawn against FC Barcelona in the quarter-finals, being defeated 4–1 away in the first leg but winning 3–0 in the second to advance on away goals to the semi-finals for the first time since 1984. Roma then lost to Liverpool, the team that had defeated them in the 1984 European Cup Final 7–6 on aggregate. Roma ended the 2017–18 season in 3rd place on 77 points, qualifying for the following season's Champions League.
In the summer of 2018, Roma were busy in the transfer market, in large parts thanks to the €83 million they received from reaching the Champions League semi-finals, as well as selling goalkeeper Alisson for a world record €72 million including bonuses to Liverpool. Roma spent €150 million to sign the likes of Shick, Nzonzi, Pastore, Kluivert, Defrel and more, while selling their two starting midfielders from the previous season, Nainggolan and Strootman. The 2018-19 season saw the club eliminated against Porto 4–3 on aggregate in the Champions League round of 16; Di Francesco was sacked and replaced by Claudio Ranieri who served as caretaker manager. The following day, sporting director Monchi stepped down due to disagreements with Pallotta; the club president disputed his account In Monchi's two years at the club, he spent £208 million on 21 signings, while when he left, 12 of his signings remained at the club. Under Ranieri, Roma failed to qualify for the Champions League, finishing 6th.
Friedkin era and European success
In December 2019, AS Roma SPV LLC was in final negotiations to sell the team for $872 million, to American businessman Dan Friedkin, however negotiations stalled during the COVID-19 pandemic. On 6 August 2020, Friedkin signed the preliminary contract to agree to pay $591 million to Pallotta, the main shareholder of Roma.
Paulo Fonseca, who was hired as manager in 2019, left two years later and was replaced by fellow Portuguese José Mourinho. On 25 May 2022, he led Roma to win the inaugural edition of UEFA Europa Conference League, defeating Feyenoord in the final.
Club identity
Roma's colours of carmine red with a golden yellow trim represents the traditional colours of Rome, the official seal of the Comune di Roma features the same colours. The gold and the purple-red represent Roman imperial dignity. White shorts and black socks are usually worn with the red shirt. However, in particularly high key matches, the shorts and socks are the same colour as the home shirt.
The kit itself was originally worn by Roman Football Club; one of the three clubs who merged to form the current incarnation in 1927. Because of the colours they wear, Roma are often nicknamed i giallorossi meaning the yellow-reds. Roma's away kit is traditionally white, with a third kit changing colour from time to time.
A popular nickname for the club is "i lupi" ("the wolves") – the animal has always featured on the club's badge in different forms throughout their history. The emblem of the team is currently the one which was used when the club was first founded. It portrays the female wolf with the two infant brothers Romulus and Remus, illustrating the myth of the founding of Rome, superimposed on a bipartite golden yellow over a maroon red shield. In the myth from which the club takes their nickname and logo, the twins (sons of Mars and Rhea Silvia) are thrown into the river Tiber by their uncle Amulius. A she-wolf then saved the twins and looked after them. Eventually, the two twins took revenge on Amulius before falling out themselves – Romulus killed Remus and was thus made king of a new city named in his honour, Rome.
Kit suppliers and shirt sponsors
Facilities
Stadiums
The first sport facility Roma used was the Motovelodromo Appio, previously used by Alba-Audace. Roma only played the 1927–28 season there until they moved to Campo Testaccio the very next season. Campo Testaccio was used through 1929 to 1940. The team moved later to the Stadio Nazionale del PNF, where they spent 13 years before moving once again.
In the 1953–54 season, Roma moved to the Olympic arena, Stadio Olimpico, which it shares with Lazio. The arena has undergone several changes over the years. The most significant change took place in the nineties when Stadio Olimpico was demolished and then reconstructed for the 1990 FIFA World Cup, held in Italy. Roma have played almost every season since 1953–54, with exception of the 1989–90 seasons due to the reconstruction of Stadio Olimpico. That year, Roma played its home matches at Stadio Flaminio.
On 30 December 2012, Roma club president James Pallotta announced the construction of a new stadium in the Tor di Valle area of Rome. The new stadium, Stadio della Roma, will have a capacity of 52,500 spectators. On 2 February 2017, the Region of Lazio and the mayor of Rome rejected the proposal to build a new stadium. However, it was later approved on 24 February after final review of the stadium's design adjustments. In August 2017, the stadium suffered another delay, forcing Roma to renew their lease with the Stadio Olimpico until 2020. It is presently uncertain when the stadium will open. On 5 December 2017 the Stadio della Roma project, after experiencing five years worth of delays due to conflicting interests from various parties in the Roman city government, was given the go-ahead to begin construction, with the stadium expected to be ready to open for the 2020–21 season. On 26 February 2021, it was announced that the stadium project was halted.
List of stadiums used by the club
1927–1928 Motovelodromo Appio
1929–1940 Campo Testaccio
1940–1953 Stadio Nazionale del PNF
1953– Stadio Olimpico (1989–1990 Stadio Flaminio due to renovations on Olimpico)
Trigoria
A sports centre located in Trigoria at kilometre 3600 in south-east of Rome was purchased on 22 July 1977 by then club president Gaetano Anzalone. It was opened on 23 July 1979 as Anzalone's final act as president. The complex had its first expansion in 1984 when the club was handled by Dino Viola and another in 1998 under the chairmanship of Franco Sensi. The centre's official name is the Fulvio Bernardini di Trigoria, named after club icon Fulvio Bernardini.
On 4 September 2019, the Trigoria training ground began to serve also as a private school named 'Liceo Scientifico Sportivo A.S. Roma' exclusively educating only the team's youth players in a renovated building on the training ground premises. 80 students are currently enrolled in the school which features its own cafeteria and gym.
The centre is also known for hosting the Argentina national team during the 1990 FIFA World Cup, held in Italy.
Supporters
Roma is the fifth-most supported football club in Italy – behind Juventus, Internazionale, A.C. Milan and Napoli – with approximately 7% of Italian football fans supporting the club, according to the Doxa Institute-L'Espresso's research of April 2006. Historically, the largest section of Roma supporters in the city of Rome have come from the inner-city, especially Testaccio.
The traditional ultras group of the club was Commando Ultrà Curva Sud commonly abbreviated as CUCS. This group was founded by the merger of many smaller groups and was considered one of the most historic in the history of European football. However, by the mid-1990s, CUCS had been usurped by rival factions and ultimately broke up. Since that time, the Curva Sud of the Stadio Olimpico has been controlled by more right-wing groups, including A.S. Roma Ultras, Boys and Giovinezza, among others. However, the oldest group, Fedayn, is apolitical, and politics is not the main identity of Roma, just a part of their overall identity. Besides ultras groups, it is believed Roma fans support the left as opposed to Lazio supporters, which are notoriously proud of their right-wing affiliation.
In November 2015, Roma's ultras and their Lazio counterparts boycotted Roma's 1–0 victory in the Derby della Capitale in protest at new safety measures imposed at the Stadio Olimpico. The measures – imposed by Rome's prefect, Franco Gabrielli – had involved plastic glass dividing walls being installed in both the Curva Sud and Curva Nord, splitting the sections behind each goal in two. Both sets of ultras continued their protests for the rest of the season, including during Roma's 4–1 victory in the return fixture. Lazio's ultras returned to the Curva Nord for Roma's 1–4 victory in December 2016, but the Roma ultras continue to boycott matches.
The most known club anthem is "Roma (non-si discute, si ama)", also known as "Roma Roma", by singer Antonello Venditti. The title roughly means, "Roma is not to be questioned, it is to be loved," and it is sung before each match. The song "Grazie Roma", by the same singer, is played at the end of victorious home matches. Recently, the main riff of The White Stripes' song "Seven Nation Army" has also become widely popular at matches.
Rivalries
In Italian football, Roma is a club with many rivalries; first and foremost is their rivalry with Lazio, the club with whom they share the Stadio Olimpico. The derby between the two is called the Derby della Capitale, it is amongst the most heated and emotional footballing rivalries in the world. The fixture has seen some occasional instances of violence in the past, including the death of Lazio fan Vincenzo Paparelli in 1979–80 as a result of an emergency flare fired from the Curva Sud, and the abandonment of a match in March 2004 following unfounded rumours of a fatality which led to violence outside the stadium.
Against Napoli, Roma also compete in the Derby del Sole, meaning the "Derby of the Sun". Nowadays, fans also consider other Juventus (a rivalry born especially in the 1980s), Milan, Atalanta (since 1984, when friendly relations between the two clubs' ultras deteriorated), and Internazionale (increased in recent years) among their rivals, as they are often competitors for the top four spots in the league table and qualification for the UEFA Champions League.
Hooliganism
Rivalries with other teams have escalated into serious violence. A group of ultras who label themselves the Fedayn — 'the devotees' — after a group of long-forgotten Iranian guerrilla fighters are regarded to be responsible for the organised hooliganism. In 2014 Daniele De Santis, a Roma ultra, was convicted of shooting Ciro Esposito and two others during clashes with Napoli fans who were in Rome for their club's Coppa Italia final against Fiorentina. Esposito died of his wounds. De Santis was sentenced to 26 years in prison, later reduced to 16 years on appeal. Roma ultras have displayed banners celebrating De Santis.
There have been multiple instances of Roma ultras attacking supporters of foreign clubs when playing in Rome. These attacks have regularly featured the Roma ultras using knives, poles, flares, bottles and stones on unarmed foreign supporters, resulting in multiple hospitalisations. Home games against Liverpool in 1984 and 2001, Middlesbrough in 2006, Manchester United in 2007, Arsenal in 2009, Tottenham Hotspur in 2012, and Chelsea in 2017 have all resulted in multiple stabbings and other injuries to foreign supporters. In 2018 Roma ultras travelling to an away game at Liverpool attacked home supporters, resulting in a home supporter being critically injured.
Players
Current squad
Primavera squad
Out on loan
Women team
Notable players
Retired numbers
Since 2017, Roma had not issued the squad number 10 to commemorate Francesco Totti, who was retired from football since 2017. It was going to be issued to Paulo Dybala in 2022, but Dybala chose the number 21 instead of number 10.
(1993–2017)
Management staff
Chairmen history
Roma have had numerous chairmen ( or ) over the course of their history, some of which have been the owners and co-owners of the club, some of them were nominated by the owners. Franco Sensi was the chairman until his death in 2008, with his daughter, Roma CEO Rosella Sensi taking his place as chairman. Here is a complete list of Roma chairmen from 1927 until the present day.
Managerial history
Roma have had many managers and trainers running the team during their history, here is a chronological list of them from 1927 onwards.
Honours
National titles
Serie A:
Winners (3): 1941–42, 1982–83, 2000–01
Runners-up: (14): 1930–31, 1935–36, 1980–81, 1983–84, 1985–86, 2001–02, 2003–04, 2005–06, 2006–07, 2007–08, 2009–10, 2013–14, 2014–15, 2016–17
Coppa Italia:
Winners (9): 1963–64, 1968–69, 1979–80, 1980–81, 1983–84, 1985–86, 1990–91, 2006–07, 2007–08
Runners-up: (8): 1936–37, 1940–41, 1992–93, 2002–03, 2004–05, 2005–06, 2009–10, 2012–13
Supercoppa Italiana:
Winners (2): 2001, 2007
European titles
European Cup / UEFA Champions League:
Runners-up (1): 1983–84
UEFA Cup / UEFA Europa League:
Runners-up (2): 1990–91, 2022–23
UEFA Europa Conference League:
Winners (1): 2021–22
Inter-Cities Fairs Cup:
Winners (1): 1960–61
Other titles
Serie B:
Winners (1): 1951–52
Anglo-Italian Cup:
Winners (1): 1972
Hall of Fame
On 7 October 2012, the AS Roma Hall of Fame was announced.
The Hall of Fame players were voted via the club's official website and a special Hall of Fame panel. In 2013 four players were voted in. In 2014, the third year of AS Roma Hall of Fame four more players were voted in.
Added in 2012:
Franco Tancredi (1977–90)
Cafu (1997–03)
Giacomo Losi (1954–69)
Aldair (1990-03)
Francesco Rocca (1972–81)
Fulvio Bernardini (1928–39)
Agostino Di Bartolomei (1972–75; 1976–84)
Falcão (1980–85)
Bruno Conti (1973–75; 1976–78; 1979–91)
Roberto Pruzzo (1978–88)
Amedeo Amadei (1936–38; 1939–48)
Added in 2013:
Attilio Ferraris (1927–34; 1938–39)
Sebino Nela (1981–92)
Giuseppe Giannini (1981–96)
Vincenzo Montella (1999–2009)
Added in 2014:
Alcides Ghiggia (1953–61)
Carlo Ancelotti (1979–87)
Rudi Völler (1987–92)
Vincent Candela (1997–2005)
Added in 2015:
Guido Masetti (1930–43)
Sergio Santarini (1968–81)
Damiano Tommasi (1996–2006)
Gabriel Batistuta (2000–03)
Added in 2016:
Giorgio Carpi (1927–37)
Toninho Cerezo (1983–86)
Giancarlo De Sisti (1960–65; 1974–79)
Arcadio Venturi (1948–57)
Added in 2017:
Francesco Totti (1992–2017)
Added in 2018:
Mario De Micheli (1927–1932)
Giuliano Taccola (1967–1969)
Rodolfo Volk (1928–1933)
Club records and statistics
Francesco Totti currently holds Roma's official appearance record, having made 786 appearances in all competitions, over the course of 25 seasons from 1993 until 2017. He also holds the record for Serie A appearances with 619, as he passed Giacomo Losi on 1 March 2008 during a home match against Parma.
Including all competitions, Totti is the all-time leading goalscorer for Roma with 307 goals since joining the club, 250 of which were scored in Serie A (another Roma record). Roberto Pruzzo, who was the all-time topscorer since 1988, comes in second in all competitions with 138. In 1930–31, Rodolfo Volk scored 29 goals in Serie A over the course of a single season. Not only was Volk the league's top scorer that year, he also set a Roma record for most goals scored in a season which would later be matched by Edin Džeko in 2016–17.
Its major founders Fortitudo and Alba having been relegated at the end of 1926–27 campaign, new-founded Roma had to take part to Southern First Division championship (Serie B) for its inaugural season. Nevertheless, the FIGC decided on a special enlargement of first level division re-admitting AS Roma and SSC Napoli. The first ever official matches participated in by Roma was in the National Division, the predecessor of Serie A, of 1927–28, against Livorno, a 2–0 Roma win. The biggest ever victory recorded by Roma was 9–0 against Cremonese during the 1929–30 Serie A season. The heaviest defeat Roma have ever suffered is 1–7, which has occurred five times; against Juventus in 1931–32, Torino in 1947–48, Manchester United in 2006–07, Bayern Munich in 2014–15 and Fiorentina in 2018–19.
Divisional movements
UEFA Club Coefficient Ranking
UEFA Rankings since 2004
Football Club Elo Ranking
As a company
Since 1999, during Franco Sensi's period in charge, Associazione Sportiva Roma has been a listed on Borsa Italiana. From 2004 to 2011, Roma's shares are distributed between; 67.1% to Compagnia Italpetroli SpA (the Sensi family holding; Banca di Roma later acquired 49% stake on Italpetroli due to debt restructuring) and 32.9% to other public shareholders.
Along with Lazio and Juventus, Roma is one of only three quotated Italian clubs. According to The Football Money League published by consultants Deloitte, in the 2010–11 season, Roma was the 15th highest-earning football club in the world with an estimated revenue of €143.5 million.
In April 2008, after months of speculation, George Soros was confirmed by Rosella Sensi, CEO of Serie A club A.S. Roma, to be bidding for a takeover. The takeover bid was successively rejected by the Sensi family, who instead preferred to maintain the club's ownership. On 17 August 2008 club chairman and owner Franco Sensi died after a long illness; his place at the chairmanship of the club was successively taken by his daughter Rosella.
Since the takeover in 2011, NEEP Roma Holding S.p.A. has owned all shares Sensi previously hold. NEEP, itself a joint venture, was held by DiBenedetto AS Roma LLC (later renamed to AS Roma SPV, LLC) and Unicredit in 60–40 ratio from 2011 to 2013, which the former had four real person shareholders in equal ratio, led by future Roma president Thomas R. DiBenedetto (2011–12). The takeover also activated a mandatory bid of shares from the general public, however not all minority shareholders were willing to sell their shares. The mandatory bid meant NEEP held 78.038% of shares of AS Roma (increased from 67.1% of the Sensi). On 1 August 2013, the president of Roma as well as one of the four American shareholders of AS Roma SPV, LLC, James Pallotta, bought an additional 9% shares of NEEP Roma Holding from Unicredit (through Raptor Holdco LLC), as the bank was not willing to fully participate in the capital increase of NEEP from €120,000 to €160,008,905 (excluding share premium). On 4 April 2014 Starwood Capital Group also became the fifth shareholder of AS Roma SPV, as well as forming a strategic partnership with AS Roma SpA to develop real estate around the new stadium. The private investment firm was represented by Zsolt Kohalmi in AS Roma SPV, who was appointed on 4 April as a partner and head of European acquisitions of the firm. On 11 August 2014, UniCredit sold the remain shares on NEEP (of 31%) for €33 million which meant AS Roma SPV LLC (91%) and Raptor Holdco LLC (9%) were the sole intermediate holding company of AS Roma SpA.
Since re-capitalization in 2003–04, Roma had a short-lived financial self-sustainability, until the takeover in 2011. The club had set up a special amortisation fund using Articolo 18-bis Legge 91/1981 mainly for the abnormal signings prior 2002–03 season, (such as Davide Bombardini for €11 million account value in June 2002, when the flopped player exchange boosted 2001–02 season result) and the tax payment of 2002–03 was rescheduled. In 2004–05, Roma made a net profit of €10,091,689 and followed by €804,285 in 2005–06. In 2006–07 season the accounting method changed to IFRS, which meant that the 2005–06 result was reclassified as net loss of €4,051,905 and 2006–07 season was net income of €10,135,539 (€14.011 million as a group). Moreover, the special fund (€80,189,123) was removed from the asset and co-currently for the equity as scheduled, meant Roma group had a negative equity of €8.795 million on 30 June 2007. Nevertheless, the club had sold the brand to a subsidiary which boost the profit in a separate financial statement, which La Repubblica described as "doping". In 2007–08, Roma made a net income of €18,699,219. (€19 million as a group) However, 2008–09 saw the decrease of gate and TV income, co-currently with finishing sixth in Serie A, which saw Roma make a net loss of €1,894,330. (€1.56 million as a group) The gate and TV income further slipped in 2009–10 with a net loss of €21,917,292 (already boosted by the sale of Alberto Aquilani; €22 million as a group) despite sporting success (finishing in second place in 2009–10). Moreover, despite a positive equity as a separate company (€105,142,589), the AS Roma Group had a negative equity on the consolidated balance sheet, and fell from +€8.8 million to −€13.2 million. In the 2010–11 season, Roma was administered by UniCredit as the Sensi family failed to repay the bank and the club was put on the market, and were expected to have a quiet transfer window. Concurrently with no selling profit on the players, Roma's net loss rose to €30,589,137 (€30.778 million as a group) and the new owner already planned a re-capitalization after the mandatory bid on the shares. On the positive side, TV income was increased from €75,150,744 to €78,041,642, and gate income increased from €23,821,218 to €31,017,179. This was because Roma entered 2010–11 Champions League, which counter-weighed the effect of the new collective agreement of Serie A. In 2011–12, the renewal of squad and participation in 2011–12 UEFA Europa League had worsened the financial result, which the €50 million capital increase (in advance) was counter-weighted totally by the net loss. In the 2012–13 season, the participation in domestic league only, was not only not harmful to the revenue but increase in gate income as well as decrease in wage bill, however Roma still did not yet break even (€40.130 million net loss in consolidated accounts). NEEP Roma also re-capitalized AS Roma in advance for another €26,550,000 during 2012–13. A proposed capital increase by €100 million for Roma was announced on 25 June 2014; however, until 22 May 2014, NEEP already injected €108 million into the club, which depends on public subscription; more than €8 million would convert to medium-long-term loan from shareholder instead of becoming share capital. Another capital increase was carried in 2018.
A joint venture of Roma, which was owned by Roma (37.5%), S.S. Lazio (37.5%) and Parma F.C.(25%), Società Diritti Sportivi S.r.l., was in the process of liquidation since 2005. The company was a joint-venture of four football clubs, including Fiorentina. After the bankruptcy of Fiorentina however, both Roma and Lazio had increased their shares ratio from 25% to 37.5%. Another subsidiary, "Soccer S.A.S. di Brand Management S.r.l.", was a special-purpose entity (SPV) that Roma sold their brand to the subsidiary in 2007. In February 2015, another SPV, "ASR Media and Sponsorship S.r.l", was set up to secure a five-year bank loan of €175 million from Goldman Sachs, for three-month Euribor (min. 0.75%) + 6.25% spread (i.e. min. 7% interests rate p.a.).
In 2015, Inter and Roma were the only two Italian clubs that were sanctioned by UEFA for breaking UEFA Financial Fair Play Regulations, which they signed settlement agreements with UEFA. It was followed by Milan in 2018.
Roma had compliance with the requirements and overall objective of the settlement agreement in 2018, which the club exited from settlement regime.
Superleague Formula
A.S. Roma had a team in the Superleague Formula race car series where teams were sponsored by football clubs. Roma's driver was ex-IndyCar Series driver Franck Perera. The team had posted three podiums and was operated by Alan Docking Racing.
See also
Football in Italy
European Club Association
Footnotes
References
External links
A.S. Roma at Serie A
A.S. Roma at UEFA
A.S. Roma at FIFA (archived 6 May 2016)
Football clubs in Italy
Football clubs in Rome
Association football clubs established in 1927
Italian football First Division clubs
Publicly traded sports companies
Coppa Italia winning clubs
Serie A winning clubs
Serie A clubs
Serie B clubs
1927 establishments in Italy
Multi-sport clubs in Italy
UEFA Europa Conference League winning clubs
R
Companies listed on the Borsa Italiana |
2362 | https://en.wikipedia.org/wiki/Antibody | Antibody | An antibody (Ab), also known as an immunoglobulin (Ig), is a large, Y-shaped protein used by the immune system to identify and neutralize foreign objects such as pathogenic bacteria and viruses. The antibody recognizes a unique molecule of the pathogen, called an antigen. Each tip of the "Y" of an antibody contains a paratope (analogous to a lock) that is specific for one particular epitope (analogous to a key) on an antigen, allowing these two structures to bind together with precision. Using this binding mechanism, an antibody can tag a microbe or an infected cell for attack by other parts of the immune system, or can neutralize it directly (for example, by blocking a part of a virus that is essential for its invasion).
To allow the immune system to recognize millions of different antigens, the antigen-binding sites at both tips of the antibody come in an equally wide variety.
In contrast, the remainder of the antibody is relatively constant. In mammals, antibodies occur in a few variants, which define the antibody's class or isotype: IgA, IgD, IgE, IgG, and IgM.
The constant region at the trunk of the antibody includes sites involved in interactions with other components of the immune system. The class hence determines the function triggered by an antibody after binding to an antigen, in addition to some structural features.
Antibodies from different classes also differ in where they are released in the body and at what stage of an immune response.
Together with B and T cells, antibodies comprise the most important part of the adaptive immune system.
They occur in two forms: one that is attached to a B cell, and the other, a soluble form, that is unattached and found in extracellular fluids such as blood plasma.
Initially, all antibodies are of the first form, attached to the surface of a B cell – these are then referred to as B-cell receptors (BCR).
After an antigen binds to a BCR, the B cell activates to proliferate and differentiate into either plasma cells, which secrete soluble antibodies with the same paratope, or memory B cells, which survive in the body to enable long-lasting immunity to the antigen.
Soluble antibodies are released into the blood and tissue fluids, as well as many secretions.
Because these fluids were traditionally known as humors, antibody-mediated immunity is sometimes known as, or considered a part of, humoral immunity.
The soluble Y-shaped units can occur individually as monomers, or in complexes of two to five units.
Antibodies are glycoproteins belonging to the immunoglobulin superfamily.
The terms antibody and immunoglobulin are often used interchangeably, though the term 'antibody' is sometimes reserved for the secreted, soluble form, i.e. excluding B-cell receptors.
Structure
Antibodies are heavy (~150 kDa) proteins of about 10 nm in size,
arranged in three globular regions that roughly form a Y shape.
In humans and most other mammals, an antibody unit consists of four polypeptide chains; two identical heavy chains and two identical light chains connected by disulfide bonds.
Each chain is a series of domains: somewhat similar sequences of about 110 amino acids each.
These domains are usually represented in simplified schematics as rectangles.
Light chains consist of one variable domain VL and one constant domain CL, while heavy chains contain one variable domain VH and three to four constant domains CH1, CH2, ...
Structurally an antibody is also partitioned into two antigen-binding fragments (Fab), containing one VL, VH, CL, and CH1 domain each, as well as the crystallisable fragment (Fc), forming the trunk of the Y shape.
In between them is a hinge region of the heavy chains, whose flexibility allows antibodies to bind to pairs of epitopes at various distances, to form complexes (dimers, trimers, etc.), and to bind effector molecules more easily.
In an electrophoresis test of blood proteins, antibodies mostly migrate to the last, gamma globulin fraction.
Conversely, most gamma-globulins are antibodies, which is why the two terms were historically used as synonyms, as were the symbols Ig and γ.
This variant terminology fell out of use due to the correspondence being inexact and due to confusion with γ (gamma) heavy chains which characterize the IgG class of antibodies.
Antigen-binding site
The variable domains can also be referred to as the FV region. It is the subregion of Fab that binds to an antigen.
More specifically, each variable domain contains three hypervariable regions – the amino acids seen there vary the most from antibody to antibody.
When the protein folds, these regions give rise to three loops of β-strands, localized near one another on the surface of the antibody.
These loops are referred to as the complementarity-determining regions (CDRs), since their shape complements that of an antigen.
Three CDRs from each of the heavy and light chains together form an antibody-binding site whose shape can be anything from a pocket to which a smaller antigen binds, to a larger surface, to a protrusion that sticks out into a groove in an antigen.
Typically however only a few residues contribute to most of the binding energy.
The existence of two identical antibody-binding sites allows antibody molecules to bind strongly to multivalent antigen (repeating sites such as polysaccharides in bacterial cell walls, or other sites at some distance apart), as well as to form antibody complexes and larger antigen-antibody complexes. The resulting cross-linking plays a role in activating other parts of the immune system.
The structures of CDRs have been clustered and classified by Chothia et al.
and more recently by North et al.
and Nikoloudis et al. However, describing an antibody's binding site using only one single static structure limits the understanding and characterization of the antibody's function and properties. To improve antibody structure prediction and to take the strongly correlated CDR loop and interface movements into account, antibody paratopes should be described as interconverting states in solution with varying probabilities.
In the framework of the immune network theory, CDRs are also called idiotypes. According to immune network theory, the adaptive immune system is regulated by interactions between idiotypes.
Fc region
The Fc region (the trunk of the Y shape) is composed of constant domains from the heavy chains. Its role is in modulating immune cell activity: it is where effector molecules bind to, triggering various effects after the antibody Fab region binds to an antigen.
Effector cells (such as macrophages or natural killer cells) bind via their Fc receptors (FcR) to the Fc region of an antibody, while the complement system is activated by binding the C1q protein complex. IgG or IgM can bind to C1q, but IgA cannot, therefore IgA does not activate the classical complement pathway.
Another role of the Fc region is to selectively distribute different antibody classes across the body. In particular, the neonatal Fc receptor (FcRn) binds to the Fc region of IgG antibodies to transport it across the placenta, from the mother to the fetus.
Antibodies are glycoproteins, that is, they have carbohydrates (glycans) added to conserved amino acid residues.
These conserved glycosylation sites occur in the Fc region and influence interactions with effector molecules.
Protein structure
The N-terminus of each chain is situated at the tip.
Each immunoglobulin domain has a similar structure, characteristic of all the members of the immunoglobulin superfamily:
it is composed of between 7 (for constant domains) and 9 (for variable domains) β-strands, forming two beta sheets in a Greek key motif.
The sheets create a "sandwich" shape, the immunoglobulin fold, held together by a disulfide bond.
Antibody complexes
Secreted antibodies can occur as a single Y-shaped unit, a monomer.
However, some antibody classes also form dimers with two Ig units (as with IgA), tetramers with four Ig units (like teleost fish IgM), or pentamers with five Ig units (like shark IgW or mammalian IgM, which occasionally forms hexamers as well, with six units).
Antibodies also form complexes by binding to antigen: this is called an antigen-antibody complex or immune complex.
Small antigens can cross-link two antibodies, also leading to the formation of antibody dimers, trimers, tetramers, etc.
Multivalent antigens (e.g., cells with multiple epitopes) can form larger complexes with antibodies.
An extreme example is the clumping, or agglutination, of red blood cells with antibodies in the Coombs test to determine blood groups: the large clumps become insoluble, leading to visually apparent precipitation.
B cell receptors
The membrane-bound form of an antibody may be called a surface immunoglobulin (sIg) or a membrane immunoglobulin (mIg). It is part of the B cell receptor (BCR), which allows a B cell to detect when a specific antigen is present in the body and triggers B cell activation. The BCR is composed of surface-bound IgD or IgM antibodies and associated Ig-α and Ig-β heterodimers, which are capable of signal transduction. A typical human B cell will have 50,000 to 100,000 antibodies bound to its surface. Upon antigen binding, they cluster in large patches, which can exceed 1 micrometer in diameter, on lipid rafts that isolate the BCRs from most other cell signaling receptors.
These patches may improve the efficiency of the cellular immune response. In humans, the cell surface is bare around the B cell receptors for several hundred nanometers, which further isolates the BCRs from competing influences.
Classes
Antibodies can come in different varieties known as isotypes or classes. In placental mammals there are five antibody classes known as IgA, IgD, IgE, IgG, and IgM, which are further subdivided into subclasses such as IgA1, IgA2.
The prefix "Ig" stands for immunoglobulin, while the suffix denotes the type of heavy chain the antibody contains: the heavy chain types α (alpha), γ (gamma), δ (delta), ε (epsilon), μ (mu) give rise to IgA, IgG, IgD, IgE, IgM, respectively.
The distinctive features of each class are determined by the part of the heavy chain within the hinge and Fc region.
The classes differ in their biological properties, functional locations and ability to deal with different antigens, as depicted in the table.
For example, IgE antibodies are responsible for an allergic response consisting of histamine release from mast cells, often a sole contributor to asthma (though other pathways exist as do exist symptoms very similar to yet not technically asthma). The antibody's variable region binds to allergic antigen, for example house dust mite particles, while its Fc region (in the ε heavy chains) binds to Fc receptor ε on a mast cell, triggering its degranulation: the release of molecules stored in its granules.
The antibody isotype of a B cell changes during cell development and activation. Immature B cells, which have never been exposed to an antigen, express only the IgM isotype in a cell surface bound form. The B lymphocyte, in this ready-to-respond form, is known as a "naive B lymphocyte." The naive B lymphocyte expresses both surface IgM and IgD. The co-expression of both of these immunoglobulin isotypes renders the B cell ready to respond to antigen. B cell activation follows engagement of the cell-bound antibody molecule with an antigen, causing the cell to divide and differentiate into an antibody-producing cell called a plasma cell. In this activated form, the B cell starts to produce antibody in a secreted form rather than a membrane-bound form. Some daughter cells of the activated B cells undergo isotype switching, a mechanism that causes the production of antibodies to change from IgM or IgD to the other antibody isotypes, IgE, IgA, or IgG, that have defined roles in the immune system.
Light chain types
In mammals there are two types of immunoglobulin light chain, which are called lambda (λ) and kappa (κ). However, there is no known functional difference between them, and both can occur with any of the five major types of heavy chains. Each antibody contains two identical light chains: both κ or both λ. Proportions of κ and λ types vary by species and can be used to detect abnormal proliferation of B cell clones. Other types of light chains, such as the iota (ι) chain, are found in other vertebrates like sharks (Chondrichthyes) and bony fishes (Teleostei).
In non-mammalian animals
In most placental mammals, the structure of antibodies is generally the same.
Jawed fish appear to be the most primitive animals that are able to make antibodies similar to those of mammals, although many features of their adaptive immunity appeared somewhat earlier.
Cartilaginous fish (such as sharks) produce heavy-chain-only antibodies (i.e., lacking light chains) which moreover feature longer chain pentamers (with five constant units per molecule). Camelids (such as camels, llamas, alpacas) are also notable for producing heavy-chain-only antibodies.
Antibody–antigen interactions
The antibody's paratope interacts with the antigen's epitope. An antigen usually contains different epitopes along its surface arranged discontinuously, and dominant epitopes on a given antigen are called determinants.
Antibody and antigen interact by spatial complementarity (lock and key). The molecular forces involved in the Fab-epitope interaction are weak and non-specific – for example electrostatic forces, hydrogen bonds, hydrophobic interactions, and van der Waals forces. This means binding between antibody and antigen is reversible, and the antibody's affinity towards an antigen is relative rather than absolute. Relatively weak binding also means it is possible for an antibody to cross-react with different antigens of different relative affinities.
Function
The main categories of antibody action include the following:
Neutralisation, in which neutralizing antibodies block parts of the surface of a bacterial cell or virion to render its attack ineffective
Agglutination, in which antibodies "glue together" foreign cells into clumps that are attractive targets for phagocytosis
Precipitation, in which antibodies "glue together" serum-soluble antigens, forcing them to precipitate out of solution in clumps that are attractive targets for phagocytosis
Complement activation (fixation), in which antibodies that are latched onto a foreign cell encourage complement to attack it with a membrane attack complex, which leads to the following:
Lysis of the foreign cell
Encouragement of inflammation by chemotactically attracting inflammatory cells
More indirectly, an antibody can signal immune cells to present antibody fragments to T cells, or downregulate other immune cells to avoid autoimmunity.
Activated B cells differentiate into either antibody-producing cells called plasma cells that secrete soluble antibody or memory cells that survive in the body for years afterward in order to allow the immune system to remember an antigen and respond faster upon future exposures.
At the prenatal and neonatal stages of life, the presence of antibodies is provided by passive immunization from the mother. Early endogenous antibody production varies for different kinds of antibodies, and usually appear within the first years of life. Since antibodies exist freely in the bloodstream, they are said to be part of the humoral immune system. Circulating antibodies are produced by clonal B cells that specifically respond to only one antigen (an example is a virus capsid protein fragment). Antibodies contribute to immunity in three ways: They prevent pathogens from entering or damaging cells by binding to them; they stimulate removal of pathogens by macrophages and other cells by coating the pathogen; and they trigger destruction of pathogens by stimulating other immune responses such as the complement pathway. Antibodies will also trigger vasoactive amine degranulation to contribute to immunity against certain types of antigens (helminths, allergens).
Activation of complement
Antibodies that bind to surface antigens (for example, on bacteria) will attract the first component of the complement cascade with their Fc region and initiate activation of the "classical" complement system. This results in the killing of bacteria in two ways. First, the binding of the antibody and complement molecules marks the microbe for ingestion by phagocytes in a process called opsonization; these phagocytes are attracted by certain complement molecules generated in the complement cascade. Second, some complement system components form a membrane attack complex to assist antibodies to kill the bacterium directly (bacteriolysis).
Activation of effector cells
To combat pathogens that replicate outside cells, antibodies bind to pathogens to link them together, causing them to agglutinate. Since an antibody has at least two paratopes, it can bind more than one antigen by binding identical epitopes carried on the surfaces of these antigens. By coating the pathogen, antibodies stimulate effector functions against the pathogen in cells that recognize their Fc region.
Those cells that recognize coated pathogens have Fc receptors, which, as the name suggests, interact with the Fc region of IgA, IgG, and IgE antibodies. The engagement of a particular antibody with the Fc receptor on a particular cell triggers an effector function of that cell; phagocytes will phagocytose, mast cells and neutrophils will degranulate, natural killer cells will release cytokines and cytotoxic molecules; that will ultimately result in destruction of the invading microbe. The activation of natural killer cells by antibodies initiates a cytotoxic mechanism known as antibody-dependent cell-mediated cytotoxicity (ADCC) – this process may explain the efficacy of monoclonal antibodies used in biological therapies against cancer. The Fc receptors are isotype-specific, which gives greater flexibility to the immune system, invoking only the appropriate immune mechanisms for distinct pathogens.
Natural antibodies
Humans and higher primates also produce "natural antibodies" that are present in serum before viral infection. Natural antibodies have been defined as antibodies that are produced without any previous infection, vaccination, other foreign antigen exposure or passive immunization. These antibodies can activate the classical complement pathway leading to lysis of enveloped virus particles long before the adaptive immune response is activated. Many natural antibodies are directed against the disaccharide galactose α(1,3)-galactose (α-Gal), which is found as a terminal sugar on glycosylated cell surface proteins, and generated in response to production of this sugar by bacteria contained in the human gut. Rejection of xenotransplantated organs is thought to be, in part, the result of natural antibodies circulating in the serum of the recipient binding to α-Gal antigens expressed on the donor tissue.
Immunoglobulin diversity
Virtually all microbes can trigger an antibody response. Successful recognition and eradication of many different types of microbes requires diversity among antibodies; their amino acid composition varies allowing them to interact with many different antigens. It has been estimated that humans generate about 10 billion different antibodies, each capable of binding a distinct epitope of an antigen. Although a huge repertoire of different antibodies is generated in a single individual, the number of genes available to make these proteins is limited by the size of the human genome. Several complex genetic mechanisms have evolved that allow vertebrate B cells to generate a diverse pool of antibodies from a relatively small number of antibody genes.
Domain variability
The chromosomal region that encodes an antibody is large and contains several distinct gene loci for each domain of the antibody—the chromosome region containing heavy chain genes (IGH@) is found on chromosome 14, and the loci containing lambda and kappa light chain genes (IGL@ and IGK@) are found on chromosomes 22 and 2 in humans. One of these domains is called the variable domain, which is present in each heavy and light chain of every antibody, but can differ in different antibodies generated from distinct B cells. Differences between the variable domains are located on three loops known as hypervariable regions (HV-1, HV-2 and HV-3) or complementarity-determining regions (CDR1, CDR2 and CDR3). CDRs are supported within the variable domains by conserved framework regions. The heavy chain locus contains about 65 different variable domain genes that all differ in their CDRs. Combining these genes with an array of genes for other domains of the antibody generates a large cavalry of antibodies with a high degree of variability. This combination is called V(D)J recombination discussed below.
V(D)J recombination
Somatic recombination of immunoglobulins, also known as V(D)J recombination, involves the generation of a unique immunoglobulin variable region. The variable region of each immunoglobulin heavy or light chain is encoded in several pieces—known as gene segments (subgenes). These segments are called variable (V), diversity (D) and joining (J) segments. V, D and J segments are found in Ig heavy chains, but only V and J segments are found in Ig light chains. Multiple copies of the V, D and J gene segments exist, and are tandemly arranged in the genomes of mammals. In the bone marrow, each developing B cell will assemble an immunoglobulin variable region by randomly selecting and combining one V, one D and one J gene segment (or one V and one J segment in the light chain). As there are multiple copies of each type of gene segment, and different combinations of gene segments can be used to generate each immunoglobulin variable region, this process generates a huge number of antibodies, each with different paratopes, and thus different antigen specificities. The rearrangement of several subgenes (i.e. V2 family) for lambda light chain immunoglobulin is coupled with the activation of microRNA miR-650, which further influences biology of B-cells.
RAG proteins play an important role with V(D)J recombination in cutting DNA at a particular region. Without the presence of these proteins, V(D)J recombination would not occur.
After a B cell produces a functional immunoglobulin gene during V(D)J recombination, it cannot express any other variable region (a process known as allelic exclusion) thus each B cell can produce antibodies containing only one kind of variable chain.
Somatic hypermutation and affinity maturation
Following activation with antigen, B cells begin to proliferate rapidly. In these rapidly dividing cells, the genes encoding the variable domains of the heavy and light chains undergo a high rate of point mutation, by a process called somatic hypermutation (SHM). SHM results in approximately one nucleotide change per variable gene, per cell division. As a consequence, any daughter B cells will acquire slight amino acid differences in the variable domains of their antibody chains.
This serves to increase the diversity of the antibody pool and impacts the antibody's antigen-binding affinity. Some point mutations will result in the production of antibodies that have a weaker interaction (low affinity) with their antigen than the original antibody, and some mutations will generate antibodies with a stronger interaction (high affinity). B cells that express high affinity antibodies on their surface will receive a strong survival signal during interactions with other cells, whereas those with low affinity antibodies will not, and will die by apoptosis. Thus, B cells expressing antibodies with a higher affinity for the antigen will outcompete those with weaker affinities for function and survival allowing the average affinity of antibodies to increase over time. The process of generating antibodies with increased binding affinities is called affinity maturation. Affinity maturation occurs in mature B cells after V(D)J recombination, and is dependent on help from helper T cells.
Class switching
Isotype or class switching is a biological process occurring after activation of the B cell, which allows the cell to produce different classes of antibody (IgA, IgE, or IgG). The different classes of antibody, and thus effector functions, are defined by the constant (C) regions of the immunoglobulin heavy chain. Initially, naive B cells express only cell-surface IgM and IgD with identical antigen binding regions. Each isotype is adapted for a distinct function; therefore, after activation, an antibody with an IgG, IgA, or IgE effector function might be required to effectively eliminate an antigen. Class switching allows different daughter cells from the same activated B cell to produce antibodies of different isotypes. Only the constant region of the antibody heavy chain changes during class switching; the variable regions, and therefore antigen specificity, remain unchanged. Thus the progeny of a single B cell can produce antibodies, all specific for the same antigen, but with the ability to produce the effector function appropriate for each antigenic challenge. Class switching is triggered by cytokines; the isotype generated depends on which cytokines are present in the B cell environment.
Class switching occurs in the heavy chain gene locus by a mechanism called class switch recombination (CSR). This mechanism relies on conserved nucleotide motifs, called switch (S) regions, found in DNA upstream of each constant region gene (except in the δ-chain). The DNA strand is broken by the activity of a series of enzymes at two selected S-regions. The variable domain exon is rejoined through a process called non-homologous end joining (NHEJ) to the desired constant region (γ, α or ε). This process results in an immunoglobulin gene that encodes an antibody of a different isotype.
Specificity designations
An antibody can be called monospecific if it has specificity for the same antigen or epitope, or bispecific if they have affinity for two different antigens or two different epitopes on the same antigen. A group of antibodies can be called polyvalent (or unspecific) if they have affinity for various antigens or microorganisms. Intravenous immunoglobulin, if not otherwise noted, consists of a variety of different IgG (polyclonal IgG). In contrast, monoclonal antibodies are identical antibodies produced by a single B cell.
Asymmetrical antibodies
Heterodimeric antibodies, which are also asymmetrical antibodies, allow for greater flexibility and new formats for attaching a variety of drugs to the antibody arms. One of the general formats for a heterodimeric antibody is the "knobs-into-holes" format. This format is specific to the heavy chain part of the constant region in antibodies. The "knobs" part is engineered by replacing a small amino acid with a larger one. It fits into the "hole", which is engineered by replacing a large amino acid with a smaller one. What connects the "knobs" to the "holes" are the disulfide bonds between each chain. The "knobs-into-holes" shape facilitates antibody dependent cell mediated cytotoxicity. Single chain variable fragments (scFv) are connected to the variable domain of the heavy and light chain via a short linker peptide. The linker is rich in glycine, which gives it more flexibility, and serine/threonine, which gives it specificity. Two different scFv fragments can be connected together, via a hinge region, to the constant domain of the heavy chain or the constant domain of the light chain. This gives the antibody bispecificity, allowing for the binding specificities of two different antigens. The "knobs-into-holes" format enhances heterodimer formation but does not suppress homodimer formation.
To further improve the function of heterodimeric antibodies, many scientists are looking towards artificial constructs. Artificial antibodies are largely diverse protein motifs that use the functional strategy of the antibody molecule, but are not limited by the loop and framework structural constraints of the natural antibody. Being able to control the combinational design of the sequence and three-dimensional space could transcend the natural design and allow for the attachment of different combinations of drugs to the arms.
Heterodimeric antibodies have a greater range in shapes they can take and the drugs that are attached to the arms do not have to be the same on each arm, allowing for different combinations of drugs to be used in cancer treatment. Pharmaceuticals are able to produce highly functional bispecific, and even multispecific, antibodies. The degree to which they can function is impressive given that such a change of shape from the natural form should lead to decreased functionality.
History
The first use of the term "antibody" occurred in a text by Paul Ehrlich. The term Antikörper (the German word for antibody) appears in the conclusion of his article "Experimental Studies on Immunity", published in October 1891, which states that, "if two substances give rise to two different Antikörper, then they themselves must be different". However, the term was not accepted immediately and several other terms for antibody were proposed; these included Immunkörper, Amboceptor, Zwischenkörper, substance sensibilisatrice, copula, Desmon, philocytase, fixateur, and Immunisin. The word antibody has formal analogy to the word antitoxin and a similar concept to Immunkörper (immune body in English). As such, the original construction of the word contains a logical flaw; the antitoxin is something directed against a toxin, while the antibody is a body directed against something.
The study of antibodies began in 1890 when Emil von Behring and Kitasato Shibasaburō described antibody activity against diphtheria and tetanus toxins. Von Behring and Kitasato put forward the theory of humoral immunity, proposing that a mediator in serum could react with a foreign antigen. His idea prompted Paul Ehrlich to propose the side-chain theory for antibody and antigen interaction in 1897, when he hypothesized that receptors (described as "side-chains") on the surface of cells could bind specifically to toxins – in a "lock-and-key" interaction – and that this binding reaction is the trigger for the production of antibodies. Other researchers believed that antibodies existed freely in the blood and, in 1904, Almroth Wright suggested that soluble antibodies coated bacteria to label them for phagocytosis and killing; a process that he named opsoninization.
In the 1920s, Michael Heidelberger and Oswald Avery observed that antigens could be precipitated by antibodies and went on to show that antibodies are made of protein. The biochemical properties of antigen-antibody-binding interactions were examined in more detail in the late 1930s by John Marrack. The next major advance was in the 1940s, when Linus Pauling confirmed the lock-and-key theory proposed by Ehrlich by showing that the interactions between antibodies and antigens depend more on their shape than their chemical composition. In 1948, Astrid Fagraeus discovered that B cells, in the form of plasma cells, were responsible for generating antibodies.
Further work concentrated on characterizing the structures of the antibody proteins. A major advance in these structural studies was the discovery in the early 1960s by Gerald Edelman and Joseph Gally of the antibody light chain, and their realization that this protein is the same as the Bence-Jones protein described in 1845 by Henry Bence Jones. Edelman went on to discover that antibodies are composed of disulfide bond-linked heavy and light chains. Around the same time, antibody-binding (Fab) and antibody tail (Fc) regions of IgG were characterized by Rodney Porter. Together, these scientists deduced the structure and complete amino acid sequence of IgG, a feat for which they were jointly awarded the 1972 Nobel Prize in Physiology or Medicine. The Fv fragment was prepared and characterized by David Givol. While most of these early studies focused on IgM and IgG, other immunoglobulin isotypes were identified in the 1960s: Thomas Tomasi discovered secretory antibody (IgA); David S. Rowe and John L. Fahey discovered IgD; and Kimishige Ishizaka and Teruko Ishizaka discovered IgE and showed it was a class of antibodies involved in allergic reactions. In a landmark series of experiments beginning in 1976, Susumu Tonegawa showed that genetic material can rearrange itself to form the vast array of available antibodies.
Medical applications
Disease diagnosis
Detection of particular antibodies is a very common form of medical diagnostics, and applications such as serology depend on these methods. For example, in biochemical assays for disease diagnosis, a titer of antibodies directed against Epstein-Barr virus or Lyme disease is estimated from the blood. If those antibodies are not present, either the person is not infected or the infection occurred a very long time ago, and the B cells generating these specific antibodies have naturally decayed.
In clinical immunology, levels of individual classes of immunoglobulins are measured by nephelometry (or turbidimetry) to characterize the antibody profile of patient. Elevations in different classes of immunoglobulins are sometimes useful in determining the cause of liver damage in patients for whom the diagnosis is unclear. For example, elevated IgA indicates alcoholic cirrhosis, elevated IgM indicates viral hepatitis and primary biliary cirrhosis, while IgG is elevated in viral hepatitis, autoimmune hepatitis and cirrhosis.
Autoimmune disorders can often be traced to antibodies that bind the body's own epitopes; many can be detected through blood tests. Antibodies directed against red blood cell surface antigens in immune mediated hemolytic anemia are detected with the Coombs test. The Coombs test is also used for antibody screening in blood transfusion preparation and also for antibody screening in antenatal women.
Practically, several immunodiagnostic methods based on detection of complex antigen-antibody are used to diagnose infectious diseases, for example ELISA, immunofluorescence, Western blot, immunodiffusion, immunoelectrophoresis, and magnetic immunoassay. Antibodies raised against human chorionic gonadotropin are used in over the counter pregnancy tests.
New dioxaborolane chemistry enables radioactive fluoride (18F) labeling of antibodies, which allows for positron emission tomography (PET) imaging of cancer.
Disease therapy
Targeted monoclonal antibody therapy is employed to treat diseases such as rheumatoid arthritis, multiple sclerosis, psoriasis, and many forms of cancer including non-Hodgkin's lymphoma, colorectal cancer, head and neck cancer and breast cancer.
Some immune deficiencies, such as X-linked agammaglobulinemia and hypogammaglobulinemia, result in partial or complete lack of antibodies. These diseases are often treated by inducing a short-term form of immunity called passive immunity. Passive immunity is achieved through the transfer of ready-made antibodies in the form of human or animal serum, pooled immunoglobulin or monoclonal antibodies, into the affected individual.
Prenatal therapy
Rh factor, also known as Rh D antigen, is an antigen found on red blood cells; individuals that are Rh-positive (Rh+) have this antigen on their red blood cells and individuals that are Rh-negative (Rh–) do not. During normal childbirth, delivery trauma or complications during pregnancy, blood from a fetus can enter the mother's system. In the case of an Rh-incompatible mother and child, consequential blood mixing may sensitize an Rh- mother to the Rh antigen on the blood cells of the Rh+ child, putting the remainder of the pregnancy, and any subsequent pregnancies, at risk for hemolytic disease of the newborn.
Rho(D) immune globulin antibodies are specific for human RhD antigen. Anti-RhD antibodies are administered as part of a prenatal treatment regimen to prevent sensitization that may occur when a Rh-negative mother has a Rh-positive fetus. Treatment of a mother with Anti-RhD antibodies prior to and immediately after trauma and delivery destroys Rh antigen in the mother's system from the fetus. This occurs before the antigen can stimulate maternal B cells to "remember" Rh antigen by generating memory B cells. Therefore, her humoral immune system will not make anti-Rh antibodies, and will not attack the Rh antigens of the current or subsequent babies. Rho(D) Immune Globulin treatment prevents sensitization that can lead to Rh disease, but does not prevent or treat the underlying disease itself.
Research applications
Specific antibodies are produced by injecting an antigen into a mammal, such as a mouse, rat, rabbit, goat, sheep, or horse for large quantities of antibody. Blood isolated from these animals contains polyclonal antibodies—multiple antibodies that bind to the same antigen—in the serum, which can now be called antiserum. Antigens are also injected into chickens for generation of polyclonal antibodies in egg yolk. To obtain antibody that is specific for a single epitope of an antigen, antibody-secreting lymphocytes are isolated from the animal and immortalized by fusing them with a cancer cell line. The fused cells are called hybridomas, and will continually grow and secrete antibody in culture. Single hybridoma cells are isolated by dilution cloning to generate cell clones that all produce the same antibody; these antibodies are called monoclonal antibodies. Polyclonal and monoclonal antibodies are often purified using Protein A/G or antigen-affinity chromatography.
In research, purified antibodies are used in many applications. Antibodies for research applications can be found directly from antibody suppliers, or through use of a specialist search engine. Research antibodies are most commonly used to identify and locate intracellular and extracellular proteins. Antibodies are used in flow cytometry to differentiate cell types by the proteins they express; different types of cells express different combinations of cluster of differentiation molecules on their surface, and produce different intracellular and secretable proteins. They are also used in immunoprecipitation to separate proteins and anything bound to them (co-immunoprecipitation) from other molecules in a cell lysate, in Western blot analyses to identify proteins separated by electrophoresis, and in immunohistochemistry or immunofluorescence to examine protein expression in tissue sections or to locate proteins within cells with the assistance of a microscope. Proteins can also be detected and quantified with antibodies, using ELISA and ELISpot techniques.
Antibodies used in research are some of the most powerful, yet most problematic reagents with a tremendous number of factors that must be controlled in any experiment including cross reactivity, or the antibody recognizing multiple epitopes and affinity, which can vary widely depending on experimental conditions such as pH, solvent, state of tissue etc. Multiple attempts have been made to improve both the way that researchers validate antibodies and ways in which they report on antibodies. Researchers using antibodies in their work need to record them correctly in order to allow their research to be reproducible (and therefore tested, and qualified by other researchers). Less than half of research antibodies referenced in academic papers can be easily identified. Papers published in F1000 in 2014 and 2015 provide researchers with a guide for reporting research antibody use. The RRID paper, is co-published in 4 journals that implemented the RRIDs Standard for research resource citation, which draws data from the antibodyregistry.org as the source of antibody identifiers (see also group at Force11).
Antibody regions can be used to further biomedical research by acting as a guide for drugs to reach their target. Several application involve using bacterial plasmids to tag plasmids with the Fc region of the antibody such as pFUSE-Fc plasmid.
Regulations
Production and testing
Traditionally, most antibodies are produced by hybridoma cell lines through immortalization of antibody-producing cells by chemically induced fusion with myeloma cells. In some cases, additional fusions with other lines have created "triomas" and "quadromas". The manufacturing process should be appropriately described and validated. Validation studies should at least include:
The demonstration that the process is able to produce in good quality (the process should be validated)
The efficiency of the antibody purification (all impurities and virus must be eliminated)
The characterization of purified antibody (physicochemical characterization, immunological properties, biological activities, contaminants, ...)
Determination of the virus clearance studies
Before clinical trials
Product safety testing: Sterility (bacteria and fungi), in vitro and in vivo testing for adventitious viruses, murine retrovirus testing..., product safety data needed before the initiation of feasibility trials in serious or immediately life-threatening conditions, it serves to evaluate dangerous potential of the product.
Feasibility testing: These are pilot studies whose objectives include, among others, early characterization of safety and initial proof of concept in a small specific patient population (in vitro or in vivo testing).
Preclinical studies
Testing cross-reactivity of antibody: to highlight unwanted interactions (toxicity) of antibodies with previously characterized tissues. This study can be performed in vitro (reactivity of the antibody or immunoconjugate should be determined with a quick-frozen adult tissues) or in vivo (with appropriates animal models).
Preclinical pharmacology and toxicity testing: preclinical safety testing of antibody is designed to identify possible toxicity in humans, to estimate the likelihood and severity of potential adverse events in humans, and to identify a safe starting dose and dose escalation, when possible.
Animal toxicity studies: Acute toxicity testing, repeat-dose toxicity testing, long-term toxicity testing
Pharmacokinetics and pharmacodynamics testing: Use for determinate clinical dosages, antibody activities, evaluation of the potential clinical effects
Structure prediction and computational antibody design
The importance of antibodies in health care and the biotechnology industry demands knowledge of their structures at high resolution. This information is used for protein engineering, modifying the antigen binding affinity, and identifying an epitope, of a given antibody. X-ray crystallography is one commonly used method for determining antibody structures. However, crystallizing an antibody is often laborious and time-consuming. Computational approaches provide a cheaper and faster alternative to crystallography, but their results are more equivocal, since they do not produce empirical structures. Online web servers such as Web Antibody Modeling (WAM) and Prediction of Immunoglobulin Structure (PIGS) enables computational modeling of antibody variable regions. Rosetta Antibody is a novel antibody FV region structure prediction server, which incorporates sophisticated techniques to minimize CDR loops and optimize the relative orientation of the light and heavy chains, as well as homology models that predict successful docking of antibodies with their unique antigen. However, describing an antibody's binding site using only one single static structure limits the understanding and characterization of the antibody's function and properties. To improve antibody structure prediction and to take the strongly correlated CDR loop and interface movements into account, antibody paratopes should be described as interconverting states in solution with varying probabilities.
The ability to describe the antibody through binding affinity to the antigen is supplemented by information on antibody structure and amino acid sequences for the purpose of patent claims. Several methods have been presented for computational design of antibodies based on the structural bioinformatics studies of antibody CDRs.
There are a variety of methods used to sequence an antibody including Edman degradation, cDNA, etc.; albeit one of the most common modern uses for peptide/protein identification is liquid chromatography coupled with tandem mass spectrometry (LC-MS/MS). High volume antibody sequencing methods require computational approaches for the data analysis, including de novo sequencing directly from tandem mass spectra and database search methods that use existing protein sequence databases. Many versions of shotgun protein sequencing are able to increase the coverage by utilizing CID/HCD/ETD fragmentation methods and other techniques, and they have achieved substantial progress in attempt to fully sequence proteins, especially antibodies. Other methods have assumed the existence of similar proteins, a known genome sequence, or combined top-down and bottom up approaches. Current technologies have the ability to assemble protein sequences with high accuracy by integrating de novo sequencing peptides, intensity, and positional confidence scores from database and homology searches.
Antibody mimetic
Antibody mimetics are organic compounds, like antibodies, that can specifically bind antigens. They consist of artificial peptides or proteins, or aptamer-based nucleic acid molecules with a molar mass of about 3 to 20 kDa. Antibody fragments, such as Fab and nanobodies are not considered as antibody mimetics. Common advantages over antibodies are better solubility, tissue penetration, stability towards heat and enzymes, and comparatively low production costs. Antibody mimetics have being developed and commercialized as research, diagnostic and therapeutic agents.
Binding antibody unit
BAU (binding antibody unit, often as BAU/mL) is a measurement unit defined by the WHO for the comparison of assays detecting the same class of immunoglobulins with the same specificity.
See also
Affimer
Anti-mitochondrial antibodies
Anti-nuclear antibodies
Antibody mimetic
Aptamer
Colostrum
ELISA
Humoral immunity
Immunology
Immunosuppressive drug
Intravenous immunoglobulin (IVIg)
Magnetic immunoassay
Microantibody
Monoclonal antibody
Neutralizing antibody
Optimer Ligand
Secondary antibodies
Single-domain antibody
Slope spectroscopy
Synthetic antibody
Western blot normalization
References
External links
Mike's Immunoglobulin Structure/Function Page at University of Cambridge
Antibodies as the PDB molecule of the month Discussion of the structure of antibodies at RCSB Protein Data Bank
A hundred years of antibody therapy History and applications of antibodies in the treatment of disease at University of Oxford
How Lymphocytes Produce Antibody from Cells Alive!
Glycoproteins
Immunology
Reagents for biochemistry |
2369 | https://en.wikipedia.org/wiki/Aston%20Martin | Aston Martin | Aston Martin Lagonda Global Holdings PLC is a British manufacturer of luxury sports cars and grand tourers. Its predecessor was founded in 1913 by Lionel Martin and Robert Bamford. Steered from 1947 by David Brown, it became associated with expensive grand touring cars in the 1950s and 1960s, and with the fictional character James Bond following his use of a DB5 model in the 1964 film Goldfinger. Their sports cars are regarded as a British cultural icon. Aston Martin has held a Royal Warrant as purveyor of motorcars to Charles III since 1982, and has over 160 car dealerships in 53 countries, making it a global automobile brand. The company is traded on the London Stock Exchange and is a constituent of the FTSE 250 Index. In 2003 it received the Queen's Award for Enterprise for outstanding contribution to international trade. The company has survived seven bankruptcies throughout its history.
The headquarters and main production of its sports cars and grand tourers are in a facility in Gaydon, Warwickshire, England, on the former site of RAF Gaydon, adjacent to the Jaguar Land Rover Gaydon Centre. The old facility in Newport Pagnell, Buckinghamshire is the present home of the Aston Martin Works classic car department, which focuses on heritage sales, service, spares and restoration operations. The factory in St Athan, Wales features three converted 'super-hangars' from MOD St Athan, and serves as the production site of Aston Martin's first-ever SUV, the DBX. Aston Martin plans on building electric vehicles on both its Gaydon and St Athan factories by 2025.
Aston Martin has been involved in motorsport at various points in its history, mainly in sports car racing, and also in Formula One. The Aston Martin brand is increasingly being used, mostly through licensing, on other products including a submarine, real estate development, and aircraft.
History
Founding
Aston Martin was founded in 1913 by Lionel Martin and Robert Bamford. The two had joined forces as Bamford & Martin the previous year to sell cars made by Singer from premises in Callow Street, London where they also serviced GWK and Calthorpe vehicles. Martin raced specials at Aston Hill near Aston Clinton, and the pair decided to make their own vehicles. The first car to be named Aston Martin was created by Martin by fitting a four-cylinder Coventry-Simplex engine to the chassis of a 1908 Isotta Fraschini.
They acquired premises at Henniker Mews in Kensington and produced their first car in March 1915. Production could not start because of the outbreak of the First World War, when Martin joined the Admiralty and Bamford joined the Army Service Corps.
1918–1939: Interwar years
After the war they found new premises at Abingdon Road, Kensington and designed a new car. Bamford left in 1920 and Bamford & Martin was revitalised with funding from Count Louis Zborowski. In 1922, Bamford & Martin produced cars to compete in the French Grand Prix, which went on to set world speed and endurance records at Brooklands. Three works Team Cars with 16-valve twin cam engines were built for racing and record-breaking: chassis number 1914, later developed as the Green Pea; chassis number 1915, the Razor Blade record car; and chassis number 1916, later developed as the Halford Special.
Approximately 55 cars were built for sale in two configurations; long chassis and short chassis. Bamford & Martin went bankrupt in 1924 and was bought by Dorothea, Lady Charnwood, who put her son John Benson on the board. Bamford & Martin got into financial difficulty again in 1925 and Martin was forced to sell the company (Bamford had already left).
Later that year, Bill Renwick, Augustus (Bert) Bertelli and investors including Lady Charnwood took control of the business. They renamed it Aston Martin Motors and moved it to the former Whitehead Aircraft Limited Hanworth works in Feltham. Renwick and Bertelli had been in partnership some years and had developed an overhead-cam four-cylinder engine using Renwick's patented combustion chamber design, which they had tested in an Enfield-Allday chassis. The only "Renwick and Bertelli" motor car made, it was known as "Buzzbox" and still survives.
The pair had planned to sell their engine to motor manufacturers, but having heard that Aston Martin was no longer in production realised they could capitalise on its reputation to jump-start the production of a completely new car.
Between 1926 and 1937 Bertelli was both technical director and designer of all new Aston Martins, since known as "Bertelli cars". They included the 1½-litre "T-type", "International", "Le Mans", "MKII" and its racing derivative, the "Ulster", and the 2-litre 15/98 and its racing derivative, the "Speed Model". Most were open two-seater sports cars bodied by Bert Bertelli's brother Enrico (Harry), with a small number of long-chassis four-seater tourers, dropheads and saloons also produced.
Bertelli was a competent driver keen to race his cars, one of few owner/manufacturer/drivers. The "LM" team cars were very successful in national and international motor racing including at Le Mans.
Financial problems reappeared in 1932. Aston Martin was rescued for a year by Lance Prideaux Brune before passing it on to Sir Arthur Sutherland. In 1936, Aston Martin decided to concentrate on road cars, producing just 700 until World War II halted work. Production shifted to aircraft components during the war.
1947–1972: David Brown
In 1947, old-established (1860) privately owned Huddersfield gear and machine tools manufacturer David Brown Limited bought Aston Martin, putting it under control of its Tractor Group. David Brown became Aston Martin's latest saviour. He also acquired Lagonda, without its factory, for its 2.6-litre W. O. Bentley-designed engine. Lagonda moved operations to Newport Pagnell and shared engines, resources and workshops. Aston Martin began to build the classic "DB" series of cars.
In April 1950, they announced planned production of their Le Mans prototype to be called the DB2, followed by the DB2/4 in 1953, the DB2/4 MkII in 1955, the DB Mark III in 1957 and the Italian-styled 3.7 L DB4 in 1958.
While these models helped Aston Martin establish a good racing pedigree, the DB4 stood out and yielded the famous DB5 in 1963. Aston stayed true to its grand touring style with the DB6 (1965–70), and DBS (1967–1972).
The six-cylinder engines of these cars from 1954 up to 1965 were designed by Tadek Marek.
1972–1975: William Willson
Aston Martin was often financially troubled. In 1972, David Brown paid off all its debts, said to be £5 million or more, and handed it for £101 to Company Developments, a Birmingham-based investment bank consortium chaired by accountant William Willson. More detail on this period may be read at Willson's biography. The worldwide recession, lack of working capital and the difficulties of developing an engine to meet California's exhaust emission requirements – it stopped the company's US sales – again pulled Aston Martin into receivership at the end of 1974. The company had employed 460 workers when the manufacturing plant closed.
1975–1981: Sprague and Curtis
The receiver sold the business in April 1975 for £1.05 million to North American businessman Peter Sprague of National Semiconductor, Toronto hotelier George Minden, and Jeremy Turner, a London businessman, who insisted to reporters that Aston Martin remained a British controlled business. Sprague later claimed he had fallen in love with the factory, not the cars, the workforce's craftsmanship dedication and intelligence. At this point, he and Minden had brought in investor Alan Curtis, a British office property developer, together with George Flather, a retired Sheffield steel magnate.
Six months later, in September 1975, the factory – shut down the previous December – re-opened under its new owner as Aston Martin Lagonda Limited with 100 employees, and planned to lift staff to 250 by the end of 1975. In January 1976, AML revealed that it now held orders for 150 cars for the US, 100 for other markets and another 80 from a Japanese importing agency. At the Geneva Motor Show, Fred Hartley, managing director and sales director for 13 years before that, announced he had resigned over "differences in marketing policy".
The new owners pushed Aston Martin into modernising its line, introducing the V8 Vantage in 1977, the convertible Volante in 1978, and the one-off Bulldog styled by William Towns in 1980. Towns also styled the futuristic new Lagonda saloon, based on the V8 model.
Curtis, who had a 42% stake in Aston Martin, also brought about a change in direction from the usual customers who were Aston Martin fans, to successful young married businessmen. Prices had been increased by 25%. There was speculation that AML was about to buy Italian automobile manufacturer Lamborghini. At the end of the 1970s, there was widespread debate about running MG into the Aston Martin consortium. 85 Conservative MPs formed themselves into a pressure group to get British Leyland to release their grip and hand it over. CH Industrials plc (car components) bought a 10% share in AML. But in July 1980, blaming a recession, AML cut back their workforce of 450 by more than 20%, making those people redundant.
1981–1987: Victor Gauntlett
In January 1981, there having been no satisfactory revival partners, Alan Curtis and Peter Sprague announced they had never intended to maintain a long-term financial stake in Aston Martin Lagonda and it was to be sold to Pace Petroleum's Victor Gauntlett. Sprague and Curtis pointed out that under their ownership AML finances had improved to where an offer for MG might have been feasible.
Gauntlett bought a 12.5% stake in Aston Martin for £500,000 via Pace Petroleum in 1980, with Tim Hearley of CH Industrials taking a similar share. Pace and CHI took over as joint 50/50 owners at the beginning of 1981, with Gauntlett as executive chairman. Gauntlett also led the sales team, and after some development and publicity when the Lagonda became the world's fastest four-seater production car, was able to sell the car in Oman, Kuwait, and Qatar. In 1982, Aston Martin was granted a Royal Warrant of Appointment by the Prince of Wales.
Understanding that it would take some time to develop new Aston Martin products, they created an engineering service subsidiary to develop automotive products for other companies. It was decided to use a trade name of Salmons & Son, their in-house coachbuilder, Tickford, which Aston Martin had bought in 1955. Tickford's name had been long associated with expensive high-quality carriages and cars along with their folding roofs. New products included a Tickford Austin Metro, a Tickford Ford Capri and even Tickford train interiors, particularly on the Jaguar XJS. Pace continued sponsoring racing events, and now sponsored all Aston Martin Owners Club events, taking a Tickford-engined Nimrod Group C car owned by AMOC President Viscount Downe, which came third in the Manufacturers Championship in both 1982 and 1983. It also finished seventh in the 1982 24 Hours of Le Mans race. However, sales of production cars were now at an all-time low of 30 cars produced in 1982.
As trading became tighter in the petroleum market, and Aston Martin was requiring more time and money, Gauntlett agreed to sell Hays/Pace to the Kuwait Investment Office in September 1983. As Aston Martin required greater investment, he also agreed to sell his share holding to American importer and Greek shipping tycoon Peter Livanos, who invested via his joint venture with Nick and John Papanicolaou, ALL Inc. Gauntlett remained chairman of AML, 55% of the stake was owned by ALL, with Tickford a 50/50 venture between ALL and CHI. The uneasy relationship was ended when ALL exercised options to buy a larger share in AML; CHI's residual shares were exchanged for CHI's complete ownership of Tickford, which retained the development of existing Aston Martin projects. In 1984, Papanicolaou's Titan shipping business was in trouble so Livanos's father George bought out the Papanicolaou's shares in ALL, while Gauntlett again became a shareholder with a 25% holding in AML. The deal valued Aston Martin/AML at £2 million, the year it built its 10,000th car.
Although as a result Aston Martin had to make 60 members of the workforce redundant, Gauntlett bought a stake in Italian styling house Zagato, and resurrected its collaboration with Aston Martin. In 1986, Gauntlett negotiated the return of the fictional British secret agent James Bond to Aston Martin. Cubby Broccoli had chosen to recast the character using actor Timothy Dalton, in an attempt to re-root the Bond-brand back to a more Sean Connery-like feel. Gauntlett supplied his personal pre-production Vantage for use in the filming of The Living Daylights, and sold a Volante to Broccoli for use at his home in America. Gauntlett turned down the role of a KGB colonel in the film, however: "I would have loved to have done it but really could not afford the time."
1987–2007: Ford Motor Company
As Aston Martin needed funds to survive in the long term, Ford bought a 75% stake in the company in 1987, and bought the rest later. In May of that year, Victor Gauntlett and Prince Michael of Kent were staying at the home of Contessa Maggi, the wife of the founder of the original Mille Miglia, while watching the revival event. Another house guest was Walter Hayes, vice-president of Ford of Europe. Despite problems over the previous acquisition of AC Cars, Hayes saw the potential of the brand and the discussion resulted in Ford taking a share holding in September 1987. In 1988, having produced some 5,000 cars in 20 years, a revived economy and successful sales of limited edition Vantage, and 52 Volante Zagato coupés at £86,000 each; Aston Martin finally retired the ancient V8 and introduced the Virage range.
Although Gauntlett was contractually to stay as chairman for two years, his racing interests took the company back into sports car racing in 1989 with limited European success. However, with engine rule changes for the 1990 season and the launch of the new Volante model, Ford provided the limited supply of Cosworth engines to the Jaguar cars racing team. As the entry-level DB7 would require a large engineering input, Ford agreed to take full control of Aston Martin, and Gauntlett handed over Aston Martin's chairmanship to Hayes in 1991. In 1992, the high-performance variant of the Virage called the Vantage was announced, and the following year Aston Martin renewed the DB range by announcing the DB7.
By 1993, Ford had fully acquired the company after having built a stake in 1987. Ford placed Aston Martin in the Premier Automotive Group, invested in new manufacturing and ramped up production. In 1994, Ford opened a new factory at Banbury Road in Bloxham to manufacture the DB7. In 1995, Aston Martin produced a record 700 cars. Until the Ford era, cars had been produced by hand coachbuilding craft methods, such as the English wheel. During the mid 1990s, the Special Projects Group, a secretive unit with Works Service at Newport Pagnell, created an array of special coach-built vehicles for the Brunei royal family. In 1998, the 2,000th DB7 was built, and in 2002, the 6,000th, exceeding production of all of the previous DB series models. The DB7 range was revamped by the addition of more powerful V12 Vantage models in 1999, and in 2001, Aston Martin introduced the V12-engined flagship model called the Vanquish which succeeded the aging Virage (now called the V8 Coupé).
At the North American International Auto Show in Detroit, Michigan in 2003, Aston Martin introduced the V8 Vantage concept car. Expected to have few changes before its introduction in 2005, the Vantage brought back the classic V8 engine to allow Aston Martin to compete in a larger market. 2003 also saw the opening of the Gaydon factory, the first purpose-built factory in Aston Martin's history. The facility is situated on a site of a former RAF V Bomber airbase, with an front building for offices, meeting rooms and customer reception, and a production building. Also introduced in 2003 was the DB9 coupé, which replaced the ten-year-old DB7. A convertible version of the DB9, the DB9 Volante, was introduced at the 2004 Detroit auto show.
In October 2004, Aston Martin set up the dedicated Aston Martin Engine Plant (AMEP) within the Ford Germany Niehl, Cologne plant. With the capacity to produce up to 5,000 engines a year by 100 specially trained personnel, like traditional Aston Martin engine production from Newport Pagnell, assembly of each unit was entrusted to a single technician from a pool of 30, with V8 and V12 variants assembled in under 20 hours. By bringing engine production back to within Aston Martin, the promise was that Aston Martin would be able to produce small runs of higher performance variants' engines. This expanded engine capacity allowed the entry-level V8 Vantage sports car to enter production at the Gaydon factory in 2006, joining the DB9 and DB9 Volante.
In December 2003, Aston Martin announced it would return to motor racing in 2005. A new division was created, called Aston Martin Racing, which became responsible, together with Prodrive, for the design, development, and management of the DBR9 program. The DBR9 competes in the GT class in sports car races, including the world-famous 24 Hours of Le Mans.
In 2006, an internal audit led Ford to consider divesting itself of parts of its Premier Automotive Group. After suggestions of selling Jaguar Cars, Land Rover, or Volvo Cars were weighed, Ford announced in August 2006 it had engaged UBS AG to sell all or part of Aston Martin at auction.
2007–2018: Private Limited Company
On 12 March 2007, a consortium led by Prodrive chairman David Richards purchased Aston Martin for £475 million (US$848 million). The group included American investment banker John Sinders and two Kuwaiti companies namely Investment Dar and Adeem Investment. Prodrive had no financial involvement in the deal. Ford kept a stake in Aston Martin valued at £40 million (US$70 million).
To demonstrate the V8 Vantage's durability across hazardous terrain and promote the car in China, the first east–west crossing of the Asian Highway was undertaken between June and August 2007. A pair of Britons drove from Tokyo to Istanbul before joining the European motorway network for another to London. The promotion was so successful Aston Martin opened dealerships in Shanghai and Beijing within three months.
On 19 July 2007, the Newport Pagnell plant rolled out the last of nearly 13,000 cars made there since 1955, a Vanquish S. The Tickford Street facility was converted and became the home of the Aston Martin Works classic car department which focuses on heritage sales, service, spares and restoration operations. UK production was subsequently concentrated on the facility in Gaydon on the former RAF V Bomber airbase. In March 2008, Aston Martin announced a partnership with Magna Steyr to outsource manufacture of over 2,000 cars annually to Graz, Austria, reassuringly stating: "The continuing growth and success of Aston Martin is based upon Gaydon as the focal point and heart of the business, with the design and engineering of all Aston Martin products continuing to be carried out there."
More dealers in Europe and the new pair in China brought the total to 120 in 28 countries. On 1 September 2008, Aston Martin announced the revival of the Lagonda marque, proposing a concept car to be shown in 2009 to coincide with the brand's 100th anniversary. The first production cars were slated for production in 2012. In December 2008, Aston Martin announced it would cut its workforce from 1,850 to 1,250 due to the economic recession.
The first four-door Rapide grand tourers rolled out of the Magna Steyr factory in Graz, Austria in 2010. The contract manufacturer provides dedicated facilities to ensure compliance with the exacting standards of Aston Martin and other marques, including Mercedes-Benz. Then CEO of the company, Ulrich Bez had publicly speculated about outsourcing all of Aston Martin's operations with the exception of marketing. In September 2011, it was announced that production of the Rapide would be returned to Gaydon in the second half of 2012, restoring all of the company's automobile manufacture there.
Italian private equity fund Investindustrial signed a deal on 6 December 2012 to buy a 37.5% stake in Aston Martin, investing £150 million as a capital increase. This was confirmed by Aston Martin in a press release on 7 December 2012. David Richards left Aston Martin in 2013, returning to concentrate on Prodrive.
In April 2013, it was reported that Bez would be leaving his role as the chief executive officer to take up a more ambassadorial position. On 2 September 2014, Aston Martin announced it had appointed the Nissan executive Andy Palmer as the new CEO with Bez retaining a position as non-executive chairman. As sales had been declining from 2015, Aston Martin sought new customers (particularly wealthy female buyers) with introducing concept cars like the DBX SUV along with track focused cars like the Vulcan. According to Palmer, the troubles started when sales of the DB9 failed to generate sufficient fund to develop next-generation models which led to a downward spiral of declining sales and profitability.
Palmer outlined that the company plans to develop two new platforms, add a crossover, refresh its supercar lineup and leverage its technology alliance with Daimler as part of its six-year plan to make the 100-year-old British brand consistently profitable. He stated, "In the first century we went bankrupt seven times. The second century is about making sure that is not the case." In preparation for its next-generation of sports cars, the company invested £20 million ($33.4 million) to expand its manufacturing plant in Gaydon. The expansion at the Gaydon plant includes a new chassis and pilot build facility, as well as an extension of the parts and logistics storage area, and new offices. In total, Aston Martin will add approximately to the plant.
In 2014, Aston Martin suffered a pre-tax loss of £72 million, almost triple of the amount of 2013 selling 3,500 cars during the year, well below the 7,300 cars sold in 2007 and 4,200 sold in 2013 respectively. In March 2014, Aston Martin issued "payment in kind" notes of US$165 million, at 10.25% interest, in addition to the £304 million of senior secured notes at 9.25% issued in 2011. Aston Martin also had to secure an additional investment of £200 million from its shareholders to fund development of new models. It was reported that Aston Martin's pre-tax losses for 2016 increased by 27% to £162.8 million, the sixth year it continued to suffer a loss.
In 2016, the company selected a site in St Athan, South Wales for its new factory. The Welsh facility was unanimously chosen by Aston's board despite fierce competition from other locations as far afield as the Americas, Eastern Europe, the Middle East, Europe, as well as two other sites in the UK, believed to be Bridgend and Birmingham. The facility featured three existing ‘super-hangars’ of MOD St Athan. Construction work of converting the hangars commenced in April 2017. Aston Martin returned to profit in 2017 after selling over 5,000 cars. The company made a pre-tax profit of £87 million compared with a £163 million loss in 2016. 2017 also marked the return of production of the Newport Pagnell facility ten years after it originally ceased.
2013–present: Partnership with Mercedes-Benz Group
In December 2013, Aston Martin signed a deal with Mercedes-Benz Group (at the time known as Daimler) to supply the next generation of Aston Martin cars with Mercedes-AMG engines. Mercedes-AMG also was to supply Aston Martin with electrical systems. This technical partnership was intended to support Aston Martin's launch of a new generation of models that would incorporate new technology and engines. In exchange, Mercedes will get as much as 5% equity in Aston Martin and a non-voting seat on its board. The first model to sport the Mercedes-Benz technology was the DB11, announced at the 86th Geneva Motor Show in March 2016. It featured Mercedes-Benz electronics for the entertainment, navigation and other systems. It was also the first model to use Mercedes-AMG V8 engines. In October 2020, Mercedes confirmed it will increase its holding "in stages" from 5% to 20%. In return, Aston Martin will have access to Mercedes-Benz hybrid and electric drivetrain technologies for its future models.
2018–present: Listed on the London Stock Exchange
After "completing a turnaround for the once perennially loss-making company that could now be valued at up to 5 billion pounds ($6.4 billion)," and now reporting a full-year pre-tax profit of £87 million (compared with a £163 million loss in 2016) Aston Martin in August 2018 announced plans to float the company at the London Stock Exchange as Aston Martin Lagonda Global Holdings plc. The company was the subject of an initial public offering on the London Stock Exchange on 3 October 2018. In the same year, Aston Martin opened a new vehicle dynamics test and development centre at Silverstone's Stowe Circuit alongside a new HQ in London. In June 2019, the company opened its new factory in St Athan for the production of its first-ever SUV the DBX. The factory was finally completed and officially opened on 6 December 2019. When full production begins in the second quarter of 2020, around 600 people will be employed at the factory, rising to 750 when peak production is reached.
On 31 January 2020 it was announced that Canadian billionaire and investor Lawrence Stroll was leading a consortium, Yew Tree Overseas Limited, who will pay £182 million in return for 16.7% stake in the company. The re-structuring includes a £318 million cash infusion through a new rights issue, generating a total of £500 million for the company. Stroll will also be named as chairman, replacing Penny Hughes. Swiss pharmaceutical magnate Ernesto Bertarelli and Mercedes-AMG Petronas F1 team principal and CEO Toto Wolff have also joined the consortium, acquiring 3.4% and 4.8% stakes, respectively. In March 2020, Stroll increased his stake in the company to 25%.
On 26 May 2020, Aston Martin announced that Andy Palmer had stepped down as CEO. Tobias Moers of Mercedes-AMG will succeed him starting 1 August, with Keith Stanton as interim chief operating officer. In June 2020, the company announced that it cut out 500 jobs as a result of the poor sales, an outcome of the COVID-19 pandemic lockdown. In March 2021, executive chairman Lawrence Stroll stated that the company plans on building electric vehicles by 2025. In May 2022, Aston Martin named 76-year old Amedeo Felisa as the new chief executive officer, replacing Tobias Moers. Roberto Fedeli was also announced as the new chief technical officer.
In November 2020, a communications agency called Clarendon Communications published a report comparing the environmental impact of various powertrain options for cars. After the report received coverage from The Sunday Times and other publications, it emerged that the company had been set up in February that year and was registered under the name of Rebecca Stephens – the wife of James Stephens, who is the government affairs director of Aston Martin Lagonda. Citing a study by Polestar, the report stated that electric vehicles would need to be driven before they would have lower overall emissions than a petrol car. This statement was disputed by electric vehicle researcher Auke Hoekstra, who argued that the report underestimated the emissions from combustion engine vehicles and did not consider the emissions from creating petrol. According to him, a typical EV would need to drive 16,000–18,000 miles (25,700–30,000 km) in order to offset the emissions from manufacture. Bosch and a number of other companies were also involved with the report.
In July 2022, Saudi Arabia's Public Investment Fund (PIF) will take a stake in the company through a £78 million equity placing as well as a £575 million separate rights issue, giving it two board seats in the company. After the rights issue, the Saudi fund will have a 16.7% stake in Aston Martin, behind the 18.3% holding by Stroll's Yew Tree consortium while the Mercedes-Benz Group will own 9.7%. In September 2022, Chinese automaker Geely acquired a 7.6% stake in the company. In December 2022, Stroll and the Yew Tree consortium increased their stake in the company to 28.29%. In May 2023, Geely increased its stake to 17%, becoming the third-largest shareholder after the Yew Tree consortium and the Saudi Arabia Public Investment Fund.
In June 2023, Aston Martin signed an agreement with Lucid Motors after selecting it to help supply electric motors, powertrains, and battery systems for its upcoming range of fully electric cars. In return, Aston Martin will make cash payments and issue a 3.7percent stake in its company to Lucid, worth $232million in total. In October 2023, Aston Martin announced that it would compete in the FIA World Endurance Championship and IMSA SportsCar Championship in 2025.
Notable events
In August 2017, a 1956 Aston Martin DBR1/1 sold at a Sotheby's auction at the Pebble Beach, California Concours d'Elegance for US$22,550,000, which made it the most expensive British car ever sold at an auction, according to Sotheby's.
The car had previously been driven by Carroll Shelby and Stirling Moss.
Other notable Aston Martin models sold at an auction include a 1962 Aston Martin DB4 GT Zagato for US$14,300,000 in New York in 2015,
and a 1963 Aston Martin DP215 for US$21,455,000 in August 2018.
Models
Pre-war cars
1921–1925 Aston Martin Standard Sports
1927–1932 Aston Martin First Series
1929–1932 Aston Martin International
1932–1932 Aston Martin International Le Mans
1932–1934 Aston Martin Le Mans
1933–1934 Aston Martin 12/50 Standard
1934–1936 Aston Martin Mk II
1934–1936 Aston Martin Ulster
1936–1940 Aston Martin 2-litre Speed Models (23 built) The last 8 were fitted with C-type bodywork
1937–1939 Aston Martin 15/98
Post-war cars
1948–1950 Aston Martin 2-Litre Sports (DB1)
1950–1953 Aston Martin DB2
1953–1957 Aston Martin DB2/4
1957–1959 Aston Martin DB Mark III
1958–1963 Aston Martin DB4
1961–1963 Aston Martin DB4 GT Zagato
1963–1965 Aston Martin DB5
1965–1966 Aston Martin Short Chassis Volante
1965–1969 Aston Martin DB6
1967–1972 Aston Martin DBS
1969–1989 Aston Martin V8
1977–1989 Aston Martin V8 Vantage
1986–1990 Aston Martin V8 Zagato
1989–1996 Aston Martin Virage/Virage Volante
1989–2000 Aston Martin Virage
1993–2000 Aston Martin Vantage
1996–2000 Aston Martin V8 Coupe/V8 Volante
1993–2003 Aston Martin DB7/DB7 Vantage
2001–2007 Aston Martin V12 Vanquish/Vanquish S
2002–2003 Aston Martin DB7 Zagato
2002–2004 Aston Martin DB AR1
2004–2016 Aston Martin DB9
2005–2018 Aston Martin V8 and V12 Vantage
2007–2012 Aston Martin DBS V12
2009–2012 Aston Martin One-77
2010–2020 Aston Martin Rapide/Rapide S
2011–2012 Aston Martin Virage/Virage Volante
2011–2013 Aston Martin Cygnet, based on the Toyota iQ
2012–2013 Aston Martin V12 Zagato
2012–2018 Aston Martin Vanquish/Vanquish Volante
2015–2016 Aston Martin Vulcan
2016–present Aston Martin DB11
2018–present Aston Martin Vantage
2018–present Aston Martin DBS Superleggera
2020–present Aston Martin DBX
Other
1944 Aston Martin Atom (concept)
1961–1964 Lagonda Rapide
1976–1989 Aston Martin Lagonda
1980 Aston Martin Bulldog (concept)
1993 Lagonda Vignale (concept)
2001 Aston Martin Twenty Twenty (Italdesign concept)
2007 Aston Martin V12 Vantage RS (concept)
2007–2008 Aston Martin V8 Vantage N400
2009 Aston Martin Lagonda SUV (concept)
2010 Aston Martin V12 Vantage Carbon Black Edition
2010 Aston Martin DBS Carbon Black Edition
2013 Aston Martin Rapide Bertone Jet 2+2 (concept)
2013 Aston Martin CC100 Speedster (concept)
2015 Aston Martin DB10 (concept)
2015–2016 Lagonda Taraf
2019 Aston Martin Vanquish Vision (concept)
2019 Aston Martin DBS GT Zagato
2020 Aston Martin V12 Speedster
2021 Aston Martin Victor
2022 Aston Martin DBR22
2023 Aston Martin Valour
Current models
Aston Martin DB11
Aston Martin DBS Superleggera
Aston Martin DBX
Aston Martin Vantage
Aston Martin Valkyrie
Upcoming models
Aston Martin DB12
Aston Martin Valhalla
Gallery
Brand expansion
Since 2015, Aston Martin has sought to increase its appeal to women as a luxury lifestyle brand. A female advisory panel was established to adapt the design of the cars to the taste of women. In September 2016, a 37-foot-long Aston Martin speedboat was unveiled called the Aston Martin AM37 powerboat. In September 2017, Aston Martin announced that they had partnered with submarine building company Triton Submarines to build a submarine called Project Neptune. Aston Martin has collaborated with the luxury clothing company Hackett London to deliver items of clothing. In November 2017, Aston Martin unveiled a special limited edition bicycle after collaborating with bicycle manufacturer Storck.
Aston Martin and global property developer G&G Business Developments are currently building a 66-storey luxury condominium tower called Aston Martin Residences at 300 Biscayne Boulevard Way in Miami, Florida, which is set for completion in 2021.
In July 2018, Aston Martin unveiled the Volante Vision Concept, a luxury concept aircraft with vertical take-off and landing capabilities. Also in July, a Lego version of James Bond's DB5 car was put on sale and an Aston Martin-branded watch was released in collaboration with TAG Heuer.
In October 2018, Aston Martin announced it was opening a design and brand studio in Shanghai.
Motorsport
Aston Martin is currently associated with two different racing organisations. The Aston Martin Formula One team which competes in the Formula One Championship and Aston Martin Racing which currently competes in the FIA World Endurance Championship. Both racing organisations use the Aston Martin brand, but are not directly owned by Aston Martin. The Aston Martin Formula One team is owned by major Aston Martin shareholder Lawrence Stroll and operated by his company AMR GP, while Aston Martin Racing is operated by racing company Prodrive as part of a partnership with Aston Martin.
Formula One
Aston Martin participated as a Formula One constructor in and entering six races over the two years but failing to score any points. In January 2020, it was announced that the Racing Point F1 Team is due to be rebranded as Aston Martin for the 2021 season, as a result of a funding investment led by Racing Point owner Lawrence Stroll. As part of the rebrand, the team switched their racing colour of BWT pink to a modern iteration of Aston Martin's British racing green. The Aston Martin AMR21 was unveiled in March 2021 and became Aston Martin's first Formula One car after a 61-year absence from the sport.
Racing cars (post-war)
Aston Martin DB3 (1950–1953)
Aston Martin DB3S (1953–1956)
Aston Martin DBR1 (1956–1959)
Aston Martin DBR2 (1957–1958)
Aston Martin DBR3 (1958)
Aston Martin DBR4 (1959)
Aston Martin DBR5 (1960)
Aston Martin DP212 (1962)
Aston Martin DP214 (1963)
Aston Martin DP215 (1963)
Aston Martin RHAM/1 (1976–1979)
Aston Martin AMR1 (1989)
Aston Martin AMR2 (never raced)
Aston Martin DBR9 (2005–2008)
Aston Martin DBRS9 (2005–2008)
Aston Martin V8 Vantage N24 (2006–2008)
Aston Martin V8 Vantage Rally GT (2006–2010)
Aston Martin V8 Vantage GT2 (2008–2017)
Aston Martin V8 Vantage GT4 (2008–2018)
Aston Martin DBR1-2 (2009)
Aston Martin AMR-One (2011)
Aston Martin Vantage GTE (2018–)
Aston Martin AMR21 (2021)
Aston Martin AMR22 (2022)
Aston Martin AMR23 (2023)
Aston Martin-powered racing cars
Cooper-Aston Martin (1963)
Lola T70-Aston Martin (1967)
Aston Martin DPLM (1980–1982)
Nimrod NRA/C2-Aston Martin (1982–1984)
Aston Martin EMKA C83/1 and C84/1 (1983–1985)
Cheetah G604-Aston Martin
Lola B08/60-Aston Martin (2008–)
24 Hours of Le Mans finishes
Sponsorships
Aston Martin sponsors 2. Bundesliga club 1860 Munich.
See also
Aston Martin Heritage Trust Museum
Aston Martin Owners Club
List of car manufacturers of the United Kingdom
References
External links
1913 establishments in England
2018 initial public offerings
Automotive companies of England
British racecar constructors
British royal warrant holders
Car brands
Car manufacturers of the United Kingdom
Companies based in Warwickshire
Companies listed on the London Stock Exchange
English brands
Luxury motor vehicle manufacturers
Motor vehicle manufacturers of England
Premier Automotive Group
Sports car manufacturers
Vehicle manufacturing companies established in 1913 |
2371 | https://en.wikipedia.org/wiki/Albert%20Pike | Albert Pike | Albert Pike (December 29, 1809April 2, 1891) was an American author, poet, orator, editor, lawyer, jurist and Confederate States Army general who served as an associate justice of the Arkansas Supreme Court in exile from 1864 to 1865. He had previously served as a senior officer of the Confederate States Army, commanding the District of Indian Territory in the Trans-Mississippi Theater. A prominent member of the Freemasons, Pike served as the Sovereign Grand Commander of the Supreme Council, Scottish Rite (Southern Jurisdiction, USA) from 1859 to 1891.
Early life and education
Albert Pike was born in Boston, Massachusetts, on December 29, 1809, the son of Benjamin and Sarah (Andrews) Pike, and spent his childhood in Byfield and Newburyport, Massachusetts. His colonial ancestors settled the area in 1635, and included John Pike (1613–1688/1689), the founder of Woodbridge, New Jersey. He attended school in Newburyport and Framingham until he was 15. In August 1825, he passed entrance exams at Harvard University, though when the college requested payment of tuition fees for the first two years, he chose not to attend. He began a program of self-education, later becoming a schoolteacher in Gloucester, North Bedford, Fairhaven and Newburyport.
Pike was an imposing figure; tall and with hair that reached his shoulders and a long beard. In 1831, he left Massachusetts to travel west, first stopping in Nashville, Tennessee, and later moving to St. Louis, Missouri.
There he joined a hunting and trading expedition to Taos, New Mexico. En route his horse broke and ran, forcing Pike to walk the remaining to Taos. After this, he joined a trapping expedition to the Llano Estacado in New Mexico and Texas. Trapping was minimal and, after traveling about , half of it on foot, he finally arrived at Fort Smith, Arkansas.
Career
Settling in Arkansas in 1833, Pike taught in a school and wrote a series of articles for the Little Rock Arkansas Advocate under the pen name of "Casca." The articles were sufficiently well received for him to be asked to join the newspaper's staff. Under Pike's administration, the Advocate promoted the viewpoint of the Whig Party in a politically volatile and divided Arkansas in December 1832. After marrying Mary Ann Hamilton in 1834, he purchased the newspaper.
He was the first reporter for the Arkansas Supreme Court. He wrote a book (published anonymously), titled The Arkansas Form Book, which was a guidebook for lawyers. Pike began to study law and was admitted to the bar in 1837, selling the Advocate the same year. (At least one source indicates that Pike read Kent and Blackstone and was admitted to the bar in 1834 by Superior Court judge Thomas J. Lacy, after a perfunctory examination.) He proved to be a highly effective lawyer, representing clients in courts at every level, which continued after he received permission to practice before the United States Supreme Court in 1849.
He also made several contacts among the Native American tribes in the area. He specialized in claims on behalf of Native Americans against the federal government. In 1852, he represented the Creek Nation before the Supreme Court in a claim regarding ceded tribal land. In 1854 he advocated for the Choctaw and Chickasaw, although compensation later awarded to the tribes in 1856 and 1857 was insufficient. These relationships were to influence the course of his Civil War service.
He also began a campaign of newspaper essays urging support for the construction of a transcontinental railroad extending from New Orleans to the Pacific coast, moving to New Orleans in 1853 and preparing to pass the state bar in furtherance of his campaign, and was ultimately able to secure a charter from the Louisiana State Legislature for a project, following which he returned to Little Rock in 1857.
He joined the anti-Catholic Know Nothing Party at its founding, and, in the summer of 1854, helped introduce the party in Arkansas. He attended the national convention in 1856, but walked out when it failed to adopt a pro-slavery platform. In the lead-up to the Civil War, Pike signed a pamphlet which proposed expelling all free African Americans from Arkansas. It said that the "evil is the existence among us of a class of free colored persons".
Additionally, Pike wrote on several legal subjects. He also continued writing poetry, a hobby he had begun in his youth in Massachusetts. His poems were highly regarded in his day, but are now mostly forgotten. Several volumes of his works were privately published posthumously by his daughter. In 1859, he received an honorary Master of Arts degree from Harvard.
Poetry
As a young man of letters, Pike wrote poetry, and he continued to do so for the rest of his life. At 23, he published his first poem, "Hymns to the Gods." Later work was printed in literary journals such as Blackwood's Edinburgh Magazine and local newspapers. His first collection of poetry, Prose Sketches and Poems Written in the Western Country, was published in 1834. He later gathered many of his poems and republished them in Hymns to the Gods and Other Poems (1872). After his death these were published again in Gen. Albert Pike's Poems (1900) and Lyrics and Love Songs (1916).
The authorship of "The Old Canoe" was attributed to Pike. He was suggested as author because about the time of its publication, when it was going the rounds of the press, probably without any credit, a doggerel called "The Old Canoe" was composed about Pike by one of his political foes. The subject was a canoe in which he left Columbia, Tennessee, when a young man practicing law in that place. Pike told Senator Edward W. Carmack that he was not the author of "The Old Canoe," and could not imagine how he ever got the credit for it. The rightful author was Emily Rebecca Page.
Freemasonry
Pike first joined the fraternal Independent Order of Odd Fellows in 1840. He next joined a Masonic Lodge, where he became extremely active in the affairs of the organization. In 1859 he was elected Sovereign Grand Commander of the Scottish Rite's Southern Jurisdiction. He remained Sovereign Grand Commander for the rest of his life, devoting a large amount of his time to developing the rituals of the order.
He published a book called Morals and Dogma of the Ancient and Accepted Scottish Rite of Freemasonry in 1871, the first of several editions. This helped the Order grow during the nineteenth century. He also researched and wrote the seminal treatise Indo-Aryan Deities and Worship as Contained in the Rig-Veda. In the United States, Pike is still considered an eminent and influential Freemason, primarily in the Scottish Rite Southern Jurisdiction.
Military service
Mexican–American War
When the Mexican–American War started, Pike joined the Arkansas Mounted Infantry Regiment and was commissioned as a company commander with the rank of captain in June 1846. With his regiment, he fought in the Battle of Buena Vista. Pike was discharged in June 1847. He and his commander, Colonel John Selden Roane, had several differences of opinion. This situation led finally to an "inconclusive" duel between Pike and Roane on July 29, 1847, near Fort Smith, Arkansas. Although several shots were fired in the duel, nobody was injured, and the two were persuaded by their seconds to discontinue it.
After the war, Pike returned to the practice of law, moving to New Orleans for a time beginning in 1853. He wrote another book, Maxims of the Roman Law and Some of the Ancient French Law, as Expounded and Applied in Doctrine and Jurisprudence. Although unpublished, this book increased his reputation among his associates in law. He returned to Arkansas in 1857, gaining some amount of prominence in the legal field.
At the Southern Commercial Convention of 1854, Pike said the South should remain in the Union and seek equality with the North, but if the South "were forced into an inferior status, she would be better out of the Union than in it." His stand was that state's rights superseded national law and he supported the idea of a Southern secession. This stand is made clear in his pamphlet of 1861, "State or Province, Bond or Free?"
American Civil War
In 1861, Pike penned the lyrics to "Dixie to Arms!" At the beginning of the war, Pike was appointed as Confederate envoy to Native American nations. In this capacity he negotiated several treaties, one of the most important being with Cherokee chief John Ross, which was concluded in 1861. At the time, Ross agreed to support the Confederacy, which promised the tribes a Native American state if it won the war. Ross later changed his mind and left Indian Territory, but the succeeding Cherokee government maintained the alliance.
Pike was commissioned as a brigadier general in the Confederate States Army on November 22, 1861, and given a command in the Indian Territory. With Brig. Gen. Ben McCulloch, Pike trained three Confederate regiments of Indian cavalry, most of whom belonged to the "civilized tribes", whose loyalty to the Confederacy was variable. Although initially victorious at the Battle of Pea Ridge (Elkhorn Tavern) in March 1862, Pike's unit was defeated later in a counterattack, after falling into disarray. When Pike was ordered in May 1862 to send troops to Arkansas, he resigned in protest. As in the previous war, Pike came into conflict with his superior officers, at one time drafting a letter to Jefferson Davis complaining about his direct superior.
After Pea Ridge, it was alleged that Pike's Native American troops had scalped soldiers in the field. The single incident of scalping was, however, done by a Native American acting on his own. Official records submitted to the Headquarters Department of Indian territory reveal that Pike "regarded [the incident] with horror" and that he was personally "angry and disgusted." He also filed a report in which he said it caused him the "utmost pain and regret."
Maj. Gen. Thomas C. Hindman charged Pike with mishandling of money and material, ordering his arrest. The incident arose when Hindman, who had declared martial law in Arkansas, ordered Pike to turn over weapons and Native American Indian treaty funds. Pike thought the action was illegal and refused. Both these charges were later found to be considerably lacking in evidence; nevertheless Pike, facing arrest, escaped into the hills of Arkansas, submitting his resignation from the Confederate States Army on July 12, 1862. He was arrested on November 3 on charges of insubordination and treason, and held briefly in Warren, Texas. His resignation was accepted on November 11, and he was allowed to return to Arkansas.
As Union troops advanced toward the state capital in September 1863, the State Supreme Court retreated to Washington, Arkansas, which was made the new Confederate state capital. Associate Justice Hulbert F. Fairchild resigned because the new location was too far from his family, and Pike was appointed as his replacement.
In the wake of the war, Pike moved to New York City, then for a short time to Canada. On June 24, 1865, Pike applied to President Andrew Johnson for a pardon, disowning his earlier interpretation of the U.S. Constitution. He said he now planned "to pursue the arts of peace, to practice my profession, to live among my books, and to labour to benefit my fellows and my race by other than political courses". President Johnson pardoned him on April 23, 1866.
Later life and death
During the Arkansas political conflict known as the Brooks-Baxter War, Pike was one of the lawyers to speak on behalf of Elisha Baxter.
Pike died on April 2, 1891, in at the Scottish Rite Temple of the Supreme Council in Washington DC, at the age of 81, and was buried at Oak Hill Cemetery, despite the fact that he had left instructions for his body to be cremated. In 1944, his remains were moved to the House of the Temple, headquarters of the Southern Jurisdiction of the Scottish Rite. The House of the Temple contains numerous memorials and artifacts related to Pike, including his personal library.
Legacy
A memorial to Pike was erected in 1901 in the Judiciary Square neighborhood of Washington, D.C. The location was appropriate considering that Pike had sued the government to secure Native American rights. The statue portrayed him as a private citizen and Freemason. He was the only former Confederate military officer with an outdoor statue in Washington, D.C., and in 2019 Delegate Eleanor Holmes Norton called for its removal. On June 19, 2020, protestors tore down the statue and set it ablaze, in connection with the George Floyd protests because of Pike's association with the Confederacy and of his alleged association with the Ku Klux Klan.
The Albert Pike Memorial Temple is an historic Masonic lodge in Little Rock, Arkansas; the structure is listed on the National Register of Historic Places.
Albert Pike Highway was an auto trail that extended more than from Hot Springs, Arkansas, to Colorado Springs, Colorado, crossing the Ozark Mountains and passing through Fort Smith, Muskogee, Tulsa, Dodge City, La Junta and Pueblo.
Controversies
Masonic Baptism
In 1865, Pike publicly performed a ceremony of Masonic baptism in New York City. The ceremony was greeted with skepticism by many American Masons including Albert Mackey, but was based on older European Masonic baptism ceremonies that began in the 1820s. However, some, like the New York Times, reacted positively to the ceremony describing it as "interesting" and "novel." In the ritual, six children were baptized by Pike with water and consecrated oil.
Racism
In the aftermath of the Civil War, as former Confederates found themselves barred from the ballot box, Pike remained deeply opposed to black suffrage, insisting that "the white race, and that race alone, shall govern this country. It is the only one that is fit to govern, and it is the only one that shall."
Regarding membership in the Freemasons, Pike is quoted as saying, "Prince Hall Lodge was as regular a Lodge as any Lodge created by competent authority. It had a perfect right to establish other Lodges and make itself a Mother Lodge. I am not inclined to meddle in the matter. I took my obligations from white men, not from negroes. When I have to accept negroes as brothers or leave masonry, I shall leave it. Better let the thing drift."
His attitudes towards African-Americans may have changed towards the end of his life. A 1945 letter written by Willard W. Allen, the Sovereign Grand Commander of the United Supreme Council, S.J. Prince Hall Affiliation noted that "what practically all Masonic scholars know very well, viz., that in the closing years of General Pike's Masonic career, he became a very staunch friend of Negro Masonry." Pike had become a personal friend of Thornton A. Jackson, Supreme Grand Commander of the United Supreme Council, Southern Jurisdiction, Prince Hall Affiliation and even gifted to Thornton his complete set of rituals for Prince Hall Scottish Rite Masonry to use.
Alleged Membership in the Ku Klux Klan
Pike first wrote about the Klan in an April 16, 1868 editorial in the Memphis Daily Appeal, indicating that his main problems lay not with its aims, but with its methods and leadership. Later in this editorial, he proposed "one great Order of Southern Brotherhood", a secret society which would have been a larger and more centrally organized version of the Klan: "If it were in our power, if it could be effected, we would unite every white man in the South, who is opposed to negro suffrage, into one great Order of Southern Brotherhood, with an organization complete, active, vigorous, in which a few should execute the concentrated will of all, and whose very existence should be concealed from all but its members."
The US Congress investigated the KKK in 1871 and Pike's name is not mentioned in those records. However only volume 13 of the Report of the Joint Select Committee deals with the Klan in Arkansas, and only a handful of members are named in the report. Similarly, in his testimony before Congress, the founder of the Ku Klux Klan, Nathan Bedford Forrest was likewise evasive about the organization's membership rolls. At first, he claimed he could "not recall" the names of any members, later noting that he did not wish to answer any questions about who might or might not be a member. Ultimately, the full membership rosters of the original Ku Klan Klan are poorly known by historians.
However, histories of the Ku Klux Klan published in the early 20th century, before the Klan's 1915 rebirth, identify Pike as a high-ranking official of the order. In 1905's Ku Klux Klan: Its Origin, Growth and Disbandment, the author Walter Lynwood Fleming, lists Pike as the Klan's "chief judicial officer". Susan Lawrence Davis, whose father was a founding member of the Klan in Alabama, writes in her sympathetic account titled Authentic History: Ku Klux Klan, 1865–1877, published in 1924, that Pike was personally chosen by Nathan Bedford Forrest to serve as the Klan's "Chief Judicial Officer" and to head the Klan in Arkansas as "Grand Dragon of that Realm." In 1939's Invisible Empire: The Story of the Ku Klux Klan, 1866–1871, Stanley Horn, who served as president of the Tennessee Historical Society, also reports that Forrest appointed Pike to lead the Klan in Arkansas and credits him with a surge of local Klan activity in April 1868. Horn says that a pro-Klan poem, "Death's Brigade", is attributed to Pike. Southern Agrarian poet John Gould Fletcher, who grew up in Little Rock in a house that Pike built, also believed Pike was the poem's author.
When the Ku Klux Klan was revived in 1915, there even existed an Albert Pike Klan, a local chapter of the organization based in Illinois.
It was not until 1971 that Allen W. Trelease published White Terror: The Ku Klux Klan Conspiracy and Southern Reconstruction, and first cast doubt on Pike's KKK membership as, according to Trelease, the offices that Pike allegedly held are not mentioned in "The Prescript", the Klan constitution. However, the office of Grand Dragon, which Davis claims Pike once held, is explicitly mentioned in the 1867 Klan constitution.
Walter Lee Brown in his 1997 biography of Pike, likewise asserts that Pike was not a member of the Klan. Brown claims the work of Davis, Fleming, and Brown are "unreliable histories", but offers no further evidence other than citing Trelease.
Selected books
Indo-Aryan Deities and Worship as Contained in the Rig-Veda (1872)
Morals and Dogma of the Ancient and Accepted Scottish Rite (1872)
Book of the Words (1874)
Reprints of Old Rituals (1879)
Esoterika (1887)
See also
List of Arkansas adjutants general
List of Confederate States Army generals
List of Freemasons
List of people from Boston
List of people from Little Rock, Arkansas
Footnotes
References
Further reading
External links
Albert Pike at Freemasonry.network
Albert Pike and Lucifer at Freemasonry and the World (albertpike.wordpress.com)
Albert Pike and Masonic Lodge Symbols at Allfreemasonry.com
Albert Pike's Philosophy at Masonicinfo.com
"Everybody's Dixie" by Albert Pike at Civilwarpoetry.org
1809 births
1891 deaths
19th-century American educators
19th-century American Episcopalians
19th-century American judges
19th-century American lawyers
19th-century American male writers
19th-century American newspaper editors
19th-century American non-fiction writers
19th-century occultists
19th-century United States Army personnel
Activists from Arkansas
Adjutants General of Arkansas
American duellists
American Freemasons
American lawyers admitted to the practice of law by reading law
American military personnel of the Mexican–American War
American militia officers
American people of English descent
American political journalists
American slave owners
Arkansas Democrats
Arkansas Know Nothings
Arkansas lawyers
Arkansas Whigs
Burials at Oak Hill Cemetery (Washington, D.C.)
Confederate States Army brigadier generals
Confederate States of America diplomats
Deaths from digestive disease
Editors of Arkansas newspapers
Episcopalians from Massachusetts
Exiled politicians
Justices of the Arkansas Supreme Court
Lawyers from Little Rock, Arkansas
Lawyers from Washington, D.C.
Northern-born Confederates
People of Arkansas in the American Civil War
Recipients of American presidential pardons
Schoolteachers from Massachusetts
Writers from Arkansas
People charged with treason
Prisoners and detainees of the Confederate States of America
Neo-Confederates |
2376 | https://en.wikipedia.org/wiki/Abdul%20Rashid%20Dostum | Abdul Rashid Dostum | Abdul Rashid Dostum ( ; ; Uzbek Latin: , Uzbek Cyrillic: , ; born 25 March 1954) is an Afghan exiled politician, former Marshal in the Afghan National Army, founder and leader of the political party Junbish-e Milli. Dostum was a major army commander in the communist government during the Soviet–Afghan War, and in 2001 was the key indigenous ally to U.S. Special Forces and the CIA during the campaign to topple the Taliban government. He is one of the most powerful warlords since the beginning of the Afghan wars, known for siding with winners during different wars. Dostum has also referred to as a Kingmaker due to his significant role in Afghan politics.
An ethnic Uzbek from a peasant family in Jawzjan province, Dostum joined the People's Democratic Party of Afghanistan (PDPA) as a teenager before enlisting in the Afghan National Army and training as a paratrooper, serving in his native region around Sheberghan. Soon with the start of the Soviet–Afghan War, Dostum commanded a KHAD militia and eventually gained a reputation, often defeating mujahideen commanders in northern Afghanistan and even persuading some to defect to the communist cause. Much of the country's north was in strong government control as a result. He achieved several promotions in the army and was honored as a "Hero of Afghanistan" by President Mohammed Najibullah in 1988. By this time he was commanding up to 45,000 troops in the region under his responsibility.
Following the dissolution of the Soviet Union, Dostum played a central role in the collapse of Najibullah's government by "defecting" to the mujahideen; the division-sized loyal forces he commanded in the north became an independent paramilitary of his newly founded party called Junbish-e Milli. He allied with Ahmad Shah Massoud and together they captured Kabul, before another civil war loomed. Initially supporting the new government of Burhanuddin Rabbani, he switched sides in 1994 by allying with Gulbuddin Hekmatyar, but he backed Rabbani again by 1996. During this time he remained in control of the country's north which functioned as a relatively stable proto-state, but remained a loose partner of Massoud in the Northern Alliance. A year later, Mazar-i-Sharif was overrun by his former aide Abdul Malik Pahlawan, resulting in a battle in which he regained control. In 1998, the city was overrun by the Taliban and Dostum fled the country until returning to Afghanistan in 2001, joining the Northern Alliance forces after the US invasion and leading his loyal faction in the Fall of Mazar-i-Sharif.
After the fall of the Taliban, he joined interim president Hamid Karzai's administration as Deputy Defense Minister and later served as chairman Joint Chiefs of Staff of the Afghan Army, a role often viewed as ceremonial. His militia feuded with forces loyal to general Atta Muhammad Nur. Dostum was a candidate in the 2004 elections, and was an ally of victorious Karzai in the 2009 elections. From 2011, he was part of the leadership council of the National Front of Afghanistan along with Ahmad Zia Massoud and Mohammad Mohaqiq. He served as Vice President of Afghanistan in Ashraf Ghani's administration from 2014 to 2020. In 2020 he promoted to marshal rank in after a political agreement between Ghani and former Chief Executive Abdullah Abdullah.
Dostum is a controversial figure in Afghanistan. He is seen as a capable and fierce military leader and remains wildly popular among the Uzbek community in the country; Many of his supporters call him "Pasha" (پاشا), an honorable Uzbek/Turkic term. However he has also been widely accused of committing atrocities and war crimes, most notoriously the suffocation of up to 1,000 Taliban fighters in the Dasht-i-Leili massacre and he was widely feared among the populace. In 2018, the International Criminal Court (ICC) was reported to be considering launching an inquiry into whether Dostum had engaged in war crimes in Afghanistan.
Early life
Dostum was born in 1954 in Khwaja Du Koh near Sheberghan in Jowzjan province, Afghanistan. Coming from an impoverished ethnic Uzbek family, he received a very basic traditional education as he was forced to drop out of school at a young age. From there, he took up work in the village's major gas fields.
Career
Dostum began working in 1970 in a state-owned gas refinery in Sheberghan, participating in union politics, as the new government started to arm the staff of the workers in the oil and gas refineries. The reason for this was to create "groups for the defense of the revolution". Because of the new communist ideas entering Afghanistan in the 1970s, he enlisted in the Afghan National Army in 1978. Dostum received his basic military training in Jalalabad. His squadron was deployed in the rural areas around Sheberghan, under the auspices of the Ministry of National Security.
As a Parcham member of the People's Democratic Party of Afghanistan (PDPA), he was exiled by the purge of the party's Khalqist leaders, living in Peshawar, Pakistan for a while. After the Soviet invasion (Operation Storm-333) and installation of Babrak Karmal as head of state, Dostum returned to Afghanistan where he started commanding a local pro-government militia in his native Jawzjan Province.
Soviet–Afghan War
By the mid-1980s, he commanded around 20,000 militia men and controlled the northern provinces of Afghanistan. While the unit recruited throughout Jowzjan and had a relatively broad base, many of its early troops and commanders came from Dostum's home village. He left the army after the purge of Parchamites, but returned after the Soviet occupation began.
During the Soviet–Afghan War, Dostum was commanding a militia battalion to fight and rout mujahideen forces; he had been appointed an officer due to prior military experience. This eventually became a regiment and later became incorporated into the defense forces as the 53rd Infantry Division. Dostum and his new division reported directly to President Mohammad Najibullah. Later on he became the commander of the military unit 374 in Jowzjan. He defended the Soviet-backed Afghan government against the mujahideen forces throughout the 1980s. While he was only a regional commander, he had largely raised his forces by himself. The Jowzjani militia Dostum controlled was one of the few in the country which was able to be deployed outside its own region. They were deployed in Kandahar in 1988 when Soviet forces were withdrawing from Afghanistan.
Due to his efforts in the army, Dostum was awarded the title "Hero of the Republic of Afghanistan" by President Najibullah.
Civil war and northern Afghanistan autonomous state
Dostum's men would become an important force in the fall of Kabul in 1992, with Dostum deciding to defect from Najibullah and allying himself with opposition commanders Ahmad Shah Massoud and Sayed Jafar Naderi, the head of the Isma'ili community, and together they captured the capital city. With the help of fellow defectors Mohammad Nabi Azimi and Abdul Wakil, his forces entered Kabul by air in the afternoon of 14 April. He and Massoud fought in a coalition against Gulbuddin Hekmatyar. Massoud and Dostum's forces joined to defend Kabul against Hekmatyar. Some 4,000–5,000 of his troops, units of his Sheberghan-based 53rd Division and Balkh-based Guards Division, garrisoning Bala Hissar fort, Maranjan Hill and Khwaja Rawash Airport, where they stopped Najibullah from entering to flee.
Dostum then left Kabul for his northern stronghold Mazar-i-Sharif, where he ruled, in effect, an independent region (or 'proto-state'), often referred as the Northern Autonomous Zone. He printed his own Afghan currency, ran a small airline named Balkh Air, and formed relations with countries like Uzbekistan effectively creating his own proto-state with an army of up to 40,000 men, and with tanks supplied by Uzbekistan and Russia. While the rest of the country was in chaos, his region remained prosperous and functional, and it won him the support from people of all ethnic groups. Many people fled to his territory to escape the violence and fundamentalism imposed by the Taliban later on. In 1994, Dostum allied himself with Gulbuddin Hekmatyar against the government of Burhanuddin Rabbani and Ahmad Shah Massoud, but in 1995 sided with the government again.
Taliban era
Following the rise of the Taliban and their capture of Kabul, Dostum aligned himself with the Northern Alliance (United Front) against the Taliban. The Northern Alliance was assembled in late 1996 by Dostum, Massoud and Karim Khalili against the Taliban. At this point he is said to have had a force of some 50,000 men supported by both aircraft and tanks.
Much like other Northern Alliance leaders, Dostum also faced infighting within his group and was later forced to surrender his power to General Abdul Malik Pahlawan. Malik entered into secret negotiations with the Taliban, who promised to respect his authority over much of northern Afghanistan, in exchange for the apprehension of Ismail Khan, one of their enemies. Accordingly, on 25 May 1997, Malik arrested Khan, handed him over and let the Taliban enter Mazar-e-Sharif, giving them control over most of northern Afghanistan. Because of this, Dostum was forced to flee to Turkey. However, Malik soon realized that the Taliban were not sincere with their promises as he saw his men being disarmed. He then rejoined the Northern Alliance, and turned against his erstwhile allies, driving them from Mazar-e-Sharif. In October 1997, Dostum returned from exile and retook charge. After Dostum briefly regained control of Mazar-e-Sharif, the Taliban returned in 1998 and he again fled to Turkey.
Operation Enduring Freedom
Dostum returned to Afghanistan in May 2001 to open up a new front before the U.S.-led campaign against the Taliban joined him, along with Commander Massoud, Ismail Khan and Mohammad Mohaqiq. On 17 October 2001, the CIA's eight-man Team Alpha, including Johnny Micheal Spann landed in the Dar-e-Suf to link up with Dostum. Three days later, the 12 members of Operational Detachment Alpha (ODA) 595 landed to join forces with Dostum and Team Alpha. Dostum, the Tajik commander Atta Muhammad Nur and their American allies defeated Taliban forces and recaptured Mazar-i-Sharif on 10 November 2001.
On 24 November 2001, 15,000 Taliban soldiers were due to surrender after the Siege of Kunduz to American and Northern Alliance forces. Instead, 400 Al-Qaeda prisoners arrived just outside Mazar-i-Sharif. After they surrendered to Dostum, they were transferred to the 19th century garrison fortress, Qala-i-Jangi. The next day, while being questioned by CIA officers Spann and David Tyson, they used concealed weapons to revolt, triggering what became the Battle of Qala-i-Jangi against the guards. The uprising was finally brought under control after six days.
Dasht-i-Leili massacre
Dostum has been accused by Western journalists of responsibility for the suffocating or otherwise killing of Taliban prisoners in December 2001, with the number of victims estimated as 2,000. In 2009, Dostum denied the accusations and US President Obama ordered an investigation into the massacre.
Karzai administration
In the aftermath of Taliban's removal from northern Afghanistan, forces loyal to Dostum frequently clashed with Tajik forces loyal to Atta Muhammad Nur. Atta's men kidnapped and killed a number of Dostum's men, and constantly agitated to gain control of Mazar-e-Sharif. Through the political mediations of the Karzai administration, the International Security Assistance Force (ISAF) and the United Nations, the Dostum-Atta feud gradually declined, leading to their alignment in a new political party.
Dostum served as deputy defense minister the early period of the Karzai administration. On 20 May 2003, Dostum narrowly escaped an assassination attempt. He was often residing outside Afghanistan, mainly in Turkey. In February 2008, he was suspended after the apparent kidnapping and torture of a political rival.
Time in Turkey
Some media reports in 2008 stated earlier that Dostum was "seeking political asylum" in Turkey while others said he was exiled. One Turkish media outlet said Dostum was visiting after flying there with then Turkey's Foreign Minister Ali Babacan during a meeting of the Organization for Security and Cooperation in Europe (OSCE).
On 16 August 2009, Dostum was asked to return from exile to Afghanistan to support President Hamid Karzai in his bid for re-election. He later flew by helicopter to his northern stronghold of Sheberghan, where he was greeted by thousands of his supporters in the local stadium. He subsequently made overtures to the United States, promising he could "destroy the Taliban and al Qaeda" if supported by the U.S., saying that "the U.S. needs strong friends like Dostum."
Ghani administration
On 7 October 2013, the day after filing his nomination for the 2014 general elections as running mate of Ashraf Ghani, Dostum issued a press statement that some news media were willing to welcome as "apologies": "Many mistakes were made during the civil war (…) It is time we apologize to the Afghan people who were sacrificed due to our negative policies (…) I apologize to the people who suffered from the violence and civil war (…)".
Dostum was directly chosen as First Vice President of Afghanistan in the April–June 2014 Afghan presidential election, next to Ashraf Ghani as president and Sarwar Danish as second vice president.
In July 2016, Human Rights Watch accused Abdul Rashid Dostum's National Islamic Movement of Afghanistan of killing, abusing and looting civilians in the northern Faryab Province during June. Militia forces loyal to Dostum stated that the civilians they targeted – at least 13 killed and 32 wounded – were supporters of the Taliban.
In November 2016, at a buzkashi match, he punched his political rival Ahmad Ischi, and then his bodyguards beat Ischi. In 2017, he was accused of having Ischi kidnapped in that incident and raped with a gun on camera during a five-day detention, claims that Dostum denies but that nevertheless forced him into exile in Turkey.
On 26 July 2018, he narrowly escaped a suicide bombing by ISIL-KP as he returned to Afghanistan at Kabul airport. Just after Dostum's convoy departed the airport, an attacker armed with a suicide vest bombed a crowd of several hundred people celebrating his return at the entrance to the airport. The attack killed 14 and injured 50, including civilians and armed security.
On 30 March 2019, Dostum again escaped an expected assassination attempt while traveling from Mazar-e-Sharif to Jawzjan Province, though two of his bodyguards were killed. The Taliban claimed responsibility for the attack, the second in eight months.
On 11 August 2021 during the Taliban's nationwide offensive, Dostum, along with Atta Muhammad Nur, led the government's defence of the city of Mazar-i-Sharif. Three days later, they fled across Hairatan to Uzbekistan. Atta Nur claimed that they were forced to flee due to a "conspiracy". Both men later pled allegiance to the National Resistance Front of Afghanistan, the remaining remnants of the collapsed Islamic Republic of Afghanistan. Dostum, Atta, Yunus Qanuni, Abdul Rasul Sayyaf and some other political figures formed the Supreme Council of National Resistance of the Islamic Republic of Afghanistan in opposition to the new Taliban regime in October 2021.
Political and social views
Dostum is considered to be liberal and somewhat leftist. Being ethnic Uzbek, he has worked on the battlefield with leaders from all other major ethnic groups, Hazaras, Tajiks and Pashtuns. When Dostum was ruling his northern Afghanistan proto-state before the Taliban took over in 1998, women were able to go about unveiled, girls were allowed to go to school and study at the University of Balkh, cinemas showed Indian films, music played on television, and Russian vodka and German beer were openly available: activities which were all banned by the Taliban.
He viewed the ISAF forces attempt to crush the Taliban as ineffective and has gone on record saying in 2007 that he could mop up the Taliban "in six months" if allowed to raise a 10,000 strong army of Afghan veterans. As of 2007, senior Afghan government officials did not trust Dostum as they were concerned that he might be secretly rearming his forces.
Personal life
Dostum is more than tall and has been described as "beefy". He generally favors to wear a camouflage Soviet style military uniform, and has had a trademark bushy moustache.
Dostum was married to a woman named Khadija. According to Brian Glyn Williams, Khadija had an accidental death in the 1990s which broke Dostum as he "really loved his wife". Dostum eventually remarried after Khadija's death.
He named one of his sons Mustafa Kamal, after the founder of the modern Turkish republic, Mustafa Kemal Ataturk. Dostum has spent a considerable amount of time in Turkey, and some of his family reside there.
Dostum is known to drink alcohol, a rarity in Afghanistan, and apparently a fan of Russian vodka. He reportedly suffered from diabetes. In 2014 when he became vice president, Dostum reportedly gave up drinking for healthy meals and morning jogs.
In popular culture
Navid Negahban portrays Dostum in the 2018 film 12 Strong.
Dostum appears as a playing card in the board game A Distant Plain.
See also
Abdul Jabar Qahraman
Afghan Civil War (1989–1992)
Afghan Civil War (1992–1996)
References
Bibliography
External links
General Abdul Rashid Dostum's official website
Article on Abdul Rashid Dostum on Islamic Republic Of Afghanistan (.com)
BBC online profile
Biography about Dostum
CNN Presents: House of War
Afghanistan Mass Grave: The Dasht-e Leili War Crimes Investigation
As possible Afghan war-crimes evidence removed, U.S. silent
Obama Calls for Probe into 2001 Massacre of Suspected Taliban POWs by US-Backed Afghan Warlord – video by Democracy Now!
Eyewitness account from National Geographic war reporter Robert Young Pelton
1954 births
Living people
Afghan military personnel
Vice presidents of Afghanistan
Afghan warlords
Afghanistan conflict (1978–present)
People of the Soviet–Afghan War
Afghan communists
National Islamic Movement of Afghanistan politicians
People from Jowzjan Province
Afghan expatriates in Turkey
Afghan exiles
Afghan expatriates in Pakistan
People of the Democratic Republic of Afghanistan
Islamic State of Afghanistan
20th-century Afghan politicians
Afghan Uzbek politicians
Afghan military officers
Marshals |
2377 | https://en.wikipedia.org/wiki/Andhra%20Pradesh | Andhra Pradesh | Andhra Pradesh (, abbr. AP) is a state in the southern coastal region of India. It is the seventh-largest state with an area of and the tenth-most populous state with 49,577,103 inhabitants. It has shared borders with Chhattisgarh, Odisha, Karnataka, Tamil Nadu, Telangana and the Bay of Bengal. It has the second-longest coastline in India at about . After existence as Andhra State and unified Andhra Pradesh, the state took its present form on 2 June 2014, when the new state of Telangana was formed through bifurcation. Amaravati is the capital of the state, with the largest city being Visakhapatnam. Water sharing disputes and asset division with Telangana are not yet resolved. Telugu, one of the classical languages of India used by the majority of people, is the first official language.
As per the 8th century BCE Rigvedic text Aitareya Brahmana, the Andhras left North India off the banks of the Yamuna river and migrated to South India. In the third century BCE, Andhra was a vassal kingdom of Ashoka of the Mauryan Empire. After his death, it became powerful and extended its empire to the whole Maratha country and beyond under the rule of the Satavahana dynasty. After that, the major rulers included the Pallavas, Eastern Chalukyas, Kakatiyas, Vijayanagara Empire, Qutb Shahi dynasty, Nizam dynasty, East India Company, and British Raj.
The Eastern Ghats are a major dividing line separating coastal plains and peneplains. The coastal plains are part of Coastal Andhra. These are mostly delta regions formed by the Krishna, Godavari, and Penna rivers. Peneplains are part of Rayaaseema. 60% of the population is engaged in agriculture and related activities. Rice is the state's major food crop and staple food. The state contributes 10% of total fish production and over 70% of shrimp production in India. Industry sectors such as food products, non-metallic minerals, textiles, and pharmaceuticals are the top employment providers. The automotive sector accounts for 10% of India's auto exports. The state has about one-third of India's limestone reserves, large deposits of baryte and galaxy granite, and reserves of oil and natural gas. Satish Dhawan Space Centre (SDSC), known as Sriharikota Range (SHAR), at the barrier island of Sriharikota in Tirupati district, is the satellite launching station of India.
Some of the unique products from the state are Banaganapalle mangoes, Bandar laddu, Kondaplli toys, Tirupati laddu, and saris made in Dharmavaram and Machilipatnam. Kuchipudi is the official dance form. Many composers of Carnatic music, like Annamacharya, Kshetrayya, and Tyagaraja, were from this region. The Tirumala Venkateswara temple near Tirupati is the most visited Hindu religious place in the world. The state is home to a variety of other pilgrimage centres and natural attractions.
Etymology
According to the Sanskrit text Aitareya Brahmana (800–500 BCE), a group of people named Andhras left North India off the banks of the Yamuna and settled in South India. The Satavahanas were mentioned by the names Andhra, Andhrara-jateeya, and Andhrabhrtya in the Puranic literature. They did not refer to themselves as Andhra in any of their coins or inscriptions; it is possible that they were termed as Andhras because of their ethnicity or because their territory included the Andhra region.
History
Early and medieval history
The Assaka mahajanapada, one of the sixteen Vedic mahajanapadas, included Andhra Pradesh, Maharashtra, and Telangana. Archaeological evidence from places such as Bhattiprolu, Amaravati, Dharanikota, and Vaddamanu suggests that the Andhra region was part of the Mauryan empire. Amaravati might have been a regional centre under Mauryan rule. After the death of Emperor Ashoka, Mauryan rule weakened around 200 BCE and was replaced by several smaller kingdoms in the Andhra region. One of the earliest examples of the Brahmi script, the progenitor of several scripts, including Telugu, comes from Bhattiprolu, where the script was used on an urn containing the relics of Buddha.
The Satavahana dynasty dominated the Deccan plateau from the 1st century BCE to the 3rd century CE. It had trade relations with the Roman Empire. The later Satavahanas made Dharanikota, near Amaravati, their capital. According to the Buddhists, Nagarjuna, the philosopher of Mahayana, lived in this region. The Andhra Ikshvakus, with their capital at Vijayapuri, succeeded the Satavahanas in the Krishna River valley in the latter half of the 2nd century. The Salankayanas were an ancient dynasty that ruled the Andhra region between Godavari and Krishna with their capital at Vengi (modern Pedavegi) from 300 to 440 CE. Telugu Cholas ruled present-day Rayalaseema from the fifth to the eleventh centuries from Cuddapa and Jammalamadugu. The Telugu inscription of Erikal Mutturaju Dhananjaya Varma, known as Erragudipadu , was engraved in 575 CE in the present Kadapa district. It is the earliest written record in Telugu.
The Vishnukundinas were the first dynasty in the fifth and sixth centuries to hold sway over most of Andhra Pradesh, Kalinga, and parts of Telangana. The Eastern Chalukyas of Vengi, whose dynasty lasted for around five hundred years from the 7th century until 1130 CE, eventually merged with the Chola dynasty. They continued to rule under the protection of the Chola dynasty until 1189 CE. At the request of King Rajaraja Narendra, Nannaya, considered the first Telugu poet, took up the translation of the Mahabharata into Telugu in 1025 CE.
Kakatiyas ruled this region and Telangana for nearly two hundred years between the 12th and 14th centuries. They were defeated by the Delhi Sultanate. Musunuri Nayaks and Bahamani Sultanate took over when Delhi Sultanate became weak. The Reddi kingdom ruled parts of this region in the early 14th century. They constructed Kondaveedu Fort and Kondapalli Fort. After their rule, Gajpathis and Bahmani sultans ruled this region in succession before this region, along with most of present-day Andhra Pradesh, became part of the Vijayanagar empire.
The Vijayanagara empire originated on the Deccan plateau in the early 14th century. It was established in 1336 by Harihara Raya I and his brother Bukka Raya I of the Sangama dynasty, who served as treasury officers of the Kakatiyas of Warangal. During their rule, the Pemmasani Nayaks controlled parts of Andhra Pradesh and had large mercenary armies that were the vanguard of the empire in the 16th century. The empire's patronage enabled fine arts and literature to reach new heights in Kannada, Telugu, Tamil, and Sanskrit, while Carnatic music evolved into its current form. The Lepakshi group of monuments built during this period have mural paintings of the Vijayanagara kings, Dravidian art, and inscriptions. These are put on the tentative list of the UNESCO World Heritage Committee.
Modern history
Following the defeat of the Vijayanagara empire, the Qutb Shahi dynasty held sway over Andhra Pradesh. This region passed under the rule of the Nizams under the Mughal Empire. Soon, Nizam established himself as the sovereign ruler. In 1611, an English trading post by the name of "East India Company" was established in Masulipatinam on India's east coast. In the early nineteenth century, Northern Circars was ceded to the British East India Company and became part of its Madras Presidency. Eventually, this region emerged as the Coastal Andhra region, the northern parts of which were later known as Uttarandhra. Later, the Nizam ceded five territories to the British, which eventually became the Rayalaseema region. The local chieftains, known as Poligars, revolted in 1800 against the company's rule, which was suppressed by the company.
Raja Viziaram Raz (Vijayaram Raj) established a sovereign kingdom by claiming independence from the Kingdom of Jeypore in 1711. It formed alliances with the French and British East India Companies to conquer the neighbouring principalities of Bobbili, Kurupam, Paralakhemundi, and the kingdom of Jeypore. It fell out with the British and, as a result, was attacked and defeated in the battle of Padmanabham. It was annexed as a tributary estate like other principalities and remained so until their accession to the Indian Union in 1949.
Following the Indian rebellion of 1857, the British crown ruled this region, until India became independent in 1947. The No Tax Campaign in Chirala and Perala in 1919, led by Duggirala Gopalakrishnayya, the Rampa Revolt led by Alluri Sitarama Raju in 1921, and the Salt Satyagraha in Dendulur in 1930 are some of the protests against British rule. Tanguturi Prakasam was arrested and jailed for more than three years for participating in the Quit India movement of 1942. He served as prime minister of the Madras presidency in 1946–47.
Dowleswaram Barrage, built in 1850 by Arthur Cotton, brought unused lands in the Godavari river basin into cultivation and transformed the economy of the region. Charles Philip Brown did pioneering work in transforming Telugu to the print era and introduced Vemana poems to English readers. Kandukuri Veeresalingam is considered the father of the Telugu Renaissance Movement, as he encouraged the education of women and the remarriage of widows and fought against child marriage and the dowry system. Gurajada Apparao, a pioneering playwright who used spoken dialect, wrote the play Kanyasulkam in 1892. It is considered the greatest play in the Telugu language.
Post-independence
In an effort to gain an independent state based on linguistic identity and to protect the interests of the Telugu-speaking people of Madras State, Potti Sreeramulu fasted to death in 1952. The Telugu-speaking area of Andhra State was carved out of Madras State on 1 October 1953, with Kurnool as its capital city. Tanguturi Prakasam became the first chief minister. On the basis of the Gentlemen's Agreement of 1956, the States Reorganisation Act created Andhra Pradesh by merging the neighbouring Telugu-speaking areas of the Hyderabad State with Hyderabad as the capital on 1 November 1956.
The Indian National Congress (INC) ruled the state from 1956 to 1982. Neelam Sanjiva Reddy became the first chief minister. Among Congress chief ministers, P. V. Narasimha Rao is known for implementing land reforms and land ceiling acts and securing reservation for lower castes in politics. In 1983, the Telugu Desam Party (TDP) won the state elections, and N. T. Rama Rao became the chief minister of the state for the first time after launching his party just nine months earlier. This broke the long-time single-party monopoly enjoyed by the INC. He transformed the sub-district administration by forming mandals in place of earlier taluks, removing hereditary village heads, and appointing non-hereditary village revenue assistants. Nara Chandrababu Naidu, Rao's son-in-law, came to power in 1995 with the backing of a majority of the MLAs. He introduced e-governance by launching e-Seva centres in 2001 for paperless and speedy delivery of government services. He is credited with transforming Hyderabad into an IT hub by providing incentives for tech companies to set up centres. In 2004, Congress returned to power with a new chief ministerial face, YS Rajashekara Reddy, better known as YSR. The main emphasis during Reddy's tenure was on social welfare schemes such as free electricity for farmers, health insurance, tuition fee reimbursement for the poor, and the national rural employment guarantee scheme. He was elected chief minister again but was killed in a helicopter crash that occurred in September 2009.
During its 58 years as a unified state, the state weathered separatist movements from Telangana (1969) and Andhra (1972) successfully. A new party called Telangana Rashtra Samithi, formed in April 2001 by Kalvakuntla Chandrashekar Rao (KCR), reignited the Telanganga movement. When the central government decided to initiate the process to form an independent Telangana in December 2009, Samaikyandhra movement to keep the state united took shape. The agitations continued for nearly 5 years, with the Telangana side harping on the marginalisation of food culture, language, and unequal economic development and the Samaikyandhra movement focusing on the shared culture, language, customs, and historical unity of Telugu-speaking regions. The Andhra Pradesh Reorganisation Act bill was passed by the parliament of India for the formation of the Telangana state, comprising ten districts, despite opposition by the state legislature. The new state of Telangana came into existence on 2 June 2014 after approval from the president of India, with the residual state continuing as Andhra Pradesh.
In the final elections held in the unified state in 2014, the TDP got a mandate in its favour, defeating its nearest rival, the YSR Congress Party, a breakaway faction of the Congress founded by Y. S. Jagan Mohan Reddy, son of former Chief Minister Y. S. Rajasekhara Reddy. N. Chandrababu Naidu, the chief of the TDP, became the chief minister on 8 June 2014. In 2017, the government of Andhra Pradesh began operating from its new greenfield capital, Amaravati, for which 33,000 acres were acquired from farmers through an innovative land pooling scheme. Interstate issues with Telangana relating to the division of assets of public sector institutions and organisations of the united state and the division of river waters are not yet resolved.
Geography
The state is bordered by Telangana to the north and west, Chhattisgarh and Orissa to the north, the Bay of Bengal to the east, Tamil Nadu to the south, and Karnataka to the west. Yanam district, an enclave of Puducherry, is in the state bordering Kakinada district. It has a coastline of around , which makes it the second-longest coastline in the nation.
The Eastern Ghats are a major dividing line separating coastal plains and peneplains in the state's geography. The Eastern Coastal Plains comprise the area of coastal districts up to the Eastern Ghats as their border along the Bay of Bengal, with variable width. These are, for the most part, delta regions formed by the Krishna, Godavari, and Penna rivers. Most of the coastal plains are put to intensive agricultural use. The Eastern Ghats are discontinuous, and individual sections have local names. The ghats become more pronounced towards the south and extreme north of the coast. These consist of the Papikonda range, the Simhachal hill range, the Yarada hills, the Nallamala Hills, the Papi hills, the Seshachala hills, and the Horsley hills. The Kadapa Basin, formed by two arching branches of the Eastern Ghats, is a mineral-rich area. Peneplains, part of Rayalaseema, slope towards the east, with the Eastern Ghats as their eastern border.
Flora and fauna
The total forest cover of the state is , amounting to 18.28% of the total area. The Eastern Ghats region is home to dense tropical forests, while the vegetation becomes sparse as the ghats give way to the peneplains, where shrub vegetation is more common. The vegetation found in the state is largely of dry deciduous types, with a mixture of teak, Terminalia, Dalbergia, Pterocarpus, Anogeissus, etc. The state possesses some rare and endemic plants like Cycas beddomei, Pterocarpus santalinus, Terminalia pallida, Syzygium alternifolium, Shorea talura, Shorea tumburgia, Psilotum nudum, etc. Coringa is an example of mangrove forests and salt-tolerant forest ecosystems near the sea. The area of these forests is , accounting for about 9% of the local forest area of the state.
The diversity of fauna includes tigers, leopards, Dholess, black bucks, cheetals, sambars, sea turtles, and a number of birds and reptiles. The estuaries of the Godavari and Krishna rivers support rich mangrove forests with fishing cats and otters as keystone species. The state has many sanctuaries and national parks, such as Coringa, Nagarjunsagar-Srisailam Tiger Reserve, Kolleru Bird Sanctuary, and Nelapattu Bird Sanctuary.
Mineral resources
The state, with its varied geological formations, contains a variety of industrial minerals and building stones. It is listed at the top of the list of mica deposits in India. Minerals found in the state include limestone, manganese, asbestos, iron ore, ball clay, fire clay, gold, diamonds, graphite, dolomite, quartz, tungsten, steatitic, feldspar, and silica sand. It has reserves of oil and natural gas. It has about one-third of India's limestone reserves and is known for large exclusive deposits of baryte and galaxy granite. The largest reserves of uranium are in Tummalapalli village, Vemula mandal, of YSR district.
Climate
The climate varies considerably, depending on the geographical region. Summers last from March to June. In the coastal plain, the summer temperatures are generally higher than in the rest of the state, with temperatures ranging between . July to September is the season for tropical rains from the southwest monsoon. During October to December, low-pressure systems and tropical cyclones form in the Bay of Bengal along with the northeast monsoon, bringing rains to the southern and coastal regions of the state. November to February are the winter months. Since the state has a long coastal belt, the winters are not very cold. The range of winter temperatures is generally . Lambasingi in Visakhapatnam district is nicknamed the "Kashmir of Andhra Pradesh" as its temperature ranges from . The normal rainfall for the state is , and the actual rainfall for June 2020–May 2021 was .
Demographics
Based on the 2011 Census of India, the population of Andhra Pradesh is 49,577,103, with a density of . 70.53% of the population is rural, and 29.47% is urban. The state has 17.08% Scheduled Caste and 5.53% Scheduled Tribe populations. Children in the age group of 0–6 years number 5,222,384, constituting 10.6% of the total population. Among them, 2,686,453 are boys and 2,535,931 are girls. Adults in the age group of 18–23 account for 5,815,865 (2,921,284 males, 2,894,581 females).
The state has a sex ratio of 997 females per 1000 males, higher than the national average of 926 per 1000. The literacy rate in the state stands at 67.35%. Erstwhile West Godavari district has the highest literacy rate of 74.32%, and erstwhile Vizianagaram district has the least with 58.89%. The state ranks 27th of all Indian states in the Human Development Index (HDI) scores for the year 2018. , there are 39,984,868 voters (19,759,489 males, 20,221,455 females, and 3,924 third-gender voters). Kurnool district has the maximum number of voters at 1,942,233, while ASR district has the minimum at 729,085.
Telugu is the first official language, and Urdu is the second official language of the state. Telugu is the mother tongue of nearly 90% of the population. Rajahmundry is the cultural capital of Andhra Pradesh, as the Telugu language has roots from this region. Urdu, spoken by about 6% of the population, was a second official language in fifteen districts of united Andhra Pradesh and was made the second official language on 17 June 2022.
Tamil, Kannada, and Odia are spoken in the border areas. Lambadi, Koya, Savara, Konda, Gadaba, and a number of other languages are spoken by the Scheduled Tribes of the state. 19% of the population aged 12+ years has the ability to read and understand English, as per the IRS Q4 2019 survey.
According to the 2011 census, the major religious groups in the state are Hindus (90.89%), Muslims (7.30%), and Christians (1.38%).
The National Family Health Survey (NFHS-5) 2019–21 data provides an insight into the economic and health status of households. 85% of households in the state have pucca houses. 76% of households (59% urban, 83% rural) own a house. Almost all houses have an electricity connection. 84% of households use clean fuel for cooking. 22% have piped water. 85% of all households (urban areas 97%, rural areas 80%) have access to a toilet facility. Almost all urban households (96%) and most rural households (89%) use a mobile phone. 96% of households use bank or post office savings accounts. 97% of childbirths during 2014–2019 happened in a health facility. The state health insurance scheme (Dr. YSR Arogya Sri), the employee health scheme, the (RSBY), the employees' state insurance scheme (ESIS), and the central government health scheme cover 70% of households with at least one member covered.
Administrative divisions
Andhra Pradesh comprises two regions, namely Kostaandhra (Coastal Andhra) and Rayalaseema. The northern part of Coastal Andhra is sometimes mentioned separately as Uttaraandhra, particularly after the bifurcation to raise voice against underdevelopment.
Districts
The state is further divided into 26 districts, with Uttarandhra comprising 6 districts, Kostaandhra comprising 12 districts, and Rayalaseema comprising 8 districts. These districts are made up of 76 revenue divisions, 679 mandals and 13,324 village panchayats as part of the administrative organisation.
Uttaraandhra:
Alluri Sitharama Raju
Anakapalli
Parvathipuram Manyam
Srikakulam
Visakhapatnam
Vizianagaram
Kostaandhra:
Bapatla
Dr. B.R. Ambedkar Konaseema
East Godavari
Eluru
Guntur
Kakinada
Krishna
NTR
Palnadu
Prakasam
Sri Potti Sriramulu Nellore
West Godavari
Rayalaseema:
Anantapur
Annamayya
Chittoor
YSR
Kurnool
Nandyal
Sri Sathya Sai
Tirupati
Cities and towns
There are 123 urban local bodies, comprising 17 municipal corporations, 79 municipalities, and 27 nagar panchyats, in the state. The urban population is 149 million as per the 2011 census. There are two cities with more than one million inhabitants, namely Visakhapatnam and Vijayawada.
Economy
GSDP at current prices for the year 2022–23 is estimated at (advanced estimates) against (first revised estimates) for the year 2021–22. The share of agriculture's contribution to the GSDP is at 36.19%, while industry is at 23.36%, and services are at 40.45%. The state posted a record growth of 7.02% at constant prices (2011–12) against the country's growth of 7%. GDP per capita is estimated at . AP achieved an overall 4th rank in the Sustainable Development Goals (SDG) India Report for the year 2020–21, with a first rank in SDG-7 (affordable energy) and a second rank in SDG-14 (life below water).
In 2014–15, the first year after bifurcation, the state ranked eighth in GSDP at current prices, which stood at . It recorded 12.03% growth compared to the previous fiscal, which was .
Agriculture
The agricultural economy comprises agriculture, livestock, poultry farming, and fisheries. Four important rivers in India, the Godavari, Krishna, Penna, and Tungabhadra, flow through the state and provide irrigation. 60% of the population is engaged in agriculture and related activities. Rice is the state's major food crop and staple food. The state has three agricultural export zones: the undivided Chittoor district for mango pulp and vegetables, the undivided Krishna district for mangoes, and the undivided Guntur district for chillies. Besides rice, farmers grow jowar, bajra, maize, minor millet, many varieties of pulses, oil seeds, sugarcane, cotton, chilli pepper, mango, and tobacco. Crops used for vegetable oil production, such as sunflower and peanuts, are popular.
The state contributes 10% of total fish production and over 70% of shrimp production in India. The geographical location of the state allows marine fishing as well as inland fish production. The most exported marine products include Vannamei shrimp.
Industries
As per the annual survey of industries 2019–20, the number of factories was 12,582 with 681,224 employees. The top 4 employment providers are food products (25.48%), non-metallic minerals (11.26%), textiles (9.35%), and pharmaceuticals (8.68%). Gross value added (GVA) contributed by the industrial sector is , of which food products (18.95%), pharmaceuticals (17.01%), and non-metallic minerals (16.25%) are the top 3 contributors. From a district perspective, the top three districts were undivided Visakhapatnam, Chittoor, and Krishna.
The defence administered Hindustan Shipyard Limited built the first ship in India in 1948. Sri City, located in Tirupati district, is an integrated business city that is home to several multinational companies. The state has 36 big auto players, such as Ashok Leyland, Hero Motors, Isuzu Motors India, and Kia Motors, with investments of over US$2.8 billion. It accounts for 10% of India's auto exports.
Industrial minerals, dimensional stones, building materials, and sand are the main minerals. The mining sector contributed in revenue to the state during 2021–22. Ravva Block, in the shallow offshore area of the Krishna Godavari Basin, had produced nearly 311 million barrels of crude oil and 385 billion cubic feet of natural gas since its initial production in March 1994. The state accounts for 2.7% of crude oil production in India, with 827.8 thousand metric tonnes from its Krishna Godavari basin. 809 million metric standard cubic metres of natural gas are produced from onshore sites, which accounts for 2.4% of India's production.
Services
The value of information technology exports from the state in 2021–22 was , which is 0.14% of the IT exports from India. Exports have remained below 2% in the past five years.
The state is ranked third in domestic tourist footfalls for the year 2021, with 93.2 million domestic tourists, which amounts to 13.8% of all domestic tourists in India. A major share of the tourists visit temples in Tirupati, Vijayawada, and Srisailam.
Government and politics
The legislative assembly is the lower house of the state with 175 members, and the legislative council is the upper house with 58 members. In the Parliament of India, the state has 11 seats in the Rajya Sabha and 25 seats in the Lok Sabha. There are a total of 175 assembly constituencies in the state.
In the 2019 elections, Y. S. Jagan Mohan Reddy, leader of the YSR Congress Party, became the chief minister with a resounding mandate by winning 151 out of 175 seats.
Government revenue and expenditure
For 2021–22, total receipts of the Andhra Pradesh government were , inclusive of of loans. States' own tax revenue was . The top three sources of non-tax revenue are state goods and services tax (GST) (), sales tax/value added tax (VAT) (), and state excise (). The government earned a revenue of from 2.574 million transactions for registration services. Visakhapatnam, Vijayawada, Guntur, and Tirupati are the top contributors to the revenue.
The government's total expenditure was ₹1,91,594 crore, which includes debt repayment of ₹13,920 crore. The fiscal deficit was ₹25,013 crore, which was 2.1% of the GSDP. Revenue expenditure was ₹1,59,163 crore and capital expenditure was ₹16,373 crore. Welfare expenditures got the maximum share. Education accounted for ₹25,796 crore, energy ₹10,852 crore, and irrigation ₹7,027 crore.
Outstanding debt was ₹3.89 lakh crore, an increase of almost ₹40,000 crore compared to the previous year. This accounts for 32.4 per cent of the GSDP. The outstanding guarantee estimate was ₹1,38,875 crore, of which ₹38,473 are for the power sector, which equals 12% of GSDP.
Amaravati protests
In August 2020, the Andhra Pradesh legislative assembly passed the Andhra Pradesh decentralisation and inclusive development of all regions act. It provided for limiting Amaravati as legislative capital while naming Vizag as executive capital and Kurnool as judicial capital. The events leading to this decision resulted in widespread and continuing protests by the farmers of Amaravati. The act has been challenged in the Andhra Pradesh High Court, which ordered to maintain status quo until the court completes its hearing. The government, led by Y. S. Jagan Mohan Reddy, withdrew the act when the High Court hearing reached the final stage. The chief minister said that his government would bring a better and more complete bill. The protesters under the banner of Amaravati Parirakshana Samithi (APS) and the Joint Action Committee (JAC) of Amaravati received support from all the political parties barring the ruling YCP when they held their long marches across the state seeking support for their agitation.
On 3 March 2022, the High Court ruled that the government could not abandon the development of Amaravati as the capital city after farmers parted with 33,000 acres of land against the agreement with Andhra Pradesh Capital Region Development Authority (APCRDA) to develop it as the capital city and ₹15,000 crore was sunk in it over development expenditure. It asked the government to develop Amaravati within six months. When the government appealed to the Supreme Court, it got a stay on the judgement regarding developing the city within six months. The Supreme Court is set to hear it in December 2023, following its decision on 11 July 2023.
Interstate disputes
Assets division with Telangana
There are 91 institutions under schedule IX with assets of ₹1.42 lakh crore, 142 institutions under schedule X with assets of ₹24,018.53 crore, and another 12 institutions not mentioned in the act with assets of ₹1,759 crore, which are to be split between Andhra Pradesh and Telangana following the bifurcation. An expert committee headed by Sheela Bhide gave a recommendation for bifurcation of 89 out of the 91 schedule IX institutions. Telangana selectively accepted the recommendations, while Andhra Pradesh is asking for their acceptance in total. The division of the RTC headquarters and the Deccan Infrastructure and Landholdings Limited (DIL) with huge land parcels has become contentious. Despite several meetings of the trilateral dispute resolution committees, no progress was made. The Andhra Pradesh government filed a suit in the Supreme Court.
Krishna river water sharing dispute
Andhra Pradesh and Telangana continue to dispute the water share of the Krishna River. In 1969, the Bachawat tribunal for the allocation of water shares among the riparian states allocated 811 tmcft of water to Andhra Pradesh. The Andhra Pradesh government of that time split it in a 512:299 tmcft ratio between Andhra Pradesh (including the basin area of Rayalaseema) and Telangana, respectively. It was based on the utilisation facilities established at that time. Though the tribunal recommended the use of the Tungabhadra Dam (a part of the Krishna Basin) to provide water to the drought-prone Mahabubnagar area of Telangana, this was not implemented. The bifurcation act advised the formation of the Krishna River Management Board (KRMB) and the Godavari River Management Board (GRMB) for resolving disputes between the new states. In 2015, the two states agreed to share water in the 66:34 (AP:Telangana) ratio as an interim arrangement in a meeting with the central water ministry, which is to be reviewed every year. This practice continued without further review. Telangana filed a suit in the Supreme Court for a 70% share. Following the assurance of the formation of a tribunal to resolve the issue, Telangana withdrew its suit. The centre has yet to form the tribunal.
Godavari water sharing dispute
Andhra Pradesh got 1172.78 tmcft of Godavari water. Telangana is utilising 433 tmcft for its completed projects, while Andhra Pradesh's share is 739 tmcft. The Andhra Pradesh government has opposed Telangana submitting a detailed project report for additional utilisation through new or upgraded projects such as Kaleswaram, Tupakulagudem, Sitarama, Mukteswaram, and Modikunta lift irrigation projects.
Five villages near Bhadrachalam
The 1.50-metre increase in the height of the Polavaram coffer dam to 44 metres raised the suspicion that it led to flooding of Bhadrachalam and nearby villages in Telangana along the Godavari river in 2022. Three mandals that were originally part of Andhra State were transferred back to Andhra Pradesh, excluding Bhadrachalam town, to support the Polavaram project, as those areas are likely to be submerged. Telangana would like to take back five villages on the river banks for ease of movement of its government machinery to provide rehabilitation support to its other villages beyond them, to which the Andhra Pradesh government is objecting.
Infrastructure
Transport
Roads
The state has a total major road network of . This comprises of national highways, of state highways, and of major district roads. NH 16, with a highway network of around in the state, is a part of the Golden Quadrilateral project undertaken by the National Highways Development Project. The proposed Anantapuram–Amaravati Expressway is changed to Anantapur–Guntur national highway 544D, with implementation expected to begin in January 2023.
1.828 million transport vehicles and 13.7 million non-transport vehicles are registered in the state. In the transport category, 0.98 million are goods carriages, constituting 53.61%; 0.66 million are auto rickshaws, constituting 36.21%; and 0.109 million are cabs, constituting 5.96%. In the non-transport category, 12.2 million are motorcycles, constituting 89.5%, and 1.067 million are four-wheelers, constituting 7.29%. The integrated road accident database project, an initiative of the Ministry Of Road Transport and Highways (MORTH) is under implementation in the state. Construction of the Institute of Driver Training and Research Facilities at Darsi, Praksam district, and Dhone, Nandyal district, in partnership with Maruti Suzuki and Ashok Leyland, respectively, is in progress. Automation of driving test tracks in nine district capitals is expected to be completed by 31 March 2023.
The state government-owned Andhra Pradesh State Road Transport Corporation (APSRTC) is the public bus transport provider. It is split into 129 depots across four zones. It has a fleet strength of 11,098 buses and a staff count of 49,544. It operates 1.11 billion kilometres and serves 3.68 million passengers daily. Pandit Nehru Bus Station (PNBS) in Vijayawada is the second-largest bus terminal in Asia.
Railways
Andhra Pradesh has a total broad-gauge railway route of . The rail density of the state is 24.36 km per 1000 square kilometres. The railway network in Andhra Pradesh is under the South Central Railway, East Coast Railway, and South Western Railway zones.
During 2014–2022, 350 km of new lines were constructed at a rate of 44 km per year in Andhra Pradesh under the South Central Railway division. The rate of construction was only 2 km per year in the preceding five years. The Nadikudi–Srikalahasti line of 308.70 km sanctioned at a budget of in 2011–12 as a joint project of the centre and state is progressing slowly, with only phase 1 of 46 km between New Piduguralla station and Savalyapuram completed in 2021–22.
There are three A1 and 23 A-category railway stations in the state, as per the assessment in 2017. has been declared the cleanest railway station in the country, as per the assessment in 2018. The railway station in Shimiliguda was the first highest broad gauge railway station in the country in terms of altitude.
A new railway zone South Coast Railway Zone (SCoR), with headquarters in Visakhapatnam, was announced as the newest railway zone of the Indian Railways in 2019, but is yet to be implemented .
Airports
Visakhapatnam Airport, NTR Amaravati international Airport, and Tirupati Airport are international airports in the state. The state has three domestic airports, namely Rajahmundry airport, Kadapa airport, and Kurnool airport. A privately owned airport for emergency flights and chartered flights is at Puttaparthi.
Sea ports
The state has one major port at Visakhapatnam under the administrative control of the central government and 15 notified ports, including three captive ports, under the control of the state government. The other famous ports are Krishnapatnam Port, Gangavaram Port, and Kakinada Port. Gangavaram port is a deep seaport that can accommodate ocean liners up to 200,000–250,000 DWT.
Communication
The AP statewide area network (APSWAN) connects 2,164 offices of state administration at 668 locations down to the level of mandal headquarters. The network supports both data and video communications. Bharat Sanchar Nigam Limited (BSNL) and the National Knowledge Network (NKN) link district headquarters with state headquarters with a bandwidth of 34 Mbit/s. Mandal headquarters are connected with a bandwidth of 8 Mbit/s.
Andhra Pradesh State FiberNet Limited (APSFNL) operates an optical fibre network. This provides internet connectivity, telephony, and Internet protocol television (IPTV) with fibre to private and corporate users in Andhra Pradesh.
Water
The state has 40 major and medium rivers and 40,000 minor irrigation sources. Godavari, Krishna, and Pennar are the major rivers. The total cultivable area is 19.904 million acres. Major, medium, and minor irrigation projects irrigate 10.311 million acres. The Polavaram project under construction suffered setbacks with damage to its diaphragm wall during the 2022 floods. The Veligonda project is likely to be commissioned by September 2023. The Annamayya project, washed away in the 2021 floods, is set to be redesigned at a cost of 787 crore.
Power
Thermal, hydel and renewable power plants supply power to the state. The installed capacity share of the state in the public sector generating stations was 7,245 MW. Private sector installed capacity was 9,370 MW, which includes independent power producer capacity of 1,961 MW. The total installed capacity was 16,615 MW. Peak power demand for the state in 2021–22 was 12,032 MW and per capita consumption was 1,285 kilowatt hours. The energy consumed is 68972 million units.
Healthcare
The government is spending 7.3% of the state budget on healthcare, compared to an average of 4 to 4.5 per cent overall in the country. The 108 service provides fast emergency management services by shifting patients to a nearby healthcare facility. The 104 service provides health care services at the doorstep of villages through mobile medical units that visit at least once a month.
All the poor families are covered by the free state health insurance scheme called Arogyasri up to a limit of . The services are provided in government and private hospitals under the network. During 2014–2018, though the nominal mean claim amount of Arogyasri beneficiaries went up significantly, it decreased after accounting for inflation. Mortality rates have significantly decreased, which indicates better outcomes are being achieved at a lower cost.
Education
Primary and secondary school education is imparted by government-aided and private schools, managed and regulated by the School Education Department of the state. There are urban, rural, and residential schools. As per the child info and school information report (2018–19), there were a total of students enrolled in schools. students have appeared for the April 2023 Secondary School Certificate (SSC) exam in the regular stream. The overall pass percentage was 72.26%, with 100% in 933 schools. In March–April 2023, 379,758 students appeared for intermediate second-year examinations. 272,001 candidates, amounting to 71%, were declared passed.
The state initiated education reforms in 2020 by creating six types of schools: satellite foundation schools (pre-primary), foundational schools (pre-primary – class II), foundational school plus (pre-primary – class V), pre-high school (class III – class VII/VIII), high school (class III – class X), and high school plus (class III – class XII). The transition to English-medium education in all government schools started in the academic year 2020–2021 and is expected to reach completion by 2024–25. 1000 government schools are affiliated to the CBSE in the years 2022–23 as an initial step, and the bilingual text book scheme was adopted to ease the transition. The state government is going ahead with the English medium based on the parents survey despite protests and court cases. The state initiative is being funded in part by a loan from the World Bank to the tune of $250 million over 2021–2026 through the "Supporting Andhra's Learning Transformation" (SALT) project to improve the learning outcomes of children up to class II level.
There were 510 industrial training institutes (ITI) in the year 2020–21 in Andhra Pradesh, with 82 under government management and 417 under private management. The total available seats in 2021 were 93,280, out of which 48.90% were filled. 10,053 students completed ITI education in the year 2020.
There are 169 government-aided degree colleges and 55 private-aided degree colleges in the state. 66 government colleges and 48 private-aided colleges have valid NAAC grades. There are 85 government-aided and 175 private polytechnic colleges with a sanctioned strength of 75,906 students. The AP State Council of Higher Education organises various entrance tests for different streams and conducts counselling for admissions. The AP State Skill Development Corporation is set up to support skill development and placement for the educated.
There are a total of 36 universities, which comprise 3 central universities, 23 state public universities, 6 state private universities, and 4 deemed universities. Andhra University is the oldest of the universities in the state, established in 1926. The government established Rajiv Gandhi University of Knowledge Technologies (RGUKT) in 2008 to cater to the education needs of the rural youth of Andhra Pradesh. Dr. Y.S.R University of Health Sciences oversees medical education in 348 affiliated colleges spanning the entire range from traditional medicine to modern medicine. The public universities, including the legacy universities such as Andhra, Sri Venkateswara, and Nagarjuna, are suffering from a severe fund crunch and staff shortage, managing with only 20% of sanctioned full-time staff. The Gross Enrolment Ratio (GER) in higher education for the age group 18–23 for the state is at 35.2% for the year 2019–20, which compares favourably with the GER for all of India at 27.1%. With a female GER of 35.3 and a male GER of 38.2, the Gender Parity Index is 0.84. The corresponding ratio for India is 1.01.
Koneru Lakshmaiah Education Foundation University (KL College of Engineering) bagged the 50th rank, while Andhra University in Visakhapatnam bagged the 76th rank in the overall category of India rankings for 2023 as per the National Institute Ranking Framework (NIRF) of the Union Ministry of Education. 2,478 institutions, including 242 institutions from the state, participated in the ranking.
Andhra Pradesh has 2,510 public libraries, including 4 regional libraries and 13 district central libraries under government management. Saraswata Niketanam at Vetapalem in Bapatla district, one of the oldest libraries established under private management in 1918, is losing its attraction as the Internet spreads. The government is planning to develop digital libraries at the village panchayat level.
Science and technology
there are 190 science and technology organisations in Andhra Pradesh, including 12 central labs and research institutions. Satish Dhawan Space Centre (SDSC), known as Sriharikota Range (SHAR), on the barrier island of Sriharikota in Tirupati district, is a satellite launching station operated by the Indian Space Research Organisation. It is India's primary orbital launch site. India's lunar orbiter Chandrayaan-1 was launched from the centre on 22 October 2008.
Some notable scientists
Yellapragada Subba Rao, a pioneering biochemist hailing from the state, discovered the function of adenosine triphosphate (ATP) as an energy source in the cell and developed drugs for cancer and filariasis. Yelavarthy Nayudamma, a chemical engineer, worked extensively for the Central Leather Research Institute in Chennai and rose to become the director general of the Center for Scientific and Industrial Research (CSIR), India. C. R. Rao is an Indian-American mathematician and statistician and an alumnus of Andhra University. His work on statistics influenced various sciences.
Media
The total number of registered newspapers and periodicals in the state for the years 2020–21 was 5,798. There were 1,645 dailies, 817 weeklies, 2,431 monthlies, and 623 fortnightlies. 787 Telugu dailies had a circulation of 9,911,005. 103 English dailies had a circulation of 1,646,453. Eenadu, Sakshi, and Andhra Jyothi are the top 3 Telugu daily newspapers widely published in Andhra Pradesh in terms of circulation and the top 3 Telugu news sites. BBC Telugu News was launched on 2 October 2017. Several privately owned news media outlets are considered biased towards specific political parties in the state.
There were 10 general entertainment channels, 23 news channels, 2 health channels, 6 religious channels, 2 other channels, and 2 cable distribution channels, for a total of 45 channels empanelled by the Andhra Pradesh Information and Public Relations Department. All India Radio has several channels operating from several locations in the state. Red FM operates from four locations.
Culture
Andhra Pradesh has 17 geographical indications in the categories of agriculture, handicrafts, foodstuffs, and textiles as per the Geographical Indications of Goods (Registration and Protection) Act, 1999. Some of the GI products are Banaganapalle mangoes, Bandar laddu, Kondapalli toys, Tirupati laddu, and saris made in Dharmavaram and Machilipatnam.
Handicrafts
Machilipatnam and Srikalahasti Kalamkari are the two unique textile art forms practised in India. There are other notable handicrafts present in the state, like the soft limestone idol carvings of Durgi. Etikoppaka in Visakhapatnam district is notable for its lac industry, which produces lacquered wooden toys.
Literature
Nannayya, Tikkana, and Yerrapragada form the trinity who translated the Sanskrit epic Mahabharata into Telugu. Nannayya wrote the first treatise on Telugu grammar, called Andhra Shabda Chintamani in Sanskrit. Pothana translated Sri Bhagavatam into Telugu as Andhra Maha Bhagavatamu. Vemana was an Indian philosopher. He wrote Telugu poems using simple language and native idioms on a variety of subjects, including yoga, wisdom, and morality. Potuluri Veerabrahmendhra swami, a clairvoyant and social reformer, wrote Kalagnanam, a book of predictions written in the 16th century.
Telugu literature after Kandukuri Veeresalingam is termed Adhunika Telugu Sahityam (modern Telugu literature). He is known as Gadya Tikkana and was the author of the Telugu social novel Satyavati Charitam. Viswanatha Satyanarayana was conferred the Jnanpith Award. Sri Sri brought new forms of expressionism into Telugu literature.
Festivals
Sankranti is the major harvest festival celebrated across the state. It is celebrated for four days in the second week of January. On Bhogi, the day before Makara Sankranti, people throw old items into bonfires. Children are showered with jujube as a symbol of protection from evil. Sweet meats made of rice flour and sesame seeds called Arisalu are enjoyed. Next day, women and young girls make elaborate geometric patterns called Rangoli before the entrance to the house and decorate them with flowers. Children fly kites. On the subsequent two days, Kanuma and Mukkanuma, people feed cattle and offer prayers for a good harvest. The first day of Telugu New Year Ugadi which occurs during March/April is also a special festival with preparation and sharing of pickle (pachhadi) made from raw mangoes, neem flowers, pepper powder, jaggery and tamarind. Tasting this pickle which is mix of different tastes teaches the importance of taking positive/negative life experiences in one's stride. Celebrations end with the recitation of the coming year's astrological predictions called Panchanga sravanam. Vijaya Dasami known commonly as Dussera and Deepavali, the festival of lights are other major Hindu festivals.
Eid is celebrated with special prayers.
Rottela Panduga is celebrated at Bara Shaheed Dargah in Nellore with participation across religious lines.
Dance, music, and cinema
Kuchipudi, the cultural dance recognised as the official dance form of the state of Andhra Pradesh, originated in the village of Kuchipudi in Krishna district. Many composers of Carnatic music like Annamacharya, Kshetrayya, Tyagaraja, and Bhadrachala Ramadas were of Telugu descent. Modern Carnatic music composers and singers like Ghantasala and M. Balamuralikrishna are of Telugu descent. The Telugu film industry hosted many music composers and playback singers, such as S. P. Balasubrahmanyam, P. Susheela, S. Janaki, and P. B. Sreenivas. Folk songs are very important and popular in the many rural areas of the state. Forms such as the Burra katha and Poli are still performed today. Harikathaa Kalakshepam (or Harikatha) involves the narration of a story, intermingled with various songs relating to the story. Harikatha was originated in Andhra Pradesh. Burra katha is an oral storytelling technique in which the topic is either a Hindu mythological story or a contemporary social issue. Rangasthalam is an Indian theatre in the Telugu language, based predominantly in Andhra Pradesh. Gurajada Apparao wrote the play Kanyasulkam in 1892, which is often considered the greatest play in the Telugu language. C. Pullaiah is cited as the father of the Telugu theatre movement.
Andhra Pradesh State Film, Television & Theatre Development Corporation offers incentives to promote the industry. The government is asking the film industry to make Vizag its hub. The Telugu film industry (known as "Tollywood"), which produces 300 films annually, is primarily based in Hyderabad, though several films are shot in Vizag. Film producer D. Ramanaidu holds a Guinness record for the most films produced by a person. In the years 2005, 2006, and 2008, the Telugu film industry produced the largest number of films in India, exceeding the number of films produced in Bollywood. "Naatu Naatu" from the film RRR became the first song from an Indian film to win the Academy Award for Best Original Song and the Golden Globe Award for Best Original Song, as well as the first song from an Asian film to win the former.
Cuisine
Andhra meals are combinations of spicy, tangy, and sweet flavours. Chillies, which are abundantly produced in Andhra Pradesh, and curry leaves are used copiously in most preparations of curries and chutneys. Various types of Pappu are made using lentils in combination with tomatoes, spinach, gongura, ridge gourd, etc. Apart from curries, pulusu, a stew made using tamarind juice in combination with vegetables, sea food, chicken, mutton, etc., is popular. Pachchadi, a paste usually made with a combination of groundnuts, fried vegetables, and chillies, is a must in a meal. Pickles made using mangoes, gooseberries, lemons, etc. are enjoyed in combination with Pappu. Buttermilk and yoghurt mixed with rice and eaten towards the end of the meal soothe the body, especially after eating spicy food items earlier. Ariselu, Burelu, Laddu, and Pootharekulu are some of the sweets made for special festivals and occasions.
Tourism
Some of the popular religious pilgrim destinations include Tirumala Venkateswara temple at Tirupati, Srikalahasti temple, Varaha Lakshmi Narasimha temple, Simhachalam, Shahi Jamia Masjid in Adoni, Gunadala Church in Vijayawada, and Buddhist centres at Amaravati and Nagarjuna Konda. Tirumala Venkateswara temple is the world's most visited Hindu temple, with footfalls of 30,000–40,000 daily and about 75,000 on New Year's Eve. The region is home to a variety of other pilgrimage centres, such as the Pancharama Kshetras, Mallikarjuna Jyotirlinga, Kanaka Durga Temple and Kodanda Rama Temple.
The state has several beaches in its coastal districts, such as Rushikonda, Mypadu, Suryalanka, etc.; caves such as Borra Caves; Indian rock-cut architecture depicting Undavalli Caves; and the country's second-longest cave system, the Belum Caves. The valleys and hills include Araku Valley, Horsley Hills, Papi Hills, and Gandikota Gorge. Arma Konda, located in Visakhapatnam district, is the highest peak in the Eastern Ghats.
Museums
The state has 32 museums, which feature a varied collection of ancient sculptures, paintings, idols, weapons, cutlery, inscriptions, and religious artefacts. The Amaravati Archaeological Museum has several archaeological artefacts. Visakha Museum and Telugu Samskruthika Niketanam in Visakhapatnam display historical artefacts of the pre-independence era. Bapu Museum in Vijayawada displays a large collection of artefacts. Advanced projection mapping with graphic, animation, and laser displays is used to tell the history of Kondapalli Fort, utilising the irregular landscapes, ruins, and buildings present in the fort as a screen. It was launched in 2019.
The Archaeological Survey of India identified 135 centrally protected monuments in the state of Andhra Pradesh. These include the reconstructed monuments at Anupu and Nagarjunakonda.
Sports
The Sports Authority of Andhra Pradesh is the governing body that looks after the infrastructure development, coaching, and administration of sports promotion schemes. Dr. YSR Sports School, with classes for grades 4–10 and a focus on tapping rural sports talent, was established in Putlampalli, YSR district, in December 2006.
The ACA-VDCA stadium in Visakhapatnam hosted ODI, T20I, and IPL matches. Andhra Pradesh secured 16 medals at the 36th National Games held in 2022. It was ranked twenty-first in the competition. It won the most medals in athletics. Two silvers and one bronze were won in weightlifting.
Karnam Malleswari is the first female Indian to win an Olympic medal. Pullela Gopichand is a former Indian badminton player. He won the All England Open Badminton Championships in 2001, becoming the second Indian to win after Prakash Padukone. Srikanth Kidambi, a badminton player, is the first Indian to reach the world championships final in 2021 in the men's singles and win a silver medal.
See also
Outline of Andhra Pradesh
Notes
References
Bibliography
External links
Government
General information
South India
States and union territories of India
States and territories established in 1956
1956 establishments in India |
2380 | https://en.wikipedia.org/wiki/Accelerated%20Graphics%20Port | Accelerated Graphics Port | Accelerated Graphics Port (AGP) is a parallel expansion card standard, designed for attaching a video card to a computer system to assist in the acceleration of 3D computer graphics. It was originally designed as a successor to PCI-type connections for video cards. Since 2004, AGP was progressively phased out in favor of PCI Express (PCIe), which is serial, as opposed to parallel; by mid-2008, PCI Express cards dominated the market and only a few AGP models were available, with GPU manufacturers and add-in board partners eventually dropping support for the interface in favor of PCI Express.
Advantages over PCI
AGP is a superset of the PCI standard, designed to overcome PCI's limitations in serving the requirements of the era's high-performance graphics cards.
The primary advantage of AGP is that it doesn't share the PCI bus, providing a dedicated, point-to-point pathway between the expansion slot(s) and the motherboard chipset. The direct connection also allows for higher clock speeds.
The second major change is the use of split transactions, wherein the address and data phases are separated. The card may send many address phases so the host can process them in order, avoiding any long delays caused by the bus being idle during read operations.
Third, PCI bus handshaking is simplified. Unlike PCI bus transactions whose length is negotiated on a cycle-by-cycle basis using the FRAME# and STOP# signals, AGP transfers are always a multiple of 8 bytes long, with the total length included in the request. Further, rather than using the IRDY# and TRDY# signals for each word, data is transferred in blocks of four clock cycles (32 words at AGP 8× speed), and pauses are allowed only between blocks.
Finally, AGP allows (mandatory only in AGP 3.0) sideband addressing, meaning that the address and data buses are separated so the address phase does not use the main address/data (AD) lines at all. This is done by adding an extra 8-bit "SideBand Address" bus over which the graphics controller can issue new AGP requests while other AGP data is flowing over the main 32 address/data (AD) lines. This results in improved overall AGP data throughput.
This great improvement in memory read performance makes it practical for an AGP card to read textures directly from system RAM, while a PCI graphics card must copy it from system RAM to the card's video memory. System memory is made available using the graphics address remapping table (GART), which apportions main memory as needed for texture storage. The maximum amount of system memory available to AGP is defined as the AGP aperture.
History
The AGP slot first appeared on x86-compatible system boards based on Socket 7 Intel P5 Pentium and Slot 1 P6 Pentium II processors. Intel introduced AGP support with the i440LX Slot 1 chipset on August 26, 1997, and a flood of products followed from all the major system board vendors.
The first Socket 7 chipsets to support AGP were the VIA Apollo VP3, SiS 5591/5592, and the ALI Aladdin V. Intel never released an AGP-equipped Socket 7 chipset. FIC demonstrated the first Socket 7 AGP system board in November 1997 as the FIC PA-2012 based on the VIA Apollo VP3 chipset, followed very quickly by the EPoX P55-VP3 also based on the VIA VP3 chipset which was first to market.
Early video chipsets featuring AGP support included the Rendition Vérité V2200, 3dfx Voodoo Banshee, Nvidia RIVA 128, 3Dlabs PERMEDIA 2, Intel i740, ATI Rage series, Matrox Millennium II, and S3 ViRGE GX/2. Some early AGP boards used graphics processors built around PCI and were simply bridged to AGP. This resulted in the cards benefiting little from the new bus, with the only improvement used being the 66 MHz bus clock, with its resulting doubled bandwidth over PCI, and bus exclusivity. Intel's i740 was explicitly designed to exploit the new AGP feature set; in fact it was designed to texture only from AGP memory, making PCI versions of the board difficult to implement (local board RAM had to emulate AGP memory.)
Microsoft first introduced AGP support into Windows 95 OEM Service Release 2 (OSR2 version 1111 or 950B) via the USB SUPPLEMENT to OSR2 patch. After applying the patch the Windows 95 system became Windows 95 version 4.00.950 B. The first Windows NT-based operating system to receive AGP support was Windows NT 4.0 with Service Pack 3, introduced in 1997. Linux support for AGP enhanced fast data transfers was first added in 1999 with the implementation of the AGPgart kernel module.
Later use
With the increasing adoption of PCIe, graphics cards manufacturers continued to produce AGP cards as the standard became obsolete. As GPUs began to be designed to connect to PCIe, an additional PCIe-to-AGP bridge-chip was required to create an AGP-compatible graphics card. The inclusion of a bridge, and the need for a separate AGP card design, incurred additional board costs.
The GeForce 6600 and ATI Radeon X800 XL, released during 2004–2005, were the first bridged cards. In 2009 AGP cards from Nvidia had a ceiling of the GeForce 7 Series. In 2011 DirectX 10-capable AGP cards from AMD vendors (Club 3D, HIS, Sapphire, Jaton, Visiontek, Diamond, etc.) included the Radeon HD 2400, 3450, 3650, 3850, 4350, 4650, and 4670. The HD 5000 AGP series mentioned in the AMD Catalyst software was never available. There were many problems with the AMD Catalyst 11.2 - 11.6 AGP hotfix drivers under Windows 7 with the HD 4000 series AGP video cards; use of 10.12 or 11.1 AGP hotfix drivers is the recommended workaround. Several of the vendors listed above make available past versions of the AGP drivers.
By 2010, no new motherboard chipsets supported AGP and few new motherboards had AGP slots, however some continued to be produced with older AGP-supporting chipsets.
In 2016, Windows 10 version 1607 dropped support for AGP. Possible future removal of support for AGP from open source Linux kernel drivers was considered in 2020.
Versions
Intel released "AGP specification 1.0" in 1997. It specified 3.3 V signals and 1× and 2× speeds. Specification 2.0 documented 1.5 V signaling, which could be used at 1×, 2× and the additional 4× speed and 3.0 added 0.8 V signaling, which could be operated at 4× and 8× speeds. (1× and 2× speeds are physically possible, but were not specified.)
Available versions are listed in the adjacent table.
AGP version 3.5 is only publicly mentioned by Microsoft under Universal Accelerated Graphics Port (UAGP), which specifies mandatory supports of extra registers once marked optional under AGP 3.0. Upgraded registers include PCISTS, CAPPTR, NCAPID, AGPSTAT, AGPCMD, NISTAT, NICMD. New required registers include APBASELO, APBASEHI, AGPCTRL, APSIZE, NEPG, GARTLO, GARTHI.
There are various physical interfaces (connectors); see the Compatibility section.
Official extensions
AGP Pro
An official extension for cards that required more electrical power, with a longer slot with additional pins for that purpose. AGP Pro cards were usually workstation-class cards used to accelerate professional computer-aided design applications employed in the fields of architecture, machining, engineering, simulations, and similar fields.
64-bit AGP
A 64-bit channel was once proposed as an optional standard for AGP 3.0 in draft documents, but it was dropped in the final version of the standard.
The standard allows 64-bit transfer for AGP8× reads, writes, and fast writes; 32-bit transfer for PCI operations.
Unofficial variations
A number of non-standard variations of the AGP interface have been produced by manufacturers.
Internal AGP interface
Ultra-AGP, Ultra-AGPII It is an internal AGP interface standard used by SiS for the north bridge controllers with integrated graphics. The original version supports same bandwidth as AGP 8×, while Ultra-AGPII has maximum 3.2GB/s bandwidth.
PCI-based AGP ports
AGP Express Not a true AGP interface, but allows an AGP card to be connected over the legacy PCI bus on a PCI Express motherboard. It is a technology used on motherboards made by ECS, intended to allow an existing AGP card to be used in a new motherboard instead of requiring a PCIe card to be obtained (since the introduction of PCIe graphics cards few motherboards provide AGP slots). An "AGP Express" slot is basically a PCI slot (with twice the electrical power) with an AGP connector. It offers backward compatibility with AGP cards, but provides incomplete support (some AGP cards do not work with AGP Express) and reduced performance—the card is forced to use the shared PCI bus at its lower bandwidth, rather than having exclusive use of the faster AGP.
AGI The ASRock Graphics Interface (AGI) is a proprietary variant of the Accelerated Graphics Port (AGP) standard. Its purpose is to provide AGP-support for ASRock motherboards that use chipsets lacking native AGP support. However, it is not fully compatible with AGP, and several video card chipsets are known not to be supported.
AGX The EPoX Advanced Graphics eXtended (AGX) is another proprietary AGP variant with the same advantages and disadvantages as AGI. User manuals recommend not using AGP 8× ATI cards with AGX slots.
XGP The Biostar Xtreme Graphics Port is another AGP variant, also with the same advantages and disadvantages as AGI and AGX.
PCIe based AGP ports
AGR The Advanced Graphics Riser is a variation of the AGP port used in some PCIe motherboards made by MSI to offer limited backwards compatibility with AGP. It is, effectively, a modified PCIe slot allowing for performance comparable to an AGP 4×/8× slot, but does not support all AGP cards; the manufacturer published a list of some cards and chipsets that work with the modified slot.
Compatibility
AGP cards are backward and forward compatible within limits. 1.5 V-only keyed cards will not go into 3.3 V slots and vice versa, though "Universal" cards exist which will fit into either type of slot. There are also unkeyed "Universal" slots that will accept either type of card. When an AGP Universal card is plugged-into an AGP Universal slot, only the 1.5 V portion of the card is used. Some cards, like Nvidia's GeForce 6 series (except the 6200) or ATI's Radeon X800 series, only have keys for 1.5 V to prevent them from being installed in older mainboards without 1.5 V support. Some of the last modern cards with 3.3 V support were:
the Nvidia GeForce FX series (FX 5200, FX 5500, FX 5700, some FX 5800, FX 5900 and some FX 5950)
certain GeForce 6 Series and 7 series (few cards were made with 3.3v support except for 6200 where 3.3v support was common)
some GeForce 6200/6600/6800 and GeForce 7300/7600/7800/7900/7950 cards (really uncommon compared to their AGP 1.5v only versions)
the ATI Radeon 9500/9700/9800 (R300/R350) (but not 9600/9800 (R360/RV360)).
AGP Pro cards will not fit into standard slots, but standard AGP cards will work in a Pro slot. Motherboards equipped with a Universal AGP Pro slot will accept a 1.5 V or 3.3 V card in either the AGP Pro or standard AGP configuration, a Universal AGP card, or a Universal AGP Pro card.
Some cards incorrectly have dual notches, and some motherboards incorrectly have fully open slots, allowing a card to be plugged into a slot that does not support the correct signaling voltage, which may damage card or motherboard. Some incorrectly designed older 3.3 V cards have the 1.5 V key.
There are some proprietary systems incompatible with standard AGP; for example, Apple Power Macintosh computers with the Apple Display Connector (ADC) have an extra connector which delivers power to the attached display. Some cards designed to work with a specific CPU architecture (e.g., PC, Apple) may not work with others due to firmware issues.
Mark Allen of Playtools.com made the following comments regarding Practical AGP Compatibility for AGP 3.0 and AGP 2.0:
Power consumption
Actual power supplied by an AGP slot depends upon the card used. The maximum current drawn from the various rails is given in the specifications for the various versions. For example, if maximum current is drawn from all supplies and all voltages are at their specified upper limits, an AGP 3.0 slot can supply up to 48.25 watts; this figure can be used to specify a power supply conservatively, but in practice a card is unlikely ever to draw more than 40 W from the slot, with many using less. AGP Pro provides additional power up to 110 W. Many AGP cards had additional power connectors to supply them with more power than the slot could provide.
Protocol
An AGP bus is a superset of a 66 MHz conventional PCI bus and, immediately after reset, follows the same protocol. The card must act as a PCI target, and optionally may act as a PCI master. (AGP 2.0 added a "fast writes" extension which allows PCI writes from the motherboard to the card to transfer data at higher speed.)
After the card is initialized using PCI transactions, AGP transactions are permitted. For these, the card is always the AGP master and the motherboard is always the AGP target. The card queues multiple requests which correspond to the PCI address phase, and the motherboard schedules the corresponding data phases later. An important part of initialization is telling the card the maximum number of outstanding AGP requests which may be queued at a given time.
AGP requests are similar to PCI memory read and write requests, but use a different encoding on command lines C/BE[3:0] and are always 8-byte aligned; their starting address and length are always multiples of 8 bytes (64 bits). The three low-order bits of the address are used instead to communicate the length of the request.
Whenever the PCI GNT# signal is asserted, granting the bus to the card, three additional status bits ST[2:0] indicate the type of transfer to be performed next. If the bits are 0xx, a previously queued AGP transaction's data is to be transferred; if the three bits are 111, the card may begin a PCI transaction or (if sideband addressing is not in use) queue a request in-band using PIPE#.
AGP command codes
Like PCI, each AGP transaction begins with an address phase, communicating an address and 4-bit command code. The possible commands are different from PCI, however:
000p Read
Read 8×(AD[2:0]+1) = 8, 16, 24, ..., 64 bytes. The least significant bit p is 0 for low-priority, 1 for high.
001x (reserved):
010p Write
Write 8×(AD[2:0]+1) = 8–64 bytes.
011x (reserved):
100p Long read
Read 32×(AD[2:0]+1) = 32, 64, 96, ..., 256 bytes. This is the same as a read request, but the length is multiplied by four.
1010 Flush
Force previously written data to memory, for synchronization. This acts as a low-priority read, taking a queue slot and returning 8 bytes of random data to indicate completion. The address and length supplied with this command are ignored.
1011 (reserved):
1100 Fence
This acts as a memory fence, requiring that all earlier AGP requests complete before any following requests. Ordinarily, for increased performance, AGP uses a very weak consistency model, and allows a later write to pass an earlier read. (E.g. after sending "write 1, write 2, read, write 3, write 4" requests, all to the same address, the read may return any value from 2 to 4. Only returning 1 is forbidden, as writes must complete before following reads.) This operation does not require any queue slots.
1101 Dual address cycle
When making a request to an address above 232, this is used to indicate that a second address cycle will follow with additional address bits. This operates like a regular PCI dual address cycle; it is accompanied by the low-order 32 bits of the address (and the length), and the following cycle includes the high 32 address bits and the desired command. The two cycles make one request, and take only one slot in the request queue. This request code is not used with side-band addressing.
111x (reserved):
AGP 3.0 dropped high-priority requests and the long read commands, as they were little used. It also mandated side-band addressing, thus dropping the dual address cycle, leaving only four request types: low-priority read (0000), low-priority write (0100), flush (1010) and fence (1100).
In-band AGP requests using PIPE#
To queue a request in-band, the card must request the bus using the standard PCI REQ# signal, and receive GNT# plus bus status ST[2:0] equal to 111. Then, instead of asserting FRAME# to begin a PCI transaction, the card asserts the PIPE# signal while driving the AGP command, address, and length on the C/BE[3:0], AD[31:3] and AD[2:0] lines, respectively. (If the address is 64 bits, a dual address cycle similar to PCI is used.) For every cycle that PIPE# is asserted, the card sends another request without waiting for acknowledgement from the motherboard, up to the configured maximum queue depth. The last cycle is marked by deasserting REQ#, and PIPE# is deasserted on the following idle cycle.
Side-band AGP requests using SBA[7:0]
If side-band addressing is supported and configured, the PIPE# signal is not used. (And the signal is re-used for another purpose in the AGP 3.0 protocol, which requires side-band addressing.) Instead, requests are broken into 16-bit pieces which are sent as two bytes across the SBA bus. There is no need for the card to ask permission from the motherboard; a new request may be sent at any time as long as the number of outstanding requests is within the configured maximum queue depth. The possible values are:
0aaa aaaa aaaa alll
Queue a request with the given low-order address bits A[14:3] and length 8×(L[2:0]+1). The command and high-order bits are as previously specified. Any number of requests may be queued by sending only this pattern, as long as the command and higher address bits remain the same.
10cc ccra aaaa aaaa
Use command C[3:0] and address bits A[23:15] for future requests. (Bit R is reserved.) This does not queue a request, but sets values that will be used in all future queued requests.
110r aaaa aaaa aaaa
Use address bits A[35:24] for future requests.
1110 aaaa aaaa aaaa
Use address bits A[47:36] for future requests.
1111 0xxx, 1111 10xx, 1111 110x
Reserved, do not use.
1111 1110
Synchronization pattern used when starting the SBA bus after an idle period.
1111 1111
No operation; no request. At AGP 1× speed, this may be sent as a single byte and a following 16-bit side-band request started one cycle later. At AGP 2× and higher speeds, all side-band requests, including this NOP, are 16 bits long.
Sideband address bytes are sent at the same rate as data transfers, up to 8× the 66 MHz basic bus clock. Sideband addressing has the advantage that it mostly eliminates the need for turnaround cycles on the AD bus between transfers, in the usual case when read operations greatly outnumber writes.
AGP responses
While asserting GNT#, the motherboard may instead indicate via the ST bits that a data phase for a queued request will be performed next. There are four queues: two priorities (low- and high-priority) for each of reads and writes, and each is processed in order. Obviously, the motherboard will attempt to complete high-priority requests first, but there is no limit on the number of low-priority responses which may be delivered while the high-priority request is processed.
For each cycle when the GNT# is asserted and the status bits have the value 00p, a read response of the indicated priority is scheduled to be returned. At the next available opportunity (typically the next clock cycle), the motherboard will assert TRDY# (target ready) and begin transferring the response to the oldest request in the indicated read queue. (Other PCI bus signals like FRAME#, DEVSEL# and IRDY# remain deasserted.) Up to four clock cycles worth of data (16 bytes at AGP 1× or 128 bytes at AGP 8×) are transferred without waiting for acknowledgement from the card. If the response is longer than that, both the card and motherboard must indicate their ability to continue on the third cycle by asserting IRDY# (initiator ready) and TRDY#, respectively. If either one does not, wait states will be inserted until two cycles after they both do. (The value of IRDY# and TRDY# at other times is irrelevant and they are usually deasserted.)
The C/BE# byte enable lines may be ignored during read responses, but are held asserted (all bytes valid) by the motherboard.
The card may also assert the RBF# (read buffer full) signal to indicate that it is temporarily unable to receive more low-priority read responses. The motherboard will refrain from scheduling any more low-priority read responses. The card must still be able to receive the end of the current response, and the first four-cycle block of the following one if scheduled, plus any high-priority responses it has requested.
For each cycle when GNT# is asserted and the status bits have the value 01p, write data is scheduled to be sent across the bus. At the next available opportunity (typically the next clock cycle), the card will assert IRDY# (initiator ready) and begin transferring the data portion of the oldest request in the indicated write queue. If the data is longer than four clock cycles, the motherboard will indicate its ability to continue by asserting TRDY# on the third cycle. Unlike reads, there is no provision for the card to delay the write; if it didn't have the data ready to send, it shouldn't have queued the request.
The C/BE# lines are used with write data, and may be used by the card to select which bytes should be written to memory.
The multiplier in AGP 2×, 4× and 8× indicates the number of data transfers across the bus during each 66 MHz clock cycle. Such transfers use source synchronous clocking with a "strobe" signal (AD_STB[0], AD_STB[1], and SB_STB) generated by the data source. AGP 4× adds complementary strobe signals.
Because AGP transactions may be as short as two transfers, at AGP 4× and 8× speeds it is possible for a request to complete in the middle of a clock cycle. In such a case, the cycle is padded with dummy data transfers (with the C/BE# byte enable lines held deasserted).
Connector pinout
The AGP connector contains almost all PCI signals, plus several additions. The connector has 66 contacts on each side, although 4 are removed for each keying notch. Pin 1 is closest to the I/O bracket, and the B and A sides are as in the table, looking down at the motherboard connector.
Contacts are spaced at 1 mm intervals, however they are arranged in two staggered vertical rows so that there is 2 mm space between pins in each row. Odd-numbered A-side contacts, and even-numbered B-side contacts are in the lower row (1.0 to 3.5 mm from the card edge). The others are in the upper row (3.7 to 6.0 mm from the card edge).
PCI signals omitted are:
The −12 V supply
The third and fourth interrupt requests (INTC#, INTD#)
The JTAG pins (TRST#, TCK, TMS, TDI, TDO)
The SMBus pins (SMBCLK, SMBDAT)
The IDSEL pin; an AGP card connects AD[16] to IDSEL internally
The 64-bit extension (REQ64#, ACK64#) and 66 MHz (M66EN) pins
The LOCK# pin for locked transaction support
Signals added are:
Data strobes AD_STB[1:0] (and AD_STB[1:0]# in AGP 2.0)
The sideband address bus SBA[7:0] and SB_STB (and SB_STB# in AGP 2.0)
The ST[2:0] status signals
USB+ and USB− (and OVERCNT# in AGP 2.0)
The PIPE# signal (removed in AGP 3.0 for 0.8 V signaling)
The RBF# signal
The TYPEDET#, Vregcg and Vreggc pins (AGP 2.0 for 1.5V signaling)
The DBI_HI and DBI_LO signals (AGP 3.0 for 0.8 V signaling only)
The GC_DET# and MB_DET# pins (AGP 3.0 for 0.8V signaling)
The WBF# signal (AGP 3.0 fast write extension)
See also
List of device bandwidths
Serial Digital Video Out for ADD DVI adapter cards
AGP Inline Memory Module
Notes
References
External links
Archived AGP Implementors Forum
AGP specifications: 1.0, 2.0, 3.0, Pro 1.0, Pro 1.1a
AGP Compatibility For Sticklers
AGP pinout
AGP expansion slots
AGP compatibility (with pictures)
PCI Specifications Documents contains AGP specs.
Universal Accelerated Graphics Port (UAGP)
How Stuff Works - AGP
A discussion from 2003 of what AGP aperture is, how it works, and how much memory should be allocated to it.
Macintosh internals
IBM PC compatibles
Intel graphics
Motherboard expansion slot
Peripheral Component Interconnect |
2382 | https://en.wikipedia.org/wiki/Aalen | Aalen | Aalen () is a former Free Imperial City located in the eastern part of the German state of Baden-Württemberg, about east of Stuttgart and north of Ulm. It is the seat of the Ostalbkreis district and is its largest town. It is also the largest town in the Ostwürttemberg region. Since 1956, Aalen has had the status of Große Kreisstadt (major district town). It is noted for its many half-timbered houses constructed from the 16th century through the 18th century.
With an area of 146.63 km2, Aalen is ranked 7th in Baden-Württemberg and 2nd within the Government Region of Stuttgart, after Stuttgart. With a population of about 66,000, Aalen is the 15th most-populated settlement in Baden-Württemberg.
Geography
Situation
Aalen is situated on the upper reaches of the river Kocher, at the foot of the Swabian Jura which lies to the south and south-east, and close to the hilly landscapes of the Ellwangen Hills to the north and the Welland to the north-west.
The west of Aalen's territory is on the foreland of the eastern Swabian Jura, and the north and north-west is on the Swabian-Franconian Forest, both being part of the Swabian Keuper-Lias Plains. The south-west is part of the Albuch, the east is part of the Härtsfeld, these two both being parts of the Swabian Jura.
The Kocher enters the town's territory from Oberkochen to the south, crosses the district of Unterkochen, then enters the town centre, where the Aal flows into it. The Aal is a small river located only within the town's territory. Next, the Kocher crosses the district of Wasseralfingen, then leaves the town for Hüttlingen. Rivers originating near Aalen are the Rems (near Essingen, west of Aalen) and the Jagst (near Unterschneidheim, east of Aalen), both being tributaries of the Neckar, just like the Kocher.
The elevation in the centre of the market square is relative to Normalhöhennull. The territory's lowest point is at the Lein river near Rodamsdörfle, the highest point is the Grünberg's peak near Unterkochen at .
Geology
Aalen's territory ranges over all lithostratigraphic groups of the South German Jurassic: Aalen's south and the Flexner massif are on top of the White Jurassic, the town centre is on the Brown Jurassic, and a part of Wasseralfingen is on the Black Jurassic. As a result, the town advertises itself as a "Geologist's Mecca".
Most parts of the territory are on the Opalinuston-Formation (Opalinum Clay Formation) of the Aalenian subdivision of the Jurassic Period, which is named after Aalen. On the Sandberg, the Schnaitberg and the Schradenberg hills, all in the west of Aalen, the Eisensandstein (Iron Sandstone) formation emerges to the surface. On the other hills of the city, sands (Goldshöfer Sande), gravel and residual rubble prevail.
The historic centre of Aalen and the other areas in the Kocher valley are founded completely on holocenic floodplain loam (Auelehm) and riverbed gravel that have filled in the valley.
Most parts of Dewangen and Fachsenfeld are founded on formations of Jurensismergel (Jurensis Marl), Posidonienschiefer (cf. Posidonia Shale), Amaltheenton (Amalthean Clay), Numismalismergel (Numismalis Marl) and Obtususton (Obtusus Clay, named after Asteroceras obtusum ammonites) moving from south to north, all belonging to the Jurassic and being rich in fossils. They are at last followed by the Trossingen Formation already belonging to the Late Triassic.
Until 1939 iron ore was mined on the Braunenberg hill. (see Tiefer Stollen section).
Extent of the borough
The maximum extent of the town's territory amounts to in a north–south dimension and in an east–west dimension. The area is , which includes 42.2% agriculturally used area and 37.7% of forest. 11.5% are built up or vacant, 6.4% is used by traffic infrastructure. Sporting and recreation grounds and parks comprise 1% , other areas 1.1% .
Boroughs
Aalen's territory consists of the town centre (Kernstadt) and the municipalities
merged from between 1938 (Unterrombach) and 1975 (Wasseralfingen, see mergings section).
The municipalities merged in the course of the latest municipal reform of the 1970s are also called Stadtbezirke (quarters or districts), and are Ortschaften ("settlements") in terms of Baden-Württemberg's Gemeindeordnung (municipal code), which means, each of them has its own council elected by its respective residents (Ortschaftsrat) and is presided by a spokesperson (Ortsvorsteher).
The town centre itself and the merged former municipalities consist of numerous villages (Teilorte), mostly separated by open ground from each other and having their own independent and long-standing history. Some however have been created as planned communities, which were given proper names, but no well-defined borders.
List of villages:
Spatial planning
Aalen forms a Mittelzentrum ("medium-level centre") within the Ostwürttemberg region. Its designated catchment area includes the following municipalities of the central and eastern Ostalbkreis district: Abtsgmünd, Bopfingen, Essingen, Hüttlingen, Kirchheim am Ries, Lauchheim, Neresheim, Oberkochen, Riesbürg and Westhausen, and is interwoven with the catchment area of Nördlingen, situated in Bavaria, east of Aalen.
Climate
As Aalen's territory sprawls on escarpments of the Swabian Jura, on the Albuch and the Härtsfeld landscapes, and its elevation has a range of , the climate varies from district to district.
The weather station the following data originate from is located between the town centre and Wasseralfingen at about and has been in operation since 1991.
The sunshine duration is about 1800 hours per year, which averages 4.93 hours per day. So Aalen is above the German average of 1550 hours per year. However, with 167 days of precipitation, Aalen's region also ranks above the German average of 138. The annual rainfall is , about the average within Baden-Württemberg.
The annual mean temperature is . Here Aalen ranks above the German average of and the Baden-Württemberg average of .
History
Civic history
First settlements
Numerous remains of early civilization have been found in the area. Tools made of flint and traces of Mesolithic human settlement dated between the 8th and 5th millennium BC were found on several sites on the margins of the Kocher and Jagst valleys. On the Schloßbaufeld plateau (appr. ), situated behind Kocherburg castle near Unterkochen, a hill-top settlement was found, with the core being dated to the Bronze Age. In the Appenwang forest near Wasseralfingen, in Goldshöfe, and in Ebnat, tumuli of the Hallstatt culture were found. In Aalen and Wasseralfingen, gold and silver coins left by the Celts were found. The Celts were responsible for the fortifications in the Schloßbaufeld settlement consisting of sectional embankments and a stone wall. Also, Near Heisenberg (Wasseralfingen), a Celtic nemeton has been identified; however, it is no longer readily apparent.
Roman era
After abandoning the Alb Limes (a limes generally following the ridgeline of the Swabian Jura) around 150 AD, Aalen's territory became part of the Roman Empire, in direct vicinity of the then newly erected Rhaetian Limes. The Romans erected a castrum to house the cavalry unit Ala II Flavia milliaria; its remains are known today as Kastell Aalen ("Aalen Roman fort"). The site is west of today's town centre at the bottom of the Schillerhöhe hill. With about 1,000 horsemen and nearly as many grooms, it was the largest fort of auxiliaries along the Rhaetian Limes. There were Civilian settlements adjacent along the south and the east. Around 260 AD, the Romans gave up the fort as they withdrew their presence in unoccupied Germania back to the Rhine and Danube rivers, and the Alamanni took over the region. Based on 3rd- and 4th-century coins found, the civilian settlement continued to exist for the time being. However, there is no evidence of continued civilization between the Roman era and the Middle Ages.
Foundation
Based on discovery of alamannic graves, archaeologists have established the 7th century as the origination of Aalen. In the northern and western walls of St. John's church, which is located directly adjacent to the eastern gate of the Roman fort, Roman stones were incorporated. The building that exists today probably dates to the 9th century.
The first mention of Aalen was in 839, when emperor Louis the Pious reportedly permitted the Fulda monastery to exchange land with the Hammerstadt village, then known as Hamarstat.
Aalen itself was first mentioned in an inventory list of Ellwangen Abbey, dated ca. 1136, as the village Alon, along with a lower nobleman named Conrad of Aalen. This nobleman probably had his ancestral castle at a site south of today's town centre and was subject first to Ellwangen abbey, later to the House of Hohenstaufen, and eventually to the House of Oettingen. 1426 was the last time a member of that house was mentioned in connection with Aalen.
Documents, from the Middle Ages, indicate that the town of Aalen was founded by the Hohenstaufen some time between 1241 and 1246, but at a different location than the earlier village, which was supposedly destroyed in 1388 during the war between the Alliance of Swabian Cities and the Dukes of Bavaria.
Later, it is documented that the counts of Oettingen ruled the town in 1340. They are reported to have pawned the town to Count Eberhard II and subsequently to the House of Württemberg in 1358 or 1359 in exchange for an amount of money.
Imperial City
Designation as Imperial City
During the war against Württemberg, Emperor Charles IV took the town without a fight after a siege. On 3 December 1360, he declared Aalen an Imperial City, that is, a city or town responsible only to the emperor, a status that made it a quasi-sovereign city-state and that it kept until 1803. In 1377, Aalen joined the Alliance of Swabian Cities, and in 1385, the term civitas appears in the town's seal for the first time. In 1398, Aalen was granted the right to hold markets, and in 1401 Aalen obtained proper jurisdiction.
The oldest artistic representation of Aalen was made in 1528. It was made as the basis of a lawsuit between the town and the Counts of Oettingen at the Reichskammergericht in Speyer. It shows Aalen surrounded by walls, towers, and double moats. The layout of the moats, which had an embankment built between them, is recognizable by the present streets named Nördlicher, Östlicher, Südlicher and Westlicher Stadtgraben (Northern, Eastern, Southern and Western Moat respectively). The wall was about tall, 1518 single paces () long and enclosed an area of . During its early years, the town had two town gates: The Upper or Ellwangen Gate in the east, and St. Martin's gate in the south; however due to frequent floods, St. Martin's gate was bricked up in the 14th century and replaced by the Lower or Gmünd Gate built in the west before 1400. Later, several minor side gates were added. The central street market took place on the Wettegasse (today called Marktplatz, "market square") and the Reichsstädter Straße. So the market district stretched from one gate to the other, however in Aalen it was not straight, but with a 90-degree curve between southern (St. Martin's) gate and eastern (Ellwangen) gate.
Around 1500, the civic graveyard was relocated from the town church to St. John's Church, and in 1514, the Vierundzwanziger ("Group of 24") was the first assembly constituted by the citizens.
Reformation
Delegated by Württemberg's Duke Louis III, on 28 June 1575, nearly 30 years after Martin Luther's death, Jakob Andreae, professor and chancellor of the University of Tübingen, arrived in Aalen. The sermon he gave the following day convinced the mayor, the council, and the citizens to adopt the Reformation in the town. Andreae stayed in Aalen for four weeks to help with the change. This brought along enormous changes, as the council forbade the Roman Catholic priests to celebrate masses and give sermons. However, after victories of the imperial armies at the beginning of the Thirty Years' War, the Prince-Provostry of Ellwangen, which still held the right of patronage in Aalen, were able to temporarily bring Catholicism back to Aalen; however after the military successes of the Protestant Union, Protestant church practices were instituted again.
Fire of 1634
On the night of 5 September 1634, two ensigns of the army of Bernard of Saxe-Weimar who were fighting with the Swedes and retreating after the Battle of Nördlingen set fire to two powder carriages, to prevent the war material to fall into Croatian hands and to prevent their advance. The result was a conflagration, that some say destroyed portions of the town. There are differing stories regarding this fire. According to 17th-century accounts, the church and all the buildings, except of the Schwörturm tower, were casualties of the fire, and only nine families survived. 19th century research by Hermann Bauer, Lutheran pastor and local historian, discovered that the 17th-century account is exaggerated, but he does agree that the town church and buildings in a "rather large" semicircle around it were destroyed. The fire also destroyed the town archive housed in an addition to the church, with all of its documents. After the fire, soldiers of both armies went through the town looting. It took nearly 100 years for the town to reach its population of 2,000.
French troops marched through Aalen in 1688 during the Nine Years' War; however, unlike other places, they left without leaving severe damages. The French came through again in 1702 during the War of the Spanish Succession and in 1741 during the War of the Austrian Succession, the latter also caused imperial troops to move through in 1743.
The town church's tower collapsed in 1765, presumably because proper building techniques were not utilized during the reconstruction after the fire of 1634. The collapsing tower struck two children of the tower watchman who died of their injuries, and destroyed the nave, leaving only the altar cross intact. The remaining walls had to be knocked down due to the damage. Reconstruction began the same year, creating the building that exists today.
On 22 November 1749, the so-called Aalen protocol regulating the cohabitation of Lutherans and Roman Catholics in the jointly ruled territory of Oberkochen was signed in Aalen by the Duchy of Württemberg and the Prince-Provostry of Ellwangen. Aalen had been chosen because of its neutral status as a Free Imperial City.
Napoleonic era and end of the Imperial City of Aalen
During the War of the First Coalition (1796), Aalen was looted. The War of the Second Coalition concluded in 1801 with the signing of the Treaty of Lunéville, which led to the German Mediatisation of 1803 that assigned most Imperial Cities to the neighbouring principalities. Aalen was assigned to the Electorate of Württemberg, which later became the Kingdom of Württemberg, and became seat of the District ("Oberamt") of Aalen. During the War of the Third Coalition, on 6 October 1805, Napoleon Bonaparte arrived in Aalen, with an army of 40,000. This event, along with Bavarian and Austrian troops moving in some days later, caused miseries that according to the town clerk "no feather could describe".
In 1811, the municipality of Unterrombach was formed out of some villages previously belonging to Aalen, some to the Barons of Wöllwarth, and the eastern villages were assigned to the municipality of Unterkochen.
In the age of the Napoleonic wars, the town walls were no longer of use, and in the 18th century, with the maintenance of walls, gates and towers becoming more neglected Finally, due to the fact that the funds were lacking, starting in 1800, most towers were demolished, the other buildings followed soon.
Industrial revolution
Before the industrial revolution, Aalen's economy was shaped by its rural setting. Many citizens were pursuing farming besides their craft, such as tanning. In the mid 19th century, there were twelve tanneries in Aalen, due to the proximity of Ulm, an important sales market. Other crafts that added to the economy were weaving mills, which produced linen and woolen goods, and baking of sweet pastry and gingerbread.
In Aalen, industrialisation was a slow process. The first major increase was in the 1840s, when three factories for nails and some other factories emerged. It was the link with the railway network, by the opening of the Rems Railway from Cannstatt to Wasseralfingen in 1861, that brought more industry to Aalen, along with the royal steel mill (later Schwäbische Hüttenwerke) in Wasseralfingen. The Rems Railway's extension to Nördlingen in 1863, the opening of the Brenz Railway in 1864 and of the Upper Jagst Railway in 1866 turned Aalen into a railway hub. Furthermore, between 1901 and its shutdown in 1972, the Härtsfeld Railway connected Aalen with Dillingen an der Donau via Neresheim. Part of becoming a rail hub entailed more jobs based on the rail industry. These included, a maintenance facility, a roundhouse, an administrative office, two track maintenance shops, and a freight station with an industrial branch line. This helped shape Aalen into what today's historians call a "railwayman's town". Starting in 1866, the utilities in town all began to be upgraded. Starting with the Aalen gasworks which were opened and gas lighting was introduced. Then in 1870, a modern water supply system was started and in 1912 the mains electricity. Finally, in 1935, the first electrically powered street lights were installed.
To fight housing shortage during and immediately after World War I, the town set up barracks settlement areas at the Schlauch and Alter Turnplatz grounds. In spite of the industry being crippled by the Great Depression of 1929, the public baths at the Hirschbach creek where modernized, extended and re-opened in 1931.
Nazi era
In the federal election of 1932, the Nazi Party performed below average in Aalen with 25.8% of votes compared to 33.1% on the national level, thus finishing second to the Centre Party which had 26.6% (11.9% nationwide) of the votes, and ahead of the Social Democratic Party of Germany with 19.8% (20.4%). However, the March 1933 federal elections showed that the sentiment had changed as the Nazi Party received 34.1% (still below German average 43.9% nationwide), but by far the leading vote-getter in Aalen, followed by the Centre party at 26.6% (11.3% nationwide) and the Social Democrats 18.6% (18.3% nationwide).
The democratically elected mayor Friedrich Schwarz remained in office until the Nazis removed him from office, in 1934, and replaced him by chairman of the Nazi Party town council head and brewery owner Karl Barth. Karl Barth was a provisional mayor until the more permanent solution of Karl Schübel. In August 1934, the Nazi consumer fair Braune Messe ("brown fair") was held in Aalen.
During Nazi rule in Germany, there were many military offices constructed in Aalen, starting with, in 1936, a military district riding and driving school for Wehrkreis V. The Nazis also built an army replenishment office (Heeresverpflegungsamt), a branch arsenal office (Heeresnebenzeugamt) and a branch army ammunitions institute (Heeresnebenmunitionsanstalt).
Starting in 1935, mergers of neighbouring towns began. In 1938, the Oberamt was transformed into the Landkreis of Aalen and the municipality of Unterrombach was disbanded. Its territory was mostly added to Aalen, with the exception of Hammerstadt, which was added to the municipality of Dewangen. Forst, Rauental and Vogelsang were added to Essingen (in 1952 the entire former municipality of Unterrombach was merged into Aalen, with the exception of Forst, which is part of Essingen until present).
In September 1944, the Wiesendorf concentration camp, a subcamp of Natzweiler-Struthof, was constructed nearby. It was designated for between 200 and 300 prisoners who were utilized for forced labor in industrial businesses nearby. Until the camp's dissolution in February 1945, 60 prisoners died. Between 1946 and 1957, the camp buildings were torn down; however, its foundations are still in place in house Moltkestraße 44/46. Also, there were several other labour camps which existed where prisoners of war along with women and men from occupied countries occupied by Germany were pooled. The prisoners at these other camps had to work for the arms industry in major businesses like Schwäbische Hüttenwerke and the Alfing Keßler machine factory.
In the civic hospital, the deaconesses on duty were gradually replaced by National Socialist People's Welfare nurses. Nazi eugenics led to compulsory sterilization of some 200 persons there.
Fortunately, Aalen avoided most of the combat activity during World War II. It was only during the last weeks of the war that Aalen became a target of air warfare, which led to the destruction and severe damage of parts of the town, the train station, and other railway installations. A series of air attacks lasting for more than three weeks reached its peak on 17 April 1945, when United States Army Air Forces planes bombed the branch arsenal office and the train station. During this raid, 59 people were killed, more than half of them buried by debris, and more than 500 lost their homes. Also, 33 residential buildings, 12 other buildings and 2 bridges were destroyed, and 163 buildings, including 2 churches, were damaged. Five days later, the Nazi rulers of Aalen were unseated by the US forces.
Post-war era
Aalen became part of the State of Baden-Württemberg, upon its creation in 1952. Then, with the Baden-Württemberg territorial reform of 1973, the District of Aalen was merged into the Ostalbkreis district. Subsequently, Aalen became seat of that district, and in 1975, the town's borough attained its present size (see below).
The population of Aalen exceeded the limit of 20,000, which was the requirement for to gain the status of Große Kreisstadt ("major district town") in 1946. On 1 August 1947, Aalen was declared Unmittelbare Kreisstadt ("immediate district town"), and with the creation of the Gemeindeordnung (municipal code) of Baden-Württemberg on 1 April 1956, it was declared Große Kreisstadt.
Religions
On 31 December 2008, 51.1 percent of Aalen were members of the Catholic Church, 23.9 percent were members of the Evangelical-Lutheran Church. About 25 percent belong to other or no religious community or gave no information. The district of Waldhausen was the district with the highest percentage of Roman Catholic inhabitants at 75.6 percent, and the central district was the one with the highest percentage of Evangelical-Lutheran inhabitants at 25.6 percent, as well as those claiming no religious preference at 32.5 percent.
Protestantism
Aalen's population originally was subject to the jus patronatus of Ellwangen Abbey, and thus subject to the Roman Catholic Diocese of Augsburg.
With the assistance of the Duke of Württemberg, in 1575, the reformation was implemented in Aalen. Subsequently, Aalen has been a predominantly Protestant town for centuries, with the exception of the years from 1628 until 1632 (see reformation section). Being an Imperial City, Aalen could govern its clerical matters on its own, so Clerics, organists and choir masters were direct subjects to the council, which thus exerted bishop-like power. There was even a proper hymn book for Aalen. After the transition to Württemberg, in 1803, Aalen became seat of a deanery, with the dean church being the Town Church (with the building constructed from 1765 to 1767 and existing until present). Another popular church is St. John's Church, located on the cemetery and refurbished in 1561.
As Aalen's population grew in the 20th century, more parishes were founded: St. Mark's parish with its church building of 1967 and St. Martin's parish with its church of 1974. In the borough of Unterrombach, Aalen had implemented the reformation as well, but the community remained a chapel-of-ease of Aalen. A proper church, the Christ Church, was erected in 1912 and a proper parish was established in 1947. In Fachsenfeld, the ruling family of Woellwarth resp. of Leinroden implemented the reformation. A parish church was built in 1591, however with an influx of Catholics in the 18th century, a Catholic majority was established. The other districts of present-day Aalen remained mostly catholic after the reformation, however Wasseralfingen established a Lutheran parish in 1891 and a church, St. Magdalene's Church, in 1893. In Unterkochen, after World War II, a parish was established and a church was built in 1960. All four parishes belong to the deanery of Aalen within the Evangelical-Lutheran Church in Württemberg. Furthermore, in Aalen there are Old Pietistic communities.
Catholicism
The few Catholics of today's central district were covered by the parish of Unterkochen until the 19th century, a situation which continued for some years even after completion of St. Mary's Church in 1868, which was constructed by Georg Morlok. However, in 1872 Aalen got its proper parish again, and in 1913, a second Catholic church, Salvator's Church, was completed, and in 1969 the Holy Cross Church was also finished. In 1963, a second parish was set up, and in 1972 it got a new Church, the new St. Mary's Church, which has been erected in place of the old St. Mary's church, which had been torn down in 1968. Another church of the second parish was St. Augustine's Church, which was completed in 1970. Finally, in 1976 and 1988, St. Elizabeth's Church and St. Thomas' Church were completed. Furthermore, in 1963, the St. Michael pastoral care office was built.
Hofherrnweiler has its own Catholic church, St. Boniface's, since 1904. The villages of Dewangen, Ebnat, Hofen, Waldhausen and Wasseralfingen had remained Catholic after reformation, so old parishes and churches persist there. The Assumption of Mary Church in Dewangen has an early Gothic tower and a newly built nave (1875). Mary's Immaculate Conception Church in Ebnat was constructed in 1723; however the church was first mentioned in 1298.
Hofen's Saint George's Church is a fortified church, whose current nave was built between 1762 and 1775. Alongside the church, the Late Gothic St. Odile's Chapel is standing, whose entrance has the year 1462 engraved upon it. Foundations of prior buildings have been dated to the 11th and 13th century.
St. Mary's Church of Unterkochen was first mentioned in 1248, and has served the Catholics of Aalen for a long time. Waldhausen's parish church of St. Nicholas was built between 1699 and 1716. Wasseralfingen at first was a chapel of ease for Hofen, but has since had its own chapel, St. Stephen, built. It was presumably built in 1353 and remodeled in 1832. In 1834, a proper parish was established, which built a new St. Stephen's Church. This new building utilized the Romanesque Revival architecture style and was built between 1881 and 1883, and has since remained the parish's landmark. Also, Fachsenfeld received its own church, named Sacred Heart in 1895. All Catholic parishes within Aalen are today incorporated into four pastoral care units within the Ostalb Deanery of the Diocese of Rottenburg-Stuttgart; however these units also comprise some parishes outside of Aalen. Pastoral Care Unit two comprises the parishes of Essingen, Dewangen and Fachsenfeld, unit four comprises Hofen and Wasseralfingen, unit five comprises both parishes of Aalen's centre and Hofherrnweiler, unit five comprises Waldhausen, Ebnat, Oberkochen and Unterkochen.
Other Christian communities
In addition to the two major religions within Aalen, there are also free churches and other communities, including the United Methodist Church, the Baptists, the Seventh-day Adventist Church and the New Apostolic Church.
Other religions
Until the late 19th century, no Jews were documented within Aalen. In 1886 there were four Jews were living in Aalen, a number that rose to ten in 1900, fell to seven in 1905, and remained so until 1925. Upon the Nazis' rise to power in 1933, seven Jews, including two children, lived in Aalen. During the Kristallnacht in 1938, the vitrines of the three Jewish shops in the town were smashed and their proprietors imprisoned for several weeks. After their release, most Aalen Jews emigrated. The last Jews of Aalen, Fanny Kahn, was forcibly resettled to Oberdorf am Ipf, which had a large Jewish community. Today, a street of Aalen is named after her. The Jew Max Pfeffer returned from Brussels to Aalen in 1948 to continue his shop, but emigrated to Italy in 1967.
In Aalen, there is an Islamic Ditib community, which maintains the D.I.T.I.B. Mosque of Aalen (Central Mosque) located at Ulmer Straße. The mosque's construction started on 30 August 2008. The Islamist Millî Görüş organisation maintains the Fatih Mosque, as well at Ulmer Straße.
Mergings
The present-day make up of Aalen was created on 21 June 1975 by the unification of the cities of Aalen and Wasseralfingen, with the initial name of Aalen-Wasseralfingen. This annexation made Aalen's territory one third larger than its prior size. On 1 July 1975, the name Aalen was revived. Prior to this merger, the town of Aalen had already annexed the following municipalities:
1938: Unterrombach
1 January 1970: Waldhausen
1 July 1972: Ebnat
1 January 1973: Dewangen, Fachsenfeld (including the village of Hangendenbach, which was transferred from Abtsgmünd in 1954) and Unterkochen. The merging of Dewangen nearly doubled the territory of Aalen.
Population's progression and structure
During the Middle Ages and the early modern period, Aalen was just a small town with a few hundred inhabitants. The population grew slowly due to numerous wars, famines and epidemics. It was the beginning of the Industrial Revolution in the 19th century where Aalen's growth accelerated. Whereas in 1803, only 1,932 people inhabited the town, in 1905 it had already increased to 10,442. The number continued to rise and reached 15,890 in 1939.
The influx of refugees and ethnic Germans from Germany's former eastern territories after World War II pushed the population to 31,814 in 1961. The merger with Wasseralfingen on 21 June 1975 added 14,597 persons and resulted in a total population of 65,165 people. On 30 June 2005, the population, which was officially determined by the Statistical Office of Baden-Württemberg, was 67,125.
The following overview shows how the population figures of the borough were ascertained. Until 1823, the figures are mostly estimates, thereafter census results or official updates by the state statistical office. Starting in 1871, the figures were determined by non-uniform method of tabulation using extrapolation.
¹ Census result
On 31 December 2008, Aalen had precisely 66,058 inhabitants, of which 33,579 were female and 32,479 were male. The average age of Aalen's inhabitants rose from 40.5 years in 2000 to 42.4 in 2008. Within the borough, 6,312 foreigners resided, which is 9.56 percent. Of them, the largest percentage are from Turkey (38 percent of all foreigners), the second largest group are from Italy (13 percent), followed by Croatians (6 percent) and Serbs (5 percent).
The number of married residents fell from 32,948 in 1996 to 31,357 in 2007, while the number of divorced residents rose in the same period from 2,625 to 3,859. The number of single residents slightly increased between 1996 and 2004 from 25,902 to 26,268 and fell slightly until 2007 to 26,147. The number of widowed residents fell from 5,036 in 1996 to 4,783 in 2007.
Politics
Aalen has arranged a municipal association with Essingen and Hüttlingen.
Council
Since the local election of 25 May 2014, the town council consists of 51 representatives having a term of five years. The seats are distributed as follows on parties and groups (changes refer to the second last election of 2004):
Mayors
Since 1374, the mayor and the council maintain the government of the town. In the 16th century, the town had two, sometimes three mayors, and in 1552, the council had 13 members. Later, the head of the administration was reorganized several times. In the Württemberg era, the mayor's title was initially called Bürgermeister, then from 1819 it was Schultheiß, and since 1947 it is Oberbürgermeister. The mayor is elected for a term of eight years, and he is chairman and a voting member of the council. He has one deputy with the official title of Erster Bürgermeister ("first mayor") and one with the official title of Bürgermeister ("mayor").
Heads of town in Aalen since 1802
1802–: Theodor Betzler
1812–1819: Ludwig Hölder
1819–1829: Theodor Betzler
1829: Palm
1829–1848: Philipp Ehmann
1848–1873: Gustav Oesterlein
1873–1900: Julius Bausch
1900–1902: Paul Maier
1903–1934: Friedrich Schwarz
1935–1945: Karl Schübel (NSDAP)
1945–1950: Otto Balluff
1950–1975: Karl Schübel (independent)
1976–2005: Ulrich Pfeifle (SPD)
2005–2013: Martin Gerlach (independent)
2013–2021: Thilo Rentschler (SPD)
2021–: Frederick Brütting (SPD)
Coat of arms and flag
Aalen's coat of arms depicts a black eagle with a red tongue on golden background, having a red shield on its breast with a bent silver eel on it. Eagle and eel were first acknowledged as Aalen's heraldic animals in the seal of 1385, with the eagle representing the town's imperial immediacy. After the territorial reform, it was bestowed again by the Administrative District of Stuttgart on 16 November 1976.
The coat of arms' blazon reads: "In gold, the black imperial eagle, with a red breast shield applied to it, therein a bent silver eel" (In Gold der schwarze Reichsadler, belegt mit einem roten Brustschild, darin ein gekrümmter silberner Aal).
Aalen's flag is striped in red and white and contains the coat of arms.
The origin of the town's name is uncertain. Matthäus Merian (1593–1650) presumed the name to originate from its location at the Kocher river, where "frequently eels are caught", while Aal is German for "eel". Other explanations point to Aalen as the garrison of an ala during the Roman empire, respectively to an abridgement of the Roman name "Aquileia" as a potential name of the Roman fort, a name that nearby Heidenheim an der Brenz bore as well. Another interpretation points to a Celtic word aa meaning "water".
Godparenthood
On the occasion of the 1980 Reichsstädter Tage, Aalen took over godparenthood for the more than 3000 ethnic Germans displaced from the Wischau linguistic enclave. 972 of them settled in Aalen in 1946. The "Wischau Linguistic Enclave Society" (Gemeinschaft Wischauer Sprachinsel) regularly organises commemorative meetings in Aalen. Their traditional costumes are stored in the Old Town Hall.
Municipal finances
According to the 2007 municipal poll by the Baden-Württemberg chapter of the German Taxpayers Federation, municipal tax revenues totalling to 54,755 million Euros (2006) resp. 62,148 million Euros (2007) face the following debts:
2006 total: 109.9 million Euros debts (64.639 million of the finance department and 48.508 million of the municipal enterprises and fund assets)
2007 total: 114.5 million Euros debts (69.448 million of the finance department and 45.052 million of the municipal enterprises and fund assets)
Twin towns – sister cities
Aalen is twinned with:
Saint-Lô, France (1978)
Christchurch, United Kingdom (1981)
Tatabánya, Hungary (1987)
Antakya, Turkey (1995); initiated by Ismail Demirtas, who emigrated in 1962 from Turkey to Aalen and was social adviser for foreign employees
Cervia, Italy (2011)
Vilankulo, Mozambique (2018)
The "Twin Towns Society of Aalen" (Städtepartnerschaftsverein Aalen e. V.) promotes friendly relations between Aalen and its twin towns, which comprises mutual exchanges of sports and cultural clubs, schools and other civic institutions. On the occasion of the Reichsstädter Tage, from 11 until 13 September 2009 the first conference of twin towns was held.
Culture and sights
Theatre
The Theater der Stadt Aalen theatre was founded in 1991 and stages 400 to 500 performances a year.
Schubart Literary Award
The town endowed the "Schubart Literary Award" (Schubart-Literaturpreis) in 1955 in tribute to Christian Friedrich Daniel Schubart, who spent his childhood and youth in Aalen. It is one of the earliest literary awards in Baden-Württemberg and is awarded biennially to German-language writers whose work coincide with Schubart's "liberal and enlightened reasoning". It is compensated with 12,000 Euros.
Music
Founded in 1958, the "Music School of the Town of Aalen" today has about 1,500 students taught by 27 music instructors in 30 subjects. In 1977, a symphony orchestra was founded in Aalen, which today is called Aalener Sinfonieorchester, and consists mostly of instructors and students of the music school. It performs three public concerts annually: The "New Year's Concert" in January, the "Symphony Concert" in July and a "Christmas Concert" in December. Beyond that, music festivals regularly take place in Aalen, like the Aalen Jazzfest.
The Aalen volunteer fire department has had a marching band since 1952, whose roots date back to 1883. In 1959, the band received its first glockenspiel from TV host Peter Frankenfeld on the occasion of a TV appearance.
A famous German rapper, designer and singer, that goes under the name of Cro, was born in Aalen and lived his early years here.
Arts
The Kunstverein Aalen was founded in 1983 as a non-profit art association and today is located in the Old Town Hall.
The institution with more than 400 members focuses on solo and group exhibitions by international artists. It belongs to the Arbeitsgemeinschaft Deutscher Kunstvereine (ADKV), an umbrella organization for non-profit art associations.
Museums and memorial sites
Museums
In the central district of Aalen, there are two museums: The "Aalen Limes Museum" (Limesmuseum Aalen) is located at the place of the largest Roman cavalry fort north of the Alps until about 200 AD. It opened in 1964. The museum exhibits numerous objects from the Roman era. The ruins of the cavalry fort located beside the museum is open to museum visitors. Every other year, a Roman festival is held in the area of the museum (see below).
In the Geological-Paleontological Museum located in the historic town hall, there are more than 1500 fossils from the Swabian Jura, including ammonites, ichthyosaurs and corals, displayed.
In the Waldhausen district the Heimatstüble museum of local history has an exhibition on agriculture and rural living.
In the Wasseralfingen district, there are two more museums: The Museum Wasseralfingen comprises a local history exhibition and an art gallery including works of Hermann Plock, Helmut Schuster and Sieger Köder. Also, the stove plate collection of the Schwäbische Hüttenwerke steel mill is exhibited, with artists, modellers and the production sequence of a cast plate from design to final product being presented.
Memorial sites
There is memorial stone at the Schillerlinde tree above Wasseralfingen's ore pit dedicated to four prisoners of the subcamp of Natzweiler-Struthof concentration camp killed there. Also in Wasseralfingen, in the cemetery a memorial with the Polish inscription "To the victims of Hitler" which commemorates the deceased forced labourers buried there.
In 1954, on the Schillerhöhe hill the town erected a bell tower as a memorial to Aalen's victims of both world wars and to the displacement of ethnic Germans. The tower was planned by Emil Leo, the bell was endowed by Carl Schneider. The tower is open on request. Every evening at 18:45 (before 2003: at 19:45), the memorial's bell rings.
Buildings
Churches
The town centre is dominated by the Evangelical-Lutheran St. Nicholas' Church in the heart of the pedestrian area. The church, in its present shape being built between 1765 and 1767, is the only major Late Baroque building in Aalen and is the main church of the Evangelical-Lutheran parish of Aalen.
St. John's Church is located inside of St. John's cemetery in the western centre. The building presumably is from the 9th century and thus is one of Württemberg's oldest existing churches. The interior features frescos from the early 13th century.
For other churches in Aalen, see the Religions section.
Historic Town Hall with "Spy"
The Historic Town Hall was originally built in the 14th century. After the fire of 1634, it was re-constructed in 1636. This building received a clock from Lauterburg, and the Imperial City of Nuremberg donated a Carillon. It features a figurine of the "Spy of Aalen" and historically displayed other figurines, however the latter ones were lost by a fire in 1884. Since then, the Spy resides inside the reconstructed tower and has become a symbol of the town. The building was used as the town hall until 1907. Since 1977, the Geological-Paleontological Museum resides in the Historic Town Hall.
According to legend, the citizens of Aalen owe the "Spy of Aalen" (Spion von Aalen) their town having been spared from destruction by the emperor's army:
The Imperial City of Aalen was once in quarrel with the emperor, and his army was shortly before the gates to take the town. The people of Aalen got scared and thus dispatched their "most cunning" one out into the enemy's camp to spy out the strength of their troops. Without any digression, he went straight into the middle of the enemy camp, which inescapably led to him being seized and presented to the emperor. When the emperor asked him what he had lost here, he answered in Swabian German: "Don't frighten, high lords, I just want to peek how many cannons and other war things you've got, since I am the spy of Aalen". The emperor laughed upon such a blatancy and acted naïvety, steered him all through the camp and then sent him back home. Soon the emperor withdrew with his army as he thought a town such wise guys reside in deserved being spared.
Old Town Hall
The earliest record of the Old Town Hall was in 1575. Its outside wall features the oldest known coat of arms, which is of 1664. Until 1851, the building also housed the Krone-Post hotel, which coincided with being a station of the Thurn und Taxis postal company. It has housed many notable persons. Thus the so-called "Napoleon Window" with its "N" painted on reminds of the stay of French emperor Napoleon Bonaparte in 1805. According to legend, he rammed his head so hard it bled on this window, when he was startled by the noise of his soldiers ridiculing the "Spy of Aalen". The building was used as Aalen's town hall from 1907 until 1975. Today it houses a cabaret café and the stage of the Theatre of the Town of Aalen. The town has adopted the Wischau Linguistic Enclave Society due to their godparenthood and stores their traditional costumes in the building.
Bürgerspital
The Bürgerspital ("Civic Asylum") is a timber-frame house erected on Spritzenhausplatz ("Fire Engine House Square") in 1702. Until 1873, it was used as civic hospital, then, later as a retirement home. After a comprehensive renovation in 1980 it was turned into a senior citizen's community centre.
Limes-Thermen
On a slope of the Langert mountain, south of the town, the Limes-Thermen ("Limes Thermae") hot springs are located. They were built in ancient Roman style and opened in 1985. The health spa is supplied with water about .
Market square
The market square is the historic hub of Aalen and runs along about from the town hall in the south to the Historic Town Hall and the Old Town Hall in the north, where it empties into Radgasse alley. Since 1809, it is site of the weekly market on Wednesday and Saturday. About in front of the Reichsstädter Brunnen fountain at the town hall, the coats of arms of Aalen, its twinned cities and of the Wischau linguistic enclave are paved into the street as mosaic.
Market fountain
In 1705, for the water supply of Aalen a well casing was erected at the northern point of the market square, in front of the Historic Town Hall. It was a present of duke Eberhard Louis. The fountain bore a statue of emperor Joseph I., who was enthroned in 1705 and in 1707 renewed Aalen's Imperial City privileges. The fountain was supplied via a wooden pipe. Excessive water was dissipated through ditches branched from Kocher river. When in the early 1870s Aalen's water network was constructed, the fountain was replaced by a smaller fountain about distant. In 1975, the old market fountain was re-erected in baroque style. It bears a replica of the emperor's statue, with the original statue exhibited in the new town hall's lobby. The cast iron casing plates depict the 1718 coat of arms of the Duchy of Württemberg and the coats of arms of Aalen and of the merged municipalities.
Reichsstädter Brunnen
The Reichsstädter Brunnen fountain ("Imperial Civic Fountain") is located in front of the town hall at the southern point of the market square. It was created by sculptor Fritz Nuss in 1977 to commemorate Aalen's time as an Imperial City (1360–1803). On its circumference is a frieze showing bronze figurines illustrating the town's history.
Radgasse
The Radgasse ("Wheel Alley") features Aalen's oldest façade. Originally a small pond was on its side. The buildings were erected between 1659 and 1662 for peasants with citizenry privileges and renovated in the mid-1980s. The namesake for the alley was the "Wheel" tavern, which was to be found at the site of today's address Radgasse 15.
Tiefer Stollen
The former iron ore pit Wilhelm at Braunenberg hill was converted into the Tiefer Stollen tourist mine in order to remind of the old-day miners' efforts and to maintain it as a memorial of early industrialisation in the Aalen area. It has a mining museum open for visitors, and a mine railway takes visitors deep into the mountain. The Town of Aalen, a sponsorship association, and many citizens volunteered several thousand hours of labour to put the mine into its current state. As far as possible, things were left in the original state. In 1989, a sanitary gallery was established where respiratory diseases are treated within rest cures. Thus the Aalen village of Röthard, where the gallery is located, was awarded the title of "Place with sanitary gallery service" in 2004.
Observatory
The Aalen Observatory was built in 1969 as school observatory for the Schubart Gymnasium. In 2001, it was converted to a public observatory. Since then, it has been managed by the Astronomische Arbeitsgemeinschaft Aalen ("Aalen Astronomical Society"). It is located on Schillerhöhe hill and features two refractive telescopes. They were manufactured by Carl Zeiss AG which has its headquarters in nearby Oberkochen and operates a manufacturing works in Aalen (see below). In the observatory, guided tours and lectures are held regularly.
Windpark Waldhausen
The Windpark Waldhausen wind farm began operations in early 2007. It consists of seven REpower MM92 wind turbines with a nameplate capacity of 2 MW each. The hub height of each wind turbine is , with a rotor diameter of .
Aalbäumle observation tower
The tall Aalbäumle observation tower is built atop Langert mountain. This popular hiking destination was built in 1898 and was remodelled in 1992. It features a good view over Aalen and the Welland region, up to the Rosenstein mountain and Ellwangen. Beneath the tower, an adventure playground and a cabin is located. A flag on the tower signals whether the cabin's restaurant is open.
Natural monuments
The Baden-Württemberg State Institute for Environment, Measurements and Natural Conservation has laid out six protected landscapes in Aalen (the Swabian Jura escarpment between Lautern and Aalen with adjacent territories, the Swabian Jura escarpment between Unterkochen and Baiershofen, the Hilllands around Hofen, the Kugeltal and Ebnater Tal valleys with parts of Heiligental valley and adjacent territories, Laubachtal valley and Lower Lein Valley with side valleys), two sanctuary forests (Glashütte and Kocher Origin), 65 extensive natural monuments, 30 individual natural monuments and the following two protected areas:
The large Dellenhäule protected area between Aalen's Waldhausen district and Neresheim's Elchingen district, created in 1969, is a sheep pasture with juniper and wood pasture of old willow oaks.
The large Goldshöfer Sande protected area was established in 2000 and is situated between Aalen's Hofen district and Hüttlingen. The sands on the hill originated from the Early Pleistocene are of geological importance, and the various grove structures offer habitat to severely endangered bird species.
Sports
The football team, VfR Aalen, was founded in 1921 and played in the 2nd German League between 2012 and 2015, after which they were relegated to 3. Liga. Its playing venue is the Scholz-Arena situated in the west of the town, which bore the name Städtisches Waldstadion Aalen ("Civic Forest Stadium of Aalen") until 2008. From 1939 until 1945, the VfR played in the Gauliga Württemberg, then one of several parallel top-ranking soccer leagues of Germany.
The KSV Aalen wrestles in the Wrestling Federal League. It was German champion in team wrestling in 2010. Its predecessor, the KSV Germania Aalen disbanded in 2005, was German champion eight times and runner-up five times since 1976. Another Aalen club, the TSV Dewangen, wrestled in the Federal League until 2009.
Two American sports, American Football and Baseball, are pursued by the MTV Aalen. Volleyball has been gaining in popularity in Aalen for years. The first men's team of DJK Aalen accomplished qualification for regional league in the season of 2008/09.
The Ostalb ski lifts are located south of the town centre, at the northern slope of the Swabian Jura. The skiing area comprises two platter lifts that have a vertical rise of , with two runs with lengths of and a beginners' run.
Regular events
Reichsstädter Tage
Since 1975, Reichsstädter Tage ("Imperial City days") festival is held annually in the town centre on the second weekend in September. It is deemed the largest festival of the Ostwürttemberg region, and is associated with a shopping Sunday in accordance with the code. The festival is also attended by delegations from the twinned cities. On the town hall square, on Sunday an ecumenical service is held.
Roman Festival
The international Roman Festival (Römertage) are held biannially on the site of the former Roman fort and the modern Limes museum. The festival's ninth event in 2008 was attended by around 11,000 people.
Aalen Jazz Festival
Annually during the second week of November, the Aalen Jazz Festival brings known and unknown artists to Aalen. It has already featured musicians like Miles Davis, B. B. King, Ray Charles, David Murray, McCoy Tyner, Al Jarreau, Esbjörn Svensson and Albert Mangelsdorff. The festival is complemented by individual concerts in spring and summer, and, including the individual concerts, comprises around 25 concerts with a total of about 13,000 visitors.
Economy and infrastructure
In 2008 there were 30,008 employees liable to social insurance living in Aalen. 13,946 (46.5 percent) were employed in the manufacturing sector, 4,715 (15.7 percent) in commerce, catering, hotels and transport, and 11,306 (37.7 percent) in other services. Annually 16,000 employees commute to work, with about 9,000 living in the town and commuting out.
Altogether in Aalen there are about 4,700 business enterprises, 1,100 of them being registered in the trade register. The others comprise 2,865 small enterprises and 701 craft enterprises.
In Aalen, metalworking is the predominant industry, along with machine-building. Other industries include optics, paper, information technology, chemicals, textiles, medical instruments, pharmaceuticals, and food.
Notable enterprises include SHW Automotive (originating from the former Schwäbische Hüttenwerke steel mills and a mill of 1671 in Wasseralfingen), the Alfing Kessler engineering works, the precision tools manufacturer MAPAL Dr. Kress, the snow chain manufacturer RUD Ketten Rieger & Dietz and its subsidiary Erlau, the Gesenkschmiede Schneider forging die smithery, the SDZ Druck und Medien media company, the Papierfabrik Palm paper mill, the alarm system manufacturer Telenot, the laser show provider LOBO electronic and the textile finisher Lindenfarb, which all have their seat in Aalen. A branch in Aalen is maintained by optical systems manufacturer Carl Zeiss headquartered in nearby Oberkochen.
Transport
Rail
Aalen station is a regional railway hub on the Stuttgart-Bad Cannstatt–Nördlingen railway from Stuttgart and , the Aalen–Ulm railway from Ulm and the Goldshöfe–Crailsheim railway to Crailsheim. Until 1972, the Härtsfeld Railway connected Aalen with Dillingen an der Donau via Neresheim. Other railway stations within the town limits are Hofen (b Aalen), Unterkochen, Wasseralfingen and Goldshöfe station. The Aalen-Erlau stop situated in the south is no longer operational.
Aalen station is served at two-hour intervals by trains of Intercity line 61 Karlsruhe–Stuttgart–Aalen–Nuremberg. For regional rail travel, Aalen is served by various lines of the Interregio-Express, Regional-Express and Regionalbahn categories. Since the beginning of 2019, the British company Go-Ahead took over the regional railway business of DB Regio in the region surrounding Aalen. The town also operates the Aalen industrial railway (Industriebahn Aalen), which carries about 250 carloads per year.
Bus
Aalen also is a regional hub in the bus network of OstalbMobil, the transport network of the district Aalen is in. The bus lines are operated and serviced by regional companies like OVA and RBS RegioBus Stuttgart.
Street
The junctions of Aalen/Westhausen and Aalen/Oberkochen connect Aalen with the Autobahn A7 (Würzburg–Füssen). Federal roads (Bundesstraßen) connecting with Aalen are B 19 (Würzburg–Ulm), B 29 (Waiblingen–Nördlingen) and B 290 (Tauberbischofsheim–Westhausen). The Schwäbische Dichterstraße ("Swabian Poets' Route") tourist route established in 1977/78 leads through Aalen.
Several bus lines operate within the borough. The Omnibus-Verkehr Aalen company is one of the few in Germany that use double-decker buses, it has done so since 1966. A district-wide fare system, OstalbMobil, has been in effect since 2007.
Air transport
Stuttgart Airport, offering international connections, is about away, the travel time by train is about 100 Minutes. At Aalen-Heidenheim Airport, located south-east of Aalen, small aircraft are permitted. Gliding airfields nearby are in Heubach and Bartholomä.
Bicycle
Bicycle routes stretching through Aalen are the Deutscher Limes-Radweg ("German Limes Bicycle Route") and the Kocher-Jagst Bicycle Route.
Public facilities
Aalen houses an Amtsgericht (local district court), chambers of the Stuttgart Labour Court, a notary's office, a tax office and an employment agency. It is the seat of the Ostalbkreis district office, of the Aalen Deanery of the Evangelical-Lutheran Church and of the Ostalb deanery of the Roman Catholic Diocese of Rottenburg-Stuttgart.
The Stuttgart administrative court, the Stuttgart Labour Court and the Ulm Social Welfare Court are in charge for Aalen.
Aalen had a civic hospital, which resided in the Bürgerspital building until 1873, then in a building at Alte Heidenheimer Straße. In 1942, the hospital was taken over by the district. The district hospital at the present site of Kälblesrain, known today as Ostalb-Klinikum, was opened in 1955.
Media
The first local newspaper, Der Bote von Aalen ("The Herald of Aalen"), has been published on Wednesdays and Saturdays since 1837.
Currently, local newspapers published in Aalen are the Schwäbische Post, which obtains its supra-regional pages from the Ulm-based Südwestpresse, and the Aalener Nachrichten (erstwhile Aalener Volkszeitung), a local edition of Schwäbische Zeitung in Leutkirch im Allgäu.
Two of Germany's biggest Lesezirkels (magazine rental services) are headquartered in Aalen: Brabandt LZ Plus Media and Lesezirkel Portal.
Regional event magazines are Xaver, åla, ålakultur.
The commercial broadcasters Radio Ton and Radio 7 have studios in Aalen.
Education
A Latin school was first recorded in Aalen in 1447; it was remodeled in 1616 and also later in various buildings that were all situated near the town church, and continued up through the 19th century. In the course of the reformation, a "German school" was established in tandem, being a predecessor of the latter Volksschule school type. In 1860, the Ritterschule was built as a Volksschule for girls; the building today houses the Pestalozzischule. In 1866, a new building was erected for the Latin school and for the Realschule established in 1840. This building, later known as the Alte Gewerbeschule, was torn down in 1975 to free up land for the new town hall. In 1912, the Parkschule building was opened. It was designed by Paul Bonatz and today houses the Schubart-Gymnasium.
The biggest educational institution in the town is the Hochschule Aalen, which was founded in 1962 and focuses on engineering and economics. It is attended by 5000 students on five campuses and employs 129 professors and 130 other lecturers.
The town provides three Gymnasiums, four Realschulen, two Förderschulen (special schools), six combined Grundschulen and Hauptschulen and eight standalone Grundschulen. The Ostalbkreis district provides three vocational schools and three additional special schools. Finally, six non-state schools of various types exist.
The German Esperanto Library (German: Deutsche Esperanto-Bibliothek, Esperanto: Germana Esperanto-Biblioteko) has been located in the building of the town library since 1989.
TV and radio transmission tower
The Südwestrundfunk broadcasting company operates the Aalen transmission tower on the Braunenberg hill. The tower was erected in 1956, it is tall and made of reinforced concrete.
Things named after Aalen
The following vehicles are named "Aalen":
The Lufthansa Boeing 737-500 D-ABJF
The Deutsche Bahn ICE 3 Tz309 (since 2 June 2008)
Notable people
Honorary citizens
Ruland Ayßlinger, composer
Erwin Rommel (1891–1944), Field Marshal of World War II, grew up in Aalen
Paul Edel
Wilhelm Jakob Schweiker (1859–1927), founder of the Aalen Historical Society (Geschichts- und Altertumsverein Aalen) and name giver of the Wilhelm Jakob Schweiker Award
Ulrich Pfeifle, Mayor of Aalen from 1976 until 2005
Persons born in Aalen
Johann Christoph von Westerstetten (1563–1637), Bishop of Eichstätt and counter-reformer
Karl Joseph von Hefele (1809–1893), Roman Catholic theologian, clerical historian and bishop
Karl Wahl (1892–1981), Gauleiter of Swabia, Obergruppenführer
Kurt Jooss (1901–1979), born in Wasseralfingen; dancer, choreographer and dance educator
August Zehender (1903–1945), SS Brigade Commander and Major General of the Waffen-SS
Paul Buck (1911–2006), piano teacher
Bruno Heck (1917–1989), politician of the CDU, former minister of the federal government and CDU secretary general
Hermann Bausinger (1926-2021), cultural scientist
Alfred Bachofer (born 1942), former Lord Mayor of Nürtingen
Walter Adams (born 1945 in Wasseralfingen), middle-distance runner
Ivo Holzinger (born 1948), politician (SPD), Lord Mayor of Memmingen (since 1980)
Werner Sobek (born 1953), architect and structural engineer
Ludwig Leinhos (born 1956), major general of the Bundesluftwaffe
Bernd Hitzler (born 1957), politician, (CDU), Member of Landtag
Martin Gerlach (born 1965), independent politician, mayor of Aalen (2005-2013)
Thomas Zander (born 1967), wrestler, winner of Olympic silver medal and world champion (1994)
Carl-Uwe Steeb (born 1967), retired tennis player
Katrin Bauerfeind (born 1982), radio and TV-presenter
Manuel Fischer (born 1989), footballer
Patrick Funk (born 1990), footballer
Cro (born 1990), Carlo Waibel, singer
Other
Christian Friedrich Daniel Schubart (1739–1791), poet, organ player, composer and journalist; lived in Aalen as a child and adolescent
Rudolf Duala Manga Bell (1873–1914), King of Duala and resistance leader in the German colony of Kamerun, lived in Aalen from 1891 until 1896.
Georg Elser (1903–1945), opponent of Nazism, worked in 1923 as an apprentice carpenter in Aalen.
Werner Bickelhaupt (born 1939), football coach, lives in Aalen since 2004.
Gerhard Thiele (born 1953 in Heidenheim), physicist and former astronaut, attended school in Aalen.
Andreas Beck (born 1987 in Kemerovo/Soviet Union), German footballer, grew up in Aalen.
Notes
References
Further reading
External links
Town of Aalen's website
Geographical information system of the town of Aalen (in German)
Towns in Baden-Württemberg
Ostalbkreis
150s establishments in the Roman Empire
260s disestablishments in the Roman Empire
Populated places established in the 7th century
7th-century establishments in Germany
States and territories established in 1360
1360s establishments in the Holy Roman Empire
1360 establishments in Europe
States and territories disestablished in the 1800s
1803 disestablishments in the Holy Roman Empire
Free imperial cities
Württemberg
Holocaust locations in Germany |
2386 | https://en.wikipedia.org/wiki/American%20Airlines | American Airlines | American Airlines is a major US-based airline headquartered in Fort Worth, Texas, within the Dallas–Fort Worth metroplex. It is the largest airline in the world when measured by scheduled passengers carried and revenue passenger mile. American, together with its regional partners and affiliates, operates an extensive international and domestic network with almost 6,800 flights per day to nearly 350 destinations in 48 countries. American Airlines is a founding member of the Oneworld alliance. Regional service is operated by independent and subsidiary carriers under the brand name American Eagle.
American Airlines and American Eagle operate out of 10 hubs, with Dallas/Fort Worth International Airport (DFW) being its largest. The airline handles more than 200 million passengers annually with an average of more than 500,000 passengers daily. As of 2022, the company employs 129,700 staff members.
History
American Airlines was started in 1930 via a union of more than eighty small airlines. The two organizations from which American Airlines was originated were Robertson Aircraft Corporation and Colonial Air Transport. The former was first created in Missouri in 1921, with both being merged in 1929 into holding company The Aviation Corporation. This, in turn, was made in 1930 into an operating company and rebranded as American Airways. In 1934, when new laws and attrition of mail contracts forced many airlines to reorganize, the corporation redid its routes into a connected system and was renamed American Airlines. The airline fully developed its international business between 1970 and 2000. It purchased Trans World Airlines in 2001.
American had a direct role in the development of the Douglas DC-3, which resulted from a marathon telephone call from American Airlines CEO C. R. Smith to Douglas Aircraft Company founder Donald Wills Douglas Sr., when Smith persuaded a reluctant Douglas to design a sleeper aircraft based on the DC-2 to replace American's Curtiss Condor II biplanes. (The existing DC-2's cabin was wide, too narrow for side-by-side berths.) Douglas agreed to go ahead with development only after Smith informed him of American's intention to purchase 20 aircraft. The prototype DST (Douglas Sleeper Transport) first flew on December 17, 1935, the 32nd anniversary of the Wright Brothers' flight at Kitty Hawk. Its cabin was wide, and a version with 21 seats instead of the 14–16 sleeping berths of the DST was given the designation DC-3. There was no prototype DC-3; the first DC-3 built followed seven DSTs off the production line and was delivered to American Airlines. American Airlines inaugurated passenger service on June 26, 1936, with simultaneous flights from Newark, New Jersey, and Chicago, Illinois.
American also had a direct role in the development of the DC-10, which resulted from a specification from American Airlines to manufacturers in 1966 to offer a widebody aircraft that was smaller than the Boeing 747, but capable of flying similar long-range routes from airports with shorter runways. McDonnell Douglas responded with the DC-10 trijet shortly after the two companies' merger. On February 19, 1968, the president of American Airlines, George A. Spater, and James S. McDonnell of McDonnell Douglas announced American's intention to acquire the DC-10. American Airlines ordered 25 DC-10s in its first order. The DC-10 made its first flight on August 29, 1970, and received its type certificate from the FAA on July 29, 1971. On August 5, 1971, the DC-10 entered commercial service with American Airlines on a round trip flight between Los Angeles and Chicago.
In 2011, due to a downturn in the airline industry, American Airlines' parent company, the AMR Corporation, filed for bankruptcy protection. In 2013, American Airlines merged with US Airways but kept the American Airlines name, as it was the better-recognized brand internationally; the combination of the two airlines resulted in the creation of the largest airline in the United States, and ultimately the world.
Destinations and hubs
Destinations
As of July 2022, American Airlines flies to 269 domestic destinations and 81 international destinations in 58 countries (as of August 2022) in five continents.
Hubs
American currently operates ten hubs.
Charlotte – American's hub for the southeastern United States and secondary Caribbean gateway. Its operations in Concourse E are the largest regional flight operation in the world. American has about 91% of the market share at CLT, making it the largest carrier at the airport. It is a former US Airways hub.
Chicago–O'Hare – American's hub for the Midwest. American has about 35% of the market share at O'Hare, making it the airport's second largest airline after United.
Dallas/Fort Worth – American's hub for the southern United States and largest hub overall. American currently has about 87% of the market share at DFW, making it the largest carrier at the airport. American's corporate headquarters are also in Fort Worth near the airport. DFW serves as American's primary Transpacific hub, primary gateway to Mexico and its secondary gateway to Latin America.
Los Angeles – American's hub for the West Coast and secondary transpacific gateway. Though American has increasingly reduced its network out of Los Angeles, citing many long-haul international routes as unprofitable, it still maintains a handful of transatlantic and transpacific flights.
Miami – American's primary Latin American and Caribbean hub. American has about 68% of the market share in Miami, making it the largest airline at the airport.
New York–JFK – American's primary transatlantic hub, while including other select flights to South America and Asia. Mostly serves destinations with a lot of business traffic. American has about 12% of the market share at JFK, making it the third largest carrier at the airport behind Delta and JetBlue.
New York–LaGuardia – American's second New York hub.
Philadelphia – American's primary Northeast domestic hub and secondary transatlantic hub, primarily for London, Paris, and leisure destinations in Western and Southern Europe. American has about 70% of the market share at PHL, making it the airport's largest airline. Another former US Airways hub.
Phoenix–Sky Harbor – American's Rocky Mountain hub. Currently American has about 33% of the market share at PHX, making it the airport's second-largest airline. Former US Airways hub.
Washington–Reagan – American's hub for the capital of the United States. American has about 49% of the market share at DCA, making it the largest carrier at the airport. Former US Airways hub.
Alliance and codeshare agreements
American Airlines is a member of the Oneworld alliance and has codeshares with the following airlines:
Aer Lingus
Air Tahiti Nui
Alaska Airlines
Cape Air
Cathay Pacific
China Southern Airlines
El Al
Fiji Airways
Gol Transportes Aéreos
Hawaiian Airlines
IndiGo
JetSmart
Jetstar
Jetstar Japan
Level
Korean Air
Malaysia Airlines
Qatar Airways
Royal Air Maroc
Royal Jordanian
Seaborne Airlines
Silver Airways
SriLankan Airlines
Vueling
Joint ventures
In addition to the above codeshares, American Airlines has entered into joint ventures with the following airlines:
British Airways
Finnair
Iberia
Japan Airlines
Qantas
Fleet
As of January 2023, American Airlines operates the largest commercial fleet in the world, comprising 933 aircraft from both Boeing and Airbus, with an additional 161 planned or on order.
Over 80% of American's aircraft are narrow-bodies, mainly Airbus A320 series and the Boeing 737-800. It is the largest A320 series aircraft operator in the world, as well as the largest operator of the A319 and A321 variants. It is the fourth-largest operator of 737 family aircraft and second-largest operator of the 737-800 variant.
American's wide-body aircraft are all Boeing airliners. It is the third-largest operator of the Boeing 787 series and the sixth-largest operator of the Boeing 777 series.
American exclusively ordered Boeing aircraft throughout the 2000s. This strategy shifted on July 20, 2011, when American announced the largest combined aircraft order in history for 460 narrow-body jets including 260 aircraft from the Airbus A320 series. Additional Airbus aircraft joined the fleet in 2013 during the US Airways merger, which operated a nearly all Airbus fleet.
On August 16, 2022, American announced that a deal had been confirmed with Boom Supersonic to purchase at least 20 of their Overture supersonic airliners and potentially up to 60 in total.
American Airlines operates aircraft maintenance and repair bases at the Charlotte, Chicago O'Hare, Dallas–Fort Worth, Pittsburgh, and Tulsa airports.
Only American's widebody planes and its specially-configured Airbus A321T feature seatback entertainment. All other A321 and all Boeing 737 planes were retrofitted with their "Oasis" configuration. While this configuration adds larger overhead bins, it also added more seats, reduced legroom and seat padding, and removed seatback entertainment, which has drawn ire from some travelers.
Cabins
Flagship First
Flagship First is American's international and transcontinental first class product. It is offered only on Boeing 777-300ERs and select Airbus A321s which American designates "A321T". The seats are fully lie-flat and offer direct aisle access with only one on each side of the aisle in each row. As with the airline's other premium cabins, Flagship First offers wider food and beverage options, larger seats, and lounge access at certain airports. American offers domestic Flagship First service on transcontinental routes between New York–JFK and Los Angeles, New York–JFK and San Francisco, New York-JFK and Santa Ana, Boston and Los Angeles, and Miami and Los Angeles, as well as on the standard domestic route between New York-JFK and Boston. The airline will debut new Flagship Suite® premium seats and a revamped aircraft interior for its long-haul fleet with fresh deliveries of its Airbus A321XLR and Boeing 787-9 aircraft, beginning in 2024.
Flagship Business
Flagship Business is American's international and transcontinental business class product. It is offered on all Boeing 777-200ERs, Boeing 777-300ERs, Boeing 787-8s, and Boeing 787-9s, as well as select Airbus A321s. All Flagship Business seats are fully lie-flat. The amenities in Flagship Business include complimentary alcoholic/non-alcoholic beverages, multi-course meals, and lounge access.
Domestic first class
First class is offered on all domestically configured aircraft. Seats range from in width and have of pitch. Dining options include complementary alcoholic and non-alcoholic beverages on all flights as well as standard economy snack offerings, enhanced snack basket selections on flights over , and meals on flights or longer.
Premium Economy is American's economy plus product. It is offered on all widebody aircraft. The cabin debuted on the airline's Boeing 787-9s in late 2016 and is also available on Boeing 777-200s and -300s, and Boeing 787-8s. Premium Economy seats are wider than seats in the main cabin (American's economy cabin) and provide more amenities: Premium Economy customers get two free checked bags, priority boarding, and enhanced food and drink service including free alcohol. This product made American Airlines the first U.S. carrier to offer a four-cabin aircraft.
Main Cabin Extra is American's enhanced economy product. It is available on all of the mainline fleet and American Eagle aircraft. Main Cabin Extra seats include greater pitch than is available in main cabin, along with free alcoholic beverages and boarding one group ahead of main cabin. American retained Main Cabin Extra when the new Premium Economy product entered service in late 2016.
Main Cabin
Main Cabin (economy class) is American's economy product and is found on all mainline and regional aircraft in its fleet. Seats range from in width and have of pitch. American markets a number of rows within the main cabin immediately behind Main Cabin Extra as "Main Cabin Preferred", which require an extra charge to select for those without status.
American Airlines marketed increased legroom in economy class as "More Room Throughout Coach", also referred to as "MRTC", starting in February 2000. Two rows of economy class seats were removed on domestic narrowbody aircraft, resulting in more than half of all standard economy seats having a pitch of or more. Amid financial losses, this scheme was discontinued in 2004.
On many routes, American also offers Basic Economy, the airline's lowest main cabin fare. Basic Economy consists of a Main Cabin ticket with numerous restrictions including waiting until check-in for a seat assignment, no upgrades or refunds, and boarding in the last group. Originally Basic Economy passengers could only carry a personal item, but American later revised their Basic Economy policies to allow for a carry-on bag.
In May 2017, American announced it would be adding more seats to some of its Boeing 737 MAX 8 jets and reducing overall legroom in the basic economy class. The last three rows were to lose , going from the current . The remainder of the main cabin was to have of legroom. This "Project Oasis" seating configuration has since been expanded to all 737 MAX 8s as well as standard Boeing 737-800 and non-transcontinental Airbus A321 jets. New Airbus A321neo jets have been delivered with the same configuration. This configuration has been considered unpopular with passengers, especially American's frequent flyers, as the new seats have less padding, less legroom, and no seatback entertainment.
Reward programs
AAdvantage
AAdvantage is the frequent flyer program for American Airlines. It was launched on May 1, 1981, and it remains the largest frequent flyer program with over 115 million members as of 2021. Miles accumulated in the program allow members to redeem tickets, upgrade service class, or obtain free or discounted car rentals, hotel stays, merchandise, or other products and services through partners. The most active members, based on the accumulation of Loyalty Points with American Airlines, are designated AAdvantage Gold, AAdvantage Platinum, AAdvantage Platinum Pro, and AAdvantage Executive Platinum elite members, with privileges such as separate check-in, priority upgrade, and standby processing, or free upgrades. AAdvantage status correspond with Oneworld status levels allowing elites to receive reciprocal benefits from American's oneworld partner airlines.
AAdvantage co-branded credit cards are also available and offer other benefits. The cards are issued by CitiCards, a subsidiary of Citigroup, Barclaycard, and Bilt card in the United States, by several banks including Butterfield Bank and Scotiabank in the Caribbean, and by Banco Santander in Brazil.
AAdvantage allows one-way redemption, starting at 7,500 miles.
Admirals Club
The Admirals Club was conceived by AA president C.R. Smith as a marketing promotion shortly after he was made an honorary Texas Ranger. Inspired by the Kentucky colonels and other honorary title designations, Smith decided to make particularly valued passengers "admirals" of the "Flagship fleet" (AA called its aircraft "Flagships" at the time). The list of admirals included many celebrities, politicians, and other VIPs, as well as more "ordinary" customers who had been particularly loyal to the airline.
There was no physical Admirals Club until shortly after the opening of LaGuardia Airport. During the airport's construction, New York Mayor Fiorello LaGuardia had an upper-level lounge set aside for press conferences and business meetings. At one such press conference, he noted that the entire terminal was being offered for lease to airline tenants; after a reporter asked whether the lounge would be leased as well, LaGuardia replied that it would, and a vice president of AA immediately offered to lease the premises. The airline then procured a liquor license and began operating the lounge as the "Admirals Club" in 1939.
The second Admirals Club opened at Washington National Airport. Because it was illegal to sell alcohol in Virginia at the time, the club contained refrigerators for the use of its members, so they could store their liquor at the airport. For many years, membership in the Admirals Club (and most other airline lounges) was by the airline's invitation. After a passenger sued for discrimination, the club switched to a paid membership program in 1974.
Flagship Lounge
Though affiliated with the Admirals Club and staffed by many of the same employees, the Flagship Lounge is a separate lounge specifically designed for customers flying in first class and business class on international flights and transcontinental domestic flights.
Corporate affairs
Business trends
The key trends for American Airlines are (as of the financial year ending 31 December):
Ownership and structure
American Airlines, Inc., is publicly traded through its parent company, American Airlines Group Inc., under NASDAQ: AAL , with a market capitalization of about $12 billion as of 2019, and is included in the S&P 500 index.
American Eagle is a network of six regional carriers that operate under a codeshare and service agreement with American, operating flights to destinations in the United States, Canada, the Caribbean, and Mexico. Three of these carriers are independent and three are subsidiaries of American Airlines Group: Envoy Air Inc., Piedmont Airlines, Inc., and PSA Airlines Inc.
Headquarters
American Airlines is headquartered across several buildings in Fort Worth, Texas that it calls the "Robert L. Crandall Campus" in honor of former president and CEO Robert Crandall. The square-foot, five-building office complex called was designed by Pelli Clarke Pelli Architects. The campus is located on 300 acres, adjacent to Dallas/Fort Worth International Airport, American's fortress hub.
Before it was headquartered in Texas, American Airlines was headquartered at 633 Third Avenue in the Murray Hill area of Midtown Manhattan, New York City. In 1979, American moved its headquarters to a site at Dallas/Fort Worth International Airport, which affected up to 1,300 jobs. Mayor of New York City Ed Koch described the move as a "betrayal" of New York City. American moved to two leased office buildings in Grand Prairie, Texas. On January 17, 1983, the airline finished moving into a $150 million ($ when adjusted for inflation), facility in Fort Worth; $147 million (about $ when adjusted for inflation) in Dallas/Fort Worth International Airport bonds financed the headquarters. The airline began leasing the facility from the airport, which owns the facility. Following the merger of US Airways and American Airlines, the new company consolidated its corporate headquarters in Fort Worth, abandoning the US Airways headquarters in Phoenix, AZ.
As of 2015, American Airlines is the corporation with the largest presence in Fort Worth.
In 2015, American announced that it would build a new headquarters in Fort Worth. Groundbreaking began in the spring of 2016 and occupancy completed in September 2019. The airline plans to house 5,000 new workers in the building.
It will be located on a property adjacent to the airline's flight academy and conference and training center, west of Texas State Highway 360, west from the current headquarters. The airline will lease a total of from Dallas–Fort Worth International Airport and this area will include the headquarters. Construction of the new headquarters began after the demolition of the Sabre facility, previously on the site.
The airline considered developing a new headquarters in Irving, Texas, on the old Texas Stadium site, before deciding to keep the headquarters in Fort Worth.
Corporate identity
Logo
In 1931, Goodrich Murphy, an American employee, designed the AA logo as an entry in a logo contest. The eagle in the logo was copied from a Scottish hotel brochure. The logo was redesigned by Massimo Vignelli in 1967. Thirty years later, in 1997, American Airlines was able to make its logo Internet-compatible by buying the domain AA.com. AA is also American's two-letter IATA airline designator.
On January 17, 2013, American launched a new rebranding and marketing campaign with FutureBrand dubbed, "A New American". This included a new logo, which includes elements of the 1967 logo.
American Airlines faced difficulty obtaining copyright registration for their 2013 logo. On June 3, 2016, American Airlines sought to register it with the United States Copyright Office, but in October of that year, the Copyright Office ruled that the logo was ineligible for copyright protection, as it did not pass the threshold of originality, and was thus in the public domain. American requested that the Copyright Office reconsider, but on January 8, 2018, the Copyright Office affirmed its initial determination. After American Airlines submitted additional materials, the Copyright Office reversed its decision on December 7, 2018, and ruled that the logo contained enough creativity to merit copyright protection.
Aircraft livery
American's early liveries varied widely, but a common livery was adopted in the 1930s, featuring an eagle painted on the fuselage. The eagle became a symbol of the company and inspired the name of American Eagle Airlines. Propeller aircraft featured an international orange lightning bolt running down the length of the fuselage, which was replaced by a simpler orange stripe with the introduction of jets.
In the late 1960s, American commissioned designer Massimo Vignelli to develop a new livery. The original design called for a red, white, and blue stripe on the fuselage, and a simple "AA" logo, without an eagle, on the tail; instead, Vignelli created a highly stylized eagle, which remained the company's logo until January 16, 2013.
On January 17, 2013, American unveiled a new livery. Before then, American had been the only major U.S. airline to leave most of its aircraft surfaces unpainted. This was because C. R. Smith would not say he liked painted aircraft and refused to use any liveries that involved painting the entire plane. Robert "Bob" Crandall later justified the distinctive natural metal finish by noting that less paint reduced the aircraft's weight, thus saving on fuel costs.
In January 2013, American launched a new rebranding and marketing campaign dubbed, "The New American". In addition to a new logo, American Airlines introduced a new livery for its fleet. The airline calls the new livery and branding "a clean and modern update". The current design features an abstract American flag on the tail, along with a silver-painted fuselage, as a throw-back to the old livery. The new design was painted by Leading Edge Aviation Services in California. Doug Parker, the incoming CEO indicated that the new livery could be short-lived, stating that "maybe we need to do something slightly different than that ... The only reason this is an issue now is that they just did it right in the middle, which kind of makes it confusing, so that gives us an opportunity, actually, to decide if we are going to do something different because we have so many airplanes to paint". The current logo and livery have had mixed criticism, with Design Shack editor Joshua Johnson writing that they "boldly and proudly communicate the concepts of American pride and freedom wrapped into a shape that instantly makes you think about an airplane", and AskThePilot.com author Patrick Smith describing the logo as 'a linoleum knife poking through a shower curtain'. Later in January 2013, Bloomberg asked the designer of the 1968 American Airlines logo (Massimo Vignelli) on his opinion over the rebranding.
In the end, American let their employees decide the new livery's fate. On an internal website for employees, American posted two options, one the new livery and one a modified version of the old livery. All of the American Airlines Group employees (including US Airways and other affiliates) were able to vote. American ultimately decided to keep the new look. Parker announced that American would keep a US Airways and America West heritage aircraft in the fleet, with plans to add a heritage TWA aircraft and a heritage American plane with the old livery. As of September 2019, American has heritage aircraft for Piedmont, PSA, America West, US Airways, Reno Air, TWA, and AirCal in their fleet. They also have two AA branded heritage 737-800 aircraft, an AstroJet N905NN, and the polished aluminum livery used from 1967 to 2013, N921NN.
Customer Service
American, both before and after the merger with US Airways, has consistently performed poorly in rankings. The Wall Street Journal's annual airline rankings have ranked American as the worst or second-worst U.S. carrier for ten of the past twelve years, and in the bottom three of U.S. Airlines for at least the past twelve years. The airline has persistently performed poorly in the areas of losing checked luggage and bumping passengers due to oversold flights.
Worker relations
The main representatives of key groups of employees are:
The Allied Pilots Association is an in-house union which represents the nearly 15,000 American Airlines pilots; it was created in 1963 after the pilots left the Air Line Pilots Association (ALPA). However the majority of American Eagle pilots are ALPA members.
The Association of Professional Flight Attendants represents American Airlines flight attendants, including former USAirways flight attendants.
Flight attendants at wholly owned regional carriers (Envoy, Piedmont, and PSA) are all represented by Association of Flight Attendants – Communications Workers of America (AFA-CWA). US Airways flight attendants were active members of AFA-CWA before the merger, and they are honorary lifetime members. AFA-CWA is the largest flight attendant union in the industry.
The Transport Workers Union-International Association of Machinists alliance (TWU-IAM) represents the majority of American Airlines employed fleet service agents, mechanics, and other ground workers.
American's customer service and gate employees belong to the Communications Workers of America/International Brotherhood of Teamsters Passenger Service Association.
Concerns and conflicts
Environmental violations
Between October 1993 to July 1998, American Airlines was repeatedly cited for using high-sulfur fuel in motor vehicles at 10 major airports around the country, a violation of the Clean Air Act.
Lifetime AAirpass
Since 1981, as a means of creating revenue in a period of loss-making, American Airlines had offered a lifetime pass of unlimited travel, for the initial cost of $250,000. This entitled the pass holder to fly anywhere in the world. Twenty-eight were sold. However, after some time, the airline realized they were making losses on the tickets, with the ticketholders costing them up to $1 million each. Ticketholders were booking large numbers of flights with some ticketholders flying interstate for lunch or flying to London multiple times a month. AA raised the cost of the lifetime pass to $3 million, and then finally stopped offering it in 2003. AA then used litigation to cancel two of the lifetime offers, saying the passes "had been terminated due to fraudulent activity".
Cabin fume events
In 1988, on American Airlines Flight 132's approach into Nashville, flight attendants notified the cockpit that there was smoke in the cabin. The flight crew in the cockpit ignored the warning, as on a prior flight, a fume event had occurred due to a problem with the auxiliary power unit. However, the smoke on Flight 132 was caused by improperly packaged hazardous materials. According to the NTSB inquiry, the cockpit crew persistently refused to acknowledge that there was a serious threat to the aircraft or the passengers, even after they were told that the floor was becoming soft and passengers had to be reseated. As a result, the aircraft was not evacuated immediately on landing, exposing the crew and passengers to the threat of smoke and fire longer than necessary.
On April 11, 2007, toxic smoke and oil fumes leaked into the aircraft cabin as American Airlines Flight 843 taxied to the gate. A flight attendant who was present in the cabin subsequently filed a lawsuit against Boeing, stating that she was diagnosed with neurotoxic disorder due to her exposure to the fumes, which caused her to experience memory loss, tremors, and severe headaches. She settled with the company in 2011.
In 2009, Mike Holland, deputy chairman for radiation and environmental issues at the Allied Pilots Association and an American Airlines pilot, said that the pilot union had started alerting pilots of the danger of contaminated bleed air, including contacting crew members that the union thinks were exposed to contamination based on maintenance records and pilot logs.
In a January 2017 incident on American Airlines Flight 1896, seven flight attendants were hospitalized after a strange odor was detected in the cabin. The Airbus A330 involved subsequently underwent a "thorough maintenance inspection", having been involved in three fume events in three months.
In August 2018, American Airlines flight attendants picketed in front of the Fort Worth company headquarters over a change in sick day policy, complaining that exposure to ill passengers, toxic uniforms, toxic cabin air, radiation exposure, and other issues were causing them to be sick.
In January 2019, two pilots and three flight attendants on Flight 1897 from Philadelphia to Fort Lauderdale were hospitalized following complaints of a strange odor.
Discrimination complaints
On October 24, 2017, the NAACP issued a travel advisory for American Airlines urging African Americans to "exercise caution" when traveling with the airline. The NAACP issued the advisory after four incidents. In one incident, a black woman was moved from first class to coach while her white traveling companion was allowed to remain in first class. In another incident, a black man was forced to give up his seats after being confronted by two unruly white passengers. According to the NAACP, while they did receive complaints on other airlines, most of their complaints in the year before their advisory were on American Airlines. In July 2018, the NAACP lifted their travel advisory saying that American has made improvements to mitigate discrimination and unsafe treatment of African Americans.
Accidents and incidents
As of March 2019, the airline has had almost sixty aircraft hull losses, beginning with the crash of an American Airways Ford 5-AT-C Trimotor in August 1931. Of these most were propeller driven aircraft, including three Lockheed L-188 Electra turboprop aircraft (of which one, the crash in 1959 of Flight 320, resulted in fatalities). The two accidents with the highest fatalities in both the airline's and U.S. aviation history were Flight 191 in 1979 and Flight 587 in 2001.
Out of the 17 hijackings of American Airlines flights, two aircraft were hijacked and destroyed in the September 11 attacks: Flight 11 crashed into the north facade of the North Tower of the World Trade Center, and Flight 77 crashed into the Pentagon; both were bound for LAX from Boston Logan International Airport and Washington Dulles International Airport respectively.
Other accidents include the Flight 383 engine failure and fire in 2016. There were two training flight accidents in which the crew were killed and six that resulted in no fatalities. Another four jet aircraft have been written off due to incidents while they were parked between flights or while undergoing maintenance.
Carbon footprint
American Airlines reported total CO2e emissions (direct and indirect) for the twelve months ending December 31, 2020, at 20,092 Kt (-21,347 /-51.5% y-o-y). The company aims to achieve net zero carbon emissions by 2050.
See also
AAirpass
Air transportation in the United States
List of airlines of the United States
List of airports in the United States
U.S. Airways, which merged with American Airlines in 2013
Notes and references
Notes
References
Further reading
External links
Official American Airlines Vacations website
1934 establishments in the United States
Airlines based in Texas
Airlines established in 1934
Airlines for America members
American Airlines Group
American companies established in 1934
Aviation in Arizona
Companies based in Fort Worth, Texas
Companies that filed for Chapter 11 bankruptcy in 2011 |
2388 | https://en.wikipedia.org/wiki/Antidepressant | Antidepressant | Antidepressants are a class of medications used to treat major depressive disorder, anxiety disorders, chronic pain, and addiction.
Common side effects of antidepressants include dry mouth, weight gain, dizziness, headaches, akathisia, sexual dysfunction, and emotional blunting. There is an increased risk of suicidal thinking and behavior when taken by children, adolescents, and young adults. Discontinuation syndrome, which resembles recurrent depression in the case of the SSRI class, may occur after stopping the intake of any antidepressant, having effects which may be permanent and irreversible.
Research regarding the effectiveness of antidepressants for depression in adults is controversial and has found both benefits and drawbacks. Meanwhile, evidence of benefit in children and adolescents is unclear, even though antidepressant use has considerably increased in children and adolescents in the 2000s. While a 2018 study found that the 21 most commonly prescribed antidepressant medications were slightly more effective than placebos for the short-term (acute) treatments of adults with major depressive disorder, other research has found that the placebo effect may account for most or all of the drugs' observed efficacy.
Research on the effectiveness of antidepressants is generally done on people who have severe symptoms, a population that exhibits much weaker placebo responses, meaning that the results may not be extrapolated to the general population that has not (or has not yet) been diagnosed with anxiety or depression.
Medical uses
Antidepressants are prescribed to treat major depressive disorder (MDD), anxiety disorders, chronic pain, and some addictions. Antidepressants are often used in combination with one another.
Despite its longstanding prominence in pharmaceutical advertising, the idea that low serotonin levels cause depression is not supported by scientific evidence. Proponents of the monoamine hypothesis of depression recommend choosing an antidepressant which impacts the most prominent symptoms. Under this practice, for example, a person with MDD who is also anxious or irritable would be treated with selective serotonin reuptake inhibitors (SSRIs) or norepinephrine reuptake inhibitors, while a person suffering from loss of energy and enjoyment of life would take a norepinephrine–dopamine reuptake inhibitor.
Major depressive disorder
The UK National Institute for Health and Care Excellence (NICE)'s 2022 guidelines indicate that antidepressants should not be routinely used for the initial treatment of mild depression, "unless that is the person's preference". The guidelines recommended that antidepressant treatment be considered:
For people with a history of moderate or severe depression.
For people with mild depression that has been present for an extended period.
As a first-line treatment for moderate to severe depression.
As a second-line treatment for mild depression that persists after other interventions.
The guidelines further note that in most cases, antidepressants should be used in combination with psychosocial interventions and should be continued for at least six months to reduce the risk of relapse and that SSRIs are typically better tolerated than other antidepressants.
American Psychiatric Association (APA) treatment guidelines recommend that initial treatment be individually tailored based on factors including the severity of symptoms, co-existing disorders, prior treatment experience, and the person's preference. Options may include antidepressants, psychotherapy, electroconvulsive therapy (ECT), transcranial magnetic stimulation (TMS), or light therapy. The APA recommends antidepressant medication as an initial treatment choice in people with mild, moderate, or severe major depression, and that should be given to all people with severe depression unless ECT is planned.
Reviews of antidepressants generally find that they benefit adults with depression. On the other hand, some contend that most studies on antidepressant medication are confounded by several biases: the lack of an active placebo, which means that many people in the placebo arm of a double-blind study may deduce that they are not getting any true treatment, thus destroying double-blindness; a short follow up after termination of treatment; non-systematic recording of adverse effects; very strict exclusion criteria in samples of patients; studies being paid for by the industry; selective publication of results. This means that the small beneficial effects that are found may not be statistically significant.
Among the 21 most commonly prescribed antidepressants, the most effective and well-tolerated are escitalopram, paroxetine, sertraline, agomelatine, and mirtazapine. For children and adolescents with moderate to severe depressive disorder, some evidence suggests fluoxetine (either with or without cognitive behavioral therapy) is the best treatment, but more research is needed to be certain. Sertraline, escitalopram, and duloxetine may also help reduce symptoms.
A 2023 systematic review and meta-analysis of randomized controlled trials of antidepressants for major depressive disorder found that the medications provided only small or doubtful benefits in terms of quality of life. Likewise, a 2022 systematic review and meta-analysis of randomized controlled trials of antidepressants for major depressive disorder in children and adolescents found small improvements in quality of life. Quality of life as an outcome measure is often selectively reported in trials of antidepressants.
Anxiety disorders
For children and adolescents, fluvoxamine is effective in treating a range of anxiety disorders. Fluoxetine, sertraline, and paroxetine can also help with managing various forms of anxiety in children and adolescents.
Meta-analyses of published and unpublished trials have found that antidepressants have a placebo-subtracted effect size (standardized mean difference or SMD) in the treatment of anxiety disorders of around 0.3, which equates to a small improvement and is roughly the same magnitude of benefit as their effectiveness in the treatment of depression. The effect size (SMD) for improvement with placebo in trials of antidepressants for anxiety disorders is approximately 1.0, which is a large improvement in terms of effect size definitions. In relation to this, most of the benefit of antidepressants for anxiety disorders is attributable to placebo responses rather than to the effects of the antidepressants themselves.
Generalized anxiety disorder
Antidepressants are recommended by the National Institute for Health and Care Excellence (NICE) for the treatment of generalized anxiety disorder (GAD) that has failed to respond to conservative measures such as education and self-help activities. GAD is a common disorder in which the central feature is excessively worrying about numerous events. Key symptoms include excessive anxiety about events and issues going on around them and difficulty controlling worrisome thoughts that persists for at least 6 months.
Antidepressants provide a modest to moderate reduction in anxiety in GAD. The efficacy of different antidepressants is similar.
Social anxiety disorder
Some antidepressants are used as a treatment for social anxiety disorder, but their efficacy is not entirely convincing, as only a small proportion of antidepressants showed some effectiveness for this condition. Paroxetine was the first drug to be FDA-approved for this disorder. Its efficacy is considered beneficial, although not everyone responds favorably to the drug. Sertraline and fluvoxamine extended-release were later approved for it as well, while escitalopram is used off-label with acceptable efficiency. However, there is not enough evidence to support Citalopram for treating social anxiety disorder, and fluoxetine was no better than a placebo in clinical trials. SSRIs are used as a first-line treatment for social anxiety, but they do not work for everyone. One alternative would be venlafaxine, an SNRI, which has shown benefits for social phobia in five clinical trials against a placebo, while the other SNRIs are not considered particularly useful for this disorder as many of them did not undergo testing for it. , it is unclear if duloxetine and desvenlafaxine can provide benefits for people with social anxiety. However, another class of antidepressants called MAOIs are considered effective for social anxiety, but they come with many unwanted side effects and are rarely used. Phenelzine was shown to be a good treatment option, but its use is limited by dietary restrictions. Moclobemide is a RIMA and showed mixed results, but still received approval in some European countries for social anxiety disorder. TCA antidepressants, such as clomipramine and imipramine, are not considered effective for this anxiety disorder in particular. This leaves out SSRIs such as paroxetine, sertraline, and fluvoxamine CR as acceptable and tolerated treatment options for this disorder.
Obsessive–compulsive disorder
SSRIs are a second-line treatment for adult obsessive–compulsive disorder (OCD) with mild functional impairment, and a first-line treatment for those with moderate or severe impairment.
In children, SSRIs are considered as a second-line therapy in those with moderate-to-severe impairment, with close monitoring for psychiatric adverse effects. Sertraline and fluoxetine are effective in treating OCD for children and adolescents.
Clomipramine, a TCA drug, is considered effective and useful for OCD. However, it is used as a second-line treatment because it is less well-tolerated than SSRIs. Despite this, it has not shown superiority to fluvoxamine in trials. All SSRIs can be used effectively for OCD. SNRI use may also be attempted, though no SNRIs have been approved for the treatment of OCD. Despite these treatment options, many patients remain symptomatic after initiating the medication, and less than half achieve remission.
Placebo responses are a large component of the benefit of antidepressants in the treatment of depression and anxiety. However, placebo responses with antidepressants are lower in magnitude in the treatment of OCD compared to depression and anxiety. A 2019 meta-analysis found placebo improvement effect sizes (SMD) of about 1.2 for depression, 1.0 for anxiety disorders, and 0.6 for OCD with antidepressants.
Post–traumatic stress disorder
Antidepressants are one of the treatment options for PTSD. However, their efficacy is not well established. Paroxetine and sertraline have been FDA approved for the treatment of PTSD. Paroxetine has slightly higher response and remission rates than sertraline for this condition. However, neither drug is considered very helpful for a broad patient demographic. Fluoxetine and venlafaxine are used off-label. Fluoxetine has produced unsatisfactory mixed results. Venlafaxine showed response rates of 78%, which is significantly higher than what paroxetine and sertraline achieved. However, it did not address as many symptoms of PTSD as paroxetine and sertraline, in part due to the fact that venlafaxine is an SNRI. This class of drugs inhibits the reuptake of norepinephrine, which may cause anxiety in some patients. Fluvoxamine, escitalopram, and citalopram were not well-tested for this disorder. MAOIs, while some of them may be helpful, are not used much because of their unwanted side effects. This leaves paroxetine and sertraline as acceptable treatment options for some people, although more effective antidepressants are needed.
Panic disorder
Panic disorder is treated relatively well with medications compared to other disorders. Several classes of antidepressants have shown efficacy for this disorder, with SSRIs and SNRIs used first-line. Paroxetine, sertraline, and fluoxetine are FDA-approved for panic disorder, while fluvoxamine, escitalopram, and citalopram are also considered effective for them. SNRI venlafaxine is also approved for this condition. Unlike social anxiety and PTSD, some TCAs antidepressants, like clomipramine and imipramine, have shown efficacy for panic disorder. Moreover, the MAOI phenelzine is also considered useful. Panic disorder has many drugs for its treatment. However, the starting dose must be lower than the one used for major depressive disorder because people have reported an increase in anxiety as a result of starting the medication. In conclusion, while panic disorder's treatment options seem acceptable and useful for this condition, many people are still symptomatic after treatment with residual symptoms.
Eating disorders
Antidepressants are recommended as an alternative or additional first step to self-help programs in the treatment of bulimia nervosa. SSRIs (fluoxetine in particular) are preferred over other antidepressants due to their acceptability, tolerability, and superior reduction of symptoms in short-term trials. Long-term efficacy remains poorly characterized. Bupropion is not recommended for the treatment of eating disorders, due to an increased risk of seizure.
Similar recommendations apply to binge eating disorder. SSRIs provide short-term reductions in binge eating behavior, but have not been associated with significant weight loss.
Clinical trials have generated mostly negative results for the use of SSRIs in the treatment of anorexia nervosa. Treatment guidelines from the National Institute of Health and Care Excellence (NICE) recommend against the use of SSRIs in this disorder. Those from the American Psychiatric Association (APA) note that SSRIs confer no advantage regarding weight gain, but may be used for the treatment of co-existing depressive, anxiety, or obsessive–compulsive disorders.
Pain
Fibromyalgia
A 2012 meta-analysis concluded that antidepressant treatment favorably affects pain, health-related quality of life, depression, and sleep in fibromyalgia syndrome. Tricyclics appear to be the most effective class, with moderate effects on pain and sleep, and small effects on fatigue and health-related quality of life. The fraction of people experiencing a 30% pain reduction on tricyclics was 48%, versus 28% on placebo. For SSRIs and SNRIs, the fractions of people experiencing a 30% pain reduction were 36% (20% in the placebo comparator arms) and 42% (32% in the corresponding placebo comparator arms) respectively. Discontinuation of treatment due to side effects was common. Antidepressants including amitriptyline, fluoxetine, duloxetine, milnacipran, moclobemide, and pirlindole are recommended by the European League Against Rheumatism (EULAR) for the treatment of fibromyalgia based on "limited evidence".
Neuropathic pain
A 2014 meta-analysis from the Cochrane Collaboration found the antidepressant duloxetine to be effective for the treatment of pain resulting from diabetic neuropathy. The same group reviewed data for amitriptyline in the treatment of neuropathic pain and found limited useful randomized clinical trial data. They concluded that the long history of successful use in the community for the treatment of fibromyalgia and neuropathic pain justified its continued use. The group was concerned about the potential overestimation of the amount of pain relief provided by amitriptyline, and highlighted that only a small number of people will experience significant pain relief by taking this medication.
Other uses
Antidepressants may be modestly helpful for treating people who have both depression and alcohol dependence, however, the evidence supporting this association is of low quality. Bupropion is used to help people stop smoking. Antidepressants are also used to control some symptoms of narcolepsy. Antidepressants may be used to relieve pain in people with active rheumatoid arthritis. However, further research is required. Antidepressants have been shown to be superior to placebo in treating depression in individuals with physical illness, although reporting bias may have exaggerated this finding.
Limitations and strategies
Among individuals treated with a given antidepressant, between 30% and 50% do not show a response. Approximately one-third of people achieve a full remission, one-third experience a response, and one-third are non-responders. Partial remission is characterized by the presence of poorly defined residual symptoms. These symptoms typically include depressed mood, anxiety, sleep disturbance, fatigue, and diminished interest or pleasure. It is currently unclear which factors predict partial remission. However, it is clear that residual symptoms are powerful predictors of relapse, with relapse rates three to six times higher in people with residual symptoms than in those, who experience full remission. In addition, antidepressant drugs tend to lose efficacy throughout long-term maintenance therapy. According to data from the Centers for Disease Control and Prevention, less than one-third of Americans taking one antidepressant medication have seen a mental health professional in the previous year. Several strategies are used in clinical practice to try to overcome these limits and variations. They include switching medication, augmentation, and combination.
There is controversy amongst researchers regarding the efficacy and risk-benefit ratio of antidepressants. Although antidepressants consistently out-perform a placebo in meta-analyses, the difference is modest and it is not clear that their statistical superiority results in clinical efficacy. The aggregate effect of antidepressants typically results in changes below the threshold of clinical significance on depression rating scales. Proponents of antidepressants counter that the most common scale, the HDRS, is not suitable for assessing drug action, that the threshold for clinical significance is arbitrary, and that antidepressants consistently result in significantly raised scores on the mood item of the scale. Assessments of antidepressants using alternative, more sensitive scales, such as the MADRS, do not result in marked difference from the HDRS and likewise only find a marginal clinical benefit. Another hypothesis proposed to explain the poor performance of antidepressants in clinical trials is a high treatment response heterogeneity. Some patients, that differ strongly in their response to antidepressants, could influence the average response, while the heterogeneity could itself be obscured by the averaging. Studies have not supported this hypothesis, but it is very difficult to measure treatment effect heterogeneity. Poor and complex clinical trial design might also account for the small effects seen for antidepressants. The randomized controlled trials used to approve drugs are short, and may not capture the full effect of antidepressants. Additionally, the placebo effect might be inflated in these trials by frequent clinical consultation, lowering the comparative performance of antidepressants. Critics agree that current clinical trials are poorly-designed, which limits the knowledge on antidepressant. More naturalistic studies, such as STAR*D, have produced results, which suggest that antidepressants may be less effective in clinical practice than in randomized controlled trials.
Critics of antidepressants maintain that the superiority of antidepressants over placebo is the result of systemic flaws in clinical trials and the research literature. Trials conducted with industry involvement tend to produce more favorable results, and accordingly many of the trials included in meta-analyses are at high risk of bias. Additionally, meta-analyses co-authored by industry employees find more favorable results for antidepressants. The results of antidepressant trials are significantly more likely to be published if they are favorable, and unfavorable results are very often left unpublished or misreported, a phenomenon called publication bias or selective publication. Although this issue has diminished with time, it remains an obstacle to accurately assessing the efficacy of antidepressants. Misreporting of clinical trial outcomes and of serious adverse events, such as suicide, is common. Ghostwriting of antidepressant trials is widespread, a practice in which prominent researchers, or so-called key opinion leaders, attach their names to studies actually written by pharmaceutical company employees or consultants. A particular concern is that the psychoactive effects of antidepressants may lead to the unblinding of participants or researchers, enhancing the placebo effect and biasing results. Some have therefore maintained that antidepressants may only be active placebos. When these and other flaws in the research literature are not taken into account, meta-analyses may find inflated results on the basis of poor evidence.
Critics contend that antidepressants have not been proven sufficiently effective by RCTs or in clinical practice and that the widespread use of antidepressants is not evidence-based. They also note that adverse effects, including withdrawal difficulties, are likely underreported, skewing clinicians' ability to make risk-benefit judgements. Accordingly, they believe antidepressants are overused, particularly for non-severe depression and conditions in which they are not indicated. Critics charge that the widespread use and public acceptance of antidepressants is the result of pharmaceutical advertising, research manipulation, and misinformation.
Current mainstream psychiatric opinion recognizes the limitations of antidepressants but recommends their use in adults with more severe depression as a first-line treatment.
Switching antidepressants
The American Psychiatric Association 2000 Practice Guideline advises that where no response is achieved within the following six to eight weeks of treatment with an antidepressant, switch to an antidepressant in the same class, and then to a different class. A 2006 meta-analysis review found wide variation in the findings of prior studies: for people who had failed to respond to an SSRI antidepressant, between 12% and 86% showed a response to a new drug. However, the more antidepressants an individual had previously tried, the less likely they were to benefit from a new antidepressant trial. However, a later meta-analysis found no difference between switching to a new drug and staying on the old medication: although 34% of treatment-resistant people responded when switched to the new drug, 40% responded without being switched.
Augmentation and combination
For a partial response, the American Psychiatric Association (APA) guidelines suggest augmentation or adding a drug from a different class. These include lithium and thyroid augmentation, dopamine agonists, sex steroids, NRIs, glucocorticoid-specific agents, or the newer anticonvulsants.
A combination strategy involves adding another antidepressant, usually from a different class to affect other mechanisms. Although this may be used in clinical practice, there is little evidence for the relative efficacy or adverse effects of this strategy. Other tests conducted include the use of psychostimulants as an augmentation therapy. Several studies have shown the efficacy of combining modafinil for treatment-resistant people. It has been used to help combat SSRI-associated fatigue.
Long-term use and stopping
The effects of antidepressants typically do not continue once the course of medication ends. This results in a high rate of relapse. In 2003, a meta-analysis found that 18% of people who had responded to an antidepressant relapsed while still taking it, compared to 41% whose antidepressant was switched for a placebo.
A gradual loss of therapeutic benefit occurs in a minority of people during the course of treatment. A strategy involving the use of pharmacotherapy in the treatment of the acute episode, followed by psychotherapy in its residual phase, has been suggested by some studies. For patients who wish to stop their antidepressants, engaging in brief psychological interventions such as Preventive Cognitive Therapy or mindfulness-based cognitive therapy while tapering down has been found to diminish the risk for relapse.
Adverse effects
Antidepressants can cause various adverse effects, depending on the individual and the drug in question.
Almost any medication involved with serotonin regulation has the potential to cause serotonin toxicity (also known as serotonin syndrome) — an excess of serotonin that can induce mania, restlessness, agitation, emotional lability, insomnia, and confusion as its primary symptoms. Although the condition is serious, it is not particularly common, generally only appearing at high doses or while on other medications. Assuming proper medical intervention has been taken (within about 24 hours) it is rarely fatal. Antidepressants appear to increase the risk of diabetes by about 1.3-fold.
MAOIs tend to have pronounced (sometimes fatal) interactions with a wide variety of medications and over-the-counter drugs. If taken with foods that contain very high levels of tyramine (e.g., mature cheese, cured meats, or yeast extracts), they may cause a potentially lethal hypertensive crisis. At lower doses, the person may only experience a headache due to an increase in blood pressure.
In response to these adverse effects, a different type of MAOI, the class of reversible inhibitor of monoamine oxidase A (RIMA), has been developed. The primary advantage of RIMAs is that they do not require the person to follow a special diet while being purportedly effective as SSRIs and tricyclics in treating depressive disorders.
Tricyclics and SSRI can cause the so-called drug-induced QT prolongation, especially in older adults; this condition can degenerate into a specific type of abnormal heart rhythm called Torsades de points, which can potentially lead to sudden cardiac arrest.
Some antidepressants are also believed to increase thoughts of suicidal ideation.
Antidepressants have been associated with an increased risk of dementia in older adults.
Pregnancy
SSRI use in pregnancy has been associated with a variety of risks with varying degrees of proof of causation. As depression is independently associated with negative pregnancy outcomes, determining the extent to which observed associations between antidepressant use and specific adverse outcomes reflect a causative relationship has been difficult in some cases. In other cases, the attribution of adverse outcomes to antidepressant exposure seems fairly clear.
SSRI use in pregnancy is associated with an increased risk of spontaneous abortion of about 1.7-fold, and is associated with preterm birth and low birth weight.
A systematic review of the risk of major birth defects in antidepressant-exposed pregnancies found a small increase (3% to 24%) in the risk of major malformations and a risk of cardiovascular birth defects that did not differ from non-exposed pregnancies. A study of fluoxetine-exposed pregnancies found a 12% increase in the risk of major malformations that did not reach statistical significance. Other studies have found an increased risk of cardiovascular birth defects among depressed mothers not undergoing SSRI treatment, suggesting the possibility of ascertainment bias, e.g. that worried mothers may pursue more aggressive testing of their infants. Another study found no increase in cardiovascular birth defects and a 27% increased risk of major malformations in SSRI exposed pregnancies. The FDA advises for the risk of birth defects with the use of paroxetine and the MAOI should be avoided.
A 2013 systematic review and meta-analysis found that antidepressant use during pregnancy was statistically significantly associated with some pregnancy outcomes, such as gestational age and preterm birth, but not with other outcomes. The same review cautioned that because differences between the exposed and unexposed groups were small, it was doubtful whether they were clinically significant.
A neonate (infant less than 28 days old) may experience a withdrawal syndrome from abrupt discontinuation of the antidepressant at birth. Antidepressants can be present in varying amounts in breast milk, but their effects on infants are currently unknown.
Moreover, SSRIs inhibit nitric oxide synthesis, which plays an important role in setting the vascular tone. Several studies have pointed to an increased risk of prematurity associated with SSRI use, and this association may be due to an increased risk of pre-eclampsia during pregnancy.
Antidepressant-induced mania
Another possible problem with antidepressants is the chance of antidepressant-induced mania or hypomania in people with or without a diagnosis of bipolar disorder. Many cases of bipolar depression are very similar to those of unipolar depression. Therefore, the person can be misdiagnosed with unipolar depression and be given antidepressants. Studies have shown that antidepressant-induced mania can occur in 20–40% of people with bipolar disorder. For bipolar depression, antidepressants (most frequently SSRIs) can exacerbate or trigger symptoms of hypomania and mania. Bupropion has been associated with a lower risk of mood switch than other antidepressants.
Suicide
Studies have shown that the use of antidepressants is correlated with an increased risk of suicidal behavior and thinking (suicidality) in those aged under 25 years old. This problem has been serious enough to warrant government intervention by the US Food and Drug Administration (FDA) to warn of the increased risk of suicidality during antidepressant treatment. According to the FDA, the heightened risk of suicidality occurs within the first one to two months of treatment. The National Institute for Health and Care Excellence (NICE) places the excess risk in the "early stages of treatment". A meta-analysis suggests that the relationship between antidepressant use and suicidal behavior or thoughts is age-dependent. Compared with placebo, the use of antidepressants is associated with an increase in suicidal behavior or thoughts among those 25 years old or younger (OR=1.62). A review of RCTs and epidemiological studies by Healy and Whitaker found an increase in suicidal acts by a factor of 2.4. There is no effect or possibly a mild protective effect among those aged 25 to 64 (OR=0.79). Antidepressant treatment has a protective effect against suicidality among those aged 65 and over (OR=0.37).
Sexual dysfunction
Sexual side effects are also common with SSRIs, such as loss of sexual drive, failure to reach orgasm, and erectile dysfunction. Although usually reversible, these sexual side-effects can, in rare cases, continue after the drug has been completely withdrawn.
In a study of 1,022 outpatients, overall sexual dysfunction with all antidepressants averaged 59.1% with SSRI values between 57% and 73%, mirtazapine 24%, nefazodone 8%, amineptine 7%, and moclobemide 4%. Moclobemide, a selective reversible MAO-A inhibitor, does not cause sexual dysfunction and can lead to an improvement in all aspects of sexual function.
Biochemical mechanisms suggested as causative include increased serotonin, particularly affecting 5-HT2 and 5-HT3 receptors; decreased dopamine; decreased norepinephrine; blockade of cholinergic and α1adrenergic receptors; inhibition of nitric oxide synthetase; and elevation of prolactin levels. Mirtazapine is reported to have fewer sexual side effects, most likely because it antagonizes 5-HT2 and 5-HT3 receptors and may, in some cases, reverse sexual dysfunction induced by SSRIs by the same mechanism.
Bupropion, a weak NDRI and nicotinic antagonist, may be useful in treating reduced libido as a result of SSRI treatment.
Emotional blunting
Certain antidepressants may cause emotional blunting, characterized by a reduced intensity of both positive and negative emotions as well as symptoms of apathy, indifference, and amotivation. It may be experienced as either beneficial or detrimental depending on the situation. This side effect has been particularly associated with serotonergic antidepressants like SSRIs and SNRIs but may be less with atypical antidepressants like bupropion, agomelatine, and vortioxetine. Higher doses of antidepressants seem to be more likely to produce emotional blunting than lower doses. Emotional blunting can be decreased by reducing dosage, discontinuing the medication, or switching to a different antidepressant that may have less propensity for causing this side effect.
Changes in weight
Changes in appetite or weight are common among antidepressants but are largely drug-dependent and related to which neurotransmitters they affect. Mirtazapine and paroxetine, for example, may be associated with weight gain and/or increased appetite, while others (such as bupropion and venlafaxine) achieve the opposite effect.
The antihistaminic properties of certain TCA- and TeCA-class antidepressants have been shown to contribute to the common side effects of increased appetite and weight gain associated with these classes of medication.
Bone loss
A 2021 nationwide cohort study in South Korea observed a link between SSRI use and bone loss, particularly in recent users. The study also stressed the need of further research to better understand these effects. A 2012 review found that SSRIs along with tricyclic antidepressants were associated with a significant increase in the risk of osteoporotic fractures, peaking in the months after initiation, and moving back towards baseline during the year after treatment was stopped. These effects exhibited a dose–response relationship within SSRIs which varied between different drugs of that class. A 2018 meta-analysis of 11 small studies found a reduction in bone density of the lumbar spine in SSRI users which affected older people the most.
Risk of death
A 2017 meta-analysis found that antidepressants were associated with a significantly increased risk of death (+33%) and new cardiovascular complications (+14%) in the general population. Conversely, risks were not greater in people with existing cardiovascular disease.
Discontinuation syndrome
Antidepressant discontinuation syndrome, also called antidepressant withdrawal syndrome, is a condition that can occur following the interruption, reduction, or discontinuation of antidepressant medication. The symptoms may include flu-like symptoms, trouble sleeping, nausea, poor balance, sensory changes, and anxiety. The problem usually begins within three days and may last for several months. Rarely psychosis may occur.
A discontinuation syndrome can occur after stopping any antidepressant including selective serotonin reuptake inhibitors (SSRIs), serotonin–norepinephrine reuptake inhibitors (SNRIs), and tricyclic antidepressants (TCAs). The risk is greater among those who have taken the medication for longer and when the medication in question has a short half-life. The underlying reason for its occurrence is unclear. The diagnosis is based on the symptoms.
Methods of prevention include gradually decreasing the dose among those who wish to stop, though it is possible for symptoms to occur with tapering. Treatment may include restarting the medication and slowly decreasing the dose. People may also be switched to the long-acting antidepressant fluoxetine, which can then be gradually decreased.
Approximately 20–50% of people who suddenly stop an antidepressant develop an antidepressant discontinuation syndrome. The condition is generally not serious. Though about half of people with symptoms describe them as severe. Some restart antidepressants due to the severity of the symptoms.
Pharmacology
Antidepressants act via a large number of different mechanisms of action. This includes serotonin reuptake inhibition (SSRIs, SNRIs, TCAs, vilazodone, vortioxetine), norepinephrine reuptake inhibition (NRIs, SNRIs, TCAs), dopamine reuptake inhibition (bupropion, amineptine, nomifensine), direct modulation of monoamine receptors (vilazodone, vortioxetine, SARIs, agomelatine, TCAs, TeCAs, antipsychotics), monoamine oxidase inhibition (MAOIs), and NMDA receptor antagonism (ketamine, esketamine, dextromethorphan), among others (e.g., brexanolone, tianeptine). Some antidepressants also have additional actions, like sigma receptor modulation (certain SSRIs, TCAs, dextromethorphan) and antagonism of histamine H1 and muscarinic acetylcholine receptors (TCAs, TeCAs).
The earliest and most widely known scientific theory of antidepressant action is the monoamine hypothesis, which can be traced back to the 1950s and 1960s. This theory states that depression is due to an imbalance, most often a deficiency, of the monoamine neurotransmitters, namely serotonin, norepinephrine, and/or dopamine. However, serotonin in particular has been implicated, as in the serotonin hypothesis of depression. The monoamine hypothesis was originally proposed based on observations that reserpine, a drug which depletes the monoamine neurotransmitters, produced depressive effects in people, and that certain hydrazine antituberculosis agents like iproniazid, which prevent the breakdown of monoamine neurotransmitters, produced apparent antidepressant effects. Most currently marketed antidepressants, which are monoaminergic in their actions, are theoretically consistent with the monoamine hypothesis. Despite the widespread nature of the monoamine hypothesis, it has a number of limitations: for one, all monoaminergic antidepressants have a delayed onset of action of at least a week; and secondly, many people with depression do not respond to monoaminergic antidepressants. A number of alternative hypotheses have been proposed, including hypotheses involving glutamate, neurogenesis, epigenetics, cortisol hypersecretion, and inflammation, among others.
In 2022, a major systematic umbrella review by Joanna Moncrieff and colleagues showed that the serotonin theory of depression was not supported by evidence from a wide variety of areas. The authors concluded that there is no association between serotonin and depression, and that there is no evidence that strongly supports the theory that depression is caused by low serotonin activity or concentrations. Other literature had described the lack of support for the theory previously. In many of the expert responses to the review, it was stated that the monoamine hypothesis had already long been abandoned by psychiatry. This is in spite of about 90% of the general public in Western countries believing the theory to be true and many in the field of psychiatry continuing to promote the theory up to recent times. In addition to the serotonin umbrella review, reviews have found that reserpine, a drug that depletes the monoamine neurotransmitters—including serotonin, norepinephrine, and dopamine—shows no consistent evidence of producing depressive effects. Instead, findings of reserpine and mood are highly mixed, with similar proportions of studies finding that it has no influence on mood, produces depressive effects, or actually has antidepressant effects. In relation to this, the general monoamine hypothesis, as opposed to only the serotonin theory of depression, likewise does not appear to be well-supported by evidence.
The serotonin and monoamine hypotheses of depression have been heavily promoted by the pharmaceutical industry (e.g., in advertisements) and by the psychiatric profession at large despite the lack of evidence in support of them. In the case of the pharmaceutical industry, this can be attributed to obvious financial incentives, with the theory creating a bias against non-pharmacological treatments for depression.
An alternative theory for antidepressant action proposed by certain academics such as Irving Kirsch and Joanna Moncrieff is that they work largely or entirely via placebo mechanisms. This is supported by meta-analyses of randomized controlled trials of antidepressants for depression, which consistently show that placebo groups in trials improve about 80 to 90% as much as antidepressant groups on average and that antidepressants are only marginally more effective for depression than placebos. The difference between antidepressants and placebo corresponds to an effect size (SMD) of about 0.3, which in turn equates to about a 2- to 3-point additional improvement on the 0–52-point (HRSD) and 0–60-point (MADRS) depression rating scales used in trials. Differences in effectiveness between different antidepressants are small and not clinically meaningful. The small advantage of antidepressants over placebo is often statistically significant and is the basis for their regulatory approval, but is sufficiently modest that its clinical significance is doubtful. Moreover, the small advantage of antidepressants over placebo may simply be a methodological artifact caused by unblinding due to the psychoactive effects and side effects of antidepressants, in turn resulting in enhanced placebo effects and apparent antidepressant efficacy. Placebos have been found to modify the activity of several brain regions and to increase levels of dopamine and endogenous opioids in the reward pathways. It has been argued by Kirsch that although antidepressants may be used efficaciously for depression as active placebos, they are limited by significant pharmacological side effects and risks, and therefore non-pharmacological therapies, such as psychotherapy and lifestyle changes, which can have similar efficacy to antidepressants but do not have their adverse effects, ought to be preferred as treatments in people with depression.
The placebo response, or the improvement in scores in the placebo group in clinical trials, is not only due to the placebo effect, but is also due to other phenomena such as spontaneous remission and regression to the mean. Depression tends to have an episodic course, with people eventually recovering even with no medical intervention, and people tend to seek treatment, as well as enroll in clinical trials, when they are feeling their worst. In meta-analyses of trials of depression therapies, Kirsch estimated based on improvement in untreated waiting-list controls that spontaneous remission and regression to the mean only account for about 25% of the improvement in depression scores with antidepressant therapy. However, another academic, Michael P. Hengartner, has argued and presented evidence that spontaneous remission and regression to the mean might actually account for most of the improvement in depression scores with antidepressants, and that the substantial placebo effect observed in clinical trials might largely be a methodological artifact. This suggests that antidepressants may be associated with much less genuine treatment benefit, whether due to the placebo effect or to the antidepressant itself, than has been traditionally assumed.
Types
Selective serotonin reuptake inhibitors
Selective serotonin reuptake inhibitors (SSRIs) are believed to increase the extracellular level of the neurotransmitter serotonin by limiting its reabsorption into the presynaptic cell, increasing the level of serotonin in the synaptic cleft available to bind to the postsynaptic receptor. They have varying degrees of selectivity for the other monoamine transporters, with pure SSRIs having only weak affinity for the norepinephrine and dopamine transporters.
SSRIs are the most widely prescribed antidepressants in many countries. The efficacy of SSRIs in mild or moderate cases of depression has been disputed.
Serotonin–norepinephrine reuptake inhibitors
Serotonin–norepinephrine reuptake inhibitors (SNRIs) are potent inhibitors of the reuptake of serotonin and norepinephrine. These neurotransmitters are known to play an important role in mood. SNRIs can be contrasted with the more widely used selective serotonin reuptake inhibitors (SSRIs), which act mostly upon serotonin alone.
The human serotonin transporter (SERT) and norepinephrine transporter (NET) are membrane proteins that are responsible for the reuptake of serotonin and norepinephrine. Balanced dual inhibition of monoamine reuptake may offer advantages over other antidepressants drugs by treating a wider range of symptoms.
SNRIs are sometimes also used to treat anxiety disorders, obsessive–compulsive disorder (OCD), attention deficit hyperactivity disorder (ADHD), chronic neuropathic pain, and fibromyalgia syndrome (FMS), and for the relief of menopausal symptoms.
Serotonin modulators and stimulators
Serotonin modulator and stimulators (SMSs), sometimes referred to more simply as "serotonin modulators", are a type of drug with a multimodal action specific to the serotonin neurotransmitter system. To be precise, SMSs simultaneously modulate one or more serotonin receptors and inhibit the reuptake of serotonin. The term was coined in reference to the mechanism of action of the serotonergic antidepressant vortioxetine, which acts as a serotonin reuptake inhibitor (SRI), a partial agonist of the 5-HT1A receptor, and antagonist of the 5-HT3 and 5-HT7 receptors. However, it can also technically be applied to vilazodone, which is an antidepressant as well and acts as an SRI and 5-HT1A receptor partial agonist.
An alternative term is serotonin partial agonist/reuptake inhibitor (SPARI), which can be applied only to vilazodone.
Serotonin antagonists and reuptake inhibitors
Serotonin antagonist and reuptake inhibitors (SARIs) while mainly used as antidepressants are also anxiolytics and hypnotics. They act by antagonizing serotonin receptors such as 5-HT2A and inhibiting the reuptake of serotonin, norepinephrine, and/or dopamine. Additionally, most also act as α1-adrenergic receptor antagonists. The majority of the currently marketed SARIs belong to the phenylpiperazine class of compounds. They include trazodone and nefazodone.
Tricyclic antidepressants
The majority of the tricyclic antidepressants (TCAs) act primarily as serotonin–norepinephrine reuptake inhibitors (SNRIs) by blocking the serotonin transporter (SERT) and the norepinephrine transporter (NET), respectively, which results in an elevation of the synaptic concentrations of these neurotransmitters, and therefore an enhancement of neurotransmission. Notably, with the sole exception of amineptine, the TCAs have weak affinity for the dopamine transporter (DAT), and therefore have low efficacy as dopamine reuptake inhibitors (DRIs).
Although TCAs are sometimes prescribed for depressive disorders, they have been largely replaced in clinical use in most parts of the world by newer antidepressants such as selective serotonin reuptake inhibitors (SSRIs), serotonin–norepinephrine reuptake inhibitors (SNRIs), and norepinephrine reuptake inhibitors (NRIs). Adverse effects have been found to be of a similar level between TCAs and SSRIs.
Tetracyclic antidepressants
Tetracyclic antidepressants (TeCAs) are a class of antidepressants that were first introduced in the 1970s. They are named after their chemical structure, which contains four rings of atoms, and are closely related to tricyclic antidepressants (TCAs), which contain three rings of atoms.
Monoamine oxidase inhibitors
Monoamine oxidase inhibitors (MAOIs) are chemicals that inhibit the activity of the monoamine oxidase enzyme family. They have a long history of use as medications prescribed for the treatment of depression. They are particularly effective in treating atypical depression. They are also used in the treatment of Parkinson's disease and several other disorders.
Because of potentially lethal dietary and drug interactions, MAOIs have historically been reserved as a last line of treatment, used only when other classes of antidepressant drugs (for example selective serotonin reuptake inhibitors and tricyclic antidepressants) have failed.
MAOIs have been found to be effective in the treatment of panic disorder with agoraphobia, social phobia, atypical depression or mixed anxiety and depression, bulimia, and post-traumatic stress disorder, as well as borderline personality disorder. MAOIs appear to be particularly effective in the management of bipolar depression according to a retrospective-analysis. There are reports of MAOI efficacy in obsessive–compulsive disorder (OCD), trichotillomania, dysmorphophobia, and avoidant personality disorder, but these reports are from uncontrolled case reports.
MAOIs can also be used in the treatment of Parkinson's disease by targeting MAO-B in particular (therefore affecting dopaminergic neurons), as well as providing an alternative for migraine prophylaxis. Inhibition of both MAO-A and MAO-B is used in the treatment of clinical depression and anxiety disorders.
NMDA receptor antagonists
NMDA receptor antagonists like ketamine and esketamine are rapid-acting antidepressants and seem to work via blockade of the ionotropic glutamate NMDA receptor. Other NMDA antagonists may also play a role in treating depression. The combination medication dextromethorphan/bupropion (Auvelity), which contains the NMDA receptor antagonist dextromethorphan, was approved in the United States in 2022 for treating major depressive disorder.
Others
See the list of antidepressants and management of depression for other drugs that are not specifically characterized.
Adjuncts
Adjunct medications are an umbrella category of substances that increase the potency or "enhance" antidepressants. They work by affecting variables very close to the antidepressant, sometimes affecting a completely different mechanism of action. This may be attempted when depression treatments have not been successful in the past.
Common types of adjunct medication techniques generally fall into the following categories:
Two or more antidepressants taken together
From the same class (affecting the same area of the brain, often at a much higher level)
From different classes (affecting multiple parts of the brain not covered simultaneously by either drug alone)
An antipsychotic combined with an antidepressant, particularly atypical antipsychotics such as aripiprazole (Abilify), quetiapine (Seroquel), olanzapine (Zyprexa), and risperidone (Risperdal).
It is unknown if undergoing psychological therapy at the same time as taking anti-depressants enhances the anti-depressive effect of the medication.
Less common adjuncts
Lithium has been used to augment antidepressant therapy in those who have failed to respond to antidepressants alone. Furthermore, Lithium dramatically decreases the suicide risk in recurrent depression. There is some evidence for the addition of a thyroid hormone, triiodothyronine, in patients with normal thyroid function.
Psychopharmacologists have also tried adding a stimulant, in particular, D-amphetamine. However, the use of stimulants in cases of treatment-resistant depression is relatively controversial. A review article published in 2007 found psychostimulants may be effective in treatment-resistant depression with concomitant antidepressant therapy, but a more certain conclusion could not be drawn due to substantial deficiencies in the studies available for consideration, and the somewhat contradictory nature of their results.
History
The idea of an antidepressant, at least if melancholy is thought synonymous with the depression, is at least since the publication of the 1599 pamphlet A pil to purge melancholie or, A preprative to a pvrgation: or, Topping, copping, and capping: take either or whether: or, Mash them, and squash them, and dash them, and diddle come derrie come daw them, all together.., after to this Thomas d'Urfey's Wit and Mirth: Or Pills to Purge Melancholy, the title of a large collection of songs, was published between 1698 and 1720.
Before the 1950s, opioids and amphetamines were commonly used as antidepressants. Their use was later restricted due to their addictive nature and side effects. Extracts from the herb St John's wort have been used as a "nerve tonic" to alleviate depression.
St John's wort fell out of favor in most countries through the 19th and 20th centuries, except in Germany, where Hypericum extracts were eventually licensed, packaged, and prescribed. Small-scale efficacy trials were carried out in the 1970s and 1980s, and attention grew in the 1990s following a meta-analysis. It remains an over-the-counter drug (OTC) supplement in most countries. Lead contamination associated with its usage has been seen as concerning, as lead levels in women in the United States taking St. John's wort are elevated by about 20% on average. Research continues to investigate its active component hyperforin, and to further understand its mode of action.
Isoniazid, iproniazid, and imipramine
In 1951, Irving Selikoff and Edward H. Robitzek, working out of Sea View Hospital on Staten Island, began clinical trials on two new anti-tuberculosis agents developed by Hoffman-LaRoche, isoniazid, and iproniazid. Only patients with a poor prognosis were initially treated. Nevertheless, their condition improved dramatically. Selikoff and Robitzek noted "a subtle general stimulation ... the patients exhibited renewed vigor and indeed this occasionally served to introduce disciplinary problems." The promise of a cure for tuberculosis in the Sea View Hospital trials was excitedly discussed in the mainstream press.
In 1952, learning of the stimulating side effects of isoniazid, the Cincinnati psychiatrist Max Lurie tried it on his patients. In the following year, he and Harry Salzer reported that isoniazid improved depression in two-thirds of their patients, so they then coined the term antidepressant to refer to its action. A similar incident took place in Paris, where Jean Delay, head of psychiatry at Sainte-Anne Hospital, heard of this effect from his pulmonology colleagues at Cochin Hospital. In 1952 (before Lurie and Salzer), Delay, with the resident Jean-Francois Buisson, reported the positive effect of isoniazid on depressed patients. The mode of antidepressant action of isoniazid is still unclear. It is speculated that its effect is due to the inhibition of diamine oxidase, coupled with a weak inhibition of monoamine oxidase A.
Selikoff and Robitzek also experimented with another anti-tuberculosis drug, iproniazid; it showed a greater psychostimulant effect, but more pronounced toxicity. Later, Jackson Smith, Gordon Kamman, George E. Crane, and Frank Ayd, described the psychiatric applications of iproniazid. Ernst Zeller found iproniazid to be a potent monoamine oxidase inhibitor. Nevertheless, iproniazid remained relatively obscure until Nathan S. Kline, the influential head of research at Rockland State Hospital, began to popularize it in the medical and popular press as a "psychic energizer". Roche put a significant marketing effort behind iproniazid. Its sales grew until it was recalled in 1961, due to reports of lethal hepatotoxicity.
The antidepressant effect of a tricyclic, a three-ringed compound, was first discovered in 1957 by Roland Kuhn in a Swiss psychiatric hospital. Antihistamine derivatives were used to treat surgical shock and later as neuroleptics. Although in 1955, reserpine was shown to be more effective than a placebo in alleviating anxious depression, neuroleptics were being developed as sedatives and antipsychotics.
Attempting to improve the effectiveness of chlorpromazine, Kuhn in conjunction with the Geigy Pharmaceutical Company discovered the compound "G 22355", later renamed imipramine. Imipramine had a beneficial effect on patients with depression who showed mental and motor retardation. Kuhn described his new compound as a "thymoleptic" "taking hold of the emotions," in contrast with neuroleptics, "taking hold of the nerves" in 1955–56. These gradually became established, resulting in the patent and manufacture in the US in 1951 by Häfliger and SchinderA.
Antidepressants became prescription drugs in the 1950s. It was estimated that no more than fifty to one hundred individuals per million had the kind of depression that these new drugs would treat, and pharmaceutical companies were not enthusiastic about marketing for this small market. Sales through the 1960s remained poor compared to the sales of tranquilizers, which were being marketed for different uses. Imipramine remained in common use and numerous successors were introduced. The use of monoamine oxidase inhibitors (MAOI) increased after the development and introduction of "reversible" forms affecting only the MAO-A subtype of inhibitors, making this drug safer to use.
By the 1960s, it was thought that the mode of action of tricyclics was to inhibit norepinephrine reuptake. However, norepinephrine reuptake became associated with stimulating effects. Later tricyclics were thought to affect serotonin as proposed in 1969 by Carlsson and Lindqvist as well as Lapin and Oxenkrug.
Second-generation antidepressants
Researchers began a process of rational drug design to isolate antihistamine-derived compounds that would selectively target these systems. The first such compound to be patented was zimelidine in 1971, while the first released clinically was indalpine. Fluoxetine was approved for commercial use by the US Food and Drug Administration (FDA) in 1988, becoming the first blockbuster SSRI. Fluoxetine was developed at Eli Lilly and Company in the early 1970s by Bryan Molloy, Klaus Schmiegel, David T. Wong, and others. SSRIs became known as "novel antidepressants" along with other newer drugs such as SNRIs and NRIs with various selective effects.
Rapid-acting antidepressants
Esketamine (brand name Spravato), the first rapid-acting antidepressant to be approved for clinical treatment of depression, was introduced for this indication in March 2019 in the United States.
Research
A 2016 randomized controlled trial evaluated the rapid antidepressant effects of the psychedelic Ayahuasca in treatment-resistant depression with a positive outcome. In 2018, the FDA granted Breakthrough Therapy Designation for psilocybin-assisted therapy for treatment-resistant depression and in 2019, the FDA granted Breakthrough Therapy Designation for psilocybin therapy treating major depressive disorder.
Publication bias and aged research
A 2018 systematic review published in The Lancet comparing the efficacy of 21 different first and second generation antidepressants found that antidepressant drugs tended to perform better and cause less adverse events when they were novel or experimental treatments compared to when they were evaluated again years later. Unpublished data was also associated with smaller positive effect sizes. However, the review did not find evidence of bias associated with industry funded research.
Society and culture
Prescription trends
United Kingdom
In the UK, figures reported in 2010 indicated that the number of antidepressants prescribed by the National Health Service (NHS) almost doubled over a decade. Further analysis published in 2014 showed that number of antidepressants dispensed annually in the community went up by 25 million in the 14 years between 1998 and 2012, rising from 15 million to 40 million. Nearly 50% of this rise occurred in the four years after the 2008 banking crash, during which time the annual increase in prescriptions rose from 6.7% to 8.5%. These sources also suggest that aside from the recession, other factors that may influence changes in prescribing rates may include: improvements in diagnosis, a reduction of the stigma surrounding mental health, broader prescribing trends, GP characteristics, geographical location, and housing status. Another factor that may contribute to increasing consumption of antidepressants is the fact that these medications now are used for other conditions including social anxiety and post-traumatic stress disorder.
Between 2005 and 2017, the number of adolescents (12 to 17 years) in England who were prescribed antidepressants has doubled. On the other hand, antidepressant prescriptions for children aged 5–11 in England decreased between 1999 and 2017. From April 2015, prescriptions increased for both age groups (for people aged 0 to 17) and peaked during the first COVID lockdown in March 2020.
According to National Institute for Health and Care Excellence (NICE) guidelines, antidepressants for children and adolescents with depression and obsessive-compulsive disorder (OCD) should be prescribed together with therapy and after being assessed by a child and adolescent psychiatrist. However, between 2006 and 2017, only 1 in 4 of 12–17 year-olds who were prescribed an SSRI by their GP had seen a specialist psychiatrist and 1 in 6 has seen a pediatrician. Half of these prescriptions were for depression and 16% for anxiety, the latter not being licensed for treatment with antidepressants. Among the suggested possible reasons why GPs are not following the guidelines are the difficulties of accessing talking therapies, long waiting lists, and the urgency of treatment. According to some researchers, strict adherence to treatment guidelines would limit access to effective medication for young people with mental health problems.
United States
In the United States, antidepressants were the most commonly prescribed medication in 2013. Of the estimated 16 million "long term" (over 24 months) users, roughly 70 percent are female. , about 16.5% of white people in the United States took antidepressants compared with 5.6% of black people in the United States.
United States: The most commonly prescribed antidepressants in the US retail market in 2010 were:
Netherlands: In the Netherlands, paroxetine is the most prescribed antidepressant, followed by amitriptyline, citalopram and venlafaxine.
Adherence
, worldwide, 30% to 60% of people did not follow their practitioner's instructions about taking their antidepressants, and in the US, it appeared that around 50% of people did not take their antidepressants as directed by their practitioner.
When people fail to take their antidepressants, there is a greater risk that the drug will not help, that symptoms get worse, that they miss work or are less productive at work, and that the person may be hospitalized.
Social science perspective
Some academics have highlighted the need to examine the use of antidepressants and other medical treatments in cross-cultural terms, because various cultures prescribe and observe different manifestations, symptoms, meanings, and associations of depression and other medical conditions within their populations. These cross-cultural discrepancies, it has been argued, then have implications on the perceived efficacy and use of antidepressants and other strategies in the treatment of depression in these different cultures. In India, antidepressants are largely seen as tools to combat marginality, promising the individual the ability to reintegrate into society through their use—a view and association not observed in the West.
Environmental impacts
Because most antidepressants function by inhibiting the reuptake of neurotransmitters serotonin, dopamine, and norepinephrine these drugs can interfere with natural neurotransmitter levels in other organisms impacted by indirect exposure. Antidepressants fluoxetine and sertraline have been detected in aquatic organisms residing in effluent-dominated streams. The presence of antidepressants in surface waters and aquatic organisms has caused concern because ecotoxicological effects on aquatic organisms due to fluoxetine exposure have been demonstrated.
Coral reef fish have been demonstrated to modulate aggressive behavior through serotonin. Artificially increasing serotonin levels in crustaceans can temporarily reverse social status and turn subordinates into aggressive and territorial dominant males.
Exposure to Fluoxetine has been demonstrated to increase serotonergic activity in fish, subsequently reducing aggressive behavior. Perinatal exposure to Fluoxetine at relevant environmental concentrations has been shown to lead to significant modifications of memory processing in 1-month-old cuttlefish. This impairment may disadvantage cuttlefish and decrease their survival. Somewhat less than 10% of orally administered Fluoxetine is excreted from humans unchanged or as glucuronide.
See also
Management of depression
Depression in childhood and adolescence
Antidepressants in Japan
Atypical antidepressant
Depression and natural therapies
List of investigational antidepressants
References
Further reading
External links
Major depressive disorder
Drug classes defined by psychological effects |
2393 | https://en.wikipedia.org/wiki/Analog%20television | Analog television | Analog television is the original television technology that uses analog signals to transmit video and audio. In an analog television broadcast, the brightness, colors and sound are represented by amplitude, phase and frequency of an analog signal.
Analog signals vary over a continuous range of possible values which means that electronic noise and interference may be introduced. Thus with analog, a moderately weak signal becomes snowy and subject to interference. In contrast, picture quality from a digital television (DTV) signal remains good until the signal level drops below a threshold where reception is no longer possible or becomes intermittent.
Analog television may be wireless (terrestrial television and satellite television) or can be distributed over a cable network as cable television.
All broadcast television systems used analog signals before the arrival of DTV. Motivated by the lower bandwidth requirements of compressed digital signals, beginning in the 2000s, a digital television transition is proceeding in most countries of the world, with different deadlines for the cessation of analog broadcasts. Several countries have made the switch already, with the remaining countries still in progress mostly in Africa and Asia.
Development
The earliest systems of analog television were mechanical television systems that used spinning disks with patterns of holes punched into the disc to scan an image. A similar disk reconstructed the image at the receiver. Synchronization of the receiver disc rotation was handled through sync pulses broadcast with the image information. Camera systems used similar spinning discs and required intensely bright illumination of the subject for the light detector to work. The reproduced images from these mechanical systems were dim, very low resolution and flickered severely.
Analog television did not begin in earnest as an industry until the development of the cathode-ray tube (CRT), which uses a focused electron beam to trace lines across a phosphor coated surface. The electron beam could be swept across the screen much faster than any mechanical disc system, allowing for more closely spaced scan lines and much higher image resolution. Also, far less maintenance was required of an all-electronic system compared to a mechanical spinning disc system. All-electronic systems became popular with households after World War II.
Standards
Broadcasters of analog television encode their signal using different systems. The official systems of transmission were defined by the ITU in 1961 as: A, B, C, D, E, F, G, H, I, K, K1, L, M and N. These systems determine the number of scan lines, frame rate, channel width, video bandwidth, video-audio separation, and so on. A color encoding scheme (NTSC, PAL, or SECAM) could be added to the base monochrome signal. Using RF modulation the signal is then modulated onto a very high frequency (VHF) or ultra high frequency (UHF) carrier wave. Each frame of a television image is composed of scan lines drawn on the screen. The lines are of varying brightness; the whole set of lines is drawn quickly enough that the human eye perceives it as one image. The process repeats and next sequential frame is displayed, allowing the depiction of motion. The analog television signal contains timing and synchronization information so that the receiver can reconstruct a two-dimensional moving image from a one-dimensional time-varying signal.
The first commercial television systems were black-and-white; the beginning of color television was in the 1950s.
A practical television system needs to take luminance, chrominance (in a color system), synchronization (horizontal and vertical), and audio signals, and broadcast them over a radio transmission. The transmission system must include a means of television channel selection.
Analog broadcast television systems come in a variety of frame rates and resolutions. Further differences exist in the frequency and modulation of the audio carrier. The monochrome combinations still existing in the 1950s were standardized by the International Telecommunication Union (ITU) as capital letters A through N. When color television was introduced, the chrominance information was added to the monochrome signals in a way that black and white televisions ignore. In this way backward compatibility was achieved.
There are three standards for the way the additional color information can be encoded and transmitted. The first was the American NTSC system. The European and Australian PAL and the French and former Soviet Union SECAM standards were developed later and attempt to cure certain defects of the NTSC system. PAL's color encoding is similar to the NTSC systems. SECAM, though, uses a different modulation approach than PAL or NTSC. PAL had a late evolution called PALplus, allowing widescreen broadcasts while remaining fully compatible with existing PAL equipment.
In principle, all three color encoding systems can be used with any scan line/frame rate combination. Therefore, in order to describe a given signal completely, it's necessary to quote the color system plus the broadcast standard as a capital letter. For example, the United States, Canada, Mexico and South Korea use NTSC-M, Japan uses NTSC-J, the UK uses PAL-I, France uses SECAM-L, much of Western Europe and Australia use PAL-B/G, most of Eastern Europe uses SECAM-D/K or PAL-D/K and so on.
Not all of the possible combinations exist. NTSC is only used with system M, even though there were experiments with NTSC-A (405 line) in the UK and NTSC-N (625 line) in part of South America. PAL is used with a variety of 625-line standards (B, G, D, K, I, N) but also with the North American 525-line standard, accordingly named PAL-M. Likewise, SECAM is used with a variety of 625-line standards.
For this reason, many people refer to any 625/25 type signal as PAL and to any 525/30 signal as NTSC, even when referring to digital signals; for example, on DVD-Video, which does not contain any analog color encoding, and thus no PAL or NTSC signals at all.
Although a number of different broadcast television systems are in use worldwide, the same principles of operation apply.
Displaying an image
A cathode-ray tube (CRT) television displays an image by scanning a beam of electrons across the screen in a pattern of horizontal lines known as a raster. At the end of each line, the beam returns to the start of the next line; at the end of the last line, the beam returns to the beginning of the first line at the top of the screen. As it passes each point, the intensity of the beam is varied, varying the luminance of that point. A color television system is similar except there are three beams that scan together and an additional signal known as chrominance controls the color of the spot.
When analog television was developed, no affordable technology for storing video signals existed; the luminance signal had to be generated and transmitted at the same time at which it is displayed on the CRT. It was therefore essential to keep the raster scanning in the camera (or other device for producing the signal) in exact synchronization with the scanning in the television.
The physics of the CRT require that a finite time interval be allowed for the spot to move back to the start of the next line (horizontal retrace) or the start of the screen (vertical retrace). The timing of the luminance signal must allow for this.
The human eye has a characteristic called phi phenomenon. Quickly displaying successive scan images creates the illusion of smooth motion. Flickering of the image can be partially solved using a long persistence phosphor coating on the CRT so that successive images fade slowly. However, slow phosphor has the negative side-effect of causing image smearing and blurring when there is rapid on-screen motion occurring.
The maximum frame rate depends on the bandwidth of the electronics and the transmission system, and the number of horizontal scan lines in the image. A frame rate of 25 or 30 hertz is a satisfactory compromise, while the process of interlacing two video fields of the picture per frame is used to build the image. This process doubles the apparent number of video frames per second and further reduces flicker and other defects in transmission.
Receiving signals
The television system for each country will specify a number of television channels within the UHF or VHF frequency ranges. A channel actually consists of two signals: the picture information is transmitted using amplitude modulation on one carrier frequency, and the sound is transmitted with frequency modulation at a frequency at a fixed offset (typically 4.5 to 6 MHz) from the picture signal.
The channel frequencies chosen represent a compromise between allowing enough bandwidth for video (and hence satisfactory picture resolution), and allowing enough channels to be packed into the available frequency band. In practice a technique called vestigial sideband is used to reduce the channel spacing, which would be nearly twice the video bandwidth if pure AM was used.
Signal reception is invariably done via a superheterodyne receiver: the first stage is a tuner which selects a television channel and frequency-shifts it to a fixed intermediate frequency (IF). The signal amplifier performs amplification to the IF stages from the microvolt range to fractions of a volt.
Extracting the sound
At this point the IF signal consists of a video carrier signal at one frequency and the sound carrier at a fixed offset in frequency. A demodulator recovers the video signal. Also at the output of the same demodulator is a new frequency modulated sound carrier at the offset frequency. In some sets made before 1948, this was filtered out, and the sound IF of about 22 MHz was sent to an FM demodulator to recover the basic sound signal. In newer sets, this new carrier at the offset frequency was allowed to remain as intercarrier sound, and it was sent to an FM demodulator to recover the basic sound signal. One particular advantage of intercarrier sound is that when the front panel fine tuning knob is adjusted, the sound carrier frequency does not change with the tuning, but stays at the above-mentioned offset frequency. Consequently, it is easier to tune the picture without losing the sound.
So the FM sound carrier is then demodulated, amplified, and used to drive a loudspeaker. Until the advent of the NICAM and MTS systems, television sound transmissions were monophonic.
Structure of a video signal
The video carrier is demodulated to give a composite video signal containing luminance, chrominance and synchronization signals. The result is identical to the composite video format used by analog video devices such as VCRs or CCTV cameras. To ensure good linearity and thus fidelity, consistent with affordable manufacturing costs of transmitters and receivers, the video carrier is never modulated to the extent that it is shut off altogether. When intercarrier sound was introduced later in 1948, not completely shutting off the carrier had the side effect of allowing intercarrier sound to be economically implemented.
Each line of the displayed image is transmitted using a signal as shown above. The same basic format (with minor differences mainly related to timing and the encoding of color) is used for PAL, NTSC, and SECAM television systems. A monochrome signal is identical to a color one, with the exception that the elements shown in color in the diagram (the colorburst, and the chrominance signal) are not present.
The front porch is a brief (about 1.5 microsecond) period inserted between the end of each transmitted line of picture and the leading edge of the next line's sync pulse. Its purpose was to allow voltage levels to stabilise in older televisions, preventing interference between picture lines. The front porch is the first component of the horizontal blanking interval which also contains the horizontal sync pulse and the back porch.
The back porch is the portion of each scan line between the end (rising edge) of the horizontal sync pulse and the start of active video. It is used to restore the black level (300 mV) reference in analog video. In signal processing terms, it compensates for the fall time and settling time following the sync pulse.
In color television systems such as PAL and NTSC, this period also includes the colorburst signal. In the SECAM system, it contains the reference subcarrier for each consecutive color difference signal in order to set the zero-color reference.
In some professional systems, particularly satellite links between locations, the digital audio is embedded within the line sync pulses of the video signal, to save the cost of renting a second channel. The name for this proprietary system is Sound-in-Syncs.
Monochrome video signal extraction
The luminance component of a composite video signal varies between 0 V and approximately 0.7 V above the black level. In the NTSC system, there is a blanking signal level used during the front porch and back porch, and a black signal level 75 mV above it; in PAL and SECAM these are identical.
In a monochrome receiver, the luminance signal is amplified to drive the control grid in the electron gun of the CRT. This changes the intensity of the electron beam and therefore the brightness of the spot being scanned. Brightness and contrast controls determine the DC shift and amplification, respectively.
Color video signal extraction
U and V signals
A color signal conveys picture information for each of the red, green, and blue components of an image. However, these are not simply transmitted as three separate signals, because: such a signal would not be compatible with monochrome receivers, an important consideration when color broadcasting was first introduced. It would also occupy three times the bandwidth of existing television, requiring a decrease in the number of television channels available.
Instead, the RGB signals are converted into YUV form, where the Y signal represents the luminance of the colors in the image. Because the rendering of colors in this way is the goal of both monochrome film and television systems, the Y signal is ideal for transmission as the luminance signal. This ensures a monochrome receiver will display a correct picture in black and white, where a given color is reproduced by a shade of gray that correctly reflects how light or dark the original color is.
The U and V signals are color difference signals. The U signal is the difference between the B signal and the Y signal, also known as B minus Y (B-Y), and the V signal is the difference between the R signal and the Y signal, also known as R minus Y (R-Y). The U signal then represents how purplish-blue or its complementary color, yellowish-green, the color is, and the V signal how purplish-red or it's complementary, greenish-cyan, it is. The advantage of this scheme is that the U and V signals are zero when the picture has no color content. Since the human eye is more sensitive to detail in luminance than in color, the U and V signals can be transmitted with reduced bandwidth with acceptable results.
In the receiver, a single demodulator can extract an additive combination of U plus V. An example is the X demodulator used in the X/Z demodulation system. In that same system, a second demodulator, the Z demodulator, also extracts an additive combination of U plus V, but in a different ratio. The X and Z color difference signals are further matrixed into three color difference signals, (R-Y), (B-Y), and (G-Y). The combinations of usually two, but sometimes three demodulators were:
In the end, further matrixing of the above color-difference signals c through f yielded the three color-difference signals, (R-Y), (B-Y), and (G-Y).
The R, G, and B signals in the receiver needed for the display device (CRT, Plasma display, or LCD display) are electronically derived by matrixing as follows: R is the additive combination of (R-Y) with Y, G is the additive combination of (G-Y) with Y, and B is the additive combination of (B-Y) with Y. All of this is accomplished electronically. It can be seen that in the combining process, the low-resolution portion of the Y signals cancel out, leaving R, G, and B signals able to render a low-resolution image in full color. However, the higher resolution portions of the Y signals do not cancel out, and so are equally present in R, G, and B, producing the higher-resolution image detail in monochrome, although it appears to the human eye as a full-color and full-resolution picture.
NTSC and PAL systems
In the NTSC and PAL color systems, U and V are transmitted by using quadrature amplitude modulation of a subcarrier. This kind of modulation applies two independent signals to one subcarrier, with the idea that both signals will be recovered independently at the receiving end. For NTSC, the subcarrier is at 3.58 MHz. For the PAL system it is at 4.43 MHz. The subcarrier itself is not included in the modulated signal (suppressed carrier), it is the subcarrier sidebands that carry the U and V information. The usual reason for using suppressed carrier is that it saves on transmitter power. In this application a more important advantage is that the color signal disappears entirely in black and white scenes. The subcarrier is within the bandwidth of the main luminance signal and consequently can cause undesirable artifacts on the picture, all the more noticeable in black and white receivers.
A small sample of the subcarrier, the colorburst, is included in the horizontal blanking portion, which is not visible on the screen. This is necessary to give the receiver a phase reference for the modulated signal. Under quadrature amplitude modulation the modulated chrominance signal changes phase as compared to its subcarrier and also changes amplitude. The chrominance amplitude (when considered together with the Y signal) represents the approximate saturation of a color, and the chrominance phase against the subcarrier reference approximately represents the hue of the color. For particular test colors found in the test color bar pattern, exact amplitudes and phases are sometimes defined for test and troubleshooting purposes only.
Due to the nature of the quadrature amplitude modulation process that created the chrominance signal, at certain times, the signal represents only the U signal, and 70 nanoseconds (NTSC) later, it represents only the V signal. About 70 nanoseconds later still, -U, and another 70 nanoseconds, -V. So to extract U, a synchronous demodulator is utilized, which uses the subcarrier to briefly gate the chroma every 280 nanoseconds, so that the output is only a train of discrete pulses, each having an amplitude that is the same as the original U signal at the corresponding time. In effect, these pulses are discrete-time analog samples of the U signal. The pulses are then low-pass filtered so that the original analog continuous-time U signal is recovered. For V, a 90-degree shifted subcarrier briefly gates the chroma signal every 280 nanoseconds, and the rest of the process is identical to that used for the U signal.
Gating at any other time than those times mentioned above will yield an additive mixture of any two of U, V, -U, or -V. One of these off-axis (that is, of the U and V axis) gating methods is called I/Q demodulation. Another much more popular off-axis scheme was the X/Z demodulation system. Further matrixing recovered the original U and V signals. This scheme was actually the most popular demodulator scheme throughout the 1960s.
The above process uses the subcarrier. But as previously mentioned, it was deleted before transmission, and only the chroma is transmitted. Therefore, the receiver must reconstitute the subcarrier. For this purpose, a short burst of the subcarrier, known as the colorburst, is transmitted during the back porch (re-trace blanking period) of each scan line. A subcarrier oscillator in the receiver locks onto this signal (see phase-locked loop) to achieve a phase reference, resulting in the oscillator producing the reconstituted subcarrier.
NTSC uses this process unmodified. Unfortunately, this often results in poor color reproduction due to phase errors in the received signal, caused sometimes by multipath, but mostly by poor implementation at the studio end. With the advent of solid-state receivers, cable TV, and digital studio equipment for conversion to an over-the-air analog signal, these NTSC problems have been largely fixed, leaving operator error at the studio end as the sole color rendition weakness of the NTSC system. In any case, the PAL D (delay) system mostly corrects these kinds of errors by reversing the phase of the signal on each successive line, and averaging the results over pairs of lines. This process is achieved by the use of a 1H (where H = horizontal scan frequency) duration delay line. Phase shift errors between successive lines are therefore canceled out and the wanted signal amplitude is increased when the two in-phase (coincident) signals are re-combined.
NTSC is more spectrum efficient than PAL, giving more picture detail for a given bandwidth. This is because sophisticated comb filters in receivers are more effective with NTSC's 4 color frame sequence compared to PAL's 8-field sequence. However, in the end, the larger channel width of most PAL systems in Europe still gives PAL systems the edge in transmitting more picture detail.
SECAM system
In the SECAM television system, U and V are transmitted on alternate lines, using simple frequency modulation of two different color subcarriers.
In some analog color CRT displays, starting in 1956, the brightness control signal (luminance) is fed to the cathode connections of the electron guns, and the color difference signals (chrominance signals) are fed to the control grids connections. This simple CRT matrix mixing technique was replaced in later solid state designs of signal processing with the original matrixing method used in the 1954 and 1955 color TV receivers.
Synchronization
Synchronizing pulses added to the video signal at the end of every scan line and video frame ensure that the sweep oscillators in the receiver remain locked in step with the transmitted signal so that the image can be reconstructed on the receiver screen.
A sync separator circuit detects the sync voltage levels and sorts the pulses into horizontal and vertical sync.
Horizontal synchronization
The horizontal sync pulse, separates the scan lines. The horizontal sync signal is a single short pulse that indicates the start of every line. The rest of the scan line follows, with the signal ranging from 0.3 V (black) to 1 V (white), until the next horizontal or vertical synchronization pulse.
The format of the horizontal sync pulse varies. In the 525-line NTSC system it is a 4.85 μs pulse at 0 V. In the 625-line PAL system the pulse is 4.7 μs at 0 V. This is lower than the amplitude of any video signal (blacker than black) so it can be detected by the level-sensitive sync separator circuit of the receiver.
Two-timing intervals are defined – the front porch between the end of the displayed video and the start of the sync pulse, and the back porch after the sync pulse and before the displayed video. These and the sync pulse itself are called the horizontal blanking (or retrace) interval and represent the time that the electron beam in the CRT is returning to the start of the next display line.
Vertical synchronization
Vertical synchronization separates the video fields. In PAL and NTSC, the vertical sync pulse occurs within the vertical blanking interval. The vertical sync pulses are made by prolonging the length of horizontal sync pulses through almost the entire length of the scan line.
The vertical sync signal is a series of much longer pulses, indicating the start of a new field. The sync pulses occupy the whole line interval of a number of lines at the beginning and end of a scan; no picture information is transmitted during vertical retrace. The pulse sequence is designed to allow horizontal sync to continue during vertical retrace; it also indicates whether each field represents even or odd lines in interlaced systems (depending on whether it begins at the start of a horizontal line, or midway through).
The format of such a signal in 525-line NTSC is:
pre-equalizing pulses (6 to start scanning odd lines, 5 to start scanning even lines)
long-sync pulses (5 pulses)
post-equalizing pulses (5 to start scanning odd lines, 4 to start scanning even lines)
Each pre- or post-equalizing pulse consists of half a scan line of black signal: 2 μs at 0 V, followed by 30 μs at 0.3 V. Each long sync pulse consists of an equalizing pulse with timings inverted: 30 μs at 0 V, followed by 2 μs at 0.3 V.
In video production and computer graphics, changes to the image are often performed during the vertical blanking interval to avoid visible discontinuity of the image. If this image in the framebuffer is updated with a new image while the display is being refreshed, the display shows a mishmash of both frames, producing page tearing partway down the image.
Horizontal and vertical hold
The sweep (or deflection) oscillators were designed to run without a signal from the television station (or VCR, computer, or other composite video source). This allows the television receiver to display a raster and to allow an image to be presented during antenna placement. With sufficient signal strength, the receiver's sync separator circuit would split timebase pulses from the incoming video and use them to reset the horizontal and vertical oscillators at the appropriate time to synchronize with the signal from the station.
The free-running oscillation of the horizontal circuit is especially critical, as the horizontal deflection circuits typically power the flyback transformer (which provides acceleration potential for the CRT) as well as the filaments for the high voltage rectifier tube and sometimes the filament(s) of the CRT itself. Without the operation of the horizontal oscillator and output stages in these television receivers, there would be no illumination of the CRT's face.
The lack of precision timing components in early equipment meant that the timebase circuits occasionally needed manual adjustment. If their free-run frequencies were too far from the actual line and field rates, the circuits would not be able to follow the incoming sync signals. Loss of horizontal synchronization usually resulted in an unwatchable picture; loss of vertical synchronization would produce an image rolling up or down the screen.
Older analog television receivers often provide manual controls to adjust horizontal and vertical timing. The adjustment takes the form of horizontal hold and vertical hold controls, usually on the front panel along with other common controls. These adjust the free-run frequencies of the corresponding timebase oscillators.
A slowly rolling vertical picture demonstrates that the vertical oscillator is nearly synchronized with the television station but is not locking to it, often due to a weak signal or a failure in the sync separator stage not resetting the oscillator.
Horizontal sync errors cause the image to be torn diagonally and repeated across the screen as if it were wrapped around a screw or a barber's pole; the greater the error, the more copies of the image will be seen at once wrapped around the barber pole.
By the early 1980s the efficacy of the synchronization circuits, plus the inherent stability of the sets' oscillators, had been improved to the point where these controls were no longer necessary. Integrated Circuits which eliminated the horizontal hold control were starting to appear as early as 1969.
The final generations of analog television receivers used IC-based designs where the receiver's timebases were derived from accurate crystal oscillators. With these sets, adjustment of the free-running frequency of either sweep oscillator was unnecessary and unavailable.
Horizontal and vertical hold controls were rarely used in CRT-based computer monitors, as the quality and consistency of components were quite high by the advent of the computer age, but might be found on some composite monitors used with the 1970s–80s home or personal computers.
Other technical information
Components of a television system
The tuner is the object which, with the aid of an antenna, isolates the television signals received over the air. There are two types of tuners in analog television, VHF and UHF tuners. The VHF tuner selects the VHF television frequency. This consists of a 4 MHz video bandwidth and a 2 MHz audio bandwidth. It then amplifies the signal and converts it to a 45.75 MHz Intermediate Frequency (IF) amplitude-modulated video and a 41.25 MHz IF frequency-modulated audio carrier.
The IF amplifiers are centered at 44 MHz for optimal frequency transference of the audio and video carriers. Like radio, television has automatic gain control (AGC). This controls the gain of the IF amplifier stages and the tuner.
The video amp and output amplifier is implemented using a pentode or a power transistor. The filter and demodulator separates the 45.75 MHz video from the 41.25 MHz audio then it simply uses a diode to detect the video signal. After the video detector, the video is amplified and sent to the sync separator and then to the picture tube.
The audio signal goes to a 4.5 MHz amplifier. This amplifier prepares the signal for the 4.5Mhz detector. It then goes through a 4.5 MHz IF transformer to the detector. In television, there are 2 ways of detecting FM signals. One way is by the ratio detector. This is simple but very hard to align. The next is a relatively simple detector. This is the quadrature detector. It was invented in 1954. The first tube designed for this purpose was the 6BN6 type. It is easy to align and simple in circuitry. It was such a good design that it is still being used today in the Integrated circuit form. After the detector, it goes to the audio amplifier.
The next part is the sync separator and clipper. From the detected video signal, this circuit extracts and conditions signals that the horizontal and vertical oscillators can use to keep in sync with the video. It also forms the AGC voltage, as previously stated.
The horizontal and vertical oscillators form the raster on the CRT. They are driven by the sync separator. There are many ways to create these oscillators. The earliest is the thyratron oscillator. Although it is known to drift, it makes a perfect sawtooth wave. This sawtooth wave is so good that no linearity control is needed. This oscillator was designed for the electrostatic deflection CRTs but also found some use in electromagnetically deflected CRTs. The next oscillator developed was the blocking oscillator which uses a transformer to create a sawtooth wave. This was only used for a brief time period and never was very popular. Finally the multivibrator was probably the most successful. It needed more adjustment than the other oscillators, but it is very simple and effective. This oscillator was so popular that it was used from the early 1950s until today.
Two oscillator amplifiers are neede. The vertical amplifier directly drives the yoke. Since it operates at 50 or 60 Hz and drives an electromagnet, it is similar to an audio amplifier. Because of the rapid deflection required, the horizontal oscillator requires a high-power flyback transformer driven by a high-powered tube or transistor. Additional windings on this flyback transformer typically power other parts of the system.
Sync separator
Image synchronization is achieved by transmitting negative-going pulses. The horizontal sync signal is a single short pulse that indicates the start of every line. Two-timing intervals are defined – the front porch between the end of the displayed video and the start of the sync pulse, and the back porch after the sync pulse and before the displayed video. These and the sync pulse itself are called the horizontal blanking (or retrace) interval and represent the time that the electron beam in the CRT is returning to the start of the next display line.
The vertical sync signal is a series of much longer pulses, indicating the start of a new field. The vertical sync pulses occupy the whole of line interval of a number of lines at the beginning and end of a scan; no picture information is transmitted during vertical retrace. The pulse sequence is designed to allow horizontal sync to continue during vertical retrace.
In the television receiver, a sync separator circuit detects the sync voltage levels and sorts the pulses into horizontal and vertical sync.
Loss of horizontal synchronization usually resulted in an unwatchable picture; loss of vertical synchronization would produce an image rolling up or down the screen.
Counting sync pulses, a video line selector picks a selected line from a TV signal, used for teletext, on-screen displays, station identification logos as well as in the industry when cameras were used as a sensor.
Timebase circuits
In an analog receiver with a CRT display sync pulses are fed to horizontal and vertical timebase circuits (commonly called "sweep circuits" in the United States), each consisting of an oscillator and an amplifier. These generate modified sawtooth and parabola current waveforms to scan the electron beam in a linear way. The waveform shapes are necessary to make up for the distance variations from the electron beam source and the screen surface. The oscillators are designed to free-run at frequencies very close to the field and line rates, but the sync pulses cause them to reset at the beginning of each scan line or field, resulting in the necessary synchronization of the beam sweep with the originating signal. The output waveforms from the timebase amplifiers are fed to the horizontal and vertical deflection coils wrapped around the CRT tube. These coils produce magnetic fields proportional to the changing current, and these deflect the electron beam across the screen.
In the 1950s, the power for these circuits was derived directly from the mains supply. A simple circuit consisted of a series voltage dropper resistance and a rectifier valve (tube) or semiconductor diode. This avoided the cost of a large high voltage mains supply (50 or 60 Hz) transformer. This type of circuit was used for the thermionic valve (vacuum tube) technology. It was inefficient and produced a lot of heat which led to premature failures in the circuitry. Although failure was common, it was easily repairable.
In the 1960s, semiconductor technology was introduced into timebase circuits. During the late 1960s in the UK, synchronous (with the scan line rate) power generation was introduced into solid state receiver designs. These had very complex circuits in which faults were difficult to trace, but had very efficient use of power.
In the early 1970s AC mains (50 or 60 Hz), and line timebase (15,625 Hz), thyristor based switching circuits were introduced. In the UK use of the simple (50 Hz) types of power, circuits were discontinued. The reason for design changes arose from the electricity supply contamination problems arising from EMI, and supply loading issues due to energy being taken from only the positive half cycle of the mains supply waveform.
CRT flyback power supply
Most of the receiver's circuitry (at least in transistor- or IC-based designs) operates from a comparatively low-voltage DC power supply. However, the anode connection for a cathode-ray tube requires a very high voltage (typically 10–30 kV) for correct operation.
This voltage is not directly produced by the main power supply circuitry; instead, the receiver makes use of the circuitry used for horizontal scanning. Direct current (DC), is switched through the line output transformer, and alternating current (AC) is induced into the scan coils. At the end of each horizontal scan line the magnetic field, which has built up in both transformer and scan coils by the current, is a source of latent electromagnetic energy. This stored collapsing magnetic field energy can be captured. The reverse flow, short duration, (about 10% of the line scan time) current from both the line output transformer and the horizontal scan coil is discharged again into the primary winding of the flyback transformer by the use of a rectifier which blocks this negative reverse emf. A small value capacitor is connected across the scan switching device. This tunes the circuit inductances to resonate at a much higher frequency. This slows down (lengthens) the flyback time from the extremely rapid decay rate that would result if they were electrically isolated during this short period. One of the secondary windings on the flyback transformer then feeds this brief high-voltage pulse to a Cockcroft–Walton generator design voltage multiplier. This produces the required EHT supply. A flyback converter is a power supply circuit operating on similar principles.
A typical modern design incorporates the flyback transformer and rectifier circuitry into a single unit with a captive output lead, (known as a diode split line output transformer or an Integrated High Voltage Transformer (IHVT)), so that all high-voltage parts are enclosed. Earlier designs used a separate line output transformer and a well-insulated high voltage multiplier unit. The high frequency (15 kHz or so) of the horizontal scanning allows reasonably small components to be used.
Transition to digital
In many countries, over-the-air broadcast television of analog audio and analog video signals has been discontinued, to allow the re-use of the television broadcast radio spectrum for other services such as datacasting and subchannels.
The first country to make a wholesale switch to digital over-the-air (terrestrial television) broadcasting was Luxembourg in 2006, followed later in 2006 by the Netherlands; in 2007 by Finland, Andorra, Sweden and Switzerland; in 2008 by Belgium (Flanders) and Germany; in 2009 by the United States (high power stations), southern Canada, the Isle of Man, Norway, and Denmark. In 2010, Belgium (Wallonia), Spain, Wales, Latvia, Estonia, the Channel Islands, San Marino, Croatia, and Slovenia; in 2011 Israel, Austria, Monaco, Cyprus, Japan (excluding Miyagi, Iwate, and Fukushima prefectures), Malta and France; in 2012 the Czech Republic, Arab World, Taiwan, Portugal, Japan (including Miyagi, Iwate, and Fukushima prefectures), Serbia, Italy, Canada, Mauritius, the United Kingdom, the Republic of Ireland, Lithuania, Slovakia, Gibraltar, and South Korea; in 2013, the Republic of Macedonia, Poland, Bulgaria, Hungary, Australia, and New Zealand, completed the transition. The United Kingdom made the transition to digital television between 2008 and 2012, with the exception of Whitehaven, which made the switch over in 2007. The first digital TV-only area in the United Kingdom was Ferryside in Carmarthenshire.
The Digital television transition in the United States for high-powered transmission was completed on 12 June 2009, the date that the Federal Communications Commission (FCC) set. Almost two million households could no longer watch television because they had not prepared for the transition. The switchover had been delayed by the DTV Delay Act. While the majority of the viewers of over-the-air broadcast television in the U.S. watch full-power stations (which number about 1800), there are three other categories of television stations in the U.S.: low-power broadcasting stations, class A stations, and television translator stations. They were given later deadlines. In broadcasting, the United States influences southern Canada and northern Mexico because those areas are covered by television stations in the U.S.
In Japan, the switch to digital began in northeastern Ishikawa Prefecture on 24 July 2010 and ended in 43 of the country's 47 prefectures (including the rest of Ishikawa) on 24 July 2011, but in Fukushima, Iwate, and Miyagi prefectures, the conversion was delayed to 31 March 2012, due to complications from the 2011 Tōhoku earthquake and tsunami and its related nuclear accidents.
In Canada, most of the larger cities turned off analog broadcasts on 31 August 2011.
China had scheduled to end analog broadcasting between 2015 and 2018.
Brazil switched to digital television on 2 December 2007 in its major cities. It is estimated that Brazil will end analog broadcasting in 2023.
In Malaysia, the Malaysian Communications & Multimedia Commission (MCMC) advertised for tender bids to be submitted in the third quarter of 2009 for the 470 through 742 MHz UHF allocation, to enable Malaysia's broadcast system to move into DTV. The new broadcast band allocation would result in Malaysia's having to build an infrastructure for all broadcasters, using a single digital terrestrial transmission/television broadcast (DTTB) channel. Large portions of Malaysia are covered by television broadcasts from Singapore, Thailand, Brunei, and Indonesia (from Borneo and Batam). Starting from 1 November 2019, all regions in Malaysia were no longer using the analog system after the states of Sabah and Sarawak finally turned it off on 31 October 2019.
In Singapore, digital television under DVB-T2 began on 16 December 2013. The switchover was delayed many times until analog TV was switched off at midnight on 2 January 2019.
In the Philippines, the National Telecommunications Commission required all broadcasting companies to end analog broadcasting on 31 December 2015 at 11:59 p.m. Due to delay of the release of the implementing rules and regulations for digital television broadcast, the target date was moved to 2020. Full digital broadcast is expected in 2021 and all of the analog TV services should be shut down by the end of 2023.
In the Russian Federation, the Russian Television and Radio Broadcasting Network (RTRS) disabled analog broadcasting of federal channels in five stages, shutting down broadcasting in multiple federal subjects at each stage. The first region to have analog broadcasting disabled was Tver Oblast on 3 December 2018, and the switchover was completed on 14 October 2019. During the transition, DVB-T2 receivers and monetary compensations for purchasing of terrestrial or satellite digital TV reception equipment were provided to disabled people, World War II veterans, certain categories of retirees and households with income per member below living wage.
See also
Amateur television
Narrow-bandwidth television
Overscan
Slow-scan television
Terrestrial television
Television transmitter
Vertical blanking interval
Field (video)
Video frame
Glossary of video terms
Notes
References
External links
Video signal measurement and generation
Television synchronisation
Video broadcast standard frequencies and country listings
EDN magazine describing design of a 1958 transistorised television receiver
Designing the color television signal in the early 1950s as described by two engineers working directly with the NTSC
Television technology
Television terminology |
2395 | https://en.wikipedia.org/wiki/April%2011 | April 11 |
Events
Pre-1600
491 – Flavius Anastasius becomes Byzantine emperor, with the name of Anastasius I.
1241 – Batu Khan defeats Béla IV of Hungary at the Battle of Mohi.
1512 – War of the League of Cambrai: Franco-Ferrarese forces led by Gaston de Foix and Alfonso I d'Este win the Battle of Ravenna against the Papal-Spanish forces.
1544 – Italian War of 1542–46: A French army defeats Habsburg forces at the Battle of Ceresole, but fails to exploit its victory.
1601–1900
1689 – William III and Mary II are crowned as joint sovereigns of Great Britain on the same day that the Scottish Parliament concurs with the English decision of 12 February.
1713 – France and Great Britain sign the Treaty of Utrecht, bringing an end to the War of the Spanish Succession (Queen Anne's War). Britain accepts Philip V as King of Spain, while Philip renounces any claim to the French throne.
1727 – Premiere of Johann Sebastian Bach's St Matthew Passion BWV 244b at St. Thomas Church in Leipzig, Electorate of Saxony (now Germany).
1809 – Battle of the Basque Roads: Admiral Lord Gambier fails to support Captain Lord Cochrane, leading to an incomplete British victory over the French fleet.
1814 – The Treaty of Fontainebleau ends the War of the Sixth Coalition against Napoleon Bonaparte, and forces him to abdicate unconditionally for the first time.
1856 – Second Battle of Rivas: Juan Santamaría burns down the hostel where William Walker's filibusters are holed up.
1868 – Former shōgun Tokugawa Yoshinobu surrenders Edo Castle to Imperial forces, marking the end of the Tokugawa shogunate.
1876 – The Benevolent and Protective Order of Elks is organized.
1881 – Spelman College is founded in Atlanta, Georgia as the Atlanta Baptist Female Seminary, an institute of higher education for African-American women.
1901–present
1908 – , the last armored cruiser to be built by the Imperial German Navy, is launched.
1909 – The city of Tel Aviv is founded.
1921 – Emir Abdullah establishes the first centralised government in the newly created British protectorate of Transjordan.
1935 – Stresa Front: opening of the conference between the British Prime Minister Ramsay MacDonald, the Italian Prime Minister Benito Mussolini and the French Minister for Foreign Affairs Pierre Laval to condemn the German violations of the Treaty of Versailles.
1945 – World War II: American forces liberate the Buchenwald concentration camp.
1951 – Korean War: President Truman relieves Douglas MacArthur of the command of American forces in Korea and Japan.
1951 – The Stone of Scone, the stone upon which Scottish monarchs were traditionally crowned, is found on the site of the altar of Arbroath Abbey. It had been taken by Scottish nationalist students from its place in Westminster Abbey.
1952 – Bolivian National Revolution: Rebels take over Palacio Quemado.
1952 – Pan Am Flight 526A ditches near San Juan-Isla Grande Airport in San Juan, Puerto Rico, after experiencing an engine failure, killing 52 people.
1955 – The Air India Kashmir Princess is bombed and crashes in a failed assassination attempt on Zhou Enlai by the Kuomintang.
1957 – United Kingdom agrees to Singaporean self-rule.
1961 – The trial of Adolf Eichmann begins in Jerusalem.
1963 – Pope John XXIII issues Pacem in terris, the first encyclical addressed to all Christians instead of only Catholics, and which described the conditions for world peace in human terms.
1964 – Brazilian Marshal Humberto de Alencar Castelo Branco is elected president by the National Congress.
1965 – The Palm Sunday tornado outbreak of 1965: Fifty-one tornadoes hit in six Midwestern states, killing 256 people.
1968 – President Lyndon B. Johnson signs the Civil Rights Act of 1968, prohibiting discrimination in the sale, rental, and financing of housing.
1968 – Assassination attempt on Rudi Dutschke, leader of the German student movement.
1970 – Apollo Program: Apollo 13 is launched.
1976 – The Apple I is created.
1977 – London Transport's Silver Jubilee AEC Routemaster buses are launched.
1979 – Ugandan dictator Idi Amin is deposed.
1981 – A massive riot in Brixton, south London results in almost 300 police injuries and 65 serious civilian injuries.
1986 – FBI Miami Shootout: A gun battle in broad daylight in Dade County, Florida between two bank/armored car robbers and pursuing FBI agents. During the firefight, FBI agents Jerry L. Dove and Benjamin P. Grogan were killed, while five other agents were wounded. As a result, the popular .40 S&W cartridge was developed.
1987 – The London Agreement is secretly signed between Israeli Foreign Affairs Minister Shimon Peres and King Hussein of Jordan.
1990 – Customs officers in Middlesbrough, England, seize what they believe to be the barrel of a massive gun on a ship bound for Iraq.
1993 – Four hundred fifty prisoners rioted at the Southern Ohio Correctional Facility in Lucasville, Ohio, and continued to do so for ten days, citing grievances related to prison conditions, as well as the forced vaccination of Nation of Islam prisoners (for tuberculosis) against their religious beliefs.
2001 – The detained crew of a United States EP-3E aircraft that landed in Hainan, China after a collision with a J-8 fighter, is released.
2002 – The Ghriba synagogue bombing by al-Qaeda kills 21 in Tunisia.
2002 – Over two hundred thousand people march in Caracas towards the presidential palace to demand the resignation of President Hugo Chávez. Nineteen protesters are killed.
2006 – Iranian president Mahmoud Ahmadinejad announces Iran's claim to have successfully enriched uranium.
2007 – Algiers bombings: Two bombings in Algiers kill 33 people and wound a further 222 others.
2011 – An explosion in the Minsk Metro, Belarus kills 15 people and injures 204 others.
2012 – A pair of great earthquakes occur in the Wharton Basin west of Sumatra in Indonesia. The maximum Mercalli intensity of this strike-slip doublet earthquake is VII (Very strong). Ten are killed, twelve are injured, and a non-destructive tsunami is observed on the island of Nias.
2018 – An Ilyushin Il-76 which was owned and operated by the Algerian Air Force crashes near Boufarik, Algeria, killing 257.
2021 – Twenty year old Daunte Wright is shot and killed in Brooklyn Center, Minnesota by officer Kimberly Potter, sparking protests in the city, when the officer allegedly mistakes her own gun for her taser.
2023 – During the Pazigyi massacre, an airstrike conducted by the Myanmar Air Force kills at least 100 villagers in Pazigyi, Sagaing Region.
Births
Pre-1600
145 – Septimius Severus, Roman emperor (probable; d. 211)
1184 – William of Winchester, Lord of Lüneburg (d. 1213)
1348 – Andronikos IV Palaiologos, Byzantine Emperor (d. 1385)
1357 – John I of Portugal (d. 1433)
1370 – Frederick I, Elector of Saxony (d. 1428)
1374 – Roger Mortimer, 4th Earl of March, heir to the throne of England (d. 1398)
1493 – George I, Duke of Pomerania (d. 1531)
1591 – Bartholomeus Strobel, Silezian painter (d. 1650)
1592 – John Eliot, English lawyer and politician (d. 1632)
1601–1900
1644 – Marie Jeanne Baptiste of Savoy-Nemours, Duchess of Savoy (d. 1724)
1658 – James Hamilton, 4th Duke of Hamilton, Scottish peer (d. 1712)
1683 – Jean-Joseph Mouret, French composer and conductor (d. 1738)
1715 – John Alcock, English organist and composer (d. 1806)
1721 – David Zeisberger, Czech-American clergyman and missionary (d. 1808)
1722 – Christopher Smart, English actor, playwright, and poet (d. 1771)
1749 – Adélaïde Labille-Guiard, French miniaturist and portrait painter (d. 1803)
1755 – James Parkinson, English surgeon, geologist, and paleontologist (d. 1824)
1770 – George Canning, Irish-English lawyer and politician, Prime Minister of the United Kingdom (d. 1827)
1794 – Edward Everett, English-American educator and politician, 15th Governor of Massachusetts (d. 1865)
1798 – Macedonio Melloni, Italian physicist and academic (d. 1854)
1819 – Charles Hallé, German-English pianist and conductor (d. 1895)
1825 – Ferdinand Lassalle, German philosopher and jurist (d. 1864)
1827 – Jyotirao Phule, Indian scholar, philosopher, and activist (d. 1890)
1830 – John Douglas, English architect (d. 1911)
1854 – Hugh Massie, Australian cricketer (d. 1938)
1856 – Arthur Shrewsbury, English cricketer and rugby player (d. 1903)
1859 – Stefanos Thomopoulos, Greek historian and author (d. 1939)
1862 – William Wallace Campbell, American astronomer and academic (d. 1938)
1862 – Charles Evans Hughes, American lawyer and politician, 44th United States Secretary of State (d. 1948)
1864 – Johanna Elberskirchen, German author and activist (d. 1943)
1866 – Bernard O'Dowd, Australian journalist, author, and poet (d. 1953)
1867 – Mark Keppel, American educator (d. 1928)
1869 – Gustav Vigeland, Norwegian sculptor, designed the Nobel Peace Prize medal (d. 1943)
1871 – Gyula Kellner, Hungarian runner (d. 1940)
1872 – Aleksandër Stavre Drenova, Albanian poet, rilindas and author of national anthem of Albania (d. 1947)
1873 – Edward Lawson, English soldier, Victoria Cross recipient (d. 1955)
1876 – Paul Henry, Irish painter (d. 1958)
1876 – Ivane Javakhishvili, Georgian historian and academic (d. 1940)
1879 – Bernhard Schmidt, Estonian-German astronomer and optician (d. 1935)
1887 – Jamini Roy, Indian painter (d. 1972)
1893 – Dean Acheson, American lawyer and politician, 51st United States Secretary of State (d. 1971)
1896 – Léo-Paul Desrosiers, Canadian journalist and author (d. 1967)
1899 – Percy Lavon Julian, African-American chemist and academic (d. 1975)
1900 – Sándor Márai, Hungarian journalist and author (d. 1989)
1901–present
1903 – Misuzu Kaneko, Japanese poet (d. 1930)
1904 – K. L. Saigal, Indian singer and actor (d. 1947)
1905 – Attila József, Hungarian poet and educator (d. 1937)
1906 – Dale Messick, American author and illustrator (d. 2005)
1907 – Paul Douglas, American actor (d. 1959)
1908 – Jane Bolin, American lawyer and judge (d. 2007)
1908 – Masaru Ibuka, Japanese businessman, co-founded Sony (d. 1997)
1908 – Dan Maskell, English tennis player and sportscaster (d. 1992)
1908 – Leo Rosten, Polish-American author and academic (d. 1997)
1910 – António de Spínola, Portuguese general and politician, 14th President of Portugal (d. 1996)
1912 – John Levy, American bassist and businessman (d. 2012)
1913 – Oleg Cassini, French-American fashion designer (d. 2006)
1914 – Norman McLaren, Scottish-Canadian animator, director, and producer (d. 1987)
1914 – Robert Stanfield, Canadian economist, lawyer, and politician, 17th Premier of Nova Scotia (d. 2003)
1914 – Dorothy Lewis Bernstein, American mathematician (d. 1988)
1916 – Alberto Ginastera, Argentinian pianist and composer (d. 1983)
1916 – Howard W. Koch, American director and producer (d. 2001)
1917 – David Westheimer, American soldier, journalist, and author (d. 2005)
1918 – Richard Wainwright, English soldier and politician (d. 2003)
1919 – Raymond Carr, English historian and academic (d. 2015)
1920 – Emilio Colombo, Italian lawyer and politician, 40th Prime Minister of Italy (d. 2013)
1920 – William Royer, American soldier and politician (d. 2013)
1921 – Jim Hearn, American baseball player (d. 1998)
1921 – Jack Rayner, Australian rugby league player and coach (d. 2008)
1922 – Arved Viirlaid, Estonian-Canadian soldier and author (d. 2015)
1923 – George J. Maloof, Sr., American businessman (d. 1980)
1924 – Mohammad Naseem, Pakistani-English activist and politician (d. 2014)
1925 – Yuriy Lituyev, Russian hurdler and commander (d. 2000)
1925 – Viola Liuzzo, American civil rights activist (d. 1965)
1925 – Viktor Masing, Estonian botanist and ecologist (d. 2001)
1925 – Pierre Péladeau, Canadian businessman, founded Quebecor (d. 1997)
1926 – David Manker Abshire, American commander and diplomat, United States Permanent Representative to NATO (d. 2014)
1926 – Victor Bouchard, Canadian pianist and composer (d. 2011)
1926 – Karl Rebane, Estonian physicist and academic (d. 2007)
1927 – Lokesh Chandra, Indian historian
1928 – Ethel Kennedy, American philanthropist
1928 – Edwin Pope, American journalist and author (d. 2017)
1928 – Tommy Tycho, Hungarian-Australian pianist, composer, and conductor (d. 2013)
1930 – Nicholas F. Brady, American businessman and politician, 68th United States Secretary of the Treasury
1930 – Walter Krüger, German javelin thrower (d. 2018)
1930 – Anton LaVey, American occultist, founded the Church of Satan (d. 1997)
1931 – Lewis Jones, Welsh rugby player and coach
1932 – Joel Grey, American actor, singer, and dancer
1933 – Tony Brown, American journalist and academic
1934 – Mark Strand, Canadian-born American poet, essayist, and translator (d. 2014)
1934 – Ron Pember, English actor, director and playwright (d. 2022)
1935 – Richard Berry, American singer-songwriter (d. 1997)
1936 – Brian Noble, English bishop (d. 2019)
1937 – Jill Gascoine, English actress and author (d. 2020)
1938 – Gerry Baker, American soccer player and manager (d. 2013)
1938 – Michael Deaver, American politician, Deputy White House Chief of Staff (d. 2007)
1938 – Reatha King, American chemist and businesswoman
1939 – Luther Johnson, American singer and guitarist (d. 2022)
1939 – Louise Lasser, American actress
1940 – Col Firmin, Australian politician (d. 2013)
1940 – Władysław Komar, Polish shot putter and actor (d. 1998)
1941 – Ellen Goodman, American journalist and author
1941 – Shirley Stelfox, English actress (d. 2015)
1942 – Anatoly Berezovoy, Russian colonel, pilot, and astronaut (d. 2014)
1942 – Hattie Gossett, American writer
1942 – James Underwood, English pathologist and academic
1943 – John Montagu, 11th Earl of Sandwich, English businessman and politician
1943 – Harley Race, American wrestler and trainer (d. 2019)
1944 – Peter Barfuß, German footballer
1944 – John Milius, American director, producer, and screenwriter
1945 – John Krebs, Baron Krebs, English zoologist and academic
1946 – Chris Burden, American sculptor, illustrator, and academic (d. 2015)
1946 – Bob Harris, English journalist and radio host
1947 – Lev Bulat, Ukrainian-Russian physicist and academic (d. 2016)
1947 – Uli Edel, German director and screenwriter
1947 – Frank Mantooth, American pianist and composer (d. 2004)
1947 – Peter Riegert, American actor, screenwriter and film director
1947 – Michael T. Wright, English engineer and academic (d. 2015)
1949 – Bernd Eichinger, German director and producer (d. 2011)
1950 – Bill Irwin, American actor and clown
1951 – Paul Fox, English singer and guitarist (d. 2007)
1952 – Nancy Honeytree, American singer and guitarist
1952 – Indira Samarasekera, Sri Lankan engineer and academic
1952 – Peter Windsor, English-Australian journalist and sportscaster
1953 – Guy Verhofstadt, Belgian politician, 47th Prime Minister of Belgium
1953 – Andrew Wiles, English mathematician and academic
1954 – Abdullah Atalar, Turkish engineer and academic
1954 – Aleksandr Averin, Azerbaijani cyclist and coach
1954 – Francis Lickerish, English guitarist and composer
1954 – David Perrett, Scottish psychologist and academic
1954 – Ian Redmond, English biologist and conservationist
1954 – Willie Royster, American baseball player (d. 2015)
1955 – Kevin Brady, American lawyer and politician
1955 – Michael Callen, American singer-songwriter and AIDS activist (d. 1993)
1955 – Micheal Ray Richardson, American basketball player and coach
1958 – Stuart Adamson, Scottish singer-songwriter and guitarist (d. 2001)
1958 – Lyudmila Kondratyeva, Russian sprinter
1959 – Pierre Lacroix, Canadian ice hockey player
1959 – Ana María Polo, Cuban-American lawyer and judge
1959 – Zahid Maleque, Bangladeshi politician
1960 – Jeremy Clarkson, English journalist and television presenter
1961 – Vincent Gallo, American actor, director, producer, and musician
1961 – Doug Hopkins, American guitarist and songwriter (d. 1993)
1961 – Nobuaki Kakuda, Japanese martial artist
1962 – Franck Ducheix, French fencer
1962 – Mark Lawson, English journalist and author
1963 – Billy Bowden, New Zealand cricketer and umpire
1963 – Waldemar Fornalik, Polish footballer and manager
1963 – Elizabeth Smylie, Australian tennis player
1963 – Eleni Tsaligopoulou, Greek singer
1964 – Steve Azar, American singer-songwriter and guitarist
1964 – John Cryer, English journalist and politician
1964 – Johann Sebastian Paetsch, American cellist
1964 – Bret Saberhagen, American baseball player and coach
1964 – Patrick Sang, Kenyan runner
1966 – Steve Scarsone, American baseball player and manager
1966 – Shin Seung-hun, South Korean singer-songwriter
1966 – Lisa Stansfield, English singer-songwriter and actress
1968 – Sergei Lukyanenko, Kazakh-Russian journalist and author
1969 – Cerys Matthews, Welsh singer-songwriter
1969 – Dustin Rhodes, American wrestler
1969 – Michael von Grünigen, Swiss skier
1970 – Trevor Linden, Canadian ice hockey player and manager
1970 – Whigfield, Danish singer and songwriter
1971 – Oliver Riedel, German bass player
1972 – Balls Mahoney, American wrestler (d. 2016)
1972 – Allan Théo, French singer
1972 – Jason Varitek, American baseball player and manager
1972 – Jennifer Esposito, American actress and writer
1973 – Olivier Magne, French rugby player
1974 – Àlex Corretja, Spanish tennis player and coach
1974 – Ashot Danielyan, Armenian weightlifter
1974 – David Jassy, Swedish singer-songwriter and producer
1974 – Tom Thacker, Canadian singer-songwriter, guitarist, and producer
1974 – Trot Nixon, American baseball player and sportscaster
1976 – Kelvim Escobar, Venezuelan baseball player
1976 – Kotomitsuki Keiji, Japanese sumo wrestler
1977 – Ivonne Teichmann, German runner
1978 – Josh Hancock, American baseball player (d. 2007)
1979 – Malcolm Christie, English footballer
1979 – Sebastien Grainger, Canadian singer-songwriter and guitarist
1979 – Michel Riesen, Swiss ice hockey player
1979 – Josh Server, American actor
1980 – Keiji Tamada, Japanese footballer
1980 – Mark Teixeira, American baseball player
1981 – Alessandra Ambrosio, Brazilian model
1981 – Alexandre Burrows, Canadian ice hockey player
1981 – Luis Flores, Dominican basketball player
1981 – Veronica Pyke, Australian cricketer
1982 – Ian Bell, English cricketer
1982 – Peeter Kümmel, Estonian skier
1983 – Jennifer Heil, Canadian skier
1983 – Rubén Palazuelos, Spanish footballer
1983 – Nicky Pastorelli, Dutch race car driver
1984 – Kelli Garner, American actress
1984 – Nikola Karabatić, French handball player
1985 – Pablo Hernández Domínguez, Spanish footballer
1985 – Will Minson, Australian footballer
1986 – Sarodj Bertin, Haitian model and human rights lawyer
1986 – Lena Schöneborn, German pentathlete
1987 – Joss Stone, English singer-songwriter and actress
1987 – Lights, Canadian singer-songwriter
1988 – Leland Irving, Canadian ice hockey player
1989 – Torrin Lawrence, American sprinter (d. 2014)
1990 – Dimitrios Anastasopoulos, Greek footballer
1990 – Thulani Serero, South African footballer
1991 – Thiago Alcântara, Spanish footballer
1991 – Brennan Poole, American racing driver
1996 – Dele Alli, English international footballer
2000 – Milly Alcock, Australian actress
2001 – Manuel Ugarte, Uruguayan footballer
Deaths
Pre-1600
618 – Yang Guang, Chinese emperor of the Sui Dynasty (b. 569)
678 – Donus, pope of the Catholic Church (b. 610)
924 – Herman I, chancellor and archbishop of Cologne
1034 – Romanos III Argyros, Byzantine emperor (b. 968)
1077 – Anawrahta, king of Burma and founder of the Pagan Empire (b. 1014)
1079 – Stanislaus of Szczepanów, bishop of Kraków (b. 1030)
1165 – Stephen IV, king of Hungary and Croatia
1240 – Llywelyn the Great, Welsh prince (b. 1172)
1349 – Ramadan ibn Alauddin, first known Muslim from Korea
1447 – Henry Beaufort, Cardinal, Lord Chancellor of England (b. 1377)
1512 – Gaston de Foix, French military commander (b. 1489)
1554 – Thomas Wyatt the Younger, English rebel leader (b. 1521)
1587 – Thomas Bromley, English lord chancellor (b. 1530)
1601–1900
1609 – John Lumley, 1st Baron Lumley, English noble (b. 1533)
1612 – Emanuel van Meteren, Flemish historian and author (b. 1535)
1612 – Edward Wightman, English minister and martyr (b. 1566)
1626 – Marino Ghetaldi, Ragusan mathematician and physicist (b. 1568)
1712 – Richard Simon, French priest and critic (b. 1638)
1723 – John Robinson, English bishop and diplomat (b. 1650)
1783 – Nikita Ivanovich Panin, Polish-Russian politician, Russian Minister of Foreign Affairs (b. 1718)
1798 – Karl Wilhelm Ramler, German poet and academic (b. 1725)
1856 – Juan Santamaría, Costa Rican soldier (b. 1831)
1861 – Francisco González Bocanegra, Mexican poet and composer (b. 1824)
1873 – Edward Canby, American general (b. 1817)
1890 – David de Jahacob Lopez Cardozo, Dutch Talmudist (b. 1808)
1890 – Joseph Merrick, English man with severe deformities (b. 1862)
1894 – Constantin Lipsius, German architect and theorist (b. 1832)
1895 – Julius Lothar Meyer, German chemist (b. 1830)
1901–present
1902 – Wade Hampton III, Confederate general and politician, 77th Governor of South Carolina (b. 1818)
1903 – Gemma Galgani, Italian mystic and saint (b. 1878)
1906 – James Anthony Bailey, American businessman, co-founded Ringling Bros. and Barnum & Bailey Circus (b. 1847)
1906 – Francis Pharcellus Church, American journalist and publisher, co-founded Armed Forces Journal and The Galaxy Magazine (b. 1839)
1908 – Henry Bird, English chess player and author (b. 1829)
1916 – Richard Harding Davis, American journalist and author (b. 1864)
1918 – Otto Wagner, Austrian architect and urban planner (b. 1841)
1926 – Luther Burbank, American botanist and academic (b. 1849)
1939 – Kurtdereli Mehmet, Turkish wrestler (b. 1864)
1953 – Kid Nichols, American baseball player and manager (b. 1869)
1954 – Paul Specht, American violinist and bandleader (b. 1895)
1958 – Konstantin Yuon, Russian painter and educator (b. 1875)
1960 – Rosa Grünberg, Swedish actress (b. 1878)
1962 – Ukichiro Nakaya, Japanese physicist and academic (b. 1900)
1962 – George Poage, American hurdler and educator (b. 1880)
1967 – Thomas Farrell, American general (b. 1891)
1967 – Donald Sangster, Jamaican lawyer and politician, 2nd Prime Minister of Jamaica (b. 1911)
1970 – Cathy O'Donnell, American actress (b. 1923)
1970 – John O'Hara, American novelist and short story writer (b. 1905)
1974 – Ernst Ziegler, German actor (b. 1894)
1977 – Jacques Prévert, French poet and screenwriter (b. 1900)
1977 – Phanishwar Nath 'Renu', Indian author and activist (b. 1921)
1980 – Ümit Kaftancıoğlu, Turkish journalist and producer (b. 1935)
1981 – Caroline Gordon, American author and critic (b. 1895)
1983 – Dolores del Río, Mexican actress (b. 1904)
1984 – Edgar V. Saks, Estonian historian and politician, Estonian Minister of Education (b. 1910)
1985 – Bunny Ahearne, Irish-born English businessman (b. 1900)
1985 – John Gilroy, English artist and illustrator (b. 1898)
1985 – Enver Hoxha, Albanian educator and politician, 21st Prime Minister of Albania (b. 1908)
1987 – Erskine Caldwell, American novelist and short story writer (b. 1903)
1987 – Primo Levi, Italian chemist and author (b. 1919)
1990 – Harold Ballard, Canadian businessman (b. 1903)
1991 – Walker Cooper, American baseball player and manager (b. 1915)
1991 – Bruno Hoffmann. German glass harp player (b. 1913)
1992 – James Brown, American actor and singer (b. 1920)
1992 – Eve Merriam, American author and poet (b. 1916)
1992 – Alejandro Obregón, Colombian painter, sculptor, and engraver (b. 1920)
1996 – Jessica Dubroff, American pilot (b. 1988)
1997 – Muriel McQueen Fergusson, Canadian lawyer and politician, Canadian Speaker of the Senate (b. 1899)
1997 – Wang Xiaobo, contemporary Chinese novelist and essayist (b. 1952)
1999 – William H. Armstrong, American author and educator (b. 1911)
2000 – Diana Darvey, English actress, singer and dancer (b. 1945)
2001 – Harry Secombe, Welsh-English actor (b. 1921)
2003 – Cecil Howard Green, English-American geophysicist and businessman, founded Texas Instruments (b. 1900)
2005 – André François, Romanian-French cartoonist, painter, and sculptor (b. 1915)
2005 – Lucien Laurent, French footballer and coach (b. 1907)
2006 – June Pointer, American singer (b. 1953)
2006 – DeShaun Holton, American rapper and actor (b. 1973)
2007 – Roscoe Lee Browne, American actor and director (b. 1922)
2007 – Loïc Leferme, French diver (b. 1970)
2007 – Janet McDonald, American lawyer and author (b. 1954)
2007 – Ronald Speirs, Scottish-American colonel (b. 1920)
2007 – Kurt Vonnegut, American novelist, short story writer, and playwright (b. 1922)
2008 – Merlin German, American sergeant (b. 1985)
2009 – Gerda Gilboe, Danish actress and singer (b. 1914)
2009 – Vishnu Prabhakar, Indian author and playwright (b. 1912)
2009 – Corín Tellado, Spanish author (b. 1927)
2010 – Julia Tsenova, Bulgarian pianist and composer (b. 1948)
2011 – Larry Sweeney, American wrestler and manager (b. 1981)
2012 – Ahmed Ben Bella, Algerian soldier and politician, 1st President of Algeria (b. 1916)
2012 – Roger Caron, Canadian criminal and author (b. 1938)
2012 – Tippy Dye, American basketball player and coach (b. 1915)
2012 – Hal McKusick, American saxophonist, clarinet player, and flute player (b. 1924)
2012 – Agustin Roman, American bishop (b. 1928)
2013 – Don Blackman, American singer-songwriter, pianist, and producer (b. 1953)
2013 – Sue Draheim, American fiddler (b.1949)
2013 – Grady Hatton, American baseball player, coach, and manager (b. 1922)
2013 – Thomas Hemsley, English actor and singer (b. 1927)
2013 – Hilary Koprowski, Polish-American virologist and immunologist (b. 1916)
2013 – Gilles Marchal, French singer-songwriter (b. 1944)
2013 – Maria Tallchief, American ballerina (b. 1925)
2013 – Clorindo Testa, Italian-Argentinian architect (b. 1923)
2013 – Jonathan Winters, American comedian, actor and screenwriter (b. 1925)
2014 – Rolf Brem, Swiss sculptor and illustrator (b. 1926)
2014 – Edna Doré, English actress (b. 1921)
2014 – Bill Henry, American baseball player (b. 1927)
2014 – Lou Hudson, American basketball player and sportscaster (b. 1944)
2014 – Myer S. Kripke, American rabbi and scholar (b. 1914)
2014 – Sergey Nepobedimy, Russian engineer (b. 1921)
2014 – Jesse Winchester, American singer-songwriter, guitarist, and producer (b. 1944)
2015 – Jimmy Gunn, American football player (b. 1948)
2015 – Muhammad Kamaruzzaman, Bangladeshi journalist and politician (b. 1952)
2015 – François Maspero, French journalist and author (b. 1932)
2015 – Hanut Singh, Indian general (b. 1933)
2015 – Tekena Tamuno, Nigerian historian and academic (b. 1932)
2017 – J. Geils, American singer and guitarist (b. 1946)
2017 – Mark Wainberg, Canadian researcher and HIV/AIDS activist (b. 1945)
2020 – John Horton Conway, English mathematician (b. 1937)
Holidays and observances
Christian feast day:
Antipas of Pergamum (Greek Orthodox Church)
Barsanuphius
Gemma Galgani
Godeberta
Guthlac of Crowland
George Selwyn (Anglicanism)
Stanislaus of Szczepanów
April 11 (Eastern Orthodox liturgics)
Juan Santamaría Day, anniversary of his death in the Second Battle of Rivas. (Costa Rica)
International Louie Louie Day
World Parkinson's Day
References
External links
BBC: On This Day
Historical Events on April 11
Days of the year
April |
2396 | https://en.wikipedia.org/wiki/Adhesive | Adhesive | Adhesive, also known as glue, cement, mucilage, or paste, is any non-metallic substance applied to one or both surfaces of two separate items that binds them together and resists their separation.
The use of adhesives offers certain advantages over other binding techniques such as sewing, mechanical fastenings, or welding. These include the ability to bind different materials together, the more efficient distribution of stress across a joint, the cost-effectiveness of an easily mechanized process, and greater flexibility in design. Disadvantages of adhesive use include decreased stability at high temperatures, relative weakness in bonding large objects with a small bonding surface area, and greater difficulty in separating objects during testing. Adhesives are typically organized by the method of adhesion followed by reactive or non-reactive, a term which refers to whether the adhesive chemically reacts in order to harden. Alternatively, they can be organized either by their starting physical phase or whether their raw stock is of natural or synthetic origin.
Adhesives may be found naturally or produced synthetically. The earliest human use of adhesive-like substances was approximately 200,000 years ago, when Neanderthals produced tar from the dry distillation of birch bark for use in binding stone tools to wooden handles. The first references to adhesives in literature appeared in approximately 2000 BC. The Greeks and Romans made great contributions to the development of adhesives. In Europe, glue was not widely used until the period AD 1500–1700. From then until the 1900s increases in adhesive use and discovery were relatively gradual. Only since the 20th century has the development of synthetic adhesives accelerated rapidly, and innovation in the field continues to the present.
History
Evidence of the earliest known use of adhesives was discovered in central Italy when two stone flakes partially covered with birch-bark tar and a third uncovered stone from the Middle Pleistocene era (circa 200,000 years ago) were found. This is thought to be the oldest discovered human use of tar-hafted stones.
The birch-bark-tar adhesive is a simple, one-component adhesive. A study from 2019 showed that birch tar production can be a very simple process—merely involving the burning of birch bark near smooth vertical surfaces in open air conditions. Although sticky enough, plant-based adhesives are brittle and vulnerable to environmental conditions. The first use of compound adhesives was discovered in Sibudu, South Africa. Here, 70,000-year-old stone segments that were once inserted in axe hafts were discovered covered with an adhesive composed of plant gum and red ochre (natural iron oxide) as adding ochre to plant gum produces a stronger product and protects the gum from disintegrating under wet conditions. The ability to produce stronger adhesives allowed middle Stone Age humans to attach stone segments to sticks in greater variations, which led to the development of new tools.
More recent examples of adhesive use by prehistoric humans have been found at the burial sites of ancient tribes. Archaeologists studying the sites found that approximately 6,000 years ago the tribesmen had buried their dead together with food found in broken clay pots repaired with tree resins. Another investigation by archaeologists uncovered the use of bituminous cements to fasten ivory eyeballs to statues in Babylonian temples dating to approximately 4000 BC.
In 2000, a paper revealed the discovery of a 5,200-year-old man nicknamed the "Tyrolean Iceman" or "Ötzi", who was preserved in a glacier near the Austria-Italy border. Several of his belongings were found with him including two arrows with flint arrowheads and a copper hatchet, each with evidence of organic glue used to connect the stone or metal parts to the wooden shafts. The glue was analyzed as pitch, which requires the heating of tar during its production. The retrieval of this tar requires a transformation of birch bark by means of heat, in a process known as pyrolysis.
The first references to adhesives in literature appeared in approximately 2000 BC. Further historical records of adhesive use are found from the period spanning 1500–1000 BC. Artifacts from this period include paintings depicting wood gluing operations and a casket made of wood and glue in King Tutankhamun's tomb. Other ancient Egyptian artifacts employ animal glue for bonding or lamination. Such lamination of wood for bows and furniture is thought to have extended their life and was accomplished using casein (milk protein)-based glues. The ancient Egyptians also developed starch-based pastes for the bonding of papyrus to clothing and a plaster of Paris-like material made of calcined gypsum.
From AD 1 to 500 the Greeks and Romans made great contributions to the development of adhesives. Wood veneering and marquetry were developed, the production of animal and fish glues refined, and other materials utilized. Egg-based pastes were used to bond gold leaves, and incorporated various natural ingredients such as blood, bone, hide, milk, cheese, vegetables, and grains. The Greeks began the use of slaked lime as mortar while the Romans furthered mortar development by mixing lime with volcanic ash and sand. This material, known as pozzolanic cement, was used in the construction of the Roman Colosseum and Pantheon. The Romans were also the first people known to have used tar and beeswax as caulk and sealant between the wooden planks of their boats and ships.
In Central Asia, the rise of the Mongols in approximately AD 1000 can be partially attributed to the good range and power of the bows of Genghis Khan's hordes. These bows were made of a bamboo core, with horn on the belly (facing towards the archer) and sinew on the back, bound together with animal glue.
In Europe, glue fell into disuse until the period AD 1500–1700. At this time, world-renowned cabinet and furniture makers such as Thomas Chippendale and Duncan Phyfe began to use adhesives to hold their products together. In 1690, the first commercial glue plant was established in The Netherlands. This plant produced glues from animal hides. In 1750, the first British glue patent was issued for fish glue. The following decades of the next century witnessed the manufacture of casein glues in German and Swiss factories. In 1876, the first U.S. patent (number 183,024) was issued to the Ross brothers for the production of casein glue.
The first U.S. postage stamps used starch-based adhesives when issued in 1847. The first US patent (number 61,991) on dextrin (a starch derivative) adhesive was issued in 1867.
Natural rubber was first used as material for adhesives starting in 1830, which marked the starting point of the modern adhesive. In 1862, a British patent (number 3288) was issued for the plating of metal with brass by electrodeposition to obtain a stronger bond to rubber. The development of the automobile and the need for rubber shock mounts required stronger and more durable bonds of rubber and metal. This spurred the development of cyclized rubber treated in strong acids. By 1927, this process was used to produce solvent-based thermoplastic rubber cements for metal to rubber bonding.
Natural rubber-based sticky adhesives were first used on a backing by Henry Day (US Patent 3,965) in 1845. Later these kinds of adhesives were used in cloth backed surgical and electric tapes. By 1925, the pressure-sensitive tape industry was born.
Today, sticky notes, Scotch Tape, and other tapes are examples of pressure-sensitive adhesives (PSA).
A key step in the development of synthetic plastics was the introduction of a thermoset plastic known as Bakelite phenolic in 1910. Within two years, phenolic resin was applied to plywood as a coating varnish. In the early 1930s, phenolics gained importance as adhesive resins.
The 1920s, 1930s, and 1940s witnessed great advances in the development and production of new plastics and resins due to the First and Second World Wars. These advances greatly improved the development of adhesives by allowing the use of newly developed materials that exhibited a variety of properties. With changing needs and ever evolving technology, the development of new synthetic adhesives continues to the present. However, due to their low cost, natural adhesives are still more commonly used.
Types
Adhesives are typically organized by the method of adhesion. These are then organized into reactive and non-reactive adhesives, which refers to whether the adhesive chemically reacts in order to harden. Alternatively they can be organized by whether the raw stock is of natural, or synthetic origin, or by their starting physical phase.
By reactiveness
Non-reactive
Drying
There are two types of adhesives that harden by drying: solvent-based adhesives and polymer dispersion adhesives, also known as emulsion adhesives. Solvent-based adhesives are a mixture of ingredients (typically polymers) dissolved in a solvent. White glue, contact adhesives and rubber cements are members of the drying adhesive family. As the solvent evaporates, the adhesive hardens. Depending on the chemical composition of the adhesive, they will adhere to different materials to greater or lesser degrees.
Polymer dispersion adhesives are milky-white dispersions often based on polyvinyl acetate (PVAc). They are used extensively in the woodworking and packaging industries. They are also used with fabrics and fabric-based components, and in engineered products such as loudspeaker cones.
Pressure-sensitive
Pressure-sensitive adhesives (PSA) form a bond by the application of light pressure to marry the adhesive with the adherend. They are designed to have a balance between flow and resistance to flow. The bond forms because the adhesive is soft enough to flow (i.e., "wet") to the adherend. The bond has strength because the adhesive is hard enough to resist flow when stress is applied to the bond. Once the adhesive and the adherend are in close proximity, molecular interactions, such as van der Waals forces, become involved in the bond, contributing significantly to its ultimate strength.
PSAs are designed for either permanent or removable applications. Examples of permanent applications include safety labels for power equipment, foil tape for HVAC duct work, automotive interior trim assembly, and sound/vibration damping films. Some high performance permanent PSAs exhibit high adhesion values and can support kilograms of weight per square centimeter of contact area, even at elevated temperatures. Permanent PSAs may initially be removable (for example to recover mislabeled goods) and build adhesion to a permanent bond after several hours or days.
Removable adhesives are designed to form a temporary bond, and ideally can be removed after months or years without leaving residue on the adherend. Removable adhesives are used in applications such as surface protection films, masking tapes, bookmark and note papers, barcode labels, price marking labels, promotional graphics materials, and for skin contact (wound care dressings, EKG electrodes, athletic tape, analgesic and transdermal drug patches, etc.). Some removable adhesives are designed to repeatedly stick and unstick. They have low adhesion, and generally cannot support much weight. Pressure-sensitive adhesive is used in Post-it notes.
Pressure-sensitive adhesives are manufactured with either a liquid carrier or in 100% solid form. Articles are made from liquid PSAs by coating the adhesive and drying off the solvent or water carrier. They may be further heated to initiate a cross-linking reaction and increase molecular weight. 100% solid PSAs may be low viscosity polymers that are coated and then reacted with radiation to increase molecular weight and form the adhesive, or they may be high viscosity materials that are heated to reduce viscosity enough to allow coating, and then cooled to their final form. Major raw material for PSA's are acrylate-based polymers.
Contact
Contact adhesives are used in strong bonds with high shear-resistance like laminates, such as bonding Formica to a wooden counter, and in footwear, as in attaching outsoles to uppers. Natural rubber and polychloroprene (Neoprene) are commonly used contact adhesives. Both of these elastomers undergo strain crystallization.
Contact adhesives must be applied to both surfaces and allowed some time to dry before the two surfaces are pushed together. Some contact adhesives require as long as 24 hours to dry before the surfaces are to be held together. Once the surfaces are pushed together, the bond forms very quickly. It is usually not necessary to apply pressure for a long time, so there is less need for clamps.
Hot
Hot adhesives, also known as hot melt adhesives, are thermoplastics applied in molten form (in the 65–180 °C range) which solidify on cooling to form strong bonds between a wide range of materials. Ethylene-vinyl acetate-based hot-melts are particularly popular for crafts because of their ease of use and the wide range of common materials they can join. A glue gun (shown at right) is one method of applying hot adhesives. The glue gun melts the solid adhesive, then allows the liquid to pass through its barrel onto the material, where it solidifies.
Thermoplastic glue may have been invented around 1940 by Procter & Gamble as a solution to the problem that water-based adhesives, commonly used in packaging at that time, failed in humid climates, causing packages to open. However, water-based adhesives are still of strong interest as they typically do not contain volatile solvents.
Reactive
Anaerobic
Anaerobic adhesives cure when in contact with metal, in the absence of oxygen. They work well in a close-fitting space, as when used as a Thread-locking fluid.
Multi-part
Multi-component adhesives harden by mixing two or more components which chemically react. This reaction causes polymers to cross-link into acrylates, urethanes, and epoxies .
There are several commercial combinations of multi-component adhesives in use in industry. Some of these combinations are:
Polyester resin & polyurethane resin
Polyols & polyurethane resin
Acrylic polymers & polyurethane resins
The individual components of a multi-component adhesive are not adhesive by nature. The individual components react with each other after being mixed and show full adhesion only on curing. The multi-component resins can be either solvent-based or solvent-less. The solvents present in the adhesives are a medium for the polyester or the polyurethane resin. The solvent is dried during the curing process.
Pre-mixed and frozen adhesives
Pre-mixed and frozen adhesives (PMFs) are adhesives that are mixed, deaerated, packaged, and frozen. As it is necessary for PMFs to remain frozen before use, once they are frozen at −80 °C they are shipped with dry ice and are required to be stored at or below −40 °C. PMF adhesives eliminate mixing mistakes by the end user and reduce exposure of curing agents that can contain irritants or toxins. PMFs were introduced commercially in the 1960s and are commonly used in aerospace and defense.
One-part
One-part adhesives harden via a chemical reaction with an external energy source, such as radiation, heat, and moisture.
Ultraviolet (UV) light curing adhesives, also known as light curing materials (LCM), have become popular within the manufacturing sector due to their rapid curing time and strong bond strength. Light curing adhesives can cure in as little as one second and many formulations can bond dissimilar substrates (materials) and withstand harsh temperatures. These qualities make UV curing adhesives essential to the manufacturing of items in many industrial markets such as electronics, telecommunications, medical, aerospace, glass, and optical. Unlike traditional adhesives, UV light curing adhesives not only bond materials together but they can also be used to seal and coat products. They are generally acrylic-based.
Heat curing adhesives consist of a pre-made mixture of two or more components. When heat is applied the components react and cross-link. This type of adhesive includes thermoset epoxies, urethanes, and polyimides.
Moisture curing adhesives cure when they react with moisture present on the substrate surface or in the air. This type of adhesive includes cyanoacrylates and urethanes.
By origin
Natural
Natural adhesives are made from organic sources such as vegetable starch (dextrin), natural resins, or animals (e.g. the milk protein casein and hide-based animal glues). These are often referred to as bioadhesives.
One example is a simple paste made by cooking flour in water. Starch-based adhesives are used in corrugated board and paper sack production, paper tube winding, and wallpaper adhesives. Casein glue is mainly used to adhere glass bottle labels. Animal glues have traditionally been used in bookbinding, wood joining, and many other areas but now are largely replaced by synthetic glues except in specialist applications like the production and repair of stringed instruments. Albumen made from the protein component of blood has been used in the plywood industry. Masonite, a wood hardboard, was originally bonded using natural wood lignin, an organic polymer, though most modern particle boards such as MDF use synthetic thermosetting resins.
Synthetic
Synthetic adhesives are made out of organic compounds. Many are based on elastomers, thermoplastics, emulsions, and thermosets. Examples of thermosetting adhesives are: epoxy, polyurethane, cyanoacrylate and acrylic polymers. The first commercially produced synthetic adhesive was Karlsons Klister in the 1920s.
Application
Applicators of different adhesives are designed according to the adhesive being used and the size of the area to which the adhesive will be applied. The adhesive is applied to either one or both of the materials being bonded. The pieces are aligned and pressure is added to aid in adhesion and rid the bond of air bubbles.
Common ways of applying an adhesive include brushes, rollers, using films or pellets, spray guns and applicator guns (e.g., caulk gun). All of these can be used manually or automated as part of a machine.
Mechanisms of adhesion
For an adhesive to be effective it must have three main properties. Firstly, it must be able to wet the base material. Wetting is the ability of a liquid to maintain contact with a solid surface. It must also increase in strength after application, and finally it must be able to transmit load between the two surfaces/substrates being adhered.
Adhesion, the attachment between adhesive and substrate may occur either by mechanical means, in which the adhesive works its way into small pores of the substrate, or by one of several chemical mechanisms. The strength of adhesion depends on many factors, including the means by which it occurs.
In some cases, an actual chemical bond occurs between adhesive and substrate. In others, electrostatic forces, as in static electricity, hold the substances together. A third mechanism involves the van der Waals forces that develop between molecules. A fourth means involves the moisture-aided diffusion of the glue into the substrate, followed by hardening.
Methods to improve adhesion
The quality of adhesive bonding depends strongly on the ability of the adhesive to efficiently cover (wet) the substrate area. This happens when the surface energy of the substrate is greater than the surface energy of the adhesive. However, high-strength adhesives have high surface energy. Thus, they bond poorly to low-surface-energy polymers or other materials. To solve this problem, surface treatment can be used to increase the surface energy as a preparation step before adhesive bonding. Importantly, surface preparation provides a reproducible surface allowing consistent bonding results. The commonly used surface activation techniques include plasma activation, flame treatment and wet chemistry priming.
Failure
There are several factors that could contribute to the failure of two adhered surfaces. Sunlight and heat may weaken the adhesive. Solvents can deteriorate or dissolve adhesive. Physical stresses may also cause the separation of surfaces. When subjected to loading, debonding may occur at different locations in the adhesive joint. The major fracture types are the following:
Cohesive fracture
Cohesive fracture is obtained if a crack propagates in the bulk polymer which constitutes the adhesive. In this case the surfaces of both adherends after debonding will be covered by fractured adhesive. The crack may propagate in the center of the layer or near an interface. For this last case, the cohesive fracture can be said to be "cohesive near the interface".
Adhesive fracture
Adhesive fracture (sometimes referred to as interfacial fracture) is when debonding occurs between the adhesive and the adherend. In most cases, the occurrence of adhesive fracture for a given adhesive goes along with smaller fracture toughness.
Other types of fracture
Other types of fracture include:
The mixed type, which occurs if the crack propagates at some spots in a cohesive and in others in an interfacial manner. Mixed fracture surfaces can be characterised by a certain percentage of adhesive and cohesive areas.
The alternating crack path type which occurs if the cracks jump from one interface to the other. This type of fracture appears in the presence of tensile pre-stresses in the adhesive layer.
Fracture can also occur in the adherend if the adhesive is tougher than the adherend. In this case, the adhesive remains intact and is still bonded to one substrate and remnants of the other. For example, when one removes a price label, the adhesive usually remains on the label and the surface. This is cohesive failure. If, however, a layer of paper remains stuck to the surface, the adhesive has not failed. Another example is when someone tries to pull apart Oreo cookies and all the filling remains on one side; this is an adhesive failure, rather than a cohesive failure.
Design of adhesive joints
As a general design rule, the material properties of the object need to be greater than the forces anticipated during its use. (i.e. geometry, loads, etc.). The engineering work will consist of having a good model to evaluate the function. For most adhesive joints, this can be achieved using fracture mechanics. Concepts such as the stress concentration factor and the strain energy release rate can be used to predict failure. In such models, the behavior of the adhesive layer itself is neglected and only the adherents are considered.
Failure will also very much depend on the opening mode of the joint.
Mode I is an opening or tensile mode where the loadings are normal to the crack.
Mode II is a sliding or in-plane shear mode where the crack surfaces slide over one another in direction perpendicular to the leading edge of the crack. This is typically the mode for which the adhesive exhibits the highest resistance to fracture.
Mode III is a tearing or antiplane shear mode.
As the loads are usually fixed, an acceptable design will result from combination of a material selection procedure and geometry modifications, if possible. In adhesively bonded structures, the global geometry and loads are fixed by structural considerations and the design procedure focuses on the material properties of the adhesive and on local changes on the geometry.
Increasing the joint resistance is usually obtained by designing its geometry so that:
The bonded zone is large
It is mainly loaded in mode II
Stable crack propagation will follow the appearance of a local failure.
Shelf life
Some glues and adhesives have a limited shelf life. Shelf life is dependent on multiple factors, the foremost of which being temperature. Adhesives may lose their effectiveness at high temperatures, as well as become increasingly stiff. Other factors affecting shelf life include exposure to oxygen or water vapor.
See also
Impact glue
References
Bibliography
Kinloch, Anthony J. (1987). Adhesion and Adhesives: Science and Technology. London: Chapman and Hall.
External links
Educational portal on adhesives and sealants
RoyMech: The theory of adhesive bonding
3M's Adhesive & Tapes Classification
Database of adhesives for attaching different materials
Visual arts materials
1750 introductions
Packaging materials |
2397 | https://en.wikipedia.org/wiki/Anthony%20Hopkins | Anthony Hopkins | Sir Philip Anthony Hopkins (born 31 December 1937) is a Welsh actor, director, and producer. One of Britain's most recognisable and prolific actors, he is known for his performances on the screen and stage. Hopkins has received numerous accolades, including two Academy Awards, four BAFTA Awards, two Primetime Emmy Awards, and a Laurence Olivier Award. He has also received the Cecil B. DeMille Award in 2005 and the BAFTA Fellowship for lifetime achievement in 2008. He was knighted by Queen Elizabeth II for his services to drama in 1993.
After graduating from the Royal Welsh College of Music & Drama in 1957, Hopkins trained at the Royal Academy of Dramatic Art in London. He was then spotted by Laurence Olivier, who invited him to join the Royal National Theatre in 1965. Productions at the National included King Lear (his favourite Shakespeare play), Coriolanus, Macbeth, and Antony and Cleopatra. In 1985, he received great acclaim and a Laurence Olivier Award for his performance in the David Hare play Pravda. His last stage play was a West End production of M. Butterfly in 1989.
Hopkins early film roles include The Lion in Winter (1968), A Bridge Too Far (1977), and The Elephant Man (1980). He won two Academy Awards for Best Actor for playing Hannibal Lecter in The Silence of the Lambs (1991) and an octogenarian with dementia in The Father (2020), becoming the oldest Best Actor Oscar winner for the latter. His other Oscar-nominated films include The Remains of the Day (1993), Nixon (1995), Amistad (1997), and The Two Popes (2019). Other notable films include 84 Charing Cross Road (1987), Howards End (1992), Bram Stoker's Dracula (1992), Shadowlands (1993), Legends of the Fall (1994), The Mask of Zorro (1998), and the Marvel Cinematic Universe's Thor franchise (2011–2017).
For his work on television, Hopkins received a British Academy Television Award for Best Actor for his performance in War and Peace (1972). He won two Primetime Emmy Awards for Outstanding Actor in a Drama Series for The Lindbergh Kidnapping Case (1976) and The Bunker (1981). Other notable projects include the BBC film The Dresser (2015), PBS's King Lear (2018), and the HBO series Westworld (2016–2018).
Early life and education
Philip Anthony Hopkins was born in the Margam district of Port Talbot on 31 December 1937, the son of Annie Muriel (née Yeates) and baker Richard Arthur Hopkins. One of his grandfathers was from Wiltshire, England. He stated his father's working-class values have always underscored his life, "Whenever I get a feeling that I may be special or different, I think of my father and I remember his hands – his hardened, broken hands." His school days were unproductive; he would rather immerse himself in art, such as painting and drawing, or playing the piano than attend to his studies. In 1949, to instil discipline, his parents insisted he attend Jones' West Monmouth Boys' School in Pontypool. He remained there for five terms and was then educated at Cowbridge Grammar School in the Vale of Glamorgan. In an interview in 2002, he stated, "I was a poor learner, which left me open to ridicule and gave me an inferiority complex. I grew up absolutely convinced I was stupid."
Hopkins was inspired by fellow Welsh actor Richard Burton, whom he met at the age of 15. He later called Burton "very gracious, very nice" but elaborated, "I don't know where everyone gets the idea we were good friends. I suppose it's because we are both Welsh and grew up near the same town. For the record, I didn't really know him at all." He enrolled at the Royal Welsh College of Music & Drama in Cardiff, from which he graduated in 1957. He next met Burton in 1975 as Burton prepared to take over Hopkins's role as the psychiatrist in Peter Shaffer's Equus, with Hopkins stating, "He was a phenomenal actor. So was Peter O'Toole – they were wonderful, larger-than-life characters." After two years of his national service between 1958 and 1960, which he served in the British Army, Hopkins moved to London to study at the Royal Academy of Dramatic Art.
Acting career
1960–1979: National Theatre and film debut
Hopkins made his first professional stage appearance in the Palace Theatre, Swansea, in 1960 with Swansea Little Theatre's production of Have a Cigarette. In 1965, after several years in repertory, he was spotted by Laurence Olivier, who invited him to join the Royal National Theatre in London. Hopkins became Olivier's understudy, and filled in when Olivier was struck with appendicitis during a 1967 production of August Strindberg's The Dance of Death. Olivier later noted in his memoir, Confessions of an Actor, that, "A new young actor in the company of exceptional promise named Anthony Hopkins was understudying me and walked away with the part of Edgar like a cat with a mouse between its teeth." Up until that night, Hopkins was always nervous prior to going on stage. This has since changed, and Hopkins quoted his mentor as saying: "He [Olivier] said: 'Remember: nerves is [sic] vanity – you're wondering what people think of you; to hell with them, just jump off the edge'. It was great advice."
He made his small-screen debut in a 1967 BBC broadcast of A Flea in Her Ear. His first starring role in a film came in 1964 in Changes, a short directed by Drewe Henley, written and produced by James Scott and co-starring Jacqueline Pearce. In 1968, Hopkins got his break in The Lion in Winter playing Richard the Lionheart, a performance which saw him nominated for the BAFTA Award for Best Actor in a Supporting Role. Hopkins portrayed Charles Dickens in the BBC television film The Great Inimitable Mr. Dickens in 1970, and Pierre Bezukhov in the BBC's mini series War and Peace (1972), receiving the British Academy Television Award for Best Actor for his performance in the latter. Making a name for himself as a screen actor, he appeared in Frank Pierson's neo-noir action thriller The Looking Glass War (1970), and Étienne Périer's When Eight Bells Toll (1971). The first of five collaborations with director Richard Attenborough, in 1972 Hopkins starred as British politician David Lloyd George in Young Winston, and in 1977 he played British Army officer John Frost in Attenborough's World War II-set film A Bridge Too Far.
In 1973 he again portrayed David Lloyd George in the BBC miniseries The Edwardians which aired in the US in 1974 on Masterpiece Theatre. Hopkins starred in a film adaptation of the Henrik Ibsen play A Doll's House (1973) alongside Claire Bloom, Ralph Richardson, Denholm Elliott, and Edith Evans. He then appeared in the comedy The Girl from Petrovka (1974) with Goldie Hawn and Hal Holbrook and also starred in the Richard Lester suspense film Juggernaut opposite Richard Harris and Omar Sharif. In October 1974, Hopkins played the psychologist Dysart in the original Broadway production of Sir Peter Shaffer's play Equus, starring opposite Peter Firth. For this performance, he received the Drama Desk Award for Outstanding Actor in a Play for the 1974–75 season. In 1978 he starred in the sequel to National Velvet (1944), entitled International Velvet with Tatum O'Neal, Christopher Plummer, which was directed by Bryan Forbes. In 1978 he also starred in Attenborough's psychological horror film Magic about a demonic ventriloquist's puppet with Gene Siskel adding it as one of the best films of the year. In 1979, Hopkins appeared as Prospero in a production of The Tempest held at the Mark Taper Forum in Los Angeles.
1980–1989: Rise to prominence
In 1980, he starred in David Lynch's The Elephant Man as the English doctor Sir Frederick Treves, who attends to Joseph Merrick (portrayed by John Hurt), a severely deformed man in 19th century London. The film received critical praise and attention from critics and received eight Academy Award nominations including for Best Picture. That year he also starred opposite Shirley MacLaine in A Change of Seasons and famously didn't get along with MacLaine, adding "she was the most obnoxious actress I have ever worked with." The film was an immense box office and critical failure. In 1981, he starred in the CBS television film The Bunker portraying Adolf Hitler during weeks in and around his underground bunker in Berlin before and during the Battle of Berlin. John O'Connor praised Hopkins in his New York Times review: "The portrait becomes all the more riveting through an extraordinarily powerful performance from Anthony Hopkins. His Hitler is mad, often contemptible, but always understandable. Part of the problem, perhaps, is that the monster becomes a little too understandable. He is not made sympathetic, exactly, but he is given decidedly pathetic dimensions, making him just that much more acceptable as a dramatic and historical character." For his performance he received a Primetime Emmy Award for Outstanding Lead Actor in a Limited Series or Movie. That same year he starred as Paul the Apostle opposite Robert Foxworth as Saint Peter in the biblical drama and miniseries Peter and Paul (1981).
In 1983, Hopkins also became a company member of The Mirror Theater Ltd's Repertory Company. In 1984, he portrayed Deeley in Harold Pinter's play Old Times at the Roundabout Theatre in New York. In 1984, he starred opposite Mel Gibson in The Bounty as William Bligh, captain of the Royal Navy ship , in a more accurate retelling of the mutiny on the Bounty. The following year he starred as Quasimodo in the CBS television film The Hunchback of Notre Dame (1982). The film also starred Derek Jacobi, David Suchet, Tim Pigott-Smith, Nigel Hawthorne, and John Gielgud. He also starred in Strangers and Brothers (1984), Arch of Triumph (1984), Guilty Conscience (1985), Mussolini and I (1985), and The Tenth Man (1988). In 1985, Hopkins starred opposite Colin Firth in the Arthur Schnitzler play The Lonely Road at The Old Vic in London. That same year, he featured as Lambert Le Roux in the National Theatre production of Pravda in Sir David Hare and Howard Brenton's satirical play on the British newspaper industry in the Thatcher era. Receiving acclaim for his performance, Hopkins won the Laurence Olivier Award for Outstanding Achievement. Frank Rich in his New York Times review wrote, "Mr. Hopkins creates a memorable image of a perversely brilliant modern-day barbarian."
In 1986, he starred in David Hare's production of King Lear, Hopkins's favourite Shakespeare play, at the National Theatre. The next year, he starred as Antony in the National Theatre production of Antony and Cleopatra opposite Judi Dench, and in 1989, Hopkins made his last appearance on stage in a West End production of M. Butterfly. "It was a torment", he claimed in a later interview. Of a matinee where nobody laughed, there was, he said "not a titter". When the lights came up, the cast realised the entire audience was Japanese. "Oh God," he recalled, "You'd go to your dressing room and someone would pop their head round the door and say, 'Coffee? Tea?' And I'd think, 'An open razor, please.'" In 1989 he starred as Abel Magwitch in the miniseries Great Expectations which was broadcast on ITV in the UK and The Disney Channel in the US. The adaptation of the Dickens' novel also starred Jean Simmons and John Rhys-Davies. He received his fourth Primetime Emmy Award nomination, this time for Outstanding Supporting Actor in a Limited Series or Movie.
1990–1998: Stardom and acclaim
Hopkins won acclaim among critics and audiences as the cannibalistic serial killer Hannibal Lecter in The Silence of the Lambs, for which he won the Academy Award for Best Actor in 1991, with Jodie Foster as Clarice Starling, who also won for Best Actress. The film won Best Picture, Best Director and Best Adapted Screenplay, and Hopkins also picked up his first BAFTA for Best Actor. Hopkins reprised his role as Lecter twice; in Ridley Scott's Hannibal (2001), and Red Dragon (2002). His original portrayal of the character in The Silence of the Lambs has been labelled by the AFI as the number-one film villain. Director Jonathan Demme wanted a British actor for the role, with Jodie Foster stating, "Lecter is a manipulator and has a way of using language to keep people at bay. You wanted to see that Shakespearean monster." At the time he was offered the role, Hopkins was making a return to the London stage, performing in M. Butterfly. He had come back to Britain after living for a number of years in Hollywood, having all but given up on a career there, saying, "Well that part of my life's over; it's a chapter closed. I suppose I'll just have to settle for being a respectable actor poncing around the West End and doing respectable BBC work for the rest of my life."
Hopkins reprised the role, returning to the iconic villain in adaptations of the first three of the Lecter novels by Thomas Harris. The author was reportedly pleased with Hopkins's portrayal of his antagonist. However, Hopkins stated that Red Dragon (2002) would feature his final performance as the character and that he would not reprise even a narrative role in the latest addition to the series, Hannibal Rising (2007). The following year, After winning the Oscar for Silence of the Lambs, Hopkins was featured in Mark Joffe's film Spotswood and the science fiction film Freejack and also played supporting roles as Charlie Chaplin's biographer in Richard Attenborough's biographical drama Chaplin (1992) and Professor Van Helsing in Francis Ford Coppola's horror adaptation Bram Stoker's Dracula (1992).
In 1992, Hopkins starred in Merchant-Ivory's period film based on the E. M. Forster novel Howards End. Hopkins acted alongside Emma Thompson and Helena Bonham Carter where he played the cold businessman Henry Wilcox. The film received enormous critical acclaim, with critic Leonard Maltin calling it "extraordinarily good on every level." The following year, Hopkins reunited with Merchant-Ivory and Emma Thompson in The Remains of the Day (1993), a film set in 1950s post-war Britain based on the novel by Kazuo Ishiguro. David Hunter of The Hollywood Reporter praised Hopkins' performance describing it as "colossal" and a "tour de force". The film was ranked by the British Film Institute as the 64th greatest British film of the 20th century. Starring as the butler Stevens, Hopkins named it among his favourite films. He was nominated for an Academy Award for Best Actor for his performance and received the BAFTA Award for Best Actor.
Hopkins portrayed Oxford academic C. S. Lewis in the 1993 British biographical film Shadowlands, for which he was nominated for a BAFTA Award for Best Actor. Also that year he acted opposite Isabella Rossellini in the drama The Innocent (1993) which was adapted from the Ian McEwan novel of the same name. During this period, Hopkins had the chance to work with Bart the Bear in two films: Legends of the Fall (1994) and The Edge (1997). According to trainer, Lynn Seus, "Tony Hopkins was absolutely brilliant with Bart...He acknowledged and respected him like a fellow actor. He would spend hours just looking at Bart and admiring him. He did so many of his own scenes with Bart." Hopkins was Britain's highest paid performer in 1998, starring in The Mask of Zorro and Meet Joe Black, and also agreed to reprise his role as Dr Hannibal Lecter for a fee of £15 million.
2000–2014: Established actor
In 2000, Hopkins narrated Ron Howard's live action remake of How the Grinch Stole Christmas. He then reprised the role of Hannibal Lecter in The Silence of the Lambs (1991) sequel simply entitled Hannibal (2001). Director Ridley Scott and actress Julianne Moore replaced Jonathan Demme and Jodie Foster who declined to participate in the sequel. Hopkins, who previously starred with Moore in Surviving Picasso (1996), agreed to do the role approving of the script. In the book, Lecter uses bandages to disguise himself as a plastic surgery patient. This was left out of the film because Scott and Hopkins agreed to leave the face alone. Hopkins said: "It's as if he's making a statement—'catch me if you can'. With his big hat, he's so obvious that nobody thinks he's Hannibal Lecter. I've always thought he's a very elegant man, a Renaissance man.":
In the film, Lecter is first seen in Florence "as the classical Lecter, lecturing and being smooth", according to Hopkins. When the film moves to the U.S., Hopkins changed his appearance by building up muscle and cropping his hair short "to make him like a mercenary, that he would be so fit and so strong that he could just snap somebody in two if they got ... in his way". The film broke international box office records receiving $351 million. but received mixed reviews from critics. Hopkins starred in the third film in the series Red Dragon (2002) alongside Ralph Fiennes, Edward Norton, Harvey Keitel, Emily Watson, and Philip Seymour Hoffman. The film received favourable reviews and was a box office hit.
In 2003, Hopkins received a star on the Hollywood Walk of Fame. Hopkins stated that his role as Burt Munro, whom he portrayed in his 2005 film The World's Fastest Indian, was his favourite. He also asserted that Munro was the easiest role that he had played because both men have a similar outlook on life. In 2006, Hopkins was the recipient of the Golden Globe Cecil B. DeMille Award for lifetime achievement. In 2008, he received the BAFTA Academy Fellowship Award, the highest award the British Film Academy can bestow. In a 2003 poll conducted by Channel 4 Hopkins was ranked seventh on their list of the 100 Greatest Movie Stars.
On 24 February 2010, it was announced that Hopkins had been cast in The Rite, which was released on 28 January 2011. He played a priest who is "an expert in exorcisms and whose methods are not necessarily traditional". Hopkins, an agnostic who is quoted as saying "I don't know what I believe, myself personally", reportedly wrote a line—"Some days I don't know if I believe in God or Santa Claus or Tinkerbell"—into his character to identify with it. In 2011, Hopkins has said, "what I enjoy is uncertainty. ... I don't know. You don't know." On 21 September 2011, Peter R. de Vries cast Hopkins in the role of the Heineken owner Freddy Heineken, in the film about his kidnapping. Kidnapping Freddy Heineken, was released in 2015.
Hopkins portrayed Odin, the Allfather or "king" of Asgard, in the 2011 film adaptation of Marvel Comics' Thor and would go on to reprise his role as Odin in Thor: The Dark World in 2013, and again in 2017's Thor: Ragnarok. Hopkins portrayed Alfred Hitchcock in Sacha Gervasi's biopic Hitchcock alongside Helen Mirren who played Hitchcock's wife, Alma Reville. The film focuses on the film of Psycho and that which followed. He starred in the comedy action film Red 2 (2013) as the main antagonist Edward Bailey. In 2014, he portrayed Methuselah in Darren Aronofsky's Noah. Hopkins played Autobot ally Sir Edmund Burton in Transformers: The Last Knight, which was released in June 2017.
2015–present: Career resurgence
In October 2015, Hopkins appeared as Sir in a BBC Two production of Ronald Harwood's The Dresser, alongside Ian McKellen, Edward Fox and Emily Watson. The Dresser is set in a London theatre during the Blitz, where an aging actor-manager, Sir, prepares for his starring role in King Lear with the help of his devoted dresser, Norman. Hopkins described his role as Sir as "the highlight of my life. It was a chance to work with the actors I had run away from. To play another actor is fun because you know the ins and outs of their thinking – especially with someone like Sir, who is a diabolically insecure, egotistical man." He spoke again on the impact the role had on him in 2018, "When I was at the Royal National Theatre all those years ago, I knew I had something in me, but I didn't have the discipline. I had a Welsh temperament and didn't have that 'fitting in' mechanism. I would fight, I would rebel. I thought, 'Well, I don't belong here.' And for almost 50 years afterwards, I felt that edge of, 'I don't belong anywhere, I'm a loner.' But in The Dresser, when Ian [McKellen] responded, it was wonderful. We got on so well and I suddenly felt at home, as though that lack of belonging was all in my imagination, all in my vanity".
Beginning in October 2016, Hopkins starred as Robert Ford in the HBO sci-fi series Westworld where he received a Primetime Emmy Award nomination for his performance. Hopkins starred as Lear in the 2018 television film King Lear acting alongside Emma Thompson, Florence Pugh, and Jim Broadbent which was broadcast on BBC Two on 28 May 2018. Hopkins received a Screen Actors Guild Award nomination for his performance. Vulture stated the film "capture[d] the heart of the classic Shakespeare tragedy" and described Hopkins' performance as "devastating".
In 2019, Hopkins portrayed Pope Benedict XVI opposite Jonathan Pryce as Pope Francis in Fernando Meirelles's The Two Popes. He stated, "The great treasure was working with – apart from [director] Meirelles – Pryce. We're both from Wales. He's from the north, and I'm from the south". The film is set in the Vatican City in the aftermath of the Vatican leaks scandal and follows Pope Benedict XVI as he attempts to convince Cardinal Jorge Mario Bergoglio to reconsider his decision to resign as an archbishop as he confides his own intentions to abdicate the papacy. In August 2019, the film premiered at the Telluride Film Festival to critical acclaim. The film started streaming on 20 December 2019, by Netflix. The performances of Pryce and Hopkins, as well as McCarten's screenplay, received high praise from critics, and all three men received nominations for their work at the Academy Awards, Golden Globes and British Academy Film Awards.
In 2020, Hopkins played a man struggling with Alzheimer's disease in The Father. The film premiered at the Sundance Film Festival where it received critical acclaim, with many critics praising Hopkins's performance and calling him a standout and Oscar frontrunner. The film also stars Olivia Colman as his daughter. It is based on a Tony Award nominated play Le Père by Florian Zeller, who also directed the film. The Father was released on 18 December 2020 by Sony Pictures Classics. In a Q&A at the Telluride Film Festival Hopkins praised both Colman and Zeller saying comparing the working experience saying it "might've been the highlight of my life". Hopkins mentioned how lucky he's been over the past five years working with Ian McKellen in The Dresser, Emma Thompson in King Lear, and Jonathan Pryce in The Two Popes. Hopkins won the BAFTA Award for Best Actor in a Leading Role for his performance in The Father, making it his fourth BAFTA and his third for Best Actor. He also won a second Academy Award for Best Actor for his role, becoming the oldest person to win an acting Oscar. Hopkins did not attend the Oscars ceremony, but accepted the award in a video posted on social media, from Wales, the following day, saying: "Here I am in my homeland in Wales. And at 83 years of age, I did not expect to get this award. I really didn't and am very grateful to the Academy and thank you." He also paid tribute to fellow nominee Chadwick Boseman, who had died the previous year.
In 2022 he acted in James Gray's semi-autobiographical coming of age drama Armageddon Time (2023). Hopkins starred alongside Jeremy Strong and Anne Hathaway. Hopkins received positive reviews for his turn as a kindly elderly grandfather. A.O. Scott of The New York Times wrote, "Hopkins finds the essential grit hiding underneath the twinkle". That same year he reunited with Florian Zeller, acting in The Son (2022) alongside Hugh Jackman. Hopkins is set to star as Nicholas Winton in the drama film One Life and Sigmund Freud in Freud's Last Session. Hopkins was cast in the upcoming Netflix science fiction film Rebel Moon directed by Zack Snyder.
Composing
Single
In a 2012 interview, Hopkins stated, "I've been composing music all my life and if I'd been clever enough at school I would like to have gone to music college. As it was I had to settle for being an actor." In 1986, he released a single called "Distant Star", which peaked at No. 75 in the UK Singles Chart. In 2007, he announced he would retire temporarily from the screen to tour around the world. Hopkins has also written music for the concert hall, in collaboration with Stephen Barton as orchestrator. These compositions include The Masque of Time, given its world premiere with the Dallas Symphony Orchestra in October 2008, and Schizoid Salsa.
Albums
On 31 October 2011, André Rieu released an album including a waltz which Hopkins had composed in 1964, at the age of 26. Hopkins had never heard his composition, "And the Waltz Goes On", before it was premiered by Rieu's orchestra in Vienna; Rieu's album was given the same name as Hopkins's piece.
In January 2012, Hopkins released an album of classical music, entitled Composer, performed by the City of Birmingham Symphony Orchestra, and released on CD via the UK radio station Classic FM. The album consists of nine of his original works and film scores, with one of the pieces titled "Margam" in tribute to his home town near Port Talbot in Wales.
Directing
In 1990, Hopkins directed a film about his Welsh compatriot, poet Dylan Thomas, titled Dylan Thomas: Return Journey, which was his directing debut for the screen. In the same year, as part of the restoration process for the Stanley Kubrick film Spartacus, Hopkins was approached to re-record lines from a scene that was being added back to the film; this scene featured Laurence Olivier and Tony Curtis, with Hopkins recommended by Olivier's widow, Joan Plowright to perform her late husband's part thanks to his talent for mimicry.
In 1995, he directed August, an adaptation of Chekhov's Uncle Vanya set in Wales. His first screenplay, an experimental drama called Slipstream, which he also directed and scored, premiered at the Sundance Film Festival in 2007. In 1997, Hopkins narrated the BBC natural documentary series, Killing for a Living, which showed predatory behaviour in nature. He narrated episode 1 through 3 before being replaced by John Shrapnel.
Reception and acting style
Hopkins is renowned for his preparation for roles. He indicated in interviews that once he has committed to a project, he will go over his lines as many times as is needed (sometimes upwards of 200) until the lines sound natural to him, so that he can "do it without thinking". This leads to an almost casual style of delivery that belies the amount of groundwork done beforehand. While it can allow for some careful improvisation, it has also brought him into conflict with the occasional director who departs from the script or demands what the actor views as an excessive number of takes. Hopkins has stated that after he is finished with a scene, he simply discards the lines, not remembering them later on. This is unlike others who usually remember their lines from a film, even years later.
In the mid-1970s, he started a collaboration with Richard Attenborough who called him "the greatest actor of his generation". Attenborough, who directed Hopkins on five occasions, found himself going to great lengths during the filming of Shadowlands (1993) to accommodate the differing approaches of his two stars (Hopkins and Debra Winger), who shared many scenes. Whereas Hopkins preferred the spontaneity of a fresh take and liked to keep rehearsals to a minimum, Winger rehearsed continuously. To allow for this, Attenborough stood in for Hopkins during Winger's rehearsals, only bringing him in for the last one before a take. The director praised Hopkins for "this extraordinary ability to make you believe when you hear him that it is the very first time he has ever said that line. It's an incredible gift."
Renowned for his ability to remember lines, Hopkins keeps his memory supple by learning things by heart such as poetry and Shakespeare. In Steven Spielberg's Amistad (1997), Hopkins astounded the crew with his memorisation of a seven-page courtroom speech, delivering it in one go. An overawed Spielberg could not bring himself to call Hopkins "Tony" and insisted on addressing him as Sir Anthony throughout the shoot.
In a 2016 interview with the Radio Times, Hopkins spoke of his ability to frighten people since he was a boy growing up in Port Talbot, Wales. "I don't know why but I've always known what scares people. When I was a kid I'd tell the girls around the street the story about Dracula and I'd go 'th-th-th' (the sucking noise which he reproduced in The Silence of the Lambs). As a result, they'd run away screaming." He recalled going through the script of Silence of the Lambs for the first time with fellow cast members. "I didn't know what they were going to make of it but I'd prepared it—my first line to Jodie Foster was: 'Good morning. You're one of Jack Crawford's aren't you?' Everyone froze. There was a silence. Then one of the producers said, 'Holy crap, don't change a thing'." On Hopkins's approach to playing villains, Miranda Sawyer in The Guardian writes, "When he portrays deliberately scary people, he plays them quietly, emphasising their sinister control."
Hopkins is a well-known mimic, adept at turning his native Welsh accent into whatever is required by a character. In the 1991 restoration of Spartacus, he recreated the voice of his late mentor Laurence Olivier in a scene for which the soundtrack had been lost. His interview on the 1998 relaunch edition of the British television talk show Parkinson featured an impersonation of comedian Tommy Cooper. Hopkins has said acting "like a submarine" has helped him to deliver credible performances in his thrillers. He said, "It's very difficult for an actor to avoid, you want to show a bit. But I think the less one shows the better."
Acting credits
Awards, honours and legacy
Hopkins was appointed a CBE in 1987 and was knighted by Queen Elizabeth II for "services to the arts" at Buckingham Palace in 1993. In 1988, he was awarded an honorary D.Litt. degree and in 1992 received an honorary fellowship from the University of Wales, Lampeter. He was made a freeman of his home town, Port Talbot, in 1996.
Hopkins has also been honored with various lifetime achievement awards for his work in film and television. In 2006, Gwyneth Paltrow presented him with the Golden Globe Cecil B. DeMille Award. In 2008, Richard Attenborough presented Hopkins with the BAFTA Fellowship for lifetime achievement from the British Academy of Film and Television Arts. Hopkins has also received a star on the Hollywood Walk of Fame in 2003. In 2021, Hopkins won the Oscar for the Best Actor for The Father. He became the oldest nominee and winner of the award.
Personal life
Hopkins resides in Malibu, California. He had moved to the United States once before, during the late 1970s, to pursue his film career, but returned to London in the late 1980s. However, he decided to return to the US following his 1990s success. Retaining his British citizenship, he became a naturalised American citizen on 12 April 2000, with Hopkins stating: "I have dual citizenship; it just so happens I live in America".
Hopkins has been married three times. He was married to actress Petronella Barker from 1966 to 1972, Jennifer Lynton from 1973 to 2002, and Stella Arroyave since 2003. Hopkins met Arroyave, a Colombian-born antiques dealer in the early 2000s, and he credits her with helping him overcome his feelings of depression at the time. On Christmas Eve 2013, he celebrated his 10th wedding anniversary by having a blessing at a private service at St Davids Cathedral in St Davids. He has a daughter from his first marriage. The two are estranged; when asked if he had any grandchildren, he said, "I don't have any idea. People break up. Families split and, you know, 'Get on with your life.' People make choices. I don't care one way or the other."
Hopkins previously suffered from alcoholism; he has stayed sober since he stopped drinking just after Christmas 1975. He said, "I made that quantum leap when I asked for help. I just found something and a woman talked to me and she said, just trust in God. And I said, well, why not?" When asked, "Did you literally pray?" Hopkins responded: "No, I didn't. I think because I asked for help, which is a form of prayer." In January 2020, when asked if he was still agnostic, he responded, "Agnosticism is a bit strange. An agnostic doubts and atheism denies. I'm not a holy Joe; I'm just an old sinner like everyone else. I do believe more than ever now that there is a vast area of our own lives that we know nothing about. As I get older, I can cry at the drop of a hat because the wonderful, terrible passion of life is so short. I have to believe there's something bigger than me. I'm just a microbe. That, for me, is the biggest feeling of relief – acknowledging that I am really nothing. I'm compelled to say, whoever's running the show, thank you very much."
Hopkins quit smoking using the Allen Carr method. In 2008, he embarked on a weight loss programme, and by 2010, he had lost 5st 10 lb (80 lb or 36 kg). In January 2017, in an interview with The Desert Sun, Hopkins said that he had been diagnosed with Asperger syndrome three years earlier, but that he was "high end". In 2020, he said that "it's a great gift, actually". He has a pet cat named Niblo, which he adopted in Budapest. Hopkins eschews meat and prefers a pescatarian diet. He is a fan of the BBC sitcom Only Fools and Horses, and once remarked in an interview how he would love to appear in the series. Writer John Sullivan saw the interview, and with Hopkins in mind created the character Danny Driscoll, a local villain. However, filming of the new series coincided with the filming of The Silence of the Lambs, making Hopkins unavailable. The role instead went to Roy Marsden.
Philanthropy
Hopkins has offered his support to various charities and appeals, notably becoming President of the National Trust's Snowdonia Appeal, raising funds for the preservation of Snowdonia National Park in north Wales. In 1998 he donated £1 million towards the £3 million needed to aid the Trust's efforts in purchasing parts of Snowdon. Prior to the campaign, Hopkins wrote Anthony Hopkins' Snowdonia, which was published in 1995. Due to his contributions to Snowdonia, in addition to his film career, in 2004 Hopkins was named among the 100 Welsh Heroes in a Welsh poll.
Hopkins has been a patron of the YMCA centre in his home town of Port Talbot, South Wales, for more than 20 years, having first joined the YMCA in the 1950s. He supports other various philanthropic groups. He was a Guest of Honour at a Gala Fundraiser for Women in Recovery, Inc., a Venice, California-based non-profit organisation offering rehabilitation assistance to women in recovery from substance abuse. He is also a volunteer teacher at the Ruskin School of Acting in Santa Monica, California. Hopkins served as the Honorary Patron of The New Heritage Theatre Company in Boise, Idaho from 1997 to 2007, participating in fundraising and marketing efforts for the repertory theatre.
Hopkins contributed toward the refurbishment of a £2.3 million wing at his alma mater, the Royal Welsh College of Music & Drama in Cardiff, named the Anthony Hopkins Centre. It opened in 1999.
Hopkins is a prominent member of the environmental protection group Greenpeace and as of early 2008 featured in a television advertisement campaign, voicing concerns about whaling in Japan. He has also been a patron of RAPt (Rehabilitation for Addicted Prisoners Trust) since its early days and in 1992 helped open their first intensive drug and alcohol rehabilitation unit at Downview (HM Prison), a women's prison in Surrey, England.
Hopkins is an admirer of the late Welsh comedian Tommy Cooper. On 23 February 2008, as patron of the Tommy Cooper Society, he unveiled a commemorative statue in the entertainer's home town of Caerphilly. For the ceremony, he donned Cooper's trademark fez and performed a comic routine.
See also
List of oldest and youngest Academy Award winners and nominees
List of British Academy Award nominees and winners
List of actors with Academy Awards nominations
List of actors with two or more Academy Award nominations in acting categories
List of actors with two or more Academy Awards in acting categories
References
External links
1937 births
Living people
20th-century Welsh male actors
21st-century Welsh male actors
Actors awarded knighthoods
Actors with autism
Alumni of RADA
Alumni of the Royal Welsh College of Music & Drama
American people of Welsh descent
BAFTA fellows
Best Actor Academy Award winners
Best Actor BAFTA Award winners
Best Actor BAFTA Award (television) winners
British actors with disabilities
British expatriate male actors in the United States
Cecil B. DeMille Award Golden Globe winners
Commanders of the Order of the British Empire
Cool Cymru
Critics' Circle Theatre Award winners
David di Donatello winners
Drama Desk Award winners
Honorary Members of the Royal Academy of Music
Knights Bachelor
Laurence Olivier Award winners
Outstanding Performance by a Lead Actor in a Miniseries or Movie Primetime Emmy Award winners
People educated at Cowbridge Grammar School
People educated at West Monmouth School
People from Port Talbot
People with Asperger syndrome
Welsh expatriates in the United States
Welsh male film actors
Welsh male Shakespearean actors
Welsh male stage actors
Welsh male television actors
Welsh people with disabilities |
2400 | https://en.wikipedia.org/wiki/AMD | AMD | Advanced Micro Devices, Inc., commonly abbreviated as AMD, is an American multinational semiconductor company based in Santa Clara, California, that develops computer processors and related technologies for business and consumer markets.
The company was founded in 1969 by Jerry Sanders and a group of other technology professionals. AMD's early products were primarily memory chips and other components for computers. The company later expanded into the microprocessor market, competing with Intel, its main rival in the industry. In the early 2000s, AMD experienced significant growth and success, thanks in part to its strong position in the PC market and the success of its Athlon and Opteron processors. However, the company faced challenges in the late 2000s and early 2010s, as it struggled to keep up with Intel in the race to produce faster and more powerful processors. In the late 2010s, AMD regained some of its market share thanks to the success of its Ryzen processors which are now widely regarded as superior to Intel products in business applications including cloud applications. AMD's processors are used in a wide range of computing devices, including personal computers, servers, laptops, and gaming consoles. While it initially manufactured its own processors, the company later outsourced its manufacturing, a practice known as going fabless, after GlobalFoundries was spun off in 2009.
AMD's main products include microprocessors, motherboard chipsets, embedded processors, graphics processors, and FPGAs for servers, workstations, personal computers, and embedded system applications. The company has also expanded into new markets, such as the data center and gaming markets, and has announced plans to enter the high-performance computing market.
History
First twelve years
Advanced Micro Devices was formally incorporated by Jerry Sanders, along with seven of his colleagues from Fairchild Semiconductor, on May 1, 1969. Sanders, an electrical engineer who was the director of marketing at Fairchild, had, like many Fairchild executives, grown frustrated with the increasing lack of support, opportunity, and flexibility within the company. He later decided to leave to start his own semiconductor company, following the footsteps of Robert Noyce (developer of the first silicon integrated circuit at Fairchild in 1959) and Gordon Moore, who together founded the semiconductor company Intel in July 1968.
In September 1969, AMD moved from its temporary location in Santa Clara to Sunnyvale, California. To immediately secure a customer base, AMD initially became a second source supplier of microchips designed by Fairchild and National Semiconductor. AMD first focused on producing logic chips. The company guaranteed quality control to United States Military Standard, an advantage in the early computer industry since unreliability in microchips was a distinct problem that customers – including computer manufacturers, the telecommunications industry, and instrument manufacturers – wanted to avoid.
In November 1969, the company manufactured its first product: the Am9300, a 4-bit MSI shift register, which began selling in 1970. Also in 1970, AMD produced its first proprietary product, the Am2501 logic counter, which was highly successful. Its bestselling product in 1971 was the Am2505, the fastest multiplier available.
In 1971, AMD entered the RAM chip market, beginning with the Am3101, a 64-bit bipolar RAM. That year AMD also greatly increased the sales volume of its linear integrated circuits, and by year-end the company's total annual sales reached US$4.6 million.
AMD went public in September 1972. The company was a second source for Intel MOS/LSI circuits by 1973, with products such as Am14/1506 and Am14/1507, dual 100-bit dynamic shift registers. By 1975, AMD was producing 212 products – of which 49 were proprietary, including the Am9102 (a static N-channel 1024-bit RAM) and three low-power Schottky MSI circuits: Am25LS07, Am25LS08, and Am25LS09.
Intel had created the first microprocessor, its 4-bit 4004, in 1971. By 1975, AMD entered the microprocessor market with the Am9080, a reverse-engineered clone of the Intel 8080, and the Am2900 bit-slice microprocessor family. When Intel began installing microcode in its microprocessors in 1976, it entered into a cross-licensing agreement with AMD, which was granted a copyright license to the microcode in its microprocessors and peripherals, effective October 1976.
In 1977, AMD entered into a joint venture with Siemens, a German engineering conglomerate wishing to enhance its technology expertise and enter the American market. Siemens purchased 20% of AMD's stock, giving the company an infusion of cash to increase its product lines. The two companies also jointly established Advanced Micro Computers (AMC), located in Silicon Valley and in Germany, allowing AMD to enter the microcomputer development and manufacturing field, in particular based on AMD's second-source Zilog Z8000 microprocessors. When the two companies' vision for Advanced Micro Computers diverged, AMD bought out Siemens' stake in the American division in 1979. AMD closed Advanced Micro Computers in late 1981 after switching focus to manufacturing second-source Intel x86 microprocessors.
Total sales in fiscal year 1978 topped $100 million, and in 1979, AMD debuted on the New York Stock Exchange. In 1979, production also began on AMD's new semiconductor fabrication plant in Austin, Texas; the company already had overseas assembly facilities in Penang and Manila, and began construction on a fabrication plant in San Antonio in 1981. In 1980, AMD began supplying semiconductor products for telecommunications, an industry undergoing rapid expansion and innovation.
Technology exchange agreement with Intel
Intel had introduced the first x86 microprocessors in 1978. In 1981, IBM created its PC, and wanted Intel's x86 processors, but only under the condition that Intel also provide a second-source manufacturer for its patented x86 microprocessors. Intel and AMD entered into a 10-year technology exchange agreement, first signed in October 1981 and formally executed in February 1982. The terms of the agreement were that each company could acquire the right to become a second-source manufacturer of semiconductor products developed by the other; that is, each party could "earn" the right to manufacture and sell a product developed by the other, if agreed to, by exchanging the manufacturing rights to a product of equivalent technical complexity. The technical information and licenses needed to make and sell a part would be exchanged for a royalty to the developing company. The 1982 agreement also extended the 1976 AMD–Intel cross-licensing agreement through 1995. The agreement included the right to invoke arbitration of disagreements, and after five years the right of either party to end the agreement with one year's notice. The main result of the 1982 agreement was that AMD became a second-source manufacturer of Intel's x86 microprocessors and related chips, and Intel provided AMD with database tapes for its 8086, 80186, and 80286 chips. However, in the event of a bankruptcy or takeover of AMD, the cross-licensing agreement would be effectively canceled.
Beginning in 1982, AMD began volume-producing second-source Intel-licensed 8086, 8088, 80186, and 80188 processors, and by 1984, its own Am286 clone of Intel's 80286 processor, for the rapidly growing market of IBM PCs and IBM clones. It also continued its successful concentration on proprietary bipolar chips.
The company continued to spend greatly on research and development, and created the world's first 512K EPROM in 1984. That year, AMD was listed in the book The 100 Best Companies to Work for in America, and later made the Fortune 500 list for the first time in 1985.
By mid-1985, the microchip market experienced a severe downturn, mainly due to long-term aggressive trade practices (dumping) from Japan, but also due to a crowded and non-innovative chip market in the United States. AMD rode out the mid-1980s crisis by aggressively innovating and modernizing, devising the Liberty Chip program of designing and manufacturing one new chip or chipset per week for 52 weeks in fiscal year 1986, and by heavily lobbying the U.S. government until sanctions and restrictions were put in place to prevent predatory Japanese pricing. During this time, AMD withdrew from the DRAM market, and made some headway into the CMOS market, which it had lagged in entering, having focused instead on bipolar chips.
AMD had some success in the mid-1980s with the AMD7910 and AMD7911 "World Chip" FSK modem, one of the first multi-standard devices that covered both Bell and CCITT tones at up to 1200 baud half duplex or 300/300 full duplex. Beginning in 1986, AMD embraced the perceived shift toward RISC with their own AMD Am29000 (29k) processor; the 29k survived as an embedded processor. The company also increased its EPROM memory market share in the late 1980s. Throughout the 1980s, AMD was a second-source supplier of Intel x86 processors. In 1991, it introduced its own 386-compatible Am386, an AMD-designed chip. Creating its own chips, AMD began to compete directly with Intel.
AMD had a large, successful flash memory business, even during the dotcom bust. In 2003, to divest some manufacturing and aid its overall cash flow, which was under duress from aggressive microprocessor competition from Intel, AMD spun off its flash memory business and manufacturing into Spansion, a joint venture with Fujitsu, which had been co-manufacturing flash memory with AMD since 1993. In December 2005, AMD divested itself of Spansion to focus on the microprocessor market, and Spansion went public in an IPO.
Acquisition of ATI, spin-off of GlobalFoundries, and acquisition of Xilinx
On July 24, 2006, AMD announced its acquisition of the Canadian 3D graphics card company ATI Technologies. AMD paid $4.3 billion and 58 million shares of its capital stock, for a total of approximately $5.4 billion. The transaction was completed on October 25, 2006. On August 30, 2010, AMD announced that it would retire the ATI brand name for its graphics chipsets in favor of the AMD brand name.
In October 2008, AMD announced plans to spin off manufacturing operations in the form of GlobalFoundries Inc., a multibillion-dollar joint venture with Advanced Technology Investment Co., an investment company formed by the government of Abu Dhabi. The partnership and spin-off gave AMD an infusion of cash and allowed it to focus solely on chip design. To assure the Abu Dhabi investors of the new venture's success, AMD's CEO Hector Ruiz stepped down in July 2008, while remaining executive chairman, in preparation for becoming chairman of GlobalFoundries in March 2009. President and COO Dirk Meyer became AMD's CEO. Recessionary losses necessitated AMD cutting 1,100 jobs in 2009.
In August 2011, AMD announced that former Lenovo executive Rory Read would be joining the company as CEO, replacing Meyer. In November 2011, AMD announced plans to lay off more than 10% (1,400) of its employees from across all divisions worldwide. In October 2012, it announced plans to lay off an additional 15% of its workforce to reduce costs in the face of declining sales revenue.
AMD acquired the low-power server manufacturer SeaMicro in early 2012, with an eye to bringing out an Arm64 server chip.
On October 8, 2014, AMD announced that Rory Read had stepped down after three years as president and chief executive officer. He was succeeded by Lisa Su, a key lieutenant who had been serving as chief operating officer since June.
On October 16, 2014, AMD announced a new restructuring plan along with its Q3 results. Effective July 1, 2014, AMD reorganized into two business groups: Computing and Graphics, which primarily includes desktop and notebook processors and chipsets, discrete GPUs, and professional graphics; and Enterprise, Embedded, and Semi-Custom, which primarily includes server and embedded processors, dense servers, semi-custom SoC products (including solutions for gaming consoles), engineering services, and royalties. As part of this restructuring, AMD announced that 7% of its global workforce would be laid off by the end of 2014.
After the GlobalFoundries spin-off and subsequent layoffs, AMD was left with significant vacant space at 1 AMD Place, its aging Sunnyvale headquarters office complex. In August 2016, AMD's 47 years in Sunnyvale came to a close when it signed a lease with the Irvine Company for a new 220,000 sq. ft. headquarters building in Santa Clara. AMD's new location at Santa Clara Square faces the headquarters of archrival Intel across the Bayshore Freeway and San Tomas Aquino Creek. Around the same time, AMD also agreed to sell 1 AMD Place to the Irvine Company. In April 2019, the Irvine Company secured approval from the Sunnyvale City Council of its plans to demolish 1 AMD Place and redevelop the entire 32-acre site into townhomes and apartments.
In October 2020, AMD announced that it was acquiring Xilinx in an all-stock transaction. The acquisition was completed in February 2022, with an estimated acquisition price of $50 billion.
In October 2023, AMD acquired an open-source AI software provider, Nod.ai, to bolster its AI software ecosystem.
List of CEOs
Products
CPUs and APUs
IBM PC and the x86 architecture
In February 1982, AMD signed a contract with Intel, becoming a licensed second-source manufacturer of 8086 and 8088 processors. IBM wanted to use the Intel 8088 in its IBM PC, but its policy at the time was to require at least two sources for its chips. AMD later produced the Am286 under the same arrangement. In 1984, Intel internally decided to no longer cooperate with AMD in supplying product information to shore up its advantage in the marketplace, and delayed and eventually refused to convey the technical details of the Intel 80386. In 1987, AMD invoked arbitration over the issue, and Intel reacted by canceling the 1982 technological-exchange agreement altogether. After three years of testimony, AMD eventually won in arbitration in 1992, but Intel disputed this decision. Another long legal dispute followed, ending in 1994 when the Supreme Court of California sided with the arbitrator and AMD.
In 1990, Intel countersued AMD, renegotiating AMD's right to use derivatives of Intel's microcode for its cloned processors. In the face of uncertainty during the legal dispute, AMD was forced to develop clean room designed versions of Intel code for its x386 and x486 processors, the former long after Intel had released its own x386 in 1985. In March 1991, AMD released the Am386, its clone of the Intel 386 processor. By October of the same year it had sold one million units.
In 1993, AMD introduced the first of the Am486 family of processors, which proved popular with a large number of original equipment manufacturers, including Compaq, which signed an exclusive agreement using the Am486. The Am5x86, another Am486-based processor, was released in November 1995, and continued AMD's success as a fast, cost-effective processor.
Finally, in an agreement effective 1996, AMD received the rights to the microcode in Intel's x386 and x486 processor families, but not the rights to the microcode in the following generations of processors.
K5, K6, Athlon, Duron, and Sempron
AMD's first in-house x86 processor was the K5, launched in 1996. The "K" in its name was a reference to Kryptonite, the only substance known to harm comic book character Superman. This itself was a reference to Intel's hegemony over the market, i.e., an anthropomorphization of them as Superman. The number "5" was a reference to the fifth generation of x86 processors; rival Intel had previously introduced its line of fifth-generation x86 processors as Pentium because the U.S. Trademark and Patent Office had ruled that mere numbers could not be trademarked.
In 1996, AMD purchased NexGen, specifically for the rights to their Nx series of x86-compatible processors. AMD gave the NexGen design team their own building, left them alone, and gave them time and money to rework the Nx686. The result was the K6 processor, introduced in 1997. Although it was based on Socket 7, variants such as K6-III/450 were faster than Intel's Pentium II (sixth-generation processor).
The K7 was AMD's seventh-generation x86 processor, making its debut under the brand name Athlon on June 23, 1999. Unlike previous AMD processors, it could not be used on the same motherboards as Intel's, due to licensing issues surrounding Intel's Slot 1 connector, and instead used a Slot A connector, referenced to the Alpha processor bus. The Duron was a lower-cost and limited version of the Athlon (64KB instead of 256KB L2 cache) in a 462-pin socketed PGA (socket A) or soldered directly onto the motherboard. Sempron was released as a lower-cost Athlon XP, replacing Duron in the socket A PGA era. It has since been migrated upward to all new sockets, up to AM3.
On October 9, 2001, the Athlon XP was released. On February 10, 2003, the Athlon XP with 512KB L2 Cache was released.
Athlon 64, Opteron and Phenom
The K8 was a major revision of the K7 architecture, with the most notable features being the addition of a 64-bit extension to the x86 instruction set (called x86-64, AMD64, or x64), the incorporation of an on-chip memory controller, and the implementation of an extremely high-performance point-to-point interconnect called HyperTransport, as part of the Direct Connect Architecture. The technology was initially launched as the Opteron server-oriented processor on April 22, 2003. Shortly thereafter, it was incorporated into a product for desktop PCs, branded Athlon 64.
On April 21, 2005, AMD released the first dual-core Opteron, an x86-based server CPU. A month later, it released the Athlon 64 X2, the first desktop-based dual-core processor family. In May 2007, AMD abandoned the string "64" in its dual-core desktop product branding, becoming Athlon X2, downplaying the significance of 64-bit computing in its processors. Further updates involved improvements to the microarchitecture, and a shift of the target market from mainstream desktop systems to value dual-core desktop systems. In 2008, AMD started to release dual-core Sempron processors exclusively in China, branded as the Sempron 2000 series, with lower HyperTransport speed and smaller L2 cache. AMD completed its dual-core product portfolio for each market segment.
In September 2007, AMD released the first server Opteron K10 processors, followed in November by the Phenom processor for desktop. K10 processors came in dual-core, triple-core, and quad-core versions, with all cores on a single die. AMD released a new platform codenamed "Spider", which used the new Phenom processor, as well as an R770 GPU and a 790 GX/FX chipset from the AMD 700 chipset series. However, AMD built the Spider at 65nm, which was uncompetitive with Intel's smaller and more power-efficient 45nm.
In January 2009, AMD released a new processor line dubbed Phenom II, a refresh of the original Phenom built using the 45 nm process. AMD's new platform, codenamed "Dragon", used the new Phenom II processor, and an ATI R770 GPU from the R700 GPU family, as well as a 790 GX/FX chipset from the AMD 700 chipset series. The Phenom II came in dual-core, triple-core and quad-core variants, all using the same die, with cores disabled for the triple-core and dual-core versions. The Phenom II resolved issues that the original Phenom had, including a low clock speed, a small L3 cache, and a Cool'n'Quiet bug that decreased performance. The Phenom II cost less but was not performance-competitive with Intel's mid-to-high-range Core 2 Quads. The Phenom II also enhanced its predecessor's memory controller, allowing it to use DDR3 in a new native socket AM3, while maintaining backward compatibility with AM2+, the socket used for the Phenom, and allowing the use of the DDR2 memory that was used with the platform.
In April 2010, AMD released a new Phenom II Hexa-core (6-core) processor codenamed "Thuban". This was a totally new die based on the hexa-core "Istanbul" Opteron processor. It included AMD's "turbo core" technology, which allows the processor to automatically switch from 6 cores to 3 faster cores when more pure speed is needed.
The Magny Cours and Lisbon server parts were released in 2010. The Magny Cours part came in 8 to 12 cores and the Lisbon part in 4 and 6 core parts. Magny Cours is focused on performance while the Lisbon part is focused on high performance per watt. Magny Cours is an MCM (multi-chip module) with two hexa-core "Istanbul" Opteron parts. This will use a new socket G34 for dual and quad-socket processors and thus will be marketed as Opteron 61xx series processors. Lisbon uses socket C32 certified for dual-socket use or single socket use only and thus will be marketed as Opteron 41xx processors. Both will be built on a 45 nm SOI process.
Fusion becomes the AMD APU
Following AMD's 2006 acquisition of Canadian graphics company ATI Technologies, an initiative codenamed Fusion was announced to integrate a CPU and GPU together on some of AMD's microprocessors, including a built in PCI Express link to accommodate separate PCI Express peripherals, eliminating the northbridge chip from the motherboard. The initiative intended to move some of the processing originally done on the CPU (e.g. floating-point unit operations) to the GPU, which is better optimized for some calculations. The Fusion was later renamed the AMD APU (Accelerated Processing Unit).
Llano was AMD's first APU built for laptops. Llano was the second APU released, targeted at the mainstream market. It incorporated a CPU and GPU on the same die, as well as northbridge functions, and used "Socket FM1" with DDR3 memory. The CPU part of the processor was based on the Phenom II "Deneb" processor. AMD suffered an unexpected decrease in revenue based on production problems for the Llano. More AMD APUs for laptops running Windows 7 and Windows 8 OS are being used commonly. These include AMD's price-point APUs, the E1 and E2, and their mainstream competitors with Intel's Core i-series: The Vision A- series, the A standing for accelerated. These range from the lower-performance A4 chipset to the A6, A8, and A10. These all incorporate next-generation Radeon graphics cards, with the A4 utilizing the base Radeon HD chip and the rest using a Radeon R4 graphics card, with the exception of the highest-model A10 (A10-7300) which uses an R6 graphics card.
New microarchitectures
High-power, high-performance Bulldozer cores
Bulldozer was AMD's microarchitecture codename for server and desktop AMD FX processors, first released on October 12, 2011. This family 15h microarchitecture is the successor to the family 10h (K10) microarchitecture design. Bulldozer was a clean-sheet design, not a development of earlier processors. The core was specifically aimed at 10–125 W TDP computing products. AMD claimed dramatic performance-per-watt efficiency improvements in high-performance computing (HPC) applications with Bulldozer cores. While hopes were high that Bulldozer would bring AMD to be performance-competitive with Intel once more, most benchmarks were disappointing. In some cases the new Bulldozer products were slower than the K10 models they were built to replace.
The Piledriver microarchitecture was the 2012 successor to Bulldozer, increasing clock speeds and performance relative to its predecessor. Piledriver would be released in AMD FX, APU, and Opteron product lines. Piledriver was subsequently followed by the Steamroller microarchitecture in 2013. Used exclusively in AMD's APUs, Steamroller focused on greater parallelism.
In 2015, the Excavator microarchitecture replaced Piledriver. Expected to be the last microarchitecture of the Bulldozer series, Excavator focused on improved power efficiency.
Low-power Cat cores
The Bobcat microarchitecture was revealed during a speech from AMD executive vice-president Henri Richard in Computex 2007 and was put into production during the first quarter of 2011. Based on the difficulty competing in the x86 market with a single core optimized for the 10–100 W range, AMD had developed a simpler core with a target range of 1–10 watts. In addition, it was believed that the core could migrate into the hand-held space if the power consumption can be reduced to less than 1 W.
Jaguar is a microarchitecture codename for Bobcat's successor, released in 2013, that is used in various APUs from AMD aimed at the low-power/low-cost market. Jaguar and its derivates would go on to be used in the custom APUs of the PlayStation 4, Xbox One, PlayStation 4 Pro, Xbox One S, and Xbox One X. Jaguar would be later followed by the Puma microarchitecture in 2014.
ARM architecture-based designs
In 2012, AMD announced it was working on ARM products, both as a semi-custom product and server product. The initial server product was announced as the Opteron A1100 in 2014, an 8-core Cortex-A57 based ARMv8-A SoC, and was expected to be followed by an APU incorporating a Graphics Core Next GPU. However, the Opteron A1100 was not released until 2016, with the delay attributed to adding software support. The A1100 was also criticized for not having support from major vendors upon its release.
In 2014, AMD also announced the K12 custom core for release in 2016. While being ARMv8-A instruction set architecture compliant, the K12 was expected to be entirely custom-designed, targeting the server, embedded, and semi-custom markets. While ARM architecture development continued, products based on K12 were subsequently delayed with no release planned. Development of AMD's x86-based Zen microarchitecture was preferred.
Zen-based CPUs and APUs
Zen is a new architecture for x86-64 based Ryzen series of CPUs and APUs, introduced in 2017 by AMD and built from the ground up by a team led by Jim Keller, beginning with his arrival in 2012, and taping out before his departure in September 2015. One of AMD's primary goals with Zen was an IPC increase of at least 40%, however in February 2017 AMD announced that they had actually achieved a 52% increase. Processors made on the Zen architecture are built on the 14 nm FinFET node and have a renewed focus on single-core performance and HSA compatibility. Previous processors from AMD were either built in the 32 nm process ("Bulldozer" and "Piledriver" CPUs) or the 28 nm process ("Steamroller" and "Excavator" APUs). Because of this, Zen is much more energy efficient. The Zen architecture is the first to encompass CPUs and APUs from AMD built for a single socket (Socket AM4). Also new for this architecture is the implementation of simultaneous multithreading (SMT) technology, something Intel has had for years on some of their processors with their proprietary hyper-threading implementation of SMT. This is a departure from the "Clustered MultiThreading" design introduced with the Bulldozer architecture. Zen also has support for DDR4 memory. AMD released the Zen-based high-end Ryzen 7 "Summit Ridge" series CPUs on March 2, 2017, mid-range Ryzen 5 series CPUs on April 11, 2017, and entry level Ryzen 3 series CPUs on July 27, 2017. AMD later released the Epyc line of Zen derived server processors for 1P and 2P systems. In October 2017, AMD released Zen-based APUs as Ryzen Mobile, incorporating Vega graphics cores. In January 2018 AMD has announced their new lineup plans, with Ryzen 2. AMD launched CPUs with the 12nm Zen+ microarchitecture in April 2018, following up with the 7nm Zen 2 microarchitecture in June 2019, including an update to the Epyc line with new processors using the Zen 2 microarchitecture in August 2019, and Zen 3 slated for release in Q3 2020. As of 2019, AMD's Ryzen processors were reported to outsell Intel's consumer desktop processors. At CES 2020 AMD announced their Ryzen Mobile 4000, as the first 7 nm x86 mobile processor, the first 7 nm 8-core (also 16-thread) high-performance mobile processor, and the first 8-core (also 16-thread) processor for ultrathin laptops. This generation is still based on the Zen 2 architecture. In October 2020, AMD announced new processors based on the Zen 3 architecture. On PassMark's Single thread performance test the Ryzen 5 5600x bested all other CPUs besides the Ryzen 9 5950X. In August 2022, AMD announced their initial lineup of CPUs based on the new Zen 4 architecture.
The Steam Deck, PlayStation 5, Xbox Series X and Series S all use chips based on the Zen 2 microarchitecture, with proprietary tweaks and different configurations in each system's implementation than AMD sells in its own commercially available APUs.
Graphics products and GPUs
ATI prior to AMD acquisition
Radeon within AMD
In 2008, the ATI division of AMD released the TeraScale microarchitecture implementing a unified shader model. This design replaced the previous fixed-function hardware of previous graphics cards with multipurpose, programmable shaders. Initially released as part of the GPU for the Xbox 360, this technology would go on to be used in Radeon branded HD 2000 parts. Three generations of TeraScale would be designed and used in parts from 2008 to 2014.
Combined GPU and CPU divisions
In a 2009 restructuring, AMD merged the CPU and GPU divisions to support the company's APUs, which fused both graphics and general purpose processing. In 2011, AMD released the successor to TeraScale, Graphics Core Next (GCN). This new microarchitecture emphasized GPGPU compute capability in addition to graphics processing, with a particular aim of supporting heterogeneous computing on AMD's APUs. GCN's reduced instruction set ISA allowed for significantly increased compute capability over TeraScale's very long instruction word ISA. Since GCN's introduction with the HD 7970, five generations of the GCN architecture have been produced from 2008 through at least 2017.
Radeon Technologies Group
In September 2015, AMD separated the graphics technology division of the company into an independent internal unit called the Radeon Technologies Group (RTG) headed by Raja Koduri. This gave the graphics division of AMD autonomy in product design and marketing. The RTG then went on to create and release the Polaris and Vega microarchitectures released in 2016 and 2017, respectively. In particular the Vega, or fifth generation GCN, microarchitecture includes a number of major revisions to improve performance and compute capabilities.
In November 2017, Raja Koduri left RTG and CEO and President Lisa Su took his position. In January 2018, it was reported that two industry veterans joined RTG, namely Mike Rayfield as senior vice president and general manager of RTG, and David Wang as senior vice president of engineering for RTG. In January 2020, AMD announced that its second generation RDNA graphics architecture was in development, with the aim of competing with the Nvidia RTX graphics products for performance leadership. In October 2020, AMD announced their new RX 6000 series series GPUs, their first high-end product based on RDNA2 and capable of handling ray-tracing natively, aiming to challenge Nvidia's RTX 3000 GPUs.
Semi-custom and game console products
In 2012, AMD's then CEO Rory Read began a program to offer semi-custom designs. Rather than AMD simply designing and offering a single product, potential customers could work with AMD to design a custom chip based on AMD's intellectual property. Customers pay a non-recurring engineering fee for design and development, and a purchase price for the resulting semi-custom products. In particular, AMD noted their unique position of offering both x86 and graphics intellectual property. These semi-custom designs would have design wins as the APUs in the PlayStation 4 and Xbox One and the subsequent PlayStation 4 Pro, Xbox One S, Xbox One X, Xbox Series X/S, and PlayStation 5. Financially, these semi-custom products would represent a majority of the company's revenue in 2016. In November 2017, AMD and Intel announced that Intel would market a product combining in a single package an Intel Core CPU, a semi-custom AMD Radeon GPU, and HBM2 memory.
Other hardware
AMD motherboard chipsets
Before the launch of Athlon 64 processors in 2003, AMD designed chipsets for their processors spanning the K6 and K7 processor generations. The chipsets include the AMD-640, AMD-751, and the AMD-761 chipsets. The situation changed in 2003 with the release of Athlon 64 processors, and AMD chose not to further design its own chipsets for its desktop processors while opening the desktop platform to allow other firms to design chipsets. This was the "Open Platform Management Architecture" with ATI, VIA and SiS developing their own chipset for Athlon 64 processors and later Athlon 64 X2 and Athlon 64 FX processors, including the Quad FX platform chipset from Nvidia.
The initiative went further with the release of Opteron server processors as AMD stopped the design of server chipsets in 2004 after releasing the AMD-8111 chipset, and again opened the server platform for firms to develop chipsets for Opteron processors. As of today, Nvidia and Broadcom are the sole designing firms of server chipsets for Opteron processors.
As the company completed the acquisition of ATI Technologies in 2006, the firm gained the ATI design team for chipsets which previously designed the Radeon Xpress 200 and the Radeon Xpress 3200 chipsets. AMD then renamed the chipsets for AMD processors under AMD branding (for instance, the CrossFire Xpress 3200 chipset was renamed as AMD 580X CrossFire chipset). In February 2007, AMD announced the first AMD-branded chipset since 2004 with the release of the AMD 690G chipset (previously under the development codename RS690), targeted at mainstream IGP computing. It was the industry's first to implement a HDMI 1.2 port on motherboards, shipping for more than a million units. While ATI had aimed at releasing an Intel IGP chipset, the plan was scrapped and the inventories of Radeon Xpress 1250 (codenamed RS600, sold under ATI brand) was sold to two OEMs, Abit and ASRock. Although AMD stated the firm would still produce Intel chipsets, Intel had not granted the license of FSB to ATI.
On November 15, 2007, AMD announced a new chipset series portfolio, the AMD 7-Series chipsets, covering from the enthusiast multi-graphics segment to the value IGP segment, to replace the AMD 480/570/580 chipsets and AMD 690 series chipsets, marking AMD's first enthusiast multi-graphics chipset. Discrete graphics chipsets were launched on November 15, 2007, as part of the codenamed Spider desktop platform, and IGP chipsets were launched at a later time in spring 2008 as part of the codenamed Cartwheel platform.
AMD returned to the server chipsets market with the AMD 800S series server chipsets. It includes support for up to six SATA 6.0 Gbit/s ports, the C6 power state, which is featured in Fusion processors and AHCI 1.2 with SATA FIS–based switching support. This is a chipset family supporting Phenom processors and Quad FX enthusiast platform (890FX), IGP (890GX).
With the advent of AMD's APUs in 2011, traditional northbridge features such as the connection to graphics and the PCI Express controller were incorporated into the APU die. Accordingly, APUs were connected to a single chip chipset, renamed the Fusion Controller Hub (FCH), which primarily provided southbridge functionality.
AMD released new chipsets in 2017 to support the release of their new Ryzen products. As the Zen microarchitecture already includes much of the northbridge connectivity, the AM4-based chipsets primarily varied in the number of additional PCI Express lanes, USB connections, and SATA connections available. These AM4 chipsets were designed in conjunction with ASMedia.
Embedded products
Embedded CPUs
In the early 1990s, AMD began marketing a series of embedded System-on-a-chip (SoC) called AMD Élan, starting with the SC300 and SC310. Both combines a 32-Bit, Am386SX, low-voltage 25 MHz or 33 MHz CPU with memory controller, PC/AT peripheral controllers, real-time clock, PLL clock generators and ISA bus interface. The SC300 integrates in addition two PC card slots and a CGA-compatible LCD controller. They were followed in 1996 by the SC4xx types. Now supporting VESA Local Bus and using the Am486 with up to 100 MHz clock speed. A SC450 with 33 MHze.g. was used in the Nokia 9000 Communicator. In 1999 the SC520 was announced. Using an Am586 with 100 MHz or 133 MHz and supporting SDRAM and PCI it was the latest member of the series.
In February 2002, AMD acquired Alchemy Semiconductor for its Alchemy line of MIPS processors for the hand-held and portable media player markets. On June 13, 2006, AMD officially announced that the line was to be transferred to Raza Microelectronics, Inc., a designer of MIPS processors for embedded applications.
In August 2003, AMD also purchased the Geode business which was originally the Cyrix MediaGX from National Semiconductor to augment its existing line of embedded x86 processor products. During the second quarter of 2004, it launched new low-power Geode NX processors based on the K7 Thoroughbred architecture with speeds of fanless processors and , and processor with fan, of TDP 25 W. This technology is used in a variety of embedded systems (Casino slot machines and customer kiosks for instance), several UMPC designs in Asia markets, as well as the OLPC XO-1 computer, an inexpensive laptop computer intended to be distributed to children in developing countries around the world. The Geode LX processor was announced in 2005 and is said will continue to be available through 2015.
AMD has also introduced 64-bit processors into its embedded product line starting with the AMD Opteron processor. Leveraging the high throughput enabled through HyperTransport and the Direct Connect Architecture these server-class processors have been targeted at high-end telecom and storage applications. In 2007, AMD added the AMD Athlon, AMD Turion, and Mobile AMD Sempron processors to its embedded product line. Leveraging the same 64-bit instruction set and Direct Connect Architecture as the AMD Opteron but at lower power levels, these processors were well suited to a variety of traditional embedded applications. Throughout 2007 and into 2008, AMD has continued to add both single-core Mobile AMD Sempron and AMD Athlon processors and dual-core AMD Athlon X2 and AMD Turion processors to its embedded product line and now offers embedded 64-bit solutions starting with 8 W TDP Mobile AMD Sempron and AMD Athlon processors for fan-less designs up to multi-processor systems leveraging multi-core AMD Opteron processors all supporting longer than standard availability.
The ATI acquisition in 2006 included the Imageon and Xilleon product lines. In late 2008, the entire handheld division was sold off to Qualcomm, who have since produced the Adreno series. Also in 2008, the Xilleon division was sold to Broadcom.
In April 2007, AMD announced the release of the M690T integrated graphics chipset for embedded designs. This enabled AMD to offer complete processor and chipset solutions targeted at embedded applications requiring high-performance 3D and video such as emerging digital signage, kiosk, and Point of Sale applications. The M690T was followed by the M690E specifically for embedded applications which removed the TV output, which required Macrovision licensing for OEMs, and enabled native support for dual TMDS outputs, enabling dual independent DVI interfaces.
In January 2011, AMD announced the AMD Embedded G-Series Accelerated Processing Unit. This was the first APU for embedded applications. These were followed by updates in 2013 and 2016.
In May 2012, AMD Announced the AMD Embedded R-Series Accelerated Processing Unit. This family of products incorporates the Bulldozer CPU architecture, and Discrete-class Radeon HD 7000G Series graphics. This was followed by a system on a chip (SoC) version in 2015 which offered a faster CPU and faster graphics, with support for DDR4 SDRAM memory.
Embedded graphics
AMD builds graphic processors for use in embedded systems. They can be found in anything from casinos to healthcare, with a large portion of products being used in industrial machines. These products include a complete graphics processing device in a compact multi-chip module including RAM and the GPU. ATI began offering embedded GPUs with the E2400 in 2008. Since that time AMD has released regular updates to their embedded GPU lineup in 2009, 2011, 2015, and 2016; reflecting improvements in their GPU technology.
Current product lines
CPU and APU products
AMD's portfolio of CPUs and APUs
Athlon – brand of entry level CPUs (Excavator) and APUs (Ryzen)
A-series – Excavator-class consumer desktop and laptop APUs
G-series – Excavator- and Jaguar-class low-power embedded APUs
Ryzen – brand of consumer CPUs and APUs
Ryzen Threadripper – brand of prosumer/professional CPUs
R-series – Excavator class high-performance embedded APUs
Epyc – brand of server CPUs
Opteron – brand of microserver APUs
Graphics products
AMD's portfolio of dedicated graphics processors
Radeon – brand for consumer line of graphics cards; the brand name originated with ATI.
Mobility Radeon offers power-optimized versions of Radeon graphics chips for use in laptops.
Radeon Pro – Workstation graphics card brand. Successor to the FirePro brand.
Radeon Instinct – brand of server and workstation targeted machine learning and GPGPU products
Radeon-branded products
RAM
In 2011, AMD began selling Radeon branded DDR3 SDRAM to support the higher bandwidth needs of AMD's APUs. While the RAM is sold by AMD, it was manufactured by Patriot Memory and VisionTek. This was later followed by higher speeds of gaming oriented DDR3 memory in 2013. Radeon branded DDR4 SDRAM memory was released in 2015, despite no AMD CPUs or APUs supporting DDR4 at the time. AMD noted in 2017 that these products are "mostly distributed in Eastern Europe" and that it continues to be active in the business.
Solid-state drives
AMD announced in 2014 it would sell Radeon branded solid-state drives manufactured by OCZ with capacities up to 480 GB and using the SATA interface.
Technologies
CPU hardware
technologies found in AMD CPU/APU and other products include:
HyperTransport – a high-bandwidth, low-latency system bus used in AMD's CPU and APU products
Infinity Fabric – a derivative of HyperTransport used as the communication bus in AMD's Zen microarchitecture
Graphics hardware
technologies found in AMD GPU products include:
AMD Eyefinity – facilitates multi-monitor setup of up to 6 monitors per graphics card
AMD FreeSync – display synchronization based on the VESA Adaptive Sync standard
AMD TrueAudio – acceleration of audio calculations
AMD XConnect – allows the use of External GPU enclosures through Thunderbolt 3
AMD CrossFire – multi-GPU technology allowing the simultaneous use of multiple GPUs
Unified Video Decoder (UVD) – acceleration of video decompression (decoding)
Video Coding Engine (VCE) – acceleration of video compression (encoding)
Software
AMD has made considerable efforts towards opening its software tools above the firmware level in the past decade.
For the following mentions, software not expressely stated free can be assumed to be proprietary.
Distribution
AMD Radeon Software is the default channel for official software distribution from AMD. It includes both free and proprietary software components, and supports both Microsoft Windows and Linux.
Software by type
CPU
AOCC is AMD's optimizing proprietary C/C++ compiler based on LLVM and available for Linux.
AMDuProf is AMD's CPU performance and Power profiling tool suite, available for Linux and Windows.
AMD has also taken an active part in developing coreboot, an open-source project aimed at replacing the proprietary BIOS firmware. This cooperation ceased in 2013, but AMD has indicated recently that it is considering releasing source code so that Ryzen can be compatible with coreboot in the future.
GPU
Most notable public AMD software is on the GPU side.
AMD has opened both its graphic and compute stacks:
GPUOpen is AMD's graphics stack, which includes for example FidelityFX Super Resolution.
ROCm (Radeon Open Compute platform) is AMD's compute stack for machine learning and high-performance computing, based on the LLVM compiler technologies. Under the ROCm project, AMDgpu is AMD's open source device driver supporting the GCN and following architectures, available for Linux. This latter driver component is used both by the graphics and compute stacks.
Misc
AMD conducts open research on heterogeneous computing.
Other AMD software includes the AMD Core Math Library, and open-source software including the AMD Performance Library.
AMD contributes to open source projects, including working with Sun Microsystems to enhance OpenSolaris and Sun xVM on the AMD platform. AMD also maintains its own Open64 compiler distribution and contributes its changes back to the community.
In 2008, AMD released the low-level programming specifications for its GPUs, and works with the X.Org Foundation to develop drivers for AMD graphics cards.
Extensions for software parallelism (xSP), aimed at speeding up programs to enable multi-threaded and multi-core processing, announced in Technology Analyst Day 2007. One of the initiatives being discussed since August 2007 is the Light Weight Profiling (LWP), providing internal hardware monitor with runtimes, to observe information about executing process and help the re-design of software to be optimized with multi-core and even multi-threaded programs. Another one is the extension of Streaming SIMD Extension (SSE) instruction set, the SSE5.
Codenamed SIMFIRE – interoperability testing tool for the Desktop and mobile Architecture for System Hardware (DASH) open architecture.
Production and fabrication
Previously, AMD produced its chips at company-owned semiconductor foundries. AMD pursued a strategy of collaboration with other semiconductor manufacturers IBM and Motorola to co-develop production technologies. AMD's founder Jerry Sanders termed this the "Virtual Gorilla" strategy to compete with Intel's significantly greater investments in fabrication.
In 2008, AMD spun off its chip foundries into an independent company named GlobalFoundries. This breakup of the company was attributed to the increasing costs of each process node. The Emirate of Abu Dhabi purchased the newly created company through its subsidiary Advanced Technology Investment Company (ATIC), purchasing the final stake from AMD in 2009.
With the spin-off of its foundries, AMD became a fabless semiconductor manufacturer, designing products to be produced at for-hire foundries. Part of the GlobalFoundries spin-off included an agreement with AMD to produce some number of products at GlobalFoundries. Both prior to the spin-off and after AMD has pursued production with other foundries including TSMC and Samsung. It has been argued that this would reduce risk for AMD by decreasing dependence on any one foundry which has caused issues in the past.
In 2018, AMD started shifting the production of their CPUs and GPUs to TSMC, following GlobalFoundries' announcement that they were halting development of their 7 nm process. AMD revised their wafer purchase requirement with GlobalFoundries in 2019, allowing AMD to freely choose foundries for 7 nm nodes and below, while maintaining purchase agreements for 12 nm and above through 2021.
Corporate affairs
Partnerships
AMD uses strategic industry partnerships to further its business interests as well as to rival Intel's dominance and resources:
A partnership between AMD and Alpha Processor Inc. developed HyperTransport, a point-to-point interconnect standard which was turned over to an industry standards body for finalization. It is now used in modern motherboards that are compatible with AMD processors.
AMD also formed a strategic partnership with IBM, under which AMD gained silicon on insulator (SOI) manufacturing technology, and detailed advice on 90 nm implementation. AMD announced that the partnership would extend to 2011 for 32 nm and 22 nm fabrication-related technologies.
To facilitate processor distribution and sales, AMD is loosely partnered with end-user companies, such as HP, Dell, Asus, Acer, and Microsoft.
In 1993, AMD established a 50–50 partnership with Fujitsu called FASL, and merged into a new company called FASL LLC in 2003. The joint venture went public under the name Spansion and ticker symbol SPSN in December 2005, with AMD shares dropping 37%. AMD no longer directly participates in the Flash memory devices market now as AMD entered into a non-competition agreement on December 21, 2005, with Fujitsu and Spansion, pursuant to which it agreed not to directly or indirectly engage in a business that manufactures or supplies standalone semiconductor devices (including single-chip, multiple-chip or system devices) containing only Flash memory.
On May 18, 2006, Dell announced that it would roll out new servers based on AMD's Opteron chips by year's end, thus ending an exclusive relationship with Intel. In September 2006, Dell began offering AMD Athlon X2 chips in their desktop lineup.
In June 2011, HP announced new business and consumer notebooks equipped with the latest versions of AMD APUsaccelerated processing units. AMD will power HP's Intel-based business notebooks as well.
In the spring of 2013, AMD announced that it would be powering all three major next-generation consoles. The Xbox One and Sony PlayStation 4 are both powered by a custom-built AMD APU, and the Nintendo Wii U is powered by an AMD GPU. According to AMD, having their processors in all three of these consoles will greatly assist developers with cross-platform development to competing consoles and PCs as well as increased support for their products across the board.
AMD has entered into an agreement with Hindustan Semiconductor Manufacturing Corporation (HSMC) for the production of AMD products in India.
AMD is a founding member of the HSA Foundation which aims to ease the use of a Heterogeneous System Architecture. A Heterogeneous System Architecture is intended to use both central processing units and graphics processors to complete computational tasks.
AMD announced in 2016 that it was creating a joint venture to produce x86 server chips for the Chinese market.
On May 7, 2019, it was reported that the U.S. Department of Energy, Oak Ridge National Laboratory, and Cray Inc., are working in collaboration with AMD to develop the Frontier exascale supercomputer. Featuring the AMD Epyc CPUs and Radeon GPUs, the supercomputer is set to produce more than 1.5 exaflops (peak double-precision) in computing performance. It is expected to debut sometime in 2021.
On March 5, 2020, it was announced that the U.S. Department of Energy, Lawrence Livermore National Laboratory, and HPE are working in collaboration with AMD to develop the El Capitan exascale supercomputer. Featuring the AMD Epyc CPUs and Radeon GPUs, the supercomputer is set to produce more than 2 exaflops (peak double-precision) in computing performance. It is expected to debut in 2023.
In the summer of 2020, it was reported that AMD would be powering the next-generation console offerings from Microsoft and Sony.
On November 8, 2021, AMD announced a partnership with Meta to make the chips used in the Metaverse.
In January 2022, AMD partnered with Samsung to develop a mobile processor to be used in future products. The processor was named Exynos 2022 and works with the AMD RDNA 2 architecture.
Litigation with Intel
AMD has a long history of litigation with former (and current) partner and x86 creator Intel.
In 1986, Intel broke an agreement it had with AMD to allow them to produce Intel's microchips for IBM; AMD filed for arbitration in 1987 and the arbitrator decided in AMD's favor in 1992. Intel disputed this, and the case ended up in the Supreme Court of California. In 1994, that court upheld the arbitrator's decision and awarded damages for breach of contract.
In 1990, Intel brought a copyright infringement action alleging illegal use of its 287 microcode. The case ended in 1994 with a jury finding for AMD and its right to use Intel's microcode in its microprocessors through the 486 generation.
In 1997, Intel filed suit against AMD and Cyrix Corp. for misuse of the term MMX. AMD and Intel settled, with AMD acknowledging MMX as a trademark owned by Intel, and with Intel granting AMD rights to market the AMD K6 MMX processor.
In 2005, following an investigation, the Japan Federal Trade Commission found Intel guilty of a number of violations. On June 27, 2005, AMD won an antitrust suit against Intel in Japan, and on the same day, AMD filed a broad antitrust complaint against Intel in the U.S. Federal District Court in Delaware. The complaint alleges systematic use of secret rebates, special discounts, threats, and other means used by Intel to lock AMD processors out of the global market. Since the start of this action, the court has issued subpoenas to major computer manufacturers including Acer, Dell, Lenovo, HP and Toshiba.
In November 2009, Intel agreed to pay AMD $1.25bn and renew a five-year patent cross-licensing agreement as part of a deal to settle all outstanding legal disputes between them.
Guinness World Record achievement
On August 31, 2011, in Austin, Texas, AMD achieved a Guinness World Record for the "Highest frequency of a computer processor": 8.429 GHz. The company ran an 8-core FX-8150 processor with only one active module (two cores), and cooled with liquid helium. The previous record was 8.308 GHz, with an Intel Celeron 352 (one core).
On November 1, 2011, geek.com reported that Andre Yang, an overclocker from Taiwan, used an FX-8150 to set another record: 8.461 GHz.
On November 19, 2012, Andre Yang used an FX-8350 to set another record: 8.794 GHz.
Acquisitions, mergers and investments
Corporate social responsibility
In its 2012 report on progress relating to conflict minerals, the Enough Project rated AMD the fifth most progressive of 24 consumer electronics companies.
Other initiatives
50x15, digital inclusion, with targeted 50% of world population to be connected through Internet via affordable computers by the year of 2015.
The Green Grid, founded by AMD together with other founders, such as IBM, Sun and Microsoft, to seek lower power consumption for grids.
See also
Bill Gaede
List of AMD processors
List of AMD accelerated processing units
List of AMD graphics processing units
List of AMD chipsets
List of ATI chipsets
3DNow!
Cool'n'Quiet
PowerNow!
Notes
References
Rodengen, Jeffrey L. The Spirit of AMD: Advanced Micro Devices. Write Stuff, 1998.
Ruiz, Hector. Slingshot: AMD's Fight to Free an Industry from the Ruthless Grip of Intel. Greenleaf Book Group, 2013.
External links
1969 establishments in California
1970s initial public offerings
American companies established in 1969
Fabless semiconductor companies
Companies based in Santa Clara, California
Companies formerly listed on the New York Stock Exchange
Companies listed on the Nasdaq
Companies in the Nasdaq-100
Computer companies of the United States
Computer companies established in 1969
Electronics companies established in 1969
Graphics hardware companies
HSA Foundation founding members
Manufacturing companies based in the San Francisco Bay Area
Motherboard companies
Semiconductor companies of the United States
Superfund sites in California
Technology companies based in the San Francisco Bay Area
Technology companies established in 1969 |
2402 | https://en.wikipedia.org/wiki/Albrecht%20D%C3%BCrer | Albrecht Dürer | Albrecht Dürer (; ; 21 May 1471 – 6 April 1528), sometimes spelled in English as Durer, was a German painter, printmaker, and theorist of the German Renaissance. Born in Nuremberg, Dürer established his reputation and influence across Europe in his twenties due to his high-quality woodcut prints. He was in contact with the major Italian artists of his time, including Raphael, Giovanni Bellini, and Leonardo da Vinci, and from 1512 was patronized by Emperor Maximilian I.
Dürer's vast body of work includes engravings, his preferred technique in his later prints, altarpieces, portraits and self-portraits, watercolours and books. The woodcuts series are more Gothic than the rest of his work. His well-known engravings include the three Meisterstiche (master prints) Knight, Death and the Devil (1513), Saint Jerome in his Study (1514), and Melencolia I (1514). His watercolours mark him as one of the first European landscape artists, while his woodcuts revolutionised the potential of that medium.
Dürer's introduction of classical motifs into Northern art, through his knowledge of Italian artists and German humanists, has secured his reputation as one of the most important figures of the Northern Renaissance. This is reinforced by his theoretical treatises, which involve principles of mathematics, perspective, and ideal proportions.
Biography
Early life (1471–1490)
Dürer was born on 21 May 1471, the third child and second son of Albrecht Dürer the Elder and Barbara Holper, who married in 1467 and had eighteen children together. Albrecht Dürer the Elder (originally Albrecht Ajtósi) was a successful goldsmith who by 1455 had moved to Nuremberg from Ajtós, near Gyula in Hungary. He married Holper, his master's daughter, when he himself qualified as a master. One of Albrecht's brothers, Hans Dürer, was also a painter and trained under him. Her mother had some roots in Hungary to, Kinga Öllinger was born in Sopron. Another of Albrecht's brothers, Endres Dürer, took over their father's business and was a master goldsmith. The German name "Dürer" is a translation from the Hungarian, "Ajtósi". Initially, it was "Türer", meaning doormaker, which is "ajtós" in Hungarian (from "ajtó", meaning door). A door is featured in the coat-of-arms the family acquired. Albrecht Dürer the Younger later changed "Türer", his father's diction of the family's surname, to "Dürer", to adapt to the local Nuremberg dialect.
Dürer's godfather Anton Koberger left goldsmithing to become a printer and publisher in the year of Dürer's birth. He became the most successful publisher in Germany, eventually owning twenty-four printing-presses and a number of offices in Germany and abroad. Koberger's most famous publication was the Nuremberg Chronicle, published in 1493 in German and Latin editions. It contained an unprecedented 1,809 woodcut illustrations (albeit with many repeated uses of the same block) by the Wolgemut workshop. Dürer may have worked on some of these, as the work on the project began while he was with Wolgemut.
Because Dürer left autobiographical writings and was widely known by his mid-twenties, his life is well documented in several sources. After a few years of school, Dürer learned the basics of goldsmithing and drawing from his father. Though his father wanted him to continue his training as a goldsmith, he showed such a precocious talent in drawing that he started as an apprentice to Michael Wolgemut at the age of fifteen in 1486. A self-portrait, a drawing in silverpoint, is dated 1484 (Albertina, Vienna) "when I was a child", as his later inscription says. The drawing is one of the earliest surviving children's drawings of any kind, and, as Dürer's Opus One, has helped define his oeuvre as deriving from, and always linked to, himself. Wolgemut was the leading artist in Nuremberg at the time, with a large workshop producing a variety of works of art, in particular woodcuts for books. Nuremberg was then an important and prosperous city, a centre for publishing and many luxury trades. It had strong links with Italy, especially Venice, a relatively short distance across the Alps.
Wanderjahre and marriage (1490–1494)
After completing his apprenticeship, Dürer followed the common German custom of taking Wanderjahre—in effect gap years—in which the apprentice learned skills from artists in other areas; Dürer was to spend about four years away. He left in 1490, possibly to work under Martin Schongauer, the leading engraver of Northern Europe, but who died shortly before Dürer's arrival at Colmar in 1492. It is unclear where Dürer travelled in the intervening period, though it is likely that he went to Frankfurt and the Netherlands. In Colmar, Dürer was welcomed by Schongauer's brothers, the goldsmiths Caspar and Paul and the painter Ludwig. Later that year, Dürer travelled to Basel to stay with another brother of Martin Schongauer, the goldsmith Georg. In 1493 Dürer went to Strasbourg, where he would have experienced the sculpture of Nikolaus Gerhaert. Dürer's first painted self-portrait (now in the Louvre) was painted at this time, probably to be sent back to his fiancée in Nuremberg.
Very soon after his return to Nuremberg, on 7 July 1494, at the age of 23, Dürer was married to Agnes Frey following an arrangement made during his absence. Agnes was the daughter of a prominent brass worker (and amateur harpist) in the city. However, no children resulted from the marriage, and with Albrecht the Dürer name died out. The marriage between Agnes and Albrecht was not a generally happy one, as indicated by the letters of Dürer in which he quipped to Willibald Pirckheimer in an extremely rough tone about his wife. He called her an "old crow" and made other vulgar remarks. Pirckheimer also made no secret of his antipathy towards Agnes, describing her as a miserly shrew with a bitter tongue, who helped cause Dürer's death at a young age. It has been hypothesized by many scholars that Albrecht was bisexual or homosexual, due to the recurrence of homoerotic themes in his works (e.g. The Men's Bath), and the nature of his correspondence with close friends.
First journey to Italy (1494–1495)
Within three months of his marriage, Dürer left for Italy, alone, perhaps stimulated by an outbreak of plague in Nuremberg. He made watercolour sketches as he traveled over the Alps. Some have survived and others may be deduced from accurate landscapes of real places in his later work, for example his engraving Nemesis.
In Italy, he went to Venice to study its more advanced artistic world. Through Wolgemut's tutelage, Dürer had learned how to make prints in drypoint and design woodcuts in the German style, based on the works of Schongauer and the Housebook Master. He also would have had access to some Italian works in Germany, but the two visits he made to Italy had an enormous influence on him. He wrote that Giovanni Bellini was the oldest and still the best of the artists in Venice. His drawings and engravings show the influence of others, notably Antonio del Pollaiuolo, with his interest in the proportions of the body; Lorenzo di Credi; and Andrea Mantegna, whose work he produced copies of while training. Dürer probably also visited Padua and Mantua on this trip.
Return to Nuremberg (1495–1505)
On his return to Nuremberg in 1495, Dürer opened his own workshop (being married was a requirement for this). Over the next five years, his style increasingly integrated Italian influences into underlying Northern forms. Arguably his best works in the first years of the workshop were his woodcut prints, mostly religious, but including secular scenes such as The Men's Bath House (). These were larger and more finely cut than the great majority of German woodcuts hitherto, and far more complex and balanced in composition.
It is now thought unlikely that Dürer cut any of the woodblocks himself; this task would have been performed by a specialist craftsman. However, his training in Wolgemut's studio, which made many carved and painted altarpieces and both designed and cut woodblocks for woodcut, evidently gave him great understanding of what the technique could be made to produce, and how to work with block cutters. Dürer either drew his design directly onto the woodblock itself, or glued a paper drawing to the block. Either way, his drawings were destroyed during the cutting of the block.
His series of sixteen designs for the Apocalypse is dated 1498, as is his engraving of St. Michael Fighting the Dragon. He made the first seven scenes of the Great Passion in the same year, and a little later, a series of eleven on the Holy Family and saints. The Seven Sorrows Polyptych, commissioned by Frederick III of Saxony in 1496, was executed by Dürer and his assistants c. 1500. In 1502, Dürer's father died. Around 1503–1505 Dürer produced the first 17 of a set illustrating the Life of the Virgin, which he did not finish for some years. Neither these nor the Great Passion were published as sets until several years later, but prints were sold individually in considerable numbers.
During the same period Dürer trained himself in the difficult art of using the burin to make engravings. It is possible he had begun learning this skill during his early training with his father, as it was also an essential skill of the goldsmith. In 1496 he executed the Prodigal Son, which the Italian Renaissance art historian Giorgio Vasari singled out for praise some decades later, noting its Germanic quality. He was soon producing some spectacular and original images, notably Nemesis (1502), The Sea Monster (1498), and Saint Eustace (), with a highly detailed landscape background and animals. His landscapes of this period, such as Pond in the Woods and Willow Mill, are quite different from his earlier watercolours. There is a much greater emphasis on capturing atmosphere, rather than depicting topography. He made a number of Madonnas, single religious figures, and small scenes with comic peasant figures. Prints are highly portable and these works made Dürer famous throughout the main artistic centres of Europe within a very few years.
The Venetian artist Jacopo de' Barbari, whom Dürer had met in Venice, visited Nuremberg in 1500, and Dürer said that he learned much about the new developments in perspective, anatomy, and proportion from him. De' Barbari was unwilling to explain everything he knew, so Dürer began his own studies, which would become a lifelong preoccupation. A series of extant drawings show Dürer's experiments in human proportion, leading to the famous engraving of Adam and Eve (1504), which shows his subtlety while using the burin in the texturing of flesh surfaces. This is the only existing engraving signed with his full name.
Dürer created large numbers of preparatory drawings, especially for his paintings and engravings, and many survive, most famously the Betende Hände (Praying Hands) from circa 1508, a study for an apostle in the Heller altarpiece. He continued to make images in watercolour and bodycolour (usually combined), including a number of still lifes of meadow sections or animals, including his Young Hare (1502) and the Great Piece of Turf (1503).
Second journey to Italy (1505–1507)
In Italy, he returned to painting, at first producing a series of works executed in tempera on linen. These include portraits and altarpieces, notably, the Paumgartner altarpiece and the Adoration of the Magi. In early 1506, he returned to Venice and stayed there until the spring of 1507. By this time Dürer's engravings had attained great popularity and were being copied. In Venice he was given a valuable commission from the emigrant German community for the church of San Bartolomeo. This was the altar-piece known as the Adoration of the Virgin or the Feast of Rose Garlands. It includes portraits of members of Venice's German community, but shows a strong Italian influence. It was later acquired by the Emperor Rudolf II and taken to Prague.
Nuremberg and the masterworks (1507–1520)
Despite the regard in which he was held by the Venetians, Dürer returned to Nuremberg by mid-1507, remaining in Germany until 1520. His reputation had spread throughout Europe and he was on friendly terms and in communication with most of the major artists including Raphael.
Between 1507 and 1511 Dürer worked on some of his most celebrated paintings: Adam and Eve (1507), Martyrdom of the Ten Thousand (1508, for Frederick of Saxony), Virgin with the Iris (1508), the altarpiece Assumption of the Virgin (1509, for Jacob Heller of Frankfurt), and Adoration of the Trinity (1511, for Matthaeus Landauer). During this period he also completed two woodcut series, the Great Passion and the Life of the Virgin, both published in 1511 together with a second edition of the Apocalypse series. The post-Venetian woodcuts show Dürer's development of chiaroscuro modelling effects, creating a mid-tone throughout the print to which the highlights and shadows can be contrasted.
Other works from this period include the thirty-seven Little Passion woodcuts, first published in 1511, and a set of fifteen small engravings on the same theme in 1512. Complaining that painting did not make enough money to justify the time spent when compared to his prints, he produced no paintings from 1513 to 1516. In 1513 and 1514 Dürer created his three most famous engravings: Knight, Death and the Devil (1513, probably based on Erasmus's Handbook of a Christian Knight), St. Jerome in His Study, and the much-debated Melencolia I (both 1514, the year Dürer's mother died). Further outstanding pen and ink drawings of Dürer's period of art work of 1513 were drafts for his friend Pirckheimer. These drafts were later used to design Lusterweibchen chandeliers, combining an antler with a wooden sculpture.
In 1515, he created his woodcut of a Rhinoceros which had arrived in Lisbon from a written description and sketch by another artist, without ever seeing the animal himself. An image of the Indian rhinoceros, the image has such force that it remains one of his best-known and was still used in some German school science text-books as late as last century. In the years leading to 1520 he produced a wide range of works, including the woodblocks for the first western printed star charts in 1515 and portraits in tempera on linen in 1516. His only experiments with etching came in this period, producing five between 1515–1516 and a sixth in 1518; a technique he may have abandoned as unsuited to his aesthetic of methodical, classical form.
Patronage of Maximilian I
From 1512, Maximilian I became Dürer's major patron. He commissioned The Triumphal Arch, a vast work printed from 192 separate blocks, the symbolism of which is partly informed by Pirckheimer's translation of Horapollo's Hieroglyphica. The design program and explanations were devised by Johannes Stabius, the architectural design by the master builder and court-painter Jörg Kölderer and the woodcutting itself by Hieronymous Andreae, with Dürer as designer-in-chief. The Arch was followed by The Triumphal Procession, the program of which was worked out in 1512 by Marx Treitz-Saurwein and includes woodcuts by Albrecht Altdorfer and Hans Springinklee, as well as Dürer.
Dürer worked with pen on the marginal images for an edition of the Emperor's printed Prayer-Book; these were quite unknown until facsimiles were published in 1808 as part of the first book published in lithography. Dürer's work on the book was halted for an unknown reason, and the decoration was continued by artists including Lucas Cranach the Elder and Hans Baldung. Dürer also made several portraits of the Emperor, including one shortly before Maximilian's death in 1519.
Maximilian was a very cash-strapped prince who sometimes failed to pay, yet turned out to be Dürer's most important patron. In his court, artists and learned men were respected, which was not common at that time (later, Dürer commented that in Germany, as a non-noble, he was treated as a parasite). Pirckheimer (who he met in 1495, before entering the service of Maximilian) was also an important personage in the court and great cultural patron, who had a strong influence on Dürer as his tutor in classical knowledge and humanistic critical methodology, as well as collaborator. In Maximilian's court, Dürer also collaborated with a great number of other brilliant artists and scholars of the time who became his friends, like Johannes Stabius, Konrad Peutinger, Conrad Celtes, and Hans Tscherte (an imperial architect).
Dürer manifested a strong pride in his ability, as a prince of his profession. One day, the emperor, trying to show Dürer an idea, tried to sketch with the charcoal himself, but always broke it. Dürer took the charcoal from Maximilian's hand, finished the drawing and told him: "This is my scepter."
In another occasion, Maximilian noticed that the ladder Dürer used was too short and unstable, thus told a noble to hold it for him. The noble refused, saying that it was beneath him to serve a non-noble. Maximilian then came to hold the ladder himself, and told the noble that he could make a noble out of a peasant any day, but he could not make an artist like Dürer out of a noble.
This story and a 1849 painting depicting it by have become relevant recently. This nineteenth-century painting shows Dürer painting a mural at St. Stephen's Cathedral, Vienna. Apparently, this reflects a seventeenth-century "artists' legend" about the previously mentioned encounter (in which the emperor held the ladder) – that this encounter corresponds with the period Dürer was working on the Viennese murals. In 2020, during restoration work, art connoisseurs discovered a piece of handwriting now attributed to Dürer, suggesting that the Nuremberg master had actually participated in creating the murals at St. Stephen's Cathedral. In the recent 2022 Dürer exhibition in Nuremberg (in which the drawing technique is also traced and connected to Dürer's other works), the identity of the commissioner is discussed. Now the painting of Siegert (and the legend associated with it) is used as evidence to suggest that this was Maximilian. Dürer is historically recorded to have entered the emperor's service in 1511, and the mural's date is calculated to be around 1505, but it is possible they have known and worked with each other earlier than 1511.
Cartographic and astronomical works
Dürer's exploration of space led to a relationship and cooperation with the court astronomer Johannes Stabius. Stabius also often acted as Dürer's and Maximilian's go-between for their financial problems.
In 1515 Dürer and Stabius created the first world map projected on a solid geometric sphere. Also in 1515, Stabius, Dürer and the astronomer Konrad Heinfogel produced the first planispheres of both southern and northerns hemispheres, as well as the first printed celestial maps, which prompted the revival of interest in the field of uranometry throughout Europe.
Journey to the Netherlands (1520–1521)
Maximilian's death came at a time when Dürer was concerned he was losing "my sight and freedom of hand" (perhaps caused by arthritis) and increasingly affected by the writings of Martin Luther. In July 1520 Dürer made his fourth and last major journey, to renew the Imperial pension Maximilian had given him and to secure the patronage of the new emperor, Charles V, who was to be crowned at Aachen. Dürer journeyed with his wife and her maid via the Rhine to Cologne and then to Antwerp, where he was well received and produced numerous drawings in silverpoint, chalk and charcoal. In addition to attending the coronation, he visited Cologne (where he admired the painting of Stefan Lochner), Nijmegen, 's-Hertogenbosch, Bruges (where he saw Michelangelo's Madonna of Bruges), Ghent (where he admired van Eyck's Ghent altarpiece), and Zeeland.
Dürer took a large stock of prints with him and wrote in his diary to whom he gave, exchanged or sold them, and for how much. This provides rare information of the monetary value placed on prints at this time. Unlike paintings, their sale was very rarely documented. While providing valuable documentary evidence, Dürer's Netherlandish diary also reveals that the trip was not a profitable one. For example, Dürer offered his last portrait of Maximilian to his daughter, Margaret of Austria, but eventually traded the picture for some white cloth after Margaret disliked the portrait and declined to accept it. During this trip he also met Bernard van Orley, Jan Provoost, Gerard Horenbout, Jean Mone, Joachim Patinir and Tommaso Vincidor, though he did not, it seems, meet Quentin Matsys.
Having secured his pension, Dürer returned home in July 1521, having caught an undetermined illness, which afflicted him for the rest of his life, and greatly reduced his rate of work.
Final years, Nuremberg (1521–1528)
On his return to Nuremberg, Dürer worked on a number of grand projects with religious themes, including a crucifixion scene and a Sacra conversazione, though neither was completed. This may have been due in part to his declining health, but perhaps also because of the time he gave to the preparation of his theoretical works on geometry and perspective, the proportions of men and horses, and fortification.
However, one consequence of this shift in emphasis was that during the last years of his life, Dürer produced comparatively little as an artist. In painting, there was only a portrait of Hieronymus Holtzschuher, a Madonna and Child (1526), Salvator Mundi (1526), and two panels showing St. John with St. Peter in background and St. Paul with St. Mark in the background. This last great work, the Four Apostles, was given by Dürer to the City of Nuremberg—although he was given 100 guilders in return.
As for engravings, Dürer's work was restricted to portraits and illustrations for his treatise. The portraits include Cardinal-Elector Albert of Mainz; Frederick the Wise, elector of Saxony; the humanist scholar Willibald Pirckheimer; Philipp Melanchthon, and Erasmus of Rotterdam. For those of the Cardinal, Melanchthon, and Dürer's final major work, a drawn portrait of the Nuremberg patrician Ulrich Starck, Dürer depicted the sitters in profile.
Despite complaining of his lack of a formal classical education, Dürer was greatly interested in intellectual matters and learned much from his boyhood friend Willibald Pirckheimer, whom he no doubt consulted on the content of many of his images. He also derived great satisfaction from his friendships and correspondence with Erasmus and other scholars. Dürer succeeded in producing two books during his lifetime. The Four Books on Measurement were published at Nuremberg in 1525 and was the first book for adults on mathematics in German, as well as being cited later by Galileo and Kepler. The other, a work on city fortifications, was published in 1527. The Four Books on Human Proportion were published posthumously, shortly after his death in 1528.
Dürer died in Nuremberg at the age of 56, leaving an estate valued at 6,874 florins – a considerable sum. He is buried in the Johannisfriedhof cemetery. His large house (purchased in 1509 from the heirs of the astronomer Bernhard Walther), where his workshop was located and where his widow lived until her death in 1539, remains a prominent Nuremberg landmark.
Dürer and the Reformation
Dürer's writings suggest that he may have been sympathetic to Luther's ideas, though it is unclear if he ever left the Catholic Church. Dürer wrote of his desire to draw Luther in his diary in 1520: "And God help me that I may go to Dr. Martin Luther; thus I intend to make a portrait of him with great care and engrave him on a copper plate to create a lasting memorial of the Christian man who helped me overcome so many difficulties." In a letter to Nicholas Kratzer in 1524, Dürer wrote, "because of our Christian faith we have to stand in scorn and danger, for we are reviled and called heretics". Most tellingly, Pirckheimer wrote in a letter to Johann Tscherte in 1530: "I confess that in the beginning I believed in Luther, like our Albert of blessed memory ... but as anyone can see, the situation has become worse." Dürer may even have contributed to the Nuremberg City Council's mandating Lutheran sermons and services in March 1525. Notably, Dürer had contacts with various reformers, such as Zwingli, Andreas Karlstadt, Melanchthon, Erasmus and Cornelius Grapheus from whom Dürer received Luther's Babylonian Captivity in 1520. Yet Erasmus and C. Grapheus are better said to be Catholic change agents. Also, from 1525, "the year that saw the peak and collapse of the Peasants' War, the artist can be seen to distance himself somewhat from the [Lutheran] movement..."
Dürer's later works have also been claimed to show Protestant sympathies. His 1523 The Last Supper woodcut has often been understood to have an evangelical theme, focusing as it does on Christ espousing the Gospel, as well as the inclusion of the Eucharistic cup, an expression of Protestant utraquism, although this interpretation has been questioned. The delaying of the engraving of St Philip, completed in 1523 but not distributed until 1526, may have been due to Dürer's uneasiness with images of saints; even if Dürer was not an iconoclast, in his last years he evaluated and questioned the role of art in religion.
Legacy and influence
Dürer exerted a huge influence on the artists of succeeding generations, especially in printmaking, the medium through which his contemporaries mostly experienced his art, as his paintings were predominantly in private collections located in only a few cities. His success in spreading his reputation across Europe through prints was undoubtedly an inspiration for major artists such as Raphael, Titian, and Parmigianino, all of whom collaborated with printmakers to promote and distribute their work.
His engravings seem to have had an intimidating effect upon his German successors; the "Little Masters" who attempted few large engravings but continued Dürer's themes in small, rather cramped compositions. Lucas van Leyden was the only Northern European engraver to successfully continue to produce large engravings in the first third of the 16th century. The generation of Italian engravers who trained in the shadow of Dürer all either directly copied parts of his landscape backgrounds (Giulio Campagnola, Giovanni Battista Palumba, Benedetto Montagna and Cristofano Robetta), or whole prints (Marcantonio Raimondi and Agostino Veneziano). However, Dürer's influence became less dominant after 1515, when Marcantonio perfected his new engraving style, which in turn travelled over the Alps to also dominate Northern engraving.
In painting, Dürer had relatively little influence in Italy, where probably only his altarpiece in Venice was seen, and his German successors were less effective in blending German and Italian styles. His intense and self-dramatizing self-portraits have continued to have a strong influence up to the present, especially on painters in the 19th and 20th century who desired a more dramatic portrait style. Dürer has never fallen from critical favour, and there have been significant revivals of interest in his works in Germany in the Dürer Renaissance of about 1570 to 1630, in the early nineteenth century, and in German nationalism from 1870 to 1945.
The Lutheran Church commemorates Dürer annually on 6 April, along with Michelangelo, Lucas Cranach the Elder and Hans Burgkmair.
Theoretical works
In all his theoretical works, in order to communicate his theories in the German language rather than in Latin, Dürer used graphic expressions based on a vernacular, craftsmen's language. For example, "Schneckenlinie" ("snail-line") was his term for a spiral form. Thus, Dürer contributed to the expansion in German prose which Luther had begun with his translation of the Bible.
Four Books on Measurement
Dürer's work on geometry is called the Four Books on Measurement (Underweysung der Messung mit dem Zirckel und Richtscheyt or Instructions for Measuring with Compass and Ruler). The first book focuses on linear geometry. Dürer's geometric constructions include helices, conchoids and epicycloids. He also draws on Apollonius, and Johannes Werner's 'Libellus super viginti duobus elementis conicis' of 1522.
The second book moves onto two-dimensional geometry, i.e. the construction of regular polygons. Here Dürer favours the methods of Ptolemy over Euclid. The third book applies these principles of geometry to architecture, engineering and typography. In architecture Dürer cites Vitruvius but elaborates his own classical designs and columns. In typography, Dürer depicts the geometric construction of the Latin alphabet, relying on Italian precedent. However, his construction of the Gothic alphabet is based upon an entirely different modular system. The fourth book completes the progression of the first and second by moving to three-dimensional forms and the construction of polyhedra. Here Dürer discusses the five Platonic solids, as well as seven Archimedean semi-regular solids, as well as several of his own invention.
Four Books on Human Proportion
Dürer's work on human proportions is called the Four Books on Human Proportion (Vier Bücher von Menschlicher Proportion) of 1528. The first book was mainly composed by 1512/13 and completed by 1523, showing five differently constructed types of both male and female figures, all parts of the body expressed in fractions of the total height. Dürer based these constructions on both Vitruvius and empirical observations of "two to three hundred living persons", in his own words. The second book includes eight further types, broken down not into fractions but an Albertian system, which Dürer probably learned from Francesco di Giorgio's of 1525. In the third book, Dürer gives principles by which the proportions of the figures can be modified, including the mathematical simulation of convex and concave mirrors; here Dürer also deals with human physiognomy. The fourth book is devoted to the theory of movement.
Appended to the last book, however, is a self-contained essay on aesthetics, which Dürer worked on between 1512 and 1528, and it is here that we learn of his theories concerning 'ideal beauty'. Dürer rejected Alberti's concept of an objective beauty, proposing a relativist notion of beauty based on variety. Nonetheless, Dürer still believed that truth was hidden within nature, and that there were rules which ordered beauty, even though he found it difficult to define the criteria for such a code. In 1512/13 his three criteria were function ('Nutz'), naïve approval ('Wohlgefallen') and the happy medium ('Mittelmass'). However, unlike Alberti and Leonardo, Dürer was most troubled by understanding not just the abstract notions of beauty but also as to how an artist can create beautiful images. Between 1512 and the final draft in 1528, Dürer's belief developed from an understanding of human creativity as spontaneous or inspired to a concept of 'selective inward synthesis'. In other words, that an artist builds on a wealth of visual experiences in order to imagine beautiful things. Dürer's belief in the abilities of a single artist over inspiration prompted him to assert that "one man may sketch something with his pen on half a sheet of paper in one day, or may cut it into a tiny piece of wood with his little iron, and it turns out to be better and more artistic than another's work at which its author labours with the utmost diligence for a whole year".
Book on Fortification
In 1527, Dürer also published Various Lessons on the Fortification of Cities, Castles, and Localities (Etliche Underricht zu Befestigung der Stett, Schloss und Flecken). It was printed in Nuremberg, probably by Hieronymus Andreae and reprinted in 1603 by Johan Janssenn in Arnhem. In 1535 it was also translated into Latin as On Cities, Forts, and Castles, Designed and Strengthened by Several Manners: Presented for the Most Necessary Accommodation of War (De vrbibus, arcibus, castellisque condendis, ac muniendis rationes aliquot : praesenti bellorum necessitati accommodatissimae), published by Christian Wechel (Wecheli/Wechelus) in Paris.
The work is less proscriptively theoretical than his other works, and was soon overshadowed by the Italian theory of polygonal fortification (the trace italienne – see Bastion fort), though his designs seem to have had some influence in the eastern German lands and up into the Baltic region.
Fencing
Dürer created many sketches and woodcuts of soldiers and knights over the course of his life. His most significant martial works, however, were made in 1512 as part of his efforts to secure the patronage of Maximilian I. Using existing manuscripts from the Nuremberg Group as his reference, his workshop produced the extensive Οπλοδιδασκαλια sive Armorvm Tractandorvm Meditatio Alberti Dvreri ("Weapon Training, or Albrecht Dürer's Meditation on the Handling of Weapons", MS 26-232). Another manuscript based on the Nuremberg texts as well as one of Hans Talhoffer's works, the untitled Berlin Picture Book (Libr.Pict.A.83), is also thought to have originated in his workshop around this time. These sketches and watercolors show the same careful attention to detail and human proportion as Dürer's other work, and his illustrations of grappling, long sword, dagger, and messer are among the highest-quality in any fencing manual.
Gallery
List of works
List of paintings by Albrecht Dürer
List of engravings by Albrecht Dürer
List of woodcuts by Albrecht Dürer
References
Notes
Citations
Sources
Bartrum, Giulia. Albrecht Dürer and his Legacy. London: British Museum Press, 2002.
Brand Philip, Lotte; Anzelewsky, Fedja. "The Portrait Diptych of Dürer's parents". Simiolus: Netherlands Quarterly for the History of Art, Volume 10, No. 1, 1978–79. 5–18
Brion, Marcel. Dürer. London: Thames and Hudson, 1960
Harbison, Craig. "Dürer and the Reformation: The Problem of the Re-dating of the St. Philip Engraving". The Art Bulletin, Vol. 58, No. 3, 368–373. September 1976
Koerner, Joseph Leo. The Moment of Self-Portraiture in German Renaissance Art. Chicago/London: University of Chicago Press, 1993.
Landau David; Parshall, Peter. The Renaissance Print. Yale, 1996.
Panofsky, Erwin. The Life and Art of Albrecht Dürer. NJ: Princeton, 1945.
Price, David Hotchkiss. Albrecht Dürer's Renaissance: Humanism, Reformation and the Art of Faith. Michigan, 2003. .
Strauss, Walter L. (ed.). The Complete Engravings, Etchings and Drypoints of Albrecht Durer. Mineola NY: Dover Publications, 1973.
Borchert, Till-Holger. Van Eyck to Dürer: The Influence of Early Netherlandish painting on European Art, 1430–1530. London: Thames & Hudson, 2011.
Wolf, Norbert. Albrecht Dürer. Taschen, 2010.
Further reading
Campbell Hutchison, Jane. Albrecht Dürer: A Biography. Princeton University Press, 1990.
Demele, Christine. Dürers Nacktheit – Das Weimarer Selbstbildnis. Rhema Verlag, Münster 2012,
Dürer, Albrecht (translated by R.T. Nichol from the Latin text), Of the Just Shaping of Letters, Dover Publications.
Hart, Vaughan. 'Navel Gazing. On Albrecht Dürer's Adam and Eve (1504)', The International Journal of Arts Theory and History, 2016, vol.12.1 pp. 1–10 https://doi.org/10.18848/2326-9960/CGP/v12i01/1-10
Korolija Fontana-Giusti, Gordana. "The Unconscious and Space: Venice and the work of Albrecht Dürer", in Architecture and the Unconscious, eds. J. Hendrix and L.Holm, Farnham Surrey: Ashgate, 2016. pp. 27–44, .
Wilhelm, Kurth (ed.). The Complete Woodcuts of Albrecht Durer, Dover Publications, 2000.
External links
The Strange World of Albrecht Dürer at the Sterling and Francine Clark Art Institute. 14 November 2010 – 13 March 2011
Dürer Prints Close-up. Made to accompany The Strange World of Albrecht Dürer at the Sterling and Francine Clark Art Institute. 14 November 2010 – 13 March 2011
Albrecht Dürer: Vier Bücher von menschlicher Proportion (Nuremberg, 1528). Selected pages scanned from the original work. Historical Anatomies on the Web. US National Library of Medicine.
"Albrecht Dürer (1471–1528)". In Heilbrunn Timeline of Art History. New York: The Metropolitan Museum of Art
Albrecht Durer, Exhibition, Albertina, Vienna. 20 September 2019 – 6 January 2020
1471 births
1528 deaths
15th-century engravers
15th-century German painters
16th-century engravers
16th-century German painters
Animal artists
Artist authors
Artists from Nuremberg
Catholic decorative artists
Catholic engravers
Catholic painters
German draughtsmen
German engravers
German Lutherans
German male painters
German people of Hungarian descent
German printmakers
German Renaissance painters
German Roman Catholics
Heraldic artists
Manuscript illuminators
Mathematical artists
People celebrated in the Lutheran liturgical calendar
Renaissance engravers
Woodcut designers |
2403 | https://en.wikipedia.org/wiki/Australian%20rules%20football | Australian rules football | Australian rules football, also called Australian football or Aussie rules, or more simply football or footy, is a contact sport played between two teams of 18 players on an oval field, often a modified cricket ground. Points are scored by kicking the oval ball between the central goal posts (worth six points), or between a central and outer post (worth one point, otherwise known as a "behind").
During general play, players may position themselves anywhere on the field and use any part of their bodies to move the ball. The primary methods are kicking, handballing and running with the ball. There are rules on how the ball can be handled; for example, players running with the ball must intermittently bounce or touch it on the ground. Throwing the ball is not allowed, and players must not get caught holding the ball. A distinctive feature of the game is the mark, where players anywhere on the field who catch the ball from a kick (with specific conditions) are awarded unimpeded possession. Possession of the ball is in dispute at all times except when a free kick or mark is paid. Players can tackle using their hands or use their whole body to obstruct opponents. Dangerous physical contact (such as pushing an opponent in the back), interference when marking, and deliberately slowing the play are discouraged with free kicks, distance penalties, or suspension for a certain number of matches depending on the severity of the infringement. The game features frequent physical contests, spectacular marking, fast movement of both players and the ball, and high scoring.
The sport's origins can be traced to football matches played in Melbourne, Victoria, in 1858, inspired by English public school football games. Seeking to develop a game more suited to adults and Australian conditions, the Melbourne Football Club published the first laws of Australian football in May 1859.
Australian football has the highest spectator attendance and television viewership of all sports in Australia, while the Australian Football League (AFL), the sport's only fully professional competition, is the nation's wealthiest sporting body. The AFL Grand Final, held annually at the Melbourne Cricket Ground, is the second-highest-attended club championship event in the world. The sport is also played at amateur level in many countries and in several variations. Its rules are governed by the AFL Commission with the advice of the AFL's Laws of the Game Committee.
Name
Australian rules football is known by several nicknames, including Aussie rules, football and footy. In some regions, the Australian Football League markets the game as AFL after itself.
History
Origins
Primitive forms of football were played sporadically in the Australian colonies in the first half of the 19th century. Compared to cricket and horse racing, football was considered a mere "amusement" by colonists at the time, and while little is known about these early one-off games, evidence does not support a causal link with Australian football. In Melbourne, Victoria, in 1858, in a move that would help to shape Australian football in its formative years, private schools (then termed "public schools" in accordance with nomenclature in England) began organising football games inspired by precedents at English public schools. The earliest match, held on 15 June, was between Melbourne Grammar and St Kilda Grammar.
On 10 July 1858, the Melbourne-based Bell's Life in Victoria and Sporting Chronicle published a letter by Tom Wills, captain of the Victoria cricket team, calling for the formation of a "foot-ball club" with a "code of laws" to keep cricketers fit during winter. Born in Australia, Wills played a nascent form of rugby football whilst a pupil at Rugby School in England, and returned to his homeland a star athlete and cricketer. Two weeks later, Wills' friend, cricketer Jerry Bryant, posted an advertisement for a scratch match at the Richmond Paddock adjoining the Melbourne Cricket Ground (MCG). This was the first of several "kickabouts" held that year involving members of the Melbourne Cricket Club, including Wills, Bryant, W. J. Hammersley and J. B. Thompson. Trees were used as goalposts and play typically lasted an entire afternoon. Without an agreed-upon code of laws, some players were guided by rules they had learned in the British Isles, "others by no rules at all". Another milestone in 1858 was a 40-a-side match played under experimental rules between Melbourne Grammar and Scotch College, held at the Richmond Paddock. Umpired by Wills and teacher John Macadam, it began on 7 August and continued over two subsequent Saturdays, ending in a draw with each side kicking one goal. It is commemorated with a statue outside the MCG, and the two schools have since competed annually in the Cordner–Eggleston Cup, the world's oldest continuous football competition.
Since the 1920s, it has been suggested that Australian football may have been derived from the Irish sport of Gaelic football. However, there is no archival evidence in favour of a Gaelic influence, and the style of play shared between the two modern codes appeared in Australia long before the Irish game evolved in a similar direction. Another theory, first proposed in 1983, posits that Wills, having grown up amongst Aboriginals in Victoria, may have seen or played the Aboriginal ball game of Marn Grook, and incorporated some of its features into early Australian football. There is only circumstantial evidence that he knew of the game, and according to biographer Greg de Moore's research, Wills was "almost solely influenced by his experience at Rugby School".
First rules
A loosely organised Melbourne side, captained by Wills, played against other football enthusiasts in the winter and spring of 1858. The following year, on 14 May, the Melbourne Football Club was officially established, making it one of the world's oldest football clubs. Three days later, Wills, Hammersley, Thompson and teacher Thomas H. Smith met near the MCG at the Parade Hotel, owned by Bryant, and drafted ten rules: "The Rules of the Melbourne Football Club". These are the laws from which Australian football evolved. The club aimed to create a simple code suited to the hard playing surfaces around Melbourne, and to eliminate the roughest aspects of English school games—such as "hacking" (shin-kicking) in Rugby School football—to reduce the risk of injuries to working men. In another significant departure from English public school football, the Melbourne rules omitted any offside law. "The new code was as much a reaction against the school games as influenced by them", writes Mark Pennings. The rules were distributed throughout the colony; Thompson in particular did much to promote the new code in his capacity as a journalist.
Early competition in Victoria
Following Melbourne's lead, Geelong and Melbourne University also formed football clubs in 1859. While many early Victorian teams participated in one-off matches, most had not yet formed clubs for regular competition. A South Yarra club devised its own rules. To ensure the supremacy of the Melbourne rules, the first-club level competition in Australia, the Caledonian Society's Challenge Cup (1861–64), stipulated that only the Melbourne rules were to be used. This law was reinforced by the Athletic Sports Committee (ASC), which ran a variation of the Challenge Cup in 1865–66. With input from other clubs, the rules underwent several minor revisions, establishing a uniform code known as "Victorian rules". In 1866, the "first distinctively Victorian rule", the running bounce, was formalised at a meeting of club delegates chaired by H. C. A. Harrison, an influential pioneer who took up football in 1859 at the invitation of Wills, his cousin.
The game around this time was defensive and low-scoring, played low to the ground in congested rugby-style scrimmages. The typical match was a 20-per-side affair, played with a ball that was roughly spherical, and lasted until a team scored two goals. The shape of the playing field was not standardised; matches often took place in rough, tree-spotted public parks, most notably the Richmond Paddock (Yarra Park), known colloquially as the Melbourne Football Ground. Wills argued that the turf of cricket fields would benefit from being trampled upon by footballers in winter, and, as early as 1859, football was allowed on the MCG. However, cricket authorities frequently prohibited football on their grounds until the 1870s, when they saw an opportunity to capitalise on the sport's growing popularity. Football gradually adapted to an oval-shaped field, and most grounds in Victoria expanded to accommodate the dual purpose—a situation that continues to this day.
Spread to other colonies
Football became organised in South Australia in 1860 with the formation of the Adelaide Football Club, the oldest football club in Australia outside Victoria. It devised its own rules, and, along with other Adelaide-based clubs, played a variety of codes until 1876, when they uniformly adopted most of the Victorian rules, with South Australian football pioneer Charles Kingston noting their similarity to "the old Adelaide rules". Similarly, Tasmanian clubs quarrelled over different rules until they adopted a slightly modified version of the Victorian game in 1879. The South Australian Football Association (SAFA), the sport's first governing body, formed on 30 April 1877, firmly establishing Victorian rules as the preferred code in that colony. The Victorian Football Association (VFA) formed the following month.
Clubs began touring the colonies in the late 1870s, and in 1879 the first intercolonial match took place in Melbourne between Victoria and South Australia. In order to standardise the sport across Australia, delegates representing the football associations of South Australia, Tasmania, Victoria and Queensland met in 1883 and updated the code. New rules such as holding the ball led to a "golden era" of fast, long-kicking and high-marking football in the 1880s, a time which also saw players such as George Coulthard achieve superstardom, as well as the rise of professionalism, particularly in Victoria and Western Australia, where the code took hold during a series of gold rushes. Likewise when New Zealand experienced a gold rush, the sport arrived with a rapid influx of Australian miners. Now known as Australian rules or Australasian rules, the sport became the first football code to develop mass spectator appeal, attracting world record attendances for sports viewing and gaining a reputation as "the people's game".
Australian rules football reached Queensland and New South Wales as early as 1866; the sport experienced a period of dominance in the former, and in the latter, several regions remain strongholds of Australian rules, such as the Riverina. However, by the late 1880s, rugby football had become the dominant code in both colonies, as well as in New Zealand. This shift was largely due to rugby's spread with British migration, regional rivalries and the lack of strong local governing bodies. In the case of Sydney, denial of access to grounds, the influence of university headmasters from Britain who favoured rugby, and the loss of players to other codes inhibited the game's growth.
Emergence of the VFL
In 1896, delegates from six of the wealthiest VFA clubs—Carlton, Essendon, Fitzroy, Geelong, Melbourne and South Melbourne—met to discuss the formation of a breakaway professional competition. Later joined by Collingwood and St Kilda, the clubs formed the Victorian Football League (VFL), which held its inaugural season in 1897. The VFL's popularity grew rapidly as it made several innovations, such as instituting a finals system, reducing teams from 20 to 18 players, and introducing the behind as a score. Richmond and University joined the VFL in 1908, and by 1925, with the addition of Hawthorn, Footscray and North Melbourne, it had become the preeminent league in the country and would take a leading role in many aspects of the sport.
Interstate football and the World Wars
The time around the federation of the Australian colonies in 1901 saw Australian rules undergo a revival in New South Wales, New Zealand and Queensland. In 1903, both the Queensland Australian Football League and the NSW Australian Football Association were established, and in New Zealand, as it moved towards becoming a dominion, leagues were also established in the major cities. This renewed popularity helped encourage the formation of the Australasian Football Council, which in 1908 in Melbourne staged the first national interstate competition, the Jubilee Australasian Football Carnival, with teams representing each state and New Zealand.
The game was also established early on in the new territories. In the new national capital Canberra both soccer and rugby had a head start, but following the first matches in 1911, Australian rules football in the Australian Capital Territory became a major participation sport. By 1981 it had become much neglected and quickly lagged behind the other football codes. Australian rules football in the Northern Territory began shortly after the outbreak of the war in 1916 with the first match in Darwin. The game went on to become the most popular sport in the Territory and build the highest participation rate for the sport nationally.
Both World War I and World War II had a devastating effect on Australian football and on Australian sport in general. While scratch matches were played by Australian "diggers" in remote locations around the world, the game lost many of its great players to wartime service. Some clubs and competitions never fully recovered. Between 1914 and 1915, a proposed hybrid code of Australian football and rugby league, the predominant code of football in New South Wales and Queensland, was trialled without success. In Queensland, the state league went into recess for the duration of the war. VFL club University left the league and went into recess due to severe casualties. The WAFL lost two clubs and the SANFL was suspended for one year in 1916 due to heavy club losses. The Anzac Day match, the annual game between Essendon and Collingwood on Anzac Day, is one example of how the war continues to be remembered in the football community.
The role of the Australian National Football Council (ANFC) was primarily to govern the game at a national level and to facilitate interstate representative and club competition. In 1968, the ANFC revived the Championship of Australia, a competition first held in 1888 between the premiers of the VFA and SAFA. Although clubs from other states were at times invited, the final was almost always between the premiers from the two strongest state competitions of the time—South Australia and Victoria—with Adelaide hosting most of the matches at the request of the SAFA/SANFL. The last match took place in 1976, with North Adelaide being the last non-Victorian winner in 1972. Between 1976 and 1987, the ANFC, and later the Australian Football Championships (AFC) ran a night series, which invited clubs and representative sides from around the country to participate in a knock-out tournament parallel to the premiership seasons, which Victorian sides still dominated.
With the lack of international competition, state representative matches were regarded with great importance. Due in part to the VFL poaching talent from other states, Victoria dominated interstate matches for three-quarters of a century. State of Origin rules, introduced in 1977, stipulated that rather than representing the state of their adopted club, players would return to play for the state they were first recruited in. This instantly broke Victoria's stranglehold over state titles and Western Australia and South Australia began to win more of their games against Victoria. Both New South Wales and Tasmania scored surprise victories at home against Victoria in 1990.
Towards a national league
The term "Barassi Line", named after VFL star Ron Barassi, was coined by scholar Ian Turner in 1978 to describe the "fictitious geographical barrier" separating the rugby-following parts of New South Wales and Queensland from the rest of the country, where Australian football reigned. It became a reference point for the expansion of Australian football and for establishing a national league.
The way the game was played had changed dramatically due to innovative coaching tactics, with the phasing out of many of the game's kicking styles and the increasing use of handball; while presentation was influenced by television.
In 1982, in a move that heralded big changes within the sport, one of the original VFL clubs, South Melbourne, relocated to Sydney and became known as the Sydney Swans. In the late 1980s, due to the poor financial standing of many of the Victorian clubs, and a similar situation existing in Western Australia in the sport, the VFL pursued a more national competition. Two more non-Victorian clubs, West Coast and Brisbane, joined the league in 1987 generating more than $8 million in license revenue for the Victorian clubs and increasing broadcast revenues which helped the Victorian clubs survive. In their early years, the Sydney and Brisbane clubs struggled both on and off-field because the substantial TV revenues they generated by playing on a Sunday went to the VFL. To protect these revenues the VFL granted significant draft concessions and financial aid to keep the expansion clubs competitive.
The VFL changed its name to the Australian Football League (AFL) for the 1990 season, and over the next decade, three non-Victorian clubs gained entry: Adelaide (1991), Fremantle (1995) and the SANFL's Port Adelaide (1997), the only pre-existing club outside Victoria to join the league. In 2011 and 2012, respectively, two new non-Victorian clubs were added to the competition: Gold Coast and Greater Western Sydney. The AFL, currently with 18 member clubs, is the sport's elite competition and most powerful body. Following the emergence of the AFL, state leagues were quickly relegated to a second-tier status. The VFA merged with the former VFL reserves competition in 1998, adopting the VFL name. State of Origin also declined in importance, especially after an increasing number of player withdrawals. The AFL turned its focus to the annual International Rules Series against Ireland in 1998 before abolishing State of Origin the following year. State and territorial leagues still contest interstate matches, as do AFL Women players.
Although a Tasmanian AFL bid is ongoing, the AFL's focus has been on expanding into markets outside Australian football's traditional heartlands in order to maximise its broadcast revenue. The AFL regularly schedules pre-season exhibition matches in all Australian states and territories as part of the Regional Challenge. The AFL signalled further attempts at expansion in the 2010s by hosting home-and-away matches in New Zealand, followed by China.
Laws of the game
Field
Australian rules football playing fields have no fixed dimensions but at senior level are typically between long and wide wing-to-wing. The field, like the ball, is oval-shaped, and in Australia, cricket grounds are often used. No more than 18 players of each team (or, in AFL Women's, 16 players) are permitted to be on the field at any time.
Up to four interchange (reserve) players may be swapped for those on the field at any time during the game. In Australian rules terminology, these players wait for substitution "on the bench"—an area with a row of seats on the sideline. Players must interchange through a designated interchange "gate" with strict penalties for having too many players from one team on the field. In addition, some leagues have each team designate one player as a substitute who can be used to make a single permanent exchange of players during a game.
There is no offside rule nor are there set positions in the rules; unlike many other forms of football, players from both teams may disperse across the whole field before the start of play. However, a typical on-field structure consists of six forwards, six defenders or "backmen" and six midfielders, usually two wingmen, one centre and three followers, including a ruckman, ruck-rover and rover. Only four players from each team are allowed within the centre square () at every centre bounce, which occurs at the commencement of each quarter, and to restart the game after a goal is scored. There are also other rules pertaining to allowed player positions during set plays (that is, after a mark or free kick) and during kick-ins following the scoring of a behind.
Match duration
A game consists of four quarters and a timekeeper officiates their duration. At the professional level, each quarter consists of 20 minutes of play, with the clock being stopped for instances such as scores, the ball going out of bounds or at the umpire's discretion, e.g. for serious injury. Lower grades of competition might employ shorter quarters of play. The umpire signals time-off to stop the clock for various reasons, such as the player in possession being tackled into stagnant play. Time resumes when the umpire signals time-on or when the ball is brought into play. Stoppages cause quarters to extend approximately 5–10 minutes beyond the 20 minutes of play. 6 minutes of rest is allowed before the second and fourth quarters, and 20 minutes of rest is allowed at half-time.
The official game clock is available only to the timekeeper(s), and is not displayed to the players, umpires or spectators. The only public knowledge of game time is when the timekeeper sounds a siren at the start and end of each quarter. Coaching staff may monitor the game time themselves and convey information to players via on-field trainers or substitute players. Broadcasters usually display an approximation of the official game time for television audiences, although some will now show the exact time remaining in a quarter.
General play
Games are officiated by umpires. Before the game, the winner of a coin toss determines which directions the teams will play to begin. Australian football begins after the first siren, when the umpire bounces the ball on the ground (or throws it into the air if the condition of the ground is poor), and the two ruckmen (typically the tallest players from each team) battle for the ball in the air on its way back down. This is known as the ball-up. Certain disputes during play may also be settled with a ball-up from the point of contention. If the ball is kicked or hit from a ball-up or boundary throw-in over the boundary line or into a behind post without the ball bouncing, a free kick is paid for out of bounds on the full. A free kick is also paid if the ball is deemed by the umpire to have been deliberately carried or directed out of bounds. If the ball travels out of bounds in any other circumstances (for example, contested play results in the ball being knocked out of bounds) a boundary umpire will stand with his back to the infield and return the ball into play with a throw-in, a high backwards toss back into the field of play.
The ball can be propelled in any direction by way of a foot, clenched fist (called a handball or handpass) or open-hand tap but it cannot be thrown under any circumstances. Once a player takes possession of the ball he must dispose of it by either kicking or handballing it. Any other method of disposal is illegal and will result in a free kick to the opposing team. This is usually called "incorrect disposal", "dropping the ball" or "throwing". If the ball is not in the possession of one player it can be moved on with any part of the body.
A player may run with the ball, but it must be bounced or touched on the ground at least once every . Opposition players may bump or tackle the player to obtain the ball and, when tackled, the player must dispose of the ball cleanly or risk being penalised for holding the ball unless the umpire rules no prior opportunity for disposal. The ball carrier may only be tackled between the shoulders and knees. If the opposition player forcefully contacts a player in the back while performing a tackle, the opposition player will be penalised for a push in the back. If the opposition tackles the player with possession below the knees (a low tackle or a trip) or above the shoulders (a high tackle), the team with possession of the football gets a free kick.
If a player takes possession of the ball that has travelled more than from another player's kick, by way of a catch, it is claimed as a mark (meaning that the game stops while he prepares to kick from the point at which he marked). Alternatively, he may choose to "play on" forfeiting the set shot in the hope of pressing an advantage for his team (rather than allowing the opposition to reposition while he prepares for the free kick). Once a player has chosen to play on, normal play resumes and the player who took the mark is again able to be tackled.
There are different styles of kicking depending on how the ball is held in the hand. The most common style of kicking seen in today's game, principally because of its superior accuracy, is the drop punt, where the ball is dropped from the hands down, almost to the ground, to be kicked so that the ball rotates in a reverse end over end motion as it travels through the air. Other commonly used kicks are the torpedo punt (also known as the spiral, barrel, or screw punt), where the ball is held flatter at an angle across the body, which makes the ball spin around its long axis in the air, resulting in extra distance (similar to the traditional motion of an American football punt), and the checkside punt or "banana", kicked across the ball with the outside of the foot used to curve the ball (towards the right if kicked off the right foot) towards targets that are on an angle. There is also the "snap", which is almost the same as a checkside punt except that it is kicked off the inside of the foot and curves in the opposite direction. It is also possible to kick the ball so that it bounces along the ground. This is known as a "grubber". Grubbers can bounce in a straight line, or curve to the left or right.
Apart from free kicks, marks or when the ball is in the possession of an umpire for a ball up or throw in, the ball is always in dispute and any player from either side can take possession of the ball.
Scoring
A goal, worth 6 points, is scored when the football is propelled through the goal posts at any height (including above the height of the posts) by way of a kick from the attacking team. It may fly through "on the full" (without touching the ground) or bounce through, but must not have been touched, on the way, by any player from either team or a goalpost. A goal cannot be scored from the foot of an opposition (defending) player.
A behind, worth 1 point, is scored when the ball passes between a goal post and a behind post at any height, or if the ball hits a goal post, or if any player sends the ball between the goal posts by touching it with any part of the body other than a foot or lower leg. A behind is also awarded to the attacking team if the ball touches any part of an opposition player, including a foot, before passing between the goal posts. When an opposition player deliberately scores a behind for the attacking team (generally as a last resort to ensure that a goal is not scored) this is termed a rushed behind. As of the 2009 AFL season, a free kick is awarded against any player who deliberately rushes a behind.
The goal umpire signals a goal with two hands pointed forward at elbow height, or a behind with one hand. Both goal umpires then wave flags above their heads to communicate this information to the scorers. The team that has scored the most points at the end of play wins the game. If the scores are level on points at the end of play, then the game is a draw; extra time applies only during finals matches in some competitions.
As an example of a score report, consider a match between and with the former as the home team. Sydney's score of 17 goals and 5 behinds equates to 107 points. Geelong's score of 10 goals and 17 behinds equates to a 77-point tally. Sydney wins the match by a margin of 30 points. Such a result would be written as:
" 17.5 (107) defeated 10.17 (77).
And spoken as:
"Sydney, seventeen-five, one hundred and seven, defeated Geelong ten-seventeen, seventy-seven".
Additionally, it can be said that:
"Sydney defeated Geelong by 30 points".
The home team is typically listed first and the visiting side is listed second. The scoreline is written with respect to the home side.
For example, won in successive weeks, once as the home side and once as the visiting side. These would be written out thus:
" 23.20 (158) defeated 8.14 (62)."
" 17.13 (115) defeated by 18.10 (118)."
A draw would be written as:
" 10.8 (68) drew with 10.8 (68)".
Structure and competitions
The football season proper is from March to August (early autumn to late winter in Australia) with finals being held in September and October. In the tropics, the game is sometimes played in the wet season (October to March).
The AFL is recognised by the Australian Sports Commission as being the National Sporting Organisation for Australian Football. There are also seven state/territory-based organisations in Australia, all of which are affiliated with the AFL. These state leagues hold annual semi-professional club competitions, with some also overseeing more than one league. Local semi-professional or amateur organisations and competitions are often affiliated to their state organisations.
The AFL is the de facto world governing body for Australian football. There are also a number of affiliated organisations governing amateur clubs and competitions around the world.
For almost all Australian football club competitions, the aim is to win the Premiership. The premiership is typically decided by a finals series. The teams that occupy the highest positions on the ladder after the home-and-away season play off in a "semi-knockout" finals series, culminating in a single Grand Final match to determine the premiers. Between four and eight teams contest a finals series, typically using the AFL final eight system or a variation of the McIntyre system. The team which finishes first on the ladder after the home-and-away season is referred to as a "minor premier", but this usually holds little stand-alone significance, other than receiving a better draw in the finals.
Many metropolitan leagues have several tiered divisions, with promotion of the lower division premiers and relegation of the upper division's last placed team at the end of each year. At present, none of the top level national or state level leagues in Australia utilise this structure.
Women and Australian football
The high level of interest shown by women in Australian football is considered unique among the world's football codes. It was the case in the 19th century, as it is in modern times, that women made up approximately half of total attendances at Australian football matches—a far greater proportion than, for example, the estimated 10 per cent of women that comprise British soccer crowds. This has been attributed in part to the egalitarian character of Australian football's early years in public parks where women could mingle freely and support the game in various ways.
In terms of participation, there are occasional 19th-century references to women playing the sport, but it was not until the 1910s that the first organised women's teams and competitions appeared. Women's state leagues emerged in the 1980s, and in 2013, the AFL announced plans to establish a nationally televised women's competition. Amidst a surge in viewing interest and participation in women's football, the AFL pushed the founding date of the competition, named AFL Women's, to 2017. Eight AFL clubs won licences to field sides in its inaugural season. By the seventh season, which began in August 2022, all 18 clubs fielded a women's side.
Variations and related sports
Many related games have emerged from Australian football, mainly with variations of contact to encourage greater participation. These include Auskick (played by children aged between 5 and 12), kick-to-kick (and its variants end-to-end footy and marks up), rec footy, 9-a-side footy, masters Australian football, handball and longest-kick competitions. Players outside Australia sometimes engage in related games adapted to available fields, like metro footy (played on gridiron fields) and Samoa rules (played on rugby fields). One such prominent example in use since 2018 is AFLX, a shortened variation of the game with seven players a side, played on a soccer-sized pitch.
International rules football
The similarities between Australian football and the Irish sport of Gaelic football have allowed for the creation of a hybrid code known as international rules football. The first international rules matches were contested in Ireland during the 1967 Australian Football World Tour. Since then, various sets of compromise rules have been trialed, and in 1984 the International Rules Series commenced with national representative sides selected by Australia's state leagues (later by the AFL) and the Gaelic Athletic Association (GAA). The competition became an annual event in 1998, but was postponed indefinitely in 2007 when the GAA pulled out due to Australia's severe and aggressive style of play. It resumed in Australia in 2008 under new rules to protect the player with the ball.
Global reach
Australian rules football was played outside Australasia as early as 1888 when Australians studying at Edinburgh University and London University formed teams and competed in London. By the early 20th century, the game had spread with the Australian diaspora to South Africa, the United States and other parts of the Anglosphere; however this growth went into rapid decline following World War I. After World War II, the sport experienced growth in the Pacific region, particularly in Papua New Guinea and Nauru, where Australian football is now the national sport.
Today, the sport is played at an amateur level in various countries throughout the world. 23 countries have participated in the International Cup and 9 countries have participated in the AFL Europe Championship with both competitions prohibiting Australian players. Over 20 countries have either affiliation or working agreements with the AFL. There have been many VFL/AFL players who were born outside Australia, an increasing number of which have been recruited through initiatives and, more recently, international scholarship programs. Many of these players have been Irish, as interest in recruiting talented Gaelic footballers dates back to the start of the Irish experiment in the 1960s. Irish players have since become not just starters for their clubs but also leading their competitions (Jim Stynes) and winning premierships (Tadhg Kennelly, Ailish Considine).
Most of the current amateur clubs and leagues in existence have developed since the 1980s, when leagues began to be established in North America, Europe and Asia. The sport developed a cult following in the United States when matches were broadcast on the fledgling ESPN network in the 1980s. As the size of the Australian diaspora has increased, so has the number of clubs outside Australia. This expansion has been further aided by multiculturalism and assisted by exhibition matches as well as exposure generated through players who have converted to and from other football codes. In Papua New Guinea, New Zealand, South Africa, Canada, and the United States there are many thousands of players.
A fan of the sport since attending school in Geelong, King Charles is the Patron of AFL Europe. In 2013, participation across AFL Europe's 21 member nations was more than 5,000 players, the majority of which are European nationals rather than Australian expats. The sport also has a growing presence in India.
The AFL became the de facto governing body when it pushed for the closure of the International Australian Football Council in 2002. The International Cup, held triennially since 2002, is the highest level of international competition.
Although Australian rules football has not yet been a full sport at the Olympic Games or Commonwealth Games, when Melbourne hosted the 1956 Summer Olympics, which included the MCG being the main stadium, Australian rules football was chosen as the native sport to be demonstrated as per International Olympic Committee rules. On 7 December, the sport was demonstrated as an exhibition match at the MCG between a team of VFL and VFA amateurs and a team of VAFA amateurs (professionals were excluded due to the Olympics' strict amateurism policy at the time). The Duke of Edinburgh was among the spectators for the match, which the VAFA won by 12.9 (81) to 8.7 (55). In addition, when Brisbane hosted the 1982 Commonwealth Games, the sport was also demonstrated at the Gabba with a rematch on 6 October of that year's VFL Grand Final with Richmond winning by 28.16 (184) to Carlton's 26.10 (166).
Cultural impact and popularity
Australian football is a sport rich in tradition and Australian cultural references, especially surrounding the rituals of gameday for players, officials and supporters.
Australian football has attracted more overall interest among Australians than any other football code, and, when compared with all sports throughout the nation, has consistently ranked first in the winter reports, and third behind cricket and swimming in summer. Over 1,057,572 fans were paying members of AFL clubs in 2019. The 2021 AFL Grand Final was the year's most-watched television broadcast in Australia, with an in-home audience of up to 4.11 million.
In 2019, there were 1,716,276 registered participants in Australia including 586,422 females (34 per cent of the overall total) and more than 177,000 registered outside Australia including 79,000 females (45 per cent of the overall total).
In the arts and popular culture
Australian football has inspired many literary works, from poems by C. J. Dennis and Peter Goldsworthy, to the fiction of Frank Hardy and Kerry Greenwood. Historians Manning Clarke and Geoffrey Blainey have also written extensively on the sport. Slang within Australian football has impacted Australian English more broadly, with a number of expressions taking on new meanings in non-sporting contexts, e.g., to "get a guernsey" is to gain recognition or approval, while "shirt-fronting" someone is to accost them.
In 1889, Australian impressionist painter Arthur Streeton captured football games en plein air for the 9 by 5 Impression Exhibition, titling one work The National Game. Paintings by Sidney Nolan (Footballer, 1946) and John Brack (Three of the Players, 1953) helped to establish Australian football as a serious subject for modernists, and many Aboriginal artists have explored the game, often fusing it with the mythology of their region. In cartooning, WEG's VFL/AFL premiership posters—inaugurated in 1954—have achieved iconic status among Australian football fans. Australian football statues can be found throughout the country, some based on famous photographs, among them Haydn Bunton Sr.'s leap, Jack Dyer's charge and Nicky Winmar lifting his jumper. In the 1980s, a group of postmodern architects based in Melbourne began incorporating references to Australian football into their buildings, an example being Building 8 by Edmond and Corrigan.
Dance sequences based on Australian football feature heavily in Robert Helpmann's 1964 ballet The Display, his first and most famous work for the Australian Ballet. The game has also inspired well-known plays such as And the Big Men Fly (1963) by Alan Hopgood and David Williamson's The Club (1977), which was adapted into a 1980 film, directed by Bruce Beresford. Mike Brady's 1979 hit "Up There Cazaly" is considered an Australian football anthem, and references to the sport can be found in works by popular musicians, from singer-songwriter Paul Kelly to the alternative rock band TISM. Many Australian football video games have been released, most notably the AFL series.
Australian Football Hall of Fame
For the centenary of the VFL/AFL in 1996, the Australian Football Hall of Fame was established. That year, 136 significant figures across the various competitions were inducted into the Hall of Fame. An additional 115 inductees have been added since the creation of the Hall of Fame, resulting in a total number of 251 inductees.
In addition to the Hall of Fame, select members are chosen to receive the elite Legend status. Due to restrictions limiting the number of Legend status players to 10% of the total number of Hall of Fame inductees, there are currently 25 players with the status in the Hall of Fame.
See also
Australian rules football attendance records
Australian rules football positions
List of Australian rules football clubs
List of Australian rules football rivalries
List of Australian rules football terms
References
Citations
Sources
Books
Journal and conference articles
External links
Australian Football League (AFL) official website
Australian Football: Celebrating The History of the Great Australian Game
2020 Laws of Australian Football
Australian Football explained in 31 languages – a publication from AFL.com.au
Reading Australian Rules Football - The Definitive Guide to the Game
State Library of Victoria Research Guide to Australian Football
Australian rules football
1858 introductions
1859 establishments in Australia
Ball games
Football codes
Sports originating in Australia
Team sports
Turf sports |
2408 | https://en.wikipedia.org/wiki/Analytical%20chemistry | Analytical chemistry | Analytical chemistry studies and uses instruments and methods to separate, identify, and quantify matter. In practice, separation, identification or quantification may constitute the entire analysis or be combined with another method. Separation isolates analytes. Qualitative analysis identifies analytes, while quantitative analysis determines the numerical amount or concentration.
Analytical chemistry consists of classical, wet chemical methods and modern, instrumental methods. Classical qualitative methods use separations such as precipitation, extraction, and distillation. Identification may be based on differences in color, odor, melting point, boiling point, solubility, radioactivity or reactivity. Classical quantitative analysis uses mass or volume changes to quantify amount. Instrumental methods may be used to separate samples using chromatography, electrophoresis or field flow fractionation. Then qualitative and quantitative analysis can be performed, often with the same instrument and may use light interaction, heat interaction, electric fields or magnetic fields. Often the same instrument can separate, identify and quantify an analyte.
Analytical chemistry is also focused on improvements in experimental design, chemometrics, and the creation of new measurement tools. Analytical chemistry has broad applications to medicine, science, and engineering.
History
Analytical chemistry has been important since the early days of chemistry, providing methods for determining which elements and chemicals are present in the object in question. During this period, significant contributions to analytical chemistry included the development of systematic elemental analysis by Justus von Liebig and systematized organic analysis based on the specific reactions of functional groups.
The first instrumental analysis was flame emissive spectrometry developed by Robert Bunsen and Gustav Kirchhoff who discovered rubidium (Rb) and caesium (Cs) in 1860.
Most of the major developments in analytical chemistry took place after 1900. During this period, instrumental analysis became progressively dominant in the field. In particular, many of the basic spectroscopic and spectrometric techniques were discovered in the early 20th century and refined in the late 20th century.
The separation sciences follow a similar time line of development and also became increasingly transformed into high performance instruments. In the 1970s many of these techniques began to be used together as hybrid techniques to achieve a complete characterization of samples.
Starting in the 1970s, analytical chemistry became progressively more inclusive of biological questions (bioanalytical chemistry), whereas it had previously been largely focused on inorganic or small organic molecules. Lasers have been increasingly used as probes and even to initiate and influence a wide variety of reactions. The late 20th century also saw an expansion of the application of analytical chemistry from somewhat academic chemical questions to forensic, environmental, industrial and medical questions, such as in histology.
Modern analytical chemistry is dominated by instrumental analysis. Many analytical chemists focus on a single type of instrument. Academics tend to either focus on new applications and discoveries or on new methods of analysis. The discovery of a chemical present in blood that increases the risk of cancer would be a discovery that an analytical chemist might be involved in. An effort to develop a new method might involve the use of a tunable laser to increase the specificity and sensitivity of a spectrometric method. Many methods, once developed, are kept purposely static so that data can be compared over long periods of time. This is particularly true in industrial quality assurance (QA), forensic and environmental applications. Analytical chemistry plays an increasingly important role in the pharmaceutical industry where, aside from QA, it is used in the discovery of new drug candidates and in clinical applications where understanding the interactions between the drug and the patient are critical.
Classical methods
Although modern analytical chemistry is dominated by sophisticated instrumentation, the roots of analytical chemistry and some of the principles used in modern instruments are from traditional techniques, many of which are still used today. These techniques also tend to form the backbone of most undergraduate analytical chemistry educational labs.
Qualitative analysis
Qualitative analysis determines the presence or absence of a particular compound, but not the mass or concentration. By definition, qualitative analyses do not measure quantity.
Chemical tests
There are numerous qualitative chemical tests, for example, the acid test for gold and the Kastle-Meyer test for the presence of blood.
Flame test
Inorganic qualitative analysis generally refers to a systematic scheme to confirm the presence of certain aqueous ions or elements by performing a series of reactions that eliminate a range of possibilities and then confirm suspected ions with a confirming test. Sometimes small carbon-containing ions are included in such schemes. With modern instrumentation, these tests are rarely used but can be useful for educational purposes and in fieldwork or other situations where access to state-of-the-art instruments is not available or expedient.
Quantitative analysis
Quantitative analysis is the measurement of the quantities of particular chemical constituents present in a substance. Quantities can be measured by mass (gravimetric analysis) or volume (volumetric analysis).
Gravimetric analysis
The gravimetric analysis involves determining the amount of material present by weighing the sample before and/or after some transformation. A common example used in undergraduate education is the determination of the amount of water in a hydrate by heating the sample to remove the water such that the difference in weight is due to the loss of water.
Volumetric analysis
Titration involves the gradual addition of a measurable reactant to an exact volume of a solution being analyzed until some equivalence point is reached. Titrating accurately to either the half-equivalence point or the endpoint of a titration allows the chemist to determine the amount of moles used, which can then be used to determine a concentration or composition of the titrant. Most familiar to those who have taken chemistry during secondary education is the acid-base titration involving a color-changing indicator, such as phenolphthalein. There are many other types of titrations, for example, potentiometric titrations or precipitation titrations. Chemists might also create titration curves in order by systematically testing the pH every drop in order to understand different properties of the titrant.
Instrumental methods
Spectroscopy
Spectroscopy measures the interaction of the molecules with electromagnetic radiation. Spectroscopy consists of many different applications such as atomic absorption spectroscopy, atomic emission spectroscopy, ultraviolet-visible spectroscopy, X-ray spectroscopy, fluorescence spectroscopy, infrared spectroscopy, Raman spectroscopy, dual polarization interferometry, nuclear magnetic resonance spectroscopy, photoemission spectroscopy, Mössbauer spectroscopy and so on.
Mass spectrometry
Mass spectrometry measures mass-to-charge ratio of molecules using electric and magnetic fields. There are several ionization methods: electron ionization, chemical ionization, electrospray ionization, fast atom bombardment, matrix assisted laser desorption/ionization, and others. Also, mass spectrometry is categorized by approaches of mass analyzers: magnetic-sector, quadrupole mass analyzer, quadrupole ion trap, time-of-flight, Fourier transform ion cyclotron resonance, and so on.
Electrochemical analysis
Electroanalytical methods measure the potential (volts) and/or current (amps) in an electrochemical cell containing the analyte. These methods can be categorized according to which aspects of the cell are controlled and which are measured. The four main categories are potentiometry (the difference in electrode potentials is measured), coulometry (the transferred charge is measured over time), amperometry (the cell's current is measured over time), and voltammetry (the cell's current is measured while actively altering the cell's potential).
Thermal analysis
Calorimetry and thermogravimetric analysis measure the interaction of a material and heat.
Separation
Separation processes are used to decrease the complexity of material mixtures. Chromatography, electrophoresis and field flow fractionation are representative of this field.
Hybrid techniques
Combinations of the above techniques produce a "hybrid" or "hyphenated" technique. Several examples are in popular use today and new hybrid techniques are under development. For example, gas chromatography-mass spectrometry, gas chromatography-infrared spectroscopy, liquid chromatography-mass spectrometry, liquid chromatography-NMR spectroscopy, liquid chromatography-infrared spectroscopy, and capillary electrophoresis-mass spectrometry.
Hyphenated separation techniques refer to a combination of two (or more) techniques to detect and separate chemicals from solutions. Most often the other technique is some form of chromatography. Hyphenated techniques are widely used in chemistry and biochemistry. A slash is sometimes used instead of hyphen, especially if the name of one of the methods contains a hyphen itself.
Microscopy
The visualization of single molecules, single cells, biological tissues, and nanomaterials is an important and attractive approach in analytical science. Also, hybridization with other traditional analytical tools is revolutionizing analytical science. Microscopy can be categorized into three different fields: optical microscopy, electron microscopy, and scanning probe microscopy. Recently, this field is rapidly progressing because of the rapid development of the computer and camera industries.
Lab-on-a-chip
Devices that integrate (multiple) laboratory functions on a single chip of only millimeters to a few square centimeters in size and that are capable of handling extremely small fluid volumes down to less than picoliters.
Errors
Error can be defined as numerical difference between observed value and true value. The experimental error can be divided into two types, systematic error and random error. Systematic error results from a flaw in equipment or the design of an experiment while random error results from uncontrolled or uncontrollable variables in the experiment.
In error the true value and observed value in chemical analysis can be related with each other by the equation
where
is the absolute error.
is the true value.
is the observed value.
An error of a measurement is an inverse measure of accurate measurement, i.e. smaller the error greater the accuracy of the measurement.
Errors can be expressed relatively. Given the relative error():
The percent error can also be calculated:
If we want to use these values in a function, we may also want to calculate the error of the function. Let be a function with variables. Therefore, the propagation of uncertainty must be calculated in order to know the error in :
Standards
Standard curve
A general method for analysis of concentration involves the creation of a calibration curve. This allows for the determination of the amount of a chemical in a material by comparing the results of an unknown sample to those of a series of known standards. If the concentration of element or compound in a sample is too high for the detection range of the technique, it can simply be diluted in a pure solvent. If the amount in the sample is below an instrument's range of measurement, the method of addition can be used. In this method, a known quantity of the element or compound under study is added, and the difference between the concentration added and the concentration observed is the amount actually in the sample.
Internal standards
Sometimes an internal standard is added at a known concentration directly to an analytical sample to aid in quantitation. The amount of analyte present is then determined relative to the internal standard as a calibrant. An ideal internal standard is an isotopically enriched analyte which gives rise to the method of isotope dilution.
Standard addition
The method of standard addition is used in instrumental analysis to determine the concentration of a substance (analyte) in an unknown sample by comparison to a set of samples of known concentration, similar to using a calibration curve. Standard addition can be applied to most analytical techniques and is used instead of a calibration curve to solve the matrix effect problem.
Signals and noise
One of the most important components of analytical chemistry is maximizing the desired signal while minimizing the associated noise. The analytical figure of merit is known as the signal-to-noise ratio (S/N or SNR).
Noise can arise from environmental factors as well as from fundamental physical processes.
Thermal noise
Thermal noise results from the motion of charge carriers (usually electrons) in an electrical circuit generated by their thermal motion. Thermal noise is white noise meaning that the power spectral density is constant throughout the frequency spectrum.
The root mean square value of the thermal noise in a resistor is given by
where kB is Boltzmann's constant, T is the temperature, R is the resistance, and is the bandwidth of the frequency .
Shot noise
Shot noise is a type of electronic noise that occurs when the finite number of particles (such as electrons in an electronic circuit or photons in an optical device) is small enough to give rise to statistical fluctuations in a signal.
Shot noise is a Poisson process, and the charge carriers that make up the current follow a Poisson distribution. The root mean square current fluctuation is given by
where e is the elementary charge and I is the average current. Shot noise is white noise.
Flicker noise
Flicker noise is electronic noise with a 1/ƒ frequency spectrum; as f increases, the noise decreases. Flicker noise arises from a variety of sources, such as impurities in a conductive channel, generation, and recombination noise in a transistor due to base current, and so on. This noise can be avoided by modulation of the signal at a higher frequency, for example, through the use of a lock-in amplifier.
Environmental noise
Environmental noise arises from the surroundings of the analytical instrument. Sources of electromagnetic noise are power lines, radio and television stations, wireless devices, compact fluorescent lamps and electric motors. Many of these noise sources are narrow bandwidth and, therefore, can be avoided. Temperature and vibration isolation may be required for some instruments.
Noise reduction
Noise reduction can be accomplished either in computer hardware or software. Examples of hardware noise reduction are the use of shielded cable, analog filtering, and signal modulation. Examples of software noise reduction are digital filtering, ensemble average, boxcar average, and correlation methods.
Applications
Analytical chemistry has applications including in forensic science, bioanalysis, clinical analysis, environmental analysis, and materials analysis. Analytical chemistry research is largely driven by performance (sensitivity, detection limit, selectivity, robustness, dynamic range, linear range, accuracy, precision, and speed), and cost (purchase, operation, training, time, and space). Among the main branches of contemporary analytical atomic spectrometry, the most widespread and universal are optical and mass spectrometry. In the direct elemental analysis of solid samples, the new leaders are laser-induced breakdown and laser ablation mass spectrometry, and the related techniques with transfer of the laser ablation products into inductively coupled plasma. Advances in design of diode lasers and optical parametric oscillators promote developments in fluorescence and ionization spectrometry and also in absorption techniques where uses of optical cavities for increased effective absorption pathlength are expected to expand. The use of plasma- and laser-based methods is increasing. An interest towards absolute (standardless) analysis has revived, particularly in emission spectrometry.
Great effort is being put into shrinking the analysis techniques to chip size. Although there are few examples of such systems competitive with traditional analysis techniques, potential advantages include size/portability, speed, and cost. (micro total analysis system (µTAS) or lab-on-a-chip). Microscale chemistry reduces the amounts of chemicals used.
Many developments improve the analysis of biological systems. Examples of rapidly expanding fields in this area are genomics, DNA sequencing and related research in genetic fingerprinting and DNA microarray; proteomics, the analysis of protein concentrations and modifications, especially in response to various stressors, at various developmental stages, or in various parts of the body, metabolomics, which deals with metabolites; transcriptomics, including mRNA and associated fields; lipidomics - lipids and its associated fields; peptidomics - peptides and its associated fields; and metallomics, dealing with metal concentrations and especially with their binding to proteins and other molecules.
Analytical chemistry has played a critical role in the understanding of basic science to a variety of practical applications, such as biomedical applications, environmental monitoring, quality control of industrial manufacturing, forensic science, and so on.
The recent developments in computer automation and information technologies have extended analytical chemistry into a number of new biological fields. For example, automated DNA sequencing machines were the basis for completing human genome projects leading to the birth of genomics. Protein identification and peptide sequencing by mass spectrometry opened a new field of proteomics. In addition to automating specific processes, there is effort to automate larger sections of lab testing, such as in companies like Emerald Cloud Lab and Transcriptic.
Analytical chemistry has been an indispensable area in the development of nanotechnology. Surface characterization instruments, electron microscopes and scanning probe microscopes enable scientists to visualize atomic structures with chemical characterizations.
See also
Important publications in analytical chemistry
List of chemical analysis methods
List of materials analysis methods
Measurement uncertainty
Metrology
Sensory analysis - in the field of Food science
Virtual instrumentation
Microanalysis
Quality of analytical results
Working range
References
Further reading
Gurdeep, Chatwal Anand (2008). Instrumental Methods of Chemical Analysis Himalaya Publishing House (India)
Ralph L. Shriner, Reynold C. Fuson, David Y. Curtin, Terence C. Morill: The systematic identification of organic compounds - a laboratory manual, Verlag Wiley, New York 1980, 6. edition, .
Bettencourt da Silva, R; Bulska, E; Godlewska-Zylkiewicz, B; Hedrich, M; Majcen, N; Magnusson, B; Marincic, S; Papadakis, I; Patriarca, M; Vassileva, E; Taylor, P; Analytical measurement: measurement uncertainty and statistics, 2012, .
External links
Infografik and animation showing the progress of analytical chemistry
aas Atomic Absorption Spectrophotometer
Materials science |
2411 | https://en.wikipedia.org/wiki/A%20cappella | A cappella | A cappella (, , ; ) music is a performance by a singer or a singing group without instrumental accompaniment, or a piece intended to be performed in this fashion. The term a cappella was originally intended to differentiate between Renaissance polyphony and Baroque concertato musical styles. In the 19th century, a renewed interest in Renaissance polyphony, coupled with an ignorance of the fact that vocal parts were often doubled by instrumentalists, led to the term coming to mean unaccompanied vocal music. The term is also used, rarely, as a synonym for alla breve.
Early history
A cappella could be as old as humanity itself. Research suggests that singing and vocables may have been what early humans used to communicate before the invention of language. The earliest piece of sheet music is thought to have originated from times as early as 2000 BC, while the earliest that has survived in its entirety is from the first century AD: a piece from Greece called the Seikilos epitaph.
Religious origins
A cappella music was originally used in religious music, especially church music as well as anasheed and zemirot. Gregorian chant is an example of a cappella singing, as is the majority of secular vocal music from the Renaissance. The madrigal, up until its development in the early Baroque into an instrumentally accompanied form, is also usually in a cappella form. The Psalms note that some early songs were accompanied by string instruments, though Jewish and Early Christian music was largely a cappella; the use of instruments has subsequently increased within both of these religions as well as in Islam.
Christian
The polyphony of Christian a cappella music began to develop in Europe around the late 15th century AD, with compositions by Josquin des Prez. The early a cappella polyphonies may have had an accompanying instrument, although this instrument would merely double the singers' parts and was not independent. By the 16th century, a cappella polyphony had further developed, but gradually, the cantata began to take the place of a cappella forms. Sixteenth-century a cappella polyphony, nonetheless, continued to influence church composers throughout this period and to the present day. Recent evidence has shown that some of the early pieces by Palestrina, such as those written for the Sistine Chapel, were intended to be accompanied by an organ "doubling" some or all of the voices. Such is seen in the life of Palestrina becoming a major influence on Bach, most notably in the Mass in B Minor.
Other composers that utilized the a cappella style, if only for the occasional piece, were Claudio Monteverdi and his masterpiece, Lagrime d'amante al sepolcro dell'amata (A lover's tears at his beloved's grave), which was composed in 1610, and Andrea Gabrieli when upon his death many choral pieces were discovered, one of which was in the unaccompanied style. Learning from the preceding two composers, Heinrich Schütz utilized the a cappella style in numerous pieces, chief among these were the pieces in the oratorio style, which were traditionally performed during the Easter week and dealt with the religious subject matter of that week, such as Christ's suffering and the Passion. Five of Schutz's Historien were Easter pieces, and of these the latter three, which dealt with the passion from three different viewpoints, those of Matthew, Luke and John, were all done a cappella style. This was a near requirement for this type of piece, and the parts of the crowd were sung while the solo parts which were the quoted parts from either Christ or the authors were performed in a plainchant.
Byzantine Rite
In the Byzantine Rite of the Eastern Orthodox Church and the Eastern Catholic Churches, the music performed in the liturgies is exclusively sung without instrumental accompaniment. Bishop Kallistos Ware says, "The service is sung, even though there may be no choir... In the Orthodox Church today, as in the early Church, singing is unaccompanied and instrumental music is not found." This a cappella behavior arises from strict interpretation of Psalm 150, which states, Let every thing that hath breath praise the Lord. Praise ye the Lord. In keeping with this philosophy, early Russian musika which started appearing in the late 17th century, in what was known as khorovïye kontsertï (choral concertos) made a cappella adaptations of Venetian-styled pieces, such as the treatise, Grammatika musikiyskaya (1675), by Nikolai Diletsky. Divine Liturgies and Western Rite Masses composed by famous composers such as Peter Tchaikovsky, Sergei Rachmaninoff, Alexander Arkhangelsky, and Mykola Leontovych are fine examples of this.
Opposition to instruments in worship
Present-day Christian religious bodies known for conducting their worship services without musical accompaniment include many Oriental Orthodox Churches (such as the Coptic Orthodox Church), many Anabaptist communities (including Old Order Anabaptist groups—such as the Amish, Old German Baptist Brethren, Old Order Mennonites, as well as Conservative Anabaptist groups—such as the Dunkard Brethren Church and Conservative Mennonites), some Presbyterian churches devoted to the regulative principle of worship, Old Regular Baptists, Primitive Baptists, Plymouth Brethren, Churches of Christ, Church of God (Guthrie, Oklahoma), the Reformed Free Methodists, Doukhobors, and the Byzantine Rite of Eastern Christianity.
Certain high church services and other musical events in liturgical churches (such as the Roman Catholic Mass and the Lutheran Divine Service) may be a cappella, a practice remaining from apostolic times. Many Mennonites also conduct some or all of their services without instruments. Sacred Harp, a type of folk music, is an a cappella style of religious singing with shape notes, usually sung at singing conventions.
Opponents of musical instruments in the Christian worship believe that such opposition is supported by the Christian scriptures and Church history. The scriptures typically referenced are Matthew 26:30; Acts 16:25; Romans 15:9; 1 Corinthians 14:15; Ephesians 5:19; Colossians 3:16; Hebrews 2:12, 13:15 and James 5:13, which show examples and exhortations for Christians to sing.
There is no reference to instrumental music in early church worship in the New Testament, or in the worship of churches for the first six centuries. Several reasons have been posited throughout church history for the absence of instrumental music in church worship.
Christians who believe in a cappella music today believe that in the Israelite worship assembly during Temple worship only the Priests of Levi sang, played, and offered animal sacrifices, whereas in the church era, all Christians are commanded to sing praises to God. They believe that if God wanted instrumental music in New Testament worship, He would have commanded not just singing, but singing and playing like he did in the Hebrew scriptures.
Instruments have divided Christendom since their introduction into worship. They were considered a Roman Catholic innovation, not widely practiced until the 18th century, and were opposed vigorously in worship by a number of Protestant Reformers, including Martin Luther (1483–1546), Ulrich Zwingli, John Calvin (1509–1564) and John Wesley (1703–1791). Alexander Campbell referred to the use of an instrument in worship as "a cow bell in a concert". In Sir Walter Scott's The Heart of Midlothian, the heroine, Jeanie Deans, a Scottish Presbyterian, writes to her father about the church situation she has found in England (bold added):
The folk here are civil, and, like the barbarians unto the holy apostle, have shown me much kindness; and there are a sort of chosen people in the land, for they have some kirks without organs that are like ours, and are called meeting-houses, where the minister preaches without a gown.
Acceptance of instruments in worship
Those who do not adhere to the regulative principle of interpreting Christian scripture, believe that limiting praise to the unaccompanied chant of the early church is not commanded in scripture, and that churches in any age are free to offer their songs with or without musical instruments.
Those who subscribe to this interpretation believe that since the Christian scriptures never counter instrumental language with any negative judgment on instruments, opposition to instruments instead comes from an interpretation of history. There is no written opposition to musical instruments in any setting in the first century and a half of Christian churches (33–180 AD). The use of instruments for Christian worship during this period is also undocumented. Toward the end of the 2nd century, Christians began condemning the instruments themselves. Those who oppose instruments today believe these Church Fathers had a better understanding of God's desire for the church, but there are significant differences between the teachings of these Church Fathers and Christian opposition to instruments today.
Modern Christians typically believe it is acceptable to play instruments or to attend weddings, funerals, banquets, etc., where instruments are heard playing religious music. The Church Fathers made no exceptions. Since the New Testament never condemns instruments themselves, much less in any of these settings, it is believed that "the church Fathers go beyond the New Testament in pronouncing a negative judgment on musical instruments."
Written opposition to instruments in worship began near the turn of the 5th century. Modern opponents of instruments typically do not make the same assessment of instruments as these writers, who argued that God had allowed David the "evil" of using musical instruments in praise. While the Old Testament teaches that God specifically asked for musical instruments, modern concern is for worship based on the New Testament.
Since "a cappella" singing brought a new polyphony (more than one note at a time) with instrumental accompaniment, it is not surprising that Protestant reformers who opposed the instruments (such as Calvin and Zwingli) also opposed the polyphony. While Zwingli was destroying organs in Switzerland – Luther called him a fanatic – the Church of England was burning books of polyphony.
Some Holiness Churches such as the Free Methodist Church opposed the use of musical instruments in church worship until the mid-20th century. The Free Methodist Church allowed for local church decision on the use of either an organ or piano in the 1943 Conference before lifting the ban entirely in 1955. The Reformed Free Methodist Church and Evangelical Wesleyan Church were formed as a result of a schism with the Free Methodist Church, with the former retaining a cappella worship and the latter retaining the rule limiting the number of instruments in the church to the piano and organ.
Jewish
While worship in the Temple in Jerusalem included musical instruments, traditional Jewish religious services in the Synagogue, both before and after the last destruction of the Temple, did not include musical instruments given the practice of scriptural cantillation. The use of musical instruments is traditionally forbidden on the Sabbath out of concern that players would be tempted to repair (or tune) their instruments, which is forbidden on those days. (This prohibition has been relaxed in many Reform and some Conservative congregations.) Similarly, when Jewish families and larger groups sing traditional Sabbath songs known as zemirot outside the context of formal religious services, they usually do so a cappella, and Bar and Bat Mitzvah celebrations on the Sabbath sometimes feature entertainment by a cappella ensembles. During the Three Weeks musical instruments are prohibited. Many Jews consider a portion of the 49-day period of the counting of the omer between Passover and Shavuot to be a time of semi-mourning and instrumental music is not allowed during that time. This has led to a tradition of a cappella singing sometimes known as sefirah music.
The popularization of the Jewish chant may be found in the writings of the Jewish philosopher Philo, born 20 BC. Weaving together Jewish and Greek thought, Philo promoted praise without instruments, and taught that "silent singing" (without even vocal chords) was better still. This view parted with the Jewish scriptures, where Israel offered praise with instruments by God's own command The shofar is the only temple instrument still being used today in the synagogue, and it is only used from Rosh Chodesh Elul through the end of Yom Kippur. The shofar is used by itself, without any vocal accompaniment, and is limited to a very strictly defined set of sounds and specific places in the synagogue service. However, silver trumpets, as described in Numbers 10:1-18, have been made in recent years and used in prayer services at the Western Wall.
In the United States
Peter Christian Lutkin, dean of the Northwestern University School of Music, helped popularize a cappella music in the United States by founding the Northwestern A Cappella Choir in 1906. The A Cappella Choir was "the first permanent organization of its kind in America."
An a cappella tradition was begun in 1911 by F. Melius Christiansen, a music faculty member at St. Olaf College in Northfield, Minnesota. The St. Olaf College Choir was established as an outgrowth of the local St. John's Lutheran Church, where Christiansen was organist and the choir was composed, at least partially, of students from the nearby St. Olaf campus. The success of the ensemble was emulated by other regional conductors, and a tradition of a cappella choral music was born in the region at colleges like Concordia College (Moorhead, Minnesota), Augustana College (Rock Island, Illinois), Waldorf University (Forest City, Iowa), Luther College (Decorah, Iowa), Gustavus Adolphus College (St. Peter, Minnesota), Augustana College (Sioux Falls, South Dakota), and Augsburg University (Minneapolis, Minnesota). The choirs typically range from 40 to 80 singers and are recognized for their efforts to perfect blend, intonation, phrasing and pitch in a large choral setting.
Movements in modern a cappella over the past century include barbershop and doo wop. The Barbershop Harmony Society, Sweet Adelines International, and Harmony Inc. host educational events including Harmony University, Directors University, and the International Educational Symposium, and international contests and conventions, recognizing international champion choruses and quartets.
Many a cappella groups can be found in high schools and colleges. There are amateur Barbershop Harmony Society and professional groups that sing a cappella exclusively. Although a cappella is technically defined as singing without instrumental accompaniment, some groups use their voices to emulate instruments; others are more traditional and focus on harmonizing. A cappella styles range from gospel music to contemporary to barbershop quartets and choruses.
The Contemporary A Cappella Society (CASA) is a membership option for former students, whose funds support hosted competitions and events.
A cappella music was popularized between the late 2000s and the early to mid-2010s with media hits such as the 2009–2014 TV show The Sing-Off and the musical comedy film series Pitch Perfect.
Recording artists
In July 1943, as a result of the American Federation of Musicians boycott of US recording studios, the a cappella vocal group The Song Spinners had a best-seller with "Comin' In on a Wing and a Prayer". In the 1950s, several recording groups, notably The Hi-Los and the Four Freshmen, introduced complex jazz harmonies to a cappella performances. The King's Singers are credited with promoting interest in small-group a cappella performances in the 1960s. Frank Zappa loved doo wop and a cappella, so Zappa released The Persuasions' first album from his label in 1970. Judy Collins recorded "Amazing Grace" a cappella. In 1983, an a cappella group known as The Flying Pickets had a Christmas 'number one' in the UK with a cover of Yazoo's (known in the US as Yaz) "Only You". A cappella music attained renewed prominence from the late 1980s onward, spurred by the success of Top 40 recordings by artists such as The Manhattan Transfer, Bobby McFerrin, Huey Lewis and the News, All-4-One, The Nylons, Backstreet Boys, Boyz II Men, and *NSYNC.
Contemporary a cappella includes many vocal groups and bands who add vocal percussion or beatboxing to create a pop/rock/gospel sound, in some cases very similar to bands with instruments. Examples of such professional groups include Straight No Chaser, Pentatonix, The House Jacks, Rockapella, Mosaic, Home Free and M-pact. There also remains a strong a cappella presence within Christian music, as some denominations purposefully do not use instruments during worship. Examples of such groups are Take 6, Glad and Acappella. Arrangements of popular music for small a cappella ensembles typically include one voice singing the lead melody, one singing a rhythmic bass line, and the remaining voices contributing chordal or polyphonic accompaniment.
A cappella can also describe the isolated vocal track(s) from a multitrack recording that originally included instrumentation. These vocal tracks may be remixed or put onto vinyl records for DJs, or released to the public so that fans can remix them. One such example is the a cappella release of Jay-Z's Black Album, which Danger Mouse mixed with the Beatles' White Album to create The Grey Album.
On their 1966 album titled Album, Peter, Paul and Mary included the song "Norman Normal". All the sounds on that song, both vocals and instruments, were created by Paul's voice, with no actual instruments used.
In 2013, an artist by the name Smooth McGroove rose to prominence with his style of a cappella music. He is best known for his a cappella covers of video game music tracks on YouTube.
in 2015, an a cappella version of Jerusalem by multi-instrumentalist Jacob Collier was selected for Beats by Dre "The Game Starts Here" for the England Rugby World Cup campaign.
Musical theatre
A cappella has been used as the sole orchestration for original works of musical theatre that have had commercial runs Off-Broadway (theatres in New York City with 99 to 500 seats) only four times. The first was Avenue X which opened on 28 January 1994 and ran for 77 performances. It was produced by Playwrights Horizons with book by John Jiler, music and lyrics by Ray Leslee. The musical style of the show's score was primarily Doo-Wop as the plot revolved around Doo-Wop group singers of the 1960s.
In 2001, The Kinsey Sicks, produced and starred in the critically acclaimed off-Broadway hit, "DRAGAPELLA! Starring the Kinsey Sicks" at New York's legendary Studio 54. That production received a nomination for a Lucille Lortel award as Best Musical and a Drama Desk nomination for Best Lyrics. It was directed by Glenn Casale with original music and lyrics by Ben Schatz.
The a cappella musical Perfect Harmony, a comedy about two high school a cappella groups vying to win the National championship, made its Off Broadway debut at Theatre Row's Acorn Theatre on 42nd Street in New York City in October 2010 after a successful out-of-town run at the Stoneham Theatre, in Stoneham, Massachusetts. Perfect Harmony features the hit music of The Jackson 5, Pat Benatar, Billy Idol, Marvin Gaye, Scandal, Tiffany, The Romantics, The Pretenders, The Temptations, The Contours, The Commodores, Tommy James & the Shondells and The Partridge Family, and has been compared to a cross between Altar Boyz and The 25th Annual Putnam County Spelling Bee.
The fourth a cappella musical to appear Off-Broadway, In Transit, premiered 5 October 2010 and was produced by Primary Stages with book, music, and lyrics by Kristen Anderson-Lopez, James-Allen Ford, Russ Kaplan, and Sara Wordsworth. Set primarily in the New York City subway system its score features an eclectic mix of musical genres (including jazz, hip hop, Latin, rock, and country). In Transit incorporates vocal beat boxing into its contemporary a cappella arrangements through the use of a subway beat boxer character. Beat boxer and actor Chesney Snow performed this role for the 2010 Primary Stages production. According to the show's website, it is scheduled to reopen for an open-ended commercial run in the Fall of 2011. In 2011, the production received four Lucille Lortel Award nominations including Outstanding Musical, Outer Critics Circle and Drama League nominations, as well as five Drama Desk nominations including Outstanding Musical and won for Outstanding Ensemble Performance.
In December 2016, In Transit became the first a cappella musical on Broadway.
Barbershop style
Barbershop music is one of several uniquely American art forms. The earliest reports of this style of a cappella music involved African Americans. The earliest documented quartets all began in barber shops. In 1938, the first formal men's barbershop organization was formed, known as the Society for the Preservation and Encouragement of Barber Shop Quartet Singing in America (S.P.E.B.S.Q.S.A), and in 2004 rebranded itself and officially changed its public name to the Barbershop Harmony Society (BHS). Today the BHS has about 22,000 members in approximately 800 chapters across the United States and Canada, and the barbershop style has spread around the world with organizations in many other countries. The Barbershop Harmony Society provides a highly organized competition structure for a cappella quartets and choruses singing in the barbershop style.
In 1945, the first formal women's barbershop organization, Sweet Adelines, was formed. In 1953, Sweet Adelines became an international organization, although it did not change its name to Sweet Adelines International until 1991. The membership of nearly 25,000 women, all singing in English, includes choruses in most of the fifty United States as well as in Australia, Canada, Finland, Germany, Ireland, Japan, New Zealand, Spain, Sweden, the United Kingdom, and the Netherlands. Headquartered in Tulsa, Oklahoma, the organization encompasses more than 1,200 registered quartets and 600 choruses.
In 1959, a second women's barbershop organization started as a break off from Sweet Adelines due to ideological differences. Based on democratic principles which continue to this day, Harmony, Inc. is smaller than its counterpart, but has an atmosphere of friendship and competition. With about 2,500 members in the United States and Canada, Harmony, Inc. uses the same rules in contest that the Barbershop Harmony Society uses. Harmony, Inc. is registered in Providence, Rhode Island.
Amateur and high school
The popularity of a cappella among high schools and amateurs was revived by television shows and movies such as Glee and Pitch Perfect. High school groups may have conductors or student leaders who keep the tempo for the group, or beatboxers/vocal percussionists.
Since 2013, summer training programs have appeared, such as A Cappella Academy in Los Angeles, California (founded by Ben Bram, Rob Dietz, and Avi Kaplan) and Camp A Cappella in Dayton, Ohio (founded by Deke Sharon and Brody McDonald). These programs teach about different aspects of a cappella music, including vocal performance, arranging, and beatboxing/vocal percussion.
In other countries
Afghanistan
The Islamic Emirate of Afghanistan has no official anthem because of views by the Taliban of music as un-Islamic. However, the de facto national anthem of Afghanistan is an a cappella nasheed, as musical instruments are virtually banned as corrupting and un-Islamic.
Iran
The first a cappella group in Iran is the Damour Vocal Band, which was able to perform on national television despite a ban on women singing.
Pakistan
The musical show Strepsils Stereo is credited for introducing the art of a cappella in Pakistan.
Sri Lanka
Composer Dinesh Subasinghe became the first Sri Lankan to write a cappella pieces for SATB choirs. He wrote "The Princes of the Lost Tribe" and "Ancient Queen of Somawathee" for Menaka De Sahabandu and Bridget Helpe's choirs, respectively, based on historical incidents in ancient Sri Lanka. Voice Print is also a professional a cappella music group in Sri Lanka.
Sweden
The European a cappella tradition is especially strong in the countries around the Baltic and perhaps most so in Sweden as described by Richard Sparks in his doctoral thesis The Swedish Choral Miracle in 2000.
Swedish a cappella choirs have over the last 25 years won around 25% of the annual prestigious European Grand Prix for Choral Singing (EGP) that despite its name is open to choirs from all over the world (see list of laureates in the Wikipedia article on the EGP competition).
The reasons for the strong Swedish dominance are as explained by Richard Sparks manifold; suffice to say here that there is a long-standing tradition, an unusually large proportion of the populations (5% is often cited) regularly sing in choirs, the Swedish choral director Eric Ericson had an enormous impact on a cappella choral development not only in Sweden but around the world, and finally there are a large number of very popular primary and secondary schools ('music schools') with high admission standards based on auditions that combine a rigid academic regimen with high level choral singing on every school day, a system that started with Adolf Fredrik's Music School in Stockholm in 1939 but has spread over the country.
United Kingdom
A cappella has gained attention in the UK in recent years, with many groups forming at British universities by students seeking an alternative singing pursuit to traditional choral and chapel singing. This movement has been bolstered by organisations such as The Voice Festival UK.
Western collegiate
It is not clear exactly where collegiate a cappella began. The Rensselyrics of Rensselaer Polytechnic Institute (formerly known as the RPI Glee Club), established in 1873 is perhaps the oldest known collegiate a cappella group. The longest continuously singing group is probably The Whiffenpoofs of Yale University, which was formed in 1909 and once included Cole Porter as a member. Collegiate a cappella groups grew throughout the 20th century. Some notable historical groups formed along the way include Colgate University's The Colgate 13 (1942), Dartmouth College's Aires (1946), Cornell University's Cayuga's Waiters (1949) and The Hangovers (1968), the University of Maine Maine Steiners (1958), the Columbia University Kingsmen (1949), the Jabberwocks of Brown University (1949), and the University of Rochester YellowJackets (1956).
All-women a cappella groups followed shortly, frequently as a parody of the men's groups: the Smiffenpoofs of Smith College (1936), the Night Owls of Vassar College (1942), The Shwiffs of Connecticut College (The She-Whiffenpoofs, 1944), and The Chattertocks of Brown University (1951). A cappella groups exploded in popularity beginning in the 1990s, fueled in part by a change in style popularized by the Tufts University Beelzebubs and the Boston University Dear Abbeys. The new style used voices to emulate modern rock instruments, including vocal percussion/"beatboxing". Some larger universities now have multiple groups. Groups often join one another in on-campus concerts, such as the Georgetown Chimes' Cherry Tree Massacre, a 3-weekend a cappella festival held each February since 1975, where over a hundred collegiate groups have appeared, as well as International Quartet Champions The Boston Common and the contemporary commercial a cappella group Rockapella. Co-ed groups have produced many up-and-coming and major artists, including John Legend, an alumnus of the Counterparts at the University of Pennsylvania, Sara Bareilles, an alumna of Awaken A Cappella at University of California, Los Angeles, and Mindy Kaling, an alumna of the Rockapellas at Dartmouth College. Mira Sorvino is an alumna of the Harvard-Radcliffe Veritones of Harvard College, where she had the solo on Only You by Yaz.
Jewish-interest groups such as Queens College's Tizmoret, Tufts University's Shir Appeal, University of Chicago's Rhythm and Jews, Binghamton University's Kaskeset, Ohio State University's Meshuganotes, Rutgers University's Kol Halayla, New York University's Ani V'Ata, University of California, Los Angeles's Jewkbox, and Yale University's Magevet are also gaining popularity across the U.S.
Increased interest in modern a cappella (particularly collegiate a cappella) can be seen in the growth of awards such as the Contemporary A Cappella Recording Awards (overseen by the Contemporary A Cappella Society) and competitions such as the International Championship of Collegiate A Cappella for college groups and the Harmony Sweepstakes for all groups. In December 2009, a new television competition series called The Sing-Off aired on NBC. The show featured eight a cappella groups from the United States and Puerto Rico vying for the prize of $100,000 and a recording contract with Epic Records/Sony Music. The show was judged by Ben Folds, Shawn Stockman, and Nicole Scherzinger and was won by an all-male group from Puerto Rico called Nota. The show returned for a second, third, fourth, and fifth season, won by Committed, Pentatonix, Home Free, and The Melodores from Vanderbilt University respectively.
Each year, hundreds of Collegiate a cappella groups submit their strongest songs in a competition to be on The Best of College A Cappella (BOCA), an album compilation of tracks from the best college a cappella groups around the world. The album is produced by Varsity Vocals – which also produces the International Championship of Collegiate A Cappella – and Deke Sharon. ). According to ethnomusicologist Joshua S. Dunchan, "BOCA carries considerable cache and respect within the field despite the appearance of other compilations in part, perhaps, because of its longevity and the prestige of the individuals behind it."
Collegiate a cappella groups may also submit their tracks to Voices Only, a two-disc series released at the beginning of each school year. A Voices Only album has been released every year since 2005.
In addition, from 2014 to 2019, female-identifying a cappella groups had the opportunity to send their strongest song tracks to the Women's A Cappella Association (WACA) for its annual best of women's a cappella album. WACA offered another medium for women's voices to receive recognition and released an album every year from 2014 to 2019, featuring female-identifying groups from across the United States. The Women's A Cappella Association hosted seven annual festivals in California before ending operations in 2019.
South Asian collegiate
South Asian a cappella features a mash-up of western and Indian/middle-eastern songs, which places it in the category of South Asian fusion music. A cappella is gaining popularity among South Asians with the emergence of primarily Hindi-English college groups. The first South Asian a cappella group was Penn Masala, founded in 1996 at the University of Pennsylvania. Co-ed South Asian a cappella groups are also gaining in popularity. The first co-ed South Asian a cappella was Anokha, from the University of Maryland, formed in 2001. Also, Dil se, another co-ed a cappella from UC Berkeley, hosts the "Anahat" competition at the University of California, Berkeley annually. Maize Mirchi, the co-ed a cappella group from the University of Michigan hosts "Sa Re Ga Ma Pella", an annual South Asian a cappella invitational with various groups from the Midwest. More South Asian a cappella groups from the Midwest are Chai Town from the University of Illinois Urbana-Champaign and Dhamakapella from Case Western Reserve University.
Much like the ICCA competitions, the South Asian A Cappella competitive circuit is governed by the Association of South-Asian A Cappella, a nonprofit formed in 2016. The competitive circuit consists of qualifier, or bid competitions, as well as the national championship, All-American Awaaz. Swaram A Cappella from Texas A&M and Dhamakapella from Case Western Reserve University jointly hold the record for most All-American Awaaz Championships, with two apiece.
Emulating instruments
In addition to singing words, some a cappella singers also emulate instrumentation by reproducing instrumental sounds with their vocal cords and mouth, often pitched using specialised pitch pipes. One of the earliest 20th century practitioners of this method were The Mills Brothers whose early recordings of the 1930s clearly stated on the label that all instrumentation was done vocally. More recently, "Twilight Zone" by 2 Unlimited was sung a cappella to the instrumentation on the comedy television series Tompkins Square. Another famous example of emulating instrumentation instead of singing the words is the theme song for The New Addams Family series on Fox Family Channel (now Freeform). Groups such as Vocal Sampling and Undivided emulate Latin rhythms a cappella. In the 1960s, the Swingle Singers used their voices to emulate musical instruments to Baroque and Classical music. Vocal artist Bobby McFerrin is famous for his instrumental emulation. A cappella group Naturally Seven recreates entire songs using vocal tones for every instrument.
The Swingle Singers used ad libs to sound like instruments, but have been known to produce non-verbal versions of musical instruments. Beatboxing, more accurately known as vocal percussion, is a technique used in a cappella music popularized by the hip-hop community, where rap is often performed a cappella. The advent of vocal percussion added new dimensions to the a cappella genre and has become very prevalent in modern arrangements.
Beatboxing is performed often by shaping the mouth, making pops and clicks as pseudo-drum sounds. A popular phrase that beat boxers use to begin their training is the phrase "boots and cats". As the beat boxer progresses in their training, they remove the vowels and continue on from there, emulating a "bts n cts n" sound, a solid base for beginner beat boxers. The phrase has become popular enough to where Siri recites "Boots and Cats" when you ask it to beatbox.
Jazz vocalist Petra Haden used a four-track recorder to produce an a cappella version of The Who Sell Out including the instruments and fake advertisements on her album Petra Haden Sings: The Who Sell Out in 2005. Haden has also released a cappella versions of Journey's "Don't Stop Believin'", The Beach Boys' "God Only Knows" and Michael Jackson's "Thriller".
See also
Lists of a cappella groups
List of professional a cappella groups
List of collegiate a cappella groups in the United States
List of university a cappella groups in the United Kingdom
Notes
Footnotes
References
External links
A Cappella Music Awards
Singing
Vocal music
Musical terminology
Medieval music genres
16th-century music genres
20th-century music genres
21st-century music genres
Italian words and phrases |
2417 | https://en.wikipedia.org/wiki/Alicante | Alicante | Alicante () is a city and municipality in the Valencian Community, Spain. It is the capital of the province of Alicante and a historic Mediterranean port. The population of the city was 337,482 , the second-largest in the Valencian Community.
Toponymy
The name of the city echoes the Arabic name Laqant () or al-Laqant (), which in turn reflects the Latin Lucentum and Greek root Leuké (or Leuka), meaning "white".
History
The area around Alicante has been inhabited for over 7000 years. The first tribes of hunter-gatherers moved down gradually from Central Europe between 5000 and 3000 BC. Some of the earliest settlements were made on the slopes of Mount Benacantil. By 1000 BC Greek and Phoenician traders had begun to visit the eastern coast of Spain, establishing small trading ports and introducing the native Iberian tribes to the alphabet, iron, and the pottery wheel. The Carthaginian general Hamilcar Barca established the fortified settlement of Akra Leuké (Greek: , meaning "White Mountain" or "White Point"), in the mid-230s BC, which is generally presumed to have been on the site of modern Alicante.
Although the Carthaginians conquered much of the land around Alicante, the Romans would eventually rule Hispania Tarraconensis for over 700 years. By the 5th century AD, Rome was in decline and the Roman predecessor town of Alicante, known as Lucentum (Latin), was more or less under the control of the Visigothic warlord Theudimer and thereafter under Visigothic rule from 400 to 700 A.D. The Goths did not put up much resistance to the Arab conquest of Medina Laqant at the beginning of the 8th century. The Moors ruled southern and eastern Spain until the 13th century Reconquista (Reconquest). Alicante was conquered again in 1247 by the Castilian king Alfonso X, but later passed to the Kingdom of Valencia in 1296 with King James II of Aragon. It gained the status of Royal Village (Vila Reial) with representation in the medieval Valencian Parliament (Corts Valencianes).
After several decades of being the battlefield where the Crown of Castile and the Crown of Aragon clashed, Alicante became a major Mediterranean trading station exporting rice, wine, olive oil, oranges, and wool. But between 1609 and 1614 King Felipe III expelled thousands of Moriscos who had remained in Valencia after the Reconquista, due to their cooperation with Barbary pirates who continually attacked coastal cities and caused much harm to trade. This act cost the region dearly; with so many skilled artisans and agricultural labourers gone, the feudal nobility found itself sliding into bankruptcy.
Conditions worsened in the early 18th century; after the War of Spanish Succession, Alicante went into a long, slow decline, surviving through the 18th and 19th centuries by making shoes and growing agricultural produce such as oranges and almonds, and thanks to its fisheries. The end of the 19th century witnessed a sharp recovery of the local economy with increasing international trade and the growth of the city harbour leading to increased exports of several products (particularly during World War I when Spain was a neutral country).
During the early 20th century, Alicante was a minor capital that took profit from the benefit of Spain's neutrality during World War I, and that provided new opportunities for local industry and agriculture. The Rif War in the 1920s saw numerous alicantinos drafted to fight in the long and bloody campaigns in the former Spanish protectorate (northern Morocco) against the Rif rebels. The political unrest of the late 1920s led to the victory of Republican candidates in local council elections throughout the country, and the abdication of King Alfonso XIII. The proclamation of the Second Spanish Republic was much celebrated in the city on 14 April 1931. The Spanish Civil War broke out on 17 July 1936. Alicante was the last city loyal to the Republican government to be occupied by General Franco's troops on 1 April 1939, and its harbour saw the last Republican government officials fleeing the country. Vicious air bombings were targeted on Alicante during the three years of civil conflict, most notably the bombing by the Italian Aviazione Legionaria of the Mercado on 25 May 1938 in which more than 300 civilians perished.
The port of Alicante was the site of the heroic episode of the British ship SS Stanbrook in 1939 at the end of the Spanish Civil War. His captain Archibald Dickson decided to rescue thousands of Spanish Republicans families during the night of 28th March 1939 under the bombing of the Nazis.
From 1954 onwards many pied-noirs settled in the city (as many as 30,000, although other sources decrease the amount tenfold). Alicante had fostered strong links with Oran in the past, and a notable share of the population of the latter city during the French colonial period had ancestry in the province of Alicante. The immigration process accelerated after the independence of Algeria in 1962.
The late 1950s and early 1960s saw the onset of a lasting transformation of the city by the tourist industry. Large buildings and complexes rose in nearby Albufereta, e.g. El Barco, and Playa de San Juan de Alicante, with the benign climate being the biggest draw to attract prospective buyers and tourists who kept the hotels reasonably busy. New construction benefited the whole economy, as the development of the tourism sector also spawned new businesses such as restaurants, bars, and other tourist-oriented enterprises. Also, the old airfield at Rabasa was closed and air traffic moved to the new El Altet Airport, which made a more convenient and modern facility for charter flights bringing tourists from northern European countries.
When Franco died in 1975, his successor Juan Carlos I played his part as the living symbol of the transition of Spain to a democratic constitutional monarchy. The governments of regional communities were given constitutional status as nationalities, and their governments were given more autonomy, including that of the Valencian region, the Generalitat Valenciana.
The Port of Alicante has been reinventing itself since the industrial decline the city suffered in the 1980s (with most mercantile traffic lost to Valencia's harbour). In recent years, the Port Authority has established it as one of the most important ports in Spain for cruises, with 72 calls to port made by cruise ships in 2007 bringing some 80,000 passengers and 30,000 crew to the city each year. The moves to develop the port for more tourism have been welcomed by the city and its residents, but the latest plans to develop an industrial estate in the port have caused great controversy.
Geography
Alicante is located in the southeast of the Iberian Peninsula, on the shores of the Mediterranean Sea. Some orographic features rise over the largely flat terrain where the city is built on including the Cabo de la Huerta, the Serra Grossa, the Tosal and the Benacantil hills.
Located in an arid territory, Alicante lacks any meaningful permanent water stream. There are however several stream beds correspondent to intermittent ramblas. There was a swamp area in the northeast of the municipality, l'Albufereta, yet it was dried up in 1928.
The municipality has two exclaves in the mainland: Monnegre (between the municipalities of San Vicente del Raspeig, Mutxamel, Busot and Jijona), and Cabeçó d'Or; the latter comprises part of the namesake Cabeçó d'Or mountain (including the summit, 1209 metres above sea level). The small island of Tabarca, 8 nautical miles to the south of the city, also belongs to the municipality.
The foot of the main staircase of the City Hall Building (Ayuntamiento) is the zero point (cota cero), used as the point of reference for measuring the height above or below sea level of any point in Spain, due to the marginal tidal variations of the Mediterranean sea at Alicante.
Economy
Until the global recession which started in 2008, Alicante was one of the fastest-growing cities in Spain. The boom depended partly on tourism directed to the beaches of the Costa Blanca and particularly on the second residence-construction boom which started in the 1960s and revived again by the late 1990s. Services and public administration also play a major role in the city's economy. The construction boom has raised many environmental concerns and both the local autonomous government and city council are under scrutiny by the European Union. The construction surge was the subject of hot debates among politicians and citizens alike. The latest of many public battles concerns the plans of the Port Authority of Alicante to construct an industrial estate on reclaimed land in front of the city's coastal strip, in breach of local, national, and European regulations. (See Port of Alicante for details).
The city serves as the headquarters of the European Union Intellectual Property Office and a sizeable population of European public workers live there.
The campus of the University of Alicante lies in San Vicente del Raspeig, bordering the city of Alicante to the north. More than 25,000 students attend the university.
Between 2005 and 2012 Ciudad de la Luz (Ciutat de la Llum), one of the largest film studios in Europe, had its base in Alicante. The studio shot Spanish and international movies such as Asterix at the Olympic Games by Frédéric Forestier and Thomas Langmann, and Manolete by Menno Meyjes. It was shut down in 2012 for violating European competition law.
Government and administration
Luis Barcala of the People's Party has been the mayor of Alicante since 19 April 2018. He became mayor after the resignation of Gabriel Echávarri, when the councillor Nerea Belmonte defected from Guanyar Alacant and refused to support the Socialist Party replacement candidate Eva Montesinos.
Gabriel Echávarri of the Socialist Party (PSOE) was the mayor of the city from 13 June 2015 until April 2018, following the municipal elections on 24 May 2015. He was supported by the votes from his group (6), plus those from leftist parties Guanyar Alacant (6) and Compromís (3), as well as from the centre-right party Ciudadanos (6). The People's Party (Partido Popular, PP), with only 8 elected seats, lost the majority. On April he resigned due to various judicial issues and was temporarily substituted by the councillor Eva Montesinos.
In the previous municipal elections of May 2011, Sonia Castedo of People's Party won the elections with an absolute majority, but resigned in December 2014 due to her involvement in several corruption scandals, at present being under investigation. Her fellow party member Miguel Valor went on to become mayor up until Echávarri's election.
Climate
Alicante has mild winter temperatures, hot summers, and little rain, concentrated in equinoctial periods. Like the rest of the Province of Alicante itself, which has a range of dry climate types, the city has a hot semi-arid climate (BSh) according to the Köppen climate classification. Daily variations in temperature are generally small because of the stabilising influence of the sea, although occasional periods of westerly wind can produce temperature changes of or more. Seasonal temperature variations are also relatively small, meaning that winters are mild and summers are hot.
The average rainfall is per year. The cold drop means that September and October are the wettest months. Rarely, the rainfall can be torrential, reaching over in a 24-hour period, leading to severe flooding. Because of this irregularity, only 35 rainy days are observed on average per year, and the annual number of sunshine hours is 2,851.
The record maximum temperature of was observed on 13 August 2022. The record minimum temperature of was recorded on 12 February 1956. The worst flooding in the city's modern history occurred on 30 September 1997 when of rain fell within six hours. Temperatures below are very rare; the last recorded snowfall occurred in 1926. Alicante enjoys one of the sunniest and warmest winter daytime temperatures in mainland Europe.
Demographics
The official population of Alicante in 2022 was 338,577 inhabitants and 768,194 in the metropolitan area "Alicante-Elche". As of 2022, about 17.7% of the population is foreign, 62195 people, most of them immigrants who have arrived in the previous 20 years. Besides which, there is an estimation of additional thousands coming from countries outside the EU (mostly from the African continent) that are under illegal alien status and therefore are not accounted for in official population figures. The real percentage of foreign residents is higher, since the Alicante metropolitan area is home to many Northern European retirees who are officially still residents of their own countries. A sizable number of semi-permanent residents are Spanish nationals who officially still live in other areas of Spain.
Transportation
Alicante Airport outranks the Valencia Airport, being the busiest airport in the Valencian Community, and among the busiest airports in Spain after Madrid, Barcelona, Palma de Mallorca and Málaga. It is connected with Madrid and Barcelona by frequent Iberia and Vueling flights, and with many Western European cities through carriers such as Ryanair, Easyjet and Jet2.com. There are also regular flights to Algeria.
Alicante railway station is used by Cercanías Murcia/Alicante commuter rail services linking Alicante with suburbs and Murcia. Long-range Renfe trains run frequently to Madrid, Barcelona, and Valencia. In 2013, the Madrid–Levante high-speed rail network was extended to Alicante station, allowing AVE high-speed rail services to link to Madrid via Villena AV, Albacete-Los Llanos and Cuenca-Fernando Zóbel.
Alicante Tram connects the city with outlying settlements along Costa Blanca. , electric tram-trains run up to Benidorm, and diesel trains go further to Dénia.
The city has regular ferry services to the Balearic Islands and Algeria. The city is strongly fortified, with a spacious harbour.
Main sights
Amongst the most notable features of the city are the Castle of Santa Bárbara and the port of Alicante. The latter was the subject of bitter controversy in 2006–2007 as residents battled, successfully, to keep it from being changed into an industrial estate.
The Santa Bárbara castle is situated on Mount Benacantil, overlooking the city. The tower (La Torreta) at the top, is the oldest part of the castle, while part of the lowest zone and the walls were constructed later in the 18th century.
The promenade Explanada de España, lined by palm trees, is paved with 6.5 million marble floor tiles creating a wavy form. The Promenade extends from the Port of Alicante to the Gran Vía and ends at the famous statue of Mark Hersch. For the people of Alicante, the promenade is the meeting place for the traditional Spanish paseo, or stroll along the waterfront in the evenings, and a venue for outdoor musical concerts. At the end of the promenade is a monument by the artist Bañuls of the 19th century.
Barrio de la Santa Cruz is a colourful quarter of the old city, situated southwest of Santa Bárbara castle. Its small houses climb up the hill leading to the walls and the castle, through narrow streets decorated with flags and tubs of flowers.
L'Ereta Park is situated on the foothills of Mount Benacantil. It runs from the Santa Bárbara castle down to the old part of Alicante and consists of several levels, routes, decks, and rest stops which offer a panoramic view overlooking the city.
El Palmeral Park is one of the favourite parks of Alicante's citizens. It includes walking trails, children's playgrounds, ponds and brooks, picnic tables, and an auditorium for concerts.
Just a few kilometers from Alicante on the Mediterranean Sea lies Tabarca island. What was once a haven for Barbary pirates is now a tourist attraction.
Other sights include:
Basilica of Santa María (14th–16th centuries), built-in Gothic style over the former main mosque. Other features include the high altar, in Rococo style, and the portal, in Baroque style, both from the 18th century.
Co-cathedral of St. Nicholas of Bari (15th–18th centuries), also built over a mosque. It is the main church of Alicante and the bishop's seat.
Monastery of Santa Faz (15th century), located outside the city, in Baroque style.
Defence towers of the Huerta de Alicante (15th–18th centuries), built to defend against the Barbary pirates. Today some 20 towers are still extant.
Baroque Casa de La Asegurada (1685), the most ancient civil building in the city. (c. XVII). Today it is home to the Museum of Contemporary Art of Alicante.
Casa consistorial de Alicante (18th century), also in Baroque style.
Convent of the Canónigas de San Agustín (18th century).
Gravina Palace (1748–1808), nowadays hosting Gravina Museum of Fine Arts.
Castle of San Fernando.
There are a dozen museums in Alicante. On exhibition at the Archaeological Museum of Alicante (MARQ) are local artifacts dating from 100,000 years ago until the early 20th century. The collection is divided into different rooms representing three divisions of archaeological methodology: ground, urban and underwater archaeology, with dioramas, audiovisual and interactive zones. The archaeological museum won the European Museum of the Year Award in 2004. Gravina Museum of Fine Arts presents several paintings and sculptures from the 16th century to the 19th century. Asegurada Museum of Contemporary Art houses a major collection of twentieth-century art, composed mainly of works donated by Eusebio Sempere.
Festivals
The most important festival, the Bonfires of Saint John (Hogueras de San Juan / Fogueres de Sant Joan), takes place during the summer solstice. This is followed a week later by five nights of firework and pyrotechnic contests between companies on the urban beach Playa del Postiguet. Another well-known festival is Moors and Christians (Moros y Cristianos) in Altozano or San Blas district. Overall, the city boasts a year-round nightlife for the enjoyment of tourists, residents, and a large student population of the University of Alicante. The nightlife social scene tends to shift to nearby Playa de San Juan during the summer months.
Every summer in Alicante, a two-month-long programme of music, theatre and dance is staged in the Paseo del Puerto.
Sport
For the 2023/24 season Alicante has two football clubs in the top 4 levels of Spanish football; Hércules CF and CF Intercity. For the 2023/24 season Hércules compete in Segunda Federación, the 4th level and are well known as they played in La Liga (the Spanish Premier Division) during the 1996/1997 season and again in 2010/2011. They have had many famous players such as David Trezeguet, Royston Drenthe and Nelson Valdez. Hércules are also known for their victory over Barcelona in 1997 which led to Real Madrid winning the league. Home games are played at the 30,000-capacity José Rico Pérez Stadium.
The city's other club, Alicante CF, who played in the Third Division, was dissolved in 2014 due to economic problems. They were replaced in 2017 by newly formed club CF Intercity, who compete in Primera Federación, the 3rd level of Spanish football, in the 23/24 season and play at Estadio Antonio Solana.
Basketball club (HLA Alicante) Lucentum Alicante participates in the Spanish basketball league. It plays in the Centro de Tecnificación de Alicante.
Alicante serves as headquarters and the starting point of the Volvo Ocean Race, a yacht race around the world. The latest race sailed in January 2023.
Twin towns – sister cities
Alicante is twinned with:
Alexandria, Egypt
Brighton and Hove, England, UK
Carloforte, Italy
Herzliya, Israel
León, Nicaragua
Matanzas, Cuba
Nice, France
Oran, Algeria
Toyooka, Japan (1996)
Wenzhou, China
See also
List of Alicante citizens
Castrum Album
St Nicholas Day
Notes
References
Bibliography
External links
Official website of Alicante
Official website of the Diputación Provincial de Alicante
Postal codes in Alicante
Populated places in the Province of Alicante
Mediterranean port cities and towns in Spain
Municipalities in the Province of Alicante
Seaside resorts in Spain
Tourism in Spain
Greek colonies in Iberia
Ancient Greek archaeological sites in Spain
Populated coastal places in Spain
Populated places established in the 4th century BC
Roman sites in Spain
324 BC
320s BC establishments |