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1.1669219.pdf | Spin dynamics in ultrathin film structures with a network of misfit dislocations
G. Woltersdorf, B. Heinrich, J. Woltersdorf, and R. Scholz
Citation: Journal of Applied Physics 95, 7007 (2004); doi: 10.1063/1.1669219
View online: http://dx.doi.org/10.1063/1.1669219
View Table of Contents: http://scitation.aip.org/content/aip/journal/jap/95/11?ver=pdfcov
Published by the AIP Publishing
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152.11.242.100 On: Wed, 24 Dec 2014 00:49:45Spin dynamics in ultrathin film structures with a network
of misfit dislocations
G. Woltersdorfa)and B. Heinrich
Simon Fraser University, 8888 University Drive, Burnaby, British Columbia V5A 1S6, Canada
J. Woltersdorf and R. Scholz
Max Planck Institute of Microstructure Physics, Weinberg 2, D-06120 Halle, Germany
~Presented on 8 January 2004 !
Using ferromagnetic resonance ~FMR !and transmission electron microscopy we studied the
structural and magnetic properties of lattice mismatched magnetic ultrathin multilayers of thesystem Au/ Fe/Au/Pd/Fe~001!prepared on GaAs ~001!. We observed a correlation between the
periodic lattice irregularities due to the misfit accommodation processes and the resulting magneticproperties of the multilayer system: In samples with a network of misfit dislocations the FMRmeasurements have shown that a significant part of the damping is extrinsic and caused by twomagnon scattering.The angular dependence of the FMR linewidth reflects the in-plane symmetry ofthe dislocation arrangement. © 2004 American Institute of Physics. @DOI: 10.1063/1.1669219 #
I. SAMPLES AND MICROSTRUCTURE ANALYSIS
The metallic multilayer films studied in this article
consist of Fe, Pd, and Au layers and are grown bymolecular beam epitaxy on GaAs ~001!, see details in
Ref. 1. The following Fe ultrathin films ~shown in bold !
in multilayer samples were studied:20Au/40Fe/40Au/nPd/16Fe/GaAs(001) and
20Au/40Fe/40Au/nPd/
@Fe/Pd #5/16Fe/GaAs(001), the inte-
gers and nare in monolayers ~MLs!.@Fe/Pd #5is aL10su-
perlattice with five repetitions. The Fe ~001!mesh is closely
matched to Au ~001!(20.5% mismatch !by rotating 45° in
the plane ( @100#Fei@110#Au). However Pd has a large lattice
mismatch of 4.4% with respect to Fe and 4.9% with respecttoAu, and therefore samples with a sufficient thickness of Pdare affected by the relaxation of lattice strain. The formationof misfit dislocations in those samples was evident during thegrowth by reflection high energy electron diffraction fanoutstreak patterns on the Au ~001!cap and spacer layers.
2
Aself-assembled network of misfit dislocation half loops
was observed using transmission electron microscopy byplan view orientation of the layer system 90Au/9Pd/ 16Fe/
GaAs ~001!@cf. Fig. 1 ~a!#. The observed orientation and den-
sity of the dislocation arrangement resembles well the misfitdislocation networks observed by Woltersdorf
3and Wolters-
dorf and Pippel4in epitaxially grownAu/Pd bicrystals of the
corresponding thicknesses: During the growth of the first Pdmonolayers on Au ~001!substrates complete misfit disloca-
tions are generated and form a rectangular network located inthe Pd/Au interface. After reaching a critical thickness of 4ML the process of gliding of substrate dislocations can nolonger produce a sufficiently high density of dislocations tocompensate the misfit; thus an additional generation of dis-location half loops
5started at the top Pd layer and extended
to the interface.The corresponding interference of moire ´pat-terns and dislocation contrast phenomena treated in Ref. 4
are also recognizable in Fig. 1 ~a!. The generation mecha-
nisms of interface dislocations and their efficiency for misfitcompensation is outlined in Ref. 6.
a!Author to whom correspondence should be addressed; electronic mail:
gwolters@sfu.ca
FIG. 1.aPlan viewTEM image of the 90Au/9Pd/ 16Fe/GaAs ~001!sample
exposing the misfit dislocation network. The upper part shows the corre-sponding diffraction pattern. The fourfold symmetry of defects is evident inthe presence of reciprocal sheets. The mean separation between dislocation
lines was ;15 nm corresponding to a Fourier component of ;1
310
6cm21. The arrow is along the @110#Aucorresponding to @100#Fe.b
Half width half maximum linewidth for the top 40Felayer in the
20Au/40Fe/40Au/4Pd/ @1Fe/1Pd #5/16Fe/GaAs(001) structure at 73 ~!!and
24~d!GHz as function of the in-plane angle wMof the magnetization M
with respect to @100#Fe. The Gilbert damping contribution is indicated by
the dotted lines. The discontinuities for the 24 GHz measurements arecaused by spin pumping around accidental crossovers of the resonance fields~see Ref. 7 !.JOURNAL OF APPLIED PHYSICS VOLUME 95, NUMBER 11 1 JUNE 2004
7007 0021-8979/2004/95(11)/7007/3/$22.00 © 2004 American Institute of Physics
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152.11.242.100 On: Wed, 24 Dec 2014 00:49:45II. SPIN DYNAMICS IN LATTICE STRAINED
STRUCTURES
Magnetic relaxation was investigated using ferromag-
netic resonance ~FMR !. The FMR experiments were carried
out with 14, 18, 24, 36, and 73 GHz systems. In this article itwill be shown that the effective magnetic damping isstrongly enhanced in samples with a self-assembled networkof misfit dislocations, and that the enhancement in the FMRlinewidth, DH, can be described by two magnon scattering.
Finally we will show that the measured dependence of twomagnon scattering on the microwave frequency and theangle
wMof the magnetization with respect to the crystalline
axis allow one to identify the two dimensional Fourier com-ponents of magnetic defects. The magnetic anisotropies ofthe top 40Fe~001!layer, in 20Au/ 40Fe/40Au/9Pd/16Fe/
GaAs ~001!, and 20Au/ 40Fe/40Au/4Pd/
@Fe/Pd #5/
16Fe/GaAs(001) structures are similar to those in nearly lat-tice matched and dislocation free 20Au/ 40Fe/40Au/16Fe/
GaAs ~001!structures.
1The main quantitative difference be-
tween the samples with a thick Pd layer, NPd>9 ML, and
those with NPd,5 ML was in magnetic damping, where NPd
represents the total number of atomic Pd layers in the struc-
ture. The top layer ~40Fe!in magnetic double layers with
NPd,5 has shown simple Gilbert damping aenhanced only
by spin pumping.1,7awas determined from the linear fre-
quency dependence of DH. The FMR linewidth in 20Au/
40Fe/40Au/9Pd/16Fe/GaAs ~001!and 20Au/ 40Fe/40Au/
4Pd/@Fe/Pd #5/Fe/GaAs(001) samples with NPd>9, was very
different. In these samples the FMR linewidth, DH, was
strongly dependent on the angle wM@see Figs. 1 ~b!and
2~a!#.DHshows a distinct fourfold symmetry. The minima
inDHare along the magnetic hard axis ^110&Fe, and the
maxima in DHare along the easy axes ^100&Feat all micro-
wave frequencies. The frequency dependence of the FMRlinewidth DHalong the
^100&Feand^110&Feaxes is shown in
Fig. 2 ~b!. For the magnetization along the in-plane ^110&Fe
directions, the FMR linewidths at 36 and 73 GHz were found
to be very close to those caused by the Gilbert damping in20Au/40Fe/40Au/16Fe/GaAs ~001!. The results are different
for the FMR measurements with the saturation magnetizationalong the
^100&Fedirections. First, the FMR linewidths are
larger than those along the ^110&Fedirections. Second, the
microwave frequency dependence is not described by asimple linear dependence as expected for Gilbert damping.In fact the nonlinear frequency dependence @see Fig. 2 ~b!#
resembles recent calculations by Arias and Mills’s
8of two
magnon scattering in ultrathin films.Asimilar frequency de-pendence of DHwas found recently by Twisselmann and
McMichael
9for Permalloy films grown on NiO and Linder
et al.10on Fe4V4superlattices.
Obviously, the anisotropic contribution to the FMR line-
width is not intrinsic.Asimilar FMR line broadening behav-ior was observed in the following Fe films ~in bold !in strain
relieved crystalline structures: 20Au/ 40Fe/40Pd/16Fe/
GaAs ~001!, 20Au/20Fe/40Pd/16Fe/GaAs ~001!, 200Pd/30Fe/
GaAs ~001!, and 90Au/9Pd/ 16Fe/GaAs ~001!. This indicates
that the extrinsic damping does not depend on the Fe layerthickness and its location inside the structure, and thereforeoriginates in the interior of the Fe film. This implies that thedislocation glide along
$111%Auplanes propagates across the
whole multilayer.
III. TWO MAGNON SCATTERING
In FMR the uniform mode ( q;0) can be scattered by
magnetic inhomogeneities into nonuniform modes ( qÞ0
magnons !. Two magnon scattering has been used to describe
extrinsic damping in ferrites11,12and metallic films.13The
two magnon scattering matrix is proportional to componentsof the Fourier transform A(q)5
*drDU(r)e2iqrof magnetic
inhomogeneities, where U(r) stands symbolically for a local
magnetic energy. The magnon momentum is not conservedin two magnon scattering due to the loss of translationalinvariance, but the energy is. In ultrathin films the qvectors
are confined to the film plane and the magnon dispersionrelation can be found in Ref. 8. The degenerate modes aregiven by crossovers of the magnon manifold with the energyof the homogeneous mode. The direction of magnons is usu-ally determined by the angle
cbetween the magnon vector q
and the saturation magnetization. The value of cdetermines
the magnitude q0of the degenerate magnon. The value of q0
decreases with an increasing angle c. No degenerate modes
are available for angles clarger than cmax5arcsin @H/(H
14pMeff)#1
2, where His the applied field at FMR, and
4pMeffis the effective demagnetizing field perpendicular to
FIG. 2. aTypical FMR spectra measured at 24 GHz on a
20Au/40Fe/40Au/4Pd/ @1Fe/1Pd #5/16Fe/GaAs(001) sample. The left spec-
tra were taken with the magnetization Min the plane: Mi@110#Fe~solid line !
andMi@100#Fe~dotted line !. The right spectrum ~dashed line !corresponds
to the perpendicular configuration ( Mi@001#Fe). Note that the FMR line-
widths in the in-plane configuration are anisotropic, and the narrowest line ismeasured in the perpendicular configuration. bFrequency dependence of
the FMR linewidth, DH, for the top 40Felayer in the
20Au/40Fe/40Au/4Pd/
@1Fe/1Pd #5/16Fe/GaAs(001) structure along the
^100&Fe~!!and^110&Fe~j!axes, respectively. The purpose of the solid
spline fit is to guide the reader’s eye. The dashed line shows the frequencydependence of the intrinsic FMR linewidth ~Gilbert damping !of the
40Fe~001!layer. The Gilbert damping in a double layer with well separated
resonance fields includes the contribution by spin pumping ~Ref. 7 !.7008 J. Appl. Phys., Vol. 95, No. 11, Part 2, 1 June 2004 Woltersdorf
et al.
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152.11.242.100 On: Wed, 24 Dec 2014 00:49:45the film surface. When the magnetic moment is inclined with
respect to the film surface at angles larger than p/4 no de-
generate modes are available8and two magnon scattering
disappears. In fact, we used this condition to test the appli-cability of two magnon scattering for the interpretation ofextrinsic damping. We would like to emphasize that allsamples in this article satisfied this condition @see Fig. 2 ~a!#.
This identifies the extrinsic damping as two magnon scatter-ing.
The two magnon scattering process is confined to degen-
erate magnons which are restricted to lobes, q
0(c), around
the direction of the magnetic moment. The lobes resemble inshape the infinity symbol ~‘!with its center at the origin of
the reciprocal space. The effectiveness of two magnon scat-tering as a function of the angle of the magnetization withrespect to the crystallographic axis can be tested by evaluat-ing a simplified expression for the relaxation parameter R.R
is the imaginary part of the denominator of the in-plane rfsusceptibility.
8Using the above concept of Fourier compo-
nents of inhomogeneities one can write
R~wM!;EI~q!d~v2vq!dq3
52E
2cmaxcmaxI~q0,c,wM!
]v
]q~q0,c!q0dc, ~1!
whereI(q);A(q)A*(q). The expression q0/]v/]qde-
scribes a weighting parameter along the two magnon scatter-ing lobe. For a given microwave frequency this factor isnearly independent of
c, and therefore the whole lobe con-
tributes to Rwith an equal weight. It is also interesting to
note that the magnon group velocity ]v/]q(q0,c) in Eq. ~1!
is proportional to the strength of dipolar and exchange fieldsand represents the dipole exchange narrowing of the twomagnon scattering mechanism.
The maximum magnon momentum q
0in two magnon
scattering is small, just of ;33105cm21at 73 GHz and
only ;53104cm21at 14 GHz. Two magnon scattering
probes mostly the area around the origin of the reciprocalspace.
IV. DISCUSSION
The angular and microwave frequency dependence of
the FMR linewidth allows one to identify the main featuresofI(q,
wM). The scattering matrix originates from inhomo-
geneous magnetic energy. This leads automatically to an ex-plicit dependence of I(q,
wM) on the angle wMof the mag-
netization with respect to the defect axes ~in our case
^100&Fe). The dislocations are the source of the magnetic
defects, but the magnetic inhomogeneities can manifestthemselves on a different length scale due to the exchangeinteraction and magnetoelastic effects. The angular depen-dence ofI(q,
wM) has to satisfy the symmetry of the defects.
In our case it is determined by the fourfold symmetry of thedefect lines (
$111%Auglide planes !. Each of the mutually
perpendicular sets of linear defects generates a spatially fluc-tuating uniaxial anisotropy field. This field changes its sign
when the magnetization is half way ( wMi^110&Fe) between
parallel and perpendicular orientations with respect to thedefects. A similar argument was recently used by Lindneret al.
10to explain the absence of two magnon scattering
along the ^110&directions on Fe/V superlattices. Therefore
the following ansatz: I(q,wM)5Q(q)cos2(2wM) is appro-
priate to interpret the FMR linewidth. Q(q) is the Fourier
transform of the magnetic defect distribution satisfying thefourfold symmetry of the misfit dislocation network.The fre-quency dependent deviations of the linewidth from sinu-soidal cos
2(2wM) behavior can be accounted for by the func-
tional form of Q(uqu,w), where the angle w5wM1cis
measured with respect to the crystallographic axis.
Angular dependent extrinsic damping created by a rect-
angular network of defects appears to be a common phenom-enon. It was observed in our previous studies using the meta-stable bcc Ni/Fe ~001!bilayers grown on Ag ~001!
substrates,
14and Fe ~001!films grown on bcc Cu ~001!.15In
the Ni/Fe bilayers bcc Ni went through a major structuralchange going towards the stable fcc phase of Ni ~001!, result-
ing in a network of rectangular lattice defects. The angulardependence of the FMR linewidth indicated that the defectlines were oriented along the ^100&axes of Fe ~001!. The bcc
Cu~001!layer went through a lattice transformation after the
thickness of the Cu layer was larger than 10 ML. Again astrong anisotropy in DHwas observed for the Fe ~001!films
grown on the lattice transformed Cu ~001!substrates. The
angular dependence indicated that the defect lines in Fe ~001!
were along the ^100&crystallographic directions. We ob-
served this type of two magnon scattering also in half metal-lic NiMnSb ~001!films
16which were affected by two sets of
rectangular lattice defects along the ^100&and^110&direc-
tions. Consequently, the two magnon scattering was aniso-tropic, but did not disappear in any direction.
1R. Urban, G. Woltersdorf, and B. Heinrich, Phys. Rev. Lett. 87, 217204
~2001!.
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~2003!.
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1966!.
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152.11.242.100 On: Wed, 24 Dec 2014 00:49:45 |
1.4953229.pdf | Spin Seebeck effect in a weak ferromagnet
Juan David Arboleda, , Oscar Arnache Olmos , Myriam Haydee Aguirre , Rafael Ramos , Alberto Anadon , and
Manuel Ricardo Ibarra
Citation: Appl. Phys. Lett. 108, 232401 (2016); doi: 10.1063/1.4953229
View online: http://dx.doi.org/10.1063/1.4953229
View Table of Contents: http://aip.scitation.org/toc/apl/108/23
Published by the American Institute of Physics
Spin Seebeck effect in a weak ferromagnet
Juan David Arboleda,1,a)Oscar Arnache Olmos,1Myriam Haydee Aguirre,2,3,4
Rafael Ramos,5,6Alberto Anadon,2,3and Manuel Ricardo Ibarra2,3,4
1Instituto de F /C19ısica, Universidad de Antioquia, A.A. 1226, Medell /C19ın, Colombia
2Instituto de Nanociencia de Arag /C19on, Universidad de Zaragoza, E-50018 Zaragoza, Spain
3Departamento de F /C19ısica de la Materia Condensada, Universidad de Zaragoza, E-50009 Zaragoza, Spain
4Laboratorio de Microscop /C19ıas Avanzadas, Universidad de Zaragoza, E-50018 Zaragoza, Spain
5WPI Advanced Institute for Materials Research, Tohoku University, Sendai 980-8577, Japan
6Spin Quantum Rectification Project, ERATO, Japan Science and Technology Agency, Sendai 980-8577, Japan
(Received 9 March 2016; accepted 23 May 2016; published online 6 June 2016)
We report the observation of room temperature spin Seebeck effect (SSE) in a weak ferromagnetic
normal spinel Zinc Ferrite (ZFO). Despite the weak ferromagnetic behavior, the measurements ofthe SSE in ZFO show a thermoelectric voltage response comparable with the reported values for
other ferromagnetic materials. Our results suggest that SSE might possibly originate from the
surface magnetization of the ZFO. Published by AIP Publishing.
[http://dx.doi.org/10.1063/1.4953229 ]
Thermospin effects study the correlations between heat,
charge, and spin currents. Nowadays, these phenomena havegained great attention with the emerging field of spin calori-
tronics.
1,2The spin Seebeck effect (SSE) is one of the most
relevant effects of this rapidly growing field. In this effect, aspin current is driven through a ferromagnet/normal metal
(FM/NM) bilayer structure due to an applied temperature
gradient, allowing a powerful alternative for spin currentgeneration using heat currents, which broadens the prospects
in the construction of new technological devices based on
this principle.
3
Since its discovery in 2008 by Uchida et al.i naF M
metal,4the SSE has been observed in a wide variety of mag-
netic materials, including semiconductors5and insulators,6
in thin films and/or bulk FMs.7–10It is therefore considered
as an universal effect among magnetic ordered materials. Up
until now, the theoretical models that have been developedare mainly based on the interaction between the localized
spin in FM (magnons) and the itinerant spin in the NM at the
FM/NM interface.
11–14However, new experimental findings
continue to challenge the SSE understanding, such as the ob-
servation of SSE in paramagnetic15and antiferromag-
netic16,17materials. Ohnuma et al.18studied theoretically the
SSE in ferrimagnets and AFMs concluding that SSE must
vanish in AFMs while persists in compensated ferrimagnets
even when the saturation magnetization almost vanishes.The detection of the SSE in the latter was an open experi-
mental question until today.
19,20
In this paper, we report the observation of the SSE in a
weak ferromagnetic material, ZFO (ZnFe 2O4).21Our results
show that, despite the negligible inversion degree and very
small magnetization, it is possible to generate a spin currentusing a weak FM material. The realization of SSE in spinel
ferrites, such as ZFO, could represent a significant advantage
since these materials combine low cost, mechanical andmagnetic properties, more versatile than any other magnetic
material.
22
Bulk ZFO has a normal spinel structure in which all
Zn2þions fill tetrahedral sites ( A); hence, the Fe3þions are
forced to occupy all of the octahedral sites ( B). It has antifer-
romagnetic properties below the N /C19eel temperature of about
10 K and presents the paramagnetic behavior at room tem-
perature.23,24The cation distribution of the two interstitial
sites of the structure plays a crucial role in the magneticordering. In general, ZFO can be represented by the follow-ing formula: [Zn
1/C0dFed]A[Zn dFe2/C0d]BO4, where dis the
inversion parameter. Depending of d, there are uncompen-
sated spins in the two sublattices, and ZFO could exhibit aweak ferromagnetic behavior for small values of d, ferrimag-
netic order, or even superparamagnetism if the inversioncomes from grain size reduction.
24In spinel ferrites as in
ZFO, magnetization monotonically decreases with increas-
ing temperature to room temperature25unlike the more com-
plex garnet ferrites which has a compensation temperaturewhere the magnetization vanishes. Here, our results do notcontradict the findings of Geprags et al. in Ref. 20.
We have synthesized polycrystalline ZFO by conven-
tional solid state reaction method. High purity oxide pow-ders, ZnO (Merk 99%) and a-Fe
2O3(Merk 99.9%), were
used as raw materials. The resulting powders were calcinedin air at 1150
/C14C for 12 h, pressed into rectangular pellets
under about 5 tons, and sintered at 1300/C14C for 24 h. The
width ( Lx), length ( Ly), and thickness ( Lz) of the pellets were
7 mm, 2 mm, and 0.5 mm, respectively. The X-Ray diffrac-tion (XRD) pattern in Fig. 1confirms a single ZFO phase,
after sinterization, without any trace of contamination under
the detection limit. The corresponding spinel structure hasa cell parameter of 8 :437 ˚A. A ð8:060:5Þnm Pt film was
deposited at room temperature on the top surface as a spin toelectric-voltage convertor. Before the deposition, the surfacewas carefully polished using diamond abrasive paper ofdown to one micron. This surface allows a flat depositionfree from defects at the interface, as shown in Fig. 2(a).I n
a)juan.arboledaj@udea.edu.co
0003-6951/2016/108(23)/232401/4/$30.00 Published by AIP Publishing. 108, 232401-1APPLIED PHYSICS LETTERS 108, 232401 (2016)
Figs. 2(b)–2(d) , we can see the crystal analysis by scanning
transmission electron microscopy with a high annular angu-lar dark field (STEM-HAADF) detector, showing an image
of a sample prepared for the SSE measurement. The grain
size was in the order of several microns, and the grains pres-ent coherent boundaries (see Fig. 2(b)). Two typical grain
orientations are displayed in Figs. 2(c)and2(d), [1–10] and
[-112], respectively. The high resolution STEM-HAADFimages show perfect agreement with the simulated structure.
The energy dispersive X ray (EDX) measurements show the
stoichiometric composition ZnFe
2O4even through the grain
boundaries. In addition, the resistivity of the sample was
0.72 M Xcm.
The SSE measurements were made in the longitudinal
configuration. The sample was placed between two AlN
plates with thermal grease to ensure proper thermal contact.
A resistive heater was connected to the top plate, while the
bottom plate was in direct contact with cryostat providingthe heat sink. A temperature difference was applied in the z
direction ( DT). Temperatures between the top and bottom of
the sample are stabilized at 300 K þDTand 300 K, respec-
tively, which were monitored using two T-type thermocou-
ples. The electrical contacts were made using Al wires with
25lm diameter. A magnetic field up to 8 kOe was applied
along the xdirection. Then, the SSE voltage ( V) in the Pt
film, produced via the inverse spin Hall effect (ISHE),
26was
recorded with a Keithley 2182A nanovoltmeter in the y
direction. This configuration is usually used with insulating
samples where anomalous Nernst effect (ANE)27,28is not
present. We further check the absence of ANE in the sample,
and proximity ANE (PANE) in Pt by performing the perpen-
dicularly magnetized configuration.29In this configuration,
the thermal gradient is applied in the sample plane (x direc-
tion), the magnetic field is applied parallel to the surface
normal (z direction), and the voltage is sensed in the y direc-
tion. Under these experimental conditions, the ANE in Pt bythe proximity effects can still be detected while the SSE is
forbidden by the sample geometry ( J
SkH).
To confirm the type of magnetic order of the samples,
the magnetic measurements were performed in a Vibrating
Sample Magnetometer (VSM), and M €ossbauer spectra (MS)
were recorded at room temperature in the standard transmis-
sion geometry, using a Co57/Rh source. Fig. 3(a) shows the
magnetization as a function of magnetic field after subtract-
ing the paramagnetic contribution. The results display an
hysteretic behaviour with a coercive fields less than 25 Oe
(inset Fig. 3(a)). We made the magnetic measurements by
applying the magnetic field in plane (IP) as well as in the
out of plane (OP) direction without detecting any magnetic
anisotropy, which is in agreement with the polycrystalline
nature of the samples. We have also verified that the bulk
magnetic properties are unaffected by the Pt film deposition.
The weak magnetization of about 1.2 emu/g suggests a par-
tially inverted spinel structure where a very small fraction of
Fe3þoccupies Asites producing a nonzero magnetization.
The inversion parameter dshould be less than 4% since it
could not be detected by XRD or by MS as in previous stud-
ies.30Therefore, our samples exhibit weak ferromagnetism
instead of the ideal predicted paramagnetism. Typical SSE
samples as magnetite or YIG has bulk magnetization
between 92 and 100 emu/g (Ref. 31) and 27 emu/g,32,33
respectively. The room temperature57M€ossbauer spectra
(Fig. 3(b)) were taken before and after the sintered process.
Both consist of only one doublet, with an isomer shift value
of 0.36 mm/s and a quadrupole splitting of 0.32 mm/s, corre-
sponding to the characteristic Fe3þcharge state in a direct
spinel structure. This is in agreement with earlier reports.34FIG. 1. XRD of ZFO sample after the sintered process.
FIG. 2. (a) Typical image in STEM-HAADF for a FIB lamella preparation
showing the Pt/ZFO interface, (b) STEM-HAADF image of the bulk samplewith a grain boundary, (c) high resolution STEM-HAADF image in [1-10]
zone axis, and (d) [-112] zone axis.232401-2 Arboleda et al. Appl. Phys. Lett. 108, 232401 (2016)
The absence of at least a small magnetic component confirms
the very small inversion degree of the ZFO sample.
A schematic illustration of the SSE measurement setup
is shown in Fig. 4(a). In this setup, the magnetic field de-
pendence of the SSE was obtained at room temperature, as
shown in Fig. 4(b). When the magnetic field is swept along
thexaxis, the sign of Vsignal is clearly reversed following
the magnetization behavior. The inset shows the observed
linear dependence of DV¼ðVð8 kOeÞ/C0Vð/C08 kOeÞÞ=2a safunction of DT. The above results are in agreement with the
expected SSE behavior. Both ANE and PANE measurements
show negligible voltages and no dependence with the mag-
netic field (see Figs. 4(c) and4(d)), therefore ensuring that
the SSE signal is not contaminated by ANE or PANE. As
shown in Refs. 29and35, the SSE coefficients were esti-
mated, after antisymmetrization, as Szy¼Vð8 kOeÞðLz=LyÞ.
This way we obtain a SSE response coefficient of about
Szy¼28 nV/K which is similar to that reported for NiFe 2O4
(NFO)36(30 nV/K); slightly lower than the value reported
for magnetite35(74 nV/K); an order of magnitude lower than
the reported value for the archetype YIG3(521 nV/K); but
far from the highest value reported so far in magnetic multi-
layers of Fe 3O4/Pt by Ramos et al.37(1786 nV/K). The SSE
coefficient measured in two different systems, slabs (ZFO
and YIG) and thin films (NFO and Fe 3O4), revealed the rele-
vance of the quality of the Pt interface.38,39However, it is
worth to highlight the significantly large signal appearing on
this sample despite its weak ferromagnetism.
The observed results of SSE in ZFO/Pt can be accounted
by the dynamics of the magnetization Min the FM, when a
temperature gradient is applied in the presence of a magnetic
field H0, described by the Landau Lifshitz Gilbert (LLG)
equation in the linear response theory of the SSE, written as
follows:12
@tM¼cH0þh ðÞ /C0Jsd
/C22hs/C20/C21
/C2Mþa
MsM/C2@tM;
where cand aare the gyromagnetic ratio and the Gilbert
damping constant, respectively. Jsdis the interface s-d
exchange coupling between FM and the NM with itinerant
spin density s. The thermal fluctuations are taken into
account through the noise field h. In the case of weak ferro-
magnetism where the saturation magnetization Msis quite
small, the damping term becomes stronger in the LLG equa-tion. Some studies have shown a strong enhancement of the
spin wave damping in the weak ferromagnetic regime.
40,41
As the magnon propagation lengths scale as 1 =a,42only
magnons that are close enough to the interface contribute to
the spin current thermally pumped to the NM. This suggests
that the mechanism of the SSE in the polycrystalline ZFOFIG. 3. (a) M-H curves in plane (IP) and out of plane (OP) after subtracting
the paramagnetic contribution. Inset: Enlargement of a field region wherethe coercive field is observed. (b) Room temperature
57M€ossbauer spectrum
of ZFO after the sintered process.
FIG. 4. (a) Schematic illustration of the SSE at room temperature. When applying a temperature gradient rTalong the zdirection in the sample, a spin current
Js, polarized in the direction of the magnetic field H(xaxis), is pumped from the ZFO to the Pt layer. An electric field appears in the ydirection via the ISHE,
allowing electrical detection of the SSE by measuring the electric voltage V. (b) SSE response with applied magnetic field. (Inset) DT dependence of SSE volt-
ageDV. (c) and (d) Schematic illustration and results of the PANE and ANE measurements, respectively.232401-3 Arboleda et al. Appl. Phys. Lett. 108, 232401 (2016)
pellet is originated from the surface magnetization which dif-
fers in general from the bulk one. This could explain the con-
siderable value of the SSE voltage response in ZFO despitethe negligible saturation magnetization. Other factors may
affect the SSE signal as: Surface roughness is related directly
with the spin mixing conductance;
43the nature of the struc-
tures and chemical composition at the atomic level near the
interface that could also play important roles on the magnetic
anisotropy and magnetic moments unbalance at the interface.
Systematic measurements in ZFO thin films could clarify the
origin of this signal.
In summary, we have observed the unexpected presence
of the SSE in a weak ferromagnetic system, consisting of a
sintered polycrystalline ZFO. The SSE measurement is freefrom artifacts from the thermomagnetic effects from itinerant
magnetism, such as ANE or PANE. Despite that saturation
magnetization is insignificant, and the spin wave damping
increases considerably in this regime, we report a significant
Seebeck coefficient of about 28 nV/K that was initially unex-pected. Our results suggest that SSE might possibly originate
from the surface magnetization of the ZFO. However, further
experiments are needed to elucidate the origin of the SSE inthese weak ferromagnetic ordered materials, for instance, the
SSE measurements in the ZFO thin films with varying thick-
ness might help to clarify the origin of the observed effect.
The authors acknowledge Professor P. Algarabel, Dr. I.
Lucas, and Professor L. Morell /C19on for enlighted discussion.
This work was supported by Solid State Group (GES) at the
University of Antioquia in the framework of Sustainability
Strategy 2014–2015; Colombian Science, technology andinnovation department (COLCIENCIAS, PhD student grant,
conv. 567); Municipality of Medellin through SAPIENCIA
agency (EnlazaMundos program, conv. 2014); J.D.A. is
thankful to CODI-UdeA by financial backing. We also thank
the Spanish Ministry of Science (through and MAT2011-27553-C02, including FEDER funding); the Arag /C19on
Regional Government (Project No. E26); and Thermo-
Spintronic Marie Curie CIG (Grant Agreement No. 304043)-EU. Project No. PRI-PIBJP-2011-0794.
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|
1.1767613.pdf | Deterministic and finite temperature micromagnetics of nanoscale structures: A
simulation study
Pierre E. Roy and Peter Svedlindh
Citation: Journal of Applied Physics 96, 2901 (2004); doi: 10.1063/1.1767613
View online: http://dx.doi.org/10.1063/1.1767613
View Table of Contents: http://scitation.aip.org/content/aip/journal/jap/96/5?ver=pdfcov
Published by the AIP Publishing
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128.193.164.203 On: Sun, 21 Dec 2014 13:59:20Deterministic and finite temperature micromagnetics of nanoscale
structures: A simulation study
Pierre E. Roya)and Peter Svedlindh
Department of Engineering Sciences, Uppsala University, Box 534, SE-751 21 Uppsala, Sweden
(Received 22 December 2003; accepted 5 May 2004 )
Zero and finite temperature micromagnetic studies have been performed for two nanoscale
structures of different geometries by means of numerical integration of the deterministic andstochasticLandau-Lifshitz-Gilbertequationsofmotion.Theresultsindicatethatnotonlydothermalfluctuations cause a decrease of the coercivity and the time scales involved in switching, but theycan also alter the magnetization reversal path. In the case of thermally induced changes in theswitching path it is found that with sufficient thermal energy the particle can form other states priorto switching than in the deterministic model. This leads to the identification of two switchingregimes in the structures considered, whereby switching from one of the states significantlydecreases the coercivity. Furthermore, a study of the time scales involved and the transient magneticconfigurations appearing during fast switching was performed. © 2004 American Institute of
Physics.[DOI: 10.1063/1.1767613 ]
I. INTRODUCTION
The use of nanoscale structures in today’s magnetic tech-
nology, such as the bits in magnetic storage, requires a thor-ough understanding of the behavior of the magnetizationprocesses in these structures. Detailed experimental studiesof fast spatiotemporal magnetization dynamics have recentlybecome possible through the use of picosecond time scalescanning Kerr microscopy.
1,2Provided that there are reliable
magnetic models available, these kinds of investigations areideal for numerical experiments, since a time resolution onthe picosecond scale is required.
This paper will make use of micromagnetic modeling,
which is a well established method for understanding themagnetization dynamics in confined magnetic structures.
3,4
There are various modeling techniques out of which this pa-
per is concerned with the method of direct numerical inte-gration of the Landau-Lifshitz-Gilbert equations of motion.This gives a deterministic (zero temperature )description of
the spin dynamics and the static configurations involved.However, as structures shrink in size, temperature effectswill be more pronounced, something which needs to be takeninto consideration.
5,6
In this paper we present results on both deterministic and
finite temperature simulations of the magnetization processesin nanoscale structures. It is found that apart from a reduc-tion of coercivity, thermal fluctuations alter the magnetiza-tion reversal path. Two such paths have been identified. Thisgives rise to two switching regimes, where switching throughone of these states significantly lowers the coercivity. Someresults on the time scales involved in switching as well as astudy of the transient magnetic states appearing (the reversal
path)during fast switching are presented.II. FINITE TEMPERATURE MICROMAGNETIC
TECHNIQUE
The micromagnetic model consists in discretizing the
material into cubic cells whose magnetizations Msrdare rep-
resented by classical vectors, all having a constant magnitude
corresponding to the spontaneous magnetization Ms.At each
sitei, the time evolution of a magnetization vector is gov-
erned by the Landau-Lifshitz-Gilbert equations of motion.4
In reduced units the equations of motion are
s1+a2ddmi
dt=−mi3hieff−afmi3smi3hieffdg, s1d
where ais the damping parameter, mi=Mi/Ms,t=g0Mst
(where g0is the gyromagnetic ratio ), andhieff=Hieff/Ms.Ata
sitei, the direction that the spin relaxes towards is deter-
mined by the local effective field Hieff. The first term on the
right hand side of Eq. (1)describes the precessional motion
of the vector around the effective field direction, whereas thesecond term imposes a damping of the precession, tending toalign the vector along the effective field direction.
The effective field can be derived from the total energy
densityE
totas follows:
Hieff=−]Etot
]Mi. s2d
The local effective field at any site iis the result of a super-
position of all the interaction contributions,
Hieff=Happl+Hiex+HiD+HiA+Hifl, s3d
whereHapplstems from the applied field, Hiexis due to ex-
change interactions, HiDrepresents the demagnetizing field
(dipole-dipole interactions ),HAis the magnetocrystalline an-
isotropy field and Hiflis a fluctuating field due to thermal
agitation. The exchange field is given by4 a)Electronic mail: pierre.roy@angstrom.uu.seJOURNAL OF APPLIED PHYSICS VOLUME 96, NUMBER 5 1 SEPTEMBER 2004
0021-8979/2004/96 (5)/2901/8/$22.00 © 2004 American Institute of Physics 2901
[This article is copyrighted as indicated in the article. Reuse of AIP content is subject to the terms at: http://scitation.aip.org/termsconditions. Downloaded to ] IP:
128.193.164.203 On: Sun, 21 Dec 2014 13:59:20Hiex=2A
D2o
j=nnMj, s4d
where Dis the discretization cell lattice constant, Ais the
exchange constant, and the summation is carried out over allnearest neighboring snndcells of cell i. The demagnetizing
field at point iresulting from the dipole interactions with
sitesjcan be expressed as
H
iD=−o
jDˆsri−rjd·Mj. s5d
HereDˆis the demagnetizing tensor whose elements are func-
tions of the difference coordinates between cells. The ana-lytical expressions used were taken from Newell et al.
7and a
straightforward recipe for the computation of Dˆis listed in
the Appendix. Since the thermal fluctuations result from in-teractions with many microscopic degrees of freedom withidentical statistical properties we can use the central limittheorem that states that in such a case, the distribution func-tion will approach a normal distribution. In effect, thermalfluctuations are represented by Gaussian random numbers.The standard deviation is given by
8
s=˛2kBaT
g0MSVs1+a2dDt, s6d
wherekBis Boltzmann’s constant, Tthe temperature, Vthe
discretization cell volume, and Dtthe integration time step.
The Gaussian random numbers for the thermal field weregenerated from the Box-Muller algorithm.
9When integrating
the stochastic Landau-Lifshitz-Gilbert equations care mustbe taken in choosing a numerical scheme that will convergeto the correct solutions. Based on the discussions in Ref. 10,the Heun scheme was chosen for our purposes.
III. RESULTS AND DISCUSSION
The material parameters used in the simulations are dis-
played in Table I. Here K1is the magnetocrystalline aniso-
tropy constant and all the other parameters are the same aspreviously defined. Structural elements considered were ofdimensions 100 32535 and 100 35035 nm. An important
aspect of the stochastic simulations is the observation timet
obsused at each field during a hysteresis simulation. This is
far from a trivial matter because in the deterministic case,one can use a stability criterion in order to reach equilibrium(not used here )and this is not applicable in the stochastic
case (since the spins will always be subject to random pulse
fields ). With a particular application or experimental methodin mind, one can instead tune t
obsto imitate the experimental
conditions. An example of the effect of tobson the coercive
field is displayed in Fig. 1.
A. 100ˆ50ˆ5 nm particle
In this section, results pertaining to the 100 350
35 nm particle are presented and discussed. Hysteresis
loops, remanent states, switching paths, and switching timescales have been investigated.
1. Hysteresis loops
Figure 2 shows calculated hysteresis loops for the
10035035 nm particle at various temperatures. The ap-
plied field was ramped from + Msto −Msin 0.33 ms using a
tobsof’0.53 ns. The integration time step Dtwas set to
<0.05 ps sDt=0.01 d. As can be seen, there is a drastic
change in coercivity between 50 and 100 K. This was found
to be the result of different switching processes controllingthe magnetization reversal at 50 and 100 K, respectively (see
the following section ).
2. Remanent states and switching paths
Figure 3 displays the computed remanent states at three
different temperatures as well as transient magnetic states forH
appl=−30 kA/m. Throughout this paper, three denomina-TABLE I. Material parameters used in the simulations.
Ms 860 kA/m
K1 0
A 13310−12J/m
a 0.02
g0 1.7631011T−1s−1
D 5310−9m
FIG. 1. Coercivity as a function of observation time per field point (tobs)for
the 100 32535 nm particle. The connecting lines are just guides for the
eye.
FIG. 2. Hysteresis loops for the 100 35035 nm particle at various
temperatures.2902 J. Appl. Phys., Vol. 96, No. 5, 1 September 2004 P. E. Roy and P. Svedlindh
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128.193.164.203 On: Sun, 21 Dec 2014 13:59:20tions describing certain magnetic configurations will be used;
flower,S, andCstates.Aschematic of such configurations is
also shown in Fig. 3. Detailed descriptions of these states canbe found in Ref. 11. Looking at the remanent states, wenotice for the deterministic and the 50 K computations, aflower state in both cases, where the spins at the short edgesof the particles are slightly tilted. This is the most stableremanent configuration at zero temperature for this particlesize, as also stated by the authors of Ref. 11. The remanentstate at 100 K displays a somewhat disfigured flower con-figuration. Looking at the spins along the short ends of theparticle, there appears to be a tendency towards the Sstate.
At H
appl=−30 kA/m, Cstates are formed as part of the
path to switching for both the deterministic and the 50 Ksimulations. However, at 100 K and Sstate has formed and
started to rotate. The CandSstates are almost degenerate,
but with the Cstate slightly lower in energy due to the higher
degree of flux closure.
4We interpret the finding of the Sstate
at 100 K as a result of sufficient amount of thermal energyenabling the energetically higher Sstate to form. Further-
more, the switching path from a Cstate is very different
from that of an Sstate and the switching field is significantly
reduced switching from an Sstate.
4This means that we can
divide the switching mechanisms into two regimes; oneswitching through a Cstate and another through an Sstate.
Plotting the coercive field as a function of temperature, theseswitching regimes become more visible. Such a plot isshown in Fig. 4 where we see a jump in the coercive field ata certain temperature.This is due to the change in the switch-ing mechanism, as discussed above.
3. Switching time scales and fast switching
magnetization reversal paths
In this section time scales involved in switching from
remanent states as well as the corresponding switching pathsare discussed. Simulations where the particle starting in itsremanent state (those in Fig. 3 )and then subjected to a con-
stant applied field of −60 kA/m were performed. The corre-sponding time evolution of the magnetization componentsduring switching were recorded at three different tempera-tures. The time evolutions of the magnetization componentsare shown in Fig. 5. Comparing the deterministic simulation
to the stochastic ones, one sees that the switching time isgreatly overestimated by the deterministic model. In order toinvestigate the magnetization reversal path during theswitching shown in Fig. 5, snapshots at various points in
FIG. 3. Left column: Remanent states. Middle column: Transient states for
Happl=−30 kA/m. Right column: Schematic representations of the flower,
C, andSstates.
FIG. 4. Coercive field as a function of temperature for the 100 350
35 nm particle.
FIG. 5. Time evolution of the magnetization components for the 100 350
35 nm particle at temperatures 0, 50, and 100 K, applying a constant field
of −60 kA/m to the remanent states shown in Fig. 3.J. Appl. Phys., Vol. 96, No. 5, 1 September 2004 P. E. Roy and P. Svedlindh 2903
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128.193.164.203 On: Sun, 21 Dec 2014 13:59:20time of the magnetic configurations were recorded. Figure 6
visualizes the reversal paths that the particle is undertakingin Fig. 5. The first column (from the left )corresponds to the
time evolution of the magnetization components in Fig. 5 (a),
the middle column to Fig. 5 (b), and the rightmost column to
Fig. 5 (c).
T=0. In the deterministic simulations the particle passes
through a Cstate st=1.13 ns d, which is turned upwards in-
stead of downwards (as in Fig. 3 ). This has no significance,
since there are four energetically equivalent Cstates.
11This
is followed by the formation of a domain wall (separating
two regions where the spins are aligned in opposite direc-tions ),a tt=1.21 ns. This wall sweeps to the right while the
spins to the left of it are gradually rotating towards the ap-plied field direction. Finally, at the point of wall annihilation,a curled magnetic structure is formed in the upper right cor-ner and continues to move downwards along the right shortend of the particle, turning the last of the spins into thedirection of the applied field. When this has occurred there iswhat could be called precessional ringing under a constantapplied field until the system stabilizes. This is manifested inFig. 5 as the oscillations present for some time after switch-ing and is due to the weak damping of the system s
a
=0.02 d. This phenomenon is observed for the other tempera-
tures as well.
T=50K. Here, the process appears a little different. A
domain wall is nucleated st=0.13 ns d, separating two regions
where the spins are aligned in perpendicular directions. As
time increases, this wall sweeps through to the left, while thespins behind it rotate towards the applied field directions0.17–0.22 ns d. At the event of wall annihilation a curled
magnetization distribution or vortex is formed in the upper
left corner of the particle st=0.25 ns d. The vortex then be-
haves as at T=0, moving downwards along the left short end
of the particle and rotating the last of the spins into the ap-plied field direction.T=100K. At this temperature, the reversal process is
entirely different. Here, reversal is preceded by the formationof anSstate st=0.053 ns dand the magnetization rotates al-
most coherently; there is at short time scales a phase lag of
the rotations performed by the spins in the central portion ofthe particle comparing to the spins close to the edges. Thetilted spins at the short edges of the particle first rotate intothe short axis direction after which the spins in the centralpart coherently rotate into the same directions0.079–0.12 ns d. Then, the opposite order of rotation takes
place; the central portion begins to rotate towards the applied
field direction while the edge spins lag behind s0.13 ns d.
B. 100ˆ25ˆ5 nm particle
Here, results pertaining to the 100 32535 nm particle
are presented. The order in which these results are discussedis the same as that of the 100 35035 nm particle.
1. Hysteresis loops
Figure 7 displays calculated hysteresis loops for the
10032535 nm particle at various temperatures. The ap-
plied field was ramped from + Msto −Msin 0.41 ms.tobsand
Dtwere set exactly as before. The coercive field for this
particle is much higher than that of the 100 35035 nm par-
ticle. This is due to the high aspect ratio producing a largeshape anisotropy, thus making it more difficult for the spinsto deviate from the long symmetry axis of the particle. Thereis not the jump in coercive field at a certain temperature asfound for the 100 35035 nm particle. Nevertheless, two
different reversal mechanisms have been identified as pre-sented below and the difference in coercive field is signifi-cant.
2. Remanent states and switching paths
Figure 8 displays remanent states and transient configu-
rations for Happl=−90 kA/m for the 100 32535 nm par-
ticle. The remanent states correspond to flower states, al-though not as apparent as for the 100 35035 nm particle.
Also here, two switching mechanisms are identified; that viaaCstate and that through an Sstate. This is seen in Fig. 8
(right column )when applying a field of −90 kA/m. As be-
FIG. 6. Snapshots of transient magnetic configurations appearing during
switching, applying a constant field of −60 kA/m to the remanent statesshown in Fig. 3 at T=0, 50 and 100 K.
FIG. 7. Hysteresis loops for the 100 32535 nm particle at various tem-
peratures. The inset shows a blow up of a region to make the difference incoercive field more visible to the eye. In the inset, the lines represent thetemperatures 0,..., 100 K from left to right.2904 J. Appl. Phys., Vol. 96, No. 5, 1 September 2004 P. E. Roy and P. Svedlindh
[This article is copyrighted as indicated in the article. Reuse of AIP content is subject to the terms at: http://scitation.aip.org/termsconditions. Downloaded to ] IP:
128.193.164.203 On: Sun, 21 Dec 2014 13:59:20fore, we explain the formation of the Sstate as a conse-
quence of the thermal energy promoting its formation. Thetwo different switching regimes (that via a Cstate and that
via anSstate)are more clearly seen in Fig. 9, where the
coercive field is plotted as a function of temperature. Figure9 indicates the two different switching regimes more clearlyin that it indicates two linear regions; that between T=0 to
somewhere between 20 and 50 K and that between 50 K andabove. There are not enough data points to resolve exactly atwhat temperature this shift in switching regime occurs, butthe indication is nevertheless clearly seen.
3. Switching time scales and fast switching
magnetization reversal paths
Following the same line of investigation as for the
10035035 nm particle, simulations in which the remanent
states were subjected to a constant field of −100 kA/m wereperformed and the time evolution of the magnetization com-ponents during switching recorded at three different tempera-tures. As before, snapshots of transient magnetic configura-tions during these switchings have been taken in order toinvestigate the reversal paths.The time evolution of the mag-netization components are shown in Fig. 10. Again, the de-terministic representation greatly overestimates the switchingtime of the particle and the same situation with precessional
ringing is present. Figures 11–13 show snapshots at various
points in time of the magnetic configurations. The same typeof correspondence between the snapshots and Fig. 10 applyhere, i.e., Fig. 11 corresponds to Fig. 10 (a), Fig. 12 to Fig.
10(b), and Fig. 13 to Fig. 10 (c).
T=0. From Fig. 11 one notices that even though the
switching in the simulated hysteresis curve occurs via a C
state, when a large field is applied directly to the remanentstate, the switching path is different, thus indicating the sen-sitivity of the spin dynamics with respect to field history.Here, a domain wall is formed, which travels to the lefts2.0–2.10 ns d. The resulting reversal path appears quite
complicated with a series of intermediate spin states, includ-
ing buckling and curling of the element magnetizationss2.10–2.42 ns d. The reason for this elaborate path is yet un-
clear, but it is reasonable to assume that it is due to the
comparably high aspect ratio (and also due to the weak
FIG. 8. Left: Remanent states at 0, 50, and 100 K. Right: Transient states at
Happl=−90kA/m.
FIG. 9. Coercive field as a function of temperature for the 100 325
35 nm particle. The connecting lines between points are guidelines to the
eye.
FIG. 10. Time evolution of the magnetization components for the10032535 nm particle at temperatures 0, 50, and 100 K, applying a con-
stant field of −100 kA/m to the respective states shown in Fig. 8.J. Appl. Phys., Vol. 96, No. 5, 1 September 2004 P. E. Roy and P. Svedlindh 2905
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128.193.164.203 On: Sun, 21 Dec 2014 13:59:20damping ), making the particle follow elaborate paths in order
to minimize effects due to magnetic charge, inflicting an en-ergy penalty whenever the directions of the element magne-tizations at the edges deviate from the long symmetry axis.
T=50K. Figure 12 again shows a deviation from the
path taken during the hysteresis simulation, where switchingoccurred via an Sstate. Instead in the case of direct applica-
tion of a large negative field to the remanent state at 50 K,the particle chooses to form a Cstate and proceeds from
there. At t=0.29 ns, a domain wall is formed. Again the
switching path is very elaborate with the formation of across-tie wall (see Ref. 12 for a description of cross ties ).
This is visible at 0.37 ns. What follows is the annihilation ofthe cross-tie wall st=0.39 ns dand a series of bucklings until
saturation finally occurs.T=100K. At this temperature (Fig. 13 ), the particle
forms an Sstate, just as at −90 kA/m on the hysteresis
curve. Here, the usual switching from an Sstate, like that for
the 100 35035 nm particle at 100 K, proceeds up to t
=0.18 ns. The rest of the path is remarkably elaborate. At t
=0.21 ns a column of spins aligns along the vertical directionand then start to curl while moving to the right st
=0.23–0.26 ns d.At 0.30 ns there is an indication of a vortex
nucleation. This vortex then proceeds to fully nucleate at the
right short end of the particle s0.34–0.37 ns d, while leaving
the remaining spins into the applied field direction. In the
end, this vortex will be annihilated at the right short end.
IV. CONCLUDING REMARKS
In summary, we have performed deterministic and finite
temperature micromagnetic simulations on nanoscale struc-tures. Studies concerning the temperature dependence of thecoercive field, switching time scales, and the magnetizationreversal mechanisms havebeen performed. The findings sug-gest that not only do thermal fluctuations cause a generalreduction in the coercivity and speed up switching times, butcan also alter the path of magnetization reversal. Two whatwe denote as switching regimes have been observed; switch-ing via a Cstate and that through an Sstate. The result is a
significant change in coercivity depending on which switch-ing regime is dominating. Furthermore, introducing a com-parably large shape anisotropy into these low damped nanos-cale structures seems to severely complicate the reversalpath, where several complex transient states have been ob-served. The found effects of thermal fluctuations only stresseven more, the necessity to include temperature in micro-magnetic modeling of nanoscale magnets.
FIG. 11. Snapshots of transient magnetic configurations appearing during
switching from the remanent state, Happl=−100 kA/m and T=0.
FIG. 12. Snapshots of transient magnetic configurations appearing during
switching from the remanent state, Happl=−100 kA/m and T=50K.
FIG. 13. Snapshots of transient magnetic configurations appearing during
switching from the remanent state, Happl=−100 kA/m and T=100K.2906 J. Appl. Phys., Vol. 96, No. 5, 1 September 2004 P. E. Roy and P. Svedlindh
[This article is copyrighted as indicated in the article. Reuse of AIP content is subject to the terms at: http://scitation.aip.org/termsconditions. Downloaded to ] IP:
128.193.164.203 On: Sun, 21 Dec 2014 13:59:20ACKNOWLEDGMENTS
This work was supported by SSF (Swedish Foundation
for Strategic Research ). The authors are also grateful to José
Luis García-Palacios for fruitful discussions.
APPENDIX: EXPRESSIONS FOR THE
DEMAGNETIZING FIELD
In this appendix the expressions used for the computa-
tion of the demagnetizing fields are listed. The completederivations can be found in Ref. 7. If the magnetization isdiscretely represented by the distribution hM
ijat points hrij,
then the magnetostatic field at point ridue to all points rjis
given by [Eq.(16)in Ref. 7 ]
Hi=−o
jDˆsri−rjd·Mj, sA1d
where the demagnetizing tensor Dˆis a function of the differ-
ence coordinates ri−rj. The demagnetizing tensor has nine
elements da,bsa,b=x,y,zd), but due to symmetry proper-
ties,dxy=dyx,dxz=dzx, anddyz=dzy. Further, all diagonal ele-
ments can by evaluated from dxxby permutations of the vari-
ablesX,Y,ZandDx,Dy,Dz, whereX,Y,Zare the Cartesian
components of ri−rjandDx,Dy,Dzare the discretization
cell dimensions. The same applies for the cross elements,which all are of the same form as d
xy. In tensor form,
Dˆ=C1dxxdxydxz
dxydyydyz
dxzdyzdzz2, sA2d
where the relations between the elements are
dxx=dxxsX,Y,Z,Dx,Dy,Dzd,
dyy=dxxsY,Z,X,Dy,Dz,Dxd,
dzz=dxxsZ,X,Y,Dz,Dx,Dyd,
dxy=dxysX,Y,Z,Dx,Dy,Dzd,
dxz=dxysZ,X,Y,Dz,Dx,Dyd,
dyz=dxysY,Z,X,Dy,Dz,Dxd, sA3d
andsC=1/4 pDxDyDzd. Having listed the elemental relation-
ships, we now write out the explicit expression for element
dxx,
dxxsX,Y,Z,Dx,Dy,Dzd=2FsX,Y,Zd−FsX+Dx,Y,Zd
−FsX−Dx,Y,Zd, sA4d
where
FsX,Y,Zd=F1sX,Y+Dy,Z+Dzd−F1sX,Y,Z+Dzd
−F1sX,Y+Dy,Zd+F1sX,Y,Zds A5d
andF1sX,Y,Zd=F2sX,Y,Zd−F2sX,Y−Dy,Zd
−F2sX,Y,Z−Dzd+F2sX,Y−Dy,Z−Dzd.
sA6d
In the last equation
F2=fsX,Y,Zd−fsX,0,Zd−fsX,Y,0d+fsX,0,0d,sA7d
where the function fcan be evaluated according to
fsx,y,zd=sy/2dsz2−x2dfSy
˛x2+z2D+sz/2dsy2−x2d
3fSz
˛x2+y2D−xyztan−1Syz
xRD
+s1/6ds2x2−y2−z2dR, sA8d
with fsxd;sinh−1sxd;lnsx+˛1+x2dandR=˛x2+y2+z2.
Having stated the expression for the dxxelement,dyyanddzz
can be computed similarily according to Eq. (A3).
We now turn to the expressions for dxy,
dxysX,Y,Z,Dx,Dy,Dzd=GsX,Y,Zd−GsX−Dx,Y,Zd
−GsX,Y+Dy,Zd
+GsX−Dx,Y+Dy,Zd, sA9d
where
GsX,Y,Zd=G1sX,Y,Zd−G1sX,Y−Dy,Zd−G1sX,Y,Z
−Dzd+G1sX,Y−Dy,Z−Dzds A10d
and
G1sX,Y,Zd=G2sX+Dx,Y,Z+Dzd−G2sX+Dx,Y,Zd
−G2sX,Y,Z+Dzd+G2sX,Y,Zd. sA11d
In the last equation
G2sX,Y,Zd=gsX,Y,Zd−gsX,Y,0d, sA12d
where
gsx,y,zd=sxyzdsinh−1Sz
˛x2+y2D+sy/6ds3z2−y2d
3sinh−1Sx
˛y2+z2D+sx/6ds3z2−x2d
3sinh−1Sy
˛x2+z2D−sz3/6dtan−1Sxy
zRD
−szy2/2dtan−1Sxz
yRD−szx2/2dtan−1Syz
xRD
−xyR/3. sA13d
The rest of the off-diagonal elements are obtained according
to Eq. (A3).
1W. K. Hiebert et al., J. Appl. Phys. 92, 392 (2002 ).
2B. C. Choi et al., Phys. Rev. Lett. 86, 728 (2000 ).
3J. Fidler and T. Schrefl, J. Phys. D 33, R135 (2000 ).
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Structures I , Topics in Applied Physics Vol. 83 (Springer, Berlin, 2002 ).J. Appl. Phys., Vol. 96, No. 5, 1 September 2004 P. E. Roy and P. Svedlindh 2907
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128.193.164.203 On: Sun, 21 Dec 2014 13:59:205J. Deak, J. Appl. Phys. 93, 6814 (2003 ).
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8J-G. Zhu, J. Appl. Phys. 91, 7273 (2002 ).
9W. H. Press et al.,Numerical Recipes , 2nd ed. (Cambridge UniversityPress, New York, 1992 ).
10J. García-Palacios and F. Lázaro, Phys. Rev. B 58, 14937 (1998 ).
11W. Rave et al., IEEE Trans. Magn. 36, 3886 (2000 ).
12A. Hubert and R. Shafer, Magnetic Domains (Springer, Berlin, 1998 ).2908 J. Appl. Phys., Vol. 96, No. 5, 1 September 2004 P. E. Roy and P. Svedlindh
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128.193.164.203 On: Sun, 21 Dec 2014 13:59:20 |
1.5023159.pdf | Band-pass Fabry-Pèrot magnetic tunnel junctions
Abhishek Sharma , Ashwin. A. Tulapurkar , and Bhaskaran Muralidharan
Citation: Appl. Phys. Lett. 112, 192404 (2018); doi: 10.1063/1.5023159
View online: https://doi.org/10.1063/1.5023159
View Table of Contents: http://aip.scitation.org/toc/apl/112/19
Published by the American Institute of Physics
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Applied Physics Letters 112, 182406 (2018); 10.1063/1.5025623Band-pass Fabry-Pe `rot magnetic tunnel junctions
Abhishek Sharma, Ashwin. A. Tulapurkar, and Bhaskaran Muralidharan
Department of Electrical Engineering, Indian Institute of Technology Bombay, Powai, Mumbai 400076, India
(Received 22 January 2018; accepted 26 April 2018; published online 9 May 2018)
We propose a high-performance magnetic tunnel junction by making electronic analogs of optical
phenomena such as anti-reflections and Fabry-Pe `rot resonances. The devices we propose feature
anti-reflection enabled superlattice heterostructures sandwiched between the fixed and the free fer-
romagnets of the magnetic tunnel junction structure. Our predictions are based on non-equilibriumGreen’s function spin transport formalism coupled self-consistently with the Landau-Lifshitz-
Gilbert-Slonczewski equation. Owing to the physics of bandpass spin filtering in the bandpass
Fabry-Pe `rot magnetic tunnel junction device, we demonstrate an ultra-high boost in the tunnel
magneto-resistance ( /C255/C210
4%) and nearly 1200% suppression of spin transfer torque switching
bias in comparison to a traditional trilayer magnetic tunnel junction device. The proof of concepts
presented here can lead to next-generation spintronic device design harvesting the rich physics ofsuperlattice heterostructures and exploiting spintronic analogs of optical phenomena. Published by
AIP Publishing. https://doi.org/10.1063/1.5023159
Spintronics involves the manipulation of the intrinsic
spin along with the charge of electrons and has emerged as
an active area of research with direct engineering applica-
tions for next-generation logic and memory devices. A hall-
mark device that leads the development of the technology is
the trilayer magnetic tunnel junction (MTJ), which consists
of two ferromagnets (FMs) separated by an insulator such as
MgO.
1,2The MTJ structure has attracted a lot of attention
due to the possibility of engineering a large tunnel magneto-
resistance (TMR /C25200%)3and the current driven magnetiza-
tion switching via the spin-transfer torque (STT) effect.4–7
Trilayer MTJs find their potential applications in magnetic
field sensors,8,9STT-magnetic random access memory10
devices, and spin torque nano-oscillators (STNOs).11,12The
MTJ performance for the aforesaid applications relies onlarge device TMR and low switching bias.
9,12,13There have
been consistent efforts in terms of material development14–16
and the device structure designs17–19to enhance the TMR
and STT in magnetic tunnel junctions. When it comes to
device structures, the double barrier MTJ has been exten-
sively explored both theoretically and experimentally to
achieve better TMR and switching characteristics.19,20
Owing to the physics of resonant tunneling, the double bar-
rier structure has been predicted to provide a high TMR
(/C252500%)9,12and nearly 44% lower switching bias19in
comparison with the trilayer MTJ device.
Superlattice (SL) structures [Fig. 1(a)] consisting of
periodic stacks of two dissimilar materials with layer thick-
nesses of a few nanometers have been explored extensively
in the field of photonics, electronics, and thermoelec-
tronics.21,22In the area of spintronics, few studies18,23have
explored SL structures made of alternate layers of an insula-
tor and normal metal (NM) sandwiched between the two
FMs as a route to enhance the TMR.
As the principal motif of this work, we propose struc-
tures that manifest spin selective band-pass transmission
spectra as a possible route to achieve superior performance
MTJ devices that possess large TMR as well as lowswitching bias. The energy band profiles of possible device
structures that can be identified with such a band pass trans-
mission spectrum are sketched in Figs. 1(b),1(c), and 1(d)
and are termed as band pass—Fabry-Pe `rot magnetic tunnel
junction (BP-FPMTJ) I, II, and III, respectively. The struc-tures when sandwiched between two ferromagnets (FMs)
can be used to achieve a spin selective band-pass transmis-
sion profile.
24–26The structure BP-FPMTJ-I [also identified
as the anti-reflective Fabry-Pe `rot magnetic tunnel junction
(AR-FPMTJ)] is a regular SL structure terminated by twoanti-reflective regions (ARRs) and sandwiched between the
fixed and free FMs
24[Fig. 1(b)]. The BP-FPMTJ-I structures
can be realized either by an appropriate non-magnetic metal
sandwiched between the MgO barriers or via a heterostruc-
ture of MgO and a stoichiometrically substituted MgO (Mg x
Zn1-xO), whose bandgap and workfunction can be tuned.27
The BP-FPMTJ-II [Fig. 1(c)] is a SL structure having a
Gaussian variation in the barrier heights.25Such a structure
can be realized via a stoichiometrically substituted MgO
(Mg xZn1-xO) whose barrier height can be tuned by chang-
ing the Zn mole fraction. The well regime in the BP-FPMTJ-
II structure can be realized either via a non-magnetic metal
or a lattice matched ZnO.28The BP-FPMTJ-III [Fig. 1(d)]
structure is based on a Gaussian distribution of the widths of
the MgO barriers in a typical SL structure.26This can be
realized either by an appropriate non-magnetic metal sand-
wiched between the MgO barriers or via a heterostructure of
MgO and stoichiometrically substituted MgO (Mg xZn1-xO)
whose band offsets can be tailored.27
To establish the proof of our concept, we present here a
detailed analysis of BP-FPMTJ-I or AR-FPMTJ that incor-
porates electronic analogs of optical phenomena such asanti-reflection coatings (ARCs) and Fabry-Pe `rot resonances.
We demonstrate that owing to the bandpass spin-filtering
physics of the BP-FPMTJ structure, the proposed AR-
FPMTJ device exhibits large non-trivial spin current profiles
along with an ultra-high tunnel magnetoresistance, leadingto an enhanced switching performance.
0003-6951/2018/112(19)/192404/5/$30.00 Published by AIP Publishing. 112, 192404-1APPLIED PHYSICS LETTERS 112, 192404 (2018)
We show in Fig. 2(a)the device schematic of a typical tri-
layer MTJ. Device schematics for both the FPMTJ and theAR-FPMTJ structures are depicted in Fig. 2(b) and Fig. 2(c),
respectively. We show in Figs. 1(a)and1(b) the band profile
schematics of the FPMTJ and the AR-FPMTJ, respectively.The anti-reflective (AR) region is a quantum well and a barrier
structure, whose well width is the same as that of the SL well
and barrier width is half of the SL barrier width, as depicted in
Fig.2(d). The AR in a SL structure is analogous to an optical
ARC that exploits the wave nature of the electrons. The elec-tronic AR region is designed to get a perfect transmission at a
particular energy, simultaneously enhancing the transmission
in the entire miniband. We have employed non-equilibriumGreen’s function (NEGF)
29spin transport formalism coupledwith the Landau-Lifshitz-Gilbert-Slonczewski (LLGS)4equa-
tion to describe magnetization dynamics of the free FM to
substantiate our designs. The details of the calculations are
presented in supplementary material Sec. I.
In our simulations, we use CoFeB as the FM with its
Fermi energy Ef¼2.25 eV and exchange splitting
D¼2.15 eV. The effective masses of MgO, the normal metal
(NM), and the FM are mOX¼0.18me,mNM¼0.9me, and
mFM¼0.8me, respectively,30with mebeing the free electron
mass. The barrier height of the CoFeB-MgO interface is
UB¼0.76 eV above the Fermi energy.30,31The conduction
band offset of the NM and from the FM band edge isU
BW¼0.5 eV. We have used a barrier width of 1.2 nm cho-
sen such that half of the barrier width is 0.6 nm which is the
minimum amount of MgO that can be deposited reliably.32
The quantum well has a width of 3.5 A ˚which is very well
within the current fabrication capabilities.33,34It must be
noted that resonant effects in metallic quantum wells are lowtemperature phenomena that have been observed experimen-
tally in double barrier resonant structures with ferromagnetic
contacts.
20
In the results that follow, the parameters chosen for the
magnetization dynamics are a¼0.01, the saturation magneti-
zation, MS¼1100 emu/cc, c¼17.6 MHz/Oe, uni-axial
anisotropy, Ku2¼2.42/C2104erg/cc along the ^x-axis, and the
demagnetization field of 4 pMsalong the ^z-axis of the free
FM.30The cross-sectional area of all the devices considered
is 70/C2160 nm2with the thickness of the free FM layer taken
to be 2 nm. The critical spin current required to switch the
free FM as described by the above parameters is aroundI
sc/C250.52 mA.35
Spin-dependent tunneling in spintronic devices results
in different amounts of charge currents flowing in the paral-lel configuration (PC) and the anti-parallel configuration
(APC) of the FMs at a given applied bias. Figure 3(a)shows
the current-voltage (I-V) characteristics of a trilayer MTJdevice in the PC and APC. Spin dependent charge flow is
quantified by the tunnel magnetoresistance (TMR), defined
asTMR¼ðR
AP/C0RPÞ=ðRPÞ, where RPandRAPare the resis-
tances in the PC and the APC, respectively. The TMR varia-
tion with the voltage for a trilayer device is shown in Fig.
3(b). The spin current is a rate of flow of angular momentum
that can act as a torque on the magnetization of the free FM.
The spin current can be resolved into two components,
namely, the Slonczewski term ( ISk) and the field-like term
(IS?), depending on effects of different magnitudes of the
spin currents on the magnetization dynamics of the free FM.
We show in Fig. 3(c)the variation of the Slonczewski term36
(ISk) of the spin current with bias voltage. The Slonczewski
term can act either as a damping term or as an anti-damping
term in the magnetization dynamics of the free FM, regu-lated by the direction of the charge current. When the
Slonczewski term acts as an anti-damping term in the mag-
netization dynamics, it can destabilize the magnetization ofthe free FM and can result in the switching of the free FM
magnetization direction. Figure 3(d) shows the variation of
the field-like term
36(IS?) of the spin current with voltage
bias. The field-like term of the spin current acts like an effec-
tive magnetic field in the magnetization dynamics and can
switch the free FM. The non-vanishing part of the field-like
FIG. 1. Equilibrium energy band profile along the ^zdirection: (a) An
FPMTJ device. (b) A BP-FPMTJ-I device (also identified as AR-FPMTJ).
The shaded regime is the anti-reflective region (ARR) the details of which
have been given in supplementary material Sec. II. (c) Gaussian barrier
height and (d) Gaussian barrier width distributed BP-FPMTJ-(II) and (III),
respectively.
FIG. 2. Device schematics: (a) A trilayer magnetic tunnel junction (MTJ)
device having a MgO barrier separating fixed and free FM layers, (b) a
FPMTJ with 4-barriers or 3-quantum wells having alternating layers of the
MgO (red) barrier and normal metal (green) well sandwiched between the
free and the fixed FM layers, and (c) the AR-FPMTJ device comprising asuperlattice heterostructure along with anti-reflection regions sandwiched
between the free and the fixed FM layers.192404-2 Sharma, Tulapurkar, and Muralidharan Appl. Phys. Lett. 112, 192404 (2018)term at zero-bias is a dissipationless spin current and repre-
sents the exchange coupling between the FMs due to the tun-nel barrier.
4The nature of the exchange coupling is
determined by the relative positioning of the conduction
bands in the FM layers and the insulator. In an MgO based
trilayer device sandwiched between CoFeB FM layers, the
exchange coupling is of anti-ferromagnetic nature.
We show in Fig. 4(a) the I-V characteristics of the
FPMTJ with 4-barrier/3-quantum well structure in the PC
and APC. The I-V characteristics depict a considerabledifference between the PC and APC, which results in an
ultra-high TMR as shown in Fig. 4(b). The TMR shows a
roll-off with voltage bias and is attributed to the voltagedependent potential profile across the superlattice structure.
30
Figure 4(c) shows the variation of the Slonczewski term ISk
of the spin current with voltage bias. The Slonczewski term
increases, acquires the maximum value of ISk/C250:1 mA, and
then starts to fall with bias due to the off-resonance conduc-tion. The largest value of I
Sk/C250:1 mA in the FPMTJ is
nearly five times smaller than the critical spin currentrequired for magnetization switching in the free FM via thespin transfer torque (STT) effect.
11While the FPMTJ has an
ultra-high TMR, smaller spin current positions the FPMTJ asan unfavorable choice for STT switching. Although FPMTJcan be designed to provide a large spin current by having anallowed band of the transmission spectrum within the energyrange between DandE
f, the device design yields a very low
TMR value.37TheIS?(field-like term) variation with voltage
bias is shown in Fig. 4(d), and it can be inferred from Fig.
4(d) that the field-like term here is negligible to induce any
significant magnetization dynamics of the free FM.
We now plot the I-V characteristics for the AR-FPMTJ
with a 4-barrier/3-quantum-well structure in Fig. 5(a) in the
PC and the APC. The AR-FPMTJ shows a significant asym-metry in the current conduction in both the PC and the APCwhich manifests as an ultra-high TMR across the structure.Figure 5(b) shows the TMR variation for AR-FPMTJ with
voltage bias, which is seen to have the same order of magni-tude as the TMR of the FPMTJ near zero bias. An ultra-highTMR in the FPMTJ and AR-FPMTJ is ascribed to physics ofspin selective filtering described in supplementary material
Sec. IV. We show in Fig. 5(c) the variation of the
Slonczewski term I
Skof the spin current with the voltage
bias. The Slonczewski term ISkin the AR-FPMTJ shows a
FIG. 3. Trilayer MTJ device characteristics: (a) I-V characteristics in the PC
and the APC, (b) TMR variation with bias voltage, (c) variation of ISk
(Slonczewski term), and (d) variation of IS?(field-like term) with applied
voltage in the perpendicular configuration of the free and fixed FMs.
FIG. 4. FPMTJ device characteristics: (a) I-V characteristics in the PC and
the APC, (b) TMR variation with applied voltage, (c) variation of ISk
(Slonczewski term), and (d) variation of IS?(field-like term) with applied
voltage in the perpendicular configuration of the free and fixed FMs.
FIG. 5. AR-FPMTJ device characteristics: (a) I-V characteristics in the PC
and the APC, (b) TMR variation with bias voltage, (c) variation in ISk
(Slonczewski term), and (d) variation in IS?(field-like term) with applied
voltage in the perpendicular configuration of the free and fixed FMs.192404-3 Sharma, Tulapurkar, and Muralidharan Appl. Phys. Lett. 112, 192404 (2018)nearly symmetric behavior around zero bias, which may
enable a near symmetric switching bias in this device. It canbe seen clearly from Figs. 5(c),4(c), and 3(c) that the AR-
FPMTJ provides a large spin current in comparison to theFPMTJ and the trilayer MTJ due to the physics of selectiveband-pass spin filtering. We have also rationalized theenhance STT in the AR-FPMTJ structure via the analysis ofthe Slonczewski spin current transmission described in sup-
plementary material Sec. IV. We show in Fig. 5(d) theI
S?
(field-like term) variation with the voltage bias. The field-
like term in the AR-FPMTJ is small and has been neglectedto evaluate switching biases (see supplementary material
Sec. I).
We show in Fig. 6the temporal variation in the ^xcom-
ponent of the magnetization vector of the free FM layer dueto the spin transfer torque at a voltage bias slightly higherthan the critical switching voltage. It can be inferred fromFig.6(a) that APC to PC switching (red) for a trilayer MTJ
device is induced by the Slonczewski term which signals anunstable oscillation in the magnetization dynamics beforeswitching. The magnetization switching from PC to APC ina trilayer device is difficult to achieve through theSlonczewski term due to the asymmetry in negative bias andhence can be facilitated by field-like terms. The magnetiza-tion switching from the PC to APC (blue) is attributed to the
field-like term as shown in Fig. 6(a)due to its temporal vari-
ation during switching. The AR-FPMTJ device shows nearlysymmetric variation in the Slonczewski term with the biasaround zero bias. The symmetric Slonczewski term and asmall field-like term in the AR-FPMTJ facilitate the APC toPC and PC to APC switching via the Slonczewski term itselfas shown in Fig. 6(b). A different switching voltage bias is
required to switch from APC to PC and PC to APC due tothe angular dependence of the Slonczewski term in the AR-FPMTJ device.
The superlattice structure is identified by the number of
alternate quantum barriers and wells. The number of peaksin the transmission spectrum of a superlattice is either equalto the number of quantum wells or one less than the numberof barriers in the SL structure (see supplementary material
Sec. II). We show in Fig. 7(a) the TMR variation with the
number of barriers in the superlattice of the AR-FPMTJ
device. The TMR increases with an increase in the number
of barriers as the transmission spectrum transitions fromunity to nearly zero value with the increase in the number ofbarriers (see supplementary material Sec. II). The TMReventually saturates with the number of barriers as the transi-
tion in its transmission spectrum approaches a step function.
Figure 7(b) shows that the critical switching bias increases
with an increase in the number of barriers. In the AR-FPMTJstructure, an increase in the number of barriers increases thefluctuation in the band-pass spectra of transmission, whichreduces the band-pass area under the transmission spectra tocontribute to spin and charge flow. This increases the critical
bias voltage requirement for magnetization switching due to
spin transfer torque. It can be seen from Fig. 7(b) that the
critical switching voltage strength for APC to PC switchingis lower than that for PC to APC due to the angular depen-dence of the Slonczewski term in the AR-FPMTJ device. We
can also infer from the above discussion that there is nearly a
decrease of 1200% and 1300% in the switching bias fromAPC to PC and PC to APC, respectively, in the AR-FPMTJdevice in comparison to the traditional trilayer MTJ device.
We show in Fig. 8the effect of quantum states of the
AR-FPMTJ structure on the TMR and Slonczewski spin cur-
rent. The variation in the width of the quantum wells in theAR-FPMTJ structure changes the position of the transmis-sion spectrum with respect to the Fermi level and manifestsas a periodic variation in the TMR as a function of the well
width as seen in Fig. 8(a). Figure 8(b) shows the variation of
the Slonczewski spin current as a function of the well width.Due to the quantum states of the structure, the spin currentalso shows a periodic variation with the quantum well width.It can be inferred from Fig. 8that the width of the quantum
well at which either the largest TMR or the highest
Slonczewski current is observed does not converge to singu-
lar points. But still, in the design landscape of the well width,
FIG. 6. Spin transfer torque induced magnetization switching profiles of the
free FM (a) in the trilayer MTJ device and (b) the AR-FPMTJ device with a
3-quantum well structure.
FIG. 7. (a) The variation of TMR and (b) critical switching voltage ( VC) for
the AR-FPMTJ device as a function of the number of barriers in the super-lattice structure.
FIG. 8. (a) The TMR and (b) Slonczewski spin current as a function of quan-tum well width for the 3-barrier AR-FPMTJ device under an applied voltage
of 20 mV.192404-4 Sharma, Tulapurkar, and Muralidharan Appl. Phys. Lett. 112, 192404 (2018)there are many possibilities which facilitate the AR-FPMTJ
device design with a boosted TMR and low switching bias.
We have proposed a fresh route for high-performance
spin-transfer torque devices by tapping the band-pass trans-mission profile of an AR-FPMTJ structure sandwiched
between the two FM layers. We showed that the physics of
spin selective band-pass filtering enabled through the ARregion translates to an ultra-high TMR with ultra-low switch-
ing bias. We have estimated that the AR-FPMTJ device
caters to a TMR ( /C255/C210
4%) and nearly to a 1200% lower-
ing of the switching bias in comparison to a typical trilayer
MTJ device. We believe that our idea of using band-passtransmission engineering will open up further theoretical and
experimental endeavors in the spintronics field. Specifically,
it would be interesting to investigate the BP-FPMTJ struc-tures to provide enhanced thermal spin-transfer torque
38by
engineering “box-car” spin selective transmission profiles.39
The idea of bandpass spin-filtering can also be extended to
similar device structures for “multilevel spin transfer torque
devices.”40
Seesupplementary material for details about calcula-
tions, anti-reflective region design, Slonczewski spin current
transmission, and physics of spin filtering.
A.S. would like to acknowledge Smarika Kulshrestha
for her suggestions on the initial draft of this work. A.S.
would also like to acknowledge Pankaj Priyadarshee and
Swarndeep Mukherjee for introducing him to the field ofsuperlattices. This work was in part supported by the IIT
Bombay SEED grant.
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1.4792214.pdf | Material selection considerations for coaxial, ferrimagnetic-based nonlinear
transmission lines
J.-W. B. Bragg, J. C. Dickens, and A. A. Neuber
Citation: Journal of Applied Physics 113, 064904 (2013); doi: 10.1063/1.4792214
View online: http://dx.doi.org/10.1063/1.4792214
View Table of Contents: http://scitation.aip.org/content/aip/journal/jap/113/6?ver=pdfcov
Published by the AIP Publishing
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86.148.26.146 On: Wed, 07 May 2014 11:45:34Material selection considerations for coaxial, ferrimagnetic-based nonlinear
transmission lines
J.-W. B. Bragg, J. C. Dickens, and A. A. Neuber
Center for Pulsed Power and Power Electronics, Department of Electrical & Computer Engineering,
Texas Tech University, Lubbock, Texas 79409, USA
(Received 20 December 2012; accepted 30 January 2013; published online 12 February 2013)
The growing need for solid-state high power microwave sources has renewed interest in nonlinear
transmission lines (NLTLs). This article focuses specifically on ferrimagnetic-based NLTLs in acoaxial geometry. Achieved peak powers exceed 30 MW at 30 kV incident voltage with rf power
reaching 4.8 MW peak and pulse lengths ranging from 1–5 ns. The presented NLTL operates in S-
band with the capability to tune the center frequency of oscillation over the entire 2–4 GHz bandand bandwidths of approximately 30%, placing the NLTL into the ultra-wideband–mesoband
category of microwave sources. Several nonlinear materials were tested and the relationship
between NLTL performance and material parameters is discussed. In particular, the importance ofthe material’s ferromagnetic resonance linewidth and its relationship to microwave generation is
highlighted. For a specific nonlinear material, it is shown that an optimum relation between
incident pulse magnitude and static bias magnitude exists. By varying the nonlinear material’s biasmagnetic field, active delay control was demonstrated.
VC2013 American Institute of Physics .
[http://dx.doi.org/10.1063/1.4792214 ]
I. INTRODUCTION
The idea of nonlinear transmission lines is not new and
traditionally NLTLs, especially coaxial, ferrimagnetic-based,
aided slower switches with the ability to provide sub-
nanosecond risetime outputs with several nanosecond rise-time inputs.
1,2Recently, NLTLs have gained more attention
as possible solutions to fill the need for high power, compact,
and solid-state microwave sources. The NLTL is not limitedto coaxial, ferrite-based systems, but encompasses several
geometries and modes of operation. A NLTL can be realized
in stripline, parallel-plate, microstrip, and lumped elementgeometries in addition to a coaxial geometry.
3–6All geome-
tries rely on semiconductors, nonlinear dielectrics, and/or
ferrimagnetics, but produce microwaves through differentmeans, i.e., damped gyromagnetic precession, soliton forma-
tion, and synchronous wave operation. Frequencies scale
from hundreds of MHz up to hundreds of GHz, but comewith an inverse relation between rf power (single cycle peak
power) and frequency.
7The coaxial, ferrimagnetic NLTL
(from here forth, simply called NLTL) operates through theproduction of a shockwave followed by damped gyromag-
netic precession. Two of the main determining factors of
successful microwave generation are the magnetic loss tan-gent and internal magnetic field of the sample; therefore, this
article details the principles of operation and effects of mate-
rial properties and magnetic fields (both incident pulse andstatic bias) on the overall microwave performance of
NLTLs.
II. BACKGROUND
Several mechanisms contribute to pulse sharpening
down to sub-nanosecond risetimes in the nonlinear transmis-
sion lines (NLTL). The dominant mechanism of pulse sharp-ening is through generating a shockwave which occurs
through saturation of the material’s nonlinear permeability,energy dissipation at the traveling pulse front, and spin re-
versal in the magnetic material.
1,8As the incident pulse tra-
verses the NLTL, the nonlinear permeability undergoessaturation and the degree of saturation depends on the mag-
nitude of the pulse. Consequently, the crest of the pulse front
travels through a permeability of lower value than the baseof the pulse front. The inverse relation between phase veloc-
ity and permeability allows the pulse front crest to “catch-
up” to the base. Concurrently, the material is non-ideal, andtherefore has associated losses. These losses result in energy
dissipation across the pulse front, which aid in pulse steepen-
ing. With the application of an axial, static, biasing magneticfield, the magnetic moments begin to align in the same direc-
tion. The azimuthal magnetic field from the incident pulse
switches the moments from their initial position into a newposition establishing a spin reversal region which leads to
magnetic moment switching aiding in the process of pulse
sharpening.
Microwave generation occurs through damped gyro-
magnetic precession and can be accurately described by the
Landau-Lifshitz-Gilbert equation (LLG). The normalizedrepresentation of the LLG is presented in Eq. (1). The LLG
is a differential equation describing the magnetization dy-
namics taking place in the ferrite.
@m
@t¼/C0cm/C2hef fþam/C2@m
@t: (1)
The first term on the right hand side of Eq. (1)represents the
precessional motion of the magnetic moment, m, around an
effective magnetic field, heff, while the second term is the
relaxation term, governing the speed at which the moment
0021-8979/2013/113(6)/064904/4/$30.00 VC2013 American Institute of Physics 113, 064904-1JOURNAL OF APPLIED PHYSICS 113, 064904 (2013)
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86.148.26.146 On: Wed, 07 May 2014 11:45:34aligns or relaxes in the direction of the effective field. They
gyromagnetic factor is represented by cand the damping
constant by a. The effective field consists of the exchange
fields, anisotropy fields, demagnetizing fields, and external
fields,9but due to the size and nature of the sample only
demagnetizing fields and external fields are consideredthroughout design. The external fields consist of the axial
biasing field and incident azimuthal field. Here, the axial
biasing field is produced with a solenoid while the azimuthalfield is due to the incident high voltage pulse. The biasing
field initially aligns the magnetic moments in the axial direc-
tion while the azimuthal field pulls the moments away andswitches them into the direction of the effective field.
III. EXPERIMENTAL SETUP
A high voltage dc power supply is utilized to charge a
2.5 nF capacitor bank to a user defined level, typically in the
range of 20–40 kV, see Figure 1. Upon purging the pressurized
cavity, the spark gap is over-volted and a damped Resistor-
Inductor-Capacitor (RLC) signal propagates through a com-
mercially available coaxial cable acting as a delay line beforearriving at the NLTL input. After traversing the NLTL, the sig-
nal is terminated into a 50 Xresistive load. The delay lines
before and after the NLTL provide temporal isolation for diag-nostic purposes in case of reflections between the source, load,
and NLTL due to the dynamic impedance of the NLTL. Two
high speed capacitive voltage probes are used as the maindiagnostic tools, capturing the incident and output waveforms.
The NLTL consists of an aluminum or brass coaxial
structure with nickel-zinc (NiZn) ferrites snugly fit along theinner conductor. Yttrium iron garnet (YIG), magnesium-zinc
(MgZn), manganese-zinc (MnZn), and lithium ferrite have
also been used in NLTL technologies, yet presently the mostsuccess has come from various compositions of NiZn. The
high voltage levels and small space between conductors
necessitates the use of an electrical insulator. Pressurized sul-fur hexafluoride (SF
6at 620 kPa) acts as the dielectric me-
dium. Refer to Fig. 7 of Ref. 12for a cross-sectional view of
the constructed NLTL. A secondary dc power supply pro-vides the necessary current through a solenoid wrapped
around the outer conductor of the NLTL to produce the axi-
ally directed, magnetic biasing field.
The overall system impedance is designed for 50 X,
assuming saturated permeability for the ferrite. Typically,
the solenoid induced bias saturates the material, but if unsat-urated, the incident azimuthal pulse quickly saturates the ma-terial. The line impedance is varied by varying the outer
conductor of the NLTL as the ferrites are generally more dif-
ficult to fabricate and brass tubes are available in severalsizes. The electric and magnetic field are highly dependent
on the inner and outer conductor diameters as well as the fer-
rite sizes. Consequently, care must be taken in order to notexceed the voltage breakdown threshold of the ferrite or
dielectric insulator as well as aiming to maintain a consistent
magnetic field throughout the ferrimagnetic material. For agiven driving current, the magnetic field has an inverse rela-
tion to the samples radius and thus the frequency of opera-
tion and bandwidth are affected by the ferrite’s size.
In the design stages, the frequency of operation is deter-
mined through traditional magnetization dynamics techni-
ques, specifically the Smit and Beljers approximation forcalculating the ferromagnetic resonance (FMR) frequency.
The method utilizes the externally applied magnetic fields
and demagnetizing fields calculated from the sample’sdimensions. A
MATLAB program takes an FFT of the output
signal and an order of 10% accuracy has been achieved uti-
lizing the traditional FMR techniques.
IV. RESULTS
Various ferrite material parameters significantly impact
the efficiency of microwave generation. Two primaries are
the magnetic and electric loss factors. While the dielectricloss value is typically stated in the data sheet of commercially
available ferrites, the magnetic loss is generally unknown and
needs to be measured in a separate experiment. FMR techni-ques have been utilized to measure the precession linewidth
of several tested materials, and the FMR cavity resonance
technique
10was employed here. The ferrimagnetic material
is sufficiently thinned, shaped into an ellipse, and placed in
an X-band cavity resonator. The thin, elliptical shape allows
the use of known demagnetizing fields and will not perturbthe fields in the resonator. A 9.53 GHz source is used to
excite the cavity resonator and a dc magnetic field is placed
around the ferrite sample in order to saturate the material.The magnitude of the field is then swept, and the absorbed
microwave power into the ferrite is recorded at various dc
magnetic fields. When the magnetic field is such that reso-nance in the material is achieved, the power absorption peaks.
The fundamental equation relating resonance and magnetic
field is x¼cH
0, where xis the resonance frequency, cis the
gyromagnetic ratio, and H0is the internal magnetic field. The
FMR linewidth of the ferrite is recorded as the full width-half
max (FWHM) of the absorbed power peak. This linewidth isdirectly related to the phenomenological damping factor
found in LLG, Ref. 1. The waveforms listed in Figure 2por-
tray FMR spectra measured by Metamagnetics, Inc., for sixmaterials with applied dc field, measured in kilo-Oersted, on
the x-axis and the derivative of the absorbed power, measured
in arbitrary units, listed on the y-axis.
To complement the FMR spectra are four measured wave-
forms from the NLTL output found in Figure 3. These wave-
forms represent a commercially available NiZn sample andthree custom NiZn samples developed by Metamagnetics,
Inc., narrow linewidth ( <280 Oe) material have produced
FIG. 1. Block diagram of the experimental setup. Capacitive voltage probes
are used as diagnostics and are found at the input and output of the NLTL.064904-2 Bragg, Dickens, and Neuber J. Appl. Phys. 113, 064904 (2013)
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86.148.26.146 On: Wed, 07 May 2014 11:45:34microwave oscillations with narrower linewidths producing
higher rf power and a longer duration of precession. A MnZnsample shows very narrow linewidth, but has resistivity 5–8
orders of magnitude lower than the NiZn samples. Due to
the high electric loss, this MnZn sample proved to be toolossy and did not produce microwaves. In addition to low
magnetic and dielectric loss tangents, the ferrite must have
moderate values of initial relative permeability and satura-tion magnetization. The most successful ferrites have relativepermeabilities in the upper hundreds and saturation magnet-
izations around 3500 G.
In addition to specific material parameters, the opera-
tional performance of the NLTL highly depends on the inci-
dent pulse and static biasing field magnitudes. Typical trends
include increasing frequency with increasing incident pulseamplitude and decreasing frequency with increasing bias
field.
11,12This can be attributed to the total amount of azi-
muthal field seen by the ferrite. Since the NLTL geometry iscoaxial, the acting propagation mode is transverse electric and
magnetic (TEM) and thus an azimuthally-directed magnetic
field is primary. Hence, the azimuthal component of the rotat-ing magnetic moment couples to the TEM mode progressing
down the line. Due to this coupling, it is evident that as the
incident field increases, the projection of the rotating momentonto the azimuthal axis increases. In contrast, if the bias field
increases, the azimuthal contribution decreases. Frequency
versus bias field plots at varying incident voltage magnitudescan be found in Figure 4.
Expectedly, there exists optimal incident amplitude - bias
combinations to achieve maximum rf output power, see Fig-ure5. At low bias field strengths, the majority of the magnetic
moments are not aligned in the axial direction. Consequently,
upon application of the azimuthal field, there exists a state ofincoherent switching and precession between the moments,
resulting in low rf power generation. In contrast, if the magni-
tude of the bias field is too large, the azimuthal field is tooweak to significantly move the magnetic moments. Therefore,
the azimuthal influence of the rotating magnetic moments is
decreased.
Interestingly, the electrical delay of the system can be
controlled with the NLTL. This is achieved through control-
ling the initial permeability of the ferrite with the biasingfield. As the magnetic bias is increased to higher strengths,
the material begins to saturate and the permeability
decreases. Thus, the bias can effectively control the initialpermeability seen by the incoming pulse front and therefore
control the phase velocity of the wave. By altering the bias
magnitude, length of bias, and ferrite, the NLTL can beactively tuned for specific delay times. This provides an
FIG. 2. FMR spectra of five different materials. The waveforms represent
the derivative of absorbed power. The oscillatory nature prior to the main
linewidth peak arises from spin-wave excitation.
FIG. 3. NLTL Output waveforms for four different materials. The colors ofeach waveform correspond to the colors represented in Figure 2. The materi-
als are NiZn-1, MX5, MX7, and MX8 (moving left to right). Each material
has a different linewidth (first—260 Oe, second—280 Oe, third—130 Oe,
and fourth—120 Oe).
FIG. 4. Center frequency versus magnetic bias field for incident voltages20 kV (black- /H11623), 25 kV (red- /H17034), and 30 kV (blue- D).064904-3 Bragg, Dickens, and Neuber J. Appl. Phys. 113, 064904 (2013)
[This article is copyrighted as indicated in the article. Reuse of AIP content is subject to the terms at: http://scitation.aip.org/termsconditions. Downloaded to ] IP:
86.148.26.146 On: Wed, 07 May 2014 11:45:34exciting opportunity for NLTL integration into phased array
systems. The delay can be altered through the use of one bias
(controlling output power, frequency, and delay), the use of
multiple biases on a single line (one for power/frequency,one for delay), or the use of multiple NLTLs and multiple
biases. If using multiple biases for each NLTL, the bias
located at the output portion of the NLTL determines theoutput power and frequency, while the electrical delay can
be altered by a bias located on the front end of the NLTL.
11
At 20 kV, the total electrical delay was demonstrated to vary
between 20.5 ns down to 9 ns. Figure 6contains line plots of
the changing electrical delay versus bias at various incidentpulse magnitudes. The figure inset shows the dramatic delay
change between unbiased and fully biased (presently 42 kA/
m) lines. The dotted line represents the delay of full satura-tion which all lines asymptotically trend toward.
V. CONCLUSIONS
Nonlinear transmission lines have proven to be potential
alternatives to traditional, vacuum-based high power micro-
wave sources. Traditional magnetization dynamics techni-ques to predict frequency and measure microwave losses can
be applied to NLTL design for determining operational fre-
quency and expected material performance. Additionally,through altering the static bias, frequency tuning and system
phasing can be achieved. Two material parameters have
been determined with experimental results to verify the im-portance of magnetic and electric loss for microwave genera-
tion. This article shows the importance of careful design to
achieve large magnetic fields in the ferrite, tailored magneticfield differential for bandwidth control, and choice of mate-
rial for optimal microwave generation.
ACKNOWLEDGMENTS
This work was supported by the U.S. Office of Naval
Research (ONR).
1I. Katayev, Electromagnetic Shock Waves (Iliffe, 1966).
2J. Dolan, “Simulation of shock waves in ferrite-loaded coaxial transmis-
sion lines with axial bias,” J. Phys. D: Appl. Phys. 32, 1826 (1999).
3I. Romanchenko, V. Rostov, V. Gubanov, A. Stepchenko, A. Gunin, and I.
Kurkan, “Repetitive sub-gigawatt rf source based on gyromagnetic nonlin-
ear transmission line,” Rev. Sci. Instrum. 83, 074705 (2012).
4J. Darling and P. Smith, “High power pulsed rf generation from nonlinear
lumped element transmission lines (NLETLs),” University of Oxford,
Technical Presentation, given at the University of New Mexico, 2008.
5N. Seddon, C. Spikings, and J. Dolan, “RF pulse formation in nonlineartransmission lines,” in IEEE 34th International Conference on Plasma
Science , Albuquerque, NM, (2007).
6H. Shi, C. W. Domier, and N. C. Luhmann, “A monolithic nonlinear trans-
mission line system for the experimental study of lattice solitons,” J. Appl.
Phys. 78, 2558 (1995).
7M. Jamshidifar, G. Spickermann, H. Schafer, and P. Haring Bolivar, “200-
GHz bandwidth on wafer characterization of CMOS nonlinear transmis-
sion line using electro-optic sampling,” Microwave Opt. Technol. Lett.
54(8), 1858 (2012).
8M. Weiner and L. Silber, “Pulse sharpening effects in ferrites,” IEEE
Trans. Magn. 17(4), 1472 (1981).
9I. Mayergoyz, G. Bertotti, and C. Serpico, Nonlinear Magnetization Dy-
namics in Nanosystems (Elsevier, 2008).
10A. Geiler, private communication (2011).
11J. -W. B. Bragg, J. C. Dickens, and A. A. Neuber, “Nonlinear transmission
line performance under various magnetic bias environments,” in Directed
Energy Professional Society Annual Directed Energy Symposium ,L a
Jolla, CA, (2011).
12J.-W. Bragg, W. W. Sullivan III, D. Mauch, J. C. Dickens, and A. A.
Neuber, “Compact pulsed power system realized through integrated SiC
photoconductive semiconductor switch and gyromagnetic nonlinear trans-
mission line,” Rev. of Sci. Instr. (submitted).
FIG. 5. NLTL outputs for 20 kV incident pulse magnitude and varying bias.The waveforms are arranged such that the bias field is increasing from left to
right. For ease of viewing, the waveforms are time-shifted by 3 ns relative to
each other.
FIG. 6. The main figure contains the NLTL electrical delay versus biasing
field at 20 kV (black- /H11623), 25 kV (red- /H17034), and 30 kV (blue- D). The gray line
represents the calculated electrical length of the line when fully saturated.
The inset figure contains waveforms for unbiased (0 kA/m, black, no oscilla-
tions) and fully biased (42 kA/m, red, oscillations present) outputs.064904-4 Bragg, Dickens, and Neuber J. Appl. Phys. 113, 064904 (2013)
[This article is copyrighted as indicated in the article. Reuse of AIP content is subject to the terms at: http://scitation.aip.org/termsconditions. Downloaded to ] IP:
86.148.26.146 On: Wed, 07 May 2014 11:45:34 |
5.0013363.pdf | Appl. Phys. Lett. 117, 062403 (2020); https://doi.org/10.1063/5.0013363 117, 062403
© 2020 Author(s).Current-induced torques in black
phosphorus/permalloy bilayers due to crystal
symmetry
Cite as: Appl. Phys. Lett. 117, 062403 (2020); https://doi.org/10.1063/5.0013363
Submitted: 11 May 2020 . Accepted: 01 August 2020 . Published Online: 13 August 2020
Wenxing Lv , Jialin Cai
, Zhilin Li , Weiming Lv , Yan Shao , Shangkun Li , Baoshun Zhang
, Yukai Chang ,
Zhongyuan Liu , and Zhongming Zeng
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Applied Physics Letters 117, 063901 (2020); https://doi.org/10.1063/5.0014867Current-induced torques in black phosphorus/
permalloy bilayers due to crystal symmetry
Cite as: Appl. Phys. Lett. 117, 062403 (2020); doi: 10.1063/5.0013363
Submitted: 11 May 2020 .Accepted: 1 August 2020 .
Published Online: 13 August 2020
Wenxing Lv,1,2Jialin Cai,2
Zhilin Li,3Weiming Lv,2YanShao,1,2Shangkun Li,2Baoshun Zhang,1,2
Yukai Chang,4
Zhongyuan Liu,4and Zhongming Zeng1,2,a)
AFFILIATIONS
1School of Nano Technology and Nano Bionics, University of Science and Technology of China, Hefei, Anhui 230026,
People’s Republic of China
2Key Laboratory of Multifunctional Nanomaterials and Smart Systems, Suzhou Institute of Nano-Tech and Nano-Bionics, CAS,
Suzhou, Jiangsu 215123, People’s Republic of China
3Beijing National Laboratory for Condensed Matter Physics, Institute of Physics, CAS, Beijing 100190, People’s Republic of China
4State Key Laboratory of Metastable Materials Science and Technology, Yanshan University, Qinhuangdao 066004, China
a)Author to whom correspondence should be addressed: zmzeng2012@sinano.ac.cn
ABSTRACT
Current-induced spin-torques in two-dimensional (2D) heterostructures have attracted extensive attention due to their importance in under-
standing the underlying fundamental physics and developing low-power dissipation nanoelectronics. Here, the Permalloy/black phosphorus(BP) bilayer devices are fabricated, and spin-torque ferromagnetic resonance (ST-FMR) measurements are utilized to investigate thespin-torque effect in the heterostructure. An obvious out-of-plane antidamping torque is observed, which could be associated with the bro-ken mirror symmetry of BP. These results show the possibility of manipulating magnetization by semiconductor field-effect devices based on
2D materials and provide a clear avenue for engineering spintronic devices based on 2D materials.
Published under license by AIP Publishing. https://doi.org/10.1063/5.0013363
Current-induced torques produced by materials with strong spi-
n–orbit coupling (SOC) interactions provide a promising approach for
effective manipulation of nano-magnetic devices.
1The SOC interac-
tion shows up in crystalline structures that possess structure inversion
asymmetry (the Rashba type2) or bulk inversion asymmetry (the
Dresselhaus type3). Therefore, spin–orbit torques (SOTs) to date are
usually observed in conventional heavy-metal/ferromagnet bilayers4–7
and topological-insulator/ferromagnet thin-film bilayers,8where the
heavy-metal or topological-insulators are employed as spin-source
materials that generate current-induced spin–orbit torques (SOTs)
through spin Hall, Rashba–Edelstein, topological spin-momentumlocking, or other spin–orbit effects.
13,14Recently, two-dimensional
(2D) materials, such as transition metal dichalcogenides (TMDs),9–12
have been acknowledged as intriguing spin-source materials due tostrong SOC interaction, surface states, and reduced crystal symmetry.
For example, strong anisotropic spin–orbit interaction,
15large
proximity-induced spin lifetime anisotropy,16and room-temperature
spin hall effect17have been reported in WS 2/graphene, MoSe 2/gra-
phene, and MoS 2/graphene heterostructure, respectively. A large SOT
was observed in the TMD(MoS 2and WSe 2)/CoFeB bilayer.18Moreinterestingly, out-of-plane SOT19,20related to crystal symmetry and
field-free current-induced magnetization switching21in response to an
in-plane current were demonstrated for the WTe 2/Permalloy hetero-
structure, which is a highly efficient strategy for the switching of nano-
scaled ferromagnets for memory and logic devices.
Apart from WTe 2, black phosphorus (BP) also displays low
crystal symmetry due to its puckered surface along the x-direction in
each monolayer owing to sp3hybridization, which enables a series of
new functionalities for future nanodevices due to the anisotropic
electric, thermal, optical, and spintronic characteristics.22–30Very
recently, Popovic ´et al.29have theoretically reported an anisotropic
Rashba effect in monolayer BP. Jung et al.30have experimentally
reported that BP material could be a promising candidate for pseu-dospintronics due to its bipolar pseudospin polarization greater than
95% at room temperature. Avsar et al.
31have investigated the spin
transport in ultrathin BP and indicated the tunability of spin trans-port by the electric field effect. These investigations suggest huge
potential for BP in future versatile spintronic applications as it,
meanwhile, shows outstanding semiconductor properties,
32–35
such as ultrahigh electric conductivities. However, until now, the
Appl. Phys. Lett. 117, 062403 (2020); doi: 10.1063/5.0013363 117, 062403-1
Published under license by AIP PublishingApplied Physics Letters ARTICLE scitation.org/journal/aplspin–orbit torques originating from the structural asymmetry of BP
remain undiscovered.
In this work, we fabricated a Permalloy (Py)/BP bilayer device
and investigated the spin-torque effect using spin-torque ferromag-netic resonance (ST-FMR) measurements. The measurements show
obvious spin–orbit torques, which may originate from the broken mir-
ror symmetry in the BP. Our results could be helpful for comprehen-sively understanding the spintronic properties of 2D/magnetic filmheterostructures.
The Py/BP bilayer device was fabricated as follows: first, few-
layer BP was mechanically exfoliated from a bulk BP crystal onto thepolydimethylsiloxane (PDMS) template and then transferred onto a280 nm SiO
2substrate using a common dry transfer method. The
exfoliation procedure was performed inside a nitrogen-filled glovebox
with H 2O and O 2concentrations <0.5 ppm. After the transition, the
samples were immediately spin-coated with MMA and PMMA for
preventing oxidation. Then, a stripe of 20 nm Py (Ni 80Fe20) was depos-
ited on the BP layer by using electron beam lithography combinedwith electron beam evaporation (EBE). Finally, Ti(10 nm)/Au(60 nm)contacts in the shape of a coplanar waveguide were defined using pho-
tolithography and deposited using EBE.
The BP ultrathin layer was characterized by Raman spectroscopy
with a laser radiation of 532 nm and a power of 10 lW. The surface
morphology and thickness of the sample were obtained using an
atomic force microscope (AFM, Multimode 8, Veeco Instruments,
I n c . ,U S A ) .T h es t a t i cm a g n e t i cp r o p e r t i e so fP yw e r ec h a r a c t e r i z e dusing a vibration sample magnetometer (VSM, Lakeshore, USA). TheST-FMR technique in which microwave signals ( I
RF) produced by a
generator were applied within the sample plane through a bias tee was
used to measure the strength of torques.9In the ST-FMR measure-
ment, current-induced torques caused the magnetization of Py to pro-
cess, creating a device resistance oscillation due to the anisotropic
magnetoresistance (AMR) of the ferromagnetic layer. The oscillatedresistance mixes with RF current and further generated a mixing volt-ageV
mixacross the sample, which was recorded by the lock-in ampli-
fier. All the measurements were performed at room temperature.
BP has a puckered lattice in a monolayer and stacked its mono-
layer along the z-axis ,a ss h o w ni n Fig. 1(a) . Each monolayer is com-
posed of two parallel planes, and every BP atom has three nearest
neighbors. Figure 1(b) shows that the Raman spectra of BP, A1
g
(359.7 cm/C01),B2g(434.4 cm/C01), and A2
g(461.3 cm/C01)m o d e sa r e
observed, which is consistent with the previous studies.35,36The mag-
netization hysteresis loop for the 20 nm Py film is depicted in Fig. 1(c)
applying an external field in the plane. The rectangular shape of theloop indicates an in-plane easy axis of Py.
Figure 2(a) illustrates an optical image of a finished device,
including contact GSG pads and circuit of the ST-FMR measurement.An in-plane magnetic field Hat an angle uwith respect to I
RF
was applied, and the magnitude of this field was sufficient to go
through the ferromagnetic resonance condition, as shown in Fig. 2(b) .
Figure 3(a) shows the ST-FMR spectra for the Py/BP device in the
frequency range of 3.0 GHz to 7.0 GHz at an incident power of10 dBm. The amplitude decreases as the frequency increases. The mix-
ing voltage V
mixc a nb ee x p r e s s e db yaL o r e n t z i a nf u n c t i o nc o n s i s t i n g
of a symmetric and an antisymmetric Lorentzian component asfollows:
19
Vmix¼VSDH2
4H/C0H0 ðÞ2þDH2þVA4DHH/C0H0 ðÞ
4H/C0H0 ðÞ2þDH2;(1)
where DHis the linewidth, H0is the resonant field, His the applied
magnetic field, VSis the symmetric Lorentzian amplitude, and VAis
the antisymmetric Lorentzian amplitude. As defined in Eq. (1),t h e
amplitudes VSandVAare related to the two components of torque as
follows:5
VS¼/C0IRF
2dR
du/C18/C191
ac2H0þl0Meff ðÞsk; (2)
VA¼/C0IRF
2dR
du/C18/C19 ffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi
1þl0Meff=H0p
ac2H0þl0Meff ðÞs?; (3)
where skis an in-plane torque, s?is an out-of-plane torque, and Ris
the device resistance. By fitting the measured Vmixcurve, the parame-
ters of DH,VS,VA,a n d H0can be obtained, further analyzing the
spin-torque effect.
Figure 3(b) shows the resonant fdependence of external mag-
netic field H.S i m i l a rt ot h ep u r eP yd e v i c e ,t h er e s o n a n t fof the Py/BP
device increases as Hincreases and the curves can be well fitted using
the Kittel formula,5
FIG. 1. (a) Crystal structure of BP . (b) Raman spectra of BP. (c) Hysteresis loop of
the Py film applying an external field in the plane.
FIG. 2. (a) Optical images of the sample geometry including contact pads and
schematic of the ST-FMR measurement circuit. (b) Schematic of the bilayer Py/BP
sample geometry.
FIG. 3. (a) ST-FMR spectra at a series of frequencies from 3.0 GHz to 7.0 GHz
with a fixed power of 10 dBm and u¼45/C14. (b) FMR resonant frequency as a func-
tion of the applied magnetic field for pure Py and Py/BP bilayers, respectively. The
solid lines represent the theoretical fitting using the Kittle equation. (c) The linewidthDHextracted from the fitting of the ST-FMR signal vs the resonant frequency f. The
solid lines are the linear fittings.Applied Physics Letters ARTICLE scitation.org/journal/apl
Appl. Phys. Lett. 117, 062403 (2020); doi: 10.1063/5.0013363 117, 062403-2
Published under license by AIP Publishingf¼c
2pffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi ffi
H0H0þl0Meff ðÞp
; (4)
where cis the gyromagnetic ratio, l0is the permittivity in vacuum,
andMeffis the effective saturation magnetization of Py. For our Py/BP
device, we have l0Meff/C250.8 T. The frequency fdependences of the
resonance linewidth DHare demonstrated in Fig. 3(c) .DHincreases
as the frequency increases for both Py and Py/BP devices, but DH
increases more quickly for the Py/BP device. This parameter is gener-
ally determined by intrinsic and extrinsic origins, which is given
by37,38
DH¼DH0þ2pa
c/C18/C19
f; (5)
where DH0is the extrinsic contribution and the second term is the
intrinsic contribution to the linewidth. The extrinsic contribution,
such as inhomogeneous broadening, is frequency-independent, while
the second term is linearly proportional to the frequency fand associ-
ated with the Gilbert damping coefficient a.T h e avalues are approxi-
mately 0.011 for the Py/BP device and 0.01 for the pure Py device.
This suggests that the BP ultralayer has an obvious influence on the
properties of Py.
Next, we focus on the spin-torque effect in the Py/BP hetero-
structures. For comparison, we performed the ST-FMR measure-
ments for Py and Py/BP devices at two given angles, similar to that
in the previous study.19The results are plotted in Fig. 4 . It is clearly
seen that for the pure Py device [see Fig. 4(a) ], the ST-FMR traces
show a nearly identical line shape at u¼/C045/C14and 135/C14after multi-
plying u¼/C045/C14by/C01. Note that the dominated symmetric feature
in the pure Py layer is related to the thickness of Py.39However, the
result of the Py/BP device carried out in the same experiment dis-
plays the difference between Vmix(135/C14) and /C0Vmix(/C045/C14) cases.
This indicates that there may be extra torques affecting the twofold
rotational symmetry of the line shape, similar to the previous report
in the WTe 2/Py heterostructure.19,20
To get much insight into this, we conducted the full angular
(u¼/C0180/C14to 180/C14)-dependent measurement of ST-FMR signal
Vmixwhere the applied magnetic field is used to rotate the magnetiza-
tion within the Py film at a fixed frequency of 3.5 GHz and a power of
10 dBm. By fitting the measured ST-FMR spectra using Eq. (1),t h e
symmetric components VSand antisymmetric components VAas a
function of the in-plane magnetic field angle uare obtained, as shown
inFigs. 5(a) and5(b), respectively. In a simple heavy-metal/ferromag-
net bilayer with a twofold rotation symmetry, the current-inducedtorque amplitude follows a cos( u) dependence and the AMR in Py has
ac o s2(u) angular dependence, which enters Vmixas d R/du/C25
sin(2u). As a consequence, these two contributions yield the same
angular dependence for both symmetric and antisymmetric compo-nents, that is, V
S¼Scos(u)sin(2 u)a n d VA¼Acos(u)sin(2 u). For
the Py/BP device, the VSbehavior was well fitted by this angular
dependence, revealing that the spin–orbit torques are present in thePy/BP bilayer since the symmetric component implies an in-plane tor-
que and it cannot be produced by an Oersted field, as shown in Fig.
5(a). However, the antisymmetric component V
Ais different from
cos(u)sin(2 u), as demonstrated in Fig. 5(b) . The absolute values of sig-
nal amplitudes clearly lack u!u/C0180/C14symmetry, which can be
well fitted by adding a term of sin(2 u),
VA¼AcosðuÞsinð2uÞþBsinð2uÞ; (6)
where A and B are constants independent of the magnetic field angle.
As we remove the term of sin(2 u) contributing from the angular
dependence of the AMR by using Eq. (3),i ti sc l e a r l ys e e nt h a tan e w
term torque sBcorresponding to an out-of-plane torque is observed,
which is independent of the in-plane magnetization orientation, i.e., iteven can be in ^m. Therefore, this new term torque s
Bis found to be a
damping-like torque.
As the current-induced spin-torques generated by the spin Hall
effect, the Rashba–Edelstein effect, or the Oersted field strongly rely on
magnetization orientation, it is reasonable to infer that the out-of-
plane antidamping torque sBis not due to neither the spin Hall effect,
the Rashba–Edelstein effect, nor the Oersted field. This observation isdifferent from the results of MoS
2/Py bilayers11in which no additional
angular-independent spin-torque was found. However, Ralph et al.
recently demonstrated a similar out-of-plane antidamping torque in
the WTe 2/Py bilayer19,20and an in-plane angular-independent torque
in NbSe 2/Py bilayers,10where both extra angular-independent spin-
torques were attributed to the broken mirror symmetry of the 2Dmaterial surface. The reduced symmetry of WTe
2is determined by its
intrinsic crystal structure characteristics as its surface twofold rota-tional symmetry is broken along the a-axis, while the low symmetry
state of the NbSe
2surface may be due to a uniaxial strain caused by
external parameters. For our Py/BP device, since BP has a puckeredsurface along the x-direction, leading to a twofold asymmetry along
the x and y direction, it is reasonable to suspect that this s
Bmay be pri-
marily arising from the broken lateral mirror symmetry of the BP sur-face as its spin–orbit coupling is relatively weak.
In conclusion, we have experimentally investigated the current-
induced spin-torques in Py/BP bilayers. An out-of-plane antidamping
FIG. 4. (a) and (b) ST-FMR resonances for pure Py(20 nm) samples and
Py(20 nm)/BP(8.8 nm), respectively, with the magnetization oriented at /C045/C14and
135/C14.
FIG. 5. (a) Symmetric and (b) antisymmetric ST-FMR resonance components for
the Py/BP bilayer as a function of in-plane magnetic field angle, at a fixed frequency
of 3.5 GHz and a fixed power of 10 dBm.Applied Physics Letters ARTICLE scitation.org/journal/apl
Appl. Phys. Lett. 117, 062403 (2020); doi: 10.1063/5.0013363 117, 062403-3
Published under license by AIP Publishingtorque is generated in the Py/BP bilayer interface because the BP sur-
face has broken mirror symmetry. This study provides an efficient
strategy to manipulate magnetization with perpendicular anisotropy
and demonstrates a possibility for manipulating magnetization com-patible with semiconductor field-effect devices based on 2D materials,which is beneficial for designing and optimizing spintronic devices in
the future.
This work was supported by the National Natural Science
Foundation of China (Nos. 51732010, 51761145025, 11974379, and
51802341) and the China Postdoctoral Science Foundation (Nos.
2020M671592, 2019M661967, and 2019TQ0223).
DATA AVAILABILITY
The data that support the findings of this study are available
within this article.
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Published under license by AIP Publishing |
1.4986962.pdf | Effective empirical corrections for basis set superposition error in the def2-SVPD
basis: gCP and DFT-C
Jonathon Witte , Jeffrey B. Neaton , and Martin Head-Gordon
Citation: The Journal of Chemical Physics 146, 234105 (2017); doi: 10.1063/1.4986962
View online: http://dx.doi.org/10.1063/1.4986962
View Table of Contents: http://aip.scitation.org/toc/jcp/146/23
Published by the American Institute of PhysicsTHE JOURNAL OF CHEMICAL PHYSICS 146, 234105 (2017)
Effective empirical corrections for basis set superposition error
in the def2-SVPD basis: gCP and DFT-C
Jonathon Witte,1,2Jeffrey B. Neaton,2,3,4and Martin Head-Gordon1,5,a)
1Department of Chemistry, University of California, Berkeley, California 94720, USA
2Molecular Foundry, Lawrence Berkeley National Laboratory, Berkeley, California 94720, USA
3Department of Physics, University of California, Berkeley, California 94720, USA
4Kavli Energy Nanosciences Institute at Berkeley, Berkeley, California 94720, USA
5Chemical Sciences Division, Lawrence Berkeley National Laboratory, Berkeley, California 94720, USA
(Received 31 March 2017; accepted 7 June 2017; published online 20 June 2017)
With the aim of mitigating the basis set error in density functional theory (DFT) calculations employing
local basis sets, we herein develop two empirical corrections for basis set superposition error (BSSE)
in the def2-SVPD basis, a basis which—when stripped of BSSE—is capable of providing near-
complete-basis DFT results for non-covalent interactions. Specifically, we adapt the existing pairwise
geometrical counterpoise (gCP) approach to the def2-SVPD basis, and we develop a beyond-pairwise
approach, DFT-C, which we parameterize across a small set of intermolecular interactions. Both gCP
and DFT-C are evaluated against the traditional Boys-Bernardi counterpoise correction across a set
of 3402 non-covalent binding energies and isomerization energies. We find that the DFT-C method
represents a significant improvement over gCP, particularly for non-covalently-interacting molecular
clusters. Moreover, DFT-C is transferable among density functionals and can be combined with exist-
ing functionals—such as B97M-V—to recover large-basis results at a fraction of the cost. Published
by AIP Publishing. [http://dx.doi.org/10.1063/1.4986962]
I. INTRODUCTION
In an electronic structure calculation, two forms of basis
set errors arise when local basis sets are employed: basis set
superposition error (BSSE), which is a consequence of incon-
sistent treatment of a larger supersystem and its constituent
subsystems,1–3and intrinsic basis set incompleteness error,
the category to which we relegate all remaining basis set errors
once BSSE has been removed.4Intrinsic incompleteness error
arises from the fact that the Schr ¨odinger equation is being
solved in just a fraction of the full Hilbert space, and no system-
atic means of removal—short of simply increasing the number
of basis functions—has yet been discovered, though adaptive-
basis approaches have shown some promise.5–10Basis set
superposition error, on the other hand, has a long history within
the electronic structure community.11–20In the case of dis-
tinct non-covalently interacting units, BSSE can be removed
by performing fragment calculations within the basis of the
full system, i.e., via the counterpoise correction (CP) first
introduced by Boys and Bernardi.2
The standard counterpoise correction has two principal
shortcomings. First, it requires a partitioning of the full system
into a number of fragments, Nfragments ; for some systems, such
as those with simple bimolecular interactions, this partition-
ing is straightforward, but for many interesting systems—such
as those involving substantial intramolecular interactions—
it is not. Second, although in principal a good approxima-
tion to counterpoise-corrected results may be obtained with
a)Electronic mail: mhg@cchem.berkeley.eduminimal extra effort via standard energy decomposition analy-
ses,21,22in practice the CP correction often ends up being quite
computationally demanding, whereas an uncorrected binding
energy requires only one calculation in the full supersystem
basis, a counterpoise-corrected one requires Nfragments +1 such
calculations.
The issues of partitioning and the inability of the CP
scheme to address intramolecular BSSE were first addressed
by Galano and Alvarez-Idaboy with an atom-by-atom counter-
poise correction;23Jensen later generalized this into the atomic
counterpoise (ACP- n) approach.24In the ACP- nscheme,
BSSE is estimated as a sum of atomic BSSEs, where each
atomic BSSE is calculated by considering basis functions up to
nbonded atoms away. This approach has shown some promise
in addressing intramolecular BSSE, though it suffers from the
same partitioning problem as CP when ambiguous bonding
patterns are involved—e.g., in transition states and hydrogen-
bonded systems—and the computational complexity of the
method is unchanged.
More recently, there have been attempts to develop empir-
ical models for BSSE, as such approaches can potentially
address both the partitioning and complexity issues. The
first such model was proposed six years ago by Faver and
Merz,25,26who constructed the so-called “proximity func-
tions” for molecular fragments from atomic pairs. Since the
targets for this method are large biomolecules, the parame-
ters are trained on a variety of proteinogenic systems. To date,
this is the only empirical correction for BSSE developed for
correlated wavefunction-based methods. The chief shortfall
of the approach lies in its limited transferability; the param-
eters for modeling typical nonpolar, van der Waals-driven
0021-9606/2017/146(23)/234105/10/ $30.00 146 , 234105-1 Published by AIP Publishing.
234105-2 Witte, Neaton, and Head-Gordon J. Chem. Phys. 146 , 234105 (2017)
interactions are significantly different than those used for
modeling hydrogen bonding.
Kruse and Grimme more recently introduced the so-called
geometrical counterpoise (gCP) scheme,27which was later
combined with the DFT-D3(BJ)28,29dispersion correction and
either an explicit—in the form of an additional short-range
term—or implicit—in the form of a modified basis set—
correction for basis set incompleteness to form the HF-3c,
PBEh-3c, and HSE-3c methods.30–32The gCP scheme loosely
resembles the proximity function approach of Faver and Merz,
in as much as both methods are strictly pairwise atomic
corrections. Unlike the proximity function-based correction,
however, gCP has gained considerable traction within the elec-
tronic structure community,33–35largely due to its low-cost,
satisfactory transferability, and ease of use. The gCP approach
is utilized in conjunction with very small basis sets—on the
order of 6-31G*—and is capable of recovering most of the
BSSE in typical systems.
Within this work, we adapt the gCP empirical correction
for BSSE to the def2-SVPD basis. We focus exclusively on the
def2-SVPD basis set36,37due to its good balance of expense
and performance; def2-SVPD has low intrinsic incomplete-
ness error relative to other comparable-sized bases,38and
hence seems to us to be a particularly promising basis set for
BSSE correction schemes. In addition, we develop an alter-
native beyond-pairwise empirical correction for BSSE within
density functional theory: DFT-C. The many-body nature of
the method accounts for the overcounting concomitant with
any pairwise approach and allows DFT-C to treat both large
and small systems in a consistent manner. Whereas gCP is
developed for use with exceptionally small basis sets, with
the aim of providing semi-quantitative results, we demon-
strate that DFT-C can recover near-basis-set-limit results at
a fraction of the cost, particularly in the case of non-covalent
interactions.
II. THEORY AND METHODS
A. gCP
Here, we will briefly summarize the geometrical counter-
poise (gCP) correction for BSSE; for further details, see the
original study by Kruse and Grimme.27At the core of gCP lies
a function describing the decay of BSSE on atom Adue to the
presence of basis functions on atom Ba distance rABaway,
which we denote fgCP
AB(rAB). This term is given by
fgCP
AB(rAB)=cABexp
r
AB
(1)
and includes a multiplicative constant, cAB, as well as a univer-
sal decay parameter and exponent . The contributions of all
atom-ghost pairs are summed up to yield the gCP correction
for BSSE,
EgCP=X
AcAX
B,AfgCP
AB(rAB), (2)
where cAare atom-dependent parameters and is an overall
scaling parameter. In practice, EgCPis just added to the total
electronic energy for a given system. The gCP approach is
strictly pairwise additive with respect to nuclear centers.B. Parameterization of gCP
Equations (1) and (2) contain several parameters: mul-
tiplicative constants cAB, linear coefficients cA, decay fac-
torsand, and an overall scaling factor . The pairwise
multiplicative constants, cAB, are calculated as
cAB=1q
SABNvirt
B, (3)
where Nvirt
Bis the number of virtual orbitals on atom B—given
byNvirt
B=Nbasis functions
B 1
2Nelectrons
B—and SABis a measure of
the Slater overlap between atoms AandB. The overlap term is
described in detail in the original study;27here, we will simply
note that it involves an additional linear parameter, .
The atomic linear coefficients, cA, are calculated within
the gCP approach as “missing energy” terms, i.e., cAis calcu-
lated as the difference in restricted open-shell Hartree-Fock39
energy between atom Ain a target basis (here def2-SVPD) and
a large basis, in the presence of an external electric field to pop-
ulate higher angular momentum functions. We have utilized
aug-pc-4 as the large basis.40–42
The remaining parameters—three nonlinear ( ,, and)
and one linear ( )—are obtained by minimizing the error in
predicted gCP BSSE relative to Boys-Bernardi BSSE with the
B3LYP43–46density functional across the S66 8 dataset of
intermolecular interactions,47,48within the def2-SVPD basis.
As in the original work, the most compressed geometries are
weighted for this optimization by a factor of 0.5 in order to
emphasize equilibrium and long-distance structures.
The optimized set of parameters is provided in the
supplementary material; this set of parameters allows the exist-
ing gCP approach to be utilized with the def2-SVPD basis
set for DFT. Briefly, we mention one particularly interesting
aspect of the optimized parameters: the optimal value of —
the parameter controlling atomic overlap in the gCP model—in
the def2-SVPD basis is 0.000 01, which suggests that for this
particular basis set, the gCP expression can be simplified with-
out degrading performance by simply removing the overlap
term. We have verified that this is in fact true; we present in
the supplementary material a simpler formulation of gCP for
def2-SVPD.
C. DFT-C
In addition to re-parameterizing the gCP method for use
with the def2-SVPD basis, we also present a more com-
plex, though physically motivated, geometry-based empirical
approximation for BSSE, which will henceforth be referred to
as DFT-C. This model is in many ways similar to gCP.27At
its core lies a term describing the decay of BSSE on atom A
due to the presence of basis functions on atom Ba distance
rABaway, which we denote fDFT-C
AB(rAB). This term is given
by
fDFT-C
AB(rAB)=cABexp
ABr2
AB+ABrAB
(4)
and includes a multiplicative constant, cAB, a Gaussian decay
parameter,AB, and an exponential decay parameter, AB. We
expect the decay of BSSE to mirror that of the electron density;
the exponential term accounts for the standard decay expres-
sion,49and the Gaussian term reflects the nature of the basis234105-3 Witte, Neaton, and Head-Gordon J. Chem. Phys. 146 , 234105 (2017)
functions employed. The DFT-C approach includes both an
exponential term and a Gaussian term, with pair-dependent
decay factors; these differences set it apart from the gCP core
term given in Eq. (1).
In DFT-C, we damp this atomic contribution to BSSE,
much as the contribution of gCP is damped in PBEh-3c to
potentially address short- rABissues that can arise in thermo-
chemical problems.31We employ the same form of damping
function as PBEh-3c,31
d(rAB)=1
1 +k1,AB rAB=r0,AB k2,AB, (5)
where r0,ABis the sum of the van der Waals radii of atoms
AandB, and k1,ABandk2,ABare parameters that control
the precise shape of the damping function. Whereas Grimme
et al.31setk1= 4 and k2= 6 for all pairs of atoms Aand
Bby inspection, we compute them systematically for each
atom pair based on the sums of covalent and van der Waals
radii such that d(rcov,AB)=0.05 and d(r0,AB) = 0.95. Doing
so yields k1,AB= 19 and k2,AB=5.8889log r0,AB=rcov,AB 1.
Moreover, we propose damping to a finite value, rather than
zero, to more accurately reflect the actual short-range behavior
of BSSE; after all, BSSE does not simply vanish in the covalent
bonding distance regime. Thus, rather than simply multiply-
ing the contribution from Eq. (4) by the damping function in
Eq. (5), we define a damped contribution, gDFT-C
AB(rAB), as
gDFT-C
AB(rAB)=d(rAB)fDFT-C
AB(rAB) +(1 d(rAB))
fDFT-C
AB(rcov,AB). (6)
At long range, this term reduces to fDFT-C
AB(rAB), while at short
range, it reduces to a pair-dependent constant, fDFT-C
AB(rcov,AB).
Whereas the gCP correction is strictly pairwise, we incor-
porate a many-body component into DFT-C. We do so in the
following physically motivated though ad hoc way, by simply
modifying each pairwise contribution by an additional term,
hAB(fA,B,:::g), which is given by
hAB(fA,B,:::g)=26666641 +X
C,A,BNvirt
C
Nvirt
Bterfc (rAC,rAB)
terfc (rBC,rAB)3777775 1
, (7)
where Nvirt
Bis the number of virtual orbitals on atom B—
given by Nvirt
B=Nbasis functions
B 1
2Nelectrons
Bas in gCP, with
Nelectrons
Bbeing the number of electrons on neutral atomic
BandNbasis functions
Bcorresponding to the number of basis
functions centered at atom B—distances are in atomic units,
and terfc( x,y) is the attenuator defined by Dutoi and Head-
Gordon,50
terfc (x,y)=1 1
2erf(x+y)+ erf (x y). (8)
This additional correction, hAB(fA,B,:::g), addresses the
nonzero overlap between the Hilbert space of atom Band
the Hilbert spaces of all atoms C,A,B. As more and more
atoms are added in the vicinity of atoms AandB, the con-
tribution of the ghost functions centered at Bto the atomic
FIG. 1. Visualization of how adding a third atom Cimpacts the contribution
of basis functions centered at Bto the BSSE on atom A, as per hAB(fA,B,Cg).
When atom Cis sufficiently far away from AandB(lighter areas), the model
reduces to a pairwise approach. In this example, CandBare assumed to have
the same number of virtual orbitals, and AandBare located at ( 1.5 a.u.,
1.5 a.u.) and (1.5 a.u., 1.5 a.u.), respectively.
BSSE of Ashould decrease; eventually, once the space is sat-
urated, adding additional atoms (i.e., ghost functions) does
not change the BSSE of atom A. This phenomenon is not
captured by a strictly pairwise approach. The many-body cor-
rection we employ is visualized for a planar 3-atom system in
Fig. 1.
The final form of the DFT-C correction for BSSE is given
by
EDFT-C=X
AcAX
B,AgDFT-C
AB(rAB)hAB(fA,B,:::g), (9)
whereis an overall scaling coefficient, cAis a linear coeffi-
cient that modifies the contributions of ghost functions on all
atoms Bto the BSSE on A, and the damped pairwise contribu-
tion, gDFT-C
AB(rAB), and many-body correction, hAB(fA,B,:::g)
are defined in Eqs. (6) and (7), respectively. With the excep-
tion of the many-body term, this expression for the DFT-C
energy is mathematically similar to that for gCP—cf. Eqs. (9)
and (2).
D. Parameterization of DFT-C
As can be seen from Eq. (9), DFT-C has a large number of
parameters. For each unique set of atom Aand ghost functions
centered at atom B, there are exponential and Gaussian decay
parameters, ABandAB, and there is a multiplicative constant,
cAB. These parameters are obtained by generating BSSE curves
for neutral atomic pairs ABusing a form of local spin-density
approximation (LSDA), SPW92,51–54in the def2-SVPD basis.
For each unique atom Aand corresponding ghost atom B, we
perform a least squares fit on a log BSSE curve generated over
the rangercov,AB, 5rcov,ABin units of 0.1 a0. To avoid overem-
phasizing the long-distance regime—where the atomic BSSE
is nearly zero, and hence the logarithm of the BSSE is very
large in magnitude—we weight each point by the inverse of
the logarithm of the BSSE at each distance. The viability of
this approach is demonstrated in Fig. 2 for the neon component
of neon-argon BSSE. The DFT-C method does a reasonable
job of capturing BSSE throughout the entire distance regime,
yielding an root-mean-square error (RMSE) of 0.002 kcal/mol.234105-4 Witte, Neaton, and Head-Gordon J. Chem. Phys. 146 , 234105 (2017)
FIG. 2. Dependence of actual and predicted neon atom SPW92/def2-SVPD
BSSEs on distance to argon ghost functions.
Note that gCP RMSE for this system is an order of magni-
tude larger; the lack of a many-body term in gCP necessitates
the systematic underprediction of pairwise atomic BSSEs. For
pairs ABwhere the Gaussian decay parameter ABoptimizes
to a negative value, we set AB=0 and re-optimize, so as to
avoid divergence in the large- rABlimit.
We have parameterized all 1296 combinations of the first
36 elements of the periodic table in this manner; the result-
ingcAB,AB, andABare tabulated in the supplementary
material. In the cases of manganese, iron, and cobalt, we
have taken averages of the BSSEs for the two competing
spin states. For elements heavier than krypton, we propose
using the parameters from 4th-row analogues, as is done in
gCP.
The linear coefficients, cA, in Eq. (9) are all unity, with the
exception of those for hydrogen, carbon, nitrogen, and oxygen,
which are fit via least-squares regression of DFT-C predicted
BSSEs to actual BSSEs at the SPW92/def2-SVPD level across
the S66 dataset of intermolecular interactions.47The overall
scaling parameter, , is by definition unity for LSDA and
is allowed to vary for different density functionals. We have
optimizedfor several generalized gradient approximations
(GGAs) and meta-GGAs, again by minimizing the root-mean-
square error (RMSE) across BSSEs in S66, using the pairwise
parameters ( cAB,AB, andAB) and linear coefficients ( cA)
obtained at the LSDA level. For GGA functionals, the opti-
mal value of is approximately 0.9, while for meta-GGA
functionals, it is slightly lower, near 0.85. We thus proposeusing=1 for LSDA, =0.9 for GGAs, and =0.85 for
meta-GGAs.
Ultimately, almost all of the parameters associated with
the DFT-C method are obtained from toy systems—neutral
atom-ghost pairs—at the LSDA level. Four linear coefficients
are trained on S66 BSSEs, also at the LSDA level, and for non-
LSDA density functionals, we allow for one scaling parameter,
which is trained on S66 BSSEs. An implementation of this
method within the Python programming language is provided
in the supplementary material. In practice, the DFT-C cor-
rection is applied in the same manner as gCP: the term from
Eq. (9) is simply added to the total electronic energy for a given
system.
E. Datasets and computational details
To assess the performance of the gCP and DFT-C methods,
we employ a subset of the comprehensive database assembled
by Mardirossian and Head-Gordon.55The subset we utilize
contains 3402 data points distributed over 48 distinct datasets.
These smaller constituent datasets are classified according
to five distinct datatypes: NCED (easy non-covalent inter-
actions of dimers), NCEC (easy non-covalent interactions of
clusters), NCD (difficult non-covalent interactions of dimers),
IE (easy isomerization energies), and RG10 (binding curves
of rare gas dimers). Unlike “easy” interactions, “difficult”
interactions are characterized by strong correlation or self-
interaction error. A summary of datatypes may be found in
Table I.
In addition to the version of LSDA on which DFT-C
is parameterized—SPW9251–54—we consider in this study
three GGA and three meta-GGA functionals. At the GGA
level, we examine a pure functional, PBE;102a global
hybrid, B3LYP;43–46—the functional with which gCP is
parameterized—and a range-separated hybrid, !B97X-V .103
At the meta-GGA level, we test a pure functional, B97M-V;104
a global hybrid, M06-2X;105and a range-separated hybrid,
!B97M-V .55
All density functional calculations are performed in the
def2-SVPD basis.36,37A fine Lebedev integration grid of
99 radial shells—each with 590 angular points—is used to
compute semi-local components of exchange and correlation,
while non-local correlation in the VV10-containing func-
tionals is calculated with the coarser SG-1 grid.106All cal-
culations are performed within a development version of
Q-Chem 4.4.107
TABLE I. Summary of datatypes. For more details, see Ref. 55.
Datatype No. Constituent datasets References
NCED 1744 S66, A24, DS14, HB15, HSG, NBC10, S22, X40, A21 12, BzDC215, HW30, NC15, S66 8, 47, 48, and 56–77
3B-69-DIM, AlkBind12, CO2Nitrogen16, HB49, Ionic43
NCEC 243 H2O6Bind8, HW6Cl, HW6F, FmH2O10, Shields38, SW49Bind345, SW49Bind6, 71 and 78–87
WATER27, H2O20Bind4, 3B-69-TRIM, CE20, H2O20Bind10
NCD 91 TA13, XB18, Bauza30, CT20, XB51 88–92
IE 755 AlkIsomer11, Butanediol65, ACONF, CYCONF, Pentane14, SW49Rel345, SW49Rel6, 79, 81–85, and 93–100
H2O16Rel5, H2O20Rel10, H2O20Rel4, Melatonin52, YMPJ519
RG10 569 RG10 101234105-5 Witte, Neaton, and Head-Gordon J. Chem. Phys. 146 , 234105 (2017)
III. RESULTS AND DISCUSSION
In this study, we have developed two geometry-based
empirical corrections for BSSE in the def2-SVPD basis: gCP
and DFT-C. This particular basis was chosen based on its
low intrinsic basis set incompleteness error; BSSE-corrected
results obtained within this basis are quite near the basis
set limit. This is illustrated in Fig. 3, wherein root-mean-
square errors (RMSEs) for B97M-V with (CP) and with-
out (noCP) counterpoise correction against B97M-V/def2-
QZVPPD across the various non-covalent datatypes of Table I
are shown. Within the def2-SVP basis, even when BSSE is
removed (i.e., the CP SVP specification in Fig. 3), the remain-
ing basis set incompleteness error is quite large—significantly
larger than method errors for typical density functionals. This
indicates that the def2-SVP basis is not suitable for a high-
accuracy BSSE correction scheme; its utility would ultimately
be contingent on significant cancellation of method and basis
set errors. On the other hand, intrinsic incompleteness error
in the def2-SVPD basis is quite small, and so a BSSE correc-
tion scheme developed in this basis can, in principle, allow for
quantitative reproduction of large-basis results.
In addition to developing the DFT-C method, we have
also parameterized the existing gCP scheme within the
def2-SVPD basis for comparison. The first of these assess-
ments is shown in Fig. 4, wherein we have plotted for
the three non-covalent datatypes from Table I normalized
FIG. 3. Root-mean-square errors of B97M-V with (CP) and without (noCP)
the Boys-Bernardi correction for BSSE in two small basis sets relative to
B97M-V in the def2-QZVPPD basis, near the basis set limit. SVP and SVPD
correspond to def2-SVP and def2-SVPD, respectively. Methods in the chart
are ordered from lowest overall RMSE at the top to highest overall RMSE at the
bottom. A table of values is provided below the chart to facilitate quantitative
comparison.
FIG. 4. Normalized root-mean-square errors (NRMSEs) of gCP and DFT-C
predicted BSSEs versus Boys and Bernardi BSSEs at the LSDA level of DFT
in the def2-SVPD basis. The datatypes NCED, NCD, and NCEC are defined
in Table I. The normalized root-mean-square error is obtained by dividing the
RMSE by the mean reference value in the dataset, as described in the text.
Direct use of LSDA/def2-SVPD without any correction would result in 100%
NRMSE.
root-mean-square errors (NRMSEs) for DFT-C and gCP pre-
dicted BSSEs at the LSDA level of DFT. The normalized
RMSE is simply the RMSE divided by the mean of the refer-
ence data, and hence provides a measure of relative error. Its
use facilitates comparison between NCED and NCEC since
the energy scales of those two datatypes differ by more than
an order of magnitude.
Within Fig. 4, it is evident that both gCP and DFT-C repro-
duce Boys-Bernardi BSSEs at the LSDA level reasonably well;
either correction is a substantial improvement over no cor-
rection. The performance of DFT-C on molecular dimers is
particularly promising, as is its consistency across the various
datatypes: the lowest DFT-C NRMSE in SPW92 is 25%, for
NCED, and the highest is 33%, for NCD. On the other hand,
the performance of gCP is quite variable; the method boasts
an exceptionally low NRMSE of 19% across NCEC, but a sig-
nificantly worse NRMSE of 56% for NCD. Neither correction
can be considered as a quantitative replacement for the full
counterpoise correction.
This same sort of comparison is made for three popu-
lar GGA functionals in Fig. 5. Therein, NRMSEs for DFT-C
and gCP BSSEs versus actual BSSEs obtained with a pure
functional (PBE), a global hybrid (B3LYP), and a range-
separated hybrid with non-local correlation ( !B97X-V) may
be found. It is clear that for all three density functionals, both
DFT-C and gCP are quite consistent with regard to their per-
formances across the various datatypes. Moreover, comparing
with Fig. 4, this consistency extends across the LSDA-GGA
gap for DFT-C, which bodes well for its transferability.
This same level of consistency is not seen for gCP, how-
ever, whereas gCP reproduces LSDA cluster BSSEs with
unparalleled accuracy, the method is not nearly as good for
clusters at the GGA level: the gCP NRMSE across NCEC
in!B97X-V is more than double that in SPW92. This is a234105-6 Witte, Neaton, and Head-Gordon J. Chem. Phys. 146 , 234105 (2017)
FIG. 5. Normalized root-mean-square errors (NRMSEs)
of gCP and DFT-C predicted BSSEs versus Boys and
Bernardi BSSEs for three GGA density functionals in
the def2-SVPD basis. For further details, see Fig. 4.
consequence of the fact that gCP tends to overestimate BSSE
in molecular clusters, and BSSEs obtained at the LSDA level
are on average larger than those at the GGA level. The excep-
tional performance of gCP on SPW92 cluster BSSEs may thus
be understood to be largely a consequence of the offsetting of
these two phenomena.
It is also evident from Fig. 5 that at the GGA level, DFT-C
affords significant gains over gCP regardless of datatype or
density functional. This is quite promising, as DFT-C is param-
eterized almost entirely at the LSDA level of theory, with only
the overall scaling parameter changing from =1 to=0.9.
On the other hand, gCP is parameterized at the GGA level,
specifically with B3LYP. It is still true that use of gCP is
significantly better than no correction at all.
In Fig. 6, we further assess the transferability of the gCP
and DFT-C BSSE correction schemes across three distinct
meta-GGAs: a pure meta-GGA B97M-V , a global hybrid M06-
2X, and a range-separated hybrid !B97M-V . Again, we see
that across the three meta-GGA functionals, the relative perfor-
mances of gCP and DFT-C are similar: for all three functionals,
gCP exhibits NRMSEs of around 35% for NCED, 50% for
NCD, and 60% for NCEC; the corresponding NRMSEs for
DFT-C are 25%, 35%, and 20%. Similarly, we see the same sort
of consistency for the DFT-C approach at the meta-GGA level
as was seen at the GGA and LSDA levels (cf. Figures 5 and 4).
On the other hand, gCP is slightly worse at describing molecu-
lar clusters at the meta-GGA level than it was at the GGA level.
Again, this can be traced back to the facts that gCP systemati-
cally overpredicts BSSE in molecular clusters and meta -GGA
BSSEs tend to be even lower than their GGA counterparts.
This overcorrection by gCP can in turn be attributed to its
strictly pairwise nature; owing to the inclusion of a many-bodycorrection, the DFT-C approach does not suffer from this over-
counting issue. Note that both gCP and DFT-C can be applied
here without modification even to the Minnesota family of den-
sity functionals—which are renowned for their non-intuitive
and slow convergence of BSSE108,109—since the def2-SVPD
basis set is too small to capture the unphysical behavior of some
of the inhomogeneity correction factors. This same transfer-
ability would not be expected in larger, e.g., triple-zeta, basis
sets.
Across the seven density functionals examined, the aver-
age NRMSE of the DFT-C approach across NCED is 30%,
compared to the 42% of gCP; this corresponds to an improve-
ment of more than 25%. For the NCD datatype, the gCP
average NRMSE is 59%, compared to 38%—an improve-
ment of 35%. Across the NCEC set of molecular clusters,
we see a 46% improvement for DFT-C over gCP: a reduc-
tion in average NRMSE from 52% to 28%. It is clear that
for a wide variety of systems, across a diverse set of den-
sity functionals, in the def2-SVPD basis, the DFT-C method is
satisfactorily transferable and represents a significant improve-
ment over gCP for the reproduction of Boys-Bernardi BSSEs.
The remaining DFT-C error of course represents the remaining
gap to perfect reproduction of the Boys-Bernardi counterpoise
correction.
Thus far, with the exception of the basis set com-
parison in Fig. 3, all errors have been expressed relative
to “exact” BSSEs. Although such metrics are relevant for
this particular work, since the DFT-C and gCP methods
are designed and trained to reproduce BSSEs, they are not
of the same broad interest as, say, errors relative to high-
level electronic structure methods. In Fig. 7, we show root-
mean-square errors (RMSEs) across the five datatypes from
FIG. 6. Normalized root-mean-square errors (NRMSEs)
of gCP and DFT-C predicted BSSEs versus Boys and
Bernardi BSSEs for three meta-GGA density functionals
in the def2-SVPD basis. For further details, see Fig. 4.234105-7 Witte, Neaton, and Head-Gordon J. Chem. Phys. 146 , 234105 (2017)
FIG. 7. Root-mean-square errors of B97M-V versus high-level reference val-
ues at five levels of theory: uncorrected in the def2-SVPD basis (noCP);
counterpoise-corrected in def2-SVPD (CP); with the geometrical counter-
poise correction in def2-SVPD (gCP); with the correction introduced in this
work in the def2-SVPD basis (DFT-C); and near the complete-basis set limit
(CBS), in def2-QZVPPD. Methods in the chart are ordered from lowest over-
all RMSE at the top to highest overall RMSE at the bottom. A table of values
is provided below the chart to facilitate quantitative comparison.
Table I for the B97M-V functional relative to high-level (gen-
erally CCSD(T)/CBS) results. The noCP and CP designa-
tions correspond to uncorrected and counterpoise-corrected
B97M-V/def2-SVPD, respectively, and CBS corresponds to
B97M-V/def2-QZVPPD—effectively B97M-V at the basis set
limit. DFT-C and gCP refer to B97M-V/def2-SVPD with the
corresponding approximation for BSSE included.
From Fig. 7, it is immediately evident that any sort of
BSSE correction is preferable to no correction. By correct-
ing using the standard Boys-Bernardi approach, we are able
to eliminate 90% of basis set error for NCED, 71% for NCD,
97% for NCEC, and even improve upon CBS results for RG10.
Unfortunately, the standard counterpoise correction cannot be
applied for the vast majority of isomerization energies—it can
only be applied for relative energies, such as relative binding
energies—and so the CP and noCP results are almost identi-
cal for IE. On the other hand, both gCP and DFT-C offer solid
improvements over noCP for every datatype examined, includ-
ing isomerization energies, for which we are able to eliminate
roughly 60% of basis set error. Errors across the individual
datasets comprising each aggregate datatype are provided in
Fig. 8.
From Fig. 8, it is apparent that there exist datasets in
NCED for which gCP outperforms DFT-C; likewise, DFT-C
outperforms gCP on a subset of IE. Nevertheless, for B97M-
V/def2-SVPD, the DFT-C approach generally offers mod-
est improvements over gCP for molecular dimers (NCED,
NCD, and RG10), a significant improvement for molecular
FIG. 8. Root-mean-square errors of B97M-V/def2-SVPD versus “exact” ref-
erence values with no correction (noCP), the standard counterpoise correction
(CP), the geometrical counterpoise correction (gCP), and the treatment intro-
duced here (DFT-C). All RMSEs are in units of kcal/mol. Each row is color-
coded for ease of reading, with darker cells corresponding to lower RMSEs.
From top to bottom, the blocks correspond to the NCED, NCD, NCEC, IE,
and RG10 datatypes. Note for SW49 and most of IE, the standard counterpoise
correction is not possible, and so for these datasets the noCP and CP methods
are identical.
clusters (NCEC), and is slightly inferior for isomerization
energies (IE). The DFT-C method outperforms the Boys-
Bernardi counterpoise correction across the full dataset, with
an overall RMSE of 0.56 kcal/mol compared to a CP RMSE
of 0.63 RMSE; the large improvement it affords for NCEC
and IE offset the small losses on NCED and NCD. As such,
DFT-C is a viable alternative to the traditional counterpoise
correction in the def2-SVPD basis set, yielding similar results
to CP with effectively no increase in cost over noCP.
To further illustrate the power of the DFT-C BSSE-
correction scheme, in Fig. 9, we show RMSEs across the234105-8 Witte, Neaton, and Head-Gordon J. Chem. Phys. 146 , 234105 (2017)
FIG. 9. Root-mean-square errors in kcal/mol of several pure meta-GGA den-
sity functionals relative to high-level reference values. B97M-V-C corresponds
to B97M-V with the DFT-C correction. Results for the additional density func-
tionals are taken from a previous study.111SVPD corresponds to def2-SVPD
and QZVPPD corresponds to def2-QZVPPD. Each datatype category is color-
coded, with the darkest color corresponding to the lowest RMSE within that
category.
four aggregate datatypes for B97M-V with (B97M-V-C) and
without (B97M-V) the DFT-C correction for BSSE in the
def2-SVPD basis, as well as for four popular pure meta-GGA
density functionals—B97M-V ,104MS2-D3(op),110,111M06-
L,112and TM113—near the CBS limit, in the def2-QZVPPD
basis. From Fig. 9, it is clear that although B97M-V/def2-
SVPD is not competitive with standard meta-GGAs at the
basis set limit, B97M-V-C/def2-SVPD certainly is—despite
requiring a small fraction of the computational effort.
IV. DISCUSSION AND CONCLUSIONS
In this study, we have introduced a physically motivated
empirical correction for basis set superposition error within the
def2-SVPD basis set: DFT-C. This correction differs from the
existing gCP approach—which we have also re-parameterized
for use in the def2-SVPD basis—in two critical areas. First,
whereas the linear coefficients within gCP include all manifes-
tations of basis set incompleteness error, the DFT-C approach
is constructed exclusively from basis set superposition errors.
Second, although gCP is a strictly pairwise correction, in
DFT-C, each pairwise contribution is reduced by a many-
body term to ameliorate the overcounting concomitant with the
non-orthogonality of the Hilbert spaces of nearby atoms. We
have evaluated both gCP and DFT-C across a diverse dataset
containing 3402 non-covalent interactions and isomerization
energies.
This new method, DFT-C, yields significantly more accu-
rate BSSEs than gCP for a wide variety of interaction motifs.
Moreover, the correction is transferable. DFT-C exhibits
roughly the same relative performances across the various
non-covalent datatypes regardless of the particular density
functional with which it is paired: for non-covalently inter-
acting dimers, DFT-C offers a modest improvement over
gCP; in the case of molecular clusters—particularly when ameta-GGA functional is employed—the improvement is more
pronounced, which is likely attributable to the many-body
nature of the method.
Whereas gCP has been developed as a general purpose
tool that can be relatively easily adapted to any basis set, the
DFT-C approach is much more complicated and specialized;
tabulating the many pairwise coefficients and decay param-
eters is a nontrivial task. In this particular work, we have
introduced a correction for def2-SVPD, a double-zeta basis set
that has disproportionately low intrinsic basis set incomplete-
ness error for how few basis functions it contains.38We are also
exploring the possibility of extending this method to triple-zeta
basis sets in order to truly push the basis set limit; such may be
the focus of work to come. Additionally, we are exploring the
impact of the DFT-C correction on thermochemical energies
and equilibrium geometries.
The gCP correction is an integral component of the small-
basis functional PBEh-3c. The DFT-C correction could be
incorporated in a similar fashion into a composite small-basis
method by allowing some subset of the linear parameters, cA—
or simply the overall scaling parameter —to vary. Even with-
out modification, however, the method is immensely powerful;
we have demonstrated that it can be paired with an existing
functional, B97M-V , to yield def2-SVPD results on par with
def2-QZVPPD results for other state-of-the-art pure meta-
GGA density functionals. DFT-C should prove immensely
useful for recovering large-basis results for many energetic
properties with small-basis effort—the correction scales with
the number of atoms, not the number of basis functions, after
all, and is essentially free on the scale of an electronic structure
calculation—and it can be paired without modification with
any density functional. This could allow us to obtain high-
quality results for large systems which are currently out of the
domain of quantitative electronic structure theory.
SUPPLEMENTARY MATERIAL
See supplementary material for the simple Python imple-
mentation of the DFT-C method, as well as parameterizations
for both DFT-C and gCP within the def2-SVPD basis and
several additional tables and figures.
ACKNOWLEDGMENTS
This research was supported by the U.S. Department of
Energy, Office of Basic Energy Sciences, Division of Chem-
ical Sciences, Geosciences and Biosciences under Award
No. DE-FG02-12ER16362. This work was also supported by
the Director, Office of Science, Office of Basic Energy Sci-
ences, of the U.S. Department of Energy under Contract No.
DE-AC02-05CH11231, and a subcontract from MURI Grant
No. W911NF-14-1-0359. J.W. would like to thank Narbe
Mardirossian for many helpful conversations, as well as for
aid in compiling and verifying the datasets.
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1.4729897.pdf | Switching time of a single spin in linearly varying field
Yasutaro Uesaka, Yoshio Suzuki, Osamu Kitakami, Yoshinobu Nakatani, Nobuo Hayashi, and Hiroshi
Fukushima
Citation: Journal of Applied Physics 111, 123907 (2012); doi: 10.1063/1.4729897
View online: http://dx.doi.org/10.1063/1.4729897
View Table of Contents: http://scitation.aip.org/content/aip/journal/jap/111/12?ver=pdfcov
Published by the AIP Publishing
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128.82.252.58 On: Mon, 22 Dec 2014 12:07:01Switching time of a single spin in linearly varying field
Y asutaro Uesaka,1Y oshio Suzuki,1Osamu Kitakami,2Y oshinobu Nakatani,3
Nobuo Hayashi,4and Hiroshi Fukushima5
1College of Engineering, Nihon University, Koriyama, Fukushima 963-8642, Japan
2IMRAM, Tohoku University, 2-1-1 Katahira, Aoba-ku, Sendai 980-8577, Japan
3University of Electro-communications, Chofu, Tokyo 182-8585, Japan
4Independent, Kichijyoji, 2-2-22, Kichijyojikita, Musashinoshi, Tokyo 180-0001, Japan
5Independent, 3-73, Honda, Midoriki, Chiba 266-0005, Japan
(Received 27 February 2012; accepted 21 May 2012; published online 20 June 2012)
We studied the switching time of a single spin in a field varying linearly in time using a
micromagnetics simulation based on the Landau-Lifshitz-Gilbert equation. The applied field largerthan the switching field or coercivity is not enough for a spin to switch but some duration of time is
also necessary. We found that the value of C
1defined by C1¼ÐðH/C0H1Þdtwas constant when the
rate of change in the field was larger than 10 /C2cHk2, where cis the gyromagnetic ratio with g
value¼2,His the applied field, H1is a constant, and Hkis the anisotropy field of the spin. The
integration is taken from the time the spin begins switching to the switching time. The equation is a
generalized form of the equation, C0¼ðH/C0H0Þssw, in a constant field H. Here, C0andH0are
constants, and sswis the switching time. We found that C1in the region dH=dt>10/C2cH2
KandC0
in the region H/C29HKare the same, but that H1does not coincide with H0. We found that the head
field rise time has a very small effect on the switching field and time of recording media. VC2012
American Institute of Physics .[http://dx.doi.org/10.1063/1.4729897 ]
I. INTRODUCTION
Some duration of time, which we call the switching
time, is necessary for a spin to switch even when a very largefield is applied. Several researchers have studied switching
times of magnetic materials (single spin, particle, and thin
film) in constant or short-pulse fields.
1–6In constant field,
the following equation for the switching times, ssw, of a sin-
gle spin2,3or a particle4,5is known to hold exactly at the
temperature T¼0 when the angle nbetween the easy direc-
tion and the applied field His zero or when the applied field
is much larger than the switching field in the case n=0/C14.
ssw¼C0
H/C0H0: (1)
Here, C0is a constant and H0is the anisotropy field Hkwhen
n¼0.3However, H0does not coincide with the switching
field when n=0 because Eq. (1)does not hold at n=0
when the applied field is near the switching field.
Igarashi et al.6studied the switching time of a thin film
in short-pulse fields applied in-plane, and the easy axis of
each grain in the film was randomly distributed in-plane.They proposed the equation
C
1¼ðssw
s0ðH/C0H1Þdt; (2)
where sswis the switching time and s0is the time when the
magnetization begins switching. Equation (2)is a general-
ized form of Eq. (1). That is, C1corresponds to C0andH1
does to H0. In this paper, we study the conditions in which
Eq.(2)holds in a field linearly varying in time and the rela-
tions between C0and C1and between H0and H1. Theswitching time of particles in a magnetic recording medium
will be able to be estimated from C1,dH/dt , and the maxi-
mum head field, and this will make it possible to estimatethe maximum transfer rate.
II. CALCULATION METHOD
We calculated the magnetization direction of a single
spin using the Landau-Lifshitz-Gilbert equation. The effect of
temperature was not taken into account. The magnetizationwas initially oriented to the easy direction ( zdirection). We
defined the initial and final switching times ( s
swiandsswf)a s
the times when the zcomponent of the spin, Mz, becomes zero
initially and finally, respectively, in constant or linearly vary-
ing fields. ( Mzbecomes zero many times when the applied
field angle nis large and Gilbert’s damping constant ais
small.) The initial or final switching fields ( HswiandHswf)i n
linearly varying fields were defined as sswi/C2dH/dt and
sswf/C2dH/dt , respectively, where His the applied field and tis
the time. We derived C1andH1by fitting several dH/dt (rate
of change in field) and switching field ( Hsw¼dH/dt /C2ssw)
data with Eq. (2). We also derived C0andH0by fitting several
applied field Hand switching time sswdata with Eq. (1).
III. RESULTS AND DISCUSSION
We first report the results in a constant field. Figure 1
shows the inverse of the switching time, 1/ ssw, plotted
against the constant applied field for spins with three Hkval-
ues (0.1 kOe, 1 kOe, and 10 kOe) and Gilbert’s damping
constant a¼0.01 for n¼0.001/C14and 45/C14. In the n¼45/C14
case, there are two switching fields, the initial switching field
(Hswi) and the final switching field ( Hswf), although only one
switching field is observed for n¼0.001/C14. We draw three
0021-8979/2012/111(12)/123907/5/$30.00 VC2012 American Institute of Physics 111, 123907-1JOURNAL OF APPLIED PHYSICS 111, 123907 (2012)
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128.82.252.58 On: Mon, 22 Dec 2014 12:07:01conclusions from the figure. The first is that Eq. (1)holds for
both n¼0.001/C14and 45/C14for an applied field H/C29HK. The
second is that the switching times sswwith different Hkin
the same applied field Hseem to coincide with each other
when the applied field is very large, but they are not exactly
the same. The second conclusion is easily understood fromEq.(1)considering that H
0is similar to Hk(shown later) and
H/C29H0. The third is that the deviation of the switching time
from the one expected from Eq. (1)near the switching field
atn¼0.001/C14is much larger than that at n¼45/C14.
We find that the switching time of a spin in a constant
field can be estimated from the switching time of anotherspin with different H
kin a different constant field. Table I
shows the relation between the switching times of three Hk
(0.1 kOe, 1 kOe, 10 kOe) single spins. The switching time
sswof the spin with Hk¼0.1 kOe under the field His exactly
10 times as long as the switching time of the spin with
Hk¼1 kOe under 10 H, and it is exactly 100 times as long as
the switching time of the spin with Hk¼10 kOe under
100H. This suggests that H/Hkis a suitable scaled constant
field.
We now give the results in a linearly varying field.
Figure 2shows the effect of the rate of change in the field,
dH/dt , on the switching time, ssw, and the switching field, Hsw
ðssw/C2dH=dtÞ, obtained in a field linearly varying in time for
n¼0.001/C14,a¼0.01, and three Hk(0.1, 1, 10 kOe) cases.
Figure 3shows the same relationship for n¼45/C14,a¼0.01
andHk¼0.1 kOe. In both cases, ssw/1=ffiffiffiffiffiffiffiffiffiffiffiffi ffi
dH=dtp
andHsw/ffiffiffiffiffiffiffiffiffiffiffiffi ffi
dH=dtp
for large dH/dt ,a n d ssw/1=ðdH=dtÞandHsware
almost constant for small dH/dt . The relations between ssw
anddH/dt and between HswanddH/dt for large dH/dt can be
explained from Eq. (2)using the relations H¼(dH/dt )/C1t,Hsw
/C29H1andssw/C29s0:C1¼ðssw
s0ðH/C0HÞ1dt/C25ðssw
s0ðdH=dtÞ/C1tdt/C251
2ðdH=dtÞ/C1s2
sw
¼1
2ðdH=dtÞH2
sw: (3)
The switching field Hswapproaches the Stoner-Wohlfarth
switching field with decreasing dH/dt . Therefore, Hswis
almost constant for small dH/dt . We see from Fig. 2that the
switching time ssw(and switching field Hsw) of the spins
with different Hkalmost coincide with each other when dH/
dtis large, but they are not exactly the same. This is similar
to what we observe in a constant field with a large applied
field (Fig. 1). This result can be understood from Eqs. (2)
and(3)considering that H1is similar to Hkandssw/C29s0.
We found that the switching time of a spin in a linearly
varying field can be estimated from the switching time of
another spin with different Hkin a different linearly varying
field. The relations between Hkof a spin, rate of change in
field dH/dt , and switching time (switching field) are shown
in Table II. The switching time sswand switching field Hsw
of the spin with Hk¼0.1 kOe at dH/dt exactly coincides
with 10 sswand (1/10) Hswof the spin with Hk¼1 kOe at
100dH/dt and coincides with 100 sswand (1/100) Hswof the
spin with Hk¼10 kOe at 10 000 dH/dt . We understand from
these results that ( dH/dt )/(cHk2) is a non-dimensional nor-
malized rate of change in a field linearly varying in time.Here, cis the gyromagnetic ratio with g value ¼2.FIG. 1. Effect of constant applied field on inverse of switching time. n
¼0.001/C14and 45/C14,a¼0.01, Hk¼0.1, 1, and 10 kOe. The letter “i” means
the initial switching and “f” the final switching.
TABLE I. Applied field and corresponding switching time for three Hksin-
gle spins in constant fields.
Hk(kOe) Switching time Applied field
10/C01ssw H
100ssw/10 10 H
101ssw/100 100 HFIG. 2. Dependence of switching field ( Hsw) and time ( ssw) on rate
of change in field ( dH/dt ) for three Hk(0.1 kOe, 1 kOe, 10 kOe) spins with
a¼0.01, n¼0.001/C14.
FIG. 3. Dependence of Hswand sswon rate of change in field ( dH/dt )a t
Hk¼0.1 kOe, a¼0.01, n¼45/C14.123907-2 Uesaka et al. J. Appl. Phys. 111, 123907 (2012)
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128.82.252.58 On: Mon, 22 Dec 2014 12:07:01Figure 4shows the dependence of C1ondH/dt for
a¼0.01 and for n¼0.001/C14and 45/C14. The dependence of
HswondH/dt is also shown for comparison. The horizontal
axis in the figure is the normalized rate of change in field,
(dH/dt )/(cHk2). We obtained the results in Fig. 4using the
least squares method applied to the following equation
derived from Eq. (2):
dH
dt¼ðHsw/C0HstÞðHsw/C02H1þHstÞ=2C1: (4)
Here, Hst¼dH=dt/C1s0. Figure 4reveals that C1is constant
at large dH/dt , and it is not constant at small dH/dt . This is
expected from the change in Hswwith dH/dt .
Figures 5and6show the angular dependence of C1of
spins with several avalues (0.01–1) for large dH/dt (constant
C1) for initial and final switching, respectively ( C1iandC1f
mean C1for initial and final switching, respectively). These
figures also show the same dependence of C0in constant
fields ( C0iand C0fmean C0in initial and final switching,
respectively). We obtained the C0values for large H(H/C29
HK). We see that C0andC1coincide with each other in all
cases.
Figures 7and8show the angular dependence of H1and
H0at initial and final switching (using the scaled values H1/
HkandH0/Hk) for a¼0.01, 0.1, and 1. Figure 7is for initial
switching and Fig. 8for final switching. The switching fields,
Hsw, in constant field for a¼0.01, 0.1, and 1 are also shown
in both figures. A switching field Hswfora¼0.1 is a little
larger than that for 0.01 with the same nand the Hswfor
a¼1 is much larger than both. We obtained the values of H1
andH0for large dH/dt and for high fields, respectively. We
see that H1,H0, and Hsware similar and in the same order ofmagnitude as in Hkand that H1andH0are usually smaller
than Hsw. We also see that H1andH0do not coincide with
each other in contrast to the case of C1andC0. This can be
understood as follows. When a linearly varying field is
applied, the spin will begin switching when the fieldbecomes larger than the switching field in a constant field
6
(the Stoner-Wohlfarth switching field or a smaller field7,8).
We see from Fig. 1that Eq. (1)does not hold when the
applied field is near the switching field in a constant field.
That is, in a linearly varying field, the switching time should
include the effect of switching near the switching field in aconstant field where Eq. (1)does not hold. On the other
hand, H
0was derived at constant high field H/C29Hk. There-
fore, we can understand that H1andH0do not necessarily
coincide with each other.
The difference between H0and H1is large especially
when n¼0.001/C14. This may be because the deviation of the
switching time from the prediction of Eq. (1)atn¼0.001/C14
is much larger than that at the other angles when the field is
near the switching field in a constant field (see Fig. 1forn
¼0.001/C14andn¼45/C14).TABLE II. Rate of change in field and corresponding switching time and
field for three Hksingle spins in fields linearly varying in time.
Hk(kOe) Switching time (switching field) Rate of change in field
10/C01ssw(Hsw) dH/dt
100ssw/10 (10 Hsw)1 02dH/dt
101ssw/100 (100 Hsw)1 04dH/dt
FIG. 4. Dependence of C1andHswondH/dt .n¼0.001/C14,4 5/C14,a¼0.01.FIG. 5. Angular dependence of constants C1andC0at initial switching with
several a. The superscript i means initial switching.
FIG. 6. Angular dependence of constants C1andC0at final switching for
several avalues. The superscript f means final switching.123907-3 Uesaka et al. J. Appl. Phys. 111, 123907 (2012)
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128.82.252.58 On: Mon, 22 Dec 2014 12:07:01As mentioned above, Hswis almost constant for small
dH/dt andC1is almost constant in for large dH/dt . This indi-
cates that there are two types of switching, static switchingand dynamic switching; static switching occurs in small dH/dt
region and dynamic switching occurs in large dH/dt region.
Figure 9shows the normalized maximum dH/dt values in the
static switching region of constant H
sw(with a deviation of
less than 20%) for the initial switching, and Fig. 10shows the
same values for the final switching. Figure 11shows the nor-
malized minimum dH/dt in the dynamic switching region of
constant C1(the deviation is less than 20%) for the initial
switching, and Fig. 12shows the same values for the final
switching. We see from Figs. 11and12thatC1is almost con-
stant for dH/dt >10/C2cHk2at any applied field angle. The
maximum (Figs. 9and10) or the minimum (Figs. 11and12)
dH/dt values at n¼0.001/C14are smaller than those at the other
angles. This means that a dH/dt region for constant Hswat
n¼0.001/C14is narrower than at the other angles and that a dH/
dtregion for constant C1atn¼0.001/C14is wider than at the
other angles. This may be because the magnetic torque at
n/C2115/C14is much larger than at n¼0.001/C14.T h a ti s ,l a r g et o r -
que at n/C2115/C14brings about switching near the Stoner-
Wohlfarth switching field even at large dH/dt , which causes aFIG. 8. Dependence of H0/Hkfand H1/Hkfon applied field angle at final
switching for three avalues. The superscript f means final switching. The
switching fields Hswin constant field for three avalues are also shown.
FIG. 9. Effect of Gilbert’s damping constant aon the normalized maximum
dH/dt for constant Hsw(20%) for initial switching.FIG. 10. Effect of Gilbert’s damping constant aon the normalized maxi-
mum dH/dt for constant Hsw(20%) for final switching.
FIG. 7. Dependence of H0/HkiandH1/Hkion applied field angle at initial
switching for three avalues. The superscript i means initial switching. The
switching fields Hswin constant field for three avalues are also shown.
FIG. 11. Effect of Gilbert’s damping constant aon the normalized mini-
mum dH/dt for constant (20%) C1for initial switching.123907-4 Uesaka et al. J. Appl. Phys. 111, 123907 (2012)
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128.82.252.58 On: Mon, 22 Dec 2014 12:07:01large dH/dt region of constant Hswatn/C2115/C14. A larger maxi-
mum dH/dt value for constant Hswmay increase the minimum
dH/dt value for constant C1.
In Figs. 9–12, the black line shows a typical ( dH/dt )/cHk2
value for a recording head and medium. We obtained the
value by assuming a head speed of 10 m/s, head field rise time
of 2/C2102Oe/nm, and medium Hkof 10 kOe. The value is
smaller than the minimum ( dH/dt )/cHk2value for constant C1
at any nand a, and it is also smaller the maximum ( dH/dt )/
cHk2value for constant Hswatn¼30/C14and a/C210.004.
Several research groups obtained avalue of CoCrPt magneticrecording media using several experimental methods.9–12
The avalues range from 0.004 to 0.3. Considering the above
results and that a head field is tilted typically by 30/C14from the
easy direction of a recording medium, we conclude that
the head field rise time has a very small effect on switching
field and switching time.
Static switching occurs in the ( dH/dt )/(cHk2) region
smaller than the maximum ( dH/dt )/(cHk2) in Figs. 9and10.
Dynamic switching occurs in the ( dH/dt )/(cHk2) region
larger than the minimum ( dH/dt )/(cHk2) in Figs. 11and12
and Eq. (2)holds in this region.
1R. Kikuchi, J. Appl. Phys. 27(11), 1352 (1956).
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3H. Fukushima, Y. Uesaka, Y. Nakatani, and N. Hayashi, IEEE Trans.
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H. Fukushima, Phys. Status Solidi A 189(3), 1023 (2002).
5Y. Uesaka, H. Endo, Y. Nakatani, N. Hayashi, and. H. Fukushima, IEEE
Trans. Magn. 42(7), 1892 (2006).
6M. Igarashi, F. Akagi, A. Nakamura, H. Ikekame, H. Takano, and K.
Yoshida, IEEE Trans. Magn. 36(1), 154 (2000).
7H. Fukushima, Y. Uesaka, Y. Nakatani, and N. Hayashi, J. Magn. Magn.
Mater. 290–291 , 526 (2005).
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ishige, IEEE Trans. Magn. 33(5), 2989 (1997).
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G. Ju, and D. Weller, Nature 428, 831 (2004).
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Tong, A. Rebei, and C. E. Patton, Appl. Phys. Lett. 92, 022506 (2008).
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Oogane, Y. Ando, and T. Miyazaki, Appl. Phys. Exp. 3, 123001 (2010).FIG. 12. Effect of Gilbert’s damping constant aon the normalized mini-
mum dH/dt for constant (20%) C 1for final switching.123907-5 Uesaka et al. J. Appl. Phys. 111, 123907 (2012)
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1.2710737.pdf | Micromagnetic modal analysis of spin-transfer-driven ferromagnetic resonance of
individual nanomagnets
L. Torres, G. Finocchio, L. Lopez-Diaz, E. Martinez, M. Carpentieri, G. Consolo, and B. Azzerboni
Citation: Journal of Applied Physics 101, 09A502 (2007); doi: 10.1063/1.2710737
View online: http://dx.doi.org/10.1063/1.2710737
View Table of Contents: http://scitation.aip.org/content/aip/journal/jap/101/9?ver=pdfcov
Published by the AIP Publishing
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129.24.51.181 On: Sat, 29 Nov 2014 14:31:19Micromagnetic modal analysis of spin-transfer-driven ferromagnetic
resonance of individual nanomagnets
L. T orresa/H20850
Departamento de Fisica Aplicada, University of Salamanca, Plaza de la Merced, E-37008, Salamanca,
Spain
G. Finocchio
Departamento di Fisica della Materia, University of Messina, Contrada da di Dio, I-98100, Messina, Italy
L. Lopez-Diaz
Departamento de Fisica Aplicada, University of Salamanca, Plaza de la Merced, E-37008, Salamanca,Spain
E. Martinez
Departamento de Ingeniería Electromecánica, University of Burgos, Plaza Misael Bañuelos, E-09001Burgos, Spain
M. Carpentieri, G. Consolo, and B. Azzerboni
Departamento di Fisica della Materia, University of Messina, Contrada da di Dio, I-98100, Messina, Italy
/H20849Presented on 9 January 2007; received 26 October 2006; accepted 4 December 2006;
published online 3 April 2007 /H20850
In a recent investigation Sankey et al. /H20851Phys. Rev. Lett. 96, 227601 /H208492006 /H20850/H20852demonstrated a
technique for measuring spin-transfer-driven ferromagnetic resonance in individual ellipsoidal PyCunanomagnets as small as 30 /H1100390/H110035.5 nm
3. In the present work, these experiments are analyzed by
means of full micromagnetic modeling finding quantitative agreement and enlightening the spatialdistribution of the normal modes found in the experiment. The magnetic parameter set used in thecomputations is obtained by fitting static magnetoresistance measurements. The temperature effectis also included together with all the nonuniform contributions to the effective field as themagnetostatic coupling and the Ampere field. The polarization function of Slonczewski /H20851J. Magn.
Magn. Mater. 159,L 1 /H208491996 /H20850/H20852is used including its spatial and angular dependences. Experimental
spin-transfer-driven ferromagnetic resonance spectra are reproduced using the same currents as inthe experiment. The use of full micromagnetic modeling allows us to further investigate the spatialdependence of the modes. The dependence of the normal mode frequency on the dc and the externalfield together with a comparison to the normal modes induced by a microwave current is alsoaddressed. © 2007 American Institute of Physics ./H20851DOI: 10.1063/1.2710737 /H20852
Full micromagnetic modeling /H20849FMM /H20850is used in this
work in order to analyze in detail the recent work by Sankeyet al. about a technique for measuring ferromagnetic reso-
nance /H20849FMR /H20850in individual nanomagnets.
1It will be shown in
the present FMM study how this question can be discussed
from a more ample point of view, considering the spin-transfer torque as an excitation source for the magnetic nor-mal modes of the system and the magnetoresistance mea-surement as an ad hoc detection method of the mentioned
modes. The technique described in Ref. 1provides either the
spectral density of spin-transfer dc-driven oscillations or theFMR spectra /H20849V
mix/Irf2/H20850induced by an oscillating current with
a frequency in the microwave range. These innovative mea-
surements are performed in individual ellipsoidal PyCu na-nomagnets as small as 30 /H1100390/H110035.5 nm
3, avoiding in this
way the possible coupling effects of measurements in nano-magnet arrays.
2In our FMM computations, it is possible to
access to the detailed magnetization spatial configuration ofthe nanomagnet at each time instant. Consequently, we canaccess the normal modes observing directly the magnetiza-
tion configuration. Our goal will be to compare these modeswith the experimental measurements trying to identify thespectrum peaks. In this way a deeper understanding of themagnetization dynamics is gained and further trends in suchprocesses can be proposed.
The nanopillar under study consists of a pinned layer
/H20849PL/H20850of Permalloy /H20849Py/H20850, 20 nm thickness, and a free layer
/H20849FL/H20850of Py
65Cu35alloy, 5.5 nm thick. The two magnetic lay-
ers are separated by a 12 nm copper spacer and the pillar hasan elliptical section of 90 /H1100330 nm
2. The results presented
here have been obtained by means of a FMM two-dimensional /H208492D/H20850computation of the FL. Details on the
implementation of FMM can be found in former works.
3
Briefly, a finite difference scheme is used; the FL is dis-cretized in prismatic cells of 2.5 /H110032.5/H110035.5 nm
3. The
Landau-Lifshitz-Gilbert equation is solved including in theeffective field the magnetostatic coupling from the PL, theAmpere classical field from the electric current, and all thestandard micromagnetic terms. The spin-transfer torque isconsidered by means of the Slonzewski’s term
4including
both the angular and the spatial dependence of the polariza-a/H20850Author to whom correspondence should be addressed; FAX: 34 923
294584; electronic mail: luis@usal.esJOURNAL OF APPLIED PHYSICS 101, 09A502 /H208492007 /H20850
0021-8979/2007/101 /H208499/H20850/09A502/3/$23.00 © 2007 American Institute of Physics 101 , 09A502-1
[This article is copyrighted as indicated in the article. Reuse of AIP content is subject to the terms at: http://scitation.aip.org/termsconditions. Downloaded to ] IP:
129.24.51.181 On: Sat, 29 Nov 2014 14:31:19tion function for each computational cell.5Thermal activa-
tion is also taken into account by means of a stochastic field6
and the actual temperature of the sample for each current iscalculated supposing a thermal bath of 10 K and using theempirical expressions of Ref. 7. The time step used is 32.5 fs
and the simulations are carried out for 20 ns, providing aspectral frequency resolution of ±0.05 GHz. Larger simula-tions, lower time steps, and different cell sizes have beentested, showing no significant differences either in time orfrequency domain results.
The magnetic parameters used for the FL /H20849M
s=27.85
/H11003104A/m, and exchange constant A=1.0/H1100310−11J/m /H20850
were obtained by fitting, in a FMM three-dimensional /H208493D/H20850
computation of the whole nanopillar, the experimental varia-tion of the magnetoresistance with the magnetic field, as re-ported in Ref. 1. The nonuniform magnetostatic coupling and
the different initial magnetization configurations of bothmagnetic layers at each applied magnetic field are also cal-culated by means of 3D simulations. The external field isapplied perpendicularly to the plane. The dynamics of the FLis computed in 2D using a damping
/H9251=0.04 /H20849Ref. 1/H20850and a
polarization factor of 0.3 for calculating the value of theSlonczewski’s polarization function.
4
In Fig. 1the spectral density of dc-driven precessional
normal modes obtained from the fast fourier transform /H20849FFT /H20850
ofMxis shown. In the insets of the figure, density plots of
the spatial distribution of the power at the frequencies of thetwo main peaks are also shown. These plots have been ob-tained following the so-called micromagnetic spectral map-ping technique
8/H20849MSMT /H20850which allows to observe which
parts of the sample are oscillating with more strength at thefrequency analyzed. In this way the oscillation mode is visu-alized and assessments about its nature can be formulated.As shown in Fig. 1the main mode is the uniform one; the
slight differences shown in the density plot are probably dueto the nonuniform magnetostatic coupling field from thepinned layer which affects the effective field and accordinglythe oscillation frequency. The second peak is the “1,0” modewhere one-half spatial wavelength is detected along the x
direction /H20849long axis of the ellipsoid /H20850while no clear variation
appears along the ydirection.
8Comparison with the experi-
mental dc-driven modes of Ref. 1yields good agreement. It
is to be noted that the currents applied are exactly the sameas the experiment and the power spectrum intensity of Figs.1/H20849a/H20850and1/H20849b/H20850is divided by 8 and 2 so as in the experimental
results, the full dependent polarization function of Sloncze-wski is used for each computational cell and no free fittingparameters are used. These results confirm the assertions ofSankey et al. about modes A
0andA1found experimentally,1
which are now clearly identified as the uniform and 1,0
modes, respectively. In the experiment, for the highest cur-rent /H20849645
/H9262A/H20850of Fig. 1, just one large peak is detected,
which shifts clearly to higher frequencies. This behavior was
attributed to a mode hopping from A0toA1.1This is not the
case in our FMM. A large peak is also detected /H20849spectral
power is divided by 8 /H20850but 1,0 /H20849A1/H20850mode is also found al-
though with lower intensity /H20851see inset of Fig. 1/H20849a/H20850/H20852.I no u r
opinion, when increasing the current, the dynamics is closerto the magnetization switching; perturbations to the normalmodes begin to be present, leading to more frequencies in the
FFT and the consequent broadening of the main mode peakshape.
9This broadening is evident in Fig. 1/H20849a/H20850and also the
low frequency deformation of the peak shape is announcingthe proximity of the nonuniform switching which is obtainedfor currents around 700
/H9262A.
Regarding the FMR modes obtained by means of an ac
with a frequency in the microwave range, the spectra ob-
FIG. 1. /H20849Color online /H20850Spectral density of dc-driven oscillations obtained
from the FFT of Mxwith/H92620H=420 mT and currents Idc=645 /H20849a/H20850,5 8 5 /H20849b/H20850,
505 /H20849c/H20850, 445 /H20849d/H20850, and 305 /H20849e/H20850/H9262A/H20849Iac=0/H20850.09A502-2 T orres et al. J. Appl. Phys. 101 , 09A502 /H208492007 /H20850
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129.24.51.181 On: Sat, 29 Nov 2014 14:31:19tained by FMM also reveal the same normal modes observed
in spin-transfer dc-driven experiments. In Fig. 2/H20849a/H20850theMx
FFT spectrum is presented; a sinusoidal ac of 300 /H9262Aa ta
frequency of 5 GHz and the same field used in Fig. 1
/H20849420 mT /H20850have been applied; no dc is present in this case.
The uniform, 1,0, and 2,0 modes are clearly observed which
could be identified in principle with A0,A1, and A2modes
found in the experiment. The experimental frequencies of A0
and A1modes are close to the ones found in our FMM.
However, the frequency of the 2,0 mode seems significantlyhigher than the experimental A2mode of Ref. 1. A plausible
explanation is that in the experiment and due to the imper-fections of the samples a hybrid mode /H20849A
2/H20850is excited at
lower frequencies than the normal 2,0 mode which should be
identified with some of the Cmodes also found experimen-
tally at higher frequencies.1In Fig. 2/H20849b/H20850the field dependence
of the frequency of the FMR normal modes induced by theac of 5 GHz is depicted. This dependence is very similar tothe one reported in Ref. 1confirming the identification of the
normal modes.
As summary, the following can be achieved.
/H20849i/H20850 FMM modeling of spin transfer driven is presented.
The modes revealed in the experiments are identified.
/H20849ii/H20850No free fitting parameters are needed since the full
dependences of the polarization function and the non-uniform contributions of magnetostatic coupling fromthe PL and classical Ampere field are used.
/H20849iii/H20850The same normal modes are excited either by dc or
ac, confirming that at the values of the currents andfields studied in our FMM the physics is the same: themagnetic system is excited and the normal modesarise. If larger excitations /H20849either current or field /H20850are
used, chaotic or switching behaviors could beinduced.
This work was partially supported by the Spanish Gov-
ernment under Project No. MAT2005–04287.
1J. C. Sankey et al. , Phys. Rev. Lett. 96, 227601 /H208492006 /H20850.
2R. D. Cowburn et al. , Phys. Rev. Lett. 83,1 0 4 2 /H208491999 /H20850.
3L. Torres et al. , J. Magn. Magn. Mater. 286,3 8 1 /H208492005 /H20850.
4J. C. Slonczewski, J. Magn. Magn. Mater. 159,L 1 /H208491996 /H20850.
5M. Carpentieri et al. , J. Magn. Magn. Mater. /H20849in press /H20850.
6L. Lopez-Diaz et al. , Phys. Rev. B 65, 224406 /H208492002 /H20850.
7I. N. Krivorotov et al. , Phys. Rev. Lett. 93, 166603 /H208492004 /H20850.
8R. D. McMichael et al. , J. Appl. Phys. 97, 10J901 /H208492005 /H20850.
9D. V. Berkov et al. , Phys. Rev. B 72, 094401 /H208492005 /H20850.
FIG. 2. /H20849Color online /H20850/H20849a/H20850Spectral density of FMR ac-driven oscillations
obtained from the FFT of Mxwith/H92620H=420 mT, Iac=300/H9262A, and f
=5 GHz /H20849Idc=0/H20850./H20849b/H20850Field dependence of the modes, Iac=300/H9262A and f
=5 GHz /H20849Idc=0/H20850.09A502-3 T orres et al. J. Appl. Phys. 101 , 09A502 /H208492007 /H20850
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129.24.51.181 On: Sat, 29 Nov 2014 14:31:19 |
1.4795115.pdf | Vortex annihilation in magnetic disks with different degrees of asymmetry
Chao-Hsien Huang, Kuo-Ming Wu, Jong-Ching Wu, and Lance Horng
Citation: J. Appl. Phys. 113, 103905 (2013); doi: 10.1063/1.4795115
View online: http://dx.doi.org/10.1063/1.4795115
View Table of Contents: http://jap.aip.org/resource/1/JAPIAU/v113/i10
Published by the American Institute of Physics.
Additional information on J. Appl. Phys.
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Downloaded 08 Apr 2013 to 129.252.86.83. This article is copyrighted as indicated in the abstract. Reuse of AIP content is subject to the terms at: http://jap.aip.org/about/rights_and_permissionsVortex annihilation in magnetic disks with different degrees of asymmetry
Chao-Hsien Huang, Kuo-Ming Wu, Jong-Ching Wu, and Lance Hornga)
Department of Physics, National Changhua University of Education, Changhua 50007, Taiwan
(Received 4 December 2012; accepted 25 February 2013; published online 13 March 2013)
We investigate the influence of one-side-flat asymmetric degrees on vortex annihilation behavior
in different chirality, clockwise or counterclockwise. The vortex annihilation fields are found to
depend not only on the vortex chirality but also strongly on the degrees of asymmetry. The sequence
of vortex annihilation from the flat to the round edges is observed in low asymmetric disks,and interestingly, the sequence is reversed in high asy mmetric disks. Fast and non-contact vortex chirality
detection can be realized in high asymmetric disks b y analyzing hysteresis loop of focused magneto-optic
Kerr effect on vortex annihilation. The experimen tal results agree well w ith the micromagnetic
simulations.
VC2013 American Institute of Physics .[http://dx.doi.org/10.1063/1.4795115 ]
I. INTRODUCTION
Patterned magnetic domain structures have revealed
many useful properties that can be applied to advanced mag-
netic sensors and logic memories.1,2It is well known that a
single domain magnetic layer builds up a distribution of strayfield around itself.
3One of the main challenges in manufac-
turing high-density magnetic-based devices is that the inter-
action between adjacent elements may suppress anticipantmagnetization switching. A single magnetic vortex structure,
stabilized in a ferromagnetic disk with diameter less than a
micrometer, has high potential for operating in a unit cell forfuture storage media. Because the magnetic vortex at the re-
manent state forms a magnetic flux closure and induces no
(or little) stray field outside of itself,
4,5a more close layout
can be achieved. The chirality of vortex, which is the rota-
tional direction of magnetic moments separated into clock-
wise (CW) or counterclockwise (CCW), determines thetrajectory of the vortex core motion, which is caused by the
in-plane external field. When the magnetic field is applied,
the vortex core moves towards the dot perimeter to increasethe net magnetization component along the direction of the
applied field.
6,7However, the appearance of CW or CCW
vortices cannot be deliberately controlled by applying an in-plane magnetic field,
8because the in-plane shape of the ani-
sotropic energy is isotropic. To achieve ideal single vortex
elements (SVEs), it is important to be able to control the vor-tex chirality reliably. The introduced asymmetry controls the
chirality of the vortex. In recent years, some research groups
have made asymmetric disks with small, chipped areas toachieve control over the vortex state appearing in a magnetic
disk with an in-plane magnetic field.
9–11Theoretical calcula-
tion predicts that the vortex state still exists in nano-sizeddots with diameters smaller than 100 nm.
12In a micro- or
nano-sized magnetic disk with a flat edge on one side, the
vortex will nucleate from the flat edge. This is becausethe demagnetizing field at the flat edge is larger than that at
the round edge when the external field is applied parallel tothe flat edge. Some researchers investigating vortex nuclea-
tion, displacement, and annihilation adopt magnetic forcemicroscopy,
7,13Lorentz microscopy,7,14and magnetoresist-
ance.13,15,16However, few researchers17–19have studied the
effect on vortex nucleation and annihilation of varying thegeometric asymmetry and changing the chipped area.
The magnetic domains in one-side-flat magnetic disks
with an external field parallel to the flat edge nucleate into a
CW or CCW vortex determined by the original saturation
direction. The nucleation fields of CW and CCW vortices arethe same because the one-side-flat disk has mirror symmetry
for the external field reversal. However, the annihilation
fields of CW and CCW vortices are different because thevortex cores move towards opposite directions, while a mag-
netic field is applied. The influence of geometric asymmetry
on vortex motion has been studied in our previous report.
16
Dumas et al. reported on chirality control by manipulating
the size and/or thickness of asymmetric Co dots.19A differ-
ent and opposite chirality control mechanism through thenucleation and coalescence of double vortices were investi-
gated. In this letter, our main goal is to investigate the anni-
hilation fields for CW and CCW vortices in magnetic diskswith different degrees of asymmetry. Interestingly, a reversal
of the CW and CCW vortex annihilation sequence was
observed in low and high asymmetry disks.
II. EXPERIMENTAL
Asymmetric Ni 80Fe20(Permalloy, Py) disks, 800 nm in
diameter and 30 nm thick are prepared by electron-beam li-thography and lift-off technique. Disks with an excised angle
of 30
/C14represent a low asymmetry case and those with an
excised angle of 75/C14represent a high asymmetry case, where
the excised angle ( h) is half of the central angle correspond-
ing to the excised arc, as shown in Fig. 1(a). Scanning elec-
tron microscopy images for low and high asymmetry caseswith excised angles of 30
/C14and 75/C14are shown in Figs. 1(b)
and1(c), respectively. Py disks are arranged in a square lat-
tice with a period of 1.6 lm and a 100 /C2100lm2area.
Focused magneto-optic Kerr effect (focused MOKE) in a
longitudinal configuration is adopted to characterize thea)Author to whom correspondence should be addressed. Electronic mail:
phlhorng@cc.ncue.edu.tw. Tel.: 886-4-723-2105. Fax: 886-4-721-1153.
0021-8979/2013/113(10)/103905/5/$30.00 VC2013 American Institute of Physics 113, 103905-1JOURNAL OF APPLIED PHYSICS 113, 103905 (2013)
Downloaded 08 Apr 2013 to 129.252.86.83. This article is copyrighted as indicated in the abstract. Reuse of AIP content is subject to the terms at: http://jap.aip.org/about/rights_and_permissionshysteresis loop at room temperature with an external field
parallel to the flat edge. An S-polarized laser beam of632.8 nm passes through a diverging lens and a converging
lens and is focused to a spot of 50 lm diameter, striking the
Py array with an incidence angle of 45
/C14. Note that the
focused MOKE hysteresis loop represents a superposition of
the signal from all identical elements in the array.
Micromagnetic domain structures in the Py disk of 800 nmin diameter, 30 nm in thickness, and with a 75
/C14excised
angle, are calculated by object oriented micromagnetic
framework ( OOMMF ) software.
III. RESULTS AND DISCUSSION
In this paper, we describe a technique of analyzing the
minor hysteresis loops for determining vortex chirality in
submicro-scaled disks by focused MOKE. After forcing the
magnetic moments to saturation with different direction, asstate A and B in Fig. 2(a), release them to remanent state.
The disk is in the state of A (B) originally then forms a CW/
CCW vortex, as shown in Fig. 2(b). The chirality of vortex is
known to be controlled by the asymmetry in a disk. Under a
small external field of H as shown in Fig. 2(c), the two vor-
texes with different chirality are deformed by forcing theircores to move to the opposite directions perpendicular to the
applied field direction. It should be noted that at a remanence
state, the magnetizations in an asymmetric disk nucleatefrom the flat edge easier than from the round edge, and simi-
larly a vortex core pushed to the flat edge annihilates easier
than that to the opposite round edge. Therefore, in the caseof Fig. 2(c), the annihilation field (H
an) of CCW vortex is
smaller than the H anof CW vortex, while the field isincreasing to the right side. While the external field increases
to the H anof CCW, the disk in CCW vortex state saturates,
but a CW vortex structure can still survive at that field, as
shown in Fig. 2(d). Here, the saturation is considered as the
state where the most domains are approximately aligned par-allel to external field.
As mentioned above, the core moving toward the flat
edge annihilates earlier than that away from the flat edge.Therefore, the CW and CCW vortices will present different
trajectories on the hysteresis loops near the annihilation field.
For the case of a disk at remanent state, in which the vortexchirality is unknown, one could measure the minor hysteresis
loop with external field from zero to the field, which is in the
middle of the two annihilation fields for different chirality.As shown in Fig. 2(d), if the vortex is in CW configuration
originally then no annihilation signal will be observed. On
the other hand, if the vortex is in CCW then an annihilationsignal will be observed. It is important that the detected disk
by this technique, its chirality hold still when it is released
back to the remanent state. In one word, all detected vortexstates will not be changed after the reading process. So, the
apparent flat edge in SVE not only achieves the control of
vortex chirality but also separates the annihilation field ofCW/ CCW vortex states.
In the low asymmetry case, the full loop is measured at
an initial saturation field of þ800 Oe, which then sweeps
down to an opposite saturation field of /C0800 Oe, before
finally sweeping back up to þ800 Oe again, as shown in
Fig.3. Here, the saturation state is defined as a state where
the magnetic moments are aligned approximately parallel,
and where a small angle of departure from the means of thetotal magnetization direction is acceptable. Moreover, the
direction of positive magnetic field is defined as the right
side and the direction of negative magnetic field as the leftside. The other loops in Fig. 3(a)are the minor reverse loops.
For example, the L-100 reverse loop begins at the same ini-
tial saturation field of þ800 Oe, then sweeps down to /C0100
Oe, and subsequently returns to þ800 Oe. The reverse loops
are obtained in a similar way but for different reversing
fields. Because the front parts of all these loops are coinci-dent, only the rear loops are displayed for clarity. From the
L150, L100 and L0 reverse loops in Fig. 3(a), about 50%,
FIG. 1. Schematic illustrations of (a) one-side-flat disk with excised angle h,
adopted to represent the degree of asymmetry. Scanning electron micros-
copy (SEM) images of 800 nm Py disk for: (b) low asymmetry case with 30/C14
excised angle; and (c) high asymmetry case with 75/C14excised angle,
respectively.
FIG. 2. Schematic illustrations of magnetic moments in disk with eminent
asymmetry at: (a) longitudinal positive/negative saturation state, (b) rema-
nent state in CW/CCW configuration, (c) a small right direction external
field, and (d) annihilation field of CCW vortex.103905-2 Huang et al. J. Appl. Phys. 113, 103905 (2013)
Downloaded 08 Apr 2013 to 129.252.86.83. This article is copyrighted as indicated in the abstract. Reuse of AIP content is subject to the terms at: http://jap.aip.org/about/rights_and_permissions90%, and 100% of disks nucleating into CCW vortex are
observed, respectively, which is in accordance with the prin-ciple of asymmetry control on vortex chirality, as mentioned
above. Upon 0 Oe, the reverse loop presents complete disks
nucleation of vortex. The distribution of vortex nucleationfield (H
n) or vortex annihilation field (H an) is induced by the
existence of a difference between the disks caused by the
fabricating process. It is observed in Fig. 3(a) that the CW
vortex annihilation occurs at about þ400 Oe in the ascending
branch of the full loop, and that the CCW vortex annihilation
occurs at about þ510 Oe in the ascending branch of the L0
and L-100 reverse loops. In the ascending branch, the CCW
vortex annihilation field from the flat edge is þ520 Oe (H an
for CCW), which is larger than the CW vortex annihilation
field from the round edge of þ400 Oe (H anfor CW). Similar
experimental results are observed in another report using low
asymmetry magnetic disks.11Fig.3(b)shows the full, L-300,
L-400, L-500, and L-600 Oe reverse loops; some reserve
loops are presented as only the rear part of the loop for
clarity. From the reverse loops, it is observed that about 0%,10%, 90%, and 100% disks achieve negative direction satu-
ration and enter gradual transition saturation on hysteresis
trajectories between the H
anof CCW and CW vortices, as
shown by the circled area in Fig. 3(b), due to the proportion
of CW to CCW vortex changing.In the high asymmetry case, the full and minor reverse
hysteresis loops are obtained in a similar way to the low
asymmetry case and for clarity, some reverse loops are dis-played as only the rear curves, as shown in Fig. 4. From the
L0, L-25 and L-50 reverse loops in Fig. 4(a), it is observed
that about 40%, 80%, and 95% of disks nucleate into CCWvortex, respectively. The full loop presents a gentle annihila-
tion trajectory at about þ500 Oe, and other minor reverse
loops show steep vortex annihilation at about þ285 Oe, as
shown in Fig. 4(a). Here, the CCW vortex annihilation field
from the flat edge is þ285 Oe (H
anfor CCW), which is much
smaller than the CW vortex annihilation field from the roundedge of þ500 Oe (H
anfor CW). Fig. 4(b)exhibits the full, L-
450, L-500, L-600, and L-700 reverse loops; some reverse
loops are presented as only the rear part of loop for clarity. Itis observed in Fig. 4(b) that partial disks achieve negative
saturation in L-450 and L-500 reverse loops and enter a
mixed situation, where some disks are in CCW and some inCW configurations at remanent state, as shown in the lower
insets of Fig. 4(b). The two loops show annihilation of both
CW and CCW vortices in the circled area of Fig. 4(b). Upon
L-600 and L-700 Oe reverse loops, all disks arrive at nega-
tive saturation field and the curves overlap with the full hys-
teresis loop.
Comparing the low asymmetry case with the high asym-
metry case, a reversal of annihilation sequence of the CCW
FIG. 3. Full hysteresis loop of low asymmetry Py (30/C14excised angle) disk
array with (a) reverse loops returned at external fields of 150, 100, 0 and/C0100 Oe, and (b) reverse loops returned at external fields of /C0300,/C0400,
/C0500, and /C0600 Oe. The insets schematically represent the vortex types in
different loops at remanent state.
FIG. 4. Full hysteresis loop of high asymmetry Py (75/C14excised angle) disk
array with (a) reverse loops returned at external field of 0, /C025,/C050,/C0100,
and/C0200 Oe, and (b) reverse loops returned at external field of /C0450,
/C0500,/C0600, and /C0700 Oe. The insets schematically represent the vortex
types in different loops at remanent state.103905-3 Huang et al. J. Appl. Phys. 113, 103905 (2013)
Downloaded 08 Apr 2013 to 129.252.86.83. This article is copyrighted as indicated in the abstract. Reuse of AIP content is subject to the terms at: http://jap.aip.org/about/rights_and_permissionsand CW vortices is observed. That is, H anfor the CCW vor-
tex in the low asymmetry case is larger than that for the CW
vortex, (in Fig. 3(a)), but H anfor the CCW vortex in the high
asymmetry case is smaller than that for the CW vortex (in
Fig.4(a)). In the high asymmetry case, the vortex core mov-
ing towards the flat edge annihilates earlier than that movingaway from the flat edge, because the long flat edge forces the
domains into a straight alignment instead of forming a rota-
tional configuration, and the large cut area depresses the vor-tex motion. With an increasing external field, the local
magnetostatic energy rises quickly when a vortex core is
pushed towards the flat edge. As mentioned above, the largecut area and edge suppress a vortex core moving towards the
cut side, which leads to a large decrease of vortex annihila-
tion field from the flat edge. Therefore, the CW and CCWvortices exhibit different annihilation sequences and differ-
ent trajectories on hysteresis loops in low and high asymme-
try disks. This reverse sequence of vortex annihilation in thehigh asymmetry case offers a way to detect directly the vor-
tex chirality by analyzing the hysteresis loop. For example,
as in the case of Fig. 4(a), once the hysteresis loop is meas-
ured from the remanent state to a positive field a little larger
than H
anof CCW, the curve will present vortex annihilation
behavior if the detected disk is originally in CCW configura-tion at the remanent state and will show no vortex annihila-
tion behavior if the disk is originally in CW configuration. It
should be noted that after detecting vortex chirality in highasymmetry disks, the annihilated vortex originally in CCW
returns to CCW vortex at the remanent state, and the disk in
CW configuration is abiding still in CW configuration. Inother words, all detected vortex states are preserved at the re-
manent state after detection.
Numerical micromagnetic simulations based on the
Landau-Lifshitz-Gilbert equation (LLG equation) are solved
using
OOMMF software. Here, the cell size, the saturation
magnetization Ms, the exchange constant, and the dampingparameter are 5 nm, 800 kA/m, 1 /C210
/C011J/m, and 0.5,
respectively. Fig. 5(a) shows the hysteresis loops simulated
for a Py disk with a diameter of 800 nm, a thickness of30 nm, and an excised angle of 75
/C14. The full loop was calcu-
lated with the external field decreasing from þ5000 to
/C05000 Oe, and then increasing back to þ5000 Oe. The L-
150 reverse loop is for the magnetic field decreasing from
þ5000 to /C0150 Oe, and increasing back to þ5000 Oe. In the
descending branch, the vortex nucleation occurs at /C0150 Oe,
which is identical for both full and reverse loops. In the
ascending branch, the vortex annihilation for CCW in
reverse loop is solved as þ275 Oe (H anfor CCW), and that
for CW in full loop is þ512.5 Oe (H anfor CW). These results
are in good agreement with the experimental data of
þ285 Oe for the CCW vortex and þ500 Oe for the CW vor-
tex. Moreover, the simulated hysteresis loop trajectory
shows the same tendency with the focused MOKE record at
the CCW vortex annihilation, which arrives at saturationsteeply, and at the CW vortex annihilation, which arrives at
saturation gently. To further understand the domain struc-
tures in the asymmetric disk, the simulated magnetizationdistributions for full and reverse loops at five different
external fields (as the positions (i) to (v) shown in Fig. 5(a)during ascending branch) were selected. Fig. 5(b) exhibits
the disk magnetic structures at (i) þ125 Oe, (ii) þ260 Oe,
(iii)þ300 Oe, (iv) þ500 Oe, and (v) þ575 Oe, respectively.
From Fig. 5(b) ((i) and (ii)), it is observed that the vortices
are in CW and CCW configurations for full and /C0150 Oe
minor reverse loops. At the field between þ275 and
þ512.5 Oe (the H
anof CCW and CW), the disk originally in
CCW vortex is saturated, but the disk in CW vortex is still
preserved, as shown in Fig. 5(b) ((iii) and (iv)). Finally, in
Fig.5(b) (v), the two disks both arrive at saturation state at
large external field.
It should be noted that a reversal of the CW and CCW
vortex annihilation sequence was observed in low and high
asymmetry disks. Dumas et al. reported on a different and
opposite chirality control mechanism through the nucleationand coalescence of double vortices by manipulating the size
and/or thickness of asymmetric Co dots.
19Comparing these
results, it is similar that the analysis of the annihilation filedbehavior along major and half hysteresis loops is a useful
and reproducible technique to determine vortex chirality.
IV. CONCLUSION
In conclusion, we studied the influence of the degree of
asymmetry on vortex annihilation with different chirality.
The annihilation field is found to depend not only on the
FIG. 5. (a) Numerical simulated hysteresis loop for Py disk with diameter of
800 nm, thickness of 30 nm, and excised angle of 75/C14. The full loop is calcu-
lated with external field from þ5000 to /C05000 Oe and back to þ5000 Oe.
The/C0150 Oe loop is from þ5000 to /C0150 Oe and back to þ5000 Oe. For
easy comparison with Fig. 3, the hysteresis loops only show the range from
þ800 to /C0800 Oe. (b) Simulated magnetization distributions of the disk in
full and reverse loops during ascending branch at external field of: (i)
þ125 Oe, (ii) þ260 Oe, (iii) þ300 Oe, (iv) þ500 Oe, and (v) þ575 Oe,
respectively.103905-4 Huang et al. J. Appl. Phys. 113, 103905 (2013)
Downloaded 08 Apr 2013 to 129.252.86.83. This article is copyrighted as indicated in the abstract. Reuse of AIP content is subject to the terms at: http://jap.aip.org/about/rights_and_permissionsvortex chirality but also on the degree of asymmetry in the
magnetic disk. H anfrom the flat edge is larger than that from
the round edge in low asymmetric magnetic disks. Thesequence of vortex annihilatio ni sr e v e r s e di nh i g ha s y m m e t r i c
magnetic disks because the magnetostatic energy increases
quickly near the long flat region. Numerical simulations and ex-
perimental results indicate simila r trajectories of hysteresis loop
and annihilation fields for diffe rent chirality vortices. In addi-
tion, the sequence of vortex annihilation and the apparently dif-ferent hysteresis trajectorie si nh i g ha s y m m e t r i cd i s k sh a v e
high potential for fast vortex chirality detection.
ACKNOWLEDGMENTS
This work was supported by the National Science
Council, Taiwan, under Grant No. NSC 99-2112- M-018-
003-MY3.
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1.466877.pdf | Theory of activated rate processes in the weak and intermediate friction cases: New
analytical results for one and many degrees of freedom
A. I. Shushin
Citation: The Journal of Chemical Physics 100, 7331 (1994); doi: 10.1063/1.466877
View online: http://dx.doi.org/10.1063/1.466877
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129.22.67.107 On: Sun, 23 Nov 2014 07:03:15Theory of activated rate processes in the weak and intermediate friction
cases: New analytical results for one and many degrees of freedom
A. I. Shush in
Institute of Chemical Physics, Academy of Sciences, GSP-1, 117977, Kosygin str. 4, Moscow, Russia
(Received 7 October 1993; accepted 30 December 1993)
Simple analytical expressions for the reaction rate of activated rate processes are derived in the
weak/intermediate friction limit for one and many degrees of freedom and for finite microcanonical
reaction rates. The expressions are obtained by analytical solution of the steady-state integral master
equations (in energy variables). The microcanonical reaction rate is taken to be independent of
energy (higher than the activation energy). Irreversible transitions from one state and reversible
transitions between many states are discussed in detail. A simple interpolation formula for the
reaction rate is derived which describes a turnover from the weak friction regime to a strong friction
one. The formula takes into account an interplay between activation and reaction at energies close
to the activation energy. When applied to unimolecular gas phase reactions this interpolation
formula bridges between the weak and strong collision limits. The formulas obtained are generalized
to multidimensional activated rate processes.
I. INTRODUCTION
The theory of activated rate processes has been devel
oped very intensively in the last few years. The interest in
this problem is inspired by many applications in physics and
chemistry. A comprehensive review of recent works in this
field can be found in Ref. I.
This article deals with activated rate processes in the
weak and intermediate friction limits in which the problem is
known to reduce to an integral master equation (ME) in en
ergy (action) variables. Essential progress in treating the
problem within the framework of the conventional Kramers
theory was made in Refs. 2 and 3 where the Wiener-Hopf
method was proposed for solution of the MEs. The method
made it possible to reasonably describe the change-over from
the weak damping to a strong one. Later the method was
modified to treat the process as activation along the unstable
mode of the Kramers problem near the top of the barrier.4
However. the modified method being rather accurate ap
peared to be somewhat complicated for applications.
It is known I that in the weak and intermediate friction
limits any assumptions on properties of the friction force
fluctuations manifest themselves in the mathematical form of
the kernel in the ME. For example. the Gaussian approach
for fluctuations is known to lead to the Gaussian kernels.2,3
There are also some other popular types of kernels such as
the exponential one.S,6 The Wiener-Hopf method enables us
to obtain the universal solutions of the MEs for any type of
kernels and thus for any type of the friction force fluctua
tions. Surprisingly. so far it has been applied only to the
processes in which activation is induced by the Gaussian
friction forces.
In all the above-mentioned works the Wiener-Hopf
method has been applied to the one-dimensional (lD) MEs.
However. sometimes more complicated multidimensional
MEs are required to properly describe molecular reactions in
which many molecular degrees of freedom are involved. For
example. in the case of strong ro/vibrational interaction the
unimolecular gas phase reactions are often analyzed via 2D MEs.7-12 No simple analytical expressions for the reaction
rates in this case have been proposed so far. The only ex
ample of the analytically solvable multidimensional MEs is
the 2D exponential model proposed by Troe8,9 but the solu
tion found is too complicated to be useful.
The main goal of this paper is to demonstrate that a
number of well-known problems of the theory of activated
rate processes in the weak and intermediate friction limits
(which are treated in the ME approach) can be solved in a
unified way by the Wiener-Hopf method. Moreover, this
method enables us to generalize some known solutions. In
particular, analytical expression for the reaction rate in the
case of a finite (and independent of energy) microcanonical
reaction rate is derived. This expression is used to obtain a
simple interpolation formula providing a physically reason
able description of an interplay of activation and reaction at
energies close to the activation energy and bridging the un
derdamped and overdamped regimes. Simple analytical ex
pressions are also derived for the rate of reversible transi
tions between several states and for the multidimensional
reaction rate are also derived.
II. GENERAL FORMULATION OF THE PROBLEM
In the weak friction limit the activated rate processes are
described by a ME for the population density in the multidi
mensional space of energy (or, more correctly, action) vari
ables E={EJ (j= 1, ... ,m)1,S,6
p= -v(1-g)p-kp, (1)
where v is a collision frequency and k(E) is a microcanonical
reaction rate. The integral operator g is defined by
gp= f dE' g(E-E')p(E'). (2)
The kernel g(E-E') is hereafter called the transition prob
ability. In accordance with definition (2) we assume that
g(E,E') depends only on the difference E-E'. This assump
tion is not very restrictive although, in reality, some devia-
J. Chem. Phys. 100 (10), 15 May 1994 0021-9606/94/100(10)17331/9/$6.00 © 1994 American Institute of Physics 7331
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129.22.67.107 On: Sun, 23 Nov 2014 07:03:157332 A. I. Shushin: Theory of activated rate processes
tion from E-E' dependence is possible, e.g., due to the ef
fect of the degeneracy N(E) which is incorporated in
g(E,E'). The deviation is, in general, rather weak because
the reaction kinetics is determined mainly by the narrow re
gion of energy IEI-Ea-T near the activation energy Ea
where N(E) is usually smooth. In addition, the above
mentioned assumption is valid for the exponential N(E) de
pendence. In this case the effect of N(E) reduces to a renor
malization of the temperature. To take into account this
effect we introduce different effective temperatures T· for
different coordinates E j • J
The kernel geE) satisfies the normalization condition
f dE g(E)= 1 (3)
and the detailed balance relation
g(E-E')= geE' -E)exp[ -F·(E-E')], (4)
where F={lIT) is the vector of inverse temperatures in the
E space.
The analytical form of geE) depends on the activation
mechanism. Very often, however, in the absence of any in
formation on g (E) except for the average energy transfer per
collision
AE= f dE Eg(E) (5)
and the correlation matrix S
Sjk=Skj= (1I2)AE jAEk
=(1I2)f dE(Ej-AEj)(Ek-AEk)G(E). (6)
one has to restrict oneself to simple physically reasonable
models for geE). The most popular are
(1) The Gaussian modell,6 in which
geE) = (4'7T det S) -112 exp[ -(E-SF)T( 4S) -I(E-SF)].
(7)
(2) The exponential model (for the diagonal matrix
Sik=SiOik) in which
g(E)~A exp( -F·El2-j. ~JiEjl/2 ) (8)
with 'Pj = ~FJ+4/Sj and A = IIfI/Sj'Pj)'
For the high activation energy Ea~ 1I1FI the transition
rate W is expressed in terms of the solution of the steady
state ME1,5,6
v(l-g)p+kp=O
with the boundary condition at IEI~Ea
p(E)-exp( -F·E).
Namely,
W=(l/Z)f dE k(E)p(E),
where (9)
(10)
(ll) z= ( dE peE) J {i} (12)
is the quasiequilibrium partition function of the initial state
{i}.
In this work we apply the Wiener-Hopf method to an
analytical solution of the steady state ME9 with the stepwise
reaction rate
k(E)= KO[b·(E-Ea)], (13)
where ~x) is the Heaviside step function and b is the unit
vector perpendicular to the reaction surface.
III. ONE-DIMENSIONAL PROBLEM
A. Escaping from the well
In the weak and intermediate friction limits escaping
from aID well is described by the I D ME
V[P(E)- f dE' g(E-E')p(E') 1 +k(E)p(E) =0. (14)
In accordance with Eq. (13) the rate k(E) is taken in the
form
(15)
To solve Eq. (14) let us introduce the Fourier transforms
R±(q)=Ff~oo dE e(iq+1I2)FE p(E)O[±(E-Ea)]. (16)
The transition rate is then given by
W=(K,Z)foo
dE p(E)=KR+(il2).
Ea (17)
It is easily seen that R ± (q) satisfy the Wiener-Hopf
equationl3
(18)
in which
and I-G Q=----I-G· v/(v+ K)
G(q)= f:oodE g(E)e(iq+1I2)FE. (19)
(20)
The boundary condition (10) shows that R_(q) has a pole
1 i
R_(q)=-Zq+il2 at Iq+il21~1. (21)
The functions R+(q) and R_(q) are analytical in the upper
and lower half-planes of complex q, respectively.
Solution of Eq. (18) by the Wiener-Hopf method givesl3
. Q_( -i12)
R_(q) = (-I) Q_(q)(q+ i12) (22)
and
J. Chem. Phys., Vol. 100, No. 10, 15 May 1994
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129.22.67.107 On: Sun, 23 Nov 2014 07:03:15A. I. Shushin: Theory of activated rate processes 7333
(23)
where
[ I foo In Q(A) ] Q:t(q)=exp ±-2' dA ~ --'0 . 7T1 _00 I\. q+l (24)
Substituting Eq. (24) into Eq. (18) one obtains the formula
[ I foo dA ] W= Wsc exp 27T -00 1I4+A2 In Q(A) (25)
in which
f k(E) K
Wsc=(vIZ) dE v+k(E) e-FE=v V+K e-FEa (26)
is the reaction rate in the strong collision limit (S -+00) and
Q(A) is given by Eq. (19).
Formula (25) represents the first example of the general
analytical expression for the rate of activated processes with
the finite microcanonical transition rate k(E) derived within
the ME approach. This formula allows us to take into ac
count the interference of activation and reaction at E> Ea for
any kernel g(E).
Now let us consider the particular models of g(E) men
tioned earlier.
B. Exponential kernels
The exponential model for g(E) is rather popular in the
theory of gas phase unimolecular reactions.5,6 It is easily
seen that for any general ID m-exponential model with
m
g(E) = e -FEf2 ~ gje -'I)EI/2
j= I (27)
the problem reduces to solving algebraic equations. Indeed,
since the Fourier transform of g(E) is given by
(28)
one can obtain the integral in Eq. (25) analytically and get
finally
m ( ) 2 1I2+q_j
w=wscil 112+ . ' j= I q+} (29)
where q _ j and q + j are the positive roots of the algebraic
equations
I-GUq)=O K
and 1 +--GUq)=O, v (30)
respectively. Note, that the lowest root q -I can be found
explicitly: q -I = 112, because p=:exp( -FE) is the solution of
Eq. (14) at E<Ea.
1. Monoexponentlal model
In the simplest monoexponential model (m =: 1)8
g(E) = (1 /S<p )exp( -<pIE1/2 -FEf2), (31) where <p = ,jF2+4/S and S is defined by Eq. (8). In accor
dance with Eq. (29)
(1 )-2 W=Wsc 2' +q+l , (32a)
2 (1I2-q+l) =v(2F1<p) 1I2+q+1 exp(-FE a), (32b)
where q+1 = (l/2),jl+(l+vIK) I(F2S) I. The expres
sions (32a) and (32b) can also be represented as
W/W -( v) ~ sc =FILlEI 1 +-, 1-W/Wsc K (33)
where LlE=fdE Eg(E)=-FS< O.
At vlK~l formula (33) reduces to that derived earlier.8
For finite vi K it describes W dependence on the collision
frequency v and correctly reproduces the behavior of W both
in the strong and in the weak collision limits thus providing
an interpolation formula for any values of v and S.
Formulas (32a), (32b), and (33) can be obtained by an
alternative method based on the fact that the integral equa
tion (14) with the monoexponential kernel (31) is equivalent
to the differential equationl2,14
for d20' (F2S k(E»)
S dE2 -4 + v+k(E) 0'=0,
p(E)
O'(E) v+k(E) (34)
(35)
Simple solution of Eq. (34) for the stepwise dependence
k(E) [Eq. (15)] results in the expressions (32a), (32b), and
(33).
For any general dependence k(E) 8(E -Ea) the solution
is obtained by matching (at E=Ea) the solution O'_(E) for
E<Ea with O'+(E) for E>Ea. Substitution of this solution
into the general expression shows that the rate W is given by
Eq. (32b) with
I 1 dO'l
q+l='F O'(E)dE E=E .
a (36)
It is worth noting that Eq. (34) can be solved analytically
for some dependencies k(E) interesting for applications: (1)
for k(E)-(E- Ea) the solution is expressed in terms of the
confluent hypergeometric functions, 15 (2) for k(E)
=ko exp[A(E-Ea)]+kl and k(E)=ko tanh[A(E-E a)]
+ k I the solution is expressed in terms the hypergeometric
function 2FI(a,b,c,z).15
Here we restrict ourselves only to these brief comments
on the new methods of analytical solution of the integral
MEs with monoexponential kernels. Any detailed investiga
tion of the behavior of W for the above-mentioned depen
dencies k(E) should be done for particular systems by com
parison with experimental data and, if possible, using
numerically calculated k(E).
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2. Biexponential model
Rather simple analytical solution of the problem can also
be obtained in the biexponential model16
geE) = (gle-rpdEl12+ g2e-'I'2IEI/2)e-FEI2, (37)
for which Eqs. (32) and (33) reduce to simple quadratic
equations. In this model
[ 1I4+(q-l +q-2)/2+q-lq-2 ] (38)
W=Wsc 1I4+(q+l+q+2)/2+q+lq+2 .
The simple combinations of roots in Eq. (42) can be obtained
analytically
(39)
and
q:!:.l +q:!:.2= ~Xl +X2+Y:!:.1 +Y:!:.2+2Y:!:., (40)
where xj=('Pif2F)2, Y_j=gj'P/F2, and
Y+j=gj'P/(l+K)F.
In the important limit of high reactivity (K-+OO) formulas
(39) and (40) are simplified since b+j=O and thus q+j
= .J;;. The expression for W in this limit was obtained in
Ref. 16 by an alternative method which, however, results in a
rather inconvenient analytical representation of this expres
sion.
C. Turnover formula
The method developed in Sec. II A enables us to derive a
simple bridging formula which correctly describes the be
havior of the rate for low-to-high frictions. The problem of
bridging the low and high friction limits has been considered
in a number of papers.I-4 Different approximations have
been proposed to describe the intermediate friction region.
Some of them treat this problem empirically using simple
kinetic arguments (for references see Ref. 1). A more rigor
ous approach is proposed in Ref. 4 and is based on the ap
proximation of linear coupling of the reaction coordinate
with the oscillator bath. This approach describes the behavior
of the rate constant rather accurately. Unfortunately, the ob
tained expression for W appeared to be cumbersome and
inconvenient for applications.
The approach we will develop in this section is not quite
rigorous but is based on clear physical arguments and per
mits derivation of a simple interpolation formula useful for
applications.
To obtain this formula let us consider the escaping of a
particle from the potential well U(x) (see Fig. 1) in the
model of activation induced by a Gaussian fluctuating force
f(t). It is known that the motion of this particle is described
by the generalized Langevin equation 1
(t dU mX-J/ t' f(t-t')i+ dx = f(t), (41)
where m is the particle mass and f(t)=(2IF)(j(t)f(t') is
the generalized friction induced by the fluctuating force.
When the rate is determined by the dynamics of passing
over the barrier then according to the Grote-Hynes theoryl7
in the strong friction limit u(x)
x
FIG.!. Schematic picture of the potential welJ U(x).
(42)
where V=nl27T is a frequency of the potential well near the
bottom and, in fact, is a frequency of collisions with the
barrier. The parameter p < 1 is the positive root of the equa
tion
1
p= p+ Y(P)IWb (43)
in which Wb is the frequency of the barrier near the top and
"y(p) is the Laplace transform of the friction f(t)
Y(P)=Jo'" dt f(t)e-wbPt• (44)
In the low and intermediate friction cases the process of
activation into the transition region near the top becomes
important. The effect of of activation in this region can be
properly described within the proposed model. First, note
that the parameter p in Eq. (43) can be interpreted as a re
action probability per collision with the barrier at energies
E>Ea (it is seen from Eq. (43) that p<I). Second, the pro
posed model treats the collision frequency v as the rate of
transitions between energy levels. This means that the reac
tion probability at each energy level is given by p = KI( v+ K)
and thus
Klv=pl(l-p).
Substitution of Eq. (45) into Eq. (25) gives
W= vp exp[ 21
7T J~", 11:~}" 2 In Q(}..) ]exP( -FEa),
where V=nt27T and
I-G(}")
Q(}..)= l-(l-p)G(}")
with
G(}") =exp[ -SF2( 114+}" 2)]. (45)
(46)
(47)
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The expression for the parameter S in terms of the charac
teristics of the dynamical motion in the potential U(x) and
the fluctuations of l(t) is given in Refs. 1-4.
It is easily seen that formula (46) reproduces correctly
both the weak (p "'" I) and the strong (p ~ 1) friction limits.
Unlike the majority of interpolation expressions proposed
earlier' Eq. (46) takes into account an interplay between ac
tivation and reaction at E~Ea in a physically reasonable
way.
Calculation shows that for the conventional Kramers
problem expression (46) predicts a turnover behavior of W
which is close to the predictions of other well known inter
polation formulas:'-3 The deviation does not exceed 10%-
20%. It should be noted, however, that this expression makes
it possible to describe quite reasonably the peculiarities of
the above-mentioned interplay of excitation and reaction at
E> Ea which seems to become rather important in the mod
els with coordinate-dependent friction'8,19 and with poten
tials U(x) highly anharmonic near the top of the barrier.
D. Transitions between two wells
The proposed model can easily be generalized to de
scribe transitions between two wells. Let p,,2(E) denote the
population densities in the two states I and 2, respectively.
The rate of reversible transitions is obtained by solution of
the system of MEs
v, (I -8, )p, + K, 8(E-Ea)P' -K2[ 8(E-Ea)P2] = 0,
(48)
v2(l -82)P2 + K28(E-Ea)P2 -K ,[ 8(E-Ea)p,] =0.
In accordance with relation (4S) we take
(49)
The first terms in Eqs. (48) represent activation transitions
while the second and third terms describe the forward and
backward reactions, respectively. The forward reaction flux
is modeled by the microcanonical rates K',2 similarly to the
single well transitions discussed earlier. As for the backward
reaction, we consider here two models of this process.
Model I. In this model we treat the backward reactions
in the same way as the forward ones, i.e., taking Kj= Kj'
j=I,2.
Model 2. To describe more realistically the backward
reaction flux let us take into account that the direction of
velocities of the particles which pass over the barrier, say,
from weIl I to well 2 is opposite to that required to pass back
so that the particles have to spend one period in well 2 before
passing back. This means that at the moment of backward
reaction the particles will have an additional spread of en
ergy g2(E-E') due to activation process in the well 2.
Similar spread g, (E -E') will appear in well 1. This
model implies the following definition of the back
ward reaction terms: K,p,=K,82[8(E-E a)pd and
K2P2 = K28, [8(E-Ea)P2]'
In both models the ME (S2) can be solved by the
Wiener-Hopf method. To calculate the transition rate W2, = (1IZ,/,lO dE[kiPI (E) -k2P2(E)]= (1IZI)R+(il2), lEa
(SO)
we need to obtain the function p= KIP, -K2P2 or its Fourier
transform R= K,R, -K2R2 defined by Eq. (16). It is easily
seen that R(q) satisfies the Wiener-Hopf equation
-R_=[I+I~P (~, +~J]R+' in modell, (Sla)
- R -= [ I + I ~ P (~, + ~ 2 -I ) ] R +, in model 2,
(Sib)
in which
Equations (Sla) and (Sib) should be solved with the bound
ary condition corresponding to the initial population of one
of the wells, say, the well I: R + I (q) and R + 2( q) are ana
lytical in the upper half-plane of q, R _ 2( q) is analytical in
the lower half-plane of q and R _ , (q) has a pole of type (21)
in the lower half-plane. Solutions of Eqs. (Sla) and (SIb)
with this boundary condition yields in both models
U,U2 W2,=v,p -u;; exp(-FE'a), (S3)
where Uj are defined by the relation
[ I roo dz ]
Uj=exp 27T Jo 114+>..2 In[Nj(>..)] , (j=O,1,2),
(S4)
in which N,,2 are given by Eq. (S2). As for No(>") it is dif
ferent in the two models considered
{(l-P)N,N 2+P(N,+N 2), in model I
No= (l-p)N,N 2+p(l-G,G 2), in model 2' (55)
At first sight, the two models give different formulas for
W2, due to the difference in No, but in reality the expressions
are close to each other and lead to the same results in all
physically important limits.
For example, in the case of high reactivity at E> Ea
when p=l
_{2-G,(>..)+G 2(>..), in model 1
No(>")-I-G,(>")G2(>"), in model 2 . (56)
It is easily seen that in the weak friction limit (S I 2F2~ 1)
when G/>..)=1-SjF2(>..2+1I4) one' has
No(>") ""'(S, + S2)F2(>.. 2+ 114) in both models and thus
W'2=V,(S,S2)F2/(SI+S2) in agreement with earlier
investigations.' In another limit S, ~S2 one can set Gt(>..)= I
and No'" 1 - G , (>..), and get for both model 1 and model 2
W 2' = WI' where WI is the escaping rate from well 1 defined
by Eq. (46).
Similarly, in the strong friction limit corresponding to
the low reactivity p ~ 1 both models give the same result
W2,=v,p.
J. Chern. Phys., Vol. 100, No. 10, 15 May 1994
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Thus both models provide reasonable interpolation for
mulas for the rate of transitions between two wells. The for
mulas are as easy as that proposed in Ref. 2 and 3 but take
into account the interference of excitation and reaction at
energies E close to Ea.
IV. MULTIDIMENSIONAL PROCESSES
In the multidimensional case there is a large variety of
possible analytical forms of the kernel g(E). It is impossible
to derive the general formula for the reaction rate W without
any assumptions on the analytical properties of g(E) even in
the model of the stepwise microcanonical rate k(E). Here we
restrict ourselves to two rather general and flexible models
for the transition operator § [recall that g(E)=(EI§IO)] men
tioned in Sec. II. It will be shown that in both cases the
multidimensional problem can be reduced to the lD one and
then solved by the Wiener-Hopf method.
A. Covariant kernels
Let us consider kernels of the type
§=Go(i) with i=VS(V+F), (57)
where Go(x) satisfies the conditions Go(O) = I and
Go(x-+ -00) = O. The positive definite "diffusion" operator
S [defined in Eq. (6)] is, in general, nondiagonal in E coor
dinates. It is easily seen that the corresponding kernel
g(E-E/)=(EI §IE/) satisfies the normalization and detailed
balance relations [Eqs. (3) and (4)].
Notice, that for the Gaussian transition probability
geE) = (47T det S) -112 exp[ -(E-SF)T( 4S) -I(E-SF)]
=(Elexp(i)IO). (58)
The lD exponential transition probability (34) can also be
expressed in terms of i: g (E) = (11 S 'P )
Xexp( -lEI 'P12 -FEI2) = (EI( 1-i) -110). Unfortunately,
this formula is incorrect in the multidimensional case.
To reduce the problem to a lD one let us make a linear
transformation to new coordinates
(59)
where c=SI12b/(bTSb)112 and b is the unit vector normal to
the reaction surface [see Eq. (13)]. Transformation (59) is a
product of (1) the nonunitary transformation X=S-I12E
which results in spherically symmetric "diffusion" matrix S x
and (2) the rotation from X coordinates to those perpendicu
lar (u) and parallel (v) to the reaction plane determined in X
coordinates by c·(X-Xo)=O. The coordinate u is called
hereafter the reaction coordinate.
In the coordinates (u,v) Eq. (57) reduces to
v[I-Go(iu+iv)]p+K8(u-uo)P=0 (60)
in which
ij=Vj(Vj+F)(j=u,v) (61)
with Fu=(Fx .c)=(FTSb)/(bTSb)112 and Fv=F-c·F u' It is
evident that the solution p(u,v) satisfying the boundary con
dition (10) can be represented by
p(u, v) = a(u )exp( -v·F v), (62) where a(u) obeys a ID equation
v[ 1-Go(iu)]a+ K8(u -uo)a= O. (63)
Solution of Eq. (63) by the Wiener-Hopf method yields
[ 1 J'" dh. W = W sc exp 2 7T _ 00 114 + h. 2 (64)
In Eq. (64)
1 J k(E)
Wsc= v z dE v+ k(E) exp( -E·F) (65)
is the reaction rate in the strong collision limit and Q(h.) is
given by Eq. (19) with
G(h.)=Go(_A(~+h.2», A=(bTSF)2/(bTSb). (66)
It is important to note that deviation of the reaction rate from
W sc (corresponding to A-+oo) is characterized by only two
parameters Klv and A.
The compact and simple formulas (64)-(66) represent
the final result of the theory for the kernels of type (57).
B. Noncovariant kernels
Here we consider other types of kernels for which the
multidimensional problem can be reduced to a lD one. They
are called noncovariant because the corresponding operators
§=GO(il,·.·,i n), ik=SkV k(V k+ Fk), (67)
are represented in terms of components ik of the covariant
Smoluchowsky operator. Definition (67) implies that S is
diagonal in E coordinates: Sjk=SjOjk' Note, that the 2D
separable exponential kernel
g(EI,E2)
=gl(EI)g2(E2)
-exp{ -~ ['PdEd+'P2IE21+(EIFI+E2F2)]}
-(EIE21(1-il)-I(1-i 2)-1100) (68)
proposed in Refs. 8 and 9 is a simple example of the kernels
(67).
The method of reduction to a ID problem is similar to
that discussed in the previous Sec. IV A. After the transfor
mation (59) using the unsatz (62) one obtains
[1-Go(AI , ... ,An)]a+ K8(u -uo)a= O. (69)
Here the operators
A k k Ak=Ck(CkV u-FJ2-Fv)(V u+ Ful2) (70)
in which
,JS;bk
Ck= (ISjbJ) 112 '
k r;:,- -Fv= "Sk(Fk-bkF) Fk=C (IS ob2)1/2p u k J J '
(71)
are the projections of the vectors c, Fu, and Fv , respectively,
on the axis Ek and P=(bTSF)/(bTSb). It is easily seen that if
Go depends on iu = IAk then Eq. (69) reduces to Eq. (63).
J. Chem. Phys., Vol. 100, No. 10, 15 May 1994
..
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I\.
'\. {Il
f'" \. . ~
¢.>. \.
0 tb.. ~ \ I' '<;
0<c> \. V ~
"" '\. V ~ ,
~. \.
0-:> \.
\.
FIG. 2. Picture of the reaction (shaded) and the molecular (empty) regions.
The straight line separating these two regions is the reaction line, b is
the vector normal to the reaction line and F is the vector of inverse
temperatures.
Solution of Eq. (69) by the developed method again
gives expression (64) but with
G(q) = Go[A I (q ) •...• An(q )], (72)
where . A/q)= _(F~)2(q-il2)(q+il2+igj) and
gj = Fb/ F~. Function (72) is complex in contrast to function
(66) corresponding to the covariant kernels, however, simple
analysis shows that any observables expressed in terms of
the inverse Fourier transform of G(q) in Eq. (72) are real
values.
C. Two-dimensional model
To illustrate the general results obtained in this section
let us consider the simple 2D model which is used for inves
tigating the effect of the ro/vibrational coupling in the uni
molecular reactions.8•9 Two coordinates Eland E2 corre
spond to the rotational and the vibrational energies of the
molecule. In the most simple version the model assumes un
correlated activation along both coordinates Eland E2 which
implies separability of the transltlOn probability:
g(E)=lljg/E). It is evident that this relation will be satiAs
fied if one takes the covariant kernel in the form g = exp( L)
X[Go(x) =exp(x)]. where i is given by Eq. (57) with diag
onal S: S;j=Sj8ij. In this case g~Ej) are Gaussian functions
of type (58) with the widths 2 "Sj'
Figure 2 shows schematic picture of the reaction and the
molecular regions in E space. In the 2D case the reaction
surface reduces to a reaction line. The ro/vibrational cou
pling manifests itself in the orientation of this line. For the
sake of simplicity and brevity we shaH consider only the
high reactivity limit (K!v~ I) typical for gas phase processes.
According to formula (64) in this limit W/Wsc=l(.~)
=exp( 21'TT J~oo In{J-exp[ -Ll(1I4+A2)]}
dA ) Xl/4+A2 • (73)
where A=(SlbIFl+S2b2F2)2/(Slbi+S2b~). In Eq. (73)
1(Ll) is a monotonously increasing function which changes
from 0 to 1 as A increases from 0 to infinity. The analytical
properties of this function are discussed in detail in Ref. 2.
Expression (73) shows the following characteristic prop
erties of the reaction rate dependence on the parameters of
the model: (1) In the case of "isotropic" activation:
S I = S 2 = S. one gets the expected result Ll = S (F· b)2 which
means that the 2D reaction rate is determined by the ID flux
along the reactive coordinate (parallel to b). Obviously. "an
isotropic" activation (S) *S2) complicates this simple pic
ture. (2) In the case of a highly anisotropic activation when.
say. S) ~ S 2 one has Ll =S ,Fi. i.e .• the main contribution to
the reaction rate comes from the reaction flux along axis 1.
(3) If the reaction coordinate is parallel to the axes Ej
X(bi= 8i). then the reaction rate is determined only by the
reaction flux along this axis and in agreement with this state
ment one gets from Eq. (73) Ll=SjFJ.
As has already been pointed out. the remarkable feature
of the covariant models is that the reaction rate dependence
on all parameters of the model reduces to the dependence on
the only parameter A (recall that we assume K!v~ 1). The
great advantages of this property becomes evident in the 2D
model considered.
Now let us briefly discuss the noncovariant 2D exponen
tial model with the kernel (68). It is shown in the previous
Sec. IV B that in this model the reaction rate is also given by
Eq. (73) in which. however. the term exp[ -Ll(l/4+A2)] in
the integrand should be replaced by the function
G(A)=(1 -A,(A)-A2(A)+A,(A)A2(A»-1 [A/A) are defined
in Eq. (72)]. It is easily seen that this function is similar to
that appeared in the ID exponential model [see Eq. (28)].
Therefore one can apply the method developed in Sec. III B
to reduce the problem of calculating the rate W to solving the
algebraic equations (30) which is of order of 4 for the model
considered. We shall not present here the complicated final
expression for the reaction rate. It is clear that it depends not
only on Ll but also on a number of other parameters. Simple
analysis shows that the exponential 2D model predicts the
limiting properties of the reaction rate similar to those men
tioned in the discussion of the covariant (Gaussian) model.
Concluding of the discussion of the exponential 2D
model it is worth noting that the roots A;:j of the above
mentioned fourth order equations are real and thus W is also
real (as it should be) in accordance with the foregoing gen
eral statement. Complex A;:j would mean oscillatory behav
ior of geE) and peE). Such a behavior is not inherent in
activated rate processes. in general, and in the model consid
ered, in particular.
J. Chern. Phys., Vol. 100, No. 10, 15 May 1994
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V. SUMMARY
Here we will summarize and briefly discuss the most
important results of this paper.
(1) The 1D master equation (14) with an arbitrary tran
sition probability gee) is solved analytically for a finite mi
crocanonical rate k(E) = K()(E-Ea)' This solution allows to
investigate analytically an interplay of activation and reac
tion at energies E> Ea. In particular, it enables us to derive
a new simple interpolation formula which accurately de
scribes a turnover between two different types of behavior of
the transition rate corresponding to the weak and the strong
friction limits. Predictions of this formula for the conven
tional Kramers problem appear to deviate only weakly from
those of other known interpolation formulas. I However,
manifestation of a finite microcanonical rate which models
the effect of friction in the region near the top of the barrier
is expected to be stronger when the strengths of the friction
within the well and near the top of the barrier are different,
i.e., for the coordinate dependent friction, and when the po
tential is strongly anharmonic near the top.
Recently the effects of the coordinate dependence of
friction have been studied in a number of articles (see Refs.
18 and 19 and references therein). Some discrepancies be
tween numerically calculated transition rates and those ob
tained by known analytical expressions have been found.
The model proposed in this work can help to reduce the
discrepancies by more rigorously taking into account an in
terplay of activation and reaction for E> Ea.
(2) The method developed enables us to generalize the
considerations to multi state activated rate processes. In this
article we have discussed transitions between two states,
however, the method can be applied to any number of states.
In general, the problem reduces to diagonalization of some
matrices of linear systems of the Wiener-Hopf equations.
(3) The multidimensional activated rate processes are
shown to be described by the iD ME along the reaction
coordinate perpendicular to the reaction surface. The simple
expression (64) for the transition rate is obtained for the co
variant kernels of type (57). According to this expression
deviation of W from Wsc is governed b¥ the only parameter
(except for Klv) Ll=(bTSF?/(bTSb)=J~/Et where
J b = bTSF is the component of the drift flux perpendicular to
the reaction surface induced by the constant "force" F and
E~ is a mean square of energy transfer perpendicular to the
reaction surface (E b = 2, jE i j) in the absence of the drift.
Expression (64) describes both the correlated and the
uncorrelated activation along different coordinates Ej•
The uncorrelated activation implies separability of the
transition probability: g(E)=IIjg/E j). The general covari
ant kernel (57) corresponds to the (Gaussian) separable tran
sition pr?babilit)' and thus to the uncorrelated activation if
g =exp(L) and S is diagonal in E coordinates. Unfortunately,
the non-Gaussian separable transition probabilities corre
spond to the noncovariant kernels as it follows from the con
siderations of Sec. IV B. In this case the expression for W is
not as compact as that for the covariant kernels and the ratio
W/W sc depends not only on Ll but also on a number of other
parameters. Nevertheless, in some models the expression is still rather simple as has been demonstrated in Sec. IV C for
the model with the 2D exponential kernel (68). In addition, it
is worth noting that predictions of any separable noncovari
ant models and the corresponding nonseparable covariant
models do not differ essentially. The term "corresponding"
means that in the covariant model S should be taken diagonal
in E coordinates and the dependence of both kernels on each
particular operator ij (i.e., for ik=o with k* j) must be the
same. For example, the noncovariant exponential kernel (68)
can be reasonably we~ approximated by the covariant
g(EI,E2)=(EIE21(1-LI-L2)-IIOO) and thus (making
use of the results of Sec. IV B) the corresponding exponen
tial 2D model can be reduced to the monoexponential i D
one (Sec. III B 2).
The covariant kernels with nondiagonal S describe cor
related activation along different coordinates Ej• These ker
nels are of special interest for investigating effects of in
tramolecular energy transfer on unimolecular reactions. This
energy transfer gives rise to negative nondiagonal elements:
Sij<O U* j). In general, according to formula (64) with Ll
defined by Eq. (66) W increases with the increase of the
intramolecular energy transfer rate. However, for some ori
entations of b and F this formula predicts a negative sign of
the effect of the energy transfer, i.e., the decrease of W. This
result can be easily obtained in the simple 2D model with
b=(1,O). Such a prediction may be correct in some cases
(although detailed analysis by comparison with numerical
calculations is required) but when applying formula (64) we
should keep in mind that in some regions of the parameters
of the model it is inapplicable. The formula is certainly in
valid when bTSF is negative (and thus definitely Sij<O) be
cause in this case the effective "potential" V(u)=Fuu along
the reaction coordinate u is repulsive and thus the steady
state approximation used in deriving formula (64) is incor
rect. This case corresponds to very fast intramolecular energy
transfer which, in reality, can be incorporated in advance by
changing the orientation of the reaction surface.
(4) The formulas presented in this article are derived in
the assumption that the reaction surface is a plane, however,
they can easily be generalized to the smooth curved reaction
surfaces by making use of a local plane approximation for
the surfaces. This approximation implies the (energy) coor
dinate dependence of the normal vector band Ll. In such a
case the reaction rate W cannot be represented in form (64),
i.e., as a product of Wsc and the function independent of E
coordinates [in the 2D model considered in Sec. IV C this is
the function [(Ll) given by Eq. (73)]. Since the parameter Ll
depends on E this function is also E dependent and thus it
should be inserted in the integral over E in the expression for
W sc [see Eq. (65)]. This is the onl)' modification required.
The smoothly changing k(E) and SeE) can be treated in a
similar way.
VI. CONCLUSION
It is well known that the kinetics of activated rate pro
cesses in the 'weak and intermediate friction limit is de
scribed by MEs in energy (or action) variables. The idea of
this work is to demonstrate that the Wiener-Hopf method
provides a unified way of general solution of different MEs
J. Chern. Phys., Vol. 100, No. 10, 15 May 1994
This article is copyrighted as indicated in the article. Reuse of AIP content is subject to the terms at: http://scitation.aip.org/termsconditions. Downloaded to IP:
129.22.67.107 On: Sun, 23 Nov 2014 07:03:15A. I. Shushin: Theory of activated rate processes 7339
which occur in the gas and condensed phase reaction-rate
theories. This method makes it possible to generalize the
well known formulae for the reaction rate to the cases of a
finite microcanonical reaction rate, multidimensional activa
tion, etc.
The considerations performed in this work shows that
the Wiener-Hopf approach can help us to get very simple
and general analytical solutions of the MEs and thus to get
deeper insight into the kinetics of activation processes and
the interplay of activation and reaction in the reaction re
gions.
ACKNOWLEDGMENT
This work has been partially supported by a grant (N
93-03-5205) of the Russian Fond of Fundamental Investiga
tions.
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129.22.67.107 On: Sun, 23 Nov 2014 07:03:15 |
1.1832144.pdf | Taylor–Couetteflowwith an imposed magnetic
field — linear and nonlinear results
WolfgangDobler†
Kiepenheuer-Institutfür Sonnenphysik, Schöneckstr.6, D-79104 Freiburg,Germany
Newaddress: Departmentof Physics and Astronomy,Universityof Calgary,2500 UniversityDrive
NW,Calgary AB T2N 1N4, Canada
Abstract. Using numerical simulations we investigate the (in)-stability and saturation behaviour
of moderately compressible, cylindrical Taylor–Couette flow in the presence of a uniform axial
magneticfield.ForRayleigh-stableconfigurations,wefindmagneticallyinducedTaylorvorticesas
predicted by linear theory, with both axisymmetric and non-axisymmetric solutions, depending on
theHartmann number.
Theflowshowsclearindicationsofthemagneto-rotationalinstabilitywhichiswell-knownfrom
numericalsimulationsinaccretiondiscgeometry.Inthesaturatedstate,thestructureoftheflowand
themagnetic field can be verydifferentfrom the linear phase of the instability.
1. TAYLOR–COUETTEFLOW
Taylor–Couetteflow—theviscousflowbetweentworotatingcoaxialcylindersis—one
of the most intensively studied flows in hydrodynamics [for a comprehensive overview,
see1].Forafluidofconstantdynamicviscosity,theNavier–Stokesequationhasasimple
andhighly symmetric solution, the so-called (cylindrical)Couette flow,
ω(r)≡uϕ(r)
r=Ω2R2
2−Ω1R2
1
R2
2−R2
1−(Ω2−Ω1)R2
1R2
2
R2
2−R2
11
r2, (1)
whereR1andR2denote the radius of the inner and outer cylinder, Ω1andΩ2are
the corresponding angular velocities, and rdenotes cylindrical radius. The other two
velocitycomponents vanishfor Couette flow,
ur=uz=0. (2)
In the limit of vanishing viscosity, the solution (1), (2) is unstable whenever the
specific angular momentum l1≡Ω1R2
1,l2≡Ω2R2
2at the two cylinders satisfies the
Rayleighcriterion
sgnΩ1(l2−l1)<0, (3)
(wheresgnΩ1denotes the sign of Ω1) and is stable otherwise. For real fluids, viscosity
candamp the instability,and it will only occur if the Taylornumber
Ta≡4Ω2
1(R2−R1)4
ν2(4)
142exceedsa certain threshold ( νdenotesthe kinematic viscosity of the fluid).
If the fluid is electrically well conducting, the presence of a magnetic field can
change the stability properties completely [2–5]. The strength of the magnetic field is
characterizedby a newdimensionless parameter,the Hartmann number
Ha≡B(R2−R1)√
µ0ρνη=vA(R2−R1)√
νη, (5)
whereµ0denotes vacuum permeability, ρandηdensity and magnetic diffusivity of
the fluid, and vA≡B/√
µ0ρis the Alfvén speed. For an ideal fluid ( ν=η=0), the
change in stability properties is particularly drastic. For strong magnetic fields or thin
gapsR2−R1, the magnetic field rather has a stabilizing function [3, 6]. But in the limit
of weak magnetic fields, the Couette flow becomes unstable provided that the angular
velocitiesof the twocylinderssatisfy the condition
sgnΩ1(Ω2−Ω1)<0, (6)
whichismuchweakerthantheRayleighcriterion(3).Thischangecanbeinterpretedin
terms of the dominant mechanism of angular momentum transport: In the nonmagnetic
case advection is the only radial transport mechanism, and thus the gradient of specific
angular momentum l(i.e. the deviation from the state l=constwhere no angular mo-
mentumwouldbetransported)determinesthestabilityoftheflow.Themagnetictension
force,ontheotherhand,triestosynchronizeangularvelocity ω,sointhemagneticcase
the direction of angular momentum transport is determined by the gradient dω/dr.
Evenas |B| →0,thefastestgrowthrateisoforder |Ω1|,i.e.remainsfinite.However,
the wave number corresponding to that fastest growing eigenmode scales like k∼
|Ω1|/vA, and for very weak magnetic fields, dissipative effects will eventually destroy
the instability [see also 7]
Thismagnetorotational instability (MRI), i.e. the destabilizing effect of magnetic
fields on rotating shear flows, is thought to be the main mechanism for rendering accre-
tion discs turbulent, and thus viscous. While nonlinear instabilities have been proposed
to explain turbulent accretion discs as well [8] and may be relevant for very cool discs,
theMRIcertainlyplaysa centralroleinthetheoryof accretiondiscs,andmanynumer-
icalsimulationshaveconfirmedthatitisindeedveryefficientintransformingalaminar
accretion disc into a turbulentone [see e.g. 5, 9–11].
While even weak magnetic fields are enough for the MRI to maintain an accretion
disc in a turbulent state, the magnetic fields must eventually be maintained against
Ohmicdecay.Fromdynamotheory,weknowthatmagneticfieldgenerationisanatural
consequence of the turbulent, three-dimensional nature of the rotating accretion flow.
This gives rise to a very elegant scenario for magnetized accretion discs, in which
turbulenceandmagneticfieldmaintaineachothersymbiotically.Thisscenariohasbeen
verifiedin a number of numerical experiments[9, 10, 12].
The importance of the MRI for accretion discs and possibly also for galactic discs
[13,14]isoneofthemotivationsforbuildingmagneticTaylor–Couettelaboratoryexper-
iments, a topic that will be discussed at length in other chapters of this book. One chal-
lenge for experiments is the low electrical conductivity of liquid metals, which makes
Ohmicdissipationamuchmoreprominenteffectthaninastrophysicalobjects.Thelow
143conductivity also makes it difficult to numerically model laboratory experiments, since
the low magnetic Prandtl number ( Pm≡ν/η∼10−5for liquid sodium and similar or
lower for other liquid metals) leads to vastly different scales for the flow and the mag-
neticfield.Webelieveneverthelessthatmodelswith Pmoforderunitycanteachusalot
aboutmagneticTaylor–Couetteflow.Thesevaluesmakeitfeasibletoconductparameter
studies, and more expensive calculations with lower Pmcan be targeted at particularly
interesting parameter regimes once these have been identified. Also, highly turbulent
mediaare often modelled with a turbulentmagnetic Prandtl number close to unity.
In the context of dissipative magnetic Taylor–Couette flow, the MRI will manifest
itself in a modified (lowered) threshold for the formation of Taylor-like vortices, and in
thefactthatsuchvorticesformforratios Ω2/Ω1wheretheCouetteprofile(1),(2)would
bestable in the absence of magnetic fields.
Previous studies have focused on the onset of dynamo action in both the linear [15]
and nonlinear case [16]. A related flow, even easier capable of dynamo action, is the
so-called helical Couette flow, where the cylinders also move in the axial direction.
The resulting velocity field gives rise to the well-known screw dynamo, which is well-
investigatedboth theoretically [17–21] and numerically [22–26].
In the present paper we take a different approach and consider cylindrical Taylor–
Couette flow in the presence of an axial, uniform magnetic field B0ez. In this system,
magnetic induction due to the imposed field and intrinsic dynamo action cannot easily
bedisentangled(ifatall),butstilltheresultingflowcanhavepropertiesthatwouldmake
ita dynamo in the absence of the externalfield.
Linear stability analysis of this configuration has shown that the imposed magnetic
field indeed gives rise to the MRI as discussed above [27], and for certain parameters,
non-axisymmetricTaylorvorticesarethepreferredmodes[28].Theseresultshavebeen
confirmedin the limits of verylowand veryhigh magnetic Prandtl number [29].
2. OUR MODEL
2.1. Equations
We consider the flow between two concentric cylinders as described in Sec. 1. Our
numerical code uses cylindrical coordinates (r,ϕ,z)and solves the compressible MHD
equations for (logarithmic) density lnρ, fluid velocity u, and magnetic vector potential
A,
Dlnρ
Dt=−divu, (7)
Du
Dt=−1
ρgradp+j×B
ρ+1
ρdiv(2ρνS), (8)
∂A
∂t=u×curlA−/angbracketleft(u×B)·er/angbracketrightϕ,zer+ηΔA, (9)
whereD/Dt≡∂/∂t+u·graddenotes the advective time derivative, B=curlAis
the magnetic flux density, µ0j=curlBthe current density, and Sik≡[∂iuk+∂kui−
144TABLE 1. Parameters and properties of the different runs. Other parameters are R1=0.5,
R2=1,Lz=1,ν=η=7×10−4. Linear modes are characterized by their axial and azimuthal
wave numbers k,m; longitudinal wave numbers kare listed in units of 2π/Lz.γdenotes the
growthrate dln||uz||/dtof the mode.
RunΩ1Ω2B0l2/l1HaLinear
structureγSaturated
structure
1a2.0 0 .5 0 .00 1 .0 0 .0k=2,m=0 0 .13k=2,m=0
1b2.0 0 .5 0 .02 1 .0 14 .3k=3,m=0 0 .48k=3,m=0
1c2.0 0 .5 0 .05 1 .0 35 .7k=3,m=0 0 .72k=3,m=0
1d2.0 0 .5 0 .10 1 .0 71 .4k=2, “wavy” 0.64k=1, wavy
1e2.0 0 .5 0 .20 1 .0 142 .9k=1,m=0 0 .42k=1, wavy
1f2.0 0 .5 0 .50 1 .0 357 .1k=1,m=0 −0.03—
1g2.0 0 .5 1 .00 1 .0 714 .3k=1,m=0 −0.03—
2a2.0 0 .667 0 .10 1 .33 71 .4k=2,m=1/“wavy” 0.56k=2, wavy
3a2.0 1 .0 0 .05 2 .0 35 .7k=3,m=0 ≈0.36
3b2.0 1 .0 0 .10 2 .0 71 .4k=2,m=1 0 .36k=2,m=0
3c2.0 1 .0 0 .20 2 .0 142 .9k=1, “wavy” ≈0.26k=1, wavy
(2/3)δikdivu]/2isthetracelessrate-of-straintensor.Thesecondtermontheright-hand-
sideoftheinductionequation(9)doesnotcontributetothemagneticfieldandispresent
forpurelynumericalreasons.ToevolveEqs.(7)–(9),weuse6th-orderfinitedifferences
inspace and 3rd-order Runge–Kuttatime-stepping scheme.
While the code solves the compressible MHD equations (and uses an isothermal
equation of state), we think that our results are only moderately influenced by the
compressibility of the fluid (but see Sec. 2.3.3 below). For reasons of efficiency, we
haveusedaMachnumberoforderunityandthecorrespondingdensitycontrastisabout
ρ2/ρ1≈1.5. In other simulations [25], we had found that for a Mach number of about
0.3weakly compressible and incompressible results are almost identical.
Ourinitialmagneticfieldispurelyverticalanduniform, B=B0ez.Theinitialvelocity
is the Couette profile (1), (2), superimposed with white noise at verylowamplitude.
Theverticalboundaryconditionsareperiodic,whileradiallywehaveno-slip,impen-
etrable conditions for the velocity and perfectly conducting conditions for the magnetic
field. We note that these magnetic boundary conditions do not allow the total magnetic
flux between the cylinders to change and thus our magnetic field has no chance of de-
caying.
2.2. Parameters
The inner and outer radius are chosen as R1=0.5,R2=1, while the full height of
the (periodic) cylinders is Lz=1. In all runs presented here, viscosity and magnetic
permeability are equal, i.e. the magnetic Prandtl number is Pm=1. Table 1 lists other
parameters of the individual runs, together with some of the properties of the flow and
magnetic field.
1450.50.60.70.80.91.0
r0.00.20.40.60.8z
0.50.60.70.80.91.0
r0.00.20.40.60.8z
0.50.60.70.80.91.0
r0.00.20.40.60.8z
0.50.60.70.80.91.0
r0.00.20.40.60.8zFIGURE1. Horizontalsectionsofvelocity u(left)andresidualmagneticfield Bres≡B−B0ez(right)for
thelinearphaseofRun1b.Arrowsindicatethetangentialcomponents uϕ,uz,whilecoloursrepresentthe
radial component with bright (dark) colours representing a component towards (away from) the viewer,
i.e. positive (negative) Br. [As an exception, the sign has been reversed for uϕ, so bright colour means
positiveuϕhere to avoid excessive dark colours.] Both velocity and magnetic field are axisymmetric in
thisrun.
2.3. Results
2.3.1. Geometry
As Table 1 shows, varying the Hartmann number changes the structure of the linear
modes considerably. For weak magnetic fields (Runs 1b, 1c), the preferred mode has
three nodes in the vertical direction, i.e. the vertical size of the cylinder accommodates
six Taylor half-cells. This configuration is shown in Fig. 1. With increasing Hartmann
numberHa, the vertical wave number gets larger, as the magnetic field is able to
synchronize velocity over a larger vertical distance. For both weak and strong magnetic
field,the vorticesare axisymmetric (azimuthal wavenumber m=0).
However,forRun1dwithitsmoderateHartmannnumberofabout 70,thelinearstage
shows a “wavy” mode (see below), and the same holds for Run 2a which has the same
Hartmann number. The velocity for the latter case is shown in Figure 2, which shows
thefullvelocityandtheresidualmagneticfield Bres≡B−B0ez,onacylindricalsurface,
while Fig. 3 shows the same in a vertical section. One can clearly see the vertical wave
numberk=2k1,wherek1≡2π/Lzisthelowestnon-vanishingwavenumbercompatible
withthe verticalsize Lzofthe cylinder.
The azimuthal structure is a superposition of different wave numbers with at least
m=0,±1prominently present. Note that here during the linear phase these modes
evolve independently and must thus have very similar growth rates to coexist for a long
time. We note that, from Taylor–Couette experiments, the “wavy mode” is known [1],
where nodal surfaces of uz(or similar diagnostics) are not planar, but oscillate in ϕ.
1460 1 2 3 4 5 6
ϕ0.00.20.40.60.8z
0 1 2 3 4 5 6
ϕ0.00.20.40.60.8z
0 1 2 3 4 5 6
ϕ0.00.20.40.60.8z
0 1 2 3 4 5 6
ϕ0.00.20.40.60.8zFIGURE 2. Velocity u(top) and residual magnetic field Bres(bottom) on a cylindrical shell r=0.75
forthelinearstageofRun2a.RepresentationisasinFig.1,inparticularbrightcoloursrepresentpositive
radialcomponents ur,Br.
0.50.60.70.80.91.0
r0.00.20.40.60.8z
0.50.60.70.80.91.0
r0.00.20.40.60.8z
0.50.60.70.80.91.0
r0.00.20.40.60.8z
0.50.60.70.80.91.0
r0.00.20.40.60.8z
FIGURE3. As in Fig. 1, butfor the linear phase of Run 2a.
The simplest wavy mode can be described as a superposition of modes (k,m=0)and
(k,m=±1)withappropriatephasefactors.However,evenifsomecombinationoflinear
modes looks likea wavymode, this can only be a coincidence, since the relative phases
oflinearmodesarearbitrary,andevenevolveintime.Realwavymodesareanonlinear
phenomenon.
1470 1 2 3 4 5 6
ϕ0.00.20.40.60.8z
0 1 2 3 4 5 6
ϕ0.00.20.40.60.8z
0 1 2 3 4 5 6
ϕ0.00.20.40.60.8z
0 1 2 3 4 5 6
ϕ0.00.20.40.60.8zFIGURE4. Same as Fig. 2, butfor the saturated phase of Run 2a.
Aftersometime,theexponentialgrowthofthekinematicphaseslowsdownandeven-
tually a saturated state is reached, in which magnetic and kinetic energy are stationary
or vary by a moderate percentage around some average value. This saturated regime
can look quite different from the kinematic phase as is shown in Figs. 4 and 5. The az-
imuthal structure is obviously no longer described by the first three azimuthal modes
|m|=0,±1,butinvolveshigherharmonicsaswell(Fig.4).Thispatternvisuallyresem-
bles the hydrodynamical “wavy mode” of Taylor-Couette flow, although we find here a
less symmetric and more structured geometry compared to the simplest manifestations
ofthe hydrodynamicalwavymode.
Not all Runs maintain their geometric structure in the nonlinear regime. As can be
seen in Table 1, some Runs (1e and 3a) switch from axisymmetric to non-axisymmetric
behaviour when saturating. On the other hand, Run 3a switches from a clear m=1
mode during the linear phase to an axisymmetric saturated state. These findings clearly
demonstrate that it can be misleading to extrapolate linear results to the nonlinear
regime.
2.3.2. Velocityprofile
In Fig. 6, we have plotted uϕas a function of radius for the saturated phase of
Run 2a, with three different representations for the azimuthal velocity component: We
compare the radial profiles of angular velocity ω≡uϕ/r, azimuthal velocity uϕ, and
specific angular momentum l≡ruϕ. While the boundary values for all three curves
are determined by R1,Ω1,R2, andΩ2, the profiles between the boundaries reflect the
physics of angular momentum transport. If angular momentum was transported mainly
duetoradialadvection,theprofile l(r)wouldberoughlyconstant(likeentropyismostly
1480.50.60.70.80.91.0
r0.00.20.40.60.8z
0.50.60.70.80.91.0
r0.00.20.40.60.8z
0.50.60.70.80.91.0
r0.00.20.40.60.8z
0.50.60.70.80.91.0
r0.00.20.40.60.8zFIGURE5. Same as in Fig. 3, butfor the saturated phase of Run 2a.
0.50.60.70.80.91.0
r1.01.52.0ω
0.50.60.70.80.91.0
r0.60.70.80.91.01.1uϕ
0.50.60.70.80.91.0
r0.40.50.60.7lz
FIGURE 6. Scatter plot showing different representations of the azimuthal velocity component as
function of rfor the saturated phase of Run 2a. Left: Angular velocity ω. Middle: Azimuthal velocity
uϕ. Right: Specific angular momentum l.
constantinthermalconvectionlayers);thisisclearlynotthecaseinFig.6.Itisratherthe
angular velocity ω(r)that has been synchronized by the flow, which is a clear indicator
for the magnetic tension force being the dominant mechanism of angular momentum
transport.
2.3.3. A potential compressibilityeffect
For Runs 1a–g, the specific angular momenta on the two cylinders are equal, l1=l2,
thusweexpectthehydrodynamicCouetteflowtobemarginallystableintheabsenceof
viscosity according to Rayleigh’s criterion. If viscosity is present, it is natural to expect
that the system becomes stable because perturbations will now be damped, even if that
damping is small. To our surprise, we found however that Run 1a, where the magnetic
149fieldiszero,developsTaylorvorticesjustlikethemagneticcases,albeitthegrowthrate
is lower. This is hard to understand, since lis not only equal on the two cylinders, but
accordingto Eq. (1), we have
l(r) =l1=const (10)
everywhere. Thus, advection will not have any effect on the distribution of angular
momentum,and there is no obviousother mechanism that could transport it at all.
However,compressibilitycanmakeadifference.Sincewehaveset kinematic viscos-
ityν=const,ratherthanassumingconstant dynamic viscosity,the r-dependentequilib-
rium solution is not exactly the Couette profile (1). But any deviation from the Couette
profilewillintroduceagradient dl/dr/negationslash=0whichtakesonbothsigns(wefindthat lhas
aminimumnear r=0.7andthus dl/dr<0nearR1anddl/dr>0closerto R2).Ifvis-
cosityislowenough,thepartwith dl/dr<0willbeunstableanddriveTaylorvortices.
We thus believe that the flow we find in Run 1a is due to compressibility effects, which
causeviscous angular momentum transport.
2.3.4. Helicity and alpha effect
In the context of mean-field theory [30], a crucial parameter describing the magnetic
field generation properties of many dynamo systems is the α-effect [31]. In their work
on linear properties of magnetic Taylor-Couette flow, Rüdiger & Zhang [27] discussed
thepossibilityofan α-effectinthattypeofflow.Forinfinitelylongcylindersandinthe
linearregime,theflowisstrictlyperiodicin zandthusthe αeffectoscillatesaroundzero
along that direction. Noting that such a system has no net αeffect, the authors seem to
concludethat it is not suitable as a mean-field dynamo.
We note however that it is too restrictive to judge the dynamo properties solely
by the net sign of the α-effect. In fact, most cosmic dynamos have almost exactly
vanishing αnet≡Rα(x)dV, because αis antisymmetric with respect to their equatorial
or symmetry plane. Nevertheless the α-effect in these objects is able to generate all
kinds of cosmic magnetic fields. It is not a priori clear that a periodic array of cells of
alternating kinetic helicity cannot be an interesting dynamo system in its own.
InFigs.7and8,weshowthedistributionofdifferentquantitiesrelatedtothe αeffect.
In the quasi-linear approximation, the αeffectis givenby [32, 33]
α=τ
3µ
−u/prime·curlu/prime®+1
ρB/prime·j/prime®¶
, (11)
whereτis the turbulent turnover time and u/prime≡u−/angbracketleftu/angbracketright, etc. For our geometry, the
averages /angbracketleft·/angbracketrightare conveniently taken over azimuth ϕ. In the figures we show kinetic
helicityHkin≡/angbracketleftu/prime·curlu/prime/angbracketright, the current helicity Hcur≡/angbracketleftB/prime·j/prime/angbracketright, their combination (11),
and the verticalcomponent of the “turbulent”electromotiveforce, Ez≡u/primerB/primeϕ−u/primeϕB/primer.
1500.50.60.70.80.91.0
r0.00.20.40.60.8z
0.50.60.70.80.91.0
r0.00.20.40.60.8z
0.50.60.70.80.91.0
r0.00.20.40.60.8z
0.50.60.70.80.91.0
r0.00.20.40.60.8zFIGURE 7. Dynamo properties for the linear phase of Run 2a. (a) Kinetic helicity Hkin. (b) Current
helicityHcur.(c) Alpha effectaccording to Eq. (11). (d) Verticalcomponent Ezof fluctuating EMF.
0.50.60.70.80.91.0
r0.00.20.40.60.8z
0.50.60.70.80.91.0
r0.00.20.40.60.8z
0.50.60.70.80.91.0
r0.00.20.40.60.8z
0.50.60.70.80.91.0
r0.00.20.40.60.8z
FIGURE 8. As in Fig. 7, butfor the saturated stage of Run 2a.
2.3.5. Connection to classical MRI
Finally,inFig.9weshowiso-surfacesofangularvelocity ωforboth,theearlynonlin-
ear and the saturated phase. These surfaces approximately also trace the magnetic field
lines (which are predominantly vertical). The structure of the iso-surfaces is very remi-
niscent of the so-called “channel flow” observed in MRI simulations of accretion discs
[34], but with a “wavy” ϕ-dependence superimposed. This once more exemplifies how
the MRI in accretion discs and Taylor vortices become one and the same phenomenon
inmagnetic Taylor–Couetteflow.
151FIGURE9. Channel flowin the moderately nonlinear case (left) and the saturated case (right).
3. CONCLUSIONS
We have presented a set of numerical simulations of Taylor–Couette flow with an axial
magnetic field, and see many indications that for not too low Hartmann numbers the
Taylorvorticesturn into a manifestation of the MRI.
WehavenotyetcarriedoutcalculationsformagneticPrandtlnumberslessthanunity,
and it would be very interesting to see whether the different geometries of linear and
nonlinearevolutionscan be found for these more “realistic” parameters as well.
In any case the fact that we can have non-axisymmetric linear modes developing into
axisymmetric saturated flows and vice versa should be a clear warning to refrain from
extrapolatinglinear results
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153 |
1.4808102.pdf | Irradiation-induced tailoring of the magnetism of CoFeB/MgO ultrathin films
T. Devolder, I. Barisic, S. Eimer, K. Garcia, J.-P. Adam, B. Ockert, and D. Ravelosona
Citation: Journal of Applied Physics 113, 203912 (2013); doi: 10.1063/1.4808102
View online: http://dx.doi.org/10.1063/1.4808102
View Table of Contents: http://scitation.aip.org/content/aip/journal/jap/113/20?ver=pdfcov
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163.118.172.206 On: Fri, 03 Jul 2015 11:02:53Irradiation-induced tailoring of the magnetism of CoFeB/MgO ultrathin films
T. Devolder,1,2,a)I. Barisic,1,2S. Eimer,1,2K. Garcia,1,2J.-P . Adam,1,2B. Ockert,3
and D. Ravelosona1,2,4
1Institut d’Electronique Fondamentale, CNRS, UMR 8622, Orsay, France
2Univ. Paris-Sud, 91405 Orsay, France
3Singulus Technology AG, Hanauer Landstrasse 103, 63796 Kahl am Main, Germany
4Siltene Technologies, 86 rue de Paris, 9140 Orsay, France
(Received 4 April 2013; accepted 14 May 2013; published online 30 May 2013)
We study perpendicularly magnetized Ta/CoFeB/MgO films and investigate whether their
irradiation with light ions can improve their properties by inducing a different crystallization
dynamics. We report the magnetization, anisotropy, g-factor, and damping dependence upon
irradiation fluence and discuss their evolutions with collisional mixing simulations and its expectedconsequence on magnetic properties. We show that after a short irradiation at 100
/C14C, the
anisotropy increases close to the value obtained by conventional high temperature annealing.
Higher irradiation-induced increase of anisotropy can be obtained but with a detrimental effect onthe damping that can be understood from spin-orbit contributions.
VC2013 AIP Publishing LLC .
[http://dx.doi.org/10.1063/1.4808102 ]
I. INTRODUCTION
Magnetic tunnel junctions with ultrathin CoFeB free
layers in contact with the MgO oxide can exhibit both a
Perpendicular Magnetic Anisotropy1(PMA) and a reason-
ably low damping,2which makes them one of the most
promising systems for the free layer of the next generation of
magnetic random access memories.3In such materials, the
giant tunnel magnetoresistance (TMR) requires a nearly per-fect crystalline state and a flat interface, while the high inter-
face anisotropy requires an oxygen stoichiometry close to
nominal. The degree of CoFeB crystallization,
4,5the grain
size,6and the oxidation state7near the interface are thus the
essential features affecting their performance.
Classically, roughness is minimized by first depositing
Ta-based smoothing layers and then depositing CoFe in the
amorphous state through the inclusion of a large content of
boron. So far the crystallization is obtained by a subsequentthermal annealing
8at typically 300/C14C, sometimes preceded
by an in situ infrared annealing.6The Ta/CoFeB interface
remains reasonably sharp because the solubility of Fe in Tais very low
9and that of Co in Ta is only a few percent.10The
CoFeB/MgO interface is free of galvanic corrosion since Fe
is more noble than Mg; experimentally, this interface getssharper upon annealing
4,11since O atoms initially incorpo-
rated in the transition metal due to the deposition conditions
migrate to the MgO. Unfortunately, the dynamics of oxygenmigration (ruling the PMA) and of CoFeB crystallization
(ruling the TMR) are different so that finding annealing con-
ditions that both optimize the PMA and the TMR is deli-cate.
8This is why PMA magnetic tunnel junctions have
always TMR values substantially lower than their in-plane
magnetized counterparts for which PMA is not needed.
The isotropic diffusion of boron during annealing is also
critical. Being a metalloid, it incorporates both in the MgO
and in Ta.12,13While the incorporation of B in Ta isdesirable, the presence12of B in the MgO barrier is not: in
addition to its detrimental effect on PMA, it creates conduct-
ing spots inside the MgO which degrade the TMR and lead
to early dielectric breakdown.14
Alternative material science strategies to induce CoFeB
crystallization deserve attention, with the objective of avoid-
ing boron incorporation in MgO, minimizing the interfaceroughness, and getting the correct in-depth oxygen concentra-
tion profile. One elegant approach to efficiently control the
structural and magnetic properties of thin films is to use lightion irradiation.
15,16The low interaction cross section together
with the low energy transfer lead to short range atomic dis-
placements and pairwise exchange of atomic positions. Thisprocess allows a very precise control of magnetic properties
through atomic short range order modifications. For
instance,
17,18combining irradiation with heating, a significant
reduction of the L0
1ordering temperature (300/C14C instead of
670/C14C) was observed in the case of FePt and FePd alloys.
The purpose of this work is to determine whether light
ion (Heþ) irradiation at moderate temperatures is operative
in inducing crystallisation of amorphous Ta-CoFeB-MgO
ultrathin films. We follow two main arguments. The first oneis that light ions knocking on heavier atoms transfer much
more energy to B atoms than to the heavier species (Mg, Fe,
Ta). In addition, we will see that the energies needed to dis-place O, Mg, and Ta atoms are substantially larger than the
one of B. Our second guiding idea is that momentum conser-
vation in primary He-B collisions ends in B knocked-onatoms being preferentially sent to Ta than towards MgO. The
possible drawback is that a moderate ion mixing may
occur.
19We shall mitigate the mixing rate by using a mild
annealing during the irradiation to benefit20from the nega-
tive heat of mixing of Fe and Ta.
II. SAMPLES AND SETUP
Our samples are 1 nm thick CoFeB layers of composi-
tions substrate/Ta (5 nm)/Co 20Fe60B20(1 nm)/MgO (2 nm)/Taa)Electronic mail: thibaut.devolder@u-psud.fr
0021-8979/2013/113(20)/203912/4/$30.00 VC2013 AIP Publishing LLC 113, 203912-1JOURNAL OF APPLIED PHYSICS 113, 203912 (2013)
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163.118.172.206 On: Fri, 03 Jul 2015 11:02:53(5 nm). They were grown in a Singulus Timaris deposition
machine by sputtering on oxidized silicon. The CoFeB layers
are initially amorphous. Two different post growth treatmentswere applied to induce the crystallization. The first one is con-
ventional annealing at 300
/C14C during 2 h, which is known to
induce crystallization of CoFeB. The second one is using15 keV He
þion irradiation performed at 100/C14C after a 1-h
stay at this temperature and using a current density of
5lA=cm2. The working temperature of 100/C14C was chosen
with the sole criterion of being much smaller than that of con-
ventional annealing; however, qualitatively similar results
were obtained when ion irradiation was performed at roomtemperature. The total duration of irradiation was in the 1 min
range, i.e., much shorter than the conventional annealing time.
Irradiation was performed for variable fluences up to5/C210
19ions=m2; a fluence of 1020ions=m2rendered the
sample not magnetic at room temperature. The magnetization
of the films was studied using alternative gradient field mag-netometry (AGFM). The consistency of the magnetization and
the Kerr signal was checked with polar magneto-optical Kerr
effect (PMOKE).
The high frequency properties were studied by broad-
band (0.1–70 GHz) Vector Network Analyzer FerroMagnetic
Resonance (VNA-FMR
21) in the open-circuit total reflection
configuration,22using a 2.4 T field applied perpendicular to
the sample surface. Data analysis was conducted using meth-
ods similar to those previously validated in Ref. 2to extract
Gilbert damping a, Land /C19e factor g, and the effective uniaxial
anisotropy Hef f
kdefined as the magneto-crystalline anisot-
ropy field minus the magnetization, i.e., Hk1/C0MS(see Ref.
2). The permeability levels in VNA-FMR spectra were
checked to be consistent with the evolutions of the magnet-
ization extracted from AGFM.
III. RESULTS
Fig. 1displays the field dependence of the FMR fre-
quencies of some of our films after either of the two post-
treatments. These curves are used to extract the effectiveanisotropy fields and the Land /C19e spectroscopic splitting fac-
torsgof all samples, as listed in Figures 3(a)and3(b). The
field dependence of the FMR linewidth (Fig. 2) has been
used to extract the Gilbert damping (Fig. 3(d)). As well
known,4,23,24we confirm a substantial increase of the effec-
tive anisotropy Hef f
kupon annealing and a slight increase of
g. More interestingly, irradiation also induces an increase of
Hef f
k, up to a value slightly above that obtained by conven-
tional annealing. This evolution of Hef f
khappens in two
steps.
In the low fluence regime (i.e., F<2/C21019ions=m2)
the increase of Hef f
kis linear with irradiation fluence. The
Land /C19e factor increases slightly in a correlated manner, while
the damping (0.01) does not vary within the precision of our
measurements. The magnetization decreases a bit, but thisonly partly accounts for the increase of the effective anisot-
ropy: the magneto-crystalline anisotropy is strengthened dur-
ing this evolution. These evolutions are consistent with theevolutions observed generally during the CoFeB crystalliza-
tion
2with an unaltered abrupt CoFeB/MgO interface.
The material evolutions are different at higher irradia-
tion fluences (i.e., F>2/C21019ions=m2). The magnetiza-
tion reduces substantially, and the magneto-crystalline
anisotropy also decreases. Overall, the effective anisotropyincreases and then stabilizes. This irradiation induced
increase of H
ef f
kis predominantly due to a decrease of the
magnetization. The Land /C19e factor and the damping both
undergo substantial increase. These evolutions are consistent
with an important mixing at the CoFe/Ta interface and a
reduction of the abruptness of the CoFe/MgO interface.Indeed, CoFeTa alloys have lower magnetizations than CoFe
(Refs. 25and26) such that interface mixing will naturally
decrease the layer’s magnetization. Also, it is known
27that
Ta dopants increase the damping of transition metal alloys.
For instance, the Fe 90Ta10alloys have FMR linewidths typi-
cally 5 times greater than iron.25Finally, the Land /C19e factor in-
crement ( g– 2) is a measurement of the orbital momentum
contribution to the magnetization. In transition metals, the
orbital momentum is quenched by the electron itinerancy,
FIG. 1. Field dependence of the ferromagnetic resonance frequencies for
1 nm thick Ta/CoFeB/MgO layers that have undergone either an annealing
of 300/C14C or an annealing of 100/C14C with Heþion irradiation. Inset: PMOKE
hysteresis loop for a fluence of 1019ions=m2. The coercivity is 0.35 mT.FIG. 2. Example of a permeability spectrum recorded on 1 nm of
Co20Fe60B20in an irradiated state for F¼1:5/C21019ions=m2at an applied
field of 0.86 T (red dots) perpendicular to the sample. The fit (bold black
line) is done with an effective linewidth parameter Dx=ð2xFMRÞ¼0:022
that includes an inhomogeneous broadening contribution.203912-2 Devolder et al. J. Appl. Phys. 113, 203912 (2013)
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163.118.172.206 On: Fri, 03 Jul 2015 11:02:53but it is partly restored by the spin-orbit coupling. Therefore,
the spin-orbit coupling of Ta, which is 4 times larger28than
that of Fe, is expected to increase gto levels unaccessible in
CoFe alloys,29in qualitative agreement with our data.
Let us now simulate the material’s evolution during our
irradiation process to shed light onto the evolution of itsmagnetic properties.
IV. DISCUSSION
In ion-atom collisions, the transferred energy Thas a
maximum value Tmaxthat depends on the ion and atom
masses (see Table I). Because B atoms are the lightest target
atoms, they can receive the highest recoiling energy. A sec-ond important fact is that the velocity of 15 keV helium ions
is small enough for the ion-atom collisions to be screened
Coulomb interactions,
30leading to cross sections varying as
1=T2: most collisions transfer a small energy, leading to
short range displacements. The last important fact is thatwhen knocked-on, atoms do not leave their position unless T
is greater than the displacement threshold energy Edwhich is
material dependent and anisotropic. For instance, thedirection-averaged displacement energy of B and Fe in
Fe
75B25are both equal to 22 63 eV,31while that of Mg and
O in MgO are 55 eV.32Considering the different Tmax, the
1=T2cross-section, and the Edvalues, one can anticipate that
the number of displacement per B atom will substantially
exceed that of the other atomic species in our sample. Theseexpectations can be confronted to simulations of composi-
tion profiles as obtained by ballistic mixing simulations.
The modeling of the effect of post-growth irradiation is
based on SRIM (Stopping and Ranges of Ions in Matter) cal-
culations,
33with the material parameters of Table I. Changes
in the concentration profiles were calculated by assuminglinear mixing (i.e., assuming that the probability of an al-
ready displaced atom to be moved once again is negligible).
In that limit, changes in the composition profiles can beobtained from ( r/C0v)FVfor homoatoms, and rFVfrom het-
eroatoms, where randvare the recoil and vacancy distribu-
tions per unit depth and per incident ion, Fis the fluence,
andVthe typical volume of an atom in the layer of interest.
We have taken V/C251:16/C210
/C029m3for the CoFeB layer,
assuming interstitial position for all B atoms. The changes inthe composition profile are displayed in Figure 4, which
shows that the concentration of foreign atoms near the inter-
faces stay below p¼8% for a fluence F¼10
19ions/m2.
This justifies a posteriori the linear mixing assumption until
p2/C210:1, which corresponds to 4 /C21019ions/m2.
The main outcomes of the simulations are the atoms’
displacements, which are relevant for the onset ofTABLE I. Parameters used for the collisional mixing simulation.
Layer Layer density (g/cm3) Ed(eV) Tmax=E
MgO 3.58 55 [Ref. 32] Mg: 68%; O: 64%
CoFeB 8.2 22 [Ref. 31] B: 79%; Fe: 25%
Ta 16.6 33 [Ref. 34] Ta: 8.5%
FIG. 3. Evolution of the magnetic properties with annealing at 300/C14C
(circles) or with irradiation for a Ta/Co 20Fe60B20(1 nm)/MgO film which is
amorphous in its initial state (empty rectangles). The lines are guide to theeye in all panels. Panel (a), squares: effective anisotropy field H
k1/C0MS; tri-
angles: magneto-crystalline anisotropy fields Hk1. Panel (b): spectroscopic
splitting factor g. Panel (c), black squares: magnetization obtained from the
moments measured in AGFM and assuming an invariant CoFeB thickness of
1 nm; green triangles: Kerr rotation at magnetization saturation. Panel (d):
Gilbert damping factor.
FIG. 4. Changes in the concentration profiles as simulated assuming linear
collisional mixing for a fluence of F¼1019ions=m2. Negative values indi-
cate a deficit of material.203912-3 Devolder et al. J. Appl. Phys. 113, 203912 (2013)
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163.118.172.206 On: Fri, 03 Jul 2015 11:02:53crystallization, and the mixing rates, which are relevant for
the high fluence material evolutions. One can first notice that
irradiation induces a deficit of material in CoFeB layer nearMgO/CoFeB and CoFeB/Ta interfaces. This is less marked
at the CoFeB/Ta since Ta atoms are 54% bigger than Fe
atoms. This is expected to favor the crystallization preferen-tially from the MgO/CoFeB interface, in agreement with the
increase of magneto-crystalline anisotropy seen at low
fluences.
One can also see that some Fe or Co atoms are incorpo-
rated into Ta-rich regions. If only those atoms became para-
magnetic, irradiation would lead to a reduction of the totalspin moment of 1% every 10
19ions=m2. This is an order of
magnitude smaller than the measurements (Fig. 3(c)) and
comes from the fact that in bulk TaFe alloys, the ferromag-netism is lost
26when Fe concentrations fall below 65%. A
magnetic dead layer is thus likely to be formed within the
CoFeB near its interface with Ta, as some fluence thatdepends on the degree of initial intermixing. In addition, the
incorporation of high spin-orbit paramagnetic Ta atoms in
CoFe is probably the main factor increasing a. One can get
an estimate of this effect by using the tables of Ref. 27that
gather the increase of damping by doping Ta in permalloy.
Assuming permalloy’s conclusion is valid for CoFe; onewould expect typically 0.001 extra damping for each
10
19ions=m2. This number is compatible with our findings at
fluences below 1 :5/C21019ions=m2, but the damping degra-
dation seems much more dramatic at higher fluences. This
last evolution is not quantitatively understood.
V. CONCLUSION
In conclusion, we have studied the effect of 15 keV Heþ
irradiation onto the properties of Ta/CoFeB/MgO layers withperpendicular anisotropy. We have reported the evolutions
of the magnetization, the anisotropy, the Land /C19e factor, and
the Gilbert damping. We have modeled the material evolu-
tion by collisional mixing simulations. At low fluences, there
is an increase of the magneto-crystalline anisotropy, whilethe damping, the g-factor, and the magnetization are almost
unaffected, consistent with an irradiation-induced crystalli-
zation of the CoFeB layer with the correct oxygen composi-tion profile within the stack. Obtaining such results at low
temperatures and for a short treatment time is of great inter-
est for reducing the thermal budget in applications. At higherfluences, ion irradiation induces intermixing at the CoFeB
interfaces, which decreases the magnetization. As a conse-
quence, the effective anisotropy is increased, up to a levelslightly higher than that obtainable by conventional anneal-
ing but with a detrimental effect on the damping, consistent
with its high spin-orbit coupling.
ACKNOWLEDGMENTS
This work was supported by the European Community
FP7 program through contract MAGWIRE No. 257707, byC-Nano Ile de France, by the Triangle de la Physique RTRA
(soutien au transfert CNRS), and by the Labex Nanosaclay.1S. Ikeda, K. Miura, H. Yamamoto, K. Mizunuma, H. D. Gan, M. Endo, S.
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163.118.172.206 On: Fri, 03 Jul 2015 11:02:53 |
1.2402032.pdf | Switching times of a single-domain particle in a field inclined off the easy axis
Hiroshi Fukushima, Yasutaro Uesaka, Yoshinobu Nakatani, and Nobuo Hayashi
Citation: Journal of Applied Physics 101, 013901 (2007); doi: 10.1063/1.2402032
View online: http://dx.doi.org/10.1063/1.2402032
View Table of Contents: http://scitation.aip.org/content/aip/journal/jap/101/1?ver=pdfcov
Published by the AIP Publishing
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131.187.254.4 On: Fri, 21 Nov 2014 18:42:12Switching times of a single-domain particle in a field inclined
off the easy axis
Hiroshi Fukushimaa/H20850
3-73 Honda, Midori-ku, Chiba-shi, 266-0005 Japan
Yasutaro Uesaka
Nihon University, Kohriyama-shi, 963-8642 Japan
Yoshinobu Nakatani
The University of Electro-Communications, Chofu-shi, 182-8585 Japan
Nobuo Hayashi
2-2-22 Kichijyoujikita, Musashino-shi, 180-0001 Japan
/H20849Received 16 May 2006; accepted 9 October 2006; published online 3 January 2007 /H20850
By solving Brown’s Fokker-Planck equation numerically with the spherical harmonics, the
magnetization reversal of a single-domain particle in a field at an oblique angle up to 45° to the easyaxis is investigated. Different from the usual definition, the switching time is defined as the timewhen the averaged zcomponent of the magnetization reaches 90% of its final value. The switching
times of the particle under various conditions are calculated. When the oblique angle of the field is30°−45° and its magnitude is larger than the Stoner-Wohlfarth limit /H20849H
sw/H20850, the switching time is
dependent slightly on the oblique angle and magnitude of the field, and the temperature. For the
oblique angle of 5°, the switching time depends largely on the magnitude of the field and thetemperature. When the magnitude of the field is less than H
sw, the switching time is dependent
largely on the oblique angle and the temperature. Effects of the damping constant are also studied.©2007 American Institute of Physics ./H20851DOI: 10.1063/1.2402032 /H20852
I. INTRODUCTION
Recently the magnetization reversal of a single-domain
particle has been an interesting field associated with isolatedferromagnetic nanostructures, such as patterned recordingmedia. Dependence of the switching time of the particle onan applied field has been studied by using the Landau-Lifshitz-Gilbert equation in disregard of temperature, theLangevin equation with random thermal field, and Brown’sFokker-Planck equation with thermal term.
1–5Brown’s
Fokker-Planck equation describes time-dependent behaviorsof the magnetization of a single-domain particle with thermaldiffusion through the stochastic method. Since this equationcannot be solved analytically, it was solved by using a finitedifference method in the polar coordinate with a truncatedFourier series expansion in the azimuthal coordinate.
3–5In
this method, however, an oblique angle of the applied field tothe easy axis was limited to less than a few degrees. In thispaper, in order to extend this limitation to a large angle, atruncated expansion in the spherical harmonics is employed.Switching times of the particle with uniaxial anisotropy sub-jected to a field applied at an oblique angle up to 45° to theeasy axis are investigated under various conditions.
II. METHOD
The coordinate system used in this paper is shown in
Fig. 1. Initially angles of the magnetization direction distrib-
ute according to a Boltzmann distribution for an applied fielddirecting to the + zdirection. Then the field is reversed at an
oblique angle /H9264to the − zdirection in the x-zplane.
With this model the energy density Vof the particle is
written as
V=Kusin2/H9258−MsH/H20849− cos/H9264cos/H9258+ sin/H9264sin/H9258cos/H9278/H20850,
/H208491/H20850
where Ku/H20849=MsHk/2/H20850is the anisotropy constant, Msthe mag-
nitude of the magnetization, and Hthe magnitude of the
applied field. To investigate the magnetization reversal of theparticle with the above model, Brown’s Fokker-Planck equa-tion is employed. This equation can be expressed as
a/H20850Electronic mail: hcb00125@nifty.com
FIG. 1. Definition of the coordinate system used in this paper. Uniaxial easy
axis is along the zaxis. Initially a field is applied to the + zdirection, and
then it is reversed at an oblique angle /H9264to the − zdirection in the x-zplane.JOURNAL OF APPLIED PHYSICS 101, 013901 /H208492007 /H20850
0021-8979/2007/101 /H208491/H20850/013901/7/$23.00 © 2007 American Institute of Physics 101 , 013901-1
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131.187.254.4 On: Fri, 21 Nov 2014 18:42:12/H11509W
/H11509/H9270=/H11612/H20875/H11612/H20873V
MsHk/H20874·W/H20876−1
/H9251/H20875/H11612/H20873V
MsHk/H20874/H11003/H11612W/H20876
+kBT
MsvHk/H116122W, /H208492/H20850
with
/H11612/H11013/H20873/H11509
/H11509/H9258,1
sin/H9258/H11509
/H11509/H9278/H20874 /H208493/H20850
and
/H116122/H110131
sin/H9258/H11509
/H11509/H9258/H20873sin/H9258/H11509
/H11509/H9258/H20874+1
sin2/H9258/H115092
/H11509/H92782,
where Wis the probability density of the magnetization vec-
torMon the unit sphere, /H9270=/H9251/H9253Hkt//H208491+/H92512/H20850normalized time,
ttime,/H9251the damping constant, /H9253the gyromagnetic constant,
Hkthe anisotropy field, kBthe Boltzmann constant, vthe
volume of the particle, and Tthe temperature.1The first term
in Eq. /H208492/H20850is a dissipative term, the second a precessional
one, and the third a thermal diffusive one. Function Win Eq.
/H208492/H20850can be expanded by using a truncated spherical harmon-
ics as follows:
W/H20849/H9258,/H9278,/H9270/H20850=/H20858
n=0N
/H20858
m=−nn
an,m/H20849/H9270/H20850Yn,m/H20849/H9258,/H9278/H20850, /H208494/H20850
where Nis the cutoff wave number, an,m/H20849/H9270/H20850is the coefficient
and is generally complex number, and Yn,m/H20849/H9258,/H9278/H20850is the
spherical harmonics with the degree nand order m.I ti s
defined in this paper as
Yn,m/H20849/H9258,/H9278/H20850=Pnm/H20849cos/H9258/H20850exp /H20849im/H9278/H20850, /H208495/H20850
where Pnm/H20849/H9258,/H9278/H20850is the associated Legendre function with the
degree nand order m. Here a Fokker-Planck operator LFPis
defined as the operator equivalent to the right-hand side ofEq. /H208492/H20850. With Eq. /H208494/H20850and this operator, Eq. /H208492/H20850can be ex-
pressed as
/H11509W
/H11509/H9270=/H20858
n=0N
/H20858
m=−nn/H11509an,m
/H11509/H9270Yn,m=LFPW=/H20858
n=0N
/H20858
m=−nn
an,mLFPYn,m.
/H208496/H20850
In addition, LFPYn,mcan be expanded in terms of Yn+p,m+qas
follows:6
LFPYn,m=/H20858
p=−22
/H20858
q=−rr
cn,m,n+p,m+qYn+p,m+q, /H208497/H20850
where r=1 for /H20841p/H20841/H113491 and r=0 for /H20841p/H20841=2.
Combining Eqs. /H208496/H20850and /H208497/H20850yields the following equa-
tion as
/H20858
n=0N
/H20858
m=−nn/H11509an,m
/H11509/H9270Yn,m
=/H20858
n=0N
/H20858
m=−nn
an,m/H20858
p=−22
/H20858
q=−rr
cn,m,n+p,m+qYn+p,m+q. /H208498/H20850
To obtain the coefficient for Yn,mon the right-hand side ofEq. /H208498/H20850, the indices of Yn+p,m+qneed to be shifted to Yn,m.
Correspondingly the indices of an,mandcn,m,n+p,m+qare also
shifted as follows:
/H20858
n=0N
/H20858
m=−nn/H11509an,m
/H11509/H9270Yn,m
=/H20858
n=0N
/H20858
m=−nn/H20875/H20858
p=−22
/H20858
q=−rr
an−p,m−qcn−p,m−q,n,m/H20876Yn,m, /H208499/H20850
where n−p/H113500 and /H20841m−q/H20841/H11349n−p. Multiplying both sides of
Eq. /H208499/H20850byYn,mand integrating them, a set of simultaneous
differential equations for an,mcan be obtained on the basis of
the orthogonality of the spherical harmonics. That is,
/H11509an,m
/H11509/H9270=/H20858
p=−22
/H20858
q=−rr
cn−p,m−q,n,man−p,m−q. /H2084910/H20850
The formulas for cn−p,m−q,n,mcan be obtained through very
complicated manipulations of formulas for the spherical har-monics as follows:
6
cn−2,m,n,m=/H20849n+1/H20850/H20849n−m−1/H20850/H20849n−m/H20850/
/H20851/H208492n−3/H20850/H208492n−1/H20850/H20852,
cn−1,m−1,n,m=hx/H20849n+1/H20850//H208512/H208492n−1/H20850/H20852,
cn−1,m,n,m=hz/H20849n+1/H20850/H20849n−m/H20850//H208492n−1/H20850
−im/H20849n−m/H20850//H20851/H9251/H208492n−1/H20850/H20852,
cn−1,m+1,n,m=−hx/H20849n+1/H20850/H20849n−m−1/H20850/H20849n−m/H20850//H208512/H208492n−1/H20850/H20852,
cn,m−1,n,m=ihx//H208492/H9251/H20850,
cn,m,n,m=/H20851n/H20849n+1/H20850−3m2/H20852//H20851/H208492n−1/H20850/H208492n+3/H20850/H20852
−imhz//H9251−n/H20849n+1/H20850kBT//H20849MsvHk/H20850,
cn,m+1,n,m=ihx/H20849n+m+1/H20850/H20849n−m/H20850//H208492/H9251/H20850,
cn+1,m−1,n,m=hxn//H208512/H208492n+3/H20850/H20852,
cn+1,m,n,m=−hzn/H20849n+m+1/H20850//H208492n+3/H20850
−im/H20849n+m+1/H20850//H20851/H9251/H208492n+3/H20850/H20852,
cn+1,m+1,n,m=−hxn/H20849n+m+2/H20850/H20849n+m+1/H20850//H208512/H208492n+3/H20850/H20852,
cn+2,m,n,m=−n/H20849n+m+2/H20850/H20849n+m+1/H20850//H20851/H208492n+5/H20850/H208492n+3/H20850/H20852,
/H2084911/H20850
where hx=Hsin/H9264/Hk,hz=−Hcos/H9264/Hkand i=/H20881−1. The
number of the coefficients an,misN/H20849N+2/H20850+1.
With Eq. /H208494/H20850and formulas of the spherical harmonics,
the integral of Wover the unit sphere is obtained as
/H20885
02/H9266/H20885
0/H9266
Wsin/H9258d/H9258d/H9278=4/H9266a0,0. /H2084912/H20850013901-2 Fukushima et al. J. Appl. Phys. 101 , 013901 /H208492007 /H20850
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131.187.254.4 On: Fri, 21 Nov 2014 18:42:12In addition, a0,0keeps the initial value throughout following
time integration, because /H11509a0,0//H11509/H9270=0 from Eq. /H2084911/H20850. There-
fore when 4 /H9266a0,0=1 is set initially, the condition that the
integral of Wover the unit sphere must be 1 is always ful-
filled. Furthermore the average of Mz/Ms/H20849=cos/H9258/H20850over the
unit sphere is given as a simple formula
/H20885
02/H9266/H20885
0/H9266
Wcos/H9258sin/H9258d/H9258d/H9278=4
3/H9266a1,0. /H2084913/H20850
Hereafter the averaged MzandMz/Msare denoted as /H20855Mz/H20856
and /H20855Mz/Ms/H20856, respectively.
Then, Eq. /H2084910/H20850is discretized with the Crank-Nicholson
scheme to make a set of linear equations for an,m. Thus the
time evolution of an,mcan be calculated from the initial state
to a specified state by solving the equations with a /H20849LU /H20850-
decomposition method /H20849decomposition of a matrix A into a
product of a lower triangular matrix L and an upper triangu-lar matrix /H20850.
In this paper, material parameters are chosen to be typi-
cal for memory media as follows: M
s=3/H11003105A/m
/H20849300 emu/cm3/H20850,v=10−24m3, and Hk=7.96/H11003105A/m
/H20849104Oe/H20850. It is to be noted that a change in Tcan be assumed
to be, for example, a change in Ms, because the values of T,
Ms, and vare applied together only to the coefficient
kBT//H20849MsvHk/H20850of the third term on the right-hand side of Eq.
/H208492/H20850. Parameters for the time integration are following. The
time step is 10−13s. The cutoff wave number Nis required to
be 60 in order that switching times can be calculated withinerrors of 1%.
The switching time is usually defined as the time that M
z
reaches zero. When, however, the field is applied at a large
oblique angle, dozens of degrees, to the easy axis, this defi-nition is not appropriate, because /H20855M
z/H20856oscillates changing its
sign during early period of switching process. For example,
Fig.2shows the time evolution of /H20855Mz/Ms/H20856during switching
process for H/Hsw=1.2 and 2.0 with /H9264=45°, /H9251=0.01, and
T=350 K, where Hswstands for the Stoner-Wohlfarth limit.
Therefore, in this paper, the switching time is defined as thetime that /H20855M
z/H20856reaches 90% of its final value correspondingto the energy minimum depending on the applied field. With
this definition, switching times under various conditions arecalculated.
III. RESULTS AND DISCUSSION
Figures 3/H20849a/H20850and3/H20849b/H20850show the switching time versus the
applied field for different values of the damping constant /H9251
and the oblique angle /H9264atT=350 K: /H20849a/H20850/H9251=0.01 and /H20849b/H208500.1.
For/H9264=5° in Fig. 3/H20849a/H20850, an increase in the switching time in
the range H/Hsw=1.0−1.4 is due to an increase in the dura-
tion of the oscillation of /H20855Mz/Ms/H20856. For/H9264/H1135015° and both /H9251’s,
switching times are slightly dependent on the magnitude and
oblique angle of the applied field. In Fig. 2, although the two
curves differ in the early period, they approach nearly thesame value in the late period. Similar phenomena occur inthe case of
/H9251=0.1, though frequency of the oscillation is less
than that in Fig. 2.
Figures 4/H20849a/H20850–4/H20849c/H20850present the switching time versus the
applied field for different values of the oblique angle /H9264and
the temperature Twith/H9251=0.01: /H20849a/H20850/H9264=45°, /H20849b/H2085015°, and /H20849c/H20850
5°. For /H9264=45° and 15°, the switching time increases slightly
with increasing temperature. For /H9264=5°, however, this tem-
perature dependence becomes large, especially in the regionofh/H20849=H/H
sw/H20850=1.0−1.4. To elucidate this phenomenon, the
time evolution of /H20855Mz/Ms/H20856under these conditions is shown
in Fig. 5. In this figure /H20855Mz/Ms/H20856’s for H/Hsw=1.4 at T=50
and 350 K decrease more slowly with oscillation than those
FIG. 2. Time evolution of /H20855Mz/Ms/H20856forH/Hsw=1.2 and 2.0 with the oblique
angle /H9264=45°, /H9251=0.01, and T=350 K. Here Hswstands for the Stoner-
Wohlfarth limit.
FIG. 3. Switching time versus applied field for different values of /H9251and/H9264at
T=350 K: /H20849a/H20850/H9251=0.01 and /H20849b/H208500.1.013901-3 Fukushima et al. J. Appl. Phys. 101 , 013901 /H208492007 /H20850
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131.187.254.4 On: Fri, 21 Nov 2014 18:42:12forH/Hsw=1.0 in the early period. As regards influence of
the temperature, /H20855Mz/Ms/H20856forH/Hsw=1.4 at T=350 K de-
creases more quickly than that at T=50 K in the early period,
but it decreases more slowly in the late period. Therefore theswitching time at T=350 K is larger than that at T=50 K. A
similar phenomenon takes place for H/H
sw=1.0.
Figures 6/H20849a/H20850–6/H20849c/H20850display the normalized switching time
/H9253/H9251Hkts//H208491+/H92512/H20850/H20849ts: switching time /H20850versus the applied field
for different values of /H9264and/H9251atT=350 K: /H20849a/H20850/H9264=45°, /H20849b/H20850
15°, and /H20849c/H208505°. When H/Hsw/H113501.2, the damping constant
almost does not affect the normalized switching time for ev-ery
/H9264. For H/Hsw=1.0 and /H9264=5° and 15°, the normalized
switching time for /H9251=0.1 is larger than those for /H9251=0.03 and
FIG. 4. Switching time versus applied field for different values of /H9264andT
with/H9251=0.01: /H20849a/H20850/H9264=45°, /H20849b/H2085015°, and /H20849c/H208505°.
FIG. 5. Dependence of time evolution of /H20855Mz/Ms/H20856on temperature and ap-
plied field for T=350 K, 50 K and h=1.0, 1.4 with /H9264=5° and /H9251=0.01, where
hdenotes H/Hsw.
FIG. 6. Normalized switching time /H9253/H9251Hkts//H208491+/H92512/H20850versus applied field for
different values of /H9264and/H9251atT=350 K: /H20849a/H20850/H9264=45°, /H20849b/H2085015°, and /H20849c/H208505°. Here
Hkstands for the anisotropy field, and tsthe switching time.013901-4 Fukushima et al. J. Appl. Phys. 101 , 013901 /H208492007 /H20850
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131.187.254.4 On: Fri, 21 Nov 2014 18:42:120.01. This can be explained by considering the time evolu-
tion of /H20855Mz/Ms/H20856with normalized time for /H9251=0.01, 0.03, and
0.1 with /H9264=5°, H/Hsw=1, and T=350 K, shown in Fig. 7,
and the following discussion. In the early period in Fig. 7,
/H20855Mz/Ms/H20856for/H9251=0.1 decreases more slowly than those for the
other /H9251’s. In connection with this phenomenon, Figs.
8/H20849a/H20850–8/H20849c/H20850show samples of the locus of Min terms of Mxand
Mycalculated from the Langevin equation on the contourmap of the potential energy, while Mz/H110220 and elapsed nor-
malized time is within a specified maximum value /H9270max, with
the same /H9264and Tas those in Fig. 7;/H20849a/H20850H/Hsw=1.0, /H9251
=0.01, /H20849b/H208501.0, 0.1, and /H20849c/H208501.2, 0.1, respectively. They are
marked with solid circles at temporal intervals of a normal-ized time step /H9004
/H9270. Thus the speed of motion of Mcan be
estimated from the spatial interval of the adjacent marks di-vided by /H9004
/H9270. The spatial intervals near the start point in Fig.
8/H20849a/H20850are longer than those in Fig. 8/H20849b/H20850, and/H9004/H9270in Fig. 8/H20849a/H20850is
shorter than that in Fig. 8/H20849b/H20850. Therefore the moving speed of
the magnetization in Fig. 8/H20849a/H20850is faster than that in Fig. 8/H20849b/H20850.
As the path of the locus in Fig. 8/H20849b/H20850elongates to the right-
hand side compared with that in Fig. 8/H20849c/H20850, influence of this
difference of the speed becomes larger in Fig. 8/H20849b/H20850than in
Fig. 8/H20849c/H20850. Therefore in the case of H/Hsw=1, the normalized
switching time for /H9251=0.1 becomes larger than those for /H9251
=0.01 and 0.03.
For the case of the applied field below the Stoner-
Wohlfarth limit, Fig. 9presents the switching time versus the
oblique angle for different values of Twith H/Hsw=0.9 and
/H9251=0.1. In this figure the temperature dependence of the
switching time decreases with increasing oblique angle. Asregards this temperature dependence, the time evolution of/H20855M
z/Ms/H20856with/H9251=0.1 for different values of /H9264andTis pre-
sented in Fig. 10. For /H9264=15°, /H20855Mz/Ms/H20856’s decrease with
FIG. 7. Time evolution of /H20855Mz/Ms/H20856with normalized time for different val-
ues of /H9251with/H9264=5°, H/Hsw=1, and T=350 K.
FIG. 8. Samples of the locus of Min terms of MxandMycalculated from
the Langevin equation on the contour map of potential energy with /H9264=5°
andT=350 K under various conditions. The loci and the contour maps are
plotted while Mz/H110220 and elapsed normalized time is within /H9270maxbelow. The
parameters H/Hsw,/H9251,/H9004/H9270, and/H9270maxare /H20849a/H208501.0, 0.01, 0.01, and 0.5, /H20849b/H208501.0,
0.1, 0.04, and 3.0, and /H20849c/H208501.2, 0.1, 0.04, and 1.96, respectively.
FIG. 9. Switching time versus oblique angle for different values of Twith
H/Hsw=0.9 and /H9251=0.1.
FIG. 10. Time evolution of /H20855Mz/Ms/H20856for different values of /H9264andTwith
H/Hsw=0.9 and /H9251=0.1.013901-5 Fukushima et al. J. Appl. Phys. 101 , 013901 /H208492007 /H20850
[This article is copyrighted as indicated in the article. Reuse of AIP content is subject to the terms at: http://scitation.aip.org/termsconditions. Downloaded to ] IP:
131.187.254.4 On: Fri, 21 Nov 2014 18:42:12nearly the same slopes while they are larger than 0, but after
they reach 0, they decay with different slopes depending ontemperature.
In association with influence of the oblique angle pre-
sented in Fig. 10, Figs. 11/H20849a/H20850and11/H20849b/H20850show the loci of M
forT=350 K on the contour map of potential: /H20849a/H20850
/H9264=15° and
/H20849b/H2085045°. In both figures, while Mz/H110220,Mmoves along the
contour to the periphery without precessional rotation. AfterM
z=0, it rotates with precession /H20849open circles /H20850. Therefore Mz
decays rapidly while it is approaching 0, then it decreases
slowly with rotation. As Hxfor/H9264=45° is larger than that for
/H9264=15°, the moving speed for /H9264=45° is faster than that for
/H9264=15°, and Mzdecays more rapidly.
Concerning the damping constant dependence, Fig. 12
displays the normalized switching time /H9253/H9251Hkts//H208491+/H92512/H20850ver-
sus the oblique angle for different values of /H9251with H/Hsw
=0.9 and T=350 K. In this figure, the curves for /H9251=0.01 and0.03 are similar, but that for /H9251=0.1 differs from them. This
difference can be explained almost with the difference of themoving speed of the magnetization vector with respect tonormalized time, as Figs. 13and14present.
Figure 13shows the time evolution of /H20855M
z/Ms/H20856with
normalized time for different values of /H9251where H/Hsw
=0.9, /H9264=15°, and T=350 K. In this figure, /H20855Mz/Ms/H20856for/H9251
=0.1 decays more slowly than the others. As an explanation
for this effect of the damping constant, the loci of Mwith
/H9264=15°, and H/Hsw=0.9 are plotted in Figs. 14/H20849a/H20850and14/H20849b/H20850:
/H20849a/H20850/H9251=0.01 and /H20849b/H208500.1. The moving speed in Fig. 14/H20849b/H20850is
approximately half of that in Fig. 14/H20849a/H20850. Therefore /H20855Mz/Ms/H20856
in Fig. 14/H20849b/H20850decays more slowly than that in Fig. 14/H20849a/H20850.
Generally when His larger than Hswand the oblique
angle is over 15°, the damping constant affect slightly thenormalized switching time. But when His smaller than H
sw
and the oblique angle is below 30°, the normalized switching
time depends on the damping constant.
FIG. 11. Samples of the locus of Mwith H/Hsw=0.9, /H9251=0.1, and T
=350 K for different values of /H9264:/H20849a/H20850/H9264=15° and /H20849b/H2085045°. The loci are marked
with solid circles for Mz/H110220 and with open circles for Mz/H110210 at temporal
intervals of 0.04 in normalized time. Dotted lines present the contour map ofpotential for M
z/H110220.
FIG. 12. Normalized switching time /H9253/H9251Hkts//H208491+/H92512/H20850versus oblique angle
for different values of /H9251with H/Hsw=0.9 and T=350 K.
FIG. 13. Time evolution of /H20855Mz/Ms/H20856with normalized time for different
values of /H9251with/H9264=15°, H/Hsw=0.9, and T=350 K.
FIG. 14. Samples of the locus of Mwith/H9264=15°, H/Hsw=0.9, and T
=350 K, plotted through the same procedure as in Fig. 8for different values
of parameters: /H20849a/H20850/H9251=0.01, /H9004/H9270=0.01, and /H9270max=0.18, and /H20849b/H208500.1, 0.04, and
2, respectively.013901-6 Fukushima et al. J. Appl. Phys. 101 , 013901 /H208492007 /H20850
[This article is copyrighted as indicated in the article. Reuse of AIP content is subject to the terms at: http://scitation.aip.org/termsconditions. Downloaded to ] IP:
131.187.254.4 On: Fri, 21 Nov 2014 18:42:12IV. CONCLUSION
Switching times of the particle in a field at an oblique
angle up to 45° to the easy axis were investigated under
various conditions by solving Brown’s Fokker-Planck equa-tion with the spherical harmonics. The switching times at anoblique angle of 30°–45° are only slightly dependent on theapplied field larger than the Stoner-Wohlfarth limit. In thecase of the field smaller than this limit the magnetizationreversal takes place in a different way from the former case.1W. F. Brown, Jr., IEEE Trans. Magn. 15, 1196 /H208491979 /H20850.
2Y . Uesaka, H. Endo, T. Takahashi, Y . Nakatani, N. Hayashi, and H. Fuku-
shima, Phys. Status Solidi A 189, 1023 /H208492002 /H20850.
3H. Fukushima, Y . Uesaka, Y . Nakatani, and N. Hayashi, J. Magn. Magn.
Mater. 242–245 , 1002 /H208492002 /H20850.
4H. Fukushima, Y . Uesaka, Y . Nakatani, and N. Hayashi, IEEE Trans.
Magn. 38,2 3 9 4 /H208492002 /H20850.
5H. Fukushima, Y . Uesaka, Y . Nakatani, and N. Hayashi, IEEE Trans.
Magn. 39,2 5 1 9 /H208492003 /H20850.
6L. J. Geoghegan, W. T. Coffey, and B. Mulligan, “Differential Recurrence
Relations for Non-axially Symmetric Rotational Fokker-Planck Equa-tions,” Advances in Chemical Physics /H20849Wiley, New Jersey, 1997 /H20850,V o l .
100, pp. 475–641.013901-7 Fukushima et al. J. Appl. Phys. 101 , 013901 /H208492007 /H20850
[This article is copyrighted as indicated in the article. Reuse of AIP content is subject to the terms at: http://scitation.aip.org/termsconditions. Downloaded to ] IP:
131.187.254.4 On: Fri, 21 Nov 2014 18:42:12 |
1.3643046.pdf | Spin-transfer-torque reversal in perpendicular anisotropy spin valves with
composite free layers
I. Yulaev, M. V. Lubarda, S. Mangin, V. Lomakin, and Eric E. Fullerton
Citation: Appl. Phys. Lett. 99, 132502 (2011); doi: 10.1063/1.3643046
View online: http://dx.doi.org/10.1063/1.3643046
View Table of Contents: http://apl.aip.org/resource/1/APPLAB/v99/i13
Published by the American Institute of Physics.
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Downloaded 30 Apr 2013 to 141.161.91.14. This article is copyrighted as indicated in the abstract. Reuse of AIP content is subject to the terms at: http://apl.aip.org/about/rights_and_permissionsSpin-transfer-torque reversal in perpendicular anisotropy spin valves
with composite free layers
I. Yulaev,1,2M. V. Lubarda,1,2S. Mangin,3V . Lomakin,1,2and Eric E. Fullerton1,2,a)
1Center for Magnetic Recording Research, University of California, San Diego, La Jolla,
California 92093, USA
2Department of Electrical and Computer Engineering, University of California, San Diego,
La Jolla, California 92093, USA
3Institut Jean Lamour, CNRS, Nancy Universite ´, UPV Metz, Vandoeuvre les Nancy, France
(Received 6 June 2011; accepted 25 August 2011; published online 26 September 2011)
We describe modeling of spin-transfer-torque (STT) driven reversal in nanopillars with strong
out-of-plane magnetic anisotropy where the free layer is a magnetically hard-soft composite
structure. By adjusting the exchange coupling between the hard and soft layers, we observed
reduced current amplitude and pulse durations required to reverse the magnetization compared to a
homogeneous free layer of comparable thermal stability. The reduction in critical current comes
from the increased STT efficiency acting on the soft layer. As such, the switching current isrelatively insensitive to the damping parameter of the magnetic hard layer. These properties make
composite free layers promising candidates for STT-based magnetic memories.
VC2011 American
Institute of Physics . [doi: 10.1063/1.3643046 ]
Spin-transfer-torque (STT) based magnetic random
access memories (MRAM) are a promising technologies for
implementing non-volatile storage in commercial integratedcircuits.
1One of the present challenges in implementing
STT-MRAM is the reduction in critical current ( IC), the cur-
rent required to change the magnetization of the free mem-ory element while maintaining a sufficient thermal stability
for non-volatile applications. A reduction in I
Cis essential
for reducing power dissipation and current.
STT devices exhibiting perpendicular anisotropy pro-
vide a pathway to low critical current and high thermal sta-
bility.2In the perpendicular geometry, the critical current for
the onset of spin-torque reversal for a macrospin is given by
IC0¼2e
/C22h/C18/C192a
gðhÞpEB (1)
assuming zero temperature and no applied fields. Here, EBis
the energy barrier for reversal, ais the Gilbert damping con-
stant of the free layer, g(h) is the angular dependence of spin
torque transfer efficiency, and pis the spin polarization of
the current. As EBis set by the thermal stability requirements
of the device (typically EB>50 k BT), further reductions
require decreasing aand increasing g(h)pas in recent dem-
onstrations of STT switching of perpendicular anisotropy
CoFeB/MgO/CoFeB tunnel junctions.3For current pulses of
finite time ( s), modeling and experiments of fast time switch-
ing of perpendicular anisotropy nanopillars show that
s/C01¼AðIC/C0IC0Þ; (2)
where ICis the current required to reverse the magnetization
and the parameter Agoverns the switching rate.4,5
In this letter, we describe STT-driven switching of exchange
coupled magnetically hard/soft b i-layer as the free layer. Suchcomposite structures have been extensively studied for their effi-
ciency for magnetic field switching, particularly for magnetic
recording6–9and for microwave assisted magnetic recording.10
The model used in the present calculation is schematically
depicted in Fig. 1. The reference layer is fixed in the calcula-
tions. The free layer has a relativ ely soft layer #1 that interacts
with the reference layer via the S TT interactions. The soft layer
is ferromagnetically exchange coupled ( Jex¼0.2-5 ergs/cm2)t o
the magnetically harder layer # 2 having relatively higher
magneto-crystalline anisotropy.11,12For the examples discussed
in this paper, the soft layer has i dentical parameters as the hard
layer, except with magneto-crystalline anisotropy KUreduced
by a factor of /C247 relative to the hard layer. We further alter the
damping parameters of hard and soft layers for selected
calculations.
We run time-domain simulations of both current and field
induced switching dynamics for the composite free layer bysolving the Landau-Lifshitz-Gilbert (LLG) equation modifiedto include spin-torque term. We assumed that there is no spintorque interaction between layers #1 and #2 such that the
spin-torque interaction from the reference layer only affects
layer #1 of the composite layer. We have performed bothmacrospin (where each layer of the composite is treated as amacrospin) and micromagnetic simulations and have verifiedthat the results are self-consistent. The micromagnetic simula-
tions used the LLG Micromagnetics Simulator where the
magnetic layers were discretized into 4 /C24n m
2squares. For
both simulations, we assume the symmetric Slonczewskiapproximation for g(h)¼
q
ASSþBSScosðhÞ,w h e r e ASSandBSSare
functions of polarization Pthat approximate a metallic
spacer.13,14We also performed macrospin calculations using
g(h)¼g0which more closely represents a tunnel junction.
An example time trace showing reversal of the compos-
ite free layer is shown in Fig. 1forJex¼1 erg/cm2and
I¼433 lA. As a result of the finite exchange between the
hard and soft layers, the softer layer (dashed line) responds
more strongly to the STT interaction as compared to the harda)Author to whom correspondence should be addressed: Electronic mail:
efullerton@ucsd.edu.
0003-6951/2011/99(13)/132502/3/$30.00 VC2011 American Institute of Physics 99, 132502-1APPLIED PHYSICS LETTERS 99, 132502 (2011)
Downloaded 30 Apr 2013 to 141.161.91.14. This article is copyrighted as indicated in the abstract. Reuse of AIP content is subject to the terms at: http://apl.aip.org/about/rights_and_permissionslayer (solid line) leading to larger precession angles prior to
reversal. The soft layer initializes reversal as seen most
clearly in the M zscan. This behavior is similar to that
observed in microwave assisted magnetic recording simula-tions for composite structures.
10To quantify the efficiency
of this approach for spin-torque reversal, we compare the de-
pendence of EB, the coercive field HC, and the critical current
for reversal ( IC) on the interlayer exchange coupling (Fig. 2).
Each quantity is normalized to the values for large Jexwhere
the free layer can be considered a single macrospin.
We calculate EBfor the composite system using an
approach described in Ref. 15.EBis only weakly dependent on
the exchange coupling (Fig. 2(a)) decreasing less than 10%
down to Jex¼0.4 ergs/cm2.W ea l s os e ead e c r e a s ei n HCof
t h ef r e el a y e r( F i g . 2(a)) with decreasing exchange coupling
from the strong-coupling limit until a minimum is reached at
approximately 2.5 ergs/cm2and then increases quickly with fur-
ther decrease of the coupling. Th is behavior, in agreement with
previous experimental data16and theoretical modeling,17,18
results from incoherent reversal of the composite structure.
A similar but enhanced behavior is obtained for STT switch-
ing. We assume square write pulses of duration ( s) and deter-
mine the minimum current for reversal. Results for s¼20 ns
ands¼2n sa r es h o w ni nF i g s . 2(a)and2(b), respectively. The
soft layer is initiated with a /C240.6/C14tilt in magnetization away
from the easy axis. There are strong reductions in ICwith
reduced coupling strength that depend on both the functional
form of g(h)a n d s.F o rt h ec o n s t a n t g(h), the parallel-to-antipar-
allel (P-to-AP) and AP-to-P swit ching are equivalent, and we see
a 50% and 40% reduction of the cri tical current relative the
strong coupling limit for 20 and 2 ns, respectively. For the Slonc-zewski form of g(h), there is a strong diff erence between P-to-
AP and AP-to-P switching, particularly at longer pulse times
where the composite structure is more effective in reducing theP-to-AP current for low coupling strengths. As the P-to-AP
switching is the least efficient, i.e., requiring greater current to
induce switching of the magneti zation, this reduces the asymme-
try when comparing I
Cfor P-to-AP versus AP-to-P switching.
This difference in AP-to-P and P-to-AP switching is
also seen in micromagnetic calculations (Fig. 3) where wecalculate ICvs.sforJex¼1 ergs/cm2compared to the refer-
ence model where Jex¼10 ergs/cm2. In the simulation, we
use an AP reference layer to minimize the dipolar interactionof the reference and free layers.
12The results in Fig. 3are
plotted as 1/ svs. I C. The simulated results generally follow
the expectations of Eq. (2)and only deviate somewhat for
the shortest pulse durations. For switching from AP to P, we
observe only a small change of IC0(the x-axis intercept) but
an increase of a factor 2 in the Aparameter for the composite
structure. This results in significantly reduced current at fi-
nite pulse widths reaching a 50% reduction in the critical
current at 1 ns. For P-to-AP switching, we see a roughlytwo-fold decrease in I
C0for the coupled bi-layer in addition
to modest increase in A. Again, we see a roughly 50%
decrease in the switching current at 1 ns. For both orienta-tions, we observe that the critical current is more strongly
reduced compared to the reduction in E
B. While the general
trends observed in Fig. 3are maintained for different Jex
(and also observed in macrospin calculations), the detailed
behavior of IC0andAdepend on the interlayer coupling.
The general trends shown in Figs. 1–3can be understood
from the angular dependence of the spin-torque interaction.
The soft layer moves out of the P or AP orientation relative
to the reference layer much faster than the hard layer (Fig.1). As the soft free layer moves, there is an increase in the
spin-torque N
stwhich depends on g(h)sin(h).14For the sym-
metric Sloncewski form of g(h), there is a stronger increase
inNstwith angle for AP-to-P switching. Only small angles
are needed for the soft layer to effectively pull the hard layer
and the optimum coupling is relatively strong (Fig. 1(a)).
FIG. 1. (Color online) STT switching results of a composite free layer struc-
tures (inset) that is made up of two ferromagnetic layers that are ferromag-
netically exchange coupled. The lower anisotropy layer 1 interacts with thereference layer via the STT interactions. The time traces show the three
components of magnetization for layers 1 (dashed) and 2 (solid) during re-
versal where M
zis normal to the layers.
FIG. 2. (Color online) Switching field ( HC), switching current ( IC), and
energy barrier ( EB) results for a composite free layer as a function of ferro-
magnetic exchange coupling ( Jex) in the composite free layer. All quantities
are normalized to the values for large Jex. The values for HCandEBare
given in (a). ICvalues are given both AP-to-P and P-to-AP switching for the
symmetric Slonczewski (SS) approximation for g(h) and assuming a flat
g(h)¼g0. The values for a 20-ns current pulses are given in (a) and 2-ns
pulses in (b).132502-2 Yulaev et al. Appl. Phys. Lett. 99, 132502 (2011)
Downloaded 30 Apr 2013 to 141.161.91.14. This article is copyrighted as indicated in the abstract. Reuse of AIP content is subject to the terms at: http://apl.aip.org/about/rights_and_permissionsConversely, for P-to-AP switching, the increase in Nstis
weaker such that larger deviations of the soft layer areneeded and the optimum coupling is weaker so that the com-
posite layer is more effective. The case for a constant g(h)i s
in between these limits.
An additional benefit may arise using a composite bilayer
when ais unequal in the soft and hard layers. The damping of
the soft layer plays a greater role in determining the effectivedamping of the structure and hence the switching current.
Using the macrospin model, we simulate the switching behav-
ior of the composite bilayer for different combinations ofdamping parameter values (Fig. 4). For these calculations, we
use a relatively large s¼100 ns such that I
Cis dominated by
IC0. If we increase the damping in both layers, ICis propor-
tional to the damping as expected from Eq. (1).I n c r e a s i n ge i -
ther the damping parameter of the soft layer ( asoft)o rt h eh a r d
layer ( ahard) while holding the other layer fixed at 0.01 also
yields a linear increase in IC. However, the slope is shallower
when increasing the damping in the harder layer. For example
shown in Fig. 4, a 10-fold increase in asoftyields a 7-fold
increase in ICwhere a 10-fold increase in ahardyields only a4.50-fold increase in IC. This property may have important
practical applications as many recent experiments have shown
aandKUto be positively correlated.3,19–24
In conclusion, we described mo deling of spin-transfer-tor-
que reversal in nanopillars with strong out-of-plane magnetic
anisotropy where the free layer i s a magnetically hard-soft com-
posite structure. We find for modest coupling between the hardand soft layers that there is a reduction in I
C0a n da ni n c r e a s ei n
Awhich results in improved switc hing efficiency without a cor-
responding reduction in E B. The reduction in critical current
comes from the increased STT efficiency acting on the soft
layer combined with incoherent re versal of the composite struc-
ture. As such, the switching current is relatively insensitive to
the damping parameter of the ma gnetic hard layer. These prop-
erties make these structures pr omising candidates for spin-
transfer-torque based magnetic memories.
We would like to thank A. Kent for helpful discussions. This
work is supported by NSF Award No. DMR-1008654 and by theFriends contract of the French National Research Agency (ANR).
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magntically coupled free layers. In the AF-coupled case, the preferred pre-cession direction for the harder layer (#2) is counterclockwise to the
direction of the anisotropy field, whereas the softer layer (#1) wishes to
precess counterclockwise to exchange field coming from layer #2 (which
is opposite to the direction of the hard layer anisotropy field for AF cou-
pling). Thus, the two layers wish to precess with opposite cyclicity, but the
exchange coupling opposes this dynamic suppressing reversal consistent
with experimental observations (Ref. 12)
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FIG. 3. (Color online) Micromagnetic results for switching critical currents
of a composite free layer for varying current pulse durations ( s) assuming a
symmetric Slonczewski approximation for g(h). Results are shown both for a
Jex¼1 ergs/cm2and a reference calculations where Jex¼10 ergs/cm2.
FIG. 4. (Color online) Changes in the critical current as a function of damp-
ing parameter in the hard, soft, or both layers. The critical current is normal-
ized to value for asoft¼ahard¼0.1.132502-3 Yulaev et al. Appl. Phys. Lett. 99, 132502 (2011)
Downloaded 30 Apr 2013 to 141.161.91.14. This article is copyrighted as indicated in the abstract. Reuse of AIP content is subject to the terms at: http://apl.aip.org/about/rights_and_permissions |
1.1709138.pdf | Wall Streaming in Ferromagnetic Thin Films
K. U. Stein and E. Feldtkeller
Citation: J. Appl. Phys. 38, 4401 (1967); doi: 10.1063/1.1709138
View online: http://dx.doi.org/10.1063/1.1709138
View Table of Contents: http://jap.aip.org/resource/1/JAPIAU/v38/i11
Published by the American Institute of Physics.
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Journal Homepage: http://jap.aip.org/
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Downloaded 18 Apr 2013 to 128.197.27.9. This article is copyrighted as indicated in the abstract. Reuse of AIP content is subject to the terms at: http://jap.aip.org/about/rights_and_permissionsJOURNAL OF APPLIED PHYSICS VOLUME 3&, NUMBER 11 OCTOBER 1967
Wall Streaming in Ferromagnetic Thin Films
K. U. STEIN AND E. FELDTKELLER
Forschungslaboratorium der Siemens AG, Munchen, Germany
(Received 24 May 1967)
In nickel-iron films thicker than about 100 nm (1000 A), fast-rising field pulses along the hard anisotropy
axis lead to a new kind of wall displacement called "wall streaming," which does not require any field
component parallel to the wall necessary for all other wall motion processes. The walls are displaced with
a very regular wall step width per pulse which strongly depends on the strength of the pulse field and on the
pulse rise and fall times, but not on the pUlse duration. The direction of wall motion reverses if the pulse
polarity is reversed. During the application of a sequence of uniform pulses, the direction of wall motion
may also reverse, beginning at one end of the wall, with a reversing line (interpreted as being a Neelline
moving along the wall. The phenomenon is explained as a consequence of the gyromagnetic behavior of
the magnetization in the Bloch walls. A detailed theory is presented, in which the intrinsic spin damping
and the film inhomogeneity (characterizable by the coercivity) are to be taken into account. Wall streaming
may contribute to a destruction of the information stored in magnetic films thicker than 100 nm (e.g., in
plated-wire memories) as soon as fast-rising (t,;S 20 nsec) pulses are applied.
INTRODUCTION
Two different kinds of wall motion have been
reported in the literature on ferromagnetic thin films:
Barkhausen jumps and wall creeping. Barkhausen
jumps are effected by the magnetic field component
oriented parallel to the wall, and are explained simply
by the force of this field acting upon the wall. Creeping
is effected by changes of a field component perpendic
ular to the wall during the existence of a field compo
nent parallel to the wall, and may be explained by
changes of both the wall angle and the wall structure.
Reviews on detailed observations and possible explana
tions of both effects have been given by several
authors.I-5 Common to both phenomena is the fact
that a field component parallel to the wall is necessary
to determine the sense of motion. In both cases, the
adjacent domain favored by the field grows at the
expense of the other one.
A third kind of wall motion observable in ferro
magnetic thin films is reported here. It is called "wall
streaming" because of its appearence in visual observa
tion. This kind of wall motion occurs even if no compo
nent parallel to the wall exists, i.e., no adjacent domain
is favored by a field. It is shown that streaming may be
explained as due to the gyro magnetic behavior of the
wall spins.
Wall streaming was detected by Stein in 1964, both
by observing the voltage induced in a sense line during
repeated rotation of the magnetization, and by mag
neto-optic observation of the domain walls. It was
not published immediately because a vivid means of
presentation was being looked for. This problem was
solved by a motion picture on the wall streaming and on the two other kinds of wall motion, photographed
by Hillebrand6 in our laboratory. This motion picture
and a preliminary report on wall streaming, and its
possible explanation have been presented.3 A techni
cally improved version of it has been prepared.7
Possibly some unexplained observations reported by
Edwards8 may now be understood also in terms of
wall streaming.
EXPERIMENTAL TECHNIQUES
Zero-magnetostriction nickel-iron films of different
thicknesses have been prepared by vacuum deposition
on glass surfaces in a homogeneous magnetic field. All
observations reported here have been carried out with
the Kerr magneto-optic effect, in the homogeneous part
of the field of either the stripline described formerly9
containing a window, or on a strip conductor (5 mm
wide, 35 ~m thick) similar to that described by
Middelhoek,lO with a return conductor relatively far
from the strip conductor. The films have been coated
with ZnS for increasing the Kerr rotationY·12 A special
alignment of the photographic objective lens proposed
recentlyl3 for getting high contrast and sharp images
(taking into account the angle of incidence of the light
beam to the sample) was used for the observations and
for taking the improved version of our motion picture,
on which some of the drawings presented here are based.
Short-rise-time field pulses are generated by the aid
of a cable-discharge pulse generator with a mercury
relay. The pulse-field strength could be varied between o and 5 A/cm, and the pulse duration (measured be-
6 H. Hillebrand (unpublished).
7 E. Feldtkeller and K. U. Stein, Encyclopaedia Cinemato
graphica (Institut fUr den Wissenschaftlichen Film Gottingen
I A. Greene, K. D. Leaver, and M. Prutton, J. App\. Phys. 35, 1967, 16-mm silent film. "
812 (1964). 8 J. G. Edwards, Nature 201,359 (1964).
2 T. H. Beeforth, Internat. Control 1, 375 (1965). 9 K. U. Stein, Z. Angew. Physik, 20, 36 (1965).
3 E. Feldtkeller, in Struktur und Eigenschaften Magnetischer 10 S. Middelhoek, IBM J. Res. Develop. 10,351 (1966).
Festkorper Magnetismus (Deutscher Verlag fur Grundstoffin- 1l J. Kranz and W. Drechsel, Z. Physik 150, 632 (1958).
dustrie, Leipzig, 1966), p. 215. 12 For a review on Kerr observation techniques, see J. Kranz and
• W. K!lyser, IEEE Trans. ~ag. 3, 141 (1967). A. Hubert, Z. Angew. Physik, 15, 220 (1963).
6 S. Mlddelhoek and D. Wild, IBM J. Res. Develop. 11, 93 13 E. Feldtkeller and K. U. Stein Z. Angew. Physik 23 100
(1967). (1967)."
4401
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0.6r-------------------,.1
mm WALL POS/TiQ,/ AFTER
f -0 0.4 .::::: 80
~ :=180
y~ ~
,EASY AXIS, PULSES
OO~~-;====~~~~~~--~~ 0It Q8 12 16 mm 2.0 x-
FIG. 1. Location of a Bloch wall in a IS0-nm thick nickel-iron
film (H. = 1.2 A/cm, HK=2.4 A/cm) after application of different
numbers of pulses along the hard anisotropy axis. Pulse-field
strength H=O.3H K. No field along the easy axis is applied.
The figure is drawn after different single frames of a motion
picture.
tween 5.0% amplitude points) between 2 nsec and 1000
nsee. The field rise and fall times (defined by the 10%
and 90% values) have been varied, from 0.5 to 20 nsee,
and from 1 to 40 nsec, respectively, by the use of
pulse-forming low-pass filters at the output of the
generator or at the end of the discharge cable, re
spectively. Therefore, the rise time tr was always smaller
than the fall time t,. The pulse repetition rate was
usually 100 pps. Lower rates and single pulses were
also used.
The anisotropic nickel-iron films were adjusted
within the stripline such that domain splitting was
observed if large field pulses (H> HK) were applied.
The pulse field was calibrated in terms of the anisot
ropy field HK of the films by determining the generator
voltage necessary for causing domain-splitting in the
films. Besides this, a calculated field calibration and
the measure~ent of the anisotropy field HK with the
Kobelev method14 have been used to check the normal
ized field calibration.
The influence of the earth's magnetic field has been
eliminated by a compensating field, and by the repeti
tion of every quantitative measurement with reversed
fields.
QUALITATIVE EXPERIMENTAL RESULTS
If unidirectional fast-rising field pulses along the hard
axis, with an amplitude H =O.4HK, e.g., are applied to
a nickel-iron thin film previously saturated along an
easy direction, the combination of the pulse field and
the film's demagnetizing field causes creeping. However,
creeping increases the size of reversed domains and the
demagnetizing field is thereby diminished. If the field
combination finally decreases below the creep threshold,
no further wall motion is observed. This behavior has
to be expected and is observed for all films not thicker
than about 100 nm (1000 A) film thickness. For films
thicker than the thickness threshold of about 100 nm
in a pulse field applied along the hard axis, creeping
also occurs after saturation, as was expected; in the
demagnetized state, however, the walls do not stop
moving. Instead, they keep moving to and fro as long
14 V. V. Kobelev, Fiz. Met. Metalloved. 13, 467 (1962) [Eng!.
trans!': Phys. Met. Metallography 13, 146 (1963)]. as field pulses are applied, such that the film always
gets demagnetized again. Since this process appears to
the observer similar to plants in streaming water or
flags streaming in the wind, we have chosen the name
"streaming."
This phenomenon is surprising at first sight, since
thete seems to be no force at all acting upon the wall.
(The adjacent domains are magnetized along the easy
directions, with equal magnetostatic energies as to the
pulse field). Four processes mainly contribute to it:
(1) wall-displacement directed parallel or anti
parallel to the pulse field (d. Fig. 1),
(2) creation or annihilation of domain nuclei, which
are increased or decreased by process (1) at the edges
of the film, .
(3) migration of reversal lines which separate wall
sections moving parallel and antiparallel to the pulse
field, along the wall (d. Fig. 1), and
(4) creation or annihilation of reversal lines in a
wall at the film edge, or of a line pair anywhere within
the wall.
Which of these processes dominate depends upon the
pulse-field strength. In low fields only (1) and (2) are
observed, while in higher fields, processes (3) and (4)
become increasingly important in addition to (1), as is
shown in the paragraph on quantitative experimental
results.
Because the wall streaming looks random at first
glance, a kind of creeping, caused by thermal fluctu
ating fields and the pulse field, was supposed at first.
However, the further qualitative results listed below
already show that the wall streaming cannot be an
effect of a statistically fluctuating field.
(a) The step width per pulse of a distinct wall
remains constant over a large number of pulses (d.
Figs. 1 and 2).
(b) The step width per pulse of a line reversing the
direction of wall motion also remains constant over a
large number of pulses (d. Fig. 1).
(c) If the pulse sequence is interrupted for an arbi
trary time interval and continued afterwards, wall
'" z 0.6 g
I-
i!l o!o w
Q. N
~ 02
a 0 200 I,()Q 600 800 1000 1200 1400
NUMBER OF PULSES
FIG. 2. Dependence of the position y (along the hard anisotropy
axis) of a Bloch wall for a fixed x value on the number of pulses
applied along the hard axis. The pulse field strength was
H=O.3HK• At the symbols w the influence of a neighboring wall
and at N the influence of a nucleus at neighboring x values is
detectable. Same film as in Fig. 1.
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streaming continues with the same directions and step
widths for the wall and reversing-line motion as those
observed before the interruption.
(d) If the pulse polarity is reversed, the directions
of the wall motion and of the reversing-line motion
likewise reverse. This indicates that the direction is not
controlled by any unknown (e.g., stray) field compo
nent along the easy axis.
(e) The direction of reversing-line motion is the
same as the direction of the magnetization of that
domain which lies on the side of the wall in the di
rection of the pulse field. This relation between the
direction of reversing-line motion L, domain magneti
zations M, and pulse field H is illustrated in Fig. 3.
(f) The wall streaming is strongly dependent upon
the pulse-field rise and fall times. Only with rise or fall
times in the nanosecond region, is streaming observed.
(g) A remarkable dependence upon the pulse dura
tion has not been found for pulse durations (measured
between 50% amplitude points, fall time 35 nsec)
longer than 25 nsec.
(h) If the streaming is interrupted as in C and a
field of, e.g., 0.7 HK is applied along the hard axis
during the interruption, observation C is no longer
valid. (The same holds if the wall is caused to make
a large Barkhausen jump by applying a large enough
field along the easy axis during the interruption.) If
the pulse sequence is continued afterwards, the wall
either starts moving with an arbitrary direction, or
seems to be irresolutely trying to move in different
directions in different wall sections, and a number of
pulses is needed until the entire wall again moves in
the same direction. This change from alternating motion
to uniform motion always begins at one end of the wall
and the wall gets thereby inclined.
QUANTITATIVE EXPERIMENTAL RESULTS
From the four above-mentioned processes contribut
ing to the streaming, the creation and annihilation
processes (2) and (4) are regarded to be less funda
mental than the displacement processes (1) and (3),
because they seem to be essentially the effects of edge
and wall stray fields. Therefore, only the wall displace
ment and the reversal-line displacement have been
investigated quantitatively. The wall and reversal-line
step widths per pulse are well suited for separately
characterizing these processes quantitatively.
For getting reproducible quantitative results, it is
necessary to observe an isolated wall in a nearly
~iH ~IH ~iH ~!H ~ ~~ ~ ~
FIG. 3. Connection between the direction L of motion of a line
reversing the wall-motion direction, the magnetization directions
M in the adjacent domains, and the sign of a fast-rising slowly
falling field pulse H applied along the hard anisotropy axis. (The
reversing lines are interpreted to be Neellines separating differ
ently magnetized Bloch wall sections.) ILl
~ 06
a.1Il1
Q:
ILl a.
:z: 0.4 ... c
~
a.
ILl ...
Vl 0.2
...J
~
010 20 50 100 200 500 ns 1000
PULSE DURATION
FIG.4. Influence of the pulse duration on the wall step width per
pulse in a 200-nm thiek Ni-Fe film. Pulse field H=0.23HK, rise
time 0.5 nsee, fall time 35 nsee, HK=0.7 A/em, H,=2.5 A/em.
demagnetized state of the film, because the demagnet
izing field of the film and stray fields of nearby walls
may influence the step widths. Without special pre
cautions, the film will leave again and again the
demagnetized state. In the measurements reported
here, the film is therefore held near a demagnetized
state by reversing the pulse-field polarity as soon as
a significant departure from the demagnetized state is
observed. If these conditions are not observed, a large
irreproducibility of the results is obtained.
The experimental results reported in Figs. 4-8 show
the influence of the pulse parameters on the wall step
width per pulse in a 2oo-nm thick nickel-iron film with
Hc=0.7 A/cm and HK=2.5 A/cm. Figure 4 shows that
the wall step width per pulse does not depend upon the
pulse duration even if the pulse duration is varied by
several orders of magnitude.
Figures 5 and 6 show the dependence of the wall
. step width on the pulse field amplitude for three
different pulse rise times and for three different pulse
fall times, respectively. As may be seen, the largest
wall steps result from the pulses with the shortest rise
time and the largest fall time.
In Fig. 7, the loss of information regarding the
former wall displacement direction by the application
of a large dc field during an interruption of the pulse
sequence [mentioned above in paragraph (h) ] is
demonstrated quantitatively. The lowest field disturb
ing this information is 0.57 HK in the case shown.
As may be seen from Fig. 5 a distinct threshold
pulse field exists for every pulse rise time. The depend
ence of this streaming threshold field on the pulse rise
time is shown in Fig. 8. The field disturbing the wall
displacement sign (Fig. 7) is also indicated in Fig. 8.
Only in the pulse-field-vs-pulse-rise time region bounded
by these curves as drawn in Fig. 8 may the wall stream
ing be observed. Since near the high-field limit in Fig. 8
the direction of wall displacement is frequently reversed,
and since for measuring the wall step width, a uniform
wall motion over a distance of-about 70 ~m:was neces
sary, with pulse rise times larger than 17 nsec no step
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lil 1.0
sum a.
'" w a.
I >-
Q 05 :;:
a. w
tn
-"
~ FIG. 5. Wall-step width per
pulse vs the normalized pulse
field H/H" for slow-falling
pulses (t,?35 nsec) with differ
ent rise times, for the same film
as in Fig. 4.
width could be measured. The threshold field for a rise
time of 20 nsec indicated in Fig. 8 could therefore be
only roughly estimated. No streaming at all could be
resolved for pulse rise times essentially larger than 20
nsec.
'Figure 9 shows the influence of the film thickness on
the wall streaming. A film containing sections with
different film thicknesses has been used in order to
make sure that differences in the film inhomogeneity, for
instance, have no effect upon the result. As may be
seen, there is no detectable influence of the film thick
ness on the wall step width as long as the film is thicker
than a certain threshold near 100 nm. No streaming at
all has been detected in thinner films.
The step width per pulse of the reversing lines
moving along the walls has been determined by evaluat
ing our motion picture frames. Figure 10 shows the
dependence of the reversing line step width as well as
of the wall step width per pulse on the pulse field for
the nickel-iron film used for Figs. 1 and 2. There is a
field region where the walls, but not any reversing lines,
are displaced (i.e., only the processes 1 and 2 take
place) .
QUALITATIVE THEORETICAL DISCUSSION
The observations reported in the previous para
graphs, especially the existence of a film-thickness
treshold and the significance of the pulse rise time,
suggest an explanation on the basis of the gyromagnetic
behavior of the Bloch wall spins.
Gyromagnetic Behavior of Bloch Wall Spins
In nickel-iron films more than about 100 nm thick,
the Bloch wall type is more favorable than the Neel
lil 1.0,--------tr----,
~ J.,Im
ffi a.
I
b 0.5
~
a. w
>(/)
-"
~ __ ~~~L-~_~_~. 00 0.5
NORMALIZED PULSE FIELD FIG. 6. Wall step width per
pulse vs the normalized pulse
field H /HK, for fast-rising
(tr= 0.5 nsec) pulses with
different pulse fall times, for
the same film as in Fig. 4. +0.51tl=r~"..."",,,~::;..,~...;..;, ..... ~ ..
~m
~ o~--~~--~----~--~--~
'J:'
<I
-0.5 \-------\----+----4......;------1
o 0.2 0.4 0.8
FIELD H APPLIED BETWEEN 1 AND 2
FIG. 7. Influence of a temporarily applied field 11 along the
hard axis on the continuity of the wall streaming. The wall
step width per pulse, AY2, measured with 0.23-HK pulses (tr=0.5
nsec, t,=35 nsec) after applying and removing the field H, is
drawn positive (negative) if its sign is equal (opposite) to the
sign of the wall step AYI observed before applying the field H.
Same film as in Fig. 4.
wall type for 1800 walls. This has been shown both
experimentally and theoretically.I5-18 In the center of a
1800 Bloch wall the magnetization is oriented perpen
dicular to the film plane as shown schematically in
Fig. 11.
If a pulse field along the hard axis is applied, the
magnetization of the domains initially precesses around
the field axis, thereby leaving the film plane, then it
precesses around the demagnetizing field and finally
reaches a stable direction within the film plane with
the help of the intrinsic damping of the precession.
This fast coherent rotation and the significance of
1.0,---------------,
'3 0.8 w
iL DISPLACEMENT REVERSAL
POSSIBLE FOR EVERY PULSE
~ Q6F---,N.",E",E",-L ...!W.!::A~LL:.....!.!TR!!:A~N:='SI~TI~O!:'..N_---,
-" ~ a.
'" w
N 0.4
~ 02
::;:
'" o STREAMING
z 00~-7--~1~0--*15-~20~~2=5-ns~30
PULSE RISE TIME
FIG. 8. Range in the pulse field-vs-pulse rise time diagram with
in which the wall streaming occurs in a 200-nm thick Ni-Fe film
for slowly falling pulses. At the low-field boundary the wall step
width is zero, d. Fig. 5. At the high-field boundary a Bloch-to
N eel wall transition occurs. Because the Bloch wall polarity deter
mines the direction of streaming, the direction mav be reversed
after every pulse with a higher field strength (d. Fig. 7).
15 S. Methfessel, S. Middelhoek, and H. Thomas, IBM J. Res.
Develop. 4,96 (1960); J. App!. Phys. 31,')46 (1960).
16 H. Thomas (private communication).
17 S. Middelhoek, Dissertation Amsterdam 1961, J. App!. Phvs.
34, 1054 (1963). .
18 E. Feldtkeller and E. Fuchs,'Z. Angew. Physik 18, 1 (1964).
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FILM THICKNESS SYMBOL
90 nm A
125 nm
180 nm •
~ 1.0 220 nm
2IJm 265 nm D
310 nm + a:
~ e 0
0 0 0
:I: § a f-e8 aD .;. +
~ 0.5 +e e
o .)" e a.. ~ + '" UJ
Iii B + +
::J ;;
~
0 0 0.1 Q.2 0.3
NORMALIZED Pl1.SE FIELD
FIG. 9. Wall step width per pulse vs the normalized pulse
field H/Hx, for fast-rising slowly falling field pulses (4=0.5 nsec
1,=35 nsec) applied to Ni-Fe films of different film thicknesses.
The wall streaming is only observed in films where 1800 Bloch
walls are stable.
the damping within it has been discussed in many
papers.19-21
Within a wall the magnetization also precesses
around the field axis, but no additional demagnetizing
field perpendicular to the film plane is thereby estab
lished, because there are locations where the magnet
ization component normal to the film plane is increased,
and others where it is decreased. The precessional
rotation is indicated in Fig. 11 by thin arrows. As may
be seen from the figure, the effect of this precession is
to displace the wall center. Our qualitative observa
tions (a), (c), (d), and (g) may be well understood
on this basis. A quantitative theoretical estimation of
the wall step width on this basis will be given in a
separate paragraph.
~
:5
0.. 30r------------:"'::---,
ffi tr= 0.5 ns ifi
a.. lJm ai", "'", tf; 35 ns 5 ~~
~ 20 :11r
fu ffi~
~ >'"
~ 1i!f5 z ~~
::J 10 -'
~ ~ z
Vi a:
i!;! I '" ______________ WALL STEP wtDTH
a: 00~--~~~~--~O~4----M~~
NORMALIZED PULSE FIELD
FIG. 10. Reversing-line (Neel line) step width per pulse vs
the normalized pulse field H/Hx for the film presented in Fig.1.
1,=0.5 nsec, 1,=35 nsec. The wall step width in the same film
for the same rise and fall times is shown for comparison.
19 R. Kikuchi, J. Appl. Phys. 27,1352 (1956).
20 D. O. Smith, J. Appl. Phys. 29, 264 (1958).
21 E. Feldtkeller, Z. Angew_ Physik 12, 257 (1960). ~ <,:'l
</yC!Y
~
9.~ 'l' -EASY AXIS-
FIG. 11. Orientation of the local magnetization vectors (thick
white arrows) in a Bloch wall, and their precessional rotation
(thin black arrows) around a field applied perpendicular to the
wall plane.
N eel Line Motion
A 1800 domain wall in nickel-iron films thicker than
about 100 nm may consist, like in bulk material, of
Bloch wall sections separated by Neellines.18,22,23 The
Bloch wall sections are alternatingly magnetized in
their centers along one of the two directions normal to
the film. The structure of a Neel line is drawn sche
matically in Fig. 12(a) _ Because the central mag
netization of a Neelline lies in the film plane, its stray
field causes a characteristic curvature of the local
magnetization direction in its neighborhood, containing
a b
d
/ initial , ,
final
-'
FIG_ 12. Schematic diagram of a Neelline separating differently
magnetized Bloch wall sections. To avoid magnetic space charges
the Neelline carries a cross wall (a), that must be reoriented if
a field is applied perpendicular to the wall (b). If the magnetiza
tion in the domains rotates considerably faster than the cross
wall is reoriented, the field of space charges (c) may cause a dis
placement of the Neelline(d).
22 H. J. Williams and M. Goertz, J. App!. Phys. 23, 316 (1952).
23 Formerly these lines were sometimes called Bloch lines like
those separating different Neel wall sections.
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x-FIG. 13. Spherical
coordinates used in
the theoretical treat-
~~ m~t of the wall be
~<,; havlOr.
~ty
a short cross-wall analogous to the well-known cross
ties in the cross-tie walls in thinner films.
If a field along the hard axis is applied, the mag
netization in the domains rotates toward the field
direction. In order to remain free of magnetic poles,
the cross walls have to rearrange themselves to a new
orientation, Fig. 12 (b). Because this reorientation
corresponds to a wall motion of the cross-walls, the
cross-walls may not be able to follow the rotation of
the magnetization in the domains immediately and
may thereby get magnetically charged, Fig. 12(c). The
field of these charges may displace the Neel line,
thereby making the cross-wall reorientation easier,
since now the mean cross-wall step necessary for a
correct reorientation is smaller, Fig. 12 (d).
This process is to be expected only if fast-rising
pulses are applied, because during a slow field change,
the cross walls have time enough to reorient without
displacing the Neellines. Therefore, the Neel-line dis
placement will be larger during the fast rises than
during the slow falls of our pulses. The expected sign
of the net displacement in this case is exactly that
observed and agrees with the rule indicated in Fig. 3.
Thus, our qualitative observations (b), (c), (d), and
( e) maybe explained if the reversing lines are assumed
to be N eel lines.
For every film thickness, a certain wall angle, and
hence a certain field along the hard axis, exists beyond
which only Neel walls are stable.s,17,24--26 If this field
strength is exceeded, the walls will therefore completely
lose their former Bloch-wall polarity and the location
of any Neel lines. Thus, our observation (h) may be
understood. It may be expected that the step width
per pulse of the Neel lines strongly increases if the
pulse-field strength approaches this critical field, and
that the sign of wall displacement is random for
every pulse (yielding no visible wall streaming) if the
pulse field exceeds the Bloch-to-Neel wall transition
field (Fig. 8). The field of about 0.5 HK reported by
Middelhoek and WildS to be necessary for a Bloch-to
Neel wall transition near 200-nm film thickness agrees
well with the threshold value of 0.57 HK indicated in
Fig.7.
Our observation (f) concerning the dependence on the
24 S. Middelhoek, J. AppJ. Phys. 34, 1054 (1963),
25 E. ]. Torok, A, L. Olson, and H. N, Oredson, ]. AppJ. Phys.
36, 1394 (1965).
2<1 E. Feldtkeller, in Basic Problems in Thin Film Physics, Pro
ceedings of the International Symposium Clausthal GOttingen 1965
(Vandenhoeck & Ruprecht, G6ttingen, 1966), p. 451. rise time may be understood on the basis of the quanti
tative theory presented in the next paragraph.
QUANTITATIVE THEORY OF THE WALL STEP
WIDTH
In this paragraph the local magnetization direction
will be described by the spherical coordinates rp, t/!,
where t/!(y, t) indicates the angle between the local
magnetization and the wall plane, and cp(y, t) indicates
the angle between the projection of the magnetization
into the wall plane and the film plane (i.e., rp =0, 7r in
the domains and rp=7r/2 in the wall center), Fig. 13.
The positional coordinate y runs normal to the wall
plane, and an index m indicates the instantaneous
wall center.
For a quantitative discussion of the wall streaming,
the Landau-Lifshitz phenomenological equation, de
scribing the gyromagnetical behavior of the magnet
ization vector, has to be applied to every element of
the wall. An exact calculation for the whole Bloch wall
is, however, too complicated to be done with a reason
able effort, since even an equilibrium computation of a
not-180° wall in uniaxial films is still missing, and only
rough estimations are available.I 6,17,24 On the other
hand, a calculation by regarding only the wall center
at any moment has proven to yield sufficient results
without presuming very arbitrary simplifications that
would be necessary for a calculation of the whole wall,
and is thus more valuable for our problem. The only
simplification needed is, that the equations
rp=7r/2, Ot/Ijay=y/ =0,
and
for y=ym, ( 1)
shall be valid in the wall center, i.e., that these three
wall center definitions define an identical wall center
Ym(t) during the process.27 This assumption may well
be approximately valid, and is much less arbitrary
than assuming a symmetry of the whole wall during
the process, or even a special wall structure.
The Gilbert modification of the Landau-Lifshitz
equation has been used in its most general form (see
Refs. 20, 21) :
aM/at = (-Y/JLoM)[M xF]+(a/M)[M x (aM/at)], (2)
where F is a generalized force with the components
F",= -fiE/at/! and F",= -(l/cost/!)flE/flrp,
and 'Y= -2.2X10 7 sec1(A/cm)-1 is the gyromagnetic
ratio, and a is the phenomenological damping constant.
Since our configuration contains variations only in one
'}{T For the case of a field applied parallel to a Bloch or Neel wall,
the same assumption is sufficient for deriving the 20w-wall mobility
dv/ dH = a I 'Y I /20t8w in an analogous manner, and to show that
this formula is valid independently of the special wall structures
presumed in previous calculations28,119 if a wall thickness defini
tion [Eq. (10) of the present paper] based on the spherical angle
element, is used.
Downloaded 18 Apr 2013 to 128.197.27.9. This article is copyrighted as indicated in the abstract. Reuse of AIP content is subject to the terms at: http://jap.aip.org/about/rights_and_permissionsWALL STREAMING IN FERROMAGNETIC FILMS 4407
dimension Y (i.e., no dependence on x and z is con
tained), the variational derivatives are
oE/o1/;=aE/a..{t-d(aE/a1/;')/dy,
and
oE/ocp=aE/acp-d(aE/acp')/dy. (3)
By using the variational instead of the partial deriva
tives of the free energy E(cp, 1/;, cp', 1/;'), not only the
magnetostatic and anisotropy contributions, but also
exchange contributions to the local torque, are regarded.
As has been shown,21 Eq. (2) and its components
may be written in an explicit form:
a..{t/at=[ -'Y/,uoM(1-a2)]
X [(1/cos1/;) (oE/ocp) -a (oE/Oif;) ]
and
acp/at= ['Y / ,uoM (1-a2) cos1/;]
X [(oE/o1/;) + (a/cos1/;)(oE/ocp)]. (4)
In the following, a homogeneous film, i.e., a film with
wall coercivity Hc=O, will be regarded at first (Eqs.
5-12), and a correction necessary for regarding a real
film, will be made afterwards.
Ideal Film
For a homogeneous film, our assumptions (1) lead to
the following equations for the instantaneous wall
center:
(5)
because cp=7r/2 is a symmetry plane for the anisotropy
and for all fields, (which is equivalent to the usual a = 20w/O'm where only
a one-dimensional rotation is allowed), the velocity of
the wall center is
(11)
If the wall thickness a is assumed to depend only on 1/;m
(and not, e.g., onfm), Eq. (11) may be integrated with
the result
(12)
This means, in an ideal film, that the wall step does not
depend upon the pulse rise time nor on the speed of
rotation, and is perfectly cancelled by the back rotation
at the end of the field pulse. Thus, this micromagnetic
calculation, valid for ideal homogeneous films, is not
sufficient for discussing the wall streaming. As for
understanding the Barkhausen jumps and the wall
creeping, a consideration of the film inhomogeneities
is necessary in addition.
Real film
In wall-mobility calculations,28 the film inhomoge
neities have usually been regarded by taking into
account a local force acting on the wall, or by postu
lating a local effective field He(Y) corresponding to this
force and oriented parallel to the wall. This yields
(1/cosif;m) (oE/oCP)m= -}LoMHe (13)
for the wall center, instead of Eqs. (5) and (6). Equa
tion (9) has then to be replaced by
(acp/at)m= (fm-I'Y I H.)/a cos1/;m, (14)
[d(aE/acp') /dY]m=O,
because aE/acp' =2Acp' cos2if;, and (6) (where a2«1 has been assumed), and Eq. (11) by
(a..{t / at) m = d1/;m/ dt=fm' (7)
This means that
and
or by combining these equations:
This statement is equivalent to the statement derived
formerly21 that the rotation proceeds under a constant
angle arctan a against the constant-energy lines, which
is a consequence of Eq. (2) and of the fact that
I [MxaM/at]1 M I = I aM/at I for a rotation.
If the wall thickness a is defined in spherical coordi
nates by
a = [(cpyco-f-o;> -CPY~OJ)/ (acp/aY)m cos1/;m] = (7r /cp'm cos1/;m),
(10) (15)
In the known theoretical treatments28,29 of the wall
mobility, the simple, though not very realistic assump
tion, He(Y) =Ho with the effective field always opposing
the wall motion, has been used. The experimental
results on the wall mobility may be fitted by the result
of this assumption within the experimental error. The
same assumption may be used here.
The wall displacement in an inhomogeneous film
resulting from this simple assumption is
~ym= (7ra)-ljfb ad1/;m=F L'Y I Holtbadt for fmZO,
fa 7ra ta
(16)
where the integration intervals are the intervals within
which I fm I > I 'Y I Ho is valid.
In order to discuss this result, the dependence of 1/;m
on t must be regarded. After a field change, 1/;m will
28 J. K. Galt, Phys. Rev. 85, 664 (1952).
29 K. U. Stein, Dissertation, Stuttgart 1965.
Downloaded 18 Apr 2013 to 128.197.27.9. This article is copyrighted as indicated in the abstract. Reuse of AIP content is subject to the terms at: http://jap.aip.org/about/rights_and_permissions4408 K. U. STEIN AND E. FELDTKELLER
approach a new equilibrium valueY;me(H). Torok, et al.25
have shown that dY;me/dh is larger than one, but in the
order of unity, as long as the wall has not become a
Neel wall. h=H/HK is the normalized field along the
hard axis. The time needed for the change in Y;m will be
larger than the rise or fall time of the field. Therefore,
I -.1m I will be of the sa1lle order or smaller than I1h/tr or
I1h/tf, respectively, if I1h is the normalized pulse-field
amplitude.
Because the pulse rise and the pulse fall may con
tribute to the resulting step width per pulse, the follow
ing cases may be regarded:
Slow-rising, slow-falling pulses: If I1h/ tr« I 'Y I Ho
and I1h/t,« I 'Y I Ho, I -.1m I will be always smaller than I 'Y I Ho and the wall will not be displaced at all.
Fast-rising, slow-falling pulses: If I1h/tr» I 'Y I Ho and
I1h/t,« I 'Y I Ho, only the pulse rise will lead to a wall
displacement. We may then assume for the limits in
Eq. (16) Y;b-Y;a~(dY;me/dh)l1h and tb-ta~T+tr, where
T is the switching time contributing to the wall dis
placement in the case of tr=O. After introducing an
averaged wall thickness (a) = J adY;m/ J dY;m~ J adt/ J dt,
the resulting wall step width per pulse is
I1Ym = (a )/Tra) [ (dt/;me/ dh )l1h-I 'Y I Ho( T+tr)]. (17)
There is a good qualitative agreement between Eq.
(17) and our experimental observations presented in
Fig. 5. From this figure, the values T=5 nsec,
Hill (dY'me/dh )=0.6 A/cm, and (a )/a=8j.1m may be
deduced for establishing a quantitative agreement.
These values are quite reasonable for the following
reasons: The coercivity of this film is He=0.7 A/cm
which should be equal to Ho. The switching time T
contains the duration of rotation in the adjacent
domains which has been found to lie between 1.5 and
2 nsec for H <HK, and the unknown duration of the
Y;m change within the wall in the wall stray field created
by the'rotation in the domains. An experimental value
of a Bloch wall thickness is a= (0.15±0.1) j.lm deter
mined by comparing the width of black and white wall
images in Lorentz micrographs taken by Fuchs from a
nickel-iron film 0.12 j.lm thick.30 Damping constants of
a= 0.01, for a O.l-j.lm thick film and a~0,08 for a
0.27-j.lm thick film with He/ HK= 0.25 have been deter
mined from the speed of coherent rotation.3l Further
more, the a/a value may be compared with wall-mobility
30 C. E. Patton and F, B, Humphrey, l Appl. Phys. 38, 1998
(1967) .
31 K_ U. Stein, Z_ Angew, Physik 18, 528 (1965). measurements, since the mobility is m= I 'Y I a/Tra for a
1800 wall. The a/a values resulting from mobility
measurements by different authors lo,32,33 lie between
6 j.lm and 21 j.lm for 200-nm thick films. As may be seen,
the value derived from our wall-step measurements lies
well between these values.
All experimental wall thickness values do not, how
ever, agree with the theoretical values computed with
the exchange constant derived from spin-wave reso
nance experiments. The reason for this disagreement
is not yet known.
According to the mobility measurements men
tioned,1O,33 the mobility, and hence, a/a increases slightly
with increasing film thickness. On the other hand,
(dY;me! dh) decreases slightly with increasing film thick
ness.25 Thus it may be understood why the product
(dY;me! dh )a/ a and hence, the step width for fast-rising
pulses does not depend remarkably on the film thick
ness, as has been shown in Fig. 9.
Fast-rising fast-falling pulses: If l1k/tr and iJ.h/t,»
I 'Y I Ho, the pulse rise and fall will contribute, and the
resulting wall step width per pulse will be the difference
of Eq. (15) and the corresponding expression for the
pulse fall. If the integration of Eq. (16) would lead to
Eq. (17) with the same average wall thickness and with
the same contributing intervals for the rise and fall of
a pulse, the resulting step width should be predictable
from the step widths observed with slowly falling
pulses with the corresponding rise times. This predic
tion is indicated by dotted lines in Fig. 6. The reason
for the disagreement between prediction and observa
tion is not yet clear. A more careful integration of Eq.
(16) might be necessary for calculating the small
differences between the displacements due to the rise
and fall of these pulses.
CONCLUSION
It must be expected that wall streaming reduces the
disturbed field in magnetic-film memories with films
thicker than 100 nm (e.g., plated wires) as soon as
fast-rising (t. ;520 nsec) pulses are applied, and that the
disturb field depends on the pulse rise and fall time
in a manner corresponding to the observations reported
in this paper.
32 E. N. Il'icheva and I. S. Kolotov, Izv. Akad. Nauk SSSR,
Ser. Fiz. 29, 552 (1965) .[Engl. transl.: Bull. Acad. Sci. USSR,
Phys. Ser. 29, 559 (1965)].
33 C. E. Patton and F. B. Humphrey, l Appl. Phys. 37, 4269
(1966) .
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1.3109243.pdf | Magnetization reversal in enclosed composite pattern media structure
Chi-Keong Goh, Zhi-min Yuan, and Bo Liu
Citation: Journal of Applied Physics 105, 083920 (2009); doi: 10.1063/1.3109243
View online: http://dx.doi.org/10.1063/1.3109243
View Table of Contents: http://scitation.aip.org/content/aip/journal/jap/105/8?ver=pdfcov
Published by the AIP Publishing
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120.117.138.77 On: Mon, 22 Dec 2014 01:34:15Magnetization reversal in enclosed composite pattern media structure
Chi-Keong Goh,a/H20850Zhi-min Yuan, and Bo Liu
Data Storage Institute, (A *STAR) Agency for Science, Technology, and Research, 5 Engineering Drive 1,
Singapore 117608, Singapore
/H20849Received 4 December 2008; accepted 26 February 2009; published online 27 April 2009 /H20850
The bit patterned media use one single domain magnetic island to record a bit. It can effectively
push the superparamagnetic limit to higher recording densities. In this paper, we present andinvestigate a composite patterned media structure comprising of soft layer enclosed magneticislands to significantly improve the writing capability of conventional writer. Systematicmicromagnetic simulation studies reveal that the proposed structure has a different domain wallpropagation mechanism and has less stringent requirement on the exchange-coupling strength ascompared to conventional composite structures. © 2009 American Institute of Physics .
/H20851DOI: 10.1063/1.3109243 /H20852
I. INTRODUCTION
The signal-to-noise ratio in present magnetic recording
media is determined by the number of grains in each data bit.In order to increase areal density, the size of these grainsmust be reduced to maintain a minimum number of grainsper bit. However, thermal magnetic instability, which ariseswhen grain size is too small, can lead to potential loss ofinformation. Thermal stability can be improved by matchingthe reduction in grain dimension with a corresponding in-crease in the magnetic anisotropy. This places a tremendouschallenge on write field requirement. Current head field islimited by the highest magnetic moment available.
The alternative way to circumvent thermal instability
and achieve recording densities beyond 1 Tbit /in
2is to use
bit patterned media /H20849BPM /H20850.1In BPM, the grains within each
magnetic island are strongly coupled and, hence, behave likea large single magnetic domain. As one island records onebit, the areal density is increased significantly. This workexamines the effect of exchange-coupling on patterned me-dia and presents an enclosed composite patterned media/H20849ECPM /H20850structure. All analyses presented in this paper are
based on micromagnetic simulations.
II. COMPOSITE PATTERNED MEDIA „CPM …
The straightforward approach of extending exchange-
coupling to BPM is to adopt the conventional two layer hard-soft structure
2,3as illustrated in Fig. 1/H20849a/H20850. This structure is
denoted as CPM in this paper. However, the requirement of athick soft layer for such a composite structure poses morefabrication challenges and large head keeper spacing, whichreduce the head writing capability. It also introduces issuessuch as large demagnetization fields
4and strong dependence
on the exchange-coupling strength. Here, we present and in-vestigate an alternative structure, which is illustrated in Fig.1/H20849b/H20850. Instead of the two layer structure adopted in CPM, the
proposed structure has the hard layer magnetically coupledto the soft layer that covers it from the top and sides. Thebasic motivation is to exploit the potentially strongerexchange-coupling effect due to a larger surface of interac-
tion between the hard and soft magnetic layers.
In this paper, magnetic reversal is simulated using mi-
cromagnetic modeling where the gyromagnetic motion ofmagnetization is governed by the reduced Landau–Lifshitz–Gilbert equation. The effective field includes the exchangefield, the anisotropy field that is oriented in the /H11006zdirection,
the demagnetization field, and the external write field. Theangle between the easy axis of hard region and external writefield is 5°. The reduced damping constant is set as 0.1.
In all simulations, the CPM structure is modeled by an
array of 1 nm cubic cells. Each hard magnetic island isformed by 16 cubic cells and has a dimension of 4 /H110034
/H110033n m
3. The dimension of the soft layer in CPM is set as
4/H110034/H110036n m3. In ECPM, the hard magnetic island is sur-
rounded by a layer of cubic cells. The soft layers for bothCPM and ECPM have the same physical and magnetic vol-ume. Unless otherwise stated, the average saturation magne-tization is maintained at 300 emu/cc. The K
uof the soft and
hard layer is 100 erg/cc and 20 Merg/cc, respectively.Exchange-coupling constant of 9 Merg/cm is used, which isfeasible for fabrication.
III. RESULTS AND ANALYSIS
The comparison between magnetic behavior of the con-
ventional patterned media, CPM, and ECPM is shown in Fig.2. As expected, both CPM have a much smaller coercivity as
compared to the conventional patterned media. This reduc-tion in coercivity is due to the exchange field contribution tothe effective field. However, it is observed that CPM has twoswitching states. This is a phenomenon that is associatedwith insufficient exchange-coupling between the soft andhard regions. In the case of ECPM, there is a single switch-ing region and the reduction in coercivity is much more sig-nificant. Note that similar magnetic switching behavior hasbeen discovered due to the presence of cavities in magneticgrains.
5
Figure 3shows the coercivity as a function of field angle
for both CPM and ECPM. There is a significant reduction inthe coercivity of CPM as the field angle is increased. For
a/H20850Electronic mail: meitikor@yahoo.com.sg.JOURNAL OF APPLIED PHYSICS 105, 083920 /H208492009 /H20850
0021-8979/2009/105 /H208498/H20850/083920/3/$25.00 © 2009 American Institute of Physics 105 , 083920-1
[This article is copyrighted as indicated in the article. Reuse of AIP content is subject to the terms at: http://scitation.aip.org/termsconditions. Downloaded to ] IP:
120.117.138.77 On: Mon, 22 Dec 2014 01:34:15example, the coercivity at 10° is almost 0.1 HKlower than the
coercivity at 5°. On the other hand, the coercivity of ECPMremains relatively constant. This is an important characterbecause field angle-induced coercivity variation is a sourceof recording noise.Figure 4shows the switching time of CPM and ECPM
as a function of the switching field. Switching time is definedas the time required for the magnetization to cross the originand to reach a magnitude of 0.9 M
shere. The switching field
is incremented in steps of 0.05 HKfrom 0 Oe, and no points
are plotted in cases where no switching is achieved. ECPMstarts to switch from a field of 0.05 H
Konward, and the
switching time reduces by a factor of three from 0.12 to 0.04ns when the switching field is increased to 0.2 H
K. As ex-
pected from Fig. 2, a significant higher minimum switching
field of 0.3 HKis observed for CPM. Switching times are
slightly lower for CPM at 0.95 HKand 1 HK, but there is no
advantage gained in writability at such high fields.
In all simulations, both CPM and ECPM have the same
magnetic volume ratio and exchange-coupling strength. Theresults have clearly indicated that ECPM has a lowerexchange-coupling requirement. This can be attributed to thehigher exchange field contribution to the effective field whenthe interface area between the soft and hard regions is in-creased. The dependence of coercivity on the area of hard-soft layer interface is shown in Fig. 5, and coercivity is
clearly an inverse function of interface area. This is becausethe increase in soft layer volume will also increase the Zee-man energy during reversal.
6
Another important consequence of the ECPM structure
is the way domain wall propagates into the hard magneticregion. Figure 6illustrates the process of domain wall propa-
gation from the soft region to the hard region for both CPMand ECPM. While the domain wall penetrates from the softSoft magnetic layerHard magnetic layer
Soft magnetic layer
Hard magnetic layer
(a)
(b)
FIG. 1. /H20849Color online /H20850The conventional CPM is illustrated in /H20849a/H20850, while the
proposed ECPM structure is shown in /H20849b/H20850.
−1 −0.8 −0.6 −0.4 −0.2 0 0.2 0.4 0.6 0.8 1−1−0.500.51
Applied field ( Ha/Hk)Magnetization ( M/Ms)
FIG. 2. /H20849Color online /H20850Hysteresis loop of patterned media /H20849solid /H20850, CPM
/H20849dashed /H20850, and the ECPM /H20849dash-dotted /H20850.5 10 15 20 25 3000.050.10.150.20.250.30.350.4Switching field ( Hs/Hk)
Applied field an gle (de gree)
FIG. 3. /H20849Color online /H20850Coercivity as a function of field angle for CPM /H20849/H17040/H20850
and ECPM /H20849/H17034/H20850.
0 0.1 0.2 0.3 0.4 0.5 0.6 0.7 0.8 0.9 100.020.040.060.080.10.12
Normalized A pplied FieldSwitching Time (ns)
FIG. 4. /H20849Color online /H20850Switching time as a function of field strength for
CPM /H20849/H17034/H20850and ECPM /H20849/H17005/H20850.083920-2 Goh, Yuan, and Liu J. Appl. Phys. 105 , 083920 /H208492009 /H20850
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120.117.138.77 On: Mon, 22 Dec 2014 01:34:15region into the hard region in one direction in CPM, the
domain wall in the case of ECPM penetrates into the hardregion from three different directions. Therefore, this mecha-nism of domain wall penetration provides for a more effec-tive assisted switching.
Recording simulations are performed fo r a 6 bit array of
conventional patterned media and ECPM. The same mediaparameters are assumed as before, and the writing fields forthe patterned media and ECPM are set as 1 H
Kand 0.5 HK,
respectively. Interactions between the magnetic islands dueto the overlap in the covering soft layer are modeled by a 2nm thick soft layer between the ECPM islands as shown in
Fig. 1/H20849b/H20850. The bit pattern of /H208531,1,/H110021,1,/H110021,/H110021/H20854is written and
the readback signal is plotted in Fig. 7. Transitions between
similar patterns are less distinctive in ECPM. The differencein readback signal for the two media structure is due to themagnetization of the soft layer between the magnetic islandsin ECPM.
IV. CONCLUSION
A CPM structure is proposed to improve switching field
reduction for high density recording in patterned media. Weobserve that lower switching fields can be achieved with thenew structure, and it has lower exchange-coupling strengthrequirement as compared to the conventional stack compos-ite structure. In addition, the ECPM structure can use lesshead keeper spacing than CPM.
1E. Chunsheng, D. Smith, J. Wolfe, D. Weller, S. Khizroev, and D. Litvi-
nov, J. Appl. Phys. 98, 024505 /H208492005 /H20850.
2R. H. Victora and X. Shen, IEEE Trans. Magn. 41, 537 /H208492005 /H20850.
3K.-Z. Gao, J. Fernandez de Castro, and H. N. Bertram, IEEE Trans. Magn.
41, 4236 /H208492005 /H20850.
4Y . Isowaki, T. Maeda, and A. Kikitsu, Dig. Perpendicular Mag. Rec.
Conf., 214 /H208492007 /H20850.
5J.-G. Zhu, H. Yuan, S. Park, T. Nuhfer, and D. E. Laughlin, IEEE Trans.
Magn. 45,9 1 1 /H208492009 /H20850.
6K.-Z. Gao and J. Fernandez de Castro, J. Appl. Phys. 99, 08K503 /H208492006 /H20850.0.1 0.2 0.3 0.4 0.5 0.6 0.7 0.8 0.9 1 1.10.040.060.080.10.120.140.160.18Switching Field ( Hs/Hk)
Normalized surface area between soft and hard la yer
FIG. 5. /H20849Color online /H20850Coercivity as a function of interface area for ECPM.
/CID1CPM
ECPM
FIG. 6. /H20849Color online /H20850Illustration of domain wall propagation in CPM and
ECPM.0 20 40 60 80 100 120−1−0.500.51
Down Track (nm )Normalized Readback Signal
FIG. 7. /H20849Color online /H20850Readback signal for the bit pattern of /H208531,1,/H110021,1,
/H110021,/H110021/H20854for conventional patterned media /H20849--/H20850and ECPM /H20849–/H20850.083920-3 Goh, Yuan, and Liu J. Appl. Phys. 105 , 083920 /H208492009 /H20850
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120.117.138.77 On: Mon, 22 Dec 2014 01:34:15 |
1.5094763.pdf | Force on the lips of a trumpet player
N. Giordano
Citation: The Journal of the Acoustical Society of America 145, 1521 (2019); doi: 10.1121/1.5094763
View online: https://doi.org/10.1121/1.5094763
View Table of Contents: https://asa.scitation.org/toc/jas/145/3
Published by the Acoustical Society of America
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The Journal of the Acoustical Society of America 145, 1504 (2019); https://doi.org/10.1121/1.5093538Force on the lips of a trumpet player
N.Giordanoa)
Department of Physics, Auburn University, Auburn, Alabama 36849, USA
(Received 17 July 2018; revised 25 February 2019; accepted 3 March 2019; published online 25
March 2019)
When modeling a brass instrument such as the trumpet, an estimate of the pressure at the player’s
lips is essential, since the resulting force drives the oscillations of the lips which are needed to pro-
duce a musical tone. In most work to date, the calculation of the force on the lips has relied on val-
ues of the pressure derived from the Bernoulli equation, even though that relation assumes steadyflow in contrast to the pulsating flow caused by vibrations of the lips. This paper uses a quantitative
application of the Navier-Stokes equations to calculate the flow through a model of vibrating lips
attached to a toy model of the trumpet. The results are used to explore when the Bernoulli equationcan and cannot be used. The Bernoulli equation is found to fail badly during significant portions of
each oscillation cycle of the lips. The reasons for this breakdown are elucidated.
VC2019 Acoustical Society of America .https://doi.org/10.1121/1.5094763
[TRM] Pages: 1521–1528
I. INTRODUCTION
Modeling wind instruments such as the trumpet is now
possible using the fundamental equations of fluid dynamics,the Navier-Stokes (NS) equations. While results for instru-ment geometries that are based accurately on real instru-ments are not yet available, results for a trumpet-likeinstrument were recently reported by the present author.
1
Those simulations included a simplified dynamical model ofthe lips, and yielded detailed results for how air flowsthrough the mouthpiece of a trumpet and the lips of theplayer while a note is being played.
Essentially all previous discussions of the pressure in
the mouthpiece and lip region of the trumpet (e.g., Refs.2–11) make use of the Bernoulli equation. Those works,
including those focused on modeling, have yielded many
useful insights by using the Bernoulli equation to estimate
the pressure between the lips, which is a major contributor tothe force that drives the lips and locks their motion into syn-chrony with the resonant modes of the instrument. However,the classic Bernoulli equation is derived using assumptionsthat are not strictly correct in the mouthpiece of a windinstrument. A primary purpose of the present paper is toevaluate the accuracy of the using the Bernoulli equation inthis case so as to understand when it can and cannot be usedreliably.
The starting point for the analysis in the present paper is
a first principles calculation, based on the NS equations, ofthe flow through the lips of a trumpet player along with thepressure in the vicinity of the lips and the associated forcethat drives the lip motion. The Bernoulli equation is anapproximation that can be derived from the NS equationswith several assumptions, including the assumptions that the
effects of viscosity and the acceleration of the fluid can both
be ignored. In order to test what one might term the“Bernoulli approximation” we will use our NS results toestimate the size and importance of the contributions of vis-
cosity and fluid acceleration, and thereby obtain an estimatefor the force on the lips subject to the approximations inher-
ent in the Bernoulli approximation. The lip force estimated
using the Bernoulli equation to relate the flow velocity to thepressure is then compared to the force found using the fullsolution of the NS equations. We will see that this Bernoulli
result for the force can, for the simple instrument geometry
we have studied, differ from the actual force by as much asan order of magnitude or even more. Besides revealing short-comings in previous treatments of this class of instruments,
our results may also help in the development of improved
approaches to estimating the lip force without the need toresort to a full, first-principles calculation with the NS equa-tions. In a way, one goal of our work is to use the NS results
to gain an understanding of how nonsteady and viscous flow
effects contribute to the forces on the lips of a brass player.
II. THE MODEL
A direct numerical simulation was used to solve the
compressible NS equations for the flow of air through a
three-dimensional model of the trumpet with an explicitfinite different algorithm using the fluid properties (viscosity,etc.) of air at room temperature. The numerical algorithm
and other details of the calculation are described elsewhere.
1
All of the results shown and analyzed in this paper were
obtained with the conical bore model referred to as model #3in Ref. 1(see also Figs. 1and2of that paper). The lowest
resonant mode of the instrument was near 1000 Hz, and all
of the results reported here were obtained with the naturalfrequency of the lips equal to this frequency. As discussed inRef. 1, the instrument geometry studied here is smaller than
a real trumpet, so we should not expect quantitative agree-
ment for quantities such as the blowing pressure.
The Adachi-Sato lip model was used to describe the lip
motion in which the channel between two flexible lips is
rectangular (and three dimensional).
5With that model the
lips are able to swing along the direction of net flow whilea)Electronic mail: njg0003@auburn.edu
J. Acoust. Soc. Am. 145(3), March 2019 VC2019 Acoustical Society of America 1521 0001-4966/2019/145(3)/1521/8/$30.00
simultaneously stretching or compressing in the perpendicu-
lar direction thereby narrowing or widening the channel
between the lips. In the classification of lip models this istermed a one mass-two degree of freedom model. The
swinging-stretching motion of the lips during an oscillation
cycle is shown schematically in Fig. 1. The region upstream
from the lips (the mouth) is much larger in volume than the
lip channel and serves to buffer the flow and pressure. For
our particular model and simulation conditions, the variationof the pressure well upstream in the mouth is typically about
15%, which is comparable to that found experimentally.
12
The magnitude of the blowing pressure agrees with those
experiments to within about a factor of 2, which also seems
acceptable given the different model geometry. It is also
worth noting that the Adachi-Sato lip model is just one of afamily of lip models, with other models containing addi-
tional degrees of freedom, additional (distributed) masses,
and more realistic shapes including rounded edges.
13It
seems unlikely that the incorporation of more realistic lip
models would change any of our qualitative conclusions or
even have much effect quantitatively, although vena con-tracta effects near the sharp corners of the Adachi-Sato lip
models, which do not play a significant role in our analysis,
would possibly be affected somewhat.While the lip motion is driven by the pressure associated
with the flow, the lips also experience several other forces.
1,5
These include a harmonic restoring force that tends to
pull each lip back to its undisplaced position and to itsunstretched-uncompressed dimensions, a damping forcewith a magnitude proportional to the lip velocity, a nonlinear
contact force that is significant when the two lips touch, and
a force that prevents the lips from compressing excessivelyalong the transverse direction (to account for the inevitablenonlinearities when the lip motion is very large).
Figures 2and 3show the results of a NS simulation;
these results are similar to the behavior presented previ-
ously,
1showing maps of the flow speed (Fig. 2) and air den-
sity (Fig. 3) on a plane that cuts through the instrument and
lips. Results are shown at six different instances during oneperiod of the lip oscillations. The colors indicate the magni-
tude of the flow speed or the value of the density relative to
the background density. In part (a) of Figs. 2and3the lip
channel is open and the lips have swung well forward alongthe flow direction, similar to that shown schematically inpart 1 of Fig. 1. In part (b) of Figs. 2and3the lips have
swung even further to the right (downstream), with each lip
compressed even more so that the width of the lip channel is
at its maximum, as in part 2 of Fig. 1. In part (c) of Figs. 2
and3the lips have begun to swing back and the channel has
narrowed (compare with part 3 of Fig. 1), while in (d) the
channel is even narrower. Note also that in (d) the lips have
swung very slightly to the left, upstream against the flow;
such behavior is found when the mouth pressure is largeresulting in a large the amplitude for the lip motion. In (e)the lips are at their closest approach and the flow is nearlyblocked (compare with part 4 of Fig. 1). In (f) the lips have
swung forward and the channel has opened slightly, and air
is just beginning to flow into the channel. The lips then
move to the position in (a) and the cycle repeats.
The behavior seen in Figs. 2and3is also in good quali-
tative agreement with experiments (e.g., Ref. 12) and model-
ing (e.g., Ref. 4). As noted above, our instrument geometry
is not identical to that of a real instrument, but we will arguethat certain key aspects of our results apply in general.
III. ANALYSIS STRATEGY
The simulations that yielded Figs. 2and3gave quantita-
tive results for the flow velocity and density throughout the
mouth, lip channel, and in the bore downstream from the
lips, as well as the net force on the lips along both the paral-lel and perpendicular directions, all as a function of time. Togain insight from those results and understand how the pres-sure between the lips varies as the lips oscillate, it is useful
to recall the Bernoulli equation
P
1þ1
2qu2
1¼P2þ1
2qu2
2; (1)
where qis the fluid density, the subscripts refer to the pres-
sure Pand flow speed uat two different locations in the
fluid, and we assume that gravitational forces can beneglected. There are several ways to derive Eq. (1); in ele-
mentary texts it is commonly derived using work-energyFIG. 1. Schematic motion of the lips during one oscillation cycle. The lips
are the black parallelograms and are attached along one edge to rigid por-tions of the mouth (shown as shaded rectangles above and below the lips).
The net air flow between the lips is from left to right, parallel to the xdirec-
tion, with approximate streamlines shown. The lips swing back and forth
along the direction of net flow in response to the pressures upstream (to the
left, in the mouth) and downstream (to the right, in the mouthpiece). At that
same time, the lips stretch and compress in the perpendicular direction ( y)i n
response to the pressure in the channel between the lips. This motion resultsin the narrowing and widening of the channel between lips; that is, as each
lip compresses and becomes “thinner” the channel becomes wider, while
when each lip stretches they become “thicker” leading to a narrower flow
channel. In (1) the lips have swung to the right, the channel between the lips
is open, and the lips are somewhat compressed, as compared to their undis-
placed dimensions. As the oscillation cycle progresses (2) the lips have
swung forward (to the right, downstream) even more and have compressedfurther making the channel wider. A short time later in (3) the lips have
begun to swing back and are less compressed and the channel has narrowed.
In (4) the lips they have swung back even more and have stretched further,
coming together so that the lip channel is nearly closed; the flow is now
greatly reduced or even stopped. The lips then move to the positions shown
in (1) and the cycle repeats.
1522 J. Acoust. Soc. Am. 145(3), March 2019 N. GiordanoFIG. 2. Results from the NS simula-
tions for the air speed near the lips at aseries of times in one oscillation cycle.
The arrows indicate the order of the
images in time, starting in frame (a),
then (b)–(f), and then returning to
frame (a); compare with the schematic
lip configurations in Fig. 1. The color
indicates the air speed with blue indi-cating a low speed and red a large
speed. The maximum speed was about
200 m/s, and occurred in the center of
the channel when the lips were nearly
closed. The lips are 2 mm long along
the flow direction, and are outlined in
white. These images were approxi-mately equally spaced in time (with
about 20% of the oscillation period
between each image), except for
images (a) and (f) which were more
closely spaced in time and chosen to
illustrate changes in the flow when the
lip channel was narrow and rapidlychanging.
FIG. 3. Results from the NS simula-
tions for the density near the lips at a
series of times in one oscillation cycle.The arrows indicate the order of the
images in time, starting in frame (a),
then (b)–(f), and then returning to
frame (a). These images were recorded
as the same times as the corresponding
images in Fig. 2. The color indicates
the air density and pressure relative totheir background values, with blue
indicating a low density and pressure,
and red a high density and pressure.
Quantitative values of these quantities
will be given below. The lips are 2 mm
long along the flow direction, and are
outlined in white. The software used toconstruct these color maps attempts to
interpolate in regions were the density
changes abruptly and this causes the
lip edges to sometimes be displaced an
amount equal to the NS grid spacing.
J. Acoust. Soc. Am. 145(3), March 2019 N. Giordano 1523arguments as a portion of the fluid moves from point 1 to
point 2, with the assumptions of steady flow, an incompress-ible fluid, and negligible viscosity. The Bernoulli equation
can also be derived from the NS equation that describes
changes in the momentum with time. Denoting the compo-
nents of the velocity along x,y, and z(see Fig. 1)b y u,v,
andw, respectively, the kinematic viscosity by /C23, and taking
thexdirection to be the direction of net flow (the horizontal
direction in the plane of Fig. 2), the NS equation for the time
variation of ufor the air flow can be written as
@u
@tþu@u
@xþv@u
@yþw@u
@zþc2
q@q
@x/C0/C23r2u¼0; (2)
where cis the speed of sound.
The Bernoulli equation can be derived by integration of
Eq.(2)with the assumptions that the flow is along xso that
v¼w¼0, that the flow is steady so that udoes not vary with
time, and that viscous forces are negligible. With these
assumptions, only the second and fifth terms on the left-hand
side in Eq. (2)are nonzero. This approach to deriving the
Bernoulli equation allows one to estimate the effects of non-
steady flow and the importance of the viscosity as theseeffects give rise to the first and last terms on the left hand
side of Eq. (2).
In our analysis we will also need the relation between
the density and pressure, which is
DP¼c
2Dq; (3)
where DPandDqare the variations of the pressure and den-
sity relative to their background values of P0(1 atm) and q0
(the density of air). This relation assumes that viscous and
other losses are small, which should be a good approximation.
Using Eqs. (1)and(2)along with the simulation results for
the velocity and density as functions of time throughout the lip
region, we can test the accuracy of the Bernoulli equation as
applied to this flow problem. Our NS solution includes the
effects of nonsteady flow and viscosity while the Bernoulliequation does not, so we can test if, when, and to what degree
these effects make a significant contribution. Specifically, we
will use results for the flow velocity obtained from the NS cal-
culation together with the Bernoulli equation to obtain the
“Bernoulli prediction” for the pressure. This Bernoulli pressure
will then be compared to the actual pressure found in the NS
calculation. If there are significant differences, we then exam-ine the magnitudes of the acceleration and viscous terms in Eq.
(2)to gain insight into their importance.
We will find that at certain times during the lip oscilla-
tion cycle the Bernoulli equation works well, but that at
other times, when the lip channel is narrow, the predictionsof the Bernoulli equation fail significantly. We then also use
the Bernoulli pressure to calculate the force on the lips and
compare with the lip force obtained from the NS calculation.
IV. QUANTITATIVE ANALYSIS AND RESULTS
We first consider a case in which the lip channel is wide
open, Fig. 2(b). Figure 4shows results at this moment in thelip oscillation cycle for the pressure as a function of position
along the axis that passes along the center of the lip channel,
from left to right in Fig. 4(parallel to the xaxis in Fig. 1). In
Fig. 4the pressure is calculated in two different ways. The
solid curve is the value of the pressure derived from the solu-tion of the NS equations for the density together with Eq.(3); we will refer to this as the actual pressure, P
actual. The
solid symbols labeled as PBernoulli in Fig. 4are values of the
pressure P2derived from the Bernoulli equation [Eq. (1)]
with location 1 deep inside the mouth (far to left and beyond
the range of Fig. 3) where the pressure is approximately
independent of location. In evaluating Eq. (1)we obtain P1
from the actual pressure in the mouth and use the flow speed
calculated from the NS equations on the horizontal axis thatruns along the center of the lip channel in Fig. 2(note that
the variation of the density on this axis is also included, buthas only a small effect). It is seen that P
actual andPBernoulli in
Fig. 4agree quite well throughout the entire lip region; at
the instant considered in this case the lip channel begins atabout x¼22 mm and ends at x¼24 mm. Similarly good
agreement between the Bernoulli pressure and the actualpressure was found whenever the lip channel was wide openas in Figs. 2(b) and2(c). This suggests that the terms associ-
ated with the viscosity and with the acceleration in Eq. (2)
make negligible contributions under these conditions.
Hence, in the case of a fairly open lip channel it is quite
accurate, quantitatively, to use the Bernoulli equationtogether with the flow velocity to estimate the pressure in thelip channel. This “success” of the Bernoulli equation, asdemonstrated in Fig. 4is interesting for another reason.
Since the relation between the flow velocity and pressure aredescribed by the Bernoulli equation, one might think that
FIG. 4. Variation of the actual pressure and the pressure calculated with the
Bernoulli equation on the axis parallel to the net flow velocity running along
the center of the lip channel. These results were obtained at the time corre-
sponding to the images in part (b) in Figs. 2and3. In the evaluation of the
Bernoulli equation, point #1 in Eq. (1)was deep inside the mouth region at
x¼10 mm which was to the left of the region shown in Figs. 2and3. The
values of the Bernoulli pressure shown as the solid symbols were then
obtained as P2in Eq. (1). Note that these results were obtained long after the
lip oscillation and the variations of the pressure and flow velocity had
reached steady state. (Steady state was typically reached after about 20 peri-
ods of the fundamental frequency while these results were obtained after
about 50 periods.) The vertical dashed lines show the location of the start
and end of the lip channel.
1524 J. Acoust. Soc. Am. 145(3), March 2019 N. Giordanothis situation is analogous to stationary, frictionless flow in a
simple wide channel. However, in that case we would expectthe flow velocity be constant along the channel which means
that, according to the Bernoulli equation, the pressure should
also be constant. That is definitely not the case in Fig. 4,
since the pressure decreases significantly along the channel.
The explanation of this behavior seems to be that there is
some jet formation as the air enters the channel causing thevelocity to increase as one moves through the channel. At
the same time, the air farthest along the channel entered ear-
lier in time when the channel had a different width (i.e., abreakdown of the assumption of stationary flow) also caus-
ing a variation in the velocity. The key insight here is that
even though the Bernoulli equation seems to correctly relatethe flow velocity and pressure, the assumptions underlying
the Bernoulli approximation may still be breaking down.
This may have important implications for modeling.
Results for the pressure for a case in which the lip chan-
nel was narrow are shown in Fig. 5. These results for P
actual
and PBernoulli were obtained at the instant corresponding to
image (d) in Figs. 2and3. The Bernoulli pressure now devi-
ates quite significantly from the actual pressure. The leading
edge of the lips in this case was at x¼20.9 mm, while the
Bernoulli pressure begins to deviate strongly from Pactual at
x¼20.0 mm, which is well before the start of the lip
channel.
Intuitively, it is natural to suspect that the breakdown of
the Bernoulli equation seen in Fig. 5is due to the effect of
viscous forces when the lip channel is very narrow. The vis-cous forces are largest in this case, due to the no-slip ( u¼0)
boundary conditions for the flow at the edges of the lip chan-
nel. The importance of viscous forces is confirmed by exam-ining the spatial variation of the viscous term in the NSequation, Eq. (2). We consider the situation in which the
flow is along the xdirection (horizontal in Fig. 6) so that the
velocity components v¼w¼0, in which case this term
becomes /C23(@
2u/@y2). The variation of this term is shown in
Fig. 6as a function of position along the axis that runs
through the lip channel for the case of the open channel inFig. 4, and the narrow channel in Fig. 5. For the narrow
channel (the open symbols in Fig. 6) the magnitude of the
viscous term becomes large even before the channel entranceatx/C2520.9 mm and then decreases in magnitude on leaving
the channel. It is interesting that the viscous term alsoincreases in magnitude inside the channel even when thechannel is quite open (the closed symbols in Fig. 6), but is
still somewhat smaller than found for the nearly closed
channel. The key points shown in Fig. 6are that the viscous
term is small and slowly varying outside and upstreamfrom the lip channel as compared to inside the channel, andthat this term is much larger inside the channel when it isnarrow as compared to when the channel is wide. Note thatdownstream from the lip channel we certainly expect the
viscous term to be nonzero, as the jet emerging from the
lips breaks up.
It is also interesting to compare the acceleration term in
the NS equation, Eq. (2),@u/@t, for the cases of wide open
and nearly closed channels. Results for this term are shownin Fig. 7, where we show the variation of @u/@t, the first
term on the left-hand side on Eq. (2), along the lip axis for
the instants corresponding to Figs. 4and5, with the open
symbols again corresponding to the nearly closed channel
and the closed symbols corresponding to the wide open
channel. Physically, this term is the acceleration of the fluidat a particular location, and is thus large when the assump-tion of steady flow breaks down. For the open channel theacceleration term is small throughout the channel, andincreases to the right of the lip channel as the air jet breaks
up [Fig. 2(d)]. For the nearly closed channel the acceleration
FIG. 5. Variation of the actual pressure Pactual shown as the solid curve and
the pressure P2¼PBernoulli calculated with the Bernoulli equation on the
axis parallel to the net flow velocity running along the center of the lip chan-
nel. These results were obtained at the time corresponding to part (d) inFigs. 2and3, when the lip channel was relatively narrow and the flow was
still significant. Note that these results were obtained long after the lip oscil-
lation and the variations of the pressure and flow velocity had reached
steady state. (Steady state was typically reached after about 20 periods of
the fundamental frequency while these results were obtained after about 50
periods.) The vertical dashed lines show the location of the start and end of
the lip channel.FIG. 6. Viscous term in the NS equation Eq. (2),/C23(@2u/@y2), as a function
of position along the axis passing through the center of the lip channel when
the channel is wide open corresponding to Fig. 4(solid symbols) and when
the channel is nearly closed corresponding to Fig. 5(open symbols). The
start and end of the lip channel for these two cases are shown in Figs. 4and
5, and were slightly different in the two cases because of the swinging
motion of the lips.
J. Acoust. Soc. Am. 145(3), March 2019 N. Giordano 1525term increases rapidly in magnitude inside the channel as the
fluid slows rapidly due to the opposing viscous forces. Asfound with the viscous term, the acceleration term is seen to
be small and slowly varying outside and upstream from the
lip channel as compared to inside the channel. This term isalso much larger inside the narrow channel as compared to
when the channel is wide. Note that downstream from the lip
channel we also expect the acceleration term to be nonzero,as the jet must slow as it emerges from the lips. Finally, a
comparison with Fig. 6shows that for the narrow channel
the acceleration term is larger in magnitude than the viscousterm by roughly an order of magnitude
The results in Figs. 2and3show that the effects of fluid
acceleration and viscosity both become largest when the lipchannel is narrow and changing most rapidly in width. The
units are the same in the two figures allowing a direct com-
parison between the two effects, and it is seen that the accel-eration effect is generally larger. However, we caution that
in the analysis in Figs. 4and 5the effects are integrated
from deep in the mouth, so a simple comparison of the mag-nitudes at one or a few positions may not the best way to
compare.
The behavior seen in Figs. 6and 7is in qualitative
accord with expectations. One certainly expects the assump-
tions of steady flow and negligible viscosity to break down
at some point as the lip channel becomes narrow. However,the truly important question with regards to the accurate
modeling of the trumpet concerns how much this breakdown
affects the calculation of quantities such as the lip motion. Inparticular, how does the lip force calculated using the
Bernoulli equation to estimate the pressure near and between
the lips compare with the actual force on the lips? Here, to
be precise, we use the term “actual force” to mean the force
on the lips as found using the NS calculation. The most
straightforward way to calculate the actual force on a lip isto compute the product of the pressure at the lip surface andthe lip area, and integrate this product over the surface of the
lip. The actual force will have a component perpendicular to
the direction of net flow which will act to expand or shrink
the width of the lip channel, and a component parallel to the
direction of net flow which will cause the lips to swing back
and forth along the flow direction. It was explained in Ref. 1
that we used the immersed boundary algorithm to implement
the motion of the lips through the NS grid. It turns out that
this algorithm yields the actual lip force directly from the
algorithm as the force required to keep the lips moving con-sistently with the flow velocity at the lip surfaces.
14,15We
can thus calculate the actual force on the lips in two ways:
(1) Using the immersed boundary algorithm and (2) by inte-
grating the product of the lip area and the pressure obtained
from the NS calculation. We found that these two ways to
find the lip force gave the same result (to within the uncer-
tainties), thus providing a consistency check on our NS cal-
culations. The solid curve in Fig. 8shows the actual force on
one of the lips in the direction perpendicular to the net flow;
that is, along the ydirection in Fig. 1. (The actual force on
the other lip is equal in magnitude but opposite in sign and is
not shown here.)
The dotted curve in Fig. 8was calculated using the
Bernoulli pressure to estimate the perpendicular lip force.
Specifically, the dotted curve is PBernoulli /C2Aintegrated over
the surface of the lip inside the lip channel; we will refer to
this quantity as the “Bernoulli force.” (Note that the contri-
bution to the Bernoulli force from surfaces outside the lip
channel is very small and does not change any of our conclu-
sions below.) It is clear that the Bernoulli force differs
greatly from the actual force during about a quarter of each
oscillation cycle. Indeed, at certain times during each cycle,
such as near t¼51.9, 52.9, and 53.8 ms the Bernoulli force
is about a factor of 5 larger than the maximum value of the
actual force at any point in each cycle, while the actual force
during these times is very close to zero. At these times, the
Bernoulli force is qualitatively incorrect and would certainly
not be reliable for calculations of the lip motion. It is worth
noting that the times at which the Bernoulli force is
FIG. 7. Acceleration term in the NS equation, @u/@t, as a function of posi-
tion along the axis passing through the center of the lip channel when the
channel is wide open corresponding to Fig. 4(solid symbols) and when the
channel is nearly closed corresponding to Fig. 5(open symbols). The start
and end of the lip channel for these two cases are shown in Figs. 4and5,
and were slightly different in the two cases because of the swinging motion
of the lips.FIG. 8. Force on one of the lips in the direction perpendicular to the direc-
tion of mean flow. Solid curve: Perpendicular force obtained directly from
the NS simulation using the immersed boundary method. Dotted curve:
Estimate for the perpendicular force calculated using the Bernoulli equation
to calculate the pressure in the lip channel.
1526 J. Acoust. Soc. Am. 145(3), March 2019 N. Giordanoqualitatively incorrect are the times during each oscillation
cycle at which the lip channel is narrow, as in the case con-
sidered in Fig. 5. At other times the Bernoulli force agrees
reasonably well with the actual force, for example, near t
/C2552.3 and 53.2 ms, and these are times at which the lip
channel is fairly open as in the case in Fig. 4. (Results for
the lip width are given below in Fig. 10.)
It is also interesting to consider the force on the lips in
the direction parallel to the direction of net flow, that is, alongthexdirection in Fig. 1. The dotted curve in Fig. 9shows the
parallel force on one lip, while the solid curve in this figureshows the perpendicular force for comparison (this is theresult shown as the solid curve in Fig. 8). These are the actual
forces in the parallel and perpendicular directions. It is per-haps surprising that the parallel force is much larger than theperpendicular force during much of each oscillation cycle.However, this is readily understood when one realizes thatduring much of each cycle the upstream surface of the lip isdirectly exposed to the incoming flow, which essentiallypushes the lip forward. This parallel force is important since it
drives the swinging motion of the lip; indeed, this swinging
motion is seen to be quite important in Figs. 2and3.
Our results confirm that it is necessary to include the par-
allel force and the parallel lip motion as well, which is cer-tainly not surprising given that this lip model allows the lipsto swing along the direction of net flow, and is in accord withthe results of Adachi and Sato
4and other previous modeling.
In addition to being large in magnitude, the parallel force isseen to vary considerably during each oscillation cycle. Some
of this variation in the parallel force is due to the changes in
the orientations of the upstream and downstream lip surfacesas is evident in Fig. 3, and that orientation has been included
in some modeling of the lip motion (e.g., Adachi and Sato
4).
However, this component of the lip force also depends on thepressure on the upstream and downstream lip edges. To thebest of our knowledge the few modeling studies that havetreated the parallel lip motion (including the work of Adachiand Sato) have all assumed that the pressure on the upstreamedge of the lip is constant and equal to the mouth pressure farupstream. The images in Fig. 3suggest that the pressure on
the upstream surfaces of the lips varies substantially during
each oscillation cycle. This is confirmed in Fig. 10which
shows the pressure quantitatively as a function of time at sev-eral locations. The pressure deep in the mouth varies onlyabout 15% during each oscillation cycle, an amount similar tothat found experimentally.
12In contrast, the pressure right at
the entrance to the lips, which we will term Pentrance ,v a r i e s
quite substantially with time, approaching the mouth pressureonly when the lip channel is nearly closed. This large varia-tion of P
entrance is important for our discussion since the paral-
lel force on the upstream edge of a lip is equal to the product
ofPentrance and the lip area integrated over the upstream sur-
face of the lip (with allowance for the slope of the lip). Theparallel force on the downstream edge of a lip is given by asimilar relation involving the pressure at the lip exit.However, the pressure at the lip exit is smaller and variesmuch less than P
entrance , so the parallel lip force and its time
dependence is dominated by the force on the upstream edge.Our results thus show that it is important to include the varia-tion of P
entrance with time. That variation has not been
included in previous discussions of the lip motion, but can bereadily accounted for in NS based calculations.
V. CONCLUSIONS
The goal of this paper has been to report a careful analy-
sis of the flow velocity, density, and lip force obtained froma direct numerical simulation of a lip reed instrument usingFIG. 10. Top: Variation of the width of the lip channel width with time.
Bottom: Pressure as a function of time derived from the NS calculation atvarious locations on the axis parallel to the direction of net flow (the xdirec-
tion in Fig. 1) that passes along the center of the lip channel. The pressure in
the mouth shown here was recorded far upstream from the lips; the mouth
pressure is essentially independent of position if one is more than about
1 mm upstream from the lip channel entrance. The other curves show the
pressure at the entrance to the lip channel, the center of this channel, and at
the channel exit.FIG. 9. Actual force on one of the lips in the direction parallel to the direc-
tion of mean flow (dotted curve) and perpendicular to the direction of mean
flow (solid curve). The perpendicular force is also shown as the black curve
in Fig. 8. Note that the vertical scale here is different than in Fig. 8. The
results shown here for both the perpendicular and parallel forces were
obtained using the immersed boundary method algorithm.
J. Acoust. Soc. Am. 145(3), March 2019 N. Giordano 1527the NS equations. All previous simulations of such instru-
ments have used approximate treatments of the flow alongwith the Bernoulli equation to relate the flow properties to
the pressure and then to the force on the lips. Estimates of
the lip force are essential for calculating the associated lipmotion and oscillations. Our analysis shows clearly the lim-
its of the Bernoulli equation for estimating the pressure near
and between the lips. When the lip channel is fairly open,the Bernoulli equation seems to work well, but this is only
during a portion of the oscillation cycle. During much of the
oscillation cycle, when the lip channel is closed or nearlyclosed, the Bernoulli equation leads to a prediction for lip
force that differs drastically in magnitude and time depen-
dence from the actual lip force. In addition, we find that theparallel force on the lips, that is, the force in the direction of
net flow, also varies quite significantly during each lip oscil-
lation cycle, and drives strong lip motion in this direction. Aquantitative description of this parallel motion must include
the variation of the upstream pressure with time, a variation
which has not been described in nearly all previous model-ing, and is very challenging to access experimentally.
Our results show that accurate modeling of lip reed
instruments such as the trumpet with direct solutions of theNS equations is now feasible using available supercom-
puters. At the same time, our results indicate that if one
wants to build new simpler models that avoid the NS equa-tions in favor of Bernoulli-like approximations, one must
include the effects of fluid acceleration and viscous forces in
the flow calculations.
ACKNOWLEDGMENTS
The author thanks D. A. Maurer for a useful discussion.
This work was supported by the U.S. National Science
Foundation Grant No. PHY1513273. The computations werecarried out at the Rosen Center for High Performance
Computing at Purdue University and with computationalfacilities supported by the Office of Information Technology
at Auburn University.
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1.5045629.pdf | Selective activation of an isolated magnetic skyrmion in a ferromagnet with microwave
electric fields
Akihito Takeuchi , and Masahito Mochizuki
Citation: Appl. Phys. Lett. 113, 072404 (2018); doi: 10.1063/1.5045629
View online: https://doi.org/10.1063/1.5045629
View Table of Contents: http://aip.scitation.org/toc/apl/113/7
Published by the American Institute of Physics
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Applied Physics Letters 112, 182401 (2018); 10.1063/1.5023003Selective activation of an isolated magnetic skyrmion in a ferromagnet
with microwave electric fields
Akihito Takeuchi1,a)and Masahito Mochizuki2,3,b)
1Department of Physics and Mathematics, Aoyama Gakuin University, Sagamihara, Kanagawa 252-5258,
Japan
2Department of Applied Physics, Waseda University, Okubo, Shinjuku-ku, Tokyo 169-8555, Japan
3PRESTO, Japan Science and Technology Agency, Kawaguchi, Saitama 332-0012, Japan
(Received 22 June 2018; accepted 31 July 2018; published online 15 August 2018)
We theoretically reveal that pure eigenmodes of an isolated magnetic skyrmion embedded in a
ferromagnetic environment can be selectively activated using microwave electric fields without
exciting gigantic ferromagnetic resonances, in contrast to conventional methods using microwavemagnetic fields. We also demonstrate that this selective activation of a skyrmion can efficiently
drive its translational motion in a ferromagnetic nanotrack under application of an external
magnetic field inclined from the normal direction. We find that a mode with combined breathingand rotational oscillations induces much faster skyrmion propagation than the breathing mode
studied in a previous work [Wang et al. , Phys. Rev. B 92, 020403(R) (2015)]. Published by AIP
Publishing. https://doi.org/10.1063/1.5045629
A skyrmion crystal, a hexagonally crystalized state of
magnetic skyrmions,
1–6has characteristic resonance modes at
microwave frequencies,7–10which give rise to intriguing physi-
cal phenomena11such as microwave directional dichroism,12–15
spin-voltage induction,16,17and spin-current generation.18
When a static magnetic field Hexis applied perpendicular to a
thin-plate specimen of the skyrmion-hosting magnet, severaltypes of spin-wave modes emerge depending on the microwave
polarization.
7A microwave magnetic field Hxnormal to the
skyrmion plane ( Hx
?) activates the so-called breathing mode in
which all the skyrmions constituting the skyrmion crystal uni-
formly expand and shrink in an oscillatory manner. On the
other hand, the Hxfield within the skyrmion plane ( Hx
k) acti-
vates two types of rotation modes with opposite rotational
senses, in which cores of all the skyrmions circulate uniformly
in counterclockwise and clockwise ways.
In addition to the crystallized form, skyrmions can
appear as individual defects in a ferromagnetic state; such
skyrmions are also expected to have peculiar collectivemodes.
19Isolated skyrmions confined in a nano-ferromagnet
are potentially useful for applications20to memory devices,21
magnonics devices,22–24spin-torque oscillators,25,26and
microwave sensing devices.27As such, it is necessary to clar-
ify the microwave-active eigenmodes of a single skyrmion in
a ferromagnetic specimen.
In addition, it is important to establish a way to manipu-
late isolated skyrmions using microwaves for their device
application. As the microwave field Hx
?cannot activate pre-
cessions of the magnetizations when the microwave field is
applied parallel to them, we can activate pure breathing-type
skyrmion oscillations with Hx
?under a perpendicular Hex
field without exciting the background ferromagnetic state.
However, once the Hexfield is inclined, the microwave mag-
netic field Hx
?excites huge ferromagnetic resonances, whichdrown out the weaker skyrmion resonances. Moreover, the
microwave energy is absorbed by the sample when exciting
the gigantic ferromagnetic resonances, which would inevita-
bly result in high energy consumption and considerable tem-
perature rise. Therefore, a technique to selectively activate
an isolated skyrmion is urgently required.
In this letter, we first theoretically show that the eigenmo-
des of an isolated skyrmion embedded in a ferromagnetic envi-
ronment can be selectively activated with a microwave electricfield E
xvia oscillatory modulation of the Dzyaloshinskii-
Moriya interaction (DMI) without activating ferromagnetic
resonances. We then demonstrate that translational motion of
the skyrmion can be driven through activating its resonance
modes using this electric technique in an inclined Hexfield.
The latter part of the research was motivated by the recent the-
oretical work by Wang et al. that demonstrated skyrmion prop-
agation via activating the breathing mode with a microwave
Hx
?field.28Our study reveals that skyrmion motion can be
driven not only by the breathing mode but also by other Ex-
active modes. Furthermore, we find that a mode with com-
bined clockwise and breathing oscillations can induce much
faster propagation of the skyrmion than the previously studiedbreathing mode. Our findings pave a way toward efficient
manipulation of isolated skyrmions in nano-devices via the
application of microwaves.
We consider a magnetic bilayer system composed of a
ferromagnetic layer and a heavy-metal layer with strongspin-orbit interactions [see Fig. 1(a)], where the spatial
inversion symmetry is broken at their interface, and thereby
the DMI is active. An inclined magnetic field H
ex¼ðHx;0;HzÞ
with Hx¼Hztanhis applied, where his the inclination
angle [see Fig. 1(b)]. For 0/C14<h/C2090/C14, the Hexfield is
inclined toward the positive xdirection. The DMI favors a
rotating alignment of the magnetizations, which results in
the formation of a Neel-type skyrmion. The skyrmion has acircular symmetry under a perpendicular H
exfield ( h¼0/C14),
but has disproportionate weight in distributions of thea)Electronic mail: akihito@phys.aoyama.ac.jp
b)Electronic mail: masa_mochizuki@waseda.jp
0003-6951/2018/113(7)/072404/5/$30.00 Published by AIP Publishing. 113, 072404-1APPLIED PHYSICS LETTERS 113, 072404 (2018)
magnetizations and scalar spin chiralities [see Figs. 1(c)and
1(d)]. To describe the magnetism in this magnetic bilayer
system, we employ a classical Heisenberg model on a square
lattice with magnetization vectors miwhose norm mis
unity.29,30The Hamiltonian contains the ferromagnetic-
exchange interaction, the Zeeman coupling to the magnetic
fields, and the interfacial DMI
H¼/C0 JX
hi;jimi/C1mj/C0HexþHðtÞ ½/C138 /C1X
imi
þDðtÞX
iðmi/C2miþ^xÞ/C1^y/C0ðmi/C2miþ^yÞ/C1^x/C2/C3:(1)
Here, HðtÞ¼ð 0;0;HzðtÞÞandEðtÞ¼ð 0;0;EzðtÞÞrepresent
time-dependent magnetic and electric fields applied perpen-dicular to the sample plane, respectively. We neglect magnetic
anisotropies because they do not alter the results qualitatively
although stability of the skyrmions and resonant frequenciesof the eigenmodes may be slightly changed. The strength of
the interfacial DMI can be tuned by applying a gate electric
field normal to the plane via varying the extent of the spatial
inversion asymmetry.
31,32The DMI coefficient DðtÞ¼D0
þDDðtÞhas two components, namely, a steady component
D0and a EðtÞ-dependent component DDðtÞ¼jEzðtÞwith j
being the coupling constant. We take J¼1 for the energy
units and take D0=J¼0.27. For the inclined magnetic field,
we take Hz¼0.057 with hbeing a variable. The unit conver-
sions when J¼1 meV are summarized in Table I.
We simulate the magnetization dynamics by numeri-
cally solving the Landau-Lifshitz-Gilbert equation using
the fourth-order Runge-Kutta method. The equation is
given by
dmi
dt¼/C0cmmi/C2Heff
iþaG
mmi/C2dmi
dt: (2)
Here, aG(¼0.04) and cmare the Gilbert-damping constant
and the gyrotropic ratio, respectively. The effective field
Heff
iis calculated as Heff
i¼/C0 ð 1=cm/C22hÞ@H=@mi.We first calculate the dynamical electromagnetic and
magnetic susceptibilities vemandvmm
vemðxÞ¼ffiffiffiffiffil0
/C150rDMx
z
Epulse;vmmðxÞ¼DMx
z
l0Hpulse: (3)
After applying a short pulse HzðtÞorEzðtÞwith duration of
Dt¼1 in the units of J=/C22h, we trace time profiles of the net
magnetization MzðtÞ¼ð 1=NÞP
imziðtÞandDMzðtÞ¼MzðtÞ
/C0Mzð0Þand obtain the Fourier transform DMx
z. Dividing
this quantity by an amplitude of the pulse HpulseorEpulse,w e
obtain these susceptibilities. The calculations are performedusing a system of N¼160/C2160 sites with periodic bound-
ary conditions.
Figure 2(a) displays the imaginary parts of the electro-
magnetic susceptibilities Im v
emðxÞfor several values of h,
which describe the response of the magnetizations to the
Exfield. When h¼0/C14, the spectrum exhibits a single peak
corresponding to the breathing mode activated by the oscil-lating DMI under the application of an AC electric field.When the H
exfield is inclined with h6¼0/C14, two additional
modes emerge, one with a higher and the other with a lower
frequency than the breathing mode. The intensities of theadditional modes increase, whereas the intensity of theoriginal breathing mode is increasingly suppressed as h
increases.
The imaginary parts of the magnetic susceptibilities
Imv
mmðxÞin Fig. 2(b) describe the response of the magnet-
izations to the Hxfield. We find that only a breathing mode
(m-mode 2) appears when the Hexfield is perpendicular
(h¼0/C14); however, its intensity decreases as hincreases.
Remarkably, a large ferromagnetic resonance from the sur-rounding ferromagnetic magnetizations emerges under an
inclined H
exfield, whereas it is totally silent under the per-
pendicular Hexfield. We also find an additional mode (m-
mode 1) at lower frequencies.
In reality, the skyrmion has another Hx-active mode (m-
mode 3) at higher frequencies, but it is hidden behind the gigan-
tic ferromagnetic resonance and thus cannot be seen in thespectra of Im v
mmðxÞ. We can see this weak response of the
skyrmion to the Hxfield by focusing on the vector spin chiral-
ities, si¼P
cmi/C2miþc(c¼^x;^y). The calculated imaginary
parts of the dynamical susceptibilities Im vmc
aðxÞfor the a-com-
ponent of the vector spin chira lity Sa¼ð1=NÞP
isai
(a¼x;y)a r es h o w ni nF i g . 2(c). We find that they coincide
with the spectra of Im vemðxÞin Fig. 2(a). These results indicate
that the magnetic method using Hxcannot selectively activate
the eigenmodes of an isolated skyrmion in the ferromagneticspecimen; however, the results show that the electrical methodusing E
xcan achieve this. This electrical technique is antici-
pated to play a crucial role for developing future skyrmion-
based devices.
FIG. 1. (a) Schematics of a magnetic bilayer system hosting skyrmions sta-
bilized by the interfacial Dzyaloshinskii-Moriya interaction. (b) External
magnetic field Hex, where his an inclination angle from the normal direc-
tion. (c) and (d) Color maps of the normal component of magnetizations mz
(c) and scalar spin chiralities cs(d) of a skyrmion under a perpendicular Hex
field. In-plane components of the magnetizations ( mx,my) are displayed by
arrows. (e) and (f) Those under an inclined Hexfield with h¼30/C14.TABLE I. Unit conversion table when J¼1 meV.
Exchange int. J¼1 1 meV
Time t¼1 0.66 ps
Frequency f¼x=2px ¼0:01 2.41 GHz
Magnetic field H¼1 8.64 T072404-2 A. Takeuchi and M. Mochizuki Appl. Phys. Lett. 113, 072404 (2018)Based on the susceptibility data, we find that an isolated
skyrmion in a ferromagnetic specimen has three low-lyingeigenmodes. In Fig. 3, we show simulation results of snap-
shots for h¼30
/C14. It is found that all of these modes have the
breathing component, i.e., they show oscillatory expansionand shrinkage. Among these three modes, the higher-
frequency mode ( x¼0.0664) can be regarded as a pure
breathing mode, whereas the other two modes show distinctbehaviors. The lower-frequency mode ( x¼0:0453) is
accompanied by a clockwise rotation of skyrmion in an ellip-
tical orbit oriented horizontally against the inclined directionofH
exas shown in Fig. 3(a). The moderate-frequency mode
(x¼0:0513) is also accompanied by the clockwise rotation
of the skyrmion in an elliptical orbit, but its trajectory is ori-ented vertically against the inclined direction of H
exas
shown in Fig. 3(b). The higher-lying pure breathing mode atx¼0.0664 does not show any rotational component [Fig.
3(c)]. The three Ex-active modes are referred to as e-modes
1, 2, and, 3 [see Figs. 2(a)and3].
Next, we numerically investigate the translational
motion of a skyrmion driven by the electrically activated res-onance modes under an inclined H
exfield [see Fig. 4(a)].
Here, the inclination angle of Hexis fixed at h¼30/C14. The
amplitude of the AC electric field EzðtÞ¼Ex
zsinxtis fixed
atjEx
z¼0:05D0¼0:0135. A recent experiment for Ta/
FeCoB/TaO xreported a huge E-field-induced variation of
the interfacial DMI that reaches 140% when the applied volt-age is 10 V. This observation supports the experimental fea-
sibility of the 5% modulation assumed here. Figure 4(b)
shows simulated snapshots of the skyrmion motion when theE
xfield with x¼0.0513 is applied, which indeed displays
propagation in the negative xdirection.
The trajectories of the propagating skyrmion during a
time period from t¼0t ot¼5000 are shown in Fig. 4(c)for
three different Ex-active modes at x¼0.0453, 0.0513, and
0.0664. They were obtained by tracing the center-of-masscoordinate ( j
x,jy) of the topological-charge distribution
jc¼X
i¼ðix;iyÞiccsðix;iyÞ/C30X
i¼ðix;iyÞcsðix;iyÞ; (4)
with
cs¼1
8pmi/C1ðmiþ^x/C2miþ^yÞþmi/C1ðmi/C0^x/C2mi/C0^yÞ/C2/C3:(5)
We find that the direction and velocity of the motion
vary depending on the skyrmion resonance mode. For all the
modes, the skyrmion moves mainly in the negative xdirec-
tion. However, the trajectories for e-modes 2 and 3 are
slightly slanted toward the negative ydirection; meanwhile,
the trajectory for e-mode 1 is perfectly parallel to the xaxis.
FIG. 2. Imaginary parts of (a) the electromagnetic susceptibility Im vemðxÞ, (b) the magnetic susceptibility Im vmmðxÞ, and (c) the chirality susceptibility
Imvmc
aðxÞfor several values of h. Here, an inclined magnetic field Hex¼ðHztanh;0;HzÞwith Hz¼0.057 is applied. Three Ex-active modes are labeled as e-
modes 1–3 in (a), whereas the three Hx-active modes are labeled as m-modes 1–3 in (b) and (c). The extremely intense mode around x/C240:05–0:06 in (b) is
the ferromagnetic resonance (FMR).
FIG. 3. Simulated snapshots of the magnetization dynamics for three Ex-
active eigenmodes (e-modes 1–3) of an isolated skyrmion in the ferromag-
netic specimen under an inclined Hexfield, where Hz¼0.057 and h¼30/C14.072404-3 A. Takeuchi and M. Mochizuki Appl. Phys. Lett. 113, 072404 (2018)Interestingly, despite the slanted trajectory for e-mode 2, its
traveling distance along the xaxis is identical to that of the
trajectory for e-mode 1, which is directed perfectly along the
xaxis. It can also be seen that the directions of the skyrmion
movement for e-modes 2 and 3 are the same, even though
their traveling distances are different. The traveling distancefor e-mode 3 is much shorter than that for e-mode 2 because
of the smaller intensity of the latter mode, as can be seen in
the inset of Fig. 4(c).
In Figs. 4(d)and4(e), we plot the velocities v¼ðv
x;vyÞ
of the skyrmion for three different Ex-active modes (see the
right vertical axes) as functions of the strength of the time-
dependent DMI, i.e., jEx
z. The values are calculated from
the simulated displacements of the skyrmion in the xandy
directions for a time period from t¼2000 to t¼10 000 (see
the left vertical axes) by assuming J¼1 meV and a¼5A˚
with abeing the lattice constant. It can be seen that the
velocities are proportional to the square of jEx
z, and they are
on the order of 10/C01m/s. In fact, the traveling speed of the
skyrmions achieved using this technique turns out to be rela-
tively slow compared with the speed achieved in techniques
based on electric-current injection.33–40However, the presenttechnique has an advantage: it is free from the Joule heating,
and thus the energy consumption and the temperature risecould be significantly suppressed.
We finally study the skyrmion motion driven by AC mag-
netic fields H
xunder an inclined Hexfield with Hz¼0.057
andh¼30/C14.T h e Hxis applied perpendicular to the skyrmion
plane, which is given by Hx
zsinxtwith Hx
z¼0:05Hz
¼0:00285. The simulated trajectories and velocities v
¼ðvx;vyÞare shown in Figs. 4(f)and4(g), respectively. We
find that the trajectories are again oriented almost in the nega-tive xdirection; however, for the ferromagnetic resonance
mode with x¼0.0664, the trajectory is slanted toward
the positive ydirection, which contrasts with the case of the
E
x-active mode. Noticeably, the higher-frequency mode with
x¼0.0664 has a much faster propagation of the skyrmion
than the other two modes. However, the usage of this mode isnot energetically efficient because this mode is not an eigen-mode of the isolated skyrmion but a very intense resonance of
the vast ferromagnetic magnetizations, which necessarily
leads to large energy consumption and considerable rise ofdevice temperatures.
In summary, we have theoretically found that resonance
modes of an isolated skyrmion in a ferromagnet can be acti-
vated by application of AC electric fields through oscillatory
variation of the interfacial DMI. The advantage of thismethod compared with conventional methods using AC
magnetic fields is that we can selectively excite skyrmions
without activating gigantic ferromagnetic resonances; thisresults in a significant suppression of both energy consump-
tion and temperature rise. Our result revealed that among the
three E
x-active modes, the mode with combined clockwise
and breathing oscillations induces much faster skyrmionpropagation than the previously studied breathing mode. Our
findings will pave a way toward the efficient manipulation of
isolated skyrmions and thus will be useful for futureskyrmion-based devices.
This work was supported by JSPS KAKENHI (Grant
No. 17H02924), Waseda University Grant for Special
Research Projects (Project Nos. 2017S-101 and 2018K-257),
and JST PRESTO (Grant No. JPMJPR132A).
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1.3549438.pdf | Optimum design consideration for interferometric spin wave logic operations
Y. Nakashima, K. Nagai, T. Tanaka, and K. Matsuyama
Citation: Journal of Applied Physics 109, 07D318 (2011); doi: 10.1063/1.3549438
View online: http://dx.doi.org/10.1063/1.3549438
View Table of Contents: http://scitation.aip.org/content/aip/journal/jap/109/7?ver=pdfcov
Published by the AIP Publishing
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163.118.172.206 On: Thu, 02 Jul 2015 16:12:10Optimum design consideration for interferometric spin wave logic
operations
Y . Nakashima, K. Nagai, T. Tanaka,a)and K. Matsuyama
Kyushu University, Department of Electronics, Motooka 744, Nishi-ku, Fukuoka 819-0395, Japan
(Presented 16 November 2010; received 24 September 2010; accepted 9 November 2010; published
online 25 March 2011)
In the present study, the operational modes and the structural design are optimized to realize
potential performance in the interferometric spin wave logic circuits. Successive functional
operations, such as generation, propagation, and inductive detection of spin wave packets are
numerically studied by using micromagnetic simulations. The logic input is coded with the phaseof pulsed microwave currents applied through the generators. Among the various kinds of the
investigated spin wave (SW) modes, the backward volume mode exhibits superior performance.
Various structural and operational parameters, including the pulsed microwave frequency and thefilm thickness of the magnetic strip, were optimized by taking the inductive output voltage ( V
out)a s
a quantitative criterion. The several orders of difference obtained in the Voutfor the different logic
inputs demonstrates the successful exclusive-not-OR operation. VC2011 American Institute of
Physics . [doi: 10.1063/1.3549438 ]
I. INTRODUCTION
Magnetostatic spin waves (MSW) have recently attracted
practical interest as novel information carriers in spintronicsdevices. Spin wave interferometers and current controlling of
the phase were studied with Mach-Zehnder-type device
structures.
1–3Another type of magnetic logic device utilizing
the interference between the spin wave packets (SWPs) has
also been proposed.4,5Deep understanding of the dynamic
properties of the SWP and optimum design consideration arekey issues to realize the spin based interferometric devices.
In the present study, fundamental device operations of
nucleation, propagation, mutual interference and inductivedetection of SWPs are numerically studied by using micro-
magnetic simulations. The device performances are also
compared for the three different spin wave modes of magne-tostatic surface wave (MSSW), magnetostatic forward vol-
ume wave (MSFVW), and magnetostatic backward volume
wave (MSBVW).
II. NUMERICAL SIMULATIONS
Cooperative spin dynamics were investigated by solving
the Landau-Lifshitz-G ilbert equation with a finite differential
method. The accuracy of the numerical simulation was
determined from comparison with the previously reported ex-perimental results.
6The experimentally observed spin wave
packet group velocity of 13.1 km/s reasonably agrees with the
simulation result of 12.8 km/s, assuming the same materialparameters and device structures. In the following simulations
standard material parameters for a ferromagnetic material
are assumed; the saturation magne tization, exchange stiffnessconstant, and Gilbert damping constant are assumed to be 680
emu/cm
3,3 . 0/C210/C07erg/cm and 0.01, respectively. The longi-
tudinal bias field Hb, x, the transverse bias field Hb, y,a n dt h ep e r -
pendicular anisotropy field Hk, za r ea s s u m e dt od e fi n et h e
precession axis for the MSBVW, MSSW and MSFVW modes,respectively. The values of H
b, x,Hb, y,a n d Hk, zare chosen so
that the ferromagnetic resonance frequency of the uniform
mode ( k¼0) becomes identical (7.9 GHz) for the three
configurations.
The schematic figure of designed device structure is
shown in Fig. 1. A ferromagnetic strip with 82 mm length
and 5 mm width was assumed as a spin wave guide. Hair-pin
shape conductors (SWG1, SWG2) with 0.3 mm width and
0.2mm gap are used for the generation of the SWPs. The
SWPs are nucleated with nonuniform Oersted fields induced
from the one cycle application of pulsed microwave current
applied through the generators. The initial phase angle uof
the pulsed microwave is used as the bit information. The
data “1” and “0” are coded by u¼0 and prad. The interfero-
metric operation is verified from the inductive output voltageV
outcalculated from the time differential of the whole mag-
netic flux Uinside the spin wave detector with 0.2 mm gap
width, where the SWPs emitted from the two generators aresuperposed. The frequency of the pulsed microwave and the
FIG. 1. Schematic figure of the interferometric spin wave logic device, con-
structed with the spin wave guide of a ferromagnetic strip, spin wave genera-
tors (SWG1, SWG2) and the spin wave detector (SWD).a)Author to whom correspondence should be addressed: Electronic mail:t-tanaka@ed.kyushu-u.ac.jp.
0021-8979/2011/109(7)/07D318/3/$30.00 VC2011 American Institute of Physics 109, 07D318-1JOURNAL OF APPLIED PHYSICS 109, 07D318 (2011)
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163.118.172.206 On: Thu, 02 Jul 2015 16:12:10film thickness of the SW guide are optimized for three differ-
ent spin wave modes so that the Voutfor a single SWP emit-
ted with the same conductor current amplitude becomesmaximum. The optimized values of f
g, opt and doptfor the
three spin wave modes are 8.9 GHz and 100 nm for MSSW,
7.9 GHz and 130 nm for MSFVW, and 6.9 GHz and 900 nmfor MSBVW, respectively.
III. RESULTS AND DISCUSSION
The SWP logic operations performed for the MSBVW
mode are shown in Fig. 2, where the waveforms of the Vout
are plotted for various logic inputs. The notation “N” means
no input. The Voutfor the logic input “11” is almost twice that
for the single SWP (“1N”), which demonstrates the superposi-
tion of the two SWPs with the same u. Several orders of
smaller Voutfor the logic input “01” represents the cancella-
tion of the two SWPs with the relative phase difference of p
rad. In contrast, the values of Voutfor the MSSW mode are
markedly different depending on the propagation direction of
SWP, as shown in Figs. 3(a)and3(b). Resultantly, the cancel-
lation for the out of phase SWP was imperfect, as shown inFig.3(c). The results originated from the nonreciprocal prop-
erties of the SWP emission in the MSSW mode.
6
Figure 4shows the deterioration of the logic perform-
ance due to the dislocation of the detector position. Since the
relative phase angle at the detector depends on the propaga-
tion distance of the SWP, the maximum output voltageV
out, max for the logic input “11” decreases with the increase
of the dislocation distance txand vice versa for “01”.
Although the structural dislocation results in the degradedinterferometric operation, the t
xof 0.1 mm still exhibits apractical Vout, max difference of 113 mV/mm2for the input
“11” and 47 mV/mm2for “01”.
The ratio of Vout, max for the input “11” and “01” is plot-
ted in Fig. 5as a function of tx.The results for the MSBVW
and MSFVW modes are compared in the figure. Superior
logic operation is realized in the MSBVW, where the ratio of
Vout, max for the two logic inputs reaches 115 dB at tx¼0mm.
This excellent performance is due to the almost perfect can-
cellation for the logic input “01”, where the Vout, max is only
0.21 nV/ mm2.
A soliton like behavior of the colliding SWPs is demon-
strated in Fig. 6. In the simulation, the detector position is
artificially dislocated at tx¼/C02mm so that the SWPs from
both sides of the generators can be individually detected
with a time delay. Fig. 6(a) presents the reference Voutfor
the single SWP. The first and second Voutsignals shown in
Fig. 6(b) come from the SWPs generated at the left- and
right- hand side generators. No distinguishable difference is
observed for the Voutin Figs. 6(a) and6(b), noted as SWG2
in the figure. The results indicate that the collision of the
SWPs does not affect the following propagation.
Figure 7presents an interaction of the propagating SWP
with the current induced pulsed magnetic field. An additional
control conductor with the same design as the generator is
located at the mid-to-mid 1 mm separation from the genera-
tor. The simulations are performed for the pulsed microwave
control currents with opposite polarities noted as u¼0,pin
the figure, and various delay times Td. As shown in the fig-
ure, the control fields enlarge or suppress the Vout, max ,
depending on the polarity and the values of Td. The
FIG. 2. Wave forms of inductively detected output voltage in MSBVW
mode for different logic inputs; (a) “11”, (b) “01”, and (c) “1N”. The logic
data “1” and “0” are coded by the phase angle u¼0 and pof the pulsed
microwave current for the spin wave packet generation. The notation “N”
means no input.
FIG. 3. Wave forms of inductively detected output voltage in MSSW mode
for different logic inputs; (a) “0N”, (b) “N1”, and (c) “01”.
FIG. 4. Maximum output voltage as a function of the dislocation distance tx
of the detector. The dislocation affects the relative phase difference at the
detector, which modulates the interferometric output.
FIG. 5. Ratio of maximum output voltage for logic inputs of “11” and “10”versus the dislocation distance of detector; (a) MSBVW, (b) MSFVW.07D318-2 Nakashima et al. J. Appl. Phys. 109, 07D318 (2011)
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163.118.172.206 On: Thu, 02 Jul 2015 16:12:10considerable modulation of the output signal amplitude with
the control fields demonstrates the possibility of the amplifi-cation and the attenuation of the SWP in the logic circuit.
IV. CONCLUSION
Interferometric logic operations utilizing spin wave
packets were numerically studied. Fundamental operations
of nucleation, propagation, interference, and inductive detec-tion of spin wave packets are numerically studied by using
micromagnetic simulations. The operation modes and the
structural design were optimized to realize a practical per-formance. The logic inputs were coded by the relative phase
difference of the pulsed microwave currents applied through
the generators. Among the various investigated spin wavemodes, the backward volume mode exhibited superior
performance. The numerically predicted 115 dB difference
in the output voltage for the logic inputs of “11” and “01”
demonstrates the successful logic operation.
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and T. Ono, Appl. Phys. Lett. 97, 022508 (2010).
FIG. 6. Wave forms of inductively detected output voltage; (a) single spin
wave packet, (b) two conflicting spin wave packets. Almost the same wave
forms, noted as SWG2, suggest that the conflict causes no distinguishableinfluence on the spin wave packets propagation.
FIG. 7. Control the propagating spin wave packets with pulsed microwavecurrent with opposite polarity ( u¼0,p) and various delay times T
d. The
current induced magnetic fields enhance or attenuate the precession of the
spin wave, depending on the relative phase difference.07D318-3 Nakashima et al. J. Appl. Phys. 109, 07D318 (2011)
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163.118.172.206 On: Thu, 02 Jul 2015 16:12:10 |
1.3243985.pdf | Nonlinear motion of coupled magnetic vortices in
ferromagnetic/nonmagnetic/ferromagnetic trilayer
Su-Hyeong Jun, Je-Ho Shim, Suhk-Kun Oh, Seong-Cho Yu, Dong-Hyun Kim et al.
Citation: Appl. Phys. Lett. 95, 142509 (2009); doi: 10.1063/1.3243985
View online: http://dx.doi.org/10.1063/1.3243985
View Table of Contents: http://apl.aip.org/resource/1/APPLAB/v95/i14
Published by the American Institute of Physics.
Additional information on Appl. Phys. Lett.
Journal Homepage: http://apl.aip.org/
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Downloaded 29 Mar 2013 to 160.36.192.221. This article is copyrighted as indicated in the abstract. Reuse of AIP content is subject to the terms at: http://apl.aip.org/about/rights_and_permissionsNonlinear motion of coupled magnetic vortices in ferromagnetic/
nonmagnetic/ferromagnetic trilayer
Su-Hyeong Jun,1Je-Ho Shim,1Suhk-Kun Oh,1Seong-Cho Yu,1Dong-Hyun Kim,1,a/H20850
Brooke Mesler,2and Peter Fischer3
1Department of Physics, Chungbuk National University, Cheongju 361-763, South Korea
2Lawrence Berkeley National Laboratory, Center for X-ray Optics, Berkeley, California 94720, USA
and Applied Science and Technology Graduate Group, UC Berkeley, Berkeley, California 94720, USA
3Lawrence Berkeley National Laboratory, Center for X-ray Optics, Berkeley, California 94720, USA
/H20849Received 20 May 2009; accepted 15 September 2009; published online 9 October 2009 /H20850
We have investigated a coupled motion of two parallel vortex cores in ferromagnetic/nonmagnetic/
ferromagnetic trilayer cylinders by means of micromagnetic simulation. Dynamic motion of twovortices with parallel and antiparallel relative chiralities of curling spins around the vortex coreshave been examined after excitation by 1 ns pulsed external field, revealing a nontrivial coupledvortices motion. © 2009 American Institute of Physics ./H20851doi:10.1063/1.3243985 /H20852
Recently, spin dynamics in confined geometry has at-
tracted growing interest due to potential application of spin-tronics and magnetic storage in ferromagnetic nanoelements.It is well known that a magnetic vortex structure is formed invarious confined geometries due to minimization of magne-tostatic and exchange energies. Numerous studies have beendevoted to understand the vortex structure
1and dynamics.2–5
In particular, the understanding of magnetic vortex dynamics
becomes more essential in the realization of nanometer scalespintronic devices and memory devices.
6,7We know that a
magnetic vortex is driven to move under an external mag-netic field
2,8or excited to move by a spin transfer torque.6
The motion of the vortex is known to be gyrotropic with
circular trajectories in excited states.2,6,8
Interaction between magnetic vortices was recently in-
vestigated for trilayer films with two ferromagnetic layersdisplaced by a nonmagnetic spacer layer, where the simu-lated motion of vortices was predicted to be similar to adamped simple harmonic oscillation with a weak couplingbetween two vortices.
9An experimental study has been re-
ported on coupled vortex dynamics in multilayer structure,10
where a depth-resolved gyrotropic motion of vortex intrilayer with a relative 180° phase shift due to an interlayercoupling has been observed. However, no detailed study hasbeen addressed to a strong interaction behavior between vor-tex cores in a multilayer system, while the interaction be-tween vortex cores in a multilayer system becomes strongeras the system size becomes smaller down to nanometerscales. In this work, we have carried out a micromagneticsimulation study of coupled motion of vortices in the trilayerwith systematic control of vortex chirality at the top andbottom layers as well as with variation in nonmagneticspacer layer thickness.
We have carried out micromagnetic simulations using
the object oriented micromagnetic framework /H20849
OOMMF /H20850/H20849Ref.
11/H20850based on the Landau–Lifshitz–Gilbert equation to inves-
tigate the coupled motion of vortices in a cylindricalferromagnetic/nonmagnetic/ferromagnetic trilayer film. Inour simulation, material parameters of the ferromagnetic lay-ers are chosen to be those of Permalloy with the exchange
stiffness coefficient of 13 /H1100310
−12J/m and the saturation
magnetization Msof 8.0/H11003105A/m. The thickness of each
Permalloy layer has been chosen to be 5 nm and the radius ofthe cylinder is set to be 250 nm. Spacer layer thickness isvaried from 0 to 20 nm. The cell size of the micromagneticsimulation is 5 /H110035/H110035n m
3and the damping constant is
0.03. Polarities of two vortices have been chosen to be thesame with an upward direction. The dynamic motion of twovortices with parallel and antiparallel relative chiralities hasbeen examined under a pulsed external field. The duration ofthe pulse field is 1 ns with a rising time of 0.1 ns and afalling time of 0.1 ns. A pulse with a strength of 3.14 mT hasbeen applied in the plane to excite vortex motion. Time-dependent vortex core positions are determined by process-ing and analyzing simulated images.
a/H20850Author to whom correspondence should be addressed. Electronic mail:
donghyun@cbnu.ac.kr.
FIG. 1. /H20849Color online /H20850Time-resolved trajectories of vortices cores for dif-
ferent spacer layer thickness /H20849d=5, 10, and 20 nm /H20850for parallel and antipar-
allel chiralites. Single layer case for d=0 nm is shown on the top figure.APPLIED PHYSICS LETTERS 95, 142509 /H208492009 /H20850
0003-6951/2009/95 /H2084914/H20850/142509/3/$25.00 © 2009 American Institute of Physics 95, 142509-1
Downloaded 29 Mar 2013 to 160.36.192.221. This article is copyrighted as indicated in the abstract. Reuse of AIP content is subject to the terms at: http://apl.aip.org/about/rights_and_permissionsAs demonstrated in Fig. 1, the direction of initial motion
of two vortex cores is same in the cases of parallel relativechiralities, whereas the direction becomes opposite in thecases of antiparallel relative chiralities. Although the initialmotion depends on the handedness of vortex structure, thegyrotropic motion only depends on the vortex core polarityso that two vortex cores exhibit the same sense of a counter-clockwise rotation. In the case with a spacer layer thicknessd=20 nm, overall gyrotropic motions becomes similar irre-
spective of the relative chirality. However, in the case with athinner spacer layer /H20849d=5 nm /H20850, a faster decaying behavior of
the gyrotropic vortex core motion is vividly observed for an
antiparallel relative chiralities as in the figure, which impliesthat there is a significant coupling phenomenon between twovortex cores of the top and bottom layers.
To investigate further details of coupling between two
vortex cores, time-dependent vortex core positions of the topand bottom layers were analyzed, as shown in Fig. 2. Posi-
tion of the vortex core along the yaxis is presented together
with an average radial position and a lateral distance betweentwo vortex cores with respect to time. The lateral distance isdefined to be a relative distance between the two core posi-tions projected onto the x-yplane. The average radial dis-
tance is defined as an average radial distance of the two corepositions projected onto the x-yplane from the center of the
dot. The position of the core in all cases exhibits a dampedoscillatory behavior. In the case of antiparallel relativechiralities, oscillatory behavior decays faster as the spacerlayer becomes thinner. It becomes more evident by notingthat an average radial distance and a lateral distance betweentwo cores reach zero fastest when the spacer layer thicknessis thinnest /H20849d=5 nm /H20850. This can be explained by taking into
account the fact that a mutual interaction of two cores on the
bottom and top layers is attractive. Since the cores have thesame polarities /H20849p=+1 /H20850, they prefer to have shortest lateral
distance between them due to the flux closure of the core
magnetization.
In the case of parallel chiralities, a faster decay of an
oscillatory behavior does not exist. There is a significant at-tractive magnetic force between the two cores, however itdoes not contribute to the faster decay of the oscillation sincethe two cores are quite close together right from the motionstart. If there is no coupling between the two cores, lateral
FIG. 2. /H20849Color online /H20850Vortex core position projected on the yaxis with respect to the time for different spacer layer thickness /H20849d=5, 10, 15, and 20 nm /H20850,
together with average radius of two cores from the center and lateral distance between two cores are plotted. The inset figures show the core position an d the
average radius of the top and bottom vortices projected on the xaxis.142509-2 Jun et al. Appl. Phys. Lett. 95, 142509 /H208492009 /H20850
Downloaded 29 Mar 2013 to 160.36.192.221. This article is copyrighted as indicated in the abstract. Reuse of AIP content is subject to the terms at: http://apl.aip.org/about/rights_and_permissionsdistance between them will be zero all the time. However,
even when the spacer layer is thickest /H20849d=20 nm /H20850, the lat-
eral distance is not zero all the time but oscillating although
the amount of oscillation of the lateral distance is relativelysmall. Very interestingly, when d=5 nm, the coupled oscil-
lation behavior survives longest as the average radial dis-tance accordingly survives longest. Moreover, it should benoted that oscillatory behavior of the two cores becomes cha-otic after about two cycles of gyrotropic motion. During thechaotic coupled motion, the lateral distance between the twocores becomes even greater than the average radial distance.Considering the interaction between the two cores is alwaysattractive, it seems that a strong non-linear interaction playsa key role in the chaotic motion regime.
Coupled oscillatory behavior with variation of the spacer
layer thickness has been fitted, as demonstrated in the Fig. 3.
Vortex core position projected onto the yaxis is fitted at the
time when the pulse field is switched off /H20849t=1 ns /H20850. For com-
parison, a simple gyrotropic motion of the single layer vortex
has been fitted with a damped simple harmonic oscillationmotion as y=y
0exp /H20849−/H9252t/H20850sin/H20849/H92750t/H20850, where y0=−41.7 nm, /H9252
=6.9/H11003108s−1, and /H92750=1.1/H11003109rad /s/H20850. In the case of
thicker spacer layer /H20849d=20 nm /H20850, very weak coupling re-
sulted in almost independent gyrotropic motions of two vor-
tices irrespective of relative chiralities. Thus, the position ofeach vortex core is still fit with a damped simple harmonicoscillatory motion, as demonstrated in the bottom of Fig. 3.Chaotic motion of the vortex core due to the significant
attractive interaction for the case of thinner spacer layer /H20849d
=5 nm /H20850is explainable based on a simple model. We assume
that each vortex core with M
zcomponent as a magnetic
dipole m/H6023vortex and estimate dipole-dipole interaction
energy to be /H20851/H92620//H208494/H9266r3/H20850/H20852/H208513/H20849m/H6023vortex1 ·u/H602312/H20850/H20849m/H6023vortex2 ·u/H602312/H20850
−m/H6023vortex1 ·m/H6023vortex2 /H20852, where /H92620is the permeability, ris the in-
terdistance between two dipoles, and u/H602312is a unit vector
along the direction of the relative displacement of two di-poles. The lateral attractive force is then the derivative of theenergy with respect to s, the lateral displacement between
two dipoles, where r=
/H20881s2+d2for the nonmagnetic spacer
layer thickness d. The force f/H20849s/H20850is found to have a form of
f/H20849s/H20850=/H20851A·s/H20849−1+B·s2/H20850/H20852//H20851/H208491+C·s2/H208507/2/H20852with fitting parameters
A,B, and C. The attractive force is used as a weak coupling
force in the simultaneous differential equations of twoweakly coupled damped simple harmonic oscillators. By nu-merically solving the simultaneous differential equation withproper selection of fitting parameters, we reproduced thechaotic motion of coupled vortices, as demonstrated in Fig. 3
/H20849A=1.5/H1100310
19,B=1.0/H110031016, and C=4.0/H110031016/H20850. The cha-
otic behavior after few initial oscillations is qualitatively re-produced for the trilayer with 5 nm spacer thickness in thecases of parallel chiralities and the faster oscillation of vortexcore with a shorter lateral distances between two cores areobserved as well in the cases of antiparallel chiralities.
This work was supported by the Korea Research Foun-
dation Grant funded by the Korean Government /H20849Grant No.
KRF-2007-331-C00097 /H20850. B.M. acknowledges financial sup-
port from the NSF Extreme Ultraviolet Engineering Re-search Center. P.F. acknowledges financial support by theDirector, Office of Science, Office of Basic Energy Sciences,Materials Sciences and Engineering Division, of the U.S.Department of Energy.
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174410 /H208492007 /H20850.
6K. Yamada, S. Kasai, Y. Nakatani, K. Kobayashi, H. Kohno, A. Thiaville,
and T. Ono, Nature Mater. 6, 270 /H208492007 /H20850.
7H.-G. Piao, D. Djuhana, S.-K. Oh, S.-C. Yu, and D.-H. Kim, Appl. Phys.
Lett. 94, 052501 /H208492009 /H20850.
8B. Van Waeyenberge, A. Puzic, H. Stoll, K. W. Chou, T. Tyliszczak, R.
Hertel, M. Fähnle, H. Brückl, K. Rott, G. Reiss, I. Neudecker, D. Weiss,C. H. Back, and G. Schütz, Nature /H20849London /H20850444,4 6 1 /H208492006 /H20850.
9K. Y. Guslienko, K. S. Buchanan, S. D. Bader, and V. Novosad, Appl.
Phys. Lett. 86, 223112 /H208492005 /H20850.
10K. W. Chou, A. Puzic, H. Stoll, G. Schütz, B. Van Waeyenberge, T. Tyl-
iszczak, K. Rott, and G. Reiss, J. App. Phys. 99, 08F305 /H208492006 /H20850.
11M. J. Donahue and D. G. Porter, OOMMF User’s Guide, http://
math.nist.gov/oommf /H208492002 /H20850.
FIG. 3. /H20849Color online /H20850/H20849a/H20850Fitted motion of the vortex motion of the single
layer /H20849d=0 nm /H20850with a simple damped harmonic oscillation. /H20849b/H20850Fitted mo-
tion of coupled vortices cores for d=5 nm in case of the parallel/antiparallel
chiralities. /H20849c/H20850Fitted motion of coupled vortices cores for d=20 nm in case
of the parallel/antiparallel chiralities.142509-3 Jun et al. Appl. Phys. Lett. 95, 142509 /H208492009 /H20850
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1.2740588.pdf | Size dependent damping in picosecond dynamics of single nanomagnets
A. Barman, S. Wang, J. Maas, A. R. Hawkins, S. Kwon, J. Bokor, A. Liddle, and H. Schmidt
Citation: Applied Physics Letters 90, 202504 (2007); doi: 10.1063/1.2740588
View online: http://dx.doi.org/10.1063/1.2740588
View Table of Contents: http://scitation.aip.org/content/aip/journal/apl/90/20?ver=pdfcov
Published by the AIP Publishing
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128.114.34.22 On: Tue, 25 Nov 2014 14:04:44Size dependent damping in picosecond dynamics of single nanomagnets
A. Barmana/H20850and S. Wang
School of Engineering, University of California, Santa Cruz, 1156 High Street, Santa Cruz, California
95064
J. Maas and A. R. Hawkins
Department of Electrical and Computer Engineering, Brigham Young University, 459 Clyde Building,Provo, Utah 84604
S. Kwon,b/H20850J. Bokor, and A. Liddle
Molecular Foundry, Lawrence Berkeley National Laboratory, Berkeley, California 94720
H. Schmidtc/H20850
School of Engineering, University of California, Santa Cruz, 1156 High Street, Santa Cruz, California
95064
/H20849Received 7 February 2007; accepted 24 April 2007; published online 17 May 2007 /H20850
The authors use time-resolved cavity-enhanced magneto-optical Kerr spectroscopy to study the
damping of magnetization precession in individual cylindrical nickel nanomagnets. A wide range ofshapes /H20849diameters of 5
/H9262m–125 nm and aspect ratio: 0.03–1.2 /H20850is investigated. They observe a
pronounced difference in damping between the micro- and nanomagnets. Microscale magnets showlarge damping at low bias fields, whereas nanomagnets exhibit bias field-independent damping. Thisbehavior is explained by the interaction of in-plane and out-of-plane precession modes in microscalemagnets that results in additional dissipative channels. The small and robust damping values on thenanoscale are promising for implementation of controlled precessional switching schemes innanomagnetic devices. © 2007 American Institute of Physics ./H20851DOI: 10.1063/1.2740588 /H20852
Nanomagnets will form the building blocks for magnetic
data storage and future spintronic devices. Beyond data stor-age they have the potential to open additional avenues formedical diagnostics such as medical resonance imaging anddynamic methods for cancer treatments.
1Future technology
requires faster magnetic switching in magnetic nanostruc-tures and large-angle precessional switching has the potential
to increase the operation speed to picoseconds. Two veryimportant dynamic parameters are the precession frequencyand damping. Microscale elements show complicated behav-ior as a result of inhomogeneous internal magnetic fields.
2–5
Understanding the ultrafast dynamics of single nanomagnets
is a subject of intense interest. Precessional dynamics fromnanomagnet ensembles has been explored,
6albeit at the ex-
pense of dipolar broadening and dynamic dephasing effectsfrom the neighboring elements. This problem may be over-come by combining the increased spatial sensitivity of cavityenhancement of magneto-optical Kerr effect
7,8/H20849CE-MOKE /H20850
with the femtosecond time resolution offered by ultrafast la-sers. We have recently reported the picosecond dynamics ofsingle Ni nanomagnets using such an all-optical time-resolved CE-MOKE technique.
9Here we report the damping
of the precessional motion of single Ni nanomagnets as afunction of size /H20849aspect ratio /H20850and bias magnetic fields. Ni
magnets with 150 nm thickness and diameters ranging be-tween 5
/H9262m and 125 nm as shown in Fig. 1/H20849a/H20850are studied to
cover a large range of aspect ratio between 0.03 and 1.2. Thisallows us to study damping across the transition from multi-domain microscale to single-domain nanoscale magnets.The Ni magnets, spaced by 5
/H9262m for optical and mag-
netostatic isolation, were fabricated by electron beamlithography.
8One batch of the sample was coated with a
70 nm silicon nitride /H20849SiN/H20850layer for improving the spatial
sensitivity by enhancing the Kerr rotation as well as by re-ducing the background noise.
8The magnetic force micro-
scope images in Fig. 1/H20849a/H20850show the remanent magnetic states
of the Ni elements, which confirm multidomain states forlarger magnets down to 250 nm and a single domain for the
125 nm magnet. The experimental setup is based on a two-color optical pump-probe technique described in detailelsewhere.
9The sample was optically pumped10by 15 mW
linearly polarized 400 nm laser pulses of about 100 fs pulse-width, which induces precession in the sample. 2 mW lin-
a/H20850Also at: Department of Physics, Indian Institute of Technology Delhi, Hauz
Khas, New Delhi 110016, India.
b/H20850Present address: School of Electrical Engineering, Seoul National Univer-
sity, Seoul 155-744, South Korea.
c/H20850Electronic mail: hschmidt@soe.ucsc.edu
FIG. 1. /H20849Color online /H20850/H20849a/H20850Magnetic force microscope images showing the
domain structures of the magnetic elements. /H20849b/H20850Time-resolved magneto-
optical Kerr rotation /H20849raw data /H20850with the time scale broken between 10 and
15 ps to show the three regions of interests clearly. /H20849c/H20850Fast Fourier trans-
forms of the time-resolved data after double exponential backgroundsubtraction.APPLIED PHYSICS LETTERS 90, 202504 /H208492007 /H20850
0003-6951/2007/90 /H2084920/H20850/202504/3/$23.00 © 2007 American Institute of Physics 90, 202504-1
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128.114.34.22 On: Tue, 25 Nov 2014 14:04:44early polarized laser pulses of 800 nm wavelength were time
delayed with respect to the pump beam to probe the dynam-ics by detecting polar magneto-optical Kerr rotation. A per-pendicular static magnetic field up to 3.73 kOe was appliedto bias the samples during the experiment. The two-colorscheme and spectral filtering before probe detection com-bined with the CE-MOKE provided the required sensitivityto probe single nanomagnet dynamics down to 125 nm.
Figure 1/H20849b/H20850shows the time-resolved dynamics of mag-
nets between 5
/H9262m and 125 nm at a bias field of 1.68 kOe.
The time scale is broken between 10 and 15 ps to show threedifferent regimes of interest clearly. Within the initial 10 psthe fast demagnetization and the quick recovery are shown.The precession is observed after 10 ps on top of a slow ex-ponential decay, which is subtracted from these signals andthe corresponding fast Fourier transform spectra are shownin Fig. 1/H20849c/H20850. Multiple frequency modes are observed for al-
most all samples where the highest frequency mode is iden-tified as the uniform precession mode. The uniform preces-sion mode shows a clear size dependence which has beendescribed in detail elsewhere.
9The lower frequency mode
does not show any clear size dependence, indicating differentorigins for magnets of varying size as discussed below.
To extract the damping of the uniform precession mode
we have processed the time-resolved data by a fast Fouriertransform /H20849FFT /H20850high-pass filtering to eliminate low fre-
quency modes. The FFT spectra also do not show any peakabove the uniform precession mode. The filtered time-resolved data possess a single uniform precession frequencyand are fitted through a least square fitting routine with adamped sine function of the form
M/H20849t/H20850=M/H208490/H20850e
−t//H9270sin/H20849/H9275t−/H9278/H20850, /H208491/H20850
where /H9270is the decay time of the precession defined as /H9270
=1//H9275/H9251eff,/H9275is the angular frequency of the uniform preces-
sion mode given by /H9275=/H9253Heff, and/H9278is the initial phase of
oscillation. /H9251effis the “effective” damping coefficient as op-
posed to the intrinsic Gilbert damping,11/H9253is the gyromag-
netic ratio, and Heffis the effective magnetic field which
includes the external bias field, demagnetizing field, volumeand surface anisotropy fields, and an offset field as discussedin Ref. 9Using the best fit values of
/H9275/H20849same as obtained
from the FFT power spectra of time-resolved data /H20850and/H9270
from Eq. /H208491/H20850/H9251effis extracted. Since Eq. /H208491/H20850is valid only in
the limit of small damping /H20849/H9251/H112701/H20850, for a further confirmation
we have also extracted the damping coefficient /H20849/H9251eff/H20850from
numerical solution of Landau-Lifshitz-Gilbert equation of
motion12under macrospin model /H20849not shown /H20850and obtained
similar results. Figure 2/H20849a/H20850shows the FFT filtered experi-
mental time-resolved dynamics and the best fit curves withEq. /H208491/H20850for magnets of varying diameters at a bias field of
1.68 kOe and Fig. 2/H20849b/H20850shows the extracted
/H9251effas a function
of magnet diameter. Large qualitative and quantitative differ-ences in
/H9251effbetween the micro- and nanoscale are found.
For magnets with diameters between 5 and 3 /H9262m/H9251eff
reaches a maximum value of nearly 0.17. At 2 /H9262m,/H9251effre-
duces sharply followed by a gradual decrease down to500 nm. At 500 nm
/H9251effsettles down at around 0.04, compa-
rable to the reported damping coefficient 0.05 of continuousNi thin films measured by all-optical method.10The nearly
fourfold increase in /H9251efffor magnets /H110222/H9262m diameter may
originate from extrinsic sources such as multimagnonscattering,11spin wave propagation for large angleprecession,13spin pumping process,14interfacial effects,15
and dephasing of incoherent spin waves.16This size depen-
dence of /H9251effis also evident in a bias field series. Figure 2/H20849c/H20850
shows the time-resolved experimental and fitted data for a400 nm element and Fig. 2/H20849d/H20850shows the bias field depen-
dence of
/H9251effversus magnet diameter. For magnets /H110222/H9262ma
strong bias field dependence of /H9251effis observed, while for
magnets with diameter /H110211/H9262m, no bias field dependence is
observed. For magnets with intermediate diameters weakbias field dependence is observed. Even for magnets/H110222
/H9262m,/H9251effapproaches smaller values at larger bias fields,
nearly the value obtained for the nanoscale magnets. Biasfield /H20849frequency /H20850dependent damping has been observed in
previous studies from ferromagnetic resonance linewidth17,18
measurements and an increase in damping at reduced bias
field /H20849frequency /H20850typically has been ascribed to inhomoge-
neous line broadening caused by dispersion in the anisotropyfield.
In order to understand the size and bias field-dependent
damping behavior we investigate the frequency spectra ofthe experimental results carefully. In all spectra we have ob-served lower frequency modes of significant amplitudes withfrequencies around 1–2 GHz. Figures 3/H20849a/H20850and 3/H20849b/H20850show
the bias field-dependent FFT power spectra for 5
/H9262m and
400 nm magnets, representing regions 1 and 2 in Figs. 2/H20849b/H20850
and2/H20849d/H20850, respectively. The gray solid lines show Gaussian
fits to peak 1 and peak 2. For the 5 /H9262m magnet the two
resonant modes have large splitting at stronger bias fields.With reduction of the bias field, the uniform precession modefrequency decreases while the low frequency mode in-creases. Consequently, a significant overlap of the two modes
FIG. 2. /H20849a/H20850Experimental /H20849open circles /H20850and fitted /H20849gray lines /H20850time-resolved
data from magnetic dots of varying diameter at an external bias field=1.68 kOe. /H20849b/H20850The extracted effective damping coefficient /H20849
/H9251eff/H20850as a func-
tion of magnet diameter. The hatched rectangle shows the transition regionfrom a high to low
/H9251eff./H20849c/H20850Experimental /H20849open circles /H20850and simulated /H20849gray
lines /H20850time-resolved data from a magnetic dot of 400 nm diameter at varying
external bias fields. /H20849d/H20850The extracted /H9251efffor magnets with varying diameter
as a function of the external bias field. A high-pass FFT filtering was appliedto the experimental time-resolved data for fitting with a single damped sinefunction.202504-2 Barman et al. Appl. Phys. Lett. 90, 202504 /H208492007 /H20850
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128.114.34.22 On: Tue, 25 Nov 2014 14:04:44is observed from intermediate bias fields, the amount of
which increases with further reduction in the bias field,shown by the hatched region in Fig. 3/H20849c/H20850. It is the dephasing
of these two modes that opens another dissipative channeland causes the enhancement of the effective damping of theuniform precession mode for samples with diameter /H333561
/H9262m.
In comparison, the FFT power spectra for the 400 nm samplealso show two frequency modes but they remain well split/H20851Fig. 3/H20849d/H20850/H20852for the whole bias field range down to 1.25 kOe.
The weaker bias field dependence of the uniform precessionmode for nanoscale magnets due to their very large aniso-tropy is the main reason for this. The low frequency modefor samples /H110211
/H9262m is most likely associated with the trans-
lation of the vortex core that has been predicted by staticmicromagnetic simulation.9For magnets with diameter
/H333561/H9262m/H20849where static micromagnetic simulation predicts
multiple domains and significant in-plane magnetization9/H20850,
the low frequency mode is most likely associated with theprecession of an in-plane magnetization component aboutH
in-plane /H20849in-plane anisotropy field plus small in-plane com-
ponent of the bias field due to the slight tilt of the sampleplane with the bias field direction /H20850. The frequency of the
in-plane precession mode may be expressed as19
fin-plane =g/H9262B
h/H20881/H20849Hin-plane /H20850/H20849Hin-plane +4/H9266Min-plane /H20850, /H208492/H20850
where gis the Lande gfactor, /H9262Bis the Bohr magneton, his
Planck’s constant, and Min-plane is the in-plane component of
the magnetization parallel to Hin-plane . With the reduction of
the out-of-plane bias field, Min-plane must increase in magni-
tude and frequency of mode 2 increases accordingly. Simul-taneously, the frequency of mode 1 decreases with the reduc-tion of bias field, which results in the increased overlap of
the two modes for magnets /H333561
/H9262m. Other possible explana-
tions for the observed damping behavior can be ruled outimmediately including spin pumping
14and interface effects15
/H20849due to the use of a single layer material /H20850and multimagnon
scattering11/H20849due to unsaturated magnetic states of samples /H20850.
High-frequency spin waves may originate from nonuniformexcitation along the thickness due to much shorter skin depth/H20849/H1101110 nm /H20850of the pump laser /H20849perpendicular standing spin
waves /H20850and finite magnet size /H20849forward volume magneto-
static modes /H20850, but are not observed in the spectra due to both
smaller amplitudes and small separation from the dominantuniform mode.
9
In summary, we have studied the damping of preces-
sional motion from single nanomagnets while eliminatingextrinsic ensemble effects such as dynamic dephasing
9that
further complicate the dynamics. The observed damping ofthe uniform precession mode in microscale magnets has alarge extrinsic contribution due to dephasing with a lowerfrequency in-plane precessional mode. On the other hand,the observation of field-independent damping for nanoscalemagnets close to the thin film value ensures the reliability ofcoherent control of precessional switching by a straightfor-ward pulse shaping scheme
20in nanomagnets.
The authors thank B. Hillebrands and T. J. Silva for
fruitful discussions, the National Science Foundation /H20849Grant
No. ECS-0245425 /H20850, and Office of Science, Office of Basic
Energy Sciences, of the U.S. Department of Energy /H20849Con-
tract No. DE-AC02-05CH11231 /H20850for financial support.
1G. Reiss and A. Hütten, Nat. Mater. 4,7 2 5 /H208492005 /H20850.
2Y . Acremann, C. H. Back, M. Buess, O. Portmann, A. Vaterlaus, D.
Pescia, and H. Melchior, Science 290, 492 /H208492000 /H20850.
3J. P. Park, P. Eames, D. M. Engebretson, J. Berezovsky, and P. A. Crowell,
Phys. Rev. Lett. 89, 277201 /H208492002 /H20850.
4J. Jorzick, S. O. Demokritov, B. Hillebrands, M. Bailleul, C. Fermon, K.
Y . Guslienko, A. N. Slavin, D. V . Berkov, and N. L. Gorn, Phys. Rev. Lett.
88, 047204 /H208492002 /H20850.
5M. Belov, Z. Liu, R. D. Sydora, and M. R. Freeman, Phys. Rev. B 69,
094414 /H208492004 /H20850.
6V . V . Kruglyak, A. Barman, R. J. Hicken, J. F. Childress, and J. A. Katine,
Phys. Rev. B 71, 220409 /H20849R/H20850/H208492005 /H20850.
7A. V . Sokolov, Optical Properties of Metals /H20849Blackie, London, 1967 /H20850,
p. 311.
8N. Qureshi, S. Wang, M. Lowther, A. R. Hawkins, S. Kwon, B. Hartle-neck, and H. Schmidt, Nano Lett. 5, 1413 /H208492005 /H20850.
9A. Barman, S. Wang, J. D. Maas, A. R. Hawkins, S. Kwon, A. Liddle, J.
Bokor, and H. Schmidt, Nano Lett. 6,2 9 3 9 /H208492006 /H20850.
10M. van Kampen, C. Jozsa, J. T. Kohlhepp, P. LeClair, L. Lagae, W. J. M.
de Jonge, and B. Koopmans, Phys. Rev. Lett. 88, 227201 /H208492002 /H20850.
11D. L. Mills and S. M. Rezende, Spin Dynamics in Confined Magnetic
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/H208492001 /H20850.
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Scott, and M. Rahman, Phys. Rev. B 69, 174426 /H208492004 /H20850.
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Nature /H20849London /H20850418, 509 /H208492002 /H20850.
FIG. 3. FFT power spectrum of the time-resolved data /H20849filled dots /H20850for the
/H20849a/H208505/H9262m and /H20849b/H20850400 nm magnets with two fitted /H20849Gaussian /H20850peaks as gray
lines. The extracted frequencies /H20849points /H20850and the width of the peaks /H20849error
bars /H20850are plotted as a function of the external bias field for the /H20849c/H208505/H9262m and
/H20849d/H20850400 nm magnets. The hatched region in /H20849c/H20850shows the overlap between
the two modes.202504-3 Barman et al. Appl. Phys. Lett. 90, 202504 /H208492007 /H20850
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1.1858784.pdf | Numerical integration of Landau–Lifshitz–Gilbert equation based on the
midpoint rule
M. d’Aquino, C. Serpico, G. Miano, I. D. Mayergoyz, and G. Bertotti
Citation: J. Appl. Phys. 97, 10E319 (2005); doi: 10.1063/1.1858784
View online: http://dx.doi.org/10.1063/1.1858784
View Table of Contents: http://jap.aip.org/resource/1/JAPIAU/v97/i10
Published by the American Institute of Physics.
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Downloaded 02 Jan 2013 to 152.14.136.96. Redistribution subject to AIP license or copyright; see http://jap.aip.org/about/rights_and_permissionsNumerical integration of Landau–Lifshitz–Gilbert equation
based on the midpoint rule
M. d’Aquino,a!C. Serpico, and G. Miano
Department of Electrical Engineering, University of Napoli Federico II, Napoli, Italy
I. D. Mayergoyz
Department of Electrical and Computer Engineering, University of Maryland, College Park,
Maryland 20742
G. Bertotti
Istituto Elettrotecnico Nazionale, Galileo Ferraris, Strada delle Cacce, 91 I-10135, Torino, Italy
sPresented on 8 November 2004; published online 9 May 2005 d
The midpoint rule time discretization technique is applied to Landau–Lifshitz–Gilbert sLLG d
equation. The technique is unconditionally stable and second-order accurate. It has the importantproperty of preserving the conservation of magnetization amplitude of LLG dynamics. In addition,for typical forms of the micromagnetic free energy, the midpoint rule preserves the main energybalance properties of LLG dynamics. In fact, it preserves LLG Lyapunov structure and, in the caseof zero damping, the system free energy. All the above preservation properties are fulfilledunconditionally, namely, regardless of the choice of the time step. The proposed technique is thentested on the standard micromagnetic problem No. 4. In the numerical computations, themagnetostatic field is computed by the fast Fourier transform method, and the nonlinear system ofequations connected to the implicit time-stepping algorithm is solved by special and reasonably fastquasi-Newton technique. © 2005 American Institute of Physics .fDOI: 10.1063/1.1858784 g
Numerical integration of the Landau–Lifshitz–Gilbert
sLLG dequation has been widely used in micromagnetics for
the analysis of dynamical magnetization processes. In moststudies, the time discretization is obtained by using “off-the-shelf” algorithms such as Euler, linear multistep se.g., Ad-
ams, Crank–Nicholson, etc. d, and Runge–Kutta methods.
1
These standard techniques usually corrupt intrinsic geometri-
cal properties of LLG time evolution and may lead to inac-curate results especially when long-term behaviors of micro-magnetic systems have to be investigated. In this respect, itis important to develop numerical schemes that have moreappropriate geometrical properties ssee, e.g., Refs. 2–5 d.
In this paper, the simplicit dmidpoint rule is used for the
numerical time integration of the LLG equation.This methodleads to an unconditionally stable, second-order accuratescheme, which has very important geometric preservationproperties.
6
We start our discussion with a brief review of the LLG
equation and its relevant properties. The equation can bewritten in the following normalized form:
]m
]t=−m3Sheff−a]m
]tD, s1d
wheremst,rd=M/Mssumu=1d,Mis the magnetization vec-
tor field, Msis the saturation magnetization, ais the dimen-
sionless Gilbert damping constant, and the time is measuredin units of su
guMsd−1sgis the gyromagnetic ratio d.The vector
fieldmst,rdis nonzero for rPV, where Vis the region
occupied by the magnetic body. The normalized effectivefieldheff=Heff/Mscan be defined by the variational deriva-
tive of the micromagnetic free-energy functional Gsmd, i.e.,
heff=−dG/dm.7The effective field is typically constituted by
the sum of four terms: the applied field hastd, the exchange
fieldhex=2A/sm0Ms2d„2msAis the exchange constant d, the
anisotropy field han=f2K1/sm0Ms2dgeansean·mdsK1is the
uniaxial anisotropy constant and eanis the easy axis unit
vector d, and the magnetostatic field hm, which can be
expressed by the usual Coulomb convolution integralh
m=−„reV„r8f1/s4pur−r8udg·mst,r8ddVr8. The magnetiza-
tionmst,rdis also assumed to satisfy the Neumann condition
]m/]n=0 at the body surface.
The first fundamental property of LLG dynamics is the
time preservation of magnetization magnitude,
umst,rdu=umst0,rdu"rPV, s2d
which can be easily derived from Eq. s1dby dot multiplying
both sides of the equation by m. The second fundamental
property can be derived, in the case of constant applied field,by scalar multiplying both sides of the equation by sh
eff
−a]m/]tdand using the fact that heff=−dG/dm. This leads
immediately to the following energy balance equation:
d
dtGstd=−E
VaU]m
]tU2
dV, s3d
which has very important implications. First, we notice that,
for constant applied field, the LLG dynamics has a Lyapunovstructure, namely, the free energy is always a decreasingfunction of time. This property is very important because itguarantees that the system tends toward minima of free en-ergy si.e., metastable equilibrium points d. Second, for
a=0,adElectronic mail: mdaquino@unina.itJOURNAL OF APPLIED PHYSICS 97, 10E319 s2005 d
0021-8979/2005/97 ~10!/10E319/3/$22.50 © 2005 American Institute of Physics 97, 10E319-1
Downloaded 02 Jan 2013 to 152.14.136.96. Redistribution subject to AIP license or copyright; see http://jap.aip.org/about/rights_and_permissionsthe free energy is preserved, and the LLG equation takes the
Hamiltonian form ]m/]t=−m3sdG/dmd. Although the
LLG dynamics is always dissipative, it is interesting to con-
sider this special case since in most experimental situationsthe dissipative effect are quite small stypically
a!1d.I n
other terms, the LLG dynamics, on relatively short timescale, is a perturbation of the conservative precessional dy-namics.
We want now to investigate the preservation properties
of midpoint rule when it is applied to the LLG equation. Tothis end, let us assume that the magnetic body has been sub-divided in Ncells or finite elements. We denote the magne-
tization vector associated with the k-th cell or node by
m
kstdPR3, and the collection of all vectors mkstdby the
vectormstdPR3N. Analogous notations are used for haand
heff. Let us notice that the mathematical form of the effective
field isheffsm,td=−Cm+hastd, where Cis a linear integro-
differential operator. Usual spatial discretization techniques
se.g., finite elements and finite difference dgenerally preserve
this structure of the effective field, and the discretized ver-sion ofh
effis typically given by
heffsm,td=−]G
]m=−C·m+hastd, s4d
whereGsmd=s1/2dmT·C·m−haT·mis the discretized free
energy and Ci sa3N33Nsymmetric matrix. Using this
notation, the spatially semidiscretized LLG equation can bewritten as follows:
d
dtm=−Lsmd·Fheffsm,td−ad
dtmG, s5d
where Lsmd=diag fLsm1d,..., LsmNdgis a block-diagonal
matrix with blocks Ls·dPR333such that Lsvd·w=vˆw.
Equation s5dcan be numerically integrated by using the im-
plicit midpoint rule which leads to the following implicittime-stepping algorithm:
mn+1−mn
Dt=−LSmn+1+mn
2D·
·FheffSmn+1+mn
2,tn+Dt
2D−amn+1−mn
DtG, s6d
which, for the generic k-th cell, can be written as
mkn+1−mkn
Dt=−Smkn+1+mkn
2D
3Fheff,kSmn+1+mn
2,tn+Dt
2D−amkn+1−mkn
DtG.s7d
Let us study the relevant properties of the midpoint dis-
cretized LLG equation. First, by dot multiplying both sidesof Eq. s7dbym
kn+1+mkn, it can be easily verified that umkn+1u
=umknu, i.e., at each cell the magnitude of the vector magne-
tization remains constant. Thus, the midpoint rule preservesexactly the LLG property s2d. Next, let us assume constant
applied field si.e., that
heffdoes not depend on tdand let us
multiply both sides of Eq. s6dbyfheffssmn+1+mnd/2d
−asmn+1−mnd/Dtg. By using the symmetry of the matrix Cand the antisymmetry of the 3 33 blocks of the matrix Lone
can readily derive the following equation:
Gsmn+1d−Gsmnd
Dt=−aUmn+1−mn
DtU2
. s8d
Notice that the proof of this equation is crucially connected
with the fact that the free energy Gsmdis given by the sum
of a quadratic form and a linear form in m. Equation s8dhas
very important consequences. First, independently from thetime step, the discretized energy
Gsmndis decreasing. Sec-
ond, for a=0, the energy is exactly preserved regardless of
the time step.These two properties confirm the unconditionalstability of the midpoint rule, but more importantly they in-dicate that, the midpoint rule will tend to correctly reproducethe most important part in the LLG dynamics, i.e., the pre-cessional magnetization motion.
The properties we have just discussed are strongly re-
lated to the implicit nature of midpoint rule.As consequenceof this implicit nature, we have to solve Eq. s6dfor the un-
known
mn+1at each time step which amounts to solve a
system of 3 Nnonlinear equations in the 3 Nunknowns mn+1.
The solution of this system of equations can be obtained byusing Newton–Raphson sNRdalgorithm for the equation
F
nsmn+1d=0, where
Fnsyd=FI−aLSy+mn
2DG·sy−mnd
−DtfnSy+mn
2D, s9d
andfnsmd=−Lsmd·heffsm,tn+Dt/2d. The main difficulty in
applying NR method is that the Jacobian JnsydofFnsydis a
full matrix, due to the long-range character of magnetostatic
interactions. The inversion of the matrices Jnsydat each NR
iteration would lead to an exceedingly high computational
cost. In this respect, as it is usual in solving field problemswith implicit time stepping, we have used a quasi-Newtonmethod by considering a reasonable approximation of theJ
nsyd. We have considered the approximated sparse Jacobian
J˜nsyd, obtained by neglecting in Jnsydall the terms related to
magnetostatic interactions. The inversion of the sparse ma-
trixJ˜nsydcan be then achieved by using fast iterative solvers.
In particular, since the matrices J˜nsydto be inverted are non-
symmetric, we have opted for the generalized minimal re-
sidual sGMRES dmethod.8
Up to this point, the considerations we have made about
the properties and the implementation of midpoint rule wererather independent from the spatial discretization techniqueused. In the following, in order to test the method, we havechosen to perform the spatial discretization by using the fi-nite difference method.The magnetic body is subdivided intoa collection of rectangular prisms with edges parallel to thecoordinate axes. The magnetization is uniform within eachcell. The exchange field is computed by means of a ssecond-
order accurate in space dseven-point finite difference Laplac-
ian. The magnetostatic field is written as a discrete convolu-tion by using analytical formula proposed in Ref. 9. The10E319-2 d’Aquino et al. J. Appl. Phys. 97, 10E319 ~2005 !
Downloaded 02 Jan 2013 to 152.14.136.96. Redistribution subject to AIP license or copyright; see http://jap.aip.org/about/rights_and_permissionsdiscrete convolution is then computed by means of three-
dimensional fast Fourier transform using the zero-paddingalgorithm.
We apply the above numerical technique to solve the
m-mag standard problem No. 4 ssee Ref. 1 d. This problem
concerns the study of magnetization reversal dynamics in athin-film subject to a constant external field, applied almostantiparallel to the initial magnetization. The geometry of themedium is sketched in Fig. 1. The material parameters areA=1.3 310
−11J/m,Ms=8.0 3105A/m, and K1=0J/m3.
The dimension of the cells are 3.125 nm 33.125 nm
33 nm. The total number of cells is N=6400. The external
field is applied at an angle of 190° off the xaxis, with x-y
components such that m0Mshax=−35.5 mT, m0Mshay=
−6.3 mT, and magnitude m0Msha=36 mT.
In the following, we report the comparison between the
numerical solution obtained by using the proposed imple-mentation of the midpoint rule and the solutions submittedby other researchers to the
m-mag website.1The time step of
the midpoint algorithm is constant and has been chosen suchthats
gMsd−1Dt=2.5 ps. We observe that the time steps used
in the algorithms developed by other authors1are consider-
ably smaller sless than 0.2 ps d. In Fig. 2 the plots of kmyls k·l
means spatial average das a function of time are reported. In
Fig. 3 the plot of magnetization vector field, when the firstzero crossing of kmxloccurs, is reported. Numerical simula-
tionsofthesameproblemwereperformedwithasmallercell
edge s2.5 nm d, showing that the results do not depend on the
mesh size.
Finally, we notice that the numerical implementation of
the midpoint rule fulfills the preservation properties dis-cussed above only within certain accuracy. This is a naturalconsequence of the fact that we solve the time-steppingequationF
nsmn+1d=0 by an iterative procedure within a cer-
tain numerical tolerance. It is then important to verify a pos-
teriori the accuracy in the preservation of magnetizationmagnitude and energy balance properties. To this end, wehave verified the uniformity of the magnetization vector fieldby computing, at each time step, the average and the qua-dratic deviation of the values um
ku, withk=1,...,N:mav
=sok=1Numkud/N,sm2=ok=1Nsmav−umkud2/N. We have verified
thatumav−1u,10−16andsm2,10−30. To check also the accu-
racy of energy balance property preservation we have com-puted the sequence saccording to a procedure proposed in
Ref. 10 d
aˆn=−hfGsmn+1d−Gsmndg/Dtj/usmn+1−mnd/Dtu2
and we have verified that the relative deviation ean=uaˆn
−au/ais always less than 10−7.
This work is partially supported by the Italian MIUR-
FIRB under Contract No. RBAU01B2T8 and by “Pro-gramma Scambi Internazionali, University di Napoli Fe-derico II.”
1m-mag group website, http://www.ctcms.nist.gov/ãrdm/mumag.org.html
2C. Serpico, I. D. Mayergoyz, and G. Bertotti, J. Appl. Phys. 89,6 9 9 1
s2001 d.
3P. S. Krishnaprasad and X. Tan, Physica B 306,1 9 5 s2001 d.
4D. Lewis and N. Nigam, J. Comput. Appl. Math. 151, 141 s2003 d.
5C. J. Budd and M. D. Piggott, Geometric Integration and Its Applications ,
http://www.maths.bath.ac.uk/ ˜cjb/s2001 d.
6M. A. Austin and P. S. Krishnaprasad, J. Comput. Phys. 107,1 0 5 s1993 d.
7A. Aharoni, Introduction to the Theory of Ferromagnetism sOxford Uni-
versity Press, New York, 2001 d.
8Y. Saad and M. H. Schultz, SIAM sSoc. Ind. Appl. Math. dJ. Sci. Stat.
Comput. 7, 856 s1986 d.
9M. E. Schabes and A. Aharoni, IEEE Trans. Magn. 23, 3882 s1987 d.
10G. Albuquerque, J. Miltat, and A. Thiaville, J. Appl. Phys. 89, 6719
s2001 d.
FIG. 1. Thin-film geometry for m-mag standard problem No. 4.
FIG. 2. Plots of kmyl=kMyl/Msvs time. The external field is applied 190°
off thexaxis.
FIG. 3. Snapshot of magnetization vector field when the first zero crossing
ofkmxloccurs. The external field is applied at an angle of 190° off the x
axis.10E319-3 d’Aquino et al. J. Appl. Phys. 97, 10E319 ~2005 !
Downloaded 02 Jan 2013 to 152.14.136.96. Redistribution subject to AIP license or copyright; see http://jap.aip.org/about/rights_and_permissions |
5.0023242.pdf | Appl. Phys. Lett. 117, 122412 (2020); https://doi.org/10.1063/5.0023242 117, 122412
© 2020 Author(s).Magnon-mediated spin currents in
Tm3Fe5O12/Pt with perpendicular magnetic
anisotropy
Cite as: Appl. Phys. Lett. 117, 122412 (2020); https://doi.org/10.1063/5.0023242
Submitted: 27 July 2020 . Accepted: 10 September 2020 . Published Online: 24 September 2020
G. L. S. Vilela ,
J. E. Abrao ,
E. Santos , Y. Yao ,
J. B. S. Mendes , R. L. Rodríguez-Suárez , S. M. Rezende ,
W.
Han,
A. Azevedo , and J. S. Moodera
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Cite as: Appl. Phys. Lett. 117, 122412 (2020); doi: 10.1063/5.0023242
Submitted: 27 July 2020 .Accepted: 10 September 2020 .
Published Online: 24 September 2020 .Corrected: 26 October 2020
G. L. S. Vilela,1,2,a)
J. E.Abrao,3
E.Santos,3
Y.Yao,4,5J. B. S. Mendes,6
R. L. Rodr /C19ıguez-Su /C19arez,7
S. M. Rezende,3W.Han,4,5
A.Azevedo,3
and J. S. Moodera1,8
AFFILIATIONS
1Plasma Science and Fusion Center, and Francis Bitter Magnet Laboratory, Massachusetts Institute of Technology, Cambridge,
Massachusetts 02139, USA
2F/C19ısica de Materiais, Escola Polit /C19ecnica de Pernambuco, Universidade de Pernambuco, Recife, Pernambuco 50720-001, Brazil
3Departamento de F /C19ısica, Universidade Federal de Pernambuco, Recife, Pernambuco 50670-901, Brazil
4International Center for Quantum Materials, School of Physics, Peking University, Beijing 100871, China
5Collaborative Innovation Center of Quantum Matter, Beijing 100871, China
6Departamento de F /C19ısica, Universidade Federal de Vic ¸osa, Vic ¸osa, Minas Gerais 36570-900, Brazil
7Facultad de F /C19ısica, Pontificia Universidad Cat /C19olica de Chile, Casilla 306, Santiago, Chile
8Department of Physics, Massachusetts Institute of Technology, Cambridge, Massachusetts 02139, USA
a)Author to whom correspondence should be addressed: gilvania.vilela@upe.br
ABSTRACT
The control of pure spin currents carried by magnons in magnetic insulator (MI) garnet films with a robust perpendicular magnetic
anisotropy (PMA) is of great interest to spintronic technology as they can be used to carry, transport, and process information. Garnet filmswith PMA have labyrinth domain magnetic structures that enrich the magnetization dynamics and could be employed in more efficientwave-based logic and memory computing devices. In MI/non-magnetic (NM) bilayers, where NM is a normal metal providing a strong
spin–orbit coupling, the PMA benefits the spin–orbit torque-driven magnetization switching by lowering the needed current and rendering
the process faster, crucial for developing magnetic random-access memories. In this work, we investigated the magnetic anisotropies inthulium iron garnet (TIG) films with PMA via ferromagnetic resonance measurements, followed by the excitation and detection of magnon-mediated pure spin currents in TIG/Pt driven by microwaves and heat currents. TIG films presented a Gilbert damping constant of
a/C250:01, with resonance fields above 3.5 kOe and half linewidths broader than 60 Oe, at 300 K and 9.5 GHz. The spin-to-charge current
conversion through TIG/Pt was observed as a microvoltage generated at the edges of the Pt film. The obtained spin Seebeck coefficient was0.54lV/K, also confirming the high interfacial spin transparency.
Published under license by AIP Publishing. https://doi.org/10.1063/5.0023242
Spin-dependent phenomena in systems composed of layers of
magnetic insulators (MIs) and non-magnetic heavy metals (NMs)with strong spin–orbit coupling have been extensively explored ininsulator-based spintronics.
1–6Among the MI materials, YIG
(Y3Fe5O12) is widely employed in devices for generation and transmis-
sion of pure spin currents. The main reason is its very low magneticdamping with the Gilbert parameter on the order of 10
/C05and its large
spin decay length, which permits spin waves to travel distances of sev-eral orders of centimeters inside it before they vanish.
7–9When com-
bined with heavy metals such as Pt, Pd, Ta, or W, many intriguingspin-current related phenomena emerge, such as the spin pumpingeffect (SPE),
10–14spin Seebeck effect (SSE),7,15–18spin Hall effect
(SHE),19–21and spin–orbit torque (SOT).22–25The origin of these
effects relies mainly on the spin diffusion length and the quantum-mechanical exchange and spin–orbit interactions at the interface andinside the heavy metal.
26All these effects turn the MI/NM bilayer into
a fascinating playground for exploring spin–orbit driven phenomenaat interfaces.
27–30
Well investigated for many years, intrinsic YIG(111) films on
GGG(111) (GGG ¼Gd3Ga5O12) exhibit in-plane anisotropy. To
obtain YIG single-crystal films with perpendicular magnetic anisot-
ropy (PMA), it is necessary to grow them on top of a different
Appl. Phys. Lett. 117, 122412 (2020); doi: 10.1063/5.0023242 117, 122412-1
Published under license by AIP PublishingApplied Physics Letters ARTICLE scitation.org/journal/aplsubstrate or partially substitute yttrium ions with rare-earth ions, to
cause strain-induced anisotropy.31–33Even so, it is well-known that
magnetic films with PMA play an important role in spintronic tech-
nology. The PMA enhances the spin-switching efficiency, which
reduces the current density for observing the spin–orbit torque (SOT)
effect, and it is useful for developing SOT-based magnetoresistive ran-
dom access memory (SOT-MRAM).34–36Besides that, PMA increases
the information density in hard disk drives and magnetoresistive
random access memories,37–39and it is crucial for breaking the time-
reversal symmetry in topological insulators (TIs) aiming toward
quantized anomalous Hall states in MI/TI.40–42
Recently, thin films of another rare-earth iron garnet, TIG
(Tm 3Fe5O12), have caught the attention of researchers due to their
large negative magnetostriction constant, which favors an out-of-plane
easy axis.4,43,44TIG is a ferrimagnetic insulator with a critical tempera-
ture of 549 K, a crystal structure similar to YIG, and a Gilbert dampingparameter on the order of a/C2410
/C02:4,45Investigations of spin trans-
port effects have been reported in TIG/Pt45,46and TIG/TI,42,47where
the TIG was fabricated by the pulsed laser deposition (PLD) technique.
The results showed a strong spin mixing conductance at the interface
of these materials that made it possible to observe spin Hall magneto-
resistance, spin Seebeck, and spin–orbit torque effects.
In this paper, we first present a study of the magnetocrystalline
and uniaxial anisotropies, as well as the magnetic damping of sput-
tered epitaxial TIG thin films using the ferromagnetic resonance
(FMR) technique. For obtaining the cubic and uniaxial anisotropy
fields, we analyzed the dependence of the FMR spectra on the film
thickness and the orientation of the dc applied magnetic field at room
temperature and 9.5 GHz. Then, we swept the microwave frequency
for getting their magnetic damping at different temperatures.
Subsequently, we focused this investigation on the excitation of
magnon-mediated pure spin currents in TIG/Pt via the spin pumping
and spin Seebeck mechanisms for different orientations of the dc
applied magnetic field at room temperature. Pure spin currents trans-
port spin angular momentum without carrying charge currents. They
are free of Joule heating and could lead to spin-wave based devicesthat are energetically more efficient. Employing the inverse spin Hall
effect (ISHE),
12we observed the spin-to-charge conversion of these
currents inside the Pt film, which was detected as a developed
microvoltage.
TIG films with thicknesses ranging from 15 to 60 nm were depos-
ited by rf sputtering from a commercial target with the same nominal
composition of Tm 3Fe5O12and a purity of 99.9%. The deposition pro-
cess was performed at room temperature, at a pure argon working
pressure of 2.8 mTorr and a deposition rate of 1.4 nm/min. To
improve the crystallinity and the magnetic ordering, the films were
post-growth annealed for 8 h at 800/C14C in a quartz tube in flowing oxy-
gen. After the thermal treatment, the films yielded a magnetization sat-
uration of 100 emu/cm3, and an RMS roughness below 0.1 nm was
confirmed using a superconducting quantum interference device
(SQUID) and high-resolution x-ray diffraction measurements, as
detailed in our recent article.44Moreover, the out-of-plane hysteresis
loops showed curved shapes, which might be related to labyrinth
domain structures very common in garnet films with PMA.48The
next step of sample preparation consisted of an ex situ deposition of a
4 nm-thick Pt film over the post-annealed TIG films using the dc sput-
tering technique. Platinum films were grown under an Ar gas pressureof 3.0 mTorr, at room temperature, and a deposition rate of 10 nm/
min. The Pt films were not patterned.
Ferromagnetic resonance (FMR) is a well-established technique
for the study of basic magnetic properties such as saturation magneti-zation, anisotropy energies, and magnetic relaxation mechanisms.
Furthermore, FMR has been central to the investigation of microwave-
driven spin-pumping phenomena in FM/NM bilayers.
11,12,49First, we
used a homemade FMR spectrometer running at a fixed frequency of
9.5 GHz, at room temperature, where the samples were placed in themiddle of the back wall of a rectangular microwave cavity operating in
the TE
102mode with a Q factor of 2500. Field scan spectra of the deriv-
ative of the absorption power ( dP=dHÞwere acquired by modulating
t h ed ca p p l i e dfi e l d ~H0with a small sinusoidal field ~hat 100 kHz and
using lock-in amplifier detection. The resonance field HRwas obtained
as a function of the polar and azimuthal angles ( hH;/HÞof the applied
magnetic field ~H, as illustrated in Fig. 1(d) ,w h e r e ~H¼~H0þ~hand
h/C28H0.
The FMR spectra for TIG(t) films are shown in Figs. 1(a)–1(c)
for thicknesses t ¼15, 30, and 60 nm, respectively. The spectra were
measured for Happlied along three different polar angles: hH¼0/C14
(blue), hHffi45/C14(green), and hH¼90/C14( r e d ) .T h ec o m p l e t ed e p e n -
dence of HR, for each sample, as a function of the polar angle
(0/C14/C20hH/C2090/C14)i ss h o w ni n Figs. 1(e)–1(g) . For all samples, HRwas
minimum for hH¼0/C14, confirming that the perpendicular anisotropy
field was strong enough to overcome the demagnetization field. While
the films with t ¼15 nm and 30 nm exhibited the maximum value of
HRforhH¼90/C14(in-plane), the sample with t ¼60 nm showed a
maximum HRathH/C2460/C14.T oe x p l a i nt h eb e h a v i o ro f HRas a func-
tion of the out-of-plane angle hH, it is necessary to normalize the FMR
data to compare with the theory described as follows.
The most relevant contributions to the free magnetic energy den-
sity/C15for GGG(111)/TIG(111) films are
/C15¼/C15Zþ/C15CAþ/C15Dþ/C15U; (1)
where /C15Zis the Zeeman energy density, /C15CAis the cubic anisotropy
energy density for (111)-oriented thin films, /C15Dis the demagnetization
energy density, and /C15Uis the uniaxial energy density. Taking into con-
sideration the reference frame shown in Fig. 1(d) , each energy density
term can be written as:50
/C15Z¼/C0MSHsinhsinhHcos//C0/H ðÞ þcoshcoshH ðÞ ; (2)
/C15CA¼K1=12 3/C06cos2hþ7cos4hþ4ffiffi ffi
2p
coshsin3/sin3h/C0/C1
;(3)
/C15Dþ/C15U¼2p~M/C1^e3/C0/C12/C0K?
2~M/C1^e3=MS/C0/C12
/C0K?
4~M/C1^e3=MS/C0/C14;(4)
where hand/are the polar and azimuthal angles of the magnetization
vector ~M,MSis the saturation magnetization, K1is the first order
cubic anisotropy constant, and K?
2andK?
4are the first and second
order uniaxial anisotropy constants. The uniaxial anisotropy terms
come from two sources: growth-induced and stress-induced anisot-ropy. The relation between the resonance field and the excitation fre-
quency xcan be obtained from:
51,52
x=cðÞ2¼1
M2sin2h/C15hh/C15///C0/C15h/ðÞ2hi
; (5)
where cis the gyromagnetic ratio. The subscripts indicate partial
derivatives with respect to the coordinates, /C15hh¼@2/C15=@h2jh0;/0,Applied Physics Letters ARTICLE scitation.org/journal/apl
Appl. Phys. Lett. 117, 122412 (2020); doi: 10.1063/5.0023242 117, 122412-2
Published under license by AIP Publishing/C15//¼@2/C15=@/2jh0;/0,a n d /C15h/¼@2/C15=@h@/jh0;/0,w h e r e h0and/0
are the equilibrium angles of the magnetization determined by the
energy density minimum conditions, @/C15=@hjh0;/0¼0a n d
@/C15=@/jh0;/0¼0. The best fits to the data obtained using Eq. (5)are
shown in Figs. 1(e)–1(g) by the solid red lines. The main physical
parameters extracted from the fits, including the effective magnetiza-tion 4 pM
eff, are summarized in Table I . Here, 4 pMeff¼4pM
/C02K?
2=MS, where the second term is the out-of-plane uniaxial anisot-
ropy field HU2¼2K?
2=M,a l s on a m e d H?. It is important to notice
that the large negative values of HU2w e r es u f fi c i e n t l ys t r o n gt os a t u -
rate the magnetization along the direction perpendicular to the TIG
film’s plane, thus overcoming the shape anisotropy. We used the satu-
ration magnetization as the nominal value of MS¼140:0G.A st h ethickness of the TIG film increased, the magnitude of the perpendicu-
lar magnetic anisotropy field, HU2, decreased due to the relaxation of
the induced growth stresses as expected.
To obtain the Gilbert damping parameter ðaÞof the TIG thin
films, we used the coplanar waveguide technique in the variable tem-perature insert of a physical property measurement system (PPMS). Avector network analyzer measured the amplitude of the forward com-
plex transmission coefficients ( S
21) as a function of the in-plane mag-
netic field for different microwave frequencies ðfÞand temperatures
(T).Figure 2(a) shows the FMR spectra ðS21vsHÞfor TIG(30 nm)
corresponding to frequencies ranging from 2 GHz to 14 GHz at 300 K,
with a microwave power of 0 dBm, after normalization by background
subtraction. Fitting each FMR spectrum using the Lorentz function,we were able to extract the half linewidth DHfor each frequency, as
shown in Fig. 2(b) .T h e n , awas estimated based on the linear approxi-
mation DH¼DH
0þ4pa=cðÞ f,w h e r e DH0reflects the contribution
of magnetic inhomogeneities, the linear frequency part is caused by
the intrinsic Gilbert damping mechanism, and cis the gyromagnetic
ratio.53The same analysis was performed for lower temperature data,
and it was extended to TIG(60 nm). Due to the weak magnetization ofthe thinnest TIG (15 nm), the coplanar waveguide setup was not able
to detect its FMR signals. Figure 2(c) shows the Gilbert damping
dependence with T. At 300 K, a¼0:015 for TIG(60 nm), which is in
agreement with the values reported in the literature,
4,45and it increases
by 130% as Tgoes down to 150 K.54
Next, this work focused on the generation of pure spin currents
carried by spin waves in TIG at room T, followed by their propagation
FIG. 1. FMR absorption derivative spectra vs field scan H for (a) TIG(15 nm), (b) TIG(30 nm), and (c) TIG(60 nm), at room T and 9.5 GHz. The half linewidths ( DH) for
TIG(15 nm) with Happlied along hH¼0/C14;50/C14, and 90/C14are 112 Oe, 74 Oe, and 72 Oe, respectively. For TIG(30 nm), DHvalues are 82 Oe, 72 Oe, and 65 Oe for
hH¼0/C14;50/C14, and 90/C14, respectively. For TIG(60 nm), DHvalues are 72 Oe, 75 Oe, and 61 Oe for hH¼0/C14;45/C14, and 90/C14, respectively. These values were extracted from
the fits using the Lorentz function. (d) Illustration of the FMR experiment where the magnetization ( M) under an applied magnetic field (H) is driven by a microwave. (e)–(g)
show the dependence of the resonance field HRwithhHfor different thicknesses of TIG. The red solid lines are theoretical fits obtained for the FMR condition. Magnetization
curves are given in Ref. 44.
TABLE I. Physical parameters extracted from the theoretical fits of the FMR
response of the TIG thin films with thickness t, performed at room Tand 9.5 GHz.
4pMeffis the effective magnetization, H 1Cis the cubic anisotropy field, and H U2and
HU4are the first and second order uniaxial anisotropy fields, respectively. H U2is the
out-of-plane uniaxial anisotropy field, also named H?.
TIG film’s thickness t 15 nm 30 nm 60 nm
4pMeff(G) /C0979 /C0799 /C0383
H1C¼2K1=MS(Oe) 31 26 /C0111
HU2¼4pMeff/C04pMS(Oe) /C02739 /C02559 /C02143
HU4¼2K?
4=MS(Oe) 311 168 432Applied Physics Letters ARTICLE scitation.org/journal/apl
Appl. Phys. Lett. 117, 122412 (2020); doi: 10.1063/5.0023242 117, 122412-3
Published under license by AIP Publishingthrough the interface between TIG and Pt and their spin-to-charge
conversion inside the Pt film. Initially, we explored the FMR-driven
spin-pumping effect in TIG(60 nm)/Pt(4 nm), where the coherentmagnetization precession of the TIG injected a pure spin current J
s
into the Pt layer, which was converted as a transverse charge current
Jcby means of the inverse spin Hall effect, expressed as
~Jc¼hSHr^/C2~Js/C0/C1
,w h e r e hSHis the spin Hall angle and r^is the spin
polarization.55As the FMR was excited using a homemade spectrome-
ter at 9.5 GHz, a spin pumping voltage ( VSP) was detected between the
two silver painted electrodes placed on the edges of the Pt film, as illus-
trated in Fig. 3(a) . It is important to note that when the magnetization
vector was perpendicular to the sample’s plane, no V SPwas detected.
The sample TIG(60 nm)/Pt(4 nm) had dimensions of 3 /C24m m2and
a resistance between the silver electrodes of 48 Xat zero field. VSP
showed a peak value of 0 :85lVin the resonance magnetic field for anincident power of 185 mW and an in-plane dc magnetic field
(hH¼90/C14)a ss h o w ni n Fig. 3(b) . The signal reversed when the field
direction went through a 180/C14rotation. The dependence of VSPon
the microwave incident power was linear, as shown in Fig. 3(c) ,
whereas the spin pumping charge current ( ISP¼VSP=R) had the
dependence of VSP/sinhH,a ss h o w ni n Fig. 3(d) , for a fixed micro-
wave power of 100 mW. The ratio between the microwave-driven volt-
age and the microwave power was 4 lV/W.
We also excited pure spin currents via the spin Seebeck effect
(SSE) in TIG(60 nm)/Pt(4 nm) at room T. The SSE emerges from the
interplay between the spin and heat currents, and it has the potential
to harvest and reduce power consumption in spintronic devices.16,18
When a magnetic material is subjected to a temperature gradient, a
spin current is thermally driven into the adjacent non-magnetic (NM)
layer by means of the spin-exchange interaction. The spin accumula-
tion in the NM layer can be detected by measuring a transversal charge
current due to the ISHE. To observe the SSE in our samples, the
uncovered GGG surface was placed over a copper plate, acting as athermal bath at room T, while the sample’s top was in thermal contact
with a 2 /C22mm
2commercial Peltier module through a thermal
paste, as illustrated in Fig. 4(a) . The Peltier module was responsible for
creating a controllable temperature gradient across the sample. On the
other hand, the temperature difference ( DT) between the bottom and
top of the sample was measured using a differential thermocouple.
The ISHE voltage due to the SSE ( VSSE) was detected between the two
silver painted electrodes placed on the edges of the Pt film.
The behavior of VSSEby sweeping the dc applied magnetic field
(H), while DT,hH,a n d /Hwere kept fixed, was investigated. Fixing
/H¼0/C14and varying the magnetic field from out-of-plane ( hH¼0/C14Þ
to in-plane along the x-direction ( hH¼90/C14Þ,VSSEwent from zero to
its maximum value of 5.5 lVforDT¼20K,a ss h o w ni n Fig. 4(b) .
Around zero field, no matter the value of hH, the TIG’s film magneti-
zation tended to rely along its out-of-plane easy axis, which zeroes
VSSE. For in-plane fields ( hH¼90/C14)w i t h DT¼12K,VSSEwas maxi-
mum when /H¼0/C14, and it was zero for /H¼90/C14.T h er e a s o nt h a t
VSSEwent to zero for /H¼90/C14may be attributed to the generated
charge flow along the x-direction, while the silver electrodes were
placed along the y-direction, thus not enabling the current detection
[seeFig. 4(c) ]. The analysis of the spin Seebeck amplitude DVSSEvs
hH,/H,a n dDTshowed a sine, cosine, and linear dependence, respec-
tively, as can be seen in Figs. 4(d) and4(e),w h e r et h er e ds o l i dl i n e s
are theoretical fits. The Spin Seebeck coefficient (SSC) extracted from
the linear fit of DVSSEvsDTwas 0.54 lV/K.
FIG. 2. (a) Ferromagnetic resonance spectra vs in-plane applied field Hfor a 30 nm-thick TIG film at frequencies ranging from 2 GHz to 14 GHz and a temperature of 300 K,
after normalization by background subtraction. (b) Half linewidth DHvs frequency for TIG(30 nm) at 300 K. The Gilbert damping parameter awas extracted from the linear
fitting of the data. (c) Damping avs temperature Tfor TIG films with thicknesses of 30 nm and 60 nm.
FIG. 3. Spin pumping voltage (V SP) excited by a FMR microwave of 9.5 GHz, at
room T, in TIG(60 nm)/Pt(4 nm). (a) Illustration of the spin pumping setup. (b) In-
plane field scan of V SPfor different microwave powers. (c) Linear dependence of
the maximum V SPwith the microwave power. (d) hHscan of the charge current
(ISP) generated by means of the inverse spin Hall effect in the Pt film. (e) In-plane
field scan of the FMR absorption derivative spectrum for 5 mW.Applied Physics Letters ARTICLE scitation.org/journal/apl
Appl. Phys. Lett. 117, 122412 (2020); doi: 10.1063/5.0023242 117, 122412-4
Published under license by AIP PublishingIn conclusion, we used the FMR technique to probe the magnetic
anisotropies and the Gilbert damping parameter of the sputtered TIGthin films with perpendicular magnetic anisotropy. The results showedhigher resonance fields ( >3.5 kOe) and broader linewidths ( >60 Oe)
when comparing with YIG films at room T. Thinner TIG films
(t¼15 nm and 30 nm) presented a well-defined PMA; on the other
hand, the easy axis of the thicker TIG film (60 nm) showed a deviationof 30
/C14from normal to the film plane. By numerically adjusting the
F M Rfi e l dd e p e n d e n c ew i t ht h ep o l a ra n g l e ,w ee x t r a c t e dt h ee f f e c t i v e
magnetization, the cubic (H 1C), and the out-of-plane uniaxial anisot-
ropy (H U2¼H?) fields for the three TIG films. The thinnest film pre-
sented the highest intensity for H ?as expected, even so H ?was
strong enough to overcome the shape anisotropy and gave place to a
perpendicular magnetic anisotropy in all the three thickness of TIGfilms. The Gilbert damping parameters ðaÞfor TIG(30 nm) and
TIG(60 nm) films were estimated to be /C2510
/C02, by analyzing a set of
FMR spectra using the coplanar waveguide technique at various
microwave frequencies and temperatures. As Twent down to 150 K,
the damping increased monotonically 130%.
Furthermore, spin waves (magnons) were excited in the
TIG(60 nm)/Pt(4 nm) heterostructure through the spin pumping and
spin Seebeck effects, at room Tand 9.5 GHz. The generated pure spin
currents carried by the magnons were converted into charge currentsonce they reached the Pt film by means of the inverse spin Hall effect.
The charge currents were detected as a microvoltage measured at the
edges of the Pt film, and they showed sine and cosine dependenceswith the polar and azimuthal angles, respectively, of the dc appliedmagnetic field. This voltage was linearly dependent on the microwave
power for the SPE and on the temperature gradient for the SSE. Theseresults confirmed a good spin-mixing conductance in the interface
TIG/Pt and an efficient conversion of pure spin currents into chargecurrents inside the Pt film, which is crucial for the employment of TIGfilms with a robust PMA in the development of magnon-based spin-tronic devices for computing technologies.
This research was supported in the USA by the Army Research
Office (Nos. ARO W911NF-19-2-0041 and W911NF-20-2-0061),NSF (No. DMR 1700137), and ONR (No. N00014-16-1-2657), inBrazil by CAPES (No. Gilvania Vilela/POS-DOC-88881.120327/2016-01), FACEPE (Nos. APQ-0565-1.05/14 and APQ-0707-1.05/14), CNPq, UPE (No. PFA/PROGRAD/UPE 04/2017), andFAPEMIG-Rede de Pesquisa em Materiais 2D and Rede deNanomagnetismo, in Chile by Fondo Nacional de DesarrolloCient /C19ıfico y Tecnol /C19ogico (FONDECYT) No. 1170723, and in China
by the National Natural Science Foundation of China (No.11974025).
DATA AVAILABILITY
The data that support the findings of this study are available
from the corresponding author upon reasonable request.
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Published under license by AIP Publishing |
1.5007324.pdf | Effect of external magnetic field on locking range of spintronic feedback nano
oscillator
Hanuman Singh , K. Konishi , A. Bose , S. Bhuktare , S. Miwa , A. Fukushima , K. Yakushiji , S. Yuasa , H. Kubota ,
Y. Suzuki , and A. A. Tulapurkar
Citation: AIP Advances 8, 056010 (2018);
View online: https://doi.org/10.1063/1.5007324
View Table of Contents: http://aip.scitation.org/toc/adv/8/5
Published by the American Institute of Physics
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Effect of external magnetic field on locking range
of spintronic feedback nano oscillator
Hanuman Singh,1,aK. Konishi,2A. Bose,1S. Bhuktare,1S. Miwa,2
A. Fukushima,3K. Yakushiji,3S. Yuasa,3H. Kubota,3Y. Suzuki,2
and A. A. Tulapurkar1
1Department of Electrical Engineering, Indian Institute of Technology Bombay,
Powai, Mumbai 400 076, India
2Graduate School of Engineering Science, Osaka University, Toyonaka,
Osaka 560-8531, Japan
3National Institute of Advanced Industrial Science and Technology (AIST),
Spintronics Research Center, Ibaraki 305-8568, Japan
(Presented 9 November 2017; received 2 October 2017; accepted 26 October 2017;
published online 13 December 2017)
In this work we have studied the effect of external applied magnetic field on the
locking range of spintronic feedback nano oscillator. Injection locking of spintronic
feedback nano oscillator at integer and fractional multiple of its auto oscillation fre-
quency was demonstrated recently. Here we show that the locking range increases
with increasing external magnetic field. We also show synchronization of spintronic
feedback nano oscillator at integer (n=1,2,3) multiples of auto oscillation frequency
and side band peaks at higher external magnetic field values. We have verified
experimental results with macro-spin simulation using similar conditions as used
for the experimental study. © 2017 Author(s). All article content, except where oth-
erwise noted, is licensed under a Creative Commons Attribution (CC BY) license
(http://creativecommons.org/licenses/by/4.0/). https://doi.org/10.1063/1.5007324
The spin transfer-torque (STT)1–7effect has been used to realize nano-scale microwave oscilla-
tors (STNO). The low output power and large linewidth of STNO are considered as biggest challenges
for practical applications of STNO. Recently our group demonstrated a new type of spintronic
oscillator based on the magnetic field feedback (SFNO). SFNO8,9shows very high quality factor
(Q= frequency/Line width). The working of SFNO is based on the tunneling magneto-resistance
(TMR) effect and can work without STT. SFNO comprises a magnetic tunnel junction (MTJ) nano-
pillar and a co-planer wave guide (CPW) insulated from it. Such a system can amplify rf signals
passing through the waveguide when dc current flows through the MTJ. The rf signal through the
waveguide excites the magnetization of the free layer via the Oersted magnetic field, which is con-
verted into rf voltage by the dc current via the TMR effect. For dc current exceeding a threshold
value, the input signal can be amplified. Such an amplifying system can work as oscillator if positive
feedback is provided from the output to the input side. A distinctive feature of the SFNO is the
presence of side band peaks along with the main peak in the power spectral density (PSD), which
arises due to the delayed feedback.
A large output power out can be obtained by mutual synchronization of oscillators. A first step in
such a study is the injection locking of a single oscillator to a microwave source. These studies are also
important to understand the non-linear dynamics of auto-oscillator. Many extensive theoretical and
experimental studies have been carried out on synchronization of STNO. In previous studies many
research groups have shown injection locking of STNOs10–23to external rf current and microwave
magnetic field. In the case of SFNO, the oscillator itself is based on feedback of rf magnetic field,
which is created by the oscillation of the free layer. In addition to that, we need to add external rf
aCorresponding Author: Hanuman Singh Email: hanumanbana20@gmail.com
2158-3226/2018/8(5)/056010/5 8, 056010-1 ©Author(s) 2017
056010-2 Singh et al. AIP Advances 8, 056010 (2018)
magnetic field for injection locking experiments. Recently our group carried out injection locking
study of SFNO to microwave magnetic field.24It was demonstrated that SFNO can be injection locked
at integer as well as fractional multiple of the free running auto-oscillation frequency.24It was also
shown that the SFNO can be injection locked on its side band peaks.24The concept of SFNO is not
limited to feedback from Oersted magnetic field but it can be realized with different technique of
feedback like inverse spin Hall effect25,26and Rashba interfacial coupling.27,28We can use the effect
of SFNO concept with STT29to improvement in output power and quality factor.
In this study we shown the synchronization of SFNO to external microwave magnetic field at
integer multiples (n=1,2,3) and side band peaks of its auto-oscillation frequency with higher external
magnetic field perpendicular to easy axis. In particular, we have investigated the dependence of n=1
locking range on the external magnetic field.
The SFNO studied here comprises of MTJ nano pillar of size 300 x 500 nm2in elliptical shape.
The MTJ nano pillar were fabricated using e-beam lithography and Ar ion milling from multilayer
stack of the following structure: Ta(5nm)/Cu(20nm)/Ta(5nm)/Cu(20nm)/Ta(3nm)/Ru(5nm)/IrMn
(7nm)/CoFe(3nm)/Ru(0.8nm)/CoFeB(3nm)/CoFe(0.4nm)/MgO(0.9nm)/CoFeB(3nm)/Ta(5nm)/Cu
(30nm)/Ta(5nm)/Ru(5nm) on thermally grown SiO 2(500 nm). A 1 m wide co-planar wave guide
(CPW) was fabricated on top of MTJ. The 100 nm thick SiO 2layer is used to isolate MTJ top contact
and CPW. The orientation of fabricated CPW is adjusted such that current passing through it creates
magnetic field along x axis as shown in fig. 1(a). The pinned layer magnetization is pinned along
x-axis. Which is also the easy axis of the free layer. To generate auto oscillation in free layer of MTJ
we applied external magnetic field perpendicular to easy axis and a constant bias current through
bias-tee network. The rf output from the MTJ is divided into two parts using a power splitter: one
part is measured using network analyzer and second part of output signal is amplified and fed into
CPW. The realization of feedback without amplifier is also possible if we have high TMR device and
very thin CPW as discussed in Ref. 9. The synchronization of SFNO to external rf magnetic field is
realized by adding rf current from rf signal generator to the feedback line through one port of direc-
tional coupler as shown in fig. 1(a). The measurement to study effect of external magnetic field on
the locking range of SFNO is carried out by changing external magnetic field applied perpendicular
to easy axis. All the measurement was carried out at room temperature.
The SFNO power spectral density (PSD) in log scale is shown in fig. 1(b) when we applied
external magnetic field ( Hext) of 100 Oe along y-axis and bias current of -2.3 and 27 dB gain of
amplifier. We have shown the variation of auto-oscillation frequency of SFNO with applied external
FIG. 1. (a) Show the schematic for experimental set-up used to study the synchronization of spintronic feedback nano oscillator
(SFNO). The SFNO consist of MTJ and an electrically insulated coplanar wave guide on top. The DC current is used to bias
the MTJ through bias-tee. An oscillating voltage is generated through TMR effect of MTJ due to oscillation of free layer and
passage of dc current. The generated output signal is collected through bias-tees and split into two parts using power splitter.
One part of output signal is amplified and used as feedback signal to CPW through directional coupler and second part of
signal is directly observed through spectrum analyzer. The one port of directional coupler is used to add the external rf signal
in feedback line. Fig. 1(b) shows Power spectral density of the free running oscillator (i.e. oscillator with feedback but without
external locking magnetic field) in log scale, with applied magnetic field of 100 Oe along y-axis, bias current of -2.3mA and
27 dB gain of amplifier. The first inset of fig. 1(b) shows the variation of free running oscillator frequency with external field
(hext), the second inset shows zoomed in spectrum of main peak in linear scale. The main peak shows a high Q factor of 4800
and the third inset shows the TMR of the device.056010-3 Singh et al. AIP Advances 8, 056010 (2018)
magnetic field ( Hext) in the inset (i) of fig. 1(b). The SFNO have high quality factor (Q = frequency
(f)/linewidth ( f)) of 4800 as shown in inset (ii) of fig. 1(b) with same bias and external magnetic
field. The observed TMR value of the MTJ device used for experiment is 56% as shown in inset
(iii) of fig. 1(b). The PSD spectrum in log scale shows that the main peak is accompanied by side
peaks with separation of around 120 MHz which is corresponding to delay of 8 ns in feedback circuit.
These separation of side peak can be changed by changing delay as shown in Ref. 9.
To demonstrate the synchronization of SFNO to rf magnetic field, we passed rf current through
the CPW via a directional coupler as shown in fig. 1(a). The rf current creates rf magnetic field ( he)
along x axis.
Fig. 2(a) shows the 2D color plot of PSD as a function of external frequency ( fe) obtained
athe=5.5Oe with applied external magnetic field of Hext=100 Oe. This figure clearly shows the
synchronization phenomena observed at integer (n=1,2,3) multiples of the auto-oscillation frequency,
f0of SFNO . Fig. 2(b) shows PSD plots obtained for three different values of feclose to f0,2f0, and
3f0(i.e. for n=1,2,3 phase locking) along with the PSD of free running SFNO.
We have studied the effect of external dc magnetic field ( Hext) on the locking range of SFNO. We
measured locking range for n=1 for different values of Hext. We define locking range as frequency
range over which oscillator frequency matches with the external frequency. It was found that the
locking range increases with Hextas shown in the fig. 2(c).
We further explored the effect of injection locking on the side band peaks. The result shown in
fig. 3(a–c) are obtained at h e=5.5Oe with applied external magnetic field Hext=100 Oe along y axis.
The 2D color plots in fig. 3(a–c) shows synchronization of side band peaks and main peaks and its
effect on the other peaks. Panel (a) shows that when left side peak is locked the main peak and right
side peak are suppressed. Panel (b) shows that when center peak is locked the left side peak and right
side peak are suppressed. Similarly, panel (c) shows that when right side peak is locked the main
peak and left side peak are suppressed. Similar results were obtained in Ref. 24 for lower values of dc
magnetic field. These results show that SFNO can be injection locked on the side band peaks, which
effectively increases the locking range. As the position of side band peaks can be controlled by the
feedback delay (Ref. 9) this provides a useful technique for locking oscillators with large difference
in their free running frequencies.
We carried out macro-spin simulation of the injection locking of feedback oscillator to support
the experimental results. The LLG equation was modified to include the effect of magnetic field
feedback (Refs. 8, 9, and 24) as:
˙ˆm=
ˆm(¯Heff+¯hr+¯hfb+¯he) +( ˆm˙ˆm)
FIG. 2. (a) 2D plot of power spectral density (PSD) as a function of external frequency (f e) applied at integer (n=1, 2, 3) of
the auto-oscillation frequency (f 0) of the free running SFNO at h e=5.5Oe. (b) PSD obtained for three values of f eclose to f 0,
2f0, and 3f 0(i.e. for n=1,2,3 phase locking) respectively with the free running PSD of SFNO shown for comparison. (c) shows
locking range for n=1 multiple as a function of external dc magnetic field (H ext) applied along y-axis. Rf magnetic field of
he=5.5 Oe was applied.056010-4 Singh et al. AIP Advances 8, 056010 (2018)
FIG. 3. (a-c) 2D color plot shows locking of side band peaks and main peaks and its effect on main peak and side band peaks
when locked as a function of f eat h e=5.5Oe with applied 100 Oe magnetic field. (d) shows Simulation results at T=300K:
PSD plot obtained for three values of f eclose to f 0(i.e. for n=1 phase locking) with the free running PSD of SFNO at external
field H extof 100 Oe along Y axis and -35 Oe field along X axis and external rf field h e=2 Oe.
In above equation ˆ mdenotes unit vector along magnetization,
is the gyromagnetic ratio, Heffis
the effective magnetic field comprising the external field ( Hext) and the anisotropy field ( Hani), the
random magnetic field ( hr), feedback field (hfb)and external rf magnetic field (he).is the Gilbert
damping constant. The random magnetic field satisfies the following statistical properties:8
hr,i(t)=0,D
hr,i(t)hr,j(s)E
=2Dij(t s),D=kBT=(
0MSV)
where kBis the Boltzmann constant , Tis temperature ,0is magnetic permeability , MSis saturation
magnetization, and Vis volume. Dis taken as the strength of the thermal fluctuations. The feedback
field is given by,8hfb(t)=Idcˆx[R(t t) R0]=[2w(R0+RT)] , where Idc,w,R0andRTdenotes the dc
current, the width of the feedback line, the average resistance of MTJ, and the termination resistance
(50
) respectively. tandR(t-t)also denotes the feedback delay and the resistance of MTJ at time
t-trespectively. The following parameters are used in the simulation: =0.01,
=2.21X105A/ms,
T=300 K, MS=1000 emu/cc, V= (500 nm X 300 nm X 3nm). The anisotropy magnetic field ( Hani) is
given by: Hani= H==mx+H?mz, where H==andH?denote the in-plane and out-of-plane anisotropy
fields. Positive values of H==andH?imply that x-axis is the easy axis and z-axis is out-of-plane
hard axis. We have used H===50 Oe and H?=104Oe. We assumed feedback strip width as 1 m and
amplification gain of 20 dB. The parameters used for simulations, are similar to the experimental
conditions.
The simulation results for synchronization of SFNO at n=1 are shown in fig. 3(d). This figure
shows PSD plot obtained for three values of f eclose to f 0(i.e. for n=1 phase locking) with the free
running PSD of SFNO for he=2 Oe with Hext=100 Oe along Y axis and 35 Oe field along X axis.
As can be seen from the TMR data shown in in the inset ii of fig. 1(b), the center of TMR loop is
shifted by about -35 Oe. To account for this, 35 Oe field along x-axis was used in the simulation. The
simulations results shown in fig. 3(d) show the n=1 locking phenomena. The red curve in fig. 3(d)
is the psd of the SFNO oscillator without any locking signal. When external rf magnetic field with
frequency close to the free running frequency is applied, the oscillation frequency follows the applied
rf frequency. This can be seen from the dark blue and light blue curves in fig. 3(d). These simulation
results match with the experimental data as shown in fig. 2(b). The simulations were also carried out
for different values of external magnetic fields along y-axis. It was also found that the locking range
increases with increasing magnetic field in agreement with the experimental results.
In summary, we have studied the injection locking of SFNO for different external dc magnetic
fields. We showed the injection locking at integer multiples of the free running frequency as well
as injection locking at the side band peak positions. We found that the locking range increases with
increasing external dc magnetic field. The experimental results are supported by maco-spin LLG
simulations.056010-5 Singh et al. AIP Advances 8, 056010 (2018)
ACKNOWLEDGMENTS
We are thankful to the Centre of Excellence in Nanoelectronics (CEN) at the IIT-Bombay
Nanofabrication facility (IITBNF) and Ministry of Electronics and Information Technology (Meity),
Government of India for its support.
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1.5129954.pdf | AIP Advances 9, 125130 (2019); https://doi.org/10.1063/1.5129954 9, 125130
© 2019 Author(s).Micromagnetic simulations of first-order
reversal curves in nanowire arrays using
MuMax3
Cite as: AIP Advances 9, 125130 (2019); https://doi.org/10.1063/1.5129954
Submitted: 02 October 2019 . Accepted: 03 November 2019 . Published Online: 23 December 2019
R. G. Eimerl , K. S. Muster , and R. Heindl
COLLECTIONS
Paper published as part of the special topic on 64th Annual Conference on Magnetism and Magnetic Materials
Note: This paper was presented at the 64th Annual Conference on Magnetism and Magnetic Materials.
AIP Advances ARTICLE scitation.org/journal/adv
Micromagnetic simulations of first-order reversal
curves in nanowire arrays using MuMax3
Cite as: AIP Advances 9, 125130 (2019); doi: 10.1063/1.5129954
Presented: 7 November 2019 •Submitted: 2 October 2019 •
Accepted: 3 November 2019 •Published Online: 23 December 2019
R. G. Eimerl,a)K. S. Muster,a)and R. Heindlb)
AFFILIATIONS
Department of Physics and Astronomy, San Jose State University, San Jose, California 95112, USA
Note: This paper was presented at the 64th Annual Conference on Magnetism and Magnetic Materials.
a)These authors contributed equally to this work.
b)Electronic mail: ranko.heindl@sjsu.edu.
ABSTRACT
We perform simulations of magnetic reversal in a 3 ×3 array of nanowires using MuMax3 micromagnetic simulation program. We
record a series of first-order reversal curves (FORCs) that form distinct branches of ascending minor curves depending on the ini-
tial magnetization state. We calculate the FORC distribution, which shows 9 positive primary peaks, representing single reversals of the
9 simulated nanowires. The primary peaks form an interaction field distribution (IFD), a common feature in experimental FORC distri-
butions due to demagnetizing interactions. The FORC distribution also contains positive and negative secondary peaks due to differing
magnetization during reversal. We demonstrate the use of MuMax3 simulations to relate FORC distribution features to visualized magnetic
configurations.
©2019 Author(s). All article content, except where otherwise noted, is licensed under a Creative Commons Attribution (CC BY) license
(http://creativecommons.org/licenses/by/4.0/). https://doi.org/10.1063/1.5129954 .,s
I. INTRODUCTION
Magnetic nanowire arrays are promising nanostructures for
applications in high-density magnetic recording,1,2microwave
devices,3,4spintronic devices,5,6and sensors.7,8The magnetic rever-
sal fields of these arrays can be mapped by the first-order reversal
curve (FORC) distribution.9However, large interaction fields can
reshape the FORC distribution of arrays and influence the over-
all switching behavior.10,11Better understanding of nanowire array
switching is needed to mitigate or utilize interaction effects in future
devices.
Previous simulations of nanowire arrays have modeled grids of
point-dipoles,12grids of point-elements,13–15or collections of hys-
teretic elements,11which exhibit FORC distribution features sim-
ilar to those observed experimentally. These models allow simu-
lation of arrays composed of many nanowires but at the cost of
approximating or neglecting intra-wire interactions and inhomoge-
neous states. Our goal has been to simulate the reversal processes
in nanowire arrays and to map changes in magnetization to features
in the FORC diagram. We have used micromagnetic simulations of
3-D nanowires to investigate how the internal magnetization rever-
sals, including mixed or inhomogeneous states, of the nanowires inthe system appear in FORC distributions. Since full micromagnetic
simulations are more computationally intensive than simulations of
simplified models, we are limited to small arrays. In this study, we
have simulated 3 ×3 and 4 ×4 nanowire arrays. Here, we report
results for the 3 ×3 array, noting that the 4 ×4 array exhibits similar
results.
II. MICROMAGNETIC SIMULATION
Simulation has been performed with the open-source program
MuMax3. MuMax3 simulates magnetization dynamics in nano-
and microscale ferromagnetic structures.16The magnetization at all
points in the model is solved simultaneously and over time from the
Landau–Lifshitz–Gilbert equation.17The program computes finite-
difference solutions in CUDA-enabled GPUs.16Prior to simulation,
we have tested and verified MuMax3 by matching the published
results for the Standard Problems.18
The 3 ×3 array of nanowires is composed of identical cylin-
ders with diameter ( D= 80 nm) and length ( L= 1μm). The chosen
length is in the regime for which modeling nanowires as point-
dipoles may be limited.19The wires are arranged in a 2-D square
AIP Advances 9, 125130 (2019); doi: 10.1063/1.5129954 9, 125130-1
© Author(s) 2019AIP Advances ARTICLE scitation.org/journal/adv
grid with equal spacing between nanowire centers ( r= 200 nm).
Every nanowire has the same exchange constant ( Aex= 1.3×10−11
J m−1), saturation magnetization ( Ms= 800 kA m−1), and damp-
ing ( α= 0.008). Therefore, we have not introduced differences in
reversal behavior of the nanowires themselves, which would oth-
erwise alter the FORC distribution.15,20The system is discretized
into 4 nm ×4 nm ×4 nm cells, width smaller than the exchange
length ( lex=√
2Aex/μ0M2s≤5.69 nm). Thermal effects are not
accounted for.
After the model is constructed, and before solving the Landau–
Lifshitz–Gilbert equation, the demagnetization kernel is calculated
for each finite-difference cell in the simulation. MuMax3 does this
by assuming a uniform magnetization for each cell, directly cal-
culating the demagnetization field, solving for the demagnetizing
field kernel, then convolving with the magnetization of a particu-
lar state.16When determining the kernel, MuMax3 allows for peri-
odic boundary conditions that extend the system. This significantly
reduces run-time due to the lack of zero-padding required for the
Fourier transforms.16This also prevents interactions being weaker
for nanowires along the edges or corners of the simulation win-
dow for better representation of an infinite array.15Our simula-
tions repeat the system four times on each side of the simulation
window.
III. FORC SIMULATION
The simulated external magnetic field is varied similarly to the
applied field in experimental FORC measurements. First, a field
sufficient to saturate the system is applied ( Hs= 119 kA m−1).
The descending major curve is simulated while the 3-D magneti-
zation and initial external field ( HR) are recorded. Unlike experi-
ment, where saturation and the descending sweep are performed
between each FORC, we initialize each FORC using these saved
configurations to reduce total run time by 50%.
A particular FORC, or ascending minor curve, is then mea-
sured by recording the normalized magnetic moment ( m) as the
external field ( H) is increased to positive saturation at Hs. The
net moment and the external magnetic field are recorded as two
3-D vectors, although only the components parallel to the nanowire
axis are analyzed. This process is repeated for 60 values of HR
between + Hsand−Hs. This provides a data set describing the mag-
netic moment as a function of the reversal field and the external
field [ m(HR,H)], known as the FORC family (Fig. 1). Since each
FORC is an independent simulation from known initial states, mul-
tiple FORCs can be simulated in parallel to further reduce total
run time.
The low Hportion of some curves forms a branch, a visible ver-
tical gap indicating a greater mthan that of the curve labeled “Low”
at the same H. The branches demonstrate hysteresis, a dependence
ofmon the initial state at HRas well as on Hcommonly seen in
FORC measurement. Above a particular value of Hand below a
value of HR, the FORCs merge with Low. We refer to this thresh-
old ( H,HR) as the “merge point.” There are 9 distinct hysteretic
branches, labeled “A” to “I,” which we have verified on an ( H,HR)
plot after subtracting the Low curve for improved contrast. Each
branch is composed of several overlapping FORCs (Fig. 1 inset).
The curves have similar slope at Hvalues between merge points.
FIG. 1 . Simulated FORC family of the 3 ×3 nanowire array with color-coded
branch features. The inset shows branch D, a set of 7 overlapping FORCs with
different starting fields separated from the ascending major curve labeled “Low.”
Nine such branches are observed and labeled alphabetically. States imaged in
Fig. 3 and Fig. 4 are labeled for reference in Section V (squares).
The sloped component of mis dependent on Hbut independent of
HR(discussed below).
At fields above the merge point, some FORCs exhibit tem-
porary separation from the Low curve. The states along different
FORCs but at the same Hhave nearly equal mexcept near the merge
points.
IV. FORC ANALYSIS
The analysis method of the simulated FORC data is identical to
that of experimental FORC data. The Preisach model describes mag-
netic reversal as the collective behavior of elementary hysteretic ele-
ments called “hysterons.”21The FORC density, representing change
inmdue to a single hysteron reversal, is calculated as the mixed
second derivative of FORC data,9
ρ(H,HR)=−1
2∂2m(H,HR)
∂H∂HR. (1)
This density calculated over the ( H,HR) half-plane ( H>HR) is
the FORC distribution.9The FORC distribution is often displayed
as a contour or density plot in the basis of the interaction field
[Hu= (H+HR)/2] and the coercive field [ Hc= (H−HR)/2]. These
new fields represent the center (interaction) and the hysteresis width
(coercivity) of each hysteron.20
The resulting FORC distribution [ ρ(Hc,Hu) calculated using
Eq. (1)] is shown in Fig. 2. The hysteretic branch features of Fig. 1
can be described by their merge points, labeled by branch in Fig. 2.
Each merge point has a corresponding positive primary peak in the
calculated FORC distribution. Positive and negative secondary peaks
are seen at similar Hbut lower HR.
Dobrot ˘a and Stancu have observed comparable FORC dis-
tributions of a simulated array of 1600 nanowires, simulated as
point-elements. Individual nanowires reverse at different field values
between FORCs, creating multiple positive and negative contribu-
tions across the ( H,HR) plane with fine field steps.15Dobrot ˘a and
AIP Advances 9, 125130 (2019); doi: 10.1063/1.5129954 9, 125130-2
© Author(s) 2019AIP Advances ARTICLE scitation.org/journal/adv
FIG. 2 . The calculated FORC distribution of the simulated array (color) and the
merge points of the 9 observed branched features in Fig. 1 representing a net
moment contribution.
Stancu verify the net contribution of a single nanowire is a unit of m,
identified by a single positive primary contribution at highest HR.15
We observe similar notable contributions to m(merge points) from
9 primary peaks, possibly one for each nanowire.
The observed hysterons form a ridge parallel to the Huaxis.
This feature is comparable to an intrinsic field distribution (IFD)
in experimental nanowire array FORC distributions. The IFD has
been attributed to geometry-dependent demagnetizing interactions
between nanowires in the array.19,22In the moving Preisach model,
hysterons are shifted from their intrinsic positions on the Hcaxis
by the mean interaction field ( Hint).10,11This model has been usedto interpret experimental results.11,19The intrinsic field that causes
hysterons to reverse is Hc=H+mH int.10Linear fit of the merge
point fields versus moments provide intrinsic hysteron coerciv-
ity (Hc= 1.18 ±0.07 kAm−1) and maximum mean interaction
field ( Hint=−111.3 ±0.1 kAm−1), or effective array axial demag-
netizing field ( Naxial =−Hint/Ms= 0.1391 ±0.0001) with small
root mean square error (RMSE = 0.4 kAm−1). The small error
in the linear trend suggests primary reversals occur with simi-
lar coercivity and an interaction field that is uniform between
elements.
We do not observe peaks forming a clear coercive field distri-
bution (CFD), which often appears in experimental FORC distri-
butions.22From the simulation study by Dobtrot ˘a and Stancu, this
can be attributed to our number of nanowires being small com-
pared to the number of field steps.15The individual contributions
produce finer features in the FORC distribution instead of statistical
distributions.15
As mentioned, the constant-slope component of min Fig. 1 is
independent of HR. As expected from Eq. (1), the sloped component
does not have a corresponding positive density in the FORC distri-
bution, which only shows hysteretic or irreversible change in mag-
netic moment.9Instead, the sloped component represents a large
reversible change in magnetic moment.
V. VISUALIZATION
3-D visualization allows us to deduce the mechanisms respon-
sible for the three observed FORC features: hysteretic branches (pri-
mary peaks at merge points), variations between FORCs (secondary
peaks at equal Hand lower HR), and non-hysteretic slope (all Hbut
not visible in the FORC distribution). Fig. 3 shows the 3-D visual-
ization comparing the magnetization of FORCs starting in branches
D and Low near the merge point D. From Fig. 2, FORCs from ini-
tialization to merge point D should differ from the Low curve by the
contribution of peak D.
In images L(i) to L(iv) of Fig. 3, nanowire β2 evolves from a
mixed state to saturated up. Nanowire γ2 appears nearly saturated
in L(i) but relaxes to a mixed state in L(iv), so we consider this
FIG. 3 . 3-D visualization and comparison of a FORC from
the D branch [D(i)-D(iv)] with the Low curve [L(i)-L(iv)] at
Hnear that of the D merge point in Fig. 1 and reported in
Table I. The images have varying number of nanowires sat-
urated up (blue) and down (red), demonstrating hysteresis.
The labeling convention of nanowires is overlaid in D(i); for
example, the center nanowire is referred to as “ β2.”
AIP Advances 9, 125130 (2019); doi: 10.1063/1.5129954 9, 125130-3
© Author(s) 2019AIP Advances ARTICLE scitation.org/journal/adv
TABLE I . Normalized full and relative moments associated with the two FORCs shown in Fig. 3.
H(kA m−1)
HR(kA m−1) −11.966 −7.977 −3.988 0.000
−119.655 −0.1253 −0.0880 −0.0530 −0.0125
−31.908 −0.1062 −0.0836 −0.0532 −0.0184
Relative m 0.0191 0.0044 −0.0002 −0.0059
nanowire to be mixed in L(i) to L(iv). Nanowires α3,β1, and γ1
are saturated in the initial state. The number of nanowires fully sat-
urated up along branch Low changes from 3 to 4. From D(ii) to
D(iii), nanowire β2 evolves from saturated down to a mixed state.
The number of nanowires saturated up in branch D remains con-
stant at 4. Therefore, merge point D and its primary peak represent
a net increase in the number of saturated nanowires by one, showing
agreement with the study by Dobrot ˘a and Stancu despite simulating
fewer nanowires.15
Images of L(ii) to L(iv) and D(ii) to D(iv) show states at Hnear
that of the merge point D. The magnetizations in wires β2 and γ2
are visibly different between images L(iv) and D(iv). Despite this, the
net moment values of these states are nearly equal as seen in Table I
and the Fig. 1 inset. Dobrot ˘a and Stancu observe differences between
FORCs at the same Hdue to the coercivity of the particular reversed
nanowire, resulting in secondary features in the FORC distribu-
tion.15Although we simulated identical nanowires, the nanowirereversal field may be influenced by different inhomogeneous states
before reversal.
Domain growth in mixed-state nanowires is gradual, seen
between each image of both branches in Fig. 3. Domain growth even
occurs at fields between the merge points or observed primary peaks.
Thus, the resulting maccounts for the sloped component of the
FORCs which, as discussed earlier, does not result in FORC peaks.
The imaged states show primary peak D only describes the late stages
of reversal (saturation) in a single nanowire, β2 in the case of the Low
curve. This is a newly described detail enabled by micromagnetic
simulation.
3-D magnetization of states along the Low curve is shown in
Fig. 4. States have been chosen such that the number of nanowires
saturated up increases by 1 in each consecutive image. The imaged
measurements are shown as points in Fig. 2. Most of these images
are states at Hbetween those of the 9 primary peaks, support-
ing the hypothesis that secondary peaks and a primary peak
FIG. 4 . 3-D visualizations of distinct
states along the ascending major curve,
Low, showing sequential nanowire rever-
sals. The fields of each state are
recorded in Table II and labeled in Fig. 1.
TABLE II . External fields at which distinct states can be seen in the Low curve, shown as 3-D visualizations in Fig. 4.
State L0 L1 L2 L3 L4
H(kA m−1) −99.713 −73.389 −50.255 −20.740 −3.191
L5 L6 L7 L8 L9
11.966 43.874 59.030 94.130 102.106
AIP Advances 9, 125130 (2019); doi: 10.1063/1.5129954 9, 125130-4
© Author(s) 2019AIP Advances ARTICLE scitation.org/journal/adv
collectively describe multiple reversals of an individual nanowire
between FORCs.15Discrepancies in Hmay be accounted for by con-
tributions of secondary peaks, related to variations in switching field
between FORCs.
VI. CONCLUSION
Micromagnetic simulation allows combining 3-D visualization
with standard FORC analysis. The FORC distribution shows 9 pri-
mary peaks, which are also seen as the family of FORCs forming
separate branches. From visualization, these peaks are found to rep-
resent saturation of a single additional nanowire. Gradual domain
growth in mixed-state nanowires is not represented in the FORC dis-
tribution. The peaks occupy different Hupositions, forming an IFD,
attributed to demagnetizing interactions between elements in the
array.12Our simulation suggests that identical nanowires in a region
of an array would reverse one-by-one at different external fields. This
verifies common explanations for the IFD in FORC distributions of
nanowire arrays in experiment12,22and simulation.12,15
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AIP Advances 9, 125130 (2019); doi: 10.1063/1.5129954 9, 125130-5
© Author(s) 2019 |
1.5090455.pdf | J. Appl. Phys. 125, 223903 (2019); https://doi.org/10.1063/1.5090455 125, 223903
© 2019 Author(s).Spintronic terahertz-frequency
nonlinear emitter based on the canted
antiferromagnet-platinum bilayers
Cite as: J. Appl. Phys. 125, 223903 (2019); https://doi.org/10.1063/1.5090455
Submitted: 28 January 2019 . Accepted: 27 May 2019 . Published Online: 12 June 2019
P. Stremoukhov
, A. Safin
, M. Logunov , S. Nikitov , and A. Kirilyuk
COLLECTIONS
Note: This paper is part of the Special Topic section “Advances in Terahertz Solid-State Physics and Devices”
published in J. Appl. Phys. 125(15) (2019).
This paper was selected as an Editor’s Pick
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Cite as: J. Appl. Phys. 125, 223903 (2019); doi: 10.1063/1.5090455
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CrossMar k
Submitted: 28 January 2019 · Accepted: 27 May 2019 ·
Published Online: 12 June 2019
P. Stremoukhov,1,2,a)
A. Sa fin,3,4
M. Logunov,3S. Nikitov,2,3and A. Kirilyuk1
AFFILIATIONS
1FELIX Laboratory, Radboud University, Toernooiveld 7c, 6525 ED Nijmegen, The Netherlands
2Moscow Institute of Physics and Technology, Dolgoprudny, Moscow Region 141700, Russia
3Kotel ’nikov Institute of Radioengineering and Electronics, Russian Academy of Sciences, 125009 Moscow, Russia
4National Research University “Moscow Power Engineering Institute, ”111250 Moscow, Russia
Note: This paper is part of the Special Topic section “Advances in Terahertz Solid-State Physics and Devices ”published in J. Appl.
Phys. 125(15) (2019).
a)Electronic mail: pavel.stremoukhov@ru.nl
ABSTRACT
In this paper, we propose an approximate nonlinear theory of a spintronic terahertz-frequency emitter based on canted antiferromagnet-
platinum bilayers. We present a model accounting for the excitation of nonlinear oscillations of the Néel vector in an antiferromagnet using
terahertz pulses of an electromagnetic field. We determine that, with increasing amplitude of the pumping pulse, the spin system ’s response
increases nonlinearly in the fundamental quasiantiferromagnetic mode. We demonstrate control of the Néel vector trajectory by changingthe terahertz pulse peak amplitude and frequency and determine the bands of nonlinear excitation using Fourier spectra. Finally, wedevelop an averaging method which gives the envelope function of an oscillating output electromagnetic field. The nonlinear dynamics of
the antiferromagnet-based emitters discussed here is of importance in terahertz-frequency spintronic technologies.
Published under license by AIP Publishing. https://doi.org/10.1063/1.5090455
I. INTRODUCTION
Antiferromagnetic spintronics is an emerging field of magne-
tism where several fundamental discoveries have been made in thepast few years,
1–3resulting in novel technological ideas.4,5The key
goal of antiferromagnetic spintronics is to demonstrate devicesthat enable information processing and storage on the terahertz-
frequency scale. The latest advances have thus made it possible to
observe and control low-energy excitations on picosecond andfemtosecond timescales.
1,6,7
Until recently, antiferromagnets were considered as theoretically
interesting but still without any practical applications. Nevertheless,
the dynamics of spin order in antiferromagnets were shown to beintrinsically ultrafast
8–10(see the overview in Ref. 11for more details).
These results unlock a multitude of known and newly identi fied
unique features of antiferromagnets relevant for applications in spin-
tronics.11Experimentally, terahertz excitation of antiferromagneticresonance was shown for NiO.2,12Moreover, it has recently been pro-
posed and demonstrated that when driving a macroscopic electrical
current through certain antiferromagnetic crystals (e.g., CuMnAs,Mn
2Au), a fieldlike Néel spin –orbit torque emerges that allows for a
reversible switching of antiferromagnetic moments.10,13Metallic
CuMnAs and insulating NiO mentioned above are examples of the
simplest two-spin-sublattice collinear antiferromagnets.
Recently, it was reported that terahertz-frequency emission can
be realized in nanosized structures composed of heavy metal (HM)
and ferromagnetic (FM) thin films upon excitation of the latter by
short laser pulses.14–16The transient currents are generated via the
inverse spin Hall e ffect (ISHE) on the spin current injected into the
HMfilm from the demagnetized FM film. Because the AFM and
HM layers have di fferent transport properties, a net current along
thez-axis is launched. In addition, the product of the density,
band-velocity, and lifetime of spin-up (majority) electrons, whichJournal of
Applied PhysicsARTICLE scitation.org/journal/jap
J. Appl. Phys. 125, 223903 (2019); doi: 10.1063/1.5090455 125, 223903-1
Published under license by AIP Publishing.is signi ficantly higher than that of the spin-down (minority)
electrons, is strongly spin-polarized.17On entering the HM layer,
spin –orbit coupling de flects the spin-up and spin-down electrons
in opposite directions.18This ISHE converts the longitudinal spin
current density into a transverse charge current density. The detec-tion of the net spin current flowing into the HM can be achieved
electrically via the ISHE, as was demonstrated before.
18Such gen-
eration of a transverse electric current by a spin current injectedinto a paramagnetic metal can also be employed to detect theeffect of spin pumping,
19resulting from the excitation of ferro-
magnetic or antiferromagnetic resonances.20
The FM material in such experiments is usually magnetized by
an applied magnetic field, which also sets the frequency of the exci-
tation (ferromagnetic resonance). One of the possible ways todevelop magnetic-based terahertz emitters without applied magneticfields is to use AFM materials with strong internal magnetic fields
(originating from, e.g., exchange magnetic field between sublattices).
A detailed theoretical study of the electric field arising due to the
ISHE in a nonmagnetic metal resulting from the spin current froman antiferromagnet is presented in Refs. 21and 22. We use the
results obtained in these papers to calculate the output electric field
generated by the AFM emitter. While the terahertz-driven nonlinear
spin response of a thin AFM film was discovered in Ref. 3, the
understanding of the nonlinear ultrafast processes in antiferromag-nets is still in its infancy.
In this work, we propose and theoretically analyze a terahertz-
frequency nonlinear emitter based on the canted AFM (takinghematite as an example) and HM (such as platinum). The article isorganized as follows. In Sec. II, we consider a physical structure of
the AFM-based terahertz-frequency nonlinear emitter. Then, we
present (Sec. III) a model of excitation of nonlinear spin oscillations
of the Néel vector in an antiferromagnet under the action of tera-hertz pulses delivered by an electromagnetic field. We demonstrate
the control of the Néel vector trajectory by changing the terahertzpulse peak amplitude and frequency. In Sec. IV, we develop the
averaging method, which gives the envelope function of an oscillat-
ing output electromagnetic field. Finally, Sec. Vis devoted to
numerical simulations used to determine the bands of nonlinearexcitations using Fourier spectra. Because of the ISHE, we find that
increasing the pumping pulse amplitude causes the spin system ’s
response amplitude to increase nonlinearly in the fundamental qua-
siantiferromagnetic mode.
II. PHYSICAL STRUCTURE
Figure 1 schematically shows a bilayered AFM-based terahertz
emitter consisting of a Pt/ α-Fe
2O3under photoexcitation. A tera-
hertz laser pulse pumps the AFM resonance mode of α-Fe2O3and,
via spin pumping, drives a spin current into the HM layer. TheISHE transforms the spin current into a picosecond pulse of trans-verse charge current. As a result, an electromagnetic wave with
near-terahertz frequency (depending speci fically on the pulse ’s tem-
poral pro file) is produced by the transient charge current. This tera-
hertz pulse is radiated out of the film plane, with its polarization
being set by the direction of the electric current. Here, we do not
take into account any externally applied constant magnetic field,
which could reorient the magnetic sublattices in the AFM. Since anexternal field is not applied to the sample, the two-magnon modes
in the AFM are degenerate.
23
We consider hematite α-Fe 2O3as a prototypical example of
an AFM. The bulk Dzyaloshinskii –Moriya interaction (DMI)24,25
inside the AFM layer leads to the canting of the magnetization
M1andM2within the AFM sublattices, thus creating a small net
magnetization. Once excited by terahertz laser pulse, the magne-tization of each sublattice M
1andM2exhibits periodical preces-
sionlike dynamics. The directions of the magnetization vectors
and the anisotropy axes, with respect to the sample geometry, are
shown in Fig. 2 .
Figure 3(a) shows the typical pulse with pumping frequency
Ω=2π¼0:265 THz and pulse amplitude μ0/C1Hmax¼0:1T .W es e t
FIG. 2. Schematic representation of the rotating sublattice-speci fic magnetiza-
tion M1and M2in an AFM. The presence of the easy plane magnetic anisot-
ropy in the AFM layer leads to a variable in time rotation speed of the AFM
sublattice magnetizations with oscillation frequency. The magnetization of theAFM sublattices are canted by a small angle θ
0due to the DMI.
FIG. 1. Schematic view of the terahertz-frequency AFM-based emitter. A terahertz
pulse pumps an AFM/HM heterostructure of thickness dand generates nonequilib-
rium pure spin current injected into the HM layer. The spin current is converted
into a transient charge current due to the inverse spin Hall effect (ISHE) in the HMlayer. This charge current generates the outgoing terahertz pulse.Journal of
Applied PhysicsARTICLE scitation.org/journal/jap
J. Appl. Phys. 125, 223903 (2019); doi: 10.1063/1.5090455 125, 223903-2
Published under license by AIP Publishing.the shape of the magnetic field pulse HinðtÞ, which acts as a com-
ponent of the e ffective magnetic field, using a Gaussian function
with the terahertz filling and linear polarization along the ex-axis,
HinðtÞ¼Hmax/C1exp/C0t/C0t0
τ/C16/C17 2/C20/C21
/C1cosðΩðt/C0t0ÞÞex,
where t0is the pulse envelope delay time and τis the width of the
pulse. Here, the terahertz pump pulse has a wide spectrum in thefrequency domain, with a tuneable central frequency. The terahertz
emitter is the oscillation system with an oscillation frequency, which
is defined by the easy plane anisotropy field and exchange field.
III. MATHEMATICAL MODEL
We consider the spin dynamics in an AFM excited by tera-
hertz pulses using the sigma-model widely used in the theoryof antiferromagnetism.
26,27For this purpose, using the Landau –
Lifshitz –Gilbert (LLG) equations of motion to describe the magne-
tization of sublattices M1andM2, we resort to the dynamic vari-
ablel¼ðM1/C0M2Þ=2Ms(Néel vector), where Msis the saturation
magnetization. We take in to account the fact that the total magne-
tization m¼ðM1þM2Þ=2Msis a small value and m/C28l(see
Fig. 2 ). We express the dynamics of the vector mthrough thevector land its time derivative in the following form:
Hexm¼Heff/C0lðHeff/C1lÞþ1
γ/C16@l
@t/C2l/C17
, (1)
where γis the gyromagnetic ratio, Hexis the exchange field
between the sublattices, and Heffis the e ffective magnetic field,
which takes into account the anisotropy fieldHan, DMI fieldHDMI,
and the magnetic field of the terahertz pulse HinðtÞ. Here, we do
not take into account any constant applied magnetic field. The last
term in (1)describes the dynamic part of the total magnetization m.28
We parameterize the vector lðtÞin terms of polar θðtÞand azi-
muthal wðtÞangles in the spherical coordinate system,
lz¼cosðθÞ,lx¼sinðθÞcosðwÞ, and ly¼sinðθÞsinðwÞ:
From the experimental data (see, e.g., Refs. 26and 29), it is
known that vector lis oriented almost at a constant angle θ¼θ0
with respect to the ez-axis, and so the dynamics can be described
using just the azimuthal angle wðtÞ. By varying the Lagrangian
L½l/C138¼/C22h
2γHex@l
@t/C18/C192
/C0WaðlÞ/C0/C22h
HexHeff/C1l/C2@l
@t/C20/C21 /C18/C19
FIG. 3. (a) The pro file of the pump pulse with central frequency Ω=2π¼0:265 THz, time offset t0¼5 ps, and pulse width τ¼1 ps. (b) Numerical solution of Eq. (2),
describing the response, which is normalized to the maximum value (dashed line corresponds to the envelope function). (c) Spectra of the pump teraher tz signal and
output response.Journal of
Applied PhysicsARTICLE scitation.org/journal/jap
J. Appl. Phys. 125, 223903 (2019); doi: 10.1063/1.5090455 125, 223903-3
Published under license by AIP Publishing.over the angle wðtÞwith θ¼const, we obtain the second-order
equation for wðtÞ,26
d2w
dt2þαωexdw
dtþω2
0
2sinð2wÞþωDMI/C1γ/C1HinðtÞcosðwÞ
¼γdHinðtÞ
dt: (2)
Here α/C2510/C04is the Gilbert damping constant, /C22his the
reduced Planck constant, ωex¼γHex(where the exchange field is
Hex¼9 MOe), ωDMI¼γHDMI (where the DMI field is
HDMI¼22 kOe), and ω0¼ffiffiffiffiffiffiffiffiffiffiffiωaωexpis the quasiantiferromagnetic
resonance frequency (where ωa¼γHais the frequency related with
the anisotropy fieldHa¼200 Oe). The assumed parameter values
correspond to those of hematite.5,30The action of the optical tera-
hertz pump pulse in our model is considered in Eq. (2)as a time-
varying magnetic field, which drives the induced inertial dynamics.
The ISHE electric field in the HM is calculated using the ana-
lytical expression,31
Eout¼θSHg"#eλρ
2πdPttanh/C16dPt
2λ/C17dw
dt¼κ/C1dw
dt, (3)
where g"#¼6:9/C21014cm/C02is the spin-mixing conductance at the
Pt-AFM interface, θSH/C250:1 rad is the spin Hall angle in Pt, eis
the modulus of the electron charge, λ¼7:3 nm is the spin-
diffusion length in the Pt layer, ρ¼4:8/C210/C07Ωm is the electrical
resistivity of Pt, and dPt¼20 nm is the thickness of the Pt layer.4,5
For the chosen parameters, κ/C251:35/C210/C09V/m (rad/s)/C01.
The presence of the DMI, which is represented by the 4th
term in Eq. (2), leads to inertial dynamics of the Néel vector in the
AFM. In the inertial mechanism, during the action of the drivingforce, the orientation of the Néel vector is hardly changed, but it is
enough to overcome the potential barrier afterward.
9On the onehand, the presence of DMI is essential for the nonlinear depen-
dence of the oscillations on the excitation frequency. On the other
hand, in its absence, the forced dynamics of the AFM is deter-mined only by the gyroscopic mechanism γdHinðtÞ
dt, which is too
weak to give rise to oscillations on its own.
IV. AVERAGED EQUATIONS
Figure 3(b) shows the result of solving Eqs. (2)and (3)in
terms of the outgoing electric field Eoutnormalized to the
maximum value Eoutobtained by the numerical integration. Since
the shape of the envelope function of the output electric field could
be recorded using pump-and-probe experiments, we present herethe method of its theoretical determination. Equation (2)corre-
sponds to the equation of motion of a driven pendulum and can be
examined using standard methods of the theory of nonlinear oscil-
lations. We find the solution
wðtÞin the form of a quasiharmonic
response at a frequency of a forced oscillation,
wðtÞ¼β0þΩ/C1tþβ1ðtÞsinðΩtÞ, (4)
where the amplitude β1ðtÞis slowly varying with time (accounted
for by the envelope function) and β0is a certain constant phase.
The solution (4)represents oscillations of the lycomponent the
Néel vector.
Upon substituting Eq. (4)into Eq. (2)and decomposing the
nonlinear term in Eq. (2)using a Fourier series, we obtain the fol-
lowing nonlinear equations characterizing β0andβ1:
2Ωdβ1
dtþαωexΩβ1/C0ω2
0J1ðβ1ÞðJ0ðβ1ÞþJ2ðβ1ÞÞsinð2β0Þ
/C0ωDMIωmaxJ1ðβ1ÞfðtÞcosðΩt0Þ
¼ωmaxh
ΩfðtÞsinðΩt0Þþf0ðtÞcosðΩt0Þi
, (5a)
FIG. 4. 2D color plot of the terahertz temporal traces at different applied magnetic field maximum values from 0 to 1 T (a) and excitation frequencies from 0 to 1 THz (b).Journal of
Applied PhysicsARTICLE scitation.org/journal/jap
J. Appl. Phys. 125, 223903 (2019); doi: 10.1063/1.5090455 125, 223903-4
Published under license by AIP Publishing.αωexΩþω2
0J2
1ðβ1Þ
2sinð2β0Þ¼0, (5b)
where ωmax¼γHmaxJnðβ1Þis the nth order Bessel function, fðtÞ¼
exp½/C0/C0t/C0t0
τ/C12/C138is the envelope of a probing pulse, and
f0ðtÞ¼dfðtÞ=dt. The result of solving the averaged equations (5a)
and(5b) in terms of the output electric field is shown in Fig. 3(b)
in comparison with the solution of the initial equation (2). Thus,
the averaged equation characterizing the envelope is an adequate
approximation of the original model (2).Figure 3(c) shows the
spectra of the pump terahertz signal and output response.
V. SIMULATION RESULTS
In response to the application of a constant magnetic field
to the structure, the magnetic moments are displaced slightlyfrom their equilibrium states. In turn, the spins undergo dampedoscillations toward their initial state. The amplitude of these
nonlinear oscillations strongly depends on the amplitude and
frequency of excitation [see Figs. 4(a) and 4(b)]. Increasing the
amplitude of the constant magnetic field results in the oscilla-
tions being observed more clearly, and after the amplitude of themagnetic field reaches 0.6 T, the sample ’s response becomes
similar to the waveform of the excitation. Changes in the excita-
tion frequency on the other hand a ffect the response di fferently:
t h er e s p o n s ep u l s eh a se x a c t l yt h es a m ef r e q u e n c ya st h ee x c i t a -tion pulse.
The amplitude of the AFM precession also depends on
both the amplitude of the constant magnetic field and the exact
frequency of the terahertz excitation [see Figs. 5(a) and 5(b)].
An increase of the excitation frequency results in a nonlinearbehavior of the amplitude of AFM precession such that har-
monics are observed in the outgoing wave. This growth has a
peak point after which the amplitude starts to slowly decrease.The amplitude of the fundamental frequency also increases
nonlinearly with an increase of the amplitude of the input tera-
hertz pulse.
Figure 6 shows the dependency of the total obtained spec-
trum as a function of the frequency of external excitation forthe amplitude of the constant magnetic fieldH
max¼0:15 T. It
is clearly observable that, depending on the excitation fre-
quency, a harmonic could be excited in the sample supplemen-tary to the AFM resonance mode. The frequency of thisadditional harmonic is exactly the same as the frequency of theexternal electromagnetic wave and is not the eigenfrequency of
the magnetic system.
FIG. 5. Dependencies of the normalized response fundamental frequency spectrum peak on the (a) excitation frequency and (b) applied magnetic field.
FIG. 6. The dependence of the spectrum of the excited AFM precession on the
central frequency of excitation. Applied magnetic field is Hmax¼0:15 T .Journal of
Applied PhysicsARTICLE scitation.org/journal/jap
J. Appl. Phys. 125, 223903 (2019); doi: 10.1063/1.5090455 125, 223903-5
Published under license by AIP Publishing.VI. CONCLUSION
In this work, we have theoretically demonstrated that a bilayered
AFM-based heterostructure can be used as a nonlinear terahertz-frequency emitter, where the amplitude of the output excitation on
the fundamental frequency varies nonlinearly with the amplitude of
the pump pulse. We demonstrate control of the Néel vector trajectoryin the AFM by tuning the peak amplitude and frequency of the tera-hertz pulse. We determine the bands of nonlinear excitation in awide range of applied magnetic pulse amplitude using Fourier
spectra. The proposed mathematical model and averaging method
can be used for the description of nonlinear dynamics for a wideclass of antiferromagnets and ferrimagnets.
32The obtained results
could become crucial for the development of terahertz-frequencynanosized emitters and electromagnetic oscillators.
SUPPLEMENTARY MATERIAL
See the supplementary material for more detailed information
on the two-parameter dependency of the resonance spectrum on
both the excitation frequency and the constant magnetic field.
ACKNOWLEDGMENTS
Financial support from the Government of the Russian
Federation (Agreement No. 074-02-2018-286) within the laboratory“Terahertz spintronics ”of the Moscow Institute of Physics and
Technology (State University) and the Russian Foundation for BasicResearch (Project Nos. 18-57-76001, 18-37-20048, 18-29-27020,
18-29-27018, and 18-07-00485) is acknowledged. We gratefully
acknowledge the Nederlandse Organisatie voor WetenschappelijkOnderzoek (NWO-I) for their financial contribution, including the
support of the FELIX Laboratory.
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1.1555374.pdf | Semiclassical theory of spin transport in magnetic multilayers
R. Urban, B. Heinrich, and G. Woltersdorf
Citation: J. Appl. Phys. 93, 8280 (2003); doi: 10.1063/1.1555374
View online: http://dx.doi.org/10.1063/1.1555374
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Downloaded 18 Oct 2012 to 136.159.235.223. Redistribution subject to AIP license or copyright; see http://jap.aip.org/about/rights_and_permissionsSpin Dynamics and Relaxation II: Multilayers
and Thin Films Robert McMichael, Chariman
Semiclassical theory of spin transport in magnetic multilayers
R. Urban,a)B. Heinrich, and G. Woltersdorf
Simon Fraser University, 8888 University Drive, Burnaby, British Columbia V5A 1S6, Canada
~Presented on 15 November 2002 !
A semiclassical model of the spin momentum transfer in ferromagnetic film ~FM!/normal metal
~NM!structures is presented. It is based on the Landau–Lifshitz equation of motion and the
exchange interaction in FM, and on the spin diffusion equation in NM. The internal magnetic fieldis treated by employing Maxwell’s equations. A precessing magnetization in FM creates a spincurrent which is described by spin pumping proposed by Tserkovnyak et al.The back flow of spins
from NM into FM is assumed to be proportional to the spin accumulation in NM as proposed bySilsbeeet al.These theoretical calculations are tested against the experimental results obtained by
different groups.Agood agreement was found for Py/Cu samples, but spin pumping is significantlyenhanced in Py/Pt systems. © 2003 American Institute of Physics. @DOI: 10.1063/1.1555374 #
In our recent ferromagnetic resonance ~FMR !studies
1–4
it was shown that the transfer of the spin momentum across
ferromagnetic ~FM!/normal metal ~NM!interfaces can result
in nonlocal interface Gilbert damping G 8. The generation of
spin momentum in magnetic ultrathin films was theoreticallydescribed by Tserkovnyak et al.
5and the effect was called
‘‘spin pumping.’’ The presence of a second magnetic layercreates a spin sink.
3,4,6,7The combination of spin pump and
spin sink in the ballistic limit leads to an additional interfaceGilbert damping. In this article we extend the spin pump andspin sink mechanisms to the nonballistic electron transportwhich includes a full treatment of the Landau–Lifshitz ~LL!
equation of motion in FM and diffusion equation in NM andMaxwell’s equations accounting for a finite penetration ofthe rf fields.
The coordinate system was chosen in such a way that the
sample normal is parallel to the zaxis. The external dc field,
H, lies in the sample plane and is parallel to the yaxis, and
the internal electromagnetic rf fields are h5(h,0,0),e
5(0,e,0). The LLequations of motion in FM and NM layers
can be written as
1
g]MF
]t52~MF3HeffF!1G0
g2Ms2SMF3]MF
]tD, ~1!
1
g]MN
]t52~MN3HeffN!1D
g„2dMN2dMN
gtsf, ~2!
where gis the absolute value of the electron gyromagnetic
ratio,Msis the saturation magnetization of FM, G0is the
intrinsic Gilbert damping, Dis the diffusion constant in NM
(D5vF2tel/6,vFis the Fermi velocity and telis the electron
momentum relaxation time !,tsfis the spin–flip relaxationtime, and dMN5MN2xPhis the excess magnetization in
NM, where xPis the Pauli susceptibility. The effective field
HeffFis derived from the total Gibbs free energy which con-
tains the external fields, magnetocrystaline anisotropies, and
exchange interaction.8The effective field HeffNin NM con-
tains only the external dc, internal field H, and the demag-
netizing field perpendicular to the sample plane. Equations~1!and~2!were solved in a small angle approximation using
M
F5~mxF,Ms,mzF!, ~3!
dMN5~mxN2xPh,xPH,mzN!, ~4!
whereHis the external applied magnetic field. The time and
spatial variations of the rf components were assumed to be;exp(i
vt2kz), wherekis the propagation wave vector and
vis the rf angular frequency. Maxwell’s equations in Gauss-
ian units neglecting the displacement current for this geom-etry are
24
pk02imx1~k22ik02!h50, ~5!
e
h5kc
4ps,bz50, ~6!
where sis the appropriate conductivity, cis the velocity of
light in free space, and k025(4pisv)/c2. The skin depth d
5c/A(2psv).
Equations ~1!,~2!,~5!, and ~6!provide the secular equa-
tion fork. In both cases, FM and NM, the secular equation
results in a cubic equation in k2which leads to six kwave
numbers with corresponding six waves of propagation. Therf magnetization and electromagnetic field components aregiven by a linear superposition of six waves.The coefficientsare evaluated by matching the boundary conditions at thefilm interfaces.
a!Electronic mail: rurban@sfu.caJOURNAL OF APPLIED PHYSICS VOLUME 93, NUMBER 10 15 MAY 2003
8280 0021-8979/2003/93(10)/8280/3/$20.00 © 2003 American Institute of Physics
Downloaded 18 Oct 2012 to 136.159.235.223. Redistribution subject to AIP license or copyright; see http://jap.aip.org/about/rights_and_permissionsWe assume no direct exchange interaction between the
FM and NM layers. The coupling between FM and NM iscaused by spin currents across the FM/NM interface. Weconsider three contributions to the net spin flow:
I
FM!NM5\g"#
4pMs2SMF3]MF
]tD, ~7!
INM!FM5vFtNM
4gdMN, ~8!
Idiff5Dk
gdMN. ~9!
IFM!NMis described by the spin pumping model proposed
byTserkovnyak et al.5,9Parameter g"#represents is the num-
ber of conducting channels per unit area9which is directly
related the interface mixing conductance G"#by
g"#5h
e2G"#, ~10!
whereeis the electron charge, and his Planck’s constant.
G"#were evaluated for different interfaces by first principle
band calculations by Xia et al.10
INM!FMwas proposed by Silsbee et al.11,12from a
simple kinematic argument. tNMis the transmission coeffi-
cient for conduction electrons from NM into FM. Tserk-
ovnyaket al.used forINM!FMa similar term ( Isbackin their
notation !. The transmission coefficient tNMcan be deter-
mined by direct comparison of INM!FMandIsback~Ref. 9 !and
is found to be
tNM5pg"#
kF2, ~11!
wherekFis the Fermi wave vector. Note, that the coefficient
in Eq. ~7!andtNMare proportional to the number of conduct-
ing channels, which reduces the number of free fitting pa-
rameters. Since g"#’kF2/4p,13the transmission coefficient is
’0.25.
Idiffis present only in NM. It represents the flux of non-
equilibrium spins away from the FM/NM interface into theNM bulk.
dMrelaxes back to equilibrium with the rate of
1/tsf.
At each interface there are two electromagnetic bound-
ary conditions ~continuity of hande!. In addition, the fol-
lowing four boundary conditions satisfy the magnetic andspin flow requirements at the FM/NM and NM/FM inter-faces.
FM:
S22A
Msk2Ks
MsDMz1IFM!NM~x!5INM!FM~x!,
~12!2A
MskMx1IFM!NM~z!5INM!FM~z!,
whereAis the strength of the bulk exchange coupling and Ks
is the interface perpendicular uniaxial anisotropy ( Es5
2Kscos2(u)@erg/cm2#), see Ref. 8. The term in the roundbracket arises from the interface torques generated by the
exchange coupling and the interface perpendicular uniaxialanisotropy.
NM:
I
FM!NM5INM!FM1Idiff. ~13!
The calculations were carried out for symmetric driving.
This means that the rf components of hat both outer surfaces
are equal.
It is interesting to explore the following aspects of the
above theory:
~A!The strength of g"#:g"#can be found in Ref. 10 and
ranges between 1 and 2 31015cm22. In the limit of tNM
!0 there is no backflow of the spin momentum from NM
into FM. This corresponds to a ‘‘perfect spin sink’’and givesthe maximum effect regardless of d
NM~thickness of NM !,D,
andtsf.
~B!FMR linewidth, DHvsdFM: Figure 1 ~a!shows the
total FMR linewidth as a function of the FM layer thicknessd
FM. The dotted line does not include spin pumping ( g"#
50). In this case, there are two regions: ~i!FordFM
,300Å DHis dominated by the intrinsic damping G0of a
single layer; ~ii!fordFM.500Å the additional broadening
arises from eddy currents.The solid line includes spin pump-ing (g
"#5131015cm22). Amazingly, the additional broad-
eningalwaysscales like 1/ dFM. FordFM.500Å the addi-
tional interface damping is negligible ( DHwith and without
g"#are within 1 Oe !.
~C!GvsdNM, influence of lsf: In Fig. 1 ~b!the solid
lines represent calculated total Gilbert damping G assuminga perfect mirror at the back side of NM
@d(dM)/dz50#. For
dNM!lsf5vFAteltsf/6 the rf magnetization accumulates in
NM and the spin current INM!FMcompensates the spin
pumping current IFM!NMresulting in zero interface damping
(G5G0!. WhendNMbecomes comparable to lsfthe spin
currentINM!FMis not sufficient to compensate IFM!NMre-
sulting in increased Gilbert damping. This increase eventu-ally saturates and its final value depends on the ratio of
tel/tsf. The dashed line in Fig. 1 ~b!represents a perfect spin
sink at the back side of NM ( dM50). Note, that in this case
FIG. 1. ~a!Total FMR linewidth DHas a function of dFMatf510GHz.
Calculations were carried out for FM using permalloy ~Py, Ni80Fe20,
4pMs510.7kOe, G050.73108s21,r515mVcm!and NM using Cu
~r51mVcm,tel52.5310214s,D595cm2/s). The dashed line corre-
sponds to a single Py layer and therefore DHis caused by the bulk proper-
ties. The solid line shows the linewidth which includes spin pumping ( g"#
5131015cm22), assuming a perfect sink at the FM/NM interface ( tNM
50).~b!DHas a function of the NM thickness for two different values of
tsf. The solid lines correspond to a perfect mirror at the back side of NM
@d(dM)/dz50#. The dashed lines correspond to a perfect spin sink at the
back side of NM ( dM50).8281 J. Appl. Phys., Vol. 93, No. 10, Part s2&3 ,1 5M a y 2003 Urban, Heinrich, and Woltersdorf
Downloaded 18 Oct 2012 to 136.159.235.223. Redistribution subject to AIP license or copyright; see http://jap.aip.org/about/rights_and_permissionsfordNM!lsfone obtains a perfect spin sink ~equivalent to
tNM50) and for a large Cu thickness there is no difference
between the Cu/ perfect-sink and Cu/ perfect-mirror.
~D!Influence of the skin depth d: It is interesting to
discuss the limit when the skin depth dbecomes comparable
or even less then lsf. Figure 2 simulates the effect of de-
creasing temperature. The solid line corresponds to Py/Cu atroom temperature ~RT!, and the dashed line corresponds to a
cryogenic temperature ~CT!with the resistivity ratio equal to
10. In this calculation the ratio between
telandtsfwas
assumed to be temperature independent. The spin diffusionlengths for RT and CT are 0.1 and 1
mm, respectively. The
corresponding skin depths are 0.5 and 0.2 mm, respectively.
For RT the ratio R5d/lsf’5 while for CT R’1/6. Note,
that in both cases the additional linewidth increases whend
NMbecomes comparable to lsf, and saturates for dNM
!lsf.
In the remainder of this article some recent experimental
results will be discussed. Mizukami et al.14and Invarsson
et al.15investigated the FMR linewidth in Py films which
were surrounded by NM layers. In both cases they observedan interface damping. Their studies were carried out at dif-ferent microwave frequencies. The strength of the interfacedamping in the same type of samples ~Pt/Py/Pt !scaled with
the microwave frequency. It is, therefore, appropriate to in-terpret their results using the spin pumping theory as outlinedabove. The strength of the interface damping in the Py filmssurrounded by Pt and Pd is surprisingly high. Even for thecase when these layers act as perfect sinks ( t
NM50) one
needs to use g"#52.5 and 1.4 31015cm22for Pt and Pd,
respectively. The number of transversal channels for lightelectrons ~m
*/mel’2!of the sixth band16is the same for Pt
and Pd and leads to g"#50.731015cm22.This number can
be perhaps enhanced by a factor of 2 by including the heavyholes. Therefore, one can expect g
"#to be in a range be-
tween 0.7 to 1.4 31015cm22. This is clearly at variance
with the experimental value for Pt (2.5 31015cm22). Apos-
sible explanation is being offered by the Stoner enhancementfactor which enhances the strength of spin pumping, see Si-manek and Heinrich.
17
Recently we studied the increase of the Gilbert damping
in GaAs/16Fe/10Pd/20Au ~001!, where integers represent the
number of atomic layers. This sample was prepared by mo-lecular beam epitaxy ~MBE !where atomic intermixing be-tween Fe and Pd is kept at its minimum. The additional
Gilbert damping at f524 GHz was found to be 0.3
310
8s21. This value is small compared to the increase in
G(1.73108s21) that was measured by Mizukami et al.14
for the same FM thickness. In interpretation of our data we
have to invoke a finite spin diffusion length. The requiredvalue is l
sf570 Å. However, that needs tsf5telwhich we
find unrealistic. The mean free path exceeds significantly thePd thinkness; therefore, we are in the ballistic limit whereour theory does not apply. In the ballistic limit it is morereasonable to interpret the measured data by determining thefraction of I
FM!NMwhich was absorbed in Pd. In Mizuka-
mi’s experiment everything is absorbed, in our measure-ments only 20% is lost in Pd.
In separate experiments Mizukami et al.
18studied the
Gilbert damping as a function of dCu~from 10 nm to over 1
mm!in glass/Cu(5 nm !/Py/Cu(dCu) and glass/
Cu(5 nm !/Py(3 nm !/Cu(dCu!/Pt samples. Their results are
similar to those shown in Fig. 1 ~b!fortsf5200tel(lsf
50.2mm). Notice, that Cu on its own is a poor spin sink
even fordCu@lsf. In glass/Cu/Py/Cu( dCu!/Pt structures one
was able to explore the role of the Pt layer when separatedfrom Py by a variable thickness of Cu. The experimentalresults were possible to explain by assuming that the Cu/Ptinterface acted as a perfect spin sink and therefore the in-crease in the Gilbert damping can be explained by the maxi-mum strength of spin pumping in Cu.
The authors thankY. Tserkovnyak, E. Simanek, and J. F.
Cochran for valuable discussions. Financial support from theNatural Sciences and Engineering Research Council ofCanada ~NSERC !and Canadian Institute for Advanced Re-
search ~CIAR !is gratefully acknowledged. G.W. thanks the
German Academic Exchange Service ~DAAD !for a gener-
ous scholarship.
1R. Urban, G. Woltersdorf, and B. Heinrich, Phys. Rev. Lett. 87, 217204
~2001!.
2B. Heinrich, R. Urban, and G. Woltersdorf, J.Appl. Phys. 91, 7523 ~2002!.
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~2002!.
4B. Beinrich, G. Woltersdorf, R. Urban, and E. Simanek, J.Appl. Phys. ~to
be published !.
5Y. Tserkovnyak, A. Brataas, and G. Bauer, Phys. Rev. Lett. 88, 117601
~2002!.
6M. Stiles and A. Zangwill Phys. Rev. B 66, 014407 ~2002!.
7B. Heinrich, G. Woltersdorf, R. Urban and E. Simanek, J. Magn. Magn.
Mater. ~in press !.
8B. Heinrich and J. F. Cochran, Adv. Phys. 42,5 2 3 ~1993!
9Y. Tserkovnyak, A. Brataas, and G. Bauer, e-print cond-mat/0208091.
10K. Xia, J. Kelly, G. B.A. Brataas, and I.Turek, Phys. Rev. B 65, R220401
~2002!.
11R. Silsbee, A. Janossy, and P. Monod, Phys. Rev. B 19,4 3 8 2 ~1979!.
12P. Sparks and R. Silsbee, Phys. Rev. B 35, 5198 ~1987!.
13A. Brataas, Y. Tserkovnyak, G. Bauer, and B. Halperin e-print
cond-mat/0205028.
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~2001!.
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and R. Koch, e-print cond-mat/02008207.
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database ~1996-1998 !, URL http://www.physik.tu-dresden.de/ ;fermisur/.
17E. Simanek and B. Heinrich, e-print cond-mat/0207471.
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~2002!.
FIG. 2. DHfor Py ~20 Å!covered by Cu( dNM) for RT ~solid line !and a
cryogenic temperature ~dashed line !with the resistivity ratio equal to 10.
Calculations were carried out at f510GHz. For RT tel52.5310214s and
e5tsf/tel5100.ewas assumed to be temperature independent.8282 J. Appl. Phys., Vol. 93, No. 10, Part s2&3 ,1 5M a y 2003 Urban, Heinrich, and Woltersdorf
Downloaded 18 Oct 2012 to 136.159.235.223. Redistribution subject to AIP license or copyright; see http://jap.aip.org/about/rights_and_permissions |
5.0013402.pdf | J. Appl. Phys. 128, 033907 (2020); https://doi.org/10.1063/5.0013402 128, 033907
© 2020 Author(s).Skyrmion-based spin-torque nano-oscillator
in synthetic antiferromagnetic nanodisks
Cite as: J. Appl. Phys. 128, 033907 (2020); https://doi.org/10.1063/5.0013402
Submitted: 11 May 2020 . Accepted: 02 July 2020 . Published Online: 20 July 2020
Sai Zhou , Cuixiu Zheng , Xing Chen , and Yaowen Liu
Skyrmion-based spin-torque nano-oscillator in
synthetic antiferromagnetic nanodisks
Cite as: J. Appl. Phys. 128, 033907 (2020); doi: 10.1063/5.0013402
View Online
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CrossMar k
Submitted: 11 May 2020 · Accepted: 2 July 2020 ·
Published Online: 20 July 2020
Sai Zhou,1Cuixiu Zheng,1Xing Chen,2and Yaowen Liu1,a)
AFFILIATIONS
1Shanghai Key Laboratory of Special Artificial Microstructure Materials and Technology, School of Physics Science and
Engineering, Tongji University, Shanghai 200092, People ’s Republic of China
2Department of Optical Science and Engineering, Shanghai Ultra-Precision Optical Engineering Center, Fudan University,
Shanghai 200433, People ’s Republic of China
a)Author to whom correspondence should be addressed: yaowen@tongji.edu.cn
ABSTRACT
The skyrmion-based spin-torque nano-oscillator is a potential next-generation nano microwave signal generator. In this paper, the self-
sustained oscillation dynamics of magnetic skyrmions are investigated in a nanodisk with synthetic antiferromagnetic (SAF) multilayerstructure, in which the skyrmion Hall effect can be effectively suppressed. An analytical model based on the Thiele equation is developed todescribe the dynamics of a pair of skyrmions formed in the SAF nanodisks. Combining the analytical solutions with the micromagneticsimulations, we demonstrate that circular rotations with opposite directions for a skyrmion pair could be suppressed by increasing the
antiferromagnetic (AF) coupling in a nanopillar with dual spin polarizers. However, a stable circular rotation can be achieved in a nanopillar
with a single spin polarizer, in which one skyrmion plays as a master whose rotation is driven by spin torque, while the other skyrmion is aslaver whose motion is dragged by the AF coupling between the two free layers. Moreover, we found that the effective mass factor in theSAF structure rather than the gyrotropic torque plays the dominant role in the circular rotation of skyrmions. The rotation orbit radius andfrequency gradually increase with the decrease of damping factor and increase of applied current strength.
Published under license by AIP Publishing. https://doi.org/10.1063/5.0013402
I. INTRODUCTION
Magnetic skyrmions,
1–4topologically stable spin texture found
in chiral magnets with Dzyaloshinskii –Moriya interaction (DMI),5,6
can be used for the development of different information devices
such as racetrack memory,7–9spin logics,10and spin-torque
nano-oscillators (STNOs).11–17The skyrmion motion is driven by
spin transfer torque (STT)18,19or spin –orbit torque (SOT).20,21
Recently, very small-sized skyrmions with a few nanometers
dimension have been reported in ultrathin ferromagnetic (FM)22or
antiferromagnetic (AF)23thin films in the presence of interfacial
DMI induced by the proximity to an adjacent heavy metal (HM)
layer (such as Pt or Ta)24with strong spin –orbit coupling
(SOC).8,25,26Moreover, it was discovered that the interfacial
DMI induced Néel-type skyrmions can be stabilized at roomtemperature.
22,25–29In contrast with vortex-based STNOs,30,31it
has been suggested that the skyrmion-based STNOs could reach a
higher and steadier maximum working frequency and broader
tenability.15–17Several methods have been proposed to increase thefrequency of the skyrmion-based oscillator by using skyrmion
array,11enhanced perpendicular magnetic anisotropy edge,13,17
modified profile of DMI,15and antiferromagnetic skyrmions.16
However, an unexpected feature has been reported that the
skyrmion cannot move in a straight line along the driving current
direction due to the Magnus force. This behavior is referred to the
skyrmion Hall effect.32–36Recent studies show that the skyrmion
Hall effect can be effectively suppressed for paired skyrmions with
opposite spin moment direction formed in the top and bottom
layers of a synthetic antiferromagnetic (SAF) nanowire.37–39The
SAF nanowire is composed of two FM layers with one non-
magnetic (NM) spacer (such as Ru),40in which the Ruderman –
Kittel –Kasuya –Yosida (RKKY) exchange coupling plays an impor-
tant role.41On the other hand, the STNOs with dual free layers
(FLs) have been suggested to have the advantages of large output
signals and frequency because the angle between the magnetiza-
tions of the dual free layers changes twice as fast as the angle
between the magnetizations of the free and reference layers.42,43Journal of
Applied PhysicsARTICLE scitation.org/journal/jap
J. Appl. Phys. 128, 033907 (2020); doi: 10.1063/5.0013402 128, 033907-1
Published under license by AIP Publishing.In this paper, the characteristic of a pair of skyrmions with
opposite topological numbers will be modeled in the SAF free
layers. We developed a simple analytical expression for this type ofSTNO by using the Thiele approach.
44The analytical results are
supported by our micromagnetic simulations, showing that thecurrent-driven skyrmion pair motion can be suppressed by the
increase of interlayer AF coupling of the SAF structure when
the two skyrmions are driven by two spin polarizers. Instead, astable circular motion of the skyrmion pair can be achieved whenthe STT driving force acts on the bottom skyrmion only. Therefore,the top skyrmion is dragged by the strong AF coupling effect.
II. THEORETICAL MODEL
Here, we consider a single skyrmion formed in the free layer
of spin valves as shown in Figs. 1(a) and 1(b), respectively,
in which the two skyrmions have different topological numbers
ofQ=−1 and Q= +1 and move in a clockwise (CW) or
counter-clockwise (CCW) circular motions, respectively, where
Q¼
1
4πÐdr2m@m
@x/C2@m
@y/C16/C17
. The heavy metal (HM) layer (Ta or Pt)
adjacent to the free layer is used to generate strong SOC and inter-
facial DMI to stabilize the skyrmions [in order to generate positiveDMI to the free layer, in this study we suppose HM = Pt in
Fig. 1(a) and HM = Ta in Fig. 1(b) ]. The fixed spin polarizer layer
has a vortex-like magnetization configuration, and the polarizationvector m
pis spatially dependent as a function of coordinated
(x,y) and can be written as mp= (cos Φ, sinΦ, 0), with Φ= arctan
(y/x)+w.In this study, the angle wis set to 0°. When the currentdirection or mpis reversed, the two skyrmions will move back to
their equilibrium position (i.e., the center of disks) due to the
reversed direction of Fgyro.
Generally, for a rigid skyrmion (without any or with very
slight deformation), its motion driven by a spin polarized currentcan be described by a generalized Thiele equation,
44,45
G/C2vþD$
/C1vþFJþFedge/C0MFMa¼0, (1)
where v¼dX/dtis the velocity of skyrmion and X¼(X,Y) is the
position of skyrmion center. The first term in Eq. (1)is the
gyrotropic (or Magnus) force38andG¼4πQezis the gyromagnetic
coupling vector. The second term describes the dissipative
process and D$
is the dissipative tensor with the elements of
Dxx¼Dyy¼D¼αÐ
dr2@xm@xm, where αis the Gilbert damping
coefficient. The third term represents the current-induced drivingforce F
J,15,16which can be decomposed into two orthogonal
directions along the radial direction erand tangential direction eτ
of the skyrmion motion: FJ¼FJrerþFJτeτand FJi¼/C0aJÐdr2
[(m/C2mp)/C1@im], where i = (r, τ).aJis the STT strength defined as
aJ¼/C22hγJg(θ,P)/(eμ0MSd), where ħ,γ,P,e, and μ0are the Planck
constant, gyromagnetic ratio, spin polarization, electron charge,
and vacuum permeability, respectively. MSanddare the saturation
magnetization and thickness of the free layer. g(θ,P) is a scalar
function that depends on the spin polarization Pand angle θ
between the magnetization vector of the free layer and that ofthe polarizer layer.
18,46,47The fourth term in Eq. (1)describes the
FIG. 1. Schematic models of skyrmion-based nano-oscillators. A single skyrmion with topological number of Q=−1 (a) and Q= + 1 (b) formed in the ferromagnetic (FM)
free layer. The spin polarizer layer has a magnetic vortex configuration. The schematic of the forces exerted on the current-driven skyrmion dynamic s is also illustrated.
The spin torque FSTTand damping torque Fdamp lead to tangential forces, where the sign of FSTTdepends on the current and mpdirections. The FSTTwith different direc-
tions in (a) and (b) drive the skyrmions rotate in clockwise and counter-clockwise directions, respectively. The gyrotropic force Fgyroand restoring force Fedge give rise to
radial forces. (c) Schematic illustration of a skyrmion pair formed in a SAF free layer of nanopillar. The snapshots show the motion trajectories of th e current-driven sky-
rmion pair as a function of AF coupling strength. Here, the trajectories are recorded within the first 2 ns.Journal of
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J. Appl. Phys. 128, 033907 (2020); doi: 10.1063/5.0013402 128, 033907-2
Published under license by AIP Publishing.repulsive (or restoring) force originated from the boundary of the
sample, Fedge=−▿U, where Uis the potential energy. As the sky-
rmion moves closer to the boundary of sample, the repulsive forcewill increase due to the distribution of the magnetic charges at theside face of the cylinder.
48This edge-induced force acts as a
centripetal force to sustain the circular motion, as illustrated in
Figs. 1(a) and1(b). We would like to mention that without driving
source the equilibrium position of skyrmions will be in the centerof nanodisk due to the boundary effect. After the current isapplied, the skyrmion will slowly departure from the center andfinally reach a persistent circular precession orbit. This process
usually will take ∼20 ns or even more time.
11In this study, without
loss of generality, an effective method for saving computation timeis done as follows:
15the initial position of the skyrmions is initially
set at a position out of the disk center, and then the system hasbeen relaxed for 1 ns before the driving current or field is applied.
The last term in Eq. (1)describes the acceleration process of sky-
rmion motion, where M
FMis the effective mass of skyrmion and a
is the acceleration.45Generally, this acceleration process is very fast
(within several picoseconds) for the current-driven skyrmionmotion. The acceleration term will vanish once the skyrmion reach
its steady velocity (i.e., a
τ= 0).23
Theoretically, the Thiele equation of Eq. (1)for a rigid sky-
rmion at aτ= 0 can be decomposed in the radial and tangential
directions,15,16
vτG/C2eτ/C0MFMarerþFedgeer¼0, (2a)
DvτeτþFJτeτ¼0, (2b)
where vτandvrare the tangential and radial velocities, respectively.
For a circular motion, we have vr= 0. In this case, the contribution
of the effective mass of skyrmion is usually very small in the FMmonolayer and can be ignored;
15–17therefore, the repulsive force
Fedgetogether with the remanent gyrotropic force Fgyroin Eq. (2a)
will provide the centripetal force for circular motion.
In this study, we will consider a heterostructure with symmet-
ric dual free layers by combining these two spin valves, as shown inFig. 1(c) , in which the two free layers are antiferromagnetically
coupled to each other by Ru layer via the RKKY interlayer interac-tion.
41,49The strong AF coupling results in the two FM layers
(top FL and bottom FL) having the opposite magnetization
configurations and forming a so-called SAF free layer. The initialmagnetization configuration of the top FL is assumed to pointupward and the bottom FL is pointing downward. Here, dual spinpolarizers are used,
42,50and both of them have the vortex-like
magnetization configuration.17We consider a couple of Néel-type
skyrmions with opposite polarity initially generated in the SAF freelayers, see Fig. 1(c) . The two skyrmions in the top and bottom FLs
have the different topological numbers of Q
T=–1 and QB= +1,
respectively. In this case, the magnetization dynamics of the SAF
free layer is described by the Landau –Lifshitz –Gilbert (LLG)equation including the STT terms,51
@mk
@t¼/C0γmk/C2Hk
effþαmk/C2@mk
@tþak
J(mk/C2mk
p/C2mk)
/C0bk
Jmk/C2mk
p, (3)
where m(=M/MS) is the unit magnetization vector. The superscript
k(=T or B) is used to indicate the top and bottom free layer,
respectively. In this study, we suppose the STT from spin polarizeronly act on the neighboring magnetic layer.
42,43,52This is based on
the fact that the spin polarization could be strongly reduced by the
Ru layer within the SAF.53The third term in Eq. (3)is the
Slonzewski damping-like STT18and the fourth is the field-like
STT.54Here, aJ¼/C22hγJg(θ,P)/(eμ0MSd) and bJ¼βaJwith
g(θ,P)¼PΛ2/[(Λ2þ1)þ(Λ2/C01)m/C1mp],47,55where β= 0.15 is
the strength ratio of the field-like torque, Λ= 1 is an asymmetry
factor of spin torque, and mpis the spin polarization direction. Heff
is the effective field derived from the free energy density of the
system with respect to the local magnetization. The energy densityE, includes the intralayer exchange, anisotropy, demagnetization,
DMI, and interlayer RKKY interaction energy, given by
E¼A(∇m)
2/C0K(n/C1m)2/C0μ0MS
2m/C1Hd
þDi[mz(∇/C1m)/C0(m/C1∇)mz]þEAF, (4)
where A,K, and Diare the exchange, magnetic anisotropy, and
interfacial DMI constants, respectively. nis the unit vector of
anisotropy easy axis. Hdis the demagnetizing field. EAFis the AF
interlayer coupling energy and reads as56
EAF¼/C0JAF(1/C0mT/C1mB), (5)
where JAFis the AF coupling strength.
Following the Thiele approach, the motion of the skyrmion
pair at the top and bottom FM layers of SAF structure is governedby
57
GT/C2vTþD$
/C1vTþFT
JþFT
edgeþFT
AF/C0MT
SAFaT¼0, (6a)
GB/C2vBþD$
/C1vBþFB
JþFB
edgeþFB
AF/C0MB
SAFaB¼0, (6b)
where FAFis the driving force originated from interlayer AF cou-
pling effect and M SAFis the effective mass of the skyrmion pair,
MSAF¼μ0MSDl2/(2αγA),23,58,59where lis the lattice constant. In
the SAF structures, the Fedgeis hard to calculate from the energy
profile of U. But instead, it can be indirectly estimated from the
balance with FJ.16
The dynamics of the skyrmion pair strongly depend on the
strength of AF coupling in the SAF multilayer structure. For very
strong interlayer AF coupling, the skyrmion pair could be tightlybound and the two skyrmions at the top and bottom free layersmove together with the same velocity vand acceleration a. In this
case, the total interlayer AF forces can be canceled out because of
F
T
AFþFB
AF¼0, and the SAF free layer system behaves as a singleJournal of
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J. Appl. Phys. 128, 033907 (2020); doi: 10.1063/5.0013402 128, 033907-3
Published under license by AIP Publishing.FM layer. Thus, the two Thiele equations of (6a) and(6b) could be
rewritten as a single equation,
Gtotal/C2vþ2D$
/C1vþFtotal
JþFtotal
edge/C0MSAFa¼0: (7)
Here, Gtotal¼4πQtotalezwith Qtotal¼QTþQB¼/C01þ1¼0.
Therefore, the Magnus force is also canceled, implying that the sky-
rmion Hall effect can be strongly suppressed in this case.
Consequently, the radial and the tangential component of sky-rmion pair motion can be derived by solving Eq. (7)as follows:
/C0M
SAFarerþFtotal
edgeer¼0, (8a)
2DvτeτþFtotal
Jτeτ¼0: (8b)
It is noticeable that the effective mass effect becomes domi-
nant in Eq. (8a). This feature is completely different from the case
of the single free layer given in Eq. (2a). The tangential velocity of
the skyrmion pair can be easily derived by solving Eq. (8b) as
follows:16
vτ¼aJπ2RSK
2D, (9)
where RSK¼A/K/C21/C0Diπ/2ffiffiffiffiffiffiffi
AKp /C0/C1 /C2/C3 1/2is the skyrmion
radius.60Equation (9)indicates that the velocity of the skyrmion
pair is proportional to the STT strength (i.e., current) and is
inversely proportional to the damping factor D.
III. SIMULATION RESULTS
In order to verify the above analytical result, micromagnetic
simulations have been performed with the OOMMF publiccode.
56The typical parameters of Pt/Co multilayers with perpen-
dicular magnetic anisotropy (PMA) are used for the SAF struc-
tures:8,61MS= 580 kA m−1,K= 800 kJ m−3,A= 15 pJ/m, Di= 1.5 –
4.0 mJ m−2, and α= 0.1. In our simulations, we consider the SAF
structure sample having a circular shape with a diameter of100 nm. Both the top and bottom free layers have the thickness of1 nm. The discrete cell is 1 × 1 × 1 nm
3, which is smaller than the
Néel exchange length λN/C19eel¼[2A/(μ0M2
S)]1/2¼8:42 nm as well as
the Bloch exchange length λBloch¼(A/K)1/2¼4:33 nm. The fixed
spin polarizing layer has a vortex-like magnetic configuration.
Figure 1(c) shows the typical motion trajectories of a sky-
rmion pair as a function of different strengths of AF coupling,
excited by the top and bottom dual spin polarizers with applied
current density of J=5×1 010A/m2. For a weak coupling of
JAF= 1.5 × 10−7J/m2, we can see that the two skyrmion process in
an opposite direction independently, showing the top skyrmionmoves in the clockwise circular motion while the bottom skyrmion
moves in the counterclockwise circular motion. Such a motion
behavior is as same as that of the individual free layer case with agiven single spin polarizer [see Figs. 1(a) and 1(b)]. However, we
can see that the independence circular motion tendency of the sky-
rmion pair will be gradually suppressed with the increase of AF
interaction strength between the two free layers [ Fig. 1(c) ]. Weattribute this to the strong AF interaction between the two sky-
rmions blocking their opposite motion. In the extreme case, when
the AF coupling increases above J
AF= 1.5 × 10−4J/m2, the skyrmion
pair can be completely imprisoned in the center of the nanodisk(i.e., the equilibrium position).
In order to achieve a stable circular motion of the skyrmions
driven by current in the nanopillar with a SAF free layer, we have
modified our model by replacing the top spin polarizing layer witha heavy metal layer, as shown in Fig. 2(a) . In this case, the top
heavy metal layer will generate DMI effect to act on the top FL.The STT from the bottom polarizer only act on its neighboring
bottom free layer so that the skyrmion at the bottom FL (namely,
master skyrmion) will be driven by STT into a CCW rotation. Thetop FL is not subjected to the STT but the strong AF coupling
FIG. 2. (a) Schematic illustration of a skyrmion pair-based STNO, containing a
SAF free layer and a single spin polarizer. The top heavy metal generates a
strong interface DMI to the top free layer. Current-driven circular oscillation of
skyrmion pair is achieved with the same precession directions in the top andbottom layers of SAF , where the motion trajectories are recorded in the first0.16 ns. (b) The size dependence of skyrmion pair on the DMI strength for three
different configurations: both the top and bottom free layers have the same DMI
strength (black curve); the bottom free layer has no DMI (blue curve); and thebottom free layer has a fixed strength of DMI of 1.5 mJ/m
2(red curve).Journal of
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J. Appl. Phys. 128, 033907 (2020); doi: 10.1063/5.0013402 128, 033907-4
Published under license by AIP Publishing.between the top FL and bottom FL will drag the top skyrmion
(slaver) to follow the CCW motion. For that, the stability of the
skyrmion pair has been investigated in such a SAF structure withdifferent DMI configurations. Figure 2(b) shows the size depen-
dence of the skyrmion pair on the DMI strength, characterized bythe stabilized radius R
SK, where the AF coupling between the two
FM layers of SAF is fixed at JAF= 1.5 × 10−3J/m2.35In these simu-
lations, we have checked three types of DMI configurations: Thebottom free layer has a changing or fixed or no DMI effect. Theresults indicate that with the increase of the DMI, the skyrmion
pair can be stabilized in all these three types of configurations but
the threshold ( D
c) of DMI to sustain a stable skyrmion pair is dif-
ferent: Dc= 2.5, 3.4, or 5.2 mJ/m2, respectively. From these results,
what is especially interesting is that for the top layer having a DMIlarger than 5.2 mJ/m
2, a skyrmion with opposite number of Q=+ 1
can be stabilized in the bottom free layer through the AF coupling
between the SAF layers, even though the bottom layer has no DMIeffect (red curve). This result implies that the strong AF couplingcan sustain a stable skyrmion pair in this SAF structure withoutneed of the bottom HM layer.
The right panel of Fig. 2(a) shows the motion trajectory of the
skyrmion pair under the action of STT applied in the bottom freelayer.
62At the same time, the spin polarization rate in the lower
NM is far more than that in the upper NM.63In this simulation,
we suppose the top free layer has the DMI of 4.0 mJ/m28,27,64and
the bottom free layer has the DMI of 1.5 mJ/m2.64We can see that
the bottom master skyrmion ( Q= +1) is driven into a CCW
FIG. 3. (a) Displacement evolutions of the FM single skyrmion (blue curve) and
SAF skyrmion pair (olive curve). The applied current is J=5×1 010A/m2. (b)
Time evolution of displacement ( X, Y ) for the single skyrmion and skyrmion
pair.
FIG. 4. (a) Time evolution of displacement ( X,Y) for the skyrmion pair driven
by a current density of 6 × 1010A/m2. (b) The corresponding frequency spectrum
calculated by fast Fourier transform.Journal of
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J. Appl. Phys. 128, 033907 (2020); doi: 10.1063/5.0013402 128, 033907-5
Published under license by AIP Publishing.circular motion oscillation excited by the STT from the bottom
spin polarizer; and then due to the strong AF coupling, the slaver
skyrmion at the top free layer with opposite number of Q=−1i s
also dragged into the CCW circular motion.
To characterize the feature difference between the single sky-
rmion and skyrmion pair, we show the time and space evolutions
of skyrmion centers for two same lateral size of samples in Fig. 3 ,
where the single skyrmion is taken from the model of Fig. 1(b) and
the skyrmion pair is taken from the model of Fig. 2(b) with
DT= 4.0 mJ/m2andDB= 1.5 mJ/m2, respectively. The dimension of
two samples is 100 nm in diameter. The same current strength of
J=5×1 010A/m2is applied. We can clearly see that in both cases
the skyrmions can oscillate steadily and rotate in the CCW circularmotion. However, the amplitudes of precession orbit show big dif-ferences although the same current is applied with the relativelylarger precession radius of r
c= 34.53 nm for the FM single sky-
rmion case and smaller radius of rc= 4.60 nm for the SAF sky-
rmion pair, see Fig. 3(a) . The time evaluations of the skyrmion
precession in Fig. 3(b) indicate that the SAF skyrmion pair has a
higher oscillation frequency. The reduction of orbit radius impliesthat the skyrmion pair is far away from the sample boundary, and
therefore the repulsive force F
edgealmost goes to zero in the SAF
structure. We know that in the single skyrmion case, the repulsiveforce of Fedgeis used to balance the gyrotropic force of Fgyrothat is
associated to the skyrmion Hall effect [ Fig. 1(b) ]. Conversely, the
skyrmion Hall effect has been effectively suppressed in the sky-rmion pair formed in the SAF structure. This leads to the effectivemass M
SAFplays the dominate role for the circular precession
motion of the skyrmion pairs. The result agrees well with the
theory as discussed in Eqs. (7)and (8).
The reduction of precession radius of skyrmion pair opens the
potential increase of oscillation frequency with the applied currentdensity in such a STNO with the SAF free layer. In order to obtaina steady periodic oscillation, we have run a 50-ns simulation and
show the result in Fig. 4 . The current density is fixed at 6 × 10
10A/
m2. The calculated precession frequency of the skyrmion pair is
1.02 GHz, see Fig. 4(b) .
Finally, we summarize the features of skyrmion pair-based
STNO in Fig. 5 by showing the dependence of oscillation fre-
quency, tangential velocity, and trajectory radius as functions of
damping constant α(left column) and applied current density
(right column). With the decrease of damping α, the oscillation fre-
quency gradually increases. In particular, for α= 0.02, the preces-
sion frequency can reach 6.4 GHz. For the damping αlower than
0.02, the skyrmion pair will move out of the edge of the sample.
Accordingly, the motion velocity vτincreases with the decrease of α
FIG. 5. The dependence of frequency f,velocity vτ, and
orbit radius rcof skyrmion pair motion on the damping α
(left column, J= 3.3 × 1011A/m2) and applied current
density J(right column, α= 0.1). The brown curves show
the analytical results based on Eq. (9). The inset plots in
the right column show the wide range of current Jfrom 0
to 25 × 1011A/m2.Journal of
Applied PhysicsARTICLE scitation.org/journal/jap
J. Appl. Phys. 128, 033907 (2020); doi: 10.1063/5.0013402 128, 033907-6
Published under license by AIP Publishing.[Fig. 5(b) ]. For comparison, the theoretical curves derived from
Eq.(9)are also shown in Fig. 5(b) by the solid curves. Very good
agreements have been achieved between the theory and simulations.The dependence of the motion velocity vs the applied currentalso displays the good agreements between the theory and simula-tions, showing a good linear increase with the increased current.
The inset shows the current Jchanging at large scale up to
25 × 10
11A/m2. We can see that the motion velocity vτalmost line-
arly increases until J=2 0×1 011A/m2. Consider that the trajectory
radius of skyrmions depends on the increasing velocity and inertialforce, and, therefore, the radius of skyrmion motion r
cincreases
with the decreasing α[Fig. 5(c) ].
The frequency of skyrmion pair motion can be tuned by
current strength, as shown in Fig. 5(d) . The frequency fincreases
from 1.0 to 2.5 GHz when the applied current density Jchanges
from 0.6 × 1011to 3.3 × 1011A/m2. Accordingly, both the motion
velocity and the trajectory radius of the skyrmion pair increase
with the current strength J[Figs. 5(e) and5(f)].
IV. CONCLUSION
In summary, we have presented a study on the skyrmion-
based STNO by using SAF free layers to host two skyrmionshaving opposite topological numbers. The well-established Thieleapproach has been extended to describe this type of skyrmion pair.The validity of the analytical solution was supported by micromag-
netic simulations based on the LLG equation. Compared with the
single skyrmion formed in a ferromagnetic layer, the rotation orbitradius and oscillation frequency gradually increase with thedamping factor as well as the increase of current. All these findingsopen new insights into the understanding of the application of sky-
rmions in spintronics.
ACKNOWLEDGMENTS
This work was supported by the National Basic Research
Program of China (No. 2018YFB0407600) and the National
Natural Science Foundation of China (NNSFC) (Grant Nos.
11774260 and 51971161).
DATA AVAILABILITY
The data that support the plots within the paper are available
within the article. The code used for OOMMF simulations of thisstudy is available from the corresponding author upon reasonablerequest.
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Published under license by AIP Publishing. |
1.4737017.pdf | Network analyzer measurements of spin transfer torques in magnetic
tunnel junctions
Lin Xue, Chen Wang, Yong-Tao Cui, J. A. Katine, R. A. Buhrman et al.
Citation: Appl. Phys. Lett. 101, 022417 (2012); doi: 10.1063/1.4737017
View online: http://dx.doi.org/10.1063/1.4737017
View Table of Contents: http://apl.aip.org/resource/1/APPLAB/v101/i2
Published by the American Institute of Physics.
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Downloaded 16 Jul 2012 to 128.95.104.109. Redistribution subject to AIP license or copyright; see http://apl.aip.org/about/rights_and_permissionsNetwork analyzer measurements of spin transfer torques in magnetic
tunnel junctions
Lin Xue,1Chen Wang,1Y ong-Tao Cui,1J. A. Katine,2R. A. Buhrman,1and D. C. Ralph1,3
1Cornell University, Ithaca, New York 14853, USA
2Hitachi Global Storage Technologies, San Jose, California 95135, USA
3Kavli Institute at Cornell, Ithaca, New York 14853, USA
(Received 27 March 2012; accepted 23 June 2012; published online 13 July 2012)
We demonstrate a simple network-analyzer technique to make quantitative measurements of the
bias dependence of spin torque in a magnetic tunnel junction. We apply a microwave current toexert an oscillating spin torque near the ferromagnetic resonance frequency of the tunnel junction’s
free layer. This produces an oscillating resistance that, together with an applied direct current,
generates a microwave signal that we measure with the network analyzer. An analysis of theresonant response yields the strength and direction of the spin torque at non-zero bias. We
compare to measurements of the spin torque vector by time-domain spin-torque ferromagnetic
resonance.
VC2012 American Institute of Physics .[http://dx.doi.org/10.1063/1.4737017 ]
Spin transfer torque provides the possibility of effi-
ciently manipulating the magnetic moment in a nanoscale
magnetic device using applied current.1–3Understanding the
strength of the spin torque, and particularly its bias depend-ence, is important for applications that include spin torque
magnetic random access memory and frequency-tunable
microwave oscillators.
4Several different techniques have
been developed to measure the bias dependence of the spin
torque vector in magnetic tunnel junctions (MTJs), with
results that in some cases are inconsistent with each other.These include measurements of the bias dependence of the
magnetic precession frequency and linewidth,
5–10DC-volt-
age-detected spin torque ferromagnetic resonance (ST-FMR),
11–13fits to the statistics of magnetic switching as a
function of current and magnetic field,14,15analyses of the
current dependence of magnetic astroids and switching phasediagrams,
16,17and time-domain detection of ST-FMR.18Of
these, in the high bias regime that is relevant for applica-
tions, we believe that the time-domain ST-FMR technique isthe most accurate and trustworthy, since it measures directly
the amplitude and phase of small-angle magnetic precession
in response to an oscillating spin torque and therefore is leastsusceptible to artifacts associated with heating, spatially non-
uniform magnetic dynamics, and changes in the DC resist-
ance in response to spin torque.
13,18However, time-domain
ST-FMR requires expensive, specialized equipment (i.e., a
high-bandwidth oscilloscope and multiple pulse generators).
Here we show that it is possible to use a simple network ana-lyzer measurement to determine the bias dependence of the
spin torque vector, by studying the resonant response of a
magnetic tunnel junction subject to both DC and microwavecurrents. We find excellent agreement with time-domain ST-
FMR measurements
18made on the same devices.
The MgO-based MTJs that we study came from the
same batches measured in Refs. 18and19, with resistance-
area products for the tunnel barriers equal to RA¼1.5Xlm2
and 1.0 Xlm2. We will present data for one sample with
RA¼1.5Xlm2, a resistance of 272 Xin the parallel state,
and a tunneling magnetoresistance (TMR) of 91%, but we
found similar behavior in three other samples. The device onwhich we will focus has the layer structure (in nm): bottom
electrode, IrMn pinned synthetic antiferromagnet (SAF)
[IrMn(6.1)/CoFe(1.8)/Ru/CoFeB(2.0)], tunnel barrier [MgO x],
magnetic free layer [CoFe(0.5)/CoFeB(3.4)], and cappinglayer [Ru(6.0)/Ta(3.0)/Ru(4.0)]. Both the pinned layer and
the free layer were patterned into a circular cross section
with a nominal 90 nm diameter. All the measurements weredone at room temperature. We confirmed that the device
properties did not degrade during the process of measure-
ment
20by checking that the device resistance and TMR
remained unchanged. We will use a sign convention that
positive values of current correspond to electron flow from
the free layer to the reference layer (giving spin torque favor-ing antiparallel alignment).
We performed measurements with a commercial net-
work analyzer (Agilent 8722ES, 50 MHz–40 GHz) using thecircuit in Fig. 1. We measured the microwave response in a
reflection geometry, using a bias tee to allow simultaneous
application of a DC bias to the MTJ. Before routing thereflected microwave signal to the network analyzer, we
amplified it using a 15-dB amplifier in combination with a
directional coupler. The microwave gain of the amplifier andtransmission losses in other circuit components were cali-
brated by standard methods. Figure 2shows an example of
the real and imaginary parts of the reflected signal as a func-tion of frequency, in the frequency range exhibiting spin-
torque-driven magnetic resonance. These data correspond to
a DC current of /C00.4 mA and an applied magnetic field
H¼200 Oe oriented 70
/C14from the exchange bias of the SAF
reference layer, so that the initial offset angle of the two
IdcMgOVin
Direc/g415onal
Coupler
VrefNetwork
Analyzer+15 dB
FIG. 1. The network analyzer circuit used in the measurement.
0003-6951/2012/101(2)/022417/4/$30.00 VC2012 American Institute of Physics 101, 022417-1APPLIED PHYSICS LETTERS 101, 022417 (2012)
Downloaded 16 Jul 2012 to 128.95.104.109. Redistribution subject to AIP license or copyright; see http://apl.aip.org/about/rights_and_permissionsmagnetic layers is approximately h¼61/C14. The microwave
excitation signal Vinthat we applied to the sample had an
amplitude always less than 22 mV. Within the model dis-
cussed below this results in magnetic precession angles <3/C14,
and we verified that the output signals scaled linearly with
Vinas expected in the linear-response regime.
To interpret these data, and to use them to measure the
strength of the spin transfer torque, we analyze the reflected
microwave signal Vrefwithin a macrospin model of the mag-
netic dynamics, combining the Landau-Lifshitz-Gilbert-Slonczewski equation of motion for a magnetic tunnel junc-
tion subject to an oscillating spin torque together with appro-
priate microwave circuit equations (see Ref. 19for details).
The resulting (complex-valued) reflection coefficient corre-sponding to the resonant magnetic response can be written
S
11/C17Vref
Vin¼R0/C0ð50XÞ
R0þð50XÞþð50XÞ
R0þð50XÞIDCvðxÞ;(1)
where
vðxÞ/C17DRðxÞ=Vin¼/C0@R
@h/C12/C12/C12/C12/C12
IR0
R0þð50XÞc
MSVol1
x/C0xm/C0iri@sjj
@V/C12/C12/C12/C12/C12
hþcNxMeff
xm@s?
@V/C12/C12/C12/C12/C12
h"#
; (2)
and the resonance frequency and current-dependent resonant linewidth are
xm/C25cMeffffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi
NxNy/C01
MeffMSVol@s?
@h/C12/C12/C12/C12/C12
Vþð50XÞ
R0þð50XÞIDC@R
@h/C12/C12/C12/C12/C12
I@s?
@V/C12/C12/C12/C12/C12
h ! "#vuut; (3)
r/C25acMeffðNxþNyÞ
2
/C0c
MsVol@sjj
@h/C12/C12/C12/C12/C12
Vþ1
2ð50XÞ
R0þð50XÞIDC@R
@h/C12/C12/C12/C12/C12
I@sjj
@V/C12/C12/C12/C12/C12
h !
:
(4)
Here R0is the differential resistance of the MTJ, DRðxÞ
is the oscillating part of the DC resistance, his the angle
between the magnetizations of the two electrodes of the MTJ,ais the Gilbert damping parameter, M
SVolis the total mag-
netic moment of the free layer, sjjðV;hÞands?ðV;hÞare the
“in-plane” and “perpendicular” components of the spin tor-que, Vis the voltage across the MTJ including both DC and
high-frequency terms, c¼2l
B=/C22his the absolute value of the
gyromagnetic ratio, Nx¼4pþH=Meff,Ny/C25H=Meff,4pMeff
is the strength of the easy-plane anisotropy field, and His the
component of applied magnetic field along the precession
axis. When both in-plane and perpendicular components oftorque are present, both the real and imaginary parts of the
resonant signal consist of a sum of frequency-symmetric andantisymmetric Lorentzian curves. Both torque components
can therefore be extracted by fitting the symmetric and anti-
symmetric parts of either the real or imaginary response.
The solid lines in Figs. 2(a) and2(b) show an example
of the good agreement we find when fitting Eq. (1)to our res-
onance measurements. We observe two resonances in each
panel in Fig. 2, one with large amplitude near 5.9 GHz and a
second with smaller amplitude near 7.5 GHz. We performseparate fits to the real and imaginary curves, employing
four free parameters for each resonance in a fit: the center
frequency of the resonance, the amplitude of the frequency-symmetric and antisymmetric Lorentzians, and the linewidth
(taken to be the same for both the symmetric and antisym-
metric components). We allow for a small nonzero constantslope in the non-resonant background signals (dashed lines
in Fig. 2) that may be associated with an imperfect capaci-
tance calibration.
The dependences on HandI
DCfor the real part of the
resonances are shown in Figs. 3(a) and3(b). As in Fig. 2(a),
the spectra contain one primary dip in Re( S11) together with
a smaller side resonance at a higher frequency. The primary
resonance shifts with Has expected from the Kittel formula(a) (b)
4 5 6 7 89 1 0 11
Frequency (GHz)0.7300.7320.7340.7360.7380.740Re(S11)
4 5 6 7 89 1 0 11
Frequency (GHz)−0.008−0.006−0.004−0.0020.0000.0020.004Im(S11)
(a) (b)FIG. 2. The measured (a) real part and (b)
imaginary part of the reflection signal (S 11) for
IDC¼/C00.4 mA and a magnetic field H¼200 Oe
applied 70/C14from the exchange bias direction,
giving h¼61/C14. The solid lines are a fit to Eq.
(1). The dashed lines are the nonresonant back-
grounds used in the fits.022417-2 Xue et al. Appl. Phys. Lett. 101, 022417 (2012)
Downloaded 16 Jul 2012 to 128.95.104.109. Redistribution subject to AIP license or copyright; see http://apl.aip.org/about/rights_and_permissionswhile the secondary signal shifts more slowly and decreases in
amplitude with increasing field strength. We suspect that the
secondary peak may involve coupled motion of the magneticlayers in the synthetic antiferromagnet polarizing layer. To
avoid having this mode interfere with our measurements of
spin torque, we select values of magnetic field and magneticfield angle such that the secondary mode has small amplitude
and maximum separation in frequency from the primary
mode. These are the same selection criteria used in Ref. 18.
B a s e do nE q s . (1)and(2), for any value of bias we can
determine the spin transfer “torkances”
21@sjj=@Vjhand
@s?=@Vjhfrom fits to the frequency-symmetric and antisym-
metric parts of the primary resonance in either Re( S11)o r
Im(S11). In calculating the torkan ces from the resonant ampli-
tudes, we use the following parameters: MSVol¼1.8
/C210/C014emu (615%),184pMeff¼1361k O ed e t e r m i n e df r o m
high-field measurements of th e resonance frequency, and
a¼0.01660.001 determined by measuring the resonance line-
width at positive and negative biases and interpolating to zero
bias. In Fig. 3(c), we plot the bias dependence of the resulting
torkances as found by the network analyzer technique. We nor-malize the results by sin hsince the spin torque of a MTJ is pre-
dicted to have this angular dependence.
21We note that the
torkance values determined by independent fits to the real andimaginary parts of the resonance agree, as is required in order
that our analysis procedure be self-consistent. Figure 3(c) also
shows a comparison to measurements on the same sampleusing the time-domain ST-FMR technique introduced in Ref.
18, whereby the magnetic precession driven by a resonant spin
torque is detected by a fast oscilloscope. We find excellentagreement between the two types of measurements. The in-
plane component of the torkance, @s
jj=@Vjh,m e a s u r e db yt h e
two techniques agrees in magnitude near zero bias with thesame moderate dependence on bias, with no adjustment of pa-
rameters for either technique. The perpendicular component
@s
?=@Vjhdisplays the same approxim ately linear bias depend-ence at low bias. In Fig. 3(d), we plot the full bias dependent
torques skðVÞands?ðVÞ, obtained by numerical integration of
the torkances.
Neither the network-analyzer ST-FMR technique nor
the time-domain ST-FMR technique can be used at V¼0,
because a non-zero DC bias is required to generate the oscil-latory voltage signal that is measured (see Fig. 3(c)). (For
measurements near zero bias, DC-voltage-detected ST-FMR
can provide accurate torque measurements without artifactsin the mixing signal.
11–13) The time-domain ST-FMR tech-
nique allows measurements to higher biases, because it is
naturally implemented using short bias pulses that are lesslikely to produce dielectric breakdown in the tunnel barrier,
compared to the constant DC biases used in our network ana-
lyzer technique. However, in the bias range shown in Figs.3(c) and3(d), the network analyzer method provides a more
convenient approach in that it does not require specialized,
expensive equipment, while it yields a sensitivity compara-ble to time-domain ST-FMR.
In summary, we demonstrate that it is possible to use a
simple network-analyzer technique to measure the strengthand direction of the spin transfer torque vector as a function
of bias in magnetic tunnel junctions. This technique provides
roughly similar sensitivity as the time-domain ST-FMRmethod,
18making it useful as a simple and rapid means for
characterizing spin-torque devices.
Cornell acknowledges support from ARO, NSF (DMR-
1010768), ONR, and the NSF/NSEC program through theCornell Center for Nanoscale Systems. We also acknowl-
edge NSF support through use of the Cornell Nanofabrica-
tion Facility/NNIN and the Cornell Center for MaterialsResearch facilities (DMR-1120296).
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field applied 70/C14from the exchange bias direction,
with IDC¼/C00.4 mA. The curves are offset by
0.01 vertically. (b) Measured frequency depend-
ence of the real part of S11for several values of
DC current, with H¼200 Oe applied 70/C14from the
exchange bias direction. The curves are offset
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Im(S11) (blue diamonds) at different values of the
DC bias. These data correspond to H¼200 Oe
applied 70/C14from the exchange bias direction, giv-
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the results on the same device from time-domain
ST-FMR measurements (triangles: for H¼250 Oe
applied 95/C14from the exchange bias direction giv-
ingh¼85/C14; squares: H¼200 Oe applied at 68/C14
giving h¼64/C14). (d) Integrated in-plane and per-
pendicular components of the spin torque vector
determined by integrating the network-analyzer
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Downloaded 16 Jul 2012 to 128.95.104.109. Redistribution subject to AIP license or copyright; see http://apl.aip.org/about/rights_and_permissions |
1.4817281.pdf | Dependence of spin torque diode voltage on applied field direction
Tomohiro Taniguchi and Hiroshi Imamura
Citation: J. Appl. Phys. 114, 053903 (2013); doi: 10.1063/1.4817281
View online: http://dx.doi.org/10.1063/1.4817281
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Downloaded 13 Aug 2013 to 141.210.2.78. This article is copyrighted as indicated in the abstract. Reuse of AIP content is subject to the terms at: http://jap.aip.org/about/rights_and_permissionsDependence of spin torque diode voltage on applied field direction
Tomohiro Taniguchi and Hiroshi Imamura
Spintronics Research Center, AIST, 1-1-1 Umezono, Tsukuba 305-8568, Japan
(Received 18 June 2013; accepted 16 July 2013; published online 2 August 2013)
The optimum condition of an applied field direction to maximize spin torque diode voltage was
theoretically derived for a magnetic tunnel junction with a perpendicularly magnetized free layer and
an in-plane magnetized pinned layer. We found that the diode voltage for a relatively small
applied field is maximized when the projection of the applied field to the film-plane is parallel oranti-parallel to the magnetization of the pinned l ayer. However, by increasing the applied field
magnitude, the optimum applied field direction shift s from the parallel or anti-parallel direction.
These analytical predictions were confirmed by numerical simulations.
VC2013 AIP Publishing LLC .
[http://dx.doi.org/10.1063/1.4817281 ]
I. INTRODUCTION
Magnetization dynamics induced by spin torque in
nano-structured ferromagnets1–4have provided interesting
phenomena, such as magnetization switching and oscillation.
Many spintronics devices utilizing the spin torque have been
proposed, such as a magnetic random access memory(MRAM) based on magnetic tunnel junctions (MTJs) and a
microwave oscillator.
5,6The spin torque diode effect7–21is
also an important phenomenon, in which an alternating cur-rent applied to an MTJ is rectified by synchronizing the reso-
nant oscillation of tunnel magnetoresistance (TMR)
22,23by
spin torque with the alternating current. The spin torquediode effect has been used to quantitatively evaluate the
strength of the spin torque.
8,9
The spin torque diode effect is applicable to a magnetic
sensor application, where a small magnetic field from a fer-
romagnetic or paramagnetic particle modulates the reso-
nance condition of the spin torque diode.19In such a sensor
application, a large diode voltage is required to enhance sen-
sitivity, defined as the ratio between the input power and the
diode voltage.17It should also be noted that the direction of
the applied field, which is proportional to the spin of the par-
ticle, points in an arbitrary direction. Thus, it is important to
clarify the relation between the spin torque diode voltageand the applied field direction, and to maximize the spin tor-
que diode voltage.
In this paper, we derive the optimum condition of the
applied field direction to maximize the spin torque diode volt-
age of an MTJ with a perpendicularly magnetized free layer
and an in-plane magnetized pinned layer. This type of MTJwas recently developed in experiments,
14,24,25and is consid-
ered an ideal candidate for spin torque diode application
because of its narrow linewidth and high diode voltage. Wefirst derived the general formula of the spin torque diode volt-
age, and then, applied the formula to the system under consid-
eration. The main result is Eq. (40), which represents the
applied field direction at the maximized diode voltage. The
diode voltage for a relatively small applied field is maximized
when the projection of the applied field to the film-plane is par-allel or anti-parallel to the magnetization of the pinned layer.
However, the optimum applied field direction shifts from theparallel or anti-parallel direction by increasing the applied field
magnitude. These results are confirmed numerically.
The paper is organized as follows. In Sec. II, we derive
the analytical solution to the linearized Landau-Lifshitz-
Gilbert (LLG) equation of the free layer. In Sec. III,t h eg e n -
eral formula of the spin torque diode voltage and its depend-
ence on the magnetization alignment are discussed. Section
IVis the main section in this paper, where we derive the opti-
mum condition for the applied field direction in an MTJ with
a perpendicularly magnetized free layer and an in-plane mag-
netized pinned layer. Section Vis devoted to the conclusions.
II. SOLUTION TO THE LINEARIZED LLG EQUATION
In this section, we solve the linearized LLG equation for
an arbitrary magnetization alignment. The system we consider
is schematically shown in Fig. 1, where the MTJ consists of
free and pinned layers separated by a thin nonmagnetic spacer.
Thex,y,a n d zaxes are parallel to the uniaxial anisotropy axes
of the free layer. The unit vectors pointing in the direction ofthe magnetizations of the free and the pinned layers
are denoted as mandp¼ðsinh
pcosup;sinhpsinup;coshpÞ;
respectively, where the zenith and the azimuth angles of themagnetization of the pinned layer are denoted as h
pandup;
FIG. 1. Schematic view of an MTJ. The unit vectors pointing to the magnet-
ization directions of the free and the pinned layers are denoted as mandp,
respectively. The positive current is defined as the electron flow from the
pinned to the free layer.
0021-8979/2013/114(5)/053903/7/$30.00 VC2013 AIP Publishing LLC 114, 053903-1JOURNAL OF APPLIED PHYSICS 114, 053903 (2013)
Downloaded 13 Aug 2013 to 141.210.2.78. This article is copyrighted as indicated in the abstract. Reuse of AIP content is subject to the terms at: http://jap.aip.org/about/rights_and_permissionsrespectively. We assume that the magnetization dynamics in
the presence of the spin torque are well described by the mac-
rospin LLG Eqs. (1)–(4)26–28
dm
dt¼/C0cm/C2H/C0caJm/C2ðp/C2mÞ
þcbJp/C2mþam/C2dm
dt; (1)
where candaare the gyromagnetic ratio and the Gilbert
damping constant, respectively. The magnetic field His
defined as the derivative of the energy density Ewith respect
to the magnetization, i.e.,
H¼/C01
M@E
@m; (2)
where Mis the saturation magnetization. The energy density
Eis given by
E¼/C0MH appl½sinhHsinhcosðu/C0uHÞþcoshHcosh/C138
þX
‘¼x;y;z2pM2~N‘m2
‘;(3)
where Happl;hH;anduHin the first term are the magnitude,
the zenith angle, and the azimuth angle of the applied field,
respectively. The second term of Eq. (3)describes the uniax-
ial anisotropy energy. The coefficient ~N‘(‘¼x;y;z)i s
defined as 4 pM~N‘¼4pMN ‘/C0HK‘;where 4 pMN ‘andHK‘
are the shape anisotropy field (demagnetization field) and the
crystalline anisotropy field along the ‘-axis, respectively.
The demagnetization coefficients satisfy NxþNyþNz¼1:
The two components of the spin torque in Eq. (1), the
Slonczewski torque and the field like torque, are denoted as
aJandbJ, respectively, whose explicit forms are given by
aJ¼/C22hgI
2eMV(4)
andbJ¼baJ:Here, Iis the current and Vis the volume of the
free layer, respectively. The positive current corresponds tothe electron flow from the free to the pinned layer. We assume
that both the direct (dc) and alternating (ac) currents are
applied to the MTJ, i.e., I¼I
dcþIacðtÞ:Thus, aJandbJare
decomposed into the dc and the ac parts as aJ¼aJðdcÞþ
aJðacÞandbJ¼bJðdcÞþbJðacÞ;respectively. The magnitude of
the direct current is on the order of 0.1–1.0 mA, while that ofthe alternating current is 0.1 mA.
7,8As shown below, the pres-
ent formula is valid for jaJðdcÞj<ajHj;where the Gilbert
damping constant is on the order of 10/C02.29The ratio of the
Slonczewski torque to the field like torque, b, is on the order
of 0.1 for MTJs.7–9The factor gcharacterizes the spin polar-
ization of the current, and is given by1–3
g¼g
1þkm/C1p: (5)
The dimensionless parameters, gandk, characterize the
magnitude of the spin polarization and the dependence of the
spin torque on magnetization alignment, respectively.
Although the relation among g,k, and the material parame-
ters depends on the theoretical models, the form of Eq. (5)isapplicable to spin torque in both MTJs and giant-
magnetoresistive system.30For example, in the ballistic
transport theory in MTJ, gis proportional to the spin polar-
ization of the density of state of the free layer and
k¼g2.1,6,31Below, we set k¼0 for simplicity. The spin
torque diode voltage and its optimum condition with finite k
are discussed in the Appendix.
The solution to the LLG equation is derived in an XYZ-
coordinate in which the Z-axis is parallel to the steady state
of the magnetization of the free layer. We denote mat the
steady state as mð0Þ;where the condition d mð0Þ=dt¼0can
be expressed in terms of the zenith and the azimuth angles,ðh;uÞ;as
32,33
Happl½sinhHcoshcosðu/C0uHÞ/C0coshHsinh/C138
/C04pMð~Nxcos2uþ~Nysin2u/C0~NzÞsinhcosh
/C0aJðdcÞsinhpsinðu/C0upÞ
þbJðdcÞ½sinhpcoshcosðu/C0upÞ/C0coshpsinh/C138¼0;(6)
HapplsinhHsinðu/C0uHÞ/C04pMð~Nx/C0~NyÞsinhsinucosu
/C0aJðdcÞ½sinhpcoshcosðu/C0upÞ/C0coshpsinh/C138
/C0bJðdcÞsinhpsinðu/C0upÞ¼0: (7)
In the absence of the direct current, ðh;uÞsatisfying Eqs. (6)
and(7)correspond to the equilibrium state, i.e., the mini-
mum state of the energy density E. The transformation from
thexyz-coordinate to the XYZ-coordinate is performed by
multiplying the following rotation matrix to Eq. (1):
R¼cosh0/C0sinh
01 0
sinh0 cos h0
@1
Acosu sinu0
/C0sinucosu0
00 10
@1
A:(8)
For example, the components of pin the XYZ-coordinate can
be expressed as
pX
pY
pZ0
@1
A¼coshsinhpcosðu/C0upÞ/C0sinhcoshp
/C0sinhpsinðu/C0upÞ
sinhsinhpcosðu/C0upÞþcoshcoshp0
@1
A:(9)
The alternating current exerts a small amplitude oscilla-
tion of the magnetization around the Z-axis. Then, the LLG
equation can be linearized by assuming mZ’1 and
jmXj;jmYj/C281;and is given by
1
cd
dtmX
mY/C18/C19
þ/C0H YXþaHXHY/C0aHXY
/C0H X/C0aHYXHXYþaHY/C18/C19mX
mY/C18/C19
¼/C0aJðacÞpXþbJðacÞpY
/C0aJðacÞpY/C0bJðacÞpX !
; (10)
where we use the approximation that 1 þa2’1.29The com-
ponents of Hare defined as
HX¼HXþbJðdcÞpZ; (11)
HY¼HYþbJðdcÞpZ; (12)
HXY¼HXY/C0aJðdcÞpZ; (13)053903-2 T. Taniguchi and H. Imamura J. Appl. Phys. 114, 053903 (2013)
Downloaded 13 Aug 2013 to 141.210.2.78. This article is copyrighted as indicated in the abstract. Reuse of AIP content is subject to the terms at: http://jap.aip.org/about/rights_and_permissionsHYX¼HYXþaJðdcÞpZ: (14)
Here, HX¼HZZ/C0HXX;HY¼HZZ/C0HYY:The field Hij
(i;j¼X;Y;Z) are the i-components of the magnetic field in
the XYZ-coordinate proportional to mj,H¼ðHXXmXþ
HXYmY;HYXmXþHYYmY;HZZþHZXmXþHZYmYÞ;where
the explicit forms of Hijare given by
HXX¼/C04pM½ð~Nxcos2uþ~Nysin2uÞcos2hþ~Nzsin2h/C138;
(15)
HXY¼HYX¼4pMð~Nx/C0~NyÞcoshsinucosu; (16)
HYY¼/C04pMð~Nxsin2uþ~Nycos2uÞ; (17)
HZX¼/C04pMð~Nxcos2uþ~Nysin2u/C0~NzÞsinhcosh;(18)
HZY¼/C04pMð~Ny/C0~NxÞsinhsinucosu; (19)
HZZ¼Happl½sinhHsinhcosðu/C0uHÞþcoshHcosh/C138
/C04pM½ð~Nxcos2uþ~Nysin2uÞsin2hþ~Nzcos2h/C138:
(20)
By assuming that the alternating current is given by
Iacsinð2pftÞ;the solutions to ðmX;mYÞin Eq. (10) are, respec-
tively, given by34
mX’Im~cðifþ~cHXYÞpX/C0~c2HYpY
f2/C0f2
res/C0ifDfe2pift"#
~aJðacÞ
/C0Im~cðifþ~cHXYÞpYþ~c2HYpX
f2/C0f2
res/C0ifDfe2pift"#
~bJðacÞ;(21)
mY’Im~cðif/C0~cHYXÞpY/C0~c2HXpX
f2/C0f2
res/C0ifDfe2pift"#
~aJðacÞ
/C0Im/C0~cðif/C0~cHYXÞpXþ~c2HXpY
f2/C0f2
res/C0ifDfe2pift"#
~bJðacÞ;(22)
where ~c¼c=ð2pÞ:~aJðacÞand ~bJðacÞare defined as aJðacÞ
¼~aJðacÞsinð2pftÞand bJðacÞ¼~bJðacÞsinð2pftÞ;respectively.
The resonance frequency fresand the linewidth Dfare,
respectively, given by
fres¼c
2pffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi
HXHY/C0H XYHYXp
; (23)
Df¼c
2p½aðHXþH YÞþH XY/C0H YX/C138: (24)
In the absence of the direct current, Eq. (23) is the ferromag-
netic resonance (FMR) frequency, fFMR¼cffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi
HXHY/C0H2
XYp
=ð2pÞ:Since bis on the order of 0.1,7–9andaJðdcÞis on the
order of a small parameter a,abJðdcÞin Eq. (24) is negligible.
Thus,Dfcan be approximated to
Df’c
2p½aðHXþHYÞ/C02aJðdcÞpZ/C138: (25)
III. SPIN TORQUE DIODE VOLTAGE
The magnetoresistance of an MTJ is given by R
¼RPþðDR=2Þð1/C0m/C1pÞ;where DR¼RAP/C0RPis thedifference in the resistances between the parallel ( RP) and
the anti-parallel ( RAP) alignments of the magnetizations. The
spin torque diode voltage is given by Vdc¼T/C01ÐT
0IðtÞRðtÞdt;
where T¼1=fis the period of the alternating current. By
using Eqs. (21) and(22), the explicit form of the spin torque
diode voltage is given by
Vdc¼DRIac
4Re/C0½ifðp2
Xþp2
YÞþ~cHa/C138~c~aJðacÞþ~c2Hb~bJðacÞ
f2/C0f2
res/C0ifDf"#
¼DRIac
4½LðfÞþAðfÞ/C138; (26)
whereHaandHbare, respectively, given by
Ha¼H XYp2
X/C0H YXp2Yþð H X/C0H YÞpXpY; (27)
Hb¼H Yp2
XþH Xp2Yþð H XYþH YXÞpXpY: (28)
The Lorentzian and the anti-Lorentzian parts, LðfÞand
AðfÞare, respectively, given by
LðfÞ¼f2Df~c~aJðacÞð1/C0p2
ZÞ
ðf2/C0f2
resÞ2þðfDfÞ2; (29)
AðfÞ¼/C0ðf2/C0f2
resÞ~c2ðHa~aJðacÞ/C0Hb~bJðacÞÞ
ðf2/C0f2
resÞ2þðfDfÞ2: (30)
As shown, the Lorentzian part depends on the Slonczewski
torque only while the anti-Lorentzian part depends on boththe Slonczewski torque and the field like torque, in general.
The peak of the spin torque diode voltage appears
around the resonance frequency, f
res;where the Lorentzian
part shows a peak while the anti-Lorentzian part is zero. At
f¼fres;the spin torque diode voltage is
VdcðfresÞ¼DRIac
4~aJðacÞsin2w
aðHXþHYÞ/C02aJðdcÞcosw; (31)
where w¼cos/C01pZ¼cos/C01mð0Þ/C1pin the relative angle
between the magnetizations of the free and the pinned layers.
Equation (31) is maximized when the relative angle of the
magnetizations is given by
wopt¼cos/C01Ic
Idc7ffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi
Ic
Idc/C18/C192
/C01s2
43
5; (32)
where the double sign “ 7” means the upper ( /C0)f o r Idc=Ic>0
and the lower ( þ)f o r Idc=Ic<0:The critical current of the
spin torque induced magnetization dynamics in the case of
mð0Þkp;Ic,i sg i v e nb y
Ic¼2aeMV
/C22hgHXþHY
2/C18/C19
: (33)
Since wis a real number, the following condition should be
satisfied:
Ic
Idc/C12/C12/C12/C12/C12/C12/C12/C12>1: (34)053903-3 T. Taniguchi and H. Imamura J. Appl. Phys. 114, 053903 (2013)
Downloaded 13 Aug 2013 to 141.210.2.78. This article is copyrighted as indicated in the abstract. Reuse of AIP content is subject to the terms at: http://jap.aip.org/about/rights_and_permissionsThis condition means that the linear approximation cannot
be applied to the LLG equation when the spin torque over-
comes the damping. The maximized spin torque diode volt-age is given by
V
opt
dcðfresÞ¼DRI2
ac
4IdcIc
Idc7ffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi
Ic
Idc/C18/C192
/C01s2
43
5: (35)
Equations (32) and(35) are the main results in this section,
and can be regarded as generalizations of the result in Ref. 32.
We emphasize that the optimum condition, Eq. (32),d e p e n d s
on not only the material (sample) parameters and the applied
field but also the magnitude and direction of the direct current.
It should be noted that Eq. (32) is 90/C14forIdc¼0;and shifts
from this orthogonal alignment for a finite Idc:
Equation (32) is the optimum condition of the magnet-
ization alignment to maximize the spin torque diode voltage.However, in experiments, the direction of the applied field is
more easily controlled, than the magnetization alignment,
because the direction of the magnetization of the pinnedlayer is fixed by the exchange bias from an anti-
ferromagnetic layer. In Sec. IVby using Eq. (32), we derive
the analytical formula of the optimum condition of theapplied field direction to maximize the spin torque diode
voltage in an MTJ with a perpendicularly magnetized free
layer and an in-plane magnetized pinned layer.
IV. OPTIMUM CONDITION OF APPLIED FIELD
DIRECTION
In an MTJ with a perpendicularly magnetized free layer
and an in-plane magnetized pinned layer, ðhp;upÞin Fig. 1
areð90/C14;0/C14). The free layer has uniaxial anisotropy along the
easy axis which is normal to the film plane, and has a circu-
lar cross section. The components of the anisotropy field are4pM~N
x¼4pM~Ny¼0 and 4 pM~Nz¼/C0HKþ4pM;where
thez-axis is parallel to the easy axis. Since we are interested
in the perpendicularly magnetized free layer, the anisotropyfield H
Kshould be larger than the demagnetization field
4pM:The x-axis is parallel to the magnetization of the
pinned layer. We assume that the magnetic field is appliedtilted from the z-axis with the angle h
Hð0<hH<pÞ:In the
following, we investigate the optimum direction of the
applied field in the film-plane, uH;to maximize the diode
voltage.
We assume that the steady state ðh;uÞis determined by
Eqs. (6)and (7)by neglecting the spin torque term, i.e.,
ðh;uÞcorresponds to the equilibrium state, because the spin
torque term is on the order of a small parameter a. The equi-
librium state of the free layer satisfies
Happlsinðh/C0hHÞþð HK/C04pMÞsinhcosh¼0( 3 6 )
andu¼uH:Then, the critical current
Ic¼2aeMV
/C22hgHapplcosðh/C0hHÞþH?cos2hþcos2h
2/C20/C21
;(37)
is independent of uH:Equation (32)can be expressed assinhcosu¼Ic
Idc7ffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi
Ic
Idc/C18/C192
/C01s
: (38)
As mentioned above, uon the left-hand side of Eq. (38) can
be replaced by uH:When the condition
1
sinhIc
Idc7ffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi
Ic
Idc/C18/C192
/C01s2
43
5/C12/C12/C12/C12/C12/C12/C12/C12/C12/C12/C12/C12<1 (39)
is satisfied, the diode voltage is maximized at the field
direction
u
H¼cos/C011
sinhIc
Idc7ffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi
Ic
Idc/C18/C192
/C01s2
43
58
<
:9
=
;: (40)
Equation (40) is the main result in this paper. For a relatively
small applied field magnitude, the equilibrium state is close
to the easy axis, i.e., h’sinh/C281;and Eq. (39) is not satis-
fied. Then, the diode voltage is maximized at uH¼0o r p,
depending on the direction of the current. However, by
increasing the applied field magnitude, the magnetizationtilts from the easy axis, and Eq. (39) is satisfied. The opti-
mum direction of the applied magnetic field then shifts from
u
H¼0;ptouHgiven by Eq. (40).
The physical meaning of the condition (39) is as fol-
lows. As mentioned in the paragraph below Eq. (35), the
spin torque diode voltage is maximized near the orthogonalalignment of the magnetization. When the magnitude of the
applied field is small, this condition is approximately satis-
fied. Then, the magnetization should oscillate in the xz-plane
to obtain a large oscillation amplitude of TMR because p
points to the x-direction. Thus, Eq. (40) is 0 or p. However,
the magnetization moves to the xy-plane for a relatively large
applied field. To keep the relative angle of the magnetiza-
tions close to Eq. (32), the magnetization of the free layer
should shift from the x-axis by changing the field direction.
Thus, the optimum field direction shifts from u
H¼0;p;
according to Eq. (40).
The reason why the analytical solution of the optimum
applied field direction, Eq. (40), can be obtained in this sys-
tem is that, because of the axial symmetry, uin Eq. (38) can
be replaced by uH:In the general system, both sides of Eq.
(32) depend on the applied field direction ðhH;uHÞthrough
Eqs. (6)and(7). Consequently, an analytical expression of
the optimum field direction cannot be obtained.
Let us quantitatively estimate the optimum direction,
uH:Figure 2shows the dependence of the spin torque diode
voltage, VdcðfresÞ;on the applied field direction, uH;for sev-
eral values of HapplandIdc:The values of the parameters25
are M¼1313 emu/c.c., HK¼17:9k O e , hH¼60/C14;V
¼p/C250/C250/C22n m3,c¼17:32 MHz/Oe, a¼0:005;g
¼0:33;b¼0:1;Iac¼0:1 mA, and DR¼100X, respec-
tively. The values of Happland Idcare (a) ðHapplðkOeÞ;
IdcðmAÞ Þ¼ð 1:0;0:2Þ;(b)ð1:0;/C00:2Þ;(c)ð5:0;0:2Þ;and (d)
ð5:0;/C00:2Þ;respectively, where the value of Idcis chosen to
observe the shift of the optimum uHfrom 0 or pto a certain
angle in a typical range of Happlin experiments.25The053903-4 T. Taniguchi and H. Imamura J. Appl. Phys. 114, 053903 (2013)
Downloaded 13 Aug 2013 to 141.210.2.78. This article is copyrighted as indicated in the abstract. Reuse of AIP content is subject to the terms at: http://jap.aip.org/about/rights_and_permissionscurrent magnitude (0.2 mA) is also a typical value used in
experiments (for example, Ref. 8). The steady state of the
magnetization of the free layer is h¼26:3/C14forHappl¼1:0
kOe. In this case, Eq. (39)is not satisfied, and thus, the diode
voltage is maximized at uH¼0 for Idc=Ic>0 and at uH
¼pforIdc=Ic<0;as shown in Figs. 2(a) and2(b), respec-
tively. On the other hand, the steady state is given by h¼52:0/C14forHappl¼5:0 kOe. The condition, Eq. (39), is satis-
fied, and the optimum direction of the applied field is given
byuH¼63:7/C14and 296 :3/C14forIdc¼0:2 mA and 73 :9/C14and
106:1/C14for/C00.2 mA, respectively. The maximized voltage is
estimated to be 272 lV while the diode voltages at uH¼0
andpforIdc>0 are estimated to be 146 and 73 lV, respec-
tively. Since the relative angle between the magnetizationsdecreases as the applied field magnitude increases, the maxi-
mized voltage for H
appl¼5:0 kOe is smaller than that for
Happl¼1:0 kOe.
We perform numerical simulations35to confirm the
above analytical results. Figures 3(a) and 3(b) show
the dependences of the spin torque diode voltage at uH
¼uopt
H;0;andpon the frequency of the alternating current
with Idc¼0:2 mA and /C00.2 mA, respectively. The magni-
tude of the applied magnetic field is Happl¼5:0 kOe. A
sharp peak of the diode voltage appears near the FMR fre-
quency, fFMR’13:8 GHz. The magnitudes of the diode volt-
age at f¼fresagree well with the results shown in Fig. 2,
demonstrating the validity of the above analytical formula.
V. CONCLUSIONS
In conclusion, we derive the optimum condition of the
applied field direction to maximize the diode voltage of an
MTJ with a perpendicularly magnetized free layer and an in-
plane magnetized pinned layer, which was recently devel-oped in experiments. For a relatively small applied field, the
diode voltage is maximized when the projection of the
applied field to the film-plane is parallel or anti-parallel tothe magnetization of the pinned layer. However, the voltage
is maximized at a certain direction shifted from the parallel
or anti-parallel direction by increasing the applied field mag-nitude. These results are confirmed by numerically solving
the Landau-Lifshitz-Gilbert equation.FIG. 2. The dependence of the diode
voltage at the resonance, VdcðfresÞ;on the
applied field direction, uH:The values
of the applied field and the current are(a)ðH
applðkOeÞ;IdcðmAÞÞ ¼ ð 1:0;0:2Þ;
(b)ð1:0;/C00:2Þ;(c)ð5:0;0:2Þ;and (d)
ð5:0;/C00:2Þ;respectively.
FIG. 3. The dependences of the spin torque diode voltage at uH¼uopt
H
(black, solid),0 (red, dotted), and p(blue, dashed) on the frequency of the
applied alternating current. The values of the direct current are (a) Idc¼0:2
mA and (b) /C00.2 mA, respectively.053903-5 T. Taniguchi and H. Imamura J. Appl. Phys. 114, 053903 (2013)
Downloaded 13 Aug 2013 to 141.210.2.78. This article is copyrighted as indicated in the abstract. Reuse of AIP content is subject to the terms at: http://jap.aip.org/about/rights_and_permissionsACKNOWLEDGMENTS
The authors would like to acknowledge H. Kubota, H.
Maehara, A. Emura, T. Yorozu, H. Arai, S. Yuasa, K. Ando,
and S. Miwa for the valuable discussions they had with us.
This work was supported by JSPS KAKENHI Number23226001.
APPENDIX: SPIN TORQUE DIODE VOLTAGE AND ITS
MAXIMIZED CONDITION WITH FINITE k
In this appendix, the spin torque diode voltage with fi-
nitekin Eq. (5)is derived.
First, let us briefly describe the importance of k, which
arises from the dependence of the tunneling probability on
the magnetization alignment.10Since the magnitude of kis
small, for simplicity, we assume kis zero in some cases.35
However, when the magnetization alignment of the free and
the pinned layers in equilibrium is orthogonal ( mð0Þ?p), a fi-
nitekplays a key role in the spin torque induced magnetiza-
tion dynamics. For example, when kis neglected, the critical
current for the magnetization dynamics, Eq. (A7) shown
below, diverges for mð0Þ?p(i.e., pZ¼0). This is because
the work done by spin torque is zero at this alignment, and
thus, the spin torque cannot overcome the damping.However, if k6¼0;the critical current remains finite because
the work done by spin torque is also finite, and can be larger
than the energy dissipation due to the damping.
36
Now we calculate the diode voltage with finite k. Let us
redefine aJandbJas
aJ/C17/C22hgI
2eMVð1þkpZÞ(A1)
andbJ¼baJ:Also, we introduce Kas
K/C17k
1þkpZ: (A2)
Then, instead of Eqs. (11)–(14), we redefine HX;HY;HXY;
andHYXas
HX¼HXþbJðdcÞpZþaJðdcÞKpXpYþbJðdcÞKp2
X;(A3)
HY¼HYþbJðdcÞpZ/C0aJðdcÞKpXpYþbJðdcÞKp2
Y; (A4)
HXY¼HXY/C0aJðdcÞpZ/C0aJðdcÞKp2
Y/C0bJðdcÞKpXpY;(A5)
HYX¼HYXþaJðdcÞpZþaJðdcÞKp2
X/C0bJðdcÞKpXpY:(A6)
By using these H, the resonance frequency, the linewidth,
andHare redefined according to Eqs. (23),(24),(27), and
(28), respectively. Then, the diode voltage is given by Eqs.
(26),(29), and (30). The critical current for the magnetiza-
tion dynamics is given by
Ic¼2aeMV
/C22hgð1/C0abÞ½pZþKð1/C0p2
ZÞ/C138HXþHY
2/C18/C19
:(A7)It is difficult for an arbitrary k(/C01<k<1) to derive
the optimum condition. However, the optimum condition for
jkj/C281 can be derived as follows. In this case, the diode
voltage at f¼fresis given by Eq. (31)in which aJis replaced
by Eq. (A1). Then, the diode voltage is maximized when the
relative angle of mð0Þandpis given by
wopt¼cos/C01ðIc=IdcÞ7ffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi
ðIc=IdcÞ2/C0½1/C0kðIc=IdcÞ/C1382q
1/C0kðIc=IdcÞ8
<
:9
=
;;
(A8)
where Icis defined by Eq. (33). Equation (A8) is identical to
Eq.(32)in the limit of k!0:The maximized voltage at f¼
fresis given by
Vopt
dc¼DRI2
ac
4IdcðIc=IdcÞ7ffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi
ðIc=IdcÞ2/C0½1/C0kðIc=IdcÞ/C1382q
½1/C0kðIc=IdcÞ/C13828
<
:9
=
;:
(A9)
The spin torque diode effect is useful for estimating the
value of kexperimentally. For example, let us consider the
spin torque diode effect of MTJ with the perpendicularly
magnetized free layer and the in-plane magnetized pinned
layer discussed in Sec. IV. The direct current is assumed to
be zero. By fixing the magnitude ( Happl) and the tilted angle
(hH) of the applied field, the resonance frequencies and the
linewidths at a certain uHandp/C0uHare identical. Then,
the ratio of the diode voltages at uHandp/C0uHis given by
Vdcðf¼fres;uHÞ
Vdcðf¼fres;p/C0uHÞ¼1/C0ksinh
1þksinh; (A10)
where the factor 1 7ksinhappears from ~aJðacÞ/1=ð1þ
kpZÞin the numerator of Eq. (31). Since the value of his
determined by Eq. (36), the value of kcan be estimated by
this ratio. This method of estimating kis applicable to gen-
eral system if there are at least two equilibrium states with
identical resonance frequencies and linewidths and differentrelative angles with the magnetization of the pinned layer.
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1.2940734.pdf | Spin dynamics triggered by subterahertz magnetic field pulses
Zhao Wang, Matthäus Pietz, Jakob Walowski, Arno Förster, Mihail I. Lepsa et al.
Citation: J. Appl. Phys. 103, 123905 (2008); doi: 10.1063/1.2940734
View online: http://dx.doi.org/10.1063/1.2940734
View Table of Contents: http://jap.aip.org/resource/1/JAPIAU/v103/i12
Published by the American Institute of Physics.
Additional information on J. Appl. Phys.
Journal Homepage: http://jap.aip.org/
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Downloaded 13 Apr 2013 to 160.36.192.221. This article is copyrighted as indicated in the abstract. Reuse of AIP content is subject to the terms at: http://jap.aip.org/about/rights_and_permissionsSpin dynamics triggered by subterahertz magnetic field pulses
Zhao Wang,1Matthäus Pietz,1Jakob Walowski,1Arno Förster,2Mihail I. Lepsa,3and
Markus Münzenberg1,a/H20850
1IV . Physikalisches Institut, Georg-August-Universität, Göttingen 37077, Germany
2Fachhochschule Aachen, Jülich 52428, Germany
3Institute für Bio- und Nanosysteme (IBN-1), Forschungszentrum Jülich GmbH, Jülich 52425, Germany
/H20849Received 18 November 2007; accepted 14 April 2008; published online 18 June 2008 /H20850
Current pulses of up to 20 A and as short as 3 ps are generated by a low-temperature-grown GaAs
photoconductive switch and guided through a coplanar waveguide, resulting in a 0.6 T subterahertzmagnetic field pulse. The pulse length is directly calibrated using photocurrent autocorrelation.Magnetic excitations in Fe microstructures are studied by time-resolved Kerr spectroscopy. Anultrafast response time /H20849within less than 10 ps of the magnetization /H20850to the subterahertz
electromagnetic field pulse is shown. © 2008 American Institute of Physics .
/H20851DOI: 10.1063/1.2940734 /H20852
I. INTRODUCTION
There are different ways to drive magnetization dynam-
ics to the limits: In the time domain, the most prominent arefemtosecond all-optical excitations
1–3and field pulse
excitations.4–7In the first case the time scales are extremely
short /H20849approximately picoseconds /H20850,8but the direction of the
excitation cannot be controlled. In general, the ultrafast per-turbation by the femtosecond laser pulse generates a broadspectrum of excitations from high energy /H20849high k-vector /H20850to
low energy modes of the coherent precession /H20849k=0/H20850.
9
Øersted field pulses are generally limited to field
strength /H20849approximately a few milliteslas /H20850and temporal res-
olution /H20849/H1102230 ps /H20850since they are restricted to the capabilities
of high frequency electronics. The record is held by an alter-
native cost-intensive approach: The generation of a magneticfield pulse by relativistic electron bunches. At the StanfordLinear Accelerator Center /H20849SLAC /H20850, the magnetic field yields
up to more than 5 T in amplitude and less than a picosecondin pulse length.
10,11From the load of the ultrafast and strong
field pulses, a fracture of the magnetization is observable.Tudosa et al.
11therefore postulate a limit for the fastest
switching of a recording media determined by the magneti-zation breakup and driven by the intrinsic nonlinearity of theLandau–Lifshitz–Gilbert equation. Random thermal fluctua-tions, always present in the magnetic system, are amplifiedby the driving field pulse. However, to make an electronicdevice spin ultrafast, a field of about 10 T is needed in orderto switch the magnetization within a picosecond.
In the following, we shall present an on-chip geometry
approach, which uses optical switches, as a source of pico-second and high-power current pulses to drive the magneti-zation dynamics toward a similar value range. The transientmagnetic field is generated by a photoconductive /H20849or Auston /H20850
switch
12and the magnetization dynamics are probed with a
delay by a probe pulse via the magneto-optic Kerr effect/H20849MOKE /H20850, as shown in Fig. 1/H20849b/H20850. The method, namedmagneto-optic sampling, has been intensively developed by
M. R. Freeman over the last few years /H208514,13/H20852and allows the
observation of the magnetization transient directly in time.Because of the ultrashort carrier lifetime, low-temperature-grown GaAs /H20849LT-GaAs /H20850is of special interest for applications
up to terahertz bandwidths and is widely used.
14Here we
connect both techniques, magneto-optic sampling and tera-hertz pulse generation, to establish a SLAC on-chip. Theprocess is as follows: First the terahertz-current pulse is char-acterized by a photocurrent autocorrelation technique. Thenthe magnetic response of an Fe stripe to the subterahertz fieldpulse, experimentally determined by magneto-optic sam-pling, is given.
II. EXPERIMENT
In the following, the preparation details and dimensions
of the on-chip devices are given. The photoconductiveswitches are prepared by optical lithography on a 1
/H9262m
thick LT-GaAs film grown by molecular beam epitaxy on asemi-insulating GaAs wafer at 200 °C and annealed at
a/H20850Author to whom correspondence should be addressed. Electronic mail:
mmuenze@gwdg.de.
FIG. 1. /H20849Color online /H20850/H20849a/H20850Scanning electron microscope image of the opti-
cal switch with schematic representation of the photocurrent autocorrelationexperiment to determine the current pulse characteristics of the LT-GaAsphoto switch. /H20849b/H20850Optical microscope image of the optical switch area in-
cluding the patterned magnetic Fe structures at both sides: an array of twomicron-sized structures to the left and an Fe stripe pattern to the right. Ontop, the schematic representation of the experiment to monitor the magneti-zation dynamics is given.JOURNAL OF APPLIED PHYSICS 103, 123905 /H208492008 /H20850
0021-8979/2008/103 /H2084912/H20850/123905/4/$23.00 © 2008 American Institute of Physics 103, 123905-1
Downloaded 13 Apr 2013 to 160.36.192.221. This article is copyrighted as indicated in the abstract. Reuse of AIP content is subject to the terms at: http://jap.aip.org/about/rights_and_permissions600 °C for 10 min inside the chamber in As-rich
conditions.15Characterization of the photocarrier lifetimes
by time-resolved reflectivity measurements reveal two domi-nating relaxation times of the carriers of 70 and 140 fs, re-spectively. In the next step, by using optical lithography, a22.5
/H9262m wide center conductive strip /H208495 nm Ti/ 30 nm Al /H20850
with a gap of 3 /H9262m is evaporated onto the LT-GaAs sub-
strate. Figure 1/H20849a/H20850shows a scanning electron microscope im-
age of the metal-semiconductor-metal /H20849MSM /H20850gap and its
dimensions. In addition the experimental geometry is givenschematically for the photocurrent autocorrelation experi-ment. Two pulses delayed by a time
/H9270illuminate the 3 /H9262m
MSM gap and the photocurrent is determined. The electricalpulses are generated by the femtosecond laser illumination ofthe MSM gap and then transmitted through the coplanarwaveguide /H20851Fig. 1/H20849b/H20850/H20852. When passing the coplanar wave-
guide, an ultrafast magnetic field pulse is generated with adominating in-plane component in the middle of the centerconductor.
To complete the magneto-optic sampling device, the
magnetic structures are patterned directly on top of the tera-hertz waveguide close to the MSM gap /H20849on-chip geometry /H20850
as seen in the optical microscope image shown in Fig. 1/H20849b/H20850:
A 5 nm MgO/ 30 nm Fe film is evaporated on the centerconductor and structured using electron-beam lithography bya lift-off process. The Fe structure similar to the one dis-cussed in Sec. III B can be seen in Fig. 1/H20849b/H20850,2 0
/H9262m
/H11003100/H9262m in size, close to the MSM gap. On top of the
microscopy image, a schematic drawing of the magneto-optic sampling experiment is given. While the first pulse stillilluminates the MSM gap, the second pulse is reflected at themagnetic structure. Via the MOKE, the magnetization dy-namics are determined at a delay time
/H9270using a double
modulation technique.16Since the skin depth for an Fe film
is 3.5 nm at 1 THz frequency only, a considerable currentflow through the Fe film itself has to be avoided by theinsertion of a thin insulating 5 nm MgO layer. The lasersystem used for the carrier excitation is a Ti:sapphire oscil-lator with a RegA amplifier that generates 60 fs pulses/H20849/H110111
/H9262J/H20850with a central wavelength of 800 nm and a repeti-
tion rate of frep=250 kHz.
III. EXPERIMENTAL RESULTS
A. Current pulse characteristics
The advantage of the photocurrent autocorrelation tech-
nique presented here is that as opposed to other techniques/H20849e.g., picosecond electro-optic
17or photoconductive sam-
pling using a dual photoconductor circuit /H2085018the same sample
geometry as for the magneto-optic sampling can be used tocharacterize the electric pulse length. Only a single photo-conductor is needed for the photocurrent autocorrelationmeasurement. A prerequisite is that the photocurrent in-creases nonlinearly with the rise of laser power as seen inFig. 2/H20849a/H20850: At a constant voltage, the photocurrent saturates
for high fluence. Because of the high defect density of theLT-GaAs film, the MSM contact has Ohmic-likecharacteristics.
15,19It has been shown in Jacobsen et al.20that
from the photocurrent autocorrelation experiments, the time-dependent carrier density can be extracted. Therefore the
photocurrent autocorrelation curve can be analyzed using anexponential decay function where the time constants are re-lated to carrier relaxation times. In the following we allowtwo relaxation times /H20849
/H9270eland/H9270geom /H20850to describe the experi-
mental data; then the photocurrent as a function of the delaytime
/H9270between the laser pulses is given by
I/H20849/H9270/H20850=I0−Iele−/H20841/H9270/H20841//H9270el−Igeome−/H20841/H9270/H20841//H9270geom, /H208491/H20850
where I0is the maximum photocurrent /H20851Fig.2/H20849b/H20850/H20852. Parameter
sets Iel,/H9270eland Igeom,/H9270geomcharacterize the electrical pulse
decay. It is found that the first relaxation time of /H9270el
=1–1.5 ps is related to the carrier recombination time. Theratio of the current amplitudes is about I
el:Igeom/H110221.5:1. For
a finger-switch geometry where the gap region is curved inorder to increase the optically active area, the second, slowerdecay /H20849
/H9270geom=5–25 ps, dependent on the alignment /H20850can be
suppressed. Therefore from the geometry dependence weconclude that antenna effects of the metallization interactingwith the femtosecond-light pulse are responsible for the sec-ond, slower contribution.
21The average pulse length for the
3/H9262m gap switch geometry extracted from the photocurrent
autocorrelation experiments is therefore estimated to be /H9270¯
=3/H110061 ps from the autocorrelation experiment. This value is
in good agreement with the results from photoconductivesampling experiments using a second photoconductive
FIG. 2. /H20849Color online /H20850/H20849a/H20850Current vs voltage characteristics of the photo-
switch structure /H208493/H9262m gap /H20850under illumination varying the laser power
from 1 to 17 mW, showing the nonlinearity of the photocurrent with theillumination power. /H20849b/H20850Photocurrent autocorrelation /H208493
/H9262m gap structure, 3
V gap voltage /H20850. The solid line shows the analysis using a double exponential
decay of the photocurrent toward zero delay /H9270between the two laser pulses
illuminating the gap.123905-2 Wang et al. J. Appl. Phys. 103, 123905 /H208492008 /H20850
Downloaded 13 Apr 2013 to 160.36.192.221. This article is copyrighted as indicated in the abstract. Reuse of AIP content is subject to the terms at: http://jap.aip.org/about/rights_and_permissionsswitch as it was determined earlier.18An estimate of the
maximum current is given by
Imax=Iav−Idark
frep/H9270¯.
It can be easily seen that a high resistance of the nonil-
luminated switch is needed to suppress the dark current. Theaverage current is up to 16
/H9262A for an 80 V bias voltage and
6 mW average laser power /H20849250 kHz repetition rate /H20850and
results in a current amplitude of Imax=20/H110068 A. Assuming a
homogeneous current distribution throughout the coplanarwaveguide /H20849the skin depth of the center conductor materials
at 1 THz is about 100 nm /H20850, the numerical calculations of the
magnetic field distribution above the center conductor resultin a homogeneous field component /H20849B
y/H20850parallel to the sur-
face of the center conductor of Bmax=0.6/H110062 T. Compared
with prior, standard approaches which commonly use Austonswitches or electrical pulsers for magneto-optic sampling andsynchrotron-based experiments /H20849and which are becoming in-
creasingly important as a novel tool to image magnetizationdynamics /H20850, this is a significant increase in magnetic field
strength. The out-of-plane field component /H20849B
z/H20850has a strong
contribution at the edges of the conductor, with opposite
sign, but it is zero at the center and will be neglected in thefollowing.
B. Magnetization dynamics
For the magneto-optic sampling experiments as depicted
in Fig. 1/H20849b/H20850, the experimental geometry and a schematic dia-
gram of the sample in the on-chip geometry are shown. Anexternal magnetic static field of 0.03 T is applied along the20
/H9262m/H11003100/H9262m 30 nm Fe film structure to saturate the
film along that direction. The Fe film senses the magneticnear field of the terahertz pulse propagating through the cen-ter conductor that is directed perpendicular to the static mag-netic field. The evolution of the time-resolved Kerr rotation/H9004
/H9258Kerr/H20849/H9270/H20850is shown in Fig. 3./H9004/H9258Kerr/H20849/H9270/H20850is probed for 0 /H20849ref-
erence /H20850, 28 and 60 V voltage applied to the gap. This voltage
corresponds to about 0.20 /H110068 and 0.40 /H1100616 T. As a refer-
ence a Gaussian function with 3 ps width at half maximum isshown. A steep rising edge of the differential Kerr signal/H9004
/H9258Kerr/H20849/H9270/H20850well below 10 ps is found. This response time does
not depend significantly on the field pulse strength. Only the
amplitude is about doubled as a result of doubling the fieldstrength. For the reference experiment with zero voltage ap-plied across the photoconductive switch, the observed differ-ential Kerr signal /H9004
/H9258Kerr/H20849/H9270/H20850is zero and thus excludes a direct
demagnetization by the laser pump pulse. Micromagnetic
simulations using OOMMF /H20849Ref. 22/H20850represented by the
dashed lines are overlaid on the experimental data. For themicromagnetic simulations, an Fe structure of 5 /H1100315
/H9262m2in
size and 30 nm in thickness and a cell size of dcell/H1134950 nm
were used. The results were tested for convergence forsmaller cell sizes. Surprisingly we find a good agreementwith the experimental data without adjusting any parameters/H20849dashed lines in Fig. 3/H20850. In the inset of Fig. 3, the Kerr signal
shown for the time scale of up to 500 ps /H20849gap voltage of 28
V/H20850reveals a critically damped oscillation. The high dampingfound in response to the terahertz pulse indicates an increase
in the apparent damping. This may be interpreted as a signa-ture of the broad spectrum of spin-wave excitations leadingto a strong decay of the signal in total. Increasing the fieldpulse strength can lead to increased damping, as shown inprevious cases; the activation of additional damping channelsis actually a strongly debated field
23–26to which we hope to
contribute through determining the results of driving the fieldpulse strength even higher. Details of this increase have yetto be verified in further experiments. The major aim in fur-ther experiments will be to realize a full 180° switching ofthe magnetization of the Fe film within one magnetic ul-trashort pulse. This will be possible in future photoconduc-tive switch devices approaching 10 T field amplitude.
IV. CONCLUSIONS
Applying high voltages up to 80 V and an average laser
power of 10 mW, the devices are driven to the limit of theirstability in the present design. Also low probe beam intensi-ties limit the sensitivity of the Kerr signal detection. How-ever, we have shown that it is possible to generate 0.6 /H110062T ,
3/H110061 ps long magnetic field pulses and to study the magne-
tization dynamics excited by a subterahertz electromagneticfield pulse on a chip. The response time of the magneticsignal is found to be within the order of 10 ps, as expectedfrom micromagnetic calculations. An improved switch de-sign using a finger-switch structure with a larger gap areawill stabilize the photoconductive switch and allow pulsestrengths of a few teslas /H20849similar to the SLAC experiments,
but without using a linear accelerator or synchrotron /H20850in an
FIG. 3. /H20849Color online /H20850Magnetic response of a 30 nm thick Fe stripe pattern
on the center conductor for the short time scale for different voltages, 0/H20849reference /H20850, 28, and 60 V, applied to the photoconductive switch. Overlaid
on the data, the results of the micromagnetic simulation are shown /H20849dashed
line /H20850. In the inset, the signal for 28 V is shown on a larger time scale. As a
reference a Gaussian function /H208493p s /H20850is plotted to indicate the field pulse
/H20849dotted line /H20850.123905-3 Wang et al. J. Appl. Phys. 103, 123905 /H208492008 /H20850
Downloaded 13 Apr 2013 to 160.36.192.221. This article is copyrighted as indicated in the abstract. Reuse of AIP content is subject to the terms at: http://jap.aip.org/about/rights_and_permissionson-chip experiment with comparatively simple laboratory
environment in the future. We expect to study similar effectsto these, driving the terahertz radiation emission in ultrafastdemagnetization experiments
27using devices with pulse-rise
times below the picosecond range in the future.
ACKNOWLEDGMENTS
Support by the Deutsche Forschungsgemeinschaft within
the priority program SPP 1133 is gratefully acknowledged.
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1.4972672.pdf | Nonlinear analysis and control of an aircraft in the neighbourhood of deep stall
Sébastien Kolb , Laurent Hétru , Thierry M. Faure , and Olivier Montagnier
Citation: AIP Conference Proceedings 1798 , 020080 (2017); doi: 10.1063/1.4972672
View online: http://dx.doi.org/10.1063/1.4972672
View Table of Contents: http://aip.scitation.org/toc/apc/1798/1
Published by the American Institute of Physics
Articles you may be interested in
Quasi-periodic dynamics of a high angle of attack aircraft
AIP Conference Proceedings 1798 , 020131 (2017); 10.1063/1.4972723Nonlinear Analysis and Control of an Aircraft in the
Neighbourhood of Deep Stall
S´ebastien Kolb1,a), Laurent H ´etru1,b), Thierry M. Faure1,c)and Olivier
Montagnier1,d)
1CReA (French Air Force Research Centre)
BA 701, 13661 Salon Air, France
a)Corresponding author: sebastien.kolb@defense.gouv.fr
b)laurent.hetru@defense.gouv.fr
c)thierry.faure@defense.gouv.fr
d)olivier.montagnier@defense.gouv.fr
Abstract. When an aircraft is locked in a stable equilibrium at high angle-of-attack, we have to do with the so-called deep stall
which is a very dangerous situation. Airplanes with T-tail are mainly concerned with this phenomenon since the wake of the main
wing flows over the horizontal tail and renders it ine ective but other aircrafts such as fighters can also be a ected.
First the phase portrait and bifurcation diagram are determined and characterized (with three equilibria in a deep stall prone
configuration). It allows to diagnose the configurations of aircrafts susceptible to deep stall and also to point out the di erent
types of time evolutions. Several techniques are used in order to determine the basin of attraction of the stable equilibrium at high
angle-of-attack. They are based on the calculation of the stable manifold of the saddle-point equilibrium at medium angle-of-attack.
Then several ways are explored in order to try to recover from deep stall. They exploits static features (such as curves of
pitching moment versus angle-of-attack for full pitch down and full pitch up elevators) or dynamic aspects (excitation of the
eigenmodes and improvement of the aerodynamic e ciency of the tail).
Finally, some properties of a deep stall prone aircraft are pointed out and some control tools are also implemented. We try
also to apply this mathematical results in a concrete situation by taking into account the captors specificities or by estimating the
relevant variables thanks to other available information.
INTRODUCTION
Deep stall occurs when an aircraft is at high angle-of-attack and moreover the horizontal tail which creates the pitch-
ing moment is ine ective mainly due to the main wing wake which degrades its aerodynamics. This study deals with
the global aircraft behaviour. After modelling the flight dynamics, the core of the analysis focuses itself on the dy-
namic features such as the characteristics of the eigenmodes, the phase portrait, recovery procedures but some more
classical static aspects are also observed such as the multiple longitudinal equilibria (of the pitching moment) and the
bifurcation diagram.
MODELLING
A classical (barycentric) model of flight dynamics is taken in this study. Nevertheless the aerodynamics must take
into account the e ects of deep stall. This is the case for example for the Learjet aircraft model for which data like
wind tunnel tests are published in [1] and [2].
ICNP AA 2016 World Congress
AIP Conf. Proc. 1798, 020080-1–020080-7; doi: 10.1063/1.4972672
Published by AIP Publishing. 978-0-7354-1464-8/$30.00020080-1As far as the pitching moment is concerned, it is divided here into two parts. A static part Cm static(; e)
depending on angle-of-attack and elevator e. This part is the most important in the sense that it determines the
propensity to deep stall. From the practical point of view, an engineer tries to verify that for full pitch up or full
pitch down command, no deep stall appears. Another dynamic part renders mostly the damping e ect of the tail. Its
dependance towards the pitch rate qis linearized. In deep stall, the aerodynamic derivative Cm qis lower in absolute
value since the tail is less e cient. Its mathematical form is identified as a function of :Cm q().
All in all the aerodynamic coe cient of the pitching moment is
Cm(;q;e)=Cm static(; e)+Cm q()cW
2Vq (1)
with the chord cWand the speed V.
The other aerodynamic features linked to stall is a lower lift (also an unsteady aerodynamics, not modeled
here) and a huge drag which implies amongst other a negative flight-path angle. Indeed the aircraft thrust is no more
sucient to compensate the drag to maintain a level flight in such a way that the aircraft flies down.
After modelling the flight dynamics and aerodynamics, it is possible to analyze the characteristics of a deep stall
prone aircraft.
SHORT PERIOD MODE
A first indicator is linked to the characteristics of the short period mode which is a longitudinal (oscillatory) mode
and which involves angle-of-attack and pitch rate qand of low time period.
Indeed the classical linearization of the aircraft model (equations of lift and pitching moment) gives the following
formula for the pulsation !spmand the damping spm.
!2
spm = V2
ecWSW
2IYY"cW
Ve SWVe
2mCz+T
mVe!
Cm q+Cm#
(2)
2spm!spm =SWVe
2mCz c2
WSWVe
2IYYCm q+T
mVecose (3)
with the mass m,IYYthe moment of inertia about the y-axis,the air density, SWthe main wing surface and the
engine thrust T.
In stall, the -derivative of the lift coe cient Czis lower than in normal operational flight. But in deep stall,
the (normalized) q-derivative of the pitching moment coe cient Cm qis also smaller, since its main contribution
comes from the horizontal tail which is under the wake of the main wing and is thus far less e ective. As an overall
consequence, the damping of the short period mode is smaller at high angle-of-attack than at low angle-of-attack and
is far smaller in deep stall. This is a good point to remark in order to develop a sense of danger.
Besides since the damping of the phugoid mode (exchange of altidude /flight-path angle
and speed V) depends
on the lift-to-drag ratio which is very degraded due to the huge drag, generally in stall it is also low. But this remark
cannot be used as a discriminant indicator. Moreover as the short period mode is far quicker than the phugoid mode, it
will often be assumed that both modes can be decoupled. Thus we will often isolate the behaviour of the short period
mode and of the variables (;q).
PITCHING MOMENT
Amongst others the study of the (static) pitching moment allows to know the longitudinal equilibria since it
corresponds to angles-of-attack and elevator position efor which the pitching moment is zero Cm static(; e)=0
020080-2(for the static study, the pitch rate q=0). Moreover when the curve of the pitching moment in function of the
angle-of-attack decreases (derivative@Cm
@<0), the longitudinal equilibrium is statically stable and when the curve
increases (derivative@Cm
@>0), the longitudinal equilibrium is statically unstable [3].
FIGURE 1. Pitching moment coe cient
The figure 1 is typical from a deep stall prone aircraft in the sense that apart from the classical stable equi-
librium at low angle-of-attack and the a ne (decreasing) pitching moment Cm, there are two more equilibria.
The equilibrium at medium angle-of-attack is unstable and the one at high angle-of-attack is stable. This last one
is linked to the deep stall since it is a stable equilibrium at high angle-of-attack and thus it is a very dangerous situation.
After dealing with the modelling and the static characteristics of deep stall, we will next consider the dynamic
aspects. The nonlinear analysis focuses on the classical diagrams of phase portrait (time simulations), bifurcation
diagram (curve of equilibria) and then tries to exploit them so as to conclude about the influence of some parameters.
TYPICAL PHASE PORTRAIT
Performing time simulations of the aircraft flight dynamics is the most direct way to study its behaviour since it shows
the equilibria, the type and the duration of the involved movements. In the figure 2, the phase portrait shows the three
mentioned equilibria. The aircraft can converge to the stable equilibria at low or high angle-of-attack and is repelled
from the unstable equilibrium at medium angle-of-attack. This last equilibrium is a so-called saddle point since the
Jacobian matrix has two real eigenvalues, one positive and one negative.
FIGURE 2. Phase portrait
020080-3Furthermore it can be noted that the stable manifold of the saddle point is a frontier for the basin of attraction of
the equilibrium at high angle-of-attack [4]. This statement comes from the theorem that for su cient regular planar
systems, the trajectories cannot cut themselves [5].
BIFURCATION DIAGRAM
The classical bifurcation diagram of the aircraft can also be drawn with a matlab toolbox like matcont [6]. The figure
3 represents the angle-of-attack at equilibrium in function of the elevator position eand is quite interesting.
FIGURE 3. Bifurcation diagram
On the one side, there is a range of medium elevator angles for which there are three equilibria. The equilibria at
lowest and highest angles-of-attack are stable. They are mostly oscillatory but can be aperiodic stable (the so-called
short period mode can be destroyed before becoming unstable at the bifurcation point. Indeed the pair of complex
conjugate eigenvalues becomes a pair of negative reals first before one eigenvalue becomes finally positive). As far
as the equilibrium at medium angle-of-attack is concerned, it is a saddle point with one real negative eigenvalue
and another one real positive. On the other side, for high (positive and negative) elevator angles, there is one unique
oscillatory stable equilibrium. The bifurcation points are saddle-nodes since they correspond to a real eigenvalue
being zero at this critical parameter. Moreover near a bifurcation point, a jump can occur after a little deplacement
of the elevator. This sudden event may be dangerous since the pilot does not foresee it and is then locked at
high angle-of-attack. Indeed it is not so easy to recover as a phenomenon of hysteresis is visible on the bifurca-
tion diagram (a larger deplacement of the elevator is required so as to recover) and leave the branch of stable equilibria.
After presenting the classical diagrams of dynamical systems linked to this deep stall issue, we will next try to use
these elements so as to draw conclusions and to give practical advices to the pilot when flying in the neighbourhood
of such a phenomenon.
COMPARISON OF BASINS OF ATTRACTION
The comparison of the sizes of the basins of attraction allows to get an insight about the susceptibility to deep stall.
Here the e ects of the flight control is assessed and especially concerning the pitch damper. A simple model is here
computed with a low and high Cm q(normalized q-derivative of the pitching moment) in absolute value.
With an activated pitch damper, the q-derivative of the pitching moment is higher (in absolute value), that is to
say when there is some pitch rate, the elevator gives rise to a higher pitching moment. In the figure 4, it is visible that
the activation of the pitch damper produces a larger basin of attraction. As an advice, the pilot does have to switch
othe pitch damper when reaching a deep stall region. It is thus easier to fly back towards the equilibrium at low
angle-of-attack.
020080-4FIGURE 4. Basins of attraction for di erent Cm q(with or without pitch damper)
For instance, a passive observation of the aircraft near deep stall was done. Next we will try to become active by
finding ways to recover or by adapting the avionics so as to be able to keep on flying with a good level of information
in this situation.
RECOVERY
Several recovery procedures are evaluated. Indeed after predicting the deep stall, it is necessary to react adequately
if possible. First a static recovery is performed with a classical pitch down command in order to make the airplane
recover and the wing aerodynamics to be restored with higher speed. Next a dynamic method based on an oscillating
elevator control is made.
Once the Learjet aircraft is stabilized at high AOA, a pitch down command is applied. Depending on the moment
this action is applied, the aircraft succeeds in recovering from deep stall or not. The flaps are here down and the
center-of-gravity is at 25% of the chord.
FIGURE 5. Pitch down maneuver for the Learjet aircraft recovery
One question concerns the moment for which a pitch down command is applied. It seems better to do it when
the angle-of-attack decreases (with a negative pitch rate moreover) and not when the angle-of-attack increases.
020080-5The study performed in the analytical section shows that an abnormally low damping of the short period mode
can alert the pilot in advance of a forecoming deep stall. This indication allows to react far in advance and thus to
take an appropriate decision as long as it is still possible to do something.
Besides for the F 16 aircraft, a recovery procedure is described in the NASA technical paper [7]. A pitching
down moment is created with the speedbrakes and the short period mode is excited so as to create a resonance by an
in-phase oscillating action of the pilot.
FIGURE 6. Dynamic recovery for the F 16 aircraft
In the figure 6, with an aft-centered aircraft (37 :5% of the chord), the described procedure allows well to recover
from the deep stall angle-of-attack.
The study is based for instance hion numerical calculations and on theoretical works of modelling and analysis.
It is mainly performed with the scientific software matlab . But in order to use concretely these knowledges, some
practical aspects must be taken into account.
ADAPTED A VIONICS
All this analytical study assumes a good knowledge of the state variables. But the measure of the high angles-of-
attack may give problems since it is outside of the range of validity of the usual probes or because some disturbances
(vortices) appearing in these conditions may disturb its measure. As a consequence, it is necessary to estimate it with
other ways.
FIGURE 7. -vane employed usually to measure the angle-of-attack.
The first mean consists in choosing probes with higher range of validity like a 5-hole probe (figure 8) instead of
the classical -vane (figure 7). The di erence between the pressures allows to determine the angle-of-attack and the
sideslip[8].
020080-6CP;=P4 P3
Pt;ind (P1+P2+P3+P4)(4)
CP;=P2 P1
Pt;ind (P1+P2+P3+P4)(5)
FIGURE 8. 5-hole probes.
The second mean relies on exploiting other informations so as to build estimations of the angle-of-attack or of
the variables describing the trajectory. Amongst others GPS, gyroscopes, accelerometers may help estimating such
variables even if the AoA probes are out of use. Algorithms such as Kalman filtering or Madgwick method [9] may be
implemented in order to use eciently these captors and to estimate the attitudes. For example, an abnormally huge
negative flight-path angle indicates a dangerous situation even if no alert rings elsewhere because the classical probes
are not working exceptionally.
CONCLUSION
This study focuses on the deep stall phenomenon. After modelling the aircraft behavior in these conditions, the flight
dynamics was analyzed. The typical phase portrait and bifurcation diagram were drawn. Besides an abnormal damping
of the short period mode was pointed out in this situation. At the end, some proposals are made in such a way that the
pilot recovers from deep stall or that the avionics keeps on working at high angle-of-attack.
REFERENCES
[1] R. Stengel, 2014, available at http://www.princeton.edu/˜stengel/FDcodeB.html.
[2] P. Soderman and T. Aiken, “Full scale wind tunnel tests of a small unpowered jet aircraft with a t-tail,”
Technical Note TN D-6573 (NASA, 1971).
[3] B. Etkin, Dynamics of Atmospheric Flight (Dover Publications Inc, 2000).
[4] Z. G. Goman, M.G. and A. V . Khramtsovsky, Progress in Aerospace Sciences 33, 539–586 (1997).
[5] J. Guckenheimer and P. Holmes, Nonlinear Oscillations, Dynamical Systems and Bifurcations of Vector
Fields (Springer, 2002).
[6] W. Dhooge A., Govaerts and Y . Kuznetsov, ACM TOMS 29.
[7] L. Nguyen, M. Ogburn, W. Gilbert, K. Kibler, P. Brown, and P. Deal, “Simulator study of stall/post-stall
characteristics of a fighter airplane with relaxed longitudinal static stability,” Technical Paper 1538 (NASA,
1979).
[8] T. Dudzinski and L. Krause, “Flow direction measurement with fixed-position probes,” Tech. Rep. TM X-
1904 (NASA, 1969).
[9] S. O. Madgwick, “An ecient orientation filter for inertial and inertial/magnetic sensor arrays,” Tech. Rep.
(University of. Bristol, 2010).
[10] R. Montgomery and M. Moul, Journal of Aircraft 3(1966).
[11] R. Taylor and E. Ray, “Deep stall aerodynamic characteristics of t-tail aircraft,” in NASA conference on
aircraft operating problems, SP-83 (1965).
[12] R. Taylor and E. Ray, “A systematic study of the factor contributing to post-stall longitudinal stability of
t-tail transport configurations,” in AIAA conference on aircraft design and technology meeting (1965).
020080-7 |
1.2450645.pdf | Microwave assisted switching in a Ni 81 Fe 19 ellipsoid
H. T. Nembach, P. Martín Pimentel, S. J. Hermsdoerfer, B. Leven, B. Hillebrands, and S. O. Demokritov
Citation: Applied Physics Letters 90, 062503 (2007); doi: 10.1063/1.2450645
View online: http://dx.doi.org/10.1063/1.2450645
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142.150.190.39 On: Sat, 20 Dec 2014 09:40:04Microwave assisted switching in a Ni 81Fe19ellipsoid
H. T. Nembach, P . Martín Pimentel,a/H20850S. J. Hermsdoerfer, B. Leven, and B. Hillebrands
Fachbereich Physik and Forschungsschwerpunkt MINAS, Technische Universität Kaiserslautern,
Erwin-Schrödinger-Str. 56, 67663 Kaiserslautern, Germany
S. O. Demokritov
Institut für Angewandte Physik, Westfälische Wilhelms-Universität Münster, Corrensstr. 2-4,48149 Münster, Germany
/H20849Received 11 September 2006; accepted 4 January 2007; published online 5 February 2007 /H20850
The authors demonstrate the stimulation of the magnetization switching process of a Ni 81Fe19
ellipsoid, which is dominated by domain nucleation and propagation, by applying a transverse
microwave field. The study of the quasistatic switching behavior under the influence of a microwavefield was performed using longitudinal magneto-optic Kerr effect magnetometry. A strong reductionof the coercive field for microwave frequencies between 500 and 900 MHz has been observed,which can be attributed to two different mechanisms: microwave stimulated enhancement of domainnucleation and microwave stimulated growth of the reversed domain. The authors prove that heatingis not the origin of the reduction of the coercive field. © 2007 American Institute of Physics .
/H20851DOI: 10.1063/1.2450645 /H20852
Fundamental studies of the switching behavior of thin
film elements in the high-frequency regime are of basic in-terest for magnetic data processing. One important aspect inthis framework is the modification of the switching field. Apromising approach to realize this requirement is microwaveassisted switching, as has been demonstrated by Thirion et
al.
1for single cobalt nanoparticles. A microwave field is also
expected to reduce the switching field if the switching pro-cess is dominated by domain nucleation and growth.
2The
underlying mechanism can be described as follows: the ap-plied microwave field induces large angle oscillations of themagnetization of the element if the resonance condition isfulfilled. This reduces the effective energy barrier for domainnucleation, which cannot be overcome by thermal fluctua-tions alone.
3–6Thus, the magnetization switching can be as-
sisted by the microwave field.
We study the quasistatic switching behavior of a 160
/H1100380/H9262m2Ni81Fe19ellipsoid under the influence of a trans-
versal microwave field characterized by magneto-optic Kerreffect magnetometry in longitudinal geometry. A picoseconddiode laser /H20849/H9261=407 nm /H20850with a pulse width of 83 ps is em-
ployed. The sample is placed on top of a 160
/H9262m wide mi-
crowave antenna. The long axis of the ellipsoid is aligned
parallel to the quasistatic magnetic field, which is generatedby external coils. The microwave field is oriented transver-sally, i.e., perpendicular to the quasistatic field in the plane ofthe element. To generate the microwave field, an IFR 2032signal generator with a frequency range of 10 kHz–5.4 GHzin combination with an Aldetec microwave amplifier APL-0520P433 is used. The required synchronization of the mi-crowave signal with the laser has been realized by triggeringthe pulsed laser with a DG535 Stanford Research Systemsdelay generator. This delay generator is triggered by the ref-erence signal of the signal generator /H2084910 MHz /H20850, which sends
a trigger signal with programmable delay to the pulsed laser.
The ellipsoid was produced by a combination of UV-photolithography and molecular beam epitaxy on a 100
/H9262mthick glass substrate. The 10 nm thick Ni 81Fe19layer is
capped by a 2 nm Al protection layer. An uniaxial anisotropywith the easy axis oriented along the long axis of the ellip-soid was induced by applying a magnetic field during thegrowth process.
To characterize the basic magnetic properties of the
sample, time-domain ferromagnetic resonance experimentswere carried out.
7For a fixed microwave field chosen in the
range of 0.5–2.0 GHz, the oscillation of the magnetizationwas measured for different magnetic fields. The amplitude ofthe oscillations was determined for each frequency as a func-tion of the applied field. To determine the resonance field forfrequencies higher than 1.1 GHz, the obtained data were fit-ted using a Lorentzian profile.
8For lower frequencies of the
microwave field, the magnetic state of the ellipsoid becomesunstable and therefore no reasonable resonance field can bedetermined. The linewidth for 1.5 GHz is 12.9 Oe, whichcorresponds to a Landau Lifshitz Gilbert /H20849LLG /H20850damping
parameter of 0.012. To determine the induced uniaxial aniso-tropy, the Kittel equation
9,10
/H9275=/H9253/H20881/H20849Hstat+Huni+Ms/H20849Ny−Nx/H20850/H20850
/H11003/H20881/H20849Hstat+Huni+Ms/H20849Nz−Nx/H20850/H20850 /H20849 1/H20850
has been employed. Msmarks the saturation magnetization,
Hunithe uniaxial anisotropy field, and Hstatthe static mag-
netic field. With the demagnetizing factors Nx,Ny, and Nz
taking the values of 1.022 /H1100310−3, 2.410 /H1100310−3, and 4 /H9266−Nx
−Ny=12.562, respectively,114/H9266Ms=10 800 G, and for the
case where Hstat,Huni/H112704/H9266Msholds, Eq. /H208491/H20850is rewritten as
/H9275=/H9253/H20881/H20849Hstat+Huni+Ms/H20849Ny−Nx/H20850/H20850/H208494/H9266−Nx/H20850Ms. /H208492/H20850
Thus, the induced uniaxial anisotropy can be determined
from a plot of the linear fit of the squared frequency as afunction of the static field. The uniaxial anisotropy field, ob-tained from the intersection with the xaxis, is H
uni=7.7 Oe.
Furthermore, we obtain /H9253=0.0198 ns−1Oe−1, as deduced
from the slope yielding g=2.25. This result is higher than the
standard value for Ni 81Fe19, but similarly high values for
Ni81Fe19elements have been occasionally reported.12 a/H20850Electronic mail: pimentel@physik.uni-kl.deAPPLIED PHYSICS LETTERS 90, 062503 /H208492007 /H20850
0003-6951/2007/90 /H208496/H20850/062503/3/$23.00 © 2007 American Institute of Physics 90, 062503-1
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142.150.190.39 On: Sat, 20 Dec 2014 09:40:04The study of the switching behavior of the Ni 81Fe19el-
lipsoid was carried out by measuring hysteresis curves byapplying a transversal microwave field, i.e., the field is in theplane perpendicular to the quasistatic magnetic field /H20849range
between −60 and 60 Oe /H20850. The frequency of the microwave
field was varied in the range from 500 MHz to 2.0 GHz insteps of 100 MHz and the microwave power was increasedfrom 3.2 mW to 3.2 W for each frequency.
In Fig. 1hysteresis loops for a fixed frequency of
500 MHz and different microwave power values are shown.To highlight the observed hysteresis loops, only the fieldwindow ±20 Oe is shown. Three different cases of magneti-zation reversal are plotted exemplarily, without microwavefield /H20849/H17040/H20850, for a microwave power of 3.2 mW /H20849/L50098/H20850, and for a
microwave power of 3.2 W /H20849/H17034/H20850. The curve for the higher
microwave power /H20849/H17034/H20850shows a dramatic reduction of the
coercivity. In the other two cases /H20849/H17040and/L50098/H20850, the curves
exhibit the behavior of a standard hysteresis loop in the easyaxis configuration. In these two cases, with low microwave
power applied and without microwave, the hysteresis loopsare rectangular with coercive fields of±3 Oe. For the case ofhigh microwave power, not only the coercive field but alsothe shape of the hysteresis curve has been changed drasti-cally reflecting a modification of the underlying magnetiza-tion reversal mechanism, which occurs between −5 and5 Oe. This modification in shape can be understood as fol-lows: the amplitude of the oscillating field generated in theantenna is approximately 9.8 Oe for the maximum outputpower of 3.2 W, which is clearly larger than the coercivefield observed without /H20849/H17040/H20850and with low microwave power
applied /H20849/L50098/H20850. Thus, the effective applied field is no longer
parallel to the easy axis, and the reversal process is thendominated by the combined static and microwave fields. As a
consequence the magnetization component along the easyaxis of the element, which corresponds to the longitudinalgeometry, is reduced due to the increased angle of the mag-netization precession; a modification of the shape of the hys-teresis curve occurs /H20849Fig.1/H20850.
Figure 2shows a map summarizing the full data set. The
coercive field is plotted using a multicolor code as a functionof the frequency /H20849xaxis /H20850and the power /H20849yaxis /H20850of the ap-
plied microwave field. As can be seen from Fig. 2, the coer-
civity is strongly reduced for microwave frequencies be-tween 500 and 900 MHz.
This reduction of the coercive field of the ellipsoid under
the influence of high-power, transversally applied microwavefield can be attributed to two dominating mechanisms. Thefirst one is the enhancement of domain nucleation by a mi-crowave field.
13,14To nucleate a reversed domain an energy
barrier has to be overcome. The microwave-induced preces-sion of the magnetization lowers the effective height of theenergy barrier and allows the system to overcome this barrierat smaller reversed fields, i.e., supports the magnetizationreversal processes. In our experiments the resonance condi-tion for a reversed magnetic field of −5 Oe /H20849starting field of
the magnetization reversal, see Fig. 1/H20850is fulfilled for a fre-
quency of 670 MHz. The observed strong reduction of thecoercive field between 500 and 900 MHz /H20849see Fig. 2/H20850is due
to the fact that domains are favorably nucleated in areas withreduced internal fields, i.e., lower resonance frequency. Thesecond mechanism is characterized by an enhanced growth
FIG. 1. /H20849Color online /H20850Magneto-optic kerr effect hysteresis curves of a
Ni81Fe19ellipsoid under the influence of different microwave fields. Open
squares correspond to a hysteresis curve measured without an applied mi-crowave field, while closed circles and open circles correspond to a micro-wave frequency of 500 MHz and powers of 3.2 mW and 3.2 W, respec-tively. The three hysteresis curves clearly demonstrate the reduction of thecoercive field under the influence of a microwave field with a power of3.2 W.
FIG. 2. /H20849Color online /H20850Magnitude of
the coercive field is shown for appliedmicrowave fields in the range of0.5–2 GHz and a power between3.2 mW and 3.2 W /H20849logarithmic
scale /H20850. A strong reduction of the coer-
cive field can clearly be observed inthe range between 500 and 900 MHz.062503-2 Nembach et al. Appl. Phys. Lett. 90, 062503 /H208492007 /H20850
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142.150.190.39 On: Sat, 20 Dec 2014 09:40:04of the reversed domain. This is due to the fundamental prin-
ciple that physical systems favor the state with the lowestGibbs free energy.15,16The more microwave power is ab-
sorbed, the higher the entropy of the system becomes and thelower the Gibbs free energy is. Therefore, a reversed domain,which is in resonance with the applied microwave field,grows accordingly. These two effects cause the reduction ofthe coercivity and thus enable the microwave assistedswitching process.
To exclude that the switching process is heat assisted due
to absorption of the microwave power,
17measurements with
variable duty cycles were performed. To determine how themicrowave field affects the magnetization of the sample, mi-crowave pulses with a length of 230 ns and repetition ratesof 23.7, 185, and 714 kHz were applied. The microwavefrequency was 600 MHz. No modification of the coercivefield was observed for the three different repetition rates. Asa result no effects of heating could be identified in the ex-periment.
In conclusion, we demonstrate that the switching process
of micron size magnetic thin film elements, which is domi-nated by domain nucleation and propagation, can be assistedby applying a transversal microwave field. High-power mi-crowave fields cause a drastic modification of the reversalmechanism, revealing a distinct reduction of the coercivefields. Thus, this effect provides less power consuming mag-netization reversal processes, which could define a promisingimprovement for magnetic data storage and processing de-vices.
The authors thank the Nano+Bio Center of the Univer-
sity of Technology of Kaiserslautern for technical support,Andreas Beck for sample deposition and Patrizio Candelorofor thorough discussion. Financial support by the EuropeanCommission within the EU-RTN ULTRASWITCH /H20849HPRN-
CT-2002-00318 /H20850is gratefully acknowledged. Furthermore,
the work and results reported in this publication were ob-tained with the research funding from the European Commu-nity under the Sixth Framework Programme Contract No.510993: MAGLOG. The views expressed are solely those ofthe authors, and the other Contractors and/or the EuropeanCommunity cannot be held liable for any use that may bemade of the information contained herein.
1C. Thirion, W. Wernsdorfer, D. Mailly, Nat. Mater. 2,5 2 4 /H208492003 /H20850.
2A. Krasyuk, F. Wegelin, S. A. Nepijko, H. J. Elmers, G. Schoenhense, M.
Bolte, and C. M. Schneider, Phys. Rev. Lett. 95, 207201 /H208492005 /H20850.
3Y. C. Chang, C. C. Chang, W. Z. Hsieh, H. M. Lee, and J. C. Wu, IEEE
Trans. Magn. 41, 959 /H208492005 /H20850.
4W. Scholz, D. Suess, T. Schrefl, and J. Fidler, J. Appl. Phys. 91, 7047
/H208492002 /H20850.
5A. Hubert and R. Schäfer, Magnetic Domains: The Analysis of Magnetic
Structures /H20849Springer, New York, 2000 /H20850, p. 462.
6W. K. Hiebert, L. Lagae, and J. De Boeck, Phys. Rev. B 68, 020402 /H20849R/H20850
/H208492003 /H20850.
7F. R. Morgenthaler, J. Appl. Phys. 31,S 9 5 /H208491960 /H20850.
8Spin Dynamics in Confined Magnetic Structure II , Topics in Applied Phys-
ics, edited by B. Hillebrands and K. Ounadjela /H20849Springer, Berlin, 2003 /H20850,p .
31.
9C. Kittel, Phys. Rev. 71, 270 /H208491947 /H20850.
10C. Kittel, Phys. Rev. 73, 155 /H208491948 /H20850.
11M. Hanson, C. Johansson, B. Nilsson, P. Isberg, and R. Wäppling, J. Appl.
Phys. 85,2 7 9 3 /H208491999 /H20850.
12T. J. Silva, C. S. Lee, T. M. Crawford, C. T. Rogers, J. Appl. Phys. 85,
7849 /H208491999 /H20850.
13E. Schloemann, IEEE Trans. Magn. 11,1 0 5 1 /H208491975 /H20850.
14E. Schloemann, J. J. Green, and U. Milano, J. Appl. Phys. 31, s386
/H208491960 /H20850.
15P. J. Thompson, and R. Street, J. Phys. D 29, 2779 /H208491996 /H20850.
16R. C. Smith, M. J. Dapino, and S. Seelecke, J. Appl. Phys. 93,4 5 8 /H208492003 /H20850.
17A. Yamaguchi, S. Nasu, H. Tanigawa, T. Ono, K. Miyake, K. Mibu, and T.
Shinjo, Appl. Phys. Lett. 86, 012511 /H208492005 /H20850.062503-3 Nembach et al. Appl. Phys. Lett. 90, 062503 /H208492007 /H20850
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1.366144.pdf | Theory of microwave propagation in dielectric/magnetic film multilayer structures
R. E. Camley and D. L. Mills
Citation: Journal of Applied Physics 82, 3058 (1997); doi: 10.1063/1.366144
View online: http://dx.doi.org/10.1063/1.366144
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Published by the AIP Publishing
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136.165.238.131 On: Fri, 19 Dec 2014 16:28:56Theory of microwave propagation in dielectric/magnetic film multilayer
structures
R. E. Camley
Department of Physics, University of Colorado, Colorado Springs, Colorado 80933
D. L. Millsa)
Department of Physics and Astronomy, University of California, Irvine, California 92697
~Received 17 March 1997; accepted for publication 4 June 1997 !
We explore the theory of microwave propagation in dielectric films, on which thin metallic
ferromagnetic films have been deposited. Our aim is to study coupling between the microwaveelectromagnetic fields, and spin excitations in the ferromagnetic films. We present quantitativestudies of attenuation provided by coupling to spin excitations, for various model structuresincluding superlattices. We find strong attenuation of the microwaves, for frequencies near theferromagnetic resonance frequency of Fe. Modest magnetic fields place this resonance above 20GHz, and allow its frequency to be tuned. We note a transmission minimum occurs near thefrequency
g(H014pMs), which is in the 70 GHz range for external magnetic fields H0of a few
kilograms. We explore the dependence of these phenomena on film thicknesses, and argue that suchstructureswillmovesuitablyforhighfrequencymicrowavedevices. © 1997AmericanInstituteof
Physics. @S0021-8979 ~97!08717-3 #
I. INTRODUCTION
During the past decade, there has been impressive
progress in the growth of very high quality thin metallicfilms, and multilayer structures such as superlattices formedfrom such films. Multilayers can be synthesized from diverseconstituents, and growth by either sputtering techniques ormolecular beam epitaxy ~MBE !provide samples with inter-
faces of very high quality.
1
There has been particularly strong interest in structures
which contain films of metallic ferromagnets such as Fe, Co,or Ni and their alloys. Phenomena such as giant magnetore-sistance ~GMR !
2and spin dependent tunneling make such
structures suitable for various applications, such as magneticsensors, or elements in high density memory devices. Forthis reason, there has been a very high level of activity inrecent years, devoted to the synthesis and characterization ofnew multilayer structures.
While the remarks above have in mind metallic films,
and multilayers formed from them, it is the case that veryhigh quality metallic films may be grown on semiconductorsas well, by methods such as MBE. There is a good latticematch between Fe, and the ~100!surface of GaAs. Also, high
quality Fe films may be grown on ZnSe. Progress in this areahas been summarized in a review article by Prinz.
4
Such semiconductor/ferromagnetic film combinations
offer new device possibilities. The semiconductor, viewedhere as simply a dielectric film, may support the propagationof a microwave signal, or perhaps also an optical beam. Inaddition, the magnetic film possesses collective excitationsreferred to as spin waves. These are magnetic analogs of thesound waves in elastic media. Optical beams or microwavesmay couple to the spin waves in the magnetic film, sincetheir electric and magnetic fields penetrate the metal film byvirtue of its finite skin depth. One may envision possibledevice applications, made possible through use of the spin
waves as a means of modifying the propagation characteris-tics of the electromagnetic wave supported by the dielectricfilm.
For many years, garnet films have been used as the basis
for microwave and integrated optics devices. A recent ex-ample is the development of the magneto-optic Bragg cell.
5
In the garnet films, the maximum spin wave frequencieswhich may be realized for device applications are in therange of 10 GHz, or slightly above. Large external magneticfields must be applied to exceed this frequency range, andthese are difficult to realize in device geometries.
The use of films such as Fe offer the possibility, at least
in principle, of operating at much higher frequencies. Thereason is as follows. When spin motions are excited in aferromagnet, the spin precession frequency, and hence that ofthe spin wave or collective excitation, is the Larmor fre-quency of the spin in the externally applied magnetic fieldH
0, supplemented by an internal field generated from the
ferromagnetically aligned spin array. A measure of thestrength of this internal field is 4
pMs, withMsthe satura-
tion magnetization of the ferromagnet. In the garnets, 4 pMs
is roughly 2 kG, whereas in ferromagnetic Fe, this internalfield is 21 kG at room temperature. In the absence of anisot-ropy, the ferromagnetic resonance frequency V
FMof thin
ferromagnetic films is given by g@H0(H014pMs)#1/2,
where gis the gyromagnetic ratio. Application o fa2k G
field to a Fe film provides a resonance frequency a bit above20 GHz, while the same field applied to a garnet film gives aresonance frequency of roughly 8 GHz.
The obvious disadvantage of utilizing Fe and other me-
tallic ferromagnets in devices is the Ohmic dissipation nec-essarily introduced into the structure. For this reason,dielectric/ferromagnetic multilayers are most attractive, sincethe electromagnetic energy is stored mainly in the dielectriccomponents, where the electrical conductivity is extremely
a!Electronic mail: dlmills@uci.edu
3058 J. Appl. Phys. 82(6), 15 September 1997 0021-8979/97/82(6)/3058/10/$10.00 © 1997 American Institute of Physics
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136.165.238.131 On: Fri, 19 Dec 2014 16:28:56low. There is then the question of achieving strong coupling
to the spin waves. This paper is devoted to a theoreticalstudy of this question, for several model structures, and formicrowave propagation in the 20 GHz frequency range.
The possibility of utilizing Fe films deposited on GaAs
~100!as the basis for a notch filter was considered some
years ago by Schlo ¨mannet al.
7The GaAs film serves as a
dielectric waveguide, and as mentioned above coupling tospins in the Fe film is achieved through the skin effect. Mi-crowaves are absorbed as they propagate down the structure,in a frequency band centered around V
FM, with width con-
trolled by the ferromagnetic resonance linewidth. Schlo ¨mann
and his co-workers presented both theoretical studies of thisstructure, and data in the 10 GHz frequency range onsamples. The calculations presented here are in very goodaccord with his, when we examine the structures exploredearlier.
This paper is organized as follows. In Sec. II, we sum-
marize our theoretical approach, with emphasis on physicalconsiderations that enter importantly. In Sec. III, we presentresults of our studies of microwave attenuation in variousmodel structures, and in Sec. IV we summarize our principalconclusions.
II. ANALYSIS
Two examples of the model structures explored here are
illustrated in Fig. 1. In Fig. 1 ~a!, we have a system which is
patterned after that used previously by Schlo ¨mann and his
colleagues. We have a dielectric film of thickness D, with
metallic ferromagnetic films of thickness ddeposited on both
the top and bottom surface. The only difference between thisconfiguration, and that explored in Ref. 7 is that these au-thors had only one magnetic film, and not two. We shall also
explore other forms of multilayer structure, such as the su-perlattice illustrated in Fig. 1 ~b!.
We suppose a magnetic field is applied in the plane of
the magnetic film, as illustrated in Fig. 1. The microwavespropagate parallel to the zdirection, along which the mag-
netic field is directed. All quantities thus exhibit the spatialvariation exp( ikz). IfVis the frequency of the disturbance,
both the real and imaginary part of the wave vector kare
determined from an implicit dispersion relation described be-low for the various structures of interest.
If we consider a single isolated ferromagnetic film, and
examine the spin waves which propagate in this geometry,the configuration is such that one realizes entities referred toin the literature as ‘‘backward volume waves.’’ These havestanding wave character in the direction perpendicular to thefilm surfaces, and they propagate down the film, with groupvelocity that is antiparallel to the phase velocity. It will beapparent that our interest will center on very thin ferromag-netic films, for which kd!1. In this limit, the backward vol-
ume waves have frequency V
BVW(k) described by a simple
dispersion relation. If VFMis the ferromagnetic resonance
frequency of the thin film discussed in Sec. I, we have
VBVW~k!25VFM222pg2H0Mskd, ~1!
whereMsis the saturation magnetization and gthe gyromag-
netic ratio. Recall that
VFM5g@H0~H014pMs!#1/2. ~2!
Whenkd!1, the modes of interest to which the microwaves
couple all lie very close in frequency to VFM.
We will also be interested in structures formed from thin
dielectric films, so we have kD!1 as well. The microwave
mode of interest is then the lowest frequency TM mode ofthe structure. For this mode the magnetic field His parallel
to thexdirection. When kD!1, thisHfield is almost spa-
tially uniform throughout the dielectric film. Since tangentialcomponents of Hare conserved across the dielectric/metal
interface, the full Hfield penetrates into the metal films, to
excite the spins. For the TM mode, the dominant componentof electric field is parallel to the ydirection, as illustrated in
Fig. 1 ~a!. There is a small longitudinal ( z) component of
electric field as well. The structure illustrated will supportthe TM mode just discussed, for all frequencies down to zerofrequency.
There are higher order TM modes, which only exist for
frequencies above a cutoff frequency the order of ( c/
Ae)
3(np/D), with ethe dielectric constant of the dielectric
film. For a GaAs film with thickness in the 300 mm range
~e>12!, the cutoff frequency of the n51 mode is roughly
150 GHz, well above the frequency range of interest here.The structure also supports TE modes, in which the electricfield is parallel to the xdirection. The TE modes all have a
cutoff frequency in the range just estimated, and thus will notpropagate.
We now turn to our analysis. First we explore the very
simple case where the metal films are not ferromagnetic.This will allow us to assess the influence of Ohmic dissipa-tion on microwave propagation down the structure. This is a
FIG. 1. Two examples of the structures explored in the present paper. In ~a!,
we have a dielectric film of thickness D, with a ferromagnetic film of
thickness ddeposited on both the top and the bottom. We consider micro-
waves launched down the structure, which propagate in the zdirection. In
~b!we have a superlattice formed from ferromagnetic films ~shaded !, and
dielectric films. Again the microwaves propagate in the zdirection.
3059 J. Appl. Phys., Vol. 82, No. 6, 15 September 1997 R. E. Camley and D. L. Mills
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136.165.238.131 On: Fri, 19 Dec 2014 16:28:56concern for any device which incorporates metallic overlay-
ers. This discussion is straightforward, and will enable us toestablish the notation and approach. We remark that in thissection, we just obtain the implicit dispersion relations forour various models. We present results based on their solu-tion in Sec. III.
A. Microwave attenuation in a dielectric waveguide
cladded with metal films
1. The structure depicted in Fig. 1(a)
Here we explore the particular structure illustrated in
Fig. 1 ~a!, wherein a dielectric waveguide has deposited on
both its top and bottom surface a thin film of conductingmaterial, with air outside each metal film. If these films aremade from a material ~such as Fe !which may oxidize, quite
commonly one adds an overlayer of a noble metal such asAg or Au, whose role is to suppress oxidation. We shallconsider the influence of such overlayers in the next subsec-tion. We shall see, when the results in Sec. III are presented,that the presence of such overlayers strongly influences thenature of the Ohmic damping present in such systems.
The dielectric waveguide occupies the regime 0 ,y
,D, while the lower metal film lies in the region 2d,y
,0, and the upper metal film D,y,D1d.
It is straightforward to synthesize fields within the di-
electric waveguide from Maxwell’s equations applied to theTM mode of interest. We write the electric field Eand mag-
netic field Hin the form
E5E
'HyˆcosFQSy21
2DDG
2iQ
kzˆsinFQSy21
2DDGJeikze2iVt~3a!
and
H52eV
ckxˆE'cosFQSy21
2DDGeikze2iVt. ~3b!
We note that, in accord with our earlier discussion, His an
even function about the midplane of the structure. Here, eis
the dielectric constant of the waveguide, assumed real for thenumerical calculations reported below. Then cis the velocity
of light, and Qalong with the propagation constant kare
related through requiring each Cartesian component of thefields to satisfy the wave equation. One has
Q
25eV2
c22k2. ~4!
Given the frequency V, our aim is to solve for the propa-
gation constant k. We shall do this through an implicit dis-
persion relation derived below.
We must find the electromagnetic fields within the metal
films, and then match them to the fields in Eqs. ~3!through
the appropriate boundary conditions. With microwave fre-quencies in mind, we neglect the displacement current termin Maxwell’s equation, since its influence in metals is quitenegligible at such frequencies. The structure in Fig. 1 ~a!has
reflection symmetry through the plane y5D/2. Thus, wemay confine our attention only to one of the two metal films,
which we take to be that between y52dandy50. The
most general forms for the electric and magnetic fields in themetal is then
E5
FE'~1!Syˆ2k
kzˆDeiky1E'~2!Syˆ1k
kzˆDe2ikyGeikz2iVt
~5a!
and
H52xˆck2
Vk~E'~1!eiky1E'~2!e2iky!eikze2iVt. ~5b!
In these expressions:
k51
d0~11i!. ~6!
Here d0is the classical skin depth of the metal:
d05c
~2ps0V!1/2~7!
with s0its conductivity.
Relations between the three amplitudes E',E'(1), and
E'(2)follow upon applying the electromagnetic boundary
conditions at y50. Conservation of tangential components
ofEprovide us with
sinS1
2QDDE'5ik
Q~E'~1!2E'~2!!, ~8a!
while conservation of tangential Hyields
cosS1
2QDDE'5c2k2
eV2~E'~1!1E'~2!!. ~8b!
No new information follows from the requirement that nor-
mal components of Dbe conserved.
We must now consider the region below y52d, which
we assume is occupied by air with dielectric constant unity.The fields in this region will be evanescent in character, forwaves confined to and guided by the structure. For y,2d,
we have fields which we write as
E5E
'~,!Syˆ1ia0
kzˆDea0~y1d!eikze2iVt~9a!
and
H52V
ckE'~,!xˆea0~y1d!eikze2iVt~9b!
where the wave equation in vacuum gives
a05Sk22V2
c2D1/2
. ~10!
For all the modes we consider, the imaginary part of k,
namelyk2, will be very small compared to its real part.
Waves are bound or guided by the structure when k1, the
real part of k, is larger than V/c. We always choose the
square root in Eq. ~10!so that
3060 J. Appl. Phys., Vol. 82, No. 6, 15 September 1997 R. E. Camley and D. L. Mills
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136.165.238.131 On: Fri, 19 Dec 2014 16:28:56Re~a0!.0. ~11!
Once again we require tangential EandHbe conserved, but
now at the interface y52d. Conservation of tangential E
gives
E'~1!e2ikd2E'~2!eikd52ia0
kE'~,!~12a!
while conservation of tangential Hrequires
E'~1!eikd1E'~2!eikd5V2
c2k2E'~,!. ~12b!
In Eqs. ~8!and~12!, we have four homogeneous equa-
tions in the four field amplitudes E',E'(1),E'(2), and
E'(,). Once the frequency Vis chosen, these equations ad-
mit nonzero solutions only for one, or perhaps a discrete setof propagation constants k. It is a straightforward matter to
derive an implicit equation from which the allowed propaga-tion constants may be obtained. This has the form
cot
S1
2QDD5ikQ
ek02~12zei2kD!
~11zei2kd!, ~13!
where
z5a0k1ik02
a0k2ik02~14a!
and we have defined
k05V
c. ~14b!
In Sec. III, we shall discuss numerical solutions of Eq.
~13!for structures of interest, and we shall also obtain ap-
proximate analytic solutions applicable to particular regimes.
2.Theinfluenceofmetalliccapsonthestructurein
Fig. 1(a)
As noted above, the expression in Eq. ~13!provides us
with the implicit dispersion relation of microwaves whichpropagate down the structure illustrated in Fig. 1 ~a!, where it
is assumed that we have air outside the two metallic films. Inpractice, most particularly if the thin films are a metal suchas Fe, a noble metal overlayer will be deposited over the Fefilms to prevent oxidation.
In what follows, we assume such overlayers are present,
and furthermore that they are sufficiently thick that they mayeach be supposed to be of infinite thickness. Let the conduc-tivity of the overlayer material be
s1, and its skin depth be
d1. It is straightforward to modify the discussion given in
the previous subsection to describe this case. When this isdone, the implicit dispersion relation has precisely the formgiven in Eq. ~13!, except the quantity zis replaced by z
1,
where
z15Sk2k1
k1k1D ~15!
andk151
d1~11i!. ~16!
Again we present calculations which address this structure in
Sec. III.
B. Microwave attenuation in a dielectric waveguide
cladded with ferromagnetic metal films
1. The structure depicted in Fig. 1(a)
We now turn to the case where the metal films in Fig.
1~a!are not only metallic, as in the discussion above, but
ferromagnetic as well. Here we discuss the situation illus-trated in Fig. 1 ~a!where the ferromagnetic films are un-
capped, with air above. In the next subsection, we discuss theextension to the case where each ferromagnetic film is cov-ered by a thick metallic film.
The electromagnetic fields within the dielectric wave-
guide, and those in the air outside the ferromagnetic film aredescribed as in Sec. ~II A!. Thus, we do not display their
form here, but we will use the expressions given in the pre-vious section. We do discuss the influence of the ferromag-netism on the fields within the two ferromagnetic films. Aswe proceed, we will invoke an approximation described be-low which we believe to be quite accurate, for the systemsstudied here.
The two principal Maxwell equations we explore are
¹3E5ik
0B ~17a!
and
¹3H54ps0
cE ~17b!
where once again we ignore the displacement current contri-
bution to Eq. ~17b!, since in the frequency regime of interest,
its influence is quite negligible. Recall that k05V/c, from
Eq.~14b!. The conditions ¹E5¹B50 are appended to
Eqs.~17!.
To proceed, we require a constitutive relation between B
andH. This takes the form, for a ferromagnet oriented such
as that in Fig. 1:
Bx5m1Hx1im2Hy, ~18a!
By52im2Hx1m1Hy, ~18b!
and
Bz5Hz. ~18c!
Expressions for the frequency dependent magnetic response
functions are derived standardly from the Landau–Lifshitzequations.
8Letgbe the gyromagnetic ratio, and define VM
5gMSandVH5gH0. One then finds8
m15114pVM~VH2iGV!
~VH2iGV!22V2~19a!
and
m254pVMV
~VH2iGV!22V2. ~19b!
3061 J. Appl. Phys., Vol. 82, No. 6, 15 September 1997 R. E. Camley and D. L. Mills
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136.165.238.131 On: Fri, 19 Dec 2014 16:28:56The dimensionless parameter Gin Eqs. ~19!has its origin in
dissipation in the spin system.9Its value controls the ferro-
magnetic resonance linewidth DH, defined by Heinrich and
Cochran as8
DH51.16SV
gDG. ~20!
We proceed by combining Eqs. ~18!with~17!, and seek-
ing eigensolutions with the form exp( 6iky)exp(ikz)exp
(2iVt). There are two eigensolutions, neither of which has
the character of a pure TM mode, or a pure TE mode. Thegyrotropic character of the response of the ferromagnet, withorigin in
m2, produces normal modes in which all the Car-
tesian components of the field are nonzero. It follows fromthis that the electromagnetic fields within the dielectricwaveguide are also no longer of pure TE or TM character,but are mixtures of the TE and TM mode.
If, in the metal film, we take the mathematical ~but un-
physical !limit
m2!0, one of the two modes reduces to a
TM mode, and one reduces to a TE mode. For ease of dis-cussion, when
m2Þ0, we refer to one of the exact modes as
the TM mode, and the second the TE mode, labeling each bytheir behavior in the limit
m2!0. This nomenclature is ap-
propriate, for reasons we shall appreciate below.
Consider the electric and magnetic fields associated with
the TM mode of the ferromagnetic film. These have the form
E~6!5E'~6!Sib
~mv21!xˆ1yˆ7k˜
kzˆDe6ik˜yeikze2Vt~21a!
B~6!5E'~6!F2Sk˜2
kk0Dxˆ2i
3k
k0Sb
mv21Dyˆ6ik˜
k0Sb
mv21DzˆGe6ik˜yeikze2iVt
~21b!
and
H~6!5E'~6!F2Sk˜2
kk0mvD~xˆ1ibyˆ!1k
k01
mvSib
mv21D
3S2ibxˆ1yˆ7k˜
kmvzˆDGe6ik˜yeikzeiVt. ~21c!
In these expressions:
mv5m122m22
m1~22a!
is often referred to as the Voigt permeability:
b5m2
m1~22b!
and
k˜5~mv!1/2
d0~11i!. ~22c!
Some general comments on the structure of these expres-
sions are in order. First note, as remarked above, that when
m2and consequently bare nonzero, as mentioned earlier, thefields do not have pure TM character. As a consequence, the
mode as a whole is no longer a TM mode, by virtue of thegyrotropic response of the ferromagnet. We argue below,however, that under circumstances of interest to us, devia-tions from pure TM character are very small.
The microwave skin depth is affected strongly by the
magnetic response of the film, as one sees from Eq. ~22c!.
The effective skin depth is
deff5d0
~mv!1/2. ~23!
If, in the interest of simplicity, we set the damping constant
Gto zero, then
mv5VB22V2
VFM22V2~24!
where VFMis the ferromagnetic resonance frequency of the
film discussed in Sec. I @VFM25VH(VH14pVM)#, and
VB5VH14pVM.
AsVapproaches the ferromagnetic resonance fre-
quency, mvincreases dramatically, and the skin depth de-
creases by a large amount. This will have important conse-quences for the calculations presented in Sec. III. This is anunfortunate situation, because the reduced skin depth ‘‘cutsoff’’ coupling between the microwave field and the spins,precisely when it is most desired, on resonance. Notice that
mvhas a zero, and thus the metallic films ‘‘open up’’ near
the frequency VB, which for Fe is in the 70 GHz range,
w h e na2k g field is present. We shall explore consequences
of this as well.
We next consider the order of magnitude of the various
parameters that enter Eqs. ~21!, with the 20 GHz frequency
range in mind. We have k05V/c>4c m21. One expects k
>k0Ae;8–10cm21, for a typical semiconducting wave-
guide. The parameter Qwill be in the same range, since
Q21k25k02efor these propagating modes.
However, kandk˜are very much larger indeed than the
three parameters just described. For Fe at 20 GHz, the skindepth
d0off resonance is very close to 1024cm, or 1 mm.
Hence, k'104cm21,@k0,Q,o rk. The argument given
above suggests that near ferromagnetic resonance, k˜is in
fact much larger than k.
If one examines Eq. ~21a!with the above numerical es-
timates in mind, one sees that the zˆcomponent of the electric
field~the component parallel to the biasing field H0!is larger
than thexˆandyˆcomponents by roughly three or four orders
of magnitude. For the magnetic field H, whose tangential
components are conserved across the interface, the xˆcompo-
nent~parallel to the interface !and theyˆcomponent ~normal
to the interface !are larger than the zˆcomponent by three or
four orders of magnitude.
It is the presence of the xˆcomponent of E, and the zˆ
component of Hwhich are responsible for ‘‘mixing in’’
fields of the TE character in the dielectric waveguide. Wehave just seen that these two components are three to fourorders of magnitude smaller than the dominant componentsofEandH, which can be matched appropriately to fields of
TM character in the dielectric.
3062 J. Appl. Phys., Vol. 82, No. 6, 15 September 1997 R. E. Camley and D. L. Mills
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136.165.238.131 On: Fri, 19 Dec 2014 16:28:56With these remarks in mind, we shall proceed by ap-
proximating the fields in the dielectric film by fields of pureTM character, as given in Eq. ~3!. We match them to fields in
the metal film, which are linear combinations of the fieldsE
(6), andH(6)given in Eqs. ~21a!and~21c!. When we
match the fields, we require only that tangential componentsofEandHbe conserved across the boundary, and ignore the
very small quantitative errors introduced by requiring conti-nuity of the other small components.
Once this approximation is accepted, the implicit disper-
sion relation may be derived by a discussion that follows thatgiven in the previous section. We thus simply quote theresult:
cot
S1
2QDD5ik˜Q
ek02mvS12z˜ei2k˜d
11z˜ei2k˜dD ~25!
where
z˜5a0k˜1ik02mv
a0k˜2ik02mv. ~26!
2.Theinfluenceofmetalliccapsonthestructurein
Fig. 1(a)
We handle this with the approximation described in the
previous subsection, in regard to the fields within the ferro-magnetic films, presently capped by a thick conducting film.The thick conducting films are treated as in Sec. II A 1. Thederivation is straightforward, and the effective dispersion re-lation has form identical to Eq. ~25!, with the factor z
˜re-
placed by
z˜5Sk˜2mvk1
k˜1mvk1D, ~27!
with k1defined by Eq. ~16!.
C. Microwave propagation in the superlattice
structure depicted in Fig. 1(b)
As one sees from the figure, one has a superlattice struc-
ture whose basic unit cell consists of a dielectric film ofthickness D, and a ferromagnetic film of thickness d. The
unit cells are stacked together as indicated in the figure. Weshall assume here that we have an infinite number of unitcells, so the structure fills the entire space from y52`to
y51`. It should be remarked that our interest will be in the
case where the dielectric film thickness Dis rather small.
Thus, a practical sample will consist of many unit cells.
We shall treat the fields within the scheme described in
Sec. II B, where we regard the mode as very well approxi-mated by one TM character. We match tangential compo-nents of EandHin the dielectric film to the very large
tangential components of EandHin the ferromagnetic film.
For the superlattice which consists of the infinite stack of
unit cells, from the perspective of any individual dielectricfilm, the structure has reflection symmetry through the mid-plane of the film. Thus, within each dielectric film, the elec-tromagnetic field may be taken to have a form identical tothat described by Eqs. ~3!. These apply to the particular filmlocated between y50 andy5D, and through the appropri-
ate translation describe the remaining dielectric films. If wesit in one of the ferromagnetic films, the structure also hasreflection symmetry through the midpoint of the ferromag-netic film. A consequence is that the Cartesian componentsof the electric and magnetic field have well-defined parity inthese films. Within the ferromagnetic film centered between
y50 andy52d, for the tangential components of EandH
we have
E
t52ik˜
kE~M!zˆsinFk˜Sy11
2dDG ~28a!
and
Ht52k˜2
kk0mvE~M!xˆcosFk˜Sy11
2dDG. ~28b!
Since these field forms are repeated throughout the structure
unchanged in shape, we obtain the implicit dispersion rela-tion by tangential components of EandHto be conserved
across the interface at y50. A short calculation gives us
cotS1
2QDD52k˜Q
ek02mvcotS1
2k˜dD. ~29!
In the next section, we present both analytical results in
special limits, and numerical results for the various structuresconsidered in this section.
III. RESULTS AND DISCUSSION
Next we turn to a discussion of the results of a series of
calculations based on the implicit dispersion relations ob-tained in Sec. II. It should be noted that all calculations areperformed for a frequency of 20 GHz. We have in minddielectric waveguide thicknesses in the range of a few tens toa few hundred microns. The skin depth of Fe is very close toone micron at 20 GHz, so Fe film thicknesses will be at mosta few microns. As we shall see, in fact, a few hundred ang-stroms of Fe will allow one to achieve optimum coupling.
The first question we address is the influence of the
metal films on the microwave propagation length, in the ab-sence of magnetism. That is, we inquire the extent to whichthe presence of the metal films leads to attenuation over andabove that provided by losses in the dielectric film itself.
If the two metal films are very thick compared to the
skin depth, then one may derive a very simple analytic for-mula for the attenuation length. One uses Eq. ~13!, and takes
the limitd!`, where exp( i2
kd)!0. We recall from Sec. II
that under the conditions of interest ( k/k0);104. The right-
hand side of Eq. ~13!is then very large compared to unity,
and we are in the limit QD!1. Thus, cot(1/2 QD) is well
approximated by 2/ QD, and thus Q2>2(2iek02/kD), then
recall that
k5~ek022Q2!1/2>e1/2k0S11i
kDD. ~30!
We write k5k11ik2, and note that k052p/l0, where l0is
the free space wavelength of the radiation field, at the wave-length of interest. We then have a very simple result:
3063 J. Appl. Phys., Vol. 82, No. 6, 15 September 1997 R. E. Camley and D. L. Mills
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136.165.238.131 On: Fri, 19 Dec 2014 16:28:56k25pe1/2
l0d0
D,d@d0. ~31!
From Eq. ~13!, we may calculate k2, for the case where
the metal films have finite thickness. We have done this nu-merically. For the structure illustrated in Fig. 1 ~a!, where we
have a dielectric waveguide with a metal film deposited ontop and on bottom, the results are surprising. As the thick-ness of the metal films is decreased, the Ohmic dissipationincreases rather than decreases, as one might expect intu-itively. Of course, as d!0, as one sees from Eq. ~13!,Qand
consequently kare purely real, as they must be for the loss-
less dielectric assumed here. But, as just remarked, initiallythe attenuation rises, as ddecreases.
We illustrate this in the curve labeled A ~see Fig. 3 !. The
calculations assume the dielectric waveguide has a thicknessof 100
mm, with a ~real!dielectric constant of 12, a value
typical for the common semiconductors. The metal filmshave the conductivity of Fe at room temperature.
From curve A in Fig. 2, we see the conductivity damping
depends weakly on film thickness when d.2
mm, as ex-
pected from the value of the skin depth mentioned above. Asthe film thicknesses drop below 1
mm or so, quite surpris-
ingly once again, we see a dramatic increase. If one exam-ines the electric field within the metal film, the dominantcomponent of the electric field is the longitudinal component~zcomponent !. The combined effect of the boundary condi-
tions at the air/metal interface, and metal/dielectric interfacesis to cause the strength of the zcomponent of electric field to
increase as 1/ dwhen
kd!1. In the end, k2increases as
1/das well, as a consequence of this field enhancement.
One may extract the behavior just described from Eq.
~13!, and derive as well an estimate of the film thickness
below which k2will eventually fall to zero as d!0. When
kd!1, we make the replacement exp(2 ikd)>112ikdto findcotS1
2QDD5kQ
ek02@k021~a0k1ik02!kd#
@a0k1i~a0k1ik02!kd#. ~32!
In both the numerator and the denominator of this expres-
sion, ( a0k1ik02) may be replaced by a0k, and in the de-
nominator, the term in kdmay be dropped altogether. When
this is done, Eq. ~32!may be written
cotS1
2QDD5Q
ea0S112ia0d
k02d02D. ~33!
The metal overlayers continue to assert their presence so
long as 2 a0d/k02d02is large compared to unity. Recall that
k052p/l0, with l0the free space wavelength of the radia-
tion. The wave vector kis always close in value to e1/2k0,a s
one sees from the example in Eq. ~30!. Hence the metal films
control the behavior of the structure so long as
d.p
~e21!1/2d02
l0[dc. ~34!
For Fe, as noted, d0>1024cm, and at 20 GHz, d0/l0
;1024. Hence, the conducting overlayer has a very strong
influence on the propagation characteristics until the cover-age is down to the atomic monolayer level! We are remindedof a study of ultrathin Ag films on GaAs some years ago,which demonstrated that monolayer quantities of Ag com-pletely screened electric fields generated by atomic motionsin the GaAs from the outside world.
10
In the regime dc!d!d0, we may ignore the factor of
unity on the right-hand side of Eq. ~33!, and we still have
QD!1. Upon proceeding as in the derivation of Eq. ~31!,w e
have
k2>pe1/2
l0d02
Dd~dc!d!d0!. ~35!
As discussed above, the attenuation rate increases inversely
with the metal film thickness. This expression provides agood account of curve A in Fig. 2, when d!
d0.
If, as is commonly done to prevent oxidation, the Fe
films are covered with a noble metal film, the behavior of k2
differs qualitatively from the case just described. Curve B in
Fig. 2 are calculations for a dielectric film 100 mm in thick-
ness, where now the Fe films of thickness dare covered with
very thick Ag films. We now see that as the Fe filmsare made progressively thinner, the attenuation decreasessubstantially.
These calculations show that capping the Fe films with
thick metallic overlayers plays a most important role in lim-iting the conductivity damping, as the Fe films are madethinner. For reasons discussed below, Fe films in the 300–500 Å range will be proven to be of primary interest. In theabsence of capping, the conductivity damping would be se-vere, to the point where the metal coated dielectric wave-guide would be of limited usefulness.
We now turn our attention to the coupling between the
microwave fields, and spin motions in ferromagnetic filmslocated on the top and bottom of the dielectric waveguide.We shall confine our attention to the case where thin ferro-
FIG. 2. The microwave attenuation at 20 GHz, as a function of Fe film
thickness, for two cases. Case ~A!is a lossless dielectric film ~e512!with a
thickness of 100 mm, and air outside the Fe films on the top and bottom of
the dielectric. Case ~B!is the same dielectric film, but now deposited on
each Fe film are overlayers of Ag, whose thickness is large compared to theskin depth in Ag.
3064 J. Appl. Phys., Vol. 82, No. 6, 15 September 1997 R. E. Camley and D. L. Mills
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136.165.238.131 On: Fri, 19 Dec 2014 16:28:56magnetic films of thickness dare placed on the waveguide,
and these are each capped by very thick metallic overlayerswhich we take to be silver.
In Fig. 3, we show the frequency dependence of the
attenuation introduced by coupling between the microwaves,and the ferromagnetic films. These calculations explore vari-ous Fe film thicknesses, for a dielectric waveguide whosethickness is 100
mm. An external field of 1.85 kG renders the
ferromagnetic resonance frequency to be 20 GHz.
One might believe that to achieve maximal coupling, the
Fe films must have a thickness of a few microns, since theskin depth
d0is the order of 1 mm. We have seen, however,
that near resonance, the effective skin depth is very muchsmaller. Right on resonance, for the parameters we have used
in these calculations,
9Amv>35, so in fact the skin depth is
reduced to only about 300 Å. Thus, maximal coupling isachieved even with very thin Fe films.
We illustrate this in Fig. 2, where we display the attenu-
ation introduced by coupling to the ferromagnetic resonanceresponse of the spin system. We see almost no differencebetween the peak attenuation produced by a film 0.1
mm
~1000 Å !in thickness, and that produced by a film 0.05 mm
~500 Å !in thickness. It is not until the Fe film thickness
drops well below 300 Å that one begins to see a falloff in thepeak attenuation. This is illustrated by the curve labeled0.0125
mm~125 Å !in Fig. 3. We remark that conclusions
very similar to these are evident in the calculations displayedin the paper by Schlo ¨mann and co-workers.
7Indeed, our cal-
culations are in very good accord with theirs in all regards, ifone realizes we have two ferromagnetic films deposited onthe dielectric waveguide, while they have only a single film.Our calculated peak attenuation rates are thus quite close, as
expected, to twice theirs.
One virtue of the strong dependence of the skin depth on
frequency is that it reduces the sensitivity of the peak attenu-ation to the linewidth of the ferromagnetic resonance line ofthe ferromagnetic film. In our treatment, this is controlled bythe parameter Gwhich enters Eqs. ~19!. In general, on reso-
nance, the absorption rate is inversely proportional to G.
Here, the peak scales as G
21/2, so the peak absorption is
somewhat less sensitive to linewidth than one might expect.If one increases the linewidth of the ferromagnet, the ampli-tude of the spin response on resonance is of course, reduced.However, the skin depth is larger at resonance; this allowsthe microwave field to sample more spins than before topartially compensate for the loss in amplitude of the spinresponse.
The peak attenuation realized in the geometry employed
in Fig. 3 is affected sensitively by the thickness of the di-electric waveguide. As D, the thickness of the waveguide
decreases, the peak attenuation increases dramatically as il-lustrated in Fig. 4. Note, that if the dielectric waveguidethickness is decreased from 100 to 50
mm, then the calcu-
lated peak attenuation rate increases to a value in excess of75 dB/cm. If strong coupling between the microwave fieldsand spins in the ferromagnetic films is highly desirable, quiteclearly one should fabricate samples from the thinnest pos-sible dielectric waveguide.
The results presented suggest that to obtain strong cou-
pling, one wishes to make the dielectric waveguide very thin,as just discussed. However, in practice, of course, there is alower limit to the thickness that may be utilized. In the par-ticular example of a GaAs based structure explored here, it isour understanding that a structure based on the use of a 50
mm thick GaAs film would be quite fragile.
These remarks suggest one should utilize a superlattice
structure such as that illustrated in Fig. 1 ~b!. The notion is
FIG. 3. The frequency dependent attenuation, for a dielectric waveguide
~e512!of thickness D5100mm, upon which two Fe films of thickness d
have been deposited. Each Fe film is assumed capped by a thick layer of Ag,
as illustrated in the inset. We assume an external field H051.85 kG is
present, which gives a ferromagnetic resonance frequency very near 20 GHzin the Fe films.
FIG. 4. For the structure studied in Fig. 3, we plot the peak attenuation as a
function of the thickness Dof the dielectric waveguide. We have taken the
thickness of the Fe film to be 500 Å.
3065 J. Appl. Phys., Vol. 82, No. 6, 15 September 1997 R. E. Camley and D. L. Mills
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136.165.238.131 On: Fri, 19 Dec 2014 16:28:56that one can create a macroscopic sample by stacking to-
gether many unit cells, as depicted in Fig. 1 ~b!.
In Fig. 5, we show calculations for such a superlattice, in
which the dielectric films have a thickness of 1 mm, and the
intervening Fe films have a thickness of only 100 Å. Theattenuation at the peak is now quite enormous, in excess of300 dB/cm. Thus, by fabricating such a structure, one canrealize very strong coupling between microwaves and spinexcitations. Off resonance, in the presence of the metal films,the attenuation remains modest. In the 15 GHz range, forinstance, one realizes 0.3 dB/cm, with a similar value at 25GHz.
In Sec. II, it was noted that the Voigt susceptibility
mv
has a zero in the near vicinity of the frequency VB5VH
14pVM, which is near 70 GHz, for Fe exposed to an ex-
ternal magnetic field in the 2 kG range. In this frequencyregime, the skin depth in the ferromagnetic film opens up,and becomes very large, as one sees from Eq. ~23!. In ferro-
magnetic resonance studies of thin films, there is a transitionresonance, discovered some years ago by Heinrich andMescharyakov.
11This feature is referred to as an antireso-
nance of the film.
If one prepares a superlattice such as that displayed in
Fig. 1 ~b!that is metal rich, then at frequencies removed from
the antiresonance, the conductivity damping is very strong.However, near V
B, in the antiresonance region, the structure
opens up and transmits. We illustrate this in Fig. 6, where weshow the frequency dependence of the transmissivity of astructure fabricated from dielectric films 1
mm thick, with Fe
films 3 mm thick interspersed between them. We see the
dramatic attenuation minimum near 70 GHz. At the mini-mum, the attenuation falls to 4 dB/cm; the depth of the mini-mum is controlled by the damping parameter G. This struc-
ture may be appropriate for use as a tunable band pass filter.Since V
B5VH14pVMthe frequency of the dip may be
tuned by varying the externally applied magnetic field.
In the limit that both constituents in the superlattice are
very thin, a simple analytic expression for the propagationconstant kfollows from Eq. ~29!.I fQD!1, and also
k˜d
!1, each cotangent may be replaced by its small argument
limit. This yieldsQ252d
Dek02mv, ~36!
from which one finds the simple result
k25ek0S11d
DmvD. ~37!
An expression equivalent to this emerges from the effective
medium theory of magnetic superlattices.12
IV. SUMMARY AND CONCLUSIONS
The calculations presented in Sec. III have elucidated a
number of features of the microwave propagation character-istics of structures such as those depicted in Fig. 1. Our prin-cipal conclusions may be summarized as follows:
~a!Capping of the Fe films by a nonmagnetic conductor
does more than simply prevent oxidation of the Fe film. Itcontrols the dependence of the off-resonance conductivitydamping on Fe film thickness, when the Fe films becomeconsiderably thinner than the off-resonant skin depth. With-out the capping, as the Fe films become very thin, one real-izes a very strong conductivity damping off resonance, asillustrated by curve A in Fig. 2. If the films are capped by athick conducting layer, then the off-resonance conductivitydamping remains quite small, for all Fe film thicknesses con-sidered, for the structures explored here.
~b!One would think that to achieve maximal coupling
of microwaves to spins, one needs Fe films a few micronsthick. That is, they should be thicker than the nominal skindepth, so the microwave field comes into contact with asmany spins as possible. This is not the case. The fact that theapparent skin depth decreases dramatically on resonance al-lows one to achieve maximal coupling with rather thin ~500
Å!Fe films, as illustrated in Fig. 3.
FIG. 5. The attenuation as a function of frequency near the ferromagnetic
resonance frequency, for a superlattice structure such as that depicted in Fig.1~b!. The thickness of the dielectric film ~
e512!is 1mm, and that of the Fe
film is 100 Å.
FIG. 6. The frequency variation of the propagation length near the Fe film
antiresonance, at the frequency VH14pVM. The dielectric films ~e512!
have a thickness of 1 mm, and the Fe films a thickness of 3 mm.
3066 J. Appl. Phys., Vol. 82, No. 6, 15 September 1997 R. E. Camley and D. L. Mills
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136.165.238.131 On: Fri, 19 Dec 2014 16:28:56~c!One can increase absorption on resonance by using
the thinnest possible dielectric film. The range of 50 mm
seems interesting, if such a thin film structure can be fabri-cated.
~d!The use of multilayer or superlattice structures
seems of great interest, if one seeks strong coupling betweenmicrowaves and the spins in the structure, for the followingreasons:
~i!One can achieve very large attenuation on resonance,
as illustrated in Fig. 5, by making such a structure with ratherthin~order of 1
mm!dielectric films.
~ii!There is a dramatic attenuation dip at high frequen-
cies, due to the ‘‘opening up’’ of the skin depth at antireso-nance. This is illustrated in Fig. 6. The development ofmetal-rich structures will present very large attenuation awayfrom the antiresonance region, with attenuation dips here asillustrated.
~iii!Both effects ~i!and~ii!just described can be
achieved in samples made with rather low quality Fe films.For~i!, the attenuation maxima are very high, so relatively
low quality films with only modest linewidths can providestrong coupling to spins, if such films are incorporated into asuperlattice. For ~ii!, the overall shape of the attenuation dip
is controlled by the real part of the Voigt susceptibility,which is not so sensitive to linewidth, save quite near thezero in the real part which drives the phenomenon. Theseconsiderations suggest sputtered samples should prove quiteadequate, for the superlattice structures.
It is our hope that the calculations presented here pro-
vide an orientation of the influence of sample geometry andmicrostructure, for combinations of semiconductor and fer-
romagnetic metal films which may prove useful for high fre-quency microwave devices.
ACKNOWLEDGMENTS
One of us ~D.L.M. !appreciates numerous conversations
with Professor C. S. Tsai, and with Professor H. Hopster.This research was supported by the Army Research Office,under Grant No. CS0013132.
1For a discussion of the growth of high quality ultrathin films and the
means of characterizing them see: Ultrathin Magnetic Structures , edited
by J. A. C. Bland and B. Heinrich ~Springer, Heidelberg, 1994 !,
Vol. 1, Chap. 5, p. 177.
2M. N. Babich, J. M. Broto, A. Fert, F. Nguyen Van Dau, F. Petroff, P.Eitenne, G. Creuzet, A. Frederick, and J. Chazelas, Phys. Rev. Lett. 61,
2472 ~1988!.
3For a discussion of the application of spin dependent tunneling to mag-
netic memory devices see Z. Wang and Y. Nakamura, J. Magn. Magn.Mater.159, 233 ~1996!.
4G. A. Prinz, Ultrathin Magnetic Structures , edited by J. A. C. Bland and
B. Heinrich ~Springer, Heidelberg, 1994 !, Vol. II, p. 1.
5C. S. Tsai, IEEE Trans. Magn. 32, 4118 ~1996!.
6C. Kittel, Phys. Rev. 71, 270 ~1947!;ibid.73, 155 ~1948!.
7E. Schlo¨mann, R. Tutison, J. Weissman, H. J. Van Hook, and T. Vatimos,
J. Appl. Phys. 63, 3140 ~1988!.
8B. Heinrich and J. F. Cochran, Adv. Phys. 42, 523 ~1993!.
9In the conventional form of the Landau–Lifshitz equations, one encoun-
ters the Gilbert damping constant G~Ref. 8 !. We have G5G/gMs
[G/VM. For Fe at room temperature, G50.83108s21.
10L. H. Dubois, G. P. Swartz, R. E. Camley, and D. L. Mills, Phys. Rev. B
29, 3208 ~1984!.
11B. Heinrich and V. F. Mescharyakov, Sov. Phys. JETP 32, 232 ~1971!.
12N. S. Almeida and D. L. Mills, Phys. Rev. B 38, 6698 ~1988!;ibid.39,
12 339 ~1989!.
3067 J. Appl. Phys., Vol. 82, No. 6, 15 September 1997 R. E. Camley and D. L. Mills
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1.4863377.pdf | Conversion of pure spin current to charge current in amorphous bismuth
H. Emoto, Y. Ando, E. Shikoh, Y. Fuseya, T. Shinjo, and M. Shiraishi
Citation: Journal of Applied Physics 115, 17C507 (2014); doi: 10.1063/1.4863377
View online: http://dx.doi.org/10.1063/1.4863377
View Table of Contents: http://scitation.aip.org/content/aip/journal/jap/115/17?ver=pdfcov
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62.178.183.194 On: Thu, 15 May 2014 21:09:22Conversion of pure spin current to charge current in amorphous bismuth
H. Emoto,1Y . Ando,1E. Shikoh,2Y . Fuseya,3T. Shinjo,1and M. Shiraishi1,a)
1Graduate School of Engineering Science, Osaka University, Osaka 560-8531, Japan
2Graduate School of Engineering, Osaka City University, Osaka 558-8585, Japan
3Department of Applied Physics and Chemistry, The University of Electro-Communications, Tokyo 182-8585,
Japan
(Presented 5 November 2013; received 22 September 2013; accepted 28 October 2013; published
online 30 January 2014)
Spin Hall angle and spin diffusion length in amorphous bismuth (Bi) are investigated by using
conversion of a pure spin current to a charge current in a spin pumping technique. In
Bi/Ni 80Fe20/Si(100) sample, a clear direct current (DC) electromotive force due to the inverse spin
Hall effect of the Bi layer is observed at room temperature under a ferromagnetic resonance
condition of the Ni 80Fe20layer. From the Bi thickness dependence of the DC electromotive force,
the spin Hall angle and the spin diffusion length of the amorphous Bi film are estimated to be 0.02and 8 nm, respectively.
VC2014 AIP Publishing LLC .[http://dx.doi.org/10.1063/1.4863377 ]
Bismuth (Bi) has been extensively studied from the early
days of solid state physics. Some important physical phenom-
ena in solid state physics such as diamagnetism, the Nernst-Ettingshausen effect, the Shubnikov-de Haas effect, and the de
H a a s - v a nA l p h e ne f f e c th a v eb e e nfi r s td i s c o v e r e di nB i .
1–4
Such noteworthy discoveries by using Bi are attributed to its
unique physical properties, e.g., a small effective mass of the
Dirac electrons, a strong spin-orbit coupling, and so on. In a
spintronics field, Bi attracts much attention,5–7a n di np a r t i c u -
lar, its large spin-orbit coupling is quite important because
conversion between a charge current and a pure spin current is
a main subject for future spintronic devices.8–10Recently, a
large spin Hall angle, hSHE, and a relationship between dia-
magnetism and spin Hall conductivity in Bi were theoretically
predicted.11–13An experimental investigation of the hSHEin Bi
was also performed in a ferromagnetic metal (FM)/Bi bilayer
systems7by means of the spin pumping technique.14–22In this
method, the hSHEwas evaluated with a direct current (DC)
electromotive force (EMF) in Bi because the inverse spin Hall
effect (ISHE) generated the DC EMF from the spin current.18
However, anomalous Bi-thickness dependence of the EMF,
which cannot be explained within the framework of the con-
ventional spin pumping theory, was obtained. Although this
curious behavior is currently explained as a result of contribu-tion of an intermixing layer between Bi and Ni
80Fe20(Py)
layers, the estimated hSHEin the intermixing layer was consid-
erably large and opposite in sign to that of Bi layer. Since thissituation impedes accurate evaluation of h
SHEin Bi, a precisely
controlled FM/Bi sample is strongly desired. In this study, we
demonstrate spin injection into amorphous Bi by using spinpumping technique, and estimate the h
SHEand the spin diffu-
sion length, kBi, in amorphous Bi, where no such anomalous
behavior was observed. The Bi-thickness dependence of EMFis clearly reproduced by theoretical fitting function of the con-
ventional spin pumping theory.
Figure 1(a) shows a schematic illustration of a sample
used in this study. A 16 nm-thick ferromagnetic Py layer wasformed at room temperature (RT) on a low-doped Si(100)
substrate (carrier concentration at RT is /C2410
13cm/C03)b ye l e c -
tron beam evaporation. After deposition of the Py layer, a Bilayer was formed at RT by using resistance heating evapora-
tion. In order to estimate the spin diffusion length in Bi, thick-
ness of the Bi layer, d
Bi, was varied from 5 to 250 nm. The
crystal structure and surface roughness of the Bi layer were
investigated by means of X-ray diffraction (XRD) and atomic
force microscopy (AFM), respectively. Conductivities of thePy,r
Py, and Bi, rBi, were measured by means of the standard
four probe method using Bi/Py Hall bar samples, where the
thickness of the Py layer, dPy,w a s5 n ma n d dBi,w a sv a r i e d
from 50 to 150 nm. Since the conductance of the sample is
expressed as ðdPyrPyþdBirBiÞwHall/lHall,w h e r e wHallandlHall
are the width and the length of the Hall bar, rPyandrBiwere
evaluated independently. In the spin pumping measurements,
the Bi/Py/Si(100) sample was placed in a nodal position of a
TE011cavity of an electron spin resonance (ESR) system
(JEOL FA-200), where the alternating electric and magnetic
field components were a minimum and a maximum, respec-
tively (the microwave frequency, f, is 9.12 GHz). An external
static magnetic field was applied at an angle, hH,a si l l u s t r a t e d
in Fig. 1(a). In the ferromagnetic resonance (FMR) condition
of the Py layer, spin angular momentum is transferred fromthe Py layer to the Bi layer, resulting in generation of a spin
current propagated along the normal direction of the film
plane of the Bi layer. Then, the spin current is converted intoa charge current due to the ISHE of Bi.
Figures 1(c)–1(e) show the XRD h-2hpatterns of (c)
Si(100), (d) Bi ( d
Bi¼100 nm)/Si(100), and (e) Bi ( dBi¼100
nm)/Py/Si(100) samples. The (003), (006), and (009) peaks of
Bi film are observed in the Bi/Si(100) sample as shown in
Fig.1(d), suggesting that highly orientated Bi(100) was grown
on the Si(100). The AFM observation in Fig. 1(b) reveals
that the Bi layer has a textured structure and the surface
roughness is considerably large (Root-mean-square, RMS,roughness ¼12 nm), which is consistent with previous stud-
ies.
23,24However, in order to realize quantitative investigation
of the spin current conversion properties by means of the spinpumping technique, a smooth Bi/Py interface is necessarya)Author to whom correspondence should be addressed. Electronic mail:
shiraishi@ee.es.osaka-u.ac.jp.
0021-8979/2014/115(17)/17C507/3/$30.00 VC2014 AIP Publishing LLC 115, 17C507-1JOURNAL OF APPLIED PHYSICS 115, 17C507 (2014)
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62.178.183.194 On: Thu, 15 May 2014 21:09:22because FMR does not uniformly occur when the interface is
rough.25Thus, the Bi/Si(100) sample shown in Fig. 1(d)is not
suitable in this study. By contrast, since very small RMS rough-
ness (0.4 nm) was realized at the surface of the Py layer depos-
ited on Si(100), efficient spin injection by the spin pumping isexpected in the Bi/Py/Si(100) sample. As can be seen in
Fig.1(e), the XRD pattern of the Bi/Py/Si(100) sample shows
no apparent peaks except for the peaks of Si (100), indicatingthat the Bi layer is almost amorphous. r
Biwas also different
between the Bi/Si(100) sample ðrBi¼1:5/C2105X/C01m/C01Þand
Bi/Py/Si(100) samples ðrBi¼0:94/C2105X/C01m/C01Þand tem-
perature dependence of rBiof the Bi/Py/Si(100) samples exhib-
ited semiconductor behavior. These results also suggest that the
Bi layer of the Bi/Py/Si(100) samples is amorphous.26
Figure 2(a) shows the FMR spectra, i.e., d I(H)/dHas a
function of H-H FMR, of the Bi/Py/Si(100) and the Py/Si(100)
sample at hH¼0/C14,w h e r e I,H,a n d HFMRare the microwave
absorption intensity, the extern al magnetic field, and FMR field,
respectively. The HFMRis 90 mT for both samples. As can be
seen in the inset of Fig. 2(a), the line width, W,o ft h eF M Rs p e c -
tra is obviously enhanced by attaching the Bi layer
(WBi/Py¼2.7 mT, WPy¼2.4 mT). The Wis expressed as
W¼(2x=ffiffiffi
3p
c)a,w h e r e a,x,a n d care the Gilbert damping
constant, the angular frequency of magnetization precession, and
the gyromagnetic ratio, respectively.19Thus, increment of Wis
due to enhancement of the Gilbert damping constant of the Pylayer, suggesting that the spin angular momentum was pumped
from the Py layer to the Bi layer. Figure 2(b) shows the DC
EMF, V
EMF, observed at RT. A clear signal was observed
around the HFMR(the red open circles). Since the EMF of the
anomalous Hall effect (AHE) in the Py layer also contributes the
obtained VEMF, the obtained VEMF-Hsignals were analyzed
using a deconvolution fitting function as follows:18
VEMFðHÞ¼ VISHEC2
ðH/C0HFMRÞ2þC2
þVAHE/C02CðH/C0HFMRÞ
ðH/C0HFMRÞ2þC2; (1)
where U,VISHE,a n d VAHEare the damping constant in this
definition, the amplitude of the ISHE, and that of the AHE,respectively. As shown in Fig. 2(b), a theoretical fit using
Eq.(1)(the black solid line) reproduces good agreement with
the experimental results, and jVISHEjandjVAHEjare estimated
to be 35.9 and 14.1 lV, respectively. The microwave power,
PMW, dependence of jVISHEjshown in Fig. 2(c) reveals that
jVISHEjis proportional to the microwave power. This result
corresponds to the theory of the spin pumping. Figure 2(d)
shows the VISHEas a function of the hH. The polarity reversal
of the VISHEwas observed when the hHwas changed from 0/C14
to 180/C14, and in addition, no VISHE signal was observed at
hH¼90/C14. In the ISHE theory, the charge current, Jc,i s
expressed as18
Jc¼hSHE2e
/C22h/C18/C19
Js/C2r; (2)
where Js,r,e, and /C22hare the spin current, the spin polarized
vector, the elementary charge, and the Dirac constant,respectively. Therefore, the experimental result of the h
Hde-
pendence of the VISHEin Fig. 2(d)is consistent with the theo-
retical one. These results indicate that the VISHE in this study
is attributed to the ISHE in the Bi layer.
Hereafter, we focus on the dBidependence of the VISHE.
Taking into account the spin relaxation and diffusion in theBi layer, the spin current density along the ydirection can be
written as
27
JsðyÞ¼sinhðdBi/C0yÞ=kBi ½/C138
sinhðdBi=kBiÞJ0
s; (3)
where J0
sis the spin-current density at the Bi/Py interface
(y¼0), and expressed as19
J0
s¼g"#
rc2h2/C22h4pMscffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi
ð4pMsÞ2c2þ4x2q/C20/C21
8pa2½ð4pMsÞ2c2þ4x2/C138; (4)
FIG. 1. (a) A schematic illustration of the Bi/Py structure for spin pumping.
MandHdenote the magnetization and the external static magnetic field,
respectively. (b) The surface profile of the Bi layer deposited on Si(100).
XRD patterns of (c) Si(100) substrate, (d) Bi ( dBi¼100 nm)/Si(100) sample,
and (e) Bi ( dBi¼100 nm)/Py/Si(100) sample.
FIG. 2. (a) FMR spectra, d I(H)/dHof the Bi/Py/Si(100) and Py/Si(100)
samples measured at RT. The microwave excitation power is 200 mW. (b)
Hdependence of DC output voltage in the Bi/Ni 80Fe20/ Si(100) sample at
RT. The red circles show experimental data and the blue and green solid
lines show theoretical fitting of VISHE andVAHE, respectively. The black
solid line shows theoretical fitting using Eq. (1). (c) Microwave power,
PMW, dependence of | VISHE|. The solid line shows a linear fit to the data.
Inset shows VEMFversus H-H FMRunder various PMW. (d)hHdependence of
VISHE. Inset shows VEMFversus H-H FMRathH¼180/C14.17C507-2 Emoto et al. J. Appl. Phys. 115, 17C507 (2014)
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62.178.183.194 On: Thu, 15 May 2014 21:09:22where g"#
r,h, and Msare the real part of the mixing conduct-
ance, the amplitude of an alternating magnetic field, and the
saturation magnetization of the Py layer, respectively. Thereal part of the mixing conductance is given by
17
g"#
r¼4pMsdPy
glBðaPy=Bi/C0aPyÞ; (5)
where dPy,g,a n d lBare the thickness of the Py layer, the
Lande g-factor, and the Bohr magneton, respectively.
Here, for a soft-ferromagnetic film such as Py, the reso-
nance condition isx
c/C0/C12¼ðHFMRþ4pMsÞHFMR ;athH¼0/C14
andx
c/C0/C12¼ðHFMRþ4pMsÞ2;athH¼90/C14.1From these equa-
tions with HFMR¼90 mT at hH¼0/C14andHFMR¼1298mT at
hH¼90/C14,Msand care estimated to be 79mT and
1.8/C21011T/C01s/C01, respectively. From Eqs. (2)and(3),t h e
average of the charge current density along the xdirection
can be written
hJcðxÞi ¼ hSHE2e
/C22h/C18/C19dBi
kBitanhdBi
2kBi/C18/C19
J0
s: (6)
Taking into account the equivalent circuit as shown in Fig.
3(b), the VISHEis expressed as
VISHE¼whSHEkBitanhðdBi=2kBiÞ
dBirBiþdPyrPy2e
/C22h/C18/C19
J0
s; (7)
where wis the length between two electrodes. Here,
w¼2 mm, h¼0.077 mT, rBi¼0.94/C2105X/C01m/C01, and
rPy¼1.3/C2106X/C01m/C01. As can be seen in Fig. 3(a), the
VISHE is increased with increasing the dBiup to around
50 nm, and then moderately decreased, which is obviously
different from that of the previous study.7A theoretical fit
using Eq. (7)(the black solid line) reproduces good agree-
ment with the experimental results, indicating that our
sample precisely controlled Bi/Py bilayer system. From the
fitting, the hSHEand the kBiin the Bi layer at RT are esti-
mated to be 0.02 for the hSHEand 8 nm for the kBi, respec-
tively. This hSHEis comparable with those of the other heavy
metals.19,28Although a DC EMF with a Lorentzian shape in
aV-H curve caused by self-induced ISHE in the Py layer isreported,29this spurious effect does not show such a typical
dBidependence. Therefore, the dBidependence of the VISHE
strongly manifests successful spin injection from the Py
layer into the Bi layer and reliable estimation of the hSHEand
thekBiin the Bi layer. It is also noted that the anomalous
behavior appeared in the previous study7was not observed.
ThekBiof this study is considerably smaller than that of
the previous study.7This difference can be explained as a
result of a crystal structure. Since Bi layer of this study isamorphous, there are a lot of scattering centers, which reduce
the electron mobility. As a result, it is expected that the spin
diffusion length of amorphous Bi is shorter than that of crys-tal Bi.
In summary, the h
SHEand the kBiin amorphous Bi were
investigated by using the spin pumping technique. Under theferromagnetic resonance condition, the V
ISHE due to the
ISHE of the amorphous Bi layer was observed at RT. The
spin Hall angle and the spin diffusion length of the amor-phous Bi film were estimated to be 0.02 for the h
SHEand
8 nm for the kBi, respectively.
This research was supported in part by a Grant-in-Aid
for Scientific Research from the MEXT, Japan, by
the Adaptable & Seamless Technology Transfer Program
through Target-driven R&D from JST, and by the TorayScience Foundation.
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(2009).
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23Y. Ahn et al.,Curr. Appl. Phys. 12, 1518–1522 (2012).
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Shiraishi, e-print arXiv:1301.3580 .
FIG. 3. (a) Bi-thickness dependence of the VISHE. The solid line shows a fit-
ting curve using Eq. (7). (b) The equivalent circuit model of the Bi/
Py/Si(100) sample.17C507-3 Emoto et al. J. Appl. Phys. 115, 17C507 (2014)
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62.178.183.194 On: Thu, 15 May 2014 21:09:22 |
1.4893949.pdf | Different temperature scaling of strain-induced magneto-crystalline anisotropy and
Gilbert damping in Co2FeAl film epitaxied on GaAs
H. C. Yuan, S. H. Nie, T. P. Ma, Z. Zhang, Z. Zheng, Z. H. Chen, Y. Z. Wu, J. H. Zhao, H. B. Zhao, and L. Y.
Chen
Citation: Applied Physics Letters 105, 072413 (2014); doi: 10.1063/1.4893949
View online: http://dx.doi.org/10.1063/1.4893949
View Table of Contents: http://scitation.aip.org/content/aip/journal/apl/105/7?ver=pdfcov
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137.149.200.5 On: Sun, 30 Nov 2014 18:55:12Different temperature scaling of strain-induced magneto-crystalline
anisotropy and Gilbert damping in Co 2FeAl film epitaxied on GaAs
H. C. Yuan,1S. H. Nie,2T. P. Ma,3Z. Zhang,1Z. Zheng,1Z. H. Chen,3Y . Z. Wu,3
J. H. Zhao,2,a)H. B. Zhao,1,b)and L. Y . Chen1
1Shanghai Ultra-precision Optical Manufacturing Engineering Research Center, and Key Laboratory of Micro
and Nano Photonic Structures (Ministry of Education), Department of Optical Science and Engineering,
Fudan University, Shanghai 200433, China
2State Key Laboratory of Superlattices and Microstructures, Institute of Semiconductors,
Chinese Academy of Sciences, Beijing 100083, China
3Department of Physics, State Key Laboratory of Surface Physics and Advanced Materials Laboratory,
Fudan University, Shanghai 200433, China
(Received 28 June 2014; accepted 13 August 2014; published online 21 August 2014)
The temperature dependence of the Gilbert damping and magnetic anisotropy are investigated in
L21Co2FeAl films epitaxially grown on GaAs (001) substrate by the time resolved magneto-
optical Kerr effect. We found that the in-plane biaxial anisotropy increases by more than 90% with
the temperature decreasing from 300 K to 80 K, which is mainly due to the strong variation of themagneto-elastic coefficients. In contrast, the intrinsic Gilbert damping rises only about 10%, which
is mainly attributed to the reduction of the electron phonon scattering rate, independent of the
strain-induced spin-orbit coupling energy.
VC2014 AIP Publishing LLC .
[http://dx.doi.org/10.1063/1.4893949 ]
The Co-based full-Heusler alloys such as Co 2FeAl
(CFA) may find important applications in magnetic random
access memory (MRAM) devices employing the spin transfertorque (STT) effect.
1,2These alloys normally exhibit very
small Gilbert damping aas a result of their half metallic na-
ture,3so their implementation in MRAM has the advantage
of low current threshold required for the magnetization
switching. When epitaxially grown as a single crystalline thin
film on the GaAs (001) or MgO (001) substrate, the Co-basedHeusler alloy often displays a pronounced lattice strain-
induced magneto-crystalline anisotropy (MCA) with its
strength comparable or even larger than that of the intrinsicbulk MCA.
4–6Considering that the strain-dependent MCA,
i.e., magneto-elastic anisotropy (MEA), originates from the
alteration of spin orbit coupling (SOC) due to the change ofthe distance between the magnetic atoms, and the intrinsic a
is strongly correlated with the SOC, the possible impacts of
the strain and the resultant MEA on aneed to be examined
before designing the appropriate STT-based structures.
According to the torque correlation model proposed by
Kambersk /C19y,
7the intrinsic ain ferromagnetic (FM) medium
has a quadratic scaling with SOC strength nin the tempera-
ture regime where inter-band transitions dominate. On the
other hand, the MCA is thought to arise from the second-order energy correction of SOC in the perturbation treatment
and it exhibits the same scaling with nasa,
8,9thus a linear
relationship between aand MCA is expected if other impor-
tant factors affecting the two are kept unchanged. This rela-
tionship was recently confirmed in L10FePd 1–xPtxalloys
where only nis widely tuned by changing x.10Besides n,
other parameters including the spin-polarized band width,
and spin and orbital moments, involved in the spin-orbitinteraction, will also affect both aand MCA.8,11These pa-
rameters may change upon the lattice distortion under stress,
leading to the alteration of aand the formation of the MEA.
To investigate the correlation between aand MEA in the
FM thin films, an intuitive approach is to modify the strain by
altering the film thickness or substrate property. However, thefilm thickness and substrate alterations may modify not only
the strain but also the crystalline order, and the other interface
related characteristics, all of which would have differentimpacts on the magnetic anisotropy as well as the damping
behavior. For example, the enhancement of interface- or
defect-induced two-magnon scattering
12,13and spin pumping
effect14,15in a thinner film will lead to an increase of awith-
out involvement of SOC. The thinner film, however, typically
shows a decreased in-plane biaxial anisotropy due to thereduced crystalline order,
16but increased uniaxial anisotropy
as a result of the enhanced interface bonding effect.17Because
of these complexities, both linear and nonlinear dependenceofaon the magnetic anisotropy were observed,
16,18–21and the
intrinsic impact of MEA energy on aremains unclear.
Here, we investigate the temperature dependence of
MCA and ain a compressive strained L21CFA film grown
on GaAs (001) substrate, without influencing the chemical
composition, crystalline order, and interface structure. Verysurprisingly, we found that the in-plane biaxial and uniaxial
magnetic anisotropies increase by more than 90% and 40%,
respectively, when decreasing the temperature from 300 K to80 K. Such large anisotropy alteration mainly arises from the
strong variation of the magneto-elastic energy with tempera-
ture. In contrast, aonly rises about 10% in the same tempera-
ture range. These results thus indicate that aand MEA may
evolve independently of each other.
The sample consists of a 10-nm-thick CFA film epitax-
ially grown on the GaAs (001) substrate. X-ray diffraction
measurements reveal the L2
1structure and a lattice constanta)E-mail: jhzhao@red.semi.ac.cn
b)E-mail: hbzhao@fudan.edu.cn
0003-6951/2014/105(7)/072413/5/$30.00 VC2014 AIP Publishing LLC 105, 072413-1APPLIED PHYSICS LETTERS 105, 072413 (2014)
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137.149.200.5 On: Sun, 30 Nov 2014 18:55:12of 0.568 nm of the CFA film, and thus, a compressive strain
of/C241% is expected within the film plane. In order to deter-
mine aand magnetic anisotropy, time resolved magneto-
optical Kerr effect (TRMOKE) measurements wereperformed using a Ti:sapphire regenerative amplifier laser
with /C24120 fs pulses at the central wavelength of 800 nm and
1 KHz repetition rate. The pump pulses with energy densityof/C242 mJ/cm
2instantaneously modulate the magnetic anisot-
ropy, and trigger the uniform magnetization precession
which is monitored by the time delayed probe beam in the
crossed polarizer geometry. We applied the external mag-
netic field along the in-plane [100] and [1–10] directions toacquire the field dependence of precession frequencies which
is used to determine the magnetic anisotropy. To suppress
the contribution of the dephasing effect to a, the field was
applied up to 1.2 T, much larger than the anisotropy fields.
Figure 1shows the time evolution of the polar magnet-
ization component after pump laser excitation at field of1.2 T applied along the [100] direction for different tempera-
tures. The major feature of the magnetization dynamics man-
ifests as a slowly decayed oscillatory signal corresponding tothe weakly damped uniform magnetization precession.
22The
oscillations can be well fitted by a damped sine function
hk¼Ae/C0Ctsinð2pftþuÞ, with precession amplitude A, time
delay t, decay rate C, and precession frequency f. The field
dependence of ffor different temperatures is summarized in
Fig.2. We note that fincreases with decreasing temperatures
at low fields for both [100] and [1–10] directions, indicating
larger anisotropy fields at lower temperatures. From the hys-
teresis loops measured for these two field directions,6we can
see that the CFA film exhibits both in-plane biaxial and uni-
axial anisotropies, with both easy axes along the [110] axis.
To quantitatively determine the magnetic anisotropy
values, we fitted the field dependence of ffor both field
directions with the Kittel equation for the uniform precession
2pf¼cf½Hcosðd–/ÞþH1/C138½Hcosðd–/ÞþH2/C138g1=2;(1)
with H1¼4pMsþ2Kv/Ms–2Kusin2//MsþKjj(2–sin2(2/))/
Ms,a n d H2¼2Kucos (2 /)/Msþ2Kjjcos (4 /)/Ms,w h e r e cis
the gyromagnetic ratio, dand/represent the angles of Handin-plane equilibrium Mwith respect to the CFA [110] axis,
Msis the saturated magnetization which increases from 1100
to 1131 emu/cm3with temperature decreasing from 300 to
80 K, and Kjj,Ku,a n d Kv, denote the in-plane biaxial, uniaxial,
and out-of-plane uniaxial magnetic anisotropies, respectively.
We obtain from the best fitting Kjj¼14 kJ/m3,Ku¼34.5 kJ/
m3,a n d Kv¼/C059.5 kJ/m3at 300 K. Both in-plane anisotropy
values are much larger than that of the strain free bulk materi-
als or very thick films.6,23–25The stronger Kumay come from
the interface bonding effect as for other FM metals grown on
GaAs,26on the other hand, shear strain e12may also contrib-
ute to the uniaxial anisotropy energy as Eu¼2B2u1u2e12,27
where B2is a second order magneto-elastic coefficient, and
u1,a n d u2denote the cosine of the angle of the magnetization
with respect to the in-plane [110], and [1 /C010] directions,
respectively. In contrast, the enhanced four-fold anisotropy
can only originate from the strain effect related to the fourth-
order magneto-elastic coefficients ( C1,C2), with the aniso-
tropic energy E4¼(C2e33/C02C1e11)u12u22for biaxial strain
e11¼e22ande33. Such in-plane biaxial MEA is also observed
in CFA thin films grown on MgO (001) substrate, and it scalesFIG. 1. Transient Kerr rotation (color dots) with external field of 1.2 T
applied along the [100] axis of Co 2FeAl for different temperatures. The solid
lines are fitted curves using the damped sine function.FIG. 2. Magnetic field dependence of precession frequency at different tem-perature, with the field direction along (a) [1 /C010] and (b) [100] axes. Solid
lines represent the fitted results. The measurements were performed with
field-decreasing from the saturation field to nearly zero.072413-2 Yuan et al. Appl. Phys. Lett. 105, 072413 (2014)
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137.149.200.5 On: Sun, 30 Nov 2014 18:55:12linearly with the strain magnitude.5The negative value of Kv
indicates an easy out-of-plane anisotropy in this thin film, and
this perpendicular anisotropy can originate from the biaxial
strain induced energy Ev¼2B1(e33/C0e11), where B1is another
second order magneto-elastic coefficient.
The best fitting of the field dependence of fat different
temperatures in Fig. 2reveals that Kjj,Ku, and Kvincrease by
/C2495%, /C2445%, and /C2440%, with the temperature decreasing
from 300 K to 80 K, respectively, as shown in Fig. 3.28Since
Msonly changes by less than 3% in the range of 80–300 K,6
the enhancement of K jjshould be much larger than that of
the intrinsic four-fold bulk anisotropy. Thus, we may assignthis anisotropy change mainly to the variation of the MEA.
However, the lattice mismatch between CFA and GaAs is
estimated to decrease about 5% based on the lattice changeof Co
2FeGe29and other FM metals30in this temperature
range. Therefore, the significant enhancement of Kjjmust
arise from the large variation of the C1andC2constants with
temperature. In addition to the strain, the interface bonding
may also contribute to Ku, but this contribution may have lit-
tle change with the temperature; therefore, we speculate thatthe variation of MEA contribution to K
uis larger than 45%.
In comparison with Ku,Kvdisplays a smaller variation with
temperature, and this indicates that B1has weaker tempera-
ture dependence than B2does.
As a summary of the above discussions, we may attrib-
ute the temperature influence on the magnetic anisotropiesmainly to the temperature dependence of C
1,C2,B1, and B2.
Although we are unaware of any report about the tempera-
ture dependence of these magneto-elastic coefficients inCFA, the parameter B
2in Fe was reported to increase about
45% with the temperature decreasing from 300 K to 80 K,and the change ratio of B1is smaller,31similar to the case of
the CFA film. Our results further indicate that the fourth
order magneto-elastic coefficient may have larger variation
with temperature than the second order one. Several theoreti-cal works pointed out that the pronounced change of the
magneto-elastic coefficients can only have its origin from
the perturbing influences of SOC.
32,33Although such SOC
perturbation may dramatically change the MEA energy, its
impact on the Gilbert damping ahas not been identified
previously.
We now turn to the discussion of the temperature de-
pendence of a. We obtain the effective damping aefffrom the
fitted precession decay rate Cat different fields, using
aeff¼2C=½cð2Hcos ðd/C0/ÞþH1þH2Þ/C138: (2)
Thus, obtained damping exhibits a maximum at the applied
field strength close to the anisotropy field values, as shown
in Fig. 4(a). This field dependence of aeffis mainly due to
the dephasing effect as a result of the inhomogeneous anisot-
ropy distribution.34The dephasing can be suppressed at
applied fields much stronger than the anisotropy fields,35
thus we can see that aeffremains almost constant for
H>7900 Oe, and this value can be regarded as the intrinsic
a. To improve the accuracy for determining the intrinsic a,
we average the values of aeffforH>7900 Oe and plot them
FIG. 3. Temperature dependence of the in-plane biaxial (a), uniaxial (b),
and out-of-plane uniaxial (c) magnetic anisotropy constants.FIG. 4. (a) Field dependence of the effective Gilbert damping parameter aeff
at different temperatures. (b) Temperature dependence of the intrinsic a
averaged from the values of aeffat H >7900 Oe in the inset of (a).072413-3 Yuan et al. Appl. Phys. Lett. 105, 072413 (2014)
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137.149.200.5 On: Sun, 30 Nov 2014 18:55:12as a function of the temperature in Fig. 4(b).36Thus obtained
aat 300 K has the value of /C240.0044, much smaller than that
obtained with the field applied perpendicular to the film,37
where the dephasing effect may not be completely sup-
pressed since the applied field is not strong enough to satu-
rate the magnetization. It can be seen from Fig. 4(b) that the
intrinsic ashows a slight increase of /C2410% as the tempera-
ture is lowered from 300 K to 80 K.
The increase of the intrinsic awith lowering temperature
was also observed in other FM metals,38and this enhance-
ment was thought to mainly arise from the reduction of the
electron phonon scattering rate 1/ s.39The magnetization pre-
cessions generate via SOC electron hole pairs which exist
for lifetime sbefore relaxing by lattice scattering. Because
the amount of the spin angular momentum dissipation to thelattice depends on how far from equilibrium the system gets,
the damping increases with longer sand they scale linearly
with each other. The first principle calculations performedby Gilmore and co-workers confirmed this tendency as a
result of the variation of 1/ sother than the temperature fluc-
tuations of SOC and density of states in Fe, Co, and Ni at thelow temperature regime where intra-band transitions domi-
nate.
40We therefore also attribute the reduction of 1/ swith
decreasing temperature in CFA as the dominant factor to theenhancement of the intrinsic a.
From the above discussions, we may conclude that the
large variation of strain induced spin-orbit coupling energyhas negligible influences on the intrinsic ain CFA. Since
both MCA and ahave the quadratic scaling with SOC
strength n, we may exclude the significant variation of nin
the temperature range of 80–300 K. Nevertheless, it was
found from the first-principles calculations that the magneto-
elastic coefficient may be very sensitive to the details of theband structure near the Fermi surface.
41In other words,
when there is a small change of the energy band in CFA as a
result of the temperature variation, it will have a great impacton the strain-induced MCA. In contrast, such small band
structure modulation associated with the slightly modified
spin-polarized band width, and spin and orbit moments mayhave little impact on the intrinsic Gilbert damping a.
In summary, we reveal distinctly different change ratios
of the MCA and awith temperature within 80–300 K in the
L2
1CFA film. The temperature dependence of magneto-
elastic coupling coefficients and electron scattering time are
the dominant factors for the variations of the MCA and a,
respectively, while the SOC strength in this temperature re-
gime has negligible variation. The CFA film may keep its
small Gilbert damping value nearly unchanged in spite of thelarge increasing of the strain-induced magneto-crystalline
energy, which is ideal for magnetic storage applications
based on STT strategy.
This work was supported by the National Natural
Science Foundation of China with Grants Nos. 61222407
and 51371052, NCET (No. 11-0119), and MOST of China
with Grants Nos. 2013CB922303 and 2011CB921801.
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28In Fig. 2(a), there are large discrepancies between the measured frequency
(solid dots) and fitted results (solid line) near 600 Oe at 80 K. These dis-crepancies may result from the fact that the external field of 600 Oe is just
around the switching field where the magnetization switches from near the
[1/C010] axis to near the easiest axis [110]. The real switching field, for
decreasing external field, may be larger than that determined from the
coherent rotation model, since a small fluctuation may cause the magnet-
ization to switch. Therefore, a discrepancy between the measured and fit-
ted precession frequencies may occur. Such discrepancy becomes morepronounced at lower temperature, because the magnetization orientation
change due to the switching becomes larger with the increasing uniaxial
and four-fold anisotropies.
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137.149.200.5 On: Sun, 30 Nov 2014 18:55:12phonon induced weak oscillations are superimposed on the damped spin
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ing value from the fitting process.
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137.149.200.5 On: Sun, 30 Nov 2014 18:55:12 |
1.4709727.pdf | Electromagnetic and absorption properties of urchinlike Ni composites at microwave
frequencies
T. Liu, P. H. Zhou, J. L. Xie, and L. J. Deng
Citation: Journal of Applied Physics 111, 093905 (2012); doi: 10.1063/1.4709727
View online: http://dx.doi.org/10.1063/1.4709727
View Table of Contents: http://scitation.aip.org/content/aip/journal/jap/111/9?ver=pdfcov
Published by the AIP Publishing
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131.111.164.128 On: Wed, 19 Aug 2015 11:36:27Electromagnetic and absorption properties of urchinlike Ni composites at
microwave frequencies
T. Liu, P . H. Zhou, J. L. Xie, and L. J. Deng
State Key Laboratory of Electronic Thin Films and Integrated Devices, University of Electronic Science
and Technology of China, Chengdu 610054, People’s Republic of China
(Received 23 November 2011; accepted 29 March 2012; published online 2 May 2012)
In this paper, nearly monodispersed urchinlike Ni powders were synthesized by a simple
hydrogen-thermal reduction method. Electromagnetic and absorption characteristics were theninvestigated at 0.5–18 GHz. The permeability spectra present four resonance peaks over the whole
frequency range. The resonance absorption property was discussed by fitting the permeability
spectrum using the well-known Landau-Lifshitz-Gilbert equation and Maxwell-Garnett mixing rule.Correspondingly, the magnetic loss of the first band observed is attributed to the natural resonance,
while the other three bands are considered to originate from non-uniform exchange resonance in the
permeability spectra. The maximum reflection loss can reach /C043 dB at about 10 GHz with 2 mm in
absorber thickness.
VC2012 American Institute of Physics .[http://dx.doi.org/10.1063/1.4709727 ]
I. INTRODUCTION
Nowadays, with the rapid advancements in wireless
communication, the high density of electromagnetic radia-
tions in our surroundings is becoming a serious problem.
The use of electromagnetic absorbers that absorb electro-magnetic radiations can handle this problem up to a certain
extent. Among all absorbers, magnetically soft metallic
materials may be potential candidates for microwave absorp-tion materials because their permeability remains high in the
gigahertz range due to high saturation magnetization. The
effect of hierarchical architecture on the electromagneticproperties of microwave absorber candidates is important for
absorption design. Although attentions have been paid to
the static magnetic characteristics of these assembledstructures,
1,2the effects of the superstructures, especially
hierarchical ones, on the microwave electromagnetic proper-
ties are rarely reported. The authors have studied the micro-wave electromagnetic properties of dendritic Co composites
previously.
3In this paper, urchinlike Ni powders have been
prepared by a simple hydrothermal reduction method. Alarge number of nanocones radiating from the surface may
exhibit significant impacts on polarization relaxation. The
purpose of this work is to explore the influence of urchinlikemicrostructure on the microwave electromagnetic and
absorption properties of Ni.
II. EXPERIMENT AND CHARACTERIZATION
A. Preparation of urchinlike Ni microstructures
The urchinlike Ni sample was synthesized via a facile
hydrothermal reduction route, as described in previouswork.
4In brief, all the reagents were of analytical grade and
used without further purification. First, 0.476 g NiCl 2/C16H2O,
1.95 g glycine, and 1.6 g NaOH were dissolved into 30 mlH
2O under sonication. Then, 5 ml of 80% N 2H4aqueous so-
lution was added dropwise into the mixture under simultane-
ous violently stirring for 10 min. The final mixture wastransferred into a teflon-lined stainless steel autoclave,sealed, and held at 160
/C14C for 24 h. Finally, the products
were collected by centrifugal settling and washed with abso-
lute alcohol and deionized water, and dried in vacuum fur-
nace at 55/C14C for 2 h.
B. Characterization
Morphology and structure of the samples were charac-
terized using a field emission scanning electron microscope
(FE-SEM, JEOL JSM-7600 F). X-ray diffraction (XRD) pat-terns of the samples were recorded by SHIMADZU XRD-
7000 x-ray diffractometer with Cu K
aat voltage of 40 kV
and a current of 30 mA. Magnetic hysteresis at room temper-ature of the sample was measured in magnetic fields between
/C010 and 10 kO
e, using Lakeshore 7300 vibrating sample
magnetometer (VSM). The urchinlike Ni/paraffin compositesample was prepared by randomly and homogeneously dis-
persing the 16.83 vol. % urchinlike Ni powders in paraffin
and was then pressed into toroidal shape with an inner diam-eter of 3.04 mm and outer diameter of 7 mm for microwave
measurements. The complex permittivity and complex per-
meability were calculated from the S-parameters measuredwith an Agilent 8720ET vector network analyzer with a
transverse EM mode in a frequency range of 0.5–18 GHz.
III. RESULTS AND DISCUSSION
A. Structural characterization
Figures 1(a)and1(b) indicate that the samples consist of
urchinlike spheres with diameter of 0.5–2 lm. Such spheres
are in fact built from nanocones with diameters of
50–150 nm at the root and lengths of 100–500 nm from the
root to the tip. All XRD peaks in Fig. 1(c) can be clearly
indexed as Ni with face centered cubic (fcc) structure. The
average crystal size of urchinlike Ni particles is about
29.4 nm, according to the Sherrer formula at the main XRDpeaks (2 h¼44.5
/C14). It can be seen in Fig. 1(d) that the value
of the saturation magnetization ( Ms) of the urchinlike Ni is
54.1 emu/g, close to bulk Ni (55 emu/g) at room temperature.
0021-8979/2012/111(9)/093905/5/$30.00 VC2012 American Institute of Physics 111, 093905-1JOURNAL OF APPLIED PHYSICS 111, 093905 (2012)
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131.111.164.128 On: Wed, 19 Aug 2015 11:36:27B. Complex permittivity
Figure 2(a) shows the frequency dependence of the real
part ( e0) and imaginary part ( e00) of the relative complex per-
mittivity in the 0.5–18 GHz range. It demonstrates that e0of
the sample shows variations ( e0¼15:561:5) in the whole
frequency range. Meanwhile, e00is almost constant ( e00¼2)
in the 0.5–6 GHz range but has a remarkable increase over6 GHz. It goes without saying that the specific surface area
of urchinlike structure increase with developing nanocones,
so a large area of interfaces is formed between urchinlike Nifillers and paraffin matrix. Hence, the interface polarizability
is one of the important factors contributing to the obvious
frequency-dependent dielectric response,
5similar to the den-
dritic Co structure.3
C. Complex permeability
The real part ( l0) and the imaginary part ( l00) of the rela-
tive permeability are plotted in Fig. 2(b). It reveals that the
values of l0decrease from 1.8 to 0.8 gradually with increasing
frequency. As to the l00-fspectrum, clearly, four resonance
FIG. 1. FE-SEM images of the as-
synthesized urchinlike Ni at low magni-
fication (a) and high magnification (b).
(c) The XRD pattern of urchinlike Ni.
(d) Magnetization hysteresis loops meas-
ured at room temperature.
FIG. 2. Frequency dependences of effective permittivity (a) and permeability (b) of the composites with 16.83 vol. % of urchinlike Ni particles.093905-2 Liu et al. J. Appl. Phys. 111, 093905 (2012)
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131.111.164.128 On: Wed, 19 Aug 2015 11:36:27absorption peaks are observed, which are denoted as P1, P2, P3,
and P4, respectively. Actually, m ulti-resonance is still a subject
of controversy. The most accepted one may be relevant to thepresent observations of the non-uniform exchange resonance
mode,
6which is attributed to the small size effect of nanocrys-
talline structure, surface effe ct, and spin wave excitations.7–9
The eddy current loss contribution to the imaginary part perme-
ability is related to thickness (d) and the electric conductivity
(r) of the composites: l00ðl0Þ/C02f/C01¼2pl0d2r,10where l0is
the permeability of vacuum. The calculated evolution
l00ðl0Þ/C02f/C01with frequency is plotted in Fig. 3.I ft h e
observed magnetic loss only results from eddy current loss,the value l
00ðl0Þ/C02f/C01should be constant. As we can see,
however, the value of l00ðl0Þ/C02f/C01for the sample varies
drastically in the whole frequency range, meaning that theeddy current loss is suppressed in the measured frequency
range. As far as measure method is concerned, generally
speaking, dimensional resonance on coaxial line related tothe thickness of sample in microwave test is one of the main
reasons of measurement inaccuracy. We calculate possible
resonance frequencies associated with the dimensional reso-nance. Figure 4demonstrates the relationship between the
wavelength of electromagnetic wave entering the sample andfrequency in the 0.5–18 GHz range. If the thickness of sam-
ple equals to an integer multiple of half the wavelength, the
dimensional resonance can be excited, namely
d¼
k
2nðn¼1;2;3…Þ; (1)
where dandkdenote the thickness of sample and the wave-
length of electromagnetic wave entering the sample, respec-
tively. According to Fig. 4, the wavelength minimum is
4.72 mm. If the physics origin of the peaks is the dimensionalresonances, dis at least 2.36 mm. However, the thickness of
real sample is 1.71 mm; hence we can exclude the dimen-
sional resonances and the peaks most probably are ferromag-netic origin. Moreover, multiple resonance behaviors also
have been observed in the composites with Co microflowers
fillers due to the natural and exchange resonances in Ref. 11.
D. Study on magnetic loss mechanism
To further understand our experimental results, the reso-
nance spectrum will be fitted as a linear superposition of the
overlapped peaks P1, P2, P3, and P4. In order to simplify thecalculation method of intrinsic permeability, the urchinlike
Ni could be regarded as isotropic particulates. Hence, the
intrinsic permeability of urchinlike Ni homogeneously dis-persed in paraffin matrix can be obtained
12
li¼1þ2
3xmðx0þiaxÞ
ðx0þiaxÞ2/C0x2; (2)
where xm¼cMs,x0¼cHe.candHedenote the gyromag-
netic factor and effective anisotropy field, respectively. Then
the resonance peaks P1, P2, P3, and P4 could be separatedfrom each other by fitting Landau-Lifshitz-Gilbert (LLG)
equation as
13,14
li¼1þX4
i¼1Ii2
3xmðx0þiaxÞ
ðx0þiaxÞ2/C0x2"#
; (3)
where Iiis the intensity of the peak.
FIG. 3. The l00ðl0Þ/C02f/C01values for mixture sample as a function of frequency.
FIG. 4. Frequency dependence of the wavelength of electromagnetic wave
entering the urchinlike Ni composites.
FIG. 5. The experimental curves and fitting curves of the imaginary partand real part of the effective permeability.093905-3 Liu et al. J. Appl. Phys. 111, 093905 (2012)
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131.111.164.128 On: Wed, 19 Aug 2015 11:36:27For the composites consisting of urchinlike Ni randomly
and uniformly distributed in paraffin matrix, the effectivepermeability is isotropic and given as
15
leff¼lmþflmli/C0lm
lmþ1/C0f
fc/C18/C1913ðl
i/C0lmÞ; (4)
where liandlmare the permeability of inclusion and ma-
trix; fandfcare the volume fraction of urchinlike Ni and
percolation threshold, respectively. LLG equation (Eq. (3))
and modified Maxwell-Garnett mixing rule (Eq. (4))a r e
used to calculate the intrinsic permeability and effective
permeability, respectively. Figure 5demonstrates the ex-
perimental curves and calculated curves of effective perme-
ability. First, the four resonance peaks in the l00-fcurve
over 0.5–18 GHz are fitted. Then the l0-fcurve is calculated
using the obtained fitting param eters. All the fitting parame-
ters are listed in Table I.
The magnetocrystalline anisotropy field H0¼4jK1j=
ð3l0MsÞ, the anisotropic coefficient ( K1) for the fcc-type
bulk nickel is about /C05/C2103J/m3,16soH0is about 140 Oe,
which is small compared to Heof P1 band. To check the
mechanism of P1, the Kittel equation17is adopted to calcu-
late the natural resonance frequency ( fr) and the shape anis-
tropy could be ignored. When using H0instead of Heand
taking the damping factor ( a) into account, the frequency
(fmax) at which the l00maximum appears is given by
2pfr¼cH0ffiffiffiffiffiffiffiffiffiffiffiffiffi
1þa2p ;fmax¼frffiffiffiffiffiffiffiffiffiffiffiffiffi
1þa2p : (5)Thus, the calculated resonance frequency should be around
several hundreds of megahertz. Because of the existence of
nanocones, the anisotropy energy will be significantlyincreased due to the enhanced surface anisotropy, according
to a simple model ( K
eff¼Kvþ6Ks=d).18KvandKsrefer to
the volume and surface contributions to anisotropies, respec-tively. In addition, H
eis markedly influenced by the follow-
ing factors: lattice defects, interior and magnetic exchange
coupling, and so on.18,19Consequently, the actual value of fr
could be obviously higher. Toneguzzo et al.20have sug-
gested that the natural resonance occurs at a lower frequency
than the exchange resonance. In this case, consequently, thefirst resonance band P1 can be ascribed to the natural reso-
nance. For exchange model, the exchange resonance fre-
quencies ( f
ex) are calculated by6
2pfex
r¼Heff¼HeþCl2
kn
R2Ms; (6)
where Cis the exchange constant (C ¼2/C210/C07erg/cm);21
R is the crystal size; lknare the roots of the differential
spherical Bessel function ( lkn¼l10,l14, and l15for P2, P3,
and P4, respectively). According to fmax¼fex=ffiffiffiffiffiffiffiffiffiffiffiffiffi
1þa2p
, the
calculated values of fmax are 4.32 GHz, 6.01 GHz, and
7.84 GHz, which accord with the fitted fmaxvalues of P2
(4.08 GHz), P3 (5.59 GHz), and P4 (7.68 GHz), respectively.
Therefore, the exchange resonance mode is proven valid inexplaining the resonance mechanism of P2, P3, and P4.
E. Electromagnetic wave absorption properties
The reflection loss (RL) curves are calculated from the
relative permeability and permittivity measured at the givenfrequency and thickness of an absorber according to the
transmission theory. Figure 6shows the relationship between
the RL and the frequency for the urchinlike Ni dispersed inparaffin matrix in the 0.5–18 GHz range. The frequency for
RL exceeding /C010 dB is in the 5–16 GHz range with a thick-
ness from 1.5 to 2.5 mm, while the frequency for RL exceed-ing/C020 dB is in the 9.5–10.5 GHz and 12.5–14 GHz with a
thickness 2 mm and 1.5 mm, respectively.
FIG. 6. Frequency dependency of the microwave RL of the urchinlike Ni
dispersed in paraffin with various thickness.
FIG. 7. Frequency dependence of the dielectric- and magnetic-loss factorsof urchinlike Ni dispersed in paraffin.TABLE I. Fitting parameters for permeability dispersion spectra.
Peak Heff(Oe) Ia f c
P1 628.32 0.90 0.74
P2 1507.96 0.34 0.26 0.20P3 2010.62 0.16 0.12P4 2764.60 0.16 0.12093905-4 Liu et al. J. Appl. Phys. 111, 093905 (2012)
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131.111.164.128 On: Wed, 19 Aug 2015 11:36:27Compared to the dielectric-loss, the magnetic-loss factor
exhibits higher values at low (0.5–8 GHz) and lower value at
high (13–18 GHz), respectively, as shown in Fig. 7. In par-
ticular, it can be seen that the optimal RL reach /C043 dB at
about 10 GHz (Fig. 6), perfectly consistent with the fre-
quency corresponding to the same value of dielectric lossfactor and magnetic loss factor.
IV. CONCLUSIONS
In summary, urchinlike Ni powders have been prepared
by a facile hydrothermal reduction method. The microwavecharacterization of urchinlike Ni/paraffin composites is ana-
lyzed in the frequency range of 0.5–18 GHz and four reso-
nance behaviors are detected. The combination of themodified LLG equation and Maxwell-Garnett mixing rule is
used to predict the effective permeability spectrum of com-
posites. The agreement of the fitted and calculated resultsreveals the coexistence of natural and exchange resonances.
The excellent microwave-absorption properties are a conse-
quence of a proper electromagnetic match and strong multi-resonance peaks.
ACKNOWLEDGMENTS
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1.1453358.pdf | Recording physics of perpendicular recording with single layered medium and ring
head
K. J. Lee , Y. S. Kim , E. S. Kim , Y. H. Im , K. M. Lee , J. W. Kim , B. K. Lee , H. S. Oh , K. Y. Kim , N. Y. Park , and T.
D. Lee
Citation: Journal of Applied Physics 91, 8700 (2002);
View online: https://doi.org/10.1063/1.1453358
View Table of Contents: http://aip.scitation.org/toc/jap/91/10
Published by the American Institute of PhysicsRecording physics of perpendicular recording with single layered medium
and ring head
K. J. Lee,a)Y. S. Kim, E. S. Kim, Y. H. Im, K. M. Lee, J. W. Kim, B. K. Lee, H. S. Oh,
K. Y. Kim, and N. Y. Park
Storage Laboratory, Samsung Advanced Institute of Technology, P.O. Box 111, Suwon, Korea
T. D. Lee
Department of Materials Science and Engineering, KAIST, 373-1, Taejon, Korea
In this article, the recording physics of a ring head with a single layered perpendicular medium
~Ring/SL !is studied and the results are compared with a single pole head with a double layered
perpendicular medium ~SPT/DL !by using various simulations and experiments. The Ring/SL has
much lower effective medium coercivity than the SPT/DL due to the substantial longitudinal fieldcomponent of ring head and the incoherent rotation mode of medium magnetizations. Furthermore,switching time of the Ring/SL is estimated as only 10% ;30% of the SPT/DL. In the Ring/SL, the
head field gradient of 40 Oe/nm is enough for maximizing SNR.The Ring/SLshows very low noisecharacteristics especially at high linear density. The signal output of the Ring/SLis smaller than theSPT/DL, but it is large enough to be detected. Therefore, it can be concluded that the combinationof single layered perpendicular medium and ring head is highly promising for ultrahigh densityrecording. © 2002 American Institute of Physics. @DOI: 10.1063/1.1453358 #
Perpendicular magnetic recording is a promising candi-
date beyond longitudinal magnetic recording because it hasbetter thermal stability at high linear density and can be usedwith a smaller writing field than in longitudinal type.
1,2There
are two possible combinations in perpendicular recordingtechnology. One is a combination of a single pole head and adouble layered medium ~SPT/DL !and the other is a combi-
nation of a ring head and a single layered medium ~Ring/SL !.
So far the Ring/SL has been considered as an inadequateapproach to perpendicular recording because of its smallerhead field, output signal, and field gradient compared withthose of the SPT/DL. However, the SPT/DL has a lot oftechnical problems, such as large medium noise, spike noise,antenna effect, etc.
We have reported 1000 kFCI recording with carrier-to-
noise ratio ~CNR!of 25 dB by using the Ring/SL, where we
could observe very small signal reduction with increasinglinear density around the 1,000 kFCI.
3Therefore, we
strongly believe that the possibility of the Ring/SL for ultra-high density recording should be seriously reconsidered.
In this work, the recording physics of the Ring/SL are
studied by using various simulations and experiments. Wefocus especially on three well-known weak points of theRing/SL: small head field, slant head field gradient, andsmall output signal.
Micromagnetic simulations have been performed to in-
vestigate effective medium coercivity and magnetizationswitching time in the Ring/SL and the SPT/DL. A recordinglayer is modeled by 10 310 tetragonal shaped grains.To con-
sider the incoherent rotation mode properly, each grain issubdivided into 4 34325 cubic cells, each with a volume of
2n m
3. Easy axes are tilted 1° off the film thickness direction.
The adopted magnetic parameters are as follows: saturationmagnetization Ms5250 emu/cm3, damping constant a
50.05, exchange constant within grains Aex51
31026erg/cm, zero exchange constant across grain bound-
aries. Uniaxial anisotropy Kuis varied from 1 3106to 4
3106erg/cm3.
The Lindholm head field is used as the ring head field.
We assume that the SPT head produces only a perpendicularfield and a four times larger maximum field magnitude thanthe ring head due to the soft underlayer. The writing processis simulated by applying a pulsed type head field on therecording layer with remanent state. Effective coercivity isdefined as the smallest head field magnitude to reverse me-dium magnetizations at the medium center. Switching time isdefined as the elapsed time of the magnetization reversal.The time evolution of the magnetization is obtained by inte-grating the Landau–Lifshitz–Gilbert equation.
The newly developed 2D Preisach model
4is used to
study the effect of the head field gradient on read/write char-acteristics. Precise description and validity of this modelwere well described in Ref. 4, in which the calculated wave-form showed excellent coincidence with the measuring one.
For experimental measurements, a single layered me-
dium ~CoCrX/Ti/Pt !and a double layered medium ~CoCrX/
Ti/NiFe !are prepared. Coercivity and squareness of the
CoCrX are 3000 Oe and 0.7, respectively. Read/write char-acteristics are investigated by using Guzik RWA2585. In theGuzik test, a ring head with track width of 0.45
mm and
write gap of 0.15 mm is used for writing. Flying height and
head-medium velocity are 20 nm and 10 m/s, respectively.Amerged magnetoresistive ~MR!head with shield-to-shield
spacing of 0.11
mm and read track width of 0.35 mm is used
to measure readback signal and noise.
Magnetization reversal in the medium of the Ring/SL
system shows very oscillatory behavior, while that in theSPT/DL shows small oscillations and monotonic decay @Fig.
a!Electronic mail: leekj@sait.samsung.co.krJOURNAL OF APPLIED PHYSICS VOLUME 91, NUMBER 10 15 MAY 2002
8700 0021-8979/2002/91(10)/8700/3/$19.00 © 2002 American Institute of Physics1~a!#. This difference arises from the longitudinal field com-
ponent and the rotation mode. To find the rotation mode, weuse one grain’s exchange energy normalized by 180° wallenergy @E
W54Agrain(AexKu)1/2, whereAgrainis the area of
the grain’s basal plane #as an index because it can measure
degree of nonuniformity of magnetizations during rotation.5
Magnetizations of the medium in the Ring/SL follow an in-coherent mode while those in the SPT/DL follow a coherentmode @Fig. 1 ~b!#. In the Ring/SL, the magnetization near the
top surface of a grain is reversed first and then the rest isreversed @inset of Fig. 1 ~a!#. The incoherent mode results
from nonuniform distribution of perpendicular and longitu-dinal components of the ring head along the medium’s thick-ness direction @inset of Fig. 1 ~b!#.
Switching time of medium magnetization
tin the
Ring/SL is less than 0.5 ns and is only 10%–30% of theSPT/DL @Fig. 2 ~a!#. This indicates the Ring/SL is more at-
tractive for high data rate recording than the SPT/DL. Effec-tive medium coercivity, H
C,effof the Ring/SL is about 0.4 Hk
while that of the SPT/DL is almost same as Hk@inset of Fig.
2~a!#, where the Hkis the anisotropy field of the medium. A
distinguishing feature of the ring head is the substantial lon-gitudinal component. The longitudinal components exertlarge torque on spins, and therefore the
tandHC,effof the
Ring/SL are significantly reduced.
Another origin of the smaller tandHC,effin the Ring/SL
is the incoherent rotation mode. We made an approximateestimation to find the contribution of the incoherent mode totheH
C,effreduction of the Ring/SL. If an external field is
applied to a single domain particle with tilting angle of uh
and the rotation mode is coherent, coercivity of the particlecan be calculated from H
c/Hk5sinucosuand cos( uh2u)
50 where uis angle between magnetization and easy axis.6
In our case the average angle between the easy axis and the
ring head field is 40° @5tan21(0.678/0.555) #, since relative
values of thickness-averaged perpendicular and longitudinalfield components are 0.678 and 0.555, respectively @inset of
Fig. 1 ~b!#. Consequently, the coercivity of the single domain
particle is 0.49 H
k. There is 0.09 Hkdifference between the
0.4Hk~HC,effof the Ring/SL !and 0.49Hk, which is the con-
tribution of the incoherent mode to the HC,effreduction of the
Ring/SL. It should be noted that our simulations have beenperformed at zero temperature. If a thermal effect is consid-
ered, the tandHC,effof the Ring/SL are further lowered due
to the incoherent mode in which the thermal activation vol-ume must be smaller than the grain volume.
The minimum magnetomotive force to switch magneti-
zations with varying medium anisotropy is shown in Fig.2~b!. TheK
uvalues in square boxes indicate the top limit of
the medium anisotropy that can be recorded when BSof
write head is 1.6 T. The writing ability of the Ring/SL isabout 62% ~52.18/3.55 !of the SPT/DLwhen head-medium
spacing ~HMS !is 40 nm. When the HMS is reduced to 20
nm, the writing ability of the Ring/SL is 83% ~52.94/3.55 !
of the SPT/DL.
By using the modified Preisach model, the writing pro-
cess is simulated with a varying head field gradient at thetrailing pole of a ring head from 9 to 100 Oe/nm.As the fieldgradient becomes larger than 40 Oe/nm, the pulse width at50% threshold ~PW
50) of the Ring/SL converges @Fig. 3 ~a!#.
We have reported that the perpendicular head field strengthand its gradient could be improved by trimming the top poleedge of a conventional ring head.
7A finite element method
~FEM!calculation shows that the perpendicular field gradi-
ent of a ring head increases significantly with trimmed thick-ness@inset of Fig. 3 ~a!#. When the total thickness of the top
pole is 3.0
mm the field gradient of 40 Oe/nm can be ob-
tained by 2.75 mm trimming.
For the experimental Guzik test of the Ring/SL, two dif-
ferent ring heads are prepared. One is a conventional ringhead without trimming and the other is a modified ring headtrimmed by 2.5
mm using focused ion beam etching.To com-
pare the Guzik test with simulation, field gradients of the twoheads are calculated by FEM: the field gradient of the con-ventional ring head is 9 Oe/nm and that of the 2.5
mm trim-
ming head is 25 Oe/nm.
Figure 3 ~b!and its inset show the experimental and
simulation results, respectively. Both track-averaged ampli-tude and noise voltage ( V
noise) increase with field gradient.
This means that the main noise of the Ring/SL is not thetransition noise. If it is the transition noise, the noise mustdecrease with increasing field gradient because the jitter sizeis inversely proportional to the field gradient in a transitionnoise dominant system such as the SPT/DL.
8
FIG. 1. Switching dynamics of magnetizations in Ring/SL and SPT/DL: ~a!
magnetization decay with time evolution and ~b!variations of exchange
energy in a grain with time evolution. Inset of ~a!showsMdistribution in a
grain during switching when ^MZ&is zero. Inset of ~b!shows variations of
normalized perpendicular and longitudinal components of the ring headalong medium thickness at position of maximum perpendicular field.
FIG. 2. Switching time and effective coercivity of the Ring/SLand SPT/DL:~a!switching time with varying anisotropy field of medium and ~b!mini-
mum magnetomotive force for full switching of magnetizations versus me-dium anisotropy. Inset of ~a!shows the effective coercivity versus anisot-
ropy field of medium.8701 J. Appl. Phys., Vol. 91, No. 10, 15 May 2002 Lee
et al.Interestingly, Vnoiseof the Ring/SL decreases with in-
creasing linear density. This noise reduction indicates thedc-erase noise is the main noise of the Ring/SL.The dc-erasenoise is dependent only on magnetization fluctuation innerbits. It can be reduced by magnetostatic interactions betweenneighboring bits, especially at high linear density.
Figure 4 shows the effect of field gradient on SNR in the
Ring/SL. We can obtain higher SNR with the trimmed head.A steep field gradient is more effective to enhance SNR at ahigher linear density. However, the dependency of SNR onfield gradient is almost saturated for all linear densities whenthe field gradient is larger than 40 Oe/nm.
The calculated MR sensitivity function
4of the SLshows
smaller amplitude and narrower width at the read gap centerthan the DL ~inset of Fig. 5 !. Although it depends on flying
height, magnetic property of the soft underlayer, and MRhead geometry, the DLshows 50% larger amplitude and 25%broader width than the SL in our calculation. This indicatesthat the SL shows a smaller signal output but better resolu-
tion than the DL. It should be noted that the base line of thesensitivity function for the DL is not zero. In the DL, mag-netization positioned far from the MR sensor can affect read-ing signal through the high permeable soft underlayer.This isthe origin of low frequency noise of the DL. By Fouriertransformation of the MR sensitivity functions, we can di-rectly compare the noise spectra between the SL and the DL~Fig. 5 !. Both calculation and experiment show that the DL
has larger low frequency noise. Since the experimental noisespectrum is measured after 50 kFCI recording, it should in-clude medium noise.Therefore, the discrepancy between cal-culation and experiment of the DL indicate that the DL haslarger medium noise than the SL.
Therefore, it can be said that both signal and noise of the
Ring/SL are intrinsically smaller than those of the SPT/DL.Furthermore, the SLshows better reading resolution. Smallersignal output in the Ring/SLis not a crucial demerit. Even inthe Ring/SL, signal amplitude is sufficiently large to be de-tected since the Mrtof perpendicular medium is larger than
that of longitudinal one.
ACKNOWLEDGMENTS
The authors would like to thank Dr. K. Ouchi ofAIT for
assisting the media preparation, and the advanced group ofReadRite Corp. for supporting head fabrication.
1M. Futamoto, Y. Honda, Y. Hirayama, K. Itoh, H. Ide, and Y. Maruyama,
IEEE Trans. Magn. 32, 3789 ~1996!.
2N. Honda, and K. Ouchi, IEEE Trans. Magn. 33, 3097 ~1997!.
3K. M. Lee, J. W. Kim, K. J. Lee, B. K. Lee, and N.Y. Park, Digests of the
International Conference on Materials for Advanced Technologies ~IC-
MAT 2001 !, Singapore, 1–6 July 2001, E4-02.
4K. J. Lee, Y. H. Im, Y. S. Kim, K. M. Lee, J. W. Kim, N. Y. Park, G. S.
Park, and T. D. Lee, J. Magn. Magn. Mater. 235, 398 ~2001!.
5D. Suess, T. Schrefl, and J. Fidler, IEEE Trans. Magn. 37,1 6 6 4 ~2001!.
6B. D. Cullity, Introduction to Magnetic Materials ~Addison-Wesley, Read-
ing, MA, 1972 !, Chap. 9.
7E. S. Kim,Y. H. Im,Y. S. Kim, K. J. Lee, K. M. Lee, and N.Y. Park, IEEE
Trans. Magn. 37, 1382 ~2001!.
8K. Miura, H. Muraoka, and Y. Nakamura, IEEE Trans. Magn. 37, 1926
~2001!.
FIG. 3. Effects of the field gradient on ~a!PW50~simulation !, and ~b!output
signal and noise voltage ~GUZIK test !in the Ring/SL. Inset of ~a!shows
variations of the field gradient with varying trimmed thickness ~FEM calcu-
lation !where total thickness of top pole is 3 mm. Inset of ~b!shows simu-
lation results for same condition as Fig. 3 ~b!.
FIG. 4. Effect of the field gradient on SNR in the Ring/SL: ~a!GUZIK test
and~b!simulation. The vertical axis of ~b!is normalized by SNR at a field
gradient of 9 Oe/nm.
FIG. 5. Noise spectra of perpendicular media ~GUZIK test and calculation !.
Inset shows the calculated MR sensitivity functions. Signal peaks ~50 kFCI !
are removed from the measured spectra for clarity.8702 J. Appl. Phys., Vol. 91, No. 10, 15 May 2002 Leeet al. |
1.4985119.pdf | Static and dynamic magnetic properties of FeMn/Pt multilayers
Ziyan Luo , Yumeng Yang , Yanjun Xu , Mengzhen Zhang , Baoxi Xu , Jingsheng Chen , and Yihong Wu
Citation: Journal of Applied Physics 121, 223901 (2017); doi: 10.1063/1.4985119
View online: http://dx.doi.org/10.1063/1.4985119
View Table of Contents: http://aip.scitation.org/toc/jap/121/22
Published by the American Institute of Physics
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Journal of Applied Physics 121, 224103 (2017); 10.1063/1.4985069Static and dynamic magnetic properties of FeMn/Pt multilayers
Ziyan Luo,1Yumeng Y ang,1Y anjun Xu,1,2Mengzhen Zhang,3Baoxi Xu,2Jingsheng Chen,3
and Yihong Wu1,a)
1Department of Electrical and Computer Engineering, National University of Singapore, 4 Engineering
Drive 3, Singapore 117583, Singapore
2Data Storage Institute, A*STAR (Agency for Science, Technology and Research), 2 Fusionopolis Way,
08-01 Innovis, Singapore 138634, Singapore
3Department of Materials Science and Engineering, National University of Singapore, Singapore 117575
(Received 26 February 2017; accepted 25 May 2017; published online 8 June 2017)
Recently, we have demonstrated the presence of spin-orbit torque in FeMn/Pt multilayers which,
in combination with the anisotropy field, is able to rotate its magnetization consecutively from 0/C14
to 360/C14without any external field. Here, we report on an investigation of the static and dynamic
magnetic properties of FeMn/Pt multilayers using the combined techniques of magnetometry, fer-
romagnetic resonance, inverse spin Hall effect, and spin Hall magnetoresistance measurements.
The FeMn/Pt multilayer was found to exhibit ferromagnetic properties, and its temperature depen-dence of saturation magnetization can be fitted well using a phenomenological model by including
a finite distribution in Curie temperature due to subtle thickness variations across the multilayer
samples. The non-uniformity in static magnetic properties is also manifested in the ferromagneticresonance spectra, which typically exhibit a broad resonance peak. A damping parameter of
around 0.106 is derived from the frequency dependence of ferromagnetic resonance linewidth,
which is comparable to the reported values for other types of Pt-based multilayers. Clear inversespin Hall signals and spin Hall magnetoresistance have been observed in all samples below the
Curie temperature, which corroborate the strong spin-orbit torque effect observed previously.
Published by AIP Publishing. [http://dx.doi.org/10.1063/1.4985119 ]
I. INTRODUCTION
Multilayer structures consisting of ultrathin nonmag-
netic (NM) layers, particularly, Pt and Pd, and ferromagnetic(FM) layers such as Co and Fe, have been of both fundamen-
tal and technological interest since the late 1980s.
1When the
thicknesses of both NM and FM layers are controlled within
a certain range, typically less than 1.5 nm, the multilayer as a
whole exhibits ferromagnetic properties with dominantlyperpendicular magnetic anisotropy (PMA). Some of these
multilayer films have already been applied in magneto-optic
recording
2and more recently also in magnetic tunnel junc-
tions as part of the reference layer.3,4Stimulated by earlier
work on proximity effect at the FeMn and Pt interface,5we
have recently carried out a systematic study of FeMn/Pt mul-
tilayers.6,7Despite the fact that FeMn is an antiferromagnet
(AFM), FeMn/Pt multilayers with ultrathin FeMn and Pt
layers ( <1 nm) were found to exhibit global FM ordering
with in-plane magnetic anisotropy. A large field-like spin-orbit torque (SOT) was found to be present in the multilayer
when a charge current flows through it.
7Quantification of
the SOT strength was carried out by varying the thicknesses
of both FeMn and Pt systematically, and the results corrobo-
rate the spin Hall effect (SHE) scenario, i.e., spin current isgenerated and absorbed by the multilayer, thereby generating
the SOT. We have further demonstrated that the SOT is able
to rotate the magnetization of FeMn/Pt multilayers by 360
/C14
without any external field. These results demonstrate clearlythe potential of FeMn/Pt multilayers in memory and sensor
applications.
In order to gain further insights into the SOT genera-
tion mechanism in FeMn/Pt multilayers, in this paper, we
report on ferromagnetic resonance (FMR), inverse spinHall effect (ISHE), and spin Hall magnetoresistance (SMR)studies of multilayer samples, which exhibit a clear SOTeffect. Before proceeding to dynamics studies, the staticmagnetic properties of the multilayers were characterizedusing magnetometry at variable temperatures. Specialemphasis was placed on the understanding of the tempera-ture dependence of the saturation magnetization. From thefitting of the experimental dat a using different models, it is
found that the multilayers exhibit the characteristic of
three-dimensional Heisenbe rg universality class with a
finite Curie temperature distribution. This correlates wellwith the large linewidth of resonance peaks observed inboth FMR and ISHE. A large damping parameter ( /C240.106)
is derived from the frequency dependence of the FMR,which is comparable to the values reported previously forother types of Pt-based multi layers. The observation of
both ISHE and SMR suggests the presence of spin currentgeneration/absorption processes, corroborating the strong
SOT effect observed previously. The role of asymmetric
FeMn/Pt and Pt/FeMn interfaces in generating the SOT isdiscussed for samples with relatively thick FeMn and Ptlayers, whereas for samples with ultrathin Pt as well as co-sputtered samples, extrins ic SHE/ISHE may play a more
important role.
a)Author to whom correspondence should be addressed: elewuyh@nus.edu.sg
0021-8979/2017/121(22)/223901/10/$30.00 Published by AIP Publishing. 121, 223901-1JOURNAL OF APPLIED PHYSICS 121, 223901 (2017)
II. EXPERIMENTAL
[FeMn( tFeMn)/Pt(tPt)]nmultilayers (here ndenotes the
repeating period) with different FeMn and Pt thicknessest
FeMn andtPtwere prepared on SiO 2/Si substrates by magne-
tron sputtering with a base pressure of 2 /C210/C08Torr and a
working pressure of 3 /C210/C03Torr, respectively. The nomi-
nal composition of Fe:Mn is 50:50. The structural propertiesof the multilayers were characterized using both X-ray dif-
fraction (XRD) and X-ray reflectivity (XRR) analysis.
Magnetic measurements were carried out using a QuantumDesign vibrating sample magnetometer (VSM) with the sam-ples cut into a size of 2 mm /C22 mm. The FMR measure-
ments were performed at room temperature via a coplanarwaveguide (CPW), designed to have an impedance of 50 X
within a broad frequency range up to 20 GHz. The wave-
guide, 5 mm long, has a signal line of 150 lm and a signal to
ground line spacing of 20 lm. The two signal lines of the
CPW were connected to a Vector Network Analyzer (VNA)via high-frequency probes. The FMR spectra were obtainedby placing a 2 mm /C22 mm sample directly on the CPW
with sample surface facing down and taking readings of
theS
21signal while sweeping a DC magnetic field in the
signal line direction. For ISHE measurements, the sampleswere patterned into Hall bars with a lateral dimension of2000 lm/C2120lm by combined techniques of photolithog-
raphy, sputtering deposition, and lift-off. Following the Hallbar fabrication, a 100 nm SiO
2insulating layer was deposited
to isolate electrical conduction between the waveguide and
the multilayer with the contacts to the Hall bar uncovered for
subsequent electrical measurements. The last step was todeposit a 150– lm wide and 200-nm thick Cu coplanar wave-
guide and four 500 lm/C2500lm contact pads. The same
Hall bar was used to measure the SMR, which was obtainedby rotating the samples under a constant field of 30 kOe inthexy,yx, and zxplanes, respectively.
III. RESULTS AND DISCUSSION
A. Structural properties
The as-deposited multilayers were characterized using
both high-angle XRD and small-angle XRR. Figure 1shows
the XRD pattern of Pt(1)/[FeMn(0.6)/Pt(0.4)] 10, covering the
range of bulk fcc Pt (111) peak at 39.8/C14and bulk fcc FeMn
(111) peak at 43.5/C14, using the Cu K aradiation ( k¼1.541 A ˚).
Here, the number and symbols inside the parentheses denotethe thickness of individual FeMn and Pt layers in nm.I n
order to prevent oxidation, all the samples, unless otherwise
stated, were all covered by a 1 nm Pt capping layer. As canbe seen from the figure, the diffraction pattern is dominatedby the main peak at 40.5
/C14– 40.6/C14, which falls between the
bulk Pt (111) and FeMn (111) peaks. This suggests that themultilayer is (111) textured and its lattice spacing is the aver-
age of those of Pt and FeMn, though it is more dominantly of
Pt characteristic. The FeMn (111) peak is almost at the samelevel of the baseline, which is presumably caused by thecombined effect of ultrathin thickness, interface mixing, andsmall scattering cross sections of Fe and Mn as compared toPt. Similar phenomena have also been observed in Co/Ptmultilayers, in which the peak position is near that of Pt and
increases with increase in the Co thickness.
8–10The small-
angle XRR was measured with an incident angle in the rangeof 0
/C14–1 0/C14with a step of 0.02/C14. Figure 2shows the XRR of
a multilayer with a structure: Pt(1)/[FeMn(0.6)/Pt(0.6)] 30
and another co-sputtered sample, i.e., Pt and FeMn were
deposited simultaneously using the same deposition time and
power. The n¼1 Bragg maximum corresponding to a period
of 1.06 nm (about 20% smaller than the nominal values) isclearly observed in the spectrum of the multilayer sample
(red solid line). In contrast, only thickness induced fringes
are observed in the spectrum of the co-sputtered sample(blue dotted line). The result demonstrates that the multilayer
has a well-defined periodicity.
B. Magnetic properties
All the multilayers with tFeMn<0.8 nm and tPt<1n m
exhibit ferromagnetic properties with in-plane magnetic
anisotropy. The Curie temperature ( TC) varies from 250 K to
380 K, depending on both the total and individual layer
thicknesses. Figure 3(a) shows the hysteresis loop of Pt(1)/
[FeMn(0.6)/Pt(0.3)] 10at 50 K and 300 K, respectively. The
coercivity at 50 K is around 240 Oe, but it decreases rapidly
to about 1 Oe at 300 K. Such kind of behavior is typical of
samples exhibiting FM properties above room temperature(RT). Figure 3(b) shows the saturation magnetization as a
function of the temperature ( M-T) with the FeMn layer thick-
ness ( t
FeMn) fixed at 0.6 nm and Pt layer thickness ( tPt) rang-
ing from 0.1 nm to 0.8 nm. As it was found that a minimum
repeating period of 3–4 is required for most samples toFIG. 1. X-ray diffraction pattern of Pt(1)/[FeMn(0.6)/Pt(0.4)] 10. Dotted lines
indicate the (111) peak position of Pt and FeMn, respectively.
FIG. 2. XRR patterns of Pt(1)/[FeMn(0.6)/Pt(0.6)] 30multilayer sample (red
solid line) and co-sputtered sample (blue dotted line) deposited under the
same condition.223901-2 Luo et al. J. Appl. Phys. 121, 223901 (2017)exhibit ferromagnetic properties above RT, we fixed the rep-
etition period for all the samples at 10. Although the polar-ized Pt also contributes to the measured magnetic moment, itis difficult to quantify it for samples with different thicknesscombinations and at different temperatures. Therefore, asan approximation, we take only the overall FeMn volumeinto consideration when calculating the saturation magneti-
zation. As shown in the figure, the M
sat low-temperature
increases with increasing tPt, although the sample with
tPt¼0.1 nm has a significantly smaller magnetization. An
opposite trend is observed for TCwhich decreases with tPt,
saturating at about 300 K when the adjacent FeMn layers arecompletely separated magnetically by the Pt layer. Bothtrends are in qualitative agreement with findings reported forCo/Pt multilayers,
11which can be accounted for by the prox-
imity effect at Pt/FeMn interfaces. Pt is known to be justunder the Stoner limit that can be readily polarized when it isin direct contact with ferromagnetic materials. In the present
case, although FeMn is an AFM in bulk phase, it shall
behave like a “superpara-AFM” when it is ultrathin, i.e.,t
FeMn<1 nm. This can be inferred from exchange bias stud-
ies in FeMn-based AFM/FM bilayers, which have revealedthat a minimum thickness of 4–5 nm is required for FeMn toestablish a measurable exchange bias to the FM at RT.
12
Despite its superpara-AFM nature, when it forms a multi-layer with Pt, the mutual interaction at their interfaces pro-motes FM order in both layers, which eventually extendsthroughout the multilayer when both layers are ultrathin.Therefore, as long as Pt is thin enough to allow complete
polarization by the adjacent FeMn layers, the average mag-
netic moment at low temperature will increase with the Ptthickness. On the other hand, the decrease of T
Cat increasing
Pt thickness is presumably due to the weakening of exchangecoupling throughout the multilayer caused by the incompletepolarization of the Pt layers at central regions. The anomalyatt
Pt¼0.1 nm can be readily understood by taking into
account the effect of interface roughness. At this thickness,Pt is probably partially discontinuous, resulting in the directcoupling of neighboring FeMn layers at certain locations andthereby reduces the saturation magnetization and T
C.
In order to gain more insights on the magnetic properties
of the multilayers, we examine the M-T curves using differ-
ent models. The temperature-dependence of magnetizationfor a ferromagnet at low-temperature can be calculated from
the number of thermally excited magnons—quanta of spin-wave. Associated with each magnon is a magnetic momentgl
B, and therefore, the total moment of magnon is given by
N¼glBX
k1
exp/C22hxk
kBT/C18/C19
/C01; (1)
where gis the electron g-factor, lBis the Bohr magneton, /C22h
is the reduced Planck’s constant, xkis the magnon fre-
quency, and kBis the Boltzmann’s constant. Under the long
wavelength limit, the magnon dispersion relation may, in
general, be written as /C22hxk¼Dkn, where Dis the spin-wave
stiffness, and n¼2 for a ferromagnet, and n¼1 for an AFM.
Substituting the dispersion relation into Eq. (1), one obtains
N¼4pglB
2pðÞ3ð1
0k2dk
exp Dkn=kBT ðÞ /C01
¼1
2p2nglBf3
n/C18/C19
C3
n/C18/C19
kBT
D/C18/C193=n
; (2)
where fis the Riemann zeta function and Cis the Gamma
function. Equation (2)can be used to calculate the tempera-
ture dependence of magnetization in FM or stagger orderparameter in AFM. Since the FeMn/Pt multilayers exhibit
ferromagnetic properties despite the fact that bulk FeMn is
an AFM, in what follows we only focus on FM. By substitut-ingn¼2 into Eq. (2), we obtain the Bloch T
3/2law, i.e.,
MðTÞ¼Mð0Þð1/C0B3=2T3=2Þ; (3)
where B3/2is a constant proportional to D/C03/2. Although the
Bloch T3/2law can satisfactorily explain the M-T dependence
at low temperature, it fails at high temperature because of
the neglect of magnon-magnon interactions and deviation of
the dispersion relation from /C22hxk¼Dk2at large k. For a
Heisenberg ferromagnet, the high-temperature effect may beincluded in M(T) by introducing a temperature-dependent D,
namely, DðTÞ¼Dð0Þð1/C0B
5=2T5=2Þ, where B5/2is a con-
stant.13As a result, the M(T) in a wide temperature range can
be modelled by
MTðÞ¼M0ðÞ 1/C0B3=2T
1/C0B5=2T5=2 !3=20
@1
A:(4)
When B5/2is small, M(T) can be approximated as
MTðÞ¼M0ðÞ 1/C0B3=2T3=2/C03
2B3=2B5=2T4/C18/C19
: (5)
Although Eq. (5)improves the fitting at a higher temperature
as compared to the Bloch T3/2law, it is still unable to repro-
duce the M-T curve in the entire temperature range, and the
deviation from experimental value tends to increase near TC
due to the critical behavior of ferromagnet.
In order to improve the fitting near TCby taking into
account the critical behavior, we invoke the semi-empiricalFIG. 3. (a) Hysteresis loop of Pt(1)/[FeMn(0.6)/Pt(0.3)] 10measured at 50 K
(square) and 300 K (circle), respectively. (b) Saturation magnetization as afunction of temperature. The legend ( t
1,t2) denotes a multilayer with a FeMn
thickness of t1and Pt thickness of t2. The number of the period for all sam-
ples is fixed at 10.223901-3 Luo et al. J. Appl. Phys. 121, 223901 (2017)model developed by Kuz’min,14which turned out to be very
successful in fitting the M-T curves of many different types of
magnetic materials. According to this model, the temperature-
dependent magnetization of a ferromagnet is given by
MTðÞ¼M0ðÞ1/C0sT
TC/C18/C193=2
/C01/C0sðÞT
TC/C18/C195=2"#b
;(6)
where M(0) is the magnetization at zero temperature, TCis
the Curie temperature, sis the so-called “shape parameter”
with a value in the range of 0–2.5, and bis the critical expo-
nent whose value is determined by the universality classof the material: 0.125 for two-dimensional Ising, 0.325 forthree-dimensional (3D) Ising, 0.346 for 3D XY, 0.365for 3D Heisenberg, and 0.5 for mean-field theory.
15,16On
the other hand, for surface magnetism, bis in the range of
0.75–0.89.17,18The shape parameter sis determined by the
dependence of exchange interaction, including its sign, oninteratomic distance in 3D Heisenberg magnets.
19This may
have implications for multilayer samples as lattice distortionand strain are unavoidable at the interfaces due to large lat-
tice match between and FeMn and Pt.
The M-T dependence shown in Fig. 3(b) can be fitted
reasonably well using Eq. (6)with b¼1.01/C242.55 and
s¼–0.85/C24–0.45, except that the fitted magnetization drops
to zero more quickly as compared to the experimental data.
The large bvalues seem to suggest that the M-T of FeMn/Pt
multilayers follows the surface scaling behavior. However,a careful examination of the results suggests that this maynot be the case because we found that bdecreases as t
Pt
increases. An opposite trend would have been observed if it
was due to surface mechanism because a thick Pt layer
would help enhance the 2D nature of ferromagnetism at the
interfaces. This prompted us to consider other possible fac-tors that may affect the shape of M-T of the multilayers in a
more prominent way as compared to the case of a uniform3D ferromagnet. The one that came to our attention is thehigh sensitivity of T
Cto the Pt thickness as manifested in the
M-T curves in Fig. 3(b); this may lead to a finite distribution
ofTCthroughout the multilayer due to thickness variation
induced by the interface roughness. When this happens, themagnetization may drop more slowly near T
C, as experimen-
tally observed. To this end, we modified Eq. (6)by including
a normal distribution of TC, which leads to
MTðÞ¼M0ðÞð1
01/C0sT
TC/C18/C193=2
/C01/C0sðÞT
TC/C18/C195=2"#b
/C21ffiffiffiffiffiffi
2pp
DTCexp/C0TC/C0TC0 ðÞ2
2DT2
C"#
dTC; (7)
where TC0is the mean value of TCandDTCis its standard
deviation. As shown in Fig. 4(a), all the M-T curves can be
fitted very well using Eq. (7)with a fixed bvalue of 0.365,
especially near the TCregion. Note that b¼0.365 is the criti-
cal exponent for 3D Heisenberg ferromagnet. For the sake of
clarity, all the curves in Fig. 4(a) except for the one fortPt¼0.1 nm are shifted vertically. In the figure, the symbols
are the experimental data, and solid-lines are the fittingresults. The fitting values for M(0) ,T
C0, andDTC, and sas a
function of Pt thickness are shown in Figs. 4(b)–4(d) , respec-
tively. Except for the sample with smallest tPt, the trends of
M(0)/C0tPtandTC/C0tPtare opposite to each other, i.e., the
former increases whereas the latter decreases with tPt. Both
are a manifestation of the fact that the global FM ordering inFeMn/Pt multilayers originates from the proximity effect atFeMn/Pt interfaces, as discussed above. It is interesting tonote that DT
Calso increases when tPtdecreases, and impor-
tantly, the range of DTCfor samples with tPt¼0.1–0.8 nm
corresponds to the range of average TCof all samples with
tPtranging from 0.1 nm to 0.8 nm. These results are consis-
tent with the TCfluctuation scenario, i.e., a larger fluctuation
inTCis expected in samples with smaller tPtdue to interface
roughness, and its range should be corresponding to thedifference in average T
Cwhen tPtvaries from 0.1 to 0.8 nm
or less. Another important result derived from curve fitting isthet
Pt-dependence of the shape parameter s. According to
Kuz’min et al. , for 3D Heisenberg magnets, sis determined
by the dependence of exchange interaction on interatomicdistance.
19It is generally positive with a small s(<0.4)
corresponding to metallic FMs with long-range ferromag-netic ordering and high T
C, whereas a large s(>0.8) is indic-
ative of competing exchange interactions and the resultant
material typically has a low TC. As shown in Fig. 4(d),sis
small and positive for samples with tPt¼0.6 nm and 0.8 nm,
but it turns negative for smaller tPt. When sis negative,
theT3/2term of the base of Eq. (6)becomes positive,
or in other words, it contributes positively to M(T) when
the temperature increases. This is counterintuitive for 3DHeisenberg ferromagnet. It suggests that, in addition to iso-
tropic exchange coupling, interfacial Dzyaloshinskii-Moriya
interaction (DMI) may play a role, particularly in samplesFIG. 4. (a) Experimental M-T curves (open symbols) and fitted results (solid
lines). The experimental data are the same as those shown in Fig. 3(b), but
are shifted for clarity (except for the tPt¼0.1 nm sample). (b) M 0, (c) T C0
(triangle) and DTC(square), and (d) s, as a function of tPtobtained from the
fittings.223901-4 Luo et al. J. Appl. Phys. 121, 223901 (2017)with smaller tPt. As DMI favors non-collinear alignment of
spins, a weakening of DMI at moderately elevated tempera-ture may give a relative boost of isotropic exchange cou-
pling, thereby resulting in a positive contribution to the
magnetic moment at intermediate temperature range. Thismay explain why sis negative, though further studies are
required to quantify the effect of DMI on the temperature
dependence of magnetization in these multilayers.
C. FMR measurements and damping constant
Magnetic damping plays a key role in the magnetization
dynamics of magnetic materials, which can be treated phe-nomenologically by including a damping term a~M/C2ðd~M=dtÞ
in the Landau-Lifshitz-Gilbert (LLG) equation. Here, ais the
Gilbert damping constant, which characterizes the strength ofdamping. It is commonly assumed that the origin of Gilbert
damping is spin-orbit coupling (SOC), same as that of mag-
netic anisotropy. Since SOC is also the origin of spin-orbit tor-que, naturally it would be of interest to measure the damping
constant of FeMn/Pt multilayers and correlate it with SOT or
ISHE. The effective damping constant, including both intrin-sic and extrinsic contributions, can be deduced from the FMR
line width as a function of the resonance frequency. Figure
5(a)shows the FMR spectra of a Pt(1)/[FeMn(0.6)/Pt(0.5)]
80
multilayer extracted by VNA at different frequencies ranging
from 2 GHz to 4 GHz with a sweeping DC magnetic field.
Compared with a homogeneous FM layer, the FMR peak israther broad. This is presumably caused by the variation in T
C
and Msthroughout the multilayer as discussed earlier.
Nevertheless, the average resonance fields at different fre-quencies can still be described by the Kittel equation
20
2pf¼l0cffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi
HFMRðHFMRþMsÞp
; (8)
where fis the frequency, cis the effective gyromagnetic
ratio, Msis the saturation magnetization, HFMRis the reso-
nance field, and lois the vacuum permeability. The FMR
spectra near the resonance region can be roughly fitted by
the superposition of a symmetric and an antisymmetric peak.As an example, Fig. 5(b)shows the fitting result at f¼3 GHz
for Pt(1)/[FeMn(0.6)/Pt(0.5)] 80. The full width at half maxi-
mum (FWHM) of the symmetric peak with Lorentz shape isplotted in Fig. 5(c) (empty square) as a function of fre-
quency. The solid-line is the linear fitting to the relation
21
DHfðÞ¼4p
l0c/C18/C19
afþDH0; (9)
where ais the effective damping parameter and DH0is zero-
frequency linewidth caused by magnetic inhomogeneity of
the sample. The large DH0value is consistent with the distri-
bution of TCdiscussed in Sec. III B. From the linear fitting,
we obtained an effective damping parameter of 0.106 for this
specific sample, which is approximately one order of magni-
tude larger than that of permalloy at the same thickness,22
but is comparable to that of Pt/Co multilayers.23,24This
affirms our previous argument of the twofold role of Pt in Pt/
FeMn multilayers,7i.e., it promotes global FM ordering via
proximity effects at Pt/FeMn interfaces and at the same time
it functions simultaneously as both a spin current generator
and an absorber. It is postulated that both the proximityeffect and spin-current absorption contribute to the enhance-
ment of a,
25,26although it is difficult to determine which fac-
tor is dominant. When Pt is magnetized, it will be an FM
with large SOC which will lead to large damping. FeMn is
known to have a small SOC. However, being sandwiched byPt in the multilayer structure, the precession of its magneti-
zation under ferromagnetic resonance will pump spin current
into the neighboring Pt layers, which again will lead to the
enhancement of damping. Although a large damping con-
stant is undesirable for applications which require the use ofspin torque transferred from other layers to switch its magne-
tization, it can be effectively exploited for SOT-based appli-
cations, i.e., to generate SOT internally by a charge current.
This is exactly what we have reported in our earlier work, in
which we have demonstrated that it is possible to switch themagnetization of FeMn/Pt multilayers by SOT without any
external field.
7It is worth pointing out that the damping
parameter extracted above may be overestimated considering
the fact that sample inhomogeneity may also contribute to
the large FM linewidth.
D. Inverse spin Hall effect
In the aforementioned FMR measurements, we attribute
the enhancement of apartially to the absorption of spin cur-
rent by the Pt layers. As we will discuss shortly in the SMR
experiments, for multilayers with relatively thick Pt and
FeMn, we may treat them as consisting of alternating FMand HM layers. However, if the Pt and FeMn layers are ultra-
thin, it is more appropriate to treat the multilayer equiva-
lently as a single FM layer. We consider the multilayer case
first. If we focus on a specific FeMn layer inside the multi-
layer structure, there are two interfaces with the adjacent Ptlayers. To differentiate these two interfaces, we call Pt/FeMn
the upper interface and FeMn/Pt the lower interface. These
two interfaces are not necessarily to be identical due to the
large lattice mismatch between Pt and FeMn.
27Although theFIG. 5. (a) FMR spectra of Pt(1)/[FeMn(0.6)/Pt(0.5)] 80at fixed frequency
ranging from 2 GHz to 4 GHz. (b) Data (square symbol) and fitting (line) for
FMR signal at f¼3 GHz. (c) Full width at half maximum of the resonance
peak (triangle symbol) are plotted against the frequency. The solid line is a
linear fit to the data.223901-5 Luo et al. J. Appl. Phys. 121, 223901 (2017)FeMn/Pt multilayer behaves like a single phase FM, the
magnetic moment is presumably mainly from the FeMn
layer. Under the FMR condition, the precession of magneti-zation in the FeMn layer pumps spin current into the adja-
cent Pt layers, which is subsequently absorbed either
completely or partially depending on the Pt layer thickness.This leads to the enhancement of damping constant as dis-
cussed above. If the two interfaces are symmetrical, there
should not be a net spin current following inside the multi-layer after we take into account the contributions of all the
individual layers. However, if the two interfaces are asym-
metrical and have different spin-mixing conductance, a netspin current will be generated due to broken inversion
symmetry. When this happens, a transverse electromotive
force (EMF) will be generated due to ISHE, which can bedetected as a voltage signal under open circuit condition. In
this context, we have measured the voltage across the two
side-contacts of the sample simultaneously with the FMRmeasurements.
Figure 6(a) shows the measurement geometry, where h
m
is the rfdriving field, and His the external field. The mea-
surement was first performed on multilayer sample Pt(1)/
[FeMn(0.6)/Pt(0.5)] 50with n¼50. The peak position of the
ISHE signal in Fig. 6(b) and FMR spectrum in Fig. 6(c)
show good correspondence with each other, suggesting that
the ISHE signal might be directly related to the FMR absorp-
tion. Following that, we carried out the same measurementson Pt(1)/[FeMn(0.6)/Pt( t
Pt)]10samples with tPtranging from
0.1 nm to 0.8 nm, respectively. Although the FMR signal of
the sample with n¼10 was too weak to be detected due to
small absorption, the voltage could still be detected in sam-
ples with relatively large Msat RT with tPt¼0.2–0.5 nm;
however, we could not detect any voltage signal for sampleswith tPt¼0.1 nm, 0.6 nm, and 0.8 nm due to the small Msat
RT. As an example, Fig. 6(d) shows the measured voltage
for Pt(1)/[FeMn(0.6)/Pt(0.4)] 10as a function of external
magnetic field at fixed frequency of 3 GHz. As can be seen,
the peak contains both symmetric and antisymmetric compo-
nents with respect to the resonance field and its polaritychanges when the field reverses. Although the transversevoltage can be readily detected under FMR, the analysis of
the signal is not straightforward because, in addition to
ISHE, it also contains contributions due to non-ISHE relatedeffects such as spin rectification effect (SRE) and anomalousNernst effect (ANE). The ANE is caused by the temperature
gradient due to microwave heating, and as reported in sev-
eral studies, is generally smaller than the SRE effect.
28,29
The SRE signal contains both anisotropic magnetoresistance
(AMR) and anomalous Hall effect (AHE) contributions and
exhibits complex symmetry and sign dependence on the
applied external field, H. Based on previous FMR studies in
different measurement geometries,30,31there are mainly
three contributions to the measured voltage signal in the pre-sent case: (i) symmetric component due to the ISHE, (ii)
symmetric component due to AHE, and (iii) antisymmetric
component due to AMR. Based on this, we first decomposethe obtained voltage signal into the symmetric and antisym-metric components. Figure 6(e) shows the symmetric and
antisymmetric voltage components of the sample Pt(1)/
[FeMn(0.6)/Pt(0.4)]
10. In this specific case, the peak value of
the symmetric component is around 0.97 lV. Based on its
symmetry and polarity, the symmetric component should
contain both ISHE and AHE contributions. As our experi-
mental setup does not allow us to perform an accurate angle-dependent measurement, here we estimate the magnitude ofAHE signal using known parameters. Following Chen
et al. ,
32the Lorentzian contribution of AHE is approximately
given by
VAHE;L¼Irf;sDRAHEhmcosh0cosU
2a2HFMRþMs ðÞ; (10)
where Irf;s¼Irf;0Rwg=Rswith Irf;0the magnitude of rfdriv-
ing current and Rwg,Rsthe resistance of coplanar waveguide
and sample, respectively, DRAHEis the anomalous Hall resis-
tance, Msis the saturation magnetization, HFMRis the reso-
nant magnetic field, hmis the rfmagnetic field along the x
direction, h0is the angle between the direction of external
magnetic field and coplanar waveguide, and Uis the phase
ofrffield with respect to rfdriving current. In the present
case, Irf;s/C250:2360:03 mA (calculated from the microwave
power assuming maximum delivery efficiency), RAHE
/C251:0660:11X(from static measurement), Ms/C25262:462:8
emu/cm3,HFMR/C25548:769:2 Oe, hm/C2536:864:7 Oe (cal-
culated from rfcurrent), h0/C250/C14, and a/C250:10660:01.
Based on these parameters, we obtain VAHE;L/C25ð1:7960:8Þ
/C210/C07V, which is around one order of magnitude smaller
than the measured symmetric voltage component. Since
the phase difference between the rffield and rfcurrent
is unknown, we assume U¼0 in the calculation, which
might have led to a slight overestimation of the AHE signal.Based on the discussion made earlier, we believe that the
FIG. 6. (a) Measurement geometry of ISHE and FMR. (b) ISHE and (c)
FMR spectra for Pt(1)/[FeMn(0.6)/Pt(0.5)] 50measured at 3.0 GHz. (d)
Voltage signal as a function of positive (circle) and negative (square) mag-
netic field for Pt(1)/[FeMn(0.6)/Pt(0.4)] 10at 3 GHz. (e) Decomposition of
measured voltage signal for Pt(1)/[FeMn(0.6)/Pt(0.4)] 10at 3 GHz into sym-
metric and antisymmetric components. Symbols are raw data as shown in
(d). Dashed dotted and dashed lines show the symmetric and antisymmetric
components, respectively. The solid-line shows the combined fitting results.223901-6 Luo et al. J. Appl. Phys. 121, 223901 (2017)symmetric component of the measured voltage signal is
mainly from the ISHE. Before we end this section, it is worth
pointing out that the above discussion based on asymmetry
in upper and lower interfaces may not apply to multilayers
with ultrathin FeMn and Pt as the interfaces are not well
defined. This poses a question as to whether the ISHE signal
can still be detected in these kinds of samples. As we will
discuss in the SMR section, we believe that in this case, we
still can detect the ISHE due to extrinsic spin Hall and
inverse spin Hall effect.
E. SMR measurement
Both FMR and ISHE measurements confirm that spin
current generation and absorption occur simultaneously in the
multilayer. This is exactly the ingredient for generating both
SOT and SMR, which themselves are complementary pro-
cesses of each other.33To confirm this, we have performed
SMR measurements for the same batch of samples used for
the ISHE measurements. Figure 7(a)shows the geometry of
the SMR, or angle-dependent magnetoresistance (MR) meas-
urements, which were carried out with an applied field of
30 kOe rotating in the zy,zx, and xyplanes, respectively. All
the multilayer samples exhibit clear SMR signal. As a typical
example, Fig. 7(b) shows the angle-dependent MR of Pt(1)/
[FeMn(0.6)/Pt(0.3)] 10. From the angle-dependence, we can
see that only AMR is observed when the field is rotated in the
zxplane, whereas the signal obtained in the zyplane is domi-
nantly from SMR. When the field is rotated in the xyplane,
both AMR and SMR are detected. Recently, Manchon devel-
oped a model for SMR in AFM/HM bilayer,34which applies
to the collinear AFM with well-defined Neel order n*¼m*
1
/C0m*
2, where m*
1,m*
2are the unit vector of the two spin sublat-
tices, respectively. According to this model, the SMR of
AFM/HM bilayers is given byDR
Rxx¼kNrN
dNrNþdAFrAFh2
SH1/C0cosh/C01dN
kN/C18/C192
/C2ckgk/C0c?g? ðÞ
1þckgktanh/C01dN
kN/C18/C19
1þc?g?tanh/C01dN
kN/C18/C19 ;
(11)
with gk;?¼1þðrk;?rAF
k;?=kAF
k;?ÞtanhðdAF=kAF
k;?Þ, ck;?
¼ðkAF
k;?rN=kNrAF
k;?Þtanh/C01ðdAF=kAF
k;?Þ,kAF
k¼ffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi
DAF
ksAF
sfq
, and
kAF
?¼ffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi
DAF
?ð1=sAF
sfþ1=sAF
uÞq
. Here, the subscript kð ? Þ
refers to the configuration when the spin polarization aligns
parallel (transverse) to the Neel order parameter, hSHis the
spin Hall angle, DAFis the electron diffusion coefficient in
the AFM, sAF
sfis the conventional isotropic spin relaxation
time, sAF
uis the spin dephasing time that relaxes only the spin
component that is transverse to the Neel order parameter, ris
the interfacial resistivity, kN,rN(rAF), and dN(dAF)a r es p i n
diffusion length, conductivity, and thickness of the HM (AFM)
layer, respectively. As shown in Fig. 7(c),b yv a r y i n gt h eP t
thickness systematically, we found that the thickness-
dependence of SMR of FeMn(3)/Pt( tPt) bilayers can be fitted
well using the following parameters: kN¼1.0560.05 nm,
kFeMn
k¼4.160.1 nm, kFeMn
?¼1.7060.07 nm, hSH¼0.28
60.03, sFeMn
sf¼(4.2560.25)/C210/C014s,sFeMn
u¼(7.7560.25)
/C210/C015s,rN¼4.0/C2106S/m, rFeMn
k¼1.0/C2106S/m, and
rFeMn
?¼1.5/C2106S/m. The inset of Fig. 7(c)shows the region
with small Pt thickness in log-scale, together with the experi-
mental SMR of Pt(1)/[FeMn(0.6)/Pt( tPt)]10multilayers. As can
be seen, the experimental SMR values for multilayers are sig-
nificantly larger than the simulat ed results for bilayers, particu-
larly at very small Pt thickne sses. The difference becomes
smaller when the Pt thickness increases. This suggests that
when Pt is thick, the multilayer can be considered as compris-
ing of magnetically decoupled bilayers, and therefore, the
SMR ratio should be the same for both types of samples.
However, when tPtis very small, the multilayer behaves more
like a “single phase” FM; this is the reason why the SMR is
different from that of bilayers with small tPt. The observation
of large SMR in the multilayers suggests that there is spin cur-
rent generation/absorption process taking place inside the mul-
tilayer, presumably due to either intrinsic (for samples withthick Pt) or extrinsic SHE/ISHE (for samples with ultrathin Pt)
or the combination of both. This is also the reason why a large
SOT was observed in these structures.
To shed some light on the origin of SMR, particularly,
in structures with ultrathin Pt layers, we have also fabricated
and measured the SMR of co-sputtered samples. At the same
nominal thickness and composition, the co-sputtered sample
is more resistive than its multilayer counterpart, consistentwith its more disordered structure. Despite the structural dif-
ference, SMR of similar magnitude as that of multilayers
was also observed in the co-sputtered samples. Figure 8(a)
shows the angle-dependent MR of a co-sputtered FeMn:Pt
sample with an overall nominal thickness of t
FeMn¼6n m
FIG. 7. (a) Geometry of angle-dependent MR measurement. (b) Angle-
dependent MR of Pt(1)/[FeMn(0.6)/Pt(0.3)] 10. (c) Data (squares) and fitting
(line) of SMR ratio as a function of tPtfor FeMn(3)/Pt( tPt) bilayers. Inset
shows the calculated SMR (line) for FeMn(0.6)/Pt( tPt) bilayers at small Pt
thickness as well as experimentally obtained SMR ratio (triangles) for Pt(1)/
[FeMn(0.6)/Pt( tPt)]10multilayers.223901-7 Luo et al. J. Appl. Phys. 121, 223901 (2017)and tPt¼3 nm (calculated from the deposition power and
duration). Both the AMR and SMR components are present
in the angle-dependent MR. In Figs. 8(b) and8(c), we show
the normalized AMR and SMR curve for both the co-sputtered and Pt(1)/[FeMn(0.6)/Pt(0.3)]
10multilayer sample.
The nominal thickness and composition are the same for the
two samples, and both samples are capped with a 1 nm Pt.We have confirmed that the SMR for Pt(1)/[FeMn(0.6)/Pt(0.3)]
10and [FeMn(0.6)/Pt(0.3)] 10is almost the same, and
therefore, the 1 nm Pt capping layer is not responsible for the
SMR observed in both cases. Although further studies arerequired to elucidate the SMR mechanism in both co-
sputtered and multilayer samples with ultrathin layers, the
observed SMR can be qualitatively explained using the drift-diffusion model by taking into account both the precession
and dephasing of SHE-generated spin inside a single FM
with large spin-orbit coupling. The dynamics of the SHE-generated spin accumulation ^Sis governed by the coupled
equations
35
r2^S¼1
k2
u^S/C2^mþ1
k2
h^m/C2^S/C2^mðÞ þ1
k2
S^S; (12a)
^JS
i¼/C0Dðr^SiþhSH^ei/C2rnÞ; (12b)
where ^Sis the non-equilibrium spin density generated by
SHE, ^mis direction of the local magnetization, ku,kh, and
kSare spin precession, dephasing, and spin-flip diffusionlength, respectively, ^JS
iis the ith component of spin current
with polarization in ^Sdirection, Dis the diffusion coeffi-
cient, nis the charge density, hSHis the spin Hall angle, and
^eiis a unit vector. The angle-dependence of MR (or simply
SMR) appears due to the additional electromotive force gen-
erated by ^JS
ivia ISHE. Eq. (12a) can be better understood by
considering the special cases: (i) ku,kh/C29kS, (ii) kh/C29kS,
ku, and (iii) kS/C29kh,ku. In case (i), the first two terms at
the right-hand-side of Eq. (12a) , which leads to the spin dif-
fusion equation for a non-magnetic metal, can be ignored. In
this case, there will be no SMR-like angle-dependent MR
unless it is in contact with a ferromagnetic layer. In case (ii),
the 2nd term, which leads to r2^S¼1
k2
u^S/C2^mþ1
k2
S^S, can be
ignored. This is similar to the case of Hanle MR (HMR) in
HM except that the spin precession in HMR is caused by an
external field,36whereas in the present case, it is caused by
the exchange field of the FM itself. In the last case, both spin
precession and dephasing terms have to be taken into
account on equal footing. To estimate the influence of thesetwo terms on the spin density, we consider two special cases
which are related to the transverse and vertical MR, i.e .,(i)
^m¼ð0;1;0Þand (ii) ^m¼ð0;0;1Þ. In the thin film geometry,
we are mainly concerned about the spin accumulation on the
top and bottom surfaces which have a spin polarization dom-inantly in the y-direction. In this case, when ^m¼ð0;1;0Þ,
both the precession and dephasing terms can be ignored.
Under this condition, spin accumulation occurs on both sur-faces, resulting in a diffusion spin current reflecting back to
the sample. This will lead a smaller resistivity due to ISHE
effect. On the other hand, when ^m¼ð0;0;1Þ, the dephasing
and diffusion term can be combined, leading to
r
2^S¼1
k2
u^S/C2^mþ1
k2^S, where1
k2¼1
k2
hþ1
k2
S. This expression is
similar to the case of HMR except that the spin diffusion
length is replaced by an equivalent diffusion length. We can
letkS¼kFeMn
k¼4:1 nm and kh¼ku¼kFeMn
?¼1:7n m ,
and then k¼1:57 nm. Since this equation is similar to the
case of HMR, we can use the solution given in the supple-
mentary material of V /C19elez et al.36to estimate the SMR-like
resistance change due to the first term, which is given by
DR
Rxx/C253h2
SH
4k
ku/C18/C192k
d; (13)
where dis the sample thickness, DRis the change in longi-
tudinal resistance and Rxxis the longitudinal resistance at
zero field. Using hSH¼0:1,d¼10 nm, ku¼1:7n m , a n d
k¼1:57 nm, we obtain an MR ratioDR
Rxx¼0:1%, which is
on the same order of magnitude of SMR observed experi-
mentally. Although the exact value depends on the parame-ters used, we believe it does explain the salient features of
the MR response observed in both the co-sputter and multi-
layer samples with ultrathin Pt and FeMn layer. However,
when the Pt layer is sufficiently thick, the bilayer model
seems to be more appropriate as manifested in the agree-ment between experiment and theoretical model shown in
Fig.7.FIG. 8. (a) Angle-dependent MR of a co-sputtered sample; (b) AMR and (c)
SMR of co-sputtered and multilayer samples with same nominal composi-
tion and thicknesses.223901-8 Luo et al. J. Appl. Phys. 121, 223901 (2017)F. Discussion
In this study, we investigated the static and dynamic
properties of [FeMn/Pt] nmultilayers by the combined techni-
ques of magnetometry, FMR, ISHE, and SMR, and found agood correlation in the results obtained by the different tech-
niques. First, the FMR and ISHE signals can only be
detected in samples with sufficiently large M
sat room tem-
perature, which typically happens in samples with a largerepetition period, and magnetic inhomogeneity due tothickness-sensitive T
cvariation is well reflected in the broad
peak appeared in the FMR and ISHE spectra. Second, theFMR peak positions correspond well with those of ISHE.Third, SMR with a magnitude comparable to that of FeMn/Pt bilayer was observed, supporting the presence of largeSOT. All these results in combination with the fact that the
multilayer behaves like a 3D Heisenberg ferromagnet and
exhibits a large SOT seem to suggest that there is a brokeninversion symmetry (BIS) inside the multilayers. The mostlikely origin of the BIS in the multilayer is the crystallineasymmetry of the FeMn/Pt and Pt/FeMn interface caused bythe different atomic size. According to Liu et al. ,
27the atom
radii of Pt and FeMn are 0.139 nm and 0.127 nm, respec-tively. When depositing Pt on fcc (111) textured FeMn layer,the crystal direction and atom packing will have to change inorder to accommodate the large Pt atoms as the (111) plane
is already close-packed. On the other hand, the situation will
be different when smaller Fe and Mn atoms are deposited onfcc (111) textured Pt layer. This will lead to local inversionasymmetry in the multilayer. A similar phenomenon has alsobeen reported for Co/Pt
37,38and Co/Pd39multilayers. This
explains why a large SOT is generated when a charge currentis applied to the multilayer, as we demonstrated previously.However, the observation of SMR in co-sputtered sampleswith a magnitude comparable to the multilayer suggests theobserved phenomena can also be explained by the simulta-
neous actions of extrinsic SHE and ISHE, particularly in
multilayers with ultrathin FeMn and Pt. Further studies arerequired to evaluate the relative contribution of intrinsic andextrinsic SHE and ISHE in FeMn/Pt multilayers with differ-ent thickness combinations.
IV. CONCLUSIONS
The static and dynamic magnetic properties of FeMn/Pt
multilayers have been studied using combined techniques ofmagnetometry, FMR, ISHE, and SMR. Despite the fact that
FeMn is an AFM in the bulk phase, FeMn/Pt multilayers with
ultrathin FeMn ( t
FeMn<0.8 nm) and Pt ( tPt<1.0 nm) layers
exhibit ferromagnetic properties with in-plane magneticanisotropy. The temperature dependence of saturation magne-tization can be fitted well using a phenomenological modeldeveloped for 3D Heisenberg magnet by including a finitedistribution in T
C. The latter is attributed to the high sensitiv-
ity of magnetic properties to subtle changes in the individuallayer thicknesses. The finite distribution of T
Ccorrelates well
with the broad absorption peaks observed in the FMR spectra.
A large damping parameter ( /C240.106) is derived from the
frequency dependence of FMR linewidth, which is compara-ble to the values reported for Co/Pt multilayers. Clear ISHEsignals and SMR have been observed in all samples below
the Curie temperature, which corroborate the strong SOTeffect observed previously. The latter is attributed to the crys-talline asymmetry between the top FeMn/Pt and bottom Pt/FeMn interfaces when the Pt layer is relatively thick.However, for samples with ultrathin Pt, extrinsic SHE/ISHEmay play a more important role in the phenomena observed.
ACKNOWLEDGMENTS
Y.W. would like to acknowledge the support by the
Singapore National Research Foundation, Prime Minister’sOffice, under its Competitive Research Programme (GrantNo. NRF-CRP10-2012-03), and the Ministry of Education,Singapore, under its Tier 2 Grant (Grant No. MOE2013-T2-2-096). Y.W. and J.C. are members of the SingaporeSpintronics Consortium (SG-SPIN).
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1.3640230.pdf | Dynamic and temperature effects in microwave assisted switching: Evidence of chaotic
macrospin dynamics
Dorin Cimpoesu and Alexandru Stancu
Citation: Applied Physics Letters 99, 132503 (2011); doi: 10.1063/1.3640230
View online: http://dx.doi.org/10.1063/1.3640230
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Published by the AIP Publishing
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128.193.164.203 On: Mon, 22 Dec 2014 16:03:23Dynamic and temperature effects in microwave assisted switching: Evidence
of chaotic macrospin dynamics
Dorin Cimpoesua)and Alexandru Stancu
Department of Physics, Alexandru Ioan Cuza University of Iasi, Iasi 700506, Romania
(Received 9 June 2011; accepted 28 August 2011; published online 26 September 2011)
Microwave assisted switching (MAS) is a method that can be used in magnetic recording in order
to reduce the writing field. In order to have a robust method, the factors influencing MAS have tobe systematically analyzed. In this paper we use the stochastic Landau-Lifsitz-Gilbert simulations
to examine MAS in terms of microwave amplitude and frequency, damping, and the parameters
describing the pulse field. Also, we discuss about the troubling aspect of numerical induced chaos.
VC2011 American Institute of Physics . [doi: 10.1063/1.3640230 ]
The recording industry requires technologies able to
simultaneously increase the recording density and the speed ofread/write processes. In order to thermally stabilize the mag-
netic moments of small ferromagnetic particles, the anisotropy
should be rather high, i.e., the writing magnetic field requiredincreases as well. A recently proposed method of decreasing
the write field is the microwave assisted switching (MAS),
1
which consists in applying a microwave with a radio fre-
quency magnetic field perpendicular to the magnetization easy
axis (EA) simultaneously with a pulse field along EA. Due to
the ac field, the magnetization precession will increase its pre-cessional angle and the switching can take place within dura-
tion of the pulsed reversing field, which is smaller that what
the switching field would be in the absence of the ac field. Theexperimental investigation reported in Ref. 2demonstrated the
efficiency of this method. Subsequently, the method has been
studied both for isolated (e.g., Refs. 3–5) and coupled thin
films.
6,7The microwave induced magnetization reversal is
fundamentally different from that of a static field, because a
static field is not an energy source while a microwave can be.8
Most often, the magnetization dynamics is described by
Landau-Lifshitz-Gilbert (LLG) equation.9This imply a highly
nonlinear dynamic system that may exhibit very complex fea-tures, like nonlinear resonance and chaos.
10In Ref. 11,t h e
expression “strong chaos” is used to express the abundance of
phenomena in magnetic resonance. Only under simplifyingconditions the problem has exact solutions. For uniaxial ani-
sotropy and circularly polarized microwave field, chaos is pre-
cluded and the symmetry permits to derive all admissibledynamical regimes.
10Nonlinear resonance and foldover insta-
bilities can be used to achieve magnetization switching below
Stoner-Wohlfarth (SW) limit. For elliptically or linearlypolarized microwave fields, the LLG exhibits different forms
of instabilities and chaotic behaviors, i.e., it has a complex
and irregular pattern and a sensitivity to initial conditions.“Chaos” is a tricky thing to define, and even textbooks
devoted to chaos do not really define the term. In fact, it is
much easier to list properties that a system described as“chaotic” has, rather than to give a precise definition of chaos.
A simple way of describing chaos is by sensitive dependence
on initial conditions and by evolution that appears to be quiterandom. The chaos driven by the ac field is fundamentallydifferent from the chaos due to spatially nonuniform magnet-
ization dynamics, which is not an intrinsic property of theac field driven oscillator. All these statements are for zero
Kelvin approximation. Regarding the effect of microwave
polarization on switching, linear polarization seems to bemore efficient than circular polarization.
12In Ref. 13, the
reducing the coercivity is related to the onset of chaotic mag-
netization dynamics. Okamoto et al.14have shown that
depending on the frequency and amplitude of the ac field
MAS can be stable or unstable. For the unstable switching,
the switching field is large and its distribution is very broad.Ref. 15explores thermal effects in MAS based on optimal re-
versal path and logarithmic susceptibility concepts. Numeri-
cal integration of LLG in this case can be extremely sensitiveto the integration time step, and even to the numerical algo-
rithms used, as a consequence of repeated amplification of
truncation and rounding errors. Instabilities and chaos can beeasily excited by very small perturbations, on the order of
mentioned errors, giving rise to numerical chaos.
16For exam-
ple, in Ref. 17is reported that “The magnetization dynamics
and the magnitude of the DC bias field required to switch the
media depends on the DC field rise time and time step used in
the computation.” These are not regarding programming mis-takes, but unavoidable errors in computing, and no computed
chaotic solutions independent of integration time step can be
found. On the other hand, a solution sensitive to initial condi-tions is not necessarily sensitive to time step.
In this letter, we consider a single domain magnetic par-
ticle, ellipsoid shaped with saturation magnetization M
s
¼10.8/C2106/4pA/m (permalloy) and no intrinsic anisot-
ropy. The ellipsoid’s principal axes are along x,y,and z:
100 nm, 50 nm, and 5 nm, leading to in-plane uniaxial shapeanisotropy field l
0Hsh,1¼l0(Ny–Nx)Ms¼55.5 mT, and
to Kittel resonance frequency with no applied field f0¼6.36
GHz.18Magnetic fields presented throughout the paper are
normalized by Hsh,1and ac field frequency facbyf0. First, we
have used LLG and we have considered two schemes for the
applied fields [see Figs. 1(a) and1(b)]. In the first scheme
the pulse is applied after a time long enough to surpass
the initial transient state characteristic to forced oscillations.
However, as the amplitude of the ac field is increased beyondthe threshold for linear excitation, outstanding strong nonlin-
ear processes appear which can give rise to numerical insta-
bilities, as seen in Figs. 1(c)and1(d). Time evolution shows
a)Electronic mail: cdorin@uaic.ro.
0003-6951/2011/99(13)/132503/3/$30.00 VC2011 American Institute of Physics 99, 132503-1APPLIED PHYSICS LETTERS 99, 132503 (2011)
This article is copyrighted as indicated in the article. Reuse of AIP content is subject to the terms at: http://scitation.aip.org/termsconditions. Downloaded to IP:
128.193.164.203 On: Mon, 22 Dec 2014 16:03:23the divergence of the computed results for two time steps Dt.
A systematic decrease of Dtdoes not lead to a convergent
pattern, rather irregularly fluctuating results are noted due to
instabilities. Initially, the trajectories almost coincide (orbits
around EA and out-of-plane orbits) and then they diverge.Similar behaviors were noted with different numerical algo-
rithms and different error tolerance parameters. The jumps
between the two type of orbits are completely random andviolate the LLG equation. This is an intrinsic stochastic pro-
cess driven by a deterministic external perturbation. Irregular
and unpredictable motion is not desired in practical applica-tions. The main goal of our letter is to determine the parame-
ters of MAS method to achieve a fast and stable switching.
Our starting point is the observation that computers intro-duce noise due to numerical errors just as the real system
introduces noise in a physical experiment. And accordingly,
we have to use a specific method for stochastic processes,namely we have to use the stochastic LLG (SLLG) equa-
tion
19instead of its deterministic counterpart. In this way,
the switching mechanism becomes statistical in nature andthe variable states are not described by unique values, but
rather by probability distributions. We note that various
models are used in the literature to account for thermaleffects (e.g., Refs. 20–23). We numerically integrate the
SLLG equation using an implicit midpoint technique, for
two values of temperature T, so that K
sh,1V/kBT¼2500 and
75. A set of 1000 stochastic realizations has been performed.
Thus there is no time step dependence of the statistical val-
ues, and we can determine when a reliable switch takesplace. Starting from the negative saturation, for a given ac
field frequency f
acand amplitude hac, there is a minimal bias
field amplitude, referred to as reversal field, required for themagnetization xcomponent to reach the opposite level of
nM
s. In Figs. 2and3n¼1, but no significant differences
have been obtained for n¼0.95. For a smaller field, either
there are oscillations without reversal or the switch has a
chaotic character. At low frequencies, the ac field assists the
switch like a dc field (SW limit). At ac frequencies higherthan f0, the magnetization cannot follow the ac field and
switch can be expected for fields above SW field. For inter-
mediate frequencies, MAS at fields below SW field can beobserved. Reduction in the reversal field depends on the
details of the bias field (sweep rate t
Hand pulse width TH).
Generally, increasing the bias field duration, and conse-quently increasing the microwave duration, the reversal field
decreases first because the reversal occurs when the gained
energy from the ac field exceeds the energy barrier, but then
FIG. 1. (Color online) Time dependence of the applied magnetic fields: a bias
pulse reversing field along x(easy) axis together with a continuous applied ac
excitation along yaxis (a) and a pulsed ac excitation (b), respectively. Sinusoi-
dal time dependence for the pulse rise/fall are assumed. The waiting time is
long enough to reach the equilibrium. (c) and (d) Chaotic time evolution of
magnetization when only a continuous ac excitation is applied, for a¼0.01,
fac¼0.75 and hac¼0.2:f0Dt¼5/C210/C03(line) and f0Dt¼10/C03(dash).
FIG. 2. (Color online) Contour plot of the reversal field as function of ac
field frequency and amplitude, with a continuous applied ac excitation. In
the hatched regions, the switch is driven only by the ac excitation. The levelcurves for 0.2, 0.4, 0.6, and 0.8 are also presented. In the white regions,
referred to as nonswitching regions, no switches have been obtained for
h
pulse,max /C202. The vertical grayscale bar gives the required dc field along
EA to reverse the magnetic moment, if a dc field with the value indicated in
the vertical axis is applied along yaxis (SW limit).132503-2 D. Cimpoesu and A. Stancu Appl. Phys. Lett. 99, 132503 (2011)
This article is copyrighted as indicated in the article. Reuse of AIP content is subject to the terms at: http://scitation.aip.org/termsconditions. Downloaded to IP:
128.193.164.203 On: Mon, 22 Dec 2014 16:03:23approaches a lower limit, due to the equilibrium between the
gained energy and the damping. For a continuous applied
microwave excitation (Fig. 2), there is a region (hatched
region) where the switch is driven only by the ac field, and astable reversal cannot be obtained. This region is enlarged by
the temperature and reduced by the increase of damping a.
Fora¼0.01 and short pulses ( T
H¼0 and 0.5 ns), the switch-
ing diagrams have layerlike structures, and depend on the
pulse lenght and the sweep rate (because both pulse rise/fall
time and energy change rate depend on tH). Increasing tH
generally increases the reversal field. A more stable switch-
ing is obtained by increasing a, [see Fig. 2(b)]. As tH
increases, the reversal field is decreasing for a¼0.05
because the out-of-plane orbits are hardly activated. Temper-ature increases the reversal field mainly for short pulses and
small damping. For longer pulses, the temperature affects
mainly the reversal at high frequencies. For a pulsed micro-
wave excitation (Fig. 3), switching and nonswitching areas
alternate with increasing frequency for a¼0.01. As the tem-
perature increases, the layer structure fades away and a unin-
terrupted nonswitching region arises. These nonswitchingregions are similar with those obtained for a continuous
microwave excitation, but are shifted toward higher frequen-
cies. The nonswitching area can be reduced by turning off
the microwave field before the beginning of the descending
part of h
pulse. The reversal field reduction through MAS is
obtained at frequencies lower than f0due to the large angle
gyration of magnetization (i.e., nonlinear response).
In summary, we have shown that numerical integration
of LLG equation, which most often is used to describe the
magnetization dynamics in MAS method, can give rise to
numerical chaos. We managed this problem using the sto-chastic LLG equation. We have determined the reversal
field, and we have identified switching and nonswitching
regions in the switching diagrams. This study can offeranswers to different types of technological requirements
involving an optimization, like the parameters describing the
applied fields or the magnetic material.
This work was supported by Romanian Grant PNII-RP3
No. 9/1.07.2009.
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FIG. 3. (Color online) Similar with Fig. 2but with a pulsed ac excitation.132503-3 D. Cimpoesu and A. Stancu Appl. Phys. Lett. 99, 132503 (2011)
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1.3515928.pdf | Atomistic spin model simulation of magnetic reversal modes near the Curie
point
J. Barker, R. F. L. Evans, R. W. Chantrell, D. Hinzke, and U. Nowak
Citation: Appl. Phys. Lett. 97, 192504 (2010); doi: 10.1063/1.3515928
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Downloaded 06 Aug 2013 to 150.108.161.71. This article is copyrighted as indicated in the abstract. Reuse of AIP content is subject to the terms at: http://apl.aip.org/about/rights_and_permissionsAtomistic spin model simulation of magnetic reversal modes near the
Curie point
J. Barker,1,a/H20850R. F . L. Evans,1R. W. Chantrell,1D. Hinzke,2and U. Nowak2
1Department of Physics, The University of York, York YO10 5DD, United Kingdom
2Fachbereich Physik, Universität Konstanz, Universitätsstrasse 10, D-78464 Konstanz, Germany
/H20849Received 23 September 2010; accepted 25 October 2010; published online 10 November 2010 /H20850
The so-called linear reversal mode is demonstrated in spin model simulations of the high anisotropy
material L1 0FePt. Reversal of the magnetization is found to readily occur in the linear regime
despite an energy barrier /H20849KV /kBT/H20850that would conventionally ensure stability on this timescale. The
timescale for the reversal is also established with a comparison to the Landau–Lifshitz–Bloch
equation showing good agreement. © 2010 American Institute of Physics ./H20851doi:10.1063/1.3515928 /H20852
In order for the current increase in magnetic storage den-
sity to continue, one must overcome the so-called magneticrecording trilemma; namely, that smaller grains are requiredfor higher data densities and to ensure their thermal stability,materials with a high anisotropy are required. The highercoercive field that this produces also becomes a limiting fac-tor as the maximum field produced by the recording head isconstrained by the saturation magnetization of the pole. Oneproposed solution to the trilemma is the use of heat assistedmagnetic recording /H20849HAMR /H20850, which utilizes the temperature
dependence of the anisotropy to enable writing of materialswith a high coercivity. For the highest anisotropy media, thiswill require heating to the Curie temperature /H20849T
C/H20850of the
material. Close to TC, longitudinal fluctuations in the magne-
tization can have a significant impact on the expected energybarriers and therefore the relaxation time of the magnetiza-tion. These effects become especially important when at-tempting to minimize the time to reverse the magnetizationstate of the media that will be important at higher storagedensities.
Recently, the existence of a so-called linear reversal
mode was predicted
1from the Landau–Lifshitz–Bloch /H20849LLB /H20850
equation.2During linear reversal, the magnetization does not
coherently rotate, but instead linearly reduces along the easy
axis, reappearing in the opposite sense in the same manner.This reversal mode is found in materials with a very highanisotropy and only occurs close to T
C/H20849although at tempera-
tures less than TC/H20850, where this reduction of magnetization
becomes more energetically favorable than coherent rotation.Analytic work by Kazantseva et al.1with the LLB equation
has suggested that linear reversal occurs on a much fastertimescale than coherent rotation.
The linear reversal mechanism seems to be a contribu-
tory factor in the optomagnetic reversal phenomenon ob-served by Stanciu et al.
3These experiments circularly used a
polarized laser light to demonstrate magnetization reversalusing 100 fs pulses in the absence of an externally appliedfield. This is a timescale that is much shorter than expectedfor magnetization reversal by precession, but one accessibleto the linear reversal mechanism according to the model ofKazantseva et al.
1Using a model based on the LLB equa-
tion, Vahaplar et al.4showed that reversal on a subpicosec-
ond timescale is possible via the linear reversal mechanismand experiments supported the predicted criticality of the
onset of the linear reversal mechanism, which occurs at atemperature determined by the ratio of the longitudinal andtransverse susceptibilities.
1Thus linear reversal seems to be
central to the optomagnetic reversal mechanism.
Consequently, linear reversal is an important mecha-
nism, justifying detailed investigation of its physical basis. Inthis letter, we use atomistic scale dynamic simulations todemonstrate the existence of linear and elliptical reversalmodes. We also show that reversal readily occurs whereconventionally, a Stoner–Wohlfarth type barrier /H20849KV /k
BT/H20850
would ensure thermal stability on a long timescale. Finally,
we make a direct comparison between the reversal times inthe atomistic spin simulation and the values calculated usingthe LLB equation.
The model Hamiltonian uses the Heisenberg form of ex-
change for moments well localized to atomic sites. It is im-portant in this work to have such microscopic detail so thattemperatures close to the Curie point and through the phasetransition can be reproduced in the model. In this paper wemodel the high anisotropy material L1
0ordered FePt. This
material is known to have a very large uniaxial magneticanisotropy of K/H1101510
8erg /cc, making it a good candidate for
next generation hard drive devices.5The model is parameter-
ized with ab initio data for the exchange interaction and
anisotropy as found by Mryasov et al.6The large anisotropy
in L1 0FePt arises due to the two-ion exchange that exists
between the alternating layers of Fe and Pt. Mryasov et al.
showed that the moment induced in the Pt ions has a direc-tion and magnitude that is linearly dependent on the ex-change field from the surrounding Fe. This allows the Ptspins to be combined onto the Fe lattice sites. The result is aHamiltonian that only contains Fe spins, S
i, but has a long
range exchange that is mediated by the Pt sites.6Equation /H208491/H20850
gives the Hamiltonian, where J˜ijis the effective exchange,
di/H208490/H20850is the single ion anisotropy energy and dij/H208492/H20850is the two-ion
anisotropy energy, His the applied field, and /H9262˜=/H9262Fe+/H9262Pt
H=−J˜ij/H20858
i/HS11005jSi·Sj−di/H208490/H20850/H20858
i/H20849Siz/H208502−dij/H208492/H20850/H20858
i/HS11005jSizSjz
−/H9262˜H·/H20858
iSi. /H208491/H20850
Due to the dependence of the anisotropy on the ordering ofa/H20850Electronic mail: jb544@york.ac.uk.APPLIED PHYSICS LETTERS 97, 192504 /H208492010 /H20850
0003-6951/2010/97 /H2084919/H20850/192504/3/$30.00 © 2010 American Institute of Physics 97, 192504-1
Downloaded 06 Aug 2013 to 150.108.161.71. This article is copyrighted as indicated in the abstract. Reuse of AIP content is subject to the terms at: http://apl.aip.org/about/rights_and_permissionsthe FePt, perfect L1 0phase is assumed by the model, as is a
1:1 stoichiometry.
The ab initio characterization in this model produces
a ferromagnetic state with a Curie temperature of TC
/H11015700 K for a bulk /H20849periodic /H20850system that is just slightly
lower than the experimentally observed value of TC
=750 K.7For granular /H20849open /H20850systems, the atomic sites are
characterized using the same long ranged exchange andtwo-ion anisotropic energies as for the bulk, but the totalexchange on many sites is reduced due to the absence ofinteracting neighboring spin sites at the surface. This ap-proximation is used in the absence of detailed experimentalorab initio characterization of FePt surfaces. It is noted that
because the large anisotropy depends on the long range two-ion anisotropy, this will also be reduced at the surface.
The dynamics of each atomistic moment is described by
the Landau–Lifshitz–Gilbert /H20849LLG /H20850equation,
/H11509Si
/H11509t=−/H9253
/H208491+/H92612/H20850/H9262sSi/H11003/H20853Hi/H20849t/H20850+/H9261/H20851Si/H11003Hi/H20849t/H20850/H20852/H20854. /H208492/H20850
The effective field on each spin is given by Hi=−/H11509H//H11509Si
+/H9256i, where /H9256iare three independent stochastic processes that
satisfy the conditions
/H20855/H9256i/H20856=0 ;
/H208493/H20850
/H20855/H9256i/H20849t/H20850/H9256j/H20849t/H11032/H20850/H20856=/H9254ij/H9254/H20849t−t/H11032/H208502/H9261kBT/H9262s//H9253,
where /H9251is the Gilbert damping parameter; kBis the Boltz-
mann constant; and Tis the temperature of the thermal heat
bath. In ultrafast laser experiments to which this work iscomparable, it would be the conduction electron heat baththat this represents. In such experiments, the phonon andelectron heat baths are in a highly nonequlibrium state, thusthe electron heat bath temperature can be considerably higherthan that of the phonons.
8,9/H9262sis the atomic moment that
is 3.23 /H9262Bfor the localized Fe+Pt combined moments;
/H9253is the gyromagnetic ratio given the value 1.76
/H110031011rad s−1T−1. The LLG equation was integrated using
the Heun method with a time step of 0.5 fs. For the fastprocesses being investigated in this paper and the high tem-poral resolution used, the validity of white noise isquestionable.
10Recent attempts have been made to include
colored noise into the Langevin equation of motion;11how-
ever the approach of Atxitia et al. requires at least two un-
known parameters, the heat bath correlation time and thebath coupling strength. Therefore we will use white noisethermal processes.
A reversal path for the system was calculated by allow-
ing the system to evolve at thermal equilibrium for a longperiod of time in zero field. Comparing the mean values ofthe longitudinal magnetization, m
zand transverse magnetiza-
tion, mt, as the magnetization moves through the configura-
tion space, the mean reversal path was obtained. This calcu-lation was performed for both “up” and “down” initialconfigurations so that a range of motion can be establishedfor systems that do not undergo thermal reversal within thetimescale of the simulations.
The results in Fig. 1are from an ensemble of periodic
systems with a total combined integration time of 2 ns. It canbe seen that as the system approaches T
C, the ellipticity of
the mean reversal path increases. Very close to TC, the be-
havior changes to a linear mode where mtremains very smallfor all values of mz. The small remanent mtis a finite size
effect. A calculation of the Stoner–Wohlfarth type barrier/H9004E=KV /k
BTgives /H9004E/H11015100 for 620 K and /H9004E/H1101530 for
670 K. For both of these values, reversal would be veryunlikely within the 2 ns of total simulation time, yet within atemperature change of 50 K the system goes from beingthermally stable to superparamagnetic, suggesting a dramaticreduction of the energy barrier associated with the onset ofthe linear reversal mode.
The reversal time is also significant, as it governs the
fundamental speed of magnetic phenomena. We have there-
fore calculated the magnetization reversal time t
01for com-
parison with the analytic solution of the LLB equation by
Kazantseva et al.1for reversal times. The time t01is defined
as the time taken to for the system to change from a state ofm
z=1 to mz=0 with a reversing field applied along the easy
axis. The results are the average of many simulations to es-tablish a mean reversal time. We now compare the atomisticresults with analytic LLB calculations. We note that inreference
1the LLB equation has been parameterized for a
system size of 6 nm. To allow a direct comparison with theanalytical results we have carried out atomistic calculationsfor a system size of 6 nm to ensure that the susceptibilitiesand equilibrium magnetization had the same temperaturevariation as those used in the LLB model. Due to finite sizeeffects, which are especially pronounced in FePt due to thelong range nature of the exchange, this system has a smallerT
Cof 600 K.12
Figure 2shows a very good agreement between the ato-
mistic simulation results and the analytic solution of the LLBequation.
1Importantly, the reversal time changes by an order
of magnitude across TCin the linear reversal regime. This
effect is significant for HAMR, as it shows that reversal ispossible in the magnetically hardest materials, but heating
close to T
Cwill be necessary.
To illustrate this effect more explicitly, we have simu-
lated the reversal probability o fa6n m grain under a 10 ps
heat pulse and 1 T field, as shown in Fig. 3. The reversal
probability is zero at low temperatures, consistent with the710 K670 K620 K
mtmz
0.8 0.7 0.6 0.5 0.4 0.3 0.2 0.100.5
0.4
0.3
0.2
0.1
0
-0.1
-0.2
-0.3
-0.4
-0.5
FIG. 1. /H20849Color online /H20850Mean reversal path of a periodic system /H20849TC
/H11015700 K /H20850showing the equilibrium magnetization vector for given tempera-
tures. Dashed lines are guides representing a circular reversal path for eachtemperature.192504-2 Barker et al. Appl. Phys. Lett. 97, 192504 /H208492010 /H20850
Downloaded 06 Aug 2013 to 150.108.161.71. This article is copyrighted as indicated in the abstract. Reuse of AIP content is subject to the terms at: http://apl.aip.org/about/rights_and_permissionslarge energy barriers noted earlier. At a critical temperature
of/H11011640 K, the reversal probability increases rapidly. Note
that this temperature is consistent with the estimate of/H11011642 K for the critical temperature T
/H11569for the onset of linear
reversal. T/H11569is determined1by the condition /H9273˜/H20648//H9273˜/H11036=1 /2,
where /H9273˜/H20648,/H9273˜/H11036are the longitudinal and transverse suscepti-
bilities respectively. We note that the maximum reversalprobability reached is less than unity. This reflects the ther-mal equilibrium probability, which is determined bytanh /H20849
/H9262H/kT/H20850where /H9262is the total spin moment of the nano-
particle. The sharp transition at the critical temperature fa-
vorably compares with Fig. 2and the results of Kazantseva
et al. Importantly, the criticality of the reversal mechanism isdemonstrated in agreement with the experimental data of Va-
haplar et al.4
In summary, we have demonstrated the so-called linear
reversal mode within atomistic spin model simulations. Thishas shown that in the linear regime, reversal occurs within atimescale much shorter than the expected relaxation time forthe conventional Stoner–Wohlfarth barrier /H20849KV /k
BT/H20850. The
onset of this linear regime also appears to be very critical
with thermal stability and reversal being separated by a rela-tively small change in temperature.
The atomistic spin simulations performed here support
the analytic solution of the LLB equation by Kazantsevaet al. with respect to reversal times. Again these results con-
firm the apparent criticality of the onset of the linear reversalmode. Very close to T
Cthe reversal time of the system
changes by at least an order of magnitude. These results alsodemonstrate that for temperatures and fields achievable inthe nonequilibrium regime of ultrafast laser experiments, re-versal is possible on a subpicosecond timescale, which isconsistent with the optomagnetic reversal experiments ofStanciu et al.
3
J.B. is grateful to the EPSRC Contract No. EP/
P505178/1 for provision of a PhD studentship. D.H. ac-knowledges support by the Deutsche Forschungsgemein-schaft through Grant No. SFB 767. Financial support of theEU FP7 program /H20851Grant No. NMP3-SL-2008-214469 /H20849Ultra-
Magnetron /H20850and Grant No. 214810 /H20849FANTOMAS /H20850/H20852is also
gratefully acknowledged.
1N. Kazantseva, D. Hinzke, R. W. Chantrell, and U. Nowak, Europhys.
Lett. 86, 27006 /H208492009 /H20850.
2D. A. Garanin, Phys. Rev. B 55, 3050 /H208491997 /H20850.
3C. D. Stanciu, F. Hansteen, A. V . Kimel, A. Kirilyuk, A. Tsukamoto, A.
Itoh, and Th. Rasing, Phys. Rev. Lett. 99, 047601 /H208492007 /H20850.
4K. Vahaplar, A. M. Kalashnikova, A. V . Kimel, D. Hinzke, U. Nowak, R.
Chantrell, A. Tsukamoto, A. Itoh, A. Kirilyuk, and Th. Rasing, Phys. Rev.
Lett. 103, 117201 /H208492009 /H20850.
5D. Weller, A. Moser, L. Folks, M. E. Best, W. Lee, M. F. Toney, M.
Schwickert, J.-U. Thiele, and M. F. Doerner, IEEE Trans. Magn. 36,1 0
/H208492000 /H20850.
6O. N. Mryasov, U. Nowak, K. Y . Guslienko, and R. W. Chantrell, Euro-
phys. Lett. 69, 805 /H208492005 /H20850.
7S. Okamoto, N. Kikuchi, O. Kitakami, T. Miyazaki, and Y . Shimada, Phys.
Rev. B 66, 024413 /H208492002 /H20850.
8P. B. Allen, Phys. Rev. Lett. 59, 1460 /H208491987 /H20850.
9N. Kazantseva, U. Nowak, R. W. Chantrell, J. Hohlfeld, and A. Rebei,
Europhys. Lett. 81, 27004 /H208492008 /H20850.
10W. F. Brown, Phys. Rev. 130, 1677 /H208491963 /H20850.
11U. Atxitia, O. Chubykalo-Fesenko, R. W. Chantrell, U. Nowak, and A.
Rebei, Phys. Rev. Lett. 102, 057203 /H208492009 /H20850.
12U. Nowak, O. N. Mryasov, R. Wieser, K. Guslienko, and R. W. Chantrell,
Phys. Rev. B 72, 172410 /H208492005 /H20850.10 T1T
T[K]t1
0[ps]
1200 1100 1000 900 800 700 600100
10
1
0.1
FIG. 2. /H20849Color online /H20850A comparison of the characteristic reversal time t01as
a function of temperature, through TCi na6n mc u b eo fF e P t /H20849TC=660 K
for this small finite size system /H20850. Reversing fields /H20849an applied field along the
z-axis opposing the magnetization /H20850of 1 and 10 T are compared. Atomistic
spin simulations are represented by points and the solid lines are the analyticsolution of the LLB equation /H20849see Ref. 1/H20850.
/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc/PaintProc
T[ K ]Reversa lProbability
740 720 700 680 660 640 6201
0.8
0.60.4
0.2
0
FIG. 3. /H20849Color online /H20850The reversal probability o fa6n mF e P tg rain in a 1
T reversing field after the application of a 10 ps square heat pulse. Theshaded area represents reversal /H20849m
z/H110210/H20850.192504-3 Barker et al. Appl. Phys. Lett. 97, 192504 /H208492010 /H20850
Downloaded 06 Aug 2013 to 150.108.161.71. This article is copyrighted as indicated in the abstract. Reuse of AIP content is subject to the terms at: http://apl.aip.org/about/rights_and_permissions |
1.1623491.pdf | A multilevel-based dynamic approach for subgrid-scale modeling
in large-eddy simulation
M. Terracola)
Office National d’Etudes et de Recherches Ae ´rospatiales, 29 av. de la Division Leclerc, BP 72,
92322 Cha ˆtillon cedex, France
P. Sagaut
Office National d’Etudes et de Recherches Ae ´rospatiales, 29 av. de la Division Leclerc, BP 72,
92322 Cha ˆtillon cedex, France
and Laboratoire de Mode ´lisation en Me ´canique, Universite ´Pierre et Marie Curie,
4 place Jussieu, BP 162, 75252 Paris cedex 5, France
~Received 27 November 2002; accepted 9 September 2003; published 21 October 2003 !
In this paper we present a new dynamic methodology to compute the value of the numerical
coefficient present in numbers of subgrid models, by mean of a multilevel approach. It is based onthe assumption of a power law for the spectral density of kinetic energy in the range of the highestresolved wave numbers. It is shown that this assumption also allows us to define an equivalent lawfor the subgrid dissipation, and to obtain a reliable estimation for it through the introduction of athree-level flow decomposition. The model coefficient is then simply tuned dynamically during thesimulation to ensure the proper amount of subgrid dissipation. This new dynamic procedure hasbeen assessed here in inviscid homogeneous isotropic turbulence and plane channel flowsimulations ~with skin-friction Reynolds numbers up to 2000 !.©2003 American Institute of
Physics. @DOI: 10.1063/1.1623491 #
I. INTRODUCTION
In large-eddy simulation, only the largest scales of mo-
tion are resolved. They are defined through the use of a low-pass filtering operator G, associated with a cut-off wave
numberk
c. However, the presence of unresolved ~subgrid !
scales must be taken into account by the use of a subgridmodel. Despite the considerable effort devoted to the devel-opment of subgrid closures ~see Ref. 1 for a review !, actual
models are still restricted in practice to a limited range ofapplications. Indeed, the subgrid-viscosity models widelyused in actual simulations have been developed in the re-stricted framework of isotropic and homogeneous turbu-lence, and thus appear not able to account correctly for thepresence of inhomogeneous subgrid scales. Scale similarityand deconvolution closures appear well-suited to account forcomplex phenomena, since no particular form of the subgridterms is assumed. They exhibit a high degree of correlationwith the real subgrid terms in a priori tests,
2but appear
generally underdissipative in practical simulations and re-quire an additive regularization. Some examples are the ad-dition of an eddy-viscosity term as in the mixed model pro-posed by Zang et al.,
3or a relaxation term in the set of
filtered equations as in the deconvolution approach of Stolzet al.
4,5Domaradzki et al.6have also found it necessary to
include a secondary regularization step in the original formof the velocity estimation model
7to account for high Rey-
nolds numbers. It thus appears that actual models still sufferfrom a general unadapted level of subgrid dissipation. An
alternative is the incorporation of a coefficient in the model,which should ensure a good level of dissipation, as it wasproposed for scale-similarity models by Liu et al.,
2Cook,8or
Maurer and Fey,9for instance, or equivalently a modification
of the constant present in eddy-viscosity closures. Germanoet al.
10have introduced a way of modifying the coefficient of
a given subgrid model by the mean of a dynamic approach,originally applied to the Smagorinsky model.
11It has then
been extended to the case of linear combination models byseveral authors.
3,12–14This approach relies on mathematical
considerations, and more particularily on the Germano’sidentity. While this treatment leads to generally satisfactorybehavior, it can produce some numerical instabilities due tolarge variations of the coefficient, or an antidissipative be-havior of the model. Thus, some stabilization techniquessuch as space averaging, clipping, or more complexapproaches
15–17have to be introduced.
In the present study, a new dynamic procedure, based on
physical considerations is proposed. It is based on the as-sumption of a power law for the spectral density of energy inthe highest resolved wave numbers. The use of a three-levelfield decomposition allows us to estimate dynamically theexpected slope of the spectrum, which is not arbitrarily im-posed, thus allowing the method to account for disequilib-rium effects.The three-level decomposition then allows us toget an evaluation of the proper amount of subgrid dissipationand adapt the model in consequence.
The organization of the paper is as follows: in the first
part, the general framework of a multilevel decomposition of
a!Author to whom correspondence should be addressed. Telephone:
~133!1.46.73.42.89; fax: ~133!1.46.73.41.66; electronic mail:
Marc.Terracol@onera.frPHYSICS OF FLUIDS VOLUME 15, NUMBER 12 DECEMBER 2003
3671 1070-6631/2003/15(12)/3671/12/$20.00 © 2003 American Institute of Physicsthe solution, developed in previous studies18–20is recalled
since it is one of the bases of the present approach. Then, theset of filtered governing equations and basic subgrid closuresare detailed.The third part of the paper is then devoted to thedescription of the multilevel dynamic procedure itself. Someapplications are then presented in the fourth section. Thecases that have been considered include ~i!homogeneous
and isotropic turbulence in the inviscid limit which is themost representative case of the ability of the model to pro-duce the proper amount of subgrid dissipation; and ~ii!a
plane channel flow configuration that allows us to assess thedynamic procedure in the case of more practical flows withboundary conditions such as walls. Some rather high valuesof the skin-friction Reynolds numbers have been considered~up to Re
t52000). Finally, some conclusions are drawn in
the last part of the paper.
II. MULTILEVEL DECOMPOSITION
We first recall the framework of a multilevel decompo-
sition of any variable fof the flow by the use of Ndifferent
filtering levels.
Each level is defined by mean of a family of low-pass
filters $Gn%,nP@1,N#that are characterized by their cutoff
length scales Dn, associated with the cutoff wave numbers
kn5p/Dnin spectral space.
The filtering operation is then formally defined as the
convolution product with the filter kernel Gn:
Gn*f~x,t!5E
VGn~x2j!f~j,t!dj, ~1!
wherexPV,R3is the space coordinates vector, tPR1is
time, and f:V3R1!Rrepresents any flow variable.
Hereafter, the case Dn11.Dnwill be considered, or,
equivalently, kn11,kn.
The filtered variables at the finest level of resolution are
defined as f¯(1)5G1*f.
At levelnP@2,N#, the filtered variables are then recur-
sively defined as
f¯~n!5Gn*Gn21*fl*G2*G1*f5G1n~f!, ~2!
with, for any mP@1,n#:Gmn()5Gn*Gn21*flGm11*Gm
*().
That is to say that level 1 corresponds to the finest rep-
resentation of the solution, while levels with increasing val-ues ofncorrespond to coarser and coarser representations.
This multilevel formalism also allows us to introduce a
multilevel decomposition of any flow variable
fas
f5f¯~n!1(
l51n21
dfl1f9, ~3!
where f¯(n)5G1n(f),dfl5f¯(l)2f¯(l11), and f95f2f¯(1)
5df0.
In the multilevel decomposition ~3!,f¯(n)corresponds to
the resolved scales at the nth level of resolution. The details
dflcorrespond to the scales resolved at the level l, which
are unresolved at the level l11, and, finally, f9corresponds
to the finest level unresolved scales. Figure 1 illustrates de-composition ~3!in spectral space, in the particular case of
sharp cut-off primary filters Gn.
Remark that for N51, the classical LES decomposition
is recovered.
In the compressible case, density-weighted filtering is
used. In that case, density-weighted filtered variables at levelnare defined as
f˜~n!5G1n~rf!
G1n~r!5Gn*rf~n21!
Gn*r¯~n21!. ~4!
III. GOVERNING EQUATIONS
A. Filtered Navier–Stokes equations
We consider the compressible Navier–Stokes equations
under the following compact form:
]V
]t1N~V!50, ~5!
whereV5(r,rUT,rE)T,U5(u1,u2,u3)T, and
N~V!5S"~rU!
"~rU^U!1p2"s
"~rE1p!U2"~s:U!1"QD, ~6!
wherepis the pressure, ris the density, Uis the velocity
vector, and rEis the total energy. Classical expressions are
used for the viscous stress tensor sand viscous heat flux
vectorQ, i.e.,
s522mSd, ~7!
Q52kT, ~8!
where the exponentddenotes the deviatoric part of a tensor,
Tis temperature, and Sis the rate-of-strain tensor:
S51
2"U1~"U!T. ~9!
The temperature is linked to the pressure by the perfect gas
state law, and Sutherland’s law is used to compute the vis-cosity
mas a nonlinear function of T. Finally, the thermal
conductibility coefficient kis linked to viscosity through the
FIG. 1. Multilevel decomposition ~sharp cut-off filters !.3672 Phys. Fluids, Vol. 15, No. 12, December 2003 M. Terracol and P. Sagautuse of a Prandtl number assumption ~Pr50.7 in this study !as
k5Cpm/Pr, where Cpis the isopressure heat coefficient.
The filtered equations at any level nP@1,N#are then
simply obtained by applying the filtering operator G1nto Eq.
~5!. Assuming classically the commutation of the filtering
operation with time derivative, the filtered equations at levelnare
]Vˆ~n!
]t1N~Vˆ~n!!52T~n!~10!
where T(n)is the subgrid term, defined as
T~n!5N~V!~n!2N~Vˆ~n!!. ~11!
In these equations, Vˆ(n)has been substituted to V¯(n)because
of density-weighted filtering. Indeed, the filtered variables
arer¯(n),u˜i(n),p¯(n)from which the vector of resolved vari-
ablesVˆ(n)5(r¯(n),r¯(n)u˜i(n),rEd(n))Tis computed, with rEd(n)
the resolved energy at level n:
rEd~n!5p¯~n!
g2111
2r¯~n!~u˜i~n!!2. ~12!
Commutation errors between space derivatives and filters are
included in T(n). However, if the filters used commute with
space derivatives, the only remaining term in T(n)comes
from the ~nonlinear !convective term. Indeed, Vreman
showed in a detailed study21that subgrid quantities resulting
from the nonlinearity of the viscous terms are negligible infront of those coming from the convective terms.
These classical hypothesis will be made in the following,
thus leading at each filtering level to the following expres-sion for the ~uncomputable !subgrid terms:
T
~n!5S0
"t~n!
"~t~n!:U˜~n!!1"q~n!D, ~13!
with the following expressions for the subgrid stress tensor
t(n)and subgrid heat flux vector q(n)at leveln:
t~n!5r¯~n!~U^Ug ~n!2U˜~n!^U˜~n!!, ~14!
q~n!5r¯~n!Cv~UTg~n!2U˜~n!T˜~n!!, ~15!
whereCvis the isovolume heat coefficient.
B. Subgrid closure
To close the system of filtered equations ~10!, a param-
etrization is needed for the two subgrid terms t(n)andq(n).
Several subgrid closures have been developed and can
be found in litterature ~see Ref. 1 for a review !, ranging from
simple eddy-viscosity closures to more recentdeconvolution-like ones ~Stolzet al.
4,5and Domaradzki
et al.6,7!. In the following, a ‘‘generic’’ expression will be
considered for the subgrid terms, depending on the resolvedquantities at level n, under the form
t~n!5C3Mt~r¯~n!,U˜~n!,Dn!, ~16!
q~n!5C3Mq~r¯~n!,T˜~n!,U˜~n!,Dn!. ~17!The parameter Caccounts for the fact that most of the sub-
grid models include a numerical constant in their expression.This coefficient is generally calibrated by considering theparticular case of an isotropic homogeneous turbulence, orby comparison with experiments. For instance the two mod-els considered in this study are the classical Smagorinsky
11
closure and the scale-similarity closure of Liu et al.,2which
provide at level one the following expressions for Mt:
~i!Smagorinsky closure,
Mt52r¯~1!~D1!2uS˜~1!uS˜~1!; ~18!
~ii!Liuet al.scale-similarity closure:
Mt5G2*r¯~1!U˜~1!^U˜~1!2r¯~2!U˜~2!^U˜~2!, ~19!
where filtering level two is used as a test level.
IV. MULTILEVEL DYNAMIC PROCEDURE
First, a power-law is assumed for the energy spectrum in
the range of the highest resolved wave numbers, i.e.,
E~k!5E0ka. ~20!
Such a scaling law was proposed by many authors to modify
the original 25/3 scaling by Kolmogorov. It is worth noting
that both E0andacan be Reynolds-number-dependent, as
suggested by Barenblatt.22Most of these modifications can
be recast as follows:
E~k!5CKe2/3k25/3~kL!z, ~21!
whereCKis the Kolmogorov constant, ethe mean viscous
dissipation, La length scale, and za real parameter, leading
toa5z25/3. Under this assumption, it can be shown that the
expression of the mean subgrid dissipation at a given wavenumberk
n, obeys also to a power-law, i.e.,
^e~kn!&52^t~n!:S˜~n!&5e0kng, ~22!
whereE0,e0are some functions of z~or equivalently a!and
the brackets denote ensemble averaging. In the present study,only some averages over the entire computational domainwill be used.
Considering an eddy-viscosity-type parametrization of
the form
t(n)522nsgs(kn)S˜(n)for the subgrid-stress tensor,
the following expression is obtained for the mean subgriddissipation at the wave number k5k
n:
^e~kn!&5^2nsgs~kn!S˜~n!:S˜~n!&, ~23!
where nsgsis a subgrid viscosity, and S˜(n)is the resolved
rate-of-strain tensor at level n. A simple dimensional
analysis1gives an expression for ^nsgs(kn)&as a function of
knand^e(kn)&:
^nsgs~kn!&5n0^e~kn!&1/3kn24/3, ~24!
where n0is a constant.
Under the assumption that ^2nsgs(kn)S˜(n):S˜(n)&
.^2nsgs(kn)&^S˜(n):S˜(n)&, the following analytical expression
is obtained for the mean subgrid dissipation at level n:3673 Phys. Fluids, Vol. 15, No. 12, December 2003 A multilevel-based dynamic approach^e~kn!&.2n0^e~kn!&1/3kn24/3E
0knk2E~k!dk
52E0n0
31a^e~kn!&1/3kn31a24/3, ~25!
which finally yields to a power-law form for ^e(kn)&:
^e~kn!&5S2E0n0
31aD3/2
kng5S2CKe2/3Lzn0
31aD3/2
kng,
with g53a15
253
2z. ~26!
Remark that for an equilibrium turbulence, for which the
subgrid dissipation is constant along the spectrum ~g5z50!,
a classical Kolmogorov energy spectrum is recovered with
a525/3.
The multilevel formalism presented in Sec. II is then
considered, with N53. The primary level is the one at which
the computation is performed, and at which a subgrid closureis required to close the filtered Navier–Stokes equations,while levels 2 and 3 are secondary filtering levels that will beused for the dynamic procedure ~often referred to as ‘‘test’’
levels !. For the following developments, the ratio R
n,n11
5kn/kn115Dn11/Dnis introduced.
The mean subgrid dissipation at level n,^e(kn)&will be
now referred to as e(n).
From ~22!and~26!,w eg e t
e~n!
e~n11!5Rn,n11g. ~27!
From this expression, the value of gis then simply given by
g5log~e~2!/e~3!!
log~R2,3!. ~28!
As stated in Sec. III, a subgrid term appears in the filtered
momentum equations at each level n51, 2, 3, and more
particularily the subgrid stress tensor t(n). The aim of the
present approach is to propose a reliable closure for the sub-grid terms of the finest resolution level, i.e.,
t(1). As stated in
Sec. IIIB3, a ‘‘generic’’ parametrization is adopted for thisterm, under the form
t~1!5C3Mt~r¯~1!,U˜~1!,D¯~1!!, ~29!
where the global parameter Cis introduced to ensure the
proper amount of subgrid dissipation. For R1,2.2 andR2,3
.1, some reliable approximations of the subgrid stress ten-
sors at level two and three can be obtained by the followingexpressions:
t~2!5G2*~r¯~1!U˜~1!^U˜~1!!2r¯~2!U˜~2!^U˜~2!, ~30!
t~3!5G23~r¯~1!U˜~1!^U˜~1!!2r¯~3!U˜~3!^U˜~3!. ~31!
Indeed, following Domaradzki et al.23and Kerr et al.,24the
main part of the subgrid energy transfer at a given level isdue to local interactions with wave numbers lower than twicethe cut-off wave number. This property is widely used indeconvolution-like approaches,
4,5,7,25based on a reconstruc-
tion of scales two times smaller than the resolved ones thatare then used to compute the subgrid terms.
Thus, an estimation of the mean subgrid dissipations
e(2)
ande(3)can be obtained with the previous expressions for
t(2)andt(3)by
e~n!52^t~n!:S˜~n!&,n52,3. ~32!
The corresponding value of gis then obtained by relation
~28!.
Since t(1)5C3Mt, the subgrid dissipation at level
one is given by e(1)5C3e8, where the quantity e8
52^Mt:S˜(1)&is computable, and the parameter Cremains
to be evaluated. The correct amount of dissipation at levelone is given by setting n51 in relation ~27!:
e~1!5R1,2ge~2!.
The value of Cis then finally given by
C5R1,2ge~2!
e8. ~33!
Remarks:
~i!ForR1,25R2,3, a simple relation is directly obtained:
C5~e~2!/e8!3~e~2!/e~3!!. ~34!
~ii!In the particular case of a Kolmogorov spectrum,
a525/3, and g5z50, the expression of Cbecomes
simply C5e(2)/e8to ensure a constant dissipation
along the spectrum.
V. APPLICATIONS
The numerical scheme used in this study is a second-
order accurate nondissipative cell-centered finite-volumescheme. The skew-symmetric form of the convective fluxeshas been retained to reduce the aliasing errors,
26coupled
with a staggered formulation of the viscous ones. Time inte-gration is performed with a classical explicit low-storagethird-order accurate Runge–Kutta scheme, with a CFL num-ber value of 0.95 to neglect time-filtering effects.
The ability of the proposed method to estimate the
proper level of subgrid dissipation is first analyzed by con-sidering the simple case of an homogeneous and isotropicturbulence. Indeed, this case is one of the most representativeof the dissipative behavior of a subgrid model, since theenergy spectrum in k
25/3expected at sufficiently high Rey-
nolds numbers is not well reproduced with over- or under-dissipative simulations.
A. Homogeneous isotropic turbulence
The case considered here deals with a fully turbulent
homogeneous isotropic turbulence. All the simulations aredone in the limit of an infinite Reynolds number such that theonly dissipation of energy is due to the subgrid model used.The computational domain is a cubic box of side 2
p, with
periodic boundary conditions in the three space directions,and 64
3uniformly distributed meshpoints.3674 Phys. Fluids, Vol. 15, No. 12, December 2003 M. Terracol and P. SagautThe initial flow is a random field, the spectral energy
distribution of which satisfies the following law:
E~k,t50!;k4exp~22k2/k02!. ~35!
The mode k0corresponding to the initial integral scale is set
here tok052. The initial field is solenoidal, while the turbu-
lent Mach number Mt5urms/c, withcthe sound celerity is
set to 0.2. These two characteristics ensure a quasi-incompressible flow all along the simulations. They are car-ried out from t50t ot510, where tis the time, nondimen-
sionalized by L
0/urms, withL0the initial integral scale, and
urmsthe rms velocity.
Despite its apparent simplicity, this case is critical in the
sense that the results are very dependent on the mean subgriddissipation level provided by the subgrid model. Indeed, inthe absence of molecular viscosity, the establishment of ahigh level of turbulence at t.6 implies the use of a suffi-
ciently dissipative subgrid model to prevent any blow-up ofthe simulation due to energy accumulation at the cut-off. Itthus appears as a good first test case to see the potentiality ofthe new dynamic procedure to give the proper amount ofsubgrid dissipation. The procedure has been applied here tothe determination of the coefficient C
sused in the classical
Smagorinsky closure. The expression for t(1)is thus here
given by Eq. ~29!, where the ‘‘generic’’term Mtis given by
the Smagorinsky model @see Eq. ~18!#. We then propose to
compute dynamically in time the value of the Smagorinskycoefficient C
s5C1/2by the use of the new multilevel dy-
namic procedure.
One simulation using the Smagorinsky closure, together
with the dynamic determination of Csby the proposed mul-
tilevel method, has thus been carried out ~case S-NEW !. The
filters used here to define the different filtering levels are thethree-point discrete filters proposed by Sagaut andGrohens,
27withR1,25R2,352, applied successively in the
three space directions. These discrete filters are equivalent tothe second order to Gaussian filters. As a comparison, twoother simulations have been carried out: one with the stan-dard version of the Smagorinsky model,
11where the theoret-
ical value of Cs50,18 has been retained ~case S-018 !, and
one using the dynamic Smagorinsky model of Germanoet al.
10~case S-DYN !. It is to be noted that numerical simu-
lations with no subgrid model blew up rapidly, and couldthus not be performed. This point highlights the strong effectof the subgrid dissipation in this test case.
Figure 2 illustrates for each case considered here the
temporal evolution of the coefficient C
s.
For the two simulations using a dynamic coefficient, one
notes that its value grows during the transitional phase, toreach a quasiconstant value from t.5.7 to the end of the
simulation. Indeed, during this phase, the flow has reached afully turbulent self-similar state. The two mean values of C
s
given by the two dynamic methods during the self-similar
phase differ slightly ~0.178 for the S-DYN case, and 0.188
for the S-NEW case !. The slightly higher value obtained in
the S-NEW case remains in very good agreement with thetheoretical value of 0.18, however, not reaching the value of0.2 suggested by Deardorff.
28
Figure 3 presents the resolved kinetic energy spectra ob-tained at t510. One can note for each case a large inertial
zone in perfect agreement with the theoretical k25/3slope.
Figures 4 and 5 show, respectively, the temporal evolu-
tions of kinetic energy and enstrophy V5^uÙUu&~spatial
integration over the computational domain !. First, we note
that the kinetic energy decay is faster during the transitionalphase for case S-018. This is generally attributed to a tooimportant value of C
sduring this phase in which the flow is
the place of many anisotropic events. The too strong inten-sity of subgrid dissipation in this last case also results in adrop on the amplitude of the enstrophy peak, which alsoappears later. During the self-similar phase, all the simula-tions exhibit a kinetic energy decay in t
2b, with here
b51.97, however greater than the decay rate of 1.38 given
by the eddy-damped quasi-normal Markovian ~EDQNM !
theory or by spectral DNS.29
FIG. 2. Temporal evolution of the Smagorinsky coefficient. : S-NEW;
: S-018; : S-DYN.
FIG. 3. Kinetic energy spectrum at t510. : S-NEW; : S-018;
: S-DYN.3675 Phys. Fluids, Vol. 15, No. 12, December 2003 A multilevel-based dynamic approachFinally, one can note slightly different positions of the
enstrophy peak in each case. It is obtained at t54.12 in case
S-018,t53.93 in case S-DYN, and t53.78 in case S-NEW.
This last position is the closest from the one predicted by theEDQNM theory t.5.9/V(0)
1/2, which is equal to 3.74 here.
Globally, one can thus note a very good behavior of the
simulation S-NEW, which gives results appreciably equiva-lent to those obtained in case S-DYN, generally cited as areference. As a first result, it shows that the new dynamicprocedure is efficient, and that, in particular, the subgrid dis-sipation estimations provided at levels n52 andn53 are
sufficiently accurate to give a reliable estimation of theproper subgrid dissipation at level n51.
Some additional tests have thus been carried out to as-
sess the dynamic method in the context of more practicalflows such as wall-bounded flows. Some channel flow com-
putations are reported in the next section, for several valuesof the Reynolds number.
B. Plane channel flow
The dynamic multilevel procedure is applied here to the
well-known plane channel flow configuration. The nominalMach number value is M50.5, and several values of the
Reynolds number Re
mbased on the channel width and the
mean bulk values have been considered.
This time, the scale-similarity model of Liu et al.has
been retained as subgrid closure, combined with the pro-posed dynamic approach. The subgrid stress tensor is thusexpressed as C3M
t, with
Mt5G2*r¯~1!U˜~1!^U˜~1!2r¯~2!U˜~2!^U˜~2!. ~36!
This model, which shows a very high correlation with exact
subgrid terms during a prioritests, is generally not able to
give the correct amount of subgrid dissipation with C51.
Thus, it is proposed here to combine the good structuralproperties of the scale similarity model with some goodproperties in terms of subgrid dissipation by means of theproposed dynamic approach. The different simulation casesare referred to as cases A, B, C, D, which correspond totargeted skin-friction Reynolds number values of 180, 590,1050, and 2000, respectively. The domain sizes are 2
p
34p/332 for case A, 2 p3p32 for case B, and 2.5 p
3p/232 for cases C and D, in the respective x~streamwise !,
y~spanwise !, andz~wall–normal !directions. The character-
istics of the computational grids used in each case are sum-marized in Table I. It should be noted that the grid resolu-tions are relatively coarse for the second-order accuratenumerical scheme used in this study.
First of all, some simulations without a model ~LoDNS !
have been performed for each case. For casesAand B, simu-lations with a classical plane-averaged dynamic Smagorin-sky model
10~SDYN !have also been carried out. For the four
cases A, B, C, and D, simulations using the new closure~NEW !have been performed. Again, the secondary filtering
levels are obtained through the use of the discrete three-pointfilter proposed in Ref. 27, with R
1,25R2,352. For all the
computations using the new dynamic procedure, a simpleaverage of the coefficient Cover the entire computational
domain has been considered. Table II summarizes all thesimulations that have been done, and displays the skin-friction parameters obtained in each case, which agree wellwith the targeted values, except the ‘‘SDYN’’ computations,which tend to underestimate these parameters. This can beexplained by the purely dissipative behavior of the model inthese cases.
FIG. 4. Kinetic energy decay. : S-NEW; : S-018;
: S-DYN.
FIG. 5. Temporal evolution of enstrophy. : S-NEW; : S-018;
: S-DYN.TABLE I. Computational parameters.
Case Rem Nx3Ny3Nz Dx1Dy1Dz1
A 5600 22 362364 51 12 1–10
B2 1 8 5 04 0 392364 92 20 1–30
C4 2 1 4 08 2 382364 100 20 1.25–50
D 85000 156 3156380 100 20 1.5–803676 Phys. Fluids, Vol. 15, No. 12, December 2003 M. Terracol and P. SagautFigures 6–9 present the mean streamwise velocity pro-
files obtained in each case, in wall units. For the casesAandB, the results are compared to the DNS results of Moseret al.
30It is observed that the use of the new scale-similarity
model improves the results in comparison with other simu-lations. All the simulations fail to give the correct slope ofthe velocity profile in the logarithmic region, but this is aknown feature of LES performed with second-order accurateschemes ~see the numerical studies of Kravchenko and
Moin
26and Shah and Ferziger,25for instance !. For the high
Reynolds cases C and D, the agreement with the theoreticalwall law U
152.5logz115.5 is very satisfactory, even with
the coarse grid resolution used here. Again, it is observedthat the simulations performed with the new dynamic proce-dure improve the results, in comparison with the simulationswithout a model.
Figures 10–13 present, in wall units, the rms velocity
fluctuation profiles. For the cases A and B, it is seen that allthe LES performed tend to overestimate the peak value ofthe streamwise component, and to underestimate the valuesof the spanwise and wall–normal components. This is also aparticularity of second-order schemes. However, it is strikingthat the results obtained with the new dynamic scale-similarity closure are closer to DNS results than the otherones, in particular, for the amplitude and position of the
FIG. 6. Mean streamwise velocity profile for case A. :
‘‘LoDNS’’; : ‘‘SDYN’’. : ‘‘NEW’’; symbols: DNS, Moser
et al. ~Ref. 30 !;: wall law.
FIG. 7. Mean streamwise velocity profile for case B. Same key as Fig. 6.
FIG. 8. Mean streamwise velocity profile for case C. Same key as Fig. 6.
FIG. 9. Mean streamwise velocity profile for case D. Same key as Fig. 6.TABLE II. Simulations parameters and skin-friction values.
Case SGS Model Ret(%error) ut3102
A-LoDNS No model 178 ~21.1! 6.15
A-SDYN Dyn. Smag. 172 ~24.4! 5.90
A-NEW New model 183 ~11.6! 6.30
B-LoDNS No model 590 ~0.0! 5.16
B-SDYN Dyn. Smag. 570 ~23.3! 5.00
B-NEW New model 607 ~12.8! 5.32
C-LoDNS No model 1035 ~21.4! 4.67
C-NEW New model 1072 ~12.2! 4.85
D-LoDNS No model 1934 ~23.3! 4.35
D-NEW New model 1980 ~21.0! 4.453677 Phys. Fluids, Vol. 15, No. 12, December 2003 A multilevel-based dynamic approachstreamwise component peak. Cases C and D, despite the fact
that they are performed using coarse grids, yield satisfactoryresults, which are comparable to those obtained by Domar-adzki and Loh
7at Re t.1000 with the subgrid-scale estima-
tion model and a high-order pseudospectral numericalscheme. The simulations performed without model lead,however, to a strong overestimation of the peak values. Thiscan be explained by the lack of dissipation in the productionzone of the flow.
Table III presents, for each simulation performed with
the new scale-similarity model, the mean computed values~time and domain averages !ofC,
g, and a, given, respec-
tively, by relations ~33!,~28!, and ~26!. It is observed that a
25/3 slope is not recovered, leading to a nonzero value of z.
Another interesting point is that zis not constant, and exhib-
its a Reynolds number dependence. In order to check Baren-blatt’s hypothesis
22of a dependence of the form
z~Re!5z8/ln~Re!,z8is displayed as a function of the friction
Reynolds number in Fig. 14. It is seen that the present simu-lations suggest that an asymptotic value
z8.21.4 is valid for
high Reynolds numbers. However, further investigations atvery high Reynolds numbers are required to conclude on thispoint.
Several other authors
30,31have raised the issue of a Rey-
nolds number dependence in channel flow simulations. In-deed, the momentum equations, written in wall coordinatesdo not exhibit a Reynolds number dependence.
31However,
as observed in both DNS calculations and experiments, theresults generally exhibit such a dependence for the range oflow and moderate Reynolds numbers that were studied. In-deed, the authors observe an increase of the level of turbulent
FIG. 10. The rms velocity fluctuations for caseA. : ‘‘LoDNS’’;
: ‘‘SDYN’’. : ‘‘NEW’’; symbols: DNS, Moser et al. ~Ref. 30 !.
FIG. 11. The rms velocity fluctuations for case B. Same key as Fig. 10.
FIG. 12. The rms velocity fluctuations for case C. Same key as Fig. 10.
FIG. 13. The rms velocity fluctuations for case D. Same key as Fig. 10.
TABLE III. Mean values of C,g, and a.
Case C ga
A-NEW 0.55 20.775 22.18
B-NEW 0.73 20.385 21.92
C-NEW 0.77 20.310 21.87
D-NEW 0.79 20.280 21.853678 Phys. Fluids, Vol. 15, No. 12, December 2003 M. Terracol and P. Sagautfluctuations as the Reynolds number increases, and thus raise
the issue of some low-Reynolds number effects that wouldnaturally disappear when increasing the Reynolds number.Fischeret al.
31indicate that the Reynolds dependence close
to the wall originates from the behavior of a sink term in thedissipation rate equation that is Reynolds number dependentin the limit of two-component two-dimensional turbulenceclose to the wall.
The simulations performed in this study, up to a signifi-
cant value of the Reynolds number have thus also been usedto confirm the observations from these authors, and, in par-ticular, the existence of a universal behavior of the flowwhen increasing sufficiently the Reynolds number. Figure 15displays, in wall coordinates, the rms streamwise velocityfluctuations profile obtained in each case with the proposedapproach. This figure clearly shows that the two ‘‘high-Reynolds’’ cases C and D lead to very similar results, thusclaiming for some universal properties of the turbulent flowclose to the wall at high Reynolds numbers. Figure 16
shows, as in Ref. 31, the limiting value of U
rms8/Uat the wall
obtained in the present simulations, together with previousDNS and experimental results. It appears, as expected, thatthe results obtained in our high-Reynolds simulations lead to
an asymptotic behavior. The asymptotic value of U
rms8/Uat
the wall is of about 0.435 in the limit of infinite Reynoldsnumber, slightly higher than the one suggested by Fischeret al.
31This, however, confirms the trend of a universal be-
havior at high Reynolds numbers observed by Moser et al.30
and Fischer et al.31in their moderate Reynolds number chan-
nel flows analysis.
Another point, which was investigated by Moser et al.30
in their channel flow DNS is the behavior of the streamwise
velocity profile in the overlap region between inner and outerscalings in wall-bounded turbulence. As in Ref. 30, Fig. 17shows for each Reynolds case the values of the two coeffi-
FIG. 14. The evolution of zwith the Reynolds number.
FIG. 15. Streamwise rms velocity fluctuations. : Case A-NEW;
: Case B-NEW; : Case C-NEW; : Case D-NEW.
FIG. 16. Limiting behavior of limz!0Urms8/Uat different Reynolds
numbers. Experimental ~Ref. 30 !and DNS ~Refs. 33–40 !results.
FIG. 17. Profiles of gandb.: Case A-NEW; : Case
B-NEW; : Case C-NEW; : Case D-NEW.3679 Phys. Fluids, Vol. 15, No. 12, December 2003 A multilevel-based dynamic approachFIG. 18. Instantaneous 1-D energy
spectra : Volume average;
:z1.12;:ka
slope.
FIG. 19. Mean subgrid dissipation
profiles. :^e&; :^e1&;
:^e2&.3680 Phys. Fluids, Vol. 15, No. 12, December 2003 M. Terracol and P. Sagautcients g5z1(dU1/dz1) and b5(z1/U1)(dU1/dz1). If
the profile of U1obeys a log law, gshould be a constant,
while bshould be constant if U1obeys a power law. The
tendencies observed on these curves are very similar to thosereported by Moser et al.for the two moderate Reynolds
number cases A and B, which do not show any real plateauof
gorbaway from the wall. For the two high-Reynolds
cases C and D, it seems that greaches a nearly constant
value, although slowly decreasing, but with a less importantslope than
b. This indicates that the flow behavior is slightly
more consistent with a log law than with a power law. Thevalues of 1/
gobtained in our simulations in the log layer are
0.415 for case C and 0.313 for case D. This last value islower than the theoretical one of 0.4, and can be attributed tothe coarse resolution used in this last case. Although somemore accurate simulations and/or some higher Reynoldsnumbers cases would be needed to confirm these results, thegeneral trend for the streamwise velocity profile observedhere is a log law.
Figure 18 shows some instantaneous monodimensional
streamwise energy spectra. Plane-averaged ( z
1.12) and
ensemble- ~volume !-averaged spectra are plotted, and com-
pared to the slope ka, where ais taken fromTable III.Avery
good agreement is observed between the spectra and the‘‘analytical’’
a-slope, with the value of aobtained from Eqs.
~26!and~28!, for both spectra.An exception is the low Rey-
nolds number case A. Indeed, in this case, only a very short
a-slope is obtained because of viscous effects. Moreover, a
is estimated at k25k1/2, with the hypothesis that E(k) obeys
a law in kafor all the wave numbers greater than k2. This
hypothesis appears valid for higher Reynolds numbers, but isnot true in case A associated with a rather low turbulencelevel. Finally, Fig. 19 displays the mean plane-averaged sub-grid dissipation ~
e!profiles obtained with the new scale-
similarity model, together with its forward @e15max(e,0)#
and backward @e25inf(e,0)#contributions. For all the com-
putational cases, the profiles of eexhibit a strong maximum
atz1512, which is very satisfactory.This figure also reveals
that the model accounts for backscatter, which becomes moreand more important as the Reynolds number increases ~it
represents up to 35% of the global dissipation for case D !,
with a peak value at z
1.20 consistent with the observations
of Horiuti.32
VI. CONCLUSIONS
A new dynamic procedure has been proposed and as-
sessed in the present paper. It is based on an estimation of thelevel of subgrid dissipation that must be provided by thesubgrid model, by means of the introduction of two additivefiltering levels of the solution. This procedure was firstproven to be very accurate and efficient by numerical testsperformed in the case of an isotropic and homogeneous tur-bulence, in the inviscid limit, with results that are at leastcomparable to—and even better than—those obtained withthe classical dynamic Smagorinsky model. Then, the newdynamic procedure has been assessed when combined with ascale-similarity closure, in the case of wall-bounded flows.The plane channel flow simulations that have been per-formed show a rather high improvement of the quality of the
results in comparison with simulations performed with theclassical dynamic Smagorinsky model or without model.This can be related to the use of a scale-similarity modelallowing to reproduce backscatter effects, while the dynamicprocedure allows us to provide the proper amount of meansubgrid dissipation. In these simulations, the robustness ofthe method has also been assessed by considering somerather high values of the skin-friction Reynolds number. Glo-bally, it thus results that the proposed approach appears as agood way to adapt dynamically the subgrid model to the flowphysics, and more particularily to the smallest resolved scaledynamics.
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1.3650706.pdf | Currentinduced coupled domain wall motions in a twonanowire system
I. Purnama, M. Chandra Sekhar, S. Goolaup, and W. S. Lew
Citation: Applied Physics Letters 99, 152501 (2011); doi: 10.1063/1.3650706
View online: http://dx.doi.org/10.1063/1.3650706
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131.193.242.21 On: Thu, 27 Nov 2014 10:55:20Current-induced coupled domain wall motions in a two-nanowire system
I. Purnama,1M. Chandra Sekhar,1S. Goolaup,1,2and W. S. Lew1,a)
1School of Physical and Mathematical Sciences, Nanyang Technological University, 21 Nanyang Link,
Singapore 637371, Singapore
2Department of Electrical and Electronic Engineering, University of Mauritius, Reduit, Mauritius
(Received 23 May 2011; accepted 17 September 2011; published online 10 October 2011)
In two closely spaced nanowires system, where domain walls exist in both of the nanowires,
applying spin-polarized current to any of the nanowire will induce domain wall motions in the
adjacent nanowire. The zero-current domain wall motion is accommodated by magnetostatic
interaction between the domain walls. As the current density is increased, chirality flipping isobserved in the adjacent nanowire where no current is applied. When current is applied to both
nanowires, the coupled domain wall undergoes oscillatory motion. Coupling breaking is observed
at a critical current density which varies in a non-linear manner with respect to the interwirespacing.
VC2011 American Institute of Physics . [doi: 10.1063/1.3650706 ]
There has been increasing interest to understand the
motion of domain walls (DWs) driven by spin-polarized cur-rent, particularly for developing the next generation data
storage
1and logic devices.2For data storage, magnetic
domains inside a nanowire are used as the data bits, withDWs separating each of them. Spin-polarized current is then
used to move the DWs along the nanowire. Under applied
current, DWs will move along the same direction irrespec-tive to the DW type, contrary to the case where magnetic
field was used;
3the length of the magnetic domains is then
expected to remain constant. The operating speed of the datastorage depends on how fast the DWs can be moved within
the nanowires, while the density is determined by how close
the nanowires can be placed to each other. Many effortshave been spent to understand the motion of DWs inside a
single nanowire. For instance, it was found that adjusting the
rise time of the applied pulse current will amplify the motionof a DW.
4,5It has also been shown that when the applied cur-
rent density is higher than a critical value, a transverse DW
undergoes a chirality flipping,6,7the phenomenon is known
as Walker breakdown. High data density design implies that
the nanowires will be placed very close to each other. Mag-
netostatic interaction between the DWs from adjacent nano-wires then becomes important. It has been shown that the
interaction can act as a pinning mechanism.
8,9To overcome
the pinning, external magnetic field has to be applied to thesystem. However, no report has been made on how the mag-
netostatic interaction will affect the motions of the DWs
within the nanowires that are being driven by spin-polarizedcurrent. In this paper, by using micromagnetic simulation,
we show how the magnetostatic interaction affects the
motion of DWs in two nanowires system. The Walker break-down limit of such system is found to be shifted to higher
current density. Applying current to both of the nanowires
with each in different direction results in an oscillatorymotion of the two DWs. The interaction between the two
DWs can then be modelled as two bodies with finite masses
that are connected by a spring.We consider Ni
80Fe20nanowires with width of 100 nm
and thickness of 10 nm. At these dimensions, transverse DWsare the only stable configurations.
10The distance between the
two wires was set to 100 nm. The object oriented micromag-
netic framework code (OOMMF) extended by incorporatingthe spin transfer torque term
11to the Landau Lifshitz Gilbert
(LLG) equation for the DW motion was used. The materials
parameters are chosen for permalloy. The damping coefficient(a)i sfi x e dt o0 . 0 0 5a n dt h en o na d i a b a t i cc o n s t a n t bhas been
chosen as 0.04 in our simulations. The unit cell size for all
simulations was set to be 5 nm /C25n m/C25n m .
We have studied the interaction between two types of
transverse DWs: head-to-head (HH) and tail-to-tail (TT) in
two adjacent nanowires. The system is relaxed at zero fieldand zero current. The two DWs are attracted to each other
via their stray magnetic field, reaching an equilibrium posi-
tion where the two DWs are aligned along each other asshown in the inset of Fig. 1(a). The interaction can be pic-
tured as two magnetic charges with different polarities being
attracted to each other.
12In this stable configuration, the total
energy of the system is minimized.
Spin-polarized current is then applied to move the nano-
wire with the TT DW. Our results show that as the TT DWmoves, the HH DW in the adjacent nanowire also moves in
the same direction. Similar phenomenon is observed when
spin-polarized current is applied only to the wire with theHH DW. Both cases reveal that coupling between the two
DWs is strong enough to induce DW motion within nano-
wires where spin-polarized current is not applied. The twoDWs system can be considered as a coupled domain wall
system (CDWS).
Shown in Fig. 1(a)is the displacement of the CDWS as
a function of time for various current densities. For current
densities J/C20J
awhere Ja¼2.755/C21012A/m2, the CDWS
moves with a constant speed along the nanowire. The magni-tudes of the speed are 326.96 m/s for J¼2.120/C210
12A/m2
and 407.82 m/s for J¼2.755/C21012A/m2. The speed of the
CDWS is increasing linearly with respect to the current den-sity value. The DWs also retain their shapes as they propa-
gate along the nanowire. Here in Fig. 1(a), we show the
displacement of the CDWS as a function of time fora)Author to whom correspondence should be addressed. Electronic mail:
wensiang@ntu.edu.sg.
0003-6951/2011/99(15)/152501/3/$30.00 VC2011 American Institute of Physics 99, 152501-1APPLIED PHYSICS LETTERS 99, 152501 (2011)
This article is copyrighted as indicated in the article. Reuse of AIP content is subject to the terms at: http://scitation.aip.org/termsconditions. Downloaded to IP:
131.193.242.21 On: Thu, 27 Nov 2014 10:55:20J¼3.179/C21012A/m2andJ¼3.391/C21012A/m2. The aver-
age speeds are 163.21 m/s and 118.73 m/s, respectively.
Increasing the current density beyond Jaresults in a drastic
drop of the average velocity. Thus, Jais the Walker break-
down current density limit of the CDWS. It is higher than
the Walker breakdown limit of a single nanowire which in
our simulation was found to be Jb¼1.696/C21012A/m2.
Shown in Fig. 1(b) is the transverse component of the mag-
netization of a CDWS and a single DW as a function of
time. The applied current density is J¼3.179/C21012A/m2,
which is well above Walker breakdown current density limit
for both cases. The maximas and the minimas of the graph
represent the times where transverse DWs are observed.The increase and decrease of the magnetization along the y-
direction represent the chirality flipping of the DWs. Chiral-
ity flipping in CDWS is observed to occur in both of thenanowires, even though current is only applied to one of the
nanowires. The timeframe where a DW retains its transverse
shape in CDWS is found to be extended compared to the sin-gle nanowire case.
To understand the characteristics of the coupling in the
CDWS, spin polarized current is applied to the TT DW alongþxdirection and to the HH DW along –xdirection. The
applied current causes the two DWs to move in the opposite
direction, while the magnetostatic coupling tries to bring thetwo DWs together. The resultant motion of the DWs is due to
the competition between the two forces. Shown in Fig. 2(a)is
the separation between the two DWs along the horizontaldirection as a function of simulation time. The distance
between the two DWs increases and decreases until it reaches
a certain equilibrium position. At any time, the velocities ofthe two DWs are equal in magnitude but opposite in direc-
tion. The final separation ( x
f) between the two DWs increases
linearly with respect to the current density as shown inFig.2(b). According to the one-dimensional model, the force
exerted by spin-polarized current ( Fs) on a DW is a linear
function of current density;13xfincreases linearly as Fsis
increased linearly. In equilibrium, the force from the spin-cur-
rent is equal to the force from the coupling, thus both forces
are linear functions of xf. The behaviour of the coupling force
is similar to the behaviour of a spring. The CDWS can be
modelled as two masses connected by a spring.
The spring constant of the CDWS gives the information
of the coupling strength and also can be used in determining
the motion of the two DWs under various applied current
density. To obtain the spring constant, we look at how theenergy of the system evolves. The total energy of the system
is a sum of its demagnetization energy and exchange energy.
The demagnetization energy represents how the stray mag-netic field affects the magnetization while the exchange
energy represents the shape of the DWs. In this case where
current is applied to both of the nanowires, the two DWsretain their transverse shapes as the magnitude of the applied
current density is below the Walker breakdown current
FIG. 1. (Color online) (a) The displacement of the CDWS as a function of
time for various current density values. Inset is the remanent state of theCDWS. (b) The normalized transverse component of the magnetization as a
function of time for a CDWS and a single nanowire. The applied current
density is J¼3.179/C210
12A/m2.
FIG. 2. (Color online) (a) Separation between the two DWs as a function of
simulation time. Inset shows the directions of the applied current on both
nanowires. The magnitude of the applied current is equal at anytime. (b) Thefinal separation between the two DWs as a function of current density. (c)
The demagnetization energy of the system as a function of the final separa-
tion between the DWs in the equilibrium states.
FIG. 3. (Color online) (a) The period of the oscillation and the spring con-stant of the CDWS as a function of interwire spacing. (b) The mass of the
DWs in CDWS as a function of interwire spacing.152501-2 Purnama et al. Appl. Phys. Lett. 99, 152501 (2011)
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131.193.242.21 On: Thu, 27 Nov 2014 10:55:20density limit. The exchange energy of the system thus
remains constant; the evolution of the total energy of the sys-
tem comes mainly from the evolution of the demagnetization
energy. Fitting the demagnetization energy as a function ofthe equilibrium positions to a quadratic function will give us
the spring constant of the system as shown in Fig. 2(c).
Shown in Fig. 3(a)are the calculated spring constant and the
oscillation period of the CDWS as a function of the interwire
spacing. The spring constant is found to be decreasing as the
distance between the nanowires is increased. This shows thatthe coupling between the two DWs is weaker for higher
interwire spacing. The oscillation period increases as the dis-
tance is increased. The mass of the coupled domain wall canbe found by using m¼
kT2
4p2. The mass shown in Fig. 3(b)is of
the order 10/C024kg which is in a good agreement with the
values reported before.14,15
Coupling between the two DWs is not observed when
the current density is increased beyond a certain critical
value. The coupling is broken and the two DWs move irre-spective of each other. Shown in Fig. 4(a)is the critical cur-
rent density as a function of interwire spacing. The critical
current density decreases in a non linear manner with respectto the distance between the wires, which shows that the cou-
pling is weaker for larger interwire spacing.
To understand the coupling breaking process, we con-
sider the change in the internal structure of the DWs. When a
transverse DW is driven into motion, the internal structure of
the DW changes; part of the magnetization of the DW willstart to point to the z axis. The direction that the magnetiza-
tion faces, whether it is in the þz or the –z direction, is deter-
mined by the chirality of the DW and the direction of themotion. Fig. 4(b) shows the normalized values of the mag-
netization of the two DWs along the z axis. Here, we can see
that for current below the critical value, the magnetostaticinteraction induces a periodic change in the out-of-plane
magnetization component of the DW. Beyond t /C251.5 ns,where the two DWs start to move closer to each other again,
the out-of-plane component of the magnetization now points
to theþz direction. However, for current above the critical
value, the magnetization of the system after t /C251.5 ns keeps
on building up to the –z direction. The different behavior of
the system below and above the critical current density can,
therefore, be explained as the two DWs being unable toreverse the direction of their out-of-plane magnetization
component when current above the critical value is applied.
The non-linear change of the magnetization in the early stage
of the simulation (t <1.5 ns) is due to the non-linearity of
the stray magnetic field.
In conclusion, we have shown how current-driven DW
motion is affected when the DW is coupled to adjacent DWs
of opposite polarity. The coupled DW within the adjacentnanowire is induced to move in the same direction as the cur-
rent-driven DW. In the CDWS, the Walker breakdown is
shifted to higher current density limit. It is interesting to seethat the chirality flipping is observed on both nanowires,
even though spin-polarized current is only applied to one of
the nanowires. Coupling two DWs or more can also be an al-ternative method to move DWs with only applying spin-
polarized current to specific wires. When current is applied
to both nanowires in opposite direction, the two DWsundergo a damped oscillation motion, revealing the spring-
like nature of the magnetostatic coupling. Increasing the cur-
rent density in this manner results in the breaking of themagnetostatic coupling, the critical current density varies
with the interwire spacing in a non-linear manner.
This work was supported in part by the ASTAR SERC
grant (082 101 0015) and the NRF-CRP program (Multifunc-tional Spintronic Materials and Devices).
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12L. O’Brien, D. Petit, H. T. Zeng, E. R. Lewis, J. Sampaio, A. V. Jausovec,D. E. Read, and R. P. Cowburn, Phys. Rev. Lett. 103, 077206 (2009).
13A. Thiaville, Y. Nakatani, J. Miltat, and Y. Suzuki, Europhys. Lett. 69,
990 (2005).
14M. Jamali, K.-J. Lee, and H. Yang, Appl. Phys. Lett. 98, 092501 (2011).
15E. Saitoh, H. Miyajima, T. Yamaoka, and G. Tatara, Nature 432, 203
(2004).
FIG. 4. (Color online) (a) The critical current density as a function of inter-
wire spacing in CDWS. Inset is the direction of the applied current in bothof the nanowires. (b) The normalized values of the magnetization of the sys-
tem pointing along the zaxis as a function of simulation time for various
applied current density. The interwire spacing here is 100 nm with critical
current J ¼1.908/C210
12A/m2.152501-3 Purnama et al. Appl. Phys. Lett. 99, 152501 (2011)
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1.1611871.pdf | Raman band shape analysis of a low temperature molten salt
Ary O. Cavalcante and Mauro C. C. Ribeiro
Citation: The Journal of Chemical Physics 119, 8567 (2003); doi: 10.1063/1.1611871
View online: http://dx.doi.org/10.1063/1.1611871
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155.33.16.124 On: Sun, 30 Nov 2014 08:51:25Raman band shape analysis of a low temperature molten salt
Ary O. Cavalcante and Mauro C. C. Ribeiroa)
Laborato´rio de Espectroscopia Molecular, Instituto de Quı ´mica, Universidade de Sa ˜o Paulo,
C.P. 26077, 05513-970, Sa ˜o Paulo, SP, Brazil
~Received 2 June 2003; accepted 29 July 2003 !
The salt tetra ~n-butyl !ammonium croconate, @(n-C4H9)4N#2C5O54H2O,~TBCR !, is a very
viscous glassforming liquid which undergoes a glass transition at room-temperature. Raman band
shape analysis of the totally symmetric ring breathing mode of the croconate dianion, C 5O522, was
performed by Fourier analysis. The vibrational time correlation functions obtained from theisotropic Raman spectra were modelled with well-known models for vibrational dephasing. Thetime correlation functions of pureTBCR and ofTBCR in acetonitrile solutions were compared withprevious results for the simple salt Li
2C5O5in aqueous solution. It has been found remarkable
changes of the dynamic parameters characterizing the vibrational dephasing of C 5O522in these
different environments. Discontinuous temperature dependence of the dephasing parameters wasobserved at the glass transition temperature of pure TBCR. In glassy TBCR, however, commonmodels for vibrational dephasing are not strictly valid because the Raman bands display clearasymmetric shapes. The experimental data in glassy TBCR were also reproduced with a model thatconsiders the second and the third order terms in the cumulant expansion of the vibrationalcorrelation function. © 2003 American Institute of Physics. @DOI: 10.1063/1.1611871 #
I. INTRODUCTION
Throughout the last four decades, the dynamics of vibra-
tional and reorientational relaxation in liquids have been ex-tensively investigated by Fourier analysis of some appropri-ate bands in the Raman spectra.
1By Fourier transforming a
chosen Raman band, in principle one can obtain the vibra-tional and the reorientational time correlation functions. Inthe particular case of ~high temperature !molten salts, most
of these Raman spectroscopy investigations concerned alkali
salts of simple anions, for instance, NO
32, SCN2,C O322.2
Due to the high symmetry of such simple anions, their Ra-
man spectra have few nonoverlapping bands, what promptthem as good candidates for a detailed Raman band shapeanalysis. On the other hand, much more complex species arepresent in the ionic systems which are liquids at room-temperature, that is, the so-called ionic liquids.
3Typical cat-
ions in ionic liquids include alkylammonium, imidazolium,and pyridinium derivatives, and typical anions include tet-rafluoroborate, hexafluorophospate, trifluoroacetate, and bis-~trifluoromethylsulfonyl !imide. Due to their technological
relevance, for instance, solvents for several chemical processor electrolytes for electrodeposition, an extensive literature
on ionic liquids is now available and many different systemshave been synthesised. Although ionic liquids have beencharacterized by Raman spectroscopy,
4,5in the authors
knowledge no previous Raman band shape analysis has beenundertaken in such complex systems in order to reveal theirmicroscopic dynamics. Of course, transport coefficients ofionic liquids, such as viscosity and ionic conductivity, havebeen extensively investigated. However, the microscopicstructure and dynamics of ionic liquids are less understood,
for which NMR spectroscopy has been one of the most im-portant experimental tool.
6,7Very recently, neutron scattering
investigations8,9and molecular dynamics simulations10,11
have been undertaken in order to reveal the structure anddynamics of ionic liquids in a microscopic level.
The croconate anion, C
5O522~see the inset in Fig. 1 !,i s
one member of the oxocarbon dianions, which are planar
species with general formula C nOn22(n53,4,5,6). Oxocar-
bon ions are well known species in Organic Chemistrysynthesis.
12Recently,13it was shown that a hydrated salt
with a low melting point based on the croconate dianion isobtained by replacing a simple alkali cation by a much morelarge cation, namely, tetra ~n-butyl !ammonium croconate
~TBCR !,
@(n-C4H9)4N#2C5O54H2O. Pure TBCR is a pale
yellow very viscous liquid at room temperature that hardlycrystallize. In fact, differential scanning calorimetry ofTBCR indicated a glass transition temperature at T
g
’120.0°C.13TBCR has been characterized as a fragile
glassforming liquid, that is, a glassforming liquid whose vis-cosity,
h, at temperature close to Tgincreases in a steeper
behavior than anArrhenius dependence.14@SiO2is the arche-
typical strong glassformer, so that a linear dependence isobtained in an Arrhenius plot of the viscosity, log(
h)3T21].
As one would expect in a system made of a tetraalkylammo-
nium cation with long alkyl chains, the viscosity of TBCR isvery high,
h’103cP at 30.0°C. For comparison purposes,
ionic liquids with viscosity three magnitude orders smallerare obtained in the well-known mixtures 1-ethyl-3-methyl-imidazolium chloride/AlCl
3(Tgof such mixtures can be
smaller than 290.0°C at some molar fractions of AlCl 3).3
We showed that the oxocarbon ions are good probes for
a detailed Fourier analysis of the Raman bands in order toobtain the corresponding time correlation functions. Such ana!Author to whom correspondence should be addressed. Electronic mail:
mccribei@quim.iq.usp.brJOURNAL OF CHEMICAL PHYSICS VOLUME 119, NUMBER 16 22 OCTOBER 2003
8567 0021-9606/2003/119(16)/8567/10/$20.00 © 2003 American Institute of Physics
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155.33.16.124 On: Sun, 30 Nov 2014 08:51:25investigation has been undertaken for the croconate and the
squarate, C 4O422, species in Li 2C5O5and Li 2C4O4aqueous
solutions.15It has been found similar bandwidths in both the
polarized and the depolarized Raman spectra of the oxocar-bon ions, pointing to very hindered reorientation of thesespecies in water. The analysis of the vibrational time corre-lation functions of the oxocarbon ions in aqueous solutionindicated fast modulation of the forces experienced by theoscillators. The physical picture emerging from these Ramaninvestigations is that the oxocarbon anions perform oscilla-tory and librational motions in relatively long-lived cagesformed by neighboring water molecules. Fast modulation ofthe short-range forces experienced by the oxocarbon ion insuch a cage ensures the fast modulation regime of vibrationaldephasing, and simultaneously the slow reorientation of theoxocarbon ion as a whole.
This picture of the microscopic dynamics has been re-
cently corroborated by a molecular dynamics simulation of
C
4O422in aqueous solution.16The computer simulations in-
dicated that three water molecules are hydrogen bonded to
each oxygen atom of the C 4O422anion, with a relatively long
residence time ~more than 20.0 ps !. The first hydration shell
around C 4O422includes a whole of 18 water molecules, as
additional three water molecules are founded above andother three below the oxocarbon plane. These additional sixwater molecules are not directly hydrogen bonded to the an-ion, and they are replaced by other molecules of the bulkmuch more frequently ~residence time ’2.0 ps !.
Proper to the high quality of the Raman spectra of oxo-
carbon ions, TBCR is very much appropriate for a Ramaninvestigation of the microscopic dynamics in a prototype ofan ionic system with low melting point. Low-frequency ~5–
200 cm
21!Raman spectra of TBCR across the glass-
transition has been already reported.13As TBCR is cooled
down to the glass-transition temperature, one observes asharp decrease of the relaxational contribution close to zerowave number, and an increase of the vibrational contribution~the so-called boson peak !at’20.0 cm
21. Whereas Raman
spectra in such a low-frequency range probes directly theintermolecular dynamics of the liquid, this information is
implicit in the Raman band shape of the high-frequency in-tramolecular modes. The purpose of the present paper is tofurther elucidate the microscopic dynamics in TBCR by aRaman band shape analysis of the intramolecular modes ofthe croconate anion. In addition, whereas the solubility ofsimple alkali oxocarbon salts is appreciable only in water,TBCR is also soluble in organic solvents. Interestingly, weare in position of comparing the microscopic dynamics of
C
5O522in pure TBCR at different temperatures, TBCR in
acetonitrile solutions, and the previous results15for Li2C5O5
aqueous solution. It will be shown that the parameters char-acterizing the vibrational dephasing of the ring-breathing
mode of the C
5O522ion change by a significant amount in
these different environments.
The paper is organized as follows: Sec. II presents ex-
perimental details on the synthesis of TBCR, and on the dataacquisition and treatment. Section III presents the results anddiscussion in three subsections. An overview of the Ramanspectra of TBCR is given in Sec. IIIA, in which we dis-cussed the observed frequency shifts and the issue of slowreorientational relaxation of the croconate dianion. Vibra-tional dephasing of the croconate dianion in different envi-ronments at room temperature is discussed in Sec. IIIB. Theeffect of the glass transition on the vibrational dephasing ofthe croconate dianion in pure TBCR is discussed in Sec.IIIC. Concluding remarks are given in Sec. IV.
II. EXPERIMENT
The synthesis of TBCR has been reported previously.13
Briefly, TBCR is obtained by the reaction in methanol solu-tion between
@(n-C4H9)4N#Cl and the simple salt Ag 2C5O5,
followed by separating the AgCl precipitate and evaporatingthe solution. Raman spectra have been recorded with aU-1000 Jobin-Yvon double monochromator spectrometer fit-ted with a photomultiplier tube. The spectra were excitedwith the 647.1 nm line of a Kr
1laser ~Coherent model 400 !,
with ’150 mW of output power. The spectral resolution,
Dvsp, was kept at 1.0 cm21. This spectral resolution is ac-
ceptable as it is rather small in comparison with the typicalfull width at half height ~FWHH !of the Raman bands ~see
Table I !. In fact, we found that the band shapes suffered of
no artifacts due to the effect of instrumental slit profile byrecording several spectra with different spectral resolution.Spectra of pure TBCR were recorded from a high tempera-ture state ~320 K !down to the glassy state at 230 K, the
temperature control being achieved by using the Optistat
DN
cryostat of Oxford Instruments. Spectra at low temperatureshave been obtained by stepwise cooling from room tempera-ture, and then followed by ’1 h period for thermal equili-
bration at the target temperature.
The more appropriate normal mode for a Raman band
shape analysis is the totally symmetric ring breathing mode
of the C
5O522anion, n2(a18), at ’625 cm21.15This band is
free of overlapping bands at the high frequency side, al-though the low frequency side is overlapped by the ring
bending mode,
n11(e28), at ’550 cm21. In such a situation,
one normally would assume that the band shape is symmetric
FIG. 1. Polarized Raman spectra, IVV(v), of Li2C5O5aqueous solution
~thin line !, pure TBCR ~bold line !, and TBCR in a dilute acetonitrile solu-
tion~dashed line !at room temperature. The inset shows the structure of the
croconate dianion, C5O522.8568 J. Chem. Phys., Vol. 119, No. 16, 22 October 2003 A. O. Cavalcante and M. C. C. Ribeiro
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155.33.16.124 On: Sun, 30 Nov 2014 08:51:25and would use only the high frequency side for a quantitative
analysis, that is, the high frequency side of the band wouldbe reflected on the low frequency side. However, it will beshown in the following that a clear asymmetric shape devel-ops on the
n2band as TBCR is cooled down to the glassy
state. Thus, we used instead an alternative procedure inwhich the
n11and the n8bands ~see Fig. 1 !are fitted by a
mixed Gaussian–Lorentzian function and subtracted fromthe experimental spectrum in order to obtain the profile ofthe ring breathing mode
n2. The spectra were acquired each
0.2 cm21and recorded for typically vmax5100.0cm21from
each side of the center of the n2band. Such a value of vmax
is a satisfactory one as it implies that the time resolution ofthe resulting correlation function is Dt5(2c
vmax)21
50.17ps,17wherecis the speed of the light. This is a rea-
sonable resolution in light of the smooth decay of the presenttime correlation functions ~see Fig. 3 !. Furthermore, the
spectral resolution of D
vsp51.0cm21implies that the re-
sulting correlation function would be reliable up to tmax
5(2cDvsp)21516.7ps,17which is larger than the typical re-
laxation of the correlation functions.
The spectra were recorded in the so-called VV–VH
experiment,1in which one records both the polarized and the
depolarized Raman scattering intensities, where the polariza-tion of the scattered light is either parallel or perpendicular tothe polarization of the incident light, respectively. Polariza-tion discrimination of the scattered light was achieved byusing a polarizer and a polarization scrambler placed beforethe entrance slit of the spectrometer. The polarized, I
VV(v)
~vertical–vertical or i!, and the depolarized, IVH(v)
~vertical–horizontal or ’!, spectra were recorded in the usual
90° geometry, and the isotropic, Iiso(v), and the anisotropic,
Ianiso(v), spectra were obtained,1,2
Iiso~v!5IVV~v!24/3IVH~v!, ~1!
Ianiso~v!5IVH~v!. ~2!
By Fourier transforming Iiso(v) andIaniso(v), one ob-
tains the corresponding time correlation functions, Ciso(t)
andCaniso(t). The experimental Ciso(t) andCaniso(t) are re-
lated to the vibrational, Cv(t), and the reorientational, Cr(t),
time correlation functions,1,2
Ciso~t!5Cv~t!, ~3!Caniso~t!5Cv~t!Cr~t!. ~4!
In the latter, the usual separability of Caniso(t) as a simple
product was assumed, so that the pure reorientational func-tion could be obtained by the ratio between the experimentaltime correlation functions,
C
r~t!5Caniso~t!/Ciso~t!. ~5!
III. RESULTS AND DISCUSSION
A. Overview of the Raman spectra
As a first insight on the interactions which the C 5O522
anion experiences in different environments, Fig. 1 shows
the polarized Raman spectra of pure TBCR; TBCR in a di-lute acetonitrile solution ~0.07 M !, together with the previous
result
15of a saturated Li 2C5O5aqueous solution ~0.40 M !.
One can see significant frequency shifts and changes in theFWHH of the bands, and these values for the
n2mode are
collected in Table I. Interestingly, in aqueous solution, wherethere are strong hydrogen bonds with the neighboring watermolecules, the
n2mode is shifted to highwave numbers.
This is not a common behavior. One usually expects theelongation of the bond, the decrease of the force constant,and the concomitant low frequency shift of the vibrationalfrequency, upon formation of the hydrogen bond.
Unusual high frequency shifts due to hydrogen bonding
is an issue which has been recently addressed by ab initio
Quantum Chemistry calculations, for instance, C–H bonds inchloroform and fluoroform.
18In the present case of the
C5O522anion, the high frequency shift in aqueous solution is
being observed in the species which is the acceptor of thehydrogen bond. A similar finding has been analyzed byDinur
19in the case of HCN–HF complexes, in which the CN
stretching frequency increases in comparison to the mono-mer at the gas phase. The reasons for a contraction of thebond length, and a concomitant increase of the vibrationalfrequency, upon formation of the hydrogen bond is not asunderstood as the usual lengthening of the bond length andthe decrease of vibrational frequency. In the usual case,simple electrostatic arguments apply, whereas the unusualTABLE I. Best fit parameters of the Kubo’s model @Eq.~6!#and the Rothschild et al. ~Ref. 29 !model @Eq.~8!#
for the vibrational dephasing of the ring breathing mode n2(a18) of the croconate anion, C5O522, at different
environments at room temperature.
n
~cm21!FWHH
~cm21!tv
~ps!a^Dv(0)2&
~cm22!btc
~ps!chdV
~cm21!cg
~ps21!c
Li2C5O5a qe636.5 14.5 0.73 428 0.09 0.35 90.0 25.0
Pure TBCR 625.5 11.5 1.14 98 0.33 0.61 45.0 17.0TBCR in CH
3CN
0.50 M 622.5 8.5 1.54 42 0.60 0.73 9.0 5.90.37 M 621.5 9.0 1.44 60 0.40 0.58 11.6 8.00.07 M 620.0 7.5 1.73 45 0.43 0.54 15.0 6.2
atv5*Cv(t)dt.
bEquation ~7!. The estimated uncertainty is 610 cm22.
cThe estimated uncertainty is 10%.dh5^Dv(0)2&1/2tc.
eReference 15.8569 J. Chem. Phys., Vol. 119, No. 16, 22 October 2003 Raman band shape of a molten salt
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155.33.16.124 On: Sun, 30 Nov 2014 08:51:25high frequency shift has been considered as a manifestation
of the inherent covalent nature of the hydrogen bond.18
Gilli and Gilli20proposed that stronger and shorter hy-
drogen bonds occur when the covalent contribution in-creases. X-ray diffraction of Na
2C4O43H2O and Na 2C5O5
3H2O crystals indicated that the distance between the oxy-
gen atom of the oxocarbon ion and the hydrogen atom ofwater molecules is in the 1.8–1.9 Å range.
21In several hy-
drated alkali salts of the C 5O522anion, it has been shown that
the distance between the oxygen atoms of the oxocarbon andthe water molecules is in the 2.6–2.9 Å range.
22Similar
distances have been also obtained in an x-ray investigation ofthe Li
2C5O52H2O crystal.23Molecular dynamics simula-
tion of the C 4O422species in aqueous solution indicated that
the average distances between the oxygen atom of the oxo-carbon ion and the hydrogen and the oxygen atoms of hy-drogen bonded water molecules are 1.6 and 2.6 Å,respectively.
16All of these values would correspond to rela-
tively strong hydrogen bonds in the Gilli and Gilli’sclassification.
20Thus, the lower vibrational frequency ob-
served in pure TBCR and in TBCR in acetonitrile solutions,in comparison to the Li
2C5O5aqueous solution, corroborates
the picture of strong interactions between the oxocarbon ionand the water molecules in the latter. These interactions arestrong enough for compressing the electron density on theoxocarbon ring, so that the bonds are shortened and the vi-brational frequency increases in aqueous solution.
The effect on the electron density of the oxocarbon ring
by the environment would be also responsible for thechanges on the relative intensities of the Raman bands. InFig. 1, the spectra have been arbitrarily normalized by theintensity of the
n11band, so that the relative intensity of the
n2band display a clear dependence on the environment in
which the oxocarbon ion is immersed. Of course, the lack inthis figure of some absolute reference for the intensities pre-cludes saying which normal mode had its intensity increased.Nevertheless, there is an obvious dependence of the relativeintensities which could be the result of compressing effectsof the environment on the electron density of the oxocarbon
ring. Consistently, the electronic absorption band of C
5O522
~at’360 nm in aqueous solution !displays a significant sol-
vatochromic shift on going from aqueous to acetonitrile so-lution ~’10.0 nm redshift !.
24As one would expect that such
strong interactions between the C 5O522anion and the solvent
molecules should be diminished in acetonitrile solution, theobserved vibrational frequency in the latter is close to pureTBCR. On the other hand, the finding of similar vibrationalfrequency in pure TBCR and in its acetronitrile solution alsosuggests that no significant short-range interactions between
the C
5O522anion and the tetra ~n-butyl !ammonium cation
take place in pure TBCR. In fact, the Raman spectra in thefrequency range corresponding to the modes of the tetra ~n-
butyl!ammonium cation is very much the same ~not shown
here!both in pure TBCR and in the simple salt tetra ~n-
butyl!ammonium chloride in a saturated aqueous solution.
Anisotropic Raman bands I
aniso(v) are usually broader
than isotropic ones Iiso(v) since the time correlation function
Caniso(t) decays faster than Ciso(t) because the former probes
both the vibrational and the reorientational relaxation,whereas the latter probes only the vibrational relaxation @see
Eqs.~3!and~4!#. We found15that the bandwidths of both the
Iiso(v) and the Ianiso(v) of the n2mode of C 5O522in aque-
ous solution are almost the same, which was an indication of
very hindered reorientations of C 5O522in water. In other
words, if both the Caniso(t) and the Ciso(t) decay in a com-
parable rate, their ratio Cr(t)@see Eq. ~5!#is almost constant
at 1.0 in the accessible time range.
A similar finding is seen in Fig. 2, which shows Iiso(v)
andIaniso(v) of the n2mode of C 5O522in pure TBCR at
room-temperature and in a 0.07 M acetonitrile solution. Inboth the cases, the bandwidths of I
iso(v) andIaniso(v) are
similar, indicating that the reorientational dynamics of the
C5O522anion is also hindered in these environments. The
slow reorientational relaxation of C 5O522found previously in
aqueous solution persists in spite of the absence of stronghydrogen bond interactions with the solvent, and also byheating pure TBCR up to 320 K ~not shown in Fig. 2 !.I ti s
remarkable that reorientational relaxation of C
5O522is very
hindered both in pure TBCR and in a dilute acetonitrile so-lution, despite of the huge difference in viscosity of thesessystems. Thus, the reorientational relaxation time,
tr,o f
C5O522does not scale with the viscosity, which is contrary to
findings in simpler systems, for instance, molten alkali ni-trates, in which
tr}hholds according to the Stokes–
Einstein–Debye relation.25Therefore, we are led to the
physical picture that such slow reorientational relaxation of
C5O522is due to the particular size and shape of the oxocar-
bon species itself. In fact, it has been suggested from system-atic comparison between anions with different charge, sizeand symmetry, that the microscopic reorientational dynamicsis very much dependent on the shape of the ion.
26For in-
stance, it has been suggested that the elongated shape of theSCN
2accounts for its relatively slow reorientational relax-
ation in water ( tr’10.0ps),27in comparison with the more
symmetric CN2ion (tr’0.9ps).28Taking SO422and CO322
as common examples of dianions, the faster reorientational
relaxation of SO422(tr’4.2ps) than CO322(tr’6.2ps) in
FIG. 2. Isotropic ~white symbols !and anisotropic ~black symbols !Raman
bands of pure TBCR ~circles !and TBCR in a dilute acetonitrile solution
~triangles !of the ring breathing mode n2(a18) of the croconate anion,
C5O522, at room temperature. The spectra have been normalized by their
maximum intensity and frequency shifted so that the center of the band islocated at zero wave number.8570 J. Chem. Phys., Vol. 119, No. 16, 22 October 2003 A. O. Cavalcante and M. C. C. Ribeiro
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155.33.16.124 On: Sun, 30 Nov 2014 08:51:25water is understood by the spherical symmetry of the
former.26Therefore, we do not assign the slow reorientation
of C5O522as the result of strong interactions with the neigh-
boring molecules, as the same finding was obtained for thesespecies in very different environments. Instead, we assignedits slow reorientation to the special unusual planar symmetry
of the C
5O522dianion. Finally, it is worth mentioning the
detailed analysis of the reorientational dynamics of oxocar-
bon species revealed by recent MD simulations of the C 4O422
dianion in aqueous solution.16It has been found that the
reorientational dynamics of the parallel and the perpendicu-lar components to the main symmetry axis do not scale withthe corresponding moments of inertia. For comparison pur-poses, the calculated reorientational relaxation time for the
C
4O422species in water is ca. 40.0 ps,16which is in fact
much larger than the vibrational relaxation times discussedbelow ~see Table I !.
B. Vibrational dephasing of the croconate anion
at room temperature
By assuming that vibrational dephasing is the main
mechanism of relaxation acting on the isotropic Raman com-ponent, the experimental vibrational time correlation func-tions were fitted by the well known Kubo’s model,
1,2
Cv~t!5exp$2^Dv~0!2&tc@tc~exp~2t/tc!21!1t#%,
~6!
where ^Dv(0)2&is the average amplitude of the vibrational
frequency fluctuations, and tcis the relaxation time of the
correlation function of such fluctuations, x(t)
5^Dv(t)Dv(0)&, which is assumed to be a simple expo-
nential in the Kubo’s model, x(t)5exp(2t/tc). The experi-
mentalCv(t) were fitted by using Eq. ~6!with only tcas an
adjustable parameter, since ^Dv(0)2&is the second moment
of the isotropic component, which was evaluated by the in-tegral on the experimental spectrum,
1,2
^Dv~0!2&5*2‘‘~v2v0!2Iiso~v!dv
*2‘‘Iiso~v!dv, ~7!
where v0is the center of the band.
Figure 3 shows the experimental Cv(t) of the ring
breathing mode n2of C5O522in different environments, to-
gether with the best fit Cv(t) according to the Kubo’s model.
The inset in Fig. 3 also shows the best fit Cv(t) by using the
Rothschild et al.29model which will be discussed below.The
corresponding parameters of the Kubo’s model are shown inTable I, which also gives the vibrational relaxation time,
tv,
evaluated by the time integral of the experimental Cv(t).
The relaxation time tvwould be directly related to the full
width at half height of the isotropic Raman band, tv
5(pcFWHH)21, at the fast modulation limit, in which
Cv(t) would be a simple exponential function and Iiso(v)
would be a Lorentzian function. The criteria of fast and slowmodulation regime is the parameter
h5^Dv(0)2&1/2tc
shown in Table I, respectively, h!1 and h@1.1,2
We first discuss the average amplitude of vibrational fre-
quency fluctuations ^Dv(0)2&of the n2mode of C 5O522in
the different environments. It is clear from Table I the largedecrease in ^Dv(0)2&on going from the aqueous solution to
pure TBCR. This indicates a more homogeneous environ-ment experienced by the probe oscillator in TBCR thanin water. It has been suggested that the size and shape ofanions play a crucial role on the static distribution ofwater molecules around the anion, what would correlatewith the magnitude of the average amplitude
^Dv(0)2&.30
For comparison purposes, ^Dv(0)2&544cm22(SO422),
97cm22(CO322), and 650cm22(CH3CO22), in aqueous
solution.30It is also interesting to compare ^Dv(0)2&in pure
TBCR at room temperature ~98 cm22!with other simple
molten salts, for instance, LiNO 3and RbNO 3at 600 K, for
which ^Dv(0)2&of the totally symmetric stretching mode
n1(a18) of the NO32anion is 420 and 130 cm22, respectively.2
The relative small value of ^Dv(0)2&in pure TBCR is also
consistent with the relative small FWHH ~11.5 cm21!in
comparison to the FWHH values of the n1stretching modes
in Li2CO3at 1193 K and LiNO 3at 623 K, respectively, 36.7
and 25.6 cm21.31
A further significant reduction in ^Dv(0)2&, indicating
an even more homogeneous environment experienced by theprobe oscillator, is observed on going from pure TBCR toTBCR in acetonitrile solutions. This finding indicates thatthe probe oscillator is less perturbed in acetonitrile solutionthan in aqueous solution or in TBCR. A key concept here isthe effectiveness of the interactions between the probe oscil-lator and the environment. When the neighborhood around a
given C
5O522anion is made of hydrogen-bonded water mol-
ecules, slight displacements or reorientations of the neigh-boring molecules in the first solvation shell imply major per-turbation and frequency fluctuation of the probe oscillator. It
should be noted that the C
5O522anion in TBCR is sur-
rounded by 11.0 charged species plus four water molecules
per@(n2C4H9)4N#2C5O5unity. In acetonitrile solution, the
nearest neighbor shell around the C 5O522anion is not well
defined, but ^Dv(0)2&is relatively small because the inter-
action between the C 5O522species and the acetonitrile mol-
FIG. 3. Vibrational time correlation function, Cv(t), of the n2mode of the
C5O522anion in Li2C5O5aqueous solution ~circles !, pure TBCR ~up tri-
angles !, 0.37 M acetonitrile solution of TBCR ~squares !, and 0.07 M aceto-
nitrile solution of TBCR ~down triangles !, at room temperature. The full
lines on the experimental data is the best fit Cv(t) according to Kubo’s
model @Eq.~6!#. The inset shows the same data in a log scale together with
the best fit according Eq. ~8!~dashed line !.8571 J. Chem. Phys., Vol. 119, No. 16, 22 October 2003 Raman band shape of a molten salt
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155.33.16.124 On: Sun, 30 Nov 2014 08:51:25ecules is not too strong and, therefore, not too effective in
causing vibrational dephasing. On the point of view of theprobe oscillator, it experiences a more homogeneous envi-ronment in acetonitrile solution.
Interestingly,
^Dv(0)2&does not vary smoothly with the
concentration in acetonitrile solution, instead a maximum in
^Dv(0)2&is observed at 0.37 M, which is a solution ’1:1
volume/volume proportion. Following the maximum in
^Dv(0)2&, we found the largest FWHH and the smallest tv
at this concentration. This finding is analogous to previousones in several mixtures of simple molecular liquids, for in-stance, CHCl
3/CS2,32CH3CN/CCl 4,33CH3I/CDCl 3,34and
CH2I2/CCl4.35The maximum in ^Dv(0)2&, the maximum
in FWHH, and the minimum in tv, at the 0.37 M acetonitrile
solution of TBCR is assigned to composition fluctuationswhich are maximized at this concentration. In other words, inthe limit that a given species is either the major or the minorcomponent, it will experience a more homogeneous environ-ment, whereas wider distribution in the environment devel-ops when the number of the molecules of each species iscomparable. Furthermore, Fig. 4 shows that the Raman band
of the
n2mode of C 5O522is symmetric in aqueous solution,
in pure TBCR, and in dilute acetonitrile solution, whereas itis clearly asymmetric in the 0.37 M acetonitrile solution. Infact, it is usually observed that asymmetric band shapes de-velop when local concentration fluctuations play a role onthe broadening mechanisms of the Raman bands.
35Proposed
models for broadening mechanism in liquid mixtures assignsthe asymmetry in the band shapes to a weighted superposi-tion of symmetric band shapes due to different localenvironments.
35
It is clear from Table I, that the relaxation time of vibra-
tional frequency fluctuation tcof the n2mode of C 5O522is
larger in pure TBCR than in aqueous solution. tcof different
anions in water is also correlated with the size and shape of
the ion, for instance, tc50.42ps ~SO422), 0.37ps ~CO322),
and 0.12ps ~CH3CO22).30In case of the oxocarbon anions, it
has been suggested15that the small tcin aqueous solution is
due to the fast modulation of short-range forces acting on theprobe oscillator proper to the fast oscillatory and librational
dynamics of the anions in cages formed by neighboring wa-ters.The absence of these relatively rigid cages in the case ofpure TBCR is reflected on the slower modulation of theforces on the probe oscillators.
tcfurther increases by dilut-
ing TBCR in acetonitrile, and again a non smooth concen-tration dependence is seen as the smallest
tcin acetonitrile
solution is observed at 0.37 M. It is remarkable the differ-ence of
tcin water and in dilute acetonitrile solution, that is,
the forces acting on the probe oscillator are much moreslowly fluctuating in acetonitrile than in aqueous solutions.
The small FWHH in pure TBCR and in acetonitrile so-
lution, in comparison with the aqueous solution, implyslowly decaying C
v(t) and larger vibrational relaxation
times tv. The limits of slow or fast modulation regime is
more appropriately characterized by the hparameter shown
in Table I. One sees that the fastest modulation regime of the
n2mode of C 5O522occurs in aqueous solution. For compari-
son purpose, hvalues for other simple anions in water are
0.52(SO422), 0.69(CO322), 0.57(CH 3CO22), and
0.50(NO32).30The modulation regime of C 5O522in water
seems to be only slower than CN2(h50.17), the latter be-
ing assigned to the fast reorientational motion of the CN2
which also results in fast fluctuations of the vibrational fre-quency (
tc50.04ps in CN2).30In summary, the systematic
comparison of the FWHH, tv,^Dv(0)2&,tc, and h, in pure
TBCR, in TBCR in acetonitrile solution, and in Li 2C5O5
aqueous solution, indicates that the oxocarbon species in themolten salt TBCR experiences a relatively homogeneousslowly fluctuating environment.
The above discussion relies on applying the Kubo’s
model for the vibrational dephasing of the ring breathing
n2
mode of C 5O522. Different models have been proposed in
which the assumption of a single exponential decay for thetime correlation function of the vibrational frequency fluc-tuations,
x(t)5^Dv(t)Dv(0)&, is replaced by other func-
tional form. From the picture outlined above, a temptingmodel is the one proposed by Rothschild et al.
29in which
x(t) is assumed to be a damped-oscillatory function with
average frequency Vand damping g, resulting in the follow-
ing vibrational correlation function:
lnCv~t!52^Dv~0!2&V2$gt1V2@~g22V2!
3~exp21/2gtcosv8t21!1g~g223V2!
3~2v8!21exp21/2gtsinv8t#%, ~8!
where v85@V22(4g2)21#1/2. This model has been used al-
ready in the previous study on Li 2C5O5aqueous solution,15
and it is instructive to find how the parameters change in theenvironments of pure TBCR and in acetonitrile solution, in
particular the librational frequency Vof the C
5O522ion as a
whole. The inset in Fig. 3 shows the best fit Cv(t) according
to Eq. ~8!, which seems to be even a better model than the
Kubo’s model due to the better agreement with the experi-mentaldataatlongtime.TableIgivesthecorrespondingbestfit parameters of applying Eq. ~8!to the experimental C
v(t)
of the n2mode of C 5O522. The most important conclusion
drawn from Table I is that the average frequency Vin pure
TBCR is much smaller than in aqueous solution, and it is yet
FIG. 4. Isotropic Raman bands of the n2mode of the croconate anion,
C5O522, at room temperature in Li2C5O5aqueous solution ~dotted line !,
pureTBCR ~bold line !,TBCR in a 0.37 M acetonitrile solution ~circles !, and
TBCR in a 0.07 M acetonitrile solution ~dashed line !. The spectra have been
normalized by their maximum intensity and frequency shifted so that thecenter of the band is located at zero wave number.8572 J. Chem. Phys., Vol. 119, No. 16, 22 October 2003 A. O. Cavalcante and M. C. C. Ribeiro
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155.33.16.124 On: Sun, 30 Nov 2014 08:51:25further reduced in acetonitrile solution. The relative small
librational frequency Vand damping gin pure TBCR and in
acetonitrile solution fully corroborates the picture of a muchless rigid, slowing fluctuating microenvironment, experi-enced by the oxocarbon ion in TBCR than in aqueous solu-tion. It is worth mentioning that the previous low-frequencyRaman study of pure TBCR indicated the presence of abroad band centered at ’35 cm
21at room temperature.13
This band was assigned to the librational motion of the oxo-
carbon ring, an interpretation which nicely agrees with thepresent result of V545 cm
21in pureTBCR obtained here by
the band shape analysis of the high frequency n2mode of
C5O522. This finding is also in line with very recent results
of Kerr-effect spectroscopy of ionic liquids based on deriva-tives of imidazolium salts,
36in which the librational motion
of the imidazolium ring was observed in a similar frequencyrange ~30–100 cm
21!at room temperature.
Finally, it is interesting to compare the present results
with a recent Raman band shape analysis of the molecularglassforming liquid phenyl salicylate ~salol!in the pure liq-
uid, in a dilute solution in CCl
4, and under confinement in
nanoporous silica glasses.37The analysis of the vibrational
dephasing of both the C–H stretching and the C–H bendingmodes indicated that
tvincreases, whereas ^Dv(0)2&and
FWHH decrease, on going from pure salol to the dilute so-
lution, in line with the present findings for C 5O522. In con-
trast with the present results, however, tcfor the C–H bend-
ing mode is smaller in the dilute solution than in pure salol.Perhaps more interestingly is the finding that by spatiallyconfining salol, the dephasing parameters change in a direc-
tion which is similar to the present case of C
5O522on going
from pure TBCR to the aqueous solution, namely, FWHHand
^Dv(0)2&increase, whereas tcandtvdecrease. Thus,
the rigid cage made by the neighboring water molecules in
the case of the C 5O522aqueous solution plays a similar role
observed by confining salol. Actually, the magnitude of the
observed changes on the dephasing parameters in C 5O522is
much larger than the results for salol,37indicating that the
oxocarbon species are excellent probes for revealing the dy-namical nature of the environment in which they are im-mersed.
C. Glass transition signatures on the vibrational
dephasing
Both of the models given by Eqs. ~6!and~8!were ap-
plied to fit the experimental Cv(t) of the n2mode of C 5O522
in pure TBCR as the system was cooled down to the glassy
state. Figure 5 shows the best fit parameters as a function ofthe temperature across the glass-transition. It is clear thatthere are discontinuous changes of the dephasing parameters
atT
g, indicating that vibrational dephasing of the C 5O522
moiety is also an excellent indicative of the glass transition.
The local environment experienced by the probe oscillatorbecomes increasingly homogeneous in the glass, as
^Dv(0)2&decrease below Tg. Conversely, tcincreases in
the glassy state, which should be assigned to the slowingdown of the fluctuating forces experienced by the probe os-cillator. The slowing down of the microscopic dynamics inglassy TBCR is also manifested in the
tvand the hparam-eters, as both of them increase below Tg. Concerning the
usage of the Rothschild et al.29model for fitting the experi-
mental data, one sees the smaller damping gand smaller
librational frequency VbelowTg. The frequency range
which Vspreads from the high temperature state down to the
low temperature one ~’45–25 cm21!nicely matches the
same frequency range of the broad band previously observedby the analysis of the low frequency Raman spectra as afunction of the temperature in pure TBCR.
13
It is interesting to compare the temperature dependence
of the dephasing parameters shown in Fig. 5 with the recentresults of Kirillov and Yannopoulos
38for the glassformers
As2O3and 2BiCl 3–KCl. In line with the present results, the
authors of Ref. 38 also found that ^Dv(0)2&decreased and
tvincreased below Tgin these glassformers. In contrast with
our results, however, tcdecreased below Tgfor both As 2O3
and 2BiCl 3–KCl. This unexpected finding has been consid-
ered as an indication that one should actually consider theeffectiveness of the interactions which cause the vibrationaldephasing. Complex structural arrangements and the en-hancement of orientational order of the environment at lowtemperature would result in more successful interactionswith the probe oscillators and lower
tcbelowTgin As2O3
and 2BiCl 3–KCl.38In the present case of pure TBCR, we
found conversely that tcincreased below Tg, which sug-
gests that this is due here to the simple slowing down of thedynamics of the fluctuating forces around the probe oscilla-tor at low temperature.
Figure 6 shows the isotropic Raman spectra of the
n2
mode of C 5O522in pure TBCR at room temperature ~dashed
line!and below Tg~circles !. Both the spectra are superim-
posed in the high frequency side, so that the figure makesclear that the band shape below T
gis asymmetric. In both of
the models for vibrational dephasing used in the previous
FIG. 5. Temperature dependence of the vibrational dephasing parameters of
then2mode of the C5O522anion in pure TBCR. The vertical dotted lines
indicate the glass-transition temperature.8573 J. Chem. Phys., Vol. 119, No. 16, 22 October 2003 Raman band shape of a molten salt
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155.33.16.124 On: Sun, 30 Nov 2014 08:51:25section, it was assumed that the Raman bands are symmetric.
This in turn arises by expanding the vibrational correlationfunction,
C
v~t!5KexpHiE
0t
dt8Dv~t8!JL, ~9!
onto a cumulant expansion truncated at the second order
term. This truncation of the cumulant expansion is justifiedby assuming that the probability distribution of D
v(t)i s
Gaussian, which comes from the central limit theorem.1
Thus, asymmetric band shapes have been considered as anindication of the fail of the central limit theorem. Asymmet-ric bandshape has been also observed in the infrared spectraof the 1030 cm
21mode of glassy quinoline at 115 K, for
which the best fit ^Dv(0)2&andtcparameters were 16.3
cm22and 3.0 ps, respectively.1Non-Gaussian distribution of
Dv(t), and therefore asymmetric bandshapes, would be also
realized in a physical situation in which the probe oscillatorexperiences relatively few interactions sites, for instance,HCl in a dilute CCl
4solution39and CO chemisorbed on
platinum dispersed on Al 2O3.40It should be noted that these
asymmetric band shapes arise from a different source of theones observed in the 0.37 M acetonitrile solution ofTBCR atroom temperature ~see Fig. 4 !. The latter is due to composi-
tion fluctuation and a less homogeneous environment expe-rienced by the probe oscillator as indicated by a correspond-ing increase in
^Dv(0)2&~see Table I !. In contrast,
^Dv(0)2&decreases in pure TBCR below Tg~Fig. 5 !reveal-
ing that the oscillator is probing a more homogeneous envi-ronment in the glassy state. Therefore, we are lead to thepicture that the asymmetry in the band shapes due to thefailing of the central limit theorem arises from fewer, al-though more homogeneous, interaction sites experienced by
the C
5O522anion in glassy TBCR.
The asymmetric band shapes in glassy TBCR imply that
the models given by Eqs. ~6!and~8!are strictly no longer
valid. More generally, higher order terms in the cumulantexpansion of Eq. ~9!should be considered,
1lnCv~t!521
2E
0tE
0t
dt1dt2^Dv~t1!Dv~t2!&c
2i
6E
0tE
0tE
0t
dt1dt2dt3
3^Dv~t1!Dv~t2!Dv~t3!&c1fl, ~10!
where ^fl&cstands for a cumulant average. In the models
outlined in the previous section, only the first term of theabove expression is considered and some functional form for
^Dv(t1)Dv(t2)&is assumed, for instance, a single exponen-
tial in the Kubo’s model. If some simple assumption is alsoproposed for
^Dv(t1)Dv(t2)Dv(t3)&, asymmetric band
shapes could be modelled. We follow here the proposal ofRothschild and Yao,
40namely, the exponential ansatz for
^Dv(t1)Dv(t2)&with a relaxation time tcas the Kubo’s
model, and a double exponential ansatz for
^Dv(t1)Dv(t2)Dv(t3)&with two relaxation times t1and
t2. This model result in the following vibrational correlation
function:40
Cv~t!5exp$2^Dv~0!2&fs~t!2i^Dv~0!3&fa~t!%,~11!
wherefs(t) is defined by reference to the previous Kubo’s
model, Eq. ~6!, andfa(t) accounts for the complex Cv(t)
and therefore asymmetric band shape,
fa~t!5t1t2t2t13
12~t1/t2!~e2t/t121!
2t23
12~t2/t1!~e2t/t221!. ~12!
^Dv(0)3&is given by the experimental third moment of the
isotropic Raman spectra, which of course would be zero fora symmetric band shape. In order to reduce the number ofadjustable parameters, it was further assumed that
tc5t1,s o
that only two relaxation times were left to be varied.
By Fourier transforming Eq. ~11!one obtains the corre-
sponding spectra, and Fig. 6 shows the ability of the model
to reproduce the Raman band of the n2mode of C 5O522in
pure TBCR at 230 K. The temperature dependence of theresulting dephasing parameters are shown in Fig. 7. It isclear from Fig. 6 that a good agreement between the modeland the experimental data is achieved. Although lacking amore clear physical meaning for the relaxation times in-volved in the model, it is interesting to note in Fig. 7 thediscontinuous variation at T
gand the increase of the relax-
ation times below Tg. It is well known that the microscopic
dynamics of relaxation of many different properties in super-cooled glassforming liquids spans two very different timescales, but both of the
t1and the t2parameters in the present
case of vibrational dephasing in C 5O522are similar and small
in comparison with the very long time scale of structuralrelaxation. Therefore, we are led to a physical picture of amore local short-range contribution to the frequency modu-lation in TBCR even in the vitreous state.
FIG. 6. Isotropic Raman bands of the n2mode of the C5O522anion in pure
TBCR at 300 K ~dashed line !and at 230 K ~circles !.The bold full line is the
best fit according to Eq. ~11!. The spectra have been normalized by their
maximum intensity and frequency shifted so that the center of the band islocated at zero wave number.8574 J. Chem. Phys., Vol. 119, No. 16, 22 October 2003 A. O. Cavalcante and M. C. C. Ribeiro
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155.33.16.124 On: Sun, 30 Nov 2014 08:51:25IV. CONCLUSIONS
The extensive comparison of the Raman band shape of
the totally symmetric ring breathing mode n2at’625 cm21
of the croconate dianion in pure TBCR, in acetonitrile solu-
tion, and the previous results15for an aqueous solution of the
simple salt Li 2C5O5, lead us to the following conclusions on
the microscopic dynamics of the C 5O522anion. The reorien-
tational motion of C 5O522is very hindered despite of the
very different microenvironments in these systems. The rela-
tively slow reorientational relaxation of C 5O522is thus as-
signed to its unusual shape in comparison with more com-mon anions. The analysis of the vibrational dephasing of the
n2mode indicates a more homogeneous environment expe-
rienced by the C 5O522anion in pure TBCR than in aqueous
solution. The relaxation of the fluctuation of the vibrationalfrequency of the
n2mode is significantly slower in pure
TBCR than in aqueous solution. On going from liquidTBCRto glassy TBCR, we found a slowing down of this relaxationdynamics, and the regime of the vibrational dephasing goesto a slower modulation one. The regime of modulation foundhere in TBCR even at high temperature is slower than theprevious finding in aqueous solution. This corroborates theproposition that fast rattling dynamics of the oxocarbon spe-cies inside relatively long lived cages of water molecules isthe main contribution to the fluctuation of short-range repul-
sive forces experienced by the probe oscillator of C
5O522in
aqueous solution. In TBCR, the microenvironment around a
given C 5O522anion changes relatively slowly, so that a faster
regime is obtained upon dilution ofTBCR in acetonitrile, butit is still slower than in aqueous solution. Finally, in glassyTBCR, the usual expressions for modelling vibrational cor-relation functions are strictly not valid, because the Ramanbands are clearly asymmetric. It was shown that the isotropicRaman spectra of pure TBCR below T
gcould be modelled
by using a previously proposed model40which considers the
cumulant expansion of the vibrational correlation function upto the third order term. TBCR has been used here as a pro-totype system of molten salts with low melting point. Itwould be interesting to find whether the present conclusionswould be also valid for the usual technologically relevantionic liquids mentioned in the Introduction, as long as onecould record Raman spectra for these systems with such ahigh quality as the case of TBCR.
ACKNOWLEDGMENTS
The authors acknowledge Dr. Luiz F. C. de Oliveira and
Dr. Munir S. Skaf for helpful discussions. The authors areindebted to FAPESP and CNPq for financial support.
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FIG. 7. Temperature dependence of the vibrational dephasing parameters of
Eq.~11!for the n2mode of the C5O522anion in pure TBCR. The vertical
dotted lines indicate the glass-transition temperature.8575 J. Chem. Phys., Vol. 119, No. 16, 22 October 2003 Raman band shape of a molten salt
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5.0011873.pdf | J. Appl. Phys. 128, 013903 (2020); https://doi.org/10.1063/5.0011873 128, 013903
© 2020 Author(s).Underlayer effect on the soft magnetic, high
frequency, and magnetostrictive properties
of FeGa thin films
Cite as: J. Appl. Phys. 128, 013903 (2020); https://doi.org/10.1063/5.0011873
Submitted: 27 April 2020 . Accepted: 15 June 2020 . Published Online: 02 July 2020
Adrian Acosta
, Kevin Fitzell
, Joseph D. Schneider
, Cunzheng Dong
, Zhi Yao
, Ryan Sheil ,
Yuanxun Ethan Wang , Gregory P. Carman , Nian X. Sun
, and Jane P. Chang
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Enhancing the soft magnetic properties of FeGa with a non-magnetic underlayer for
microwave applications
Applied Physics Letters 116, 222404 (2020); https://doi.org/10.1063/5.0007603Underlayer effect on the soft magnetic, high
frequency, and magnetostrictive properties
of FeGa thin films
Cite as: J. Appl. Phys. 128, 013903 (2020); doi: 10.1063/5.0011873
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CrossMar k
Submitted: 27 April 2020 · Accepted: 15 June 2020 ·
Published Online: 2 July 2020
Adrian Acosta,1
Kevin Fitzell,1
Joseph D. Schneider,2
Cunzheng Dong,3
Zhi Yao,4
Ryan Sheil,1
Yuanxun Ethan Wang,4Gregory P. Carman,2Nian X. Sun,3
and Jane P. Chang1,a)
AFFILIATIONS
1Department of Chemical and Biomolecular Engineering, University of California, Los Angeles, California 90095, USA
2Department of Mechanical and Aerospace Engineering, University of California, Los Angeles, California 90095, USA
3Department of Electrical and Computer Engineering, Northeastern University, Boston, Massachusetts 01225, USA
4Department of Electrical and Computer Engineering, University of California, Los Angeles, California 90095, USA
a)Author to whom correspondence should be addressed: jpchang@ucla.edu
ABSTRACT
The soft magnetic, microstructural, and magnetostrictive properties of Fe 81Ga19(FeGa) film sputter deposited onto 2.5-nm Ta, Cu, and
Ni80Fe20(NiFe) underlayers were investigated. The films deposited with an underlayer showed increased in-plane uniaxial anisotropy and a
decrease in in-plane coercivity. The smallest coercivity was observed in FeGa deposited with a NiFe underlayer at 15 Oe, compared to 84 Oefor films deposited directly on Si. In addition, an effective Gilbert damping coefficient ( α
eff) as low as 0.044 was achieved for a 100-nm FeGa
film with a NiFe underlayer. The coercivity and αeffwere shown to decrease further as a function of FeGa film thickness. The FeGa films were
also able to retain or increase their saturation magnetostriction when deposited on an underlayer. This enhancement is attributable to the
impact of the underlayer to promote an increased (110) film texture and smaller grain size, which is correlated to the lattice match of theunderlayer of the sputtered FeGa film. Among the underlayers studied, NiFe promoted the best enhancement in the soft magnetic propertiesfor FeGa thin films, making it an attractive material for both strain-mediated magnetoelectric and microwave device applications.
Published under license by AIP Publishing. https://doi.org/10.1063/5.0011873
I. INTRODUCTION
Recent research has shown great potential for the voltage
control of magnetism at the nanoscale in magnetoelectric (ME) or
multiferroic materials and heterostructures.
1,2This is motivated by
the promise of next-generation electrical and electronic deviceswith a lower energy cost. Many applications that have received sig-nificant attention in recent years, exploiting ME coupling, includerandom access memory, spintronics, mechanically actuated anten-nas, and RF or microwave devices.
3–12While there are many mate-
rials with either large magnetostriction or soft magnetic properties,the current bottleneck in achieving high efficiency and ME cou-pling in these devices is synthesizing ferromagnetic materials that
exhibit simultaneously a large magnetostriction and soft magnetic
properties in order to achieve a high magnetoelastic coupling.
13
Furthermore, to achieve fast switching and low loss operations inME spintronic and microwave applications, it is necessary to have a
low Gilbert damping coefficient.13–16This functional property
often requires materials engineering to realize as the large spin-lattice coupling that is typically responsible for high magnetostric-
tion also results in high magnetic hysteresis and large Gilbert
damping coefficients.
17
FexGa1−xalloys have been of interest due to the high magneto-
striction observed for bulk and polycrystalline alloys which makesthem promising for integration in strain-mediated ME devices.
18–22
However, one of the barriers for high frequency applications of
FeGa thin films has been their large ferromagnetic resonance(FMR) linewidths ( ∼620–700 Oe at X-band).
23,24For sputtered
FeGa thin films, it has been well documented that the structure,magnetic softness, and magnetostrictive properties can be heavily
influenced by their deposition parameters.
25–27Indeed, more recent
works have shown that the fabrication of high quality epitaxialJournal of
Applied PhysicsARTICLE scitation.org/journal/jap
J. Appl. Phys. 128, 013903 (2020); doi: 10.1063/5.0011873 128, 013903-1
Published under license by AIP Publishing.films can be used to achieve greatly reduced linewidths ( ∼80–220
at X-band).28,29Similarly, the addition of small interstitial atoms
(e.g., C, B, and N) to FeGa thin films have been explored and foundto promote excellent soft magnetic properties by reducing their grainsize and diminishing their magnetocrystalline anisotropy.
20,30,31
One approach that has been previously explored to enhance
the soft magnetic properties of FeCo alloys has been to use an
underlayer material between the sputtered film and substrate.32–41
The resulting enhancement in the soft magnetic properties was
attributed to the refined grain size and impact of the stress at theinterface on the magnetoelastic energy.
32,39,42,43Similarly, for FeGa
thin films, a recent study showed that a non-magnetic underlayer
(Cu) can be used to improve its soft magnetic and high frequencycharacteristics.
44In this work, the underlayer effect in FeGa with
Ta (a non-magnetic material with a lattice constant different thanthat of Cu) and NiFe (a magnetic material with a lattice constant
similar to that of Cu) was explored and compared to that of Cu.
The choice of these materials is primarily to assess the effect of thelattice match at the interface with the FeGa film.
II. EXPERIMENTAL DETAILS
The films in this study were grown via DC magnetron sputter
deposition using a ULVAC JSP 8000 sputter system with a basepressure of 2 × 10
−7Torr at room temperature with 4-in. targets. Si
(100) substrates were used for all of the depositions without theremoval of the native oxide. The FeGa films were sputtered using a
target with 80/20 Fe/Ga composition at 200 W DC bias power and
an Ar pressure of 0.5 mTorr; the Ta, Cu, and Ni
80Fe20(NiFe)
underlayers were sputtered at 100 W DC bias power and an Arpressure of 0.5 mTorr in the same chamber. SEM imaging was usedto confirm the thickness of the films. The resulting composition
(81% Fe and 19% Ga) of the sputtered FeGa films was determined
via x-ray photoelectron spectroscopy (XPS) with a monochromatedAl K αsource. The structural characterization of the films was
determined via x-ray diffraction (XRD) using a Panalytical X ’Pert
Pro x-ray powder diffractometer with a Cu K αsource and fit with
the Fityk software package.
45Atomic Force Microscopy (AFM)
imaging of the surface microstructure was performed using aBruker Dimension Icon Scanning Probe Microscope with a BrukerRTESPA-300 AFM tip with an 8-nm nominal tip radius.
The room temperature magnetic hysteresis curves of the mul-
tilayers were measured via superconducting quantum interferencedevice (SQUID) magnetometry using a Quantum Design MPMS3.The high frequency magnetic linewidth was measured using ashort-circuited strip line connected to a vector network analyzer
(VNA) with details described elsewhere.
46For these measurements,
the samples were placed facing the strip line and a large saturatingmagnetic field was first applied parallel to the strip line to establisha baseline for the measurement. The reflection coefficient (S
11)w a s
then measured as a function of bias magnetic field (0 –600 Oe) and
frequency (100 MHz to 6 GHz). The magnetostrictive properties
were performed by depositing FeGa, with and without an under-layer, on thin Si cantilever substrates (100 μm thickness) and utiliz-
ing an MTI-2000 fiber-optic sensor to detect the deflection of the
cantilever tip due to changes in the stress of the FeGa thin films.
Details are described elsewhere.
30III. RESULTS AND DISCUSSION
In this study, 100-nm FeGa thin films were deposited either
directly onto Si substrates or with a thin 2.5-nm Ta, Cu, or NiFe
underlayer. Figure 1 shows the in-plane magnetic hysteresis loops
for the 100-nm FeGa films deposited on different underlayermaterials normalized to the saturation magnetization. All of thefilms exhibited strong in-plane magnetic anisotropy. The FeGa film
deposited directly onto a Si substrate, without an underlayer,
showed a coercivity of 84 Oe. The coercivity of FeGa was reducedto 54 Oe when deposited onto a 2.5-nm Ta underlayer and furtherdecreased to 17 and 15 Oe when deposited on 2.5-nm Cu and NiFeunderlayers, respectively. These results follow a similar trend to
that previously observed for Fe
65Co35films where a Ta underlayer
resulted in a modest decrease in easy-axis coercivity while Cu andNiFe underlayers promoted a larger decrease.
32In addition, the
FeGa films deposited with both Cu and NiFe underlayers displayed
an enhanced uniaxial anisotropy, as observed from the increase in
remnant magnetization (M r) as summarized in Table I .
FIG. 1. Normalized in-plane magnetic hysteresis loops of 100-nm FeGa sput-
tered on a Si substrate with different underlayer materials.
TABLE I. Summary of in-plane coercivity, normalized remnant magnetization
(Mr/Ms), effective Gilbert damping coefficient ( αeff), relative change in (110) peak
intensity ( ΔI110), and relative change in film strain ( Δϵ) for 100-nm FeGa grown on
different underlayer materials on a Si substrate .
UnderlayerIn-plane
coercivity (Oe) M r/MsαeffΔI110
(%)Δϵ
(%)
None 83 0.83 0.206 ……
2.5-nm Ta 54 0.84 0.118 0 −0.06
2.5-nm Cu 17 0.97 0.053 30 −0.28
2.5-nm NiFe 15 0.92 0.044 29 −0.21Journal of
Applied PhysicsARTICLE scitation.org/journal/jap
J. Appl. Phys. 128, 013903 (2020); doi: 10.1063/5.0011873 128, 013903-2
Published under license by AIP Publishing.The high frequency characteristics of FeGa films deposited
with different underlayers were studied using broadband FMR
spectroscopy. Figure 2 shows the S 11absorption as a function of
the magnetic bias field (0 –600 Oe) at a fixed frequency of 6 GHz.
These are the cross sections of the entire FMR spectra collectedfor the frequency range of 100 MHz –6 GHz (see Fig. S1 in the
supplemental material ). For a 100-nm FeGa film deposited without
an underlayer, the FMR spectra are characterized by a very lowpeak absorption ( ∼0.3%) and very broad FMR linewidth (>600 Oe
at 6 GHz) that extends beyond the maximum magnetic fieldapplied. For an FeGa film deposited with a Ta underlayer, a small
enhancement in the FMR linewidth ( ∼465 Oe at 6 GHz) can be
observed. In contrast, the FeGa films deposited on a Cu or a NiFeunderlayer were characterized by a dramatic enhancement in theFMR response with linewidths decreasing to as low as ∼178 Oe and
∼160 Oe at 6 GHz, respectively.
The effective Gilbert damping coefficient, α
eff, is calculated
and reported in Table I by fitting the FMR linewidth of the absorp-
tion as a function of frequency for the entire FMR spectra inFig. S1 in the supplemental
material to the following equation:
ΔH¼2αeffω
γþΔH0, where ωis the frequency, γis the gyromag-
netic ratio ( ≈2.8 MHz/Oe), and ΔH0is the frequency-independent
linewidth broadening. The FeGa films deposited with Cu and NiFeunderlayers show a significant decrease ( ∼75%–78%) in their effec-
tive Gilbert damping coefficient compared to an FeGa film without
an underlayer.
The enhanced soft magnetic properties of the FeGa films
grown on the Cu and NiFe underlayers must originate from theimpact of the underlayer on its microstructure. The structural char-acterization of the FeGa films grown on different underlayers wasfirst investigated with XRD. All of the FeGa films showed primarily
a bcc (110) diffraction as the strongest diffraction line. Figure 3
shows the spectra highlighting the bcc (110) diffraction for a100-nm FeGa film without an underlayer compared to those sput-tered on Ta, Cu, and NiFe underlayers. The films deposited ontoCu and NiFe underlayers, which show the largest enhancement in
their soft magnetic properties also displayed the largest shift of the
(110) diffraction line position which is caused by a relative change instrain compared to FeGa deposited directly onto a Si substrate.Compared to FeGa deposited directly on a Si substrate, this shift inpeak position represents a relative increase of 0.28% and 0.21% com-
pressive film strain for the FeGa films on Cu and NiFe underlayers,
respectively. This relative change in strain was calculated from theXRD data using Braggs law, d¼λ/2dsinθ,w h e r eac h a n g ei nt h e
relative strain between the two samples causes a shift, Δd,i nt h e
lattice constant: Δε¼Δd/d
1¼(d2/C0d1)/d1¼sinθ2/sinθ1/C01.
The FeGa films deposited on both the Cu and NiFe under-
layers showed an increase ( ∼30%) in the intensity of their (110)
diffraction peak compared to Ta or no underlayer, indicating anincreased (110) polycrystalline texture. This is consistent with pre-vious studies where a Cu buffer layer encourages a (110) crystalline
texture along the growth direction for FeGa films.
47This enhance-
ment can be attributed to the close lattice match of the FeGa (110)(d= 2.06 Å) film texture to the underlying Cu (111) ( d=2.09 Å)
and NiFe (111) ( d=2.05 Å) film texture which is highlighted in
Fig. S2 in the supplemental material . In contrast to Cu and NiFe,
FIG. 2. S11absorption spectra as a function of magnetic bias field at 6 GHz for
100-nm FeGa films sputtered on a 2.5-nm underlayer of different materials (Ta,Cu, and NiFe).
FIG. 3. (Left) XRD spectra of the main bcc (110) FeGa peak when grown on
different underlayer materials. Solid lines are the best Voigt fit of the data in
circles. Vertical dashed lines are used to highlight the shift in the (110) peakacross samples. (Right) AFM imaging of the same corresponding samples.Journal of
Applied PhysicsARTICLE scitation.org/journal/jap
J. Appl. Phys. 128, 013903 (2020); doi: 10.1063/5.0011873 128, 013903-3
Published under license by AIP Publishing.Ta exhibits a preferential β-(002) diffraction at 33.7° ( d= 2.66) that
has a large lattice mismatch with FeGa.
AFM imaging ( Fig. 3 ) was used to probe the differences in the
microstructure of the FeGa films that can appear in their surfacemorphology when grown on the different underlayers. The surfaceroughness remained in the range of 1.1 –1.4 nm for all of the FeGa
films. More interestingly, the magnetically softer FeGa films depos-
ited on Cu or NiFe underlayers exhibited a smaller and moreuniform grain width distribution (29 ± 7 nm and 29 ± 6 nm, respec-tively) than the magnetically harder FeGa samples depositeddirectly on Si or with a Ta underlayer (46 ± 23 nm and 39 ± 14 nm,
respectively).
The properties discussed thus far for the FeGa films deposited
on the different underlayers are summarized in Table I .T h i ss e r v e st o
highlight the correlation and change in microstructure with the staticand dynamic magnetic properties. Note that the calculated change in
the bcc (110) peak intensity ( ΔI
110) and the change in film strain
(Δϵ) are reported relative to the FeGa films without an underlayer.
In order to study the impact of the thickness of FeGa on its
soft magnetic properties with an underlayer, varying thicknesses ofFeGa films were deposited using Cu as the underlayer. The ratio-
nale for Cu as the underlayer material is to decouple the effect of
two magnetic phases present if NiFe were used (e.g., exchangeeffects across the interface which becomes a greater fraction of themagnetic volume at smaller FeGa thickness). For the same reason,
all of the samples were also capped with a 2.5-nm Cu layer toreduce the oxidation of the FeGa layer that becomes a more signifi-
cant fraction of the total volume at smaller thicknesses.
The normalized in-plane magnetic hysteresis for these
samples is shown in Fig. 4 . The saturation magnetization before
normalization (not pictured) decreases linearly with the film thick-ness. A clear dependence of the coercivity on the FeGa thickness
can be observed, where the coercivity decreases from ∼17 Oe for a
100-nm film down to ∼12 Oe for a 10-nm film. In addition, from
the corresponding XRD spectra it can be seen that there is anincrease in the linewidth of the bcc (110) FeGa diffraction peak asthe thickness decreases (0.55° for a 100-nm film to ∼1.3° for a
10-nm film). This is indicative of a trend toward smaller grain size
as the film thickness decreases.
The value of α
efffor the FeGa films on a 2.5-nm Cu under-
layer as a function of thickness was determined based on the FMRspectra in Fig. S3 in the supplemental material . It was found that
α
effdecreases from 0.053 to 0.004 for a 100-nm film compared to a
10-nm film. This trend, along with the decrease in coercivity, issummarized in Fig. 5 . These trends are consistent with the previous
studies on FeGa films where coercivity and α
effincrease with
film thickness due to an increase in film roughness and
inhomogeneity.21,48
In order to obtain the magnetostriction measurements for the
FeGa films, a perpendicular AC magnetic field is applied along theshort axis of the silicon cantilever, while initially a constant 100 Oe
bias field is applied in the long axis in order to saturate the magne-
tization and assess the full magnetostriction during the measure-ment. The magnetic field induced stress, b, is calculated from the
deflection at the cantilever tip using the following relation:
49
b¼/C0 dt2
sEs/3tfl2(1þvs), where dis the deflection, tsand tfare the
substrate and film thicknesses (100 μm and 100 nm, respectively),
FIG. 4. (Left) In-plane magnetic hysteresis loops of varying thicknesses of
FeGa sputtered on Si with a 2.5-nm Cu underlayer. (Right) XRD spectra of the
main bcc (110) FeGa peak for the same corresponding samples. Solid lines are
the best Voigt fit of the XRD data in circles. All samples were capped with2.5-nm Cu to reduce the oxidation of the FeGa films.
FIG. 5. Trend in in-plane coercivity and effective Gilbert damping coefficient
(αeff) for thicknesses of 100, 25, and 10 nm of FeGa sputtered on Si with a
2.5 nm Cu underlayer.Journal of
Applied PhysicsARTICLE scitation.org/journal/jap
J. Appl. Phys. 128, 013903 (2020); doi: 10.1063/5.0011873 128, 013903-4
Published under license by AIP Publishing.lis the distance between the clamping edge and the probe location
(27 mm), and Esandνsare Young ’s modulus and Poisson ratio of
the Si substrate [169 GPa and 0.069, respectively, along the [110]in-plane direction for a Si (100) substrate
50].
For thin films, the magnetostrictive stress is the more relevant
parameter to describe the magnetostrictive effects because the
in-plane strain is prevented by the substrate clamping and thus one
can measure only the stress; this also avoids the need to measurethe elastic properties of thin films which can be difficult andcannot necessarily be assumed to be the same as the bulk.However, for comparison with other literature on magnetostrictive
thin films, magnetostriction in terms of strain can be calculated
from the relation: λ¼/C0
2
31þνf
Ef/C16/C17
/C2b, where Efand vfare Young ’s
modulus and Poisson ratio of the FeGa film which are approxi-
mated from the relation thatEf
1þνf/C16/C17
¼50 GPa.51
From the data in Fig. 6 , the FeGa film deposited without an
underlayer reached a saturation magnetostriction of 99 ppm. The
FeGa film grown on the Cu underlayer largely maintained the same
magnetostriction, displaying a saturation magnetostriction of95 ppm. Interestingly, the FeGa film grown on the NiFe underlayershowed a 27% increase in the saturation stress, reaching 125 ppm.While the literature values of magnetostriction reported for FeGa
thin films can vary significantly across an order of magnitude,
which may be due to differences in deposition parameters andmeasurement techniques,
31,52,53the importance of the results here
is to highlight that the enhancement in the soft magnetic propertiesof the FeGa films can be achieved without a trade-off in
magnetostriction.IV. CONCLUSIONS
In summary, the effect of 2.5-nm Ta, Cu, and NiFe under-
layers on the soft magnetic and microstructural properties of FeGathin films was compared. It was found that up to an 82% decrease
in coercivity and ∼78% decrease in effective Gilbert damping coef-
ficient can be achieved with the optimal NiFe underlayer material.Both Cu and NiFe, which have a good lattice match to the FeGafilms, influence the microstructure of the FeGa films by promotingan increased (110) polycrystalline texture, smaller grain size, and
an increase in compressive film strain. Additionally, the films were
able to maintain their high magnetostriction with an underlayer,making it an excellent material for application in both microwaveand strain-mediated magnetoelectric devices.
SUPPLEMENTARY MATERIAL
See the supplementary material for the full FMR spectra of the
FeGa films with different underlayers and the complete XRDspectra of the FeGa, Ta, Cu, and NiFe films.
ACKNOWLEDGMENTS
We acknowledge the use of the fabrication facility at the
Integrated Systems Nanofabrication Cleanroom (ISNC), the Nano
and Pico Characterization Lab, and the Molecular Instrumentation
Center (MIC) at the California NanoSystems Institute (CNSI) atUCLA. This work was also supported by the NSF NanosystemsEngineering Research Center for Translational Applications of
Nanoscale Multiferroic Systems (TANMS) under the Cooperative
Agreement Award (No. EEC-1160504).
DATA AVAILABILITY
The data that support the findings of this study are available
from the corresponding author upon reasonable request.
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Published under license by AIP Publishing. |
1.1851426.pdf | 1 ∕ f -type noise in a biased current perpendicular to the plane spin valve: A numerical
study
A. Rebei, L. Berger, R. Chantrell, and M. Covington
Citation: Journal of Applied Physics 97, 10E306 (2005); doi: 10.1063/1.1851426
View online: http://dx.doi.org/10.1063/1.1851426
View Table of Contents: http://scitation.aip.org/content/aip/journal/jap/97/10?ver=pdfcov
Published by the AIP Publishing
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128.193.164.203 On: Sat, 20 Dec 2014 23:44:291/f-type noise in a biased current perpendicular to the plane spin valve:
A numerical study
A. Rebei,a!L. Berger, R. Chantrell, and M. Covington
Seagate Research Center, Pittsburgh, Pennsylvania 15222
sPresented on 8 November 2004; published online 6 May 2005 d
We add the spin momentum-transfer torque to the stochastic Landau–Lifshitz equation and use it to
study the noise spectrum as a function of the current and easy axis field for configurations close toequilibrium. The current perpendicular to the plane structure is biased by a constant fieldperpendicular to the polarization axis of the pinned layer. We show that this structure can exhibitlarge 1/f-type noise for frequencies in the microwave regime. This 1/ fnoise is not due to the spin
torque. The spin torque can only change the amplitude of the noise. © 2005 American Institute of
Physics.fDOI: 10.1063/1.1851426 g
It is very well established that a current in a spin valve
can be used to control the dynamics of the magnetization inone of the layers in a current perpendicular to the planesCPPddevice by transferring angular momentum from other
layers.
1–4In magnetic recording, this additional property
may not be desirable for diverse reasons. It has recently beenfound that CPP structures can show unwanted behavior
5
which may be detrimental to a giant magnetoresistancesGMR dsignal. These latter measurements show that in the
presence of a current, a sizeable amount of noise is detectedin the microwave regime and below for certain configura-tions of the CPP valve. This behavior was attributed to spinmomentum transfer since the magnitude of noise showeddependency on the sign of the current. Theoretical studies
6,7
also showed that spin momentum transfer can induce randomswitching in a spin valve.
In this paper we study numerically the effect of current
in these structures when they are biased by an in-plane fieldwhich has a large component perpendicular to the magneti-zation of the thick layer. This configuration has been studiedexperimentally in Ref. 5. Here we model a similar structureusing the stochastic Landau–Lifshitz–Gilbert sLLG dequation
with and without the spin momentum term. The use of LLGwith the spin torque for nonhomogeneous magnetic systemsis not well justified. A satisfactory theory that takes into ac-count nonuniformities does not exist yet.
The CPP structure has two layers, one is very thick and
pinned while the other one is thin and free to precess underthe influence of current or an external field. This structure isimportant because of its potential use in recording devices.Hence it is important to study its stability under various con-ditions.
It has been observed in Ref. 5 that current in a biased
spin valve can give rise to 1/ f-type noise even at relatively
high frequencies, i.e., in the megahertz range for a devicewith a ferromagnetic resonance sFMR dfrequency of the or-
der of 10 GHz. Frequencies in this range may interfere withdesigns of recording heads and hence the need to understandany potential source for this noise. Since the current is per-pendicular to the plane, it is natural to ask if spin momentum
has a role to play in the generation of this noise. For ex-ample, Ref. 7 considers this scenario and attributes the noiseto spin momentum transfer. However, this scenario does notexplain the trends measured in Ref. 5.
The numerical simulation uses the LLG equation with a
random white Gaussian field hthat simulates thermal fluc-
tuations at T=100 °C.The damping constant
ais taken to be
0.020–0.025. The use of this damping and noise term is welljustified only at temperatures below the Curie temperatureand for situations where the dynamic is adiabatic and closeto equilibrium.
8All these conditions are approximately met
in our experiment. The mesh size has been varied between232n m
2and 15 315 nm2; however, all the results pre-
sented here were carried out at 10 310 nm2. Below the
232-nm2mesh, deviations in the transfer curve of resistance
versus current become apparent at zero temperature. Thesedeviations were mostly attributed to the spin transfer torquerather than the exchange. At finite temperature, these devia-tions are more pronounced and hence we avoided any com-parable mesh sizes in the simulations. For the exchange term,the continuum approximation has been avoided and no at-tempt has been made to self-consistently renormalize the ex-change with the mesh size. It should be pointed out that thespin torque is also expected to depend on the exchange con-stant, the mesh size, and the thickness of the film. However,since the polarization parameter pis unknown, we will ig-
nore these difficulties. In the presence of spin torque, theLLG equation takes the following form:
dm
dt=−gm3FHeff+am3Sdm
dtD+hG+apI
dm
3smp3md,
wheremis the normalized magnetization of the free layer
with thickness dandmpis the local direction of the magne-
tization in the ‘pinned’ layer. The current Iis taken positive
when it flows from the pinned layer to the free layer. pis the
polarization coefficient which is taken to be 0.5 in this studyandais a geometrical factor.The random field hsatisfies the
usual simplest correlation functions which are assumed inde-
adElectronic mail: arebei@mailaps.orgJOURNAL OF APPLIED PHYSICS 97, 10E306 s2005 d
0021-8979/2005/97 ~10!/10E306/3/$22.50 © 2005 American Institute of Physics 97, 10E306-1
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128.193.164.203 On: Sat, 20 Dec 2014 23:44:29pendent of the current and the ellipticity of the precession
khistdhjst8dl=2akBTdijdst−t8d.
In the actual experiment, the structure of the spin valve
is somewhat more complicated than a simple pinned layerand a free layer. However, the noise measurements were car-ried out in a region where only the free layer is sensitive tothe external bias field. Hence in the following, we assume apinned layer and apply the bias field to the free layer. Themagnetization of the pinned layer is kept fixed in plane alongthe easy axis which is assumed to have a uniaxial anisotropyof 50 Oe. The bias field has a constant hard axis componentof 300 Oe but a variable easy axis component. This lattercomponent will be swept between −200 and 200 Oe whichhappens to be the region where most of the 1/ f-type noise is
detected in the simulation as well as in the experiment. Itshould be stressed that in all the measurements the current isbelieved to be below the critical current for switching. Thisis an important difference with previous works where noisehas been detected in the switching process.
The single-particle studies do not show the noise which
was observed in the experiments and hence it was soon re-alized that the inhomogenous configuration of the magneti-zation should play a fundamental role in the generation ofthis noise. The single-particle simulation shows smooth R
-Hcurves; however, because of the hard axis bias field the
micromagnetic simulations show curves which are notsmooth, i.e., they have discontinuous slope. The discontinu-ity in the slopes is dependent on the magnitude of the currentbut not on its direction. Hence it is clear that the oersted fieldplays a role in the structure of these transfer curves. Themeasured GMR in the original experiment is believed to be ameasure of the xcomponent of the magnetization in the free
layer. Hence, any detected noise is related to fluctuations inthis component
C
xxsvd=Edtkmxst+tdmxstdlexpf−ivtg.In the simulations, we can measure the noise in any
component. We found that the noise is largest in the xcom-
ponent for easy axis fields around zero but it is largest in the
ycomponent for large easy axis fields; this agrees with the
experiment. In Figs. 1 and 2, we show a real time trace of themagnetization components m
xandmyvery close to one of
the discontinuities in the slope of the R-Hcurve. We see in
this case that the fluctuation is largest for the xcomponent
sMs=1440 emu/cc d. They are negligible for the out-of plane
component, the zcomponent snot shown d. Figure 1 clearly
shows that the magnetization is switching between two statesthat differ only in the easy axis component. The switchingseems to be thermally activated and not due to spin momen-tum transfer. This is the main point of the numerical simula-
FIG. 1. The magnetization component parallel to the polarization axis, i.e.,
the easy axis sorxaxisdas a function of time. hx=90Oe,hy=300 Oe, and
I=5 mA.
FIG. 2. The magnetization component along the direction perpendicular to
the polarization axis of the current. hx=90Oe,hy=300 Oe, and I=5 mA.
FIG. 3. The Cphase: This phase is stable in the absence of thermal fluc-
tuations. The horizontal arrows pointing to the right are those for the mag-netization of the pinned layer. This configuartion is for h
x=90Oe, hy
=300 Oe, and I=5 mA.10E306-2 Rebei et al. J. Appl. Phys. 97, 10E306 ~2005 !
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128.193.164.203 On: Sat, 20 Dec 2014 23:44:29tions. The spin torque, however, tends to make one of the
states more or less stable than the other.To further check thispoint, we show in Figs. 3 and 4 two stable configurations ofthe magnetization which are very close in energy. In fact, wefind that the difference in energy, uE
90−E110u<2kBT,i so ft h e
order of the thermal fluctuations in the system. Finally, inFigs. 5 and 6 we show that the turning off the spin momen-tum torque in the LLG equation does not affect the 1/ f-type
noise which is another indication that the origin of this noiseis mainly due to the balance between the bias field and theoersted field. Similar simulations without a hard axis field donot show this excessive noise. Depending on the relativedirections of the oersted field and the bias field, the spinmomentum torque can amplify or slightly suppress the noise
in these configurations. Figures 5 and 6 show one configura-tion where the spin momentum transfer acts to stabilize the C
phase. This shows that a detailed knowledge of the phasediagram of the CPP system is required when it comes to thestudy of noise. The simulations show, as in the experiment,that the higher the current, the larger the easy axis field atwhich we observe the most noise. This can be easily under-stood from Fig. 1 and the curling of the magnetization due tothe oersted field. In fact, at much higher currents, e.g., forI.40 mA, the oersted field dominates and the magnetization
assumes a vortex configuration. This latter configuration hasno 1/fnoise. The simulations also show that the state with
sh
x=90 Oe, I=5mA dis about twice noisier than the state
with shx=90 Oe,I=−5mA d. This relative value is, however,
much smaller than those measured in the experiment. It issuspected that the field from the leads is also a contributingfactor to the noise.
In conclusion, we have shown that in spin valves with
bias fields almost perpendicular to the polarization axis, themagnetization becomes highly nonuniform in the presence ofthe field from the current. Because of thermal fluctuations,the configuration of the magnetization may show transitionsbetween two configurations. These transitions are the originof the 1/ f-type noise and not the spin momentum transfer.
We thank G. J. Parker for his LLG solver.
1J. Slonczewski, J. Magn. Magn. Mater. 159,L 1 s1996 d.
2L. Berger, Phys. Rev. B 54, 9353 s1996 d.
3M. Tsoiet al., Phys. Rev. Lett. 80, 4281 s1998 d.
4J. Katine et al., Phys. Rev. Lett. 84, 4212 s2000 d.
5M. Covington et al., Phys. Rev. B 69, 184406 s2004 d.
6Z. Li and S. Zhang, Phys. Rev. B 68, 024404 s2003 d.
7J.-G. Zhu, Ninth Joint MMM-Intermag Conference 2004, Anaheim, Cali-
fornia, USA sunpublished d.
8A. Rebei and M. Simionato sunpublished d.
FIG. 4. The Sphase with slightly higher bias field than for the Cphase.
hx=110 Oe, hy=300 Oe, and I=5 mA.
FIG. 5. The power spectrum density sPSDdin theMxcomponent with the
spin torque set to zero in the LLG equation.
FIG. 6. The PSD in the Mxcomponent using the LLG equation with a spin
torque term. Same scale as in Fig. 6.10E306-3 Rebei et al. J. Appl. Phys. 97, 10E306 ~2005 !
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128.193.164.203 On: Sat, 20 Dec 2014 23:44:29 |
1.3369582.pdf | The critical current density in composite free layer structures for spin transfer torque
switching
Chun-Yeol You
Citation: Journal of Applied Physics 107, 073911 (2010); doi: 10.1063/1.3369582
View online: http://dx.doi.org/10.1063/1.3369582
View Table of Contents: http://scitation.aip.org/content/aip/journal/jap/107/7?ver=pdfcov
Published by the AIP Publishing
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Appl. Phys. Lett. 100, 252413 (2012); 10.1063/1.4730376
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131.91.169.193 On: Tue, 11 Aug 2015 03:58:42The critical current density in composite free layer structures for spin
transfer torque switching
Chun-Yeol Youa/H20850
Department of Physics, Inha University, Incheon 402-751, Republic of Korea
/H20849Received 10 November 2009; accepted 23 February 2010; published online 12 April 2010 /H20850
The critical current density for spin transfer torque switching with composite free layer structures is
investigated using the macrospin Landau–Lifshitz–Gilbert equation. We consider a magnetictunneling junction with a rigid fixed layer, and a composite free layer consisting of two coupledferromagnetic layers in which the coupling is parallel or antiparallel. The dependence of criticalcurrent density on thickness, coupling sign and strength, spin torque efficiency, and magnetizationof the composite free layer is explored. We determine that reduction in the critical current densitycan be achieved only through careful design of the composite free layer structures. We show thedetailed spin dynamics of the composite free layer when the reduction in the critical current densityis accomplished. © 2010 American Institute of Physics ./H20851doi:10.1063/1.3369582 /H20852
I. INTRODUCTION
The spin transfer torque /H20849STT /H20850in magnetic tunneling
junction /H20849MTJ /H20850nanopillar geometry1,2is attracting many re-
searchers due to its rich physics3–5and technical
importance.6The magnetization direction of the free layer is
switched at the critical current density Jcin MTJ structures
due to the STT. Reducing Jcin order to realize STT-
magnetoresistive random access memory /H20849MRAM /H20850is a sig-
nificant challenge because a higher Jcrequires a larger tran-
sistor size and causes severe Joule heating.7–10Jcis
proportional to the thickness of the free layer. Therefore, thethinner the free layer, the smaller the value of J
cthat can be
achieved. However, when the volume of the free layer issmall, thermal activation energy becomes an important issue.Since the thermal activation energy is proportional to thevolume of the free layer and J
cis proportional to its thick-
ness, there is a trade-off relationship between them. To main-tain the thermal activation energy while reducing J
c, com-
posite free layers /H20849CFLs /H20850consisting of two ferromagnetic
layers with various types of coupling, including syntheticferrimagnetic free layer structures, have been proposed andtested.
11–17It is clear that CFLs have a better thermal activa-
tion energy than single layers due to their larger volume.However, surprisingly, there is no systematic theoretical ap-proach to the determination of the J
cvalue for CFL struc-
tures, while determination of the Jcvalue of single free lay-
ers has been examined in detail.18In this study, we consider
theJcvalue for various CFL structures by employing the
macrospin Landau–Lifshitz–Gilbert /H20849LLG /H20850equation includ-
ing the STT.19We found that Jcstrongly depends not only on
the detailed structure of the CFL /H20849thickness and magnetiza-
tion /H20850, but also on the strength and type of the interlayer ex-
change coupling.
II. MACROSPIN LLG EQUATIONS
We considered MTJ stacks consisting of fixed ferromag-
netic /H20849FFix/H20850, insulator /H20849I/H20850, first ferromagnetic, /H20849F1/H20850, nonmag-netic /H20849NM /H20850, and second ferromagnetic /H20849F2/H20850layers, as shown
in Fig. 1. The thicknesses of the F 1and F 2layers are d1and
d2, respectively. We assumed that the F Fixlayer is rigid and
that its magnetization direction P/H6023=/H208491,0,0 /H20850. A positive cur-
rent means that the electrons flow from F Fixto F 1.F1prefers
a parallel configuration with F Fix. Initially, the magnetization
of the F 1layer /H20849M1/H20850is parallel to the − xdirection, while the
magnetization of F 2/H20849M2/H20850is aligned in the + x/H20849−x/H20850direction
for antiparallel /H20849parallel /H20850coupling. The LLG equations with
the STT term for the F 1and F 2layers are
dM/H60231
dt=−/H9253/H20849M/H60231/H11003H/H6023eff1/H20850+/H92511
M1/H20873M/H60231/H11003dM/H60231
dt/H20874+ STT 1, /H208491/H20850
a/H20850Electronic mail: cyyou@inha.ac.kr.Acurrent > 0
z
y
NMF2A
xy
d2
FFixIF1 d1
electron flow
FIG. 1. /H20849Color online /H20850Schematic diagram of the layered structure. The CFL
consists of two ferromagnetic layers /H20849F1and F2/H20850separated by a NM layer
with a rigid fixed layer /H20849FFix/H20850. The direction of the positive current is defined
as being from the free layer to fixed layer. The thickness of F1and F2ared1
andd2, respectively.JOURNAL OF APPLIED PHYSICS 107, 073911 /H208492010 /H20850
0021-8979/2010/107 /H208497/H20850/073911/4/$30.00 © 2010 American Institute of Physics 107 , 073911-1
[This article is copyrighted as indicated in the article. Reuse of AIP content is subject to the terms at: http://scitation.aip.org/termsconditions. Downloaded to ] IP:
131.91.169.193 On: Tue, 11 Aug 2015 03:58:42STT 1=−/H9253a1J
M1/H20851M/H60231/H11003/H20849M/H60231/H11003P/H6023/H20850/H20852−/H9253/H20849b0J+b1J2/H20850/H20849M/H60231
/H11003P/H6023/H20850−/H9253a2,1/H20849−J/H20850
M1M2/H20851M/H60231/H11003/H20849M/H60231/H11003M/H60232/H20850/H20852
−/H9253b2,1
M2/H20849M/H60231/H11003M/H60232/H20850, /H208492/H20850
dM/H60232
dt=−/H9253/H20849M/H60232/H11003H/H6023eff2/H20850+/H92512
M2/H20873M/H60232/H11003dM/H60232
dt/H20874+ STT 2, /H208493/H20850
and
STT 2=−/H9253a2,2J
M1M2/H20851M/H60232/H11003/H20849M/H60232/H11003M/H60231/H20850/H20852−/H9253b2,2
M1/H20849M/H60232/H11003M/H60231/H20850.
/H208494/H20850
Here, H/H6023eff1,2are the effective fields, /H92511,2are the Gilbert
damping parameters of F 1and F 2, respectively, and /H9253is the
gyromagnetic ratio. The STT 1terms are the torques acting on
F1due the STT. a1is the so-called Slonczewski term from
FFix, defined by a1=/H9257p/H6036/2e/H92620M1d1, where /H9257p,e, and/H92620are
the spin torque efficiency of F Fix, the electron charge, and the
permeability, respectively. b0andb1are the linear and qua-
dratic fieldlike terms, respectively. a2,1is the Slonczewski
torque acting on F 1due to F 2, where a2,1=/H92572/H6036/2e/H92620M1d1
and/H92572is the spin torque efficiency of F 2.b2,1andb2,2are
other fieldlike terms between the F 1and F 2layers, which can
also be referred to as the interlayer exchange coupling en-ergy E
EXwith the relation b2,/H208491,2 /H20850=EEX//H92620M1,2d1,2.20,21We
considered the NM layer to be a metallic layer and b2,/H208491,2 /H20850to
be independent of J. A negative /H20849positive /H20850b2,/H208491,2 /H20850represents
antiparallel /H20849parallel /H20850exchange coupling. STT 2is the torque
acting on F 2due to F 1. Here, a2,2=/H92571/H6036/2e/H92620M2d2, where /H92571
is the spin torque efficiency of F 1. More details can be found
in the literature.19
III. CALCULATION RESULTS
Only the spin dynamics of the CFL F 1/H20849d1/H20850/NM /F2/H20849d2/H20850
structures were investigated because we assumed a rigid
fixed layer. For simplicity, we ignored the anisotropy fields/H20849except for the shape anisotropy /H20850because it is dominant in
STT-MRAM applications. We set H
ext=0,/H92511=/H92512=0.01, and
/H9257p=0.7 through all our studies. The dimensions of F 1/H20849F2/H20850
are 100 /H1100350/H11003d1/H20849d2/H20850nm3and the corresponding demagne-
tization factors were evaluated22and used in our calculations
to include shape anisotropy. The fieldlike terms /H20849b0andb1/H20850
between F Fixand F 1were ignored. The effects of b0andb1
were not small for a large value of Jbut their contributions
around Jcwere not significant. They will affect some details
of the dynamics but not the overall trends.
The magnitudes of a2,1anda2,2should be discussed. /H92571,2
can be reduced from their individual bulk values due to the
low thickness of F 1,2. Therefore, we varied /H92571,2in our calcu-
lations, but assumed that /H92571=/H92572=/H9257for simplicity. In this
study, we ignored the angular dependence of the Sloncze-wski term and considered only the switching current densityfrom the parallel to the antiparallel cases.First, we considered the antiparallel exchange coupling
/H20849E
EX/H110210/H20850. Figures 2/H20849a/H20850–2/H20849d/H20850show Jcford1=1.5 nm and
M1=M2=1.1/H11003106A/m with various values of d2/H20849from 1.0
to 2.0 nm /H20850. The meaning of the Greek numbers will be ex-
plained subsequently. For comparison, the values of Jcfor
single layers with ds=1.5 to 4.0 nm are also indicated in the
figures using red open symbols. For weak coupling /H20849EEX=
−0.05 mJ /m2/H20850,Jcdecreases /H20849increases /H20850with increasing /H9257
when d1/H11022d2,/H20849d1/H11021d2/H20850. However, its dependence on /H9257is
weak for strong EEX, especially for low values of d2. When
EEXis strong, F 1and F 2are already coupled together tightly
and the main dynamics is governed by b2, regardless of /H9257.
From Fig. 2, we speculate that a lower value of d2and
weaker EEXare preferable to obtain a smaller value of Jc.
Only in some special cases, marked by the blue circles inFigs. 2/H20849a/H20850and2/H20849b/H20850, is the value of J
csmaller than that of the
corresponding single layers /H20849ds=d1+d2/H20850. Therefore, the tai-
loring of b2will be important, and this can be achieved by
controlling the thickness and composition of the NMlayer.
23,24We note that the dependence of EEXis the opposite
of recent experimental observation.13
Figures 3/H20849a/H20850–3/H20849d/H20850show the Jcvalues for d2=1.5 nm and
M1=M2=1.1/H11003106A/m with various values of d2/H20849from 1.0
to 2.0 nm /H20850. From Figs. 2and3, we find that Jcincreased
/H20849decreased /H20850as/H9257increased when d1/H11021d2,/H20849/H11022d2/H20850. The detailed
physics of the dependence of Jcon/H9257is not yet clear and will
require additional analytic study. When EEXis strong, the
dependence of Jcon/H9257is very weak for d1/H11022d2. We note that
the reduction in Jcfor small /H9257was achieved only with small
EEX, as marked by the blue circles in Figs. 3/H20849a/H20850and3/H20849b/H20850.
This will be discussed in more detail subsequently.151.8 1.8(b)d2(nm) = 1.0 1.1 1.2 1.3 1.4
1.5 1.6 1.7 1.8 1.9 2.0
4.0 4.0
3.5dsm2)EEX= -0.05 mJ/m2(a) EEX= -0.1 mJ/m2
3.5
0.91.21.5
1.21.5
212.4
2.8(d) (c)2.53.0
2.0Jc(1011A/m
d1=1.5 nm
I2.53.0
EEX= -0.5 mJ/m2EEX=- 1 . 0m J / m2
0.0 0.3 0.61.21.51.82.1
0.0 0.3 0.61.62.02.4
II3.03.54.0Jc(1011A/m2)
/CID753.54.0
/CID75/CID75
FIG. 2. /H20849Color online /H20850Jcas a function of /H9257ford1=1.5 nm with various
values of d2.EEX=−0.05, −0.01, −0.5, and −1.0 mJ /m2for /H20849a/H20850–/H20849d/H20850, respec-
tively. The Jcvalues of the single layers are also depicted. The meaning of
the Greek numbers is explained in Fig. 6.073911-2 Chun-Yeol You J. Appl. Phys. 107 , 073911 /H208492010 /H20850
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131.91.169.193 On: Tue, 11 Aug 2015 03:58:42Next, we investigated the case in which EEX/H110220. The
results are plotted in Figs. 4/H20849a/H20850and4/H20849b/H20850forEEX=0.05 and
1.0 mJ /m2, respectively, with various values of d1and d2.
For strong EEX, the values of Jcare almost the same as those
of the corresponding single layer cases, as shown in Fig.4/H20849b/H20850. However, in the weak coupling case when d
1=1.0 and
d2=1.5 nm, a noticeable reduction in Jcis achieved, as
marked by the blue circle in Fig. 4/H20849a/H20850. These results are con-
sistent with recent observations and interpretations by Yen et
al.15and Lee et al.17
Finally, we simulated JcforM1/HS11005M2with selected val-
ues of d1and d2for only weak antiparallel and parallel
/H20849EEX=−0.05,0.05 mJ /m2/H20850couplings, which showed the
most interesting results of the previous calculations. The
sample structures of each alphabet are summarized in Table I
and the results are plotted in Figs. 5/H20849a/H20850and5/H20849b/H20850. In the antiparallel coupling case, sample D shows a reduction in Jc
/H20849=6.8/H110031010A/m2/H20850. The most pronounced reduction was
found for parallel coupling in sample G /H20849Jc=5.2
/H110031010A/m2/H20850. At this stage, it is not yet clear what the
mechanism governing the reduction in Jcin our study is, due
to the lack of an analytic formalism for the Jcvalue of CFLs.
IV. DISCUSSION
Consider the physical origins of the reduction in Jc.
Since the spin dynamics of CFLs depend on many param-eters and there is no analytic expression for J
c, it is impos-
sible to present clear and solid physics for the reductionmechanism. We explored the spin dynamics in greater detailfor cases I through VI /H20849the Greek numbers are found in Figs.
2–5/H20850, and the results are depicted in Figs. 6/H20849a/H20850–6/H20849f/H20850, respec-
tively. The normalized M
xandMyfor F 1and F 2as a function
of time are shown in this figure. First, Figs. 6/H20849a/H20850and6/H20849b/H20850
correspond to the cases of the smallest Jcin Figs. 2/H20849a/H20850and
2/H20849d/H20850with EEX=−0.05 and −0.1 mJ /m2/H20849I and II /H20850, respec-
tively. In case I, where two spins precess with a phase dif-ference of
/H9266with a single frequency at the beginning /H20849t
/H110213n s /H20850, after t/H110223 ns their precession with multifrequen-
cies is shown and the phase differences become complicated.
In case II, where strong interlayer exchange coupling is ob-served and which has a larger J
c, the two layers move to-
gether with a single frequency, as shown in Fig. 6/H20849b/H20850. Next,
we compare Figs. 6/H20849c/H20850and 6/H20849d/H20850, which show the detailed
spin dynamics of cases III and IV in Fig. 4/H20849a/H20850, respectively.
The only difference between cases III and IV is d1; however,
both Jcand the detailed spin dynamics are quite different. In
case III, the two spins precess with different phases withmultifrequencies as in case I, whereas case IV showsstrongly coupled switching. Due to the different phase of thespin dynamics, each spin precession assists another spin mo-tion, as previously claimed by Yen et al. ,
15for weak ferro-
magnetic coupling layers. Figures 6/H20849e/H20850and6/H20849f/H20850, correspond-
ing to cases V and VI /H20849Fig. 5/H20850, respectively, support our
hypothesis. In the case of either parallel or antiparallel inter-layer exchange coupling, when one spin starts to precessmore easily and interacts with the other of a different phase,the reduction in J
cis accomplished.
We have found that multifrequency precession modes
and different phases are the key requirements for loweringtheJ
cvalue. Accordingly, we present one possible scenariod1(nm) = 1.0 1.1 1.2 1.3 1.4
15 16 17 18 19 20
1.21.41.61.8
1.21.41.61.8
(a)EEX= -0.05 mJ/m21.5 1.6 1.7 1.8 1.9 2.0Jc(1011A/m2)ds
3.5
3.0
2.5(b)EEX= -0.1 mJ/m2
3.5
3.0
2.5
1.01.0
141.61.82.0
2.02.4Jd2=1.5 nm2.0
(c)EEX= -0.5 mJ/m2011A/m2)4.0
3.5
30(d)EEX=- 1 . 0m J / m2
4.0
3
0.0 0.3 0.61.21.4
0.0 0.3 0.61.21.6Jc(1
/CID753.0
2.5
/CID753.5
3.0
FIG. 3. /H20849Color online /H20850Jcas a function of /H9257ford2=1.5 nm with various
values of d1.EEX=−0.05, −0.1, −0.5, and −1.0 mJ /m2for /H20849a/H20850–/H20849d/H20850, respec-
tively. The Jcvalues of the single layers are also depicted.
182.0
ds(a)EEX= 0.05 mJ/m2d1;d2= 1.0; 1.5 1.5; 1.0
1.5; 1.5 1.5; 2.0 2.0; 1.5 Single Layer
4.0(b)EEX=1 . 0m J / m2
0.60.81.01.21.41.61.8
IIIsJc(1011A/m2)3.5
3.0
2.5
2.0
1.5IV
0.0 0.3 0.6 0.0 0.3 0.6 0.9/CID75/CID75
FIG. 4. /H20849Color online /H20850Jcas a function of /H9257for various values of d1andd2.
/H20849a/H20850EEX=0.05 and /H20849b/H208501.0 mJ /m2are considered for parallel coupling.10(b)EEX= -0.05 mJ/m2(b)EEX=0 . 0 5m J / m2
0.81.01.2
0.40.60.81.0
A C E
B D FJc(1011A/m2)
VI G H IV
0.0 0.3 0.6 0.0 0.3 0.6
/CID75/CID75
FIG. 5. /H20849Color online /H20850Jcas a function of /H9257for selected sample structures
with different magnetizations and thicknesses for EEX=−0.05 and /H20849b/H20850
+0.05 mJ /m2. The sample structures are shown in Table I.073911-3 Chun-Yeol You J. Appl. Phys. 107 , 073911 /H208492010 /H20850
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131.91.169.193 On: Tue, 11 Aug 2015 03:58:42for the reduction mechanism. When the spin-polarized cur-
rent is injected, the lowest energy spin wave will be excitedeasily in F
1or F 2. Since there is coupling between F 1and F 2,
another layer spin wave will be excited more easily than inthe case without coupling. Since the characteristics of thespin wave of each layer are different but they are weaklycoupled, they can assist each other. Therefore, we conjecturethat the spin motion of the different frequencies and phasesand their mutual assistance are important to achieving thereduction in J
c.
V. CONCLUSION
We investigated the Jcvalues of CFL structures with
various thicknesses, coupling strengths and signs, and mag-netizations by means of macrospin LLG. We found that thereduction in J
cis achieved only within a very narrow set of
conditions and is not substantial. From our study, we con-clude that the benefit of CFL structures is not significant,even though they allow for some gain in thermal activationenergy. Furthermore, in general, the J
cvalue of a CFL isgreater than that of the corresponding single layer. Only
carefully designed CFL structures have smaller Jcvalues
with better thermal activation energy. Further studies are re-quired to clarify the detailed mechanism underlying the re-duction in J
c.
ACKNOWLEDGMENTS
This work was supported by a 2010 Inha University re-
search grant. The author thanks Professor K.-J. Lee and Dr.B.-C. Min for their helpful discussions.
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ABCD E F GHI
/H20851M1,M2/H20852
/H20849106A/m/H20850 0.86, 1.1 0.86, 1.1 1.1, 0.86 1.1, 0.86 1.1, 1.1 1.1, 1.1 0.86, 1.1 1.1, 0.86 1.1, 1.1
/H20851d1,d2/H20852
/H20849nm /H20850 1.0, 1.5 1.5, 1.0 1.0, 1.5 1.5, 1.0 1.0, 1.5 1.5, 1.0 1.0, 1.5 1.0, 1.5 1.0, 1.5
0.51.0
(a) I
Jc= 1.06x1011A/m2(b) II
Jc=1.76x1011A/m2
-1.0-0.50.0
0.51.0M1x/Ms
M2x/Ms
M1y/Ms
M2y/MsMx/Ms
(c) III
Jc=7 . 2 x 1 010A/m2(d) IVJ
c=1.84x1011A/m2
-1.0-0.50.0
0.51.0Mx/Ms
(e) V
Jc=6 . 8 x 1 010A/m2(f) VIJ
c=5 . 2 x 1 010A/m2
0.0 2.0 4.0 6.0 8.0 10.0-1.0-0.50.0
0.0 2.0 4.0 6.0 8.0 10.0Mx/Ms
t(ns) t(ns)
FIG. 6. /H20849Color online /H20850Normalized MxandMyfor F1and F2as a function of
time. /H20849a/H20850–/H20849f/H20850correspond to cases I–VI in Figs. 2–5, respectively.073911-4 Chun-Yeol You J. Appl. Phys. 107 , 073911 /H208492010 /H20850
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131.91.169.193 On: Tue, 11 Aug 2015 03:58:42 |
1.5143447.pdf | J. Appl. Phys. 127, 085101 (2020); https://doi.org/10.1063/1.5143447 127, 085101
© 2020 Author(s).Determining absolute Seebeck coefficients
from relative thermopower measurements of
thin films and nanostructures
Cite as: J. Appl. Phys. 127, 085101 (2020); https://doi.org/10.1063/1.5143447
Submitted: 23 December 2019 . Accepted: 08 February 2020 . Published Online: 24 February 2020
S. J. Mason , A. Hojem , D. J. Wesenberg , A. D. Avery
, and B. L. Zink
COLLECTIONS
This paper was selected as an Editor’s Pick
Determining absolute Seebeck coefficients from
relative thermopower measurements of thin films
and nanostructures
Cite as: J. Appl. Phys. 127, 085101 (2020); doi: 10.1063/1.5143447
View Online
Export Citation
CrossMar k
Submitted: 23 December 2019 · Accepted: 8 February 2020 ·
Published Online: 24 February 2020
S. J. Mason,a)A. Hojem,b)D. J. Wesenberg,c)A. D. Avery,d)
and B. L. Zinke)
AFFILIATIONS
Department of Physics and Astronomy, University of Denver, Denver, CO 80208, USA
a)Current address: Broadcom Ltd. Fort Collins, CO 80525, USA.
b)Current address: Department of Physics, University of California, San Diego, La Jolla, CA 92093, USA.
c)Current address: Lam Research, Portland, OR 97062, USA.
d)Current address: Department of Physics, Metropolitan State University of Denver, Denver, CO 80204, USA.
e)Author to whom correspondence should be addressed: barry.zink@du.edu
ABSTRACT
Measurements of thermoelectric effects such as the Seebeck effect, the generation of electric field in response to an applied thermal gradient,
are important for a range of thin films and nanostructures used in nanoscale devices subject to heating. In many cases, a clear understand-ing of the fundamental physics of these devices requires knowledge of the intrinsic thermoelectric properties of the material, rather than theso-called “relative ”quantity that comes directly from measurements and always includes contributions from the voltage leads. However, for
a thin film or nanostructure, determining the absolute Seebeck coefficient, α
abs, is challenging. Here, we first overview the challenges for
measuring αabsand then present an approach for determining αabsfor thin films from relative measurements made with a micromachined
thermal isolation platform at temperatures between 77 and 350 K. This relies on a relatively simple theoretical description based on theMott relation for a thin film sample as a function of thickness. We demonstrate this technique for a range of metal thin films, which showthatα
absalmost never matches expectations from tabulated bulk values, and that for some metals (most notably gold) even the sign of αabs
can be reversed. We also comment on the role of phonon and magnon drag for some metal films.
Published under license by AIP Publishing. https://doi.org/10.1063/1.5143447
I. INTRODUCTION
The Seebeck effect, the generation of an electric field by the
application of a thermal gradient, has been a topic of study for more
than 100 years and is still very actively explored for both novel mate-rials in bulk form
1–4and a wide range of mesoscopic to nanoscale
materials.5–7The Seebeck effect is a consequence of the thermody-
namics of charge carriers, which flow in metallic and semiconduct-
ing samples in response to an applied thermal gradient. In an often
used but overly simple description, the thermal gradient generates atemperature difference across the sample that generates a thermo-electric voltage. Scaling this voltage by the temperature gives aSeebeck coefficient, or thermopower, α¼ΔV=ΔT. This and related
thermoelectric effects have had a recent impact in fields as diverse as
energy harvesting,
8,9spintronics,10–12and 2D materials.13,14Measurements of the Seebeck effect, especially when the
sample to be studied has any dimension &100 nm, are often chal-
lenging since the experimentalist must control and measure bothelectric fields and thermal gradients. The issue of controllingthermal gradients on nanoscale samples ranging from magnetictunnel junctions
15and other micro- and nanofabricated
magnetic,16–20van der Waals21,22or other electronic materials,23–28
or various nanowire systems29–37is a serious one for many very
active fields and has been recently addressed by severalauthors.
38–44Here, we focus on another issue, that of the contribu-
tion of the measurement leads to the overall thermopower of thinfilm and nanoscale samples. This lead contribution is an unavoid-able consequence of all Seebeck measurements. The researchcommunity focusing on bulk materials typically uses carefullyJournal of
Applied PhysicsARTICLE scitation.org/journal/jap
J. Appl. Phys. 127, 085101 (2020); doi: 10.1063/1.5143447 127, 085101-1
Published under license by AIP Publishing.constructed measurement circuits with leads made from materials
with painstakingly calibrated absolute thermopower. This allows
simple subtraction of the lead contribution. However, thin filmsamples and nanostructures are very commonly measured withmicro- and nano-machined devices where the leads themselves areformed from thin films. In this case, such calibration is simply
impossible, since the defects, grain boundaries, strains, and surfaces
that are always present in thin films and nanostructures, in additionto classical size effects, change the Seebeck coefficient, oftendramatically.
28,37,45–51The only exception to this is if a supercon-
ducting lead material can be used below its Tc, a situation that is
often difficult or impossible to achieve in practical measurements.
As a result, it is common in Seebeck and related measure-
ments of thin films and nanostructures, when the contributions ofthe leads are recognized at all, to either report the value thatincludes the lead, typically referred to as a relative thermopower,
α
rel, or to subtract literature values tabulated for bulk materials.
Both approaches can lead to significant uncertainties that canundermine explorations of basic materials physics and understand-ing of devices using or experiencing thermal gradients.
When a thermal gradient ~∇Tis applied to a sample in open-
circuit conditions, charges flow from hot to cold until a steady-state
electric field ~Ebuilds up to counter this flow. In the most general
case, this field is given by
~E¼~α~∇T, (1)
where ~αis the thermoelectric tensor that relates the direction of
thermal gradients to the resulting electric field. For many materials,it is reasonable to assume this tensor is diagonal, so that the
thermally-generated electric field is parallel to the applied thermal
gradient, and these diagonal elements are the Seebeck coefficientsof the material. Note that anisotropies in the material forming thesample can in theory make the Seebeck coefficient direction-
dependent and also introduce off-diagonal entries in ~α.
52In
applied magnetic fields, Lorentz forces impart transverse momen-tum to charge carriers, introducing the off-diagonal ordinaryNernst effect.
53In magnetic systems, spin –orbit coupling intro-
duces well-known off-diagonal terms in applied field or when a
sample is magnetized, leading to anomalous Nernst and
Ettingshausen effects,54–56and the Righi-Leduc effect.57,58
When a real sample is heated, the Seebeck effect generates
electric fields everywhere in the measurement circuit where athermal gradient exists on a material with a finite Seebeck coeffi-
cient. As shown in Fig. 1 , this potentially complicated situation is
typically dramatically simplified to consider only three relevanttemperatures, that of the heated end after the sample has reachedsteady-state, T
H, the colder end of the sample, TS, and the tempera-
ture of the meter measuring the voltage, TM. If the thermal gradi-
ents generated on the sample and each of the leads is constant not
only in magnitude, but also in direction, and assuming its directionis aligned with the path of charge flow established by the voltageleads, then the electric field on the sample is given by
E
x¼αxx@T
@x Es¼αsTH/C0TS
‘s, (2)where ‘sis the length of the sample along the direction of the
uniform thermal gradient TH/C0TS ðÞ =‘sand we use αsfor the
Seebeck coefficient of the sample, which is the absolute Seebeck
coefficient that describes the physical generation of field by athermal gradient on the sample itself. With the assumption ofconstant thermal gradient always parallel to the charge flow direc-tion for the leads that connect the sample to the meter, we have
similar expressions for the electric field generated on the two leads,
E
L,H¼αleadTH/C0TM
‘L, (3)
EL,S¼αleadTS/C0TM
‘L: (4)
The voltage measured at the meter is defined by the path integral
V¼ðþ
/C0~E/C1d~l, (5)
which then has three contributions,
V¼VL,HþVsþVL,S, (6)
FIG. 1. Simple schematics of measurement of the Seebeck effect, drawn for
both electron-like (a) and hole-like (b) charge carriers. The electric fields that
result from the thermal gradient shown with maroon vectors are indicated byblack vectors, and the voltmeter is indicated by the dotted line.Journal of
Applied PhysicsARTICLE scitation.org/journal/jap
J. Appl. Phys. 127, 085101 (2020); doi: 10.1063/1.5143447 127, 085101-2
Published under license by AIP Publishing.where
VL,H¼/C0αleadTH/C0TM
‘L‘L, (7)
Vs¼αsTH/C0TS
‘s‘s, (8)
VL,S¼αleadTS/C0TM
‘L‘L, (9)
where the negative sign of VL,Hcomes from the dot product of the
anti-parallel ~Eand d~lalong that lead. The voltage then is
V¼(αs/C0αlead)(TH/C0TS): (10)
Thus, the typical ratio of the thermovoltage to the temperature dif-
ference gives
αs/C0αlead¼αrel¼V
TH/C0TS, (11)
where αrel;αs/C0αlead:
Some authors have explored measurement techniques for
nanoscale samples that attempt to remove the lead contributionsand thus allow estimates of the absolute Seebeck coefficient from
measurements on micro- and nanopatterned systems, but these
attempts are rare and often challenging. For example, one approachfocuses on nanomagnetic systems and uses the dependence of thesample ’s Seebeck coefficient on magnetic field to separate magnetic
contributions from non-magnetic contributions.
59We have also
explored such a technique, but this is not only limited to magnetic
systems with measurable change in αin response to applied field, it
also cannot separate any purely electronic contributions to theSeebeck effect of the sample from those from the leads, which are
often large contributions even to ferromagnetic metals. A second
approach, focused on correct identification of the magneto-Seebeckratio for domain walls in permalloy nanowires, relies as we will onthe Mott relation.
20This should include magnetic field indepen-
dent contributions to the sample thermopower, but it is fairly nar-
rowly focused on the application to domain-wall effects in
ferromagnetic nanowires. Recently, another group used thin film Ptas the lead to measure a bulk Au wire that could be assumed tofollow tabulated values of α
abs, which is a clever hybrid of bulk and
film thermal techniques that should allow reliable αabsmeasure-
ments as long as the bulk wire does not modify the thermal gradi-
ents of the Pt thin films near their junctions, and if thedeformation of the bulk Au wire where it is bonded to the Pt thinfilm does not introduce defects that modify its absolute thermo-power.
28A more general approach to extract the absolute Seebeck
coefficient from thermoelectric measurements using thin film com-
ponents remains an open challenge.
In this paper, we present a potential solution to this challenge
based on sequential measurements of a single micromachined
structure as a series of gold thin films are added. The analysis relies
only on the Mott equation for diffusion thermopower, which weuse to model the changes in the sample as the thickness grows. The
extrapolation of the Mott equation gives the thickness-independent
lead contribution, which we determine as a function of temperaturefrom 80 to 350 K. We use this approach to extract absolute Seebeckcoefficients for a range of metallic films, which reveal strong contri-butions from vacancies and defects that in some cases drive large
deviations from bulk values of α
abs.
II. EXPERIMENT
As shown in Fig. 2 , our work on thermal and thermoelectric
properties of thin films and nanostructures uses micromachinedthermal isolation platforms, where suspended silicon-nitride (Si-N)membranes with lithographically patterned heaters and thermome-
ters are used to control the thermal gradient on the thin film
sample.
60–64The ability to separately heat the thermal isolation
structure introduces the intermediate temperature of the bulk sub-strate of the device, T
0, but such additional temperatures cannot
change the essential mathematics of Eqs. (2)–(11), and the lead
contribution to the measured thermopower always contributes,
remaining as given by Eq. (11). The scanning electron micrograph
clarifies the contributions to the voltage generated across the thinfilm sample in response to heating with the electrically separate
thermometer patterned on the left Si-N island. For illustration, we
have chosen to show ~Eas generated by leads with positive α
abs,
though this changes depending on the material used and the tem-perature. For the experiments described below we used two types ofthermal platforms, both formed from 500 nm thick Si-N mem-
branes and with the same ratio of sample width and length and the
same relative sizes of patterned heaters and thermometers. Onetype uses 50 nm thick Pt leads with a 10 nm thick Cr adhesion-promoting underlayer and has a total length of the sample platformof/difference2 mm. The Cr and Pt layers were grown by e-beam evaporation
in high vacuum at typical deposition rate of 0 :1n m =s for Cr and
0:2n m =s for Pt. The second type uses two different materials for
FIG. 2. Tilted-angle scanning electron micrograph of an example Si-N thermal
isolation platform with false color shading to indicate heating. The maroon
arrows indicate the direction of ~rT, and the silver arrows the direction of the
Seebeck effect-generated ~E, drawn here with the assumption of a positive αabs.
The dashed line indicates the measurement path for V.Journal of
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J. Appl. Phys. 127, 085101 (2020); doi: 10.1063/1.5143447 127, 085101-3
Published under license by AIP Publishing.leads, with a pair formed from 20 nm thick Au and a second pair
from 200 nm thick Mo. Au was e-beam evaporated in high vacuum
at a/C211n m =s deposition rate, and the Mo sputtered after reaching
a base pressure of /difference5/C210/C08Torr or better. The Cr/Pt and Au
leads are patterned via photoresist lift-off, and the Mo is etchedusing a commercially-available aluminum etchant. Samples are
deposited on the thermal isolation platforms by a variety of deposi-
tion techniques either through shadow masks after the Si-N struc-tures are released using anisotropic Si wet etching, or in some casesbefore release of the Si-N by deep-trench plasma etching. Samplefilms are deposited on the bridge through shadow masks aligned to
allow contact to the voltage leads or lithographically patterned
before the Si-N release. We show data below for a range of filmsincluding those thermally evaporated in /difference10
/C06Torr (Au and
AuPd), e-beam evaporated after reaching a base pressure of/difference10
/C08Torr or better (Cu, Co, Fe) or sputtered (Ni, Fe).
For measurements of thermopower, the thermal isolation
platforms are clamped to radiation-shielded gold-plated samplestages and connections to the platform heaters, thermometers,and sample leads are wire-bonded to custom circuit boards. Thesample stage is bolted to the cold finger of a sample-in-vacuum
cryostat, which allows the platform base temperature to be moni-
tored and regulated over the range from 77 to 350 K for the exper-iments presented here. The platform and substrate resistivethermometers are measured using an ac resistance bridge, and the
power applied to the sample heater and monitored using a dc
sourcemeter. The thermovoltage is measured using a digital mul-timeter or nanovoltmeter. For the resistivity measurementsrequired for the lead estimation, we flow current to the sampleusing a precision current source or sourcemeter using a separate
set of leads, eliminating contributions from contact and lead resis-
tance. All equipment is computer controlled and data recordedusing custom software.
Two examples of a typical thermopower measurement are
shown in Fig. 3 . As indicated in the simple thermal diagram showninFig. 3(a) , applying power to a heater on the left Si-N island
raises this structure to temperature T
H, while heat flow through the
sample and supporting Si-N bridge (with combined thermal con-ductance K
BþKSi/C0N) raises the right island to TS. The temperature
difference ΔT¼TH/C0TSis set by the balance of heating power
applied and the thermal conductances, but in our measurements it
is always measured using calibrated lithographically-patterned resis-
tive thermometers. As shown in Figs. 3(b) –3(d) for three choices of
T0, we measure Vfor a series of ΔTand determine αrelfrom the
slope of a linear fit. This removes the additional thermovoltagecontribution from the leads running from the substrate of the
thermal platform to the voltmeter outside of the cryostat, which
gives a ΔT-independent offset. These plots already clearly show the
change in the sign of α
relfor the 20 nm thick evaporated Au film as
a function of T.Figure 3(e) shows the resulting αrelas a function of
the average temperature of the bridge, Tav. All subsequent plots of
αuse the average bridge temperature as well, though we simplify
the notation as T.
III. ANALYSIS: THE MOTT EQUATION
Our approach to estimating the lead contribution to αrelis
based on adding a sample film to the thermal isolation platform
with a thermopower that is dominated by a single thickness-dependent contribution. We then use a single set of leads tomeasure a sample as a function of thickness by growing additionalsample layers on the same thermal platform. This requires a
sample where the thickness dependence of both α
relandρcan be
easily resolved by the relevant measurements. Furthermore, sincefor experiments to date we cannot measure a film without breakingvacuum and exposing the surface to oxidation, we must use a mate-
rial that does not oxidize and therefore dramatically alter the thick-
ness dependence of ρandα
s. We have found that an evaporated
Au thin film meets these assumptions reasonably well, though withlimitations that are discussed below.
FIG. 3. Clockwise from top left. (a) Schematic of the
thermal isolation platform with temperatures TH,TS, and
T0, and thermal conductances KB,KS, and KLindicated.
(b)–(d) Thermovoltage VvsTH/C0TSfor three selected
T0for Au and AuPd sample films. The lines show linear
fits used to determine αrel, given by the slope. (e)
Resulting αrelvs average bridge temperature Tavfor the
Au and AuPd films.Journal of
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J. Appl. Phys. 127, 085101 (2020); doi: 10.1063/1.5143447 127, 085101-4
Published under license by AIP Publishing.To analyze the film contribution, one must use a theoretical
model of the thickness dependence of the sample film, ideally
based only on measurable properties of the film itself. The simplesttheory appropriate for thermopower of metals is the Mott relationthat relates expected diffusion thermopower to fundamental con-stants and the resistivity of the film,
α¼/C0
π2k2
BT
3e1
ρ@ρ
@E/C20/C21
E¼EF, (12)
where kBis Boltzmann ’s constant, eis the fundamental charge on
the electron, Tis the temperature, ρis the sample electrical resistiv-
ity, and @ρ=@Eis the energy derivative of the resistivity taken here
at the Fermi energy, EF. This expression itself assumes not only
conduction through isotropic s-like bands, but also via carriers that
obey the Wiedemann-Franz law. Note that the thickness depen-dence of a sample enters this expression most strongly through thethickness dependence of ρ, since the energy derivative is driven
mostly by the type of the dominant carrier scattering, which it is
reasonable to assume does not change for a given material as afunction of the thickness of the sample.
With this assumption, and explicitly writing the dependence
on sample film thickness t, we can write
α
rel(t)¼αfilm(t)/C0αlead (13)
¼/C0π2k2
BT
3e1
ρ(t)@ρ
@E/C20/C21
E¼EF/C0αlead: (14)
Here, we observe that a plot of αrelvs 1=ρ(t) for a set of measure-
ments made across sample thickness tat a given Tshould have a
y-intercept that gives the t-independent αleadvalue at that T.
We demonstrate this for one thermal isolation platform in
Fig. 4 . Here, we measured αrelandρ(t) after deposition of 9 subse-
quent Au films on a single thermal isolation platform. The total
thickness of the film ranges from /difference20 nm to more than 300 nm.
These films were thermally evaporated in high vacuum at relativelylow 0 :1/C00:2n m =s evaporation rates. Under these growth condi-
tions we expect a relatively high level of defects and imperfectionsin the polycrystalline films that form on the Si-N platform.
Figure 4 presents α
relvs 1=ρfor 11 representative temperatures
from 78 to 318 K, with a linear fit to each set of data shown withthe red line. For each Tthe data to the right of the plot represents
thicker films. This plot shows that the tvariation indeed changes
both ρandα
relso that the extrapolation of these linear fits gives a
smoothly varying curve. Note also that the fit is quite strongly
affected for most Tby the thinner samples. As discussed else-
where,65,66these thinner films obey the Wiedemann-Franz law
more closely than the thicker films.
We also considered use of more complicated models of the
thickness-dependence of thin film thermopower such as extensions
of the Fuchs –Sondheimer67or Mayadas –Shatzkes68–70models.
However, we found that our experimental data for evaporated Aufilms never fit these models well, and that the implementation wasmuch more cumbersome than the simple approach based only on
the Mott equation. If a different film system can be employed thatresults in ρ(t) and α(t) that follow one of these models more
closely, it is likely that replacing the Mott equation with the rele-vant expression for thickness-dependent thin film thermopowerwould allow more accurate extraction of the lead thermopower.
Figure 5 shows the results of the lead estimation technique for
the two different types of thermal isolation platform. Figure 5(a)
compares α
absfor the Cr/Pt leads to bulk values.71Note that since
both lead and film thermopowers that together generate αrelrepre-
sent absolute thermopower for each, we label these with the “abs”
subscript. Any thermopower not specifically labeled with the “rel”
subscript is an absolute thermopower. The blue data points inFig. 5(a) are taken from the y-intercepts of the linear fits in Fig. 4 ,
where the error bars represent statistical uncertainties from the fit
taking into account estimated measurement error on α
rel. Three red
data points use a fitting algorithm that also considers estimatederrors on 1 =ρ. These points agree well with the simpler fits. The
estimated α
absshows strong qualitative agreement with the bulk Pt
values, reproducing the sign change that is typically viewed as a
positive low Tphonon drag component added to a typical negative
diffusive thermopower.47Indeed above 175 K, the estimated thin
film Cr/Pt values agree quantitatively with bulk within estimatedstatistical uncertainties. Below this temperature, the reduced α
abs
suggests a reduction of phonon drag compared to the bulk system.
Such a reduction in αabsfor Pt in the phonon drag regime was also
recently seen by another group28using the bulk Au reference tech-
nique mentioned above, though their high Tvalues are also signifi-
cantly reduced from that of bulk Pt. However, differences from one
set of Pt films to another made in a different chamber from differ-
ent source material are far from surprising.
FIG. 4. Plot of αrelvs 1=ρfor a series of Au films deposited on a thermal isola-
tion platform with Cr/Pt leads, plotted for several T0with values as indicated.
The solid red lines show linear fits to each T’s data, and according to Eq. (14)
the negative value of the yintercept gives the sample film thickness indepen-
dent value of αleadfor each T. The change from negative lead αto positive with
increasing temperature is clear from this plot.Journal of
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J. Appl. Phys. 127, 085101 (2020); doi: 10.1063/1.5143447 127, 085101-5
Published under license by AIP Publishing.Figure 5(b) compares αabsfor Au and Mo leads formed on a
single thermal isolation platform determined using the same esti-
mation approach outlined for the Cr/Pt leads. These αabsare com-
pared vs Tto bulk Au72and Mo.73Again, error bars are estimated
based on the statistical values from the fitting procedure, but as isthe case for Cr/Pt, these statistical errors are likely smaller than sys-
tematic deviations that come from deviations from the assumptions
of the lead extraction technique that are difficult to estimate. Here,the e-beam evaporated 20 nm thick Au lead has the same sign asbulk Au, but it is reduced from the bulk values significantly, as isoften seen for thin films. The thicker sputtered Mo film, which had
been exposed to air for an extended period at the time of this mea-
surement and could have been oxidized, has a similar low tempera-ture upturn as seen in bulk, but is otherwise larger and alwaysnegative where bulk Mo has a positive sign at most T. Again, con-
sidering the additional defects and impurities in thin films, these
deviations are not unreasonable.IV. RESULTS AND DISCUSSION: ESTIMATED ABSOLUTE
SEEBECK COEFFICIENTS
Having extracted reasonable α
absfor the lead materials we
used in our thermal isolation platforms, Eq. (13) indicates that
determining the absolute thermopower of the sample film αfilm
requires only addition of αleadtoαrelat each T. We now present
these estimated αabsfor a range of thin metal films. Figure 6 shows
αabsvsTfor Cu, Co, Ni, and Au-Pd thin films, again compared to
bulk values. Here the Cu, Co, and Ni were measured with Mo
leads, and the Au-Pd measured with Pt leads. Also note that for Ni,
Co, and Au-Pd, the Seebeck coefficient is relatively large such thatthe uncertainties introduced from the lead subtraction proceduremost likely do not cause large errors in α
abs. In addition to bulk
comparisons, for the Ni sample we are able to estimate the diffu-
sion thermopower since we previously used magnetic field depen-
dence to estimate the energy derivative of ρ, which is normally
difficult to determine experimentally.75This allows calculation of
the Mott thermopower using only the measured ρand the
FIG. 5. Estimated lead αabsfor two thermal platforms vs T. (a)αabsdetermined
for Cr/Pt leads vs Tcompared to bulk Pt.71(b)αabsfor Au and Mo leads vs T
compared to bulk Au72and bulk Mo.73
FIG. 6. αabsvsTfor (a) thin film Cu compared to bulk, and (b) thin film Co, Ni,
and Au-Pd compared to bulk, and in the case of Ni also to the diffusion thermo-
power contribution estimated from the Mott equation. Au-Pd even in bulk shows
αabsthat varies significantly with composition.74Here, we show two composi-
tions that roughly span the range of values at these T.Journal of
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J. Appl. Phys. 127, 085101 (2020); doi: 10.1063/1.5143447 127, 085101-6
Published under license by AIP Publishing.estimated @ρ=@E¼3:8/C210/C07Ω/C0m=eV. The result is given by
the dashed-dotted green line labeled “Diffusion. ”This agrees rea-
sonably well with the measured values for Ni. This suggests thatour film, as has long been discussed for bulk Ni,
76does not have
significant contributions from magnon drag thermopower.
The lack of magnon drag in Ni is often contrasted with the
case for Fe, where the different nature of electronic scattering
allows lower Gilbert damping while keeping a strong enoughelectron-magnon scattering to introduce the drag effect.
76,77Our
measurements of αsupport this picture for thin films of Fe as
well,62,78though in our earlier publications we presented only rela-
tive thermopower values. We show the estimated αabsvalues vs T
for three Fe films compared to the bulk data in Fig. 7 .E a c ho f
these films were measured using Mo leads. αabsis qualitatively
similar for all three films, with each showing positive thermopowerwith a broad peak. The increase in α
absfrom 65 nm and 75 nm
evaporated films (grown at relatively low rates /difference0:1/C00:2n m =s) to
the 50 nm sputtered film shows the same trend as electronic con-ductivity, which is highest for the sputtered film in this case.Though magnon drag should be expected to be less sensitive todefect, surface, and disorder scattering than phonon drag, such a
trend could indicate additional scattering of magnons by defects.
All films are within the range of bulk Fe with modest level ofimpurities.
Finally, we examine α
absfor the evaporated Au films we used
for the extraction of the Cr/Pt lead contributions as shown in
Figs. 4 and5.Figure 8 compares estimated αabsfor these thermally
evaporated Au films grown on a thermal isolation platform withCr/Pt leads. We show a subset of the films for clarity, the valuesselected span the range of α
absfor the entire range of the films
from 20 to 380 nm Cr =Pt leads. We compare these to both bulkvalues measured for Au wires,72and older values measured for
unannealed Au thin films.79At the lowest measured T, the thickest
films match expectations of bulk Au well, while thinner films withsmaller average grain size and more grain-boundary scattering ofelectrons show reduced values but with the positive sign expected
for bulk Au. As temperature increases however, α
absreduces and
becomes negative near 150 K. Negative contributions to thermo-power of Au can be driven by both impurities
80–82and vacancies
and/or size effects.45,46Absolute Seebeck coefficients of thin films
of Au have been measured in a handful of older studies that usually
measured αrelagainst thicker wire leads of the same material, and
these reveal a wide range of values, including negative αabs, in par-
ticular, for films measured without additional thermal anneal-ing,
48,79as is the case for our measurements. The maroon dashed
line in Fig. 8 shows the report from Angus and Dalgliesh for
30–400 nm thick unannealed films. These match our data for
thinner films extremely well. However as is clear from Fig. 5(b) and
also seen in αabsestimated for the Au films used to extract the Mo
and Au lead thermopower (not shown but with values that cross
αabs¼0 but vary ,1μV=K at all T),αabsfor Au thin films
depends strongly on the growth conditions and the nature of scat-tering in the film and should not be assumed to follow bulk valueswithout more careful investigation.
Despite what is perhaps better-than-expected agreement of
α
abswith bulk values (in the case of the Cr/Pt films) or with older
values measured for unannealed films (for some thermally evapo-rated Au films), we emphasize that there are still limitations in thisapproach to determining α
abs, and the values must always be con-
sidered only an estimate. As one example of the possible systematic
errors in the assumptions underlying this approach, consider that if
FIG. 7. αabsvsTfor three Fe films compared to values of various bulk Fe
samples.76The broad, positive peak that is relatively insensitive to sample
quality is evidence of magnon drag in Fe.
FIG. 8. αabsfor a thermally evaporated Au film on a platform with Cr/Pt leads.
The film was built up in nine subsequent depositions, here we present a subset
of these for clarity. Total film thickness is indicated in the legend. The film
values are compared to bulk Au wires72and to older measurements of unan-
nealed Au films.79Journal of
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J. Appl. Phys. 127, 085101 (2020); doi: 10.1063/1.5143447 127, 085101-7
Published under license by AIP Publishing.a thin film sample has a contribution to αthat is independent of
thickness as the sample film is built up, application of Eq. (14) will
treat this as an additional lead contribution. This erroneous leadthermopower then would affect all α
absvalues for films measured
with those leads. Phonon drag contributions could be an exampleof a non-diffusive thermopower that would not be captured by
Eq.(14), though the defects and grain boundaries always expected
in a film are usually assumed to strongly limit phonon drag, and inthe case of Au phonon drag contributions should be limited toquite low temperatures due to the low Debye temperature.
V. CONCLUSIONS
In summary, we first clarified the challenges in measuring the
Seebeck coefficient for thin films and nanostructures and thetypical assumptions, including the direction and value of thermalgradients and the introduction of lead contributions to the Seebeckeffect. We then described a relatively simple route for estimating
lead contributions from relative measurements using a microma-
chined thermal isolation platform, and demonstrated this usingsequential measurements of gold thin films which we assume haveα
abs(t) that is described by the Mott equation. This allowed deter-
mination of the lead contribution for several types of leads used on
the platforms. We then removed these contributions and showedthatα
absfor a range of metal thin films almost always deviates sub-
stantially from bulk values.
ACKNOWLEDGMENTS
We thank L. O ’Brien and D. Phelan for helpful discussions,
J. Nogan and the IL staff at CINT for guidance and training in fab-rication techniques, and G. Hilton, J. Beall, and D. Schmidt for dis-cussions and support in nanofabrication at NIST, and gratefullyacknowledge support from the National Science Foundation (NSF)
(Nos. DMR-1410247, DMR-1709646, and EECS-1610904). This
work was performed, in part, at the Center for IntegratedNanotechnologies, an Office of Science User Facility operated forthe U.S. Department of Energy (DOE) Office of Science by the LosAlamos National Laboratory (Contract No. DE-AC52-06NA25396)
and Sandia National Laboratories (Contract No.
DE-AC04-94AL85000). The bulk of this research was performedon land traditionally held by the Cheyenne and Arapahoe nations.
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1.2670151.pdf | Noncollinear magnetism in Permalloy
Markus Eisenbach, G. Malcolm Stocks, and Don M. Nicholson
Citation: Journal of Applied Physics 101, 09G503 (2007); doi: 10.1063/1.2670151
View online: http://dx.doi.org/10.1063/1.2670151
View Table of Contents: http://scitation.aip.org/content/aip/journal/jap/101/9?ver=pdfcov
Published by the AIP Publishing
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128.143.1.222 On: Fri, 12 Dec 2014 16:12:56Noncollinear magnetism in Permalloy
Markus Eisenbacha/H20850and G. Malcolm Stocks
Material Sciences and Technology Division, Oak Ridge National Laboratory, Oak Ridge, Tennessee 37830
Don M. Nicholson
Computer Science and Mathematics Division, Oak Ridge National Laboratory, Oak Ridge, Tennessee 37830
/H20849Presented on 10 January 2007; received 31 October 2006; accepted 7 November 2006;
published online 21 March 2007 /H20850
Permalloy is an important material in a wide variety of magnetic systems, most notably in
giant-magnetoresistive read heads. However, despite this great interest, its properties are not fullyunderstood. For an in depth analysis of important physical properties as, e.g., electric transport ormagnetic anisotropy, a detailed understanding of the distribution of magnetic moments on an atomiclevel is necessary. Using our first principles locally self-consistent multiple scattering method, wecalculate the magnetic ground state structure for a large supercell model of Permalloy. Our codeallows us to solve both the usual nonrelativistic Schrödinger equation as well as the fully relativisticDirac equation and to find the magnitude and direction of the magnetic moments at each atomic site.While the nonrelativistic calculation yields a collinear ground state in accordance with previouscalculations, we find the ground state for the fully relativistic calculation to be slightly noncollinear.We also investigate the influence of variations in the iron concentration on the distribution ofmagnetic moments. © 2007 American Institute of Physics ./H20851DOI: 10.1063/1.2670151 /H20852
I. INTRODUCTION
Magnetism in iron-nickel alloys has attracted consider-
able interest in the past and both the iron rich and the nickelrich alloys are of technological importance. While the mag-netic ground state of Invar has been extensively studied,
1less
effort has been spent on Permalloy. In the case of Invar it isgenerally agreed that local magnetic order is essential forunderstanding the Invar effect.
2Consequently, numerous
theoretic studies have been performed. In recent years differ-ent groups have reported highly noncollinear magneticground states for Invar and its connection to the volume,thereby providing a very likely explanation of the Invar ef-fect.
While Permalloy seems to be a good ferromagnetic ma-
terial macroscopically with technological importance in highpermeability applications, its microscopic magnetic order hasreceived less attention. In most calculation its magnetic orderis assumed to be collinear,
3which would be compatible with
the average cubic symmetry. Yet locally, this average sym-metry will be broken by a random arrangement of Fe and Nineighbors. As Sandratskii has conjectured,
4this should, in
general, lead to a noncollinear magnetic order, since the col-linear order is no longer supported by the symmetry of thesystem if special relativistic effects, spin-orbit coupling inparticular, are included in the Hamiltonian.
Collinear calculations of electron transport in Permalloy
indicate that the resistance in the majority channel is verylow and that it exceeds that of the minority channel by sev-eral orders of magnitude. The low measured electrical resis-tance of Permalloy and the large increase in resistance whenPermalloy layers are arranged antiFerromagnetically in spinvalves are consistent with this picture. However, the pictureis not complete as indicated by the large discrepancy be-
tween the calculated and measured resistivities. While thevalue calculated by various researchers ranges from essen-tially zero
5to 2/H9262/H9024cm,3the measured value is 4 /H9262/H9024cm.
The amount of spin flip scattering induced by noncollinearlocal moments affects not only the bulk resistance but alsothe contribution to transport behavior from interfaces anddefects. A quantitative understanding of the noncollinearmagnetic structure of Permalloy is central to understandingand optimizing many giant-magnetoresistive devices.
In the present report we will investigate this emergence
of noncollinear magnetism in Fe
0.2Ni0.8Permalloy and its
dependence on volume and concentration.
II. METHOD
We employ the first principles framework of density
functional theory in the local spin density approximation. Tosolve the Kohn-Sham equations arising in the above context,we use the multiple scattering formalism of Korringa, Kohn,and Rostoker /H20849KKR /H20850. Since our interest here lies in calculat-
ing properties related to magnetism beyond the reach of anordinary Schrödinger equation, we have to take into accounteffects due to relativistic electron behavior, especially thecoupling between electron spins and their orbital motion. Wedo this by utilizing relativistic spin density functional theoryas formulated by many different authors. As usually done inthese calculations, we neglect the coupling between orbitalcurrents and the vector potential. This leads to solving aKohn-Sham-Dirac equation of the form
/H20851−i/H6036c
/H9251·/H11633+/H9252mc2+V/H20849r;n,m/H20850+/H9252/H9268·B/H20849r;n,m/H20850−E/H20852/H9274
=0 ,
where VandBare the local density approximation /H20849LDA /H20850a/H20850Electronic mail: eisenbachm@ornl.govJOURNAL OF APPLIED PHYSICS 101, 09G503 /H208492007 /H20850
0021-8979/2007/101 /H208499/H20850/09G503/3/$23.00 © 2007 American Institute of Physics 101 , 09G503-1
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128.143.1.222 On: Fri, 12 Dec 2014 16:12:56functionals of the charge n/H20849r/H20850and magnetization m/H20849r/H20850den-
sities. The details of the KKR method for calculating the
Green’s function and the total ground state energyE/H20851n/H20849r/H20850,m/H20849r/H20850/H20852are described elsewhere.
6,7Our relativistic lo-
cally self-consistent multiple scattering /H20849Rel-LSMS /H20850method
allows the possibility of noncollinear magnetism.8
The new orientation eˆiof the magnetic moment for each
site is determined by
eˆi=/H20885
/H9024idrmi/H20849r/H20850/H20882/H20879/H20885
/H9024idrmi/H20849r/H20850/H20879.
As the LDA self-consistent field /H20849SCF /H20850iterations proceed, eˆi
will rotate in order to minimize the total energy. Thus, we
can find a noncollinear magnetic structure in which the ori-entations of the local moments vary from site to site. Sincean arbitrary arrangement is not a density functional theory/H20849DFT /H20850ground state, we will have to deal with a constrained
general state as presented by Wang and co-workers.
9,10In the
constrained local moment /H20849CLM /H20850model the local spin den-
sity approximation /H20849LSDA /H20850equations are solved subject to a
constraint
/H20885
/H9024imi/H20849r/H20850/H11003eidr=0 /H208491/H20850
that ensures that the local magnetizations lay along the di-
rections prescribed by /H20853ei/H20854. The result is that in order to
maintain the specific orientational configuration, a localtransverse constraining field must be applied at each site. Theconstraining field is obtained from the condition
/H9254Econ/H20851/H20853ei/H20854,/H20853Bicon/H20854/H20852
/H9254ei=0 /H208492/H20850
applied to all sites and where Eis the generalized energy
functional in the presence of the constraining field. To makeuse of the CLM model to find magnetic ground state con-figurations, we note that the internal effective field that ro-tates the spins is just the opposite of the constraining field,i.e.,B
ieff=−Bicon. Using these effective fields, we can evolvethe moment directions using a Landau-Lifshitz-Gilbert equa-
tion, where the damping constant can be adjusted to ensurerapid convergence to the ground state /H20849or, at least, the nearest
local minimum /H20850.
III. MAGNETIC GROUND STATE OF PERMALLOY
Using the method describe above, we investigate the
magnetic ground state of Permalloy /H20849Fe0.2Ni0.8/H20850. We set up
randomly generated supercell instances of Permalloy by
placing Fe and Ni atoms on a fcc lattice to correspond withthe desired concentrations. In the present discussion we in-vestigate different fcc supercells of 108 atomic sites each at alattice constant of a=6.7 a
0. The two instances contain 84 Ni
and 24 Fe atoms or 88 Ni and 20 Fe atoms, respectively,corresponding to iron concentrations of 22.2% and 18.5%.
Self-consistent calculations using the scalar-relativistic
version of LSMS find a collinear ferromagnetic ground statein agreement with previous results.
3Employing a fully rela-
tivistic version of our code, i.e., solving the Dirac equationdescribed above as opposed to a Schrödinger equation, im-mediately leads to nonvanishing constraining fields for thecollinear ordering.
By iterating the procedure described above, we can find
the ground state configuration for the relativistic case. Herewe find that the moment directions on both the iron and thenickel sites deviate from the mean magnetization direction.To illustrate this we have plotted the x-yprojection of the Fe
moments in Fig. 1.
The deviation from a collinear arrangement of the mo-
ments turns out to be very small. We have calculated thedeviation from the mean orientation direction and plotted theresults for the two concentrations we have investigated inFig.2. While all the angles are small, it is obvious that the
two different atomic species exhibit different behaviors. TheFe moments show a much narrower distribution than the Nimoments in both cases. On the other hand, the change in
FIG. 1. Distribution of xandycom-
ponents of the Fe magnetization direc-tions in Fe
0.22Ni0.78.09G503-2 Eisenbach, Nicholson, and Stocks J. Appl. Phys. 101 , 09G503 /H208492007 /H20850
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128.143.1.222 On: Fri, 12 Dec 2014 16:12:56concentrations appears to have a much more significant in-
fluence on the Fe magnetic moment directions than at the Nisites.
IV. CONCLUSIONS
As we have shown in this report, random order in the
composition of a material will usually lead to some degree ofdisorder in the magnetic state. While this should not be a
reason for surprise, since any disorder would break the sym-metries in the system that would require collinear order,
4the
actual degree of magnetic disorder will depend on the spe-cifics of the system under consideration.
While the results presented here are sufficient to estab-
lish the existence of variations in the magnetization directioninside Permalloy, further calculations for larger supercellsare under way to obtain better quantitative results for themoment distributions both as function of Fe/Ni ratio andpressure. Furthermore, it will be necessary to evaluate theinfluence of the magnetic state found here on the electricconductivity of Permalloy.
ACKNOWLEDGMENTS
This research was supported in part by an appointment
/H20849M.E. /H20850to the Postgraduate Research Program at the Oak
Ridge National Laboratory administered by the Oak RidgeInstitute for Science and Education. This was sponsored byDOE-OS, BES-DMSE, and OASCR-MICS under ContractNo. DE-AC05-00OR22725 with UT-Battelle LLC. The cal-culations presented in this paper were performed at the Cen-ter for Computational Sciences /H20849CCS /H20850at ORNL and at the
National Energy Research Scientific Computing Center/H20849NERSC /H20850.
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FIG. 2. /H20849Color online /H20850A histogram showing the distribution of the angles
between the average moment direction and the actual direction on the Feand Ni sites. The horizontal axis represents the angle in degrees from themean direction and the vertical axis indicates the number of atoms. The topfigure shows the distribution for Fe
0.18Ni0.82and the bottom one for
Fe0.22Ni0.78.09G503-3 Eisenbach, Nicholson, and Stocks J. Appl. Phys. 101 , 09G503 /H208492007 /H20850
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1.4854956.pdf | A numerical approach to incorporate intrinsic material defects in micromagnetic
simulations
J. Leliaert, B. Van de Wiele, A. Vansteenkiste, L. Laurson, G. Durin, L. Dupré, and B. Van Waeyenberge
Citation: Journal of Applied Physics 115, 17D102 (2014); doi: 10.1063/1.4854956
View online: http://dx.doi.org/10.1063/1.4854956
View Table of Contents: http://scitation.aip.org/content/aip/journal/jap/115/17?ver=pdfcov
Published by the AIP Publishing
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129.100.58.76 On: Wed, 08 Oct 2014 13:55:58A numerical approach to incorporate intrinsic material defects
in micromagnetic simulations
J. Leliaert,1,2,a)B. Van de Wiele,1A. Vansteenkiste,2L. Laurson,3G. Durin,4,5L. Dupr /C19e,1
and B. Van Waeyenberge2
1Department of Electrical Energy, Systems and Automation, Ghent University, Sint-Pietersnieuwstraat 41,
9000 Gent, Belgium
2Department of Solid State Science, Ghent University, Krijgslaan 281/S1, 9000 Gent, Belgium
3COMP Centre of Excellence, Department of Applied Physics, Aalto University, PO Box 14100, Aalto 00076,
Finland
4Istituto Nazionale di Ricerca Metrologica, Strada delle Cacce 91, 10135 Torino, Italy
5ISI Foundation, Via Alassio 11/c, 10126 Torino, Italy
(Presented 5 November 2013; received 23 September 2013; accepted 6 October 2013; published
online 6 January 2014)
Spintronics devices like racetrack memory rely on the controlled movement of domain walls in
magnetic nanowires. The effects of distributed disorder on this movement have not yet been
studied extensively. Defects give rise to a pinning potential that can be characterized in terms of
a depth and an interaction range. We investigate how the effects of defects can be realisticallyintroduced in micromagnetic simulations by comparing the properties of the pinning potential
to experimental results in the literature. W e show that the full 3-dimensional simulations
can be replaced by equivalent 2-dimensional ones and propose two approaches to include defects.
VC2014 AIP Publishing LLC .[http://dx.doi.org/10.1063/1.4854956 ]
I. INTRODUCTION
Many future spintronics devices are based on the con-
trolled movement of domain walls in magnetic nanowires.1,2
Consequently, it is important to have a complete understand-
ing of the dynamics governing this motion. Domain wall mo-
bility is extensively described in the literature for perfect
nanowires3,4or nanowires with edge roughness.5However,
real wires always contain a large number of intrinsic material
defects.6Recently, it has been observed that this distributed
disorder throughout the whole wire has an important effecton the domain wall mobility,
7,8e.g., domain walls can get
pinned to trapping sites. Several experiments have been con-
ducted to characterize the nature of these trapping sites andquantify their properties.
9–11It is found that defects give rise
to potential wells in the micromagnetic energy landscape.
These potentials can be characterized in terms of their depthand interaction range. In this contribution, we numerically
investigate the properties of defects implemented in different
ways and propose a method to realistically include the influ-ence of intrinsic defects in 2-dimensional (2D) numerical
simulations.
Polycrystalline magnetic materials are built up out of
grains with possibly varying lattice orientations and imperfect
grain boundaries. Despite some controversy,
6,11there are indi-
cations that mainly the grains influence the magnetic proc-esses in Permalloy (Py) because the measured trapping site
density is correlated with the grain density.
6Experiments are
able to characterize the resulting pinning potential. The depthof the well is found to be 1–5 eV,
9–11while its interactionrange is of the same size as the vortex core diameter used to
probe the defect, i.e., approximately 20 nm.9,11
In numerical simulations, the energy of the system is ac-
cessible which makes measuring the properties of the poten-tial well a much less challenging task than for experiments,
where only macroscopic quantities are measureable. This
advantage is used to perform a systematic study of differentpossibilities to include trapping sites in numerical simula-
tions. Because of the suspected link, we investigate two dif-
ferent implementations that are reminiscent of the grains.
II. METHODS
To determine the properties of the potential well in
micromagnetic simulations, we simulate a disk (diameter:750 nm, thickness: 10 nm) in which a defect is introduced in
the central region, see Fig. 1(a). A magnetic vortex is
inserted 200 nm from the center. From that point, the vortexrelaxes, following a spiralling trajectory towards the disk
center. During this slow relaxation (over 400 ns), the energy
of the system is probed, see Fig. 1. The depth of the potential
well is extracted from the difference between the energy
with and without defect. The interaction range is measured
from the center of the defect and is determined by the radiusover which the potential is deeper than 10% of its maximum,
as shown in Fig. 1.
One way to simulate a grain is to focus on its physical
size: not every grain has the same thickness. We perform 3-
dimensional (3D) simulations in which we simulate the grain
as a region with a different thickness. A disk is simulated inwhich the thickness of the center region is reduced by 2.5, 5,
or 7.5 nm, corresponding with 1, 2, or 3 finite difference (FD)
cells. We also investigated if we can replace these simula-tions by performing an equivalent and faster 2D simulation in
a)Electronic mail: jonathan.leliaert@ugent.be.
0021-8979/2014/115(17)/17D102/3/$30.00 VC2014 AIP Publishing LLC 115, 17D102-1JOURNAL OF APPLIED PHYSICS 115, 17D102 (2014)
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129.100.58.76 On: Wed, 08 Oct 2014 13:55:58which the saturation magnetization is changed. This method
has been used before8to investigate the effects of disorder on
domain wall motion. A second way to simulate a grain is to
introduce a grain boundary by defining a region with a
reduced exchange stiffness constant at the boundaries.
All micromagnetic simulations were performed using
the GPU-based micromagnetic software package MuMax3.12
Typical material parameters for Py are used: saturation mag-
netization 860 /C2103A/m, Gilbert damping parameter
a¼0:02, and exchange stiffness constant 13 /C210/C012J/m. In
the 2D simulations, the disks are discretized using cells of3:125/C23:125/C210 nm
3. In the 3D simulations, the thick-
ness of the disk is further discretized using cells with a thick-
ness of 2.5 nm. Simulations were performed for defectregions of different sizes of 1 /C21u pt o4 /C24 FD cells with a
reduction in the saturation magnetization/exchange stiffness
constant at the boundaries ranging from 10% to 100%. In thesimulations in which the saturation magnetization is reduced,
the exchange length at the boundary of the defect region is
reset to its original value.
III. RESULTS AND DISCUSSION
A. Grain thickness
The grain thickness reduction was simulated by remov-
ing FD cells from the top layer. The results are shown asgreen points in Fig. 2(a). It is observed that the depth of the
potential well rises as a function of reduction in thickness,
and is larger for larger defect regions.
An effort is made to investigate if these 3D simulations
can be reduced to equivalent 2D simulations in which defects
are simulated as regions with a reduced saturation magnetiza-tion. The depth of the resulting potential well is linearly de-
pendent on the reduction in saturation magnetization and is
larger for larger defects, see Fig. 2(a). For sizes larger than
1/C21 FD cells, a jump is observed for defects with the satura-
tion magnetization set to 0. This jump is caused by thedisappearance of the vortex core in the defect. To make the
2D simulations equivalent to the 3D ones, it is not sufficient
to reduce the saturation magnetization the same amount asthe reduction in thickness. There are two different approaches
possible to make the simulations equivalent. A first approach
is to include regions with larger sizes in the 2D simulations,e.g., in Fig. 2(a), it can be seen that the 2 /C22 FD cell sized
defects in the 3D simulations lie on the same curve as the 3 /C2
3 FD cell sized defects in the 2D simulations. A secondapproach is to reduce the saturation magnetization more than
the corresponding reduction in thickness. To estimate the size
of this reduction Fig. 2(a)can be used as a guide.
The interaction range is weakly dependent on the thick-
ness reduction and seems to be dependent on the size of the
defect. However, this dependency arises mainly because theinteraction range is measured from the center of the defect. If
the size of the defect is deducted from the interaction range,
it is found that the resulting distance is almost constant andequal to the vortex core diameter. This observation is sup-
ported by Refs. 10and11, where it is stated that the measured
energy is convolved with the energy profile of the vortexcore, resulting in an interaction range of approximately the
same size as the diameter of the vortex core. The interaction
FIG. 1. The magnetic energy of a vortex in a disk with (full line) and
without (dotted line) a defect, implemented as a region in the center of size
10/C210 nm with the exchange stiffness constant reduced by 70% at the
boundaries. Without the defect the energy landscape has a parabolic shape.
The defect causes an additional potential well to this, for which the depth
and interaction range are shown. Inset (a) depicts the initial magnetization in
the disk and the trajectory the vortex core follows while it relaxes into the
defect. Inset (b) depicts the energy of the system.
FIG. 2. The depth (dotted blue lines) and interaction range (full red lines) ofthe potential well originating from simulated material defects of differentsizes. Defects are simulated in two different ways. (a) First, the saturation
magnetization within a region is reduced. The green points show the depth
of the potential wells in the 3-dimensional simulations, where the reduction
in saturation magnetization is equal to the reduction in the thickness of the
defect region. (b) Second, the exchange stiffness constant is reduced at the
boundaries of a region.17D102-2 Leliaert et al. J. Appl. Phys. 115, 17D102 (2014)
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129.100.58.76 On: Wed, 08 Oct 2014 13:55:58ranges for the 3D simulations are not shown and are approxi-
mately 20 nm, which is a factor two larger than in the 2D sim-
ulations. This can be explained by the fact that the vortexcore is larger in 3D simulations.
B. Grain boundary
In the simulations with defects implemented as regions
with a reduced exchange stiffness constant at the boundaries,it is found that the depth of the potential well slowly rises as
a function of the reduction in the exchange stiffness constant.
It is observed that larger defects give rise to deeper potentialwells. See Fig. 2(b).
The interaction range is weakly dependent on the reduc-
tion in the exchange stiffness constant and rises for largerdefects. This dependency is just as in the previous case
caused by the method, i.e., the interaction range is measured
from the centre of the defect region and not from the edge.
Based on these results, the following methods to realisti-
cally include defects in micromagnetic simulations are pro-
posed. First, defects can be included as regions with a size ofapproximately 10 by 10 nm (similar to the film thickness)
with their saturation magnetization reduced by 50%.
Alternatively, defects can be defined as regions with theexchange constant reduced by 70% at the boundaries. The
potential well caused by such defects is shown in Fig. 1and
has a depth close to the average of the experimentally meas-ured values. For both approaches, the interaction range is
approximately the same as the vortex core diameter.
IV. CONCLUSION
In conclusion, we investigated two different ways to
include material defects in micromagnetic simulations, both
based on the crystal structure in Permalloy. One way to sim-
ulate a grain is defining a region with reduced thickness in3D simulations, or equivalently, an appropriately chosen
defect size or reduction in saturation magnetization in 2D
simulations. A second way consists in reducing the exchangestiffness constant at the boundaries of the defect region. The
interaction range and depth of the potential well are deter-
mined by the size of the defect and the reduction of themicromagnetic parameter. Based on this characterization, we
propose two ways to realistically include the influence of
defects in micromagnetic simulations.
ACKNOWLEDGMENTS
This work had been supported by the Flanders Research
Foundation (B.V.d.W. and A.V.), the Academy of Finlandthrough a Postdoctoral Researcher’s Project (L.L., Project
No. 139132), an Academy Research Fellowship (L.L.,
Project No. 268302), and Progetto Premiale MIUR-INRIM“Nanotecnologie per la metrologia elettromagnetica” and
MIUR-PRIN2010-11 Project2010ECA8P3 “DyNanoMag”
(G.D.).
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[This article is copyrighted as indicated in the article. Reuse of AIP content is subject to the terms at: http://scitation.aip.org/termsconditions. Downloaded to ] IP:
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1.4967798.pdf | Effect of perpendicular magnetic field on bubble-like magnetic solitons driven by spin-
polarized current with Dzyaloshinskii–Moriya interaction
Chengkun Song , Chendong Jin , Senfu Zhang , Shujun Chen , Jianbo Wang , and Qingfang Liu,
Citation: J. Appl. Phys. 120, 183901 (2016); doi: 10.1063/1.4967798
View online: http://dx.doi.org/10.1063/1.4967798
View Table of Contents: http://aip.scitation.org/toc/jap/120/18
Published by the American Institute of Physics
Effect of perpendicular magnetic field on bubble-like magnetic solitons
driven by spin-polarized current with Dzyaloshinskii–Moriya interaction
Chengkun Song,1Chendong Jin,1Senfu Zhang,1Shujun Chen,1Jianbo Wang,1,2
and Qingfang Liu1,a)
1Key Laboratory for Magnetism and Magnetic Materials of the Ministry of Education, Lanzhou University,
Lanzhou 730000, People’s Republic of China
2Key Laboratory for Special Function Materials and Structural Design of the Ministry of Education,
Lanzhou University, Lanzhou 730000, People’s Republic of China
(Received 29 July 2016; accepted 29 October 2016; published online 11 November 2016)
The topological properties of bubble-like magnetic solitons can be modified by interfacial
Dzyaloshinskii-Moriya interaction (DMI). In this paper, the dynamic responses of bubble-like
magnetic solitons nucleated in the free layer of the spin-torque nano-oscillators (STNOs) areinvestigated in the presence of DMI and the perpendicular magnetic field by using micromagnetic
simulations. We observed that the oscillation frequency of bubble-like magnetic solitons can be
manipulated by the perpendicular magnetic field. Moreover, the magnetic structures keep stable insmall DMI. With an increase in the DMI strength, rich kinds of bubble-like magnetic solitons
appear at different spin-polarized current and perpendicular magnetic field. These results provide a
further understanding of bubble-like magnetic solitons structures and direct applications in STNOs.Published by AIP Publishing. [http://dx.doi.org/10.1063/1.4967798 ]
I. INTRODUCTION
In recent years, the spin-wave excitations in magnetic
nanostructures have attracted a considerable attention.
Magnetic solitons are self-localized spin-wave excitationsthat exist in dissipative magnetic materials.
1–5They behave
like particles with both static and dynamic forms. In particu-lar, static form includes skyrmions,
6–10vortices,11magnetic
bubbles,12domain walls (DW),13etc. Dynamic form includes
droplets,1,5spin wave bullets,14,15dynamical skyrmions,16
vortex-pairs,17etc. A magnetic bubble is a circular bi-domain
state,12,18which can be described as two concentric domains
(up and down) separated by an in-plane domain wall (DW).Magnetic solitons can be locally nucleated in a disk-shapedferromagnetic layer with strong perpendicular magneto-crystalline anisotropy (PMA) in nanoscale oscillators andmanipulated by the spin-polarized current based on spintransfer torque (STT). STT provides the exchange betweenangular momentum from the spin-polarized electron andmagnet, which is an effective way to manipulate magneticsolitons, such as sustaining a stable rotation of vortices andskyrmions in spin-torque nano-oscillators (STNOs)
16,19,20
and driving skyrmions and domain walls in nanowires, which
can be used in the racetrack memory.21–23Recently, the
dynamics of bubble-like magnetic solitons have been investi-gated theoretically
4and experimentally.24
In the presence of Dzyaloshinskii-Moriya interaction
(DMI), bubble-like magnetic solitons can be nucleated asdifferent magnetic structures in STNOs, such as magneticskyrmions
25and droplets.16In our previous work, three
different bubble-like magnetic solitons (pseudonormalmagnetic droplet, singular magnetic droplet, and dynamicalskyrmion) are nucleated in the presence of DMI.
26Due to
the different topological charges, these bubble-like magnetic
solitons have different dynamic responses as the current den-sity varies. However, the effects of the perpendicular mag-
netic field on the nucleation and dynamics of bubble-like
magnetic solitons are not clear in the presence of differentDMI.
In this paper, we report the dynamic responses of
bubble-like magnetic solitons with the combined action ofperpendicular magnetic field and current in the presence of
different DMI. Using micromagnetic simulations, bubble-
like magnetic solitons are nucleated in nanocontact STNOsbased on a spin-valve with a free layer presented PMA.Then, we investigated the dynamic properties of bubble-like
magnetic solitons in the presence of the perpendicular
magnetic field. In the presence of small DMI, the oscillationfrequency increases with an increase in the perpendicular
magnetic field while the magnetic structure of the pseudo-
normal magnetic droplet keeps stable. Further increasing theDMI strength, the perpendicular magnetic field affects both
oscillation frequency and the structure of bubble-like mag-
netic solitons.
II. MICROMAGNETIC SIMULATION DETAILS
As shown in Fig. 1, we consider a nanocontact STNO
based on the spin-valve structure with a soft thin ferromag-
netic layer presented PMA (free layer) and a thick hard layer(fixed layer), which are separated by a nonferromagneticlayer (space layer). The fixed layer is assumed to be magne-
tized along the zdirection. There are two electrodes at the
top and bottom of the spin-valve, where randRrepresent
the radius of electrodes and nanodisk with the value of
20 nm and 125 nm, respectively, and the thickness of the free
layer is 2 nm. The spin-polarized current flows through point
a)Author to whom correspondence should be addressed. Electronic mail:
liuqf@lzu.edu.cn. Tel.: þ86-0931-8914171. Fax: þ86-0931-8914160.
0021-8979/2016/120(18)/183901/6/$30.00 Published by AIP Publishing. 120, 183901-1JOURNAL OF APPLIED PHYSICS 120, 183901 (2016)
contact electrodes perpendicularly and locally, and then
drives the reversal of local magnetization to generate mag-
netic solitons.
Micromagnetic simulations are performed with the GPU-
accelerated open-source simulation software MuMax3.27The
dynamics of magnetization in the free layer is governed bythe Landau-Lifshitz-Gilbert (LLG) equation, including the
STT term
28
dm
dt¼/C0cm/C2Heffþam/C2dm
dt/C18/C19
/C0aJm/C2mP/C2m ðÞ ;(1)
where the unit magnetization vector of the free layer is
m¼M=MS;MSis the saturation magnetization, cis the
gyromagnetic ratio, and ais the Gilbert damping factor. The
third term in Eq. (1)describes the STT; mPis the unit mag-
netization vector of the fixed layer, the factor aJðhÞ
¼/C22hcgðhÞJ=ð2jejMStÞ, where Jis the current density, eandt
are electron charge and the thickness of the free layer, andgðhÞis a scalar function depending on the spin polarization P
and the angle hbetween mandm
P. Here, the effective mag-
netic field Heff¼/C0 ð 1=l0MSÞ@E=@Mis derived from the
free energy of this system. The free energy includes the con-
tributions from the exchange interaction energy, the magne-
tostatic energy, the magneto-crystalline anisotropy energy,the Zeeman energy, and the DMI energy, and the energy
induced by the Oersted field is also considered. DMI energy
can be written as
25
EDM¼dðð
Dm x@mz
@x/C0mz@mx
@x/C18/C19/C20
þmx@mz
@x/C0mz@mx
@x/C18/C19 /C21
d2r; (2)
where Dis the strength of DMI. The parameters of the free
layer used in our simulations are as follows:29saturation
magnetization is MS¼6.5/C2105A/m, exchange constant is
A¼1.3/C210/C011J/m, PMA constant is Ku¼3.3/C2105J/m3,
andPandaare set as 0.01 and 0.4, respectively. The free
layer was divided into cells with 2 /C22/C22n m3. In our simu-
lations, the temperature is ignored, and the stray fieldproduced by fixed layer is introduced as an additional contri-
bution to the effective magnetic field.III. RESULTS AND DISCUSSIONS
A bubble-like magnetic soliton can be nucleated in the
free layer with PMA of a STNO by injecting a large enoughspin-polarized current through the nanocontact electrode.When D¼0.1 mJ/m
2, a pseudonormal magnetic droplet is
nucleated in the free layer at zero perpendicular magnetic fieldunder the spin-polarized current J
a¼12/C21011A/m2,a s
shown in the top row of Fig. 2(a)(Multimedia view), where
the dashed circle represents a point contact area. The black
arrows in Fig. 2(a)represent the in-plane magnetization com-
ponents of the DW, and the red and blue regions are the out-of-plane magnetization components with opposite orientation,where the red region represents the magnetization along thez-axis and the blue region is along the z-axis in the opposite
direction. When the pseudonormal magnetic droplet is nucle-
ated, the local magnetizations of blue region rotate around
a point contact region under the current. The down row ofFig. 2(a) is the associated topological density distribution,
which shows that the pseudonormal magnetic droplet is com-posed of two pairs of bubble/antibubble,
30and the topological
density is positive in the bubble area and negative in the anti-bubble area. It is possible to characterize bubble-like magnetic
solitons on the basis of their topology, like the skyrmion num-
berN¼
1
4pÐnðx;yÞdxdy,w h e r e nx;yðÞ ¼m/C1@m
@x/C2@m
@y/C16/C17
is
the topological charge density, which indicates how the unit
magnetization vector mvaries at every point of the film.25
According to this definition, the skyrmion number of the pseu-
donormal magnetic droplet is N¼0. When applying a perpen-
dicular magnetic field, the size of the pseudonormal magneticdroplet can be modulated, as shown in Figs. 2(b) and2(c).
Fig.2(b)gives the magnetization configuration (top row) and
the associated topological density distribution (down row) ofthe pseudonormal magnetic droplet by applying a current J
a
¼12/C21011A/m2at perpendicular magnetic field /C030 mT
along the z-axis in the opposite direction. This indicates that
the size of the pseudonormal magnetic droplet is larger thanthat shown in Fig. 2(a).F i g . 2(c)shows that the pseudonormal
magnetic droplet size is smaller than that in a zero magneticfield when a magnetic field of 30 mT is applied. Then, withthe aim of investigating the dynamic response of the pseudo-
normal magnetic droplet in the presence of perpendicular
magnetic field, a systematic study in different current and fieldis performed.
The phase diagram of the pseudonormal magnetic drop-
let oscillation frequency as a function of the current and per-pendicular magnetic field is summarized in Fig. 3(a), where
the magnetic field varies from /C050 mT to 100 mT, and the
current density varies from J
a¼10/C21011A/m2to
Ja¼20/C21011A/m2. It describes the field- and current-
dependent tunability of the oscillation frequency of the pseu-
donormal magnetic droplet, which is obtained from the fast
Fourier transform (FFT) of in-plane magnetization compo-nent m
x. The result indicates that the oscillation frequency is
linearly increasing with the increasing perpendicular mag-netic field and does not depend much on current. The dashedlines in Fig. 3(a)represent the oscillation frequency in three
different perpendicular magnetic fields 0 mT, /C030 mT, and
FIG. 1. The schematic illustration of a nanocontact STNO based spin-valve
structure.183901-2 Song et al. J. Appl. Phys. 120, 183901 (2016)
30 mT, as shown in Fig. 3(b). Under a zero magnetic field,
the oscillation frequency decreases slowly with increasing
current. When applying a perpendicular field along the
z-axis, the oscillation frequency increases obviously when
compared with the case of 0 mT, and decreases obviouslywith an perpendicular field along the z-axis in the opposite
direction. In the presence of a perpendicular magnetic field,the oscillation frequency still decreases slowly at differentcurrents, while the trend is more obvious than the case of azero field. In detail, the oscillation frequency increases withthe decrease of the size of the pseudonormal magnetic drop-let at the magnetic field along the z-axis, and it decreases
with an increase in the size of the pseudonormal magneticdroplet under a magnetic field along the z-axis in the oppo-
site direction. In particular, the magnetization structure
remains stable with varying current and the perpendicularmagnetic field.
When D¼0.5 mJ/m
2, a dynamical skyrmion is nucle-
ated under the current density Ja¼12/C21011A/m2at a zerofield. Then, we focus our attention on the effect of the per-
pendicular magnetic field on dynamical skyrmion. Fig. 4(a)
shows the influence of the perpendicular magnetic field onthe oscillation frequency and the magnetic structure of thedynamical skyrmion. The magnetization configuration ofthe dynamical skyrmion (left) and corresponding topological
density distribution (right) are shown in Fig. 4(b)
(Multimedia view), which exhibits a strong breathing modeunder the large enough spin-polarized current.
12This breath-
ing mode leads to a variation in magnetization componentm
z, and the oscillation frequency can be obtained from FFT
ofmz. The dynamical skyrmion is a topologically protected
particle with the skyrmion number N¼/C01, which is the
same as the static skyrmion, while the dynamic responses ofthe dynamical skyrmion are different from the static sky-rmion under the spin-polarized current and magnetic field. Itis noteworthy that the perpendicular magnetic field can affectboth the oscillation frequency and magnetic structure for the
dynamical skyrmion. The inset figure in Fig. 4(a) shows
FIG. 2. Magnetization configurations of
the pseudonormal magnetic droplet (top
row) and corresponding topological den-
sity distributions (down row) at D¼0.1
mJ/m2in the presence of the magnetic
field at (a) zero field, (b) /C030 mT, and
(c) 30 mT. The dashed circle represents
a nanocontact area. Red and blue colors(top row) indicate positive and negative
magnetization component along the
z-axis. (Multimedia view) [URL: http://
dx.doi.org/10.1063/1.4967798.1 ]
FIG. 3. (a) The phase diagram of pseudonormal magnetic droplet frequency as a function of current density and perpendicular field at D¼0.1 mJ/m2, and
(b) three dashed lines indicate the influence of current on oscillation frequency at 0 mT, /C030 mT, and 30 mT.183901-3 Song et al. J. Appl. Phys. 120, 183901 (2016)
different kinds of nucleated magnetic structures as the mag-
netic field varying from /C050 mT to 50 mT. When applying
magnetic field along the z-axis in the opposite direction, the
nucleated magnetic structures are still dynamical skyrmionwhen the magnetic field varies from 0 mT to /C020 mT, while
the oscillation frequency decreases with an increase in thebreathing amplitude. When the magnetic field increases from/C020 mT to /C050 mT, a new kind of magnetic soliton is nucle-
ated. In-plane magnetization components in the DW of this
soliton are antisymmetric, and the in-plane magnetization
components of the both ends orientate inside. It is a topologi-cal magnetic soliton, and the skyrmion number of this objectisN¼1. To distinguish with the dynamical skyrmion and
static skyrmion, we called this cigar-shaped skyrmion, asshown in the left column of Fig. 4(c) (Multimedia view).
The corresponding topological density distribution is pre-sented in the right column of Fig. 4(c). Under a spin-
polarized current, the cigar-shaped skyrmion rotates as a
whole around the point contact area in a counterclockwisemode. For this kind of bubble-like magnetic soliton, the spa-tial averages of magnetization component m
xand myare
zero all the time, and mzis non-zero with the value of 0.84
all the time, so the oscillation frequency from FFT of mx,my,
andmzis zero. To get the oscillation frequency, we choose a
zoom that both ends of the cigar-shaped skyrmion go
through periodically and calculate this frequency from FFT.The results show that the frequency is smaller than the oscil-lation frequency of dynamical skyrmion, and increases whenapplying a field along the z-axis, while decreases with a field
applied along the z-axis in the opposite direction. It is clear
that the shape of cigar-shaped skyrmion in a positive field is
flatter than that in a negative field for the scale-up of the blue
region in a negative field. When increasing the magneticfield beyond /C050 mT, a FM (AP) state with downward orien-
tation appears. Then with magnetic field along the z-axis
from 0 mT to 30 mT applied, the cigar-shaped skyrmion is
nucleated. While the magnetic field increases beyond 30 mT,the dynamical skyrmion transforms to the pseudonormalmagnetic droplet, and the oscillation frequency increases lin-early with an increase in the magnetic field. This phenome-non is similar to the effect of perpendicular magnetic fieldon the pseudonormal magnetic droplet in the case of D¼0.1
mJ/m
2. When the perpendicular magnetic field is greater
than 550 mT, the free layer keeps a FM (P) state with upwardmagnetization.
In order to investigate the nucleation states of different
kinds of magnetic structures in the presence of the perpen-dicular magnetic field, further analysis of the nucleation inthe presence of different DMI is shown in Fig. 5. The nucle-
ation phase diagram indicates the nucleated steady magneticstructures when current and field are considered together,where the perpendicular magnetic field l
0Hvaries from
/C060 mT to 100 mT, and the current density Javaries from
6/C21011A/m2to 20 /C21011A/m2. As shown in Fig. 5(d), five
different magnetic structures of bubble-like magnetic
solitons can be identified: a pseudonormal magnetic droplet,a singular magnetic droplet, a cigar-shaped skyrmion, adynamical skyrmion, and a skyrmion. There also exists a FM(AP) state and an unstable state. Fig. 5(a)(Multimedia view)
exhibits the nucleation phase diagram in the case of D¼0.3
mJ/m
2, the singular magnetic droplet (vertical purple ellipse)
nucleated at zero field. With increasing current, dynamicalskyrmions (green filled circle) are nucleated. When applyingthe perpendicular magnetic field along the z-axis, pseudonor-
mal magnetic droplets (red circle) are nucleated when the
magnetic fields are greater than 20 mT. Cigar-shaped
FIG. 4. (a) The effect of the perpendic-
ular magnetic field on the frequency of
dynamical skyrmion at D¼0.5 mJ/m2
when Ja¼12/C21011A/m2, the inset
shows bubble-like magnetic solitons
nucleated in the low field region. (b)
and (c) are magnetization configurations
and associated topological density
distributions of dynamical skyrmion and
cigar-shaped skyrmion. The cigar-
shaped skyrmion rotates in a counter-clockwise direction under the current.
(Multimedia view) [URL: http://
dx.doi.org/10.1063/1.4967798.2 ][ U R L :
http://dx.doi.org/10.1063/1.4967798.3 ]183901-4 Song et al. J. Appl. Phys. 120, 183901 (2016)
skyrmions (slanted blue ellipse) are generated at /C040 mT
when the current density varies from 12 /C21011A/m2to
20/C21011A/m2. In a small field and a high current density,
the dynamical skyrmions are stable. When a perpendicular
magnetic field of /C060 mT is applied, the free layer keeps the
FM (AP) state with downward orientation of magnetization
configuration (blue filled square). When D¼0.5 mJ/m2,
more dynamical skyrmions are nucleated with a large varia-
tion of nucleation current at zero field than the case of
D¼0.3 mJ/m2, and the singular magnetic droplets disappear
with more cigar shaped skyrmions nucleated, as shown in
Fig. 5(b). There are also more unstable states (black filled
square), which cannot be nucleated in any kind of bubble-
like magnetic solitons all the time. FM (AP) states with
downward orientation appear at /C060 mT, which is the same
as that in D¼0.3 mJ/m2. When further increasing the DMI
strength, dynamical skyrmion nucleated in a large scope at
different current and field, and pseudonormal magnetic drop-
let states reduce. Fig. 5(c) shows the nucleation phase dia-
gram when D¼0.8 mJ/m2. Due to its topological property,
dynamical skyrmion is stable over a large current and field in
the presence of large DMI relatively. In particular, sky-
rmions (red filled circle) are nucleated at /C040 mT current
density Javaried from 6 /C21011A/m2to 16 /C21011A/m2.
When D¼0.8 mJ/m2, the unstable state occurs at a low cur-
rent and low field; however, the unstable state occurs over a
large current and field range in the case of D¼0.5 mJ/m2,
which indicates that the stability of the nucleation ofmagnetic solitons can be enhanced with a large DMI. When
the perpendicular magnetic field varies, the pseudonormalmagnetic droplet appears in a large enough magnetic fieldalong the z-axis, and the free layer keeps FM states in a spe-
cific perpendicular magnetic field along the z-axis in the
opposite direction. In the presence of the strong current andfield, the pseudonormal magnetic droplet disappears and isreplaced by other magnetic structures with a relatively large
DMI. By varying the spin-polarized current and perpendicu-
lar field in the presence of DMI, different kinds of magneticsolitons appear.
IV. CONCLUSIONS
In summary, we have investigated the nucleation and
dynamical responses of bubble-like magnetic solitons withthe combined action of the perpendicular magnetic field andcurrent in the presence of different DMI. In a small DMIwith D¼0.1 mJ/m
2, the perpendicular magnetic field affects
the size of pseudonormal magnetic droplet while the magne-tization structure keeps stable. The oscillation frequency ofpseudonormal magnetic droplet increases rapidly with anincrease in the perpendicular magnetic field along the z-axis.
Furthermore, in a large DMI, both magnetization structureand frequency are affected by the perpendicular magneticfield, and rich kinds of magnetic solitons are nucleated. With
an increase in the DMI strength, the dynamical skyrmion
occupies most as a stable magnetic structure. These results
FIG. 5. The nucleation phase diagrams
at different current and field when (a)
D¼0.3 mJ/m2, (b) D¼0.5 mJ/m2and
(c)D¼0.8 mJ/m2. Schematic represen-
tations of different magnetic structures
are shown in (d), a red circle represents
pseudonormal magnetic droplet; a
vertical purple ellipse represents the
singular magnetic droplet; a slanted
blue ellipse represents cigar-shaped
skyrmion; a green filled circle repre-sents dynamical skyrmion; a red filled
circle represents static skyrmion; a blue
filled square represents the FM (AP)
state with downward orientation, and
unstable state is represented by a black
filled square. (Multimedia view) [URL:
http://dx.doi.org/10.1063/1.4967798.4 ]183901-5 Song et al. J. Appl. Phys. 120, 183901 (2016)
provide a new understanding of the effect of the perpendicu-
lar magnetic field on the dynamics of bubble-like magneticsolitons in the presence of DMI, and contribute to a manipu-lation of bubble-like magnetic solitons in STNOs and othermagnetic devices.
ACKNOWLEDGMENTS
This work was supported by National Science Fund of
China (51371092 and 11574121).
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|
5.0031957.pdf | AIP Advances 11, 015205 (2021); https://doi.org/10.1063/5.0031957 11, 015205
© 2021 Author(s).Nonlinear dynamics of magnetization
evolution in orthogonal spin torque devices:
Phases and classification
Cite as: AIP Advances 11, 015205 (2021); https://doi.org/10.1063/5.0031957
Submitted: 07 October 2020 . Accepted: 11 December 2020 . Published Online: 05 January 2021
Yuan Hui , Zheng Yang , and
Hao Yu
COLLECTIONS
Paper published as part of the special topic on Chemical Physics , Energy , Fluids and Plasmas , Materials Science
and Mathematical Physics
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Nonlinear dynamics of magnetization evolution
in orthogonal spin torque devices:
Phases and classification
Cite as: AIP Advances 11, 015205 (2021); doi: 10.1063/5.0031957
Submitted: 7 October 2020 •Accepted: 11 December 2020 •
Published Online: 5 January 2021
Yuan Hui, Zheng Yang, and Hao Yua)
AFFILIATIONS
Department of Physics, Xi’an Jiaotong-Liverpool University, 111 Ren’ai Road, Suzhou 215123, People’s Republic of China
a)Author to whom correspondence should be addressed: hao.yu@xjtlu.edu.cn
ABSTRACT
The magnetization evolution of the free layer in an orthogonal spin torque device is studied based on a macrospin model. The trajectory of the
magnetization vector under various conditions has shown rich nonlinear properties. The phase diagram is obtained in the parameter spaces of
current density and the polarization distribution (the ratio of polarization of in-plane to out-of-plane layers), where two critical currents and
three phases are found. These dynamic phases can be classified according to their nonlinear behaviors, which are different in terms of limit
cycles and limit points. The classification is meaningful to design ultra-fast spin torque devices under different dynamic conditions toward
various applications, such as in memory and oscillators.
©2021 Author(s). All article content, except where otherwise noted, is licensed under a Creative Commons Attribution (CC BY) license
(http://creativecommons.org/licenses/by/4.0/). https://doi.org/10.1063/5.0031957
I. INTRODUCTION
Spin-transfer torque (STT) discovered by Slonczewski and
Berger1,2is an effect that conductive electrons carrying angular
momentum reorient the local spins, which enables the manipula-
tion of magnetization by a spin-polarized current flowing through
a multi-layered junction. Current-induced STT expands the writ-
ing technique for data storage, such as the magnetic random-access
memory (MRAM).3,4It is also promising for microwave oscillators
owing to the ultrafast precessional oscillation of the magnetic free
layer.5An STT nanopillar magnetic tunnel junction (MTJ) con-
sists of a free layer and one or two reference layer(s) where the
magnetization of layers can be either in-plane (IP) or out-of-plane
(OOP). The combination of orthogonal or OOP polarization layer
with IP reference layers, first proposed by Kent,6has been demon-
strated to be able to achieve more efficient layer magnetization.7
In such orthogonal spin torque (OST) devices, the maximum spin-
transfer torque from the beginning of the current pulse causes faster
reversal of layer magnetization and less switching energy is cost,
and therefore, it could be seen that the polarization comprising
both an IP reference polarizer and an OOP polarizer optimizes
the original STT sandwich model and realizes a more ideal writing
technique.The evolution dynamics of magnetization in OST devices have
been studied by previous researchers using analytical calculation and
numerical simulation on various models.8–13They have shown that
(i) the free layer magnetization can be ten times faster in OST than
that of an IP-only device;8(ii) steady precession can be excited by a
current and the precession frequency depends on the strength of the
orthogonal polarizer;9(iii) time for complete reversal, namely, from
parallel (P) to anti-parallel (AP) or from AP to P, can be shortened
by adjusting the pulse width. A ratio ( r) of the in-plane (IP) reference
to the perpendicular polarizer was defined to analyze and compare
the influence of two reference layers.
Pinna et al. developed a theoretical model11,12in energy space
to study the STT/OST magnetization dynamics considering ther-
mal effects. In their model, the parameter ωindicating the ratio of
spin polarization efficiency was derived analytically to OOP pre-
cession. Two critical currents ICand IOOP as the function of ω
were built,13which separate the energy spaces into three regimes.
They also showed that the shape of pulse can determine the final
magnetization state.
The current-field state diagram14for an OST device has
been presented experimentally illustrating the range of different
states. Low temperature OST memory element has been studied15
over a wide range of parameter space, which is the first clear
AIP Advances 11, 015205 (2021); doi: 10.1063/5.0031957 11, 015205-1
© Author(s) 2021AIP Advances ARTICLE scitation.org/journal/adv
experimental evidence of magnetization precession in an OST device
where the dynamics of magnetization are dominated by the OOP
polarization.
Previous research studies have demonstrated that a macrospin
model is effective in reflecting the intrinsic property of the magneti-
zation dynamics of STT or OST devices. However, the dynamics of
such spin oscillators are very complicated with rich physics in terms
of their nonlinearity. In a conventional STT device (only with an in-
plane reference layer), the transition to chaotic dynamics has been
revealed in a study16on the Landau–Lifshitz–Gilbert–Slonczewski
(LLG) equation, showing a series of period doubling bifurca-
tions. The nonlinear phenomena suggest that we could classify the
dynamic system in terms of its nonlinearity, such as limit cycle/limit
point formed by the evolution trajectory of the magnetization vec-
tor. In fact, in this macrospin OST model, we discovered that the
dynamic process of magnetization evolves with horizontal equi-
libria bifurcation under particular conditions of current density
and polarization distribution (the ratio of IP layer to OOP layer),
which offers a reference to different applications. For each phase,
a specific range of current density and polarization distribution are
provided.
In this paper, we demonstrate the dynamic magnetization pro-
cess in OST by numerical simulations and discuss the results from
the perspective of nonlinearity in which both the current density ( J)
and polarization ratio ( r) determine the magnetization states. The
following contents will be orderly introducing the model, results
along with the analysis of the relationship between parameters, and
final conclusion with related applications.
II. MODEL
We adopted a macrospin model from Ref. 10, which
was initially constructed according to the Landau–Lifshitz–
Gilbert–Slonczewski equation,1,2,17
d⃗m
dt=−γ⃗m×⃗He f f+αγ⃗m×(⃗m×⃗He f f)−τ∥⃗m×(⃗m×⃗ny)
+τ/⊙◇⊞⃗m×(⃗m×⃗nz),
τ∥=γa∥;τ/⊙◇⊞=γa/⊙◇⊞,⃗Heff=−Hdmz⃗nz+HKmy⃗ny,(1)
where⃗m=⃗Ms
Msis the normalized magnetization and ⃗Msis the satu-
ration magnetization of the free layer, ⃗nyand⃗nzare the unit vector
along yand z, respectively, γ=γ0/(1+α2), whereγ0is the gyro-
magnetic ratio and αis the Gilbert damping parameter, and ⃗He f f
is the effective field defined as ⃗Heff=−Hdmz⃗nz+HKmy⃗ny, where Hd
is the demagnetizing field and HKis the uniaxial shape anisotropy
field. The two coefficients τ∥andτ/⊙◇⊞are torques due to the parallel
and perpendicular reference layers, respectively: τ∥(τ/⊙◇⊞)=̵hη∥(η/⊙◇⊞)
2eμ0MsdzJ,
where eis the electron charge, μ0is the permeability of vacuum,̵his
the Planck constant, dzis the thickness of the free layer, Jis the cur-
rent density, and η∥(η/⊙◇⊞)is the current polarization of the parallel
and perpendicular reference layers. The external current is provided
as pulse, which is downward along the z axis, as shown in Fig. 1(b).
The free layer made of iron18is of length dy=100 nm, width dx
=50 nm, and thickness dz=5 nm, and its easy-axis is along y. The
free layer is only affected by the spin-transfer torque generated by
FIG. 1. Schematic of a cell of sandwich spin valve device: (a) a conventional STT
nanopillar with in-plane polarizing magnetization, consisting of an analyzer and a
free layer (from the top to the bottom); (b) an OST nanopillar with an out-of-plane
polarizing reference layer in the bottom. The easy-axis of magnetization of the free
layer is along the y direction.
two polarizers through current pulse. No external field is added. The
detailed definition and value of parameters are defined in Table I as
the Appendix.
The polarization distribution factor ris defined as the ratio of
the spin torque amplitude of the in-plane analyzer to the perpendic-
ular polarizer.10When r=0, the perpendicular polarizer dominates
the polarization of the free layer; meanwhile, r=∞means the major
influence is from the in-plane analyzer. The study is mainly focused
on the dynamic evolution of the magnetization vector of the free
layer. Numerical simulation is done for each fixed randJby apply-
ing external current pulse with width 1 ns (on 1 ns and then off 1 ns),
which is a periodic rectangular wave.
III. RESULTS
The spin torque is maximum at the beginning owing to the
orthogonal polarization reference layer, and therefore, tilting or
switching occurs very fast after a while. As the result, Fig. 2 shows
the transition as an example taken r=1 when the current den-
sity increases [(a) J=3×1010A/m2, (b) J=3×1011A/m2, and (c)
J=4×1011A/m2]. The left-hand side lists 3D diagrams of the nor-
malized magnetization vector for each case and is attached on
the right-hand side with corresponding oscillation of my, namely,
the magnetization along the easy axis of the free layer. Transi-
tion appears as the current density increases. Specifically, Phase 1
[Fig. 2(a)] represents the condition when the current density ( J=
3×1010A/m2) is below the critical value that is insufficient for com-
plete switching. Phase 2 [Fig. 2(b)] shows the stage when the current
density is enough for magnetization ( J=3×1011A/m2) where the
free layer could achieve a reversal of my, namely, P to AP. Within
the first half period 1 ns, myoscillates fast with a stable precessional
frequency.9,12There are two equilibrium states for Phase 2, one limit
circle in the first half period and one limit point in the second half
period. The stability of these equilibria changes when the current
density increases. It is different from Phase 1 where the two states
are both limit points. This would be discussed in the following con-
tents. For the last stage, Phase 3 [Fig. 2(c)], when the current density
is large enough ( J=4×1011A/m2), the middle oscillation converges
as the limit circle transforms into another limit point.
AIP Advances 11, 015205 (2021); doi: 10.1063/5.0031957 11, 015205-2
© Author(s) 2021AIP Advances ARTICLE scitation.org/journal/adv
FIG. 2. Each phase of the magnetization process with r=1 and (a) J=3×1010A/m2, (b) J=3×1011A/m2, and (c) J=4×1011A/m2, respectively. The diagram on the
left: 3D magnetization vector (normalized mx,my, and mz) evolution; right: my, the magnetization along the easy axis responds to the current pulse in two periods. Nonlinear
behaviors can be found from the left diagrams as (a) two limit points with different mx; (b) one limit point and one limit circle; and (c) two limit points along z.
Because of the contribution of the perpendicular polarizer, the
free layer magnetization vector oscillates before reaching the final
state. Therefore, the oscillation of the free layer has different forms
in each situation, known from Fig. 2. Particularly, the appearance of
well-defined frequency in Phase 2 is related to the system equilibria
asymptotically approaching to the limit cycle.In addition, each phase counters a range of current density and
the limiting case causes bifurcation of the system.16,19When ris
fixed, the main contribution of magnetization from the in-plane ana-
lyzer or perpendicular polarizer is determined. Therefore, the critical
current density to bifurcation could be obtained for each r. In our
simulation, the fixed current width δ=1 ns promises the following
AIP Advances 11, 015205 (2021); doi: 10.1063/5.0031957 11, 015205-3
© Author(s) 2021AIP Advances ARTICLE scitation.org/journal/adv
results, which are three different phases. However, by changing the
width of the current pulse, the corresponding critical current den-
sity for transition could also be altered.10The shape of pulse also
determines the final state of magnetization.13The following expla-
nation and the phase diagram (Fig. 3) are about the relationship of
the current density and polarization distribution.
The diagram of dynamic phases (Fig. 3) shows the boundary
between phases, which indicate that there are two critical currents.
It is noted that in Refs. 12 and 13, Pinna et al. have developed an ana-
lytical model based on the energy orbit approach. In their model, a
fixed point in energy space corresponds to a limit cycle of the stable
precessional state of magnetization dynamics. One feature of their
model is that there are two critical currents ICandIOOP; both are
the function of spin torque efficiency ω, which is defined as tan
ω≡ηpol/ηref, whereηpolandηrefare the spin torque of the perpen-
dicular polarizer and reference layer, respectively. The feature of two
critical currents is the same as our simulation, so we compare our
results to their analytical ones and find that ηpol/ηrefis just propor-
tional to rdefined in our work, which derives tan ω∝1/r.In their
work, IC∝1/cosωandIOOP∝1/sinω, which means that the two
critical currents have different monotonicity. However, in our sim-
ulation, the two critical currents both monotonically increase with
respect to r. This difference may be due to the distinction of mod-
els and the complexity of nonlinear dynamics systems, where the
dynamic behaviors are sensitive to parameters including r,J, and
even the shape and width of current pulse.
As mentioned in previous work,10the frequency of oscilla-
tion in mydecreases as rbecomes larger. This is because for a
certain value of current density, the value of rdetermines how
much torque can be transferred from the in-plane analyzer and
perpendicular polarizer. Hence, when rincreases, the horizontal
polarization dominates, which weakens the influence of perpendic-
ular polarization, so that there is less oscillation. Since our study
shows that for each condition with respect to different r,Jvaries
FIG. 3. Phase diagram shows the critical current density for each case with differ-
entr. For rin the range of (0, 10), the system transforms through all three phases.
Asrkeeps increasing, the available range of current density enabling the system
to reach Phase 2 expands, where well-defined frequency appears.
FIG. 4. Frequency with corresponding Phase 2 current density for each r. The fit
lines illustrate the linear relationship between the current density and oscillation
frequency in the y plane.
as well in case to cause the complete polarization of the free layer,
we restricted situation to only Phase 2, where the stable frequency
would appear to study the further result in frequency and relation-
ship between Jand frequency f.
Precessional oscillation frequency fof Phase 2 is shown in Fig. 4
for different cases of rwith respect to J. It indicates that fis a linear
function of J, and when rbecomes larger, the corresponding range
of current density for Phase 2 expands. The result is consistent with
that in Ref. 9 where frequency is linearly proportional to current
and the spin torque of the OOP polarizer and therefore fshould
be inversely proportional to r. Figure 4 clearly shows that for fixed J,
when rincreases, fdecreases.
IV. SUMMARY
In conclusion, our study is based on the model of spin-transfer-
torque MTJ with an additional perpendicular polarizer, namely, an
OST device. The results show that due to the different current den-
sity and the spin torque polarization ratio of IP to OOP, the dynamic
features of magnetization evolution trajectories vary in terms of non-
linearity, which are summarized as follows: (1) two limit points for
Phase 1 where the current density is below the critical value and no
switching occurs; (2) one limit point and one limit cycle for Phase
2 with current density greater than the critical point, where OOP
precessional oscillation occurs within one pulse; (3) two limit points
for Phase 3 with even larger current, the system switches between
two limit points. The category of magnetization evolution of the free
layer according to the nonlinear dynamics can help us understand
the phase diagram of dynamic behaviors of OST spin valves, and it
also offers a reference to design MTJ devices for various application
purposes, such as in ultra-fast microwave oscillators or MRAM. One
can adjust the parameters of devices, namely, randJ, to make their
value fall in the appropriate phase and category.
ACKNOWLEDGMENTS
This research was supported by the Key Programme Special
Fund (Grant No. KSF-E-22) the and Research Enhancement Fund
(Grant No. REF17-1-7) of Xi’an Jiaotong-Liverpool University.
AIP Advances 11, 015205 (2021); doi: 10.1063/5.0031957 11, 015205-4
© Author(s) 2021AIP Advances ARTICLE scitation.org/journal/adv
TABLE I. Parameters for simulation.
Parameter (variables) Definition Expression (value/range)
⃗m The normalized magnetization vector ⃗m=[⃗mx,⃗my,⃗mz]T
γ0Gyromagnetic ratio 8.861 ×106rad/(s T)
α Gilbert damping parameter 0.02
γγ0
1+α2 8.86×106rad/(s T)
η∥(η/⊙◇⊞) Current polarization layer for in-plane (perpendicular) η∥=0.3×r/√
1+r2η/⊙◇⊞=η∥/r
a∥(a/⊙◇⊞) Spin polarizing amplitude for in-plane (perpendicular) polarizer̵hη∥(η/⊙◇⊞)
2eμ0MsdzJ
Hd The demagnetizing field 1.2 ×106A/m
Ms Saturation of magnetization of free layer 1.2 ×106A/m
HK The uniaxial shape anisotropy field 4 ×104A/m
⃗ny unit vector along the in-plane y axis [0, 1, 0]T
⃗nz unit vector along the perpendicular z axis [0, 0, 1]T
Ra∥
a/⊙◇⊞=η∥
η/⊙◇⊞[0,∞)
J Density of current pulse [0,∞)A/m2
APPENDIX: SIMULATION PARAMETERS
Table I shows the parameters for simuation.
DATA AVAILABILITY
The data that support the findings of this study are available
from the corresponding author upon reasonable request.
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AIP Advances 11, 015205 (2021); doi: 10.1063/5.0031957 11, 015205-5
© Author(s) 2021 |
5.0014879.pdf | Appl. Phys. Lett. 117, 062405 (2020); https://doi.org/10.1063/5.0014879 117, 062405
© 2020 Author(s).Regulating the anomalous Hall and Nernst
effects in Heusler-based trilayers
Cite as: Appl. Phys. Lett. 117, 062405 (2020); https://doi.org/10.1063/5.0014879
Submitted: 22 May 2020 . Accepted: 01 August 2020 . Published Online: 14 August 2020
Junfeng Hu
, Tane Butler
, Marco A. Cabero Z. , Hanchen Wang
, Bohang Wei , Sa Tu , Chenyang Guo ,
Caihua Wan , Xiufeng Han
, Song Liu , Weisheng Zhao
, Jean-Philippe Ansermet
, Simon Granville
, and Haiming Yu
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in Heusler-based trilayers
Cite as: Appl. Phys. Lett. 117, 062405 (2020); doi: 10.1063/5.0014879
Submitted: 22 May 2020 .Accepted: 1 August 2020 .
Published Online: 14 August 2020
Junfeng Hu,1,2
Tane Butler,3
Marco A. Cabero Z.,1,4Hanchen Wang,1
Bohang Wei,1SaTu,1Chenyang Guo,5
Caihua Wan,5Xiufeng Han,5
Song Liu,4Weisheng Zhao,1
Jean-Philippe Ansermet,2
Simon Granville,3,6,a)
and Haiming Yu1,b)
AFFILIATIONS
1Fert Beijing Institute, School of Microelectronics, Beijing Advanced Innovation Center for Big Data and Brain Computing, Beihang
University, Beijing 100191, China
2Institute of Physics, Station 3, Ecole Polytechnique F /C19ed/C19erale de Lausanne, 1015 Lausanne-EPFL, Switzerland
3Robinson Research Institute, Victoria University of Wellington, P.O. Box 600, Wellington 6140, New Zealand
4Institute for Quantum Science and Engineering and Department of Physics, Southern University of Science and Technology,
Shenzhen 518055, China
5Beijing National Laboratory for Condensed Matter Physics, Institute of Physics, University of Chinese Academy of Sciences, ChineseAcademy of Sciences, Beijing 100190, China
6The MacDiarmid Institute for Advanced Materials and Nanotechnology, Wellington 6140, New Zealand
a)Electronic mail: simon.granville@vuw.ac.nz
b)Electronic mail: haiming.yu@buaa.edu.cn
ABSTRACT
Anomalous Hall and anomalous Nernst properties of thin MgO/Co 2Fe0:4Mn 0:6Si/Pd stacks with perpendicular magnetic anisotropy (PMA)
revealed the presence of the magnetic proximity effect (MPE) in the Pd layer. The MPE is evidenced by nanometer range thickness-dependenttransport measurements. A three-layer model that combines bulk and interface contributions accounts for our experimental data and providesquantitative estimates for the contributions to the total anomalous Nernst voltage of the ferromagnet Heusler [ þ0:97lV/(K nm)] and the
proximity-magnetized Pd layers [ /C00:17lV/(K nm)]. The anomalous Nernst effect (ANE) reverses its sign by tuning the thickness of the
Heusler layer, which is useful for designing ANE thermopiles.
Published under license by AIP Publishing. https://doi.org/10.1063/5.0014879
Spin caloritronics
1,2is a branch of spintronics focused on the
interplay between spin and thermoelectric effects. Harvesting energy in
thin-film heterostructures stimulates the field of spin caloritronics. The
anomalous Nernst effect (ANE) occurs in a ferromagnetic (FM) mate-
rial when a longitudinal gradient of temperature establishes an electric
potential transverse to the spontaneous magnetization of the ferromag-
net and the temperature gradient.3So far, it has been investigated in
normal ferromagnetic (FM) metals,4–8Heusler thin films,9–11Fe3O4
single crystals,12rare-earth alloys,13[Pt/Co] nmultilayered structures,14
ferromagnetic semiconductors,15ferromagnetic semimetals,16–18Weyl/
Dirac semimetals,19and antiferromagnetic materials.20,21
Half-metallic Heusler compounds22,23could be ideal materi-
als to study the ANE.24The observation of a large spin polariza-
tion in Co 2MnSi has stimulated the study of these kinds of
materials.25,26I no u rp r e v i o u sw o r k ,27we found that increasingthe thickness of Pd from 2.64 nm to 4.62 nm in MgO/
Co2Fe0:4Mn 0:6Si (CFMS)/Pd stacks enhanced the anomalous
Nernst coefficient. This showed the important role of the non-
magnetic (NM) layer in ferromagnetic/nonmagnetic (FM/NM)
heterostructures for tuning the spin-dependent transport proper-
ties and, in particular, the thermoelectric effects. A phenomenonthat can influence the spin transport properties in such FM/NM
heterostructures is the magnetic proximity effect (MPE),
28,29
which results in magnetic moments present in the layers of theNM at the interface with FM. Several groups have pointed out that
it is important to consider the possible presence of the MPE inthese heterostructures, with magnetotransport effects observed
up to the spin-diffusion length of the NM.
30–35The interplay
mechanisms between ferromagnetic and normal metal layers in
ANE heterostructures are yet to be revealed.
Appl. Phys. Lett. 117, 062405 (2020); doi: 10.1063/5.0014879 117, 062405-1
Published under license by AIP PublishingApplied Physics Letters ARTICLE scitation.org/journal/aplHere, we studied the anomalous Hall effect (AHE) and ANE of
magnetic Heusler compounds in the MgO/CFMS/Pd stack [ Fig. 1(a) ],
which shows the perpendicular magnetic anisotropy (PMA) at certain
CFMS and Pd thicknesses (Fig. S1, supplementary material ). Samples
were grown on Si(100) wafers at room temperature by magnetronsputtering in a Kurt J Lesker CMS-18 UHV system with a base pres-
sure of 2 /C210
/C08Torr. All samples were post-growth annealed in situ
for 1 h at 300/C14C. The MgO layer was grown by RF sputtering, whereas
both CFMS and Pd layers were grown by DC sputtering, in Ar pres-s u r e so f3m T o r r ,5m T o r r ,a n d8m T o r r ,r e s p e c t i v e l y .T h ed e v i c e sconsist of stacks prepared on 10 /C210 mm Si/SiO
2substrates in the
sequence MgO (1.60)/CFMS ( tH)/Pd (2.50) and MgO (1.60)/CFMS
(1.64)/Pd ( tPd), where the number in parentheses is the nominal layer
thickness in nm with an error bar of 0.05 nm for each thickness. Thec o m p o s i t i o no ft h eH e u s l e rfi l mw a sv e r i fi e dt ob eC o
2Fe0:4Mn 0:6Si by
energy dispersive x-ray analysis in a scanning electron microscope
(SEM), and more details can be found in Ref. 36. The AHE and ANE
were measured in the same probe holder, and more details for themeasurement setup can be found in the supplementary material .A l l
samples were patterned into a Hall bar structure (9 mm /C22m m )w i t h
six Cr (3 nm)/Au (100 nm) electrodes. All measurements were per-
formed at room temperature.
The AHE is usually proportional to the out-of-plane magnetiza-
tion; therefore, measurements of the AHE [ Fig. 1(a) ] can be used to
probe PMA in thin films.
36–38The AHE in Fig. 1(b) confirms the
PMA for CFMS film thicknesses tH¼1.25 nm, in which the coercive
field is around 3.5 mT.
While the AHE is usually proportional to the out-of-plane mag-
netization, its sign and magnitude also depend on other properties ofthe material, including the band structure, Berry curvature, scattering
mechanisms (side-jump effect or skew-scattering), and spin-polarization.
39The anomalous Hall resistance RAHEis defined here as
the data for positive saturated magnetic fields (Fig. S2, supplementary
material ). For the CFMS film in MgO/CFMS/Pd stacks, we observe a
thickness-dependent AHE, as shown in Fig. 1(c) .T h e r ei sas i g n
change of RAHE between tH¼2.00 and 2.50 nm. Interestingly, the
AHE also changes the sign when the Pd thickness is varied, as shown
inFig. 1(d) . We attribute the slight mismatch between the Hall resis-
tance values from the two sets of samples to the CFMS thickness in
the MgO (1.60)/CFMS (1.64)/Pd ( tPd) stack being a bit thicker than
the nominal 1.64 nm, which is further confirmed by the results of the
ANE as shown later. A sign change of the AHE in CFMS thin films
was previously reported by Schneider et al. in samples with varying
ratios of Fe:Mn composition, which was related to changes in the band
structure and spin-dependent bandgap.40However, in our multilayers,
the CFMS composition is fixed.
Xuet al.41found that the opposite signs of Hall resistivity of Fe
and Gd single-layers can induce the AHE sign change of the Fe/Gd
bilayers. Here, we can argue that the Pd layer has the opposite sign of
the anomalous Hall coefficient to the CFMS layer, and competition
between the AHE from these two layers gives rise to the sign change.
In other words, the trilayer structure could be simplified as a three-
layer model: the magnetic Heusler layer, the magnetized Pd layer, and
the nonmagnetic Pd layer. The origin of the magnetized Pd layer could
be attributed to the MPE, which magnetizes the part of the Pd closest
to the interface with the magnetic Heusler layer. It needs to be noted
that the interface contributions may also need to be taken into
account.42
In order to gain further insight into the respective contributions
of layers and the interface in our structures, we measured their ther-
moelectric properties. The Nernst voltage was measured as a function
of the magnetic field [ Fig. 2(d) ]. The ANE in samples with a fixed Pd
thickness of 2.50 nm and a CFMS thickness varying from 1.25 nm to
3.00 nm is shown in Fig. 2(a) . The different CFMS thicknesses affect
not only the amplitude of the ANE but also its sign.
There is also an apparent change in the magnetic properties,
shown by a shape change of the ANE signals [ Fig. 2(a) ]. In particu-
lar, the sample with tH¼1.75 nm does not have the sharp change of
voltage with the magnetic field as shown for tH¼1.25 nm. The
coercive field is increased from 1.5 mT for tH¼1.25 nm up to
5.0 mT for tH¼1.75 nm. Moreover, when tH¼2.00 nm, the hyster-
esis in the ANE has disappeared. Upon increasing tHto 2.50 nm
and 3.00 nm, the shape of the ANE returns back to the form it has
when there is perpendicular magnetization. In contrast, when the
Pd layer thickness is varied [ Fig. 2(b) ], the PMA is present for all of
tPdand the ANE does not change sign. The anomalous Nernst volt-
age induced by the rTcan be described by Vxy¼wNrT,w h e r e N
is the anomalous Nernst coefficient and wis the sample width.
With a fixed in-plane temperature gradient rTof 5.2 K/cm, we
extract the anomalous Nernst coefficients and plot them vs thick-
ness in Figs. 2(c) and2(e). The Seebeck coefficients also show very
strong thickness dependence for both CFMS and Pd layers (Fig. S3,
supplementary material ).
Similar to the AHE, the thickness dependence of the ANE
obtained by varying both CFMS and Pd thicknesses indicates that the
sign change of the ANE signal could also be attributed to the competi-
tion of the bulk contribution of CFMS and Pd layers. Interestingly, a
simplified equation [Eq. (1)] fits our experimental data well. However,
FIG. 1. (a) Schematics of the Hall effect measurement and the trilayer stack. (b)
Hall resistance of MgO (1.60)/CFMS (1.25)/Pd (2.50 nm). (c) Anomalous Hall resis-tance of MgO (1.60)/CFMS ( t
H)/Pd (2.50 nm). (d) Anomalous Hall resistance of
MgO (1.60)/CFMS (1.64)/Pd ( tPd). The dashed line marks the position of zero
anomalous Hall resistance. All the measurements were performed with a 50 lAD C
applied along the x-axis. The error bars for Hall resistances are extracted from the
variation of the average signal at the saturated field.Applied Physics Letters ARTICLE scitation.org/journal/apl
Appl. Phys. Lett. 117, 062405 (2020); doi: 10.1063/5.0014879 117, 062405-2
Published under license by AIP Publishingit should be noted that the actual relationship should be more complex
than this simple equation, especially for samples in the thicker range,41,42
N¼NSþtHNH
BþtPdNPd
B; (1)
where NSis the interface ANE contribution and NH
Band NPd
Bare
the bulk ANE contribution of CFMS and magnetized Pd layers,
respectively. By fitting our experimental data, we get the averaged
interface contribution to be /C01.80lV/K, the CFMS bulk contribu-
tion to be þ0:97lV/(K nm), and the Pd bulk contribution to be
/C00:17lV/(K nm). These results confirm our hypothesis about the
opposite contributions of CFMS and Pd layers.
Although Pd is a paramagnetic material by nature, it plays an
important role at the interface with the CFMS layer. At tPd¼2.50 nm,
the magnitude of the contribution of Pd together with the CFMS/Pdinterface contribution is larger than that of the contribution of CFMS
(t
H<2.50 nm). The total ANE signal carries the sign of the Pd layer
(negative). However, by increasing the thickness of CFMS
(tH>2.50 nm), the bulk contribution of CFMS is dominant and the
ANE signal will now carry the sign of the bulk contribution of the
CFMS layer (positive). This is evidence for the importance of both the
Pd and Heusler layers for the ANE in this system. The bulk contribu-
tion of our CFMS thin films would no longer hold in thicker films as
has been observed in conventional ferromagnetic materials, Fe, Co, Ni,
and Py.43The same can be argued concerning the Pd films.
Extensive literature9,30,33,42–44has been written about the
enhancement of the ANE and its separation from the spin Seebeck
effect (SSE) in different structures and combinations of materials. Theinsertion of additional metallic layers like Cu has been used to avoid
the MPE and separate the ANE from the SSE. Such an insertion is notfeasible here since the sample would lose PMA if a Cu layer was added
in between.
36The large interface contribution to the anomalous
Nernst coefficient is quite interesting and needs to be further under-stood. Gabor et al.
45proposed that the interdiffusion at the Heusler/
MgO interface could cause the increase in the Gilbert damping coeffi-
cient and also form strong PMA. Since CFMS is a ferromagnet with
high spin polarization and Pd has a strong spin–orbit interaction, oneneeds to note there are many possible mechanisms, which could alsocontribute to the observed signal, especially for the interface compo-
nent, such as the spin Hall effect (SHE), Rashba effect, and interfacial
Dzyaloshinskii–Moriya interaction (iDMI).
To gain further insight regarding the relationship between the
ANE and AHE, a comparison of these two effects is needed. In Fig. 3 ,
we normalized both the anomalous Hall resistance and anomalous
Nernst coefficients by the value it has for the thinnest layer in the cor-responding series of samples, e.g., the normalization for the varying
C F M St h i c k n e s ss e r i e si sb yt h e i rv a l u e sf o rt h e t
H¼1.25 nm sample.
The normalized data are plotted in Fig. 3(a) for CFMS thickness
dependence and Fig. 3(b) for the Pd thickness dependence. It is clear
from Fig. 3 that the AHE and ANE both show strong dependences on
the thicknesses of both the CFMS and Pd layers, though the AHE has
a larger relative change than the ANE. For example, when the CFMSthickness changed from 1.25 nm to 3.00 nm, the anomalous Hall resis-tance changes more sharply than the anomalous Nernst coefficient.
However, an identical sign reverse occurs in the range of 2.00 to
FIG. 2. (a) Nernst voltage measured as a function of magnetic field in MgO(1.60)/CFMS( tH)/Pd(2.50) stacks. (b) Nernst voltage as a function of magnetic field in MgO (1.60)/
CFMS (1.64)/Pd ( tPd) stacks. (d) Schematics of the ANE measurement setup. (c) and (e) are the extracted anomalous Nernst coefficients with thickness changing of CFME
and Pd, respectively. The arrows in (a) and (b) represent the field sweep direction. The red curves in (c) and (e) are the fitting results. The error bars fo r Nernst coefficients
are extracted from the variation of the average signal at the saturated field.Applied Physics Letters ARTICLE scitation.org/journal/apl
Appl. Phys. Lett. 117, 062405 (2020); doi: 10.1063/5.0014879 117, 062405-3
Published under license by AIP Publishing2.50 nm. Although a different behavior is observed when the thickness
of Pd changes, sharp changes with sign reversal are observed in anom-alous Hall resistance, but no sign reversal for the anomalous Nernstcoefficient. These phenomena could be interpreted by the differentinterface and bulk contributions for the AHE and ANE.
The Heusler-based PMA system could be employed to design
nanostructured thermoelectric devices for energy harvesting with asmall magnetic field or even operating in zero field in the remanentstate where the stack is still magnetized out-of-plane. Also, a large volt-age can be expected by increasing the separation between the voltagecontacts as illustrated in Fig. 4(a) . Our work furthers the possibility to
harness magnetothermoelectric effects in thin-film heterostructureswith PMA, by controlling the magnitude and sign of the anomalousNernst coefficient through changing the thicknesses of the multilayers.One example of a simple device that could be produced from suchPMA stacks is the ANE thermopile,
20,46which is made by connecting
a series of Heusler stacks with opposite signs of the ANE. In the ANEthermopile, the total voltage arises from the difference of the ANE vol-
tages in the individual layers connected in series, and so for layers with
opposite sign, the total voltage is increased [ Fig. 4(b) ]. For example, we
have shown here that changing the CFMS thickness from 1.25 nm to3.0 nm can change the anomalous Nernst coefficient from /C01:3lV/K
toþ0:4lV/K; thus, a total coefficient up to 1.7 lV/K could be avail-
able in a single two-layer cell at zero field.
In conclusion, we have characterized the MgO/Co
2Fe0:4Mn 0:6Si/
Pd trilayers with PMA by measuring anomalous Hall and Nernsteffects as a function of CFMS and Pd layer thicknesses. Very similarthickness-dependent behaviors are observed in these two transversetransport measurements. We find a contribution to the anomalousHall and Nernst effects from both CFMS and Pd layers. We attributethe effect in Pd to the MPE. By studying two sets of samples, onewhere the CFMS thickness is varied and the other where the Pd
thickness is varied, we are able to identify an interfacial contribution.
Tuning the thickness of the layers can change the total anomalousNernst (Hall) effect from negative ( /C01:3lV/K) to positive
(þ0:4lV/K), depending on which layer has the dominant contribu-
tion. A three-layer model accounts for our experimental findings,which provide evidence for the existence of the magnetic proximity
effect in the Pd layer.
See the supplementary material for the MOKE signal and Hall
resistance measured as a function of magnetic field and Seebeck coeffi-cient in MgO(1.60)/CFMS( t
H)/Pd(2.50) and MgO(1.60)/CFMS(1.64)/
Pd(tPd)s t a c k s .
AUTHORS’ CONTRIBUTIONS
J.H., T.B., and M.A.C.Z. contributed equally to this work.
The authors thank Albert Fert for helpful discussion. This work
was supported by the National Natural Science Foundation of China
under Grant Nos. 11674020 and U1801661, by the Sino-Swiss
Science and Technology Cooperation (SSSTC, Grant No. EG01–122016 for J.H.), by the Program of Introducing Talents of
Discipline to Universities in China “111 Program” No. B16001, by
the National Key Research and Development Program of China(254), and by the National Key Research and Development Program
of China MOST, Grants No. 2017YFA0206200. This work was also
financially supported by the Key R&D Program of GuangdongProvince (2018B030326001), the Guangdong Innovative and
Entrepreneurial Research Team Program (2016ZT06D348), and the
Science, Technology and Innovation Commission of ShenzhenMunicipality (No. ZDSYS20170303165926217). The MacDiarmid
Institute is supported under the New Zealand Centres of Research
Excellence Programme.
DATA AVAILABILITY
The data that support the findings of this study are available
from the corresponding author upon reasonable request.
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Published under license by AIP Publishing |
1.4894512.pdf | Tuning microwave magnetic properties of FeCoN thin films by controlling dc
deposition power
Y. P. Wu, Yong Yang, Z. H. Yang, Fusheng Ma, B. Y. Zong, and Jun Ding
Citation: Journal of Applied Physics 116, 093905 (2014); doi: 10.1063/1.4894512
View online: http://dx.doi.org/10.1063/1.4894512
View Table of Contents: http://scitation.aip.org/content/aip/journal/jap/116/9?ver=pdfcov
Published by the AIP Publishing
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130.216.129.208 On: Sun, 07 Dec 2014 03:01:48Tuning microwave magnetic properties of FeCoN thin films by controlling
dc deposition power
Y. P. Wu ,1Yong Y ang,2Z. H. Y ang,1Fusheng Ma,1B. Y. Zong,1and Jun Ding2
1Temasek Laboratories, National University of Singapore, 5A Engineering Drive 1, Singapore 117411
2Department of Materials Science and Engineering, National University of Singapore, Singapore 119260
(Received 13 July 2014; accepted 21 August 2014; published online 3 September 2014)
In this work, we deposited FeCoN thin films by reactive dc magnetron sputtering under various
deposition powers. Composition, microstructu re, static magnetic properties, and microwave
permeability of as-sputtered films were examined. The permeability spectra were theoretically ana-
lyzed based on LLG equation. When high deposition power was applied, l0
0improved significantly
due to the increased M sand decreased H k. On the other hand, the damping coefficient kincreased
with the power, which resulted in the widen perme ability spectra. The physical origin of the influences
should be related to the change in the film composit ion and microstructure, which have immediate
impact on static magnetic properties and damping effect of the film. VC2014 AIP Publishing LLC .
[http://dx.doi.org/10.1063/1.4894512 ]
I. INTRODUCTION
With expanded applications in electronic, computer, and
telecommunication industries, ferromagnetic thin films haveattracted intensive interest due to high microwave permeabil-
ity in recent decades. Theoretically, in order to obtain mag-
netic thin films with attractive high-frequency properties,high saturation magnetization M
s, low coercivity H c, in-
plane anisotropy, and controllable anisotropy field H kare
preconditions.1–5Msis an intrinsic parameter controlled by
the material composition. FeCo-based film is one of the most
competitive candidates because of high M sof FeCo alloy6
(2.45 T for Fe 65Co357). In comparison, H cand H kare extrin-
sic parameters which are determined by microstructure as
well as composition. A lot of work has been done to reduce
Hcby inserting underlayer3,4,8and controlling deposition
conditions,9,10both are effective ways to modify the micro-
structure of films.
In reality, the damping of the magnetic moment preces-
sion is also a determining parameter.11Several damping
mechanisms in theory have been studied12and the Gilbert
damping is the most conventional mechanism. The dampingparameter kin actual materials is greatly dependent on their
structure. It has been proved that kcan be effectively modi-
fied by different methods, such as doping the ferromagneticmaterials
13,14and making use of exchange-bias effect.15Xu
et al. also reported that the damping coefficients in the mag-
netization dynamics can be conveniently and effectivelytuned by controlling the sputtering gas pressure.
16The possi-
ble physical origin is suggested as the change in the stress of
the films. In this work, we will show that the dynamic mag-netic properties in FeCoN films can be tuned by varying dep-
osition power. The high-frequency magnetic properties are
investigated by experimental measurement and theoreticalanalysis of the permeability spectra. It was found that the
change in the magnetization dynamics is contributed by the
variation of the film composition and microstructure, whichhave immediate impact on static magnetic properties and
damping coefficient of the films.II. EXPERIMENTAL DETAILS
The FeCoN films were deposited on Si (100) substrates
by reactive dc magnetron sputtering in a background pres-sure below 5 /C210
/C07Torr. A customized alloy target with
Fe50Co50composition was used. An argon and nitrogen (8%)
gas mixture was used as the ambient gas which was main-tained at 3.0 mTorr. FeCoN films were fabricated by varying
the dc source power from 150 W to 1000 W. During deposi-
tion, a magnetic field of 200 Oe was applied to induce in-plane anisotropy. The film thickness was tested by a surface
step profilometer and verified by a transmission electron mi-
croscopy (TEM) images. The film thickness was controlledby about 150–170 nm by controlling the deposition time.
Magnetic properties were measured using a vibrating sample
magnetometer (VSM). The microstructure was investigatedusing the TEM and the composition was measured by a X-
ray photoelectron spectroscopy (XPS). The permeability fre-
quency spectra from 0.5 to 5.5 GHz were characterized by anetwork analyzer (Agilent 5230 A) using a shorted micro-
strip transmission-line perturbation fixture.
17
III. RESULTS AND DISCUSSION
A. TEM investigation
The thickness of FeCoN films deposited under various
powers was listed in Table I. The deposition rate is estimated
by the film thickness and deposition time. As shown in Fig.
1, an almost linear relationship between deposition rate and
applied source power was observed. The FeCoN depositionrate is about 14 nm/min for 150 W of dc power. When the
power increases, the deposition rate is increased gradually.
For the film deposited under 1000 W, the deposited rate is ashigh as 102 nm/min. It is reasonable because the Sputter
yield of Fe and Co increases almost linearly with incident
ion energy,
18which has immediate relation with applied
power.
Fig.2shows typical cross-sectional TEM graphs of the
FeCoN films grown under various deposition powers. The
0021-8979/2014/116(9)/093905/5/$30.00 VC2014 AIP Publishing LLC 116, 093905-1JOURNAL OF APPLIED PHYSICS 116, 093905 (2014)
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130.216.129.208 On: Sun, 07 Dec 2014 03:01:48images were captured under the dark field. The left image is
for the film deposited with 150 W of power. Separated small
nano grains are evenly distributed and embedded in an amor-phous matrix. No obvious texture is observed. It is noted that
the contrast between each grains sometimes appeared mot-
tled due to the impact of magnetic films on the movement ofelectrons under extra-high magnifications. However, with
the deposition power increased to 250 W and above, the films
exhibit completely different microstructures. As shown inthe right image of Fig. 2, pronounced and well-defined co-
lumnar crystal grains are formed. The grains have an average
diameter of 10 nm, and all of them extended across the entire
thickness of the films. The reason for the dramatic change in
the microstructure remains unknown. Nevertheless, it maybe related with the formation of different nitrides since the
incorporation of N content varies with the deposition power
which will be mentioned in XPS results.B. Static magnetic properties of the films
As shown in Fig. 3, remarkably improved soft magnetic
properties and formation of in-plane anisotropy of FeCoNfilms are observed by changing the deposition power. The
measurement was conducted along two directions, parallel
and perpendicular to the magnetic aligning field during filmdeposition. Fig. 3(a) shows the hysteresis loops for the film
deposited under 150 W of source power. The film possesses
almost same shape of hysteresis loops along two perpendicu-lar directions, which is identified as in-plane isotropy.
However, when the applied power is higher than 150 W, the
deposited FeCoN films exhibit excellent in-plane anisotropy,which is indicated by the noticeable discrepancy of the hys-
teresis loops along different directions. Typical hysteresis
loops are shown in Fig. 3(b). It is obvious that well-definedTABLE I. The parameters of thickness, static magnetic properties, and
microwave permeability for the films deposited under various dc powers. Hk
for the film deposited with 150 W of power is based on theoretical estima-
tion and given in brackets.
Power (W) 150 250 350 500 750 1000
Thickness (nm) 164 150 172 158 157 154M
s(T) 1.22 1.51 1.64 1.78 1.87 1.91
Hk(Oe) (65) 126 85 53 45 43
l0
0 79 148 270 420 537 510
l00
max 911 1388 2093 2564 2885 1885
fr(GHz) 2.5 3.7 3.3 2.9 2.7 2.5
fR(GHz) 2.5 3.7 3.3 2.9 2.7 2.5
kA 0.42 0.91 0.99 0.99 0.96 0.97
FIG. 1. The dependence of film deposition rate on applied dc source power.
The power is changed from 150 W to 1000 W.
FIG. 2. Typical cross-sectional TEM
images in the FeCoN films deposited
with power of (a) 150 W and (b)
250 W and above.
FIG. 3. The typical hysteresis loops forthe films deposited under different dep-
osition powers. (a) 150 W of deposi-
tion power and (b) 500 W of
deposition power. The measurements
are parallel (easy axis) and perpendicu-lar (hard axis) to the aligning magnetic
field during deposition.093905-2 Wu et al. J. Appl. Phys. 116, 093905 (2014)
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130.216.129.208 On: Sun, 07 Dec 2014 03:01:48in-plane anisotropic films are produced under high dc power.
The loop measured along the easy axis is close to a narrow
rectangle that is an indication of small demagnetization on
the film. The anisotropy field H kis estimated by the extrapo-
lation of the hard axis loop and listed in Table I.
The saturation magnetization M s, easy axis coercivity
Hce, and hard axis coercivity H chof the FeCoN films are
plotted in Fig. 4as a function of applied source power. With
the increase in deposition power from 150 W to 1000 W, M s
is found to gradually increase from 1.2 T to 1.9 T. The varia-
tion in M sis believed to relate with the concentration of N in
the films. The XPS spectra provide the evidence of different
incorporation of N in the films with changed source power.Fe 2p, Co 2p, and N 1s XPS scans were carried out for the
films deposited with various dc powers. The typical XPS
spectra are shown in Fig. 5. The concentration of N isestimated as 9.2%, 6.9%, and 5.6% for the films deposited
with 150 W, 500 W, and 1000 W dc power, respectively.
That means, with the increase in the deposition power, theincorporation of N in the films is reduced gradually.
According to the XPS results, Fe and Co regions reveal that
both metal and metal nitride peaks are present. Fe and Coatoms can both have þ3 and/or þ2 states. However, XPS
spectra indicate that most of the Fe and Co atoms are in þ3
valence state. It has been reported that FeN or FeCoN thinfilms can form several nitrides with different structures and
properties, which depend on the incorporated nitrogen con-
centration.
19,20Except for the phases of a-Fe8N and a00-
Fe16N2, the saturation magnetization of the other ferromag-
netic phases is generally lower than that of the a-Fe, which
has been proved by many studies.21–23Therefore, the M sis
changed with the concentration of nitrogen in the films.
Significant reduction in both H ceand H chis observed
when the deposition power changed from 150 W to 250 W.For the FeCoN film deposited under 150 W, the coercivities
along the easy H
ceand hard H chdirections are as high as
39 Oe and 54 Oe, respectively. When the dc power increasesto 250 W, H
cedramatically drops to 1.5 Oe and H chis 10 Oe.
With further increase in deposition power, H ceand H chhave
the minimum values of 0.8 Oe and 1.5 Oe, respectively, fordeposition power of 750 W. For the film deposited under
1000 W, H
ceslightly goes up to 2.1 Oe and H chis up to
5.7 Oe. As mentioned above, the deposition rate increaseslinearly with the deposition power. Giving the condition of
high deposition rate, more initial nucleation centers are
formed. This results in fine-grained and smooth depositswhich become continuous at small thickness.
24Therefore,
the films deposited under high power tend to possess small
grain size, which leads to low coercivity.25The slightFIG. 4. Saturation magnetization and coercivity of FeCoN thin films depos-
ited at varied power which changes from 150 W to 1000 W.
FIG. 5. Typical XPS spectra of FeCoN
films in the (a) survey, (b) Fe 2p, (c)
Co 2p, and (d) N 1s.093905-3 Wu et al. J. Appl. Phys. 116, 093905 (2014)
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130.216.129.208 On: Sun, 07 Dec 2014 03:01:48increase in H cfor the film deposited at 1000 W should be
related with the increased defects and stress due to high ener-
getic bombarding particles.
C. Permeability spectra and damping analysis
The hard-axis magnetic permeability, both real and
imaginary parts, of the FeCo films was measured using ahome-developed microstrip fixture in the frequency range of
0.5–5.5 GHz. The permeability spectra of the films deposited
under various sputtering powers are presented in Fig. 6. All
films exhibit a strong ferromagnetic resonance within the
measured frequency range. The static initial permeability l
0
0
is defined as the real part at 0.5 GHz and the ferromagnetic
resonance frequency frcorresponds to the maximum imagi-
nary permeability l00
max. The values of measured high-
frequency parameters, fr,l0
0, and l00
max, for the films depos-
ited with various powers are listed in Table I. Significant
change in both l0
0andl00
maxwas observed when the different
power was applied. With the increase in depositing powerfrom 150 W to 1000 W, l
0
0increases gradually from 79 to
444, respectively, while l00
maxreached the maximum of 2344
at the power of 750 W. In comparison, slight variation in fris
observed with the depositing power. frreached the maximum
of 3.7 GHz when the power is 250 W and then decreased
with the further decrease or increase in the power.
Based on the LLG equation,11the resonance spectra can
be expressed as26
lfðÞ¼v01þikf
fR/C18/C19
1þikf
fR/C18/C192
/C0f
fR/C18/C192þ1; (1)
where v0¼l0/C01 is the static susceptibility, fRis the intrin-
sic resonance frequency,27andkis the damping coefficient.The curve-fitting results are also shown in Fig. 6and repre-
sented by lines. The dependence of kon the applied power is
plotted in Fig. 7.kincreases from 0.036 to 0.14 when the
deposition power changed from 150 W to 1000 W, respec-
tively. It indicates that more significant damping effect is
produced with the increase in the applied power. The damp-ing coefficient kin actual materials is greatly dependent on
their microstructures. In ideal single crystal samples, kis the
result of the interaction between the electron-spin system,conduction electrons, and lattice. However, for polycrystal-
line materials, kis contributed by the inhomogeneity of the
magnetic properties as well, such as a spread in directions ofthe anisotropy field
28or nonuniformity of magnetization due
to domain walls.29It has been proved that the deposition rate
has an almost linear dependence on the deposition power.Giving the condition of high deposition rate, more initial
nucleation centers are formed and some atoms may not have
enough time to transport to low energy state. In this way, thedefect points and inhomogeneity of the film may increase,
which directly contribute to the increased damping coeffi-
cient k. The most obvious dependence of the spectra on
damping effect is the full-width at half-maximum (FWHM)
Dfof the imaginary permeability. As plotted in Fig. 7,Df
becomes broader with the increase in deposition power,which is in the same trend as the damping coefficient k.
As listed in Table I, the values of the intrinsic resonance
frequency f
Rare same as those of the measured resonance
frequency fr. Based on Eq. (1), the relationship between fr
andfRcan be obtained as
fr¼ffiffiffiffiffiffiffiffiffiffiffiffiffi
1
1þk2s
fR: (2)
Hence, the discrepancy between frandfRis determined by
the damping coefficient k. For the studied thin films, the
damping coefficient kis quite small (the largest value is only
0.14), so the values of frandfRare close to each other. In
addition, the resonance frequency can be theoretically given
by
fr¼cffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi
4pMs/C2Hkp
; (3)
FIG. 6. The permeability spectra in the hard axis for FeCoN films deposited
under various dc source powers. The measurement is done with a home-
developed microstrip fixture in the frequency range of 0.5–5.5 GHz.
FIG. 7. The dependence of kandDf on the deposition power which varies
from 150 W to 1000 W.093905-4 Wu et al. J. Appl. Phys. 116, 093905 (2014)
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130.216.129.208 On: Sun, 07 Dec 2014 03:01:48where cis the gyromagnetic ratio ( /C253 MHz/Oe for FeCo-
based alloy30) and 4 pMsis the saturation magnetization of
the film which can be obtained from VSM results. Hence, forthe film deposited with 150 W of power, H
kcan be theoreti-
cally estimated as about 65 Oe and shown in Table Iin
brackets.
On the other hand, the high-frequency performance of
the film can be evaluated by Acher’s constant31
kA¼l0
0f2
r
c4pMs ðÞ2: (4)
kAis calculated based on the measured static and dynamic
magnetic results and listed in Table I. For the films deposited
under the deposition power of 250 W, kAis close to 1. This
means that these films have excellent in-plane magnetic ani-
sotropy which is induced by the applied magnetic field dur-ing deposition. The in-plane anisotropy results in the good
alignment of all magnetic moments along the parallel direc-
tion, which is called the easy axis of the anisotropic films.Hence, the impressive high permeability along the hard axis
(perpendicular to the easy axis) is expected and has been
verified by the measurement. In comparison, k
Ais only 0.42
for the film deposited under 150 W, which is in good agree-
ment with the VSM results. Furthermore, it indicates that
most of the magnetic moments are controlled within the filmplane despite in-plane isotropy.
IV. CONCLUSIONS
In this work, we show dynamic magnetic properties in
as-sputtered FeCoN thin films are effectively tuned by
changing the deposition power. With the increase in deposi-
tion power from 150 W to 1000 W, l0
0increases significantly
from 79 to 444, while l00
maxreached a maximum of 2344 at
the power of 750 W. In comparison, slight change was
observed for the resonance frequency fr. The curve-fitting
results show that with the increase in the deposition power,
the damping coefficient increases, which results in the wid-
ening permeability spectra ( Df). The variation of magnetic
dynamics is closely related to the static magnetic properties
and damping effect, which are controlled by film microstruc-
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340 (1993).
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130.216.129.208 On: Sun, 07 Dec 2014 03:01:48 |
1.3081638.pdf | Current-driven ferromagnetic resonance in magnetic trilayers with a tilted spin
polarizer
Peng-Bin He, Zai-Dong Li, An-Lian Pan, Qing-Lin Zhang, Qiang Wan, Ri-Xing Wang, Yan-Guo Wang, Wu-Ming
Liu, and Bing-Suo Zou
Citation: Journal of Applied Physics 105, 043908 (2009); doi: 10.1063/1.3081638
View online: http://dx.doi.org/10.1063/1.3081638
View Table of Contents: http://scitation.aip.org/content/aip/journal/jap/105/4?ver=pdfcov
Published by the AIP Publishing
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128.135.12.127 On: Thu, 02 Oct 2014 10:47:16Current-driven ferromagnetic resonance in magnetic trilayers with a tilted
spin polarizer
Peng-Bin He,1,a/H20850Zai-Dong Li,2An-Lian Pan,1Qing-Lin Zhang,1Qiang Wan,1
Ri-Xing Wang,1Yan-Guo Wang,1Wu-Ming Liu,3and Bing-Suo Zou1
1Micro-Nano Technologies Research Center, College of Physics and Microelectronics Science, Hunan
University, Changsha 410082, China
2Department of Applied Physics, Hebei University of Technology, Tianjin 300401, China
3Beijing National Laboratory for Condensed Matter Physics, Institute of Physics, Chinese Academy of
Sciences, Beijing 100080, China
/H20849Received 8 August 2008; accepted 12 January 2009; published online 27 February 2009 /H20850
We theoretically investigate the current-excited and adjusted ferromagnetic resonance in magnetic
trilayers with a tilted spin polarizer. The current- and frequency-swept resonant spectra are obtainedby the linearization method. We find that the precessional frequency, the equilibrium position, theenergy pumping and damping, and the resonant linewidth and location can be adjusted by changingthe current and the magnetization in the pinned layer. By optimizing the current density and thedirection of the pinned magnetization, the energy pumping will be more efficient. © 2009 American
Institute of Physics ./H20851DOI: 10.1063/1.3081638 /H20852
I. INTRODUCTION
In a magnet, the total magnetic moment precesses
around the direction of the static magnetic field. When thefrequency of a transverse microwave field coincides with theprecessional frequency, there is a maximal energy absorptionfrom the microwave field. This phenomenon is named asferromagnetic resonance /H20849FMR /H20850, the inevitability of which
was initially indicated by Landau and Lifshitz after bringingforward their famous equation. With the development ofultrahigh-frequency technique, FMR was first observed byGriffiths.
1Since then, there have been large numbers of work
on FMR in different materials such as ultrathin magneticfilms.
2Recently, the FMR technique was used to investigate
the properties of magnetic multilayers, which have compre-hensive application in data storage and information process-ing. Many magnetic information of ultrathin films can beobtained by FMR technique
3–15such as magnetization,3mag-
netic anisotropy,3–6Landé gfactor,3,5spin-pump effect on
relaxation mechanism,7–11interlayer exchange coupling,12–14
spin diffusion,15etc. Besides being a probe for measure-
ments, FMR can be used to pump spin-polarized electrons
into normal metal16,17and generate dc voltage.18,19Further-
more, a method of FMR-assisted switching was proposed todecrease the switching field.
20–22
Traditionally, FMR is excited by an rf magnetic field.
Recently, a new experimental technique based on spin-torque-driven FMR was developed in magnetic tunneljunctions
23and spin valves.24–26In these experiments, the
FMR signals were excited by the rf current and detected bythe dc voltage output and the resonance was realized byfrequency-swept
23–25or field-swept methods.26This new
technique enables FMR studies on the individual sub-100-nm magnets. Many important parameters, such as mag-netic anisotropy and damping, can be determined. Subse-quently, the experimental spin-torque-driven FMR spectra
were reproduced by micromagnetic modeling.
27In theory, a
microscopic theory on the spin-torque-driven FMR indicatedthat the output dc voltage results from rectification of boththe applied rf current and the spin current emitted by the
precessing magnetization.
28The resonance of this dc voltage
was suggested to detect the vibrational modes excited by thespin current.
29Before the experiments, the dc spin-current
effect on the rf-field driven FMR and the possibility of theFMR excited by an ac current were investigated by Xi et
al.
30
Heretofore, most studies were concentrated on the mag-
netic multilayers with parallel or perpendicular anisotropy.Magnetic films with tilted anisotropy are also attractive forpotential application. A method has been proposed to obtaintilted magnetic anisotropy in TbFe thin films.
31The effects of
oblique anisotropy on FMR modes have been studied insingle and coupled layers.
32Furthermore, magnetic thin-film
media with tilted anisotropy has potential application in re-cording with the advantages of unprecedented storage densi-ties, thermal stability, and fast switching speeds.
33–36It is
also intriguing to investigate the magnetic behavior of mul-tilayers with tilted anisotropy. Recently, the current-drivenmagnetization dynamics, such as the microwave signalgeneration
37and the current effect on the field-swept FMR,38
was studied in the magnetic multilayers with the tiltedpinned magnetization. The tilted anisotropy in the free orpinned magnetic layers provides an alternate choice to con-trol the magnetization dynamics in multilayers and minimizethe switching current. Investigation of FMR in the tiltedmagnetic multilayers is helpful to understand and control themagnetic damping which is important for optimizing themagnetic configuration.
Inspired by recent experiments on the spin-torque-driven
FMR and the possible realization of the tilted anisotropy inmultilayers, we present a theoretical study on current-drivenand adjusted FMR in the magnetic trilayers with tilted aniso-
a/H20850Electronic mail: pbhe1026@yahoo.com.cn.JOURNAL OF APPLIED PHYSICS 105, 043908 /H208492009 /H20850
0021-8979/2009/105 /H208494/H20850/043908/7/$25.00 © 2009 American Institute of Physics 105 , 043908-1
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128.135.12.127 On: Thu, 02 Oct 2014 10:47:16tropy. Starting from the Landau-Lifshitz-Gilbert-
Slonczewski /H20849LLGS /H20850equation,39,40we investigate the linear
response of the magnetization to an ac current. Then, the dccurrent-adjusted and ac current-frequency-adjusted FMRspectra are obtained and the dependence of the FMR prop-erties on the current and the direction of the pinned magne-tization are discussed in detail.
II. LINEARIZATION
We consider magnetic trilayers consisted of two ferro-
magnetic metallic layers with a sandwiched normal metallicspacer. The magnetization in the thick layer is pinned. Weassume that different directions of the pinned magnetizationcan be achieved by magnetic field or by fabrication. Themagnetization in the thin layer is free and the easy axis isdefined along the xdirection. The polar and azimuth angles
of the magnetization in the pinned layer are denoted by
/H9258p
and/H9278p, respectively. With electrical current flowing perpen-
dicularly through the trilayer, spin polarization takes place inthe pinned layer and the magnetization in the free layer un-dergoes a spin-transfer torque generated by the current. Thistorque arises from the exchange coupling between the spinsof the conductive electrons and the local magnetization.
39,40
Phenomenologically, the magnetic dynamics of the free layer
can be described by the LLGS equation,39
dM
dt=/H9253M/H11003/H11509E
/H11509M+/H9251
MsM/H11003dM
dt+/H9253aJ
MsM
/H11003/H20849M/H11003mp/H20850, /H208491/H20850
where /H9253is the gyromagnetic ratio, /H9251is the Gilbert damping
constant, Mis the magnetization vector of the free layer, Ms
is the saturation magnetization, and mp
=/H20849sin/H9258pcos/H9278p,sin/H9258psin/H9278p,cos/H9258p/H20850is the unit vector of
the pinned magnetization. The spin-torque parameter aJis
proportional to the current density and dependent on the ma-terials and the angle between the pinned and free magnetiza-
tion. In general, a
J=/H6036
2eg
MsdJ, with g=1 //H20851−4+ /H208493
+M·mp/Ms/H20850/H208491+P/H208503//H208494P3/2/H20850/H20852, where dis the film thickness
of the free layer, Pis the spin polarization of the incident
current, and the current density Jtakes positive value when
the current flows from the fixed layer to the free one. Thecurrent includes dc component and ac one, i.e., J=J
dc
+Jacei/H9275t. In our consideration, the energy density consists of
anisotropic energy and demagnetization energy, i.e., E
=K/H208491−sin2/H9258cos2/H9278/H20850+2/H9266Ms2cos2/H9258. In the typical experi-
ment, FMR is realized by a swept magnetic field and a nor-
mal rf magnetic field with small amplitude. In our model,they are replaced by a dc current and an ac current, respec-tively. FMR can be realized by adjusting the dc current den-sity or the ac current frequency.
Minimizing the energy density, we find that
/H9258=/H9266/2o r
3/H9266/2 and /H9278=0 or /H9266at equilibrium without applying current.
Assuming the initial condition /H9258=/H9266/2 and /H9278=0 and intro-
ducing the parameter /H9274=/H9266/2−/H9258, we can transform Eq. /H208491/H20850
into a pair of coupled differential equations,41−/H208491+/H92512/H20850d/H9274
dt=/H9251/H9253/H208732/H9266Ms+HK
2cos2/H9278/H20874sin 2/H9274
−/H9253HK
2cos/H9274sin 2/H9278+/H9253aJ/H20853/H20851−/H20849mpxcos/H9278
+mpysin/H9278/H20850sin/H9274+mpzcos/H9274/H20852
−/H9251/H20849mpxsin/H9278−mpycos/H9278/H20850/H20854, /H208492/H20850
/H208491+/H92512/H20850d/H9278
dt=−/H9253/H208494/H9266Ms+HKcos2/H9278/H20850sin/H9274
−/H9251/H9253HK
2sin 2/H9278+/H9253aJ/H20853/H9251/H20851−/H20849mpxcos/H9278
+mpysin/H9278/H20850tan/H9274+mpz/H20852
+/H20849mpxsin/H9278−mpycos/H9278/H20850sec/H9274/H20854, /H208493/H20850
where HK=2K/Ms, representing the anisotropy field.
Owing to the small amplitude of the rf current, the de-
viation of magnetization from the equilibrium position isvery slight. It is sound to take a linearization approximation.In the usual FMR experiment of bulk magnet, the trajectoryof magnetization forms a cone about the direction of effec-tive static field. Nevertheless, in an ultrathin film, the verylarge demagnetization field forces this cone into a very flatellipse.
41So it is reasonable to assume that the rotation of
magnetization can be confined in the film plane and can bedescribed by a one-dimensional equation. Under the dc spin-transfer torque, the magnetization in the free layer reaches anew equilibrium location
/H9278=/H9278eq. Applying an ac current, a
small deviation /H9254/H9278from this equilibrium location comes into
being and /H9278=/H9278eq+/H9254/H9278. Performing a tedious derivation /H20849see
the Appendix /H20850, a forced oscillation equation about /H9254/H9278is ob-
tained from Eqs. /H208492/H20850and /H208493/H20850,
d2/H9254/H9278
dt2+2/H9252d/H9254/H9278
dt+/H927502/H9254/H9278=fei/H9275t. /H208494/H20850
This equation describes a forced vibration with the damping
constant /H9252, the nature angular frequency /H92750, and the periodic
driving force fei/H9275t. The dynamical equilibrium location /H9278eqis
determined by /H20849AD+A/H11032D/H11032/H20850/H20849A2+C/H11032D/H11032/H20850=0. The parameters
above are given in the Appendix. By solving Eq. /H208494/H20850,w eg e t
the amplitude of deviation /H9254/H9278/H20849/H9254/H9278=/H9004/H9278ei/H9275t/H20850,
/H9004/H9278=/H9004/H9278/H11032+i/H9004/H9278/H11033, /H208495/H20850
where
/H9004/H9278/H11032=1
/H9003/H20851/H20849/H927502−/H92752/H20850fR+2/H9252/H9275fI/H20852,
/H9004/H9278/H11033=1
/H9003/H20851/H20849/H927502−/H92752/H20850fI−2/H9252/H9275fR/H20852, /H208496/H20850
with/H9003=/H20849/H927502−/H92752/H208502+4/H92522/H92752, and fRand fIare the real and
imaginary parts of f, respectively. On the basis of Eqs. /H208495/H20850
and /H208496/H20850, we will discuss the FMR by adjusting the dc current
and the frequency of ac current in Secs. IV and V.043908-2 He et al. J. Appl. Phys. 105 , 043908 /H208492009 /H20850
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128.135.12.127 On: Thu, 02 Oct 2014 10:47:16III. CURRENT-ADJUSTED FERROMAGNETIC
RESONANCE
In this section, we fix the frequency of ac current and
investigate the linear response of the free magnetization un-der the varying dc current. In the following discussions, wetake CoFeB as an illustrative example.
25The values of re-
lated parameters are the gyromagnetic ratio /H9253=1.75
/H11003107Oe−1s−1, the saturate magnetization Ms=1178 G, the
anisotropic field HK=850 Oe, the Gilbert damping param-
eter/H9251=0.014, the spin polarization P=0.5, the thickness of
free layer d=3.5 nm, and the frequency of ac current /H9275
=65 GHz. The spin-torque parameter aJhas the dimension
of magnetic field. With the current density J=0.1 A //H9262m2,aJ
varies from 181 to 1299 Oe by changing the orientation of
the pinned magnetization. aJtakes the maximal value in the
antiparallel configuration in which the pinned magnetizationis antiparallel to the easy axis of the free layer, while it takesminimum value in the parallel one.
The calculations reveal that the equilibrium value
/H9278eq
and the precessional frequency /H92750are dependent on the di-
rection of the pinned magnetization and the dc current. Forexample, with the pinned magnetization in the x−zplane
/H20849x/H110220/H20850,
/H92750increases slightly with increasing current density
in the parallel configuration. When /H9258pdeviates from 90°, /H92750
decreases with increasing current density more and more rap-
idly. It is well known that the precessional frequency is de-termined by the torques exerted on the magnetization. In thepresent of current, apart from the static torques generated bythe effective field, there is a spin-transfer torque produced bythe spin-polarized current. This dynamical torque providesan effect magnetic field a
J/Ms/H20849M/H11003mp/H20850, which is weakest in
the parallel configuration while strongest in the perpendicu-
lar one. So, its influence on the precessional frequency isvery little in the parallel configuration. The spin-polarizedcurrent has the similar effect on the equilibrium location
/H9278eq.
In the parallel configuration, /H9278eqis unchanged by varying the
current. With /H9258pbeing an acute angle, /H9278eqdecreases with
increasing current density while increases in the case of ob-tuse angle. In the perpendicular configuration, the change of
/H9278eqby applying the current has the most effect.
The current has two roles on the energy change in the
magnetic system: whether pumping energy into the free layeror dissipating energy from it depends on the directions of thecurrent and the pinned magnetization. With the spin torque inthe direction of the Gilbert damping torque, the energy ispumped into the magnet. Otherwise, with the spin torque inthe opposite direction, the energy is dissipated from the mag-net. In the parallel configuration, the magnet draws energyfrom the positive current, whereas loses energy for the nega-tive current. In the antiparallel configuration, negative cur-rent pumps energy thoroughly and positive current dissipatesenergy thoroughly. With the pinned magnetization deviatingfrom the easy axis of the free layer, the case is more com-plicated. When the precessional angle is smaller than theangle included between the precessional axis and the pinnedmagnetization, energy pumping occurs in half of the preces-sional circle and dissipation occurs in another half circle. Inour consideration, the small amplitude of ac current implies asmall-angle precession. Thus, the ac spin torque may be a
source of precession or may serve as a damping source.These arguments can be manifested by the effects of thecurrent density and the direction of pinned magnetization onthe effective damping constant
/H9252. By adjusting /H9252from posi-
tive value to negative one, the force of friction turns intodriven force and the pumping energy exceeds the dissipativeenergy. In terms of a detail analysis, we find that
/H9252decreases
with the positive current and approaches zero in a certaincurrent density with the pinned magnetization parallel to theeasy axis of the free layer. This indicates that the current-related energy pumping is enhanced by increasing currentdensity and may exceed the intrinsic damping. However, inthe antiparallel configuration,
/H9252becomes negative when the
negative current density is greater than 0.009 A //H9262m2.I n
Fig. 1, we show the dependence of /H9252on the direction of
pinned magnetization. With the negative current, /H9252/H110210 in the
inner of contour line that /H9252=0, as shown in Fig. 1/H20849a/H20850./H9252takes
the minimal value in antiparallel configuration. Thus, in thecase of negative current and antiparallel configuration, thepumping energy from the current has the most value. Withthe positive current,
/H9252/H110210 in the outer of contour line that
/H9252=0, as shown in Fig. 1/H20849b/H20850./H9252takes the maximal value in the
antiparallel configuration. Contrary to the case of negativecurrent, the dissipative energy from the magnet is most in theantiparallel configuration.0 180 360090180
−1e+010−5e+009
0(a)
φp(deg)θp(deg )
0 180 360090180
00
5e+0091e+010(b)
φp(deg)θp(deg )
FIG. 1. /H20849Color online /H20850The contour lines of the damping constant /H9252as a
function of both azimuth and polar angles of the pinned magnetization with/H20849a/H20850J
dc=−0.08 A //H9262m2and /H20849b/H208500.08 A //H9262m2, respectively. The unit of /H9252is
hertz.043908-3 He et al. J. Appl. Phys. 105 , 043908 /H208492009 /H20850
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128.135.12.127 On: Thu, 02 Oct 2014 10:47:16Instead of static magnetic field, FMR can be realized by
adjusting the dc current density. With the pinned magnetiza-tion taking different orientations, the resonant curves showdiverse line shapes, resonant locations, and peak heights. InFig. 2, we show the resonant curves with M
pin the x−z
plane /H20849x/H110220/H20850. With the pinned magnetization parallel to the
film, the resonance is weakest and the resonant dc current
density is highest; whereas, with the pinned magnetizationperpendicular to the film, the case is on the contrary. Theinset in Fig. 2/H20849a/H20850indicates that the resonant current density is
maximal in the parallel configuration and decreases with thepinned magnetization sloping from the film plane. When thepinned magnetization is slanted out of the film plane, thepeak height increases rapidly. When
/H9258p=72° and 108°, the
resonant amplitude of /H9004/H9278reaches the maximal value, as
shown in the inset of Fig. 2/H20849b/H20850. In resonant state, it is easy to
reverse the magnetization because of the most deviationfrom the equilibrium location. Therefore, by combining thedc and ac spin torques, it is possible to decrease the criticalcurrent density in the current-induced magnetization rever-sal. With the pinned magnetization deflected from the filmplane slightly, we can obtain a relatively low dc current den-
sity and a relatively high resonant peak.IV. FREQUENCY-ADJUSTED FERROMAGNETIC
RESONANCE
Since the frequency of ac current can be adjusted in a
wide range, several recent experiments23–25have actualized
FMR measurements by adjusting the frequency of a small-amplitude radio-frequency ac current. In these experiments,the pinned magnetization is parallel to the easy axis of thefree layer and a static magnetic field is applied. In the fol-lowing, we will investigate the frequency-adjusted FMR inany directions of pinned magnetization without magneticfield.
Figure 3shows the FMR curves in a certain direction of
pinned magnetization and different dc current densities. Withthe dc current density increasing, the FMR peak turns blunterfor the negative current while turns sharper for the positiveone. The inset of Fig. 3/H20849a/H20850indicates that the resonant line-
width approaches zero when J
dc=0.075 A //H9262m2. In this situ-
ation, the pumping energy may compensate the damping en-ergy. As shown in the inset of Fig. 3/H20849b/H20850, the resonant
frequency takes the maximum when J
dc=0.024 A //H9262m2. The
dependence of resonant frequency on the current density isqualitatively coincident with the experimental result of Ref.−0.1 −0.05 0 0.05 0.1 0.1 3−0.08−0.06−0.04−0.020(a)
Jdc(A/µm2)∆φ′(rad)
−0.1 −0.05 0 0.05 0.1 0.1 3−0.06−0.04−0.0200.020.04(b)
Jdc(A/µm2)∆φ′′(rad)0 90 18000.040.08
θp(deg)Jr(A/µm2)
0 90 180−0.100.1
θp(deg)∆φ′
ex(rad)0°75°
0°75°90°90°
FIG. 2. /H20849Color online /H20850/H20849a/H20850The real part and /H20849b/H20850imaginary parts of /H9004/H9278as a
function of dc current density for different directions of the pinned magne-tization. In both figures,
/H9278p=0° and /H9258ptakes values from 0° to 90° in 15°
steps. The insets of /H20849a/H20850and /H20849b/H20850show the dependences of the resonant loca-
tionJrand the resonant amplitude /H9004/H9278ex/H11032on the polar angle /H9258p, respectively.50 55 60 65 70−0.15−0.1−0.0500.050.1(a)
ω(GHz)∆φ′(rad)
50 55 60 65 70−0.2−0.15−0.1−0.0500.05(b)
ω(GHz )∆φ′′(rad)−0.1 0 0.1024
Jdc(A/µm2)∆ω (GHz)
−0.1 0 0.1506070
Jdc(A/µm2)ωr(GHz)
0.06A/ µm2−0.06A/ µm2−0.06A/ µm2
0.06A/ µm2
FIG. 3. /H20849Color online /H20850Frequency-adjusted FMR curves for different dc
current densities in the case that /H9258p=30° and /H9278p=60°. The dependences of
the real and imaginary parts of /H9004/H9278on the frequency are shown in /H20849a/H20850and
/H20849b/H20850, respectively. In both figures, Jdctakes the values from −0.06 A //H9262m2to
0.06 A //H9262m2in 0.03 A //H9262m2steps. The insets of /H20849a/H20850and /H20849b/H20850show the
resonant linewidth /H9004/H9275and the resonant frequency /H9275ras a function of cur-
rent density, respectively.043908-4 He et al. J. Appl. Phys. 105 , 043908 /H208492009 /H20850
[This article is copyrighted as indicated in the article. Reuse of AIP content is subject to the terms at: http://scitation.aip.org/termsconditions. Downloaded to ] IP:
128.135.12.127 On: Thu, 02 Oct 2014 10:47:1642 /H20849Fig. 2/H20850. The resonant frequency is maximal in a small
positive current density and decreases with increasing cur-rent density /H20849red shift /H20850in both positive and negative direc-
tions.
Figure 4shows the FMR curves in a certain current and
different directions of the pinned magnetization. In the x−z
plane /H20849x/H110220/H20850, the more the pinned magnetization slants out
of the film plane, the sharper the FMR peak becomes. In the
perpendicular configuration, the peak is highest /H20849not shown
in the figure and about 1.066 8 rad /H20850. The inset of Fig. 4/H20849a/H20850
shows that the resonant frequency is maximal in the parallelconfiguration and minimal in the perpendicular one. Asshown in the inset of Fig. 4/H20849b/H20850, the resonant amplitude is
lowest in the parallel configuration and highest in the perpen-dicular one.
The susceptibility of the free magnetization to the ac
current can be understood by the behavior of /H9004
/H9278. It is con-
venient to define the susceptibility of /H9254/H9278to the ac current
Jacei/H9275t,
/H9273=/H9254/H9278
Jacei/H9275t=1
Jac/H20849/H9004/H9278/H11032+i/H9004/H9278/H11033/H20850. /H208497/H20850
Under the ac spin-transfer torque, the change in the free
magnetization can be divided into two parts: one is in phasewith the ac current and the other has a 90° lag in phase. The
parameters /H9273/H11032/H20849=1
Jac/H9004/H9278/H11032/H20850and/H9273/H11033/H20849=1
Jac/H9004/H9278/H11033/H20850represent the ratio
of in-phase part and out-of-phase part of /H9254/H9278to the ac current,
respectively.
Now, we illustrate the relation between /H9004/H9278and the mag-
netic energy. From the expression of energy density and Eqs./H208492/H20850and /H208493/H20850and taking a linear approximation, we obtain the
power density,
P=/H9008/H20851/H9011
1/H20849/H9004/H9278/H110322+/H9004/H9278/H110332/H20850+/H90112/H9004/H9278/H11032+/H90113/H9004/H9278/H11033+/H9018/H20852, /H208498/H20850
where /H9008=Kcos2/H9278eq+2/H9266Ms2,/H90111=/H9253B/H11032/H20849AB+A/H11032B/H11032/H20850/A2
−A/H11032//H20849/H9253A2/H20850/H92752,/H90112=/H9253aac/H20849ABE /H11032−AB/H11032E−2A/H11032B/H11032E/H11032/H20850/A2,/H90113
=aac/H20849AE−2A/H11032E/H11032/H20850/A2/H9275, and /H9018=/H9253/H20851/H20849AE−A/H11032E/H11032/H20850E/H11032aac2−/H20849AD
+A/H11032D/H11032/H20850/H20852/A2. In Fig. 5, we show the dependences of power
density at resonance on the dc current density and the direc-
tion of the pinned magnetization in two special cases. Figure5/H20849a/H20850indicates that the power density has an extremum at
J
dc=0.075 A //H9262m2. This is consistent with the result in the
inset of Fig. 3/H20849a/H20850that the linewidth approaches zero with
Jdc=0.075 A //H9262m2. From Fig. 5/H20849b/H20850, we find that the power
density has two maxima at /H9258p=12° and 168°. This coincides
with the consequence in Fig. 1that the damping constant /H9252is
zero in the case that /H9278p=0 and /H9258p=12° and 168°. In the
parallel configuration, the extremely small value of thepower density indicates that the influence of current on thefree layer is very feeble. From these two particular examples,we can infer that with suitable dc current density and orien-tation of the pinned magnetization the most pumping powercan be obtained.
V. CONCLUSION
We have investigated the current-excited and adjusted
FMR in the magnetic trilayers with a tilted pinned magneti-zation. By the linearization method, the current- andfrequency-adjusted FMR spectra are obtained. The preces-sional frequency, the damping constant, and the equilibriumposition of the free magnetization can be adjusted by the dccurrent density and the direction of the pinned magnetiza-tion. In some regions defined by the dc current and thepinned magnetization, the damping constant is negative andthe energy pumping is more efficient. The resonant linewidthor amplitude and the resonant location are dependent on thedc current and the direction of the pinned magnetization. Inthe end, we connect the power density with the FMR spectra50 55 60 65 70−0.1−0.0500.050.1(a)
ω(GHz)∆φ′(rad)
50 55 60 65 70−0.0500.050.10.150.20.25(b)
ω(GHz )∆φ′′(rad)0 90 180−101
θp(deg)∆φ′′
ex(rad)0 90 180506070
θp(deg)ωr(GHz)
15°15°90°
90°
FIG. 4. /H20849Color online /H20850Frequency-adjusted FMR curves for different direc-
tions of the pinned magnetization in the case that Jdc=0.1 A //H9262m2.T h e
dependences of the real and imaginary parts of /H9004/H9278on the frequency are
shown in /H20849a/H20850and /H20849b/H20850, respectively. In both figures, /H9278p=0° and /H9258ptakes
values from 15° to 90° in 15° steps. The insets of /H20849a/H20850and /H20849b/H20850show the
resonant frequency /H9275rand the resonant amplitude /H9004/H9278ex/H11033as a function of /H9258p,
respectively.−0.1 −0.05 0 0.05 0.1100102104106108(a)
Jdc(A/µm2)P (W/cm3)
0 90 18010−4010−3010−2010−101001010(b)
θp(deg)P (W/cm3)
FIG. 5. /H20849Color online /H20850/H20849a/H20850The dependence of the power density Pon the dc
current density Jdcin the case that /H9258p=30° and /H9278p=60°. /H20849b/H20850The dependence
ofPon/H9258pfor/H9278p=0 and Jdc=0.08 A //H9262m2.043908-5 He et al. J. Appl. Phys. 105 , 043908 /H208492009 /H20850
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128.135.12.127 On: Thu, 02 Oct 2014 10:47:16and discuss the influence of the dc current and the pinned
magnetization on the power. With the dc current density andthe pinned magnetization taking certain values, the powerdensity may reach an extremum. By selecting the currentdensity and the direction of the pinned magnetization, wecan acquire the most energy pumping from the current to thefree layer. This is useful for improving the efficiency ofcurrent-driven microwave oscillation and current-inducedmagnetization reversal.
ACKNOWLEDGMENTS
This work was supported by the NSF of China under
Grants Nos. 10747128 and 10804028 and the 985 project ofHunan University. Z.D.L. was supported by NSF of Chinaunder Grant No. 10874038, by NSF of Hebei Province underGrant Nos. A2007000006.
APPENDIX: LINEARIZATION OF THE EQUATION OF
MOTION IN THE SPHERICAL COORDINATES
Taking derivative with respect to time in the two sides of
Eq. /H208492/H20850,w eg e t
/H208491+/H92512/H20850d2/H9278
dt2=−/H9253/H20875/H20849HKcos/H9274cos2/H9278+4/H9266Mscos/H9274/H20850d/H9274
dt
+HK/H20849/H9251cos 2/H9278− sin/H9274sin 2/H9278/H20850d/H9278
dt/H20876
+/H9253aJ/H20875/H20849−/H9251/H90211sec/H9274+/H90212tan/H9274/H20850sec/H9274d/H9274
dt
+/H20849/H90211sec/H9274+/H9251/H90212tan/H9274/H20850d/H9278
dt/H20876/H9253daJ
dt
/H11003/H20851−/H9251/H90211tan/H9274+/H90212sec/H9274+/H9251mpz/H20852, /H208499/H20850
where
/H90211=mpxcos/H9278+mpysin/H9278,
/H90212=mpxsin/H9278−mpycos/H9278.
In the following calculations, we insert /H9278=/H9278eq+/H9254/H9278into
Eq. /H208499/H20850and expand every term in Eqs. /H208492/H20850,/H208493/H20850, and /H208499/H20850up to
linear terms in /H9254/H9278,/H9274, and Jac. Then, we obtain three linear
equations about termsd/H9274
dt,d/H9254/H9278
dt, andd2/H9254/H9278
dt2, respectively. Re-
moving the variables /H9274andd/H9274
dtin the equation withd2/H9254/H9278
dt2by
use of the other two equations, we get Eq. /H208494/H20850and the damp-
ing constant /H9252, the nature angular frequency /H92750, and the
driving force fare given as follows:
/H9252=/H9253
2/H208491+/H92512/H20850/H20875A/H11032+B/H11032+C/H11032
A2/H20849AD+2A/H11032D/H11032/H20850/H20876, /H2084910/H20850
/H92750=/H9253
1+/H92512/H20875AB+A/H11032B/H11032−C
A/H20849AD+A/H11032D/H11032/H20850+C/H11032
A/H20849BD /H11032
+B/H11032D/H20850+2A/H11032B/H11032C/H11032D/H11032
A2/H208761/2
, /H2084911/H20850f=/H9253aac
1+/H92512/H20849fR+ifI/H20850, /H2084912/H20850
where
fR=/H9253
1+/H92512/H20875A/H11032E/H11032−AE+C/H11032
A/H20849DE /H11032−D/H11032E/H20850−2A/H11032C/H11032D/H11032E/H11032
A2
+AD+A/H11032D/H11032
A/H20849/H9251Z2+mpzGE /H11032/H20850/H20876,
fI=/H9275/H208731+D/H11032
AmpzG/H20874E/H11032.
The parameters in the above equations are written as
A=/H208494/H9266Ms+HKcos2/H9278eq/H20850+adc/H20851/H9251Z2+mpz/H20849Z1
+/H9251mpz/H20850G/H20852,
A/H11032=/H9251/H208494/H9266Ms+HKcos2/H9278eq/H20850−adc/H20851Z2−mpz/H20849/H9251Z1
−mpz/H20850G/H20852,
B=HKcos 2/H9278eq+adc/H20851/H9251Z2+Z1/H20849/H9251Z1−mpz/H20850G/H20852,
B/H11032=/H9251HKcos 2/H9278eq−adc/H20851Z2+Z1/H20849Z1+/H9251mpz/H20850G/H20852,
C=HKsin 2/H9278eq+adc/H20851/H9251Z1−Z2/H20849/H9251Z1+mpz/H20850G
−2Z1mpz/H20849Z1+/H9251mpz/H20850G2/H20852,
C/H11032=adc/H20851Z1+Z2/H20849Z1+3/H9251mpz/H20850G+2mpz2/H20849Z1+/H9251mpz/H20850G2/H20852,
D=HK
2sin 2/H9278eq+adcE,D/H11032=HK
2sin 2/H9278eq−adcE/H11032,
E=/H9251Z1−mpz,E/H11032=Z1+/H9251mpz,
where Z1=mpxsin/H9278eq−mpycos/H9278eq, Z2=mpxcos/H9278eq
+mpysin/H9278eq,adc/H20849ac/H20850=/H208512/H6036//H20849eM st/H20850/H20852/H20851P3/2G//H208491+P/H208503/H20852Jdc/H20849ac/H20850, and
G=/H208491+P/H208503//H20851−16P3/2+/H208491+P/H208503/H208493+Z2/H20850/H20852.
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128.135.12.127 On: Thu, 02 Oct 2014 10:47:16 |
1.1522421.pdf | REVIEWS OF ACOUSTICAL PATENTS
Lloyd Rice
11222 Flatiron Drive, Lafayette, Colorado 80026
The purpose of these acoustical patent reviews is to provide enough information for a Journal reader to
decide whether to seek more information from the patent itself.Any opinions expressed here are those of
reviewers as individuals and are not legal opinions. Printed copies of United States Patents may be
ordered at $3.00 each from the Commissioner of Patents and Trademarks, Washington, DC 20231.
Patents are available via the Internet at http://www.uspto.gov.
Reviewers for this issue:
GEORGE L. AUGSPURGER, Perception, Incorporated, Box 39536, Los Angeles, California 90039
MARK KAHRS, Department of Electrical Engineering, University of Pittsburgh, Pittsburgh, Pennsylvania 15261
DAVID PREVES, Micro-Tech Hearing Instruments, 3500 Holly Lane No., Suite 10, Plymouth, Minnesota 55447
DANIEL R. RAICHEL, 2727 Moore Lane, Fort Collins, Colorado 80526
KEVIN P. SHEPHERD, Mail Stop 463, NASA Langley Research Center, Hampton, Virginia 23681
WILLIAM THOMPSON, JR., Pennsylvania State University, University Park, Pennsylvania 16802
ROBERT C. WAAG, Department of Electrical and Computer Engineering, Univ. of Rochester, Rochester, New York 14627
6,386,755
43.28.Vd ACOUSTIC PYROMETER
Dean E. Draxton et al., assignors to Combustion Specialists,
Incorporated
14 May 2002 Class 374 Õ117; filed 5 January 2000
In a coal-fired boiler, pendant tubes 38may occupy a space more than
50 ft across. Slag accumulates on the tubes and must be removed periodi-cally using blasts of steam. However, the cleaning process introduces addi-tional corrosion and should be performed no more often than necessary. Forvarious technical reasons discussed in the patent, accurate measurements of
gas temperature can facilitate more efficient operation of the boiler and alsodetermine when cleaning is required. The invention includes a generator ofpulsed acoustic signals 55and one or more receivers 60.Asignal processing
system filters out background noise and then calculates temperature as afunction of transit time.—GLA5,822,272
43.30.Gv CONCENTRIC FLUID ACOUSTIC
TRANSPONDER
Donald E. Ream, Jr., assignor to the United States of America as
represented by the Secretary of the Navy
13 October 1998 Class 367 Õ2; filed 13 August 1997
A passive acoustic transponder consists of two concentric thin-walled
spherical shells. The region interior to the inner sphere and the annularregion between them are each filled with different refracting fluids. Throughthe choice of these fluids, the sphere sizes, the shell materials, and wallthicknesses, it is possible to realize transponders with a wide variety offrequency responses and target strengths.—WT
5,877,460
43.30.Jx DEVICE FOR TALKING UNDERWATER
Ritchie C. Stachowski, Moraga, California
2 March 1999 Class 181 Õ127; filed 16 September 1997
A more or less horn-shaped structure made of a rigid plastic has a
smaller open end with an elastomeric mouth fitting for forming a water-tightseal around a user’s mouth while the larger end is sealed with a thin dia-phragm, which could be the same material as the rest of the horn. The sidesof the horn’s body contain one-way blow valves for releasing the user’sexhausted air in the form of small bubbles. When one speaks, while under-water, the thin diaphragm is set into vibrations which reradiate the soundsinto the water. The small released air bubbles allegedly do not radiate muchinterfering noise.—WT
6,366,534
43.30.Lz UNDERWATER HIGH ENERGY ACOUSTIC
COMMUNICATIONS DEVICE
Robert Woodall and Felipe Garcia, assignors to the United States
of America as represented by the Secretary of the Navy
2 April 2002 Class 367 Õ145; filed 2 April 2001
Two metal spherical shells are held in concentric spaced-apart posi-
tions by a large number of radially oriented springs. The space interior toboth spheres may be filled with pressurized gas or liquid. The inner surfaceof the outer sphere supports many explosive devices consisting of a squib, aSOUNDINGS
2507 J. Acoust. Soc. Am. 112(6), December 2002 0001-4966/2002/112(6)/2507/20/$19.00 © 2002 Acoustical Society of America
Redistribution subject to ASA license or copyright; see http://acousticalsociety.org/content/terms. Download to IP: 158.42.28.33 On: Tue, 02 Dec 2014 12:51:40radially oriented tube, and a projectile such as a small metal sphere. Firing
signals from a micro-controller detonate selected sets of the squibs in pre-programmed sequences thereby launching the projectiles to strike the innersphere. The resulting vibrations of this shell subsequently radiate high-level,broadband, acoustic signals into the surrounding acoustic medium. An aux-iliary hydrophone on the assembly allows a remote source to communicate
with the micro-controller, thereby varying the firing signals to produce acoded acoustic signal.—WT
6,396,770
43.30.Nb STEERABLE THERMOACOUSTIC ARRAY
Charles A. Carey et al., assignors to BAE Systems Information
and Electronic Systems Integration Incorporated
28 May 2002 Class 367 Õ141; filed 28 June 1982
To provide communication between an airplane and a submerged sub-
marine ~or some other submerged hydrophone system !, a modulated laser
beam ~or particle beam !is radiated from the airplane towards the surface of
the ocean and moved across that surface at a speed equal to the speed ofsound in water divided by the sine of the incident angle.The beam of energyincrementally heats the water causing thermal expansion or explosive va-porization, either of which effects create a sound wave in the water.—WT
6,377,514
43.30.Tg ACOUSTIC LENS-BASED SWIMMER’S
SONAR
Thomas E. Linnenbrink et al., assignors to Q-Dot, Incorporated
23 April 2002 Class 367 Õ11; filed 6 April 2000
A hand-held diver’s ultrasonic imaging system consists of a two-
dimensional grid array of identical acoustical video converter elements.Each of these elements consists of a set of polymethylpentene acousticlenses, a multi-element focal plane transducer array fashioned from 1–3composite piezoceramic, and associated electronics to drive a VGA displaymounted in the diver’s mask in C-scan format. The transducer array is usedin both transmit and receive modes. The whole sonar unit, with the excep-tion of the battery pack strapped to the swimmer, is housed in a cylindricalcan 6.7 in. in diameter by 15 in. long.—WT
6,377,515
43.30.Vh SYNCHRONIZED SONAR
Robert W. Healey, assignor to Brunswick Corporation
23 April 2002 Class 367 Õ88; filed 4 August 2000
An electronic control system is described which can interconnect a
number of closely spaced identical sonars, such as fish-finders or depth-finders, and allow them to be energized simultaneously so that all of theunits are listening for the echo at the same time. This will presumablyreduce cross-unit interference. Alternatively, the many sonars are electroni-cally interconnected and energized in a predetermined temporal manner,designed so that again the sonars do not interfere with each other.—WT6,349,791
43.30.Wi SUBMARINE BOW DOME ACOUSTIC
SENSOR ASSEMBLY
Daniel M. Glenning and Bruce E. Sandman, assignors to the
United States of America as represented by the Secretary of theNavy
26 February 2002 Class 181 Õ140; filed 3 April 2000
A submarine bow dome acoustic sensor comprises an acoustically
transparent outer hull 10and an inner pressure hull 12that define a free-
flooded compartment 14. Within this compartment, an acoustic panel 16,
which may be planar ~as shown !or hemispherical, with an optically reflect-
ing surface 20, is mounted on acoustically isolating supports 18. The panel
is fashioned of a relatively stiff plastic or aluminum. A laser scanner 22~or
possibly a number of such scanners !, also mounted in the free-flooded com-
partment 14, casts a laser beam 24onto the surface 20. This beam ~or
beams !can be moved rapidly over portions of surface 20. Sensor26, which
may be mounted on each scanner housing as indicated, receives the reflec-tions of the laser beam 24from panel surface 20. Doppler shifts of these
reflected light waves, because of vibrations of panel 16caused by a noise
generating or reflecting object in the surrounding acoustic medium, provideinformation for the calculation of the location and speed of that object. Anarray of acoustic sources 28permits an active mode of operation of this
vibrometer-sensor system.—WT
6,370,084
43.30.Xm ACOUSTIC VECTOR SENSOR
Benjamin A. Cray, assignor to the United States of America as
represented by the Secretary of the Navy
9 April 2002 Class 367 Õ141; filed 25 July 2001
An acoustic vector sensor is realized by encasing a commercially
available tri-axial accelerometer within a sphere of syntactic foam of suffi-cient size to render the whole structure neutrally buoyant. This, in turn, issurrounded by a thin spherical shell of viscoelastic rubber which is acous-tically transparent yet isolates the accelerometer from structure-borne soundthat may enter through any attachment points.—WTSOUNDINGS
2508 J. Acoust. Soc. Am., Vol. 112, No. 6, December 2002 Reviews of Acoustical Patents
Redistribution subject to ASA license or copyright; see http://acousticalsociety.org/content/terms. Download to IP: 158.42.28.33 On: Tue, 02 Dec 2014 12:51:405,822,271
43.30.Yj SUBMARINE PORTABLE VERY LOW
FREQUENCY ACOUSTIC AUGMENTATION SYSTEM
Richard M. Ead and Robert L. Pendleton, assignors to the United
States of America as represented by the Secretary of the Navy
13 October 1998 Class 367 Õ1; filed 1 April 1998
To augment the acoustic signature of a submarine or to duplicate the
signatures of other submarines for training purposes, a mobile target very-low-frequency projector is suitably mounted within a dedicated torpedoshell which is then positioned within the flooded torpedo tube of any sub-marine. Control and power are provided from the submarine to the device.The device operates wholly within the torpedo tube and does not need to belaunched.—WT
5,859,812
43.30.Yj SELF POWERED UNDERWATER
ACOUSTIC ARRAY
Michael J. Sullivan et al., assignors to the United States of
America as represented by the Secretary of the Navy
12 January 1999 Class 367 Õ130; filed 14 October 1997
A housing, to which a line array of sensors is attached, contains a
shrouded impeller and a shielded electric generator. As the assembly istowed through the water, enough electric power is generated locally to sup-ply the needs of the sensor electronics without having to plumb electricpower down from the tow ship. This significantly reduces the size of thetowing cable and electromagnetic interference problems associated withhigh power levels on long cables. Data transmission from the sensors backto the tow ship is via a fiber optic cable in the tow cable.—WT
5,878,000
43.30.Yj ISOLATED SENSING DEVICE HAVING AN
ISOLATION HOUSING
Neil J. Dubois, assignor to the United States of America as
represented by the Secretary of the Navy
2 March 1999 Class 367 Õ188; filed 1 October 1997
A‘‘windscreen’’to isolate a hydrophone from flow noise consists of a
more or less cylindrically shaped two-part housing made of an acousticallytransparent material such as PVC. The base part of the housing is perma-nently attached to the host structure, e.g., a naval vessel. The cap portion ofthe housing features a number of holes to allow for free-flooding of theinterior and for gas bubbles to escape, as well as containing a number ofresilient elements, such as rubber bands, to suspend and vibration isolate thehydrophone within that free-flooded but sealed cavity.—WT
6,370,085
43.30.Yj EXTENDABLE HULL-MOUNTED SONAR
SYSTEM
Jonathan Finkle et al., assignors to the United States of America
as represented by the Secretary of the Navy
9 April 2002 Class 367 Õ173; filed 3 August 2001
Asystem is described to deploy one or more arrays of sonar transduc-
ers~and other sensors !away from the hull of a submarine while it is in
motion thereby increasing their effective aperture. This is accomplished viaa set of support arms that extend radially outward from an attachment pointat the bow of the hull much like the ribs of an umbrella. These arms are
positioned in an approximately equispaced circumferential arrangementaround the hull.The transducers, either sources or receivers, can be mountedon these arms, or extend between the arms, or be located between the armsand the hull on auxiliary supports, or there could be towed line arraysattached to the ends of the arms. This system of arms and transducer arraysfolds into longitudinal grooves on the hull during high-speed transit of thesubmarine to reduce self-noise.—WT
6,377,516
43.30.Yj ULTRASONIC TRANSDUCER WITH LOW
CAVITATION
John Whiteside and Craig Mehan, assignors to Garmin
Corporation
23 April 2002 Class 367 Õ173; filed 8 December 2000
An ultrasonic sonar transducer, such as used with a depth-finder or
fish-finder system, is described. The sonar includes a conventional trans-ducer element 12in housing 14designed for mounting on a ship’s hull. The
bottom face 34of the housing is curved such that no major portion of it is
parallel to the active face of the transducer element 12. The front end of the
housing is raised relative to the rear, creating a positive angle of attackrelative to the direction of water flow. This produces a pressure gradientover the bottom face which promotes laminar flow, thereby reducing thenoise associated with turbulence and cavitation.—WT
6,404,701
43.30.Yj ENCAPSULATED VOLUMETRIC
ACOUSTIC ARRAY IN THE SHAPE OF A TOWEDBODY
Thomas R. Stottlemyer, assignor to the United States of America
as represented by the Secretary of the Navy
11 June 2002 Class 367 Õ20; filed 16 July 2001
The central, cylindrical portion of a towed underwater body is envi-
sioned to contain a set of electroacoustic transducers encapsulated in a solidcasting of polyurethane which both prevents water intrusion into the trans-ducer elements and allegedly increases the cavitation threshold, thereby al-lowing the array of transducers to be driven to a greater acousticintensity.—WTSOUNDINGS
2509 J. Acoust. Soc. Am., Vol. 112, No. 6, December 2002 Reviews of Acoustical Patents
Redistribution subject to ASA license or copyright; see http://acousticalsociety.org/content/terms. Download to IP: 158.42.28.33 On: Tue, 02 Dec 2014 12:51:406,400,645
43.30.Yj SONOBUOY APPARATUS
Bruce W. Travor, assignor to the United States of America as
represented by the Secretary of the Navy
4 June 2002 Class 367 Õ4; filed 11 October 2001
A sonobuoy apparatus, sized to fit into a standard canister, includes a
set of telescopic arms 34which elongate as the weighted canister 20and
weighted acoustic projector unit 40both fall downward. Hinge arrange-
ments36at the upper ends of each of the telescopic arms cause the arms to
rotate to a near-horizontal orientation after the canister falls away. These
deployed arms support hydrophones ~not shown !at various positions along
the arms and also along tension lines stretched between the arms at theirouter ends. Surface flotation unit 50houses the transmitter/receiver equip-
ment and antenna 51while28damps vertical motion of the assembly.—WT
5,884,650
43.35.Ei SUPPRESSING CAVITATION IN A
HYDRAULIC COMPONENT
Anthony A. Ruffa, assignor to the United States of America as
represented by the Secretary of the Navy
23 March 1999 Class 137 Õ13; filed 26 February 1997
It is suggested that the cavitation threshold in some flow region can be
raised through the use of an acoustic transducer that radiates an acousticfield into the flow region thereby increasing the ambient pressure. There is
no discussion of what happens during the half of the cycle in which thatradiated acoustic pressure field subtracts from the ambient pressure.—WT
6,396,484
43.35.Pt ADAPTIVE FREQUENCY TOUCHSCREEN
CONTROLLER USING INTERMEDIATE-FREQUENCY SIGNAL PROCESSING
Robert Adler et al., assignors to Elo Touchsystems, Incorporated
28 May 2002 Class 345 Õ177; filed 29 September 1999
This controller is intended for an acoustic touchscreen in which acous-
tic or ultrasonic waves are generated and directionally propagated across thetouchscreen surface utilizing the phenomena of surface acoustic waves. Thecontroller can either utilize look-up tables to achieve the desired outputfrequency or it can use a multi-step process in which it first determines thefrequency requirements of the touchscreen and then adjusts the burst fre-quency characteristics, the receiver circuit center frequency, or both, in ac-cordance with the touchscreen requirements. In one embodiment, the adap-tive controller compensates for global mismatch errors through a digitalmultiplier that modifies the output of a crystal reference oscillator. In an-other embodiment, a digital signal processor provides corrections based onstored values that compensate for both global and local signal variations.—DRR
5,900,533
43.35.Sx SYSTEM AND METHOD FOR ISOTOPE
RATIO ANALYSIS AND GAS DETECTIONBY PHOTOACOUSTICS
Mau-Song Chou, assignor to TRW Incorporated
4 May 1999 Class 73Õ24.01; filed 3 August 1995
The system includes a tunable laser that is directed into a sample at
energy levels sufficient to generate detectable acoustic emissions. A micro-phone detects these emissions for processing and analysis.—WT
6,404,536
43.35.Sx POLARIZATION INDEPENDENT TUNABLE
ACOUSTO-OPTICAL FILTER AND THEMETHOD OF THE SAME
Eric Gung-Hwa Lean et al., assignors to Industrial Technology
Research Institute
11 June 2002 Class 359 Õ308; filed in Taiwan, Province of China
30 December 2000
In this filter, input light is diffracted into two light beams, one affected
by acoustic waves and the other not.Apolarization beam displacer/combineris employed to separate the input light beam into two orthogonal beams.Several acousto-optical polarized rotators are used to rotate the polarizationof a particular light wavelength by 90 degrees. The two beams are properlycombined to form orthogonal beams.—DRR
6,391,020
43.35.Ty PHOTODISRUPTIVE LASER NUCLEATION
AND ULTRASONICALLY-DRIVEN CAVITATIONOF TISSUES AND MATERIALS
Ron Kurtz et al., assignors to The Regents of the University of
Michigan
21 May 2002 Class 606 Õ2; filed 6 October 1999
This apparatus creates a cavitation nucleus in a target material by
focusing optical radiation, in the form of a short pulse laser beam, at aSOUNDINGS
2510 J. Acoust. Soc. Am., Vol. 112, No. 6, December 2002 Reviews of Acoustical Patents
Redistribution subject to ASA license or copyright; see http://acousticalsociety.org/content/terms. Download to IP: 158.42.28.33 On: Tue, 02 Dec 2014 12:51:40portion of the material and then causing mechanical disruption in another
portion of the materials adjacent to the cavitation nucleus by subjecting the
cavitation nucleus to ultrasound waves.—DRR
6,392,540
43.35.Ty NON-AUDITORY SOUND DETECTION
SYSTEM
Mary E. Brown, Rochester, New York
21 May 2002 Class 340 Õ540; filed 4 May 2000
This is a device for converting sound into nonauditory signals to alert
a user to the presence of a predetermined sound. The system consists of amain control unit and a transceiver. The transceiver is used to transmit anactivation signal upon receiving the predetermined sound. A remote assem-bly contains an attachment device which can be worn by the user and cangenerate a nonauditory signal ~such as a flash of light !.—DRR
6,390,979
43.35.Yb NONINVASIVE TRANSCRANIAL
DOPPLER ULTRASOUND COMPUTERIZEDMENTAL PERFORMANCE TESTING SYSTEM
Philip Chidi Njemanze, Owerri IMO, Nigeria
21 May 2002 Class 600 Õ438; filed 24 August 2001
The device purports to determine the mental performance capacity of a
human subject for performing a given task by measuring the subject’s base-line blood flow velocity in cerebral arteries using a transcranial Dopplerultrasound instrument. Two probes are placed on the temples and the later-ality index for both arteries is calculated. A computer is used to presentmental tasks on a monitor while simultaneously monitoring in real-time themean blood flow velocity during each stage of the task. The acquired data isprocessed to yield mental performance indices that may be relayed via cel-lular telephony to a remote computer or mission control.—DRR6,390,982
43.35.Yb ULTRASONIC GUIDANCE OF TARGET
STRUCTURESFORMEDICALPROCEDURES
Frank M. Bova, Gainesville, Florida et al.
21 May 2002 Class 600 Õ443; filed 21 July 2000
The system described in this patent combines an ultrasound probe with
both passive and active infrared tracking systems to provide a real timeimage display of the entire region of interest. This is done without probemovement. Real time tracking of the target region permits physiological
gating and probe placement during image acquisition so that all externaldisplacements introduced by the probe can be monitored during the time oftreatment. The system may be used in the surgical arena for image guidanceduring radiation therapy and surgery.—DRR
6,390,983
43.35.Yb METHOD AND APPARATUS FOR
AUTOMATIC MUTING OF DOPPLER NOISEINDUCED BY ULTRASOUND PROBE MOTION
Larry Y. L. Mo and Dean W. Brouwer, assignors to GE Medical
Systems Global Technology Company, LLC
21 May 2002 Class 600 Õ453; filed 7 September 2000
The device monitors the blood vessel wall signal input to a spectral
Doppler processor to check for clutter induced by probe motion. The clutteris typically of higher frequency than that due to normal vessel wall motion.Threshold logic is applied to check for energy within a frequency bandgreater than the normal wall signal frequencies. If significant energy abovesome ‘‘rattle’’ threshold is detected for a predefined time interval, the Dop-pler audio is automatically muted.This can be effected at one or more pointswithin the Doppler audio signal path in a conventional scanner. If the rat-tling clutter is no longer detected, the Doppler audio is reactivated orramped up smoothly.—DRR
6,398,732
43.35.Yb ACOUSTIC BORDER DETECTION USING
POWER MODULATION
George A. Brock-Fisher and David M. Prater, assignors to
Koninklijke Philips Electronics, N.V.
4 June 2002 Class 600 Õ443; filed 11 February 2000
The described method entails the control of an ultrasound system to
identify a boundary between a tissue region and a blood-filled region thatlies within a region of interest ~ROI!. A contrast agent is initially adminis-
tered to the ROI and then ultrasound beams are transmitted at differentpower levels into the ROI. Signal returns from the beams are processed todetermine a phase difference. It is claimed that under certain circumstancesa phase change in echo returns occurs at the boundary between tissue andSOUNDINGS
2511 J. Acoust. Soc. Am., Vol. 112, No. 6, December 2002 Reviews of Acoustical Patents
Redistribution subject to ASA license or copyright; see http://acousticalsociety.org/content/terms. Download to IP: 158.42.28.33 On: Tue, 02 Dec 2014 12:51:40blood-containing contrast agent. Detection of the phase change provides for
precise identification of the boundary on the basis of the time interval inwhich the phase change is detected.—DRR
6,398,736
43.35.Yb PARAMETRIC IMAGING ULTRASOUND
CATHETER
James B. Seward, assignor to Mayo Foundation for Medical
Education and Research
4 June 2002 Class 600 Õ466; filed 20 October 1999
The subject device provides parametric images of a surrounding in-
sonated environment. Parametric imaging is defined as the imaging of quan-tifiable ‘‘parameters’’ for visible two-, three-, four-, or nonvisible, higher-dimensional, temporal physiological events. Visible motion is a fourth-dimensional event and includes surrogate features of cardiac muscularcontraction, wall motion, valve leaflet motion, etc. Nonvisible motion is ahigher-dimensional event that encompasses slow nonvisible occurrences~e.g., remodeling, transformation, aging, healing, etc. !or fast nonvisible
events ~i.e., heat, electricity, strain, compliance, perfusion, etc. !. An ultra-
sound catheter with parametric imaging capability can obtain dynamic digi-tal or digitized information from the surrounding environment and displayinformation features or quanta as static or dynamic geometric figures fromwhich discrete or gross quantifiable information can be obtained.—DRR
5,756,898
43.35.Zc PASSIVE ACOUSTIC METHOD OF
MEASURING THE EFFECTIVE INTERNALDIAMETER OF A PIPE CONTAINING FLOWINGFLUIDS
Victor Diatschenko et al., assignors to Texaco Incorporated
26 May 1998 Class 73Õ592; filed 27 June 1994
A change in the internal diameter of a pipe, whether it is decreased
because of the accumulation of nonflowing material or increased because ofcorrosion or erosion, is detected by observing a shift in the characteristicfrequency of the pipe. The measuring system is entirely passive in that itrequires only that vibrations of the pipe be excited by the noise generated bythe flow within the pipe. Furthermore, because the diameter measurement isnot based on acoustic signal transit time, the present system is not dependenton the assumption of uniform flow conditions within the pipe.—WT
6,371,095
43.35.Zc ULTRASOUND WHISTLES FOR INTERNAL
COMBUSTION ENGINE
Walter E. Sacarto, Denver, Colorado
16 April 2002 Class 123 Õ590; filed 21 August 2000
Ultrasonic whistles are proposed to improve the mixing of air and fuel
prior to ignition in an internal combustion engine. They may be placed in acylinder head, around a valve stem, or in a carburetor. Various whistle de-signs are described.—KPS
6,402,769
43.38.Ar TORSIONAL ULTRASOUND HANDPIECE
Mikhail Boukhny, assignor to Alcon Universal Limited
11 June 2002 Class 606 Õ169; filed 21 January 2000
This handpiece design features a set of piezoelectric elements con-
structed of segments capable of both longitudinal and torsional motion. Anappropriate ultrasound driver drives the set of elements at their respectiveresonant frequencies to produce longitudinal and torsional oscillations.—DRR6,332,029
43.38.Bs ACOUSTIC DEVICE
Henry Firouz Azima et al., assignors to New Transducers Limited
18 December 2001 Class 381 Õ152; filed in the United Kingdom 2
September 1995
This is another in a long line of recent NXT patents. This particular
issue delineates 48 pages of examples of vibratory panels in ceilings, easels,pianos, vending machines, and more. The patent does not discuss any of themore substantive issues such as shaker placement, panel construction, etc.These are discussed in British Patent 235008 ~or European Patent
1068770 !.—MK
6,399,870
43.38.Bs MUSICAL INSTRUMENTS
INCORPORATING LOUDSPEAKERS
Henry Azima et al., assignors to New Transducers Limited
4 June 2002 Class 84Õ744; filed in the United Kingdom 2 Septem-
ber 1995
This is another NXT patent. Place a vibration panel on the back of an
electronic musical instrument. Evidently, they forgot to include this appli-cation in their application compendium ~United States Patent 6,332,029,
reviewed above !.—MK
5,898,642
43.38.Fx SONAR ANTENNA
Jean-Marie Wagner, assignor to Etat Francais represente par le
Delegue General pour l’Armement
27 April 1999 Class 367 Õ158; filed in France 28 September 1995
Normally a planar array of Tonpilz-type sonar transducers is realized
by first making individual transducers and then bonding or otherwise attach-ing them in a grid arrangement to an acoustically transparent elastomericmaterial layer which constitutes the acoustic window. Here it is proposed tofirst bond to the acoustic window layer a continuous layer of material of thesize and shape that represents the ensemble of head masses of the entirearray. The head mass layer has a set of predrilled and tapped holes corre-sponding to the positions of the stress bolts of the set ofTonpilz transducers.Then the head mass layer is cut into a series of orthogonal grooves ~groove
depths equal to head mass layer thickness and spacings equal to head massdimensions !to produce a grid arrangement of individual head masses. The
remainder of each of the Tonpilz transducers is then assembled onto theseseparate but spatially arranged head masses in standard fashion.—WT
6,386,041
43.38.Fx STEP COUNTING DEVICE
INCORPORATING VIBRATION DETECTINGMECHANISM
David Yang, Taipei, Taiwan, Province of China
14 May 2002 Class 73Õ651; filed 1 February 2000
Those who choose walking for excercise often use a pedometer to
keep track of the distance covered, or more accurately the number of stepstaken. The invention is a small, self-contained step-counting device that canbe attached to shoes or clothing. A piezoelectric transducer detects vibra-tions which are then analyzed, counted, and displayed.—GLASOUNDINGS
2512 J. Acoust. Soc. Am., Vol. 112, No. 6, December 2002 Reviews of Acoustical Patents
Redistribution subject to ASA license or copyright; see http://acousticalsociety.org/content/terms. Download to IP: 158.42.28.33 On: Tue, 02 Dec 2014 12:51:406,362,726
43.38.Ja SOUNDER DEVICE WHICH DEFLECTS
SOUND AWAY FROM A HOUSING
Kieron Chapman, assignor to Fulleon Limited
26 March 2002 Class 340 Õ384.7; filed in the European Patent
Office 27 February 1997
An acoustical alarm device comprises a base member 1for mounting
against a ceiling 2~the figure is drawn inverted !that supports a sounder
plate1awhich is generally of concave shape. The transducer 7and its
housing4are displaced from the sounder plate by a series of spacers 9
creating gap 8. Sound radiated by 7is reflected off the sounder plate 1a
outwardly through gap 8. Central channel 3permits the routing of electrical
cables to auxiliary detectors and/or lights indicated schematically by dashedlines11.T a g12indicates an electronics module mounted within housing 4.
An alleged advantage of this design is that both the transducer module andthe electronics module can be encapsulated simultaneously as opposed toprior art designs that required separate encapsulations.—WT
6,377,696
43.38.Ja LOUDSPEAKER SYSTEMS
Stuart Michael Nevill, assignor to B & W Loudspeakers Limited
23April 2002 Class 381 Õ345; filed in the United Kingdom 2 May
1997
The intent, as in some transmission line loudspeaker designs, is to
completely absorb rear radiation from speaker 28without introducing acous-
tic resonances or excessive cone damping. Those readers familiar with
1970s speaker systems will find that the patent document—text, illustra-tions, and claims—almost perfectly describes the Webb transmission linesystem featured in ‘‘Audio Amateur Loudspeaker Projects, 1970–1979.’’—GLA6,381,334
43.38.Ja SERIES-CONFIGURED CROSSOVER
NETWORK FOR ELECTRO-ACOUSTICLOUDSPEAKERS
Eric Alexander, South Ogden, Utah
30 April 2002 Class 381 Õ99; filed 23 February 1999
With resistive loads, series and parallel frequency dividing networks
perform equally well. With reactive loudspeaker loads, the series networkhas the annoying property of altering the high-frequency filter in response tothe woofer’s changing impedance. Prior art also includes at least one
speaker-level constant-voltage network in whicha relatively highimpedancetweeter was bridged across the inductor of a second-order low-pass section.The patent describes a number of configurations that seem to make use of alittle of each.—GLA
6,381,337
43.38.Ja SOUND REPRODUCTION DEVICE OR
MICROPHONE
Marc Adam Greenberg, assignor to Floating Sounds Limited
30 April 2002 Class 381 Õ345; filed in the United Kingdom 9 De-
cember 1995
From time to time inventors come up with the idea of pumping air in
andoutofaballoontoreproducesound.Inthiscase,however,thesurfaceof
an inflatable balloon is mechanically driven at two or more points. Theconfiguration can also be used as a microphone.—GLA
6,384,550
43.38.Ja SPEAKER AND DRIVE DEVICE
THEREFOR
Hideaki Miyakawa et al., assignors to Canon Kabushiki Kaisha
7 May 2002 Class 318 Õ116; filed in Japan 6 September 1994
One might guess that this circuit is intended to drive a digital loud-
speaker. Not quite. It drives a supersonic vibration wave motor, which inSOUNDINGS
2513 J. Acoust. Soc. Am., Vol. 112, No. 6, December 2002 Reviews of Acoustical Patents
Redistribution subject to ASA license or copyright; see http://acousticalsociety.org/content/terms. Download to IP: 158.42.28.33 On: Tue, 02 Dec 2014 12:51:40turn drives a loudspeaker cone. The patent teaches us that since such a wave
motor has relatively high mass and substantial friction, ‘‘...no resonancephenomenon takes place.’’ Moreover, since the wave motor generates noback emf, it follows that ‘‘...no group delay phenomenon takes place.’’Theconcept of minimum-phase response seems to have eluded the fourinventors.—GLA
6,385,324
43.38.Ja BROADBAND LOUDSPEAKER
Karl Heinz Ko ¨ppen, assignor to Sorus Audio AG
7 May 2002 Class 381 Õ336; filed in Germany 17 March 1997
It is certainly not unusual to see loudspeakers mounted on convex
spherical surfaces. The novel feature of this design is 45-degree rear deflec-
tion plane 9. We are told that reflected waves must pass several times
through internal damping material and, as a result, axial standing wavescannot develop.—GLA
6,389,144
43.38.Ja SOUND FIELD EQUALIZING APPARATUS
FOR SPEAKER SYSTEM
Deog Jin Lee, assignor to LG Electronics Incorporated
14 May 2002 Class 381 Õ340; filed in the Republic of Korea 29
July 1997
In the 1940s, Altec-Lansing patented a loudspeaker design in which a
little multicell horn was mounted in front of a loudspeaker. This invention
eliminates the cells.—GLA
6,389,146
43.38.Ja ACOUSTICALLY ASYMMETRIC
BANDPASS LOUDSPEAKER WITH MULTIPLEACOUSTIC FILTERS
James J. Croft III, assignor to American Technology Corporation
14 May 2002 Class 381 Õ345; filed 17 February 2000
In 1994, the bandpass configuration shown was thoroughly analyzed
and documented by JBL in an unpublished research project. However, thepatent includes one variant in which sealed chamber 21is quite large and
uncontrolled, such as the trunk cavity of an automobile. Another variant
includes an internal acoustic notch filter. Neither of these specific geometrieswas anticipated by the JBL study.—GLA
6,389,140
43.38.Kb CERAMIC PIEZOELECTRIC TYPE
MICROPHONE
Jose Wei, Hsin Tien City, Taipei, Taiwan, Province of China
14 May 2002 Class 381 Õ173; filed 30 November 1999
This patent describes a contact ~throat !microphone in which high-
density foam is used to conduct mechanical vibrations from the user’s skinto a piezoelectric transducer. With proper selection of the foam material andits thickness, the patent asserts that improved high-frequency fidelity can beachieved and background noise suppressed.—GLASOUNDINGS
2514 J. Acoust. Soc. Am., Vol. 112, No. 6, December 2002 Reviews of Acoustical Patents
Redistribution subject to ASA license or copyright; see http://acousticalsociety.org/content/terms. Download to IP: 158.42.28.33 On: Tue, 02 Dec 2014 12:51:406,363,156
43.38.Lc INTEGRATED COMMUNICATION SYSTEM
FOR A VEHICLE
Timothy S. Roddy, assignor to Lear Automotive Dearborn,
Incorporated
26 March 2002 Class 381 Õ86; filed 18 November 1998
Microphones are distributed within the passenger compartment of a
van so that passengers in the rear can communicate with those in the front.Furthermore, each passenger is also able to operate an on-board cell phoneand control the vehicle’s sound system.Adigital signal processor is used toreduce unwanted microphone signals and feedback.—KPS
6,377,862
43.38.Md METHOD FOR PROCESSING AND
REPRODUCING AUDIO SIGNAL
Hidetoshi Naruki and Shoji Ueno, assignors to Victor Company of
Japan, Limited
23 April 2002 Class 700 Õ94; filed in Japan 19 February 1997
ADVD has sufficient space to consider the addition of other informa-
tion about the stored tracks, specifically data concerning playback param-eters such as equalization and reverb.—MK
6,378,010
43.38.Md SYSTEM AND METHOD FOR
PROCESSING COMPRESSED AUDIO DATA
David Burks, assignor to Hewlett-Packard Company
23 April 2002 Class 710 Õ68; filed 10 August 1999
Filed in 1999, this patent proposes a very simple computer architecture
for a DSP system that compresses audio data on a CD-ROM. Even in 1989,this would have been starkly obvious.—MK
6,392,133
43.38.Md AUTOMATIC SOUNDTRACK GENERATOR
Alain Georges, assignor to dBtech SARL
21 May 2002 Class 84Õ609; filed 17 October 2000
This conceptual patent uses two pages and three claims to propose
mixing an external audio track with an existing video track. Owing to thebrevity, nothing close to real is described.—MK
6,392,576
43.38.Md MULTIPLIERLESS INTERPOLATOR FOR
A DELTA-SIGMA DIGITAL TO ANALOGCONVERTER
Gerald Wilson and Robert S. Green, assignors to Sonic
Innovations, Incorporated
21 May 2002 Class 341 Õ143; filed 21 August 2001
Delta sigma converters use oversampling to achieve high SNR. How-
ever, there is a tradeoff between the oversampling rate and the processingspeed required in the DSP circuitry. The inventors propose using interpola-tion and decimation combined with a zero-order hold and a lattice filterdesign. The lattice filter implementation is noteworthy for using shifts andadds to avoid multiplication. The patent writing is clear and concise.—MK6,393,401
43.38.Md PICTURE DISPLAY DEVICE WITH
ASSOCIATED AUDIO MESSAGE
Alan R. Loudermilk and Wayne D. Jung, assignors to LJ
Laboratories, L.L.C.
21 May 2002 Class 704 Õ272; filed 6 December 2001
In 2002, a ‘‘talking picture’’ has a different interpretation from the
1930s. Here, the inventors propose adding a sound storage chip that can beactivated by a switch on the picture frame. They also propose other systemsthat show the same sense of originality.—MK
6,385,320
43.38.Vk SURROUND SIGNAL PROCESSING
APPARATUS AND METHOD
Tae-Hyun Lee, assignor to Daewoo Electronics Company, Limited
7 May 2002 Class 381 Õ17; filed in the Republic of Korea 19 De-
cember 1997
Several earlier patents describe methods of producing virtual surround
sound sources from a single pair of loudspeakers. Using head-related trans-fer functions, the circuitry shown is intended to create two rear virtual sound
images in addition to the two real front sound images. At the same time,reverberation is added to simulate a more spacious sonic environment.—GLA
6,360,844
43.50.Gf AIRCRAFT ENGINE ACOUSTIC LINER
AND METHOD OF MAKING THE SAME
William H. Hogeboom and Gerald W. Bielak, assignors to The
Boeing Company
26 March 2002 Class 181 Õ213; filed 2 April 2001
An acoustic liner for use in the nacelle of an aircraft engine consists of
alternating sections of absorptive liner and low-resistance liner. The latterserves to scatter low-mode-order noise into higher modes that are morereadily absorbed.The low-resistance liner is composed of a perforated sheet,having percent open area of at least 15%, a honeycomb layer, and an im-pervious backing sheet. Methods of manufacture to achieve varying cavitydepths in the honeycomb layer are described, thus enabling absorption overa broad frequency range.Applications to circular inlets as well as to splittersin the aft engine duct are described.—KPS
6,364,054
43.50.Gf HIGH PERFORMANCE MUFFLER
John Bubulka et al., assignors to Midas International Corporation
2 April 2002 Class 181 Õ264; filed 27 January 2000
This patent describes a muffler intended for use with high-performance
automobiles that creates a ‘‘deep throaty high performance sound.’’ Thecross section is rectangular with the width being two and one-half timesSOUNDINGS
2515 J. Acoust. Soc. Am., Vol. 112, No. 6, December 2002 Reviews of Acoustical Patents
Redistribution subject to ASA license or copyright; see http://acousticalsociety.org/content/terms. Download to IP: 158.42.28.33 On: Tue, 02 Dec 2014 12:51:40greater than the height. Arranged along the length are deflector plates, such
as24. These plates are perforated and form a series of chambers and a
sinuous path for the exhaust gases.—KPS
6,367,580
43.50.Gf SOUND ADJUSTABLE TAIL PIPE
STRUCTURE
Ming-Tien Chang, assignor to Liang Fei Industry Company,
Limited
9 April 2002 Class 181 Õ241; filed 11 July 2000
A muffler tail pipe is adjustable, so that the same muffler can be used
on a range of different cars and engines. The alignment of 23and24can be
altered by means of the arrangement using the oblong slot 11, thus adjusting
the airflow through the tail pipe.—KPS
6,404,152
43.50.Gf MOTOR CONTROL DEVICE
Takashi Kobayashi et al., assignors to Hitachi, Limited
11 June 2002 Class 318 Õ254; filed in Japan 29 May 1998
The device is essentially a feed-back system that reduces undesired
sound caused by ring oscillations in the radial direction of the stator insidean electric motor. The electromagnetic force drift is measured to providecorrective coefficients to the activation current.—DRR
6,394,655
43.50.Ki METHOD AND APPARATUS FOR
INFLUENCING BACKGROUND NOISE OFMACHINES HAVING ROTATING PARTS
Ju¨rgen Schnur and Silvia Tomaschko, assignors to
DaimlerChrysler AG
28 May 2002 Class 384 Õ247; filed in Germany 13 June 1998
This method of reducing the perceptible vibrations of rotating parts
entails the monitoring of mounting conditions between a shaft bearing and arotating part. By varying the mounting conditions, the transfer function isvaried, particularly for vibrations between the rotating part and the shaft
bearing or a component in contact with the shaft bearing. A radial adjust-ment unit containing piezoelectric elements varies the mounting conditions.The transfer function of the vibrations is thereby varied.—DRR
6,360,607
43.50.Lj SOUND DETECTOR DEVICE
Francois Charette et al., assignors to Ford Global Technologies,
Incorporated
26 March 2002 Class 73Õ587; filed 9 August 1999
A device aimed at detecting and locating squeaks and rattles in an
automobile consists of a pair of microphones 50connected to headphones
68. A mechanism is provided which allows the operator to vary the separa-
tion distance between the microphones. This capability, along with the se-
lection of center frequency and bandwidth, allows the operator to efficientlylocate the source of sounds in a vehicle.—KPS
6,363,984
43.50.Lj TIRE TREAD PITCH SEQUENCING FOR
REDUCED NOISE
Christopher D. Morgan, assignor to Kumho & Company,
Incorporated
2 April 2002 Class 152 Õ209.2; filed 25 October 1999
Atread design is proposed in which repeated pitches of three different
lengths are arranged around the circumference of a tire in order to reducerolling tire noise. One hundred different pitch sequences are defined, all ofwhich claim reduced noise.—KPS
6,399,868
43.55.Lb SOUND EFFECT GENERATOR AND
AUDIO SYSTEM
Makoto Yamato and Tony Williams, assignors to Roland
Corporation
4 June 2002 Class 84Õ701; filed 28 September 2000
Given a two-channel ~stereo !input, the question is how to produce a
five-channel output. The Roland unit uses an unspecified multichannel re-SOUNDINGS
2516 J. Acoust. Soc. Am., Vol. 112, No. 6, December 2002 Reviews of Acoustical Patents
Redistribution subject to ASA license or copyright; see http://acousticalsociety.org/content/terms. Download to IP: 158.42.28.33 On: Tue, 02 Dec 2014 12:51:40verb12followed by a low-pass filter to create ‘‘presence’’ for the center
~surround !channel. While low frequencies do add ‘‘presence,’’ they do not
make a soundfield or even close ~contrary to claims of the patent !.—MK
6,386,037
43.58.Gn VOID DETECTOR FOR BURIED
PIPELINES AND CONDUITS USING ACOUSTICRESONANCE
William F. Kepler and Fred A. Travers, assignors to the United
States ofAmerica as represented by the Secretary of the Interior
14 May 2002 Class 73Õ579;fi l e d6J u n e2 0 0 1
This void detection device is a little robotic car that can move through
buried conduit. Power and telemetry signals pass through umbilical cord 28.
An acoustic exciter 12repeatedly taps the wall of the conduit and the re-
sulting acoustic waves are detected by sensor 18. If a hidden void Vis
encountered, the acoustic signal changes. External circuitry analyzes thefrequency response signals in comparison with a baseline response obtainedfrom a known good area of conduit.—GLA
6,403,944
43.58.Kr SYSTEM FOR MEASURINGABIOLOGICAL
PARAMETER BY MEANS OF PHOTOACOUSTICINTERACTION
Hugh Alexander MacKenzie and John Matthew Lindberg,
assignors to Abbott Laboratories
11 June 2002 Class 250 Õ214.1; filed in the United Kingdom 7
March 1997
This is a system intended to measure a biological parameter such as
blood glucose. The system operates by directing laser pulses from a light
guide into soft tissue, such as the tip of a finger, thereby producing a pho-
toacoustic interaction. The resulting acoustic signal is detected by a trans-ducer and analyzed to provide the desired parametric reading.—DRR
6,390,014
43.58.Wc ACOUSTIC SIGNALING DEVICE FOR
CULINARY-USE VESSELS, IN PARTICULAR FORKETTLES
Tiziano Ghidini, assignor to Frabosk Casalinghi, S.P.A.
21 May 2002 Class 116 Õ150; filed in the European Patent Office
24 September 1999
True tea aficianados know that black teas demand 100°C water. There-
fore, many tea kettles feature whistles to alert the brewer that the water has
reached boiling. This patent claims that whistles are subject to clogging dueto calcium deposits and therefore proposes a steam driven ‘‘clanger.’’—MKSOUNDINGS
2517 J. Acoust. Soc. Am., Vol. 112, No. 6, December 2002 Reviews of Acoustical Patents
Redistribution subject to ASA license or copyright; see http://acousticalsociety.org/content/terms. Download to IP: 158.42.28.33 On: Tue, 02 Dec 2014 12:51:406,394,874
43.58.Wc APPARATUS AND METHOD OF USE FOR
SOUND-GENERATING FINGER PUPPET
Takao Kubo and Todd Miller Lustgarten, assignors to Hasbro,
Incorporated
28 May 2002 Class 446 Õ327; filed 4 February 2000
Sound generator chips can show up anywhere, including finger pup-
pets. The finger can close a switch that activates a battery powered micro-
processor 24that outputs to a ~very!small speaker 25. When will infrared
communication for all five fingers be patented?—MK
6,394,875
43.58.Wc BICYCLE MOUNTED NOISE-MAKING
DEVICE
Terry Smith, Tustin, California
28 May 2002 Class 446 Õ404; filed 31 March 2000
Using a clothespin to attach a playing card to a bicycle’s rear forks
doesn’t make the bike sound like a motorcycle. So, if you add a pipe and ahorn, you can imitate various motorcycle sounds. The inventors claim ‘‘Theflexible contact is designed to be easily replaceable, even by a child.’’—MK
6,400,275
43.58.Wc AUDITORY CUES FOR NOTIFICATION OF
DEVICE ACTIVITY
Michael C. Albers, assignor to Sun Microsystems, Incorporated
4 June 2002 Class 340 Õ635; filed 23 June 1999
Many devices, like toasters, lack necessary and sufficient displays. So,
when attaching such devices to a computer network, why not use audibletonestoindicatetheconnectionstatus?Thisobviousconceptisthetotalsumof this patent.—MK
6,402,580
43.58.Wc NEARLY HEADLESS NICK NOISEMAKER
CANDY TOY
Thomas J. Coleman, Abingdon, Virginia et al.
11 June 2002 Class 446 Õ72; filed 11 April 2001
Harry Potter fans know Nearly Headless Nick. The inventors know
they can reuse their earlier patent ~United States Patent 5,855,500 !to create
a rattle with a skeleton head.—MK6,337,999
43.60.Àc OVERSAMPLED DIFFERENTIAL CLIPPER
Robert A. Orban, assignor to Orban, Incorporated
8 January 2002 Class 700 Õ94; filed 18 December 1998
Clipping or compression of audio waveforms is a necessity in any
system with a fixed dynamic range. However, clipping introduces new har-monics that can alias down to baseband. The inventor, who has been work-ing on audio processors for many years, proposes to oversample and then
clip. Further, the ‘‘clippings’’ are filtered and then downsampled, ‘‘pro-cessed’’ ~e.g., filtered !, and subtracted from the delayed input. The patent
writing is succinct and clear.—MK
6,402,782
43.64.Yp ARTIFICIAL EAR AND AUDITORY CANAL
SYSTEM AND MEANS OF MANUFACTURINGTHE SAME
Alastair Sibbald and George Derek Warner, assignors to Central
Research Laboratories, Limited
11 June 2002 Class 623 Õ10; filed in the United Kingdom 15 May
1997
This device is a laminated artificial pinna having a concha, fossa, and
auditory canal. The auditory canal is constructed and arranged with respectto the concha so the center of the entrance of the auditory canal is 15 to 20
mm from the rear wall of the concha and 9 to 15 mm from the concha floor
and the alignment of the turning point of the entrance of the auditory canalis substantially horizontal.—DRRSOUNDINGS
2518 J. Acoust. Soc. Am., Vol. 112, No. 6, December 2002 Reviews of Acoustical Patents
Redistribution subject to ASA license or copyright; see http://acousticalsociety.org/content/terms. Download to IP: 158.42.28.33 On: Tue, 02 Dec 2014 12:51:406,390,971
43.66.Ts METHOD AND APPARATUS FOR A
PROGRAMMABLE IMPLANTABLE HEARING AID
Theodore P. Adams et al., assignors to St. Croix Medical,
Incorporated
21 May 2002 Class 600 Õ25; filed 4 February 2000
A completely implanted middle ear hearing aid is adjusted by the
physician or wearer remotely via infrared, ultrasonic, or rf wireless means.The programmer-transmitter sends encoded acoustic signals to the implantthat may be in the form of pulse code modulation telemetry. Post-fittingadjustments that can be made by the wearer during use without the need forsurgery include volume control, frequency response, and device on-off.—DAP
6,393,130
43.66.Ts DEFORMABLE, MULTI-MATERIAL
HEARING AID HOUSING
Paul R. Stonikas and Robert S. Yoest, assignors to Beltone
Electronics Corporation
21 May 2002 Class 381 Õ322; filed 16 July 1999
A manufacturing method is described for a compliant hearing aid in
which the multi-material housing deforms in response to ear canal shapechanges as the hearing aid wearer moves his or her jaw. Temporary defor-mation of the soft shell is also used during manufacture to slide componentsthrough constricted channels in the internal cavity of the housing. After-ward, remaining spaces inside the shell are filled in with a curablematerial.—DAP
6,402,682
43.66.Ts HEARING AID
Patrik Johansson, assignor to Nobel Biocare AB
11 June 2002 Class 600 Õ25; filed in Sweden 11 April 1997
A detachable electronics module is mounted externally in the mastoid
bone where it can be accessed for battery replacement and servicing. Am-plified sound is conveyed from the module through the skin into the middleear cavity via a surgically implanted tube. The result is that the naturalmovement of the eardrum caused by sounds from the outside is enhanced byamplified sounds impinging on the middle ear side of the eardrum. Theadvantage of this approach is amplification while leaving the ear canal open,
which eliminates occlusion problems inherent with conventional air conduc-tion hearing aids.—DAP
6,404,895
43.66.Ts METHOD FOR FEEDBACK RECOGNITION
IN A HEARING AID AND A HEARING AIDOPERATING ACCORDING TO THE METHOD
Tom Weidner, assignor to Siemens Audiologische Technik GmbH
11 June 2002 Class 381 Õ318; filed in Germany 4 February 1999
Acoustic feedback is recognized by monitoring the hearing aid output
signal level while attenuating a frequency band in the signal transmissionpath between the hearing aid receiver and microphone in which the feedbackcould occur. When feedback is present in a monitored frequency band, thesignal level is reduced by the attenuation more than would be expected
without feedback. While detecting whether feedback is present, the micro-phone output can be switched between no attenuation and attenuation in aparticular frequency band, causing the duration of the attenuation to bevaried so that this scheme can be implemented continuously in multiplefrequency bands in which feedback is likely to occur.—DAP
6,366,883
43.72.Ja CONCATENATION OF SPEECH
SEGMENTS BY USE OF A SPEECH SYNTHESIZER
Nick Campbell and Andrew Hunt, assignors to ATR Interpreting
Telecommunications
2 April 2002 Class 704 Õ260; filed in Japan 15 May 1996
This speech synthesizer stores multiple versions of each phoneme for
synthesis use. As the training speech is analyzed, multiple allophones ofeach phoneme are stored, along with feature information to be used forindexing and a weighting value based on the number of similar units alreadystored and the degree of similarity of the new unit to the stored units. Duringsynthesis, a feature search locates the stored phoneme most suitable for usein constructing the output utterance.—DLR
6,366,884
43.72.Ja METHOD AND APPARATUS FOR
IMPROVED DURATION MODELING OF PHONEMES
Jerome R. Bellegarda and Kim Silverman, assignors to Apple
Computer, Incorporated
2 April 2002 Class 704 Õ266; filed 8 November 1999
This speech synthesis system uses a sum-of-products model to scale
and average the durations of phonemes extracted from the training speechdata. Minimum and maximum durations of the training phonemes and thenumber and position of the phonemes in the utterance form the basis of aSOUNDINGS
2519 J. Acoust. Soc. Am., Vol. 112, No. 6, December 2002 Reviews of Acoustical Patents
Redistribution subject to ASA license or copyright; see http://acousticalsociety.org/content/terms. Download to IP: 158.42.28.33 On: Tue, 02 Dec 2014 12:51:40nonexponential, root sinusoidal transformation used to model phoneme du-
rations in the synthesis output.—DLR
6,366,887
43.72.Ja SIGNAL TRANSFORMATION FOR AURAL
CLASSIFICATION
William J. Zehner and R. Lee Thompson, assignors to the United
States of America as represented by the Secretary of the Navy
2 April 2002 Class 704 Õ278; filed 12 January 1998
Certain auditory tasks, such as listening to sonar echoes, depend on the
ability of the human listener to classify or categorize the signal in somemeaningful way. This patent proposes a method of altering the signal so asto make it sound more speechlike and so easier for the perceptual system tomake quick judgments of similarity or signal class. Certain temporal andspectral patterns are detected and their amplitudes and spectra are mapped toproduce more speechlike amplitudes, spectra, and redundancy patterns.—DLR
6,366,885
43.72.Lc SPEECH DRIVEN LIP SYNTHESIS USING
VISEME BASED HIDDEN MARKOV MODELS
Sankar Basu et al., assignors to International Business Machines
Corporation
2 April 2002 Class 704 Õ270; filed 27 August 1999
Video and audio speech data is analyzed to train either a hidden Mar-
kov model or a neural network in order to generate video frames with lipmotions synchronized to a supplied audio sound track. During the trainingphase, audio and video data streams are simultaneously processed to deter-mine a suitable phoneme classification. Video frames are selected directlyaccording to cepstral feature similarities. There is a brief mention withoutfurther elaboration of a video smoothing process which would occur duringthe synthesis reconstruction.—DLR
6,363,348
43.72.Ne USER MODEL-IMPROVEMENT-DATA-
DRIVEN SELECTION AND UPDATE OFUSER-ORIENTED RECOGNITION MODEL OF AGIVEN TYPE FOR WORD RECOGNITIONAT NETWORK SERVER
Stefan Besling and Eric Thelen, assignors to U.S. Philips
Corporation
26 March 2002 Class 704 Õ270.1; filed in the European Patent
Office 20 October 1997
Pattern recognition is enabled for a wide range of subjects and for
many clients by selecting a recognition model from several recognitionmodels of the same type using an adaptation profile to cover commonly usedsequences and specific areas of interest. Selection is further enhanced byusing the model improvement data provided by acoustic training with a fewsentences from the user. Only one basic model, for a given type, and anumber of much smaller adaptation models need be stored. Cited advantagesinclude not having to store a specific model for each user, reusing recogni-tion models for many users, and a reduced amount of training required foreach user.—DAP6,370,504
43.72.Ne SPEECH RECOGNITION ON MPEG ÕAUDIO
ENCODED FILES
Gregory L. Zick and Lawrence Yapp, assignors to University of
Washington
9 April 2002 Class 704 Õ251; filed 22 May 1998
For use in automatic video indexing applications, a technique is de-
scribed capable of recognizing continuously spoken words in compressedMPEG/audio. Decompression of the MPEG/audio file and creation of an
intermediate file are not required because training and feature recognitionare performed based on the extracted subbands of the files using a hiddenMarkov model as a speech recognizer.—DAP
6,374,219
43.72.Ne SYSTEM FOR USING SILENCE IN
SPEECH RECOGNITION
Li Jiang, assignor to Microsoft Corporation
16 April 2002 Class 704 Õ255; filed 20 February 1998
To date, speech recognition systems have treated silence as a special
word in the lexicon. However, in an isolated speech recognition system,taking into account transitions from silence to other words and the reverse iscomputationally intensive. In this patent, a feature extraction module firstdivides words into codewords representing phonemes. Possible words are
provided as a prefix tree including several phoneme branches connected atnodes ~e.g., ‘‘Orange’’ in the figure !. Several phoneme branches are brack-
eted by at least one input silence branch and at least one output silencebranch. Optionally, several silence branches are provided in the prefix treethat represent context-dependent silence periods.—DAPSOUNDINGS
2520 J. Acoust. Soc. Am., Vol. 112, No. 6, December 2002 Reviews of Acoustical Patents
Redistribution subject to ASA license or copyright; see http://acousticalsociety.org/content/terms. Download to IP: 158.42.28.33 On: Tue, 02 Dec 2014 12:51:406,374,222
43.72.Ne METHOD OF MEMORY MANAGEMENT IN
SPEECH RECOGNITION
Yu-Hung Kao, assignor to Texas Instruments Incorporated
16 April 2002 Class 704 Õ256; filed 16 July 1999
Speech recognition involves expanding a search tree according to the
size of the vocabulary, frequently resulting in very large storage require-ments. To reduce the search space and to speed up the search involved incomparing the input speech to speech models, slots with bad scores areremoved from the storage space while expanding the search tree. Thesememory spaces are later replaced with slots that have better scores and aremore likely to match the input speech. There are three levels of hiddenMarkov model ~HMM !utilization when a speech frame enters: all the pos-
sible words in the sentence HMM are expanded by expanding their indi-vidual phone sequence in the lexicon HMM which requires, in turn, expand-ing their phonetic HMMs that contain acoustic observations.—DAP
6,403,870
43.75.Bc APPARATUS AND METHOD FOR
CREATING MELODY INCORPORATING PLURALMOTIFS
Eiichrio Aoki, assignor to Yahama Corporation
11 June 2002 Class 84Õ609; filed in Japan 18 July 2000
Automatic composition has been attempted by various musicians since
the creation of the digital computer. As usual with Yamaha patents, manycritical details such as motive variation are not detailed ~and are barely
mentioned !. The inventor seems totally unaware of the large body of work
on using generative grammars for analysis and composition ~e.g., Lerdahl
and Jackendoff !.—MK
6,392,137
43.75.Gh POLYPHONIC GUITAR PICKUP FOR
SENSING STRING VIBRATIONS IN TWO MUTUALLYPERPENDICULAR PLANES
Osman K. Isvan, assignor to Gibson Guitar Corporation21 May 2002 Class 84Õ726; filed 27 April 2000
Since Fender’s original patent in 1961, electric guitar manufacturers
use magnetic pickups for ferromagnetic strings. It is well known that vibrat-ing strings exhibit both horizontal and vertical modes, so more than 20 years
ago separate transducers for each mode were proposed. Here, the use of twosensors25and27is proposed. These are fed to an RMS scaler and
mixer.—MK6,380,468
43.75.Hi DRUM HAVING SHELL CONSISTING OF
MORE THAN ONE KIND OF VIBRATORYELEMENT ARRANGED IN PARALLEL WITHRESPECT TO SKIN
Fumihiro Shigenaga, assignor to Yamaha Corporation
30 April 2002 Class 84Õ411 R; filed in Japan 30 September 1999
Drum materials affect the timbre of the hit as a factor of the material
properties. So if the drum body is replaced with a composite, drummers areunhappy. The inventor proposes ~in broken English: ‘‘The difference in
propagation sheep resulted in sound quality’’ !insertion of metal rods or bars
in the shell to increase propagation speed.—MK
6,376,759
43.75.Mn ELECTRONIC KEYBOARD INSTRUMENT
Satoshi Suzuki, assignor to Yamaha Corporation
23 April 2002 Class 84Õ615; filed in Japan 24 March 1999
Akeyboard instrument has limited expressiveness—the action is fixed,
the pitches fixed, etc. How can this be made more flexible so that keyboardperformers can use their training and technique to control a synthesizer?The
answer presented here depends on ~1!more pedals with pressure and veloc-
ity sensors and ~2!a complex finite state machine that guides the instrument
modes.—MK
6,380,469
43.75.Mn KEYBOARD MUSICAL INSTRUMENT
EQUIPPED WITH KEY ACTUATORS ACCURATELYCONTROLLING KEY MOTION
Haruki Uehara, assignor to Yamaha Corporation
30 April 2002 Class 84Õ439; filed in Japan 21 June 2000
Yet another Disklavier™ patent, this time it’s devoted just to the key
mechanism. As shown, the solenoids 240,241, operated by controller 230,SOUNDINGS
2521 J. Acoust. Soc. Am., Vol. 112, No. 6, December 2002 Reviews of Acoustical Patents
Redistribution subject to ASA license or copyright; see http://acousticalsociety.org/content/terms. Download to IP: 158.42.28.33 On: Tue, 02 Dec 2014 12:51:40can actuate key 112, which will control action 120and hammer 130. The
controller can also sense key motions via sensors 210.—MK
6,392,136
43.75.Mn MUSICAL TONE GENERATION
STRUCTURE OF ELECTRONIC MUSICALINSTRUMENT
Masao Kondo et al., assignors to Yamaha Corporation
21 May 2002 Class 84Õ718; filed in Japan 19 June 2000
In a computer-controlled piano like the Disklavier™, the strings can be
damped so that no sound is audible. If so, then the electronics can generate
the sound, but now the problem is how to make it ‘‘originate’’ from thepiano. The solution is to use a set of loudspeakers in the lid. Uprights neednot apply.—MK
6,403,872
43.75.Mn KEYBOARD MUSICAL INSTRUMENT
FAITHFULLY REPRODUCING ORIGINALPERFORMANCE WITHOUT COMPLICATED TUNINGAND MUSIC DATA GENERATING SYSTEMINCORPORATED THEREIN
Shigeru Muramatsu et al., assignors to Yamaha Corporation
11 June 2002 Class 84Õ724; filed in Japan 16 December 1999
This is yet another Disklavier™ patent, this time focusing on the
hammer/string interface. Eleven different embodiments are disclosed.—MK6,380,470
43.75.St TRAINING SYSTEM FOR MUSIC
PERFORMANCE, KEYBOARD MUSICALINSTRUMENT EQUIPPED THEREWITH ANDTRAINING KEYBOARD
Yuji Fujiwara et al., assignors to Yamaha Corporation
30 April 2002 Class 84Õ470 R; filed in Japan 13 April 1999
The principle behind this invention is simply this: a MIDI stream with
on/off events can light up LEDs on the tops of the keys. Among the em-bodiments is a ten-key keyboard reminiscent of Englebart’s chord-set. TheEnglish in the patent is almost unbearable, e.g., ‘‘The reason why the be-ginners feel hard is that optical indicators are too many to quickly searchthem for the radiation.’’—MK
6,392,132
43.75.St MUSICAL SCORE DISPLAY FOR MUSICAL
PERFORMANCE APPARATUS
Haruki Uehara, assignor to Yamaha Corporation
21 May 2002 Class 84Õ477 R; filed in Japan 21 June 2000
Essentially, this is an automatic page turner for a piano player. Using
an automatic speech recognition system, the performer speaks a commandand the display changes accordingly. However, good human page turners aresilent and use automatic nod recognition.—MK
6,390,923
43.75.Wx MUSIC PLAYING GAME APPARATUS,
PERFORMANCE GUIDING IMAGE DISPLAYMETHOD, AND READABLE STORAGE MEDIUMSTORINGPERFORMANCEGUIDINGIMAGEFORMING PROGRAM
Kensuke Yoshitomi et al., assignors to Konami Corporation
21 May 2002 Class 463 Õ43; filed in Japan 1 November 1999
Continuing the tradition of arcade contest of man versus machine, this
patent compares human performance on an artificial drum or guitar againsta known template. This is reminiscent of United States Patent 6,342,665@reviewed in J. Acoust. Soc. Am. 112~3!, 803 ~2002!#.—MK
6,392,135
43.75.Wx MUSICAL SOUND MODIFICATION
APPARATUS AND METHOD
Toru Kitayama, assignor to Yamaha Corporation
21 May 2002 Class 84Õ622; filed in Japan 7 July 1999
This could have been an interesting and educational patent. But it lacks
specificity and the translation of Japanese to English is poor including‘‘truck’’ for ‘‘track,’’ ‘‘memorized’’ for ‘‘stored,’’ and so forth. The patentconcerns the reuse of acoustic data by a MIDI stream digital instrument.TheSOUNDINGS
2522 J. Acoust. Soc. Am., Vol. 112, No. 6, December 2002 Reviews of Acoustical Patents
Redistribution subject to ASA license or copyright; see http://acousticalsociety.org/content/terms. Download to IP: 158.42.28.33 On: Tue, 02 Dec 2014 12:51:40acoustic data is analyzed into amplitude and frequency, with the frequency
mistakenly called ‘‘timbre.’’The signal is also analyzed for attack, sustain,decay, and release by unknown and undisclosed methods.After being stored,these parameters can be recombined to make new sounds. If your only toolis a MIDI hammer, then you see all instruments as MIDI nails.—MK
6,403,871
43.75.Wx TONE GENERATION METHOD BASED
ON COMBINATION OF WAVE PARTS ANDTONE-GENERATING-DATA RECORDING METHODAND APPARATUS
Masahiro Shimizu and Hideo Suzuki, assignors to Yamaha
Corporation
11 June 2002 Class 84Õ622; filed in Japan 27 September 1999
Essentially, this patents the user interface for a waveform editor. Each
waveform has the following time domain representations: waveform, pitch,amplitude, ‘‘spectral template,’’and ‘‘time template.’’These names are com-pletely arbitrary since Yamaha says nothing about how these ‘‘templates’’are created from acoustic sounds. Further, they say nothing about how toresynthesize notes from this representation. Perhaps this will become clearin a later patent.—MK6,390,995
43.80.Gx METHOD FOR USING ACOUSTIC SHOCK
WAVES IN THE TREATMENT OF MEDICALCONDITIONS
John A. Ogden and John F. Warlick, assignors to Healthtronics
Surgical Services, Incorporated
21 May 2002 Class 601 Õ2; filed 25 June 1999
The idea of this method, intended for medical treatment of a variety of
pathological conditions associated with osseous or musculoskeletal environ-ments, is to apply a sufficient number of acoustic shock waves to the site ofa pathological condition to generate micro-disruptions, nonosseous tissuestimulation, increased vascularization, and circulation and induction ofgrowth factors to induce or accelerate a body’s healing processes andresponses.—DRR
6,402,965
43.80.Gx SHIP BALLAST WATER ULTRASONIC
TREATMENT
Patrick K. Sullivan et al., assignors to Oceanit Laboratories,
Incorporated
11 June 2002 Class 210 Õ748; filed 13 July 2000
Aship’s ballast water is pumped through intake and outtake manifolds
which are internally lined with piezoelectric material to create long continu-ous electroacoustic transducers within these pipes. The high-intensity soundfields created by these transducers can potentially destroy micro-organisms,algae, diatoms, veligers, fish larvae, and plankton, thus preventing theintroduction of nonindigenous species into new and unwelcomeenvironments.—WT
6,396,402
43.80.Ka METHOD FOR DETECTING, RECORDING
AND DETERRING THE TAPPING ANDEXCAVATING ACTIVITIES OF WOODPECKERS
Robert Paul Berger and Alexander Leslie McIlraith, assignors to
Myrica Systems Incorporated
28 May 2002 Class 340 Õ573.2; filed 12 March 2001
The device, which consists of a housing with mounting flanges for
direct attachment to a utility pole or the like, can receive vibrations resultingfrom woodpeckers’activities.Atransducer attached to the mounting wall ofthe housing converts the vibrations into signals. A circuit compares thevibrations with a long-term average and emits an output in response todetection above a threshold. The outputs are counted and, if the numberwithin a predetermined time exceeds a preset minimum, a sound transmitteris actuated to emit a deterrent sound. A memory contains various deterrentsounds, including those usually made by predators, to discourage the wood-peckers. The power source consists of a solar cell charging a battery.—DRR
6,379,304
43.80.Qf ULTRASOUND SCAN CONVERSION WITH
SPATIAL DITHERING
Jeffrey M. Gilbert et al., assignors to TeraTech Corporation
30 April 2002 Class 600 Õ447; filed 23 November 1999
This scan conversion accepts lines of ultrasonic b-scan echoes in a
polar format and produces data in a Cartesion format by using either soft-ware or hardware in a computer that is connected to an ultrasonic scan head.Ultrasonic echo, positional, and other data are sent from the scan head to thecomputer. The conversion uses spatial dithering to approximate pixel valuesthat fall between two input data points.—RCWSOUNDINGS
2523 J. Acoust. Soc. Am., Vol. 112, No. 6, December 2002 Reviews of Acoustical Patents
Redistribution subject to ASA license or copyright; see http://acousticalsociety.org/content/terms. Download to IP: 158.42.28.33 On: Tue, 02 Dec 2014 12:51:406,398,734
43.80.Qf ULTRASONIC SENSORS FOR
MONITORING THE CONDITION OF FLOWTHROUGH A CARDIAC VALVE
George E. Cimochowski and George W. Keilman, assignors to
VascuSense, Incorporated
4 June 2002 Class 600 Õ454; filed 12 August 1999
A parameter indicative of the condition of a cardiac valve is estab-
lished by monitoring blood flow and/or velocity in a vessel that is coupled tothe cardiac valve or in a chamber adjacent to an artificial heart valve. One ormore ultrasonic transducers are supplied either in a cuff or a wall arrange-ment deployed about a cardiac vessel to monitor the parameter with respectto a natural or artificial valve. Transient or Doppler measurements are madeusing an appropriate number of transducers to determine either blood volu-metric flow or velocity. Various implantable electronic circuits enable atransducer to be driven and to receive an ultrasonic signal indicative of thestatus of the blood flow and thus, the condition of the heart valve. A radiofrequency coil coupled to an external power supply and monitoring consoleconveys power to the ultrasonic transducers and receives the blood flow datasignals.—DRR
6,405,069
43.80.Qf TIME-RESOLVED OPTOACOUSTIC
METHOD AND SYSTEM FOR NONINVASIVEMONITORING OF GLUCOSE
AlexanderA. Oraevsky and AlexanderA. Karabutov, assignors to
Board of Regents, the University of Texas System
11 June 2002 Class 600 Õ407; filed 6 October 1999
Awideband optoacoustic transducer measures the spatial in-depth pro-
file of optically-induced acoustic pressure transients in tissues in order to
determine the laser-induced profile of absorbed optical distribution. Thistype of technique can be applied to monitor glucose concentration in varioushuman or nonhuman tissues, cell cultures, solutions, or emulsions.—DRR6,379,306
43.80.Qf ULTRASOUND COLOR FLOW DISPLAY
OPTIMIZATION BY ADJUSTING DYNAMICRANGE INCLUDING REMOTE SERVICES OVER ANETWORK
Michael J. Washburn et al., assignors to General Electric
Company
30 April 2002 Class 600 Õ454; filed 27 December 1999
Values corresponding to color flow signals from an ultrasonic Doppler
imaging instrument are stored in a memory. A dynamic range compressionscheme based on an analysis of the signals in the memory is used to deter-mine a second set of values that are stored and used for display locally aswell as at a remote facility via communication over a network.—RCW
6,394,955
43.80.Sh DEVICE ATTACHABLE TO A
THERAPEUTIC HEAD FOR ADJUSTABLY HOLDINGAN ULTRASOUND TRANSDUCER, ANDTHERAPEUTIC HEAD IN COMBINATION WITHSUCH A DEVICE
Lucas Perlitz, assignor to Siemens Aktiengesellschaft
28 May 2002 Class 600 Õ439; filed in Germany 1 February 1999
The device provides adjustability in holding an ultrasonic transducer
and it can be attached at a therapeutic head that emits acoustic waves con-verging into a focus. The device has at least one element that can be swiv-eled about an axis. The ultrasonic transducer is at least indirectly attachableat the element such that its acoustic axis, as well as the swivel axis when thedevice is attached, proceed substantially through the focus of the therapeutichead.—DRR
6,394,956
43.80.Sh RF ABLATION AND ULTRASOUND
CATHETER FOR CROSSING CHRONIC TOTALOCCLUSIONS
Chandru V. Chandrasekaran et al., assignors to Scimed Life
Systems, Incorporated
28 May 2002 Class 600 Õ439; filed 29 February 2000
This catheter combines an ultrasound transducer and a rf ablation elec-
trode. The ultrasound transducer transmits into and receives echos from ablood vessel. The echo signals are processed and used to produce an imageof the tissue surrounding the catheter. A driveshaft rotates the transducer toSOUNDINGS
2524 J. Acoust. Soc. Am., Vol. 112, No. 6, December 2002 Reviews of Acoustical Patents
Redistribution subject to ASA license or copyright; see http://acousticalsociety.org/content/terms. Download to IP: 158.42.28.33 On: Tue, 02 Dec 2014 12:51:40yield a 360-degree view of the vessel wall.At the distal end of the driveshaft
is an electrode that is coupled to a rf generator delivering rf energy forablating occluding material inside the vessel.—DRR
6,398,753
43.80.Sh ULTRASOUND ENHANCEMENT OF
PERCUTANEOUS DRUG ABSORPTION
David H. McDaniel, Virginia Beach, Virginia
4 June 2002 Class 604 Õ22; filed 9 October 1998
This is a system for enhancing and improving the transcutaneous de-
livery of topical chemicals or drugs. A disposable container contains a sub-stantially sterile unit dose of an active agent adapted for a single use in amedical instrument. The unit dose is formulated to enhance transport of theactive agent through mammalian skin when the active agent is applied toskin that is exposed to light and/or ultrasound.—DRR
6,384,516
43.80.Vj HEX PACKED TWO DIMENSIONAL
ULTRASONIC TRANSDUCER ARRAYS
John Douglas Fraser, assignor to ATL Ultrasound, Incorporated
7 May 2002 Class 310 Õ334; filed 21 January 2000
These transducer arrays are comprised of elements closely packed in a
hexagonal configuration such as shown in the figure.—RCW
6,390,981
43.80.Vj ULTRASONIC SPATIAL COMPOUNDING
WITH CURVED ARRAY SCANHEADS
James R. Jago, assignor to Koninklijke Philips Electronics N.V.
21 May 2002 Class 600 Õ443; filed 23 May 2000
Spatial compounding is accomplished by beam steering that depends
on both the curvature of the array and electronic phasing in ways advanta-geous for beamforming and image registration coefficients, uniformity in
sampling, reduction of speckle, and achievement of a large compoundedarea.—RCW
6,390,984
43.80.Vj METHOD AND APPARATUS FOR
LOCKING SAMPLE VOLUME ONTO MOVINGVESSEL IN PULSED DOPPLER ULTRASOUNDIMAGING
Lihong Pan et al., assignors to GE Medical Systems Global
Technology Company, LLC
21 May 2002 Class 600 Õ453; filed 14 September 2000
A gate selecting a volume for Doppler analysis is locked onto the
selected vessel by using pattern matching in images from successive framesprocessed in the space domain or the Fourier domain to determine howmuch a vessel in the image has translated and rotated from one frame to thenext.—RCW
6,394,967
43.80.Vj METHOD AND APPARATUS FOR
DISPLAYING LUNG SOUNDS AND PERFORMINGDIAGNOSIS BASED ON LUNG SOUNDANALYSIS
Raymond L. H. Murphy, Wellesley, Massachusetts
28 May 2002 Class 600 Õ586; filed 30 October 2000
This lung sound diagnostic system contains a plurality of transducers
that may be placed at various sites around the patient’s chest. The micro-phones are coupled to signal processing circuitry and A/D converters thatsupply digitized data to a computer system. A program in the computercollects and organizes the data and formats the data into a combinatorial
display that can be shown on a monitor screen or printed out. The systemmay also include application programs for detecting and classifying abnor-mal sounds. An analysis program can compare selected criteria correspond-ing to the detected abnormal sounds with predefined thresholds in order toprovide a likely diagnosis.—DRRSOUNDINGS
2525 J. Acoust. Soc. Am., Vol. 112, No. 6, December 2002 Reviews of Acoustical Patents
Redistribution subject to ASA license or copyright; see http://acousticalsociety.org/content/terms. Download to IP: 158.42.28.33 On: Tue, 02 Dec 2014 12:51:406,396,931
43.80.Vj ELECTRONIC STETHOSCOPE WITH
DIAGNOSTIC CAPABILITY
Cicero H. Malilay, Los Angeles, California
28 May 2002 Class 381 Õ67; filed 8 March 1999
This stethoscope is a self-contained, hand-held, electronic unit that
includes a built-in chestpiece, speaker, and visual monitor. It includes amemory containing prerecorded heart and lung sounds along with a briefdescription of the malady producing the sounds so that a technician maycompare the actual sounds with the prerecorded sounds and obtain a sug-gested diagnosis on the monitor.—DRR
6,398,731
43.80.Vj METHOD FOR RECORDING ULTRASOUND
IMAGES OF MOVING OBJECTS
Bernard M. Mumm et al., assignors to Tomtec Imaging Systems
GmbH
4 June 2002 Class 600 Õ437; filed in Germany 25 July 1997
Images of a moving object are acquired with a moving transducer.
Based on the amount of object movement, images are either not acquired ornot processed. Images not processed are omitted when the images are as-sembled and displayed.—RCW6,398,733
43.80.Vj MEDICAL ULTRASONIC IMAGING SYSTEM
WITH ADAPTIVE MULTI-DIMENSIONAL BACK-END MAPPING
Constantine Simopoulos et al., assignors to Acuson Corporation
4 June 2002 Class 600 Õ443; filed 24 April 2000
This back-end mapping uses beamformed signals after detection. The
processing consists of logarithmic compression followed by a mappingbased on the system noise level and a target display value of soft-tissueechoes. The mapping includes gain and dynamic range.—RCW
6,398,735
43.80.Vj DETECTING A RELATIVE LEVEL OF AN
ULTRASOUNDIMAGINGCONTRASTAGENT
David W. Clark, assignor to Koninklijke Philips Electronics N.V.
4 June 2002 Class 600 Õ458; filed 7 March 2000
The relative level of an ultrasound contrast agent is detected by deter-
mining a level from ultrasonic echoes produced in a region with contrastagent present, determining a level of echoes from the region after destruc-tion of the contrast agent, and forming the ratio of the two levels.—RCWSOUNDINGS
2526 J. Acoust. Soc. Am., Vol. 112, No. 6, December 2002 Reviews of Acoustical Patents
Redistribution subject to ASA license or copyright; see http://acousticalsociety.org/content/terms. Download to IP: 158.42.28.33 On: Tue, 02 Dec 2014 12:51:40 |
5.0051875.pdf | J. Appl. Phys. 129, 210905 (2021); https://doi.org/10.1063/5.0051875 129, 210905
© 2021 Author(s).Lab-on-a-chip based mechanical actuators
and sensors for single-cell and organoid
culture studies
Cite as: J. Appl. Phys. 129, 210905 (2021); https://doi.org/10.1063/5.0051875
Submitted: 28 March 2021 . Accepted: 10 May 2021 . Published Online: 02 June 2021
Jaan Männik ,
Tetsuhiko F. Teshima ,
Bernhard Wolfrum , and
Da Yang
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and sensors for single-cell and organoid culture
studies
Cite as: J. Appl. Phys. 129, 210905 (2021); doi: 10.1063/5.0051875
View Online
Export Citation
CrossMar k
Submitted: 28 March 2021 · Accepted: 10 May 2021 ·
Published Online: 2 June 2021
Jaan Männik,1,a)
Tetsuhiko F. Teshima,2,3
Bernhard Wolfrum,2,3
and Da Yang1
AFFILIATIONS
1Department of Physics and Astronomy, The University of Tennessee, Knoxville, Tennessee 37996, USA
2Neuroelectronics, Department of Electrical and Computer Engineering, Technical University of Munich, 85748 Garching,
Germany
3Medical and Health Informatics Laboratories, NTT Research Incorporated, Sunnyvale, California 94085, USA
a)Author to whom correspondence should be addressed: jmannik@utk.edu
ABSTRACT
All living cells constantly experience and respond to mechanical stresses. The molecular networks that activate in cells in response to
mechanical stimuli are yet not well-understood. Our limited knowledge stems partially from the lack of available tools that are capable ofexerting controlled mechanical stress to individual cells and at the same time observing their responses at subcellular to molecular resolu-
tion. Several tools such as rheology setups, micropipetes, and magnetic tweezers have been used in the past. While allowing to quantify
short-time viscoelastic responses, these setups are not suitable for long-term observations of cells and most of them have low throughput. Inthis Perspective, we discuss lab-on-a-chip platforms that have the potential to overcome these limitations. Our focus is on devices that applyshear, compressive, tensile, and confinement derived stresses to single cells and organoid cultures. We compare different design strategiesfor these devices and highlight their advantages, drawbacks, and future potential. While the majority of these devices are used for funda-
mental research, some of them have potential applications in medical diagnostics and these applications are also discussed.
Published under an exclusive license by AIP Publishing. https://doi.org/10.1063/5.0051875
I. INTRODUCTION
All living organisms interact with their environment. How
these interactions alter the growth and the behavior of the organ-
ism is a key question in biology. Frequently, the interactions
between the organism and its surrounding environment can be
analyzed in terms of continuum mechanics by coarse-graining the
underlying molecular interactions. However, the mechanicalresponse of a biological system to an external force is by far more
complex than the one encountered in non-living systems. Cells as
continuum mechanical objects show responses to mechanical stress
that are highly non-linear and history-dependent. Moreover,
beyond mechanical responses cells surmount different biochemicalresponse mechanisms, referred to as mechanotransduction, that
unfold over different time scales. Understanding the latter is an
area of active research in the fields of cancer biology, immunology,
developmental biology, and microbiology, among others. Studiesinvolving mechanical properties and responses of biological
systems are increasingly considered a distinct branch of biology byitself, referred to as mechanobiology.
1In addition to providing a
fundamental understanding of cellular behavior, the goal for manymechanobiological studies is to understand how diseases alter the
mechanical properties of cells and tissues, and how an altered
mechanical environment can trigger pathological processes. ThisPerspective discusses some of the emerging tools used in mecha-nobiology with a particular emphasis on new trends. Taking thebroad scope of the field, we will limit our coverage to devices and
techniques that are used to study individual cells and organoid cul-
tures. The latter mimics the responses of individual organs ortissues and consists typically of only a few types of cultivated cellsin much smaller numbers than present in an actual organism.Before settling on device aspects, we will first outline key concepts
that have been addressed in mechanobiology research. We will then
discuss the state-of-the-art tools in mechanobiology. Our mainJournal of
Applied PhysicsPERSPECTIVE scitation.org/journal/jap
J. Appl. Phys. 129, 210905 (2021); doi: 10.1063/5.0051875 129, 210905-1
Published under an exclusive license by AIP Publishingfocus will be on lab-on-a-chip approaches and we will highlight the
benefits and limitations of such devices. We would like to empha-
size that this article is not intended to be a review but as aPerspective that represents the authors ’own experience and inter-
pretation of a diverse and extended body of literature. As a conse-quence, we focus on a limited number of techniques and
applications without covering all developments in the field.
II. MECHANOBIOLOGY AND MECHANICAL SIGNALING
IN CELLS
In broadest terms, the cellular responses to mechanical forces
can be grouped as passive or active ( Fig. 1 ). The passive responses
arise from short-time scale mechanical interactions occurring at atime scale less than about a second and are not accompanied bythe expenditure of chemical or electrochemical energy in the form
of ATP, GTP, or membrane potential. During these interactions,
cells behave largely as a viscoelastic material. This regime is themost commonly studied in biophysics experiments.
2However, cel-
lular level responses unfold typically on longer time scales.
The elastic part of the viscoelastic response involves typically
the cell envelope, underlying cytoskeletal network, and internalorganelles. For the most part, these layered shell-like structureshave small bending rigidity but high areal stretch modulus. The
compressibility of the liquid interior of a cell is low and corre-
sponds approximately to the compressibility of water. As a result,cells deform after the application of step-like compression to themwith no change in their volume and small changes in their surfacearea at short time scales ( Fig. 1 ). If the cell survives such deforma-
tion without rupture of its outer membrane layer(s), then the flow
of water and solutes across the cell envelope becomes the dominantresponse. The flow lowers the stresses in the outer membranelayer(s). The flow occurs predominantly via different membranechannels. Some of these channels activate as a response to stress in
the lipid bilayer membrane(s) surrounding the cells. This activation
is highly non-linear. For small stresses, channels are closed butthey open above the threshold via a conformational change in thechannel proteins. In bacteria, these so-called mechanosensitivechannels have a size cutoff but otherwise, they are not selective to
types of molecules that can pass through.
3The largest mechanosen-
sitive channels in bacteria (MscL) have pore openings of about3 nm allowing passage of small proteins, ∼9 kDa in size.
4In cells of
most known higher organisms (eukaryotes), mechanosensitive
channels typically are selective for the type of ions/molecules that
can pass. Commonly, these channels allow passage of specific ionssuch as K
+,N a+,o rC a2+and are referred to as stretch-gated ion
channels or mechanosensitive ion channels.5The opening of ion
channels in response to increased tension in the membrane leads to
changes in the membrane potential. A change in membrane poten-
tial expends energy accumulated by metabolic processes of the cell,which categorizes this response as an active response ( Fig. 1 ).
Stretch-activated ion channels are responsible for the initial depola-rization or hyperpolarization from a mechanical stimulus and are
involved in the sensing of touch and hearing. Opening of these
channels as a response to a mechanical stimulus can trigger propa-gation of action potential in excitable cells.
Responses that occur on a time scale longer than about 1 s
(rough order of magnitude estimate) are all driven by active,
energy-consuming processes. The already mentioned passive pro-
cesses are also present at these time scales but one can considerthem to result from the active responses to initial step-like pertur-bation. Among the long-time active responses, two different time
regimes can be furthermore distinguished ( Fig. 1 ). On the time
scale of seconds to minutes, the response is driven by protein –
protein interactions. In eukaryotic cells, this leads to reorganizationof the actomyosin cortex and tubulin networks via processes thatconsume energy in the form of ATP and GTP, respectively.
6Part of
cytoskeletal re-arrangements is driven by the influx of extracellular
Ca+2via the opening of stretch-gated ion channels.7These cytoskel-
etal re-arrangements lead to cell morphogenesis8and in some cell
types drive cellular motility.9While the dynamical behavior of
actin polymers and myosin motors as single entities is relatively
well understood, their collective behavior in networks is much less
clear. Understanding this behavior constitutes an exciting newdirection in soft matter physics known as active gel studies.
10
FIG. 1. Dominant cellular responses to applied step-like mechanical compres-
sion of a cell at different time scales. The associated time scales represent
approximate rankings and rough order of magnitude estimates. Differentresponses have significant temporal overlaps.Journal of
Applied PhysicsPERSPECTIVE scitation.org/journal/jap
J. Appl. Phys. 129, 210905 (2021); doi: 10.1063/5.0051875 129, 210905-2
Published under an exclusive license by AIP PublishingFrom a minute to hour time scale, the cells respond to
mechanical stimuli by re-arranging their transcriptional networks.
Mechanical forces acting via transcriptional networks are thoughtto play a key role in the differentiation of stem cells,
11,12controlled
cell death,13and activating tumor growth,14among others.15
Similar to eukaryotic cells, bacteria are sensing stresses in the cellenvelope and they activate specific transcription factors in responseto these stresses.
16In all domains of life, these system-level
responses are yet poorly understood. The lack of understanding is
related to the absence of suitable systems that are able to actuate
these responses in a controlled manner.
The shape of most bacteria, archaea, fungi, and plant cells is
determined by their cell wall. The energy-driven response to exter-
nal mechanical forces also involves remodeling of the meshworkmaking up the cell wall in these organisms. These responses unfold
on a time scale at which the cells double their mass and cell wall
area. The remodeling of the cell wall appears to occur as a directconsequence of stresses in the cell wall. It has been postulated thatthe stress acts on enzymes that synthesize the cell wall; in particularto lytic enzymes that cut covalent bonds in this macromolecularstructure before new polymer strands can be inserted.
17These
decades-old predictions yet wait to be verified in experiments.III.“CONVENTIONAL ”ACTUATORS AND SENSORS FOR
PROBING SHORT TIME-SCALE MECHANICAL
RESPONSES
A diverse set of tools has been developed over the years to
probe the mechanical properties of cells and new techniques are
emerging. The main focus of this Perspective lies on actuators andsensors that can be implemented in lab-on-a-chip devices. To putthese devices into Perspective, we will first discuss some of themost promising techniques to measure cellular forces and viscoelas-
tic properties in general ( Table I ). We refer to these techniques as
“conventional methods. ”Nevertheless, it should be stated that
these techniques are also state-of-an-art and several of them haveemerged quite recently. Our discussion of this very broad materialis inevitably brief. In-depth reviews can be found in the references
added to Table I .
The techniques listed in Table I have been divided into three
groups. The first group comprises techniques where a solid probecomes into direct contact with cells. These techniques includeAFM, parallel and rotating plate rheology setups, and micropipetes.
The first three techniques allow determining complex elastic
moduli of cells considering them as homogenous soft material.
18
However, the moduli determined by these techniques differ by
TABLE I. Comparison of “conventional ”methods for mechanobiology. Viscoelastic property signifies the quantity typically extracted from experiments although other rheological
functions can also be calculated. Force range for all techniques except FRET probes shows the force that the probe is capable of exerting but for FRET is the measurement
range. Dynamic time scale indicates the typical time scale of the relaxation process that is probed.
Technique Main viscoelastic property Force rangeDynamic
time scaleLinear dimension of
the probed regionMeas.
through-put
(cell/h) Reference
AFM Young modulus
Y=E(ω→0)10 pN –10μNm s –s1 0 n m –5μm5 –10 2and96
Parallel plate
rheologyElastic modulus E(ω)1 0 p N –10μNm s –s Whole cell 5 –10 2
Rotating plate
rheologyShear modulus G(ω) Limited by the
adhesive
properties of
cellsms–s Whole cell <106(5–6h
needed to
prepare cells)2and97
MicropipeteaspirationStretch modulus of
envelope, strength of
cell-to-cell and
cell-to-substrate
attachments0.1 nN –1μNm s –min >1 μm5 –10
20
Magnetic tweezers Shear modulus G(ω) 0.1 –100 pN ms –min 1 –10μm 1000 2,21,
98and99
Particle tracking
rheologyDiffusion coefficient →G(ω) N/A ms –h 0.01 –1μm1 0 –100 2and22
FRET probes Force, stress 1 –100 pN ms –min 1 nm to whole cell 10 –100 24
Brillouin scattering Spatial distribution of
longitudinal modulus
M(x,y)N/A ns >250 nm 10 –100 25and26
Optical stretchers Creep function J(t) <100 pN ms –s Whole cell 100 2and27
Laser ablation Creep function J(t) N/A ms –s >250 nm 5 –10 29Journal of
Applied PhysicsPERSPECTIVE scitation.org/journal/jap
J. Appl. Phys. 129, 210905 (2021); doi: 10.1063/5.0051875 129, 210905-3
Published under an exclusive license by AIP Publishingseveral orders of magnitude even when the same cell line in almost
identical culturing conditions is used.18Part of the variation in the
moduli can be explained by differences in the contact area betweenthe cell and the probe, loading rate, and stress level although arange of other factors could also play a role. The mechanicalresponse in the above three techniques arises from the mechanical
properties of both the envelope and the internal structures of the
cell. In contrast, response to micropipete aspiration arises predomi-nantly from the viscoelastic properties of cell membranes.
2,19,20
This technique can also be used to estimate the attachment strength
of cells to a substrate and other cells.
The second group includes techniques that track small parti-
cles or beads either attached to the cell surface or freely diffusing inthe cytosol ( Table I ). These techniques include magnetic tweez-
ers
2,21and particle tracking rheology.2,22We exclude here optical
tweezers, which make use of beads attached to the cell surface, as
this technique has been rarely used due to its rather limited force
range and phototoxic effects. Extraction of complex moduli usingmagnetic tweezers and particle tracking rheology is less direct com-pared to the techniques in the first group in Table I . For magnetic
tweezer experiments, the determination of shear moduli has relied
on finite element modeling of a cell as an isotropic medium.
2,23In
particle tracking rheology, the complex shear modulus is deter-mined from the mean square displacement of particles making useof the fluctuation-dissipation theorem.
18,19As an advantage, both
techniques allow more cells to be studied in parallel compared to
the techniques in the first group.18
The last group in Table I comprises techniques that use light
to directly probe the mechanical properties of cells. Our listincludes FRET-based force sensors, Brillouin scattering microscopy,
fiber-based optical stretchers, and laser ablation. As these techni-
ques have emerged more recently and can be used in conjunctionwith lab-on-a-chip platforms, we will next also discuss briefly theconcepts of these techniques.
In a FRET-based force sensor, a donor –acceptor pair of fluores-
cent molecules is covalently attached to the opposite ends of a force-
transducer molecule, which acts as a linear or non-linear spring.
24
The transducer molecule can be an unstructured peptide chain, aDNA hairpin, or a receptor –ligand pair that unbinds when the force
exceeds a threshold value. In the latter two cases, the transducer acts
as an ON –OFF switch that responds to a force exceeding a threshold
value. Nevertheless, a continuous force response near the thresholdcan still be found when the signals from a larger number of molecu-lar sensors are averaged. The drawback of FRET and its extensions is
the cumbersome labeling technique. Also, one has to be careful to
ascertain that labeling itself and/or the applied light intensities donot alter cellular behavior.
In Brillouin microscopy, no labeling of cells is required. In this
technique, light inelastically scatters from the acoustic phonons.
25,26
Frequency shifts and linewidths of Brillouin Stokes and anti-Stokes
peaks are measured as a function of spatial coordinates. Based onthese quantities, the real and imaginary parts of the longitudinalelastic modulus, M, can be calculated. However, this calculation
requires knowledge of the local density and refractive index.
Moreover, the longitudinal modulus is distinct from the elastic
modulus ( E). As of now, Brillouin scattering measurements allow
distinguishing a denser elastic environment from a less dense viscousenvironment within the cell. A further drawback is that Brillouin
scattering is very weak; typically only one in 10
12of incident
photons scatters.25As a result, measurements use high light intensity
over long integration times causing phototoxic effects to cells.
Optical fields can also be used for the mechanical actuation of
cells. A widespread technique, referred to as the optical
stretcher,27,28uses two aligned optical fibers that are separated by a
small gap. Cells are trapped into this gap by scattering forces,which arise at the cell surface due to the difference in the refractiveindex. The same forces also stretch the cell. The setup typicallymeasures the creep function of the cell.
18It is less cytotoxic than
the conventional optical tweezer because the light is not focused
and thus the power density within the cells is lower. The techniquehas some potential as a tool for medical diagnostics, but itsthroughput is small compared to microfluidic approaches as will bediscussed later.
The last technique on our list is laser ablation. In this largely
qualitative technique, high-energy laser pulses are used to obliteratecytoskeletal elements, intracellular junctions, and whole cells inmulti-cellular cultures.
29The surroundings of the ablated structures
usually undergo damped recoil. Creep function can be extracted
from these measurements, but its magnitude remains unknown
because the stress in the structure before and after ablation is notdirectly measured. Nevertheless, the viscoelastic properties of thestructures can be inferred from the speed and magnitude of recoil.
These inferences typically rely on the mechanical modeling of a cell
or multicellular network. Its usefulness in mapping out strains incells and cellular networks remains limited by its destructiveone-time readout. After a cell or network is probed, it is question-able if it could be measured again because the extent of the damage
from the laser pulse remains unknown.
IV. USING LAB-ON-A-CHIP DEVICES AS MECHANICAL
ACTUATORS
While the “conventional ”techniques discussed in Sec. IIIhave
made great strides in understanding cells as soft matter systems, they
are not well applicable to address questions on how cells and tissuesrespond to mechanical stimuli on longer, biologically relevant timescales for most active responses (cf. Fig. 1 ). For such studies, mea-
surement setups are needed where actuation can be applied over
hours to days and cellular responses can be observed in real-time.
For meaningful interpretation of such cellular responses, cells needto be in a well-designed microenvironment during the experiment,which closely mimics their native environment. Otherwise, the cellu-lar response to a foreign microenvironment rather than to an
intended controlled mechanical perturbation is studied. A critical
requirement for the reproducibility of such studies is also that thenumber of cells or organoid cultures is sufficiently large. It is wellknown that the physical properties of individual cells have large var-iations within the cell population.
30Probing small numbers of them
can lead to misinterpretation of results.
Lab-on-a-chip-based devices offer possibilities to overcome
the above limitations. First and foremost, lab-on-a-chip approachesallow the growth of cells in a steady and well-defined environment
during the measurement. The techniques based on particle tracking
and optical readout (groups 2 and 3 in Table I , respectively) can beJournal of
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Published under an exclusive license by AIP Publishingcarried out on lab-on-a-chip platforms to provide a cellular envi-
ronment that better resembles the native one. Such transfer is not
easily applicable to AFM/cantilevers and parallel plate rheologysetups but devices with similar functionalities can be constructedon the lab-on-a-chip platform as will be discussed later. Integrating“conventional ”techniques with lab-on-a-chip platforms thus
enables mechanical stimulation and monitoring of cells over much
longer periods.
Possibilities of lab-on-a-chip platforms for mechanobiology go
beyond mere cell culture improvement. Frequently, lab-on-a-chipplatforms enable the expansion of the measurement throughput
from single cells to hundreds and thousands of cells in parallel.
Lab-on-a-chip platforms also enable monitoring chemical and elec-trical cues using on-chip sensor arrays.
31–33It is feasible to
combine mechanical and (electro)chemical sensing on the sameplatform in the future.
In the following, we discuss the advantages and disadvantages
of different device concepts that have been used to mechanicallystimulate and probe cells. We do not dwell on different fabricationaspects of these devices but point the reader to excellent discus-sions on the topic.
34,35
A. Confinement induced forces
Cell growth, shape, division, and differentiation are all
expected to be affected by mechanical forces. In particular, embry-onic, stem, and primary tumor cells are imposed to confinement
and mechanical stress. Many pathogens penetrate host tissue by
processes where a mechanical pushing force is important.
36The
growth of single-celled organisms in the interior of colonies alsorequires overcoming mechanical stresses. It has been suggested thatmechanical confinement can be the main growth-limiting factor
forE. coli colonies on agar plates instead of nutrient availability.
30
In all these cases, the force is internally generated by the cells.
Forces arise as the cell pushes against surrounding cells and theextracellular environment that opposes its growth. The mechanical
work performed by cells in such situations is frequently coupled to
enzymatic activities that can remodel the extracellular environment.However, most microfluidic devices, especially those which arebased on inorganic materials, are sufficiently inert so that the lattertype of remodeling activity has a negligible effect.
A fundamental question related to cell physiology is how
much force a cell can generate by its growth before stalling. Thequestion about stall force has been extensively studied in individualmotor proteins in vitro conditions using optical and magnetic
tweezers. However, the “conventional ”tools are not suitable to
answer this question in cells because of the much higher forces
involved. Using microfluidics, the stall force can be readily mea-sured using simple circular-shaped microfluidic chambers made ofsoft polydimethylsiloxane (PDMS), which is deformable by individ-ual cells [ Fig. 2(a) ]. It has been found that the fission yeast (and
some other fungal) cells are capable of exerting up to about 10 μN
forces to their surrounding environment.
37,36So far, it is not clear
how these findings translate to the other types of cells. It can beexpected that the above approach will be more extensively used to
map out growth-generated forces in different single-celled organ-
isms. Making use of the same setup and fluorescent reporters, onewill also be able to better understand how forces affect biochemical
pathways involved in cell growth.
Microfluidic channels can also be used to study how cells
respond to mechanical deformations that squeeze them in thedirection perpendicular to their main symmetry axes, which fre-
quently determines their direction of movement. The migration of
squeezed cells is relevant for metastatic cancer cells and immune
FIG. 2. Confinement induced forces in microchannels and chambers.
(a) Time-lapse images of growing fission yeast cell in a circular-shaped micro-chamber for 3 h. The deformable chamber is fabricated using soft PDMS with
Young ’s modulus of 0.16 MPa. Scale bar, 10 μm. [Reproduced with permission
from Minc et al., Curr. Biol. 19, 1096 –1101 (2009). Copyright 2009 Elsevier Ltd.]
(b) Time-lapse images of an MDA-MB-231 breast cancer cell during migrationthrough a microfluidic constriction. The bright region corresponds to the cell
nucleus. Scale bar, 5 μm. [Reproduced with permission from Denais et al. ,
Science 352, 353 –358 (2016). Copyright 2016 AAAS.] (c) Left: E. coli growing
in slit-like channels with widths about half the size of the typical diameter of thecells (0.8 μm). Confined cells transform into large irregular shapes. Right:
regular unconfined E. coli cell for comparison. [Reproduced from Männik et al .,
Proc. Natl. Acad. Sci. U.S.A. 106, 14861 –14866 (2009). Copyright 2009
National Academy of Sciences.] (d) Schematics of fabrication of self-foldablemicrotubes. By removing the sacrificial layer, a strained bilayer is released and
bent, resulting in a microtubular structure. (e) Encapsulation and arrangement of
yeast cells in a self-foldable microtube. [Reproduced with permission fromMei et al ., Adv. Mater. 20, 4085 –4090 (2008). Copyright 2008 John Wiley and
Sons, Ltd.]Journal of
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Published under an exclusive license by AIP Publishingcells. Many of these studies have made use of slit-like channels and
pores. It has been found that the dimension of the nucleus signifi-
cantly limits the migration of cancer cells. However, the cell cansqueeze through pores smaller than the linear dimension of thenucleus in its relaxed state [ Fig. 2(b) ]. In doing so, cell ’s nuclear
envelope can rupture, which could result in genomic instability.
38
The latter refers to the fragmentation of DNA and its subsequentpartial degradation. Interestingly, the cells are usually able to repairthe damage to the nuclear envelope while the damage to the DNAcan be irreversible. The stiffness of the nuclear envelope has shownto be also a limiting factor for the migration of other cell types
through confined spaces.
39,40The next anticipated frontier for these
studies would be to combine cell migration studies with single-cellsequencing to quantitatively assess the damage to the genome.Furthermore, these studies can be combined with single-cell prote-omic analysis to understand how mechanical stress stimulates the
excretion of enzymes and small molecules that are capable of
remodeling extracellular matrix and cell-to-cell junctions.
The migration of bacteria in narrow slit-like channels has also
revealed unexpected behavior. It was found that E. coli in slit-likechannels with widths about half their unperturbed diameter trans-
formed to very wide and irregularly shaped cells
41,42[Fig. 2(c) ].
Interestingly, most cellular processes including DNA replicationand mass growth only showed a minor perturbance in response tothe change in cell shape and size.
42On the other hand, the widen-
ing of bacteria under uniaxial stress indicates that the synthesis of
the E. coli cell wall is strongly influenced by the stresses in it.
Similar conclusions were also drawn from different types of experi-ments in microfluidics chips.
43,44In the latter, E. coli cells grew out
of short side channels into the main channel. A fluid flow in themain channel exerted stress effectively bending the cells in the flow
direction. Both types of measurements indicate that regions of the
cell wall, which are exposed to tensile stresses and strains, favor theaddition of new cell wall material. While these experiments estab-lished the phenomenological relationship between cell wall growthand mechanical stress, the underlying molecular mechanisms
remain to be understood. For that end, one could tag enzymes
involved in the cell wall synthesis with fluorescent fusions and/oruse recently developed fluorescent precursors for cell wall
45in
imaging of cells that grow in microfluidic channels.
In the above studies, cells have been strongly confined by one
spatial direction. Studies are mostly making use of uniaxial instead
of biaxial confinement because of the difficulty in fabricating arange of channels of different heights on a single device using con-ventional soft lithography methods. Some workarounds for this
limitation have been demonstrated recently but these are applicable
for large channels.
46Promising alternative to conventional methods
is to use self-foldable tubes.47–49Their circular geometry mimics
better in vivo constraints than the rectangular geometry of conven-
tional microchannels.
Self-foldable tubes form when a thin film with the tube mate-
rial is released from a sacrificial layer by etching [ Fig. 2(d) ]. The
radius of the self-foldable tube is controlled by the lattice mismatchelastic properties of two layers that form the wall of the tube. Awide range of tube materials can be used including inorganic mate-
rials, cell-friendly polymers,
47or graphene.50Typically, the self-
foldable tubes are not part of a fluidic circuitry, as usually encoun-tered in lab-on-a-chip devices. Nevertheless, different tubes can bearranged into a network using micropipetes.
47The cells can enter
these channels on their own without any external force applied49
[Fig. 2(e) ] or encapsulated during the folding process.47As for 2D
cases, the propagation of cells in the channels depends sensitivelyon the channel diameter. Below a certain diameter, which for HeLacells is about 8 μm, disruptions to cell divisions and genome insta-
bility occur.
51,52The advantage of self-foldable tubes over conven-
tional microfabricated channels is the flexibility to use a range ofdifferent materials as the channel walls. This will enable future sys-tematic studies on how cells respond to tight contact with differentsurface materials. Moreover, electrical,
50magnetic,53or optical
sensing54capabilities in microchannels of self-foldable tubes have
been demonstrated recently. These sensing modalities can be usedfor real-time measurements of encapsulated cells.
55A potential
advantage of self-foldable tubes over conventional microfabricatedchannels is also a simpler determination of forces exerted by the
cells on the channel walls. Thanks to the simple geometry of the
tube, the average stress acting on the cells can be analytically calcu-lated from the deformation of the tube.
48,49For conventional
FIG. 3. Fluidic and contact shear forces in microchannels. (a) T op: schematics
for shear flow deformability cytometry where cells are flown from wider channelsto narrower ones. Bottom: in narrower channels, cells deform from spherical(not shown) to bullet-like shapes. [Reproduced with permission from Mietke
et al ., Biophys. J. 109, 2023 –2036 (2015) Copyright 2017 Author(s), licensed
under a Creative Commons Attribution (CC BY-NC-ND) license.] (b) T op: sche-matics for extensional flow deformability cytometry. Bottom: the extensional flowstretches the cell to prolate spheroid shape. [Reproduced from Gossett et al. ,
Proc. Natl. Acad. Sci. U.S.A. 109, 7630 –7635 (2012). Copyright 2012 National
Academy of Sciences.] (c) Schematics of a constricting channel fabricatedwithin a silicon cantilever. The presence of the cell is detected by the change ofresonance frequency of the cantilever. [Reproduced from Byun et al., Proc. Natl.
Acad. Sci. U.S.A. 110, 7580 –7585 (2013) Copyright 2013 National Academy of
Sciences.]Journal of
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Published under an exclusive license by AIP Publishingmicrofluidic channels, such calculations are much more compli-
cated and prone to uncertainties.
B. Fluidic and solid shear forces in microchannels
Cells in blood vessels, such as red and white blood cells and
endothelial cells, experience shear flows and stresses.56Deformability
of these cells is important for their proper function.57The deforma-
tion of the cells in shear flow can help to distinguish diseased cells
from normal cells in medical diagnostics. This so-called mechanicalphenotyping can be also used for other cell types, in particular, forthe detection of metastatic cancer cells.
58,59The underlying group of
techniques has been referred to as deformability cytometry.60Note
that the term deformability has a rather loose definition in the bio-
medical field and is mostly used as a relative measure when compar-ing one cell type to another. In some measurements, it may refer tothe change in the aspect ratio of cells while in others, deformability
is characterized by the time of how fast a cell can pass a constriction.
Several microfluidic approaches for implementing deformabil-
ity cytometry have emerged. In one class of devices, the cells arepushed through a constricting channel where one of the lateraldimensions is smaller than the relevant dimension of the cell.
61
This setup is similar to the one discussed in Sec. IV A but with the
difference that the driving force to push cells through the constric-tion is created by advection and not by the cells themselves.
In other types of devices, cells are not in contact with channel
walls and shear arises solely from the flow profile [ Figs. 3(a)
and3(b)]. Here, two approaches have been used more broadly. In
the first approach, referred to as a shear flow deformability cytome-try, the fluid with the cell suspension passes from wider to anarrower channel [ Fig. 3(a) ].
62Shear stress and pressure in the
channel deform from a spherical cell into a bullet-like shape. This
deformation is imaged by a high frame-rate camera and deform-
ability is calculated based on a segmented image of the cell in realtime [ Fig. 3(a) , bottom]. In the second approach, cells are trapped
and stretched by an extensional flow that forms in a four-way junc-
tion of fluidic channels [ Fig. 3(b) ].
63,64To achieve stretching, high
Reynolds number ( Re.50) flows are required. In this approach
too, cell deformation is determined from images acquired by ahigh-speed camera. The method has shown very promising resultsallowing to screen cancer cells at rates of 2000 cells/s and to distin-
guish normal and malignant leukocytes with about 90% accuracy.
63
At the same time, it appears to be less sensitive in detecting pertur-
bations of cell stiffness compared to shear flow deformabilitycytometry.
60Whether any of the above-mentioned approaches will
be able to compete in their reliability with the existing detection
methods for cancer markers in body fluids remains to be seen.
Their current use in cell cytometry applications is also hindered bythe need for expensive high-resolution microscopes and high-speedcameras.
The need for a high-speed camera and a microscope is cir-
cumvented in an approach where a microfluidic channel with a
constriction is fabricated within a cantilever.
60,65In this measure-
ment scheme, the readout is obtained from the resonant frequencyshift of the cantilever. Deformability is characterized by the time
the cells spend in the constricting region where it is in contact with
channel walls [ Fig. 3(c) ]. The technique also allows the readout ofthe cell ’s buoyant mass. This precision measurement adds a high-
quality feature, which in addition to deformability helps in distin-
guishing diseased cells from normal ones. Adding further modali-ties to this setup would be potentially useful. For example, onecould perform impedance spectroscopy in this setup. The potentialfor higher-dimensional datasets and at the same time simpler
readout may give the cantilever-based setup an advantage in
medical diagnostics compared to the purely fluidic based deform-ability measurements.
C. Cell stretchers and organs-on-a-chip devices
Many types of animal cells, including myocytes, lung, and epi-
thelial cells, experience tensile mechanical forces in their native
environment. Studying these cells in a static environment is notguaranteed to represent their native responses to different stimuli/insults such as drugs and pathogens. These recognitions have led to
the development of tools where cells are stretched via a flexible sub-
strate to which these cells are attached.
66,67Many macro-scale
systems exist that implement this concept; some of them beingcommercially available. These systems differ primarily by the actua-tion mechanism, which includes for example stepper motors, as
well as electromagnetic and piezoelectric actuators.
66,67Different
approaches allow different strain rates and magnitudes to beapplied. Here, we focus on a pneumatic actuation mechanism thatis compatible with the lab-on-a-chip platform. In our opinion, ithas the highest potential to yield transformative biological insights
and to develop a broadly applicable screening platform for biomed-
ical research. One of the pioneering works in this direction was byHuh et al.
68who developed a so-called lung-on-a-chip device that
allowed periodic stretching of lung cells. Further work in this fieldhas produced a heart-on-a-chip,
69gut-on-a-chip,70and
kidney-on-a-chip platforms.71The common design element for all
these platforms is a stretchable microporous substrate made ofPDMS, which is cyclically stretched by applying vacuum to the sidechannels [ Fig. 4(a) ]. The stretchable porous substrate separates two
parallel channels where different fluids or gases can be present. The
substrate can also be stretched by fabricating a pressure channelunderneath it and applying overpressure to this channel so that thesubstrate bulges [ Fig. 4(b) ]. The first of the two designs is more dif-
ficult to fabricate but allows the flowing of different liquids/gases
on either side of the membrane. Also, different cell types can be
grown on the two sides of the membrane. For example, in alung-on-a-chip platform, lung epithelial cells have been cultivatedon one side of the membrane and endothelial cells on the otherside. Epithelial cells are exposed to airflow in the top channel while
endothelial cells are exposed to the flow of cell culture medium in
the bottom channel as depicted in Fig. 4(a) . In some measure-
ments, neutrophils (type of white blood cell) were also present inthe bottom channel. It was found that mechanical stimulationincreased recruitment of neutrophils to the epithelium via the
endothelial layer upon exposure of the former to silica nanoparti-
cles or to E. coli bacteria.
In current studies, organ-on-a-chip devices have been used to
study drug efficacies, toxicity, and interactions of tissue with patho-
gens.
52Organ-on-a-chip devices hold great promise in reducing the
number of in vivo studies with animal models. Using cultivatedJournal of
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Published under an exclusive license by AIP Publishinghuman cells, which closely mimic cells in a tissue, could provide a
more representative model than a living animal for certain research
questions and be ethically less problematic. Such a platform wouldalso allow a more detailed observation of individual cells as manyorgan-on-a-chip platforms are compatible with high-resolutionoptical imaging. Finally, these platforms facilitate the integration of
on-chip electrical sensors that can detect metabolites and signaling
molecules from cells in real time
72although this integration is yet
in the early stages of development. A challenge for manyorgan-on-a-chip platforms is the difficulty to stably preserve cellcultures over one month.
52The latter is still a relatively short time
in terms of (human) development. The factors that affect the viabil-
ity of cells in lab-on-chip devices are not completely understood.They involve degradation of adhesive layers (typically fibronectinor collagen) and absorption of small hydrophobic molecules from
culture medium into PDMS,
73which has been the dominant mate-
rial for stretchable lab-on-a-chip devices. It has also been arguedthat PDMS has some cytotoxic effects.
74The toxicity has been
assigned to PDMS oligomers that are not cross-linked and candiffuse out from the PDMS matrix. Finding easily processable bio-
compatible alternatives to PDMS, such as stretchable hydrogels,
75is
therefore desirable. Despite these shortcomings, we expect that incoming years organ-on-a-chip platforms will find more and moreadoption by pharmacological companies and that this adoptionwill help to speed up the lengthy and costly drug-screening process.
The platforms will also allow relevant in basic research and help to
elucidate how individual cells in a tissue respond to mechanicalforces.
D. Compressive stresses
Lab-on-a-chip devices allow the application of compressive
stresses to groups or individual cells, as well as sub-cellular regions.A promising approach of applying compressive stresses to cells
makes use of PDMS-based pneumatic microvalves. These devices
were originally designed to turn on and off flow in microfluidicchannels.
76The microvalve consists of two perpendicular fluidic
lines separated by a thin (tens of micrometers) elastomer mem-
brane [ Figs. 5(a) and5(b)]. The application of hydrostatic pressure
to one of the fluidic channels (control line) leads to the expansionof this channel and deflection of the membrane between the fluidiclines. If a cell is placed underneath the valve, a compressive force is
applied to the cell [ Fig. 5(c) ]. Stresses of several hundreds of kPa
can be applied to cells this way.
Early attempts to use this approach employed valves where the
fluid line had either a concave (semi-circular) or rectangular crosssection. A wide fluidic line (100 –200μm) with a concave cross
section can be fully closed by the pressure in the control line. In
principle, such valves can be used to study very large cells, such asneurons. However, this approach is not practical for smaller cells,including bacteria, because the possible range of uniaxial stress that
can be applied is very limited. For higher applied stresses, the elas-
tomer ceiling curves effectively embedding the cells.
77
Consequently, the cells are cut off from the media supply andbecome dehydrated as water and possibly some small molecules arepressed out.
78Both are highly undesired outcomes for most
studies, although there are also useful applications.78The embed-
ding of cells can be avoided in valves where the flow line has a rec-tangular cross section. However, this induces in addition to thecompressive force also a lateral force that pushes cells away fromthe center of the valve [ Fig. 5(d) ].
79To overcome this shortcoming,
a different design of the valve has emerged, featuring a protrusion
in the ceiling of the flow line at the center of the valve [ Figs. 6(a)
and6(b)].80–83This design, referred to as the microanvil, has been
used to study both eukaryotic and prokaryotic cells. By growingaxons across the microvalve area, it was found that at loads higher
than about 95 kPa, axons were instantaneously transected.
80
However, nearly half of these axons were able to regrow within
about a 10 h period in the absence of exogenous stimulating factors[Fig. 6(c) ]. A similar approach was also used to study damage to
vascular tissue.
83The approach holds much promise to better
understand how different tissues respond to mechanical trauma at
FIG. 4. Designs of pneumatic cell stretchers integrated into lab-on-a-chip platforms. (a) Schematics for a lung-on-a-chip. Lung epithelial and endotheli al cells are cultivated
on different sides of a stretchable membrane. Vacuum suction is applied to side chambers to stretch the membrane. [Reproduced with permission from Hu het al. , Science
328, 1662 –1668 (2010). Copyright 2010 AAAS.] (b) Schematics of a cell stretching device in which overpressure is applied to a pneumatic channel underneath the c ells.
[Reproduced with permission from Kamble et al. , Lab Chip 16, 3193 –3203 (2016). Copyright 2016 the Royal Society of Chemistry.]Journal of
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Published under an exclusive license by AIP Publishingthe single-cell level. It will also help to elucidate the molecular
pathways involved in the immediate response and repair pathways.
To study bacterial cells, the dimensions of the valve were
scaled down about 20 times reaching lateral dimensions of about4×8 μm
2and a height of about 1 μm[Fig. 6(b) ]. Using this device,
filamentous E. coli with a length of about 8 –10μm have been
studied. Among other findings, the measurements have given new
insights into how fast cytosolic water and small molecules can leave
E. coli cells. The initial slow speed measurements showed loss of
about 30% of the cytosolic volume upon compression in the 1-minrange.
81A more recent high-speed measurement revealed that the
outflow of water occurs in a mere 50 ms [ Figs. 6(d) and 6(e)].
Interestingly, the outflow of water was reversible and also the influx
occurred on a fast time scale ( ≈100 ms) [ Fig. 6(e) ]. The rapid
outflow of water can be explained by the opening of mechanosensi-tive channels when there is a sudden increase in cytosolic pressureand cell membrane tension but these channels should be closed
during the restoration of cell volume when there is no overpressure.
It remains to be determined what mechanism allows cells to refilltheir volume rapidly. In future work, the dimensions of the valveshould be scaled down to accommodate regularly sized E. coli and
other bacterial cells. Also, deformation of the anvil portion could
be used to determine the actual stress applied to the cells.E. On-chip electromagnetic tweezers
As mentioned earlier (cf. Table I ), experiments with magnetic
tweezers are typically carried out at low sample numbers. Animplementation of electromagnetic actuator techniques within alab-on-a-chip device promises to open up the possibility for auto-mation and high-throughput experiments.
84Prominent methods to
apply on-chip tweezers rely on magnetophoretic and dielectropho-
retic particle actuation.85,86While the required magnetic fields to
generate magnetophoresis are conventionally produced using exter-nal coils, the suitable structures can also be directly incorporatedinto the chip design, e.g., making use of a crossbar layout.
87
Driving specific loop-like current patterns through the crossbararray allows generating magnetic fields at specific locations of thechip in a time-dependent manner. The generated fields apply aforce on an induced (or a permanent) dipole and can be used to
actuate multiple particles in different locations of the chip surface
(Fig. 7 ). Since most biological cells show only negligible response to
FIG. 6. Microanvil valve actuators. (a) A conceptual design of the microanvil.
A protrusion (anvil) is fabricated in the ceiling of the valve that contacts the cell
and compresses it. (b) A phase-contrast image of the microanvil and trappedE. coli cell. The scale bar is 2 μm. [Panels (a) and (b) are reproduced with per-
mission from Yang et al ., Mol. Microbiol. 113, 1022 –1037 (2020). Copyright
2020 John Wiley and Sons, Ltd.) (c) Transection of the axon by a microanvil.
0 min: an axon (green) before transection, 20 min: the same axon right aftertransection. The later images show the regrowth of this axon. [Reproduced withpermission from Hosmane et al. , Lab Chip 11, 3888 –3895 (2011). Copyright
2011 the Royal Society of Chemistry.] (d) Fluorescence images of E. coli cells
under rapid compression (left) and release (right) of the microvalve.Fluorescence originates from the HupA-mCherry label that stains bacterial DNA(the nucleoids). (e) Fluorescence intensity from the center of the same cell as a
function of time. Panels (d) and (e) are authors ’unpublished results.
FIG. 5. Pneumatic microvalves for cell squeezing experiments. (a) A basic
design of the valve. Pneumatic valve forms at the region where flow and control
lines overlap. (b) A photograph of a finished microfluidic chip showing the flow(blue) and the control (red) lines. (c) If a cell is placed in the valving region andexternal pressure is applied to the control line, then the cell will be squeezed.
(d) Calculated profiles for the ceilings of the flow lines at pressures of 0, 2, and
4 bars in the control line. Due to a convex shape, the ceiling of a half-closedvalve exerts a lateral force (blue arrows) that tends to displace cells from thecenter of the channel. [Reproduced with permission from Yang et al ., J. Vac.
Sci. T echnol., B 33, 06F202 (2015). Copyright 2015 AIP Publishing LLC.]Journal of
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Published under an exclusive license by AIP Publishingmoderate magnetic fields themselves, magnetic tags need to be
attached to them.88,89While the generation of chip-based magneto-
phoretic forces is intrinsically limited to 2D using the crossbararchitecture, it is possible to additionally generate dielectrophoreticforces with the same chip design. To this end, the DC sequences
for the generation of the magnetic field are overlaid with an AC
sequence, generating an inhomogeneous electrical field. Thisapproach allows a precise actuation in three dimensions using asingle chip without any moving parts or external components[Fig. 7(d) ].
90Yet, care has to be taken to avoid the generation of
excessive temperatures at the chip surface caused by resistive
heating from the applied currents. Such temperature changes mightinterfere with the response of cells to mechanical stimuli. Futureapplications of on-chip electromagnetic tweezers for high-throughput mechanobiological cell experiments will thus critically
depend on advanced chip designs, which allow the application of
significant forces and minimize heat dissipation. This could enablethe precise and localized generation of tensile and compressiveforces to adherent cell networks in a parallel configuration usingarrays of individually trapped and actuated particles.
V. CONCLUSIONS
Cells actively respond to mechanical cues in their environ-
ment. Understanding these responses at the molecular and cellular
level is currently limited because of a lack of available tools to stim-ulate individual cells and cell networks in a controlled manner.Lab-on-a-chip platforms provide unique capabilities to study
responses in conditions that closely match the cellular environment
over extended periods. Parallelization that is inherent tomicrofabrication technology enables to drastically increase the mea-
surement throughput. Despite these promises, many challenges
remain that limit the use of such devices. An important issue is thecomplexity of fabrication and device handling. Devices that allowthe application of forces to individual cells in a controlled mannertypically require multilayer processes and the capability to align dif-
ferent layers together. This is usually done manually and as such
the process is time-consuming and prone to a high failure rate.Multi-layered devices can also be fabricated using 3D printing.
34
Although more reliable, 3D printing is also a serial process and asof now, its resolution is not sufficient to fabricate devices for
smaller cell types such as bacteria. Material compatibility issues
with long-term cell cultures remain also a concern. Making furtheruse of hydrogels and biopolymers instead of traditional PDMScould alleviate these issues. Recently, intensive efforts have beendirected at 3D printing of diverse materials for the fabrications of
microfluidic devices,
91–95which could potentially be used in studies
related to mechanotransduction. Further improvement is alsoneeded in determining the exact force and stress magnitudes thatmicrofluidic actuators apply to cells. As of now, most in situ force-
sensing in lab-on-a-chip devices relies on rather complicated
mechanical or fluid dynamic simulations. Furthermore, in many
measurements force and stress magnitudes are not known and thedevice is just used to stimulate the cells. Miniaturized pressure andforce sensors that are integrated into microfluidic circuits could sig-
nificantly improve the accuracy of the force readout. Different fluo-
rescent probes represent a promising approach in this direction asmost lab-on-a-chip devices are used in conjunction with fluores-cent microscopy setups. The development of new integrated sensorarrays could also facilitate adding electrical and electrochemical
detectors to the microfluidic chips that are capable of monitoring
signaling molecules, cell metabolites, and secreted enzymes in a cellculture medium. These chemical signals form an integral part ofcellular response to a mechanical stimulus. Finally, to investigateorganoids, the lab-on-a-chip platform needs to extend from mostly
2D cell cultures to more realistic 3D systems. Including blood
vessels within these cultures would be highly desired. Indeed, engi-neering cells so that they partly fabricate the microfluidic device ontheir own is a logical next step in the development of lab-on-a-chipplatforms.
ACKNOWLEDGMENTS
The authors thank Jaana Männik for useful discussions. A
part of this research was conducted at the Center for NanophaseMaterials Sciences, which is sponsored at Oak Ridge NationalLaboratory by the Scientific User Facilities Division, Office of Basic
Energy Sciences, U.S. Department of Energy. This work has been
supported by the US-Israel BSF Research Grant (No. 2017004)(J.M.), and the National Institutes of Health Award (No.R01GM127413) (J.M.).
DATA AVAILABILITY
The data that support the findings of this study are available
within the article.
FIG. 7. On-chip electromagnetic tweezers implemented by a crossbar array
architecture. (a) Concept of attractive magnetic and repulsive dielectrophoretic
forces that can be generated simultaneously by driving DC and AC currents,respectively, through the crossbar array. (b) Microscopic image of a single mag-netic particle captured at the center of a crossbar array. (c) and (d) Defined
application of forces resulting in 3D actuation of a particle along defined trajecto-
ries above the chip surface (c: microscopic top view at the levitation plane over-laid with the particle trajectory and d: 3D plot of the particle trajectory.The corresponding time is indicated by the color code). Scale bars in (b) and
(c) are 15 μm. [Reproduced with permission from Rinklin et al ., Lab Chip 16,
4749 –4758 (2016). Copyright 2016 the Royal Society of Chemistry.]Journal of
Applied PhysicsPERSPECTIVE scitation.org/journal/jap
J. Appl. Phys. 129, 210905 (2021); doi: 10.1063/5.0051875 129, 210905-10
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Applied PhysicsPERSPECTIVE scitation.org/journal/jap
J. Appl. Phys. 129, 210905 (2021); doi: 10.1063/5.0051875 129, 210905-13
Published under an exclusive license by AIP Publishing |
5.0038778.pdf | Appl. Phys. Lett. 118, 182401 (2021); https://doi.org/10.1063/5.0038778 118, 182401
© 2021 Author(s).Two oscillation states in free/hard bilayered
nano-pillars
Cite as: Appl. Phys. Lett. 118, 182401 (2021); https://doi.org/10.1063/5.0038778
Submitted: 25 November 2020 . Accepted: 09 April 2021 . Published Online: 03 May 2021
X. Yuan ,
Z. Lu , Z. Zhang , M. Cheng , J. Liu , D. Wang , and
R Xiong
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nano-pillars
Cite as: Appl. Phys. Lett. 118, 182401 (2021); doi: 10.1063/5.0038778
Submitted: 25 November 2020 .Accepted: 9 April 2021 .
Published Online: 3 May 2021
X.Yuan,1,2
Z.Lu,1,2,a)
Z.Zhang,3M.Cheng,3J.Liu,1,2D.Wang,4and R Xiong3,a)
AFFILIATIONS
1The State Key Laboratory of Refractories and Metallurgy, Wuhan University of Science and Technology, Wuhan 430081, China
2School of Materials and Metallurgy, Wuhan University of Science and Technology, Wuhan 430081, China
3Key Laboratory of Artificial Micro- and Nano-Structures of Ministry of Education, School of Physics and Technology,
Wuhan University, Wuhan 430072, China
4College of Science, Wuhan University of Science and Technology, Wuhan 430065, China
a)Authors to whom correspondence should be addressed: zludavid@live.com andxiongrui@whu.edu.cn
ABSTRACT
The magnetization oscillation driven by spin transfer torque (STT) in a nano-pillar composed of a large in-plane anisotropy fixed layer and a
soft free layer is studied. It is found that instead of frequency continuously changing with current as most nano-oscillators do, this kind of
nano-oscillator can only oscillate in two stable states with specific frequencies. In each state, the frequency is almost invariant with current
density. The oscillation state could be easily manipulated by the magnetization state of the free layer or an applied pulse magnetic field as theworking current density is lower than a critical value ( J
c). The critical current density and the frequency difference of the two states can be
tuned by the saturation magnetization ( Ms) of the two layers and the anisotropy constant Kof fixed layer. Phase-locked oscillation is
obtained in a two-nanopillar system, suggesting that it may be possible to amplify the oscillation signal by building an array of this kind of
nanopillar system. This kind of STT-based nano-oscillator may have various applications in the field of spintronics.
Published under license by AIP Publishing. https://doi.org/10.1063/5.0038778
Since the discovery of the spin transfer torque (STT) effect by
Slonczewski1and Berger,2tremendous and continuous interest has
been aroused in the study of current-driven spin dynamics in confinedmagnetic structures due to the basic physics involved and the prospectfor technological applications.
3–7In a confined magnetic structure
such as a sandwich nano-pillar8or a nano-wire9–11as a proper direct
current is passed through, the transfer of spin angular momentumfrom conduction electron to local spins drives a persistent precessionof local spins in the free layer or an oscillation of a pinned domain
wall in a nano-wire. The magnetization oscillations in magnetic nano-
structures due to the current-driven spin precession or domain wall(DW) oscillation open a new method for the generation of microwaveoscillations. The magnetic nano-structures can be utilized to buildnano-scale oscillators with the tunable frequency in the microwaverange, which has important applications in various areas such as wire-less communication
12a n dr e a dh e a d .13So far, two types of current-
driven magnetic nano-oscillators have been most studied: one is theso-called spin torque nano-oscillator (STNO) based on a magnetic sand-wich structure.
14The other is the domain wall-based nano-oscillator
(DWNO),6,9based on a magnetic nano-wire with pinning notches.
It was reported that a fixed DW spanning along a ferromagneticnano-pillar can be driven to rotate by a direct current.3,15In composite
magnetic nano-structures composed of two magnetic materials withdifferent anisotropy directions, a DW is naturally formed and pinnedat the interface of two materials. Recently, interesting magnetizationoscillation behaviors induced by the rotation of the interface DW orspins were found in this kind of composite nano-structure, which isdependent on the geometry of the nano-structure and the relativedirection of anisotropies. In a composite nano-wire composed of asmall perpendicular anisotropy (PMA) region and a large in-plane
anisotropy (IMA) region, when a current enters from PMA part into
IMA part, transverse domain walls will be periodically emitted fromthe interface due to the rotation of the interface spins and propagatealong the nano-wire, leading to an oscillation of magnetization.
16In
bilayered nano-pillars with a PMA fixed layer and soft free layer, theDW that is naturally formed and fixed at the interface will rotate sus-tainability as a proper current applied. Depending on the geometry ofthe free layer, the rotation of the DW will either lead to a precession ofa virtual vortex domain
17or induce a periodic motion of a transverse
DW in the free layer.18Either behavior will also lead to a stable
oscillation of the magnetization of the free layer. The magnetizationoscillation of composite nano-structures occurs without the aid of an
Appl. Phys. Lett. 118, 182401 (2021); doi: 10.1063/5.0038778 118, 182401-1
Published under license by AIP PublishingApplied Physics Letters ARTICLE scitation.org/journal/aplexternal field. Considering that they are easily fabricated and various
interesting spin dynamic behaviors are found in them, such a kind ofcomposite nano-structure is of great interest for study.
In a PMA/IMA composite nano-pillar, the naturally formed DW
spans along the thickness, which is almost in the same direction of the
stray field of the hard layer. Therefore, as a current is applied, the DW
rotates around the z-axis. The magnetization oscillation is induced by
this kind of DW rotation. In an IMA (fixed)/IMA (soft) composite
nano-pillar, the stray field of the fixed layer is perpendicular to the
DW spanning direction. The magnetization oscillation in this kind ofnano-pillar may show different features.
In this study, the spin dynamics in a bilayered nano-pillar with a
s o f tl a y e ra n da ni n - p l a n em a g n e t i z e dfi x e dl a y e ri ss t u d i e d .I ti sf o u n d
that the magnetization of the free layer can oscillate in two states
depending on the current density. In each state, the frequency is quitestable and almost independent of current density. There is a critical
current ( J
c) density at which the frequency is subject to a sudden
change. When the current density is lower than Jc, oscillation states
can be manipulated by the magnetizing direction of the free layer or a
pulse magnetic field along the z-axis.
All simulations in this paper are performed using the OOMMF
code19with the contribution of the STT effect being considered. The
system considered in our study is a bilayered nano-pillar system com-posed of two magnetic layers with different easy axis directions. In this
kind of bilayered system, although material is discontinuous along the
thickness, the magnetization direction changes continuously evenaround the interface due to the exchange interaction. In this case, spin
torque forms proposed by Zhang et al. are applicable to describe the
magnetization dynamics. Therefore, to include the STT terms, the
class, spinTEvolve, is applied. The magnetization dynamics of the sys-tem is, thus, described by the Landau—Lifshitz—Gilbert (LLG) equa-tion with two spin transfer terms,
20
~dm
dt¼/C0 j cj~Heff/C2~mþa~m/C2~dm
dtþu/C1~m
/C2~m/C2@~m
@z/C18/C19
þb/C1u/C1~m/C2@~m
@z; (1)
with~mbeing the unit magnetization, cthe gyromagnetic constant,
~Heffthe effective field including the contributions of the exchange
field, anisotropy field, demagnetizing field, and Zeeman field, athe
Gilbert damping constant, and bthe coefficient of the nonadiabatic
term. Here, uis defined as u¼JPglB
2eM s,w i t h Jbeing the current density,
Pthe polarization rate, gthe Land /C19ef a c t o r , lBthe Bohr magneton, e
the electron charge, and Msthe saturation magnetization.
In this study, the nano-pillars are composed of two materials:
Permalloy and CoPtCr alloy are used. The length ( l), width ( w), and
thickness (t) of each layer are 32 nm (along the y-axis), 20 nm (along
thex-axis), and 32 nm (along the z-axis), respectively. The Permalloy
layer is the free layer, while CoPtCr with strong magnetocrystallineanisotropy is used as the fixed layer. The inset of Fig. 1(a) shows the
FIG. 1. (a) Relaxed initial state of the nano-pillar; the inset shows the model of the bilayered nano-pillar. The direction of the current Jisþz. (b) The dependences of the oscil-
lation frequency and amplitude on current density. The inset shows the angle between the rotation axis and the xy plane ( h) evaluated at different Jvalues. (c) The time
dependences of three components of magnetic moments (m x,m y, and m z) when J¼10.4/C21011A/m2. (d) The time dependences of three components of magnetic moments
(mx,m y, and m z) when J¼13.1/C21011A/m2.Applied Physics Letters ARTICLE scitation.org/journal/apl
Appl. Phys. Lett. 118, 182401 (2021); doi: 10.1063/5.0038778 118, 182401-2
Published under license by AIP Publishingmodel of the nano-pillar. The parameters of Permalloy21are as fol-
lows: a saturation magnetization of Ms-free 8.0/C2105A/m and an
anisotropy constant of K 0. The saturation magnetization ( Ms-fixed)
and anisotropy constant K of CoPtCr22are set to 6.8 /C2105A/m and
4.0/C2105J/m3, respectively. For both layers, the magnetic stiffness
constant A is fixed at 1.0 /C210/C011J/m, the Gilbert damping constant a
is set to 0.04,23and the non-adiabatic constant bis fixed at 0.04. The
unit cell size is set as 2 nm /C22n m/C22 nm, and the spin polarization is
fixed at 0.4. These cell dimensions are smaller than the exchange
length lex(lex¼ffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi
2A=l0M2
sp
)24of the materials used in this study.
In our study, a relaxed initial state of the nano-pillar as shown in
Fig. 1(a) is used except for a special mention. To obtain the relaxed
initial state, the magnetizations of the fixed layers are set to theþx-direction first, and then the whole system is allowed to relax.
When a proper current is applied, the spins of the free layer begin
to precess, leading to an oscillation of the magnetization of the nano-
pillar with a constant frequency and amplitude.
To investigate the tuning effect of the magnitude of applied cur-
rent, the magnetic dynamics of the nano-pillar at different currentdensities ( J) are simulated. Figure 1(b) shows the dependences of the
oscillation frequency and amplitude on current density. The oscillation
amplitude is defined as
mymax/C0mymin
2,w i t h mymax/mymin being the
maximum/minimum value of the ycomponent of magnetization. The
current density ranges from 5.53 /C21011A/m2to 13.83 /C21011A/m2.
Below 5.53 /C21011A/m2, oscillation cannot be established, while over
13.83 /C21011A/m2, the oscillation becomes unstable. Two important
features are observed: (1) there is a critical current density ( Jc)o f
11.75 /C21011A/m2, under which the frequency and amplitude are sub-
ject to a sudden change. (2) On both sides of Jc,t h ef r e q u e n c ya n d
amplitude do not show a significant dependence on current density.Usually, in a confined nano-structure, the oscillation frequency andamplitude highly depend on applied current due to the change in theSTT.
3In our soft/hard bilayer, the nano-pillar shows completely differ-
ent behaviors. It seems that there exist two stable oscillation states,
each having its own frequency and amplitude. We may name the state
with lower frequency a low-frequency state (L state), and the one withhigher frequency a high-frequency state (H state). Before the currentdensity reaches the critical value for state switching, the frequency andamplitude are almost unvaried in a fairly larger range of current densi-
ties. To explore the reasons for two states with different frequency, the
spin configurations during one oscillation period in either state arestudies (the results are not shown). It is found that in the L state, thespins rotate around an out-of-plane axis, while in the H state, the spinsrotates around the x- a x i s .T h et i m ed e p e n d e n c e so ft h r e ec o m p o n e n t s
of magnetic moments ( m
x,my,a n d mz)s h o w ni n Figs. 1(c) and1(d)
can clearly illustrate the different precession behaviors of the two
states. In the L state ( J¼10.4/C21011A/m2), the mean values and oscil-
lation amplitudes of mx,my,a n d mzare different, suggesting that the
spins rotate around an out-of-plane axis. However, in the H state(J¼13.1/C210
11A/m2), the mean values of myandmzare almost equal
to 0, and the oscillation amplitudes of myandmzare close, indicating
that the rotation axis is almost along the x-axis. Based on the mean
values and amplitudes of mx,my,a n d mz, the angle between the rota-
tion axis and the xyplane ( h)i se v a l u a t e du n d e rd i f f e r e n t Jvalues
[shown in the inset of Fig. 1(b) ]. When the Jvalue is lower
than 11.75 /C21011A/m2,t h e hvalue decreases slowly from 50/C14to
45/C14at beginning and becomes almost unvaried as Jis higher than8/C21011A/m2. A sudden drop of hfrom 45/C14to 0/C14occurs at
J¼11.75 /C21011A/m2, beyond which hdoes not change much with
the increase in current density.
Based on the results shown above, the spins in the free layer can
perform precession around two axes—one is 45–50/C14from the xyplane
and the other is in the xyplane (close to the x-axis). The oscillation fre-
quency is determined by the precession frequency of the spins. Whenthe spins precess around the x-axis, the effective field is larger because
the stray field of the fixed layer is along the x-direction. As a result, the
precession frequency of the spins is higher and the oscillation of the
magnetic moment is in the H state. On either side of the critical cur-
rent, the change in current density only slightly changes the effective
field. Since the precession frequency is mainly determined by the pre-
cession torque M/C2H
eff,at i n yc h a n g ei n Heffwill only lead to a tiny
change in frequency.
It is noted that this kind of two-state oscillation only occurs in
nano-pillars with the free layer having the similar value of length and
thickness. If the thickness and length are significantly different, only
one stable oscillation state can be obtained. We find that when
t¼40 nm and l¼32 nm, only the L state can be observed, while at
t¼32 nm and l¼40 nm, only the H state can be found. This phenom-
enon is understandable because the extra anisotropy field induced by
the dimension difference changes the direction of the effective field
and restrains the occurrence of one oscillation state.
From above, we learn that in the studied nano-pillar, two differ-
ent oscillation states can occur at different current densities due to the
change in the effective field direction. As a DC density is applied along
thez- a x i s ,t h es p i n sw o u l db ec o m p r e s s e dt o w a r dt h e xyplane due to
the STT effect.14The change in the spin direction will lead to a slight
change in the effective field due to the small change in the demagnetiz-
ing field and exchange field. As a result, the precession axis gradually
tilts toward xyas the current density increases. In this period, the oscil-
lation is in the L state. When the precession axis reaches some critical
angle, a further increase in the current density will make the precession
axis sudden jump to the xyplane. The oscillation, thus, enters the H
state. Since the direction of the precession axis depends on the spin
directions, it may be possible to manipulate the oscillation state by set-
ting the initial magnetization direction of the free layer. To prove this,
the magnetization of the free layer is first set to the z-,y-o rx-direction.
For comparison, an unmagnetized free layer is also considered. A dc
current with a density of 10.4 /C21011A/m2or 13.1 /C21011A/m2is then
applied. The former value is lower, and the latter one is higher than Jc,
as shown in Fig. 1(b) .Figure 2 exhibits the dependences of oscillation
frequency and amplitude on the initial magnetization direction at dif-
ferent current densities. When J<Jc, the oscillation state strongly
depends on the initial state: when the free layer is unmagnetized or
magnetized to the z-direction, the magnetization oscillates in the L
state; as it is magnetized in advance to the x-o r y-direction, H state
oscillation occurs. If J>Jc, no matter what the initial state is, only H
state oscillation happens. These results suggest that L and H states are
two stable oscillation states as J<Jc. The selection between the states
can be easily achieved by manipulating the magnetization direction of
t h ef r e el a y e r .
At proper current density, the oscillation state depends on the
effective field direction, which can be manipulated by the spin direc-
tions in the free layer. The spin directions can be instantaneously
changed by an applied pulse magnetic field. Therefore, it is possible toApplied Physics Letters ARTICLE scitation.org/journal/apl
Appl. Phys. Lett. 118, 182401 (2021); doi: 10.1063/5.0038778 118, 182401-3
Published under license by AIP Publishingdynamically switch between two states using a pulse magnetic field. To
achieve this, a pulse field with a magnitude of 8 mT and a duration of4 n si sa p p l i e da l o n gt h e þz-o r– z-direction during the oscillation.
Figure 3 shows the time dependences of oscillation frequency and
amplitude. There are gray regions. These regions are the transitionperiod during which a pulse field applied, and the frequency andamplitude change with time. In this study, the current density is kept
at 10.4 /C210
11A/m2. Obviously, after each transition period, the oscil-
lation switches from the state to the other state. A pulse field along the–z-direction can change the oscillation from the L state to the H state,
while, a þz pulse field can switch the oscillation from the H back to L
state. Therefore, by applying a proper pulse magnetic field, it is veryconvenient to accomplish the conversion between two oscillationstates.
Based on the above study, this kind of bilayered nano-pillar can
oscillate in two stable states. In each state, the frequency and amplitude
will not vary significantly with the change in current density.
Therefore, the oscillation frequency will have good tolerance for thecurrent deviation. Moreover, when working at a current density lower
than J
c, this kind of nano-pillar can output two different stablefrequencies, which can be manipulated by the initial magnetization or
a proper pulse magnetic field. Therefore, this kind of nano-pillar may
have important applications in building nano-oscillators with two con-
stant frequencies. For application consideration, low working currentdensity is desirable. Since the working current density is supposed tobe lower than J
c, to achieve low working current, we need to diminish
Jc. The nano-pillar can output two kinds of frequency—one is low fre-
quency and the other is high frequency. It may also be important toenlarge the difference between the frequencies ( Df) for better applica-
tion. For the purpose of lowering working current density and enhanc-ing the frequency difference, the dependence of J
candDfon the
magnetic properties of the free layer and fixed layer is studied and
shown in Fig. 4 . It is found that for the fixed layer, high K and low
Ms-fixed are beneficial for obtaining low Jcand high Df;a st ot h ef r e e
layer, Jcincreases while Dfdecreases fast with the increase in Ms-free
due to the strong dependence of STT on Ms-free. Therefore, to reach
low Jcand high Df, the fixed layer needs to use material with high
FIG. 2. The dependences of oscillation frequency and amplitude on the initial mag-
netization direction at different current densities.
FIG. 3. A pulse field with a magnitude of 8 mT and a duration of 4 ns is applied
along the þz or –z direction during the oscillation. The regions are transition period
during which a pulse field applied, and the frequency and amplitude change withtime.
FIG. 4. (a) The dependence of JcandDfon the Ms of the free layer. (b) The
dependence of JcandDfon the Msof the fixed layer. (c) The dependence of Jc
andDfonKof the fixed layer.Applied Physics Letters ARTICLE scitation.org/journal/apl
Appl. Phys. Lett. 118, 182401 (2021); doi: 10.1063/5.0038778 118, 182401-4
Published under license by AIP Publishinganisotropy but low saturation magnetization, while material with low
saturation magnetization should be applied to the free layer. One
example can illustrate how significantly JcandDfcan change by the
optimization of the materials for the free layer and fixed layer. If thefixed layer with K ¼6/C210
5J/m3and Ms-fixed¼5.0/C2105A/m and
free layer with Ms-free¼7.0/C2105A/m, JcandDfare 5.75 /C21011A/m2
and 2.67 GHz, respectively, which are in strong contrast to 11.75 A/m2
and 0.6 GHz for the nano-pillar composed of permalloy and CoPtCr.
Although only effects of the material parameters are considered in ourstudy, J
candDfcan also be tuned by the dimensions of the layers.
Lower Jcand larger Dfmay be achievable by the additional geometry
optimization.
For nano-oscillator applications, the strength of the output
signal is an important issue to be considered. An effective way forenlarging the signal is to build an array of nano-pillars whose oscil-lations are phase-locked. To investigate the feasibility of phase-
locked oscillation among nano-pillars, two nano-pillars separated
by different space are studied. It is found that when they are sepa-rated by 44 nm, the oscillations of them are coupled and synchro-nous oscillation can be achieved (results are not shown). Theoscillation amplitude of the two nano-pillar system is about 1.5
times of a single nano-pillar. Moreover, compared with its single
nano-pillar counterpart, the two nano-pillar system has larger Df
but lower J
cdue to the inter-pillar coupling. This finding suggests
that it is possible to achieve phase-locked oscillation in an array ofnano-pillars and greatly enhance the output signal.
In summary, the spin dynamic behavior of a nano-pillar com-
posed of an IMA fixed layer and a soft free layer is studied. Two oscil-lation states with different frequencies are observed in this kind ofnano-pillar depending on the current density: below J
c,t h em a g n e t i z a -
tion oscillates in a low-frequency state; otherwise, it oscillates in a
high-frequency state. The frequency of each state is quite stable andalmost independent of current density. J
cand the frequency difference
between states can be tuned by Msof the free layer and Msand K of
the fixed layer. When working at a current density just below Jc,t h e
oscillation state can be manipulated by the magnetized direction of the
free layer and a pulse magnetic field along the z-axis. We find that the
oscillation mode could be changed by adjusting the initial magnetiza-tion states when the current density is located at the lower frequency.Particularly, low and high frequency states could be switched at will
through a pulse magnetic field. Msof two layers and K of the fixed
layer all have effects on J
cand oscillation frequency. In a two-nanopillar
system, phase-lock oscillation can be obtained, suggesting it may bepossible to enhance the oscillation amplitude by building an array ofthis kind of nanopillars. This kind of nanopillar can be utilized to fabri-
cate STT-based nano-oscillators for different applications.The authors would like to acknowledge the financial support
from the National Natural Science Foundation of China (Nos.51871170 and 11774270).
DATA AVAILABILITY
The data that support the findings of this study are available
from the corresponding author upon reasonable request.
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Appl. Phys. Lett. 118, 182401 (2021); doi: 10.1063/5.0038778 118, 182401-5
Published under license by AIP Publishing |
5.0040874.pdf | Appl. Phys. Lett. 118, 122401 (2021); https://doi.org/10.1063/5.0040874 118, 122401
© 2021 Author(s).Spin–torque dynamics for noise reduction in
vortex-based sensors
Cite as: Appl. Phys. Lett. 118, 122401 (2021); https://doi.org/10.1063/5.0040874
Submitted: 16 December 2020 . Accepted: 06 March 2021 . Published Online: 22 March 2021
Mafalda Jotta Garcia , Julien Moulin ,
Steffen Wittrock ,
Sumito Tsunegi ,
Kay Yakushiji ,
Akio Fukushima ,
Hitoshi Kubota ,
Shinji Yuasa , Ursula Ebels , Myriam Pannetier-Lecoeur , Claude Fermon ,
Romain Lebrun ,
Paolo Bortolotti , Aurélie Solignac , and
Vincent Cros
COLLECTIONS
This paper was selected as an Editor’s Pick
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in vortex-based sensors
Cite as: Appl. Phys. Lett. 118, 122401 (2021); doi: 10.1063/5.0040874
Submitted: 16 December 2020 .Accepted: 6 March 2021 .
Published Online: 22 March 2021
Mafalda Jotta Garcia,1,a)
Julien Moulin,2Steffen Wittrock,1
Sumito Tsunegi,3
KayYakushiji,3
Akio Fukushima,3
Hitoshi Kubota,3
Shinji Yuasa,3
Ursula Ebels,4Myriam Pannetier-Lecoeur,2
Claude Fermon,2Romain Lebrun,1
Paolo Bortolotti,1Aur/C19elieSolignac,2and Vincent Cros1
AFFILIATIONS
1Unit /C19e Mixte de Physique, CNRS, Thales, Universit /C19e Paris-Saclay, 91767 Palaiseau, France
2SPEC, CEA, CNRS, Universit /C19e Paris-Saclay, CEA Saclay, 91191 Gif-sur-Yvette Cedex, France
3National Institute of Advanced Industrial Science and Technology, Research Center for Emerging Computing Technologies,
Tsukuba, Ibaraki 305-8568, Japan
4Univ. Grenoble Alpes, CEA/IRIG, CNRS, GINP, SPINTEC, 38054 Grenoble, France
a)Author to whom correspondence should be addressed: mafalda.jotta@cnrs-thales.fr
ABSTRACT
The performance of magnetoresistive sensors is today mainly limited by their 1/f low-frequency noise. Here, we study this noise component in
vortex-based TMR sensors. We compare the noise level in different magnetization configurations of the device, i.e., vortex state or uniform par-
allel or antiparallel states. We find that the vortex state is at least an order of magnitude noisier than the uniform states. Nevertheless, by activat-
ing the spin-transfer-induced dynamics of the vortex configuration, we observe a reduction of the 1/f noise, close to the values measured in theAP state, as the vortex core has a lower probability of pinning into defect sites. Additionally, by driving the dynamics of the vortex core by anon-resonant rf field or current, we demonstrate that the 1/f noise can be further decreased. The ability to reduce the 1/f low-frequency noisein vortex-based devices by leveraging their spin-transfer dynamics thus enhances their applicability in the magnetic sensors’ landscape.
Published under license by AIP Publishing. https://doi.org/10.1063/5.0040874
Magnetoresistive field sensors have a wide range of uses, such as
in biomedical applications,
1the automotive industry,2robotics,3and
smart city technologies like power-grid monitoring4or navigation.5
Figures of merit like detectivity, sensitivity, and spatial resolution areused to evaluate the performance of such sensors.
6,7At low-
frequencies, the 1/f noise component is dominant and is, in fact,responsible for limiting the device’s detectivity and, consequently, itsperformance.
8,9Tackling this limitation brings about an active
research effort to reduce this noise component.10,11
Vortex-based devices, in which the free layer exhibits a vortex
magnetization distribution in its equilibrium state, are promising mag-
netic field sensors due to their large linear detection range12and the
fact that they show practically no hysteresis in this range. In addition,these devices are often considered as model systems for the study ofmagnetization dynamics. In this study, we focus on the investigation
of the 1/f noise in a particular type of magnetic sensor based on a vor-
tex magnetic configuration integrated in a magnetic tunnel junction(MTJ) spin torque nano-oscillator (STNO). STNOs present very goodrf characteristics for future radio frequency (rf) devices andapplications,
13such as rf generation,14,15detection,16,17or neuromor-
phic computing.18,19While the use of vortex-based STNOs for applica-
tions such as these referred here has been largely studied, they arenewcomers in the magnetic sensor’s landscape.
H e r e ,w es t u d yt h e1 / fl o w - f r e q u e n c yn o i s ei nv o r t e x - b a s e d
STNOs, in the first instance, to assess their performance as magneticfield sensors. While there have been studies regarding the noise prop-erties in the low offset frequency regime in the dynamical modes ofthese devices
15,20(pertaining to the emitted rf signal), their 1/f low-
frequency noise, related to the resistance fluctuations, is largelyunstudied. Ultimately, we provide some solutions relying on theSTNO’s functionalities to decrease the devices’ 1/f noise as a means toimprove their performance as sensors.
The studied magnetic tunnel junction (MTJ) stack is composed
of (Si/SiO
2) substrate/buffer layer/synthetic antiferromagnet (SAF)/
MgO (1)/FeB (6)/MgO (1)/capping layers (thickness in nanometers).The pinned SAF layer is a PtMn (15)/CoFe
29(2.5)/Ru (0.86)/CoFeB
(1.6)/CoFe 30(2.5) multilayer. The free layer with a magnetic vortex as
the ground state is the FeB layer, with a diameter of 350 nm. The
Appl. Phys. Lett. 118, 122401 (2021); doi: 10.1063/5.0040874 118, 122401-1
Published under license by AIP PublishingApplied Physics Letters ARTICLE scitation.org/journal/apldesign of the studied MTJ stack optimizes the characteristics that are
central to the operation of STNOs. Specifically, the use of FeB for the
free layer has been shown to improve the sample’s rf characteristics,
namely, its emission power and Q factor.21Additionally, the use of
MgO for the capping layer leads to a decrease in the sample’s Gilbert
damping. The sample has a tunneling magnetoresistance (TMR) of
85% and an average resistance R 0¼60 Ohm. An inductive line sits
300 nm above the magnetic tunnel junction.
InFig. 1(a) ,w ed e s c r i b et h em e a s u r e m e n tc i r c u i tt h a th a sb e e n
designed to allow the simultaneous study of the magnetization dynam-ics, in the hundreds of MHz range, and the low-frequency noise of thedevice. The high-frequency component of the circuit consists of aspectrum analyzer and an rf power source. The low-frequency noisemeasurements were performed by biasing the STNO through a bal-anced Wheatstone bridge using a dc current source. The role of theWheatstone bridge is to allow the precise measurement of small volt-age fluctuations of the device. The output signal is pre-amplified by anINA103 amplifier, followed by a second amplification and filteringchain, reaching a total gain of about 10
3. The output temporal signal is
then acquired by a 16-bit acquisition card. A Fast Fourier Transform(FFT) is performed on the measured signal in order to obtain the noisespectral density, S
V.Noise spectral density (NSD) curves typically have
a low-frequency 1 =fcomponent, thermal white noise, and lorentzian
random telegraph noise (RTN).22,23Each noise curve was obtained
from averaging over 20 acquisitions, and its analysis is done by fitting
the different noise components in the range between 1 and 5000 Hz.Here, we are interested in the 1/f noise component.The Hooge parameter, a, is a commonly used phenomenological
parameter
24used to compare the 1 =fnormalized noise level of differ-
ent devices with the same RA product. This parameter is extractedfrom the fitting of the experimental 1/f noise spectral density compo-
nent, S1=f
V, using the following equation:
S1=f
V¼aV2
Af; (1)
where Vis the average voltage of the device during each measurement,
Athe device’s surface area, and fthe frequency.
The STNO device is placed between the two poles of an electro-
magnet. We position it at an angle such that the applied field has both
in-plane and out-of-plane components, respectively, HIPand HOOP.
The vortex magnetization distribution in the studied STNOs is charac-
terized by two parameters, its polarity (P), which is the direction of the
vortex’ core magnetization, and its chirality (C), which is the sense ofthe rotation of the magnetization in the vortex’ body. Vortex-based
STNOs present four possible polarity/chirality magnetic configura-
tions. The polarity ( 6P) of the vortex can be set through the applica-
tion of a large out-of-plane magnetic field, around 6700 mT. In our
experiments, the sign of the out-of-plane field determines the vortexpolarity. The vortex chirality ( 6C) can be set through the injection of
a large dc current, around 65 mA. The direction of the ortho-radial
Oersted field generated by the current, which itself depends on the
current sign, determines the chirality.
When an in-plane magnetic field is applied, the vortex core is dis-
placed from the disk’s center perpendicularly to the applied field.
25For
FIG. 1. (a) Schematic of the measurement setup. (b) Evolution of the STNO device’s resistance with the applied field in-plane component, for a –2.0 mA bias curr ent, in the
negative chirality configuration of the vortex. [(c) and (d)] Noise level at low frequency (1 Hz–5 kHz), represented by the Hooge Parameter, as a functi on of the applied field in-
plane component, swept from the anti-parallel (AP) state to the parallel state (P) (in orange) and vice versa (in blue), for the (c) positive and (d) neg ative chirality.Applied Physics Letters ARTICLE scitation.org/journal/apl
Appl. Phys. Lett. 118, 122401 (2021); doi: 10.1063/5.0040874 118, 122401-2
Published under license by AIP Publishinga large enough HIP, the vortex core reaches the MTJ’s edge (also called
annihilation field, HA) and the disk’s magnetization becomes uniform,
aligning itself with the applied field. In the case where the uniform freelayer’s magnetization follows the same direction as the fixed reference
layer (SAF)—parallel (P) state—the STNO resistance is the lowest due
to the magnetoresistance effect.
26,27Inversely, when the free and fixed
layers’ magnetization directions oppose each other, the device is in its
highest resistance configuration—anti-parallel (AP) state. By decreas-ingH
IP, the magnetic vortex is recovered at the nucleation field, HN.
A sc a nb es e e ni n Fig. 1(b) , when the device is in the AP (P) state and
the applied magnetic field is decreased (increased), there is renuclea-tion of the vortex core in the -C þP (-C-P) configuration.
In order to compare the low-frequency noise in the different
magnetic states, the Hooge parameter is determined experimentally,for the positive ( I
dc¼þ2:0m A )a n dn e g a t i v e( Idc¼/C02:0 mA) chi-
rality configurations of the vortex, at different magnetic field values
between the P and AP states, passing through the vortex state, and
vice versa [see Figs. 1(c) and1(d)]. Note that for such Idcvalues, the
STNOs are still in the so-called subcritical regime, meaning that thespin-transfer torques are small enough not to generate a sustained
dynamical state of the vortex core. For each magnetic configuration,
we calculate an average Hooge parameter value. This average value is
determined from all the fitted 1/f NSD slopes that were measured in a
certain device configuration. The magnetic configuration for eachmeasurement is determined by the resistance of the device [see
Fig. 1(b) ]. We find that, for a positive chirality, the vortex state has an
average noise level a
V¼2:1/C210/C010lm2at least one order of magni-
tude greater than the parallel and anti-parallel states, with Hooge
parameters of aP¼1:4/C210/C011lm2and aAP¼3:2/C210/C011lm2,
respectively [see Fig. 1(c) ]. It is to be noticed that there is a large dis-
persion of the measured Hooge parameters in the vortex state, of
2:6/C210/C010lm2, which is much larger than the error bars, contrary
to what is measured in the saturated cases, where the dispersion is
0:2/C210/C011lm2and 0 :4/C210/C011lm2, in the P and AP states, respec-
tively. This dispersion is most probably associated with the fact that in
the displacement of the vortex core perpendicular to the applied mag-
netic field lines,25asHIPchanges, the vortex core moves between pin-
ning sites and/or material grains.14,28The interaction of the vortex
core with such defects exhibits a Mexican-hat shaped potential, repul-
sive at short-range and attractive at long-range.29This interaction
deviates the vortex core from its trajectory, causing it to become pinned
close to the defects. When these are present, there is an increase in the
measured low-frequency noise as it gets pinned. We find that the Hooge
parameter in the AP state is threefold that of the P state. This difference
is well explained by the electrical 1 =fnoise dependence on the number
of open conduction channels in the tunneling barrier, which is higher in
the parallel state.30This is indeed a classical behavior in TMR-based sen-
sors.31Hence, in the case of a pure electrical origin, it could be expected
that in the vortex state, the noise would be limited between the parallel
and the anti-parallel states’ noise levels. Given that we find a noiseamplitude much larger than that of the AP one, we elaborate that the
magnetic noise component is behind the increase in ain the vortex state,
when compared to the saturated states, where the magnetic noise is min-imized.
22Interestingly, we find that the measured 1/f noise is indepen-
dent of the vortex chirality and polarity configuration, given that the
Hooge parameter has comparable values in the different configurations
[seeFigs. 1(c) and1(d)]. After having characterized the 1/f noise in thevortex configuration, we propose in the following some strategies to
reduce the low-frequency noise of the vortex states close to the valuesobtained in the uniform states.
A first approach is based on the use of a dc current injected into
the STNO device that generates a spin-transfer torque that acts uponthe layer’s magnetization. For I
dc<0, the induced spin-transfer torque
acts as an extra-damping term, and as such, no self-sustained preces-sion of the vortex core occurs. In these measurements, the appliedmagnetic field is fully out-of-plane, l
0HOOP¼170 mT. As can be
observed in Fig. 2 , we first observe a reduction of the Hooge parameter
forIdcbetween /C01m Aa n d /C03mA,r e a c h i n g a¼1:4/C210/C010lm2,a
typical value for the vortex state (see Fig. 1 ).
ForIdc>0, we first see that up to Idc¼3 mA, the Hooge parame-
ter remains in the range of what is obtained at zero current. For Idc
between 3 and 5 mA, we find that the Hooge parameter gradually
decreases. Then, for a large enough current Idc>Icritof 6 mA, the
STNO enters the self-sustained oscillation regime, as can be seen bythe increase in the oscillations’ power in the inset of Fig. 2 . While the
system’s sustained dynamics occur in the radio frequency range, inthe case of the studied device around 240 MHz, we study here howthey influence the low-frequency noise of the device. In this regime,we determine a decrease and stabilization of the Hooge parametervalue, with the device achieving a¼3:6/C210
/C011lm2. Moreover, we
also find a clear decrease in the dispersion of the measured values,reducing to 1 :2/C210
/C011lm2(seeFig. 2 ). The precessional movement
of the vortex core, in the self-sustained regime, makes it less sensibleto material defects of the free layer, therefore decreasing the measuredlow-frequency noise. This noise reduction is in the magnetic compo-nent of the 1/f low-frequency noise.
We find that the vortex magnetization dynamics strongly influ-
ence the low-frequency noise of the device. There is a reduction of the1/f noise of the STNO, while still exhibiting a vortex magnetizationdistribution at the free layer. The self-sustained oscillations of the vor-tex do not significantly alter the sensor’s large linear detection range,thus keeping its advantage. The measured Hooge parameter in thisregime is comparable to that measured in the AP state in the sub-critical regime (see the red dotted line in Fig. 2 ).
Another approach to improve the 1/f noise amplitude is by rely-
i n go nt h ei n j e c t i o no fa nr fs i g n a li n t ot h eS T N O .I nf a c t ,t h e r ea r e
FIG. 2. Evolution of the Hooge parameter with the applied bias current. The inset
shows the oscillation power of the rf emission due to the emerging vortex dynamics.The red dotted line represents the Hooge parameter measured in the AP state.Applied Physics Letters ARTICLE scitation.org/journal/apl
Appl. Phys. Lett. 118, 122401 (2021); doi: 10.1063/5.0040874 118, 122401-3
Published under license by AIP Publishingtwo possibilities to generate rf torques acting on the vortex core
dynamics, either by using an rf field generated in an rf line close to the
device or by using an rf current directly injected into the device. Boththese options are tested hereafter.
We study the influence of an alternating magnetic field acting on
the vortex magnetization. The injection of an oscillating current into theinductive line generates an oscillating in-plane magnetic field at the free
layer. In this case, the device is operating in the self-sustained regime,
forI
dc¼8.0 mA and l0HOOP¼170 mT (see Fig. 2 ). For an injection
power of 1 mW, the rf current amplitude in the inductive line is
Irf¼6 . 9 m A .F o ra nS T N Oi nt h es e l f - s u s t a i n e do p e r a t i o nr e g i m e ,t h e
measured noise without any rf field is slightly higher than the noise
measured in the anti-parallel state, as presented in Fig. 2 for large posi-
tive current. In Fig. 3(a) , we observe that by applying an rf field with a
frequency in the range of 200–280 MHz, the noise level at the studied
operation conditions (I dc¼8:0m Aa n d l0HOOP¼170 mT) is reduced
from 5 :4/C210/C011lm2to a third of this value. The Hooge parameter
value measured without an applied rf field in these operation conditions
is represented by a red dotted line in Fig. 3 . The average Hooge parame-
ter obtained in this case is aHrf¼1:8/C210/C011lm2. We purposefully
chose to sweep a frequency range, which includes the STNO resonance
frequency, 243 MHz. We find that the achieved noise reduction is simi-lar whether the signal is off resonance or in resonance.
Increasing the intensity of the rf field, the decrease in the 1/f noise
level is more pronounced. As the vortex core movement is faster, withless probability of pinning, we find a decrease in the measured Hooge
parameter, as shown in Fig. 3(b) . This noise reduction is limited by the
noise level of the parallel state, which is the minimum achievable noiselevel of the device, represented by a green dotted line in Fig. 3 .W i t h
this strategy, the device’s detectivity can be improved – a fundamental
factor for magnetic field sensors.
A second approach investigated here to drive the dynamics of
the vortex system is by directly injecting an rf current, I
rf,i n t ot h e
STNO, while keeping Idc<Icrit, so that the STNO remains in the sub-
critical (damped) regime. Note that this second series of measure-
ments has been performed on a different STNO from the same waferbut having comparable operation and noise properties. When a 3.2
nW rf current is injected we measure a
Irf¼1:8/C210/C010lm2,w h i l e
without an rf current we have aV¼3:0/C210/C010lm2.A l t h o u g ht h e r e
is a reduction of the noise level, the Hooge parameter is still an orderof magnitude larger than aPdue to the absence of self-sustained oscil-
lations of the vortex core. We observe this decrease for Irfwith fre-
quencies close to the nano-oscillator resonance frequency—around
290 MHz—but also below it, down to 500 kHz, which is the lower fre-
quency limit of the instruments used in the experimental work. We
find that the noise reduction derived from the rf driven vortex core
motion is a non-resonant effect (see Fig. 4 ). Compared to the situation
where an rf field is applied, much lower rf powers are necessary for
the same relative reduction of the noise level, with a few nW being
supplied in this case vs slightly below 0.1 mW in the previous case.
This is due to the increased efficiency of the rf current in driving the
vortex core motion ( Fig. 4 ).
In summary, we analyze the 1/f low-frequency noise in vortex-
based spin-torque nano-oscillators by determining the Hooge parame-
ter,a, in different conditions. First, we find that in the uniform states,
theaof the studied device is comparable to that of typical state-of-the-
art TMR sensors, while in the vortex state, it is over one order of mag-
nitude larger. This is due to the increased probability of pinning of the
vortex core into defects or inhomogeneities of the free layer. Second,
we determine that the dynamics of the vortex core strongly influence
the noise level of the device. In the self-sustained oscillations’ regime,
the noise decreases to a level close to that of the AP state.
Furthermore, we present a strategy for reducing the 1/f low-
frequency magnetic noise, through the application of an in-plane rf field
or injection of an rf current. By using this approach while the device is
operating in the self-sustained regime, we are capable of further decreas-
ing the measured noise level to values close to the minimum attainable.
As such, we can have a vortex-based STNO with relevant noise properties,
comparable to those of state-of-the-art TMR field sensors. At the same
time, we profit from the specific advantages of vortex-based STNOs for
sensing applications: large linear detection range and high spatial resolu-tion. This noise reduction technique based on the spin-torque dynamics
of the vortex can have an impact on the sensors’ industry, which may
profit from the advantages of the vortex configuration.
This work was supported by the French ANR projects “SPINNET”
ANR-18-CE24-0012 and “CARAMEL” ANR-18-CE42-0001.
DATA AVAILABILITY
The data that support the findings of this study are available
from the corresponding author upon reasonable request.
FIG. 3. (a) Hooge parameter as a function of the frequency of the applied oscillating
field, with fixed Prf¼1 mW. The red line indicates the value measured in the
absence of this field. (b) Hooge parameter as a function of the power amplitude ofthe field at a fixed frequency, f¼f
res¼243:1 MHz. The green dotted lines repre-
sent the Hooge parameter measured in the P state.
FIG. 4. Hooge parameter as a function of the injected rf current frequency, for the
operating conditions: l0HIP¼400 mT, Idc¼1.0 mA, and Prf¼3:2n W .Applied Physics Letters ARTICLE scitation.org/journal/apl
Appl. Phys. Lett. 118, 122401 (2021); doi: 10.1063/5.0040874 118, 122401-4
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Published under license by AIP Publishing |
1.4792434.pdf | THE JOURNAL OF CHEMICAL PHYSICS 138, 084102 (2013)
Useful lower limits to polarization contributions to intermolecular
interactions using a minimal basis of localized orthogonal orbitals:
Theory and analysis of the water dimer
R. Julian Azar,a)Paul Richard Horn,b)Eric Jon Sundstrom,c)and Martin Head-Gordond)
Department of Chemistry, University of California Berkeley, Berkeley, California 94720, USA
and Chemical Sciences Division, Lawrence Berkeley National Laboratory, Berkeley, California 94720, USA
(Received 23 November 2012; accepted 3 February 2013; published online 22 February 2013)
The problem of describing the energy-lowering associated with polarization of interacting molecules
is considered in the overlapping regime for self-consistent field wavefunctions. The existing ap-proach of solving for absolutely localized molecular orbital (ALMO) coefficients that are block-
diagonal in the fragments is shown based on formal grounds and practical calculations to often
overestimate the strength of polarization effects. A new approach using a minimal basis of polar-ized orthogonal local MOs (polMOs) is developed as an alternative. The polMO basis is minimal
in the sense that one polarization function is provided for each unpolarized orbital that is occu-
pied; such an approach is exact in second-order perturbation theory. Based on formal grounds andpractical calculations, the polMO approach is shown to underestimate the strength of polarization
effects. In contrast to the ALMO method, however, the polMO approach yields results that are very
stable to improvements in the underlying AO basis expansion. Combining the ALMO and polMOapproaches allows an estimate of the range of energy-lowering due to polarization. Extensive nu-
merical calculations on the water dimer using a large range of basis sets with Hartree-Fock the-
ory and a variety of different density functionals illustrate the key considerations. Results are alsopresented for the polarization-dominated Na
+CH 4complex. Implications for energy decomposi-
tion analysis of intermolecular interactions are discussed. © 2013 American Institute of Physics .
[http://dx.doi.org/10.1063/1.4792434 ]
I. INTRODUCTION
There is no question that interest in intermolecular inter-
actions with an eye toward elucidating the interplay of forces
underlying weak potentials has grown in recent years. With it,
so has the number of so-called energy decomposition analysis
(EDA) schemes, designed to resolve a quantum mechanical
(QM) interaction energy into physically based components.In addition to direct use for insight or interpretive purposes,
EDAs can serve as high-level QM tools in applications rang-
ing from guiding drug functionalization
1,2to designing force
fields for molecular mechanics (MM) simulations.3
The physical contributions that give rise to weak interac-
tions between distant molecules whose densities do not over-lap have long been well-characterized.
4At a given separation,
the magnitude of interactions can be directly evaluated from
properties of the individual (isolated) molecules. They include(i) long-range permanent electrostatic interactions coupling
the monopole, dipole, quadrupole, and higher-order moments
of the isolated species; (ii) additional induced electrostatic in-
teractions, which arise from distortions of the charge densities
due to electric fields emanating from nearby molecules. For a
given field, induction is determined by static molecular polar-
izabilities, e.g., dipole, quadrupole, etc.; and (iii) weaker dis-
a)julianazar2323@berkeley.edu.
b)prhorn@berkeley.edu.
c)esundstr@berkeley.edu.
d)mhg@cchem.berkeley.edu.persive forces, or van der Waals interactions, resulting from
instantaneous multipole interactions, of strength governed toleading-order by the C
6coefficients of the molecules.
When the interacting molecules overlap, additional in-
teractions arise. In qualitative terms, these effects are well-known and are usually described in molecular orbital (MO)
language.
5Specifically, they include (iv) Pauli repulsions that
distort the density due to the overlap between occupied levelson neighboring molecules, and (v) attractive donor-acceptor
(dative) interactions that arise when there is sufficient overlap
between occupied and empty levels of neighboring molecules,leading to partial charge transfer. In quantitative terms, there
is no unique prescription for partitioning the observable bind-
ing energy in the overlapping regime. For example, in MO
terms, when molecular neighbors overlap, there are many
ways to infer occupied and empty orbitals of each molecule,which affects the relative values of induction and charge trans-
fer. The task of an EDA is to provide a well-defined procedure
for calculating each contribution. Exploring different defini-tions of these components and resolving differences between
different EDAs (provided they are physically defensible) is
a basis for deepening our understanding of intermolecularinteractions.
While summarizing the full range of available EDAs
is a task for a detailed review, it is useful to identify someof the most widely used methods, and to distinguish those
that decompose a given level of calculation (e.g., density
functional theory (DFT)) from those which also aim to
0021-9606/2013/138(8)/084102/14/$30.00 © 2013 American Institute of Physics 138 , 084102-1
084102-2 Azar et al. J. Chem. Phys. 138 , 084102 (2013)
provide a method for efficiently calculating the interactions.
Considering first the constructive approaches to intermolec-
ular interactions, symmetry-adapted perturbation theory(SAPT)
6,7is a many-body generalization of Heitler-London
polarization theory that treats the inter-monomer coupling as
the fluctuation potential. SAPT has become popular, partic-ularly with the development of inexpensive DFT approaches
for computing previously demanding terms.
8,9Direct use of
the many-body expansion10to separate pairwise, three-body,
and higher terms is another strategy in approaches such as
the fragment MO method.11,12Finally, it is important to note
that results on the form of intermolecular interactions from
decomposition methods such as those discussed below have
been incorporated into efficient computational approachessuch as the effective fragment potential (EFP) method,
13,14
a step toward even more highly simplified methods such as
polarizable MM potentials.15,16
Regarding decompositions, the pioneering variational
Kitaura-Morokuma (KM) EDA17partitions the binding en-
ergy into (including, but not limited to) geometric distor-tion, electrostatic, polarization, and charge-transfer compo-
nents. The related Ziegler-Rauk procedure was developed
essentially at the same time.
18,19The natural orbital EDA
(NEDA)20scheme is used as part of the widely employed
natural bond orbital analysis.5,21,22A markedly different
“density-based” EDA23has been proposed recently, which
constrains the electrostatic density to remain identical to
the superposed density while the electrostatic interaction en-
ergy is determined variationally. Many other EDAs have
provided useful modifications and improvements to the ba-
sic KM framework.24–28One class of improvements is the
use of block-localized,29,30or, equivalently, absolutely local-
ized MOs (ALMOs)31,32to variationally describe polariza-
tion. The ALMOs are determined by solving nonorthogonal,locally-projected SCF equations for molecular interactions
(SCF MI) as first proposed by Stoll,
33and later recast in dif-
ferent ways,34,35and then efficiently implemented.36
The ALMO EDA provides a self-consistent determina-
tion of intramolecular polarization as the energy-lowering
upon solving the SCF-MI equations with the MO coefficientmatrix constrained to be block-diagonal in each of the clus-
ter molecules. The molecule-blocking prevents intermolecu-
lar charge transfer while simultaneously allowing for relax-ation of each MO in the field of all other electrons and nuclei.
This natural separation of charge transfer and self-consistent
polarization is a merit of the approach. Formally, the bindingenergy in the ALMO EDA is the sum of four terms: (i) ge-
ometric distortion (gd), defined as the energy required to de-
form an isolated molecule’s internal coordinates to those con-
sistent with the cluster geometry, and evaluated as the energy
difference between the complex in its equilibrium geometryand the sum of its elements’, each taken at its vacuum mini-
mum,
/Delta1E
gd=EAB|complex −EA|min−EB|min, (1)
(ii) frozen orbital (frz) interactions, accounting for both per-
manent electrostatic contributions and Pauli repulsions, corre-
sponding to bringing infinitely separated, distorted molecules
together, and operationally determined from the energy asso-ciated with the supermolecular density matrix formed from
the converged MO matrices of the isolated molecules, each in
its complex geometry,
/Delta1Efrz=EAB{Pfrz(CA,CB)}|complex
−EA(CA)|complex −EB(CB)|complex , (2)
(iii) polarization (pol), defined as the relaxation of fragment
ALMOs in the field of all other ALMOs, but with the block-
diagonal constraint in place,
/Delta1Epol=EAB(Ppol)−EAB(Pfrz), (3)
and (iv) charge transfer (ct), stabilization due to intermolecu-
lar relaxation of ALMOs to the canonical orbitals,
/Delta1Ect=EAB(Pcan.)−EAB(Ppol). (4)
Taken together, these contributions sum to the full binding
energy, /Delta1ESCF
bind,
/Delta1ESCF
bind=/Delta1Egd+/Delta1Efrz+/Delta1Epol+/Delta1Ect. (5)
Though the ALMO EDA in its current form gives a rea-
sonable decomposition and has enjoyed much recent success
in application37–42and extension to explicit correlation,43we
acknowledge here that the polarization term has no well-defined basis set limit because there is a point of over-
completeness of the underlying basis beyond which relaxation
of the ALMO constraint can no longer improve the fragment-localized orbitals. In other words, there is enough variational
freedom near the basis-set limit in the constrained orbitals to
completely describe their delocalized counterparts, thus inva-liding the physical insight of the orbital constraint and ren-
dering polarization and charge-transfer no longer separable.
While this may seem like a purely formal objection, it has thepractical implication that one cannot converge the polariza-
tion and charge-transfer components of the ALMO EDA to
a well-defined basis set limit. While reasonable stability hasalready been demonstrated in the aug-cc-pVXZ, X =D,T,Q
sequence for the water dimer,
44it is worthwhile to emphasize
that this is at best metastability.
This paper focuses on exploring several aspects of the
definition and stability of the polarization and charge-transfercontributions to intermolecular interaction energies. First, we
present a proposal for the definition of polarization that is de-
signed to yield stable contributions across a wide range ofbasis set sizes by removing near-linear dependencies between
the virtual spaces describing polarization on different frag-
ments. This is accomplished by defining small numbers of po-larization functions for each fragment based on singular value
decomposition (SVD) of the first-order singles amplitudes as-
sociated with the frozen MOs, which are then orthogonalizedamongst themselves and relocalized. SVD has been useful in
defining the most important orbitals in applications ranging
from analyzing excited states,
45to donor-acceptor orbitals in
EDA,32to analyzing electron correlation effects46and MP2.47
Using the resulting minimal polarization basis, we retainthe general structure and terms of the ALMO approach, no-
tably the feature of self-consistent polarization, emphasizing
that the added benefit of orthogonal MOs allows for trivial084102-3 Azar et al. J. Chem. Phys. 138 , 084102 (2013)
extension of the method beyond a mean-field treatment. This
procedure is described in detail in Sec. II.
The second main aspect of the paper consists of numer-
ical results that compare the new approach to polarization
against the existing fragment-blocked SCF-MI method as a
function of basis set size and composition, energy functional,and geometry, for the model system of the water dimer. These
comparisons are undertaken in Sec. III. It is interesting to
assess the dependence of calculated polarization and chargetransfer contributions for different sequences of basis sets:
cc-pVXZ, aug-cc-pVXZ and d-aug-cc-pVXZ, as well as to
compare the results obtained at the mean-field Hartree-Fock
level against the components calculated with various density
functionals. Additionally, since the difficulty in disentanglingpolarization and charge transfer arises directly from the de-
gree of intermolecular overlap, it is interesting to assess the
separation dependence of the differences in results betweenthe new approach and polarization evaluated by the SCF-MI
procedure. Some results are also given for the Na
+CH 4com-
plex, where polarization effects are dominant. We summarizeour main conclusions in Sec. IV.
II. THEORY
The Einstein summation convention of Refs. 48and49
applies where a co- or contravariant index pair occurs, except
for fragment labels. OAandVArefer to the number of occu-
pied and virtual spin-orbitals on molecule A. NAis the number
of AO functions centered on A. Fis the number of fragments.
The indices i,j,k,l, . . . denote MOs spanning the occupied
subspace; a,b,c,d, . . . are mean virtual MOs; p,q,r,s,... a r e
any spin-orbitals; and μ,ν,σ,λ, . . . are AO basis functions.
We first discuss the behavior of the SCF-MI eigenvec-
tors as the basis approaches completeness, and then detail a
procedure for determining the optimal fragment-tagged vari-
ational subspaces to obtain polarized molecular states in the
supermolecular field, taken as solutions of a set of constrained
equations.
A. Basis set superposition error (BSSE) and the
drawbacks of SCF-MI as a basis for EDA
The term taken as intramolecular polarization in the
ALMO scheme has no basis set limit. It is instructive to ex-
amine the general BSSE problem50to understand why. Con-
sider computing the binding energy /Delta1Eof the molecular com-
plex X◦Ywithin the subtractive supermolecule approach,
/Delta1E=E(X◦Y)−E(X)−E(Y). Self-consistent diagonaliza-
tion of the Hamiltonian operator in the full AO basis will yield
a set of orthonormal eigenfunctions, each with an associated
eigenvalue equation:
ˆf|φpX/angbracketright=εpX|φpX/angbracketright. (6)
While each MO formally has amplitudes on all fragments, the
fact that this is a complex means that, in general, the MOs can
be fragment-localized by standard methods such as Boys51or
Edmiston-Ruedenberg localization.52It is the fact that even
after localization ˆf|φpX/angbracketrightcan be resolved into projections onto
the fragment basis and its orthogonal complement that givesrise to the BSSE that pockmarks such calculations:
ˆf|φpX/angbracketright= ˆfˆ1|φpX/angbracketright= ˆfˆPX|φpX/angbracketright+ ˆf(ˆ1−ˆPX)|φpX/angbracketright,(7)
where ˆPX=|ωXμ/angbracketrightS−1
Xμν/angbracketleftωXν|. Specifically, the second term
on the right-hand side of Eq. (7)allows for variational opti-
mization of |φpX/angbracketrightvia access to functions that are not centered
on that fragment. The consequence is systematic overestima-
tion of binding energies due to inflation of the E(X◦Y)t e r m .
Of course, at the complete basis set limit, the second term
approaches zero, and the basis functions centered on fragment
X span a sufficient space to describe X’s eigenvectors withoutany borrowing. Away from this limit, many methods to coun-
teract BSSE have been developed, of which the most popu-
lar is probably the counterpoise method,
53where the energy-
lowering due to borrowing of extra-fragment functions is ex-
plicitly subtracted from the supermolecular result E(X◦Y).
Other approaches include forcible elimination of the BSSEterm of Eq. (7)from the Roothaan equations,
54,55but at the
expense of the Hermiticity of the matrix representation of the
Hamiltonian operator.
Another strategy is that employed by the SCF-MI ap-
proach, detailed above, which constrains the MO coefficient
vectors {CpX}to be block-diagonal (absolutely localized) in
the interacting fragments,
|φpX/angbracketright=|ωμX/angbracketrightCμX
•pX. (8)
By performing variational optimization with fragment-
blocking of the MO coefficients, BSSE is prohibited by con-struction: ALMOs tagged to a given fragment cannot employ
basis functions from other fragments.
The use of the SCF-MI procedure within an EDA for
describing the energy-lowering due to polarization relies on
the physically intuitive assumption that fragment-blocking the
MO coefficient matrix also prohibits charge transfer from agiven fragment to any other. Since an ALMO tagged to a
given fragment cannot contain contributions from AOs on
other fragments, dative interactions should be prohibited.Thus polarization is any energy-lowering where the trace
of the on-fragment density matrix operator is preserved, or
in other words, where electrons are not shuttled between
molecules. Charge transfer can then be associated with any
remaining energy-lowering that is achieved when the ALMOconstraint is lifted.
However, separating the energy-lowering associated with
polarization and charge transfer based on the SCF MI con-straint of Eq. (8)has deficiencies. It can only be used with
one-particle basis sets that are atom- or fragment-tagged, and
thus is natural with AO basis sets, but cannot be used di-rectly with a plane wave expansion. Furthermore, even with
AO basis sets, at or near the complete basis set limit, a given
fragment-tagged MO will already be described optimally andwill not benefit from any projection onto the basis functions of
a neighboring fragment. Alternatively put, the second term of
Eq.(7)will be reduced to zero (as will the associated charge-
transfer term, /Delta1E
ct), and it becomes obvious that the magni-
tude of the EDA components is basis set-dependent. Thus the
success of the ALMO EDA in practice depends upon using
a basis set that is not too small (inaccurate total interaction
energies), but also not too large (as the ct contribution will084102-4 Azar et al. J. Chem. Phys. 138 , 084102 (2013)
progressively be damped away). In practice, the aug-cc-pVTZ
basis has appeared to be a reasonable compromise.
B. General construction
Our goal is to obtain a small set of linearly-independent
functions that are still local (fragment-ascribable) which maybe used to described the energy-lowering due to polarization
in a way that is stable with respect to basis set extension.
Should these functions be non-orthogonal (like AOs), or
orthogonal (like MOs)? While either is possible, we shall
employ the orthogonal choice here because it ensures zerooverlap between the Hilbert spaces associated with different
fragments. Furthermore, orthogonalization will generate a ba-
sis of fragment-tagged linearly-independent orbitals whoseshapes and extents are parametrized by allcenters, not just
a subset, which is appropriate to properly respect antisymme-
try between electrons on different fragments.
56For instance,
when two fluorine atoms approach each other to form F 2,
the electrons occupying the σ∗
uorbital avoid collapsing into
the nuclei by maintaining orthogonality to the mostly unper-turbed core 1 sstates, a property that neither of the individ-
ual atomic 2 p
zstates exhibited with respect to the core of the
other nucleus before the bond was formed. In the same way,the spatial extent and nodal structure of orthogonalized func-
tions centered on one molecule in the field of another should
reflect these intermolecular exchange interactions. While or-thogonalization will produce delocalization tails extending to
other fragments, fragment identity can be maintained via the
transformations that we shall detail below. The functions we
shall employ are eigenvectors of the intramolecular response
density, whose number will be equal to the number of elec-trons on each fragment.
The starting point for treating intra-fragment polariza-
tion is the result of calculations on individual fragments inthe basis of their own AOs, and without any consideration
of neighboring molecules, which is the so-called “frozen”
orbital calculation. The eigenvectors of the Hamiltonian op-erator in the frozen orbital representation are (i) orthogonal
within a fragment, satisfying {p∪q}∈X|g
X
pq=δpq,
where gX
pqis the matrix of MO overlaps belonging to Xand
(ii) strongly orthogonal , whereby all functions lying in the
fragment’s virtual space are orthogonal to functions lyingin its occupied space, {i∪a}X/vextendsingle/vextendsingleg
X
ia=0. These properties
are the direct consequence of solving the SCF equations for
each fragment independently, guaranteeing a block-diagonal
Hamiltonian matrix and idempotent one-particle frozen den-
sity. However, any inter -fragmental MO pair is neither orthog-
onalwithin a subspace, nor is it orthogonal between sub-
spaces. That is, {(pεX )∪(qεY )}/vextendsingle/vextendsinglegpq/negationslash=0.
As we would like to unambiguously determine non-
overlapping occupied and virtual subspaces, we construct a
new set of “projected” virtual orbitals, {|φ/prime
a/angbracketright}, strongly orthog-
onal to the global set of occupied orbitals, and related to theold set { |φ
a/angbracketright}b y
|φ/prime
a/angbracketright= ˆQ|φa/angbracketright=(ˆ1−ˆP)|φa/angbracketright=(ˆ1−|φi/angbracketrightgij/angbracketleftφj|)|φa/angbracketright,(9)and the projection matrix Qin the AO representation is given
by
Qμ
•ν=δμ
•ν−Cμ
•igijC†σ
j•Sσν, (10)
where Sis the AO overlap matrix and Cis the frozen coef-
ficient matrix. The transformation C/primeμ
•p=Qμ
•νCν
•psmoothly
guarantees strong orthogonality, gia=0, as ˆQ→ˆ1i nt h e
non-overlapping limit, preserving the original spaces.
We seek next to orthonormalize the orbitals within each
subspace separately, noting that the frozen density is invariant
to such transformations. Having already orthogonalized the
subspaces, this is sufficient to enforce /angbracketleftφp|φq/angbracketright=δpqfor all p
and q. Generally, we want to transform the nonorthogonal set
by
˜|φqY/angbracketright=/summationdisplay
Z|φpZ/angbracketrightXpZ
•qY, (11)
where Xis the orthogonalizer that takes the non-orthogonal
set {|φp/angbracketright} to the orthogonal set {˜|φq/angbracketright}. (to keep the notation
uncluttered, we have dropped the “/prime” that denoted the frozen,
projected set.)
Schemes rooted in symmetric orthogonalization repre-
sent a least-squares minimization of the Hilbert-space dis-
tance between a function of the nonorthogonal set { |φp/angbracketright}
and the corresponding function of the orthonormal set {˜|φp/angbracketright}.
Most generally,57the sum Zto be minimized is the difference
in the vectors pre- and post-orthogonalization,
Z=/summationdisplay
pwp/integraldisplay/vextendsingle/vextendsingle/vextendsingle/vextendsingle˜|φp/angbracketright−|φp/angbracketright/vextendsingle/vextendsingle/vextendsingle/vextendsingle2dτ, (12)
where { |φp/angbracketright} is the non-orthogonal vector set, {˜|φp/angbracketright}is the
orthogonal set, {wp}is a set of weighting scalars, and dτrep-
resents infinitesimal Hilbert space.
If each non-orthogonal MO contributes equivalently in
the construction of the orthogonal spin-orbital (i.e., the ma-
trix of weighting scalars is chosen as Wp=1) then Eq. (12)
is minimized by choosing Xp
•q=(g)−1
2pq≡gp
•q, and we have
arrived at the familiar Löwdin (symmetric) prescription for
orthogonalization.58We transform the occupied space accord-
ing to
˜|φiA/angbracketright=/summationdisplay
B|φjB/angbracketrightgjB
•iA. (13)
The “absolute” locality in the AO basis afforded by the
ALMO scheme is sacrificed at this point since the freshly
orthogonalized functions span the entire occupied space, butthey are still imputable to parent fragments because of the
relative compactness of the occupied subspace and the least-
squares connection, Eq. (12). The orthonormal occupied set
is subsequently tightened by the Boys’ localization scheme
51
which, again, leaves the frozen density invariant.
The story is more bleak for the virtual functions since
they are more delocalized to begin with, and the problem is
only exacerbated by the necessary inclusion of diffuse AOs
for applications of interest. Symmetric orthogonalization of
this subspace will treat the basis too democratically, mix-
ing on equal footing a relatively tight MO on one fragment084102-5 Azar et al. J. Chem. Phys. 138 , 084102 (2013)
with some diffuse MO centered far away, for instance. Conse-
quently, evenly mixed virtual MOs become hardly imputable
to a specific molecule. The crux of the problem is thus thecareful delineation of a space belonging to each fragment
which a least-squares minimal orthogonalization will not ap-
preciably distort.
More specifically, we want to develop a partitioning of
the Hilbert space Hinto a minimal valence space (relevant
for intramolecular polarization) spanned by the set Mand a
“low-impact” space spanned by the more diffuse, Rydberg-
like functions R,H=M⊕R, where
M=/circleplusdisplay
AMAandR=/circleplusdisplay
ARA,with (14)
MA=VA⊕OA, (15)
and where OAandVAare the minimal occupied and virtual
spans centered on molecule A and all subspaces are orthog-
onal,VA⊥VB⊥RB. In the subsection below, we develop
an approach to obtain the minimal valence space, M, from a
perturbation theory of intramolecular polarization in the su-
permolecular field. Once Mis available, the functions that
span it can be orthogonalized via essentially the same schemedescribed above for the frozen occupied space.
C. A minimal basis for polarization
The Fock matrix built from the frozen density will
necessarily contain non-zero occupied-virtual coupling ele-ments f
iX
•aYthat arise in response to the perturbation of each
isolated fragment by the supermolecular environment. A sub-
space partitioning for the purpose of variationally determin-ing molecular eigenstates in the supermolecular field can be
guided by this fact. Specifically, we can use perturbation the-
ory to examine the on-fragment polarization response, and ex-tract a small set of polarization functions (not exceeding the
number of electrons on the fragment) that can exactly repre-
sent it. Those functions can be used as a basis for a variationaltreatment of polarization after orthogonalization.
Perturbation theory for either DFT or Hartree-Fock is
conveniently cast in terms of the one-particle density ma-trix,P, and the Fock matrix, F. Given a frozen density, P
(0),
we evaluate the Fock matrix as F=F(P(0)). Since we are
interested only in the intramolecular polarization, we shall
consider perturbation theory for a single fragment in the
orthonormal space of its frozen occupied orbitals, and its(orthormalized) projected frozen virtuals, defined in Eq. (9).
In other words, each fragment now has its own perturbation
problem, and we neglect the interfragment coupling on thegrounds that it is charge-transfer-related.
The fragment Fock operator is partitioned into zeroth-
order pieces (the OO and VV blocks), and a first-order per-turbation (the OV and VO blocks) due solely to the presence
of the supermolecular environment: Thus
F=(F
OO+FVV)(0)+(FOV+FVO)(1). (16)
The problem of minimizing the energy for a perturbed Fock
matrix in an orthogonalized basis may be expressed in sev-
eral equivalent ways: (i) block diagonalization to zero thecoupling between the occupied and virtual blocks in the new
basis, (ii) finding a valid one-particle density matrix that com-
mutes with the Fock matrix, FP=PF, or (iii) solving the fol-
lowing set of quadratic equations:59,60
FVO+FVVXVO−XVOFOO−XVOFOVXVO=0VO,
(17)
and then evaluating the energy-lowering (relative to the un-
perturbed problem) as
δE=Tr(FOVXVO). (18)
This last form is convenient for doing perturbation theory
with the partitioning given in Eq. (16). To zeroth order, it is
immediately clear from Eq. (17) thatX(0)
VO=0VO. First-order
perturbation theory applied to Eq. (17) is straightforward as-
suming that F(0)
VVandF(0)
OOare initially diagonalized such that
F(0)
ab=ε(0)
aδabandF(0)
ij=ε(0)
iδij. The resulting first-order per-
turbed amplitudes, X(1)
VO,a r eg i v e na s
X(1)
ai=−F(1)
ai/slashbig/parenleftbig
ε(0)
a−ε(0)
i/parenrightbig
(19)
with a corresponding second-order energy-lowering obtained
by substituting into Eq. (18). Note that these are exactly of the
form obtained when doing Hartree-Fock perturbation theory
in the space of single substitutions, but are equally valid for
Kohn-Sham DFT.
A solution of the form of Eq. (19) can be constructed in-
dividually for each fragment, say A, describing the first-order
polarization effects on that fragment due to the presence ofthe other components of the complex. On an individual frag-
ment, there are O
AVAcoupling parameters within X(1)
VO,s o
the first-order correction to |ηi/angbracketrightwill contain VAcomponents
in the orthogonal complement:
|η(1)
iA/angbracketright=|ηaA/angbracketrightXa(1)
•iA. (20)
Since typically OA/lessmuchVA, it is desirable to condense the in-
formation encoded in this sum, by finding a minimal virtualbasis sufficient to describe the first-order wavefunction. The
first-order result (on a fragment) can be exactly recaptured in
this way by performing a singular value (SVD) decomposi-tion of X
(1)
VO. The SVD is defined as
LVVX(1)
VOR†
OO=x(1)
VO. (21)
Here x(1)
VOis a rectangular matrix with only OAnon-zero en-
tries lying along the diagonal; these are the singular values.
The left eigenvectors, LVV, describe transformations of the
original virtual functions into a reduced set of essential virtu-
als whose number is no greater than OA.
|γa/primeA/angbracketright=|ηa/angbracketrightLaA
•a/primeA,a/prime=1,...,O A. (22)
All other virtual orbitals have corresponding singular values
of zero, and retaining only the virtuals above, we are guar-anteed to recover the energy-lowering of Eq. (18) but in a
rank-reduced polarization basis. This is our definition of the
minimal virtual space, V
A, on fragment A.
This transformation gives an intuitive bond-antibond pic-
ture of polarization whereby relaxations through first-order in084102-6 Azar et al. J. Chem. Phys. 138 , 084102 (2013)
perturbation theory on a given fragment can be exactly ex-
pressed via a minimal polarization basis no larger than the
occupied space. The presence of polarization is a direct con-sequence of violating Brillouin’s theorem, ( F
VO=0), in the
intermolecular environment, as the inhomogeneous term of
Eq.(17) isFVO. The null space of the SVD spanned by the
vectors of Lwith vanishing singular values will naturally in-
clude diffuse molecular states especially as the AO basis set
is extended. As the polarization energy of Eq. (18) is con-
vergent with the basis set provided the perturbation theory is
well-behaved, so too will the SVD and minimal polarization
orbitals.
The minimal set of virtual functions for the complex can
now be defined as the union over fragments of the minimalvirtual set, {V
A}. However, these functions will not, in gen-
eral, be orthogonal between fragments, and so we orthogo-
nalize the minimal set of virtual vectors amongst themselvesvia Eq. (13), then Boys-localize across the orthonormalized
minimal virtual space, paralleling the procedure used for the
occupied orbitals to complete the specification of the func-tions spanning the minimal basis set for polarization, M.T h e
null space spanning Ris discarded in the minimal scheme
because its vectors are extraneous to a description of polar-ization at the level of perturbation theory, as follows from the
SVD, Eq. (21). However, re-introducing Rafter polarization
is necessary to guarantee recovery of the full SCF energy anddelocalized eigenfunctions.
We note that orthogonalization will reintroduce BSSE
into the polarization term, but this is not before the varia-
tional subspaces are determined as the span of the minimal
eigenset of the first-order orbital response. It is thus assumedthat mutual frozen interactions in the approach induce defor-
mations first among a molecule’s own electronic distributions,
followed by inter-fragment distortions in the interest of or-thogonality. We also note that, though we make no explicit
reference to the underlying AO basis in the equations de-
termining each molecule’s variational space, each set of re-sponse amplitudes {X
aA(1)
•iA}remains ultimately parametrized
by fragment-allotted AO functions originating from the frozen
set of ALMOs.
D. Orthogonal SCF for molecular interactions
and associated EDA
We solve the problem of computing the energy-lowering
due to intramolecular polarization in a manner similar to the
original SCF-MI approach. The polarization energy is taken
as the energy-lowering on self-consistently solving subspace-projected fragment-labeled SCF equations constrained to con-
serve the number of electrons on a fragment, e.g., the trace of
the fragment density projector in the fragmental basis remains
constant. The charge-transfer stabilization is subsequently de-
termined as the difference between the full SCF energy andthe energy of the polarized wavefunction as in the ALMO
scheme:
/Delta1E
bind=/Delta1ESCF
bind=/Delta1E gd+/Delta1E frz+/Delta1E pol+/Delta1E ct.
(23)The above constraint is realized by demanding that the
self-consistently polarized set { |ψpX/angbracketright} – which corresponds
to/Delta1E polfrom the energy of the super-system computed with
the frozen density (given in Eq. (2)) – simultaneously be de-
scribed by OV mixings strictly among the vectors of the sub-system X,
|ψ
pX/angbracketright=|γqX/angbracketrightUqX
•pX, (24)
and satisfy the variational eigenvalue equation
ˆf|ψpX/angbracketright=|ψpX/angbracketrightεpX, (25)
where ˆfis the standard mean-field or DFT Hamiltonian, and
|ψpX/angbracketrightis what we term a polarized orthogonal local molec-
ular orbital (polMO) eigenfunction labeled pof the super-
molecular Hamiltonian matrix projected into the variational
space spanned by fragment X. Developing the working equa-
tions, we resolve the identity into properly idempotent pro-
jectors onto the individual fragment subspaces, ˆ1=/summationtextF
XˆRX
=/summationtext
X(ˆPX+ˆQX), with ˆPXˆPY=ˆPXδXYand ˆPXˆQY=0,and
insert above,
F/summationdisplay
Y/parenleftbig
|γqY/angbracketright/angbracketleftγqY
•|/parenrightbigˆfF/summationdisplay
Z/parenleftbig
|γrZ/angbracketright/angbracketleftγrZ
•|/parenrightbig
|ψpX/angbracketrightεpX=|ψpX/angbracketrightεpX.
(26)
Left-multiplying by /angbracketleftψsW•|and expanding |ψtX/angbracketrightin the minimal
basis respecting the local constraint of Eq. (24), we arrive at
UsX†
•qXfqX
•rXUrX
•pX=δs
pεpX. (27)
Thus, we have Fprojected sets of SCF equations for the po-
larized eigenvectors and eigenvalues,
UX†
•XfX
•XUX
•X=εX. (28)
Solving these projected equations is equivalent to block-
diagonalizing the Hamiltonian matrix in the minimal polar-ization basis. All remaining orbital mixings (either between
fragments in the minimal space, M, or coupling to any mem-
ber of the Rydberg space, R) account for the remaining
energy-lowering necessary to approach the full SCF calcula-
tion. Within the minimal polarization space, the utility of ini-tially neglecting interfragment mixings, U
X
•Y, is that it serves
to cleanly separate intra- and intermolecular effects. The
motivation for neglecting the Rydberg space is that it is not as-sociated with intramolecular polarization to leading-order in
perturbation theory. We expect the locally-projected polMO
wavefunction and energy to approach exactness in the limitthat the fragments make negligible use of charge-transfer ro-
tations to relax their orbitals, for instance, in the case of very
weakly interacting systems, or for systems near dissociation.We emphasize that the polarized wavefunction is an exact
eigenfunction of ˆF
(0)with energy complete through second-
order perturbation theory, as discussed in Subsection II C.
Once the polMOs are obtained self-consistently for the
polarization energy, the vectors spanning Rare re-introduced
and the full Hamiltonian matrix is diagonalized to self-
consistency. The energy-lowering is due to charge-transfer
delocalizations connecting to the observable binding energy.What follows is a sketch of the polMO-based EDA:084102-7 Azar et al. J. Chem. Phys. 138 , 084102 (2013)
1. Perform Findependent self-consistent HF calculations
to obtain {CX
•p}.
2. Build PandF(P) and compute /Delta1Efrzby Eq. (2).
3. Project off the occupied space from virtual space follow-
ing Eq. (9).
4. Symmetrically orthogonalize across the occupied space
following Eq. (13), then Boys-localize.
5. Semi-canonicalize the occupied and virtual subspaces
by fragment to make the denominator of Eq. (19)
diagonal.
6. Construct and SVD XVOby Eq. (21), then transform to
the natural polarization basis M, discarding R.
7. Symmetrically orthogonalize across the minimal virtual
set, then Boys-localize.
8. Solve the locally-projected Eq. (28) self-consistently,
obtaining /Delta1Epol.
9. Re-introduce Rand semi-canonicalize across full occu-
pied and virtual subspaces.
10. Relax the constraint of Eq. (24) to obtain full-space
eigenvectors and /Delta1Ect.
III. RESULTS AND DISCUSSION
It will, of course, be essential to inspect the results of the
EDA when applied to a wide variety of molecular complexes,
but for the present purpose of uncovering trends particular tothe decomposition methods, we limit our scope to the widely
studied water dimer interaction potential. The C
s-symmetry
global minimum places the molecular dipoles at an apprecia-ble offset presumably to enhance the p(O)→σ*(OH)i n -
teraction, hinting at a delicate balance between dative and
electrostatic interactions. So there is no question that a satis-factory description of the water dimer interaction is difficult,
and the question of what elements are important is not with-
out considerable controversy.
44,61We performed all compu-
tations within a development version of Q-Chem.62AO ba-
sis set parameters for all 5z63and doubly augmented basis
sets64were obtained from the EMSL Basis Set Exchange with
h-angular-momentum functions removed. The C s-symmetry
CCSD(T)/cc-pvqz-level optimized water dimer minimum was
taken from the S22 set.65The data were not corrected for
BSSE.
A. Stability with respect to basis set extensions
It is desirable for any EDA scheme that, in the same way
that the binding energy is convergent with respect to basis
set extension, its resolved components likewise converge onsome limiting value. If this were not the case, there would
be no reason to take the components of the EDA in one AO
basis versus another as superior. In general, there is good rea-son to prefer larger- to smaller-basis results (if the former are
feasible) simply because increasing the variational degrees of
freedom available to the wavefunction leads to a descriptioncloser to the complete basis set limit. For well-posed meth-
ods, this corresponds to a more precise description of the
intermolecular interactions themselves. Within Hartree-Fock
theory, we compare the behavior of EDA terms in the min-
imal polMO approach and the existing ALMO scheme withTABLE I. HF minimal-basis polMO and ALMO EDA components of the
interaction between equilibrium water dimer in kJ/mol.
Basis frz pol(polMO) pol(ALMO) ct(polMO) ct(ALMO) Bind
dz 9.88 2.22 3.34 12.11 11.00 24.21
tz 8.30 2.54 4.03 7.57 6.08 18.41qz 6.82 2.57 4.49 7.05 5.13 16.44
5z 5.72 2.79 4.84 6.89 4.84 15.40
aug-dz 6.32 2.79 4.62 6.86 5.03 15.96aug-tz 5.61 2.93 5.60 6.62 3.95 15.16
aug-qz 5.29 2.91 5.75 6.93 4.09 15.13
aug-5z 5.21 2.87 6.03 6.94 3.78 15.01d-aug-dz 6.07 2.83 4.94 7.30 5.19 16.20
d-aug-tz 5.37 2.96 6.05 6.98 3.89 15.31
d-aug-qz 5.24 3.06 6.82 6.91 3.15 15.21
respect to enhancements of the AO basis in Table I.W ev i -
sualize the p(O) andσ*(OH) guess orbitals and their mutu-
ally polarized and delocalized versions in Fig. 1. The data are
grouped according to basis diffusivity. Augmented basis sets
add a single diffuse shell of each angular momentum to ev-ery atom. For instance, in the case of aug-cc-pVDZ, an ex-
tra set of low- ζs- and p-type functions on hydrogen, and
s-,p-, and d-type functions on oxygen. Doubly augmented
sets add a second yet more diffuse shell of each angular mo-
mentum. A negative sign in front of a contribution meansit will destabilize the complex. The HF limit for binding is
estimated at 15.19 kJ/mol from a CBS extrapolation within
the doubly augmented series according to a fitted equationB(L)=B(CBS)+Xe
−AL, where Lis the quantum number of
the highest-angular momentum function in the set, e.g., L(dz)
=2,L(tz)=3, and L(qz)=4.
The magnitude of the favorable frozen contribution (la-
beled frz in Table I) decreases as the basis set is extended,
converging most slowly in the non-augmented set and com-prising the biggest contribution to the net change in bind-
ing energy beyond the double-zeta level in that series. The
frozen interactions include permanent electrostatics, which in
σ∗(OH ) : [guess]
[pol]
[del]
p(O):[guess ]
[pol]
[del]
FIG. 1. σ*(OH)a n d p(O) guess, polMO, and delocalized orbital pair set
plotted at a contour value of 0.12. Guess and polarized orbitals have mostly
local amplitudes in spite of orthogonality.084102-8 Azar et al. J. Chem. Phys. 138 , 084102 (2013)
TABLE II. Behavior of polarization in non-equilibrium H-bonds depends
strongly on the AO basis when overlaps are large. The “ −” sign reads as
repulsive.
contracted 20% frz pol(ALMO) ct(ALMO) pol(polMO) ct(polMO)
dz −0.96 4.91 15.51 2.78 17.64
tz −3.49 6.43 10.12 3.89 12.67
qz −5.60 7.18 9.18 4.21 12.15
5z −7.22 8.09 8.68 4.68 12.09
aug-dz −5.38 7.59 8.18 5.25 10.52
aug-tz −7.24 9.06 7.58 4.39 12.25
aug-qz −7.80 9.47 7.58 4.60 12.45
aug-5z −7.78 9.94 6.96 4.57 12.34
d-aug-dz −5.59 7.74 8.42 4.84 11.32
d-aug-tz −7.43 9.81 7.11 4.45 12.47
d-aug-qz −7.80 10.71 6.41 4.94 12.19
the water dimer primarily reflect favorable dipole-dipole in-
teractions and unfavorable exchange repulsions. When the lo-cal orbitals have access to increasingly diffuse functions to de-
scribe their spatial extents, exchange repulsions are felt more
strongly and must distort their densities to respect Pauli ex-
clusion. We find it quite interesting that the frozen contri-
bution converges so slowly with respect to basis set size, asit is still changing slightly when the total binding energy is
apparently converged. It follows that if the frozen contribu-
tion is unfavorable, e.g., when the molecules are squeezed to-gether, a diffuse basis should only increase its magnitude until
convergence.
Though the sum of charge transfer and polarization is
stable, the individual ALMO quantities themselves are man-
ifestly not, with unacceptably large ranges of ∼3.5 and
∼8 kJ/mol for, respectively, polarization and charge transfer.
Even if we exclude the small double-zeta results (which suf-
fer walloping BSSE due to incompleteness), and all results
obtained without augmented basis sets, the range remains∼1.2 kJ/mol for polarization and ∼0.8 kJ/mol for charge
transfer, while the range in the total binding energy is only
∼0.1 kJ/mol. The deficiency is especially palpable in the
doubly augmented trend where the largest number of near-
linear dependencies exist. These results are consistent withthe fact that the ALMO polarization contribution will steadily
increase as the basis approaches completeness. The effect be-
comes larger when the inter-fragment H-bond length is con-tracted by about 20%, as given in Table II.I nt h eA L M O
scheme, polarization continues to increase as the lone-pair on
the donor oxygen atom’s freedom to infiltrate the core regionof the other oxygen increases with the size of the variational
space allotted to the donor. By contrast, of course, the instabil-
ity of the individual ALMO terms diminishes when the bondlength is protracted by about 13% (given in Table III). This
is because the molecules overlap only weakly, and therefore
the extent to which basis functions on one water moleculecan mimic charge transfer to the other molecule is greatly re-
duced. The total interaction energy is similar ( ∼9k J / m o l )a t
both displacements.
Turning to the behavior of the polMO treatment of po-
larization, it is significantly more stable than the ALMO po-TABLE III. polMO polar ization is slightly smaller than ALMO polarization
at intermediate separation.
protracted 13% frz pol(ALMO) ct(ALMO) pol(polMO) ct(polMO)
dz 8.58 0.32 5.57 0.25 5.64
tz 8.74 0.45 2.68 0.34 2.78qz 8.71 0.51 1.30 0.38 1.43
5z 8.64 0.56 0.48 0.41 0.63
aug-dz 8.55 0.53 0.70 0.38 0.85aug-tz 8.51 0.59 0.46 0.44 0.61
aug-qz 8.52 0.63 0.28 0.43 0.48
aug-5z 8.51 0.66 0.21 0.43 0.44d-aug-dz 8.62 0.59 0.71 0.38 0.93
d-aug-tz 8.49 0.64 0.48 0.43 0.70
d-aug-qz 8.50 0.67 0.30 0.42 0.56
larization for the water dimer at its equilibrium separation, as
shown in Table I. The reduction in the spread of results as the
basis set improves is about a factor of four across all basis setsconsidered. However, if we again exclude the small double-
zeta basis, and the non-augmented calculations (which con-
verge slowly), the resulting range in the polMO polarization
is less than 0.2 kJ/mol, a roughly sixfold reduction over the
spread in the corresponding ALMO polarization results. This0.2 kJ/mol range is very comparable to the range in the total
binding energies across the same selection of basis sets. The
converged value of polMO polarization is ∼3 kJ/mol which
gives a roughly 35%:20%:45% frz:pol:ct decomposition of
the interaction energy in these essentially CBS-limit HF cal-
culations.
If the EDA components are normalized to the binding
energy and plotted against the basis diffusivity (in the same
order as above), then the slope will be a measure of basisset dependence (which we hope will approach zero if the
binding energy is converged). Any intersections will suggest
a fundamental change in (the assessment of) the characterof the interaction. We plot the components in Fig. 2and
note the minimal-basis polarization and charge transfer sta-
bilize quickly and never cross, while the ALMO polarization
crosses the frozen and charge-transfer contributions well af-
ter the binding energy is converged (by the aug-tz level byTable I), though the polarization is quasi-stable in the singly
augmented trend where it is most likely to be used.
The impact of the Boys orbital localization steps on the
stability of the polarization term is assessed in Table IV.B o y s
localization of the occupied and virtual spaces serves to atten-
uate the real-space extent of the individual subspace spannedby each fragment’s orbitals while, of course, leaving the full
span intact. The consequence of this is a considerable im-
provement in the stability of the method. The dependenceis increasingly noticeable in the doubly diffuse trend since
a larger spatial extent allows the converged polMOs a degree
of artificial charge-transfer energy-lowering that the ALMOsenjoy, albeit less dramatic. Both the Boys localization pro-
cedure and that the subspaces associated with different frag-
ments have no overlap serves to attenuate the contributions
to polarization associated with the polMO description while
still providing the variational flexibility in the full space of084102-9 Azar et al. J. Chem. Phys. 138 , 084102 (2013)
FIG. 2. The character of the C swater dimer interaction is basis-set dependent
in the SCF MI scheme, but stable in the minimal-basis scheme.
virtual functions associated with second-order perturbation
theory.
B. DFT decomposition quantities and exchange
effects
A post-mean-field treatment of intermolecular interac-
tions is vital for any serious application of the EDA, and DFT
represents a parsimonious first thrust in this direction. When
TABLE IV. polMO polarization contributions in the basis set extension de-
pend slightly on the localization, increasing gently with diffusivity.
basis polMO(Boys) polMO(w/o Boys) ALMO
dz 2.22 2.19 2.78
tz 2.54 2.66 3.69
qz 2.57 2.64 4.495z 2.79 2.77 4.97
aug-dz 2.79 2.98 4.15
aug-tz 2.93 3.33 6.19aug-qz 2.91 3.07 6.63
aug-5z 2.87 3.40 7.11
d-aug-dz 2.83 3.24 4.40d-aug-tz 2.96 3.74 6.93
d-aug-qz 3.06 3.62 7.81
FIG. 3. Component magnitudes in the aug-dz basis scale with e.e. in accor-
dance with the form of the decomposition term described. The 20% e.e. point
corresponds to optimized B3LYP.
the exchange contribution is adjusted and inter-electronic cor-
relations are included, the results of the equilibrium decom-position differ from those at the HF level (Table V). Larger
polarization and charge transfer effects tend to result from
smaller HOMO-LUMO gaps (standard functionals tend tounderestimate the gap,
66,67while HF overestimates it). Of
course electron correlation effects generally strengthen inter-
molecular interactions, so the HF values should not be re-
garded as true. Frozen interactions are sensitive to the dipole
moment, which is overestimated at the HF level. Thus densityfunctionals may typically exhibit less favorable frozen inter-
actions than HF, but based on this criterion, the resulting value
should be more reliable.
The frozen interactions are also sensitive to the treatment
of exchange, but it is difficult to guess the effect of func-
tional approximations on this term. To test the dependenceof all EDA terms on the composition of a density functional
more carefully, we vary the amount of exact exchange (e.e.)
in the three-parameter B3LYP exchange-correlation potentialexplicitly, keeping Slater exchange at a constant 8% and ad-
justing %B88 exchange to allow for the desired %HF ex-
change. Consistent with the general considerations alreadygiven, the results of Fig. 3suggest roughly linear behavior
of frz and shallow inverse dependence of ct with e.e., and
weak-to-zero e.e.-dependence of pol in either scheme. Since
the B3LYP functional energy is linear in the HF exchange pa-
rameter, we can only expect the total energy to scale linearlywith e.e. ap r i o r i , as observed. That frz and ct clearly depend
on e.e. in a way consistent with their definitions demonstrates
correspondence between the terms of our decompositions anda totally independent metric describing exchange forces. In
other words, these terms appear well-suited to describe the
physical phenomena for which they were designed.
We note that dispersion is not considered explicitly in
the energy decomposition, and even if a dispersion-corrected
functional is employed, the correction will formally be spreadout between the decomposition terms, none of which is alone
adequate to entirely capture this force. We might, however,
expect the leading effect of dispersion to be contained in thefrozen interactions, with smaller, density-dependent correc-
tions contained in the polarization and charge-transfer terms.
If the dispersion is not density-dependent at all, such as for
“-D” functionals, then it will be entirely contained in the
frozen term, As an illustration, we decompose the essentially084102-10 Azar et al. J. Chem. Phys. 138 , 084102 (2013)
TABLE V. KS-DFT polMO augmented-series components (kJ/mol) in the basis and exact exchange (e.e.). Charge transfer decreases with increasing e.e.,
while frozen interactions increase.
contribution/basis frz pol ct bind
XC/%e.e. dz tz qz dz tz qz dz tz qz dz tz qz
B3LYP/20685.92 5.80 5.53 2.49 2.73 2.85 11.02 10.38 10.60 19.43 18.91 18.99
M06L/0695.57 6.45 4.96 2.41 2.60 2.77 10.81 10.90 12.37 18.78 19.95 20.09
M06/27707.56 7.16 5.67 2.59 2.72 2.74 10.05 10.24 11.51 20.21 20.11 19.92
M06-2X/547010.59 10.50 9.87 2.58 2.95 2.90 8.61 8.11 8.59 21.77 21.56 21.36
PBE/0713.22 3.11 3.30 2.50 2.86 2.98 12.54 11.66 11.92 11.82 11.41 11.60
PBE0/25728.48 7.92 7.60 2.55 2.71 2.82 10.48 10.15 10.40 21.50 20.78 20.82
quantitative interaction energy for water dimer furnished
by the range-separated ωB97X-D73hybrid functional in
Table VI.T h e ωB97X-D binding energy approaches the
CCSD(T)/CBS extrapolation of 20.8kJ/mol.65With density-
independent dispersion, it is no surprise that the frozen in-teraction is some ∼2kJ/mol larger in magnitude than at the
B3LYP level. Comparing the most accurate decompositions
atωB97X-D and B3LYP, the “-D” augmentation of the frozen
interaction appears to be the principle contribution to the
binding energy difference between them.
C. Breaking the hydrogen bond of the water dimer
If one goal of the EDA is that it be a true quantum-
mechanical basis for force field parameters in molecular me-
chanics simulations, the EDA components should be well-behaved across the potential energy surface, each weighted
in accordance with the true intermolecular force it designates
and decaying to zero at the dissociation limit. Thus, whenthe two molecules of a dimer are squeezed together along
some interaction coordinate, Pauli and electrostatic repulsions
will begin to trump all other forces. Conversely long-rangeelectrostatic forces should exert their effects long before the
wavefunction assumes the equilibrium supermolecular con-
figuration that will be determined on polarization and chargetransfer. Polarization gives a sense in which permanent poles
are deformed in the supermolecular field and should decay
classically as the inverse of some (induced) multipole orderin the interaction coordinate R, while charge transfer is con-
TABLE VI. ωB97X-D-level decomposition components in kJ/mol. Most of
the dispersion is captured in frozen electrostatics.
basis frz pol(polMO) pol(ALMO) ct(polMO) ct(ALMO) bind
dz 11.22 2.19 2.78 19.60 19.01 33.01
tz 10.94 2.32 3.69 12.56 11.20 25.83
qz 9.51 2.57 4.49 10.94 9.07 23.025z 8.48 2.75 4.97 10.40 8.18 21.63
aug-dz 8.79 2.53 4.15 10.24 8.62 21.56
aug-tz 8.16 2.73 6.19 10.11 6.65 20.99aug-qz 7.52 2.77 6.63 10.03 6.66 20.81
aug-5z 7.44 2.77 7.11 10.43 6.08 20.64
d-aug-dz 8.61 2.53 4.40 10.11 8.68 21.24d-aug-tz 7.99 2.72 6.93 10.36 6.15 21.08
d-aug-qz 7.46 2.90 7.81 10.62 5.65 20.98tingent on intermolecular overlaps and dies off exponentially,
and so at the very least these components must cross. Be-cause the PES is sampled a great deal in the course of ther-
mal fluctuations, an accurate description of the interaction
potential along the entire weak-bond-breaking coordinate isindispensable.
We plot the potential energy across the H-bond-breaking
coordinate of the water dimer in Fig. 4, showing the contri-
bution of the polMO terms for B3LYP calculations on the
left-hand side, and a log-log plot showing the R-dependence
FIG. 4. (a) polMO binding components of B3LYP/aug-cc-pvdz C swater
dimer traversing its H-bond-breaking coordinate have the correct limiting be-havior and a complicated binding interaction; (b) log( /Delta1E)-log(r) plot of the
frozen and polarization contributions indicate scaling consistent with appro-
priate classical inverse square-power.084102-11 Azar et al. J. Chem. Phys. 138 , 084102 (2013)
of the non-ct terms on the right-hand side. From Fig. 4(b),
we observe the appropriate distance-dependence of all elec-
trostatic terms in the long-range limit (at a separation greaterthan 1.5 R
eqwhere this asymptotic analysis becomes valid).
Frozen interactions are dominated by dipole-dipole interac-
tions, while the polarization terms are dominated by dipole-induced dipole contributions. It is only in the strictly non-
overlapping regime that we should expect slopes of exactly
three and six for frozen and polarization contributions re-spectively. Inclusion of quantum mechanical exchange in the
Hamiltonian will be responsible for slight deviations away
from the correct curve.
The effective power law behavior for decay of the polar-
ization via the ALMO and polMO treatments are particularlyinteresting. Both ALMO and polMO should be exact (within
the chosen basis) in the non-overlapping regime (as the in-
teraction becomes weak enough that the perturbative modelfor minimal virtual functions in the polMO method becomes
increasingly suitable). At small separations, we have argued
that a part of the ALMO polarization is in fact attributableto charge transfer, and this error will increase as the basis set
is improved. Since this error diminishes with the overlap of
the fragments, its presence should cause the ALMO powerlaw for decay of the polarization contribution to exceed six.
The data show a power law with exponent 6.1 for the ALMO
model.
On the other hand, the polMO model, with polariza-
tion described in a minimal orthogonal space, will likely
underestimate the polarization contribution in the strongly
overlapping regime while approaching exactness in the non-
overlapping limit. This will result in a power law exponentof less than six (5.9 for the polMO model). We conclude that
the data shown in Fig. 4(b) is consistent with polMO polariza-
tion being a lower-limit estimate of the true polarization in theoverlapping regime, while the ALMO polarization should be
regarded as an upper limit to polarization in the overlapping
regime.
Armed with the potential surface, we can read off the
story of the gas-phase water dimer interaction from the right
in Fig. 4(a): Two approaching water molecules in the ap-
propriate orientation first see each other’s vacuum dipoles
at a separation greater than 3 R
eq. As they approach closer
along the axis that becomes a hydrogen bond, dipole polar-ization occurs along the H-bonding axis (in Fig. 1, the polMO
p(O) donor has changed its orientation w.r.t. the symmetry
axis of its vacuum analogue to better respond to the acceptorσ*(OH) in its field). As separation of the two water molecules
is further decreased, the dative interaction, which decreases
the equilibrium H-bond length for the dimer well within the
frozen minimum by some 0.5Å begins to rapidly increase.
At the equilibrium geometry, all three types of contributions(frozen, polarization, and charge-transfer) are important.
D. The Na+CH4monopole-induced-dipole polarization
The case of the water dimer illustrates what we believe
is the most common paradigm in complex intermolecular in-
teractions: there is a rich distance-dependent admixture of
permanent (frozen), polarization, and charge transfer inter-TABLE VII. B3LYP decomposition components of the polarization-
dominated Na+CH 4interaction in kJ/mol.
Basis frz pol(ALMO) pol(polMO) ct(ALMO) ct(polMO) Bind
dz 0.72 20.62 15.30 12.75 18.07 34.09
tz 0.74 26.68 19.08 5.17 12.79 32.59qz 0.82 29.54 24.74 3.34 8.13 33.70
5z 0.62 30.99 25.48 0.76 7.89 33.99
aug-dz −0.18 30.74 21.87 1.77 10.64 32.33
aug-tz 0.54 31.58 19.02 1.19 13.75 33.31
aug-qz 0.64 32.08 27.70 2.63 6.96 35.34
aug-5z
a0.53 32.23 25.84 2.19 8.45 34.83
aNa was treated at the 5z level.
actions. It is also useful to briefly examine an interaction
in which charge transfer effects are expected on chemicalgrounds to be negligible, while polarization effects are very
important. Such a case will be a potentially difficult challenge
for the polMO approach, because it generally will underes-timate polarization, and therefore overestimate ct. In a case
where ct is negligible, such a result would be spurious. A
specific system that is anticipated to have negligible ct is the
Na
+CH 4interaction, which one may intuitively think of as a
problem of describing a Stark-shifted methane molecule. Thepositive charge resides on Na
+, and its occupied orbitals are
very deep in energy, and therefore donation into σ* orbitals
on methane is blocked. For ct in the other direction, methaneis a poor donor, and Na
+does not have low-lying affinity or-
bitals, so ct is expected to be very small.
The polMO and ALMO decomposition terms
for the Na+CH 4interaction were obtained from a
6-311++G**/B3LYP-optimized geometry and are given in
Table VII for a wide range of basis sets (without counter-
poise correction). In both schemes, polarization is the chief
contribution to binding with a disparity between the decom-
positions decreasing steeply on inclusion of higher-angularmomentum functions to ∼5 and∼6 kJ/mol for 5z and aug-5z
calculations, respectively. If it is accepted based on the
arguments above that there is no “real” charge-transfer in this
interaction, then it follows that ALMO polarization should
be stable and an adequate estimate of the true polarization.The numerical results support this contention, as the ALMO
polarization is converging smoothly in both basis set se-
quences, and ct is very small. ALMO-based ct is roughly 7%of the polarization value in the largest basis set reported in
Table VII.
The polMO results improve significantly in the larger ba-
sis sets, in the sense that polMO polarization generally in-
creases in magnitude as the basis set is improved. The gap
between ALMO ct and polMO ct diminishes ranges from 4 to12 kJ/mol depending on the basis set, with somewhat smaller
differences for the larger basis sets. Relative to the size of
the interaction (35 kJ/mol with this density functional), thegap between ALMO and polMO ct is only about 20% in
the larger basis sets, so both treatments give a qualitatively
similar picture of a polarization-dominated interaction. These
considerations bolster the contention that polMO polarization
represents a lower-limit estimate, while ALMO polarization084102-12 Azar et al. J. Chem. Phys. 138 , 084102 (2013)
represents an upper limit. This issue will be discussed further
in Sec. III E .
E. Bracketing intrinsic polarization effects
We understand the polMO minimal-basis polarization as
a lower bound to true polarization since we neglect the vec-
tors inRduring polarization, as well as enforce orthogonality
between the variational spaces associated with different frag-
ments. While neglect of Rhas zero error at the second-order
perturbation level, it must lead to an underestimate relativeto the energy-lowering evaluated with a fragment-based par-
titioning of the orbital space that includes all functions. The
magnitude of this difference will depend strongly on the ge-ometry, since the error tends to zero when perturbation the-
ory amplitudes approximate the space of the true polarized
wavefunction well (which will be the case when polarizationis small). Thus in the polMO scheme, charge-transfer effects
are overestimated, or, from a physical standpoint, they contain
some contaminating polarization contributions.
By contrast, as we discussed in detail in Sec. II A,u s e
of ALMO polarization will tend to be an overestimate, be-
cause the non-orthogonal one-particle Hilbert spaces of dif-
ferent fragments have an intersection, and that intersection in-
creases as the basis set is improved. Thus ALMO polarizationis contaminated with some energy-lowering that is in fact re-
lated to charge transfer. We therefore bracket true polarization
as lying between the upper-bound ALMO polarization and thelower-bound minimal-basis polMO polarization.
How large or small is the difference between the upper
and lower bounds for the water dimer at the basic Hartree-Fock level of theory, at equilibrium? The tightest upper
bound for polarization by the ALMO approach comes from
the smallest value of polarization when the sum of polar-ization and charge transfer energy is converged. Referring
back to Table I, the smallest upper limit might be the cc-
pVQZ pol(ALMO), at ∼4.6 kJ/mol. If we take the lower-
estimate pol(polMO) quantity as ∼3.0 kJ/mol, then true po-
larization is bounded within a 1.6 kJ/mol range (3.0, 4.6). We
would obtain an essentially identical result with the ωB97X-
D functional, as can be seen from Table VI. For HF at the
compressed geometry shown in Table II, the corresponding
bracket for true polarization is (4.9,8.1) kJ/mol, which is nec-
essarily wider because of the increased overlap between the
fragments. At the stretched geometry shown in Table III,t h e
estimated bracket for true polarization is narrower, at (0.4,0.6)
kJ/mol. Finally, for comparison, we can infer a bracket for
polarization of roughly (26,30) kJ/mol for the polarization-dominated Na
+CH 4interaction using the data from Table VII.
What are the implications for the overestimation of po-
larization effects in the ALMO EDA as it is commonly em-ployed? Let us consider the water dimer at the equilibrium
geometry again, and assume that a standard application of the
ALMO EDA employs the aug-cc-pVTZ basis. In that case,the calculated ALMO polarization is ∼5.6 kJ/mol, while our
bracket for true polarization is (3.0, 4.6) kJ/mol. We there-
fore conclude that polarization is overestimated by at least 1
kJ/mol, and not more than 2.6 kJ/mol in the ALMO EDA/aug-
cc-pVTZ method. Thus the true polarization is no less than20% smaller than the ALMO value, and it could be as much
as 46% smaller. Since the errors depend on the identity of
the basis it is likely that they are quite systematic, so trendsin the ALMO polarization estimate are likely to be reliable.
Nonetheless, it is clear that improved procedures for calcu-
lating polarization are important for future work. The polMOmethod is one such candidate.
IV. CONCLUSIONS AND OUTLOOK
In energy decomposition analysis of intermolecular in-
teractions, one important issue is disentangling the separate
contributions associated with intramolecular polarization in
the field of neighboring molecules and intermolecular charge
transfer (dative bonding) between molecules. This issue is
challenging because such a separation in all likelihood cannotbe uniquely defined in the important regime where the molec-
ular partners overlap significantly. We have studied some as-
pects of this issue with the aim of attempting to understandstrengths and weaknesses of existing EDAs, and introduce a
new and complementary approach. Our main results and con-
clusions are as follows:
1. We have demonstrated that fragment-blocking the
molecular orbital coefficient matrix as employed in theALMO EDA
31,32and the related BLW-EDA29,30overes-
timates the energy-lowering due to polarization effects
in intermolecular interactions. In essence, this arises be-cause the one-particle Hilbert spaces of different frag-
ments are allowed to have non-zero intersection, and
the extent of the intersection increases with the size ofthe basis set. Therefore in the ALMO EDA, the energy-
lowering due to polarization becomes contaminated with
charge-transfer effects as one improves the basis set.
2. We have developed a new method that uses fragment-
blocked variations to obtain a minimal basis of polar-
ized orthogonal local MOs (polMOs) describing stabi-lization due to polarization. Only one polMO is pro-
vided per occupied MO of the isolated fragments by
SVD of the first-order polarization response on each
fragment followed by symmetric orthogonalization and
relocalization.
3. The polMO approach will underestimate polarization
because strict orthogonality is maintained between vari-
ational subspaces that describe polarization on differ-ent fragments, and a large fraction of the virtual orbitals
is discarded. Therefore, taken together, the ALMO and
polMO estimates of polarization are expected to bracketthe true value.
4. Numerical tests of the ALMO and polMO polarization
energies have been carried out on the water dimer us-ing a large sequence of cc-pVXZ, aug-cc-pVXZ and
d-aug-cc-pVXZ (X =D,T,Q,5) basis sets. The polMO
scheme is stable with respect to basis set extensionseven in the strongly overlapping regime. By contrast,
the ALMO polarization contribution is not stable with
respect to basis set extensions. Analysis of the power
law decay of ALMO and polMO polarization as a func-
tion of intermolecular distance is consistent with ALMO084102-13 Azar et al. J. Chem. Phys. 138 , 084102 (2013)
overestimating and polMO underestimating polariza-
tion. Results were also calculated for the Na+CH 4in-
teraction, which is dominated by polarization in both theALMO and polMO approaches.
5. Within the Hartree-Fock method, for the water dimer
at the equilibrium geometry, the estimated range withinwhich the true polarization energy-lowering lies is (3.0,
4.6) kJ/mol. If an aug-cc-pVTZ basis is taken as typical
for the ALMO EDA method, our results suggest that truepolarization is at least 20% less than the ALMO result,
though not more than 46% less. Accordingly it is impor-
tant to use the ALMO polarization contributions primar-
ily for comparative purposes, as the absolute values are
demonstrably too large. Further work on better separat-ing polarization from charge transfer for EDA purposes
is clearly desirable.
ACKNOWLEDGMENTS
This work was supported by the U.S. Department of En-
ergy under Contract No. DE-AC02-05CH11231.
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1.3056407.pdf | Amplitude-phase coupling in a spin-torque nano-oscillator
Kiwamu Kudo, Tazumi Nagasawa, Rie Sato, and Koichi Mizushima
Citation: J. Appl. Phys. 105, 07D105 (2009); doi: 10.1063/1.3056407
View online: http://dx.doi.org/10.1063/1.3056407
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Downloaded 05 Jun 2013 to 128.226.37.5. This article is copyrighted as indicated in the abstract. Reuse of AIP content is subject to the terms at: http://jap.aip.org/about/rights_and_permissionsAmplitude-phase coupling in a spin-torque nano-oscillator
Kiwamu Kudo,a/H20850T azumi Nagasawa, Rie Sato, and Koichi Mizushima
Corporate Research and Development Center, Toshiba Corporation, Kawasaki 212-8582, Japan
/H20849Presented 12 November 2008; received 17 September 2008; accepted 15 October 2008;
published online 3 February 2009 /H20850
The spin-torque nano-oscillator in the presence of thermal fluctuation is described by the normal
form of the Hopf bifurcation with an additive white noise. By the application of the reductionmethod, the amplitude-phase coupling factor, which has a significant effect on the power spectrumof the spin-torque nano-oscillator, is calculated from the Landau–Lifshitz–Gilbert–Slonczewskiequation with the nonlinear Gilbert damping. The amplitude-phase coupling factor exhibits a largevariation depending on an in-plane anisotropy under the practical external fields. © 2009 American
Institute of Physics ./H20851DOI: 10.1063/1.3056407 /H20852
When a direct current Iflows into a magnetoresistive
/H20849MR /H20850device, a stationary magnetic state becomes unstable
and a steady magnetic oscillation is excited by the spin-transfer torque. The oscillation is expected to be applicableto a nanoscale microwave source, i.e., the spin-torque nano-oscillator /H20849STNO /H20850.
1,2According to the theory based on the
spin-wave Hamiltonian formalism,3–6the frequency nonlin-
earity plays a key role to determine the behavior of the os-cillator. It has been shown that the strong frequency nonlin-earity leads to significant effects on the power spectrum ofSTNO in the presence of thermal fluctuation: a linewidthenhancement
5and non-Lorentzian lineshapes.6In this paper,
the important nonlinearity is examined. From the Landau–Lifshitz–Gilbert–Slonczewski /H20849LLGS /H20850equation as the model
of STNO, we explicitly calculate the magnitude of the quan-tity corresponding to the normalized frequency nonlinearityN//H9003
eff/H20851see, e.g., Eq. /H208494/H20850in Ref. 6/H20852of the spin-wave ap-
proach. In particular, we take account of the in-plane aniso-tropy of a magnetic film which has been neglected in theearly studies,
3–6finding the large effect of the anisotropy on
the nonlinearity.
We describe STNO by a generic oscillator model. It is
known that small-amplitude oscillations near the Hopf bifur-cation point are generally governed by a simple evolutionequation for a complex variable W/H20849t/H20850known as the Stuart-
Landau /H20849SL/H20850equation.
7The SL equation is derived as a nor-
mal form of the supercritical Hopf bifurcation from the gen-eral system of ordinary differential equations. Accordingly,the LLGS equation similarly reduces to the SL equation inthe case where the Hopf bifurcation, which represents a gen-eration of magnetic oscillations in STNO, occurs. The reduc-
tion of the LLGS equation can be executed by the reductiveperturbation method based on the center-manifold theorem.At finite temperature, there exists inevitable thermal magne-tization fluctuation in STNO.
8,9We include the thermal effect
into the magnetization dynamics by just adding white noiseterm to the SL equation, i.e., STNO in the presence of ther-mal fluctuation is described by the “noisy” Hopf normalform as follows:dW
˜
dt˜=i/H9024˜W˜+/H208491+i/H9254/H20850/H20849p−/H20841W˜/H208412/H20850W˜+/H9257˜/H20849t˜/H20850, /H208491/H20850
where W˜is the normalized complex variable representing the
amplitude and phase of a magnetization vector M/H20851see Eq.
/H208497/H20850below /H20852. In Eq. /H208491/H20850,/H9024˜represents a fundamental frequency,
t˜is a normalized dimensionless time, and /H9257˜/H20849t˜/H20850is the zero-
mean, white Gaussian noise with the only nonvanishing sec-
ond moment given by /H20855/H9257˜/H20849t˜/H20850/H9257˜¯/H20849t˜/H11032/H20850/H20856=4/H9254/H20849t˜−t˜/H11032/H20850.pis the bifur-
cation parameter. An oscillation is generated when p
becomes positive. In the context of STNO, p/H11008/H20849I−Ic/H20850where
Icis the threshold current. The parameter /H9254quantifies the
coupling between the amplitude and phase fluctuations and iscalled the amplitude-phase coupling factor .I ti s
/H9254that we
calculate numerically in this paper and that corresponds tothe normalized frequency nonlinearity N//H9003
effof the spin-
wave approach. The amplitude-phase coupling factor /H9254af-
fects the power spectrum of an oscillator and leads to a line-width enhancement and non-Lorentzian lineshapes.
10,11Due
to its effect, the factor /H9254is also called the linewidth enhance-
ment factor .12Equation /H208491/H20850is often used as the simplest
model of a noisy auto-oscillator in many fields, for example,electrical engineering, chemical reactions, optics, biology,and so on.
10,13Therefore, we can easily compare STNO with
conventional oscillators and clarify its features.
The amplitude-phase coupling factor /H9254is obtained in the
procedure of the reduction of the LLGS equation. In thefollowing, we first explain the LLGS equation. Then, follow-ing Kuramoto’s monograph,
7we consider an instability of a
steady solution and execute the reduction of the LLGS equa-tion.
The magnetic energy density of the free layer of STNO
is assumed to have the form
E=−M·H
ext−Ku
Ms2/H20849M·xˆ/H208502+1
24/H9266M·N·M, /H208492/H20850
where Msis the saturation magnetization, Hext=Hxxˆ+Hyyˆ
+Hzzˆis an external field, Kuis an uniaxial anisotropy along
thexdirection, and Nis the demagnetizing tensor; N
=diag /H20849Nx,Ny,Nz/H20850. Using the spherical coordinate system /H20849seea/H20850Electronic mail: kiwamu.kudo@toshiba.co.jp.JOURNAL OF APPLIED PHYSICS 105, 07D105 /H208492009 /H20850
0021-8979/2009/105 /H208497/H20850/07D105/3/$25.00 © 2009 American Institute of Physics 105 , 07D105-1
Downloaded 05 Jun 2013 to 128.226.37.5. This article is copyrighted as indicated in the abstract. Reuse of AIP content is subject to the terms at: http://jap.aip.org/about/rights_and_permissionsFig.1/H20850, we describe the magnetization dynamics of STNO by
the LLGS equation
/H20877cos/H9274/H9278˙=−/H9251/H20849/H9264/H20850/H9274˙−F1/H20849/H9278,/H9274,/H9275J/H20850
/H9274˙=/H9251/H20849/H9264/H20850cos/H9274/H9278˙+F2/H20849/H9278,/H9274,/H9275J/H20850,/H20878 /H208493/H20850
where F1/H20849/H9278,/H9274,/H9275J/H20850/H11013/H20849/H9253/Ms/H20850/H11509E//H11509/H9274−a/H20849/H9278,/H9275J/H20850 and
F2/H20849/H9278,/H9274,/H9275J/H20850/H11013/H20851/H9253//H20849Mscos/H9274/H20850/H20852/H11509E//H11509/H9278+b/H20849/H9278,/H9274,/H9275J/H20850./H9253is the
gyromagnetic ratio. The second terms of Firesult from the
Slonczewski term TJ=/H20849/H9253aJ/Ms/H20850M/H11003/H20849M/H11003p/H20850in which aJis
proportional to the current density Jthrough the free layer.14
Therefore, a/H20849/H9278,/H9275J/H20850/H11013/H9275Jcos/H9274psin/H20849/H9278−/H9278p/H20850and b/H20849/H9278,/H9274,/H9275J/H20850
/H11013/H9275J/H20851cos/H9274psin/H9274cos/H20849/H9278−/H9278p/H20850−sin/H9274pcos/H9274/H20852, where /H9275J=/H9253aJ.
/H9251/H20849/H9264/H20850terms of Eq. /H208493/H20850are the generalized Gilbert damping
terms proposed by Tiberkevich and Slavin.15We take into
account only the first nontrivial term of the Taylor seriesexpansion for
/H9251/H20849/H9264/H20850by the magnetization change rate /H9264
/H11013/H20849/H11509m//H11509t/H208502//H20849/H92534/H9266Ms/H208502;/H9251/H20849/H9264/H20850=/H9251G/H208491+q1/H9264/H20850. According to Ref.
15, the nonlinear LLGS model with q1=3 gives a good
agreement with the experimental results of Refs. 1and16.
An instability of a steady solution of Eq. /H208493/H20850is consid-
ered. A steady solution /H20849/H92780/H20849/H9275J/H20850,/H92740/H20849/H9275J/H20850/H20850is derived from
Fi/H20849/H92780,/H92740,/H9275J/H20850=0. Shifting the variables as u1/H11013/H9278−/H92780and
u2/H11013/H9274−/H92740, we have the Taylor series of Eq. /H208493/H20850as follows:
u˙=Lu+N2uu+N3uuu+¯, /H208494/H20850
where u=/H20849u1,u2/H20850T. Here, the diadic and triadic notations7
have been used. The stability of a steady solution is deter-
mined by the eigenvalues of the linear coefficient matrix L:
/H9261/H11006=/H9003/H11006 /H20849/H90032−det L/H208501/2./H9003is defined as /H9003=/H9003/H20849/H9275J/H20850/H11013/H208491/2/H20850trL
and plays the role as a control parameter since it depends on
/H9275J. We confine ourselves to the case where the Hopf bifur-
cation occurs. Then, /H9261/H11006is a pair of complex-conjugate ei-
genvalues. The point, /H9003=0, is the Hopf bifurcation point;
while a steady solution remains stable for /H9003/H110210, it becomes
unstable for /H9003/H110220. The bifurcation point corresponds to the
threshold /H9275Jcwhich is determined by tr L=0 and
Fi/H20849/H92780,/H92740,/H9275Jc/H20850=0. Near the bifurcation point, we divide L
into the two parts: L=L0+/H9003L1, where L0is the critical part
and/H9003L1is the remaining part. Corresponding to L,/H9261+is also
divided into the two parts; /H9261+=/H92610+/H9003/H92611. Although L1and/H92611
generally depend on /H9003further, we neglect their dependence
and evaluate them by the values at /H9003=0. Accordingly, /H92610
=i/H92750and/H92611=1−1
2i/H92750/H20879d
d/H9003detL/H20879
/H9003=0, /H208495/H20850
where /H92750/H11013/H20881detL0. The right and left eigenvectors of L0
corresponding to the eigenvalue /H92610are denoted as UandU*,
respectively. These are normalized as U*U=U*U¯=1 where
U¯means a complex conjugate of U.
Let us apply the reduction method to Eq. /H208494/H20850. The SL
equation for a complex amplitude W/H20849t/H20850,
W˙=/H9003/H92611W−g/H20841W/H208412W /H208496/H20850
and the neutral solution for the magnetization dynamics,
/H20873/H9278
/H9274/H20874=/H20873/H92780
/H92740/H20874+W/H20849t/H20850ei/H92750tU+W¯/H20849t/H20850e−i/H92750tU¯/H208497/H20850
are obtained within the lowest order approximation.7Under
the approximation, only the Taylor expansion coefficients upto the third order are needed. The complex constant gin Eq.
/H208496/H20850is given by
g/H11013
/H92631+i/H92632=−3 /H20849U*,N3U¯UU /H20850+4/H20849U*,N2UV 0/H20850
+2/H20849U*,N2U¯V+/H20850, /H208498/H20850
where V0=L0−1N2UU¯and V+=/H20849L0−2i/H92750/H20850−1N2UU. The
amplitude-phase coupling factor /H9254is obtained from the com-
plex constant gand is given by
/H9254=/H92632//H92631. /H208499/H20850
In this way, the factor /H9254for STNO can be calculated numeri-
cally from the parameters of the LLGS equation.
The noisy Hopf normal form given by Eq. /H208491/H20850is derived
when we add the noise term f/H20849t/H20850with /H20855f/H20849t/H20850f¯/H20849t/H11032/H20850/H20856=4D/H92532/H9254/H20849t
−t/H11032/H20850to the SL Eq. /H208496/H20850.f/H20849t/H20850has the dimension of a magnetic
field. The components in Eq. /H208491/H20850are defined as
W˜/H20849t/H20850=/H20849D/H92532//H92631/H20850−1 /4W/H20849t/H20850ei/H20849/H92750+/H9003/H9254−/H9003Im/H92611/H20850t,t˜/H11013/H20881D/H92532/H92631t,p
/H11013/H9003//H20881D/H92532/H92631, and/H9024˜/H11013/H92750//H20881D/H92532/H92631. Therefore, we can make
the most of many well-known properties of Eq. /H208491/H20850/H20849Refs. 10
and11/H20850to examine the behavior of STNO. It is known, for
example, that the spectrum linewidth /H9004/H9275FWHM far above the
threshold /H20849p/H333560/H20850is increased by a factor of /H208491+/H92542/H20850.10In the
context of STNO, when /H9003/H333560, the linewidth can be ex-
pressed as
/H9004/H9275FWHM =/H9004/H9275res/H11003kBT
Eosci/H110031
2/H208491+/H92542/H20850, /H2084910/H20850
which corresponds to Eq. /H2084911/H20850in Ref. 5. Here, kBTis the
thermal energy. /H9004/H9275resis the linewidth at thermal equilibrium
/H20849/H9275J=0/H20850given by /H9004/H9275res=2/H9003eq, where /H9003eq/H11013−/H9003/H20849/H9275J=0/H20850. More-
over, Eosciis the magnetization oscillating energy and can be
written as Eosci/H112292U†/H20851/H11509/H20849/H11509u1E,/H11509u2E/H20850//H11509/H20849u1,u2/H20850/H20852u=0UPWVfree
=1
2/H20849/H9003eqkBT/D/H92532/H20850PWwhen it is assumed that Eosci/H11229kBTnear
thermal equilibrium /H20849energy equipartition /H20850. Here, Vfreeis the
volume of the free layer and PWis the total power of W/H20849t/H20850
given by PW=/H20881D/H92532//H92631/H20853p+2 /F/H20849p/H20850/H20854with F/H20849p/H20850/H11013/H20881/H9266ep2/4/H208511
+erf /H20849p/2/H20850/H20852. From the expression of Eq. /H2084910/H20850, it is found that
the MR device in STNO itself is nothing but a resonator on
the analogy of electrical circuits. The other one of well-φHH
M
xHxyyz
ψz
uK
pI
FIG. 1. The spherical coordinate system /H20849/H9278,/H9274/H20850for the direction of the free
layer magnetization m=M/Msof STNO. pdenotes the direction of the
pinned layer magnetization; p=/H20849cos/H9274pcos/H9278p,cos/H9274psin/H9278p,sin/H9274p/H20850.07D105-2 Kudo et al. J. Appl. Phys. 105 , 07D105 /H208492009 /H20850
Downloaded 05 Jun 2013 to 128.226.37.5. This article is copyrighted as indicated in the abstract. Reuse of AIP content is subject to the terms at: http://jap.aip.org/about/rights_and_permissionsknown properties of Eq. /H208491/H20850is that the amplitude-phase cou-
pling factor distorts the power spectrum to non-Lorentzianlineshapes especially near the threshold /H20849see, e.g., Fig. 5 of
Ref. 11/H20850. The degree of the lineshape distortion is determined
by the magnitude of
/H9254andp, corresponding to the calcula-
tion in Ref. 6. We comment on the validity of Eq. /H208491/H20850for
large-amplitude oscillations. In Fig. 2, the theoretical fitting
curves based on the model Eq. /H208491/H20850are compared with the
experimental data of Ref. 16and give a good agreement with
them up to I/H112295.6 mA /H20849p/H112298.2/H20850beyond the threshold current
Ic=4.8 mA /H20849p=0/H20850estimated by the fitting.17Therefore, al-
though the derivation of Eq. /H208491/H20850is based on a perturbation
expansion around the bifurcation point, it is considered to bevalid for rather large-amplitude oscillations with p/H1101110.
We briefly mention the oscillating frequency
/H9275osci. From
Eqs. /H208491/H20850and /H208497/H20850, the oscillating frequency of a free layer
magnetization far above threshold is written as /H9275osci=/H92750
−/H9003/H9254+/H9003Im/H92611. Although the results of the calculation for
Im/H92611from Eq. /H208495/H20850are not shown here, we have found that
this quantity has a small value with Im /H92611/H11011/H9251Gfor wide
range of parameters of the LLGS equation. Accordingly,
/H9275osciis approximately given by /H9275osci/H11229/H92750−/H9003/H9254. Since /H9003/H11008 /H20849I
−Ic/H20850, while the frequency /H9275oscidecreases as the current
I/H20849/H11022Ic/H20850increases when /H9254/H110220/H20849redshift /H20850,/H9275osciincreases when
/H9254/H110210/H20849blue shift /H20850in accordance with the spin-wave
models.3–6
As illustrated above, the amplitude-phase coupling fac-
tor/H9254plays a key role to determine the behavior of an oscil-
lator. Therefore, the features of STNO can be found out bythe calculation of
/H9254.
Some calculation examples of /H9254are shown in Fig. 3.I ti s
considered the case where a free layer is an in-plane mag-netic film with an in-plane external field applied along the x
direction, H
ext=Hxˆ. It is assumed that N=diag /H208490,0,1 /H20850,/H9251G
=0.02, and /H20849/H9278p,/H9274p/H20850=/H208490,0 /H20850. In Fig. 3/H20849a/H20850, the dependence of /H9254
on the nonlinearity of the damping q1is shown. It is found
that/H9254monotonically decreases for q1and the variation of /H9254
is very large. This result suggests that a nonlinear damping
significantly changes the LLG dynamics.15In Fig. 3/H20849b/H20850, thedependence of /H9254on an external magnetic field Hfor various
values of an uniaxial anisotropy field Hk/H20849=2Ku/Ms/H20850is
shown. The nonlinearity of the damping is taken as q1=3.15
In the practical external field region, /H9254is very sensitive to an
uniaxial anisotropy field and varies largely. Therefore, whenthe dynamics of STNO is considered, it is necessary to takethe effect of a uniaxial anisotropy field into account seri-ously. This is the main result of the present paper.
In summary, we have considered the dynamics of STNO
by reducing the LLGS equation to a generic oscillator modeland calculated explicitly the amplitude-phase coupling factorwhich is the key factor for the power spectrum. Theamplitude-phase coupling factor
/H9254is very sensitive to mag-
netic fields, in-plane anisotropy, and the nonlinearity ofdamping. The large variation of
/H9254is the remarkable feature
of STNO in comparison with conventional oscillators. Thecalculation way for
/H9254shown is applicable for an arbitrary
magnetization configuration and may be useful for finding astable STNO with small /H9004
/H9275FWHM /H20851Eq. /H2084910/H20850/H20852, which is pref-
erable for applications.
1S. I. Kiselev et al. ,Nature /H20849London /H20850425, 380 /H208492003 /H20850.
2W. H. Rippard et al. ,Phys. Rev. Lett. 92, 027201 /H208492004 /H20850.
3A. N. Slavin and P. Kabos, IEEE Trans. Magn. 41, 1264 /H208492005 /H20850.
4V. Tiberkevich, A. N. Slavin, and J.-V. Kim, Appl. Phys. Lett. 91, 192506
/H208492007 /H20850.
5J.-V. Kim, V. Tiberkevich, and A. N. Slavin, Phys. Rev. Lett. 100, 017207
/H208492008 /H20850.
6J.-V. Kim et al. ,Phys. Rev. Lett. 100, 167201 /H208492008 /H20850.
7Y. Kuramoto, Chemical Oscillations, Waves, and Turbulence /H20849Springer-
Verlag, Berlin, 1984 /H20850, Chap. 2.
8J.-V. Kim, Phys. Rev. B 73, 174412 /H208492006 /H20850.
9K. Mizushima, K. Kudo, and R. Sato, J. Appl. Phys. 101, 113903 /H208492007 /H20850.
10H. Risken, Fokker-Planck Equation /H20849Springer-Verlag, Berlin, 1989 /H20850, Chap.
12.
11J. P. Gleeson and F. O’Doherty, SIAM J. Appl. Math. 66, 1669 /H208492006 /H20850.
12C. H. Henry, IEEE J. Quantum Electron. QE-18 , 259 /H208491982 /H20850.
13H. Haken, Advanced Synergetics /H20849Springer-Verlag, New York, 1993 /H20850.
14J. C. Slonczewski, J. Magn. Magn. Mater. 159,L 1 /H208491996 /H20850.
15V. Tiberkevich and A. Slavin, Phys. Rev. B 75, 014440 /H208492007 /H20850.
16Q. Mistral et al. ,Appl. Phys. Lett. 88, 192507 /H208492006 /H20850.
17The dimensionless power in Fig. 2/H20849a/H20850is given by P/R0I2=a/H20853p+2 /F/H20849p/H20850/H20854
with a/H112292.3063 /H1100310−9and p/H1122910.202 /H20849I−Ic/H20850. To obtain the linewidth in
Fig. 2/H20849b/H20850, we have used the parameters of /H20881D/H92532/H92631/2/H9266=11.24 MHz and
/H9254=0.5, and have solved the eigenvalue problem of the Fokker–Planck
equation corresponding to Eq. /H208491/H20850as done in Ref. 10or6.FIG. 2. /H20849Color online /H20850/H20849a/H20850Power Pdivided by R0I2with R0=13.6 /H9024and /H20849b/H20850
linewidth /H20851full width at half maximum /H20849FWHM /H20850/H20852of the signal of STNO as
a function of applied current I. Dots are experimental data at T=150 K
taken from Ref. 16. Red lines are theoretical fitting curves based on the
model of Eq. /H208491/H20850.FIG. 3. /H20849Color online /H20850/H20849a/H20850Dependence of /H9254on the nonlinearity of the damp-
ingq1for various values of an external magnetic field H. An uniaxial an-
isotropy field is taken as Hk/4/H9266Ms=0.04. /H20849b/H20850Dependence of /H9254on an exter-
nal magnetic field Hfor various values of an uniaxial anisotropy field Hk.07D105-3 Kudo et al. J. Appl. Phys. 105 , 07D105 /H208492009 /H20850
Downloaded 05 Jun 2013 to 128.226.37.5. This article is copyrighted as indicated in the abstract. Reuse of AIP content is subject to the terms at: http://jap.aip.org/about/rights_and_permissions |
1.47901.pdf | Single component plasma bibliography
Compiled by J. Fajans
Citation: AIP Conference Proceedings 331, 271 (1995); doi: 10.1063/1.47901
View online: http://dx.doi.org/10.1063/1.47901
View Table of Contents: http://aip.scitation.org/toc/apc/331/1
Published by the American Institute of PhysicsSingle Component Plasma Bibliography
Compiled by J. Fajans
Papers in the bibliography are categorized as follows:
A: Equilibrium and stability.
B: Transport and Kinetic Effects.
C: Waves.
D: 2-d fluid effects.
E: Cyclotron motion effects.
F: High density plasmas and energetic plasmas.
G: Correlations and microplasmas.
H: Ion plasmas.
I: Antimatter plasmas.
J: Non-neutral plasmas and atomic physics.
K: Exotic traps or particles.
L: Numerical techniques.
M: Applications.
N: Other.
O: Experimental
P: Theoretical
Entries were submitted by the workshop participants and are limited to
published papers and thesis. This bibliography can be obtained by emailing
a request to fajans~physics.berkeley.edu. The bibliography is available in
LaTeX format and as a BiBTeX database.
Cross-Reference
A: Equilibrium and stability:
avin:91, bhat:92, bhat:92a, bhat:92b, boge:70, bolh93, boll:94a, brew:88, brow:86,
chan:90, chen:90, chen:90a, chen:91a, chen:94a, chen:94b, chu:93, chu:93a, clar:76,
daug:67, daug:69, davi:69, davi:70, davi:71, davi:72, davi:72a, davi:73, davi:74,
davi:75, davi:77, davi:79, davi:82, davi:84, davi:84a, davi:84b, davi:84c, davi:85,
davi:85a, davi:85b, davi:86, davi:86a, davi:87, davi:88, davi:88a, davi:90, davi:90a,
davi:91, davi:93, davi:94, davi:94a, degr:77, dris:76, dris:85, dris:86b, dris:86c, dris:89,
dris:92, dris:94, dubi:86, dubi:86b, dubi:88, dubi:90, dubi:91, dubi:92, dubi:93a,
dubi:93b, dubi:94, fang93a, fine:89, gabr:92, glis:94, hein:91, ho11:93, huan:93, itan:82,
itan:88, iwat:94, kerv:86, kerv:89a, kerv:91, kerv:94, khir:93, kwon:83, kwon:92,
lars:86, lurid:93, hmd:93a, maim:82, mahn:84, malta:92, mite:93, miti:93a, miti:93b,
mora:88, murp:92, nott:93b, onei:80b, onei:80c, onei:81, onei:88, onei:94, onei:94a,
pass:89, peur:90, peur:92d, pras:79, pras:81, pras:86, pras:87a, pras:88, pras:89,
9 1995 American Institute of Physics 271
272 Single Component Plasma Bibliography
raiz:921, robe:88, smit:89, smit:90, smit:90a, smit:91, smit:92, smit:92a, smit:92b,
spen:92, spen:93a, tan:94, tots:81a, tots:88, tots:88a, tots:93, turn:87, turn:90,
turn:91, turn:92, turn:93, turn:93a, turn:93b, turn:94, turn:94a, turn:94b, uhm:78,
uhm:80, uhm:80a, uhm:82, uhm:83, weim:94, zave:92
B: Transport and Kinetic Effects:
avin:92, avin:92a, beck:90, beck:92, boll:91, brig:70, brow:86, chan:90, chen:90,
chen:90a, chen:91a, chen:93, chen:93a, chen:94, chen:94a, chen:94b, corn:93, craw:85,
craw:87, croo:94, davi:69, davi:70, davi:71, davi:72, davi:72a, davi:73, davi:74,
davi:75, davi:77, davi:79, davi:82, davi:85, davi:85a, davi:85b, davi:86, davi:86a,
davi:88, davi:90, davi:90a, davi:91, davi:93, davi:94, davi:94a, degr:77, degr:77a,
degr:80, doug:78, dris:82, dris:83, dris:85, dris:86a, dris:86b, dris:86c, dris:92,
dubi:86a, dubi:88a, dubi:94, eggh87a, faja:93, gabr:92, glin:91, glin:91a, 'glin:92,
hart:91, hjor:86, hjor:87, hjor:88, holl:93, huan:93, huan:94, hyat:87, hyat:88, kape:73,
kein:84, kerv:89a, kriv:93, lamb:83, levy:69, malta:82, malm:92, miti:94, mood:92,
murp:90, onei:80a, onei:88, onei:90, onei:94, onel:85a, peti:87, peur:90, peur:92d,
peur:93e, rama:93, rasb:93, robe:88, spen:90, spen:92, spen:93a, spen:93b, tots:80,
turn:93a, turn:93b, uhm:78, uhm:80, uhm:80a, uhm:82, uhm:83, wine:85a
C: Waves:
bo11:92, bolh93, boll:94a, boll:94b, brig:70, chart:90, chen:90, chen:90a, chen:91a,
craw:85, craw:86, craw:87, croo:94, davi:69, davi:70, davi:73, davi:74, davi:77, davi:82,
davi:84, davi:84a, davi:84b, davi:84c, davi:85, davi:85a, davi:85b, davi:86, davi:86a,
davi:87, davi:88, davi:88a, davi:90, davi:90a, davi:91, davi:93, degr:77, degr:77a,
degr:80, dimo:81, dris:85, dris:86b, dris:90b, dris:92, dris:94, dubi:86a, dubi:91,
dubi:91a, dubi:93, dubi:93a, eggl:87, eggl:87a, faja:93, fine:88, fine:89, goul:91,
goul:92, grea:94b, hein:91, huan:93, kape:73, kein:81, kein:84, kerv:89b, lamb:83,
levy:65, levy:69, realm:82, malta:92, mitc:93, miti:93b, miti:94, mood:92, mora:88,
nott:93a, nott:93b, onei:80a, onei:94, peti:87, peur:92d, peur:93b, peur:93c, peur:93e,
pi11:94, prad:93, pras:81, pras:83, pras:84, pras:86, pras:87a, pras:88, pras:89, rama:93,
robe:88, rose:87, rose:90, smit:90, smit:92a, smit:92b, spen:90, spen:93b, tink:94,
tink:95, tots:80a, tots:81a, tots:81b, tots:92a, turn:94b, uhm:78, uhm:80, uhm:80a,
uhm:82, uhm:83, weim:94, whit:82, wine:87
D: 2-d fluid effects:
brig:70, davi:74, davi:90, dris:90b, dris:92, dris:94, dubi:90, fine:89, hart:91, huan:94,
kadt:94, kerv:89b, kerv:89c, kerv:91, malta:92, miti:93a, miti:94, onei:94, peur:92d,
peur:93a, peur:93b, peur:93c, peur:93f, pilh94, pras:86, robe:88, rose:87, rose:90,
smit:89, smit:90, smit:90a, smit:91, smit:92, smit:92a, smit:92b, spen:90, spen:92,
spen:93b, tots:75, tots:76, tots:78
E: Cyclotron motion effects:
avin:92, beck:92, beu:91, boll:92, boll:93, boll:94a, bolh94b, chen:91, chen:93,
chen:94a, davi:90, glin:92, gors:93, gouh91, goul:92, hans:89a, hans:89b, hein:91,
hjor:86, hjor:87, hyat:87, jeff:83, kerv:85, kerv:89a, kerv:91, lauk:86, onei:90, peur:94a,
pras:85, pras:87, robe:88, tots:93, xian:93
F: High density plasmas and energetic plasmas:
boll:92, bolh93, boll:94a, boll:94b, davi:74, davi:90, hein:91, reich:89, robe:88
C: Correlations and microplasmas:
alex:84, bo11:84, boll:90, bolh94a, boll:94b, chen:93a, chen:94, davi:74, davi:90,
dubi:86, dubi:86b, dubi:88, dubi:89, dubi:90, dubi:9Oa, dubi:91, dubi:92, dubi:93b,
dubi:94, gilb:88, hang:91:, hang:94, hass:90, itan:82, itan:88, krau:94, lars:86,
J. Fajans 273
malm:84, niel:94, onei:80b, onei:88, onei:94, rafa:91, rahm:86a, rahm:88, raiz:92,
raiz:921, rama:93, robe:88, schi:85, schi:86, schi:88, schi:88a, schi:89, schi:91, schi:93,
schi:93a, schi:93b, schi:94, schi:94a, schu:88, tots:75, tots:76, tots:78, tots:79, tots:80,
tots:80a, tots:81, tots:81a, tots:81b, tots:82, tots:84, tots:84a, tots:86, tots:87, tots:88,
tots:88a, tots:92, tots:92a, whit:82, wine:87
H: Ion plasmas:
barh86, barn:93, boll'84, boll:85, boll:90, bolh91, bolh92, boll:93, boll:94a, boll:94b,
brew:88, brow:86, daug:68, davi:74, davi:90, dimo:81, dris:85, dris:86b, dubi:88,
dubi:90, dubi:92, dubi:93b, gilb:88, hang:91:, hang:94, hass:90, hein:91, itan:88,
kerv:85, kerv:89a, kerv:91, krau:94, lars:86, mich:89, mora:88, nieh94, pras:87a,
pras:88, pras:89, tara:91, rahm:86a, rahm:88, raiz:92, raiz:921, robe:88, rose:87,
rose:90, schi:85, schi:86, schi:88, schi:88a, schi:89, schi:91, schi:93, schi:93a, schi:93b,
schi:94, schi:94a, schu:88, tan:94, tots:84a, tots:88, tots:88a, tots:92a, tots:93, whit:82,
wine:85a, wine:87, wine:90
I: Antimatter plasmas:
cowa:91, cowa:93, davi:74, davi:90, fang93a, gabr:92, glis:94, grea:94a, hang:91:,
hang:94, hass:90, iwat:93, iwat:94, krau:94, kwon:83, murp:90, murp:91, murp:92,
niel:94, onei:80b, rafa:91, rahm:86a, rahm:88, robe:88~ schi:85, schi:86, schi:88,
schi:88a, schi:89, schi:91, schi:93, schi:93a, schi:93b, schi:94, schi:94a, surk:86a,
surk:86b, surk:86c, surk:88, surk:89, surk:90, surk:93, tang:92, tink:94, turn:87,
wine:93, wyso:88
J: Non-neutral plasmas and atomic physics:
barn:93, boll:84, bolh85, boll:90, bolh91, boll:93, boll:94a, boll:94b, brew:88, davi:74,
davi:90, fang93a, fang93b, fang94, gilb:88, glis:94, itan:82, itan:88, iwat:93, iwat:94,
kerv:85, kwon:83, kwon:89a, kwon:89b, kwon:90, kwon:92, kwon:93a, kwon:93b,
lars:86, murp:90, murp:91, pass:89, raiz:92, raiz:921, robe:88, schu:88, surk:88,
surk:90, surk:93, tan:94, tang:92, weim:94, whit:82, wine:85, wine:85a, wine:87,
wine:90
K: Exotic traps or particles:
avin:91, avin:92, barl:86, bhat:92a, bhat:92b, brow:86, chen:93a, chen:94, clar:76,
daug:67, daug:68, daug:69, davi:74, davi:90, gabr:92, glin:91, gors:92, hang:91:,
hang:94, hass:90, khir:93, krau:94, mich:89, mora:88, niel:94, onei:94a, prad:93,
pras:87a, pras:88, pras:89, rafa:91, rahm:86a, rahm:88, robe:88, schi:85, schi:86,
schi:88, schi:88a, schi:89, schi:91, schi:93, schi:93a, schi:93b, schi:94, schi:94a, schu:88,
tots:93, turn:90, turn:91, turn:92, turn:93, turn:93a, turn:93b, turn:94, turn:94b,
wang:89, yin:92, zave:92
L: Numerical techniques:
davi:74, davi:90, fang93b, robe:88, spen:93a, spen:93b, tots:84a, tots:92
M: Applications:
chan:90, chen:91a, daug:68, davi:72, davi:74, davi:82, davi:84a, davi:84b, davi:85a,
davi:85b, davi:88, davi:88a, davi:90, davi:93, glin:91, peti:87, robe:88, schu:88,
turn:92, turn:93a, turn:93b, turn:94b, uhm:80, uhm:82, uhm:83
N: Other:
cowa:91, cowa:93, davi:74, davi:90, eggh92, mich:89, robe:88
O: Experimental:
beck:90, beck:92, brow:86, chu:93, clar:76, cowa:91, cowa:93, daug:67, daug:68,
daug:69, davi:74, davi:90, degr:77, degr:77a, degr:80, dimo:81, dris:83, dris:85,
274 Single Component Plasma Bibliography
P: dris:86a, dris:86b, dris:88, dris:90, dris:90a, dris:90b, dris:92, dris:94, dubi:86a,
eggl:84, eggl:87, eggl:87a, eggh92, fine:88, fine:89, fine:91, gabr:92, glis:94, goul:91,
goul:92, grea:94a, grea:94b, huan:93, huan:94, hyat:87, hyat:88, iwat:93, iwat:94,
kadt:94, malm:75, malta:80, realm:82, malm:84, realm:88, malm:92, mitc:93, miti:93a,
miti:93b, miti:94, mood:92, murp:90, murp:91, murp:92, nott:92, nott:93a, nott:93b,
nott:94, onei:90, onei:94, pass:89, peur:92d, peur:93a, peur:93b, peur:93c, peur:93e,
peur:93f, pill:94, robe:88, rose:87, rose:90, schu:88, surk:86a, surk:86b, surk:86c,
surk:88, surk:89, surk:90, surk:93, tang:92, tink:95, whit:82, wyso:88
Theoretical.
avin:92a, barn:93, bhat:92b, boge:70, bolh92, brow:86, chen:93, chen:93a, chen:94,
chu:93, chu:93a, corn:93, craw:85, craw:86, craw:87, croo:94, davi:69, davi:70, davi:71,
davi:73, davi:74, davi:90, doug:78, dris:76, dris:82, dris:86c, dris:89, dubi:86, dubi:86a,
dubi:86b, dubi:88, dubi:88a, dubi:89, dubi:90a, dubi:91, dubi:91a, dubi:92, dubi:93,
dubi:93a, dubi:93b, dubi:94, faja:93, fine:92, gabr:92, glin:91, glin:91a, glin:92,
hart:91, hjor:86, hjor:87, hjor:88, itan:82, kein:84, levy:65, levy:69, malm:77, nott:92,
nott:93a, onei:79, onei:80, onei:80a, onei:80b, onei:80c, onei:81, onei:83, onei:85,
onei:87, onei:88, onei:90, onei:92, onei:94, onei:94a, onel:85a, peur:90, peur:93f,
pras:79, pras:81, pras:83, pras:84, pras:86, rahm:86a, raiz:921, schu:88, smit:89,
smit:90, smit:90a, smit:91, smit:92, smit:92a, smit:92b, tan:94, tots:75, tots:76,
tots:78, tots:79, tots:80, tots:80a, tots:81, tots:81a, tots:81b, tots:82, tots:84, tots:84a,
tots:86, tots:87, tots:88, tots:88a, tots:92, tots:92a, tots:93, turn:87, turn:90, turn:91,
turn:92, turn:93a, turn:93b, turn:94, turn:94a, turn:94b, weim:94
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|
5.0044042.pdf | Appl. Phys. Lett. 118, 072406 (2021); https://doi.org/10.1063/5.0044042 118, 072406
© 2021 Author(s).Rotated read head design for high-density
heat-assisted shingled magnetic recording
Cite as: Appl. Phys. Lett. 118, 072406 (2021); https://doi.org/10.1063/5.0044042
Submitted: 15 January 2021 . Accepted: 29 January 2021 . Published Online: 17 February 2021
Wei-Heng Hsu , and
R. H. Victora
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heat-assisted shingled magnetic recording
Cite as: Appl. Phys. Lett. 118, 072406 (2021); doi: 10.1063/5.0044042
Submitted: 15 January 2021 .Accepted: 29 January 2021 .
Published Online: 17 February 2021
Wei-Heng Hsu1,2
and R. H. Victora1,2,a)
AFFILIATIONS
1Center for Micromagnetics and Information Technologies, University of Minnesota, Minneapolis, Minnesota 55455, USA
2Department of Electrical and Computer Engineering, University of Minnesota, Minneapolis, Minnesota 55455, USA
a)Author to whom correspondence should be addressed: victora@umn.edu
ABSTRACT
In heat-assisted shingled magnetic recording, recorded tracks are erased on one side. The transitions are no longer symmetric relative to the
track center, especially when the transitions are highly curved as a result of the temperature profile generated by the near-field transducer. To
optimally utilize these asymmetrically curved transitions, the read head is rotated to match the curvature. For a single rotated head, a morethan 10% improvement in user density is achieved compared to that of a single non-rotated head. We found that the optimal rotation anglegenerally follows the transition shape. With an array of two rotated heads, a track pitch of 15 nm, and a minimum bit length of 6.0 nm, theuser areal density reaches 6.2 Tb/in
2, more than 30% above previous projections for recording on granular media.
Published under license by AIP Publishing. https://doi.org/10.1063/5.0044042
New data are created and stored every second; the total global
data storage may exceed 175 zettabytes by 2025.1To accommodate
this stored data growth, hard disk drives remain solid candidates for
data centers because they are less costly than solid-state drives. Heat-
assisted magnetic recording (HAMR)2has been introduced as the suc-
cessor to contemporary perpendicular magnetic recording to extend
areal density growth.
In conventional HAMR, tracks are written in random order. At
high recording density with closely spaced tracks, adjacent track era-
sure (ATE) occurs and a given track can experience two-sided erasure
from writing to the neighboring tracks.3,4Maximum user density
(UD) is achieved by optimizing the track pitch (TP), and so the ATE
does not distort the data on the previously written track.5In heat-
assisted shingled magnetic recording (HSMR), tracks are written adja-
cently in sequence; each newly written track overlaps the fixed side of
the previously written track. In HSMR, only one-sided erasure occurs.
Ideally, HSMR yields a higher UD than conventional HAMR with the
same TP. However, two factors limit further improvement in HSMR’s
areal density. First, only the track edge remains after ATE; the edge’s
recording quality is worse than that of the track center. Also, the highly
curved transitions in HSMR are asymmetric relative to the track center
and are inevitable as long as the temperature profile generated by thenear-field transducer remains elliptical in the media plane.
6,7These
asymmetrically curved transitions lead to signal loss in readback and
limit the recording density.In this paper, we report on a study of HSMR through micromag-
netic simulations. We found that by rotating the read head to compen-
sate for asymmetrically curved transitions, we improved the UD morethan 10% over that achievable with a non-rotated head. The relation-
ship between the optimal rotation angle and the TP is explored.
Finally, we show that the UD could go beyond 6.2 Tb/in
2by combin-
ing the rotated read head with multiple sensor magnetic recording
(MSMR).
Magnetization dynamics were modeled with the
Landau–Lifshitz–Gilbert equation using 1.5 nm cubic renormalized
cells.8The recording medium in this work was an ac-erased exchange-
coupled composite (ECC) structure with a superparamagnetic writelayer.
5,9The ECC media consisted of a 4.5 nm-thick superparamag-
netic write layer and a 9-nm-thick storage layer. The recording grains
were modeled as Voronoi cells with an average grain pitch of 4.8 nm, astandard deviation of 18%, and a 1 nm non-magnetic grain boundary.
The storage layer was L1
0FePt. A 2% Curie temperature variation
among the grains was included. The Curie temperatures of the write
layer and the storage layer were 900 K and 700 K, respectively. The
magnetic properties of the renormalized cell were temperature depen-dent,
8and their values at 300 K can be found in Table I .
The temperature profile was approximated as a 2D Gaussian
function in space with a peak temperature of 850 K and a full width at
half maximum (FWHM) of 30 nm.8The head velocity was 20 m/s,
and the applied writing field was 8 kOe with a canting angle of 22.5/C14.
Appl. Phys. Lett. 118, 072406 (2021); doi: 10.1063/5.0044042 118, 072406-1
Published under license by AIP PublishingApplied Physics Letters ARTICLE scitation.org/journal/aplTo simulate HSMR, three adjacent tracks were written on the media
sequentially. The data sequence of the middle track was a fixed 31-bit
pseudorandom binary sequence (PRBS) generated by the polynomial
x5þx3þ1, while the sequences on the remaining two tracks were
arbitrary 31-bit PRBSs. The minimum bit length was 6 nm. Sixty-four
recording simulations were performed on different media realizations.
The noise-free magnetoresistive (MR) read head for readback had a
shield-to-shield spacing (SSS) of 11 nm, a square-shaped 4 nm-thick
MR element, and a 6 nm magnetic fly height. The readback signals
were obtained through cross correlation of the read head sensitiv-
ity10,11and the magnetization as prescribed by the reciprocity
principle.12
The signal-to-noise ratio (SNR), the bit error rate (BER), and the
UD were calculated from the readback signals.5,13For the BER calcula-
tion, 16 readback signals (496 bits) were used to train the equalizer
function and 48 readback signals (1488 bits) were used in a Viterbi
detector to calculate the BER. The Shannon channel capacity Cwas
defined as C¼1þBER/C1log2ðBERÞþð 1/C0BERÞ/C1log2ð1/C0BERÞ,
and the UD was calculated as C=ðBL/C1TPÞ.Figure 1(a) shows the average recording pattern of HSMR over
64 simulations and the relative configuration of the read head. Onlythe second track is visible after averaging. The read head was offset
along the cross-track direction by Dnm to the track center and was
rotated counterclockwise by the angle h.Figures 1(b)–1(e) show the
relations between the track pitch and the track width, SNR, BER, and
UD; Fig. 1(f) displays SNR as a function of track width for various
reader widths (RW) from 12 nm to 18 nm. The figures include resultsfor both HAMR and HMSR. Here, we consider typical readback: the
head was offset to the location that gave the maximum SNR without
rotation ( h¼0
/C14). From the integral of the absolute value of the average
magnetization along the down-track direction after writing, the track
width (TW) can be defined as the full width at 50% of the maximum
magnetization value. For a complete track, the TW was 24.3 nm for
the heat profile and media design used here. The TW is narrower than
the TP indicating the occurrence of the ATE. The HAMR TW decaysfaster than the HSMR TW due to the former’s two-sided erasure. The
resulting wider track width in HSMR yields better SNR, BER, and UD
compared to HAMR.
The FWHMs of reader sensitivity in the cross-track direction for
12 nm, 15 nm, and 18 nm heads are 16.1 nm, 19.0 nm, and 21.9 nm,respectively. As the track width decreases, the wider heads start to pick
up undesired signals outside the track and show worse recording met-
rics than the narrowest head. It can be seen in Fig. 1(e) that the 18 nm
head has no gain in UD for HSMR since the decrease in channel
capacity Coffsets the gain from increasing TP. This shows that the
UD can achieve 5 Tb/in
2with a TP of 15 nm and a 12 nm head in
HSMR. Beyond that point, ATE dominates and UD drops.
One would expect HAMR to perform better than HSMR for a
given track width since HSMR uses a curved track edge. Surprisingly,TABLE I. Magnetic properties at 300 K for recording simulations.
Parameters Write layer Storage layer
Saturation magnetization (emu/cm3) 550 942
Uniaxial anisotropy (erg/cm3)0 :7/C21074:4/C2107
Exchange stiffness (erg/cm) 1 :4/C210/C061:1/C210/C06
Gilbert damping 0.02 0.02
FIG. 1. (a) Sample of the average recording pattern of HSMR over 64 simulations. The top track and the bottom track are imperceptible due to averaging. (b) Trac k width, (c)
SNR, (d) BER, and (e) UD as a function of track pitch and (f) SNR as a function of track width for HSMR (solid curve) and HAMR (dashed curve) with various rea der widths at
h¼0/C14. The black dashed line in (b) indicates the track width without ATE.Applied Physics Letters ARTICLE scitation.org/journal/apl
Appl. Phys. Lett. 118, 072406 (2021); doi: 10.1063/5.0044042 118, 072406-2
Published under license by AIP Publishingthe SNRs in HSMR are comparable to the SNRs in HAMR [ Fig. 1(f) ],
and they become slightly better when the TP is smaller. This may bebecause HAMR experiences two times erasure from adjacent trackwrites (ATWs), and the recorded quality of the center track isdegraded. Moreover, there will be more than one ATW in a real
HAMR drive, whereas there is only one ATW in a real HSMR drive.
The same argument can be applied to heat-assisted interlaced mag-netic recording (HIMR);
14the underneath track may experience many
ATWs resulting in bad recording quality.
To achieve a higher UD, the asymmetrically curved transitions in
HSMR need to be addressed. One approach is to rotate the read headto match the transition curvature. Figure 2 shows the SNR, BER, and
UD vs the rotation angle hfor a 12 nm head and an 18 nm head. At
small h, all recording metrics are considerably improved, indicating
that the rotated head starts to match the curve transition. If we furtherrotate the head, the SNR shows a monotonic increase, while BERreaches its minimum and UD is at its maximum at a certain h,w h i c h
is defined as the optimal h(h
opt). The hoptvalues are estimated from
the quadratic polynomial fits of the UD curves. It can be seen that a
large SNR does not necessarily imply a low BER or high UD. The
larger effective SSS from the rotation improves the SNR because morelow-frequency signals or long-bit signals can pass and strengthen thesignal, but a larger SSS also leads to a resolution loss in high-frequencysignals or short-bit signals, and thus, BER grows and UD drops whenhexceeds h
opt.F o ra1 2 n mh e a d , hoptis larger when the TP becomes
narrower, which indicates that the transitions are more asymmetric
[Fig. 2(c) ]. For an 18 nm head, hoptvalues are smaller than those of a
12 nm head and the difference in hoptbetween different TPs is smaller
[Fig. 2(f) ]. This is because the 18 nm head tends to average out the
transition and, thus, is less sensitive to the transition shape.To understand how hoptchanges with TP and RW, we focus on a
single transition. The inset in Fig. 3(a) shows the average of transitions
from a single tone signal. The transition is fitted with quadratic poly-nomial as a function of cross-track position (red line). Depending onthe position of the read head, the corresponding transition angle with
respect to the track center can be extracted by taking the arctangent of
the tangent to the transition. We compare the extracted angle with theh
optobtained from Fig. 2 and show them according to the read head
position with respect to different TP in Fig. 3(a) . The read head is
closer to the track center with a wider TP and vice versa. It is clear that
the rotation of the head generally follows the shape of the transition.
The difference between different read head widths may originate fromthe finite width of the reader sensitivity along down-track and cross-track directions. A wide read head tends to rotate less, while a narrowhead rotates more to capture the asymmetry. Figure 3(b) shows the
UDs of rotated and non-rotated heads. By simply rotating the head,
the UD demonstrates a 5.9% enhancement; it reaches a maximum of5.4 Tb/in
2from 5.1 Tb/in2a ta1 5n mT Pa n da3 0/C14hoptwith a 12 nm
head. For a 15 nm head, a 14% improvement can be seen (from 4.4Tb/in
2to 5.0 Tb/in2) .T h ei n c r e a s ei sm o r ep r o n o u n c e dw h e nt h eh e a d
is wide (18 nm) and the TP is narrow (12 nm) where a more than 20%
enhancement is achieved. Again, the maximum UD for an 18 nm
head does not occur at a 15 nm TP due to the excess noise outside thetrack. The previously published work,
15which adopted a 90/C14rotated
head design, utilized a side shield in the cross-track direction andaggressive oversampling to achieve its gain, while in this work, the
improvement comes from matching the physical shape of the transi-
tion. This rotated head design is not compatible with HIMR since thetransitions are symmetric as found in conventional HAMR, suggestingthat HSMR has potential for higher UD over HIMR with proper
RW = 18 nmRW = 12 nm RW = 12 nm RW = 12 nm
RW = 18 nm RW = 18 nm(a)
(d)(b)
(e)(c)
(f)
FIG. 2. SNR, BER, and UD in HSMR as a function of hat various TPs with (a)–(c) a 12 nm head and (d)–(f) an 18 nm head where the read head is offset to the track center.
The gray solid lines in (c) and (f) are quadratic polynomial fits.Applied Physics Letters ARTICLE scitation.org/journal/apl
Appl. Phys. Lett. 118, 072406 (2021); doi: 10.1063/5.0044042 118, 072406-3
Published under license by AIP Publishingoptimization. It should be noted that the rotated read head is used to
address the asymmetrically curved transitions. For a PRBS with a lon-ger bit length, the number of transitions per unit length is fewer, and
soh
optmay not follow the angle derived from the transition shape.
We note that in our configuration, unlike the previous work with
its longer bit length,16inter-granular exchange coupling ( Aex;inter)d o e s
not improve the recording. By introducing up to 10% of intra-grainexchange ( A
ex;intra) in the write layer, the maximum UD drops from
5.4 to 4.6 Tb/in2(Fig. 4 ). One reason for this is that the media used
here are thick enough (13.5 nm) to reduce DC noise; another reason is
that the minimum bit length used here is 6 nm, which is very close tothe grain pitch, while A
ex;interfavors a longer bit.
To further extend the feasibility of the rotated head, we combine
it with MSMR, which is proven to have UD gains.17We consider a
two-reader MSMR, where the final signal ( Stot) is a linear combinationof the signal from head 1 ( S1) and the signal from head 2 ( S2),
Stot¼3/C2S1/C02/C2S2. From the fabrication point of view, the rota-
tion angle for both heads is set to be the same. Figures 5(a) and5(b)
show the UD as a function of the head 1 offset ( D1) and the head 2 off-
set (D2) for 12 nm heads and 15 nm heads where the track center is at
/C06 nm and TP is 15 nm. We can see that the maximum UD is 5.9 Tb/
in2for the 12 nm head and is 5.4 Tb/in2for the 15 nm head. Both
occur at 37.5/C14h,a/C09n mD1value, and a /C07.5 nm D2value. The hopt
value is different from the single head hopt,w h i c hi s3 0/C14. The dual read
heads show a 15.7% and 22.7% improvement over a single non-
rotated 12 nm head and 15 nm head, respectively. Finally, if we allowboth heads to rotate independently, 6.2 Tb/in
2of UD is achieved for
12 nm heads when head 1 is rotated 7.5/C14,D1is/C01.5 nm, head 2 is
rotated 37.5/C14,a n dD2is 1.5 nm [ Fig. 5(c) ]. Including additional heads
FIG. 3. (a)hoptvs head position in the cross-track direction with various RWs. The top
axis is the corresponding track pitch. The dashed line is the hderived from the shape
of the transition. The inset shows the transition and the fitted line. (b) Comparison ofUD between the rotated head and the non-rotated head for various RWs.FIG. 4. SNR, BER, and UD as a function of Aex;inter =Aex;intra at TP ¼15 nm and
hopt¼30/C14for a 12 nm head.
FIG. 5. UD as a function of the head 1 offset ( D1) and the head 2 offset ( D2) for (a)
12 nm heads and (b) 15 nm heads at h¼37.5/C14and TP ¼15 nm. (c) UD as a func-
tion of head 2 h(h2) and the head 2 offset ( D2) for 12 nm heads where h1¼7.5/C14
andD1¼/C0 1.5 nm.Applied Physics Letters ARTICLE scitation.org/journal/apl
Appl. Phys. Lett. 118, 072406 (2021); doi: 10.1063/5.0044042 118, 072406-4
Published under license by AIP Publishingand utilizing advanced signal processing techniques will likely push
the UD well beyond 6.2 Tb/in2. It is more than 30% greater than a pre-
vious projection for UD5and more than 50% greater than our predic-
tion for non-shingled recording displayed in Fig. 1(e) .
In this work, we demonstrated that UD can be increased by more
than 10% by simply rotating the read head. The gain in UD originates
from the improved ability of the head to match the asymmetrically
curved transitions through its optimal angle, which roughly followsthe shape of the transitions. By combining the rotated read head withMSMR and advanced signal processing techniques, the UD canpotentially be extended beyond 6.2 Tb/in
2. The reduced ATW and the
compatibility with the rotated head make HSMR suitable for very
high-density applications.
This work was supported by the Advance Storage Research
Consortium (ASRC). The authors would like to thank Dr. Y. Wang
at Shanghai Jiao Tong University for the help in the BERcalculations. The authors would also like to thank Dr. N. Natekarand Dr. Z. Liu for useful discussions.
DATA AVAILABILITY
The data that support the findings of this study are available
from the corresponding author upon reasonable request.REFERENCES
1D. R.-J. G.-J. Rydning, IDC Report: The Digitization of the World From Edge to
Core (International Data Corporation, Framingham, 2018).
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G. Ju, Y.-T. Hsia, and M. F. Erden, Proc. IEEE 96, 1810 (2008).
3S. Kalarickal, A. Tsoukatos, S. Hernandez, C. Hardie, and E. Gage, IEEE Trans.
Magn. 55, 1 (2019).
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Appl. Phys. Lett. 118, 072406 (2021); doi: 10.1063/5.0044042 118, 072406-5
Published under license by AIP Publishing |
1.4864046.pdf | Tuning of the spin pumping in yttrium iron garnet/Au bilayer system by fast thermal
treatment
Lichuan Jin, Dainan Zhang, Huaiwu Zhang, Qinghui Yang, Xiaoli Tang, Zhiyong Zhong, and John Q. Xiao
Citation: Journal of Applied Physics 115, 17C511 (2014); doi: 10.1063/1.4864046
View online: http://dx.doi.org/10.1063/1.4864046
View Table of Contents: http://scitation.aip.org/content/aip/journal/jap/115/17?ver=pdfcov
Published by the AIP Publishing
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37.191.221.36 On: Tue, 13 May 2014 05:58:17Tuning of the spin pumping in yttrium iron garnet/Au bilayer system by fast
thermal treatment
Lichuan Jin,1,a)Dainan Zhang,2Huaiwu Zhang,1,a)Qinghui Y ang,1Xiaoli Tang,1
Zhiyong Zhong,1and John Q. Xiao3
1State Key Laboratory of Electronic Thin Films and Integrated Devices, University of Electronic Science and
Technology, Chengdu 610054, People’s Republic of China
2Department of Electrical and Computer Engineering, University of Delaware, Newark, Delaware 19716, USA
3Department of Physics and Astronomy, University of Delaware, Newark, Delaware 19716, USA
(Presented 5 November 2013; received 23 September 2013; accepted 4 November 2013; published
online 12 February 2014)
In this Letter, we investigated the influence of the fast thermal treatment on the spin pumping in
ferromagnetic insulator yttrium iron garnet (YIG)/normal metal Au bilayer system. The YIG/Au
bilayer thin films were treated by fast annealing process with different temperatures from 0 to 800/C14C.
The spin pumping was studied using ferromagnetic resonance. The surface evolution wasinvestigated using a high resolution scanning microscopy and an atomic force microscopy. A strong
thermal related spin pumping in YIG/Au bilayer system has been revealed. It was found that the spin
pumping process can be enhanced by using fast thermal treatment due to the thermal modifications ofthe Au surface. The effective spin-mixing conductance of the fast thermal treated YIG/Au bilayer has
been obtained.
VC2014 AIP Publishing LLC .[http://dx.doi.org/10.1063/1.4864046 ]
Magnetic insulator (MI)/normal metal (NM) bilayer
structure has been attracted intensive attentions in many fun-
damental as well as applied spintronics areas.1–4Pure spin
current generated in magnetic insulator is beneficial for spin-tronic operations with ultra low energy consuming, which is
the most promising candidate in next generation electronic
devices. By using spin-orbit interaction in MI/NM bilayer,spin current generated from both spin Hall effect and spin
pumping process can be obtained. Spin Hall effect is a DC
electrical current induced pure spin current process.
5–7
While in the latter approach, GHz regime microwave pho-
tons are used to resonantly excite magnetization dynamics in
a ferromagnet and thus drive a spin current into an adjacentnormal metal.
8–12Besides, a thermal gradient can also gener-
ate a spin current, which is named as spin Seebeck effect
(SSE).13
Very recently, Heinrich et al. studied the spin pumping
at ferromagnetic insulator yttrium ion garnet (YIG)/normal
metal (Au) interface.14–16An enhanced spin pumping effi-
ciency was obtained with YIG surface modification. In this
work, we report a tunable spin pumping efficiency in yttrium
iron garnet/Au bilayer system by using a fast thermal treat-ment. It is revealed that the spin pumping process can be sig-
nificantly influenced by changing the surface morphology of
the Au layer. Moreover, with the temperature of fast thermaltreatment above 700
/C14C, typical gold nano-particles (NPs)
gradually show up. It will totally kill the spin pumping with
inducing a surface anisotropy at YIG/Au interface.
High quality single crystal YIG (Y 3Fe5O12) thin films
with thickness 100 nm were deposited on (111) GGG
(Gd 3Ga5O12) single crystal substrates by using pulsed laser
deposition (PLD) method. Top Au thin films with thickness15 nm were deposited by using high vacuum thermal evapo-
ration method. Series of YIG/Au bilayers were then treated
with 60 s light assisted annealing from 400 to 800/C14Ci na
vacuum oven. The spin pumping properties were studied bycoplanar waveguide (CPW) vector-network-analyzer ferro-
magnetic resonance (VNA-FMR) spectrometer with an
in-plane configuration. Surface morphology was investigatedusing high resolution scanning electron microscopy
(HR-SEM) and an atomic force microscopy (AFM). The
chemical composition was determined by energy dispersivex-ray spectroscopy (EDS). The crystal structures were char-
acterized by x-ray diffraction (XRD) with a Cu Kasource.
Figures 1(a)–1(d)show the typical FMR absorption lines
for bare YIG (blue line) and YIG/Au bilayers (red line)
treated at different fast annealing temperatures, measured at
a fixed microwave frequency 9 GHz. Inset figures are atomicforce microscopy scan images of the YIG/Au bilayers treated
at different temperatures (the scan area is 5 /C25lm). It can
be clearly seen, with covering Au thin films, the linewidth ofYIG/Au bilayers has been pronounced broadened, which is
contributed by the spin pumping.
17Without thermal treat-
ment, as shown in Fig. 1(a), the linewidth for bare YIG was
obtained as 6.5 Oe, while the linewidth was enhanced as
9.7 Oe for YIG/Au bilayer. Figures 1(b) and1(c)show typi-
cal FMR curves obtained in thermal treated YIG/Au thinfilms. A significant improvement of FMR linewidth with the
increase of thermal temperature was presented. The line-
width was enhanced to 14.2 Oe and 16.7 Oe for 400
/C14C and
600/C14C thermal treatments, respectively. As shown in inset
AFM graphs of Figs. 1(b) and1(c), the surface morphology
of the YIG/Au thin films also changes remarkably. Smallraindrop shaped Au covering films have been formed due to
the fast heat treatment. More interestingly, as presented in
Fig. 1(d), the spin pumping induced linewidth broadening
has been killed with 800
/C14C thermal treatment. Meanwhile, aa)Authors to whom correspondence should be addressed. Electronic mail:
lichuanj@udel.edu and hwzhang@uestc.edu.cn.
0021-8979/2014/115(17)/17C511/3/$30.00 VC2014 AIP Publishing LLC 115, 17C511-1JOURNAL OF APPLIED PHYSICS 115, 17C511 (2014)
[This article is copyrighted as indicated in the article. Reuse of AIP content is subject to the terms at: http://scitation.aip.org/termsconditions. Downloaded to ] IP:
37.191.221.36 On: Tue, 13 May 2014 05:58:17FMR frequency ( fr) shifting was observed. Top covering Au
film has been formed into Au nano-particles, as shown in theinsetted AFM graph of Fig. 1(d). It is proved that the surface
morphology of the normal metal layer plays an important
role in MI/NM spin pumping process.
Figures 2(a)–2(d) show the obtained SEM pictures at
different annealing temperatures. It can be seen that 15 nm
Au film covers well without any thermal treatment, as shownin Fig. 2(a). And there is no Au clusters or grains on top of
the YIG surface. However, with proper annealing tempera-
ture, the 15 nm Au film became reunion into small clustersdue to the thermal stress, as shown in Fig. 2(b). By further
increasing the annealing temperature up to 700
/C14C, the Au
clusters would gradually grow into Au NPs, while the Aufilm covering area (yellow mask) is reduced, as shown in
Fig.2(c).I nF i g . 2(d), Au NPs are formed on top of the YIG
surface at 800
/C14C. EDS results convinced there is no chemi-
cal property change in YIG layer with such a fast thermal
treatment process.The FMR linewidth ( DH) as a function of frequency at
different Tais presented in Fig. 3(a), the measured frequency
is from 9 to 12 GHz. The Gilbert damping parameter can be
extracted from the frequency dependence of the field-swept
linewidth DHðxÞ¼2ax=ffiffi ffi
3p
cþDH0.DH0is the zero-
frequency intercept and it is usually considered to be an ex-
trinsic inhomogeneous contribution to the linewidth.18–21An
important parameter for spin pumping is the real part of thespin-mixing conductance ( g
"#
ef f). The real part of the
spin-mixing conductance is proportional to the flux of angular
momentum in the form of spin current which flow throughthe YIG/Au interface. The spin pumping enhanced damping
for the ferromagnetic YIG layer is predicted as
17,22–24
FIG. 1. Typical FMR absorption lines for bare YIG (100 nm) and YIG (100 nm)/Au (15 nm) bilayer treated at different temperatures (all samples are measur ed
at 9 GHz). Inset figures are atomic force microscopy scan images of the YIG/Au bilayers treated at different temperatures (the scan area is 5 /C25lm).
FIG. 2. The surface evolution of YIG (100 nm)/Au (15 nm) bilayers treated
at different temperatures. (a) 0/C14C, (b) 400/C14C, (c) 700/C14C, and (d) 800/C14C.
FIG. 3. (a) The FMR linewidth DHas functions of frequency for YIG/Au
bilayers at different Ta. (b) The extracted effective spin mixing conductance
g"#
ef fas a function of Ta.17C511-2 Jin et al. J. Appl. Phys. 115, 17C511 (2014)
[This article is copyrighted as indicated in the article. Reuse of AIP content is subject to the terms at: http://scitation.aip.org/termsconditions. Downloaded to ] IP:
37.191.221.36 On: Tue, 13 May 2014 05:58:17Da¼glBg"#
ef f
4pMs1
t; (1)
where g"#
ef fis the real part of the effective spin mixing con-
ductance, tis the thickness of the ferromagnetic YIG layer,
andlBis the Bohr magneton. The additional Gilbert damping
constant can be calculated with Da¼aYIG =Au-aBareYIG ,25
where aYIG =Auis the damping constant of YIG/Au bilayer.
The extracted g"#
ef fas a function of Tawas plotted in Fig. 3(b).
The experimental obtained g"#
ef fin YIG (100 nm)/Au (15 nm)
without any thermal treatment is 1.15 /C21014cm/C02, which is
the same order as the previous report.14,15Surprisingly, a dra-
matic g"#
ef fenhancement can be obtained in proper tempera-
ture thermal treated YIG/Au bilayers. After 400/C14C annealing,
a significant enhanced g"#
ef fabout 3.18 /C21014cm/C02has been
obtained. Moreover, g"#
ef ffor 500/C14C and 600/C14C thermal treat-
ment are 2.71 /C21014cm/C02and 2.4 /C21014cm/C02, respectively.
These values are double or three times comparing with the
non-treated YIG/Au sample. For 700/C14C annealed YIG/Au
film, the value of g"#
ef fsharply reduces to 0.61 /C21014cm/C02
due to a partial coverage YIG surface. The results indicate
that a fast thermal annealing process can influence the effi-ciency of spin current injection from YIG to Au. One possible
reason is normal metal surface roughness can contribute to
the interfacial spin scattering. As mentioned above, a shortthermal annealing process can relieve the inner stress of the
evaporation Au thin film with forming Au clusters. It means a
modification of normal metal film morphology can effectivelychange the spin pumping efficiency in MI/NM system.
The well known Kittle formula x=cðÞ
2¼HrHrð
þ4pMef fÞdescribes the frequency-dependence of resonancefields,26where Hris the in-plane resonance field, cis the
gyromagnetic ratio. And, 4 pMef fis the effective saturation
magnetization defined as8,26,27
4pMef f¼4pMsþð2Ks=MsÞt/C01
FM; (2)
where Ksis the surface/interface anisotropy. 4 pMsis the mag-
netization of the YIG film, which was obtained as 1.74 kG
from the VSM measurements. So, the values of Kshave been
fitted for YIG/Au bilayers at different Ta,a ss h o w ni nF i g . 4(b).
The derived surface anisotropy constant Ksis quite small (about
0.024 erg/cm2) for low temperature ( Ta/C20600/C14C) annealed
samples, but dramatically increases from 0.024 erg/cm2up to
0.092 erg/cm2asTaincreases up to 700/C14C. These results indi-
cate that Au NPs pinned in YIG surface can enhance the
surface/interface anisotropy. Moreover, the surface anisotropyvalue is influenced with T
a. This phenomenon may offer valua-
ble choice in the design of spin transfer torque related devices
and spin current injection related devices.
Financial support from the National Basic Research
Program of China under Grant No. 2012CB933104, the
Foundation for Innovative Research Groups of the NationalNatural Science Fund of China under Grant No. 61021061,
National Natural Science Foundation of China (Grant Nos.
61271037, 61021061, and 60801027), and Internationalcooperation Project Nos. 2012DFR10730, 2013HH0003, and
111 Project No. B13042.
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18See, for example, D. L. Mills and S. M. Rezende, in Spin Dynamics in
Confined Magnetic Structures II , edited by B. Hillebrands and K.
Ounadjela (Springer, Heidelberg, 2002), pp. 27–58.
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27Y. C. Chen et al.,J. Appl. Phys. 101, 09C104 (2007).
FIG. 4. (a) FMR resonance field ( Hr) as a function of annealing temperature
(Ta) in YIG/Au bilayers. (b) Extracted surface anisotropy energy constant
(Ks) as a function of Ta.17C511-3 Jin et al. J. Appl. Phys. 115, 17C511 (2014)
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37.191.221.36 On: Tue, 13 May 2014 05:58:17 |
1.5047066.pdf | Reuse of AIP Publishing content is subject to the terms at: <a href="https://publishing.aip.org/authors/rights-and-permissions">https://publishing.aip.org/authors/rights-
and-permissions</a>. Downloaded to: 5.101.222.216 on 07 November 2018, At: 02:41Ferromagnetic resonance manipulation by electric fields in Ni 81Fe19/
Bi3.15Nd0.85Ti2.99Mn0.01O12 multiferroic heterostructures
Rongxin Xiong , Wanli Zhang , Bin Fang , Gang Li , Zheng Li , Zhongming Zeng , and Minghua Tang
Citation: Appl. Phys. Lett. 113, 172407 (2018); doi: 10.1063/1.5047066
View online: https://doi.org/10.1063/1.5047066
View Table of Contents: http://aip.scitation.org/toc/apl/113/17
Published by the American Institute of Physics
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Ni81Fe19/Bi3.15Nd0.85Ti2.99Mn0.01O12multiferroic heterostructures
Rongxin Xiong,1,2Wanli Zhang,3,4BinFang,1,a)Gang Li,4Zheng Li,4Zhongming Zeng,1
and Minghua Tang4,a)
1Key Laboratory of Nanodevices and Applications, Suzhou Institute of Nano-tech and Nano-bionics,
Chinese Academy of Sciences, Ruoshui Road 398, Suzhou 215123, China
2School of Physics and Optoelectronics, Xiangtan University, Xiangtan, Hunan 411105, China
3School of Electronic Information Engineering, Yangtze Normal University, Chongqing, Sichuan 408100,
China
4Key Laboratory of Key Film Materials and Application for Equipments (Hunan Province), School of Material
Sciences and Engineering, Xiangtan University, Xiangtan, Hunan 411105, China
(Received 4 July 2018; accepted 14 October 2018; published online 26 October 2018)
We investigated electric-field modulation of ferromagnetic resonance (FMR) in Ni 81Fe19(NiFe)/
Bi3.15Nd0.85Ti2.99Mn 0.01O12(BNTM) heterostructures at room temperature. BNTM thin films were
deposited on a Pt (111)/Ti/SiO 2/Si (100) substrate by the sol-gel method. The strain effect is pro-
duced by the electric field applied to the BNTM layer, which results in the FMR spectrum shift bytuning of the magnetic anisotropy of the NiFe microstrip devices. A strain-induced magnetic
anisotropy change of 332 fJ/Vm is obtained by analyzing the experimental FMR spectra. We dis-
cussed an influence on spin orbit torques by applying an electric field to a ferroelectric (FE) layervia coupling to polarization with FMR experiments evidencing. The torque ratios s
a/sbincreased at
first and then declined from the positive to negative electric field. As the value of the applied elec-
tric field changes from 129 kV/cm to 0 kV/cm, the variation of the torque ratios sa/sb(the field-like
torque saand damping-like torque sb) is about 0.07. Our results reported in this work demonstrate a
route to realize a large magneto-electric coupling effect at room temperature and provide some
insights into possible applications of the ferromagnetic/FE device. Published by AIP Publishing.
https://doi.org/10.1063/1.5047066
The magnetoelectric coupling effect has drawn exten-
sive attention since it can either induce changes in polariza-tion and order parameters using the magnetic field or enable
the control of magnetism using the electric field.
1,2The latter
offers a promising approach for energy-efficient manipula-tion in a range of applications, including nonvolatile mem-
ory, microwave devices, and magnetoelectric recording.
2To
date, various material systems have been demonstrated toexhibit the magnetoelectric coupling effect at a certain con-
dition. A few single-phase materials that consist of distinct
ferroelectric (FE), ferromagnetic, and ferroelastic phases
have shown the magnetoelectric coupling effect under
extreme conditions.
3Among them, multiferroic heterostruc-
tures are of great interest due to their relatively strong mag-
netoelectric coupling effect at room temperature in
comparison to the single-phase materials.4,5In multiferroic
heterostructures, the magnetoelectric coupling effect may
arise from several mechanisms, such as exchange-bias medi-
ated, charge-mediated, and strain-mediated.6–13Previous
studies demonstrated that a strong magnetoelectric coupling
effect existed in ferromagnetic/piezoelectric substrate heter-ostructures, while a high operation bias voltage (at the level
of several hundred voltages, e.g., 400 V in Refs. 10–13)i s
required. From a practical application point of view, it ishighly desirable to achieve a strong magnetoelectric cou-
pling effect with a low operation bias voltage/electric field.Recent works have shown that ferromagnetic/ferroelec-
tric (FM/FE) bilayers need only a small operation bias volt-
age to be applied to the ferroelectric layer.
14–16Many
research studies demonstrated the magnetoelectric coupling
effect manipulation of various magnetic properties in ferro-
magnetic/ferroelectric (FM/FE) heterostructures such asCurie temperature, spin polarization, magnetic ordering,
magnetic anisotropy, magnetotransport measurements (pla-
nar and anomalous Hall effect, magnetoresistance), and fer-romagnetic resonance (FMR).
17–24Meanwhile, an approach
which holds promise for energy-efficient manipulation of
nonvolatile magnetic logic and memory technologies iscurrent-induced torques generated by materials with strong
spin–orbit (S–O).
25For example, in metallic bilayer sys-
tems such as ferromagnet (FM)/heavy metal (HM) multi-layer systems and magnetically doped topological insulator
heterostructures, spin orbit torques that originate from the
spin Hall effect or Rashba effect can be used for magnetiza-tion reversal.
26–29For a coupled FM/FE bilayer, a spiral
magnetic ordering at the FM/FE interface that builds up in
FM is within a nanometer range determined by spin diffu-
sion length. This non-collinear ordering is coupled to theFE polarization,
30which entails a spin orbital coupling.31
By combining nature of the ferroelectric layer and its inter-face coupling with the FM layer, we expect thus an influ-ence on spin orbit torques by applying a voltage to the FE
layer via coupling to polarization. Nevertheless, the study
of spin-orbit torques in such FM/FE bilayers is largelylacking.
a)Authors to whom correspondence should be addressed: bfang2013@sinano.
ac.cn and mhtang@xtu.edu.cn
0003-6951/2018/113(17)/172407/5/$30.00 Published by AIP Publishing. 113, 172407-1APPLIED PHYSICS LETTERS 113, 172407 (2018)
In this work, we investigated the electric-field effect of
magnetic anisotropy and spin orbit torques in the ferromag-netic Ni
81Fe19(NiFe)/ferroelectric Bi 3.15Nd0.85Ti2.99Mn0.01O12
(BNTM) bilayer by using the FMR technique. Until now, thework on the electric-field modulation of magnetism at roomtemperature in NiFe/BNTM structures using the ferromagnetic
resonance (FMR) is still lacking. With the application of an
electric field, a magnetic anisotropy modulation of 332 fJ/Vmwas observed. Furthermore, we found that the spin orbit torque
can be also modulated by the electric field.
BNTM films were prepared by a sol-gel method on Pt/Ti/
SiO
2/Si(001) substrates as follows. The BNTM precursor solu-
tion was prepared by mixing defined molar ratios of bismuth
nitrate Bi(NO 3)3/C15H2O, neodymium nitrate Nd(NO 3)3/C16H2O,
titanium isopropoxide Ti(OC 3H7)4, and manganese acetate
Mn(CH 3COO) 2/C14H2O. Glacial acetic acid was used as the sol-
vent, and the resulting solution was diluted by 2-methoxyethanolto adjust the viscosity. Crystallographic orientations (pre-
dominantly along [117] and [200] orientation) of BNTM thin
films were controlled by spinning and heating rates. The pre-cursor solution was aged for 3–7 days before its use for spin
coating. The BNTM precursor solution was spin coated on
Pt/Ti/SiO
2/Si substrates, followed by a drying process at
180/C14C for 5 min. The as-deposited films were pyrolyzed at
400/C14C for 5 min in air and annealed at 700/C14C for 5 min
under an O 2pressure of 1.5 atm to produce a layered perov-
skite phase. The rapid thermal annealing (RTP) method was
used for the annealing process at a ramping rate of 15/C14C/C1s/C01.
Crystalline phases of the prepared films were analyzed by x-ray diffraction (XRD). Figure 1(a)displays the X-ray diffrac-
tion results, revealing a highly [117]-preferred growth of
BNTM. The thickness of the BNTM film is estimated to beabout 387 nm according to the cross-sectional scanning elec-
tron microscopy (SEM) image as shown in Fig. 1(b).T oc h e c k
the electrical properties of BNTM films, Pt top electrodeswith a diameter of 200 lm were deposited on BNTM films
using DC sputtering. Typical polarization-electric field ( P–E)
hysteresis loops under various voltages at 1 kHz are shown inFig.1(c), indicating the good ferroelectric nature of the films.
Figure 1(d) shows that the grains have 180
/C14phase and high
amplitude under an electric field of 200 kV/cm.To fabricate FM/FE bilayers, magnetically soft alloy
NiFe was used as a ferromagnetic material owing to its lowcoercivity, low magnetocrystalline anisotropy, low magneto-striction, and low damping ( a).
32,33A 15 nm thick layer of
NiFe was deposited on a BNTM layer by using electron
beam evaporation. Afterwards, the NiFe micro-strips with a
13lm width and a 65 lm length were defined using UV pho-
tolithography and Ar ion-beam etching. The FMR measure-ment set-up is shown in Fig. 2. All measurements presented
in this work were carried out at room temperature. The mag-netic field Hwas applied in the direction of 45
/C14with respect
to the NiFe bar. The electric field applied on the BNTM is
supplied by a voltage source meter (Keithley 2400). Amicrowave signal of 15 dBm produced by a signal generator(N5183B) is applied to the bar through a bias tee. When theRF current is passed through the uniformly magnetized bar,there are magnetization dynamics. This magnetization pre-
cession induces a time-dependent resistance change of the
bar owing to anisotropy magneto-resistance (AMR), and theresulting rectified d.c. voltage across the bar was recorded bya nano-voltmeter.
Figure 3(a) shows FMR spectra for different values of
magnetic field magnitudes without external electric field
applied to the BNTM layer. The FMR spectra can be well fit-ted by the sum of anti-symmetric and symmetric Lorentzians
V
dc¼VADHðHext/C0HrÞ
ðHext/C0HrÞ2þDH2þVsDH2
ðHext/C0HrÞ2þDH2
þV0; (1)
where fitting parameters are regulated by anti-symmetric and
symmetric voltages ( VAandVS), resonant field Hr, magnetic
field Hext, linewidth DHof the spectrum, and V0is the
FIG. 1. (a) XRD patterns of the BNTM thin film. (b) SEM cross-sectional
image of the BNTM thin film. (c) P–Ehysteresis loops at 1 kHz. (d)
Piezoelectric hysteresis loops.
FIG. 2. Sample structure of the device and schematic of the measurement
set-up. Hlies in the film plane.
FIG. 3. (a) FMR spectra for different magnetic fields with zero external elec-
tric field applied to the BNTM layer with hH¼45/C14. The solid lines represent
theoretical fitting using Eq. (1). (b) FMR frequency as a function of resonant
magnetic field at zero external electric field of the BNTM layer. The solid
lines represent theoretical fitting using Eq. (3).172407-2 Xiong et al. Appl. Phys. Lett. 113, 172407 (2018)constant voltage offset.34,35The resonant frequency fvs. res-
onant field curve is well fitted with the Kittel formula, as will
be discussed later, as shown in Fig. 3(b).
In order to investigate the electric-field-modulation of
magnetic anisotropy through the strain-mediated interaction,we characterized FMR spectra in the presence of electric
fields. Figure 4(a) shows the representative electric-field-
controlled FMR spectra as a function of magnetic fields. TheFMR field is shifted from 325 Oe to 299 Oe with a gap of26 Oe as the value of the applied electric field from 0 kV/cm
to 129 kV/cm as shown in Fig. 4(a). There are several possi-
ble causes for the electric-field-induced shift of the reso-nance field. One is the charge-induced magnetic anisotropychange, which was found in a thin magnetic film (generally
around 1 nm) with a ferroelectric material.
36The other one is
the strain-induced magnetic anisotropy change by the appli-cation of piezo-strain to the magnetic layer. Moreover, it hasbeen reported that the anisotropy change in strain-induced
magneto-electric (ME) coupling is independent of the mag-
netic film thickness.
37Zhou et al. had demonstrated that
CoFe (1.2 nm)/BSTO heterostructures might have a co-existence of strain and charge mediated magnetoelectric cou-
plings and that in CoFe (50 nm)/BSTO heterostructures,
there was only strain-mediated magnetoelectric coupling dueto the non-existence of charge-mediated magnetoelectriccoupling in relatively thick magnetic films ( /C291n m ) .
5
Since the resonance field change was caused by the
strain effect, we can quantify the strain-induced surfaceanisotropy change DK
s(V) using the energy equation. The
total energy of a NiFe film can be represented as5
Etotal¼/C01
2l0MsþKuþKsþDKsðVÞ
tN; (2)
where Etotalis the total energy of the NiFe thin film, l0is the
permeability of the free space, l0MS(¼1.1 T) is the satura-
tion magnetization of the NiFe thin film,33Kuis the bulk
anisotropy, KSis the surface anisotropy between NiFe and
BNTM layers, and tNis the magnetic film thickness.
Similar modulation of Hrhas also been observed in
other material systems. The resonance field Hrcan be deter-
mined by the Kittel equation5
f¼c
2pl0ffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi
ðHrþHkÞðHrþHkþMeffÞp
; (3)
where fis the resonance frequency, c/2p¼28 GHz/T is the
gyromagnetic ratio, Hk¼2Ku/l0Msis the bulk anisotropyfield, and Meffis the effective saturation magnetization incor-
porating out-of-plane magnetic anisotropy37
Meff¼Ms/C02ðKsþDKsðVÞÞ
l0tNMs: (4)
Figure 4(b) shows the FMR field as a function of the
applied electric field to the BNTM layer. The FMR field curve
as a function of electric field shared a similar shape to the pie-
zoelectric hysteresis loop of the BNTM layer as shown in Fig.
1(d), which has a sudden jump at the electric field of around
630 kV/cm. This link between the Hr-Eand piezoelectric
hysteresis loops demonstrates the control of the magnetism
by the electric field via the strain mechanism. The strain-
mediated interaction was also observed in CoFe 2O4(CFO)/
Bi3.15Nd0.85Ti3O12(BNT) bilayer thin films on a conventional
Pt(111)/Ti/SiO 2/Si(100) substrate. This fact shows that the ori-
entation of the BNT layer has a strain-mediated interfacial
effect that can substantially affect the magnetoelectric cou-
pling behavior of the bilayer structures.38
At a fixed frequency f¼5 GHz, the change in resonance
fieldDHrinduced by the strain effect can be solved as37
DHr¼DKsðVÞ
l0tNMs: (5)
Under a constant applied electric field of þ129 kV/cm
or/C0129 kV/cm, the change in perpendicular surface anisot-
ropy is estimated to be 4.5 lJ/m2for NiFe/BNTM nanowire
devices with tN¼15 nm. This corresponds to a giant electric
field effect on magnetic anisotropy of 332 fJ/Vm, which is
little higher than the value of 263 fJ/Vm for NiFe/PLZT mul-
tiferroic thin film heterostructures.37It is much higher than
the experimental results of 100 fJ/Vm for the CoFeB/MgO
interface inserted with a Mg layer of 0.1–0.3 nm.39
In order to further understand the origin of VSandVA,w e
performed a comprehensive full angular ( u)-dependent mea-
surement of spin torque (ST)-FMR signal Vdc. The ST-FMR
measurement was conducted at a series of in-plane magnetic-
field angles ufrom 0/C14to 360/C14at a fixed frequency of 5 GHz
and a power of 15 dBm. The symmetric ST-FMR resonance
components VSand antisymmetric components VAas a func-
tion of the in-plane magnetic-field angle were obtained, as
shown in Figs. 5(a)and5(b), respectively. The angle depen-
dence of VSandVAcan be fitted by the following equation:
V¼V0cosðuÞsinð2uÞ; (6)
FIG. 4. (a) The electric-field controlled
FMR spectra as a function of magnetic
field. (b) The FMR field as a function
of applied electric field to the BNTM
layer.172407-3 Xiong et al. Appl. Phys. Lett. 113, 172407 (2018)where Vstands for VSorVA,V0is a coefficient, and uis in-
plane field angle.40As shown in Figs. 5(a) and5(b), the
well-fitted cos( u)sin(2 u) angular dependence behavior for
both VSandVAconfirms the two contributions from interfa-
cial spin orbit coupling and AMR rectification on the FMRresonance signal.
40
As have been reported recently, FE polarization which
stems actually from the FE surface leads to the spin spiralin a FM; with a FE, a non-collinear spin density ~s(~r,t )
develops in the FM interface on the scale of the spin
diffusion length k
m.30In the system, the spin orbit torque
(SOT) has two components: field-like torques of the forms
a~m/C2~r(FL) with different directions and damping-like
torques of the form sa~m/C2~r/C2~m(DL, or Slonczewski-
like), where ~mand ~rare the direction and vectors of ferro-
magnet’s magnetization and spin of the current, respec-
tively.41The magnetization dynamics driven by the spin-
orbital interaction (SOI) follows the generalized Landau-Lifshitz-Gilbert equation
d~m=dt¼/C0c~m/C2~H
effþa~m/C2d~m=dt
þsa~m/C2~rþsb~m/C2ð~r/C2~mÞ; (7)
where cis the gyromagnetic ratio, ~Heffis the total effective
field including the external fields ~Hex, anisotropy fields ~Ha,
and the Oersted field ~Hoested generated by the current, ais
the damping, ~ris the unit vector that is in-plane and orthogo-
nal to the electric current, and saandsbcorrespond to the
field-like and damping-like torque induced from the spin-
orbital interaction (SOI), respectively.42The field-like torque
(sa) and damping-like torque ( sb) amplitudes defined in the
FMR spectrum contribute to the symmetric and antisymmet-ric parts of the V
dclineshape, respectively.25We can deter-
minate the torque as a function of applied magnetic field to a
sum of symmetric and antisymmetric Lorentzians [Eq. (1)].
The amplitudes of the Lorentzians are related to the twocomponents of torque byV
s¼/C0IRF
2dR
d//C18/C191
aGcð2Hrþl0MeffÞsa; (8)
VA¼/C0IRF
2dR
d//C18/C19 ffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi
1þl0Meff=Hrp
aGcð2Hrþl0MeffÞsb: (9)
The torque ratio sa/sbcan be obtained from Eqs. (8)and
(9)as follows:
sa
sb¼VA
VSffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi ffi
1þl0Meff=Hrp ; (10)
where Ris the device resistance, /is the angular orientation
of the magnetization relative to the direction of applied cur-
rent in the sample, d R/d/is due to the AMR in the Py, Hris
the resonance field, l0Meffis the out-of-plane demagnetiza-
tion field, IRFis the microwave current in the device, aGis
the Gilbert damping coefficient, and cis the gyromagnetic
ratio.25,42We estimate Mefffrom the frequency dependence
ofHrusing the Kittel formula [Eq. (3)]. The Gilbert damping
aGis estimated from the frequency dependence of the line-
width via
DH¼2pfaG=cþDH0; (11)
where DH0is the inhomogeneous broadening.25In our devi-
ces,l0Meff¼1.07 T and aG¼0.013, as determined by the
ST-FMR resonance frequency and linewidth, respectively.
Figure 5(c) shows the dependences of sa/sbon the applied
electric field of BNTM layer. As expected, we observeappreciable dependence of s
a/sbas a function of the applied
electric field. The torque ratios sa/sbincreased at first and
then declined from the positive to negative electric field. As
the value of the electric field changes from 129 kV/cm to0 kV/cm, the field-like torque decreases; otherwise, thedamping-like torque increases, and the variation of the tor-que ratios s
a/sbis about 0.07. The observation we discussed
has important implications for future applications of com-
posite FM/FE systems to spintronic applications.
In summary, we experimentally demonstrated electric-
field modulations of FMR at room temperature in NiFe/BNTM heterostructures. Our results indicate that the electri-
cal control of FMR spectra depends sensitively on electric
fields. An experimental strain-mediated magnetic anisotropyof 332 fJ/Vm has been obtained. We discussed an influenceon spin orbit torques by applying an electric field to the FElayer via coupling to polarization with FMR experiments
evidencing. The torque ratios s
a/sbincreased at first and then
declined from the positive to negative electric field. As thevalue of the applied electric field changes from 129 kV/cm to0 kV/cm, the variation of the torque ratios s
a/sb(the field-
like torque saand damping-like torque sb) is about 0.07. Our
results could be important for future NiFe/BNTM (FM/FE)
based spintronic device applications.
The authors would like to thank the financial support from
the National Natural Science Foundation of China (NSFC)under Grant Nos. 51761145025, 51472210, 11474311 and
11804370. This work was also supported by the executive
programme of scientific and technological cooperation betweenItaly and China for the years 2016–2018 (Code Nos.
FIG. 5. (a) Symmetric ST-FMR resonance components VSas a function of
the in-plane magnetic-field angle u. (b) Antisymmetric ST-FMR resonance
components VAas a function of the in-plane magnetic-field angle u. (c) Spin
orbit torques ratio (field-like torque sa: damping-like torque sb) as a function
of applied electric field to BNTM layer.172407-4 Xiong et al. Appl. Phys. Lett. 113, 172407 (2018)CN16GR09 and 2016YFE0104100). This work was also
supported in part by the National Postdoctoral Program forInnovative Talents (No. BX201700275). The authors thankSteven Louis from Oakland University for his help and usefuldiscussions.
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1.3151859.pdf | Variation of magnetization reversal in pseudo-spin-valve elliptical rings
C. Yu, T. W. Chiang, Y. S. Chen, K. W. Cheng, D. C. Chen et al.
Citation: Appl. Phys. Lett. 94, 233103 (2009); doi: 10.1063/1.3151859
View online: http://dx.doi.org/10.1063/1.3151859
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Downloaded 01 Apr 2013 to 171.67.34.69. This article is copyrighted as indicated in the abstract. Reuse of AIP content is subject to the terms at: http://apl.aip.org/about/rights_and_permissionsVariation of magnetization reversal in pseudo-spin-valve elliptical rings
C. Yu,1T . W. Chiang,1,2Y . S. Chen,1,2K. W. Cheng,1D. C. Chen,1S. F . Lee,1,a/H20850Y . Liou,1
J. H. Hsu,2and Y . D. Yao1
1Institute of Physics, Academia Sinica, Taipei, Taiwan 115, Republic of China
2Department of Physics, National Taiwan University, Taipei, Taiwan 106, Republic of China
/H20849Received 26 December 2008; accepted 15 May 2009; published online 8 June 2009 /H20850
We studied nanoscale elliptical ring shaped NiFe/Cu/NiFe trilayer pseudo-spin-valve structures. The
magnetization reversal processes showed simultaneous-reversal single-step transition or double-steptransition involving flux closure states. For various aspect ratios /H20849short axis to long axis /H20850and
linewidths, transition between single-step and double-step magnetization reversals was measured toform a phase diagram. When the linewidth was reduced, edge roughness became important.Simulations of the magnetization reversal behavior agreed qualitatively with our results. © 2009
American Institute of Physics ./H20851DOI: 10.1063/1.3151859 /H20852
Study on the ring shaped micromagnet has steadily re-
ceived growing interest.
1–7The spin valve multilayer ellipti-
cal ring /H20849ER /H20850was introduced8after the proposal from Zhu et
al.6Besides the similar magnetization reversal behavior to
the ring shape, i.e., the bidomain and the vortex states, theER has the advantage that the domain wall location is easilycontrolled by the shape anisotropy.
9To read and write the
signals into the rings or ERs, various ways have beenproposed.
10–14The magnetization configuration can be deter-
mined by measuring the electron spin chemical potential in alateral nonlocal spin-valve structure
10,14or by analyzing the
characteristic response of two-dimensional electron gas lyingbeneath the ring.
11When the magnetoresistance /H20849MR /H20850is
measured, the spin valve multilayer can enhance the MRratio from the anisotropic MR to the giant MR /H20849GMR /H20850
effect.
15Hayward et al.12placed asymmetric electrical con-
tacts to read and applied off axis external fields to write thevortex circulations in pseudo-spin-valve ERs. When the ringsare put into an array, interaction between units
16,17and the
aspect ratio of an ER become important issues. The aspectratio of an ER was usually taken as a simple ratio, e.g., 2:1
12
or 8:5.13Here, we present a systematic study of the magne-
tization reversal for different aspect ratio pseudo-spin-valveERs.
The sample fabrication procedure can be found
elsewhere.
14The long axis of the spin valve ER samples,
Ni80Fe20/H2084940 nm /H20850/Cu/H2084910 nm /H20850/Ni80Fe20/H2084910 nm /H20850, were
changed from 3.2 to 2.0 /H9262m but the circumferences were
kept around 6.3 /H9262m. The samples’ names, short axis lengths,
and their aspect ratios are given in Table I. The linewidths of
the samples were varied from 60 to 160 nm because thedomain wall has simple head-to-head structure. Below thethin limit of 60 nm, edge roughness could affect the magne-tization reversal behavior. The scanning electron microscopy/H20849SEM /H20850pictures of samples with linewidth 100 nm, short axis
0.2 /H20849with electrical contacts /H20850, 0.3, 0.8, and 2.0
/H9262m/H20849ell02,
ell03, ell08, and ell20 /H20850are shown in Fig. 1. MR was mea-
sured by the ac lock-in technique with 10 /H9262A at room tem-
perature. The electrical contacts were located on the longaxis to reduce the influence of contact geometry on theMR.
18The GMR ratio is defined as /H20853/H20851R/H20849H/H20850−R/H20849Hs/H20850/H20852/R/H20849Hs/H20850/H20854
/H11003100%, where Hsis the saturation field. Figure 2shows the
GMR loops of the samples ell02 and ell04 with 100 nmlinewidth. The MR loops of ell00, ell02, and ell03 havesingle-step shape. The rest of the ERs all have double-stepshape MR curves, which are similar to the results of Ref 8.
These results are listed in Table Itogether with the switching
fields H
c1,Hc2,Hc3, and the GMR ratios. In the range of
linewidth we chose, edge roughness is important and we didnot observe any systematic change in the switching fields.The three stable resistance states are labeled as P1, P2, andP3 in Fig. 2.
A review on the switching behavior phase diagram of a
single layer ring was reported in Ref. 3. For similar outer
diameter and linewidth, films 15 nm and thicker showedtypical double-step reversal with stable vortex state. As thethickness became thinner, the field range for which the stablevortex state existed became smaller. For films thinner than15 nm, the rings showed single-step reversal with a smallswitching field. This is the result of competition between theZeeman energy and the exchange plus the demagnetizationenergies. A vortex state has higher Zeeman energy than thebidomain state but eliminates the exchange energy and de-magnetization energy of two domain walls. For thicker ringfilms, the tradeoff favors the formation of vortex states.When films are thin, the domain wall energy is small and asingle-step switching is favorable. Our samples have 10 nmof Cu spacer layers. No exchange coupling between the lay-ers needs to be considered. The effect of dipolar interactionis considered in the simulation described below.
The magnetization reversal process of our ERs was in-
vestigated by the magnetic force microscopy /H20849MFM /H20850with
real-time applied field. From the MFM images /H20849not shown
here /H20850, the 10 nm top layer showed a forward bidomain state
changed into a reverse bidomain state after the switchingfield. The vortex state of the top layer was missing when the
a/H20850Electronic mail: leesf@phys.sinica.edu.tw.
FIG. 1. SEM pictures of selected samples /H20849a/H20850ell02 /H20849with I/Vcontact leads /H20850,
/H20849b/H20850ell03, /H20849c/H20850ell08, and /H20849d/H20850ell20 /H20849ring shape /H20850.APPLIED PHYSICS LETTERS 94, 233103 /H208492009 /H20850
0003-6951/2009/94 /H2084923/H20850/233103/3/$25.00 © 2009 American Institute of Physics 94, 233103-1
Downloaded 01 Apr 2013 to 171.67.34.69. This article is copyrighted as indicated in the abstract. Reuse of AIP content is subject to the terms at: http://apl.aip.org/about/rights_and_permissionsfield was reversed after saturation for all samples, as reported
in Ref. 8.
The bar shape /H20849ell00 /H20850sample showed the GMR effect of
two ferromagnetic layers. For samples ell02 and ell03, theswitching behaviors of the thin top layer and the thick bot-tom layer are shown in Fig. 2/H20849a/H20850. For the other samples, the
switching behaviors are shown in Fig. 2/H20849b/H20850. In Table Iwe list
the distinct shapes of the MR curves, which suggested thetransition of the thick layer from single-step /H20849ell03 /H20850to
double-step /H20849ell04 /H20850as the aspect ratio increased. The vortex
state cannot survive in ERs when the aspect ratio was smallerthan about 0.13. Thus, we had a transition around 0.097–0.13. When the linewidths of our samples were increased,this transition aspect ratio remained the same, as shown inFig. 3. The solid circles and triangles are single-step and
double-step experimental results, respectively. When thelinewidths were decreased, single-step transition became fa-vorable such that the 70 and 60 nm wide ell04 samplesshowed double-step and single-step MR curves, respectively.Our phase diagram suggests that when the ER having vortexconfiguration is favorable, the aspect ratio should be 0.13 orlarger. When the linewidth is reduced to less than 70 nm,larger aspect ratio is needed.
Simulations of the ER magnetization were made by
three-dimensional micromagnet simulation
OOMMF .19The
magnetizations are determined by solving the Landau–Lifschitz–Gilbert /H20849LLG /H20850equation. Linewidth from 25 to 200
nm and more specific aspect ratios near the transition weresimulated than the experiments. The parameters used wereexchange constant 3 /H1100310
11J/m, saturation moment 8.6
/H11003105A/m, no anisotropy, damping parameters 0.5, and
meshes size 10 nm cube. The thin top layer from simulationshowed single-step switching for all linewidths, agreed withthe results of MFM. The simulation results of MH curves
and the magnetization are indicated schematically in Figs.2/H20849a/H20850and2/H20849b/H20850. In Fig. 3, we showed hollow stars and reversetriangles as single-step and double-step simulation results,
respectively. The results showed good agreements with ourexperimental results. The /H20851M/H20849H/H20850/M
S/H208522curves of the simula-
tion hysteresis loops show qualitatively the same shapes with
our measured MR curves.20The dipolar interaction between
the top and bottom layers plays important role for the switch-ing fields behaviors. In our simulation, a 10 nm thick singlefilm of ell02 sample has a switching field of 960 Oe. In thetrilayer sample, the switching field of the 10 nm layer isreduced to 360 Oe due to the dipolar field from the 40 nmthick layer.
Vortex states for the thin layer were observed in minor
loop studies both experimentally and in simulation. MR mi-nor loop results on ell04 are presented in Fig. 4/H20849a/H20850. The data
showed that when the field was reversed at the P2 plateau, aP4 state was observed in a narrow field range, where the MRwas zero. This indicated that the two layers were both invortex state and parallel to each other. In some othersamples, a similar behavior was observed but with a P5 state/H20849not shown here /H20850, where the MR was equal to the P1 state, an
antiparallel vortex state configuration. Simulation showedsimilar results as presented in Fig. 4/H20849b/H20850for sample ell04. The
blue solid line showed half of the full hysteresis loop whensaturation field was applied. When the field was reversedbefore the jump to saturation, the domain wall in the thinlayer moved stochastically through one of the two arcs.
21
The magnetization switched back to the positive direction intwo steps, as the red dash line in Fig. 4/H20849b/H20850showed. The
detailed configuration depended on the crystalline defects,roughness, etc. In simulations, antiparallel vortex states areenergetically favorable. From application point of view, theTABLE I. Sample list with the short axis, short axis to long axis aspect ratios, the shape of measured MR curves /H20851single /H20849S/H20850or double /H20849D/H20850steps /H20852, the measured
switching fields, and the MR percentages at the plateaus for one series of samples. The circumferences of all samples are 6.3 /H9262m. The linewidth of the listed
samples is 100 nm. For other sets of samples the linewidth is varied between 60 and 160 nm.
Sample ell00 ell02 ell03 ell04 ell05 ell06 ell08 ell10 ell12 ell20
Short axis /H20849/H9262m/H20850 0 0.2 0.3 0.4 0.5 0.6 0.8 1.0 1.2 2.0
Aspect ratio /H20849b/a/H20850 0 0.064 0.097 0.130 0.165 0.200 0.275 0.358 0.449 1
Shape of MR curves S S S D DDDDD D
Switching fields
Hc1/Hc2/Hc3/H20849Oe/H20850 30/258/N/A 34/273/N/A 37/196/N/A 20/123/259 27/45/197 35/68/304 28/60/322 26/58/380 18/44/316 10/176/366
MR at P1/P2 /H20849%/H20850 1.43/N/A 0.92/N/A 0.98/N/A 0.86/0.43 0.66/0.35 0.84/0.49 0.75/0.48 1.06/0.55 0.68/0.36 0.85/0.52
FIG. 2. /H20849Color online /H20850Measured MR loop in symbols /H20849left and bottom axes /H20850
and simulated M-Hcurve in red dash line /H20849right and top axes /H20850of/H20849a/H20850ell02,
and /H20849b/H20850ell04. P1, P2, and P3 states have magnetization configurations as
shown. Thin and thick arrows represent top and bottom layers, respectively.
FIG. 3. /H20849Color online /H20850Magnetization switching phase diagram of the thick
elliptical layer as functions of linewidth and aspect ratio. The solid circlesand triangles are experimental results for single-step and double-step tran-sition, respectively; hollow stars and reverse triangles are single-step anddouble-step simulation results, respectively. The line is a guide for the eye.233103-2 Yu et al. Appl. Phys. Lett. 94, 233103 /H208492009 /H20850
Downloaded 01 Apr 2013 to 171.67.34.69. This article is copyrighted as indicated in the abstract. Reuse of AIP content is subject to the terms at: http://apl.aip.org/about/rights_and_permissionsoccurrence of the transient P4 and P5 states could be avoided
by fully saturating the sample.
Magnetization reversals can occur by magnetic fields or
currents in nanostructures due to the spin transfer torqueeffect.22Recently, the nanoring shaped magnetic tunnel junc-
tions /H20849MTJs /H20850had been designed in magnetic random access
memory devices.23Magnetization switching induced by both
currents and magnetic fields was measured and simulatedwell by the LLG equation in a nanoring MTJ.22,23In psudo-
spin-valve NiFe/Cu/Co trilayer rings measured with current-in-plane, with a biasing field between 32 and 37 Oe for their6 nm thick, 370 nm wide, 5
/H9262m in diameter NiFe layer, a
current density in the order of 107A/cm2induced domain
wall motion in the direction of electron flow.24Thus, the
domain wall in the bidomain state can be moved to form aclockwise of counterclockwise vortex state by the appliedcurrent. For larger fields, domain wall motion could be in-duced but the moving direction was determined by the bias-ing field. These results are applicable to our trilayer ERs sothat the above mentioned P4 and P5 states could be wellcontrolled.
In summary, ER shape is an alternative structure for
magnetic information storage due to its elimination of theenergetic vortex core of a disk and its better control of thedomain wall locations compared to the circular ring. Weshowed the limits to the aspect ratio between the single-stepand double-step magnetization reversal with various line-widths. In pseudo spin valves, the parallel and antiparallelvortex domain states between the top and bottom layers are
unstable. Formation and control of these states is a topicwhich needs more study from the application point of view.
Financial support of the National Science Council and
the Academia Sinica of Taiwan, Republic of China is ac-knowledged.
1J. Rothman, M. Kläui, L. Lopez-Diaz, C. A. F. Vaz, A. Bleloch, J. A. C.
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082501 /H208492006 /H20850.
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Morecroft, and C. A. Ross, Appl. Phys. Lett. 89, 112510 /H208492006 /H20850.
13W. Jung, F. J. Castaño, and C. A. Ross, Phys. Rev. Lett. 97, 247209
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Liou, and Y. D. Yao, J. Appl. Phys. 103, 07C514 /H208492008 /H20850.
18D. Morecroft, F. J. Castaño, W. Jung, J. Feuchtwanger, and C. A. Ross,
Appl. Phys. Lett. 88, 172508 /H208492006 /H20850.
19A three-dimensional code on http://math.nist.gov/oommf.
20J.-E. Wegrowe, D. Kelly, A. Franck, S. E. Gilbert, and J.-Ph. Ansermet,
Phys. Rev. Lett. 82, 3681 /H208491999 /H20850.
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FIG. 4. /H20849Color online /H20850/H20849a/H20850MR minor loop of ell04. The solid line is the
s a m ea si nF i g . 2/H20849b/H20850. When the field was reversed at the P2 state at the
negative field, a transient state was found in a narrow field region on thepositive side, indicated by the dash line. /H20849b/H20850Simulation results of magneti-
zation of upper half of full loop /H20849solid line /H20850and minor loop /H20849dash line /H20850of
ell04. When the field was reversed at the P2 state, a transient state P5 wasfound in a narrow field region, as in the MR measurements. Magnetizationconfigurations are shown as thin and thick arrows for top and bottom layers,respectively.233103-3 Yu et al. Appl. Phys. Lett. 94, 233103 /H208492009 /H20850
Downloaded 01 Apr 2013 to 171.67.34.69. This article is copyrighted as indicated in the abstract. Reuse of AIP content is subject to the terms at: http://apl.aip.org/about/rights_and_permissions |
1.3536657.pdf | Landau–Lifshitz magnetization dynamics driven by a random jump-noise process
(invited)
I. Mayergoyz, , G. Bertotti , and C. Serpico
Citation: Journal of Applied Physics 109, 07D312 (2011); doi: 10.1063/1.3536657
View online: http://dx.doi.org/10.1063/1.3536657
View Table of Contents: http://aip.scitation.org/toc/jap/109/7
Published by the American Institute of PhysicsLandau–Lifshitz magnetization dynamics driven by a random jump-noise
process (invited)
I. Mayergoyz,1,a)G. Bertotti,2and C. Serpico3
1Department of Electrical and Computer Engineering, UMIACS and AppEl Center, University of Maryland
College Park, College Park, Maryland 20742, USA
2Instituto Nazionale di Ricerca Metrologica (INRiM), Torino, Italy
3Dipartimento di Ingegneria Elettrica Universita `di Napoli “Federico II”, Napoli, Italy
(Presented 16 November 2010; received 22 September 2010; accepted 29 October 2010; published
online 23 March 2011)
In the paper, a jump-noise process is introduced in magnetization dynamics equations in order to
account for random thermal effects. It is demonstrat ed that in the case of small noise, Landau–Lifshitz
and Gilbert damping terms emerge as average effects caused by the jump-noise process. This approachleads to simple formulas for the damping constant in terms of the scattering rate of the jump-noise
process. These formulas also reveal the dependence of the damping constant on magnetization. The
analysis of random switching of magnetization cau sed by the jump-noise process is presented. It is
shown that the switching rate at very low temperat ures may appreciably deviate from the predictions
of thermal activation theory, which is consistent w ith experimental observations of low temperature
switchings and is usually attributed to the phenomenon of “macroscopic tunneling” of magnetization.
VC2011 American Institute of Physics . [doi: 10.1063/1.3536657 ]
I. INTRODUCTION
Random thermal effects on magnetization dynamics
have been studied for many years. This continuous interest
in stochastic magnetization dynamics has been motivated bynumerous scientific and technological applications, which
range from the study of thermally activated magnetization
switching in magnetic data storage devices to the analysis ofpower spectral density of spin-torque nano-oscillators in the
area of spintronics. Traditionally, the random thermal effects
on magnetization dynamics have been modeled by introduc-ing two distinct and somewhat disjointed terms:
1–4(1) the
deterministic Landau–Lifshitz or Gilbert damping term in
magnetization dynamics equations and (2) the white-noisetorque term in the same equations. The reason behind this
two-fold approach is that the white-noise process alone can-
not fully and adequately describe the random thermal effectsbecause its expected value is zero. The common physical
origin of these two terms has long been recognized and it is
somewhat accounted for by imposing fluctuation-dissipationrelations on them. These relations are justifiable under close-
to-equilibrium conditions but questionable when dealing
with far-from-equilibrium magnetization dynamics. It isclearly preferable and beneficial to describe random thermal
effects by a single random process and to extract the damp-
ing term as its expected value.
It is demonstrated in this paper that this can be accom-
plished by modeling random thermal effects by a single
jump-noise (Poisson-type) process. This stochastic jump pro-cess may also reflect random discontinuous magnetization
transitions occurring on the fundamental quantum mechani-cal level. It is shown in this paper that in the case of a small
jump-noise process, the Landau–Lifshitz
5and Gilbert6
damping terms can be derived as average effects caused by
the jump-noise process. Furthermore, the damping constants
in these terms can be directly related to the scattering rate of
the jump-noise process. The latter is clearly consistent withthe physical origin of damping and may serve as a bridge for
connecting damping with fundamental scattering processes.
The derived formulas for damping constants reveal theirexplicit dependence on magnetization through magnetic free
energy. Stochastic magnetization dynamics is studied in this
paper on two equivalent levels: (1) stochastic dynamicsequations and (2) transition probability density which satis-
fies the partial differential equations with nonlocal Boltz-
mann-type “collision integral” terms. The second level isvery convenient for the study of random magnetization
switching caused by the jump-noise process. It is demon-
strated that at very low temperatures the rate of such switch-ings may appreciably deviate from the predictions of thermal
activation theory. This is consistent with experimental obser-
vations of low temperature switchings and is usually attrib-uted to the phenomenon of “macroscopic tunneling” of
magnetization.
7,8
II. STOCHASTIC DYNAMICS EQUATION
To start the discussion, consider the following magnet-
ization dynamics equation:
dM
dt¼/C0cM/C2Heff ðÞ þ TrðtÞ: (1)
Here Mis the magnetization, cis the gyromagnetic ratio,
andHeffis the effective magnetic field, while TrðtÞis thea)Author to whom correspondence should be addressed. Electronic mail:
isaak@eng.umd.edu.
0021-8979/2011/109(7)/07D312/6/$30.00 VC2011 American Institute of Physics 109, 07D312-1JOURNAL OF APPLIED PHYSICS 109, 07D312 (2011)jump-noise process which accounts for random thermal effects.
The process TrðtÞcan be defined as follows:
TrðtÞ¼X
imidðt/C0tiÞ; (2)
where miare random jumps of magnetization occurring at
random times ti:
Equations (1)and(2)imply that the stochastic magnetiza-
tion dynamics consists of continuous magnetization
precessions randomly interrupted by random jumps in magnet-ization (see Figure 1). To fully describe the process T
rðtÞ,s t a -
tistics of miandtimust be defined. Furthermore, the random
jump process must be defined in such a way that the dynamicsdescribed by Eq. (1)occurs on the sphere R,
jMðtÞj ¼ M
s¼const ; (3)
where Msis the spontaneous magnetization. The latter con-
straint is due to the strong local exchange interaction, which
prevails over all other interactions at the smallest spatialscale compatible with the continuous media description.
To fully specify the jump process (2), the transition
probability rate SðM
i;Miþ1Þis introduced, where
Mi¼Mðt/C0
iÞandMiþ1¼Mðtþ
iÞ¼Miþmiare magnetiza-
tions immediately before and after a jump at t¼ti, respec-
tively. To satisfy the fundamental constraint (3), the function
SðMi;Miþ1Þis required to be defined on the sphere R.B y
using the function SðMi;Miþ1Þ, the following formula
describes the random timing of magnetization jumps:
Probðtiþ1/C0ti>sÞ¼exp /C0ðtiþs
tikMðtÞ½/C138 dt/C26/C27
; (4)
where kMðtÞ½/C138 is the scattering rate of the jump process,
which is given by the formula
kMðtÞ½/C138 ¼þ
RSMðtÞ;M0½/C138 dR0; (5)
with the integration being performed over all M0such that
Mjj¼Ms. It is clear that kMðtÞ½/C138 dthas the physical meaning
of the probability that a magnetization jump will occurduring the time interval ðt;tþdtÞ. Assuming that a jump
event occurs at some time ti, the probability density function
vðmijMiÞof magnetization jump is specified by the formula
vðmijMiÞ¼SMi;Miþmi ðÞ
kðMiÞ: (6)
It is apparent from formula (5)that the probability density
function vðmijMiÞsatisfies the normalization condition
þ
RvmijMi ðÞ dRmi¼1; (7)
where the integration is performed over all misuch that
jMiþmij¼ Ms:
Formulas (3)–(6)completely define the random jump
process (2), provided that the transition probability rate
SðMi;Miþ1Þis known. The physically reasonable expressions
for the transition rate SðMi;Miþ1Þare discussed later in the
paper. It is worthwhile to point out that the stochastic magnet-
ization dynamics equations defined by formulas (1)–(6)are
(in many ways) similar to the semiclassical transport equa-tions used in semiconductor physics.
9
Next, we shall discuss how the damping terms for mag-
netization dynamics can be extracted as average effectscaused by the jump process T
rðtÞ. To this end, we shall write
the process (2)in the form
TrðtÞ¼ETrðtÞ½/C138 þ Tð0Þ
rðtÞ; (8)
where the symbol EðÞdenotes the expected value, while
Tð0Þ
rðtÞhas the meaning of fluctuations.
It can be shown10that
ETrðtÞ½/C138 ¼ kMðtÞ½/C138 EmðtÞ½/C138 : (9)
It will be assumed in the sequel that the process TrðtÞis
small in the sense that only small jumps mðtÞhave non-neg-
ligible probability to occur. Under this assumption, it can beshown that
MðtÞ/C1EmðtÞ½/C138 ’ 0: (10)
Indeed, from formula (3)and the relation
jMðtÞj ¼ j Mðt
/C0Þj ¼ j Mðt/C0Þþmj¼Ms; (11)
we find that
2MðtÞþm ½/C138 /C1 m¼0: (12)
Since the process TrðtÞis assumed to be small, it can be con-
cluded that for jumps with non-negligible probability the fol-
lowing inequality holds:
jmj/C282Ms: (13)
From the last inequality and formula (12), we find
MðtÞ/C1m/C250; (14)
which implies formula (10). It follows from formulas (9)and
(10) that
FIG. 1. Jump-noise magnetization dynamics on the sphere.07D312-2 Mayergoyz, Bertotti, and Serpico J. Appl. Phys. 109, 07D312 (2011)MðtÞ/C1ETrðtÞ½/C138 ’ 0: (15)
This means that the expected value ETrðtÞ½/C138 is in the plane
normal to MðtÞ. By choosing in this plane the basis vectors
M/C2HeffandM/C2M/C2Heff ðÞ ; (16)
we find
ETrðtÞ½/C138 /C25 /C0 c0
LM/C2Heff ðÞ /C0 aLM/C2M/C2Heff ðÞ ½/C138 :(17)
By substituting formula (17) into formula (8)and then into
Eq.(1), we arrive at the following equation:
dM
dt¼/C0 ~cLM/C2Heff ðÞ /C0 aLM/C2M/C2Heff ðÞ þ Tð0Þ
rðtÞ;(18)
where ~c¼cþc0
L. The last equation is the randomly per-
turbed [by fluctuations Tð0Þ
rðtÞ] Landau–Lifshitz equation,
which justifies the use of subscript Lforcanda. It is also
apparent from formula (17) that average (deterministic) action
caused by random thermal effects as described by the jump
process (2)results in the Landau–Lifshitz damping and slight
correction of the gyromagnetic ratio in the precession term.
It is easy to see that if the basis vectors
M/C2HeffandM/C2dM
dt(19)
are chosen in the plane normal to MðtÞinstead of the basis
vectors (16), then we can write
ETrðtÞ½/C138 ’ /C0 c0
GM/C2Heff ðÞ /C0 aGM/C2dM
dt: (20)
By substituting formula (20) into formula (8)and then into
dynamics Eq. (1), we arrive at the following equation:
dM
dt¼/C0 ~cGM/C2Heff ðÞ /C0 aGM/C2M/C2Heff ðÞ þ Tð0Þ
rðtÞ;(21)
where ~cG¼cþc0
G:
The last equation is the randomly perturbed Landau–
Lifshitz–Gilbert equation (hence the use of subscript G). It is
clear from the presented discussion that the choice of different
basis vectors in the plane normal to MðtÞleads to different
(but mathematically equivalent) forms of the magnetizationdynamics equation. It is also clear that damping constant aas
well as gyromagnetic ratio correction ccan be found by eval-
uating the expected value ET
rðtÞ½/C138 of the jump process (2)
and then decomposing this expected value in terms of appro-
priate basis vectors in the plane normal to MðtÞ. To evaluate
ETrðtÞ½/C138 , the expressions for SðMi;Miþ1Þare needed.
III. EQUATION FOR TRANSITION PROBABILITY
DENSITY
It turns out that the physically meaningful expressions
forSðMi;Miþ1Þcan be found by studying the stochastic
magnetization dynamics defined by Eq. (1)on the level of
transition probability density wðM;t;M0;t0Þ. For the sake of
notational simplicity, the “backward variables” M0andt0
will be suppressed (omitted) in the sequel. It can be shown(see, for instance Ref. 11) that wðM;tÞis the solution of the
following integral partial differential equation:
@w
@t¼/C0cdivRM/C2r Rg ðÞ w ½/C138 þ ^CðwÞ; (22)
where ^CðwÞis the Boltzmann-type “collision integral” given
by the formula
^CðwÞ¼þ
RSðM0;MÞwðM0;tÞ/C0SðM;M0ÞwðM;tÞ ½/C138 dR0(23)
andgis the magnetic free energy related to the effective field
Heffby the expression
Heff¼/C0 r Rg: (24)
It is evident that Eq. (22) contains the collision integral
term instead of a “diffusion” term which corresponds to the
white noise process. It is also clear that the collision inte-gral represents the net probability “flow” due to the scatter-
ings from Mto all M
0on the sphere Rand from all M0on
RtoM.
Equation (22) is very convenient for the derivation of
constraints on SðM;M0Þ, which follow from the consistency
of this equation with thermodynamics. At thermal equilib-rium the following relations are satisfied:
wðM;tÞ¼w
0ðMÞ¼Ae/C0gðMÞ
kT; (25)
@w0ðMÞ
@t¼0: (26)
Furthermore, it can be proved that
divRM/C2r Rg ðÞ w0 ½/C138 ¼ 0: (27)
Indeed,
divR½ðM/C2r RgÞw0ðgðMÞÞ/C138 ¼ w0½gðMÞ/C138divRðM/C2r RgÞ
þM/C2r Rg ðÞ /C1dw0
dgrRgðMÞ;
(28)
and
divRM/C2r Rg ðÞ ¼ 0; (29)
M/C2r Rg ðÞ /C1 r Rg¼0: (30)
By using formulas (25),(26), and (27) in Eq. (22), we obtain
þ
RSðM;M0Þw0ðMÞ/C0SðM0;MÞw0ðMÞ ½/C138 dR0¼0:(31)
It is clear that the last equation is valid if the “detailed bal-
ance” condition
SðM;M0Þw0ðMÞ¼SðM0;MÞw0ðM0Þ (32)
is fulfilled. This condition is quite natural from the physical
point of view and expresses the pr obability balance in the back-
and-forth scattering between any pair of MandM0.F r o mt h e07D312-3 Mayergoyz, Bertotti, and Serpico J. Appl. Phys. 109, 07D312 (2011)mathematical point of view, th e detailed balance condition (32)
can be used for the symmetrization of the kernel of the collision
integral (23) when the ratio wðM;tÞ=w0ðMÞis treated as an
unknown function. This, in turn, can be used to prove the
uniqueness of the equilibrium distribution as well as to establish
the following generalized H-th eorem for magnetization dynam-
ics driven by the jump-noise process,
d
dtþ
Rw0ðMÞFwðM;tÞ
w0ðMÞ/C20/C21
dR<0( 3 3 )
for any function FðxÞwith the property that its derivative
F0ðxÞis a monotonically increasing function. In the particular
case of the function Fðw=w0Þ¼ð w=w0Þlnðw=w0Þ, the last
formula is reduced to
d
dtþ
RwðM;tÞlnwðM;tÞ
w0ðMÞ/C20/C21
dR<0: (34)
It is clear that these theorems are similar to the celebrated
Boltzmann H-theorem in s tatistical mechanics,12and they
reveal the existence of a class of Lyapunov functionals that aremonotonically decreased with tim e during the magnetization
dynamics. These issues are not treated in this paper because
they will be discussed elsewhere.
13Instead, we shall proceed to
the derivation of the physically reasonable expression for the
transition rate SðM;M0Þ. To this end, we substitute formula
(25) into the detailed balance condition (32) a n dt h e nd i v i d e
both sides by Aexp/C0gðMÞþgðM0Þ
2kThi
. As a result, we obtain
/ðM;M0Þ¼SðM;M0ÞexpgðM0Þ/C0gðMÞ
2kT/C20/C21
¼SðM0;MÞexpgðMÞ/C0gðM0Þ
2kT/C20/C21
: (35)
It is clear from the last formula that the function /ðM;M0Þis
symmetric:
/ðM;M0Þ¼/ðM0;MÞ: (36)
It is also clear from formula (35) that
SðM;M0Þ¼/ðM;M0ÞexpgðMÞ/C0gðM0Þ
2kT/C20/C21
: (37)
In general, function /ðM;M0Þis expected to be found through
some identification procedure based on experimental data.However, it is natural to assume on physical grounds that
/ðM;M
0Þ¼/jM/C0M0j ðÞ (38)
and it is narrow peaked at M¼M0. Then, by using the formula
/ðxÞ¼eln/ðxÞ;x¼jM/C0M0j ðÞ ; (39)
andthefirstthreetermsintheTaylorexpansionforln /ðxÞ,wefind
ln/ðxÞ’ln/ð0Þ/C0j/00ð0Þj
2/ð0Þx2: (40)
By using formulas (38),(39) and(40), the expression (37)
can be transformed as follows:SðM;M0Þ¼Bexp /C0jM/C0M0j2
2r2 !
/C2expgðMÞ/C0gðM0Þ
2kT/C20/C21
;(41)
where r2¼/ð0Þ=j/00ð0Þj:
It must be remarked that the expression for Sidentical to
formula (41) was postulated in Ref. 14and used in the study
of nucleation rate. Here, we shall use formula (35) for the
derivation of expressions for the damping constant aand the
scattering rate kMðtÞ½/C138 . To this end, by using formulas (6),
(9), and (41), as well as the smallness of r2, we find
ETrðtÞ½/C138 ¼ Bð
mexp/C0jM/C0M0j2
2r2 !"
/C2expgðMÞ/C0gðM0Þ
2kT/C18/C19 /C21
dR: (42)
By taking into account that M0/C0M¼mandgðMÞ/C0gðM0Þ
’/C0m/C1rRg, we end up with the following Gaussian-type
integral:
ETrðtÞ½/C138 ’ Bð
mexp/C0jmj2
2r2þm/C1rRg
2kT !"#
dR:(43)
Due to the smallness of r2, the integration in formula (43)
[and in (42)] is performed only for small min the plane tan-
gential to the sphere R. By evaluating this integral, we find
ETrðtÞ½/C138 ’ /C0pr4
kTBrRgexp1
2rjrRgj2
2kT !22
43
5: (44)
In a similar way, by using formula (41) in Eq. (5), we derive
kðMÞ’2pr2Bexp1
2rjrRgj2
2kT !22
43
5: (45)
By substituting formula (45) into(44) and taking into account
that
rRg¼1
M2
sM/C2M/C2Heff ðÞ ; (46)
as well as relation (17), we obtain
aL’kðMÞr2
2kTM2
s: (47)
The last two formulas clearly reveal the dependence of aLon
the properties of the jump-noise process as well as magnetiza-tionM, and can be used, for instance, to estimate the range of
variation of a
Lduring the magnetization switching dynamics.
In the presented calculations, EðTrÞhas only a component
along the vector M/C2M/C2Heff ðÞ and, consequently, c0
Lin for-
mula (17) is equal to zero. This occurs because function /in
Eq.(37) has been chosen to be isotropic, i.e., it depends only07D312-4 Mayergoyz, Bertotti, and Serpico J. Appl. Phys. 109, 07D312 (2011)onm¼jM/C0M0j[see formulas (38) and(41)]. It is expected
that when /is anisotropic, c0
Lmay be different from zero. This
means that random thermal effects may result in some correc-tions of the gyromagnetic ratio c. These corrections (if they
exist) are experimentally observable and may provide infor-
mation concerning the nature of the function /ðM;M
0Þ.
In the presented calculations, the first-order approxima-
tion for gðMÞ/C0gðM0Þhas been used. More accurate results
can be obtained in the axially symmetric case by using thesecond-order approximation for gðMÞ/C0gðM
0Þand evaluat-
ing the resulting Gaussian-type integrals. The final formulas
are presented below:
aL¼kðhÞr2
2kTM2
sQ2; (48)
kðhÞ¼2pr2B
Qexp1
2r
2kTQ@g
@h/C18/C192"#
; (49)
Q¼1/C0r2
2kT@2g
@h2: (50)
In the above formulas, his the angle between Mand the
symmetry axis, while Qplays the role of the correction fac-
tor which accounts for the second-order approximation in the
expansion of gðMÞ/C0gðM0Þ. It is apparent from formula (50)
that for sufficiently small r2the factor Qis close to 1 and
formulas (48) and (49) are reduced to formulas (47) and
(45), respectively.
IV. RANDOM SWITCHING
Next, we consider the problem of random switching of
magnetization in uniaxial nanoparticles with only two possi-ble equilibrium (minimum energy) states located in two
energy wells D
1andD2such that D1þD2¼R. More com-
plicated energy landscapes can be treated in a similar way. Itis known that noise-driven switchings occur on a slow time
scale. As a result, an equilibrium distribution of magnetiza-
tion may be achieved in a well before thermal switching isrealized. This justifies the following Kramers-Brown quasi-
local equilibrium approximation for the transition probability
density function:
2,15
wðM;tÞ’X2
i¼1PiðtÞwoiðMÞ: (51)
In the last formula, PiðtÞis the probability of M2Diand
w0iðMÞ¼wiðMÞ
Ziexp/C0gðMÞ/C0gi
kT/C20/C21
; (52)
where wiðMÞ¼1f o r M2DiandwiðMÞ¼0f o r M62Di.gi
are energy minima, while Ziare normalization constants such thatð
Diw0iðMÞdR¼1: (53)
This normalization is consistent with the definition
PiðtÞ¼ð
DiwðM;tÞdR: (54)We shall next use the Kramers–Brown approximation (51)
for the transformation of Eq. (22) into the Master equation.
To start this transformation, we integrate both sides of (22)
over Dkðk¼1;2Þ:
ð
Dk@w
@tdR¼/C0cð
DkdivRM/C2r Rg ðÞ w ½/C138 dR
þð
Dk^CðwÞdR:
ð55Þ
It is clear thatð
Dk@w
@tdR¼dPk
dt: (56)
By using the divergence theorem on the sphere R, we find
ð
DkdivRM/C2rRg ðÞ w ½/C138 dR¼þ
LwM/C2rRg ðÞ /C1 mdl¼0:(57)
This is because on the common boundary LofD1andD2the
magnetic free energy gis constant and, consequently, M/C2r Rg
is orthogonal to the vector mof unit normal to LonR. Finally,
the last term in Eq. (55)can be transformed as follows:
ð
Dk^CðwÞdR¼X2
i¼1ð
Dkð
DiSðM0;MÞwðM0;tÞdR0/C20/C21
dR
/C0X2
i¼1ð
DkwðM;tÞð
DiSðM;M0ÞdR0/C20/C21
dR:
(58)
By substituting formula (51) into(58) and then into Eq. (55)
and taking into account relations (56) and(57), we arrive at
the following Master equation:
dPk
dt¼X2
i¼1kkiPi/C0PkX2
i¼1kik; (59)
where
kki¼ð
Dkð
DiSðM0;MÞw0iðM0ÞdR0/C20/C21
dR: (60)
By using formulas (41) and(52), we find
kki¼B
Zið
Dkð
Die/C0jM/C0M0j2
2r2e/C0gðMÞþgðM0Þ/C02gi
2kT dR0/C20/C21
dR:(61)
The Master equation (59)–(61) is very convenient for the
study of random switching. To demonstrate this, consider theinitial stage of random switching from the energy well D
1
into the energy well D2. During this initial stage,
P1’1 and P2’0: (62)
Consequently, from Master equation (59) we find
dP2
dt’k21: (63)07D312-5 Mayergoyz, Bertotti, and Serpico J. Appl. Phys. 109, 07D312 (2011)It is clear from formulas (61) and(63) that there are two dis-
tinct regimes that are controlled by r2andT. For sufficiently
large Tand small r2, the integrand in (61) is strongly peaked
in the narrow region near the boundary Lbetween D1andD2.
In this narrow region, the second factor of the integrand in
(61) is close to exp /C0ðgmax/C0giÞ=kT ½/C138 . This leads to the classi-
cal Arrhenius Law for the switching rate, and the temperature
dependence for this switching rate is typical for thermally acti-
vated switching phenomena. Another distinct case is when atvery low temperatures the second factor in the integrand of
(61) dominates and it is strongly peaked for MandM
0being
around respective energy minima. This “peaking” is especiallypronounced when g
2<g1, which may be realized in the pres-
ence of external bias magnetic field. It is apparent that this
will result in a different temperature dependence of the switch-ing rate at very low temperatures. This is consistent with ex-
perimental observations of low temperature magnetization
switching, and it is usually attributed to the phenomena ofmacroscopic tunneling of magnetization. It is also predictable
that for intermediate values of Tthe crossover between the
above distinct regimes may occur
8,16which may be used for
the identification of r2[or function /ðM;M0Þin(37)].
V. CONCLUSION
It is proposed to use a jump-noise (Poisson-type) pro-
cess rather than a white-noise process to account for ran-dom thermal effects on magnetization dynamics. It is
shown that in the case of small jump noise, Landau–Lifshitz
and Gilbert damping terms emerge as average effects pro-duced by the jump-noise process. Simple formulas for
damping constants in terms of the scattering rate of the
jump-noise process are derived. These formulas reveal thedependence of the damping constants on magnetization.
The analysis of random magnetization switchings caused by
the jump-noise process is outlined. It is demonstrated thatthe switching rate at very low temperatures may appreciably
deviate from the predictions of thermal activation theory.
This fact is consistent with experimental observations andis usually attributed to the “macroscopic tunneling” magnet-
ization phenomena.
ACKNOWLEDGMENTS
This research has been supported by NSF and by ONR.
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2W. F. Brown, Phys. Rev. 130, 1677 (1963).
3D. R. Fredkin, Physica B 306, 26 (2001).
4G. Bertotti, I. Mayergoyz, and C. Serpico, Nonlinear Magnetization
Dynamics in Nanosystems (Elsevier, Oxford, 2009).
5L. D. Landau and E. M. Lifshitz, Phys. Z. Sowjetunion 8, 153 (1935).
6T. L. Gilbert, Phys. Rev. 100, 1243, 1955 [Abstract only; full report,
Armor Research Foundation Project No. A059, Supplementary Report,May 1, 1956] (unpublished).
7E. M. Chudnovsky and L. Gunther, Phys. Rev. B 37, 9455 (1988).
8L. Thomas, F. Lionti, R. Ballou, D. Gatteschi, R. Sessoli, and B. Barbara,
Nature 383, 145 (1996).
9C. Korman and I. Mayergoyz, Phys. Rev. B 54, 17620 (1996).
10D. Kannan, An Introduction to Stochastic Processes (North-Holland,
New York, 1979).
11I. I. Gihman and A. V. Skorohod, Stochastic Differential Equations
(Springer Verlag, New York, 1972).
12R. Kubo, Statistical Mechanics (North-Holland, New York, 1990).
13I. Mayergoyz, G. Bertotti, and C. Serpico, Generalized H-theorems for
magnetization dynamics driven by a jump-noise process, J. Appl. Phys.
(submitted).
14J. S. Langer, Phys. Rev. Lett. 21, 973 (1968).
15H. A. Kramers, Physica (Amsterdam) 7, 284 (1940).
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Kubo, H. Nakano, and B. Barbara, Phys. Rev. Lett. 79, 4014 (1997).07D312-6 Mayergoyz, Bertotti, and Serpico J. Appl. Phys. 109, 07D312 (2011) |
1.2172893.pdf | 10GHz bandstop microstrip filter using excitation of magnetostatic surface
wave in a patterned Ni78Fe22 ferromagnetic film
Marina Vroubel, Yan Zhuang, Behzad Rejaei, and Joachim N. Burghartz
Citation: J. Appl. Phys. 99, 08P506 (2006); doi: 10.1063/1.2172893
View online: http://dx.doi.org/10.1063/1.2172893
View Table of Contents: http://jap.aip.org/resource/1/JAPIAU/v99/i8
Published by the American Institute of Physics.
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Journal Homepage: http://jap.aip.org/
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Downloaded 04 Dec 2012 to 132.210.244.226. Redistribution subject to AIP license or copyright; see http://jap.aip.org/about/rights_and_permissions10 GHz bandstop microstrip filter using excitation of magnetostatic surface
wave in a patterned Ni 78Fe22ferromagnetic film
Marina Vroubel,a/H20850Yan Zhuang, Behzad Rejaei, and Joachim N. Burghartz
Laboratory of High Frequency Technology and Components, Delft University of Technology,
2600 GA Delft, The Netherlands
/H20849Presented on 3 November 2005; published online 24 April 2006 /H20850
Various microstrips with a ferromagnetic core were designed and fabricated on a silicon substrate.
The core was formed by a 0.5- /H9262m-thick Ni 78Fe22film, patterned into rectangular prisms.
Measurement results for attenuation constant versus frequency show a peak value of /H1101150 dB/cm
around 10 GHz. Electromagnetic simulations show that the attenuation observed is due to theenergy exchange between the quasi-TEM mode of the microstrip and magnetostatic surface modesexcited in the direction perpendicular to the signal line. © 2006 American Institute of Physics .
/H20851DOI: 10.1063/1.2172893 /H20852
INTRODUCTION
Microstrip transmission lines with hybrid magnetic/
dielectric cores have been extensively explored for micro-wave applications.
1–6In particular, it was demonstrated for a
microstrip with yttrium iron garnet magnetic core, saturatedperpendicular to the plane of the strip line, that transmissioncharacteristics of the line show strong coupling phenomenabetween quasi-TEM and magnetostatic surface wave/H20849MSSW /H20850modes.
2On the other hand, for a microstrip with a
tangentially /H20849in-plane /H20850magnetized magnetic core, the effect
of the MSSW mode has been ignored; even the possibletracks of these modes can be seen from experimental data.
1,7
In this paper, the attenuation of a quasi-TEM propagatingmode due to coupling with MSSWs will be demonstrated fora fully monolithically integrated microstip with a thin-filmNi
78Fe22ferromagnetic /H20849FM /H20850core with an in-plane magneti-
zation.
EXPERIMENT
Microstrips with signal lines of different lengths /H20849L=1,
2, and 4 mm /H20850and widths /H20849W=20, 30, and 50 /H9262m/H20850were de-
signed and fabricated on a silicon substrate /H20849Fig. 1 /H20850. The core
of the microstrips was formed by a 0.5- /H9262m-thick Ni 78Fe22
layer, sputtered in the absence of an external dc magneticfield. Wet etching was then used to pattern the FM film intotwo groups of rectangular prisms with widths /H20849W
FM/H20850of
100/H9262m/H20849sample A /H20850and 200 /H9262m/H20849sample B /H20850. In each case
the prisms had the same length as the signal line. SiO 2insu-
lation layers 1 /H9262m thick separate the FM core from the sig-
nal and ground lines. B-Hloop measurements showed a
shape-induced easy axis orientated along the long side of theFM prism with effective shape-induced anisotropy fields H
eff
of 60 and 40 Oe for samples A and B, respectively, and a
saturation magnetization 4 /H9266Mof 1.2 T for both samples.
This yields the ferromagnetic resonance /H20849FMR /H20850frequencies
of 2.4 GHz /H20849sample A /H20850and 1.9 GHz /H20849sample B /H20850according to
Refs. 1 and 8:fFMR=/H9253
2/H9266/H20881Heff/H20849Heff+4/H9266M/H20850. /H208491/H20850
The high-frequency properties of the microstrip lines were
extracted from S-parameter measurements performed on a
HP-8510 network analyzer. The microstrips were measuredusing ground-signal-ground /H20849G-S-G /H20850rf probes in a two-port
configuration. Through-reflect line /H20849TRL /H20850calibration was
performed, and open dummy structures were used to mea-sure and deembed parasitic capacitances appearing due to themeasurement patches.
RESULTS AND DISCUSSION
Figures 2 /H20849a/H20850and 2 /H20849b/H20850show the measured attenuation
constant /H20849real part of the propagation constant /H20850as a function
of frequency for 2-mm-long microstrips with signal lines andmagnetic cores of different widths. For a narrow FM corewith a high shape-induced anisotropy /H20851sample A, Fig. 2 /H20849a/H20850/H20852,
the attenuation peak can be divided in two components: alow-frequency component with a maximum around 5 GHz/H20849peak LF /H20850and a high-frequency component with a maximum
at 10 GHz /H20849peak HF /H20850/H20851Fig. 2 /H20849a/H20850/H20852. The low-frequency peak of
attenuation constant versus frequency can be associated withFMR of a ferromagnetic core.
1–8The observed frequency
shift with respect to the expected thin-film FMR frequency/H208492.4 GHz /H20850is partly due to the combination of a high mag-
netic damping constant and a small width of a signal line,
9as
well as the influence of a high-frequency component /H20849peak
HF/H20850.
a/H20850FAX: /H1100131 15 262 3271; electronic mail: m.vroubel@ewi.tudelft.nl
FIG. 1. Microstrip line with a FM core.JOURNAL OF APPLIED PHYSICS 99, 08P506 /H208492006 /H20850
0021-8979/2006/99 /H208498/H20850/08P506/3/$23.00 © 2006 American Institute of Physics 99, 08P506-1
Downloaded 04 Dec 2012 to 132.210.244.226. Redistribution subject to AIP license or copyright; see http://jap.aip.org/about/rights_and_permissionsFor sample B, the attenuation constant versus frequency
demonstrates no low-frequency FMR component but only ahigh-frequency contribution close to 10 GHz /H20851Fig. 2 /H20849b/H20850/H20852. The
absence of clear tracks of the FMR in microstrips with wideFM cores /H20849sample B /H20850can be attributed to the low value of a
shape-induced anisotropy and high nonuniformity of both dcand ac magnetic fields and magnetizations. As a result, de-magnetizing fields, effective anisotropy fields, and, conse-quently, FMR frequency become local characteristics, de-pending on the position inside the FM core. The same isvalid for sample A resulting in a broadening of FMR, but thiseffect is more pronounced for sample B due to a smallereffective anisotropy. This leads not only to a lower FMRfrequency but also to a lower amplitude of the FMR attenu-ation peak according to our own simulations as well as thoseof Ref. 8.
The position of the high-frequency maximum /H20849peak HF /H20850
in attenuation constant versus frequency depends on thewidth of the microstrip. For sample A /H20851Fig. 2 /H20849a/H20850/H20852this depen-
dence is partly masked by the presence of the FMR peak. Forsample B, where the effect of FMR is washed out, the fre-quency of peak HF shifts from 8 to 10 GHz, when the widthof the signal line changes from 50 to 20
/H9262m. Measurements
carried out on 1-mm- and 4-mm-long microstrip lines led tothe same values for the attenuation constant and, therefore,will not be shown here.
While the nature of the low-frequency attenuation peak
is clear, the source of the high-frequency peak should beexplained. The microstrip devices were simulated with
HFSS
9.21 /H20849Ansoft /H20850software package providing a three-dimensional/H208493D/H20850full-wave analysis. Ferromagnetic core was modeled as
aB-Hnonlinear material with FM characteristics determined
by the saturation magnetization 4 /H9266M=1.2 T, a dc bias field
Hdc=1 Oe which—in our case—models the dc demagnetiz-
ing field /H20849should not be confused with the dc effective aniso-
tropy field Heff/H20850, and the FMR linewidth /H9004H=4/H9266/H9251f//H9253which
accounts for the FM losses /H20849/H9251is the Gilbert damping con-
stant and /H9253is the gyromagnetic constant /H20850. This approach is
equivalent to the description of the magnetic material based
on a permeability tensor /H20849e.g., Ref. 8 /H20850. Though the nonuni-
formity of the dc magnetization and demagnetizing fieldswas neglected, the nonuniformity of the ac fields was natu-rally included from 3D boundary conditions.
The calculated attenuation constant versus frequency for
signal lines of different width is given in Fig. 3 /H20849a/H20850. The small
disparity between the measured and calculated results ap-pears in the region of FMR frequency and, in our opinion,comes partly from additional magnetic losses, possibly asso-ciated with magnetic pinning due to the wet etching on theedges of FM core
10and partly from the neglected nonunifor-
mity of dc demagnetizing fields and magnetization. The dis-parity can be decreased by increasing the value of dissipationparameter, as it is shown for comparison in Fig. 3 /H20849a/H20850. The
amplitudes and frequencies of the high-frequency attenuationpeak are in a very good agreement with the measured data/H20851Figs. 2 /H20849a/H20850and 3 /H20849a/H20850/H20852.
To explain the nature of the high-frequency peak, we
FIG. 2. /H20849a/H20850Measured attenuation constant vs frequency for FM core with
the width of 100 /H9262m/H20849sample A /H20850./H20849b/H20850Measured attenuation constant vs
frequency for FM core with the width of 200 /H9262m/H20849sample B /H20850. The numbers
correspond to the width of a signal line in /H9262m. All microstrip lines are 2 mm
long.
FIG. 3. /H20849a/H20850Calculated attenuation constant vs frequency for FM core with
the width of 100 /H9262m/H20849sample A /H20850.4/H9266M=1.2 T, Hdc=1 Oe, and the conduc-
tivity of the FM core /H9268=6.4/H11003106S/m. The numbers correspond to the
width of a signal line in /H9262m. For solid lines, a dissipation parameter /H9251
=0.005 is used. For a dashed line, a dissipation parameter /H9251=0.025 and
W=50/H9262m were used. /H20849b/H20850Calculated attenuation constant vs frequency for
FM core with the width of 100 /H9262m. 4/H9266M=1.2 T, Hdc=1 Oe, /H9251=0.005, and
/H9268=6.4/H11003102S/m. The numbers correspond to the width of a signal line in
/H9262m. All microstrip lines are 2 mm long.08P506-2 Vroubel et al. J. Appl. Phys. 99, 08P506 /H208492006 /H20850
Downloaded 04 Dec 2012 to 132.210.244.226. Redistribution subject to AIP license or copyright; see http://jap.aip.org/about/rights_and_permissionsshould notice that it does not appear in the parallel plate
model, when in-plane propagation perpendicular the signalline is neglected.
1,8Hence, the high-frequency attenuation is
caused by an excitation of in-plane waves perpendicular tothe signal line. In the frequency range above the FMR fre-quency, only MSSWs can exist in the FM core.
10–14In the
magnetostatic limit, the dispersion relation for these wavescan be written as
13
/H208491+/H9260/H208502+/H20849/H9260/H9251+1/H20850/H20875/H9260/H9251− tanh/H20873tD
tFMktFM/H20874/H20876+/H208491+/H9260/H208502
/H11003/H208751 + tanh/H20873tD
tFMktFM/H20874/H20876coth /H20849ktFM/H20850=0 , /H208492/H20850
with/H9260=/H9275H/H9275M//H20849/H9275H2−/H92752/H20850,/H9260/H9251=/H9275/H9275 M//H20849/H9275H2−/H92752/H20850,/H9275M=/H92534/H9266M,
and/H9275H=/H9253Heff. Here /H9275=2/H9266f, and tDand tFMdenote the
thickness of the dielectric and ferromagnetic layers, respec-tively. A quasi-TEM mode propagating along the signal linecouples to MSSW modes with a corresponding wave vectorkwhich is of the order of
/H9266/W/H20849Wis the width of the signal
line /H20850. This, of course, is a very coarse approximation, but
gives a qualitative explanation of the effect of the strip widthon the frequency of the attenuation maximum. Figure 3 /H20849b/H20850
gives the
HFSS results for attenuation constant versus fre-
quency for two signal lines of different widths /H2084920 and
50/H9262m/H20850. The set of parameters used was the same as in Fig.
3/H20849a/H20850, except for the conductivity of the FM core, which was
reduced from 6.4 /H11003106to 6.4/H11003102S/m in order to clearly
see the nondamped magnetostatic wave effects. When con-ductivity of FM film decreases, the high-frequency peaksplits into harmonics appearing due to the finite width of FMcore.CONCLUSION
An additional peak for attenuation constant versus fre-
quency is observed at frequency far above FMR in micros-trips with NiFe FM cores. Electromagnetic /H20849EM /H20850simulations
are in a good agreement with experiments and lead to theconclusion that the attenuation of a signal at frequencyaround 10 GHz is due to the energy exchange between thequasi-TEM mode of the microstrip and magnetostatic surfacemodes excited in the direction perpendicular to the magneti-zation.
1V. S. Liau, T. Wong, W. Stacey, S. Ali, and E. Schloemann, IEEE MTT-S
Int. Microwave Symp. Dig. 3,9 5 7 /H208491991 /H20850.
2M. Tsutsumi and K. Okubo, IEEE Trans. Magn. 28, 3297 /H208491992 /H20850.
3E. Saluhun, P. Queffelec, G. Tanne, A.-L. Adenot, and O. Acher, J. Appl.
Phys. 91, 5449 /H208492002 /H20850.
4S. Ikeda, T. Sato, A. Ohshiro, K. Yamasawa, and T. Sakuma, IEEE Trans.
Magn. 37,2 9 0 3 /H208492001 /H20850.
5N. Cramer, D. Lucic, R. E. Camley, and Z. Celinski, J. Appl. Phys. 87,
6911 /H208492000 /H20850.
6Y. Zhuang, B. Rejaei, E. Boellaard, M. Vroubel, and J. N. Burghartz, IEEE
Microw. Wirel. Compon. Lett. 12, 473 /H208492002 /H20850.
7E. Saluhun, G. Tanne, P. Queffelec, M. LeFloc’h, A.-L. Adenot, and O.
Acher, Microwave Opt. Technol. Lett. 30,2 7 2 /H208492001 /H20850.
8R. J. Astalos and R. E. Camley, J. Appl. Phys. 83, 3744 /H208491998 /H20850.
9M. Vroubel, Y. Zhuang, B. Rejaei, and J. N. Burghartz, Trans. Magn. Soc.
Jpn. 2, 371 /H208492002 /H20850.
10T. W. O’keeffe and R. W. Patterson, J. Appl. Phys. 9, 4886 /H208491978 /H20850.
11R. W. Damon and J. R. Eshbash, J. Phys. Chem. Solids 19,3 0 8 /H208491961 /H20850.
12A. Ganguly and D. C. Webb, IEEE Trans. Microwave Theory Tech. 23,
998 /H208491975 /H20850.
13T. Yukawa, J. Yamada, K. Abe, and J. Ikenoue, Jpn. J. Appl. Phys. 12,
2187 /H208491977 /H20850.
14M. Bailleul, D. Olligs, C. Fermon, and S. O. Demokritov, Europhys. Lett.
56,7 4 1 /H208492001 /H20850.08P506-3 Vroubel et al. J. Appl. Phys. 99, 08P506 /H208492006 /H20850
Downloaded 04 Dec 2012 to 132.210.244.226. Redistribution subject to AIP license or copyright; see http://jap.aip.org/about/rights_and_permissions |
5.0004837.pdf | J. Chem. Phys. 152, 214108 (2020); https://doi.org/10.1063/5.0004837 152, 214108
© 2020 Author(s).Coupled-cluster techniques for
computational chemistry: The CFOUR
program package
Cite as: J. Chem. Phys. 152, 214108 (2020); https://doi.org/10.1063/5.0004837
Submitted: 14 February 2020 . Accepted: 12 April 2020 . Published Online: 03 June 2020
Devin A. Matthews
, Lan Cheng
, Michael E. Harding
, Filippo Lipparini
, Stella Stopkowicz
,
Thomas-C. Jagau
, Péter G. Szalay
, Jürgen Gauss
, and John F. Stanton
COLLECTIONS
Paper published as part of the special topic on Electronic Structure Software
Note: This article is part of the JCP Special Topic on Electronic Structure Software.
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of Chemical PhysicsARTICLE scitation.org/journal/jcp
Coupled-cluster techniques for computational
chemistry: The CFOUR program package
Cite as: J. Chem. Phys. 152, 214108 (2020); doi: 10.1063/5.0004837
Submitted: 14 February 2020 •Accepted: 12 April 2020 •
Published Online: 3 June 2020
Devin A. Matthews,1,a)
Lan Cheng,2,b)
Michael E. Harding,3,c)
Filippo Lipparini,4,d)
Stella Stopkowicz,5,e)
Thomas-C. Jagau,6,f)
Péter G. Szalay,7,g)
Jürgen Gauss,5,h)
and John F. Stanton8,i)
AFFILIATIONS
1Department of Chemistry, Southern Methodist University, Dallas, Texas 75275, USA
2Department of Chemistry, Johns Hopkins University, Baltimore, Maryland 21218, USA
3Institut für Physikalische Chemie, Karlsruher Institut für Technologie (KIT), Kaiserstr. 12, D-76131 Karlsruhe, Germany
4Dipartimento di Chimica e Chimica Industriale, Università di Pisa, Via G. Moruzzi 13, I-56124 Pisa, Italy
5Department Chemie, Johannes Gutenberg-Universität Mainz, Duesbergweg 10-14, D-55128 Mainz, Germany
6Department of Chemistry, University of Munich (LMU), Butenandtstr. 5-13, D-81377 Munich, Germany
7ELTE Eötvös Loránd University, Institute of Chemistry, Pázmány Péter sétány 1/A, H-1117 Budapest, Hungary
8Quantum Theory Project, Departments of Chemistry and Physics, University of Florida, Gainesville, Florida 32611, USA
Note: This article is part of the JCP Special Topic on Electronic Structure Software.
a)Electronic mail: damatthews@smu.edu
b)Electronic mail: lcheng24@jhu.edu
c)Electronic mail: michael.harding@kit.edu
d)Electronic mail: filippo.lipparini@unipi.it
e)Electronic mail: stella.stopkowicz@uni-mainz.de
f)Electronic mail: th.jagau@lmu.de
g)Electronic mail: szalay@chem.elte.hu
h)Author to whom correspondence should be addressed: gauss@uni-mainz.de
i)Electronic mail: johnstanton@ufl.edu
ABSTRACT
An up-to-date overview of the CFOUR program system is given. After providing a brief outline of the evolution of the program since its inception
in 1989, a comprehensive presentation is given of its well-known capabilities for high-level coupled-cluster theory and its application to
molecular properties. Subsequent to this generally well-known background information, much of the remaining content focuses on lesser-
known capabilities of CFOUR , most of which have become available to the public only recently or will become available in the near future.
Each of these new features is illustrated by a representative example, with additional discussion targeted to educating users as to classes of
applications that are now enabled by these capabilities. Finally, some speculation about future directions is given, and the mode of distribution
and support for CFOUR are outlined.
Published under license by AIP Publishing. https://doi.org/10.1063/5.0004837 .,s
I. INTRODUCTION
The origin of the CFOUR (Coupled-Cluster techniques for Com-
putational Chemistry) program package1is deeply connected with
the story of several young scientists crossing paths at an early
stage of their careers in Rodney J. Bartlett’s group at the QuantumTheory Project at the University of Florida in Gainesville, near
the dawn of the 1990s. After attending the inaugural Molecular
Quantum Mechanics (MQM) meeting in honor of John A. Pople
in Athens, GA, in October 1989, John F. Stanton was inspired by
the rapid development around the world in high-accuracy quan-
tum chemical methods and especially by the rapid progress that
J. Chem. Phys. 152, 214108 (2020); doi: 10.1063/5.0004837 152, 214108-1
Published under license by AIP PublishingThe Journal
of Chemical PhysicsARTICLE scitation.org/journal/jcp
was being made in their application to interesting and “real” chem-
ical problems. Educated in the Bartlett group, he had been fully
convinced of the power of high-level many-body methods and
was determined to develop a new set of programs to bring these
approaches to bear on meaningful chemical applications. Upon his
return to Gainesville, Stanton started a project that has now lasted
more than three decades, which has led to what is now known as
CFOUR . By the end of 1989, he had written interfaces to the self-
consistent field (SCF) and integral packages used in the Bartlett
group—the ACES (Advanced Concepts in Electronic Structure) pro-
gram system.2In 1990, Jürgen Gauss arrived in Gainesville for a
postdoc in the Bartlett group, which fueled the development of the
project. Together, Stanton and Gauss wrote many-body perturba-
tion theory (MBPT)3and coupled-cluster (CC)4codes—the latter
through CC with singles and doubles (CCSD)—which included ana-
lytic gradients5as well as the exploitation of molecular point-group
symmetry ( D2hand subgroups).6
John D. Watts, another postdoc in the Bartlett group at that
time, contributed code for triple excitations, and Walter J. Laud-
erdale, a graduate student, wrote a new SCF and integral transforma-
tion program. Together with atomic orbital (AO) integrals coming
from the MOLECULE package7of Jan Almlöf (one- and two-electron
integrals; the code had recently been extensively modified for perfor-
mance on vector processors by Peter R. Taylor), the VPROPS package8
(dipole and other one-electron property integrals that can trace their
lineage back to the POLYATOM package9), and integral derivatives com-
ing from the ABACUS package10of Trygve Helgaker et al. , the main
core of what was to become CFOUR had already emerged. Apart from
AO integral and integral derivative evaluation, all other codes were
completely new; nothing associated with Hamiltonian construc-
tion, MBPT and CC energy and density evaluation was taken from
another source; indeed, even input parsing and general processing
of output (vibrational frequencies, for example) was written from
scratch. With this nucleus, a number of chemical applications11–13
were done at the dawn of the 1990s, and a first paper14describ-
ing the code—called ACES II at that time—was published in 1992.
Following the move of the main developers, Stanton to Austin,
TX, and Gauss to Karlsruhe (Germany) and later Mainz (Germany),
the main development centers of ACES II migrated from the original
Gainesville location, taking their exposure to many-body methods
with them. This eventually resulted in a bifurcation of ACES II , from
which the Mainz–Austin–Budapest (MAB) version originated—the
Budapest center (Hungary) involving Péter G. Szalay as another
main author. In Gainesville, this was followed by a complete rewrite
of the overall package devised to target emergent parallel comput-
ers. This is known now as the ACES III package.15Finally, in 2008,
the Mainz–Austin–Budapest version of ACES II , by now containing
many new features and enhanced computational sophistication, was
renamed as CFOUR .16
Since its beginnings, CFOUR has specialized in high-accuracy
quantum chemical methods, targeting applications in the field of
thermodynamic, spectroscopic, and kinetic phenomena of small-
to medium-sized molecular systems. While some of its nearly 30-
year-old primordial core remains in the current version, much
has also changed since its inception. Incremental algorithmic
improvements have been made to the existing capabilities,
and new methodologies have been continuously added to the
package by developers throughout the world. Some of thecapabilities included today (together with their first appearance
in CFOUR ) are nuclear magnetic resonance (NMR) chemical shifts
ranging from second-order MBPT through CCSD(T) (1990s),17–23
equation-of-motion coupled cluster (EOM-CC) methods for elec-
tronically excited and ionized states,24–29analytic second deriva-
tives for MBPT and CC through CCSDT (1990s);23,30–33auto-
mated evaluation of anharmonic (quartic) force fields and computa-
tion of associated rovibrational spectroscopic constants (1990s),34,35
new open-shell CC methods (1990s),36,37properties associated with
high-resolution spectroscopy such as spin-rotation tensors (1990s
and 2000s),35,38–41arbitrarily high-order CC gradients and sec-
ond derivatives (as interfaced to the MRCC program package42,43
of Mihály Kállay, 2000s),44–47diagonal Born–Oppenheimer correc-
tions (2000s),48,49couplings between quasidiabatic states (2010s),50,51
relativistic quantum chemical methods (2010s),52–60multireference
CC methods (2010s),61highly efficient code for high-accuracy [post-
CCSD(T)] methods (2010s),62and many more.
Following the work of the original team and beginning their
careers in the groups of the main authors, many more young sci-
entists actively contributed to CFOUR . The primary authors of CFOUR
now include Lan Cheng, who has contributed extensively with rela-
tivistic quantum chemical methods56,58–60for both energy and prop-
erty calculations; Devin A. Matthews, who has written a new and
very fast coupled-cluster module ( xncc )62for CFOUR and contributed
significantly to some of the spectroscopic extensions of CFOUR ;63,64
and Michael E. Harding, who has been in charge of many issues
related with code infrastructure, parallelization,65,66and general
organization.
An accurate characterization of CFOUR is that it is a program
system with many capabilities for the highly accurate calculation
of parameters that play a role in diverse areas of chemical physics.
Largely through methods based on coupled-cluster theory,4one
can calculate potential energy surfaces, couplings between electronic
states, a vast number of one- and two-electron properties that play a
role in various branches of molecular spectroscopy, and relativistic
corrections to electronic structure, and generally obtain informa-
tion that can be extracted from accurate electronic wavefunctions
and their response to external perturbations. Beyond this, there
are auxiliary tools that make use of this fundamental information.
For example, vibrational perturbation theory (VPT)67can be used
to obtain accurate positions for the fundamental vibrational levels
of semirigid polyatomic molecules (using the efficiently calculated
anharmonic force field); information can be extracted to construct
vibronic Hamiltonians in a diabatic representation; extrapolation to
the basis set limit can be done in an automated fashion;68and molec-
ular structures can be fitted to rotational constants,35both the raw
experimental data and the equilibrium constants corrected (by CFOUR
calculations) for the effects of vibration–rotation interaction.34,67
The capabilities of CFOUR can be also used in conjunction
with the features of other computational chemistry programs (e.g.,
MRCC ,42,43GIMIC ,69NEWTON-X ,70–72and GECCO73,74) to which CFOUR has
been interfaced.
While providing powerful tools for the quantum chemical
study of small-sized to medium-sized molecules, CFOUR does not
have a great deal to offer in the area of large molecules. Devel-
opments in CFOUR have focused on many-body treatments of elec-
tron correlation, and the methods of density functional theory are
completely absent from its repertoire. The coupled-cluster methods
J. Chem. Phys. 152, 214108 (2020); doi: 10.1063/5.0004837 152, 214108-2
Published under license by AIP PublishingThe Journal
of Chemical PhysicsARTICLE scitation.org/journal/jcp
available in CFOUR are mainly single-reference methods, meaning
that calculations are built upon a single Slater determinant that is
usually (but need not be) composed of orbitals associated with the
Hartree–Fock self-consistent field (HF-SCF) solution. While some
multireference effects can certainly be treated within the framework
of equation-of-motion coupled-cluster (EOM-CC) methods75—this
area represents a decided strength of CFOUR —more traditional meth-
ods based on multiconfigurational zeroth-order wavefunctions are
needed to describe phenomena associated with bond-breaking, to
construct (semi-)global potential energy surfaces, and even to treat
certain classes of transition states. While some of these limita-
tions described above have been addressed by implementing mul-
tireference variants of CC theory61,76and incorporating a rigor-
ous second-order complete-active space SCF (CASSCF) scheme77
inCFOUR , the currently available version of the program exclusively
offers single-reference treatments of the correlation problem.
The remainder of this paper elaborates on the strengths and
capabilities of the CFOUR program system. Section II summarizes
the “core features” of CFOUR , specifically its treatments of the non-
relativistic electronic Schrödinger equation based on CC and MBPT
methods and its capabilities for calculating properties within these
approximations using analytic derivative techniques. Many users of
CFOUR are likely to be familiar with these capabilities, and Sec. II doc-
uments these features with some remarks about the current status of
implementations. We continue with a short section (Sec. III) about
practical aspects such as input and use of CFOUR . Section IV describes
new developments that are present in CFOUR , either in the current
version (V2.1) or versions likely to come in the near future. After
the discussion of the present state of the CFOUR project, we proceed
in Sec. V with some remarks about the general long-term perspec-
tive of CFOUR and close by describing the method by which the code
is distributed.
II. ESTABLISHED FEATURES
A. Treatments of electron correlation
The available treatments of electron correlation in CFOUR are
based on many-body perturbation theory [MBPT, also known as
Møller–Plesset (MP) perturbation theory]3,78and coupled-cluster
(CC) theory,4,79,80collectively referred to as single-reference meth-
ods, as their description of electron correlation starts from a single
Slater determinant.
CC theory was originally formulated for the quantum-chemical
treatment of nuclear matter.81,82After its introduction into elec-
tronic structure theory by ˇCížek,83,84it developed to one of the most
powerful schemes quantum chemistry nowadays has to offer for the
electron-correlation treatment and for high-accuracy computations.
The success of CC theory is probably illustrated best by the fact
that the CCSD(T) method,85to be described in detail below, often
is referred to as the “gold standard” in quantum chemistry.
CC theory uses an exponential ansatz for the wavefunction
∣ψ⟩=exp(T)∣0⟩, (1)
where |0 ⟩denotes the reference determinant (often, but not neces-
sarily chosen as the HF state), and Tdenotes the cluster operator,
which is an excitation operator and consists of the weighted sum of
all excitations,
T=T1+T2+. . .TN. (2)The sum in Eq. (2) runs up to TNwith Nas the number of elec-
trons. T1,T2,. . .denote the weighted sums of single, double, etc.,
excitations with the unknown parameters given by the weighting
coefficients that are usually referred to as amplitudes. The chosen
wavefunction ansatz in Eq. (1) has significant advantages over
the corresponding linear choice in configuration-interaction (CI)
theory, as it ensures size-consistency86/size-extensivity87of the
electron-correlation treatment even within a truncated scheme that
does not include all excitations. CC theory, therefore, is, by construc-
tion, a size extensive approach.
Because of the exponential ansatz, the CC wavefunction is typ-
ically not determined via the variational principle. Instead, one uses
a projection approach in which the CC wavefunction is inserted
into the electronic Schrödinger equation; the latter is then multi-
plied from the left with exp( −T), and an expression for the energy
is obtained by projection onto the reference determinant
E=⟨0∣exp(−T)Hexp(T)∣0⟩, (3)
and nonlinear equations for the amplitudes are obtained by projec-
tion onto the excited determinants
0=⟨ΦP∣exp(−T)Hexp(T)∣0⟩. (4)
In Eqs. (3) and (4), Hdenotes the usual molecular Hamiltonian
andΦPdenotes a determinant from the manifold of excited deter-
minants. The nonlinear amplitude equations [Eq. (4)] consequently
need to be solved for all possible ΦP.
Without any truncation, CC theory is equivalent to, though
more involved than, full configuration interaction (FCI) and hence,
in that form, not particularly useful. CC theory demonstrates its
advantages only when used with a truncated cluster operator. The
usual choices are here T=T2[CC doubles (CCD)],88–90T=T1+T2
[CC singles and doubles (CCSD)],91T=T1+T2+T3[CC sin-
gles, doubles, triples (CCSDT)],92,93and T=T1+T2+T3+T4
[CC singles, doubles, triples, quadruples (CCSDTQ)],44,94,95etc.
While initially the implementation of CC methods was quite cum-
bersome,89–91the use of intermediates together with a rewrite of
the equations in terms of matrix-vector products has enabled more
straightforward access to CC methods6,95,96and also forms the basis
of the CCSD implementations in CFOUR, which is described in detail
in Ref. 6. CFOUR also offers the possibility to perform CCSDT92,93,97
as well as CCSDTQ calculations.44,62,94,95In addition, through an
interface to the MRCC code,42,43CC computations with arbitrary
excitations are possible.44
While CCSD is for many applications not accurate enough and
CCSDT with an M8scaling ( Mdenotes here the system size, which
is assumed to be proportional to both the number of occupied and
virtual orbitals) too expensive, approximate CC methods have been
developed in which not only the cluster operator is truncated but
(expensive) terms in the CC equations are also neglected. This leads,
in the case of triple excitations in a straightforward manner, to the
CCSDT- nmethods.98,99The key idea is here to (a) skip the M8
terms and (b) avoid storage of the triples amplitudes. The selection
of the terms in the triples equations is then based on perturbation
theory and leads to CCSDT-1a,98CCSDT-1b,98CCSDT-2,99and
CCSDT-3.99Somewhat related to CCSDT-1b is the CC3 model,100
which has been introduced by the Aarhus group in the context of
CC response theory.101All these models (CCSDT- nwith n= 1–3
J. Chem. Phys. 152, 214108 (2020); doi: 10.1063/5.0004837 152, 214108-3
Published under license by AIP PublishingThe Journal
of Chemical PhysicsARTICLE scitation.org/journal/jcp
and CC3) scale with M7and do not require storage of triple excita-
tion amplitudes. The CC3 model furthermore is part of an alterna-
tive hierarchy of CC methods: CC2, CCSD, CC3, CCSDT, CC4, etc.,
in which CC2102is the simplest choice and a cheap approximation
to CCSD with an M5scaling and no need to store double excitation
amplitudes. In this context, one should also mention the quadratic
CI singles and doubles (QCISD) scheme103by Pople et al. , which
was introduced as a simpler alternative to CCSD. However, as there
are nowadays no difficulties to implement CCSD, QCISD now plays
only a minor role.
The CCSDT- nand CC3 models are significantly more efficient
in computational terms than the full CCSDT model, but they are,
for many applications, still not affordable due to the need to con-
sider triple excitations in each iteration. This issue can be amelio-
rated by just considering a perturbative correction for triple exci-
tations on top of a CCSD computation. Starting with early ideas
based on corrections taken from fourth order MBPT or MP the-
ory99,104this ultimately led to the development of the (T) correction,
which involves the fourth-order correction due to triple excita-
tions,85,105though computed with the converged CCSD amplitudes,
together with one fifth-order correction, namely, the one that cou-
ples singles and triples. Justifications for this choice have been, for
example, given in Refs. 106 and 107. Similar ideas as in the case
of CCSD(T) for triple excitations can be also pursued for the per-
turbative treatment of quadruple excitations, which leads to the
CCSDT(Q) approach.108,109More elaborate triple and quadruple
corrections110[referred to as Λ-CCSD(T)111andΛ-CCSDT(Q)109]
can be obtained by using the solution of the Λequations [Eq. (7)]
in addition to those of the amplitude equations for the evaluation of
the perturbative corrections.107,109,111,112
Considering the treatment of closed- and open-shell sys-
tems, CFOUR offers spin-adapted treatments for closed-shell sys-
tems and open-shell treatments based on unrestricted HF (UHF)
and restricted open-shell HF (ROHF) reference determinants.12
The UHF-CC treatment is a straightforward spin-orbital based
approach, though with spin integration, while ROHF-CC113for-
mally classifies as a non-HF CC approach as the occupied-virtual
block of the Fock matrix in the spin-orbital basis does not vanish.
However, this only requires the trivial inclusion of off-diagonal ele-
ments of the Fock matrix in the CC equations within a standard
CC treatment, but some thought is required to formulate appro-
priate perturbative corrections.114,115The latter are most efficiently
implemented using so-called semicanonical orbitals.116CC calcula-
tions can also be carried out using the quasi-RHF (QRHF) deter-
minant113as reference (here, the orbitals for the reference determi-
nant are obtained in an RHF calculation with a different number of
electrons). Further options involve Brueckner CC (B-CC)117,118and
orbital-optimized CC calculations.119In both cases, the orbitals are
determined in the presence of electron correlation, which, though
more expensive, sometimes turns out to be more efficient.
MBPT can be derived using perturbative techniques together
with the Møller–Plesset partitioning120of the electronic Hamilto-
nian. Alternatively, expressions for the various orders of MBPT
can be obtained through perturbative expansions of the CC energy
expression as well of the CC amplitude equations. Second-order
MBPT, known as MBPT(2) or MP2, has evolved over the years
to the standard scheme for a first (and not particularly accurate)
description of electron correlation at low cost (the formal scalingis only of the order of M5) for otherwise rather well behaved sys-
tems. Higher-order MBPT schemes (up to sixth order) have also
been formulated and implemented86,121–125but are only rarely used.
The reasons are the now well established convergence problems
of MBPT126,127as well as the availability of the more robust CC
methods. Nevertheless, MBPT(3) (equivalent to MP3) and MBPT(4)
(equivalent to MP4) are accessible through CFOUR . MBPT(5) and
MBPT(6) are only available in specialized codes,123–125while even
higher order MBPT corrections so far can only be extracted from a
perturbative dissection of FCI.128,129
MBPT is rather straightforward to formulate for restricted and
unrestricted HF (RHF and UHF) reference functions. However, after
some experimentation,130–132a satisfactory formulation of MBPT for
restricted open-shell HF (ROHF) reference functions has been sug-
gested.116,133,134The perturbed Hamiltonian contains here also the
virtual-occupied blocks of the Fock matrices in a spin-orbital formu-
lation, and a non-iterative treatment is possible when semicanonical
orbitals are used.116
Table I summarizes the CC and MBPT/MP methods that are
available in the current public version (V2.1) of CFOUR together
with information about the possible choices for the reference
determinants.
B. Analytic derivatives for the computation
of molecular properties
A particular strength of CFOUR is its ability to provide analytic
derivatives of the energy and thus easy access to molecular prop-
erties for most of the implemented quantum-chemical methods.
Analytic derivative techniques136,137play an important role for the
computation of molecular geometries, as only analytically evaluated
forces render geometry optimizations routinely doable. CFOUR offers
geometrical derivatives5,32,45,114,138–141for most of the implemented
CC and MBPT methods and thus allows the routine determina-
tion of equilibrium geometries [preferably via the Broyden-Fletcher-
Goldfarb-Shanno (BFGS) scheme142] but also of transition-state
geometries using methods based on eigenvector following.143
In CC theory, analytic gradients have been formulated144,145
and implemented144rather late. The main reason is the non-
variational character of the standard CC approaches. Straightfor-
ward differentiation of the CC energy expression [Eq. (3)], with
respect to a perturbation x, thus leads to an expression that involves
the derivatives of the cluster operator
dE
dx=⟨0∣exp(−T)dH
dxexp(T)∣0⟩+⟨0∣[exp(−T)Hexp(T),dT
dx]∣0⟩.
(5)
Evaluation of gradients based on this expression would offer lit-
tle advantage over a finite-difference approach. However, based
on the interchange theorem of perturbation theory,146the deriva-
tive expression can be reformulated such that the derivatives
of the cluster operator Tare no longer needed. This has been
shown by Adamowicz, Laidig, and Bartlett,147thereby introducing
the perturbation-independent Λequations, and used by Scheiner
et al.144for their implementation of analytic closed-shell CCSD
gradients. A modern formulation of CC derivative theory is
based on the Lagrangian formalism introduced by Helgaker and
Jørgensen.148–150In order to cope here with the non-variational
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TABLE I . CC and MBPT/MP methods available in the CFOUR program package.aA single x designates that only energy evaluations are possible, while xx indicates that both
energies and gradients can be calculated, and xxx indicates that analytic second derivatives are available.
Method RHF UHF ROHF Remarks
HF xxx xxx xxx
MBPT(2)/MP2 xxx xxx xx
MBPT(3)/MP3 xxx xxx xx
SDQ-MBPT(4)/SDQ-MP4 x x x
MBPT(4)/MP4 xxx xxx x
CCD xxx xxx
CCSD xxx xxx x Also Brueckner, orbital-optimized CCSD, QRHF-CCSD
CCSDT xxx x x
CCSDTQ xx
CCSDT- n,n= 1a, 1b, 2, 3 xxx x
CCSDTQ- n,n= 1a, 1b, 3 xx
CC2 xxx xxx Inefficient code, M6scaling
CC3 xxx x
CC4 xx
CCSD + T(CCSD) x x
CCSD(T) xxx xxx xx Also Brueckner, orbital-optimized CCSD, QRHF-CCSD
Λ-CCSD(T) xx x
CCSD + TQ(CCSD) x
CCSD + TQ∗(CCSD) x
CCSDT + Q(CCSDT) x
CCSDT(Q) xx
CCSDT(Q)/A x Differs from CCSDT(Q) for closed-shell non-HF reference
CCSDT(Q)/B x Differs from CCSDT(Q) for closed-shell non-HF reference
Λ-CCSDT(Q) x
CCSD(T- n),n= 2, 3, 4, 5bx
CCSD(TQ- n),n= 2, 3, 4cx
CCSDT(Q- n),n= 2, 3, 4, 5, 6cx
LCCDdx x
LCCSDex x
CISD x x x
QCISD xxx xxx
QCISD(T) xxx xxx
aAdditional methods, in particular, open-shell variants of higher-order coupled cluster methods, including in many cases gradients and analytic second derivatives, are available
through the interface to the MRCC program [see the MRCC manual (www.mrcc.hu) for a complete list].
bSee Ref. 107.
cSee Ref. 135.
dLCCD stands for linearized CCD.
eLCCSD stands for linearized CCSD.
character of standard CC theory, a Lagrangian Lis introduced,
which consists of the CC energy augmented by the CC equations (as
the so-called constraints) premultiplied with Lagrange multipliers
L=⟨0∣(1 +Λ)exp(−T)Hexp(T)∣0⟩. (6)
In this equation, a compact notation is used in which the Lagrange
multipliers are subsumed into the Λoperator, a de-excitation oper-
ator that gathers all of them. At this point, it should be mentioned
that this CC energy functional was actually first suggested by Arpo-
nen151in order to cast CC theory in a variational framework. The
Lagrangian is then made stationary. Stationarity with respect tothe amplitudes in the Λoperator recovers the CC amplitude equa-
tions, while stationarity with respect to the amplitudes in the cluster
operator leads to the linear equations for the amplitudes of the Λ
operator
⟨0∣(1 +Λ)(exp(−T)Hexp(T)−E)∣ΦP⟩=0. (7)
Due to the stationarity of L, differentiation with respect to a pertur-
bation xyields, for the derivative,
dE
dx=∂L
∂x=⟨0∣(1 +Λ)exp(−T)dH
dxexp(T)∣0⟩, (8)
which forms the basis of CC gradient theory.
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The discussion so far has ignored orbital relaxation. The con-
sideration of this effect requires coupled-perturbed HF theory152,153
but is, in CC gradient theory, treated using the Z-vector approach
by Handy and Schaefer.154CFOUR is able to handle orbital relaxation
for RHF and UHF reference functions5and also in the case of ROHF
and some classes of QRHF reference determinants.138,139
All analytic gradient implementations in CFOUR (see Table I for
methods marked “xx” or “xxx”) make use of a density-based for-
mulation of the first derivatives155,156such that, in the final step, the
perturbation-independent quantities, i.e., the one- and two-particle
density matrices as well as some intermediates, are contracted with
the derivatives of the one- and two-electron AO integrals without
any need to store the latter.
Analytic second derivatives have been formulated and imple-
mented within CC theory.23,30–32,46,157,158CFOUR offers here a range of
options with all implementations based on the so-called asymmetric
formulation33,159that results from a straightforward differentiation
of the gradient expression given in Eq. (8) with respect to a second
perturbation y. This means that the first derivatives of TandΛneed
to be computed but, at no point, are these quantities required for two
different perturbations at the same time.
Geometrical analytic second derivatives allow the computa-
tion of quadratic force constants (and thus harmonic vibrational
frequencies) and, via numerical differentiation,34,160of cubic and
semidiagonal quartic force constants (and thus in the framework of
second order vibrational perturbation theory (VPT2) anharmonic
corrections to vibrational frequencies, i.e., the computation of fun-
damental frequencies as well as the frequencies of overtone and
combination bands).67CFOUR offers the corresponding capabilities
and renders such computations doable on a routine basis. The cor-
responding computations can furthermore be easily performed in a
parallel manner. We also note that CFOUR offers capabilities to per-
form such calculations on the basis of numerical differentiation of
analytically evaluated forces as well.
Table I also summarizes the CC and MBPT/MP methods for
which analytic second derivatives are available in CFOUR (methods
marked with “xxx”). Note that so far no analytic second derivatives
are available for schemes based on a ROHF reference function.
Analytic differentiation schemes are particularly useful for the
computation of the corresponding geometrical derivatives. How-
ever, analytic derivatives also provide access to a range of other
properties. To be mentioned here in the context of first deriva-
tives are first-order properties such as dipole moments, quadrupole
moments, and nuclear electric-field gradients.
There is an additional point to be discussed here, namely,
whether these first-order properties are computed with or without
orbital relaxation effects included. CFOUR offers both options, and it
has been argued161that CC theory takes (via single excitations) care
of orbital relaxation effects162in an adequate manner.
The issue of orbital relaxation is also of relevance when
dealing with frequency-dependent properties in the framework
of CC response theory.163The consideration of orbital relaxation
can lead here to artificial poles and is therefore avoided. CFOUR
offers, based on the existing analytic second derivative technol-
ogy, access to frequency-dependent polarizabilities at the CCSD,164
CC3,163and CCSDT level.165In addition, using analytic third deriva-
tives, frequency-dependent hyperpolarizabilities can be evaluated at
the same levels of theory.166–168Further analytic third derivativesinclude Raman intensities computed as gradients of the frequency-
dependent polarizability at the CCSD level169and Verdet constants
computed as quadratic response functions at the CCSD and CCSDT
levels of theory.170
Concerning the computation of magnetic properties, i.e.,
nuclear magnetic shielding tensors and magnetizabilities, care has to
be taken with respect to the gauge-origin problem. As amply demon-
strated in the literature, the use of gauge-including atomic orbitals
(GIAOs,171–174also known as London orbitals175) is here an ade-
quate choice, and they are hence used by default in CFOUR .CFOUR
offers unique capabilities to compute magnetic properties at various
CC levels with high accuracy for both nuclear magnetic shielding
constants20–23,46as well as magnetizabilities.176The implementation
of shielding constants at the MP2 level17,18in CFOUR was the first
presented in the literature, but by now this option is also offered
by other quantum chemical program packages177–180together with
advancements that facilitate large-scale calculations. The capabili-
ties of CFOUR concerning magnetic properties also allow the com-
putation of closely related properties such as nuclear spin-rotation
and rotational gtensors181via the use of so-called rotational Lon-
don orbitals.38In the context of NMR properties, we also note that
the second derivative capabilities of CFOUR allow the computation
of indirect spin–spin coupling constants at CCSD,182CC3,183and
CCSDT and higher CC levels (both via the MRCC program). To be
noted here is that (a) these calculations must be performed in an
orbital-unrelaxed manner182and (b) CFOUR allows the computation
of all four contributions to the indirect spin–spin coupling constants
[i.e., Fermi-contact, spin–dipole, paramagnetic spin–orbit (SO), and
diamagnetic spin–orbit terms].184,185
To conclude this section, we mention that CFOUR also offers the
capability to compute vibrational corrections to a range of properties
via VPT2.186These corrections turn out to be essential in the case
of high-accuracy computations that are compared to experimental
values from precise gas-phase measurements.
C. Excited state treatments via
equation-of-motion/linear response methods
Single-reference methods based on MBPT and CC theory are
excellent approaches to study the potential energy surfaces asso-
ciated with ground electronic states near their equilibrium struc-
ture but generally cannot be straightforwardly applied to study
excited states. In particular, all such methods are subject to varia-
tional collapse (through the reference function |0 ⟩) or convergence
to the lower-lying states with the same (spatial and spin) symme-
try. For closed-shell systems, the lowest singlet excited states often
have a symmetry different than the ground state (for example,
the lowest excited state of formaldehyde has1A2symmetry, while
the ground state has1A1symmetry), but such states are described
(in zeroth order) by a linear combination of two Slater determi-
nants and therefore not amenable to standard MBPT or CC cal-
culations. For many radicals, however, excited states are properly
described by a single determinant (for example, the excited2Σ
state of OH), and the usual toolkit of “ground state” MBPT/CC
methods can indeed be employed. The same holds for excited
triplet states where a single determinant is often a valid descrip-
tion for the high-spin components. However, when one speaks
generally of excited states in the context of quantum chemistry, it
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can be assumed that standard single-determinant methods are not
suitable.
The major advance in extending CC theory to excited states was
identified in an insightful paper by Monkhorst187and has ultimately
come to be known as both “equation-of-motion CC” (EOM-CC)
theory24,75,188,189and “linear response CC” (LR-CC)190–194theory.
Both of these approaches give the same excitation and final state
energies (see below) but differ in the way that certain properties are
defined (see Subsection II D). It should be noted that the symmetry-
adapted-cluster configuration-interaction (SAC-CI) method,195–198
which is similar in spirit to the EOM-CC approach, was developed
for excited, ionized, and electron-attached states by Nakatsuji and
Hirao in the late 1970s.
In EOM-CC methods, the final state energies are obtained by
diagonalization of the similarity-transformed Hamiltonian ¯H,
¯H≡exp(−T)Hexp(T), (9)
a non-Hermitian operator that is obtained from the usual electronic
Hamiltonian using the CC amplitudes in the transformation step.
The excited states are described by the wavefunctions
∣ΨEOM-CC⟩=Rexp(T)∣0⟩, (10)
⟨˜ΨEOM-CC∣=⟨0∣Lexp(−T), (11)
whereRandLare the right and left eigenvectors of ¯H.
The characterization of EOM-CC above applies strictly only to
“complete” CC methods such as CCSD, CCSDT, etc., but must be
modified somewhat for methods in which certain classes of exci-
tation are not treated completely (CC2,102CCSDT-1,92,98and so
on). In such a case, the excitation energies are obtained again by
diagonalization of a non-symmetric matrix, but one that cannot be
written as ¯His designated above. Rather, one differentiates the CC
amplitude equations [Eq. (4) of Sec. II A], which leads to the linear
equation
dT
dx=A−1bx, (12)
where Ais the “CC Jacobian” that is diagonalized to obtain the exci-
tation energies. This perspective on EOM-CC applies equally well to
the normal (CCSD, CCSDT, etc.) case, in which A=¯H, and is illu-
minating in that one can easily see the correspondence between the
eigenvalues of Aand the excitation energies from the point of view
of first-order perturbation theory.
The first EOM-CC calculations were based on the CCSD
approximation and appeared more than 30 years ago,191but the
method began to gain momentum with a flurry of activity that
took place both in Gainesville and in Aarhus after 1990.24,189,193For
excited states that can be characterized as “single excitations”, EOM-
CCSD theory gives excitation energies that are usually no more
than 0.25 eV in error and tends toward overestimation.199–201Later
developments led to EOM-CCSDT202–204and EOM-CCSDTQ,205,206
as well as general arbitrary-order EOM-CC47via the MRCC pack-
age.42,43With these methods, excitation energies become systemat-
ically more accurate as the cost of calculation grows significantly.
As for ground-state methods, the high cost of EOM-CCSDT calcu-
lations has driven efforts to find suitable approximations, and this
remains an area of important research. Such approximations includegeneralizations of the CCSDT- nmethods mentioned earlier, CC3,
which is probably the most popular and perhaps successful such
approach,207and a great variety of non-iterative methods. While
many such methods have been identified and tested,28,202,208–218a
recent non-iterative technique [EOM-CCSD(T)(a)∗]29shows con-
siderable promise200,219–221and might be the method of choice for
future applications.
While sometimes thought of as strictly a means to compute
excitation energies, EOM-CC methods can also be used to com-
pute states that differ from the ground state in terms of the number
of electrons. That is, their domain of application includes “excited
states” in which electrons are “excited” to the continuum (ioniza-
tion) or electrons are excited from the continuum (electron attach-
ment). EOM-CC methods belonging to the former class are called
EOMIP-CC27(removal of one electron), EOMDIP-CC222(two elec-
trons), etc., while those in the latter class are EOMEA-CC223(attach-
ment of one electron), EOMDEA-CC, and so on. EOM-CC meth-
ods, in which the number of electrons in the initial and final state
are identical, are then called EOMEE-CC (EE standing for excitation
energy). CFOUR has extensive capabilities for all the variants men-
tioned above [EOMEE-CC, EOM(D)IP-CC, and EOMEA-CC], the
state of which is summarized in Table II.
It should be noted that the capabilities indicated in Table II are
only for efficient implementations of the methods. This is impor-
tant because it has been shown224that an EOMEE-CC code can be
used to do EOM(D)IP-CC or EOMEA-CC calculations by making
use of continuum orbitals; excitation of one electron to this contin-
uum orbital is equivalent to EOMIP-CC, excitation from an occu-
pied continuum orbital is equivalent to EOMEA-CC, etc. That is,
while Table II indicates that, for example, EOMEA-CCSDT is not
“available” in CFOUR , such calculations can indeed be done by this
means, although the resulting implementation has the same cost
as the corresponding EOMEE-CCSDT calculation. CFOUR allows the
straightforward use of these continuum orbital techniques, and the
capabilities extend to both energy and gradient calculations.
In addition to EOMEE-CC methods, CFOUR is also able to per-
form calculations using configuration interaction singles225(CIS,
also known as the Tamm–Damcoff approximation226,227), the
perturbatively corrected CIS(D) method,228and an approximate
method known as EOM-CCSD(2).229All of these methods work at
the excitation energy level, and both EOMEE-CCSD(2) and EOMIP-
CCSD(2) are implemented.
Several functionalities are available to direct the program into
the desired excited state. The character of the excitation can be spec-
ified in terms of dominant orbitals as further explained in Sec. III.
Alternatively, one can simply request the lowest excited state(s) of a
particular spin and spatial symmetry. It is also possible with CFOUR to
compute excited states near a particular target energy.
D. Analytic derivatives and molecular properties
for excited states
While the pioneering work with EOM-CC theory dealt strictly
with energy differences (vertical excitation energies, ionization
potentials, and electron attachment energies), the central impor-
tance of excited states in chemical physics has demanded that the
associated potential energy surfaces be characterized computation-
ally. Such studies are relevant not only for analysis and predictions
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TABLE II . EOM-CC methods available in the CFOUR program package for closed-shell reference functions. A single x desig-
nates that only energy evaluations are possible, while xx indicates that both energies and gradients can be calculated. The
interface to the MRCC program also does allow general CC(n) (n >1) computations of energies and gradients for open- and
closed-shell references.
Method EOMEE EOMIP EOMEA Remarks
CCSD xx xx xx Also open-shell |0 ⟩and EOMDIP
CCSDT xx x Also EOMDIP
CCSDTQ x x
CCSDT- n,n= 1a, 1b, 2, 3 x
CC2 xx x Inefficient code, M6scaling
CC3 x
CCSD∗ax x
CCSD(T)bx
CCSD(T)(a)cx x
CCSD(T)(a)∗cx
CCSDR( n),n= T, 1a, 1b, 3dx
CIS xx
CIS(D) xx
CCSD(2) xx xx
aSee Ref. 28.
bSee Ref. 214.
cSee Ref. 29.
dSee Ref. 210.
of electronic spectroscopy but also to study photochemical behav-
ior and interactions between excited states. Accordingly, analytic
derivative techniques similar in the spirit of application to those
mentioned in Sec. II B were developed for EOM-CC methods in the
early 1990s25–27and were present in the first version of CFOUR . The
EOM-CC energy gradient is given by
dE
dx=⟨0∣L∂¯H
∂xR∣0⟩+⟨0∣Z∂¯H
∂x∣0⟩, (13)
and, apart from contractions between the differentiated electronic
Hamiltonian and the right- and left-eigenvectors of ¯H(note that a
calculation of the excitation energies requires only that one of these
eigenvectors be evaluated), involves an additional de-excitation
operator Z, which is analogous to the Λoperator in ground-state
CC gradient theory. The amplitudes that make up this operator are
obtained from solving the linear system
⟨0∣Z∣ΦP⟩=−⟨0∣Ξ∣ΦP⟩[⟨ΦP∣¯H−ECC∣ΦP⟩]−1, (14)
where matrix elements of the auxiliary operator Ξare defined by
⟨0∣Ξ∣ΦP⟩≡∑
Q⟨0∣L¯H∣ΦQ⟩⟨ΦQ∣R∣ΦP⟩ (15)
withΦQrepresenting a determinant in the space of excitations
beyond that defined by the particular truncated CC approach (for
example, triply excited determinants in CCSD).
As for ground state CC methods, the general gradient for-
mula [Eq. (13)] is recast in terms of one- and two-electron density
matrices. Contraction of these with the geometric derivatives of the
Hamiltonian gives the gradient, while contraction of the densities
with other operators again provides other properties. EOM-CCSD
and EOM-CC2 gradients are available in CFOUR for all methods(EOMEE, EOMIP, and EOMEA), for both closed-shell and open-
shell reference functions, and offer a very efficient means to study
potential energy surfaces of the final states. EOMEE-CCSDT gradi-
ents for closed-shell references are a very recent addition, and gen-
eral EOMEE-CC( n) gradients are available with the MRCC interface. It
is a straightforward matter here to calculate properties such as dipole
moments, higher multipole moments, Mulliken populations, and so
on, using the one-electron density; these properties are all equivalent
to those calculated as energy derivatives.
In addition to gradients, one-electron transition densities
involving only the ground-state Tamplitudes and the LandR
vectors25are available. These yield, among other things, transition
moments. It is here (and only here) that EOM-CC and CCLR meth-
ods provide different results.230–232The transition moments eval-
uated in CFOUR calculations—those mentioned here—are not size-
intensive, becoming so only in the limit of a full CC (i.e., CCSDTQ
for a four-electron system) calculation. In CCLR theory, the transi-
tion moments satisfy size-intensivity but involve the cost associated
with solving an additional set of linear equations for each excited
state considered.
III. INPUT AND USE OF CFOUR
CFOUR calculations are rather straightforward to perform. After
having installed CFOUR (for information concerning the installation
ofCFOUR , see the CFOUR website www.cfour.de and Appendix A) and
with all executables placed either in the working directory of the cal-
culation or in a directory (e.g., ../cfour/bin/ ) that is part of the
path, all calculations (unless otherwise advised) are invoked by the
command xcfour . This command calls a driver program that, after
having analyzed the input file ZMAT (see below), determines the var-
ious modules that need to be run and in what order to call them.
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The input for a CFOUR calculation consists of a single file. This
file, called ZMAT , consists of several sections as shown in the fol-
lowing example. The first three sections are always necessary, while
the fourth is optional (dependent on the chosen computational
approach).
EOMEE-CCSD/cc-pVDZ calculation for water
H
O 1 R
H 1 R 2 A
R=0.958
A=104.5
∗CFOUR(CALC=CCSD,BASIS=PVDZ,EXCITE=EOMEE)
%excite∗
1
1
1 5 0 6 0 1.0
The ZMAT file starts with a mandatory one-line title, which is
followed by the geometry information, either in the Z-matrix for-
mat (shown here and which is currently mandatory for geometry
optimizations) or in Cartesian coordinates. The geometry is fol-
lowed by a list of keywords in a sequence of lines that starts with
∗CFOUR . There are roughly 250 active keywords, but virtually all of
them take on default values (or are modified by default according
to other keywords in the input file). Common keywords to supply,
as shown in the example file above, include information about the
chosen quantum chemical method ( CALC=CCSD obviously invokes
a CCSD calculation), basis set ( BASIS=PVDZ requests the use of the
cc-pVDZ basis), and calculation type ( EXCITE =EOMEE requests an
EOMEE-CCSD treatment). Additional parameters such as conver-
gence thresholds, maximum number of iterations, etc., can also be
modified, but they have appropriate default values and do not need
to be supplied. The final section (initiated by a % sign) provides addi-
tional information. In the example chosen here, this information
guides the choice of guess vectors for the EOMEE-CCSD compu-
tation with this particular example instructing the EOM-CC pro-
gram to start with the HOMO →LUMO guess in the Davidson
diagonalization procedure.
Basis set information is provided via the file GENBAS , which
can be either customized and externally supplied or used from the
default location ( ../cfour/basis/ ). The same holds also for infor-
mation about effective core potentials (ECPs), which is supplied via
the related file ECPDATA .
Of course, more elaborate input files can be created, and it
is sometimes advantageous or necessary to include additional files
(beyond ZMAT ) in the running directory. Examples include here the
fileFCMINT (which contains the force constants in Z-matrix internal
coordinates), which can be supplied to facilitate geometry optimiza-
tion (this permits the force constants in FCMINT to be used as a
starting guess for the Hessian as opposed to a naive set of initial
parameters). The ZMAT file below,Calculation of LVC parameters for nitrogendioxide
O
N 1 R
O 2 R 1 A
R = 1.26 239
A = 116.4431
∗CFOUR(CALC=CCSD,BASIS=AUG-PVDZ,FROZEN_CORE=ON
EXCITE=EOMIP,SCF_EXPSTART=10
CC_MAXCYC=200,LINEQ_MAXCYC=200
FCGRADNEW=0
CHARGE=−1
TRANGRAD=ON,DERIV_LEV=1)
%excite∗
1
1
1 0 10 0 1.0
together with the file FCMFINAL , which, in this example, contains the
force constants for the NO 2anion, calculated separately, provides
the input to calculate the linear vibronic coupling (LVC) parame-
ters in Table IX ( vide infra ) for the Ã2B2state (theκA
s,vide infra ).
In addition to directing CFOUR to do an EOMIP calculation with
the NO 2anion as reference, it specifies the calculation of a gra-
dient ( DERIV_LEV =1), that this gradient should be transformed to
the normal coordinate representation associated with the force con-
stants in FCMFINAL , that the frozen core approximation is to be
used, and also some other parameters about the algorithm used
for the frozen-core gradient calculation, and specifications for the
maximum number of cycles for various equations that are solved.
Clearly, it is not possible or appropriate here to give an exhaus-
tive list of examples. The point is simply to show a few representative
cases and to state that the input is generally quite simple: the ZMAT
file and perhaps another file or two, depending on the type of cal-
culation. More examples can be found on the CFOUR website (see
Appendix A).
IV. NEW FEATURES
A. Higher-order coupled cluster methods: xncc
Highly accurate calculations often require treatment of the cor-
relation energy beyond CCSD(T). For example, many common ther-
mochemical protocols such as HEAT,233–235Wn,236–238and ANL n239
include not only CCSDT contributions but additional contributions
from quadruple excitations [CCSDT(Q) or CCSDTQ] and in some
cases even quintuple excitations [CCSDTQ(P) or CCSDTQP]. Such
corrections are critical (in combination with corrections for rela-
tivistic effects, basis set convergence, etc., described in Secs. IV C,
IV F, and IV G) to reaching sub-kJ/mol accuracy, and enabling real-
world applications using these methods has long been a design goal
ofCFOUR .
For many years, CFOUR has supported CCSDT energy calcula-
tions for both closed and open-shell references, as well as prop-
erties, gradients, and even second derivatives at the closed-shell
CCSDT level. Additionally, the CCSDT(Q) method,108which pro-
vides a cost-effective and often highly accurate approximation to full
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CCSDTQ, was originally implemented in a development version of
CFOUR . Recently, the full hierarchy of coupled cluster methods has
been made accessible via the interface between CFOUR and the MRCC
program of Kállay.44
However, in the last several years, we have become interested
in writing a new implementation of CCSDT(Q), CCSDTQ, and
other higher-order coupled cluster methods, which maximizes effi-
ciency and scalability on modern computers, as well as develop-
ing new theoretical techniques to facilitate such an implementa-
tion. For closed-shell references, we developed a general algebraic
and graphical interpretation of the non-orthogonal spin-adaptation
approach240,241first pioneered by Kucharski and Bartlett242and later
used by one of us (JG) to develop an efficient closed-shell CCSDT
code in CFOUR . In order to maximize efficiency, we coupled this math-
ematical technique with a storage format and set of implementa-
tion techniques designed to minimize data movement (from disk
as well as from main memory) and to avoid costly tensor trans-
poses.62We also made code quality a major design goal, and we put a
large focus on modularity and code reusability, maintainability, and
extensibility. Finally, we included explicit OpenMP parallelization to
effectively make use of modern multi-core processors.
The end product of this work is a new CFOUR module, xncc ,62,240
which implements a full suite of coupled cluster methods for closed-
shell molecules through CCSDTQ, including, in most cases, gradi-
ents (see Table I for the full list of supported methods). Calcula-
tions with xncc can be requested with CC_PROGRAM=NCC , but, in
most cases, this is not necessary as xncc is the default program for
CCSDT(Q) and CCSDTQ. Sample timings from Ref. 62 are listed in
Table III as the number of minutes per iteration (for CCSDT and
CCSDTQ) or the time in minutes required for the (Q) correction.
The hardware used here was one core of an Intel Xeon E5620 proces-
sor with 22 GB of memory allocated to CFOUR . From these results, it
is immediately clear that significant speed-ups can be achieved with
xncc compared to other programs—while these results use only one
core, the multi-core scalability of xncc is also very good with paral-
lel efficiencies (achieved parallel speed-up divided by the number of
cores used) of ∼50% for eight or more cores.
xncc also includes implementations of EOMEE-CC and
EOMIP-CC methods through CCSDTQ, with gradients avail-
able for EOMEE-CCSD and EOMEE-CCSDT. In addition to full
EOMEE-CCSDT, a number of approximate methods are also
included: EOMEE-CCSD∗,28,243EOMEE-CCSD(T)(a) and EOMEE-
CCSD(T)(a)∗,29EOMEE-CC3,207EOMEE-CCSDT- nand EOMEE-
CCSD(T),209,211and EOMEE-CCSDR(T), EOMEE-CCSDR(1a), and
TABLE III . Timing of CCSDT(Q) and CCSDTQ calculations in minutes (from Ref. 62)
for a representative set of small molecules. Two basis sets are listed for some
molecules: in this case, the first basis set refers to the CCSDT(Q) calculation, while
the second refers to the CCSDTQ calculation. The time for the CCSDT part (per
iteration) and the (Q) correction in CCSDT(Q) are listed separately.
CCSDT (Q) CCSDTQ
HSOH cc-pVTZ/cc-pVDZ 3.7 85.5 9.3
H2O cc-pVQZ/aug-cc-pVTZ 0.3 5.9 19.7
H2CCCCH 2 cc-pVDZ/DZ 1.2 43.9 35.1
O3 aug-cc-pVDZ 0.2 7.5 99.6
FO 3–cc-pVDZ 0.5 12.3 241.3EOMEE-CCSDR(3).210Corrections to excited state energies, geome-
tries, and vibrational frequencies can be rather large; for exam-
ple, in a calculation of the geometries and harmonic frequencies
of the S1excited state potential energy surface of C 2H2, we found
that triples contributions to the harmonic frequencies can be in
excess of 100 cm−1, while quadruples corrections can be as large as
35 cm−1.206While the current release includes analytic gradients for
EOMEE-CCSDT, transition properties at this level have not yet been
implemented but will be included in the next version along with
EOMEE-CCSDT natural transition orbitals.
Another unique feature of xncc is the use of sub-iteration con-
vergence acceleration for the CCSDT, CCSDTQ, and approximate
CCSDT (CC3 and CCSDT- n) methods.244For CCSDT and other
iterative triples methods, this technique essentially “freezes” the
higher-order cluster amplitudes and their contributions to the sin-
gles and doubles, while a number of (modified) CCSD iterations are
performed. The triples amplitudes are then updated and the cycle
repeats. For CCSDTQ, two levels of sub-iteration are possible, and
xncc utilizes both of them simultaneously by default. For all meth-
ods, but especially for approximate methods such as CC n, CCSDT- n,
and CCSDTQ- n, this technique can drastically reduce the number
of iterations required for convergence. The current version includes
sub-iteration for the amplitude equations, optional direct inversion
in the iterative subspace (DIIS) for the triples and/or quadruples
amplitudes, and optional amplitude damping that can help in cases
where oscillatory behavior is encountered. The next version will
extend the sub-iteration technique to linear equations (e.g., the Λ
equations) and potentially to EOM-CC as well.
The availability of a high-performance yet easily extensible plat-
form for higher-order coupled cluster has also allowed us to rapidly
implement new coupled cluster-based methods. Perhaps the best
example of this is the recent development of bivariational coupled
cluster perturbation theory methods CCSD(T- n), CCSD(TQ- n),
and CCSDT(Q- n)107,135for which we have implemented up to
n= 5, 4, and 6, respectively. These methods, with the exception
of the lowest-order correction, scale formally the same as the full
method (CCSDT or CCSDTQ), but, by recovering essentially all
of the higher-order correlation energy in only a small number of
high-scaling steps, a steep reduction in computational cost can be
achieved. As an example, errors in total atomization energies for
a test set of small molecules are summarized in Table IV with
respect to full CCSDTQ.135From these results, we can see that
TABLE IV . Total atomization energy errors with respect to CCSDTQ in kJ/mol for
various approximate quadruples methods (from Ref. 135). Errors are summarized by
MeanSigned Error,MeanAbsolute Error, and MAX imum-amplitude signed error.
CCSDT CCSDT(Q) Λ-CCSDT(Q)
MSE −3.06 0.55 0.35
MAE 3.06 0.56 0.36
MAX −14.06 4.01 1.92
CCSDT(Q–2) CCSDT(Q–3) CCSDT(Q–4)
MSE −0.70 −0.01 −0.15
MAE 0.70 0.08 0.15
MAX −2.58 −0.29 −0.97
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CCSDT(Q-3) can reduce errors by approximately one order of
magnitude compared to CCSDT(Q) at the expense of one M10step.
All the capabilities described here (except where noted) are
available in the current version. The next release of xncc will
focus on implementing open-shell alternatives for all supported
methods, in particular, CCSDT(Q) and CCSDTQ. Additionally, the
version of xncc under development has included further perfor-
mance improvements due to transpose-free tensor contraction oper-
ations from the TBLIS library,245including extension to tensors with
explicit point-group symmetry.246We also hope to include scalable
distributed-parallel implementations in the next release.
B. Quadratically convergent SCF and complete active
space SCF methods
A rigorous treatment of multireference systems can usually
not be achieved by using a single-reference method (see Sec. II C).
In order to have not only a method to describe such systems
in an unbiased and qualitatively correct way but also a starting
point for internally contracted multireference correlated treatments,
an implementation of the Complete Active Space–Self-Consistent
Field (CASSCF) method247,248has been recently added to CFOUR . In
CASSCF, the orbital space is partitioned into the following three
groups: (i) internal orbitals that are always doubly occupied, (ii)
active orbitals with floating occupation, and (iii) external orbitals
that are always empty. The molecular wavefunction is written as the
linear combination of all the symmetry allowed Slater determinants
that can be formed by varying the occupation of the active orbitals
for a given number of active electrons. Both the orbitals and the CI
coefficients are then fully optimized. Such a non-linear optimiza-
tion problem is typically difficult to converge and ill-conditioned,
making the use of advanced numerical strategies mandatory. Many
CASSCF algorithms have been developed in the past. The numerical
strategies proposed can be grouped into two main classes depending
on their convergence properties, namely, first-order methods249–254
and second-order methods.255–261The latter strategy is particularly
attractive, because the second-order methods offer rigorous con-
vergence and are particularly robust, so that achieving convergence
requires little to no case-by-case calibration by the user.
The implementation strategy pursued for the CASSCF module
ofCFOUR is based on the Norm Extended Optimization (NEO) algo-
rithm of Jensen and co-workers.77,258–260The CI operations are han-
dled in a direct fashion using a string-based determinant CI formal-
ism,262–264and the CI implementation follows the integral-driven,
vector implementation by Bendazzoli and Evangelisti.265
A second-order optimization strategy is based on the definition
of a quadratic model Qof the energy, obtained by expanding it in
Taylor series with respect to the variational parameters xup to the
second order around a starting point x0,
Q(x)=E(x0)+g†x+1
2x†Gx, (16)
where gandGare the energy gradient and Hessian evaluated at the
expansion point. The straightforward minimization of the quadratic
model corresponds to the Newton–Raphson (NR) method142and
prescribes to take a step
δNR=−G−1g. (17)The NR method enjoys quadratic convergence if the starting point
is close to a local minimum but is known to exhibit erratic behav-
ior or even to diverge if, at the starting point, the Hessian is not
positive definite. This issue can be solved by defining a trust region,
i.e., a maximum stepsize Rtwithin which the quadratic model of the
energy is deemed to provide an accurate representation. This con-
straint can be imposed by means of a Lagrange multiplier ν. By doing
so, one gets, for the step, the following coupled equations:
{(G+νI)δ=−g,
∥δ(ν)∥=Rt.(18)
The trust-radius Newton method is also known as Levenberg–
Marquardt (LM) method.142If the LM method is coupled with an
adaptive choice of the trust radius Rt, as proposed by Fletcher,142
depending on the agreement of the quadratic model with the energy,
it is possible to prove that, under certain regularity hypotheses
of the energy that can be assumed to be satisfied, the procedure
always converges to the closest local minimum. The NEO algorithm
is an elegant practical implementation of the Fletcher–Levenberg–
Marquardt (FLM) strategy, thus enjoying its convergence proper-
ties.259The NEO scheme is the default for state-specific CASSCF
calculations. The implementation in CFOUR also includes another
second-order algorithm, in particular, a simplified version of the
one proposed by Meyer, Werner, and Knowles,74,256,261which can be
used for state-averaged CASSCF. CASSCF calculations are requested
via the CALC=CASSCF keyword and require one to provide, as an
additional input, the definition of the orbital spaces. This is done
by adding a section to the ZMAT input file that specifies the number
of active alpha and beta electrons and the number of active orbitals
and then the actual definition of the active space. The latter can be
provided in two different ways. The first possibility, invoked with
the keyword CAS_INPUT=ORBITALS , is to specify a list of active
orbitals (in HF energy order), and the second possibility, invoked
with the keyword CAS_INPUT=OCCUPATION , is to specify, for each
irreducible representation, the number of internal orbitals and then
the number of active orbitals. The following example provides the
input for a CASSCF calculation on benzene, in D2hsymmetry, corre-
lating the six πelectrons in the six πorbitals, using the first strategy,
where the order of the orbitals is obtained from a HF calculation
using the cc-pVDZ266basis set:
%casscf
3 3 6
17 20 21 22 23 30
The same calculation, using the second input method, is
obtained with the following route:
%casscf
3 3 6
6 4 5 3 0 0 0 0
0 0 0 0 2 1 2 1
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Other options that control the CASSCF calculations can be
found in the CFOUR online manual (see Appendix A). CASSCF can
be used with either non-relativistic or spin-free relativistic Hamilto-
nians, which are detailed in Sec. IV C. At the moment, the CASSCF
code is still experimental, and it is thus not included in the current
public release of CFOUR . The code will be made available with the next
release.
The quadratically convergent machinery developed for CASSCF
can also be employed to deal with a particularly important sub-
case, i.e., regular SCF. These equations can be notoriously dif-
ficult to converge using a standard SCF algorithm even when
Pulay’s DIIS267is used to accelerate convergence, especially for
open-shell systems. Furthermore, even for well-behaved systems,
it can be difficult to achieve very tight convergence, which is
required, for instance, when computing numerical derivatives of
post-HF Hessians in anharmonic force field calculations. In all
these cases, the user must try and adjust a combination of SCF
convergence parameters, such as whether to damp the first iter-
ations and what damping parameters to use, how many points
to use for the DIIS extrapolation, and when to start it. Tun-
ing all these parameters on a system-dependent basis can be very
time consuming, especially if one has to perform a large num-
ber of calculations for which different parameters need to be
used.
In such a situation, the robust convergence properties of a
second-order scheme are particularly useful. A quadratically con-
vergent implementation of restricted and unrestricted HF based on
the solution of Eq. (18) is available in the last public release of CFOUR
and can be used by adding the SCF_PROG=QCSCF keyword. The cur-
rent implementation works in the MO basis and requires to fully
assemble and diagonalize the MO rotation Hessian and is, therefore,
much more computationally demanding than regular SCF. How-
ever, as HF is typically an intermediate step in a correlated calcu-
lation, this is, in practice, not an issue for the standard CFOUR user.
A new, direct, AO-based implementation that uses the NEO algo-
rithm exists and can be accessed by specifying SCF_PROG=DQCSCF .
However, this implementation is not mature enough to be released
at the moment and will be made available with the next release of the
code.
The QCSCF program can be considered as an almost black-
box SCF code. However, there are a few precautions that the user
needs to take. The code performs, at the beginning of the calcula-
tion, a few regular SCF iterations that are used in order to get a
better starting point for the QC solver and, if a calculation is run
with symmetry, to try to guess the correct occupation numbers for
each irreducible representation. These are fixed during the QC opti-
mization so that QCSCF will converge to a minimum for that given
occupation. The user should therefore make sure that the occupation
numbers guessed are correct or provide the correct ones in input. A
second aspect that should be considered is the general condition-
ing of the problem. If a very large basis set is used, linear depen-
dence problems can be encountered, as it can be seen by looking
at the eigenvalues of the overlap matrix. In such cases, it will not
be possible to converge the SCF equations beyond a certain thresh-
old due to numerical precision limitations. This issue can be easily
detected by looking at the QCSCF iterations. If the residual norm
starts oscillating or iterations are stagnating, it means that the best
numerical solution that can be achieved for the chosen basis sethas been reached, and the user should either consider the calcula-
tion converged or, if not satisfied with the result, remove redundant
basis functions. A third aspect concerns UHF cases for which multi-
ple SCF solutions with different spin contamination exist. QCSCF is
guaranteed to converge to the closest local minimum, which might
be different from the one found with regular SCF. In the experience
of the authors, QCSCF tends to converge to the solution that is low-
est in energy and more spin-contaminated. Whether this solution
is acceptable is something that the user needs to check. Neverthe-
less, a subsequent post-HF treatment is usually able to remove most
of the spin contamination. An interesting aspect of QCSCF is that,
when regular SCF converges to an unstable solution, QCSCF usually
manages to converge to a stable one, at least within the symmetry
of the electronic wavefunction. However, convergence can be diffi-
cult, especially if the MO rotation Hessian has several small and close
eigenvalues.
In order to illustrate the robustness of QCSCF, we propose two
examples. As an example of a routine application where very tight
convergence is required, we compute the SCF solution for benzene
(C–C distance 1.3989 Å and C–H distance 1.0808 Å) with the aug-
cc-pVTZ266basis set. This is a standard calculation; however, we
require the wavefunction to be converged to 10−11in the root mean
square (rms) norm of the MO rotation gradient. Using the default
parameters for the calculation and starting from a guess obtained
by diagonalizing the core Hamiltonian, QCSCF performs six regu-
lar SCF iterations, until the rms variation of the density matrix is
smaller than 0.1, and then manages to converge in only four FLM
iterations. On the other hand, the regular SCF code easily achieves an
intermediate convergence (maximum change of the density matrix
smaller than 10−7) but then struggles to further refine the solu-
tion, exhibiting an oscillating behavior. The convergence profiles
of the two algorithms are reported in Fig. 1. The superlinear con-
vergence of QCSCF is particularly apparent, as two convergence
profiles can be seen focusing on the green line. The regular SCF iter-
ations exhibit a linear convergence profile. As soon as the FLM iter-
ations start, the energy error drops very rapidly until convergence
is achieved.
FIG. 1 . Convergence profile for the regular SCF code and QCSCF for benzene.
The converged energy is −230.780 571 677 Eh.
J. Chem. Phys. 152, 214108 (2020); doi: 10.1063/5.0004837 152, 214108-12
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A second, more challenging example concerns a weakly bonded
complex of molecular oxygen and argon (O–O distance 1.25 Å,
O–Ar distance 2.1748 Å, O–O–Ar angle 174.21○), the ground state
of which is a triplet. For this molecule, described using a UHF ref-
erence, the regular SCF code converges with some difficulty to an
unstable solution, which has both a UHF–UHF instability that pre-
serves the symmetry of the wavefunction and a UHF–UHF insta-
bility to a broken-symmetry solution. QCSCF manages to converge
to a minimum within the symmetry (about 1 μEhlower in energy
than the regular SCF solution), although convergence requires as
many as 36 FLM iterations. An instability with respect to a broken
symmetry solution is, however, still present. Interestingly, the NEO
based code xdqcscf converges effortlessly to a stable solution—no
instability is found even with respect to a broken symmetry UHF
solution. While the latter result is a fortunate occurrence that can,
in general, not be expected, the better convergence properties of
the NEO based code can be explained by the fact that the NEO
algorithm introduces an augmented Hessian so that the presence
of small and close eigenvalues in the original MO rotation Hes-
sian has a small effect on the overall convergence of the optimiza-
tion. The convergence profile of the three algorithms is reported in
Fig. 2. It is interesting to comment on the behavior of QCSCF. The
first iterations manage to quickly locate the same solution found by
the regular SCF code. However, the iterations are not stopped as
QCSCF detects the instability in the form of a negative eigenvalue
in the MO rotation Hessian. A large number of iterations are then
spent trying to reach the local minimum. As the lowest eigenval-
ues of the Hessian are both small and very close, convergence is
very slow. On the other hand, the NEO based xdqcscf code does
not suffer from this problem and converges smoothly to the global
minimum.
FIG. 2 . Convergence profile (absolute energies are reported) for the regular SCF
code, the default QCSCF code, xqcscf , and the NEO based code, xdqcscf ,
for Ar⋯O2. The converged energy is −676.391 261 81 Ehfor the regular SCF,
which finds a solution unstable both with respect to a UHF solution with the
same symmetry and with broken symmetry, −676.391 262 67 Ehforxqcscf ,
which finds a solution that is unstable with respect to a UHF solution with
broken symmetry, and −676.391 300 17 Ehforxdqcscf , which finds a stable
solution.C. Relativistic quantum chemical methods
Treatment of relativistic effects268,269is indispensable for cal-
culations of molecules containing heavy elements and also plays an
important role in high-accuracy calculations of molecules that com-
prise lighter atoms from the first few rows of the periodic table. The
development of relativistic quantum-chemical methods in CFOUR has
focused on obtaining relativistic corrections to energies and prop-
erties with a CC treatment of electron correlation. Initial efforts on
the perturbative treatment of scalar-relativistic effects were focused
on the framework of standard (non-relativistic) CC gradient theory
and the Breit–Pauli Hamiltonian.270,271First-order scalar-relativistic
corrections to energies can be conveniently obtained in a calcula-
tion of first-order properties ( PROP=FIRST_ORDER ) and are widely
used in well-established protocols for the computation of ther-
mochemical parameters.233Calculations of scalar-relativistic cor-
rections to geometrical parameters and electrical properties have
been enabled by using nonrelativistic analytic CC second-derivative
techniques.272Perturbative techniques for treating relativistic effects
have been extended to using direct perturbation theory (DPT),52
a four-component formalism that permits a rigorous treatment of
two-electron contributions.273–275In the released version of CFOUR ,
the use of the keyword RELATIVISTIC=DPT2 in geometry opti-
mizations and evaluation of first-order properties is a convenient
way of obtaining leading relativistic corrections to geometries and
first-order electrical properties. Uncontracted basis sets are rec-
ommended for DPT calculations, since DPT requires an accurate
description for both the non-relativistic and the relativistic wave-
functions. DPT corrections to energies have been implemented in
CFOUR through fourth order with respect to c−1(DPT4) as ana-
lytic second derivatives of non-relativistic energies, including both
scalar-relativistic corrections and spin–orbit corrections,53and have
been further extended to sixth order for scalar-relativistic correc-
tions.276Furthermore, DPT4 corrections to electrical properties can
be computed.54The development of DPT has also provided relativis-
tic one- and two-electron integrals required for the development of
non-perturbative approaches.
Subsequent development of relativistic quantum chemical
methods within CFOUR has involved a rigorous non-perturbative
treatment of scalar-relativistic effects augmented with a perturbative
treatment of spin–orbit coupling. In these calculations, the cost of
the coupled-cluster steps of a scalar-relativistic calculation is essen-
tially identical to that of the corresponding non-relativistic calcu-
lation. In contrast, spin-symmetry breaking due to spin–orbit cou-
pling leads to substantial computational overhead; a spin–orbit CC
calculation requires more than an order of magnitude more com-
puting time and storage than a corresponding nonrelativistic or
scalar-relativistic calculation.277Meanwhile, the magnitude of the
impact of scalar-relativistic effects on properties is usually substan-
tially larger than that of spin–orbit effects. Therefore, a natural idea
for a cost-effective treatment of relativistic effects at CC levels is to
treat the larger but computationally less expensive scalar relativistic
effects rigorously and then address spin–orbit effects by means of
perturbation theory.
In this context, the spin-free exact two-component theory in
its one-electron variant (SFX2C-1e)56,278,279is highly recommended
for a rigorous treatment of scalar-relativistic effects in routine
chemical applications. The SFX2C-1e scheme performs an exact
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block-diagonalization of the spin-free version of the matrix rep-
resentation of the Dirac Hamiltonian to decouple electronic and
positronic degrees of freedom and uses the electronic block of
the resulting matrix representation of the Hamiltonian together
with non-relativistic two-electron integrals in the subsequent many-
electron treatment. As scalar-relativistic corrections are dominated
by one-electron contributions,278,280the SFX2C-1e scheme is capa-
ble of providing an accurate treatment of scalar-relativistic effects
on energies and properties. An SFX2C-1e calculation requires only
additional manipulation of one-electron Hamiltonian integrals as
compared to a non-relativistic calculation and thus essentially has
the same computational cost, as mentioned above.
The SFX2C-1e energy and analytic gradients56,281are available
in the released version of CFOUR . SFX2C-1e calculations of energies
and first-order properties and geometry optimizations can conve-
niently be carried out. That is, the same input file used for the
corresponding non-relativistic calculation needs only an instruction
that the SFX2C-1e scheme is to be used ( RELATIVISTIC=X2C1E ),
and then, an appropriate basis set (recontracted for the SFX2C-1e
scheme) needs to be selected. Table V summarizes the geomet-
rical parameters for gold-containing molecules computed at the
non-relativistic and SFX2C-1e CCSD(T) levels. These SFX2C-1e
CCSD(T) calculations have essentially identical computational cost
as the corresponding non-relativistic ones; scalar-relativistic effects
are obtained for free. In this demonstration, the availability of ana-
lytic gradients and the efficiency of the SFX2C-1e scheme allow a
quick prediction for the geometry of an unknown gold-containing
species (AuCH 3) with reasonably good accuracy, with one optimiza-
tion cycle (one gradient calculation) taking only around 15 min
using a single core of an Intel Xeon E5-2698v3@2.30GHz processor
and 4 GB memory. More rigorous treatments of scalar-relativistic
effects using the spin-free Dirac–Coulomb (SFDC) approach282or
SFX2C in its mean-field variant (SFX2C-mf)283have also been
implemented in CFOUR . The SFDC approach features a spin sep-
aration in the four-component framework and is perhaps the
most rigorous treatment of scalar-relativistic effects. SFDC is avail-
able in the released version of CFOUR for calculations of energies
and first-order electrical properties ( RELATIVISTIC=SFREE ).55The
SFX2C-mf scheme recently implemented284in CFOUR performs the
TABLE V . Geometrical parameters of AuF, AuCN, and AuCH 3computed at the non-
relativistic and SFX2C-1e-CCSD(T) levels (bond lengths in Å and bond angles in
degree). 1s electrons of C, N, and F as well as 1s, 2s, 2p, 3s, 3p, 3d, 4s, 4p, and 4d
electrons of gold have been kept frozen in the CC treatment. The ANO basis sets of
triple-zeta quality used here have been obtained by recontracting ANO-RCC primitive
sets285,286using non-relativistic and SFX2C-1e CCSD atomic densities and can be
found at www.cfour.de.
Nonrelativistic SFX2C-1e Experiment
AuF R(Au–F) 2.094 1.921 1.918
AuCN R(Au–C) 2.151 1.902 1.912
R(C–N) 1.171 1.168 1.159
AuCH 3R(Au–C) 2.207 1.984 . . .
R(C–H) 1.088 1.088 . . .
∠(Au–C–H) 107.7 107.3 . . .block-diagonalization at the HF level and will be available in the next
released version.
Perturbative treatment of spin–orbit effects can be obtained
using either the SFDC or the SFX2C-1e scheme as the zeroth-order
treatment.287–289For the latter, the corresponding spin–orbit inte-
grals are defined as first derivatives of SFX2C-1e Hamiltonian inte-
grals, thereby treating spin–orbit integrals in the four-component
formulation as the perturbation and using the analytic SFX2C-
1e derivative technique. In this way, scalar-relativistic effects on
spin–orbit integrals, which represent the coupling between scalar
relativistic effects and spin–orbit coupling, have been taken into
account. This greatly extends the applicability of the perturbative
treatment of spin–orbit coupling in CFOUR to molecules contain-
ing heavy elements. Two-electron spin–orbit contributions can be
taken into account using the molecular mean-field (MMF) or the
atomic mean-field (AMF) spin–orbit approach.288,290,291The result-
ing effective one-electron spin–orbit integrals can be contracted with
one-electron transition density matrices to obtain spin–orbit matrix
elements between two electronic states. The EOM-CCSD transition
density matrices (also needed for the quasidiabatic couplings in
Sec. IV E) have been shown to provide accurate spin–orbit param-
eters289,292,293and are highly recommended for routine applications.
Spin–orbit splittings of representative2Πstates computed using
MMF and AMF spin–orbit integrals within the SFX2C-1e scheme
at the EOM-CCSD level are summarized in Table VI. The computed
splittings compare very well with the experimental values, with the
biggest discrepancy being about 4% in the case of TeH. SFX2C-1e
EOM-CCSD calculation of spin–orbit coupling matrix elements will
be available in the next release of CFOUR .
CFOUR has also included options for non-perturbative treat-
ment of spin–orbit coupling to obtain benchmark results or for
studying heavy elements such as those in the 6p or 7p blocks
for which these effects are too large to be handled perturbatively.
The released version of CFOUR provides a spin–orbit CCSD(T)
scheme for closed-shell systems.294In this scheme, a HF calcu-
lation using scalar-relativistic effective core potentials (ECP) is
first performed to obtain orbitals. A corresponding ECP spin–
orbit term is then included to augment the Fock matrix in sub-
sequent CC calculations. Analytic first and second derivatives are
available for this scheme in the released version of CFOUR .294–296
Recent developments along this line include EOMEE-, EOMEA-,
TABLE VI . Spin–orbit splittings (in cm−1) of2Πradicals calculated at the SFX2C-1e-
EOM-CCSD level using uncontracted ANO-RCC basis sets. “MMF” and “AMF” refer
to molecular mean field and atomic mean field, respectively. The experimental values
are given as compiled in Ref. 289.
MMF AMF Expt.
OH 135.2 132.7 139
SH 369.5 369.3 377
SeH 1701.2 1700.9 1763
TeH 3675.3 3675.1 3816
FO 195.0 193.8 197
ClO 319.6 316.9 322
BrO 985.2 984.5 975
IO 2126.3 2124.0 2091
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and EOMIP-CCSD methods.297–299Recently, an X2C300–305AMF
approach has been developed for the non-perturbative treatment
of spin–orbit coupling.59Based on this approach, coupled-cluster
methods [CCSD(T), EOM-CCSD, and EOM-CCSD(T)(a)∗] with
spin–orbit coupling included at the orbital level have been imple-
mented.60,221,306The focus of these studies is on efficient implemen-
tation using atomic orbital based algorithms and rigorous treatment
of spin–orbit coupling in X2C. Users requesting more information
about these relativistic methods in CFOUR are encouraged to make
inquiries on the CFOUR mailing list (see Appendix B).
D. Multireference coupled-cluster methods
The treatment of quasidegenerate systems with chemical accu-
racy is one of the most intriguing problems of electronic-structure
theory. Although certain patterns of quasidegeneracy can be treated
by means of EOM-CC methods (see Sec. II C) or in terms of gen-
eralized single-reference CC methods,307,308all these methods are
subject to limitations, in particular, a bias toward the selected ref-
erence determinant. The development of genuine multireference
CC (MRCC) methods therefore remains an important goal of CC
theory.
Much effort has been devoted to generalize the CC ansatz to the
multireference domain, but this has turned out to be not straightfor-
ward: Many MRCC methods have been suggested and successfully
applied to actual chemical problems, but a theory as elegant and
robust as single-reference CC theory discussed in Sec. II A has yet
to emerge. Comprehensive overviews of the field are provided, for
example, in Refs. 61 and 309.
The development of MRCC theory in CFOUR has concentrated
on the method suggested by Mukherjee and co-workers (Mk-
MRCC).310,311This is a state-specific MRCC variant relying on the
Jeziorski–Monkhorst ansatz,312
∣Ψα⟩=d
∑
μexp(Tμ)∣Φμ⟩cα
μ. (19)
The reference determinants Φμdiffer in the occupation of the
active orbitals; they form a model space of dimension d, and
their weighting coefficients cα
μare optimized for a particular tar-
get stateα. The cluster operators Tμare specific to reference
Φμand can be partitioned into excitation classes in analogy to
Eq. (2). So-called internal excitations that map Φμonto another
reference determinant Φνneed to be excluded from Tμ. The
energy Eαand the coefficients cα
μare obtained as the eigenvalue
and eigenvector of an effective Hamiltonian, whose elements are
Heff
μν=⟨Φμ∣exp(−Tν)Hexp(Tν)∣Φν⟩. The amplitude equations take
on the form
⟨ΦP(μ)∣exp(−Tμ)Hexp(Tμ)∣Φμ⟩cα
μ
+∑
ν≠μ⟨ΦP(μ)∣exp(−Tμ)exp(Tν)∣Φμ⟩Heff
μνcα
ν=0, (20)
withΦP(μ) as an excitation manifold specific to reference Φμ. The
first term of Eq. (20) can be interpreted as a generalization of Eq. (4),
whereas the second term couples the amplitude equations for dif-
ferent cluster operators Tμ,Tν. In practice, the cluster operators are
usually truncated in analogy to the single-reference case, giving rise
to the Mk-MRCCSD,310,311,313Mk-MRCCSDT,314etc., models.Distinct advantages of Mk-MRCC theory include rigorous size-
extensivity,311the unbiased treatment of all references Φμin the
model space,61and conceptual simplicity, resulting in relatively sim-
ple working equations.313However, all truncated MRCC methods
based on Eq. (19) are not invariant with respect to rotations among
the active orbitals,61,315and it has also been shown that the com-
putation of excitation energies and frequency-dependent proper-
ties by means of linear-response theory is problematic with Mk-
MRCC methods because the pole structure of the linear-response
function is flawed.316,317Furthermore, the number of amplitudes
to be determined is proportional to the size of the model space.
As a consequence, the computational cost scales with system
size as dtimes that of the corresponding single-reference model,
that is, d⋅M6for Mk-MRCCSD, d⋅M8for Mk-MRCCSDT,
and so forth, making Mk-MRCC impractical for large model
spaces.61
CFOUR offers efficient Mk-MRCCSD318and Mk-MRCCSDT66
implementations for a model space of two closed-shell determi-
nants. An implementation of Mk-MRCC for arbitrary excitation
levels and model spaces has been presented elsewhere.319The CFOUR
implementation is adequate for biradical species and single-bond
breaking and therefore applicable to many multireference cases. In
these calculations, orbitals can be taken from either an HF or a two-
configurational SCF calculation. The application of Mk-MRCCSDT
to larger molecules is greatly facilitated by means of paralleliza-
tion, that is, computing the triple amplitudes and their contributions
to the singles and doubles residuals in a distributed manner. Mk-
MRCCSDT computations using well over 200 basis functions have
been carried out with CFOUR .66A non-iterative treatment of triple
excitations, termed Mk-MRCCSD(T), has also been implemented
into CFOUR for model spaces of two closed-shell determinants.320The
treatment of open-shell states is possible at the Mk-MRCCSD level
using a model space of two open-shell determinants and orbitals
from a low-spin ROHF calculation.321The case of a full model space
of two electrons distributed among two orbitals (comprising four
reference determinants) can also be treated at the Mk-MRCCSD
level.
Larger model spaces are required if more than two orbitals are
(quasi-)degenerate. Examples include the breaking of double and
triple bonds as well as many transition-metal compounds.61Such
cases can be treated by means of internally contracted (ic)-MRCC
methods73,322–326implemented in the GECCO program73that has been
interfaced to CFOUR .74In ic-MRCC theory, a single cluster operator
acts on a multideterminantal reference. ic-MRCC methods maintain
full orbital invariance and size extensivity, and their computational
cost is roughly comparable to that of the corresponding single-
reference method.61,73However, the working equations are con-
siderably more complicated mandating automated implementation
techniques.73
As a unique feature, CFOUR offers efficient implementations of
analytic gradients at the Mk-MRCCSD318,327and Mk-MRCCSDT328
levels of theory. The theory is formulated starting from a Lagrangian
in analogy to single-reference CC gradient theory (see Sec. II B). The
Mk-MRCC gradient can be written as318
dE
dx=∑
μ¯cμcμ⟨Φμ∣(1 +Λμ)exp(−Tμ)dH
dxexp(Tμ)∣Φμ⟩ (21)
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TABLE VII . C1–C2distances for o-benzyne, C 2–C6distances for m-benzyne, and
C1–C4distances for p-benzyne in Å computed at the Mk-MRCCSD, CCSD, and
CCSD(T) levels of theory using the cc-pCVTZ basis set. The weights of the reference
determinants [see Eq. (19)] are also shown. For further details, see Ref. 321.
o-benzyne m-benzyne p-benzyne
R [CCSD] 1.2436 . . .a2.7071
R [CCSD(T)] 1.2567 2.0432 2.7183
R [Mk-MRCCSD] 1.2505 2.0141 2.6865
|c1|2[Mk-MRCCSD] 0.942 0.921 0.724
|c2|2[Mk-MRCCSD] 0.058 0.079 0.276
aCCSD calculations for m-benzyne favor a bicyclic structure without multireference
character.
withΛμas an analog to the Λoperator from Eqs. (6) and (7)
and ¯cμas additional Lagrange multipliers. Equation (21) is evalu-
ated based on density matrices; the relevant details are discussed
in Ref. 318. Besides enabling geometry optimizations of polyatomic
molecules,318,321,327these analytic gradients also provide conve-
nient access to harmonic vibrational frequencies through numerical
differentiation.
To give an example of Mk-MRCC geometry optimizations,
Table VII shows selected structural parameters for the ground
states of the three isomers of benzyne depicted in Fig. 3. The
electronic structure of these biradicals can be understood qualita-
tively in terms of two frontier MOs that are a bonding and an
antibonding combination of the atomic orbitals hosting the rad-
ical electrons. The wavefunctions are dominated by two closed-
shell determinants whose weights computed with Mk-MRCCSD
are also included in Table VII; this illustrates that the multirefer-
ence character increases from the o-isomer to the m-isomer to the
p-isomer. Owing to the shape of the frontier MOs, the distance
between the two radical centers provides a measure for the influ-
ence of the two reference determinants on the molecular equilib-
rium structures.318,327Table VII illustrates good agreement between
CCSD and Mk-MRCCSD for o-benzyne, whereas larger deviations
are observed for the other two isomers with stronger multireference
character.
FIG. 3 . Optimized structures of the ground states of the three isomers of benzyne
computed at the Mk-MRCCSD/cc-pCVTZ level of theory. Taken from Ref. 321.TABLE VIII . Spin–orbit splittings in cm−1calculated at the Mk-MRCCSD/cc-pVQZa
level of theory using the spin–orbit mean-field approximation. Experimental data are
also given. For further details, see Ref. 329.
Molecule Mk-MRCCSD Expt.
OH 135.1 139.2
SH 375.2 377.0
SeH 1707.9 1763.3
NCS 360.8 325.3
ag-functions have been omitted.
In addition to geometrical derivatives, CFOUR can compute spin–
orbit (SO) splittings for2Πstates based on degenerate perturbation
theory as a first-order property at the Mk-MRCCSD level of the-
ory.329This constitutes an alternative to the computation of these
quantities by means of EOM-CC theory (see Table VI) and is also
helpful for the theoretical analysis of MRCC models relying on
Eq. (19). For such methods, the symmetry properties of the SO
operator allow for a decomposition of the SO splitting expression
into two terms: a similarity-transformed SO operator times a cou-
pling term intimately related to the coupling term from Eq. (20).
It has been argued329that SO splittings provide a quality measure
for this coupling term. As a numerical example, Table VIII shows
SO splittings for the2Πstates of a few diatomic and triatomic
molecules.
E. Vibronic Hamiltonians and electronic
spectroscopy
A relatively common application of quantum chemistry is to
electronic spectroscopy, the full understanding of which requires
knowledge of electronic, vibrational, and (sometimes) rotational
energy levels. While many electronic transitions, photoioniza-
tion, and electron detachment processes are well-described by
the Franck–Condon approximation, this is not always the case.
A standard approach for treating these difficult cases—which
involve Herzberg–Teller or true non-adiabatic effects—is to con-
struct a molecular Hamiltonian in an electronic basis that does
not consist of the usual adiabatic states typically obtained in
quantum chemical calculations. A convenient framework for such
an analysis was devised by Köppel, Domcke, and Cederbaum
(KDC),330who applied it long ago with great success to a num-
ber of photoelectron spectra in which ionization to the lowest-
lying ionic states was inadequately treated by the Franck–Condon
picture.331
In such calculations, the molecular Hamiltonian is written in
a basis of “quasidiabatic” electronic states that, by construction,
vary smoothly and slowly as the nuclei are displaced. This assump-
tion motivates the form of the (diagonal) kinetic energy operator
but means that the potential energy (the usual electronic Hamilto-
nian) is not diagonal. For a two state problem, this model vibronic
Hamiltonian takes the form
HKDC=T+V=(Ta0
0Tb)+(VaaVab
VabVbb), (22)
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which is usually projected onto a vibrational basis and then diag-
onalized to compute the spectrum and intensities. A particularly
simple form is given by the so-called linear vibronic coupling model
(LVC), viz.,
VLVC=⎛
⎝∑sκa
sqs+1
2∑kωkq2
k ∑cλcqc
∑cλcqc Δab+∑sκb
sqs+1
2∑kωkq2
k⎞
⎠, (23)
which, in this form, is applicable to the pseudo-Jahn–Teller case,
where interaction between two (generally quite proximate) non-
degenerate states is important.
Treatments of electronic spectra with the KDC model can
involve an arbitrarily large number of electronic states (for exam-
ple, a proper treatment of the NO 3radical requires at least five
states332), and going beyond the LVC is sometimes necessary to
obtain qualitative understanding and always necessary for quanti-
tative agreement with the measured spectra. Moreover, true Jahn–
Teller cases (interaction between degenerate states) can also be
treated with largely the same framework. Nevertheless, the very sim-
ple non-degenerate two-state LVC model is an appropriate example
to explain what tools are available in CFOUR for such calculations.
Details for how more elaborate calculations are done can be found
elsewhere.333,334
The form of the LVC Hamiltonian above involves a choice of
normal coordinates ( q), the gap between the electronic states at the
coordinate origin ( Δab, assumed to be positive below), linear diag-
onal terms with coefficients κsthat correspond to gradients along
totally symmetric coordinates ( qs) on the adiabatic potential energy
surface, quadratic force constants for all modes on the diagonal (in
the LVC model, these are assumed to be equal to the reference state
for which the normal coordinates are calculated), and—critically—
an off-diagonal coupling in which modes qcof a certain symmetry
(for example, the asymmetric b2NO stretching mode if the two
states are the ˜X2A1and Ã2B2states of NO 2) carry quasidiabatic
coupling constants λc. Without sacrificing simplicity, a useful exten-
sion of the LVC model is to maintain the assumption of linear off-
diagonal coupling but to allow the quadratic force constants to relax
from those of the reference state, which leads to
V=⎛
⎝∑sκa
sqs+1
2∑klga
klqkql ∑cλcqc
∑cλcqc Δab+∑sκb
sqs+1
2∑klgb
klqkql⎞
⎠. (24)
The computation of all parameters begins with the determina-
tion of a set of normal coordinates, which usually are those of the
same molecule in a different (reference) electronic state, with the
absorbing state in the spectroscopic experiment being the most log-
ical choice. For example, to study photodetachment of NO−
2, one
would choose the anion. To do an LVC calculation, the first and
second derivatives of the energies at the origin of the coordinate sys-
tem (i.e., the geometry of NO−
2) are evaluated using the derivative
techniques in CFOUR and then transformed into the normal coordi-
nates. CFOUR contains a module called xquadmodel for effecting this
transformation. The quasidiabatic coupling constants ( λc) above areevaluated according to a diabatization scheme based on EOM-CC
theory that is described in detail elsewhere,50and their evaluation is
based on an algorithm that is quite similar to that for adiabatic EOM-
CC gradients. However, transition one- and two-electron densities
are used in this case, and there are additional minor modifications
necessitated by the different physical situation under consideration.
It is important to note that these are not “non-adiabatic couplings”
(which are off-diagonal terms in the kinetic energy in the adia-
batic basis rather than off-diagonal terms in the potential energy
in the quasidiabatic basis) but are intimately related to them, as
discussed in Refs. 51, 335, and 336. In any event, once the qua-
sidiabatic couplings are calculated, the force constants of the cou-
pling modes appearing in the diagonal blocks of the potential are
“diabatized” via
ga
cc′=(fA
cc′)adiabatic +2λcλ′
c
Δab, (25)
gb
cc′=(fA
cc′)adiabatic−2λcλ′
c
Δab, (26)
where fcc′are the quadratic force constants on the adiabatic poten-
tial surfaces. For coefficients gklwhere qkand qldo not couple
the states, these are simply equal to the corresponding adiabatic
force constants on the two surfaces. Together with the trivially
calculated Δab, all parameters for the Hamiltonian are now avail-
able, and the xsim module of CFOUR can then carry out the spectral
simulation.
It should be emphasized that the crucial coupling of states
that characterizes these situations makes special demands on the
quantum-chemical method. Approaches appropriate for the param-
eterization are many but generally do not include ground-state
single determinant MBPT and CC methods. It has been recog-
nized that EOM-CC methods are ideally suited for problems of
this sort75,337and are recommended for applications. For the exam-
ple above (the photodetachment spectrum of NO−
2), EOMIP-CC
is the most appropriate method, and the gradients available in
CFOUR (together with the quasidiabatic coupling calculation) greatly
facilitate the calculations that need to be done to construct the
Hamiltonian. Quasidiabatic couplings can currently be routinely
evaluated with EOMEE-CCSD only, with the continuum orbital
approach recommended for EOMIP-CCSD and EOMEA-CCSD
calculations.
Documentation about vibronic Hamiltonian construction and
diagonalization calculations is spotty, and the process of carrying out
these calculations (apart from the simplest LVC treatment) is slightly
arduous and tedious. In general, the procedure involves three phases.
First, the reference state (which is used to define normal coordi-
nates and is usually the absorbing state in the experiment) is charac-
terized by means of geometry optimization and second derivative
calculations. Then, the first and second derivatives are calculated
for the final states and transformed to the reference state normal
coordinates. Beyond this, the quasidiabatic couplings are calculated
and similarly transformed. For an LVC (or slightly elaborated LVC
calculation, as is demonstrated in the following paragraph), these
are the three required phases of quantum chemistry calculation.
Any investigators who require assistance with such calculations or
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intend to explore more elaborate vibronic coupling models with
CFOUR are encouraged to seek advice and assistance from the CFOUR
mailing list (see Appendix B). This will also permit them to be
directed to the tools that have been created by the authors to facilitate
this particular type of spectroscopic application and instructed in
their use.
Parameters and a simulation are shown for the NO−
2photode-
tachment spectrum in Table IX and Fig. 4, respectively, where the
latter may be compared to the laboratory spectrum. The calculations
were done at the frozen-core CCSD/cc-pVDZ level of theory (the
anion is treated with simple single-reference CCSD, and the ˜X2A1
and Ã2B2states of NO 2are treated with EOMIP-CCSD), and the
simulated spectrum shows indeed the power of the LVC model for
capturing the salient qualitative features of electronic spectra. It is
an entirely straightforward matter to do this parameterization and
spectroscopic calculation with CFOUR ; the entire procedure can easily
be done in a few hours of work.
Finally, for simpler electronic spectra in which interactions
between electronic states can be neglected, CFOUR has a highly
efficient Franck–Condon program xfc_squared ,339and clear doc-
umentation for running it is available on the CFOUR website
(see Appendix A).
F. Automatized composite schemes and basis-set
extrapolations
Additivity schemes and basis-set extrapolation340,341are nowa-
days popular tools to minimize both basis-set truncation errors and
correlation errors and to provide high-accuracy quantum-chemical
results.233,236,342,343While these schemes are easily handled (with a
TABLE IX . Parameters of the LVC Hamiltonian describing the photodetachment
spectrum of NO−
2obtained at the fc-(EOMIP)-CCSD/cc-pVDZ level of theory. The
geometry of the anion is R(N–O) = 1.262 Å, θ= 116.44○, and the anion harmonic
frequencies are ω1= 1356.7 cm−1,ω2= 794.6 cm−1, andω3= 1322.7 cm−1. The
first two modes have a1symmetry, and the third mode (which couples the two states)
hasb2symmetry. All parameters are in cm−1.
Parameter
κX
1 −2614.4
κX
2 1400.1
κA
1 803.3
κA
2 −2034.1
gX
11 984.2
gX
12 137.5
gX
22 902.2
gX
33 1148.8
gA
11 1500.8
gA
12 −70.7
gA
22 463.3
gA
33 1100.5
Δab 8039.8
λa
3 530.2
aGeometric mean of λAXandλXA(see Ref. 50).
FIG. 4 . Simulation of the 266 nm (4.66 eV) photodetachment spectrum of the NO 2
anion using the parameters in Table IX and calculated with the xsim module of
CFOUR . The vertical energies have been adjusted by +0.2 eV so as to have the
origin (peak at highest eKE) approximately coincide with that in the laboratory
measurement of Ref. 338 (inset). This shift accounts for an underestimation of
the electron affinity at the EOMIP-CCSD level of theory with the aug-cc-pVDZ
basis set. In the simulation, each state in the stick spectrum has been convoluted
with Gaussians having a width of 0.05 eV. Note that the experimental spectrum
reveals a higher excited state of NO 2(at low electron kinetic energy), which was
not included in the simulation. The two-state Hamiltonian was projected onto a
vibrational basis comprising 25 functions per mode and diagonalized using 1000
Lanczos recursions. Transition moments for the two ionization processes are
assumed to be equal. The inset was reproduced with permission from Weaver
et al. , J. Chem. Phys. 90, 2070–2071 (1989). Copyright 1989 AIP Publishing LLC.
calculator or a spreadsheet) when focusing on energies, their appli-
cation is much more cumbersome in the context of geometry opti-
mization or the computation of other properties. CFOUR offers here
an automatized scheme,68,344which within a geometry optimization
sets up and runs all individual computations that are needed, gathers
the result, and computes the total energy and gradient.
As input for computations involving basis-set extrapolation as
well as composite schemes, CFOUR requires (a) the property to be
computed (energy, geometry, or harmonic frequencies), (b) infor-
mation concerning the basis sets used in the extrapolation (three
basis sets from one of the correlation-consistent hierarchies of basis
sets266,345are required for the extrapolation at the HF level;340two
sets are needed for the extrapolation at the correlated level341), (c)
information about the additional corrections to be applied, i.e., those
from CCSDT, CCSDTQ, or all-electron CCSD(T) computations,
and (d) keywords for the individual calculations to be performed.
Detailed information about the input can be found on the CFOUR
website (see Appendix A).
It should be pointed out that the computation of equilibrium
geometries and harmonic vibrational frequencies in this way pro-
vides results that are consistent with the potential energy surface
defined by the extrapolated energy. This is accomplished by using,
for the gradient or the corresponding second derivatives, expres-
sions that are derived from the original extrapolated energy by
means of straightforward differentiation.68
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FIG. 5 . Computed and semi-experimental equilibrium structure of cyclic SiS 2. The
semi-experimental structure was obtained via a least-squares fit of the geometrical
parameters of cyclic SiS 2to the experimentally determined rotational constants of
three isotopologues, and the theoretical one (in parentheses) was obtained via
composite computations as described in the text. All distances are given in Å, and
all angles are given in degrees. For further details, see Ref. 346.
To give an example, Fig. 5 compares the equilibrium geometry
of cyclic SiS 2obtained at the HF/ ∞Z + CCSD(T)/ ∞Z +ΔT/cc-
pVTZ + ΔQ/cc-pVDZ + core/cc-pCV5Z level at which compu-
tations using the cc-pVQZ, cc-pV5Z, and cc-pV6Z basis sets are
used to estimate the HF limit and computations at the cc-pV5Z
and cc-pV6Z level to obtain the basis-set limit for the fc-CCSD(T)
correlation energy. Additional contributions involve a correction
obtained at the fc-CCSDT level [in comparison to fc-CCSD(T)]
computed with the cc-pVTZ set, a correction obtained at the fc-
CCSDTQ level (in comparison to fc-CCSDT) evaluated with cc-
pVDZ, and a correction for core-correlation effects obtained at the
CCSD(T)/cc-pCV5Z level [in comparison to frozen-core CCSD(T)].
The experimental equilibrium geometry346has been obtained from
rotational constants determined for three isotopologues of cyclic
SiS 2. These rotational constants have been adjusted using vibra-
tional corrections computed at the CCSD(T)/cc-pCVTZ level using
VPT2.67Concerning harmonic vibrational frequencies, the extrapo-
lation scheme yields 1647 cm−1, 3836 cm−1, and 3947 cm−1, which
can be compared to the experimental inferred values of 1648.5 cm−1,
3832.2 cm−1, and 3942.5 cm−1.347
Statistical analyses of the performance of these extrapolation
schemes can be found in Ref. 68 for equilibrium geometries and in
Ref. 35 for rotational constants derived from the computed geome-
tries after taking account of vibrational corrections. In passing, we
note that the extrapolation scheme can be further augmented by
scalar-relativistic corrections computed either at the DPT2 level or
using the X2C scheme.
G. Analytic calculation of the Diagonal
Born–Oppenheimer Correction (DBOC)
The Born–Oppenheimer approximation348(BOA) is a funda-
mental assumption used in the description of molecules: not only
are quantum-chemical calculations mostly based on it but also
chemical intuition relies on the notion of potential energy surfaces
defined by the BOA. It is a quite good approximation, and as cause
for its breakdown typically (near-)degeneracy of coupled electronic
states349is mentioned. The first-order correction to the BOA350is,
however, not related explicitly to other electronic states;351it comes
from the (parametric) dependence of the electronic wavefunctionon the nuclear coordinates, which results in a nonzero expecta-
tion value of the nuclear kinetic energy operator over the electronic
wavefunction,
ΔEDBOC(R)=∫drΨ∗(r;R)TN(R)Ψ(r;R), (27)
withΨas the normalized electronic wavefunction obtained within
the BOA and TNas the nuclear kinetic energy operator. In Eq. (27),
the electronic coordinates are collectively denoted by r, while the
nuclear coordinates are represented by R. The integration in Eq. (27)
is over electronic coordinates only; thus, the so-called diagonal
Born–Oppenheimer correction (DBOC) depends parametrically on
the nuclear coordinates and represents a mass-dependent increment
to the potential energy surface. Thus, with the DBOC included in
the calculation, the adiabatic picture is kept352(the DBOC is some-
times also called the adiabatic correction), and the notion of poten-
tial energy surfaces is retained, although they now become mass-
dependent. The DBOC is numerically small, but the high accuracy
reached by electronic structure methods, as also discussed in several
parts of this paper, sometimes necessitates its inclusion in the final
energy.
Since the kinetic energy operator in Eq. (27) includes the sec-
ond derivative with respect to nuclear coordinates ( RAi), the key
to the computation of the DBOC is the evaluation of the expecta-
tion value of the operator ∇2
RAiover the electronic wavefunction.353
Replacing this second derivative by first derivatives of both the right-
and left-hand CC wavefunctions, we were able to formulate the
DBOC at the general CI level.48However, calculation of the DBOC
from the coupled-cluster electronic wavefunction is complicated
by the biorthogonal approach with different right- and left-hand
wavefunctions,151,187especially by issues associated with normaliza-
tion. These problems have been resolved in Ref. 48, and the DBOC
expression could be formulated using derivatives of the cluster and
Λoperators, the antisymmetric CC derivative density matrix, as well
as the one- and two-particle unrelaxed density matrices.
Evaluation of the DBOC formulas is possible with gradient and
second derivative techniques available in CFOUR and MRCC : the deriva-
tive of the amplitudes and the Λparameters can be taken directly
from analytic force constant calculations. The same also holds for the
calculation of the unperturbed one- and two-particle density matri-
ces. Two differences need to be mentioned: (a) for the DBOC, unre-
laxed density matrices are required, while the relaxed density matri-
ces are used for the force constants; (b) translational invariance,
which is exploited in force-constant calculations, cannot be used for
the DBOC since derivatives with respect to all nuclear coordinates
are required. The latter difference makes a slight increase in com-
putational time, while the first one precludes the possibility of doing
DBOC and force constant calculations at the same time. The depen-
dence of the computational effort on the size of the system is the
same as for the underlying CC model, but the loop over the complete
set of nuclear coordinates introduces an additional factor of 3 Natoms
with Natoms being the number of atoms in the considered molecule.
Thus, the calculation of the DBOC is rather expensive compared to
a single-point energy evaluation; nevertheless, it can always be rou-
tinely performed when harmonic frequencies and zero-point energy
corrections to the energy can be calculated analytically.
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TABLE X . DBOC contribution to atomization energies (in kJ mol−1) of selected small systems calculated by different
methods. The raw data are taken from Ref. 49 and obtained with the aug-cc-pCVQZ basis at CCSD(T)/cc-pVQZ geometries.
SCF MP1 MP2 CCSD SCF MP1 MP2 CCSD
C2H2 0.50 0.39 0.36 0.33 HCN 0.31 0.24 0.20 0.20
CCH 0.13 0.10 0.14 0.10 HCO −0.14 −0.19 −0.21 −0.21
CF 0.03 0.01 0.01 0.01 HF 0.00 0.00 0.00 0.00
CH −0.35 −0.41 −0.42 −0.44 HNO −0.23 −0.31 −0.36 −0.40
CH 2 0.13 0.06 0.06 0.06 HO 2 0.03 −0.01 −0.03 −0.04
CH 3 0.19 0.07 0.08 0.06 N 2 0.08 0.04 0.01 0.03
CN −0.07 −0.07 −0.02 0.06 NH −0.21 −0.24 −0.24 −0.24
CO 0.07 0.03 0.02 0.02 NH 2−0.05 −0.12 −0.12 −0.14
CO 2 0.20 0.16 0.14 0.15 NH 3 0.56 0.44 0.44 0.42
F2 0.02 0.02 0.00 0.01 NO −0.48 −0.39 −0.11 0.02
H2 0.22 0.13 0.09 0.06 O 2 0.05 0.03 0.01 0.01
H2O 0.52 0.45 0.42 0.41 OF −0.02 −0.02 −0.01 0.00
H2O2 0.52 0.44 0.39 0.36 OH 0.04 0.01 0.00 −0.01
Availability of the DBOC for CC (and CI) methods in CFOUR
is the same as that of the analytic second derivative, as shown
in Table I. The only exceptions are non-iterative methods such
as CCSD(T), where, due to the lack of a well-defined wavefunc-
tion, the DBOC cannot be expressed in the above formalism. For
more details, see Ref. 48. We note that according to numerical
tests,48triples contributions are rather small even at the full CCSDT
level; therefore, a CCSD(T)-type DBOC would not bring substantial
improvement over CCSD.
To offer a reduced-cost alternative to CC methods, in Ref. 49,
approximations to the above theory within many-body perturbation
theory were presented. The first one, termed MP1, uses first-order
amplitudes in the formula and its perhaps unusual name reflects
the fact that, contrary to the total energy, there is a first-order cor-
rection to the DBOC even in the Møller–Plesset partitioning. MP1-
level DBOC just requires the evaluation of first-order (MP2) double
excitation amplitudes and their contraction with the corresponding
DBOC integrals, i.e., no significant additional cost compared to the
HF-SCF evaluation of the DBOC is incurred (provided the CPHF
equations are solved). The next level is MP2, which requires the
knowledge of the first- and second-order single and double excita-
tion amplitudes. Higher order formulas have not been worked out
since the cost of their evaluation would be similar to CCSD.
The calculated DBOC has found most of its application in accu-
rate prediction of thermochemical values235,354–356as well as in spec-
troscopy.357–364To demonstrate its importance, the DBOC contri-
butions to the atomization energies of selected small molecules are
given in Table X, as obtained by different methods. Table X shows
that the DBOC contribution can be as large as several tenths of a
kJ mol−1, therefore non-negligible in certain applications. Indeed,
as has been shown, e.g., in Refs. 49 and 355, the DBOC contribu-
tion increases with the number hydrogen atoms, and its role can
be even more important for larger molecules with many hydrogen
atoms.
The importance of electron correlation and the accuracy of
different methods is represented graphically in Fig. 6. Here, theaverage DBOC contribution to atomization energies with respect to
the CCSD value (100%) is presented. One can conclude that (a) the
correlation contribution is important, and its size is unpredictable
(as shown by the large standard deviation of the SCF values); and
(b) both MP1 and MP2 give good estimates with decreasing error
bars.
H. Core-level spectroscopy
Core electron photoelectron and absorption spectra have
served as useful tools for probing local chemical environments
in molecules and solids.365,366Recent developments of x-ray light
sources have also led to a rapid growth in investigations of x-ray
FIG. 6 . Average DBOC contribution to atomization energies with respect to the
CCSD value (in %). Standard derivations are given as error bars. Data from
Table X have been used, NO and OF excluded.
J. Chem. Phys. 152, 214108 (2020); doi: 10.1063/5.0004837 152, 214108-20
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induced ultrafast dynamics.367,368Accurate calculations of core ion-
ization and excitation energies and of x-ray absorption spectra are
of significant interest and have been a longstanding challenge for
quantum chemistry.369Benefiting from the available efficient imple-
mentation of EOM-CC methods, CFOUR offers EOM-CC machin-
ery ranging from EOM-CCSD (available using the xvcc ,xecc , and
xncc modules) to EOM-CCSDT and EOM-CCSDTQ (using the new
xncc module) for high-accuracy calculations of core ionization and
excitation energies. In order to eliminate spurious coupling between
core ionized or excited states and high-lying valence excited states,
Cederbaum and collaborators370proposed a generic idea of core–
valence separation (CVS). The original formulation of CVS neglects
coupling between core and valence orbitals in Hamiltonian inte-
grals. An efficient implementation of this scheme has recently been
reported by Vidal et al. for the EOM-CCSD method.371We have
adopted a variant of CVS suggested for EOM-CCSD by Coriani
and Koch372in which CVS is only applied to the EOM vectors,
i.e., only excitation operators containing targeted core orbitals are
retained in the EOM vectors. EOM-CC methods using this variant
of CVS (hereafter referred to as “CVS-EOM-CC” methods) have ini-
tially been implemented in CFOUR by using a projector that sets pure
valence excitations in the EOM vector to zero in a regular EOM-CC
calculation. As shown in Table XI, benchmark studies have demon-
strated the systematic convergence of CVS-EOM-CC methods and
the high accuracy of computed core ionization energies when triples
contributions are taken into account.373
We have also recently explored the use of both perturbative
and iterative approximations to full CVS-EOM-CCSDT coupled
with efficient techniques for implementing the core–valence sepa-
ration for higher-order excitation amplitudes.375Among the best-
performing approximations was the CVS-EOM-CCSD∗method,
which is a straightforward modification of the original method of
Stanton and Gauss.28We have recently implemented these approx-
imations in xncc (along with full CVS-EOM-CCSDT and CVS-
EOM-CCSDTQ) using an algorithm that explicitly discards triple
and quadruple excitation amplitudes with only valence occupied
or inactive core indices. When only a constant number of core
orbitals are active (in most calculations only one core orbital is
active), this implementation leads to reduced scaling of the EOM-
CC calculation. Importantly, the scaling is reduced to fully M6for
CVS-EOM-CCSD∗.
TABLE XI . Maximum absolute deviations (MADs) and standard deviations (SDs) of
CVS-EOM-CC373and CVS- ΔCC374results from experimental values for chemical
shifts of 21 1s ionization energies of C, N, O, and F in 14 molecules (in eV).
SD MAD
CVS-EOM-CCSD 0.40 0.94
CVS-EOM-CCSDT 0.20 0.45
CVS-EOM-CCSDTQ 0.10 0.24
CVS-ΔHF 0.70 1.67
CVS-ΔCCSD 0.19 0.53
CVS-ΔCCSD(T) 0.10 0.20Although EOM-CC methods are capable of providing accurate
results for core ionization energies, relatively slow convergence of
the computed results with respect to the rank of excitation has been
observed. This can be attributed to strong relaxation of the wave-
function due to the removal of core electron(s). The convergence is
expected to be even slower for calculation of double core hole states.
An alternative option for computing core ionization energies using
ΔCC methods374,376has also been implemented in CFOUR and will
be available in the next release. ΔCC methods perform separate HF
and CC calculations for the neutral molecule and the core-ionized
state. Due to the local nature of core holes, the HF wavefunction of a
core-ionized state can usually be obtained using the maximum over-
lap method.377The convergence problem of the CC equations for
core-ionized states due to coupling to valence continuum states can
be handled using a generalization of the CVS scheme.374Favorable
accuracy has been obtained for CVS- ΔCC results of core ioniza-
tion energies, with CVS- ΔCCSD(T) providing results as accurate as
CVS-EOM-CCSDTQ, as shown in Table XI.
I. Vibrational perturbation theory and effective
Hamiltonians
CFOUR allows for the determination of harmonic vibrational fre-
quencies for a wide range of quantum-chemical methods. When
analytic Hessians are not available, the Hessian may be com-
puted numerically by finite differences of gradients and/or single-
point energies. Additionally, anharmonic vibrational frequencies
and intensities may be obtained by finite differences (preferably of
analytical Hessians). The xcubic module calculates anharmonic con-
tributions based on second-order vibrational perturbation theory
(VPT2).380–384While VPT2, when paired with a sufficient level of
electron correlation and basis set completeness, can provide highly
accurate frequencies and intensities compared to gas-phase experi-
ments,385–390the presence of near-degeneracies in the harmonic fre-
quencies can lead to a breakdown in the perturbation theory. Most
commonly, VPT2 is affected by Fermi391and Darling–Dennison392
resonances (although the latter is better described as a missing vibra-
tional interaction rather than a PT breakdown). xcubic automat-
ically attempts to detect cases of Fermi resonance and provides
“deperturbed” frequencies and intensities, but a more accurate treat-
ment requires the construction and diagonalization of an effective
vibrational Hamiltonian as in contact transformation perturbation
theory (Van Vleck perturbation theory).393,394
In order to treat these more difficult cases, the xguinea module
is provided as a standalone program. xguinea reads the output of an
anharmonic calculation, in particular, the files rota, coriolis,
dipole[xyz], quadratic, cubic, and quartic . The CFOUR
job archive files ( JOBARC andJAINDX ) are used if present to deter-
mine symmetry and axis frame information. xguinea offers an inter-
active command-line input so that different options and structures
of the effective Hamiltonian can be quickly explored. Alternatively,
an input file can be fed to xguinea using shell redirection, e.g.,
xguinea<input . An example input file for treating multiple
Fermi resonances in formaldehyde is given below (here, ω5≈ω2+
ω6≈ω3+ω6—the Darling–Dennison coupling between the latter
two states is also included). The full xguinea manual is available on
the CFOUR website (see Appendix A).
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states
3
0 0 0 0 1 0
0 1 0 0 0 1
0 0 1 0 0 1
vibration
vpt2
diagonalize
calc
The construction of the effective Hamiltonian requires two
steps: first, the diagonal elements are set equal to the deperturbed
anharmonic frequencies. These differ from the standard VPT2 fre-
quencies by removal of terms with a nearly degenerate energy
denominator. Second, the off-diagonal elements are determined
by coupling formulas specific to the type of resonance (Fermi or
Darling–Dennison) and the relationship between the two states. The
Fermi coupling coefficients, also called the Fcoefficients, are simply
equal to scaled cubic force constants. The Darling–Dennison or K
coefficients395are much more complicated in form and arise from
the second-order transformed Hamiltonian. The expressions for the
effective Hamiltonian for the formaldehyde example above are given
in Ref. 390,
Heff=51 2161 3161
⎛
⎜⎜
⎝ν∗
51√
8ϕ2561√
8ϕ356
1√
8ϕ256ν2+ν6+x∗
26 K
1√
8ϕ356 Kν3+ν6+x∗
36⎞
⎟⎟
⎠,(28)
K=1
46
∑
i=1Ki2,i3+1
2K26,36, (29)where an asterisk indicates deperturbation of the frequencies or
anharmonicity coefficients xij, and the Kij,klcoefficients are tabu-
lated in the literature.63,395,396
The treatment of Darling–Dennison resonances is especially
important for accurately calculating the overtone and combination
bands of molecules with multiple hydrogen stretching modes. For
example, in water, the symmetric and antisymmetric O–H stretch-
ing modes interact strongly for 2 νOHand higher. The results from
Ref. 63 for the nνOH,n= 1, 2, 3, 4, levels of water computed with
CCSD(T)/ANO2397are reproduced in Table XII. Overtone levels
ofν3are reproduced extremely well, as are combination and ν1
overtone levels for νOH≤3. In the 4νOHpolyad, additional inter-
actions with bending mode overtones nν2begin to affect the sym-
metric stretching mode. Effective Hamiltonians for the fixed polyad
numbers are easily specified in xguinea , e.g.,
polyad
2
1 0 0
0 0 1
vibration
vpt2
states
1
0 0 0 1
diagonalize
calc
!set
states
1
0 0 0 2
diagonalize
calc
. . .
TABLE XII . Stretching levels of water obtained at the CCSD(T) level of theory with the ANO2 basis set. Italicized level
energies correspond to states of b2vibrational symmetry. The VPT2 values are ordered in terms of decreasing ν1quantum
numbers (i.e., the 3 νOHlevels are ordered 300, 201, 102, and 003), and the VPT2 + K levels are ordered in terms of those
with dominant eigenvector projections along the same zeroth-order levels.
νOH 2νOH 3νOH 4νOH
VPT2 VPT2 + K VPT2 VPT2 + K VPT2 VPT2 + K VPT2 VPT2 + K
Calc.3659 . . . 7231 7201 10 718 10 591 14 119 14 215
3757 . . . 7249 7249 10 656 10 604 13 977 13 804
. . . . . . 7415 7445 10 742 10 869 13 982 13 801
. . . . . . . . . . . . 10 976 11 028 14 136 14 309
. . . . . . . . . . . . . . . . . . 14 439 14 525
Expt.a3657 . . . . . . 7202 . . . 10 600 . . . 13 828
3756 . . . . . . 7250 . . . 10 613 . . . 13 831
. . . . . . . . . 7445 . . . 10 869 . . . 14 221
. . . . . . . . . . . . . . . 11 032 . . . 14 319
. . . . . . . . . . . . . . . . . . . . . 14 538
aReferences 378 and 379.
J. Chem. Phys. 152, 214108 (2020); doi: 10.1063/5.0004837 152, 214108-22
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In addition to computing anharmonic frequencies, intensi-
ties, and vibrationally averaged dipole moments at the VPT2
level, xguinea can also compute frequencies using fourth-order
vibrational perturbation theory (VPT4).398VPT4 calculations in
xguinea additionally require the didq, quintic , and sextic
files—the latter two are not calculated as part of a standard
CFOUR anharmonic calculation, but they may be manually com-
puted either by finite differences of fourth-order force fields or
by fitting to a local potential energy surface (the “off-diagonal”
quartic constants ϕijklwith i≠j≠k≠lare also required).
In a future version, we hope to extend xguinea to rotational
and ro-vibrational spectroscopies and the calculation of higher-
order vibration–rotation interaction and centrifugal distortion
constants.
V. FUTURE DIRECTIONS
The discussion so far has focused on the current status of
CFOUR and is limited to features provided via either the current pub-
lic version or a version to be released shortly. However, there are
many other long-term developments concerning CFOUR either ini-
tially underway or in the planning stages, which will extend its
capabilities in the future. While most of these ideas are still in the
planning stages and not yet appropriate for discussion, a few rep-
resentative examples are provided here. Specifically, we will briefly
discuss ongoing work on the use of Cholesky decomposition (CD)
in order to facilitate computations on large molecules and on the
development of methods for treating atoms and molecules in the
exotic but astrophysically relevant environment of finite and strong
magnetic fields.
A. Cholesky decomposition representation
of the electron repulsion integrals
While the main focus of CFOUR is, by design, on the high-level
treatment of small- to medium-sized molecules, extending the appli-
cability of rigorous, ab initio methods to larger systems is becoming
more and more desirable. The asymptotically rate-determining step
of such calculations is the solution of the amplitude equations; how-
ever, calculations on medium to large molecules with reasonable but
not too large basis sets can often become overwhelming due to the
cost of handling the two-electron repulsion integrals (ERIs). Opera-
tions such as the full or partial transformation of the ERIs from the
AO to the MO basis may often become the limiting step in prac-
tice. This is due to two factors. First, it is usually safe to assume that
the ERIs do not fit in memory, which is usually true for ERIs in the
AO basis and even more so for ERIs in the MO basis. This means
that handling the integrals involves slow disk I/O, which can be a
serious limiting factor. Second, integrals are computed (and stored)
in an order that depends on the shell structure of the basis set and
accessed (or re-computed, for integral-direct implementations399–401)
in buffers. This makes writing subsequent code with optimal han-
dling of memory accesses virtually impossible, as the order in
which the integrals are available is system-dependent and, in gen-
eral, not optimal for vectorization or use of highly optimized
BLAS routines.The ERI matrix is, however, not a full rank one. While there
are, in principle, O(M4)nonzero integrals, due to the localization
of Gaussian basis functions, many of these will be small or negli-
gible.399,400,402This induces sparsity in the ERI matrix that can be
exploited by introducing low rank approximations
(μν∣ρσ)≈n
∑
KL(μν∣K)SKL(L∣ρσ), (30)
where nis the rank of the decomposition and is assumed to be much
smaller than the full rank N=M(M+ 1)/2, where Mis the number
of basis functions. Popular choices are the so-called resolution of the
identity (RI)403–407[or density fitting (DF)] approximation and the
Cholesky decomposition (CD)408–415technique. In RI, an auxiliary
basis set is introduced in order to approximate four-center integrals
with products of three-center ones according to Eq. (30). CD, on
the other hand, is, in principle, the exact decomposition of the ERI
matrix in the product of a (full rank) lower triangular matrix times
its transpose, i.e.,
(μν∣ρσ)=N
∑
K=1LK
μνLK
ρσ. (31)
However, the decomposition in Eq. (31) can be truncated at
n≪Nin a way that allows for both compression, to the point
that the resulting Cholesky vectors can often be kept in mem-
ory, and a rigorous a priori control of the approximation error.
The latter feature is particularly attractive, as the accuracy of a
CD-based calculation can be precisely controlled, which is not the
case for the RI approximation. On the other hand, RI computa-
tions can be performed using the same machinery used to compute
the ERIs themselves, with little modifications, and many auxiliary
basis sets are available in the literature,406,416–419while CD needs an
ad hoc implementation to compute the decomposition itself. The
same applies for integral derivatives.420–422We believe that this price
is worth paying to retain full control of the precision of the cal-
culation. For this reason, CD of the ERIs has been implemented
inCFOUR .
The long term goal of this development is to offer all the
main features of CFOUR in conjunction with a CD representation
of the ERIs. CD allows for large computational savings in opera-
tions on the integral tensor as it reduces the scaling of AO to MO
transformations from M5toM4. However, it does not change the
scaling of the correlated treatment, with the exception of scaled-
opposite-spin second-order many body perturbation theory (SOS-
MP2).423,424Nevertheless, it can make a large difference as a formu-
lation based on the CD of the integrals is intrinsically well suited
for writing all the operations involving the ERIs as matrix–matrix
multiplications, which can be performed with very efficient level
3 BLAS routines. Furthermore, as each Cholesky vector LKcon-
tributes to the final quantity independently of the others, it is possi-
ble to parallelize CD-based calculations by distributing the Cholesky
vectors.
At the moment, we are just starting to explore the use of CD
inCFOUR .425A particularly promising development is the coupling of
CD with quadratically convergent solvers for both SCF and CASSCF.
To show an example of the potential benefits of such a technique,
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we present here some preliminary results obtained with a serial,
CD-based implementation of quadratically convergent SCF. This
implementation is part of the experimental xdqcscf code described
in Sec. IV B.
As an example of the use of CD to extend the applicability
of methods implemented in CFOUR , let us consider a medium-sized
molecule such as caffeine (C 8H10N4O2). Using Dunning’s corre-
lation consistent cc-pVTZ basis set, 560 basis functions are used,
which is starting to be borderline for many post-HF applications.
The SCF optimization can however still be performed using the AO-
based code in xdqcscf . The calculation requires, on a single core,
about 2.5 h and is heavily dominated by disk I/O. The same calcu-
lation using CD ERIs can be performed in little more than 5 min
using a threshold for the CD of 10−4, which is a reasonable choice
for most applications. All the timings were obtained on a single core
of an Intel Xeon Gold 6140M processor. The main difference is that
the CD ERIs can easily fit in memory, avoiding thus slow I/O oper-
ations, and that the vast majority of the operations performed are
done with highly efficient BLAS-3 routines. It is interesting to note
that the same calculation, when performed forcing the use of an out-
of-core algorithm and thus reading the Cholesky vectors from disk,
requires slightly less than 10 min on the same machine. Therefore,
even though the calculation is slower by a factor of two than the
same performed with the Cholesky vectors in core, it is still much
faster than the traditional one. As a second example, we computed
the SCF wavefunction for taxol (C 47H51NO 14), a large molecule for
which we employ again Dunning’s cc-pVTZ basis set and the same
settings for CD for a total of 1947 basis functions. The SCF optimiza-
tion can be performed in 4.5 h on the same cluster node used before.
While these are very preliminary results and simple-minded appli-
cations, we believe that they offer a convincing argument in favor of
using CD as a method to handle larger molecular systems.
We have also recently completed an implementation in xncc
of a CD-based algorithm for the expensive particle–particle ladder
contribution to MP3 and CCSD, which avoids explicit storage of the
⟨ab∥cd⟩integrals. We plan to extend this pilot implementation to
additional terms in the CCSD equations that deal with the ⟨ab∥ci⟩
integrals in order to further reduce storage and I/O bottlenecks.
B. Reduced-scaling coupled cluster methods
While the Cholesky decomposition approach (or RI/DF) can
drastically reduce the memory and I/O requirements of both the
SCF and correlated calculations, by itself it cannot reduce the scal-
ing of post-Hartree–Fock methods, except for SOS-MP2. In order
to reduce the scaling of the same-spin (exchange) part of the MP2
energy as well, Hohenstein et al. introduced a further factorization
of the ERIs termed the tensor hypercontraction (THC) decomposi-
tion,426
(μν∣ρσ)≈∑
RSXR
μXR
νVRSXS
ρXS
σ. (32)
This factorization, combined with a Laplace quadrature representa-
tion of the orbital energy denominators, reduces the scaling of full
MP2 to M4and SOS-MP2 to M3. Parrish et al. refined the THC
method by assuming that the factor matrices Xtake the form of
a real-space collocation of the orbitals over a set of grid points:
XR
μ=ϕμ(xR).427This reduces the problem of finding the interactionmatrix Vto a linear least squares problem with closed-form solution,
VRS=∑
R′S′∑
μνρσ(S−1)RR′XR′
μXR′
ν(μν∣ρσ)XS′
ρXS′
σ(S−1)SS′, (33)
SRS=∑
μνXR
μXR
νXS
μXS
ν. (34)
This procedure scales as M5for exact ERIs but reduces to M4when
paired with an additional CD/DF/RI approximation.
We have recently used this LS-THC factorization to implement
reduced-scaling MP2 and MP3 methods (both scale as M4). In par-
ticular, we have found that using a Cholesky decomposition of the
real-space metric matrix Sallows for defining “pruned” grids spe-
cific to particular classes of transformed MO integrals, e.g., ( ai|bj)
vs (ab|cd).428The accuracy of the LS-THC-DF-MP2 energy and
size of the pruned grids were found to be similar or superior to
hand-optimized429or other automatically generated430,431grids. We
are now turning to the THC factorization of the double excitation
amplitudes432and the efficient implementation of a reduced-scaling
THC-CCSD method.
C. Atoms and molecules in finite magnetic fields
Strong magnetic fields lead, due to the interplay between
Coulomb and Lorentz forces, to a fascinating and complex elec-
tronic structure.433For example, the lowest triplet state of the hydro-
gen molecule (3Σ+
u) becomes bound and even assumes the role of
the ground state of the molecule at a sufficiently strong magnetic
field by the so-called perpendicular paramagnetic bonding mech-
anism even though the formal bond order is zero.434Such strong
field strengths are of astrophysical relevance as they can be found on
magnetic White Dwarf stars (WDs). Spectra from WDs are, how-
ever, very difficult to interpret since the magnetic field strength as
well as the composition of the atmosphere are a priori unknown.
As the magnetic field changes the electronic spectra completely,
accurate quantum-chemical predictions are crucial prerequisites to
interpretation. For such predictions, perturbation theory is inade-
quate because the field is by no means only a small perturbation
to the system and finite-field methods have to be used instead. The
predictions face the challenge that due to the structure of the Hamil-
tonian for a molecule in a magnetic field, the wavefunction becomes
(in general) complex-valued, such that the implementation needs
to allow for complex wavefunction parameters, integrals, etc. It is
hence the goal to develop high-accuracy methods for the investi-
gation of atoms and molecules in strong magnetic fields. Finite-
field full-CI implementations exist and have led to the discovery
of strongly magnetized WDs with helium atmospheres435and to
the above-mentioned bonding mechanism.434However, since finite-
field full-CI only allows the study of systems with very few electrons,
alternative high-accuracy finite-field methods with lower computa-
tional scaling, such as finite-field methods based on coupled-cluster
and equation-of-motion coupled-cluster theory, are desirable.436–438
In order to use these methods within CFOUR , a new integral code using
gauge-including atomic orbitals based on the McMurchie–Davidson
scheme439,440together with an SCF driver is being written and will be
interfaced with the QCUMBRE program.441The latter is written in C++
and designed in an object-oriented manner. A hierarchical data-type
structure ensures that changes can be made on a low level without
J. Chem. Phys. 152, 214108 (2020); doi: 10.1063/5.0004837 152, 214108-24
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of Chemical PhysicsARTICLE scitation.org/journal/jcp
having to modify the existing top-level code. A key feature of QCUM-
BREis a black-box contraction routine that allows one to code in a
manner that resembles the equations on paper, while efficient com-
plex BLAS algorithms such as ZGEMM3M are being used internally to
carry out matrix multiplications.
ACKNOWLEDGMENTS
Those who have contributed to CFOUR extend well beyond the
author list of this paper. In particular, J.G., P.G.S., and J.F.S. would
like to acknowledge R. J. Bartlett at the University of Florida, in
whose research group the three were educated, allowed to flourish
as postdoctorals and to develop the bonds that ultimately led to their
career-long collaboration. The many others who have contributed to
CFOUR have made important developments that have paid benefits to
all of us, and the complete list of authors can be found on the CFOUR
website (http://www.cfour.de).
CFOUR development in Gainesville has been supported by the
U.S. National Science Foundation (Grant CHE-1664325). In Mainz,
the work on CFOUR has been supported by the Deutsche Forschungs-
gemeinschaft, the Fonds der Chemischen Industrie, and the Alexan-
der von Humboldt foundation. The CFOUR development in Budapest
has been supported by the National Research, Innovation and Devel-
opment Fund (NKFIA) of Hungary (Grant No. 124293). In Dallas,
the CFOUR development has been supported by a generous start-up
grant from SMU, and in Baltimore, the work on CFOUR has been sup-
ported by the U.S. Department of Energy, Office of Science, Office
of Basic Energy Sciences, under Award Number DE-SC0020317.
DATA AVAILABILITY
Data available on request from the authors.
APPENDIX A: WEBSITE AND ONLINE
DOCUMENTATION
Already in 2005, at the time of the ACES II Mainz–Austin–
Budapest (MAB) version, a wiki-based website was implemented to
replace the old latex based manual in order to increase the up-to-
dateness and to facilitate documentation of old and new features
of the program package. With the renaming to CFOUR, the current
wiki-based website www.cfour.de was introduced, which provides
detailed information how to obtain, install, and use the CFOUR pro-
gram package, what features are available, as well as many illustra-
tive examples together with a bibliography, which provides refer-
ences for methods, basis sets, and the underlying implementations
inCFOUR .
APPENDIX B: MAILING LIST
Besides the aforementioned online manual (see Appendix A),
there is a mailing list available (cfour@lists.uni-mainz.de) to
which any CFOUR user may subscribe. This mailing list, which is
hosted at the University of Mainz, is meant as a forum for the
exchange of experiences between users of the CFOUR program sys-
tem. Users may join at any time via the website https://lists.uni-
mainz.de/sympa/subscribe/cfour. Note that in order to preventspam, subscription requests are monitored and require that sub-
scribers are accepted manually. After having subscribed, one can
post questions and comments via email to cfour@lists.uni-mainz.de.
A searchable message archive of previous postings to the CFOUR
mailing list, which goes back to about 2009, is available at
https://lists.uni-mainz.de/sympa/arc/cfour.
APPENDIX C: LICENSING AND MODE
OF DISTRIBUTION
For non-commercial purposes, there is no charge to obtain
CFOUR for academic users (individuals, universities, and research
institutes). The CFOUR license agreement, which is available from the
aforementioned website, has to be signed and sent via regular mail
or fax to the indicated address.
After reception of the properly signed unmodified CFOUR license
agreement, instructions will be provided for downloading CFOUR
from a GitLab server hosted by the University of Florida. This portal
offers a user interface similar to other popular git-based portals such
as GitHub and Bitbucket. From there, users can easily download any
released CFOUR version. Bug fixes that fall between versions are dis-
tributed through this system as well, and users can either download
a new version or receive updates through git version control.
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106J. F. Stanton, “Why CCSD(T) works: A different perspective,” Chem. Phys.
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107J. J. Eriksen, K. Kristensen, T. Kjærgaard, P. Jørgensen, and J. Gauss, “A
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108Y. J. Bomble, J. F. Stanton, M. Kállay, and J. Gauss, “Coupled-cluster methods
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109M. Kállay and J. Gauss, “Approximate treatment of higher excitations in
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110The reader is doubtless also aware of another popular class of elaborated triples
correction, specifically those based on the completely renormalized (CR) class of
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popular methods other than CCSD(T) that is used for this purpose, but CFOUR
does not yet have an implementation of this method.
111T. D. Crawford and J. F. Stanton, “Investigation of an asymmetric triple-
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124Z. He and D. Cremer, “Sixth-order many-body perturbation theory. I. Basic
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125Z. He and D. Cremer, “Sixth-order many-body perturbation theory.
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134W. J. Lauderdale, J. F. Stanton, J. Gauss, J. D. Watts, and R. J. Bartlett,
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135J. J. Eriksen, D. A. Matthews, P. Jørgensen, and J. Gauss, “Communication: The
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136T. Helgaker, “Gradient theory,” in The Encyclopedia of Computational Chem-
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138J. Gauss, J. F. Stanton, and R. J. Bartlett, “Analytic evaluation of energy gra-
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139J. Gauss, W. J. Lauderdale, J. F. Stanton, J. D. Watts, and R. J. Bartlett, “Analytic
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140J. D. Watts, J. Gauss, and R. J. Bartlett, “Open-shell analytical energy gra-
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150T. Helgaker and P. Jørgensen, “Analytical calculation of geometrical deriva-
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151J. Arponen, “Variational principles and linked-cluster exp Sexpansions for
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156R. J. Bartlett, “Analytical evaluation of gradients in coupled-cluster and many-
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159J. F. Stanton and J. Gauss, “Analytic evaluation of second derivatives of the
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161E. A. Salter, H. Sekino, and R. J. Bartlett, “Property evaluation and
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162D. J. Thouless, “Stability conditions and nuclear rotations in the Hartree-Fock
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163O. Christiansen, J. Gauss, and J. F. Stanton, “The effect of triple excitations in
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164R. Kobayashi, H. Koch, and P. Jørgensen, “Calculation of frequency-dependent
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165M. Kállay and J. Gauss, “Calculation of frequency-dependent polarizabilities
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167J. Gauss, O. Christiansen, and J. F. Stanton, “Triple excitation effects
in coupled-cluster calculations of frequency-dependent hyperpolarizabilities,”
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168D. P. O’Neill, M. Kállay, and J. Gauss, “Calculation of frequency-dependent
hyperpolarizabilities using general coupled-cluster models,” J. Chem. Phys. 127,
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169D. P. O’Neill, M. Kállay, and J. Gauss, “Analytic evaluation of Raman intensities
in coupled-cluster theory,” Mol. Phys. 105, 2447–2453 (2007).
170S. Coriani, P. Jørgensen, O. Christiansen, and J. Gauss, “Triple excitation effects
in coupled cluster calculations of Verdet constants,” Chem. Phys. Lett. 330, 463–
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171F. London, “Théorie quantique des courants interatomiques dans les combi-
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175T. Helgaker and P. Jørgensen, “An electronic Hamiltonian for origin inde-
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176J. Gauss, K. Ruud, and M. Kállay, “Gauge-origin independent calculation of
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177M. Kollwitz and J. Gauss, “A direct implementation of the GIAO-MBPT(2)
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178M. Kollwitz, M. Häser, and J. Gauss, “Non-abelian point group symme-
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179S. Loibl and M. Schütz, “NMR shielding tensors for density fitted local second-
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181W. H. Flygare, “Magnetic interactions in molecules and an analysis of molec-
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182A. A. Auer and J. Gauss, “Triple excitation effects in coupled-cluster calcula-
tions of indirect spin–spin coupling constants,” J. Chem. Phys. 115, 1619–1623
(2001).
183R. Faber, S. P. A. Sauer, and J. Gauss, “Importance of triples contributions to
NMR spin–spin coupling constants computed at the CC3 and CCSDT levels,”
J. Chem. Theory Comput. 13, 696–709 (2017).
184S. A. Perera, H. Sekino, and R. J. Bartlett, “Coupled-cluster calculations
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186A. A. Auer, J. Gauss, and J. F. Stanton, “Quantitative prediction of gas-phase
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188K. Emrich, “An extension of the coupled cluster formalism to excited states
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189D. C. Comeau and R. J. Bartlett, “The equation-of-motion coupled-cluster
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190S. Ghosh, D. Mukherjee, and S. Bhattacharyya, “Application of linear response
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Mol. Phys. 43, 173–179 (1981).
191H. Sekino and R. J. Bartlett, “A linear response, coupled-cluster theory for
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192H. Koch and P. Jørgensen, “Coupled cluster response functions,” J. Chem.
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193H. Koch, H. J. Aa. Jensen, P. Jørgensen, and T. Helgaker, “Excitation ener-
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195H. Nakatsuji and K. Hirao, “Cluster expansion of the wavefunction. Symmetry-
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199D. Kánnár and P. G. Szalay, “Benchmarking coupled cluster methods on
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204Y. J. Bomble, K. W. Sattelmeyer, J. F. Stanton, and J. Gauss, “On the ver-
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205S. Hirata, “Higher-order equation-of-motion coupled-cluster methods,”
J. Chem. Phys. 121, 51 (2004).
206J. H. Baraban, D. A. Matthews, and J. F. Stanton, “Communication: An accu-
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Phys. 144, 111102 (2016).
207O. Christiansen, H. Koch, and P. Jørgensen, “Response functions in the CC3
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208J. D. Watts and R. J. Bartlett, “The inclusion of connected triple excitations in
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209J. D. Watts and R. J. Bartlett, “Economical triple excitation equation-of-motion
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210O. Christiansen, H. Koch, and P. Jørgensen, “Perturbative triple excitation cor-
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211J. D. Watts and R. J. Bartlett, “Iterative and non-iterative triple excita-
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EOM-CCSDT-3 and EOM-CCSD(T) methods,” Chem. Phys. Lett. 258, 581–588
(1996).
212S. Hirata, M. Nooijen, I. Grabowski, and R. J. Bartlett, “Perturbative cor-
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determinantal analysis,” J. Chem. Phys. 114, 3919–3928 (2001).
213K. Kowalski and P. Piecuch, “New type of noniterative energy corrections for
excited electronic states: Extension of the method of moments of coupled-cluster
equations to the equation-of-motion coupled-cluster formalism,” J. Chem. Phys.
115, 2966–2978 (2001).
214T. J. Watson, Jr., V. F. Lotrich, P. G. Szalay, A. Perera, and R. J. Bartlett, “Bench-
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215K. Kowalski and P. Piecuch, “New coupled-cluster methods with singles, dou-
bles, and noniterative triples for high accuracy calculations of excited electronic
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216M. W. Włoch, M. D. Lodriguito, P. Piecuch, and J. R. Gour, “Two new classes
of non-iterative coupled-cluster methods derived from the method of moments
of coupled-cluster equations,” Mol. Phys. 104, 2149–2172 (2006); Erratum, 104,
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rection for the spin-flipping and spin-conserving equation-of-motion coupled-
cluster methods with single and double substitutions,” J. Chem. Phys. 129, 194105
(2008).
218P. U. Manohar, J. F. Stanton, and A. I. Krylov, “Perturbative triples correction
for the equation-of-motion coupled-cluster wave functions with single and double
substitutions for ionized states: Theory, implementation, and examples,” J. Chem.
Phys. 131, 114112 (2009).
219A. Tajti, J. F. Stanton, D. A. Matthews, and P. G. Szalay, “Accuracy of cou-
pled cluster excited state potential energy surfaces,” J. Chem. Theory Comput. 14,
5859–5869 (2018).
220T.-C. Jagau, “Non-iterative triple excitations in equation-of-motion coupled-
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221L. Cheng, “A study of non-iterative triples contributions in relativistic
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222K. W. Sattelmeyer, H. F. Schaefer III, and J. F. Stanton, “Use of 2h and 3h-p-
like coupled-cluster Tamm-Danncoff approaches for the equilibrium properties
of ozone,” Chem. Phys. Lett. 378, 42–46 (2003).
223M. Nooijen and R. J. Bartlett, “Equation of motion coupled cluster method for
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224J. F. Stanton and J. Gauss, “A simple scheme for the direct calculation of ion-
ization potentials with coupled-cluster theory that exploits established excitation
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225J. E. D. Bene, R. Ditchfield, and J. A. Pople, “Self-consistent molecular orbital
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228M. Head-Gordon, R. J. Rico, M. Oumi, and T. J. Lee, “A doubles correction
to electronic excited states from configuration interaction in the space of single
substitutions,” Chem. Phys. Lett. 219, 21–29 (1994).
229J. F. Stanton and J. Gauss, “Perturbative treatment of the similarity transformed
Hamiltonian in equation-of-motion coupled-cluster approximations,” J. Chem.
Phys. 103, 1064–1076 (1995).
230H. Koch, R. Kobayashi, A. Sanchez de Merás, and P. Jørgensen, “Calculation
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231S. Coriani, F. Pawłowski, J. Olsen, and P. Jørgensen, “Molecular response
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232J. J. Eriksen, P. Jørgensen, J. Olsen, and J. Gauss, “Equation-of-motion
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233A. Tajti, P. G. Szalay, A. Császár, M. Kállay, J. Gauss, E. F. Valeev, B. A. Flowers,
J. Vázquez, and J. F. Stanton, “HEAT: High accuracy extrapolated ab initio
thermochemistry,” J. Chem. Phys. 121, 11599 (2004).
234Y. J. Bomble, J. Vázquez, M. Kállay, C. Michauk, P. G. Szalay, A. G. Császár,
J. Gauss, and J. F. Stanton, “High-accuracy extrapolated ab initio thermochem-
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1.4850415.pdf | Control of domain wall motion at vertically etched nanotrench in ferromagnetic
nanowires
Kulothungasagaran Narayanapillai and Hyunsoo Yang
Citation: Applied Physics Letters 103, 252401 (2013); doi: 10.1063/1.4850415
View online: http://dx.doi.org/10.1063/1.4850415
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148.88.244.115 On: Sun, 04 May 2014 17:02:36Control of domain wall motion at vertically etched nanotrench in
ferromagnetic nanowires
Kulothungasagaran Narayanapillai and Hyunsoo Y anga)
Department of Electrical and Computer Engineering, National University of Singapore, Singapore 117576
(Received 2 August 2013; accepted 29 November 2013; published online 16 December 2013)
We study field-induced domain wall motion in permalloy nanowires with vertically etched
nanotrench pinning site. Micromagnetic simulations and electrical measurements are employed
to characterize the pinning potential at the nanotrench. It is found that the potential profile for a
transverse wall significantly differs from that of a vortex wall, and there is a correlationbetween the pinning strength and the potential profile. Reliable domain wall pinning and
depinning is experimentally observed from a nanotrench in permalloy nanowires. This
demonstrates the suitability of the proposed nanotrench pinning sites for domain wall deviceapplications.
VC2013 AIP Publishing LLC .[http://dx.doi.org/10.1063/1.4850415 ]
Domain wall (DW) based devices have been proposed
as a promising solution for future high density storage andlogic devices.
1–6Implementing these devices requires pre-
cise and reliable control of DWs, which can be achieved
through pinning centers. Automotion happens in ideal nano-wires,
7however, in reality, lithographic imperfections in
nanowires result in natural pinning sites, which are inher-
ently hard to control. Controllable pinning sites can be intro-duced by engineering artificially structured variations into
the geometry along the nanowires, which are known as
“notches.” Complex DWs are formed at these notches, andits depinning behavior is very sensitive to the initial state of
the DW, its structure, and chirality, as well as the excitation
method.
7–10Even the stochastic behavior of the pinning and
depinning process can be controlled by varying the notch
dimensions.11Static and dynamic pinning strengths for a
DW at the pinning sites have also shown deviations.12All
these results show that the control of DWs depends predomi-
nantly on the notch profile.
A few mechanisms are typically used to pin and control
a DW in ferromagnetic nanowires of in-plane anisotropy sys-
tems. Ion irradiation is an approach in which a portion of the
nanowire is implanted with ions to soften the magnetic prop-erties, thereby creating a pinning site.
13,14The common
approach is to introduce lateral constrictions along the nano-
wire, as a result, giving rise to a notch15or alternatively a lat-
eral protrusion known as anti-notch.12However, in
nanowires, it is challenging to precisely control the lateral
dimensions at the nano-scale due to the limit of modern li-thography techniques.
In this Letter, we demonstrate an alternative approach to
control the notch profile vertically by removing a rectangularshaped portion of the magnetic material along the nanowire
(hereafter referred to as nanotrench). It enables us to utilize
the advantage of controlling the vertical etching depth accu-rately down to a few monolayers with ion milling. We study
the field-induced pinning and depinning of DWs, from the
nano-trench pinning site, in the permalloy nanowires.Micromagnetic simulations and electrical measurements areemployed to characterize the potential strength of these pin-
ning sites. The pinning strength linearly increases with thedepth of the nanotrench for transverse and vortex DWs.
Above a certain length of the nanotrench, the depinning
strength begins to saturate. The stochastic nature of DW gen-eration and depinning is also presented in a nanotrench.
Micromagnetic simulations of the depinning studies are
performed using the object oriented micromagnetic frame-work (OOMMF). Two different dimensions of nanowires are
utilized for studying transverse (a width of 100 nm and thick-
ness of 10 nm) and vortex (a width of 200 nm and thicknessof 40 nm) DWs. Cell dimensions of 4 /C24/C22n m
3and
4/C24/C25n m3have been used, for the transverse and vortex
case, respectively. A saturation magnetization ofM
S¼8.6/C2105A/m, exchange constant of A¼13/C210/C012
J/m, and an anisotropy constant of K¼0 are assumed. The
simulations were performed at the quasi-static regime andthe Gilbert damping parameter ( a) is set to 0.5 to improve
the speed of the simulations.
A nanotrench is placed at the center along the nanowire
as shown in Fig. 1(a). The DWs are initially located at the
right edge of the nanotrench and then released to relax for
several nanoseconds to form an energetically favorable andstable structure in each simulation. Examples of a similarly
initialized transverse and a vortex DW at the nanotrench are
shown in Figs. 1(b) and1(c), respectively. In both cases, the
length of the nanotrench (LN) is 240 nm, while the depth
(DN) is 6 and 20 nm, respectively, for transverse and vortex
cases. The position of the nanotrench is highlighted using adark shade. During the relaxation process, the vortex DW
moves outwards of the nanotrench and is stabilized, while
the transverse DW moves towards the center of thenanotrench.
The effect of varying the nanotrench dimensions on the
pinning and depinning of both types of DWs has also beenstudied. The lengths LN and DN of the nanotrench are grad-
ually varied. For the case of a transverse wall, when the
depth increases from 2 to 6 nm, the depinning field strengthincreases almost linearly as shown in Fig. 2(a). This trend
remains the same for all different lengths investigated.
However, when the length increases from 20 to 240 nm, it is
a)Electronic mail: eleyang@nus.edu.sg
0003-6951/2013/103(25)/252401/4/$30.00 VC2013 AIP Publishing LLC 103, 252401-1APPLIED PHYSICS LETTERS 103, 252401 (2013)
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148.88.244.115 On: Sun, 04 May 2014 17:02:36observed that the pinning field increases linearly and, subse-
quently, saturates as shown in Fig. 2(b). For the case of 6 nm
deep nanotrench, the depinning field saturates at a length of
100 nm. A similar trend is also seen for the vortex DWs,which have been plotted in Figs. 2(c) and2(d). The depin-
ning field increases with the depth and length of the nano-
trench. However, it is evident that irrespective of the depthof the nanotrench, the depinning strength profile saturates
around a length of /C24100 nm for both cases of transverse and
vortex DWs. This saturation behavior can be understood bythe energy landscape of the pinning sites as we discuss
below.
In order to provide a more quantitative understanding of
the depinning behavior, the potential landscape for the DW
states is calculated by micromagnetic simulations. The geo-
metrical variations along the nanowire generate an energylandscape that a DW experiences while traversing through
the wire. The change in the potential profile reflects the inter-
action between the spin structure of DW and the pinningsite. In order to understand the energy landscape of the nano-
trench profile, energy terms like demagnetization and
exchange energy are taken into consideration. A DW is ini-tially placed on the left side, at a distance of 1.5 lm away
from the center of the nanotrench. A constant magnetic field
is applied along the þx-direction to drive the DW towards
the right end of the nanowire, thereby passing through the
nanotrench at the center of the nanowire. The absence of the
anisotropy energy term makes the energy equation convergetoE
Tot¼EDemþEEx, where EDem is the demagnetization
energy and EExis the exchange energy.
The contributions of each energy term in the system for
a transverse DW (LN ¼240 nm; DN ¼6 nm) is plotted inFig.3(a)with respect to the DW position. The energy is nor-
malized with respect to the total energy ( ETot). The center of
the nanotrench is set to zero on the x-axis. The total energy
of the system is locally reduced forming a potential wellaround the center of the nanotrench in case of the transverse
DW as shown in Fig. 3(a). The demagnetization energy con-
tributes 90%, while the exchange energy is /C2410% of the
total energy contribution outside the potential well. The
exchange energy increases while entering into the nano-
trench area, as a result, providing resistance to the movingDW, indicated by a small peak in E
Exat/C00.19lm in Fig.
3(a). The energy landscape of the vortex wall (LN ¼240 nm;
DN¼15 nm) are shown in Fig. 3(b). It should be noted that
the interactions generated at the nanotrench edge by a larger
vortex DW structure will make the energy landscape differ-
ent from the transverse DW case. The transverse DW pins atthe center of the pinning site, whereas the vortex DW is
repelled away from the center of the nanotrench, but pins at
either edges of the nanotrench due to a dual-dip energy pro-file. This phenomenon is also observed in the conventional
constriction type notches, where the vortex DW has to
realign its spin structure at the expense of increasing energyterms while passing through the notch.
9,16However, the con-
tributions from the demagnetization energy and exchange
energy remain around 90% and 10% outside the potentialwell, respectively, which is similar to the transverse DW
case. Similar energy contributions have been reported for
pinning sites defined by ion implantation.
13
The total energy is plotted in Figs. 3(c)and3(d)for both
transverse (DN ¼6 nm) and vortex (DN ¼15 nm) walls for
various lengths (LN ¼40 to 240 nm) of nanotrenches in
order to achieve a better understanding of the energy
FIG. 1. (a) Schematics of a nanowire
with a nanotrench. Simulated a trans-
verse (b) and vortex (c) DW at the
nanotrench.
FIG. 2. Dependence of depinning field with the depth (a) and the length (b)
of nanotrench for a transverse wall. (c) and (d) show the dependence of
depinning field for vortex walls.
FIG. 3. Energy profiles with respect to DW position for a transverse (a) and
a vortex (b) wall. (c) and (d) show the total energy for transverse and vortexwalls for various lengths of nanotrenches. The drop in the energy profile
(DE
Tot) is plotted in the insets for respective DW types.252401-2 K. Narayanapillai and H. Y ang Appl. Phys. Lett. 103, 252401 (2013)
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148.88.244.115 On: Sun, 04 May 2014 17:02:36landscape at the pinning site. It can be inferred from both
cases that the shape of the energy profile is almost con-
served. Furthermore, the depth of the dip in the energy pro-
file increases with increasing the length of the nanotrench.The curvature as well as the depth of the energy landscape
determines the pinning strength. The insets of Figs. 3(c)and
3(d) show the drop in the energy profile, DE
Totwith respect
to the energy at /C00.5lm which follows the same trend as
that of the depinning strength discussed in Figs. 2(b) and
2(d) for both types of the DWs. For the vortex DW case, the
drop in energy on both sides of the dip (labeled left and
right) shows a very similar behavior as shown in the inset ofFig.3(d).
The proposed pinning sites are experimentally verified
in permalloy nanowires. Thin films with the stack structureof substrate/Ta (3 nm)/Ni
81Fe19(30 nm)/Ta (3 nm)/Ru (2 nm)
are deposited in a dc-magnetron sputter tool at a base pres-
sure of 1 /C210/C09Torr. Sub-micrometer wires are patterned
by electron beam lithography (EBL) followed by Ar ion
milling. The measurement contact pads are defined by EBL,
and followed by deposition and a lift-off process. The top2 nm of the nanowire was partially etched before depositing
the contact pads to provide ohmic contacts between the
nanowire and the contact pads. Finally, the nanotrench isdefined using an etch mask designed by EBL followed by Ar
ion milling to remove a portion of the nanowire in order to
form the required vertical nanotrench. Figure 4(a) shows a
scanning electron micrograph with the measurement sche-
matics along with the nanotrench highlighted in red color
within the nanowire. The width of the nanowire is 650 nmand the length is 12 lm.
Anisotropic magnetoresistance (AMR) is a suitable
choice for DW detection. It reduces the resistance of thenanowires due to the presence of a DW. The following
sequence is employed for DW generation and detection.
First, a saturation magnetic field, H
SAT¼1 kOe, is applied in
theþx-direction and reduced to zero. Then, the saturation re-
sistance RSATis measured with a dc current of 30 lA applied
across A 1B1contacts, which is /C24145.80 X. Second, a shortpulse is applied across A 1A2contacts to generate a DW by
utilizing the Oersted field generation method17and simulta-
neously a constant assist field of 30 Oe, HASSIST is applied in
the/C0x-direction to push the DW to the nanotrench. Then,
the resistance ( RI) across A 1B1contacts is measured again
at zero fields. The difference between two resistance values
(¼RSAT/C0RI) is associated with the DW resistance ( RDW).
Subsequently, 1 kOe is applied along the /C0x-direction to
remove any effects from remanence. The above process is
repeated to gain a statistical distribution.
The histogram of the DW generation process is shown
in Fig. 4(b). The three different DW resistances
(RDW¼/C00.16,/C00.13, and /C00.10X) can be explained by
the existence of transverse and vortex DWs with different
chirality at the nanotrench. The high occurrence of two typesof DWs around /C00.16 and /C00.13Xcould be due to the anti-
clockwise and clockwise vortex DWs, while the relatively
small occurrence around /C00.10Xcan be attributed to the
transverse DW configurations.
18,19The depinning strength of
the pinned DWs at the nanotrench is also investigated. After
a DW is pinned at the nanotrench as discussed earlier, themagnetic field increases in steps of 2 Oe in the /C0x-direction
and a representative depinning profile is shown in Fig. 4(c).
As shown in Fig. 4(c), when the DW is removed from the
nanotrench and moves out of the A
1B1portion, the resistance
reaches the RSATvalue (145.80 X). The depinning strength
depends on the DW type and chirality. From the histogramplot shown in Fig. 4(d), we can see that the DW depinning is
distributed. This could be understood by the presence of dif-
ferent DW types generated during the DW generation pro-cess and stochastic behavior of the depinning process.
20,21
In summary, we have demonstrated DW wall pinning
and depinning in the proposed vertical nanotrench site. Themicromagnetic simulations show that the depinning strength
can be effectively controlled by the proper selection of nano-
trench dimensions. Different shapes of the potential profileare observed for transverse and vortex type DWs. In permal-
loy nanowires with nanotrench pinning sites, both types of
DWs have been experimentally shown to exist. Reliable pin-ning and depinning behaviors from a vertical nanotrench are
observed. Compared to the lateral constrictions, our pro-
posed method has a higher precision in defining the dimen-sions of the pinning sites in the sub-nanoscale.
This work is partially supported by the Singapore
National Research Foundation under CRP Award No. NRF-CRP 4-2008-06.
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histogram plot of depinning fields.252401-3 K. Narayanapillai and H. Y ang Appl. Phys. Lett. 103, 252401 (2013)
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1.373388.pdf | Rotationally symmetric solutions of the Landau–Lifshitz and diffusion equations
I. D. Mayergoyz, G. Bertotti, and C. Serpico
Citation: Journal of Applied Physics 87, 5511 (2000); doi: 10.1063/1.373388
View online: http://dx.doi.org/10.1063/1.373388
View Table of Contents: http://scitation.aip.org/content/aip/journal/jap/87/9?ver=pdfcov
Published by the AIP Publishing
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129.49.251.30 On: Fri, 05 Dec 2014 06:26:51Rotationally symmetric solutions of the Landau–Lifshitz
and diffusion equations
I. D. Mayergoyz
Department of Electrical and Computer Engineering, University of Maryland, College Park, Maryland 20742
G. Bertotti
IEN Galileo Ferraris, Corso M. d’Azeglio 41, I-10125 Torino, Italy
C. Serpico
Department of Electrical and Computer Engineering, University of Maryland, College Park, Maryland 20742
The problem of isotropic conducting ferromagnetic film subject to in-plane circular polarized
magnetic fields is discussed. This problem requires simultaneous solution of diffusion and Landau–Lifshitz equations. It is observed that the mathematical formulation of the problem is invariant withrespect to rotations in the film plane. By exploiting this invariance, the rotationally symmetricsolutions of the Landau–Lifshitz equation coupled with the diffusion equation are obtained andexamined. © 2000 American Institute of Physics. @S0021-8979 ~00!32108-9 #
The theoretical and experimental study of spin dynamics
governed by the Landau–Lifshitz ~LL!equation has been the
focus of considerable research for many years. Traditionally,this study has been motivated by the ferromagnetic reso-nance problems.
1–3Recently, the spin dynamics has received
renewed attention in the area of magnetic recording4,5due to
the increasing rate of data transfer. In write heads of mag-netic recording, spin dynamics is accompanied by eddy cur-rents. For this reason, the solution of the LL equationcoupled with the diffusion equation is required. This problemis also of general theoretical interest because its solution willreveal how the dynamic constitutive properties of ferromag-netic media described by the LL equation affect the diffusionof electromagnetic fields.
In the paper, the problem of isotropic conducting ferro-
magnetic film subject to a constant perpendicular magneticfield and in-plane circularly polarized ac magnetic fields isstudied. Mathematically, this problem is described by thefollowing coupled diffusion equation and LL equation in theGilbert form,
]2H’
]z25m0sD2S]H’
]t1]M’
]tD, ~1!
]M
]t52gM3SHeff2a
gMs]M
]tD, ~2!
Heff’52A
m0Ms2D2]2M’
]z21H’,
~3!
Heffz5Haz2Mz12A
m0Ms2D2]2Mz
]z2,
subject to the boundary conditions,
H’~61
2,t!5Hm@excos~vt1u!1eysin~vt1u!#,~4!]M
]z~61
2,t!50, ~5!
where Dis the film thickness, zis normalized by D,Hais the
applied field, subscript ‘‘ ’’’ indicates in-plane components,
while all other symbols have their usual meaning.
Equations ~1!–~3!are strongly nonlinear and this, in
general, makes their analytical solution very difficult. How-ever, in the case of the boundary value problem ~1!–~5!the
following observation is very instrumental. The mathemati-cal form of the boundary value problem ~1!–~5!isinvariant
~up to inessential values of initial phase
u!with respect to
rotations of coordinate axes xandyin the film plane. This
suggests that the time periodic solutions of the boundaryvalue problem ~1!–~5!may exist that are invariant with re-
spect to the above rotations as well. The latter means that H
’
andM’are uniformly rotating ~circularly polarized !vectors.
By introducing phasors for these vectors and by using moreor less straightforward algebraic transformations, the bound-ary value problem ~1!–~5!for the partial differential equa-
tions can be exactlyreduced to the following boundary value
problem for the ordinary differential equations:
d
2Hˆx
dz25jb~Hˆx1Mˆx!, ~6!
2A
m0Ms2D2d2Mˆx
dz25FSMz,d2Mz
d2zDMˆx2Hˆx, ~7!
Hˆx~61
2!5Hˆax,dMˆx
dz~61
2!50, ~8!
where b5vm0sD2,
FSMz,d2Mz
dz2D5gHeffz2v
gMz1jav
gMs, ~9!JOURNAL OF APPLIED PHYSICS VOLUME 87, NUMBER 9 1 MAY 2000
5511 0021-8979/2000/87(9)/5511/3/$17.00 © 2000 American Institute of Physics
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129.49.251.30 On: Fri, 05 Dec 2014 06:26:51Ms25uMˆxu21Mz2, ~10!
andHeffzis given by Eq. ~3!andHˆax5Hmeju. The math-
ematically identical boundary value problem can be written
forHˆyandMˆy.
Theexacttransformation of the boundary value problem
~1!–~5!into the boundary value problem ~6!–~8!can be con-
strued as a mathematical proof that the boundary value prob-lem~1!–~5!admits the solutions in the form of uniformly
rotating vectors H
’andM’. This also proves the remark-
able fact that there is no generation of higher order harmon-ics despite the nonlinear nature of the LL equation. In otherwords, the time harmonic solutions may exist for arbitrarystrong applied in-plane ac magnetic fields. This is in contrastwith the generally held opinion that sinusoidal solutions tothe LL equation can be only obtained for sufficiently smalldriving sinusoidal fields by using the linearization technique.
Ordinary differential Eqs. ~6!and~7!are still strongly
nonlinear due to relations ~9!and~10!. However, this diffi-
culty can be circumvented in the practically important casewhen the film thickness D~and/or its conductivity
s!is suf-
ficiently small. In this case, parameter bcan be regarded as a
small one and we can use the perturbation technique withrespect to
b. According to this technique, we look for the
solution of the boundary value problem ~6!–~10!in the form,
Mˆx5Mˆx(0)1bMˆx(1)1fl,Hˆx5Hˆx(0)1bHˆx(1)1fl.
~11!
By substituting Eq. ~11!into Eqs. ~6!–~10!and equating the
terms of the same order of smallness with respect to b,w e
end up with the following equations for zero and first orderterms, respectively:
Hˆ
x(0)5Hˆaxfor 21
2,z,1
2, ~12!
2jgHˆaxMz(0)5Fj~v2gHeffz(0)!1av
MsMz(0)GMˆx(0),~13!
Heffz(0)5Hax2Mz(0),Mz(0)56AMs22uMˆx(0)u2, ~14!
and
d2Hˆx(1)
dz25j~Hˆax1Mˆx(0)!,Hˆx(1)~61
2!50, ~15!
2A
m0Ms2D2d2Mˆx(1)
dz25Fˆ(0)Mˆx(1)1F(1)Mˆx(0)2Hˆx(1), ~16!
dMˆx(1)
dz~61
2!50, ~17!
where
Fˆ(0)5g~Haz2Mz(0)!2v
gMz(0) 1jav
gMs, ~18!F(1)5ReHMˆx(0)*
~Mz(0)!2FS11g~Haz2Mz(0)!2v
gMz(0)DMˆx(1)
22A
m0Ms2D2d2Mˆx(1)
dz2GJ, ~19!
and ‘‘*’’ denotes the complex conjugate quantity.
Thus, the calculation of the zero order terms requires the
uniform mode solution of the nonlinear LL equation writtenin the phasor ~algebraic !form Eqs. ~13!–~14!. The calcula-
tion of the first order terms requires the solution of linearsecond order ODE’s Eqs. ~15!–~16!. The latter task is sim-
pler, and it can be even further simplified if we are only
interested in average ~over film thickness !values of Mˆ
x(1).
These average quantities are measurable and, for this reason,they are of practical interest. By integrating Eq. ~16!over the
film thickness and by taking into account the boundary con-dition ~17!and formulas ~18!and~19!, we arrive at the fol-
lowing linear algebraic equation for the average value
Mˆ
x(1):
Fˆ(0)Mˆx(1)1Mˆx(0)
~Mz(0)!2Re@Mˆx(0)*~11Re@Fˆ(0)#!Mˆx(1)#5Hˆx(1),
~20!
where, according to Eq. ~15!, the average value of the mag-
netic field is Hˆx(1)52j(Hˆax1Mˆx(0))/12.
Finally, to characterize the losses in the thin film we
compute the following quantity:
x952*01/2Re@2jvm0Hˆx~u!Mˆx*~u!1suEˆx~u!u2#du
m0vuHˆaxu2,
~21!
which, in the linear case, is reduced to the imaginary part of
the magnetic susceptibility. By substituting the expansions~11!in Eq. ~21!, one ends up with the expansion,
x9
5x9(0)1bx9(1), where x9(0)5Re@22jHˆaxMˆx(0)*#/uHˆaxu2and
x9(1)depends only on Hˆax,Mˆx(0),Mˆx(1), andHˆx(1).
To start the calculations, the uniform mode solution of
the phasor LL equations ~13!–~14!is first obtained. These
equations can be reduced to the following quartic equation:
Vmz
Vmz2V056VA12mz2
a2211mz2, ~22!
wheremz5Mz(0)/Ms,V05(gHaz2v)/av,V5gMs/av,
a5guHˆaxu/av. Equation ~22!is similar to the equation de-
rived in Ref. 6 for the uniform mode solution of LL equation.
Depending on the value of uHˆaxuand other parameters, this
equation may have two or four real solutions. One of thesesolutions has M
zopposite to Hazand is usually of no physi-
cal interest. Thus, for sufficiently small uHˆaxu, there is only
one physically meaningful real solution. This solution re-veals the resonance behavior which is qualitatively similar tothat described by the linear theory. The main difference isthe shift in the resonance frequency with the small increase
in
uHˆaxu. When uHˆaxuis further increased and reaches a cer-5512 J. Appl. Phys., Vol. 87, No. 9, 1 May 2000 Mayergoyz, Bertotti, and Sepico
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129.49.251.30 On: Fri, 05 Dec 2014 06:26:51tain critical value, then two more real solutions of Eq. ~22!
appear. This leads to the foldover phenomena of resonancecurves which exhibit well-known bistable behavior usuallyobserved in ferromagnetic thin film.
6–10A sample example
of nonlinear resonance curves computed for various values
ofuHˆaxuby using Eq. ~22!is shown in Fig. 1.
By using the described uniform mode solution ~zero or-
der terms !and Eq. ~21!, ‘‘eddy current’’ corrections for non-
linear resonance curves can be computed. These correctionsare shown in Figs. 2 and 3, for the applied field below andabove the critical field, respectively. From these figures it is
apparent that ‘‘eddy current’’ corrections exhibit resonancebehavior as well.
Finally, it is interesting to know that eddy current losses
are ‘‘generated’’ by the first order term Hˆ
x(1). From Eq. ~15!,
we find that Hˆx(1)5j(Hˆax1Mˆx(0))(z221
4)/2, which leads to
the following expression for the electric field Eˆy(z)
5b(Hˆax1Mˆx(0))z/s. This field varies linearly with respect
tozas in the case of classical eddy current losses. However,
the frequency dependence of eddy current losses may signifi-cantly deviate from the classical ‘‘ f
2’’-law. This deviation is
caused by the resonance dependence of uMˆx(0)uon frequency.
Thus, the conclusion can be reached that eddy current lossesexhibit resonance behavior which is controlled by the ap-plied ~constant in time !perpendicular magnetic field H
az.
This observation suggests that it may be difficult to separateexperimentally the losses due to the eddy currents from thosedue to the phenomenological damping term in the LL equa-tion because these two types of losses exhibit similar reso-nance behavior.
This work is supported by the U.S. Department of En-
ergy, Engineering Research Program.
1P. W. Anderson and H. Suhl, Phys. Rev. 100,1 7 8 8 ~1955!.
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~1985!.
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FIG. 1. Foldover of resonant curves for the function x9(0)vsvfor increas-
ing values of incident rotating field Hm. Values of the parameters, Haz
51.1Ms,a50.01,Ms58105. Legend ‘‘—’’ for linear theory, symbols
‘‘*’’ forHm5Ms1025, symbols ‘‘ 3’’ forHm55Ms1025, symbols ‘‘ s’’
and ‘‘ L’’ forHm58Ms1025~‘‘s,’’ stable rotating solutions; ‘‘ L,’’ un-
stable rotating solutions !.
FIG. 2. Resonant curve for x9vsvincluding eddy current losses. Values of
the parameters, Haz51.1Ms,a50.08,Ms58105,Hm52.5Ms1024,b
53.61023~at the resonant frequency !. Legend ‘‘ 2’’ for linear theory,
symbols ‘‘ 1’’ for zero order nonlinear theory, symbols ‘‘ s’’ for first order
nonlinear theory.
FIG. 3. Resonant curve for x9vsvincluding eddy current losses with
foldover. Values of the parameters, Haz51.1Ms,a50.08,Ms58105,
Hm58Ms1024,b53.61023~at the resonant frequency !. Legend ‘‘ 2’’
for linear theory, symbols ‘‘ *’’ and ‘‘ 1’’ for zero order nonlinear theory,
symbols ‘‘ s’’ and ‘‘ L’’ for first order nonlinear theory.5513 J. Appl. Phys., Vol. 87, No. 9, 1 May 2000 Mayergoyz, Bertotti, and Sepico
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1.4768958.pdf | Simulation of inhomogeneous magnetoelastic anisotropy in
ferroelectric/ferromagnetic nanocomposites
Nicolas M. Aimon, Jiexi Liao, and C. A. Ross
Citation: Appl. Phys. Lett. 101, 232901 (2012); doi: 10.1063/1.4768958
View online: http://dx.doi.org/10.1063/1.4768958
View Table of Contents: http://apl.aip.org/resource/1/APPLAB/v101/i23
Published by the American Institute of Physics.
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Downloaded 25 Dec 2012 to 152.14.136.96. Redistribution subject to AIP license or copyright; see http://apl.aip.org/about/rights_and_permissionsSimulation of inhomogeneous magnetoelastic anisotropy in ferroelectric/
ferromagnetic nanocomposites
Nicolas M. Aimon,a)Jiexi Liao, and C. A. Rossb)
Department of Materials Science and Engineering, Massachusetts Institute of Technology, Cambridge,
Massachusetts 02139, USA
(Received 1 November 2012; accepted 12 November 2012; published online 3 December 2012)
The magnetic response of CoFe 2O4/BiFeO 3(CFO/BFO) nanocomposite thin films, in which
ferromagnetic CFO nanopillars are embedded in a ferroelectric BFO matrix, has been modeled by
including the position-dependent magnetoelastic anisotropy of the CFO. A finite element simulationof the strain state of an arrangement of CFO pillars was performed in which the BFO matrix
surrounding one or all of the pillars was subject to a piezoelectric strain. The strain transferred to the
CFO pillars was calculated and transformed into a spatially varying magnetoelastic anisotropy in theCFO, and a micromagnetic model was then used to calculate the hysteresis of the pillar, which
differed significantly from a macrospin model. The position-dependent anisotropy led to a complex
reversal process and to a reorientation of the easy axis to the in-plane direction at sufficient appliedelectric fields.
VC2012 American Institute of Physics .[http://dx.doi.org/10.1063/1.4768958 ]
Films of perovskite/spinel se lf-assembled vertical magne-
toelectric nanocomposites, in which ferrimagnetic pillars (e.g.,CoFe
2O4or NiFe 2O4) are epitaxially embedded in a ferroelec-
tric matrix (e.g., BiFeO 3,P b T i O 3or BaTiO 3), can be grown by
codeposition of the perovskite and spinel phases onto a singlecrystal substrate.
1–3Coupling between the two order parame-
ters, ferrimagnetism and ferroelectricity, is achieved via strain
transfer at the vertical interfaces between the two phases.4,5
The electric field polarizes the f erroelectric, leading to a piezo-
electric strain, which is transferred to the ferrimagnet across
the interface, affecting its magnetic anisotropy via magnetoe-lastic effects. The degree of coupling in these two-phase nano-
composites is significant, especially considering that intrinsic
magnetoelectrics have yet to display large magnetoelectriccoefficients at room temperature.
6Moreover, unlike multi-
layered composites where the fer roelectric and ferromagnetic
phases form in-plane layers and t he strain is limited by substrate
clamping, vertical nanocompos ites can support higher strains
and, consequently, exhibit highe r magnetoelectric coupling.7
In BiFeO 3/CoFe 2O4(BFO/CFO) composites, the CFO has
a strong magnetoelastic anisotropy, so an electric field which
strains the piezoelectric BFO matrix can reorient the magnetic
easy axis of the CFO from out-of-plane to in-plane.8Storage
and computation devices relying o n the electric field-assisted
control of the pillar magnetization state9have since been pro-
posed.10Most of the modeling of the reversal mechanism of the
magnetic pillars by combined el ectric and magnetic fields has
been based on simple energetic arguments relying on the
assumption of homogeneous st rain and magnetization within
the pillars. 3D simulations by phase-field modeling of the
strain-mediated magnetoelectric coupling in other vertical nano-
composites (BaTiO 3/CoFe 2O4) have been reported,11–14which
showed the strong dependence of the coupling coefficient on
the boundary conditions at the interface between the film and
substrate and at the top free surface. However, these reportsonly considered the applica tion of a global magnetic and/or
electric field to the whole film, and the feasibility of writing themagnetic state of a single pillar b y local fields without affecting
its neighbors has not been studied.
In this Letter, we describe a combined model including
finite element analysis for strain calculations and micromag-
netic modeling to calculate the magnetic switching of a CFO
pillar when the BFO matrix surrounding it has been piezoelec-trically strained. The full strain field in the pillar is converted
into a magnetic anisotropy field that is imported into a micro-
magnetic solver, in this case, OOMMF (the NIST Object Ori-ented MicroMagnetic Framework), from which the reversal
mechanism can be determined. This approach shows that the
pillars reverse inhomogeneously due to the nonuniform strainstate imposed by the matrix, with dramatic consequences for
the magnetic behavior of the nanocomposite.
Fig. 1(a) shows a scanning electron microscope plan-
view image of the typical morphology of BFO/CFO vertical
nanocomposite thin films grown on an (001) oriented SrTiO
3
(STO) substrate using pulsed laser deposition methods
described previously.5The BFO is a single crystal film with
a cube-on-cube orientation with the substrate, and the CFO
pillars grow vertically within the BFO as rectangular prismswith tapered facets at the top surface as well as at the film-
substrate interface.
2The facet orientations are summarized
in the inset of Fig. 1(a).
Using finite element analysis (ADINA 8.7, Automatic
Dynamic Incremental Nonlinear Analysis), the strain in a
CFO pillar was calculated when the BFO matrix around itundergoes piezoelectric deformation upon application of an
electric field. Two cases were considered. In the first (local)
case, only a small region of the BFO phase is strained arounda selected pillar. The strained region of the BFO is shown in
Figs. 1(b) and1(c). This corresponds to the application of a
local electric field from, for example, a scanning probemicroscope tip, or a patterned electrode. In the second
(global) case, the entire BFO volume is strained, which cor-
responds to the application of an electric field from a large-
a)Electronic mail: naimo@mit.edu.
b)Electronic mail: caross@mit.edu.
0003-6951/2012/101(23)/232901/5/$30.00 VC2012 American Institute of Physics 101, 232901-1APPLIED PHYSICS LETTERS 101, 232901 (2012)
Downloaded 25 Dec 2012 to 152.14.136.96. Redistribution subject to AIP license or copyright; see http://apl.aip.org/about/rights_and_permissionsarea top electrode. The finite element simulation mesh and
dimensions which represent a unit cell of a BFO/CFO filmgrown on an STO substrate are detailed in Figs. 1(b) and
1(c). The pillars are 60 nm apart center-to-center and occupy
a square lattice, and each pillar is 32 nm across its diagonal.Displacements perpendicular to the lateral boundaries of the
model unit cell (which was 60 nm /C260 nm in plane and con-
tained four quarter pillars, Fig. 1(c)) were prohibited to
ensure the reconstruction, by symmetry, of an infinite film in
the in-plane directions. The bottom surface of the unit cell
was fixed (zero displacement) to model the clamping con-straints exerted by the thick substrate.
BFO was approximated as a cubic material, like STO
and CFO, although it has a perovskite structure which under-goes a tetragonal distortion when grown epitaxially on (100)
STO. The elastic constants used for BFO were
15
E¼189 GPa (Young modulus), G ¼68 GPa (shear modulus),
and /C23¼0.35 (Poisson ratio); for CFO,16E¼188 GPa,
G¼70 GPa, and /C23¼0.33; and for STO,17E¼284 GPa,
G¼127 GPa, and /C23¼0.24. The initial epitaxial strains were
not included in this work, i.e., all three materials were
assumed to be unstrained in zero electric field, allowing the
effects of piezoelectric strains to be seen. In experimentalsamples, BFO is under an epitaxial strain from the substrate,
and the strain in CFO can vary from compressive in the out-
of-plane direction to fully relaxed, so there is a magnetoelas-tic anisotropy present in the as-grown nanocomposite even
in the absence of an electric field.
5
To include piezoelectricity in the finite element model, a
fictitious anisotropic thermal expansion was used to generatestrain in the BFO matrix locally. To model the electrostric-
tion constant d
33/C2450 pm :V/C01of BFO,18,19a unidirectional
thermal expansion coefficient a33¼5/C210/C04K/C01was intro-
duced in the BFO so that raising the temperature of a
selected region of the matrix by 1 K in the model corre-
sponded to applying a voltage of 1 V across a 100 nm thick
film. The strain distribution in the pillar was then calculated
after equilibrating the structure.
To determine the effect of the strain imposed by the
BFO matrix on the magnetic behavior of the CFO pillar, the
magnetoelastic anisotropy was calculated from the full straintensor and the magnetoelastic coefficients of CFO, then
imported into the OOMMF micromagnetic simulator. The
micromagnetic simulator uses an Euler energy minimizationscheme to numerically solve the Landau-Lifshitz-Gilbert
(LLG) equation, which can be expressed as
dM
dt¼/C0cM/C2Hef f/C0a
MsM/C2ðM/C2Hef fÞ; (1)
where Mis the magnetization, ais the damping coefficient, c
the gyromagnetic ratio, and Msthe saturation magnetization.
Heffis the effective field defined as the derivative of the total
energy utotwith respect to the magnetization, i.e.,
Hef f¼/C01
l0dutot
dM; (2)
utot¼uZeeman þudemagþuexchþuanis; (3)
where uZeeman is the Zeeman energy due to an external
applied field, udemag the energy due to the demagnetizing
fields, uexchthe exchange energy, and uanisthe sum of the
magnetocrystalline and magnetoelastic anisotropy energies.
The dimensions and shape of the pillars used in the
micromagnetic simulation were the same as in the finite ele-
ment model. Unlike the finite element analysis which uses an
irregular mesh size for better accuracy in regions of highstrain gradients, a grid with 4 nm cubic cells was used in
OOMMF. This length was chosen to be in the range of the
exchange length of CFO, l
ex¼ðA=l0M2
sÞ1=2, where the
exchange constant Aand the saturation magnetization Ms
were, respectively, 11 /C210/C012Jm/C01and 4 /C2105Am/C01.
The damping constant awas set to 0.5, which ensured a fast
relaxation of the magnetization to its equilibrium state with-
out accounting for the high frequency dynamics of the system.
The strong cubic magnetocrystalline anisotropy of CFO, withanisotropy constants K
1¼2/C2105Jm/C03and K2¼0Jm/C03
(Refs. 11,13,20) was also included in the simulation.
The magnetoelastic anisotropy energy umeis given by
ume¼B1ð/C15xxa2
xþ/C15yya2
yþ/C15zza2
zÞ
þB2ð/C15xyaxayþ/C15xzaxazþ/C15yzayazÞ; (4)
where /C15ijare the strain tensor components, aithe direction
cosines of the magnetization, and Bithe magnetoelastic coef-
ficients. The latter are calculated using21
FIG. 1. (a) Top view SEM image of a typical BFO/CFO film and inset show-
ing the morphology of a CFO pillar including its facets. (b) Mesh and loads
used in the finite element model for the local field case. (c) Summary of the
finite element model geometry and dimensions. Blue represents the CFO pil-
lars and orange the BFO matrix. In (b) and (c), the regions over which theelectric field is applied in the local case are indicated.232901-2 Aimon, Liao, and Ross Appl. Phys. Lett. 101, 232901 (2012)
Downloaded 25 Dec 2012 to 152.14.136.96. Redistribution subject to AIP license or copyright; see http://apl.aip.org/about/rights_and_permissionsB1¼/C03
2k100ðC11/C0C12Þand B2¼/C03k111C44;(5)
where Cijare the components of the elastic compliance, which
are related to the elastic constants E, G, and /C23in a cubic mate-
rial, and khklrepresents the magnetostriction coefficients of
CFO ( k100¼/C0590/C210/C06andk111¼120/C210/C06).20
The magnetoelastic energy is quadratic in the direction
cosines of the magnetization. It is thus characterized by threeorthogonal principal axes in which its matrix representation
is diagonal, i.e.,
u
me¼ax
ay
az0
@1
ATB1/C15xxB2
2/C15xyB2
2/C15xz
B2
2/C15xyB1/C15yyB2
2/C15yz
B2
2/C15xzB2
2/C15yzB1/C15zz0
BBBB@1
CCCCAax
ay
az0
@1
A;(6)
¼ax0
ay0
az00
@1
ATKx000
0Ky00
00 Kz00
@1
Aax0
ay0
az00
@1
A; (7)
¼Kx0a2
x0þKy0a2
y0þKz0a2
z0; (8)
where ax0;ay0, and az0are the direction cosines of the mag-
netization with respect to the set of principal axes, and
Kx0;Ky0, and Kz0are the corresponding principal values of the
anisotropy.
The magnetoelastic anisotropy can thus be interpreted as
a sum of three uniaxial anisotropies. The magnitude and orien-tation of these three orthogonal anisotropy terms varies within
the magnetic pillar because the strain is position-dependent.
To import the magnetoelastic anisotropy into the micromag-netic simulation, a linear interpolation was used to convert the
strain field from the irregular mesh of the finite element analy-
sis to the cubic grid of the micromagnetic model, and then themagnetoelastic energy was diagonalized to calculate the three
principal anisotropy components along principal axes x
0;y0,
andz0at every cubic cell of the simulation.
Fig.2(a)illustrates the largest diagonal component, /C1533,
of the strain tensor calculated for the case of a localized elec-
tric field applied only to the BFO surrounding one “selected”pillar out of the four pillars in the unit cell as in Fig. 1(d).I n
this simulation, a voltage of 1 V is applied across the 100 nm
thickness of the selected region of the BFO, which wouldproduce a strain of E:d
33¼5/C210/C04in bulk BFO where E
is the electric field. A nonuniform strain state can be seen in
the BFO region subjected to the electric field and in the pillarwhich it encloses. The other regions of the BFO have no
electric field applied, and the strain decays rapidly in those
regions. The strain in the unselected pillars is also small, atmost 1/6 of the maximum strain in the selected pillar. The
model shows strain is also developed in the substrate just
under the BFO, so the substrate cannot be approximated asfully rigid. The strain transferred to the pillar governs its
magnetoelastic anisotropy. The strain /C15
33is smaller than that
in the BFO matrix, with a maximum value of 3 :3/C210/C04,
and is highly inhomogeneous. The other, smaller strain com-
ponents /C1511and /C1522(not shown) are also inhomogeneous
throughout the pillar.In the case of an electric field applied globally, i.e.,
throughout the entire volume of the BFO matrix (Fig. 2(b)),
the strain is higher in both the BFO and the CFO. The CFO
pillars have a maximum strain of /C15max
33¼5/C210/C04, but as in
the local strain case of Fig. 2(a), the strain in the CFO pillar
is inhomogeneous. In both cases, the strain is lowest at the
top and bottom of the CFO pillar and higher at the center.
The strong magnetoelastic coefficients of CFO imply thatthese strain inhomogeneities will induce large spatial varia-
tions of the magnetic anisotropy.
The diagonalization of the magnetoelastic anisotropy
into three uniaxial magnetic anisotropies along principal
axes x
0;y0, and z0is illustrated in Fig. 2(c) for a cell near a
top facet of the strained pillar. In this cell, in contrast withthe overall out-of-plane tensile strain that was established in
the bulk of the pillar by coupling from the BFO matrix, there
is a small tensile in-plane strain. This leads to an out-of-plane easy axis as shown by the dimple in the total magne-
toelastic energy surface, because of the negative magneto-
striction of CFO. This is an example; the principal axes andmagnitudes of the anisotropy terms are in general different
for each cell of the simulation.
We now demonstrate the effect of the magnetoelastic
anisotropy on the magnetic reversal process of the nanocom-
posite. Fig. 3(a) shows the results for the magnetic field-
driven switching of a pillar when voltages of 0, 10, or 20 Vwere applied across the surrounding BFO, in the case corre-
sponding to Fig. 2(a) (a local electric field). The micromag-
netic calculation was based on the strain state derived fromthe finite element model, in which the strain and the magne-
toelastic anisotropy are inhomogeneous. At first, when the
electric field is zero and the pillar is unstrained, its magnetic
FIG. 2. /C1533in the (a) local case, (b) global case, and (c) decomposition of
the full magnetoelastic anisotropy at a cell near the top of the pillar into
three uniaxial anisotropies along x0;y0, and z0.232901-3 Aimon, Liao, and Ross Appl. Phys. Lett. 101, 232901 (2012)
Downloaded 25 Dec 2012 to 152.14.136.96. Redistribution subject to AIP license or copyright; see http://apl.aip.org/about/rights_and_permissionsswitching is characterized by a square loop with a high coer-
cive field of 875 kA/m governed by the strong cubic magne-
tocrystalline anisotropy and the uniaxial shape anisotropy ofthe CFO pillar. As the voltage is applied and the out-of-plane
tensile strain builds up in the pillar, the coercive field
decreases as the magnetoelastic anisotropy makes the pillareasier to magnetize in-plane.
The loop at 0 V is also characteristic of the reversal of
unselected pillars, i.e., those whose matrix was not subject tothe electric field and which, therefore, have very little strain.
The decrease in switching field with applied voltage suggests
that a magnetic field of, e.g., 700 kA/m could switch theselected pillars (those surrounded by BFO with 10 V applied
voltage) without affecting the unselected pillars.
The out-of-plane direction becomes a hard axis at 20 V,
with a reversible low-field region and an out-of-plane satura-
tion field of 900 kA/m. Considerable structure is evident in
the hysteresis loop at 20 V, caused by the differences in mag-netoelastic anisotropy between the top, middle, and bottom
of the pillar, which allow these three regions to be magne-
tized in different directions and switch at different fields.
The corresponding magnetic states of the pillar are illustratedschematically in the figure.
Fig.3(b)shows a similar calculation for a global electric
field, where the entire volume of the BFO matrix is piezo-electrically strained by voltages of 5 and 10 V. The magnetic
hysteresis loop of the CFO pillar exhibits a similar depend-
ence on the applied voltage as the local case of Fig. 3(a).
Because the strain is higher for the same voltage applied
globally rather than locally, the reorientation of the anisot-ropy from out-of-plane to in-plane occurs at lower voltage.
The fine structure in the hysteresis loops is different from
Fig.3(a), reflecting the differences in the spatial dependence
of the strain field.
A contrast to Fig. 3(a)is given in Fig. 3(c), which shows
the reversal of a pillar subject to a uniform strain state. Thisstrain was obtained by averaging the strain over the volume
of the pillar. The magnitude of the strain was found by aver-
aging the diagonal components of the strain tensor in theoriginal x, y, z axes throughout the pillar (this comes out to
/C15
xx¼/C15yy¼/C03:62/C210/C05and /C15zz¼1:35/C210/C04at 1 V, and
is correspondingly higher for higher voltages). Off-diagonalterms were ignored for simplicity. The uniform strain state
leads to a reorientation in anisotropy similar to that of Fig.
3(a), but the loop lacks the multiple small steps characteristic
of the piecewise reversal of the inhomogeneously strained
pillar. This illustrates the importance of the inhomogeneity
in the strain state in determining the reversal process of thepillars.
In conclusion, electric field-assisted magnetic switch-
ing of CFO pillars in BFO/CFO nanocomposites has beenmodeled in detail by taking the full piezoelectric strain
state into account. The different boundary conditions at
the top, sides, and bottom of the CFO pillars lead to largeinhomogeneities in magnetoelastic anisotropy, and conse-
quently promote a complex incoherent switching process.
Prior models
9,10which assume a homogeneous strain in the
pillar, or macrospin models based on coherent rotation of
the magnetization, cannot capture the details of the mag-
netization reversal. The coupled strain and magnetoelasticmodel can provide insight into the behavior and design of
devices based on multiferroic nanocomposites, and the
diagonalization scheme used to simplify the magnetoelasticanisotropy terms can also be used in a broad range of
micromagnetics problems involving inhomogeneous strain
fields.
The support of DARPA, NRI, and the NSF is gratefully
acknowledged. The authors are grateful for support of the
Center for Materials Science and Engineering, an NSF
MRSEC. The authors sincerely thank M. Buehler and A. P.Garcia for helpful discussions on finite element modeling.
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FIG. 3. Magnetic hysteresis loops with magnetic field along the axis of thepillars, for various applied electric fields. (a) electric field applied locally to
the BFO surrounding one pillar; (b) electric field applied globally to the
BFO; (c) similar to (a) except the strain in the pillar was set to an uniform
average value.232901-4 Aimon, Liao, and Ross Appl. Phys. Lett. 101, 232901 (2012)
Downloaded 25 Dec 2012 to 152.14.136.96. Redistribution subject to AIP license or copyright; see http://apl.aip.org/about/rights_and_permissions3Q. Zhan, R. Yu, S. P. Crane, H. Zheng, C. Kisielowski, and R. Ramesh,
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Downloaded 25 Dec 2012 to 152.14.136.96. Redistribution subject to AIP license or copyright; see http://apl.aip.org/about/rights_and_permissions |
1.2838332.pdf | Micromagnetic modeling of ferromagnetic resonance assisted switching
Werner Scholz and Sharat Batra
Citation: Journal of Applied Physics 103, 07F539 (2008); doi: 10.1063/1.2838332
View online: http://dx.doi.org/10.1063/1.2838332
View Table of Contents: http://scitation.aip.org/content/aip/journal/jap/103/7?ver=pdfcov
Published by the AIP Publishing
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[This article is copyrighted as indicated in the article. Reuse of AIP content is subject to the terms at: http://scitation.aip.org/termsconditions. Downloaded to ] IP:
130.18.123.11 On: Thu, 18 Dec 2014 09:53:29Micromagnetic modeling of ferromagnetic resonance assisted switching
Werner Scholza/H20850and Sharat Batra
Seagate Technology, 1251 Waterfront Place, Pittsburgh, Pennsylvania 15222, USA
/H20849Presented on 7 November 2007; received 12 September 2007; accepted 29 November 2007;
published online 14 March 2008 /H20850
We studied the steady state behavior and magnetization switching process of single domain particles
subject to ac and dc magnetic fields using analytical and numerical models based on the Landau–Lifshitz–Gilbert equation. We compared the analytical solutions for circularly polarized fields witha numerical single spin model and circularly and linearly polarized ac magnetic fields. It has beenfound, that the initial conditions and the dynamics of the external fields /H20849field ramps and amplitude
changes /H20850strongly determine which precession orbit the magnetization converges to, if the
magnetization precession is stable, and if the magnetization switches. We also studied the effects offield amplitudes, field angles, and damping on the switching behavior. The presented results can beapplied to high power ferromagnetic resonance experiments and ferromagnetic resonance assistedmagnetic recording schemes. © 2008 American Institute of Physics ./H20851DOI: 10.1063/1.2838332 /H20852
I. INTRODUCTION
To detect the existence /H20849or nonexistence /H20850of a bubble
domain for applications in bubble memory devices, Dötschet al. proposed a method based on ferrimagnetic resonance.
1
This led them and other groups to the discovery that the
creation of bubbles can be induced/facilitated by the micro-wave field.
1,2Artman et al. followed up on these findings and
performed numerical computer simulations to investigate thephenomenon further.
3They describe sudden changes in the
magnetization state as “foldover” and present a switching/H20849“flipover” /H20850phase diagram. More recently a “FMR assisted
recording” method has been proposed to use these resonanceeffects for magnetic recording on thin film media
4as well as
discrete memory devices.5Recent experimental work by
Thirion and Mailly show switching field reductions when theStoner–Wohlfarth astroid of Co nanoparticles is measured ina rf field.
6In addition, theory and modeling of microwave
assisted switching has been discussed in several papers.7–9
II. METHOD
For this study, we used the Landau–Lifshitz–Gilbert
/H20849LLG /H20850equation of motion
dm
dt=−/H9253
1+/H92512/H20849m/H11003H/H20850−/H9251/H9253
/H208491+/H92512/H20850/H20851m/H11003/H20849m/H11003H/H20850/H20852, /H208491/H20850
where mis the normalized magnetization vector M /Msand
His the effective field
H=Hani+Hext/H20849+Hexch+Hdemag /H20850.
Since we are only interested in the behavior of spherical
single domain particles with uniaxial anisotropy, the ex-change and demagnetizing fields have been omitted. We useda single domain particle /H20849single spin /H20850model and integrated
the LLG equation using a second order Runge–Kutta timeintegration method with fixed time step.The periodic steady state solutions for the LLG equation
with magnetocrystalline anisotropy and homogeneous dc andcircularly polarized ac fields have been derived by Bertotti et
al.
7and they can be written in the form of a fourth order
equation
bn2
1−mz2−/H20849bz+mz/H208502
mz2−/H90242=0 ,
mz=Mz/Ms,/H9024=/H9251/H9275/H9260eff,/H9260eff=2K1//H20849/H92620Ms2/H20850.
bz=/H20849Hbias /Ms−/H9275/H20850//H9260eff,bn=/H20849Hac/Ms/H20850//H9260eff,
As a result, for any choice of the parameters Hbias,Hac,
/H9275=2/H9266f, and K1, there are always four solutions, even though
they can be pairwise degenerate. In addition, first order per-turbation theory can be applied to determine the stability ofthe solutions as described in Ref. 7. This leads to the follow-
ing stability conditions:
• Stable: det A/H110220, tr A/H110210
• Unstable: det A/H110220, tr A/H110220
• Saddle: det A/H110210
with
detA=
/H9260eff2
1+/H92512/H20851/H92632−/H208491−mz2/H20850/H9263+/H90242mz2/H20852,
/H208492/H20850
trA=−2/H9251/H9260eff
1+/H92512/H20873/H9263−1−mz2
2+/H9024mz
/H9251/H20874,/H9263=bz
mz+1 .
III. RESULTS
Figure 1shows the magnetization component Mz/H20849paral-
lel to the anisotropy axis /H20850as a function of frequency of the
circularly polarized ac field for Hac=0.02 T, HK=1.1 T,
Hext=0, and /H9251=0.02. For the numerical simulation, a fre-
quency sweep was performed with frequency steps of /H9004fac
=0.03 GHz. The Larmor precession frequency of the magne-a/H20850Electronic mail: werner.scholz@seagate.com.JOURNAL OF APPLIED PHYSICS 103, 07F539 /H208492008 /H20850
0021-8979/2008/103 /H208497/H20850/07F539/3/$23.00 © 2008 American Institute of Physics 103 , 07F539-1
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130.18.123.11 On: Thu, 18 Dec 2014 09:53:29tization in the anisotropy field is fani=/H9253HK//H208492/H9266/H20850
=30.8 GHz. Thus, at frequencies above fani, the magnetiza-
tion cannot follow the ac field and remains close to the an-isotropy axis. As the frequency is reduced, the magnetizationcomes into resonance with the ac field and tilts away fromthe anisotropy axis. At a frequency of 18.3 GHz, the preces-sion becomes unstable and the magnetization jumps/H20849foldover /H20850from solution 1 /H20849“analytical 1” /H20850to solution 2
/H20849“analytical 2 /H20850, which happens to be close to M
z=1 /H20849cf. Fig.
1/H20850. This critical frequency is confirmed by the stability con-
ditions of the analytical model /H20851Eq. /H208492/H20850/H20852. However, for larger
frequency steps /H9004fac, the foldover occurred at higher fre-
quencies due to the disturbance introduced by the discontinu-ous change in the ac frequency. Subsequent increase of thefrequency keeps the magnetization following solution 2 untilit disappears at 27.8 GHz and the magnetization jumps tosolution 1 again. This behavior is quite remarkable because itshows an open hysteresis loop instead of the typical reso-nance dip. The latter can be observed for significantlysmaller ac fields, for which solution 2 becomes unstable /H20849i.e.,
the ac field is too weak to overcome the intrinsic damping /H20850.
The third solution, not plotted in Fig. 1, lies between solu-
tions 1 and 2 but it is unstable. Finally, the fourth solution,which is in fact always stable, is close to M
z=−1 because the
magnetization precesses in the opposite direction than the acfield and, thus, cannot resonate. This chirality effect obvi-ously disappears for linearly polarized fields. However, dueto the loss of symmetry, there seems to be no analyticalsolution but numerical simulations with linearly polarized acfields showed a qualitatively similar behavior with solution 1being shifted toward larger M
zvalues due to the lower power
of linearly polarized fields.
In order to induce ferromagnetic resonance assisted
switching /H20849e.g., from Mz/H110220t o Mz/H110210/H20850the parameters of the
system should be chosen such that all solutions with Mz
/H110220 become unstable. In this case, the magnetization would
/H20849eventually /H20850switch, independent of initial conditions, field
ramps, field timing issues, thermal perturbations, etc. Figure2shows the switching phase diagram for a single domain
particle with H
K=1.1 T, Hac=0.1 *HK=0.11 T, and /H9251=0.2 as
a function of dc bias field and ac frequency. The dc bias fieldis applied along the anisotropy axis antiparallel to the mag-netization while the ac field is applied perpendicular to theanisotropy axis. The phase diagram was obtained from 50/H1100350 simulations /H20849/H9004H
bias=0.03 T, /H9004f=0.3 GHz /H20850.At low frequencies /H20849compared to the Larmor frequency
in the local field, i.e., f/H11270/H9253/H20849Hani+Hbias /H20850/2/H9266/H20850, the ac field as-
sists the switching process like a dc field. Thus, switching
can be expected if the effective field /H20849calculated based on the
Stoner–Wohlfarth astroid /H20850exceeds the aniosotropy field:
Heff=/H20849Hac2/3+Hbias2/3/H208503/2/H11022HK. On the other hand, at ac frequen-
cies higher than the Larmor frequency, the magnetization
cannot follow the ac field and switching can be expected forH
bias/H11022HKbecause the ac field effectively cancels out. This
behavior is indeed observed, as shown in the phase diagramin Fig. 2.
However, for intermediate frequencies, true FMR as-
sisted switching at dc fields below the Stoner–Wohlfarth fieldcan be observed. The transition line between switching andnonswitching /H20849for increasing frequency on the left edge of
the triangle in Fig. 2/H20850is very sharp and independent of the
damping constant and various timing parameters /H20849field rise
times, dc before/after ac field /H20850. The optimum /H20849switching at
FIG. 3. /H20849Color online /H20850Switching phase diagram for ac frequency and ac
field amplitude with color coding of the switching time /H20849Hbias=0.77 T; no
delay between ac and bias field, 1 ns field rise time of ac and bias field,switching time measured from the beginning of the field ramp /H20850. Configura-
tions which do not switch within 3 ns /H20849or not at all /H20850appear white.
FIG. 1. /H20849Color online /H20850Periodic solutions for the magnetization precessing
around the anisotropy axis in a circularly polarized ac field. For sufficientlyhigh ac field amplitudes, an open hysteresis loop /H20849as shown here /H20850is found.
FIG. 2. /H20849Color online /H20850Switching phase diagram for a single domain particle
with HK=1.1 T, Hac=0.11 T, and /H9251=0.2 as a function of dc bias field /H20849x
axis /H20850and frequency of the ac field /H20849yaxis /H20850. The switching time is color
coded /H20849nanosecond /H20850.07F539-2 W. Scholz and S. Batra J. Appl. Phys. 103 , 07F539 /H208492008 /H20850
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130.18.123.11 On: Thu, 18 Dec 2014 09:53:29the lowest dc bias field /H20850occurs at about fac=8 GHz and
Hbias=0.6 T, which corresponds to a switching field reduc-
tion of 45% compared to the anisotropy field of 1.1 T and areduction of 22% compared to the low frequency switchingfield of 0.77 T. The optimum ac frequency to induce switch-ing is typically between 1 /2 and 2 /3 of the Larmor preces-
sion frequency in the local field /H20849H
ani+Hbias /H20850. However, the
transition line at the highest FMR assisted switching fre-
quencies /H20849top edge of the triangle /H20850strongly depends on these
parameters, especially the damping constant, which reducesthe area of the FMR assisted switching regime with increas-ing damping. For the phase diagram in Fig. 2, the ac and dc
fields had a field rise time of 1 ns and the dc field wasramped up starting 2 ns after the ac field. This, in fact, turnsout to be the most favorable configuration because the slowramp of the dc field /H20849while the ac field is on /H20850effectively
scans the whole range of dc bias fields and makes it morelikely that the resonance conditions, which induce switching,occur. In addition, the high frequency end of the FMR as-sisted switching triangle is not well defined because there arestill stable unswitched states for the magnetization to go into.Thus, there is no sharp transition between switching andnonswitching areas and it seems very hard to control if themagnetization will switch or not.
Figure 3shows the f
ac/Hacphase diagram for a dc bias
field of 0.77 T. At low frequencies, we observe again thatswitching occurs when the effective field exceeds the aniso-tropy field /H20849atH
ac=0.11 T /H20850. As the ac frequency increases,
FMR assisted switching occurs and the optimum /H20849switching
with the lowest ac field /H20850is found at fac=6 GHz and Hac
=0.043 T. In another aspect, Fig. 3shows that FMR assisted
switching at low frequencies/low ac fields can be a slowprocess which takes many precessions of the magnetization/H20849and up to 3 ns from the start of the field ramp /H20850to absorb the
energy from the ac field.
Figure 4shows the relationship between damping and
the ac field amplitude required to induce switching. As theintrinsic damping increases, the required ac field amplitudeincreases linearly until it saturates at high damping values
when the effective field reaches the anisotropy field.
Finally, Fig. 5shows a phase diagram for which the ac
and dc bias fields were kept constant while the angle of theac and dc fields /H20849with respect to the anisotropy axis /H20850was
varied. The smallest switching field in conventional /H20849Stoner–
Wohlfarth-type /H20850switching occurs at a field angle of 45°. It
seems reasonable to assume that the optimum field angles forFMR assisted switching could be found at 90° with respectto the anisotropy axis for the ac field /H20849for symmetry reasons /H20850
and at less than 45° for the dc field /H20849to minimize the loss of
symmetry of the dc fields while maintaining some angle as-sist /H20850. Figure 5shows that this is indeed correct since switch-
ing with the smallest dc field amplitude occurs at an ac fieldangle of about 80° and a dc field angle of about 25°.
IV. CONCLUSION
We studied ferromagnetic resonance assisted switching
of single domain particles with numerical simulations. Weidentified three different regimes: angle assisted Stoner–Wohlfarth-type switching at low frequencies, unassistedStoner–Wohlfarth-type switching at high frequencies andFMR assisted switching at sub-Stoner–Wohlfarth bias fieldsand ac field frequencies between approximately 1 /2 and 2 /3
of the Larmor precession frequency in the local field. Theamount of the reduction in switching field depends on the acfrequency and amplitude, damping, field ramps and timing.The lowest switching fields were found for dc fields at 25°and ac fields at 80° from the anisotropy axis.
1H. Dötsch, H. J. Schmitt, and J. Müller, Appl. Phys. Lett. 23,6 3 9 /H208491973 /H20850.
2A. M. Mednikov, S. I. Ol’Khovskii, V. G. Redko, V. I. Rybak, V. P.
Sondaevskii, and G. Chirkin, Sov. Phys. Solid State 19, 698 /H208491977 /H20850.
3J. Artman, S. Charap, and D. Seagle, IEEE Trans. Magn. 19, 1814 /H208491983 /H20850.
4J. Zhu, MMM 2005 conference /H20849unpublished /H20850, Paper No. CC-12; J. Zhu,
X. Zhu, and Y. Tang, TMRC 2007 conference /H20849unpublished /H20850, Paper No.
B6.
5K. Rivkin and J. B. Ketterson, Appl. Phys. Lett. 89, 252507 /H208492006 /H20850.
6C. Thirion and W. W. D. Mailly, Nat. Mater. 2, 524 /H208492003 /H20850.
7G. Bertotti, C. Serpico, and I. Mayergoyz, Phys. Rev. Lett. 86,7 2 4 /H208492001 /H20850.
8H. K. Lee and Z. Yuan, Intermag 2006, San Diego, CA /H20849unpublished /H20850,
Paper No. AD-04.
9Z. Z. Sun and X. R. Wang, Phys. Rev. Lett. 97, 077205 /H208492006 /H20850.
FIG. 4. /H20849Color online /H20850Phase diagram for ac field amplitude vs damping
constant at fac=9 GHz and Hbias=0.62 T. The switching time is color coded
/H20849nanoseconds /H20850.
FIG. 5. /H20849Color online /H20850Phase diagrams for the effect of the field angle of ac
and dc bias fields /H20849measured from the anisotropy axis /H20850for dc field amplitude
of 0.45 T /H20849left /H20850and 0.35 T /H20849right /H20850. The switching time is color coded
/H20849nanoseconds /H20850.07F539-3 W. Scholz and S. Batra J. Appl. Phys. 103 , 07F539 /H208492008 /H20850
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130.18.123.11 On: Thu, 18 Dec 2014 09:53:29 |
1.3514070.pdf | Optimal control of magnetization dynamics in ferromagnetic
heterostructures by spin-polarized currents
M. Wenin, A. Windisch, and W. Pötz
Citation: J. Appl. Phys. 108, 103717 (2010); doi: 10.1063/1.3514070
View online: http://dx.doi.org/10.1063/1.3514070
View Table of Contents: http://jap.aip.org/resource/1/JAPIAU/v108/i10
Published by the AIP Publishing LLC.
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Downloaded 03 Aug 2013 to 128.206.9.138. This article is copyrighted as indicated in the abstract. Reuse of AIP content is subject to the terms at: http://jap.aip.org/about/rights_and_permissionsOptimal control of magnetization dynamics in ferromagnetic
heterostructures by spin-polarized currents
M. Wenin,a/H20850A. Windisch,b/H20850and W. Pötzc/H20850
Institut für Physik, Theory Division Karl Franzens Universität Graz, Universitätsplatz 5, 8010 Graz, Austria
/H20849Received 16 September 2010; accepted 8 October 2010; published online 30 November 2010 /H20850
We study the switching-process of the magnetization in a ferromagnetic-normal-metal multilayer
system by a spin polarized electrical current via the spin transfer torque. We use a spindrift-diffusion equation /H20849SDDE /H20850and the Landau–Lifshitz–Gilbert equation /H20849LLGE /H20850to capture the
coupled dynamics of the spin density and the magnetization dynamic of the heterostructure.Deriving a fully analytic solution of the stationary SDDE we obtain an accurate, robust, and fast
self–consistent model for the spin–distribution and spin transfer torque inside generalferromagnetic/normal metal heterostructures. Using optimal control theory we explore the switchingand back-switching process of the analyzer magnetization in a seven-layer system. Starting from aGaussian, we identify a unified current pulse profile which accomplishes both processes within aspecified switching time. © 2010 American Institute of Physics ./H20851doi:10.1063/1.3514070 /H20852
I. INTRODUCTION
Spin transfer torque in nanoscaled ferromagnetic/
normal-metal /H20849FN/H20850heterostructures has potential application
for data storage and manipulation.1–3Apart from the experi-
mental studies many theoretical investigations have beenmade since the pioneering work by Slonczewski andBerger.
4–8The problem to describe the physics in FN hetero-
structures arises from the need to consider the dynamics ofthe conduction electrons as spin carriers and the dynamics ofthe localized magnetic moments in parallel and in differentregions of the heterostructure. The electron dynamics isfaster by several orders of magnitude than that of the latter.
9
Moreover, the spin dynamics in normal metal regions differssignificantly from that in ferromagnetic regions: the formeris characterized by fast diffusion and slow spin relaxation,while in the latter the opposite is the case. This time hierar-chies make it difficult to provide a fully numerical solution.A Boltzmann-transport theory for magnetic multilayer sys-tems including the spin was developed by Valet–Fert.
10,11On
the next level of approximation a drift-diffusion equationwas applied for mobile spins.
12The dynamics of the local-
ized magnetic moments is governed by the Landau–Lifshitz–Gilbert equation /H20849LLGE /H20850, extended by additional spin trans-
fer terms. A similar investigation has been performed forsemiconductor/ferromagnetic multilayers assuming ballistictransport, but using nonequilibrium Green’s functions.
13
While spin-torque assisted switching on magnetization is
a vividly and thoroughly studied phenomenon, here we offera new and efficient numerical approach for which is based onan entirely analytic solution to the spin drift-diffusion equa-tion /H20849SDDE /H20850, accounting for the three-dimensional spin den-
sity vector, as well as self-consistency with the time-dependent magnetization. This allows for an efficient self-consistent analysis of spin-torque phenomena in complexmagnetic heterostructures with piece-wise constant /H20849within
each layer /H20850material parameters. Thus, main assumptions of
our approach are the validity of the drift-diffusion equation/H20849i.e., classical diffusive transport rather than tunneling /H20850and
the presence of magnetic monodomains in polarizers andanalyzers.
The paper is organized as follows. In section II we
present our model for FN multilayer system. Sections III andIV are devoted to the mathematical description of the mag-netization dynamics /H20849LLGE /H20850and the dynamics of the con-
duction electrons /H20849SDDE /H20850, respectively. The exact solution
of our SDDE is given, with details deferred to the Appendix.In section V we present numerical results for a symmetricseven-layer system. Optimal current pulse profiles to switchthe magnetization in a given time from parallel to antiparallelstate /H20849and in opposite direction /H20850is shown. Our results are
compared with our fully numerical simulations to confirmthe validity of our approach. Our results regarding criticalswitching currents versus switching time agree well with ear-lier work by others.
14,15
II. MODEL
Our model of the heterostructure assumes three different
physical building blocks: /H20849i/H20850the normal-metal leads and
spacer layers, /H20849ii/H20850ferromagnetic polarizers, and /H20849iii/H20850ferro-
magnetic analyzers. The leads and the spacer layers are cho-sen to be nonmagnetic /H20849N/H20850metals with equal material prop-
erties. A lead is assumed to be infinitely thick and serving asa spin bath with vanishing spin polarization. We describe awide ferromagnetic hard polarizer layer /H20849P
1,P2in Fig. 1/H20850as
static and homogeneous. A thin ferromagnetic /H20849soft /H20850analyzer
layer /H20849region A in Fig. 1/H20850is treated as a ferromagnetic mon-
odomain described by a single time-dependent variable, aunit-vector m/H20849t/H20850pointing in the direction of the
magnetization.
16,17The conduction spin-electrons are treated
as classical magnetic moments moving in an external mag-netic field created by localized magnetic moments in the fer-romagnet. The spin density S/H20849x,t/H20850is the dynamical variable a/H20850Electronic mail: markus.wenin@uni-graz.at.
b/H20850Electronic mail: 06windis@edu.uni-graz.at.
c/H20850Electronic mail: walter.poetz@uni-graz.at.JOURNAL OF APPLIED PHYSICS 108, 103717 /H208492010 /H20850
0021-8979/2010/108 /H2084910/H20850/103717/8/$30.00 © 2010 American Institute of Physics 108, 103717-1
Downloaded 03 Aug 2013 to 128.206.9.138. This article is copyrighted as indicated in the abstract. Reuse of AIP content is subject to the terms at: http://jap.aip.org/about/rights_and_permissionsto describe the spin distribution.18It is defined for an isolated
ferromagnet with magnetization direction mas
S=nP/H6036
2m. /H208491/H20850
Here n=n↑+n↓is the free electron number density, where
n↑,↓is the particle density with spin up/down, respectively,
andP=/H20849n↑−n↓/H20850/ncorresponds to the spin density polariza-
tion, extracted from the experiment.19In this work we use for
the spin density the dimensionless quantity s=S//H20849n/H6036/2/H20850. For
simplicity we do not consider spin-resolved quantities but
use mean values instead /H20849diffusion constant, electric conduc-
tivity, spin diffusion length etc. /H20850.
III. MAGNETIZATION DYNAMICS
A. Landau-Lifshitz-Gilbert equation
The temporal evolution of the magnetization Mis gov-
erned by the LLGE.16,20Using the saturation magnetization
Ms, we define the quantities M=Msm,h=/H9253H, where /H9253is the
gyromagnetic ratio and /H20849/H11509m//H11509t/H20850st=1 /Ms/H20849/H11509M //H11509t/H20850stto obtain
an equation of motion for the dimensionless magnetization:
dm
dt=−1
1+/H92512m/H11003h−/H9251
1+/H92512m/H11003/H20849m/H11003h/H20850+/H20873/H11509m
/H11509t/H20874
st.
/H208492/H20850
Here h=han+hexis the effective field containing the aniso-
tropy field and external fields measured in units of a fre-quency and
/H9251the Gilbert damping constant. With a unit vec-
tornwe set for the anisotropy field
han=/H9275ann/H20849m·n/H20850, /H208493/H20850
where /H9275anis the corresponding frequency. /H20849/H11509M //H11509t/H20850stdenotes
the spin-transfer term,4,5,17
/H20873/H11509m
/H11509t/H20874
st=/H9264m/H11003/H20849/H9004Is/H11003m/H20850. /H208494/H20850
Here/H9004Is/H11013/H20849Is/H20850in−/H20849Is/H20850outstands for the spin current absorbed
inside the domain, whereas /H9264is a constant.21,22Without ex-
ternal torque the equilibrium magnetization is either parallel/H20849P/H20850or antiparallel /H20849AP/H20850ton.B. Dipole field
In this paper we consider the control of the magnetiza-
tion by spin currents only. So the only contribution to hex
from the outside are the dipole fields originating from the
polarizers. In order to obtain a simple result and a crudeestimate of the order of magnitude of the dipole fields weconsider a polarizer /H20849here written for P
1in Fig. 1/H20850as a cyl-
inder with radius Rand thickness x1which is homogeneous
magnetized and compute the field at the position xm=/H20849x2
+x3/H20850/2. Evaluation of the general integral for a dipole
density23we obtain /H20849/H20853ex,ey,ez/H20854is the canonical basis /H20850
Hd−d=1
4Msez/H20877xm−x1
/H20881R2+/H20849x1−xm/H208502−xm
/H20881R2+xm2/H20878. /H208495/H20850
IV. DYNAMICS OF THE CONDUCTION
ELECTRONS
A detailed derivation of the balance equation for the spin
density sj/H20849x,t/H20850is a many particle problem.24We use the phe-
nomenological expression for the spin current density,18
jk/H20849x,t/H20850=−/H9262sk/H20849x,t/H20850E/H20849t/H20850−D/H20849x/H20850/H11612/H9254sk/H20849x,t/H20850. /H208496/H20850
jkis the spin current density for electrons with spin-
polarization along the k-axis. /H9262is the electron mobility,
which we assume as material-independent, and E/H20849t/H20850is the
time-dependent electric field. D/H20849x/H20850stands for the material-
dependent diffusion constant and /H9254sk/H20849x,t/H20850/H11013sk/H20849x,t/H20850
−skeq/H20849x,t/H20850is the nonequilibrium spin density /H20849spin-
accumulation /H20850,seq/H20849x,t/H20850is the space- and time-dependent
equilibrium spin density. We compute the latter using the
SDDE, as explained in the next section. Equation /H208496/H20850is in
general valid for ferromagnetic as well as for nonmagneticmaterials. Because of /H11612·E=0 inside the metal, we obtain the
spin drift-diffusion equation /H20849SDDE /H20850,
18,25
/H11509s
/H11509t=/H20841e/H20841
ms/H11003B+/H20849/H11612D·/H11612/H20850/H9254s+D/H9004/H9254s+/H9262/H20849E·/H11612/H20850s
+/H20873/H11509s
/H11509t/H20874
sf. /H208497/H20850
/H20841e/H20841is the elementary charge and mthe electron mass. For the
spin flip term we make a spin-relaxation-time ansatz,
/H20873/H11509s
/H11509t/H20874
sf=−/H9254s
/H9270/H20849x/H20850, /H208498/H20850
with the space dependent relaxation time /H9270/H20849x/H20850. For simplicity
we assume an isotropic /H9270inside each layer. In Eq. /H208497/H20850the
magnetic induction is related to the magnetization and anexternal field trough B/H20849x,t/H20850=
/H92620/H20849H/H20849x,t/H20850+M/H20849x,t/H20850/H20850 /H20849/H92620is the
permeability of the vacuum /H20850.
A. Spin and charge currents
From now on we will consider quasi-one-dimensional
systems along the x-axis, such as sketched in Fig. 1. Using
Eq. /H208496/H20850we obtain for the spin current Is
FIG. 1. /H20849Color online /H20850Geometry of the seven-layer system. The outside
layers act as spin-carrier /H20849electron /H20850reservoirs with polarization P=0. The
regions P1andP2are the two polarizers, and A is the analyzer layer whose
magnetization is to be manipulated.103717-2 Wenin, Windisch, and Pötz J. Appl. Phys. 108, 103717 /H208492010 /H20850
Downloaded 03 Aug 2013 to 128.206.9.138. This article is copyrighted as indicated in the abstract. Reuse of AIP content is subject to the terms at: http://jap.aip.org/about/rights_and_permissionsIs/H20849x,t/H20850=−A/H20873/H9262E/H20849t/H20850s/H20849x,t/H20850+D/H20849x/H20850/H11509/H9254s
/H11509x/H20849x,t/H20850/H20874. /H208499/H20850
Here Ais the cross-section of the sample, and E/H20849t/H20850=E/H20849t/H20850ex.
In the drift-diffusion model the charge current density is
given by26
j/H20849x,t/H20850=n/H20841e/H20841/H9262E/H20849t/H20850−D/H20849x/H20850/H11509n
/H11509x. /H2084910/H20850
We assume homogeneity, /H11509n//H11509x=0 to obtain
j/H20849t/H20850=n/H20841e/H20841/H9262E/H20849t/H20850. /H2084911/H20850
A related quantity is the drift-velocity vd, used for numerical
computations, defined by vd/H20849t/H20850=−j/H20849t/H20850/n/H20841e/H20841. For electrons j
and vdhave opposite sign. vd/H110220,j/H110210 means electrons
/H20849spin-carrier /H20850move in the positive x-direction.
B. Equilibrium spin density
Because we consider an arbitrary movement of the ana-
lyzer magnetization vector m/H20849t/H20850we have a time-dependent
equilibrium spin density /H20849we neglect spin pumping processes
induced by moving magnetization17,27/H20850. For a fixed time tthe
equilibrium spin density seq/H20849x,t/H20850is space-dependent, with a
first order approximation /H20849isolated layers /H20850,
seq/H20849x,t/H20850/H20841/H208491/H20850/H11013s˜=/H20902PB/H20849t/H20850
/H20841B/H20849t/H20850/H20841,x/H33528F;
0, x/H33528N./H20903/H2084912/H20850
This expression reflects our choice of dimensionless spin
density sin Eq. /H208496/H20850and Eq. /H208497/H20850. To obtain the equilibrium
spin density in the complete structure we use the generalstationary solution Eq. /H2084914/H20850presented in the next section, in
which we use the first order expression Eq. /H2084912/H20850fors
eq/H20849x,t/H20850.
We use the boundary conditions for transparent interfaces in
F/N-junctions:28s/H20849x,t/H20850andIs/H20849x,t/H20850are continuous. For E/H20849t/H20850
=0 we obtain in second order seq/H20849x,t/H20850/H20841/H208492/H20850. In the following we
omit the subscript /H20841/H208492/H20850. Note that, for noncollinear magnetic
layers, all components of seq/H20849x,t/H20850/HS110050 in general.
C. Stationary solution of the SDDE for constant
parameters
For a given layer, we consider Eq. /H208497/H20850for constant cur-
rent, constant material parameters and time- and space-independent magnetic field. We use s
eq=s˜given by Eq. /H2084912/H20850.
Setting /H11509s//H11509t=0 in Eq. /H208497/H20850, we have for a one dimensional
structure the equation
Ds/H11033/H20849x/H20850+/H9262Es/H11032/H20849x/H20850+/H9275s/H20849x/H20850/H11003b1−s/H20849x/H20850−s˜
/H9270=0 . /H2084913/H20850
Here we have defined b1=B//H20841B/H20841, and B=/H20849m//H20841e/H20841/H20850/H9275b1, with /H9275
the Larmor frequency. The general solution of Eq. /H2084913/H20850is a
quite lengthy expression, containing 6 integration constants,denoted as c
1...c6. To find it we split s/H20849x/H20850into two parts, one
part parallel to the magnetic field, and the other perpendicu-
lar to it,s/H20849x/H20850=s/H20648/H20849x/H20850+s/H11036/H20849x/H20850. /H2084914/H20850
We define an orthonormal, positive oriented basis
/H20853b1,b2,b3/H20854. One finds for the parallel part /H20849where ld=/H9262E/H9270is
the drift length with sign determined by E/H20850,
s/H20648/H20849x/H20850=b1/H20877c1exp/H20875−x/H20851ld+/H20881ld2+4/H92612/H20852
2/H92612/H20876+c2exp/H20875
−x/H20851ld−/H20881ld2+4/H92612/H20852
2/H92612/H20876/H20878+s˜. /H2084915/H20850
s/H20648/H20849x/H20850does not depend either on /H20841B/H20849t/H20850/H20841or the saturation mag-
netization. The second part is given by
s/H11036/H20849x/H20850=b2/H20853c3G4/H20849x/H20850+c4G3/H20849x/H20850+c5G2/H20849x/H20850+c6G1/H20849x/H20850/H20854
+b3/H20853c3G3/H20849x/H20850−c4G4/H20849x/H20850−c5G1/H20849x/H20850+c6G2/H20849x/H20850/H20854.
/H2084916/H20850
Here the functions Gi/H20849x/H20850,i=1,...4 are given in Appendix.
They depend on the magnetic field and the electric current,
not indicated here to simplify the notation. Equation /H2084914/H20850
with Eqs. /H2084915/H20850and /H2084916/H20850present the complete solution of Eq.
/H2084913/H20850used in our numerical simulations. We make the follow-
ing remarks:
/H20849i/H20850 The solution of of the SDDE for spin-orientation-
dependent material parameters is straightforward.
/H20849ii/H20850 Using this solution one can study different boundary
conditions when linking layers.
/H20849iii/H20850Because the solutions for spin densities parallel and
normal /H20849to the magnetic field /H20850can be separated, it is
immediately possible to refine the model using differ-ent times
/H92701and/H92702for spin relaxation and dephasing.
D. Validity of the quasistatic solution
Here we develop a scheme to estimate the errors from
our quasistatic approach. We use the stationary solution fromthe previous section to compute the spin density for a time-dependent current and magnetization vector. In general thisapproximation is valid as long as the variation of j/H20849t/H20850and
m/H20849t/H20850is slow compared to the shortest relaxation time
/H9270/H20849qua-
sistatic time-evolution, QSE /H20850. A more rigorous estimate of
the accuracy of the QSE in comparison with the solution ofthe full time-dependent equation is a nontrivial task. This isdue the different relevant processes and time-scales in thedifferent layers. To get a quantitative picture we set s/H20849x,t/H20850
=s
qs/H20849x,t/H20850+/H9254sqs/H20849x,t/H20850, where sqs/H20849x,t/H20850denotes the quasistatic
solution Eq. /H2084914/H20850and/H9254sqs/H20849x,t/H20850the deviation from the exact
solution, denoted as s/H20849x,t/H20850. For /H9254sqs/H20849x,t/H20850we have inside a
single layer the equation
/H11509/H9254sqs
/H11509t=/H20841e/H20841
m/H9254sqs/H11003B+D/H9004/H9254sqs+/H9262/H20849E·/H11612/H20850/H9254sqs−/H9254sqs
/H9270
−s˙qs. /H2084917/H20850
The inhomogeneity is defined as103717-3 Wenin, Windisch, and Pötz J. Appl. Phys. 108, 103717 /H208492010 /H20850
Downloaded 03 Aug 2013 to 128.206.9.138. This article is copyrighted as indicated in the abstract. Reuse of AIP content is subject to the terms at: http://jap.aip.org/about/rights_and_permissionss˙qsª/H11509sqs
/H11509jdj
dt+/H20873dm
dt·/H11612m/H20874sqs, /H2084918/H20850
and is the source for a nonvanishing /H9254sqs. Let us discuss the
spin-relaxation in the ferromagnetic layers. Here the typicalrelaxation time is
/H9270/H110151 ps and it is reasonable to neglect, in
a first approximation, the Larmor, diffusion, and drift terms.The Larmor term is of the order of 1 /
/H9275, the diffusion is
characterized by a time scale /H9270d=l2/D=/H9270/H20849l//H9261/H208502, where lis a
characteristic finite length /H20849layer thickness /H20850. The drift term
goes as /H9270j=l//H20841vd/H20841. For l=3 nm /H20849analyzer thickness as a worst
case /H20850this gives /H9270d/H110150.3/H9270and /H9270j/H110150.03 ns for j
/H11015108A/cm2. If we integrate Eq. /H2084917/H20850under this assump-
tions we find as a first-order correction /H20849for a ferromagnetic
layer /H20850,
/H9254sqs/H208491/H20850/H20849x,t/H20850=−/H20885
0t
dt/H11032e−/H20849t−t/H11032/H20850//H9270s˙st/H20849x,t/H11032/H20850. /H2084919/H20850
If we consider now a spacer layer /H20849x1...x2in Fig. 1/H20850and
compare /H9270with/H9270d=/H9270/H20849l//H9261/H208502using the parameters given in
Table Iwe can see that /H9270d/H11270/H9270. Diffusion is dominant in the
spacer-layers. It occurs on a time-scale /H9270d/H1101510−3ps. In fact,
this quite different time-scales in different layers are the rea-son why an integration of Eq. /H208497/H20850by a discretization-
procedure used in usual PDE-toolboxes leads to numerical
problems. To obtain an estimate of
/H9254sqs/H208491/H20850/H20849x,t/H20850inside the
spacer-layer we solve Eq. /H2084917/H20850with boundary-conditions
given by Eq. /H2084919/H20850. Numerical results of this strategy to esti-
mate the accuracy of the QSE will be given below.
V. SEVEN-LAYER SYSTEM
Figure 1shows the seven-layer structure, for which we
apply the general formalism. We select this system becausesuch structures where used for low-critical currentexperiments.
14,15This allows testing of the present approach.
As indicated in the figure we use two opposite alignedpolarizer-layers, polarizer P
1points in the + zand polarizer
P2in the − zdirection. P1defines the parallel position of the
analyzer A, where a small deviation from P1is needed for a
nonvanishing initial-spin torque. Both polarizers have thesame material and geometric properties. As a consequencethe dipole field Eq. /H208495/H20850vanishes exactly at the position of the
analyzer A and the anisotropy field Eq. /H208493/H20850produces two
energetically equivalent stable positions /H20849degenerate two-
level system /H20850. We expect and proof that, if a current pulse
j/H20849t/H20850switches the magnetization from P →AP, then − j/H20849t/H20850does
the inverse operation, AP →P.A. Numerical strategy
All computations are done with the help of Math-
ematica . We use the solution Eqs. /H2084914/H20850–/H2084916/H20850to compute the
time- and space-dependent spin density inside of each layerfor given direction of Band current j. The solution of the
total system requires the determination of all integration con-stants c
1...c36. Whereas the boundary conditions /H20849continuous
spin density and spin current density /H20850are formulated analyti-
cally, the solution is computed numerically as a function ofmandj. The spin current density and the spin torque in Eq.
/H208492/H20850are then calculated self-consistently using Eq. /H208494/H20850. The
last step requires the numerical solution of the LLGE, Eq./H208492/H20850.
B. Optimized switching procedure
We now address the switching of the analyzer magneti-
zation /H20849for optimized switching using external magnetic
fields see Ref. 29/H20850. We first note that, due to the nonlinearity
inmof the LLGE, it is impossible to identify a single current
pulse profile which switches both from P →AP and AP →P
/H20849initial-state-independent switching /H20850. However, using the
symmetry of the structure, one can identify a current pulseprofile which, when changing the current direction only, pro-motes both processes.
To find a simple pulse-shape which performs the desired
task it is convenient to use an optimization procedure basedon a suitably defined cost-functional J.
30We set
J=/H20648m/H20849tf/H20850−mT/H20648,0/H11349J/H113492, /H2084920/H20850
where mTis the target magnetization and m/H20849tf/H20850is its actual
value at the prescribed target time tf. We choose the time-
dependent current as
j/H20849t;X1,X2,X3/H20850=XAexp/H20877−XB
tf2/H20849t−tf/2/H208502/H20878
+/H20858
l=13
Xlsin/H20849l/H9266t/tf/H20850, /H2084921/H20850
with three variational parameters X1,...X3/H20849one can use also
more parameters. Global optimization algorithms howeverwork best with a few parameters /H20850. The Gauss-pulse, charac-
terized by X
A,XB, is selected by hand such that it is sufficient
to switch the magnetization from P →AP. It is used as a
reference pulse. However, to steer the magnetization in theprescribed time additional current contributions are needed.The additional terms in Eq. /H2084921/H20850are constructed to ensure
that at the end points of the control-time interval /H208510,t
f/H20852the
current vanishes for arbitrary X1,2,3. To find the minimum ofTABLE I. Material-parameters used in the simulation.
Mat./H9261
/H20849nm/H20850/H9270
/H20849ns/H20850Ms
/H20849A/m /H20850/H9275
/H20849GHz /H20850 P
Cu 450 0.024 0 0 0
Fe 5 0.001 17 /H11003105230 0.45
Py 5 0.001 8 /H11003105110 0.37103717-4 Wenin, Windisch, and Pötz J. Appl. Phys. 108, 103717 /H208492010 /H20850
Downloaded 03 Aug 2013 to 128.206.9.138. This article is copyrighted as indicated in the abstract. Reuse of AIP content is subject to the terms at: http://jap.aip.org/about/rights_and_permissionsJ/H20849X1,...X3/H20850a standard line search method or genetic algo-
rithm can be used.
C. System-Parameters
We use the material-parameters typical for a
Cu/H11009/Fe15/Cu3/Py2/Cu3/Fe15/Cu/H11009 /H20849in nm /H20850multilayer-
system. The relevant material-parameters are listed in TableI.
19,31,32We use a material-independent electrical conductiv-
ity and free-electron-density of n=84 /nm3. We obtain a mi-
croscopic expression for the coupling constant /H9264given by /H9264
=−/H20841e/H20841n/H6036/2mM sd=−0.969 /d, where d=x3−x2is the analyzer
thickness. For the Gilbert damping parameter we set /H9251
=0.01.33The direction of the anisotropy field is chosen as
n=/H208510,sin /H20849/H9272/H20850,−cos /H20849/H9272/H20850/H20852, with /H9272=0.9/H9266, and its modulus /H9275an
=2 GHz.
D. Results
1. Switching into constant current
For a first example we consider the dynamics of the
seven-layer system in Fig. 1for a current that we switch onaccording to j/H20849t/H20850=j0/H208491−e−t/T/H20850, with T=0.5 ns. We have inte-
grated the LLGE for different values j0, as shown in part /H20849a/H20850
of Fig. 2. Part /H20849b/H20850shows the z-component of the magnetiza-
tion as a function of time. In all three cases the magnetiza-tion switches from P →AP, however, the lowest current
leads to a switching time of more than 100 ns. These inves-tigations agree well with basic experimental results in theliterature:
14,15the critical current /H20841jc/H20841is of the order /H20841jc/H20841
/H11015106A/cm2, for the parameters chosen here, and depends
on the saturation magnetization, Gilbert damping, and aniso-tropy field.
16As seen in Fig. 2, switching into a constant
spin-polarized current leads to damped oscillations of themagnetization vector. Above the critical current, they resultin a flipping of the magnetization vector into the new /H20849AP/H20850
equilibrium position. For currents /H20841j
0/H20841/H11021/H20841jc/H20841one induces
damped oscillations without switching. We should remarkthat the equilibrium-positions of mfor a constant /H20849spin- /H20850
current are no more given by the directions of /H11006n, but there
is small deviation due to the spin current, however, not re-solved in Fig. 2.
The seven-layer structure with antiparallel polarizer-
orientations is crucial for the occurrence of low /H20841j
c/H20841. Compu-
tations for parallel polarizer orientations /H20849P1/H20648P2/H20850give vastly
different critical currents for P →AP and AP →P flips. Fig-
ure3reveals the reason for this result. For antiparallel ori-
entation of the polarizers the z-component of the spin density
shows a large gradient inside the analyzer layer. As a conse-quence large spin currents can be generated compared toparallel oriented polarizers. In fact for a simplified modelwith vanishing dipole field /H20849for sample radius R→/H11009/H20850and
parallel polarizers the critical current is /H20841j
c/H20841/H11022108A/cm2for
this structure. As investigated, switching times for the ana-lyzer magnetization tend to decrease with increasing /H20841j
0/H20841.34
2. Optimal pulse-sequences
We now consider the problem of switching of the mag-
netization musing an optimized time-dependent electric cur-
rent, where we set the switching time to tf=5 ns. The first
current pulse should switch the magnetization from P →AP.
Initial and desired final value of the analyzer magnetizationm/H20849t/H20850, respectively, are
m/H208490/H20850=nandm/H20849t
f/H20850=!mT=−n. /H2084922/H20850
A numerical minimization of Eq. /H2084920/H20850, limiting ourselves to
the pulse shape Eq. /H2084921/H20850, gives as a result the first pulse
shown in Fig. 4. We stopped the computation when the cost10 20 30 40 50t/LParen1ns/RParen10.51.01.52.02.5/Minusj/Cross107/LParen1A/Slash1cm2/RParen1
10 20 30 40 50t/LParen1ns/RParen1
/Minus1.0/Minus0.50.51.0mza/RParen1
b/RParen1
FIG. 2. /H20849Color online /H20850/H20849a/H20850Electric current and /H20849b/H20850z-component of the mag-
netization in the analyzer vs time. Associated quantities are plotted in thesame line style. For decreasing current the switching time increases. Theelectric current is plotted as − jaccording to a positive drift velocity.
FIG. 3. /H20849Color online /H20850Equilibrium spin density for two different polarizer alignments. The dashed line corresponds to parallel orientations of the two
polarizers, the solid line is for antiparallel orientation, as used in low-current spin-torque experiments. The analyzer is at the position m=n, and therefore,
small perpendicular components of the spin density are present.103717-5 Wenin, Windisch, and Pötz J. Appl. Phys. 108, 103717 /H208492010 /H20850
Downloaded 03 Aug 2013 to 128.206.9.138. This article is copyrighted as indicated in the abstract. Reuse of AIP content is subject to the terms at: http://jap.aip.org/about/rights_and_permissionsfunctional was J/H110150.006. This means that the optimal control
pulse, rather than relying on intrinsic Gilbert damping, ac-tively drives the magnetization precisely into the target stateAP; likewise for the back flip, see Fig. 4. Note that the pulse
shape is chosen such that the current is zero at the boundariesof the time interval. To ensure that the magnetization remainsin the AP state after the first flip, a few ns later we apply thesame pulse once more. Only a weak deviation from the equi-librium position in form of a few damped oscillations arevisible demonstrating stability, see Fig. 4. However when weapply the same pulse profile with opposite current direction
we switch the magnetization back from AP →P. In addition
tom/H20849t/H20850we have plotted in Fig. 5the time-dependent spin
density during the first current pulse. The rows /H20849a/H20850and /H20849b/H20850,
respectively, show the equilibrium spin density and its devia-tion from equilibrium inside the multilayer device. One ob-serves the degree to which the equilibrium spin density de-pends on the time-dependent magnetization m/H20849t/H20850: due to the
choice of the magnetization of P
1andP2/H20849as collinear /H20850only
FIG. 4. /H20849Color online /H20850/H20849a/H20850Optimized time-dependent electric current for switching the analyzer magnetization from P →AP and vice versa. Three 5 ns pulses
with the same shape are applied. The first switches from P →AP, the second is used to test stability, and the third switches back AP →P./H20849b/H20850z-component of
the analyzer magnetization vector m/H20849t/H20850as a function of time. /H20849c/H20850Plot of the three-dimensional trajectory of m/H20849t/H20850during the first /H20849solid /H20850and last pulse /H20849dashed /H20850.
FIG. 5. /H20849Color online /H20850/H20849a/H20850The first row shows the equilibrium spin density for the switching process P →AP for the first pulse in Fig. 4. It depends on m/H20849t/H20850.
/H20849b/H20850Nonequilibrium spin density induced by the electrical-current pulse. The computed values for /H9254sx,/H9254sy, however, are at the limit of the accuracy of the QSE.103717-6 Wenin, Windisch, and Pötz J. Appl. Phys. 108, 103717 /H208492010 /H20850
Downloaded 03 Aug 2013 to 128.206.9.138. This article is copyrighted as indicated in the abstract. Reuse of AIP content is subject to the terms at: http://jap.aip.org/about/rights_and_permissionsthez–component of the spin density shows significant devia-
tion from equilibrium. The order of magnitude of the devia-tion of x- and y-components is of the order of the error made
by the QSE. The nonequilibrium spin density as function oftime is influenced by the actual position of m/H20849t/H20850and the
current j/H20849t/H20850, as well as the magnetization of P
1andP2.
3. Error estimate
We have used the results from the previous section to
test the numerical validity of the stationary solution as dis-cussed in section IV D. Figure 6shows the estimate for the
deviation of the z- component of the spin density in selected
parts of the structure. The solid line is for the center of P
1,
while the dashed line is for the center of the spacer layer to
the left of the analyzer. The figure shows that /H20851/H9254sqs/H208491/H20850/H20852z, de-
pending on position, is of the order of 10−5–10−4, compared
with szeq/H110150.1–0.3 /H20849see Fig. 3/H20850. The dominant contribution in
Eq. /H2084918/H20850comes from the moving magnetization, whereas the
current contribution is negligible. For the other componentswe obtained similar results regarding relative errors.
VI. CONCLUSIONS AND OUTLOOK
We have presented a self-consistent model for magneti-
zation switching by spin-polarized electric current in metallicferromagnetic heterostructures. Our method is founded uponan analytic solution of the stationary spin drift-diffusionequation /H20849SDDE /H20850for each layer using constant material pa-
rameters, electric current, and magnetic field. Matching lay-ers, using continuity of spin density and spin current densityat the interfaces as boundary conditions, we obtain an ana-lytic solution for the spin density of the entire heterostruc-ture. Making a quasistatic approximation in which the timedependence of the spin density depends on time solely viathe electric current and net magnetic field, the time evolutionof the spin density is computed in parallel to the Landau–Lifshitz–Gilbert /H20849LLGE /H20850equation. Both equations couple via
the spin torque effect and the time-dependent magnetizationin the SDDE. This method allows for an efficient and robustmathematical description of the coupled carrier spin andmagnetization dynamics in metal/ferromagnet heterostruc-tures. Because the model is based on a completely analyticsolution of the stationary SDDE for given electric current
and magnetic field for each layer, it is applicable to hetero-structures of high complexity, for example for tilted polariz-ers or structures exposed to external magnetic fields.
35
We have demonstrated the efficiency of this semianalytic
approach by investigating a seven-layer system with antipar-allel oriented polarizers, as studied in recent experiments,and computed optimized current pulses to switch the magne-tization from P →AP→P in specified time of 5 ns. As ex-
pected for the system under investigation, the obtained cur-rent densities are in the range of 10
8A/cm2, with a critical
current of about 106A/cm2. Using optimal control theory,
we identify solutions for current profiles which allow forprecise switching in predetermined switching times. We pro-vide and discuss one example.
Furthermore, a detailed investigation of the validity of
the quasistatic time evolution of the SDDE is given. It con-firms excellent accuracy for the example of the simulatedseven-layer heterostructure.
Several future applications of the presented formalism
can be envisioned. A combined variation of material- andgeometric parameters to obtain optimal current pulses withlow critical currents. A description of thermal fluctuationsusing temperature-dependent effective /H20849Langevin- /H20850fields in
the LLGE /H20849via the spin torque in the SDDE /H20850and the search
of “thermally robust” current pulses by averaging over manyfield configurations.
ACKNOWLEDGMENT
We wish to acknowledge financial support of this work
by FWF Austria, project number P21289-N16.
APPENDIX: STATIONARY SOLUTION OF THE SDDE
Here we summarize the remaining analytic expressions
for the stationary solution and constant material parametersas presented in section IV C. We use the dimensionless quan-tities
/H9260ª/H9275/H9270and/H9267ªld//H9261. Further we define
a=R e /H20851/H208814+/H92672+4i/H9260/H20852
=/H208814+/H92672
8+/H20881/H9260
2/H208751+/H208734+/H92672
4/H9260/H208742/H20876, /H20849A1/H20850
b=I m /H20851/H208814+/H92672+4i/H9260/H20852
=/H20881−4+/H92672
8+/H20881/H9260
2/H208751+/H208734+/H92672
4/H9260/H208742/H20876. /H20849A2/H20850
Using the auxiliary functions,
F1/H20849x/H20850=e−/H9267x/2/H9261cos/H20873bx
2/H9261/H20874sinh/H20873ax
2/H9261/H20874, /H20849A3/H20850
F2/H20849x/H20850=e−/H9267x/2/H9261cosh/H20873ax
2/H9261/H20874sin/H20873bx
2/H9261/H20874, /H20849A4/H20850
F3/H20849x/H20850=e−/H9267x/2/H9261cos/H20873bx
2/H9261/H20874cosh/H20873ax
2/H9261/H20874, /H20849A5/H20850
FIG. 6. /H20849Color online /H20850Numerical estimate of the error within the QSE
relative to an exact treatment of the SDDE. The inset shows the locations
where we compute /H9254sqs/H208491/H20850. Inside the polarizer /H20849solid line /H20850we use Eq. /H2084919/H20850to
estimate the deviation from the exact result, whereas inside the spacer-layer,Eq. /H2084917/H20850is integrated numerically.103717-7 Wenin, Windisch, and Pötz J. Appl. Phys. 108, 103717 /H208492010 /H20850
Downloaded 03 Aug 2013 to 128.206.9.138. This article is copyrighted as indicated in the abstract. Reuse of AIP content is subject to the terms at: http://jap.aip.org/about/rights_and_permissionsF4/H20849x/H20850=e−/H9267x/2/H9261sin/H20873bx
2/H9261/H20874sinh/H20873ax
2/H9261/H20874, /H20849A6/H20850
the four dimensionless functions Gi/H20849x/H20850, entering in Eq. /H2084916/H20850
are, as follows:
G1/H20849x/H20850=/H20851−4a3/H9267/H9260+4a/H9267/H9260/H208494+3 b2+/H92672/H20850/H20852F1/H20849x/H20850+/H208514b3/H9267/H9260
+4b/H9267/H9260/H208494−3 a2+/H92672/H20850/H20852F2/H20849x/H20850−4/H9260/H20849a2+b2/H20850/H20849−4
+a2−b2−/H92672/H20850F3/H20849x/H20850−8ab/H20849a2+b2/H20850/H9260F4/H20849x/H20850,/H20849A7/H20850
G2/H20849x/H20850=a/H9267/H20851a4+/H208494+5 b2+/H92672/H20850/H208494−2 a2+b2+/H92672/H20850/H20852F1/H20849x/H20850
+b/H9267/H208515a4+/H208494+b2+/H92672/H208502−2a2/H2084912 + 5 b2
+3/H92672/H20850/H20852F2/H20849x/H20850−/H20849a2−b2/H20850/H20851/H20849a2+b2−/H92672−4/H208502
−4a2b2/H20852F3/H20849x/H20850+4ab/H20849a2−b2/H20850/H9260/H208514−a2+b2
+/H92672/H20852F4/H20849x/H20850, /H20849A8/H20850
G3/H20849x/H20850=/H2085124a2b/H9260−8b/H9260/H208494+b2+/H92672/H20850/H20852F1/H20849x/H20850+/H2085124ab2/H9260
+8a/H9260/H208494−a2+/H92672/H20850/H20852F2/H20849x/H20850, /H20849A9/H20850
G4/H20849x/H20850=/H20851−8a3/H9260+8a/H9260/H208494+3 b2+/H92672/H20850/H20852F1/H20849x/H20850+/H208518b3/H9260
+8b/H9260/H208494−3 a2+/H92672/H20850/H20852F2/H20849x/H20850. /H20849A10 /H20850
The integration of the normal component of Eq. /H2084913/H20850requires
the solution of two second order differential equations. It isadvantageous to transform this two second order equationsinto four first order equations and solve this system by ma-trix exponentiation. This procedure, after some simplifica-tions, leads to the four functions G
i/H20849x/H20850, which build the fun-
damental solution.
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1.1657441.pdf | Rigorous Dynamic Analysis of ExchangeCoupled Films
Y. S. Lin and H. Chang
Citation: Journal of Applied Physics 40, 604 (1969); doi: 10.1063/1.1657441
View online: http://dx.doi.org/10.1063/1.1657441
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132.206.7.165 On: Thu, 18 Dec 2014 18:06:29604 LEE ET AL.
and, therefore, NbSe2 should be metallic. This model is
consistent with the observed properties of WSe2 and
NbSe2. It is not readily apparent, however, why there
should be a change in the sign of the charge carrier in the
half-filled band of NbSe2.
Cohen et aU! have proposed a band model for the
normal state of some superconductors with the (3-
tungsten structure to explain the anomalous tempera
ture dependence of a variety of properties. This band
model could conceivably give rise to a p-to-n transition
in any substance with a similar band structure. Their
model requires two bands which slightly overlap or
almost overlap. The ratio of the density of states (a)
in the two bands must be greatly different from one
(e.g., as in an s and a d band). If the Fermi level (EF)
lies close enough to the region of overlap (or near over
lap) so that a change in temperature could shift EF
from one band to the other, then this could change the
11 R. W. Cohen, G. D. Cody, and J. J. Halloran, Phys. Rev.
Letters 19, 840 (1967). behavior of the charge carriers in the magnetic field
from electron like to holelike. Goodenough's model
indicates that the two bands in the vicinity of the
Fermi level are d bands and would be expected to have
approximately equal densities of state. Therefore, it is
not clear in this case which bands could be present in
order to give a value of a greatly different from 1.
Furthermore, since the Debye temperature is not known
for NbSe2, it is not possible to make any definite cal
culation using this model.
It is apparent that at present not enough is known
about the band structure of NbSe2. Further studies of
the band structure and the Fermi surface are necessary
for the complete understanding of the electrical proper
ties of NbSe2.
ACKNOWLEDGMENTS
The authors wish to thank R. Kershaw for growing
the single crystals of NbSe2 and R. Adams for analyzing
for iodine content in the crystals.
JOURNAL OF APPLIED PHYSICS VOLUME 40, NUMBER 2 FEBRUARY 1969
Rigorous Dynamic Analysis of Exchange-Coupled Films
Y. S. LIN AND H. CHANG
IBM Watson Research Center, Yorktown Heights, New York 10598
(Received 27 July 1967; in final form 16 October 1968)
The Landau-Lifshitz equation for distributed film systems, which has been formulated by Chang, Lin,
and Priver, is applied to analyze both the quasistatic and dynamic magnetization reversal in exchange
coupled films. Each elementary layer of infinitesimal thickness is assumed to reverse magnetization by
coherent rotation, subject to both magnetostatic and exchange forces of the other layers. As an example,
detailed analysis is made on "dual uniaxial films," which consist of two uniaxial films of different anisotropy
fields in intimate contact, and with their easy axes in parallel. Numerical solutions are obtained for mag
netization distribution and switching modes, as functions of film parameters and driving fields. Unique
in dual uniaxial films, simultaneous switching, sequence-field switching, and separate switching occur
in films with strong, moderate, and weak exchange couplings respectively. A convenient method of con
structing the critical curves and a comprehensive classification of switching characteristics are given.
Finally, a critique is made of Goto's quasistatic analysis based on lumped-constant approximation.
I. INTRODUCTION
Since the observation in 1964 by the Grenoble groupl
that exchange interaction between separate but proxi
mate magnetic layers modifies the usual uniaxial switch
ing curves, and affects domain configuration, much
interest has been stimulated in studying film structures
involving exchange coupling. Generally in multilayer
exchange-coupled films, the magnetization orientation
is nonuniform along the film thickness in quiescent
stable states; and/or during switching. Three types of
exchange-coupled films have been reported in the
literature: (1) structures with two or more uniaxial
films of different anisotropy constants either in suffi
cient proximity! or in intimate contact;2 (2) structures
1 J. C. Bruyere et at., IEEE Trans. Magnetics MAG-I, 174
(1965) .
2 E. Goto et al., J. Appl. Phys. 36, 2951 (1965). with the orientation of uniaxial easy axis varying along
the thickness direction;3-6 and (3) structures with the
magnitude of magnetization or exchange constant
varying along the thickness direction.7 It should be noted
that even in films with homogeneous· property, non
uniform field along the thickness direction can be created
by sending current through the film,8 thereby bringing
exchange force into play.
The essential feature of the exchange-coupled films is
that the magnetization vector M everywhere is sub
jected, not only to the applied field, anisotropy field,
3 w. T. Siegle, J. Appl. Phys. 36, 1116 (1965).
4 N. Hayashi and E. Goto, J. Appl. Phys. 37, 3715 (1966).
5N. Hayashi, JapanJ. Appl. Phys. 5, 1148 (1966).
& D. A. Thompson et al., J. Appl. Phys. 37,1274 (1966).
7 W. P. Lee and D. A. Thompson, IEEE Trans. Magnetics
MAG-4,520 (1968).
8 S. Methfessel et al., J. Phys. Soc. Japan 17, 607 (1962).
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132.206.7.165 On: Thu, 18 Dec 2014 18:06:29DYNAMIC ANALYSIS OF COUPLED FILMS 605
and magnetostatic field, but also to the exchange inter
action, on account of the nonuniform magnetization
distribution. The nonuniform magnetization distribu
tion results in a spatial integral of magnetization orien
tation for the expression of total free energy. Hence in
the study of quasistatic magnetization reversal, which is
based on energy minimization principle for determining
stable and critical states, calculus of variations6 is em
ployed and a second-order nonlinear differential-inte
gral equation is obtained. A detailed analytical treat
ment appears extremely complex. Even with numerical
solution, it is still necessary to confirm the stability of
each equilibrium state and to select the correct switch
ing path as a critical state is reached. Simplified solu
tions such as lumped-constant approximation1,2 and
small-angle approximation3-5 often omit essential
features of the problem.
The purpose of this paper is twofold. One aim is to
present the method of rigorous analysis of exchange
coupled films in general by using the magnetodynamic
Landau-Lifshitz equation for distributed film systems
which has been formulated in an earlier paper.9 The
treatment is "dynamic," "distributed," and of large
angle. It yields both dynamic (such as switching speed)
and quasistatic (such as stable and critical states)
magnetization reversal characteristics. The unambig
uous selection of the correct switching path is auto
matic with the transient (dynamic) solution.
The second aim is to delineate both dynamic and
quasistatic magnetization-reversal characteristics, spe
cifically for dual uniaxial films. The structure consists
of two uniaxial films of different anisotropy fields in
intimate contact with their easy axes in parallel. Various
magnetization reversal modes, such as simultaneous
switching, sequence-field switching, and separate
switching are observed respectively in structures with
strong, moderate, and weak coupling between the two
films. A convenient method of constructing the critical
curves and a comprehensive classification of switching
characteristics are described. Finally, the results are
compared with those of a preliminary analysis by Goto
et al.,2 based on quasistatic lumped-constant approxi
mation, by examining the validity of their assumptions,
which have led to some misleading conclusions.
II. PHYSICAL PRINCIPLE AND
MATHEMATICAL MODEL
The stable equilibrium state of a magnetization vec
tor (or its stable orientation) corresponds to a relative
minimum energy. The stable orientation varies with
the applied field H. The variation is continuous until
the field H reaches a critical value, then the magnetiza
tion will change discontinuously to achieve a new
minimum-energy orientation.
In the quasistatic studies, the stable and critical
9 H. Chang, Y. S. Lin, and A. Priver, J. App!. Phys. 38, 2294
(1967). states are determined by the minimization of the total
free energy G with respect to the internal coordinates
(such as direction cosines or polar angles) of the mag
netiza tion vector, with the external field H as parameter.
In the dynamic studies, the equation of motion of
magnetization vector M is determined from the
Hamilton's principle1o; viz., the path of motion will be
such that the time integral of the difference between the
kinetic and potential (free) energies is minimum. Under
the constraint of constant magnitude ofM, the equation
of motion can be derived from the Lagrange formulation
by recognizing the analogy between the motions of a
magnetization vector and a gyroscope. The equation of
motion can be alternatively derived by considering the
motion of the magnetization vector subject to various
torques resulting in the Landau-Lifshitz, or Gilbert,
equations. 9 It has been shown that the Lagrange formu
lation yields an equation of motion identical to that
depicted by the Landau-Lifshitz (or Gilbert) equation
after the latter has been expanded into scalar formY
In the present paper, the general magnetodynamic
Landau-Lifshitz equation for distributed film ?ystems is
applied to analyze the exchange-coupled films. The
equation, which has been formulated in an earlier
paper,9 expresses the equation of motion for M in the
form of two coupled nonlinear differential-integral
equations. The treatment is not only "distributed,"
but also of large angle. The magnetization reversal
within each elementary layer of infinitesimal thickness
is assumed to follow a simple coherent rotational model.
The interaction between layer and layer is through
both the magnetostatic coupling among all layers and
the exchange coupling between adjacent layers. The
equation of motion of M is expressed in terms of the
total free energy "density" instead of effective field
"in tensi ty."
The magnetization orientation is described in terms
of two polar angles cp and if;. The azimuthal angle cp
extends between the projection of M on film plane
(X-Y) and the reference axis (x), while the polar
angle (ni2-if;) extends between M and the normal to
the film plane (Z). The direction cosines of M along
x, y, and z axes are then cosif; cosrjJ, cosif; sinc/>, and
sinif;, respectively. The total free energy "density,"
which consists of anisotropy energy (EK) , exchange
energy (EA) , self-magnetostatic energy (EM)' and
applied field energy (Eo), can then be expressed as
functions of external field (Ho), film parameters, and
the two polar angles of the magnetization orientation.
The uniaxial anisotropy energy density is given by
where K is the uniaxial anisotropy constant, and C/>O is
the easy axis orientation with respect to the X axis.
10 Y. S. Lin, Ph.D. thesis, Carnegie Institute of Technology.
Pittsburgh, Pa. (1967), p. 64,
11 Ref. 10, Chap. 3.
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132.206.7.165 On: Thu, 18 Dec 2014 18:06:29606 Y. S. LIN AND H. CHANG
The exchange-energy density is
EA=A(z)[(aNaz)2+ cos2t/!(acjJ/az)2],
where A is the exchange constant. (2) The self-magnetostatic energy density is obtained by
considering the film as composed of many elementary
layers, each of which is approximated by a flat ellipsoid
of thickness dz9:
EM = (JJ.o/2) M2(Z) sin2t/!+ (JJ.o/2)(N a/ D)M (z) cost/! coscjJ· f M (z') cost/! coscjJdz'
+CJJ.o/2)·(N b/D)·M(z) cost/!sincp.j M(z') cost/!sincjJdz', (3)
where Na and Nb are the demagnetizing factors along the easy and hard axis, respectively, for an ellipsoid with
thickness D.
The applied field-energy density due to an external field Ho=aJI,,+~ is given by:
EO=-JJ.OM·H o
= -JJ.oMH x cost/! coscjJ-JJ.oMH y cost/! sincjJ. (4)
The equation of motion for M (z, t) is described by the following two coupled nonlinear-integro-differential
equations (in mkS)9:
iJV;/at= (I 'Y 1/JJ.oM cost/!)· {(aE/acp) -(d/dz) [aE/a(acf>/az)]} -(VJJ.oM2). {(aE/at/!) -(d/dz) [aE/a(at/!/az) ]};
(S)
acp/at= -(I 'Y 1/JJ.oM cost/!).{(aE/at/!) -(d/dz)[ (a~ )]} -(VJJ.oM2CoS2tJ!){(aE/acp) -(d/dz)[ aE ]}: (6) a 0tJ! az a (acjJ/az) .
with the boundary conditions:
acjJ/az=at/!/az=o
at film outer surfaces, and
[A (acjJ/az) ] 1.=.o+=[A (acjJ/az) ] 1_'0-
[A (aNaz) ] [z=zo+=[A (aNaz)] 1'='0-
at interface
z=zo, t7)
(8)
where E is the total free-energy density equal to i!."K+
EA+EM+Eo, 'Y is the gyromagnetic ratio (= -2.21X
IOS/ At/m·sec) , X is the damping constant, and JJ.o is the
permeability of free space.
As iJV;/at~, and acf>/at~, Eqs. (5) and (6) reduce
to Euler equations and are equivalent to Brown's micro
magnetic equations.12
The analytical solution of Eqs. (5) and (6) appears
extremely complicated and is not considered further in
the present paper. The numerical approach, however, is
relatively easy and has been discussed in Ref. 9, includ
ing considerations such as time-saving subroutine, com
putational stability, and determination of initial con
ditions.
The computer program begins by entering the input
parameters such as A, K, D, and the driving-field
function. The dynamic magnetization reversal is readily
obtained by monitoring the change of M(dcjJ/dt and
12 W. F. Brown, Jr., Muromagnetics (Interscience Publishers,
Inc., New York, 1963), p. 48. dt/!/dt) and the magnetization orientation (cp and t/!) for
distance incremental throughout the film thickness and
also for time incremental. The studies of quasistatic
magnetization reversal, however, require an extremely
slow-varying field, sO that there will be no dynamic
effect (damping).
The program is useful in solving for magnetization
distribution, critical curves, various switching modes
and switching speed. As a specific example, it will be
applied to dual uniaxial films in the remaining part of
the paper. The structure consists of a hard film (with
anisotropy constant K" or anisotropy field Hkh, ex
change constant A", and thickness D,,) and a soft film
(with K., Hk., A., and D.) in intimate contact with their
easy axes in parallel along x axis (see Fig. 1). To facili
tate analysis, both soft and hard films are assumed to
have the same saturation magnetization (M =8XIOS
At/m, or 471'M=1()4 G), and damping constant (X=
6.28X109/sec, or X=SXIOS G/Oe·sec).
III. STABLE STATES AND MAGNETIZATION
DISTRIBUTION
The switching occurs in dual uniaxial exchange
coupled films in essentially the same manner as in a
single uniaxial film, viz., by gyromagnetic precession.
In response to an applied field in the film plane, the
magnetization in each elementary layer of infinitesimal
thickness begins to precess around the applied field and
out of the film plane. The normal component of mag
netization then results in a large demagnetizing field
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132.206.7.165 On: Thu, 18 Dec 2014 18:06:29DYNAMIC ANALYSIS OF COUPLED FILMS 607
antiparallel to it, which in turn causes the planar
component of M to precess around it, and thus rotate
in the film plane toward the applied-field direction.
On account of the inhomogeneity of magnetic pro
perties (specifically Hk), there will be a nonuniform
magnetization distribution along the direction normal
to film plane. Hence, in addition to the torques due to
the anisotropy field and applied field, to which a single
domain film is subjected, the magnetization vector in
each elementary layer is also subjected to the torque
due to the exchange interaction. The stable magnetiza
tion distribution is realized as the "total" torque acting
on M, and is everywhere zero.
A pictorial drawing and a detailed configuration of
the magnetizaton orientation of dual uniaxial films in
the presence of an external field are depicted in Figs. 1
and 2 respectively. Note that the strong demagnetizing
field normal to the film plane limi ts M everywhere to
precessing only a few degrees (1/;":;' 2°) away from the
film plane during switching and to staying in the film
plane (1/;=0°) at stable equilibrium. Hence the stable
magnetization distribution can be represented by IjI
alone. Figures 2 (a) and 2 ( c) show the magnetization
orientation throughout the film under the influence of a
hard-direction field (=3H k.). Figures 2 (b) and 2 (d),
however, show only the magnetization orientation at
both outer surfaces for various hard-direction fields.
In one case [Figs. 2(a) and 2(b)], the hard-film thick
ness is kept constant [Dh=0.5(A./K.)1/2] while the
soft film thickness is varied. In the other case [Figs. 2 (c)
and 2 (d)] the soft-film thickness remains unchanged
[D. = (A./K.)l/2] while the hard-film thickness is
varied.
The essential features of the stable magnetization
distribution are described below:
(1) The magnetization varies its orientation con
tinuously along the film thickness [see Figs. 2(a) and
2 (c) J. The gradient of magnetization orientation
(dcp/dz) also varies continuously, and conforms to the
boundary conditions as well. It changes rapidly but
continuously at the interface between two films, but is
zero at both outer surfaces to satisfy the boundary
conditions stated in Eqs. (7) and (8).
(2) The magnetization twist occurs only within a
fraction of the soft layer thickness, when it exceeds a
critical value. The critical thickness per radian of
magnetization twist is given as (A./ K.) 1/2, where A. is
the exchange constant, and K. is the anisotropy con
stant. It is of interest to note that both the width of a
180° Bloch wall in bulk materials and the critical thick
ness for helical magnetization in a half-turn helical
anisotropy film6 are on the order of 7r(A/ K) 1/2. For dual
uniaxial films with thickness much greater than
7r(A./K).li2, multiple-tum magnetization twist may be
induced under rotating-field excitation.
(3) Adequate thickness of the soft film does not
ensure the occurrence of magnetization twist. At the INITIA~
Z APPLIED FIELD
SOFT LAYER
As.Ks
",~~L
Y
HARD AXIS
FIG. 1. Schematic drawing of dual uniaxial films and its magnetiza
tion distributIon under the excitation of an external field.
same time, the hard-film anisotropy energy (K"Dh)
must be sufficiently large so that the hard film cannot be
switched by the combined torque due to the applied
field and exchange field from the soft film [see Fig.
2 (c)]. The hard film can provide an anchoring action
for the soft-film magnetization adjacent to the interface.
(4) Although the nonuniform magnetization may
result in both short-range exchange coupling and long
range magnetostatic coupling, in general the former
overpowers the latter. For a circular film with a thick
ness to diameter ratio less than 10-3, the magnetostatic
(demagnetizing and stray) fields have negligible effect
on magnetization distribution.
With the above qualitative picture in mind, we may
proceed to explore the dependence of magnetization
distribution on material parameters, geometrical param
eters and excitation conditions. Of the material param
eters (A, K, and M), K is much more readily con
trolled than A and M. For instance, by varying perm
alloy composition, or angle of incidence in evaporation,
or the use of sequenced field, Hk may be varied from a
half to tens of oersteds, a range of more than one
hundredfold. On the other hand, the variation of ex
change constant and saturation magnetization are
confined to a much smaller range.13 We therefore select
the thickness ratio D./D" (s=soft, h=hard) and aniso
tropy-energy ratio K"D,,/ K.D. as the variable param
eters in investigating the magnetization- distribution
variation of dual uniaxial films.
11 R. Kimura and H, Nose, J. Phys. Soc. Japan 17, 604 (1962).
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lT/4 ,"/4
OL-~O-----LI ----2~--~--~ ~--~L---~--------~o FIG. 2. Magnetization-orientation distribu
tion as a function of film thickness and external
field (AA=A.) Kh=lOK,). (a) and (c) Mag
netization distribution (q,) vs Z as applied
field=3Hk •. (b) and (d) magnetization orienta
tion at top and bottom surfaces vs hard
direction field. z/(As/Ks)1I2
OL----oL---~----------~
(c)
Figure 3, based on the numerical solution of Eqs. (5)
and (6), serves both as an index of the areas of our in
vestigation, and later on as a summary of the results.
Along the line Kh=K., single-film behavior should be
observed. The region below this line is physically un
realizable, since by definition KhC"K •. When D./ Dh
becomes very large (upper region), the behavior of the
dual films is predominantly that of the soft film. When
KhDh/ K.D. becomes very large (right region), the be
havior of the dual films is predominantly that of the
hard film. The interesting dual-film behavior therefore
should be sought in the region bounded by the above
three regions. In general, films with large D. or large
KhDh/ K.D. permit large magnetization twist and result
in weak exchange coupling between the soft and hard
films.
Various magnetization reversal modes, such as simul
taneous switching, sequential switching, and separate
switching, prevail in regions of strong, moderate, and
weak couplings respectively. These different switching
modes will be discussed in Sec. IV. The range of param
eters studied by Goto et at.2 is also indicated in Fig. 3 by
assuming the identity between the true soft-film thick
ness D. and the effective mean value D. used by Goto
et at. Discussion of Goto's analysis and comments on its
shortcomings will be given in Sec. V.
IV. CRITICAL STATES AND SWITCHING MODES
The stable state of a magnetization vector M corre
sponds to a relative minimum energy. As the applied
field H is increased from zero, the magnetization orien
tation, starting from a given quiescent state, will adjust
continuously to reach a different relative minimum
energy. However, when the applied field is sufficiently
different in orientation from the quiescent magnetiza
tion direction, and is increased beyond a critical value, 10
(b)
,"/4
10
a discontinuous and irreversible, rather than continuous
and reversible, change in magnetization orientation
is necessary in order to reach a new relative minimum
energy. This phenomenon is called irreversible rota
tional switching, and the field is called critical field.
The locus of Critical fields in the Hz-Hy coordinate
plane is called a critical curve or rotational-threshold
curve (H=axHx+ayHy with the x-v plane being the
film plane). The curve usually consists of branches
corresponding to different quiescent magnetization
orientation. In this section we will present the critical
curves of dual uniaxial films, obtained from the numeri
cal solution of the magnetodynamic equation. The
method, which we consider to be universal, and superior
GOTO GOTO
CASE 2 CASE 3
0.5 REGION A,PHYSICAlLY IMPOSSIBLE
B'STRONG COUPLING.
SIMULT. SWITCHING
" CMOOERATE COUPLING,
'\.. ~~9¥t~I~~-FlELD
"'-DWEAK COUPLING,
D "'-SEPARATE SWITCHING
" "'-'\..
'" /Q '\b ,
50 100
FIG. 3. Schematic of various switching modes, and magnetiza
tion twist as a function of film parameters. A.= Ah, D.=
r(A./K.)1f2.
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to conventional quasistatic method, will be described
in detail in Appendix 1.
It is well known that for a thin film with uniaxial
anisotropy, the critical curve has the shape of an
astroid. In single films with higher-order anisotropies
(such as biaxial anisotropy), the branches of critical
curves may crisscross with each other. However, for
field increasing in a given direction, the irreversible
switching only occurs once. Even in magnetostatically
coupled films, the coupling causes the two films to
switch simultaneously, and irreversible switching can
only occur once in response to field increasing in a given
direction. As we shall see presently, when two films are
not too strongly coupled by exchange forces, it is possible
to cause irreversible switching in the two films to occur
separately at different critical fields. This feature is
unique in exchange-coupled films, and cannot be found
in single or magnetostatically coupled films undergoing
rotational-magnetization reversal. Depending on the
strength of exchange coupling, dual uniaxial films ex
hibit at least three types of switching modes (see Fig.
3) :
(1) Strongly coupled films: When the soft-film thick
ness (DB) is below the critical value, or when the aniso-
5
CURVE A -HARD FILM THRESHOLD
B -SOFT FILM THRESHOlD
C -DUAL FILM THRESHOLD
(01
~1~ ______ ~c=J_H_O~ ____ ~~ ____ ___ He (bl 0
m m+1 n n+1
B (e) ~~----~~~~--~~---m~ n .n+1 l:rr <" ~ otL ______ ~~~-,~--~-··.~.~--_- __ ~~~--_-L_ __ . __ _
m m+1 n n+1
TIME (tiT)
REVERSIBLE IRREVERSIBLE
SWITCHING SWITCHING
FIG. 4. Determination of critical curve for strongly coupled
films. (A.""Ah, KA=5K., D.=2D1= (A./K.) 1/2. (a) Critical
curves for soft film, hard film, and dual uniaxial films; simul
taneous switching. (b) Pulse field waveform; magnitude is in
creased by steps of 0.2 Hk. per :pulsej pulse width T= 10 nsec. (c)
Easy-axis sense signal dM./dt (relative magnitude). (d) Surfaces
magnetization orientationj solid line: top (soft film) surface;
dashed line: bottom (hard film) surface. 20
15 \
'" \ CURVE A-HARD FILM THRESHOLD
8-S0FT FILM THRESHOLD
C-DUAL FILM THRESHOLD
FOR BOTH FILM SWITCHING
D-DUAL FILM THRESHOLD
FOR SOFT FILM SWITCHING
flO \ A '<: ""~. SEPARATE SWITCHING
';..
I Ho
5
(0)
(b)
Ht __ .c~~~-~- __ r::,,--,/-,-,/-,--(~d)~
m m+1 n n+1 p p+1
SIMULTANEOUS
REVERSIBLE
SWITCHING TIME (tiT)
SEPARATE
SWITCHING SIMULTANEOUS
IRREVERSIBLE
SWITCHING
FIG. 5. Determination of critical curve for weakly coupled films
[A.""AA, KII.",,20K., D.",,10D h=5(A./K.)1/2]. (a) One-film and
two-film irreversible-switching threshold. (b) Separate switching
mode occurs in shaded area. Pulse-field pattern; O.2Hka/pulsej
T= 10 nsec. (c) dM~/dt vs t. (d) "'top and "'bottom VS t.
tropyenergy (KhD,,) for the hard film is not sufficient
to anchor the hard-layer magnetization, only small
magnetization twist (::;71"/4, see Fig. 3) is permitted.
The constituent films, when strongly coupled, will
switch simultaneously, and irreversible switching can
only occur once in response to field increasing in a given
direction, resulting in a single critical curve [Fig. 4(a)].
The magnetization distribution in quiescent state is
uniform. From symmetry considerations, there are two
such quiescent states. The films exhibit distorted
astroidal critical curves elongated in the hard direction
and bounded within the astroids of the two constituent
films.
(2) Weakly coupled films: When the soft film is
sufficiently thick, and the hard film has sufficiently large
anisotropy energy, large magnetization twist G:: 71", see
Fig. 3) is possible. The two films, when weakly coupled,
undergo irreversible switching separately at different
critical fields in a given field direction, resulting in two
separate critical curves [Fig. 5 (a) J. The quiescent
magnetization distribution may be either uniform as a
consequence of irreversible switching for both films, or
helical as a consequence of irreversible switching for the
soft film. From symmetry considerations, there are a
total of four (two uniform, two helical) quiescent
magnetization states. The critical curves are generally
astroids elongated along the hard direction and bounded
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>:I:
x
:I: "r\ CURVE A -HARD FILM THRESHOLD
B -SOFT FILM THRESHOLD
C -DUAL FILM THRESHOLD
DUE TO UNIPOLAR HX,Hy
D -DUAL FILM THRESHOLD \
4 \
o "A " " "-
"-, DUE TO UNIPOLAR Hx ,
BIPOLAR Hy
P(Hx,Hy)',
SEQ -FIELD' "-
SWITCHING ---___
[ ~
4 6
Hx/Hks
~--\-~~-----y--o I _______ J (0)
L~/----Ll- :::J ___ ,--- (b)
o 5 10 15 20 25
I,
I \ I , ~-\
o ~~(C)
(d)
o 5 10 15 20 25
TIME (ns)
FIG. 6. Determination of critical curve for moderately coupled
films. (Ah= 4.= 1()-6 erg/em, HkA=20 Oe, H/u=3 Oe, Dh= 810 A,
D.= 10 000 A). (a) Sequence-field switching mode prevails in
shaded areas. Curve C is identical to that generated from a radial
field. (b) Sequence-field waveform. (c) dM./dt vs t. (d) "'top and
"'bottom VS t.
within the two astroids of the two constituent films. As
the exchange coupling is reduced, the two critical curves
of the dual films approach those of the constituent films.
(3) M odemtely coupled films: When the soft-film
thickness and hard-film anisotropy energy are in be
tween the values for the above two extreme cases,
moderate magnetization twist between 71"/4 and 71" will
result (see Fig. 3). In this range, both films undergo
irreversible switching simultaneously, similar to the
strongly coupled case. But the magnitude of the critical
field is dependent on the driving field trajectory. For
instance, a pulse sequence with overlapping unipolar
hard-and easy-direction fields results in critical curve
identical to that generated from a radial field. A pulse
sequence with unipolar easy-direction and bipolar hard
direction field, however, reduces the irreversible switch
ing threshold, [see Figs. 6(a) and 6(b)]. Note that the
above phenomenon is not due to the dynamic effect.
V. A CRITIQUE OF GOTO'S LUMPED-CONSTANT
APPROXIMATION
The analysis based on the distributed model reveals
two major differences from the results of Goto et al.2
(1) Regardless of film parameters, the critical curve
always resembles an astroid with various degrees of elongation along the hard direction. The infinite elono-a
tion, open loop in the hard direction, or the multi~le
bends in the critical curve as predicted by Goto et al.
hav~ not been observed in the present analysis (see
Section IV). (2) For structures with moderate coupling
strength between soft and hard films the threshold
field is reduced by the use of sequence' field instead of
field applied in one given direction (see Fig. 6). How
ever, the sequence field is not absolutely essential in
achieving irreversible switching as implied by Goto
et at.
T.he assumptions and the predicted switching be
haVIOrs of the approximate analysis by Goto et at. are
summarized below. They will be analyzed to reveal
how the discrepancy in the predictions arise.
(1) For the soft layer, an average magnetization
orientation <\>. znd an effective thickness D. are as
sumed. The free-energy function E. can then be sim
plified from an integral form
iDs
E.= [A.(dl/>/dz)2+K. sin21/>-MH z cosl/>
o
-MHy sin<p]dz (9)
to a function of two variables
E.=D.{A.[(<\>.-<p,,)/D.]2+K. sin2<\>.
-MHz cos<\>.-MH y sin<\>.j, (10)
where 1/>" is the magnetization orientation at the inter
face (or of the hard layer) .
(2) For the hard layer, it is assumed that Kh ap
proaches infinity while D" approaches zero. Hence
the magnetization is uniform and may be represented
by a single angle <Ph. Furthermore, the applied field
energy :s assumed to be negligible in comparison with
the anisotropy energy. Thus the free energy Eh, which is
similar in form to Eq. (9), reduces to
(11)
The two assumptions above simplify the total free
energy from an expression involving the integral of
magnetization orientation I/>(z) to a function of two
single variables, <\>. and I/>h. Hence only calculus, instead
of calculus of variations, is needed to analyze the prob
lem. Furthermore, with the omission of the applied field
energy in the hard layer, <\>. becomes a single-valued
function of I/>h at equilibrium. The energy reduces to a
single-valued function of <\>., and by the use of envelope
theory, the stable and critical states can be presented in
a concise manner in the Hz-Hy plane.
Goto et at. then analyzed the rotational-magnet
ization reversal as a function of the ratio Ha/H2
(= A./D.K"D h) and described three cases of NDRO
behavior: In case 1 (Ha/ H2?:.1), the astroid curve is
elongated in the hard direction. The elongation may be
infinite. In case 2 (1 > II a/ H2?:. 0.217), the critical curve
is open in the hard direction and extends to infinitv
along an asymptotic line at a certain angle. The mag-
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netization can be reversed only with significant easy
direction field in addition to hard-direction field. In
case 3, (Ha/H2<0.217), each branch of the critical
curve degenerates into several sections, and the hard
film can be switched irreversibly only by applying a
sequence field, i.e., a field in at least two directions in a
suitable time sequence.
Since the distributed model is not restricted by the .
two assumptions above, it is used to examine the
validity of each of the assumptions. First, in the pres
ence of an applied field, the magnetization rotates
rapidly and unsymmetrically near the film interface and
levels off at both film surfaces (see Fig. 2). To replace
the z-dependent magnetization orientation cf>(z) by an
effective mean value cjJ. is valid only when the soft layer
is much thicker than the transition layer. Furthermore,
since the exchange energy is dependent on the actual
magnetization distribution, the replacement of the
spatial-dependent magnetization orientation gradient
(dc/>/dz) by a discrete expression [see Eqs. (9) and (10)]
may result in appreciable error. For example, the pre
diction of the soft-film-magnetization-orientation angle
increasing monotonically and indefinitely without ro
tating the hard-film magnetization is due to the under
estimation of exchange energy in the soft film.
Second, the variation of magnetization orientation
in the hard film is relatively small (see Fig. 2) because
the anisotropy energy is predominant in that layer.
Hence the omission of exchange energy is reasonable as
long as the hard film is relatively thin. However, in the
presence of a hard-direction field, the ratio between
anisotropy energy (Kh sin2cf>h) and applied field energy
(MHo sincf>h) is (Hkh/2Ho) sinc/>h' The omission of
applied-field energy is valid only when the applied field
is much smaller than the anisotropy field (e.g., Hkh/
Ho'2:.lO). Goto's omission of the applied-field energy
results in the prediction of infinite elongation of the
critical curve along the hard direction (see Figs. 6 and 7
of Ref. 2) and of perfect nondescructive read against
any single-direction applied field (see Fig. 8 of Ref. 2).
In fact, the experiments of Goto et at. have already
revealed the inadequacy of their analysis. Their experi
ment purported to show the elongation of the critical
curve for case 1 films, whereas they actually chose film
parameters (Hkh=20 Oe, Hk8=3 Oe, Dh=270 A, D.=
10 000 A) belonging to case 2. However, only finite
elongation of the critical curve along the hard axis
(case 1) instead of infinite elongation along an angular
asymptote (case 2) has been observed. The measured
hard-direction threshold field (50e) agrees well with
the theoretical value computed from the distributed
model. In their experiment, which purported to illus
trate sequence-field switching, the following film param
eters are used: Hkh=20 Oe, Hk.=30e, D,,=81O A,
D. = 10 000 A. A bipolar hard-direction field (Hy) is
varied, and a unipolar easy direction field (Hz) is
maintained with a constant peak amplitude. In con
trast to their theoretical predictions that the sequence-field switching prevails over the entire field range, a
limited field range has been observed (Hy = 1.5 to 2.8 Oe
for Hx=5.5 Oe, and Hy=2.2 to 50e for Hx=4.1 Oe).
The film parameters correspond to the case of moderate
coupling strength (see Fig. 3), and the observed switch
ing behavior also conforms to the prediction of the
distributed-model analysis (see Fig. 6).
VI. CONCLUSION
The magnetodynamic Landau-Lifshitz equation for
distributed magnetization has been applied to study the
magnetization reversal of exchange-coupled films. In
contrast to the conventional dynamic modes, such as
Walker mode14 and spin-wave mode,15 which only ap
plies to small-angle magnetization motion, the present
dynamic-distributed model is a large-angle theory and
yields transient as well as steady-state solutions for
magnetization reversal. In comparison to the "rigorous"
quasistatic treatment, which is based on energy
minimization principle, the dynamic-distributed model
lends itself easily to the numerical solution of both
quasistatic and dynamic-magnetization reversals. Fur
thermore, the transient solution automatically selects
the correct switching path.
Detailed analysis has been focused on dual uniaxial
films. In contrast to the results of Goto, based on
lumped-constant approximation, the present rigorous
analysis has shown that for any coupling strength, only
an elongated astroid has been observed. The sequence
field switching is found to reduce rotational threshold
in moderately coupled films, but it is not the only mode
to effect irreversible switching. These results also
reconcile the inconsistencies between the analysis and
experiments of Goto et al.
A new classification of dual uniaxial films according
to possible magnetization twist has been proposed. The
magnetization twist depends on the ratios of thicknesses
as well as anisotropy energies. Distinct features of the
various classes include simultaneous switching, reduced
threshold for sequential fields, and separate switchings.
The switching waveforms and speeds for the various
classes have also been examined.
In order to focus on some essential features, we have
made a number of assumptions in the analysis. However,
the analytical formulation is sufficiently general to
allow the removal of these assumptions: (i) The analy
sis can be extended to other exchange-coupled struc
tures. (ii) The films are assumed to be of infmite
extent. In practical devices of discrete size, the planar
magnetization distribution and consequently the cur
rent requirement are influenced by demagnetizing
fields.9 (iii) When the analvsis is extended to two di
mensions, structures such a~ magnetization ripple and
domain walls can be taken into account,u (iv) The
14L. R. Walker, Phys. Rev. lOS, 390 (1957).
15 C. Herring and C. Kittel, Phys. Rev. 81, 869 (1951).
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magnetodynamic equation used is in the Landau
Lifshitz form. For large damping the equation can be
easily modified into Gilbert's form.!l
ACKNOWLEDGMENTS
Helpful discussions with G. S. Almasi, L. A. Finzi,
J. C. Slonczewski, and D. A. Thompson are acknow
ledged.
APPENDIX I: CRITICAL CURVE CONSTRUCTION
FROM THE 'MAGNETODYNAMIC EQUATION
In quasi static magnetization reversal, critical state
corresponds to the vanishing of a stable state which is
at a relative minimum energy. In the study of a single
domain film, the critical state can be defined mathe
matically as a point of inflection for the energy-vs
magnetization-orientation function. In the study of two
or more coupled single-domain films,I6,l7 it is more
convenient to define the critical state as the limiting
case of stable state as proposed by Chang.!6
A new method of constructing a critical curve utilizing
magnetodynamic equations is to be described. The
method derives from the recognition that critical state
also corresponds to the initiation of irreversible switch
ing in rotational magnetization reversal.
The mechanics of generating a critical curve from
magnetodynamic equations [Eqs. (5) and (6)], which
resulted in Figs. 4, 5, and 6, will now be discussed. For a
given initial quiescent-magnetization distribution, a
reversing field may be applied at various angles. The
reversing field at each angle consists of a train of pulses
of gradually increasing amplitudes [see Figs. 4(b) and
5(b)]. Each pulse may be assumed to have instantan
eous rise and fall times, but a duration T (e.g., 10 nsec)
sufficiently long such that the magnetization orientation
will reach an equilibrium state before the field is re
moved. After each pulse, sufficient time (e.g., 10 nsec)
is allowed for an equilibrium state (a final quiescent
magnetization distribution) to be reached. Then the
final quiescent magnetization distribution is compared
to the initial one, [see Figs. 4( d) and 5 (d)]. If they
are the same, the reversal was a reversible one, and pulse
of larger amplitude is to be applied. If they are different,
the reversal was an irreversible one, and the amplitude
of the last pulse is a critical value. It is not necessary
to examine the magnetization distribution in total to
determine the switching mode. For example, in dual
uniaxial films, it is sufficient to examine only the mag
netization orientations at the top and bottom surfaces.
After the critical field or fields for one field orientation
have been determined, the magnetization distribution is
reset into its original state, and a pulse train is applied
I6H. Chang, IBM J. Res. & Develop. 6, 419 (1962).
17 E. Fulcomer et ai., J. Appl. Phys. 37, 4451 (1966). when the field orientation is advanced to another value.
When the field orientation has swept through 3600
(usually a small sector of it), a complete critical curve
can be constructed. As mentioned earlier in Sec. IV, in
structures with several films coupled by exchange forces,
there may be more than one critical curve [e.g., Fig.
5(a)] corresponding to one quiescent magnetization
state. Hence the pulse train for each field orientation
must be carried sufficiently far to detect mUltiple
successive switchings [e.g., Fig. 5(b)]. Furthermore, in
some structures, the critical curves are dependent on the
sequence and polarity of the easy-and hard-direction
fields [e.g., Fig. 6(a)]. A complete picture of switching
modes can only be obtained by surveying a sufficient
range of field trajectories [e.g., Fig. 6 (b) ].
There are several advantages unique to the magneto
dynamic method of constructing critical curves: (1) It
is applicable to both film structures with one or more
single domains as well as distributed magnetization.
(21 It may be used to generate both quasi static and
dynamic critical curves just by varying the time rate of
applied field. For example, for pulses of short duration,
insufficient time is allowed to rotate the hard-film
magnetization in dual uniaxial films, and hence a more
elongated critical curve results ~see Fig. A1). (3) It
yields automatically the final state of magnetization
distribution. This feature is very useful when there are
crisscrossing critical curves (as in single-domain biaxial
films) and multiple critical curves (as in weakly
coupled dual uniaxial films), and when the switching is
dependent on field trajectory (as in moderately coupled
dual uniaxial films). (4) Since the method is based on
the detection of irreversible switching, it lends itself to
ready comparison with experimental results.
5
\
\
4 \
o \ CURVE A HARD FILM THRESHOLD
B SOFT FILM THRESHOLD
\
\A
\ C\
\.
"i} DUAL FILM THRESHOLD
"
~
2 PULSE DURATION
~ =2n5
.............--
FIG. Al. Dynamic and quasistatic thresholds. Applied-field
waveforms are identical to that in Figs. 4 and 5. AA= A., KA =
SK., D.=5D h= (As/K.)1/'.
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APPENDIX II: SWITCHING SPEED AND SIGNAL 5
The switching speed of dual uniaxial films undergoing
1800 rotational switching can be estimated by balancing
the applied-field energy 2MHo with the increase of the
free energy of the system, which includes the normal
demagnetizing-field energy H'; /87r, and exchange energy
A [(¢top-¢bottom)/D]2, but omits the anisotropy energy
(in cgs) :
Hi/87r+A[(¢top-¢bottom)/D]2 = 2MHo, (AI)
where A is the exchange constant, ¢top-¢bottom is the
magnetization twist between the two outer surfaces, and
D is the film thickness. Typicallv, A = 10-6 erg/ cm,
47rM = 104 gauss, Ho= 1 Oe, D=3000 X, ¢top-¢bottom =
1 radian, and Eq. Al yields H<P:'-130 Oe. The preces
sional angular velocity (w) of M due to this demagnetiz
ing field is then
w= I 'Y I H<P:'-1.3X109 secI, (A2)
where I'Y I =1.76X107 (Oe·sec)-l is the gyromagnetic
ratio. The switching time is approximately the half
period of the precession: T.=H27r/w)~1.5Xl0-9 sec.
For single uniaxial films, however, the exchange term is
negligible, and the switching time is only T.~10-9 sec
for the same applied field.
Computed from the dynamic-distributed model [Eqs.
(5) and (6)], the curve of inverse-switching time as a
function of hard-direction step field for different values
of Kh/ K. is presented in Fig. A2. The switching time t. is
4
3
'0 Q) en
C1I 2 Q
_II) ....
FIG. A2. Inverse switching time as a function of hard-direction
field with Kh/K. as parameters. t.=time for net flux parallel to
easy axis to decrease by 90% from its initial saturation value.
[Ah=A., D.=5D h= (A./K.)1I2]. 4 (a) RESPONSE TO STEP_ FUNCTION
X = 5 x 108 (DAMPING CONSTANT)
(b) RESPONSE TO STEP FUNCTION
X=2x109
FIG. A3. Longitudinal output signal as a function of transverse
field waveform and damping constant. Ah= A" Kh= 10K., D,=
5Dh= (A./K.)il2.
defined as the time for the net flux parallel to easy
direction to decrease by 90% from its initial saturation
value. The switching curves have two regions. At low
fields, the speed of the dual uniaxial films is reduced in
comparison to that of single films. This reduction is due
to the expenditure on exchange energy. At high fields,
both films switch simultaneously and behave as a
single-domain film. Relatively small dependence on the
ratio Kh/K. is observed.
Finally, it is of interest to present the calculated
switching waveform of dual films. Figure A3 depicts the
dependence of longitudinal (easy axis) output signal on
the waveform of the transverse driving field and the
damping constant. Note that a large output signal and
oscillation arise with a large step function drive [see
Fig. A3(a)]. Large damping reduces oscillation as well
as output [see Fig. A3(b)]. The critical dampi'ng con
stant is around 109 GjOe-sec. Nevertheless, in practical
circuits, the drive field has a rise time which tends to
eliminate the oscillation and reduce the output signal
[see Fig. A3(c)].
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1.5013667.pdf | First-principles study of perpendicular magnetic anisotropy in ferrimagnetic D0 22-
Mn3X (X = Ga, Ge) on MgO and SrTiO 3
B. S. Yang , L. N. Jiang , W. Z. Chen , P. Tang , J. Zhang , X.-G. Zhang , Y. Yan , and X. F. Han
Citation: Appl. Phys. Lett. 112, 142403 (2018); doi: 10.1063/1.5013667
View online: https://doi.org/10.1063/1.5013667
View Table of Contents: http://aip.scitation.org/toc/apl/112/14
Published by the American Institute of Physics
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D022-Mn 3X( X5Ga, Ge) on MgO and SrTiO 3
B. S. Yang,1,2L. N. Jiang,2W. Z. Chen,2P.Tang,2J.Zhang,3X.-G. Zhang,4Y.Yan,1,a)
and X. F . Han2,b)
1Key Laboratory of Physics and Technology for Advanced Batteries (Ministry of Education),
Department of Physics, Jilin University, Changchun 130012, People’s Republic of China
2Beijing National Laboratory for Condensed Matter Physics, Institute of Physics, Chinese Academy
of Sciences, Beijing 100190, China
3School of Physics and Wuhan National High Magnetic Field Center, Huazhong University of Science
and Technology, 430074 Wuhan, China
4Department of Physics and the Quantum Theory Project, University of Florida, Gainesville, Florida 32611,
USA
(Received 14 November 2017; accepted 18 March 2018; published online 3 April 2018)
The magnetic anisotropy energy (MAE) of bulk D022-Mn 3X( X ¼Ga, Ge), Mn 3X/MgO, and
Mn 3X/STiO 3(STO) heterostructures is calculated from first principles calculations. The main
source of the large perpendicular magnetic anisotropy (PMA) of bulk Mn 3X is identified as Mn
atoms in the Mn-Mn layer. In the four heterostructures, the magnetic moment of interfacial Mn
atoms was reversed when Mn 3X was epitaxially grown on MgO and STO substrates. More impor-
tantly, a large in-plane tensile strain induced by lattice mismatch between Mn 3X and MgO signifi-
cantly changes the MAE, explaining the difficulty in experiments to obtain PMA in epitaxial
Mn 3X/MgO. Furthermore, interface and surface Mn atoms also help to enhance the PMA of Mn 3X/
STO (MgO) heterostructures due to dxyanddz2states changing from occupied states in bulk Mn 3X
to unoccupied states in the interface (surface) Mn of the heterostructures. These results suggest that
the PMA of manganese compound heterostructures can be produced by decreasing the lattice mis-match with substrates and will guide the search for ultrathin manganese compound films with high
PMA epitaxially grown on substrates for the application of spintronic devices. Published by AIP
Publishing. https://doi.org/10.1063/1.5013667
Perpendicular magnetic tunnel junctions (p-MTJs) have
received much attention for high-density nonvolatile memory,high thermal stability, and low critical current in spin-transfer-
torque or spin-orbital-torque based spintronic devices.
1–4In a
conventional MTJ, the interface between the magnetic elec-trode CoFeB and the MgO barrier contributes to a perpendicu-lar magnetic anisotropy (PMA).
4–10When the magnetic films
are sufficiently thin, the demagnetization field can be over-
come and the moments become perpendicular to the film.11
The interfacial PMA of CoFeB/MgO is about 1.3 erg/cm2and
is too weak to overcome thermal fluctuation at room tempera-
ture when the thickness of the electrode layer is less than
20 nm.12Moreover, annealing above 300/C14C rapidly decreases
PMA in the Ta/CoFeB/MgO system.13,14High thermal stabil-
ity is easier to achieve using magnetic electrode materialswith large bulk PMA instead of interfacial PMA. Therefore,
people have recently turned to tetragonally distorted Heusler
alloys, such as ferrimagnetic D0
22-Mn 3Ga and Mn 3Ge, to
look for suitable materials.15,16The tetragonally distorted
Mn3Ga and Mn 3Ge have PMA greater than 10 Merg/cm3,
which is comparable to the well-known CoPt and FePt
films.17–20Due to their low saturation magnetization,21–23low
Gilbert damping constant,24,25and high spin-polarization rate,
these materials are promising candidates for minimizing theswitching current and enlarging switching speed according to
the Slonczewski-Berger equation.
2,3,26Experimentally, it was demonstrated that due to different
in-plane lattice constants of the substrates, PMA of Mn 3Ga
epitaxially grown on the SrTiO 3substrate is greater than that
grown on the MgO substrate.27T h ef o r m e rh a sab e t t e rl a t t i c e
match with Mn 3Ga. Interestingly, when the MnGa film thick-
ness is smaller than 1 nm, a well squared perpendicular mag-
netization hysteresis can be achieved by inserting a CoGa
buffer layer between Mn 3Ga and MgO.28Cr, Ti-Mg-O, TaN,
and CsCl-type NiGa buffer layers were also used to obtain
large PMA of manganese compounds epitaxially grown on
the MgO substrate.11,16,29Both facts, that the SrTiO 3substrate
yields a larger PMA and that a buffer layer can boost the
PMA of the Mn 3Ga film, suggest an important role played by
the interfacial strain induced by the substrate.
In this paper, we present a first-principles study of the
magnetic anisotropy energy (MAE) of bulk Mn 3X( X ¼Ga,
Ge) and heterostructures epitaxially grown on MgO and
SrTiO 3(STO) substrates. The calculation allows us to iden-
tify the source of large magnetic anisotropy in the bulk
Mn 3X. In addition, the calculations of the MAE of the heter-
ostructures as a function of tensile strain are performed to
understand the effect of strain on PMA.
All calculations were performed within the framework of
the density functional theory (DFT) implemented in the Vienna
ab-initio simulation package (VASP).30–32The ion-electron
interaction was described by the projector-augmented plane
wave (PAW) potentials.33The exchange-correlation potential
was treated with the generalized gradient approximation
(GGA) with the Perdew-Burke-Ernzerhof functional.34Thea)Electronic mail: yanyu@jlu.edu.cn
b)Electronic mail: xfhan@iphy.ac.cn
0003-6951/2018/112(14)/142403/4/$30.00 Published by AIP Publishing. 112, 142403-1APPLIED PHYSICS LETTERS 112, 142403 (2018)
energy cutoff was 500 eV, and 13 /C213/C27a n d1 7 /C217/C21
Monkhorst-Pack k-point meshes were used in the calculations
of bulk Mn 3Xa n dM n 3X/STO (MgO) heterostructures, respec-
tively. All atom positions were fully relaxed until the force on
each atom was less than 0.001 eV/A ˚and the total energy
change was smaller than 10–6eV.
As shown in Fig. 1, the unit cell of bulk D022-Mn 3Xc o n -
tains eight atoms in total and the Mn atoms in the Mn-Mn
l a y e ra n dM n - Xl a y e rw e r el a b e l e da sM n 1and Mn 2,r e s p e c -
tively. The optimized lattice constants of Mn 3Ga are
a¼3.780 A ˚and c ¼7.106 A ˚, and those of Mn 3Ge are
a¼3.740 A ˚and c ¼7.106 A ˚, similar to previous calcula-
tions.35The in-plane lattice constants of SrTiO 3(3.905 A ˚)a n d
MgO (4.211 A ˚)36were used in Mn 3X/STO and Mn 3X/MgO
heterostructures, respectively. A vacuum region of 10 A ˚in the
normal direction to the heterostructure was used to avoid the
interaction between adjacent periodic layers. The Mn 3Xfi l m
in the heterostructures contains seven monolayers, and thus,
the thickness of the Mn 3X film is approximately 1.0 nm. In
view of the important role of the interface electronic and mag-
netic structures in the MAE of the heterostructures,5,37several
possible configurations with different interface structures werecalculated. Among them, the most stable Mn
3Ga/STO (MgO)
heterostructure is shown in Fig. 1.T h em a g n e t i ca n i s o t r o p y
energy (MAE) was calculated by the force theorem
approach.38,39In this method, we first perform the self-
consistent calculation without spin-orbital coupling with theoptimized structure. Then, using the obtained charge density
in self-consistent calculations as input, the spin-orbital cou-
pling was treated as perturbation to calculate the energy for
two different orientations of the magnetic moment. At last,
the MAE was calculated from the energy difference betweenthe magnetic moment aligning in-plane direction [(100) axis]
and the out-of-plane direction [(001) axis].
For bulk Mn
3Ga and Mn 3Ge, the calculated magnetic
moment of Mn 1is 2.32 and 1.98 lBand that of Mn 2is 2.87
and 2.90 lB, respectively. Moreover, the magnetic moment
of Mn 2is antiparallel to that of Mn 1. As a result, the mag-
netic moments of the unit cell for Mn 3Ga and Mn 3Ge are
3.56 and 2.03 lB, respectively. The calculated MAEs of
Mn 3Ga and Mn 3Ge are 1.75 and 1.54 meV/cell, and the posi-
tive sign indicates that the easy magnetic axis is along the
(001) direction. For both materials, the MAE comes mainly
from the Mn 1atom, with a negligible contribution from theMn 2atom. The orbital-resolved MAE of the Mn 1atom is
shown in Fig. 2, where the matrix element between the dz2
anddyzorbitals of Mn 1provides the largest contribution to
the positive MAE in Mn 3Ga. While for Mn 3Ge, the matrix
element between dxyanddx2/C0y2,dyzanddx2/C0y2, as well as dyz
anddz2orbitals of Mn 1provides large positive values. These
positive contributions produce the perpendicular magnetic
anisotropy of bulk Mn 3X.
In contrast to the opposite alignment of the moments of
Mn1and Mn 2a t o m si nb u l kM n 3X, the magnetic moment of
the Mn 2atom closest to the interface is parallel to that of the
Mn1atom in both heterostructures. The energy differences
between the antiparallel configuration and the parallel config-
uration for the magnetic moments at the interface and the sec-ond layer Mn atom are 0.77, 1.38, 0.83, and 0.27 eV for
Mn
3Ga/MgO, Mn 3Ga/STO, Mn 3Ge/MgO, and Mn 3Ge/STO,
respectively. Furthermore, the calculated MAEs of Mn 3Ga/
MgO, Mn 3Ge/MgO, Mn 3Ga/STO, and Mn 3Ge/STO hetero-
structures are 0.028, 0.160, 2.522, and 2.146 meV, respec-
tively. It is clear that the MAE of Mn 3X/STO is much higher
than that of Mn 3X/MgO. To investigate whether the different
in-plane tensile strain induced by the MgO and STO substrate
may be the reason for the difference in the MAE of STO- and
MgO-based heterostructures, we calculated the MAEs of bulk
Mn3X as a function of in-plane lattice constant ain the range
of 3.70 A ˚to 4.25 A ˚. The results are shown in Fig. 3, where we
also indicate the optimized in-plane lattice constant of Mn 3X,
STO, and MgO. When the in-plane lattice constant is smaller
FIG. 1. Atomic structure of bulk D022-Mn 3Ga(Ge) (top), Mn 3Ga/STO (mid-
dle), and Mn 3Ga/MgO heterostructures (bottom).
FIG. 2. Orbital-resolved MAE of the Mn 1atom in bulk (a) Mn 3Ga and (b)
Mn 3Ge.
FIG. 3. MAE as a function of in-plane lattice constant for Mn 3Ga (red line)
and Mn 3Ge (blue line). The inset shows contributions from Mn 1and Mn 2
atoms in bulk Mn 3X.142403-2 Y ang et al. Appl. Phys. Lett. 112, 142403 (2018)than 4.00 A ˚, the MAEs of Mn 3X are nearly constant. In con-
trast, when the in-plane lattice constant is larger than 4.00 A ˚,
the MAEs decrease rapidly with the increase in the in-plane lat-
tice constant. When the in-plane lattice constant of Mn 3Xi s
the same as that of STO and MgO, the corresponding MAEs of
Mn3Ga are 1.74 and /C00.61 meV/cell, and those of Mn 3Ge are
1.61 and /C00.33 meV/cell, respectively. These results indicate
that a large in-plane tensile strain induced by the large lattice
mismatch between Mn 3X and MgO can make the easy axis
rotate from the out-of-plane orientation to the in-plane orienta-
tion. The inset in Fig. 3shows that the variations of the MAEs
in Mn 3Ga and Mn 3Ge mainly come from the Mn 1-atom and
that of the Mn 2atom contributes a negligible constant value.
To elucidate the change in the MAE as a function of in-
plane lattice constant, we perform a comparison of the orbital-resolved MAEs of Mn
1atoms in bulk Mn 3Ga at in-plane lattice
constants of 3.905 A ˚and 4.221 A ˚, as shown in Figs. 4(a)and
4(b). It is clear that the most important anisotropy change
induced by the variation of the in-plane lattice constant is the
change of sign in the matrix element between dyzanddz2as
well as its symmetric part. Therefore, in the following, we willmainly discuss the change in the matrix element between d
yz
anddz2. According to the second-order perturbation theory by
Wang et al.,38the MAE is expressed as DE¼EðxÞ/C0E
ðzÞ¼n2Ro;uðj<ojLzju>j2/C0j<ojLxju>j2Þ=ðEu/C0EoÞ.F r o m
this equation, we can deduce that the value of the matrix ele-
ment between two different dorbitals is the same as its sym-
metric part. On the other hand, when an orbital moves from the
unoccupied to occupied state, a positive term in the energy dif-
ference disappears and a negative term appears. In Figs. 4(a)
and4(b),t h e dyzorbital has no dramatic change around the
Fermi level, while the dz2orbital changed from an unoccupied
to an occupied state when the in-plane lattice constant increasesfrom 3.905A ˚to 4.211A ˚. This explains the change in the MAE.
Similarly, the decrease in MAE of Mn
3Ge as the in-plane lat-
tice constant increases can also be explained by analyzing theDOS and the orbital-resolved MAE of Mn
1in Mn 3Ge. In both
cases, the in-plane tensile strain causes a decrease in the MAEs
of bulk Mn 3X.The layer-resolved MAEs in Fig. 5show that in both
MgO- and STO-based heterostructures, the MAE contribu-
tions from the interface (first layer) and the surface (seventh
layer) Mn atoms have positive values. However, in bulkMn
3X, the MAE contributions from Mn atoms have negative
values when the in-plane lattice constant is 4.221 A ˚(see the
inset in Fig. 3). This difference in the sign of the MAE contri-
butions from bulk and from the surface and interface is again
examined by plotting orbital resolved MAE in Fig. 4.
Comparing Figs. 4(b)to4(c), we see that the contributions to
MAE from the matrix element between dxyanddx2/C0y2as well
asdyzanddz2orbitals in the two systems show opposite signs.
The cause of this sign change is that both dxyanddz2states are
occupied in the bulk [Fig. 4(e)], while they become unoccu-
pied in the surface [Fig. 4(f)]. Although the dyzanddx2/C0y2
orbitals also undergo changes from the bulk to the surface,
they do not obviously change the occupation of orbitals.
Except the sign change, the magnitude of both matrix ele-ments for the surface Mn
1atom also increases compared to
that for Mn 1in bulk Mn 3Ga. Summing up all contributions,
the positive and negative MAEs are obtained for surface Mn 1
in Mn 3Ga/MgO and Mn 1in bulk Mn 3Ga, respectively.
Our calculations clearly show that due to the small lat-
tice mismatch between Mn 3X and STO, Mn 3X/STO hetero-
structures produce large PMA. But for Mn 3X/MgO with the
large lattice mismatch between Mn 3X and MgO when the
thickness of Mn 3X is small, there is no PMA. Furthermore,
interface and surface Mn atoms also contribute to the PMA
due to the change of the dxyanddz2states from occupied in
bulk Mn 3X to unoccupied on the interface (surface) of
Mn 3X/MgO. These results explain why PMA is difficult to
produce in Mn 3X/MgO when its thickness is small and also
explain the PMA of Mn 3Ga epitaxially grown on the SrTiO 3
substrate. We also calculated the MAE of Mn 3Ga by
GGA þU calculations and found that the coulomb correla-
tions have some influence on the value of MAE, which issimilar to the results in Ref. 40. The GGA þU calculations
also show that a large in-plane tensile strain induced by the
large mismatch between Mn
3Ga and MgO even can make
FIG. 4. Orbital-resolved MAE of Mn 1(a) in bulk Mn 3Ga with an in-plane lattice constant of a ¼3.795 A ˚, (b) in bulk Mn 3Ga with an in-plane lattice constant
of a¼4.221 A ˚, and (c) on the surface of the Mn 3Ga/MgO heterostructure and (d)–(f) the corresponding density of states projected onto Mn 1. The circles in
(d)–(f) indicate the electronic states of dz2anddxynear the Fermi level.142403-3 Y ang et al. Appl. Phys. Lett. 112, 142403 (2018)the easy axis of Mn 3Ga rotate from the out-of-plane orienta-
tion to the in-plane orientation, and therefore, we did not
include the coulomb correlations in this paper.
In summary, the magnetic anisotropy of bulk D022-Mn 3X
(X¼Ga, Ge) and Mn 3X/MgO (SrTiO 3) heterostructures is
investigated by first principles calculations. In heterostruc-
tures, the in-plane strain induced by the lattice mismatchbetween the D0
22structure and the substrate has a crucial
influence on the MAE. This is the reason why perpendicular
magnetic anisotropy is difficult to produce in Mn 3Xfi l m so n
MgO. Through layer- and orbital-resolved MAEs combined
with DOS analysis, we find that the interface (surface) anisot-
ropy also plays an important role in these heterostructures.These results suggest that using a buffer layer to release the
strain in the interface is important. They also provide further
guidance on how to enhance the PMA of ultrathin Mn
3X films
for the application of spintronic devices.
This project was supported by the National Key Research
and Development Program of China (Grant No.2017YFA0206200) and the National Natural Science
Foundation of China (NSFC, Grant Nos. 11434014,
51620105004, 11674373, and 51701203), and partiallysupported by the Strategic Priority Research Program (B) (Grant
No. XDB07030200), the Key Research Program of Frontier
Sciences (Grant No. QYZDJ-SSW-SLH016), and theInternational Partnership Program (No.112111KYSB20170090)
of the Chinese Academy of Sciences (CAS). We are grateful to
the National Supercomputer Center in Tianjin for providing thecomputational facility and the Special Program for Applied
Research on Super Computation of the NSFC-Guangdong Joint
Fund (the second phase) under Grant No. U1501501.
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FIG. 5. Layer-resolved MAE of (a) Mn 3Ga/MgO, (b) Mn 3Ge/MgO, (c)
Mn 3Ga/STO, and (d) Mn 3Ge/STO heterostructures.142403-4 Y ang et al. Appl. Phys. Lett. 112, 142403 (2018) |
1.4983993.pdf | A prospectus on kinetic heliophysics
Gregory G. Howes
Citation: Physics of Plasmas 24, 055907 (2017); doi: 10.1063/1.4983993
View online: http://dx.doi.org/10.1063/1.4983993
View Table of Contents: http://aip.scitation.org/toc/php/24/5
Published by the American Institute of Physics
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Physics of Plasmas 24, 055503 (2017); 10.1063/1.4983629A prospectus on kinetic heliophysics
Gregory G. Howesa)
Department of Physics and Astronomy, University of Iowa, Iowa City, Iowa 52242, USA
(Received 14 March 2017; accepted 1 May 2017; published online 23 May 2017)
Under the low density and high temperature conditions typical of heliospheric plasmas, the
macroscopic evolution of the heliosphere is strongly affected by the kinetic plasma physics
governing fundamental microphysical mechanisms. Kinetic turbulence, collisionless magneticreconnection, particle acceleration, and kinetic instabilities are four poorly understood, grand-
challenge problems that lie at the new frontier of kinetic heliophysics. The increasing availability
of high cadence and high phase-space resolution measurements of particle velocity distributions bycurrent and upcoming spacecraft missions and of massively parallel nonlinear kinetic simulations
of weakly collisional heliospheric plasmas provides the opportunity to transform our understanding
of these kinetic mechanisms through the full utilization of the information contained in the particlevelocity distributions. Several major considerations for future investigations of kinetic heliophysics
are examined. Turbulent dissipation followed by particle heating is highlighted as an inherently
two-step process in weakly collisional plasmas, distinct from the more familiar case in fluid theory.Concerted efforts must be made to tackle the big-data challenge of visualizing the high-
dimensional (3D-3V) phase space of kinetic plasma theory through physics-based reductions.
Furthermore, the development of innovative analysis methods that utilize full velocity-space meas-urements, such as the field-particle correlation technique, will enable us to gain deeper insight into
these four grand-challenge problems of kinetic heliophysics. A systems approach to tackle the
multi-scale problem of heliophysics through a rigorous connection between the kinetic physics atmicroscales and the self-consistent evolution of the heliosphere at macroscales will propel the field
of kinetic heliophysics into the future. Published by AIP Publishing.
[http://dx.doi.org/10.1063/1.4983993 ]
I. INTRODUCTION
Humanity continually strives to understand its environ-
ment, not only to ensure its continued survival, but also for
the sake of knowledge itself. The heliosphere—the realm of
influence of our Sun, within which the planets of our solarsystem orbit—is our home in the universe. Nuclear fusion
within the core of the Sun is the source of energy that ena-
bles life to thrive on our planet. The majority of this energyemerges as light, but a small fraction of this energy also
drives a supersonic flow of diffuse ionized gas, or plasma,
that blows radially outward toward the outer reaches of theheliosphere. Carrying along with it an embedded magnetic
field, this solar wind varies dramatically in response to con-
ditions at the Sun, and is strongly disturbed during periods ofviolent activity on the Sun’s surface. It is the dynamics of
this magnetized plasma that governs the interaction of the
Sun with the Earth and the other planets of our solar system.Humankind has spent billions of dollars to launch spacecraft
to explore our heliosphere in the scientific endeavor to
understand and predict the dynamics of the interplanetaryplasma that affect the Earth and its environment, and here I
highlight some issues at the frontier of that effort.
The inaugural Ronald C. Davidson Award for Plasma
Physics recognized the development of a simple analytical
model and supporting numerical simulations of the turbulentcascade and its kinetic dissipation at small scales,
1but to
progress further requires kinetic theory. The low density and
high temperature conditions of the plasma that fills the helio-sphere—as well as many more remote astrophysical sys-
tems—lead to a mean free path for collisions that is often
longer than the length scales relevant to many dynamical
processes of interest. Under these weakly collisional condi-
tions, the dynamics of the plasma require investigation using
the equations of kinetic plasma physics.
For example, many space and astrophysical plasmas are
found to be turbulent. One of the key impacts of this turbu-
lence is the nonlinear transfer of the energy of large-scale
electromagnetic fields and plasma flows down to small scales
at which the turbulent energy is ultimately converted to
plasma heat, or to some other energization of the plasma
ions and electrons. At the largest scales of the astrophysical
turbulent cascade in the interstellar medium,
2,3the length
scales of the turbulent fluctuations may be much larger than
the collisional mean free path, meaning that a fluid descrip-
tion of the turbulent dynamics at these scales is generally
sufficient. But at all scales of the turbulence in the solar
wind,4,5and at the smallest scales of the turbulence in the
interstellar medium,6the length scales of the turbulent fluctu-
ations are much smaller than the collisional mean free path.
Under these conditions, the effect of collisions is negligible
on the timescale of the turbulent fluctuations. Not only are
collisions insufficient to maintain the Maxwellian particle
velocity distributions that motivate the use of a fluida)gregory-howes@uiowa.edu
1070-664X/2017/24(5)/055907/12/$30.00 Published by AIP Publishing. 24, 055907-1PHYSICS OF PLASMAS 24, 055907 (2017)
description, but collisionless interactions generally dominate
the energy exchange between the fluctuating electromagnetic
fields and the plasma particles.7,8Therefore, the equations of
kinetic plasma physics are essential to describe the mecha-
nisms responsible for removing energy from the turbulent
fluctuations and consequently energizing the plasma particles.
For the weakly collisional interplanetary plasma, such
“microphysical” kinetic processes govern the heating of theplasma and the energization of particles, and thereby they
exert a significant influence on the macroscopic evolution of
the heliosphere. Plasma turbulence, magnetic reconnection,
particle acceleration, and instabilities are four fundamental
plasma processes operating under weakly collisional condi-tions that significantly impact the evolution of the helio-
sphere. These four grand-challenge topics lie at the frontier
of heliophysics. The details of these kinetic plasma processesremain relatively poorly understood, motivating the helio-
physics community to pursue a coordinated effort of space-
craft observations, numerical simulations, kinetic plasmatheory, and even laboratory experiments to develop a thor-
ough understanding, and ultimately a predictive capability,
of these processes in kinetic heliophysics. This prospectusexamines important issues in our exploration of the kinetic
plasma physics of the heliosphere.
A. The transport of mass, momentum, and energy in
the heliosphere
The key impact of these four fundamental kinetic
plasma physics processes—kinetic turbulence, collisionless
magnetic reconnection, particle acceleration, and instabil-
ities—is their effect on the transport of particles, transfer ofmomentum, and flow of energy throughout the heliosphere.
Extreme space weather illustrates concisely how the
transport of mass, momentum, and energy by these kinetic
plasma physics mechanisms governs conditions within the
heliosphere, possibly leading to adverse impacts on the Earthand its near-space environment. Magnetic buoyancy instabil-
ities cause the strong magnetic fields generated by the solar
magnetic dynamo to rise out of the turbulently boiling solarconvection zone, emerging through the photosphere and
building up strong magnetic fields in lower solar atmosphere,
or corona. Eventually, some type of explosive instability caninitiate vigorous magnetic reconnection, hurling tons of mag-
netized plasma out into the heliosphere at thousands of kilo-
meters per second, an event known as a coronal mass
ejection. Magnetic energy released through the process of
reconnection can also accelerate electrons back downtowards the photosphere, often causing a powerful solar flare
that enhances x-ray and UV fluxes radiating from the Sun. In
addition, as the magnetized cloud of ejected plasma barrelsat supersonic and super-Alfv /C19enic speeds through the slower
ambient solar wind, a collisionless shock forms on the lead-
ing edge, frequently accelerating protons, electrons, andminor ions to nearly the speed of light, showering the helio-
sphere in a solar energetic particle event.
These energetic particles stream through the helio-
sphere, being scattered by fluctuations in the turbulent inter-
planetary magnetic field. Because these energetic particlespose a serious hazard to communication and navigation sat-
ellites as well as manned spacecraft missions, predictingtheir fluxes in the near-Earth environment is a critical ele-ment of space weather forecasting, requiring an understand-ing of the transport of these particles through the turbulentsolar wind. In addition, the enhanced x-ray and UV fluxesfrom a strong solar flare can boost ionization in the iono-sphere, interfering with or even totally disrupting radio com-munications with satellites and aircraft on polar flight paths.
If the coronal mass ejection is directed towards the
Earth, its momentum can lead to a severe compression of theEarth’s magnetosphere, altering the system of currents thatmodify the Earth’s magnetic field, and triggering a geomag-netic storm. During a geomagnetic storm, the magnetic field
embedded within the ejected coronal plasma can undergo
reconnection with Earth’s protective magnetic field, greatlyenhancing the penetration of interplanetary plasma into themagnetosphere, thereby boosting the density of the ring cur-rent caused by the azimuthal (longitudinal) drift of ions andelectrons trapped in Earth’s dipolar magnetic field. Duringparticular strong geomagnetic storms, this enhancement ofthe ring current can depress the magnitude of the magneticfield at the Earth’s surface by a few percent, causing intensegeomagnetically induced currents that may damage criticalcomponents of the electrical power grid. As the geomagneticstorm rages, the aurorae at the poles light up, driven eitherby particles streaming down along open field lines towardthe ionosphere or by the acceleration of electrons by Alfv /C19en
waves which transmit shifts in Earth’s distant magnetospherealong field lines down to the Earth.
This complicated interplay of the different phenomena
that constitute space weather illustrates the fundamentalimportance of turbulence, magnetic reconnection, particleacceleration, and instabilities to the dynamics of the helio-sphere and its impact on Earth and society. It is important toemphasize that most of the processes mentioned aboveremain poorly understood in detail. An overarching aim ofheliophysics is to improve our understanding of these funda-mental processes and their effect on the transport of par-ticles, momentum, and energy, with the ultimate aim todevelop a predictive capability for space weather and itsimpact on our lives. The path forward is through the applica-tion of kinetic plasma physics to the study of heliosphericprocesses, giving birth to the new frontier of kinetic
heliophysics .
B. A coordinated approach
Although spacecraft missions enable in situ measure-
ments of the fluctuating electric field Eand magnetic field B
and of the particle velocity distribution functions in thethree-dimensions of velocity space f
s(v), many of these fun-
damental kinetic processes in heliospheric plasmas remainpoorly understood. One reason is that spacecraft measure-ments suffer the significant limitation that we measure infor-mation only at a single point, or at most a few points, inspace. To circumvent this limitation of spacecraft observa-tions, many of these kinetic processes can alternatively beexplored in laboratory experiments under more controlled055907-2 Gregory G. Howes Phys. Plasmas 24, 055907 (2017)conditions and with the ability to make measurements at
many points in space, even if it is not possible to achieve the
same plasma parameters or scale separations found in space.A further complication in exploring kinetic heliophysics is
the inherent high dimensionality of kinetic plasma theory,
with its fundamental variables being the particle distributionfunctions for each species sin six-dimensional phase space
(3D-3V, three dimensions in physical space and three dimen-
sions in velocity space), f
s(r,v,t). Theoretical insights from
kinetic plasma theory are vital to reduce this six-dimensional
phase space to a more tractable, smaller number of essentialdimensions, for either space-based or laboratory investiga-
tions. Finally, kinetic numerical simulations provide a criti-
cal bridge between the often idealized conditions susceptibleto analytical theory and the more complex, nonlinear evolu-
tion of actual space or laboratory plasmas.
A closely coordinated approach of analytical theory,
numerical simulations, spacecraft measurements, and labora-
tory experiments has the greatest potential for transformingour understanding of the kinetic plasma physics that influen-
ces the evolution of the heliosphere. Here, we discuss some
important considerations for the next generation of investiga-tions into kinetic heliophysics.
II. DAMPING, DISSIPATION, AND HEATING IN WEAKLY
COLLISIONAL PLASMAS
A subtle but important issue arises in the investigation
of the conversion of the electromagnetic energy of fields andthe kinetic energy of bulk plasma flows into plasma heat by
kinetic physical mechanisms in weakly collisional helio-
spheric plasmas. That bottom line is that, unlike in the morewell-known case of fluid systems, in weakly collisional plas-
mas, the dissipation of turbulent energy into plasma heat is
inherently a two-step process.
Fluid systems are derived from the strongly collisional,
or small mean free path, limit of the Boltzmann equation inkinetic theory. In this limit, frequent microscopic collisions
maintain the Maxwellian equilibrium velocity distributions
of local thermodynamic equilibrium. A hierarchy of momentequations may be derived in the limit of small mean free
path (relative to the characteristic length scales of gradients
in the system) by the Chapman-Enskog procedure
9for neu-
tral gases, or an analogous procedure for plasma systems.10
Microscopic collisions in the limit of finite mean free pathgive rise to the diffusion of velocity fluctuations by viscosity
and of magnetic field fluctuations by resistivity. Because vis-
cosity and resistivity are ultimately collisional, the diffusionof the velocity and magnetic field fluctuations by these
mechanisms is irreversible, dissipating the kinetic and elec-
tromagnetic energy of these fluctuations, and consequentlyrealizing thermodynamic plasma heating and the associated
increase of the system entropy. This picture of plasma heat-
ing, based on the physical intuition derived from the fluidsystem, implies that energy removed from the velocity and
electromagnetic field fluctuations through viscosity and
resistivity is immediately converted into plasma heat.
But in weakly collisional plasmas, the removal of
energy from the electromagnetic field fluctuations and bulkplasma flows is a separate process from the irreversible con-
version of that energy into plasma heat. In fact, the energyremoved by kinetic processes may not all be irreversiblyconverted into heat, but rather some energy may be chan-neled instead into nonthermal particle energization, such asthe acceleration of small fraction of particles to high energy,in apparent defiance of the first law of thermodynamics.
These subtleties require a significantly different approach to
the study of the dissipation of plasma turbulence and theresulting energization of the plasma under the typicallyweakly collisional conditions of heliospheric plasmas.
To consider in more detail the dynamics and dissipation
of turbulence in weakly collisional heliospheric plasmas, weturn to the Boltzmann equation which governs the evolutionof the six-dimensional velocity distribution function f
s(r,v,
t) for a plasma species s
@fs
@tþv/C1rfsþqs
msEþv/C2B
c/C20/C21
/C1@fs
@v¼@fs
@t/C18/C19
coll: (1)
Combining a Boltzmann equation for each species with
Maxwell’s equations forms the closed set of Maxwell-Boltzmann equations that govern the nonlinear kinetic evolu-tion of a plasma. In the inner heliosphere (within 1 AU of thesun), the typical conditions of the interplanetary plasma leadto a collisional mean free path that is of order 1 AU, approxi-mately 10
8km.5In comparison, the largest scale structures
of the interplanetary turbulent cascade have a length scale of10
6km. The upshot is that the collisional term on the right-
hand side of (1)is subdominant, not significantly affecting
the turbulent dynamics on the timescale of the turbulentfluctuations.
Since the collisional term in (1)is insufficient to dimin-
ish the turbulent fluctuations in heliospheric plasmas, theremoval of energy from the turbulent electromagnetic fieldand bulk plasma flow fluctuations occurs through interac-tions between the electromagnetic fields and the chargedplasma particles,
8,11and these interactions are governed by
the Lorentz force term, the third term on the left-hand side of(1). The linear collisionless wave-particle interactions—such
as Landau damping,
12,13Barnes damping,14and cyclotron
damping15—provide familiar examples of such interactions.
But it is important to note that a net transfer of energy fromfields to particles, depleting the energy of electromagneticfluctuations and boosting the microscopic kinetic energy ofthe particles, can occur under more general circumstancesthat do not require the persistent presence of waves.Fundamentally, when collisions are weak, the only avenue toremove energy from electromagnetic field and bulk plasmaflow fluctuations is through collisionless interactionsbetween the fields and the particles, where the electromag-netic forces do net work on the plasma particles.
One of the key fundamental distinctions, compared to
the viscous and resistive dissipation in a fluid system, is thatthe net energy transfer between fields and particles by thework of electromagnetic forces is reversible, with no associ-ated increase in the system entropy. In a kinetic system,Boltzmann’s HTheorem shows that the increase of entropy,
and therefore irreversible plasma heating, can only be055907-3 Gregory G. Howes Phys. Plasmas 24, 055907 (2017)accomplished through collisions.16,17So, how can one
achieve irreversible heating in a plasma of arbitrarily weakcollisionality? To accomplish irreversible heating requires a
subsequent process that enhances the effectiveness of even
arbitrarily weak collisions, as explained below.
When the collisionless interaction between fields and
particles mediates the removal of energy of the electromag-netic field fluctuations, that energy is transferred to the par-
ticles, appearing as fluctuations in velocity space of the
particle distribution functions. The general form of the colli-
sion operator involves second-derivatives in velocity, so the
rate of change of the distribution function due to collisionstakes the form
17@f=@t/C24/C23v2
t@2f=@v2/C24/C23=ðDv=vtÞ2f.W e
must compare the rate of the collisional evolution to the typi-
cal frequency xof the turbulent fluctuations, governed by
the other terms of the Boltzmann equation. Even if the colli-
sional frequency /C23is arbitrarily small, /C23/C28x, the rate of
change of the distribution function due to collisions can com-
pete with the frequency of turbulent fluctuations if the scaleof the velocity space fluctuations Dvis sufficiently small rel-
ative to the typical thermal velocity v
t,Dv=vt/C24ð/C23=xÞ1=2.
Note that these small fluctuations in velocity space typically
contribute little to the first moment of the distribution func-
tions (which yields the bulk plasma flows and current den-sity), so the turbulent fluctuations are insignificantly affected
by these small fluctuations in velocity space.
7
How do the fluctuations generated by collisionless inter-
actions reach sufficiently small scales in velocity space that
collisions can effectively smooth them out? The answerdepends on the associated spatial length scale of the fluctua-
tions. One process is the linear phase mixing governed by
the ballistic term of the Boltzmann equation [the second
term on the left-hand side of (1)]. Note, however, it has been
recently suggested that, for length scales large relative to the
thermal Larmor radius of particle species s,k
?qs/C281, an
anti-phase mixing mechanism in the presence of turbulencemay prevent these fluctuations in velocity space from reach-
ing sufficiently small velocity scales, Dv=v
ts/C24ð/C23=xÞ1=2,t o
be thermalized by weak collisions.18,19At length scales
smaller than the Larmor radius, k?qs/H114071, a nonlinear phase-
mixing mechanism, arising from differential drifts due to theparticle-velocity-dependent Larmor averaging of the electro-
magnetic fields,
20also known as the entropy cascade,17,21–24
may effectively drive velocity-space fluctuations to suffi-
ciently small scales to achieve irreversible heating through
collisions.
The primary message here is that the physical mecha-
nisms governing the damping of turbulent fluctuations and
the subsequent irreversible heating in weakly collisional
heliospheric plasmas has an inherently different nature from
dissipation in the strongly collisional, fluid systems with
which most people are more familiar. Kinetic plasma physics
plays a central role in the process of particle energization,defining a key frontier in kinetic heliophysics. Below, we
will highlight how these key differences motivate powerful
new approaches to the study of the flow of energy throughout
the heliosphere, approaches that fully utilize the measure-
ments routinely made by modern spacecraft missions.III. VELOCITY SPACE: THE NEXT FRONTIER
Tackling the six-dimensional phase space of kinetic
plasma physics presents the new challenge of interpretingnot only the fluctuations in space and time, as necessary influid theory as well, but also the dynamics in velocity space.By utilizing the full information content of velocity-space
measurements, however, we have the tremendous opportu-
nity to realize a transformative leap in our understanding ofkinetic heliophysics. Visualization of the high-dimensionaldatasets of modern spacecraft instrumentation and cutting-edge kinetic numerical simulations represents a new, big-data challenge. Physics-driven reduction of the data is essen-tial for interpreting the results of complicated nonlinearkinetic dynamics, and innovative new analysis methodspromise to shed new light on how particles in differentregions of velocity space contribute to the dynamics. Here, Ipresent some thoughts on exploiting velocity space, the next
frontier in kinetic heliophysics.
A. New insights lurking in velocity space
Spacecraft suffer the inherent limitation that measure-
ments are made at only a single point in space (or in the caseof multi-spacecraft missions, a few points in space). But, atthat single point in space, ion and electron instruments canmeasure the full three-dimensional distribution of particle
velocities. Velocity space is a messy place, especially in the
turbulent state typical of heliospheric plasmas, and althoughthe fluctuations in the particle velocity distribution functionsare hard to interpret, they contain a vast store of informationthat has been largely underutilized.
Often spacecraft measurements of the velocity distribu-
tions are used to compute moments of the distributions,yielding the density, bulk flow velocity, and (possibly aniso-tropic) temperature of the plasma, while more sophisticatedapproaches may compute other dynamic quantities, such asthe heat flux. For example, over the last fifteen years, severalbreakthrough observational investigations have illuminatedthe role of kinetic temperature anisotropy instabilities in reg-ulating the temperature anisotropy of the solar windplasma.
25–28Kinetic plasma theory29provided critical guid-
ance in this case, suggesting that the action of these kinetictemperature anisotropy instabilities is most clearly illustrated
on a plot of the ðb
k;T?=TkÞplane, often called a Brazil plot
because the distribution of measurements of the near-Earthsolar wind plasma on this plane resembles the geographicoutline of Brazil.
Velocity space, however, contains far more information
about the kinetic dynamics of heliospheric plasmas than just
these low-order moments. In particular, velocity spaceretains an imprint of the collisionless interactions betweenthe electromagnetic fields and the plasma particles, so theinvestigation of the morphology of the velocity distributionfunctions can be used to gain insight into the processeswhich govern the plasma evolution.
Early measurements from the Helios spacecraft within
1 AU showed proton velocity distributions with a stronglyanisotropic core (having a characteristic temperature perpen-dicular to the local magnetic field that is greater than the055907-4 Gregory G. Howes Phys. Plasmas 24, 055907 (2017)temperature parallel to the field) and a significant field-
aligned beam.30Subsequent detailed examinations of the
equilibrium proton velocity distribution functions measuredin the solar wind have sought evidence for the quasilineardiffusion of proton distribution functions through pitch anglescattering by ion cyclotron waves
31–35and for the develop-
ment of a plateau (quasilinear flattening) in the distributionfunction along the field-aligned direction through Landaudamping.
35Currently, proton and electron velocity distribu-
tion functions measured at unprecedented phase-space reso-lution and cadence by the Magnetospheric Multiscale
(MMS ) mission
36are providing a detailed view of the kinetic
plasma dynamics associated with collisionless magneticreconnection in the Earth’s magnetosphere.
37
Indeed, searching for evidence of the quasilinear evolu-
tion of the mean velocity distribution functions by examiningstructures in velocity space can provide important cluesabout the kinetic evolution of the plasma, but there is actu-ally much more information contained within the fluctua-
tions in velocity space.
For example, the Morrison Gtransform
38is an integral
transform of the perturbations in the velocity distributionfunction for an electrostatic system. This transform enablesthe perturbation to the distribution function to be written as aweighted sum of Case-Van Kampen modes, a continuousspectrum of solutions to the Vlasov equation.
39,40With rea-
sonable assumptions, the Morrison Gtransform can be
exploited to reconstruct the spatial dependence of the electricfield from measurements of the perturbed distribution func-tion made at just a single location in space.
41This example
illustrates the potential for fully exploiting the informationcontained in the fluctuations in velocity space to gain muchdeeper insight into the kinetic plasma dynamics, an approachthat requires detailed guidance from kinetic plasma theory.
Transformative progress can be made in kinetic helio-
physics by capitalizing on the power of kinetic plasma theoryto devise insightful new analysis techniques that can beapplied to the high cadence and high phase-space resolutionmeasurements of particle velocity distributions enabled bymodern spacecraft instrumentation. One such promising newmethod is the field-particle correlation technique,
8,11
described in Sec. III D. Cutting-edge nonlinear kinetic simu-
lations of the plasma dynamics provide a valuable tool bothto test these new techniques under realistic plasma condi-tions and to interpret the results of their application to space-craft measurements. Finally, the development of powerfulnew diagnostics for measuring the velocity distribution func-tions in the laboratory will enable complementary experi-ments that test critical aspects of kinetic physical processesin space plasmas.
B. Visualizing velocity space
A key challenge for fully utilizing velocity distribution
measurements is the visualization and analysis of the high-dimensional data arising from the six-dimensional (3D-3V)phase space of kinetic plasma theory. In particular, nonlinearkinetic numerical simulations are able to compute the fullsix-dimensional velocity distribution functions for eachspecies, f
s(r,v,t), at each point in time, resulting in a big-
data challenge for the analysis of kinetic heliophysics prob-lems. Six-dimensions is more than can easily visualized, so a
physics-driven reduction of this high-dimensional data is
essential for the interpretation of the complicated nonlinearkinetic dynamics.
Even for spacecraft observations, where particle veloci-
ties are measured at only a single point in space as a functionof time, visualizing the three-dimensional velocity distribu-
tions can be awkward, but theoretical considerations can
point to helpful simplifications. The recent study by Heet al. ,
35for example, presents cross-sections through the
three-dimensional proton velocity distribution functions
measured by the WIND spacecraft. Physical considerations
led them to orient these cross-sections relative to the direc-
tions of the solar wind flow velocity and the local magnetic
field, enabling the characteristic structures in the meanvelocity distribution functions to be more easily seen.
But rather than taking cross-sections through a three-
dimensional velocity space, which effectively discards thebulk of the 3-V information that lies outside of that cross-
section, integrating the data over an ignorable coordinate
incorporates the full data set, yielding an improved signal-to-noise ratio. Under the strongly magnetized conditions typical
of heliospheric plasmas—specifically meaning that the typi-
cal radius of a particle’s Larmor motion about the magneticfield is much smaller than the length scale of spatial gra-
dients in the plasma equilibrium, a condition that is almost
always well satisfied in space plasmas
16—the local magnetic
field establishes a preferred direction in the plasma. In this
case, the helical motion of a charged particle about the mag-
netic field, caused by the Lorentz force, is most efficientlyexpressed using cylindrical coordinates for velocity space,
ðv
?;h;vkÞ. Here, v?is the velocity perpendicular to the local
magnetic field, his the angle of the particle’s gyromotion
about the magnetic field, and vkis the particle velocity paral-
lel to the local magnetic field.
If the characteristic frequencies for the evolution of both
the equilibrium and the fluctuations are smaller than the
cyclotron frequency, x/C28X, then the distribution function
turns out to be gyrotropic ,42meaning that it is independent
of the gyrophase angle habout the magnetic field, fðv?;vkÞ.
Therefore, integrating over the gyrophase angle incorporates
all of the data in three-dimensional velocity space to yield anoptimal representation in gyrotropic velocity space ,ðv
?;vkÞ.
Note that, in the case of spacecraft measurements, the origin
of the velocity-space coordinate system should be centeredat the plasma bulk flow velocity.
It is worthwhile noting that, even in cases where the fre-
quencies of the fluctuations violate the low frequencyapproximation, x/H11407X, and thereby the physics cannot be
described using a gyrotropic model, gyrotropic velocity
space ðv
?;vkÞmay still be a useful reduction of the three-
dimensional velocity space for visualization. For example, in
the case of cyclotron damping, the dynamics are inherently
not gyrotropic, but the effect on the distribution function is abroadening of the distribution in the plane perpendicular to
the local magnetic field,
43,44an impact that can be usefully
visualized in gyrotropic velocity space ðv?;vkÞ.055907-5 Gregory G. Howes Phys. Plasmas 24, 055907 (2017)In summary, determining the optimal, physics-based
reductions of the six-dimensional (3D-3V) phase space of
kinetic plasma theory for important heliophysics problemswill enable better utilization of the full information contentof velocity space. Tackling this challenge to visualize effi-ciently the high-dimensional data will enable the heliophy-
sics community not only to maximize the scientific return
from the high phase-space resolution plasma measurementsof current and upcoming spacecraft missions, but also togain deeper insight into the underlying kinetic physicalmechanisms governing the evolution of massively parallel,
nonlinear kinetic numerical simulations.
C. Spectral decomposition of velocity space
In a weakly collisional plasma, valuable insight into the
flux of free energy in velocity space can be gained by using
an appropriate spectral decomposition of the structure of the
perturbations to the velocity distribution function. Thekinetic equation for the evolution of fluctuations in velocityspace parallel to the magnetic field is simplified by recastingthe perturbed distribution functions in terms of Hermite pol-
ynomials, an approach exploited in early investigations of
kinetic plasma physics.
45–50Specifically, the linear parallel
phase mixing due to the ballistic term in the kinetic equationreduces to a coupling between adjacent Hermite moments,and the Lenard-Bernstein collision operator
51takes on a par-
ticularly simple form since its eigenfunctions are the
Hermite polynomials. Recent studies of the dissipation of
weakly collisional plasma turbulence have exploited thisHermite representation of parallel velocity fluctuations todiagnose the flow of energy through velocity space.
18,19,52–57
Likewise, the perpendicular velocity-space structure arising
from nonlinear phase mixing17,20–22can be conveniently rep-
resented using a Hankel transform,21–23,58,59enabling the
flow of energy to smaller scales in perpendicular velocity tobe diagnosed clearly. Further use of these optimal spectraldecompositions of the structure of fluctuations in velocity
space will facilitate greater insights into the nature of particle
energization in weakly collisional heliospheric plasmas.
D. Field-particle correlations
To make the most of the velocity-space information pro-
vided by modern spacecraft instrumentation and high-
performance kinetic numerical simulations, it is essential todevelop innovative analysis methods that enable us to gaindeeper insight into the grand-challenge problems of kineticheliophysics: turbulence, collisionless magnetic reconnec-
tion, particle acceleration, and instabilities. The recently
developed field-particle correlation technique
8,11employs
the electromagnetic field fluctuations along with fluctuationsin the particle velocity distribution functions to determinethe energy transfer between the fields and particles.
The idea of using correlated field and particle measure-
ments to explore the kinetic physics of space plasmas hasfound limited application in the aurora
60–66and the Earth’s
magnetosphere67,68using wave-particle correlator instru-
ments flown on sounding rockets and spacecraft. A detailedreview of these previous efforts is found in Howes, Kleinand Li.
8These early instrumental efforts largely focused on
seeking electron phase-space bunching in finite amplitudeLangmuir waves, in a regime where the electron count ratewas generally significantly lower than the frequency of the
Langmuir waves.
With the modern instrumentation on current ( MMS
37),
upcoming ( Solar Probe Plus69,70andSolar Orbiter71), and
proposed ( Turbulence Heating ObserveR ,THOR72) space-
craft missions, particle velocity distribution function meas-urements can now be made with unprecedented phase-spaceresolution and at cadences sufficient to resolve the frequen-
cies of the electromagnetic turbulent fluctuations involved in
the damping of the turbulence and resulting energization ofthe particles. With access now to such high quality velocity-space data from spacecraft observations, and with cutting-
edge numerical simulations now capable of simulating the
full high-dimensional phase-space of kinetic plasma physics,advanced analysis methods based on kinetic plasma theoryhave the potential to break new ground in our understanding
of kinetic heliophysics.
The field-particle correlation technique was developed
to exploit these new instrumental and computational capabil-
ities to provide a new window on the kinetic mechanisms at
play in heliospheric plasmas. The novel aspect of thismethod is that it determines the energy transfer betweenfields and particles as a function of the particle velocity,
yielding a velocity-space signature that characterizes the
kinetic mechanism responsible for the energy transfer.
This technique was primarily developed to diagnose the
particle energization in plasma turbulence as energy is
removed from the turbulent magnetic field and plasma flow
fluctuations through collisionless interactions between thefields and particles. The method, however, is simply based
on the equations of nonlinear kinetic plasma theory.
8At the
most basic level, collisionless magnetic reconnection, parti-cle acceleration, and kinetic instabilities are simply nonlinearkinetic plasma physics phenomena, mediated by interactions
between the electromagnetic fields and particles. Therefore,
the field-particle correlation approach is a fundamental wayto explore the evolution of these other processes and theirimpact on the plasma environment (often significantly
influencing the large-scale, macroscopic evolution of the
system).
As emphasized earlier in Sec. II, under the weakly colli-
sional conditions relevant to most heliospheric plasmas, the
collisional term in the Boltzmann Equation (1)cannot be
responsible for the damping of the turbulent fluctuations.Instead, the Lorentz force term, the third term on the left-
hand side of (1), governs the collisionless interactions that
lead to the net transfer of energy from the electromagneticfields to the microscopic kinetic energy of individual plasmaparticles. Therefore, we may drop the collisional term on the
right-hand side of (1)to obtain the Vlasov equation for the
following analysis.
As an example of the application of the field-particle
correlation technique, we briefly derive here the appropriate
field-particle correlation for Landau damping in a 3D, elec-tromagnetic plasma. We begin by multiplying the Vlasov055907-6 Gregory G. Howes Phys. Plasmas 24, 055907 (2017)equation by msv2/2 to obtain an expression for the rate of
change of the phase-space energy density
@wsr;v;tðÞ
@t¼/C0v/C1rws/C0qsv2
2E/C1@fs
@v/C0qs
cv2
2v/C2BðÞ /C1@fs
@v;
(2)
where the energy density in six-dimensional phase space for
a particle species sis given by wsðr;v;tÞ¼msv2fsðr;v;tÞ=2.
Under appropriate boundary conditions, such as periodic
or infinite spatial boundaries, the first and third terms on theright-hand side of (2)yield zero net energy transfer upon
integration over all phase-space, including both spatial vol-ume and velocity space. Therefore, this fundamental applica-tion of nonlinear kinetic plasma theory shows that it is thesecond term that is responsible for the net energy transfer
between fields and particles in a collisionless plasma. Since
Landau damping is mediated by the component of the elec-tric field parallel to the local magnetic field, E
k, the term that
is responsible for the energy transfer from fields to particlesthrough Landau damping has the form
73
/C0qsv2
k
2@fs
@vkEk: (3)
Note that the v2¼v2
kþv2
?factor is reduced to v2
khere
because the net energy change is zero for the v2
?contribution
when integrated over velocity.
But the term in (3)not only governs the physics of the
net transfer of energy to the particles through the collisionlessLandau damping of the electromagnetic fluctuations, but alsocontains a significant contribution from the undamped oscilla-tory motion in the plasma that yields no net energization of
particles.
8To eliminate this contribution of the oscillatory
energy transfer, which often has a larger amplitude than thesecular transfer of energy that does yield a net energization ofparticles, we perform a correlation of the two factors in (3)
over a suitably chosen correlation interval s
C
Ekv;t;sðÞ ¼C/C0qsv2
k
2@fsr0;v;t ðÞ
@vk;Ekr0;tðÞ !
:(4)
This unnormalized correlation gives the phase-space energy
transfer rate between species sand the parallel electric field,
and retains its functional dependence on velocity space.
We emphasize here that this method requires measure-
ments of fs(v,t) and EkðtÞat only a single-point in space r0.
In order to achieve the cancellation of the oscillatory energy
transfer, the measurements simply need to span at least 2 pin
the phase of the fluctuations.8Essentially, this method is
complementary to the approach used in quasilinear theory,where a spatial integration over all volume is used to elimi-nate any oscillatory contribution; here, we integrate overtime, rather than space, to sample the full 2 pphase of the
fluctuations. Note however, that in the presence of fluctua-tions with different characteristic frequencies (for example,
with dispersive waves that are common in plasma physics,
such as kinetic Alfv /C19en waves, or in a plasma exhibiting
broadband turbulent fluctuations), the integration over timeachieves only an approximate cancellation of the oscillatory
component, rather than the exact cancellation that is achieved
in quasilinear theory using integration over all space.
It can be shown, through the integration of term (3)over
velocity-space, that the net energy transfer rate to a species s
is equivalent to j
ksEk, the rate of net work done on the par-
ticles by the parallel electric field,8an approach previously
used with spacecraft observations as a direct measure of the
plasma heating.37,74,75However, by not integrating over
velocity space, the field-particle correlation technique pro-
vides much more information than just the net rate of energy
transfer to the particles—it provides the distribution of thatenergy transfer in velocity-space, denoted here the velocity-
space signature , potentially enabling different mechanisms
of energy transfer to be distinguished.
E. Example: Velocity-space signature of the Landau
damping of a kinetic Alfv /C19en wave
Here, I present the application of the field-particle corre-
lation technique to determine the velocity-space signature ofthe particle energization due to the Landau damping of a
kinetic Alfv /C19en wave.
A useful reduction of the six-dimensional phase-space of
kinetic plasma theory for the modeling of the Landau dampingof kinetic Alfv /C19en waves is the gyrokinetic approximation. The
derivation of gyrokinetics, a rigorous low-frequency aniso-
tropic limit of kinetic plasma theory,
16,17,76–82systematically
averages out the particle cyclotron motion, leading to a reduc-
tion of the three-dimensional velocity space ðv?;h;vkÞto the
two-dimensional gyrotropic velocity space ðv?;vkÞ. This pro-
cedure orders out the fast magnetosonic and whistler waves as
well as the cyclotron resonances, but retains finite Larmor
radius effects and the collisionless Landau resonance. We
employ here the Astrophysical Gyrokinetics code AstroGK83
to perform a nonlinear gyrokinetic simulation of the Landau
damping of a single kinetic Alfv /C19en wave.
AstroGK evolves the perturbed gyroaveraged distribu-
tion function hs(x,y,z,k,e) for each species s, the scalar
potential u, the parallel vector potential Ak, and the parallel
magnetic field perturbation dBkaccording to the gyrokinetic
equation and the gyroaveraged Maxwell’s equations.16,80
Velocity space coordinates are k¼v2
?=v2ande¼v2/2. The
domain is a periodic box of size L2
?/C2Lk, elongated along
the straight, uniform mean magnetic field B0¼B0^z, where
all quantities may be rescaled to any parallel dimension sat-
isfying Lk=L?/C291. Uniform Maxwellian equilibria for ions
(protons) and electrons are chosen, with the correct mass
ratio mi/me¼1836. Spatial dimensions ( x,y) perpendicular to
the mean field are treated pseudospectrally; an upwind finite-
difference scheme is used in the parallel direction, z.
Collisions employ a fully conservative, linearized collisionoperator with energy diffusion and pitch-angle scattering.
84,85
We initialize a single kinetic Alfv /C19en wave with
k?qi¼1.3 for plasma parameters bi¼1 and Ti/Te¼1i na
simulation domain of size L?¼2pqi/1.3 and Lk¼L?=/C15,
where /C15/C281 is the gyrokinetic expansion parameter. The
simulation resolution is ( nx,ny,nz,nk,ne,ns)¼(10, 10, 32,
64, 64, 2). The initialization procedure86specifies the initial055907-7 Gregory G. Howes Phys. Plasmas 24, 055907 (2017)perturbed distribution functions and electromagnetic fields
according to the eigenfunction from the linear collisionlessgyrokinetic dispersion relation
16for the kinetic Alfv /C19en wave.
The solution for this kinetic Alfv /C19en wave has a linear fre-
quency x/xA¼1.237 and collisionless damping rate c/
xA¼–0.0445, yielding a normalized period TxA¼5.079,
where xA¼kkvA¼2pvA=Lkis the characteristic angular
frequency associated with crossing the parallel domainlength L
kat the Alfv /C19en speed vA. The initialization procedure
includes a short linear evolution of five wave periods with
enhanced collisionality /C23i¼/C23e¼0.02xAto eliminate any
transients in the initial conditions that do not satisfy the
properties of the desired kinetic Alfv /C19en wave. After the lin-
ear transient elimination, the nonlinear evolution of the sim-ulation begins with /C23
i¼/C23e¼0.002 xA, leading to weakly
collisional conditions with /C23s/x/C2410/C03.
As the nonlinear simulation evolves, the distribution
functions for each species and the electromagnetic fields are
sampled at one spatial point in the simulation domain. We
choose a correlation interval sxA¼10.0, which is approxi-
mately equal to two periods of the kinetic Alfv /C19en wave. In
Figure 1(a), we present the gyrotropic ðvk;v?Þvelocity-space
signature CEkð/C0ðqiv2
k=2Þ@fiðvÞ=@vk;EkÞfor the ions, show-
ing the localization in velocity space of the energy transfer
between the parallel electric field and the ions around the
phase velocity of the kinetic Alfv /C19en wave, vk=vti¼
x=ðkkvtiÞ¼1:237 (vertical black line). Similar to the case of
the Landau damping of electrostatic fluctuations (Langmuir
waves) in a 1D-1 V Vlasov-Poisson plasma,8,11the energy
gain (red) by ions with v>x=kkand energy loss (blue) by
ions with v<x=kkis a signature of the familiar quasilinear
flattening of the distribution function in the parallel directionas a result of Landau damping.
In Figure 1(b), we plot the corresponding field-particle cor-
relation C
Ekð/C0ðqev2
k=2Þ@feðvÞ=@vk;EkÞfor the electrons using
the same correlation interval sxA¼10.0. One can see a similar
localization in velocity space of the energy transfer near the res-
onant electron velocity vk=vte¼x=ðkkvteÞ¼0:029 (vertical
black line), shown in more detail in Figure 1(c)where we have
zoomed into the vkrange containing the resonant energy trans-
fer. Also apparent in Figure 1(b) are two broader regions of
energy transfer at 0 :5/C20jvk=vtej/C202:0. This component of the
energy transfer is odd in vk, and therefore cancels upon integra-
tion over vk, leading to no net transfer of energy between fields
and particles. This component ar ises from the incomplete can-
cellation of the larger-amplitude oscillating energy transfer,
both because the correlation interval sis not exactly an integral
multiple of the wave period and because the damping of the
wave amplitude leads to incomplete cancellation in the second-
half of a wave period. Note that performing the field-particlecorrelation analysis at other spatial points in the simulation
gives qualitatively the same result.
A key point to emphasize about the field-particle corre-
lation technique is that the distribution of the energy transfer
in velocity space is expected to depend on the kinetic mecha-
nism of energy transfer. Other physical mechanisms—suchas transit-time damping,
14ion cyclotron damping,43,44sto-
chastic ion heating,87–93or collisionless magnetic reconnec-
tion54,94–105—are expected to yield velocity-space signaturesthat are qualitatively distinct from that of Landau damping.
Ongoing work shows that this field-particle correlation tech-nique, when an appropriate correlation interval is chosen,
still works in the presence of strong, broadband kinetic
plasma turbulence.
73In addition, the same technique can be
used to explore the transfer of free energy in kinetic instabil-
ities from unstable particle velocity distributions to electro-
magnetic fluctuations.106FIG. 1. The gyrotropic ( vk;v?Þvelocity-space signature of Landau damping
of a kinetic Alfv /C19en wave with k?qi¼1.3,bi¼1, and Ti/Te¼1 using a correla-
tion interval skkvA¼10. (a) The correlation CEkð/C0ðqiv2
k=2Þ@fiðvÞ=@vk;EkÞ
for ions shows a clear signature at the resonant velocity, vk=vti¼x=ðkkvtiÞ
¼1:237 (vertical black line). (b) The correlation CEkð/C0ðqev2
k=2Þ@feðvÞ=
@vk;EkÞfor electrons shows a signature at the resonant velocity vk=vte¼x=
ðkkvteÞ¼0:029 (vertical black line). (c) Zooming into the region /C00:5/C20
vk=vte/C200:5 for CEkfor the electrons, detailing the distribution of the energy
transfer near the resonant velocity vk=vte¼x=ðkkvteÞ¼0:029.055907-8 Gregory G. Howes Phys. Plasmas 24, 055907 (2017)IV. THE ROAD AHEAD
The increasing availability of high cadence and high
phase-space resolution measurements of particle velocitydistributions by spacecraft and of gyrokinetic 3D-2 V or fully
kinetic 3D-3 V nonlinear simulations of weakly collisional
heliospheric plasmas motivates a concerted effort to developnew methods to maximize the scientific return from thesehigh-dimensional datasets. Plasma turbulence, magneticreconnection, particle acceleration, and instabilities are four
fundamental kinetic plasma processes operating under
weakly collisional conditions that significantly impact theevolution of the heliosphere. The application of kineticplasma physics to the study of these heliospheric processes is
primary driver of the new frontier of kinetic heliophysics .
Unlike in a traditional (strongly collisional) fluid, the
removal of energy from turbulent fluctuations and conver-sion of that energy to plasma heat is a two-step process
under the weakly collisional plasma conditions relevant to
many heliospheric environme nts. Learning to handle the
high-dimensional phase-space of kinetic plasma theory and
to exploit the information contained in velocity space holds
the potential for transformational progress in our under-
standing of kinetic heliophysical processes. The develop-ment of innovative methods based on kinetic plasmaphysics, such as the field-particle correlation techniquehighlighted here, will enable us to gain much deeper insight
into the dynamics and energetics of the heliosphere, our
home in the universe. And, beyond laying the foundation offundamental knowledge needed to construct a predictivecapability for heliophysics phenomena, such as extreme
space weather, advances in our understanding of fundamen-
tal physics through in situ measurements of heliospheric
plasmas may be applied to better comprehend the dynamicsof more remote or extreme astrophysical systems that lie
out of reach of direct measurements.
Can we go further than some of the new directions dis-
cussed here to exploit the information contained in velocityspace of kinetic theory? New capabilities enable fundamen-
tal aspects of the kinetic physics of space plasmas to the
explored in the laboratory under controlled or reproducibleconditions. The development of improved experimentaldiagnostics to measure the particle velocity distribution func-tions will enable some of the novel kinetic plasma physics
methods endorsed here to be applied in a laboratory setting.
Can machine learning, coupled with sufficient physicsinsight from kinetic plasma theory, be used to discover pat-terns in the high-dimensional phase space of kinetic plasma
theory? And, of course, our urgent need to understand these
essentially microphysical processes—turbulence, reconnec-tion, particle acceleration, and instabilities—is motivated bytheir effect on the macroscopic evolution of the heliosphere,
in particular, their impact on Earth and society. Using our
refined knowledge of these kinetic physical mechanisms, wemay attempt to build next-generation models that coupletheir impact to the global evolution of the heliosphere,enabling us to treat near-Earth space, and other heliospheric
environments, as complex systems. Efforts to tackle the
multi-scale problem of heliophysics through a rigorousconnection between the kinetic physics at microscales and
the self-consistent evolution of the heliosphere at macro-scales will propel the field of kinetic heliophysics into thefuture.
ACKNOWLEDGMENTS
I thank Dr. Kristopher Klein for his significant collaborative
efforts in the development of t he field-particle correlation
method. This work was supported by NSF PHY-10033446,NSF CAREER AGS-1054061, DOE DE-SC0014599, andNASA NNX10AC91G. This work used the Extreme Scienceand Engineering Discovery Environment (XSEDE), which issupported by National Science Foundation Grant No. ACI-1053575, through NSF XSEDE Award PHY090084.
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1.4977974.pdf | Antiferromagnetic spin current rectifier
Roman Khymyn , Vasil Tiberkevich , and Andrei Slavin
Citation: AIP Advances 7, 055931 (2017); doi: 10.1063/1.4977974
View online: http://dx.doi.org/10.1063/1.4977974
View Table of Contents: http://aip.scitation.org/toc/adv/7/5
Published by the American Institute of Physics
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Antiferromagnetic spin current rectifier
Roman Khymyn,aVasil Tiberkevich, and Andrei Slavin
Department of Physics, Oakland University, Rochester, Michigan 48309, USA
(Presented 3 November 2016; received 23 September 2016; accepted 28 November 2016;
published online 2 March 2017)
It is shown theoretically, that an antiferromagnetic dielectric with bi-axial anisotropy,
such as NiO, can be used for the rectification of linearly-polarized AC spin cur-
rent. The AC spin current excites two evanescent modes in the antiferromagnet,
which, in turn, create DC spin current flowing back through the antiferromag-
netic surface. Spin diode based on this effect can be used in future spintronic
devices as direct detector of spin current in the millimeter- and submillimeter-
wave bands. The sensitivity of such a spin diode is comparable to the sensitiv-
ity of modern electric Schottky diodes and lies in the range 102-103V/W for
3030 nm2structure. © 2017 Author(s). All article content, except where oth-
erwise noted, is licensed under a Creative Commons Attribution (CC BY) license
(http://creativecommons.org/licenses/by/4.0/). [http://dx.doi.org/10.1063/1.4977974]
Recent advances in understanding of fundamental spin-dependent phenomena in solid state put
the development of first prototypes of spintronic devices within experimental reach. Such devices will
operate using pure spin currents, which are dissipationless and, therefore, can provide much more
energy efficient information processing than current electron-based devices. However, realization of
practically useful spintronic circuits requires development of spintronic analogs of various nonlinear
electronic components, such as spin diodes and spin transistors.
One of the widely used elements in the modern electronics is a quadratic detector of AC currents,
which is often based on a Schottky diode.1,2The quadratic detector performs the rectification of the
microwave input signal into the output DC voltage VDC, which is propotional to the power of the
input signal PAC. Consequently, one of the main characteristics of such a rectifier is the sensitivity
R=VDC=PAC, which typically lies in the range of 102-104V/W for detectors based on Schottky
diodes.1Another important characteristic of a diode is the frequency range of operation (typically,
from 1 GHz to 1 THz).
The closest spintronic analog of a quadratic detector is a diode based on the spin-transfer torque
(STT) diode effect in ferromagnetic tunnel junctions.3Although the STT-based diodes can have rather
high sensitivity, they can not operate using pure spin currents, and, therefore, are not particularly
well-suited as building elements of future spintronic circuits. In addition, the high sensitivity of STT
diodes is achieved only in a rather narrow frequency region near the ferromagnetic resonance (FMR)
frequency, which may be a serious drawback of such devices. Also, the FMR frequency of magnetic
materials is determined, mainly, by the applied bias magnetic field and it is practically impossible to
increase it above several tens of GHz.
One possible way of realization of spintronic detectors with large frequency range, comparable
to that of Schottky diodes, is to use antiferromagnetic (AFM) materials as an active medium of the
detectors. AFM materials have natural eigen-frequencies of spin excitations lying in the sub-THz to
THz frequency range, do not require bias magnetic field, and often have rather low intrinsic damping,
which makes the antiferromagnets very attractive for use in spintronic devices. Although the investi-
gation of spintronic phenomena in antiferromagnets are still at initial stage, recent experimental and
theoretical studies showed rather encouraging results. For example, it was demonstrated that a thin
layer of nickel oxide (NiO) – AFM dielectric with bi-axial magnetic anisotropy – can efficiently trans-
fer pure spin currents generated by magnetization precession in an adjacent ferromagnetic layer.4–6
aElectronic mail: khiminr@gmail.com
2158-3226/2017/7(5)/055931/6 7, 055931-1 ©Author(s) 2017
055931-2 Khymyn, Tiberkevich, and Slavin AIP Advances 7, 055931 (2017)
Also, the recent theoretical work predicted a possibility of developing a THz-range oscillator based
on spin-current-induced precession in AFM dielectrics.7,8
In this work we show theoretically that an AFM dielectric with bi-axial crystallographic
anisotropy (e.g., NiO) can be used as a rectifier of linearly-polarized AC spin currents, transforming
them into a DC spin voltage. The proposed rectifier demonstrates high sensitivity, comparable to
the sensitivity of electrical diodes, in a wide frequency range – from very low frequencies up to the
frequency of the AFM resonance ( 200 GHz for NiO). The bi-axial anisotropy of the AFM, which
enables the angular momentum exchange between the spin subsystem and the crystallographic lattice
of the AFM, plays a crucial role in the rectification process, and the DC voltage vanishes in the limit of
uniaxial anisotropy. The predicted rectification effect does not require use of thin AFM layers and can
be observed even in bulk AFM samples, which significantly simplifies its experimental observation.
We consider a device, schematically shown in Fig. 1(a), which consists of a layer of bi-axial
AFM, driven by the input AC spin current jACflowing from the adjacent layer of a normal metal
(NM). For convenience, we shall use electrical units for both the spin current density (A/m2) and
spin voltage (V). Then, the input spin current density jACcan be related to the AC spin voltage VAC
in NM as jAC=G"#VAC, where G"#is the spin mixing conductance of the NM/AFM interface.9
Respectively, the power of the input signal can be evaluated as PAC=SjACVAC=Sj2
AC=G"#, where
Sis the cross-section area of the device.
We assume that the spin-polarization of the input spin current is perpendicular to the easy axis
(e3) of the AFM and, thus, jACcan be written as
jAC=jAC(e1cos+e2sin)sin!t, (1)
where jACis the amplitude of the spin current, e1,2are the intermediate and hard axes of the AFM,
andand!are, respectively, the polarization angle and frequency of the input current.
We shall demonstrate below, that, under such conditions, the spin dynamics in the AFM generates
a DC spin current jDCthat flows back into the NM. The output current is polarized along the easy
AFM axis e3and has the form
FIG. 1. (a) The scheme of the AC-DC spin current rectifier, (b) The proposed experimental sample for the observation of the
spin current rectification.055931-3 Khymyn, Tiberkevich, and Slavin AIP Advances 7, 055931 (2017)
jDC=e3Bj2
AC, (2)
where the efficiency Bdepends on the AFM properties, angle and frequency !, but is independent
of the properties of the NM/AFM interface. The output current (2) corresponds to the output spin
voltage VDC=jDC=G"#and, accordingly, the sensitivity of the spin rectifier can be found as
R=VDC=PAC=B=S. (3)
Calculation of BandRfor realistic parameters of NiO-based spin rectifier is presented below and is
the main result of this paper.
Here we shall use the approach and notations used in Ref. 10, where the spin dynamics of an AFM
dielectric under the action of an input spin current was studied in detail. The AFM dynamics can be
described using the unit-length Neel vector (or vector of antiferromagnetism) l= (M1 M2)/(2Ms),
where M1,2are the magnetization vectors of the two AFM sublattices, and Ms=|M1,2| is the sublattice
saturation magnetization ( Ms'350 kA/m for NiO at room temperature). The dynamics of the vector
lis described by the second-order equation11
l @2l
@t2 c2@2l
@y2+ˆ
2l+! ex@l
@t!
(4)
=
~!ex
2eMsl(ljAC)(y) .
Here c'38 km/s is the speed of AFM magnons, ˆ
2=diag(!2
1,!2
2, 0) is the matrix of crystallographic
anisotropy (in frequency units), !1=2'220 GHz and !2=2'1.1 THz are the frequencies of the
AFM resonances,12'610 4is the Gilbert damping constant, and !ex'27.5 THz is the exchange
frequency.11,13The coordinate yis the direction of spin current propagation and the NM/AFM inter-
face is located at y= 0. The direction of the spin current propagation yin the AFM is completely
unrelated to the anisotropy axis e1,e2, because the spin and the spatial degrees of freedom are inde-
pendent of each other. The term in the right-hand side of (4) describes the influence of the input spin
current, and effectively determines the boundary conditions at the NM/AFM interface. The boundary
conditions at the other AFM interface, y=d, are chosen in the form
@l=@y=0 , (5)
which, physically, means that no spin current flows through the y=dsurface.
Here we shall consider the case of relatively low input frequencies, !<! 1. Our numerical
analysis shows that in this case the influence of the Gilbert damping on the AFM dynamics is
negligible, and, for simplicity, the damping term will be ignored in the following. Also, we assume
that the input spin current is relatively weak and (4) can be solved to the linear order in jAC. Then,
the solution of (4) and (5) has the form l(t,y)=e3+[e1l1(y)+e2l2(y)] sin!t, where
lj=ajcosh(( d y)=j)
cosh( d=j), (6)
where
a1=
~!ex1
2eMsc2sinjAC, (7)
a2=
~!ex2
2eMsc2cosjAC, (8)
and
j=c=q
!2
j !2. (9)
In an AFM with bi-axial anisotropy the rates of the spatial decay 1,2of spin excitations along axes
e1,2are not equal, and, as a result, the vectors land@l=@yare not parallel to each other. Consequently,
the total spin current in the AFM,10
j=4eMsc2
~!ex @l
@yl!
(10)
acquires a non-zero DC component orthogonal to both land@l=@y, i.e., it becomes polarized along
the easy AFM axis e3. This generated DC current has the form (2) with the intrinsic efficiency055931-4 Khymyn, Tiberkevich, and Slavin AIP Advances 7, 055931 (2017)
B=
~!ex
ec2Mssin(2)[2tanh( d=1) 1tanh( d=2)]. (11)
This expression clearly shows that for 1=2(uniaxial anisotropy) B= 0, and the DC rectified
voltage is absent. Also, as it follows from (11), the output DC current reaches maximum at ==4
– in the case when the input current excites two orthogonal AFM modes (7) with equal amplitudes,
i.e., the output current is proportional to the product of the mode amplitudes a1a2.
Another important consequence that follows from (11) is that the rectified voltage does not vanish
in the limit of thick AFM layer d!1 . In this case the efficiency Bapproaches the limiting value
B1=
~!ex
ec2Mssin(2)(2 1). (12)
This property is in a striking contrast with the previously observed properties of the spin transfer
through AFM dielectrics which requires nm-thick AFM layers, and allows one to observe the spin
rectification effect even in bulk single-crystal AFM samples.
In Fig. 2 we showed the dependence of the spin diode sensitivity Ron the thickness of the
AFM layer for NiO spin diode with cross-section area S=3030 nm2at low input frequency
(!=2=10 GHz). As one can see, there is a weak maximum of the sensitivity at d10 nm, but the
sensitivity remains rather large ( R1=463 V/W) even for thick AFM layers.
Fig. 3 shows the dependence of the sensitivity Ron the frequency !of the input spin current
for a thick AFM layer. The sensitivity (and, consequently, the output DC spin current) increases with
the increase of !and exceeds 1000 V/W for frequencies close to the AFM resonance frequency
!1=2=220 GHz. Such a high value of the sensitivity is comparable with the sensitivity of modern
FIG. 2. The dependence of the sensitivity Rof NiO-based spin rectifier on the thickness dof the AFM layer at !=2=10 GHz
andS=3030 nm2.
FIG. 3. The dependence of the sensitivity Rof NiO-based spin rectifier on the frequency !of the input spin current.055931-5 Khymyn, Tiberkevich, and Slavin AIP Advances 7, 055931 (2017)
electrical rectifiers based on Schottky diodes. The increase of the efficiency of the spin rectifier near
!!1is explained by the divergence of the decay length 1near this point.
The above calculated sensitivity of the proposed spin current rectifier relates to all-spintronic
regime of operation, when both input and output signals are pure spin currents and spin voltages.
Nowadays, spintronic experiments are usually performed using electrical injection of spin currents by
means of the spin Hall effect in heavy metals (typically, Pt) and electrical detection of the output spin
currents via the inverse spin Hall effect. The efficiency of electrical generation and detection of spin
currents depends on the spin Hall angle SHin a normal metal, which is rather low ( SH'0.1 in Pt14).
Respectively, the efficiency of the proposed AFM spin diode in such schemes will be too low to be
interesting for practical applications. Nevertheless, the standard setups employing spin Hall effect
can be used for experimental observation and verification of the rectification effect predicted here.
The simplest possible scheme of experimental observation of the AFM spin rectification is shown
in Fig. 1(b) and consists of a bulk AFM sample with an adjacent Pt strip. When an AC electric current
is passed through the Pt line it will generate, via the spin Hall effect, an AC spin current flowing
into the AFM sample. The rectified DC spin current has the orthogonal spin polarization and will
induce, via the inverse spin Hall effect, an electric field in the direction perpendicular to the Pt line.
Thus, in the setup Fig. 1(b) the spin rectification effect will lead to the appearance of a finite DC
electric voltage at the opposite sides of the Pt strip, which can be easily measured experimentally.
The maximum output voltage will be observable when the Neel vector lis parallel to the electrical
current jcand the hard axis of the AFM e2makes an angle ==4 with the interface.
To estimate the magnitude of the induced DC voltage, we take the width of the Pt strip (distance
between output electrodes) to be equal to L=100m, and the Pt thickness dPt=20 nm. In this case,
the AC spin current flowing into AFM can be calculated as15
jAC=jcG"#SHPttanh( dPt=2Pt) , (13)
where jcis the density of electric current flowing in Pt, SH=0.1 is the spin-Hall angle, Pt=7.3 nm
is the spin diffusion length, =4.810 7
m is the Pt resistivity,14andG"#=2.61014
1m2is
the spin-mixing conductance of the Pt/NiO interface.16The output electric voltage is related to the
output spin current by17
Vc=jDCLSHPttanh( dPt=2Pt)=dPt. (14)
Using the above equations, one can estimate the output electric voltage to be Vc=41V at the
input AC electric current density jc= 107A/m2, frequency !=2=10 GHz, and polarization angle
==4. Such an output DC voltage should be easily observable experimentally.
In conclusion, we showed, that an AFM with biaxial anisotropy can be used as an active element
for the AC-DC conversion of spin currents. The sensitivity of such a spin diode is in the range of
102103V/W, which is comparable with the modern electrical Schottky diodes. Both the sign and
magnitude of the rectified DC current are determined by the mutual arrangement of the crystallo-
graphic axes of the AFM and the direction of polarization of the input AC spin current. Thus, the
maximum efficiency of the AC-DC spin conversion is achieved when the AC spin current polarization
is perpendicular to the Neel vector of the AFM, and forms the angle of =4 with both axes of magnetic
anisotropy. The presence of the bi-axial anisotropy is crucial for the spin rectification, since the effect
is caused by the angular momentum exchange between the spin sub-system and the crystal lattice of
the AFM, and is absent in uniaxial AFM materials. The effect can be easily observed experimentally
using the electric injection and detection of spin currents via the spin Hall effects in Pt/NiO bilayers.
ACKNOWLEDGMENTS
This work was supported in part by Grant No. EFMA-1641989 from the National Science
Foundation of the USA, by the contract from the US Army TARDEC, RDECOM, and by the Center
for NanoFerroic Devices (CNFD) and the Nanoelectronics Research Initiative (NRI).
1J. L. Hesler and T. W. Crowe, in 2007 Joint 32nd International Conference on Infrared and Millimeter Waves and the 15th
International Conference on Terahertz Electronics (IEEE, 2007), pp. 844–845.
2B. Sharma, Metal-semiconductor Schottky barrier junctions and their applications (Springer Science & Business Media,
2013).055931-6 Khymyn, Tiberkevich, and Slavin AIP Advances 7, 055931 (2017)
3O. Prokopenko, G. Melkov, E. Bankowski, T. Meitzler, V . Tiberkevich, and A. Slavin, Applied Physics Letters 99, 032507
(2011).
4H. Wang, C. Du, P. C. Hammel, and F. Yang, Physical review letters 113, 097202 (2014).
5C. Hahn, G. De Loubens, V . V . Naletov, J. B. Youssef, O. Klein, and M. Viret, EPL (Europhysics Letters) 108, 57005 (2014).
6Z. Qiu, J. Li, D. Hou, E. Arenholz, A. T. NDiaye, A. Tan, K.-i. Uchida, K. Sato, S. Okamoto, Y . Tserkovnyak et al. , Nature
Communications 7(2016).
7E. V . Gomonay and V . M. Loktev, Low Temp. Phys. 40, 17 (2014).
8R. Cheng, D. Xiao, and A. Brataas, Physical Review Letters 116, 207603 (2016).
9Y . Tserkovnyak, A. Brataas, and G. E. Bauer, Physical Review B 66, 224403 (2002).
10R. Khymyn, I. Lisenkov, V . S. Tiberkevich, A. N. Slavin, and B. A. Ivanov, Phys. Rev. B 93, 224421 (2016).
11T. Satoh, S.-J. Cho, R. Iida, T. Shimura, K. Kuroda, H. Ueda, Y . Ueda, B. A. Ivanov, F. Nori, and M. Fiebig, Physical Review
Letters 105, 077402 (2010).
12M. T. Hutchings and E. J. Samuelsen, Physical Review B 6, 3447 (1972).
13A. J. Sievers and M. Tinkham, Physical Review 129, 1566 (1963).
14H. L. Wang, C. H. Du, Y . Pu, R. Adur, P. C. Hammel, and F. Y . Yang, Physical Review Letters 112, 197201 (2014).
15Y .-T. Chen, S. Takahashi, H. Nakayama, M. Althammer, S. T. Goennenwein, E. Saitoh, and G. E. Bauer, Physical Review
B87, 144411 (2013).
16R. Cheng, J. Xiao, Q. Niu, and A. Brataas, Physical review letters 113, 057601 (2014).
17H. Nakayama, K. Ando, K. Harii, T. Yoshino, R. Takahashi, Y . Kajiwara, K. Uchida, Y . Fujikawa, and E. Saitoh, Physical
Review B 85, 144408 (2012). |
1.5114789.pdf | J. Chem. Phys. 151, 121102 (2019); https://doi.org/10.1063/1.5114789 151, 121102
© 2019 Author(s).Discovery of blue singlet exciton fission
molecules via a high-throughput virtual
screening and experimental approach
Cite as: J. Chem. Phys. 151, 121102 (2019); https://doi.org/10.1063/1.5114789
Submitted: 11 June 2019 . Accepted: 28 August 2019 . Published Online: 24 September 2019
Collin F. Perkinson
, Daniel P. Tabor
, Markus Einzinger , Dennis Sheberla
, Hendrik Utzat
,
Ting-An Lin , Daniel N. Congreve , Moungi G. Bawendi , Alán Aspuru-Guzik
, and Marc A. Baldo
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of Chemical PhysicsCOMMUNICATION scitation.org/journal/jcp
Discovery of blue singlet exciton fission
molecules via a high-throughput virtual
screening and experimental approach
Cite as: J. Chem. Phys. 151, 121102 (2019); doi: 10.1063/1.5114789
Submitted: 11 June 2019 •Accepted: 28 August 2019 •
Published Online: 24 September 2019
Collin F. Perkinson,1
Daniel P. Tabor,2,a)
Markus Einzinger,3Dennis Sheberla,2,b)
Hendrik Utzat,1
Ting-An Lin,3Daniel N. Congreve,4Moungi G. Bawendi,1,c)Alán Aspuru-Guzik,2,5,c)
and Marc A. Baldo3,c)
AFFILIATIONS
1Department of Chemistry, Massachusetts Institute of Technology, Cambridge, Massachusetts 02139, USA
2Department of Chemistry and Chemical Biology, Harvard University, Cambridge, Massachusetts 02138, USA
3Department of Electrical Engineering and Computer Science, Massachusetts Institute of Technology, Cambridge,
Massachusetts 02139, USA
4Rowland Institute at Harvard University, Cambridge, Massachusetts 02142, USA
5Department of Chemistry and Department of Computer Science, University of Toronto, Toronto, Ontario M5S 3H6, Canada
Note: This paper is part of the JCP Special Collection on Singlet Fission.
a)Current address: Department of Chemistry, Texas A&M University, College Station, Texas 77843, USA.
b)Current address: Kebotix, Inc., Cambridge, MA 02139, USA.
c)Authors to whom correspondence should be addressed: mgb@mit.edu; alan@aspuru.com; and baldo@mit.edu
ABSTRACT
Singlet exciton fission is a mechanism that could potentially enable solar cells to surpass the Shockley-Queisser efficiency limit by converting
single high-energy photons into two lower-energy triplet excitons with minimal thermalization loss. The ability to make use of singlet exciton
fission to enhance solar cell efficiencies has been limited, however, by the sparsity of singlet fission materials with triplet energies above the
bandgaps of common semiconductors such as Si and GaAs. Here, we employ a high-throughput virtual screening procedure to discover new
organic singlet exciton fission candidate materials with high-energy ( >1.4 eV) triplet excitons. After exploring a search space of 4482 molecules
and screening them using time-dependent density functional theory, we identify 88 novel singlet exciton fission candidate materials based
on anthracene derivatives. Subsequent purification and characterization of several of these candidates yield two new singlet exciton fission
materials: 9,10-dicyanoanthracene (DCA) and 9,10-dichlorooctafluoroanthracene (DCOFA), with triplet energies of 1.54 eV and 1.51 eV,
respectively. These materials are readily available and low-cost, making them interesting candidates for exothermic singlet exciton fission
sensitization of solar cells. However, formation of triplet excitons in DCA and DCOFA is found to occur via hot singlet exciton fission with
excitation energies above ∼3.64 eV, and prominent excimer formation in the solid state will need to be overcome in order to make DCA and
DCOFA viable candidates for use in a practical device.
©2019 Author(s). All article content, except where otherwise noted, is licensed under a Creative Commons Attribution (CC BY) license
(http://creativecommons.org/licenses/by/4.0/). https://doi.org/10.1063/1.5114789 .,s
INTRODUCTION
Introduction to singlet exciton fission
Singlet exciton fission is a down-conversion process in
organic semiconductors that spontaneously converts one spin-
singlet electron-hole pair (exciton) into two spin-triplet excitons.1
Each triplet exciton carries approximately half the energy of theinitial singlet exciton. Conventional single-junction solar cells are
limited in efficiency to about 34% (the Shockley-Queisser limit),
largely due to loss from unabsorbed below-bandgap photons and
thermalization of high-energy excitons.2When combined with
a lower-bandgap semiconductor, singlet exciton fission materials
raise the theoretical efficiency limit of a single-junction solar cell
by reducing thermalization of excitons generated by high-energy
J. Chem. Phys. 151, 121102 (2019); doi: 10.1063/1.5114789 151, 121102-1
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photons. It has been calculated that the maximum power conversion
efficiency of a single-junction photovoltaic device incorporating a
layer of materials that can undergo singlet exciton fission is 44.4%.3
On its own, singlet exciton fission yields no advantage to the
power efficiency of solar cells because the potential increase in pho-
tocurrent is matched by a decrease in the open circuit voltage.4
A benefit can be realized, however, if a singlet fission material is
matched with a second material that absorbs low-energy photons.
For example, in combination with silicon, a singlet exciton fission
material ideally absorbs all photons with energies greater than twice
the silicon bandgap.5The resulting excitons are split into two exci-
tons at or just above the silicon bandgap and transferred to silicon,
where they supplement silicon photocurrent generated from direct
absorption of photons with energies between the silicon bandgap
and twice the silicon bandgap.6
Singlet exciton fission requires that the energy of the singlet
exciton is approximately twice the energy of the triplet exciton. The
exchange energy splitting between singlet and triplet excitons scales
with the degree of overlap between the highest occupied molecular
orbital and the lowest unoccupied molecular orbital.7As a result,
most polyacene molecules exhibit singlet-triplet exchange energies
of approximately 1.0–1.3 eV.8The ideal singlet exciton energy of a
singlet fission material is therefore approximately 2.0–2.6 eV; above
this singlet energy, fission is typically exothermic, while below this
singlet energy, fission is typically endothermic. Indeed, the best-
known blue fission material, anthracene, is only capable of hot fis-
sion, an inefficient process where the dissociation of singlet excitons
competes with internal conversion and vibrational relaxation.9,10
Modifying anthracene by incorporating chemical side groups can
perturb its singlet and triplet energies to make singlet exciton fis-
sion thermodynamically feasible directly from the S1singlet state.
To date, however, such anthracene derivatives have reported triplet
energies around 1.1–1.2 eV, providing minimal enthalpic driving
force for sensitization of silicon solar cells.11,12
The bluest, efficient class of singlet exciton fission materials
is based on a core of tetracene, with a singlet exciton energy of
approximately 2.4 eV. Fission of these excitons yields triplets with
energies almost identical in energy to the silicon bandgap.1,13At
these energies in the short wavelength infrared, molecules are typ-
ically weakly luminescent. Thus, coupling dark triplet excitons to
photons for sensitization of photovoltaics requires the use of inor-
ganic materials such as PbS nanocrystals, but with minimal ener-
getic allowance for their Stokes shift or the spectral width of their
photoluminescence.2,14–16
To improve the prospects of radiative coupling of triplet exci-
tons to silicon, here we employ high-throughput virtual screening
(HTVS) to search for blue exciton fission materials based on an
anthracene core. We seek to find viable singlet exciton fission candi-
dates with triplet exciton energies in excess of 1.4 eV. The triplet
energy threshold of 1.4 eV is chosen because it should allow for
exothermic transfer of the triplet excitons to silicon (with a bandgap
of about 1.1 eV), even after accounting for uncertainty in calculated
triplet energies.
Introduction to high-throughput virtual screening
High-throughput virtual screening (HTVS) combines quantum
chemical calculations and cheminformatics methods to reduce alarge molecular space to a set of promising leads that experimen-
tal chemists can then synthesize and characterize.17–26Functional
organic molecules are particularly well-suited for high-throughput
virtual screening, since the important properties of the materials can
be approximated by studying individual molecules in the material,
often with relatively computationally inexpensive methods, such as
density functional theory (DFT).18,19
RESULTS
Library generation
In order to limit our parameter space, we focus on known
molecules with an anthracene core and a smaller fraction of combi-
natorically generated anthracene derivatives, in contrast to the large
combinatorial fragment-based libraries that are often employed
in high-throughput virtual screening projects for organic mate-
rials.11,27–29The chemical space of this study consists of known
and commercially available molecules. The libraries are obtained
by searching eMolecules and Reaxys databases for molecules
with an anthracene substructure. A total of 4482 candidates are
examined.
Calculation method and benchmark
Before running full-scale calculations, we benchmark several
methods to predict S1and T1values. In order to test the calcu-
lations, we use a dataset of 26 published molecules with experi-
mentally determined S1and T1energies. Since a large contribu-
tion from a multireference character in the ground state is not
expected, standard hybrid DFT methods are employed. The over-
all pipeline for calculations is outlined in Fig. 1(a). At the first stage,
molecules encoded as Simplified Molecular-Input Line-Entry Sys-
tem (SMILES) strings from the generated library are fed into a
conformer generator. The conformer generator samples conform-
ers using a random distance matrix method, as implemented in
RDKit.30The samples generated are optimized using the MMFF94
force field31and duplicates are eliminated. Next, the conformers
are optimized using the DFT-B3 method,32which gives improved
ground state geometries for pi-conjugated systems compared to the
MMFF94 force field, and duplicates are again eliminated. The DFT
calculations are performed using the OChem 4.0 package.33The
DFT-B3 conformers are optimized at the B3LYP/6-31G(d) level of
theory for both singlet and triplet ground state electron config-
urations. Finally, excited state calculations are performed on the
S0geometry of the optimized conformers with three commonly
used functionals: hybrid B3LYP,34range-separated ωB97X-D,35and
range-separated ωLC-PBE0,36,37using the 6-31G(d) basis set.
For the calibration dataset, B3LYP/6-31G(d) outperforms
both of the range-separated functionals with respect to predict-
ing S1and T1energies (Figs. S1 and S2). We compare two
approaches of calculating T1energies: vertical time-dependent DFT
and a method where triplet energies are estimated by calculat-
ing the energy difference between the optimized structures at the
ground state and the triplet excited state (calculated using open-
shell DFT). The latter performs better in predicting T1energies
(Fig. S2). With these considerations in mind, we select the pipeline
depicted in Fig. 1(a) for calculations of the full candidate material
library.
J. Chem. Phys. 151, 121102 (2019); doi: 10.1063/1.5114789 151, 121102-2
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FIG. 1 . Calculation pipeline and screening criteria for singlet exciton fission candidates. (a) Computational workflow. (b) Density plot showing the calculated electronic structure
of 4482 singlet exciton fission candidate materials resulting from the search from eMolecules. The shaded region indicates the molecules for which S1= 2T1±0.2 eV and
T2>2T1, which are the first two criteria applied to screen singlet exciton fission candidates. (c) Distribution of T1adiabatic energies for the molecules in the shaded region
of (b). The vertical dashed line is at 1.4 eV, an approximate threshold for triplet energy transfer to silicon, when accounting for uncertainty in the molecular candidate excited
state calculations.
Computational screening results
In this section, we describe our successive criteria for narrowing
the library of 4482 molecules to the most promising blue-absorbing
singlet exciton fission candidates for exothermic coupling to silicon
solar cells. The first two criteria [depicted in Fig. 1(b)] are related to
maximizing the energy level compatibility of the S1andT1states for
singlet exciton fission. In Fig. S3(a), the distributions of calculated
S1andT1energies are jointly plotted. The shaded region indicates
the region where the differences between the S1energy and twice the
T1energy are within 0.2 eV of each other, which we use as the cutoff
for compatibility, given the observation that singlet exciton fission in
tetracene is about 0.2 eV uphill.38About 20% of the library satisfies
this criterion (929 molecules). The second criterion, which evaluates
the difference between the T2andT1energies, is motivated by the
desire to avoid molecules for which two T1excitons could upcon-
vert into a T2exciton. The shaded region in Fig. 2(b) shows the 541
molecules for which T2>2T1and for which the S1/T1criterion is
satisfied.
Next, we screen for materials with T1energies above 1.4 eV,
reducing the number of eligible candidates to 157 [Fig. 1(c)]. Ofthe 384 molecules that are removed at this stage, the vast majority
contain tetracene or anthraquinone substructures.
To maximize the probability that the molecules will perform
well in an aggregate structure, we seek to minimize the variance in
the conformer excited state energies. Screening for molecules where
the range of S1and T1adiabatic excitation energies is less than
0.05 eV further reduces the number of eligible candidate materials
to 116 (Figs. S4 and S5). As expected from chemical principles, most
of the molecules excluded at this stage contain multiple rotatable
bonds, often to another aromatic ring.
We next screen for molecules with S1energies predominantly
in the blue but not in the UV, since such molecules are better suited
to the solar spectrum and may be less susceptible to photoinduced
chemical degradation. This corresponds to an S0→S1transition
between 2.64 eV and 3.26 eV. Of the 116 molecules remaining before
this criterion, all absorb in this range (Fig. S6). However, this crite-
rion would exclude some molecules if a lower T1cutoff energy (such
as 1.2 eV) is employed for compatibility to Si, and it could also be a
useful screening criterion for larger libraries.
Finally, to narrow the focus of our study to true anthracene
derivatives, we filter out the remaining molecules containing more
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FIG. 2 . Steady-state optical characterization of DCA and DCOFA. Chemical structures of (a) DCA and (b) DCOFA. Absorbance and fluorescence of dilute solutions of (c)
DCA in cyclohexane and (d) DCOFA in chloroform. (e) Triplet phosphorescence of a drop-cast film of DCA doped at 2 wt. % in 4BrPS, obtained at 77 K, using out-of-phase
optical choppers to filter out prompt singlet emission. (f) Triplet phosphorescence of a drop-cast film of DCOFA doped at 2 wt. % in [PMMA:BP] 3:1at room temperature.
Delayed singlet emission resulting from triplet-triplet annihilation is subtracted from the original spectra to obtain these results, as detailed in Fig. S7. The rising edges of the
phosphorescence indicate triplet energies of 1.54 eV and 1.51 eV for DCA and DCOFA, respectively.
than five fused rings, leaving us with 88 singlet exciton fission
candidate materials, approximately 2.0% of our original library.
Experimental characterization of singlet exciton
fission candidates
From the pool of 88 singlet exciton fission candidate mate-
rials, two are chosen for experimental characterization: 9,10-
dicyanoanthracene (DCA) and 9,10-dichlorooctafluoroanthracene(DCOFA). DCA and DCOFA are selected for this study because
their calculated triplet energies are high (1.47 eV and 1.45 eV,
respectively), making them promising candidates for exothermic
triplet transfer and sensitization of silicon. Additionally, both DCA
and DCOFA have known crystal structures reported in the Cam-
bridge Crystallographic Data Centre and are readily available from
commercial suppliers, having been used as synthetic precursors in
prior experimental studies.39–41Furthermore, both materials are
reported to have a single conformer, and therefore, issues related
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to stacking and energy mismatch between conformers should be
minimized. DCA and DCOFA are purchased from Sigma-Aldrich
and further purified using a sublimation furnace. Their chemical
structures are shown in Figs. 2(a) and 2(b).
To confirm the calculated singlet energies of DCA and DCOFA,
steady-state absorbance and photoluminescence spectra are mea-
sured [Figs. 2(c) and 2(d)]. Both materials exhibit absorbance spectra
with a clear vibrational structure. From the onset of their bluest
emission features, we estimate the S1energies of DCA and DCOFA
in solution to be 2.99 eV and 3.10 eV, respectively, compared to
the calculated values of 2.98 eV and 2.97 eV. Note that these singlet
energies are likely to vary slightly depending on the specific solvent
chosen.42
To prepare for measuring the triplet energy of DCA, the mate-
rial is dropcast from solution at 2 wt. % in poly(4-bromostyrene)
(4BrPS), at a total concentration of ∼20 mg/ml in methoxybenzene.
At 2 wt. %, it is not expected that DCA undergoes efficient sin-
glet exciton fission. That said, the presence of bromine in the
host material causes enhanced intersystem singlet-to-triplet crossing
via spin-orbit coupling and the heavy-atom effect.43Moreover, as
methoxybenzene dries, 4BrPS forms a rigid polymer matrix, which
is expected to reduce nonradiative recombination from coupling to
molecular vibronic modes.44The film is encapsulated in a nitrogen
glovebox before being transferred to a cryostat and pumped down to
∼1×10−7Torr at a temperature of 77 K.
To experimentally measure T1phosphorescence from DCA, we
employ an optical gating method using out-of-phase choppers to
mechanically filter out prompt emission and capture only delayed
emission, which is expected to result from longer-lived triplet state
emission [as well as delayed emission following subsequent triplet-
triplet (TT) fusion back to the singlet state]. The resulting spectrum
(after subtraction of singlet emission, Fig. S7) is shown in Fig. 2(e).
To measure DCOFA phosphorescence, we use a room temper-
ature phosphorescence method described by Reineke and Baldo.44
DCOFA is doped in a film of PMMA and benzophenone (BP),
a well-known triplet sensitizer with an intersystem crossing effi-
ciency close to 100% at room temperature45and a triplet energy of
2.96 eV.44The film is excited at 270 nm, where BP absorbs strongly,
and the resulting emission spectrum is compared to the spectrum
when excited at 385 nm, where DCOFA is the dominant absorber.
Subtracting the neat DCOFA singlet exciton spectrum from the
spectrum of DCOFA doped in BP yields the phosphorescence spec-
trum shown in Fig. 2(f).
The triplet energies of DCA and DCOFA are estimated from
the onset of their emission to be 1.54 eV and 1.51 eV, respectively
(compared to the calculated triplet energies of 1.47 eV and 1.45 eV).
The experimental triplet energies of DCA and DCOFA are in close
agreement with the values calculated during material screening, as
summarized in Table I.
To demonstrate that DCA and DCOFA undergo singlet exciton
fission, we measure the magnetic field effect (MFE) on photolumi-
nescence intensity. The theory of MFEs in organic molecular crystals
was developed by Merrifield in 1968.46When a molecule undergoes
singlet exciton fission, it forms a triplet-triplet pair state with an
overall spin-singlet character. Singlet excitons can only effectively
couple to the subpopulation of the nine possible triplet-triplet (TT)
pair states with a singlet character. In the absence of a magnetic field,
only three of the nine TT states have partial singlet character. As theTABLE I . Comparison of singlet and triplet energies from experiment and theory. Sin-
glet and triplet energies calculated with density functional theory (DFT), compared
against experimentally measured values.
DCA Theory (eV) Experiment (eV)
S1 2.98 2.99
T1 1.47 1.54
DCOFA Theory (eV) Experiment (eV)
S1 2.97 3.10
T1 1.45 1.51
field increases, the small splitting in triplet energies results in more
of the TT states developing the singlet character, thus increasing the
rate of singlet exciton fission (and resulting in an initially negative
MFE on the singlet PL intensity). As the magnetic field is increased
further, the number of TT states with singlet character decreases to
two, consequently reducing the rate of singlet exciton fission (and
resulting in a positive MFE on the singlet PL intensity at higher mag-
netic fields). The typical MFE signature of singlet exciton fission is
therefore a negative MFE at low fields, switching to a positive MFE
at higher fields, which plateaus as the magnetic field is increased and
the number of TT states with singlet character approaches two.
Figure 3 shows the MFE on singlet photoluminescence from
purified DCA and DCOFA crystals under 340 nm light-emitting
diode (LED) excitation. Both DCA and DCOFA exhibit a nonmono-
tomic, positive MFE with zero-MFE crossings at ∼0.1 T, characteris-
tic of singlet exciton fission. Curiously, however, the MFE on photo-
luminescence in DCA and DCOFA is inverted when using excitation
wavelengths longer than 340 nm and 365 nm, respectively (Fig. S8).
To make sense of these differences, we suggest that the observed
MFE shapes reflect changes in the origin of delayed fluorescence for
varying pump wavelengths. A positive MFE, as is observed under
340 nm excitation, suggests that delayed fluorescence is due to the
annihilation of correlated triplet excitons originally formed by sin-
glet exciton fission, as described above. Meanwhile, the inverted and
negative MFE observed at longer excitation wavelengths is indicative
of delayed fluorescence due to the annihilation of initially uncor-
related triplet excitons (possibly formed through weak intersystem
crossing). We speculate therefore that, as in neat anthracene,9,10sin-
glet exciton fission in DCA and DCOFA is mediated by excited states
above S1, while at longer excitation wavelengths, singlet exciton
fission is unfavorable.
Indeed, the highest-energy emission peaks from DCA and
DCOFA are red-shifted by around 100 nm in crystalline powder as
compared to those in solution (Fig. S9). Based on this red-shift and
their large spectral width, the prompt emission peaks in Fig. S9 likely
contain contributions from emissive excimer states of DCA and
DCOFA. From the rising edge of the crystalline DCA and DCOFA
prompt emission peaks, we estimate the energies of these states to
be 2.59 eV and 2.71 eV, respectively, making singlet exciton fission
uphill by more than 300 meV in each case. The substantial endother-
micity associated with splitting such states into two triplets further
suggests that singlet exciton fission in crystalline DCA and DCOFA
is mediated by excited states above S1.
J. Chem. Phys. 151, 121102 (2019); doi: 10.1063/1.5114789 151, 121102-5
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FIG. 3 . Evidence of singlet exciton fission. Relative change in fluorescence at 340 nm excitation from purified crystals of (a) DCA and (b) DCOFA as a function of external
magnetic field. The change in fluorescence is positive for both samples at higher field strengths, with a zero-MFE crossing at 0.05–0.1 T, strongly suggesting that both
materials undergo singlet exciton fission.
Hot singlet exciton fission has previously been reported in
anthracene, tetracene, and several other organic crystalline semi-
conductors.8,9,47Hot fission in these materials has generally been
attributed to coupling of the TT pair state to vibrationally excited
states,48,49with recent studies emphasizing the importance of excited
states with charge-transfer (CT) character.50,51Given the excitation
wavelength dependence that we observe in the MFE of DCA and
DCOFA, it is possible that singlet exciton fission in these mate-
rials is mediated by an excited CT state. Rational design of DCA
and DCOFA dimers could be used to reduce excimer formation
and make singlet exciton fission from the ground excited state more
favorable.52
CONCLUSION
In this study, we employ high-throughput virtual screening to
reduce an initial set of 4482 singlet exciton fission candidate materi-
als to a list of 88 candidates with calculated triplet energies in excess
of 1.4 eV. The effectiveness of the virtual screening procedure is
demonstrated via the discovery of two new singlet exciton fission
materials: DCA and DCOFA. These materials are readily available,
low-cost, and have high triplet energies ( ∼1.5 eV), making them
promising candidates for exothermic singlet exciton fission sensi-
tization of solar cells. Practical use of DCA and DCOFA as singlet
fission materials is limited, however, by substantial excimer forma-
tion in the solid-state, requiring excitation wavelengths of ∼340 nm
or lower in order to observe singlet exciton fission. Further tailoring
of molecular coupling in DCA and DCOFA, for example through
dimerization, may reduce excimer formation and make these mate-
rials more practical for use in a device. Integrating intermolecular
coupling into virtual screening criteria is expected to result in higher
hit rates for screened materials. This study shows that computational
screening can lead to molecules that have necessary but not suffi-
cient properties for function, highlighting one of the most importantchallenges and opportunities in the field of virtual high-throughput
virtual screening.
EXPERIMENTAL METHODS
Materials
The materials used have acronyms as follows. DCA: 9,10-
dicyanoanthracene, DCOFA: 9,10-dichlorooctafluoroanthracene,
4BrPS: poly(4-bromostyrene), MB: methoxybenzene, BP: benzophe-
none, and PMMA: poly(methyl 2-methylpropenoate). All materials
except DCA and DCOFA were used as received without further
purification. DCA ( >99.7% sublimed grade) and DCOFA ( >99%
sublimed grade) were further purified via sublimation in a tube fur-
nace. The experimental work in this manuscript relied on the mate-
rial deposited near the center of the tube furnace, since this region
had the lowest temperature gradient and was expected to yield the
purest material. Further details on material purification are included
in the supplementary material. Vendor information: DCA, DCOFA,
4BrPS, MB, chloroform, and cyclohexane: Sigma Aldrich; PMMA:
Alfa Aesar.
Steady-state absorbance
Absorbance spectra in solution were collected using a UV-Vis
absorbance spectrometer (Cary 5000, Agilent). Samples were pre-
pared by dissolving purified DCA and DCOFA in cyclohexane and
chloroform, respectively. All solution absorbance measurements
were made using 1 cm path length quartz cuvettes.
Solid-state absorbance spectra of purified, crystalline powders
of DCA and DCOFA were obtained by diffuse reflection (Cary 5000,
Agilent). KBr was used as a reference, and the powders were diluted
at 1 wt. % in KBr. The measured reflectance was converted to the
Kubelka-Munk parameter, which is proportional to the absorption
coefficient.
J. Chem. Phys. 151, 121102 (2019); doi: 10.1063/1.5114789 151, 121102-6
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Singlet state photoluminescence
Photoluminescence spectra were collected using a spectroflu-
orometer (Fluoromax-3, Horiba). To minimize spectral distortion
due to reabsorption, samples were diluted so that the optical den-
sity at their peak absorbance wavelengths is below 0.03 cm−1. All
spectra were collected using an excitation wavelength of 375 nm
with entrance and exit slits set at a bandpass of 5 nm and 1 nm,
respectively.
Triplet state phosphorescence
DCA phosphorescence was measured using a thermoelec-
trically cooled silicon camera (PRO-EM-HS:512BX3, Princeton
Instruments). Samples were prepared using 5 mm ×5 mm quartz
substrates (MTI Corp). The substrates were cleaned via sequential
sonication in detergent solution (Micro-90), deionized water, and
acetone. They were then immersed in boiling isopropanol, dried
with a nitrogen spray gun, and transferred to a nitrogen glovebox.
Solutions of 4BrPS (20 mg/ml in MB) and DCA (1 mg/ml in MB)
were prepared and subsequently combined to form a solution of
DCA (2 wt. % in 4BrPS). Films of DCA/4BrPS were formed via drop-
casting onto the quartz substrates at 70○C and maintaining at 70○C
until dry. Samples were encapsulated in the glovebox using a UV
curable epoxy (OG159-2, Epoxy Technology) and a second, 2-side
polished quartz substrate (MTI Corp).
Samples were then loaded into a helium closed-cycle cryo-
stat (Montana), pumped under vacuum to 1 ×10−7Torr, and
cooled to 77 K. Phosphorescence spectra were obtained using two
chopper wheels operated out-of-phase using phase-locked chop-
per controllers (MC2000B, Thorlabs) to time-gate sample exci-
tation and emission collection, so as to block prompt emission
and collect only the delayed portion of the photoluminescence. A
340 nm LED (M340L4, Thorlabs) was used for excitation, chopped
at 270 Hz, defining approximately 2 ms optical gates. Sample emis-
sion was collimated, refocused into a monochromator (SP-2300,
Princeton Instruments), and subsequently imaged on a thermo-
electrically cooled silicon camera (PRO-EM-HS:512BX3, Princeton
Instruments). Both singlet photoluminescence and triplet phospho-
rescence contributed to the recorded spectra. To remove the con-
tribution from singlet emission, the blue portion of the emission
spectrum (from 450 to 700 nm) was fit to the 77 K ungated sin-
glet emission spectrum, and the singlet PL contribution was sub-
tracted from the measured spectrum, yielding the phosphorescence
spectrum shown in Fig. 2(c).
DCOFA phosphorescence was measured at room temperature
according to a method adapted from Reineke et al.44A 20 mg/ml
solution of DCOFA doped at 2 wt. % in [PMMA:BP] 3:1was prepared
and dropcast from methoxybenzene onto a cleaned 10 mm ×10 mm
quartz substrate at 70○C in a nitrogen glovebox. Once dry, the sam-
ple was encapsulated using a second quartz substrate and a UV cur-
able epoxy. Phosphorescence was detected on a spectrofluorometer
(Fluoromax-3, Horiba) by exciting the sample at 270 nm (where BP
absorbs) and comparing against spectra obtained at 385 nm exci-
tation (where only DCOFA absorbs). To remove the contribution
from singlet emission, the blue portion of the emission spectra (from
450 to 700 nm) was fit and the singlet PL contribution was sub-
tracted from the measured spectrum, yielding the phosphorescence
spectrum shown in Fig. 2(d).Magnetic field effect
Measurements of the magnetic field effect on DCA and DCOFA
photoluminescence were performed according to the procedure
described by Congreve et al.4A monochromatic 340 nm light-
emitting diode (M340L4, Thorlabs) was used to excite the samples.
Light from the diode was cleaned with a bandpass filter and mechan-
ically chopped. While the sample was under illumination, an electro-
magnet was switched between positive and zero magnetic fields at a
frequency of 33 mHz and a duty cycle of 50%. A 400 nm longpass
filter was used to filter the scatter from the LED and ensure that only
sample emission was detected, while a 750 nm shortpass filter was
used to ensure that any phosphorescence that might contribute to
the sample emission at room temperature was excluded. Photolumi-
nescence from the sample was detected using a silicon photodetector
(818-UV, Newport) connected to a lock-in amplifier (SR830, Stan-
ford Research Systems). The magnetic field was monitored using
a transverse gaussmeter probe (HMMT-6J04-VF, Lakeshore). The
emission intensity and magnetic field were recorded at a frequency
of 1 Hz.
For each data point in the plot of the magnetic field effect,
the change in photoluminescence was calculated using the following
steps: First, the photoluminescence was averaged over the full period
in which the positive magnetic field was applied. Second, the PL was
averaged over the full period in which the magnetic field was zero.
The amplitude of the magnetic field effect is then given by the rel-
ative change in signal percentage, MFE = 100%∗(PL B−PL0)/PL 0,
where PL Band PL 0are the averaged emission intensities with and
without applied magnetic field.
Powder x-ray diffraction
Powder x-ray diffraction PXRD patterns were measured on
purified, crystalline powders of DCA and DCOFA using a diffrac-
tometer (Advance II, Bruker) equipped with θ/2θBragg-Brentano
geometry and Ni-filtered Cu K αradiation (K α1= 1.5406 Å,
Kα2= 1.5444 Å, K α1/Kα2= 0.5). The tube voltage and current were
set to 40 kV and 40 mA, respectively. Samples were prepared as a
thin layer of powder on a zero-background silicon crystal plate. The
angle was scanned from 2 θ= 3○–50○in increments of 0.02○using a
slit size of 1.0 mm and a scan rate of 1 s/step and resulting PXRD
patterns compared to calculated patterns from the data reported in
the Cambridge Crystallographic Data Centre.
SUPPLEMENTARY MATERIAL
See the supplementary material for additional figures related
to the materials screening procedure and experimental characteriza-
tion. A full list of singlet exciton fission calibration data and candi-
date materials considered for this study is included in the associated
spreadsheet files uploaded with this manuscript.
ACKNOWLEDGMENTS
C.F.P. was supported by the Center for Excitonics, an Energy
Frontier Research Center funded by the U.S. Department of Energy,
Office of Science, Office of Basic Energy Sciences, under Award No.
DE-SC0001088 (MIT). C.F.P. was also supported by the National
Science Foundation Graduate Research Fellowship under Grant No.
J. Chem. Phys. 151, 121102 (2019); doi: 10.1063/1.5114789 151, 121102-7
© Author(s) 2019The Journal
of Chemical PhysicsCOMMUNICATION scitation.org/journal/jcp
1122374. M.E. and T.-A.L. were supported by the U.S. Depart-
ment of Energy, Office of Basic Energy Sciences (Award No. DE-
FG02-07ER46474). H.U. was funded by the U.S. Department of
Energy, Office of Basic Energy Sciences, Division of Materials Sci-
ences and Engineering (Award No. DE-FG02-07ER46454). D.N.C.
acknowledges the support of the Rowland Fellowship at the Row-
land Institute at Harvard University. D.P.T. and A.A.-G were funded
by the Innovation Fund Denmark via the Grand Solutions project
“ORBATS” (File No. 7045-00018B). D.S. and A.A.-G. were sup-
ported by the Harvard Climate Solution Fund. A.A.-G. was addition-
ally supported by the Canada 150 Research Chair Program, as well as
generous support from Anders Frøseth. The authors would also like
to thank Dong-Gwang Ha and Ruomeng Wan for their assistance
in collecting the PXRD and solid-state absorbance measurements
reported in Figs. S9–S11.
The authors declare no competing financial interests.
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J. Chem. Phys. 151, 121102 (2019); doi: 10.1063/1.5114789 151, 121102-9
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1.1662989.pdf | Applications of the gyrocoupling vector and dissipation dyadic in the dynamics of
magnetic domains
A. A. Thiele
Citation: Journal of Applied Physics 45, 377 (1974); doi: 10.1063/1.1662989
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DYNAMICS OF MAGNETIC DOMAIN WALLS
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On: Thu, 11 Sep 2014 14:26:41Applications of the gyrocoupling vector and dissipation
dyadic in the dynamics of magnetic domains
A. A. Thiele
Bell Laboratories. Murray Hill. New Jersey 07974
(Received 9 April 1973; in final form 10 July 1973)
This paper extends the theory of magnetic domains with emphasis on recent developments in "hard
bubbles". A spin configuration of a planar Bloch wall containing periodic Bloch lines is presented
which minimizes the magnetostatic energy to first order in the parameter 21T M.~/ K u for arbitrary
period. The form of this solution is found to suggest the form of the dynamic breakdown of this spin
configuration. The remainder of the paper consists of applications of the gyrocoupling force and
vector, fg = g X v and g = -(M ,.-1yD sin8(V8) X (Vc/», respectively, and the dissipation force
and dyadic, F = d . v and d = -a(M ,.-1yl)[(v8)(V8) + sin'8(vc/»(Vc/»]. The use of
fg and F produces results with fewer assumptions and with less calculation than with previous
methods. The magnitude of g is found to be an invariant local measure of the "hardness" of the
domains. Integrating ~ and fa produces a general planar wall response function from which the
hard bubble dynamic equation is obtained. It is found that the difference between the hard bubble
and normal bubble damping parameters can be accounted for by examination of the hard bubble
spin-wave spectrum. An estimate of the velocity required for the production of horizontal Bloch lines
is made using ~. This velocity is a substantial fraction of the Walker velocity. The vector g is used
as an aid in the visualization of the mechanism by which ion implantation suppresses hard bubbles.
From the point of view of both mobility and hard bubble suppression, materials having a large
in-plane anisotropy are found to be desirable.
I. INTRODUCTION
Recent papers1,2 report the observation of anomalous
cylindrical magnetic domains which have unusually high
collapse fields (hard bubbles) and do not propagate in
the direction of the applied field gradient. These pro
perties have been ascribed to the inclusion of multiple
Bloch-line pairs in the Bloch walls, as have been ob
served directly in cobalt films. 3 In subsequent papers,
the consequences of particular assumed spin configura
tions were examined with respect to determining the
static2-s and dynamic6-s properties of these domains. In
all cases agreement between theoretical predictions and
experimental results was obtained.
The present paper considers various static and dy
namic properties of magnetiC domains (with emphasis
on hard magnetic bubbles) as applications of two
quadratic functions of the spatial derivatives of the
magnetization, the gyrocoupling vector and dissipation
dyadic. The gyrocoupling force corresponds to the
gyroscopic term in the magnetic equation of motion.
Likewise the dissipative force corresponds to the dissi
pative term in the equation of motion. The gyrocoupling
and dissipative forces, together with the usual energy
derivative force, completely determine the steady-state
motion of a domain. (The forces are all computed from
the spin distribution.) The magnitude of the gyrocoupling
vector emerges as an excellent choice for a general
quantitative measure of the "hardness" of bubbles or of
domains in general.
Before introducing the formal expressions for the
gyrocoupling vector, the dissipation dyadic, and the
associated forces, it is convenient to describe the
assumed static spin configuration of the domains and to
discuss the plausibility of this spin configuration as an
approximation to the steady-state dynamic spin con
figuration of the domain. The description is in terms of
right-handed Cartesian (x,y,z) and cylindrical (r, cf>b'Z)
coordinate systems. The orientation of the magnetiza-
377 Journal of Applied Physics, Vol. 45, No.1, January 1974 tion vector M (I M I = M.), is described by the polar
angle e (e=o is the z-axis direction) and the azimuthal
angle cf> (e = i7f, cf> =0 is the x-axis direction). The sym
bol cf> will always be used in specifying magnetization
orientations, while the symbol cf>b will be used in
specifying field positions. The magnetic energy density
function of the material in which the domains reside
will, in the absence of applied fields or surface demag
netizing effects, be assumed to be
PE=A[(ve)2 +sin2e(Vcf»2]
(1 )
In (1), A is the isotropic exchange constant, Ku is the
uniaxial anisotropy constant, and the last term is a
local demagnetizing term in the Winter approximation. 9
In the local demagnetizing term, it is assumed that the
wall normal lies in the xy plane, its orientation being
described by cf>o'
At this point it is convenient to define several
auxiliary parameters in terms of the parameters which
appear in the energy density expression (1). These
parameters are the wall energy denSity in the absence
of Bloch lines
Gwo=4(AK)1/2,
the expansion parameter
q=K/27TM!,
the domain characteristic material length
I=G /47fM2
wO s' (2)
(3)
(4)
the isolated Bloch linewidth (an exchange length) de
fined so as to agree with the usual wall width definition
110 = 7T(A/27TM!)1 /2 = 7Tl/2ql /2,
and the wall width in the absence of Bloch lines
Iwo = 7f(A/K)1 /2 = 7Tl/2q.
Copyright © 1974 American Institute of Physics (5)
(6)
377
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On: Thu, 11 Sep 2014 14:26:41378 A.A. Thiele: Dynamics of magnetic domains
x
FIG. 1. Configuration of the cylindrical magnetic domain whose
wall contains five pairs of Bloch lines (n = 6).
The static spin configuration for a hard bubble may
be approximated by
cos e =tanh[1T(r -ro)/l)<1»], (7a)
<1> = <1>(<1>0) = <1>(<1>0 + 21T/p) , (7b)
where ro is the domain radius, lw(<1» is the wall width
function, <1>0 specifies a particular point of the domain
wall, and p is an integer. The spin configuration (7) is
depicted in Fig. 1 for lw=const and <1>=6<1>0' with
emphasis on r=ro' For <1> = <1>0± t1T, the spin configura
tion (7) is of the form used by DeBonte10 for describing
finite wall width effects, except that he added a term to
remove the exchange singularity at r = O. Under the
approximations which will be used here, it will not be
necessary to consider this additional complexity. The
spin distribution (7) is similar to those used in Refs. 2
and 4-7 but is somewhat more flexible and therefore
allows a more detailed description.
In the Appendix, a solution to first order in the ex
pansion parameter q-l is given to the Euler equations
associated with the minimization of the energy density
(1). The form of this solution is
cos e = tanh [1Tx/lw (<1»],
<1>(Y)=<1>(Y+s). (8a)
(8b)
This is a planar wall with internal periodic structure of
period s. A portion of such a wall is depicted in Fig. 2
with
lw=const,
<1> = <1>0 + 21TY/S ,
J. Appl. Phy •. , Vol. 45, No.1, January 1974 (9a)
(9b) 378
which is the configuration considered in Refs. 4 and 6.
The fundamental assumption in most of what follows is
that the lw and <1> functions obtained in the Appendix for
the planar wall configuration (8) may be applied to the
cylindrical domain (7) using
(10)
This is equivalent to assuming that the planar wall solu
tion may be rolled up to form a cylindrical domain
without destroying its relevant properties. Note that the
gyrocoupling vector and diSSipation dyadic derivations
given in Ref. 8 are independent of this assumption.
II. QUALITATIVE DISCUSSION OF PLANAR
WALL DYNAMICS
Before proceeding with the dynamics of cylindrical
domains, it is instructive to consider qualitatively
some of the dynamic properties of the infinite planar
wall. Propagation of the structure, (8) with (9), to the
left in Fig. 2 under the influence of a uniform applied
field H~ =H is described for the case I s I = 00 (p = 0) by
the steady-state domain-wall solution of Walker. 11 In
this solution the Gilbert damping term12 is exactly can
celled at all points by the applied field term. When the
wall moves in the x direction in Fig. 2, the z-axis
angular momentum per unit wall area of the spin sys
tem changes at the rate, Idn/dtl =2IM.v/YI, where Y
is the gyromagnetic ratio. Consequently, the host lat
tice must exert, on the average through anisotropy and
demagnetizing effects, the corresponding z-axis torque
on the spin system in order to conserve angular mo
mentum. The applied field makes no contribution since
it has only a z component, there is no dissipative z
axis torque, since d<1>/dt=O in the Walker solution. The
z-axis torque equation of the Walker solution is inde
pendent of e (which is quite remarkable in itself) and
differs from the static equation only by the addition of
the constant gyroscopic term required by conservation
®M(X~-Q))
@) H
..
x
FIG. 2. Configuration of the infinite planar Bloch wall contain
ing uniformly spaced Bloch lines.
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On: Thu, 11 Sep 2014 14:26:41379 A.A. Thiele: Dynamics of magnetic domains
of angular momentum. In (A8) of the Appendix, it is
indicated that the static equation is the pendulum equa
tion, in which the pendulum orientation angle /; is re
placed by 21> and time t is replaced by y. Since in the
Walker solution iJ1>/ay==o everywhere, the first term
in (A8) is zero. Solving the remaining algebraic ex
pression (with the gyroscopic term added) for 1> com
pletes the solution of the z-axis torque equation. The
Walker solution thus corresponds to a stationary pen
dulum having an applied torque which is a function of the
wall velocity. The torque (that is, the velocity) is re
quired to be sufficiently small so that the pendulum is
not carried over the top.
When I s I < 00, it is easily shown for I Vx I > 0 in Fig.
2, that the dissipative torque due to d8/dt and the
applied field torque again have exactly the same x de
pendence as in the I s I == 00 case, so that at some veloc
ity (neglecting the y dependence of the wall width) they
could cancel exactly. Although the z-axis torque re
quired by conservation of angular momentum remains
unchanged, the z-axis torque situation is radically
changed in other respects. The exchange term [the
first term in (A8)] is now generally nonzero; but since
exchange is a spin-spin interaction, it may only trans
fer torque from one point to another, making no con
tribution to the average torque. The demagnetizing
torque term does not, in this case, provide the torque
required by angular momentum conservation. This may
be seen, as in Ref. 7, by conSidering a rotation of 1> at
all points by a small angle with respect to the static
solution in the direction it is pushed by the gyroscopic
torque. (The gyroscopic torque direction is the same at
all pOints.) In contrast to the case of the Walker solu
tion in which an initial angle could be found such that the
demagnetizing torque began to cancel the gyroscopic
torque at all points as the 1> variation was increased,
the demagnetizing torque in the present case adds to the
gyroscopic torque at as many points as it subtracts
from it. Although it is possible to conjure up 1> varia
tions which do contribute a net demagnetizing torque,
they are not solutions to the field equations. Returning
to the pendulum analogy, the I s I < 00 case corresponds
to adding a constant torque to a pendulum which already
has sufficient energy to swing over the top. In the
absence of losses, the pendulum accelerates without
bound.
The direction of the gyroscopic torque produced by
negative v" on the configuration shown in Fig. 2 is such
that this torque tends to accelerate the configuration in
the negative y direction. As shown by Malozemoff and
Slonczewski in Ref. 7 and discussed below in terms of
the dissipation-gyrocoupling force theorem, the "miss
ing" gyroscopiC torque may be provided by dissipative
drag if Vy is large with respect to v" (assuming Q, the
Gilbert damping parameter, is less than unity and the
Bloch lines are isolated). Although such a motion may
be stable at low velocities, it seems improbable that
the domain wall can transmit all of its z-axis angular
momentum to the cystallattice by purely dissipative
processes at high velocity. A buildup of excess z-axis
angular momentum could result in the generation of
additional Bloch lines (acceleration of the pendulum).
Such a nucleation process could account for the obser-
J. Appl. Phys., Vol. 45, No.1, January 1974 379
vation1•4 that hard bubbles often contain a surprisingly
large number of Bloch lines.
From the above information, it is clear that there is
a qualitative change in the motion of the domain walls
when Bloch lines are introduced. In this connection
Vella-Coleiro et al.I3 have recently shown that in cer
tain materials, the limiting velocity observed by the
mobility method of Bobeck et al. 14 can be explained in
terms of an initial (at the beginning of the applied field
pulse) Walker breakdown followed by a low-mobility
turbulent motion. In the pendulum analogy, the turbu
lent motion corresponds, very roughly, to the accelera
tion of the pendulum.
In the case that the Bloch lines are so tightly com
pressed that (A7c) applies and there is no dissipation,
it is easy to show that there exists an approximate
solution to the field equations in which there is an
applied field in the positive z direction, Vx is zero, and
Vy is negative in Fig. 2. Consider the effect of the rapid
application of a z-axis field to the static spin configura
tion, (8) with (9). Each spin begins to precess about the
z axis at a rate w == I y I H~, bringing the configuration to
an equally good (in the Ito == const approximation) static
configuration with a new 1>0. The applied field and
gyrocoupling terms in the field equations thus cancel at
each point, the exchange and anisotropy terms cancel
because the motion is a sequence of static solutions,
and the resultant precession appears as a motion of the
entire spin configuration in the negative y direction in
Fig. 2. The velocity-field relation implied by this
particular motion,
H~ == -21TV/S I yl , (11)
is a special case of the infinite wall solution obtained in
Refs. 6 ~d 7. This infinite wall solution will, in turn,
be shown to be easily obtainable from the gyro coupling
dissipation force equation.
III. THE GYROCOUPLlNG·DISSIPATION
FORCE EQUATION
The preceding discussion represents an attempt to
provide physical insight into the dynamics of domain
walls containing Bloch lines. The gyrocoupling-dissipa
tion force equation which was derived in Ref. 8 is now
introduced. In the remainder of this paper, lower-case
vectors will indicate field quantities while upper case
vectors will indicate quantities associated with the en
tire domain. Thus, f is a force density and F is a force
on a domain, and x is a field point and X is a domain
position. The gyrocoupling-dissipation force density
equation for domains moving with constant velocity v
is
(12a)
where the f' (for a=g,Q ,r) are ordinary force density
vectors (force per unit volume associated with transla
tion, as opposed to generalized force densities). The
force densities whose sum in (12a) is the total force
density, £f, are the gyrocoupling force density
F==gXv, (12b)
in which the gyrocoupling vector denSity is
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On: Thu, 11 Sep 2014 14:26:41380 A.A. Thiele: Dynamics of magnetic domains
g == (-M/I )'1) sin8 (V8) X (vcp),
the Gilbert drag force density is
f"==d·v
in which the dissipation dyadic is
d ==-aM 11)'1 [(V8)(V8) +sin28(Vcp)(vcp)], s (12c)
(12d)
(12e)
and the reversible (energy derivative) force density is
r-OPE (V 8) + OPE (vcp) -08 ocp , (12f)
in which 0 denotes the variational derivative. Note that
the validity of (12), when the magnitude of M, is a func
tion of position, has not been investigated at the present
time.
Consider the matrixLJ ==/h T/h where /h is the 2 x3
matrix
08
oy
sin8oq> oy
so that d== (-aM,1 1)'1) f), and the exchange energy den
sity is pex==ATr(f)). Since the rank of/h is no greater
than 2, the rank of j) is no greater than 2. Since LJ is a
positive definite form, the eigenvalues of LJ are non
negative, and at least one of them is zero. The sum of
these eigenvalues is proportional to the exchange ener
gy, and it can be shown that their product is proportional
to g2. If Igl is zero, thenj) has at most one nonzero
eigenvalue, so that in some coordinate system the only
nonzero element is (d8 I dX)2 + sin2 8 (dCPI dX)2. Thus 8 and
cp are functions of x only (locally). The magnitude of the
gyrocoupling vector is thus an invariant measure of the
extent to which the magnetic distribution locally depends
on two spatial dimensions. [Consider, for example, the
case in which the magnetization depends on only one
dimension. Then in (12c), the gradients are coplanar
and I g I == 0.] The appearance of a measure of the extent
to which the magnetic distribution depends on two spatial
coordinates in the steady-state dynamics of domains
may be qualitatively understood in the following way:
When the spin distribution depends on two spatial coor
dinates, the gyroscopic terms in the equations of mo
tion are able to couple these dependences.
In steady-state motion, 8 and cp are functions of (x
-X), where x denotes the field point and
X==vt (13a)
denotes the pOSition of the domain. The gradients in
(12f) are x gradients, which account for the unexpected
sign. In the steady state, it follows from (13a) that
l..==-v.V. dt
From (12a)
v·ft==O
or
J. Appl. Phys., Vol. 45, No.1, January 1974 (13b)
(14a)
(14b) 380
so that using (12b)-(12f) and (13b), the usual dissipation
equation
°6! == -1~7s [(::) 2 +sin28 (~~)r (15)
is reproduced. In (15), 0 denotes only that part of the
energy variation which results from variations of 8 and
cp. The present paper may thus be considered as a
generalization of previous dissipation treatments of
domain mobility15-1B to the case of nonzero gyrocoupling
vector magnitude.
For a well-defined domain moving in steady state, it
is possible to define total domain forces as
(16a)
so that the gyrocoupling-dissipation force density
equation (12a) becomes the domain gyrocoupling-dissi
pation force equation
(16b)
In (16a) the integration is over some volume including
the domain, the surface bounding the region of integra
tion being either outside the magnetic material or in a
region in which the magnetization is constant. Since the
velocity vector is constant by assumption, the total
gyrocoupling and dissipation forces may be written
FK==Gxv, (17a)
where the domain gyrocoupling vector is defined by
(17b)
arid
F"==D'v, ( 18a)
where the domain dissipation dyadic is defined by
D== J ddV
y (18b)
It was shown formally in Ref. 8 that if the domain
reversible force term is divided into internal and ex
te rnal parts
Frln+Frex== r frlndV+J frexdV Jy y , (19a)
then
(19b)
This is obvious physically, since for a domain in
steady-state motion, the internal energy is constant by
assumption. Note that in order to achieve steady-station
motion Frex must be constant, and this requirement
generally means that the external driving force density
frex must be time dependent. (The drive field configura
tion must move along with the domain.)
As shown in Ref. 8, the domain gyrocoupling integral
may be evaluated in general. Consider, for example,
the z component of (17b)
G =--' - ----smBdxdydz, M 1 [a8 acp a8 aCP] .
~ 1)'1 6~6y6x ax ay ay ax
(20a)
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On: Thu, 11 Sep 2014 14:26:41381 A.A. Thiele: Dynamics of magnetic domains
G Mal a(coso, cJ» d d d =- X Y z
~ I yl t:.zAyAx a(x,y) , (20b)
Mal G~=-I -I dcosOdcJ>dz.
y A~A</JA case (20c)
Similar expressions apply for Gy and Gr' In order for
the mapping x, y -cos 0, cJ> to be one to one, neither g
1 ~ nor If; must be zero. In an exchange coupled material,
the exchange energy prevents If;l from being zero,
although g. may be zero. For example, in a plate con
taining many bubbles (hard or not) each domain exists
in a cell bounded by g" =0 surfaces (the plate normal
being along the z axis). In a material containing many
bubbles (20c) applies in each cell defined by a g" = 0
surface. The integral (20c) is easily evaluated in those
special cases in which either cosO or cJ> is a constant on
the bounding surface. The planar wall and hard bubbles
are two such special cases which will be evaluated here.
There is no corresponding first integral for d; however,
since this integral is a quadratic measure of the rough
ness of the magnetic distribution, it is relatively insen
sitive to the exact details of the distribution o
Note that when the domain motion is only approxi
mately steady state, the gyrocoupling and dissipation
force expressions may be usefully applied as approxi
mations. The remaining force in the total domain force
equation, the total force due to reversible effects, may
be computed by global methods since the total force is
the integral of r, which is the ordinary energy deriva
tive force density. Thus, for example, the total domain
force may be computed from the total domain energy as
a function of position16; then as an approximation, the
total instantaneous gyro coupling and diSSipation forces
may simply be added. This procedure is only a first
order approximation since it is difficult (if not impos
sible) to define steady-state motion in a nonuniform
medium, and in this paper, the gyration and dissipation
forces have only been defined for steady-state motion.
Additional difficulties may be encountered when M is a
function of position (see Ref. 8). Note, finally, th~t in
the quasi-steady-state approximation, inertial forces
(Wall mass effects) are included as a part of fT.
IV. EVALUATION OF THE PLANAR WALL
GYROCOUPLING VECTOR AND DISSIPATION
DYADIC
The gyrocoupling vector for a section of area ~x~y
of the infinite planar domain wall depicted in Fig. 2 and
described in the Appendix is
-M •. 1 (ao acJ> ao acJ» G==-I-I-1 - ----sinOdV "}' "vax ay ay ax
-M. 'lA·1AY(j""' ao ) acJ> = ""iYIl~ 0 0 _'" smO ax dx ay dy dz
(21)
where i" is the unit vector in the z direction and ~cJ> is
the change in cJ> corresponding to ~y. Since only G~ is
J. Appl. Phys., Vol. 45, No.1, January 1974 381
nonzero, in (21), G is unchanged if the wall plane is
rotated about the z axis.
In the case of an infinite planar 1800 wall in a plate of
thickness h, in which the wall is oriented so that the
wall plane contains iii' the plate normal, G. may be
evaluated exactly. In this case only G" need be evalu
ated, since all velocity and force vectors of interest are
in the xy plane. The region of integration is between the
g" =0 planes parallel to the wall plane and infinitely far
removed from the wall plane in opposite directions. At
one plane 0 == 0 and at the other plane 0 = 7r. If the mag
netic distribution has no singularities, then the cJ>
= const planes are smooth, although they may be dis
torted somewhat near the plate surface of the magnetic
material by surface demagnetizing effects. 18,19 In this
case (20c) becomes
(22)
so that (21) is exact for strips of constant ~cJ>. In
particular, since by symmetry the internal wall struc
ture must be periodic, the relation is exact for any
strip whose width is multiple of a full period. A result
equivalent to (22) is obtained in Ref. 22 using equations
from Ref. 20 which are re stricted to K /21TMl » 1 u • •
Although the evaluation of the diSSipation dyadic is no
more difficult than the evaluation of the wall energy
(involving the same elliptic integrals), attention here
will be largely restricted to the high and low Block-line
density limits (A6) and (A7). In the general case, all z
components of D are zero, since 0 and cJ> are not func
tions of z and
Dxy=Dyx=O,
since
_ aM. rfJ alw 1'" 2 (7rX) dx -I yl [3 a x sech l w y -"" w
=0. (23a)
(23b)
Neglecting terms in (ao/ay)2 as being higher order in
q-1, yields for the nonzero diagonal elements of D
-aM fA. (AY 7r 100 (7rX) ( ) Dxx= ~ 10 10 lw _00 sech2 z:: d ;: dydz
(24a)
and
where d(7rx/l) is the differential of 7rx/l . The x and z
integrations may be carried out immedi:tely to yield
(24c)
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D = -2Q1M • ..E....~ziAy <7w(y) d
xx 1'1/1 laY' , wO 0 wO (24d)
where (24d) is obtained from (24c) using (A4) and
D = -2Q1M. ~zlAY lw (ilrp)2 d .
yy I rl 0 11 oy y (24e)
Since the integral in (24d) is proportional to the average
wall energy, Dxx may be obtained from the average wall
energy expressions in the Appendix. In the limit of well
spaced Bloch-line pairs, the first two terms of (A6d)
yield for Dxx
Setting lw = lwo in (24e) and using (A6b), and (A6c)
yields for D yy (25a)
D =-2Q1M'41!.lq-l/2~y~z. (25b)
yy I rl s
In the case of a wall containing no Bloch-line pairs
(s =00), summing the drive force produced by an applied
field H and the drag force from (12d) and (25) yields
2M H ~y~z -D v == O. This then reduces to the usual
mobility relatix~nx J.Lw = v/H == (I rl /QI)(lwo/11) (Ref. 17).
The terms linear in 1/ I s I in (25) describe the drag
added by the Bloch-line pairs, Since these terms make
equal contributions to Dxx and Dyy' the Bloch-line drag
may be said to be isotropic in the xy plane.
Evaluating (24) in the limit of highly compressed
Bloch lines (A3) and (A7) yields
and
D == -2Q1M. ~ (OcfJ) 2 ~ ~z.
yy Irl 11 oy y (26a)
(26b)
The form of (26a) is the same as the first (normal)
term of (25a), the only change being that the normal
wall width is replaced by the actual wall width lw' This
follows from the approximation that cfJ is independent of
x and that the form of the x dependence of (} in the highly
compressed case differs from the normal case only by
a change in the constant lw' In the limit of extreme com
pression, ts < lwo' 11/lw -dcfJ/dy, so that the entire
dissipation dyadic is isotropic, Dxx -Dyy•
The results obtained above for the infinite planar wall
with straight Bloch lines will now be applied to various
special cases, assuming that the results remain
apprOximately true locally for finite curved walls and
lines. Attention will first be restricted to cases in
which the magnetic distribution is independent of z, the
Bloch lines lying in the z direction. This restriction
carries with it the implicit assumption that demagnetiz
ing effects at the surface of the platelet are ignored.la,l9
These effects will be discussed separately later.
V. APPLICATION OF THE GYROCOUPLlNG
DISSIPATION RESULT TO PLANAR WALL AND
COLLAPSING BUBBLE DYNAMICS
The results of Sec. IV will now be applied to the cal-
J. Appl. Phys., Vol. 45, No.1, January 1974 382
culation of the velocity-field relation for the planar wall
structure of the Appendix (Fig 2). The velocity of this
spin system induced by the application of a uniform
field H is calculated assuming that surface demagnetiz
ing effects are neglected and that apart from the uniform
translation, the dynamic spin configuration does not
differ significantly from the static spin configuration.
Under these assumptions, only the applied field makes
a net contribution to the reversible energy force, since
in the steady state the total exchange energy, the total
anisotropy energy, and the total demagnetizing energy
remain constant (see Ref. 8).
The force equations (per unit area) corresponding to
the assumed motion are
~ == Dxx v _ 2M. ~cfJ v -2M H==O (27a)
~y~z ~y~z x I rl ~y y •
and
~ == 2M. ~cfJ v +~v =0. (27b)
~y~z I rl ~y x ~y~z y
Solving these equations using (25), (26), and ~cfJ/~y
==211/S yields the velocity-drive expressions in the two
limiting cases. In the limit of uncompressed, is > lID'
Bloch lines
(28a)
and
I vYI ==!!.. QI-lql/2. (28b)
Vx 2
The third term inside the parentheses in (28a) is in
cluded for completeness, since it results from solving
the equations as stated (it results from the x component
of the Bloch-line drag). Since this term is one order
higher in q-l than the other terms in the parentheses, it
should be dropped. From (28b) it can be seen that the
Bloch-line velocity will be much greater than the wall
velocity in the wall normal direction, since in low-loss
bubble domain materials q < 1 and a «1. This result was
previously obtained in Refs. 6 and 7. In the limit of com
pressed, i I s I < 1,0, Bloch lines
(29a)
and
I~I_ -1!.2..!. -a 2l ' Vx w (29b)
where lw is given by (A7c). Note that in the limit a -0,
v -0 and v --(S/211) I rlH which is the solution ob- x' y tained in Sec. II (Eq. 11) by a different method. In the
case of extreme Bloch-line compression, h < lwo. (29)
becomes
(30a)
and
(30b)
All other parameters being fixed, Vx and Vv in the ex
tremely compressed case are seen to decrease
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On: Thu, 11 Sep 2014 14:26:41383 A.A. Thiele: Dynamics of magnetic domains
-;/
-
-X
FIG. 3. Configuration of a domain with one Bloch-line pair
in which the total rp rotation is zero, the Bloch-line pair being
shown at its stable dynamic riding point.
linearly with decreasing I" I. Thus, if it is assumed
that high-speed Bloch-line motion is unstable with re
spect to the generation of more Bloch lines, then the
process is found to be self-limiting.
If dynamic effects other than the steady-state forces
are neglected, (28) and (29) may be applied to the bubble
collapse mobility method of Bobeck et al. 7,14
Identifying Vx and v" of Fig. 2 with vr and v ~ of Fig. 1,
respectively, setting s = 11d/n where d is the domain
diameter and n is the number of Bloch-line pairs, and
setting
H= 1 oET
411M"roh oro ' (31 )
where ET is the total cylindrical domain energy and h
is the plate thickness yields the mobility expressions
for this motion. If the highest-order term inq-l is
dropped from the low Bloch-line density expression
(28), the results obtained directly from the field equa
tions by Malozemoff and Slonczewski7 are found to be
reproduced. The high Bloch-line density formula, when
written in terms of the wall width as in (29), is identical
to the expressions obtained in Refs. 6 and 7 for the
motion of a planar wall. If differs from Ref. 7 in that
instead of the wall width being given by (A7c) they use
lw =lwo'
VI. APPLICATION OF THE GYROCOUPLlNG·
DISSIPATION RESULTS TO PROPAGATING
CYLINDRICAL DOMAINS CONTAINING
BLOCH LINES
In this section the translation with constant velocity
v of a cylindrical domain containing Bloch lines parallel
to the cylinder axis is considered. The gyrocoupling
vectors for equal small areas in the planar wall and the
cylindrical domain wall are denoted by r! and gc, re
spectively. Similarly the corresponding dissipation
J. Appl. Phys., Vol. 45, No.1, January 1974 383
dyadics are denoted by l)I> and I)C. Applying the planar
wall results to a cylindrical domain yields
gc=r! , (32)
(33a)
(33b)
(33c)
By using (21) and (32) with tlz =h, the total gyro
coupling vector and gyrocoupling force for a cylindrical
domain are
and G-411Mshn .
-I yl 1. (34a)
(34b)
since tlcp=211n, where n is the number of times the
magnetization rotates about the z axis when the perim
eter of the domain is traversed once in the direction of
increasing CPb' In normal orthoferrite domains cP "" const,
so that n is the number of Bloch-line pairs. In garnet
bubbles n = p ± 1, where p is the number of Bloch lines,
since in a domain with no Bloch lines cP = CPb ± t11 (see
Fig. 3, Where n=O,p=-l).
The z component of the total gyrocoupling vector
expression (34a) is exact for a cylindrical domain. It
does not depend on the apprOximation of applying the
planar wall results to the cylindrical domain. This may
be seen by carrying out the integration of (20c). The
cosO integration is carried out first. This is an
approximately radial integration along cP = const z
= const lines from a presumed g. = 0, 0"" 11 line at ap
proximately the axis of the domain to either a g=O,
0=0 surface at infinity, or a g. = 0, 0"" 0 surface
separating this domain from other domains (see Fig. 1).
The cP integration is carried out next. If the magnetic
distribution is to be nonsingular, then tlcp = 211n, inde
pendent of z. Carrying out the z integration in a plate
of thickness h yields the z component of (34a). Note that
the total gyrocoupling force is independent of either the
distribution of the Bloch-line pairs about the circum
ference of the domain or of any twisting (z dependence)
of the magnetic distribution which may occur at the sur
face of the plate.
Assuming the Bloch lines to be uniformly distributed
and using only the average values of D yields, in
general,
and
Dxx=Dyy,
so that the total dissipative force is
FOt=-IDxxlv.
Using (25) yields in the low Bloch line density
aM 111 I D =---' -11d+8nq-l/2 h xx I yl lwo ' (35a)
(35b)
(35c)
(36a)
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while using (26) yields in the high Bloch-line density
limit
D = _ aM. j.!!.. + lw (2n) 21rrdh
xx I s I lw rr d I ' (36b)
where h is the plate thickness and d is the domain
diameter. Since expressions (36a) and (36b) are only
approximate, it is not worthwhile to distinguish between
nand p as in (34) where the exact integral is
available.
Since the total internal reversible force is zero for
cylindrical domains propagating with constant velocity
in a uniform material (see Ref. 8), F' and Fa must be
balanced by the externally applied field gradient. The
motion is thus completely determined (for a given spin
distribution) by
F' + Fa + Frex = 0, (37)
in which Frex is the externally applied field force.
In contrast to the gyrocoupling vector, the dissipation
dyadic is affected by a rearrangement of the Bloch
lines. In general, any rearrangement of the Bloch lines
from a uniform distribution (at constant n and d) pro
duces an increase in the diagonal elements of the dis
sipation dyadic. (It also produces an increase in the
total wall energy so that the uniform distribution is
statically stable.) The off-diagonal component, D"y'
of the domain dissipation only becomes nonzero if the
dissipation distribution about the domain perimeter
contains a component in sinCPb cos CPo'
In the low Bloch-line density limit, it is quite easy
for the Bloch lines to redistribute, since the repulsion
potential between them is exponential (A6d). If the do
main is set in uniform motion by an applied field gra
dient in the low Bloch-line density limit, the Bloch
lines, being nearly free to move, will move so as to
cluster about those points on the domain perimeter at
which the sum of the gyrocoupling and dissipation force
vectors associated with the individual Bloch lines, F"
+ Fa" has no component along the domain perimeter.
Note that for q> 1, as is required in cylindrical do
main devices, the characteristic Bloch linewidth l,o is
smaller than the minimum cylindrical domain
diameter15
q1/2lWO=l,o < (8/rr)q1/2l,0=4l"'dm1n, (38)
so that cylindrical domains are geometrically capable
of supporting many pairs of uncompressed Bloch lines.
In Fig. 3 a configuration containing one negative cP ro
tation Bloch-line pair is depicted. Since the general cP
rotation is positive in the spin configuration of Fig. 3,
the total D.cp is zero and the domain will propagate in
the direction of the applied force. The single Bloch-line
gyrocoupling force
F" - _ 4rrM.h. x -I yl l~ v (39a)
is obtained from the cross product of the Single Bloch
line pair coupling vector [(21) with D.z =h and D.cp = -2rr] and the velocity. The Bloch-line drag force is
defined as that part of the drag which is associated with
J. Appl. Phys., Vol. 45, No.1, January 1974 384
the Bloch line itself. As noted in Sec. IV, the Bloch-line
drag force is
Fa, = _ ~~s 8q-1 /2hv. (39b)
The angle which specifies the points on the domain
perimeter at which F" + Fa' has no component in the
plane of the domain wall is given by
t A, __ I Fa, I __ ~ -1/2
an'f'o'-IF"I- rraq . (40)
In Fig. 3, the spin distribution at r = ro is depicted with
the Bloch-line pair shown at the stable solution to (40).
The vector F'l + Fa, is shown positioned at both the
stable (S) and unstable (U) solutions to (40). Since in
cylindrical domains q > 1, the Bloch lines in moving
domains in low-loss materials, a« 1, ride on the side
of the domain. When coercivity is ignored, as it has
been here, the angle at which the Bloch lines ride is
independent of the velocity. It should be possible to ob
serve this effect in materials that have some small
amount of coercivity by propagating the domains at a
sufficiently high velocity so that coercivity may be
neglected, and then reducing the bias field on the static
domain so that the domain runs out into a strip. The
orientation of the Bloch lines should then produce a
observable effect on the direction in which the domain
runs out. (It is assumed here that the presence of the
Bloch lines will cause a local increase in the wall mo
tion coercivity.) Note that in the general (low Bloch
line density) case, the formula for the angle between
the velocity and the Bloch-line cluster point remains
valid, although the angle between the applied field
force and the velocity is no longer zero.
The effect of the gyrocoupling force in causing the
domains to propagate at an angle to the applied field
force is most pronounced in the high Bloch-line density
limit. It is in this region that the data reported in Refs.
1 and 21 were taken. In order to compare the theory
with experiment, it is convenient (in order to introduce
coercivity) to specify the solution to the force equation
formed from (34), (35), (36b), and (37) in terms of the
components of the applied field gradient required to
maintain steady-state motion along the y axis as shown
in Fig. 1. For the description of uniform gradients in
the applied bias field H~, it is convenient to denote the
field difference across the domain as
(41a)
With this notation, the force on a cylindrical domain
produced by a uniform gradient in H~ is
(41b)
which is the force produced on a dipole oriented along
the z axis of strength -rrr~h2M. in a uniform H~
gradient [see Eq. (60) of Ref. 15]. If the component of
the applied field gradient perpendicular to the direction
of propagation is denoted by H1, then from (34) and (41)
D.H 8nv.
1 = dl Y11x'
since only the externally applied force and the gyro
coupling force have components in this direction. (42)
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On: Thu, 11 Sep 2014 14:26:41385 A.A. Thiele: Dynamics of magnetic domains
v
FIG. 4. Field gradient vector diagram fora domain of configu
ration shown in Fig. 1 when it is moving with velocity v in a
coercive medium.
Similarly, denoting the component of the applied field
gradient necessary to overcome the Gilbert damping
induced drag by AH"a and using (35), (36b), and (41)
yields
AH"a =01 ~;~a f(N}iy, (43a)
where
1 +2N2
fiN) = 2N(1 + N2)1 12 , (43b)
feN) == 2~ (1 + %N2 + ... ), (43c)
(43d)
and
N_nl _~ nlwO -aq-rr a . (43e)
Adding a domain coercivity field gradient AHcd to AH
and AB"a as was done by Slonczweski22 produces the
vector diagram Fig. 4, in which the total applied field
gradient is denoted by AHa and the angle between the
applied field direction and the velocity is denoted by t.
The domain coercivity AHed is to be considered as a
parameter which is adjusted to fit the experiment, the
best value probably being considerably greater than the
normal value of (8/rr)He, where He is the minimum field
necessary to produce wall motion in an infinite planar
wall containing no Bloch lines [see Eq. (63) of Ref. 15].
Resolving the vector diagram (Fig. 4) and using (42)
and (43) yields
and v=Iyla 1 {[(1+0'2f2)A~-A~ ]1/2_OIFAH } 8n 1 +0I2f2 a cd ,. cd
cott aly I AHqI +O'f. 8nv (44a)
(44b)
J. Appl. PhyS., Vol. 45, No.1, January 1974 The result (44) has been obtained independently by
Slonczewski and Malozemoff23 by another method. 385
Before comparing this velocity-drive relation with
experiment, it is useful to interpret it in terms of the
qualitative discussion of Sec. II. When the domain spin
configuration specified by (7) with (A7) and depicted in
Fig. 1 is moved in the y direction, the local component
of the velocity of the Bloch lines in the plane of the wall
is
(45)
If the velocity-field relation (11) which was obtained for
a stationary domain with moving Bloch lines in the
lossless case is applied, the associated field is
H = _ 2nv COS<Pb
.on I yl d . (46)
This corresponds in <Pb distribution and magnitude to a
uniform bias field gradient which may be denoted by
(47)
The force corresponding to (46) is directed at each
point on the wall perimeter in a direction normal to the
wall. The component of this force in the direction of
the domain motion, the y direction, at each point on the
domain is canceled by an equal force of opposite sign
at some other point on the domain. The x component of
the force corresponding to (46) does not integrate to
zero over the domain. It is given by
jKn __ 4Mshnlvi 2-/.
x -dl yl cos 'l'b· (48)
Since (47) accounts for half of the perpendicular field
gradient (42), since the x component of the force
attributable to the motion of the Bloch lines within the
domain wall in the y direction is distributed according
to COS2<Pb' and since the gyro coupling force density is
independent of <Pb, the following may be concluded: The
gyrocoupling force density at the sides of a moving
cylindrcial domain is completely accounted for by the
moving Bloch-line formula (11). The other half of the
total gyrocoupling force must be attributable to the
interaction of the normal motion of the wall with the
Bloch lines as discussed in Sec. II. The x component of
the associated force per unit wall length, obtained by
subtracting (48) from the constant force density asso
ciated with (42), is
fKP--4M.hlvl . 2-/.
x -alyl sm'l'b· (49)
For a domain in uniform motion this must be balanced
by a gradient component (since AH~n + AH~p = AH)
4nlvl. AH1P=dfYj" Ix. (50)
The x component of the force density associated with
(50) is distributed according to cos2<P&. Since this den
sity distribution does not match the force density dis
tribution (49), the domain must distort in such a way
that the exchange force carries the excess x-direction
gyro coupling force from the leading and trailing edges
of the domain to the sides where it is compensated by
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On: Thu, 11 Sep 2014 14:26:41386
180
160
:;; 140
V>
Q;
0.'20
E
~
~ 100
U
'3 w 80 >
60
40
20 A.A. Thiele: Dynamics of magnetic domains
o~-LL-~~-J __ ~ __ ~ __ -L __ -L __ ~ __ ~ __ ~
o 2 3 4 6 7 8 9 10
FIG. 5. Domain velocity transverse to the drive force, 0, and
parallel to the drive force, e, as a function of the drive force
for a domain 4.5 j.I in diameter. Theoretical curves are for n
= 52, a =0. 012, t.H",,=0.75, andf(N) = 1. O.
the applied field gradient force. Such a bunching of the
Bloch lines has no effect on the total gyrocoupling
force. The bunching will, however, cause a second
order increase in the total dissipation which will, in
turn, tend to cause the domain to propagate in a
direction more nearly parallel to the driving force than
if there were no bunching.
The component of the applied field gradient required
by the Gilbert damping induced drag has been written
in terms of the function j{N). Since rrd is the domain
circumference the parameter N, (43e) is a measure of
the Bloch-line density in terms of the wall width lwo'
The value N = 1 corresponds to the Bloch-line pairs
being compressed in width from the isolated line pair
width of 2l/o=2ql/2lwO to a pair width of 2lwo' Note that
this is the value at which the wall width begins con
tracting with increasing compression, which was pre
viously termed the region of extreme compression.
The factors in fiN) may be accounted for in the following
way: the N'l factor is due to the increase in the trans
verse force when the number of Bloch-line pairs is
increased, the 1 +2N2 factor is due to the increase in
exchange energy (and therefore of diSSipation density
with increasing n), and the (1 +N2)-1/2 factor is due to
the decrease in wall width with increasing n. For n:= 0
(as in orthoferrites for example), j{N):= 00, and the
motion is parallel to the applied field gradient.
The discussion above illustrates the use of the gyro
coupling force and diSSipation force as an aid to deter
mining the internal structure of a moving domain, as
well as in determining the over-all motion of the do
main. In Ref. 21 the detailed internal structure of a
moving domain containing highly compressed Bloch
lines is discussed. In particular, the distortion of the
domain necessary to transmit the excess gyrocoupling
force from the leading and trailing edges to the sides of
the domain is explicitly given. The gyro coupling and
J. Appl. Phys., Vol. 45, No.1, January 1974 386
diSSipation force concepts were a useful aid in obtaining
the internal structure given in Ref. 21.
The data for the motion of a hard bubble in a garnet
film presented by Tabor et al. in Refs. 1 and 6 have
been discussed theoretically by Slonczewski and
Malozemoff in Ref. 23. More extensive velocity-drive
data for domains with highly compressed Bloch lines
together with microwave linewidth data on an epitaxial
film of Y1Gd1 TmlG~.BFe4.2012 were presented in Ref.
21. The velocity-drive data of Ref. 21 are replotted in
Figs. 5 and 6. The theoretical curves (44) are plotted
for the parameter values a := 0.012, AHcd:= 0.75, and
fiN) := 1. 0, with n := 52 for the 4.5 -J-L-diam domain of
Fig. 5 and with n:= 57 for the 5.8-J-L-diam domain of
Fig. 6. (The data were taken on two different domains. )
The measured domain coercivity (defined as the mini
mum pulse amplitude necessary to produce observable
domain motion) was 1. 0 Oe for the 4.5 -J-L-diam domain
and 0.9 Oe for the 5.8-J-L-diam domain. SiI'lce only the
product a j(N) appears in (44), the approximation j(N)
:= 1. 0 affects only the a value. USing the fitted n values
and the measured d values together with the exchange
and uniaxial anisotropy constants for this material ,24
A=2.5x10-7 erg/cm and Ku:=8.0 X103 erg/cm3 in (6)
and (43e) yield the N values for the domains in Figs. 5
and 6. The values obtained are N = 1 . 3 for the 4.5 -J-L
diam domain and N = 1.1 for the 5.8-J-L-diam domain.
From (43d) it is seen that the error in ('J produced by
assuming j(N):= 1 is less than 10% for either domain.
The agreement between the data and the theoretical
curves in Figs. 5 and 6 is seen to be quite good. In the
figures or (44) it is seen that for drive field gradients
only slightly greater than ARcd the velocity is parallel to
the applied field force. For very large applied field
gradients, the angle between the applied field gradient
and the velocity approaches !; L := tan-! (a-lFl). Figures
180
160
~ 140
V>
8.
E 120
u
i: 100
~
~ 80
60
40
20
o L-~ __ ~ __ -L __ ~ __ ~ __ L-~ __ ~ __ -L __ ~
o 2 3 4 5 6 7 8 9 10
lIHa(Qe)
FIG. 6. Domain velocity transverse to the drive force, 0, and
parallel to the drive force, e, as a function of the drive force
for a domain 5.8 j.I in diameter. Theoretical curves are for n
=57, a=0.012, t.Hcd=0.75, andj(N)=1.0.
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On: Thu, 11 Sep 2014 14:26:41387 A.A. Thiele: Dynamics of magnetic domains
5 and 6 clearly show that the drive gradient must pe
many times illlCd before the limiting angle ~L is
approached. The reason for this is that as the drive
increases, ~ increases so that the applied force is not
as effective in overcoming the coercive drag as it was
when the velocity and field were parallel.
Because of the large role played by coercivity at
all velocities, the data may be fitted quite well for any
a value below some maximum value. The data are
almost equally well fitted with a = 0.03, illlcd = 0.70,
and the same n values as above. For a values a little
greater than 0.03, the fit to the data becomes poor
(see Fig. 2 of Ref. 21). The a value determined from a
resonance linewidth measuremene5 at 13.15 GHz on a
section of the same film used for obtaining the data in
the Figs. 5 and 6 is O. 03. The a values extracted from
mobility measurements on normal bubbles in this
materiaP6 0.2.
The discrepancy in a values appears to be resolved
by examination of the spin-wave spectrum of a domain
wall containing highly compressed Bloch lines. 27 In
order to make the problem tractable, in-plane aniso
tropy effect are ignored [the last term in (1) is taken to
be zero or K/27TM;=00]. In this case, the solution
specified by (A7) is exact. The spin-wave spectrum in
the body of the domains is normal for a material with
uniaxial anisotropy except that the spin waves are partly
reflected by the domain wall. The presence of the
Bloch lines, on the other hand, greatly modifies the
spectrum of the spin waves bound to the domain wall. In
the notation of the Appendix the wall-bound spin-wave
spectrum is
w=2 ~~A {[I + (2~wo) 2r ~ +k!},
Ikyl <2;ll+(2~worl
corresponding to an unnormalized mode amplitude (51a)
(51b)
m == sech( l: x) exp ~y 2!w x + i(kyY + k~z -wt~. (51c)
[The eigenvalue equation from which (51) is obtained is
derived in exactly the same way as described in Appen
dix A of Ref. 28. The spin-wave amplitude may be
specified by a single component, since here the ampli
tude of the two components is equal (see Ref. 28). The
volume spin-wave states will not be specified here since
this is quite length process.] The spectrum [(51a) and
(51b)] reduces to the normal bound spin-wave spectrum
when I s I == 00 (and q2 == 0 in the notation of Ref. 28). For
I s I < 00, the w values are seen to be reduced from their
I s I = 00 values. (This does not, in this case, correspond
necessarily to a decrease in the stiffness of the wall,
since there is an increase in the mode volume.) The
dominant effect is not the change in the mode frequen
cies but instead is the disappearance of the bound modes
having a ky magnitude greater than that allowed by (51b).
The bound modes above this limit disappear into an
initially totally reflecting part of the volume spin-wave
spectrum. The effect is greatest (the maximum allowed
value of I k y I having its minimum value) when h = lwo'
The corresponding N value is N == 1. The effect is thus
J. Appl. Phys., Vol. 45, No.1, January 1974 387
nearly maximized in the data in Figs. 5 and 6 in which
N=1.3 andN==I.1.
The disappearance of the short-wavelength wall-bound
spin-wave modes removed them as intermediaries for
the dissipation of motion energy. This apparently re
duces the a value for wall motion from its usual value
to the microwave linewidth value. This confirmation of
the importance of the wall-bound spin-wave modes sug
gests that there is an optimum value for the "intrinsic"
a value for the attainment of high bit rates in garnet
film devices. Clearly, when a is decreased from a
large value, the domain mobility will increase. If the
('j value is decreased too far, however, the amplitude
of the wall-bound spin waves in a moving domain will
increase to the point where Bloch lines are produced.
The Bloch-line production will then cause the domain
dynamics to become erratic (assuming that the material
has been ion implanted so that domains containing Bloch
lines are not statically stable). Such an effe ct was de
scribed in Ref. 13 as dynamic conversion. This type
of breakdown is distinguished from the breakdown dis
cussed in Sec. II and Ref. 13 in connection with the do
main collapse mobility method Bobeck et al. in that the
production of Bloch lines from large spin-wave ampli
tudes will be an incoherent process.
VII. ESTIMATION OF SOME THRESHOLD
VELOCITIES FOR THE GENERATION OF
BLOCH LINES IN NORMAL BUBBLES
The discussion of the effect of the presence of Bloch
lines on the dynamic properties of cylindrical domains
has thus far been restricted to the case in which the
Bloch lines are parallel to the cylinder axis. In this
section, both horizontal and generally oriented Bloch
lines are considered. The problem of the nucleation or
pulling away of initially horizontal (perpendicular to the
cylinder axis) Bloch lines from the ends of a cylindrical
domain considered here is identical or very similar to
that conSidered in Refs. 18 and 29 In these references,
it is proposed that the generation of horizontal Bloch
lines produces a limiting velocity which is considerably
below Walker's limiting velocity, 11 the ratio depending
on the plate thickness. The velocity necessary for hori
zontal Bloch-line generation will now be estimated here
using the gyro coupling force method.
The initial static domain configuration to be con
sidered is shown in Fig. 7. The magnetic distribution is
that of a cylindrical domain in a plate in which the plate
normal and the uniaxial easy axis lie along the z axis.
The magnetization vector in the body of the magnetic
material lies along the positive z axis and within the
domain along the negative z axis. Within the domain
wall, midway between the plate surfaces, the wall is a
Bloch wall, the magnetization lying in the wall plane,
and pointing in the direction of increasing cpo The cylin
drical shape of the wall produces a gyrocoupling vector
of small magnitude pointing along the z axis everywhere
within the domain wall. The effect of this gyrocoupling
vector is to produce a small gyrocoupling force at right
angles to the direction of propagation of the domain
when the domain is moved. This effect will be ignored
for the present, since the effect to be considered in-
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FIG. 7. Magnetization, gyro coupling vector, and gyrocoupling
force configurations in a normal moving garnet film domain.
volves a larger gyrocoupling density.
In Refs. 18, 19, and 29, it is pointed out that in the
case of a cylindrical domain with a wall of zero thick
ness the radial component of the demagnitizing field at
the wall plane has a logarithmic singularity. This
singularity, evaluated from the general elliptic integral
expression for the radial field,30 is in this case
~=~lnlz..1 h«d (52a) 47TM. 7T h'
4:~s =;lnl~l, d«h, (52b)
where z is the distance in the wall plane to the plate
surface. By using again the general elliptic integral
expressions for the radial field in the special case d
= 2h, the initial slope of the radial field in the wall plane
at the midpoint between the plate surfaces is
I (h/47TM.)(ilH r/ilz) I '" 1, the field reaching IHr I /4M. = 0.5
at z/h"'O.14, and IHrl/47TMs"'1.0 at z/h"'O,03. Of
interest here is the total rotation of cp as the plate sur
face is approached 0 The recent variational calculation of
Schl6mann19 yields a total rotation angle of nearly h
over a wide range of parameters, even though he used
the trial function cp = CPo sin[ 7T(z/h +~)], which excludes
rapid cp rotation near the surfaces.
Since the most rapid cp rotation should be concentrated
near the plate surface, the static magnetic distribution
and gyro coupling vector may be represented approxi
mately as in Fig. 7. In the present calculation, it is
convenient to assume that the total cp rotation at each
plate surface has its largest possible value, LJ..CP = I7T.
Using (12b) and (12c) yields a magnitude for the force
per unit line length on a generally oriented half Bloch
line of I fA'1 I = (7TM.I I y I ) I v I . The directions of the gyro
coupling forces produced when the domain is moved in
the y direction are shown in Fig. 7. Note that at the
upper leading and lower trailing edges of the domain the
gyro coupling forces tend to push the end structure
toward the plate surface. On the other hand, at the
lower leading and upper trailing edges of the domain,
the gyro coupling forces tend to pull the end structure
into the body of the domain wall.
If the gyrocoupling force is strong enough to pull a
Bloch line into the body of the domain wall, then the
structure which results is as shown in Fig. 8 (assuming
J. Appl. Phys., Vol. 45, No.1, January 1974 388
for ease of presentation that this happens only at the
upper trailing edge of the domain) The structure at the
plate surface is seen to have increased in stability as a
result of the production of the Bloch line, since the
tendency to generate additional Bloch lines by this
method has been eliminated.· It will be shown that the
over-all domain velocity large enough to generate a
Bloch line in this case is nearly the Walker breakdown
velocity,11 and at this over-all domain velocity the
Bloch-line velocity which is reached when the structure
develops to the point shown in Fig. 8 is very high. For
this reason the entire structure is not expected to be
ve ry stable.
In order to estimate the over-all domain velocity
required to pull a Bloch line into the domain wall, it is
necessary to introduce some rather crude assumptions
about the structure and mechanism of this process. It
is assumed that the domain retains the static structure
shown in Fig. 7 at the beginning of the process. Since
the structures at the ends of the domain have the same
energy before and after the production of the Bloch line,
it is assumed that the maximum force necesary to
create the Bloch line is the force associated with the
maximum Bloch-line energy density which can be
computed from (1) and (A6). This maximum force per
line length is
I fell = 47TQ-l/2A/llo' (53)
Assuming that the initial twist only starts the creation
process, so that the full (LJ..CP = 7T) gyrocoupling force is
available to overcome the creation force, yields for the
minimum velocity for the creation of Bloch lines
vc = (2/7T) I YI27™s(lwo/7T),
'" (2/7T)Vw'
where (54a)
(54b)
(54c)
is Walker'S limiting velocity, 11 to the extent that lwo '" lw'
the dynamic wall width.
In the preceding calculation, it has been assumed that
in the creation of a Bloch line the restoring forces are
linear (energy quadratic). The restoring force propor
tionality constant was estimated from the total energy
and the characteristic length llo' the Bloch line width.
z~
M 9
FIG. 8. Magnetization, gyrocoupling vector, and gyro coupling
force configurations in a garnet film domain in which a Bloch
line is being pulled off of the upper film surface.
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M 9
FIG. 9. Magnetization, gyrocoupling vector, and gyrocoupling
force configurations in a garnet film domain in which Bloch
line ring is being nucleated.
As the Bloch line develops, the restoring force and the
gyrocoupling force are thus porportional to some L!t.cp,
characterizing the extent of development of the Bloch
line. Hagedorn31 has calculated the critical velocity for
the production of Bloch lines using the gyrocoupling
force and the partial Bloch-line energy expression from
the Appendix of Ref. 29. The critical velocity obtained
by this method agrees with that obtained in Ref. 29.
This critical velocity is lower than Walker's critical
velocity by a factor proportional to ql /2, when the
plate thickness and domain diameter are proportional to
l. The discrepancy results from the fact that the
restoring force computed in the Appendix of Ref. 29 is
quadratic in L!t.cp (cubic energy). This implausible result
is probably due to the fact that the partial Bloch line is
not properly joined to the remainder of the domain.
This results in too wide a partial Bloch line and too low
a partial Bloch-line energy. The error being particu~
larly pronounced at small L!t.cp.
The result (54) is somewhat self-contradictory, since
in obtaining it the spin system was assumed to maintain
a configuration derived from the static spin configura
tion and the result approaches the Walker limiting
velocity where the static spin configuration is known to
be incorrect. The result (54) does, however, provide
an approximate lower bound on the velocity required
for the generation of horizontal Bloch lines.
After the Bloch lines have pulled away as in Fig. 8,
the reversible energy force for the creation of a segment
of Bloch line evolves into the much smaller force as
sociated with the lengthening of the line (the line curva
ture force). The dominant forces in this state are thus
the gyrocoupling and dissipation forces, so that the
approximate Bloch-line velocity is the very high velocity
I v, I = hO!-lql /2vc. [This is obtained by setting Vx = Vc
and V~=V, in (28b), which is equivalent to (27b) for one
Bloch line and Vx driven to vc.1
The gyro coupling force may be used to investigate yet
another mechanism for the nucleation of Bloch lines in
cylindrical domains. The mechanisms to be considered
is depicted in Fig. 9. The initial reversal in the sense
of rotation of the magnetization of the Bloch wall is
considered to be the result of the interaction of the mo
tion of the domain wall with a defect. The minimum
diameter of such a reversal for which the boundary of
J. Appl. Phys., Vol. 45, No.1, January 1974 389
the reversal may be considered to be a well-formed
circular Bloch line is clearly liD. By ignoring line
curvature effects, the energy required to nucleate such
a structure, computed from the energy per unit line
length (A6), is
(55)
If the gyrocoupling force vector of this Bloch-line ring
points inward, the structure will collapse immediately.
If, on the other hand, the rotation sense and orientation
are as shown in Fig. 9, the gyrocoupling force is out
ward. Therefore, at a sufficiently large velocity, the
gyrocoupling force will equal or exceed the Bloch-line
curvature force and the structure will expand. Com
puting the Bloch-line curvature force from the Bloch
line energy (A6), and setting this equal to the gyro
coupling force from (21), or with L!t.cp = 7T, yields for the
critical velocity
if = (4/7T)21 YI27TM.<Zwo/7T) (56a)
VC = (4/7T)2vw' (56b)
where again in (56b) the difference between static and
dynamic wall width has been ignored. The result again
contradicts the assumption that the dynamic spin con
figuration is the same as the static spin configuration,
since this time the computed velocity is actually larger
than the Walker breakdown velocity. The calculation
does, however, show that if the critical velocity is to be
much less than Walker's breakdown velocity, then the
diameter (and nucleation energy) of the initially nu
cleated Bloch-line ring must be proportionally greater
than the minimum diameter, l/O"
VIII. THE SUPPRESSION OF HARD BUBBLES
BY MULTILAYERING AND ION IMPLANTATION
The concepts introduced in Secs. I-Vll may be used
as an aid to further speculation as to the mechanism by
which multilayering32 or ion implantation33 suppress the
formation of hard bubbles in garnet films. As a first
example, the increasing of the nucleation threshold of
horizontal Bloch lines at the ends of the domain by the
presence of the added layer is considered. In the case
of ion implantation, the ion-implanted layer could act
to "short out the radial field" or "feather out the mag
netization" or both at the upper end of the domain. If
there were at the outset a similar effect at the lower
r 1 r ,..----..........
! "t /"
M 9
FIG. 10. Magnetization and gyrocoupling configurations in a
type-I double-layer garnet film domain.
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/,
I
I
I '1 r I I
'----'...---1 I 1
---1--1
~ -------
1<:'" .,----.''1
/ / ,
'...---I' 1 \
t-
' I
I "....... I '--... \1...;;-.... I
M 9
FIG. 11. Magnetization and gyrocoupling vector configurations
showing a domain with a single Bloch-line pair connected to a
modified exchange singularity.
magnetic-nonmagnetic boundary, then both horizontal
Bloch-line nucleating regions would be eliminated.
This mechanism can be ruled out, however, since
multilayer films achieve similar results to ion-im
planted films and since it is clear from Fig. 8 that the
radial field must be eliminated at both the upper and
lower surfaces in order to suppress horizontal Bloch
line nucleation. Subsequent comments will be in terms
of the case of a type-I double-layer film as defined in
Ref. 32, the generalization to type-II and ion-impanted
films being straightforward.
The magnetic distribution of double-layer film with
a cylindrical domain containing no Bloch lines is de
picted in Fig. 10. The rotation of the magnetization
vector at the ends of the domain has been ignored, since
in the present case it has no effect on the argument to
be presented. On the other hand, the magnetization pro
ducing the weak gyrocoupling vector within the wall has
been shown. The energy density function for the domain
wall which forms the lower cap of the domain wall is in
the very crude approximation needed here (differences
in the properties of the upper and lower films being
ignored)
which is obtained by adding a local demagnetizing
energy term to a uniaxial anisotropy term and an ex
change term as in (1). Note that the zero of energy in
(1) and (57) are not the same. The most remarkable
property of (57) for the present discussion is that the
anistropy function is independent of </>, so that the </>
distribution depends only on the boundary conditions
This symmetry property would clearly be maintained in
a more precise treatment of the energy density function.
The e distribution is approximately
cos e == tanh( nZ/l) ,
(n/l)2 == (Ku -2nM!)/ A (58a)
(58b)
as usual as long as (V</»2 makes only a small contribu
tion to the exchange energy. When the solution (58) is
joined to the usual side wall solution as in Fig. 10,
there is found to be no way to avoid an exchange sin
gularity with respect to </> somewhere on the lower do-
J. Appl. Phys., Vol. 45, No.1, January 1974 390
main wall. In Fig. 10, the exchange singularity is
represented by the central point from which the gyro
coupling vectors diverge _ The system doubtless finds a
way to avoid this singularity by modification of (58)
over an area of the wall whose characteristic length is
lw' Since the wall width is much smaller than the
minimum domain diameter, the area of such a modified
singularity is only a small fraction of the total area of
the lower domain wall, most of the domain wall being
described by (58). The singularity can be eliminated
entirely if a Bloch-line pair is included in the side wall
so that the total rotation of </> in the side wall is zero,
as in Fig. 3. The zero total </> rotation property is a
property of the final configuration previously described
by Rosencwaig34 in his discussion of the mechanism of
hard bubble suppression.
Consider now a domain in which the total rotation in
the side walls is several times 2n. In this case, there
will be several modified exchange singularities in the
lower domain wall. Since the Bloch-line energy of the
Bloch lines in the lower domain wall is very low (the
width being determined only by the boundary conditions
and the energy being inversely related to the width),
the associated forces are correspondingly small. Be
cause of the weakness of these forces, movement of
the domain as a whole will allow the gyro coupling
forces of the Bloch lines in the side wall to pull these
Bloch lines to one side as in Fig. 3. The magnetization
and gyrocoupling vector configuration for one Bloch
line pair is depicted in Fig. 11. (The gyrocoupling vec
tors in Fig. 11 are oppositely directed to those in Fig.
3. ) The Bloch-line energy density is highest in the do
main side walls and at the modified exchange singularity
(the point from which the Bloch lines diverge in Fig.
11). The Bloch lines In the lower domain wall which
connect the exchange singularity to the side wall have
the lowest energy, since here the rate of change of </>
is the lowest. Although the energy density of these sec
tions of the Bloch lines is low, they are oriented so as
to tend to pull the modified exchange singularities to
the side of the domaino Once at the side wall, the ex
change singularity will be pulled up the wall by the
Bloch lines in the side wall, and so this Bloch-line
pair will be eliminated. A recent series of experi
ments35-37 can be interpreted as indicating that in many
cases the state reached by the domain is neither the n
== 0 or n == ± 1 state but is one in which n is some small
number greater than unity. The reason for this is that
since the Bloch-line energy is very low in the lower do
main wall, it competes with demagnetizing energies
which are local to the lower domain wall but are not
local in the sense of being included in (58) 0 The situa
tion is similar to that in Permalloy thin films and, in
deed, domain patterns have been observed in ion-im
planted films which are similar to those observed in
Permalloy. 36,37 In the Permailoy-like spike domains
which are observed, each spike point presumably cor
responds to a modified exchange singularity.
In a recent experiment, Henry et al. 38 have observed
that there is a characteristic temperature TH above
which hard bubble generation does not take place in
many materials. They find that hard bubbles generated
below this temperature remain hard bubbles when the
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temperature is raised above T H' This can be inter
preted in terms of the previous discussion if it is as
sumed that in this case that Bloch-line termination
structures once formed do not tend to link up (form
exchange singularities). This must be true even when
the Bloch lines are pushed together, since in the ex
periment the domains were moved. In another experi
ment by Wolfe and North39 in which films containing
hard bubbles were ion implanted, it was observed that
while the demagnetized domain pattern was hardly dis
turbed, the hard bubbles were eliminated. In this case,
the termination structures were apparently driven hard
enough to link up.
The over-all picture that emerges from the above
discussion is that the end cap allows any g which is
generated at high domain velocity to relax out at some
subsequent time when the domain velocity is low. This
prevents the number of Bloch lines from becoming
large, and so eliminates the worst of the difficulties
caused by the presence of the Bloch lines.
IX. CONCLUSION
In cylindrical domain device applications, the
existence of domains with nonzero gyrocoupling vectors
is undesirable, since the mobility of such domains is
generally reduced as compared with domains in which
the gyro coupling vector is zero. In materials such as
garnet films in which the only effective in-plane aniso
tropy comes from demagnetizing effects, the amplitude
of the wall-bound spin-wave modes is expected to in
crease with decreasing ex. If ex is sufficiently small,
this will result in the generation of Bloch lines. There
is therefore an optimum value of ex in such materials.
In a material such as an orthoferrite in which there is
a strong in-plane anisotropy which effectively constrains
the magnetization to lie in a Single plane, the gyro
coupling vector is zero. The presence of a large in
plane anisoptropy will thus effectively eliminate hard
bubbles.
The decrease in the damping parameter ex apparently
produced by the removal of the wall-bound spin-wave
modes offers evidence of the importance of these
modes in limiting the mobility of domain walls. In a
material having a strong in-plane anisotropy, the stiff
ness of both the wall-bound and volume spin-wave modes
is increased by the in-plane anisotropy. The mobility
increase produced by the stiffening of both the wall
bound modes and the volume modes should be greater
than in the case in which the presence of the Bloch lines
removed the wall-bound modes but did not alter the
volume spin-wave disperSion relation.
DeLeeuw40 has recently reported an increase of over
an order of magnitude in the limiting velocity of a
garnet film, the velocity increase having been pro
duced by the application of an in-plane field. Such a
field makes ~cp = rr Bloch lines unstable, generally sup
presses the formation of Bloch lines, and raises the
frequencies of the wall-bound spin-wave modes. The
experimental result may thus be taken as tending to
confirm the general picture given in the text. The
prescription for both the elimination of the gyrocoupling
force and the attainment of high velocity is indicated in
J. Appl. Phys., Vol. 45, No.1, January 1974 391
Ref. 27: start with an uniaxial easy-plane material then
induce an orthogonal easy axis.
ACKNOWLEDGMENTS
The author would like to acknowledge R. C. LeCraw
and G. P. Vella-Coleiro for making available their
unpublished data, R. Wolfe,.W. J. De Bonte , and F. B.
Hagedorn for many useful discussions, and, in partic
ular, F. B. Hagedorn for his persistance in reading the
manuscript through many editions, pointing out many
flaws, and making suggestions for their removal.
APPENDIX: STATIC DOMAIN WALL
CONTAINING BLOCH LINES
In this Appendix, a spin configuration is specified
which minimizes the energy density expression (1) to
first order in q-l. The spin configuration is depicted in
Fig. 2. The wall normal is the x axis [<p"=O in (1)), the
periodic direction is the y axis, and the solution is in
dependent of z. The boundary conditions are
8(x=oo,y) =0, (Ala)
8(x=-oo,y)=rr, (Alb)
and
8(x,y) = 8(x,y + s), (A1c)
cp(x,y)= cp(x,y+s), (A1d)
and the Euler equations corresponding to the energy
density (1) may be arranged in the form
(P8 [2rr~ (0<P)2J 0x2 -sin8cos8 --r(q +cos2cp)+ ay
(Ale)
sin8
= _ sin8 a2
cp _ cos 8(~ a cp +~ a CP) . (Alf) ax2 ax ax ay ay
The solution is obtained in the following way: First qJ is
assumed independent of x and the left-hand side of
(Alf) is set equal to zero and solved. This solution is
then used in the left-hand side of (Ale) which is set
equal to zero and solved. It may then show that the
right-hand sides of the equations are of higher order in
q-l than the left-hand sides and that the energy is, in
fact, minimized to first order in q-l.
In order to present the solution, it is necessary to
introduce the elliptic function parameter m which is
related to the periodicity by
q s I /4)(rr/1,o) =ml/2 K(m), (A2)
where K(m) is the complete elliptic integral of the first
kind (m =k2). The solution to first order in q-l to the
Euler equations associated with the energy density (1)
is
cos8 =tanh(rrx/1w) '
sin8 = sech(1Tx/1w) '
sincp = ± sn(rry/1, 1m), (A3a)
(A3b)
(A3c)
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coscfJ=cn(1Ty/lllm), (A3d)
where the upper sign corresponds to ¢ increasing with
increasing y, the length parameter in the elliptic func
tions sn and cn is
(1T/lI)2 = (1/m)(1T/lIO)2
and the wall width is
(l:r = ~ [ Ku +21TM! (2cos2¢ + 1 :m) J.
In general, the wall energy density is
O"w(Y) = O"wo[zwo/lw (y) J. (A3e)
(A3f)
(A4)
The average wall energy density is obtained by inte
grating over a period after expanding the square root
which occurs. From here on and in the text, O"w will be
assumed to denote this average wall energy density
which is
[( 1 1 ;\ 1/2
O"w = O"wO 1 +(j :mJ
+!. (1 +!. 1 _m)-1/2 E(m) -(l-m)K(m) ] (A5)
q q m mK(m) ,
where E(m) is the complete elliptic integral of the
se cond kind.
The sense in which the spin configuration (A3) mini
mizes the energy to lowest order in q-l is a function of
s. This may be discussed in terms of the relative mag
nitude of the three terms inside the bracket in (A3f).
For uncompressed Bloch lines, is> llo, the last two
terms are of equal magnitude and are smaller than the
first term by q-l. The Winter approximation9 is in this
case the lowest-order approximation to the local de
magnetizing term in q-l since llo = ql /2lwo' so that the
Bloch lines are wider than they are thick by ql/2 and the
stray fields are small. As the Bloch lines are com
pressed, there is a gradual transition until in the very
high compression limit, is« llo, the last term domi
nates the first term. The second term, which depends
on the Winter approximation, is no longer valid, its
actual value being reduced by flux closure effects. How
ever, this term is now the smallest of the three terms.
The greatest relative error occurs at is ""lwo'
In the limit of uncompressed Bloch lines is> llo,
1 -m = 16 exp(- 1T I s I /2l10) , (A6a)
sin¢ = ± tanh(1Ty/llo) , (A6b)
cos¢ = sech(1Ty/llo) ,
(Tw=(TWO+\~\T[l +4exp(_1T~l:~)J.
T = 16Aq-l /2. (A6c)
(A6d)
(A6e)
Equations (A6b) and (A6c) describe one-half of a Bloch
line pair (5 = 00). The othe r half is obtained by changing
the sign in (A6b). The density T is the additional Bloch
line pair energy per unit length. The interaction energy
between the lines is seen to be exponential.
In the opposite limiting case in which the Bloch lines
are compressed, is < llo,
J. Appl. Phys .• Vol. 45. No.1. January 1974 392
(A7a)
and
¢=±21TY/S, (A7b)
the wall width approaching the constant
l~2 = lj + (is)-2. (A7c)
Since the wall width is constant, the wall energy may be
obtained from (A4). Note that (A7c) has the same form
as was obtained in Ref. 4.
Note that in (A3) the functions describing the depen
dence of both e and ¢ on the spatial coordinates obey
the pendulum equation
tf2l: + 2 • ,. 0 dt2 Wo Sin!, = , (AS)
where Wo is a constant, t (time) is x or y, and l:, the
orientation angle, is 2e or 2¢. The infinite period solu
tion in e was first applied to domains by Landau, 41 the
extension to the finite period case being carried out by
Shirobokov . 42
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1.2712946.pdf | Influence of the Oersted field in the dynamics of spin-transfer microwave oscillators
G. Consolo, B. Azzerboni, G. Finocchio, L. Lopez-Diaz, and L. Torres
Citation: Journal of Applied Physics 101, 09C108 (2007); doi: 10.1063/1.2712946
View online: http://dx.doi.org/10.1063/1.2712946
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128.248.155.225 On: Fri, 21 Nov 2014 19:31:46Influence of the Oersted field in the dynamics of spin-transfer microwave
oscillators
G. Consolo,a/H20850B. Azzerboni, and G. Finocchio
Dipartimento di Fisica della Materia e Tecnologie Fisiche Avanzate, University of Messina,
Salita Sperone 31, Villa. Sant’ Agata, 98166 Messina, Italy
L. Lopez-Diaz and L. T orres
Departamento de Fisica Aplicada, University of Salamanca, Plaza de la Merced 37008, Spain
/H20849Presented on 10 January 2007; received 31 October 2006; accepted 4 January 2007;
published online 3 May 2007 /H20850
This paper focuses on the magnetization dynamics induced by the balance between the physical
positive damping and the negative induced by spin-transfer torque in point-contact devices. Weconsider an applied field perpendicular to the device plane which both saturates the magnetizationof the free layer and tilts the one of the pinned layer about 30° out-of-the-film plane. The influenceof the nonuniform current-induced magnetic /H20849Oersted or Ampere /H20850field on the magnetization
dynamics of such oscillators has been taken into account within a micromagnetic framework.Results of micromagnetic calculations show that the Oersted field yields spatial asymmetries in themagnetization configuration, which do not introduce any modifications in the frequency domain.Finally, Slonczewski’s analytical formulation /H20851J. Magn. Magn. Mater. 159,L 1 /H208491996 /H20850/H20852about the
spatial geometry of the current-excited spin-wave modes has been validated numerically. © 2007
American Institute of Physics ./H20851DOI: 10.1063/1.2712946 /H20852
Since the pioneer work of Slonczewski in 1996,
1it is
well-known that the sd-like conduction electrons’ spins can
induce a torque on the magnetization of a thin magneticlayer. This torque, justifiable by means of angular momen-tum conservation laws, creates a negative damping whichopposes to the positive phenomenological damping.
1,2Ac-
cording to the intensity of both applied field and current, wecan induce either reversal or precessional processes. Thepossibility to sustain persistent oscillations is discovering alot of interest because of its potential applications as current-controlled microwave oscillators as well as in nanoscale tele-communication systems. It has been also shown
3,4that a
multilayer point-contact system, like the one depicted in Fig.1, could be employed to generate microwave steady magne-
tization precessions in a thin free layer /H20849FL/H20850. Most of the
understanding of the dynamics has been successfullyachieved by using single-domain theories,
5,6although the full
comprehension could be carried out by taking into accountall the nonstandard /H20849and nonuniform /H20850contributions of the
effective field. In that sense, we will focus on the preces-sional dynamics induced by spin-polarized currents in point-contact geometries by using a full micromagnetic frame-work. From the computational point of view, the large lateraldimensions employed in point-contact experiments would re-quire prohibitive memory allocation and times, so that it isnecessary to deal with a computational area smaller than thephysical one introducing some absorbing boundary condi-tions to avoid the noisy contribution arising from the re-flected waves.
7–9In our model, the absorption is guaranteed
by introducing an abrupt change of the dissipation profile atthe computational boundaries, checking that the reduced dis-tance from the contact edges does not affect the spin-wave
properties.
7,9The spin-valve structure under investigation is
composed by a trilayer Co 90Fe10 /H2084920 nm /H20850/H20851pinned layer
/H20849PL/H20850/H20852/Cu /H208495n m /H20850/Ni 80Fe20/H208495n m /H20850/H20849FL/H20850, whose lateral dimen-
sions, for the computational reasons cited above, have been
set as 600 /H11003600 nm2. The point contact area is assumed to
be circular in shape, whose diameter is varied between 40and 160 nm.
Our micromagnetic approach
10starts from the Landau-
Lifshitz-Gilbert-Slonczewski /H20849LLGS /H20850equation,
a/H20850Electronic mail: consolo@ingegneria.unime.it
FIG. 1. /H20849Color online /H20850Sketch of the point-contact device together with the
spatial distribution of the implemented current flow and the related Oersted/H20849Ampere /H20850field.JOURNAL OF APPLIED PHYSICS 101, 09C108 /H208492007 /H20850
0021-8979/2007/101 /H208499/H20850/09C108/3/$23.00 © 2007 American Institute of Physics 101 , 09C108-1
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128.248.155.225 On: Fri, 21 Nov 2014 19:31:46dM
dt=−/H92530
1+/H92512M/H11003Heff−/H9251
Ms/H92530
1+/H92512M/H11003/H20849M/H11003Heff/H20850
−g/H9262BJ
/H208491+/H92512/H20850dMs3Pse/H9255/H20849/H9278,/H9257/H20850M/H11003/H20849M/H11003P/H20850
+g/H9262B/H9251J
/H208491+/H92512/H20850dMs2Pse/H9255/H20849/H9278,/H9257/H20850M/H11003P, /H208491/H20850
where M=M/H20849r/H20850andP=P/H20849r/H20850are the spatially dependent
magnetization vectors of FL and PL, respectively, /H9251=0.015
is the damping constant, /H9262Bis the Bohr magneton, gis the
Landè factor, dis the FL thickness, Jis the current density, e
is the absolute value of the electron charge, MS=640 kA/m
is the saturation magnetization of the FL /H20849PS=1500 kA/m
for the PL /H20850, and /H92530is the gyromagnetic ratio; Heffis the
effective field which carries the contribution of exchange,anisotropy, external, Oersted, and magnetostatic; the latterincluding also the interaction between PL /H20849whose dynamics
has been neglected due to its large saturation magnetizationand thickness /H20850and FL;
7/H9255/H20849/H9278,/H9257/H20850is the spin-torque efficiency
function,1which depends both on the angle /H9278between the
magnetization of the PL and the FL and on the effectiveFermi-level polarization factor
/H9257. We introduce a system of
Cartesian unit vectors /H20849xˆ,yˆ,zˆ/H20850, where the x-ycoordinates de-
fine the device plane. The current density spatial distribution
is assumed to be uniform inside the contact area, with asharp cutoff outside the contact.
9Under this approximation,
the current flow involves an inner cylinder of the structurewhich yields a spatial distribution of the Oersted field alongthex-yplane only, with no out-of-plane component /H20849see Fig.
1/H20850. Considering the experimental results obtained by Tsoi et
al.in Ref. 3, where the frequency of the persistent magneti-
zation dynamics has been found to be unaffected by the Jouleheating, our simulations were performed neglecting the ran-dom fluctuating field representing thermal noise. The com-putational time step used for the simulations is t
S=40 fs;
tests performed with tS=20 fs gave exactly the same results.
The computational region has been discretized in a two-dimensional /H208492D/H20850mesh of 4 /H110034/H110035n m
3prismatic cells in
order to integrate the LLGS numerically. Calculations per-formed with a cell size of 2.5 /H110032.5/H110035n m
3do not produce
qualitative changes in the spatial configuration of the mag-netization and do not quantitatively modify the frequencyspectrum /H20849the frequency of the main mode varies by less
than 3% /H20850. A perpendicular-to-the-plane field H
ext=0.9 T is
applied to the system. Three-dimensional /H208493D/H20850micromag-
netic simulations of the whole structure show that this field isable to saturate completely the magnetization of the freelayer along the field direction, while it cants the magnetiza-tion of the pinned layer 30° out-of-the-film plane. A tiltingangle of 3° with respect to the zaxis has been considered in
order to better approximate the experimental setup /H20849it is also
used to control the in-plane component of the magnetiza-tion /H20850.
In that configuration, it was first observed
experimentally
3and then explained qualitatively by simpli-
fied analytical theory5that if the current density exceeds a
given threshold, a radial spin-wave generation is conceiv-able. In detail, the excitation is first triggered in the contact
area, which behaves like a transmitting antenna, whose spinsare in a standing-wave configuration. Outside the contactarea, the outwards spin-wave propagation occurs via the pre-dicted cylindrical symmetry. This is what we observed in ourcalculations, which are in full agreement with the theorygiven by Slonczewski in Ref. 5, where Bessel-type spin
waves generated in the contact area propagate outwards ac-cording to Hankel-type functions /H20849see Fig. 2/H20850.
Once this fundamental step is performed, we study the
influence of the nonuniform spatial distribution related to thecurrent-induced magnetic /H20849Oersted /H20850field on the magnetiza-
tion dynamics. Firstly, results of our numerical simulationsshow that the computed frequencies and wavelengths do notchange if the Oersted field is removed. This could be due tothe fact that the Oersted field does not introduce any contri-bution to the out-of-plane component of the effective field.
2
On the other hand, preliminary results of investigations car-ried out by using in-plane applied fields point out its rel-evance in the magnetization dynamics /H20849both in the magneti-
zation trajectory and in the frequency spectrum /H20850, as also
reported in Ref. 8.
It has been also theoretically shown how a precessing
vortex mode state can be generated by the Oersted field if themagnetization is kept pinned at the center of the pointcontact.
11This analytical formulation produces a magnetiza-
tion configuration with an odd symmetry, which also yields alarge frequency shift.
With this in mind, we analyze the influence of the
current-induced magnetic field on the spatial configuration ofthe magnetization during the precession. To perform properlythis kind of investigation, it is better to distinguish betweenthe low-amplitude and the high-amplitude oscillation re-gimes. As reported in our previous work,
7it is possible to
identify two different behaviors in both time and frequencydomains.
12In detail, when a given current value is exceeded
/H20849e.g., for the proposed geometry, these bounds are about I
=9, 14, and 40 mA for contact diameters of D=40, 64, and
160 nm, respectively /H20850, the average out-of-plane component
FIG. 2. /H20849Color online /H20850Representation of the spin-wave generation and
propagation through a point-contact excitation. Spins inside the contact areaprecess keeping fixed their maximum and minimum positions /H20849standing spin
waves with Bessel-type profile /H20850, whereas spins outside the contact have their
maximum and minimum shiftings in space /H20849propagating spin waves with
Hankel-type profile /H20850.09C108-2 Consolo et al. J. Appl. Phys. 101 , 09C108 /H208492007 /H20850
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128.248.155.225 On: Fri, 21 Nov 2014 19:31:46of the magnetization inside the contact is reversed and, at the
same time, a change of slope /H20849from positive to negative /H20850in
the relationship frequency versus current occurs.
In the low-amplitude oscillation regime, results of nu-
merical simulations indicate clearly that the magnetizationdynamics is not affected by the inclusion of the Oersted fieldcontribution. In addition, the expected cylindrical symmetryis even guaranteed in the presence of the current-inducedmagnetic field.
In the high-amplitude oscillation regime, due to the
larger intensity of the Oersted field, some minor differencescan be appreciated in the spatial domain, but not in the fre-quency spectrum. In this regime, the spatial magnetizationconfiguration obtained neglecting the Oersted field does notpreserve the cylindrical symmetry exhibited in the low-current region /H20851see Fig. 3/H20849a/H20850/H20852because the in-plane propaga-
tion of spins occurs with two different velocities /H20849and wave-
lengths /H20850. When the Oersted field is taken into account, its
contribution is to add an asymmetry to the torque whichslightly modify the magnetization pattern described previ-ously /H20851see Fig. 3/H20849b/H20850/H20852. In other words, in the proposed out-of-
plane applied field configuration because the excited modesdid not exhibit any difference in the frequency domain whenthe Oersted field is neglected, we can argue that the maincontribution to the magnetization precession arises from thespin-transfer terms. These conclusions can be enlarged to allthe investigated contact diameters /H20849in a wide range of current
values /H20850and also to the different formulations proposed for
the spin-torque efficiency function /H9255/H20849
/H9278,/H9257/H20850/H20849for a detailed
discussion, see Refs. 9and13/H20850. In both cases, we do not
obtain any vortex state as well as an odd symmetric configu-ration. This result could be strongly related to either the ini-tial pinning assumption /H20849which differs from our initial state
computed by solving the Brown equation m/H11003H
eff=0/H20850or the
simplified model built in Ref. 11. Furthermore, as widely
discussed in Ref. 7under the high-amplitude oscillation re-
gime, it is perhaps necessary to introduce additional nonlin-earities to the LLGS equation in order to better describe themagnetization dynamics observed experimentally.
In summary, the influence of the Oersted field on the
dynamics observed in spin-transfer microwave oscillatorsbased on perpendicularly saturated point-contact systems hasbeen carried out. Results of micromagnetic investigationsconfirm Slonczewski’s theory about the generation andpropagation of spin waves and the expected even symmetryof the magnetization configuration through the free layer ofthe device. This result holds for the low-amplitude oscilla-tion regime in both spatial and frequency domains, where theOersted field brings a negligible contribution. Under thehigh-amplitude oscillation regime, the Oersted field intro-duces spatial asymmetries, which do not affect the Fourierspectrum and do not yield the formation of vortexlike states.
1J. C. Slonczewski, J. Magn. Magn. Mater. 159,L 1 /H208491996 /H20850.
2A. N. Slavin and P. Kabos, IEEE Trans. Magn. 41, 1264 /H208492005 /H20850.
3M. Tsoi, A. G. M. Jansen, J. Bass, W. C. Chiang, M. Seck, V. Tsoi, and P.
Wyder, Phys. Rev. Lett. 80, 4281 /H208491998 /H20850.
4W. H. Rippard, M. R. Pufall, S. Kaka, S. E. Russek, and T. J. Silva, Phys.
Rev. Lett. 92, 027201 /H208492004 /H20850.
5J. C. Slonczewski, J. Magn. Magn. Mater. 195, L261 /H208491999 /H20850.
6A. N. Slavin and V. Tiberkevich, Phys. Rev. Lett. 95, 237201 /H208492005 /H20850.
7G. Consolo, L. Lopez-Diaz, L. Torres, and B. Azzerboni, Phys. Rev. B
/H20849submitted /H20850; see also the digest book of the International Workshop on
Spin Transfer, Nancy, France, 2006.
8D. V. Berkov and N. L. Gorn, J. Appl. Phys. 99, 08Q701 /H208492006 /H20850.
9G. Consolo, L. Lopez-Diaz, L. Torres, and B. Azzerboni, IEEE Trans.
Magn. /H20849to be published /H20850.
10L. Torres, L. Lopez-Diaz, E. Martinez, M. Carpentieri, and G. Finocchio,
J. Magn. Magn. Mater. 286, 381 /H208492005 /H20850.
11M. A. Hoefer and T. J. Silva, e-print cond-mat/0609030.
12The frequency has been calculated by performing the fast Fourier trans-
form of the giant magnetoresistance /H20849GMR /H20850signal over the contact area.
The temporal window is 30 ns in all simulations.
13M. Carpentieri, L. Torres, B. Azzerboni, G. Finocchio, G. Consolo, and L.Lopez-Diaz, J. Magn. Magn. Mater. /H20849to be published /H20850.
FIG. 3. /H20849Color online /H20850Snapshot of the magnetization configuration inside
the contact area in the high-amplitude oscillation regime /H20849a/H20850without and /H20849b/H20850
with Oersted field. The contact diameter is D=40 nm and the applied cur-
rent is I=20 mA. The color map is representative of the xcomponent of the
magnetization /H20849blue is negative and red is positive /H20850.09C108-3 Consolo et al. J. Appl. Phys. 101 , 09C108 /H208492007 /H20850
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128.248.155.225 On: Fri, 21 Nov 2014 19:31:46 |
5.0048825.pdf | Appl. Phys. Lett. 118, 162402 (2021); https://doi.org/10.1063/5.0048825 118, 162402
© 2021 Author(s).Bistable nanomagnet as programmable
phase inverter for spin waves
Cite as: Appl. Phys. Lett. 118, 162402 (2021); https://doi.org/10.1063/5.0048825
Submitted: 26 February 2021 . Accepted: 03 April 2021 . Published Online: 20 April 2021
Korbinian Baumgaertl , and
Dirk Grundler
COLLECTIONS
Paper published as part of the special topic on Mesoscopic Magnetic Systems: From Fundamental Properties to
Devices
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Submitted: 26 February 2021 .Accepted: 3 April 2021 .
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Korbinian Baumgaertl1
and Dirk Grundler1,2,a)
AFFILIATIONS
1Laboratory of Nanoscale Magnetic Materials and Magnonics, Institute of Materials (IMX), /C19Ecole Polytechnique F /C19ed/C19erale de Lausanne
(EPFL), 1015 Lausanne, Switzerland
2Institute of Microengineering (IMT), /C19Ecole Polytechnique F /C19ed/C19erale de Lausanne (EPFL), 1015 Lausanne, Switzerland
Note: This paper is part of the APL Special Collection on Mesoscopic Magnetic Systems: From Fundamental Properties to Devices.
a)Author to whom correspondence should be addressed: dirk.grundler@epfl.ch
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To realize spin wave logic gates, programmable phase inverters are essential. We image using phase-resolved Brillouin light scattering
microscopy propagating spin waves in a one-dimensional magnonic crystal consisting of dipolarly coupled magnetic nanostripes. We dem-
onstrate phase shifts upon a single nanostripe of opposed magnetization. Using micromagnetic simulations, we model our experimental find-ing in a wide parameter space of biasfields and wave vectors. We find that low-loss phase inversion is achieved, when the internal field of theoppositely magnetized nanostripe is tuned such that the latter supports a resonant standing spin wave mode with an odd quantization num-ber at the given frequency. Our results are key for the realization of phase inverters with optimized signal transmission.
Published under license by AIP Publishing. https://doi.org/10.1063/5.0048825
Spin wave (SW) computing is promising for future low-power
consuming data processing.
1–3A common approach for SW logic
gates relies on encoding the logic output in the combined amplitude oftwo (or more) interfering SWs.
4–9By inverting the phase of one of the
incoming SWs, the output level can be switched from constructive
interference with high amplitude (logic “1”) to destructive interferencewith low amplitude (logic ‘0’). For technological applications, an idealphase inverter should be efficiently gateable, introduce little SW atten-uation, and operate at the nanoscale. In initial works, phase inversionwas achieved by exposing SWs to an inhomogeneous magnetic fieldcreated by a current carrying wire.
5–8To obtain higher efficiency, volt-
age controlled anisotropy9,10and magnetic defects11–13have been
explored. In previous works such as Refs. 12and13, phase shifts were
detected electrically by propagating spin-wave spectroscopy. Spatiallyresolved data were not provided. The critical dimension for the phaseinversion process and its optimization remained unclear.
In this work, we use phase-resolved Brillouin light scattering
microscopy ( lBLS)
14–16to spatially resolve SW wavefronts in a 1D
MC with a programmable magnetic defect. We evidence that thepreviously reported phase shift
12DHoccurs locally within the individ-
ual magnetic defect. In our experiment, its width amounts to 325 nmmuch smaller than the SW wavelength k.S of a r ,e x p e r i m e n t a l l y
observed phase shifts were concomitant with a reduction gin thetransmitted SW amplitudes,
12,13hindering the performance of the
phase inverter. Using micromagnetic simulations, we show that thereduction in amplitude can be circumvented by tuning the eigenfre-quency of the magnetic defect such that resonant coupling is achieved.
Our findings are promising for the realization of a low-loss nanoscale
phase inverter in magnonics.
Figure 1(a) shows a scanning electron microscopy (SEM) image
of the investigated sample. The 1D MC consisted of dipolarly cou-pled Co
20Fe60B20nanostripes arranged periodically with a period of
p¼400 nm. Nanostripes were 325 nm wide, ð1962Þnm thick, and
80lm long. A single stripe in the center of the MC was elongated
on both sides by 8 lm to increase its coercivity. By tuning the mag-
netic history, we magnetized the short stripes in the þy-direction,
while the prolonged stripe was magnetized in the – y-direction [ Fig.
1(b)]. In this state, the prolonged stripe is magnetized in the oppo-
site direction compared to the rest of the MC, i.e., the short stripes,and we refer to it as a magnetic defect . On top of the MC, two
coplanar waveguides (CPWs) with signal and ground line widths of0.8lm were prepared out of 5 nm thick Ti and 110 nm Au. For
phase-resolved spin wave transmission experiments based on all-electrical spectroscopy, both CPWs were used. Spectra were reportedin Ref. 12(sample MC1). In the present study, we go beyond the
earlier studies
11–13and exploit focused laser light to investigate
Appl. Phys. Lett. 118, 162402 (2021); doi: 10.1063/5.0048825 118, 162402-1
Published under license by AIP PublishingApplied Physics Letters ARTICLE scitation.org/journal/aplmicroscopic aspects of the phase shifting process with high spatial
resolution. We excited SWs by applying a microwave current atCPW1 and used lBLS for detection. Figure 1(c) shows an optical
image of MC1 taken using a lBLS camera. We focused a laser with
a wavelength of 473 nm and a power of 1 mW to a spot with adiameter of about 350 nm onto the sample surface. The laser spotwas scanned in the þx-direction in 100 nm steps, while SW inten-
sity and phase were measured [see the yellow scan path in Fig.
1(c)]. A magnetic field l
0HBwas applied in the þy-direction, corre-
sponding to the magnetization direction of the short stripes.
The 1D MC with a magnetic defect was investigated for several
l0HBvalues. Then, the prolonged stripe was magnetized in the þy-
direction and measurements were performed on the defect-free MC1using identical instrument settings. The microwave frequency f
exused
for excitation was adapted for each HBin order to excite an SW with
k1¼2p=k¼2:0r a d lm/C01.12Thereby, we excite an SW with
k¼3:1lm, which is more than 9 times larger than the width of the
magnetic defect. We use micromagnetic simulations using MuMax317
to explore DHandgfor a wide range of bias fields and wave vectors.
We simulated a slice of MC1 in the x-z-plane, while in the y-direction,
the periodic boundary condition (PBC) approach18with 1024 repeti-
tions in þyand – y-directions was applied, assuming a constant mag-
netization of nanostripes along their lengths. We used l0Ms¼1:8T
as saturation magnetization,12a¼0:006 as Gilbert damping,19Aex
¼20 pJ m/C01as an exchange constant,20and a grid size of 2 nm
/C220 nm /C22n mðDx;Dy;DzÞ. For band structure simulations, a chain
of 40 stripes and for SW propagation, a chain of 164 stripes wereconsidered.
Following Refs. 21and22, we simulated band structures by excit-
ing the MC with a spatially and temporally varying magnetic field(given by sinc functions) and subsequent computation of the Fourieramplitudes of the dynamic magnetization components m
xðx;tÞand
myðx;tÞ. We obtained a good agreement with the measured band
structure of MC1,12when the simulated film thickness was reduced to
d¼10 nm ( supplementary material , Fig. S1). The discrepancy with
the nominal value of dmight be due to film roughness in the real sam-
ple, which reduced the surface pinning23and was not considered in
the simulations.For simulating SW transmission through a magnetic defect, SWs
were excited locally at x¼0lm by a sinusoidal hrfexploring different
frequencies fexat different HBvalues. An individual stripe at xD
¼6lm was magnetized in the – y-direction. The other stripes were
magnetized in the þy-direction. We analyzed amplitudes and phases
ofmxðx;tÞand mzðx;tÞafter the simulations had run for t0¼10 ns
and propagating SWs had reached a steady state. To avoid back reflec-tion, an absorbing boundary condition following Ref. 24was applied
at the outer edges of the MC.
Figure 1(d) displays the SW phase signal measured for MC1 with
magnetic defects (green lines) and without (blue lines) at specificl
0HB. Phase-resolved lBLS allowed us to measure cos ðHðxÞ/C0H0Þ,
whereHðxÞis the SW phase at a position xandH0is a reference
phase.25H0is a constant for a given frequency fex.F o ra l l l0HB,w e
observed sinusoidal waves with a wavelength of k’3:1lm. In the
defect-free state (all stripes magnetized in one direction), the sinusoi-dal wave profile was unperturbed at the position x
Dof the prolonged
stripe. We assume that due to the large aspect ratio of the investigatednanostripes, the demagnetization factor in the y-direction was already
close to zero for all nanostripes
26and the additional prolongation had
little impact on the nanostripe’s demagnetization field. When the pro-longed stripe was oppositely magnetized (magnetic defect state), thephase was clearly modified at x¼x
D.F o r l0HB¼0m T [ t o p r o wi n
Fig. 1(d) ], a localized phase jump (dip) was observed at xD.F o r
x>xD, the phase profiles with and without defects were still in good
agreement. We attribute the localized phase jump at xDto an in-plane
dynamic coupling of the defect’s magnetization to its neighboringstripes, as suggested in the study by Huber et al.
27Due to magnetic
gyrotropy, the sense of spin-precessional motion in the defect is oppo-site to the rest of the MC. Consequently, the in-phase coupling resultsin apphase jump of the dynamic out-of-plane magnetization compo-
nent, which is detected by lBLS.
For increasing l
0HB[second and third rows in Fig. 1(d) ], the
phase profiles with and without defects were significantly displacedrelative to one another for x>x
D. The displacements indicate phase
shifts of SWs. Strikingly, the relative displacements were pronounced
directly at the defect, i.e., the phase shifts were established on thelength scale of the individual stripe of width w¼325 nm. We quantify
FIG. 1. (a) SEM and (b) magnetic force microscopy image of the central region of MC1. The elongated nanostripe was intentionally magnetized in the – y-direction opposed to
the magnetization of the short stripes in order to form a magnetic defect. (c) Optical image of MC1 as seen in the BLS microscope. The probing laser spot w as scanned along
the yellow dashed line, while SW intensity and phase signal were recorded. Microwave excitation was applied to CPW1. (d) Phase signal measured with (g reen lines) and with-
out (blue lines) magnetic defect for different HBvalues (rows). The position xDof the magnetic defect is highlighted.Applied Physics Letters ARTICLE scitation.org/journal/apl
Appl. Phys. Lett. 118, 162402 (2021); doi: 10.1063/5.0048825 118, 162402-2
Published under license by AIP Publishingphase shifts DHby fitting cosine functions cos ðHðxÞ/C0H0Þfor SWs,
which passed the defect (yellow) and SWs in the defect-free state
[black dashed lines in Fig. 1(d) ] .T h eb l u el i n ei n Fig. 2 displays the
extracted DHas a function of l0HB. In good agreement with Ref. 12,
we find a monotonous increase in DH with l0HBreaching a phase
shift close to p/2 at 15 mT. The experiments of Fig. 1(d) reveal the
nanoscale nature of the phase shifting mechanism. The phase shift was
concomitant with a reduction in the amplitude of transmitted SWs
(details are given in the supplementary material ,F i g .S 2 ) .T h eg r e e n
line in Fig. 2 displays the ratio gof measured SW amplitudes with and
without defects for x>xD. At 15 mT, the defect reduced the SW
amplitude by a factor of 2.
InFig. 3 , we present micromagnetic simulations displaying
results in the vicinity of the defect for l0HB¼0m Ta n da nS Ww i t h
kx/C252r a d lm/C01. The first row in Fig. 3 displays a snapshot of
mxðx;t0Þandmzðx;t0Þatt0. Due to the ellipticity of the magnetization
precession, the amplitude of mzwas small compared to mxand multi-
plied by a factor of 10 for better visibility. We recorded mxandmzfor
t/C21t0in 10 ps steps during a time span of 2 ns and computed the FFT
amplitude (Amp) and phase ( H) at the driving frequency fex.
Amp( mx)a n dA m p ( mz) are displayed in the second row of Fig. 3 .T h e
SWs decayed exponentially with a decay length of d¼3:15lm, which
was in good agreement with d¼2:960:2lm observed in the experi-
ment (see Fig. S2). At the defect, no significant change in amplitude
was visible for l0HB¼0 mT. In the third row, we plot cos ðH/C0H0Þ
forHðmxÞandHðmzÞextracted at the center of each stripe. HðmxÞ
followed a sinusoidal wave with k/C243lm( b l u ed a s h e dl i n ei n Fig. 3 )
without deviation at the defect. For HðmzÞ,h o w e v e r ,al o c a lp h a s e
jump of pis apparent at the defect (orange dashed line in Fig. 3 ),
which agrees well with the measurement observation on MC1 for
l0HB¼0m T[ c f .fi r s tr o wi n Fig. 1(d) ].
For a quantitative analysis of amplitude and phase changes intro-
duced by the defect, we repeated simulations for the defect-free state
as a reference. We computed gas the ratio of Amp( mx)v a l u e sw i t h
and without defects. Furthermore, we computed the magnitude of thephase shift jDHjbased on the difference in Hðm
xÞwith and without
defects. Both gandjDHjwere evaluated in the region x¼8–12 lm
and then averaged. Bias fields from 0 to 44 mT were simulated in4 mT steps. We note that in the simulations, the defect was not
switched up to 44 mT, while in our experiments, the defect switched at
23 mT. Switching fields in real stripes with rough edges have alreadybeen reported to be smaller compared to stripes with ideal edges insimulations.
28For each HB, we computed the dispersion relation and
extracted frequencies of the first miniband at kx¼k1¼2r a d lm/C01
(as used in the experiment) and kx¼4r a d lm/C01(in the middle of
the first Brillouin zone of the MC). Then SW propagation was simu-
lated for the extracted frequencies. In this manner, we evaluated gand
jDHjas a function of HBwithout significantly varying the wave vector
[Figs. 4(a) and4(b)]. For kx/C252r a d lm/C01, we observe a decrease in
transmission with HBuntil l0HB¼24 mT, where greaches a mini-
mum value of 0.06. In the same field regime, we extract an approxi-mately linear increase of jDHjfrom 0 to 0 :88p, which is in good
qualitative agreement with our experimental data ( Fig. 2 ).
Strikingly, above 24 mT, the simulated transmission coefficient g
started to increase with H
B. Concomitantly, jDHjfurther increased.
Forkx¼2r a d lm/C01,w ef o u n d g¼0:65 at 40 mT. jDHjpeaked at
36 mT, amounting to 0 :95p.F o r kx/C254r a d lm/C01, the maximum in
jDHjcoincided with the local maximum in gforl0HB¼36 mT. We
found jDHj¼0:92pand an appreciable transmission with g¼0:73,
allowing for low-loss phase inversion.
In the following, we discuss the origin of the large gfor high HB.
Figure 4(c) shows Amp and Hfor SWs with kx/C254r a d lm/C01excited
atfex¼11:73 GHz and l0HB¼36 mT. The plotted Hhas been
unwrapped, and the slope (black dashed line) representsH/C0H
0¼kxx. The phase evolution of stripes neighboring the defect
behaves regularly. The phase shift occurs right at the center of the
defect, where Habruptly shifts by about p. At the same position, a
node in the SW amplitude is observed. The dynamic magnetizationprofile along the width of the defect agrees well with a standing wave
with a quantization number of n¼1.
29To identify the eigenfrequen-
cies of the magnetic defect, we simulated with MuMax3 thermallyexcited magnons at a finite temperature of T¼300 K.
30The simula-
tion was run over an extended time period of 100 ns, and then the
power spectral density SDðfÞofmxðtÞat the position of the defect was
computed. Allowed SW eigenfrequencies are apparent as peaks inS
DðfÞ.30–32By considering thermal magnons, we are not limited to
SW modes compatible with the symmetry of an exciting hrf.
Figure 4(d) compares the band structure of the 1D MC and
SDðfÞof the magnetic defect for l0HB¼36 mT. Here, the frequencyFIG. 2. Measured phase shift DH (blue line) and attenuation ratio g(green) for
SWs at x>xDwith magnetic defect compared to SWs without defect.FIG. 3. Simulated mxand mzfor a propagating SW excited at x¼0lm with kx
/C252 rad lm/C01shown for l0HB¼0 mT. The stripe at xD¼6lm (marked in red)
was oppositely magnetized. The first row shows a snapshot of mxand mzat
t0¼10 ns. The second and third row depicts the precessional amplitudes and
cosine of the phase. At the defect, a pphase jump of the phase of mzis observed.Applied Physics Letters ARTICLE scitation.org/journal/apl
Appl. Phys. Lett. 118, 162402 (2021); doi: 10.1063/5.0048825 118, 162402-3
Published under license by AIP Publishingof SWs with kx¼4r a d lm/C01in the first miniband ( q¼0) matches
well with the frequency of the second allowed state ( n¼1) observed in
SDðfÞ. On the contrary, for 24 mT, where the transmission was low,
the relevant fexwas between the n¼0a n d n¼1p e a k so f SDðfÞ(sup-
plementary material Fig. S3), i.e., inside a forbidden frequency gap.
Our finding suggests that high transmission is obtained when one of
the eigenfrequencies of the defect is resonantly tuned to fex. We specu-
late that for larger HBnot considered in the simulation, further max-
ima in gare achieved every time the frequency of SWs excited in a
miniband qof the regular magnetized stripes overlaps with a higher
eigenfrequency state n¼qþi(with i2Nand i/C212) at the defect.
Based on the dynamic magnetization profiles known for laterally
standing waves in a nanostripe,29,33,34we anticipate a phase shift of
/C24pin case n–qis odd and /C240pin case n–qis even.
To conclude, via phase-resolved lBLS, we measured the phase
evolution of propagating SWs in a 1D MC consisting of dipolarly cou-
pled nanostripes. When a single nanostripe was magnetized in the
opposing direction, a local phase jump of the out-of-plane dynamic
component was detected. For l0HB>0 mT, phase shifts occurred on
the length scale of 325 nm much smaller than kand were concomitant
with a reduction in transmission amplitude. Using micromagnetic
simulations, we found, however, an increase in transmission, once the
bias field was sufficient to align the magnon miniband with the eigen-
frequency of the second laterally quantized mode in the defect. Due to
the resonant coupling of the defect, a high transmission and a phase
shift of close to pwere achieved, allowing for a low-loss phase inverter.
For future experimental studies, it will be relevant to either increase
the switching field (e.g., by using a material with an appropriate mag-
netocrystalline anisotropy) or reduce the frequency spacing of the
minibands. The latter could be realized for 1D MCs prepared from
Yttrium iron garnet. Our results pave the way for efficient and low-
loss phase inverters in nanomagnonics.See the supplementary material for a comparison of the simu-
lated and experimental dispersion relation, SW intensities measuredwith lBLS, and the simulated dispersion relation and S
DðfÞat
l0HB¼24 mT.
We thank funding by SNSF via Grant No. 163016. We thank
F. Stellacci, E. Athanasopoulou, and S. Watanabe for supportconcerning MFM.
DATA AVAILABILITY
The data that support the findings of this study are openly avail-
able in Zendo at https://doi.org/10.5281/zenodo.4680409 ,R e f . 35.
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Published under license by AIP Publishing |
1.3590017.pdf | Low axial drift stage and temperature controlled liquid cell for z-scan fluorescence
correlation spectroscopy in an inverted confocal geometry
Edward S. Allgeyer, Sarah M. Sterling, David J. Neivandt, and Michael D. Mason
Citation: Review of Scientific Instruments 82, 053708 (2011); doi: 10.1063/1.3590017
View online: http://dx.doi.org/10.1063/1.3590017
View Table of Contents: http://scitation.aip.org/content/aip/journal/rsi/82/5?ver=pdfcov
Published by the AIP Publishing
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146.189.194.69 On: Sun, 21 Dec 2014 20:23:25REVIEW OF SCIENTIFIC INSTRUMENTS 82, 053708 (2011)
Low axial drift stage and temperature controlled liquid cell for z-scan
fluorescence correlation spectroscopy in an inverted confocal geometry
Edward S. Allgeyer,1Sarah M. Sterling,2,3David J. Neivandt,2,3,4, a)
and Michael D. Mason3,4, b)
1Department of Physics and Astronomy, University of Maine, Orono, Maine 04469, USA
2Graduate School of Biomedical Sciences, University of Maine, Orono, Maine 04469, USA
3Department of Chemical and Biological Engineering, University of Maine, Orono, Maine 04469, USA
4Institute for Molecular Biophysics, Orono, Maine 04469, USA
(Received 9 March 2011; accepted 20 April 2011; published online 20 May 2011)
A recent iteration of fluorescence correlation spectroscopy (FCS), z-scan FCS, has drawn attention
for its elegant solution to the problem of quantitative sample positioning when investigating
two-dimensional systems while simultaneously providing an excellent method for extractingcalibration-free diffusion coefficients. Unfortunately, the measurement of planar systems using
(FCS and) z-scan FCS still requires extremely mechanically stable sample positioning, relative to a
microscope objective. As axial sample position serves as the inherent length calibration, instabilities
in sample position will affect measured diffusion coefficients. Here, we detail the design and function
of a highly stable and mechanically simple inverted microscope stage that includes a temperaturecontrolled liquid cell. The stage and sample cell are ideally suited to planar membrane investigations,
but generally amenable to any quantitative microscopy that requires low drift and excellent axial
and lateral stability. In the present work we evaluate the performance of our custom stage systemand compare it with the stock microscope stage and typical sample sealing and holding methods.
© 2011 American Institute of Physics . [doi: 10.1063/1.3590017 ]
I. INTRODUCTION
Since its inception in 1972 by Magde et al. ,1fluorescence
correlation spectroscopy (FCS) has proven to be an invalu-able research tool allowing for the study of the photophysics
of fluorescent dyes
2,3and quantum dots,3–5translational
and rotational diffusion,2conformational fluctuations of
biomolecules,6and live cells7,8among others. FCS is a
technique that applies auto or cross correlation to a recorded
fluorescence intensity as a function of time from a system ofinterest. Statistical fluctuations in the local concentration of
fluorescent probes results in a fluctuating fluorescent signal.
The intensity fluctuations are recorded using a light sensitivedetector and the signal is correlated with itself (in the case
of autocorrelation). The resulting correlation curve may
be analyzed to yield diffusion information, triplet kinetics,
and photophysical properties of the probe molecules.
9
Comprehensive overviews of the technique with the relevant
theory have been detailed elsewhere.2,10,11
Since the application of a confocal geometry to FCS in
1993 by Rigler et al. ,12FCS has grown in popularity and
become well suited for situations that require elucidation of
dynamics at the single molecule level. Due to the extremely
small volume probed in the confocal geometry,9FCS is an
excellent choice for systems that require minimal pertur-
bation by utilizing low probe concentrations.13,14Since the
amplitude of a measured autocorrelation curve is proportionalto the inverse of the average concentration in the observation
a)Electronic mail: dneivandt@umche.maine.edu.
b)Electronic mail: michael.mason@maine.edu.volume,2systems with extremely low labeling densities are
not only advantageous since they provide minimal sample
perturbation but are preferred as the optimum operating
regime. Additionally, FCS is routinely employed in boththree-dimensional (3D)(Ref. 3) and two-dimensional (2D)
(Ref. 15) systems and combinations thereof.
13,16All of these
factors conspire to make FCS an excellent choice for the
study of dynamics and transport in various model cellular
membrane systems and live cells.
Despite its excellent qualifications, a long standing prob-
lem in the application of confocal FCS to thin (4 or 5 nm)
(Ref. 17) planar membranes is axial sample positioning.15,17
Although a planar membrane can easily be positioned to
maximize the detected count rate, this axial position does
not necessarily correspond to the maximum count rate permolecule
17(the quantity that defines signal to noise in a FCS
measurement18). Simply stated, axial positioning of planar
membrane systems is often qualitative. Additionally, sam-ple drift during a FCS acquisition on a planar system of
greater than ∼100 nm may introduce artifacts in the mea-
sured correlation curve that appear as fictitious (erroneous)slowly diffusing species.
15Since experimental acquisition
times are potentially on the order of minutes or tens of min-
utes, long enough for significant sample drift, using unchar-
acterized stock microscope stages may be a poor choice for
the researcher interested in quantitative FCS on thin planarsystems.
The former of these problems (sample position relative
to the focal plane) has been eloquently addressed by Bendaet al.
19with the introduction of the novel technique termed
“z-scan” FCS. In this mode the sample position is stepped
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through the focal volume using, for example, a high resolu-
tion piezo scan stage. At each axial position an autocorrela-
tion measurement is performed. The correlation curve at eachposition is analyzed with the appropriate model and the dif-
fusion time is plotted against sample position relative to the
focal plane. The diffusion time and particle number in a 2Dsystem have a parabolic dependence on axial sample position
and the resulting diffusion time ( τ
D) and particle number (PN)
versus sample position may be fit using19
τD=w2
0
4D/parenleftbigg
1+λ2
0/Delta1z2
π2n2w4
0/parenrightbigg
, (1)
PN=πcw2
0/parenleftbigg
1+λ2
0/Delta1z2
π2n2w4
0/parenrightbigg
, (2)
where Dis the lateral diffusion coefficient, w0is the radius of
the beam waste in the focal plane, λ0is the excitation wave-
length, /Delta1zis the sample distance from the focal plane, and n
is the refractive index of the surrounding medium. This yields
a calibration-free diffusion coefficient, particle number, and
beam size. However, application of z-scan FCS is still depen-
dent on a stable microscope setup and repeatable sample po-
sitioning. FCS on planar systems inherently requires minimalaxial drift, z-scan FCS further compounds the problem by re-
quiring not only excellent stability at each measurement posi-
tion but also excellent stability for the duration of the samplescan.
Because the change in sample position serves as the in-
trinsic calibration for z-scan FCS, uncertainty in the sampleposition will inherently affect the measured diffusion coeffi-
cient. As axial sample scanning is most conveniently accom-
plished using a piezo scan stage, the sample cell weight mustalso be considered (we employ here a three-axis piezo scan
stage with a maximum recommended vertical load of 200 g).
Sample positioning and measurement is further complicatedfor studies of membranes by the necessary incorporation of
temperature control equipment and the ability to mount a sam-
ple that must be maintained in solution.
In order to maintain the physiological relevance of a
model membrane system, or the viability of live cells, carefultemperature regulation of the surrounding media or buffer so-
lution is required. The ability to control the temperature over
a wide range also permits the researcher to perform studiesrelated to cellular stress via heat shock
20and in the case of
model membrane systems, controlled temperature changes al-
low for more thorough investigation of membrane character-istics, specifically the changes in phospholipid diffusion and
phase transition temperatures. A sample cell and stage setup
that meets the above requirements, in an inverted microscopegeometry, would additionally be ideal for long acquisition
quantitative imaging.
Here we present a simple, robust, liquid sample cell and
low axial drift stage designed specifically for the study of
model membrane systems using z-scan FCS on an inverted
confocal microscope. The setup addresses the previously
mentioned axial drift requirements, the need for temperature
control, and the necessity of sample preparation in solution.It is also amenable to traditional sample or laser scanning
confocal imaging or imaging utilizing a CCD camera. We
detail the sample cell and stage design and experimentallyevaluate the performance of the custom setup.
II. INSTRUMENTATION
A. Low drift stage and objective holder
An Olympus IX71 inverted microscope is used as the
base. The factory shipped XY translation stage and objec-tive turret were removed. In place of the original XY stage
a 12.7 mm thick 178 by 240 mm block of aluminum is em-
ployed. A 32 mm square was milled in the middle of the plateto accommodate our custom objective holder (detailed later)
and four M6 clearance holes were drilled allowing the plate
to be mounted on the IX71 base in place of the Olympus XY
stage. Four holes were drilled and tapped for 1/4-20 screw size
allowing for the attachment of a large aperture high perfor-mance two axis translation stage (Newport Corporation, 406)
and our objective holder. Schematics of the IX71 base were
used to ensure correct dimensioning.
Mounted on top of the aluminum plate is the afore men-
tioned large aperture Newport course XY stage. This stage
has a 57.15 mm diameter aperture to accommodate our ob-jective holder and 13 mm of travel in the X and Y directions
allowing the sample to be manually positioned. A three axis
piezo scan stage (Mad City Labs, Nano-T115) is mounted, viaa connecting plate, on top of the Newport XY stage. A custom
fabricated acrylic sample cell holder that thermally insulates
the scan stage from the sample cell sits atop the piezo scanstage.
The objective holder consists of an externally threaded
28.757 mm outside diameter stainless steel rod, a brass
mounting plate, and a brass lock ring. The brass mounting
plate and the lock ring have internal threads mated to the ex-ternal threads of the rod. The stainless steel rod is 88.9 mm
long and has 76.2 mm of external 44 threads per inch (tpi)
threads (giving a 577 μm axial advance per revolution). The
inner diameter of the rod is 0.8 in. with internal Royal Mi-
croscope Society threads (20.32 mm diameter and 36 tpi) at
one end allowing attachment of a microscope objective. Thebrass mounting plate is attached to the top of the large alu-
minum plate while the stainless steel rod and lock ring thread
in from beneath. Rotation of the threaded rod, accessed fromunder the aluminum plate, allows the microscope objective to
be moved up and down. The lock ring allows the position of
the objective to be fixed and the high tpi provides adequateaxial resolution of the objective. Fine tuning of the focus is
easily accomplished with the piezo scan stage. A schematic
of the stage and objective holder is given in Fig. 1(a).
With the setup described the sample cell is fixed to the
top of the scan stage and the position of the objective relative
to the sample is held constant once the lock ring is tightened.
Thus, for a given piezo z-position, the critical feature of a
fixed distance between the sample and objective is fulfilledwhile the Newport XY translation stage allows for the equally
critical feature of course sample positioning.
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Dichroic MirrorPiezo Scan Stage(a)
(b)Course XY Stage
Objective HolderLock RingMicroscope Base
Top
BottomCover glass O-RingExcitation BeamOBJTE Heater/Cooler
See (c) Sample Cell
See (b)
To Liquid Cooler
Power ConnectionFront Side
TE Heater/CoolerReservoir(c)Acrylic Insulator
FIG. 1. (Color online) (a) Stage and objective holder as detailed in the text.
(b) Liquid sample cell forming a cover glass o-ring sandwich for planar mem-
brane systems. (c) TE heater/cooler sandwiched between circulating liquid
reservoir and an aluminum plate that friction-fits on top of the sample cell
presented in (b).
B. Liquid cell and heater/cooler stage
The sample cell is composed of two 300 series stainless
steel plates, one with a boss (top), and the other with a
matching pocket (bottom) as shown in Fig. 1(b).T h el o w e r
portion of the sample cell is a 4.7625 mm thick stainlesssteel bar comprised of a 22 ×22 mm pocket milled in
the center, two 4-40 clearance holes for direct mounting to
the scan stage, and a 7.9375 mm aperture to accommodate themicroscope objective. The upper portion of the sample cell
has a boss that fits inside the pocket of the lower portion. The
depth of the pocket and height of the boss have been chosenso two No. 1.5 microscope coverslips may sandwich a PTFE
coated o-ring inside the cavity and compress the o-ring by
∼5%. The top portion of the sample cell attaches to the lower
portion using four 4-40 stainless steel screws. Stainless steel
is employed throughout to allow all parts to be rigorously
cleaned. A 3.175 mm hole machined into the side of the lowerplate of the sample cell houses a friction-fit removable brass
rod that penetrates to within 1.5 mm of the liquid cavity. A
1.2 mm hole machined longitudinally into the brass rod
houses a thermistor (RTD) (TE Technology, MP-2444)
mounted with thermal paste. This allows easy removal of 1000 1100 1200 1300 1400
0 50 100 150 200 250 300 3.2 3.5 3.8 4.1 4.4Count Rate (kHz)
Power (%)
Time (seconds)Intensity
Power
FIG. 2. (Color online) Effect of the TE heater’s output power on the lipid
bilayer’s measured count rate when operating under PID control. Although
the TE’s output power only varies from 3.1% to 4.5% the resulting change in
the bilayer’s signal is significant and clearly trends.
the RTD rod unit for cleaning and sample mounting while
providing accurate temperature data of the liquid cavity
environment.
For measurements requiring temperature control a
peltier-thermoelectric (TE) heater/cooler (TE Technology,
TE-127-1.0-0.8) is sandwiched between an aluminum reser-voir with liquid input and output ports and an aluminum block
machined to fit on top of the sample cell as shown in Fig. 1(c).
The aluminum reservoir is connected to a circulating liquidcooler (Thermaltake, BigWater 780e ESA) to dissipate heat
or cool one side of the TE heater/cooler. The fully assembled
sample cell with the TE heater/cooler weighs 196 g just underthe maximum recommended vertical load of the scan stage of
200 g.
Proportional-integral-derivative (PID) control (TE Tech-
nology, TC-36-25-RS232) was initially used to regulate the
temperature of the TE heater/cooler and sample cell. After ju-dicious determination of PID parameters, the PID controller
was able to control the sample cell’s temperature to within
a tenth of a degree Celsius of the set point, however, doingso required the controller to modulate the TE heater/cooler’s
power. It was quickly noted, however, that the cycling of the
power to the TE heater/cooler, although providing a relativelyconstant temperature, produced a change in the detected count
rate from lipid bilayer samples (detailed later) as may be seen
in Fig. 2(the definite cause of this affect is undetermined).
This affect produced gross distortions in measured correlation
curves and, subsequently, PID control was eliminated in favor
of a constant power heating scheme. The controller was set toa constant power and the resulting steady state temperature
was observed and recorded using a custom
LABVIEW inter-
face across a range of experimentally relevant temperatures.
The results were fit using a second order polynomial allow-
ing the power needed to achieve a desired temperature to bepredicted. This scheme resulted in average steady state tem-
peratures with standard deviations of only a few hundredths
of a degree although the time necessary to reach the desiredtemperature was longer than that observed using PID control.
III. PERFORMANCE EVALUATION AND DISCUSSION
The affect of drift and sample stability on the resultant
z-scan FCS diffusion coefficient were assessed by simulat-
ing the confocal point spread function (PSF) for our system21
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-1500-1000-500 0 500 1000 1500 2000
0 500 1000 1500 2000 2500 3000 3500Fitted Center Position (nm)
Time (seconds)(b)
Custom Sample Holder
Nail Polish Sealed
Wax Sealed
Nunc Well-400-200 0 200 400 600 800 1000
0 500 1000 1500 2000 2500 3000 3500Fitted Center Position (nm )
Time (seconds)(a)
Custom Sample Holder
Stock Stage Typical
Stock Stage Atypical
FIG. 3. (Color online) (a) Axial stability of the custom setup described
herein compared with a typical and atypical result from a stock stage and
turret. (b) Stability of our sample cell compared with nail polish and wax
sealed coverglass and an eight-chambered well.
and, subsequently, the 1 /e2radius as a function of axial po-
sition (the form of the PSF used did not account for back-
aperture over/under filling). The diffusion time as a functionof axial position was computed using τ
D=w2/4D, where w
is the 1 /e2radius and Dwas fixed. Assuming a 30 s acqui-
sition time per position, τDwas computed for the equivalent
of 8 and 100 nm/min of uniform unidirectional sample drift.
The resulting simulated z-scan curves were fit with Eq. (1)
and the resulting diffusion coefficients were found to deviate
from the zero drift case by 30% and 100%, respectively. To
assess the affect of sample instability, τDwas computed us-
ing a position that deviated from ideal by an amount equal
to a normally distributed random number generated at each
position with a mean of zero and a standard deviation of 8and 100 nm. The simulated z-scan curves were fit and in both
cases the resulting diffusion coefficients were found to vary
from the zero drift case by roughly 30%. Although simula-tion does not account for artifacts in the correlation curves
due to sample drift during acquisition, the results suggest that
sample positioning and stability are critical for reliable z-scanFCS measurements.
Evaluation of the sample cell and stage’s stability was
carried out by loading the sample cell with two No. 1.5 cov-erslips and a PTFE coated o-ring as would be done for pla-
nar membrane investigations but with liquid omitted from the
cavity. The sample cell was mounted on the scan stage and
the inner surface of the bottom coverslip was brought into
focus using a 60X 1.2 N.A. UPlanApo/IR water immersionobjective (Olympus) by monitoring the scattered laser light
from the glass/air interface. Excitation and collection fol-
lowed a standard confocal geometry using a 50 μmd i a m e -
ter fiber in place of a pin hole and a fiber-coupled avalanche
photo diode (APD) as the detector. Once the objective was
brought into position, the brass lock ring was secured anda custom
LABVIEW program was used to monitor the APD
count rate and control the position of the piezo scan stage.
The sample cell was scanned through the axial range of the
scan stage, the APD count rate at each position was saved, fit
to a Gaussian, and the center position of the fitted Gaussianrecorded. The software was then set to scan the sample cell
through the initial center position every 5 min. Scanning was
performed from 3 μm below to 3 μm above the initial center
position, in 500 nm steps, and the APD count rate at each po-
sition was recorded along with the time at which each scan
began. The fitted center position for each scan along withthe time stamp allowed the position as a function of time to
be tracked. Axial scanning of the sample cell using the cus-
tom stage setup yielded an average drift rate of (3.47 ±0.22)
nm/min (averaged from an equal number of scans with and
without TE heater/cooler in place) and a typical result is pre-
sented in Fig. 3(a). Considering the requirement of less than
100 nm per acquisition of drift and typical aggregated z-scan
FCS acquisition times on the order of 5 to 10 min, this drift
rate is well within the criteria for planar FCS measurements
although simulations suggest that at this drift rate there will
be some affect on the recovered z-scan diffusion coefficient.
Similarly, the scan stage and sample cell were mounted
on the factory shipped XY stage and the objective was
mounted on the original objective turret. As also presentedin Fig. 3(a) scanning the sample cell in the same manner
as described above yielded an average drift rate of (7.25
±1.06) nm/min which is a factor of two larger than our
custom setup. Further, Fig. 3(a) also presents occasional me-
chanical instabilities beyond the reported average rate were
observed suggesting that the stability of the stock stage andturret have the potential to heavily affect measurements on
planar systems without operator awareness.
Although the exact sources of drift in the conventional
and custom system are not explicitly known, vibration and
thermal currents have the potential to play some role. How-
ever, as the optical setup described is situated on a large vi-
bration damping table (TMC, Peabody, Massachusetts) it is
unlikely that high frequency vibration plays any major rolein system instability. The laboratory housing this system is
climate controlled via forced air but no correlation between
heating/cooling from the climate control system has been ob-served, likely because climate control vents are spatially sep-
arated from instrumentation. A more likely source of drift in
the conventional system, however, is the lack of coupling be-tween the objective turret and the sample position. Although
both are supported via the same microscope base, neither is
explicitly linked to the other unlike the custom setup em-ployed here. Even though the conventional turret allows easy
switching between multiple objectives this functionality intro-
duces more moving parts and inevitably more instability. Al-though our setup does not include this capability, it eliminates
any possible instabilities due to a rotating turret. Further, axial
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0 0.2 0.4 0.6 0.8 1
0.01 0. 1 1 10 100 1000 10000 100000Normalized Autocorrelation G( τ)
τ(ms)Measured
2D Diffusion Model
FIG. 4. (Color online) Measured autocorrelation function of a DMPG lipid
bilayer using the setup detailed herein.
movement of the objective can only be accomplished by rotat-
ing the objective holder with an applied force perpendicular to
the direction of translation. This means that simply pressingdown on the objective, as gravity does, will not move or adjust
the objective position. In fact, it would increase the normal
force between the contact surface on the threads of the ob-jective holder and brass mounting plate and subsequently in-
crease the frictional force between these surfaces making ax-
ial objective movement more difficult. Our custom setup also
includes a lock ring explicitly employed for immobilizing the
objective, whereas the conventional system does not includeany mechanism for this purpose. Unlike the conventional sys-
tem which employs a turret, suspended at a 90
◦angle from
an axially translating arm, our system supports the objectivedirectly underneath eliminating another potential source of in-
stability.
The same stability verification method was also em-
ployed to evaluate more typical, or easily available, sample
mounting methods. Cover glass was mounted to welled slide
glass using wax and separately, nail polish. The welled slideglass was inverted and held on the scan stage using clips typ-
ically found on microscope stages for said purpose. Typical
results from investigating the stability of wax and nail pol-ish sealed cover glass are shown in Fig. 3(b) along with the
stability of our custom setup for comparison. Finally, a No.
1.5 bottom thickness eight-chambered well (Nunc, Lab-Tek
II) was tested and the results are also presented in Fig. 3(b).
As it can be seen in Fig. 3(b) the wax and nail polish sealed
welled slide glass, as well as the eight-chambered well, are
relatively unstable when compared with our custom setup and
would be a poor choice for z-scan FCS investigations. It hasalso been noted that nail polish is not well suited for use with
fluorescence techniques.
22
As it is clearly evidenced in Fig. 3by comparing data
presented in parts (a) and (b), although our custom stage setup
does provide a factor of two decrease in axial drift, relative to
the conventional system, it is clear that the custom sample cellemployed herein plays an even more critical role. For typical
z-scan step sizes (200–300 nm) we find the sample’s maxi-
mum axial speed is 20.4 μm/s (1.22 mm/min) and likely not
a cause of instability.
Both nail polish and wax seals have been observed to al-
low air bubbles into the sealed sample well if left for as little
as 12 h. This suggests that the wax and nail polish may form
an unreliable seal and allow liquid to evaporate. In equivalent 2 3 4 5 6 7 8 9 10
-1 -0.8 -0.6 -0.4 -0.2 0 0.2 0.4 0.6 0.8 1 25 30 35 40 45 50 55 60 65 70 75Diffusion Time (ms)
Particle Number
Distance Δz(μm)Diffusion Time
Particle Number
FIG. 5. (Color online) Z-Scan of a DMPG bilayer membrane on glass, inner
leaflet labeled with 0.0005 mol% Rho-PE at 36◦C. The recovered diffusion
coefficient, particle number, and beam waste are (9.78 ±0.206) μm2s, (94.93
±0.665)/ μm2, and (307 ±4.4) nm, respectively.
unsealed samples, we observe that as samples dry the loss of
liquid due to evaporation causes a visually apparent concave
deformation in the cover glass. If the cover glass, which sup-ports the sample, is deforming as a function of time this will
clearly affect the absolute position of the sample from scan
to scan. This is in contrast to our custom sample cell whichallows samples to be examined promptly prior to the poten-
tial formation of air bubbles and without having to wait for
nail polish or wax to dry. Bubbles have been observed to formin our custom sample cell but only after a few days. More
importantly, our sample holder is physically attached to the
scan stage using two 4-40 machine screws. This ensures goodrigidity between the sample cell and scan stage, whereas in
the case of conventional microscope stage clips the sample is
held by pressure and direct attachment of the sample to thestage is not possible.
Evaluation of the setup for FCS and z-scan FCS on
planar systems was performed using 1,2-dimyristoyl- sn-
glycero-3-phospho-(1
/prime-rac-glycerol) (sodium salt) (DMPG)
(Avanti Polar Lipids, 840445) bilayers labeled with 0.0005mol% 1,2-dimyristoyl- sn-glycero-3-phosphoethanolamine-
N-(lissamine rhodamine B sulfonyl) (ammonium salt)
(Rho-PE) (Avanti Polar Lipids, 810157) in the innerleaflet deposited via standard Langmuir-Blodgett/Langmuir
Schäfer methods
23–25employing cleaned No. 1.5 cover-
slips as the substrate. All parts of the sample cell werecleaned by first soaking in a dilute solution of liquid
detergent (Decon, Contrad 70), rinsed in 18.2 M /Omega1cm
water (Millipore, Milli-Q), soaked in 70% nitric acid, andagain copiously rinsed in 18.2 M /Omega1cm water. Bilayers were
mounted in the sample cell in solution ensuring sample fi-
delity. The sample cell was mounted on the scan stage and theTE heater/cooler set in place. The desired temperature was
achieved as described previously and z-scan FCS performed.
FCS and z-scan FCS were carried out using a cus-
tom built confocal/FCS microscope. This instrument uses the
afore mentioned Olympus IX71 microscope body as the base
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(a) (b)
5μm 5μm
FIG. 6. Images of drop cast 200 nm fluorescent beads imaged (a) after initial
focus and (b) 75 min later. Note that the contrast of image (b) has been ad-
justed for ease of comparison as photobleaching over the 75 min period has
had an affect.
and a 543 nm Helium-Neon (HeNe) laser for excitation. The
HeNe’s beam is expanded and recollimated to fill approx-
imately 60% of the previously mentioned Olympus objec-
tive’s back aperture and a 50 μm diameter silica core fiber
acts as the pin hole. The fiber’s position was optimized for
count rate per molecule and the setup’s validity tested with
the popular and robust fluorophore Alexa-Fluor 546 (Invitro-gen, A20002). Measurement of the Alexa-Fluor fluorophore
in solution (3 nM in 18.2 M /Omega1cm H
2O), excited with ∼3μW
at the sample, yielded excellent correlation curves that fit wellto a 3D diffusion model with a non-divergent structure fac-
tor of less than six and no need to include triplet kinetics.
Figure 4presents an autocorrelation curve from a DMPG bi-
layer on glass excited with <2μW at the sample that is well
fit by a 2D diffusion model ((1 /N)(1+τ/τ
D)−1). Figure 5
presents z-scan FCS results for DMPG on glass at 36◦Ci n -
dicating that our setup possesses the required mechanical sta-
bility for successful measurements on planar systems.
To test the imaging stability of our setup a dilute 3 nM so-
lution of 200 nm fluorescent beads (Invitrogen, F8784) were
dried on a No. 1.5 cover glass and mounted in the sample cell.The sample cell was mounted on the piezo scan stage and the
beads were brought into focus. An EMCCD camera (Andor,
Luca) was used to capture an image of the beads every 5 minfor 75 min after the initial focus was achieved. Initial and fi-
nal images are shown in Fig. 6. Features in each image were
fit to a 2D Gaussian using a custom
MATLAB script and the
resulting 1 /e2radius of each feature was stored (features with
fitted 1/ e2radii larger than would be expected for this imag-
ing system and features not well spatial separated were ex-cluded). Over the 75 min period the average fitted 1 /e
2radius
increases by (209.4 ±137) nm (or (2.6 ±1) nm/min.) indi-
cating the viability of this system for long term imaging.
IV. CONCLUSION
Mechanical stability and low drift are features critical
for any researcher interested in high resolution diffractionlimited quantitative microscopy. We have shown that our
custom setup has half the drift of a stock stage and tur-
ret. Although the stock stage and turret perform reasonablyin most instances, occasional instability was observed sug-
gesting the necessity of a custom setup as detailed in this
work. When using techniques that require repeatable sam-ple positioning, such as z-scan FCS, the necessity of a rigid
sample cell that can be mounted directly and with minimal
drift to the scanning apparatus is critical. Conventional sam-
ple sealing methods were found to be inadequate and are not
recommended.
ACKNOWLEDGMENTS
This material is based upon work supported by the Na-
tional Science Foundation under Grant No. CHE0722759.
The authors thank Daniel Breton and Gilbert Hopler for their
invaluable help and advice in the machine shop, Amos Clinefor initial temperature control setup, and Samuel T. Hess
and Travis J. Gould for excellent conversations regarding
FCS.
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1.1560212.pdf | Numerical and experimental modal analysis of the reed
and pipe of a clarineta)
Matteo L. Facchinetti
Laboratoire de Me ´canique des Solides and Laboratoire d’Hydrodynamique, CNRS-E´cole Polytechnique,
91128 Palaiseau Cedex, France
Xavier Boutillonb)
Laboratoire d’Acoustique Musicale, CNRS-Universite ´Paris 6-Ministe `re de la Culture, 11 rue de Lourmel,
75015 Paris, France
Andrei Constantinescu
Laboratoire de Me ´canique des Solides, CNRS-E´cole Polytechnique, 91128 Palaiseau Cedex, France
~Received 12 December 2001; revised 8 August 2002; accepted 24 January 2003 !
Amodal computation of a complete clarinet is presented by the association of finite-element models
of the reed and of part of the pipe with a lumped-element model of the rest of the pipe. In the firstpart, we compare modal computations of the reed and the air inside the mouthpiece and barrel withmeasurements performed by holographic interferometry. In the second part, the complete clarinet ismodeledbyadjoiningaseriesoflumpedelementsfortheremainingpartofthepipe.Theparametersof the lumped-resonator model are determined from acoustic impedance measurements. Computedeigenmodes of the whole system show that modal patterns of the reed differ significantly whetherit is alone or coupled to air. Some modes exhibit mostly reed motion and a small contribution of theacousticpressureinsidethepipe.Resonancefrequenciesmeasuredonaclarinetwiththemouthpiecereplaced by the cylinder of equal volume differ significantly from the computed eigenfrequencies ofthe clarinet taking the actual shape of the mouthpiece into account and from those including the~linear !dynamics of the reed. This suggests revisiting the customary quality index based on the
alignment of the peaks of the input acoustical impedance curve. © 2003 Acoustical Society of
America. @DOI: 10.1121/1.1560212 #
PACS numbers: 43.75.Ef @NHF#
I. INTRODUCTION
The clarinet is usually considered as the association of a
linear resonator, the pipe, and a nonlinear excitor, the reed,subject to the air flow from the mouth.Alternatively, one canconsider the air column and the reed as a linear system sub-ject to nonlinear boundary conditions. This is the approachretained in this article where the reed is considered as a lin-ear mechanical system coupled to the pipe and where theinteraction with the player is not treated. Nonlinear phenom-enon such as the interaction between the reed and the jetacross the reed-slit, the contact forces between the reed andthe lay, and the interaction between the reed and the player’slip will be included in a subsequent piece of work as nonlin-ear boundary conditions to the normal modes that are de-scribed here. Humidity of the reed and the player’s lip alsohave a damping role which is not considered in this modalanalysis of a pipe coupled to a ~dry!reed.
Acoustical studies of the clarinet have so far representedthe mouthpiece of a wind instrument by its equivalent vol-
ume. This study goes beyond this approximation and pre-sents the three-dimensional distribution of the pressure in theupper part of the instrument.
Studies of the pipe of the clarinet have traditionally been
expressed in the frequency domain and were based on mea-surements or computations of input acoustic impedance.However, numerical simulations of this instrument operate inthe time domain and are usually based on the reflection func-tion of the pipe. Recent experimental studies have adoptedthe time domain approach with direct measurements of thisreflection function. Abundant literature extensively coversthese subjects: for general presentations, see Refs. 1–4.
Studies of the reeds are far less extensive and the me-
chanical behavior of cane is still subject to discussion. Thesimplest reed model, a spring, is implicitly used by reed-makers when they rate them by their so-called ‘‘strength,’’which corresponds to the mechanical compliance. Experi-mental studies have proposed values for the compliance ofthe reed.
1,5,6Associated with various models of the pipe and
excitation, this model has been used in numerical simulationswhich were successful in describing basic features of thedynamics of clarinet-like system.
7–9Music-oriented algo-
rithms have also been proposed in which the values of theparameters describing the excitor and the resonator are ad-justed in order to obtain realistic sounds instead of accuratelydescribing their mechanical behavior.
10,11However, this
model is obviously insufficient to describe quality-based cri-teria: otherwise all reeds in a given commercial box ~witha!Part of this work was presented in ‘‘Application of modal analysis and
synthesis of reed and pipe to numerical simulations of a clarinet,’’ invitedpaper at the 140th meeting of the ASA, Newport Beach, CA, December2000 @J. Acoust. Soc. Am. 108, 2590 ~A!#,i n‘ ‘ E´tude modale d’une clari-
nette,’’ Proceedings of the Colloque National en Calcul de Structures,Giens, France, May 2001, and in ‘‘Modal analysis of a complete clarinet,’’Proceedings of the International Conference on Acoustics, Rome, Italy,September 2001.
b!Electronic mail: boutillon@lms.polytechnique.fr; present address: Labora-
toire de Mecanique des Solides, E´cole Polytechnique, 91128 Palaiseau
Cedex, France.
2874 J. Acoust. Soc. Am. 113(5), May 2003 0001-4966/2003/113(5)/2874/10/$19.00 © 2003 Acoustical Society of America
Redistribution subject to ASA license or copyright; see http://acousticalsociety.org/content/terms. Download to IP: 129.21.35.191 On: Thu, 18 Dec 2014 20:28:59similar strength !would suit a given player, but this is not the
case.
The next modeling step is the single-degree-of-freedom
oscillator. Although some simulation algorithms12have been
very successful in producing realistic sounds,13,14this is not
sufficient in itself to assert the physical validity of a model.One degree of freedom is not sufficient to account for criteriasuch as reed quality. Stewart and Strong
15and Sommerfeld
and Strong16used a refined model of the reed as a nonuni-
form beam. In the latter study, the pipe was only slightlysimplified compared to a real clarinet and the player’s aircolumn ~including the lungs !was also taken into account.
There is no fundamental difference between this simulationand those based on a simple oscillator model for the reedsince the interaction with the rest of the system is averagedalong the beam. The beam model is needed if one wants totake into account the curved shape of the mouthpiece onwhich the reed beats during large amplitude motions.Gazengel
17derived a simple oscillator model from a beam
equation. In his time-domain simulation, the mass of the os-cillator is recalculated at each time step as a function of theposition of the reed, introducing by this means the nonlinearbehavior of the reed contact.
Modeling the reed as a continuous system is the current
state of research. Several examples of modal analysis ofclarinet reeds with holographic interferometry have been pre-sented in conferences over the recent years,
18–20but never
published. One example of finite-element modeling based onmeasurements of the mechanical properties of cane has beenreported.
21Another ~unpublished !pioneering study has been
done by Pinard and Laine when they were students at theE´cole Polytechnique ~France !. The experimental modal
analysis and the finite-element modeling of isolated reedsthat are presented in the following are a development of thisunpublished work. To our knowledge, no model of the reedas a continuous system in association with the air column hasbeen proposed.
The model proposed here is aimed at overcoming sev-
eral limitations of previous approaches. Besides giving ameans to review the approximations of the classical model,this new approach is also a first step toward numerical simu-lations of the instrument based on modal projection
22,23
rather than on propagation schemes represented by reflectionfunctions.
The different parts of a clarinet—reed, mouthpiece, bar-
rel, upper and lower parts of the pipe, bell—are shown inFig. 1 together with their respective models. Fluid and solidfinite-element models ~FEM!for the reed and the beginning
of the pipe and a lumped elements model for the main part ofthe pipe are used.
The work presented here begins with the modal analysis
of the isolated reed. In each subsequent section, another el-ement of the model is added, finally resulting in a completeinstrument. In addition, the modes of the reed associatedwith the mouthpiece and barrel are compared with the resultsof experimental modal analysis.
II. THE REED
A. Construction of the numerical model
Establishing a finite element model requires the determi-
nation of the geometry of the reed, the choice of a constitu-tive law, the determination of the mechanical parameters, aswell as the appropriate boundary conditions.
A series of three reeds have been measured. The thick-
ness of each reed was measured with a coordinate measuringmachine ~Mitutoyo EURO-M 574 and Johansson Saphir 7
were used !. Approximately 200 points, arbitrarily chosen on
the reed surface, have been measured @Fig. 2 ~a!#. The geo-
metrical data for the model are interpolated from the mea-sured values. Interpolation between measured points wasdone by using a fourth-order polynomial, resulting in andgiving the thickness map shown in Fig. 2 ~b!. The reed is
assumed to be symmetrical with regard to its longitudinalaxis.
The shape of the reed was measured using a high preci-
sion optical projector ~Macro Dynascope 5D, by Vision En-
gineering with Metronics Quadra-Check 4000 interpolatingsoftware !with the results shown in Fig. 2 ~c!. The precision
of the geometrical measurements of the reed can be esti-mated to ’2
mm.
Reeds are made out of cane which is considered here as
a purely elastic, transversely isotropic, homogeneous mate-rial. Viscosity and plasticity, related to energetic losses, havebeen neglected at this step of the analysis. The homogeneityhypothesis will be analyzed a posteriori in Sec. V. In thecurrent state of knowledge, we have found no other plausibledescription that could be expressed quantitatively.
A discussion of losses in cane has been given lately by
Marandas et al.
24and Obataya and Norimoto.25The former
found out that dry cane is viscoelastic and turns viscoplasticwhen wet. This implies that static tests on wet cane are notappropriate to measure Young’s moduli. Obataya proposedvalues of the quality factor Qof the order of magnitude of
FIG. 1. The clarinet: its parts and their
respective models ~not to scale !.
2875 J. Acoust. Soc. Am., Vol. 113, No. 5, May 2003 Facchinetti et al.: Modal analysis of the clarinet
Redistribution subject to ASA license or copyright; see http://acousticalsociety.org/content/terms. Download to IP: 129.21.35.191 On: Thu, 18 Dec 2014 20:28:59100 varying with frequency, relative humidity, and internal
state of cane. Since only individual modes of the reed areconsidered here losses can be ignored. They would need tobe taken into account in modeling the actual dynamics of theinstrument.
Under these assumptions, five parameters are needed to
describe the material: density
rs, longitudinal and transverse
Young’s moduli ELandET, transverse to longitudinal shear
modulus GLT, and longitudinal-transverse Poisson ratio
nLT. The values adopted here are given in Table I. The val-
ues for rs,EL, and nLTwere obtained by Pinard and Laine
and result from static measurements on a piece of dry canegiven by a reed maker. Obataya and Norimoto give roughlythe same value for the mainYoung’s modulus E
Lof dry cane
in the frequency that is relevant here ~2–6 kHz !. Their mea-
surements show that this value decreases linearly with therelative humidity level ~RH!,E
Ldecreasing by around 30%
for a variation of 100% in RH. The other parameters werealso obtained by Pinard and Laine. Their work has been pio-
neering in several respects. In particular, they were the firstto match eigenfrequencies and modal patterns of reeds ob-tained by holographic interferometry with those obtainedwith a finite-element model.
As boundary condition, we consider the reed rigidly
clamped on the section corresponding to the ligature andhaving a stress-free boundary elsewhere.
B. Computed eigenmodes
This model has been implemented on a standard PC
~450 MHz, 250 Mbyte RAM, Linux !using linear Love–
Kirchoff plate elements in the CAST3Mfinite-element code.
The first modes of a reed are presented in Fig. 3. A classifi-cation of the modes is needed for referencing and an attemptis made here. Since modal patterns with closed modallines have not been encountered, it is intuitively appealing tolabel the modes according to the number of intersectionsbetween the nodal lines and the edges of the reed. Forthe symmetric reed considered here, a mode is labeled LnTm.
‘‘L’’ stands for longitudinal and the first index nis the
number of intersections of nodal lines with the edge ~s!
parallel to the main axis. Such nodal lines include the oneimposed by the boundary condition at the ligature. ‘‘ T’’
stands for transverse and the index mis the number of inter-
sections of the nodal lines with the tip edge of the reed.Modes appear in an order which can be expected(L1T0,L1T1,L2T0,L1T2,L2T1), given the larger flex-
ibility in the direction transverse to the reed and the thick-ness distribution.
The generalized mass of a mode is:
m5u
TMsu, ~1!
whereurepresents the reed displacement for the mode and
Mis the mass matrix of the reed. For a unit value of the
maximum displacement in each mode, the modal masses are7, 0.35, 0.47, 0.063, and 0.094 mg for the L1T0,L1T1,
L2T0,L1T2, andL2T1 modes, respectively. Along with
modal patterns, these values establish a comparison betweenmodes. These mass values can also be compared to the orderof magnitude of the real mass of the moving reed. At the tipof the reed, the thickness is about 1/10 mm and the width 13mm. For a density
rs5450 kgm23, the mass of a moving
portion of the reed of length l~in mm !is (0.59 3l) mg.
III. MODAL COMPUTATION OF THE REED
ASSOCIATED WITH MOUTHPIECE AND BARREL
This section analyzes how the dynamics of the reed is
influenced by air loading and provides a comparison betweenresults given by the model and experiments presented in Sec.
FIG. 2. Geometry of the reed, with dimensions in mm: ~a!points actually
measured, ~b!interpolated thickness, ~c!estimated contour.TABLE I. Material properties for dry cane used in reeds, as given by Pinard
and Laine.
Density rs5450kg/m3
Longitudinal Young modulus EL510000 MPa
Transverse Young modulus ET5400 MPa
Shear modulus GLT51300MPa
Poisson ratio nLT50.22
2876 J. Acoust. Soc. Am., Vol. 113, No. 5, May 2003 Facchinetti et al.: Modal analysis of the clarinet
Redistribution subject to ASA license or copyright; see http://acousticalsociety.org/content/terms. Download to IP: 129.21.35.191 On: Thu, 18 Dec 2014 20:28:59II. The system considered now is composed of the reed, the
mouthpiece, and the barrel and is represented using acoupled fluid–solid model.
A. Numerical model
The full model of reed, mouthpiece, and open barrel is
shown in Fig. 4. The internal shape of the mouthpiece ~a
Selmer HS *) has been carefully measured by means of the
coordinate measuring machine used for the reed. The barrelis considered as a cylindrical bore with a diameter of 15 mm.The air volume inside the mouthpiece and the barrel is mod-eled with linear tetrahaedric and prismatic finite elements ofcompressible elastic fluid.The acoustic pressure at points of the open air surfaces
is considered to be zero. The normal derivative of the acous-tic pressure on the walls of the mouthpiece and the barrel,corresponding to air flow, is also set to zero. The boundarycondition coupling the reed and the mouthpiece involves thestress in the solid and the velocity of the fluid and will begiven explicitly in the following.
The eigenvalue problem for a coupled solid–fluid sys-
tem is expressed in the continuous formulation by thefollowing:
26
divC„u2v2rsu50, ~2!
div1
rfp1v21
c2rfp50, ~3!
whereprepresents the acoustic pressure in the fluid. The
densities of solid and fluid are rsandrf, respectively. The
speed of sound is c, the angular frequency of the motion is v,
andCdenotes the elasticity matrix of the solid.
The boundary conditions coupling the fluid and the solid
parts are
s"n52pn, ~4!
]p
]n5rfv2u"n, ~5!
wherenrepresents the unit vector normal to the solid surface
ands5C„uthe stress tensor.
In order to formulate these equations as a standard ei-
genvalue problem, a new variable p52(1/v2)pmust be
introduced.26The equations and boundary conditions become
divC„u2v2rsu50, ~6!
div1
rfp21
c2rfp50, ~7!
v2p1p50, ~8!
s"n52pn, ~9!
]p
]n52rfu"n. ~10!
To the preceding equations, we can associate the follow-
ing Lagrangian Ldenoting the variational formulation of the
problem:
FIG. 3. First five computed modes of an isolated reed. Modes are labeled
according to the number of modal lines perpendicular to the main axis ~Ln!
and parallel to it ~Tm!.
FIG. 4. Reed and volume of air inside the mouthpiece mounted on an open
barrel.
2877 J. Acoust. Soc. Am., Vol. 113, No. 5, May 2003 Facchinetti et al.: Modal analysis of the clarinet
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2E
Vs„uC„udv11
2E
Vf1
rfc2p2dv
2v2S1
2E
Vsrsu2dv21
2E
Vf1
rfc2~p!2dv
2E
Vf1
rfc2ppdv2E
]Vps"ndsD, ~11!
where VsandVfrepresent the solid and fluid volumes, re-
spectively, and ]Vrepresents the boundary between these
volumes.
Finally, the problem is expressed in its discrete form by
the following eigenvalue problem:
SFKs00
0Kf0
00 0G2v2FMs0 2N
00 Kf
2NTKfT2MfGDFu
p
pG5F000G,
whereKs~respectively, Kf) andMs~respectively, Mf) are
rigidity and mass matrices of the solid ~respectively, fluid !
part of the system and Nis the operator corresponding to the
coupling boundary condition ~10!related to the normal vec-
torn. Details of the derivation can be found in Ref. 26.
B. Experimental modal analysis
An experimental modal analysis on reeds by means of
holographic interferometry was performed in order to checkthe validity of the numerical model of the reed coupled to air.Recent works have been reported in shortcommunications.
18–20For various reeds mounted on a
mouthpiece under dry conditions Pinard and Laine observedone mode corresponding to a longitudinal flexion at around2200 Hz; one family of modes around 3500–3700 Hz, withpatterns varying from reed to reed, some of them being in-dicative of torsion, others being closer to flexion; and one
family of modes around 5800–6000 Hz, with more complexpatterns.
In measurements presented here, the reed was attached
to the mouthpiece exactly as on the real instrument. Since theligature was producing strong light reflexions, it wasreplaced with adhesive tape placed slightly further from thetip. A sinusoidally driven loudspeaker was placed closeto the reed to excite its vibration. For determining the reso-nance frequencies a very thin PVDF piezoelectric film@poly~vinylidenefluoride !, thickness 0.05 mm, mass 0.06 g,
of which only a part was actually moving #was glued onto
the lower thicker part of the reed, yielding the average de-
formation near the ligature. Resonance frequencies were de-termined using the maximum of the piezoelectric signal. Theexperiments were performed under natural humidity. A satu-rated atmosphere would have been preferable but was notpossible with the interferometry equipment.
The eigenmodes were visualized by means of laser
transmission interferometry. Complete details of the imple-mentation of this classical method are described in Ref. 27.The images in Fig. 5 represent variations of equal normal-displacement of the reed. The resolution of the system is halfthe wavelength of the laser, approximately 0.3
mm.
The reed was measured either alone, associated with an
open mouthpiece, or with the mouthpiece mounted on anopen barrel. The first four measured modes shown in Fig. 5correspond to the barrel configuration ~see Fig. 4 !. They are
compared with the corresponding computed modal patterns~see the next section for computation of the eigenmodes !on
top. Results of the holographic measurements show that themaximum displacement of the reed is negligible compared tothe distance between the mouthpiece and the reed at thatlevel of excitation. Thus one can be confident that contactbetween the reed and the lay, which could possibly make thesystem nonlinear, does not occur.
FIG. 5. Projection of four eigenmodes on the reed ~see
the text for labels !. Top pictures: computed normalized
eigenmodes of the association of a reed with mouth-piece and barrel. In this representation, a cyclic grayscale produces fringes of equal differences in normaldisplacement, allowing a comparison with the modalpatterns observed experimentally. Bottom pictures:modal patterns measured by holographic interferometryon one good reed mounted on the mouthpiece attachedto the barrel. The resonance is not very sharp owing todamping, hence the rounded eigenfrequencies.The pho-tographed section of the reed does not have the sameheight between the various experiments and the simu-lations.
2878 J. Acoust. Soc. Am., Vol. 113, No. 5, May 2003 Facchinetti
et al.: Modal analysis of the clarinet
Redistribution subject to ASA license or copyright; see http://acousticalsociety.org/content/terms. Download to IP: 129.21.35.191 On: Thu, 18 Dec 2014 20:28:59C. Results
A comparison between computed and measured modes
is displayed in Fig. 5 for the situation described by Fig. 4. Inthis comparison with holographic measurements, the ‘‘liga-ture’’of the reed had to be placed slightly beyond its normalposition. This led to a slightly more flexible reed than in thenormal situation. When the reed is coupled to air, one shouldstress that eigenmodes concern the whole system, not just thereed. Strictly speaking, expressions such as ‘‘reed modes’’are inappropriate and refer instead to modes for which en-ergy ismostlylocalized in the reed. Each mode has been
labeled using the notation proposed earlier. The ‘‘ R’’ prefix
indicates that we regard the result just as the projection of the
four first eigenmodes on the reed subspace. In order to sim-plify the discussion, we have not attempted to label the airconfiguration. One can notice that the L2T2 pattern did not
appear in the isolated reed case. One can also notice that theL1T0 pattern of the reed appears in the two first modes of
the coupled system.
The computed modes appear in the same order as the
measured ones with eigenfrequencies deviating by 10%–20% from measured resonance frequencies. The modal pat-terns are globally the same despite the fact that no real reedis symmetric whereas the numerical model has been chosensymmetric. As expected, the modes are mainly localized atthe tip of the reed where it becomes very thin, showing theimportance of a precise measurement of the geometry. Al-though some of the mechanical parameters come themselvesfrom a fit between observation and computation of modes ofan isolated reed, the mixed fluid–solid model can be consid-ered as valid within the range of approximations retainedhere.
Real reeds have natural asymmetries due to their geom-
etry or to nonuniform mechanical properties. One noticesthat the asymmetry seems stronger for the lowest mode thanfor any other one.
D. Sensitivity analysis
The sensitivity analysis of the eigenfrequencies to varia-
tions in mechanical parameters describing the reed and inacoustical properties of the air is presented in Table II. Theair volume is that of Fig. 4. Parameters are varied by 5%above and below their average values ~i.e., 10% overall !and
the corresponding overall variations of eigenfrequencies arereported. The value of the Poisson ratio appears to be irrel-evant. Eigenfrequencies 1190, 2680, and 4010 Hz vary lin-
early with the speed of sound.This is also almost the case forthe mode at 5280 Hz. Without looking at the modal patternof air pressure or reed displacement, one can infer that theycorrespond to ‘‘‘air modes,’’with energy mostly localized inthe~short!pipe. Conversely, the mode at 3700 Hz is not
influenced by air characteristics; sensitivity to the shearmodulusG
LTindicates that the reed is subject to torsion ~see
the second mode of Fig. 3 !and is poorly coupled to the pipe
~Fig. 6 !. To a lesser degree, this is also the case of the mode
at 6300 Hz. The mode at 4740 reveals a ( EL/rs)1/2depen-
dency of the eigenfrequency. It is mostly a ‘‘reed mode’’involving primarily a longitudinal deformation. The mode at2010 Hz is apparently a mode in which air and reed arestrongly coupled. It is interesting to notice that the transverseYoung’s modulus does not seem to influence any frequency.The measurement of its precise value is therefore less par-ticularly important.
E. Evolution of the eigenfrequencies
Another way of examining how the reed is coupled to
the acoustic field is to follow the evolution of the eigenfre-quencies when the reed is loaded by the air volume ofmouthpiece and barrel. A decrease of the eigenfrequenciesand a dominance of the longitudinal flexion occurs in theeigenmodes ~Fig. 7 !.
The frequencies of the first two modes of the $reed,
mouthpiece, barrel %system are mainly imposed by the reso-
nance of the air cavity. In both modes, the reed undergoesmainly longitudinal flexion. The frequency of the torsionmodeL1T1~3257 Hz for the isolated reed !does not vary
FIG. 6. Computed eigenmode at 4119 Hz in a mixed solid-air situation:
acoustic pressure inside the mouthpiece and barrel.TABLE II. Sensitivity analysis: changes in eigenfrequencies when mechanical characteristics of the reed and
acoustical properties of the air vary. Changes are given in % for a 10% variation of each parameter.
D510%
mean valuesEL
104MPaET
400 MPaGLT
1300 MPanLT
0.22rs
450 kgm23c
340 ms21rf
1.23 kgm23
1190 Hz 0 0 0 0 0 9.8 0
2010 Hz 2.4 0 0 0 22.2 0.7 20.4
2680 Hz 0.1 0 0 0 20.2 9.6 0
3700 Hz 1.5 0 3.1 0 24.6 0 0
4010 Hz 0.2 0 0 0 20.2 9.3 0
4740 Hz 4.9 0 0 0 24.8 2.7 20.1
5280 Hz 0.6 0 0 0 20.9 8.1 20.1
6300 Hz 1.7 0.9 4.9 0 26.4 3.2 0
2879 J. Acoust. Soc. Am., Vol. 113, No. 5, May 2003 Facchinetti et al.: Modal analysis of the clarinet
Redistribution subject to ASA license or copyright; see http://acousticalsociety.org/content/terms. Download to IP: 129.21.35.191 On: Thu, 18 Dec 2014 20:28:59significantly, meaning that this mode is weakly coupled to
the air cavity. The same phenomenon can be noticed for themodeL1T2 at 5840 Hz for the isolated reed. One can con-
clude from Fig. 7 and from the observation of the ratheruniform pressure in the pipe at these modes ~not shown here !
that this mode also is weakly coupled to the pipe.
IV.MODALCOMPUTATIONOFTHEWHOLECLARINET
In order to simulate the modal behavior of the complete
clarinet, we have associated a finite-element model of ’10
cm of pipe with lumped elements representing the rest of thepipe and matching its acoustic input impedance. This can bedone since at the outlet of the barrel, the acoustic field con-sistsessentiallyofplanewaves.Anexampleofacousticpres-sure in the mouthpiece is represented in Fig. 8. The mode isthat of a complete clarinet and corresponds to the lowestmode at 311 Hz of the medium C ]fingering combined with
the opening of the register key ~see the following for the
complete list of modes in this configuration !. The length of
mouthpiece represented here is 32 mm and corresponds tothe tapered part. One can see that the acoustic waves canalready be considered as plane waves within a very goodapproximtation.
The lumped-element oscillators ~shown in generic form
in Fig. 1 !are coupled to the finite-element barrel by meansof a rigid plate of negligible mass, as shown in Fig. 9. The
plate and the lumped-element oscillators are supposed tomove only in the longitudinal axis of the instrument. Thelumped elements are placed at the ~virtual !junction between
the barrel and the lower part of the clarinet.
It is now explained how the numerical values of the
lumped elements are calculated on the basis of measure-ments provided by Gibiat
28on several notes of a Noblet B [
clarinet. Results of these measurements are supposed to rep-resent the inputacoustical impedance of the instrument. In
order to measure this input impedance, a reference plane wasdefined by Gibiat et al.by replacing the mouthpiece with a
portion of cylindrical tube of equal volume. This is the usual‘‘equivalent volume’’ approximation which we discuss lateron. Prior to matching the impedance of the lumped elementsto the measured input acoustical impedance of the pipe, thelatter must therefore be transported from the input plane to-ward the open end of the pipe. The ‘‘transportation distance’’is equal to the length of a cylinder having the volume of themouthpiece and the barrel.
22,29
An oscillator is associated with each measured imped-
ance peak. At the angular frequency vthe mechanical im-
pedance of each elementary oscillator in Fig. 1 is
Zm~v!5iS1
mv2v
k1ivrD21
, ~12!
wherem, r, kare respectively the mass, damping, and stiff-
ness of the lumped elements.
In this ‘‘comb-like’’ association, the impedances of the
oscillators add. The dual association where the admittancesadd is ‘‘chain-like.’’Each elementary oscillator of Fig. 1 is amass chained with a comb of a damper and a spring, leadingto Eq. ~12!.
The parameters m
i,ri,kiof each oscillator ~a tooth of
the large comb !are identified by minimizing a cost func-
tional Jmeasuring the distance between computed and mea-
sured moduli and phase of the impedance:
J5auMod~Zcomp!2Mod~Zmeas!u
1buArg~Zcomp!2Arg~Zmeas!u. ~13!
The initial values of the parameters for each oscillator
are obtained by identifying each single resonance peak andthe final values are obtained by running a Nelder–Mead sim-plex search algorithm. A comparison between the measuredand the identified modulus and phase of the acoustic imped-ance of the lowest F fingering ~E[heard !of the clarinet is
presented in Fig. 10. The impedance represented is not theinput acoustical impedance but the impedance of the lowerpart taken at the ~virtual !junction between the barrel and the
lower part of the clarinet.Therefore, the peak frequencies arenot the eigenfrequencies of the instrument. The acousticalimpedance represented here is the ratio of the acousticalpressure to the air velocity, normalized by
rc. The average
modulus on a logarithmic scale would be 1 for an ideal longcylindrical pipe. According to Gibiat, it is less here due tointernal losses, radiation, and presumably the complexity ofthe pipe.
FIG. 7. Evolution of the eigenfrequencies ~left scale, in hertz !when the
system evolves from the isolated reed ~left!to$reed1mouthpiece %~middle !
and$reed1mouthpiece 1barrel %~right!. Black lines represent ‘‘primary
reed’’ modes, dotted lines ‘‘primary air’’ modes, and dash-dot lines,‘‘mixed’’ modes.
FIG. 8. Acoustic pressure inside the tip part of the mouthpiece for a 311 Hzmode of the complete clarinet. The acoustic pressure decreases monotoni-cally from the tip to the largest section by 14%.
2880 J. Acoust. Soc. Am., Vol. 113, No. 5, May 2003 Facchinetti
et al.: Modal analysis of the clarinet
Redistribution subject to ASA license or copyright; see http://acousticalsociety.org/content/terms. Download to IP: 129.21.35.191 On: Thu, 18 Dec 2014 20:28:59Two eigenmodes of the complete instrument for differ-
ent fingerings are shown in Fig. 9. One eigenmode has noamplitude per se. For each eigenmode in Fig. 9 the ~relative !
amplitude of the motion of the oscillators is represented bythe length of a straight line extending from the plate. Onenotices that the pressure distribution is not uniform in themouthpiece. Examining other similar figures reveals that themotion of the reed can differ significantly from mode tomode of a given note, even if it follows a L1T1 pattern.This
means that, although the first modes of the isolated reed oc-cur at significantly higher frequencies than those consideredhere, a single degree of freedom for the reed is not appropri-ate since it would not account for these differences. Whenthe reed undergoes mostly longitudinal flexion, it is to beexpected that the beam model used by several authors
15,16,30
would give comparable results.
For the low F fingering ~sounding one tone lower !, the
first eigenfrequencies are 166, 464, 743, 1147, 1436, 1620,1950, 2058, and 2201 Hz. They are 373, 1035, 1541, 1687,1893, 1930, and 2309 Hz for the medium G fingering and311, 735, 1213, 1467, 1578, 1865, and 2211 Hz for the highG], played with medium C ]fingering and opening of the
register key. These frequencies are represented in Fig. 11 inorder to evaluate their harmonicity. Eigenfrequencies arenormalized by their ratio to the theoretical musical frequencyfor the note under consideration ~respectively, 156, 349, and
740 Hz !, rounded to the nearest integer. For example, a 900
Hz eigenfrequency for note A4 ~440 Hz !would be normal-
ized by 2, nearest integer to 900/440. For this high note, theregister key does not eliminate the first mode of the instru-ment but the sound will be locked approximately on the sec-
ond mode. The lowest mode is very roughly at half the pitchof the note and is therefore normalized by the integer 2.
The sets of solid lines in Fig. 11 represent the computed
eigenfrequencies listed above of the complete instrument.The sets of dashed lines are resonances of the pipe as ex-tracted from the measurements of the input impedance of thepipe. This set represents the traditional view of the instru-
FIG. 9. Modal representation of a complete clarinet: amplitude of the motion of the lumped-element oscillators ~left!, air pressure in the upper part of the pipe
~middle !, and deformation of the reed ~right!. Eigenmode 2 for note treeble F# ~fingering of C# medium plus opening of register key !and eigenmode 8 for
note low E [~low F fingering !.
FIG. 10. Acoustical impedances ~ratio of the acoustical pressure to the air
velocity, normalized by rc) for the low F note of the clarinet. Solid lines:
acoustical impedance of the pipe as measured at the closed end of the pipeand transported at the ~virtual !junction between the barrel and the lower
part of the clarinet. Dashed lines: impedance of the set of lumped oscillatorsbest matching the impedance of the pipe at the junction.
2881 J. Acoust. Soc. Am., Vol. 113, No. 5, May 2003 Facchinetti
et al.: Modal analysis of the clarinet
Redistribution subject to ASA license or copyright; see http://acousticalsociety.org/content/terms. Download to IP: 129.21.35.191 On: Thu, 18 Dec 2014 20:28:59ment where the volume of the mouthpiece has been replaced
by a cylindrical pipe having the same volume and closed atone end. The sets of dotted lines represent computed eigen-frequencies of the air column with a rigid boundary on thereed surface. Instead of the completely closed pipe of thetraditional modeling, one assumes here a slight opening be-tween the reed surface and the lay of the mouthpiece with azero pressure condition.
V. DISCUSSION AND PERSPECTIVES
A. Alignment of resonances and low-frequency
approximation
The traditional model of the mouthpiece is that of a
cylinder of equivalent volume. Within this approximationthere is no point in measuring the input acoustic impedanceabove a certain limit. This limit can be evaluated by thelength scale at which the mouthpiece geometry differs from acylinder.Taking as an order of magnitude for these geometri-cal differences a length of 1 cm is consistent with a 2.5 kHzfrequency limit beyond which input acoustical impedanceswould begin to differ noticeably. In the approach followed inthis paper, the equivalent volume approximation is aban-doned and the acoustical input impedance of the pipe wouldkeep full utility and validity up to the frequency of the firsttransverse mode of the pipe ~13.3 kHz for the clarinet !.
Thecylinderofequivalentvolumeapproximationforthe
mouthpiece is assumed to be correct for low frequencies. Itappears in Fig. 11 that this approximation is not acceptableenough to be used in conjunction with an alignment of peakscriteria. One can see in Fig. 11 that variations in eigenfre-quencies due to the model change are significant with regardto the alignment of resonances, even at low frequencies .I n
other words, the deviations from alignment in the traditionalview ~equivalent volume approximation !are of the same or-
der of magnitude as the frequency shifts due to the presenceof the reed and the prismatic shape of the mouthpiece.B. Coupling of torsion modes to the air
The association of reed, mouthpiece, and a short open
portion of the pipe is shown in Fig. 6. The modal acousticpressure at an eigenfrequency of 4119 Hz is displayed in Fig.6. In this mode, the reed undergoes torsion in a pattern verysimilar to the L1T1 mode of the isolated reed ~Fig. 3 !. The
characteristic distance of this modal deformation is signifi-cantly smaller than half the wavelength in air at that fre-quency ( l’10 cm); the resulting acoustical short-circuit
prevents any efficient coupling of the reed to the air in themouthpiece. This explains the fairly uniform acoustic pres-sure for this mode, except very near to the reed. However,there are several reasons why these modes may be importantin the actual playing.
First of all, the flow entering the air channel between the
reed and the lay is governed by a nonlinear equation. There-fore, antisymmetric reed modes may have an influence onthe global flow entering the pipe.
It has been shown that the antisymmetric reed modes are
very weakly coupled to the acoustic ~far!field in the clarinet.
This is not to say that these modes play no role in the dy-namics. Asymmetries or, better said, unevenness in the geo-metric or constitutive properties of reeds induce asymmetriesof longitudinal reed modes and consequently an asymmetryin the local acoustical field. Due to its small relative modalmass, the torsion mode can be easily excited at a frequencydifferent from its resonant frequency and therefore may playa significant role in the actual dynamics of the reed. Thecoupling factor would then be the local acoustic field. Thismay be an explanation for the player’s experience that fordifferent mouthpieces, the preferred reeds are also different.
This modal analysis is performed on a symmetric reed.
This is not the case in reality as shown for example by thefirst mode in Fig. 5.The so-called torsion modes are likely tobe associated in the fluid domain to a flow different fromzero and therefore couple to the plane waves inside the pipe.
C. Symmetry
Experimental modal analysis shows that some reeds
have strong asymmetries. Makers can be expected to be suc-cessful in controlling the symmetry of the geometry; there-fore, the cause of modal asymmetries lies most probably inthe lack of homogeneity of the cane used for the reed due toits natural character. Pinard, Laine, and Vach
31examined 24
reeds, ranked by two professional players. They observedthat the two reeds ranked as good and very good were sym-metric whereas the poor reed had asymmetrical high modes.Based on limited sampling of reeds and players, no definiteconclusion can be drawn. Intuition would suggest that asym-metry is not a desirable feature for a reed. However, we thinkthat it might not be so.
Visualizing the lip motion in brass playing shows that
lips do not move symmetrically and that this factor variesfrom player to player. Since brass mouthpieces are symmet-ric, one can conclude that the mechanical properties of lips~possibly coupled to dentition and the mouth cavity !are not
symmetric for all brass players. One can hypothesize that thesame is true among clarinet and saxophone players. Another
FIG. 11. Normalized eigenfrequencies ~logarithmic scale !of the complete
clarinet, pipe with reed ~solid symbols !, of the pipe with a fixed reed ~dash
dot!, and normalized resonance frequencies measured on the pipe where the
mouthpiece replaced by its equivalent volume ~dashed !. See the text for the
definition of the normalization. Fingerings are low F, medium G, and highG]~medium C ]with register key !corresponding to notes E [3 ,F4 ,a n d
G]5.
2882 J. Acoust. Soc. Am., Vol. 113, No. 5, May 2003 Facchinetti
et al.: Modal analysis of the clarinet
Redistribution subject to ASA license or copyright; see http://acousticalsociety.org/content/terms. Download to IP: 129.21.35.191 On: Thu, 18 Dec 2014 20:28:59observation is that different players do not always prefer the
same reeds in a given box, even for common musical tasks,style, etc., and the same clarinet and mouthpiece. A goodmatch between a player and a reed could mean that a givenasymmetry in a reed would fit well the natural asymmetry ofa given player and not so well with another one. It has evenbeen observed that a few players use reeds which fit almostnone of their colleagues. It would be interesting to test theseplayers and their preferred reeds with regard to the symmetryhypothesis.
VI. CONCLUSION
The modal analyses of reeds and of a few notes of the
whole clarinet were performed. Results have shown the fol-lowing points.
~1!A numerical model of cane based on the hypothesis
of transverse isotropy is suited to describe modal patterns ofreeds. Some of the numerical hypotheses ~homogeneity,
symmetry, damping !can be released but this would necessi-
tate additional measurements.
~2!When coupled to air, the reed is subject to deforma-
tion patterns which are not always those of its own normalmodes. Therefore, the normal modes of isolated reeds cannotbe taken as a source for the acoustic field in the mouthpiece.Specifically, coupling must be taken into account.
~3!Torsion modes of reeds generate a strong but very
localized acoustic field in the mouthpiece. It remains to beexamined how this would interact with asymmetries in lowermodes through the excitation process.
~4!Acoustic waves are already plane within a very good
approximation in the cylindrical part of the mouthpiece.Since finite-element modeling of air is interesting insofar asthe waves are not plane, the air volume in the barrel and alarge proportion of that in the mouthpiece can be included inthe lumped-element model, reducing significantly the com-putational burden.
~5!The shape of the mouthpiece and the dynamics of the
reed influence the alignment of resonances in the same pro-portion as the misalignment derived from the customary ob-servation of the input acoustical impedance. Therefore, theapproximation of the equivalent volume is too coarse to beused when looking at harmonicity of resonances.
This study shows the need for input impedance measure-
ments at higher frequencies than usually performed. It callsfor simplified formulations of the acoustic field in the mouth-piece. The procedure outlined here could be used to testthese formulations. Finally, the method paves the way fornumerical simulations of the dynamics of the clarinet basedon modal projection and taking into account the whole com-plexity of the reed.
ACKNOWLEDGMENTS
We express our gratitude to Holger Vach for his decisive
help in the experimental part of this study, to Vincent Gibiatfor providing us with the measurements of the acoustic inputimpedances and the associated software, and to Brian Katzfor many language corrections.1C. J. Nederveen, Acoustical Aspects of Woodwind Instruments ~Illinois
University Press ~first ed. Frits Knuf Pub., Amsterdam !, Dekalb, 1998
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3J. Kergomard, ‘‘Elementary considerations on reed-instrument oscilla-
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ments,’’ Contemp. Phys. 40, 415–431 ~1999!.
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struments !, Ph.D. thesis, Universite ´du Maine-Le Mans, 1991.
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phone reeds under playing conditions by using the reactive power ap-proach,’’ J. Acoust. Soc. Am. 100, 1178–1189 ~1996!.
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Acustica 48,7 3 –8 5 ~1981!.
8M. Mcintyre, R. Schumacher, and J. Woodhouse, ‘‘On the oscillations of
musical-instruments,’’ J. Acoust. Soc. Am. 74, 1325–1345 ~1983!.
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chaos in clarinet-like systems,’’ Europhys. Lett. 1, 295–302 ~1986!.
10X. Rodet and C. Vergez, ‘‘Nonlinear dynamics in physical models: Simple
feedback-loop systems and properties,’’ Comput. Music J. 23,1 8 – 3 4
~1999!.
11J. Smith, ‘‘Physical modeling using digital wave-guides,’’Comput. Music
J.16,7 4– 9 8 ~1992!.
12B. Gazengel, J. Gilbert, and N. Amir, ‘‘Time-domain simulation of single
reed wind instrument—From the measured input impedance to the syn-thesis signal—Where are the traps?,’’Acta Acustica 3,4 4 5 –4 7 2 ~1995!.
13E. Ducasse, ‘‘Modelisation et simulation dans le domaine temporel
d’instruments a `vent a anche simple en situation de jeu’’ ~Time-domain
model and simulation of simple-reed instruments in playing conditions !,
Ph.D. thesis, Universite ´du Maine-Le Mans, 2001.
14E. Ducasse, ‘‘Models of musical-instruments for sound synthesis: Appli-
cation to woodwind instruments,’’ J. Phys. ~France !51, 837–840 ~1990!.
15S. Stewart and W. Strong, ‘‘Functional-model of a simplified clarinet,’’ J.
Acoust. Soc. Am. 68, 109–120 ~1980!.
16S. Sommerfeldt and W. Strong, ‘‘Simulation of a player clarinet system,’’
J. Acoust. Soc. Am. 83, 1908–1918 ~1988!.
17B. Gazengel and J. Gilbert, ‘‘Numerical simulations in time and frequency
domains—Comparative-study, application to single-reed woodwind in-struments,’’ J. Phys. IV 4, 577–580 ~1994!.
18P. Hoekje and G. Roberts, ‘‘Observed vibration patterns of clarinet reeds,’’
J. Acoust. Soc. Am. 99, 2462 ~A!~1996!.
19I. Lindevald and J. Gower, ‘‘Vibrational modes of clarinet reeds,’’ J.
Acoust. Soc. Am. 102, 3085 ~A!~1997!.
20B. Richardson ~private communication !.
21D. Casadonte, ‘‘The perfect clarinet reed? Vibrational modes of realistic
clarinet reeds,’’ J. Acoust. Soc. Am. 94, 1807 ~A!~1993!.
22M. Facchinetti, ‘‘Etude des vibrations de l’anche de la clarinette’’ and
‘‘Analisi del comportamento dinamico di un clarinetto,’’ EcolePolytechnique-Paris and Politecnico-Milano ~1999!.
23M. Facchinetti, X. Boutillon, and A. Constantinescu, ‘‘Application of
modal analysis and synthesis of reed and pipe to numerical simulations ofa clarinet,’’ J. Acoust. Soc. Am. 108, 2590 ~A!~2000!.
24E. Marandas, V. Gibiat, C. Besnainou, and N. Grand, ‘‘Mechanical char-
acterization of woodwind reeds,’’ J. Phys. IV 4, 633–636 ~1994!.
25E. Obataya and M. Norimoto, ‘‘Acoustic properties of a reed ~Arundo
donax L. !used for the vibrating plate of a clarinet,’’ J. Acoust. Soc. Am.
106, 1106–1110 ~1999!.
26R.-J. Gibert, Vibrations des Structures-Interactions avec les Fluides ~Ey-
rolles, Paris, 1988 !.
27K. Menou, B. Audit, X. Boutillon, and H. Vach, ‘‘Holographic study of a
vibrating bell:An undergraduate laboratory experiment,’’Am. J. Phys. 66,
380–385 ~1998!.
28V. Gibiat and F. Laloe, ‘‘Acoustical impedance measurements by the
2-microphone-3-calibration ~tmtc!method,’’ J. Acoust. Soc. Am. 88,
2533–2545 ~1990!.
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Maine-Le Mans, 1994.
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~2003!.
2883 J. Acoust. Soc. Am., Vol. 113, No. 5, May 2003 Facchinetti
et al.: Modal analysis of the clarinet
Redistribution subject to ASA license or copyright; see http://acousticalsociety.org/content/terms. Download to IP: 129.21.35.191 On: Thu, 18 Dec 2014 20:28:59 |
1.1480476.pdf | Coherent suppression of magnetic ringing in microscopic spin valve elements
H. W. Schumacher, C. Chappert, P. Crozat, R. C. Sousa, P. P. Freitas, and M. Bauer
Citation: Applied Physics Letters 80, 3781 (2002); doi: 10.1063/1.1480476
View online: http://dx.doi.org/10.1063/1.1480476
View Table of Contents: http://scitation.aip.org/content/aip/journal/apl/80/20?ver=pdfcov
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128.248.55.98 On: Mon, 01 Dec 2014 19:04:46Coherent suppression of magnetic ringing in microscopic spin
valve elements
H. W. Schumacher,a)C. Chappert, and P. Crozat
Institut d’Electronique Fondamentale, CNRS UMR 8622, Universite ´Paris-Sud, Ba ˆtiment 220,
91405 Orsay, France
R. C. Sousa and P. P. Freitas
Instituto de Engenharia de Sistemas e Computadores, Rua Alves Redol, 9, 10 Dt., P-1000 Lisbon, Portugal
M. Bauer
Laboratoire de Physique des Solides, CNRS UMR 8502, Universite ´Paris-Sud, Ba ˆtiment 510,
91405 Orsay, France
~Received 14 August 2001; accepted for publication 24 March 2002 !
We demonstrate the coherent suppression of magnetic precession in microscopic spin valve
elements after the decay of ultrashort magnetic field pulses. The magnetization dynamics in1
mm34mm wide giant magnetoresistance devices are studied by measuring the magnetotransport
response to ultrashort magnetic field pulses ~pulse length 0.2–4 ns !. Under the influence of a static
field perpendicular to the pulsed field, pronounced magnetic precession is observed after the onsetof the pulse as well as upon pulse termination.The precession after the pulse decay ~‘‘ringing’’ !can
be effectively suppressed by adapting the effective pulse length to the precession period. © 2002
American Institute of Physics. @DOI: 10.1063/1.1480476 #
Precise control of the ultrafast magnetization dynamics
in microscopic magnetic structures is a crucial requisite toachieve reliable and fast switching in future magneticmemory devices. One fundamental limitation of the read/write time in such memory structures is due to the weaklydamped precession ~‘‘ringing’’ !of the magnetization in mag-
netic thin film elements that occurs during and after the ap-plication of short magnetic field pulses.
1Time resolved
magneto-optic1–3and magneto-transport4,5measurements on
various magnetic materials revealed that ringing of the mag-netization can persist up to several ns. One intriguing con-cept by which to overcome the problem of ringing withoutlimiting the switching bandwidth is the so-called coherentsuppression of precession. Here, the field pulse parametersare matched to the frequency and phase of the magnetic ex-citation. It has so far been observed in magneto-optical ex-periments on macroscopic thin films by varying the length
6
or the shape7of the magnetic field pulse. In this letter we
study the magnetization dynamics of microscopic spin valve~SV!elements by measuring the time resolved magneto-
transport response to ultrashort magnetic field pulses. Wedemonstrate that by proper adjustment of the pulse lengthwith respect to the precession period coherent suppression ofringing in microscopic magnetic memory cells is possible.The extension of this technique to precessional switching
8of
magnetic memory prototypes should allow a stable, ballistic
magnetization reversal9,10on extremely short time scales of
the order of half a single precession period.
The samples used for our experiments are 1 mm
34mm wide spin valve elements in a buried pulse line
configuration.11The 2 mm long and 50 mm wide pulse lineconductor is made of 250 nm thick Al grown on glass. Over
a length of about 70 mm at the center the width is decreased
down to 5 mm and locally increases the magnetic field cre-
ated by transient current pulses. The pulse line is covered bya 250 nm thick sputtered Si oxide layer to provide electricalinsulation between the pulse and sense line. The magneticfilm consisting of a Ta 65 Å/NiFe 40 Å/MnIr 80 Å/CoFe 43Å/Cu 24 Å/CoFe 20 Å/NiFe 30 Å/T a8ÅS V stack is sputter
deposited on top. Microscopic elements are then defined byoptical lithography and ion milling before 250 nm thick Alsense line contacts are added.All conductors are designed as
50Vadapted coplanar waveguides, allowing the transmis-
sion of ultrashort voltage pulses and the measurement of thehigh frequency SV response. The two terminal resistance ofthe SV is around 90 V. The giant magnetoresistance ~GMR !
is of the order of 6%.
For electric and magnetic characterization the
waveguides are contacted by spring loaded microwaveprobes ~40 GHz bandwidth !. Magnetic field pulses are cre-
ated by injecting voltage pulses ~maximum amplitude of 5 V,
pulse length 0.2–4 ns, rise time 60 ps !from a commercial
pulse generator through the pulse line. The pulse transmittedis recorded using a 50 GHz bandwidth sampling oscillo-scope. To detect the high frequency GMR response dc cur-rents of 61 mA are applied through the SV via a bias tee.
4,5
The voltage response pulse of the SV is picked up on one
side of the sense line by the second oscilloscope channelwhile the other sense line contact is terminated to 50 V.
Subtraction of two oscilloscope traces for positive and nega-tivedcbiasallowsonetoseparatetheSV’sresistancechangeDR
SVfrom the current independent crosstalk between the
crossed lines. By averaging up to 4000 oscilloscope tracesnoise levels down to 20
mV peak to peak can be obtained.
Additional static fields up to 1 kOe in arbitrary in planedirections can be applied via an external revolving field coil.a!Author to whom correspondence should be addressed; electronic mail:
schumach@ief.u-psud.frAPPLIED PHYSICS LETTERS VOLUME 80, NUMBER 20 20 MAY 2002
3781 0003-6951/2002/80(20)/3781/3/$19.00 © 2002 American Institute of Physics
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128.248.55.98 On: Mon, 01 Dec 2014 19:04:46The amplitude of the magnetic field pulse is calibrated
by measuring easy axis hysteresis loops as a function of theexternal field while applying constant pulse line currents inthe range of 610 mA. The local easy axis field created by
the current leads to a shift of the measured SV GMR loops.From the field shift as a function of the line current a pulseline field ratio of ;1.1 Oe/mA is deduced.
In Fig. 1 ~a!a 4 ns wide rectangular voltage pulse after
transmission through the pulse line is shown. Due to trans-mission and reflection losses the initial pulse amplitude isreduced by approximately 5% while the pulse shape is notsignificantly changed. The measured rise and fall times ~be-
tween 20% and 80% !of the transient pulse are 60 and 275
ps, respectively. Similar rise times can be expected for themagnetic field pulse. From the static field ratio we estimatean easy axis field of ;33 Oe for the pulse given. Sketched in
the two insets of Fig. 1 ~a!are the geometry ~right inset !of
the SV cell ~dark gray !with respect to the pulse line ~PL!
~light gray !and the configuration of the applied fields ~left
inset!during the pulse experiment. The pulse line current I
PL
flows perpendicular to the easy ~long!axis of the SV. The
magnetization of the pinned layer MPis fixed parallel to the
easy axis by coupling to the IrMn antiferromagnetic layer.Static external hard axis fields up to H
S5250 Oe are applied
to turn the free layer magnetization Mout of the easy axis.
The change in GMR under application of a hard axis field HS
is plotted in the inset of Fig. 2. Due to an increase of the
tilting angle between MandMPwith an increase in HSthe
SV resistance first increases before saturation sets in at about75 Oe ~arrow !. Above this field MandM
Pare aligned al-
most perpendicular to each other, leading to maximum sen-sitivity of the GMR to small tilts of Mduringandafter pulse
application. The pulsed field H
Pis applied parallel to the
easy axis, i.e., perpendicular to HS. Neglecting furtheranisotropies one obtains a tilted total field Htotduring pulse
application given by the sum of vectors HSandHPas
sketched in the left inset of Fig. 1 ~a!.
The change in SV resistance DRSVas a response to the
pulse shown in Fig. 1 ~a!and with HS591 Oe is plotted in
Fig. 1 ~b!. During pulse application the GMR decreases,
showing a more parallel alignment of MandMP. Immedi-
ately after the pulse onset pronounced oscillations of the re-sistance are found @seen at 1 in ~Fig. 1 !#. They are due to
damped precession of Mabout the new total field H
tot
sketched in the left inset. Mrelaxes by precession from its
former direction parallel to HSto the new direction parallel
toHtot.The precession period is Tprec5475 ps corresponding
to a precession frequency of fprec51/Tprec52.1 GHz. The
decay of the damped precession below the noise level takesapproximately 2 ns. This means that at least five dampedprecession cycles are needed before Mis aligned along H
tot.
Such weak damping can be described by a low Gilbertdamping factor
ain the Landau–Lifshitz–Gilbert ~LLG!
equation.12From comparison of the SV response to numeri-
cal solutions of the LLG equation for a Stoner particle10we
derive a50.031 for the device given. After decay of the
pulse, ringing is again found @seen at 2 in ~Fig. 1 !#. Now,M
relaxes from HtottowardsHSby precession about the static
field ~see the right inset !. However, due to the relatively
slower decay of the pulse the oscillations are less pro-
nounced than at the pulse onset ~1!. The known angle depen-
dence of the giant magnetoresistance13allows one to derive
the average tilt of Mduring pulse application.After decay of
the initial precession Mis expected to be aligned parallel to
Htot. Here, we measure a tilt of 20° in good agreement with
the calculated direction of Htotfor the given fields HS
591 Oe and HP533 Oe.
In Fig. 2 the measured precession frequencies fprecdur-
ing~open circles !and after pulse application ~closed squares !
are plotted as a function of the static hard axis field HS.fprec
during pulse application was derived from Fourier transfor-
mation of the response during 33 Oe, 4 ns pulses at variousH
Swhereasfprecafter the pulse was derived from the ringing
after 200 ps long pulses. To calculate the ferromagnetic reso-
FIG. 1. Precession in a 1 mm34mm SV element due to the application of
a 4 ns rectangular magnetic field pulse: ~a!transmitted voltage pulse. Insets:
Sample geometry ~right!and field configurations during the pulsed experi-
ment. ~b!SV magneto-resistance response to the pulse in ~a!. dc SV current
1 mA, static field 91 Oe. Precession occurs ~1!during and ~2!after pulse
application. Precession period at ~1!:Tp5475 ps. Insets: Precession con-
figurations at ~1!~left!and~2!.
FIG. 2. Measured precession frequencies fprecupon ~open dots !and after
~squares !pulse application as a function of the static hard axis field. The
lines represent the calculated frequencies fFMRduring ~dashed line !and after
~solid line !pulse application. Inset: SV resistance change vs static hard axis
field.3782 Appl. Phys. Lett., Vol. 80, No. 20, 20 May 2002 Schumacher et al.
This article is copyrighted as indicated in the article. Reuse of AIP content is subject to the terms at: http://scitation.aip.org/termsconditions. Downloaded to IP:
128.248.55.98 On: Mon, 01 Dec 2014 19:04:46nance ~FMR !frequencies fFMRfor the two field configura-
tions we use the Kittel formula:14
fFMR5g
2pA@H1~Ny2Nz!4pMS#@H1~Nx2Ny!4pMS,
whereHis the applied field, Nx,y,zthe demagnetizing fac-
tors, 4 pMS510800 Oe the saturation magnetization of per-
malloy, and g50.2212 3106m/As the gyromagnetic ratio.
Nx,y,zare approximated by Nx,y’t/wx,yfor the in plane
components and by Nz512Nx2Nyout of plane with tand
wx,ythe total thickness and lateral extensions of the free
layer, respectively. Using H5HSandH5uHtotu
5AHS21HP2,15respectively, we derive fFMR(HS) given by
the straight line ~after the pulse !and the dashed line ~on the
pulse !in Fig. 2. Both curves describe the measured fprecvs
HSdependence well.
In Fig. 3 three shorter field pulses and the corresponding
SV responses of the same device are plotted. The pulse du-rations are 230, 470, and 760 ps, respectively ~full width at
half maximum !from top to bottom. The curves are offset for
clarity. The static field is again 91 Oe. The pulse amplitudesare comparable to the amplitude of the pulse in Fig. 1 ~a!
leading to similar H
totandfprecas those for the 4 ns pulse.
For the shortest pulse of 230 ps ~upper trace !as well as for
the longest pulse ~760 ps, lower trace !strong ringing is
found after decay of the pulse @see Fig. 2 ~b!, upper and lower
curves, respectively !. In the case of the 470 ps long pulse,
however, practically no ringing is present after pulse termi-nation ~shown by the arrow !. Here, the effective pulse length
T
pulse5470 ps matches the measured precession period
Tprec5475 ps at the given Htot(Tpulse’Tprec). During pulse
application Mthus precesses exactly once about Htotbeforethe pulsed field is switched off again. As discussed earlier
due to the low damping Mhas to pass several precession
cycles until parallel alignment with Htotis attained. After a
single precession cycle Mis thus still quite well aligned with
HS. Only a small tilt between MandHtotis present when
the pulse is switched off.As a consequence, almost no relax-ation is needed to reach the final equilibrium magnetizationparallel to H
Sand the ringing is suppressed. The two other
pulses in Fig. 3 ~Tpulse5230 and 760 ps !show very pro-
nounced ringing at the HSgiven. Here, the pulse ends after
’0.5 and ’1.6Tprec, respectively. At these times the tilting
angles between Mand the final precession axis HSare close
to their maximum @cf. the left inset in Fig.1 ~b!#leading to an
increase in precession amplitude and thus to strong ringingafter pulse decay. Such coherent suppression and amplifica-tion can be observed at various H
S, but then the pulse pa-
rameters have to be adapted to the field dependence of fFMR
~cf. Fig. 2 !to meet the coherence criterion.
In conclusion, we have demonstrated the coherent sup-
pression of ringing in microscopic magnetic memory de-vices. It was achieved by matching the pulse length to themagnetic precession period of the SV element. This coherentsuppression of ringing after pulse decay presents the firststep towards stable, ballistic magnetization switching
9,10in
future magnetic random access memory cells.
One of the authors ~H.W.S. !acknowledges financial sup-
port by European Union ~EU!Marie Curie Fellowship No.
HPMFCT-2000-00540. The work was supported in part bythe EU Training and Mobility of Researchers Program underContract No. ERBFMRX-CT97-0147, and by a NEDO con-tract, Nanopatterned Magnets.
1W. K. Hiebert, A. Stankiewicz, and M. R. Freeman, Phys. Rev. Lett. 79,
1134 ~1997!.
2T. M. Crawford, T. J. Silva, C. W. Teplin, and C. T. Rogers, Appl. Phys.
Lett.74, 3386 ~1999!.
3Y.Acreman, C. H. Back, M. Buess, O. Portmann,A. Vaterlaus, D. Pescia,
and H. Melchior, Science 290, 492 ~2000!.
4R. H. Koch, J. G. Deak, D. W. Abraham, P. L. Trouilloud, R. A. Altman,
Y. Lu, W. J. Gallagher, R. E. Scheuerlein, K. P. Roche, and S. S. P. Parkin,Phys. Rev. Lett. 81, 4512 ~1998!.
5S. E. Russek, S. Kaka, and M. J. Donahue, J.Appl. Phys. 87,7 0 7 0 ~2000!.
6M. Bauer, R. Lopusnik, J. Fassbender, and B. Hillebrands, Appl. Phys.
Lett.76, 2758 ~2000!.
7T. M. Crawford, P. Kabos, and T. J. Silva, Appl. Phys. Lett. 76,2 1 1 3
~2000!.
8C. H. Back, R. Allenspach, W. Weber, S. S. P. Parkin, D. Weller, E. L.
Garwin, and H. C. Siegmann, Science 285, 864 ~1999!.
9J. Miltat, G.Aburquerque, andA. Thiaville, in Spin Dynamics in Confined
Magnetic Structures , edited by B. Hillebrands and K. Ounadjela ~Springer,
Berlin, 2001 !.
10M. Bauer, J. Fassbender, B. Hillebrands, and R. L. Stamps, Phys. Rev. B
61, 3410 ~2000!.
11R. C. Sousa, V. Soares, F. Silva, J. Bernardo, and P. P. Freitas, J. Appl.
Phys.87, 6382 ~2000!.
12T. L. Gilbert, Phys. Rev. 100,1 2 4 3 ~1955!.
13B. Dieny, V. S. Speriosu, S. S. P. Parkin, B.A. Gurney, D. R. Wilhoit, and
D. Mauri, Phys. Rev. B 43, 1297 ~1991!.
14C. Kittel, Introduction to Solid States Physics , 4th ed. ~Wiley, New York,
1971!.
15Here, we neglect the tilt of Htotwith respect to HSwhich is feasible for the
small value of HPat the static fields given but, however, leads to a slight
underestimation of fFMRfor the pulse.
FIG. 3. Suppressed ringing in a 1 mm34mm SV by variation of the pulse
length: ~a!transmitted voltage pulses. Pulse lengths are 230, 470, and 760 ps
from top to bottom. The graphs are offset for clarity. ~b!Corresponding SV
magneto-resistance response to the pulses in ~a!. dc current 1 mA, static
field 91 Oe. For the 470 ps pulse ~middle curve !ringing after pulse termi-
nation is suppressed ~shown by the arrow !.3783 Appl. Phys. Lett., Vol. 80, No. 20, 20 May 2002 Schumacher et al.
This article is copyrighted as indicated in the article. Reuse of AIP content is subject to the terms at: http://scitation.aip.org/termsconditions. Downloaded to IP:
128.248.55.98 On: Mon, 01 Dec 2014 19:04:46 |
5.0031193.pdf | J. Chem. Phys. 153, 234704 (2020); https://doi.org/10.1063/5.0031193 153, 234704
© 2020 Author(s).Surface-enhanced Raman spectroscopic
investigation on adsorption kinetic of
carbon monoxide at the solid–gas interface
Cite as: J. Chem. Phys. 153, 234704 (2020); https://doi.org/10.1063/5.0031193
Submitted: 28 September 2020 . Accepted: 30 November 2020 . Published Online: 21 December 2020
Ming Ge , Minmin Xu , Yaxian Yuan , Qinghua Guo , Renao Gu , and
Jianlin Yao
COLLECTIONS
Paper published as part of the special topic on Spectroscopy and Microscopy of Plasmonic Systems
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Surface-enhanced Raman spectroscopic
investigation on adsorption kinetic of carbon
monoxide at the solid–gas interface
Cite as: J. Chem. Phys. 153, 234704 (2020); doi: 10.1063/5.0031193
Submitted: 28 September 2020 •Accepted: 30 November 2020 •
Published Online: 21 December 2020
Ming Ge,1,2Minmin Xu,1Yaxian Yuan,1,a)Qinghua Guo,1Renao Gu,1and Jianlin Yao1,a)
AFFILIATIONS
1College of Chemistry, Chemical Engineering and Materials Science, Soochow University, Suzhou 215123, China
2College of Chemistry and Chemical Engineering, Nantong University, Nantong 226001, China
Note: This paper is part of the JCP Special Topic on Spectroscopy and Microscopy of Plasmonic Systems.
a)Authors to whom correspondence should be addressed: yuanyaxian@suda.edu.cn and jlyao@suda.edu.cn
ABSTRACT
A molecular-level understanding of CO adsorption behavior would be greatly beneficial to resolving the problem of CO poisoning in fuel
cells and medical science. Herein, an efficient borrowing strategy based on surface enhanced Raman scattering (SERS) has been developed
to investigate the adsorption behavior of CO at the gas–solid interface. A composite SERS substrate with high uniformity was fabricated
by electrochemical deposition of optimal Pt over-layers onto an Au nanoparticle film. The results indicated that the linearly bonded mode
follows the Langmuir adsorption curve (type I), while the multiply bonded did not. It took a longer time for the C–O Mvibration to reach
the adsorption equilibrium than that of C–O L. The variation tendency toward the Pt–CO Lfrequency was in opposition to that of C–O L,
caused by the chemical and dipole–dipole coupling effects. The increase in dynamic coupling effects of the CO molecules caused a blue shift
inνCOand a red shift of the Pt–CO band, while its shielding effect on SERS intensity cannot be ignored. Additionally, higher pressure is
more conducive for linear adsorption to achieve saturation. Density functional theory calculations were employed to explore the adsorption
mechanisms. It should also be noted that the substrate with good recycling performance greatly expands its practical application value. The
present study suggested that the SERS-based borrowing strategy shows sufficient even valuable capacity to investigate gas adsorption kinetics
behavior.
Published under license by AIP Publishing. https://doi.org/10.1063/5.0031193 .,s
I. INTRODUCTION
Detection and adsorption investigations of carbon monox-
ide (CO) are of great importance since it is the most common
adsorbate intermediate on transition metal surfaces. Its diverse
applications include pollution controls for the automobile indus-
try, Fischer–Tropsch synthesis, polymer electrolyte membrane fuel
cells, and so on. Therefore, many techniques have been developed,
mainly containing metal oxide semi-conductor sensors,1electro-
chemical approaches,2,3gas chromatography,4laser infrared absorp-
tion,5and colorimetric sensing.6Among these techniques, optical
measurements exhibit a significant advantage. For example, Bly-
holder and Allen investigated infrared spectra and a molecularorbital model for CO adsorbed on metals.7Kruppe et al.
performed polarization-dependent reflection absorption infrared
spectroscopy to study CO adsorption on the surface of a Pd/Cu
(111) single-atom alloy, obtaining the molecular level informa-
tion on the bonding properties.8However, there exists a signif-
icant challenge in trace gas analysis owing to the low molecular
density and small cross section. Therefore, a convenient detec-
tion technology with high selectivity and sensitivity is still highly
desired.
Surface enhanced Raman scattering (SERS) has attracted much
attention in diverse areas since it was discovered in the 1970s.9–12
The technique can uniquely identify molecules by their vibrational
fingerprint and has limits of detection down to the single molecule
J. Chem. Phys. 153, 234704 (2020); doi: 10.1063/5.0031193 153, 234704-1
Published under license by AIP PublishingThe Journal
of Chemical PhysicsARTICLE scitation.org/journal/jcp
level.13Now, SERS has become one of the most powerful techniques
for exploring the structural configuration at the solid–liquid inter-
face. However, there is still an essential desire for further investi-
gation into gas-phase analyses. It has been reported that SERS was
developed for vapor or gas sensing with Ag14,15or Au nanoparti-
cles16–19at a lower limit of detection.20Recently, SERS based flow-
through gas detection methods have been reported successfully.
Chou et al. constructed a miniaturized flow-through system for the
detection of vapor from model explosive compounds. It was believed
that the detection of the vapor molecules on the surface of the gold
coated silicon substrate was dependent on the net physicochemical
force.21Khaing Oo et al. developed a novel 3D SERS platform using
Au nanoparticle-modified multi-hole capillaries for a rapid and
ultrasensitive vapor detection of 4-nitrophenol,22which exhibited
more than a sixfold SERS enhancement in comparison with a similar
2D structure. Although some attempts have been made, challenges
still exist on gas detection, especially with regard to absorbability and
reproducibility.
In addition to its promising practical application, CO has the
advantage of being both the adsorbate and the SERS reporter, since
it is well recognized that CO molecules strongly adsorb on surfaces
of most Pt-based catalysts.23The chemical and physical properties
of CO were demonstrated through well-documented intramolecular
C–O ( νCO) and metal–CO ( νMCO) stretching vibrations. However,
SERS enhancement factors of Pt-based surfaces are relatively low
when compared with noble metals. Therefore, significant effort has
been made to increase SERS sensitivity from the transition metals,
for example, through the borrowing SERS activity strategy.24–26In
this strategy, the long-range electromagnetic fields from a SERS-
active material are employed to enhance the surface Raman signal of
molecules adsorbed on the less SERS-active materials, such as Pt, Pd,
and Rh.27Weaver and co-workers first used under-potential deposi-
tion and a chemical redox replacement method to prepare a pinhole-
free Pt-group film coated Au substrate for the detection of selected
adsorbates.28–32The SERS signal is remarkably enhanced because
Au nanoparticles with well-defined shape and size provide suffi-
cient SERS activity toward the ultrathin Pt over-layers. Ren fabri-
cated Au@transition-metal nanoparticles to extend the applications
of composite nanoparticles by using CO as the probe molecule33and
deduced that about two orders for the SERS enhancement were bor-
rowed from the Au source. However, these above-mentioned inves-
tigations mainly described the CO detection and adsorption modes
at liquid–solid interfaces, focusing on the investigation into charge-
transfer and electro-oxidation in the electric double layer. As for
the solid–gas environments, no electrochemical reactions and the
potential tuning cause the poor SERS enhancements, resulting in
difficulties to obtain the interfacial configuration of CO by SERS.
To the best of our knowledge, few reports have been made on the
CO adsorption and oxidation at the gas–solid interface. For exam-
ple, the SERS was explored to investigate the CO catalytic oxidation
at the gas–solid interface.34Nanba et al. observed the SERS of CO
gas adsorbed on an Ag surface at a very low temperature of about
120 K and demonstrated the coverage dependent CO stretching
vibrational frequencies.35Renet al. reported the adsorption behav-
ior of gas CO on a rough pure Pt surface in a three-phase Raman
cell. A simple adsorption configuration was demonstrated for the
saturation adsorption of CO.36Theoretical methods such as DFT-
AER have also been proven to give the information of inducedsurface reconstruction of Pt during CO adsorption.37However, it
is possible to miss some weak adsorption configuration by SERS
on the pure Pt surface due to poor enhancement. Moreover, the
adsorption configuration and the frequencies of CO are sensitive to
the nature of the substrates, the coverage, and so on. Thus, a sub-
strate with chemical and SERS effect uniformity is highly desired
for the adsorption and kinetics studies on CO at the solid–gas
interface.
Herein, a novel SERS-based strategy for the adsorption kinet-
ics studies of CO at the gas–solid interface has been developed. An
Au monolayer nanoparticle film was fabricated at a gas–liquid inter-
face with chemical and SERS effect uniformity and transferred to
an Indium Tin Oxide (ITO) substrate. Controlled electrochemical
deposition of Pt over-layers on the ITO/Au monolayer/substrate
served as a SERS-active substrate. The gas flows through the ITO
substrate covered with an Au/Pt film, resulting in CO molecules
being captured. The intensity and frequency of the CO stretch vibra-
tional band were very sensitive to the interaction between the sub-
strate and gas molecules and used as the probe to resolve the sur-
face configuration of CO. The SERS-based adsorption isotherm of
CO at the gas–solid interface, as well as that at the liquid–solid
interface, was determined to systematically clarify the adsorption
kinetics behavior. Simple CO adsorption modeling approaches from
different pressures are also described, which are suitable for the
application of CO detection. In addition, density functional the-
ory (DFT) findings based on nanoclusters of Pt 5are used as an
assistance to explain the experimental adsorption kinetics behavior.
Finally, it should be noted that the SERS-active substrates exhib-
ited excellent performance for recycling, which allows regenera-
tion and even the in situ continuous detection in a convenient
way.
II. EXPERIMENTAL SECTION
A. Materials
HAuCl 4⋅4H 2O, H 2PtCl 6⋅6H 2O, and sodium citrate were pur-
chased from Shanghai Reagent Co. Ltd. ITO was purchased from
CSG Holding Co. Ltd. Polyvinylpyrrolidone (M w= 10 000) was sup-
plied by Sigma. Ultra-high purity (99.99%) CO gas was obtained
from Shanghai WuGang Gas Co. Ltd. All chemicals used were of
analytical reagent grade. Milli-Q water (18.2 MΩ cm) was used
throughout the whole experiments. All the electrolyte solutions were
bubbled by continuous N 2flow.
B. Measurements
The electrochemical measurements were performed on a
CHI660B electrochemical workstation (Shanghai Chenhua) in a
three-electrode system. The ITO substrate with an Au monolayer
nanoparticle film acted as the working electrode, and platinum wire
and a saturated calomel electrode (SCE) were used as the counter
and reference electrodes, respectively. SERS measurements were car-
ried out with a microprobe Raman system (HR800 from Horiba
Jobin Yvon, France) using a He–Ne laser (632.8 nm). The slit and
pinhole were 100 μm and 400 μm, respectively. A portable digi-
tal barometer was purchased from AZ Instrument Co. Ltd. with a
pressure range of 0 psi–15 psi.
J. Chem. Phys. 153, 234704 (2020); doi: 10.1063/5.0031193 153, 234704-2
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of Chemical PhysicsARTICLE scitation.org/journal/jcp
SCHEME 1 . Schematic diagram of a lab-made chamber for the gas detection.
C. Fabrication of highly uniform ITO/Au/Pt substrate
The SERS-active Au monolayer nanoparticle film was pre-
pared through our previous work.38The detailed preparation pro-
cess is described in the supplementary material. SEM and TEM
images are presented in Fig. S1. The ITO/Au substrate was then
electrochemically polished and reactivated in a 0.1M HCl solu-
tion. Constant-current deposition of Pt over-layers was performed
in a 1 mM H 2PtCl 6+ 0.1M H 2SO 4solution with a current of
0.1 mA for 15 s, forming thin and SERS-active Pt over-layers. The
potential time and cyclic voltammetry curves are shown in Figs. S2
and S3.
D. CO adsorption
The gas detection was conducted by using a lab-made gas-
flow apparatus (Scheme 1). The SERS substrate was fixed at the
bottom of the glass chamber with a magnetic sheet stuck in the
middle while holding parallel to an optical glass viewport mounted
on the detector channel. The gas flow was detected in situ by
the digital barometer. The sample chamber could be evacuated to
10−3Torr by a mechanical pump before SERS measurements. The
CO gas was delivered to the chamber via a flow control system.
An adjustable confocal Raman objective was used to monitor the
adsorption behavior. The different pressure is read by the digital
barometer. Each spectrum was collected with 60 s under a laser
power of 2 mW. All the experiments were performed at room
temperature.
E. Theoretical calculations
All DFT calculations were performed with the Gaussian 09
program package.39Optimization of the complexes and vibrational
frequency calculation for the optimized structures were carried out
by DFT with the Becke 3-parameter hybrid functional combined
with the Lee–Yang–Parr exchange–correlation functional (B3LYP).
The 6-31 + G(d) basis set was used for CO, while the LANL2DZ
basis set, as well as effective core potentials, was used for Pt
atoms.
III. RESULTS AND DISCUSSION
A. Optimization of borrowing strategy
It was well known that the poor SERS activity of a pure Pt
surface (about two to four orders of magnitude) results in diffi-
culties to detect the surface Raman signal of the adsorbent, partic-
ularly for the gas–solid interface. Thus, the borrowing strategy is
explored to dramatically enhance the Raman signal of moleculesadsorbed on the Pt surface through the long-distance effect of the
SERS effect from the inner Au nanoparticles. For this strategy, two
critical factors should be considered, involving the probe adsorp-
tion site on the Pt surface rather than the inner Au nanoparticles
and the appropriate thickness of the Pt over-layer for the reasonable
SERS effect from the Au nanoparticles. Fortunately, the frequen-
cies of the probe, such as CO, are sensitive to the substrate, i.e.,
the significant different frequencies of Pt and Au surfaces. Accord-
ingly, it allows to contribute the surface Raman signal to the exact
metal surfaces. As for the second factor, the thicker over-layer of Pt
resulted in the damping of the SERS effect from the underneath Au
nanoparticles, and it is quite difficult to detect the surface Raman
signal of the molecules adsorbed onto Pt over-layers. The smaller
amount of Pt result in discontinuous Pt over-layers. It produced the
pinhole effect and the complexity of elucidation of SERS spectra.
Along this line, it is essential to tune the thickness of Pt over-layers
to ensure the effective origination of the observed surface Raman
signal from transition metal layers. Our previous studies demon-
strated that the Au nanoparticle monolayer film exhibited excellent
SERS performance, particularly for reproducibility and uniformity.
It improved the capability of SERS to probe the molecules that are
remarkably sensitive to the composite and structure of the sub-
strate. Moreover, the SERS performance holds similar to that of the
Au nanoparticle monolayer after the deposition of Pt over-layers.
Figure 1(A) presents the SER spectra of CO adsorbed on an Au/Pt
film with different electrochemical deposition durations. A broad
band of the region from 1800 cm−1to 1900 cm−1was assigned
to the CO intramolecular vibration of multiply bonded (C–O M).
The high frequency band of ∼2040 cm−1was attributed to the
CO intramolecular vibrational mode of linearly bonded (C–O L).40
However, when compared with the C–O Mband, a relatively strong
band of C–O Lmeans more CO molecules preferred the linear
form. The stretching mode frequency of CO adsorbed on Au (at
∼2120 cm−1) is distinctively different from that on Pt, Pd, and
the similar transition metal surfaces (below 2100 cm−1). There-
fore, the absence of νCO–Au indicates that the effect of pinholes
is neglectable.33In this case, two bands in the νCOregion were
away from the characteristic C–O vibrational mode at the Au sur-
face (above 2100 cm−1), suggesting that the Pt over-layers are con-
tinuous and pinhole free. The observed surface exactly originated
from the Pt over-layer rather than from the inner Au nanoparti-
cles. With increasing deposition duration time, the band frequency
of C–O Lblueshifted steadily from 2030 cm−1to 2040 cm−1[as
shown in Fig. 1(A)]. The following two effects should be pointed
out: (i) The formation of small Pt particles with higher surface
energy occurred after more over-layers were deposited. Li and his
co-workers reported that Pt over-layers grew smoothly with an epi-
taxial mode in several atomic layers.41The small Pt particles can
lead to a higher CO frequency as a result of higher surface energy.42
(ii) Au is 4% large than Pt in lattice constant.43The blue shift can
be attributed to the large strain of the lattice mismatch between
Au and small Pt particles as well as the strain-induced repulsion
between neighboring Pt particles. From Fig. 1(B), the band inten-
sity of C–O Lreached the maximum as the deposition time was
15 s. With prolonging deposition time, CO adsorption was initially
dependent on the amount of Pt in agreement with the SERS peak
increasing, followed by a decrease in the SERS signal after attaching
more Pt over-layers. It was mainly due to the dramatic damping of
J. Chem. Phys. 153, 234704 (2020); doi: 10.1063/5.0031193 153, 234704-3
Published under license by AIP PublishingThe Journal
of Chemical PhysicsARTICLE scitation.org/journal/jcp
FIG. 1 . SERS spectra of CO adsorbed on Au/Pt films with different deposition times (A), SERS intensity–deposition time profile of band of CO L(B), and the relative intensity
ofνCOL–Pt over-layer thickness film profile (C).
the SERS effect. Interestingly, the abnormal intensity of the SERS
signal was observed as the Pt over-layer deposited by 5 s (about
1 monolayer). It should be associated with the maximum enhance-
ment and, thus, contributed to the strongest SERS signal. However,
the actual coverage of Pt layers is rather low and results in a smaller
amount of Pt (1–2 layers) depositing on the Au film. It results in the
quite low coverage of CO; therefore, the number of CO molecules
bound to it decreases significantly and it resulted in the SERS sig-
nal damping. Moreover, the blue shift toward the frequencies of the
CO Lvibrational mode provided the other fact to support the above
assumption.
The Pt thickness dependence of the SERS intensity of CO was
crucial to optimize the borrowing strategy. The thickness was con-
trolled by the deposition duration varying from 15 s to 250 s (15 s,
25 s, 50 s, 100 s, and 250 s), approximately associating with 2–46 Pt
atomic layers. A detailed estimation of the number of Pt monolay-
ers is presented in Fig. S4. As presented in Fig. 1(C), the normalized
integrated intensity of C–O Lexponentially decreased with increas-
ing Pt over-layer thickness. The strongest signal was about sixfold
higher than the case of ∼46 monolayers. It was in good agreement
with the mechanism of electromagnetic enhancement (EM), i.e.,
exponential relationship between the distance and the SERS effect.
It was also noted that the bandwidth of CO for 15 s was narrower as
against that of other deposition times. This result further indicated
that the substrate with a deposition time of 15 s had a more uni-
form surface in comparison with other conditions. Therefore, this
deposition duration was believed to be the optimal condition for
CO detection. All the following experiments were performed at the
Au/Pt surface with a Pt deposition duration of 15 s, i.e., about 2.8 Pt
over-layers.
B. Adsorption kinetics of CO at solid–gas interface
The adsorption kinetics is one of the most important issues for
predicting and reorganizing the nature of molecular interaction at
the solid–gas interface. Figures 2(A) and 2(B) present the adsorption
time dependent SER spectra of CO in the high and low frequency
regions, respectively. According to the previous electrochemical
in situ SERS studies on Au@Pt nanoparticles,44,45the band located at∼480 cm−1is attributed to the metal–adsorbate stretching vibration
of linearly bonded CO (Pt–CO L) and the lower band of ∼380 cm−1is
assigned to the hollow site adsorption of multiply bonded CO (Pt–
CO M). We also detected obvious C–O Land C–O Mbands shortly
after the introduction of CO gas. As seen in Figs. 2(A) and 2(B), the
intensities and frequencies of the C–O and Pt–CO bands appeared
to change with the increasing adsorption time. However, not only
the tendency of diverse bands but also their intensities and fre-
quencies were quite different. From Fig. 2(A), the intensities of
C–O Land C–O Mpeaks gradually increased during the initial period,
and they would eventually reach a minor fluctuation. For the clear
description, the time dependent SERS intensities of different bands
were included in Fig. 3. The intensities of both C–O Land C–O M
FIG. 2 . SER spectra of CO adsorption (A) in the high frequency region and (B)
in the low frequency region with different adsorption times: (a) no CO adsorption,
(b) 1 min, (c) 8 min, (d) 16 min, (e) 24 min, (f) 32 min, (g) 40 min, (h) 48 min, (i)
56 min, and (j) 64 min.
J. Chem. Phys. 153, 234704 (2020); doi: 10.1063/5.0031193 153, 234704-4
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FIG. 3 . Adsorption curves of CO adsorption for various vibrational bonds.
vibrations reached the maximum at ∼20 min and ∼45 min, respec-
tively, achieving the balance of dynamic adsorption–desorption. It
revealed that a longer duration to reach the adsorption/desorption
equilibrium was required for the C–O Mvibrational band, result-
ing from the fact that C–O Ltended to directly adsorb on the sur-
face, while C–O Mmolecules might adsorb on or in the adjacent Pt
atoms of both the surface and the interior. However, the adsorption
isotherm of linearly bonded CO Lseemed to follow the Langmuir
isotherm models as a result of its configuration and orientation (top-
adsorption).46,47It is of special interest that multiply bonded CO
seemed consistent with isotherm (IV) with a H4 hysteresis loop.48,49
Hence, it turned out that C–O Mmolecules of the multi-adsorption
mode may adsorb into the pores of the layered structure. It should
be noted that a slight decrease in SERS signals was observed after
adsorption equilibrium. It can be explained by the fact that after
reaching the absorption equilibrium, some molecular CO was des-
orbed from the substrate in the gas phase and that the Raman
signals were screened to a certain extent by strong dipole–dipole
effects.
Additionally, as indicated in Fig. 2(A), a somewhat significant
Raman blue shift of C–O Land C–O Mfrom 2025 cm−1to 2031 cm−1
and 1851 cm−1to 1859 cm−1, respectively, were found in the high
frequency region. However, the increase in dynamic dipole–dipole
coupling effects of the adsorbed CO molecules can cause a blue
shift of the C–O band frequencies, revealing the strong interaction
between CO molecules.40,41
In the low frequency region, the appearance of Pt–CO L
(∼475 cm−1) and Pt–CO M(∼380 cm−1) bands after CO introduc-
tion in Fig. 2(B) confirmed the binding of CO to the Pt surface. The
intensities of both metal–CO bands increased with the experimental
duration at the initial stage. However, after ∼30 min adsorption, the
intensity of Pt–CO Lexhibited a steady fluctuation, while the inten-
sity of Pt–CO Mwas still increasing (Fig. 3). Assumedly, it was due to
the desorption of top-adsorption CO molecules while CO molecules
permeated through the tiny holes of the surface. One can find thatthe band of Pt–CO Lwas well correlated with the C–O Lstretch-
ing; nevertheless, the tendency of C–O Land C–O Mband intensi-
ties was quite different. With regard to the frequency of metal–CO,
the Pt–CO band gradually redshifted with the increasing adsorp-
tion time, i.e., from 464 cm−1to 454 cm−1for Pt–CO Land from
380 cm−1to 375 cm−1for Pt–CO M. More correctly, weakening of
the Pt–CO bond was due to the chemical effects and the superimpo-
sition as a result of the enhanced CO–CO repulsion. Nevertheless,
the dipole–dipole coupling effects of Pt–CO is nearly two orders
smaller than those of C–O.50However, with the increase in surface
coverage, a clear change was observed in the Pt–CO Lband inten-
sity together with a red shift of its band frequency, while a com-
paratively small change was observed for that of Pt–CO M, suggest-
ing that the interaction force of Pt–CO Mwas stronger than that of
Pt–CO L.
However, as shown in Fig. 4, the changing tendency of the
Pt–CO Lfrequency was opposite compared to the frequency of
C–O L. It has been claimed that the frequency change of Pt–CO L
was mainly caused by chemical effects, while both chemical effects
and dipole–dipole coupling effects were believed to be responsible
for the frequency change of C–O L.45Thus, it is reasonable to con-
clude that strong dipole–dipole coupling effects produced a strong
force between neighboring CO molecules, while the electron den-
sity of the π∗orbital of C–O bond is decreased due to the declining
d-π∗backdonation effect between Pt and CO,40thereby confirm-
ing that the strength between Pt and CO Lbecame weaker, forcing
CO Lto desorb from the Pt surface. It should be noted that the con-
figuration description is limited to C–O Land Pt–CO Lstretching
vibrations because the relative broad and weak Pt–CO Mand C–O M
bands resulted in difficulties in the illustration.
C. Comparison of CO adsorption at gas–solid
and liquid–solid interfaces
In contrast to CO adsorption at the gas–solid ( g–s) interfaces,
the adsorption behavior at the liquid–solid ( l–s) interfaces to sim-
ulate the electrochemical environment was also explored by in situ
SERS. Figure 5 shows the time dependent SER spectra of CO at the
same surface in the CO saturated 0.5M H 2SO 4solution together
FIG. 4 . Contrast diagram of the band frequency for Pt–CO Land C–O L.
J. Chem. Phys. 153, 234704 (2020); doi: 10.1063/5.0031193 153, 234704-5
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FIG. 5 . Time dependent SER spectra (A)
of CO at the same surface in the CO sat-
urated 0.5M H 2SO4solution: (a) 1 min,
(b) 8 min, (c) 16 min, (d) 24 min, (e)
32 min, (f) 40 min, (g) 48 min, and (h)
56 min. The time–band intensity–
frequency profiles (B) at the l–s
interfaces.
with the time–band intensity–frequency profiles at the l–sinter-
faces. As seen in Fig. 5(A), the SER spectra of C–O Land C–O M
were captured even though their intensities were fairly low, rela-
tive to that of the gas–solid interface. Despite the poor signal-to-
noise ratio, we could still observe the blue shift phenomenon of the
C–O Lband, i.e., from 2031 cm−1to 2037 cm−1. From Fig. 5(B),
with increasing immersion time to the CO-saturated solution, the
band intensity of C–O Lin the l–sinterface increased steadily up to
a maximum at ∼40 min, while at the same time, the intensity has
achieved a balance at the g–sinterface. It should be noted that it
takes longer time to reach adsorption saturation than for the g–s
interface, since the existence of solvent molecules hinder the inter-
action between adsorbed CO and the Pt surface. Furthermore, the
higher gas velocity in the gas phase than that of the liquid phase
was becoming another factor. Concerning the frequency of CO L, the
tendency toward the frequency was similar to that of the intensity
before maximizing the coverage. However, after reaching adsorp-
tion saturation, the tendency toward the frequency and intensity was
quite different. As mentioned above, the strong dipole–dipole cou-
pling effect has a more shielding impact on Raman intensity, which
decreases the intensity and blue shifts the frequency. In addition,
a blue shift of ∼5 cm−1–10 cm−1for the C–O Lfrequency in water
solution to that in the gas phase was observed. Factors that induce
the change of the C–O Lfrequency are originated from the inter-
action of hydrogen with the CO molecules36and a slight compres-
sion of CO molecules in the presence of co-adsorbed water hydro-
gen, which may shift a small fraction of the CO molecules located
at near top to the exact top position.37,51With the exception of
these two reasons, we hold the opinion that as an electron acceptor,
hydrion adsorbs on the Pt surface, which makes the Pt surface pos-
sess some positive charge and therefore induces the blue shifts of CO
frequencies.
D. Pressure effect on adsorption behavior
Figure 6 presents the C–O Lband–pressure profile of CO at
1000 mbar, 750 mbar, 500 mbar, and 100 mbar. The time dependent
SER spectra of CO adsorbed on Au/Pt surfaces is shown in Fig. S5. It
was found that the time for achieving saturated adsorption decreasedwith increasing pressure. Band intensities fluctuated after reaching
the maximum coverage due to the adsorption/desorption equilib-
rium. The adsorption curves were similar to the Langmuir adsorp-
tion isotherm.52The intensity of four spectra exhibits a slightly
downward tendency. It is believed that the increase in repulsion
among adsorbed CO molecules at high CO surface coverage results
in the decrease in the intensity, which is in good agreement with
previous literature.53There may also be a few molecules with rel-
atively weak force falling off the surface “hotspots.” Neverthe-
less, it was reported that there would be a slight red shift in the
C–O Lstretching frequency when lowering the CO surface coverage,
which can be attributed to the decrease in the dipole–dipole cou-
pling interaction in addition to an increase in d-π∗backdonation.40
Although it is difficult to accurately figure out the change of cover-
age associated with the spectroscopic properties of CO, we attempt
to investigate the relationship through DFT calculation in Sec. III E.
Unfortunately, it was also still difficult to quantify the contribution
from dipole–dipole coupling effects to the coverage dependent band
intensity.
FIG. 6 . The C–O Lband–pressure profile of CO at different pressures.
J. Chem. Phys. 153, 234704 (2020); doi: 10.1063/5.0031193 153, 234704-6
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FIG. 7 . Models of Pt 5(4,1) clusters and CO adsorbed at Pt for various coverages.
E. Comparison of experimental results with DFT
calculations
The two-layer nanocluster Pt 5(4-1) (representing four Pt atoms
in the first layer and one Pt atom in the second layer) was con-
structed and CO can be adsorbed atop Pt atoms at various cover-
ages (Fig. 7). In order to simulate the Pt surface structure, geometry
parameters for Pt clusters are fixed in bulk platinum geometry with
a Pt–Pt distance of 2.775 Å. The C–O bond length of CO molecule
is calculated as 1.144 Å.
The binding energy of CO individually is calculated from
−ECO/surface =−Etotal
CO/surface +Esurface +Efree
CO, (1)
where Etotal
CO/surface andEsurface represent the total energy of the surface
with adsorbed CO and the energy of bare clusters, respectively, and
Efree
COis the energy of the free gas-phase CO molecule.
The CO binding energies on the top site at various coverages
were calculated and are reported in Table I. It should be noted that
CO adsorption is a spontaneous exothermic reaction on the Pt (100)
surface. The binding energies increase with the coverage, and there is
a good linear relationship between the binding energies and the cov-
erage rate. The larger the binding energy, the more stable it tends
to be. It also can be seen that the bond length of Pt–C increases
with the coverage, while the bond length of C–O gradually decreases.
FIG. 8 . The frequency–adsorption time profiles (A) of the νPt–CO andνCObands
from experiment (inset) and the frequency–coverage profiles (B) of calculated
results.
These results verified the previous experiments, and the increase
of CO adsorption led to a decrease in the bonding force between
Pt and C atoms and a stronger binding effect between C and O
atoms.
Figure 8 shows the contrast curves from experimental (A) and
calculated (B) results of Pt–CO and C–O vibration frequencies. The
spectra of C–O blue shifts more significantly at lower coverage; how-
ever, it becomes inconspicuous at higher coverage. Obviously, the
variation tendency toward the Pt–C frequency is opposite to the for-
mer. When these calculated results are compared with the available
experimental results, one can find that the CO adsorption at the
top site on the Pt surface has generally reached saturation around
20 min, the coverage is ∼50%–60% at this time, consistent with
the full saturation coverage on poly-crystalline Pt electrodes.55The
present study suggested that the SERS technique with appropriate
attractive metal over-layers provided a significant and possibly even
valuable approach to explore the absorptive behavior and kinetics at
gas–solid interfaces.
TABLE I . Calculated bond length ( d) and vibrational frequencies ( υ) at different coverages.
Coverage −ECO/surface (eV) d(Pt–C)ad(C–O) υ(C–O)bυ(Pt–C) υ(C–O) FSFcυ(Pt–C) FSF
0.25 MLa44.48 1.8221 1.1606 2064.8 524.8 1990 505.7
0.5 MLb89.07 1.8415 1.1545 2090.7 513.38 2015 494.7
0.75 MLc133.55 1.8470 1.1541 2100.6 515.79 2024 497.0
1 ML 177.45 1.8496 1.1526 2092.6 510.61 2016 492.0
adis the bond length in angstroms (Å) and υis the vibrational frequency (cm−1).
bυ(C–O) is determined with the usual DFT method.
cFSF denotes the frequency scaling factors, and υ(C–O) FSFis calculated by fitting the FSFs. The FSF of 6-31 + G(d) is 0.9636.54
J. Chem. Phys. 153, 234704 (2020); doi: 10.1063/5.0031193 153, 234704-7
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FIG. 9 . SERS-based recycling perfor-
mance investigation: (a) original, (b)
first cycle, (c) second cycle, (d) third
cycle, (e) fourth cycle, (f) fifth cycle, and
intensity–cycle time profiles (inset).
In addition, the obtained calculation can help explain why the
C–O frequency blue shifts slightly and its intensity diminished over
40 min. We assumed that some CO molecules have been desorbed
from the Pt surface, resulting in the weakened Raman signals. In the
meantime, the desorption will lead to an increase of molecular CO
in the gas phase. Theoretical calculation shows that the frequency
of the isolated CO molecule is at ∼2122 cm−1(after correction with
the FSFs) and higher than the combined state. Thus, we believed
that there exists an increasing contribution of molecular CO to the
Raman scattering.
F. Regeneration of substrate
It was found that the composite substrate is quite reproducible
after electrochemical cleaning. The modified SERS substrate with
CO adsorption was handled with an anodic CO oxidation procedure
in 0.5M H 2SO 4(Fig. S6). Then, the constant-voltage experiment
was performed in 0.5M H 2SO 4at a potential of 1.0 V vs SCE, cor-
responding to the more positive oxidation potential for CO. The
running time was 10 s to wipe off adsorbed CO by oxidization.
Finally, the electrochemically treated substrate is reused for the next
CO gas detection. Figure 9 compares the SERS spectra after several
regenerations. A total of five cycles (labeled as first, second, third,
fourth, fifth, respectively, and original is the initial signal) have been
carried on by SERS investigation. It exhibits a slight decrease with
the recycling number increasing. It can be estimated that ∼15% of
the original substrate signal decreased after five cycles. The results
revealed that the detection substrate has an acceptable recycling per-
formance. The most intriguing phenomenon observed in the present
case was the slight upward signal after first regeneration (Fig. 9). Pos-
sible reasons that may cause such a spectral change are as follows: (i)
the residual reagents were removed and active adsorption sites of
CO increased after electrochemical processes and (ii) the “hotspots”
increase due to the formation of appropriate spacing between adja-
cent nanoparticles. However, after the regeneration processes were
further repeated, the SERS signals declined steadily, since the Auor Pt nanoparticles detached from the substrate by regeneration for
several times. After several electrochemical cleaning, it was found
that the compactness of the Au film obviously decreased compared
with the initial substrate. It should be noted that gap distances
among nanoparticles increased accordingly after the electrochemical
process due to a few Au nanoparticles detaching from the substrate
(see Fig. S7). Consequently, the increase in the gap distance resulted
in the damping of the “hotspot” effect, causing the decrease in the
SERS intensity.
IV. CONCLUSIONS
A borrowing strategy has been developed to explore the adsorp-
tion behavior of CO at the gas/solid interface. A composite SERS
substrate was fabricated by the electrochemical deposition of Pt
over-layers onto an Au nanoparticle monolayer film surface. The
Au nanoparticle monolayer film assembled at the gas/liquid inter-
face and transferred to the ITO electrode exhibited high unifor-
mity for the SERS measurements and enhanced the surface Raman
signal of the molecules adsorbed onto the Pt over-layers through
the long-distance enhancement SERS effect. With the aid of a lab-
made gas detection device, the preparation conditions of the sub-
strate for CO detection and modulating the transition metal cov-
ering layer in order to achieve the optimum enhancement and
adsorption capacity were optimized accordingly. The CO adsorp-
tion kinetics was deeply studied on the basis of Pt–CO and C–O
band analysis due to its sensitivity to the surface configuration.
More specifically, the linearly bonded stretching mode follows the
Langmuir adsorption curve (type I), while the multiply bonded did
not. It took a longer time for the C–O Mvibration to reach the
adsorption equilibrium than that of C–O Ldue to the number of
tiny pores in the layered structure. Dipole–dipole effects played
an important role in CO adsorption, screening the Raman signal
to some extent. The variation tendency toward the Pt–CO Lfre-
quency was in opposition to that of C–O L. The frequencies of C–O L
blue shifted due to the charge transfer and dipole–dipole effects,
J. Chem. Phys. 153, 234704 (2020); doi: 10.1063/5.0031193 153, 234704-8
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while the latter was not responsible for the Pt–CO Lvibrational
mode. In addition, there was a blue shift of ∼5 cm−1–10 cm−1for
the C–O Lband in water solution by contrast with the gas phase,
owing to the adsorption of hydrion, interaction of hydrogen of
water with the CO molecules, and a compression of CO molecules
in the existence of co-adsorbed H (from water) as a result of the
adsorption configuration changes for CO molecules. DFT calcula-
tions were employed to explain the adsorption mechanisms. Bind-
ing energy, structures, and vibrational frequencies for the Pt sur-
face are studied by considering different adsorption coverages and
comparing them with the experimental data. These results clearly
demonstrated that the SERS technique shows sufficient sensitivity
to investigate the CO adsorption kinetics behavior for understand-
ing the nature and the CO adsorption mechanism. This SERS-based
method will have an important role in kinetics studies. We empha-
size that the detection substrate with good recycling performance
greatly expands its practical application value. Further investigations
are underway to obtain a deeper understanding of SERS-based gas
detection.
SUPPLEMENTARY MATERIAL
The supplementary material contains one table and one figure.
ACKNOWLEDGMENTS
This work was financially supported by the National Natural
Science Foundation of China (Grant Nos. 21773166 and 21673152),
the Natural Science Fundamental Research Project of Jiangsu Col-
leges and Universities (Grant No. 18KJA150009), the Priority Aca-
demic Program Development of Jiangsu (PAPD), and the Project
of Scientific and Technologic Infrastructure of Suzhou (Grant No.
SZS201708).
DATA AVAILABILITY
The data that support the findings of this study are available
within the article and its supplementary material.
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1.2899955.pdf | Magnetic coupling of pinned, asymmetric Co Pt Ru Co Fe trilayers
Chengtao Yu, Bryan Javorek, Michael J. Pechan, and S. Maat
Citation: Journal of Applied Physics 103, 063914 (2008); doi: 10.1063/1.2899955
View online: http://dx.doi.org/10.1063/1.2899955
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128.123.35.41 On: Thu, 21 Aug 2014 10:25:48Magnetic coupling of pinned, asymmetric CoPt/Ru/CoFe trilayers
Chengtao Yu,1,a/H20850Bryan Javorek,1Michael J. Pechan,1and S. Maat2
1Miami University, Oxford, Ohio 45056, USA
2San Jose Research Center, Hitachi Global Storage Technologies, 3403 Yerba Buena Rd., San Jose,
California 95135, USA
/H20849Received 6 August 2007; accepted 24 January 2008; published online 26 March 2008 /H20850
Magnetic exchange coupling in pinned, asymmetric CoPt 18/H2084950/H20850/Ru/H20849x/H20850/CoFe 16/H2084938/H20850trilayers with
0/H33355x/H3335525 Å has been investigated with magnetometry and ferromagnetic resonance. We found the
parameters associated with coupling /H20849remanence, coerctivity, and resonance position /H20850to be
oscillatory as a function of Ru thickness with extrema at x=7 Å /H20851antiparallel /H20849AP/H20850/H20852,1 4 Å
/H20851parallel /H20849P/H20850/H20852, and 20 Å /H20849AP/H20850, consistent with observations for Ru spacer material in unpinned, more
symmetric systems. Utilizing analysis methods unique to pinned systems with resonance arisingfrom the soft layer only, we were able to extract coupling strengths of 0.55, −0.29, and 0.27 erg /cm
2
at Ru thicknesses of 7, 14, and 20 Å, respectively. Noteworthy in the analysis method is the ability
to extract P coupling strength of both signs from magnetization data. The resonance linewidthcorrelates with coupling, where minimum relaxation rates occur at low coupling strengths. Variabletemperature magnetization loops revealed that the exchange coupling monotonically increases withdecreasing temperatures. © 2008 American Institute of Physics ./H20851DOI: 10.1063/1.2899955 /H20852
INTRODUCTION
The current perpendicular to the plane /H20849CPP /H20850giant mag-
netoresistance /H20849GMR /H20850effect in magnetic multilayers pres-
ently is a matter of great interest. This interest is founded inthe low resistance-area /H20849RA/H20850products combined with high
GMR ratios observed in CPP spin valves and multilayers
1–3
making it possible to build low resistance nanometer size
GMR devices for future high data rate magnetic recordingapplications. Moreover, the spin-torque effect,
4–7and the use
of spin-polarized current to switch the magnetization of a
magnetic layer in the CPP geometry, is useful to realizenovel magnetoelectronic devices such as spin-torquememory and is also a field of new and interesting physics.
A generalized model to describe CPP-GMR transport in
metallic multilayers was proposed by Fert and co-workers.
8,9
It accounts for the different scattering rates of majority and
minority electrons resulting in different spin diffusionlengths. Generally, antiferromagnetic /H20849AF/H20850pinning layers
such as PtMn or IrMn do not contribute to the magnetoresis-tance signal, rather they constitute a parasitic resistance thatsignificantly decreases the overall signal since its magnitudecan be similar or greater than the total resistance of the activepart of the spin-valve structure. Typical resistivities are193
/H9262/H9024cm as deposited and 227 /H9262/H9024cm after annealing for
4 h at 255 °C for PtMn and 150 /H9262/H9024cm as deposited and
162/H9262/H9024cm after annealing for 4 h at 255 °C for IrMn.
PtMn needs to be about 150 Å thick in order to becomeantiferromagnetically ordered upon annealing to induce ex-change in the pinned layer; IrMn needs to be about 80 Å toobtain optimum exchange bias. This translates to serial RAproduct resistance values of 34 /H9024
/H9262m2for a PtMn pinned
spin valve and 12 m /H9024/H9262m2for a IrMn pinned spin valve due
to the antiferromagnet only /H20849excluding possible underlayers /H20850.Recently, it was proposed to utilize CoPt x/H2084916/H33355x
/H3335524 at. % /H20850thin layers grown onto Cr underlayers as pin-
ning material in CPP spin valves as they exhibit low resis-
tivity /H20849/H1101130/H9262/H9024cm/H20850, and about 40 Å thin layers can exhibit
high remanence and coercivities of /H110221.5 kOe.10These prop-
erties help us to minimize serial resistance and magnetic sta-bility and thus enhance the magnetoresistance. Another im-portant feature is that CoPt pinning layers exhibit strongantiparallel /H20849AP/H20850coupling to a CoFe reference layer through
Ru spacer layers, much as has been observed in more sym-metric, unpinned systems.
11This is necessary to minimize
magnetostatic coupling to the free layer and to keep the freelayer magnetically soft. Hysteresis loops have been exten-sively used to indicate the strength of AP coupling, but donot as readily yield information about parallel /H20849P/H20850coupling.
On the other hand, ferromagnetic resonance /H20849FMR /H20850has
proven to be an effective tool in determining both P and APcouplings in systems with resonances arising from both mag-netic layers.
12Here, we demonstrate methods to obtain both
AP and P coupling strengths from each of these techniques inpinned, asymmetric CoPt
18/H2084950/H20850/Ru/H20849x/H20850/CoFe 16/H2084936/H20850trilayers
/H208490/H33355x/H3335525 Å /H20850with resonance arising from CoFe only.
EXPERIMENT
A series of Ta /H2084950/H20850/Cr/H2084950/H20850/CoPt 18/H2084950/H20850/
Ru/H20849t/H20850/CoFe 16/H2084938/H20850/Ta/H2084950/H20850films was grown by dc magnetron
sputtering at room temperature on glass substrates, where the
CoPt 18alloy was formed by codeposition from separate Co
and Pt targets and the Ru thickness was varied from zero to25 Å. The thicknesses of the CoPt
18and CoFe 16layers were
chosen to be 50 and 38 Å, respectively, to achieve equalmagnetization in the two magnetic layers, similar to what isneeded in an antiferromagnetically coupled pinned layerstructure of a spin valve. For comparison, three referencesamples consisting of single magnetic layers, Ta /H2084950/H20850/
a/H20850Electronic mail: yuc@muohio.eduJOURNAL OF APPLIED PHYSICS 103, 063914 /H208492008 /H20850
0021-8979/2008/103 /H208496/H20850/063914/5/$23.00 © 2008 American Institute of Physics 103 , 063914-1
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128.123.35.41 On: Thu, 21 Aug 2014 10:25:48Cr/H2084950/H20850/CoPt 18/H2084950/H20850/Ta/H2084950/H20850,T a /H2084950/H20850/Cr/H2084950/H20850/CoFe 18/H2084938/H20850/
Ta/H2084950/H20850, and Ta /H2084950/H20850/Cr/H2084950/H20850/Ru/H2084925/H20850/CoFe 16/H2084938/H20850/Ta/H2084950/H20850,
were prepared under the same experimental condition. The
magnetization loops were measured by vibrating samplemagnetometry /H20849VSM /H20850. FMR spectra were taken at 35 GHz,
with the applied field P to the film plane /H20849in-plane geometry /H20850.
RESULTS AND DISCUSSION
Figure 1shows the magnetization loops for some repre-
sentative Ta /H2084950/H20850/Cr/H2084950/H20850/CoPt 18/H2084950/H20850/Ru/H20849t/H20850/CoFe 16/H2084938/H20850/
Ta/H2084950/H20850samples with different Ru thicknesses. The sample
with a Ru thickness of 3 Å exhibits a simple square hyster-
esis loop with high remanence, low saturation filed, and rela-tively low coercive field /H20849/H11011500 Oe /H20850, characteristic of F cou-
pling. When the Ru thickness is increased to 7 Å, the
magnetization loop exhibits AF coupling with almost zeroremanence, high saturation field, and large coercive field/H20849/H110112.8 kOe /H20850. For AF coupled samples, we refer to the coer-
cive field as the centroid field of the hard layer reversal, as
indicated in Fig. 1. When the magnetic field is decreased
after saturating the sample in a high positive magnetic field,a broad reversal from 300 to 500 Oe is observed. Since themoments of the hard CoPt and soft CoFe layers are similar, itis difficult to distinguish between the two layers in magneti-zation loops. However, simulations assuming coupling of thesoft CoFe to randomly oriented uniaxial CoPt grains indicatethat the initial reversal is associated with the CoFe layer. Atzero field, the CoPt and CoFe layers are AP. As the field isdecreased further, a sharper transition from −2500 to−3000 Oe is observed, which is attributed to the harder CoPtlayer. Note that this reversal field is much larger than theintrinsic coercivity /H208491136 Oe /H20850of the single CoPt reference
film, reflecting the influence of the AF coupling to CoFe in
retarding its switching.
For a Ru thickness of 15 Å, the system exhibits F cou-
pling, resulting in a square magnetization loop with rela-tively low saturation and coercive field but high remanence.At further increased of Ru thickness of 20 Å, the magnetiza-tion loop exhibits the typical antiferromagnetically coupledloop features, similar to the loop for 7 Å of Ru, but with asmaller saturation and coercive field. For a Ru thickness of25 Å, it is not straightforward to determine if the system isantiferromagnetically coupled or decoupled. The loop dis-plays almost full remanence, indicative of parallel alignmentof the CoPt and CoFe layers at zero field. The reversal of thesoft layer starts once a small negative field is applied, and thereversal of the hard layer follows at a field around−1000 to −1500 Oe, which is similar to the reversal fieldrange of the single CoPt film. This behavior points to a com-pletely decoupled or weakly ferromagnetically coupledsample. In such a case, the loop is a superposition of the hardand soft layer loops. Another possible scenario is that the AFcoupling is present in the system, but the coupling strength istoo small, and it is not sufficient to overcome the intrinsiccoercivity of the soft layer to reverse its magnetization atzero field. In this case, it may show a full remanence thoughthe system is antiferromagnetically coupled. We will revisitthis in the discussion of the FMR data.Figure 2shows the remanence and the coercive field as a
function of Ru thicknesses. As expected, the remanenceshows oscillatory behavior with Ru thicknesses, and the AF
FIG. 1. Hysteresis loops for sample Ta /H2084950/H20850/Cr/H2084950/H20850/
CoPt18/H2084950/H20850/Ru/H20849t/H20850/CoFe16 /H2084938/H20850/Ta/H2084950/H20850with different Ru thicknesses. Note
that the coercive field for antiferromagnetically coupled sample /H20849Ru thick-
ness of 7 Å /H20850is marked by the reversal field of the hard CoPt18layer.063914-2 Yu et al. J. Appl. Phys. 103 , 063914 /H208492008 /H20850
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128.123.35.41 On: Thu, 21 Aug 2014 10:25:48coupling peaks at 7 and 20 Å with a period of about 13 Å.
Oscillatory behavior is also observed in the coercive fieldassociated with the CoPt reversal, as well as saturation fieldsand minor loop shifts /H20849not shown /H20850. The oscillatory behavior
of these parameters reflects the interlayer exchange coupling,however, none alone is a direct measure of the couplingstrength.
FMR is known for its ability to directly measure internal
fields in a sample and it is employed herein to access thecoupling field. All FMR measurements were taken at a fixedfrequency of 35 GHz while varying an in-plane field. Thesamples exhibit no significant in-plane anisotropy, so the in-plane field is not applied along a particular direction. Figure
3displays the FMR spectra for some representative samples
in the series with Ru=7, 15, 20, and 25 Å. Also shown is thespectrum for the Ta /H2084950/H20850/Cr/H2084950/H20850/Ru/H2084925/H20850/CoFe
16/H2084938/H20850/Ta/H2084950/H20850
reference sample, for which the resonance occurs at
6235 Oe. A variation in resonance field with Ru thickness isobserved, illustrating the influence of coupling contributionsto the internal field. The dependence of the resonance fieldand linewidth with Ru thickness are shown in Fig. 4/H20849a/H20850.
While a clear oscillatory behavior of the resonance field isobserved, the linewidth peaks at the Ru thicknesses exhibitminimum resonance fields. It should be noted that the oneand only resonance observed in this CoPt
18/Ru /CoFe 16mag-
netic system arises from the CoFe layer. No resonance isobserved from the CoPt
18, presumably owing to its granular
nature and its hard magnetic properties. Although a reso-nance is not observed from the CoPt, that layer does influ-ence the resonance of the CoFe through local coupling fields.At Ru thicknesses below 5 Å, the FMR signal is very weakand broad, probably due to the existence of strong F couplingthrough pinholes in the Ru layer, in which case the entire
trilayer takes on the resonance properties of a single CoPthard layer.
A measure of the coupling strength can be obtained from
both the magnetization and the FMR data. First, we focus onthe magnetization data. In the single CoPt
18film, the coer-
cive field is determined by the intrinsic properties of theCoPt
18alone, whereas in the CoPt 18/Ru /CoFe 16trilayers, the
AF /H20849F/H20850coupling field opposes /H20849assists /H20850the applied field in
FIG. 3. FMR spectra of representative samples /H2084935 GHz /H20850. The amplitude of
CoFe single layer sample has been reduced by a factor of 2.5 to show in acomparable scale.
FIG. 4. /H20849a/H20850FMR field /H20849solid circles /H20850and linewidth /H20849open circles /H20850as a func-
tion of Ru thickness; /H20849b/H20850interlayer coupling strength expressed in field /H20849left/H20850
and energy density /H20849right /H20850as determined from both resonance field /H20849solid
squares /H20850and coercive field /H20849open squares /H20850./H20849Note: J/H110220 implies AF
coupling. /H20850
FIG. 2. Magnetization remanence /H20849solid dots /H20850and CoPt coercive field /H20849open
circles /H20850as a function of Ru thicknesses.063914-3 Yu et al. J. Appl. Phys. 103 , 063914 /H208492008 /H20850
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128.123.35.41 On: Thu, 21 Aug 2014 10:25:48switching the CoPt 18. Therefore, a direct measure of the cou-
pling field /H20849assuming no variation in intrinsic CoPt 18coerciv-
ity between samples /H20850is given by
Hcoupling =Hc,CoPt,trilayer −Hc,CoPt,monolayer , /H208491/H20850
whose variation with Ru thickness is shown /H20849open squares /H20850
in Fig. 4/H20849b/H20850. It should be noted that this approach /H208491/H20850assumes
negligible variation in intrinsic CoPt 18coercivity between
samples and /H208492/H20850averages over any variation of the coupling
across a sample that might pin domain walls, thus alteringthe rotation mechanism. Before discussing the details of thisvariation, we discuss determination of coupling fields fromFMR data.
Based upon the fact that in the CoPt
18/Ru /CoFe 16
trilayer samples only the CoFe 16layer is contributing to the
FMR signal observed, only the areal energy density of thesoft layer is considered and can be written as
E=−dMH cos
/H9278sin/H9258−2d/H9266M2sin2/H9258−Jexcos/H9278sin/H9258,
/H208492/H20850
where the first term is the Zeeman energy, the second term is
the out-of-plane shape anisotropy energy, and the last is theareal exchange coupling energy term expressed as a unidi-rectional anisotropy energy. Here, Mis the saturation mag-
netization of the soft layer, dis the CoFe layer thickness, H
is the externally applied magnetic field, and
/H9278is the angle
between the CoFe magnetization MandH. Since the hard
layer does not resonate at 35 GHz, its magnetization isaligned with the external field direction,
/H9258is the angle be-
tween Mand the film normal /H20849in our case, /H9266/2/H20850andJexis the
exchange constant expressed in areal energy density. Bysolving the Landau–Lifschitz equation, the in-plane reso-nance equation in magnetic saturation /H20849MandHaligned with
the CoPt magnetization,
/H9278=0/H20850can be obtained as follows:
/H20873/H9275
/H9253/H208742
=/H20873H+Jex
Md/H20874/H20873H+Jex
Md+4/H9266M/H20874, /H208493/H20850
where /H9275is the frequency and /H9253the gyromagnetic ratio. For
the single CoFe layer sample, the exchange term is zero;therefore, one observes the effect of exchange coupling inthis system as a shift in the resonance position by the amountH
ex/H20849=Jex/Md/H20850.13,14The resulting exchange coupling field
and areal energy density are plotted as a function of Ru
thickness in Fig. 4/H20849b/H20850, where one observes good agreement in
exchange values obtained from FMR and coercivity. Smalldiscrepancies between results obtained from the two methodsare most likely due to slight variations in intrinsic CoPt co-ercivity between the reference sample and the trilayersamples. As expected, only in the region between 11 and16 Å is a negative coupling field or F coupling present. Onthe other hand, AF coupling exists below 11 Å and above16 Å. Noteworthy here is the direct observance of the signand strength of the exchange coupling term. Moreover, agradual approach to zero coupling at larger Ru thickness isobserved, where the more sensitive and accurate FMR tech-nique /H20849owing to its ability to directly measure internal fields
and the magnetically soft CoFe /H20850indicates zero to slight F
coupling at Ru thickness of 25 Å. The exchange couplingstrength for Ru=7 Å, which is adapted in the real spin-valve
structure,
10is around 0.58 erg /cm2in areal energy density.
This coupling strength is comparable to the values found inPtMn exchange biased structures.
15,16
The FMR linewidth reflects the dynamics of the magne-
tization with narrower resonances indicating longer relax-ation times. In comparing Figs. 4/H20849a/H20850and4/H20849b/H20850, one observes
linewidth maxima coincident with peaks in F and AF cou-pling strengths, whereas linewidth minima coincide with Ruthicknesses /H2084911 and 16 Å /H20850for which the system is switching
coupling sign—i.e., low coupling strengths. This is can beunderstood in terms of coupling acting as a damper on theprecession of the CoFe layer. Strong coupling of the CoFe tothe magnetically hard /H20849and, as mentioned earlier, nonresonat-
ing/H20850CoPt layer causes the CoFe precession to quickly relax
FIG. 5. Magnetization loops at different temperatures for sample with Ru
thicknesses of /H20849a/H208507 Å and /H20849b/H2085020 Å. /H20849c/H20850Temperature dependence of the
corrected coercive field, which is an indicator of the coupling strength.063914-4 Yu et al. J. Appl. Phys. 103 , 063914 /H208492008 /H20850
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128.123.35.41 On: Thu, 21 Aug 2014 10:25:48to the equilibrium orientation resulting in a large FMR line-
width. The extreme limit of this occurs in the very thin Ruspacer samples where pinholes likely produce very strongcoupling to the CoPt, broadening the FMR signal to the pointof where it is no longer discernable. By differentiating theresonance equation,
17,18estimates of relaxation rates /H20849/H9004f/H20850
can be obtained from the observed resonance linewidth /H20849/H9004H/H20850
as follows:
/H9004f=/H9004H/H9253
/H9266/H208811+/H20873M/H9253
f/H208742
. /H208494/H20850
From this, one deduces relaxation rates of approximately
2.1 GHz /H20849/H9004Hres=300 G /H20850for weakly coupled trilayers to
5.6 GHz /H20849/H9004Hres=800 G /H20850for those most strongly coupled.
The corresponding relaxation times range from
0.48 to 0.18 ns. Since the FMR linewidth correlates stronglywith the coupling strength, one led to model the Ru thicknessdependent component in terms of the Landau–Lifshitz orGilbert damping,
19
/H9004H=2/H9251/H9275
/H9253. /H208495/H20850
From the linewidth in excess of the intrinsic CoFe linewidth
/H20849approximately 300 G /H20850and the measurement frequency
/H2084935 GHz /H20850, one obtains coupling induced damping parameters
ranging from 0 to 0.14 in the system investigated. /H20849Note that
in the absence of variable frequency measurements, one can-not separate inhomogeneous broadening and the Gilbertdamping contributions to the linewidth of the intrinsic CoFeresonance. /H20850
The temperature dependence of the interlayer coupling
has also been investigated. The magnetization loops for theAP and P coupled samples have been measured with variabletemperature VSM. Shown in Figs. 5/H20849a/H20850and5/H20849b/H20850are a series
of magnetization loops for the sample with 7 and 20 Å thickRu, respectively, corresponding to the peaks of AF coupling.The coercive fields increase as the temperature is decreased.
The temperature dependence of the coercivity of a single
CoPt layer has also been measured and was used accordingto Eq. /H208491/H20850to extract the temperature dependence of the cou-
pling strength. The corrected coercivity as a function of tem-peratures for some typical samples is shown in Fig. 5/H20849d/H20850.
Coupling strengths for the ferromagnetically coupled sample/H20849t
Ru=15 Å /H20850, antiferromagnetically coupled samples /H20849tRu=7
and 20 Å /H20850, and weakly coupled sample /H20849tRu=25 Å /H20850exhibitweak, monotonic temperature dependence. The weak, mono-
tonic temperature dependence is the result of two mecha-nisms. One is an intrinsic temperature dependence arisingfrom the change of the Ru Fermi surface with temperatureand the other is a more extrinsic effect driven by the disor-dering of the ferromagnet moments /H20849CoPt and CoFe /H20850with
increasing temperature.
11
CONCLUSIONS
Magnetic coupling in CoPt /Ru /CoFe trilayers has found
to be oscillatory with peaks at x=7 Å /H20849AP/H2085014 Å /H20849P/H20850, and
20 Å /H20849AP/H20850as demonstrated by both FMR and magnetization
loops. By comparing the internal field of the trilayers withsingle CoFe layer, the coupling strength was extracted to be0.55 /H20849AP/H20850, −0.29 /H20849P/H20850, and 0.27 /H20849AP/H20850erg /cm
2at the coupling
peak positions, respectively. The magnetic damping corre-lates with coupling, with minimum relaxation rates occuringat low coupling strengths. The magnitude of the exchangecoupling monotonically increases, but weakly with decreas-ing temperature.
1W. P. Pratt, S. F. Lee, P. Holody, Q. Yang, R. Loloee, J. Bass, and P. A.
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1.4938390.pdf | Traveling surface spin-wave resonance spectroscopy using surface acoustic waves
P. G. Gowtham , T. Moriyama , D. C. Ralph , and R. A. Buhrman
Citation: J. Appl. Phys. 118, 233910 (2015); doi: 10.1063/1.4938390
View online: http://dx.doi.org/10.1063/1.4938390
View Table of Contents: http://aip.scitation.org/toc/jap/118/23
Published by the American Institute of Physics
Traveling surface spin-wave resonance spectroscopy using surface acoustic
waves
P. G . Gowtham,1T.Moriyama,2D. C. Ralph,1,3and R. A. Buhrman1
1Cornell University, Ithaca, New York 14853, USA
2Institute for Chemical Research, Kyoto University, Kyoto, Japan
3Kavli Institute at Cornell, Ithaca, New York 14853, USA
(Received 14 October 2015; accepted 9 December 2015; published online 21 December 2015)
Coherent gigahertz-frequency surface acoustic wa ves (SAWs) traveling on the surface of a piezoelec-
tric crystal can, via the magnetoelas tic interaction, resona ntly excite traveling s urface spin waves in an
adjacent thin-film ferromagnet. These excited su rface spin waves, traveling with a definite in-plane
wave-vector qkenforced by the SAW, can be detected by measuring changes in the electro-acoustical
transmission of a SAW delay line. Here, we provi de a demonstration that such measurements consti-
tute a precise and quantitative technique for spin-w ave spectroscopy, providing a means to determine
both isotropic and anisotropic contributions to th e spin-wave dispersion and damping. We demonstrate
the effectiveness of this spectroscopic techniqu e by measuring the spin-wave properties of a Ni thin
film for a large range of wave vectors, jqkj¼2.5/C2104–8/C2104cm/C01, over which anisotropic dipolar
interactions vary from being ne gligible to quite significant. VC2015 AIP Publishing LLC .
[http://dx.doi.org/10.1063/1.4938390 ]
I. INTRODUCTION
Spin waves in magnetic materials can transport spin in-
formation with a high degree of efficiency over distances
that far exceed the limitations of spin diffusion in metals.1–3
Consequently, control over the generation and propagation
of spin waves in micron-scale and nano-scale structures is of
interest for next-generation spin-based technologies.
Considerable thought and effort has been brought to bear on
exploiting systems with novel anisotropic spin-spin interac-
tions (e.g., Dzyaloshinskii-Moriya interactions)4–10and on
engineering new structures (e.g., magnonic crystals) for use
in tailoring the propagation characteristics of spin
waves.11–18These systems can possess highly anisotropic
spin-wave dispersion and damping—both of which can be
used to advantage for guiding and manipulating spin waves
in magnetic heterostructures. Developing a spectroscopic
technique that is capable of quantitatively measuring such
anisotropies (and on length scales that are technologically
relevant) is therefore imperative.
Recent experiments19–22have shown that surface acous-
tic wave (SAW) delay line devices can (via the magnetoelas-
tic interaction) be used to launch and detect spin waves in
magnetic thin films that are coupled to piezoelectric sub-
strates. Here we extend these initial results to show that the
SAW-based excitation of traveling surface spin waves pro-
vides a sensitive spectroscopic technique for making quanti-
tative measurements of anisotropic contributions to the
spin-wave dispersion and damping. Unlike spin-wave mea-
surement techniques which possess no wave-vector selectiv-
ity (e.g., anomalous Nernst effect,23and spin-pumping24–26/
inverse spin Hall effect detection schemes1,27–29), a SAW
can excite a single traveling surface spin wave mode with a
definite in-plane wave vector qkthat is matched to the wave
vector chosen for the SAW. While other acoustical techni-
ques (e.g., bulk opto-acoustical techniques) for spin-wavespectroscopy can be used to spectrally select and measure
single spin-wave modes, these techniques suffer from thedifficulty that quantitative analysis of the spin-wave ampli-
tude line-shapes and spin-wave resonance frequencies can be
very challenging
30—a difficulty that we will show SAW-
based traveling surface spin-wave spectroscopy does notshare. The SAW delay line measurement scheme differsfrom other electrical spin-wave spectroscopy techniques
(e.g., microstrip delay lines
31,32) in that the SAW imposes an
effective pump field modulated at wave-vector qkthroughout
the entire magnetic film that drives the traveling spin waveand therefore provides a fairly direct measure of thedynamic, wave-vector dependent spin-wave susceptibility—
whereas microstrip delay line techniques provide a measure
of the local spin-wave excitation/non-local propagator (i.e.,Green’s function) for a magnetic film. The low velocity of aRayleigh SAW implies that at the GHz frequency scalescharacteristic of spin-wave resonance, the wave-vector q
kof
the effective pump field and traveling spin-wave can span
characteristic scales ( qk/C24104–106cm/C01) over which various
isotropic and anisotropic spin-spin interactions start tobecome important in determining the propagation of thespin-wave. While operable only at discrete values of jq
kjand
requiring both spin-wave excitation and detection, unlike
wave-vector resolved optical spin-wave measurementschemes such as Brillouin light scattering (BLS),
12,33–36
SAW-driven spin wave spectroscopy can, in principle, be
operated at wave-vectors (e.g., jqkj>3/C2105cm/C01), cur-
rently inaccessible to BLS, that extend deep into the dipole-
exchange regime—as will be discussed more thoroughly inSection V.
SAW-based spin-wave spectroscopy allows for quantita-
tive studies of the traveling surface spin-wave susceptibility,
dispersion, and damping as a function of varying the anglebetween the orientation of the magnetization m
0and fixed
0021-8979/2015/118(23)/233910/9/$30.00 VC2015 AIP Publishing LLC 118, 233910-1JOURNAL OF APPLIED PHYSICS 118, 233910 (2015)
qk. Such analysis as a function of jqkjand angle provides a
simple means to directly determine anisotropic and wave-
vector-dependent contributions (e.g., from anisotropic spin-
spin interactions) to the spin-wave dispersion and damping.To demonstrate these capabilities, we perform SAW-drivenspin-wave resonance measurements as a function of appliedfield and in-plane field angle for a d¼10 nm thick Ni thin
film microstrip on a piezoelectric YZ-cut LiNbO
3substrate.
We examine a range of larger wave vector, jqkj/C242:5/C2104
to 8/C2104cm/C01, than has been studied previously by SAW
experiments. This range is chosen to span from the regionwhere anisotropic dipolar interactions should be negligible
to the region where they contribute significantly to the spin-
wave dispersion. By implementing a quantitative analysis ofabsorption measurements for SAW delay lines, we demon-strate that it is possible to achieve a comprehensive, quantita-
tive determination of the wave-vector and angular structure
of this dipolar interaction. The same experimental techniqueshould also be more generally applicable to measure otherinteractions that modify spin-wave propagation, e.g., in mag-nonic crystals and magnetic heterostructures designed to
have strong Dzyaloshinskii-Moriya interactions.
II. ANALYTICAL CALCULATION OF SAW POWER
ABSORBED BY EXCITATION OF A SPIN WAVE
The spin-wave dynamics of an ultrathin magnetic film
driven coherently by a SAW traveling with an in-plane wavevector q
k, and the resultant SAW power absorption, can be
derived within the framework of the Landau-Lifshitz-Gilbert
(LLG) equation37
dmrðÞ
dt¼/C0cmrðÞ/C2HeffrðÞþCqk;m0 ðÞ mrðÞ/C2dmrðÞ
dt;
(1)
where mðrÞis the local magnetization, HeffðrÞis the local
effective field exerting a torque on mðrÞ,a n d m0is the equi-
librium magnetization in the absence of the RF pump field.
We allow for the spin-wave damping term Cðqk;m0Þto
depend on qkandm0rather than assuming it is a constant, as
is sometimes done, but we do employ the assumptionCðq
k;m0Þ/C281 so that the damping term can be treated as a
perturbation. Eq. (1)is analyzed using both a fgnand a xyz
coordinate system (Figure 1). The fgncoordinate system is
defined such that qkof the SAW lies along the þgdirection,
thefaxis corresponds to the magnetic easy axis of our thin Ni
microstrip (which is in-plane), and the naxis lies normal to
the film plane. The xyzcoordinate system, which is defined
such that m0lies along the zaxis, is convenient for deriving
the linearized LLG spin-wave dynamics about equilibrium.
The various components of the effective field relevant to
a continuous Ni microstrip are
Heff¼HappþHkþH?
anisþhRFr;tðÞ
þ2Aex
Msr2mr;tðÞþhdr;tðÞ: (2)
Happis the external field applied in the plane of the film. #H
is defined as the angle Happmakes with respect to the gaxis(see Figure 1). The internal contributions to Heffare the in-
plane anisotropy field Hk¼Hkmf^f, a perpendicular anisot-
ropy field H?
anis¼2K?
Msmn^nthat partially counteracts the out-
of-plane demagnetization field, the magnetoelastic pump
field hRFðr;tÞat wave vector qkgenerated by the SAW via
the magnetoelastic interaction, the exchange field2Aex
Msr2m
ðr;tÞwhere Aexis the exchange stiffness, and finally the
dipolar field hdðr;tÞthat encompasses both the out-of-plane
demagnetization energy as well as a fluctuating, spatiallyvarying component generated by the temporal and spatial
variation of the magnetization in the spin wave. This non-
local dipolar interaction serves to couple various parts ofthe spin-wave together and thus affects the propagation ofthe spin-wave. The non-local fluctuating part of the dipolar
interaction has not been included in previous studies analyz-
ing SAW-driven spin-wave resonance in magnetic thinfilms.
21,22
The in-plane equilibrium magnetic orientation m0is
completely determined by HappandHk. We transform Eqs.
(1)and(2)into the xyzcoordinate system and linearize the
LLG equation about m0. The magnetoelastic pump field
hRFðr;tÞ¼hqk
RFeiðqk/C1r/C0xtÞarising from the traveling SAW
derives from the relation hRFðr;tÞ¼ /C01
MsrmfME, where fME
is the magnetoelastic part of the magnetic free energy
density
fME¼/C0Bef feggeiðq/C1r/C0xtÞsin2hcos2uþBshearegneiðq/C1r/C0xtÞ
/C2coshsinhsinuþBnnenneiðq/C1r/C0xtÞcos2h: (3)
The angle udenotes the in-plane azimuthal angle that m
makes with the faxis, his the magnetization polar angle
defined with respect to the naxis, and Bef f,Bshear, and Bnn
are, respectively, the effective magnetoelastic couplings to
the in-plane longitudinal strain amplitude egg, shear strain
amplitude egn, and strain amplitude perpendicular to the Ni
film plane associated with the traveling SAW. Since m0in
our measurements is in-plane, we ignore the component of
FIG. 1. Illustration of a traveling SAW with wave vector qkgenerating a
time-dependent traveling strain wave field in a Ni film and driving a spin-
wave resonance. This figure defines the fgncoordinate system, the equilib-
rium magnetization m0and angle u0, the xyzcoordinate system used for lin-
earizing the LLG equations about equilibrium, and the in-plane appliedmagnetic field and field angle #
H.233910-2 Gowtham et al. J. Appl. Phys. 118, 233910 (2015)
fMEthat is sensitive to enn. We also ignore the shear strain egn
as the Ni film under study is a d¼10 nm thick film and is in
the regime where d/C28kSAWfor all the SAW bandpasses
employed in this experiment. In this thin-film regime, thezero-shear-strain boundary condition at the substrate surface
(which the SAW must satisfy) implies that the shear strain
e
gnthrough the film is small. Then hqk
RFcan be expressed in
thexyzcoordinate system as
hqk
RF¼þ2Bef f
Mseggsinu0ðÞcosu0ðÞ^x; (4)
where u0is the angle that m0makes with the f(easy) axis,
andMsis the saturation magnetization.
We solve for the traveling spin-wave amplitude dmqk
(averaged over the film thickness) in terms of hqk
RFby self
consistently solving both the LLG equations linearized aboutm
0for the dynamic magnetization profile across the Ni film
thickness (Eqs. (5)and(6)) as well as the magnetostatic
equations (Eqs. (7)and(8)) for the nonlocal dipolar fields
hdðr;tÞthat depend on the instantaneous magnetization pro-
file of the traveling spin-wave
/C0ixdmqk
xyðÞ¼/C0c/C18
Hkcos2u0ðÞþHappsinu0þ#H ðÞ
þ2Aex
Ms/C20
jqkj2/C0@2
@y2/C21/C19
dmqk
yyðÞþchy
dyðÞ
þchqk
RF;yþixCqk;m0 ðÞ dmqk
yyðÞ; (5)
/C0ixdmqk
yyðÞ¼þc/C18
Hkcos 2 u0ðÞ þHappsinu0þ#H ðÞ
þ2Aex
Ms/C20
jqkj2/C0@2
@y2/C21/C19
dmqk
xyðÞ
/C0chx
dyðÞ/C0chqk
RF;x/C0ixCqk;m0 ðÞ dmqk
xyðÞ;
(6)
r/C1hd¼/C04pr/C1m; (7)
r/C2 hd¼0: (8)
This enables us to express hdin terms of magnetostatic
potential Uashd¼/C0 rUand then solve for the potential U
anddmqkðyÞ. The thickness dependence of the fluctuating
component dmqkðyÞof the magnetization is non-zero and
arises from considering the evanescence of the traveling
SAW into the Ni film (with decay length of order kSAW)a s
well as boundary conditions on the magnetostatic potential U
associated with hdðr;tÞat the surfaces of the magnetic film.
The calculation is adapted from Stamps and Hillebrands38
and further details of the solution can be found there.
The relationship between the thickness averaged spin-
wave amplitude and the pump field is expressed as dmqk
¼/C22v/C1hqk
RF, where /C22v¼/C22v0þi/C22v00is the susceptibility tensor.
We have restricted ourselves to the condition jqkjd/C281,
where dis the film thickness, appropriate for the wave-
vector range jqkj¼2.5/C2104–8/C2104cm/C01andd¼10 nm
thin film microstrips employed in this study. The imaginary
part of the susceptibility governing the out-of-phase responseof the magnetization to the relevant component of the mag-
netoelastic pump field is then
/C22v00½/C138xx¼xp
cCqk;m0 ðÞ !2þxp
c/C18/C192 !
xres
c/C18/C192
/C0xp
c/C18/C192 !2
þxpCqk;m0 ðÞ Wþ!ðÞ
c !2;
(9)
where xp¼cSAWjqkjis the fixed SAW pump frequency,
cSAWis the Rayleigh SAW sound speed, and xres¼cffiffiffiffiffiffiffiffi
W!p
can be identified as the traveling surface dipole-exchange
spin-wave resonance frequency, and the quantities Wand!
are
W¼Hkcos 2 u0ðÞ þHappsinu0þ#H ðÞ þ2Aex
Msjqkj2
þ2pMsjqkjdcos2u0;
!¼Hkcos2u0þHappsinu0þ#H ðÞ þ2Aex
Msjqkj2
þ4pMs/C02K?
Ms/C18/C19
/C04pMsjqkjd
2/C18/C19
: (10)
The SAW power absorbed due to the excitation of a
traveling surface dipole-exchange spin wave at wave vector
qk, using the relation Pabs¼xp
2hqk
RF†/C1/C22v00/C1hqk
RF,21,39is
Pabs¼xp
2/C22v00½/C138xx2Bef f
Msegg/C18/C192
sin2u0cos2u0: (11)
The angular structure of the absorbed SAW power derives
from a combination of the magnetoelastic RF field contribu-
tionjhqk
RFj2¼ð2Bef f
MseggÞ2sin2u0cos2u0and the susceptibility
½/C22v00/C138xx. The pump field itself depends on the angle that m0
makes with respect to the gaxis (the longitudinal strain axis)
and possesses four-fold symmetry in u0with maxima when
u0¼ð2nþ1Þp=4 for n2Z. This magnetoelastic pump
component has the same form for any spin wave within an
in-plane magnetized polycrystalline thin film excited by a
coherent Rayleigh SAW. It is the ½/C22v00/C138xxcomponent of Pabs
that carries both the information about the internal magnetic
anisotropy energies present in a specific system and also,
more importantly, the angular and wave-vector dependence
of the excited spin wave. An inspection of Eqs. (9)–(11)
shows that delay line measurements of Pabsas a function of
u0andjqkjcan be used to determine both the isotropic and
anisotropic parts of the spin-spin interactions embedded
within ½/C22v00/C138xx, given an independent determination of Ms,Hk,
andK?. For our continuous Ni film, the isotropic component
of the spin-wave corrections comes from (1) the exchange
interaction and (2) the term 4 pMsðjqkjd=2Þin!(Eq. (10))
whose origin is the dipolar interaction. The anisotropic com-
ponent in our Ni films is expected to arise solely from the
dipolar interaction and is completely encoded in the term
2pMsjqkjdcos2u0within W. We show in the remainder of
the paper that SAW based spectroscopy can sensitively and233910-3 Gowtham et al. J. Appl. Phys. 118, 233910 (2015)
coherently map out the u0andjqkjdependence arising from
the dipolar interaction even in the low MsNi system at mod-
erate wave-vectors.
III. EXPERIMENT
We performed SAW power absorption measurements on
Al(10 nm)/AlO x(2 nm)/Ni(10 nm)/Pt(15 nm) microstrips defined
in the middle of a SAW delay line. The Al/AlO xunderlayer
and Pt overlayer were deposited to enable a separate inverse
spin Hall effect (ISHE) quantification of the SAW-induced
spin-wave excitation (not discussed in this paper). The film
stack was magnetron sputter-deposited on 0.5-mm-thicksingle-side polished YZ-cut LiNbO
3substrates and patterned
via lift-off process into 100 lm/C2500lm microstrips with
the long axis orthogonal to the LiNbO 3Z-axis SAW propa-
gation direction. The crystal Z-axis thus corresponds to the g
axis and the long axis of the wire corresponds to the faxis.
The base pressure for our chamber was P0<4/C210/C09Torr
and the working Ar gas pressure was kept at 2 mTorr
throughout the deposition process. The samples were depos-
ited with no applied magnetic field. The AlO xlayer was
formed by native oxidation in air. Al(100 nm) was depositedand patterned via lift-off for the delay line metallization. Our
SAW delay line was designed to have a center frequency
f
0¼300 MHz and we use higher order bandpasses at fpump
¼1.48, 2.67, 3.26, 3.86, and 4.45 GHz to excite magnetization
dynamics in the Ni. Details about our SAW delay line are pro-
vided in Figure 2.
The SAW resonant absorption was determined as a
function of Happand#Hby measuring the quantity jSloss
21
ðHapp;#HÞj ¼ j S21ðHapp;#HÞj /C0 j S21ðHapp¼3 kOe ;#HÞjat
selected bandpasses of the SAW delay line using a vector
network analyzer (VNA). At the frequencies employed in
our experiment, when Happ¼3 kOe the magnetic system is
far from any spin-wave resonance condition. In such case,
the loss is determined by changes in the transmission line im-pedance due to mass-loading and capacitive coupling to the
magnetic metallic film. Figure 3shows a density plot of
jS
loss
21ðHapp;#HÞjat the various bandpasses of our SAW delay
line. The VNA transmission measurements were carried
out using an input RF power of þ10 dBm. The ðHapp;#HÞ
dependence of the jSloss
21ðHapp;#HÞjas a function of fpumpare
consistent with the fact that the SAW is driving a magneticresonance.
Calculated density plots of P
absðHapp;#HÞas a function of
the various fpumpemployed in the experiment are shown in the
bottom row of Figure 3. In performing these calculations, we
used an in-plane anisotropy Hk/C24380610 Oe with easy axis
along the faxis as measured by Anisot ropic Magnetoresistance
(AMR) measurements, Ms¼485 emu/cm3as measured by
SQUID magnetometry, and K?/C241.13/C2106ergs/cm3as
measured by out-of-plane SQUID scans for inputs into
PabsðHapp;#HÞof Eq. (11). SQUID and AMR transport char-
acterization of the Ni films are shown in Figure 4. Both the
large Hkand substantial K?in our 10-nm thick Ni film are
likely due to the magnetoelastic interaction and high aniso-
tropic strains arising from depositing the film stack on theLiNbO
3substrate. We assumed a value Aex¼8/C210/C07erg/cmfor the exchange stiffness of Ni,40a speed cSAW¼3:488
/C2105cm/s for SAW propagation along the Z-axis of
YZ-LiNbO 3,41andd¼10 nm for the Ni film thickness. The
only remaining undetermined quantity in the formula for
PabsðHapp;#HÞ(Eq.(11)) is the spin-wave damping Cðqk;m0Þ.
The measured log scale jSloss
21ðHapp;#HÞjwas converted to lin-
ear scale and normalized between /C01a n d0 .
We find good quantitative agreement between this nor-
malized linear jSnorm
21ðHapp;#HÞjdata and normalized
PabsðHapp;#HÞover the full wave-vector regime studied with
a single value for the damping of the SAW excited spinwave, C¼0.14260.008, that is independent of both jq
kj
and angle. The precision with which we can quantify the
spin-wave damping and its angular and wave-vector depend-ence via the SAW power absorption measurements is shown
in Figure 5.
42Our extracted value for Cis of the same order
as the spin-wave damping values ( C/C240.1) estimated from
simulations in previous SAW work on Ni films.21These val-
ues of the spin-wave damping are significantly higher than
the typical values for the Gilbert damping in Ni ( a0/C240.048)
as measured by uniform mode resonance. We estimate that
the additional damping contribution arising from spin-pumping from our 10 nm Ni film into the 15 nm Pt overlayer
isa
SP/C240.006. For this estimation, we have assumed that the
real part of the mixing conductance is g"#
r¼2/C21015cm/C02
for the Ni jPt interface and kPt
s¼1:4 nm for the spin-FIG. 2. (a) Illustration of inter-digitated electrodes used for launching a
SAW. The signal and ground finger pattern is repeated to produce the full
IDT electrode used in our study with N¼40 total fingers. We have used
electrodes with pitch p¼k0=2¼5.8lm and metallization ratio m¼a=p
¼0.4, where k0is the fundamental band pass center wavelength and ais the
IDT finger width. The wave vector of the SAW launched by the IDT is
qSAW/C24qk.46(b) Time-gated S21transmission spectrum for our fundamental
f0¼300 MHz SAW delay line where emitter and receiver electrodes are
placed at a center-to-center distance of 700 lm. High-order bandpass center
frequencies are visible at fpump¼1.48 GHz, 2.08 GHz, 2.67 GHz, 3.26 GHz,
3.86 GHz, and 4.45 GHz. The gate center time for the spectrum was set at
/C240.2ls in order to maximize the single-transit signal, and we used a gate
span of 0.05 ls. All of our SAW-driven resonance measurements used a
time-gate with this set of specifications.233910-4 Gowtham et al. J. Appl. Phys. 118, 233910 (2015)
diffusion length in Pt43and we neglect any enhancement of
aSPbeyond the macrospin theory associated with the fact
that the excitation is a surface spin-wave44(justifiable in the
limit d/C28kSAW). The physical mechanisms responsible for
this large spin-wave damping are as yet unclear. Wespeculate that small magnetostrictive deformations in the Ni
film generated by the precessing spin-wave can couple into
various elastic modes (i.e., bulk longitudinal and transverse
phonons) of the LiNbO 3substrate. This coupling could
potentially lead to a large spin-wave damping such as wehave extracted from experiment.
IV. DISCUSSION
In this section, we show that SAW power absorption
measurements can be used to perform traveling surface spin-wave spectroscopy and quantitatively measure the aniso-tropic dipolar spin-spin contributions to the spin-wave dis-persion—even at moderate wave-vectors in the low M
sNi
system where these contributions are not particularly strong.The structure of the anisotropic dipole interactions, formingthe leading order spin-wave contribution to the dispersion, is
embedded within the resonant SAW absorption measure-
ments. We first show that this is the case by demonstratingthat the power absorption matches well to an analyticaltheory for the traveling surface spin-wave including the mag-netic dipolar interaction. This is first done for two field scansat different #
Hwhere the dipolar interactions are expected to
be weak and strong and it is shown that the full dipolartheory quantitatively captures the line-shapes of both scans,
whereas the theory excluding dipolar interactions agree with
the data only where the dipolar corrections to the spin-wavedispersion are expected to be weak. Then we show that theSAW power absorption can be mapped to and sampled overa large part of ðH
app;u0Þspace and agrees quantitatively
with the analytical theory including dipolar interactions.Given the quantitative agreement between the power
FIG. 3. Simultaneous plots of the measured log scale jSloss
21ðHapp;#HÞjtransmission loss and the normalized Pabscalculation as a function of field angle #Hand
field magnitude Happ.
FIG. 4. (a) AMR curves for 0/C14(blue) and 90/C14(red) field angle with respect
to the SAW propagation direction show that the Ni has a substantial in-plane
anisotropy field Hkwith 90/C14(i.e., the faxis) being the easy-axis direction.
(b) Out-of-plane field scan of Al(10)/AlO x(2)/Ni(10)/Pt(15) bilayer on YZ-
cut LiNbO 3.233910-5 Gowtham et al. J. Appl. Phys. 118, 233910 (2015)
absorption data and the traveling surface dipolar spin-wave
theory, we then directly extract the strength of the dipoleinteractions from the power absorption data at the differentq
kinvestigated in this study.
We first plot in Figure 6normalized jSnorm
21ðHapp;#HÞj
lineshapes together with the results of calculations forP
absðHappÞin which both dipolar and exchange interactions
are included or in which the dipolar interactions areneglected (i.e., exchange-only), at q
k¼6.9/C2104cm/C01^g
(fpump¼3.86 GHz) for two field angles #H¼20/C14and
#H¼60/C14. The two particular field angles were chosen due to
the very different range of u0sampled in the two field scans.
Due to the large in-plane Hk,u0runs through a continuous
range of values as Happis swept at some fixed #H(except for
sweeps on the easy faxis or along directions very close to f
where switching events can occur at low Happ). The #H¼20/C14
field scan (i.e., a near hard axis sweep) is such that u0
quickly converges to a large value as Happis increased. For
example, u0is/C2460/C14for the absorption maximum at
Happ¼940 Oe. The #H¼60/C14field scan, on the other hand, is
such that u0is small for all Happand the magnetization lies
close to the easy axis. The angle u0is small, /C2417/C14, for the
absorption maximum at Happ¼460 Oe. The anisotropic
dipolar contribution to the lineshape, 2 pMsjqkjdcos2u0inEq.(10), should thus be small for the #H¼20/C14scan and
large for the #H¼60/C14scan. Indeed, the two calculations
(with and without the dipolar contribution) nearly overlap inthe upper panel of Figure 6for the #
H¼20/C14scan and are in
good agreement with the jSnorm
21ðHapp;#HÞjdata. There is
however a large discrepancy between the data and theexchange-only calculation when #
H¼60/C14, where the aniso-
tropic dipolar correction should be significant, while the
PabsðHappÞcalculation including dipolar interactions agrees
well with the measured jSnorm
21ðHapp;#HÞjresonance for the
#H¼60/C14scan.
This agreement is not limited to the ðHapp;u0Þspace
subtended by the #H¼20/C14and #H¼60/C14field scans.
Knowledge of Hk,Happ, and #Hallows for a direct mapping
ofjSnorm
21ðHapp;#HÞjtojSnorm
21ðHapp;u0Þjvia the relation
Hksinu0cosu0¼Happcosðu0þ#HÞ, where u0is the orien-
tation of the magnetization (Figure 1). A plot of
jSnorm
21ðHapp;u0Þjatjqkj¼6.9/C2104cm/C01is shown in the top
panel of Figure 7.T h ea n g u l a rd e p e n d e n c eo ft h ed i p o l a rc o r -
rection in the spin-wave dispersion is reflected in the meas-ured SAW absorption for a broad range of u
0/C2410/C14–80/C14.T h i s
can be seen by the good agreement between jSnorm
21ðHapp;u0Þj
andPabsðHapp;u0Þover this entire set of u0values. The angu-
lar range over which SAW absorption due to spin-wave exci-
tation can be accessed is only limited by the fact that the
magnetoelastic interaction itself becomes vanishingly small as
u0approaches 0/C14or 90/C14. The comparison shown in the bot-
tom panel of Figure 7between the measured jSnorm
21ðHapp;u0Þj
and the isotropic exchange-only calculation shows graphi-
cally where and how the anisotropic dipolar correction
2pMsjqkjdcos2u0becomes important as a function of u0.FIG. 5. (a) Spin wave damping measured as a function of #Hat fixed
jqkj¼6:9/C2104cm/C01. Scans at other wave vectors show similar angle-
independent damping. Error bars indicate the standard error as obtained
from least-squares fits to normalized, linear power jSnorm
21ðHapp;#HÞjline-
shapes. (b) Spin-wave damping averaged over field angle as a function of
wave vector shows that spin-wave damping is wave-vector independent.Error bars for damping as a function of jq
kjindicate standard error
obtained from least squares fits to the series of #Hscans (at fixed jqkj)f o r
which there is appreciable signal.FIG. 6. Comparison of normalized jSnorm
21ðHapp;#HÞjtransmission data with
the power absorption Pabspredicted by an exchange-only theory and also a
full theory including dipolar corrections, for #H¼20/C14and 60/C14at
fpump¼3.86 GHz ( jqkj¼6.9/C2104cm/C01). The data normalization have been
carried out by converting the S21loss to linear power and rescaling each S21
vsHappcurve to lie between /C01 and 0.233910-6 Gowtham et al. J. Appl. Phys. 118, 233910 (2015)
As expected, the influence of dipolar interactions on the
SAW power absorption is seen to be strong at low u0and
weak for large u0nearer to 90/C14.
ThejSnorm
21ðHapp;u0Þjdata quantitatively match the Pabs
ðHapp;u0Þcalculation also not just at jqkj¼6.9/C2104cm/C01
but at all the other qkemployed in the study. We show this
by plotting the fields at which maximum SAW absorption
occurs at the different jqkjallowed by our delay line and at a
fixed #H¼45/C14(Figure 8). The positions of the absorption
maxima cannot be simultaneously fit for all jqkjusing the
pure-exchange theory and treating Aex,Ms, and Hkas free pa-
rameters or using a uniform-mode resonance theory. Acomparison between the pure-exchange theory and the data
shows that the corrections to the dispersion beyond pure-
exchange model have the wave-vector dependence corre-
sponding to the anisotropic dipolar interaction. We note thatprevious studies
19,21operated in a low wave-vector regime
(jqkj¼3/C2103–4/C2104cm/C01) where the leading order wave-
vector dependent contributions beyond the uniform-mode
theory are small. These studies model their absorption data
using a uniform-mode resonance theory—as is appropriateto most of this low wave-vector range in a Ni film. Ourexperiment performed at higher wave-vectors clearly meas-ures the impact of the leading order spin-wave contributions
to the dispersion (i.e., the dipolar interaction), thus providing
a first confirmation that the SAW is resonantly exciting atraveling surface spin-wave matched to the SAW’s in-planewave-vector q
k.
This outstanding quantitative agreement between our
measurements and the theory including anisotropic dipolar
interactions allows us to use SAW-driven spin-wave spec-troscopy to directly extract the strength of the dipole interac-tions. To do so, we perform a least-squares fit to the
jS
norm
21ðHapp;u0Þjdataset at various higher jqkjwhere the
effects of the dipolar interaction clearly affect the angulardependence of the absorption. We fit the data to the formula(Eqs. (9)–(11)) for P
absðHapp;u0Þ, with three free parame-
ters: a constant spin-wave damping Cand the coefficients A1
andA2, defined in Eq. (12)
W¼Hkcos 2 u0ðÞ þHappsinu0þ#H ðÞ
þ2Aex
Msjqkj2þA1jqkjcos2u0;
!¼Hkcos2u0þHappsinu0þ#H ðÞ þ2Aex
Msjqkj2
þ4pMs/C02K?
Ms/C18/C19
þA2jqkj: (12)
The analytical theory of Eq. (10) predicts A1¼/C0A2¼
4pMsd
2¼(3.060.1)/C210/C03Oe cm arising from the dipolar
spin-wave corrections (with the uncertainty arising from the
determination of Ms). The best-fit parameters extracted from
the data at different fpumpandjqkjare given in Table I.
The coefficients A1andA2as well as the constraint A1
¼/C0A2have been obtained directly from the jSnorm
21ðHapp;u0Þj
measurements at several jqkjand agree within an accuracy of
FIG. 8. Comparison of the field values where the absorption maximum
should occur as a function of pump frequency for #H¼45/C14scans as pre-
dicted by the uniform mode resonance theory, an exchange-only theory, and
a full surface dipole-exchange theory, and as measured from the SAW
absorption.TABLE I. Coefficients for the dipolar interaction A1andA2as well as the
spin-wave damping Cextracted from least-squares fitting to jSnorm
21ðHapp;u0Þj
data at various value of jqkj. Direct extraction of A1and A2from the
jSnorm
21ðHapp;u0Þjdataset at fpump¼2.67 GHz ( jqkj¼4.8/C2104cm/C01)i st r i c k y
due to the weaker effect that the dipolar contribution has on the dispersion at
this wave-vector and over most of the larger u0at which jSnorm
21ðHapp;u0Þjhas
appreciable amplitude at this fpump.
fpump
(GHz)jqkj
(104cm/C01) CA1
(10/C03Oe cm)A2
(10/C03Oe cm)
3.26 5.9 0.143 60.006 3.0 60.2 /C0(3.160.1)
3.86 6.9 0.139 60.007 3.1 60.1 /C0(2.960.2)
4.45 8.0 0.14 60.01 2.9 60.3 /C0(2.860.3)
FIG. 7. Plot of the normalized jSnorm
21ðHapp;u0Þjatjqkj¼6.9/C2104cm/C01.
The bottom panel has the contours of the dipole-corrected jPabsðHapp;u0Þj
and the exchange-only calculation overlaid on top of the jSnorm
21ðHapp;u0Þj
data. The contours for each calculation vary in equal steps from Pabs¼/C00.8
(innermost) to Pabs¼/C00.2 (outermost).233910-7 Gowtham et al. J. Appl. Phys. 118, 233910 (2015)
a few percent with the expected contributions to the spin wave
dispersion arising from the anisotropic dipolar interaction.
V. CONCLUSION/OUTLOOK
We have quantitatively demonstrated that SAWs can
excite a single traveling surface spin-wave mode with an
in-plane wave-vector qkmatched to the wave-vector of the
SAW. Measurements of the SAW power absorption on such
traveling surface spin-wave modes can be used to directly
extract precise, quantitative information about the angle and
wave-vector dependence of the spin-wave dispersion anddamping. For the Ni thin films of the present study we find, as
expected, that the spin-wave anisotropy is accounted for quan-
titatively by the dipolar spin-wave interaction. However, this
spectroscopic technique can also be implemented to examine
other sources of anisotropy. The same technique can beextended to study spin-wave physics that emerges at higher
wave vectors (e.g., to map the angular structure of the
Dzyaloshinskii-Moriya exchange interaction) by using piezo-electric substrates with ultra-low SAW speeds, initially devel-
oped with the objective of obtaining signal delay lines
operating at long delay times. For example, wave vectors as
large as jq
kj¼7.9/C2105cm/C01at 11 GHz could be achieved
using SAWs propagating on a (110)-cut Tl 3TaSe 4substrate,
which have a speed of just 8.9 /C2104cm/s.45This large wave
vector is accessible by operating a SAW delay line defined by
deep UV lithography at a high-order bandpass (e.g., 11th
overtone). Anisotropic Dzyaloshinskii-Moriya contributions
to the spin-wave dispersion should be as large as several hun-
dreds of Oe at this wave vector in a system with high interfa-cial DMI strength (e.g., the Pt jCo system with an interfacial
DMI strength of /C240.5 ergs/cm
2).5Measurements of the angu-
lar dependence of jSnorm
21ðHapp;u0Þjwould readily allow one
to extract the DMI strength. In addition, comparison of two-
dimensional jSnorm
21ðHapp;u0Þjplots with jSnorm
12ðHapp;u0Þj
plots would allow for a direct measure of the spin-wave non-
reciprocity ( qk!/C0 qk) associated with the DMI.
A SAW-based spectroscope should also be an excellent
tool for carrying out wave-vector and magnetization-angle-
resolved studies on 1D and 2D magnonic crystals composedof ultra-thin magnetic elements. In such a case, SAW modifi-
cation associated with periodic reflections off the magnonic
crystal (arising from, e.g., mass loading) should be verysmall, providing SAW based spectroscopy the capability to
map spin-wave dynamics throughout the magnonic Brillouin
zone.
ACKNOWLEDGMENTS
We acknowledge G. E. Rowlands for help with Figure 1
of the manuscript. We also thank S. Aradhya and G.Finnochio for suggestions on the manuscript. We are
grateful to T. Gosavi and S. Bhave for their encouragement
throughout the course of the project. This work was
supported in part by the Office of Naval Research and the
Army Research Office. This work made use of the CornellCenter for Materials Research Shared Facilities, which are
supported through the NSF MRSEC program (DMR-1120296). This work was performed in part at the Cornell
NanoScale Facility, a node of the National Nanotechnology
Infrastructure Network, which is supported by the National
Science Foundation (Grant No. ECCS-0335765).
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between the two arises from the fact that cSAWchanges as the SAW propa-
gates under the thin film stack. We estimate that this change in velocitychange (and corresponding change in q
k) is small and on the order of 2%
with the dominant contribution coming from the capacitive coupling of
the SAW to the metallic film stack. Changes in qkon the order of 2%
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jqkj/C25jqSAWjin the main text.233910-9 Gowtham et al. J. Appl. Phys. 118, 233910 (2015)
|
1.2920804.pdf | Theoretical investigation of the relationships between magnetic circular
dichroism signals and Gilbert damping coefficient in magnetic films
Jie Lu and Peng Yan
Citation: Appl. Phys. Lett. 92, 203108 (2008); doi: 10.1063/1.2920804
View online: http://dx.doi.org/10.1063/1.2920804
View Table of Contents: http://apl.aip.org/resource/1/APPLAB/v92/i20
Published by the American Institute of Physics.
Additional information on Appl. Phys. Lett.
Journal Homepage: http://apl.aip.org/
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Downloaded 11 Jun 2013 to 141.161.91.14. This article is copyrighted as indicated in the abstract. Reuse of AIP content is subject to the terms at: http://apl.aip.org/about/rights_and_permissionsTheoretical investigation of the relationships between magnetic circular
dichroism signals and Gilbert damping coefficient in magnetic films
Jie Lua/H20850and Peng Yan
Physics Department, The Hong Kong University of Science and Technology, Clear Water Bay, Hong Kong
Special Administrative Region, People’ s Republic of China
/H20849Received 28 March 2008; accepted 16 April 2008; published online 22 May 2008 /H20850
Inspired by the traditional ferromagnetic resonance /H20849FMR /H20850approach, the relationships between two
kinds of magnetic circular dichroism signals and the Gilbert damping coefficient in magnetic filmsare theoretically investigated within linear response framework. These results may provideinspirations on potential experimental strategies to remeasure the Gilbert damping coefficient, whichis traditionally obtained from FMR technique. © 2008 American Institute of Physics .
/H20851DOI: 10.1063/1.2920804 /H20852
In real magnets, the energy losing process, which is usu-
ally called damping, always exists. Its intensity is usuallydescribed by the phenomenological, dimensionless Gilbertdamping coefficient
/H9251. The damping mechanism plays cru-
cial roles in many micromagnetism problems, such as mag-netization reversal problem in Stoner particles,1domain wall
propagating problem in magnetic nanowires,2etc. Tradition-
ally, the Gilbert damping coefficient /H9251is mainly obtained
from ferromagnetic resonance /H20849FMR /H20850technique.3–5Consid-
ering the importance of the damping coefficient in the de-scription of the dynamics of magnets, the investigation ofother alternative techniques which can independently pro-vide
/H9251is then meaningful, and can provide references and
complements to the results from traditional FMR technique.Among the numerous modern experimental techniques, themagnetic circular dichroism /H20849MCD /H20850spectroscopy
6is a good
candidate. MCD signals denotes the difference between theabsorption of right-circular and left-circular propagatingelectromagnetic waves by materials with nonzero magnetiza-tion M. This magneto-optics spectroscopy is a powerful
technique in the investigations of electronic structures of ma-terials in modern physics.
In this letter, inspired by traditional FMR approach,
7–9
we investigate the connection between several MCD signals
and the Gilbert damping coefficient in magnetic films withina linear response framework. These relationships may beuseful to construct potential experimental setups to measurethe Gilbert damping coefficient
/H9251.
A magnetic film with magnetization M/H6023is placed in a
static magnetic field H/H6023, as shown in Fig. 1. The orientations
ofM/H6023andH/H6023are described by /H20849/H9258,/H9278/H20850and /H20849/H9258H,/H9278H/H20850, respec-
tively. The motion of macrospin M/H6023is described by the
Laudau–Lifshitz–Gilbert /H20849LLG /H20850equation,
dM/H6023
dt=−/H9253M/H6023/H11003H/H6023eff+/H9251
MsM/H6023/H11003dM/H6023
dt, /H208491/H20850
where /H9253=g/H9262B//H6036is the gyromagnetic ratio, Msis the satura-
tion magnetization of the film, and /H9251is the dimensionless
Gilbert damping coefficient. The effective field is obtainedfrom H
eff=−/H11612M/H6023F, where Fis the total energy density func-
tion of the film. In spherical coordinates shown in Fig. 1, Eq.
/H208491/H20850becomes10/H208491+/H92512/H20850/H9258˙=−/H9253
Mssin/H9258/H20849/H9251sin/H9258F/H9258+F/H9278/H20850
/H208491+/H92512/H20850/H9278˙=/H9253
Mssin/H9258/H20873F/H9258−/H9251
sin/H9258F/H9278/H20874. /H208492/H20850
The equilibrium of the magnetization M/H6023demands /H9258˙=/H9278˙
=0, which is just equivalent to /H20841F/H9258/H20841/H20849/H92580,/H92780/H20850=/H20841F/H9278/H20841/H20849/H92580,/H92780/H20850=0. This
defines the equilibrium position /H20849/H92580,/H92780/H20850ofM/H6023under H/H6023.
Next a small-amplitude microwave h/H6023is projected onto
the film. The magnetization M/H6023will then take a slight re-
sponse motion around the equilibrium position /H20849/H92580,/H92780/H20850,
/H9254M/H6023=/H20849/H9254M/H9258/H20850eˆ/H9258+/H20849/H9254M/H9278/H20850eˆ/H9278=Ms/H20849/H9254/H9258eˆ/H9258+ sin/H92580/H9254/H9278eˆ/H9278/H20850/H20849 3/H20850
and the right hand of Eq. /H208492/H20850can be divided into two parts,
/H208491+/H92512/H20850d/H9258
/H9253dt=/H20849/H9251h/H9258+h/H9278/H20850−/H9251sin/H9258F/H9258+F/H9278
Mssin/H9258
/H208491+/H92512/H20850sin/H9258d/H9278
/H9253dt=/H20849/H9251h/H9278−h/H9258/H20850+sin/H9258F/H9258−/H9251F/H9278
Mssin/H9258, /H208494/H20850
where h/H9258/H20849h/H9278/H20850is the component of h/H6023along eˆ/H9258/H20849eˆ/H9278/H20850direction at
/H20849/H92580,/H92780/H20850point and Fis total energy density function of the
film excluding the Zeeman part coming from h/H6023.
Suppose the frequency of the projected microwave h/H6023is
/H9275, then the forced movement /H9254M/H6023ofM/H6023has the same fre-
quency /H9254/H9258,/H9254/H9278/H11011ei/H9275t. Within the linear response framework,
we expand the total energy density function Fto the second
order derivatives and after some simple algebra, Eq. /H208494/H20850fi-
nally reads,
/H20873/H9254M/H9258
/H9254M/H9278/H20874=1
D/H20875−/H20849Q+i/H9251/H9024/H20850 R−i/H9024
R+i/H9024 −/H20849P+i/H9251/H9024/H20850/H20876/H20873h/H9258
h/H9278/H20874, /H208495/H20850
where P/H11013F/H9258/H9258/Ms2, Q/H11013F/H9278/H9278 //H20849Ms2sin2/H92580/H20850, R
/H11013F/H9258/H9278//H20849Ms2sin/H92580/H20850,/H9024/H11013/H9275//H20849/H9253Ms/H20850, and D/H11013/H20851/H208491+/H92512/H20850/H90242
−/H20849PQ−R2/H20850/H20852−i/H9251/H9024/H20849P+Q/H20850.
Equation /H208495/H20850indeed provides the dynamic susceptibility
of the magnetic film under any incident radio-frequency mi-
crowave h/H6023, assuming that h/H6023is weak enough so that the mag-
netization M/H6023will not depart from its equilibrium positiona/H20850Electronic mail: lujie@ust.hk.APPLIED PHYSICS LETTERS 92, 203108 /H208492008 /H20850
0003-6951/2008/92 /H2084920/H20850/203108/3/$23.00 © 2008 American Institute of Physics 92, 203108-1
Downloaded 11 Jun 2013 to 141.161.91.14. This article is copyrighted as indicated in the abstract. Reuse of AIP content is subject to the terms at: http://apl.aip.org/about/rights_and_permissions/H20849/H92580,/H92780/H20850too much. This is the theoretical basement of the
traditional FMR approach and also the start point of our
following discussions.
In order to analyze the MCD signals, certain forms of h/H6023
will be chosen and investigated. Different choice of h/H6023corre-
sponds to different strategy of detecting the MCD signals.
Strategy 1 , as shown in Fig. 2/H20849a/H20850, a linearly polarized
radio-frequency microwave /H20849LP-MW /H20850h/H6023is projected onto the
film with its polarization direction being normal to the equi-
librium position /H20849/H92580,/H92780/H20850ofM/H6023under H/H6023.h/H6023can be viewed as
the combination of two equal-module right- and left-
circularly polarized microwave /H20849CP-MW /H20850components h/H6023/H11006.
Due to the difference between the absorption of h/H6023/H11006by the
magnetic film, the transmitted microwave is usually nolonger linearly but elliptically polarized. The intensity ratio
/H9260
of the transmitted elliptically polarized microwave, which isdefined as the intensity on the long axis over that on the short
axis /H20851/H20849h
+/H11032+h−/H11032/H208502//H20849h+/H11032−h−/H11032/H208502/H20852, is one kind of the MCD signals.
We hereby relate /H9260to the dimensionless Gilbert damping
coefficient /H9251of the magnetic film.
The LP-MW h/H6023can be expressed as h/H6023
=2hei/H9275t/H20849cos/H9257, sin/H9257/H20850+, where /H9257is the angle of the polariza-tion direction respective to eˆ/H9258within /H20849eˆ/H9258,eˆ/H9278/H20850/H20849/H92580,/H92780/H20850plane. The
matrix expression is written within the local /H20849eˆ/H9258,eˆ/H9278/H20850/H20849/H92580,/H92780/H20850
coordinate system and the same below. Thus the two anti-
chiral CP-MW components h/H6023/H11006ofh/H6023are h/H6023/H11006=hei/H20849/H9275t/H11006/H9257/H20850
/H11003/H208491,/H11007i/H20850+.
From the LLG Eq. /H208491/H20850, the energy density change rate of
any time-dependent microwave h/H6023/H20849t/H20850that travels through a
magnetic sample is10dEh/H20849t/H20850/dt=Re /H20851M/H6023†·h/H6023˙/H20849t/H20850/H20852. Therefore the
energy density change rate of h/H6023/H11006can be straightforwardly
obtained,
dEh/H11006/dt=−/H9261/H11006Eh/H11006/H208496/H20850
with
Eh/H11006=h2,/H9261+=2/H9275/H20851−XZ+Y/H9251/H9024/H20849P+Q/H20850/H20852
Z2+/H92512/H90242/H20849P+Q/H208502,
/H9261−=2/H9275/H20851/H20849X+2/H9251/H9024/H20850Z+/H20849Y+2/H9024/H20850/H9251/H9024/H20849P+Q/H20850/H20852
Z2+/H92512/H90242/H20849P+Q/H208502,
X=Rcos 2/H9257+/H20849P−Q/H20850sin/H9257cos/H9257−/H9251/H9024,
Y=Rsin 2/H9257−Pcos2/H9257−Qsin2/H9257−/H9024,
Z=/H208491+/H92512/H20850/H90242−/H20849PQ−R2/H20850.
Usually /H9261+/HS11005/H9261−, thus the transmitted microwave h/H11032/H6023is no
longer linearly but elliptically polarized. Suppose the thick-ness of the film is rather small, then one can neglect the
Faraday effect, i.e., assuming the traveling speeds of h/H6023/H11006are
the same /H20849and equal to the speed of h/H6023/H20850. This assumption
results in a universal transmitting time t1. Then from Eq. /H208496/H20850,
the energy densities of the transmitted left- and right-circular
components are E/H11006/H11032=e−/H9261/H11006t1E0, where E0is the initial energy
density of the two components before projecting. Thus onehas
/H9260=/H20873/H20881E+/H11032+/H20881E−/H11032
/H20881E+/H11032−/H20881E−/H11032/H208742
= coth2/H20875−/H20849X+/H9251/H9024/H20850Z+/H9251/H90242/H20849P+Q/H20850
Z2+/H92512/H90242/H20849P+Q/H208502·/H9275t1/H20876. /H208497/H20850
To eliminate the unnecessary complexity originated from
the arbitrariness of the polarization direction inside the
/H20849eˆ/H9258,eˆ/H9278/H20850/H20849/H92580,/H92780/H20850plane, one can just take the resonance condition
Z=0 and Eq. /H208497/H20850is eventually reduced to
/H9260= coth2/H20875−/H9275t1
/H9251/H20849P+Q/H20850/H20876, /H208498/H20850
where PandQshould take the values at the resonance point.
Eq. /H208498/H20850relates the MCD signal /H9260and the Gilbert damp-
ing coefficient /H9251in a simple manner. Once we know the
precise anisotropy form of the sample /H20849indeed only the form
is needed, the values of the anisotropy parameters are notnecessary /H20850, we can extract out
/H9251at the FMR point.
In strategy 2 , the film and static field configurations are
the same with strategy 1 but with a different pattern of mi-crowave. Rather than a LP-MW, a right CP-MW is projectedfrom two opposite directions with its polarization vector in
the /H20849eˆ
/H9258,eˆ/H9278/H20850/H20849/H92580,/H92780/H20850plane, which is shown in Fig. 2/H20849b/H20850. This is
FIG. 1. Illustration of the usual experimental setup of magnetic measure-
ments. /H9018is a magnetic film produced on some substrate, with a nonzero
magnetization M/H6023/H20849/H9258,/H9278/H20850.M/H6023reaches a equilibrium position M/H60230/H20849/H92580,/H92780/H20850/H20849de-
noted by the thick dash line /H20850under a static external field H/H6023/H20849/H9258H,/H9278H/H20850.
/H20849eˆr,eˆ/H9258,eˆ/H9278/H20850are the local unit vectors at the equilibrium position. k/H6023is the wave
vector of a projected small-amplitude radio-frequency microwave h/H6023/H20849t/H20850.U n -
der this microwave, M/H6023will take a weak response motion /H9254M/H6023/H20849t/H20850around M/H60230.
FIG. 2. Illustration of the two strategies of detecting the MCD signals. /H20849a/H20850
Strategy 1: a LP-MW is projected. Due to the MCD effect the transmittedmicrowave is no longer linearly but elliptically polarized. Its intensity ratio
/H20849h
+/H11032+h−/H11032/H208502//H20849h+/H11032−h−/H11032/H208502is one kind of the MCD signals. /H20849b/H20850Strategy 2: a right-
circular polarized microwave is projected into the magnetic film from two
opposite directions with its polarization vector in the /H20849eˆ/H9258,eˆ/H9278/H20850/H20849/H92580,/H92780/H20850plane.
The difference between the energy densities of two transmitted CP-MW,
/H9273MCD=/H20849EI/H11032−EII/H11032/H20850/E0, is another kind of MCD signals.203108-2 J. Lu and P . Yan Appl. Phys. Lett. 92, 203108 /H208492008 /H20850
Downloaded 11 Jun 2013 to 141.161.91.14. This article is copyrighted as indicated in the abstract. Reuse of AIP content is subject to the terms at: http://apl.aip.org/about/rights_and_permissionsequivalent to let k/H6023/H20648M/H60230. The difference between the energy
densities of two transmitted CP-MWs, /H9273MCD=/H20849EI/H11032−EII/H11032/H20850/E0,
is another kind of MCD signals. Under macrospin assump-
tion, a right CP-MW projecting from the opposite direction isequivalent to a left one projecting along the original direc-tion. Thus, the MCD signal can also be expressed as,
/H9273MCD
=/H20849E+/H11032−E−/H11032/H20850/E0. Suppose the thickness of the film is small
enough, after some algebra similar with those in strategy 1,
one can obtain
/H9273MCD=−4/H9275t2
/H9251/H20849P+Q/H20850, /H208499/H20850
where t2is the time that the right-circular microwave travels
through the magnetic film and P,Qshould also be the cor-
responding values at the resonance point.
Equations /H208498/H20850and /H208499/H20850are the main results of this paper.
One can see that the two strategies have the same level ofpracticability. However, strategy 2 has an advantage in thedetection of the polarity of the signal.
To illustrate the possible usage of the two strategies, one
may consider a simplest example.
3A thin magnetic film is
produced on some substrate. Its thickness is far less than theother two dimensions, thus the demagnetizing factors areN
/H11036=4/H9266,N/H20648/H20849Nx,Ny/H20850=0. As the simplest case, one can assume
magnetic isotropy in the film plane and only consider the
crystalline anisotropy in the normal direction which is char-
acterized by the parameter K/H11036. A static magnetic field H/H6023is
applied out of the film plane. Then the total energy densityfunction of the film is
F=−M/H6023·H/H6023+M
s
2/H208494/H9266Meff/H20850cos2/H9258, /H2084910/H20850
where 4 /H9266Meff=4/H9266Ms−2K/H11036/Ms. The equilibrium position
/H20849/H92580,/H92780/H20850of the magnetization M/H6023can be obtained through
F/H9258=F/H9278=0, i.e.,
/H208494/H9266Meff/H20850sin 2/H92580=2Hressin/H20849/H92580−/H9258H/H20850;/H92780=/H9278H. /H2084911/H20850
From Eq. /H208495/H20850,
P=H1/Ms,Q=H2/Ms,R=0 , /H2084912/H20850
where
H1=Hrescos/H20849/H92580−/H9258H/H20850−/H208494/H9266Meff/H20850cos 2/H92580
H2=Hrescos/H20849/H92580−/H9258H/H20850−/H208494/H9266Meff/H20850cos2/H92580.
Usually, the Gilbert damping coefficient satisfies /H9251/H112701,
then the FMR resonance condition Z=0 is reduced to
/H9275//H9253=/H20881H1/H11003H2 /H2084913/H20850
and the MCD signals /H9260and/H9273MCDbecome
/H9260= coth2/H20875−Ms/H9275t1
/H9251/H20849H1+H2/H20850/H20876;/H9273MCD=−4Ms/H9275t2
/H9251/H20849H1+H2/H20850.
/H2084914/H20850
In real experiments, one may fix the microwave frequency /H9275
and propose the following experimental procedure:
/H208491/H20850Measure the saturated magnetization Msvia static mag-
netic method./H208492/H20850Hresvs/H9258His numerically calculated using Eqs.
/H2084911/H20850–/H2084913/H20850, and is fitted to the experimental Hresvs/H9258H
curve by adjusting the values of gand 4/H9266Meff.
/H208493/H20850For a certain /H9258H, using the value of 4 /H9266Meffobtained in
step /H208492/H20850,P,Q/H20849i.e.,H1,H2/H20850are calculated through Eqs.
/H2084911/H20850and /H2084912/H20850.
/H208494/H20850The traveling time t1/H208492/H20850can be obtained by the ratio of
the distance D1/H208492/H20850that the microwaves travel over the
corresponding speed v1/H208492/H20850of it. In strategy 1, v1is set to
be the speed of the incident LP-MW, while in strategy 2,
v2is just the speed of the right CP-MW.
/H208495/H20850The MCD signal /H9260or/H9273MCDis measured.
/H208496/H20850Put the above parameters into Eq. /H2084914/H20850, the Gilbert
damping coefficient /H9251/H20849/H92580/H20850can be extracted out.
/H208497/H20850Change the polar angle /H9258Hof the static magnetic field H/H6023
/H20851which is equivalent to vary the polar angle /H9258M/H20849=/H92580/H20850of
the magnetization M/H6023/H20852, the angle dependence of Gilbert
damping coefficient, /H9251vs/H9258Mcan be eventually revealed.
Compared with the traditional FMR technique, our pro-
posal is less universal because in order to extract /H9251, we must
have some knowledge about the form of crystalline aniso-tropy in the sample in advance. This is the main constraint ofour MCD approach as an independent method. On the otherhand, the significance of our MCD proposal is that it pro-vides an alternative way to evaluate
/H9251of magnets rather than
the traditional FMR technique. We can first use FMR scan toreveal the anisotropy form of the magnets, and then measurethe damping coefficient
/H9251via FMR and MCD techniques,
respectively. Comparison of the results from both two tech-niques will increase the accuracy and reliability of
/H9251mea-
surement. This is the central purpose of our present work.
In conclusion, we present the relationship between two
kinds of MCD signals and the Gilbert damping coefficient inmagnetic thin films. Based on these results, potential experi-mental proposals are suggested to measure the Gilbert damp-ing coefficient, which is traditionally obtained through FMRtechnique. The signification and disadvantages of the MCDapproach are discussed.
The authors would like to thank Professor X. R. Wang
for valuable discussions in this work. This work is supportedby RGC CERG /H20849Grant Nos. 603007 and 603106 /H20850.
1Z. Z. Sun and X. R. Wang, Phys. Rev. B 71, 174430 /H208492005 /H20850;Phys. Rev.
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troscopy /H20849Wiley, Hoboken, New Jersey, 2007 /H20850.
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/H208492006 /H20850.203108-3 J. Lu and P . Yan Appl. Phys. Lett. 92, 203108 /H208492008 /H20850
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1.3540415.pdf | Current driven oscillation and switching in Co/Pd perpendicular giant
magnetoresistance multilayer
C. H. Sim, S. Y. H. Lua, T. Liew, and J.-G. Zhu
Citation: J. Appl. Phys. 109, 07C905 (2011); doi: 10.1063/1.3540415
View online: http://dx.doi.org/10.1063/1.3540415
View Table of Contents: http://jap.aip.org/resource/1/JAPIAU/v109/i7
Published by the American Institute of Physics.
Additional information on J. Appl. Phys.
Journal Homepage: http://jap.aip.org/
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Downloaded 07 Jun 2013 to 193.1.100.108. This article is copyrighted as indicated in the abstract. Reuse of AIP content is subject to the terms at: http://jap.aip.org/about/rights_and_permissionsCurrent driven oscillation and switching in Co/Pd perpendicular giant
magnetoresistance multilayer
C. H. Sim,1,2,a)S. Y . H. Lua,2T. Liew,2and J.-G. Zhu1
1Data Storage Systems Center, Carnegie Mellon University, Pittsburgh, Pennsylvania 15213, USA
2A*STAR (Agency for Science, Technology and Research), Data Storage Institute, Singapore 117608
(Presented 17 November 2010; received 7 October 2010; accepted 4 November 2010; published
online 22 March 2011)
Spin torque transfer (STT) induced magnetization oscillation and switching in metallic spin valves
with Co/Pd electrodes of perpendicular magnetic anisotropy are demonstrated. The bottom Co/Pdmultilayer, acting as a perpendicular spin-polarizing/reference layer, is relatively thick with a
strong perpendicular anisotropy and a perpendicular switching field of 8 kOe. An in-plane spin
valve is placed on the top for reading back magnetization oscillation of the middle Co layer, whosethickness is varied from 6 to 30 A ˚. When the middle Co layer is thin, current driven magnetization
switching is observed. When the middle Co layer is relatively thick, perpendicular spin torque
oscillation is clearly observed with oscillating frequency at 4 GHz. STT-included micromagneticmodeling has been performed which predicts the exact observed behavior and illustrates the
significance of magnetization configuration of the Co layer on determining STT-induced dynamics.
VC2011 American Institute of Physics . [doi: 10.1063/1.3540415 ]
I. INTRODUCTION
The transfer of spin angular momentum between a
spin-polarized electric current and the magnetic moment in a
multilayer nanostructure, known as spin torque transfer(STT) effect, has unveiled an exciting field of studies on
current-induced magnetization dynamics.
1,2STT can either
induce a magnetic layer to reverse its magnetization direc-tion, or drive steady-state magnetization precession, as pre-
dicted theoretically by Slonczewski
3and Berger.4For a spin
valve structure of a nonmagnetic metal layer sandwichedbetween two ferromagnetic (FM) layers, these dynamics can
be exploited through the giant magnetoresistance (GMR)
effect for potential applications in high density nonvolatilemagnetic memory (MRAM)
5–7or as current-tunable micro-
wave nano-oscillator (STNO).8,9
The relative strengths and directions of anisotropies of
the two FM layers, namely the reference layer (RL) and free
layer (FL), play an important role in determining the magnet-
ization response of the system in the presence of a spin polar-ized current. Increasing attention has been paid to Co/Pd and
Co/Pt multilayer because they exhibit large perpendicular
magnetic anisotropy (PMA) which provides high STT effi-ciency.
10–12Recently, the use of a bilayer FL, in which a
magnetic layer with PMA is coupled to a spin torque driven
magnetic layer adjacent to the spacer/barrier, is shown toprovide a reduction in switching current density through the
exchange-spring effect.
13–15On the other hand, Zhu has dem-
onstrated steady magnetization precession and zero externalfield operation of a STNO with similar geometry.
16So far,
this stack combination has not been fully explored and it
remains unclear how the material parameters of the bilayerFL will alter STT magnetization dynamics of the system. Inthis paper, we demonstrate that the variation in thickness of
the middle spin torque driven magnetic layer can modify the
magnetic potential energy landscape in Co/Pd perpendicular
multilayer to induce various STT-related phenomena.
II. EXPERIMENTAL PROCEDURES
Two series of films were deposited using ultrahigh vac-
uum direct current (dc) magnetron sputtering onto thermally
oxidized Si wafers at base pressures below 7 /C210/C09Torr.
The basic stacking structure used is [Co 3 A ˚/Pd 8 A ˚]/C25/
Co 6 A ˚/Cu 20 A ˚/CotA˚/[Pd 8 A ˚/Co 5 A ˚]/C23, where the
thickness of the middle Co layer, tCois varied from 6 A ˚
(sample 1) to 30 A ˚(sample 2), as shown in Fig. 1. The RL is
a Co/Pd multilayer with high perpendicular magnetic anisot-
ropy, and the FL is constructed from a bilayer structure
FIG. 1. (Color online) Schematic of pillar device with a reference layer
which comprises of Co/Pd multilayer and a free layer made up of a Co layer
and Co/Pd multilayer. The Co thickness, tCois varied in the experiment.a)Author to whom correspondence should be addressed. Electronic mail:
cheowhin@cmu.edu.
0021-8979/2011/109(7)/07C905/3/$30.00 VC2011 American Institute of Physics 109, 07C905-1JOURNAL OF APPLIED PHYSICS 109, 07C905 (2011)
Downloaded 07 Jun 2013 to 193.1.100.108. This article is copyrighted as indicated in the abstract. Reuse of AIP content is subject to the terms at: http://jap.aip.org/about/rights_and_permissionsconsisting of a spin torque driven middle Co layer exchange
coupled to a Co/Pd multilayer. An in-plane spin valve con-
sisting of Co/IrMn is placed on top of the FL to readout mag-netization oscillation. We patterned the films into nanopillars
of 80 nm lateral dimension by e-beam lithography, followed
by Ar ion milling and a lift-off process. The completed devi-ces were annealed at 215
/C14C under an in-plane magnetic field
of 4 kOe to pin the magnetization direction of the analyzer.
The samples were first saturated in a large positive per-
pendicular field to set the RL magnetization. Spin torque
switching (STS) characteristics were measured using lock-in
d e t e c t i o nw i t ha na cc u r r e n to fr m sa m p l i t u d e1 0 mA superim-
posed onto a pulsed or dc current. The microwave spectra
were measured by contacting the samples using microcoaxial
probes, which were connected to a current source through abias tee, and fed to a spectrum analyzer through a 40 dB gain
broadband amplifier. In our convention, positive current is
defined for electrons flowing from the bottom to top electrode.
III. RESULTS AND DISCUSSION
It is generally known that the magnetic anisotropy of a
magnetic layer is made up of a combination of the interfacialcontribution which favors perpendicular magnetization, and
a volume contribution which favors an in-plane magnetiza-
tion.
17,18In particular, for a certain range of Co thickness, a
Pd layer can induce strong interfacial perpendicular anisot-
ropy which pulls its magnetization out of the film plane.
Figure 2shows the current-perpendicular-to-plane (CPP) re-
sistance as a function of perpendicular magnetic field ( R-H)
measured for the two samples. We note that the origin of the
tilted baseline comes from GMR contribution between thetop in-plane analyzing layer and FL. Sample 1 exhibits a
well-defined switching behavior between parallel state (low
resistance) and antiparallel state (high resistance), with aswitching field of 3.0 and 8.0 kOe for the FL and RL, respec-
tively. On the other hand, in sample 2 we observed a gradual
convex increase in resistance before the RL switched at6.0 kOe. This suggests that the magnetization of the FL is
undergoing a rotation from in-plane toward out of the film
plane with increasing field. Based on these data, we candeduce that the FL in sample 1 has a preferred perpendicular
direction of magnetic orientation, whereas the FL magnetiza-
tion in sample 2 is estimated to be tilted 3.6
/C14out of plane
from the in-plane easy axis, which may be attributed to
the exchange coupling at the interface of the in-planemagnetized thick Co layer when it adjoins the top perpendic-
ular Co/Pd multilayer.
Quasistatic transport measurements are shown in Fig. 3,
which compares the variation in differential resistance dV/dI
as a function of current Ibetween the two samples. In sample
1 where the Co thickness is thin, the device exhibits clearSTT switching from a high resistance to low resistance state
and vice versa, at pulse currents of 1.0 and /C02.0 mA, respec-
tively. This magnitude change in resistance is consistentwith the value obtained from R-H curve, implying that spin
torque from current has effectively drove the FL magnetiza-
tion between the two energy minima. On the other hand, a dc
FIG. 2. R-Hcurve with magnetic field Happlied
in the out-of-film plane direction at current I¼2
mA measured for (a) sample 1 with tCo¼6A˚,
and (b) sample 2 with tCo¼30 A˚.
FIG. 3. (Color online) (a) STS curve measured for sample 1, using a pulsed
current with pulse width of 0.5 ms. (b) STS plot for sample 2, using a dc cur-
rent sweep with perpendicular field applied at 0 and 500 Oe. The inset shows
the microwave spectrum obtained under a field Hof 500 Oe and current
I¼/C03.8 mA.07C905-2 Sim et al. J. Appl. Phys. 109, 07C905 (2011)
Downloaded 07 Jun 2013 to 193.1.100.108. This article is copyrighted as indicated in the abstract. Reuse of AIP content is subject to the terms at: http://jap.aip.org/about/rights_and_permissionscurrent sweep was used to measure dV/dI of sample 2. The
observed parabolic increase in differential resistance is
attributed to joule heating of the device. Under zero appliedfield, the device exhibits a minor dip at I ¼/C02.4 mA. At
500 Oe, the field favors the antiparallel alignment and the
dip becomes more distinct while shifting to a higher currentatI¼– 4.0 mA. Many previous experiments have associated
steady-state spin torque oscillations as peaks or dips in dV/dI
versus I scans.
1,2,9,10To confirm this point, we acquired the
power spectrum density (PSD) of the signal emitted by sam-
ple 2. The PSD plotted in the inset of Fig. 3(b) verifies the
appearance of a narrow peak at 4 GHz which correlates withthe onset of the dip in the dV/dI scan. This peak broadens
and disappears into the background when the injected current
is increased beyond /C04.2 mA.
The results indicate that modifying the middle Co thick-
ness in the bilayer FL can induce changes in STT magnetiza-
tion dynamics. When t
Cois thin, interfacial effects are
dominant and majority of the spin current gets dissipated in
the Co/Pd multilayer, resulting in high effective damping
which facilitates reversal at the onset of magnetization insta-bility. Conversely, when t
Cois thick, magnetic anisotropy in
the FL has a nonzero tilting angle with respect to the perpen-
dicular axis under quiescent condition. In this case, it ispossible for spin torque from current to excite magnetization
into new dynamic equilibrium positions corresponding to
closed magnetization orbits in the absence of an appliedfield. A more detailed examination of the interplay between
magnetic anisotropies, interlayer coupling and STT is neces-
sary to understand the ensuing dynamics in the FL.The experimental observations are qualitatively in agree-
ment with micromagnetic simulation calculated using the
Landau–Lifshitz–Gilbert (LLG) equations of motion with theSlonczewski spin-transfer torque term. In the simulation, the
top perpendicular layer is assumed to be 6 nm thick with an
intrinsic perpendicular anisotropy constant K
u¼5/C2106erg/
cm3, saturation magnetization M s¼550 emu/cm3and damp-
ing constant a¼0.02; the middle spin torque driven magnetic
layer has M s¼1440 emu/cm3,a¼0.01 with its thickness var-
ied. We use a spatial discretization cell of 4 /C24/C2thickness
nm in size to simulate 40 /C240 nm2devices. The calculated
zero-temperature dynamic phase diagram is presented in Fig.4. The dark area labeled 1 corresponds to region with no
steady oscillation, while the shaded area corresponds to vary-
ing magnitude of oscillation frequency, with the highestoccurring in the area labeled 3. In consistent with our experi-
mental data, the plot illustrates that a minimum layer thick-
ness of about 0.5 nm is required to stabilize perpendicularoscillation; below this critical thickness, the device will
undergo STT switching instead.
IV. CONCLUSION
In summary, we have demonstrated that the thickness of
the middle Co layer in a bilayer FL is a crucial parameter to
control the magnetization profile and current induced mag-
netization dynamics. When the Co layer is thin, STT switch-ing is obtained. For a larger thickness, a current bias of the
proper polarity can excite uniform magnetization precession
of the FL. The means to manipulate STT dynamics byadjustment of the magnetic layer thickness could potentially
simplify future designs of spin torque driven nanodevices.
ACKNOWLEDGMENTS
This research is supported in part by the NSF/MRSEC
program at Johns Hopkins University and the Data StorageSystems Center at Carnegie Mellon University and its indus-
trial sponsors.
1E. B. Myers et al.,Science 285, 867 (1999).
2M. Tsoi et al.,Phys. Rev. Lett. 80, 4281 (1998).
3J. C. Slonczewski, J. Magn. Magn. Mater. 159, L1 (1996).
4L. Berger, Phys. Rev. B 54, 9353 (1996).
5R. Law et al.,J. Appl. Phys. 105, 103911 (2009).
6N. Nishimura et al.,J. Appl. Phys. 91, 5246 (2002).
7T. Kawahara et al.,IEEE J. Solid-State Circuits 43, 109 (2008).
8W. H. Rippard et al.,Phys. Rev. Lett. 92, 027201 (2004).
9S. I. Kiselev et al.,Nature 425, 380 (2003).
10S. Mangin et al.,Nature Mater. 5, 210 (2006).
11J.-H. Park et al.,J. Appl. Phys. 105, 07D129 (2009).
12S. Ikeda et al.,Nature Mater. 9, 721 (2010).
13O. G. Heinoen and D. V. Dimitrov, J. Appl. Phys. 108, 014305 (2010).
14X. Zhu and J.-G. Zhu, IEEE Trans. Magn. 43, 2739 (2006).
15R. Victoria and X. Shen, IEEE Trans. Magn. 41, 537 (2005).
16X. Zhu and J.-G. Zhu, IEEE Trans. Magn. 42, 2670 (2006).
17F. J. A. den Broeder, W. Hoving, and P. J. H. Bloemen, J. Magn. Magn.
Mater. 93, 562 (1991).
18P. F. Carcia, A. D. Meinhaldt, and A. Suna, Appl. Phys. Lett. 47, 178
(1985).
FIG. 4. (Color online) (a) Simulated phase diagram of a 40 /C240 nm2device as
functions of the spin torque driven layer thickness and current density. (b) The
microwave spectra correspond to the positions of the white dots denoted in (a).07C905-3 Sim et al. J. Appl. Phys. 109, 07C905 (2011)
Downloaded 07 Jun 2013 to 193.1.100.108. This article is copyrighted as indicated in the abstract. Reuse of AIP content is subject to the terms at: http://jap.aip.org/about/rights_and_permissions |
1.4928383.pdf | Parametric study of a Schamel equation for low-frequency dust acoustic waves in
dusty electronegative plasmas
Akbar Sabetkar and Davoud Dorranian
Citation: Phys. Plasmas 22, 083705 (2015); doi: 10.1063/1.4928383
View online: http://dx.doi.org/10.1063/1.4928383
View Table of Contents: http://aip.scitation.org/toc/php/22/8
Published by the American Institute of Physics
Parametric study of a Schamel equation for low-frequency dust acoustic
waves in dusty electronegative plasmas
Akbar Sabetkar and Davoud Dorraniana)
Laser Lab., Plasma Physics Research Center, Science and Research Branch, Islamic Azad University,
Tehran, Iran
(Received 8 May 2015; accepted 22 July 2015; published online 13 August 2015)
In this paper, our attention is first concentrated on obliquely propagating properties of low-frequency
(x/C28xcd) “fast” and “slow” dust acoustic waves, in the linear regime, in dusty electronegative plas-
mas with Maxwellian electrons, kappa distributed positive ions, negative ions (following the combi-
nation of kappa-Schamel distribution), and negatively charged dust particles. So, an explicit
expression for dispersion relation is derived by linearizing a set of dust-fluid equations. The resultsshow that wave frequency xin long and short-wavelengths limit is conspicuously affected by physi-
cal parameters, namely, positive to negative temperature ion ratio ( b
p), trapping parameter of nega-
tive ions ( l), magnitude of the magnetic field B0(viaxcd), superthermal index ( jn;jp), and positive
ion to dust density ratio ( dp). The signature of the penultimate parameter (i.e., jn) on wave frequency
reveals that the frequency gap between the modes reduces (escalates) for k<kcr(k>kcr), where kcr
is critical wave number. Alternatively, for weakly nonlinear analysis, reductive perturbation theory
has been used to construct 1D and 3D Schamel Korteweg-de Vries (S-KdV) equations, whose nonli-
nearity coefficient prescribes only compressive soliton for all parameter values of interest. The sur-
vey manifests that deviation of ions from Maxwellian behavior leads intrinsic properties of solitarywaves to be evolved in opposite trend. Additionally, at lower proportion of trapped negative ions,
solitary wave amplitude mitigates, whilst the trapping parameter has no effect on both spatial width
and the linear wave. The results are discussed in the context of the Earth’s mesosphere of dusty elec-tronegative plasma.
VC2015 AIP Publishing LLC .[http://dx.doi.org/10.1063/1.4928383 ]
I. INTRODUCTION
Undoubtedly, dust grain is an integral and inseparable
ingredient of astrophysical and space environments, the so-
called dusty plasmas.1–3Due to acquiring finite electric
potential4,5through charging process,6,7charged dust grains
are now responsible for development of the novel types ofelectrostatic collective modes the most notable of which isthe dust acoustic waves (DAWs)
8,9which has a frequency of
just a few Hz typically. Strictly speaking, the DAWs are acompressional disturbance which propagates through thedust and directly involves the dynamics of the dust particles.An electronegative plasma is defined as a plasma composedof negative and positive ion species as well as electrons.This plasma can appear as a result of elementary processes,such as dissociative and non-dissociative electron attachmentto neutral particles when an electronegative gas is introducedin an electrical gas discharge or injected from external sour-ces. Also, the existence of negative ions has frequently been
detected in space plasma (such as Earth’s mesosphere,
10
upper layers of Earth’s ionosphere,11and F-ring of Saturn12).
Furthermore, the importance of negative ion plasmas to thefield of plasma physics is growing up day by day because oftheir wide technical applications in neutral beam sources,
13
plasma processing reactors,14etc.
A large number of both theoretical and experimental
investigations have also been confirmed that the presence ofnegative ions in dusty plasma plays a pivotal role in modi-
fying intrinsic properties of waves.15–17For instance,
Adhikary et al.18reported empirically the velocity of rare-
factive ion solitary wave in multicomponent plasma withnegative ions is greater than that in the presence of nega-tively charged dust. In another study on the role of negativeions, Misra and Barman
19have found that the effect of the
concentration of charged dusts on dispersion relation is toreduce the frequency of dust ion acoustic waves, whereasits effect on amplitude and width of soliton is reverse. Mostrecently, Hussain and his coworker
20have studied the for-
mation of shock structures in negative ion and pair-ion non-thermal plasmas. The authors pointed out that the phasespeed of ion acoustic shocks in pair-ion plasma becomeslarger in comparison to multi-ion plasmas for similar valueof negative ion density and strength of the shock waveincreases as the number of superthermal electrons in theplasma system is decreased. Tasnim et al.
21investigated
nonlinear propagation of planar and non-planar solitarywaves in a quantum dusty electronegative plasma. It hasbeen also found that the properties of dust ion-acoustic soli-tary waves in non-planar cylindrical or spherical geometrydiffer from those in planar one-dimensional geometry aswell as the effect of positive and negative ion mass ratio onwidth and amplitude of both negative and positive solitarywave is reverse.
Furthermore, spacecraft observations have provided evi-
dence of the occurrence of abnormal energetic particle pres-ence in the Earth’s magnetosphere
22and solar wind.23,24Onea)Author to whom correspondence should be addressed. Electronic mail:
doran@srbiau.ac.ir. Tel.: þ98 21 44869654. Fax: þ98 21 44869640.
1070-664X/2015/22(8)/083705/12/$30.00 VC2015 AIP Publishing LLC 22, 083705-1PHYSICS OF PLASMAS 22, 083705 (2015)
of the well-fitted models to describe such kind of energetic
particles is kappa distribution.25,26The kappa or generalized
Lorentzian distribution, a generalization of the Maxwellian,
represents a family of velocity distributions, ranging from an
extreme “hard” spectrum associated with j’1:5/C02, to the
Maxwell-Boltzmann distribution for j!1 . Recently,
the most evident theoretical and simulation features on the
superthermality effects have been employed successfully inplasma physics.
27–29For instance, Borhanian and his co-
worker30investigated the existence and characteristics of
propagation of dust acoustic waves in a superthermal dustyplasma with the help of energy integral equations. They con-
clude that with increasing obliqueness the existence range of
solitons would be restricted to the lower values of superther-mal index. In another work, Aoutou et al.
31have investigated
existence of arbitrary amplitude DAWs by using Sagdeev
potential approach. It is shown that due to electron and ionsuperthermality, the present dusty plasma model may support
subsonic as well as supersonic electrostatic solitary waves
involving cusped potential humps. In another study, Arshadand Mahmood
27calculated the damping rates for electrostatic
ion waves in Lorentzian electronegative plasmas. They have
found that the Landau damping rate of the ion plasma wave isincreased in Lorentzian plasmas in comparison with
Maxwellian pair-ion plasmas. Dorranian and Sabetkar
32
recently proved that for certain magnitude of nonthermal pa-
rameter there is a condition for generation of an evanescent
dust acoustic solitary wave in a dusty plasma.
Another phenomenon that has broadly been viewed in
both space and laboratory plasmas is particle trapping. In
this case, proportion of particles is restricted to finite region
of phase space where they bounce back and forth. There aresome solid evidences of the existence of trapped particles in
the space contexts.
22,33One of forerunners developed a
pseudo potential method for the construction of equilibriumsolutions, and also derived a modified Korteweg-de Vries
equation (KdV) equation, often called the Schamel equation,
for weakly nonlinear ion acoustic waves which are modifiedby the presence of trapped electrons.
34,35Ahmad and his co-
workers36investigated the effects of dust polarity and trap-
ping of plasma particles on dust acoustic wave within thesmall amplitude regime by using modified KdV equation as
well as pseudo-potential approach; and they concluded that
in case of electron trapping (ion trapping), an increase inboth electron and ion trapping parameters will increase the
depth of positive (negative) Sagdeev potential, with
enhanced amplitude of compressive (rarefactive) soliton.
As far as we know, there is no investigation about propa-
gation of DAWs in the dusty electronegative plasmas in the
presence of the combination of kappa-Schamel distribution.In the present article, we are interested in extending and pro-
viding the novel standpoints into previously published work
in Ref. 37. For this purpose, we consider the propagation of
obliquely dust acoustic solitary waves in an electronegative
plasma subjected to external magnetic field. At a first step, we
show the existence of both fast and slow modes and discusshow these modes are influenced by trapping parameter, super-
thermality index, positive ion to dust density ratio, magnetic
field, and so on. We then proceed by employing a reductiveperturbation technique to derive an evolution equation in the
form of one and three dimensional Schamel Korteweg-de
Vries (S-KdV) equations, and finally aforementioned agentsare interpreted on intrinsic features of solitary wave.
The manuscript is structured as follows. After introduc-
tion, the basic equations governing our plasma model areprovided in Sec. II. Then, Section IIIdeals with linear dust
acoustic wave analysis. A weakly nonlinear analysis is car-
ried out in Sec. IV. Discussions (Conclusions) are respec-
tively given in Sec. V(Sec. VI).
II. BASIC MODEL EQUATIONS
We are modeling three-dimensional propagation of
DAWs in a collisionless and magnetized dusty electronega-tive plasma, which consists of electrons, positive, and nega-
tive ions as well as negatively charged warm dusts ( T
d6¼0).
Where in such kind of plasma, the formation of the wave isdue to the inertia and the pressure contribution from the dust
fluid and the restoring force either by electron or ion. The
ambient magnetic field ~Bð¼B
0^zÞis assumed stationary,
pointing along the z-axis. Also, we introduce the direction
cosines lzð¼coshÞ, where his the direction of wave propa-
gation with respect to ~B. At equilibrium, the charge neutral-
ity condition requires that
nn0þne0þnd0zd¼np0; (1)
where ne0;nn0;np0;andnd0are the unperturbed number den-
sities of electrons, negative and positive ions, and dusts,
respectively, and zdð>0Þis the number of electrons residing
on the dust grain surface at equilibrium. It is clear that basedon Eq. (1), the positive ion density is larger than that of nega-
tive ion, so dusts become negatively charged.
The nonlinear dynamics a low frequency DAW, whose
wave phase speed lies between the ion and electron thermal
speeds, viz., t
thi/C28x=k/C28tthe, can be described by set of
three-dimensional and normalized equations (continuity, mo-mentum, and Poissons equations) as
@nd
@tþ~r/C1 nd~tdðÞ ¼0; (2a)
@~td
@t¼~rw/C0~td/C1~r/C0/C1
~td/C0~td/C2xcd^z ðÞ /C05
3bdn/C01=3
d~rnd;
(2b)
r2w¼ndþdnnnþdene/C0dpnp: (2c)
Charge neutrality condition in the normalized form is
dp¼dnþdeþ1, where the quantities dnð¼nn0=zdnd0Þ;
dpð¼np0=zdnd0Þ,a n d deð¼ne0=zdnd0Þare defined as density
ratios. In the latter equation, we assume that the normalized
number densities of kappa distributed positive ions, Schamel-kappa distributed negative ions, and Maxwellian electrons,
respectively, are given by the following relations:
38
np’ð1/C0a1pwþa2pw2þOðw3ÞÞ; (3a)
nn’ð1þa1nw/C0a2nw3=2þOðw2ÞÞ; (3b)
ne¼expðbewÞ; (3c)083705-2 A. Sabetkar and D. Dorranian Phys. Plasmas 22, 083705 (2015)
with expansion parameters a1p;a1n;a2p, and a2nas functions
of the jp;nð>3=2Þandlare given below
a1p¼2jp/C01 ðÞ
2jp/C03 ðÞ;a1n¼bp2jn/C01 ðÞ
2jn/C03 ðÞ;a2p¼4j2
p/C01/C16/C17
22jp/C03 ðÞ2;
a2n¼8ffiffiffiffiffiffiffiffi
2=pp
1/C0lðÞ b3=2
p
32jn/C03 ðÞ3=2Cjnþ1 ðÞ
Cjn/C01=2 ðÞ:
The limit of npand nnin Eq. (3)asjp;n!1 leads to
Boltzmann and Schamel distribution, respectively.35,38In
the above expressions, we have defined the number densityn
jof the j-species ðj¼n;p;e;anddfor negative and positive
ions, electrons, and negative dust grains, respectively).These number densities are normalized by their respectiveunperturbed densities. Eq. (2b) includes adiabatic pressure
term, i.e., P¼P
0ðnd=nd0Þcwith Pd0¼nd0kBTd, where adia-
batic index c¼5=3½¼ ðNþ2Þ=N/C138, and Nis the number of
degrees of freedom (in this model N¼3).~tdis the dust-fluid
velocity normalized by dust acoustic speed Cd¼xpdkD
½¼ ðzdTp=mdÞ1=2/C138andwis the electrostatic wave potential
normalized by Tp=e, where eis the magnitude of the electric
charge. ~r¼ð ^x@=@x;^y@=@y;^z@=@zÞwhere x,y, and zare
the space coordinates, which are normalized by kD, where
kD½¼ ðTp=4pnd0zde2Þ1=2/C138is the dusty plasma Debye radius,
the time variable ( t) is normalized by the inverse of the
dust-plasma frequency xpd½¼ ð4pnd0z2
de2=mdÞ1=2/C138,mdis the
dust grain mass, and xcd½¼B0=ð4pnd0mdÞ1=2/C138is the dust-
cyclotron frequency, which is normalized by xpd.lis a pa-
rameter determining the population of trapped negative ions,whose magnitude is defined as the ratio of the free negativeions temperature T
nfto the trapped negative ions temperature
Tnt, i.e., l¼Tnf=Tnt. When l¼1, this corresponds to a
Boltzmann distribution which has no trapped electrons, andatl¼0, we have a flat-topped distribution.
38Furthermore,
bp¼Tp=Tn;be¼Te=Tp, and bd¼Td=zdTp, where Tjis tem-
perature of species jð¼p;n;e;d).
III. LINEAR WAVE ANALYSIS
Looking for linear solution of dust acoustic waves for
small perturbation propagating obliquely in a collisionlessmagnetized dusty electronegative plasma, we linearize Eq. (1)
by using ‘¼‘ð0Þþ‘ð1Þ,w h e r e ‘¼ðnd;tdx;tdy;tdz;wÞare
physical quantities of plasma and ‘ð0Þ¼ð1;0;0;0;0Þare cor-
responding unperturbed parts. The perturbed quantities, ‘ð1Þ,
are proportional to exp ½ið~k/C1~r/C0xtÞ/C138,w h e r e ~kandxare the
wave number and the frequency. By replacing all derivatives
such as ~rand@=@tbyi~kand/C0ixin main equations, respec-
tively, the linearized system of Eq. (1)takes the form
/C0xnð1Þ
dþkxtð1Þ
dxþkytð1Þ
dyþkztð1Þ
dz¼0; (4a)
i/C0xt1ðÞ
dx/C0kxw1ðÞþ5
3bdkxn1ðÞ
d/C18/C19
þxcdt1ðÞ
dy¼0; (4b)
i/C0xt1ðÞ
dy/C0kyw1ðÞþ5
3bdkyn1ðÞ
d/C18/C19
/C0xcdt1ðÞ
dx¼0; (4c)
/C0xt1ðÞ
dzþ5
3bdkzn1ðÞ
d¼0; (4d)
ðk2
xþk2
yþk2
zÞwð1Þþnð1Þ
dþdebewð1Þ
þdna1nwð1Þþdpa1pwð1Þ¼0: (4e)
To linearize Eq. (4e), we have dropped the second and
higher terms in the Taylor expansion for densities. From the x,
y,a n d z-components of momentum equation Eqs. (4b)–(4d),
we derive the following equations for tð1Þ
dx;tð1Þ
dy,a n d tð1Þ
dz:
t1ðÞ
dx¼/C0kxw1ðÞ
xþ5bdkxn1ðÞ
d
3x/C0xcdkyw1ðÞ
ix2/C0x2
cd/C0/C1
/C0x2
cdkxw1ðÞ
xx2/C0x2
cd/C0/C1 /C05bdxcdixky/C0kxxcd ðÞ n1ðÞ
d
3xx2/C0x2
cd/C0/C1 ;(5a)
t1ðÞ
dy¼/C0xkyw1ðÞ
x2/C0x2
cd/C0/C1 þxcdkxw1ðÞ
ix2/C0x2
cd/C0/C1
þ5bdixky/C0kxxcd ðÞ n1ðÞ
d
3ix2/C0x2
cd/C0/C1 ; (5b)
t1ðÞ
dz¼/C0kzw1ðÞ
xþ5bdkzn1ðÞ
d
3x: (5c)
Substituting the expressions from Eq. (5)into Eq. (4a),
the perturbed density of the dusts is expressed as
n1ðÞ
d¼/C0k2
xþk2
z/C0/C1
x2þx2
cdk2
x
x2x2/C0x2
cd/C0/C1 þk2
y
x2/C0x2
cd/C0/C1()
w1ðÞ
1/C05bdk2
xþk2
z/C0/C1
3x2þ5bdxcdkxixky/C0kxxcd ðÞ
3x2x2/C0x2
cd/C0/C1 /C05bdkyixky/C0kxxcd ðÞ
3ixx2/C0x2
cd/C0/C1() : (6)
Next, substituting Eq. (6)into Eq. (4e)we obtain the general dispersion relation
x4/C05
3bdþ1
k2þDi;e/C18/C19
k2þx2
cd/C26/C27
x2þk2
zx2cd5
3bdþ1
k2þDi;e/C18/C19
¼0; (7)
which is a quartic equation and has four roots (or two symmetrical roots) given as follows:083705-3 A. Sabetkar and D. Dorranian Phys. Plasmas 22, 083705 (2015)
x2
6kðÞ¼1
253b
dþ1
k2þDi;e/C18/C19
k2þx2
cd65
3bdþ1
k2þDi;e/C18/C192
k4þx4
cdþ2x2
cd5
3bdþ1
k2þDi;e/C18/C19
k2/C02k2cos2h ðÞ"# 1
28
<
:9
=
;;(8a)
Di;e¼dnbp2jn/C01 ðÞ
2jn/C03 ðÞþdp2jp/C01 ðÞ
2jp/C03 ðÞþdebe()
; (8b)
where k¼ðk2
?þk2
jjÞ1=2;kjjð¼kzÞand k?ð¼kx;kyÞare the
parallel and perpendicular components of the wave vector ~k.
By replacing the expression Di¼dnbpð2jn/C01Þ
ð2jn/C03Þþdpð2jp/C01Þ
ð2jp/C03Þno
instead of Di;ein Eq. (8b), one can obtain the general disper-
sion relation in which the electron component is depleted
(in which kz¼klz). The upper curves (viz., fast mode) show
the frequency of the mode corresponding to ðþÞsign, while
the lower curves (i.e., slow mode) are for ð/C0Þ sign (see
Eq.(8a)). The modification of wave frequency is presented
in Fig. 1due to plasma parameters. Furthermore, analyzing
Eq.(8), we now focus on the two extreme limits as follows:
Limiting Case 1—parallel propagation :S u c hk i n do f
propagation satisfies at kx;ky!0;kz¼kk6¼0. In this case,
the transverse velocity components of dust fluid vanish [see
Eq.(5)] as well as dusts move parallel to the magnetic field
~B. So, the general linear dispersion relation reduces to
x2
þkzðÞ¼5
3bdþ1
k2
zþDi;e/C18/C19
k2
z;x2
/C0¼x2
cd; (9)
where minus and plus signs refer to slow mode, which is a
non-propagating mode, and fast mode, respectively. For
cold dust ( bd!0) together with neglecting the concentra-
tion of negative ion ( dn!0) in an electron depleted mag-
netized dusty plasma this equation is similar to Eq. (13)that
has been obtained by Piel and Goree.39Also, we notice that
wave dispersion is unaffected by the magnetic field, and
hence in the long-wavelength (i.e., for k/C28D1=2
i;e) turn into
x2
k2z¼5
3bdþ1
Di;e/C16/C17
.
Limiting Case 2—perpendicular propagation : In this
case kz!0;k2
xþk2
y¼k2
?6¼0. So, motion of dusts occurs
only in ðx/C0yÞplane and finally by considering the follow-
ing assumptions Eq. (8)becomes
x2
þk?ðÞ¼5
3bdþ1
k2
?þDi;e/C18/C19
k2
?þx2
cd;x2
/C0¼0:(10)
As before, slow wave becomes non-propagating mode, while
fast waves are dependent on the wave number k?.F o ra n
unmagnetized limit, Eq. (10) recovers Eq. (9)as well as by
taking into account aforementioned limitations (viz., bd;dn;
de!0), in the limit of jp!1 above equation is in a good
agreement with those obtained by Shukla and Rahman.40
Furthermore, by removing electron component of plasma we
found that the infinitesimal frequency gap is seen to occur ascompared to the presence of ele ctrons in plasma (figure not
shown), which is dispensable. The comparison of wave fre-
quency given by Eq. (10)in two limits is delineated in Fig. 2.IV. WEAKLY NONLINEAR ANALYSIS
A. Derivation of the Schamel Korteweg-de Vries
equation
In calculation of Sec. III(i.e., linear waves), we deal ex-
plicitly with perturbed terms of first-order such as nð0Þ
dtð1Þ
dx,
whereas in weakly nonlinear analysis derivations are basedon perturbed terms of second or higher-order terms like
n
ð1Þ
dtð1Þ
dx. In fact, higher-order perturbations play pivotal role
in the evolution of solitons when the wave grows in ampli-tude. Therefore, in order to study the dynamic of weakly
nonlinear DAWs, we adopt the reductive perturbation tech-
nique (RPT)
35of Schamel to derive the S-KdV equation.
The stretched coordinates are defined as
n¼e1=4ðlxxþlyyþlzz/C0ktÞ;s¼e3=4t; (11)
where lx,ly,a n d lzare the direction cosines in x,y,a n d zdirec-
tions, respectively, and follows the relation, l2
xþl2
yþl2
z¼1
andedenotes a small parameter characterizing the strength of
the nonlinearity as well as kis the unknown nonlinear wave
speed, normalized by Cd,t ob ed e t e r m i n e dl a t e r .T h ed y n a m i -
cal variables are expanded in the powers of eas follows:
nd
tdz
tdx
tdy
w0
BBBB@1
CCCCA¼1
0
00
00
BBBB@1
CCCCAþen
ð1Þ
d
tð1Þ
dz
e1=4tð1Þ
dx
e1=4tð1Þ
dy
wð1Þ0
BBBBBBBBB@1
CCCCCCCCCAþe
3=2nð2Þ
d
tð2Þ
dz
tð2Þ
dx
tð2Þ
dy
wð2Þ0
BBBBBBBBB@1
CCCCCCCCCAþ/C1/C1/C1 :(12)
Note that in Eq. (12), the appearance of transverse velocity
components ( t
dx;y) at a higher order of e(compared to parallel
component tdz) comes from anisotropy applied into the system
by the magnetic field.19By substituting the above expansions
ofnd;w;andtdx;y;zin terms of the corresponding perturbed
quantities in the basic equation Eq. (1)and making use of Eq.
(11), we obtain the lowest order of efor continuity, z-compo-
nent of momentum, and Poisson equations as follows:
n1ðÞ
d
t1ðÞ
dx
w1ðÞ
t1ðÞ
dz0
BBBBB@1
CCCCCA¼003l2
z
5bdl2
z/C03k2/C0/C1 0
00 0 /C0ly
lx
/C01
Di;e00 0
k
lz00 00
BBBBBBBBBBBB@1
CCCCCCCCCCCCAn
1ðÞ
d
t1ðÞ
dx
w1ðÞ
t1ðÞ
dy0
BBBBBB@1
CCCCCCA:
(13)083705-4 A. Sabetkar and D. Dorranian Phys. Plasmas 22, 083705 (2015)
By taking into account space plasma parameters with
bd>0, the expression 3 l2
z=ð5bdl2
z/C03k2Þis always negative
fork2>5bdl2
z=3, whose the accuracy is proved from theterm of kshortly. Comparing nð1Þ
dandwð1Þfrom solution of
Eq.(13) and using Eq. (8b), we obtain the expression for the
normalized nonlinear wave speedFIG. 1. Plot of frequency xof dust acoustic waves against wave number k[appeared in Eq. (8a)] for different values of (a) weak magnetic field xcd
ð¼0:07;0:1;0:13Þ; (b) strong magnetic field xcdð¼1;1:3;1:6Þ; (c) ratio of positive to negative ion temperature bpð¼1;2;3Þ; (d) obliqueness hð¼20/C14;30/C14;40/C14Þ;
(e) dust temperature bdð¼0:001;0:01;0:03Þ; (f) superthermal index jpð¼3;5;15Þ; (g) positive ion to dust density ratio dpð¼2:06;2:30;2:50Þ.W eh a v et a k e n
here in subplots h¼30/C14;jn¼1:7, and jp¼3; the typical data used here for space plasmas with negatively charged dusts are given by np0/C242:1
/C2106cm/C03;nn0/C24106cm/C03;mp/C245:02/C210/C022g,mn/C244:7/C210/C023g,Te/C24Tp/C24Tn/C24200 K, Td/C240:1e V , B0/C240:5G ,zdnd0/C24106cm/C03,a n d md/C241012mi.083705-5 A. Sabetkar and D. Dorranian Phys. Plasmas 22, 083705 (2015)
k¼lzffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi
1
dnbp2jn/C01 ðÞ
2jn/C03 ðÞþdp2jp/C01 ðÞ
2jp/C03 ðÞþdebe ! þ5
3bdvuuuut;
(14)
where for lz¼1 (viz., for wave propagation parallel to themag-
netic field), this is the same to that obtained in Eq. (9).I ti si m -
portant to mention here that the Schamel trapping parameter l
has no effect on k,a n df o r jn;jp!1 (Maxwellian limit),
k!/C19kwhere /C19k¼lzffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi
1=/C19D2
i;eð¼dnbpþdpþdebeÞþ5bd=3q
as well as for the same limits in the absence of thermal pressure
of dust, above equation is identical to Eq. (14) of Ref. 37.T h e
variation of this phase speed kwith different plasma parame-
ters is shown in Fig. 3.
On the other hand, we can derive the lowest order of e
(i.e., e5=4ande3=2) from xandy-components of the momen-
tum equation, after some algebraic manipulation, as
t1ðÞ
dy;x¼6lx;y
xcd@w1ðÞ
@n75
3bdlx;y
xcd@n1ðÞ
d
@n;
t2ðÞ
dy;x¼6k
xcd@t1ðÞ
dx;y
@n: (15)In Eq. (15) fortð1Þ
dy;xandtð2Þ
dy;x, the sign 6is corresponding to
xand y-components of momentum equation, whereas the
sign7in the last term of tð1Þ
dy;xis in contrast to the former
statement. Note that using of the perturbative expansions Eq.
(12)in Eq. (2), we arrive at
np’ð1/C0ea1pwð1Þ/C0e3=2a1pwð2Þþ/C1/C1/C1 Þ
¼ðnð0Þ
pþenð1Þ
pþe3=2nð2Þ
pþ/C1/C1/C1 Þ ; (16a)
nn’ð1þea1nwð1Þþe3=2½a1nwð2Þ/C0a2nðwð1ÞÞ3=2/C138þ/C1/C1/C1 Þ
¼ðnð0Þ
nþenð1Þ
nþe3=2nð2Þ
nþ/C1/C1/C1 Þ ; (16b)
ne’ð1þebewð1Þþe3=2bewð2Þþ/C1/C1/C1 Þ
¼ðnð0Þ
eþenð1Þ
eþe3=2nð2Þ
eþ/C1/C1/C1 Þ : (16c)
Similarly, by employing the same previous procedure,
for the coefficients of e7=4from z-component of the
momentum equation and continuity equation and of e3=2
from Poisson’s equation, we have the set of following
equations:
@n1ðÞ
d
@s/C0k@n2ðÞ
d
@nþlx@t2ðÞ
dx
@nþly@t2ðÞ
dy
@nþlz@t2ðÞ
dz
@n¼0;(17a)
@t1ðÞ
dz
@s/C0k@t2ðÞ
dz
@n/C0lz@w2ðÞ
@nþ5
3bdlz@n2ðÞ
d
@n¼0; (17b)
n2ðÞ
dþdnn2ðÞ
nþden2ðÞ
e/C0dpn2ðÞ
p/C0@2w1ðÞ
@n2¼0: (17c)
Differentiating Eq. (17c) with respect to n, we obtain
@n2ðÞ
d
@n¼/C0dn@n2ðÞ
n
@n/C0de@n2ðÞ
e
@nþdp@n2ðÞ
p
@nþ@3w1ðÞ
@n3:(18)
Eliminating the expression @tð2Þ
dz=@nfrom Eqs. (17a) and
(17b) leads to
FIG. 3. Plot of the nonlinear wave speed kof the DAWs [based on Eq. (14)] against (a) temperature ratio bpfor varying lzð¼1;0:9;0:7Þwith jn¼1:7 and
jp¼3; (b) both jnandjpfor varying bdð¼0:001;0:01;0:02Þwith lz¼0.8; The other typical data for space plasmas are considered as the same as in Fig. 1.
FIG. 2. Comparison of frequency of wave perpendicular propagation
between non-Maxwellian (lower surface) [given by (10)] and Maxwellian
limit (upper surface). The typical data for space plasmas are considered as
the same as in Fig. 1.083705-6 A. Sabetkar and D. Dorranian Phys. Plasmas 22, 083705 (2015)
@t1ðÞ
dz
@sþk
lz@n1ðÞ
d
@sþklx
lz@t2ðÞ
dx
@nþkly
lz@t2ðÞ
dy
@n
þ5
3bdlz/C0k2
lz !
@n2ðÞ
d
@n/C0lz@w2ðÞ
@n¼0: (19)
Again, combining Eqs. (19) and(18) with the help of (13),
we obtain
@w1ðÞ
@sþk1/C0l2
z/C0/C1
5bdþ3
Di;e/C18/C19
6x2
cd@3w1ðÞ
@n3þl2
z
2Di;ek@w2ðÞ
@n
þl2
z
2D2
i;ek/C0dn@n2ðÞ
n
@n/C0de@n2ðÞ
e
@nþdp@n2ðÞ
p
@nþ@3w1ðÞ
@n3()
¼0:
(20)
Substituting the expressions for nð2Þ
e;nð2Þ
n, and nð2Þ
p,t ob e
obtained from Eq. (16) and noting that coefficient of
@wð2Þ=@nvanishes after some straightforward simplifica-
tions, and eventually we derive the following equation:
@W
@sþAW1
2@W
@nþB@3W
@n3¼0; (21)
where wð1Þ/C17W. Equation (21) is called a one-dimensional
Schamel Korteweg-de Vries (S-KdV)35equation and, more
recently, a similar equation has been already derived byWilliams et al. ,
38We note that the coefficients AandBcan
be expressed explicitly as
A¼ffiffiffi
8p
ffiffiffippl2
z
D2
i;ekdn1/C0lðÞ b3=2
p
2jn/C03 ðÞ3=2Cjnþ1 ðÞ
Cjn/C01
2/C18/C19 ; (22a)B¼5bdk1/C0l2
z/C0/C1
6x2
cdþ1
2Di;ek1/C0l2
z/C0/C1
x2
cdþl2
z
Di;ek()
;(22b)
where Di;epreviously introduced in Eq. (8b). By substituting
the term Difrom linear regime instead of Di;ein(22),w e
obtain the expressions for Aand Bin which the electron
component is depleted. This is similar to that reported byAlinejad,
41but our expression includes the superthermal pa-
rameter. The Ais the coefficient of nonlinearity, which deter-
mines the steepness of the wave and is proportional to the
population of trapped negative ions l, while Bis the coeffi-
cient of dispersion, causing wave broadening in Fourierspace, and the effect of magnetic field (via x
cd) appears in B.
If we consider there is no superthermality (i.e., jn;jp¼1 ),
A!l2
zdnð1/C0lÞb3=2
p=ffiffiffipp/C19D2
i;e/C19k, and by substituting /C19D2
i;eand
/C19kinstead of its corresponding expressions, respectively,
which are mentioned after Eq. (14), we obtain coefficient of
dispersion Bin Maxwellian limit. The nonlinearity and dis-
persion coefficients (i.e., AandB) from S-KdV equation (22)
are plotted in Fig. 4.
In order to seek a stationary solitary waves solution of Eq.
(21), we introduce a variable transformation38into moving
frame, viz., g¼vðn/C0M0sÞ,w h e r e M0is the constant speed of
the wave frame (normalized by Cd). With the help of hyperbolic
tangent method42as detailed in the Appendix , together with
employing appropriate boundary conditions (viz., W!0;
@W=@g!0, and @2W=@g2!0a tg!61), we obtain
WðgÞ¼Wmsech4ðg=L0Þ; (23)
where Wm¼15M0
8A/C16/C172
andL0¼ffiffiffiffiffiffi
16B
M0q
are amplitude (height)
and width of the solitary waves with B>0, respectively. It is
FIG. 4. Plot of the coefficients of
Schamel equations (S-KdV and S-ZK)
[represented by Eqs. (22) and(26)] (a)
AandA0versus both jnandjpwith
fixed values of l¼0:5 and lz¼0.8;
(b)BandC0versus both jnandjpat
lz¼0.8; (c) Aversus bpfor varying l
(¼/C00:3,/C00.2, 0.1); (d) BandD0ver-
sus xcd; in subplots (c) and (d):
jn¼1:7,lz¼0.8, and jp¼3. The
other parameters for space plasmas areconsidered as the same as in Fig. 1.083705-7 A. Sabetkar and D. Dorranian Phys. Plasmas 22, 083705 (2015)
evident from height expression of soliton, unlike the findings
of Ref. 43, we are associated with compressive (positive po-
larity) solitary waves. We know that the characteristics ofsmall amplitude of compressive solitary waves essentially
depend on the form of nonlinearity Aand dispersion Bcoeffi-
cients in the S-KdV equation. We have, therefore, plottedcompressive solitons (23) for different values of the relevant
parameters, as shown in Figs. 5(a)–5(d) .
B. Derivation of the Schamel Zakharov-Kuznetsov
equation
For the sake of completeness, we extend the one-
dimensional S-KdV equation to three dimensional case byemploying the RPT in which new stretched coordinates
45are
defined as
Z¼e1=4ðz/C0kzktÞ;X¼e1=4x;Y¼e1=4y;and s¼e3=4t;
(24)
where kzk½¼1
Di;eþ5
3bd/C16/C171=2/C138is the wave phase velocity nor-
malized by Cd. Now, making use of the above stretched
coordinates and Eq. (12) and inserting into Eq. (1)and after
some simplifications, we get a Schamel Zakharov-Kuznetsov
(S-ZK) equation as
@Wzk
@sþA0W1
2
zk@Wzk
@ZþC0@3Wzk
@Z3
þD0@3Wzk
@Z@X2þ@3Wzk
@Z@Y2/C18/C19
¼0;(25)
where wð1Þ/C17Wzk, the coefficients of nonlinearity A0, disper-
sion C0, and mixed derivative D0are given, respectively, by
A0¼2C0ffiffiffi
8p
ffiffiffippdn1/C0lðÞ b3=2
p
2jn/C03 ðÞ3=2Cjnþ1 ðÞ
Cjn/C01
2/C18/C19 ;
C0¼5bd/C03k2
zk/C16/C172
18kzk;D0¼C0þk3
zk
2x2
cd !
:(26)By putting lz¼1 into nonlinearity and dispersion coefficients
of (1D) S-KdV equation, namely, Eq. (22), we, respectively,
reach to the coefficients of A0andC0. The variation of A0,
C0, and D0with physical parameters is depicted in Fig. 4.
Solitary wave solution of Eq. (25) can be found by using the
well-known hyperbolic tangent method42as already dis-
cussed in the Appendix . In this method, we transform the
space coordinates to a new coordinate, i.e., g¼v0ðlxX
þlyYþlzZ/C0M0tÞwhere M0is a constant velocity normal-
ized by Cd. Also, the inverse of v0gives the width of the soli-
ton. The sum of the squared direction cosines along x,y, and
z-axes must always be unity. Finally, using the vanishing
boundary condition W!0 and their derivatives up to sec-
ond order for g!61, we obtain the steady state solution
for S-ZK45equation as
WzkðgÞ¼Wmzksech4ðg=LzkÞ; (27)
where the amplitude Wmzkand the width Lzk¼1=v0of the
soliton are given by Wmzk¼15M0
8A0lz/C16/C172
, and Lzk¼ffiffiffiffiffiffiffi
16F0
M0q
with
F0¼fC0l3
zþD0lzð1/C0l2
zÞg. Figure 6provides how ampli-
tude and width of the Schamel’s solitons vary with oblique-
ness, trapping, and difference between temperature of two
species ions bpð¼Tp=TnÞ.
V. NUMERICAL INVESTIGATIONS AND DISCUSSIONS
The propagation of the three dimensional DAWs with
opposite polarity ions is investigated. The linear and corre-
sponding 1D and 3D Schamel equations with the help of the
RPT35are derived. In the numerical investigations, we have
used parameters that may be representative of space plasma
environments (e.g., in the Earth’s mesosphere,10a dusty elec-
tronegative plasma region at an altitude of about 95 km)
where the respective value of plasma parameters are men-
tioned in the caption of Fig. 1. To discuss the effect of rele-
vant physical parameters, the dispersion relation Eq. (8), such
as (i) strength of external magnetic field ðxcdÞ, (ii) positive to
negative ion temperature ratio ðbp), (iii) obliqueness ( lz), (iv)
dust temperature ( bd), (v) superthermality of positive and
FIG. 5. Plot of the S-KdV soliton solution W[represented by Eq. (23)] against gfor different values of (a) lð¼0:3;0:2;/C00:2;/C00:4Þ; (b) xcd
ð¼0:07;0:1;0:13;0:2Þ; (c) bdð¼0:001;0:01;0:02;0:03Þ; (d) jnð¼1:6;1:7;1:8;1:9Þ. The other parameters here are taken: jn¼1:7;l¼0:5,lz¼0.8,
jp¼3, and M0¼0:06 as well as the remaining parameters for space plasmas are considered as the same as in Fig. 1.083705-8 A. Sabetkar and D. Dorranian Phys. Plasmas 22, 083705 (2015)
negative ions ( jn;jpÞ, and (vi) positive ion to dust density
ratioðdpÞon the linear properties of DAWs, we have numeri-
cally investigated these modes separately in Figs. 1(a)–1(g) .
(i) Effect of magnetic field: The effect of magnetic field
on frequency xof fast and slow wave is illustrated in
Figs. 1(a) and 1(b). In Fig. 1(a) for the weaker
(xcd<1) magnetic field strength, the fast mode fre-
quency sharply increases as k!0 with increasing
xcdand eventually converges at higher values of k.
On the other hand, the change of frequency xof slow
mode is noticeable for wave numbers gratifyingk/H114070:2. Indeed, the change of frequency gap between
two modes at long and short-wavelength follows con-
spicuously a reverse trend, which is unobservedbefore in electronegative plasmas.
19For stronger
magnetic field strength ( xcd>1) in Fig. 1(b), signifi-
cant increase in the slow wave frequency starts atgreater values of wave numbers, i.e., k/H114073:5 and con-
versely the influence of x
cdon slow wave in the long-
wavelength limit, i.e., k!0 is almost negligible.
Also, for strong magnetic field (via xcd>1), in the
absence of dust thermal pressures (i.e., bdtends to
zero) there is a large frequency gap as compared tothe presence of b
dfor wave number that satisfying
k/H1140713, as exhibited in Fig. 1(b), whereas such kind of
scenario has not been observed for weak xcd/C281.
These interesting features of slow modes have notreported in any pair-ion plasma up to now.
(ii) Effect of positive to negative ion temperature ratio:
Figure 1(c) shows the impact of temperature ratio b
p
on fast and slow wave. As bpincreases (i.e., as the
discrepancy of temperature between ions enhances),the wave frequency xof fast (slow) mode enervates
but in the opposite wave wavelength, respectively, in
short (long)-wavelength limits. In other words,increasing the temperature ratio leads to a reduction
of the frequency gap between the modes. However, it
is obvious from Fig. 1(c)that the effect of b
pon slow
mode is comparatively weak as k!1 in comparison
to its effects on fast mode in the short wavelength
limit (i.e., k!1).
(iii) Effect of obliqueness on wave propagation: Influence
of obliqueness or propagation angle hon frequency x
of fast (upper curves) and slow (lower curves) modesare depicted in Fig. 1(d). This figure represents that as
the direction of wave propagation with respect tomagnetic field increases, the wave frequency xof the
fast mode increases, where such kind of behavior isappreciable starts at k/H114070:07, while the reverse
behavior is acceptable for slow mode, and the growthof the slow wave frequency with increasing the anglehis seen to occur in 0 :1/H11351k/H113510:3, and eventually is
saturated. As a result, an enhancement of frequencygap between modes is viewed by the signature of h.
Furthermore, the fast wave frequency (upper curves)tends to approach a constant value for k/H114071.
(iv) Effect of dust grains temperature: The effectiveness
of the thermal pressures of dusts or dust temperatureon dispersion properties of the low-frequency modesare displayed in Fig. 1(e). This figure clearly eluci-
dates that impact of an increase in dust temperatureb
don slow mode frequency, thereby increasing of
slow wave frequency x, is restricted only to a less
tract of wave numbers, i.e., 0 /H11351k/H113510:28, while the
same effect (i.e., increasing in fast mode frequency)on fast mode is more noticeable, and the effectstrength (i.e., an increase in degree of separationbetween each subfigure on the frequency xof fast
mode) covers more tract of wave numbers that satis-fies 0 :15/H11351k/H113511. Also, for slow wave, as k!1,
wave frequency is found to remain constant with k.
(v) Effect of superthermality of negative and positive
ions: Figures 1(f)exhibits the effectiveness of super-
thermality of positive ions (represented by j
p)o nb o t h
upper mode (fast) and lower mode (slow). In contrastto Fig. 1(c), as superthermality of both types of ions
reduces (i.e., the value of j
n;pis increased), the fre-
quency xof both fast and slow wave increase, but the
effect of jpon slow mode is negligible. Furthermore,
the signature of jnon frequency of both modes is
exactly similar to bd(figure not shown). Overall, the
influence of jnon frequency xof fast and slow mode
is stronger than the effect of jpask!1. However,
the increase of frequency gap between the modes atshort wavelengths is visible as in Fig. 1(f).
(vi) Effect of the positive ion to dust density ratio:
Signature of the positive ion to dust density ratio isplotted in Fig. 1(g). Opposite to the effects of positiveFIG. 6. Plot of the amplitude and
width of both S-KdV and S-ZK soliton
versus (a) obliqueness ðlzÞand trapping
parameter ðlÞwith lz¼0.8 and
l¼/C00:4; (b) temperature ratio bp
ð¼Tp=TnÞwith lz¼0.9 and l¼0:8;
in subplots (a) and (b): jn¼1:7,
jp¼3, and M0¼0.06. The other pa-
rameters for space plasmas are consid-
ered as the same as in Fig. 1.083705-9 A. Sabetkar and D. Dorranian Phys. Plasmas 22, 083705 (2015)
ion superthermality, as the positive ion to dust density
ratio dpescalates (i.e., subsequently increasing the
concentration of electron deto satisfy the charge neu-
trality condition), the frequency xof fast modes ener-
vates in the short-wavelength limit ( k!1). Hence,
the frequency gap between the modes is found todecrease, while modification of frequency of slow
mode is almost dispensable and remains constant for
k/H114070:28. This feature appears completely in contrast
to findings of Ref. 19.
The features of the fast mode for parallel and perpendic-
ular propagations are, respectively, modified in the form of
linear and non-linear by physical parameters. It is found that
(not shown in the figures) the effects of increasing the valuesofb
d;jn;jp, andðbpanddpÞare to increase (decrease) the
frequency of the fast modes in short-wavelength limit
(k!1). Furthermore, Fig. 2presents wave frequency of per-
pendicular propagation in both non-Maxwellian and
Maxwellian limits. This figure reveals that wave frequency
xof fast mode in Maxwellian limit ( jn;p!1 ; blue surface)
is higher as compared to non-Maxwellian one (green sur-
face), and it seems that both surfaces overlap each other at
short-wavelength (i.e., k/C291).
Typical variations of the phase velocity kwith relevant
parameters are delineated in Fig. 3. Figure 3(a) shows that
for plasma with negatively charged dusts, the value of k
tends to decrease with increasing values of the positive to
negative ion temperature ratio bp, while the opposite trend is
acceptable with increasing of lz(i.e., as angle of propagation
increases, subsequently the nonlinear wave speed enervates).
Also, it is obvious as jn;jp!1 (Maxwellian limit), the
values of kare greater, as evident from Fig. 3(a). According
to Fig. 3(b), it is necessary to point out that strong superther-
mality (low value of jn;jp) makes the phase speed enhance
non-monotonously and then remains practically constant for
weak superthermality (i.e., large value). Thus, the impact of
superthermality of negative ions jnonkis stronger than pos-
itive ion superthermality jp. Moreover, the effect of thermal
pressure of dusts on the behavior of phase speed illustrate
that an enhancement in the dust temperature bdleads to an
increase of k.
Typically, the existence of compressive (viz., positive
potential) and rarefactive (viz. , negative potential) solitons is
reliant highly on the sign of a Schamel nonlinearity coeffi-
cients ( AandA0). Thus, here, we have depicted the results
numerically. Figures 4(a)and4(b)exhibit the variation of non-
linearity and dispersion coefficients of S-KdV and S-ZK
against superthermality. We point out that for all realistic val-
ues of space plasma parameters, we have A;B;A0;C0;D0>0,
as physically excepted in order to confirm reality of soliton
width ( L0andLzk)i n(23)and(27). So, the present model sup-
ports only compressive solitary wave. We see that the nonli-nearity coefficient of Schamel equation illustrates different
behaviors against positive and negative ions superthermality
j
nandjp, and subsequently shows inverse signature on ampli-
tude of solitons. In Fig. 4(a),w eo b s e r v et h a t AandA0enhan-
ces with increasing jpin value, whilst at stronger
superthermality cases (1 :6/H11351jp/H113512:5), these coefficientsprimarily represents a linear response and then saturates for
higher values of jp(/H114072:5), and hence the amplitude sup-
presses. Contrary to jp, variations of them in terms of jnfol-
lows opposite scenario; overall, both AandA0are strongly
affected by superthermality. In Fig. 4(b), on the other hand, the
dispersion coefficients of the Schamel (i.e., BandC0)a r eo n l y
weakly dependent on the jpparameter, enhancing slightly at
very low value of jp(/H113512:6). Inversely, signature of jnonBis
significant. Most importantly, evolution of S-KdV dispersion
coefficient ( B) is greater than S-ZK one. Based on numerical
results, we have noticed that there is an infinitesimal gapbetween the presence and the absence electrons in this model.
The role of negative ions trapping parameter lis also high-
lighted in Figure 4(c), one can see that with enervating in val-
ues of l(i.e., less ratio of the negative ions are trapped), the
values of nonlinearity coefficient Aare enhanced, but with
increasing values of b
pð¼Tp=TnÞ, evolution A0of S-ZK equa-
tion is more in comparison to A; moreover, it is worth mention-
ing here that in Maxwellian limit (for jn;p!1 ), the
amplitude ( WmandWmzk) of compressive solitary waves are
significantly impressed as compared to non-Maxwellian case
(see Fig. 4(c)). Interestingly, we remark that smaller tempera-
ture ratio of positive to negative ions leads nonlinearity Ato
grow faster than for bp/H114075. The variation of S-KdV dispersion
coefficient Band mixed derivative D0of S-ZK equation with
strength magnetic field xcdare depicted in Fig. 4(d). With
increasing values of xcdð/B0Þ, both of them are mitigated
noticeably. In other words, coefficient Bis saturated immedi-
ately for small values of xcdð/H114070:4Þas compared to mixed
derivative D0.
Figure 5introduces the electrostatic potential Wof S-
KdV soliton for DAWs which is expressed in Eq. (23).
Figure 5(a) demonstrates how the solitary wave solution
varies with different proportions of negative ions trapping.
Due to the fact that only amplitude of solitons is reliant on l
parameter (see nonlinearity coefficient), trapping does not
have an effect on the width of soliton, whereby decreased
the values of l(smaller proportion of the negative ions are
trapped) has the effect of reducing the amplitude Wmsolitary
wave significantly. In contrast to Fig. 5(a), Figure 5(b)shows
that the magnetic field has influence only on the width L0of
the soliton, since the effect of B0(viaxcd) is only entered
into the dispersion coefficient B. A stronger magnetic field
leads to reduce the width of compressive DAWs, while theheight remains constant, which is consistent with the result
of Ref. 44. In other words, physically, the role of magnetic
field in system is to attach the components of plasma stifflyto the lines of force so that transverse movements of particles
are restrained within the fluid element. The dependence of
the height W
mand width of compressive solitons on the tem-
perature dust bdis illustrated in Fig. 5(c). This figure eluci-
dates that thermal energy is vigorous enough to escalate the
amplitude and width L0of soliton. Figure 5(d) manifests the
characteristic features of the S-KdV soliton with the varia-
tion of superthermality of negative ions jn. We see that at
higher levels of superthermality (i.e., great in value of jn)
amplitude Wmof solitary wave become higher and wave
structures become wider, whilst superthermality of positive
ions jphas significant and opposite effects on the soliton083705-10 A. Sabetkar and D. Dorranian Phys. Plasmas 22, 083705 (2015)
profiles, which is overt from Fig. 4(a). In the latter, we also
have examined the signature of the positive ion to dust den-sity ratio d
pon solitary wave graphically but not shown here.
The examination reveals that the amplitude Wmof soliton
increases significantly with increasing dp, whereas its effect
on width L0of soliton is reverse.
Furthermore, Fig. 6suggests that solitons generated in
one dimensional (S-KdV) and three dimensional (S-ZK)include the identical width (both L
0andLzk) and amplitude
(WmandWmzk) for fixed values of physical parameters de-
spite the fact that its corresponding coefficients are different(see Figs. 4(a)–4(d) ). From Fig. 6(a), we have noticed that
the height of the Schamel solitons mitigates for increasingthe obliqueness l
z(red-line), whereas an enhancement (miti-
gation) of solitary wave width (i.e., L0andLzk) is seen to
occur for the range of 0 /H11351lz/H113510:55 (0 :55/H11351lz/H113511), as
obvious from the blue-line. Also, a change of lon ampli-
tude is overt from the green line. Opposition to the effect ofb
don profile soliton, with enhancing in value of temperature
ratio of two species ions bpð¼Tp=TnÞ, the intrinsic proper-
ties of compressive solitons shrink, as clear from Fig. 6(b),
but width of compressive solitary waves (green line) issaturated immediately as compared to its correspondingamplitude ( W
mandWmzk). Finally, the effect of remainder
parameters on profile S-ZK soliton is identical to that men-tioned in Fig. 5.
VI. SUMMARY
In this work, we have presented the linear and nonlinear
properties of low-frequency dust acoustic solitary wave propa-gating in a dusty electronegative plasma, whose constituents
are the Maxwellian electrons, positive, and negative ions.
Negative ions were assumed to obey a kappa-Schamel densitydistribution, while positive ions were assumed to be onlysuperthermal particles. In the linear regime, we have obtaineda dispersion relation, leading to two separate modes. Theproperties of these modes are addressed with the effects ofpropagation angle with magnetic field ( h), magnetic field
strength ( x
cd), dust temperature ( bd), ion temperature ratio
(bp), positive ion to dust density ratio ( dp), and superthermal
index of two species ions ( jn;p)( s e eF i g s . 1and2). We have
found that a change of wave frequency of fast and slow modesappears at different wavelength for weak magnetic field. Also,it is clear that the frequency xof the fast (slow) mode
increases (decreases) with increasing obliqueness, andthus obliqueness causes the frequency gap between the modesto escalate. Furthermore, a reverse behavior of change infrequency of both modes is observed by the effect of b
pand
jn. Similar to the impact of jn, for a wave number larger
(smaller) than its critical value kcr, separation between these
two modes is enhancing (enervating) with an increase valueofb
d.
In nonlinear theory, a standard reductive perturbation
technique is employed to derive a 1D and 3D Schamel equa-tion, and its corresponding solitary wave solution with thehelp of hyperbolic tangent method. According to Fig. 3,i ti s
obvious that the changes of phase velocity kagainst b
pand
superthermality parameters are in opposite trend, and thesignature of jnis more noticeable on phase velocity.
Additionally, the coefficients of the Schamel equations areplotted against relevant physical parameters (see Fig. 4). It is
found that variations of nonlinearity coefficients in terms of
j
n;pfollow conflicting behavior. Furthermore, properties of
aforementioned parameters on solitary wave are investigated.Most importantly, the effect of landx
cdappears on different
aspects of soliton profile and follows the same trend (see
Figs. 5and6). Our results are practical to elucidate the fea-
tures of electrostatic waves in dusty electronegative plasmas,which are commonly exists in the Earth’s mesosphere,
10etc.
ACKNOWLEDGMENTS
The authors gratefully acknowledge the anonymous
referee for useful comments which greatly helped to improve
the manuscript.
APPENDIX: DERIVATION OF SOLITARY WAVE
SOLUTION OF EQ. (21)
The general solution of Equation (21) using the hyper-
bolic tangent (tanh) method is detailed below. Let Wðn;sÞ
¼WðgÞ, where g¼vðn/C0M0sÞ. So, Eq. (21)becomes
/C0M0v@W
@gþAvW1
2@W
@gþBv3@3W
@g3¼0: (A1)
LetW1=2¼/. Integrating with respect to the variable g,a n d
assuming a solution in which /!0;@/=@g!0;@2/=@g2!0
atg!61), we obtain
/C0M0/2þ2A
3/3þ2v2B/@2/
@g2þ@/
@g/C18/C192()
¼0:(A2)
Using the transformation y¼tanhðgÞ, and noting that ð@=@gÞ
¼ð1/C0y2Þðd=dyÞand considering a solution /such that: /
¼Panyn¼a0þa1yþa2y2þ/C1/C1/C1 ,E q u a t i o n (A2) becomes
/C0M0X
anyn/C16/C172
þ2A
3X
anyn/C16/C173
þ2v2B
/C2X
anyn/C16/C17
1/C0y2/C0/C1 d
dy1/C0y2/C0/C1 d
dyX
anyn/C16/C17/C20/C21 /C26
þ1/C0y2/C0/C1 d
dyX
anyn/C16/C17/C20/C212)
¼0: (A3)
Truncating at n¼2 and equating to zero the different coeffi-
cients of different powers of yfunctions, one can obtain the
following set of algebraic equations for a0;a1;a2, and v:
y6:20a2
2v2Bþ2A
3a3
2¼0; (A4)
y5:24a1a2v2Bþ2a1a2
2A¼0; (A5)
y4:ð6a2
1/C032a2
2þ12a0a2Þv2B
þð2a2
1a2þ2a0a2
2ÞA/C0a2
2M0¼0; (A6)
y3:/C036a2a1þ4a1a0 ðÞ v2B
þ2a3
1
3þ4a0a1a2/C18/C19
A/C02a1a2M0¼0; (A7)083705-11 A. Sabetkar and D. Dorranian Phys. Plasmas 22, 083705 (2015)
y2:ð12a2
2/C08a2
1/C016a0a2Þv2Bþð2a0a2
1þ2a2
0a2ÞA
þð /C0 a2
1/C02a2a0ÞM0¼0: (A8)
We assume that A;B>0:Solving for a0;a1;a2, and v,w e
find
a2¼/C030v2B
A; (A9)
a1¼0; (A10)
a0¼1
A5M0
8þ20v2B/C18/C19
; (A11)
v¼M0
16B/C18/C191=2
: (A12)
By substituting above coefficients in /¼a0þa1yþa2y2
þ/C1/C1 /C1 and considering W¼/2, our final solution is, there-
fore, given by
W¼fa0þa2tanh2½vðn/C0M0sÞ/C138g2: (A13)
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|
1.3076140.pdf | Microwave-assisted magnetization reversal and multilevel recording
in composite media
Shaojing Li,1,2, a/H20850Boris Livshitz,1,2H. Neal Bertram,2,3Eric E. Fullerton,1,2and
Vitaliy Lomakin1,2
1Department of Electrical and Computer Engineering, University of California, San Diego, California, USA
2Center for Magnetic Recording Research, University of California, San Diego, California, USA
3Hitachi San Jose Research Center, San Jose, California, USA
/H20849Presented 13 November 2008; received 20 September 2008; accepted 23 December 2008;
published online 2 April 2009 /H20850
Microwave-assisted magnetic reversal /H20849MAMR /H20850is studied for media comprising exchange-coupled
composite elements comprising soft and hard layers. Reversal in such elements occurs undersubstantially reduced reversal fields, microwave fields, and microwave resonant frequencies ascompared to those for homogeneous elements. Reversal can occur in uniform modes as well asnonuniform domain wall assisted modes depending on the soft layer thickness. In addition, amultilevel MAMR scheme is suggested where the recording media comprise multiple levels ofelements, with each level having a distinct resonant frequency. These levels are addressedindividually by tuning the frequency of the microwave field. © 2009 American Institute of Physics .
/H20851DOI: 10.1063/1.3076140 /H20852
I. INTRODUCTION
A major limitation to increasing magnetic recording ar-
eal densities is the superparamagnetic effect, which leads tospontaneous reversal in small magnetic particles become toosmall.
1,2Overcoming the superparamagnetic effect requires
using materials with high anisotropy, which translates intohigh reversal fields. Several methods have been proposed tosolve this writability problem.
3–15Microwave-assisted mag-
netic reversal /H20849MAMR /H20850significantly reduces the reversal
field when the microwave field frequency matches the mediaferromagnetic resonance /H20849FMR /H20850frequency.
10,12,13However,
for ultrahigh densities the required reversal fields as well asmicrowave fields and frequencies can still be too high formedia with homogeneous elements.
This paper studies MAMR in composite /H20849soft-hard /H20850
media.
5,16–18MAMR in such media occurs at significantly
lower reversal fields, microwave fields, and microwave fre-quencies compared to those of homogeneous elements. Inaddition, we show that MAMR schemes can be used formultilevel recording, in which each layer has a distinct FMRfrequency and is addressed by tuning the microwave fre-quency.
II. MAMR IN COMPOSITE ELEMENTS
Consider a dual-layer composite magnetic element com-
posed of hard and soft sections. The /H20849bottom /H20850hard section is
of size w,w, and dhin the x,y, and zdimensions, with
vertical uniaxial anisotropy energy density Kh. The /H20849top/H20850soft
section is of size w,w, and dswith vanishing anisotropy. The
sections are coupled ferromagnetically through their com-mon interface with surface exchange energy density J
s. Both
layers have damping constants /H9251=0.1, saturation magnetiza-tionMs, and exchange length lex=/H20881A/Ms=w, where Ais the
exchange constant. The element are subject to an externalfield, which comprises an applied bias field /H20849serving as a
switching field /H20850and a microwave field /H20849serving as an assist-
ing field /H20850. The bias field H
ais applied at an angle of 45° to
the easy axis. The microwave field has a frequency fmw,
amplitude Hmw, and it is applied along the xaxis. For given
Hmwandfmw, there is a minimal Hr, referred to as reversal
field Hr, that leads to reversal over a reversal time tr, defined
as the time required for the magnetization vertical compo-nent to reach the opposite level of 0.9 M
s. All results are
obtained by numerically solving the Landau-Lifshitz-Gilbertequation, taking into account all effective fields and assuringnumerical accuracy.
6–8The elements in Fig. 1can be used to
construct media for high-density magnetic recording. For ex-ample, a bit patterned media with pitch of 8 nm and w=d
h
=5 nm results in a recording density of 10 Tbit /in2with
thermal stability above 70 kBTwith the Boltzmann constant
kBand temperature T=400 K. The chosen parameters are
representative of practical materials, such as FePt.
The reversal behavior of composite and homogeneous
elements is studied and compared for HK=2Kh/Ms
=60 kOe, Ms=1250 emu /cm3,Js=11.25 ergs /cm2, and
dh=w=5 nm. Figure 1shows the reversal time tras a func-
tion of Hrand fmwfor homogeneous and composite ele-
ments. Dark regions represent nonreversal while brighter re-gions show finite reversal times /H20849in picoseconds /H20850. Figure 1/H20849a/H20850
depicts the results for a homogeneous element of thicknessd
h=2wforHmw=0.14 HK. A resonance dip with the minimal
reversal field Hrres=10 kOe /H110610.17Hkis obtained for the reso-
nant frequency of around fmwres=120 GHz. These Hrresandfrres
are very high and may be hard to achieve in practical record-
ing systems. For composite element, however, the situation isdifferent. Figures 1/H20849b/H20850and1/H20849c/H20850show the results for compos-
ite elements with d
s=w/2 and ds=w, respectively. The mi-a/H20850Electronic mail: sli@ucsd.edu.JOURNAL OF APPLIED PHYSICS 105, 07B909 /H208492009 /H20850
0021-8979/2009/105 /H208497/H20850/07B909/3/$25.00 © 2009 American Institute of Physics 105 , 07B909-1crowave field for the results in Figs. 1/H20849b/H20850and 1/H20849c/H20850was
Hmw=0.07 HK, which is half of that used in Fig. 1/H20849a/H20850. The
resonant frequency decreases significantly being around
fmwres=42 GHz and fmwres=23 GHz for ds=w/2 and ds=w
cases, respectively. The corresponding Hrresalso decrease sig-
nificantly to Hrres=6.6 kOe /H110610.11HKand Hrres=4.8 kOe
/H110610.08HK, respectively. Moreover, trfor composite elements
are about half of that for the homogeneous element and varysmoothly as a function of H
aand frres. These substantially
lower resonant frequencies, microwave fields, reversal fields,and reversal times are important for practical MAMR appli-cations. The slowly changing and narrowly distributed rever-sal time suggests a more stable switching for composite ele-ments.
It should be noted that the energy barriers for the homo-
geneous and composite elements in Fig. 1are mostly deter-
mined by the domain wall energy E
dw=4w2/H20881AK h=70kBT
/H20849with T=400 K/H20850since the element’s size is greater than the
domain wall length ddw=4/H20881A/Kh/H110154.2 nm. Therefore, the
gains for the composite elements are obtained without sacri-ficing the thermal stability.
19,20
The resonant behavior in Fig. 1reflects the FMR prop-
erties of the considered elements. Two reversal mechanismsare observed as shown schematically in Fig. 2. For thin com-
posite elements with thickness below the domain wall length,precession is first enhanced coherently in the soft layer, andit, assists reversal in the hard layer. For thick composite el-ements with layers thicker than the domain wall length, the
reversal in the soft layer is incoherent. The reversal starts inthe top part of the soft section and then a domain wall isformed in the soft section. The domain wall propagatesthough the soft and subsequently through the hard section.The resonant frequency in this case is mainly determined bythe external field with the exchange field. These two fieldsare much smaller than the anisotropy field H
K, thus leading
to a significant FMR frequency reduction.
III. MAMR FOR MULTILEVEL RECORDING
From Fig. 1it is clear that the FMR frequencies can be
tuned in a wide range by either changing the anisotropy field50 100 150 200 250 3000510152025
fmw(GHz)
600800100012001400160018002000
15 20 25 30 35 40 45 50 5524681012
fmw(GHz)
500550600650700750800850900950100020 30 40 50 60 70 8024681012
fmw(GHz)Ha(KOe)
500100015002000(a)( b )
(c)
homogenous compositehd
ww
sd
hd
ww
sJ250 ps500 ps 500 ps
150300
200250350400450
150300
200250350400450
200
150Ha,(kOe)
Ha,( k O e )Ha,( k O e )
FIG. 1. /H20849Color online /H20850Color map of the reversal time /H20849given in picoseconds in the color bar /H20850vs the microwave frequency fmwand applied bias field Hafor
HK=60 kOe, Ms=1250 emu /cm3,Js=11.25 ergs /cm2,/H9270=0.1 ns, and /H9251=0.1. /H20849a/H20850homogeneous element with dh=2w;/H20849b/H20850composite element with dh=w,
ds=w/2;/H20849c/H20850composite element with dh=w,ds=w.
()a
()b
FIG. 2. Schematic representation of the spin time evolution in the regime of
/H20849a/H20850uniform and /H20849b/H20850nonuniform /H20849microwave-assisted domain wall /H20850reversal.07B909-2 Li et al. J. Appl. Phys. 105 , 07B909 /H208492009 /H20850in the case of homogeneous elements or by changing the
anisotropy field, coupling, and geometrical parameters in thecase of composite elements. The possibility to tune the FMRand reduce the reversal field near this frequency suggests anovel multilevel recording scheme. The proposed mediacomprise several layers, where each layer has a differentFMR frequency /H20851Fig. 3/H20849a/H20850/H20852. The microwave field is used to
assist reversing elements in different levels by tuning themicrowave frequency to the FMR frequency of the layer be-ing recorded. This method is anticipated to result in a multi-level recording scheme with a number of advantages overother multilevel recording methods. For example, there ex-pected to be no need in multipass recording since every levelcan be addressed independently. This scheme does not re-quire addressing the elements in different layers by differentstrength of the reversal field. In addition, a recording systemthat can generate microwave fields at several frequencies po-tentially can address several levels simultaneously, thus in-creasing the recording speed.
To demonstrate the possibility of recording elements
with different FMR frequencies independently, we consideran example of a two-level system comprised of homoge-neous elements /H20851Fig. 3/H20849a/H20850/H20852. In this system, the element in
Layer 1 and Layer 2 have anisotropy H
K1=15 KOe and
HK2=12 KOe, respectively. All elements are of size w/H11003w
/H11003wwith w=10 nm and have Ms=500 emu /cm3. The sepa-ration between the layers is w. The microwave and bias fields
are applied simultaneously to both layers. Figure 3/H20849b/H20850shows
the final magnetization states in the two layers as a functionof microwave frequency and the bias field. Area I and II,respectively, represent regimes of nonreversal and reversal ofboth layers. Area III and Area IV , respectively, represent re-gimes where Layer 1 and Layer 2 can be reversed individu-ally. From Fig. 3it is evident that the field and element
parameters can be found that lead to individual switching ofthe layers with different resonant frequency. Various mediaelements can be used. For example, composite elements inFig. 1offer a great flexibility in tuning the structure param-
eters.
Similar study of MAMR using composite media and
multilevel recording were also presented recently.
21,22
IV. SUMMARY
We showed that MAMR in exchange-coupled composite
elements is allowed for significantly reduced reversal biasfields, microwave fields, microwave frequencies, and rever-sal times. Reversal mode can be uniform or nonuniform. Inthe latter case, domain walls in the soft section of the com-posite elements initiated by the assisting microwave fieldplay an important role.
Utilizing the ability to tune the FMR frequency, we sug-
gested a multilayer recording scheme. In this scheme, ele-ments at different levels are designed to support FMR atdifferent frequencies and are addressed by a properly tunedmicrowave field.
1H. J. Richter, J. Phys. D 40, R149 /H208492007 /H20850.
2M. P. Sharrock, J. Appl. Phys. 76,6 4 1 3 /H208491994 /H20850.
3G. Bertotti, C. Serpico, and I. D. Mayergoyz, Phys. Rev. Lett. 86,7 2 4
/H208492001 /H20850.
4K.-Z. Gao, E. D. Boerner, and H. Neal Bertram, Appl. Phys. Lett. 81,
4008 /H208492002 /H20850.
5K.-Z. Gao and J. Fernandez-de-Castro, J. Appl. Phys. 99, 08K503 /H208492006 /H20850.
6B. Livshitz, R. Choi, A. Inomata, N. H. Bertram, and V . Lomakin, J. Appl.
Phys. 103, 07C516 /H208492008 /H20850.
7B. Livshitz, A. Inomata, N. H. Bertram, and V . Lomakin, Appl. Phys. Lett.
91, 182502 /H208492007 /H20850.
8V . Lomakin, R. Choi, B. Livshitz, S. Li, A. Inomata, and H. N. Bertram,
Appl. Phys. Lett. 92, 022502 /H208492008 /H20850.
9V . Lomakin, S. Li, B. Livshitz, A. Inomata, and N. Bertram, IEEE Trans.
Magn. 44, 3454 /H208492008 /H20850.
10K. Rivkin and J. B. Ketterson, Appl. Phys. Lett. 89, 252507 /H208492006 /H20850.
11J. J. M. Ruigrok, R. Coehoorn, S. R. Cumpson, and H. W. Kesteren, J.
Appl. Phys. 87, 5398 /H208492000 /H20850.
12W. Scholz and S. Batra, J. Appl. Phys. 103, 07F539 /H208492008 /H20850.
13Z. Z. Sun and X. R. Wang, Phys. Rev. B 74, 132401 /H208492006 /H20850.
14C. Thirion, W. Wernsdorfer, and D. Mailly, Nat. Mater. 2,5 2 4 /H208492003 /H20850.
15J. G. Zhu, X. C. Zhu, and Y . H. Tang, IEEE Trans. Magn. 44,1 2 5 /H208492008 /H20850.
16A. Y . Dobin and H. J. Richter, Appl. Phys. Lett. 89, 062512 /H208492006 /H20850.
17E. E. Fullerton, J. S. Jiang, M. Grimsditch, C. H. Sowers, and S. D. Bader,
Phys. Rev. B 58, 12193 /H208491998 /H20850.
18M. Grimsditch, R. Camley, E. E. Fullerton, J. S. Jiang, S. D. Bader, and C.
H. Sowers, J. Appl. Phys. 85, 5901 /H208491999 /H20850.
19D. Suess, T. Schrefl, S. Fahler, M. Kirschner, G. Hrkac, F. Dorfbauer, and
J. Fidler, Appl. Phys. Lett. 87, 012504 /H208492005 /H20850.
20R. H. Victora and X. Shen, IEEE Trans. Magn. 41, 537 /H208492005 /H20850.
21M. A. Bashir et al. , 53rd Magn. Mag. Mat. Conf., Austin, TX, Abstract
EC-09, 2008.
22M. A. Bashir, T. Schrefl, J. Dean, A. Goncharov, G. Hrkac, S. Bance, D.Allwood, and D. Suess, IEEE Trans. Magn. 44, 3519 /H208492008 /H20850.10 20 30 40 50 60 700.511.52
fmw(GHz)Ha(KOe)
00.511.522.53Head
PoleMicrowave
Generator
11,res
anis K mwH Hff ==
2, 2res
anis K mwHH ff ==()cos 2mw
mw a mwHH f t π =
aH(a)
(b)
IIIIII
IIII
IVw
w
1f2f
FIG. 3. /H20849Color online /H20850/H20849a/H20850Schematic representation of a multilayer
microwave-assisted magnetic recording system; /H20849b/H20850A reversal pattern of
double-layer recording system. Four different areas represent different mag-netization states of in a two-layer structure comprising homogeneous ele-ments for different microwave frequencies. Area I corresponds to no switch-ing of any layer. Area II corresponds to switching of both layers. Area IIIcorresponds to switching of the lower layer only. Area IV corresponds to
switching of the upper layer only. The results are given for H
amw
=2.25 kOe, /H9251=0.1, dh=w,HK1=15 kOe, and HK1=12 kOe.07B909-3 Li et al. J. Appl. Phys. 105 , 07B909 /H208492009 /H20850 |
1.469978.pdf | Modern He–He potentials: Another look at binding energy, effective range theory,
retardation, and Efimov states
A. R. Janzen and R. A. Aziz
Citation: The Journal of Chemical Physics 103, 9626 (1995); doi: 10.1063/1.469978
View online: http://dx.doi.org/10.1063/1.469978
View Table of Contents: http://scitation.aip.org/content/aip/journal/jcp/103/22?ver=pdfcov
Published by the AIP Publishing
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On: Wed, 03 Dec 2014 09:12:00Modern He–He potentials: Another look at binding energy, effective range
theory, retardation, and Efimov states
A. R. Janzen and R. A. Aziza)
Department of Physics, University of Waterloo, Waterloo, Ontario N2L 3G1, Canada
~Received 11 July 1995; accepted 1 September 1995 !
We compare a number of helium–helium potentials with respect to their predictions of dimer
binding energy, scattering length, effective range and Efimov states. We also study the effect ofretardation on the ‘‘best’’ potential. All realistic potentials support a weakly bound dimer, whilenone supports an Efimov state. We agree with other authors that retardation decreases the bindingenergy by about 10%. Finally, we investigated the effect on the binding energy from the applicationof retardation over different ranges of separation. The precise effects of retardation at short range inrealistic potentials require further study. © 1995 American Institute of Physics.
I. INTRODUCTION
Modern interaction potentials predict a very weakly
bound state for4He whether or not retardation forces are
taken into account. Efimov states are trimer states which areexpected to occur when a bound state exists close to disso-ciation. Effective-range theory ~ERT!in its modified form
1
can be employed to determine whether these Efimov states
occur and can be used to determine scattering lengths andeffective ranges. ERTmay also be used to compare estimatesof the binding energy with those obtained by a solution ofthe Schro¨dinger equation using Numerov’s method.
4All of
these quantities are very sensitive in varying degrees to theshape of the interaction potential.The binding energy, effectsof retardation, scattering lengths, effective ranges, and thequestion of the number of Efimov states are examined for anumber of recent and not-so-recent interaction potentials.Our findings suggest that:
~a!As reported by others, retardation decreases the well
depth by 0.009 K
2and decreases the binding energy by
about 10%.1,2
~b!The effect on the binding energy is comparable from
the application of retardation for separations above 10bohr as it is for separations below 10 bohr.
~c!The binding energy is roughly the same for all model
andab initio potentials which possess modern disper-
sion coefficients and predict low-temperature virials.
~d!There appear to be no Efimov states as predicted by
ERT.
II. THEORY
The scattering length aand effective range rwere found
from the effective range expansion3
1
a52kcot~h0!11
2rk2, ~1!
wherek5(2mE)1/2/\andh0is the phase shift at energy E,
calculated by numerical solution of Schro ¨dinger’s equation.4
Several pairs of kandh0were used to estimate slope and
intercept of kcot~h0!vsk2/2 in Eq. ~1!, thus determining aandr.~In fact for k,0.01 cm21it was found that two pairs
were sufficient to give reliable values for the slope and in-tercept. !
The binding energy E
bwas calculated directly from
Schro¨dinger’s equation and was also computed from
Eb5\2k2/(2m), where kis the appropriate root of the
quadratic1
1
a5k21
2rk2. ~2!
Hereaandrare the scattering length and effective range
determined from Eq. ~1!.
The number5of Efimov states NEwas estimated from a
andrusing the equation
NE51
plnUa
rU. ~3!
Efimov states are considered unlikely if NE,1.
III. THE POTENTIALS
A. Beck potential
This potential6has a modified Buckingham–Corner
form. The dispersion coefficients are those of Dalgarno andKingston.
7The short range was determined by the calcula-
tions of Phillipson8and the experiments of Amdur and
co-workers;9other parameters were fixed by appealing to
experimental virial coefficients available at that time.
B. Bruch–McGee MDD-2 potential
This potential10is piece-wise in form consisting of a
Morse potential connected at short range to an exponentialfunction and at long range to a two-term van der Waals ex-pansion using older values of the dispersion coefficients.
11–13
Parameters in the exponential function were obtained by a fitto the theoretical results of Gilbert and Wahl.
14
C. Farrar–Lee ESMSV II potential
This potential,15which is piece-wise exponential-
Spline–Morse–Spline–van der Waals ~ESMSV !in form,
was simultaneously fitted to second virial coefficients andelastic differential cross sections for
4He–4He. The two-terma!Author to whom correspondence should be addressed.
9626 J. Chem. Phys. 103(22), 8 December 1995 0021-9606/95/103(22)/9626/5/$6.00 © 1995 American Institute of Physics
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On: Wed, 03 Dec 2014 09:12:00multipole expansion used the dispersion coefficients of
Starkschall and Gordon ~C0!,16Davison ~C8!13and Dalgarno
and Stewart ~C10!.17
D. Burgmans et al.ESMMSV potential
Burgmans et al.18fitted an exponential-Spline-Morse–
Morse–Spline–van derWaals form of potential to elastic dif-ferential cross sections of a beam of
3He scattered from a
beam of4He at the same energy. In this nonsymmetric case,
the presence of both even and odd ‘‘1’’ partial waves wouldyield more structure and would lead to a less ambiguouspotential form. The short-range exponential parameters wereobtained by a fit to the repulsive potential derived by Feltgenet al.
19from backward glory scattering data and the disper-
sion coefficients are identical to those used in the ESMSV IIpotential.
E. Azizet al.HFDHE2 potential
Azizet al.20proposed a potential of the Hartree–Fock
dispersion form. It possesses nearly the correct Hartree–Fock repulsion
21as well as a long-range behavior based on
dispersion coefficients available at that time. Other param-eters were obtained by fits to such experimental data as in-termediate temperature second virial coefficients and high-temperature thermal conductivity and viscosity.Although thepotential is somewhat inconsistent with modern experimentaldata and theoretical results, its shallow well fortuitouslymakes it a useful ‘‘effective’’ pair-wise additive potential incondensed phase studies.
22
F. Feltgen et al.HFIMD potential
A physically realistic ~but mathematically complicated !
two-parameter Hartree–Fock 1intra-atomic correlation cor-
rection 1model dispersion ~HFIMD !potential model,23
which used all ab initio data available, was fitted to mea-
sured backward glory oscillations appearing in both integral
4He2and3He2scattering cross sections. Fitting to the4He2
data alone actually produces a more realistic potential with a
deeper well ~10.935 K vs 10.741 K !.
G. Tang–Toennies (TT) potential
Tang and Toennies24presented a simple model potential
which, like the HFD, partitions the total interaction energyinto correlated and uncorrelated energies. The model withindividual damping enables one to predict the interaction en-ergy from only a knowledge of the dispersion coefficientsand well-known values of the energy and length parameters
e
andrm.
H. Azizet al. HFD–B(HE) potential
This potential25of the HFD–B form was fitted to accu-
rate low-temperature second virial data,26,27and recent room
temperature viscosity data28while, at the same time, pinning
the repulsive wall to the exact Born–Oppenheimer interac-tion energy calculated by Ceperley and Partridge
29at 1 bohr.
The dispersion coefficients are the ab initio values of
Thakkar30and Koide et al.31I. Aziz and Slaman HFD–B2 potential
This potential32is similar to the HFD–B ~HE!potential
but more closely represents the accurate second virial coef-ficients of
3He and4He measured by the various national
standards laboratories in an effort to redefine temperaturesbelow 18 K in terms of an ideal gas thermometer using he-lium gas. Its parameters
eandrmare set close to the values
of Liu and McLean, who used ab initio procedures.33
J. Aziz and Slaman LM2M2 compromise potential
Both the HFD–B ~HE!and HFD–B2 potentials disagree
with theab initioresults from 6.0 to 8.0 bohr, where Liu and
McLean33consider them to be most accurate. The LM2M234
mimics the LM–2 ab initio results of Liu and McLean al-
most to within their error bounds in such a way as to repro-duce fairly closely low-temperature virials and room-temperature viscosity. This ‘‘compromise’’ potential with awell depth of 10.97 K reproduces a variety of experimentaldata.
K. Meath and co-workers XC (exchange–Coulomb)
potentials
The XC potential of Aziz et al.35partitions the total in-
teraction energy into exchange and Coulomb interaction en-ergies. Two forms of potential are presented: simple overalldamped and individually damped models. The two-parameter overall damped ~XC–2 !and individually damped
~XCID–2 !closely agree with the best of the modern poten-
tials.
L. Azizet al.modification of Tang–Toennies potential
(AKSTT)
In order to introduce more flexibility into the original
Tang–Toennies model, the Born–Mayer term Aexp~2ar!
was replaced36byAexp~2ar1br2!and every other occur-
rence of the quantity 82ar8is replaced by 82ar1br28.The
construction of the helium potential involves incorporatingtheab initio dispersion coefficients of Refs. 30 or 31 and
adjusting
bto fit the room-temperature viscosity measure-
ment of Ref. 28 and the ab initio results of Ref. 29 in the
highly repulsive region.
M. Anderson et al.quantum Monte Carlo potential
(QMC)
Anderson et al.37used the quantum Monte Carlo method
to produce a potential which is ‘‘exact’’in that it requires nomathematical or physical approximations beyond those ofthe Schro¨dinger equation. The potential has no basis set su-
perposition error, other systematic error, or experimental in-put.While the statistical errors are rather large, it nonethelessagrees with the LM2M2 potential remarkably well. For theconvenience of comparison, an HFD–B analytical functionwas fitted to their numerical results.9627 A. R. Janzen and R. A. Aziz: He –He potentials
J. Chem. Phys., Vol. 103, No. 22, 8 December 1995
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On: Wed, 03 Dec 2014 09:12:00N. Tang–Toennies–Yiu perturbation theory potential
(TTYPT)
Tanget al.38derived a simple analytical expression for
the entire potential energy curve from the perturbationtheory.The repulsive part assumes exchange of only one pairof electrons at any one time. The potential contains no ad-justable parameters and depends only on the known disper-sion coefficients and the amplitude of the asymptotic wavefunction and the ionization energy of the atoms.
O. Azizet al.HFD–B3–FCI1 potential
This potential39is an analytical representation ~using the
overall damped HFD–B form !of the best ab initioresults in
the short-, intermediate- and long-range regions. The shortrange reproduces the quantum Monte Carlo calculations ofthe Born–Oppenheimer interaction energy of two helium at-oms with separations between 1.0 and 3.0 bohr. The interme-diate region mimics the full configuration–interaction ~FCI!
calculations of van Mourik and van Lenthe
40which possess
very tight error bars. The long range of the potential uses thedispersion coefficients of Refs. 30 and 31. We believe thispotential is the best characterization of the helium interac-tion. Further improvement may be achieved by incorporatingthe retardation coefficient and the highly accurate C
6disper-
sion coefficient of Jamieson et al.41
P. Nitzet al. ‘‘reference’’ potential (NitzRef)
Nitzet al.42fitted a Buckingham–Corner potential to
small-angle differential scattering cross sections43,44and
joined it onto the HFD–B ~HE!potential ofAziz et al.25at a
separation of r50.425 Å.At the same time, they adjusted
the parameter Dof the HFD–B ~HE!potential so that the
location of the zero crossing ~svalue !remained unchanged.
The point of juncture is incorrectly stated in Ref. 42.
Q. Nitzet al.BHFD potential
Nitzet al.42fitted a form similar to that of the NitzRef
potential ~with the same dispersion coefficients !to small-
angle differential scattering cross sections43,44by adjusting
parameters A,a,bandDas well as the Buckingham–
Corner parameters.
R. Nitzet al.BD potential (Nitz87)
Nitzet al.42fitted a Buckingham–Corner form to small-
angle differential scattering cross sections.43,44To this they
added an overall damped dispersion series with the disper-sion coefficients of Refs. 30 and 31. The parameter Din the
damping function was adjusted to produce nearly the same
s
value of the LM2M2 potential.This potential is referred to asNitz87 by Jamieson et al.
1Analysis of this potential shows
that it has an unrealistically deep well ~e/k512.1433 K !,
i.e., some 1.17 K deeper than the LM2M2 potential of Azizet al.
34Except for the dispersion series and the value of the
parameter D, this potential differs from the 1991 LM2M2
potential of Aziz et al.34The increased depth leads to the
inability of this potential to predict accurate low-temperaturevirial coefficients.S. Jamieson et al.BDM (Nitz91) potential
Jamieson et al.1modified the BD potential of Nitz et al.
by including the sinusoidal ‘‘add-on’’ of the LM2M2 poten-tial of Aziz and Slaman.
34It is important to note that this
potential, even with the add-on no longer reflects the ab ini-
tioresults of Liu and McLean33from 3.5 to 7.5 bohr. Also,
the BDM potential has the same unrealistically deep well asthe BD potential. Again, except for the dispersion series, thevalue of the parameter Dand the add-on component, this
potential differs from the 1991 LM2M2 potential of Azizet al.
34
IV. RETARDATION
The weakly bound state is large in spatial extent and has
considerable probability beyond the outer classical turningpoint. Consequently, retardation must be taken into account.
2
Jamieson et al.41have recently computed the retarded
dipole–dipole dispersion interaction in helium using a veryaccurate variational calculation of dipole transition frequen-cies and oscillator strengths. They present an r-dependent
function in tabular form which multiplies the C
6dispersion
coefficient in such a way that the unretarded term C6r26,
valid at short range, transforms into the retarded term C7r27
at long range. They also give analytical fits to their table in
the two intervals $10, 100 %bohr and $100, 200 %bohr. In those
of our potentials which include retardation, namely HFD–B3–FCI1b, HFD–B3–FCI1b, and HFD–B3–FCI1d, we usetheir fits in addition to our own fits to their table in theintervals $0, 10 %,$200, 10
3%,$103,1 04%, and $104,1 05%bohr.
Deviations from the table are less than 0.001% in the case ofthe fits of Jamieson et al.and less than 0.005% in the case of
our fits. Retardation effects are not included in the dispersioncoefficients beyond C
6. In the case of potential HFD–B3–
FCI1b, the retardation factor of Jamieson et al.41is included
in the nondamped region of potential HFD–B3–FCI1, i.e.,fromr5D3r
m58.066–100,000 bohr. In the case of poten-
tial HFD–B3–FCI1c, the retardation factor of Jamiesonet al.
41is included in both damped and nondamped regions,
i.e., from 0 to 100,000 bohr. The effect of the inclusion ofretardation is demonstrated in Table II.
V. RESULTS AND DISCUSSION
The binding energy, scattering length, and effective
range on the basis of each literature potential are presented inTable I.All modern potentials, which possess a realistic longrange and predict low-temperature virials, predict the exist-ence of a dimer. The values of the binding energy for anygiven potential agree whether they are obtained from a solu-tion of the Schro ¨dinger equation or from ERT. The binding
energy of the potential ~HFD–B3–FCI1 !, which we consider
to be most accurate, is about 1.6 mK without retardation.Theeffect of retardation is to reduce the binding energy by about10%. If a retardation factor is applied to the C
6coefficient
over all separations, then the well depth tends to be reducedin the process and in partas a result of the damping func-
tion. To test the effect of a reduced well depth, a potential~HFD–B4 !is constructed so that it is almost identical to the
HFD–B3–FCI1 potential at short and long range, but with a9628 A. R. Janzen and R. A. Aziz: He –He potentials
J. Chem. Phys., Vol. 103, No. 22, 8 December 1995
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On: Wed, 03 Dec 2014 09:12:00reduction in the well depth of about 0.009 K ~a slight change
in well shape also occurs !and with no retardation included .
This change in the potential produces a reduction in the bind-ing energy of about 3.2% ~see potential HFD–B4 in Table
II!. If the retardation factor is applied to the HFD–B3–FCI1
potential only from 8 to 100,000 bohr ~i.e., in the nondamped
region of the potential !, the reduction in the binding energy
is only about 3.9%, i.e., from 1.59
4to 1.533mK~see poten-
tial HFD–B3–FCI1b in Table II !.Application of the retarda-
tion factor in this limited way introduces a minor disconti-nuity into the potential at 8 bohr of about 0.1%. If, inaddition, we include retardation in the damped region fromr50t oD3r
m, the binding energy is further decreased by
5.4%, i.e., from 1.533to 1.446~see HFD–B3–FCI1c inTable
II!.Although usually considered effective only at long range,
we can conclude that retardation is found to have the short
rangeeffect of decreasing the potential well depth, leading to
a further decrease in the binding energy.
If we include retardation to the HFD–B3–FCI1 potential
fromr50 to 100,000 bohr, but decoupled from the damping
function,w efi n d ~see HFD–B3–FCI1d in Table II !that the
binding energy is reduced from 1.594to 1.437mK compared
with 1.446mK. That is, the damping function tends to de-TABLE I. Binding energies, scattering lengths, effective ranges, Efimov states etc.
Literature
potentiale/k
@K#rm
@Å#Eb1
@mK#Eb2
@mK#Scattering
length @Å#Effective
range @Å#Efimov
statesLT virials
predicted ?Deviation @ml.mol21#
from Expt. at 2.6 K
Beck@4# 10.3697 2.969 {{{ 0.051 2484.1 7.756 1.32 No 11.84
Bruch–McGee @10#10.7485 3.0238 {{{ 0.100 351.2 7.611 1.22 No 6.12
ESMSV II @15# 11.00 2.963 {{{ 0.272 214.7 7.520 1.07 No 5.25
ESMMSV @18# 10.57 2.97 {{{ 0.137 2293.6 7.845 1.15 No 10.79
HFDHE2 @20# 10.80 2.9673 0.835 0.835 124.3 7.396 0.89 No 2.59
HFIMD @19#a10.741 2.9788 0.520 0.521 156.4 7.463 0.97 No 3.81
HFIMD @19#b10.935 2.969 1.901 1.901 83.6 7.242 0.78 Nearly 20.45
TT@24# 10.8 2.967 0.736 0.736 132.2 7.419 0.92 No 3.73
HFD–B ~HE!@25# 10.948 2.963 1.691 1.691 88.5 7.277 0.80 Yes 0.02
HFD–B2 @32# 10.94 2.97 1.656 1.656 89.3 7.283 0.80 Yes 0.01
LM2M2 @34# 10.97 2.9695 1.310 1.310 100.0 7.326 0.83 Yes 0.95
XC–2 @35# 10.9845 2.9624 1.623 1.623 90.2 7.288 0.81 Yes 0.19
XCID–2 @35# 10.9819 2.9637 1.619 1.620 90.3 7.289 0.80 Yes 0.17
AKSTT @36# 10.94 2.97 1.410 1.410 96.5 7.315 0.82 Yes 0.71
QMC @37#c11.01 2.9634 1.815 1.815 85.5 7.264 0.78 Yes 20.31
TTYPT @38# 10.9847 2.9721 1.323 1.323 99.5 7.329 0.83 Yes 0.91
HFD–B3–FCI1 @39#10.956 2.96832 1.594 1.594 91.0 7.291 0.80 Yes 0.22
NitzRef. @42#d10.9271 2.9637 1.553 1.554 92.1 7.294 0.81 Yes 0.38
BHFD @42# 10.6534 2.9599 {{{ 0.148 290.0 7.571 1.16 No 6.07
BD~Nitz87 !@42#e12.1433 2.95 6.756 6.754 46.1 6.905 0.60 No 28.78
BDM ~Nitz91 !f12.1433 2.95 5.742 5.743 49.7 6.959 0.63 No 26.86
1The binding energy obtained by a solution of Schro ¨dinger’s equation.
2The binding energy obtained from ERT in its modified form.
aFitted to both4He2and3He2cross sections.
bFitted to only4He2cross sections.
cMimic of the Anderson et al. ab initio potential.
dPoint of juncture incorrectly specified in Ref. 42.
eBD potential ~incorrectly referred to as Nitz87 in Ref. 1 !.
fBDM potential ~incorrectly referred to as Nitz91 in Ref. 1 !.
TABLE II. Binding energies, scattering lengths, effective ranges, Efimov states etc.
Modified
potentiale/k
@K#rm
@Å#Eb1
@mK#Eb2
@mK#Scattering
length @Å#Effective
range @Å#Efimov
statesLT virials
predicted ?Deviation @ml.mol21#
from Expt. at 2.6 K
HFD–B3–FCI1 @39#10.956 2.9683 1.59431.5944 91.0 7.291 0.80 Yes 0.22
HFD–B3–FCI1ag10.956 2.9683 1.59231.5925 91.0 7.291 0.80 Yes 0.22
HFD–B3–FCI1bh10.956 2.9683 1.53281.5336 92.7 7.293 0.81 Yes 0.48
HFD–B3–FCI1ci10.9473 2.9684 1.44611.4462 95.3 7.303 0.82 Yes 0.68
HFD–B3–FCI1dj10.9456 2.9684 1.43671.4368 95.6 7.304 0.82 Yes 0.74
HFD–B4k10.9473 2.9683 1.54351.5436 92.4 7.297 0.81 Yes 0.35
gHFD–B3–FCI1 potential with C651.460978 a.u. as calculated by Jamieson et al.41replacing C651.461 a.u.
hHFD–B3–FCI1 potential with the retardation factor of Jamieson et al.41included from r5D3rm58.066 to 100 000 bohr.
iHFD–B3–FCI1 potential with the retardation factor of Jamieson et al.41included from r50 to 100 000 bohr.
jHFD–B3–FCI1 potential with the retardation factor of Jamieson et al.41included from r5D3rm58.066 to 100 000 bohr ~undamped region !and retardation
added to the potential from r50t oD3rmdecoupled from the damping function.
kPotential with short and long range very nearly equal to that of HFD–B3–FCI1, but with well modified to be equal to that of the overall retarded
HFD–B3–FCI1c potential.9629 A. R. Janzen and R. A. Aziz: He –He potentials
J. Chem. Phys., Vol. 103, No. 22, 8 December 1995
This article is copyrighted as indicated in the article. Reuse of AIP content is subject to the terms at: http://scitation.aip.org/termsconditions. Downloaded to IP: 129.22.67.7
On: Wed, 03 Dec 2014 09:12:00crease the effect of retardation slightly. Further study appears
warranted.
In addition, we cannot agree with the conclusion of
Jamieson et al.1that the repulsive wall influences ‘‘the scat-
tering at ultralow temperatures’’or the binding energy in anysignificant way. The significant change in the binding ener-gies of the potentials to which they refer as Nitz87 andNitz91 can be attributed to the substantial increase in thevalues of their well depth and accompanying change in wellshape. But these potentials are not able to predict accuratelow-temperature virials.
Finally,noneof the recent realistic potentials predictthe
existence of Efimov states since the number of Efimov statesis less than unity in each case.
ACKNOWLEDGMENTS
The research is supported in part by a grant from the
Natural Sciences and Engineering Council of Canada ~RAA !
and the Faculty of Science of the University of Waterloo.The authors are indebted to Professor R. J. Le Roy for use ofhis Level 5.3 program, to M. J. Slaman for some of thepreliminary coding, and to Professor D. E. Nitz and Dr. M. J.Jamieson for helpful discussions regarding their potentials.
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~1987!.
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42D. E. Nitz, D. Sieglaff, M. Lagus, E.Abraham, P. Wold, and K. Swanson,
Phys. Rev.A 47, 3861 ~1993!; The point of juncture of the Buckingham–
Corner and HFD–B ~HE!potentials is incorrectly stated in the original
reference. It should be 0.425 Å @D. E. Nitz ~private communication !,
1995#.
43J. H. Newman, K.A. Smith, Y. S. Chen, and R. F. Stebbings, J. Geophys.
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J. Chem. Phys., Vol. 103, No. 22, 8 December 1995
This article is copyrighted as indicated in the article. Reuse of AIP content is subject to the terms at: http://scitation.aip.org/termsconditions. Downloaded to IP: 129.22.67.7
On: Wed, 03 Dec 2014 09:12:00 |
1.5009739.pdf | Current-driven domain wall dynamics in ferromagnetic layers synthetically exchange-
coupled by a spacer: A micromagnetic study
Oscar Alejos , Victor Raposo , Luis Sanchez-Tejerina , Riccardo Tomasello , Giovanni Finocchio , and Eduardo
Martinez
Citation: Journal of Applied Physics 123, 013901 (2018);
View online: https://doi.org/10.1063/1.5009739
View Table of Contents: http://aip.scitation.org/toc/jap/123/1
Published by the American Institute of Physics
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Journal of Applied Physics 123, 013101 (2018); 10.1063/1.5002619Current-driven domain wall dynamics in ferromagnetic layers synthetically
exchange-coupled by a spacer: A micromagnetic study
Oscar Alejos,1Victor Raposo,2Luis Sanchez-Tejerina,1Riccardo Tomasello,3
Giovanni Finocchio,4and Eduardo Martinez2,a)
1Dpto. Electricidad y Electronica, University of Valladolid, 47011 Valladolid, Spain
2Dpto. Fisica Aplicada, University of Salamanca, 37008 Salamanca, Spain
3Department of Engineering, University of Perugia, 06123 Perugia, Italy
4Department of Mathematical and Computer Sciences, Physical Sciences and Earth Sciences,
University of Messina, 98122 Messina, Italy
(Received 19 October 2017; accepted 13 December 2017; published online 3 January 2018)
The current-driven domain wall motion along two exchange-coupled ferromagnetic layers with per-
pendicular anisotropy is studied by means of micromagnetic simulations and compared to the con-
ventional case of a single ferromagnetic layer. Our results, where only the lower ferromagnetic layer
is subjected to the interfacial Dzyaloshinskii-Moriya interaction and to the spin Hall effect, indicatethat the domain walls can be synchronously driven in the presence of a strong interlayer exchange
coupling, and that the velocity is significantly enhanced due to the antiferromagnetic exchange cou-
pling as compared with the single-layer case. On the contrary, when the coupling is of ferromagneticnature, the velocity is reduced. We provide a full micromagnetic characterization of the current-
driven motion in these multilayers, both in the absence and in the presence of longitudinal fields, and
the results are explained based on a one-dimensional model. The interfacial Dzyaloshinskii-Moriyainteraction, only necessary in this lower layer, gives the required chirality to the magnetization tex-
tures, while the interlayer exchange coupling favors the synchronous movement of the coupled walls
by a dragging mechanism, without significant tilting of the domain wall plane. Finally, the domainwall dynamics along curved strips is also evaluated. These results indicate that the antiferromagnetic
coupling between the ferromagnetic layers mitigates the tilting of the walls, which suggest these sys-
tems to achieve efficient and highly packed displacement of trains of walls for spintronics devices. Astudy, taking into account defects and thermal fluctuations, allows to analyze the validity range of
these claims. Published by AIP Publishing. https://doi.org/10.1063/1.5009739
I. INTRODUCTION
Understanding and controlling the dynamics of domain
walls (DWs) along ultrathin magnetic heterostructures consist-ing of a ferromagnetic (FM) strip sandwiched between a
heavy metal (HM) and an oxide is nowadays the focus of
intense research.
1–8These HM/FM/oxide multilayers exhibit
high perpendicular magnetocrystalline anisotropy (PMA), and
the broken inversion symmetry at the interfaces promotes chi-
ral N /C19eel walls by the Dzyaloshinskii-Moriya interaction
(DMI).4–11These DWs can be efficiently driven by current
pulses due to the spin Hall effect (SHE) in the HM.4,5,12,13
Recent experimental studies14,15have shown that the
DW dynamics can be even optimized in synthetic antiferro-
magnetic heterostructures (SAFs), where antiferromagnetic
coupling appears between two ferromagnetic layers isolatedby means of a non-magnetic spacer. The whole heterostruc-
ture can be represented by HM/LFM/Spacer/UFM, where
LFM and UFM stand for the lower and the upper FM layers,respectively. In these two-FM layers heterostructures, the
DWs can be displaced even more efficiently and at much
higher speeds if compared with the single-FM-layer stack(HM/FM/Oxide). This is due to a stabilization of the N /C19eel
DW configuration, and the exchange coupling torque that isdirectly proportional to the strength of the antiferromagnetic
exchange coupling between the two FM layers. Moreover,
because of the exchange coupling torque, the dependence ofthe DW velocity on the magnetic field applied along thenanowire is different from that of the single-FM-layer heter-
ostructure. These experimental results
14were explained
within the framework of a one-dimensional model (1DM),which deals with the dynamics of the coupled DWs in theLFM and in the UFM layers by considering them as rigid
objects. However, a more realistic analysis, taking into
account the full three-dimensional dependence of the magne-tization in the two FM layers, is still missing and needed totest the validity of the 1DM.
Accordingly, the current-driven DW (CDDW) dynamics
in HM/LFM/Spacer/UFM multilayers is here investigated by
means of full micromagnetic ( lM) simulations, and com-
pared with the behavior of a single-FM-layer stack (HM/FM/Oxide). The two considered multilayer systems are sketchedin Figs. 1(a) and1(b), and the description of the geometry
and dimensions are given in its caption. To elucidate the rel-
evant aspects of this CDDW dynamics, simulations considerperfect strips as a first approach, although additional simula-tions, which mimic realistic conditions by including disorder
and thermal effects, have been also carried out. In order to
collect detailed information about the acting mechanismsassociated to the coupling between the FM layers through
a)Author to whom correspondence should be addressed: edumartinez@usal.es
0021-8979/2018/123(1)/013901/17/$30.00 Published by AIP Publishing. 123, 013901-1JOURNAL OF APPLIED PHYSICS 123, 013901 (2018)
the spacer, which is determined by a certain interlayer
exchange parameter Jex;16,17the magnetization state of both
FM layers is simultaneously evaluated. Finally, both ferro-
magnetic (FM) and antiferromagnetic (AF) coupling cases
are considered, the former given by a positive Jex, and the
latter by a negative Jex.
The manuscript is structured as follows: Section II
describes the details of the micromagnetic model ( lM) and
the one-dimensional model (1DM). The current-driven DW
dynamics along perfect samples, both in the absence and in
the presence of in-plane longitudinal fields, is presented in
Sec. III. Micromagnetic results for realistic samples are pre-
sented in Sec. IVfor different multilayers where the thick-
ness of the FM layers and the spacer ( tL
FM,tU
FM, and tS) and
the saturation magnetization of the layers ( ML
sandMU
s) are
varied. The current-driven DW motion along multilayers
with curved parts is studied in Sec. V, and the main conclu-
sions are discussed in Sec. VI.
II. MODELS AND NUMERICAL DETAILS
A. Micromagnetic model ( lM)
Full micromagnetic ( lM) simulations have been per-
formed by solving the Landau-Lifshitz-Gilbert equation aug-mented with the spin transfer torque ( ~s
ST, STT) and
Slonczewski-like spin-orbit torque ( ~sSO, SOT) due to the
spin Hall torque18,19
d~m
dt¼/C0c0~m/C2~Heffþ~Hth/C16/C17
þa~m/C2d~m
dtþ~sSTþ~sSO;(1)
where c0andaare the gyromagnetic ratio and the Gilbert
damping constant, respectively. ~m~r;tðÞ/C17~mi~r;tðÞ¼~Mi
ð~r;tÞ=Mi
Sis the normalized local magnetization to its satura-
tion value ( Mi
s), defined differently for each FM layer: Mi
swhere i:L;Ufor the LFM and the UFM layers, respectively.
~Heffis the deterministic effective field, which includes not
only the intralayer exchange and the uniaxial anisotropy, but
also the interlayer exchange17and the magnetostatic interac-
tions adequately weighed to account for the different satura-tion magnetizations. The interlayer exchange contribution
(~Hinter
ex) to the effective field ~Heff,a c t i n go ne a c hF M
layer, is computed from the corresponding energy density
(xinter
ex¼/C0Jex
tS~mL/C1~mU,w h e r e Jexis the interlayer exchange
coupling parameter, tSis the thickness of the spacer between
the LFM and the UFM layers, and ~mLand~mUrepresent the
normalized magnetization in the Lower and in the Upperlayers, respectively) as
~Hinter
ex;i¼/C01
l0Mi
sdxinter
ex
d~mi¼Jex
l0Mj
stS~mj; (2)
where i;j:L;U. Ferromagnetic (FM) and antiferromagnetic
(AF) coupling cases are evaluated by a positive Jex, and by a
negative Jex, respectively.
The effective field in the LFM layer requires an addi-
tional term representing the interfacial DMI at the HM/LFMinterface. The rest of numerical details of other contributions
to the effective field can be found elsewhere.
18~Hthis the ther-
mal field, included as a Gaussian-distributed random field.20,21
~sSOrepresents the spin-orbit torque (SOT), which in the pre-
sent work is solely acting on the LFM layer (the only one con-
tacting the HM). This torque is given by the Slonczewski-like
term ~sSO¼/C0c0~m/C2~HSL,w h e r e ~HSL¼H0
SL~m/C2~ris the
Slonczewski-like effective field. Here, ~r¼~uz/C2~uJis the unit
vector along the direction of the polarization of the spin cur-
rent generated by the spin Hall effect (SHE) in the HM, being
orthogonal to both the direction of the electric current ~uJand
the vector ~uzstanding for the normal to the HM/LFM inter-
face. Finally, H0
SL¼/C22hhSHJHM=2l0ejjMstFM ðÞ determines the
strength of the SHE,4where /C22his the Planck constant, eis the
electron charge, l0is the vacuum permeability, hSHis the spin
Hall angle, and Jis the magnitude of the current density
~JHMðtÞ¼JHMtðÞ~uJ. For straight samples ~uJ¼~ux, whereas
for curved strips the direction and the local amplitude of cur-
rent was previously computed by finite element method solv-
ers.22On the other hand, Eq. (1)includes the spin transfer
torques (STTs, ~sST) due to the electrical current flowing across
the FM layers ( ~Ji
HMðtÞ¼Ji
FMtðÞ~uJ,w i t h i¼U;Lfg ). This
STTs21includes both adiabatic and non-adiabatic contribu-
tions: ~sST¼bi
ST~uJ/C1rðÞ ~m/C0nibi
ST~m/C2~uJ/C1rðÞ ~m,w h e r e
bi
ST¼lBP
ejjMisJi
FMis the STT coefficient, with Pis the polariza-
tion factor, and Ji
FMis the density current flowing directly
throw the FM layer i¼U;Lfg .niis the non-adiabatic
coefficient.21
Typical values of the parameters above have been chosen
in our simulations. Except where the contrary is indicated, Ms
values for the UFM and the LFM layers have been chosen,
respectively, as ML
s¼600 kA =ma n d MU
s¼600 kA =m.
The anisotropy constant, the intralayer exchange constant,
and the Gilbert damping are Ku¼0:6M J=m3,A¼20pJ
m;and
a¼0:1 for both FM layers. The interfacial DMI in the lower
FIG. 1. (a) Schematic representation of the multilayer structure with two
FM layers. The relevant thicknesses for this study are marked on the figure,
which are fixed to tL
FM¼tS¼tU
FM¼0:8 nm, except otherwise indicated.
The saturation magnetizations are also fixed by default to ML
S¼600 kA =m
andMU
S¼600 kA =m. The width is w¼100 nm. The anisotropy constant,
the intralayer exchange constant, and the Gilbert damping are, respectively,
K1¼0:6M J=m3,A¼20 pJ=m, and a¼0:1 for both FM layers. The inter-
facial DMI in the lower FM is DL¼1:25 MJ =m2, and no DMI is considered
for the UFM ( DU¼0). Along this work, the single-FM-layer (b) is consid-
ered to have identical characteristics to those of the lower FM layer. The
parameters used here can be found in the literature.4,7,14013901-2 Alejos et al. J. Appl. Phys. 123, 013901 (2018)FM is DL¼1:25 MJ =m2and null in the upper FM layer
(DU¼0). The spin Hall angle representing the degree of
polarization of the vertical spin current acting on the LFM ish
SH¼/C00:12. Different values of the interlayer exchange
parameter ( Jex) have been considered with magnitudes within
the range 0 /C20Jexjj/C200:5m J=m2, but with Jextaking by
default the values Jex¼60:5m J=m2for FM and AF
coupling cases. For the study of the single-FM layer, thefollowing parameters were adopted: M
S¼600 kA =m,
Ku¼0:6M J=m3,A¼20 pJ=m,a¼0:1,D¼1:25 mJ =m2,
andhSH¼/C00:12, which coincide with the ones chosen for
the LFM layer in the two FM layer cases. Initially, we assumethat STT is negligible ( b
i
ST¼0) in the evaluated samples. We
will show in Sec. III B that indeed the STT plays a marginal
role on the current-driven dynamics evaluated in the present
study. The dynamics equation of the magnetization over the
full system was solved using MuMax323which was adapted
to include the Ruderman–Kittel–Kasuya–Yosida interaction17
between non-adjacent FM layers separated by the spacer. Thein-plane side of the computational cells is Dx¼Dy¼3n m
and different thicknesses Dz, depending on the thickness of
the FM layers, were considered. A homemade micromagneticsolver was also used to verify the validity of the obtainedresults. Except the contrary is said, the presented results wereobtained at zero temperature. Simulations at room temperaturewere performed with a fixed time step Dt¼0:1 ps. Several
tests were performed with reduced cell sizes and time steps to
assess the numerical validity of the presented results.
Part of the simulations was carried out by considering
perfect samples, without imperfections nor defects.However, other parts were computed under realistic condi-tions (see Secs. IVandV). In order to take into account the
effects of disorder due to imperfections and defects in a real-istic way, we assume that the easy axis anisotropy direction
is distributed among a length scale defined by a “ grain size. ”
The grains vary in size taking an average size of 10 nm. Thedirection of the uniaxial anisotropy of each grain is mainlydirected along the perpendicular direction ( z-axis) but with a
small in-plane component which is randomly generated overthe grains. The maximum percentage of the in-plane compo-nent of the uniaxial anisotropy unit vector is varied from10% to 15%. The presented results correspond to an in-planemaximum deviation from the out-of-plane direction of 12%.Although other ways to account for imperfection could beadopted, we selected this one based on previous studies,
which properly describe other experimental observations.
19
B. One-dimensional Model (1DM)
The one dimensional model (1DM) assumes that the
DW profile can be described by the Bloch’s ansatz,9and
therefore its dynamics can be described by means of the DWposition ( q) and the internal DW angle ( U). The 1DM has
been developed by several authors to account for anddescribe the field-driven and current-driven DW dynamics indifferent systems.
4,9,18Yang et al.14developed this 1DM to
describe the DW dynamics in bi-layer FM systems in the
presence of a strong interlayer exchange coupling betweenthe two FM layers. These equations assume that the DWs inthe LFM and the UFM layers move completely coupled to
each other, and therefore, q
L¼qU¼qrepresents the DW
position along the longitudinal axis of the two walls. Thesame DW width in the two FM layers was also assumed ( D).
On the other hand, the internal DW angle is different for
each layer: U
i, with the index i¼U;Lfg standing for the
UFM and the LFM layers. We have derived the 1DM equa-tions, which can be written as
a
LML
sþaUMU
s/C0/C1 _q
DþQLML
s_ULþQUMU
s_UU
¼c0p
2QUML
sHL
SLcosULþc0p
2QLMU
sHU
SLcosUU
þc0QLML
sþc0QUMU
s/C0/C1
Hz/C0nLbL
ST
DML
s/C0nUbU
ST
DMU
s;
(3)
QL_q
D/C0aL_UL¼c0p
2HxsinUL/C0p
2HycosUL/C0p
2QLHL
DsinUL/C20
/C0HL
ksin2UL
2þ2Jex
l0ML
stssinUL/C0UU ðÞ/C21
/C0QLbL
ST
D;
(4)
QU_q
D/C0aU_UU¼c0p
2HxsinUU/C0p
2HycosUU/C0p
2QUHU
DsinUU/C20
/C0HU
ksin2UU
2/C02Jex
l0MU
stssinUL/C0UU ðÞ/C21
/C0QUbU
ST
D;
(5)
where the top dot notation represents the time derivative
(_q/C17dq
dt), and QL¼61(QU¼61) corresponds to an up-
down (UD, upper sign) or to a down-up (DU, lower sign)
DW configuration in the LFM (UFM) layer. Hx;Hy;Hz ðÞ are
the Cartesian components of the external magnetic field.
Hi
D¼Di
l0MisDis the effective DMI field.18Hi
k/C25Mi
sNxis the
magnetostatic shape anisotropy field,19where Nx¼ti
FMlog2ðÞ
pD
is the magnetostatic factor.24airepresents the Gilbert damp-
ing term in each FM layer and c0is the gyromagnetic ratio.
Besides, the assumption that both DW widths remain con-
stant has been made ( D¼ffiffiffiffiffi ffi
A
Keffq
, where Keff¼KL
u/C01
2l0
ML
s/C0/C12). The term Hi
SL¼/C22hhi
SHJ
2l0ejjMisti
FMis the Slonczewskii-like
term associated to the SHE, and bi
ST¼lBP
ejjMisJi
FMis the STT
coefficient, with Pthe polarization factor and Ji
FMthe density
current flowing directly along the FM layers i¼U;Lfg .niis
the non-adiabatic parameter. Initially, we assume that STT is
negligible ( bi
ST¼0) in the evaluated samples. We will show
in Sec. III B that indeed the STT plays a marginal role on the
current-driven dynamics discussed in the present study.
These 1DM Eqs. (3)–(5)can be directly expressed in the
same manner as done in the supplementary information of
Ref. 14. Indeed, we verified that using the inputs considered
in the supplementary material of Ref. 14, we reproduce their
results (not shown). Moreover, Eqs. (3)–(5)can be used to
evaluate all the cases considered here solely by proper selec-tion of the inputs: FM coupling ( J
ex>0, with
QL¼QU¼61); AF coupling ( Jex<0, with QL¼61 and013901-3 Alejos et al. J. Appl. Phys. 123, 013901 (2018)QU¼71), and the single FM layer case ( Jex¼0, with
QL¼61 and QU¼0¼MU
S¼DU¼aU¼hU
SH¼bU
ST). In
the present work, Eqs. (3)–(5)are numerically solved using a
commercial software.25
III. RESULTS FOR PERFECT STRIPS
A. Current-driven DW motion in the absence of
longitudinal fields
We first describe the current-driven DW motion along
perfect and straight systems. Representative snapshots of thelocal magnetization before and just at the end of a 2-ns longcurrent pulse with amplitude J¼J
HM¼þ2:5T A=m2, are
depicted in Fig. 2. In what follows, the units of the current
density are given in TA =m2indicating 1012A=m2. Figure
2(b) shows the results for a single DW in the single-FM-
layer stack. Figures 2(a) and2(c) correspond to a pair of
DWs, one in each FM layer, equally located, in the case of
the coupled multilayer system: Fig. 2(a) for FM coupling
(Jex>0), and Fig. 2(c) for AF coupling ( Jex<0). Except
the contrary is indicated the magnitude of interlayerexchange coupling is fixed to J
exjj¼0:5m J=m2. Initial chi-
ral N /C19eel4configurations are stabilized in all cases, both in
the single-FM-layer and in the coupled DWs of the FM cou-pling and AF coupling cases. In the latter case, the strongDMI at the HM/LFM interface along with the interlayerexchange interaction between the FM layers are sufficientfor promoting that chiral magnetization textures. The FMcoupling ( J
ex>0) makes domains in both FM layers to
adopt equal orientation, leading to twin up-down (UD) DW
transitions in both layers [Fig. 2(a)]. Conversely, the AF cou-
pling ( Jex<0) promotes configurations where the upper and
lower domains point in opposite directions. This fact resultsin the formation of paired DWs combining both types ofDWs, one UD in one FM layer and one DU in the other FMlayer [Fig. 2(c)].The dynamical behavior of DWs in the three presented
cases shows noteworthy differences. The description of such
a behavior requires the definitions of the internal DW ( U)
and tilting ( v) angles depicted in the inset of Fig. 2. Figure
2(a) presents the results obtained for the FM coupling
between the FM layers ( J
ex>0). In this case, the SOT due
to the SHE acts exclusively on the magnetization of the LFM
layer, pushing forward the DW in this layer. The interlayerexchange FM coupling between both FM layers results in the
simultaneous displacement of the DW in the UFM layer,
which is dragged by the movement of its counterpart in theLFM layer. The behavior is rather similar to the single-FM
case shown in Fig. 2(b), since the inner magnetization of
both DWs rotates from the initial N /C19eel configuration similar
to the single-FM case. Note also that in these two cases, the
DW plane is significantly tilted due to the current. The tiltingincreases with Jand it is reduced in the FM coupling case
with respect to the single FM layer case.
The case in Fig. 2(c) corresponds to the interlayer AF
coupling ( J
ex<0). An antiparallel alignment of the magnet-
izations in the LFM and the UFM layer occurs, both within
the domains and inside the DWs. Now again the movement
of the DW in the LFM drags the DW in the UFM due to the
AF coupling, but the highest displacements are reached. Itcan be checked in Fig. 2(c)that the antiparallel alignment of
the magnetizations within such paired DWs almost holds
during the whole dynamics, then keeping the direction of themagnetizations along the longitudinal one, that is, the paral-
lel/antiparallel alignment of the current flow and the magne-
tization within the DWs, depending on the type of the DW.
Interestingly, no DW tilting is observed for this AF coupling
case.
The DW dynamics is, in all cases, determined by a set
of terminal values of the DW velocity ( v), the DW angle ( U),
the tilting angle ( v), and the DW width ( D). In other words,
after a short transient all these observables reach a steady-
FIG. 2. Micromagnetic snapshots of the initial ( t¼0) and final (at t¼2 ns) states of the DWs in FM layers in the following cases: (a) FM coupling ( Jex>0),
(b) single-FM-layer, and (c) AF coupling ( Jex<0). UFM and LFM layers are simultaneously shown in cases (a) and (c). The amplitude of the current
pulse along the HM layer is J¼þ2:5T A=m2. No spin current is acting on the UFM layers. Other material parameters are given in the text and in the caption
of Fig. 1. The thin red arrows show the DW displacements. The black thick arrows represent the orientation of the magnetization within the DW in the single-
FM-layer case, while the blue and red thick arrows represent the orientation of the magnetization within the DWs in the UFM and LFM layers, respectivel y,
for the coupled systems. Perfect samples and zero temperature are considered here. The inset depicts the definition of the DW angle Uand the tilting angle v
as the angles formed, respectively, by the magnetization ~mDWwithin the DW, and the normal ~nDWto the DW, with respect to the longitudinal axis.013901-4 Alejos et al. J. Appl. Phys. 123, 013901 (2018)state (or terminal) regime with constant values. We checked
that the terminal steady-state regime is completely reached
within the first 2 ns of the current application (see Sec. III C),
and therefore, this time was adopted to evaluate the terminal
values of the mentioned observables. Uandvare computed
from the terminal magnetization snapshots (at t¼2 ns). The
DW width Dis computed according to Thiele’s definition.21
The dependence of these terminal values on the current
amplitude is shown in Fig. 3for the three considered cases:
(a) FM coupling ( Jex>0), (b) single-FM-layer, and (c) AFcoupling ( Jex<0). In the first two cases, Figs. 3(a)and3(b),
the velocity asymptotically increases as the DW magnetiza-
tion angle ( U) approaches a Bloch configuration (i.e., a rota-
tion of690/C14, depending on the wall type) as Jincreases.
The variation of the internal DW angles is rather similar for
both the FM coupling and the single-FM-layer cases [seegraphs in Figs. 3(a) and3(b)]. In fact, the results of the DW
magnetization angle Uobtained for the latter case almost
exactly overlap those corresponding to the LFM layer if theyare plotted within the same graph (not shown). Since the
FIG. 3. lMresults of the current driven DW motion for the three evaluated cases: (a) FM coupling ( Jex>0), (b) single-FM layer, and (c) AF coupling
(Jex<0). The dependence on the applied current Jof the terminal values of the DW velocity, the DW angle, tilting angle, and the DW width, which are shown
from top to bottom graphs. These values were computed at t¼2 ns. The parameters are those given in the text. The term UD (DU) within the legends refer to
the DW magnetization transition in the LFM from up-to-down (from down -to-up) along the positive direction of the longitudinal axis ( x-axis). Perfect samples
and zero temperature conditions are considered here.013901-5 Alejos et al. J. Appl. Phys. 123, 013901 (2018)SHE acts exclusively on the LFM layer, and this layer and
the single-FM layer have been chosen to exactly share thesame set of geometrical and intrinsic parameters, it can beconcluded that the driving force due to the SHE acquires arather similar magnitude in both cases. However, the termi-nal velocity ( v
st) is much slower for the FM coupled system
than in the latter case. This result can be understood as alower mobility of the paired DWs in the coupled system ascompared with that of the DW in the single-FM-layer. The1DM indeed provides a clue to satisfactorily explain thislower mobility. Micromagnetic ( lM) simulations show that
after a short transient, the DWs adopt the steady-state regime(_U¼0) for the three evaluated cases. By imposing the
steady state condition ( _U¼0) in the 1DM Eqs. (3)–(5),a n
analytical expression is deduced for the terminal DW veloc-ity (v
st) of the single FM layer18
vst¼p
2c0D
a/C22hhSHJ
2el0MstFMcosUst; (6)
where Ustis the terminal DW angle ( _U¼0, i.e., U!Ust).
Equation (6)indicates that DW terminal velocity for a sin-
gle-FM-layer monotonously increases with J, but with a
decreasing slope as the absolute current is increased.9,18,19
This fact can be explained by the relative orientation of the
magnetization within the DWs ( ~mi
DWorUiwith i:L;U) and
the direction of the electric current flow ( ~JtðÞ¼JtðÞ~ux). In
fact, the closer the direction of the magnetization within theDWs is to the direction of the current flow, the more efficientis the SHE pushing the DWs.
3,18,26However, the spin orbit
torque (SOT) due to the SHE itself promotes the progressivemisalignment of both magnetization and current: as J
increases, the angle U
stasymptotically tends to 90/C14[see
“DW angle vs. J ” graph in Fig. 3(b)], leading to the above-
mentioned decrease of the slope of the DW speed depen-dence on the current amplitude.
18,19
Similarly, an analytical expression can be inferred from
Eqs. (3)–(5)for the steady state (terminal) DW velocity in
FM ( Jex>0) and AF ( Jex>0) coupling cases. In the cases
being studied here, where aL¼aU¼a, no external field is
applied ( Hz¼0), no SHE is acting on the UFM ( HU
SL¼0),
no DMI on the UFM layer ( DU¼0), and by considering sta-
tionary conditions (i.e., when _UL¼0 and _UU¼0, and
vst/C17 _qðÞst), Eq. (3)leads to
vst¼p
2c0D
a/C22hhL
SHJ
2el0ML
sþMU
s/C0/C1tL
FMcosUst
L; (7)
which, except for the term ML
sþMU
s/C0/C1
, is equivalent to Eq.
(6)for a single FM layer. Therefore, the DW velocity is pro-
portional to the driving current and the cosine of the station-ary DW angle U
st
L, and inversely proportional to a weighed-
up sum of the saturation magnetizations of both FM layers,i.e., the sum of M
U
sandML
s. This explains the results for the
FM coupling ( Jex>0) and single FM layer cases shown in
Figs. 3(a)and3(b), where the variation of the DW angles are
similar for both layers in the FM coupling case, and alsovery similar to the ones achieved for a single FM layer.However, the DW velocity is significantly larger for thesingle FM case as only M
L
sappears in the denominator of Eq.
(6), and not ML
sþMU
sas in Eq. (7). Another difference
between cases (a) and (b) can be found in the DW tiltingangle ( v). The FM coupling reduces the tilting angle of the
paired DWs, which is rather similar for both of them, as
compared with the tilting angle of the DW in the single-FMstrip.
A significant contrast characterizes the CDDW dynam-
ics in AF coupled systems ( J
ex<0). The increase of the ter-
minal velocity of the DWs with the current amplitude is in
this case rather linear in the evaluated range, and higher
speeds are reached for the highest currents in the AF cou-pling case [see Fig. 3(c)]. The key for this behavior resides
in the fact that the N /C19eel configuration of the DW in the LFM
layer holds over a large range of applied currents Jjj: the AF
coupling strongly supports the antiparallel alignment of the
internal DW angles [see “DW angles vs. J ” graph in Fig.
3(c)], and the SOT is not sufficiently intense to promote a
significant misalignment between the current flow and the
magnetization within the DWs. Actually, the use of Eq. (7)
derived from the 1DM, yields a rather good approach tocompute this terminal DW velocity, provided the DW angle
in the LFM layer is set to U
st
L/C25180/C14, as it can be seen from
fulllMsimulations [see “DW angles vs. J ” graph in Fig.
3(c)]. However, a slight but progressive slope reduction is
obtained as the current is increased, which can be ascribed to
the increasing misalignment between the magnetizationswithin the paired DW, as the same graph reveals for high
currents. Another important characteristic of this CDDW
dynamics is that DW tilting completely vanishes, so thatDWs hold perpendicular to the longitudinal direction ( x-
axis).
We have shown that the micromagnetic ( lM) results of
the DW velocity vs. Jcan be qualitatively described by the
analytical Eqs. (6)and(7)for the single FM layer and two
coupled FM layers derived from the 1DM, respectively.However, it remains to check if the 1DM is also in quantita-
tive agreement with the lMresults. To evaluate it, we have
numerically solved the 1DM Eqs. (3)–(5)considering the
same inputs parameters as for the lMstudy for the three
evaluated cases: FM coupling, single-FM-layer, and AF cou-
pling. First of all, it has to be noted that the micromagneti-cally computed DW width ( D) dependence on Jshown in the
bottom graphs of Fig. 3indicates that Dalmost remains inde-
pendent on J. The lMvalue agrees with the analytical pre-
diction of the DW width, which can be estimated from
D¼ffiffiffiffiffi ffi
A
Keffq
, where Keff¼KL
u/C01
2l0ML
s/C0/C12, resulting in a
value of D/C257:3 nm. The lMresults are compared to the
1DM predictions in Fig. 4.
A ss h o w ni nF i g . 4, the 1DM predictions are in a good
qualitative agreement with the lMresults, both for the DW
velocity and the DW angles. The discrepancies between the
lMand the 1DM results in the single FM layer [Fig. 4(b)]
can be attributed to the approximated description providedby the 1DM, which neglects, among other aspects (such as
the approximated description of the shape anisotropy field,
for instance), the DW tilting observed in the lMresults.
Indeed, we notice that taking into account the DW tilting in
the 1DM (see Refs. 10and18, for details) results also in a013901-6 Alejos et al. J. Appl. Phys. 123, 013901 (2018)good quantitative agreement with the lMresults for the sin-
gle FM layer [see the blue curves in the graphs of Fig.
4(b)]. Regarding the FM coupling case [Fig. 4(a)], the
quantitative disagreement between 1DM and lMresults
should be additionally ascribed to the magnetostatic inter-
action between the two FM layers, which is not taken into
account in the 1DM Eqs. (3)–(5), and to the approximated
description of the shape anisotropy fields ( Hi
k/C25Mi
sNx
¼ti
FMlog2ðÞ
pDMi
s)24considered by the 1DM. Note that this 1DM
description does not take into account the width wof the
FM strips. On the other hand, the agreement between the
lMand the 1DM results for the AF coupling case [Fig.
4(c)] looks remarkable also from a quantitative point of
view. However, this fit required to re-scale the DW width
in the 1DM, which contrary to the other two cases, was settoD/C252:3 nm. Note that this value is not justified by the
analytical prediction ( D/C257:3 nm) nor by the lMresults
shown in bottom graphs of Fig. 3(c). It has to be also
noticed that by imposing D/C257:3 nm as the input for AF
coupling case, the DW velocity predicted by the 1DM over-estimates the lMresults of “DW velocity vs. J”b yaf a c t o r
of/C243 (not shown), whereas the dependence of “DW angle
vs. J” is hardly affected. For these reasons, we will continue
analyzing hereafter the current-driven DW dynamics along
multilayers with two FM layers adopting a full micromag-netic description, which naturally accounts for the 3D
dependence of the magnetization, including the magneto-
static interaction between them and the eventual DW
tilting.B. The influence of the spin transfer torques on the
current-driven DW motion
In previous discussion, we have assumed that the most of
the current flows along the HM, so the only driving force on
the DWs is due to the spin Hall effect (SHE), which drivesDWs along the current direction for the chiral DW nature con-
sidered in the present study (left-handed chirality imposed by
the DMI). However, the current could also partially flow alongthe FM layers, and consequently the conventional adiabatic andnon-adiabatic spin transfer torques (STTs) could also contribute
to the current-driven DW dynamics. In order to explore the
influence of these STTs, we have evaluated the DW dynamicsalong the same systems studied before (Single-FM-layer stack,
HM/FM/Oxide, and the multilayers with two FM layers HM/
LFM/Spacer/UFM, with AF coupling) by considering that theFM layers are also submitted to the same current density as
the HM, J
i
FM¼JHMfori:L;U. The spin polarization factor of
the STT is P¼Pi¼0:5 for both FM layers. The geometries
and materials parameters considered in Sec. III A have been
also adopted for this analysis. The results for the terminal DW
velocities as a function of the current density J¼Ji
FM¼JHM
are shown in Figs. 5(a)and5(b) for the single-FM-layer stack
and the multilayer HM/LFM/Spacer/UFM with AF
coupling ( Jex¼/C00:5m J=m2), respectively. Three different
values of the non-adiabatic parameter are considered:n¼n
L¼nU:0;a¼0:1;and 2 a¼0:2, and the results
are compared to the ones computed in the absence of
STT ( P¼0), where the only driving mechanism is due to the
SHE.
FIG. 4. lMresults and 1DM predictions of the current driven DW motion for the three evaluated cases: (a) FM coupling ( Jex>0), (b) single-FM layer, and
(c) AF coupling ( Jex<0). The dependence on the applied current Jof the terminal values of the DW velocity and the DW angle is shown from top to bottom
graphs. The parameters are those given in the text. The DW width for the AF coupling ( Jex<0) was needed to be rescaled to D/C252:3 nm in the 1DM in order
achieve quantitative agreement with lMresults. For the two other cases, FM coupling ( Jex>0) and single-FM layer, the input value of the DW width was
D/C257:3 nm, as predicted by the analytical formula D¼ffiffiffiffiffiffiffiffiffiffiffiffiffi
A=Keffp
. Perfect samples and zero temperature conditions are considered. The blue lines in (b) corre-
spond to the 1DM results obtained taking into account the DW tilting (see Ref. 18for details). The inset in the bottom graph of (b) represents the DW tilting as
function J.013901-7 Alejos et al. J. Appl. Phys. 123, 013901 (2018)The STT pushes the DW along the electron flow (against
the current). As commented, for the single-FM-layer stack[Fig. 5(a)], the DW velocity due to the SHE (which drives
the DW along the current direction) increases monotonously
up to asymptotic saturation with Jin the absence of STTs
[P¼0, black dots in Fig. 5(a)]. When the STT is taken into
account, the DW velocity decreases for a given current. This
velocity reduction is larger as the non-adiabatic parametersincreases from n¼0 [open red symbols in Fig. 5(a)]t o
n¼2a¼0:2 [open blue symbols in Fig. 5(b)]. Figure 5(b)
also shows that the DW velocity reaches a maximum for agiven current, and for large currents the DW velocity starts
to decrease again. These results indicate that the STTs act
against the SHE, reducing the magnitude of the DW velocity,which is along the current direction.
For the HM/LFM/Spacer/UFM with AF coupling, the
perfect adiabatic STT [ P¼0:5;n¼0, red open symbols in
Fig. 5(b)] does not significantly modify the DW velocity.
Under non-adiabatic conditions [ P¼0:5;n>0, filled green
and blue open symbols in Fig. 5(b)], the DW velocity
decreases with respect to the zero STT case ( P¼0). We
confirmed that the DWs in the LFM and in the UFM layersmove coupled even in the presence of STTs as due to the
strong interlayer exchange coupling ( J
exjj¼0:5m J=m2).
Contrary to the single-FM-layer stack, the DW velocityincreases monotonously with J, and the slope of this increas-
ing is reduced as the non-adiabatic parameter nincreases.
This indicates that the main driving force in these AF cou-pled multilayers is still the SHE due to the current along the
HM. In the rest of the discussion, we will neglect STTs for
different reasons. Several experimental works,
27,28have
shown that the STT is indeed negligible in these systems.
Moreover, the experiments2showing DW motion along the
electron flow in high PMA systems are consistent with theperfect adiabatic conditions ( n¼0), and this case has shown
to play a marginal role for multilayers with AF coupling
[Fig. 5(b)]. On the other hand, we have also considered that
the same current flowing through the HM is also flowing
through the ultrathin FM layers. This is surely an exaggera-
tion, as the electrical resistivity of the FM should be largerthan the one of the FM layers. In a more realistic case, the
density current along the FM layer must be smaller than the
one along the thicker and low-resistivity HM, andconsequently the STT should play a marginal role. For these
reasons, we will not take into account the STTs in the rest of
the manuscript.
C. Inertia effect on the current-driven DW motion
In Secs. III A andIII B, we have plotted the terminal
DW velocity reached by the DWs after application of con-
stant density current. Such values were obtained at tp¼2 ns,
which was found sufficient to achieve the steady-state termi-
nal DW velocity. It is also interesting to evaluate the DW
dynamics once the current pulse is turned off. The current-driven DW dynamics due to their own inertia has been stud-
ied in systems with in-plane magnetization by Thomas
et al.
29and Chauleau et al. ,30where the DW motion when
the current pulse was turned off was essentially ascribed to
the gyrotropic dynamics of the vortex DW configurations.
Vogel et al.31shown that the DW motion induced by nano-
second current pulses in Pt/Co/AlOx multilayers with per-
pendicular magnetic anisotropy exhibits negligible inertia.
More recent studies by Torrejon et al.19have shown that
inertia effects result in a DW motion even when the current
is switched off in high PMA systems with low damping. Our
aim here is just to evaluate the inertia in HM/LFM/Spacer/
UFM stacks, with FM ( Jex>0) and AF ( Jex<0) coupling,
and to compare this “after-effect” to the single-FM-layer
stack. To do it, we applied the current pulse at t¼0, and
monitor the temporal evolution of the DW position and the
DW velocity along perfect samples (without disorder) and at
zero temperature. The results are shown in Figs. 6(a) and
6(b). For a single-FM-layer [open circles in Figs. 6(a) and
6(b)], the DW takes some time to reach its terminal velocity
from t¼0. It also takes some time to reduce its velocity to
zero once the current pulse is switched off at t¼tp¼2 ns.
As expected, these acceleration and deceleration times
increase for the FM coupling case [black squares in Figs. 6(a)
and6(b)] with respect the single FM layer stack. This is due
to the larger effective DW mass of the FM coupled system as
compared to the single-FM-layer stack.19Interestingly, the
acceleration and deceleration times are significantly short for
the system with AF coupling [blue triangles in Figs. 6(a)and
6(b)], which constitutes an additional advantage of these sys-
tems for some applications: DWs in these AF coupled stacks
FIG. 5. lMresults showing the dependence on the applied current J¼Ji
FM¼JHMof the terminal DW velocity the current driven DW motion for (a) single-
FM layer stack and (b) AF coupling ( Jex<0) in the presence of STTs. The spin polarization factor of the STTs is P¼0:5 for both FM layers, and different
values of the non-adiabatic parameter are evaluated: n¼nL¼nU:0;a;and 2 a. The duration of the current pulse is tp¼2 ns, and the velocity values corre-
spond to the terminal state at t¼tp¼2 ns. Perfect samples and zero temperature conditions are considered.013901-8 Alejos et al. J. Appl. Phys. 123, 013901 (2018)can be accelerated and decelerated faster as their single-FM-
layer and FM coupled counterparts.
D. Current-driven DW motion under longitudinal fields
Another revealing study of the consequences of the AF
coupling between the two FM layers is the dependence ofDW motion on the application of an in-plane longitudinalfield ( B
x) for a given injected current. This lMstudy has
been then performed by taking a 2-ns long current pulse of afixed amplitude of J¼2:5T A=m
2, with either positive
(J>0) or negative ( J<0) polarity. Again steady-state ter-
minal values of DW observables are presented here. Withinthis context, positive (negative) fields mean applied fieldsdirected along the positive (negative) x-axis. The three men-
tioned cases: FM coupling ( J
ex>0), single-FM-layer, and
AF coupling ( Jex<0) have been also evaluated. The results
are shown in Fig. 7.
As it has been previously mentioned, the FM coupling
between both FM layers ( Jex>0) leads to the formation of
twin DWs in both FM layers, that is, with their magnetizationsperfectly aligned within the DW transition. This is a crucialpoint, since both magnetizations are similarly affected by theapplication of the longitudinal field B
x, either by reinforcing
the alignment of the magnetization ( ~mDW) and the current
flow ( ~JtðÞ¼JtðÞ~ux), or by promoting their misalignment.
This can be checked in the graphs of Fig. 7(a). In these graphs
and the ones in Fig. 7(c), the terms UD and DU within the
legends are used to refer to the magnetization transition asso-ciated to the DW in the LFM, which can go, respectively,from an up- d o m a i nt oa down -domain (UD) and from a down -
domain to an up-domain (DU), along the positive direction of
the longitudinal axis ( x-axis). According to the previous dis-
cussion, the velocity of a DU (UD) DW increases (decreases)for positive fields ðB
x>0Þand positive currents ( J>0).
Conversely, the velocity of a UD (DU) DW increases
(decreases) for Bx<0a n d J<0. The other cases combining
different signs of the field and the current flow can be straight-forwardly derived. The cases when the application of the fieldleads to an absolute decrease of the DW speed reach a pointwhere the DWs freeze and no displacement occurs. Note thatthe FM coupling reduces the longitudinal field at which zeroDW velocity is achieved with respect to the single FM layercase [compare top graphs in Figs. 7(a) and7(b)]. This is a
clear sign of the magnetostatic interaction between the inter-nal magnetic moments inside the DWs in the LFM and theUFM, which promotes their antiparallel alignment against theFM coupling. Further increase of the applied field magnitude
promotes the inversion of the chirality of the DWs and the
subsequent inversion of the direction of DW displacement.
This behavior is qualitatively similar to that of a DW in a sin-
gle-FM-layer [Fig. 7(b)].
Different from this behavior, an absolute decrease of the
DW velocity is obtained under the application of the longitu-
dinal field for the AF-coupled system ( J
ex<0). As it has
been shown, in the absence of driving force ( J¼0), the mag-
netizations within the coupled DWs of the LFM and the UFM
layers tend to be aligned antiparallel along the x-axis
(UL/C25180/C14andUU/C250/C14). The longitudinal field promotes
the progressive misalignment with respect to the x-axis, inde-
pendent of its sign. Therefore, due to the reduced SOT effi-
ciency for such a misalignment, the velocity decreases as Bxjj
increases. In general, it can be observed that the DW tilting isnot null in the presence of in-plane fields [see graphs in Figs.
7(a),7(b) and7(c)]. Additionally, the DW width does not
remain constant under B
x(see bottom graphs in Fig. 7).
We have also evaluated the 1DM predictions for the
current-driven DW motion in the presence of longitudinal
fields. The 1DM results are collected and compared to the lM
results in Fig. 8. A good qualitative agreement is achieved for
the three cases. The quantitative discrepancies are due to the
same limitations discussed above for the pure current-driven
case: the 1DM does not take into account the DW tilting angle
nor the magnetostatic interaction between the two FM layers.
Moreover, it assumes that the DW width is fixed, which is not
the case of the full lMresults shown in the bottom graphs of
Fig.7. Nevertheless, the 1DM gives a good description of the
lMresults provided that the DW width ( D¼2:3nm) is prop-
erly selected for the AF coupling case. The agreement is also
good for the FM coupling and single-FM-layer cases adopting
a constant DW width as deduced from the analytical formula
D¼ffiffiffiffiffiffiffiffiffiffiffiffiffi
A=Keffp
¼7:3 nm.
E. Current-driven DW motion as a function of the
interlayer exchange coupling
Before discussing the case of realistic samples with
imperfections, it is interesting to examine the current-driven
DW dynamics for different values of the exchange coupling
between the layers ( Jex). The lMresults of the DW veloci-
ties of the lower and the upper FM layers are shown in Fig. 9
for two different current density amplitudes J, and for two
different combinations of the saturation magnetization in the
LFM and the UFM layers: (a) ML
s¼MU
s¼600 kA =m and
FIG. 6. lMresults of the temporal evo-
lution of the DW position (a) and the
DW velocity (b) under a current pulse
ofJ¼2T A=m2andtp¼2 ns for the
three evaluated cases: FM coupling(J
ex>0), single-FM layer, and AF cou-
pling ( Jex<0). The same parameters
as in Figs. 2and3are considered. The
depicted results correspond to perfect
samples at zero temperature.013901-9 Alejos et al. J. Appl. Phys. 123, 013901 (2018)(b)ML
s¼600 kA =m and MU
s¼800 kA =m. The gray rectan-
gle indicates the range of Jex;where the DWs in the LFM
and UFL move uncoupled from each other, i.e., DWs in the
LFM and in the UFM depict different velocities. For stronginterlayer coupling, the DWs move coupled, but for small
J
exjj, they move uncoupled. The range of uncoupled DWmotion is different for both evaluated cases, and it is wider
when the FM layers have different saturation magnetization.
Note also that this uncoupled range is not symmetric with
respect to Jex¼0. The fact that the threshold magnitudes of
the interlayer exchange coupling needed for the coupled
DW dynamics are different from the FM ( Jex>0) and AF
FIG. 7. lMresults as a function of the in-plane longitudinal field ( Bx) for the three evaluated cases: (a) FM coupling ( Jex>0), (b) single-FM layer, and (c) AF
coupling ( Jex<0). The dependence on the applied field of the terminal DW velocity, the DW angle, tilting angle, and the DW width is shown from top to bot-
tom graphs. The parameters are those given in the text. The amplitude and the duration of the current pulse are J¼2:5T A=m2andtp¼2 ns, respectively, and
the presented results were computed at t¼2 ns when the terminal regime was already reached. The term UD (DU) within the legends refer to the DW magneti-
zation transition in the LFM from up-to-down (down -to-up) along the positive direction of the longitudinal axis ( x-axis). Representative snapshots are shown in
the bottom graphs for the three evaluated cases. Perfect samples and zero temperature conditions are considered.013901-10 Alejos et al. J. Appl. Phys. 123, 013901 (2018)(Jex<0), coupling cases indicate that indeed the magneto-
static coupling between the layers plays a role in the DW
dynamics. This magnetostatic interaction between the mag-
netization in the FM layers is complex in general. It includesdifferent contributions: Domain-Domain ( ~Hi!j
d;D/C0D), Wall-
Domain ( ~Hi!j
d;W/C0D), and Wall-Wall ( ~Hi!j
d;W/C0W) interactions
where i;j:L;U. (for example, ~HL!U
d;W/C0Wrepresents the mag-
netostatic interaction generated by the internal DW magnetic
FIG. 8. lMresults (dots) and 1DM (both solid and dashed lines) predictions of the current driven DW motion under longitudinal fields ( Bx) for the three evalu-
ated cases: (a) FM coupling ( Jex>0), (b) single-FM layer, and (c) AF coupling ( Jex<0). The dependence on Bxof the DW velocity and the DW angle is
shown from top to bottom graphs. The parameters are those given in the text. The amplitude and the duration of the current pulse are J¼2:5T A=m2
andtp¼2 ns, respectively, and the presented results were computed at t¼2 ns. The DW width for the AF coupling ( Jex<0) was needed to be rescaled to
D/C252:3 nm in the 1DM in order achieve quantitative agreement with lMresults. For the two other cases, FM coupling ( Jex>0) and single-FM layer, the
input value of the DW width was D/C257:3 nm, as predicted by the analytical formula D¼ffiffiffiffiffiffiffiffiffiffiffiffiffi
A=Keffp
. The results correspond to perfect samples and zero
temperature.
FIG. 9. lMresults of the current
driven DW motion for different values
of the exchange coupling parameter
Jexand two applied currents of ampli-
tudes J¼1T A=m2orJ¼2T A=m2.
Two different combinations of the sat-
uration magnetization in the LFM and
UFM are considered: (a) ML
s¼MU
s
¼600 kA =m and (b) ML
s¼600 kA =m
andMU
s¼800 kA =m. The gray range
indicates the range of Jexwhere the
DWs in the LFM and UFL moveuncoupled from each other. The results
were obtained at zero temperature. (c)
and (d) show a schematic representa-
tion of the magnetostatic field created
by magnetization in the ilayer on the j
layer for the AF and FM coupling
cases, respectively. Domain-Domain
(~Hi!j
d;D/C0D), Wall-Domain ( ~Hi!j
d;W/C0D), and
Wall-Wall ( ~Hi!j
d;W/C0W) are shown.013901-11 Alejos et al. J. Appl. Phys. 123, 013901 (2018)moment in the Lower DW on the Upper DW). These interac-
tions, which in general are difficult to isolate from the globalmagnetostatic interaction in the system, are schematicallyshown in Figs. 9(c) and9(d) for and AF ( J
ex<0) and FM
(Jex>0) coupling cases. Note that even in the symmetric
case ( ML
s¼MU
s¼600 kA =m), there is not a complete com-
pensation for AF coupled layers [Fig. 9(c)]: although the
Wall-Wall magnetostatic interaction ( ~Hi!j
d;W/C0W) supports the
AF coupling, and the Domain-Domain ( ~Hi!j
d;D/C0D) interaction
does not. For the FM coupling case [Fig. 9(d)], the magneto-
static interaction between the wall moments ( ~Hi!j
d;W/C0W) acts
against the exchange interlayer coupling, which promotestheir parallel alignment. On the contrary, the parallel align-ment of the magnetization in the Lower and the UpperDomains is assisted by this magnetostatic interaction(~H
i!j
d;D/C0D).
IV. MICROMAGNETIC RESULTS FOR REALISTIC AND
ASSYMMETRIC MULTILAYERS
Most of the former results were obtained for perfect sam-
ples considering two FM layers with identical thickness(t
L
FM¼tU
FM¼0:8 nm) and saturation magnetization ( ML
S
¼MU
S¼600 kA =m). The thickness of the spacer was also
equal to the one of the FM layers ( tL
FM¼tS¼tU
FM¼0:8n m ) .In this section, we study the current-driven DW motion along
realistic strips, i.e., with imperfections (details were given at theend of Sec. II A), and considering different FM layers, with dif-
ferent thicknesses ( t
L
FMandtU
FM) and saturation magnetization
(ML
SandMU
S). The thickness of the spacer is also varied ( tS).
Besides the FM coupling ( Jex>0), single-FM-layer and AF
coupling ( Jex<0) cases, the lMresults collected in Fig. 10
also include the case where the two FM layers are not exchangecoupled ( J
ex¼0, red circles). Note that in the absence of inter-
layer exchange coupling, only the DW in the LFM is displaced
as due to the SHE, which, as already mentioned, in the presentwork is only acting in the LFM layer. Therefore, the red circles
in Fig. 10correspond to the DW velocity in the LFM layer,
whereas the black squares (FM coupling) and blue triangles(AF coupling) represent the DW velocities in both the LFM
and the UFM layers, where they move coupled.
Several important conclusions can be extracted from the
results shown in Fig. 10. First, the DW in the single-FM-
layer case (green triangles) is less sensitive to the imperfec-
tions. Such imperfections introduce a propagation threshold(J
P) for the DW motion in the other cases (HM/LFM/Spacer/
UFM), where the DW dynamics is only driven by the SHE
in the HM and the interlayer exchange coupling. In otherwords, the SHE, acting only in the LFM, must overcome the
DW pinning in both FM layers. In the low current regime
FIG. 10. lMresults of the current driven DW motion along realistic strips for different combinations of the saturation magnetization in the FM layers (a, b,
and c, from top to bottom) and different thicknesses of the layers (1, 2, and 3, from left to right). The magnitude of the exchange coupling parameter is Jexjj
¼0:5m J=m2for the FM ( Jex>0) and AF ( Jex<0) coupling cases and zero for the no coupling case ( Jex¼0). These results were obtained at zero tempera-
ture for realistic samples, with defects included as described in Sec. II.013901-12 Alejos et al. J. Appl. Phys. 123, 013901 (2018)[which is limited by the combination of thicknesses ( tL
FM,tU
FM
andtS) and saturation magnetization values ( ML
SandMU
S)],
the single-FM-layer case is the one depicting higher veloci-ties. However, in the high Jregime, the DW velocity satu-
rates, as it was already explained here and elsewhere.
9,18For
higher values of J, (except for a3 and b3, dominated by a
strong magnetostatic interaction between the internal DWmoments), the largest velocity is achieved for the AF cou-pling case (blue triangles), and the smallest one in the FMcoupling case (black squares). Note, that the DW velocityincreases monotonously with Jin the AF coupling case. The
influence of the disorder is evident for all cases, and in gen-eral, the propagation threshold is magnified in the absence ofexchange coupling between the FM layers (see the redcircles for J
ex¼0). This is expected again as due to the mag-
netostatic interaction between the two dissimilar FM layers.In fact, this interaction promotes the antiparallel alignmentof the internal magnetic moments, and therefore it results inan attractive force between these two DWs, which naturallyexplains the larger propagation threshold of the DW in theLFM in the absence of exchange coupling ( J
ex¼0). For theAF coupling case ( Jex<0) in the high current regime, the
largest velocity is reached when the thickness of the spacer(t
S) is reduced (compare cases 1 and 2 in Fig. 10). Once
more, this is a consequence of the magnetostatic interaction:ast
Sis reduced, the dipolar interaction between the internal
magnetic moments supports their antiparallel alignment
resulting in a larger DW velocity. Also, the DW velocity
increases as the saturation magnetization of the FM layers isequal ( M
L
S¼MU
S¼600 kA =m, compare cases a, b, and c in
Fig.10). This later fact was already qualitative explained by
Eq.(7), where the DW velocity scale with ðML
SþMU
SÞ/C01.
V. CURRENT-DRIVEN MOTION ALONG CURVED
STRIPS
Apart from the larger velocity of the DWs, another
important advantage of using AF coupled layers with respectto the single-FM-layer stacks is the absence of DW tilting (seeFigs. 2and 3). In a single-FM-layer stack, adjacent DWs
depict opposite tilting of their DW plane,
32,33which imposes
a limit in the density of information coded between adjacent
FIG. 11. In-plane geometry to evaluate
the current-driven DW dynamics along
samples with curved parts. The strip
contains three straight sections con-nected by two round-shaped sections. (a)
The values of the geometrical parame-
ters defined therein are: w
r¼512 nm,
ri¼192 nm, ro¼256 nm, hx¼2ro
þwr,a n d hy¼3roþri. (b) Spatial dis-
tribution of the normalized current den-
sity ( ~Jð~rÞ=JuÞalong the heavy metal
(HM) under the lower FM layer. The
color indicates the current density ( ~Jð~rÞ)
normalized to the value in the straight
part ( Ju), where the current is uniform Ju.
FIG. 12. Displacement of a DW train
along a curved strip in a single-FM
strip. The initial state consists of a
given DW train as defined in the upper
straight surrounded by a dashed green
rectangle. The snapshots show the dis-
placement in time of the set of DWs
under the application of a current withamplitude J¼2T A=m
2at a tempera-
ture of T¼300 K. Realistic samples
with defects are considered here. A
DW annihilation process starts at a
time around t¼4 ns in the area sur-
rounded by a solid red square.013901-13 Alejos et al. J. Appl. Phys. 123, 013901 (2018)DWs. Indeed, the DW tilting can result in the annihilation of
adjacent DWs, leading to mischievous effects on the coded
information in a DW-based device. Contrarily, our present
study indicates that when two FM layers are exchange cou-pled by the synthetic antiferromagnet (AF coupling), the DWs
are driven by the current without significant tilting. For possi-
ble applications, trains of DWs must be displaced by the
action of the current not only along straight paths, but also
along curved paths. Accordingly, the motion of trains of DWs
along both a single-FM-layer and a multilayer with two AF
coupled FM layers have been separately studied.
The case of the DW displacement along FM curved
strips constitutes one of the most interesting examples of
application of the previous study. DW tilting limits in much
cases the feasibility of these elements as racetrack memo-
ries,
34since DWs in these strips move at different velocities
at the curved sections, depending on their UD or DU config-
uration. As an example of these curved geometries, a strip
composed of three straight sections and two round-shaped
sections, i.e., an inverse S-shaped element was evaluated. Its
geometry is depicted in Fig. 11(a) . The evaluated dimensions
are given in the caption of Fig. 11.
The current density ~Jð~rÞbecomes non-uniform when it is
forced to flow along curved paths. The current distribution in
the HM under the lower FM layer is shown in Fig. 11(b) ,
which clearly indicates a radial dependence: the current den-
sity~Jð~rÞdepicts an inversely linear dependence on the radius
when it is forced to flow over semicircular arcs. These results
were computed with COMSOL22and taken into account to
evaluate the current driven DW motion. Realistic conditions
have been considered, which include defects in the form of
grains (see details at the end of Sec. II A) and thermal effects
at room temperature ( T¼300 K). Two cases are considered,
a single-FM-layer stack (Fig. 12) and a multilayer with AF
coupling (Fig. 13). In both cases, a series of DWs is initially
placed at one of their ends (see the areas surrounded by a
green dashed rectangle at the upper ends of the strips), thendefining a set of upanddown domains in an identical configu-
ration along both strips. Currents of amplitude J¼2T A=m2
run and push forward the series of DWs in each strip.
Snapshots of the displacement of the DWs are depicted
in Fig. 12for a single-FM-layer. A DW annihilation event
starts at a time t¼4 ns and takes place at the beginning of
the lower curved section (see the down domain surrounded
by the solid red square). The DWs limiting such a reduced
down domain are moving from right to left in the preceding
straight section, but they reach different velocities as theyenter the curved section.
34This fact, together with the inher-
ent tilting of both DWs, result in the DWs making contact at
their upper end, and then mutually annihilating. Ten different
stochastic realizations of the thermal noise were evaluated,
all of them showing similar annihilation events.
Similar DW trains are also considered in the multilayer
with AF coupling. The results are shown in Fig. 13. The ini-
tial configuration of the DW train holds in both FM layers
along the whole dynamics, so that this DW train successfully
reaches the bottom-lower end without annihilation. Differentfrom the preceding case, the formation of paired DWs in the
LFM and UFM layers, containing both types of DWs, UD
and DU, results in equalized velocities along the curved sec-
tions for the two types of magnetization transitions in these
strips. Additionally, the absence of DW tilting reduces thelikelihood of a contact between adjacent DWs.
In principle, besides the high efficient DW dynamics,
AF-coupling systems can also improve the density of packedinformation, coded between adjacent walls. However, a
deeper observation of the images shown in Fig. 13indicates
that the second down domain in the UFM (second updomain
in the LFM) is contracted when arriving at the first curve
(third image in Fig. 13,a tt¼1 ns). Then, this down domain
extends a little bit on the straight line and again contracts at
the second curve. Therefore, it seems that under realistic
conditions (defects and thermal fluctuations) the distance
between adjacent DWs can also vary during the motion even
FIG. 13. Displacement of a DW train
along a curved strip corresponding to
the AF-coupled multilayer. Two analo-
gous DW trains as in Fig. 12are con-
sidered as the initial state in the upper
and lower FM layers, as shown within
the dashed green rectangle in the upper
ends of the UFM and LFM strips. The
snapshots show the displacement in
time of the set of DWs under the
application of a current with amplitudeJ¼2T A=m
2at a temperature of
T¼300 K. Realistic samples with
defects are considered here. The train
of DWs is displaced with the same
velocity along the straight and curve
parts of the strips, and no DW annihi-
lation is observed.013901-14 Alejos et al. J. Appl. Phys. 123, 013901 (2018)for the AF coupling case, and consequently it is needed to
evaluate the distance between adjacent DWs for realistic
conditions. In order to get further insights into this behavior,we have also evaluated the dynamics of two DWs within
each FM layer starting from different distances between
them ( d
0). We monitor the evolution of the distance between
these DWs at five different points along the curved sample.
These points are labeled with letters in Fig. 14(a) , which cor-
responds to an initial state where two DWs are initially sepa-rated by d
0/C25130 nm. The snapshots shown in Fig. 14(a)
were obtained in the presence of a disorder (see disorder
details in Sec. II A) but at zero temperature ( T¼0). It can
be visually checked that the initial distance between the 2DWs does not change as they are driven along the track [see
also Fig. 15(a) ]. However, in the presence of thermal noise
atT¼300 K, we notice that the distance between the DWs
slightly changes: see Figs. 14(b) and14(c) , which correspond
to two different stochastic realizations and the same grain
pattern. We recorded the temporal evolution of the out-of-plane component of the magnetization at the same five points
indicated in Fig. 14(a) :m
zi;tðÞ with i:A;B;C;D;andE. The
FIG. 14. Displacement of two DWs along the AF-coupled multilayer under
the application of a current with amplitude J¼2T A=m2. The snapshots
correspond to the LFM and show the temporal displacement of two DWs:
(a) Sample with disorder in the form of grains at zero temperature. (b) and
(c) correspond to two different stochastic realizations computed at room
temperature for the same grain pattern as in (a).
FIG. 15. Temporal evolution of the out-of-plane magnetization ( mzði;tÞ)
at five different points ( i:A, B, C, B, and E) along the LFM layer of the
AF-coupled multilayer under the application of a current with amplitudeJ¼2T A=m
2for three cases: (a) sample with disorder and at T¼0. (b)
and (c) correspond to the same grain pattern as in (a) but for two different
stochastic realizations of the thermal noise at T¼3 0 0 K .( a ) ,( b ) ,a n d( c )
correspond to the snapshots shown in Fig. 14.( d )DtS¼tDU
s/C0tUD
sas
defined in the text at different points (A, B, C, B, and E) along the LFMlayer of the AF-coupled multilayer under the application of a current withamplitude J¼2T A=m
2. These points are marked in Fig. 14. The open
symbols correspond to different grain patterns and different stochasticrealizations of the thermal noise. The red symbols depict the average overgrains patterns and thermal realizations and the blue symbols are the zerotemperature results.013901-15 Alejos et al. J. Appl. Phys. 123, 013901 (2018)results of mzi;tðÞ vs.tcorresponding to the cases depicted in
Figs. 14(a) ,14(b) and14(c) are shown in Figs. 15(a) ,15(b)
and15(c) . In order to provide a quantitative estimation of the
temporal evolution of the distance between the DWs, we
computed the difference in the switching (DW passage)
times at the mentioned points: DtS/C17tDU
S/C0tUD
S, where tDU
S
andtUD
Scorrespond to the times at which the left (DU) and
the right (UD) DWs pass across the mentioned points. Thistemporal interval Dt
Sconstitutes a measure of the distance
between the DWs as they are driven along the track. As it isshown in Fig. 15(d) ,Dt
Sdoes not vary from point to point at
zero temperature [blue dots in Fig. 15(d) ].
In order to provide an statistically description of this
thermally activated dynamics, we evaluated three differentgrain patterns and three different stochastic realizations ofthe thermal noise at T¼300 K. The corresponding results of
Dt
Sat the mentioned points are shown by open symbols in
Fig. 15(d) , which indicates that the distance between the
walls changes for different grains patterns and temperaturerealizations. However, the mean distance averaged overthese grains patterns and stochastic realizations [red squaresin Fig. 15(d) ] is hardly dependent on the point along the
track. We have performed a similar study starting from two
DWs initially separated by d
0/C2560 nm, and we verified that
the DWs can collapse for some of the evaluated stochasticrealizations. Therefore, this imposes a limit in the density ofpacked information even for the AF coupling stacks.Although further studies are needed to evaluate others sam-ples with different strip width and curvature radius, our anal-ysis suggests that the AF coupled multilayers could be usedto efficiently drive trains of highly packed DWs.
VI. CONCLUSIONS
The current-driven DW motion has been studied by
micromagnetic simulations in multilayers with two ferromag-netic layers separated by a spacer. These layers are coupledby the interlayer exchange coupling, which depending on itsmagnitude and sign, can generate ferromagnetic (FM) or anti-ferromagnetic (AF) coupling between them. The interfacialDzyalozinskii-Moriya interaction is only required at the inter-face between the heavy metal layer and the lower ferromag-netic layer, and provides the magnetization domain walltexture with adequate chirality. The results are compared tothe ones obtained for the single-ferromagnetic-layer case and
qualitatively explained in terms of analytical expressions
deduced from the one-dimensional model. However, thethree-dimensional space micromagnetic description allows forunraveling some details of such dynamics that are not fullyaccessible from a one-dimensional description, even thoughthe latter approach may draw rather good qualitative results.For low currents in perfect samples, the driving force resultingfrom spin-orbit torques (spin Hall effect) is not capable ofimpelling paired walls as efficiently as domain walls in thesingle-ferromagnetic-layer stack. Indeed, domain walls in theupper ferromagnetic layer are dragged by the moving walls in
the lower ferromagnetic layer, because of the interlayer
exchange coupling, which results in this lack of effectiveness.For higher currents, the coupled walls associated to the FMcoupling present an analogous behavior to that of domain
walls in the single layer stack, i.e., the domain wall velocitysaturates as the current is increased.
On the other hand, the AF coupling results in a high
velocity of the coupled DWs, which are driven without sig-nificant tilting by the spin Hall effect from the heavy metal.The antiferromagnetic coupling promotes the antiparallelalignment of the internal DW moments in the lower and inthe upper layers, both depicting a chiral N /C19eel configuration.
As a consequence of that, the DW increases monotonouslywith current density. The velocity of the AF coupled DWs isenhanced as the saturation magnetization of the layersbecomes similar in magnitude, and when their valuesdecrease, full realistic micromagnetic simulations indicate afaster coupled DW motion when the thickness of the spacerbetween the FM layers is reduced, and also when theselayers exhibit equal saturation magnetization. While thislater observation can be qualitatively described by the simpleone-dimensional model, the first one is a direct consequenceof the magnetostatic interaction between the internal mag-netic moments of the DWs, which supports the antiparallelorientation between the internal magnetic moments in theAF coupling case. The conventional spin transfer torques do
not significantly perturb the current-driven DW dynamics
generated by the Slonczewski-like spin-orbit torque in AFcoupled stacks, at least under perfect adiabatic conditions. Itwas also observed that inertia effects are significantlyreduced in AF coupled stacks with respect to the single-FM-layer and FM coupling cases. The high efficiency of thecurrent-driven DW dynamics in these AF systems is alsocoherent with the results obtained under in-plane longitudi-nal applied fields, which are also presented here.
Our micromagnetic simulations also indicate that
up–down anddown –updomain walls move with different
velocities along a single-FM-layer stack with curved parts.Moreover, domain wall tilting constitutes another importantissue that interferes with the proper working of DW-basedracetrack memories. This is particularly critical in the caseof single-FM-layer stacks with curved parts, since this tiltingmay give rise to domain wall annihilation, and consequently,imposes a limit for the high density packing of domain walls.Our micromagnetic simulations have also revealed antiferro-magnetic coupling as a sound ally to avoid tilting and, conse-quently, to help the safe displacement of domain walls alongsuch curved geometries. For these antiferromagnetic coupledstacks, up–down anddown –upwalls move with the same
velocity along curved tracks at zero temperature. However,very close DWs can collapse even for AF coupling stacksunder realistic conditions. The variation of the relative dis-tance between adjacent walls is due to thermal fluctuations.
Therefore, further systematic theoretical and experimental
studies are needed to evaluate this limitation for strips withdifferent widths and curvature radius.
ACKNOWLEDGMENTS
This work was supported by Project WALL, FP7-
PEOPLE-2013-ITN 608031 from the European Commission,Project MAT2014-52477-C5-4-P from the Spanish government,013901-16 Alejos et al. J. Appl. Phys. 123, 013901 (2018)and Projects SA282U14 and SA090U16 from the Junta de
Castilla y Leon.
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5.0028918.pdf | J. Appl. Phys. 128, 220902 (2020); https://doi.org/10.1063/5.0028918 128, 220902
© 2020 Author(s).Spin-gapless semiconductors: Fundamental
and applied aspects
Cite as: J. Appl. Phys. 128, 220902 (2020); https://doi.org/10.1063/5.0028918
Submitted: 08 September 2020 . Accepted: 21 November 2020 . Published Online: 09 December 2020
Deepika Rani ,
Lakhan Bainsla ,
Aftab Alam , and
K. G. Suresh
Spin-gapless semiconductors: Fundamental and
applied aspects
Cite as: J. Appl. Phys. 128, 220902 (2020); doi: 10.1063/5.0028918
View Online
Export Citation
CrossMar k
Submitted: 8 September 2020 · Accepted: 21 November 2020 ·
Published Online: 9 December 2020
Deepika Rani,1,2
Lakhan Bainsla,1,3
Aftab Alam,1,a)
and K. G. Suresh1,b)
AFFILIATIONS
1Department of Physics, Indian Institute of Technology Bombay, Powai, Mumbai 400076, Maharashtra, India
2Department of Physics, Indian Institute of Technology Delhi, Delhi 110016, India
3Physics Department, University of Gothenburg, 412 96 Gothenburg, Sweden
a)Electronic mail: aftab@iitb.ac.in
b)Author to whom correspondence should be addressed: suresh@phy.iitb.ac.in
ABSTRACT
Spin-gapless semiconductors (SGSs) are new states of quantum matter, which are characterized by a unique spin-polarized band structure.
Unlike conventional semiconductors or half-metallic ferromagnets, they carry a finite bandgap for one spin channel and a close (zero) gap forthe other and thus are useful for tunable spin transport applications. It is one of the latest classes of materials considered for spintronic devices.A few of the several advantages of SGS include (i) a high Curie temperature, (ii) a minimal amount of energy required to excite electrons fromthe valence to conduction band due to zero gap, and (iii) the availability of both charge carriers, i.e., electrons as well as holes, which can be
100% spin-polarized simultaneously. In this perspective article, the theoretical foundation of SGS is first reviewed followed by experimental
advancements on various realistic materials. The first band structure of SGS was reported in bulk Co-doped PbPdO
2, using first-principles cal-
culations. This was followed by a large number of ab initio simulation reports predicting SGS nature in different Heusler alloy systems. The
first experimental realization of SGS was made in 2013 in a bulk inverse Heusler alloy, Mn 2CoAl. In terms of material properties, SGS shows a
few unique features such as nearly temperature-independent conductivity ( σ) and carrier concentration, a very low temperature coefficient of
resistivity, a vanishingly small Seebeck coefficient, quantum linear magnetoresistance in a low temperature range, etc. Later, several other
systems, including 2-dimensional materials, were reported to show the signature of SGS. There are some variants of SGSs that can show aquantum anomalous Hall effect. These SGSs are classic examples of topological (Chern) insulators. In the later part of this article, we havetouched upon some of these aspects of SGS or the so-called Dirac SGS systems as well. In general, SGSs can be categorized into four different
types depending on how various bands corresponding to two different spin channels touch the Fermi level. The hunt for these different types
of SGS materials is growing very fast. Some of the recent progress along this direction is also discussed.
Published under license by AIP Publishing. https://doi.org/10.1063/5.0028918
I. INTRODUCTION
Spintronics has emerged as the most important topic of
research in the field of magnetic materials today. This is becauseof the immense application potential that this field offers.Chronologically, the first and foremost type of materials identified
as spintronic materials is the half-metallic ferromagnets (HMFs).
Subsequently, novel classes of materials such as dilute magneticsemiconductors (DMSs), spin-gapless semiconductors (SGSs), andvery recently spin semimetals, which are the spin analogs of gaplesssemiconductors (GSs) and semimetals, respectively, emerged. The
main role of all these materials is to provide spin-polarized charge
carriers or spin currents. These are primarily ferromagnetic innature and hence the interest in applications. However, due to the
disadvantages such as stray fields of ferromagnets, spin-polarized
antiferromagnets or ferrimagnets are also being investigated these
days. This has given birth to the field of antiferromagnetic spintronics.
Often the difference in the electronic band structure of various mate-rial classes as mentioned above is such that we can “tune ”the system
from one to another with the help of external parameters such as
c o m p o s i t i o n ,p r e s s u r e ,t e m p e r a t u r e ,m a g n e t i cf i e l d ,e t c .A l s o ,au n i q u eand exact identification of the nature of such materials is often difficultin the absence of direct probing of the band structural details. In thisarticle, we focus only on various types of spin-gapless semiconductors,
both in a bulk and thin-film form. We also highlight the experimentalJournal of
Applied PhysicsPERSPECTIVE scitation.org/journal/jap
J. Appl. Phys. 128, 220902 (2020); doi: 10.1063/5.0028918 128, 220902-1
Published under license by AIP Publishing.and theoretical findings made on various SGS materials with a
mention about their application potential. We present a detailed
account of the work done on Heusler alloy based materials and a fewother systems, which have been identified as promising SGS systems.In the light of the recent interest in topological materials, efforts arealso devoted to make use of such properties in achieving potential
SGS materials. This aspect is also covered in this article.
As mentioned above, spin-gapless semiconductors are a special
type of magnetic material, which exhibits a closed gap for one spinband and a finite, non-zero gap for the other.
1,2They can be consid-
ered a combination of gapless semiconductors3and half-metallic
ferromagnets. The latter itself is an interesting class of materials in
the spintronics family with zero density of states (DOS) for one spinchannel and finite DOS for the other at the Fermi level, giving riseto 100% spin polarization. Figure 1 shows the schematic pictures of
the density of states for half-metallic ferromagnets and spin-gapless
semiconductors along with gapless semiconductors. Due to the
unique electronic structure of SGS materials, the conducting (free)carriers are not only fully spin polarized but are also easily excitedbecause of the gapless nature of one of the spin channels. Also, ascompared to the conventional semiconductors, the charge carriers
have high mobility in these materials. At the same time, their elec-
trical conductivity is lower than that of HMFs and hence advanta-geous with regard to spin injection to semiconductors (i.e., a betterconductivity match). These features lead to peculiar transport prop-
erties and thus offer novel functionalities in the field of spintronics.
SGS materials exhibit novel properties such as (i) only a very smallamount of energy is required to excite electrons from the valenceband (VB) to the conduction band (CB), (ii) the excited charge car-riers, both electrons and holes, can be 100% spin-polarized simulta-
neously, (iii) fully spin-polarized electrons and holes can be easily
separated using the Hall effect, and (iv) the spin-up and spin-downelectrons and holes, with both full spin polarization and tunablecarrier concentrations, can be easily manipulated in their respectivechannels by shifting the Fermi level through gate voltage control.
2
In general, SGSs can be categorized into four different types
depending on how various bands corresponding to two differentspin channels touch the Fermi level.1Schematics of these four SGS
types are shown in Fig. 2 . In type I SGSs [ Fig. 2(a) ], the valence
band maximum (VBM) and the conduction band minimum(CBM) are in the same spin channel (i.e., either spin up or spindown), while there is a gap in the opposite spin channel; i.e., onespin channel is gapless and the other is semiconducting. This cor-
responds to the conventional SGS as mentioned before. In type II
SGSs, the VBM and CBM are in the opposite spin channels [seeFig. 2(b) ]. In this case, there is a gap between the conduction and
valence bands for both the majority and minority electrons, butthere is no gap between the majority electrons in the VB and the
minority electrons in the CB. Also, depending on how the VBM
and CBM touch each other, the bandgap can be direct (if VBMand CBM touch each other at the same k point) or indirect (if theytouch each other at different k points). In type III (type IV) SGSs,the VBM (CBM) is of one spin character, while the CBMs (VBMs)
arise from both spin channels. Thus, in type III SGSs, one spin
channel is gapless and the other one is gapped with the top of VBbeing lower than the Fermi level [see Fig. 2(c) ]. In type IV SGSs,
one spin channel is gapless, while the top of the valence band forthe opposite spin channel touches the Fermi level, which is sepa-
rated from its corresponding CB by a gap [see Fig. 2(d) ].
GS behavior was first predicted in a dilute magnetic semicon-
ductor, PbPdO
2, by X. L. Wang based on first-principles calcula-
tions using local density approximation (LDA).1Also, based on
first-principles calculations, the authors found that Co-substituted
PbPdO 2exhibits the band structure of a type II spin-gapless semi-
conductor [as shown in Fig. 2(b) ].1This was the first report on
spin-gapless semiconductors. Later, SGS nature was confirmedexperimentally in a Co-substituted PbPdO
2thin film based on
magneto-transport properties.4From the applied point of view, this
realization was significant because many of these SGS materialshave a higher Curie temperature (T
C) compared to the other
known spintronic, semiconducting family, namely, DMS.5
However, later based on more accurate hybrid functional calcula-
tions,6it was realized that the ground state of PbPdO 2is rather a
semiconductor (small bandgap). Another breakthrough happenedwith the identification of Heusler alloys with SGS properties. Thesealso have advantages over DMS and other reported magnetic semi-conductors. Many Heusler-based alloys have a stable structure,
high T
C, and high spin-polarization, which make them more suit-
able for applications in spintronics. Theoretically, many Heusleralloys have been identified as SGSs,
1,7–10but only a few have been
confirmed experimentally. The first experimental confirmation of
SGS behavior in the Heulser family was reported in full-Heusler
alloy Mn 2CoAl.11The almost temperature-independent conductiv-
ity, i.e., a very small temperature coefficient of resistivity (TCR)value, a negligible change in the carrier concentration with temper-ature, and a negligible Seebeck coefficient were considered to be the
signatures of a SGS material. Later, SGS nature was confirmed on
the basis of theory and experiment in quaternary Heusler alloys,CoFeMnSi
12and CoFeCrGa,13by Bainsla et al. Fully compensated
ferrimagnetic SGS nature was reported in quaternary Heusler alloyCrVTiAl
14by Venkateswara et al.
Most of the SGS materials predicted so far possess parabolic
energy dispersions. However, for spintronic devices, in comparisonwith parabolic-like SGSs, Dirac-like SGSs (DSGS) would be a better
FIG. 1. Schematic picture of the density of states for a half-metal (HM), a spin-
gapless semiconductor (SGS), and a gapless semiconductor (GS).Journal of
Applied PhysicsPERSPECTIVE scitation.org/journal/jap
J. Appl. Phys. 128, 220902 (2020); doi: 10.1063/5.0028918 128, 220902-2
Published under license by AIP Publishing.choice because they can lead to low energy consumption and ultra-
fast transport because of their unique linear band dispersion.15,16
In Dirac-like SGSs, the dispersion between energy and momentum
is linear. The effective mass of the electrons can be very low (madesignificantly smaller compared to that of the normal carriers) in a
Dirac-like SGS due to its graphene-like linear dispersion. Thus, it is
highly desirable to find novel, stable DSGSs with an intrinsic 100%spin-polarized Dirac state. The same four types of the gapless para-bolic bands as described above can be realized for DSGS as well as
shown in Fig. 3 . In addition to graphene, the Dirac state was found
to exist in some similar two-dimensional materials such asphosphorene,
17TiB 2monolayers,18and silicene.19DSGS should not
be confused with a Dirac half-metal (DHM). The band structures ofDSGS and DHM are shown in Fig. 4 , and it can be seen that the
Dirac point of DHM is located above (or possibly below) the Fermilevel and does not intersect with the Fermi level, clearly indicating
half-metallic nature. On the other hand, DSGS is essentially defined
by the observation that its conducting band and valence band exactlymeet each other at the Fermi level (called as the Dirac-like gaplessstate) in one spin channel (Sec. III).
20In other words, the DSGS band
structure is more specific than that of DHM in the sense that its Dirac
point should intersect the Fermi leve l rather than simply being located
n e a rt h eF e r m il e v e l .T h eo v e r v i e wo ft h ea r t i c l ei nt h ef o r mo faf l o wchart is shown in Fig. 5 .
II. EXPERIMENTAL SIGNATURES OF SGS MATERIALS
To accurately establish SGS behavior in a material, one
needs careful ab initio calculations and experimental measure-
ments. If not done appropriately, this may sometimes lead to
misleading predictions. One such example is a CoFeMnSi qua-
ternary Heusler alloy, which was earlier predicted to be a half-metal based on simple magnetic measurements and hard x-rayphotoelectron spectroscopy.
21It should be noted that merely sat-
isfying the Slater –Pauling rule does not guarantee the existence
of half-metallic or SGS nature. Also, no concrete idea about the
metallicity or semiconducting behavior of a material can beobtained using x-ray photoelectron spectroscopy measurements.Even though a large number of compounds have been predicted
to show SGS nature, only a few among them have been verified
experimentally. Therefore, it is important to understand the
FIG. 2. Energy band diagrams for four types of spin-gapless semiconductors (SGSs) with parabolic dispersion between energy and momentum: (a) type I, (b) typ e II, (c)
type III, and (d) type IV .
FIG. 3. Energy band diagrams for four types of spin-gapless semiconductors
(SGS) with linear dispersion between energy and momentum: (a) type I, (b)type II, (c) type III, and (d) type IV .Journal of
Applied PhysicsPERSPECTIVE scitation.org/journal/jap
J. Appl. Phys. 128, 220902 (2020); doi: 10.1063/5.0028918 128, 220902-3
Published under license by AIP Publishing.experimental signatures that directly or indirectly confirm the
SGS nature. To be precise, it is not just one experimental observ-able that can guarantee the SGS behavior of a material but rather
a combination of many properties that help in qualifying a mate-
rial to be SGS. Transport measurements give a relatively morereliable information about the SGS behavior of a given material.Qualitatively, the main experimental signatures of a SGS mate-rial include(i) nearly temperature-independent low conductivity ( /difference10
5S/cm),
(ii) relatively low and almost temperature independent charge
carrier concentration ( /difference1019cm/C03),
(iii) a vanishingly small Seebeck coefficient,
(iv) quantum linear magneto-resistance (MR) at low tempera-
tures, and
(v) low anomalous Hall conductivity (approximately up to a
couple of hundred S/cm).
FIG. 4. Schematic band structures of DHM and DSGS. Reproduced with permission from Wang et al ., Appl. Phys. Rev. 5, 041103 (2018). Copyright 2018 AIP
Publishing LLC.
FIG. 5. Flow chart presenting the overview of the article.Journal of
Applied PhysicsPERSPECTIVE scitation.org/journal/jap
J. Appl. Phys. 128, 220902 (2020); doi: 10.1063/5.0028918 128, 220902-4
Published under license by AIP Publishing.Though most of the SGS materials show semiconducting nature
with a very low temperature coefficient of resistivity values, in some
cases such as Mn 2CoAl22and Ti 2MnAl films,23the resistivity shows
metallic type behavior in a low temperature regime, which is mainlyattributed to impurity levels originating from atomic disorder,defects, or off-stoichiometry. Thus, a careful analysis of transport
properties is essential to understand the difference between a half-
metal and a SGS. Another important difference between a half-metaland SGS is the value of anomalous Hall conductivity at room tem-perature. SGSs generally have about one order less anomalous Hallconductivity compared to that of half-metals.
III. THEORETICAL TOOLS
The theoretical predictions of SGS materials are mostly based
on first-principles calculations using Density Functional Theory(DFT). A number of materials, including both monolayer and bulk
materials, have been predicted to exhibit SGS characteristics.
Various DFT packages used so far include Vienna Ab initio
Simulation Package (VASP),
24Spanish Initiative for Electronic
Simulations with Thousands of Atoms (SIESTA),25Cambridge
Sequential Total Energy Package (CASTEP),26DMol3,27ABINIT,28
etc. Among these, the VASP, CASTEP, and ABINIT are based on
plane-wave basis sets for periodic systems, whereas DMol3and
SIESTA are based on atomic orbital basis sets. Approximationssuch as the local density approximation (LDA)
29and the general-
ized gradient approximation (GGA)30are widely used to investigate
2D and 3D materials. Among numerous GGA, the Perdew –Wang
(PW91)31and the Perdew –Burke –Ernzerhof (PBE)32functionals
are routinely used. Although GGA-PBE gives a fair description ofthe electronic properties
33for parabolic-type SGS, its main draw-
back is the inaccurate prediction of bandgaps, which often makes it
inadequate for very complex systems. The situation is more compli-cated in systems in which the electrons tend to be localized andstrongly correlated. To solve this problem, an additional orbital-dependent interaction (the so-called Hubbard U) is taken into
account. In the GGA+U method, GGA-calculations are coupled
with an additional interaction, which is considered only for highlylocalized atomic-like orbitals on the given site, i.e., similar to the“U”interaction in the Hubbard model.
34More recently, hybrid
functional based on a screened Coulomb potential by Heyd,
Scuseria, and Ernzerhof (HSE)35is also used frequently, which yields
a pretty accurate prediction of the magnetic effects and bandgaps forDSGSs. Moreover, in the case of materials containing heavy ele-ments, the spin –orbit coupling effect
36has been considered.
IV. PARABOLIC-TYPE SGS
In this section, we will discuss the theoretically and experi-
mentally proposed parabolic-type SGSs including oxides,half-Heusler, full-Heusler, LiMgPdSn-type quaternary Heusler,
diamond like quaternary compound CuMn
2InSe 4, graphene-like
ZnO, and BiFe 0:83Ni0:17O3.
A. Oxide gapless semiconductor, PbPdO 2
The concept of spin-gapless semiconductors was first verified
in Co-substituted PbPdO 2by Wang based on first-principlescalculations.1PbPdO 2is the first oxide-based gapless semiconduc-
tor. However, pure PbPdO 2is a non-magnetic gapless semicon-
ductor. Wang proposed to replace Pd by Co in one unit cell
(which corresponds to a 25% substitution of Co with Pd) to intro-duce electron spin into the system. Figure 6 shows the spin-
resolved band structure for the Co-doped PbPdO
2.T h eb a n d
structure shows that the valence band maximum of the majority
electrons touches the Fermi level at the Γpoints and the conduc-
tion band minimum of the minority electrons touches the Fermilevel as well but at the U point and between the T and Y points.Thus, the valence band of majority electrons and the conductionband of minority electrons is gapless but indirectly. This band
structure resembles type II spin-gapless band structures, as shown
inFig. 2(b) . It was also found that the d-orbitals from both Co
a n dP da n dt h ep - o r b i t a l sf r o mo x y g e nc o n t r i b u t et os u c ha nindirect spin gapless band str ucture in the Co-substituted
PbPdO
2. With such substitution, one can expect that with
proper elemental substitutions, the spin-gapless features can be
realized in various other gapless or narrow band oxides andnon-oxide semiconductors, ferromagnetic or antiferromagneticsemiconductors, or in conductive ferromagnetic oxides and non-
oxides. Bulk PbPdO
2was experimentally found to be a p-type
gapless semiconductor based on x-ray photoemission and x-rayabsorption spectroscopy.
37In Co-doped Pb(Pd 1/C0xCox)O2,aS G S
state was verified for x ¼0:125 based on the same experimental
probe. On the other hand, as Co concentration increases
(x¼0:25), a gap opens up and causes spin splitting at both the
top of the valence band and the bottom of the conductionband.
38One, however, needs further measurements to confirm
the SGS behavior in this material.
B. Half-Heusler alloys
The half-Heulser alloys having the general formula XYZ crys-
tallize in a non-centrosymmetric C1 bcubic structure with space
FIG. 6. Spin-resolved band structure of Co-substituted PbPdO 2. Majority spin
(solid lines) and minority spin (dashed lines). Reproduced with permission from
Wang, Phys. Rev. Lett. 100, 156404 (2008). Copyright 2008 American Physical
Society.Journal of
Applied PhysicsPERSPECTIVE scitation.org/journal/jap
J. Appl. Phys. 128, 220902 (2020); doi: 10.1063/5.0028918 128, 220902-5
Published under license by AIP Publishing.group F /C2243m (#216). This structure can be derived by filling the
octahedral sites (X) in the tetrahedral ZnS-type (YZ) structure.
The crystal structure consists of three interpenetrating fcc sub-lattices located at Wyckoff positions 4a(0,0,0), 4b(1/2,1/2,1/2),and 4c(1/4,1/4,1/4), respectively, each of which is filled by X, Y,and Z atoms.
39
1. FeMnGa/Al/In
Very recently, Zhang et al.40investigated the structural, elec-
tronic, and magnetic properties of half-Heusler FeMnAl/Ga/In
alloys using first-principles calculations. The authors show that theFeMnGa alloy manifests a band structure of SGS with a finite gapin one of the spin channels and a zero gap in the other, as showninFig. 7 . The strong hybridization between the d-states of the tran-
sition metal atoms is responsible for the gap. Also, the SGS charac-
ter arises due to the redistribution of the electronic states of the Feand Mn atoms originating from the interaction of FeMn-d andGa-p states. The alloy also exhibits fully compensated ferrimagne-tism (FCF) with Fe and Mn moments aligned antiparallel to each
other. Similar band dispersion and compensated moments were
found in the half-Heusler FeMnAl
0:5In0:5alloy.40Thus, both
FeMnGa and FeMnAl 0:5In0:5alloys were found to exhibit fully
compensated ferrimagnetic SGS nature.2.Mn2Si
Zhang et al.41in 2015 predicted fully compensated ferrimagnetic
SGS nature in the Mn 2Si alloy. The band structure of Mn 2Si at its
equilibrium lattice constant calculated by them is shown in Fig. 8 .I ti s
clearly seen that the VBM of the spin-up electrons touches the Fermi
level at the L-point, whereas the CBM of the spin-up electrons andthat of the spin-down electrons touches the Fermi level at the X-pointand thus, there is an indirect zero gap in the spin-up channel. InSec.IV C , we will discuss full-Heusler based SGSs.
C. Full-Heusler based SGSs
Full-Heulser alloys having the general formula X
2YZ crys-
tallize in the L2 1cubic structure with space group Fm/C223m
(#225). The additional X atom, in this case, occupies the
remaining tetrahedral sites in the XYZ structure. Thus, the two
X atoms occupy sites with a tetrahedral symmetry, and the Yand Z atoms occupy sites with an octahedral symmetry. Thus,the full Heusler structure consists of four interpenetrating face-centered cubic (fcc) sublattices located at (0,0,0), (1/4,1/4,1/4),
(1/2,1/2,1/2), and (3/4,3/4,3/4).
42,43In addition to the L2 1type
structure, full-Heusler alloys crystallize in an inverse Heuslerstructure if the atomic number of Y is higher than that of X.
44
In this case, X atoms do not form a simple cubic lattice, and
FIG. 7. (a) Band structure for the majority-spin channel, (b) the spin-resolved density of states (DoS), and (c) the band structure for the minority-spin cha nnel for FeMnGa.
Reproduced with permission from Zhang et al., IUCrJ 6, 610 (2019). Copyright 2019 IUCr Journals.Journal of
Applied PhysicsPERSPECTIVE scitation.org/journal/jap
J. Appl. Phys. 128, 220902 (2020); doi: 10.1063/5.0028918 128, 220902-6
Published under license by AIP Publishing.they occupy the Wyckoff positions 4a(0,0,0) and 4d(3/4,3/4,3/4).
The prototype of this structure is CuHg 2Ti with space group
F/C2243m(# 216). There have been various theoretical and experi-
mental reports on SGS prediction in full-Heusler alloys. In
Subsections IV C 1 –IV C 4 , we discuss the most important
ones in detail. Jakobsson et al.45studied various inverse
Heusler alloys including the spin -gapless semiconductors such
as Mn 2CoAl, Ti 2MnAl, Cr 2ZnSi, Ti 2CoSi, and Ti 2VAs and
found that the inter-sublattice exchange interactions play an
essential role in the formation of the magnetic ground state andin determining the T
C. It was also found that due to the finite
energy gap in one spin channel, the exchange interactionsdecay sharply with the distance, and hence, magnetism of these
SGSs can be described using nearest- and next-nearest-neighbor
exchange interactions alone. W ithin the density functional
theory (DFT), people have also employed GW-approximationsto accurately capture the electron –electron correlation effects
and make a more reliable prediction about the band structure
of the concerned systems.
331. Mn 2CoAl
The electronic and magnetic properties of Mn 2CoAl were
studied by Liu et al.46in 2008 based on first-principles calculations.
The electronic band structure of Mn 2CoAl as predicted by Liu et al.
is shown in Fig. 9 . It is clearly seen that the alloy exhibits a band
structure of a spin-gapless semiconductor with gapless nature in theminority subband. However, at that time, the concept of SGS wasnot known and they classified the alloy as a normal half-metal.Later, Ouardi et al.
11confirmed the SGS characteristics in polycrys-
talline bulk Mn 2CoAl from their experimental findings, and this
was the very first report on the confirmation of SGS characteristicsin Heusler alloys. In this report, the authors found that the alloycrystallizes in the inverse Heusler structure with a saturation magne-tization of 1.93 μ
B/f.u. and a Curie temperature of 720 K. The con-
ductivity behavior of Mn 2CoAl was very unusual and was quite
different from a normal metal or a semiconductor. The conductivitywas found to increase almost linearly with temperature (see Fig. 10 ),
indicating a non-metallic behavior; however, the temperature coeffi-cient of resistivity value was quite low at /C01:4/C210
/C09Ωm/K. Thus,
the conductivity can be considered nearly temperature independentup to 300 K and has a value of 2440 S/cm at 300 K. Also, theauthors found a vanishingly small Seebeck coefficient over a widerange of temperatures (5 K ,T,150 K), which was attributed to
the electron and hole compensation. At 300 K, the alloy exhibits avery small value of the Seebeck coefficient of 2 μV/K (see Fig. 10 ),
unexpected for a normal semiconductor. Figure 10(c) shows the
temperature dependence of carrier concentration, which shows that
it is almost temperature independent, a signature of gapless systems.The authors also found an exceptional effect in magnetoresistanceof bulk Mn
2CoAl, where a sign change was observed at around
150 K. The results of the MR measurements at different tempera-tures as obtained by Ouardi et al. are displayed in Fig. 11 .A tl o w e r
temperatures, the MR is non-saturating and nearly linear even inhigh fields. This nature is similar to that observed in gapless semi-conductors, which are known to exhibit a linear MR. The low tem-perature MR is positive and has a value of /difference10% at 2 K, and above
200 K, it was found to be negative (with a low value) and shows asaturating tendency on the applied field. Thus, temperature inde-pendent conductivity and carrier concentration, a very low Seebeckcoefficient, and linear MR at low temperatures were considered tobe signatures of SGS materials.
In 2013, Jamer et al.
22studied the magnetic and transport
properties of Mn 2CoAl thin films grown epitaxially on the GaAs
(001) substrate using molecular beam epitaxy (MBE). In thisreport, as grown Mn
2CoAl films were found to exhibit tetragonal
distortion and become cubic with postgrowth annealing. Thesefilms were not fully chemically ordered, which was indicated byXRD and magnetization. The films were found to exhibit a metal-like resistivity at low temperatures (T ,200 K) (see Fig. 12 ), which
was assumed to arise from constant carrier concentration, n(T),and decreasing mobility, μ(E) [because ρ(T)=1/n(T) μ(T)] due to
increasing carrier-phonon scattering with increasing temperature.At high temperatures, it decreases with increasing temperature witha maximum at 200 K. The inset of Fig. 12 shows the variation of
MR with temperature at different fields.
22It can be seen that the
FIG. 8. (a) Calculated band structure and (b) the total and atom/spin projected
density of states for Mn 2Si. Reproduced with permission from Zhang et al .,
Europhys. Lett. 111, 37009 (2015). Copyright 2015 IOP Publishing.Journal of
Applied PhysicsPERSPECTIVE scitation.org/journal/jap
J. Appl. Phys. 128, 220902 (2020); doi: 10.1063/5.0028918 128, 220902-7
Published under license by AIP Publishing.MR exhibits a negative value, which arises due to reduction in
random spin-flip scattering with field.
In 2014, Xu et al.47deposited Mn 2CoAl films on a thermally
oxidized Si substrate using a magnetron sputtering system. Unlike
Jamer et al.,22in this report, the authors found that the electrical
resistivity exhibits semiconducting nature in the complete temper-ature regime (5 K –300 K) [see Fig. 13(a) ]. Also, the MR was found
to follow a linear trend as shown in Fig. 13(b) , and this behavior
is similar to that observed in bulk Mn
2CoAl and other gapless
systems. However, unlike bulk Mn 2CoAl, these films do not show
any sign change in MR and have a comparatively low MR. Theabsence of the low temperature positive MR may be due to theshifting of the Fermi level with the deviation in the composition
in films. The inset of Fig. 13(b) shows the variation of MR with
temperature in a field of 5 T, which shows a maximum at around50 K. This behavior is similar to that observed in MBE-grownMn
2CoAl films reported by Jamer et al.22The unusual maximum
in the temperature dependence of MR can be considered a com-
petitive effect between the enhancement of negative MR arising
from spin-dependent scattering and reduction in MR due to sig-nificant impurity scattering at low temperatures.Later, Galanakiset al.
48on the basis of first-principles calculations, found that to
get SGS nature during Mn 2CoAl growth, the occurrence of defects
should be minimized as SGS is destroyed by atomic swaps evenbetween sites with different local symmetry as well as presence of
extra Co. However, SGS nature is retained even in the presence oftetragonal distortion and thus, small lattice deformations arising
due to lattice mismatch will not affect the SGS nature. Another
theoretical report by Chen et al.
49studied the effect of pressure
and found that the SGS nature of Mn 2CoAl is destroyed when the
external pressure is beyond about 25 GPa.
Ludbrook et al.50in 2017 reported the observation of topo-
l o g i c a lH a l ls i g n a li nM n 2CoAl thin films capped by a thin layer
of Pd over a broad temperature range with perpendicular mag-netic anisotropy. This indicates the existence of skyrmions inthese films. Figure 14 s h o w st h a tt h et o p o l o g i c a lH a l ls i g n a le x i s t s
over a wide range of temperature, from 3 K to ambient tempera-
ture. The authors also found that the topological Hall effect van-
ishes at around 280 K which corresponds to the transition toin-plane magnetic anisotropy.
In 2018, Chen et al.
51studied the low temperature transport
properties of epitaxial Mn 2CoAl films grown on MgO(001) sub-
strates by molecular beam epitaxy. This study showed that the resis-
tivity at low temperatures shows T1=2dependence which originated
from disorder-enhanced three-dimensional electron –electron inter-
action. Very recently, Buckley et al.52studied the effect of disorder
in DC magnetron sputtered Mn 2CoAl films. The authors claimed
that the films can be best interpreted as disordered metals rather
FIG. 9. Band structure for (a) the majority-spin channel and (b) the minority-spin channel of Mn 2CoAl. Reproduced with permission from Liu et al ., Phys. Rev. B 77,
014424 (2008). Copyright 2008 American Physical Society.Journal of
Applied PhysicsPERSPECTIVE scitation.org/journal/jap
J. Appl. Phys. 128, 220902 (2020); doi: 10.1063/5.0028918 128, 220902-8
Published under license by AIP Publishing.than spin-gapless semiconductors. This is because the DC resistiv-
ity at 300 K was found to be 200 μΩcm with a negative TCR value
of 0 :7/C210/C07Ω/C0cm=K as expected for a disordered metal. Also,
the conductivity was well described by a weak localization model.To further study the effect of disorder the authors also carried outband structure calculations using DFT and found that as the disor-
der is induced, new states are added in the zero width bandgap
region of majority-spin channel whereas, the minority channel hasa gap making Mn
2CoAl a half-metal. Similar results were also
reported by Xu et al.53based on detailed structural analysis.
2. Ti 2MnAl
Skaftouros et al.8investigated the band structure of inverse
Heusler alloy Ti 2MnAl using first-principles calculations where
they found that the alloy exhibits SGS character, with zero totalmagnetic moment. Thus, the alloy was found to be a fully compen-sated ferrimagnetic SGS. The band structure of Ti
2MnAl is shown
inFig. 15 . Later Feng et al.23studied the magnetic and transport
properties of Ti 2MnAl film grown on Si(001) substrate using
FIG. 10. T emperature dependence of electrical conductivity, Seebeck coeffi-
cient, and carrier concentration for Mn 2CoAl. Reproduced with permission from
Ouardi et al ., Phys. Rev. Lett. 110, 100401 (2013). Copyright 2013 American
Physical Society.
FIG. 11. Variation of magnetoresistance with field for Mn 2CoAl. Reproduced
with permission from Ouardi et al ., Phys. Rev. Lett. 110, 100401 (2013).
Copyright 2013 American Physical Society.
FIG. 12. Resistivity vs temperature for the Mn 2CoAl film grown epitaxially on
the GaAs(001) substrate. The inset shows the magnetoresistance MR(T) at
several magnetic fields. Reproduced with permission from Jamer et al ., Appl.
Phys. Lett. 103, 142403 (2013). Copyright 2013 AIP Publishing LLC.Journal of
Applied PhysicsPERSPECTIVE scitation.org/journal/jap
J. Appl. Phys. 128, 220902 (2020); doi: 10.1063/5.0028918 128, 220902-9
Published under license by AIP Publishing.magnetron sputtering. The variation of resistivity with temperature
as reported by these authors is shown in Fig. 16 . Above 70 K, the
resistivity was found to decrease with increasing temperature, thusexhibiting semiconducting behavior; however, at low temperaturesthe alloy exhibits metallic nature. A similar behavior has beenobserved in MBE-grown Mn
2CoAl film as well. In general, signchange in the temperature coefficient of resistivity is observed in
semimetals or semiconductors with narrow bandgap in which low
temperature conduction arises due to impurity levels originatingfrom atomic disorder, defects or non-stoichiometry. Figure 17
shows the dependence of magnetoresistance on field at differenttemperatures for Ti
2MnAl film. The MR was found to be negative
FIG. 13. (a) Longitudinal resistivity as a function of temperature measured at zero magnetic field. (b) MR measured with the magnetic field perpendicular to t he film plane.
The inset shows the variation of the absolute MR value with temperature. Reproduced with permission from Xu et al ., Appl. Phys. Lett. 104, 242408 (2014). Copyright
2014 AIP Publishing LLC.
FIG. 14. T emperature range of the topological Hall effect. Hall effect measurements on a trilayer with a compensation temperature of 270 K. At 3 K, where the AHE domi-
nates, the THE persists as a shoulder in (a) and (b). The THE peaks are clear closer to the compensation temperature in (c) and (d), and persists up to almo st ambient
temperature. Reproduced from Ludbrook et al., Sci. Rep. 7, 13620 (2017). Copyright 2017 Springer Nature.Journal of
Applied PhysicsPERSPECTIVE scitation.org/journal/jap
J. Appl. Phys. 128, 220902 (2020); doi: 10.1063/5.0028918 128, 220902-10
Published under license by AIP Publishing.at room temperature which was due to the reduced scattering
centers with increasing magnetic field. At low temperatures, the
MR was found to be positive which may arise due to spin fluctua-
tions. Also, a sign change in MR is observed at 15 K. This trendis similar to that observed in Mn
2CoAl.11Later, Ti 2MnAl was
investigated using full potential linearized augmented plane-wave
(FP-LAPW) method implemented in WIEN2k crystal program
by Singh et al.54They found that the alloy retains its spin-gaplessstate within a uniform strain between /C015% to 10%. Also, for
/C05% of tetragonal strain, the alloy retains its SGS character
whereas the positive 5% tetragonal strain destroys the SGS char-acter completely. Recently Shi et al.
55theoretically predicted
magnetic Weyl semimetallic nature and large intrinsic anomalous
Hall effect (AHE) in Ti 2MnAl. Despite the vanishing net mag-
netic moment of the system, such a large AHE (300 S/cm) arisesout of large Berry curvature from the Weyl points. Also, unlike
Co-based Heusler alloys, the Weyl nodes do not derive from
nodal lines in this case, due to the lack of mirror symmetries inthe inverse Heusler structure.
3. Ti 2CrSi
Wang and Jin10found that FCF-SGS nature can be achieved in
antiferromagnetic semiconductor Ti 2CrSi by lattice distortion. It was
found that Ti 2CrSi achieves SGS character at /C02:0% and þ11:4%
uniform strains and at +1:8% tetragonal distortions. The occurrence
of the SGS feature was primarily attributed to the increased d-dhybridization between the transition metal atoms and the anti-
bonding s-states of Si atoms for negative and positive uniform strains,
respectively. In the case of tetragonal distortions, the increased cova-lent interactions between the next-nearest neighboring Ti(A) and Cratoms are responsible for the occurrence of SGS behavior.
4. Ti 2CrSn
Ti2CrSn was predicted to be a fully compensated ferrimagnetic
semiconductor with different band gaps in spin-up and spin-down
channels. Jia et al.56suggested a way to induce SGS nature by substi-
tuting Si or Ge for Sn in Ti 2CrSn. It was found that the bandgap in
the spin-up channel decreases continuously with increase in Si or Ge
content. The band structures of Ti 2CrSn 0:5Si0:5and Ti 2CrSn 0:5Ge0:5
are shown in Fig. 18 . It was found that in the case of the
FIG. 15. Spin-resolved band structure for Ti 2MnAl (color scheme: solid lines,
upspin; dashed lines, down-spin). Reproduced with permission from Skaftouros
et al. , Appl. Phys. Lett. 102, 022402 (2013). Copyright 2013 AIP Publishing
LLC.
FIG. 16. Variation of resistance as a function of temperature under zero mag-
netic field for Ti 2MnAl. The inset 1 (left) shows the measured conductance data
along with a fitted curve governing the equation, σ(T)¼σ0þσaexp(/C0Eg=kBT).
The inset 2 (right) shows the measured resistance data along with the fitted
curve governing the equation, ρ¼aþbTþcT2. Reproduced with permission
from Feng et al., Phys. Status Solidi RRL 9, 641 (2015). Copyright 2015 John
Wiley & Sons.
FIG. 17. Magnetoresistance vs applied field at different temperatures for
Ti2MnAl film. Reproduced with permission from Feng et al., Phys. Status Solidi
RRL 9, 641 (2015). Copyright 2015 John Wiley & Sons.Journal of
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J. Appl. Phys. 128, 220902 (2020); doi: 10.1063/5.0028918 128, 220902-11
Published under license by AIP Publishing.Ti2CrSn 0:5Si0:5alloy, the spin-up channel has a zero bandgap,
whereas the spin-down channel has a bandgap of 0.57 eV and thealloy exhibits SGS character. On the other hand, Ti
2CrSn 0:5Ge0:5
shows nearly SGS character with a very small bandgap of 0.07 in the
spin-up channel and 0.56 eV in the spin-down channel. Also, theF C Fn a t u r ei sr e t a i n e dw i t hS io rG es u b s t i t u t i o n .F o rx .0:75,
Ti
2CrSn 1/C0xZx(Z¼Si, Ge) alloys become ordinary nonmagnetic
semiconductors. It should be noted that although most of the tita-
nium based full-Heusler alloys prefer to crystallize with L2 1order-
ing,57Ti2MnAl,9strained-Ti 2CrSi,10and doped-Ti 2CrSn56alloys
exhibit SGS behavior in their inverse Heusler (X-type) structure. InSubsection IV D , we will discuss quaternary Heusler-based SGSs.
D. LiMgPdSn-type quaternary Heusler-based SGSs
Equiatomic quaternary Heusler alloys result when one of the
X atoms in a full-Heusler alloy (X
2YZ) is replaced by a different
transition metal element (X0). The prototype crystal structure is
LiMgPdSn with space group F/C2243m(#216) and is also called a
Y-type structure. Due to translational and rotational symmetries in
this structure, shifting the atomic positions by (1/4,1/4,1/4), (1/2,1/
2,1/2), or (3/4,3/4,3/4) in a unit cell will only change the origin ofthe structure but not the configuration. Depending on the different
possibilities of crystallographic positions of X, X0, Y, and Z ele-
ments, there can be three non-degenerate configurations for equia-
tomic quaternary Heusler alloys.58If the Z atom is fixed at the 4a
(0,0,0) Wyckoff position, the three possible energetically non-degenerate configurations are the following:
(a) Type I !X at 4d(3/4,3/4,3/4), X
0at 4c(1/4,1/4,1/4), and Y
at 4b(1/2,1/2,1/2) sites.
(b) Type II !X at 4b(1/2,1/2,1/2), X0at 4c(1/4,1/4,1/4), and
Y at 4d(3/4,3/4,3/4) sites.
(c) Type III !X at 4d(3/4,3/4,3/4), X0at 4b(1/2,1/2,1/2, and
Y at 4c(1/4,1/4,1/4) sites.
The SGS nature in quaternary Heusler alloys was first pre-
dicted by Ozdogan et al. based on first-principles calculations.59
Later, the same was predicted in various quaternary Heusler alloys
and experimentally verified in a few systems, which is discussed indetail in Subsections IV D 1 –IV D 4 .
1. CoFeMnSi
There are various experimental and theoretical reports21,60,61
in the past, which predicted half-metallic nature for CoFeMnSi. It
FIG. 18. Spin-resolved band structures for (a) Ti 2CrSn 0:5Si0:5and (b) Ti 2CrSn 0:5Ge0:5compounds at their respective equilibrium lattice parameters. Reproduced with per-
mission from Jia et al., J. Magn. Magn. Mater. 367, 33 (2014). Copyright 2014 Elsevier Publications.Journal of
Applied PhysicsPERSPECTIVE scitation.org/journal/jap
J. Appl. Phys. 128, 220902 (2020); doi: 10.1063/5.0028918 128, 220902-12
Published under license by AIP Publishing.was in the year 2013, when Xu et al.62predicted SGS nature for
CoFeMnSi based on first-principles calculations with a half-metallic
gap in one spin channel and zero gap in the other. Later, SGS naturewas verified experimentally and theoretically by Bainsla et al. in
2015
12by carefully probing the structural, magnetization, magneto-
transport, Hall effect and spin polarization measurements. This was
the first quaternary Heusler alloy, which was experimentally verified
to show SGS signatures. The alloy was found to crystallize in aDO
3-type structure with a Curie temperature of 620 K. Figure 19(a)
shows the temperature dependence of the electrical conductivity,σ
xx(T), and the carrier concentration, n(T), of CoFeMnSi. The elec-
trical conductivity behavior reflects the non-metallic nature as the
electrical conductivity increases with increasing temperature. Theconductivity was found to vary linearly with temperature in thehigh-temperature region, whereas in the low temperature region, anon-linear trend was observed, which may be due to the disorder-
enhanced coherent scattering of conduction electrons. The conduc-
tivity value at 300 K was found to be 2980 Scm
/C01, which is slightly
higher than the SGS Mn 2CoAl (2440 Scm/C01).11The variation of
Hall conductivity with field at 5 K is shown in Fig. 19(b) . The value
of anomalous Hall conductivity σxy0was found to be 162 Scm/C01.
This value is higher than that observed in Mn 2CoAl (22 Scm/C01)11
but smaller than that of half-metallic Heusler alloys including
Co2FeSi (200 Scm/C01)63and Co 2MnAl (2000 Scm/C01).64From
Fig. 19(a) , it was found that the carrier concentration was almost
temperature independent in the range of 5 –300 K, strongly sup-
porting the existence of SGS behavior in this alloy. The transportspin polarization (P) measured by the point contact Andreevreflection technique was found to be 64% for CoFeMnSi.
Later, in 2017, Bainsla et al.
65studied CoFeMnSi thin films
grown on a Cr-buffered MgO(001) substrate. It was found that thefilms exhibit a B2-type structure for T a/C21500/C14C, where T ais the
postannealing temperature. The Gilbert constant was found to be
0.0046 for T a¼600/C14C, which is smaller than that of a permalloy.
The total magnetic moment as deduced from an x-ray magneticcircular dichroism technique was found to be 4 μ
B/f.u. for
Ta¼600/C14C. In the same year, Kushwaha et al.66reported a possi-
bility of SGS nature in CoFeMnSi epitaxial thin films deposited on
the MgO (001) substrate.
Based on first-principles calculations, Han et al.67studied the
spin transport properties of the GaAs/CoFeMnSi heterostructureand the CoFeMnSi/GaAs/CoFeMnSi magnetic tunnel junction
(MTJ) and found that the heterostructure exhibits an excellent spin
diode effect and a spin filtering effect and the MTJ has a largetunnel magnetoresistance ratio (up to 2 /C210
3). Very recently, the
structural stability, half-metallicity, and magnetism of theCoFeMnSi/GaAs(001) interface have been studied in detail by Feng
et al.,
68which shows that the CoFeMnSi/GaAs heterostructure with
an MnMn-terminated interface in the top-type structure in whichthe termination of nine CoFeMnSi layers is connected to the top ofthe As-terminated GaAs layer preserves 100% spin polarization,and thus, it is believed that CoFeMnSi would be useful for tunable
spin transport based applications and spin injection. In 2018,
Bainsla et al .
69studied the tunnel magnetoresistance (TMR) in
MgO-based magnetic tunnel junctions (MTJs) with equiatomicquaternary CoFeMnSi Heusler and CoFe alloy electrodes. It was
found that maximum TMR ratios of 101% and 521% were observed
at room temperature and 10 K, respectively, as shown in Fig. 20 .
The sensitivity of magnetic tunnel junctions (MTJs) is determinedby the TMR ratio. A large TMR ratio is useful in spintronic appli-cations. Ideally, a MTJ with half-metallic ferromagnets should
show infinite TMR; however, due to the interface disorder of the
FIG. 19. (a) T emperature dependence of the electrical conductivity (left-hand scale), variation of carrier concentration, n(T), with temperature (right- hand scale). (b)
Anomalous Hall effect (AHE): Field dependence of Hall conductivity, σxy(T), at 5 K. The inset in (b) shows the magnetization isotherm obtained at 5 K. Reproduced with
permission from Bainsla et al., Phys. Rev. B 91, 104408 (2015). Copyright 2015 American Physical Society.Journal of
Applied PhysicsPERSPECTIVE scitation.org/journal/jap
J. Appl. Phys. 128, 220902 (2020); doi: 10.1063/5.0028918 128, 220902-13
Published under license by AIP Publishing.half-metals that reduces the spin polarization significantly, lower
TMR ratios have been observed. Thus, it is very important to
maintain the high spin polarization at the interface. Recently,Zhang et al.
70demonstrated that strong perpendicular magnetic
anisotropy can be achieved in Ta/Pd/CoFeMnSi (2.3 nm)/MgO(1.3 nm)/Pd films annealed at 300
/C14C with the effective anisotropy
constant K effof 5 :6/C2105erg/cm3. It was also found that the mag-
netic properties of the films are sensitive to hydrogenation as theresidual magnetization (M
r) decreased by 75% under the atmo-
sphere with an H 2of 5%. Recently, Bainsla et al.71reported the
Gilbert damping constant ( α) for single crystalline CoFeMnSi
films grown on (001)-oriented single crystalline MgO substrates.
Figure 21 shows the thickness dependence of the Gilbert damping
constant. The lowest value of α(0:0027+0:0001) was found for a
10 nm-thick CoFeMnSi film annealed at 600/C14C. This value is
much smaller than those observed in typical transition metal fer-
romagnets but higher than those in ultralow damping metals. The
Gilbert damping constant was found to be weakly dependent onthe thickness. The low Gilbert damping constant value observedin this material is attractive for the application in spin-transfertorque devices.
2. CoFeCrGa
Bainsla et al.13predicted SGS nature in another quaternary
Heusler alloy CoFeCrGa by combined theoretical and experimentalstudies. The spin-resolved band structure as shown in Fig. 22
clearly reflects SGS nature with a closed band-gap character in the
majority-spin band and a small finite bandgap in the minority-spinband. Under pressure, CoFeCrGa was found to transform from
SGS to HMF. A clear evidence of SGS nature was observed from
the variation of electrical conductivity and carrier concentrationwith temperature, as shown in Fig. 23 . The electrical conductivity,
σ
xx, was found to decrease with increasing temperature and hence
show non-metallic behavior. Also, the conductivity value at 300 K
was found to be 3233 Scm/C01, which is slightly higher than that of
Mn 2CoAl (2440 Scm/C01)11and CoFeMnSi (2980 Scm/C01).12The
observations in CoFeCrGa were similar to that of CoFeMnSi exceptfor an abrupt increase in the carrier concentration [n(T)] at 250 K.
The authors have attributed such behavior in n(T) to the onset of
thermal excitations, which dominate over the half-metallic gap inthe minority-spin band. The value of anomalous Hall conductivityσ
xy0as deduced from the field-dependent transport measurements
was found to be 185 Scm/C01, which is comparable to that observed
in CoFeMnSi (165 Scm/C01).12
3. CrVTiAl
Galanakis et al.72studied the quaternary Heusler compounds
CrVXAl (X ¼Ti, Zr, Hf) and suggested them to be a potential
material for room temperature spin filter devices. In 2013, Stephenet al.
73carried out an experimental investigation on CrVTiAl. The
authors found it to be a magnetic semiconductor, but the resistivity
behavior was found to be a combination of metallic and semicon-
ducting contributions as shown in Fig. 24 . Also, the magnetization
FIG. 20. (a) The TMR curves for the MTJs with TCoFeMnSi
a ¼873 K and
TMTJ
a¼723 K with different measurement temperatures T . (b) The TMR values
as a function of T . Reproduced with permission from Bainsla et al., Appl. Phys.
Lett. 112, 052403 (2018). Copyright 2018 AIP Publishing LLC.
FIG. 21. Gilbert damping constant α(solid circle) and relaxation rate G (open
circle) for the CoFeMnSi films annealed at 600/C14C as a function of the
CoFeMnSi thickness t. The values for α(G) of the 30 nm-thick films annealed at
500/C14C and 700/C14C are also shown with the squares and triangles, respectively.
Reproduced with permission from Bainsla et al ., J. Phys. D: Appl. Phys. 51,
495001 (2018). Copyright 2018 IOP Publishing.Journal of
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J. Appl. Phys. 128, 220902 (2020); doi: 10.1063/5.0028918 128, 220902-14
Published under license by AIP Publishing.was found to be linearly dependent on field and independent of
temperature (see Fig. 25 ), as expected for polycrystalline antiferro-
magnets. Later in 2018, Venkateswara et al.14reported some strik-
ing differences in the experimental results for the same alloy, wherethey reported semiconducting nature for the complete temperaturerange (5 –300 K). Based on first-principles calculations, the ground-
state configuration (type III) was found to be a fully compensated
ferrimagnet with bandgaps of 0.58 and 0.30 eV for the spin-up and-down bands, respectively. The next-higher-energy structural con-figuration (type II) was also found to be a fully compensated ferri-
magnetic but has a spin-gapless semiconducting nature, whereas
the highest-energy configuration (type III) corresponds to a non-magnetic, gapless semiconductor (see Fig. 26 ). Because of the small
(,1 mRy/atom) energy differences among these configurations, the
authors claimed that at finite temperatures, the alloy can exist in a
disordered phase, which is a mixture of the three configurations.Based on their theoretical and experimental findings, they con-cluded that CrVTiAl is a fully compensated ferrimagnet with a pre-
dominantly spin-gapless semiconducting nature.
Very recently, Stephen et al.
74studied CrVTiAl thin films
grown on Si/SiO2 substrates capped with a 1 nm of Al. The authors
FIG. 22. (a) Band structure for the majority-spin channel, (b) spin-resolved density of states (DoS), and (c) the band structure for the minority-spin channe l for bulk
CoFeCrGa. Reproduced with permission from Bainsla et al., Phys. Rev. B 92, 045201 (2015). Copyright 2015 American Physical Society.
FIG. 23. Variation of electrical conductivity ( σxx) and carrier concentration n(T)
with temperature for CoFeCrGa. The inset shows the carrier concentration
around 250 –280 K. Reproduced with permission from Bainsla et al., Phys. Rev. B
92, 045201 (2015). Copyright 2015 American Physical Society.Journal of
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J. Appl. Phys. 128, 220902 (2020); doi: 10.1063/5.0028918 128, 220902-15
Published under license by AIP Publishing.have shown the presence of two parallel conducting channels by
means of σ(T ) and MR(B) measurements. The temperature depen-
dence of electrical conductivity σ(T) for CrVTiAl films is shown in
Fig. 27 . Here F400, F600, and F700 represent the films grown at
400/C14C and subsequently annealed to 600/C14C and 700/C14C, respec-
tively. The conductivity was found to increase linearly for moderatetemperatures, a characteristic of SGS nature, whereas at higher tem-
peratures, the conductivity follows an exponential dependence,
indicating the presence of a semiconducting gap. The authorsdescribed the σ(T) dependence using the two carrier conduction
model, which assumes two parallel conducting channels: onegapless and one gapped, and thus, σ(T) can be written as
σ(T)¼σ
SGSþσSCe/C0ΔE
KBT, (1)
where σSCis the zero-temperature contribution to the semicon-
ducting component and σSGSis the conductivity in the gapless
channel.
Figure 28 shows the field variation of magnetoresistance for
CrVTiAl films. It can be seen that for the F600 film, a sharp MR
cusp is observed for B ,1:5 T and temperatures less than 5 K,
which is a characteristic of weak localization (WL) arising fromquantum interference of the wave-like nature of the scattering carri-ers. Also, the dominant positive MR found in all of the films isslightly suppressed by an additional small negative MR at higher
temperatures and is related to the saturating magnetization
observed in the anomalous Hall effect. Another interesting featureobserved in MR is the small ripples for all the films at the highestfield and the lowest temperature. This can be attributed to theonset of Shubnikov –de Haas quantum oscillations.
4. Co 1+xFe1−xCrGa
Very recently, Rani et al.75proposed a way to design new SGS
materials based on known SGS materials with the aim of improvingother properties such as Curie temperature and spin polarizationbased on their findings on the effect of Co substitution for Fe inspin-gapless semiconductor CoFeCrGa. The authors found that the
alloys Co
1þxFe1/C0xCrGa crystallize in the Y-type Heusler structure,
and the saturation magnetization was in fair agreement with theSlater –Pauling rule, which is a prerequisite for spintronic materials.
An important observation is that the alloy retained the SGS charac-
ter when 40% Fe is replaced by Co after which it becomes a half-
metal. Also, with an increase in Co concentration, the transitiontemperature was found to increase. For x/C200:4, the absence of
exponential dependence of resistivity on temperature indicates thesemiconducting nature but with spin-gapless behavior. The con-
ductivity value ( σ
xx) at 300 K lies in the range of 2289 S/cm –
3294 S/cm, which is close to other reported SGS materials such asCoFeCrGa, Mn
2CoAl, and CoFeMnSi. The order of magnitude of
anomalous Hall conductivity ( σAHE) was also found to be similar
to other SGS materials. The negligible Seebeck coefficient along
with the conductivity behavior supported the SGS nature in these
alloys. The authors have also studied the anomalous Hall effect andfound that the intrinsic contribution to the anomalous Hall con-ductivity increases with x, which can be correlated with the
enhancement in chemical order.
Other than the above-mentioned quaternary Heusler alloys,
Gao et al.
76demonstrated that all four types of SGSs can be realized
in quaternary Heusler alloys depending on the spin characters ofthe bands around the Fermi energy. They studied a series of XX
0YZ
alloys (X, X0, and Y are transition metal elements except Tc, and Z
is one of B, Al, Ga, In, Si, Ge, Sn, Pb, P, As, Sb, and Bi) and found
FIG. 25. Variation of magnetization with field and temperature for the CrVTiAl
alloy. Reproduced with permission from Stephen et al ., Appl. Phys. Lett. 109,
242401 (2016). Copyright 2016 AIP Publishing LLC.
FIG. 24. T emperature dependence of the electrical resistivity for a bulk CrVTiAl
alloy. Reproduced with permission from Stephen et al ., Appl. Phys. Lett. 109,
242401 (2016). Copyright 2016 AIP Publishing LLC.Journal of
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J. Appl. Phys. 128, 220902 (2020); doi: 10.1063/5.0028918 128, 220902-16
Published under license by AIP Publishing.70 new stable SGSs on the basis of first-principles calculations.
Table I tabulates the outcome of this report.
It should be noted that Heusler compounds are well known to
show antisite disorder, and disorder can greatly affect the propertiesof these materials and many times this can even lead to destruction
of the SGS nature because of emergence of new states at the Fermi
level. There have been a few studies on disorder calculations of
these materials, which indeed help us to understand the properties
FIG. 26. Spin-resolved density of states (DoS) and the band structure for the (a) type I, (b) type II, and (c) type III configuration of CrVTiAl. Reproduced with permission
from Venkateswara et al., Phys. Rev. B 97, 054407 (2018). Copyright 2018 American Physical Society.Journal of
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J. Appl. Phys. 128, 220902 (2020); doi: 10.1063/5.0028918 128, 220902-17
Published under license by AIP Publishing.of an experimentally observed structure rather than a traditionally
used ideal structure.52,77–79There is a lot of scope in studying the
disorder effects in these systems.
E. Diamond like quaternary compound CuMn 2InSe 4
Han et al.80studied the electronic band structures and mag-
netic properties of diamond like quaternary compound (DLQC)
CuMn 2InSe 4and found that the compound exhibits SGS behaviorbased on first-principles calculations. The CuMn 2InSe 4compound
was already synthesized by Delgado and Sagredo,81and it was
found to crystallize with a stannite structure, in the tetragonalspace group I42m (No. 121), with Cu, Mn, In, Se occupying 2a (0,0, 0), 4d (0, 0.5, 0.25), 2b (0, 0, 0.5), and 8i (0.2390, 0.2390, 0.1261)Wyckoff positions, respectively [see Fig. 29(b) ].Figure 29(a) shows
the calculated electronic band structures of the CuMn
2InSe 4com-
pound at the equilibrium lattice parameter. It can be clearly seenthat there is a zero gap for a spin-up channel and an indirectbandgap (1.01 eV) for a spin-down channel. Thus, theCuMn
2InSe 4compound is classified as type I SGSs. Experimental
verification of this behavior is yet to be reported.
F. CO –Mn –g-ZnO
Graphene-like ZnO (g-ZnO) is a newly found crystalline
form of ZnO,82,83which has a two-dimensional graphene-like
hexagonal structure and a high surface-to-volume ratio as com-
pared to ZnO in the bulk, film, or nanostructure forms.Topsakal et al.
84predicted that the band structure of the g-ZnO
monolayer is similar to ZnO in the wurtzite phase, and it pos-sesses non-magnetic semiconduc ting nature. Intrinsic defect
introduction,
84non-metal decoration,85and Al decoration86
have been used to tune the electronic and magnetic properties
of pristine g-ZnO. Interestingly, transition metal (TM) elementincorporation has been proved to be an efficient way to alter the
properties of g-ZnO.
87–89The 3d elements prefer to hexa-
coordinate with the host atoms in elemental 2D materials, suchas graphene,
90,91silicene,92and germanene.93I nt h ec a s eo f
g-ZnO, because of the strong interaction between TM and O ascompared to that between TM and Zn, the most possible
adsorption position for 3d TM elements on g-ZnO is the top of
the O atom.
94Leiet al.95studied the effect of adsorption of
t r a n s i t i o nm e t a le l e m e n t s( C r ,M n ,F e ,C o ,N i ,a n dC u )o nt h eg-ZnO electronic structure and found that the interactionbetween the TM element and g-ZnO is strengthened by employ-
ing the CO molecule, and with the decoration of the CO –Mn
FIG. 27. Zero-field conductivity vs temperature for three different films of
CrVTiAl (F400, F600, and F700). The increasing conductivity indicates semicon-ducting behavior. The points are experimental data, and the solid curves are fitsto Eq. (1). Reproduced with permission from Stephen et al ., Phys. Rev. B 99,
224207 (2019). Copyright 2019 American Physical Society.
FIG. 28. Magnetoresistance as a function of the applied field for CrVTiAl films. Reproduced with permission from Stephen et al ., Phys. Rev. B 99, 224207 (2019).
Copyright 2019 American Physical Society.Journal of
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J. Appl. Phys. 128, 220902 (2020); doi: 10.1063/5.0028918 128, 220902-18
Published under license by AIP Publishing.complex on g-ZnO, the spin-gapless semiconducting state in the
CO–Mn –g-ZnO system has been observed. Figure 30 shows the
calculated density of states for various TM in CO-TM –g-ZnO.
One can notice that for CO-Mn –g-ZnO, there are gaps betweenthe occupied and unoccupied bands for both the spin-up and
spin-down channels, and there is no gap between the unoccu-
pied spin-up band and the occupied spin-down band [see
Fig. 30(b) ] and thus exhibiting SGS nature.TABLE I. Optimized lattice parameters, total magnetic moment (M tot), formation enthalpy ( ΔH), convex hull energy ( ΔEcon), and type of SGS for various quaternary Heusler
alloys XX0YZ. Alloys with a distance to the convex hull (E con) less than 0.10 eV/atom are highlighted in bold. The compounds with symbol yare either dynamically or mechani-
cally unstable. Reproduced with permission from Gao et al., Phys. Rev. Mater. 3, 024410 (2019). Copyright 2019 American Physical Society.
XX’YZ
(4a,4b,4c,4d)latt.
(Å)Msat
(μB)ΔH(eV/
atom)ΔEcon
(eV/
atom)SGS
typeXX’YZ
(4a,4b,4c,4d)latt.
(Å) Msat(μB)ΔH(eV/
atom)ΔEcon(eV/
atom)SGS
type
Nv=2 1 Nv=2 6
IrVYSn 6.720 3.00 −0.0942 0.5628 SOC-I CoOsTiSb 6.255 2.00 −0.1635 0.3515 I
CoVYSn 6.620 3.00 −0.0862 0.3848 II CoFeHfSb 6.232 2.00 −0.2847 0.2523 I
CoVScSn 6.402 3.00 −0.2049 0.2221 III CoOsZrSb 6.453 2.00 −0.1075 0.4645 I
IrVScSn 6.518 3.00 −0.2488 0.4052 SOC-II RhFeTiSb 6.259 1.95 −0.3896 0.1104 I
RhVScSn 6.518 3.00 −0.2773 0.3527 I CoFeTiSb 6.074 2.00 −0.2948 0.2202 I
CoVYGe 6.377 3.00 −0.0763 0.4697 II IrFeTiSb 6.287 1.99 −0.2932 0.3108 III
CoVScGe 6.145 3.00 −0.2749 0.2931 II CoRuTiSb 6.228 2.00 −0.3261 0.1889 I
IrVScGe 6.300 3.00 −0.3025 0.4045 II CoFeNbGe 5.961 2.00 −0.2374 0.1506 I
RhVScGe 6.290 3.00 −0.3318 0.4502 II CoOsNbSny6.352 2.00 −0.0609 0.2091 I
RhVYGe 6.512 3.00 −0.1377 0.5663 III CoRuTaSny6.303 2.00 −0.1268 0.1852 I
CoVYSi 6.297 3.00 −0.1077 0.4701 II IrFeTaSn 6.354 1.98 −0.1782 0.2328 I
CoVScSi 6.058 3.00 −0.3550 0.2990 II CoOsTaGe 6.143 2.00 −0.0702 0.3048 I
IrVScSi 6.215 3.00 −0.4254 0.4096 SOC-II CoOsTaSiy6.064 1.99 −0.2546 0.2234 I
RhVScSi 6.210 3.00 −0.4242 0.4628 II CoOsTaSn 6.332 2.00 −0.007 0.2413 I
RhVYSi 6.438 3.00 −0.1862 0.6398 III CoFeTaGe 5.938 2.00 −0.2475 0.1275 I
PtVScAl 6.369 3.00 −0.4431 0.2869 SOC-I CoFeTaSi 5.856 2.00 −0.4222 0.1275 I
PtVYAl 6.608 3.00 −0.2477 0.5013 I CoFeTaSn 6.154 2.00 −0.1522 0.0898 I
PtVYGa 6.600 3.00 −0.1867 0.5733 I IrCoNbAl 6.162 1.99 −0.5563 0.0277 I
FeCrHfAl 6.142 3.00 −0.2456 0.0504 II IrCoNbGa 6.173 2.00 −0.4043 0.0097 I
OsCrHfAl 6.299 3.00 −0.403 0.0530 II IrCoNbIn 6.360 2.00 −0.1326 0.1544 I
RuCrHfAl 6.284 3.00 −0.4544 0.0666 II IrCoTaAl 6.140 2.00 −0.5579 0.0631 I
FeCrTiAl 5.964 3.00 −0.292 0.0504 II IrCoTaGay6.150 2.00 −0.4200 0.0370 I
FeCrZrAl 6.194 3.00 −0.2156 0.0914 III IrCoTaIny6.336 2.00 −0.1622 0.1768 I
OsCrZrAl 6.374 3.00 −0.3543 0.0617 SOC-II CoCoNbAly5.970 2.00 −0.4312 0.0082 I
RuCrZrAl 6.335 3.00 −0.4154 0.0626 III CoCoNbGay5.968 2.00 −0.3299 0.0001 I
FeCrScSi 5.992 3.00 −0.279 0.2400 II CoCoNbIny6.179 2.00 −0.0869 0.0331 I
FeCrScSn 6.364 3.00 −0.0891 0.2309 II IrCoTiPb 6.380 2.00 −0.0571 0.3829 I
FeCrYSi 6.236 3.00 −0.00811 0.4739 III IrCoTiSn 6.276 2.00 −0.3789 0.1461 I
OsCrYSi 6.386 3.00 −0.0246 0.4860 SOC-III IrCoTiSi 5.965 2.00 −0.6805 0.0785 I
CoVHfAl 6.211 3.00 −0.2896 0.1134 I CoRuCrAly5.848 2.01 −0.2802 0.0558 II
IrVHfAl 6.346 3.00 −0.4634 0.1596 II NiCrMnAl 5.809 2.00 −0.2127 0.1173 III
RhVHfAl 6.342 3.00 −0.3855 0.2355 II NiReCrAl 5.920 1.97 −0.1633 0.2177 II
CoVZrAl 6.258 3.00 −0.2662 0.1408 I CoOsCrAl 5.866 2.00 −0.2412 0.0688 II
CoVZrGa 6.238 3.00 −0.2317 0.2233 I NV=28
IrTiZrSny6.651 2.98 −0.3335 0.3965 II NiFeMnAl 5.731 4.00 −0.2773 0.0577 IV
IrTiZrSi 6.385 2.96 −0.4322 0.4778 II Continue
with NV=21
FeVNbAl 6.117 2.99 −0.2012 0.1238 II MnCrNbAl 6.077 3.00 −0.1912 0.0228 II
FeVTaAl 6.097 2.99 −0.2202 0.0958 II MnCrTaAl 6.053 2.99 −0.2124 0.0256 II
MnCrZrGe 6.157 2.99 −0.1473 0.2687 II FeVHfGe 6.158 3.00 −0.2094 0.2646 II
MnCrZrSi 6.076 3.00 −0.2569 0.2621 II FeVHfSi 6.079 3.00 −0.3187 0.2753 II
MnCrZrSn 6.393 3.00 −0.0593 0.2317 II FeVHfSn 6.386 3.00 −0.129 0.1580 IIJournal of
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Published under license by AIP Publishing.G. BiFe 0.83Ni0.17O3
Rajan et al.96studied the effect of oxygen vacancies (OVs) on
the electronic structure and magnetic properties of multiferroicBiFe
0:83Ni0:17O3. They found that depending on the location of
OVs, the material can exhibit half-metallic, spin-gapless semicon-ductor and bipolar magnetic conductor behavior. The authors
found that when 1 OV is nearer to Ni, the electronic density of
states shows spin-gapless semiconducting behavior where theup-spin channel is semiconducting and the down-spin channel isgapless. An almost zero bandgap in the spin-down channel and a
bandgap of 1.5 eV was found in the spin-up channel for the
above-mentioned configuration with an OV concentration of 5.56at. %. Figure 31 shows the total density of states calculated after
the relaxation of six modeled hexagonal cells of BiFe
0:83Ni0:17O3
with 1 OV nearer to Ni.
V. DIRAC-TYPE SGS
In general, Dirac-type SGSs can be divided into two classes:
(1) d-state DSGSs in which the Dirac state is contributed by d-orbitals of transition metal) atoms and (2) p-state DSGSs in whichthe Dirac state is contributed by p-orbitals of main-group atoms.
A. The d-state type DSGSs
1. Mn-intercalated epitaxial graphene on SiC (0001)
Dirac-like SGS nature was proposed in Mn-intercalated epitax-
ial graphene by Li et al.97Figures 32(a) and 32(b) show thehomogeneous lattice model that consists of Mn atoms sandwiched
between the SiC(0001) substrate and a graphene monolayer. Theelectronic structure and magnetism in this material depend on the
p-orbital hybridization between Mn d- and Co p-orbitals, which is
affected by the change in the Mn coverage defined by a factor v.This factor is defined as the ratio of one Mn atom to the corre-sponding surface Si atoms per unit cell. On the basis of first-
principles simulations, the authors found that the DSGS state of this
system will occur at
1
3ML,v,vmax, while5
12ML,vmax,1
2ML,
where 1 ML corresponds to one Mn atom per surface Si atom.Thus, the Dirac state in this material can be tuned by substratemodulation and was explained on the basis of the Mn –SiC interac-
tion and its quasi-2D inversion symmetry. For example, the band
structures and total density of states of the v ¼
5
12ML model calcu-
lated by Li et al. are shown in Fig. 32(c) , which shows the Dirac
cone emerging in the minority-spin channel having gapless natureand a gap of 190 meV in the majority-spin channel. It was also
found that the main contribution in density of states near the Fermi
level is from the Mn atoms, confirming the d-state DSGS nature inthis material. In 2012, Gao et al.
98had reported experimental cover-
age tuning on the basis of Mn intercalated epitaxial graphene onSiC (0001), and the intrinsic Dirac states were confirmed explicitly.
InFig. 33 , it can be clearly seen that the Dirac point shifts down
under the effect of Mn coverage, and at an extreme coverage ofv¼0:6 ML, the Dirac state vanishes. Interestingly, its Dirac state
recovers the native state (without Mn intercalation) in parallel with
the desorption of Mn when sample [in Fig. 33(d) ] is heated to
1200
/C14C for a short time.
FIG. 29. (a) Calculated band structures and (b) the crystal structure of the DLQC CuMn 2InSe 4compound. Reproduced with permission from Han et al., Results Phys. 10,
301 (2018). Copyright 2018 Elsevier Publications.Journal of
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J. Appl. Phys. 128, 220902 (2020); doi: 10.1063/5.0028918 128, 220902-20
Published under license by AIP Publishing.2. CrO 2/TiO 2heterostructures
Rutile CrO 2and Cr-doped titanium dioxide were found to
show half-metallic characteristics.100,101Caiet al.99studied CrO 2/
TiO 2heterostructures, a superlattice of CrO 2/TiO 2, and ultrathin
films of CrO 2coupled to a TiO 2substrate. The authors considered
a series of (CrO 2)n/(TiO 2)mthin films and superlattice models with
indices (n –m) in their first-principles studies. The crystal structure
models and corresponding band structures of the (4 /C010) superlat-
tice and (5 /C09) thin films are shown in Figs. 34 and35, respectively.InFig. 35(a) , one can clearly see two symmetric Dirac cones across
the Fermi level along the diagonals of the Brillouin zone (BZ). For
the (5 /C09) thin film, there are four asymmetric Dirac cones as
shown in Fig. 35(b) . Thus, both systems were found to be DSGSs.
Also, the Dirac states were mainly contributed by the 2D CrO 2
layers, dominated by Cr-d orbitals and they belong to d-state DSGS.
One should note that the Dirac points in these materials are single-
spin Dirac species and are field-tunable; i.e., depending on the fieldalignment, they can be massive or massless. A gap opening by SOC
FIG. 30. Total density of states (DoS) of CO –TM–g-ZnO for various choice of transition metals [TM ¼(a) Cr, (b) Mn, (c) Fe, (d) Co, (e) Ni, and (f) Cu]. The dashed line
indicates the Fermi level. Reproduced with permission from Lei et al., Appl. Surf. Sci. 416, 681 (2017). Copyright 2017 Elsevier Publications.Journal of
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J. Appl. Phys. 128, 220902 (2020); doi: 10.1063/5.0028918 128, 220902-21
Published under license by AIP Publishing.is responsible for the field-tunability of the Dirac points. The mirror
symmetry is broken when the crystallographic c-direction is thespin quantization axis. In the (4 /C010) superlattice, degeneracy is
lifted by SOC, and identical gaps of 3.7 meV are opened up at each
Dirac node. On the other hand, for the (5 /C09) thin film, SOC opens
gaps differently for Dirac points on the diagonal (k
a=k b) and the
antidiagonal (k a¼/C0kb) of the Brilliouin zone. On the antidiagonal,
the gap was found to be over 5 meV, whereas on the diagonal, it
was about 0.5 meV.
3. Transition metal halides
Transition metal trihalides (TMHs) encompass a family of
materials with the general formula (TMX 3) (TM = Ti, V, Cr, Mn,
Fe, Mo, Ru and X = Cl, Br, I).102,103The existence of Dirac states in
a TM honeycomb spin lattice (such as the graphene structure) sug-
gests that the Dirac states can also arise due to the honeycomb spinlattice geometry.
1. Vanadium trihalide monolayer .H e et al.
104investigated the
geometry, stability, electronic, and magnetic properties of VCl 3and
VI3monolayers using first-principles calculations within the self-
consistent Hubbard U approach (DFT+U scf) together with the
Monte Carlo simulations. Monolayer VCl 3and VI 3structures are
shown in Fig. 36 . The ferromagnetic states were found to be the
most stable magnetic configurations for VCl 3and VI 3monolayers.
The electronic band structures and density of states of VCl 3and
VI3are depicted in Fig. 37 . It can be clearly seen that the spin-up
channels are gapless and spin-down channels have a large bandgap
for both VCl 3and VI 3. Thus, both are DHM, and the Dirac pointslocated at K for VCl 3and VI 3are just 20 and 106 meV above the
Fermi level, respectively. The calculated Fermi velocities, v F, were
approximately 0 :16/C2106m/s and 0 :1/C2106m/s, for the VCl 3and
VI3monolayers, respectively, higher than those of many other
reported Dirac-type materials. To get a deeper insight into theorigin of Dirac states, the authors also calculated the partial elec-
tronic density of states and found that the Dirac states are mainly
contributed by the d-states of V atoms, whereas the X-p
z(X¼Cl,
I) does not contribute significantly, and thus, both of them belongto d-state DSGS. The T
Cwas found to be 80 and 98 K for VCl 3
and VI 3monolayers, respectively, far below the room temperature.
To tune the T Cvalues and to shift the Dirac states exactly at the
Fermi level, He et al. studied the doping effects. They found that
the electron and hole doping are effective ways to improve the fer-romagnetism of VCl
3and VI 3monolayers. Figure 38 shows the
variation of exchange energies with the carrier doping concentra-
tion. The T Cwas found to improve with doping with a value of
353 K and 246 K for doped VCl 3and VI 3, respectively. Also, at
the electron doping levels of 0.1 and 0.7 per unit cell for VCl 3and
VI3monolayers, respectively, the Dirac states are exactly located at
the Fermi level. Under doping conditions, the Dirac half-metallic
states were transformed to DSGS states (see the inset of Fig. 38 ),
which suggests that doping can be considered an effective methodto obtain DSGSs by tuning the band structures of previously iden-tified DHMs.
2. Nickel chloride monolayer . Using first-principles calcula-
tions, He et al.
105proposed the NiCl 3monolayer as a new candi-
date for DSGSs. The T Cvalue for NiCl 3monolayers was found
to be about 400 K. The band structures calculated usingPerdew –Burke –Ernzerhof (PBE) and hybrid HSE06 functional
methods are shown in Figs. 39(a) and 39(b) , respectively. The
spin-down channels of NiCl
3possess a 1.22 eV and 4.09 eV
bandgap at PBE and HSE06 levels, respectively, whereas thespin-up channel manifests a gapless semiconductor feature(having a zero gap) with a linear dispersion relation around the
Fermi level. The corresponding 3D band structures are also
shown in Fig. 39(c) to further understand the distribution of the
linear dispersion relation in the Brillouin zone. The calculatedFermi velocity was found to be 4 /C210
5m/s at the HSE06 level,
w h i c hi sh a l fo ft h a to fg r a p h e n e .106The band structures of
NiCl 3with the inclusion of SOC using PBE and HSE06 func-
tional methods are shown in Figs. 39(d) and 39(e) ,r e s p e c t i v e l y .
The NiCl 3monolayer becomes an intrinsic Chern insulator with
a large non-trivial bandgap of /difference24 meV. The specific distribu-
tion of the Berry curvature in the momentum space is displayed
inFig. 40 , and it can be seen that the nontrivial edge states con-
necting the valence and conduction bands cross the insulatinggap of the Dirac cone. Integrating the Berry curve across theentire BZ revealed a Chern number (C) value of /C01 with a non-
trivial topological state, which is consistent with the appearance
of only one chiral edge state [see Fig. 40(a) ]. When the Fermi
level is located in the insulating gap of the spin-up Dirac cone,the anomalous Hall conductivity shows a quantized charge Hallplateau of σ
xy¼Ce2=h, as expected from the non-zero Chern
number [see Fig. 40(b) ]. The authors also calculated the edge
states of the NiCl 3monolayer with zigzag and armchair geometry
FIG. 31. Total density of states for the relaxed structure of six modeled hexago-
nal cells of BiFe 0:83Ni0:17O3having 1 oxygen vacancy (OV) nearer to Ni.
Reproduced with permission from Rajan et al ., R. Soc. Open Sci. 4, 170273
(2017). Copyright 2017 Royal Society.Journal of
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J. Appl. Phys. 128, 220902 (2020); doi: 10.1063/5.0028918 128, 220902-22
Published under license by AIP Publishing.using Green ’sf u n c t i o n s ,a ss h o w ni n Figs. 40(c) and 40(d) ,
respectively. The 2D mirror symmetry breaking in TMCl 3materi-
als results in Rashba SOC, which may lead to the valley-polarizededge state.
107However, there is no signature of the valley-polarized
edge state in NiCl 3, and thus, it would not be a suitable alternative
material for valleytronic applications.
3. Manganese halides . The MnF 3crystal has been synthesized
for many years,108,109but there had been no theoretical work of its
electronic band structure. In 2017, Jiao et al.110demonstrated the
DSGS features of MnF 3by means of first-principles calculations.
This is the first time that the DSGS state was demonstrated to existin bulk materials. It was found that the ferromagnetic state is
energetically most stable out of all the magnetic configurations
including the antiferromagnetic state and the non-magnetic state.Figures 41(a) and 41(b) show the calculated PBE band structures
and the Brillouin zone of MnF
3. Without SOC, it can be seen that,
in the spin-up channel, there are a total of eight Dirac coneslocated at/around the Fermi level. The large number of Dirac cones
and cone degeneracy are unusual and unique among all reported
Dirac materials. Because of Pauli repulsion, the valence bandmaximum and the conduction band minimum of the Dirac conescannot absolutely touch at the Fermi level since they are both con-tributed by electrons of spin-up orientation. Thus, a small gap
opens for every cone, ranging from 1.4 to 33.8 meV. This gapped
Dirac cone feature has been proposed to be a unique feature forvalley current transport.
111Also, an energy gap of 4.1 eV was found
in the spin-down channel. The authors also studied the 3D band
dispersion plot to get more insight into the Dirac feature of MnF 3
in the whole BZ, as shown in Fig. 42 . A new type of 3D band
FIG. 32. Geometric and electronic
structures of Mn-intercalated epitaxialgraphene on SiC(0001). (a) and (b)show the top and side views of the
optimized geometry for Mn intercalation
coverage of v ¼5=12 ML, respectively.
The blue rhombus in (a) represents thesupercell. The five different Mn atoms
are marked as numbers (1) –(5). It
should be noted that for adding Mn5into a 2 /C22 supercell with
v¼1=3 ML, there is only one configu-
ration. Here, Mn3, Mn4, and Mn5
atoms form a trimer. The correspond-ing spin-resolved band structure alongthe high-symmetry lines for (c) majority
and (d) minority-spin channels. (e)
Total density of states and the partialdensity of states. Reproduced with per-mission from Li et al., Phys. Rev. B 92,
201403 (2015). Copyright 2015
American Physical Society.Journal of
Applied PhysicsPERSPECTIVE scitation.org/journal/jap
J. Appl. Phys. 128, 220902 (2020); doi: 10.1063/5.0028918 128, 220902-23
Published under license by AIP Publishing.structure plots has been observed, with two rings of Dirac nodes in
the M –K–Γplane of the BZ. Also, if the symmetry effect is consid-
ered, an additional Dirac ring will be present in the A –H–L plane
of the BZ. Multiple Dirac ring materials are very rare, and it differsfrom the known Dirac materials such as graphene. Such a uniquemultiple Dirac ring feature in MnF
3is expected to bring about
more fascinating electronic properties and applications as com-
pared to other Dirac materials with the single cone or ring.
B. The p-state-type DSGSs
1. Graphitic carbon nitrides
Carbon nitrides have been widely investigated over the past
100 years.112 –117However, they recently attracted a lot of atten-
tion due to the possibility of occurrence of graphitic 2D likeproperties. Zhang et al.,
118based on first-principles simulations,
found that a honeycomb lattice of a modified tri-s-triazine
(C7N6) unit has a spin-polarized Dirac cone in the band struc-
tures. The authors considered two types of graphitic carbonnitride frameworks g-C
14N12and g-C 10N9(see Fig. 43 )w i t h
s-triazine and carbon- rich tri-s-triazine (C 7N6)a sb u i l d i n g
blocks. Figure 44 shows the band structures and DoS. In the
spin-down channel, g-C 14N12possesses a linear energy disper-
sion, whereas for g-C 10N9, the spin-down channel possesses a
parabolic one. In the spin-up channel, the gaps between thebands are 2.47 and 2.07 eV, respectively. Thus, g-C
14N12can be
FIG. 34. Structure and symmetry of rutile oxides and the heterostructures of CrO 2and TiO 2. (a) Rutile structure cleaved along the (001) plane, showing the XO 6octahe-
dra with two distinctive orientations. (b) Symmetry and local coordinates of a XO 2unit cell. Here, we use x, y, and z for the local coordinates and a, b, and c for the global
orientation. (c) Structural model of the superlattice of CrO 2and TiO 2. (d) Structural model of the CrO 2thin film on the TiO 2substrate. Cr, Ti, and O are represented by
orange, blue, and gray balls, respectively. Reproduced with permission from Cai et al., Nano Lett. 15, 6434 (2015). Copyright 2015 American Chemical Society.
FIG. 33. (a) Electronic structure of epitaxial graphene along Γ–K with a linear
energy dispersion around the Dirac point indicated by crossings, (b) after
0.1 ML Mn intercalation, (c) after 0.6 ML Mn intercalation, and (d) recovering ofthe graphene energy band by heating the sample up to 1200
/C14C. Reproduced
with permission from Gao et al ., ACS Nano 6, 6562 (2012). Copyright 2012
American Chemical Society.Journal of
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J. Appl. Phys. 128, 220902 (2020); doi: 10.1063/5.0028918 128, 220902-24
Published under license by AIP Publishing.referred to as a DSGS. However, the hybrid honeycomb lattice of
C7N6and s-triazine (C 3N3) units gives rise to a parabolic-type
SGS. Both frameworks were found to be energetically stable with
respect to g-C 6N6. Also, using Monte Carlo simulations com-
bined with heat capacity values, ferromagnetic ordering with aT
Cvalue of /difference830 K was obtained for g-C 14N12.2. YN 2monolayer
Using first-principles simulations, p-state DSGS nature is
proposed in a YN 2monolayer with octahedral coordination by
Liuet al.119This work was motivated by the successful synthesis
of MoN 2bulk120and the increasing interest in TMN 2com-
pounds.121The TMN 2(TM¼Y, Zr, Nb) monolayers can exist in
1H, 1T, and 1T0polymorphs, among which 1T is most stable and
is shown in Fig. 45(a) . The absence of the imaginary frequency
indicates the dynamical stability of the 1T-YN2 monolayer, as
shown in Fig. 45(b) . The spin-resolved band structure of FM
1T-YN 2is shown in Fig. 46(a) . It can be seen that in the spin-
down channel, the band structure possesses a gapless feature withVBM and CBM touching the Fermi level (Dirac points), whereas alarge gap of 4.57 eV is there in the spin-up channel. A similar
feature has been produced within DFT+U and HSE06 calculations
as well. To understand the origin of the single-spin Dirac state inthe YN
2monolayer, the authors also calculated the projected
density of states (PDOS) and found that mainly the N atoms con-tribute to its Dirac state near the Fermi level, confirming the
p-state DSGS feature. The Fermi velocity was found to be
3:74/C210
5m/s, which is very high as compared to other reported
Dirac materials [see Fig. 46(b) ]. Also, the monolayer exhibits a
robust ferromagnetic ground state with a Curie temperature above332 K. There are other TM nitride monolayers, such as scandium
dinitrides and lanthanide dinitrides, which are proposed to be
investigated for such rich properties.
3. Half-Heusler MnPK
Dehghan and Davatolhagh122introduced a new class of a
d0-d Dirac half-Heusler compound where d refers to the
3d-transition metal element and d0stands for the metal
element with the valence electron configuration ns1,2,( n/C01)d0.
FIG. 35. Single-spin Dirac points of the CrO 2/TiO 2inter-
face. (a) and (b) show the non-relativistic DFT band struc-ture of superlattice and thin-film models, respectively.
Here, the blue and red bands are for two spins, and the
Fermi level is set to zero energy. Reproduced with per-mission from Cai et al ., Nano Lett. 15, 6434 (2015).
Copyright 2015 American Chemical Society.
FIG. 36. The top (a) and side (b) views of the VX 3(X¼Cl, I) monolayer.
Reproduced with permission from He et al., J. Mater. Chem. C 4, 2518 (2016).
Copyright 2016 Royal Society of Chemistry.Journal of
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J. Appl. Phys. 128, 220902 (2020); doi: 10.1063/5.0028918 128, 220902-25
Published under license by AIP Publishing.A systematic investigation on the spin-gapless behavior of
MnPK using first-principles calculation within both GGA andGGA + U methods, under uniform and tetragonal strain condi-tions, has been carried out by You et al.
123This band structure
is shown in Fig. 47 . The authors also found that Hubbard U
mainly affects the band structure in the spin-down channelwhile keeping the SGS nature intact in the spin-up channel.The SGS nature was found to be quite robust against uniform
and tetragonal strains. Althoug h a larger number of materials
are theoretically predicted to show the 2D DSGS feature, noneof these materials are successfully synthesized experimentally.
As such, this is the need of the hour to either synthesize these
predicted materials or find new approaches to search stableand easily synthesizable DSGS materials.
FIG. 37. Spin-polarized band structure and total density of states (DoS) for (a) VCl 3and (b) VI 3. The red and blue lines/areas represent the spin-up and spin-down chan-
nels, respectively. Reproduced with permission from He et al., J. Mater. Chem. C 4, 2518 (2016). Copyright 2016 Royal Society of Chemistry.
FIG. 38. The spin exchange parameters as a function of carrier concentration calculated for (a) VCl 3and (b) VI 3. The positive and negative values are for electron and
hole doping, respectively. The calculated band structures for electron doping of 0.1 and 0.7 are presented in the insets for VCl 3and VI 3, respectively. Reproduced with per-
mission from He et al., J. Mater. Chem. C 4, 2518 (2016). Copyright 2016 Royal Society of Chemistry.Journal of
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J. Appl. Phys. 128, 220902 (2020); doi: 10.1063/5.0028918 128, 220902-26
Published under license by AIP Publishing.VI. FUTURE PROSPECTS OF SGS MATERIALS
From an application perspective, recently, the non-volatile
magnetoresistive random access memory (MRAM) devices
attracted a lot of attention because they can replace the dynamic
random access memory (DRAM). This can lead to a significant
reduction of electrical power consumption in commercial infor-mation technology devices. To realize the potential application ofMRAM, it is crucial to improve the performance of magnetictunnel junctions (MTJs), which is the basic element of MRAM.There are three fundamental issues regarding the performance ofMTJs: (i) a large TMR ratio for robust reading of digital datastored in MRAM cells, (ii) magnetization switching with lowconsumption power, and (iii) high perpendicular magnetic anisot-
ropy of the magnetization direction of the free (memory) layer for
a long retention of digital data.
124The magnetization switching of
the free layer in MTJs could be achieved in different ways, such asusing the spin –orbit torque generated by heavy elements and
topological materials, by spin-transfer torque due to the spin-polarized current, and also by applying the electric field.
125 –127
The electric-field driven magnetization switching is drawing
much attention because it reduces the energy dissipation by afactor of 100 when compared with that in spin-transfer-torquedevices. This makes it comparable to that of the semiconductor
based field-effect transistors but with added non-volatile function-
ality.
126,127The electrical manipulation of magnetic anisotropy
FIG. 39. Band structures of 2D NiCl 3with and without SOC calculated at the PBE and HSE06 exchange correlation levels. The insets of (a) and (b) show the
details of Dirac states near the Fermi level where VB and CB are marked by green and black lines, respectively. The Fermi level is indicated by the horizo ntal
dotted lines. The spin-up and spin-down channels are represented by red and blue lines, respectively. The 3D band structures around the Fermi level in the 2D
k-space with and without SOC are shown in (c) and (f) panels, respectively. Reproduced with permission from He et al ., Nanoscale 9, 2246 (2017). Copyright 2017
Royal Society of Chemistry.Journal of
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J. Appl. Phys. 128, 220902 (2020); doi: 10.1063/5.0028918 128, 220902-27
Published under license by AIP Publishing.and switching has been achieved across a number of different
material systems.128Due to their relatively low carrier concentra-
tion, SGS materials are suitable candidates for the electric-fielddriven magnetization switching and MTJ applications. SGS mate-rials could make a bridge between half-metals and diluted mag-
netic semiconductors. SGSs have a high Curie temperature
compared to diluted magnetic semiconductors, which make them apotential candidate for room temperature applications. However,there are some challenges to demonstrate electric-field driven mag-
netization switching in SGS materials such as growth of thin films
(less than 5 nm) and sustaining the SGS band structure for thesethin films. In most cases, thin-film growth of these materials hasissues with surface roughness and chemical ordering. At criticallylow thicknesses, chemical disorder increases, which results in the
loss of SGS band topology. The spin-polarized current passing
through the ferromagnet causes spin-transfer-torque (STT) in nano-meter scale magnetic devices.
129,130Using this STT, a magnetization
reversal or steady-state magnetization precession could be achieved,which is utilized in nonvolatile MRAM with low power consump-
tion and in radio-frequency ( r
f) oscillators and diode devices.131
The theoretical current density JCrequired for the magnetization
switching and oscillation is proportional to the Gilbert dampingconstant ( α) multiplied by the saturation magnetization M
Sof the
ferromagnetic free layer.129Thus, the materials with low saturation
magnetization and a low Gilbert damping constant are required to
achieve STT magnetization switching at low JC. The Gilbert
damping constant is primarily due to the intrinsic mechanism ofspin relaxation inherent in magnetic metals, and its origin is the
spin –orbit interaction in the electronic band structure of ferromag-
netic metals. The Gilbert damping constant, α, can be understoodby Kambersky ’s classic simple argument equation,
132
α¼1
γMSμB2D(EF)(g/C02)2
τ(EF), (2)
where μBis the Bohr magneton, D(EF) is the total density of states
at the Fermi energy E F,gis the Lande g factor, γis the gyromag-
netic ratio, and τis the electron momentum scattering time. Clearly,
αis directly proportional to D(E F). Therefore, αwill be smaller for
magnetic alloys with lower D(E F), such as half-metals, as noted by
Mizukami et al.133
The typical value of the Gilber t damping constant for Fe is
2/C210/C03,133,134while even smaller values were reported in half-
metallic Heusler alloys with a half-metallic gap in minority states,
e.g., 1.0 –1:5/C210/C03for Co 2FeAl films.133,135 –137Schoen et al.138
studied the CoFe binary alloys and reported a Gilbert damping cons-
tant value of 5 /C210/C04with the lowest D(E F). Most of the studies on
the Gilbert damping constant explained that low density of states at
Fermi energy is the origin of the low value of α.H o w e v e r ,t h el o w e s t
value of αin ferromagnetic metals is many times higher than that
observed for insulating ferromagnets ( α/difference10/C05), such as yttrium –
iron –garnet, with zero-D(E F).139 –141The ideal SGS materials possess
a bandgap for one spin state and a gapless-semi-metallic state for
the other spin state at the E F. Thus, SGSs have negligible D(E F)
and are expected to have αeven lower than the half-metallic fer-
romagnetic systems. One of the authors71studied the Gilbert
damping constant in equiatomic quaternary Heusler alloy
CoFeMnSi thin films. The 10 nm thick CoFeMnSi shows the
Gilbert damping constant value of α¼2:7/C210/C03,w h i c hi st h e
FIG. 40. (a) The distribution of the Berry curvature in the momentum space for NiCl 3. (b) Anomalous Hall conductivity vs energy as the Fermi level is shifted from its origi-
nal position. The calculated local density of states of edge states for (c) zigzag and (d) armchair insulators. Reproduced with permission from He et al., Nanoscale 9, 2246
(2017). Copyright 2017 Royal Society of Chemistry.Journal of
Applied PhysicsPERSPECTIVE scitation.org/journal/jap
J. Appl. Phys. 128, 220902 (2020); doi: 10.1063/5.0028918 128, 220902-28
Published under license by AIP Publishing.FIG. 41. Spin-polarized band structures of MnF 3without SOC calculated at the PBE (top) and HSE06 (bottom) exchange correlation levels. The inset of (d) displays the
corresponding Brillouin zone. Reproduced with permission from Jiao et al., Phys. Rev. Lett. 119, 016403 (2017). Copyright 2017 American Physical Society.
FIG. 42. (a) 3D electronic band plot of MnF 3along the M –K–Γplane. (b) 3D band view of VBM and its corresponding projection. Reproduced with permission from Jiao
et al., Phys. Rev. Lett. 119, 016403 (2017). Copyright 2017 American Physical Society.Journal of
Applied PhysicsPERSPECTIVE scitation.org/journal/jap
J. Appl. Phys. 128, 220902 (2020); doi: 10.1063/5.0028918 128, 220902-29
Published under license by AIP Publishing.smallest among the transition metal ferromagnets. They also studied
the effect of chemical ordering and the spin-gapless electronic struc-
ture and further discussed the possibility of reducing the αto the
ultralow damping regime of /difference10/C05using the ab initio calculations
and experimental observations. One way to achieve a ultralow α
value is to synthesize highly crystalline and ordered films, whichcan help in sustaining the spin-gapless electronic structure and
hence the ultralow density of states at E
F. Very recently, a reconfig-
urable magnetic tunnel diode and transistor based on half-metallicmagnets (HMMs) and spin-gapless semiconductors have been pro-posed (employing first-principles calculations), which consist of a
HMM and a SGS electrode separated by a thin insulating tunnel
barrier. This new spintronic device based on SGSs and HHMscombines reconfigurability and nonvolatility on the diode and tran-
sistor level. Also, the unique band structure of the SGS base elec-
trode limits the base-collector leakage current and allows dual-mode
operation of the transistor.
142,143
It should be noted that the spin-gapless semiconductors have
almost 100% spin polarization only at very low drain biases.144
Also, they are much less sensitive to the conductivity mismatch
problem due to their low conductivity and are nominally free from
it if the inject carriers are of only one spin sign. Thus, they can actas very efficient spin injectors into semiconductors.
145On the con-
trary, SGS are not useful as spin-polarized channels for
spin-MOSFETs because the zero energy required for the excitation
nullifies any possible gain by the field effect.
FIG. 43. Schematic representation of (a) g-C 14N12and (c) g-C 10N9with the unit cells indicated by the light yellow region. The corresponding phonon spectrums along
high symmetry points of the BZ are plotted in (b) and (d), respectively. Reproduced with permission from Zhang et al ., Carbon 84, 1 (2015). Copyright 2015 Elsevier
Publications.Journal of
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J. Appl. Phys. 128, 220902 (2020); doi: 10.1063/5.0028918 128, 220902-30
Published under license by AIP Publishing.FIG. 44. Spin-resolved band structure, electronic density
of states (DoS), and spatial distribution of spin-polarizedelectron density for (a) g-C
14N12and (b) g-C 10N9. The
insets show the enlarged views of the degenerate bands
near the Fermi level. The energy at the Fermi level wasset to zero, and the isosurface value of spin-polarizedelectron density was set to 0.003 A
/C143. Reproduced with
permission from Zhang et al ., Carbon 84, 1 (2015).
Copyright 2015 Elsevier Publications.
FIG. 45. Structure of the 1T-YN 2monolayer in top and side views. The inset shows the octahedral structure unit (top right corner). The shaded area with Bravais lattice
vectors a and b marks the primitive unit cell. (b) Phonon dispersion for the 1T-YN 2monolayer. The absence of the imaginary frequency indicates its dynamical stability.
Reproduced with permission from Liu et al., Nano Research 10, 1972 (2017). Copyright 2017 Springer Publications.Journal of
Applied PhysicsPERSPECTIVE scitation.org/journal/jap
J. Appl. Phys. 128, 220902 (2020); doi: 10.1063/5.0028918 128, 220902-31
Published under license by AIP Publishing.FIG. 46. (a) Spin-polarized band structure of the 1T-YN 2monolayer. (b) Comparison of the values of the Fermi velocity ( vF) between previously reported Dirac materials.
Reproduced with permission from Liu et al., Nano Research 10, 1972 (2017). Copyright 2017 Springer Publications.
FIG. 47. Spin-polarized simulated electronic band structure of half-Heusler compound MnPK at the equilibrium lattice constant. For the GGA + U method, an ons ite
Coulomb energy of 4 eV is applied. Reproduced from You et al., Materials 12(19), 3117 (2019). Copyright 2019 MDPI.Journal of
Applied PhysicsPERSPECTIVE scitation.org/journal/jap
J. Appl. Phys. 128, 220902 (2020); doi: 10.1063/5.0028918 128, 220902-32
Published under license by AIP Publishing.VII. CONCLUSION
Spin-gapless semiconductors are members of zero-gap materi-
als with unique electronic properties and open up various prospects
for practical applications in the spintronics, electronics, and optics
fields. The properties of SGS materials can be tuned by external
factors such as electric fields, magnetic fields, pressure, impurities,etc. The tunable spin direction characteristic may be useful to
design qubits for quantum computing, data storage, and coding/
decoding. As compared to the diluted magnetic semiconductors, inthe SGS, the speed of the 100% polarized spin electrons could be
much larger. The excited carriers can be 100% spin polarized with
tunable capabilities and can have superior performance comparedto half-metals and diluted magnetic semiconductors. From the
applied point of view, this realization was significant because many
of these SGS materials have a higher Curie temperature comparedto the other known spintronic, semiconducting family, namely,DMS. The band structures shown in Fig. 3 having linear dispersion
with a finite gap may not really exist
1because such a dispersion
can be destroyed by any interaction opening up the bandgap. Thus,a deviation from linear dispersion [shown by the dotted curves in
Fig. 3(a) ] takes place. However, according to the model for
quantum resistance,
146with proper tuning induced by pressure and
doping, the linear dispersion may still hold at some random point
in the reciprocal space or can be realized in low-dimensional mate-
rials such as graphene.
This article discusses the recent progress on the material realiza-
tion of parabolic and Dirac-type spin-gapless semiconductors. The
concept of SGSs was first verified in Co-substituted PbPdO 21by
band structure calculations. A major breakthrough happened withthe identification of Heusler alloys with SGS properties. Many
Heusler-based alloys have a stable structure, high T
C,a n dh i g hs p i n
polarization. Among Heusler alloys, various systems have beenreported to show SGS character, however, mainly because of the diffi-
culties in their synthesis and growth, and only a few of them have
been experimentally verified, too indirectly in most of the cases.These include half-Heusler, full-Heusler, and quaternary Heusler
alloys. The first experimental verification of SGS characteristics
among Heusler alloys was reported in polycrystalline Mn
2CoAl11fol-
lowed by CoFeMnSi,12CoFeCrGa,13etc. An important class of mate-
rials among Heusler-based SGS is FCF-SGS materials. As compared
to the conventional MTJs with magnetic materials, in SGS-FCF mate-rials, there would be no stray magnetic fields that prevent the distor-tion of the domain structure of the materials. CrVTiAl
14is one such
material where SGS and FCF characters can be realized simultane-
ously. Furthermore, to realize the application of the new SGS materi-als in devices, the first step is to fabricate well-ordered SGS films on
semiconducting substrates. It is challenging to maintain the same sto-
ichiometry structure in the thin-film form as in the poly-crystallinebulk. A few Heusler-based SGSs have been synthesized in a thin-film
form, which include Mn
2CoAl,51Ti2MnAl,23CoFeMnSi,65and
CrVTiAl.74Another important aspect is to tune the properties of
existing SGSs with suitable substitutions that may help in further
improving their properties, as reported in Co 1þxFe1/C0xCrGa.75As
mentioned in the beginning, based on the few experimental reports,almost temperature-independent conductivity, a low value of temper-
ature coefficient of resistivity, a very small Seebeck coefficient,temperature-independent carri er concentration, and linear MR
have been considered signatures of SGSs. However, a direct evi-
dence of zero gap in such materials is yet to be studied, which isone of the main future challenges in these materials. Also, in thefuture, it will be interesting to study the properties of MJT basedon SGSs and their realization in real time devices. Other
parabolic-type SGSs include diamond like quaternary compound
CuMn
2InSe 480and CO –Mn complex decorated graphene such as
ZnO95and BiFe 0:83Ni0:17O3.96Experimental verification of this
behavior is yet to be reported.
We also discussed recent progress in DSGSs. For spintronic
devices, in comparison with parabolic-like SGSs, these DSGSs
would be a better choice because they can lead to low energy con-sumption and ultra-fast transport because of their unique linearband dispersion. DSGSs exhibit 100% spin polarization, masslessfermions around the Fermi level, and ideal dissipationless proper-
ties. The prediction of DSGSs is mainly based on theoretical calcu-
lations. DSGSs can be divided into two classes: (1) d-state DSGSsin which the Dirac state is contributed by d-orbitals of transitionmetal atoms and (2) p-state DSGSs in which it is contributed by p-orbitals of main-group atoms. The p-state DSGSs gain more atten-
tion due to their applications in high-speed spintronics. The p-state
DSGSs include 2D graphitic nitrides
118and some TM nitride
layered materials.119The search of DSGSs was mainly focused on
layered materials until DSGS nature was predicted in MnF 3in a
bulk form with excellent properties.110Until now, among the pre-
dicted DSGSs, only bulk MnF 3has been synthesized. In MnF 3,i t
was observed that in the spin-up channel, there are a total of eightDirac cones located at/around the Fermi level. The large number ofDirac cones and cone degeneracy are unusual and unique among
all reported Dirac materials. Also, a small gap opens for every cone,
ranging from 1.4 to 33.8 meV. This gapped Dirac cone feature hasbeen proposed to be a unique feature for valley current transport.The 3D band structure of MnF
3was observed to have two rings of
Dirac nodes in the M –K–Γplane of the BZ. Such a unique multiple
Dirac ring feature in this material is expected to bring about more
fascinating electronic properties and applications as compared toother Dirac materials with the single cone or ring. On the otherhand, under different coverage of Mn atoms, Dirac states were real-ized in Mn-intercalated epitaxial graphene, which was demon-
strated experimentally to be in the DHM state instead of the DSGS
state. However, later, it was confirmed that substrate modulationcan transform its DHM state to the DSGS state. To demonstratethe feasibility of various theoretically predicted DSGSs, more
emphasis on their synthesize and characterization is essential.
Therefore, it is quite clear that the spintronics community is verykeenly watching the development of different kinds of SGS materi-als in view of their superior place in devices. It is hoped that futureactivities in this topic will give rise to better understanding of the
physics of these materials, thereby allowing their full exploitation in
practical applications.
ACKNOWLEDGMENTS
A.A. acknowledge DST-SERB (Grant No. CRG/2019/002050) for
funding to support this research. T he authors thank Y. Venkateswara,
J .N a g ,a n dA .I .M a l l i c kf o ru s e f u ld i s c u s s i o n s .Journal of
Applied PhysicsPERSPECTIVE scitation.org/journal/jap
J. Appl. Phys. 128, 220902 (2020); doi: 10.1063/5.0028918 128, 220902-33
Published under license by AIP Publishing.DATA AVAILABILITY
Data sharing is not applicable to this article as no new data
were created or analyzed in this study.
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1.2712324.pdf | Model of phase locking in spin-transfer-driven magnetization dynamics
R. Bonin, G. Bertotti, C. Serpico, I. D. Mayergoyz, and M. d’Aquino
Citation: Journal of Applied Physics 101, 09A506 (2007); doi: 10.1063/1.2712324
View online: http://dx.doi.org/10.1063/1.2712324
View Table of Contents: http://scitation.aip.org/content/aip/journal/jap/101/9?ver=pdfcov
Published by the AIP Publishing
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136.165.238.131 On: Fri, 19 Dec 2014 07:30:19Model of phase locking in spin-transfer-driven magnetization dynamics
R. Bonina/H20850and G. Bertotti
INRIM, 10135 Torino, Italy
C. Serpico
Dipartimento di Ingegneria Elettrica, Università di Napoli “Federico II,” 80125 Napoli, Italy
I. D. Mayergoyz
Electrical and Computer Engineering Department, University of Maryland, College Park, Maryland 20742
and UMIACS, University of Maryland, College Park Maryland 20742
M. d’Aquino
Dipartimento di Ingegneria Elettrica, Universitá di Napoli “Federico II,” 80133 Napoli, Italy
/H20849Presented on 9 January 2007; received 6 November 2006; accepted 21 December 2006;
published online 4 May 2007 /H20850
A simplified model of phase locking is discussed, which can be fully solved in analytical terms with
no limitations as to the intensity of the coupling mechanism responsible for the locking. Ananomagnet with uniaxial symmetry is considered, jointly driven by a spin-polarized current, a dcmagnetic field along the symmetry axis, and a radio-frequency circularly polarized magnetic field.The conditions are determined under which locking occurs between current-induced oscillations andthe action of the rf field. The locking effect exhibits hysteresis as a function of the current. © 2007
American Institute of Physics ./H20851DOI: 10.1063/1.2712324 /H20852
Significant efforts are under way to study the effect of a
spin-polarized current in three-layer structures, composed bya “fixed” layer with pinned magnetization, a nonmagneticspacer, and a “free” layer whose magnetization is subject tothe torque exerted by the spin-polarized current. In this con-nection, the recent discovery of phase locking effects in spin-transfer devices has generated considerable interest.
1–3The
key point is to comprehend in detail how phase locking willemerge under different dynamical regimes induced by thecurrent and the field.
In this paper, we discuss phase locking between current-
induced magnetization precession and a circularly polarizedradio-frequency /H20849rf/H20850field applied in the free-layer plane. We
consider the case of a system with uniaxial symmetry, wherethe free-layer and fixed-layer easy axes as well as the exter-nal dc magnetic field are all perpendicular to the layerplanes,
4,5and we restrict our analysis to uniformly magne-
tized layers. Under these assumptions, the phase-lockingproblem can be fully solved in analytical terms.
We introduce a system of Cartesian unit vectors
/H20849e
x,ey,ez/H20850. The free layer is parallel to the /H20849x,y/H20850plane, and
the electron current flows along the zdirection, which repre-
sents the symmetry axis of the problem. The magnetizationdynamics in the free layer is described by the Landau-Lifshitz-Gilbert /H20849LLG /H20850equation with the addition of the
spin-transfer term.
6,7We consider the simplest case where no
asymmetry exists between forward and backward spin-transfer effects. In dimensionless form, the equation for thiscase isdm
dt−/H9251m/H11003dm
dt=−m/H11003/H20849heff−/H9252m/H11003ez/H20850, /H208491/H20850
where the free-layer magnetization mand the effective field
heffare normalized by the saturation magnetization Ms, time
is measured in units of /H20849/H9253Ms/H20850−1/H20849/H9253is the absolute value of
the gyromagnetic ratio /H20850,/H9251is the damping parameter, and the
unit vector ezgives the direction of the spin polarization. The
parameter /H9252is expressed as7,8/H9252=bpJe/Jp, where Jeis the
current density, taken as positive when the electrons flowfrom the free into the fixed layer, and J
p=/H92620Ms2/H20841e/H20841d//H6036/H20849/H92620is
the vacuum permeability, eis the electron charge, dis the
thickness of the free layer, and /H6036is the reduced Planck con-
stant /H20850. The parameter bpis model dependent but always
smaller than unity. Therefore, since typically Jp
/H11229109Ac m−2,/H9252/H112701 for the typical current densities em-
ployed in spin-transfer experiments, Je/H11351108Ac m−2.
The effective field appearing in Eq. /H208491/H20850is given by heff
=−/H11509gL//H11509m, where
gL/H20849m,ha/H20850=1
2/H20851N/H11036/H20849mx2+my2/H20850+Nzmz2/H20852−/H9260
2mz2−ha/H20849t/H20850·m
/H208492/H20850
is the energy density of the free layer normalized by /H92620Ms2,
NzandN/H11036are the demagnetizing factors along the symmetry
axis and in the plane perpendicular to it /H20849Nz+2N/H11036=1/H20850,/H9260
=2K1//H92620Ms2is the dimensionless anisotropy constant, and
K1being the physical anisotropy constant. The external field
ha/H20849t/H20850is composed by a dc component aligned to the zaxis
and a rf component of angular frequency /H92750in the /H20849x,y/H20850
plane, that is, ha/H20849t/H20850=ha/H11036/H20849cos/H92750tex+sin/H92750tey/H20850+hazez.I no u r
discussion, we will use the dimensionless parameter /H9260eff=/H9260
+N/H11036−Nz.a/H20850Electronic mail: bonin@inrim.itJOURNAL OF APPLIED PHYSICS 101, 09A506 /H208492007 /H20850
0021-8979/2007/101 /H208499/H20850/09A506/3/$23.00 © 2007 American Institute of Physics 101, 09A506-1
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136.165.238.131 On: Fri, 19 Dec 2014 07:30:19Equation /H208491/H20850describes a dynamical system evolving on
the surface of the unit sphere /H20841m/H208412=1. Complete analytical
solutions for this dynamics were previously obtained in thecases where only the current or the rf field are present, thatis, when h
a/H11036=0 and /H9252/HS110050 or when ha/H11036/HS110050 and /H9252=0. The
first case was studied for uniaxial systems in Ref. 5.I tw a s
proved that the system has two fixed points, mz= ±1, which
are always present for all values of dc field and injectedcurrent. Besides, for currents and fields satisfying the condi-tion −1 /H33355/H20849
/H9252//H9251−haz/H20850//H9260eff/H333551, a limit cycle appears in the
dynamics corresponding to a self-oscillatory regime for the
magnetization. Magnetization dynamics under ha/H11036/HS110050 and
/H9252=0 was studied in Ref. 9by using methods of nonlinear
dynamical system theory and bifurcation theory.10These
same methods can be used to study the general case, ha/H11036
/HS110050 and/H9252/HS110050. The starting point is to describe the magneti-
zation dynamics in the rotating frame where the rf field isstationary. Thanks to symmetry conditions, in the rotatingframe Eq. /H208491/H20850becomes
dm
dt−/H9251m/H11003dm
dt=−m/H11003/H20851/H20849haz/H11032−/H9275/H11032+/H9260effmz/H20850ez+ha/H11036ex
+/H9251/H9275/H11032m/H11003ez/H20852, /H208493/H20850
where
haz/H11032=haz−/H9252//H9251,/H9275/H11032=/H92750−/H9252//H9251. /H208494/H20850
Equation /H208493/H20850shows no explicit dependence on the current
anymore. In other words, the analysis of the dynamics drivenby the combined action of the spin-polarized current and therf field is identical to the analysis of the dynamics driven bythe rf field only,
9once the dc field and the angular frequency
are redefined as expressed by Eq. /H208494/H20850. These conclusions in-
dicate that the results obtained in Ref. 9should be immedi-
ately applicable to the phase-locking problem of interesthere.
It was shown in Ref. 9that time-persistent solutions of
Eq. /H208493/H20850can only be fixed points or limit cycles. Fixed points
in the rotating frame are observed in the laboratory frame asperiodic modes, termed P-modes, in which the magnetization
precesses around the symmetry axis in synchronism with therf field. On the other hand, a limit cycle in the rotating frameis observed in the laboratory frame as a quasiperiodic mode/H20849Q-mode /H20850, resulting from the combination of the periodic
motion along the limit cycle with the rotation of the rotatingframe. Position and stability of fixed points are analyticallyobtained by standard methods.
10In particular, as shown in
Ref. 11, only two or four fixed points can be present in the
dynamics of Eq. /H208493/H20850. In the second case, one of the fixed
points must be a saddle /H20849Poincaré index theorem10/H20850. Limit
cycles can be analytically studied by taking advantage of thefact that
/H9251/H112701 and/H9252/H112701. The dynamics described by Eq. /H208493/H20850
can then be viewed as a perturbation of the conservative one,obtained for
/H9251=/H9252=0, which permits one to apply Poincaré-
Melnikov theory for slightly dissipative systems10,11to deter-
mine limit cycles. One introduces the Melnikov function
M/H20849g˜0/H20850=−/H20859C/H20849g˜0/H20850/H20849m/H11003heff/H20850·dm, where C/H20849g˜0/H20850is the mtrajec-
tory of constant gL/H20849m,ha/H20850+/H92750mz=g˜0. Then, the equation
M/H20849g˜0/H20850=0 represents the necessary and sufficient conditionfor the existence of a limit cycle. The limit cycle is /H9251close to
the trajectory C/H20849g˜0/H20850and is stable /H20849unstable /H20850if/H11509M/H20849g˜0/H20850//H11509g˜0
/H110220/H20849/H110210/H20850.
The control parameters which determine the dynamical
response of the system described by Eq. /H208493/H20850are
/H20849haz/H11032,ha/H11036,/H9275/H11032/H20850, where haz/H11032and/H9275/H11032are given by Eq. /H208494/H20850.I nt h e
case of interest here, ha/H11036and/H92750are given and one is inter-
ested in the dependence on hazand/H9252//H9251. Therefore, the dy-
namical response of the system can be represented in the/H20849h
az,/H9252//H9251/H20850control plane. In Fig. 1/H20849a/H20850, we show the various
dynamical regimes in the /H20849haz,/H9252//H9251/H20850plane for ha/H11036=0.003
and/H92750=1. In more detail, the bold symbols identify the re-
gions where P-modes and Q-modes are present. The slash
notation, that is, P/PandP/Q, indicates the coexistence of
two different P-modes or a P-mode and a Q-mode. When a
variation of external conditions induces qualitative changesin a given dynamical regime, we are in the presence of abifurcation. Three types of bifurcations
11are present in the
diagram of Fig. 1:/H20849i/H20850saddle-node bifurcation /H20849labeled by d/H20850,
when a saddle-node pair is either created or annihilated; /H20849ii/H20850
Hopf bifurcation /H20849labeled by h/H20850, when one of the fixed points
of the dynamics changes from stable to unstable or vice versawith the simultaneous appearance or disappearance of a limitcycle; and /H20849iii/H20850saddle-connection bifurcation /H20849labeled by c/H20850,
when a limit cycle appears or disappears in the vicinity of aseparatrix.
In this picture, one can determine the conditions under
which phase locking will appear. Let us first consider thecase, discussed in Ref. 5, where no rf field is present. By
applying a positive dc field sufficient to saturate the magne-
FIG. 1. /H20849a/H20850Stability diagram in the /H20849haz,/H9252//H9251/H20850control plane. System param-
eters are ha/H11036=0.003, /H92750=1,/H9251=0.02, and /H9260eff=−1. Bifurcation lines are d:
saddle node, h: Hopf, and c: saddle connection. States are P: stable P-mode
andQ: stable Q-mode. /H20849b/H20850\\\ shading: region of phase locking under fixed
field and increasing current and /// shading: region of phase locking underfixed field and decreasing current. Frequency behavior along vertical line Ais shown in Fig. 2.09A506-2 Bonin et al. J. Appl. Phys. 101, 09A506 /H208492007 /H20850
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136.165.238.131 On: Fri, 19 Dec 2014 07:30:19tization, in our case haz/H11022/H20841/H9260eff/H20841=1, the magnetization state
under zero current is mz=1. When the current is increased, a
Hopf bifurcation occurs for /H9252//H9251=haz+/H9260eff, where current-
induced magnetization precession of angular frequency /H9275
=/H9252//H9251appears. This regime persists until the hbifurcation
line/H9252//H9251=haz−/H9260effis reached, where the state mz=−1 be-
comes stable. Figures 1and 2 show how this simple picture
is modified when one introduces the rf field. A complex bi-furcation structure appears for currents
/H9252//H9251close to the rf
field frequency /H92750. Let us consider, for example, what hap-
pens when we move along vertical line A in Fig. 1/H20849b/H20850/H20849see
Fig.2/H20850, that is, the dc field is fixed and the current varies. At
zero current, the system is in the stable P-mode of the P
regime. The magnetization is almost aligned to the zaxis and
precesses around this axis in synchronism with the rf field atthe angular frequency
/H92750. Then, when the current is in-
creased, the hbifurcation line is reached and the system
jumps to the Q-mode of the Qregime. In this regime, the
system executes a quasiperiodic motion resulting from thecombination of the current-induced precession and the rffield action. Therefore, two angular frequencies are presentin the system response /H20849see Fig. 2/H20850. This situation persists
also when the saddle-node bifurcation line dis crossed and a
further stable P-mode, coexisting with the Q-mode /H20849P/Q
regime /H20850, is created. When the first saddle-connection bifur-
cation cline is crossed, the limit cycle disappears and the
system jumps to stable P-mode of the Pregime. The appear-
ance of this P-mode means that the current-induced preces-
sion starts to proceed in synchronism with the rf field. Inother words, phase locking has taken place. When the second
cbifurcation line is reached, the Q-mode of the P/Qregime
appears, but the system remains in the P-mode and the phase
locking is observed until the system crosses the second d
bifurcation line and jumps to the Q-mode previously created,
which is the only available stable state. Again two frequen-cies are observed,
/H92750and the frequency of the current-
induced precession. For higher currents, a the second hbi-
furcation line is crossed, where the Q-mode disappears and
the system reaches the large-current Pregime. In this regime,
the magnetization is almost antiparallel to the zaxis and
precesses around the zaxis with frequency /H92750. By decreasing
the current from this state, an hysteretic behavior is observeddue to the coexistence of P-modes and Q-modes in the P/Q
regimes between the dandcbifurcation lines /H20851see Figs. 2/H20849a/H20850
and2/H20849b/H20850/H20852.
A qualitatively different behavior is observed if the bi-
furcation lines are crossed in a different order. Let us con-sider, for example, vertical line B in Fig. 1/H20849b/H20850/H20849h
az=1.9 /H20850. The
dynamics under increasing current is similar to the one at
haz=1.2. However, when we decrease the current, after
crossing the second cbifurcation line, we reach the hbifur-
cation line before the dbifurcation. This means that at the h
bifurcation a second stable P-mode is created /H20849P/Pregime /H20850
but the system stays in the previous stable P-mode locked to
the rf field at the angular frequency /H92750. When the dbifurca-
tion is reached, the system jumps to the unlocked initialP-mode of the Pregime, but no quantitative effects are ob-
served in the frequency response since the magnetizationprecesses around the zaxis in synchronism with the rf field
both before and after the bifurcation.
Finally, we remark that if we initially saturate the system
with a dc field h
az/H11407−/H9260eff+/H92750, no phase-locking effects oc-
cur and the reversible dynamics described by Ref. 5takes
place.
1M. R. Pufall, W. H. Rippard, S. Kaka, T. J. Silva, and S. E. Russek, Appl.
Phys. Lett. 86, 082506 /H208492005 /H20850.
2S. Kaka, M. R. Pufall, W. H. Rippard, T. J. Silva, S. E. Russek, and J. A.
Katine, Nature /H20849London /H20850437, 389 /H208492005 /H20850.
3F. B. Mancoff, N. D. Rizzo, B. N. Engel, and S. Tehrani, Nature /H20849London /H20850
437, 393 /H208492005 /H20850.
4S. Mangin, D. Ravelosona, J. A. Katine, M. J. Carey, B. D. Terris, and E.
E. Fullerton, Nat. Mater. 5, 210 /H208492006 /H20850.
5Y . B. Bazaliy, B. A. Jones, and S. C. Zhang, Phys. Rev. B 69, 094421
/H208492004 /H20850.
6J. C. Slonczewski, J. Magn. Magn. Mater. 159,L 1 /H208491996 /H20850.
7J. C. Slonczewski, J. Magn. Magn. Mater. 247,3 2 4 /H208492002 /H20850.
8G. Bertotti, C. Serpico, I. D. Mayergoyz, R. Bonin, and M. d’Aquino, J.
Magn. Magn. Mater. /H20849to be published /H20850.
9G. Bertotti, C. Serpico, and I. D. Mayergoyz, Phys. Rev. Lett. 86,7 2 4
/H208492001 /H20850.
10L. Perko, Differential Equations and Dynamical Systems /H20849Springer, New
York, 1996 /H20850.
11G. Bertotti, I. D. Mayergoyz, and C. Serpico, in The Science of Hysteresis ,
edited by G. Bertotti and I. D. Mayergoyz /H20849Elsevier, Oxford, 2006 /H20850, V ol. 2,
Chap. 7.
FIG. 2. Bold lines represent angular frequencies present in the system re-
sponse to current for fixed dc field haz=1.2 /H20851vertical line A in Fig. 1/H20849b/H20850/H20852./H20849a/H20850
Increasing current and /H20849b/H20850decreasing current. d: saddle-node bifurcation, h:
Hopf bifurcation, and c: saddle-connection bifurcation. Thin line: /H9275=/H9252//H9251.09A506-3 Bonin et al. J. Appl. Phys. 101, 09A506 /H208492007 /H20850
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136.165.238.131 On: Fri, 19 Dec 2014 07:30:19 |
5.0012734.pdf | Appl. Phys. Lett. 116, 209902 (2020); https://doi.org/10.1063/5.0012734 116, 209902
© 2020 Author(s).Erratum: “Controlling acoustic waves using
magnetoelastic Fano resonances” [Appl.
Phys. Lett. 115, 082403 (2019)]
Cite as: Appl. Phys. Lett. 116, 209902 (2020); https://doi.org/10.1063/5.0012734
Submitted: 05 May 2020 . Accepted: 06 May 2020 . Published Online: 20 May 2020
O. S. Latcham
, Y. I. Gusieva
, A. V. Shytov
, O. Y. Gorobets
, and V. V. Kruglyak
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[Appl. Phys. Lett. 115, 082403 (2019)]
Cite as: Appl. Phys. Lett. 116, 209902 (2020); doi: 10.1063/5.0012734
Submitted: 5 May 2020 .Accepted: 6 May 2020 .
Published Online: 20 May 2020
O. S. Latcham,1
Y. I.Gusieva,2
A. V. Shytov,1
O. Y. Gorobets,2
and V. V. Kruglyak1,a)
AFFILIATIONS
1University of Exeter, Stocker Road, Exeter EX4 4QL, United Kingdom
2Igor Sikorsky Kyiv Polytechnic Institute, 37 Prosp. Peremohy, Kyiv 03056, Ukraine
a)Electronic mail: V.V.Kruglyak@exeter.ac.uk
https://doi.org/10.1063/5.0012734
In the originally published article,1the material of the nonmag-
netic matrix was mistakenly quoted as silicon nitride. In fact, siliconnitride has a value of the shear modulus that is different from the value
of 298 GPa used for plotting graphs.
Furthermore, the effect of refraction was not accounted for
in Ref. 1. Hence, although Eq. (8) in Ref. 1is valid for a wave
propagating at angle hin an infinite sample, it must be
replaced by
k
2
x;x¼q
Cx2x2/C0~xx~xy/C0/C1/C0k2
x;yx2/C0~xx~xyþcB2
MsC~xx/C18/C19
x2/C0~xx~xyþcB2
MsC~xy/C20/C21 ;(8)
where kx;yis equal to that of the incident wave. The branch with
Imkx;x>0 describes a forward wave decaying into the slab.
Equation (9)for the impedance must be replaced by
ZðF=BÞ
x;ME¼Ckx;x
x1þcB2
CM s~xy7ixkx;y
kx;x
x2/C0~xx~xy0
B@1
CA; (9)
where “–” and “ þ” signs correspond to the impedance values for the
forward [superscript “(F)”] and backward [superscript “(B)”] propa-gating waves, respectively. Thus, the impedance is non-reciprocal for
finite values of h.
The magnetoelastic resonance frequency is defined by
ReZðF=BÞ
x;ME¼0, and so Eq. (10)must be replaced by
xME¼ffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi
xxxy/C0cB2
MsCxys
: (10)This frequency is no longer angle dependent, and so the state-
ment “Note also the hdependence of the resonant frequency xMEas
reflected in Eq. (10)” must be disregarded.
Equations (11) and(12) for the reflection and transmission coef-
ficients, respectively, must be replaced by
Rx¼ð~gxþ1Þð1/C0gxÞsinðkx;xdÞ
ð~gxgxþ1Þsinðkx;xdÞþiðgxþ~gxÞcosðkx;xdÞ; (11)
Tx¼iðgxþ~gxÞ
ð~gxgxþ1Þsinðkx;xdÞþiðgxþ~gxÞcosðkx;xdÞ; (12)
FIG. 3. The reflection coefficient, R(f), in the oblique incidence geometry is deter-
mined by the interplay between the enhancement of the magnetoelastic coupling
and a non-monotonic variation of the background reflectivity. Colored curves repre-
sent specific incidence angles sweeping from 0/C14to 45/C14. Moderate Gilbert damping
ofa¼10/C03is assumed. The dashed vertical line corresponds to the magnetoelas-
tic resonance frequency.
Appl. Phys. Lett. 116, 209902 (2020); doi: 10.1063/5.0012734 116, 209902-1
Published under license by AIP PublishingApplied Physics Letters ERRATUM scitation.org/journal/aplw h e r ew eh a v ed e n o t e d gx¼ZðFÞ
ME=Z0and~gx¼ZðBÞ
ME=Z0andZ0is
the impedance of the nonmagnetic matrix.
Equations (11) and(12) given here coincide with their counter-
parts from the original article at normal incidence. However, Fig. 3 is
altered and must be replaced by the version here. The amended Fig. 3
reveals interplay between the enhancement of the resonant reflectivity
at oblique angles and the angular dependence of the non-resonant
reflection amplitude. The latter vanishes at h/C2530/C14and changes its
sign at larger angles.
Equation (13)must be replaced by
Rx¼iCR=2
ðx/C0xMEÞþiCR=2ei/þR0; (13)
where /¼/C02 arctan ½C
C0ffiffiffiffi
xx
xyq
tanh/C138is an extra phase acquired by the
resonant contribution at finite hvalues. The phase rapidly reaches p
already for relatively small values of h, changing the sign of the Fano
interference contribution.
Equations (14) and (15) for the linewidth and figure of merit,
respectively, must be replaced byCR¼cB2
2MsC2coshffiffiffiffiffiffiffiffiffiffi
q0C0p
xycos2hþC2
C2
0xxsin2h !
d; (14)
!¼CR
CFMR¼cdB2
2ffiffiffiffiffiffiffiffiffiffi
q0C0pHBcos2hþC2
C2
0Mssin2h !
aC2M2
scosh: (15)
This enhances both the linewidth CRand the figure of merit !
at oblique incidence by a factor of 1 =cosh.I ft h er a t i o C2=C2
0
is large, !may be somewhat reduced at large hbut only
slightly.
Table I andFig. 4 must be replaced by the versions here.
The corrections described here do not change the primary find-
ings of Ref. 1: the magnetoelastic coupling can be manifested in reso-
nant behavior of the acoustic reflectivity, which is enhanced in the
oblique incidence geometry.
The amended version of the manuscript can be found at
arXiv.org:1906.07297.
REFERENCE
1O. S. Latcham, Y. I. Gusieva, A. V. Shytov, O. Y. Gorobets, and V. V. Kruglyak,
Appl. Phys. Lett. 115, 082403 (2019).TABLE I. Comparison of the figure of merit !for different materials, assuming
d¼20 nm, l0HB¼50 mT, and C0¼298 GPa.
Parameters YIG Co Py
!ðh¼0/C14Þ 4.3/C210/C021.7/C210/C032.7/C210/C04
CR(ns–1) 1.9 /C210/C047.5/C210/C032.0/C210/C04
CFMR(ns–1) 4.4 /C210/C034.3 0.74
!ðh¼30/C14Þ 4.1/C210/C022.5/C210/C032.8/C210/C04
CR(ns–1) 1.8 /C210/C041.1/C210/C022.1/C210/C04
CFMR(ns–1) 4.4 /C210/C034.3 0.74
fME¼xME=2p(GHz) 2.97 7.14 6.26
B(MJ m–3) 0.55 10 –0.9
C(GPa) 74 80 50
q(kg m–3) 5170 8900 8720
a 0.9/C210/C041.8/C210/C024.0/C210/C03
Ms(kA m–1) 140 1000 760FIG. 4. Both figure of merit !and radiative linewidth CRare enhanced in the obli-
que incidence geometry ( h>0/C14). Ferromagnetic linewidth CFMR remains
unchanged. Co is assumed with a¼10/C03:Applied Physics Letters ERRATUM scitation.org/journal/apl
Appl. Phys. Lett. 116, 209902 (2020); doi: 10.1063/5.0012734 116, 209902-2
Published under license by AIP Publishing |
1.168409.pdf | Possible sources of coercivity in thin films of amorphous rare earth-transition
metal alloys
Roscoe Giles , and Masud Mansuripur
Citation: Computers in Physics 5, 204 (1991); doi: 10.1063/1.168409
View online: https://doi.org/10.1063/1.168409
View Table of Contents: https://aip.scitation.org/toc/cip/5/2
Published by the American Institute of Physics
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Computers in Physics 5, 220 (1991); https://doi.org/10.1063/1.4822980Possible sources of coercivity in thin films of amorphous
rare earth-transition metal alloys
Roscoe Giles
College of Engineering, Boston University, Boston, Massachusetts 02215
Masud Mansuripur
Optical Sciences Center, University of Arizona, Tucson, Arizona 85721
(Received 25 June 1990: accepted 27 November 1990)
Computer simulations of a two-dimensional lattice of magnetic dipoles are performed on the
Connection Machine. The lattice is a discrete model for thin films of amorphous rare earth-
transition metal alloys, which have application as the storage media in erasable optical data
storage systems. In these simulations the dipoles follow the dynamic equation of Landau-
Lifshitz-Gilbert under the influence of an effective field arising from local anisotropy, near-
neighbor exchange, classical dipole-dipole interactions, and an externally applied field. The
effect of random axis anisotropy on the coercive field is studied and it is found that the fields
required for the nucleation of reverse-magnetized domains are generally higher than those
observed in the experiments. Various “defects” are then introduced in the magnetic state of the
lattice and the values of coercivity corresponding to different types, sizes, and strengths of
these “defects” are computed. It was found, for instance, that voids have insignificant effects
on the value of the coercive field, but that reverse-magnetized seeds of nucleation, formed and
stabilized in areas with large local anisotropy, can substantially reduce the coercivity.
Magnetization reversal in thin films of amorphous rare
earth-transition metal alloys is of considerable importance
in erasable optical data storage.‘-‘* The success of thermo-
magnetic recording and erasure depends on the reliable
and repeatable reversal of magnetization in micron-size
areas within the storage medium. A major factor entering
the thermomagnetic process is the coercivity of the mag-
netic medium and its temperature dependence. The pur-
pose of this paper is to investigate coercivity at the submi-
crometer scale using large scale computer simulations.
There exists a substantial literature addressing the various
aspects and mechanisms of coercivity in thin films; the in-
terested reader may consult Refs. 13-26.
Our computer simulations were performed on a two-
dimensional hexagonal lattice of magnetic dipoles follow-
ing the Landau-Lifshitz-Gilbert equation. In addition to
interacting with an externally applied field, the dipoles
were subject to effective fields arising from local uniaxial
anisotropy, nearest neighbor exchange, and long range di-
pole-dipole interactions. Details of the micromagnetic
model have been previously published27-32 and will not be
repeated here. Suffice it to say that the massive parallelism
of the Connection Machine on which these simulations
were performed, together with the fast Fourier transform
algorithm,30*3’ which was used to compute the demagnetiz-
ing fields, enabled us to accurately simulate a large
(256 x 256) hexagonal lattice of dipoles. Since the lattice constant was chosen to be 10 A in these simulations, the
total area of the lattice corresponds to a section of the mag-
netic film with dimensions 0.256 X 0.222 pm.
The reported results in this paper utilize a color cod-
ing scheme for representing the state of magnetization.
Since the magnitude of the magnetization vector m will be
fixed throughout the lattice, the color sphere is used to rep-
resent its local orientation. The color sphere is white at its
north pole, black at its south pole, and covers the visible
spectrum on its equator in the manner shown in Fig. 1. As
one moves from the equator to the north pole on a great
circle, the color pales, i.e., it mixes with increasing amounts
of white, until it becomes white at the pole. Moving toward
the south pole has the opposite effect as the color mixes
with increasing amounts of black. Thus when the magneti-
zation vector at a given site is perpendicular to the plane of
the lattice and along the positive (negative) Z axis, its cor-
responding pixel will be white (black). For m in the plane
of the lattice the pixel is red when pointing along + X, light
green along + Y, blue along - X, and purple along - Y.
In the same manner, other orientations of m map onto the
corresponding color on the color sphere.
The organization of this paper is as follows. In Sec. I
we describe the nucleation coercivity and the influence of
random axis anisotropy and/or defects on nucleation. Sec-
tion II is devoted to the structure and motion of domain
walls, where we discuss certain aspects of wall coercivity.
Also presented in this section are several results concerning
demagnetization that involve wall motion. Concluding re-
204 COMPUTERS IN PHYSICS, MAR/APR 1991 number seed should disappear when the simulated lattice
becomes sufficiently large.
Frame (a) in Fig. 2 shows the initial phase of the re-
versal process (i.e., the nucleation phase) for the basic
sample with 0 = 45” under an applied field of Hext = 12.6
kOe, which happens to be just above the coercive field for
the sample. The nucleation site is in the lower central part
FtG. 1. The color circle shown in thi$ figure may be used to encode the direction of
magnetiratton tn the planeofthe lattice. In this scheme a red pixel is associated with
local magncttration direction along + X, light green corresponds to + Y, blue to
- X. and purple to - 1’. When a vector is not completely in the plane of the lattice,
but has a perpendicular component along + Z (or - Z), its associated color is
obtained by mixing the color of its in-plane component with a certain amount of
white(orbla~k),thestrengthofHhite(orblack)dependingonthemagnitudeofthe
vertical component. A vector fully aligned with the + 2 direction is shown by a
white pixel. while a vector in the - Z direction is displayed as black.
(a)
marks are the subject of Sec. III. A generalized version of
the Stoner-Wohlfarth theory of magnetization reversal by
coherent rotation is described in the Appendix. We com-
pare the predictions of this model with some of the results
obtained by computer simulation, and show the excellent
agreement between them.
I. NUCLEATION COERCIVITY, RANUOM AXIS ANISOTROPY,
AND VARIOUS DEFECT MECHANISMS
In order to gain an understanding of the possible sources of
nucleation coercivity, we chose a lattice with the following
set of parameters: saturation magnetization M, = 100
emu/cm”, anisotropy energy constant K, = 10h erg/cm’,
exchange stiffness coefficient A, = lo-’ erg/cm, film (n)
thickness h = 500 A, damping coefftcient a = 0.5, and
gyromagnetic ratio y = - 10’ Hz/Oe. This set of param-
eters shall be referred to as the set corresponding to the
basic sample. The axes of anisotropy were distributed ran-
domly and independently among the lattice cells in such a
way as to keep their deviation from the Z axis below a
certain maximum angle 0. In the following discussions 0
will be referred to as the cone angle.
The first set of simulations concerned the relationship
between thecoercive field H, and the cone angle 0. Hyster-
esis loops were traced for several cone angles in the range of
2U-45”. The loops were always square (i.e., nucleation co-
ercivity dominated the wall motion coercivity) and H, de-
creased monotonically from 17 kOe at 0 = 20” to 12.5 kOe
at 0 = 45”. H, for a given cone angle showed a slight de-
pendence on the choice of seed for the random number
generator. For instance, in the case of 0 = 45”, different
seeds gave rise to coervicities between 12.5 and 12.80 kOe. (‘)
Similar variations in the nucleation coercivity of real mate- FIG. 2. Early stage of nucleation for three samples with M, = IM)emu/cm’.
rials can be expected, provided that small areas of these K, = IOb erg/cm’, h = 500 A, and cone angle 0 = 45’. The applied field in all cases
films are subjected to the external field. Alternatively, the is 12.6 kOe. In frame (a) the sample has exchange stiffness coefiicient
A, = 10-‘erg/cm. For the sample in frame (b) the exchange parameter iS
dependence of the computed coercivity on the random A, =0.8X IO ‘, while frame (c) represents a sample with A, = 0.6~ IO-‘.
COMPUTERS IN PHYSICS, MAR/APR 1991 205 1
OO I I I
25 50 7.5 100 125
t-l, (kOe)
FIG. 3. Average components of magnetization along Xand Z versus magnitude of
the in-plane applied field H,. The parameters of the lattice are those of the basic
sample with 0 = 45’. and the system is relaxed to the steady state for each value of
the applied field.
of the frame and its periodic continuation, due to the
boundary conditions and the hexagonal symmetry of the
lattice, appears at the upper left corner of the frame.
In order to understand the relative significance of ani-
sotropy and exchange in the nucleation process, we varied
the exchange parameter while keeping all other parameters
(including the random number seed) fixed at their pre-
vious values corresponding to frame (a). Frame (b) shows
the early nucleation stage for a sample whose exchange
parameter A, has been reduced to 80% of the original val-
ue. Within the accuracy of calculations, the value of coer-
civity for this sample was found to be the same as the origi-
nal sample’s coercivity, although the nucleation site at the
applied field of 12.6 kOe appears to be different. Further
reduction of A, to 60% of its original value does not make
any difference either [see frame (c)l; the coercivity re-
mains the same and even the site of nucleation remains the
same as in frame (b). From the above observations we con-
clude that nucleation coercivity is controlled by the anisot-
ropy field Hk = 2K,/M, as well as by the spread in the distribution of the axes of anisotropy. The nucleation site
must have an “average” anisotropy field close to the ap-
plied field (i.e., H,,, z2(K,)/M, - 4rrMs)), but the
strength of exchange is not of primary significance in this
respect.
It must be emphasized at this point that K,, as used in
our model, is different from the bulk anisotropy as mea-
sured for a real magnetic film by, say, torque magneto-
metry. Bulk anisotropy should be denoted by (K,), where
brackets indicate spatial averaging, whereas K, itself rep-
resents the strength of local anisotropy associated with
each dipole. Thus when the cone angle 0 is increased while
K, is being kept constant, the bulk anisotropy (K, ) should
decrease.
To clarify the distinction between K, and (K, ), we
simulated an experiment in which the bulk anisotropy of
the sample could be measured. In the experiment, one ap-
plies an in-plane field, say along the X axis, and monitors
the normal component of magnetization (M,) as a func-
tion of the strength of the applied field. The value of bulk
anisotropy (K, ) is then obtained from the curvature of the
plot of (M, ) vs H, (Ref. 33 ). Figure 3 shows plots of (M, )
and (M, ) as functions of H,, obtained by simulation for
the basic sample with cone angle 0 = 45”. For each value of
H, the lattice was relaxed to the steady-state before (M,)
and (M,) were computed. It is seen in this figure that for
values of H, below 12 kOe the magnetic moments move
coherently and reversibly toward the direction of the ap-
plied field. Using either the slope of (M, ) or the curvature
of (M,) it is rather straightforward to show that
2 (K, )/MT - 4rMs N 13 kOe,
in agreement with our previous results concerning the nu-
cleation field.
Although not relevant to the present discussion, it is
interesting to know what happens when H, in the preced-
ing experiment is increased beyond the critical value of 12
kOe. At the critical field some moments flip over to the
other side and create regions of reverse magnetization.
Frame (a) in Fig. 4 shows the distribution of M, across the
(a)
FIG.4. DistributionofM, (a) andexchangeenergy (b) acrossthelatticein thesteadystate, undertheappliedin-plane field H, = I2 kOe.Thecolorcodingschemeherediffers
from that used in all theotherfiguresofthepaper,and isapplicableonly whenascalar function (such as the local valueof M,across the lattice) is to bedisplayed. In thisscheme
the color red is assigned to the minimum value of the function, while the color purple is used to represent the maximum value. All the other values are then mapped onto the
color circle in a linear fashion, starting from red and moving counterclockwise to purple.
206 COMPUTERS IN PHYSICS, MAR/APR 1991 “E
<
i 5
5 .- ‘ij .g
E
0” z
-0.853
';i
P w -0 856
B -0.859
Iii
5 -0.862
I t I
0.3 1.0 1.5
Time (ns)
FIG. 5. Average magnetization and energy during the relaxation process that leads
to thesteady statein Fig. 4. (a) (M,) versus time. (b) (M,) versus time. (c) Total
energy of the lattice versus time. The inset shows separate plots of exchange, anisot-
ropy. and demagnetization energies.
lattice in the steady state, under the applied field H, = 12
kOe. (Note: The color code used for Fig. 4 differs from the
code described in the Introduction and used for all the oth-
er figures in this paper. The caption to Fig. 4 describes this
particular coloring scheme.) The blue regions in Fig. 4(a)
have a small positive value of M,, while M, for the yellow
regions is small and negative. The same coloring scheme is
also used in frame (b) to show the distribution of exchange energy in the steady state. Plots of the exchange energy
distribution emphasize domain walls and enhance regions
with rapid spatial variation of magnetization. Behavior of
the average magnetization and energy during the relaxa-
tion process under the applied field H, = 12 kOe are
shown in Fig. 5. The rapid drop in (M,) is due to the onset
of demagnetization, which also causes a small drop in
(M,). The reduction in energy is attributable to a lowered
anisotropy energy, as is readily observed from the inset in
Fig. 5(c).
Going back to the subject of magnetization reversal
under a perpendicularly applied field, it appears that the
nucleation coercivity is always about 2(K,)/M,. On the
other hand, one can make the following assumptions about
a real sample: (i) The bulk of the material has very little
dispersion in its local easy axes, and (ii) only a few isolated
submicron-size regions have large values of 0. Under these
circumstances (K, ) N K, while, at the same time, since
nucleation takes place in regions of large dispersion, the
resulting coercivity is significantly below 2 (K, )/MS.
In contrast to these results, the experimentally ob-
served values of coercivity for real samples (with param-
eters similar to those of the basic sample) are only a few
kilo Oersteds. Nucleation in real materials therefore can-
not be attributed to random axis anisotropy alone. We be-
lieve that the reveral process has its origins in what may be
termed “defects,” be they structural or magnetic in nature.
Results of simulation studies pertaining to several different
types of defects are outlined in the following subsections.
A. Defects of type 1
These defects are small regions of the sample from which
the magnetic material has been removed and, as such, they
may be characterized as voids. Figure 6 corresponds to a
circular void with diameter D = 500 A in the basic sample.
Random axis anisotropy with a cone angle of 0 = 45” has
also been assumed throughout the lattice. The simulation
results indicate that, within the accuracy of calculations,
the value of coercivity has been unaffected by the void (i.e.,
H, = 12.6 kOe). Due to the long range dipole-dipole inter-
actions, however, the nucleation site has moved from the
(a) (b)
FIG. 6, Nucleation in the basic sample with a defect of type I (void) at the center. (a) The state of magnetization of the lattice at an applied field of H,,, = 12.5 kOr, just
below coercivity. (b) Nucleation and growth ofa reverse magnetized domain under an applied field of H,,, = 12.6 kOe.
COMPUTERS IN PcIYStCS. MdRldPR ,001 907 lower central part of the lattice in the absence of the void
[see Fig. 2, frame (a) ] to the lower left corner of the lattice
in Fig. 6.
It should be noted that the assumed defect does not
influence the magnetic properties of the void boundary; in
particular, the saturation magnetization MS, the anisotro-
py constant K,, and the distribution of the anisotropy axes
at the periphery of the void have been left intact. In reality,
one expects the presence of the void to alter these param-
eters, albeit to an extent which is not well understood at the present time. Thus, despite the above result, the possibility
that real voids could act as nucleation centers should not be
completely ruled out.
B. Defects of type 2
The second type of defect is a small region with large ani-
sotropy constant K, and with reverse magnetization. In
simulation results displayed in Fig. 7 the basic sample had
the same axes of anisotropy as in the preceding cases, but
(al) (a21
(a31 (a41
FIG. 7. Nucleation in thebasicsamplewithadefect oftype2. (al ) Adefect withdiameter D = 2tXlA in theremanent state. (a2) Growthoftheiniti$domain under anapplied
field of He., = 3.46 kOe. The state shown in this frame corresponds to f = I89 ps after the application of the field. (a3) Continued growth under Hex, = 3.46 kOe. The state
shown here was obtained at = 500 ps. (a4) State of the lattice under H,.,
Growth of the initial domain under the applied field of H.,, = I .98 kOe. = 3.46 kOe at I = 797 ps. (bl) Defect of initial diameter D = 300 .& in the remanem state. (b2)
208 COMPUTERS IN PHYSICS, MAR/APR 1991 K, within the defective region at the center of the lattice
was increased tenfold to 10’ erg/cm3. A defect with diame-
ter D = 100 A was not stable in the remanent state and
collapsed. A defect with 200 A diameter, however, was
stable; the remanent pattern ofmagnetization in this case is
shown in frame (a 1) . The required field for the expansion
of this defect is only 3.45 kOe, which is substantially below
the value of coercivity for the same sample without defect
(12.57 kOe). Frames (a2), (a3), and (a4) in Fig. 7 show
the growth of this nucleus under the applied field of 3.46
kOe. Similar results were obtained for a defect diameter of
300 A, as shown in frames (bl ) and (b2). The coercivity in
this case was 1.98 kOe. When the defect diameter was in-
creased to 500 A, the coercivity dropped to 1.28 kOe. These
results clearly indicate that defects of type 2 can control the
coercivity in a major way.
The preceding numerical results are in good agree-
ment with predictions based on a relatively simple theory.
Consider a circular domain of radius r in a film of thick-
ness h, saturation magnetization M,, and domain wall en-
ergy density (T,,. Let an external field H,,, be applied per-
pendicular to the plane of the film, favoring the direction of
magnetization inside the domain. Assuming that O<r 5 h,
the energy of the system (relative to the saturated state
with no domains) is written
E- - 2n?hkfyH,,, -I- 2rrrha,
- n-(r + 1.5h)2h(2m14x2). (1) The approximation in Eq. ( 1) is caused by the last term,
which corresponds to demagnetization. The implicit as-
sumption here is that, upon the formation of the domain,
the demagnetizing field in and around the domain within a
radius of r + 1.5h vanishes. Of course, if the domain radius
r is much less than the film thickness h, the above approxi-
mation fails, because in that case the demagnetizing field
cannot be reduced in a substantial way in locations that are
as far away as r + 1.5h from the center. Similarly, when r
happens to be much larger than h, the approximation fails
once again because now the demagnetizing tield is not di-
minished within the domain; only the annular region
between r - 1.5h and r + 1.5h may now be assumed to
have zero demagnetizing field. These are the reasons be-
hind the restrictions imposed on Eq. ( 1) .
When He,, is sufftciently small, the net pressure on the
wall will be inwards and the domain tends to collapse (ex-
cept that in the case of interest here the large value of K,
within the domain opposes this tendency). At the onset of
expansion, when He,, is large enough to begin to push the
wall outwards, the net pressure is zero, that is, dE /dr = 0.
One can readily derive the expression for the critical value
of He,, as follows:
Hex, = [ u’m - 2n-(r + l.5h)Ms2]/2rM,. (2)
Although in subsequent discussions the numerical value of
u, will be obtained from the formula
uw = 4JX, (3)
(a)
(d) (4
FIG. 8. Nucleation and growth in the basic sample with isolated regions of large anisotropy. Six small areas ofdiameter 400 A within the lattice were assigned a value of K.
which wastivetimesgreaterthan K, for therestofthelattice. Themagnetizationoftheentirelatticewas thensaturatedandrelaxed totheremanent state, Frame (a) shows the
statrofthelatticeunder If,., = 12.5 kOe.just belowcoercivity. In frame (b) theapplied field is 12.6 kOeand there is nucleation. Frame (c) shows how thegrowth ofthe initial
nucleus is hampered by three of the defects. The remaining frames follow the growth process in time and show the way in which the magnetization manages to reverse the high
K, regions.
COMPUTERS IN PHYSICS, MAR/APR 1991 209 it should be remembered that, due to random anisotropy
and the presence of vertical Bloch lines, the actual value of
LT, in our simulations is somewhat different from the value
of 1.265 $rg/cm* predicted by Eq. (3). For r = 100, 150,
and 250 A, corresponding to the simulated defects of type
2, the calculated coercivities from Eq. (2) are 3.65, 2.33,
and 1.27 kOe, respectively.
Of course, regions with large K, are not necessarily
reverse magnetized in every situation. Consider, for in-
stance, the case of a completely saturated sample with six
regularly spaced defects shown in Fig. 8. The defects are
cylindrical regions of diameter D = 400 A and K,
= 5 x IO6 erg/cm3. Otherwise, the lattice has parameters
of the basic sample with cone angle 0 = 45”. Frame (a)
shows the state of the lattice under an applied field of Hz
= 12.5 kOe, which is slightly below the coercivity for the
sample. Frames (b)-(f) show the nucleation and growth
of a reverse domain under the applied field of Hz = 12.6
kOe. Although the defects act as temporary barriers to the
growing nucleus, the walls eventually sweep through the
entire sample. At the end, the magnetization of the sample
is fully saturated in the reverse direction, and defects of
type 2 (which could have formed around the regions of
high Ku ) do not materialize.
In contrast to the preceding results, Fig. 9 shows a
case where defects of type 2 with either polarity can be
stable. In this case Jhere are seven cylindrical regions of
diameter D = 200 A and K, = 10’ erg/cm3. The central
region is initially reverse magnetized and thus constitutes a
defect of type 2. The rest of the sample is saturated along + 2 and then relaxed to the remanent state, as shown in
frame (a). Under an external field Hz = - 3.5 kOe (just
above coercivity), the central nucleus expands and covers
the rest of the sample with the exception of the high K,
regions. Frames (b)-(f) follow the growth process in time
under the applied field. The six unreversed regions in frame
(f) may now act as defects of type 2 for future reversals.
Finally, one must recognize that defects of type 2 are
inherently unstable and could be eliminated by applying
sufficiently large magnetic fields. The required field for
destroying a particular defect, of course, depends on its size
and on the strength of its anisotropy. In reality, if coercivity
is controlled by this type of defect, then one expects to find
a dependence of H, on the history of saturation and, in
particular, on the value of the largest field applied to satu-
rate the sample. Such dependencies have indeed been ob-
served in practice for some RE-TM thin film samples.33
C. Defects of type 3
Here, we assumed that the anisotropy constant K, within
the central region of the sample is only half the value of K,
elsewhere. All other parameters were the same as in the
previous cases. The entire sample (including the defect)
was initially magnetized along + Z and the system was
allowed to relax and settle down into the remanent state.
The various frames in Fig. 10 correspond to defects of dif-
ferent sizes and show the state of magnetization early on in
the process of reversal, under an applied field which is only
slightly above the computed coercive field. Frames (a)-
(a)
(e)
FIG. 9. Growth from a defect of the second type in the basic sample containing seven isolated regions of large anisotropy. Each region has diameter D = 200 w and
Ku = IO’ erg/cm’. Thecentraldefect was initially reverse magnetizedand thereforeconstitutesadefect oftype2. The rest ofthe lattice wassaturatedalong + Zand relaxed to
the remanent state, as shown in frame (a). Frame (b) shows the state of the lattice under a reverse field of 3.5 kOe, which is only slightly above the coercivity for this sample.
The remaining frames (c)-(f) follow the growth process in time and show how the magnetization fails to reverse in high K, areas. The unreversed regions now become defects
of the second type for future reversals.
210 COMPUTERS IN PHYSICS, MAR/APR 1991 (b)
(c) (d)
FIG. IO. Nucleation in thebasicsample withdefectsoftype3 at thecenterofthe lattice. Thevalueof K, within thedefect isonly halfitsvalueelsewhere. (a) Defect ofdiameter
ZOO,& under an applied tield of 12.64 kQr. (b) Defect ofdiameter 600 .&subjected to theapplied field of I I .75 kOe. (c) Thedefect diameter is 800 .&and theexternal field is 9.4
kOe. (d) The defect diameter is ICMXI A and the applied field is 8.7 kOe.
(d) correspoond to defect diameters of D = 200, 600, 800,
and 1000 A, respectively. The corresponding coercive
fields for these samples were computed a,s H, = 12.64,
11.75,9.4, and 8.7 kOe. Except for the 200 A defect which
does not help much in reducing coercivity [although one of
the initial nuclei in frame (a) is centered on this defect],
the other defects have an appreciable effect on the value of
L?, and nucleation always begins at the defect.
0. Defects of type 4
In this type of defect the axes of anisotropy within the de-
fective region are uniformly tilted away from the normal by
a fixed angle. For several defects of this type the various
frames of Fig. 11 show the states of the lattice both before
and after nucleation. Except for the directions of local easy
axes within the defects, all other parameters in these simu-
lations were the same as before. Frames (al) and ($2) in
Fig. 11 correspond to a defect diameter of D = 1000 A and
a uniform tilt angle of lo” from normal within the defect. In
(al) the applied field is 12.32 kOe, which is just below
coercivity, whereas in (a2) the applied field is 12.34 kOe.
Compared to the basic sample with no defects, the coercivi- ty has dropped only slightly, but the nucleation site is now
on the boundary of the defect. Frames (bl ) and (b2) cor-
respond to a similar defect with a tilt angle of 20”. The
coercive field in this case has dr?pped to 10.45 kOe. For a
smaller defect of diameter 400 A and 20” tilt angle, shown
in frames (cl) and (c2), the coercivity was about 11.33
kOe. Apparently, in order to affect coercivity significantly,
a defect of type 4 must be relatively large and have a sub-
stantial tilt angle.
The Stoner-Wohlfarth theory of magnetization rever-
sal by coherent rotation” is applicable to this type of defect
provided that the defect is not too small. A generalized
version of this theory which includes the effects of demag-
netization is described in the Appendix. It is shown in the
Appendix that one of the preceding simulation results con-
cerning a 1000 A defect of type 4 with tilt angle of 20” is in
good agreement with the theory.
II. STRUCTURE AND MOTION OF DOMAIN WALLS IN THE
PRESENCE OF EXTERNAL AND/OR DEMAGNETIZING FIELDS
Having studied the process of nucleation in some detail, we
now turn to the subject of domain wall structure and its
associated coercivity. Figure 12 shows the structure of do-
COMPUTERS IN PHYSICS, MAR/APR 1991 211 (all (a21
I t”
m:i:L+ ::.I.,
. . _‘YL
..;; -;>+--,‘+ / ._.
L,‘:
TV.-.. :. ‘, ?_._ ;.+
. _
.b.;Y-A. -;> - , ,: /
b _,: (,“. ;.J.“. : :_
_, ,,i,.,” ,A.,
,,a : 11 b I :, -“p <;.
li -. -, j** i
.I-. ,,-,
(bl) (b2)
(c2)
FIG. I I. Nucleation in the basic sample with defectsoftype 4. (al) Defect with diameter of lKKl.& and anisotropyaxis tilt of lo”, subject to an external field of 12.32 kOe. The
defect is visible as the orange colored region in the center ofthe lattice. Although a red spot near the left boundary has formed at this stage, the applied field is not strong enough
to reverse the magnetization of the sample. (a2) Same as (al) but with an applied field of 12.34 kOe. The state shown in this frame is a snap shot of the reversal process. The
nucleated domain continues to grow until the entire sample is reversed. (bl ) Defect with diameter of loo0 .& and anisotropy axis tilt of 20’. subject to an applied field of 10.44
kOe. (b2) Same as (bl) but with an applied field of 10.46 kOe. This is a snap shot of the reversal process. (cl) Defect with diameter of400 A and anisotropy axis tilt of 20”,
subject to an applied field of II.32 kOe. (~2) Same as (cl) but with an applied field of II.34 kOe. Again. this is a snap shot of the reversal process.
main walls in a medium with random axis anisotropy (cone in frame (b) was obtained. Notice that there are three ver-
angle 0 = 45”) and with the same parameters as the basic tical Bloch lines (2~ VBLs) in each wall and that the walls
sample. Initially the central band of the lattice was magne-
tized in the + Z direction while the remaining part was are no longer straight. By allowing the lattice to relax for
magnetized in the - Z direction, as shown in frame (a). another 0.9 ns we obtain the pattern of frame (c), which
When the lattice was allowed to relax for 0.8 ns, the pattern shows significant VBL movements along the walls. Finally,
frame (d) shows the steady-state situation at t = 4.56 ns.
212 COMPUTERS IN PHYSICS, MAR/APR 1991 (a) (b)
(d) FIG, 12. Formationofdomain wallsin thrbasic sample with aconeangleof45”andin theabsrnceofan applied field. (a) Dipolesin the white regionareinitializedalong + Z,
whilcdipolesin thedark region areinitializedalong - Z. (b) Thebtateofthelatticeat f = 0.8 ns. Each wallcontains threevertical Bloch linesat thisstage. (c) Thestateofthe
lattice at f = I .7 ns. The number of VBLs has not changed since the previous frame, but they have moved along the walls. (d) The steady state of the lattice at f = 4.56 ns. The
number of VBLs in each wall is still 3.
Both walls are now straightened considerably, but the
number of VBLs in each wall has not changed; no amount
of relaxation can unwind a 2rr Bloch line.
The curves in Fig. 13 show average magnetization
(M,) and total energy E,,,, of the system during the relaxa-
tion process which was depicted in the previous figure. The
inset in Fig. 13 (b) shows the various components of ener-
gy. Obviously, the demagnetization energy does not
change much during the process of wall formation. This
result should be expected since, in this particular example,
tilm thickness h is several times greater than the wall thick-
ness. On the other hand, anisotropy energy drops sharply
in the early phase as the moments throughout the lattice
move closer to the local easy axes. In fact, this reduction is
large enough to overwhelm the modest increase in the ani-
sotropy energy at the walls. For the same reasons the ex-
change energy of the entire system rises, albeit very slight-
ly, despite a sharp reduction of the exchange energy at the
walls.
A perpendicular field Hz = - 200 Oe moves the two
walls in Fig. 12 (d) somewhat closer to each other, but fails
to eliminate the stripe of reverse magnetization. The steady
state of the lattice under this applied field is shown in Fig.
14. The corresponding curves of (44,) and E,,, in Fig. 15 0
y -1
\” -2
z cu -3
3 -4
‘ji 1.2
F
W
e I.1
z
a 1.0
0-J
b
5 0.9
0 2 3
Time (ns) 4
FIG. 13. Plots of average magnetization and energy in the process of domain wall
formation corrresponding to Fig. 12. (a) CM,) versus time. (b) Total energy of the
lattice versus time. The imet shows the evolution of exchange, amsotropy, and de-
magnetization energies during the initial phase of the process.
COMPUTERS IN PHYSICS. MAR/APR 1991 213 FIG. 14. Steady state of the lattice (shown here at I = 3.66 ns) when the stripe
domain of Fig. 12(d) is subjected to an external field H: = - 2M) Oe.
indicate that the time needed to arrive at the steady state is
about 2 ns. In this experiment, the force ofdemagnetization
opposes the external field in collapsing the reverse-magne-
tized stripe.
The stripe domain shown in Fig. 12(d) will collapse
under the applied field of HZ = - 1000 Oe, as shown in
Fig. 16. Frames (a) and (b) in this figure correspond to
f = 0.96 ns and t = 3.58 ns, respectively. The curves of
W, > and -%, in Fig. 17 show the rate of reduction of the
average magnetization and energy during this collapse pro-
cess.
In the remaining investigations we used a different set
of parameters for the lattice. These parameters were: M,
= 175 emu/cm3, K, = 0.5 x lo6 erg/cm3, A,
= 0.5 X lo-’ erg/cm, and cone angle 0 = 20“. In one sim-
ulation experiment we initialized the state of magnetiza-
tion randomly, with each dipole moment being equally
likely to be set either parallel or antiparallel to the Z axis.
After about 900 steps (corresponding to 5 ps) in which the
state of the lattice was relaxed following the LLG equation,
(a) 55
P 0.868 W
g 0.866
c
- 0.864
s is 0.862
15 0.860 L-A E tot
b)
I 3 0 2
Time (ns)
FIG. 15. Plots ofaverage magnetization and energy when the stripe domain of Fig.
12(d) shrinks under an external field Hz = - 200 Oe. 4
the system arrived at the state shown in frame (a) of Fig.
18. Small domains had clearly formed at this stage, but the
system was far from equilibrium. Twenty-thousand itera-
tions and 1.2 ns later, the system arrived at the equilibrium
state shown in frame (b). The final state is demagnetized
with stripe domains containing several vertical Bloch lines
in their walls. This experiment is similar to rapid cooling of
a real sample in zero field from above the Curie point to the
room temperature.
In another simulation experiment we applied a reverse
external field of 3.16 kOe (just above coercivity ) to initiate
the reversal. Once the nuclei had formed, the field was re-
duced to zero and the domains were left to themselves to
FIG. 16. Collapseofthestripedomain ofFig. 12(d) under an external field H, = - ICkXOe. Frames (a) and (b) show thestateofthe latticeat f = 0.96 ns and t = 3.58 ns,
respectively.
214 COMPUTERS IN PHYSICS, MAR/APR IWl 6 0.7-
$
5 (W
0.6 I , I
0 I 2 3 4
Time (ns)
FIG. 17. Plots ofaverage magnetization and energy when the stripe domain of Fig.
12(d) collapses under an external field H, = - loo0 Oe.
develop under the pressure of the wall energy and the de-
magnetizing force. The various frames of Fig. 19 show sev-
eral states of this development. In frame (a) the field has
just been turned off, leaving behind three nuclei that are
clearly visible in the picture. Since the force of demagnet-
ization for this sample is larger than that of the wall energy,
the nuclei expand and eventually cause the sample to de-
magnetize. First the two nuclei in the lower part of the
frame merge; then the remaining domains expand as shown
in frames (b) and (c). Soon, however, the larger domain
begins to push the smaller one toward collapse, as shown in frames (d) and (e). Eventually, the small domain disap-
pears and the lattice reaches equilibrium as shown in frame
(f). Figure 20(a) shows the average lattice magnetization
(M,) versus time for this experiment. The initial sharp
drop in (il4,) occurs when the early nuclei merge and ex-
pand. The plateau corresponds to the time during which
one dcmain expands at the expense of the other. At the end
of the plateau, the sudden collapse of the small domain
(similar to a bursting bubble) causes a rapid drop in (M, ).
Soon afterwards the magnetization reaches an equilibrium
value near zero, and the lattice begins to stabilize. The plot
of energy versus time in Fig. 20(b) shows a similar behav-
ior. The inset in Fig. 20 shows the various contributions to
energy, namely, the energies due to exchange, anisotropy,
and demagnetization. Note how the burst of the small bub-
ble, at around t = 23 ns, causes the demagnetizing energy
to rise, while at the same time both exchange and anisotro-
py energies (which are associated with domain walls)
drop.
Ill. CONCLUOING REMARKS
Several hypothetical mechanisms of coercivity in thin films
of amorphous rare earth-transition metal alloys were ex-
amined in this paper. Using computer simulations, we
found that regions as small as a few hundred angstroms in
diameter with unusually large or small magnetic param-
eters could act as nucleation centers and initiate the rever-
sal process. Values of the coercive field obtained by simula-
tion are comparable to those observed in practice. Whether
or not these hypothetical sources exist in real materials is a
question whose answer must await further progress in ex-
perimental “nanomagnetics.” Among the existing tools for
observation of the magnetic state in thin films, Lorentz
electron microscopy34 and magnetic force microscopy3’
have the potential to clarify the situation in the near future.
(a) (b) FIG. 18. Relaxation of the lattice starting from a random initial state and in the absence of an applied field. The parameters for this simulation are: M, = 175 emu/cm’,
K, =O.SXlbrrg/cm’.A, =0.5X10 ’ erg/cm, h = 5CXl A, a = 0.5, y = - IO’ Hz/Oe, and cone angle 0 = 20”. (a) The state of the lattice at I = 5.06 ps. (b) The state of
the lattice at I = 1.2 ns.
COMPUTERS IN PHYSICS, MAR/APR 1991 215 (a)
(d) (e)
FIG. 19. Demagetization in theabsenceofan applied field, forasample with thesame set ofparametersas in Fig, 18. Thesampleis initially saturated, then briefly exposed toan
external field of 3.16 kOe in order to create several small nuclei. The field is then turned off and the domains allowed to evolve under internal forces. (a) The state ofthe lattice
immediately after the external field has been turned off. (b) The situation at I = I ns. The two nuclei in the lower pan of frame (a) have merged. (c) The stateofmagnetization
ofthelatticeat f = 5 ns. Thedomainin thecenteroftheframehasnow reacheditsmaximumsizeand, from nowon, it willshrink. (d) At t = 20”s. Thesmalldomaininthecen-
ter is shrinking, while the big domain continues to expand. (e) At t = 24 ns the small central domain is about to burst. (f) The tinal state. The domain is now steady and the net
magnetization of the lattice is close to zero.
0.65
0.60 o.!Jo- o.!Jo- I I
'!. ‘!. 8 8 I I
0.40 -i 0.40 -i
0.30 - i. 0.30 - i. E E dmag dmag
,.>. . ,.>. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . _ . . . . . _
/ /
0.20 - 0.20 - ‘Q- . . . . . . . . . . . .“...---C’ ‘Q- . . . . . . . . . . . .“...---C’
/._.-. -.----.,, /._.-. -.----.,, E E ani, ani,
L -.-.-.-.-.-._.. L -.-.-.-.-.-._..
,* ---------- -- ,* ---------- --
I I I
IO 20 30 1
Time (ns)
FIG. 20. Plots of average magnetization and energy during the relaxation process
described in Fig. 19. (a) (M,) versus time. (b) Averageenergy ofthe latticeand its
various components versus time. ACKNOWLEDGMENTS
This work has been made possible by grants from the IBM
Corporation and, in part, by support from the Optical Data
Storage Center at the University of Arizona.
APPENDIX
The theory of magnetization reversal by coherent rotation
was developed by Stoner and Wohlfarth in the context of
elongated fine particles.“’ Their theory has since been
adapted and applied to reversal in thin films.‘7-“9 In this
appendix we generalize the Stoner-Wohlfarth theory to ac-
count for the demagnetizing effects in thin films. The re-
sults will then be applied to the basic sample with defects of
type 4 (see Sec. I) in order to determine the dependence of
coercivity on the tilt angle.
Consider a uniform film with magnetization M, and
anisotropy energy constant K,, as shown in Fig. 21. The
axis of anisotropy makes angle 0, with the Z axis, and
assuming that the magnetization processes are coherent,
we denote by 0, the angle between the magnetization vec-
tor and Z. The applied field H,,, is also uniform and its
angle with Z is denoted by 0,. All angles are to be mea-
sured clockwise from the positive Z axis, as indicated in the
figure. The question we are about to address is the follow-
ing: For a fixed set of values of K, ,O, ,M,, and O,, how
does the angle 0, vary with the magnitude of the applied
field H,,,? In particular, what is the equilibrium value of
216 COMPUTERS IN PHYSICS, MAR/APR 1991 c between 0 and n: Note that both O,,f and H,, are con-
stants, depending only on the internal parameters of the
/ /I / film M,, K,, and O,d. Later, we will show that in the ab-
sence of an external field, the equilibrium orientation of
( \+lsfhq 44
t\T M
L Direction of
Unioxial Anisotropy magnetization is along the direction of this effective field.
Using the above definitions for H,.,, and Oe,Y, one can
rewrite the expression for energy in Eq. (A2) as
E,, = $(K, + 2&f) - MJI,,, cos(O,,, - O,,)
- p4,Hefy cos[2(0, - O,,)]. (A51
FIG. ?I. Cross-sectional view ofa thin magnetic film with uniaxial anisotropy and
uniform magnrtizatmn under an externally applied field Hk>, All angles are mea-
sured cloclwiw from the positive 2 axis. M, is the saturation magnetization of the
film and its angle with Z is denoted by 0,. The angle of the applied field with Z is
O.,whilethranglebeturm Zand theaxisofanisotropyisO,.Thefield, themagnr-
tization. the axis of anisotropy, and the Z axis are coplanar, Since Heff and O,, are constants, independent of the mag-
nitude and the direction of the applied field, one defines the
relative values of O,, O,, and H,,, as follows:
6, = 0, - Oer, (‘46)
6, = 0, - Oeff, (A7)
ii,,, = Hex, /Herr- (A81
In terms of these relative parameters, Eq. (A5) is now
written
O,w when He,, = 0, and how does 0, change as He,, in- E, = q(K, + 2rrMf) - JM,H,,[2ji,,, co&, - &,)
creases from zero to infinity in the fixed direction given by
Cl,? + 1 cos(2$,)]. (A9)
To answer the above question, we consider the mag-
netic energy E,, of the system consisting of the external The proklem is now reducedLo finding the equilibri-
field energy, the demagnetizing energy, and the anisotropy u,m value of 0, as a function of He,, for a fixed valuz of
energy, as follows: 0,. To this end, we differentiate E,, with respect to a,+,,
and set the derivative equal to zero in order to find the
E,,, = - M,<H,,, cos(0, - 0,) -I- 2rrMf cos” 0, minima and maxima of the energy function. We find
+ K, sin’(O, - 0, ). (Al)
The second and third terms in Eq. (A 1) can be combined
to yield,
4, = - WH,,, cost@,,, - 0,) + i(K, + h-M:)
- ,/(K,/2)’ - mkffK, cos(20,) + (7~kff)~
K,, sin( 20, )
’ K, cos(20,) - 27i~;
(A21
Next we define an effective internal field Hen and its asso-
ciated angle Oeff as follows:
He, = @L/M, 1” - 16~K, cos(20, ) + (4mvs f,
(A3)
O,, = +- tan- ’
( 2K, /MS ) cos ( 20, ) - ~?TM, (A4) (2K,/M,)sin(20,)
.
In evaluating Oeff from Eq. (A4) it is imperative that one
take into consideration the signs of both the numerator and
the denominator of the arctangent’s argument. The value
thus obtained for the arctangent should be somewhere in
the interval between 0 and 277, resulting in a value of CD,, aE, T=$ikf5H,,[2@e,, sin(6, -
&I, 6,) + sin(26,)].
C-410)
Aside from an irrelevant constant coefticient, the right-
hand side of Eq. (AlO) contains the following sinusoidal
functions:
F(GM) = 2ii,,, sin(6, - 6$,), (All)
G(G,) = - sin(26,). t.412)
Figure 22 shows plots of these functions with 6, arbitrar-
ily set to 45”, with several values of&,, choFn from 0 to 1
in s:eps of 0.1. Fzr given values of H,,, and O,, the curves
F( 0, ) and G( 0, ) cross in at most four points, at which
points the derivative of E, is zero. To determine those
crossing points that correspond to actual minima of ener-
gy, we note in Fig. 22 that as one moves from the left to the
right of a crossing point corresponding to a minimum, the
slope of E,,, , which is proportional to F( 0) - G( 0)) goes
from a negative value to zero, then to a positive value. In
other words, before the crossing point F( 0) must be less
than G(O), whereas after the crossing point F( 0) must be
greater than G( 0). Those crossing points that satisfy this
criterion,are marked with a small circle in Fig. 22.
At HeXf = 0 there are always two stable values for 6,)
namely, 0 and 180”, corresponding to 0, = O,, and
I-nUDII~CmC I” DYYClre ..AD,IDD ,oo. 0.7 -2’ 1 b--./I I
0 50 100 150 200 250 300 350
6, (degrees)
FIG. 22. Plots of the functions F(6,) and_G(G,) defined in Eqs. (All) and
(Al2). Thevar$usF(O,) sho_wn herehaveOX, = 45’and H,,, = Oto I instepsof
0. I. The points 0, at which F(0, ) crosses G(O, ) from below correspond to mini-
maofenergy Em. These crossingpointsare identifiedon the figure with small circles
0.
8M = O,, + 180”. For the situation depicted in Fig. 22,
0, = 45”, that is, 0, = O,, + 45”. Now, if the system
happens to be in the stable stat: with 0, = O,, when the
applied field is zero, then, as He,, incKeases, the crossing
Roint m^oves toward larger values of 9!M until it reaches
0, = 0, = 45” for infinitely large H,,,. On th,e other
hand, if zriginally 0, = O,, + 180”, then, as He,* in-
Fesses, 0, decreases until it reaches aAcritical value of
0, = 135” at the critical field value of H, = 0.5. At the
critical point, the minimum state of energy in which the
system has bgen residing becomes a saddle point. Further
increases in He,, eliminate this minimum, forcing the sys-
tem to jump to the only remaining stataof minimum energy
which, &-t the case of Fig. 22, is at 0, = 15”. Aftekthe
jump, 0, increases continyusly with increasing He,,,
asymptotically approaching 0, = 45”. h Qualitatively, the behavior just described for the case
of 0, = 45” applies to all othzr values of 0, as well, hut
the values of the critical field H, azd the critical angle 0,
will depend on the exact value of CD,, of course. To deter-
mine these critical parameters one notes that at the critical
point the two curves F(a) and G(O) become tangent to
each other, that is,
F(6,) = G(&),
F’(&) = G’(&.).
Solving these equations, one obtains (A13a)
(A13b)
tan 6, = - (tan gH)‘13, (A141
i& = - cos3 &Jcos 6,. (A151
Now, assuming that the equilibriim state in the ab-
sence of the external field occurs at 0, = 0,Jhere exist
only two pos$bilities. In the first instance OgOHA<90”, in
which case 0, increases continuously toward 0, with
increasing H,,, ; no critical fields will be reached in this case
and no disco$inuous jumps will oc%ur. In the second in-
stance 90”<0, < 180”. In lhis c%e 0, jnitially increases
with &,, until it reaches 0, at He,, = Hc. At the critical
field 0, jumps to the other side and suddenly becomes
greater than QH. The process then resumes its/\continuous
nature, with O,M asymptotically approaching 0,.
As an example, consider the following set of param-
eters corresponding to a defect of type 4 studied in Sec. I:
&U = 10” erg/cm3, 0, = 20”, M, = 100 emu/cm3, and
0, = 180”. From Eq. (A3) we find He%= 19.055 kOe
and, from Eq,(A4), O,, = 21.215”. Thus 0, = 158.785”,
resulting in 0, = 36.11” and H, = 0.566. The critical
(i.e., switcking) field is thus given by
He,, = He, X H, = 10.78 kOe, in good agreement with
the value of 10.450k0e which was arrived at numerically in
Sec. I for a 1000 A defect.
Figure 23 shows several hysteresis loops for a thin film
sample with K, = 10” erg/cm3 and M, = 100 emu/cm3.
‘O - (a) (b) C
05
0
-05
-10
;:;::,:,-3,
-20 -10 0 IO 20 -20 -10 0 IO 20 -20 -10 0 IO 20 FIG. 23. Calculated hysteresis loops for a thin film
sample according to the Stoner-Wohlfarth theory, in-
cluding the effects of demagnetization. The external
field is parallel to Z, the tilm parameters are
M, = 100emu/cm’ and K, = lO”erg/cm’, and the
loops in (a)-(f) correspond to 0, = 0”. 2V, 45’. 70’,
85’, and 9(P, respectively.
218 COMPUTERS IN PHYSICS, MAR/APR 1991 The external field is assumed to be along the Z axis, that is
0, = 0” or 180”. The values of 0, corresponding to differ-
ent loops in Fig. 23 are O”, 20”, 45”, 70”, 85”, and 90”. When
0, = 0” we tind from Eq. (A4) that Oeff = 0” provided
that K, > 2rM:, which happens to be the case here. We
also find He, = 2K,/M, - 4z-Ms = 18.744 kqe from Eq.
kA3).FromEqs. (A14) and (A15) onefinds@, =O”and
H, = 1, leading to a perfectly square loop with a coercivity
of 18.744 kOe, as shown in the figure. The lowest value of
coercivity is around 10 kOe, and is reached when 0, N 45”.
The loop at 0, = 85” has a curious shape: The jump in 0,
has caused a drop (rather than an increase) in the Z-com-
ponent of magnetization. Finally, for 0, = 90” we have
Oefl. = 90” and H,, = 2K, /MS + 477M, = 2 1.256 kOe. In
this case there are no jumps but there is a discontinuity of
slope at He,, = Hen, where the magnetization comes into
alignment with the direction of the applied field.
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COMPUTERS IN PHYSICS, MARlAPR 1991 219 |
1.1722262.pdf | On the Minimum of Magnetization Reversal Time
Ryoichi Kikuchi
Citation: J. Appl. Phys. 27, 1352 (1956); doi: 10.1063/1.1722262
View online: http://dx.doi.org/10.1063/1.1722262
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Downloaded 10 May 2013 to 128.206.9.138. This article is copyrighted as indicated in the abstract. Reuse of AIP content is subject to the terms at: http://jap.aip.org/about/rights_and_permissionsJOURNAL OF APPLIED PHYSICS VOLUME 27, NUMBER 11 NOVEMBER, 1956
On the Minimum of Magnetization Reversal Time
R YOICHI KIKUCHI*
Armour Research Foundation of Illinois Institute of Technology, Chicago, Illinois
(Received March 30,1956; revised manuscript received July 25, 1956)
. A modifi~d Landau-Lifshitz,equation is solved for a single-domain sphere and an infinitely-wide thin
smgle-domam sheet of ferromagnetic material neglecting anisotropy. The external magnetic field is switched
from o~e. direc~ion to its opposite i~stantaneously at the initial time and the behavior of the magnetization
~ector IS mv~s~lgated thereafter. It IS sh?~n that there is a critical value of the damping constant correspond
mg to the ~1~lmum value of the (repetl~IVe) magnetization reversal time. If the damping constant is larger
than the crItical value, the magnetIzatIOn vector moves slower; if it is smaller, the magnetization vector
m?~es faster but oscillates so that it takes longer time until it comes to a rest at the final position. The
CrItIcal values of the Landau-Lifshitz damping constant A are yJ1 for the sphere and 0.013yM for the thin
sheet, w~ere. 'Y a~d M are the ~yromagnetic ratio and the magnetization, respectively. The computed mini
mum sWltchmg time for the thm sheet of 4-79 molybdenum Permalloy is of the order of 10-9 sec.
I. INTRODUCTION
CORE loss is known to be an important factor in
determining the useful upper frequency limit or
repetition rate of ferromagnetic core devices. Until
recently, losses in available materials were so large that
these upper limits were almost entirely determined by .
the core loss, and any decrease in core loss could be
expected to bring about an improvement in perform
ance. Recent advances in the technology of ferro
magnetic materials, (e.g., the development of low-loss
ferrite materials and ultrathin low-loss magnetic
tapes) gives reason to consider the question, "What is
the limit to the performance which can be realized by
reducing core losses?"
This question about the existence of any performance
limit for the repetition rate of pulse-operated ferro
magnetic devices (e.g., magnetic storage register units)
has never been seriously considered. It is the purpose of
this paper to present arguments to support the con
tention that: (1) there is a limit to the repetition rate
which can be achieved, and (2) that the repetition rate
(minimum remagnetization time) occurs for a particular
optimum value of the core loss, so that any decrease or
increase of the core loss from this optimum value in
creases the remagnetization time.
These results are speculative in that they are based
on a particular form of the damped gyro magnetic
equation, viz.,
dM/dt='YMX[~- (a/YM)dM/dtJ, (1)
where M is the magnetization vector, ~ the total
effective field (the external magnetic field, demagnet
izing field and the field due to the eddy current),
a a phenomenological damping constant, and l' the
gyromagnetic ratio. Equation (1) reduces to the com
monly used Landau-Lifshitz equation:
dM/dt='YMX~- (A/M2)[MX (MX~)], (2) ----
* Present address: Department of Physics, Wayne State
University, Detroit, Michigan. when a2«1 if we set a= A/yM. (This can be established
by substituting the entire right side of Eq. (1) for the
term dM/ dt in the brackets, using the triple vector
product identity, and dropping terms of order a2 or
higher.) When a2> 1, Eqs. (1) and (2) differ in a way
which is essential to the arguments presented herein.
Use of the Landau-Lifshitz equation would yield the
implausible result that the remagnetization time ap
proaches zero as A-700, i.e., the greater the damping,
the shorter the remagnetization time. For the particular
case of the reversal of the magnetization in a single
domain sphere, the Landau-Lifshitz equation would
yield the result that the reversal time is proportional
to 1/;\.
Justification for modifying the form of the damping
term and for the particular form used in Eq. (1) has been
given by Gilbert,I·2 The need for using a different form
stems from the fact that the Landau-Lifshitz equation
predicts an upper limit to the torque exerted on a ferro
magnetic disk by a strong rotating field, which torque is
smaller than the observed torque. I Gilbert justifies
the use of the particular form used in Eq. (1) by noting
that, if one reformulates the undamped equation of
motion in Lagrangian form and introduces the damping
in a consistent way by means of a Rayleigh dissipation
function, the resulting damped equation of motion is
that given by Eq. (1).2 This result does not exclude the
possibility of other kinds of damping; however, in the
absence of experimental evidence, it is the best guide
we have for choosing a particular form of the damping
term from the myriad conceivable forms. Additional
experimental evidence will, of course, be needed to
establish conclusively the correctness of the choice.
The value of a which minimizes the remagnetization
time will, of course, depend upon the geometry of the
domain configurations during remagnetization, and
cannot be calculated for complicated multidomain
models. The calculations presented herein are there-
1 T. L. Gilbert an~ J. M. Kelly, Proceedings of the Pittsburgh
Conference on Magnehsm and Magnetic Materials June 14-16 1955
(Am. lnst. Electr. Engrs., October, 1955), p. 253: '
2 T. L. Gilbert, Phys. Rev. 100, 1243 (1955).
1352
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fore limited to two simple single-domain models: a
single-domain sphere and a single-domain sheet. These
models could be realized in practice by using small
spheres or thin oblate spheroids, which are known to
maintain a single domain configuration, (although it
would be exceedingly difficult to make measurements
because the observed signals would be extremely small).
The gyromagnetic equation (1) for these models re
duces to a set of two ordinary nonlinear differential
equations which can be solved, at least approximately.
In massive specimens with multidomain configurations,
the gyro magnetic equation reduces to a set of non
linear partial differential equations which are com
pletely intractable. Although the quantitative results
for the minimum remagnetization time and the value of
a for which this minimum occurs in the single-domain
models are inapplicable to multidomain models, the
qualitative conclusions regarding the existence of an
optimum damping should remain valid. The purpose for
analyzing the models chosen is largely didactic.3
II. A SINGLE-DOMAIN SPHERE
An isotropic sphere is assumed to be fully saturated.
If the external magnetic field He is rotated slowly, the
magnetization vector M will follow it pointing the
direction of He at each moment.4 But if He is switched
from one direction to another very quickly, M cannot
follow it exactly, due to gyro magnetic and damping
effects for M. In the models of the present paper, He is
assumed to be switched from one direction to its
opposite instantaneously at t=O and we examine the
behavior of M for t>O. We assume that the motion of
M is described by Eq. (1).
It is convenient first to transform Eq. (1) into the
Landau-Lifshitz form:
dM/dt='Y(1 +(2)-1
X {MXSJ- (a/M)[MX (MXSJ)]}. (3)
When a2«1, this reduces to the commonly used Landau
Lifshitz equation (2) as was pointed out in the pre
vious section. For the sake of simplicity, the time scale
is changed so that Eq. (3) is written as
M2dM/dT=MMXSJ-a[MX (MXSJ)] (4)
where
(5)
and M is the magnitude of M.
If one neglects the eddy current contribution to the
internal magnetic field, SJ is the sum of two parts: the
external field He with a magnitude of He and the de
magnetizing field Hd= -(4'7I'/3)M. He is assumed to be
switched from the -z direction to the +z at t=O.
Inserting SJ=He+Hd into Eq. (4) and writing it in
3 The analysis of the present paper is done only for isotropic
material, the presence and influence of anisotropy field being
neglected,
i Gilbert, Kelly, and Ekstein, Phys, Rev. 98, 1200 (1955). FIG. 1. Contour of
the magnetization
vector M(schematic)
for a sphere. I is the
initial direction. The
curve (1) is for high
damping, a»1; (2)
for low damping,
a«1. I , He
components, one obtains the following simultaneous
equations:
M2dMx/dT=MMyHe-aMxM.He, (6a)
M2dMy/dT= -MMxH.-aMyM.He, (6b)
M2dM ./dT=a(M x2+My2)He. (6c)
As expected, these equations have the constant M2
= M ,,2+ M i+ M.z as a special integraL Using this
constant, Eq. (6c) reduces to:
(7)
which can be integrated to give the time TF required to
flip M. from M Zi to M Zf. Going back to the actual time
tF through Eq. (5), one obtains
If M at t=O had exactly the -z direction, Mzi=-M
and tF would become infinite. Therefore, in order to
get tractable results, one has to assume that the direc
tion of M(t=O) is slightly different from the -z axis
so that M .i~ -M. Similarly, one assumes M 'f~M.
When M zi and M./ are fixed, Eq. (8) states that tF
is proportional to (1+a2)/a in its dependence on the
damping constant a. Hence, the minimum remagnetiza
tion occurs when
(9)
For a>amin, the magnetization vector M moves slower,
and for a<amin, it moves faster but rotates around the
external magnetic field so that the net traveling time
between the two fixed values of Mz becomes longer.
Behavior of the magnetization vector M is shown
schematically in Fig. 1 for a large and a small vaues of a.
III. A SINGLE-DOMAIN SHEET
As a next model, we treat an infinitely-wide isotropic
sheet. It is assumed that the sheet behaves as a single
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domain, which is the minimum energy configuration
for an ideal sheet of infinite extent. There is some evi
dences that this idealized structure may be approxi
mated in ultrathin films.4,6 It is also assumed that the
sheet is either nonconducting or very thin so that eddy
current damping may be neglected.
Equation (4) is the starting point for this case also.
The coordinate axes are so chosen that the x and y axes
are in the plane of the sheet and the z axis is perpen
dicular to it. If one neglects the eddy current contribu
tion to the magnetic field as before, ~ consists of two
parts: the external field He = iH e and the demagnet
izing field Hd= -47rM .k, the unit vectors in the x, y
and z directions being denoted by i, j, and k, respec
tively.
In the following, the fields M and .~ are measured in
units of M. We define
a=M/M,
b=He/M. (10)
Inserting ~=He+Hd into Eq. (4) and using Eq. (10),
one obtains the following simultaneous equations:
dax/dr= -47ra ya.-a(bai-47ra xal-b), (11 a)
day/ dr= 47raxa.+ba.-a(baxall-47raya.2), (11 b)
da./dr= -ball-a(47raz-41ra.3+baxaz). (l1c)
As one expects, these equations imply a relation stating
that the vector a has a constant magnitude, which is
unity.
It is convenient to use the magnetic energy as a
parameter:
(12)
where the first term is the energy of interaction with
the external field and the second is the demagnetizing
energy. Expressed in terms of the variables used in
Eq. (11), one has
u= U /MHe= -ax+21raNb. (13)
It can be shown, as it is naturally expected, that be
cause of the damping equation (4), u decreases mono
tonically in time. A second parameter <I> is introduced by
the relation
so that
u=-a x+<I>2.
Eliminating all from Eqs. (11), one arrives at
6 R. L. Conger, Phys. Rev. 98,1752 (1955). (14)
(15)
(17) In the process of transformation, 1-bu/47r-b¢2/81r
and I-bu/21r-b¢2/ 1r, which should be multiplied
with the second terms of Eqs. (16) and (17), respec
tively, have been replaced by unity. This replacement
is justified because b=He/M is of the order of 10-2 or
10-3 experimentally and, from Eq. (15), one knows that
u and <I> are of the order of unity or less. On the basis of
Eqs. (16) and (17) we discuss the behavior of u and <I>
or of the vector a = M/ M.
As the external field is on the positive x axis, the
initial direction of the magnetization vector a is
assumed to be close to the negative x axis, so that
a.=i cosll;+j sinOi (18)
where 0, is slightly larger than -1r. This equation im
plies that at t= 0
<1>,=0,
U,= -cosO,.
Equation (11c) gives the initial value for dcp/dr:
(d<l» = _ (21rb)1 sinO,.
dr , (19)
(20)
The flipping (reversal) time is defined as the time during
which u changes from u, to Uf defined by
(21)
so that if a.=O at this final moment, axf= -ax;. It
should be remembered that Oi is close to -1r and there
fore cosO, is negative, and Ui>O and Uf<O.
Case 1. Solution for a-HO
When a is very large, Eqs. (16) and (17) state that
U and <I> depend on a only through the combination aT.
This is the case for the initial conditions, too, because
Eq. (20) gives
lim(~) =0.
....... '" d(ar) i (22)
Therefore, one can conclude the following relation for
the time of flipping, rF:
arF= constant independent of a. (23)
Combining this with Eq. (5) one obtains the result that
the actual time of flipping tF has the following form
arp 1+a2 a tF=---r"'V-x constant. (24)
"1M a "1M
Hence tF is proportional to a.
The value of the constant arF is determined as
follows. Combining Eqs. (22) and (17), one obtains
(25)
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Repeated differentiations of Eq. (17) show that all the
derivatives of cp with respect to aT vanish at t=O for
large values of a, so that one can conclude
cp=O for all T. (26)
Then Eq. (16) is solved, and yields
U= -tanh(baT-e), (27)
with a constant e defined by
Ui = tanhe = -cosO i. (28)
The flipping time TF is defined from
Uf=COSO;= -tan(baTF-e). (29)
From Eqs. (28) and (29), one obtains
baTF= 2e. (30)
Therefore Eq. (24) becomes finally
tF=a(2e/b,-M). (31)
Case 2. Solution for cy---?O
First we solve Eqs. (16) and (17) for a=O. From the
former, one knows that
U= Ui= constant independent of T, (32)
which transforms Eq. (17) into
(33)
Multiplication of this equation by d¢/ dT and integration
give (::r = 27rb[ sin20i-2(4: + cOSOi}pL cp4]' (34)
where the initial conditions (19) and (20) have been
taken into account. The solution cp of this equation can
be expressed in terms of elliptic functions. In order to
make the calculation simpler, one neglects b/47r in
comparison to cosO;. Then the solution of Eq. (34) is
(35)
where K i is defined by
(36)
and en is an elliptic function.6 The quantity cp of Eq.
(35) is a periodic function of T with a period of 2Ki/
(7rb)!.
In order to extend the calculation to a finite but small
6 See, for instance, Whittaker and Watson, Modern Analysis
(Cambridge University Press, New York, 1935), Chap. 22. value of a, one takes into account the fact that U varies
very little during one periodic motion of cp, so that U can
be assumed constant for a period. Under this assump
tion, for one periodic motion of cp, Eq. (35) can be used:
where K is defined by Eq. (36) with Oi replaced by 0
and the period is given by 2K/(7rb)i. For these results,
the initial conditions at T=T are Eqs. (19) and (20)
with Oi replaced by o. The change of U during one period,
t:.u, is approximated using Eq. (16) and assuming U in
the last term to be a constant, -cosO. Then the integra
tion gives
(b)I 0 t:.u= -2Ka ; sin20-16a7r sin2;
T+2K!C1rb)+
X i cn2«47rb)t(T-T)+K)dT. (38)
T
Using the relation
(39)
where E is given by
(40)
Eq. (38) becomes
fJ.u = -2a{~sin20+87r(E -COS2~)}.
fJ.T 2 K 2 (41)
Letting U= -cosO, one has
fJ.8 = _ 16a7r{b sin2
0 + E -COS2~}.
t:.T sinO 167r K 2 (42)
This can be looked upon as a derivative of 0 with respect
to T and is integrated to give the time of flipping:
where (43)
1 fei ( 0 E b )-1 1=- cos2-----sin28 sinOd8
167r ei 2 K 167r (44)
is independent of a. Equation (37) is not accurate when
\ cosO \ """ h/47r, but as this holds for an interval of 0
negligibly small compared to the total range of integra
tion, 0f-f)i, the error caused by assuming Eq. (37) for
all values of 0 is not appreciable.
Going back to the acutal time t through the relation
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-u
4.3---\
2.5--1
! I I I I I , I I I I I I I I I t I
(a)
-U~+--L _ .7
4.9--1
5-1
1 J I I I I I I I I 1 I I 1 I I I I I I I I I I I I I
(b)
FIG. 2. Examples of analog computor recordings for values of
a=0.OO9 and 0.014. The curves are cp, -U, a. and da./dr from top
to bottom, and the abscissa is 4.".ar, the unit time marking at the
bottom being 0.5. The horizontal lines indicate the zero levels and
the vertical lines the initial time. (5), we have
tF""'IhMa for a«1. (45)
The integral (44) was computed numerically. Of course,
it depends on the choice of Oi and Of. Two examples of
the results are as follows:
(46)
Case 3. Solution for Intermediate 0:
A rough estimate is made as follows. Using the solu
tions (31) and (45), this region may be interpolated as
..
i
>-
I'
<t 800
600
400
200
o (47)
•
a
FIG. 3. Plot of 411"'YMtF read from the analog computor results
against a (black circles). The dotted curve is due to the inter
polation formula (47).
This function has a minimum
(48)
corresponding to a value of a
(49)
When one assumes b=81rXlO-4 and uses (46), one ob
tains
amin= {0.0160 for Of= _1~O,
0.0150 for (}f= -2 . (50)
It should be noted that amin does not vary much for the
change of Of.
In order to obtain more precise knowledge of amin,
one has to solve Eqs. (16) and (17) for intermediate
values of a. This was done numerically by using an
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analog computor. Two examples of the results for
a=0.009 and 0.014 are shown in Fig. 2, in which the
curves are from top to bottom, cp, -u, -(U+cp2) = ax
and dax/dr. The abscissa is 4ITar=47r'YMta(1+a2)-\
a dimensionless quantity proportional to time, the unit
time marking at the bottom being 0.5. It may be noticed
that oscillatory motions of a become more apparent as
a is lowered passing through the a=0.01 region.
In Fig. 3 the time of flipping tF' read from the meas
ured curves is plotted against a. For the numerical
computations, the values {Ji= -162° and {Jf= -18°
were used. It may seem that one would take a value of
{Ji closer to -180°, but if it is closer, the errors in read
ing the results increases. The values of {Ji and (Jf adopted
are not so bad as it might appear because the value of
cos(18°) is 0.95, being fairly close to its maximum value,
and also because the value of amiu is not expected to
depend on the choice of {Ji very much, as was mentioned
in connection with Eq. (SO). As a is lowered, oscillations
of a around the x axis increase its amplitude, and when
the amplitude of a last oscillation reaches a certain
amount the reading of tF' suddenly jumps discontin
uously as shown in Fig. 3. In Fig. 4 the contour of the
vector a is shown schematically. This is for a small value
of a so that a oscillates around the external magnetic
field He. For a large value of a, the vector a moves
almost in the xy plane and approaches to the direction
of He monotonically without oscillation.
The reason for the existence of the minimum reversal
time is understood from Figs. 2, 3, and 4 and is sum
marized as follows. When Ci is larger than alllin the mag
netization vector M moves slower, and on the other
hand when a is smaller M moves faster but oscillates
around the external field as is shown in Fig. 4 so that
the actual time for M to come to a rest near He IS
longer.
One sees from Fig. 2 that amin occurs around
Cimin ""0.013, or Amin ""O.OByM. (51)
The values of tF' calculated from the interpolation
formula (47) are also plotted in the figure. Although
Eq. (47) did not take into account the discontinuous
jump of tF, the estimate of amin from it is very close to
the computed one. This indicates the correctness of the
numerical computation by the analog computor.
The value of the minimum flipping time, read from
Fig. 2, is approximately 41T'YMtF,min=300. Using the
values, 'Y=1.76X107 sec! oe-! and 47rM=7400 oe for z
y
FIG. 4. Schematic picture of a contour of the magnetization
vector M (or a) for a thin sheet. This is for a small value of the
damping constant a. The sheet is in the xy plane and the point I
indicates the initial direction of the vector.
4--79 molybdenum Permalloy, one obtains
IF, min"" 2.3 X 10-9 Sec. (52)
The dependence of tF', min on the external field He is
estimated from Eq. (48) by using the definition b=H./
M:
(53)
This indicates that tF', min is inversely proportional to
(He)~.
The value of (52) is based on the assumption that
b=81TX10--4• This means He= 1.5 oe if one takes 41TM
= 7400 oe. But it seems more reasonable to choose
He=0.2 oe. One can estimate how much (52) changes
for the new value of He, without repeating the actual
numerical computation, if one accepts the (He)-l
dependence of tF,min as shown in (53).
The modified value is
tF, min"'" 6.3 X 10--9 sec. (54)
ACKNOWLEDGMENTS
The author is deeply indebted to H. Ekstein and
T. L. Gilbert who suggested the problem to him and
gave stimulating discussions. Thanks are also due to
C. J. Moore of the computing group of Armour Re
search Foundation for his help in operating the analog
computer.
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